Document:

exv4w1

 

Exhibit 4.1

SPECIMEN UNIT CERTIFICATE

	 	 	 
	NUMBER:                    

	 	UNITS:                    -U
	 

	 	SEE REVERSE FOR
	 

	 	CERTAIN DEFINITIONS

CHINA HEALTHCARE ACQUISITION CORP.

CUSIP:                     

UNIT

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND TWO

WARRANTS EACH TO PURCHASE ONE SHARE OF COMMON STOCK

     THIS CERTIFIES THAT                                          is the owner of                                         Units.

     Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.0001 per
share (“Common Stock”), of China Healthcare Acquisition Corp., a Delaware corporation (the
“Company”), and two warrants (the “Warrants”). Each Warrant entitles the holder to
purchase one (1) share of Common Stock for $5.00 per share (subject to adjustment). Each Warrant
will become exercisable on the later of (i) the Company’s completion of a merger, capital stock
exchange, asset acquisition or other similar business combination or (ii)                     , 2007 and will expire unless exercised before 5:00 p.m., New York City local time, on                     , 2011, or earlier upon redemption (the “Expiration Date”). The Common Stock and
Warrants comprising the Units represented by this certificate are not transferable separately prior
to                     , 2006, subject to earlier separation in the discretion of Ferris,
Baker Watts, Incorporated. The terms of the Warrants are governed by a Warrant Agreement, dated as
of                     , 2006, between the Company and American Stock Transfer & Trust Company, as Warrant
Agent, and are subject to the terms and provisions contained therein, all of which terms and
provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant
Agreement are on file at the office of the Warrant Agent at 17 Battery Place, New York, New York
10004, and are available to any Warrant holder upon written request and without cost. This
certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

     Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.

Dated:                    

	 	 	 	 	 	 	 
	 
	 

Chief Executive Officer

	 	 	 	 

Secretary
	 	 

 

 

CHINA HEALTHCARE ACQUISITION CORP.

CORPORATE SEAL

2006

DELAWARE

 

 

CHINA HEALTHCARE ACQUISITION CORP.

     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

     “TEN COM” — as tenants in common

     “TEN ENT” — as tenants by the entireties

     “JT TEN” — as joint tenants with right of survivorship and not as tenants in common

	 	 	 	 	 	 	 	 	 	 	 
	 

	 	“UNIF GIFT MIN ACT”
	 	 	 	Custodian
	 	 	 	 
	 

	 	 	 	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	(Cust)
	 	(Minor)	 	 

          under Uniform Gifts to Minors Act                      (State)

     Additional Abbreviations may also be used though not in the above list.

     For value received,                                          hereby sell, assign and
transfer unto

 

     (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

     (PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)

                                              Units represented by the within Certificate,
and do hereby irrevocably constitute and appoint

                                              attorney to transfer the said Units on the
books of the within named Company will full power of substitution in the premises.

Dated                    

	 	 	 
	 

	 	 
	 

	 	NOTICE: The signature to this
assignment must correspond with the
name as written upon the face of the
certificate in every particular,
without alteration or enlargement or
any change whatever.

Signature(s) Guaranteed:

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).exv4w2

 

Exhibit 4.2

SPECIMEN COMMON STOCK CERTIFICATE

			
	 	 	 
	NUMBER:                                        
	 	SHARES:               -C

CHINA HEALTHCARE ACQUISITION CORP.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

COMMON STOCK

	 	 	 
	 

	 	SEE REVERSE FOR CERTAIN
	 

	 	DEFINITIONS THIS CERTIFIES
	THAT                     

	 	CUSIP:                     

IS THE OWNER OF

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH

OF THE COMMON STOCK OF

CHINA HEALTHCARE ACQUISITION CORP.

transferable on the books of the Corporation in person or by duly authorized attorney upon
surrender of this certificate properly endorsed. This certificate is not valid unless countersigned
by the Transfer Agent and registered by the Registrar. Witness the seal of the Corporation and the
facsimile signatures of its duly authorized officers.

	 	 	 	 	 	 	 	 	 
	Dated:

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	Chief Executive Officer	 	 	 	Secretary	 	 

CHINA HEALTHCARE ACQUISITION CORP.

CORPORATE SEAL

2006

DELAWARE

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

     “TEN COM”- as tenants in common

     “TEN ENT”- as tenants by the entireties

     “JT TEN”- as joint tenants with right of survivorship and not as tenants in common

	 	 	 	 	 	 	 	 	 	 	 
	 

	 	“UNIF GIFT MIN ACT”-
	 	 	 	Custodian
	 	 	 	 
	 

	 	 	 	 
	 	 	 	 	 	 
	 

	 	 	 	(Cust)
	 	 	 	(Minor)	 	 

          under Uniform Gifts to Minors Act                      (State)

     Additional Abbreviations may also be used though not in the above list.

 

 

CHINA HEALTHCARE ACQUISITION CORP.

     The Corporation will furnish without charge to each stockholder who so requests the powers,
designations, preferences and relative, participating, optional or other special rights of each
class of stock or series thereof of the Corporation and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the shares represented thereby
are issued and shall be held subject to all the provisions of the Certificate of Incorporation and
all amendments thereto and resolutions of the Board of Directors providing for the issue of shares
of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all
of which the holder of this certificate by acceptance hereof assents.

     For value received,                      hereby sell, assign and transfer unto

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)

                                        shares of the capital stock represented by the within
Certificate, and do hereby irrevocably constitute and appoint

                                         Attorney to transfer the said stock on the books of
the within named Corporation with full power of substitution in the premises.

Dated                    

	 	 	 
	 

	 	 
	 

	 	NOTICE: The signature to this
assignment must correspond with the
name as written upon the face of the
certificate in every particular,
without alteration or enlargement or
any change whatever.

Signature(s) Guaranteed:

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

The holder of this certificate shall be entitled to receive funds from the trust fund only in the
event of the Corporation’s liquidation or if the holder seeks to convert his respective shares into
cash upon a business combination which he voted against and which is actually completed by the
Corporation. In no other circumstances shall the holder have any right or interest of any kind in
or to the trust fund.

2exv4w3

 

Exhibit 4.3

SPECIMEN WARRANT CERTIFICATE

			
	 	 	 
	NUMBER:                                         
	 	WARRANTS:                    -W

(SEE REVERSE SIDE FOR LEGEND)

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY LOCAL TIME,                     , 20___)

CHINA HEALTHCARE ACQUISITION CORP.

CUSIP:                     

WARRANT

     THIS CERTIFIES THAT, for value received,                      is the registered
holder of a Warrant or Warrants expiring                     , 2011
(the “Warrant”) to purchase one fully paid and non-assessable share of Common Stock, par
value $0.0001 per share (“Shares”), of China Healthcare Acquisition Corp., a Delaware
corporation (the “Company”), for each Warrant evidenced by this Warrant Certificate. The
Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i)
the completion by the Company of a merger, capital stock exchange, asset acquisition or other
similar business combination or (ii)                     , 2007, such number of Shares of the Company at the
price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant
Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such
payment to be made by check made payable to the Warrant Agent), but only subject to the conditions
set forth herein and in the Warrant Agreement between the Company and American Stock Transfer &
Trust Company. The Warrant Agreement provides that upon the occurrence of certain events the
Warrant Price and the number of Warrant Shares purchasable hereunder, set forth on the face hereof,
may, subject to certain conditions, be adjusted. The term Warrant Price as used in this Warrant
Certificate refers to the price per Share at which Shares may be purchased at the time the Warrant
is exercised.

     No fraction of a Share will be issued upon any exercise of a Warrant. If the holder of a
Warrant would be entitled to receive a fraction of a Share upon any exercise of a Warrant, the
Company shall, upon such exercise, round up or down to the nearest whole number the number of
Shares to be issued to such holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder hereof or his assignee a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.

     The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

     This Warrant does not entitle the registered holder to any of the rights of a stockholder of
the Company.

 

 

     The Company reserves the right to call the Warrant, with the prior consent of Ferris, Baker
Watts, Incorporated, at any time prior to its exercise, with a notice of call in writing to the
holders of record of the Warrant, giving 30 days’ prior written notice of such call at any time
after the Warrant becomes exercisable if the last sale price of the Shares has been at least $8.50
per share for any 20 trading days within a 30 trading day period ending on the third business day
prior to the date on which notice of such call is given. The call price of the Warrants is to be
$0.01 per Warrant. Any Warrant either not exercised or tendered back to the Company by the end of
the date specified in the notice of call shall be canceled on the books of the Company and have no
further value except for the $0.01 call price.

     The Company has agreed to use its best efforts to cause a
registration statement under the Securities Act to become effective
and to maintain the effectiveness of such registration statement
until expiration of the Warrants. This Warrant may not be exercised
unless such registration statement is effective at the time of
exercise. Notwithstanding the foregoing, the failure or inability of
the Company to cause to become effective or maintain the
effectiveness of such registration statement shall not in any way
prevent the expiration of the Warrants as provided in the Warrant
Agreement. In no event shall the Company be obligated to settle the
Warrant, in whole or in part, for cash.

	 	 	 	 	 	 	 	 	 
	Dated:

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	Chief Executive Officer	 	 	 	Secretary	 	 

2

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants 

     The undersigned Registered Holder irrevocably elects to exercise Warrants represented by this
Warrant Certificate, and to purchase the shares of Common Stock issuable upon the exercise of such
Warrants, and requests that Certificates for such shares shall be issued in the name of

 

 

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER) and be delivered to

 

(PLEASE PRINT OR TYPE NAME AND ADDRESS)

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder at the address stated below:

Dated:                    

	 	 	 
	 

	 	 
	 

	 	(SIGNATURE)
	 
	 	 
	 

	 	 
	 

	 	(ADDRESS)
	 
	 	 
	 

	 	 
	 

	 	(TAX IDENTIFICATION NUMBER)

3

 

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

     For Value Received,                                          hereby sell, assign, and
transfer unto

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

                                         of the Warrants represented by this Warrant
Certificate, and hereby irrevocably constitute and appoint                                         attorney to transfer this Warrant Certificate on the books of the Company, with full power
of substitution in the premises.

Dated                     

	 	 	 
	 

	 	 
	 

	 	NOTICE: The signature to this
assignment must correspond with the
name as written upon the face of the
certificate in every particular,
without alteration or enlargement or
any change whatever.

Signature(s) Guaranteed:

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

4

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