Document:

EX-4.1

EXHIBIT 4.1

CERTIFICATE OF AMENDMENT

TO

THE RESTATED CERTIFICATE OF INCORPORATION

OF

ULTRALIFE BATTERIES, INC.

Ultralife Batteries, Inc., a corporation organized and existing under and by virtue of the General
Corporation Law of the State of Delaware, DOES HEREBY CERTIFY:

FIRST: That the Board of Directors of said corporation, at a meeting duly convened and held on
March 6, 2008, adopted a resolution proposing and declaring advisable the following amendment to
the Certificate of Incorporation of said corporation:

RESOLVED, that the Restated Certificate of Incorporation of
Ultralife Batteries, Inc. be amended by changing the First Article
to change the name of the corporation so that, as amended, said
Article shall read as follows:

“The name of the corporation shall be Ultralife Corporation.”

SECOND: That such amendment has been duly adopted by the affirmative vote of the holders of a
majority of the stock entitled to vote at the annual meeting of stockholders in accordance with the
provisions of the General Corporation Law of the State of Delaware.

     IN WITNESS WHEREOF, the above mentioned corporation has caused this certificate to be signed
by Peter F. Comerford, its Vice President of Administration and General Counsel, this 5th day of
June, 2008.

	 	 	 	 	 
	 	 	 
	 	By:  	                                                        /s/ Peter F. Comerford
 	 
	 	 	Peter F. Comerford, 	 
	 	 	Vice President of Administration and

General CounselEX-10.1

Exhibit
10.1

TRANSITION AGREEMENT

     This Transition Agreement is (the “Transition Agreement”) made and entered this 10th day of
November, 2008 by and between Dana Holding Corporation (“Dana”), a Delaware corporation and Paul E.
Miller (the “Executive”).

     WHEREAS, the Executive has an Executive Agreement that was assumed by Dana during the Chapter
11 proceeding filed in March, 2006 by Dana Corporation and forty of its subsidiaries, and

     WHEREAS, the Executive has advised Dana of his intention to retire as of May 31, 2009 and his
desire to remain employed through this period, and

     WHEREAS, Dana has agreed to retain the Executive in accordance with his desired outcome and in
order for him to qualify for an Early Retirement benefit pursuant to his Special Executive
Retirement Plan (“SERP”)

     NOW, THEREFORE, and in consideration of the premises and of the covenants and agreements set
forth herein, Dana and the Executive hereby agree as follows:

	 	1.	 	In order to facilitate a smooth transition without issue, Dana will begin
immediately to seek a successor to the Executive in the role of Vice
President-Purchasing. The Executive will retain the position and the related
responsibilities until such time as the individual chosen for this position begins
employment with Dana.
	 
	 	2.	 	The Executive will assist the successor for a reasonable period in
transitioning the duties and responsibilities of the position. It is contemplated
that this period of transition would last no longer than 60 days after the successor
begins employment.
	 
	 	3.	 	Dana will maintain the Executive’s current base compensation and except as
may be provided in this Transition Agreement, all available benefits, from the date on
which a successor begins employment through the date of the Executive’s retirement.
The Executive’s LTIP grants will be treated in accordance with his planned May 31,
2009 retirement. The Executive will no longer be a member of the Executive Committee
upon the date on which the successor begins employment, but Dana agrees that the
Executive may disclose to potential future employers the time period when he was a
member of the Executive Committee of Dana. Dana shall also make COBRA payments on the
Executive’s behalf for the twelve (12) consecutive month period commencing with the
date of the Executive’s retirement from Dana.

 

 

	 	4.	 	Subsequent to the conclusion of the period of transition described in
paragraph 2 above, the Executive shall be assigned certain tasks and projects by the
Chief Executive Officer of Dana. The nature of these tasks and assignments will be
reasonable given the Executive’s training and background and shall be determined with
the Executive’s reasonable input (“the Transition Projects”).
	 
	 	5.	 	The Executive’s Transition Projects are intended to be completed prior to the
Executive’s planned retirement date of May 31, 2009. It is understood and agreed that
if the Transition Projects are concluded prior to this date, the Executive will remain
on the payroll and be paid his current level of base compensation, employee benefits
and his perquisite allowance through his planned retirement date regardless of whether
any additional projects are assigned. In such event, the Executive will remain
available upon reasonable advance notice to consult as may be reasonably required by
Dana until May 31, 2009. All internal records and codes of Dana shall reflect that
the Executive’s departure was due to his retirement.
	 
	 	6.	 	Upon his planned retirement date of May 31, 2009, the Executive shall have
qualified to receive and be entitled to the benefit  provided
by Section 2.5 of his SERP dated May 3, 2004, per attached calculation.
	 
	 	7.	 	Upon the execution of this Transition Agreement and except as provided
herein, the Executive Agreement together with all Exhibits thereto are deemed
terminated together with the rights and duties of each of the parties thereto,
including, but not limited to, the provision for any payment of Executive Incentive
Compensation (“EIC”) attributable to 2008, if applicable; provided however, that if
(i) the Company’s performance qualifies for a payout pursuant to the EIC Plan for the
2008 plan year, and (ii) a payout pursuant to the EIC Plan is made to any other senior
executive of Dana for the 2008 plan year, then the payment which would otherwise be
paid to the Executive pursuant to the Executive Agreement based on the Company’s
performance for 2008 under the EIC will be made. The Executive shall be eligible for
and entitled to receive payment of any bonus for 2008, if any, which might be declared
by the Board of Directors for senior executives of Dana, including the Executive.
	 
	 	8.	 	Except as provided in Paragraph 7 above, the Executive will have such rights
as may be provided to any senior executive retiree based on his age and service,
assuming an early retirement, pursuant to the specific plan provisions of any Dana
plan in which he participates during his employment with Dana including but not
limited to the Omnibus Incentive Compensation Plan.

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	 	9.	 	The Executive agrees not to disclose, either while in the Dana’s employ or
thereafter to any person or entity not employed by Dana or retained to provide
services to Dana, except with the prior written consent of an officer authorized to
act in the matter by Dana’s Board of Directors, any confidential information of Dana,
its subsidiaries and affiliates obtained by him while in the employ of Dana, including
without limitation, information relating to the finances, strategy, organization,
operations, inventions, processes, formulae, plans, devices, compilations of
information, methods of distribution, customers, suppliers, client or supplier
relationships, marketing strategies, cost containment strategies or trade secrets of
Dana and its subsidiaries and affiliates, provided however, that this provision shall
not preclude the Executive from use or disclosure of information, known generally to
the public or of information not considered confidential by persons engaged in the
business conducted by Dana or from disclosure required by law or court order, if in
the case of the required disclosure, the Executive has given Dana reasonable prior
notice in order to permit Dana to take steps to protect the information from public
disclosure. The above obligations are in addition to and not in limitation or
derogation of any obligations otherwise imposed by law on the Executive in respect of
confidential information and trade secrets.
	 
	 	10.	 	It is intended by both parties that any payments made pursuant to this
Transition Agreement will comply with the requirements of Section 409A of the Internal
Revenue Code and shall be administered to comply with this intent. Any provision
inconsistent with Section 409A shall have no force and effect until amended to comply
	 
	 	11.	 	This Transition Agreement shall be binding upon and inure to the benefit of
the Executive, the Executive’s heirs and legal representatives and to Dana and its
successors.
	 
	 	12.	 	No provision of this Transition Agreement may be amended, modified or waived
unless such amendment, modification or waiver has been authorized by Dana’s Board of
Directors and signed by the Executive and a duly authorized officer of Dana.
	 
	 	13.	 	This Transition Agreement shall be governed and construed in accordance with
the laws of the State of Ohio without reference to principles of conflicts of law, and
the exclusive venue and jurisdiction shall lie in any federal or state court located
in Ohio.
	 
	 	14.	 	In the event of the Executive’s death prior to May 31, 2009, reference in
this Agreement to the Executive shall be deemed, relative to any entitlement due to
the Executive hereunder, to refer to the Executive’s legal representation, or where
appropriate to the Executive’s beneficiary.

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	 	15.	 	This Transition Agreement and the SERP contain the entire agreement of the
parties concerning the subject matter hereof, and all promises, representations,
understandings, arrangements and prior agreements concerning the subject matter are
merged herein and superseded hereby.

     IN WITNESS WHEREOF, Dana has caused this Agreement to be signed by its duly authorized
representative, and the Executive has executed this Agreement, as November 10th, 2008.

	 	 	 	 	 
	 

	 	Dana Holding Corporation	 	 
	 
	 	 	 	 
	 

	 	/s/ Robert H. Marcin
 

Chief Administrative Officer
	 	 
	 
	 	 	 	 
	 

	 	/s/ Paul E. Miller
 

Paul E. Miller
	 	 

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Paul Miller Supplemental Executive Retirement Plan (SERP)

	 	 	 
	Employee	 	 
	Information	 	 
	Hire Date

	 	5/3/04
	Birth date

	 	2/2/52
	Termination Date

	 	6/1/09

	 	 	 
	Calculations	 	 
	Portion of Normal
Retirement Benefit
provided under
Section 2.5

	 	$1,712,250 (Normal Retirement Benefit of $2,283,000*75%)
	 
	 	 
	Portion of
Additional

	 	$100,000 (Additional Retirement Lump Sum of
	Retirement Benefit
provided under
Section 2.5*

	 	$200,000*Credited Service of 5 years/10)
	 
	 	 
	Total Benefit

	 	 $1,812,250

 

			
	*	 	Provision in the plan that provides for a portion of the Additional Retirement Benefit given the
participant is terminated for any reason after the fifth anniversary of his hire date with the
Corporation.

The total benefit detailed above will be paid in accordance with 409a.

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