Document:

Amendment Agreement Number FIL-05-06-MP01-04

 Exhibit 4.10.4 
 AMENDMENT AGREEMENT Number FLL-05-6-MP01-04 
 This Amendment
Agreement Number FLL-05-6-MP01-04 (“Amendment Agreement”) is made and entered into this 22nd day of March, 2006 between American Express Travel Related Services Company, Inc., having its principal place of business at American Express Tower, World Financial Center, New York, New York 10285
(“Amexco”) and Regulus West LLC, a Delaware limited liability company, having its principal place of business at 860 Latour Court, Napa, California 94558 (“Company”). 

RECITALS 

WHEREAS, Amexco and Company wish to amend certain of their understandings as set forth in the agreement executed between the parties on or about
October 25, 1999, (the “Agreement”). 
 NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements set forth below,
the parties agree as follows: 
 BACKGROUND 

A. Amexco and Company entered into the Agreement (Incorporated herein by reference and attached hereto as Exhibit 1) for remittance
processing and related services as described in the Procedures Manual, attached as Exhibit A therein, and as otherwise identified in the Agreement (the “Services”). 
 B. Amexco and Company amended the term of the Agreement specifically section 2.01 Term, by executing that certain Amendment Agreement Number FLL-05-6-MP01-03 dated October 24, 2005 (the
“Extension”) (incorporated herein by reference and attached hereto as Exhibit 2). The Extension extended the term of the Agreement to March 31, 2006. 
 C. Amexco and Company now desire to further amend the form of the Agreement, specifically section 2.01 Term. 
 AMENDED TERMS 
 A. NOW, THEREFORE, in consideration of the mutual
promises and covenants contained herein, the parties agree as follows: 

	 	1.	Terms used herein which are not otherwise defined shall have the meanings ascribed to such terms in the Agreement. 

 

	 	2.	Section 2.01 of the Agreement is hereby amended as follows: 

 “The initial terms of this Agreement shall commence on the Effective Date and shall continue until 12:00 midnight on September 30, 2006, unless terminated earlier pursuant to Article 20
(the “Term”). (Each 12- month period commencing on the Effective Date or any anniversary of the Effective Date during the Term or any Renewal Term, a “Contract Year”). 

GENERAL 
 A. Except as otherwise modified herein, the capitalized terms used in this Amendment Agreement shall have the meaning specified in the Agreement. 

B. Except as amended herein and by the terms of all prior amendments not inconsistent with the Amendment Agreement, the remaining
provisions of the Agreement shall continue in full force and effect. 
 IN WITNESS WHEREOF, Company and Amexco have caused this Amendment
Agreement to be executed on their behalf by their duly authorized officers, as of the date first written above. 
  

							
	 AMERICAN EXPRESS TRAVEL
 RELATED SERVICES COMPANY,
 INC.
	    	REGULUS WEST LLC
				
	 By:
	 	 /s/ Richard Mangini
	    	By:	 	 /s/ Melissa Jacobson

				
	Name:	 	 Richard Mangini
	    	Name:	 	 Melissa Jacobson

		 	(TYPE OR PRINT)	    		 	(TYPE OR PRINT)
				
	Title:	 	 Director
	    	Title:	 	 Director SVP

				
	Date:	 	 March 22, 2006
	    	Date:	 	 3/22/2006Amendment Agreement Number FIL-05-06-MP01-05

 Exhibit 4.10.5 
 AMENDMENT AGREEMENT NUMBER FLL-05-6-MP01-05 
 This Amendment
Agreement Number FLL-05-6-MP01-05 (“Amendment Agreement”) is made and entered into this 29th day of March, 2006 between American Express Travel Related Services Company, Inc., having its principal place of business at American Express Tower, World Financial Center, New York, New York 10285
(“Amexco”) and Regulus West LLC, a Delaware limited liability company, having its principal place of business at 860 Latour Court, Napa, California 94558 (“Company”). 

RECITALS 

WHEREAS, Amexco and Company wish to amend certain of their understandings as set forth in the agreement executed between the parties on
or about October 25, 1999, (the “Agreement”). 
 NOW, THEREFORE, IN CONSIDERATION of the mutual promises and
agreements set forth below, the parties agree as follows: 
 BACKGROUND 

A. Amexco and Company entered into the Agreement (incorporated herein by reference) for remittance processing and related services as
described in the Procedures Manual, attached as Exhibit A therein, and as otherwise identified in the Agreement (the “Services”). 
 B. Article 3 of the Agreement, relating to Migration, and Exhibits D, F and G are no longer relevant to the performance of the Services. 

C. Amexco and Company now desire to amend the Agreement to delete such Article 3, and Exhibits D, F and G. 

AMENDED TERMS 

A. NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the parties agree as follows: 

 

	 	1.	Article 3 shall be restated in its entirety to read as follows: “ARTICLE 3. [Reserved]” 

 

	 	2.	Exhibit D is deleted in its entirety. 

 3. Exhibit F is deleted in its entirety. The words “and set forth in Exhibit F” appearing in the last sentence of Section 13.01 are deleted. 

 4. Exhibit G is deleted in its entirety. The words “and listed in Exhibit G”
appearing in the last sentence of Section 8.02 are deleted. 
 GENERAL 

A. Except as otherwise modified herein, the capitalized terms used in this Amendment Agreement shall have the meaning specified in the
Agreement. 
 B. Except as amended herein and by the terms of all prior amendments not inconsistent with this Amendment
Agreement, the remaining provisions of the Agreement shall continue in full force and effect. 
 C. This Amendment Agreement may
be signed in counterparts, all of which taken together shall constitute one single Amendment Agreement between the parties. 

IN WITNESS WHEREOF, Company and Amexco have caused this Amendment Agreement to be executed on their behalf by their duly authorized
officers, as of the date first written above. 
  

							
	 AMERICAN EXPRESS TRAVEL
 RELATED SERVICES COMPANY,
 INC.
	    	REGULUS WEST LLC
				
	By:	 	 /s/ Richard Mangini
	    	By:	 	 /s/ Jeffrey P. Theisen

	Name:  	 	Richard Mangini	    	Name:  	 	J. Theisen
	Title:	 	Director	    	Title:	 	CFO / Treasurer
	Date:	 	3/29/06	    	Date:	 	3/29/06Amendment  Agreement Number NYC-0-06-2807

 Exhibit 4.10.6 
 CONFIDENTIAL TREATMENT 
 [***] = Pursuant to 17 CFR 230.406, confidential information has
been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Application filed with the Commission. 
 AMENDMENT NUMBER NYC-0-06-2807 
 This Amendment Number NYC-0-06-2807
(“Amendment”) is made as of this 18th day of August, 2006 (the “Amendment Effective Date”) between American Express Travel Related Services Company, Inc., having its principal place of business at American Express Tower, World
Financial Center, New York, New York 10285 (“AMEX”) and Regulus West LLC, a Delaware limited liability company, having its principal place of business at 860 Latour Court, Napa, California 94558 (“Vendor”). 

RECITALS 

WHEREAS, AMEX and Vendor wish to amend certain of their understandings as set forth in that certain Remittance Processing Services
Agreement dated as of October 25, 1999, as amended (the “Agreement”), the term of which expires on September 30, 2006; 
 WHEREAS, AMEX and Vendor entered into the Agreement (incorporated herein by reference) for remittance processing and related services as described in the Procedures Manual, attached as Exhibit A
therein, and as otherwise identified in the Agreement (the “Services”); 
 WHEREAS, the parties are in the process of
migrating a substantial volume of additional AMEX remittances to Vendor for processing via the Services (the “Migration Process”); 
 WHEREAS, the parties are presently negotiating a comprehensive amendment to the Agreement (“Comprehensive Amendment”), which shall include, among other things, the terms and conditions contained
in this Amendment and an exhibit regarding Vendor’s performance of certain modified services (the “Modified Services Exhibit”) intended to be implemented during the fourth calendar quarter of 2006; and 

WHEREAS, the parties desire to amend the Agreement pending the execution of the Comprehensive Amendment. 

NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements set forth below and other good and valuable consideration, the
parties agree as follows: 

  
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 AMENDED TERMS 
 NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the parties agree as follows: 
 A. The Term of the Agreement, as set forth in Section 2.01 thereof, is hereby extended to October 31, 2009. 
 B. AMEX hereby acknowledges that Vendor, in reliance on AMEX’s agreement to direct additional processing volume to Vendor as set forth herein, will make certain modifications to AMEX’s
required special handling procedures, and negotiate the Comprehensive Amendment and the Modified Services Exhibit, will (a) revise the Fees for the Services, (b) expand its capacity through the hiring of employees and the acquisition of
equipment, and (c) enter into a facilities lease renewal for the Rochelle Park Vendor Service Location (“Lease Renewal”). 
 C. Except as modified by the mutual agreement of the parties, the terms of Schedule A attached hereto shall be included in the Agreement, shall take effect upon execution of the Comprehensive
Amendment, and shall replace the 2nd Amended and Restated
Exhibit E to the Agreement. 
 D. In the event that the Annualized Aggregate Volume (as such term is defined in
Schedule A) does not equal or exceed [***] million items by October 31, 2006 AMEX shall reimburse Vendor for Vendor’s investment in unused capacity acquired in reliance on AMEX’s agreement to migrate additional volume to
Vendor’s Services, which investment shall total no more than $[***] as calculated in Schedule B attached hereto. To the extent that AMEX is required to reimburse Vendor pursuant to this Section D, Vendor shall provide AMEX with
detailed documentary evidence of Vendor’s actual investment. Any amount payable by AMEX pursuant to this Section D shall exclude (i) the then current fair market value of any equipment included in Vendor’s investment amount which
is retained by Vendor for its use in connection with Vendor’s customers other than AMEX, and (ii) any proceeds received by Vendor from the sale or other disposition of such equipment. 

E. During the Migration Process, except for same day processing timeliness and daily transmission deadlines, the service levels set
forth in Exhibit B to the Agreement shall not be binding upon Vendor, provided, however, that Vendor shall use its commercially reasonable efforts to meet the service levels set forth in Exhibit B to the Agreement. 

  
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 F. (i) AMEX agrees to maintain an Annualized Vendor Service Location Volume (as
such term is defined in Schedule A) equal to or greater than [***] million items per Contract Year at the Rochelle Park Vendor Service Location. 
     (ii) Commencing as of September 1, 2006, in the event that the Annualized Vendor Service Location Volume at the Rochelle Park Vendor Service Location falls below [***]
million items per Contract Year at any time prior to October 31, 2009, for any reason except (a) AMEX’s termination of the Agreement, as amended, for cause, or (b) a reduction in volume in response to Regulus’ failure to
perform the Services in accordance with the terms of the Agreement including any applicable service levels, Vendor, in its sole discretion, shall have the option of closing the Rochelle Park Vendor Service Location upon prior written notice to AMEX.

     (iii) In the event Vendor closes the Rochelle Park Vendor Service Location solely for the reason
set forth in the preceding section, AMEX shall reimburse Vendor solely for any direct lease termination fees actually paid pursuant to the Lease Renewal, but in no event greater than an amount equal to the balance of Vendor’s obligation to pay
Basic Rent and Additional Rent pursuant to the Lease Renewal, subject to a cap on Additional Rent liability of [***] percent ([***]%) of the actual Basic Rent obligation payable pursuant to this section F(iii). Vendor shall use its commercially
reasonable efforts to mitigate and/or otherwise assist in vacating, subleasing, assigning and/or lessening Vendor’s potential liability as Lessee under the Lease Renewal, including, without limitation, undertaking good faith negotiations with
its landlord in an effort to limit Vendor’s lease termination liability. 
     (iv) Other than as
set forth in Paragraph F(iii) above, AMEX shall not be liable in any manner whatsoever for Vendor’s breach of, or other obligations under, the Lease Renewal or underlying lease, including, without limitation, Paragraph 3.12 of the
Lease Renewal. 
 G. Immediately after execution of this Amendment, AMEX and Vendor shall continue good faith negotiations
of the Comprehensive Amendment; provided however, that in the event the Comprehensive Amendment is not entered into by December 31, 2006, then AMEX shall have the right to terminate the Agreement and this Amendment upon thirty (30) days
written notice, provided, however that (i) such notice of termination shall be of no force or effect and AMEX shall have no right to terminate pursuant to this Section G if AMEX and Vendor enter into the Comprehensive Amendment prior to
the expiration of the thirty (30) day notice period. Included among the terms of the Modified Services Exhibit shall be an agreement by AMEX and Vendor that the Rochelle Park Vendor Service Location shall implement the Modified Services only
after the Modified Services have been implemented in the Los Angeles and Dallas Vendor Service Locations. AMEX and Vendor hereby agree that no Modified Services shall be provided by Vendor, and no revision of prices in connection with additional
processing volume shall be applied, until the Comprehensive Amendment and the Modified Services Exhibit have been executed. 

  
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 H. (i) AMEX hereby acknowledges that Vendor intends to include remittance
transactions processed pursuant to the Agreement in Vendor’s offshore data entry program, whereby certain data entry functions included in the Services are to be performed by Vendor’s subcontractor, eFunds Corporation in India. AMEX agrees
to cooperate with Vendor’s implementation efforts with regard to offshore data entry and the parties shall agree in good faith upon the terms and conditions to be included in the Comprehensive Amendment regarding such subcontracting and
offshore data entry; 
     (ii) Vendor shall remain at all times primarily responsible for the acts
and omissions of all subcontractors, including eFunds Corporation, and shall retain all liability and responsibility under the Agreement and this Amendment as if such subcontracted activities were performed by Vendor. 

    (iii) Vendor must obtain AMEX’s prior written express consent to the selection of any other
subcontractor(s). 
     (iv) Vendor and its subcontractors must comply with AMEX’s Information
Protection Contract Requirements as set forth in Schedule C attached hereto and incorporated herein by reference. 

I. (i) Upon execution of this Amendment, in exchange for [***] ($[***]) and other good and valuable consideration, AMEX shall
sell to Vendor, free from all liabilities, liens, mortgages, debts, taxes, other encumbrances and any violations of record as of the date hereof, all of AMEX’s right, title and interest in and to the following equipment, “as is”,
without any warranties of any sort: (a) OPEX Model 150, Serial 165 Mail Extractor & Sorter, and (b) OPEX IEM, Serial 191, Image and Export (collectively, the “Equipment”). AMEX shall contemporaneously execute the Bill of
Sale attached hereto as Schedule D with respect to the Equipment. 
     (ii) Upon termination or
expiration of the Agreement for any reason, in exchange for one dollar ($1.00) and other good and valuable consideration, Vendor shall sell to AMEX, free from all liabilities, liens, mortgages, debts, taxes, other encumbrances and any violations of
record as of the date hereof, all of Vendor’s right, title and interest in and to the Equipment, “as is”, without any warranties of any sort. Vendor shall contemporaneously execute a Bill of Sale in the form attached hereto as
Schedule D with respect to the Equipment. 
 J. AMEX hereby agrees to implement an electronic deposit settlement
process in connection with the Services no later than June 30, 2007. As used herein, an “electronic deposit settlement process” means a method of clearing check payments through ARC standard entry class ACH debit originations and/or
Check 21 electronic cash letters without the delivery of paper checks to a bank, Federal Reserve Bank or other financial institution for deposit. In the event that, through no fault of Vendor, an electronic deposit settlement process is not
implemented in connection with the Services by June 30, 2007, Vendor reserves the right to revise the prices set forth in 

  
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Schedule A, by increasing the price per remittance transaction processed by $[***] prospectively. 
 K. The following Schedules are attached hereto and incorporated herein by this reference: 
  

			
	Schedule A	  	– Compensation
	Schedule B	  	– Regulus Investment in Capacity for Additional American Express Volume
	Schedule C	  	– Information Protection Contract Requirements
	Schedule D	  	– Bill of Sale

 GENERAL 
 A. Except as otherwise modified herein, the capitalized terms used in this Amendment shall have the meaning specified in the Agreement. 

B. Except as amended herein and by the terms of all prior amendments not inconsistent with this Amendment, the remaining provisions
of the Agreement shall continue in full force and effect. 
 C. This Amendment may be signed in counterparts, all of which
taken together shall constitute one single Amendment between the parties. 
 D. The parties agree that this Amendment shall
terminate and be of no further force and effect immediately upon the full execution of the Comprehensive Amendment. Notwithstanding the foregoing or anything to the contrary in the Agreement, the parties hereby agree that their respective rights and
obligations set forth in the Amended Terms Sections D, E, F, G, H and I above, shall survive termination of this Amendment solely if not included in the Comprehensive Amendment, but in no event longer than the Term of the Agreement, as amended.

 E. (i) The terms and conditions of the Agreement and this Amendment, the negotiations preceding it, and the basis
for any claims or demands giving rise to the Agreement and this Amendment are considered by the parties to be confidential, and may not be communicated by any party to any other person or entity for any purpose whatsoever, except to legal counsel
for the parties and their respective accountants, and except as required to enforce the terms of the Agreement and this Amendment or to respond to legal process. Any such disclosure shall be accompanied by a statement that the terms of the Agreement
and this Amendment are confidential. The parties agree that the provisions of this Section E.(i) shall survive the termination or expiration of the Agreement and this Amendment for whatever reason. 

    (ii) Each party hereby represents that (a) it has policies in place to safeguard copies of the
Agreement and this Amendment, (b) it is restricting access to the Agreement and this Amendment to only those personnel who have a need to know 

  
 Page 5 of 10

 
the information contained therein and who are under a duty to keep it confidential, and (c) it is taking reasonable steps to maintain the confidentiality of all pricing and other financial
terms of this Amendment and Schedules A, B and C. 
 IN WITNESS WHEREOF, AMEX and Vendor have caused this Amendment to be
executed on their behalf by their duly authorized officers, as of the date first written above. 
  

									
	AMERICAN EXPRESS TRAVEL	  	 	  	REGULUS WEST, LLC
	 RELATED SERVICES COMPANY, INC.
  
	  	 	  	 	  	 
					
	By: /s/	  	Richard L. Mangini	  		  	By: /s/	  	Kathleen Hamburger
					
	Name:	  	Richard L. Mangini	  		  	Name:	  	Kathleen Hamburger
		  	(Type or print)	  		  		  	(Type or print)
					
	Title:	  	Director of Operations — Global Procurement	  		  	Title:	  	President

  
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 Schedule A  

[*** — 2 pages omitted] 
  

  
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 Schedule B  

[*** — 1 page omitted] 
  

  
 Page 8 of 10

 Schedule C 

[*** — 7 pages omitted] 
  

  
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 Schedule D  

Bill of Sale 
 KNOW ALL MEN BY THESE PRESENTS THAT            , in exchange for $[***] paid and delivered by
            (“Buyer”), and other good and valuable consideration, the sufficiency and receipt of which is hereby acknowledged, does hereby sell, assign, convey, transfer and
deliver to Buyer, its successors and assigns, the following equipment free from all liabilities, liens, mortgages, debts, taxes, other encumbrances and any violations of record as of the date hereof, “as is”, without any warranties of any
sort: 
 (i) OPEX Model 150, Serial 165 Mail Extractor & Sorter 

(ii) OPEX IEM, Serial 191, Image Export 
  

			
	Dated as
of                                        
                                   
	
	 AMERICAN EXPRESS TRAVEL
 RELATED SERVICES COMPANY, INC.

[OR REGULUS WEST, LLC, as applicable]

		
	 By:
	 	 
	  

Name: 
	 	 
		 	(Type or print)
	 Title:
	 	 
	  
 Date:
	 	 

  
 Page 10 of 10

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