Document:

EX-4.12

 Exhibit 4.12 
  

 

 The following abbreviations, when used in the inscription on the face of this
certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 

 

					
	 TEN COM
	 	 –
	 	 as tenants in common

	 TEN ENT
	 	 –
	 	 as tenants by the entireties

	 JT TEN
	 	 –
	 	 as joint tenants with right

		 		 	 of survivorship and not as

		 		 	 tenants in common

			
	 UNIF GIFT MIN ACT–
	 	                    Custodian             
       
		 	(Cust)                             (Minor)
		 	under Uniform Gifts to Minors
		 	
      Act                      
               

		 	(State)

 
 

  
 Additional
abbreviations may also be used though not in the above list. 
 For value received,
                                         
                                       hereby sell,
assign and transfer unto 
  

			
	 PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE
	 	
	 	 	
	 	 
		 	
	 	 	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
		 	
	 	 	 
		 	
	 	 	 
		 	

			
	 	 	 Shares

	 of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

		 	
	 	 	 
		 	

			
	 	 	 Attorney

	 to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

Dated                      
                                

 

					
		 	 X
	 	  

		 		 	
			
		 	 X
	 	  

	 NOTICE:
  

SIGNATURE(S) GUARANTEED:
	 	THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE
WHATEVER.

					
		 		 	
	  
	 		 	
	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION
PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.EX-4.5

 Exhibit 4.5 

THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR THE SECURITIES LAWS OF ANY STATE OR
OTHER JURISDICTION. THIS NOTE MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED EXCEPT (1) PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OR (2) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES
ACT, IN EACH CASE IN ACCORDANCE WITH ALL APPLICABLE FEDERAL AND STATE SECURITIES LAWS. 
 ADVANCED DRAINAGE SYSTEMS, INC. 

5.60% SENIOR SECURED SERIES A NOTE DUE              

No. 
 ORIGINAL PRINCIPAL AMOUNT:
$             
 ORIGINAL ISSUE DATE:
                     
 INTEREST RATE: 5.60% 

INTEREST PAYMENT DATES:                     ,
                    , and                     

 FINAL MATURITY DATE:                      

PRINCIPAL PREPAYMENT DATES AND AMOUNTS: $             on each of
                     and
                    . 
 PPN:
                             

FOR VALUE RECEIVED, the undersigned, ADVANCED DRAINAGE SYSTEMS, INC., a corporation organized and existing under the laws of the State of
Delaware (herein called the “Company”), hereby promises to pay to
                                        , or
registered assigns, the principal sum of             DOLLARS payable on the Principal Prepayment Dates and in the amounts specified above, and on the Final Maturity Date specified above
with interest (computed on the basis of a 360-day year—30-day month) (a) on the unpaid balance thereof at the Interest Rate per annum specified above (or, during any period when an Event of Default shall be in existence, at the election of
the Required Holder(s) of this Series of Notes at the Default Rate (as defined below)), from the date hereof, payable on each Interest Payment Date specified above and on the Final Maturity Date specified above, commencing with the Interest Payment
Date next succeeding the date hereof, until the principal hereof shall have become due and payable, and (b) on any overdue payment (including any overdue prepayment) of principal, any overdue payment of Yield-Maintenance Amount and, to the
extent permitted by applicable law, any overdue payment of interest, payable on each Interest Payment Date as aforesaid (or, at the option of the registered holder hereof, on demand), at a rate per annum from time to time equal to the Default Rate.
The “Default Rate” shall mean a rate per annum from time to time equal to the lesser of (i) the maximum rate permitted by applicable law, and (ii) the greater of (a) 2.00% over the Interest Rate specified above or
(b) 2.00% over the rate of interest publicly announced by                             , from time to
time in New York City as its Prime Rate. 

 Payments of principal of, interest on and any Yield-Maintenance Amount payable with respect to
this Note are to be made at the main office of                     , in New York City or at such other place as the holder hereof shall designate to
the Company in writing, in lawful money of the United States of America. 
 This Note is one of a series of Senior Notes (herein called the
“Notes”) issued pursuant to an Amended and Restated Private Shelf Agreement, dated as of                     (herein called the
“Agreement”), between the Company, on the one hand, and
                                        and each
                                        Affiliate
which becomes party thereto, on the other hand, and is entitled to the benefits thereof. 
 This Note is a registered Note and, as provided
in the Agreement, upon surrender of this Note for registration of transfer, duly endorsed, or accompanied by a written instrument of transfer duly executed, by the registered holder hereof or such holder’s attorney duly authorized in writing, a
new Note for a like principal amount will be issued to, and registered in the name of, the transferee. Prior to due presentment for registration of transfer, the Company may treat the person in whose name this Note is registered as the owner hereof
for the purpose of receiving payment and for all other purposes, and the Company shall not be affected by any notice to the contrary. 
 The
Company agrees to make required prepayments of principal on the dates and in the amounts specified above or in the Agreement. This Note is also subject to optional prepayment, in whole or from time to time in part, on the terms specified in the
Agreement. 
 The Company and any and all endorsers, guarantors and sureties severally waive grace, demand, presentment for payment, notice
of dishonor or default, notice of intent to accelerate, notice of acceleration (except to the extent required in the Agreement), protest and diligence in collecting in connection with this Note, whether now or hereafter required by applicable law.

 In case an Event of Default shall occur and be continuing, the principal of this Note may be declared or otherwise become due and payable
in the manner and with the effect provided in the Agreement. 
 Capitalized terms used herein which are defined in the Agreement and not
otherwise defined herein shall have the meanings as defined in the Agreement. 

 THIS NOTE IS INTENDED TO BE PERFORMED IN THE STATE OF NEW YORK AND SHALL BE CONSTRUED AND
ENFORCED IN ACCORDANCE WITH THE LAW OF SUCH STATE (EXCLUDING ANY CONFLICTS OF LAW RULES WHICH WOULD OTHERWISE CAUSE THIS NOTE TO BE CONSTRUED OR ENFORCED IN ACCORDANCE WITH THE LAWS OF ANY OTHER JURISDICTION). 

 

			
	ADVANCED DRAINAGE SYSTEMS, INC.
		
	By:	 	  

	Name	 	
	Title:EX-4.6

 Exhibit 4.6 

ADVANCED DRAINAGE SYSTEMS, INC. 

4.05% SENIOR SERIES B SECURED NOTE DUE
                     
 No. 

ORIGINAL PRINCIPAL AMOUNT: $:             

ORIGINAL ISSUE DATE:                      

INTEREST RATE: 4.05% 
 INTEREST PAYMENT DATES:
                    ,                     , and
                     
 FINAL MATURITY DATE:
                     
 PRINCIPAL PREPAYMENT DATES AND
AMOUNTS: None. 

PPN:                          
   
 FOR VALUE RECEIVED, the undersigned, ADVANCED DRAINAGE SYSTEMS, INC., a corporation organized and existing under the laws of
the State of Delaware (herein called the “Company”), hereby promises to pay to
                                        , or
registered assigns, the principal sum of             DOLLARS on the Final Maturity Date specified above with interest (computed on the basis of a 360-day year—30-day month) (a) on
the unpaid balance thereof at the Interest Rate per annum specified above (or, during any period when an Event of Default shall be in existence, at the election of the Required Holder(s) of this Series of Notes at the Default Rate (as defined
below)), from the date hereof, payable on each Interest Payment Date specified above and on the Final Maturity Date specified above, commencing with the Interest Payment Date next succeeding the date hereof, until the principal hereof shall have
become due and payable, and (b) on any overdue payment (including any overdue prepayment) of principal, any overdue payment of Yield-Maintenance Amount and, to the extent permitted by applicable law, any overdue payment of interest, payable on
each Interest Payment Date as aforesaid (or, at the option of the registered holder hereof, on demand), at a rate per annum from time to time equal to the Default Rate. The “Default Rate” shall mean a rate per annum from time to time equal
to the lesser of (i) the maximum rate permitted by applicable law, and (ii) the greater of (a) 2.00% over the Interest Rate specified above or (b) 2.00% over the rate of interest publicly announced by
                            , from time to time in New York City as its Prime Rate. 

Payments of principal of, interest on and any Yield-Maintenance Amount payable with respect to this Note are to be made at the main office of
                    , in New York City or at such other place as the holder hereof shall designate to the Company in writing, in lawful money of the
United States of America. 
 This Note is one of a series of Senior Notes (herein called the “Notes”) issued pursuant to an
Amended and Restated Private Shelf Agreement, dated as of September 24, 2010 (herein called the “Agreement”), between the Company, on the one hand, and
                                        and each
                                        Affiliate
which becomes party thereto, on the other hand, and is entitled to the benefits thereof. 
 This Note is a registered Note and, as provided
in the Agreement, upon surrender of this Note for registration of transfer, duly endorsed, or accompanied by a written instrument of transfer duly executed, by the registered holder hereof or such holder’s attorney duly authorized

 
in writing, a new Note for a like principal amount will be issued to, and registered in the name of, the transferee. Prior to due presentment for registration of transfer, the Company may treat
the person in whose name this Note is registered as the owner hereof for the purpose of receiving payment and for all other purposes, and the Company shall not be affected by any notice to the contrary. 

This Note is subject to optional prepayment, in whole or from time to time in part, on the terms specified in the Agreement. 

The Company and any and all endorsers, guarantors and sureties severally waive grace, demand, presentment for payment, notice of dishonor or
default, notice of intent to accelerate, notice of acceleration (except to the extent required in the Agreement), protest and diligence in collecting in connection with this Note, whether now or hereafter required by applicable law. 

In case an Event of Default shall occur and be continuing, the principal of this Note may be declared or otherwise become due and payable in
the manner and with the effect provided in the Agreement. 
 Capitalized terms used herein which are defined in the Agreement and not
otherwise defined herein shall have the meanings as defined in the Agreement. 
 THIS NOTE IS INTENDED TO BE PERFORMED IN THE STATE OF
NEW YORK AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH THE LAW OF SUCH STATE (EXCLUDING ANY CONFLICTS OF LAW RULES WHICH WOULD OTHERWISE CAUSE THIS NOTE TO BE CONSTRUED OR ENFORCED IN ACCORDANCE WITH THE LAWS OF ANY OTHER JURISDICTION).

  

			
	ADVANCED DRAINAGE SYSTEMS, INC.
		
	By:	 	  

	Name	 	
	Title:

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