Document:

utbattellecontract2018

UÊBattelle, LLC Actlng under contract 0E.4C05.00OR22726 Wth the U.S. Oopartment of Enorgy lnt€rnêt: http://www.ornl,gov/adm/contractsrlnd€x.shtml Paget oll6 Subcontract UT-BATTELLE {)^ß Errot NÄnoo{¡¡ f4Ðor¡¡ERr Sectlon A . Agreement Form 1. Subcontract Number: 40001 58320 2, Sollcltatlon Number: 6400015008 3, Type of Subcontract: Flrm Fíxed Price Subcontract 4a. Subcontract Admlnistrator: Lisa Cobb 4b. EmallAddress: coBBLL@ORNL.cOV 4c. Telephone: 865-576-5470 4d. Fax: 86s-241-5567 S.lssued Byl UT-Battelle, LLC c/o Oak Rldge National Laboratory P.O. BOX 2008, BLDG. 5300 OAK RIDGE, TN 3783I€O5O 6. Submlt lnvolces To: UT-Battelle, LLC - Accounts Payable Email pdf file to omlap@ornl.gov or Fâx to 865¿41-1080 7. Name and Address of Sellsr Seller Number: 219906 AtIn: CHARLES KERNER AMERICAN CENTRIFUGE OPERATING LLC 6901 ROCKLEDGE DR STE 8OO BETHESOAMD 20817.1867 8. Ship To: UT Battelle, LLC for lho Dopt, of Enôrgy c/o Oak Rldge Nallonal Laboratory 1 Befiel Vslley Road, Eldg 7120 Oak Rldge TN 37830 Showsubcontract number on all packages, B/1, and, lf requlred, lnvolces. 9. TABLE OF CONTENTS (x) Sec. Deecrlpllon (x) Sec. Descrlotlon X A Aqroement Form X F Performance Perlod and Pevment lnformation X B Suþplies or Services and Prices/Costs X G Gonoral Provisfons X c Specifications/Statement of Work X H Special Provisions D Deliverv, Shiþþino. Packaoino X Llst of Attachments E lnspection and Accaptance 10. Brief Descrlptlon of supplles or sa¡vices: centrifuge Reliability Research 11. TotalAmount of Subcontract: $ '16,000,000.00 12. Soller's Agreement. Seller egrees to furnish and daliver the items or perform services to the extent stated in this document for lhe conóidorstion stated ln lhls subcontracl.. .The rlghts and obllgatlons of the parties to thir subcontract are subject to and governed by this document and any documents attached or incorporated by reference. 13. Award. Uï-Battelle, LLC (Company) agrees to awârd this Subcontract to Ssller. The rights and obligations of the partiee to this Subcontract are subjoct to and governod by thls documont and any documents attached or hoorporated by reforence. (4 geller'ls requlrod to slgn and roturn a copy of lhls documont. (Chøcked f appilcable) uT.Ealtollo, LLc ""tW*/4 j jff,nrorsorrer d SlgnetÍfo of porño¡ suthorllêd to slgnX l rL/ ll\ r,l/l-- B. Name of slgner , &o¡/"5 Kun-n d. Haùb of ergnor /\( / 'lt, ,+{ (t>',,nhr,,n C. Tltle of slgnor ,lwt r, V*'n.^tL 6.-#n-.ls ' "*iii::ïr {'1,r,i11¡;f:f G(;q n- D. Date to /.tø /tz D. Date | _it I ù '7', r{

 

,r.r-,,r'''..'l'lfr**UT-EATTELLE {¡^ß R¡mr !{¡rffiür. t ¡tlot¡r'¡D¡r UT-Battelle, LLC Actlng under contract DE-AC0ú0OR22725 Wlth the U.S, Department of Enorgy lnternel: http:/ i âtur. ornl. gov/ad m/contractsll ndex.shEnl Page 2 of15 Subcontract 4000158320 Section B - Supplies or Services and Prices/Costs 8.1. Line lt€m DesoripÈlon. The Seller shall provide aII equipment, and facilities (except as specified hereln to necessary for the satisfactory and timely perforrnance of i-tems. necessary materials, ì.abor, be furnished by the Company) the following subcontract line Centrifuge Reliability Research A description has been provided to lhe subconlract admínistrator. B,1 Degcriptíon The Seller shâtl provlde all necessary materials, labor, equipment, and facilities (except as specified herein to be furnished by the Company) necessary for the satisfactory and timety performance of the work described in Sectlon C. 8.2 Total Price The toLal fixed price of this Agreement 1s $161000,000. 8.3 Incremental El¡nding This Àgreement is incrementatly funded. The clause, timitation of Company's Obllgatlon, is incorporated in Secbion H.

 

UT-Battolle, LLC Actlng under contract DE-4C05-00OR22725 Pago 3 ol 15 Subcontract 4000158320 - Wlth the U,S. Department of EnergytÀr RDg N¡trtglln l,¡¡otãottt Internoti htþJ/www.ornl, gov/adm/conÍacts/index.ghtmI Section C - Specifications/Statement of Work gtatement of lùork for FY18 Taskg 16 October 20L7 Tasl< 1: Rotor Drvinq Upon compì-etiôn of t,he work descrlbed herein, provide a written technical report whlch dôcuments tbe drying results and t.he technical specifications used for drying activities as outlined below. The rotor that will be utilized in Tasks 3-5 must dried to such an extent as to completely prepare the rotor for gas testing, using the steps and specifications established in Centrus test plan TPÐ-O1027. This task must be completed no later than December 1-3, 201-7. lask 2: Rotor Pre-Cleaning Upon completion of lhe work described herein, provide a written technicaL report which documents the pre-cleanj.ng testing results and the technical specifications used for pre-cleaning activlties as outlined be1ow. This rotor pre-cleanlng w111 be to such an extent as to compJ-etely prepare the rotor for UF6 operations, using the steps and specificatlons established in Centrus test plan TPD-0102 I . The due date for completion of this task is February 28' 2018. Task 3¡ Dried and Pre-C1eaned Rotor Test, EjLIst, 30 davs Upon completion of the work described herein, provide a written technical report which documents the results and data from this first 30 cumul"ative days of the testing as outlined below. This task ls based on obtaining the results and data from the first 30 cumulative days of a 90 cumul-atlve day tests on UF6 gas of a rotor in a VerificaLlon Test Stand in K-1600 which has been cornpletely prepared (dried and pre-cleaned) for operation according to the specifications and reguirements identified in Tasks l- and 2, above. ln the event of equipment failure. both parties agree to a good faith negotiation of the SOW and associated mil-estone payments for these tasks. This task must be completed no later than April L5, 2018 Task 4 ¡ Dried and Pre-Cleane.Ç Rgtor. fest, second 30 days Upon cornpletion of the work described herein, provide a written technica] report which documents the results and data from this second 30 cumulative days of the testing as outllned below

 

^f-**q.H"T;FATTELLEû^r BÞcr3 lilßÍoa¡r. lÁtotirop UT-Battalle, LLC Actlng under contract DE-4C05.00OR22725 Wlth thê U.S. Depanment of Energy lnt€rnst: http://unrvur.ornl, gov/adm/contraclsrlndex,shtml Page 4 of l5 Subcontract 4000158320 This task is based on obtaining the results and data for the second 30 cumulative days {days 31" through 60) testing for the centrifuge in a Verification Test Stand in K-1600 as part of a 90 cumulative day test on UF6 gas of a rotor which has been completely prepared(dried and pre-cleaned) for operation according to the specifications and requirements idenLified in Tasks 1 and 2. In the event of equipment failure, both parties agree to a good faith negotiatíon of the SOW and associated milestone pal¡ments for these tasks. This task must be conrpleted no later than May 21, Task 5: Dried and Pre-Cl-eaned Rotor TesE, third 30 2078 days Upon completion of the work described herein, provide a written technical report which documents the results and data from this third 30 cumulative days of the testing as outLlned below. This task is based on obtaining the resuJ-ts and data for the third 30 cumulative days (days 6L through 90) testing fox the centrifuge in a Verifícation Test Stand in K-1600 as part of a 90 cumulative days test on UF6 gas of a rotor which has been completely prepared (dried and pre-cleaned) for operation according to t,he specifications and requirements identified in Tasks 1 and 2, above. In the event of equipment failure, both parties agree to a good faith negotiation of the SO9f and associated mil-estone pal¡ments for these tasks. This task shall be ccmpleted no later than June 30, 2018, Task 6:. 4C100 Docu¡nentation includinq all technical data SeLLer shall provide to Lhe Company complete copies of aII drawings, technical daLa and epecifications, and reports generated for the 4C100 design. All documents must be provided in the original elecLronic format in which they were generated unless the original electronic format is not, available. If not available, the best avail"able versj.on (pdf,etc.) is acceptable. "Drawings" including all sketches, diagrams, design drawlngs, assembly drawings, fabrication drawj.ngs¡ process and instrumentation diagrams, material" specifications, technical reports, evaluation and testing reports, any other engineering records and aL1 other document relaLed to the 4C100 design. Further, all documents must be marked in accordance with the marking requirements in this Agreement. The Conpany reserves the rlght to ieJect any document with non-compliant marl(lngs or remove such marklngs. This task shal-l be completed no late¡ than August 31, 2018 ?ask 7: Initial ApplicaLion for Nuc]-ear Licensing of TMC, Seller shall develop and submit a radioactive material license application, including all required supporting documents, to the State of Tennessee Division of Radiological Health to allow for ACL00 gas test,ing capabilities in the Centrus facility known as the Technology

 

UT.Battellè, LLC Acüng under contract D E-4C05.00OR22725 Wlth the U.g. Departmenl of Energy I nternet: http://ìrrru/worn l.gov/ad m/contracts/l ndex.shtm ¡ Page 5 oflS Subcontract 4000158320 ManufacLuring Cent,er (TMC). The reguired license application documents will incl-ude all- docunents determined by the State of Tennessee to be necessary for a complete application, such as the RadioLogicaJ. Safety Program, Description of Operations, facility layout drawj-ngs, and Emergency PIan. The Company anticipates that such lj-cense application shall be for a Special Radioactive MateriaL License (State of Tennessee form RHS B-5). However, Seller shall be responsible for identifying the appropriate ]icense and to the ext,ent Seller beLieves a different license is required, SelJ-er shall notify Compäny príor to beginning any work thereon and shall not proceed on such work unlil directed by the Company. Seller shaLL provide a copy of the Ìicense application and supporting documents, and a sLatement attesElng to the expected or ac¿uaL Llcense fee. this task shalI be completed no laEer than September 21, 2018 lask B¡ EquiÞment Movement Upon completion of the work described herein, provide a written technícal report which documents the successful novement of eQuipment as outlined beLow. Plan and, upon Companyrs direction, execute the movement of lcey centrifuge gas testÍng equipment out of K-1600 and into another facility for storage, assuming that Centrus must vacate K-1600 by ôeptember 30, 201,8. Within 30 days of execution of this subcontract, the Seller shal"l- submit a proposed list of equipment to be moved to the Company, and within 30 days, the Company wlII approve the movement of speciffc ltems. the fundamental" goal and flrst prlority of movement of equipment under this task 1s the removal, decontaminatlon, and relocation of equlpment and support equipment (instrumentaLion, process plping and valving, etc.) which would comprise a single gas test stand, No removal, decontamination, or reLocation of equipment other than that for this single gas test stand shaLl be undertaken until- the movement of the single gas tesL stand equipment is complete. Uncontaninated equipment wilL be moved to Seller's Technology and Manufacturing Center(TMC). Contaminated equipment that cannot be deconbaminated will be packaged for shipment and l-eft stored in K-L600 uûl-ess the Cornpany provides the Seller with an alternative site in the ôak Ridge area by cTune 30, 2018. This task shall be completed no later than September 30, 201.8. No work associated with equipment movement after September 30, 2018, is included in thls subcontract.

 

..¿'4..<F*-. ur'Battelle'LLo À^^!^^^ãâô,a. Pago 6 of 46@gE i,:ïli,,:i.:: ;""iåi DnE Ac0s'00oR22725o¡rsDGsNtllüsLtâlor¡rs¡r lnternet: http://www.oml.gov/adm/contracts/index,6hrml SUbCOntfaCt40001 58320 Section F - Performance Period and Payment lnformation F.1. Ferfornance Period. The performance period of this subcontract shall begin on L0/26/201,'1 and end on 09/3Q/2OlB, F.2, layrnent Terms The palzrnent terms âre Net 30 Days - No discount. E.3. ElecÈronic E"unds Transfer (EEf). Electronic Funds Transfer (EFT) expedites pa¡rments to subcontractors and is our preferred method of palment. A remittance notification (email orfax) is automatically generated to you at the time of pa¡rment. To sign up for EFT, revise your banking .i.nformaLion, or contact us to verify your current pa5rment information, vi.sit h!tp l ,//www. ornl" , qovlad¡n/contracts,/ef t. shtml . F.4. Vendor AccounU Stabus Systetn. For detalled payment informatÍon or inquiries concernlng involces and payments visit the UT-Battelle, LLC Accounts Payable Vendor Status System (VÂSS) at http://www.ornl.gov/adm,/apl or email your questions to ornlapGornl.gov. Invoioing: The Seller shal1 submit a proper j-nvoice for payment in accordance with the negotÍated têrms to the address shown in the bl"ock titled rrSend Invoices 1ô'r on thê first page of this document, Each invoice sha1l reflect milestones or servj-ces complete and billab1e under the Àgreement ând the cumulative amounL of a1l invoices tô date. Ä11 payments will be made in U.S. Dollars. Mileslolle Pa)¡me-l! Schedule : Mil-estone payments will be made based.on the successful completion of the applicable dellverables shown below and more fu1ly described ln the SOhr. The Cornpanyrs sole determination of sufficient progress shal1 deter¡nine acceptance of the deliverables listed in the SOVi and w111 constitute successful. completion of the milestone. Milestone Amount Due Date Task l-: Rotor Drying ç3,22"1 ,735 12/13/2011 Task 2: Rotor Pre-Cleaning $3,400,459 02/28./201,8 Task 3: Dried and Pre-Cleaned ç7,695,249 04/1"5/2018 Rotor Test (first 30 days) Task 4r Dried and Pre-CLeaned çI,695,249 A5/21/20L8 Rotor Test (second 30 days) lask 5: Dried and Pre-Cleaned $1r6951250 06/30/2018 Rotor Test (third 30 days) Task 6:ACL00 Documentation $?071554 08/3I/2018

 

/^ì4ru uT.Battelle,LLcF -¡ -Q'tÚf-gAnfELlË Actlng under contract DE AG05'{10oRt2725 -¡r¡ffEi Wlh the U.9. Departmont of EnergyoünþGnrnffi'låDrfiünt lnfemet: htþ:/fur$rn.oml.gov/admlcontnatsllndex.shhl Page ? ofl5 $ubcontract 4000158320 Task 7: Initi.al Appllcat,lon for 5785,262 O9/2L/20L8 Nuclear LLcenefng of TMC Task 8: Equipment Movenent i2t793,242 09/3O/2OL9

 

/rræ*\r* ur'Battolle,LLc ! ^^^rñô^Éââ,âr Pagê I of 16 EæÆ i:ff l':Tß: ;".iåi D€'Ac!5"000 R22725ûilr¡æENi¡lsü¡'¡4tol tor Intêrnet: http://ur,urì r.ornl.gov/admrcontracßrlndex.shtm¡ SUbCOntfaCt4000158320 Section G - General Provisions NOTE: Standard government forms (SF) mentioned herein are available aL http¡//wrr¡w.gsa.gov/forms. other forms, cJ-auses, articJ-es, and document.s are available at our web site, http : //www. orn1. govladm/contract.s,/documents. shtml NOIICE: Ehís contractor and subcontractor shall abide by the requirerrents of, 41 CFR 60-1.4(a) I41 CFR 60-1.4(b) f,or Constructionl, 60-300.5(a) and 60-74L.5(a). Thege regrulaÈions prohíbit discrimination againat qualíf,íed indivíduals baeed on their statue ae proteoÈed veterane or individuals witt¡ dieabilities, and prohibíÈ disariûination aiainst all individualg based on tt¡eir raoe, color, religion, Eex, sexr¡al o¡ientation, gender identity, or naÞional origin. Moreover, these regulatione require that cowered prime contractora and eubcontractore bake affirmative aotion to enploy and advanoe in employnent indivídualE withouÈ regard to racs, color, relågion, s€x, sexual orientation, gender identity, national origin, protected veteran etatua or dieabilít1'. To the extent applicable, the empJ.oyee notice r"quirurn"r,ts set forth in 29 CFR ParL 4?1, Appendix À to Subpart. À, are hereby incorporated by ¡eference into this agreement. Àny Representations and Certifications submitted by the SelLer that resulted in this document are incorporated by reference. All articles and docurnents incorporaled by reference, including those made a part of General Provisions, apply as j-f Èhey were set forth in their entirety. General Terms and Conditions - Fixed Price {FP April 13, 2017) DO NOT INCÎ"UDE gÀLES OR USE ITA¡IES See Blanket Certificate of Resale at httpr,/./www.ornl .gov,/adm,/contractsf4oguJne.nts.shtml .

 

uT-Banelþ, LLC Page I of l5 -Lff_g¿-ff gU-È Actl ns un der co ntract D E.Ac0s.o 0oR22725 - Wththeu.S. Dopartmentof EnergyOrx ß]Do! l{ñngÈ¡r l¡¡orfr¡*r Subcontractlntornot: http:r/u r rv.ornl.goviadnrrcontÞctsrlndê)cahtmI 4000158320 Section H -Special Prôvisions NOTE¡ Standard government forms (SF) ¡nentioned herein are avail-able at httpl//www,gsa.govlforns. Other formo, elauseÊ¡ articÌes, and documents are available at our web site, http: //www. ornL. gov/adm,/contracts/documents, et¡tm1. À11 articles and documents incorporat,ed by reference, including those made a part of Special Provisionsr apÞly as if they were set forth in their entirety. Service Contract Act of 1965, as Àmended (Jan 2006) FAR 52.222.1'7 Nondisplace¡nent of Qualified lrlorkers (May 2014) FAA 52.222-55 Minimum I'lages Under Executive Order 13658(Dec 2014) !{age Determínation Service ConLract Act glage Determination No. 2015-4643 (Rev. 6) dated July 25, 2017, and lllage Determination No. 1994-0520 (Rev. 29) dated December 30, 201-6, is made a part of this subcontract. Exhibit 4, Àuthorízation and Consent (Dec 2005) Exhibit 9, Technical Data (.Iun 2011) Exhibit 11, timited Rights Notice (Sep 2010) Exhibit 12, Restricted Rights Notice (Sep 2010) Exhibit 18, Patent Rights-Acquisition By The Government(Feb 2009) Protection of Personally fdentifiable Tnformation (PII) (Oct 2010) Milestone Payment Clause (May 2010) Coet AacounÈing Standards--Clauees (Sep 2012), Parte I É V LiabiliEy with Reepect to Cost Àccounting gtandarde (a) Notr,rithstanding the provisj-ons of the Cost Accounting Standards - Clauses, or any otherprovision of this Agreement, the SeIIer sha.L] be ]iab1e to the Governmen! for increased costs or interest resulting from failure of the SeL1er or a lower-tier subcontractor to comply with an applÍcable CosL Accounting Standard or to follow any cbst accountingpractice consistently.

 

Úf_g¿ffgUlË Actlns undor contract DE Ac05-00oR22725 - Wlth the U.S. Departmontot Enorgy0r¡r ßDoB ¡'ilmÊil¡t ¡t¡il¡tuf UT,Batle¡l€, LLc ¡ntornet: http:r/r¡rì,rì,rr.ornl. govradm/contractsrlndox.shtml Pago 10 of16 Subcontract 4000158320 Servj.ce Contract Â,ct of 1965, as Àmended (Jan 2006) FAR 52.222,17 Nondisplacement of Qualified l,üorkers (May 201-4) FÀR 52.222-55 Minimum !üages Under Executive Order 13658 (Dec 2014) Insurance - Form 2 lSep 2072)(Insurance Form 2 replaces Insurance Form 1) Fair Labor Standards ÀcL and Service Corrtract Âct- Price Adjustment (Multip1e Year and Option Contracts) (Sept 2009) fnf,or¡nation Technology Special Provision (Mar 2011) fnfor¡nation Ranking - High Controls Prior to commencement of work under this Àgreement, the Seller nust (1) submit a copy of its ÀuÈhority to Operate (.ATO) at the cl-assification level and category reguired for this Agreement and the I'fnfor¡nation System Certification Form for High Controls" and (2) obtain approval from ORNL Cyber Security through the Companyts Technical Project Officer. The form is available under the title Special Àrticles and Forms at http : / /www.ornl. gov,/adm,/contracts/documents. shlml . Technical Direction The clause, Technj.cal Direction (Jan 2006), is incorporated by reference and amended as folLows: 'rPerformance under this subcontract is subject to the technical dírection of the Company's Technical Project Officer (TPO)¡" TPO Name..........: lfi]-Iian (8i11) Strunk TFO Telephone *...: (865) 574-8t2L TPO Email Àddress. ¡ strunkwd@ornl.gov LíniÈation of Company's Obligation(a) Of the total- price of this Agreement,'S3r500,000 is currently allotted and avallable for payment, It is antícipated that from time to time additional funds wiII be aLlotted until the total price of the Agreement is aLlotted.(b) The SeLLer agírees to perform work on the ÀgreemenL up to, and is not obligated to continue performance beyond, the point at which, in event of termination of this Àgreement. pursuant to the clause entitled Termination for Convenience, the total amount payable by

 

"rÃ{+.rl.- ur-Battelle' LLC F-r#,+-,'srGfiì:lil,:iii;:iiil"i'f::;',ï-""' o^r' lDal Nirdti&Lllor ¡oFr lnternot: httpr/www.oml.gov/adm/contractsi lndex,shtml Pag€ 1l ofl6 Subcontract 4000158320 the Company (íncluding amounts payable for lower-tier subcontracts and seEtlement costs) r wouLd in the exercise of reasonable Judgment by the Seller approximate the total amount at the time alLotted to Agreement. Company is not obligated to pay or reimburse the Seller more than the amount altotted under the Agreement at the time of termination regardless of anything to the contrary in t.he ferm:ination for convenience clause and regardless of the availability of funds(c) (1) Funds currently alLotted are expected to cover the work to be performed until- L2/31,/20L7 .(2) If the Seller considers the funds allotted to be inadeguate to cover the work unLil. that date, or an agreed date substituted for it, lhe Seller must notify the Company in writing when, within the next thirty (30) days, the work will reach a point at which, if the Agreement is terminated for convenience, the total åmount payable by the Company(includlng amounts payable for lower-tier subcontracts and settl-ement costs), will approximate 85 percent of the amount then allotted.(3) The notlce shall state the expected date when Èhe point in (c) (2) will be reached and the estimated amount of additional funds required to continue performance to the date in (c) (1) or an agreed substiÈuted date.(4) Thirey (30) days before the date 1n (c) (L) or an agreed substituted date, the Seller must advise the Company in writing of the estimated additionaf funds required for performánce for a further period as may be specified in the Agreement or otherwise agreed tô by the parties.(5) If after the notification in (c) (4), additional funds are not allotted by the date in (c) (1) or by an agreed substituted date, the Company will, upon written request of the Seller, termj-nate this Àgreement on that date or the date set forth in the request, whichever is later, pursuant to the Termination for Convenience clause.(d) When additional funds are allotted for continued performance, the partíes sha11 agree on the perlod of performance covered by the funds. Paragraphs (b) and (c) above shaLl apply to the additional allotted funds and the substituted date pertaining to them, and the Âgreement shall be modified accordingly,(e) If the Seller incurs additional costs or is delayed in performance solel-y because the Company failed to alLot sufficient additional funds, and if addltional funds are allotted, an equitable adjustment shall be made in price (including target, bi11ing, and ceiling prices and hourly rates where app.ì.icable) or in the time for deLivery, ôr both.(f) Thê Company may at any time before terminatj-on (and, after notice of termination, with the consent of the Seller), allot additional funds for thls Agreement.(S) Nothing in this clause affects the rights of the Company to terminate this .Agreement in whole or in part under the Termination for Default and Termination for Convenience clauses(h) Funds are allocated for performance of specific tasks and may not be used for other purposes or for performance of other tasks under this Agreement. sE clroN H . EXCE pTrONS,/DE!E f rONS /ÀDD r rrONS,/ Cr,ARr Fr CÀTr ON S : General: Prior Government Àgreements - Nothing herein shall be construed as altering any agreements between Seller and the Government including but not limited to Agreement Between U.S.

 

UT.ËATTELLE OnI RIDoB ltfixÞa¡f iltÕt¡sÈfrî UT.Battello, LLC Acüng under contract DE-4C05-00OR22725 Wlth the U.S. Dsparùnent of Energy lnf ernet: http://wunrv.ornl. gov/âdm/contractsrlndox,shtm I Page 12 ot16 Subcontract .4000158320 Department of Energy and USEC l¡rc. dat-ed,June J-7, 2AO2 as amendedi Nonexclusive Patent License granted by U.S. Department of Energy to USEC Tnc. dated DeceÍiber 7, 2OO6¡ Coopêrative Agreement dated June 12, 2Q1"2 beLween DOE and USEC Inc. and l{merican Centrifuge Demonstration, LLC ("ACD") Contract No.DE-NE-0000530; Contract dated June 12, 2012 between DOE and ACD Contract No. DE-NE-0000488,. Lease Agreement Between the DOE and United States Enríchment Corporation for t.he Gas Centr5-fuge Enrichment Plant (GCEP Lease) dated as of Decenber 7, 2006i CRADÄ No. 00-0579 between UT-Battelle, LLC, and USEC fnc., dated June 28, 2Q02' as amendedi and Lease Àgreement between DOE and USEC Inc. for Buildings K-1600 and K-101/ dated December 20, 2002. The rights and obligations of Seller and the Government with respect to matters under those agreements shall be addressed exclusivety by theprovisÍons thereof. AII parties recognÍze that Se11er's abilj-ty to perform this subcontract is subject to access granted to certain equipment, and facilities owned by the U.S. govexrunent u¡¡der one or ¡nore of those agreements. Exceptions to Terms and Conditions - Fixed-Price (å,prit 13, 201"'l): (1) Part 2 is not applicable. ' (2) Part 3A shall not appJ-y to Seller's activj.ties under t.his Àgreement to the extent SelLerrs access to classified infor¡nation or speciaÌ nuclear material in connection with such activities is subject to regulation by the NRC, or is subject to regulation by DOE under other agreements or authorizations (3) Section 1.L8 Public Release of Information - It is agreed that nothing sha11 prevent Se11er fro¡n making disclosures as required by law, including public disclosures as required by securities laws and Securities and Exchange Commission regulations. (4) Sectlon 1-,6 hlarranty, Section l-.19 Government. Property, Section 1.1.5 Hazardous Material Identlfication and Material Safety Data Sheets, and Section 1.25 Electrical Eguipment are deleted and replaced with the following: t'It is agreed that the scope of the work and delive¡ables under this subcontract are theprovisj-on of technical reports required under the Scope of lrlork. No properly/ materials, or equipment shall be considered a deliverabLe under this Subcontract". (5) The following clause is added; Confidentiality of Information - Seller(a) To the extent that the work under this subcontract requires that the Company be given access to lnformation which has been marked or identified as confidential or proprietary, sensitlve, technj-cal, or flnancial belonging to the Se.LIer or other companies, (hereinafter referred to as "protected information"), the Company shall after receipt thereof, treatprotected lnformation as marked or j-dentified from unauthorized use and discLosure, The Conpany agrees not to appropriate protected informatj.on to its own use or to disclose protected such information to third parties unless specifj.calJ-y aut.horized by the Seller in writing. The foregoing obligations, however, shall not apply to informat.ion which;(1) at thê time ôf receipt by t.he Compairy, is in the public domaini

 

@rG ffilli,iili :i:*ff-1"ff**'*C^r, lDOl l{Âlr(n¡& I¿r¡ol/lltp UT.Battollo, LLc Pago 13 ofls lnternst: http://wwuorn L gov/adm/conûactsrl nde)(shtml Subcontract4000158320 (2) after receipt thereof by the Company is published or otherwise becomes part of the public domain through no fauJ-t of the Company,.(3) the Company can demonstrate was in its possession at the time of receipt tbereof and was not acquired directly or indirectly from the Selleri(4) the Company can demonstrate was received by it from a third party that did not reguire the Company to hold it in confidence,. or(5) musL be disclosed under operation of law or regulation.(b) The Company agrees to al-low access only to those employees that need the protected information to perform services under this subcontract and agrees that the protected information will be used so1e1y for the purpose of performing services under this subcontract. The Company shall- ensure that its employees will not discuss, dirn:lge or dísclose any protected infor¡nation to any person or entity except those persona within the Cornpanyrs organization directly concerned with the performance of the subcontract. Notwithstanding the foregoing, Company may provide employees of DOE access to protected information in accordance with Company's prime contract with DOE for the managemenL and operation of the Oak Ridge National Laboratory. DOE employees are obligated by 18 USC 1905 tô protect protected information from unauthorized discLosure.(c) The Company shalJ- adminìst,er a monitoring process to ensure compliance with the provlsions of this clause, promptly report any breaches to the Seller's technical representative, and implement inmediate, appropriate corrective actions to contain and prevent recurrence(d) The Seller may terrninate thj,s subcontract for default íf Company or an enployee of the Company fails to comply with the provisions of this clause. The Seller may also exercise any other rights and remedies provided by law or this subcontract, including criminal and civil penalties. Government-Furni ahed Property {a) The followiing items shaLl be Government-furnished: -K-1600 Site, Oak Ridge, TNr -Shaker, vibration testing sysLem, Manufacburer¡ Unholtz-Dickey, Modelz TA25O206, Property *'127292L -Tennessee Manufact,uring Center (TMC), Centrifuge ltay, Oak Ridge, TN: ' -Property Number: 0061"499, Description: Server/CPU, Manufacturer: SILICON GRAPHICS/ ModeL; ALTrX X8320, SeriaI *: S6FTW1Fl.8715056 -Property Numbers: (Part of the computer/ above) 006L500, 006L502, 0061-503, 0061504, 0061506, 0061507, 0061508/ 006L509, 0615L0, 0061511,00615L2 0061513, X189943, and X189943-4, Descriþtionr Server,/CPU, Manufacturer: SILICON GRAPHICS, Modell ALTIX X8320, Serial #s ¡ s 6FT!V1 F1B7 1505 6 s 6FTr{1F18715067 se rrwtF1arl5oT0 s6F1W1F1B 71s07s s6FÎWlF18715064 s 6FT9V1F187150 69

 

r/'+,..F\--UT-EATTFLLE {lÂt [Do! 3iu¡Ht¡¡. l¡t¡ûtãs[ UT-Baüelle, LLC Acllng undêr cont¡äoil DE-4C06{0OR22725 Wlh the U.S. Depailrrient of Energ!, lnterneft htþ:,rnu,n .ornLgovradmrcontracts/lndot.ahtm| Pego t4 ofl! Subcontract 4000158320 s6FT!Û1F 1 8? L5072 s6FT¡Vl8 1 87 150 65 s6ET¡nr'18715059 s6FT!Í1r'18715095 s6FTWlE 18?1 5058 s6ETWl8 18715098 s 625!ÍXTP8815101 s625r9XsP8815114

 

rF..tUT-EATTELI-E - f¡t$ ÍDar t¡úrrsür. lÐorftEnt lrT.Bâfrollot LLC Actlng under contract D8.4C05.00OR22725 Wlh tho U.$. Deportment of Energy lnternef : htþ: lÂmrnr.ornl. govrad mrcontract¡/l ndex¡hünl Fage l5 oflS Subcontract 4000158320 Section I - List of Attachments -Wage DetermLnation No . ZitS-+AS3 (Rev. 6) dated ,IuIy 25, 201? -Wage Determination No. 1994-0520 (Rev. 29) dated December 30, 201.6.EX-10.1

 Exhibit 10.1 

EXECUTION VERSION 

VOTING AND SUPPORT AGREEMENT 

This VOTING AND SUPPORT AGREEMENT (this “Agreement”), dated as of March 14, 2018, is entered into by and between SJW
Group, a Delaware corporation (“SJW”) and George Edward Moss, as Trustee for the George Edward Moss Revocable Trust dated August 18, 1982 (“Stockholder”), a stockholder of SJW, and not in his individual
capacity. 
 WHEREAS, concurrently with the execution of this Agreement, SJW, Hydro Sub, Inc., a Connecticut corporation (“Merger
Sub”) and Connecticut Water Service, Inc., a Connecticut corporation (“CTWS”), are entering into an Agreement and Plan of Merger of even date herewith (as it may be amended from time to time, the “Merger
Agreement”); 
 WHEREAS, capitalized terms used but not defined in this Agreement have the meanings ascribed thereto in the Merger
Agreement; 
 WHEREAS, as of the date hereof, Stockholder is the beneficial owner of 1,083,980 shares of common stock, $0.001 par value, of
SJW (the “Shares”) (such Shares, together with any other Shares that are acquired by the Stockholder after the date hereof, being collectively referred to herein as the “Covered Shares”); and 

WHEREAS, as a condition to its willingness to enter into the Merger Agreement, CTWS has required that SJW and Stockholder enter into this
Agreement and, in order to induce CTWS to enter into the Merger Agreement, SJW and Stockholder are willing to enter into this Agreement. 

NOW, THEREFORE, in consideration of the foregoing and the mutual covenants and agreements contained herein, the parties hereto, intending to
be legally bound hereby, agree as follows: 
  

	1.	Agreements of Stockholder. 

  

	 	(a)	Voting. From the date hereof until any termination of this Agreement in accordance with its terms, at each meeting of the stockholders of SJW however called (and each action by written consent in lieu of a
meeting) and each postponement or adjournment thereof, Stockholder shall vote all Covered Shares owned by Stockholder (or cause such Covered Shares to be voted) or (as appropriate) execute written consents in respect thereof: (i) in favor of
the Share Issuance; (ii) in favor of the SJW Charter Amendment; (iii) in favor of any proposal to adjourn or postpone the meeting to a later date, if there are not sufficient votes to approve the Share Issuance or the SJW Charter
Amendment; (iv) in favor of any other matter considered at any such meeting of the SJW stockholders that the SJW Board has (A) determined is necessary or desirable for the consummation of the Merger, (B) disclosed in the Joint Proxy
Statement or 

	 	
other written materials distributed to all SJW stockholders and (C) recommended that the SJW stockholders approve or adopt; (v) against any action or agreement (including, without
limitation, any amendment of any agreement) that would result in a breach of any representation, warranty, covenant, agreement or other obligation of SJW in the Merger Agreement; (vi) against any SJW Takeover Proposal; and (vii) against
any agreement (including, without limitation, any amendment of any agreement), amendment of the SJW Charter (other than the SJW Charter Amendment) or SJW Bylaws (other than as contemplated by Exhibit A of the Merger Agreement) or other action that
would delay, postpone or discourage the consummation of the Merger. Any such vote shall be cast (or consent shall be given) by Stockholder in accordance with such procedures relating thereto so as to ensure that it is duly counted, including for
purposes of determining that a quorum is present and for purposes of recording the results of such vote (or consent). 

  

	 	(b)	Proxy. Solely in the event of a failure by Stockholder to act in accordance with Stockholder’s obligations as to voting pursuant to Section 1(a), Stockholder hereby irrevocably
(until the termination of this Agreement in accordance with its terms) grants to and appoints SJW as Stockholder’s proxy and attorney-in-fact (with full power of
substitution), for and in the name, place and stead of Stockholder, to represent, vote and otherwise act (by voting at any meeting of the SJW stockholders, by written consent in lieu thereof or otherwise) with respect to the Covered Shares regarding
the matters referred to in Section 1(a) until the termination of this Agreement in accordance with its terms, to the same extent and with the same effect as Stockholder might or could do under applicable Law. The proxy
granted pursuant to this Section 1(b) is coupled with an interest and shall be irrevocable until the termination of this Agreement in accordance with its terms. Until the termination of this Agreement in accordance with its
terms, Stockholder will take such further action and will execute such other instruments as may be necessary to effectuate the intent of this proxy. Stockholder hereby revokes any and all previous proxies or powers of attorney granted with respect
to any of Stockholder’s Shares that may have heretofore been appointed or granted with respect to the matters referred to in this Section 1(b), and prior to the termination of this Agreement in accordance with its
terms no subsequent proxy (whether revocable or irrevocable) or power of attorney shall be given by Stockholder, except as required by any election form or letter of transmittal in connection with the Merger, or in connection with Stockholder voting
by proxy at the meeting of the SJW stockholders as contemplated by Section 1(a). Notwithstanding the foregoing, this proxy shall terminate upon termination of this Agreement in accordance with its terms. 

 

	 	(c)	Restriction on Transfer; Proxies; Non-Interference; Etc. From the date hereof until any termination of this Agreement in accordance with its terms, Stockholder shall not,
directly or indirectly: (i) sell, transfer (including by operation of Law), give, pledge, encumber, assign or otherwise dispose of, or enter into any contract, option or other arrangement or understanding with respect to the sale, transfer,

  
 2 

	 	
gift, pledge, encumbrance, assignment or other disposition of, any Covered Shares (or any right, title or interest thereto or therein) (each, a “Transfer”); (ii) deposit any
Covered Shares into a voting trust or grant any proxies or enter into a voting agreement, power of attorney or voting trust with respect to any Covered Shares; (iii) otherwise permit any Liens to be created on any Covered Shares; (iv) take
any action that would make any representation or warranty of Stockholder set forth in this Agreement untrue or incorrect in any material respect or have the effect of preventing, disabling or delaying Stockholder from performing any of its
obligations under this Agreement; or (v) agree (whether or not in writing) to take any of the actions referred to in the foregoing clauses, in each case of this Section 1(c), other than (A) in respect of the
Merger or (B) in connection with bona fide estate planning purposes for the benefit of Stockholder’s affiliates or beneficiaries. Notwithstanding the foregoing, Stockholder may Transfer any or all of the Covered Shares in accordance with
the distribution provisions of Stockholder’s Declaration of Trust; provided, however, prior to and as a condition to the effectiveness of such Transfer, each Person to which any of such Covered Shares or any interest in any of
such Covered Shares is transferred shall have executed and delivered to SJW a counterpart to this Agreement pursuant to which such Person shall be bound by all of the terms and provisions of this Agreement. Any Transfer or attempted Transfer of any
Covered Shares in violation of this Section 1(c) shall be null and void and of no effect. 

  

	 	(d)	No Solicitation. From the date hereof until any termination of this Agreement in accordance with its terms, Stockholder shall not, directly or indirectly: (i) solicit, initiate, cause, knowingly facilitate
or knowingly encourage (including by way of furnishing information) any inquiries or proposals that constitute, or may reasonably be expected to lead to, any SJW Takeover Proposal; (ii) other than to inform any Person of the existence of this
Section 1(d), participate in any discussions or negotiations with any third party regarding any SJW Takeover Proposal; or (iii) enter into any agreement related to any SJW Takeover Proposal; provided,
however, that Stockholder may, and may authorize and permit any Representative of Stockholder to, take any actions to the extent SJW is permitted to take such actions under Section 5.02 of the Merger Agreement, including providing non-public information to, and participating in discussions or negotiations with, any Person if at such time Stockholder has been notified by SJW that the SJW Board is permitted to take such actions in accordance
with Section 5.02 of the Merger Agreement. 

  

	 	(e)	Information for Joint Proxy Statement; Publication. 

  

	 	(i)	 Stockholder hereby authorizes CTWS, SJW and Merger Sub to publish and disclose in the Joint Proxy Statement, any
other filing with any Governmental Entity or national securities exchange required to be made in connection with the Merger, any other disclosure required by applicable Law in connection with the Merger or any press release issued by SJW or CTWS in
connection with the Merger, its identity and ownership of 

  
 3 

	 	
Covered Shares and the nature of its commitments, arrangements and understandings under this Agreement; provided, that in advance of any such publication or disclosure, Stockholder shall
be afforded a reasonable opportunity to review and comment on (which comments shall be considered in good faith) the references to Stockholder contained in such publication or disclosure. Stockholder agrees to promptly provide to SJW and CTWS any
information they may reasonably require for the preparation of any such publication or disclosure.  

  

	 	(ii)	Except as required by applicable Law or listing agreement with a national securities exchange or a Governmental Entity, no Stockholder shall issue or cause the publication of any press release or make any other public
announcement (to the extent not previously issued or made in accordance the Merger Agreement) with respect to this Agreement, the Merger Agreement or the transactions contemplated thereby without the prior consent of SJW (not to be unreasonably
withheld or delayed). Stockholder shall provide SJW with a reasonable opportunity to review and comment on (which comments shall be considered in good faith) the amendment on Schedule 13D to be filed by Stockholder with the Securities and Exchange
Commission under the Exchange Act in connection with this Agreement. 

  

	 	(f)	Notices of Certain Events. Stockholder shall promptly notify SJW of (i) any development occurring after the date hereof that causes, or that would reasonably be expected to cause, any of the representations
and warranties of Stockholder set forth in this Agreement to no longer be true and correct or (ii) the failure by Stockholder to comply with or satisfy in any material respect any covenant or agreement to be complied with or satisfied by
Stockholder under this Agreement. 

  

	2.	Representations and Warranties of Stockholder. Stockholder hereby, severally and not jointly, represents and warrants to SJW as follows: 

 

	 	(a)	Binding Agreement. 

  

	 	(i)	Stockholder has the power, including the requisite trust power, and authority and full legal capacity to, and is competent to, enter into, execute and deliver this Agreement and to perform fully his obligations
hereunder. 

  

	 	(ii)	 The execution and delivery of this Agreement by Stockholder and the performance of its obligations hereunder have
been duly and validly authorized and approved by Stockholder. No other proceedings on the part of Stockholder are necessary to authorize the execution and delivery of this Agreement and the performance by Stockholder of its obligations hereunder.
This Agreement has been duly executed and delivered by Stockholder and, assuming due authorization, execution and delivery hereof by SJW, constitutes a legal, valid and binding obligation of

  
 4 

	 	
Stockholder, enforceable against Stockholder in accordance with its terms, except that such enforceability (A) may be limited by bankruptcy, insolvency, fraudulent transfer, reorganization,
moratorium and other similar laws of general application, now or hereinafter in effect, affecting or relating to the enforcement of creditors’ rights generally and (B) is subject to general principles of equity, whether considered in a
proceeding at Law or in equity (the “Bankruptcy and Equity Exception”). 

  

	 	(b)	Consents and Approvals; No Violations; Non-Contravention. Except for filings under the Exchange Act, no consents or approvals of, or filings, declarations or registrations
with, any Governmental Entity are necessary for the performance by Stockholder of its obligations under this Agreement, other than such other consents, approval, filings, declarations or registrations that, if not obtained, made or given, would not,
individually or in the aggregate, reasonably be expected to prevent or materially delay the performance by Stockholder of any of its obligations under this Agreement. Neither the execution and delivery of this Agreement and each other agreement
contemplated to be executed and delivered herein by Stockholder nor the consummation by Stockholder of its obligations under this Agreement, nor compliance by Stockholder with any of the terms or provisions hereof or thereof, will (i) violate
or conflict with any provision of the organizational documents of Stockholder or (ii) (A) violate any Law applicable to Stockholder, (B) violate any provision of any decree, order or judgment applicable to Stockholder or (C) result in
a breach or constitute a default (or an event which, with notice or lapse of time, or both, would constitute a default), or give rise to a right of termination or cancellation, an acceleration of performance required, a loss of benefits, or the
creation of any Lien upon the Covered Shares, under, any of the terms, conditions or provisions of any Contract to which Stockholder is a party, except, in the case of clause (ii), for such violations, conflicts, defaults, terminations,
cancellations, accelerations and Liens as, individually and in the aggregate, would not reasonably be expected to prevent or materially delay or impair Stockholder’s ability to perform its obligations hereunder. 

 

	 	(c)	Ownership of Shares. Stockholder is the beneficial owner of 1,083,980 Shares, free and clear of any Liens and proxy and any restriction on the right to vote, sell or otherwise dispose of such Shares, except for
any such encumbrances arising hereunder and except for such transfer restrictions of general applicability as may be provided under the Securities Act and the “blue sky” laws of the various states of the United States. Without limiting the
foregoing, except for any such encumbrances arising hereunder and except for such transfer restrictions of general applicability as may be provided under the Securities Act and the “blue sky” laws of the various states of the United
States, Stockholder has due power and authority to vote and dispose of all of its Covered Shares, with no restrictions on Stockholder’s rights of voting or disposition pertaining thereto and no Person other than Stockholder has any right to
direct or approve the voting or disposition of any of its Covered Shares. As of the date hereof, Stockholder does not own, beneficially or of record, any voting securities of SJW (or any securities convertible or exchangeable for, or rights to
purchase or acquire, any voting securities of SJW) other than the number of Shares which constitute its Covered Shares. 

  
 5 

	3.	Termination. This Agreement shall terminate on the first to occur of: (a) the written agreement executed by the parties hereto to terminate this Agreement; (b) the termination of the Merger Agreement in
accordance with its terms; (c) the approval of the stockholders of SJW of the Share Issuance and the SJW Charter Amendment; (d) the entry, without the prior written consent of the Stockholder, into any amendment or modification to the
Merger Agreement that results in (i) an increase in the Exchange Ratio or the Merger Consideration (each as defined in the Merger Agreement on the date hereof) or (ii) a change in the form of Merger Consideration; and (e) a SJW
Adverse Recommendation Change. Notwithstanding the foregoing, nothing herein shall relieve any party from liability for breach of this Agreement. 

  

	4.	Miscellaneous. 

  

	 	(a)	Action in Stockholder Capacity Only. The parties acknowledge that this Agreement is entered into by Stockholder in its capacity as an owner of Covered Shares and that nothing in this Agreement shall in any way
restrict or limit any affiliate of Stockholder from taking or authorizing any action or inaction in his or her capacity as a director, officer, trustee or other fiduciary of SJW, any Subsidiary thereof or any other Person, or of any employee benefit
plan of SJW, including, without limitation, if applicable, participating in his or her capacity as a director or officer of SJW in any discussions or negotiations in accordance with Section 5.02 of the Merger Agreement. 

 

	 	(b)	Expenses. Except as otherwise expressly provided in this Agreement, all costs and expenses incurred in connection with the transactions contemplated by this Agreement shall be paid by the party incurring such
costs and expenses. 

  

	 	(c)	Additional Shares. Until any termination of this Agreement in accordance with its terms, Stockholder shall promptly notify SJW of the number of Shares, if any, as to which Stockholder acquires record or
beneficial ownership after the date hereof. Any Shares as to which Stockholder acquires record or beneficial ownership after the date hereof and prior to termination of this Agreement shall be Covered Shares for purposes of this Agreement. Without
limiting the foregoing, in the event of any stock split, stock dividend or other change in the capital structure of SJW affecting the Shares, the number of Shares constituting Covered Shares shall be adjusted appropriately and this Agreement and the
obligations hereunder shall attach to any additional Shares or other voting securities of SJW issued to Stockholder in connection therewith. 

  
 6 

	 	(d)	Definition of “Beneficial Ownership”. For purposes of this Agreement, “beneficial ownership” with respect to (or to “beneficially own”) any securities shall mean having
“beneficial ownership” of such securities (as determined pursuant to Rule 13d-3 under the Exchange Act), including pursuant to any agreement, arrangement or understanding, whether or not in writing.

  

	 	(e)	Further Assurances. From time to time, at the request of SJW and without further consideration, Stockholder shall execute and deliver such additional documents and take all such further action as may be
reasonably required to consummate and make effective, in the most expeditious manner practicable, the transactions contemplated by this Agreement. 

  

	 	(f)	Entire Agreement; No Third Party Beneficiaries. This Agreement constitutes the entire agreement, and supersedes all prior agreements and understandings, both written and oral, between the parties with respect to
the subject matter hereof. This Agreement is not intended to and shall not confer upon any Person other than the parties hereto any rights hereunder; provided, however, that CTWS is hereby made an express third-party beneficiary of, and is
entitled to specifically enforce the obligations set forth in, this Section 4(f), Section 3, Section 4(h) and Section 4(o). 

 

	 	(g)	Assignment; Binding Effect. Neither this Agreement nor any of the rights, interests or obligations hereunder shall be assigned by any party hereto (whether by operation of Law or otherwise) without the prior
written consent of the other parties. Subject to the preceding sentence, this Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and permitted assigns. Any purported assignment not
permitted under this Section 4(g) shall be null and void. 

  

	 	(h)	Amendments; Waiver. This Agreement may not be amended or supplemented, except by a written agreement executed by the parties hereto; provided, however, that notwithstanding anything to the contrary set
forth herein, this Section 4(h), Section 3 and Section 4(f) (and any related definitions to the extent a modification, waiver or termination of such definitions would
modify the substance of any of the foregoing provisions) may not be modified, waived or terminated without the prior written consent of CTWS. Any party to this Agreement may, subject to Law: (i) waive any inaccuracies in the representations and
warranties of any other party hereto; (ii) extend the time for the performance of any of the obligations or acts of any other party hereto; (iii) waive compliance by the other party with any of the agreements contained herein; or
(iv) except as otherwise provided herein, waive any of such party’s conditions. No failure or delay by SJW in exercising any right hereunder shall operate as a waiver thereof nor shall any single or partial exercise thereof preclude any
other or further exercise thereof or the exercise of any other right hereunder. Any agreement on the part of a party hereto to any such extension or waiver shall be valid only if set forth in an instrument in writing signed on behalf of such party.

  
 7 

	 	(i)	Severability. If any term or other provision of this Agreement is invalid, illegal or incapable of being enforced by any Law or by public policy, all other conditions and provisions of this Agreement shall
nevertheless remain in full force and effect. Upon any determination that any term or other provision of this Agreement is invalid, illegal or incapable of being enforced, the parties shall negotiate in good faith to modify this Agreement so as to
effect the original intent of the parties as closely as possible in an acceptable manner to the end that transactions contemplated by this Agreement are fulfilled to the extent possible. 

 

	 	(j)	Counterparts. This Agreement may be executed in two or more counterparts, all of which shall be considered one and the same agreement, and each such counterpart shall be deemed an original instrument. A signed
copy of this Agreement delivered by facsimile, email or other means of electronic transmission shall be deemed to have the same legal effect as delivery of an original signed copy of this Agreement. This Agreement shall become effective when one or
more counterparts have been signed by each of the parties and delivered to each of the other parties. 

  

	 	(k)	Descriptive Headings. Headings of sections and subsections of this Agreement are for convenience of the parties only, and shall be given no substantive or interpretive effect whatsoever. 

 

	 	(l)	Notices. All notices, requests, claims, demands and other communications under this Agreement shall be in writing and shall be deemed given upon receipt by the parties at the following addresses (or at such other
address for a party as shall be specified by like notice): 

 if to SJW to: 

SJW Group 
 110 West Taylor
Street 
 San Jose, CA 95110 

Phone:          (408) 279-7800 

Email:          legal@sjwater.com 

Attention:    Suzy Papazian, General Counsel and Corporate Secretary 

  
 8 

 with a copy (which shall not constitute notice) to: 

Skadden, Arps, Slate, Meagher & Flom LLP 

525 University Avenue, Suite 1400 

Palo Alto, CA 94301 

Phone:         (650) 470-4500 

Email:          leif.king@skadden.com; kenton.king@skadden.com; 

                     
pankaj.sinha@skadden.com 
 Attention:    Leif B. King 

            Kenton J. King 

            Pankaj K. Sinha 

if to Stockholder to: 
 George
Edward Moss Revocable Trust dated August 18, 1982 
 4360 Worth Street 

Los Angeles, CA 90063 

Attention:      George Edward Moss 

with a copy (which shall not constitute notice) to: 

Sheppard, Mullin, Richter & Hampton LLP 

12275 El Camino Real, Suite 200 

San Diego, CA 92130 

Phone:          (858) 720-8943 

Facsimile:    (858) 509-3691 

Attention:    John D. Tishler, Esq. 
  

	 	(m)	Drafting. Each of the parties has participated in the drafting and negotiation of this Agreement. If an ambiguity or question of intent or interpretation arises, this Agreement must be construed as if it is
drafted by all the parties, and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of authorship of any of the provisions of this Agreement. 

 

	 	(n)	Reliance. Stockholder understands and acknowledges that SJW, Merger Sub and CTWS are entering into the Merger Agreement in reliance upon Stockholder’s execution and delivery of this Agreement.

  

	 	(o)	Governing Law; Enforcement; Jurisdiction; WAIVER OF JURY TRIAL. 

  

	 	(i)	THIS AGREEMENT SHALL BE GOVERNED BY, AND INTERPRETED AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF DELAWARE, REGARDLESS OF THE LAWS, RULES OR PRINCIPLES THAT MIGHT OTHERWISE GOVERN UNDER ANY APPLICABLE
PRINCIPLES OF CONFLICTS OF LAWS OF THE STATE OF DELAWARE. 

  
 9 

	 	(ii)	Each of the parties (A) consents to submit to the personal jurisdiction of any Delaware state court or any federal court located in the State of Delaware in the event any dispute arises out of this Agreement, the
Merger or any of the other transactions contemplated by this Agreement, (B) agrees that it will not attempt to deny or defeat such personal jurisdiction by motion or other request for leave from any such court and (C) agrees that it will
not bring any action relating to this Agreement, the Merger or any of the other transactions contemplated by this Agreement in any court other than any Delaware state court or any federal court sitting in the State of Delaware. 

 

	 	(iii)	EACH PARTY HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY SUIT, ACTION OR OTHER PROCEEDING ARISING OUT OF
THIS AGREEMENT, THE MERGER OR ANY OF THE OTHER TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT. EACH PARTY (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH PARTY WOULD
NOT, IN THE EVENT OF ANY ACTION, SUIT OR OTHER PROCEEDING, SEEK TO ENFORCE THE FOREGOING WAIVER, (B) UNDERSTANDS AND HAS CONSIDERED THE IMPLICATIONS OF THIS WAIVER, (C) MAKES THIS WAIVER VOLUNTARILY AND (D) ACKNOWLEDGES THAT IT AND
THE OTHER PARTIES HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVER AND CERTIFICATIONS IN THIS Section 4(o)(iii). 

 

	 	(iv)	The parties acknowledge and agree that irreparable damage would occur in the event that any of the provisions of this Agreement were not performed in accordance with their specific terms or were otherwise breached, and
that monetary damages, even if available, would not be an adequate remedy therefor. It is accordingly agreed that, prior to the termination of this Agreement, the parties shall be entitled to an injunction or injunctions to prevent breaches of this
Agreement and to enforce specifically the performance of terms and provisions of this Agreement in any court referred to in clause (A) of the first sentence of Section 4(o)(ii), without proof of actual damages (and
each party hereby waives any requirement for the securing or posting of any bond in connection with such remedy), this being in addition to any other remedy to which they are entitled at law or in equity. The parties further agree not to assert that
a remedy of specific enforcement is unenforceable, invalid, contrary to Law or inequitable for any reason, nor to assert that a remedy of monetary damages would provide an adequate remedy for any such breach. 

[signature page follows] 

  
 10 

 IN WITNESS WHEREOF, the parties have caused this Agreement to be duly executed as of the date
first above written. 
  

			
	SJW GROUP
		
	By:	 	 /s/ James P. Lynch

		 	Name: James P. Lynch
		 	Title:   Chief Financial Officer

 [Signature Page to Voting and Support Agreement] 

 
			
	STOCKHOLDER:
	
	 George Edward Moss Revocable Trust dated

August 18, 1982

		
	By:	 	 /s/ George Edward Moss

		 	Name: George Edward Moss
		 	Title:    Trustee

 [Signature Page to Voting and Support Agreement]

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