Document:

Exhibit 10.2

 

EXECUTION VERSION

 

 

SECOND AMENDMENT TO THE

RECEIVABLES FINANCING AGREEMENT

 

This SECOND AMENDMENT TO THE RECEIVABLES FINANCING AGREEMENT (this “Amendment”), dated as of February 24, 2016, is entered into by and among the following parties:

 

(i)                                  AROP FUNDING, LLC, as Borrower;

 

(ii)                              ALLIANCE COAL, LLC, as initial Servicer; and

 

(iii)                          PNC BANK, NATIONAL ASSOCIATION (“PNC”), as LC Bank, LC Participant, Lender and Administrative Agent.

 

Capitalized terms used but not otherwise defined herein (including such terms used above) have the respective meanings assigned thereto in the Receivables Financing Agreement described below.

 

BACKGROUND

 

A.        The parties hereto have entered into a Receivables Financing Agreement, dated as of December 5, 2014 (as amended, restated, supplemented or otherwise modified through the date hereof, the “Receivables Financing Agreement”).

 

B.        Concurrently herewith, Warrior Coal, LLC, Webster County Coal, LLC, White Oak Resources LLC, and Hamilton County Coal, LLC (collectively, the “Additional Originators”) are entering into a Joinder Agreement, dated as of the date hereof, pursuant to the Purchase and Sale Agreement (the “Joinder Agreement”).

 

C.        The parties hereto desire to amend the Receivables Financing Agreement as set forth herein.

 

NOW, THEREFORE, with the intention of being legally bound hereby, and in consideration of the mutual undertakings expressed herein, each party to this Amendment hereby agrees as follows:

 

SECTION 1.   Amendments to the Receivables Financing Agreement.  The Receivables Financing Agreement is hereby amended as follows:

 

(a)        The definition of “Affiliate” set forth in Section 1.01 of the Receivables Financing Agreement is amended by deleting the parenthetical “(or solely with respect to determining whether White Oak Resources is an Affiliate, 50%)” where it appears therein.

 

(b)        Clause (a) of the definition of “Eligible Receivable” set forth in Section 1.01 of the Receivables Financing Agreement is amended by replacing the phrase “not White Oak Resources” where it appears therein with “[Reserved]”.

 

 

(c)        The defined term “White Oak Resources” and the definition thereof set forth in Section 1.01 of the Receivables Financing Agreement are deleted in their entirety.

 

(d)       Schedule IV of the Receivables Financing Agreement is replaced in its entirety with Schedule IV hereto.

 

SECTION 2.   Representations and Warranties of the Borrower and Servicer.  The Borrower and the Servicer hereby represent and warrant to each of the parties hereto as of the date hereof as follows:

 

(a)        Representations and Warranties.  The representations and warranties made by it in the Receivables Financing Agreement and each of the other Transaction Documents it which it is a party are true and correct as of the date hereof.

 

(b)        Enforceability.  The execution and delivery by it of this Amendment, and the performance of its obligations under this Amendment, the Receivables Financing Agreement (as amended hereby) and the other Transaction Documents to which it is a party are within its organizational powers and have been duly authorized by all necessary action on its part, and this Amendment, the Receivables Financing Agreement (as amended hereby) and the other Transaction Documents to which it is a party are (assuming due authorization and execution by the other parties thereto) its valid and legally binding obligations, enforceable in accordance with its terms, except (x) the enforceability thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or other similar laws from time to time in effect relating to creditors’ rights, and (y) the remedy of specific performance and injunctive and other forms of equitable relief may be subject to equitable defenses and to the discretion of the court before which any proceeding therefor may be brought.

 

(c)        No Event of Default.  No Event of Default or Unmatured Event of Default has occurred and is continuing, or would occur as a result of this Amendment or the transactions contemplated hereby.

 

SECTION 3.   Effect of Amendment; Ratification.  All provisions of the Receivables Financing Agreement and the other Transaction Documents, as expressly amended and modified by this Amendment, shall remain in full force and effect.  After this Amendment becomes effective, all references in the Receivables Financing Agreement (or in any other Transaction Document) to “this Receivables Financing Agreement”, “this Agreement”, “hereof”, “herein” or words of similar effect referring to the Receivables Financing Agreement shall be deemed to be references to the Receivables Financing Agreement as amended by this Amendment. This Amendment shall not be deemed, either expressly or impliedly, to waive, amend or supplement any provision of the Receivables Financing Agreement other than as set forth herein.  The Receivables Financing Agreement, as amended by this Amendment, is hereby ratified and confirmed in all respects.

 

SECTION 4.   Effectiveness.  This Amendment shall become effective as of the date hereof upon the Administrative Agent’s receipt of:

 

(a)        counterparts to this Amendment executed by each of the parties hereto;

 

2

 

(b)        counterparts to the Joinder Agreement executed by each of the parties thereto; and

 

(c)        each of the documents, certificates, instruments, agreements, opinions and other deliverables with respect to such Additional Originators described in Section 4.1 of the Purchase and Sale Agreement, in each case in form and substance satisfactory to the Administrative Agent.

 

SECTION 5.   Severability.  Any provisions of this Amendment which are prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

 

SECTION 6.   Transaction Document.  This Amendment shall be a Transaction Document for purposes of the Receivables Financing Agreement.

 

SECTION 7.   Counterparts.  This Amendment may be executed in any number of counterparts and by different parties on separate counterparts, each of which when so executed shall be deemed to be an original and all of which when taken together shall constitute but one and the same instrument.  Delivery of an executed counterpart of a signature page to this Amendment by facsimile or e-mail transmission shall be effective as delivery of a manually executed counterpart hereof.

 

SECTION 8.   GOVERNING LAW AND JURISDICTION.

 

(a)        THIS AMENDMENT, INCLUDING THE RIGHTS AND DUTIES OF THE PARTIES HERETO, SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK (INCLUDING SECTIONS 5-1401 AND 5-1402 OF THE GENERAL OBLIGATIONS LAW OF THE STATE OF NEW YORK, BUT WITHOUT REGARD TO ANY OTHER CONFLICTS OF LAW PROVISIONS THEREOF, EXCEPT TO THE EXTENT THAT THE PERFECTION, THE EFFECT OF PERFECTION OR PRIORITY OF THE INTERESTS OF ADMINISTRATIVE AGENT OR ANY LENDER IN THE COLLATERAL IS GOVERNED BY THE LAWS OF A JURISIDCTION OTHER THAN THE STATE OF NEW YORK).

 

(b)        EACH PARTY HERETO HEREBY IRREVOCABLY SUBMITS TO (I) WITH RESPECT TO THE BORROWER AND THE SERVICER, THE EXCLUSIVE JURISDICTION, AND (II) WITH RESPECT TO EACH OF THE OTHER PARTIES HERETO, THE NON-EXCLUSIVE JURISDICTION, IN EACH CASE, OF ANY NEW YORK STATE OR FEDERAL COURT SITTING IN NEW YORK CITY, NEW YORK IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AMENDMENT, AND EACH PARTY HERETO HEREBY IRREVOCABLY AGREES THAT ALL CLAIMS IN RESPECT OF SUCH ACTION OR PROCEEDING (I) IF BROUGHT BY THE BORROWER, THE SERVICER OR ANY AFFILIATE THEREOF, SHALL BE HEARD AND DETERMINED, AND (II) IF BROUGHT BY ANY OTHER PARTY TO THIS AMENDMENT, MAY BE HEARD AND DETERMINED, IN EACH CASE, IN SUCH NEW

 

3

 

YORK STATE COURT OR, TO THE EXTENT PERMITTED BY LAW, IN SUCH FEDERAL COURT.  NOTHING IN THIS SECTION 8 SHALL AFFECT THE RIGHT OF THE ADMINISTRATIVE AGENT OR ANY OTHER CREDIT PARTY TO BRING ANY ACTION OR PROCEEDING AGAINST THE BORROWER OR THE SERVICER OR ANY OF THEIR RESPECTIVE PROPERTY IN THE COURTS OF OTHER JURISDICTIONS.  EACH OF THE BORROWER AND THE SERVICER HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT IT MAY EFFECTIVELY DO SO, THE DEFENSE OF AN INCONVENIENT FORUM TO THE MAINTENANCE OF SUCH ACTION OR PROCEEDING.  THE PARTIES HERETO AGREE THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR PROCEEDING SHALL BE CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS BY SUIT ON THE JUDGMENT OR IN ANY OTHER MANNER PROVIDED BY LAW.

 

SECTION 9.   Section Headings.  The various headings of this Amendment are included for convenience only and shall not affect the meaning or interpretation of this Amendment, the Receivables Financing Agreement or any provision hereof or thereof.

 

[SIGNATURE PAGES FOLLOW]

 

4

 

IN WITNESS WHEREOF, the parties hereto have executed this Amendment by their duly authorized officers as of the date first above written.

 

	
 
    	
AROP   FUNDING, LLC
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   R. Eberly Davis
    	
 
    
	
 
    	
Name:   R. Eberley Davis
    
	
 
    	
Title:   Senior Vice President, General Counsel and Secretary
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
ALLIANCE   COAL, LLC,
    
	
 
    	
as   the Servicer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   R. Eberly Davis
    	
 
    
	
 
    	
Name:   R. Eberley Davis
    
	
 
    	
Title:   Senior Vice President, General Counsel and Secretary
    

 

 

	
 
    	
PNC   BANK, NATIONAL ASSOCIATION,
    
	
 
    	
as   Administrative Agent
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Michael Brown
    	
 
    
	
 
    	
Name:   Michael Brown
    
	
 
    	
Title:   Senior Vice President
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
PNC   BANK, NATIONAL ASSOCIATION,
    
	
 
    	
as   LC Bank and as an LC Participant
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Michael Brown
    	
 
    
	
 
    	
Name:   Michael Brown
    
	
 
    	
Title:   Senior Vice President
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
PNC   BANK, NATIONAL ASSOCIATION,
    
	
 
    	
as   a Lender
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Michael Brown
    	
 
    
	
 
    	
Name:   Michael Brown
    
	
 
    	
Title:   Senior Vice President
    

 

 

Reaffirmation of Performance Guaranty.  By executing a counterpart to this Amendment, the Performance Guarantor hereby unconditionally reaffirms its obligations under the Performance Guaranty and acknowledges and agrees that such obligations continue in full force and effect (including, without limitation, with respect to the “Guaranteed Obligations”, as defined in the Performance Guaranty), and the Performance Guaranty is hereby ratified and confirmed.

 

 

 

	
 
    	
ALLIANCE   RESOURCE OPERATING PARTNERS, L.P., as Performance Guarantor
    
	
 
    	
 
    
	
 
    	
By:   Alliance Resource Management, GP, LLC, its managing general partner
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   R. Eberly Davis
    	
 
    
	
 
    	
Name:   R. Eberley Davis
    
	
 
    	
Title:   Senior Vice President, General Counsel and Secretary
    

 

 

SCHEDULE IV
 Excluded Receivables

 

LOCATION OF MINING OPERATIONS

 

	
MINEHEAD
    	
STATE
    	
COUNTY
    
	
MC Mining
    	
KY
    	
PikeExhibit 10.3

 

EXECUTION VERSION

 

 

 

JOINDER AGREEMENT

 

THIS JOINDER AGREEMENT, dated as of February 24, 2016 (this “Agreement”) is executed by WARRIOR COAL, LLC, WEBSTER COUNTY COAL, LLC, WHITE OAK RESOURCES LLC, and HAMILTON COUNTY COAL, LLC (the “Additional Originators”), each a limited liability company organized under the laws of Delaware with its principal place of business located at 1717 S. Boulder Ave., Suite 400, Tulsa, Oklahoma.

 

 

BACKGROUND:

 

A.        Alliance Resource Operating Partners, L.P., a Delaware limited partnership (the “Company”) and the various entities from time to time party thereto, as Originators (collectively, the “Originators”), have entered into that certain Purchase and Sale Agreement, dated as of December 5, 2014 (as amended, restated, supplemented or otherwise modified through the date hereof, and as it may be further amended, restated, supplemented or otherwise modified from time to time, the “Purchase and Sale Agreement”).

 

B.        The Additional Originators desire to become Originators pursuant to Section 4.3 of the Purchase and Sale Agreement.

 

NOW, THEREFORE, in consideration of the foregoing and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Additional Originators hereby agree as follows:

 

SECTION 1.   Definitions.  Capitalized terms used in this Agreement and not otherwise defined herein shall have the meanings assigned thereto in the Purchase and Sale Agreement or in the Receivables Financing Agreement (as defined in the Purchase and Sale Agreement).

 

SECTION 2.   Transaction Documents.  The Additional Originators hereby agree that each shall be bound by all of the terms, conditions and provisions of, and shall be deemed to be party to (as if each were an original signatory to), the Purchase and Sale Agreement and each of the other relevant Transaction Documents.  From and after the later of the date hereof and the date that each Additional Originator has complied with all of the requirements of Section 4.3 of the Purchase and Sale Agreement, the Additional Originators shall be Originators for all purposes of the Purchase and Sale Agreement and all other Transaction Documents. Each Additional Originator hereby acknowledges that it has received copies of the Purchase and Sale Agreement and the other Transaction Documents.

 

SECTION 3.   Representations and Warranties.  Each Additional Originator hereby makes all of the representations and warranties set forth in Article V (to the extent applicable) of the Purchase and Sale Agreement as of the date hereof (unless such representations or warranties relate to an earlier date, in which case as of such earlier date), as if such representations and warranties were fully set forth herein.

 

 

Joinder Agreement

 

 

SECTION 4.   Amendments to the Purchase and Sale Agreement.  The Purchase and Sale Agreement is hereby amended as follows:

 

(a)        Schedule I of the Purchase and Sale Agreement is replaced in its entirety with Schedule I attached hereto.

 

(b)        Schedule II of the Purchase and Sale Agreement is replaced in its entirety with Schedule II attached hereto.

 

(c)        Schedule III of the Purchase and Sale Agreement is replaced in its entirety with Schedule III attached hereto.

 

(d)       Schedule IV of the Purchase and Sale Agreement is replaced in its entirety with Schedule IV attached hereto.

 

(e)        Schedule V of the Purchase and Sale Agreement is replaced in its entirety with Schedule V attached hereto.

 

SECTION 5.   Cut-Off Date.  The parties hereto hereby agree that the Cut-Off Date with respect to the Additional Originators shall be January 31, 2016.

 

SECTION 6.   Miscellaneous.  THIS AGREEMENT, INCLUDING THE RIGHTS AND DUTIES OF THE PARTIES HERETO, SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK (INCLUDING SECTIONS 5-1401 AND 5-1402 OF THE GENERAL OBLIGATIONS LAW OF THE STATE OF NEW YORK, BUT WITHOUT REGARD TO ANY OTHER CONFLICTS OF LAW PROVISIONS THEREOF).  This Agreement is executed by the Additional Originators for the benefit of the Buyer, and its assigns, and each of the foregoing parties may rely hereon.  This Agreement shall be binding upon, and shall inure to the benefit of, the Additional Originators and their successors and permitted assigns.  The Originators that are not Additional Originators, and the Buyer join in this Agreement for purposes of consenting to the addition of the Additional Originators and amending the Purchase and Sale Agreement as contemplated by Section 4.  Administrative Agent joins in this Agreement to evidence its consent to the addition of the Additional Originators and the amendments contemplated in Section 4.

 

[Signature Pages Follow]

 

 

Joinder Agreement

 

 

IN WITNESS WHEREOF, the undersigned has caused this Agreement to be executed by its duly authorized officer as of the date and year first above written.

 

 

	
 
    	
WARRIOR COAL, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ R. Eberly Davis
    
	
 
    	
 
    	
Name: R. Eberley Davis
    
	
 
    	
 
    	
Title: Senior Vice   President, General Counsel and Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
WEBSTER COUNTY COAL,   LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ R. Eberly Davis
    
	
 
    	
 
    	
Name: R. Eberley Davis
    
	
 
    	
 
    	
Title: Senior Vice   President, General Counsel and Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
WHITE OAK RESOURCES LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ R. Eberly Davis
    
	
 
    	
 
    	
Name: R. Eberley Davis
    
	
 
    	
 
    	
Title: Senior Vice   President, General Counsel and Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
HAMILTON COUNTY COAL,   LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ R. Eberly Davis
    
	
 
    	
 
    	
Name: R. Eberley Davis
    
	
 
    	
 
    	
Title: Senior Vice   President, General Counsel and Secretary
    

 

 

Joinder Agreement

 

 

	
 
    	
ORIGINATORS:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
ALLIANCE COAL, LLC
    
	
 
    	
GIBSON COUNTY COAL, LLC
    
	
 
    	
HOPKINS COUNTY COAL,   LLC
    
	
 
    	
METTIKI COAL (WV), LLC
    
	
 
    	
MT. VERNON TRANSFER   TERMINAL, LLC
    
	
 
    	
RIVER VIEW COAL, LLC
    
	
 
    	
SEBREE MINING, LLC
    
	
 
    	
TUNNEL RIDGE, LLC
    
	
 
    	
WHITE COUNTY COAL, LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ R. Eberly Davis
    	
 
    
	
 
    	
Name: R. Eberley Davis
    
	
 
    	
Title: Senior Vice   President, General Counsel and Secretary
    

 

 

Joinder Agreement

 

 

Consented to:

 

ALLIANCE RESOURCE OPERATING PARTNERS, L.P.

 

 

	
By:
    	
/s/ R. Eberly Davis
    	
 
    
	
Name: R. Eberley Davis
    	
 
    
	
Title:   Senior Vice President, General Counsel, and Secretary
    

 

 

Joinder Agreement

 

 

Acknowledged by and consented to:

 

PNC BANK, NATIONAL ASSOCIATION,
 as Administrative Agent and sole Lender

 

 

	
By:
    	
/s/ Michael Brown
    	
 
    
	
Name: Michael Brown
    	
 
    
	
Title: Senior Vice   President
    	
 
    

 

 

Joinder Agreement

 

 

Schedule I

 

 

LIST OF ORIGINATORS

 

 

 

Alliance Coal, LLC

 

Gibson County Coal, LLC

 

Hamilton County Coal, LLC

 

Hopkins County Coal, LLC

 

Mettiki Coal (WV), LLC

 

Mt. Vernon Transfer Terminal, LLC

 

River View Coal, LLC

 

Sebree Mining, LLC

 

Tunnel Ridge, LLC

 

Warrior Coal, LLC

 

Webster County Coal, LLC

 

White County Coal, LLC

 

White Oak Resources LLC

 

 

	
 
    	
Schedule II
    	
Joinder Agreement
    

 

 

Schedule II

 

 

LOCATION OF EACH ORIGINATOR

 

 

	
Originator
    	
Location
    
	
 
    	
 
    
	
Alliance Coal, LLC
    	
Delaware
    
	
Gibson County Coal, LLC
    	
Delaware
    
	
Hamilton County Coal,   LLC
    	
Delaware
    
	
Hopkins County Coal,   LLC
    	
Delaware
    
	
Mettiki Coal (WV), LLC
    	
Delaware
    
	
Mt. Vernon Transfer   Terminal, LLC
    	
Delaware
    
	
River View Coal, LLC
    	
Delaware
    
	
Sebree Mining, LLC
    	
Delaware
    
	
Tunnel Ridge, LLC
    	
Delaware
    
	
Warrior Coal, LLC
    	
Delaware
    
	
Webster County Coal,   LLC
    	
Delaware
    
	
White County Coal, LLC
    	
Delaware
    
	
White Oak Resources LLC
    	
Delaware
    

 

 

Joinder Agreement

 

 

Schedule III

 

 

LOCATION OF BOOKS AND RECORDS OF EACH ORIGINATOR

 

 

	
Originator
    	
Location of   Books and Records
    
	
 
    	
 
    
	
Alliance Coal,   LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
Gibson County   Coal, LLC

 
    	
1717 S. Boulder Ave., Suite 400, Tulsa, Oklahoma
    
	
Hamilton County   Coal, LLC

 
    	
1717 S. Boulder Ave., Suite 400, Tulsa, Oklahoma
    
	
Hopkins County   Coal, LLC

 
    	
1717 S. Boulder Ave., Suite 400, Tulsa, Oklahoma
    
	
Mettiki Coal   (WV), LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
Mt. Vernon   Transfer Terminal, LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
River View Coal,   LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
Sebree Mining,   LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
Tunnel Ridge,   LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
Warrior Coal,   LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
Webster County   Coal, LLC

 
    	
1717 S. Boulder Ave., Suite 400, Tulsa, Oklahoma
    
	
White County   Coal, LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    
	
White Oak   Resources LLC

 
    	
1717 S. Boulder   Ave., Suite 400, Tulsa, Oklahoma
    

 

 

	
 
    	
Schedule III
    	
Joinder Agreement
    

 

 

Schedule IV

 

 

TRADE NAMES OF EACH ORIGINATOR

 

 

	
Legal Name
    	
Trade Names
    
	
Alliance Coal,   LLC

 
    	
Not Applicable
    
	
Gibson County   Coal, LLC

 
    	
Not Applicable
    
	
Hamilton County   Coal, LLC

 
    	
Not Applicable
    
	
Hopkins County   Coal, LLC

 
    	
Not Applicable
    
	
Mettiki Coal   (WV), LLC

 
    	
Not Applicable
    
	
Mt. Vernon   Transfer Terminal, LLC

 
    	
Not Applicable
    
	
River View Coal,   LLC

 
    	
Not Applicable
    
	
Sebree Mining,   LLC

 
    	
Not Applicable
    
	
Tunnel Ridge,   LLC

 
    	
Not Applicable
    
	
Warrior Coal,   LLC

 
    	
Not Applicable
    
	
Webster County   Coal, LLC

 
    	
Not Applicable
    
	
White County   Coal, LLC

 
    	
Not Applicable
    
	
White Oak   Resources LLC

 
    	
Not Applicable
    

 

 

	
 
    	
Schedule IV
    	
Joinder Agreement
    

 

 

Schedule V

 

 

LOCATION OF MINING OPERATIONS OF EACH ORIGINATOR

 

 

	
 

 

ORIGINATOR
    	
MINEHEAD
    	
STATE
    	
COUNTY
    
	
Alliance   Coal, LLC

 
    	
N/A
    	
N/A
    	
N/A
    
	
Gibson   County Coal, LLC

 
    	
Gibson N.   Complex/

Gibson S.   Complex
    	
IN
    	
Gibson County

Knox County
    
	
Hamilton   County Coal, LLC

 
    	
Hamilton County   Coal

Mine #1   (Hamilton County Coal, LLC operates and generates its Receivables from coal   mined at this mine, but the record interest in coal at this mine is held by   White Oak Resources LLC)
    	
IL
    	
Hamilton County
    
	
Hopkins   County Coal, LLC

 
    	
Elk Creek Mine
    	
KY
    	
Hopkins County
    
	
Mettiki   Coal (WV), LLC

 
    	
Mettiki-   Mountain View Mine
    	
WV
    	
Grant County

Tucker County
    
	
Mt.   Vernon Transfer Terminal, LLC

 
    	
N/A (Transfer   Terminal)
    	
N/A
    	
N/A
    
	
River   View Coal, LLC

 
    	
River View Mine
    	
KY
    	
Union County
    
	
Sebree   Mining, LLC

 
    	
Onton No. 9   Mine
    	
KY
    	
Hopkins County

Webster County
    
	
Tunnel   Ridge, LLC

 
    	
Tunnel Ridge   Mine
    	
PA

WV
    	
Washington   County

Ohio County
    
	
Warrior   Coal, LLC

 
    	
Warrior Mine
    	
KY
    	
Hopkins County
    
	
Webster   County Coal, LLC

 
    	
Dotiki Mine
    	
KY
    	
Webster County
    

 

 

	
 
    	
Schedule V
    	
Joinder Agreement
    

 

 

	
 

 

ORIGINATOR
    	
MINEHEAD
    	
STATE
    	
COUNTY
    
	
White   County Coal, LLC

 
    	
Pattiki Mine
    	
IL
    	
White County
    
	
White   Oak Resources LLC

 
    	
Hamilton County   Coal

Mine #1 
    	
IL
    	
Hamilton County
    

 

 

	
 
    	
Schedule V
    	
Joinder Agreement

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