Document:

Form of 2005 Executive Financial Security Plan (Lump Sum Formula)

 Exhibit 10.27 
 2005 EXECUTIVE FINANCIAL SECURITY PLAN 
 (Lump Sum Formula)

 OF 
 TEXAS INDUSTRIES, INC. AND SUBSIDIARIES 
 (As amended and restated
effective December 31, 2008) 

 2005 EXECUTIVE FINANCIAL SECURITY PLAN 
 (Lump Sum Formula) 
 TABLE OF CONTENTS 
  

			
	 	  	Page
		
	 ARTICLE 1 DEFINITIONS
	  	1
		
	 ARTICLE 2 ELIGIBILITY, PARTICIPATION AND DEFERRALS
	  	5
		
	 ARTICLE 3 RETIREMENT BENEFIT AND BENEFIT UPON SEPARATION OF EMPLOYMENT
	  	5
		
	 ARTICLE 4 DEATH BENEFIT
	  	8
		
	 ARTICLE 5 DISABILITY
	  	9
		
	 ARTICLE 6 BENEFICIARY
	  	10
		
	 ARTICLE 7 SOURCE OF BENEFITS AND EMPLOYER LIABILITY
	  	11
		
	 ARTICLE 8 CHANGE OF CONTROL
	  	12
		
	 ARTICLE 9 TERMINATION OF PARTICIPATION
	  	13
		
	 ARTICLE 10 TERMINATION, AMENDMENT, MODIFICATION OR SUPPLEMENT OF PLAN
	  	13
		
	 ARTICLE 11 OTHER BENEFITS AND AGREEMENTS
	  	15
		
	 ARTICLE 12 RESTRICTIONS ON ALIENATION OF BENEFITS
	  	16
		
	 ARTICLE 13 ADMINISTRATION OF THE PLAN
	  	16
		
	 ARTICLE 14 NON-COMPETE
	  	17
		
	 ARTICLE 15 MISCELLANEOUS
	  	18
		
	 ARTICLE 16 NAMED FIDUCIARY AND CLAIMS PROCEDURE
	  	19
		
	 ARTICLE 17 ADOPTION OF PLAN BY A SUBSIDIARY
	  	21
		
	 Annex I     Plan Agreement
	  	I-1
		
	 Annex II    Beneficiary Designation
	  	II-1

  

 (i) 

 2005 EXECUTIVE FINANCIAL SECURITY PLAN 
 (Lump Sum Formula) 
 OF 
 TEXAS INDUSTRIES, INC. AND SUBSIDIARIES 
 PURPOSE 
 Texas Industries, Inc. previously adopted
the Executive Financial Security Plan (the “FSP” or “Plan”) to provide specified benefits, with respect to periods commencing on or after January 1, 2005, to a select group of management and highly compensated employees who
contribute materially to the continued growth, development and future business success of the Company and its Subsidiaries (as defined in Article 1). The FSP was amended and restated effective January 1, 2005 to comply with the requirements of
Section 409A of the Internal Revenue Code of 1986, as amended (the “Code”). By this instrument, the Company desires to amend and restate the Plan effective as of December 31, 2008, to clarify the Plan’s continued compliance
with Section 409A of the Code and better reflect the Plan’s current administrative practices. 
 ARTICLE 1

 DEFINITIONS 
 Unless otherwise clearly apparent from the context, the following phrases or terms shall have the indicated meanings (some phrases and terms that are used only in one Section are defined in that Section):

  

	1.0	 “Annual Covered Salary” shall mean the product of (i) the Covered Salary selected by the Participant on such
Participant’s most current Plan Agreement, multiplied by (ii) 12. 

  

	1.1	 “Base Earnings” shall mean the base amount of compensation paid to such Participant by the Employer, exclusive of bonuses,
the value of equity based compensation, fringe benefits, and similar types of compensation, as determined by the Committee in its sole discretion. 

  

	1.2	 “Beneficiary” shall mean the person(s) or the estate of a Participant entitled to receive any Benefits under this Plan upon
the death of a Participant. 

  

	1.3	 “Beneficiary Designation” shall mean the written agreement, in the form attached hereto as Annex II, by which the
Participant names his or her Beneficiary. 

  

	1.4	 “Benefits” shall mean the Normal Retirement Benefit, the Early Retirement Benefit, the Separation Benefit, and the Death
Benefit, collectively; except that where a reference is intended to be limited, the reference shall be the specific Benefit. 

  

	1.5	 “Cause” shall mean (a) the Participant’s willful and continued failure to substantially perform his or her duties
(other than any such failure resulting from the Participant’s incapacity due to physical or mental illness), or (b) conviction of a felony involving moral turpitude, or (c) willful conduct by the Participant which is demonstrably and
materially injurious to the Company, monetarily or otherwise, or constitutes fraud against the Company or theft of Company property. 

	1.6	 “Change in Control” shall mean, as to any Participant, the occurrence of any of the following after such Participant’s
Participation Date: 

  

	 	(a)	 Any person becomes the beneficial owner of securities of the Company representing more than 50% of the combined voting power of the Company’s
then outstanding securities that have the right to vote for the election of directors generally. “Person” shall have the meaning ascribed to such term in Section 3(a)(9) of the Securities Exchange Act of 1934, as amended, and used in
Sections 13(d)(3) and 14(d)(2) thereof, including a “group” as defined in Section 13(d) thereof, other than (1) any employee plan established by the Company, (2) the Company or any of its subsidiaries, (3) an
underwriter temporarily holding securities pursuant to an offering of such securities, or (4) an entity owned, directly or indirectly, by security holders (including, without limitation, warrant or option holders) of the Company in
substantially the same proportions as their ownership of the Company. “Beneficial owner” shall have the meaning ascribed to such term in Rule 13d-3 under such act. 

  

	 	(b)	 Continuing Directors cease for any reason to constitute a majority of the directors of the Company then serving. “Continuing Directors”
means directors of the Company who were: 

  

	 	(i)	 directors on such Participant’s Participation Date, or 

  

	 	(ii)	 elected or nominated for election with the approval of a majority of the directors who, at the time of such election or nomination, were Continuing
Directors. 

  

	 	(c)	 A merger, consolidation or other business combination (including an exchange of securities with the security holders of an entity that is a
constituent in such transaction) of the Company with any other entity, unless the voting securities of the Company outstanding immediately prior to such merger, consolidation or business combination continue to represent at least a majority of the
combined voting power of the securities having the right to vote for the election of directors generally of the Company or the surviving entity or any parent thereof outstanding immediately after such merger, consolidation or business combination
(either by remaining outstanding or by being converted into or exchanged for voting securities of the surviving entity or parent thereof). 

  

	 	(d)	 The Company (taken as a whole with its subsidiaries) sells, leases or otherwise disposes of all or substantially all of its assets (in one
transaction or a series of related transactions, including by means of a sale, lease or disposition of the assets or equity interests in one or more of its direct or indirect subsidiaries), other than such a sale, lease or other disposition to an
entity of which at least a majority of the combined voting power of the outstanding securities are owned directly or indirectly by stockholders of the Company. 

  

	 	(e)	 The occurrence of any other event or circumstance that results in the Company filing or being required to file a report or proxy statement with the
Securities and Exchange Commission disclosing that a change in control of the Company has occurred. 

  

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	1.7	 “Code” shall mean the Internal Revenue Code of 1986, as amended. 

  

	1.8	 “Committee” shall mean the administrative committee appointed to manage and administer the Plan in accordance with the
provisions of Article 13 of this Plan. 

  

	1.9	 “Company” shall mean Texas Industries, Inc., and its successors. 

  

	1.10	 “Covered Salary” shall mean that portion of a Participant’s monthly Base Earnings which such Participant elects as a
basis for Deferrals on such Participant’s Plan Agreement. 

  

	1.11	 “Death Benefit” shall mean the Benefit payable to a deceased Participant’s Beneficiary as described in Sections 3.0(b),
3.2(c) and 3.3(b) and in Article 4. 

  

	1.12	 “Defer” shall mean a Participant’s agreement to defer the payment of an amount of Base Earnings as described in
Sections 2.1 and 2.2 and set forth in such Participant’s Plan Agreement. 

  

	1.13	 “Deferrals” shall mean those amounts which a Participant Defers. 

  

	1.14	 “Disabled”, “Disability” and similar terms shall mean that the Participant is determined to be totally
disabled by the Social Security Administration or within the meaning of Section 409A of the Code as determined under the Employer’s long term disability plan, and such Participant provides the Committee with evidence of such determination
which is acceptable to the Committee. 

  

	1.15	 “Early Retirement Benefit” shall mean, for any Participant, the amount of Benefits payable to such Participant pursuant to
Section 3.2(a). 

  

	1.16	 “Early Retirement Date” shall mean the date on which a Participant Retires prior to such Participant’s Normal
Retirement Date. 

  

	1.17	 “Effective Date” shall mean December 31, 2008. 

  

	1.18	 “Employee” shall mean any person who is an officer of the Company and/or who is in the regular full time employment of an
Employer, as determined by the personnel rules and practices of the Company or Employer; provided, without limitation, that it does not include persons who are retained as consultants or other independent contractors. 

 

	1.19	 “Employer” shall mean, collectively, the Company and any Subsidiary having one or more Employees who are Participants at the
time of reference. Where the context dictates, the term “Employer” as used herein refers to a particular Employer which has entered into a Plan Agreement with one or more specific Participants, at least one of whom has not received all of
his or her Benefits. This definition of the term “Employer” is subject to the provisions of Section 15.2(a). 

  

	1.20	 “Enrollment Date” shall mean the date on which an Employee receives delivery of the form of Plan Agreement which will allow
such Employee to elect to Defer a specified portion of such Employee’s Base Earnings. 

  

 3 

	1.21	 “ERISA” shall mean the Employee Retirement Income Security Act of 1974, as amended. 

  

	1.22	 “Normal Retirement Benefit” shall mean, for any Participant, the amount of Benefits payable to such Participant pursuant to
Section 3.0(a). 

  

	1.23	 “Normal Retirement Date” shall be the later of (i) the Participant’s 65th birthday, and (ii) the date
on which such Participant becomes Qualified. 

  

	1.24	 “Participant” shall mean an Employee who is offered the opportunity to become a Participant, and who, by electing to
participate in the Plan as provided in Article 2, becomes a Participant on such Employee’s Participation Date; provided, further, that once such Employee becomes a Participant, such Employee remains a Participant until he or she is no longer
entitled to any Benefits under the Plan. 

  

	1.25	 “Participation Date” shall mean the date identified in a Participant’s Plan Agreement as the Participation Date.

  

	1.26	 “Plan” shall mean this 2005 Executive Financial Security Plan (Lump Sum Formula) of Texas Industries, Inc. and Subsidiaries
which is evidenced by this instrument and by each Plan Agreement. 

  

	1.27	 “Plan Agreement” shall mean the written agreement (substantially in the form attached hereto as Annex I) most recently
delivered to the Committee whereby a Participant agrees to the amount of such Participant’s Deferral and Covered Salary. 

  

	1.28	 “Qualified” or “Qualification” shall mean that a Participant has either (i) participated in the Plan
for five consecutive years beginning on his or her Participation Date; or (ii) has become Qualified pursuant to Section 4.0(a), 5.2, 5.3 or 8.0. 

  

	1.29	 “Retire”, “Retirement” and similar terms shall mean a Separation of Employment which occurs after the
later of (i) Participant’s attainment of age 55, and (ii) Participant’s becoming Qualified. 

  

	1.30	 “Separates Employment”, “Separation of Employment”, “Separation” and similar terms shall
mean a Participant’s employment with the Company and all Subsidiaries has terminated. 

  

	1.31	 “Separation Benefit” shall mean, for any Participant, the amount of Benefits payable to such Participant pursuant to
Section 3.3(a). 

  

	1.32	 “Subsidiary” shall mean any business organization in which the Company, directly or indirectly, owns a 50% or more interest
within the meaning of section 414(b) or 414(c) of the Code, excluding ownership interests the Company may hold in its fiduciary capacity as trustee or otherwise. 

  

	1.33	 “Termination Event” is defined in Section 8.0. 

  

	1.34	 “Total Retirement Benefit” shall mean the amount specified as the Total Retirement Benefit in a Participant’s Plan
Agreement in effect on the date such Participant Retires or Separates Employment. 

  

 4 

 ARTICLE 2 
 ELIGIBILITY, PARTICIPATION AND DEFERRALS 
  

	2.0	 Eligibility. The Committee shall have the sole discretion to determine whether an Employee will be offered the opportunity to become a
Participant, as well as such Employee’s Covered Salary and required Deferrals. 

  

	2.1	 Participation and Deferrals. To commence participation, an Employee who is offered the opportunity to participate must elect to participate
by executing a Plan Agreement which, among other things, will specify such Employee’s Covered Salary and the amount of Deferrals, and will acknowledge that the Employer’s right to retain such Deferrals is complete and irrevocable, and that
in lieu thereof such Employee shall be entitled solely to the Benefits provided under this Plan. Such election to commence participation must be delivered to the Committee by the 30th day following such Participant’s Enrollment Date.

  

	2.2	 Changes in Participation Level and/or Deferrals. Subsequent to a Participant’s initial election to participate, the Committee, in
its sole discretion, may offer such Participant the opportunity, by executing a new Plan Agreement, to increase such Participant’s Deferrals (and/or such Participant’s Covered Salary) or Benefits to the amount set forth in the new Plan
Agreement. A new Plan Agreement will be irrevocable if not revoked in writing prior to the last day of the year in which it is delivered to the Committee. Such new Plan Agreement must be signed and delivered to the Committee prior to the date it is
to take effect and, after delivery, if such new Plan Agreement adjusts the amount of Deferrals, it will take effect on the first day of the year following delivery to the Committee. Except as otherwise provided in this Plan, Separation of Employment
for any reason, whether by action of Employer or Participant, shall immediately terminate a Participant’s right to make Deferrals and earn additional Benefits. 

  

	2.3	 No Right to Assets. All Deferrals shall be and remain solely the property of a Participant’s Employer, and such Participant shall have
no right thereto, nor shall such Employer be obligated to use such amounts in any specific manner. 

  

	2.4	 Forfeiture of Deferrals and Benefits. If a Participant Separates Employment either (i) before becoming Qualified, except as a result of
death or Disability, or (ii) as a result of being terminated for Cause, such Participant shall cease to be a Participant effective on the date of such Separation, and on and after the date of such Separation such former Participant shall not be
entitled to any Benefits, such Participant’s Deferrals shall be forfeited and no Employer shall have any obligation hereunder to such former Participant. 

 ARTICLE 3 
 RETIREMENT BENEFIT AND BENEFIT UPON 

 SEPARATION OF EMPLOYMENT 
  

	3.0	 Normal Retirement Benefit. If a Participant Retires on or after his or her Normal Retirement Date, the Employer will pay the following
Benefits to such Participant or his or her Beneficiary: 

  

 5 

	 	(a)	 Such Participant’s Normal Retirement Benefit is equal to 90% of the Total Retirement Benefit, and shall be paid in monthly equal installments
requested by the Participant so long as installments are paid for a period of 60 months or more and such payments on an annual basis do not amount to more than 80% of Participant’s Annual Covered Salary. Such payments shall commence on the
first day of the month following the date of such Participant’s Retirement, unless a later commencement date is required by Section 8.0. If such Participant shall die before receiving the total payments due, the remaining monthly payments
will continue to be paid to Participant’s Beneficiary. 

  

	 	(b)	 Upon Participant’s death the Employer will pay to such Participant’s Beneficiary in a lump sum, as a Death Benefit, an amount equal to 10%
of such Participant’s Total Retirement Benefit. 

  

	3.1	 Cessation of Deferrals at Normal Retirement Date. A Participant who does not Retire on or prior to such Participant’s Normal Retirement
Date will cease having Deferrals deducted from his Base Earnings as of the first day of the month following his or her Normal Retirement Date. 

  

	3.2	 Early Retirement Benefit. If a Participant Retires on or after his or her 55th birthday for any reason other than death or Disability, but
prior to his or her Normal Retirement Date, the Employer will pay the following Benefits to such Participant or his or her Beneficiary: 

  

	 	(a)	 Such Participant’s Early Retirement Benefit is equal to the product of (x) and (y), where (x) is the product of (i) 90% of such
Participant’s Total Retirement Benefit multiplied by (ii) a fraction, which shall not exceed one, the numerator of which is the number of full months between such Participant’s Participation Date and Early Retirement Date, and the
denominator of which is the number of full months between such Participant’s Participation Date and Normal Retirement Date, and where (y) is the difference of one minus the product of .004166 multiplied by the number of full months between
such Participant’s Early Retirement Date and Normal Retirement Date. Such Participant’s Early Retirement Benefit will be payable in monthly equal installments as requested by the Participant so long as installments are paid for a period of
60 months or more and such payments on an annual basis do not amount to more than 50% of Participant’s Annual Covered Salary. Such payments shall commence on the first day of the month following such Participant’s Early Retirement Date. If
such Participant shall die before receiving the total payments due, the remaining monthly payments will continue to be paid to Participant’s Beneficiary. 

  

	 	(b)	 If such Participant elects under Section 3.5 to defer the date on which Benefits will be paid beyond such Participant’s Early Retirement
Date, then in calculating such Participant’s Early Retirement Benefit under Section 3.2(a) above, everything following the second reference to “(y)” shall be deleted, and the following substituted therefore, “is the
difference of one minus the product of .004166 multiplied by the number of full months between the date on which Benefits commence to be paid and such Participant’s Normal Retirement Date.” 

  

	 	(c)	 Upon Participant’s death the Employer will pay to such Participant’s Beneficiary in a lump sum, as a Death Benefit, an amount equal to 10%
of such Participant’s Total Retirement Benefit, multiplied by a fraction, which shall not exceed one, the

  

 6 

	 	 
numerator of which is the number of full months between such Participant’s Participation Date and Early Retirement Date, and the denominator of which is the number of full months between
such Participant’s Participation Date and Normal Retirement Date. 

  

	3.3	 Separation Benefit. If a Participant Separates Employment after Qualification but before attaining such Participant’s 55th birthday for
any reason other than death or Disability, the Employer shall pay the following Benefits to such Participant or his or her Beneficiary: 

  

	 	(a)	 Such Participant’s Separation Benefit is equal to the product of (i) 90% of such Participant’s Total Retirement Benefit multiplied by
(ii) a fraction, which shall not exceed one, the numerator of which is the number of full months between such Participant’s Participation Date and date of Separation of Employment, and the denominator of which is the number of full months
between such Participant’s Participation Date and Normal Retirement Date. Such Participant’s Separation Benefit will be payable in monthly equal installments as requested by the Participant so long as installments are paid for a period of
60 months or more and such payments on an annual basis do not amount to more than 50% of Participant’s Annual Covered Salary. Such payments shall commence on the first day of the month following the earlier of such Participant’s death or
Normal Retirement Date. If such Participant dies before the commencement of monthly payments, or before receiving the total payments due, the remaining monthly payments will be paid to Participant’s Beneficiary. 

  

	 	(b)	 Upon Participant’s death the Employer will pay to such Participant’s Beneficiary in a lump sum, as a Death Benefit, an amount equal to 10%
of such Participant’s Total Retirement Benefit, multiplied by a fraction, which shall not exceed one, the numerator of which is the number of full months between such Participant’s Participation Date and Early Retirement Date, and the
denominator of which is the number of full months between such Participant’s Participation Date and Normal Retirement Date. 

  

	3.4	 Delay for Specified Employees. Notwithstanding any other provision of this Plan or any Plan Agreement, a Specified Employee shall not be
entitled to receive the benefits described in Section 3.0 or 3.2 until the sixth monthly anniversary of such Specified Employee’s date of Retirement, at which time all Benefits that, but for this Section 3.4, would have been paid to
such Participant, will be paid to such Participant in a single, one time, lump sum payment; and thereafter Benefits shall be paid as provided in Section 3.0 or 3.2, as applicable. A Specified Employee is a person defined as a “specified
employee” in Treasury Regulations § 1.409-1(i) as in effect at the time of reference. 

  

	3.5	 Deferral of Benefits. A Participant may elect to defer the date on which such Participant’s Normal Retirement Benefit, Early Retirement
Benefit, or Separation Benefit payments provided in Section 3.0, 3.2, or 3.3 otherwise will commence. Such election must be in writing and delivered to the Committee on or before a final date that is exactly 12 months prior to the date that
distribution of such benefits would otherwise begin (e.g., 12 months prior to such Participant’s date of Retirement in the case of the Normal Retirement Benefit or Early Retirement Benefit or 12 months before Normal Retirement Date in
the case of the Separation Benefit); provided that such deferral must be to a date no earlier than the fifth anniversary of the date that such benefits would have otherwise

  

 7 

	 	 
been paid (e.g., five years from such Participant’s date of Retirement in the case of the Normal Retirement Benefit or Early Retirement Benefit or five years from the
Participant’s Normal Retirement Date in the case of the Separation Benefit). Such election can be changed at any time prior to the final date described above by delivering a new written election to the Committee, but the last such election
delivered on or before such final date will become irrevocable on such final date. 

 ARTICLE 4

 DEATH BENEFIT 
  

	4.0	 Death Benefit. If a Participant dies and at the time of death such Participant was an Employee (including an Employee on an authorized leave
of absence) or Disabled, then the Employer will pay the following Death Benefit to such Participant’s Beneficiary: 

  

	 	(a)	 If at the time of death such Participant had attained his or her Normal Retirement Date, then such Participant shall be deemed to have become
Qualified (if not already Qualified) and Retired on the date of death and the Beneficiary shall be entitled to receive the Benefits provided in Section 3.0. 

  

	 	(b)	 If at the time of death such Participant had attained age 55 and was Qualified and was not Disabled, then the Beneficiary will receive the greater
of the benefits provided under Option A or Option B: 

  

	 	(i)	 Option A: Participant shall be deemed to have Retired on the date of death and the Beneficiary shall be entitled to receive the Benefits
provided in Section 3.2. Payment of such Benefits shall commence as of the first day of the month following the month in which the Employer receives proof of Participant’s death in accordance with Section 4.1(d), and the first payment
will include any monthly payments which would have been paid if the proof of death had been received on the day after such Participant’s death and payment of such benefits had commenced with the first month following the Participant’s
death. 

  

	 	(ii)	 Option B: (i) 100% of such Participant’s Covered Salary under the Plan Agreement in effect on such Participant’s date of
death, paid each month for the 12 months following such Participant’s death, and (ii) 50% of such Participant’s Covered Salary under the Plan Agreement as in effect on such Participant’s date of death, paid each month for the
longer of (x) 108 months following the date of such Participant’s death, or (y) until such Participant would have attained age 65 had such Participant survived to that date. The monthly death benefits under Option B shall commence as
of the first day of the month following the month in which the Employer receives proof of Participant’s death in accordance with Section 4.1(d), and the first payment will include any monthly payments which would have been paid if the
proof of death had been received on the day after such Participant’s death and payment of such benefits had commenced with the first month following the Participant’s death. 

  

 8 

	 	(c)	 If at the time of death such Participant had not attained age 55 or was not Qualified, then the Beneficiary shall be entitled to receive the
Benefits provided in Option B in Section 4.0(b). 

  

	 	(d)	 If at the time of death such Participant was Disabled and had not attained his or her Normal Retirement Date, then the Beneficiary shall be entitled
to receive the Benefits provided in Option B in Section 4.0(b). 

  

	4.1	 Conditions for Receipt of Death Benefit. Notwithstanding any provision hereof to the contrary, the Employer shall have no obligation to pay a
Beneficiary an amount described in Section 4.0 unless the Committee, in its sole discretion, determines all of the following conditions are satisfied: 

  

	 	(a)	 such Participant’s Plan Agreement was in force on the date of death; 

  

	 	(b)	 such Participant’s death was not a result of suicide within two years after the date of the initial Plan Agreement, or within two years of the
date of any subsequent Plan Agreement, but the amount of the Death Benefit which Employer shall not be obligated to pay shall be limited to Benefit increases granted within two years prior to the date of such suicide; 

 

	 	(c)	 such Participant’s death was determined not to be from a bodily or mental cause or causes, the information about which was withheld, or
knowingly concealed, or falsely provided by such Participant when requested by Employer to furnish evidence of good health upon such Participant’s enrolling in the Plan or for any increments of such Participant’s Covered Salary, but the
amount of the Death Benefit which Employer shall not be obligated to pay shall be limited to Benefits granted within two years prior to the date of such last increment of Covered Salary; and 

  

	 	(d)	 proof of death in such form as determined acceptable by the Committee is furnished. 

 ARTICLE 5 
 DISABILITY 
  

	5.0	 Conditions for Disability Benefit. A Participant who, prior to his or her Normal Retirement Date, is Disabled and remains continuously
Disabled for more than six months shall remain a Participant in the Plan so long as he or she remains continuously Disabled, but only if 

  

	 	(a)	 such Participant’s Disability is not caused by his or her illegal or criminal acts or is not intentionally self-inflicted,

  

	 	(b)	 such Participant’s Plan Agreement is in force and effect at the time of such Disability, and 

  

	 	(c)	 such Participant’s Deferrals as set forth in Article 2 are continued during the first six months of the Disability.

  

 9 

	    	 Notwithstanding any provision of the Plan to the contrary, if a Participant Separates Employment but does not satisfy the conditions set forth in
this Section 5.0, then such Participant will not be considered Disabled for purposes of this Plan, and shall instead be deemed to have Separated Employment for reasons other than Disability, and such Participant’s Benefits (if any) shall
be determined on that basis. 

  

	5.1	 Waiver of Deferrals. If a Participant who is considered Disabled under Section 5.0 continues to be continuously Disabled after six
months, such Participant’s Deferrals as set forth in Article 2 will thereafter be waived during the period of such Participant’s continuous Disability, but for all purposes under this Plan such waived Deferrals will be deemed to have been
made. 

  

	5.2	 Disability Benefit. If a Participant becomes Disabled after reaching age 65, or while remaining continuously Disabled attains age 65, such
Participant will be deemed to be Qualified and to have Retired on such Participant’s Normal Retirement Date. 

  

	5.3	 Death While Disabled. If a Participant dies while continuously Disabled and prior to age 65, for all purposes of the Plan he or she will be
considered to have Qualified, and such deceased Participant’s Beneficiary will be entitled to the Death Benefits described in Section 4.0(d). 

  

	5.4	 Recovery From Disability. If a Participant recovers from a Disability and does not return to employment with an Employer within 30 days of
such recovery, then such Participant will be deemed to have Separated Employment on the date on which such Participant recovers from Disability, and such Participant’s Benefits (if any) hereunder shall be determined on that basis.

 ARTICLE 6 
 BENEFICIARY 
  

	6.0	 Designation of Beneficiary. A Participant shall designate his or her Beneficiary to receive Benefits under the Plan by completing the
Beneficiary Designation. If more than one Beneficiary is named, the shares and preference of each shall be indicated. 

  

	6.1	 Changes to Beneficiary Designation. A Participant shall have the right to change the Beneficiary by submitting to the Committee a new
Beneficiary Designation. 

  

	6.2	 Effectiveness of Beneficiary Designation. A Beneficiary Designation will only be effective if delivered to the Committee prior to
Participant’s death, and the final Beneficiary Designation delivered to, and acknowledged (in writing) by, the Committee prior to Participant’s death shall be such Participant’s Beneficiary Designation. 

 

	6.3	 Question as to Beneficiary. If Employer has any doubt as to the proper Beneficiary to receive payments pursuant to this Plan, it shall have
the right to withhold such payments until the matter is finally adjudicated. 

  

	6.4	 Satisfaction of Obligations. Any payment made by Employer in accordance with this Plan in good faith shall fully discharge Employer from all
further obligations with respect to such payment. 

  

 10 

 ARTICLE 7 
 SOURCE OF BENEFITS AND EMPLOYER LIABILITY 
  

	7.0	 Source of Benefits. Amounts payable to a Participant shall be paid exclusively from the general assets of Employer.

  

	7.1	 No Right to Assets. No person entitled to any payment shall have any claim, right, security or other interest in any asset of Employer.
Participant also understands and agrees that his or her participation, in any way, in the acquisition of any general asset by Employer shall not constitute a representation to the Participant, his or her designated recipient, or any person claiming
through the Participant that any of them has a special or beneficial interest in such general asset. 

  

	7.2	 Plan Document and Plan Agreement Control. Employer’s liability for the payment of Benefits shall be evidenced only by this Plan and each
Plan Agreement entered into between Employer and a Participant. 

  

	7.3	 Health. Employer shall require that a Participant furnish evidence of good health in such form as may be requested by Employer when enrolling
for any increment of the Participant’s Covered Salary, including the initial enrollment. The Participant agrees to cooperate by: 

  

	 	(a)	 furnishing such information as the Committee may require, including but not limited, to physical examinations reports of any previous employer;

  

	 	(b)	 taking such additional physical examinations as may be requested by the Committee; and 

  

	 	(c)	 doing any other act which may be requested by the Committee. 

  

	    	 provided, however, that cooperation by the Participant with the requirements of subsections (a), (b) and (c) does not ensure that such
Participant will be deemed to be in good health for purposes of the Plan. 

  

	7.4	 Insurance. The Employer may make application for life insurance on Participant’s life in connection with his or her initial enrollment
in the Plan or any increase in Covered Salary and Deferrals. 

  

	7.5	 Failure to Provide Evidence of Good Health or Evidence of Insurability. If Participant does not timely provide (a) evidence of good
health that satisfies the requirements of Section 7.3, or, (b) if an application for insurance is made pursuant to Section 7.4, evidence of insurability at standard rates, for the amounts contemplated in connection with an offer of
initial enrollment in the Plan or any subsequent increase in Covered Salary and Deferrals, Employer may, at its sole discretion, (i) adjust the terms of the offer of initial enrollment or increase in Covered Salary and Deferrals as Employer, in
its sole discretion, deems appropriate, or (ii) decline to enroll the Participant in the Plan or implement any increase in Covered Salary or Deferrals. In the event that a Participant is denied the opportunity to increase his or her Covered
Salary and Deferrals pursuant to this Section 7.5, then such decision will not adversely impact the Benefit

  

 11 

	 	 
level at which the Participant is enrolled prior to such decision and the Participant may, pursuant to the terms of the Plan, elect to continue participating at such Benefit level.

  

	7.6	 Misrepresentation as to Health. Without limiting the generality of the foregoing, Employer shall have no obligation of any nature whatsoever
to a Participant under the Plan and Plan Agreement, except as otherwise especially provided in the Plan, if the Participant’s death was determined to be from a bodily or mental cause or causes, the information about which was withheld, or
knowingly concealed, or falsely provided by the Participant when requested by Employer to furnish evidence of good health upon the Participant’s enrolling in the Plan for any increments of the Participant’s Covered Salary.

 ARTICLE 8 
 CHANGE OF CONTROL 
  

	8.0	 Benefits on Change of Control. Notwithstanding anything to the contrary contained in this Plan, if a Change in Control occurs, and:

  

	 	(a)	 during the one year period ending on the anniversary of the date of the Change in Control, a Participant gives his or her Employer 30 days prior
written notice of such Participant’s decision to Separate Employment at the expiration of said 30 day notice period; or 

  

	 	(b)	 during the two year period ending on the second anniversary of the date of the Change in Control, 

  

	 	(i)	 a Participant suffers an involuntary Separation of Employment for any reason other than: 

  

	 	(A)	 such Participant’s death; or 

  

	 	(B)	 such Participant’s Disability; or 

  

	 	(C)	 for Cause; or 

  

	 	(ii)	 the Plan, or a Participant’s Plan Agreement, is terminated; 

  

	    	 then, notwithstanding any other provisions of this Plan, upon such Separation, or, if such be the case, immediately prior to the termination of the
Plan or Participant’s Plan Agreement (each, a “Termination Event”), (A) a Participant who experiences a Termination Event shall become Qualified (if not already Qualified); (B) if such Participant has not reached age 55 on
the date of such Termination Event, then for purposes of determining such Participant’s Separation Benefit, such Participant will be credited with an additional 60 full months in computing the numerator of the fraction described in
Section 3.3(a)(ii); and (C) if such Participant is age 55 or older on the date of such Termination Event, then such Participant will receive the Benefits provided under Section 3.0 (and in determining the amount of such Benefits, the
date of such Termination Event will be deemed to be such Participant’s Normal Retirement Date and date of Retirement). If such Termination Event results from a Separation of Employment, a Participant whose Benefits are calculated pursuant to
clause (B) will begin to receive payments as provided in Section 3.3, and a Participant whose Benefits

  

 12 

	 	 
are calculated pursuant to clause (C) will begin to receive payments on the first day of the month after the date of such Termination Event. If such Termination Event results from the
termination of the Plan or such Participant’s Plan Agreement, (i) if the Termination Event is a Complete Termination of the Plan (as defined in Section 10.3), such Benefits shall be paid to such Participant in a lump sum cash payment
(determined as provided in Section 10.2) on the first anniversary of the date of such Termination Event, and (ii) if the Termination Event is not a Complete Termination, payment of such Benefits shall commence as provided under the terms
of the Plan as in effect on the date of the Termination Event and based on such Participant’s actual date of Separation of Employment. 

 ARTICLE 9 
 TERMINATION OF PARTICIPATION 
  

	9.0	 Cessation of Deferrals. A Participant may elect to cease such Participant’s Deferrals by giving the Committee written notice thereof
prior to the year in which such cessation first will take effect. 

  

	9.1	 Benefits on Separation after Cessation of Deferrals. In the case of a Participant who elects to cease Deferrals, and who thereafter Separates
from Employment after becoming Qualified but prior to age 55, in computing such Participant’s Benefits under Section 3.3, the fraction under Section 3.3(a)(ii) will be determined by substituting the date of such Participant’s
cessation of Deferrals for the such Participant’s “date of Separation of Employment”; and in the case of a Participant who elects to cease Deferrals, and who thereafter Separates from Employment after the later of (a) the
date he becomes Qualified, and (b) the date he attains age 55, will receive his or her Benefits determined under Section 3.2 (even if his or her date of Separation is after his or her Normal Retirement Date); and in computing such
Participant’s Benefits under Section 3.2, the fraction determined under 3.2(a)(x) will be determined by substituting the date of such Participant’s cessation of Deferrals for such Participant’s “Early Retirement Date,”
subject to the provisions of Section 3.2(b) regarding the deferral of Benefits. 

  

	9.2	 Reemployment of Former Participant. A Qualified Participant who Separates Employment, and who is later reemployed by an Employer may be
offered the opportunity by the Committee to again become a Participant. Such offer shall be made in accordance with the provisions of Article 2. The Committee shall have the sole discretion to determine, in addition to such Participant’s
Covered Salary and required Deferrals, how such Participant’s Benefits will be calculated taking into account such Participant’s vested Benefits; provided, however, in no event shall the total Benefits payable to such Participant,
including any such vested Benefits, exceed the Benefits that would have been payable to such Participant had there been no break in his or her employment. 

 ARTICLE 10 
 TERMINATION, AMENDMENT, MODIFICATION

 OR SUPPLEMENT OF PLAN 
  

	10.0	 Right to Amend and Terminate Plan. Subject to the provisions of Article 8: 

  

 13 

	 	(a)	 Each Employer reserves the right, in its sole discretion, to terminate its participation in this Plan. 

  

	 	(b)	 Each Employer reserves the right, in its sole discretion, to totally or partially amend, modify or supplement this Plan or any one or more Plan
Agreements with respect to its Participants. 

  

	 	(c)	 Each Employer reserves the right, in its sole discretion, to terminate the Plan Agreement(s) of one or more of its Participant(s).

  

	 	(d)	 Without limitation, the Committee has the right, in its sole discretion, to terminate, amend, modify or supplement the Plan or any one or more Plan
Agreements. 

  

	10.1	 Manner of Action. Except as otherwise specified in the Participant’s Plan Agreement or agreed to otherwise by the Participant, each
termination, amendment or modification of or supplement to the Plan or termination of any Plan Agreement shall be evidenced by a writing signed by the party taking the action, and no such action shall be effective except upon delivery of written
notice of such action to each affected Participant (for purposes of this Article 10, an “Affected Participant”) not less than 30 days prior to the effective date of such action. The effective date of any such termination shall, for all
purposes of this Article 10, be referred to as the “Termination Date”. 

  

	10.2	 Impact of Termination. Upon the occurrence of a Termination Date, each Affected Participant who thereafter Separates from Employment prior to
age 55 shall be paid Benefits as provided in Section 3.3, but in computing such Benefits, the fraction under Section 3.3(a)(ii) will be determined by substituting the Termination Date for the such Participant’s “date of
Separation of Employment”; and each Affected Participant who thereafter Separates from Employment after the date he attains age 55, shall be paid Benefits as provided in Section 3.2 (even if his or her date of Separation is after his or
her Normal Retirement Date), and in computing such Benefits, the fraction determined under 3.2(a)(x) will be determined by substituting the Termination Date for such Participant’s “Early Retirement Date,” subject to the provisions of
Section 3.2(b) regarding the deferral of Benefits. The occurrence of a Termination Date will not affect the Benefits payable to Affected Participants who have Retired or otherwise Separated Employment before such date. Notwithstanding the
forgoing, upon the occurrence of a Termination Date, if such Termination Date results from the Complete Termination of the Plan (as described in Section 10.3) with respect to an Employer, such Employer shall have the right, at any time prior to
the first anniversary of such Termination Date, (i) to determine, with respect to each Affected Participant, the lump sum present value of the Benefits otherwise payable to such Affected Participant under the terms of this Section (for purposes
of this Article 10, “Lump Sum Benefits”), and (ii) to pay such Lump Sum Benefits to such Affected Participant, in lieu of the Benefits which otherwise would be paid under the terms of this Section, on the first day of the month
following the first anniversary of such Termination Date; provided, further, that in determining the Lump Sum Benefits of each such Affected Participant, the Committee will base its calculations on (x) the date on which the Lump Sum Payment
will be made, and (y) the “applicable mortality table”, and the “applicable interest rate” (on the last day of the month preceding the first anniversary of the Termination Date), as such terms are defined in
Section 417(e)(3)(A) of the Code and applicable regulations. 

  

 14 

	10.3	 Complete Termination. The Company or any Employer may completely terminate the Plan (a “Complete Termination”), and make payment of
the Benefits determined under Section 10.2, if (i) the Company or Employer terminates all deferred compensation arrangements sponsored by the Company or Employer which would be aggregated with the Plan under Section 409A of the Code
(and regulations), (ii) if payments not otherwise payable under the terms of the Plan are not paid until the first anniversary of the date of the Complete Termination, (iii) if all payments from the Plan are made within 24 months following
the date of the Complete Termination, and (iv) if the Company or Employer does not adopt another arrangement which would be required to be aggregated with the Plan under Section 409A of the Code (and regulations) for a period of three
years from the date of the Complete Termination. If a termination of the Plan by the Company or any Employer constitutes a Complete Termination, then the Company or such Employer will take no action in violation of any laws or regulations applicable
to such Complete Termination. 

  

	10.4	 Section 409A Compliance. Notwithstanding any provision of this Plan to the contrary, if the Committee reasonably determines that a date
of payment, or a form of payment, to a Participant in accordance with the terms of the Plan would violate a good faith interpretation of the requirements of Section 409A of the Code, the Committee will advise such Participant in writing of its
determination and will take such actions as the Committee, in its sole discretion, reasonably determines will comply with Section 409A while having the least adverse economic impact on such Participant; provided that such Participant shall be
entitled to file a written directive to the Committee to follow the terms of the Plan and, if such directive is accompanied by (i) a written opinion of counsel for such Participant that following the terms of the Plan is a reasonable good faith
compliance with Section 409A, and (ii) Participant’s written acknowledgement that such Participant may be subject to the excise tax and penalties imposed by Section 409A, and (iii) Participant’s written agreement that
such Participant shall not hold the Employer responsible if such Participant is required to pay excise taxes and/or interest penalties as a result of the Committee’s making payment of Benefits in accordance with the terms of the Plan, then the
Committee will follow the terms of the Plan. Without limiting the generality of the forgoing, in no event will an Employer guarantee that a Participant will not be required to pay excise taxes and/or interest penalties, nor shall an Employer be
deemed responsible for any excise taxes and/or interest penalties which are paid by a Participant and, by accepting Benefits, each such Participant shall be deemed to have agreed to be solely responsible for such excise taxes and/or interest
penalties. 

 ARTICLE 11 
 OTHER BENEFITS AND AGREEMENTS 
  

	11.0	 Prior Plan Participants. A Participant who (i) was a participant in an Executive Financial Security Plan (or a plan with any similar
name) of an Employer on December 31, 2004 (a “Prior Plan”), and (ii) was Qualified under such Prior Plan on December 31, 2004, is referred to as a Prior Plan Participant. Notwithstanding any other provisions of this Plan, to
prevent duplication of benefit payments under this Plan and the Prior Plan, in determining Benefits payable to a Prior Plan Participant (or his or her Beneficiary) under this Plan the Committee, in its discretion, will (i) determine the amount
of benefits provided under the Prior Plan, (ii) adjust or coordinate the amount of Benefits provided under this Plan, and (iii) reflect such amounts in such Prior Plan Participant’s Plan Agreement; and such adjusted or coordinated
amounts shown on such Plan Agreement

  

 15 

	 	 
will determine a Prior Plan Participant’s Benefits under this Plan for all purposes. In addition, the Committee is authorized to take any other actions it reasonably determines to be
required to insure that there is no duplication under this Plan of the benefits payable under the Prior Plan. A Participant who was a participant in, but was not Qualified under, a Prior Plan on December 31, 2004, is not a Prior Plan
Participant, is not entitled to any benefits under such Prior Plan, and will receive all of such Participant’s Benefits (if any) under this Plan. 

  

	11.1	 Other Benefit Arrangements. The Benefits provided to a Participant and Participant’s Beneficiary under the Plan (reduced as provided in
Section 11.0, if applicable) are in addition to any other benefits available to such Participant under any other plan or program for employees of Employer, and the Plan shall supplement and shall not supersede, modify or amend any other such
plan or program except as may otherwise be expressly provided. Benefits under the Plan shall not be considered compensation for the purpose of computing contributions or benefits under any plan maintained by the Company or any of its Subsidiaries
which is qualified under Section 401(a) and 501(a), of the Code. 

 ARTICLE 12 
 RESTRICTIONS ON ALIENATION OF BENEFITS 
 No right or Benefit under the Plan shall be subject to anticipation, alienation, sale, assignment, pledge, encumbrance or charge, and any attempt to anticipate, alienate, sell, assign, pledge, encumber or
charge the same shall be void. No right or Benefit hereunder shall in any manner be liable for or subject to the debts, contract, liabilities, or torts of the person entitled to such Benefit. This Article shall not preclude the division of benefits
pursuant to a domestic relations order provided, however, that any benefits awarded to the Participant’s spouse pursuant to such an order will be paid at the same time and in the same manner as the Participant’s Benefits. 
 ARTICLE 13 
 ADMINISTRATION OF THE PLAN 
  

	13.0	 Administration of Plan. The general administration of this Plan, as well as construction and interpretation thereof, shall be vested in the
Committee, the number and members of which shall be designated and appointed from time to time by, and shall serve at the pleasure of, the President of the Company. Any member of the Committee may resign by notice in writing delivered to the
Secretary of the Committee. Each person appointed a member of the Committee shall signify his or her acceptance by filing a written acceptance with the Secretary of the Committee. 

  

	13.1	 Appointment of Committee. The President of the Company shall designate one of the members of the Committee as Chairman and shall appoint a
Secretary who need not be a member of the Committee. The Secretary shall keep minutes of the proceedings of the Committee and all data, records and documents relating to the administration of the Plan by the Committee. The Committee may appoint from
its number such subcommittees with such powers as the Committee shall determine and may authorize one or more members of the Committee or any agent to execute or deliver any instrument or make any payment on behalf of the Committee.

  

 16 

	13.2	 Action of Committee. All resolutions or other actions taken by the Committee shall be by the vote of a majority of those present at a meeting
at which a majority of the members are present, or in writing by all the members in office at the time if they act without a meeting. 

  

	13.3	 Authority of Committee. Except as expressly limited by the terms of the Plan, the Committee shall have full authority from time to time to
establish, modify and rescind rules, forms and procedures for the administration of the Plan, to interpret the Plan, to determine each Employee who shall participate in the Plan and to determine the terms and provisions of each Plan Agreement and
the form of each Plan Agreement and to decide any and all matters arising there under or in connection with the administration of the Plan. All decisions, actions and records of the Committee shall be conclusive and binding upon Employer, the
Participants and all persons having or claiming to have any right or interest in or under the Plan. 

  

	13.4	 Reliance of Committee. The members of the Committee and the officers and directors of the Company shall be entitled to rely on all
certificates and reports made by any duly appointed accountants and on all opinions given by any duly appointed legal counsel. Such legal counsel may be counsel for the Company. 

  

	13.5	 Indemnification of Committee. No member of the Committee shall be liable for any act or omission of any other member of the Committee, nor
for any act or omission on his or her own part, excepting only his or her own willful misconduct. The Company shall indemnify and save harmless each member of the Committee against any and all expenses and liabilities arising out of his or her
membership on the Committee, excepting only expenses and liabilities arising out of his or her own willful misconduct. Expenses against which a member of the Committee shall be indemnified hereunder shall include, without limitation, the amount of
any settlement or judgment, costs, counsel fees and related charges reasonably incurred in connection with a claim asserted or a proceeding brought or settlement thereof. The foregoing right of indemnification shall be in addition to any other
rights to which any such member may be entitled as a matter of law or otherwise. 

  

	13.6	 Certification of Benefits. In addition to the powers hereinabove specified, the Committee shall have the power to compute and certify under
the Plan the amount and kind of Benefits from time to time payable to Participants and their Beneficiaries and to authorize all disbursements for such purposes. 

  

	13.7	 Information Provided by Employer. To enable the Committee to perform its functions, the Company and Employer shall supply full and timely
information to the Committee on all matters relating to the compensation of all Participants, their Retirement, death or other cause for Separation, and such other pertinent facts as the Committee may require. 

 ARTICLE 14 
 NON-COMPETE 
 Each Participant agrees that, following Separation of Employment for any reason other than an
involuntary Separation, within 24 months following a Termination Event, Participant shall not, for a period of two years after the date of such Separation, directly or indirectly, carry on or

  

 17 

 
conduct, in competition with Employer, any business of the nature in which Employer is then engaged, and of the nature in which Participant was employed by Employer for any portion of the period
of two years immediately prior to such Separation, in any geographic area or territory in which Employer is then engaged in such business. Without limiting the generality of the foregoing, Participant agrees that the solicitation or acceptance of
orders outside any such geographic area or territory for shipment or delivery into any such geographic area or territory shall constitute conducting or engaging in business in such geographic area or territory within the meaning of this Article 14.
Each Participant agrees that he or she will not so conduct or engage in any business, either as an individual on his or her own account or as a partner or joint venturer or as an employee, agent, consultant or salesman for any other person or
entity, or as an officer or director of a corporation or as a stockholder in a corporation of which Participant or Participant’s spouse or their descendants, parents or siblings shall then own in the aggregate ten percent or more of any class
of stock. Participant agrees that, in the event of a breach of the terms and conditions of this Article 14 by Participant, Employer shall be entitled, if it so elects, to institute and prosecute proceedings, either in law or in equity, against
Participant, to obtain damages for any such breach or to enjoin Participant from performing services for any competitor of Employer in violation hereof, or to suspend or terminate any and all Benefits which would otherwise be payable to Participant
and his or her Beneficiaries under the provisions of the Plan. The provisions of this Article 14 shall supersede any and all non-compete provisions contained in any and all other agreements which may have been entered into between Participant and
Employer. The provisions of this Article 14 shall survive the termination of this Plan. 
 ARTICLE 15 
 MISCELLANEOUS 
  

	15.0	 Notice. Any notice which shall or may be given under the Plan or a Plan Agreement shall be in writing and shall be mailed by United States
mail, postage prepaid. If notice is to be given to Employer, such notice shall be addressed to Employer at Texas Industries, Inc., 1341 W. Mockingbird, Dallas, Texas 75247, marked for the attention of the Secretary, Administrative Committee,
Executive Financial Security Plan; or, if notice to a Participant, addressed to the address shown on such Participant’s Plan Agreement. 

  

	15.1	 Change in Address. Any party may change the address to which notices shall be mailed from time to time by giving written notice of such new
address. 

  

	15.2	 Successors. The Plan shall be binding upon the Company and each Employer and their respective successors and assigns, and upon a Participant,
his or her Beneficiary, assigns, heirs, executors and administrators. 

  

	 	(a)	 The Company shall require any successor (whether direct or indirect, by purchase, merger, consolidation, reorganization or otherwise) to all or
substantially all of the business and/or assets of the Company, expressly to assume and agree to perform the Plan and each Plan Agreement in the same manner and to the same extent as the Company would be required to perform if no such succession had
taken place. This Plan and any Plan Agreement shall be binding upon and inure to the benefit of the Company and any successor of the Company, including without limitation any persons acquiring directly or indirectly all or substantially all of the
business and/or assets of the Company whether by purchase, merger, consolidation, reorganization or otherwise (and

  

 18 

	 	 
such successor shall thereafter be deemed the “Company” for the purposes of the Plan and any Plan Agreement) but shall not otherwise be assignable, transferable or delegable by the
Company. 

  

	 	(b)	 The Plan and any Plan Agreement shall inure to the benefit of and be enforceable by the Participant’s, or a deceased Participant’s
Beneficiary’s, personal or legal representatives, executors, administrators, successors, heirs, distributors and/or legatees. 

  

	 	(c)	 In the event of a breach by Employer or a Participant of the terms and provisions of the Plan or a Plan Agreement, the non-breaching party shall be
entitled to a decree of specific performance, mandamus or other appropriate remedy to enforce performance of the Plan or Plan Agreement. 

  

	15.3	 Governing Law. The Plan and Plan Agreement shall be governed by and construed under the laws of the State of Texas. If there is any conflict
between the terms of this Plan and the terms of any Plan Agreement, the terms of this Plan shall control. 

  

	15.4	 Construction. Masculine pronouns wherever used shall include feminine pronouns and the singular shall include the plural. Headings and
subheadings are for the purpose of reference only and are not to be considered in the construction of the Plan. 

  

	15.5	 No Right to Employment. Neither the Plan nor Plan Agreement, either singly or collectively, obligates Employer to continue the employment of
a Participant or limits the right of Employer at any time and for any reason to terminate a Participant’s employment. In no event shall the Plan or a Plan Agreement, either singly or collectively, by their terms or implications constitute an
employment contract of any nature whatsoever between an Employer and a Participant. 

 ARTICLE 16

 NAMED FIDUCIARY AND CLAIMS PROCEDURE 
  

	16.0	 Claims Fiduciary. The Named Fiduciary of the Plan for purposes of the claims procedure under this Plan is the Committee.

  

	16.1	 Change in Claims Fiduciary. The Company shall have the right to change the Named Fiduciary created under this Plan. The Company shall also
have the right to change the address and telephone number of the Named Fiduciary. The Company shall give the Participant written notice of any change of the Named Fiduciary, or any change in the address and telephone number of the Named Fiduciary.

  

	16.2	 Initial Claim for Benefits. Benefits shall be paid in accordance with the provisions of this Plan. A Participant, or a designated recipient,
or any other person claiming through a Participant (hereinafter collectively referred to as the “Claimant”) shall have the right to make a written request for the Benefits provided under this Plan (“claim”). This claim shall be
mailed or delivered to the Named Fiduciary. 

  

	16.3	 Denial of Claim. If the claim is denied, either wholly or partially, notice of the decision shall be mailed to the Claimant within a
reasonable time period. This time period shall not exceed more than 90 days after the receipt of the claim by the Named Fiduciary. 

  

 19 

	16.4	 Notice of Denial. The Named Fiduciary shall provide a written notice to every Claimant who is denied a claim for Benefits under this Plan.
The notice shall set forth the following information: 

  

	 	(a)	 the specific reasons for the denial; 

  

	 	(b)	 the specific reference to pertinent Plan provisions on which the denial is based; 

  

	 	(c)	 a description of any additional material or information necessary for the Claimant to perfect the claim and an explanation of why such material or
information is necessary; and 

  

	 	(d)	 appropriate information and explanation of the claims procedure under this Plan so to permit the Claimant to submit his or her claim for review,
including the Claimant’s right to file an action under Section 502(a) of ERISA following an adverse benefit determination on appeal as provided below. 

  

	16.5	 Appeal of Denied Claims. The claims procedure under this Plan shall allow the Claimant a reasonable opportunity to appeal a denied claim and
to get a full and fair review of that decision from the Named Fiduciary. 

  

	 	(a)	 The Claimant shall exercise his or her right of appeal by submitting a written request for a review of the denied claim to the Named Fiduciary. This
written request for review must be submitted to the Named Fiduciary within 60 days after receipt by the Claimant of the written notice of denial. 

  

	 	(b)	 The Claimant shall have the following rights under this appeal procedure: 

  

	 	(i)	 to request a review upon written application to the Named Fiduciary; 

  

	 	(ii)	 to review pertinent documents with regard to the Participant’s benefit plan created under this Plan; 

  

	 	(iii)	 the right to submit issues and comments in writing; 

  

	 	(iv)	 to request an extension of time to make a written submission of issues and comments; and 

  

	 	(v)	 to request that a hearing be held to consider Claimant’s appeal. 

  

	16.6	 Decision on Appeal. The decision on the appeal of the denied claim shall promptly be made by the Named Fiduciary:

  

	 	(a)	 within 60 days after the receipt of the appeal if no hearing is held; or 

  

	 	(b)	 within 120 days after the appeal, if an extension of time is necessary in order to hold a hearing. 

  

	 	(i)	 If an extension of time is necessary in order to hold a hearing, the Named Fiduciary shall give the Claimant written notice of the extension of time
and of the hearing. This notice shall be given prior to any extension. 

  

 20 

	 	(ii)	 The written notice of extension shall indicate that an extension of time will occur in order to hold a hearing on Claimant’s appeal. The notice
shall also specify the place, date, and time of that hearing and the Claimant’s opportunity to participate in the hearing. It may also include any other information the Named Fiduciary believes may be important or useful to the Claimant in
connection with the appeal. 

  

	16.7	 Manner of Review of Appeal. The decision to hold a hearing to consider the Claimant’s appeal of the denied claim shall be within the
sole discretion of the Named Fiduciary, whether or not the Claimant requests such a hearing. 

  

	16.8	 Notice of Decision on Appeal. The Named Fiduciary’s decision on appeal shall be made in writing and provided to the Claimant within the
specified time periods in Section 16.6. This written decision on review shall contain the following information: 

  

	 	(a)	 the decision(s); 

  

	 	(b)	 the reasons for the decision(s); and 

  

	 	(c)	 specific references to the Plan provisions on which the decision(s) is/are based. 

  

	    	 Such decision will also advise the Claimant that he or she may receive upon request, and free of charge, reasonable access to and copies of all
documents, records and other information relevant to his or her claim and, in the event the appeal is denied, will inform the Claimant of his or her right to file an action under Section 502(a) of ERISA. The decision of the Named Fiduciary
shall be final and conclusive. 

 ARTICLE 17 
 ADOPTION OF PLAN BY A SUBSIDIARY 
  

	17.0	 Adoption of Plan. Any Subsidiary of the Company may, with the approval of the Committee, adopt this Plan and thereby come within the
definition of Employer stated in Article 1 hereof. A Subsidiary may evidence its adoption of this Plan either by a formal action of its governing body or by commencing Deferrals and taking other administrative actions with respect to this Plan on
behalf of its Employees. 

  

	17.1	 Cessation of Plan Participation. On the date an Employer ceases to be a Subsidiary for any reason other than dissolution or a merger with the
Company or another Subsidiary, such entity will cease to be an Employer and will be deemed to have terminated participation in the Plan pursuant to Section 10.0(a). 

 COMPLETE 
  

 21 

 ANNEX I 
 PLAN AGREEMENT 
 UNDER THE 
 2005 EXECUTIVE FINANCIAL SECURITY PLAN 
 (Lump Sum Formula) 
 OF 
 TEXAS INDUSTRIES, INC. AND ITS SUBSIDIARIES 
 I, the undersigned (“Participant”), acknowledges that, as an Employee of                     
(the “Employer”), I have been offered an opportunity by the Employer to participate in the 2005 Executive Financial Security Plan (Lump Sum Formula) (the “Plan”) described in the attached document (all capitalized terms herein
shall have the same meaning as set forth in the Plan, unless otherwise expressly provided in this Agreement) and subject to the terms and conditions stated therein, and that I have elected one of the two alternatives set forth below as indicated by
the space checked: 
              To
participate in the Plan. 
              Not to participate in the Plan [if this is checked, you are only required to sign the signature line.] 
 I understand that if I elect not to participate in the Plan, I may not be given another opportunity to participate in the
future. 
 If I have checked the box to participate, and I sign this Plan Agreement, it evidences my
understanding that I have become a Participant and my agreement with all of the information set forth below: 
 [Include the
following if Participant is a Prior Plan Participant: 
 Participant is a Prior Plan Participant (as defined in
Section 11.0 of the Plan). The provisions in the attached Addendum to Plan Agreement are applicable to Participant and modify the provisions of the Plan and this Plan Agreement.] 
  

	1.	 Covered Salary: $                 per month.

 This represents             %
of my Base Earnings as determined by the Committee at the date of application for this coverage. 
  

	2.	 Retirement and Pre-Retirement Separation of Employment Benefits (Article 3): 

  

	 	(a)	 Retirement on or after Normal Retirement Date (Participant must be Qualified), as specified by Section 3.0 of the Plan:

 Total Retirement
Benefit:        $                     
 90% of Total Retirement Benefit is payable as the Normal Retirement Benefit as provided in Section 3.0(a) of the Plan.

  

 I-1 

 10% of the Total Retirement Benefit is payable as the Death Benefit as
provided in Section 3.0(b) of the Plan. 
  

	 	(b)	 Retirement after age 55 (other than by reason of death or Disability) (Participant must be Qualified) and prior to Normal Retirement Date:

 Early Retirement Benefit: 
 A portion of the Total Retirement Benefit described in Section 2(a) above, determined and payable as specified by
Section 3.2 of the Plan. 
  

	 	(c)	 Separation of Employment (other than by reason of death or Disability) before age 55 but after Qualification: 

Separation Benefit: 
 A portion of the Total Retirement Benefit described in Section 2(a) above, determined and payable as specified by Section 3.3 of the Plan. 
  

	3.	 Death Benefit – Where Separation Is By Reason of Death (Article 4): 

  

	 	(a)	 Date of death on or after reaching Normal Retirement Date: Participant is deemed Retired and Participant’s Beneficiary will be paid the
same Benefits as under Section 2(a) above. 

  

	 	(b)	 Date of death after attaining age 55 and becoming Qualified and while not Disabled: Beneficiary will receive the greater of:

 Option A: Payment of the Early Retirement Benefit determined under Section 2(b)
above; 
 or 
 Option B: 
  

	 	(1)	 Payment of 100% of Covered Salary for the first 12 months after death, plus 

  

	 	(2)	 Payment of 50% of Covered Salary for the next 108 months, or until Participant would have attained age 65, whichever is later.

  

	 	(c)	 Date of death before attaining age 55 or before becoming Qualified: Option B above. 

  

	 	(d)	 Date of death before Normal Retirement Date and while Disabled: Option B above. 

  

 I-2 

	4.	 Disability Benefit (Article 5): 

  

	    	 Waiver of Deferrals. After first six months of continuous Disability, Deferral Amounts described in Section 5 below are waived for the
period Participant remains continuously Disabled. 

  

	    	 Reaching Age 65. If continuously Disabled until reaching age 65, the Participant will receive the same Benefits as are described in
Section 2(a) above commencing on attaining age 65. 

  

	    	 Death Prior to Age 65. If continuously Disabled until date of Participant’s death, and death occurs prior to attaining age 65,
Participant’s Beneficiary will receive the Benefits described in Option B of Section 3(b) above. 

  

	5.	 Participant Salary Deferrals: 

  

	    	 Deferral Amount: $                    
per month. 

  

	    	 I hereby authorize Employer to reduce my monthly compensation by the Deferral Amount specified above commencing
            , and continuing thereafter until no longer required by the terms of the Plan. 

  

	    	 I hereby agree, in the event that I am on an authorized leave of absence or during the first six months of my Disability, to make payments of the
Deferral Amount to Employer as provided in Article 2 and Section 5.1 of the Plan. 

  

	    	 I understand that the Deferral Amount will continue to be deducted from my compensation until revoked by a written election to cease deducting such
Deferral Amount that is delivered to the Committee, and that such election cannot take effect prior to the year following the year in which it is delivered to the Committee. 

  

	6.	 General: 

  

	    	 I acknowledge and agree to the following: 

  

	 	(a)	 I have received a copy of the Plan and have reviewed and am familiar with the provisions of the Plan. I elect to be a Participant according to the
Plan, and agree that all of its terms, provisions and conditions are binding upon me, and my Beneficiary. I understand that the Employer may amend the Plan pursuant to Section 10 by providing me with 30 days advance notice. In addition, I
understand that the Employer may amend the Plan to comply with changes in the law or to implement changes that will not materially reduce my Benefits and that such changes will be binding on me upon delivery of such amended Plan, unless I
affirmatively instruct the Employer otherwise in writing within ten business days of receipt of the amended Plan document, in which case I bear all responsibility and liability for such action. I agree that the Employer’s right to retain all
Deferrals is complete and irrevocable, and that in lieu thereof I am entitled solely to the Benefits provided under the Plan. 

  

 I-3 

	 	(b)	 Any rights I or my Beneficiary has under the Plan shall be solely those of an unsecured creditor of Employer. If Employer shall purchase an
insurance policy on me, or any other asset, in connection with the Plan or any liability of the Employer under the Plan, such policy or other assets shall not be deemed to be held under any trust for the benefit of me or my Beneficiary or to be
collateral security for the performance of the obligations of Employer, but shall be, and remain, a general, unpledged, unrestricted asset of Employer. 

  

	 	(c)	 The Company, Employer, and their officers, employees and agents have no responsibility whatsoever for any changes made by me in other personal plans
or programs as a result of my decision to participate or not to participate in the Plan, and they are fully released to such extent. I further understand that the Plan or this Plan Agreement may be terminated at any time, in the sole discretion of
Employer, in accordance with the provisions and limitations of Article 10 of the Plan.. 

  

	 	(d)	 If my employment terminates, or this Plan Agreement is terminated, prior to becoming Qualified, I will forfeit the right to receive any Benefits
under the Plan, and shall have no right to a return of any Deferrals previously deducted from my compensation, except as otherwise provided in the Plan. 

  

	 	(e)	 This Plan Agreement supercedes all of my prior Plan Agreements in their entirety. 

 IN WITNESS WHEREOF, Employer and Employee have executed this Plan Agreement as of
                        , 
  

					
	 	 	EMPLOYER:
		
	 	 	  

			
		 	 By:
	 	  

			
		 	 Title:
	 	  

		
		 	EMPLOYEE:
		
	Participation Date for purposes of the
Plan:                                        .
	 	  

		 	 (Signature)

		
		 	  

		 	 (Type or print name)

		
		 	  

		 	  

		 	 (Address of Employee)

  

 I-4 

 ADDENDUM TO PLAN AGREEMENT 
 UNDER THE 
 2005 EXECUTIVE FINANCIAL SECURITY PLAN

 (Lump Sum Formula) 
 OF 
 TEXAS INDUSTRIES, INC. AND ITS SUBSIDIARIES 
 This Addendum to Plan Agreement amends and modifies the Plan and the Plan Agreement of the undersigned Employee, who is a Participant in the
Plan. 
  

	1.	 I acknowledge and agree to the following: 

  

	    	 (i) I am a Prior Plan Participant (as defined in Section 11.0 of the Plan), (ii) benefits ceased to accrue under the Prior Plan after
December 31, 2004, (iii) I received the [name of document] setting forth my accrued benefits under the Prior Plan as of December 31, 2004, (iv) the accrued benefits set forth therein are accurate, and (v) the Committee may
make additional adjustments to the Benefits provided under this Plan as authorized by Section 11.0 of the Plan. 

  

	2.	 Adjustments to Benefits payable under this Plan: 

  

	 	(a)	 If Benefit payments under Sections 3.0, 3.3 or 4.0 of this Plan are made concurrently with accrued benefit payments under Sections 3.0, 3.5 or 4.0
of the Prior Plan, payments under this Plan will be reduced by the payments under the Prior Plan so that the total of both payments does not exceed the Benefit payment otherwise due under this Plan. 

  

	 	(b)	 Benefit payments under Section 3.2 of this Plan commencing before or concurrently with accrued benefit payments under Section 3.2 or 3.5
of the Prior Plan, will be reduced to the benefit accrued under this Plan since January 1, 2005, which will be equal to the product of (i) the benefit payment otherwise due under this Plan multiplied by (ii) a fraction, which shall
not exceed one, the numerator of which is the number of full months between January 1, 2005 and such Participant’s date of Separation of Employment, and the denominator of which is the number of full months between such Participant’s
Participation Date and date of Separation of Employment. Accrued benefit payments under the Prior Plan will commence at the time provided in the Prior Plan. 

  

	 	(c)	 If benefit payments become payable under Article 8 of this Plan, then the payments under this Plan will be reduced by any payments concurrently made
under the Prior Plan. 

 [Include the following if the Participant’s Prior Agreement provides for normal
retirement at age 60: 
  

	3.	 Adjustment of Normal Retirement Date: 

  

	 	(a)	 The term “Normal Retirement Date” shall mean Participant’s 60th birthday for all purposes other than in Sections 2.2 and 3.1 of the
Plan, where it shall continue to mean Participant’s 65th birthday. 

  

 I-5 

	 	(b)	 All occurrences of “age 65” in Sections 5.2 and 5.3 of the Plan and Section 4 of the Plan Agreement shall be replaced by “age
60”.] 

  

			
	 EMPLOYER:

		
	 By:
	 	  

	 Title:
	 	  

	
	 EMPLOYEE:

	
	  

	 (Signature)

	  

	 (Type or print name)

  

 I-6 

 ANNEX II 
 BENEFICIARY DESIGNATION 
  

	1.	 Participant:                                    
                                         
                                         
                                         
                 . 

  

	2.	 Scope: 

  

	    	 This Beneficiary Designation applies to all benefits of the Plan, and any Prior Plan (as defined in Section 11.0 of the Plan), to which the
above-named Participant has the right to name the beneficiary. 

  

	3.	 COUNSEL: 

  

	    	 THE DESIGNATION OF A BENEFICIARY OR BENEFICIARIES IN SECTIONS “PRE-RETIREMENT DEATH BENEFIT”, “DEFERRED CONTRIBUTION”, AND
“LEAVE OF ABSENCE” BELOW MAY HAVE SIGNIFICANT ESTATE AND GIFT TAX CONSEQUENCES TO THE PARTICIPANT. ACCORDINGLY, THE PARTICIPANT SHOULD SEEK THE ADVICE OF PROFESSIONAL COUNSEL WHO IS FAMILIAR WITH THE ESTATE AND GIFT TAX ASPECTS OF
NONQUALIFIED RETIREMENT AND SALARY CONTINUATION PLANS BEFORE COMPLETING THIS FORM. 

  

	4.	 Identification of Beneficiaries: 

  

			
	 A.        Primary Beneficiary:
	  	  

		
	 B.        Secondary Beneficiary:
	  	  

  

	5.	 Spousal Consent: (only complete if spouse is not primary Beneficiary) 

  

	    	 If you are married (or deemed to be married under state common law), your spouse must complete this section of the form unless you have named your
spouse as your sole (100%) primary Beneficiary. 

  

	    	 I, the undersigned spouse, am married (or deemed under applicable state law to be married) to
                    (“Participant”). I hereby consent to Participant’s designation of primary Beneficiary(ies) as set forth above.

  

	    	 I hereby represent that I have read and understand this form and, further, that I understand that the effect of my consent is that I will not
receive from the Plan the benefits which I otherwise could have received upon Participant’s death. 

  

			
	  
	  	                                         
                 

	 Spouse’s Signature
	  	 Date

		
	  
	  	
	 Spouse’s Printed Name
	  	

  

 II-1 

	    	 (Spousal Consent, if applicable, must be notarized.) 

  

	    	 State of:                     County of:
                     

  

	    	 The person whose signature is set forth above as spouse appeared before me this day and completed or affirmed such signature in my presence as his
or her free and voluntary act given under my hand and notarial seal this             day of             ,
20            . 

  

					
	  
	    	  
	  	
	Notary Public’s Printed Name	    		  	
			
	  
	    	  
	  	
	Notary Public’s Signature	    	Notary Public’s Address	  	
			
	  
	    		  	
	Commission Expires	    		  	

  

	6.	 Methods of Payment: (Check One) 

  

			
	          
	  	 Alternative 1.

		  	 Beneficiary shall mean the Primary Beneficiary if such Primary Beneficiary survives Participant, and shall mean the Primary Beneficiary’s estate if such
Primary Beneficiary survives Participant but thereafter dies. The term Beneficiary shall mean the Secondary Beneficiary if the Primary Beneficiary fails to survive Participant, and shall mean the estate of the Secondary Beneficiary when the
Secondary Beneficiary thereafter dies. If both the Primary and Secondary Beneficiaries fail to survive Participant, the term Beneficiary shall mean the estate of the Participant.

		
	  
	  	 Alternative 2.

		  	 Beneficiary shall mean the Primary Beneficiary if such Primary Beneficiary survives Participant, and shall mean the Secondary Beneficiary if either the
Primary Beneficiary fails to survive Participant or the Primary Beneficiary survives Participant but thereafter dies. If both the Primary and Secondary Beneficiaries fail to survive Participant, the term Beneficiary shall mean the estate of the
Participant.

		
	  
	  	 Alternative 3.

		  	  

		  	  

		  	  

		  	  

  

 II-2 

	7.	 Survivorship: (Check One) 

  

			
	          
	  	 Alternative 1.

		  	 For purposes of this Beneficiary Designation, no person shall be deemed to have survived the Participant if that person dies within 30 days of the
Participant.

		
	  
	  	 Alternative 2.

		  	 If the Participant and the spouse die under circumstances such that there is insufficient evidence to determine the order of their deaths or if the spouse
outlives the Participant for any time whatsoever, the spouse shall be deemed to have survived the Participant. For all other purposes of this Beneficiary Designation, no person shall be deemed to have survived the Participant if that person dies
within 30 days of the death of the Participant.

  

	8.	 Duration. 

  

	    	 This Beneficiary Designation is effective until the Participant files another such Designation with the Company. Any previous Beneficiary
Designations are hereby revoked. 

  

	9.	 Execution. 

  

									
	 Date:
	 		  	                                         
 
	  	 Participant:
	  	  

									
			
	 Witness:
	 		  	  

  

	10.	 Approval. 

  

	    	 This Beneficiary Designation is acknowledged and approved this          day of
            , 20            and shall be effective as of the date executed by the Participant above.

  

							
	 Employer:
	 		  	  
	  	
				
	 By:
	 		  	  
	  	
	 Title:
	 		  	  
	  	

  

 II-3Senior Indenture

 Exhibit 4.3 
 BJ’S RESTAURANTS, INC. 
 TO 
                                        
 , 
 TRUSTEE 
 INDENTURE 
 Dated as of
                    , 20     
 Senior Debt Securities 

 TABLE OF CONTENTS 
  

					
	 	  	 	  	Page
		
	 ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION
	  	1
			
	 Section 101.
	  	Definitions.	  	1
			
	 Section 102.
	  	Compliance Certificates and Opinions.	  	9
			
	 Section 103.
	  	Form of Documents Delivered to Trustee.	  	10
			
	 Section 104.
	  	Acts of Holders.	  	10
			
	 Section 105.
	  	Notices, etc., to Trustee and Company.	  	12
			
	 Section 106.
	  	Notice to Holders; Waiver.	  	12
			
	 Section 107.
	  	Effect of Headings and Table of Contents.	  	13
			
	 Section 108.
	  	Successors and Assigns.	  	13
			
	 Section 109.
	  	Separability Clause.	  	14
			
	 Section 110.
	  	Benefits of Indenture.	  	14
			
	 Section 111.
	  	No Personal Liability.	  	14
			
	 Section 112.
	  	Governing Law.	  	14
			
	 Section 113.
	  	Legal Holidays.	  	14
		
	 ARTICLE TWO SECURITIES FORMS
	  	15
			
	 Section 201.
	  	Forms of Securities.	  	15
			
	 Section 202.
	  	Form of Trustee’s Certificate of Authentication.	  	15
			
	 Section 203.
	  	Securities Issuable in Global Form.	  	15
		
	 ARTICLE THREE THE SECURITIES
	  	16
			
	 Section 301.
	  	Amount Unlimited; Issuable in Series.	  	16
			
	 Section 302.
	  	Denominations.	  	20
			
	 Section 303.
	  	Execution, Authentication Delivery and Dating.	  	20
			
	 Section 304.
	  	Temporary Securities.	  	22

  

 i 

					
	 Section 305.
	  	Registration, Registration of Transfer and Exchange.	  	25
			
	 Section 306.
	  	Mutilated, Destroyed, Lost and Stolen Securities.	  	28
			
	 Section 307.
	  	Payment of Interest; Interest Rights Preserved.	  	29
			
	 Section 308.
	  	Persons Deemed Owners.	  	31
			
	 Section 309.
	  	Cancellation.	  	31
			
	 Section 310.
	  	Computation of Interest.	  	32
		
	 ARTICLE FOUR SATISFACTION AND DISCHARGE
	  	32
			
	 Section 401.
	  	Satisfaction and Discharge of Indenture.	  	32
			
	 Section 402.
	  	Application of Company Funds.	  	33
		
	 ARTICLE FIVE REMEDIES
	  	34
			
	 Section 501.
	  	Events of Default.	  	34
			
	 Section 502.
	  	Acceleration of Maturity; Rescission and Annulment.	  	35
			
	 Section 503.
	  	Collection of Indebtedness and Suits for Enforcement by Trustee.	  	36
			
	 Section 504.
	  	Trustee May File Proofs of Claim.	  	37
			
	 Section 505.
	  	Trustee May Enforce Claims Without Possession of Securities or Coupons.	  	38
			
	 Section 506.
	  	Application of Money Collected.	  	38
			
	 Section 507.
	  	Limitation on Suits.	  	38
			
	 Section 508.
	  	Unconditional Right of Holders to Receive Principal, Premium or Make-Whole Amount, if any, Interest and Additional Amounts.	  	39
			
	 Section 509.
	  	Restoration of Rights and Remedies.	  	39
			
	 Section 510.
	  	Rights and Remedies Cumulative.	  	39
			
	 Section 511.
	  	Delay or Omission Not Waiver.	  	40
			
	 Section 512.
	  	Control by Holders of Securities.	  	40
			
	 Section 513.
	  	Waiver of Past Defaults.	  	40

  

 ii 

					
			
	 Section 514.
	  	Waiver of Usury, Stay or Extension Laws.	  	41
			
	 Section 515.
	  	Undertaking for Costs.	  	41
		
	 ARTICLE SIX THE TRUSTEE
	  	41
			
	 Section 601.
	  	Notice of Defaults.	  	41
			
	 Section 602.
	  	Certain Rights of Trustee.	  	42
			
	 Section 603.
	  	Not Responsible for Recitals or Issuance of Securities.	  	43
			
	 Section 604.
	  	May Hold Securities.	  	43
			
	 Section 605.
	  	Money Held in Trust.	  	43
			
	 Section 606.
	  	Compensation and Reimbursement.	  	43
			
	 Section 607.
	  	Corporate Trustee Required; Eligibility; Conflicting Interests.	  	44
			
	 Section 608.
	  	Resignation and Removal; Appointment of Successor.	  	44
			
	 Section 609.
	  	Acceptance of Appointment By Successor.	  	46
			
	 Section 610.
	  	Merger, Conversion, Consolidation or Succession to Business.	  	47
			
	 Section 611.
	  	Appointment of Authenticating Agent.	  	47
		
	 ARTICLE SEVEN HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY
	  	49
			
	 Section 701.
	  	Disclosure of Names and Addresses of Holders.	  	49
			
	 Section 702.
	  	Reports by Trustee.	  	49
			
	 Section 703.
	  	Reports by the Company.	  	49
			
	 Section 704.
	  	Company to Furnish Trustee Names and Addresses of Holders.	  	50
		
	 ARTICLE EIGHT CONSOLIDATION, MERGER, SALE, LEASE OR CONVEYANCE
	  	50
			
	 Section 801.
	  	Consolidations and Mergers of Company and Sales, Leases and Conveyances Permitted Subject to Certain Conditions.	  	50
			
	 Section 802.
	  	Rights and Duties of Successor Corporation.	  	51
			
	 Section 803.
	  	Officers’ Certificate and Opinion of Counsel.	  	51

  

 iii 

					
	 ARTICLE NINE SUPPLEMENTAL INDENTURES
	  	51
			
	 Section 901.
	  	Supplemental Indentures Without Consent of Holders.	  	51
			
	 Section 902.
	  	Supplemental Indentures with Consent of Holders.	  	53
			
	 Section 903.
	  	Execution of Supplemental Indentures.	  	54
			
	 Section 904.
	  	Effect of Supplemental Indentures.	  	54
			
	 Section 905.
	  	Conformity with Trust Indenture Act.	  	54
			
	 Section 906.
	  	Reference in Securities to Supplemental Indentures.	  	54
			
	 Section 907.
	  	Notice of Supplemental Indentures.	  	55
		
	 ARTICLE TEN COVENANTS
	  	55
			
	 Section 1001.
	  	Payment of Principal, Premium or Make-Whole Amount, if any, Interest and Additional Amounts.	  	55
			
	 Section 1002.
	  	Maintenance of Office or Agency.	  	55
			
	 Section 1003.
	  	Money for Securities Payments to Be Held in Trust.	  	57
			
	 Section 1004.
	  	[Intentionally Reserved.]	  	58
			
	 Section 1005.
	  	Existence.	  	58
			
	 Section 1006.
	  	Maintenance of Properties.	  	59
			
	 Section 1007.
	  	Insurance.	  	59
			
	 Section 1008.
	  	Payment of Taxes and Other Claims.	  	59
			
	 Section 1009.
	  	Provision of Financial Information.	  	59
			
	 Section 1010.
	  	Statement as to Compliance.	  	59
			
	 Section 1011.
	  	Additional Amounts.	  	60
			
	 Section 1012.
	  	Waiver of Certain Covenants.	  	60
		
	 ARTICLE ELEVEN REDEMPTION OF SECURITIES
	  	61
			
	 Section 1101.
	  	Applicability of Article.	  	61
			
	 Section 1102.
	  	Election to Redeem; Notice to Trustee.	  	61
			
	 Section 1103.
	  	Selection by Trustee of Securities to Be Redeemed.	  	61

  

 iv 

					
	 Section 1104.
	  	Notice of Redemption.	  	62
			
	 Section 1105.
	  	Deposit of Redemption Price.	  	63
			
	 Section 1106.
	  	Securities Payable on Redemption Date.	  	63
			
	 Section 1107.
	  	Securities Redeemed in Part.	  	64
		
	 ARTICLE TWELVE SINKING FUNDS
	  	64
			
	 Section 1201.
	  	Applicability of Article.	  	64
			
	 Section 1202.
	  	Satisfaction of Sinking Fund Payments with Securities.	  	65
			
	 Section 1203.
	  	Redemption of Securities for Sinking Fund.	  	65
		
	 ARTICLE THIRTEEN REPAYMENT AT THE OPTION OF HOLDERS
	  	66
			
	 Section 1301.
	  	Applicability of Article.	  	66
			
	 Section 1302.
	  	Repayment of Securities.	  	66
			
	 Section 1303.
	  	Exercise of Option.	  	66
			
	 Section 1304.
	  	When Securities Presented for Repayment Become Due and Payable.	  	67
			
	 Section 1305.
	  	Securities Repaid in Part.	  	68
		
	 ARTICLE FOURTEEN DEFEASANCE AND COVENANT DEFEASANCE
	  	68
			
	 Section 1401.
	  	Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance.	  	68
			
	 Section 1402.
	  	Defeasance and Discharge.	  	68
			
	 Section 1403.
	  	Covenant Defeasance.	  	69
			
	 Section 1404.
	  	Conditions to Defeasance or Covenant Defeasance.	  	69
			
	 Section 1405.
	  	Deposited Money and Government Obligations to Be Held in Trust; Other Miscellaneous Provisions.	  	71
		
	 ARTICLE FIFTEEN MEETINGS OF HOLDERS OF SECURITIES
	  	72
			
	 Section 1501.
	  	Purposes for Which Meetings May Be Called.	  	72
			
	 Section 1502.
	  	Call, Notice and Place of Meetings.	  	73

  

 v 

					
	 Section 1503.
	  	Persons Entitled to Vote at Meetings.	  	73
			
	 Section 1504.
	  	Quorum; Action.	  	73
			
	 Section 1505.
	  	Determination of Voting Rights; Conduct and Adjournment of Meetings.	  	74
			
	 Section 1506.
	  	Counting Votes and Recording Action of Meetings.	  	75
			
	 Section 1507.
	  	Evidence of Action Taken by Holders.	  	76
			
	 Section 1508.
	  	Proof of Execution of Instruments.	  	76

  

 vi 

 BJ’S RESTAURANTS, INC. 
 Reconciliation and tie between Trust Indenture Act of 1939, as amended (the “1939 Act”), and Indenture, dated as of
                        ,             . 
  

							
	 Trust Indenture Act Section
	  	 	  	 Indenture Section

				
	 Section 310
	  	(a)(1)	  		  	607(a)
				
		  	(a)(2)	  		  	607(a)
				
		  	(b)	  		  	607(b), 608
				
	 Section 312
	  	(c)	  		  	701
				
	 Section 314
	  	(a)	  		  	703
				
		  	(a)(4)	  		  	1011
				
		  	(c)(1)	  		  	102
				
		  	(c)(2)	  		  	102
				
		  	(e)	  		  	102
				
	 Section 315
	  	(b)	  		  	601
				
	 Section 316
	  	(a) (last sentence)	  		  	101 (“Outstanding”)
				
		  	(a)(1)(A)	  		  	502, 512
				
		  	(a)(1)(B)	  		  	513
				
		  	(b)	  		  	508
				
	 Section 317
	  	(a)(1)	  		  	503
				
		  	(a)(2)	  		  	504
				
	 Section 318
	  	(a)	  		  	112
				
		  	(c)	  		  	112

 NOTE: This reconciliation and tie shall not, for any purpose, be deemed to be a part of the
Indenture. 
 Attention should also be directed to Section 318(c) of the 1939 Act, which provides that the provisions of
Sections 310 to and including 317 of the 1939 Act are a part of and govern every qualified indenture, whether or not physically contained therein. 
  

 vii 

 INDENTURE, dated as of
                        , 20    , between BJ’S RESTAURANTS, INC., a California corporation (hereinafter
called the “Company”), having its principal office at 7755 Center Avenue, Suite 300, Huntington Beach, California 92647 and
                                        , a
                                        , as
Trustee hereunder (hereinafter called the “Trustee”), having its Corporate Trust Office at
                                        .

 RECITALS OF THE COMPANY 
 The Company deems it necessary to issue from time to time for its lawful purposes senior debt securities (hereinafter called the “Securities”) evidencing its unsecured and unsubordinated
indebtedness, and has duly authorized the execution and delivery of this Indenture to provide for the issuance from time to time of the Securities, unlimited as to aggregate principal amount, to bear interest at the rates or formulas, to mature at
such times and to have such other provisions as shall be fixed therefor as hereinafter provided. 
 All things necessary to make
this Indenture a valid agreement of the Company, in accordance with its terms, have been done. 
 NOW, THEREFORE, THIS INDENTURE
WITNESSETH: 
 For and in consideration of the premises and the purchase of the Securities by the Holders thereof, it is
mutually covenanted and agreed, for the equal and proportionate benefit of all Holders of the Securities, as follows: 
 ARTICLE ONE 
 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 
 Section 101. Definitions. 
 For all purposes of this Indenture, except as otherwise expressly provided or the context otherwise requires: 
 (1) the terms defined in this Article have the meanings assigned to them in this Article, and include the plural as well as the singular; 
 (2) all other terms used herein which are defined in the TIA, either directly or by reference therein, have the meanings
assigned to them therein, and the terms “cash transaction” and “self-liquidating paper,” as used in TIA Section 311, shall have the meanings assigned to them in the rules of the Commission adopted under the TIA; 

(3) all accounting terms not otherwise defined herein have the meanings assigned to them in accordance with GAAP; and

 (4) the words “herein,” “hereof” and “hereunder” and other words of similar
import refer to this Indenture as a whole and not to any particular Article, Section or other subdivision. 
  

 1 

 Certain terms, used principally in Article Three, Article Five, Article Six and Article Ten,
are defined in those Articles. In addition, the following terms shall have the indicated respective meanings: 
 “Act”
has the meaning specified in Section 104. 
 “Additional Amounts” means any additional amounts which are required
by a Security, under circumstances specified therein, to be paid by the Company in respect of certain taxes imposed on certain Holders and which are owing to such Holders. 
 “Affiliate” of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or
indirect common control with such specified Person. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly,
whether through the ownership of voting securities, by contract or otherwise; and the terms “controlling” and “controlled” have meanings correlative to the foregoing. 
 “Authenticating Agent” means any authenticating agent appointed by the Trustee pursuant to Section 611. 
 “Authorized Newspaper” means a newspaper, printed in the English language or in an official language of the country of
publication, customarily published on each Business Day, whether or not published on Saturdays, Sundays or holidays, and of general circulation in each place in connection with which the term is used or in the financial community of each such place.
Whenever successive publications are required to be made in Authorized Newspapers, the successive publications may be made in the same or in different Authorized Newspapers in the same city meeting the foregoing requirements and in each case on any
Business Day. 
 “Bankruptcy Law” has the meaning specified in Section 501. 
 “Bearer Security” means a Security which is payable to bearer. 
 “Board of Directors” means the Board of Directors of the Company, the executive committee or any other committee of that board
duly authorized to act for it in respect hereof. 
 “Board Resolution” means a copy of a resolution certified by the
Secretary or an Assistant Secretary of the Company to have been duly adopted by the Board of Directors, and to be in full force and effect on the date of such certification, and delivered to the Trustee. 
 “Business Day,” when used with respect to any Place of Payment or any other particular location referred to in this Indenture or
in the Securities, means, unless otherwise specified with respect to any Securities pursuant to Section 301, any day, other than a Saturday or Sunday, that is neither a legal holiday nor a day on which banking institutions in that Place of
Payment or particular location are authorized or required by law, regulation or executive order to close. 
 “Capital
Stock” means, with respect to any Person, any capital stock (including preferred stock), shares, interests, participations or other ownership interests (however designated) of such Person and any rights (other than debt securities convertible
or exchangeable for corporate stock), warrants or options to purchase any thereof. 
  

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 “CEDEL” means Centrale de Livraison de Valeurs Mobilieres, S.A., or its successor.

 “Commission” means the Securities and Exchange Commission, as from time to time constituted, created under the
Exchange Act, or, if at any time after execution of this instrument such Commission is not existing and performing the duties now assigned to it under the Trust Indenture Act, then the body performing such duties on such date. 
 “Company” means the Person named as the “Company” in the first paragraph of this Indenture until a successor corporation
shall have become such pursuant to the applicable provisions of this Indenture, and thereafter “Company” shall mean such successor corporation. 
 “Company Request” and “Company Order” mean, respectively, a written request or order signed in the name of the Company by the President or a Vice President of the Company, and by the
Treasurer, an Assistant Treasurer, the Secretary or an Assistant Secretary of the Company, or other duly authorized officer and delivered to the Trustee. 
 “Conversion Event” means the cessation of use of (i) a Foreign Currency (other than the ECU or other currency unit) both by the government of the country which issued such currency and for
the settlement of transactions by a central bank or other public institutions of or within the international banking community, (ii) the ECU both within the European Monetary System and for the settlement of transactions by public institutions
of or within the European Communities or (iii) any currency unit (or composite currency) other than the ECU for the purposes for which it was established. 
 “Corporate Trust Office” means the office of the Trustee at which, at any particular time, its corporate trust business shall be principally administered, at which the principal of (and
Make-Whole Amount, if any), interest, if any, on, and Additional Amounts, if any, payable in respect of, Securities of or within a series shall be payable and any Registered Securities of or within such series may be surrendered for registration of
transfer or exchange, and at which notices or demands to or upon the Company in respect of the Securities of or within a series and this Indenture may be served, which office at the date hereof is located at
                                        .

 “Corporation” includes corporations, associations, companies and business trusts. 
 “Coupon” means any interest coupon appertaining to a Bearer Security. 
 “Custodian” has the meaning set forth in Section 501. 
 “Defaulted Interest” has the meaning specified in Section 307. 
  

 3 

 “Dollar” or “$” means a dollar or other equivalent unit in such coin or
currency of the United States of America as at the time shall be legal tender for payment of public and private debts. 
 “DTC” means The Depository Trust Company. 
 “ECU” means the European Currency Unit as defined and
revised from time to time by the Council of the European Communities. 
 “Euroclear” means Morgan Guaranty Trust
Company of New York, Brussels Office, or its successor as operator of the Euroclear System. 
 “European Communities”
means the European Economic Community, the European Coal and Steel Community and the European Atomic Energy Community. 
 “European Monetary System” means the European Monetary System established by the Resolution of December 5, 1978 of the Council of the European Communities. 
 “Event of Default” has the meaning specified in Article Five. 
 “Exchange Act” means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder by the
Commission. 
 “Foreign Currency” means any currency, currency unit or composite currency, including, without
limitation, the ECU, issued by the government of one or more countries other than the United States of America or by any recognized confederation or association of such governments. 
 “GAAP” means generally accepted accounting principles as used in the United States applied on a consistent basis as in effect from
time to time; provided, that solely for purposes of any calculation required by the financial covenants contained herein, “GAAP” shall mean generally accepted accounting principles as used in the United States on the date hereof, applied
on a consistent basis. 
 “Government Obligations” means securities which are (i) direct obligations of the
United States of America or the government which issued the Foreign Currency in which the Securities of a particular series are payable, for the payment of which its full faith and credit is pledged or (ii) obligations of a Person controlled or
supervised by and acting as an agency or instrumentality of the United States of America or such government which issued the Foreign Currency in which the Securities of such series are payable, the payment of which is unconditionally guaranteed as a
full faith and credit obligation by the United States of America or such other government, which, in either case, are not callable or redeemable at the option of the issuer thereof, and shall also include a depository receipt issued by a bank or
trust company as custodian with respect to any such Government Obligation or a specific payment of interest on or principal of any such Government Obligation held by such custodian for the account of the holder of a depository receipt, provided that
(except as required by law) such custodian is not authorized to make any deduction from the amount payable to the holder of such depository receipt from any amount received by the custodian in respect of the Government Obligation or the specific
payment of interest on or principal of the Government Obligation evidenced by such depository receipt. 
  

 4 

 “Holder” means, in the case of a Registered Security, the Person in whose name a
Security is registered in the Security Register and, in the case of a Bearer Security, the bearer thereof and, when used with respect to any coupon, shall mean the bearer thereof. 
 “Indenture” means this instrument as originally executed or as it may from time to time be supplemented or amended by one or more
indentures supplemental hereto entered into pursuant to the applicable provisions hereof, and shall include the terms of particular series of Securities established as contemplated by Section 301; provided, however, that, if at any time more
than one Person is acting as Trustee under this instrument, “Indenture” shall mean, with respect to any one or more series of Securities for which such Person is Trustee, this instrument as originally executed or as it may from time to
time be supplemented or amended by one or more indentures supplemental hereto entered into pursuant to the applicable provisions hereof and shall include the terms of the or those particular series of Securities for which such Person is Trustee
established as contemplated by Section 301, exclusive, however, of any provisions or terms which relate solely to other series of Securities for which such Person is not Trustee, regardless of when such terms or provisions were adopted, and
exclusive of any provisions or terms adopted by means of one or more indentures supplemental hereto executed and delivered after such Person had become such Trustee but to which such Person, as such Trustee, was not a party. 
 “Indexed Security” means a Security the terms of which provide that the principal amount thereof payable at Stated Maturity may be
more or less than the principal face amount thereof at original issuance. 
 “Interest” when used with respect to an
Original Issue Discount Security which by its terms bears interest only after Maturity, shall mean interest payable after Maturity, and, when used with respect to a Security which provides for the payment of Additional Amounts pursuant to
Section 1011, includes such Additional Amounts. 
 “Interest Payment Date” means, when used with respect to any
Security, the Stated Maturity of an installment of interest on such Security. 
 “Make-Whole Amount” means the amount,
if any, in addition to principal which is required by a Security, under the terms and conditions specified therein or as otherwise specified as contemplated by Section 301, to be paid by the Company to the Holder thereof in connection with any
optional redemption or accelerated payment of such Security. 
 “Maturity” means, when used with respect to any
Security, the date on which the principal of such Security or an installment of principal becomes due and payable as therein or herein provided, whether at the Stated Maturity or by declaration of acceleration, notice of redemption, notice of option
to elect repayment, repurchase or otherwise. 
 “Officers’ Certificate” means a certificate signed by the
President or a Vice President and by the Treasurer, an Assistant Treasurer, the Secretary or an Assistant Secretary, or other duly authorized officer of the Company, and delivered to the Trustee. 
  

 5 

 “Opinion of Counsel” means a written opinion of counsel, who may be an employee of
or counsel for the Company or other counsel satisfactory to the Trustee. 
 “Original Issue Discount Security” means
any Security which provides for an amount less than the principal amount thereof to be due and payable upon a declaration of acceleration of the Maturity thereof pursuant to Section 502. 
 “Outstanding,” when used with respect to Securities, means, as of the date of determination, all Securities theretofore
authenticated and delivered under this Indenture, except: 
 (i) Securities theretofore cancelled by the Trustee
or delivered to the Trustee for cancellation; 
 (ii) Securities, or portions thereof, for whose payment or
redemption or repayment at the option of the Holder money in the necessary amount has been theretofore deposited with the Trustee or any Paying Agent (other than the Company) in trust or set aside and segregated in trust by the Company (if the
Company shall act as its own Paying Agent) for the Holders of such Securities and any coupons appertaining thereto; provided that, if such Securities are to be redeemed, notice of such redemption has been duly given pursuant to this Indenture or
other provision therefor satisfactory to the Trustee has been made; 
 (iii) Securities, except solely to the
extent provided in Sections 1402 or 1403, as applicable, with respect to which the Company has effected defeasance and/or covenant defeasance as provided in Article Fourteen; 
 (iv) Securities which have been paid pursuant to Section 306 or in exchange for or in lieu of which other Securities
have been authenticated and delivered pursuant to this Indenture, other than any such Securities in respect of which there shall have been presented to the Trustee proof satisfactory to it that such Securities are held by a bona fide purchaser in
whose hands such Securities are valid obligations of the Company; and 
 (v) Securities converted into Capital
Stock of the Company pursuant to or in accordance with this Indenture if the terms of such Securities provide for convertibility pursuant to Section 301; 
 provided, however, that in determining whether the Holders of the requisite principal amount of the Outstanding Securities have given any request, demand, authorization, direction, notice, consent or
waiver hereunder or are present at a meeting of Holders for quorum purposes, and for the purpose of making the calculations required by TIA Section 313, (i) the principal amount of an Original Issue Discount Security that may be counted in
making such determination or calculation and that shall be deemed to be Outstanding for such purpose shall be equal to the amount of principal thereof that would be (or shall have been declared to be) due and payable, at the time of such
determination, upon a declaration of acceleration of the maturity thereof pursuant to Section 502, (ii) the principal amount of any Security denominated in a Foreign Currency that may be counted in making such determination or calculation
and that shall be deemed Outstanding for such purpose shall be equal to the Dollar equivalent, determined pursuant to Section 301 as of the

  

 6 

 
date such Security is originally issued by the Company, of the principal amount (or, in the case of an Original Issue Discount Security, the Dollar equivalent as of such date of original issuance
of the amount determined as provided in clause (i) above) of such Security, (iii) the principal amount of any Indexed Security that may be counted in making such determination or calculation and that shall be deemed outstanding for such
purpose shall be equal to the principal face amount of such Indexed Security at original issuance, unless otherwise provided with respect to such Indexed Security pursuant to Section 301, and (iv) Securities owned by the Company or any
other obligor upon the Securities or any Affiliate of the Company or of such other obligor shall be disregarded and deemed not to be Outstanding, except that, in determining whether the Trustee shall be protected in making such calculation or in
relying upon any such request, demand, authorization, direction, notice, consent or waiver, only Securities which the Trustee knows to be so owned shall be so disregarded. Securities so owned which have been pledged in good faith may be regarded as
Outstanding if the pledgee establishes to the satisfaction of the Trustee the pledgee’s right so to act with respect to such Securities and that the pledgee is not the Company or any other obligor upon the Securities or any Affiliate of the
Company or of such other obligor. 
 “Paying Agent” means any Person authorized by the Company to pay the principal of
(and premium or Make-Whole Amount, if any) or interest on any Securities or coupons on behalf of the Company, or if no such Person is authorized, the Company. 
 “Person” means any individual, corporation, partnership, limited liability company, joint venture, association, joint-stock company, trust, unincorporated organization or government or any
agency or political subdivision thereof. 
 “Place of Payment” means, when used with respect to the Securities of or
within any series, the place or places where the principal of (and premium or Make-Whole Amount, if any) and interest on such Securities are payable as specified as contemplated by Sections 301 and 1002. 
 “Predecessor Security” of any particular Security means every previous Security evidencing all or a portion of the same debt as
that evidenced by such particular Security; and, for the purposes of this definition, any Security authenticated and delivered under Section 306 in exchange for or in lieu of a mutilated, destroyed, lost or stolen Security or a Security to
which a mutilated, destroyed, lost or stolen coupon appertains shall be deemed to evidence the same debt as the mutilated, destroyed, lost or stolen Security or the Security to which the mutilated, destroyed, lost or stolen coupon appertains.

 “Redemption Date” means, when used with respect to any Security to be redeemed in whole or in part, the date fixed
for such redemption by or pursuant to this Indenture. 
 “Redemption Price” means, when used with respect to any
Security to be redeemed, the price at which it is to be redeemed pursuant to this Indenture. 
 “Registered Security”
means any Security which is registered in the Security Register. 
  

 7 

 “Regular Record Date” for the installment of interest payable on any Interest
Payment Date on the Registered Securities of or within any series means the date specified for that purpose as contemplated by Section 301, whether or not a Business Day. 
 “Repayment Date” means, when used with respect to any Security to be repaid or repurchased at the option of the Holder, the date
fixed for such repayment or repurchase by or pursuant to this Indenture. 
 “Repayment Price” means, when used with
respect to any Security to be repaid or purchased at the option of the Holder, the price at which it is to be repaid or repurchased by or pursuant to this Indenture. 
 “Responsible Officer” means, when used with respect to the Trustee, any officer of the Trustee assigned by the Trustee to administer its corporate trust matters. 
 “Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder by the
Commission. 
 “Security” has the meaning stated in the first recital of this Indenture and, more particularly, means
any Security or Securities authenticated and delivered under this Indenture; provided, however, that, if at any time there is more than one Person acting as Trustee under this Indenture, “Securities” with respect to the Indenture as to
which such Person is Trustee shall have the meaning stated in the first recital of this Indenture and shall more particularly mean Securities authenticated and delivered under this Indenture, exclusive, however, of Securities of or within any series
as to which such Person is not Trustee. 
 “Security Register” and “Security Registrar” have the respective
meanings specified in Section 305. 
 “Significant Subsidiary” means any Subsidiary which is a “significant
subsidiary” (within the meaning of Regulation S-X, promulgated under the Securities Act) of the Company. 
 “Special
Record Date” for the payment of any Defaulted Interest on the Registered Securities of or within any series means a date fixed by the Trustee pursuant to Section 307. 
 “Stated Maturity” means, when used with respect to any Security or any installment of principal thereof or interest thereon, the
date specified in such Security or a coupon representing such installment of interest as the fixed date on which the principal of such Security or such installment of principal or interest is due and payable. 
 “Subsidiary” means, with respect to any Person, any corporation or other entity of which a majority of (a) the voting power
of the voting equity securities or (b) the outstanding equity interests of which are owned, directly or indirectly, by such Person. For the purposes of this definition, “voting equity securities” means equity securities having voting
power for the election of directors, whether at all times or only so long as no senior class of security has such voting power by reason of any contingency. 
  

 8 

 “Trust Indenture Act” or “TIA” means the Trust Indenture Act of 1939, as
amended and as in force at the date as of which this Indenture was executed, except as provided in Section 905. 
 “Trustee” means the Person named as the “Trustee” in the first paragraph of this Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of this Indenture, and thereafter
“Trustee” shall mean or include each Person who is then a Trustee hereunder; provided, however, that if at any time there is more than one such Person, “Trustee” as used with respect to the Securities of or within any series
shall mean only the Trustee with respect to the Securities of that series. 
 “United States” means, unless otherwise
specified with respect to any Securities pursuant to Section 301, the United States of America (including the states and the District of Columbia), its territories, its possessions and other areas subject to its jurisdiction. 
 “United States person” means, unless otherwise specified with respect to any Securities pursuant to Section 301, an
individual who is a citizen or resident of the United States, a corporation, partnership or other entity created or organized in or under the laws of the United States or an estate or trust the income of which is subject to United States federal
income taxation regardless of its source. 
 “Yield to Maturity” means the yield to maturity, computed at the time of
issuance of a Security (or, if applicable, at the most recent redetermination of interest on such Security) and as set forth in such Security in accordance with generally accepted United States bond yield computation principles. 
 Section 102. Compliance Certificates and Opinions. 
 Upon any application or request by the Company to the Trustee to take any action under any provision of this Indenture, the Company shall
furnish to the Trustee an Officers’ Certificate stating that all conditions precedent, if any, provided for in this Indenture (including covenants, compliance with which constitute conditions precedent) relating to the proposed action have been
complied with and an Opinion of Counsel stating that in the opinion of such counsel all such conditions precedent, if any, have been complied with, except that in the case of any such application or request as to which the furnishing of such
documents is specifically required by any provision of this Indenture relating to such particular application or request, no additional certificate or opinion need be furnished. 
 Every certificate or opinion with respect to compliance with a condition or covenant provided for in this Indenture (excluding certificates
delivered pursuant to Section 1010) shall include: 
 (1) a statement that each individual signing such
certificate or opinion has read such condition or covenant and the definitions herein relating thereto; 
 (2) a
brief statement as to the nature and scope of the examination or investigation upon which the statements or opinions contained in such certificate or opinion are based; 
  

 9 

 (3) a statement that, in the opinion of each such individual, he has made
such examination or investigation as is necessary to enable him to express an informed opinion as to whether or not such condition or covenant has been complied with; and 
 (4) a statement as to whether, in the opinion of each such individual, such condition or covenant has been complied with.

 Section 103. Form of Documents Delivered to Trustee. 
 In any case where several matters are required to be certified by, or covered by an opinion of, any specified Person, it is not necessary
that all such matters be certified by, or covered by the opinion of, only one such Person, or that they be so certified or covered by only one document, but one such Person may certify or give an opinion as to some matters and one or more other such
Persons as to other matters, and any such Person may certify or give an opinion as to such matters in one or several documents. 
 Any certificate or opinion of an officer of the Company may be based, insofar as it relates to legal matters, upon an Opinion of Counsel, or a certificate or representations by counsel, unless such officer knows, or in the exercise of
reasonable care should know, that the opinion, certificate or representations with respect to the matters upon which his certificate or opinion is based are erroneous. Any such Opinion of Counsel or certificate or representations may be based,
insofar as it relates to factual matters, upon a certificate or opinion of, or representations by, an officer or officers of the Company stating that the information as to such factual matters is in the possession of the Company, unless such counsel
knows that the certificate or opinion or representations as to such matters are erroneous. 
 Where any Person is required to
make, give or execute two or more applications, requests, consents, certificates, statements, opinions or other instruments under this Indenture, they may, but need not, be consolidated and form one instrument. 
 Section 104. Acts of Holders. 
 (1) Any request, demand, authorization, direction, notice, consent, waiver or other action provided by this Indenture to be given or taken by Holders of the Outstanding Securities of all series or one or
more series, as the case may be, may be embodied in and evidenced by one or more instruments of substantially similar tenor signed by such Holders in person or by agents duly appointed in writing. If Securities of a series are issuable as Bearer
Securities, any request, demand, authorization, direction, notice, consent, waiver or other action provided by this Indenture to be given or taken by Holders of Securities of such series may, alternatively, be embodied in and evidenced by the record
of Holders of Securities of such series voting in favor thereof, whether in person or by proxies duly appointed in writing, at any meeting of Holders of Securities of such series duly called and held in accordance with the provisions of Article
Fifteen, or a combination of such instruments and any such record. Except as herein otherwise expressly provided, such action shall become effective when such instrument or instruments or record or both are delivered to the Trustee and, where it is
hereby expressly required, to the Company. Such instrument or instruments and any such record (and the action embodied therein and evidenced thereby) are herein sometimes referred to as the “Act” of the

  

 10 

 
Holders signing such instrument or instruments or so voting at any such meeting. Proof of execution of any such instrument or of a writing appointing any such agent, or of the holding by any
Person of a Security, shall be sufficient for any purpose of this Indenture and conclusive in favor of the Trustee and the Company and any agent of the Trustee or the Company, if made in the manner provided in this Section. The record of any meeting
of Holders of Securities shall be proved in the manner provided in Section 1506. 
 (2) The fact and date of
the execution by any Person of any such instrument or writing may be proved by the affidavit of a witness of such execution or by a certificate of a notary public or other officer authorized by law to take acknowledgements of deeds, certifying that
the individual signing such instrument or writing acknowledged to him the execution thereof. Where such execution is by a signer acting in a capacity other than his individual capacity, such certificate or affidavit shall also constitute sufficient
proof of his authority. The fact and date of the execution of any such instrument or writing, or the authority of the Person executing the same, may also be proved in any other reasonable manner which the Trustee deems sufficient. 
 (3) The ownership of Registered Securities shall be proved by the Security Register. 
 (4) The ownership of Bearer Securities may be proved by the production of such Bearer Securities or by a certificate
executed, as depositary, by any trust company, bank, banker or other depositary, wherever situated, if such certificate shall be deemed by the Trustee to be satisfactory, showing that at the date therein mentioned such Person had on deposit with
such depositary, or exhibited to it, the Bearer Securities therein described; or such facts may be proved by the certificate or affidavit of the Person holding such Bearer Securities, if such certificate or affidavit is deemed by the Trustee to be
satisfactory. The Trustee and the Company may assume that such ownership of any Bearer Security continues until (1) another certificate or affidavit bearing a later date issued in respect of the same Bearer Security is produced, or
(2) such Bearer Security is produced to the Trustee by some other Person, or (3) such Bearer Security is surrendered in exchange for a Registered Security, or (4) such Bearer Security is no longer Outstanding. The ownership of Bearer
Securities may also be proved in any other manner which the Trustee deems sufficient. 
 (5) If the Company shall
solicit from the Holders of Registered Securities any request, demand, authorization, direction, notice, consent, waiver or other Act, the Company may, at its option, in or pursuant to a Board Resolution, fix in advance a record date for the
determination of Holders entitled to give such request, demand, authorization, direction, notice, consent, waiver or other Act, but the Company shall have no obligation to do so. Notwithstanding TIA Section 316(c), such record date shall be the
record date specified in or pursuant to such Board Resolution, which shall be a date not earlier than the date 30 days prior to the first solicitation of Holders generally in connection therewith and not later than the date such solicitation is
completed. If such a record date is fixed, such request, demand, authorization, direction, notice, consent, waiver or other Act

  

 11 

 
may be given before or after such record date, but only the Holders of record at the close of business on such record date shall be deemed to be Holders for the purposes of determining whether
Holders of the requisite proportion of Outstanding Securities have authorized or agreed or consented to such request, demand, authorization, direction, notice, consent, waiver or other Act, and for that purpose the Outstanding Securities shall be
computed as of such record date; provided that no such authorization, agreement or consent by the Holders on such record date shall be deemed effective unless it shall become effective pursuant to the provisions of this Indenture not later than
eleven months after the record date. 
 (6) Any request, demand, authorization, direction, notice, consent,
waiver or other Act of the Holder of any Security shall bind every future Holder of the same Security and the Holder of every Security issued upon the registration of transfer thereof or in exchange therefor or in lieu thereof in respect of anything
done, omitted or suffered to be done by the Trustee, any Security Registrar, any Paying Agent, any Authenticating Agent or the Company in reliance thereon, whether or not notation of such action is made upon such Security. 
 Section 105. Notices, etc., to Trustee and Company. 
 Any request, demand, authorization, direction, notice, consent, waiver or Act of Holders or other document provided or permitted by this
Indenture to be made upon, given or furnished to, or filed with, 
 (1) The Trustee by any Holder or by the
Company shall be sufficient for every purpose hereunder if made, given, furnished or filed in writing to or with the Trustee at its Corporate Trust Office, Attention: Corporate Trust Department, or 
 (2) The Company by the Trustee or by any Holder shall be sufficient for every purpose hereunder (unless otherwise herein
expressly provided) if in writing and mailed, first class postage prepaid, to the Company addressed to it at the address of its principal office specified in the first paragraph of this Indenture or at any other address previously furnished in
writing to the Trustee by the Company. 
 Section 106. Notice to Holders; Waiver. 
 Where this Indenture provides for notice of any event to Holders of Registered Securities by the Company or the Trustee, such notice shall
be sufficiently given (unless otherwise herein expressly provided) if in writing and mailed, first-class postage prepaid, to each such Holder affected by such event, at his address as it appears in the Security Register, not later than the latest
date, and not earlier than the earliest date, prescribed for the giving of such notice. In any case where notice to Holders of Registered Securities is given by mail, neither the failure to mail such notice, nor any defect in any notice so mailed,
to any particular Holder shall affect the sufficiency of such notice with respect to other Holders of Registered Securities or the sufficiency of any notice to Holders of Bearer Securities given as provided herein. Any notice mailed to a Holder in
the manner herein prescribed shall be conclusively deemed to have been received by such Holder, whether or not such Holder actually receives such notice. 
  

 12 

 If by reason of the suspension of or irregularities in regular mail service or by reason of
any other cause it shall be impracticable to give such notice by mail, then such notification to Holders of Registered Securities as shall be made with the approval of the Trustee shall constitute a sufficient notification to such Holders for every
purpose hereunder. 
 Except as otherwise expressly provided herein or otherwise specified with respect to any Securities
pursuant to Section 301, where this Indenture provides for notice to Holders of Bearer Securities of any event, such notice shall be sufficiently given if published in an Authorized Newspaper in The City of New York and in such other city or
cities as may be specified in such Securities, and if the Securities of such series are listed on any stock exchange outside the United States, in any place at which such Securities are listed on a securities exchange to the extent that such
securities exchange so requires, on a Business Day, such publication to be not later than the latest date, and not earlier than the earliest date, prescribed for the giving of such notice. Any such notice shall be deemed to have been given on the
date of such publication or, if published more than once, on the date of the first such publication. 
 If by reason of the
suspension of publication of any Authorized Newspaper or Authorized Newspapers or by reason of any other cause it shall be impracticable to publish any notice to Holders of Bearer Securities as provided above, then such notification to Holders of
Bearer Securities as shall be given with the approval of the Trustee shall constitute sufficient notice to such Holders for every purpose hereunder. Neither the failure to give notice by publication to any particular Holder of Bearer Securities as
provided above, nor any defect in any notice so published, shall affect the sufficiency of such notice with respect to other Holders of Bearer Securities or the sufficiency of any notice to Holders of Registered Securities given as provided herein.

 Any request, demand, authorization, direction, notice, consent or waiver required or permitted under this Indenture shall be
in the English language, except that any published notice may be in an official language of the country of publication. 
 Where
this Indenture provides for notice in any manner, such notice may be waived in writing by the Person entitled to receive such notice, either before or after the event, and such waiver shall be the equivalent of such notice. Waivers of notice by
Holders shall be filed with the Trustee, but such filing shall not be a condition precedent to the validity of any action taken in reliance upon such waiver. 
 Section 107. Effect of Headings and Table of Contents. 
 The Article
and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. 
 Section 108. Successors and Assigns. 
 All covenants and agreements in this Indenture by the Company shall
bind its successors and assigns, whether so expressed or not. 
  

 13 

 Section 109. Separability Clause. 
 In case any provision in this Indenture or in any Security or coupon shall be invalid, illegal or unenforceable, the validity, legality and
enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 
 Section 110.
Benefits of Indenture. 
 Nothing in this Indenture or in the Securities or coupons appertaining thereto, express or
implied, shall give to any Person, other than the parties hereto, any Security Registrar, any Paying Agent, any Authenticating Agent and their successors hereunder and the Holders any benefit or any legal or equitable right, remedy or claim under
this Indenture. 
 Section 111. No Personal Liability. 
 No recourse under or upon any obligation, covenant or agreement contained in this Indenture, in any Security or coupon appertaining thereto,
or because of any indebtedness evidenced thereby, shall be had against any promoter, as such or, against any past, present or future shareholder, officer or director, as such, of the Company or of any successor, either directly or through the
Company or any successor, under any rule of law, statute or constitutional provision or by the enforcement of any assessment or by any legal or equitable proceeding or otherwise, all such liability being expressly waived and released by the
acceptance of the Securities by the Holders thereof and as part of the consideration for the issue of the Securities. 
 Section 112. Governing Law. 
 This Indenture and the Securities and coupons shall be governed by and
construed in accordance with the law of the State of New York. This Indenture is subject to the provisions of the TIA that are required to be part of this Indenture and shall, to the extent applicable, be governed by such provisions. 
 Section 113. Legal Holidays. 
 In any case where any Interest Payment Date, Redemption Date, Repayment Date, sinking fund payment date, Stated Maturity or Maturity of any Security shall not be a Business Day at any Place of Payment,
then (notwithstanding any other provision of this Indenture or any Security or coupon other than a provision in the Securities of any series which specifically states that such provision shall apply in lieu hereof), payment of interest or any
Additional Amounts or principal (and premium or Make-Whole Amount, if any) need not be made at such Place of Payment on such date, but may be made on the next succeeding Business Day at such Place of Payment with the same force and effect as if made
on the Interest Payment Date, Redemption Date, Repayment Date or sinking fund payment date, or at the Stated Maturity or Maturity, provided that no interest shall accrue on the amount so payable for the period from and after such Interest Payment
Date, Redemption Date, Repayment Date, sinking fund payment date, Stated Maturity or Maturity, as the case may be. 
  

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 ARTICLE TWO 
 SECURITIES FORMS 
 Section 201. Forms of
Securities. 
 The Registered Securities, if any, of each series and the Bearer Securities, if any, and related coupons of each
series, shall be in substantially the forms as shall be established in or pursuant to one or more indentures supplemental hereto or Board Resolutions, shall have such appropriate insertions, omissions, substitutions and other variations as are
required or permitted by this Indenture or any indenture supplemental hereto, and may have such letters, numbers or other marks of identification or designation and such legends or endorsements placed thereon as the Company may deem appropriate and
as are not inconsistent with the provisions of this Indenture, or as may be required to comply with any law or with any rule or regulation made pursuant thereto or with any rule or regulation of any stock exchange on which the Securities may be
listed, or to conform to usage. 
 Unless otherwise specified as contemplated by Section 301, Bearer Securities shall have
interest coupons attached. 
 The definitive Securities and coupons shall be printed, lithographed or engraved or produced by
any combination of these methods on a steel engraved border or steel engraved borders or may be produced in any other manner, all as determined by the officers executing such Securities or coupons, as evidenced by their execution of such Securities
or coupons. 
 Section 202. Form of Trustee’s Certificate of Authentication. 
 Subject to Section 611, the Trustee’s certificate of authentication shall be in substantially the following form: 
 This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture. 
  

	
	                                       
                                         
  , as
	Trustee

  

			
	By	 	  

		 	  Authorized Signatory

 Section 203. Securities Issuable in Global Form. 
 If Securities of or within a series are issuable in global form, as specified as contemplated by Section 301, then, notwithstanding
clause (H) of Section 301 and the provisions of Section 302, any such Security shall represent such of the Outstanding Securities of such series as shall be specified therein and may provide that it shall represent the aggregate
amount of Outstanding Securities of such series from time to time endorsed thereon and that the aggregate amount of Outstanding Securities of such series represented thereby may from time to time be increased or decreased to reflect exchanges. Any
endorsement of a Security in global form to reflect the amount, or any increase or decrease in the amount, of Outstanding Securities represented thereby shall be made by the Trustee in such manner and upon instructions given by such Person or
Persons as shall be specified therein or in the Company Order to be delivered

  

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to the Trustee pursuant to Section 303 or 304. Subject to the provisions of Section 303 and, if applicable, Section 304, the Trustee shall deliver and redeliver any Security in
permanent global form in the manner and upon instructions given by the Person or Persons specified therein or in the applicable Company Order. If a Company Order pursuant to Section 303 or 304 has been, or simultaneously is, delivered, any
instructions by the Company with respect to endorsement or delivery or redelivery of a Security in global form shall be in writing but need not comply with Section 102 and need not be accompanied by an Opinion of Counsel. 
 The provisions of the last sentence of Section 303 shall apply to any Security represented by a Security in global form if such
Security was never issued and sold by the Company and the Company delivers to the Trustee the Security in global form together with written instructions (which need not comply with Section 102 and need not be accompanied by an Opinion of
Counsel) with regard to the reduction in the principal amount of Securities represented thereby, together with the written statement contemplated by the last sentence of Section 303. 
 Notwithstanding the provisions of Section 307, unless otherwise specified as contemplated by Section 301, payment of principal of
and any premium or Make-Whole Amount and interest on any Security in permanent global form shall be made to the Person or Persons specified therein. 
 Notwithstanding the provisions of Section 308 and except as provided in the preceding paragraph, the Company, the Trustee and any agent of the Company and the Trustee shall treat as the Holder of
such principal amount of Outstanding Securities represented by a permanent global Security (i) in the case of a permanent global Security in registered form, the Holder of such permanent global Security in registered form, or (ii) in the
case of a permanent global Security in bearer form, Euroclear or CEDEL. 
 ARTICLE THREE 
 THE SECURITIES 
 Section 301. Amount Unlimited; Issuable in Series. 
 The aggregate principal amount of Securities which
may be authenticated and delivered under this Indenture is unlimited. 
 The Securities may be issued in one or more series.
There shall be established in or pursuant to one or more Board Resolutions, or indentures supplemental hereto, prior to the issuance of Securities of any series, any or all of the following, as applicable (each of which (except for the matters set
forth in clauses (A), (B) and (O) below), if so provided, may be determined from time to time by the Company with respect to unissued Securities of or within the series when issued from time to time): 
 (1) the title of the Securities of or within the series (which shall distinguish the Securities of such series from all other
series of Securities); 
  

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 (2) any limit upon the aggregate principal amount of the Securities of or
within the series that may be authenticated and delivered under this Indenture (except for Securities authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, other Securities of or within the series pursuant
to Section 304, 305, 306, 906, 1107 or 1305); 
 (3) the date or dates, or the method by which such date or
dates will be determined, on which the principal of the Securities of or within the series shall be payable and the amount of principal payable thereon; 
 (4) the rate or rates at which the Securities of or within the series shall bear interest, if any, or the method by which such rate or rates shall be determined, the date or dates from which such interest
shall accrue or the method by which such date or dates shall be determined, the Interest Payment Dates on which such interest will be payable and the Regular Record Date, if any, for the interest payable on any Registered Security on any Interest
Payment Date, or the method by which such date shall be determined, and the basis upon which interest shall be calculated if other than that of a 360-day year consisting of twelve 30-day months; 
 (5) the place or places, if any, other than or in addition to the Borough of Manhattan, The City of New York, where the
principal of (and premium or Make-Whole Amount, if any), interest, if any, on, and Additional Amounts, if any, payable in respect of, Securities of or within the series shall be payable, any Registered Securities of or within the series may be
surrendered for registration of transfer, exchange or conversion and notices or demands to or upon the Company in respect of the Securities of or within the series and this Indenture may be served; 
 (6) the period or periods within which, the price or prices (including the premium or Make-Whole Amount, if any) at which,
the currency or currencies, currency unit or units or composite currency or currencies in which and other terms and conditions upon which Securities of or within the series may be redeemed in whole or in part, at the option of the Company, if the
Company is to have the option; 
 (7) the obligation, if any, of the Company to redeem, repay or purchase
Securities of or within the series pursuant to any sinking fund or analogous provision or at the option of a Holder thereof, and the period or periods within which or the date or dates on which, the price or prices at which, the currency or
currencies, currency unit or units or composite currency or currencies in which, and other terms and conditions upon which Securities of or within the series shall be redeemed, repaid or purchased, in whole or in part, pursuant to such obligation;

 (8) if other than denominations of $1,000 and any integral multiple thereof, the denominations in which any
Registered Securities of or within the series shall be issuable and, if other than the denomination of $5,000, the denomination or denominations in which any Bearer Securities of or within the series shall be issuable; 
  

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 (9) if other than the Trustee, the identity of each Security Registrar
and/or Paying Agent; 
 (10) if other than the principal amount thereof, the portion of the principal amount of
Securities of or within the series that shall be payable upon declaration of acceleration of the maturity thereof pursuant to Section 502 or, if applicable, the portion of the principal amount of Securities of or within the series that is
convertible in accordance with the provisions of this Indenture, or the method by which such portion shall be determined; 
 (11) if other than Dollars, the Foreign Currency or Currencies in which payment of the principal of (and premium or Make-Whole Amount, if any) or interest or Additional Amounts, if any, on the Securities
of or within the series shall be payable or in which the Securities of or within the series shall be denominated; 
 (12) whether the amount of payments of principal of (and premium or Make-Whole Amount, if any) or interest, if any, on the Securities of or within the series may be determined with reference to an index, formula or other method (which
index, formula or method may be based, without limitation, on one or more currencies, currency units, composite currencies, commodities, equity indices or other indices), and the manner in which such amounts shall be determined; 
 (13) whether the principal of (and premium or Make-Whole Amount, if any) or interest or Additional Amounts, if any, on the
Securities of or within the series are to be payable, at the election of the Company or a Holder thereof, in a currency or currencies, currency unit or units or composite currency or currencies other than that in which such Securities are
denominated or stated to be payable, the period or periods within which, and the terms and conditions upon which, such election may be made, and the time and manner of, and identity of the exchange rate agent with responsibility for, determining the
exchange rate between the currency or currencies, currency unit or units or composite currency or currencies in which such Securities are denominated or stated to be payable and the currency or currencies, currency unit or units or composite
currency or currencies in which such Securities are to be so payable; 
 (14) provisions, if any, granting
special rights to the Holders of Securities of or within the series upon the occurrence of such events as may be specified; 
 (15) any deletions from, modifications of or additions to the Events of Default or covenants of the Company with respect to Securities of or within the series, whether or not such Events of Default or
covenants are consistent with the Events of Default or covenants set forth herein; 
 (16) whether Securities of
or within the series are to be issuable as Registered Securities, Bearer Securities (with or without coupons) or both, any restrictions applicable to the offer, sale or delivery of Bearer Securities and the terms upon which Bearer Securities of or
within the series may be exchanged for Registered Securities of or within the series and vice versa (if permitted by applicable laws and regulations), whether any Securities of or within the series are to be issuable initially in temporary global

  

 18 

 
form and whether any Securities of or within the series are to be issuable in permanent global form (with or without coupons) and, if so, whether beneficial owners of interests in any such
permanent global Security may exchange such interests for Securities of such series and of like tenor of any authorized form and denomination and the circumstances under which any such exchanges may occur, if other than in the manner provided in
Section 305, and, if Registered Securities of or within the series are to be issuable as a global Security, the identity of the depositary for such series; 
 (17) the date as of which any Bearer Securities of or within the series and any temporary global Security representing
Outstanding Securities of or within the series shall be dated if other than the date of original issuance of the first Security of the series to be issued; 
 (18) the Person to whom any interest on any Registered Security of the series shall be payable, if other than the Person in whose name that Security (or one or more Predecessor Securities) is registered
at the close of business on the Regular Record Date for such interest, the manner in which, or the Person to whom, any interest on any Bearer Security of the series shall be payable, if otherwise than upon presentation and surrender of the coupons
appertaining thereto as they severally mature, and the extent to which, or the manner in which, any interest payable on a temporary global Security on an Interest Payment Date will be paid if other than in the manner provided in Section 304;

 (19) the applicability, if any, of Sections 1402 and/or 1403 to the Securities of or within the series and any
provisions in modification of, in addition to or in lieu of any of the provisions of Article Fourteen; 
 (20) if
the Securities of such series are to be issuable in definitive form (whether upon original issue or upon exchange of a temporary Security of such series) only upon receipt of certain certificates or other documents or satisfaction of other
conditions, then the form and/or terms of such certificates, documents or conditions; 
 (21) if the Securities
of or within the series are to be issued upon the exercise of debt warrants, the time, manner and place for such Securities to be authenticated and delivered; 
 (22) whether and under what circumstances the Company will pay Additional Amounts as contemplated by Section 1011 on the
Securities of or within the series to any Holder who is not a United States person (including any modification to the definition of such term) in respect of any tax, assessment or governmental charge and, if so, whether the Company will have the
option to redeem such Securities rather than pay such Additional Amounts (and the terms of any such option); 
 (23) the obligation, if any, of the Company to permit the conversion of the Securities of such series into shares of Capital Stock of the Company and the terms and conditions upon which such conversion shall be effected (including, without
limitation, the initial conversion price or rate, the conversion period, any adjustment of the applicable conversion price or rate and any requirements relative to the reservation of such shares for purposes of conversion); and 
  

 19 

 (24) any other terms of the series (which terms shall not be inconsistent
with the provisions of this Indenture). 
 All Securities of any one series and the coupons appertaining to any Bearer
Securities of such series, if any, shall be substantially identical except, in the case of Registered or Bearer Securities issued in global form, as to denomination and except as may otherwise be provided in or pursuant to such Board Resolution or
in any such indenture supplemental hereto. All Securities of any one series need not be issued at the same time and unless otherwise provided, a series may be reopened, without the consent of the Holders, for issuances of additional Securities of
such series. 
 If any of the terms of the Securities of any series are established by action taken pursuant to one or more
Board Resolutions or supplemental indentures, a copy of an appropriate record of such action(s) shall be certified by the Secretary or an Assistant Secretary of the Company and delivered to the Trustee at or prior to the delivery of the Company
Order for authentication and delivery of such Securities. 
 Section 302. Denominations. 
 The Securities of each series shall be issuable in such denominations as shall be specified as contemplated by Section 301. With
respect to Securities of any series denominated in Dollars, in the absence of any such provisions with respect to the Securities of any series, the Registered Securities of such series, other than Registered Securities issued in global form (which
may be of any denomination), shall be issuable in denominations of $1,000 and any integral multiple thereof and the Bearer Securities of such series other than Bearer Securities issued in global form (which may be of any denomination), shall be
issuable in denominations of $5,000. 
 Section 303. Execution, Authentication Delivery and Dating. 
 The Securities and any coupons appertaining thereto shall be executed on behalf of the Company by its President or a Vice President, under
its corporate seal reproduced thereon, and attested by its Secretary or an Assistant Secretary. The signature of any of these officers on the Securities and coupons may be manual or facsimile signatures of the present or any future such authorized
officer and may be imprinted or otherwise reproduced on the Securities. 
 Securities or coupons appertaining thereto bearing
the manual or facsimile signatures of individuals who were at any time the proper officers of the Company shall bind the Company, notwithstanding that such individuals or any of them have ceased to hold such offices prior to the authentication and
delivery of such Securities or did not hold such offices at the date of such Securities or coupons. 
 At any time and from time
to time after the execution and delivery of this Indenture, the Company may deliver Securities of any series, together with any coupon appertaining thereto, executed by the Company to the Trustee for authentication, together with a Company Order for
the authentication and delivery of such Securities, and the Trustee in accordance with the Company Order shall

  

 20 

 
authenticate and deliver such Securities; provided, however, that, in connection with its original issuance, no Bearer Security shall be mailed or otherwise delivered to any location in the
United States; and provided further that, unless otherwise specified with respect to any series of Securities pursuant to Section 301 a Bearer Security may be delivered in connection with its original issuance only if the Person entitled to
receive such Bearer Security shall have furnished a certificate to Euroclear or CEDEL, as the case may be, in the form set forth in Exhibit A-1 to this Indenture or such other certificate as may be specified with respect to any series of Securities
pursuant to Section 301, dated no earlier than 15 days prior to the earlier of the date on which such Bearer Security is delivered and the date on which any temporary Security first becomes exchangeable for such Bearer Security in accordance
with the terms of such temporary Security and this Indenture. Except as permitted by Section 306, the Trustee shall not authenticate and deliver any Bearer Security unless all appurtenant coupons for interest then matured have been detached and
cancelled. 
 If all of the Securities of any series are not to be issued at one time and if the Board Resolution or
supplemental indenture establishing such series shall so permit, such Company Order may set forth procedures acceptable to the Trustee for the issuance of such Securities and determining the terms of particular Securities of such series, such as
interest rate or formula, maturity date, date of issuance and date from which interest shall accrue. In authenticating such Securities, and accepting the additional responsibilities under this Indenture in relation to such Securities, the Trustee
shall be entitled to receive, and (subject to TIA Section 315(a) through 315(d)) shall be fully protected in relying upon: 
 (1) an Opinion of Counsel complying with Section 102 and stating that: 
 (i) the form or forms of such Securities and any coupons have been, or will have been upon compliance with such procedures as may be specified therein, established in conformity with the provisions of
this Indenture; 
 (ii) the terms of such Securities and any coupons have been, or will have been upon compliance
with such procedures as may be specified therein, established in conformity with the provisions of this Indenture; and 
 (iii) such Securities, together with any coupons appertaining thereto, when completed pursuant to such procedures as may be specified therein, and executed and delivered by the Company to the Trustee for authentication in accordance with
this Indenture, authenticated and delivered by the Trustee in accordance with this Indenture and issued by the Company in the manner and subject to any conditions specified in such Opinion of Counsel, will constitute legal, valid and binding
obligations of the Company, enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency, reorganization and other similar laws of general applicability relating to or affecting the enforcement of creditors’ rights
generally and to general equitable principles and to such other matters as may be specified therein; and 
 (2)
an Officers’ Certificate complying with Section 102 and stating that all conditions precedent provided for in this Indenture relating to the issuance of such Securities have been, or will have been upon compliance with such procedures as
may

  

 21 

 
be specified therein, complied with and that, to the best of the knowledge of the signers of such certificate, no Event of Default with respect to such Securities shall have occurred and be
continuing. 
 The Trustee shall not be required to authenticate such Securities if the issue of such Securities pursuant to
this Indenture will affect the Trustee’s own rights, duties, obligations or immunities under the Securities and this Indenture or otherwise in a manner which is not reasonably acceptable to the Trustee. 
 Notwithstanding the provisions of Section 301 and of the preceding paragraph, if all the Securities of any series are not to be issued
at one time, it shall not be necessary to deliver a Company Order, an Opinion of Counsel or an Officers’ Certificate otherwise required pursuant to the preceding paragraph at the time of issuance of each Security of such series, but such order,
opinion and certificate, with appropriate modifications to cover such future issuances, shall be delivered at or before the time of issuance of the first Security of such series. 
 Each Registered Security shall be dated the date of its authentication and each Bearer Security shall be dated as of the date specified as
contemplated by Section 301. 
 No Security or coupon appertaining thereto shall be entitled to any benefit under this
Indenture or be valid or obligatory for any purpose unless there appears on such Security or the Security to which such coupon appertains a certificate of authentication substantially in the form provided for herein duly executed by the Trustee by
manual signature of an authorized officer, and such certificate upon any Security shall be conclusive evidence, and the only evidence, that such Security has been duly authenticated and delivered hereunder and is entitled to the benefits of this
Indenture. Notwithstanding the foregoing, if any Security shall have been authenticated and delivered hereunder but never issued and sold by the Company, and the Company shall deliver such Security to the Trustee for cancellation as provided in
Section 309 together with a written statement (which need not comply with Section 102 and need not be accompanied by an Opinion of Counsel) stating that such Security has never been issued or sold by the Company, for all purposes of this
Indenture such Security shall be deemed never to have been authenticated and delivered hereunder and shall never be entitled to the benefits of this Indenture. 
 Section 304. Temporary Securities. 
 (1) Pending the
preparation of definitive Securities of any series, the Company may execute, and upon Company Order the Trustee shall authenticate and deliver, temporary Securities which are printed, lithographed, typewritten, mimeographed or otherwise produced, in
any authorized denomination; substantially of the tenor of the definitive Securities in lieu of which they are issued, in registered form, or, if authorized, in bearer form with one or more coupons or without coupons, and with such appropriate
insertions, omissions, substitutions and other variations as the officers executing such Securities may determine, as conclusively evidenced by their execution of such Securities. In the case of Securities of any series, such temporary Securities
may be in global form. 
  

 22 

 Except in the case of temporary Securities in global form (which shall be exchanged in
accordance with Section 304(B) or as otherwise provided in or pursuant to a Board Resolution), if temporary Securities of any series are issued, the Company will cause definitive Securities of that series to be prepared without unreasonable
delay. After the preparation of definitive Securities of such series, the temporary Securities of such series shall be exchangeable for definitive Securities of such series upon surrender of the temporary Securities of such series at the office or
agency of the Company in a Place of Payment for that series, without charge to the Holder. Upon surrender for cancellation of any one or more temporary Securities of any series (accompanied by any non-matured coupons appertaining thereto), the
Company shall execute and the Trustee shall authenticate and deliver in exchange therefor a like principal amount of definitive Securities of the same series of authorized denominations; provided, however, that no definitive Bearer Security shall be
delivered in exchange for a temporary Registered Security; and provided further that a definitive Bearer Security shall be delivered in exchange for a temporary Bearer Security only in compliance with the conditions set forth in Section 303.
Until so exchanged, the temporary Securities of any series shall in all respects be entitled to the same benefits under this Indenture as definitive Securities of such series. 
 (2) Unless otherwise provided as contemplated in Section 301, this Section 304(B) shall govern the exchange of
temporary Securities issued in global form other than through the facilities of DTC. If any such temporary Security is issued in global form, then such temporary global Security shall, unless otherwise provided therein, be delivered to the London
office of a depositary or common depositary (the “Common Depositary”), for the benefit of Euroclear and CEDEL. 
 Without unnecessary delay but in any event not later than the date specified in, or determined pursuant to the terms of, any such temporary global Security (the “Exchange Date”), the Company shall deliver to the Trustee definitive
Securities, in an aggregate principal amount equal to the principal amount of such temporary global Security, executed by the Company. On or after the Exchange Date, such temporary global Security shall be surrendered by the Common Depositary to the
Trustee, as the Company’s agent for such purpose, to be exchanged, in whole or from time to time in part, for definitive Securities without charge, and the Trustee shall authenticate and deliver, in exchange for each portion of such temporary
global Security, an equal aggregate principal amount of definitive Securities of or within the same series of authorized denominations and of like tenor as the portion of such temporary global Security to be exchanged. The definitive Securities to
be delivered in exchange for any such temporary global Security shall be in bearer form, registered form, permanent global bearer form or permanent global registered form, or any combination thereof, as specified as contemplated by Section 301,
and, if any combination thereof is so specified, as requested by the beneficial owner thereof, provided, however, that, unless otherwise specified in such temporary global Security, upon such presentation by the Common Depositary, such temporary
global Security is accompanied by a certificate dated the Exchange Date or a subsequent date and signed by Euroclear as to the portion of such temporary global Security held for its account then to be exchanged and a certificate dated the Exchange
Date or a subsequent date and signed by CEDEL as to the portion of such temporary global Security held for its account then to be exchanged, each in the form set forth in Exhibit A-2 to this Indenture or in such other form as may be established
pursuant to Section 301; and provided further that definitive Bearer Securities shall be delivered in exchange for a portion of a temporary global Security only in compliance with the requirements of Section 303. 
  

 23 

 Unless otherwise specified in such temporary global Security, the interest of a beneficial
owner of Securities of a series in a temporary global Security shall be exchanged for definitive Securities of the same series and of like tenor following the Exchange Date when the account holder instructs Euroclear or CEDEL, as the case may be, to
request such exchange on his behalf and delivers to Euroclear or CEDEL, as the case may be, a certificate in the form set forth in Exhibit A-1 to this Indenture (or in such other form as may be established pursuant to Section 301), dated no
earlier than 15 days prior to the Exchange Date, copies of which certificate shall be available from the offices of Euroclear and CEDEL, the Trustee, any Authenticating Agent appointed for such series of Securities and each Paying Agent. Unless
otherwise specified in such temporary global Security, any such exchange shall be made free of charge to the beneficial owners of such temporary global Security, except that a Person receiving definitive Securities must bear the cost of insurance,
postage, transportation and the like unless such Person takes delivery of such definitive Securities in person at the offices of Euroclear or CEDEL. Definitive Securities in bearer form to be delivered in exchange for any portion of a temporary
global Security shall be delivered only outside the United States. 
 Until exchanged in full as hereinabove provided, the
temporary Securities of any series shall in all respects be entitled to the same benefits under this Indenture as definitive Securities of the same series and of like tenor authenticated and delivered hereunder, except that, unless otherwise
specified as contemplated by Section 301, interest payable on a temporary global Security on an Interest Payment Date for Securities of such series occurring prior to the applicable Exchange Date shall be payable to Euroclear and CEDEL on such
Interest Payment Date upon delivery by Euroclear and CEDEL to the Trustee of a certificate or certificates in the form set forth in Exhibit A-2 to this Indenture (or in such other forms as may be established pursuant to Section 301), for credit
without further interest on or after such Interest Payment Date to the respective accounts of Persons who are the beneficial owners of such temporary global Security on such Interest Payment Date and who have each delivered to Euroclear or CEDEL, as
the case may be, a certificate dated no earlier than 15 days prior to the Interest Payment Date occurring prior to such Exchange Date in the form set forth as Exhibit A-1 to this Indenture (or in such other forms as may be established pursuant to
Section 301). Notwithstanding anything to the contrary herein contained, the certifications made pursuant to this paragraph shall satisfy the certification requirements of the preceding two paragraphs of this Section 304(B) and of the
third paragraph of Section 303 of this Indenture and the interests of the Persons who are the beneficial owners of the temporary global Security with respect to which such certification was made will be exchanged for definitive Securities of
the same series and of like tenor on the Exchange Date or the date of certification if such date occurs after the Exchange Date, without further act or deed by such beneficial owners. Except as otherwise provided in this paragraph, no payments of
principal or interest owing with respect to a beneficial interest in a temporary global Security will be made unless and until such interest in such temporary global Security shall have been exchanged for an interest in a definitive Security. Any
interest so received by Euroclear and CEDEL and not paid as herein provided shall be returned to the Trustee prior to the expiration of two years after such Interest Payment Date in order to be repaid to the Company. 
  

 24 

 Section 305. Registration, Registration of Transfer and Exchange. 
 The Company shall cause to be kept at the Corporate Trust Office of the Trustee or in any office or agency of the Company in a Place of
Payment a register for each series of Securities (the registers maintained in such office or in any such office or agency of the Company in a Place of Payment being herein sometimes referred to collectively as the “Security Register”) in
which, subject to such reasonable regulations as it may prescribe, the Company shall provide for the registration of Registered Securities and of transfers of Registered Securities. The Security Register shall be in written form or any other form
capable of being converted into written form within a reasonable time. The Trustee, at its Corporate Trust Office, is hereby initially appointed “Security Registrar” for the purpose of registering Registered Securities and transfers of
Registered Securities on such Security Register as herein provided. In the event that the Trustee shall cease to be Security Registrar, it shall have the right to examine the Security Register at all reasonable times. 
 Subject to the provisions of this Section 305, upon surrender for registration of transfer of any Registered Security of any series at
any office or agency of the Company in a Place of Payment for that series, the Company shall execute, and the Trustee shall authenticate and deliver, in the name of the designated transferee or transferees, one or more new Registered Securities of
the same series, of any authorized denominations and of a like aggregate principal amount, bearing a number not contemporaneously outstanding, and containing identical terms and provisions. 
 Subject to the provisions of this Section 305, at the option of the Holder, Registered Securities of any series may be exchanged for
other Registered Securities of the same series, of any authorized denomination or denominations and of a like aggregate principal amount, containing identical terms and provisions, upon surrender of the Registered Securities to be exchanged at any
such office or agency. Whenever any such Registered Securities are so surrendered for exchange, the Company shall execute, and the Trustee shall authenticate and deliver, the Registered Securities which the Holder making the exchange is entitled to
receive. Unless otherwise specified with respect to any series of Securities as contemplated by Section 301, Bearer Securities may not be issued in exchange for Registered Securities. 
 If (but only if) permitted as contemplated by Section 301, at the option of the Holder, Bearer Securities of any series may be
exchanged for Registered Securities of the same series of any authorized denominations and of a like aggregate principal amount and tenor, upon surrender of the Bearer Securities to be exchanged at any such office or agency, with all unmatured
coupons and all matured coupons in default thereto appertaining. If the Holder of a Bearer Security is unable to produce any such unmatured coupon or coupons or matured coupon or coupons in default, any such permitted exchange may be effected if the
Bearer Securities are accompanied by payment in funds acceptable to the Company in an amount equal to the face amount of such missing coupon or coupons, or the surrender of such missing coupon or coupons may be waived by the Company and the Trustee
if there is furnished to them such security or indemnity as they may require to save each of them and any Paying Agent harmless. If thereafter the Holder of such Security shall surrender to any Paying Agent any such missing coupon in respect of
which such a payment shall have been made, such Holder shall be entitled to receive the amount of such payment; provided, however, that, except as otherwise provided in Section 1002, interest represented by coupons shall be payable only upon
presentation and surrender of those coupons at an office or

  

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agency located outside the United States. Notwithstanding the foregoing, in case a Bearer Security of any series is surrendered at any such office or agency in a permitted exchange for a
Registered Security of the same series and like tenor after the close of business at such office or agency on (i) any Regular Record Date and before the opening of business at such office or agency on the relevant Interest Payment Date, or
(ii) any Special Record Date and before the opening of business at such office or agency on the related proposed date for payment of Defaulted Interest, such Bearer Security shall be surrendered without the coupon relating to such Interest
Payment Date or proposed date for payment, as the case may be, and interest or Defaulted Interest, as the case may be, will not be payable on such Interest Payment Date or proposed date for payment, as the case may be, in respect of the Registered
Security issued in exchange for such Bearer Security, but will be payable only to the Holder of such coupon when due in accordance with the provisions of this Indenture. Whenever any Securities are so surrendered for exchange, the Company shall
execute, and the Trustee shall authenticate and deliver, the Securities which the holder making the exchange is entitled to receive. 
 Notwithstanding the foregoing, except as otherwise specified as contemplated by Section 301, any permanent global Security shall be exchangeable only as provided in this paragraph. If the depositary for any permanent global Security is
DTC, then, unless the terms of such global Security expressly permit such global Security to be exchanged in whole or in part for definitive Securities, a global Security may be transferred, in whole but not in part, only to a nominee of DTC, or by
a nominee of DTC to DTC, or to a successor to DTC for such global Security selected and approved by the Company or to a nominee of such successor to DTC. If at any time DTC notifies the Company that it is unwilling or unable to continue as
depositary for the applicable global Security or Securities or if at any time DTC ceases to be a clearing agency registered under the Exchange Act if so required by applicable law or regulation, the Company shall appoint a successor depositary with
respect to such global Security or Securities. If (x) a successor depositary for such global Security or Securities is not appointed by the Company within 90 days after the Company receives such notice or becomes aware of such unwillingness,
inability or ineligibility, (y) an Event of Default has occurred and is continuing and the beneficial owners representing at least % in principal amount of the applicable series of Securities represented by such global Security or Securities
advise DTC to cease acting as depositary for such global Security or Securities or (z) the Company, in its sole discretion, determines at any time that all Outstanding Securities (but not less than all) of any series issued or issuable in the
form of one or more global Securities shall no longer be represented by such global Security or Securities (provided, however, the Company may not make such determination during the 40-day restricted period provided by Regulation S under the
Securities Act or during any other similar period during which the Securities must be held in global form as may be required by the Securities Act), then the Company shall execute, and the Trustee shall authenticate and deliver definitive Securities
of like series, rank, tenor and terms in definitive form in an aggregate principal amount equal to the principal amount of such global Security or Securities. If any beneficial owner of an interest in a permanent global Security is otherwise
entitled to exchange such interest for Securities of such series and of like tenor and principal amount of another authorized form and denomination, as specified as contemplated by Section 301 and provided that any applicable notice provided in
the permanent global Security shall have been given, then without unnecessary delay but in any event not later than the earliest date on which such interest may be so exchanged, the Company shall execute, and the

  

 26 

 
Trustee shall authenticate and deliver definitive Securities in aggregate principal amount equal to the principal amount of such beneficial owner’s interest in such permanent global
Security. On or after the earliest date on which such interests may be so exchanged, such permanent global Security shall be surrendered for exchange by DTC or such other depositary as shall be specified in the Company Order with respect thereto to
the Trustee, as the Company’s agent for such purpose; provided, however, that no such exchanges may occur during a period beginning at the opening of business 15 days before any selection of Securities to be redeemed and ending on the relevant
Redemption Date if the Security for which exchange is requested may be among those selected for redemption; and provided further that no Bearer Security delivered in exchange for a portion of a permanent global Security shall be mailed or otherwise
delivered to any location in the United States. If a Registered Security is issued in exchange for any portion of a permanent global Security after the close of business at the office or agency where such exchange occurs on (i) any Regular
Record Date and before the opening of business at such office or agency on the relevant Interest Payment Date, or (ii) any Special Record Date and the opening of business at such office or agency on the related proposed date for payment of
Defaulted Interest, interest or Defaulted Interest, as the case may be, will not be payable on such Interest Payment Date or proposed date for payment, as the case may be, in respect of such Registered Security, but will be payable on such Interest
Payment Date or proposed date for payment, as the case may be, only to the Person to whom interest in respect of such portion of such permanent global Security is payable in accordance with the provisions of this Indenture. 
 All Securities issued upon any registration of transfer or exchange of Securities shall be the valid obligations of the Company, evidencing
the same debt, and entitled to the same benefits under this Indenture, as the Securities surrendered upon such registration of transfer or exchange. 
 Every Registered Security presented or surrendered for registration of transfer or for exchange or redemption shall (if so required by the Company or the Security Registrar) be duly endorsed, or be
accompanied by a written instrument of transfer in form satisfactory to the Security Registrar, duly executed by the Holder thereof or his attorney duly authorized in writing. 
 No service charge shall be made for any registration of transfer or exchange of Securities, but the Company may require payment of a sum
sufficient to cover any tax or other governmental charge that may be imposed in connection with any registration of transfer or exchange of Securities, other than exchanges pursuant to Section 304, 906, 1107 or 1305 not involving any transfer.

 The Company or the Trustee, as applicable, shall not be required (i) to issue, register the transfer of or exchange any
Security if such Security may be among those selected for redemption during a period beginning at the opening of business 15 days before selection of the Securities to be redeemed under Section 1103 and ending at the close of business on
(A) if such Securities are issuable only as Registered Securities, the day of the mailing of the relevant notice of redemption and (B) if such Securities are issuable as Bearer Securities, the day of the first publication of the relevant
notice of redemption or, if such Securities are also issuable as Registered Securities and there is no publication, the mailing of the relevant notice of redemption, or (ii) to register the transfer of or exchange any Registered Security so
selected for redemption in whole or in part, except, in the case of any Registered

  

 27 

 
Security to be redeemed in part, the portion thereof not to be redeemed, or (iii) to exchange any Bearer Security so selected for redemption except that such a Bearer Security may be
exchanged for a Registered Security of that series and like tenor; provided that such Registered Security shall be simultaneously surrendered for redemption, or (iv) to issue, register the transfer of or exchange any Security which has been
surrendered for repayment at the option of the Holder, except the portion, if any, of such Security not to be so repaid. 
 Section 306. Mutilated, Destroyed, Lost and Stolen Securities. 
 If any mutilated Security or a Security
with a mutilated coupon appertaining to it is surrendered to the Trustee or the Company, together with, in proper cases, such security or indemnity as may be required by the Company or the Trustee to save each of them or any agent of either of them
harmless, the Company shall execute and the Trustee shall authenticate and deliver in exchange therefor a new Security of the same series and principal amount, containing identical terms and provisions and bearing a number not contemporaneously
outstanding, with coupons corresponding to the coupons, if any, appertaining to the surrendered Security. 
 If there shall be
delivered to the Company and to the Trustee (i) evidence to their satisfaction of the destruction, loss or theft of any Security or coupon, and (ii) such security or indemnity as may be required by them to save each of them and any agent
of either of them harmless, then, in the absence of actual notice to the Company or the Trustee that such Security or coupon has been acquired by a bona fide purchaser, the Company shall execute and upon its request the Trustee shall authenticate
and deliver, in lieu of any such destroyed, lost or stolen Security or in exchange for the Security to which a destroyed, lost or stolen coupon appertains (with all appurtenant coupons not destroyed, lost or stolen), a new Security of the same
series and principal amount, containing identical terms and provisions and bearing a number not contemporaneously outstanding, with coupons corresponding to the coupons, if any, appertaining to such destroyed, lost or stolen Security or to the
Security to which such destroyed, lost or stolen coupon appertains. 
 Notwithstanding the provisions of the previous two
paragraphs, in case any such mutilated, destroyed, lost or stolen Security or coupon has become or is about to become due and payable, the Company in its discretion may, instead of issuing a new Security, with coupons corresponding to the coupons,
if any, appertaining to such destroyed, lost or stolen Security or to the Security to which such destroyed, lost or stolen coupon appertains, pay such Security or coupon; provided, however, that payment of principal of (and premium or Make-Whole
Amount, if any), any interest on and any Additional Amounts with respect to, Bearer Securities shall, except as otherwise provided in Section 1002, be payable only at an office or agency located outside the United States and, unless otherwise
specified as contemplated by Section 301, any interest on Bearer Securities shall be payable only upon presentation and surrender of the coupons appertaining thereto. 
 Upon the issuance of any new Security under this Section, the Company may require the payment of a sum sufficient to cover any tax or other
governmental charge that may be imposed in relation thereto and any other expenses (including the fees and expenses of the Trustee) connected therewith. 
  

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 Every new Security of any series with its coupons, if any, issued pursuant to this Section
in lieu of any destroyed, lost or stolen Security, or in exchange for a Security to which a destroyed, lost or stolen coupon appertains, shall constitute an original additional contractual obligation of the Company, whether or not the destroyed,
lost or stolen Security and its coupons, if any, or the destroyed, lost or stolen coupon shall be at any time enforceable by anyone, and shall be entitled to all the benefits of this Indenture equally and proportionately with any and all other
Securities of that series and their coupons, if any, duly issued hereunder. 
 The provisions of this Section are exclusive and
shall preclude (to the extent lawful) all other rights and remedies with respect to the replacement or payment of mutilated, destroyed, lost or stolen Securities or coupons. 
 Section 307. Payment of Interest; Interest Rights Preserved. 
 Except as otherwise specified with respect to a series of Securities in accordance with the provisions of Section 301, interest on any
Registered Security that is payable, and is punctually paid or duly provided for, on any Interest Payment Date shall be paid to the Person in whose name that Security (or one or more Predecessor Securities) is registered at the close of business on
the Regular Record Date for such interest at the office or agency of the Company maintained for such purpose pursuant to Section 1002; provided, however, that each installment of interest on any Registered Security may at the Company’s
option be paid by (i) mailing a check for such interest, payable to or upon the written order of the Person entitled thereto pursuant to Section 308, to the address of such Person as it appears on the Security Register or
(ii) transfer to an account maintained by the payee located inside the United States. 
 Unless otherwise provided as
contemplated by Section 301 with respect to the Securities of any series, payment of interest may be made, in the case of a Bearer Security, by transfer to an account maintained by the payee with a bank located outside the United States.

 Unless otherwise provided as contemplated by Section 301, every permanent global Security will provide that interest, if
any, payable on any Interest Payment Date will be paid to DTC, Euroclear and/or CEDEL, as the case may be, with respect to that portion of such permanent global Security held for its account by Cede & Co. or the Common Depositary, as the
case may be, for the purpose of permitting such party to credit the interest received by it in respect of such permanent global Security to the accounts of the beneficial owners thereof. 
 In case a Bearer Security of any series is surrendered in exchange for a Registered Security of such series after the close of business (at
an office or agency in a Place of Payment for such series) on any Regular Record Date and before the opening of business (at such office or agency) on the next succeeding Interest Payment Date, such Bearer Security shall be surrendered without the
coupon relating to such Interest Payment Date and interest will not be payable on such Interest Payment Date in respect of the Registered Security issued in exchange for such Bearer Security, but will be payable only to the Holder of such coupon
when due in accordance with the provisions of this Indenture. 
 Except as otherwise specified with respect to a series of
Securities in accordance with the provisions of Section 301, any interest on any Registered Security of any series that is payable, but is not punctually paid or duly provided for, on any Interest Payment Date

  

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(herein called “Defaulted Interest”) shall forthwith cease to be payable to the registered Holder thereof on the relevant Regular Record Date by virtue of having been such Holder, and
such Defaulted Interest may be paid by the Company, at its election in each case, as provided in clause (A) or (B) below: 
 (1) The Company may elect to make payment of any Defaulted Interest to the Persons in whose names the Registered Securities of such series (or their respective Predecessor Securities) are registered at
the close of business on a Special Record Date for the payment of such Defaulted Interest, which shall be fixed in the following manner. The Company shall notify the Trustee in writing of the amount of Defaulted Interest proposed to be paid on each
Registered Security of such series and the date of the proposed payment (which shall not be less than 20 days after such notice is received by the Trustee), and at the same time the Company shall deposit with the Trustee an amount of money in the
currency or currencies, currency unit or units or composite currency or currencies in which the Securities of such series are payable (except as otherwise specified pursuant to Section 301 for the Securities of such series) equal to the
aggregate amount proposed to be paid in respect of such Defaulted Interest or shall make arrangements satisfactory to the Trustee for such deposit on or prior to the date of the proposed payment, such money when deposited to be held in trust for the
benefit of the Persons entitled to such Defaulted Interest as in this clause provided. Thereupon the Trustee shall fix a Special Record Date for the payment of such Defaulted Interest which shall be not more than 15 days and not less than 10 days
prior to the date of the proposed payment and not less than 10 days after the receipt by the Trustee of the notice of the proposed payment. The Trustee shall promptly notify the Company of such Special Record Date and, in the name and at the expense
of the Company, shall cause notice of the proposed payment of such Defaulted Interest and the Special Record Date therefor to be mailed, first-class postage prepaid, to each Holder of Registered Securities of such series at his address as it appears
in the Security Register not less than 10 days prior to such Special Record Date. The Trustee may, in its discretion, in the name and at the expense of the Company, cause a similar notice to be published at least once in an Authorized Newspaper in
each place of payment, but such publications shall not be a condition precedent to the establishment of such Special Record Date. Notice of the proposed payment of such Defaulted Interest and the Special Record Date therefor having been mailed as
aforesaid, such Defaulted Interest shall be paid to the Persons in whose names the Registered Securities of such series (or their respective Predecessor Securities) are registered at the close of business on such Special Record Date and shall no
longer be payable pursuant to the following clause (B). In case a Bearer Security of any series is surrendered at the office or agency in a Place of Payment for such series in exchange for a Registered Security of such series after the close of
business at such office or agency on any Special Record Date and before the opening of business at such office or agency on the related proposed date for payment of Defaulted Interest, such Bearer Security shall be surrendered without the coupon
relating to such proposed date of payment and Defaulted Interest will not be payable on such proposed date of payment in respect of the Registered Security issued in exchange for such Bearer Security, but will be payable only to the Holder of such
coupon when due in accordance with the provisions of this Indenture. 
  

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 (2) The Company may make payment of any Defaulted Interest on the Registered
Securities of any series in any other lawful manner not inconsistent with the requirements of any securities exchange on which such Securities may be listed, and upon such notice as may be required by such exchange, if, after notice given by the
Company to the Trustee of the proposed payment pursuant to this clause, such manner of payment shall be deemed practicable by the Trustee. 
 Subject to the foregoing provisions of this Section and Section 305, each Security delivered under this Indenture upon registration of transfer of or in exchange for or in lieu of any other Security
shall carry the rights to interest accrued and unpaid, and to accrue, which were carried by such other Security. 
 Section 308. Persons Deemed Owners. 
 Prior to due presentment of a Registered Security for registration
of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name such Registered Security is registered as the owner of such Security for the purpose of receiving payment of principal of (and
premium or Make-Whole Amount, if any), and (subject to Sections 305 and 307) interest on, such Registered Security and for all other purposes whatsoever, whether or not such Registered Security be overdue, and neither the Company, the Trustee nor
any agent of the Company or the Trustee shall be affected by notice to the contrary. 
 Title to any Bearer Security and any
coupons appertaining thereto shall pass by delivery. The Company, the Trustee and any agent of the Company or the Trustee may treat the Holder of any Bearer Security and the Holder of any coupon as the absolute owner of such Security or coupon for
the purpose of receiving payment thereof or on account thereof and for all other purposes whatsoever, whether or not such Security or coupon be overdue, and neither the Company, the Trustee nor any agent of the Company or the Trustee shall be
affected by notice to the contrary. 
 None of the Company, the Trustee, any Paying Agent or the Security Registrar will have
any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial ownership interests of a Security in global form or for maintaining, supervising or reviewing any records relating to such beneficial
ownership interests. 
 Notwithstanding the foregoing, with respect to any global Security, nothing herein shall prevent the
Company, the Trustee, or any agent of the Company or the Trustee, from giving effect to any written certification, proxy or other authorization furnished by any depositary, as a Holder, with respect to such global Security or impair, as between such
depositary and owners of beneficial interests in such global Security, the operation of customary practices governing the exercise of the rights of such depositary (or its nominee) as Holder of such global Security. 
 Section 309. Cancellation. 
 All Securities and coupons surrendered for payment, redemption, repayment at the option of the Holder, registration of transfer or exchange or for credit against any sinking fund payment shall, if
surrendered to any Person other than the Trustee, be delivered to the Trustee, and any such Securities and coupons and Securities and coupons surrendered directly to the Trustee for any such purpose

  

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shall be promptly cancelled by it. The Company may at any time deliver to the Trustee for cancellation any Securities previously authenticated and delivered hereunder which the Company may have
acquired in any manner whatsoever, and may deliver to the Trustee (or to any other Person for delivery to the Trustee) for cancellation any Securities previously authenticated hereunder which the Company has not issued and sold, and all Securities
so delivered shall be promptly cancelled by the Trustee. If the Company shall so acquire any of the Securities, however, such acquisition shall not operate as a redemption or satisfaction of the indebtedness represented by such Securities unless and
until the same are surrendered to the Trustee for cancellation. No Securities shall be authenticated in lieu of or in exchange for any Securities cancelled as provided in this Section, except as expressly permitted by this Indenture. Cancelled
Securities and coupons held by the Trustee shall be destroyed by the Trustee and the Trustee shall deliver a certificate of such destruction to the Company, unless by a Company Order the Company directs their return to it. 
 Section 310. Computation of Interest. 
 Except as otherwise specified as contemplated by Section 301 with respect to Securities of any series, interest on the Securities of each series shall be computed on the basis of a 360- day year
consisting of twelve 30-day months. 
 ARTICLE FOUR 
 SATISFACTION AND DISCHARGE 
 Section 401.
Satisfaction and Discharge of Indenture. 
 This Indenture shall upon Company Request cease to be of further effect with
respect to any series of Securities specified in such Company Request (except as to any surviving rights of registration of transfer or exchange of Securities of such series herein expressly provided for and any right to receive Additional Amounts,
as provided in Section 1011), and the Trustee, upon receipt of a Company Order, and at the expense of the Company, shall execute proper instruments acknowledging satisfaction and discharge of this Indenture as to such series when 
 (1) either 
 (i) all Securities of such series theretofore authenticated and delivered and all coupons, if any, appertaining thereto (other than (i) coupons appertaining to Bearer Securities surrendered for
exchange for Registered Securities and maturing after such exchange, whose surrender is not required or has been waived as provided in Section 305, (ii) Securities and coupons of such series which have been destroyed, lost or stolen and
which have been replaced or paid as provided in Section 306, (iii) coupons appertaining to Securities called for redemption and maturing after the relevant Redemption Date, whose surrender has been waived as provided in Section 1106,
and (iv) Securities and coupons of such series for whose payment money has theretofore been deposited in trust or segregated and held in trust by the Company and thereafter repaid to the Company or discharged from such trust, as provided in
Section 1003) have been delivered to the Trustee for cancellation; or 
  

 32 

 (ii) all Securities of such series and, in the case of (i) and
(ii) below, any coupons appertaining thereto not theretofore delivered to the Trustee for cancellation 
 (a) have become due and payable, or 
 (b) will become due and payable at their Stated Maturity within
one year, or 
 (c) if redeemable at the option of the Company, are to be called for redemption within one year
under arrangements satisfactory to the Trustee for the giving of notice of redemption by the Trustee in the name, and at the expense, of the Company, 
 and the Company, in the case of (a), (b) or (c) above, has irrevocably deposited or caused to be deposited with the Trustee as trust funds in trust for the purpose an amount in the currency or
currencies, currency unit or units or composite currency or currencies in which the Securities of such series are payable, sufficient to pay and discharge the entire indebtedness on such Securities and such coupons not theretofore delivered to the
Trustee for cancellation, for principal (and premium or Make-Whole Amount, if any) and interest, and any Additional Amounts with respect thereto, to the date of such deposit (in the case of Securities which have become due and payable) or the Stated
Maturity or Redemption Date, as the case may be; 
 (2) The Company has paid or caused to be paid all other sums
payable hereunder by the Company; and 
 (3) The Company has delivered to the Trustee an Officers’
Certificate and an Opinion of Counsel, each stating that all conditions precedent herein provided for relating to the satisfaction and discharge of this Indenture as to such series have been complied with. 
 Notwithstanding the satisfaction and discharge of this Indenture, the obligations of the Company to the Trustee and any predecessor Trustee under
Section 606, the obligations of the Company to any Authenticating Agent under Section 611 and, if money shall have been deposited with and held by the Trustee pursuant to subclause (2) of clause (A) of this Section, the
obligations of the Trustee under Section 402 and the last paragraph of Section 1003, shall survive. 
 Section 402. Application of Company Funds. 
 Subject to the provisions of the last paragraph of
Section 1003, all money deposited with the Trustee pursuant to Section 401 shall be held in trust and applied by it, in accordance with the provisions of the Securities, the coupons and this Indenture, to the payment, either directly or
through any Paying Agent (including the Company acting as its own Paying Agent) as the Trustee may

  

 33 

 
determine, to the Persons entitled thereto, of the principal (and premium or Make-Whole Amount, if any), and any interest and Additional Amounts for whose payment such money has been deposited
with or received by the Trustee, but such money need not be segregated from other funds except to the extent required by law. 
 ARTICLE FIVE 
 REMEDIES 
 Section 501. Events of Default. 
 Subject to any modifications,
additions or deletions relating to any series of Securities as contemplated pursuant to Section 301, “Event of Default,” wherever used herein with respect to any particular series of Securities, means any one of the following events
(whatever the reason for such Event of Default and whether or not it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment, decree or order of any court or any order, rule or regulation of any
administrative or governmental body): 
 (1) default in the payment of any interest upon or any Additional
Amounts payable in respect of any Security of or within that series or of any coupon appertaining thereto, when such interest, Additional Amounts or coupon becomes due and payable, and continuance of such default for a period of 30 days; or

 (2) default in the payment of the principal of (or premium or Make-Whole Amount, if any, on) any Security of
that series when it becomes due and payable at its Maturity; or 
 (3) default in the deposit of any sinking fund
payment, when and as due by the terms of any Security of that series; or 
 (4) default in the performance, or
breach, of any covenant or warranty of the Company in this Indenture with respect to any Security of that series (other than a covenant or warranty a default in whose performance or whose breach is elsewhere in this Section specifically dealt with),
and continuance of such default or breach for a period of 60 days after there has been given, by registered or certified mail, to the Company by the Trustee or to the Company and the Trustee by the Holders of at least 25% in principal amount of the
Outstanding Securities of that series a written notice specifying such default or breach and requiring it to be remedied and stating that such notice is a “Notice of Default” hereunder; or 
 (5) the entry by a court of competent jurisdiction of one or more judgments, orders or decrees against the Company or any of
its Subsidiaries in an aggregate amount (excluding amounts covered by insurance) in excess of $10,000,000 and such judgments, orders or decrees remain undischarged, unstayed and unsatisfied in an aggregate amount (excluding amounts covered by
insurance) in excess of $10,000,000 for a period of 30 consecutive days; or 
  

 34 

 (6) the Company or any Significant Subsidiary pursuant to or within the
meaning of any Bankruptcy Law: 
 (i) commences a voluntary case, 
 (ii) consents to the entry of an order for relief against it in an involuntary case, 
 (iii) consents to the appointment of a Custodian of it or for all or substantially all of its property, or 
 (iv) makes a general assignment for the benefit of its creditors; or 
 (7) a court of competent jurisdiction enters an order or decree under any Bankruptcy Law that: 
 (i) is for relief against the Company or any Significant Subsidiary in an involuntary case, 
 (ii) appoints a Custodian of the Company or any Significant Subsidiary or for all or substantially all of either of its
property, or 
 (iii) orders the liquidation of the Company or any Significant Subsidiary and the order or decree
remains unstayed and in effect for 90 days; or 
 (8) any other Event of Default provided with respect to
Securities of that series. 
 As used in this Section 501, the term “Bankruptcy Law” means Title 11, U.S. Code or
any similar Federal or state law for the relief of debtors and the term “Custodian” means any receiver, trustee, assignee, liquidator or other similar official under any Bankruptcy Law. 
 Section 502. Acceleration of Maturity; Rescission and Annulment. 
 If an Event of Default with respect to Securities of any series at the time Outstanding occurs and is continuing, then and in every such
case the Trustee or the Holders of not less than 25% in principal amount of the Outstanding Securities of that series may declare the principal (or, if any Securities are Original Issue Discount Securities or Indexed Securities, such portion of the
principal as may be specified in the terms thereof) of, and the Make-Whole Amount, if any, on, all the Securities of that series to be due and payable immediately, by a notice in writing to the Company (and to the Trustee if given by the Holders),
and upon any such declaration such principal or specified portion thereof shall become immediately due and payable. 
  

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 At any time after such a declaration of acceleration with respect to Securities of any
series has been made and before a judgment or decree for payment of the money due has been obtained by the Trustee as hereinafter in this Article provided, the Holders of at least % in principal amount of the Outstanding Securities of that series,
by written notice to the Company and the Trustee, may rescind and annul such declaration and its consequences if: 
 (1) The Company has paid or deposited with the Trustee a sum sufficient to pay in the currency, currency unit or composite currency in which the Securities of such series is payable (except as otherwise specified pursuant to
Section 301 for the Securities of such series): 
 (i) all overdue installments of interest on and any
Additional Amounts payable in respect of all Outstanding Securities of that series and any related coupons; 
 (ii) the principal of (and premium or Make-Whole Amount, if any, on) any Outstanding Securities of that series which have become due otherwise than by such declaration of acceleration and interest thereon at the rate or rates borne by or
provided for in such Securities; 
 (iii) to the extent that payment of such interest is lawful, interest upon
overdue installments of interest and any Additional Amounts at the rate or rates borne by or provided for in such Securities; and 
 (iv) all sums paid or advanced by the Trustee hereunder and the reasonable compensation, expenses, disbursements and advances of the Trustee, its agents and counsel; and 
 (2) all Events of Default with respect to Securities of that series, other than the nonpayment of the principal of (or
premium or Make-Whole Amount, if any) or interest on Securities of that series which have become due solely by such declaration of acceleration, have been cured or waived as provided in Section 513. 
 No such rescission shall affect any subsequent default or impair any right consequent thereon. 
 Section 503. Collection of Indebtedness and Suits for Enforcement by Trustee. 
 The Company covenants that if: 
 (1) default is made in the payment of any installment of interest or Additional Amounts, if any, on any Security of any series and any related coupon when such interest or Additional Amount becomes due
and payable and such default continues for a period of 30 days, or 
 (2) default is made in the payment of the
principal of (or premium or Make-Whole Amount, if any, on) any Security of any series at its Maturity, 
 then the Company will, upon demand of
the Trustee, pay to the Trustee, for the benefit of the Holders of such Securities of such series and coupons, the whole amount then due and payable on such Securities and coupons for principal (and premium or Make-Whole Amount, if any) and interest
and Additional Amounts, with interest upon any overdue principal (and premium or Make-Whole Amount, if any) and, to the extent that payment of such interest shall be legally enforceable, upon any overdue installments of interest or Additional
Amounts, if any, at the rate or rates borne by or provided for in such Securities, and, in addition thereto, such further amount as shall be sufficient to cover the costs and expenses of collection, including the reasonable compensation, expenses,
disbursements and advances of the Trustee, its agents and counsel. 
  

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 If the Company fails to pay such amounts forthwith upon such demand, the Trustee, in its own
name and as trustee of an express trust, may institute a judicial proceeding for the collection of the sums so due and unpaid, and may prosecute such proceeding to judgment or final decree, and may enforce the same against the Company or any other
obligor upon such Securities of such series and collect the moneys adjudged or decreed to be payable in the manner provided by law out of the property of the Company or any other obligor upon such Securities of such series, wherever situated.

 If an Event of Default with respect to Securities of any series occurs and is continuing, the Trustee may in its discretion
proceed to protect and enforce its rights and the rights of the Holders of Securities of such series and any related coupons by such appropriate judicial proceedings as the Trustee shall deem most effectual to protect and enforce any such rights,
whether for the specific enforcement of any covenant or agreement in this Indenture or in aid of the exercise of any power granted herein, or to enforce any other proper remedy. 
 Section 504. Trustee May File Proofs of Claim. 
 In case of the pendency of any receivership, insolvency, liquidation, bankruptcy, reorganization, arrangement, adjustment, composition or other judicial proceeding relative to the Company or any other
obligor upon the Securities or the property of the Company or of such other obligor or their creditors, the Trustee (irrespective of whether the principal of the Securities of any series shall then be due and payable as therein expressed or by
declaration or otherwise and irrespective of whether the Trustee shall have made any demand on the Company for the payment of overdue principal, premium or Make-Whole Amount, if any, or interest) shall be entitled and empowered, by intervention in
such proceeding or otherwise: 
 (1) to file and prove a claim for the whole amount, or such lesser amount as may
be provided for in the Securities of such series, of principal (and premium or Make-Whole Amount, if any) and interest and Additional Amounts, if any, owing and unpaid in respect of the Securities and to file such other papers or documents as may be
necessary or advisable in order to have the claims of the Trustee (including any claim, for the reasonable compensation, expenses, disbursements and advances of the Trustee, its agents and counsel) and of the Holders allowed in such judicial
proceeding, and 
 (2) to collect and receive any moneys or other property payable or deliverable on any such
claims and to distribute the same; 
 and any custodian, receiver, assignee, trustee, liquidator, sequestrator (or other similar
official) in any such judicial proceeding is hereby authorized by each Holder of Securities of such series and coupons to make such payments to the Trustee, and in the event that the Trustee shall consent to the making of such payments directly to
the Holders, to pay to the Trustee any amount due to it for the reasonable compensation, expenses, disbursements and advances of the Trustee and any predecessor Trustee, their agents and counsel, and any other amounts due the Trustee or any
predecessor Trustee under Section 606. 
  

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 Nothing herein contained shall be deemed to authorize the Trustee to authorize or consent to
or accept or adopt on behalf of any Holder of a Security or coupon any plan of reorganization, arrangement, adjustment or composition affecting the Securities or coupons or the rights of any Holder thereof, or to authorize the Trustee to vote in
respect of the claim of any Holder of a Security or coupon in any such proceeding. 
 Section 505. Trustee May
Enforce Claims Without Possession of Securities or Coupons. 
 All rights of action and claims under this Indenture or any of
the Securities or coupons may be prosecuted and enforced by the Trustee without the possession of any of the Securities or coupons or the production thereof in any proceeding relating thereto, and any such proceeding instituted by the Trustee shall
be brought in its own name as trustee of an express trust, and any recovery of judgment shall, after provision for the payment of the reasonable compensation, expenses, disbursements and advances of the Trustee, its agents and counsel, be for the
ratable benefit of the Holders of the Securities and coupons in respect of which such judgment has been recovered. 
 Section 506. Application of Money Collected. 
 Any money collected by the Trustee pursuant to this Article
shall be applied in the following order, at the date or dates fixed by the Trustee and, in case of the distribution of such money on account of principal (or premium or Make-Whole Amount, if any) or interest and any Additional Amounts, upon
presentation of the Securities or coupons, or both, as the case may be, and the notation thereon of the payment if only partially paid and upon surrender thereof if fully paid: 
 FIRST: To the payment of all amounts due the Trustee and any predecessor Trustee under Section 606, 
 SECOND: To the payment of the amounts then due and unpaid upon the Securities and coupons for principal (and premium or Make-Whole Amount,
if any) and interest and any Additional Amounts payable, in respect of which or for the benefit of which such money has been collected, ratably, without preference or priority of any kind, according to the aggregate amounts due and payable on such
Securities and coupons for principal (and premium or Make-Whole Amount, if any), interest and Additional Amounts, respectively, and 
 THIRD: To the payment of the remainder, if any, to the Company. 
 Section 507. Limitation on Suits.

 No Holder of any Security of any series or any related coupon shall have any right to institute any proceeding, judicial or
otherwise, with respect to this Indenture, or for the appointment of a receiver or trustee, or for any other remedy hereunder, unless: 
 (1) such Holder has previously given written notice to the Trustee of a continuing Event of Default with respect to the Securities of that series; 
  

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 (2) the Holders of not less than 25% in principal amount of the Outstanding
Securities of that series shall have made written request to the Trustee to institute proceedings in respect of such Event of Default in its own name as Trustee hereunder; 
 (3) such Holder or Holders have offered to the Trustee reasonable indemnity against the costs, expenses and liabilities to be
incurred in compliance with such request; 
 (4) the Trustee for 60 days after its receipt of such notice,
request and offer of indemnity has failed to institute any such proceeding; and 
 (5) no direction inconsistent
with such written request has been given to the Trustee during such 60-day period by the Holders of a majority of the aggregate principal amount of the Outstanding Securities of that series; 
 it being understood and intended that no one or more of such Holders shall have any right in any manner whatever by virtue of, or by availing of, any
provision of this Indenture to affect, disturb or prejudice the rights of any other of such Holders, or to obtain or to seek to obtain priority or preference over any other of such Holders or to enforce any right under this Indenture, except in the
manner herein provided and for the equal and ratable benefit of all such Holders. 
 Section 508. Unconditional
Right of Holders to Receive Principal, Premium or Make- Whole Amount, if any, Interest and Additional Amounts. 
 Notwithstanding any other provision in this Indenture, the Holder of any Security or coupon shall have the right which is absolute and unconditional to receive payment of the principal of (and premium or Make-Whole Amount, if any) and
(subject to Sections 305 and 307) interest on, and any Additional Amounts in respect of, such Security or payment of such coupon on the respective due dates expressed in such Security or coupon (or, in the case of redemption, on the Redemption Date)
and to institute suit for the enforcement of any such payment, and such rights shall not be impaired without the consent of such Holder. 
 Section 509. Restoration of Rights and Remedies. 
 If the Trustee or
any Holder of a Security or coupon has instituted any proceeding to enforce any right or remedy under this Indenture and such proceeding has been discontinued or abandoned for any reason, or has been determined adversely to the Trustee or to such
Holder, then and in every such case the Company, the Trustee and the Holders of Securities and coupons shall, subject to any determination in such proceeding, be restored severally and respectively to their former positions hereunder and thereafter
all rights and remedies of the Trustee and the Holders shall continue as though no such proceeding had been instituted. 
 Section 510. Rights and Remedies Cumulative. 
 Except as otherwise provided with respect to the
replacement or payment of mutilated, destroyed, lost or stolen Securities or coupons in the last paragraph of Section 306, no right or remedy herein conferred upon or reserved to the Trustee or to the Holders of

  

 39 

 
Securities or coupons is intended to be exclusive of any other right or remedy, and every right and remedy shall, to the extent permitted by law, be cumulative and in addition to every other
right and remedy given hereunder or now or hereafter existing at law or in equity or otherwise. The assertion or employment of any right or remedy hereunder, or otherwise, shall not prevent the concurrent assertion or employment of any other
appropriate right or remedy. 
 Section 511. Delay or Omission Not Waiver. 
 No delay or omission of the Trustee or of any Holder of any Security or coupon to exercise any right or remedy accruing upon any Event of
Default shall impair any such right or remedy or constitute a waiver of any such Event of Default or an acquiescence therein. Every right and remedy given by this Article or by law to the Trustee or to the Holders may be exercised front time to
time, and as often as may be deemed expedient, by the Trustee or by the Holders of Securities or coupons, as the case may be. 
 Section 512. Control by Holders of Securities. 
 The Holders of a majority in principal amount of the
Outstanding Securities of any series shall have the right to direct the time, method and place of conducting any proceeding for any remedy available to the Trustee or exercising any trust or power conferred on the Trustee with respect to the
Securities of such series, provided that 
 (1) such direction shall not be in conflict with any rule of law or
with this Indenture, 
 (2) the Trustee may take any other action deemed proper by the Trustee which is not
inconsistent with such direction, and 
 (3) the Trustee need not take any action which might involve it in
personal liability or be unduly prejudicial to the Holders of Securities of such series not joining therein (but the Trustee shall have no obligation as to the determination of such undue prejudice). 
 Section 513. Waiver of Past Defaults. 
 The Holders of at least 25% in principal amount of the Outstanding Securities of any series may on behalf of the Holders of all the Securities of such series and any related coupons waive any past default
hereunder with respect to such series and its consequences, except a default 
 (1) in the payment of the
principal of (or premium or Make-Whole Amount, if any) or interest on or Additional Amounts payable in respect of any Security of such series or any related coupons, or 
 (2) in respect of a covenant or provision hereof which under Article Nine cannot be modified or amended without the consent
of the Holder of each Outstanding Security of such series affected. 
  

 40 

 Upon any such waiver, such default shall cease to exist, and any Event of Default arising
therefrom shall be deemed to have been cured, for every purpose of this Indenture; but no such waiver shall extend to any subsequent or other default or Event of Default or impair any right consequent thereon. 
 Section 514. Waiver of Usury, Stay or Extension Laws. 
 The Company covenants (to the extent that it may lawfully do so) that it will not at any time insist upon, or plead, or in any manner
whatsoever claim or take the benefit or advantage of, any usury, stay or extension law wherever enacted, now or at any time hereafter in force, which may affect the covenants or the performance of this Indenture; and the Company (to the extent that
it may lawfully do so) hereby expressly waives all benefit or advantage of any such law, and covenants that it will not hinder, delay or impede the execution of any power herein granted to the Trustee, but will suffer and permit the execution of
every such power as though no such law had been enacted. 
 Section 515. Undertaking for Costs. 
 All parties to this Indenture agree, and each Holder of any Security by his acceptance thereof shall be deemed to have agreed, that any
court may in its discretion require, in any suit for the enforcement of any right or remedy under this Indenture, or in any suit against the Trustee for any action taken or omitted by it as Trustee, the filing by any party litigant in such suit of
any undertaking to pay the costs of such suit, and that such court may in its discretion assess reasonable costs, including reasonable attorneys’ fees, against any party litigant in such suit having due regard to the merits and good faith of
the claims or defenses made by such party litigant; but the provisions of this Section shall not apply to any suit instituted by the Trustee, to any suit instituted by any Holder, or group of Holders, holding in the aggregate more than % in
principal amount of the Outstanding Securities, or to any suit instituted by any Holder for the enforcement of the payment of the principal of (or premium or Make-Whole Amount, if any) or interest on or Additional Amounts payable with respect to any
Security on or after the respective Stated Maturities expressed in such Security (or, in the case of redemption, on or after the Redemption Date). 
 ARTICLE SIX 
 THE TRUSTEE 
 Section 601. Notice of Defaults. 
 Within 90 days after the occurrence of any default hereunder with respect to the Securities of any series, the Trustee shall transmit in the manner and to the extent provided in TIA Section 313(c),
notice of such default hereunder known to the Trustee, unless such default shall have been cured or waived; provided, however, that, except in the case of a default in the payment of the principal of (or premium or Make-Whole Amount, if any) or
interest on or any Additional Amounts with respect to any Security of such series, or in the payment of any sinking fund installment with respect to the Securities of such series, the Trustee shall be protected in withholding such notice if and so
long as Responsible Officers of the Trustee in good faith determine that the

  

 41 

 
withholding of such notice is in the interests of the Holders of the Securities and coupons of such series; and provided further that in the case of any default or breach of the character
specified in Section 501(D) with respect to the Securities and coupons of such series, no such notice to Holders shall be given until at least 60 days after the occurrence thereof. For the purpose of this Section, the term “default”
means any event which is, or after notice or lapse of time or both would become, an Event of Default with respect to the Securities of such series. 
 Section 602. Certain Rights of Trustee. 
 Subject to the provisions of
TIA Section 315(a) through 315(d): 
 (1) the Trustee shall perform only such duties as are expressly
undertaken by it to perform under this Indenture; 
 (2) the Trustee may rely and shall be protected in acting or
refraining from acting upon any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order, bond, debenture, note, coupon or other paper or document believed by it to be genuine and to have been
signed or presented by the proper party or parties; 
 (3) any request or direction of the Company mentioned
herein shall be sufficiently evidenced by a Company Request or Company Order (other than delivery of any Security, together with any coupons appertaining thereto, to the Trustee for authentication and delivery pursuant to Section 303 which
shall be sufficiently evidenced as provided therein) and any resolution of the Board of Directors may be sufficiently evidenced by a Board Resolution; 
 (4) whenever in the administration of this Indenture the Trustee shall deem it desirable that a matter be proved or established prior to taking, suffering or omitting any action hereunder, the Trustee
(unless other evidence be herein specifically prescribed) may, in the absence of bad faith on its part, rely upon an Officers’ Certificate; 
 (5) the Trustee may consult with counsel and as a condition to the taking, suffering or omission of any action hereunder may demand an Opinion of Counsel, and the advice of such counsel or any Opinion of
Counsel shall be full and complete authorization and protection in respect of any action taken, suffered or omitted by it hereunder in good faith and in reliance thereon; 
 (6) the Trustee shall be under no obligation to exercise any of the rights or powers vested in it by this Indenture at the
request or direction of any of the Holders of Securities of any series or any related coupons pursuant to this Indenture, unless such Holders shall have offered to the Trustee reasonable security or indemnity against the costs, expenses and
liabilities which might be incurred by it in compliance with such request or direction; 
 (7) the Trustee shall
not be bound to make any investigation into the facts or matters stated in any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order, bond, debenture, note, coupon or other paper or

  

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document, but the Trustee, in its discretion, may make such further inquiry or investigation into such facts or matters as it may see fit, and, if the Trustee shall determine to make such further
inquiry or investigation, it shall be entitled to examine the books, records and premises of the Company, personally or by agent or attorney; 
 (8) the Trustee may execute any of the trusts or powers hereunder or perform any duties hereunder either directly or by or through agents or attorneys and the Trustee shall not be responsible for any
misconduct or negligence on the part of any agent or attorney appointed with due care by it hereunder; and 
 (9)
the Trustee shall not be liable for any action taken, suffered or omitted by it in good faith and reasonably believed by it to be authorized or within the discretion or rights or powers conferred upon it by this Indenture. 
 The Trustee shall not be required to expend or risk its own funds or otherwise incur any financial liability in the performance of any of
its duties hereunder, or in the exercise of any of its rights or powers, if it shall have reasonable grounds for believing that repayment of such funds or adequate indemnity against such risk or liability is not reasonably assured to it. 

Section 603. Not Responsible for Recitals or Issuance of Securities. 
 The recitals contained herein and in the Securities, except the Trustee’s certificate of authentication, and in any coupons shall be
taken as the statements of the Company, and neither the Trustee nor any Authenticating Agent assumes any responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of this Indenture or of the
Securities or coupons, except that the Trustee represents that it is duly authorized to execute and deliver this Indenture, authenticate the Securities and perform its obligations hereunder. Neither the Trustee nor any Authenticating Agent shall be
accountable for the use or application by the Company of Securities or the proceeds thereof. 
 Section 604. May Hold Securities. 
 The Trustee, any Paying Agent, Security Registrar, Authenticating
Agent or any other agent of the Company, in its individual or any other capacity, may become the owner or pledgee of Securities and coupons and, subject to TIA Sections 310(b) and 311, may otherwise deal with the Company with the same rights it
would have if it were not Trustee, Paying Agent, Security Registrar, Authenticating Agent or such other agent. 
 Section 605. Money Held in Trust. 
 Money held by the Trustee in trust hereunder need not be segregated
from other funds except to the extent required by law. The Trustee shall be under no liability for interest on, or investment of, any money received by it hereunder. 
 Section 606. Compensation and Reimbursement. 
 The Company agrees:

 (1) to pay to the Trustee from time to time reasonable compensation for all services rendered by it hereunder,
including extraordinary services rendered in connection with or during the continuation of a default hereunder (which compensation shall not be limited by any provision of law in regard to the compensation of a trustee of an express trust);

  

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 (2) except as otherwise expressly provided herein, to reimburse each of the
Trustee and any predecessor Trustee upon its request for all reasonable expenses, disbursements and advances incurred or made by it in accordance with any provision of this Indenture (including the reasonable compensation and the expenses and
disbursements of its agents and counsel), except to the extent any such expense, disbursement or advance may be attributable to its negligence or bad faith; and 
 (3) to indemnify each of the Trustee and any predecessor Trustee for, and to hold it harmless against, any loss, liability or
expense, arising out of or in connection with the acceptance or administration of the trust or trusts or the performance of its duties hereunder, including the costs and expenses of defending itself against any claim or liability in connection with
the exercise or performance of any of its powers or duties hereunder except to the extent any such loss, liability or expense may be attributable to its own negligence or bad faith. 
 As security for the performance of the obligations of the Company under this Section, the Trustee shall have a lien prior to the Securities
upon all property and funds held or collected by the Trustee as such, except funds held in trust for the payment of principal of (or premium or Make-Whole Amount, if any) or interest on particular Securities or any coupons. 
 The provisions of this Section shall survive the termination of this Indenture. 
 Section 607. Corporate Trustee Required; Eligibility; Conflicting Interests. 
 There shall at all times be a Trustee hereunder which shall be eligible to act as Trustee under TIA Section 310(a)(1) and shall have a
combined capital and surplus of at least $25,000,000. If such corporation publishes reports of condition at least annually, pursuant to law or the requirements of Federal, State, Territorial or District of Columbia supervising or examining
authority, then for the purposes of this Section, the combined capital and surplus of such corporation shall be deemed to be its combined capital and surplus as set forth in its most recent report of condition so published. If at any time the
Trustee shall cease to be eligible in accordance with the provisions of this Section, it shall resign immediately in the manner and with the effect hereinafter specified in this Article. 
 Section 608. Resignation and Removal; Appointment of Successor. 
 (1) No resignation or removal of the Trustee and no appointment of a successor Trustee pursuant to this Article shall become
effective until the acceptance of appointment by the successor Trustee in accordance with the applicable requirements of Section 609. 
  

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 (2) The Trustee may resign at any time with respect to the Securities of one
or more series by giving written notice thereof to the Company. If an instrument of acceptance by a successor Trustee shall not have been delivered to the Trustee within 30 days after the giving of such notice of resignation, the resigning Trustee
may petition any court of competent jurisdiction for the appointment of a successor Trustee. 
 (3) The Trustee
may be removed at any time with respect to the Securities of any series by Act of the Holders of at least % in principal amount of the Outstanding Securities of such series delivered to the Trustee and to the Company. 
 (4) If at any time: 
 (i) the Trustee shall fail to comply with the provisions of TIA Section 310(b) after written request therefor by the Company or by any Holder of a Security who has been a bona fide Holder of a
Security for at least six months, or 
 (ii) the Trustee shall cease to be eligible under Section 607 and
shall fail to resign after written request therefor by the Company or by any Holder of a Security who has been a bona fide Holder of a Security for at least six months, or 
 (iii) the Trustee shall become incapable of acting or shall be adjudged a bankrupt or insolvent or a receiver of the Trustee
or of its property shall be appointed or any public officer shall take charge or control of the Trustee or of its property or affairs for the purpose of rehabilitation, conservation or liquidation, 
 then, in any such case, (i) the Company by or pursuant to a Board Resolution may remove the Trustee and appoint a successor Trustee with respect to all
Securities, or (ii) subject to TIA Section 315(e), any Holder of a Security who has been a bona fide Holder of a Security for at least six months may, on behalf of himself and all others similarly situated, petition any court of competent
jurisdiction for the removal of the Trustee with respect to all Securities and the appointment of a successor Trustee or Trustees. 
 (5) If the Trustee shall resign, be removed or become incapable of acting, or if a vacancy shall occur in the office of Trustee for any cause with respect to the Securities of one or more series, the
Company, by or pursuant to a Board Resolution, shall promptly appoint a successor Trustee or Trustees with respect to the Securities of that or those series (it being understood that any such successor Trustee may be appointed with respect to the
Securities of one or more or all of such series and that at any time there shall be only one Trustee with respect to the Securities of any particular series). If, within one year after such resignation, removal or incapability, or the occurrence of
such vacancy, a successor Trustee with respect to the Securities of any series shall be appointed by Act of the Holders of at least             % in principal amount of the Outstanding
Securities of such series delivered to the Company and the retiring Trustee, the successor Trustee so appointed shall, forthwith upon its acceptance of such appointment, become the successor Trustee with respect to the Securities of such series and
to that extent supersede the successor Trustee appointed by the Company. If no successor Trustee with respect to the Securities of any series shall have been so appointed by the Company or the Holders of Securities and accepted appointment in the
manner hereinafter provided, any

  

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Holder of a Security who has been a bona fide Holder of a Security of such series for at least six months may, on behalf of himself and all others similarly situated, petition any court of
competent jurisdiction for the appointment of a successor Trustee with respect to Securities of such series. 
 (6) The Company shall give notice of each resignation and each removal of the Trustee with respect to the Securities of any series and each appointment of a successor Trustee with respect to the Securities of any series in the manner
provided for notices to the Holders of Securities in Section 106. Each notice shall include the name of the successor Trustee with respect to the Securities of such series and the address of its Corporate Trust Office. 
 Section 609. Acceptance of Appointment By Successor. 
 (1) In case of the appointment hereunder of a successor Trustee with respect to all Securities, every such successor Trustee
shall execute, acknowledge and deliver to the Company and to the retiring Trustee an instrument accepting such appointment, and thereupon the resignation or removal of the retiring Trustee shall become effective and such successor Trustee, without
any further act, deed or conveyance, shall become vested with all the rights, powers, trusts and duties of the retiring Trustee; but, on request of the Company or the successor Trustee, such retiring Trustee shall, upon payment of its charges,
execute and deliver an instrument transferring to such successor Trustee all the rights, powers and trusts of the retiring Trustee, and shall duly assign, transfer and deliver to such successor Trustee all property and money held by such retiring
Trustee hereunder, subject nevertheless to its claim, if any, provided for in Section 606. 
 (2) In case of
the appointment hereunder of a successor Trustee with respect to the Securities of one or more (but not all) series, the Company, the retiring Trustee and each successor Trustee with respect to the Securities of one or more series shall execute and
deliver an indenture supplemental hereto, pursuant to Article Nine hereof, wherein each successor Trustee shall accept such appointment and which (i) shall contain such provisions as shall be necessary or desirable to transfer and confirm to,
and to vest in, each successor Trustee all the rights, powers, trusts and duties of the retiring Trustee with respect to the Securities of that or those series to which the appointment of such successor Trustee relates, (ii) if the retiring
Trustee is not retiring with respect to all Securities, shall contain such provisions as shall be deemed necessary or desirable to confirm that all the rights, powers, trusts and duties of the retiring Trustee with respect to the Securities of that
or those series as to which the retiring Trustee is not retiring shall continue to be vested in the retiring Trustee, and (iii) shall add to or change any of the provisions of this Indenture as shall be necessary to provide for or facilitate
the administration of the trusts hereunder by more than one Trustee, it being understood that nothing herein or in such supplemental indenture shall constitute such Trustees co-trustees of the same trust and that each such Trustee shall be trustee
of a trust or trusts hereunder separate and apart from any trust or trusts hereunder administered by any other such Trustee; and upon the execution and delivery of such supplemental indenture the resignation or removal of the retiring Trustee shall
become effective to the extent provided therein and each such successor

  

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Trustee, without any further act, deed or conveyance, shall become vested with all the rights, powers, trusts and duties of the retiring Trustee with respect to the Securities of that or those
series to which the appointment of such successor Trustee relates; but, on request of the Company or any successor Trustee, such retiring Trustee shall duly assign, transfer and deliver to such successor Trustee all property and money held by such
retiring Trustee hereunder with respect to the Securities of that or those series to which the appointment of such successor Trustee relates. 
 (3) Upon request of any such successor Trustee, the Company shall execute any and all instruments for more fully and certainly vesting in and confirming to such successor Trustee all such rights, powers
and trusts referred to in paragraph (1) or (2) of this Section, as the case may be. 
 (4) No successor
Trustee shall accept its appointment unless at the time of such acceptance such successor Trustee shall be qualified and eligible under this Article. 
 Section 610. Merger, Conversion, Consolidation or Succession to Business. 
 Any corporation into which the Trustee may be merged or converted or with which it may be consolidated, or any corporation resulting from any merger, conversion or consolidation to which the Trustee shall be a party, or any corporation
succeeding to all or substantially all of the corporate trust business of the Trustee, shall be the successor of the Trustee hereunder, provided such corporation shall be otherwise qualified and eligible under this Article, without the execution or
filing of any paper or any further act on the part of any of the parties hereto. In case any Securities or coupons shall have been authenticated, but not delivered, by the Trustee then in office, any successor by merger, conversion or consolidation
to such authenticating Trustee may adopt such authentication and deliver the Securities or coupons so authenticated with the same effect as if such successor Trustee had itself authenticated such Securities or coupons. In case any Securities or
coupons shall not have been authenticated by such predecessor Trustee, any such successor Trustee may authenticate and deliver such Securities or coupons, in either its own name or that of its predecessor Trustee, with the full force and effect
which this Indenture provides for the certificate of authentication of the Trustee. 
 Section 611. Appointment of
Authenticating Agent. 
 At any time when any of the Securities remain Outstanding, the Trustee may appoint an Authenticating
Agent or Agents with respect to one or more series of Securities which shall be authorized to act on behalf of the Trustee to authenticate Securities of such series issued upon exchange, registration of transfer or partial redemption or repayment
thereof, and Securities so authenticated shall be entitled to the benefits of this Indenture and shall be valid and obligatory for all purposes as if authenticated by the Trustee hereunder. Any such appointment shall be evidenced by an instrument in
writing signed by a Responsible Officer of the Trustee, a copy of which instrument shall be promptly furnished to the Company. Wherever reference is made in this Indenture to the authentication and delivery of Securities by the Trustee or the
Trustee’s certificate of authentication, such reference shall be deemed to include authentication and delivery on behalf of the Trustee by an Authenticating Agent and a certificate of authentication executed

  

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on behalf of the Trustee by an Authenticating Agent. Each Authenticating Agent shall be acceptable to the Company and, except as may otherwise be provided pursuant to Section 301, shall at
all times be a bank or trust company or corporation organized and doing business and in good standing under the laws of the United States of America or of any State or the District of Columbia, authorized under such laws to act as Authenticating
Agent, having a combined capital and surplus of not less than $25,000,000 and subject to supervision or examination by Federal or State authorities. If such Authenticating Agent publishes reports of condition at least annually, pursuant to law or
the requirements of the aforesaid supervising or examining authority, then for the purposes of this Section, the combined capital and surplus of such Authenticating Agent shall be deemed to be its combined capital and surplus as set forth in its
most recent report of condition so published. In case at any time an Authenticating Agent shall cease to be eligible in accordance with the provisions of this Section, such Authenticating Agent shall resign immediately in the manner and with the
effect specified in this Section. 
 Any corporation into which an Authenticating Agent may be merged or converted or with which
it may be consolidated, or any corporation resulting from any merger, conversion or consolidation to which such Authenticating Agent shall be a party, or any corporation succeeding to the corporate agency or corporate trust business of an
Authenticating Agent, shall continue to be an Authenticating Agent, provided such corporation shall be otherwise eligible under this Section, without the execution or filing of any paper or further act on the part of the Trustee or the
Authenticating Agent. 
 An Authenticating Agent for any series of Securities may at any time resign by giving written notice of
resignation to the Trustee for such series and to the Company. The Trustee for any series of Securities may at any time terminate the agency of an Authenticating Agent by giving written notice of termination to such Authenticating Agent and to the
Company. Upon receiving such a notice of resignation or upon such a termination, or in case at any time such Authenticating Agent shall cease to be eligible in accordance with the provisions of this Section, the Trustee for such series may appoint a
successor Authenticating Agent which shall be acceptable to the Company and shall give notice of such appointment to all Holders of Securities of or within the series with respect to which such Authenticating Agent will serve in the manner set forth
in Section 106. Any successor Authenticating Agent upon acceptance of its appointment hereunder shall become vested with all the rights, powers and duties of its predecessor hereunder, with like effect as if originally named as an
Authenticating Agent herein. No successor Authenticating Agent shall be appointed unless eligible under the provisions of this Section. 
 The Company agrees to pay to each Authenticating Agent from time to time reasonable compensation including reimbursement of its reasonable expenses for its services under this Section. 
  

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 If an appointment with respect to one or more series is made pursuant to this Section, the
Securities of such series may have endorsed thereon, in addition to or in lieu of the Trustee’s certificate of authentication, an alternate certificate of authentication substantially in the following form: 
 This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture. 
  

			
	                                       
                                         
, as
	Trustee
		
	By	 	  

		 	  Authenticating Agent
		
	By	 	  

		 	  Authorized Officer

 ARTICLE SEVEN 
 HOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY 
 Section 701. Disclosure of Names and Addresses of Holders. 
 Every Holder of Securities or coupons, by
receiving and holding the same, agrees with the Company and the Trustee that neither the Company nor the Trustee nor any Authenticating Agent nor any Paying Agent nor any Security Registrar shall be held accountable by reason of the disclosure of
any information as to the names and addresses of the Holders of Securities in accordance with TIA Section 312, regardless of the source from which such information was derived, and that the Trustee shall not be held accountable by reason of
mailing any material pursuant to a request made under TIA Section 312(b). 
 Section 702. Reports by Trustee.

 Within 60 days after April 1 of each year commencing with the first April 1 after the first issuance of Securities
pursuant to this Indenture, the Trustee shall transmit by mail to all Holders of Securities as provided in TIA Section 313(c) a brief report dated as of such April 1 if required by TIA Section 313(a). 
 Section 703. Reports by the Company. 
 The Company will: 
 (1) file with the Trustee (within thirty
(30) days after filing with the Commission in the case of reports which pursuant to the TIA must be filed with the Commission and furnished to the Trustee) and transmit to the Holders, such other information, reports and other documents, if
any, at such times and in such manner, as shall be required by the TIA; and 
 (2) notify the Trustee of the
listing of any Securities on any securities exchange. Delivery of such reports, information and documents by the Company to the Trustee is for informational purposes only, and the Trustee’s receipt of such shall not

  

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constitute constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder
(as to which the Trustee is entitled to rely exclusively on Officer’s Certificates). 
 Section 704. Company to
Furnish Trustee Names and Addresses of Holders. 
 The Company will furnish or cause to be furnished to the Trustee: 

(1) semi-annually, not later than 15 days after the Regular Record Date for interest for each series of Securities, a
list, in such form as the Trustee may reasonably require, of the names and addresses of the Holders of Registered Securities of such series as of such Regular Record Date, or if there is no Regular Record Date for interest for such series of
Securities, semi-annually, upon such dates as are set forth in the Board Resolution or indenture supplemental hereto authorizing such series, and 
 (2) at such other times as the Trustee may request in writing, within 30 days after the receipt by the Company of any such request, a list of similar form and content as of a date not more than 15 days
prior to the time such list is furnished, provided, however, that, so long as the Trustee is the Security Registrar, no such list shall be required to be furnished. 
 ARTICLE EIGHT 
 CONSOLIDATION, MERGER, SALE, LEASE OR CONVEYANCE 

 Section 801. Consolidations and Mergers of Company and Sales, Leases and Conveyances Permitted Subject to Certain
Conditions. 
 The Company may consolidate with, or sell, lease or convey all or substantially all of its assets to, or merge
with or into any other Person, provided that in any such case, (i) either the Company shall be the continuing entity, or the successor (if other than the Company) entity shall be a Person organized and existing under the laws of the United
States or a State thereof and such successor entity shall expressly assume the due and punctual payment of the principal of (and premium or Make-Whole Amount, if any) and any interest (including all Additional Amounts, if any, payable pursuant to
Section 1011) on all of the Securities, according to their tenor, and the due and punctual performance and observance of all of the covenants and conditions of this Indenture to be performed by the Company by supplemental indenture, complying
with Article Nine hereof, satisfactory to the Trustee, executed and delivered to the Trustee by such Person and (ii) immediately after giving effect to such transaction and treating any indebtedness which becomes an obligation of the Company or
any Subsidiary as a result thereof as having been incurred by the Company or such Subsidiary at the time of such transaction, no Event of Default, and no event which, after notice or the lapse of time, or both, would become an Event of Default,
shall have occurred and be continuing. 
  

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 Section 802. Rights and Duties of Successor Corporation. 
 In case of any such consolidation, merger, sale, lease or conveyance and upon any such assumption by the successor entity, such successor
entity shall succeed to and be substituted for the Company, with the same effect as if it had been named herein as the party of the first part, and the predecessor entity, except in the event of a lease, shall be relieved of any further obligation
under this Indenture and the Securities. Such successor entity thereupon may cause to be signed, and may issue either in its own name or in the name of the Company, any or all of the Securities issuable hereunder which theretofore shall not have
been signed by the Company and delivered to the Trustee; and, upon the order of such successor entity, instead of the Company, and subject to all the terms, conditions and limitations in this Indenture prescribed, the Trustee shall authenticate and
shall deliver any Securities which previously shall have been signed and delivered by the officers of the Company to the Trustee for authentication, and any Securities which such successor entity thereafter shall cause to be signed and delivered to
the Trustee for that purpose. All the Securities so issued shall in all respects have the same legal rank and benefit under this Indenture as the Securities theretofore or thereafter issued in accordance with the terms of this Indenture as though
all of such Securities had been issued at the date of the execution hereof. 
 In case of any such consolidation, merger, sale,
lease or conveyance, such changes in phraseology and form (but not in substance) may be made in the Securities thereafter to be issued as may be appropriate. 
 Section 803. Officers’ Certificate and Opinion of Counsel. 
 Any
consolidation, merger, sale, lease or conveyance permitted under Section 801 is also subject to the condition that the Trustee receive an Officers’ Certificate and an Opinion of Counsel to the effect that any such consolidation, merger,
sale, lease or conveyance, and the assumption by any successor entity, complies with the provisions of this Article and that all conditions precedent herein provided for relating to such transaction have been complied with. 
 ARTICLE NINE 
 SUPPLEMENTAL INDENTURES 
 Section 901. Supplemental Indentures Without Consent of Holders.

 Without the consent of any Holders of Securities or coupons, the Company, when authorized by or pursuant to a Board
Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental hereto, in form satisfactory to the Trustee, for any of the following purposes: 
 (1) to evidence the succession of another Person to the Company and the assumption by any such successor of the covenants of
the Company herein and in the Securities contained; or 
 (2) to add to the covenants of the Company for the
benefit of the Holders of all or any series of Securities (and, if such covenants are to be for the benefit of less than all series of Securities, stating that such covenants are expressly being included solely for the benefit of such series) or to
surrender any right or power herein conferred upon the Company; or 
  

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 (3) to add any additional Events of Default for the benefit of the Holders
of all or any series of Securities (and if such Events of Default are to be for the benefit of less than all series of Securities, stating that such Events of Default are expressly being included solely for the benefit of such series); provided,
however, that in respect of any such additional Events of Default such supplemental indenture may provide for a particular period of grace after default (which period may be shorter or longer than that allowed in the case of other defaults) or may
provide for an immediate enforcement upon such default or may limit the remedies available to the Trustee upon such default or may limit the right of the Holders of at least % in aggregate principal amount of that or those series of Securities to
which such additional Events of Default apply to waive such default; or 
 (4) to add to or change any of the
provisions of this Indenture to provide that Bearer Securities may be registrable as to principal, to change or eliminate any restrictions on the payment of principal of or any premium, Make-Whole Amount or interest on Bearer Securities, to permit
Bearer Securities to be issued in exchange for Registered Securities, to permit Bearer Securities to be issued in exchange for Bearer Securities of other authorized denominations or to permit or facilitate the issuance of Securities in
uncertificated form, provided that any such action shall not adversely affect the interests of the Holders of Securities of any series or any related coupons in any material respect; or 
 (5) to change or eliminate any of the provisions of this Indenture, provided that any such change or elimination shall become
effective only when there is no Security Outstanding of any series created prior to the execution of such supplemental indenture which is entitled to the benefit of such provision; or 
 (6) to secure the Securities; or 
 (7) to establish the form or terms of Securities of any series and any related coupons as permitted by Sections 201 and 301,
including the provisions and procedures relating to Securities convertible into Capital Stock; or 
 (8) to
evidence and provide for the acceptance of appointment hereunder by a successor Trustee with respect to the Securities of one or more series and to add to or change any of the provisions of this Indenture as shall be necessary to provide for or
facilitate the administration of the trusts hereunder by more than one Trustee; or 
 (9) to cure any ambiguity,
to correct or supplement any provision herein which may be defective or inconsistent with any other provision herein, or to make any other provisions with respect to matters or questions arising under this Indenture which shall not be inconsistent
with the provisions of this Indenture or to make any other changes, provided that in each case, such provisions shall not adversely affect the interests of the Holders of Securities of any series or any related coupons in any material respect; or

  

 52 

 (10) to close this Indenture with respect to the authentication and delivery
of additional series of Securities or to qualify, or maintain qualification of, this Indenture under the TIA; or 
 (11) to supplement any of the provisions of this Indenture to such extent as shall be necessary to permit or facilitate the defeasance and discharge of any series of Securities pursuant to Sections 401, 1402 and 1403; provided in each case
that any such action shall not adversely affect the interests of the Holders of Securities of such series and any related coupons or any other series of Securities in any material respect. 
 Section 902. Supplemental Indentures with Consent of Holders. 
 With the consent of the Holders of at least 25% in principal amount of all Outstanding Securities affected by such supplemental indenture,
by Act of said Holders delivered to the Company and the Trustee, the Company, when authorized by or pursuant to a Board Resolution, and the Trustee may enter into an indenture or indentures supplemental hereto for the purpose of adding any
provisions to or changing in any manner or eliminating any of the provisions of this Indenture or of modifying in any manner the rights of the Holders of Securities and any related coupons under this Indenture; provided, however, that no such
supplemental indenture shall, without the consent of the Holder of each Outstanding Security affected thereby: 
 (1) change the Stated Maturity of the principal of (or premium or Make-Whole Amount, if any, on) or any installment of principal of or interest on, any Security; or reduce the principal amount thereof or the rate or amount of interest
thereon or any Additional Amounts payable in respect thereof, or any premium or Make-Whole Amount payable upon the redemption thereof, or change any obligation of the Company to pay Additional Amounts pursuant to Section 1011 (except as
contemplated by Section 801(i) and permitted by Section 901(A)), or reduce the amount of the principal of an Original Issue Discount Security or Make-Whole Amount, if any, that would be due and payable upon a declaration of acceleration of
the Maturity thereof pursuant to Section 502 or the amount thereof provable in bankruptcy pursuant to Section 504; or adversely affect any right of repayment at the option of the Holder of any Security, or change any Place of Payment
where, or the currency or currencies, currency unit or units or composite currency or currencies in which, the principal of any Security or any premium or Make-Whole Amount or any Additional Amounts payable in respect thereof or the interest thereon
is payable; or impair the right to institute suit for the enforcement of any such payment on or after the Stated Maturity thereof (or, in the case of redemption or repayment at the option of the Holder, on or after the Redemption Date or the
Repayment Date, as the case may be); or 
 (2) reduce the percentage in principal amount of the Outstanding
Securities of any series, the consent of whose Holders is required for any such supplemental indenture, or the consent of whose Holders is required for any waiver with respect to such series (or compliance with certain provisions of this Indenture
or certain defaults hereunder and their consequences) provided for in this Indenture, or reduce the requirements of Section 1504 for quorum or voting; or 
  

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 (3) modify any of the provisions of this Section, Section 513 or
Section 1012, except to increase the required percentage to effect such action or to provide that certain other provisions of this Indenture cannot be modified or waived without the consent of the Holder of each Outstanding Security affected
thereby. 
 It shall not be necessary for any Act of Holders under this Section to approve the particular form of any proposed
supplemental indenture, but it shall be sufficient if such Act shall approve the substance thereof. 
 A supplemental indenture
which changes or eliminates any covenant or other provision of this Indenture which has expressly been included for the benefit of one or more particular series of Securities, or which modifies the rights of the Holders of Securities of such series
with respect to such covenant or other provision, shall be deemed not to affect the rights under this Indenture of the Holders of Securities of any other series. 
 Section 903. Execution of Supplemental Indentures. 
 In executing, or
accepting the additional trusts created by, any supplemental indenture permitted by this Article or the modification thereby of the trusts created by this Indenture, the Trustee shall be entitled to receive, and shall be fully protected in relying
upon, an Opinion of Counsel stating that the execution of such supplemental indenture is authorized or permitted by this Indenture and that all conditions precedent to the execution of such supplemental indenture have been complied with. The Trustee
may, but shall not be obligated to, enter into any such supplemental indenture which affects the Trustee’s own rights, duties or immunities under this Indenture or otherwise. 
 Section 904. Effect of Supplemental Indentures. 
 Upon the execution of any supplemental indenture under this Article, this Indenture shall be modified in accordance therewith, and such supplemental indenture shall form a part of this Indenture for all
purposes; and every Holder of Securities theretofore or thereafter authenticated and delivered hereunder and of any coupon appertaining thereto shall be bound thereby. 
 Section 905. Conformity with Trust Indenture Act. 
 Every supplemental
indenture executed pursuant to this Article shall conform to the requirements of the Trust Indenture Act as then in effect. 
 Section 906. Reference in Securities to Supplemental Indentures. 
 Securities of any series authenticated
and delivered after the execution of any supplemental indenture pursuant to this Article may, and shall, if required by the Trustee, bear a notation in form approved by the Trustee as to any matter provided for in such supplemental indenture. If the
Company shall so determine, new Securities of any series so modified as to conform, in the opinion of the Trustee and the Company, to any such supplemental indenture may be prepared and executed by the Company and authenticated and delivered by the
Trustee in exchange for Outstanding Securities of such series. 
  

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 Section 907. Notice of Supplemental Indentures. 
 Promptly after the execution by the Company and the Trustee of any supplemental indenture pursuant to the provisions of Section 902,
the Company shall give notice thereof to the Holders of each Outstanding Security affected, in the manner provided for in Section 106, setting forth in general terms the substance of such supplemental indenture. 
 ARTICLE TEN 
 COVENANTS 
 Section 1001. Payment of Principal, Premium or Make-Whole Amount, if any, Interest and
Additional Amounts. 
 The Company covenants and agrees for the benefit of the Holders of each series of Securities that it will
duly and punctually pay the principal of (and premium or Make-Whole Amount, if any) and interest on and any Additional Amounts payable in respect of the Securities of that series in accordance with the terms of such series of Securities, any coupons
appertaining thereto and this Indenture. Unless otherwise specified as contemplated by Section 301 with respect to any series of Securities, any interest due on and any Additional Amounts payable in respect of Bearer Securities on or before
Maturity, other than Additional Amounts, if any, payable as provided in Section 1011 in respect of principal of (or premium or Make-Whole Amount, if any, on) such a Security, shall be payable only upon presentation and surrender of the several
coupons for such interest installments as are evidenced thereby as they severally mature. Unless otherwise specified with respect to Securities of any series pursuant to Section 301, at the option of the Company, all payments of principal may
be paid by check to the registered Holder of the Registered Security or other person entitled thereto against surrender of such Security. 
 Section 1002. Maintenance of Office or Agency. 
 If Securities of a
series are issuable only as Registered Securities, the Company shall maintain in each Place of Payment for any series of Securities an office or agency where Securities of that series may be presented or surrendered for payment or conversion, where
Securities of that series may be surrendered for registration of transfer or exchange and where notices and demands to or upon the Company in respect of the Securities of that series and this Indenture may be served. If Securities of a series are
issuable as Bearer Securities, the Company will maintain: (A) in the Borough of Manhattan, The City of New York, an office or agency where any Registered Securities of that series may be presented or surrendered for payment or conversion, where
any Registered Securities of that series may be surrendered for exchange, where notices and demands to or upon the Company in respect of the Securities of that series and this Indenture may be served and where Bearer Securities of that series and
related coupons may be presented or surrendered for payment or conversion in the circumstances described in the following paragraph (and not otherwise); (B) subject to any laws or regulations applicable thereto, in a Place of Payment for that
series which is located outside the United States, an office

  

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or agency where Securities of that series and related coupons may be presented and surrendered for payment (including payment of any Additional Amounts payable on Securities of that series
pursuant to Section 1011) or conversion; provided, however, that if the Securities of that series are listed on the Luxembourg Stock Exchange, The International Stock Exchange or any other stock exchange located outside the United States and
such stock exchange shall so require, the Company will maintain a Paying Agent for the Securities of that series in Luxembourg, London or any other required city located outside the United States, as the case may be, so long as the Securities of
that series are listed in such exchange; and (C) subject to any laws or regulations applicable thereto, in a Place of Payment for that series located outside the United States an office or agency where any Securities of that series may be
surrendered for registration of transfer, where Securities of that series may be surrendered for exchange and where notices and demands to or upon the Company in respect of the Securities of that series and this Indenture may be served. The Company
will give prompt written notice to the Trustee of the location, and any change in the location, of each such office or agency. If at any time the Company shall fail to maintain any such required office or agency or shall fail to furnish the Trustee
with the address thereof, such presentations, surrenders, notices and demands may be made or served at the Corporate Trust Office of the Trustee, except that Bearer Securities of that series and the related coupons may be presented and surrendered
for payment (including payment of any Additional Amounts payable on Bearer Securities of that series pursuant to Section 1011) at the offices specified in the Security, in London, England, and the Company hereby appoints the same as its agent
to receive such respective presentations, surrenders, notices and demands, and the Company hereby appoints the Trustee its agent to receive all such presentations, surrenders, notices and demands. 
 Unless otherwise specified with respect to any Securities pursuant to Section 301, no payment of principal, premium, Make-Whole Amount
or interest on or Additional Amounts in respect of Bearer Securities shall be made at any office or agency of the Company in the United States or by check mailed to any address in the United States or by transfer to an account maintained with a bank
located in the United States; provided, however, that, if the Securities of a series are payable in Dollars, payment of principal of and any premium and interest on any Bearer Security (including any Additional Amounts or Make-Whole Amount payable
on Securities of such series pursuant to Section 1011) shall be made at the office of the Company’s Paying Agent in the Borough of Manhattan, The City of New York, if (but only if) payment in Dollars of the full amount of such principal,
premium, interest, Additional Amounts or Make- Whole Amount, as the case may be, at all offices or agencies outside the United States maintained for the purpose by the Company in accordance with this Indenture, is illegal or effectively precluded by
exchange controls or other similar restrictions. 
 The Company may from time to time designate one or more other offices or
agencies where the Securities of one or more series and related coupons, if any, may be presented or surrendered for any or all of such purposes, and may from time to time rescind such designations; provided, however, that no such designation or
rescission shall in any manner relieve the Company of its obligation to maintain an office or agency in accordance with the requirements set forth above for Securities of any series for such purposes. The Company will give prompt written notice to
the Trustee of any such designation or rescission and of any change in the location of any such other office or agency. Unless otherwise specified with respect to any Securities pursuant to Section 301 with respect to a series of Securities,
the Company hereby designates as Places of Payment for each series of Securities the Corporate Trust Office of the

  

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Trustee and the office or agency of
                                         at
                                , New York, New York
                    , in the Borough of Manhattan, The City of New York, initially appoints the Trustee as a Paying Agent in
                        , and
                         as Paying Agent in the Borough of Manhattan, The City of New York, and appoints each as its agent to
receive all such presentations, surrenders, notices and demands. 
 Unless otherwise specified with respect to any Securities
pursuant to Section 301, if and so long as the Securities of any series (i) are denominated in a Foreign Currency or (ii) may be payable in a Foreign Currency, or so long as it is required under any other provision of the Indenture,
then the Company will maintain with respect to each such series of Securities, or as so required, at least one exchange rate agent. 
 Section 1003. Money for Securities Payments to Be Held in Trust. 
 If the Company shall at any time act as
its own Paying Agent with respect to any series of any Securities and any related coupons, it will, on or before each due date of the principal of (and premium or Make-Whole Amount, if any), or interest on or Additional Amounts in respect of, any of
the Securities of that series, segregate and hold in trust for the benefit of the Persons entitled thereto a sum in the currency or currencies, currency unit or units or composite currency or currencies in which the Securities of such series are
payable (except as otherwise specified pursuant to Section 301 for the Securities of such series) sufficient to pay the principal (and premium or Make-Whole Amount, if any) or interest or Additional Amounts so becoming due until such sums shall
be paid to such Persons or otherwise disposed of as herein provided, and will promptly notify the Trustee of its action or failure so to act. 
 Whenever the Company shall have one or more Paying Agents for any series of Securities and any related coupons, it will, on or before each due date of the principal of (and premium or Make-Whole Amount,
if any), or interest on or Additional Amounts in respect of, any Securities of that series, deposit with a Paying Agent a sum (in the currency or currencies, currency unit or units or composite currency or currencies described in the preceding
paragraph) sufficient to pay the principal (and premium or Make-Whole Amount, if any) or interest or Additional Amounts, so becoming due, such sum to be held in trust for the benefit of the Persons entitled to such principal, premium, Make-Whole
Amount or interest or Additional Amounts and (unless such Paying Agent is the Trustee) the Company will promptly notify the Trustee of its action or failure so to act. 
 The Company will cause each Paying Agent other than the Trustee to execute and deliver to the Trustee an instrument in which such Paying Agent shall agree with the Trustee, subject to the provisions of
this Section, that such Paying Agent will 
 (1) hold all sums held by it for the payment of principal of (and
premium or Make-Whole Amount, if any) or interest on Securities or Additional Amounts in trust for the benefit of the Persons entitled thereto until such sums shall be paid to such Persons or otherwise disposed of as herein provided; 
  

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 (2) give the Trustee notice of any default by the Company (or any other
obligor upon the Securities) in the making of any such payment of principal (and premium or Make-Whole Amount, if any) or interest or Additional Amounts; and 
 (3) at any time during the continuance of any such default upon the written request of the Trustee, forthwith pay to the
Trustee all sums so held in trust by such Paying Agent. 
 The Company may at any time, for the purpose of obtaining the
satisfaction and discharge of this Indenture or for any other purpose, pay, or by Company Order direct any Paying Agent to pay, to the Trustee all sums held in trust by the Company or such Paying Agent, such sums to be held by the Trustee upon the
same trusts as those upon which such sums were held by the Company or such Paying Agent; and, upon such payment by any Paying Agent to the Trustee, such Paying Agent shall be released from all further liability with respect to such sums. 

Except as otherwise provided in the Securities of any series, any money deposited with the Trustee or any Paying Agent, or then held by
the Company, in trust for the payment of the principal of (and premium or Make-Whole Amount, if any) or interest on, or any Additional Amounts in respect of, any Security of any series and remaining unclaimed for two years after such principal (and
premiums or Make-Whole Amount, if any), interest or Additional Amounts has become due and payable shall be paid to the Company upon Company Request or (if then held by the Company) shall be discharged from such trust; and the Holder of such Security
shall thereafter, as an unsecured general creditor, look only to the Company for payment of such principal of (and premium or Make-Whole Amount, if any) or interest on, or any Additional Amounts in respect of, any Security, without interest thereon,
and all liability of the Trustee or such Paying Agent with respect to such trust money, and all liability of the Company as trustee thereof, shall thereupon cease; provided, however, that the Trustee or such Paying Agent, before being required to
make any such repayment, may at the expense of the Company cause to be published once, in an Authorized Newspaper, notice that such money remains unclaimed and that, after a date specified therein, which shall not be less than 30 days from the date
of such publication, any unclaimed balance of such money then remaining will be repaid to the Company. 
 Section 1004.
[Intentionally Reserved.] 
 Section 1005. Existence. 
 Subject to Article Eight, the Company will do or cause to be done all things necessary to preserve and keep in full force and effect the
existence, rights (charter and statutory) and franchises of the Company and its Subsidiaries; provided, however, that the Company shall not be required to preserve any right or franchise if the Board of Directors shall determine that the
preservation thereof is no longer desirable in the conduct of the business of the Company and its Subsidiaries as a whole and that the loss thereof is not disadvantageous in any material respect to the Holders of Securities of any series.

  

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 Section 1006. Maintenance of Properties. 
 The Company will cause all of its properties used or useful in the conduct of its business or the business of any Subsidiary to be
maintained and kept in good condition, repair and working order and supplied with all necessary equipment and will cause to be made all necessary repairs, renewals, replacements, betterments and improvements thereof, all as in the judgment of the
Company may be necessary so that the business carried on in connection therewith may be properly and advantageously conducted at all times; provided, however, that nothing in this Section shall prevent the Company or any Subsidiary from selling or
otherwise disposing of for value its properties in the ordinary course of its business. 
 Section 1007. Insurance.

 The Company will, and will cause each of its Subsidiaries to, keep all of its insurable properties insured against loss or
damage at least equal to their then full insurable value with financially sound and reputable insurance companies. 
 Section 1008. Payment of Taxes and Other Claims. 
 The Company will pay or discharge or cause to be paid
or discharged, before the same shall become delinquent, (1) all taxes, assessments and governmental charges levied or imposed upon it or any Subsidiary or upon the income, profits or property of the Company or any Subsidiary, and (2) all
lawful claims for labor, materials and supplies which, if unpaid, might by law become a lien upon the property of the Company or any Subsidiary; provided, however, that the Company shall not be required to pay or discharge or cause to be paid or
discharged any such tax, assessment, charge or claim whose amount, applicability or validity is being contested in good faith by appropriate proceedings. 
 Section 1009. Provision of Financial Information. 
 Whether or not the
Company is subject to Section 13 or 15(d) of the Exchange Act, the Company will, to the extent permitted under the Exchange Act, file with the Commission the annual reports, quarterly reports and other documents which the Company would have
been required to file with the Commission pursuant to such Section 13 or 15(d) (the “Financial Statements”) if the Company were so subject, such documents to be filed with the Commission on or prior to the respective dates (the
“Required Filing Dates”) by which the Company would have been required so to file such documents if the Company were so subject. 
 Section 1010. Statement as to Compliance. 
 The Company will deliver
to the Trustee within 120 days after the end of each fiscal year, a brief certificate from the principal executive officer, principal financial officer or principal accounting officer as to his or her knowledge of the Company’s compliance with
all conditions and covenants under this Indenture and, in the event of any noncompliance, specifying such noncompliance and the nature and status thereof. For purposes of this Section 1010, such compliance shall be determined without regard to
any period of grace or requirement of notice under this Indenture. 
  

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 Section 1011. Additional Amounts. 
 If any Securities of a series provide for the payment of Additional Amounts, the Company will pay to the Holder of any Security of such
series or any coupon appertaining thereto Additional Amounts as may be specified as contemplated by Section 301. Whenever in this Indenture there is mentioned, in any context except in the case of Section 502(A), the payment of the
principal of or any premium, Make-Whole Amount or interest on, or in respect of, any Security of any series or payment of any related coupon or the net proceeds received on the sale or exchange of any Security of any series, such mention shall be
deemed to include mention of the payment of Additional Amounts provided by the terms of such series established pursuant to Section 301 to the extent that, in such context, Additional Amounts are, were or would be payable in respect thereof
pursuant to such terms and express mention of the payment of Additional Amounts (if applicable) in any provisions hereof shall not be construed as excluding Additional Amounts in those provisions hereof where such express mention is not made.

 Except as otherwise specified as contemplated by Section 301, if the Securities of a series provide for the payment of
Additional Amounts, at least 10 days prior to the first Interest Payment Date with respect to that series of Securities (or if the Securities of that series will not bear interest prior to Maturity, the first day on which a payment of principal and
any premium is made), and at least 10 days prior to each date of payment of principal and any premium or Make-Whole Amount or interest if there has been any change with respect to the matters set forth in the below-mentioned Officers’
Certificate, the Company will furnish the Trustee and the Company’s principal Paying Agent or Paying Agents, if other than the Trustee, with an Officers’ Certificate instructing the Trustee and such Paying Agent or Paying Agents whether
such payment of principal of and any premium or interest on the Securities of that series shall be made to Holders of Securities of that series or any related coupons who are not United States persons without withholding for or on account of any
tax, assessment or other governmental charge described in the Securities of or within the series. If any such withholding shall be required, then such Officers’ Certificate shall specify by country the amount, if any, required to be withheld on
such payments to such Holders of Securities of that series or related coupons and the Company will pay to the Trustee or such Paying Agent the Additional Amounts required by the terms of such Securities. In the event that the Trustee or any Paying
Agent, as the case may be, shall not so receive the above-mentioned certificate, then the Trustee or such Paying Agent shall be entitled (i) to assume that no such withholding or deduction is required with respect to any payment of principal or
interest with respect to any Securities of a series or related coupons until it shall have received a certificate advising otherwise and (ii) to make all payments of principal and interest with respect to the Securities of a series or related
coupons without withholding or deductions until otherwise advised. The Company covenants to indemnify the Trustee and any Paying Agent for, and to hold them harmless against, any loss, liability or expense reasonably incurred without negligence or
bad faith on their part arising out of or in connection with actions taken or omitted by any of them in reliance on any Officers’ Certificate furnished pursuant to this Section or in reliance on the Company’s not furnishing such an
Officers’ Certificate. 
 Section 1012. Waiver of Certain Covenants. 
 The Company may omit in any particular instance to comply with any term, provision or condition set forth in Sections 1005 to 1009,
inclusive, and with any other term, provision or condition with respect to the Securities of any series specified in accordance with Section 301 (except any such term, provision or condition which could not be amended without the consent of all
Holders of

  

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Securities of such series pursuant to Section 902), if before or after the time for such compliance the Holders of at least 25% in principal amount of all outstanding Securities of such
series, by Act of such Holders, either waive such compliance in such instance or generally waive compliance with such covenant or condition, but no such waiver shall extend to or affect such covenant or condition except to the extent so expressly
waived, and, until such waiver shall become effective, the obligations of the Company and the duties of the Trustee in respect of any such term, provision or condition shall remain in full force and effect. 
 ARTICLE ELEVEN 
 REDEMPTION OF SECURITIES 
 Section 1101. Applicability of Article. 
 Securities of any series which are redeemable before their Stated Maturity shall be redeemable in accordance with their terms and (except as
otherwise specified as contemplated by Section 301 for Securities of any series) in accordance with this Article. 
 Section 1102. Election to Redeem; Notice to Trustee. 
 The election of the Company to redeem any
Securities shall be evidenced by or pursuant to a Board Resolution. In case of any redemption at the election of the Company of less than all of the Securities of any series, the Company shall, at least 45 days prior to the giving of the notice of
redemption in Section 1104 (unless a shorter notice shall be satisfactory to the Trustee), notify the Trustee of such Redemption Date and of the principal amount of Securities of such series to be redeemed. In the case of any redemption of
Securities prior to the expiration of any restriction on such redemption provided in the terms of such Securities or elsewhere in this Indenture, the Company shall furnish the Trustee with an Officers’ Certificate evidencing compliance with
such restriction. 
 Section 1103. Selection by Trustee of Securities to Be Redeemed. 
 If less than all the Securities of any series issued on the same day with the same terms are to be redeemed, the particular Securities to be
redeemed shall be selected not more than 60 days prior to the Redemption Date by the Trustee, from the Outstanding Securities of such series issued on such date with the same terms not previously called for redemption, by such method as the Trustee
shall deem fair and appropriate and which may provide for the selection for redemption of portions (equal to the minimum authorized denomination for Securities of that series or any integral multiple thereof) of the principal amount of Securities of
such series of a denomination larger than the minimum authorized denomination for Securities of that series. 
 The Trustee
shall promptly notify the Company and the Security Registrar (if other than itself) in writing of the Securities selected for redemption and, in the case of any Securities selected for partial redemption, the principal amount thereof to be redeemed.

  

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 For all purposes of this Indenture, unless the context otherwise requires, all provisions
relating to the redemption of Securities shall relate, in the case of any Security redeemed or to be redeemed only in part, to the portion of the principal amount of such Security which has been or is to be redeemed. 
 Section 1104. Notice of Redemption. 
 Notice of redemption shall be given in the manner provided in Section 106, not less than 30 days nor more than 60 days prior to the Redemption Date, unless a shorter period is specified by the terms
of such series established pursuant to Section 301, to each Holder of Securities to be redeemed, but failure to give such notice in the manner herein provided to the Holder of any Security designated for redemption as a whole or in part, or any
defect in the notice to any such Holder, shall not affect the validity of the proceedings for the redemption of any other such Security or portion thereof. 
 Any notice that is mailed to the Holders of Registered Securities in the manner herein provided shall be conclusively presumed to have been duly given, whether or not the Holder receives the notice.

 All notices of redemption shall state: 
 (1) the Redemption Date; 
 (2) the Redemption Price, accrued interest to the Redemption Date payable as provided in Section 1106, if any, and Additional Amounts, if any; 
 (3) if less than all Outstanding Securities of any series are to be redeemed, the identification (and, in the case of partial
redemption, the principal amount) of the particular Security or Securities to be redeemed; 
 (4) in case any
Security is to be redeemed in part only, that on and after the Redemption Date, upon surrender of such Security, the holder will receive, without a charge, a new Security or Securities of authorized denominations for the principal amount thereof
remaining unredeemed; 
 (5) that on the Redemption Date the Redemption Price and accrued interest to the
Redemption Date payable as provided in Section 1106, if any, will become due and payable upon each such Security, or the portion thereof, to be redeemed and, if applicable, that interest thereon shall cease to accrue on and after said date;

 (6) the Place or Places of Payment where such Securities, together in the case of Bearer Securities with all
coupons appertaining thereto, if any, maturing after the Redemption Date, are to be surrendered for payment of the Redemption Price and accrued interest, if any, or for conversion; 
 (7) that the redemption is for a sinking fund, if such is the case; 
  

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 (8) that, unless otherwise specified in such notice, Bearer Securities of
any series, if any, surrendered for redemption must be accompanied by all coupons maturing subsequent to the date fixed for redemption or the amount of any such missing coupon or coupons will be deducted from the Redemption Price, unless security or
indemnity satisfactory to the Company, the Trustee for such series and any Paying Agent is furnished; 
 (9) if
Bearer Securities of any series are to be redeemed and any Registered Securities of such series are not to be redeemed, and if such Bearer Securities may be exchanged for Registered Securities not subject to the redemption on this Redemption Date
pursuant to Section 305 or otherwise, the last date, as determined by the Company, on which such exchanges may be made; 
 (10) the CUSIP number of such Security, if any, provided that neither the Company nor the Trustee shall have any responsibility for any such CUSIP number; and 
 (11) if applicable, that a Holder of Securities who desires to convert Securities to be redeemed must satisfy the
requirements for conversion contained in such Securities, the then existing conversion price or rate and the date and time when the option to convert shall expire. 
 Notice of redemption of Securities to be redeemed shall be given by the Company or, at the Company request, by the Trustee in the name and at the expense of the Company. 
 Section 1105. Deposit of Redemption Price. 
 On or prior to any Redemption Date, the Company shall deposit with the Trustee or with a Paying Agent (or, if the Company is acting as its own Paying Agent, which it may not do in the case of a sinking
fund payment under Article Twelve, segregate and hold in trust as provided in Section 1003) an amount of money in the currency or currencies, currency unit or units or composite currency or currencies in which the Securities of such series are
payable (except as otherwise specified pursuant to Section 301 for the Securities of such series) sufficient to pay on the Redemption Date the Redemption Price of, and (except if the Redemption Date shall be an Interest Payment Date) accrued
interest on, all the Securities or portions thereof which are to be redeemed on that date. 
 Section 1106.
Securities Payable on Redemption Date. 
 Notice of redemption having been given as aforesaid, the Securities so to be
redeemed shall, on the Redemption Date, become due and payable at the Redemption Price therein specified in the currency or currencies, currency unit or units or composite currency or currencies in which the Securities of such series are payable
(except as otherwise specified pursuant to Section 301 for the Securities of such series) (together with accrued interest, if any, to the Redemption Date), and from and after such date (unless the Company shall default in the payment of the
Redemption Price and accrued interest) such Securities shall, if the same were interest-bearing, cease to bear interest and the coupons for such interest appertaining to any Bearer Securities so to be redeemed, except to the extent provided below,
shall be void. Upon surrender of any such Security for redemption in accordance with said notice, together with all coupons, if any, appertaining thereto maturing after the Redemption Date, such Security shall be paid by the Company at the

  

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Redemption Price, together with accrued interest, if any, to the Redemption Date; provided, however, that installments of interest on Bearer Securities whose Stated Maturity is on or prior to the
Redemption Date shall be payable only at an office or agency located outside the United States (except as otherwise provided in Section 1002) and, unless otherwise specified as contemplated by Section 301, only upon presentation and
surrender of coupons for such interest; and provided further that except as otherwise provided with respect to Securities convertible into Capital Stock, installments of interest on Registered Securities whose Stated Maturity is on or prior to the
Redemption Date shall be payable to the Holders of such Securities, or one or more Predecessor Securities, registered as such at the close of business on the relevant Record Dates according to their terms and the provisions of Section 307.

 If any Bearer Security surrendered for redemption shall not be accompanied by all appurtenant coupons maturing after the
Redemption Date, such Security may be paid after deducting from the Redemption Price an amount equal to the face amount of all such missing coupons, or the surrender of such missing coupon or coupons may be waived by the Company and the Trustee if
there be furnished to them such security or indemnity as they may require to save each of them and any Paying Agent harmless. If thereafter the Holder of such Security shall surrender to the Trustee or any Paying Agent any such missing coupon in
respect of which a deduction shall have been made from the Redemption Price, such Holder shall be entitled to receive the amount so deducted; provided, however, that interest represented by coupons shall be payable only at an office or agency
located outside the United States (except as otherwise provided in Section 1002) and, unless otherwise specified as contemplated by Section 301, only upon presentation and surrender of those coupons. 
 If any Security called for redemption shall not be so paid upon surrender thereof for redemption, the principal (and premium or Make-Whole
Amount, if any) shall, until paid, bear interest from the Redemption Date at the rate borne by the Security. 
 Section 1107. Securities Redeemed in Part. 
 Any Security which is to be redeemed only in part (pursuant
to the provisions of this Article or of Article Twelve) shall be surrendered at a Place of Payment therefor (with, if the Company or the Trustee so requires, due endorsement by, or a written instrument of transfer in form satisfactory to the Company
and the Trustee duly executed by, the Holder thereof or his attorney duly authorized in writing) and the Company shall execute and the Trustee shall authenticate and deliver to the Holder of such Security without service charge a new Security or
Securities of the same series, of any authorized denomination as requested by such Holder in aggregate principal amount equal to and in exchange for the unredeemed portion of the principal of the Security so surrendered. 
 ARTICLE TWELVE 
 SINKING FUNDS 
 Section 1201. Applicability of Article. 
 The provisions of this Article shall be applicable to any sinking fund for the retirement of Securities of a series except as otherwise
specified as contemplated by Section 301 for Securities of such series. 
  

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 The minimum amount of any sinking fund payment provided for by the terms of Securities of
any series is herein referred to as a “mandatory sinking fund payment,” and any payment in excess of such minimum amount provided for by the terms of such Securities of any series is herein referred to as an “optional sinking fund
payment.” If provided for by the terms of any Securities of any series, the cash amount of any mandatory sinking fund payment may be subject to reduction as provided in Section 1202. Each sinking fund payment shall be applied to the
redemption of Securities of any series as provided for by the terms of Securities of such series. 
 Section 1202.
Satisfaction of Sinking Fund Payments with Securities. 
 The Company may, in satisfaction of all or any part of any
mandatory sinking fund payment with respect to the Securities of a series, (1) deliver Outstanding Securities of such series (other than any previously called for redemption) together in the case of any Bearer Securities of such series with all
matured coupons appertaining thereto and (2) apply as a credit Securities of such series which have been redeemed either at the election of the Company pursuant to the terms of such Securities or through the application of permitted optional
sinking fund payments pursuant to the terms of such Securities, as provided for by the terms of such Securities, or which have otherwise been acquired by the Company; provided that such Securities so delivered or applied as a credit have not been
previously so credited. Such Securities shall be received and credited for such purpose by the Trustee at the applicable Redemption Price specified in such Securities for redemption through operation of the sinking fund and the amount of such
mandatory sinking fund payment shall be reduced accordingly. 
 Section 1203. Redemption of Securities for Sinking
Fund. 
 Not less than 60 days prior to each sinking payment date for Securities of any series, the Company will deliver to the
Trustee an Officers’ Certificate specifying the amount of the next ensuing mandatory sinking fund payment for that series pursuant to the terms of that series, the portion thereof, if any, which is to be satisfied by payment of cash in the
currency or currencies, currency unit or units or composite currency or currencies in which the Securities of such series are payable (except as otherwise specified pursuant to Section 301 for the Securities of such series) and the portion
thereof, if any, which is to be satisfied by delivering and crediting Securities of that series pursuant to Section 1202, and the optional amount, if any, to be added in cash to the next ensuing mandatory sinking fund payment, and will also
deliver to the Trustee any Securities to be so delivered and credited. If such Officers’ Certificate shall specify an optional amount to be added in cash to the next ensuing mandatory sinking fund payment, the Company shall thereupon be
obligated to pay the amount therein specified. Not less than 30 days before each such sinking fund payment date the Trustee shall select the Securities to be redeemed upon such sinking fund payment date in the manner specified in Section 1103
and cause notice of the redemption thereof to be given in the name of and at the expense of the Company in the manner provided in Section 1104. Such notice having been duly given, the redemption of such Securities shall be made upon the terms
and in the manner stated in Sections 1106 and 1107. 
  

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 ARTICLE THIRTEEN 
 REPAYMENT AT THE OPTION OF HOLDERS 
 Section 1301. Applicability of Article. 
 Repayment of Securities of any series before their Stated
Maturity at the option of Holders thereof shall be made in accordance with the terms of such Securities, if any, and (except as otherwise specified by the terms of such series established pursuant to Section 301) in accordance with this
Article. 
 Section 1302. Repayment of Securities. 
 Securities of any series subject to repayment in whole or in part at the option of the Holders thereof will, unless otherwise provided in
the terms of such Securities, be repaid at a price equal to the principal amount thereon, together with interest, if any, thereof accrued to the Repayment Date specified in or pursuant to the terms of such Securities. The Company covenants that on
or before the Repayment Date it will deposit with the Trustee or with a Paying Agent (or, if the Company is acting as its own Paying Agent, segregate and hold in trust as provided in Section 1003) an amount of money in the currency or
currencies, currency unit or units or composite currency or currencies in which the Securities of such series are payable (except as otherwise specified pursuant to Section 301 for the Securities of such series) sufficient to pay the principal
(or, if so provided by the terms of the Securities of any series, a percentage of the principal) of, and (except if the Repayment Date shall be an Interest Payment Date) accrued interest on, all the Securities or portions thereof, as the case may
be, to be repaid on such date. 
 Section 1303. Exercise of Option. 
 Securities of any series subject to repayment at the option of the Holders thereof will contain an “Option to Elect Repayment”
form on the reverse of such Securities. In order for any Security to be repaid at the option of the Holder, the Trustee must receive at the Place of Payment therefor specified in the terms of such Security (or at such other place or places of which
the Company shall from time to time notify the Holders of such Securities) not earlier than 60 days nor later than 30 days prior to the Repayment Date (1) the Security so providing for such repayment together with the “Option to Elect
Repayment” form on the reverse thereof duly completed by the Holder (or by the Holder’s attorney duly authorized in writing) or (2) a telegram, telex, facsimile transmission or a letter from a member of a national securities exchange,
or the National Association of Securities Dealers, Inc. (now known as the Financial Industry Regulatory Authority, Inc.) (“NASD”), or a commercial bank or trust company in the United States setting forth the name of the Holder of the
Security, the principal amount of the Security, the principal amount of the Security to be repaid, the CUSIP number, if any, or a description of the tenor and terms of the Security, a statement that the option to elect repayment is being exercised
thereby and a guarantee that the Security to be repaid, together with the duly completed form entitled “Option to Elect

  

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Repayment” on the reverse of the Security, will be received by the Trustee not later than the fifth Business Day after the date of such telegram, telex, facsimile transmission or letter;
provided, however, that such telegram, telex, facsimile transmission or letter shall only be effective if such Security and form duly completed are received by the Trustee by such fifth Business Day. If less than the entire principal amount of such
Security is to be repaid in accordance with the terms of such Security, the principal amount of such Security to be repaid, in increments of the minimum denomination for Securities of such series, and the denomination or denominations of the
Security or Securities to be issued to the Holder for the portion of the principal amount of such Security surrendered that is not to be repaid, must be specified. The principal amount of any Security providing for repayment at the option of the
Holder thereof may not be repaid in part if, following such repayment, the unpaid principal amount of such Security would be less than the minimum authorized denomination of Securities of or within the series of which such Security to be repaid is a
part. Except as otherwise may be provided by the terms of any Security providing for repayment at the option of the Holder thereof, exercise of the repayment option by the Holder shall be irrevocable unless waived by the Company. 
 Section 1304. When Securities Presented for Repayment Become Due and Payable. 
 If Securities of any series providing for repayment at the option of the Holders thereof shall have been surrendered as provided in this
Article and as provided by or pursuant to the terms of such Securities, such Securities or the portions thereof, as the case may be, to be repaid shall become due and payable and shall be paid by the Company on the Repayment Date therein specified,
and on and after such Repayment Date (unless the Company shall default in the payment of such Securities on such Repayment Date) such Securities shall, if the same were interest-bearing, cease to bear interest and the coupons for such interest
appertaining to any Bearer Securities so to be repaid, except to the extent provided below, shall be void. Upon surrender of any such Security for repayment in accordance with such provisions, together with all coupons, if any, appertaining thereto
maturing after the Repayment Date, the principal amount of such security so to be repaid shall be paid by the Company, together with accrued interest, if any, to the Repayment Date; provided, however, that coupons whose Stated Maturity is on or
prior to the Repayment Date shall be payable only at an office or agency located outside the United States (except as otherwise provided in Section 1002) and, unless otherwise specified pursuant to Section 301, only upon presentation and
surrender of such coupons; and provided further that, in the case of Registered Securities, installments of interest, if any, whose Stated Maturity is on or prior to the Repayment Date shall be payable (but without interest thereon, unless the
Company shall default in the payment thereof) to the Holders of such Securities, or one or more Predecessor Securities, registered as such at the close of business on the relevant Record Dates according to their terms and the provisions of
Section 307. 
 If any Bearer Security surrendered for repayment shall not be accompanied by all appurtenant coupons
maturing after the Repayment Date, such Security may be paid after deducting from the amount payable therefor as provided in Section 1302 an amount equal to the face amount of all such missing coupons, or the surrender of such missing coupon or
coupons may be waived by the Company and the Trustee if there be furnished to them such security or indemnity as they may require to save each of them and any Paying Agent harmless. If thereafter the Holder of such Security shall surrender to the
Trustee or any Paying Agent any such missing

  

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coupon in respect of which a deduction shall have been made as provided in the preceding sentence, such Holder shall be entitled to receive the amount so deducted; provided, however, that
interest represented by coupons shall be payable only at an office or agency located outside the United States (except as otherwise provided in Section 1002) and, unless otherwise specified as contemplated by Section 301, only upon
presentation and surrender of those coupons. 
 If the principal amount of any Security surrendered for repayment shall not be
so repaid upon surrender thereof, such principal amount (together with interest, if any, thereon accrued to such Repayment Date) shall, until paid, bear interest from the Repayment Date at the rate of interest or Yield to Maturity (in the case of
Original Issue Discount Securities) set forth in such Security. 
 Section 1305. Securities Repaid in Part.

 Upon surrender of any Registered Security which is to be repaid in part only, the Company shall execute and the Trustee shall
authenticate and deliver to the Holder of such Security, without service charge and at the expense of the Company, a new Registered Security or Securities of the same series, of any authorized denomination specified by the Holder, in an aggregate
principal amount equal to and in exchange for the portion of the principal of such Security so surrendered which is not to be repaid. 
 ARTICLE FOURTEEN 
 DEFEASANCE AND COVENANT DEFEASANCE 
 Section 1401. Applicability of Article; Company’s Option to Effect Defeasance or Covenant Defeasance. 
 If, pursuant to Section 301, provision is made for either or both of (a) defeasance of the Securities of or within a series under
Section 1402 or (b) covenant defeasance of the Securities of or within a series under Section 1403 to be applicable to the Securities of any series, then the provisions of such Section or Sections, as the case may be, together with
the other provisions of this Article (with such modifications thereto as may be specified pursuant to Section 301 with respect to any Securities), shall be applicable to such Securities and any coupons appertaining thereto, and the Company may
at its option by Board Resolution, at any time, with respect to such Securities and any coupons appertaining thereto, elect to defease such Outstanding Securities and any coupons appertaining thereto pursuant to Section 1402 (if applicable) or
Section 1403 (if applicable) upon compliance with the conditions set forth below in this Article. 
 Section 1402.
Defeasance and Discharge. 
 Upon the Company’s exercise of the above option applicable to this Section with respect to
any Securities of or within a series, the Company shall be deemed to have been discharged from its obligations with respect to such Outstanding Securities and any coupons appertaining thereto on the date the conditions set forth in Section 1404
are satisfied (hereinafter, “defeasance”). For this purpose, such defeasance means that the Company shall be deemed to have paid and discharged the entire indebtedness represented by such Outstanding Securities and any coupons appertaining
thereto, which shall thereafter be deemed to be “Outstanding” only for

  

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the purposes of Section 1405 and the other Sections of this Indenture referred to in clauses (A) and (B) below, and to have satisfied all of its other obligations under such
Securities and any coupons appertaining thereto and this Indenture insofar as such Securities and any coupons appertaining thereto are concerned (and the Trustee, at the expense of the Company, shall execute proper instruments acknowledging the
same), except for the following which shall survive until otherwise terminated or discharged hereunder: (A) the rights of Holders of such Outstanding Securities and any coupons appertaining thereto to receive, solely from the trust fund
described in Section 1404 and as more fully set forth in such Section, payments in respect of the principal of (and premium or Make-Whole Amount, if any) and interest, if any, on such Securities and any coupons appertaining thereto when such
payments are due, (B) the Company’s obligations with respect to such Securities under Sections 305, 306, 1002 and 1003 and with respect to the payment of Additional Amounts, if any, on such Securities as contemplated by Section 1011,
(C) the rights, powers, trusts, duties and immunities of the Trustee hereunder and (D) this Article. Subject to compliance with this Article Fourteen, the Company may exercise its option under this Section notwithstanding the prior
exercise of its option under Section 1403 with respect to such Securities and any coupons appertaining thereto. 
 Section 1403. Covenant Defeasance. 
 Upon the Company’s exercise of the above option applicable to
this Section with respect to any Securities of or within a series, the Company shall be released from its obligations under Sections 1004 to 1009, inclusive, and, if specified pursuant to Section 301, its obligations under any other covenant,
with respect to such Outstanding Securities and any coupons appertaining thereto on and after the date the conditions set forth in Section 1404 are satisfied (hereinafter, “covenant defeasance”), and such Securities and any coupons
appertaining thereto shall thereafter be deemed to be not “Outstanding” for the purposes of any direction, waiver, consent or declaration or Act of Holders (and the consequences of any thereof) in connection with Sections 1004 to 1009,
inclusive, or such other covenant, but shall continue to be deemed “Outstanding” for all other purposes hereunder. For this purpose, such covenant defeasance means that, with respect to such Outstanding Securities and any coupons
appertaining thereto, the Company may omit to comply with and shall have no liability in respect of any term, condition or limitation set forth in any such Section or such other covenant, whether directly or indirectly, by reason of any reference
elsewhere herein to any such Section or such other covenant or by reason of reference in any such Section or such other covenant to any other provision herein or in any other document and such omission to comply shall not constitute a default or an
Event of Default under Section 501(D) or 501(I) or otherwise, as the case may be, but, except as specified above, the remainder of this Indenture and such Securities and any coupons appertaining thereto shall be unaffected thereby. 

Section 1404. Conditions to Defeasance or Covenant Defeasance. 
 The following shall be the conditions to application of Section 1402 or Section 1403 to any Outstanding Securities of or within a
series and any coupons appertaining thereto: 
 (1) The Company shall irrevocably have deposited or caused to be
deposited with the Trustee (or another trustee satisfying the requirements of Section 607 who shall agree to comply with the provisions of this Article Fourteen applicable to it) as trust

  

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funds in trust for the purpose of making the following payments, specifically pledged as security for, and dedicated solely to, the benefit of the Holders of such Securities and any coupons
appertaining thereto, (1) an amount in such currency, currencies or currency unit in which such Securities and any coupons appertaining thereto are then specified as payable at Stated Maturity, or (2) Government Obligations applicable to
such Securities and coupons appertaining thereto (determined on the basis of the currency, currencies or currency unit in which such Securities and coupons appertaining thereto are then specified as payable at Stated Maturity) which through the
scheduled payment of principal and interest in respect thereof in accordance with their terms will provide, not later than one day before the due date of any payment of principal of (and premium or Make-Whole Amount, if any) and interest, if any, on
such Securities and any coupons appertaining thereto, money in an amount, or (3) a combination thereof in an amount, sufficient, without consideration of any reinvestment of such principal and interest, in the opinion of a nationally recognized
firm of independent public accountants expressed in a written certification thereof delivered to the Trustee, to pay and discharge, and which shall be applied by the Trustee (or other qualifying trustee) to pay and discharge, (i) the principal
of (and premium or Make-Whole Amount, if any) and interest, if any, on such Outstanding Securities and any coupons appertaining thereto on the Stated Maturity of such principal or installment of principal or interest and (ii) any mandatory
sinking fund payments or analogous payments applicable to such Outstanding Securities and any coupons appertaining thereto on the day on which such payments are due and payable in accordance with the terms of this Indenture and of such Securities
and any coupons appertaining thereto; provided, that the Trustee shall have been irrevocably instructed to apply such money or the proceeds of such Government Obligations to said payments with respect to such Securities. Before such a deposit, the
Company may give to the Trustee, in accordance with Section 1102 hereof, a notice of its election to redeem all or any portion of such Outstanding Securities at a future date in accordance with the terms of the Securities of such series and
Article Eleven hereof, which notice shall be irrevocable. Such irrevocable redemption notice, if given, shall be given effect in applying the foregoing. 
 (2) Such defeasance or covenant defeasance shall not result in a breach or violation of, or constitute a default under, this Indenture or any other material agreement or instrument to which the Company is
a party or by which it is bound (and shall not cause the Trustee to have a conflicting interest pursuant to Section 310(b) of the TIA with respect to any Security of the Company). 
 (3) No Event of Default or event which with notice or lapse of time or both would become an Event of Default with respect to
such Securities and any coupons appertaining thereto shall have occurred and be continuing on the date of such deposit or, insofar as Sections 501(7) and 501(8) are concerned, at any time during the period ending on the 91st day after the date of
such deposit (it being understood that this condition shall not be deemed satisfied until the expiration of such period). 
 (4) In the case of an election under Section 1402, the Company shall have delivered to the Trustee an Opinion of Counsel stating that (i) the Company has received from, or there has been
published by, the Internal Revenue Service a ruling, or (ii) since the date of execution of this Indenture, there has been a change in the applicable Federal income tax law, in either case to

  

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the effect that, and based thereon such opinion shall confirm that, the Holders of such Outstanding Securities and any coupons appertaining thereto will not recognize income, gain or loss for
Federal income tax purposes as a result of such defeasance and will be subject to Federal income tax on the same amounts, in the same manner and at the same times as would have been the case if such defeasance had not occurred. 
 (5) In the case of an election under Section 1403, the Company shall have delivered to the Trustee an Opinion of Counsel
to the effect that the Holders of such Outstanding Securities and any coupons appertaining thereto will not recognize income, gain or loss for Federal income tax purposes as a result of such covenant defeasance and will be subject to Federal income
tax on the same amounts, in the same manner and at the same times as would have been the case if such covenant defeasance had not occurred. 
 (6) The Company shall have delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel, each stating that all conditions precedent to the defeasance under Section 1402 or the
covenant defeasance under Section 1403 (as the case may be) have been complied with and an Opinion of Counsel to the effect that either (i) as a result of a deposit pursuant to subsection (A) above and the related exercise of the
Company’s option under Section 1402 or Section 1403 (as the case may be) registration is not required under the Investment Company Act of 1940, as amended, by the Company, with respect to the trust funds representing such deposit or
by the Trustee for such trust funds or (ii) all necessary registrations under said Act have been effected. 
 (7) After the 91st day following the deposit, the trust funds will not be subject to the effect of any applicable bankruptcy, insolvency, reorganization or similar laws affecting creditors’ rights generally. 
 (8) Notwithstanding any other provisions of this Section, such defeasance or covenant defeasance shall be effected in
compliance with any additional or substitute terms, conditions or limitations which may be imposed on the Company in connection therewith pursuant to Section 301. 
 Section 1405. Deposited Money and Government Obligations to Be Held in Trust; Other Miscellaneous Provisions. 
 Subject to the provisions of the last paragraph of Section 1003, all money and Government Obligations (or other property as may be provided pursuant to Section 301) (including the proceeds
thereof) deposited with the Trustee (or other qualifying trustee, collectively for purposes of this Section 1405, the “Trustee”) pursuant to Section 1404 in respect of any Outstanding Securities of any series and any coupons
appertaining thereto shall be held in trust and applied by the Trustee, in accordance with the provisions of such Securities and any coupons appertaining thereto and this Indenture, to the payment, either directly or through any Paying Agent
(including the Company acting as its own Paying Agent) as the Trustee may determine, to the Holders of such Securities and any coupons appertaining thereto of all sums due and to become due thereon in respect of principal (and premium or Make-Whole
Amount, if any) and interest and Additional Amounts, if any, but such money need not be segregated from other funds except to the extent required by law. 
  

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 Unless otherwise specified with respect to any Security pursuant to Section 301, if,
after a deposit referred to in Section 1404(A) has been made, (a) the Holder of a Security in respect of which such deposit was made is entitled to, and does, elect pursuant to Section 301 or the terms of such Security to receive
payment in a currency or currency unit other than that in which the deposit pursuant to Section 1404(A) has been made in respect of such Security, or (b) a Conversion Event occurs in respect of the currency or currency unit in which the
deposit pursuant to Section 1404(A) has been made, the indebtedness represented by such Security and any coupons appertaining thereto shall be deemed to have been, and will be, fully discharged and satisfied through the payment of the principal
of (and premium or Make-Whole Amount, if any), and interest, if any, on such Security as the same becomes due out of the proceeds yielded by converting (from time to time as specified below in the case of any such election) the amount or other
property deposited in respect of such Security into the currency or currency unit in which such Security becomes payable as a result of such election or Conversion Event based on the applicable market exchange rate for such currency or currency unit
in effect on the second Business Day prior to each payment date, except, with respect to a Conversion Event, for such currency or currency unit in effect (as nearly as feasible) at the time of the Conversion Event. 
 The Company shall pay and indemnify the Trustee against any tax, fee or other charge imposed on or assessed against the Government
Obligations deposited pursuant to Section 1404 or the principal and interest received in respect thereof other than any such tax, fee or other charge which by law is for the account of the Holders of such Outstanding Securities and any coupons
appertaining thereto. 
 Anything in this Article to the contrary notwithstanding, the Trustee shall deliver or pay to the
Company from time to time upon Company Request any money or Government Obligations (or other property and any proceeds therefrom) held by it as provided in Section 1404 which, in the opinion of a nationally recognized firm of independent public
accountants expressed in a written certification thereof delivered to the Trustee, are in excess of the amount thereof which would then be required to be deposited to effect a defeasance or covenant defeasance, as applicable, in accordance with this
Article. 
 ARTICLE FIFTEEN 
 MEETINGS OF HOLDERS OF SECURITIES 
 Section 1501. Purposes for
Which Meetings May Be Called. 
 A meeting of Holders of Securities of any series may be called at any time and from time to
time pursuant to this Article to make, give or take any request, demand, authorization, direction, notice, consent, waiver or other action provided by this Indenture to be made, given or taken by Holders of Securities of such series. 
  

 72 

 Section 1502. Call, Notice and Place of Meetings. 
 (1) The Trustee may at any time call a meeting of Holders of Securities of any series for any purpose specified in
Section 1501, to be held at such time and at such place in the Borough of Manhattan, The City of New York or in London as the Trustee shall determine. Notice of every meeting of Holders of Securities of any series, setting forth the time and
the place of such meeting and in general terms the action proposed to be taken at such meeting, shall be given, in the manner provided in Section 106, not less than 21 nor more than 180 days prior to the date fixed for the meeting. 

(2) In case at any time the Company, pursuant to a Board Resolution, or the Holders of at least % in principal amount of
the Outstanding Securities of any series shall have requested the Trustee to call a meeting of the Holders of Securities of such series for any purpose specified in Section 1501, by written request setting forth in reasonable detail the action
proposed to be taken at the meeting, and the Trustee shall not have made the first publication of the notice of such meeting within 21 days after receipt of such request or shall not thereafter proceed to cause the meeting to be held as provided
herein, then the Company or the Holders of Securities of such series in the amount above specified, as the case may be, may determine the time and the place in the Borough of Manhattan, The City of New York, or in London for such meeting and may
call such meeting for such purposes by giving notice thereof as provided in subsection (A) of this Section. 
 Section 1503. Persons Entitled to Vote at Meetings. 
 To be entitled to vote at any meeting of Holders of
Securities of any series, a Person shall be (1) a Holder of one or more Outstanding Securities of such series, or (2) a Person appointed by an instrument in writing as proxy for a Holder or Holders of one or more Outstanding Securities of
such series by such Holder or Holders. The only Persons who shall be entitled to be present or to speak at any meeting of Holders of Securities of any series shall be the Persons entitled to vote at such meeting and their counsel, any
representatives of the Trustee and its counsel and any representatives of the Company and its counsel. 
 Section 1504.
Quorum; Action. 
 The Persons entitled to vote a majority in principal amount of the Outstanding Securities of a series
shall constitute a quorum for a meeting of Holders of Securities of such series; provided, however, that if any action is to be taken at such meeting with respect to a consent or waiver which this Indenture expressly provides may be given by the
Holders of not less than a specified percentage in principal amount of the Outstanding Securities of a series, the Persons entitled to vote such specified percentage in principal amount of the Outstanding Securities of such series shall constitute a
quorum. In the absence of a quorum within 30 minutes after the time appointed for any such meeting, the meeting shall, if convened at the request of Holders of Securities of such series, be dissolved. In any other case the meeting may be adjourned
for a period of not less than 10 days as determined by the chairman of the meeting prior to the adjournment of such meeting. In the absence of a quorum at any such adjourned meeting, such adjourned meeting may be further adjourned for a period of
not less than 10 days as determined by the chairman of the meeting prior to the adjournment of such adjourned meeting. Notice of the reconvening of any adjourned meeting shall be given as provided in Section 1502(A), except that

  

 73 

 
such notice need be given only once not less than five days prior to the date on which the meeting is scheduled to be reconvened. Notice of the reconvening of any adjourned meeting shall state
expressly the percentage, as provided above, of the principal amount of the Outstanding Securities of such series which shall constitute a quorum. 
 Except as limited by the proviso to Section 902, any resolution presented to a meeting or adjourned meeting duly reconvened at which a quorum is present as aforesaid may be adopted by the affirmative
vote of the Holders of a majority in principal amount of the Outstanding Securities of that series; provided, however, that, except as limited by the proviso to Section 902, any resolution with respect to any request, demand, authorization,
direction, notice, consent, waiver or other action which this Indenture expressly provides may be made, given or taken by the Holders of a specified percentage, which is less than a majority, in principal amount of the Outstanding Securities of a
series may be adopted at a meeting or an adjourned meeting duly reconvened and at which a quorum is present as aforesaid by the affirmative vote of the Holders of such specified percentage in principal amount of the Outstanding Securities of that
series. 
 Any resolution passed or decision taken at any meeting of Holders of Securities of any series duly held in accordance
with this Section shall be binding on all the Holders of Securities of such series and the related coupons, whether or not present or represented at the meeting. 
 Notwithstanding the foregoing provisions of this Section 1504, if any action is to be taken at a meeting of Holders of Securities of any series with respect to any request, demand, authorization,
direction, notice, consent, waiver or other action that this Indenture expressly provides may be made, given or taken by the Holders of a specified percentage in principal amount of all Outstanding Securities affected thereby, or of the Holders of
such series and one or more additional series; 
 (1) there shall be no minimum quorum requirement for such
meeting; and 
 (2) the principal amount of the Outstanding Securities of such series that vote in favor of such
request, demand, authorization, direction, notice, consent, waiver or other action shall be taken into account in determining whether such request, demand, authorization, direction, notice, consent, waiver or other action has been made, given or
taken under this Indenture. 
 Section 1505. Determination of Voting Rights; Conduct and Adjournment of Meetings.

 (1) Notwithstanding any provisions of this Indenture, the Trustee may make such reasonable regulations as it
may deem advisable for any meeting of Holders of Securities of a series in regard to proof of the holding of Securities of such series and of the appointment of proxies and in regard to the appointment and duties of inspectors of votes, the
submission and examination of proxies, certificates and other evidence of the right to vote, and such other matters concerning the conduct of the meeting as it shall deem appropriate. Except as otherwise permitted or required by any such
regulations, the holding of Securities shall be proved in the manner specified in Section 104 and the appointment of any proxy shall be proved in the manner specified in Section 104 or by having the signature of the Person executing the
proxy witnessed or guaranteed by any trust company, bank or

  

 74 

 
banker authorized by Section 104 to certify to the holding of Bearer Securities. Such regulations may provide that written instruments appointing proxies, regular on their face, may be
presumed valid and genuine without the proof specified in Section 104 or other proof. 
 (2) (b) The
Trustee shall, by an instrument in writing, appoint a temporary chairman of the meeting, unless the meeting shall have been called by the Company or by Holders of Securities as provided in Section 1502(B), in which case the Company or the
Holders of Securities of or within the series calling the meeting, as the case may be, shall in like manner appoint a temporary chairman. A permanent chairman and a permanent secretary of the meeting shall be elected by vote of the Persons entitled
to vote a majority in principal amount of the Outstanding Securities of such series represented at the meeting. 
 (3) At any meeting each Holder of a Security of such series or proxy shall be entitled to one vote for each $1,000 principal amount of the Outstanding Securities of such series held or represented by him; provided, however, that no vote
shall be cast or counted at any meeting in respect of any Security challenged as not Outstanding and ruled by the chairman of the meeting to be not Outstanding. The chairman of the meeting shall have no right to vote, except as a Holder of a
Security of such series or proxy. 
 (4) Any meeting of Holders of Securities of any series duly called pursuant
to Section 1502 at which a quorum is present may be adjourned from time to time by Persons entitled to vote a majority in principal amount of the Outstanding Securities of such series represented at the meeting, and the meeting may be held as
so adjourned without further notice. 
 Section 1506. Counting Votes and Recording Action of Meetings. 

The vote upon any resolution submitted to any meeting of Holders of Securities of any series shall be by written ballots on which shall
be subscribed the signatures of the Holders of Securities of such series or of their representatives by proxy and the principal amounts and serial numbers of the Outstanding Securities of such series held or represented by them. The permanent
chairman of the meeting shall appoint two inspectors of votes who shall count all votes cast at the meeting for or against any resolution and who shall make and file with the secretary of the meeting their verified written reports in duplicate of
all votes cast at the meeting. A record, at least in duplicate, of the proceedings of each meeting of Holders of Securities of any series shall be prepared by the secretary of the meeting and there shall be attached to said record the original
reports of the inspectors of votes on any vote by ballot taken thereat and affidavits by one or more persons having knowledge of the fact, setting forth a copy of the notice of the meeting and showing that said notice was given as provided in
Section 1502 and, if applicable, Section 1504. Each copy shall be signed and verified by the affidavits of the permanent chairman and secretary of the meeting and one such copy shall be delivered to the Company and another to the Trustee
to be preserved by the Trustee, the latter to have attached thereto the ballots voted at the meeting. Any record so signed and verified shall be conclusive evidence of the matters therein stated. 
  

 75 

 Section 1507. Evidence of Action Taken by Holders. 
 Any request, demand, authorization, direction, notice, consent, waiver or other action provided by this Indenture to be given or taken by a
specified percentage in principal amount of the Holders of any or all series may be embodied in and evidenced by one or more instruments of substantially similar tenor signed by such specified percentage of Holders in person or by agent duly
appointed in writing; and, except as herein otherwise expressly provided, such action shall become effective when such instrument or instruments are delivered to the Trustee. Proof of execution of any instrument or of a writing appointing any such
agent shall be sufficient for any purpose of this Indenture and (subject to Article Six) conclusive in favor of the Trustee and the Company, if made in the manner provided in this Article. 
 Section 1508. Proof of Execution of Instruments. 
 Subject to Article Six, the execution of any instrument by a Holder or his agent or proxy may be proved in accordance with such reasonable rules and regulations as may be prescribed by the Trustee or in
such manner as shall be satisfactory to the Trustee. 
 *  *  *  *  * 
 This Indenture may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all such
counterparts shall together constitute but one and the same Indenture. 
 IN WITNESS WHEREOF, the parties hereto have caused
this Indenture to be duly executed by their respective officers hereunto duly authorized, all as of the day and year first above written. 
  

			
	BJ’S RESTAURANTS, INC.
		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	  

	as Trustee
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 STATE OF CALIFORNIA 
 CITY OF HUNTINGTON BEACH 
 The foregoing instrument was acknowledged before me in
the City of Huntington Beach, State of California, by
                                        ,
                                         
       BJ’s Restaurants, Inc., a California corporation, on behalf of the corporation. 
  

 76 

 My commission expires
                                . 
  

	
	  

	Notary Public

			
	STATE OF	 	  

			
		
	CITY/COUNTY OF	 	  

 The foregoing instrument was acknowledged before me in the City/County of
                                        , State
of                                         , by
                                        , of
                                        , a
                                        
corporation, on behalf of the corporation. 
 My commission expires
                                . 
  

	
	  

	Notary Public

  

 77 

 EXHIBIT A 
 FORMS OF CERTIFICATION 
  

 A-1 

 EXHIBIT A-1 
 FORM OF CERTIFICATE TO BE GIVEN BY PERSON ENTITLED 
 TO RECEIVE BEARER SECURITY OR TO OBTAIN INTEREST 
 PAYABLE PRIOR TO THE EXCHANGE DATE 
 CERTIFICATE 
 [Insert title or sufficient description of Securities to be delivered] 
 This is to certify that, as of the
date hereof, and except as set forth below, the above-captioned Securities held by you for our account (i) are owned by person(s) that are not citizens or residents of the United States, domestic partnerships, domestic corporations or any
estate or trust the income of which is subject to United States federal income taxation regardless of its source (“United States person(s)”), (ii) are owned by United States person(s) that are (a) foreign branches of United
States financial institutions (financial institutions, as defined in United States Treasury Regulations Section 1.165-12(c)(1)(v) are herein referred to as “financial institutions”) purchasing for their own account or for resale, or
(b) United States person(s) who acquired the Securities through foreign branches of United States financial institutions and who hold the Securities through such United States financial institutions on the date hereof (and in either case
(a) or (b), each such United States financial institution hereby agrees, on its own behalf or through its agent, that you may advise Trust Company of America or its agent that such financial institution will provide a certificate within a
reasonable time stating that it agrees to comply with the requirements of Section 165(j)(3)(A), (B) or (C) of the United States Internal Revenue Code of 1986, as amended, and the regulations thereunder), or (iii) are owned by a
financial institution for purposes of resale during the restricted period (as defined in United States Treasury Regulations Section 1.163-5(c)(2)(i)(D)(7)), and, such financial institution described in clause (iii) above (whether or not
also described in clause (i) or (ii)), certifies that it has not acquired the Securities for purposes of resale directly or indirectly to a United States person or to a person within the United States or its possessions. 
 As used herein, “United States” means the United States of America (including the States and the District of Columbia); and its
“possessions” include Puerto Rico, the U.S. Virgin Islands, Guam, American Samoa, Wake Island and the Northern Mariana Islands. 
 We undertake to advise you promptly by tested telex on or prior to the date on which you intend to submit your certification relating to the above-captioned Securities held by you for our account in
accordance with your Operating Procedures if any applicable statement herein is not correct on such date, and in the absence of any such notification it may be assumed that this certification applies as of such date. 
 This certificate excepts and does not related to [U.S.$]
                     of such interest in the above-captioned Securities in respect of which we are not able to certify and as to which we understand
an exchange for an interest in a Permanent Global Security or an exchange for and delivery of definitive Securities (or, if relevant, collection of any interest) cannot be made until we do so certify. 
  

 A-1 (1) 

 We understand that this certificate may be required in connection with certain tax
legislation in the United States. If administrative or legal proceedings are commenced or threatened in connection with which this certificate is or would be relevant, we irrevocably authorize you to produce this certificate or a copy thereof to any
interested party in such proceedings. 
 Dated:
                    , 20          
 [To be dated no earlier than the 15th day prior 
 to the earlier of (i) the Exchange Date or 
 (ii) the relevant Interest Payment Date occurring 
 prior to the Exchange Date, as applicable] 
  

	
	[Name of Person Making Certification]
	
	  

	(Authorized Signator)
	Name
	Title:

  

 A-1 (2) 

 EXHIBIT A-2 
 FORM OF CERTIFICATE TO BE GIVEN BY EUROCLEAR 
 AND CEDEL S.A. IN CONNECTION WITH THE
EXCHANGE OF 
 A PORTION OF A TEMPORARY GLOBAL SECURITY OR TO 
 OBTAIN INTEREST PAYABLE PRIOR TO THE EXCHANGE DATE 
 CERTIFICATE 
 [Insert title or sufficient description of Securities to be delivered] 
 This is to certify that, based solely on written certifications that we have received in writing, by tested telex or by electronic
transmission from each of the persons appearing in our records as persons entitled to a portion of the principal amount set forth below (our “Member Organizations”) substantially in the form attached hereto, as of the date hereof, [U.S.$]
                     principal amount of the above-captioned Securities (i) is owned by person(s) that are not citizens or residents of the
United States, domestic partnerships, domestic corporations or any estate or trust the income of which is subject to United States Federal income taxation regardless of its source (“United States person(s)”), (ii) is owned by United
States person(s) that are (a) foreign branches of United States financial institutions (financial institutions, as defined in United States Treasury Regulations Section 1.165-12(c)(1)(v) are herein referred to as “financial
institutions”) purchasing for their own account or for resale, or (b) United States person(s) who acquired the Securities through foreign branches of United States financial institutions and who hold the Securities through such United
States financial institutions on the date hereof (and in either case (a) or (b), each such financial institution has agreed, on its own behalf or through its agent, that we may advise Trust Company of America or its agent that such financial
institution will provide a certificate within a reasonable time stating that it agrees to comply with the requirements of Section 165(j)(3)(A), (B), or (C) of the Internal Revenue Code of 1986, as amended, and the regulations thereunder),
or (iii) is owned by a financial institution for purposes of resale during the restricted period (as defined in United States Treasury Regulations Section 1.163-5(c)(2)(i)(D)(7)), and that such financial institutions described in clause
(iii) above (whether or not also described in clause (i) or (ii)) have certified that they have not acquired the Securities for purposes of resale directly or indirectly to a United States person or to a person within the United States or
its possessions. 
 As used herein, “United States” means the United States of America (including the States and the
District of Columbia); and its “possessions” include Puerto Rico, the U.S. Virgin Islands, Guam, American Samoa, Wake Island and the Northern Mariana Islands. 
 We further certify that (i) we are not making available herewith for exchange (or, if relevant, collection of any interest) any portion of the temporary global Security representing the
above-captioned Securities excepted in the above-referenced certificates of Member Organizations and (ii) as of the date hereof we have not received any notification from any of our Member Organizations to the effect that the statements made by
such Member Organizations with respect to any portion of the part submitted herewith for exchange (or, if relevant, collection of any interest) are no longer true and cannot be relied upon as of the date hereof. 
  

 A-2 (1) 

 We understand that this certification is required in connection with certain tax legislation
in the United States. If administrative or legal proceedings are commenced or threatened in connection with which this certificate is or would be relevant, we irrevocably authorize you to produce this certificate or a copy thereof to any interested
party in such proceedings. 
 Dated:
                    , 20          
 [To be dated no earlier than the earlier of 
 the
Exchange Date or the relevant Interest 
 Payment Date occurring prior to the Exchange 
 Date, as applicable] 
  

			
	[Morgan Guaranty Trust Company of New York, Brussels Office,] as Operator of the Euroclear System [Cedel S.A.]

			
		
	 By:
	 	  

  

 A-2 (2)

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