Document:

exv10w30w06

Exhibit 10.30.06

October 21, 2009

CONFIRMATION

	 	 	 
	To:

	 	Ashford Hospitality LP (“Counterparty”)
	 

	 	14180 Dallas Parkway, Suite 1100
	 

	 	Dallas, Texas 75254
	 

	 	Attn: Swap Documentation
	 

	 	Tel: 972-778-9202                       Fax: 972-778-9261
	 
	 	 
	Fr:

	 	Calyon New York Branch (“CALNY”)
	 

	 	1301 Avenue Of The Americas, 16th Floor
	 

	 	New York, NY 10019
	 

	 	Attn: Swaps Department
	 

	 	Tel: 212-261-7415/7136                       Fax:917-849-5517
	 
	 	 
	Re:

	 	Flooridor Transaction dated as of October 13, 2009 (CALNY refs: 3087806NY and
3087801NY)

 

The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions
of the
transactions (the “Transaction”) entered into between us on the Trade Date as specified here below.
This Confirmation constitutes a “Confirmation” as referred to in the ISDA Master Agreement
specified
below.

The definitions and provisions contained in the 2000 ISDA Definitions as published by the
International
Swaps and Derivatives Association, Inc. (“ISDA”) are incorporated into this Confirmation. In the
event
of any inconsistency between those definitions and provisions and this Confirmation, this
Confirmation
will govern.

1. This communication supplements, forms a part of, and is subject to, the ISDA Master
Agreement dated June 25, 2008 between Counterparty and Calyon (the “Agreement”) as amended and
supplemented from time to time, between the Counterparty and Calyon.

2. The terms of the first Transaction (Floor Sold, CALNY ref: 3087806NY) to which this
Confirmation relates are as follows:

	 	 	 
	Type of Transaction:

	 	Floor Sold Transaction
	 
	 	 
	Notional Amount:

	 	USD 2,700,000,000.00
	 
	 	 
	Trade Date:

	 	October 13, 2009
	 
	 	 
	Effective Date:

	 	October 1, 2009
	 
	 	 
	Termination Date:

	 	December 31, 2009, subject to adjustment in
accordance with the modified following business
day convention.

Ref:__TBA                    
Marketing:                     

1

 

Fixed Amounts:

	 	 	 
	Fixed Rate Payer:

	 	Counterparty
	 
	 	 
	Fixed Amount:

	 	USD 6,873,000.00
	 
	 	 
	Fixed Rate Payer Payment Dates:

	 	October 15, 2009

Floating Amounts :

	 	 	 
	Floating Rate Payer:
	 	CALNY
	 
	 	 
	Floating Rate Day Count Fraction:
	 	Actual/360
	 
	 	 
	Floating Rate Payment Dates:
	 	Monthly on the 1st day of each month, commencing on
	 
	 	November 1, 2009 and ending on the Termination
	 
	 	Date, subject to adjustment in accordance with the
	 
	 	Modified Following Business Day Convention.
	 
	 	 
	Calculation Period:
	 	For the purposes of this Transaction, the final
	 
	 	Calculation Period for the party will end on, and
	 
	 	include, the Termination Date.
	 
	 	 
	Floor Rate:
	 	2.00%
	 
	 	 
	Reset Date:
	 	September 13th, October 13th, November 13th
	 
	 	 
	Floating Rate Option:
	 	USD-LIBOR-BBA
	 
	 	 
	Designated Maturity:
	 	One (1) Month
	 
	 	 
	Spread:
	 	None
	 
	 	 
	Compounding:
	 	Inapplicable
	 
	 	 
	Business Days:
	 	London and New York
	 
	 	 
	Calculation Agent:
	 	CALNY

3. The terms of the second Transaction (Floor Purchased, CALNY ref: 3087801 NY) to which this
Confirmation relates are as follows:

	 	 	 
	Type of Transaction:
	 	Floor Purchased Transaction
	 
	 	 
	Notional Amount:
	 	USD 2,700,000,000.00
	 
	 	 
	Trade Date:
	 	October 13, 2009
	 
	 	 
	Effective Date:
	 	October 1, 2009

Ref:___TBA
                    Marketing:
                    

2

 

	 	 	 
	Termination Date:
	 	December 31, 2009, subject to adjustment in
	 
	 	accordance with the modified following business
	 
	 	day convention.

Fixed Amounts:

	 	 	 
	Fixed Rate Payer:
	 	CALNY
	 
	 	 
	Fixed Amount:
	 	None

Floating Amounts :

	 	 	 
	Floating Rate Payer:
	 	COUNTERPARTY
	 
	 	 
	Floating Rate Day Count Fraction:
	 	Actual/360
	 
	 	 
	Floating Rate Payment Dates:
	 	Monthly on the 1st day of each month, commencing on
	 
	 	November 1, 2009 and ending on the Termination
	 
	 	Date, subject to adjustment in accordance with the
	 
	 	Modified Following Business Day Convention.
	 
	 	 
	Calculation Period:
	 	For the purposes of this Transaction, the final
	 
	 	Calculation Period for the party will end on, and
	 
	 	include, the Termination Date.
	 
	 	 
	Floor Rate:
	 	1.00%
	 
	 	 
	Reset Date:
	 	September 13th, October 13th, November 13th
	 
	 	 
	Floating Rate Option:
	 	USD-LIBOR-BBA
	 
	 	 
	Designated Maturity:
	 	One (1) Month
	 
	 	 
	Spread:
	 	None
	 
	 	 
	Compounding:
	 	Inapplicable
	 
	 	 
	Business Days:
	 	London and New York
	 
	 	 
	Calculation Agent:
	 	CALNY
	 
	 	 
	4. Account Details:
	 	 
	 
	 	 
	Payment of USD to CALNY:
	 	CALYON NEW YORK
	 
	 	A/C Calyon New York Branch
	 
	 	A/C 01-88180-3211-00-00-1-180
	 
	 	 
	Payment to Counterparty:
	 	JP MORGAN CHASE BANK, DALLAS
	 
	 	ABA: 113000609
	 
	 	Favor of: Ashford Hospitality Trust
	 
	 	Account: 08806397111

Ref:
TBA
                    Marketing:                                         

3

 

5. Offices and Address for Notice: in connection with this Swap Transaction:

	 	(a)	 	CALNY: its branch office is in New York at 1301 Avenue of the
Americas, New York, New York 10019 USA
	 
	 	(b)	 	Counterparty: its office is in Dallas, Texas.

6. THE COUNTERPARTY IS HEREBY REQUESTED TO SIGNIFY ITS ACCEPTANCE OF
THE TERMS OF THIS CONFIRMATION PROMPTLY BY SIGNING A COPY HEREOF AND
RETURNING IT TO CALYON NEW YORK BRANCH IN THE MANNER PROVIDED IN
SECTION 12 OF THE AGREEMENT.

UNLESS CALYON NEW YORK BRANCH SHALL HAVE RECEIVED WRITTEN
OBJECTION TO THE TERMS OF THIS CONFIRMATION WITHIN FIVE BUSINESS DAYS
(DEFINED BELOW) OF THE DATE FIRST ABOVE WRITTEN, THE COUNTERPARTY
SHALL BE DEEMED TO HAVE ACCEPTED SUCH TERMS WITHOUT ANY FURTHER ACT ON THE PART OF CALYON NEW YORK BRANCH, THE COUNTERPARTY, OR ANY
OTHER PERSON. FOR PURPOSES HEREOF, “BUSINESS DAY” SHALL HAVE THE
MEANING SET FORTH IN SECTION 5-701 B.3. (B) OF THE GENERAL OBLIGATIONS LAW
OF THE STATE OF NEW YORK.

Each party agrees to make payments to the other party in accordance with the provisions set forth
or
incorporated by reference in this Confirmation.

IN WITNESS WHEREOF the parties have executed this Confirmation as of the date first above written.

	 	 	 	 	 	 	 	 	 
	CALYON NEW YORK BRANCH	 	 	 	ASHFORD HOSPITALITY LP	 	 
	 
	 	 	 	 	 	 	 	 
	Authorized Signature:	 	 	 	Authorized Signature:	 	 
	 
	 	 	 	 	 	 	 	 
	/s/ Margaret Tam
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	Name Margaret Tam

	 	 	 	Name:	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	Title: Senior Associate

	 	 	 	Title:	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	/s/ Ivy De Jesus
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Name: Ivy De Jesus
	 	 	 	 	 	 	 	 
	Title: Vice President
	 	 	 	 	 	 	 	 

Ref:___TBA
                    Marketing:
                    

4exv4w9

Exhibit 4.9

               SEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 1,
2010, among LABORATORY SPECIALISTS OF AMERICA, INC., KROLL LABORATORY SPECIALISTS, INC. AND
SCIENTIFIC TESTING LABORATORIES, INC. (collectively, the “New Guarantors”), Subsidiaries of
Inverness Medical Innovations, Inc. (or its successor) (the “Issuer”), INVERNESS MEDICAL
INNOVATIONS, INC., a Delaware corporation, each of the Guarantors (the “Existing Guarantors”) under
the Indenture referred to below, and U.S. BANK NATIONAL ASSOCIATION, as Trustee under the Indenture
referred to below (the “Trustee”).

WITNESSETH:

               WHEREAS the Issuer has heretofore executed and delivered to the Trustee an Indenture dated as
of May 12, 2009, as amended, supplemented and modified by a First Supplemental Indenture dated as
of May 12, 2009, a Second Supplemental Indenture dated as of June 9, 2009, a Third Supplemental
Indenture dated as of August 4, 2009, a Fourth Supplemental Indenture dated as of September 22,
2009, a Fifth Supplemental Indenture dated as of November 25, 2009, and a Sixth Supplemental
Indenture dated as of February 1, 2010 (as so amended, supplemented and modified, and as further
amended, supplemented or modified to date, the “Indenture”), by and among the Issuer, the Existing
Guarantors and the Trustee, providing for the issuance of 9.00% Senior Subordinated Notes due 2016
(the “Notes”);

               WHEREAS Section 4.13 of the Indenture provides that under certain circumstances the Issuer is
required to cause each of the New Guarantors to execute and deliver to the Trustee a supplemental
indenture pursuant to which each of the New Guarantors shall unconditionally and irrevocably
guarantee all of the Issuer’s obligations under the Notes pursuant to a guarantee on the terms and
conditions set forth herein; and

               WHEREAS pursuant to Section 9.01 of the Indenture, the Trustee, the Issuer and the Existing
Guarantors are authorized to execute and deliver this Supplemental Indenture;

               NOW THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, each of the New Guarantors, the
Trustee, the Issuer and the Existing Guarantors mutually covenant and agree for the equal and
ratable benefit of the Holders as follows:

               SECTION 1. Definitions. For all purposes of this Supplemental Indenture, except as
otherwise herein expressly provided or unless the context otherwise requires: (i) the terms and
expressions used herein shall have the same meanings as corresponding terms and expressions used in
the Indenture; and (ii) the words “herein,” “hereof” and “hereby” and other words of similar import
used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any
particular section hereof.

               SECTION 2. Agreement to Guarantee. Each of the New Guarantors hereby unconditionally
and irrevocably agrees, jointly and severally with all other Guarantors, to guarantee the Issuer’s
obligations under the Notes and the Indenture on the terms and subject to the conditions set forth
in Article Eleven of the Indenture and to be bound by all other applicable provisions of the
Indenture.

 

 

               SECTION 3. Ratification of Indenture; Supplemental Indenture Part of Indenture.
Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all
the terms, conditions and provisions thereof shall remain in full force and effect. This
Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of
Notes heretofore or hereafter authenticated and delivered shall be bound hereby.

               SECTION 4. Governing Law. This Supplemental Indenture shall be governed by, and
construed in accordance with, the laws of the State of New York, but without giving effect to
applicable principles of conflicts of laws to the extent that the application of the laws of
another jurisdiction would be required thereby.

               SECTION 5. Trustee Makes No Representation. The Trustee makes no representation as to
the validity or sufficiency of this Supplemental Indenture.

               SECTION 6. Counterparts. The parties may sign any number of copies of this
Supplemental Indenture. Each signed copy shall be an original, but all of them together represent
the same agreement.

               SECTION 7. Effect of Headings. The Section headings herein are for convenience only
and shall not effect the construction thereof.

[Signature Page Follows]

- 2 -

 

               IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed as of the date first above written.

	 	 	 	 	 
	 	NEW GUARANTORS:

LABORATORY SPECIALISTS OF AMERICA, INC.,

as a New Guarantor

 	 
	 	By:  	/s/ Jay McNamara
 	 
	 	 	Name:  	Jay McNamara 	 
	 	 	Title:  	Assistant Secretary 	 
	 
	 	KROLL LABORATORY SPECIALISTS, INC.,

as a New Guarantor

 	 
	 	By:  	/s/ Jay McNamara
 	 
	 	 	Name:  	Jay McNamara 	 
	 	 	Title:  	Assistant Secretary 	 
	 
	 	SCIENTIFIC TESTING LABORATORIES, INC.,

as a New Guarantor

 	 
	 	By:  	/s/ Jay McNamara
 	 
	 	 	Name:  	Jay McNamara 	 
	 	 	Title:  	Assistant Secretary 	 
	 

Signature Page to Seventh Supplemental Indenture

 

 

	 	 	 	 	 
	 	ISSUER:

INVERNESS MEDICAL INNOVATIONS, INC.

 	 
	 	By:  	/s/ David A. Teitel
 	 
	 	 	Name:  	David A. Teitel 	 
	 	 	Title:  	Chief Financial Officer and Treasurer 	 
	 

Signature Page to Seventh Supplemental Indenture

 

 

	 	 	 	 	 
	 	

EXISTING GUARANTORS:

ALERE HEALTH, LLC

ALERE HEALTHCARE OF ILLINOIS, INC.

ALERE HEALTH IMPROVEMENT COMPANY

ALERE HEALTH SYSTEMS, INC.

ALERE MEDICAL, INC.

ALERE WELLOLOGY, INC.

ALERE WOMEN’S AND CHILDREN’S HEALTH, LLC

AMEDITECH INC.

APPLIED BIOTECH, INC.

BINAX, INC.

BIOSITE INCORPORATED

CHOLESTECH CORPORATION

FIRST CHECK DIAGNOSTICS CORP.

FIRST CHECK ECOM, INC.

FREE & CLEAR, INC.

GENECARE MEDICAL GENETICS CENTER, INC.

HEMOSENSE, INC.

IM US HOLDINGS, LLC

 	 
	 	By:  	/s/ David A. Teitel
 	 
	 	 	Name:  	David A. Teitel 	 
	 	 	Title
(respectively):  Vice President and
Treasurer; Vice President, Finance; Vice
President, Finance; Vice President and
Treasurer; Vice President and Treasurer;
Vice President, Finance; Vice President,
Finance; General Manager; Vice President;
Vice President, Finance; Vice President,
Finance; Vice President, Finance and Chief
Financial Officer; Vice President, Finance;
Vice President; Vice President, Finance and
Treasurer; Vice President and Treasurer;
Treasurer; President 
	 
	 

Signature Page to Seventh Supplemental Indenture

 

 

	 	 	 	 	 
	 	EXISTING GUARANTORS (continued):

INNOVACON, INC.

INNOVATIVE MOBILITY, LLC

INSTANT TECHNOLOGIES, INC.

INVERNESS MEDICAL, LLC

INVERNESS MEDICAL — BIOSTAR INC.

INVERNESS MEDICAL
INNOVATIONS NORTH AMERICA, INC.

INVERNESS MEDICAL
INTERNATIONAL HOLDING CORP.

ISCHEMIA TECHNOLOGIES, INC.

IVC INDUSTRIES, INC.

MATRITECH, INC.

OSTEX INTERNATIONAL, INC.

QUALITY ASSURED SERVICES, INC.

REDWOOD TOXICOLOGY
LABORATORY, INC.

RMD NETWORKS, INC.

RTL HOLDINGS, INC.

SELFCARE TECHNOLOGY, INC.

TAPESTRY MEDICAL, INC.

WAMPOLE LABORATORIES, LLC

ZYCARE, INC.

 	 
	 	By:  	/s/ David A. Teitel
 	 
	 	 	Name:  	David A. Teitel 	 
	 	 	Title (respectively):  Vice President, Finance;
Chief Financial Officer; Vice President,
Finance; Vice President, Finance; Vice
President, Finance; Vice President, Finance;
President; Vice President, Finance; Vice
President; Vice President, Finance; Vice
President, Finance; Chief Financial Officer;
Vice President, Finance; Vice President,
Finance and Treasurer; Vice President,
Finance; Vice President, Finance; Vice
President, Finance; Vice President; Chief
Financial Officer and Treasurer 
	 
	 

Signature Page to Seventh Supplemental Indenture

 

 

	 	 	 	 	 
	 	EXISTING GUARANTORS (continued):

MATRIA OF NEW YORK, INC.

 	 
	 	By:  	/s/ Tom Underwood
 	 
	 	 	Name:  	Tom Underwood 	 
	 	 	Title:  	President 	 
	 

Signature Page to Seventh Supplemental Indenture

 

 

	 	 	 	 	 
	 	TRUSTEE:

U.S. BANK NATIONAL ASSOCIATION,

as Trustee

 	 
	 	By:  	/s/ Thomas E. Tabor
 	 
	 	 	Name:  	Thomas E. Tabor 	 
	 	 	Title:  	Vice President 	 
	 

Signature Page to Seventh Supplemental Indenture

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