Document:

tmok2007ex10_76.htm

    
      Exhibit
10.76

      

      

      THERMO
FISHER SCIENTIFIC INC.

      

      EQUITY
INCENTIVE PLAN

       

      Amendment

       

       

      The
Thermo Fisher Scientific Inc. Equity Incentive Plan, pursuant to Section 11
thereof, is hereby amended as follows:

       

      
        (1)        The
last
sentence of Section 6.1.1 shall
be deleted and replaced with the
following:

         

        “Unless
such action is approved by the Company’s stockholders:  (1) no
outstanding option granted under the Plan may be amended to provide an exercise
price per share that is lower than the then-current exercise price per share of
such outstanding option (other than adjustments pursuant to Section 10.6) and
(2) the Board may not cancel any outstanding option (whether or not granted
under the Plan) and grant in substitution therefor new Awards under the Plan
covering the same or a different number of shares of Common Stock and having an
exercise price per share lower than the then-current exercise price per share of
the cancelled option.”

         

        
          	
                  (2)

                	
                  Subsections
      9.2.1(a) and (c) shall be deleted and replaced with the following:
      

                

        

         

         "(a)           
the
acquisition by an individual, entity or group (within the meaning of Section
13(d)(3) or 14(d)(2) of the Exchange Act) (a “Person”) of beneficial ownership
of any capital stock of Thermo Fisher Scientific Inc. (“Thermo Fisher”) if,
after such acquisition, such Person beneficially owns (within the meaning of
Rule 13d-3 promulgated
under the Exchange Act) 50%
or more of either (i) the then-outstanding shares of common stock of Thermo
Fisher (the “Outstanding TMO Common Stock”) or (ii) the combined voting power of
the then-outstanding securities of Thermo Fisher entitled to vote generally in
the election of directors (the “Outstanding TMO Voting Securities”);
provided,
however,
that for purposes of this subsection (a), the following acquisitions shall not
constitute a Change in Control: (i) any acquisition by Thermo Fisher, (ii) any
acquisition by any employee benefit plan (or related trust) sponsored or
maintained by Thermo Fisher or any corporation controlled by Thermo Fisher, or
(iii) any acquisition by any corporation pursuant to a transaction which
complies with clauses (i) and (ii) of subsection (c) of this definition;
or

         

          (c)           
the consummation of a merger, consolidation, reorganization, recapitalization or
statutory share exchange involving Thermo Fisher or a sale or other disposition
of all or substantially all of the assets of Thermo Fisher in one or a series of
transactions (a “Business Combination”), unless, immediately following such
Business Combination, each of the following two conditions is satisfied: (i) all
or substantially all of the individuals and entities who were the beneficial
owners of the Outstanding TMO Common Stock and Outstanding TMO Voting Securities
immediately prior to such Business Combination beneficially own, directly or
indirectly, more than 50% of the then-outstanding shares of common stock and the
combined voting power of the then-outstanding securities entitled to vote
generally in the election of directors, respectively, of the resulting or
acquiring corporation in such Business Combination (which shall include, without
limitation, a corporation which as a result of such transaction owns Thermo
Fisher or substantially all of Thermo Fisher's assets either directly or through
one or more subsidiaries) (such resulting or acquiring corporation is referred
to herein as the “Acquiring Corporation”) in substantially the same proportions
as their ownership, immediately prior to such Business Combination, of the
Outstanding TMO Common Stock and Outstanding TMO Voting Securities,
respectively; and (ii) no Person (excluding the Acquiring Corporation or any
employee benefit plan (or related trust) maintained or sponsored by Thermo
Fisher or by the Acquiring Corporation) beneficially owns, directly or
indirectly, 50% or more of the then outstanding shares of common stock of the
Acquiring Corporation, or of the combined voting power of the then-outstanding
securities of such corporation entitled to vote generally in the election of
directors; or”

         

        Adopted by the Board of
Directors and effective on:  February 27, 2008tmok2007ex10_77.htm

    Exhibit
10.77

     

     

     

    THERMO FISHER SCIENTIFIC
INC.

     

    EMPLOYEES EQUITY INCENTIVE
PLAN

     

     

    Amendment

     

    The
Thermo Fisher Scientific Inc. Employees Equity Incentive Plan, pursuant to
Section 11 thereof, is hereby amended as follows:

    
       

      
         

        
          	
                  (1)

                	
                  The
      following sentence shall be added at the end of Section
    6.1.1:

                

        

         

      

      “Unless
such action is approved by the Company’s stockholders:  (1) no
outstanding option granted under the Plan may be amended to provide an exercise
price per share that is lower than the then-current exercise price per share of
such outstanding option (other than adjustments pursuant to Section 10.6) and
(2) the Board may not cancel any outstanding option (whether or not granted
under the Plan) and grant in substitution therefor new Awards under the Plan
covering the same or a different number of shares of Common Stock and having an
exercise price per share lower than the then-current exercise price per share of
the cancelled option.”

       

      
        	
                (2)

              	
                Subsections
      9.2.1(a) and (c) shall be deleted and replaced with the following:
      

              

      

       

      "(a)           
the
acquisition by an individual, entity or group (within the meaning of Section
13(d)(3) or 14(d)(2) of the Exchange Act) (a “Person”) of beneficial ownership
of any capital stock of Thermo Fisher Scientific Inc. (“Thermo Fisher”) if,
after such acquisition, such Person beneficially owns (within the meaning of
Rule 13d-3 promulgated under the Exchange Act) 50% or more of either (i) the
then-outstanding shares of common stock of Thermo Fisher (the “Outstanding TMO
Common Stock”) or (ii) the combined voting power of the then-outstanding
securities of Thermo Fisher entitled to vote generally in the election of
directors (the “Outstanding TMO Voting Securities”); provided,
however,
that for purposes of this subsection (a), the following acquisitions shall not
constitute a Change in Control: (i) any acquisition by Thermo Fisher, (ii) any
acquisition by any employee benefit plan (or related trust) sponsored or
maintained by Thermo Fisher or any corporation controlled by Thermo Fisher, or
(iii) any acquisition by any corporation pursuant to a transaction which
complies with clauses (i) and (ii) of subsection (c) of this definition;
or

       

       (c)             
the consummation of a merger, consolidation, reorganization, recapitalization or
statutory share exchange involving Thermo Fisher or a sale or other disposition
of all or substantially all of the assets of Thermo Fisher in one or a series of
transactions (a “Business Combination”), unless, immediately following such
Business Combination, each of the following two conditions is satisfied: (i) all
or substantially all of the individuals and entities who were the beneficial
owners of the Outstanding TMO Common Stock and Outstanding TMO Voting Securities
immediately prior to such Business Combination beneficially own, directly or
indirectly, more than 50% of the then-outstanding shares of common stock and the
combined voting power of the then-outstanding securities entitled to vote
generally in the election of directors, respectively, of the resulting or
acquiring corporation in such Business Combination (which shall include, without
limitation, a corporation which as a result of such transaction owns Thermo
Fisher or substantially all of Thermo Fisher’s assets either directly or through
one or more subsidiaries) (such resulting or acquiring corporation is referred
to herein as the “Acquiring Corporation”) in substantially the same proportions
as their ownership, immediately prior to such Business Combination, of the
Outstanding TMO Common Stock and Outstanding TMO Voting Securities,
respectively; and (ii) no Person (excluding the Acquiring Corporation or any
employee benefit plan (or related trust) maintained or sponsored by Thermo
Fisher or by the Acquiring Corporation) beneficially owns, directly or
indirectly, 50% or more of the then outstanding shares of common stock of the
Acquiring Corporation, or of the combined voting power of the then-outstanding
securities of such corporation entitled to vote generally in the election of
directors; or” 

       

      Adopted
by the Board of Directors and effective on:  February 27,
2008tmok2007ex10_78.htm

    Exhibit
10.78

     

     

     

    THERMO
FISHER SCIENTIFIC INC.

     

    DIRECTORS
STOCK OPTION PLAN

     

    Amendment

     

     

    
      The
Thermo Fisher Scientific Inc. Directors Stock Option Plan, pursuant to Section
14 thereof, is hereby amended as
follows:

       

      (1) The
following
subsection
G shall
be added to Section
5:

       

      “G.  No
Repricing. 

       

      Unless such action is
approved by the Company’s stockholders:  (1) no outstanding option
granted under the Plan may be amended to provide an exercise price per share
that is lower than the then-current exercise price per share of such outstanding
option (other than adjustments pursuant to Section 9) and (2) the Board may not
cancel any outstanding option (whether or not granted under the Plan) and grant
in substitution therefor new Awards under the Plan covering the same or a
different number of shares of Common Stock and having an exercise price per
share lower than the then-current exercise price per share of the cancelled
option.” 

       

      (2)  
Subsections 13(B)(a) and (c) shall be deleted and replaced with the following:

       

      "(a)           
the
acquisition by an individual, entity or group (within the meaning of Section
13(d)(3) or 14(d)(2) of the Exchange Act) (a “Person”) of beneficial ownership
of any capital stock of the Company if, after such acquisition, such Person
beneficially owns (within the meaning of Rule 13d-3 promulgated
under the Exchange Act) 50%
or more of either (i) the then-outstanding Common Stock (the “Outstanding TMO
Common Stock”) or (ii) the combined voting power of the then-outstanding
securities of the Company entitled to vote generally in the election of
Directors (the “Outstanding TMO Voting Securities”); provided,
however,
that for purposes of this subsection (a), the following acquisitions shall not
constitute a Change in Control: (i) any acquisition by the Company, (ii) any
acquisition by any employee benefit plan (or related trust) sponsored or
maintained by the Company or any corporation controlled by the Company, or (iii)
any acquisition by any corporation pursuant to a transaction which complies with
clauses (i) and (ii) of subsection (c) of this definition;
or

       

       (c)           
the consummation of a merger, consolidation, reorganization, recapitalization or
statutory share exchange involving the Company or a sale or other disposition of
all or substantially all of the assets of the Company in one or a series of
transactions (a “Business Combination”), unless, immediately following such
Business Combination, each of the following two conditions is satisfied: (i) all
or substantially all of the individuals and entities who were the beneficial
owners of the Outstanding TMO Common Stock and Outstanding TMO Voting Securities
immediately prior to such Business Combination beneficially own, directly or
indirectly, more than 50% of the then-outstanding shares of Common Stock and the
combined voting power of the then-outstanding securities entitled to vote
generally in the election of Directors, respectively, of the resulting or
acquiring corporation in such Business Combination (which shall include, without
limitation, a corporation which as a result of such transaction owns the Company
or substantially all of the Company’s assets either directly or through one or
more subsidiaries) (such resulting or acquiring corporation is referred to
herein as the “Acquiring Corporation”) in substantially the same proportions as
their ownership, immediately prior to such Business Combination, of the
Outstanding TMO Common Stock and Outstanding TMO Voting Securities,
respectively; and (ii) no Person (excluding the Acquiring Corporation or any
employee benefit plan (or related trust) maintained or sponsored by the Company
or by the Acquiring Corporation) beneficially owns, directly or indirectly, 50%
or more of the then outstanding shares of common stock of the Acquiring
Corporation, or of the combined voting power of the then-outstanding securities
of such corporation entitled to vote generally in the election of directors;
or”

       

      Adopted
by the Board of Directors and effective on:  February 27,
2008

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