Document:

Exhibit 10.36

[ENTREMED
Letterhead] 

	
  Affymax, Inc.

  4001 Miranda Avenue

  Palo Alto, California 94304

  	
  February 23, 2007

  
	
  Attn:

  	
  Chris Dammann 

  VP, Business Development

  
	
   

  	
   

  
	
   Re:

  	
  Seventh Extension of Letter Agreement

  
			

Dear Chris:

        I
am writing with reference to the Letter Agreement between Affymax, Inc. (“Affymax”)
and EntreMed, Inc. (“EntreMed”) dated as of September 20, 2004 (together
with each of the exhibits thereto, as amended, the “Letter Agreement”) and the
related First Extension Letter dated as of August 23, 2005 between Affymax
and EntreMed (the “First Extension Letter”), pursuant to which EntreMed and
Affymax agreed to extend the Term of the Letter Agreement to December 31,
2005, and the subsequent Second Extension Letter dated as of December 19,
2005 between Affymax and EntreMed (the “Second Extension Letter”), pursuant to
which EntreMed and Affymax agreed to further extend the Term of the Letter
Agreement to February 28, 2006, and the subsequent Third Extension Letter
dated as of February 28, 2006 between Affymax and EntreMed (the “Third
Extension Letter”), pursuant to which EntreMed and Affymax agreed to further
extend the Term of the Letter Agreement to May 31, 2006, and the
subsequent Fourth Extension Letter dated as of May 24, 2006 between
Affymax and EntreMed (the “Fourth Extension Letter”), pursuant to which
EntreMed and Affymax agreed to further extend the Term of the Letter Agreement
to August 31, 2006, and the subsequent Fifth Extension Letter dated as of
August 23, 2006 between Affymax and EntreMed (the “Fifth Extension Letter”),
pursuant to which EntreMed and Affymax agreed to further extend the Term of the
Letter Agreement to November 30, 2006 and the subsequent Sixth Extension
letter dated as of November 27, 2006 between Affymax and EntreMed (the “Sixth
Extension Letter”), pursuant to which EntreMed and Affymax agreed to further
extend the Term of the Letter Agreement to February 28, 2007.  All capitalized terms used but not defined
herein shall have the meaning given to such terms in the Letter Agreement.

        As
both parties would like to continue the Research Collaboration under the Letter
Agreement, pending our current negotiations relating to a Co-Development
Agreement, the Term of the Letter Agreement is agreed to be further extended to
May 31, 2007. Both Affymax and EntreMed acknowledge and agree that, except as
otherwise set forth in herein, all terms and conditions of the Letter
Agreement, the First Extension Letter, the Second Extension Letter, the Third
Extension Letter, the Fourth Extension Letter, the Fifth Extension Letter and
the Sixth Extension Letter would remain unchanged and in full force and effect.

        Please
confirm your agreement to extend the Term of the Letter Agreement (including, without
limitation, the period to enter into a Co-Development Agreement) to May 31,
2007, by countersigning this Letter and returning the countersigned letter to
EntreMed. 

	
  

  	
  Very truly yours,

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  EntreMed, Inc.

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/  MARC CORRADO

  
	
   

  	
   

  	
  Name: Marc Corrado

  Title: Vice President Corporate Development

  
	
  ACCEPTED AND AGREED:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Affymax, Inc.

  	
   

  	
   

  
				

 

 

	
  By:

  	
   

  	
  /s/  CHRIS DAMMANN

  	
   

  
	
   

  	
   

  	
  Name:

  Title:

  Date:

  

EntreMed, Inc. / 9640 Medical Center Drive /
Rockville, MD 20850

240.864.2600 phone / 240.864.2601 faxExhibit 10.50

BARE ESCENTUALS BEAUTY, INC.

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

This FIRST
AMENDMENT TO AMENDED AND RESTATED  CREDIT
AGREEMENT (this “Amendment”) is
dated as of March 23, 2007 and entered into by and among BARE
ESCENTUALS, INC., a Delaware corporation (“Holdings”),
BARE ESCENTUALS BEAUTY, INC., a
Delaware corporation (the  “Company”), THE FINANCIAL INSTITUTIONS
LISTED ON THE SIGNATURE PAGES HEREOF, and BNP PARIBAS (“BNP
Paribas”), as administrative agent for Lenders (in such
capacity, “Administrative
Agent”).  Reference is made to that certain Amended and
Restated Credit Agreement dated as of December 20, 2006 by and among Holdings,
Company, the Lenders referenced therein and BNP Paribas, as Administrative
Agent (the “Credit Agreement”). Capitalized
terms used herein without definition shall have the same meanings as set forth
in the Credit Agreement, as amended hereby.

RECITALS

WHEREAS, the
Company desires to increase its Permitted Acquisitions capacity under the
Credit Agreement, to reconcile certain conflicting terms in the Credit
Agreement relating to the timing of delivery of Pricing Certificates, and to
make other corrective modifications;

NOW, THEREFORE, in consideration
of the premises and the agreements, provisions and covenants herein contained,
the parties hereto agree as follows:

SECTION 1.                                                    AMENDMENTS
TO CREDIT AGREEMENT

A.            Section 1 of the Credit
Agreement is hereby amended by deleting the defined term “Financial Plan”.

B.            Subsection 2.2A(i) of the
Credit Agreement is hereby amended by deleting the words “the 45th day following the end of the most recently
completed Fiscal Quarter” and replacing them with the words “the later of (x)
the 45th day following the end of the most recently
completed Fiscal Quarter and (y) receipt of the applicable Pricing Certificate
by the Administrative Agent”.

C.            Subsection 6.1 of the Credit
Agreement is hereby amended as follows:

(i)            Clause (ii) is hereby deleted in its
entirety and replaced with the following:

“Quarterly Financials:  as soon as available and in any event within
60 days after the end of each Fiscal Quarter, (a) the consolidated balance
sheet of Holdings and its Subsidiaries as at the end of such Fiscal Quarter and
the related consolidated statements of income, stockholders’ equity and cash
flows of Holdings and its Subsidiaries for such Fiscal Quarter and for the
period from the beginning of the then current Fiscal Year to the end of such

 

Fiscal
Quarter, setting forth in each case in comparative form the corresponding figures
for the corresponding periods of the previous Fiscal Year, all in detail
reasonably satisfactory to Administrative Agent and certified by the chief
financial officer of Company that they fairly present, in all material
respects, the financial condition of Holdings and its Subsidiaries as at the
dates indicated and the results of their operations and their cash flows for
the periods indicated, subject to changes resulting from audit and normal
year-end adjustments, and (b) a narrative report describing the operations
of Holdings and its Subsidiaries for such Fiscal Quarter and for the period
from the beginning of the then current Fiscal Year to the end of such fiscal
quarter; provided, however, that, so long as Holdings is required
to file reports under Section 13 of the Exchange Act, (x) the requirements of
this paragraph with respect to the first three Fiscal Quarters of any Fiscal
Year shall be deemed satisfied (including the requirements to deliver monthly
financial statements) by the delivery of the quarterly financials of Holdings
on Form 10-Q for the relevant Fiscal Quarter, signed by the duly authorized
officer or officers of Holdings and (y) clause (a) of this paragraph will not
require statements of stockholders’ equity or cash flows with respect to the
fourth Fiscal Quarter of any Fiscal Year;”

 

(ii)           Clause (iii) is hereby amended by
deleting the words “and the corresponding figures from the Financial Plan for
the Fiscal Year covered by such financial statements”;

(iii)          Clause (iv) is hereby amended by
deleting the words “45th day” and replacing it with the words “60th day”.

D.            Subsection 7.3 of the Credit
Agreement is hereby amended as follows:

(i)            Subsection 7.3(x) of the Credit
Agreement is hereby amended by deleting such subsection in its entirety and
substituting the following therefor:

“(x)          Company and any other Subsidiary of
Holdings may acquire assets (including Capital Stock and including Capital
Stock of Subsidiaries formed in connection with any such acquisition) (in each
case, a “Permitted Acquisition”) and continue to
own such assets after the acquisition thereof; provided that the
aggregate amount of Cash consideration paid by Company and any other Subsidiary
of Holdings for Permitted Acquisitions shall not exceed $30,000,000 in any one
Fiscal Year or $60,000,000 in the aggregate; and provided  further
that (i) Holdings and Company shall, and shall cause its Subsidiaries to,
comply with the requirements of subsections 6.8 and 6.9 with respect to each
such acquisition that results in a Person becoming a Subsidiary, (ii) Company
shall have delivered a disclosure statement updating each of the Schedules to
this Agreement and the other Loan Documents to reflect any factual revisions or
modifications to the information set forth therein resulting from such
acquisition; provided that any such update which alters the substantive
effect of any representation or warranty, covenant or any other term or
condition of this Agreement or any other Loan Document or which discloses an
event or circumstance that, in any case, would otherwise require the consent of
Administrative Agent, Requisite Lenders or Lenders to such modification, event
or circumstance, shall not constitute a modification of this Agreement or any
other Loan Document or a permitted disclosure hereunder or thereunder, and
shall not excuse any Event of Default or Potential Event of Default which may
otherwise arise

 2
 

in connection therewith,
without written consent required hereunder of Administrative Agent, Requisite
Lenders or Lenders, as the case may be; and (iii) after giving effect to such
acquisition, the Subsidiaries of Holdings (1) shall not be engaged in any
business not permitted by subsection 7.9, (2) shall be in compliance on a pro
forma basis after giving effect to such acquisition with each of the financial
covenants contained in subsection 7.5, (3) no Event of Default or Potential
Event of Default shall have occurred and be continuing or would result from
such acquisition, (4) the representations and warranties in Section 5 hereof  (as supplemented in accordance with (ii)
above) shall be true, correct and complete in all material respects on and as
of the Permitted Acquisition closing date to the same extent as though made on
and as of that date (or, to the extent such representations and warranties
specifically relate to an earlier date, such representations and warranties
shall have been true, correct and complete in all material respects on and as
of such earlier date), and (5) Company shall have delivered to Administrative
Agent and the Lenders an Officer’s Certificate to the effect set forth in the
foregoing clauses (1) through (4) and a Compliance Certificate to evidence
clause (2);”

(ii)           Subsection 7.3(xii) of the Credit
Agreement is hereby amended by deleting such subsection in its entirety and
substituting the following therefor:

“(xii)        Holdings,
Company and the Subsidiary Guarantors may make and own Investments in Foreign
Subsidiaries, provided that the amount of all such Investments made from and
after the Restatement Date minus the amount of all cash dividends,
distributions and other payments received by Holdings, Company or any of the
Subsidiary Guarantors in respect of such Investments after the Restatement Date
shall not at any time exceed $25,000,000, plus any amounts utilized for
Permitted Acquisitions of Foreign Subsidiaries pursuant to clause (x) above;”

SECTION 2.                                                    REPRESENTATIONS
AND WARRANTIES

In order to induce Lenders and Administrative Agent to
enter into this Amendment, Company and Holdings each represents and warrants to
each Lender and Administrative Agent that the following statements are true,
correct and complete:

(i)            each of Company and Holdings has all
requisite corporate power and authority to enter into this Amendment and to
carry out the transactions contemplated by, and perform its obligations under,
the Credit Agreement as amended by this Amendment (the “Amended
Agreement”);

(ii)           the execution and delivery of this
Amendment and the performance of the Amended Agreement have been duly
authorized by all necessary corporate action on the part of Company and
Holdings;

(iii)          the execution and delivery by Company
and Holdings of this Amendment and the performance by Company and Holdings of
the Amended Agreement do not and will not (i) violate any provision of any law
or any governmental rule or regulation applicable to Holdings, Company or any
of its Subsidiaries which have not been obtained, the Certificate or Articles
of Incorporation or Bylaws of Holdings, Company or any of its Subsidiaries or
any

 3
 

 

order, judgment or decree of any court or other agency of government
binding on Holdings, Company or any of its Subsidiaries, (ii) conflict with,
result in a breach of or constitute (with due notice or lapse of time or both)
a default under any Contractual Obligation of Holdings, Company or any of its
Subsidiaries, (iii) result in or require the creation or imposition of any Lien
upon any of the properties or assets of Holdings, Company or any of its
Subsidiaries (other than Liens created under any of the Loan Documents in favor
of Administrative Agent on behalf of Lenders and other Liens permitted under
the Amended Agreement), or (iv) require any approval of stockholders or any
approval or consent of any Person under any Contractual Obligation of Holdings,
Company or any of its Subsidiaries which have not been obtained, except for
with respect to the foregoing clauses (i) , (ii) and (iv) 
above, such violations, conflicts, breaches, defaults or failures to obtain
approvals or consents which could not reasonably be expected to have,
individually or in the aggregate, a Material Adverse Effect;

 

(iv)          the execution and delivery by Company
of this Amendment and the performance by Holdings and Company of the Amended
Agreement do not and will not require any registration with, consent or
approval of, or notice to, or other action to, with or by, any federal, state
or other governmental authority or regulatory body, except for registrations,
consents, approvals, notices and other actions that have been obtained, given or
taken, or the failure of which to obtain, give or take have not and could not
reasonably be expected to have, individually or in the aggregate, a Material
Adverse Effect;

(v)           this Amendment and the Amended
Agreement have been duly executed and delivered by Company and Holdings and are
the legally valid and binding obligations of Company and Holdings, enforceable
against Company and Holdings in accordance with their respective terms, except
as may be limited by bankruptcy, insolvency, reorganization, moratorium or
similar laws relating to or limiting creditors’ rights generally or by
equitable principles relating to enforceability; and

(vi)          no event has occurred and is
continuing or will result from the consummation of the transactions
contemplated by this Amendment that would constitute an Event of Default or a
Potential Event of Default.

SECTION 3.                                                    CONDITIONS
TO EFFECTIVENESS

Except as set forth
below, this Amendment shall become effective only upon the receipt by
Administrative Agent and Company of written or telephonic notice that Company,
Holdings and the Requisite Lenders have executed this Amendment and authorized
its delivery.

SECTION 4.                                                    MISCELLANEOUS

A.            Reference to
and Effect on the Credit Agreement and the Other Loan Documents.

(i)            On and after the effective date of
this Amendment, each reference in the Credit Agreement to “this Agreement”, “hereunder”,
“hereof”, “herein” or words of like import referring to the Credit Agreement
and each reference in the other Loan Documents to the “Credit Agreement”, “thereunder”,
“thereof” or words of like import

 4
 

 

referring to the Credit
Agreement shall mean and be a reference to the Credit Agreement as amended
hereby.

 

(ii)           Except as specifically amended by
this Amendment, the Credit Agreement and the other Loan Documents shall remain
in full force and effect and are hereby ratified and confirmed.

(iii)          The execution, delivery and
performance of this Amendment shall not, except as expressly provided herein,
constitute a waiver of any provision of, or operate as a waiver of any right,
power or remedy of Administrative Agent or any Lender under the Credit
Agreement or any of the other Loan Documents.

B.            Headings.  Section and subsection headings in this
Amendment are included herein for convenience of reference only and shall not
constitute a part of this Amendment for any other purpose or be given any
substantive effect.

C.            Applicable
Law.  THIS AMENDMENT AND THE RIGHTS AND
OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND SHALL BE
CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE INTERNAL LAWS OF THE STATE OF
NEW YORK (INCLUDING WITHOUT LIMITATION SECTION 5-1401 OF THE GENERAL
OBLIGATIONS LAW OF THE STATE OF NEW YORK).

D.            Counterparts.  This Amendment may be executed in any number
of counterparts and by different parties hereto in separate counterparts, each
of which when so executed and delivered shall be deemed an original, but all
such counterparts together shall constitute but one and the same instrument;
signature pages may be detached from multiple separate counterparts and
attached to a single counterpart so that all signature pages are physically
attached to the same document.

[Remainder of this page intentionally left blank]

 5

 

IN WITNESS WHEREOF,
the parties hereto have caused this Amendment to be duly executed and delivered
by their respective officers thereunto duly authorized as of the date first
written above.

 

	
  COMPANY:

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
  BARE ESCENTUALS BEAUTY, INC.

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
  By:

  	
  /s/ Leslie A. Blodgett

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  Name:

  	
  Leslie A Blodgett

  	 

	
   

  	
   

  	
   

  	
  Title:

  	
  President, Chief
  Executive Officer and

  	 

	
   

  	
   

  	
   

  	
   

  	
  Secretary

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
  HOLDINGS:

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
  BARE ESCENTUALS, INC.

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
   

  	
   

  	 

	
   

  	
   

  	
   

  	
  By:

  	
  /s/ Leslie A. Blodgett

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  Name:

  	
  Leslie A Blodgett

  	 

	
   

  	
   

  	
   

  	
  Title:

  	
  Chief Executive Officer

  	 

								

 

 

	
  LENDERS:

  	
  BNP PARIBAS,

  
	
   

  	
  individually and as
  Administrative Agent

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ PJ de Filippis

  	
   

  	
   

  
	
   

  	
  Name:

  	
  PJ de Filippis

  
	
   

  	
  Title:

  	
  Managing Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Cecile Scherer

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Cecile Scherer

  
	
   

  	
  Title:

  	
  Director, Merchant Banking Group

  
							

 

 

	
  

  	
   

  	
   

  	
   

  	
  The Governor and Company of the
  Bank of

  
	
   

  	
   

  	
   

  	
   

  	
  Ireland

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/ Paul Clarke

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Paul Clarke

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/ Louise O’Connor

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Louise O’Connor

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Vice President

  
									

 

 

 

	
  

  	
  CIBC Inc.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Gerald
  Girardi

  
	
   

  	
  Name:

  	
  Gerald
  Girardi

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  
	
   

  	
   

  	
  CIBC
  Inc.

  

 

 S-3
  
 

 

 

	
  

  	
  CIT LENDING SERVICES

  
	
   

  	
  CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Michael L. LaManes

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Michael L. LaManes

  
	
   

  	
  Title:

  	
  Vice President

  

 

 S-3
  
 

 

	
  

  	
   

  	
   

  	
   

  
	
  ING PRIME RATE TRUST

  	
   

  	
  ING INVESTMENT
  MANAGEMENT CLO I, Ltd.

  
	
  By:

  	
  ING Investment
  Management Co.

  	
  By:

  	
  ING Investment Management
  Co.

  
	
   

  	
  as its investment
  manager

  	
   

  	
  as its investment
  manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  /s/Brian S. Horton

  	
   

  	
   

  
	
  By:

  	
  /s/Brian S. Horton

  	
   

  	
   

  	
  Name:

  	
  Brian S. Horton

  
	
  Name:

  	
  Brian S. Horton

  	
  Title:

  	
  Senior Vice President

  
	
  Title:

  	
  Senior Vice President

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  ING SENIOR INCOME FUND

  	
   

  	
  ING INVESTMENT
  MANAGEMENT CLO II, LTD.

  
	
  By:

  	
  ING Investment
  Management Co.

  	
  By:

  	
  ING Alternative Asset
  Management LLC,

  
	
   

  	
  as its investment
  manager

  	
   

  	
  as its investment
  manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  By:

  	
  /s/Brian S. Horton

  	
   

  	
   

  	
   

  	
  /s/Brian S. Horton

  	
   

  	
   

  
	
  Name:

  	
  Brian S. Horton

  	
  Name:

  	
  Brian S. Horton

  
	
  Title:

  	
  Senior Vice President

  	
  Title:

  	
  Senior Vice President

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  ING International (II)
  — Senior Bank Loans Euro

  	
  ING INVESTMENT
  MANAGEMENT CLO III, LTD.

  
	
  By:

  	
  ING Investment
  Management Co.

  	
  By:

  	
  ING Alternative Asset
  Management LLC,

  
	
   

  	
  as its investment
  manager

  	
   

  	
  as its investment
  manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  /s/Brian S. Horton

  	
   

  	
   

  	
   

  	
  /s/Brian S. Horton

  	
   

  	
   

  
	
  Name:

  	
  Brian S. Horton

  	
  Name:

  	
  Brian S. Horton

  
	
  Title:

  	
  Senior Vice President

  	
  Title:

  	
  Senior Vice President

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  ING International (II)
  — Senior Bank Loans USD

  	
   

  	
  ING INVESTMENT
  MANAGEMENT CLO IV, LTD.

  
	
  By:

  	
  ING Investment
  Management Co.

  	
  By:

  	
  ING Alternative Asset
  Management LLC,

  
	
   

  	
  as its investment
  manager

  	
   

  	
  as its investment
  advisor

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  /s/Brian S. Horton

  	
   

  	
   

  	
   

  	
  /s/Brian S. Horton

  	
   

  	
   

  
	
  Name:

  	
  Brian S. Horton

  	
  Name:

  	
  Brian S. Horton

  
	
  Title:

  	
  Senior Vice President

  	
  Title:

  	
  Senior Vice President

  
																					

 

 S-3
  

 

	
  

  	
   

  	
   

  
	
   

  	
  WhiteHorse II, Ltd

  
	
   

  	
  By:

  	
  WhiteHorse Capital
  Partners, L.P.

  
	
   

  	
   

  	
  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Ethan Underwood

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Ethan Underwood

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
						

 

 S-4

 

	
  

  	
  Denali Capital LLC,
  managing member of DC

  
	
   

  	
  Funding Partners LLC,
  portfolio manager for

  
	
   

  	
  DENALI CAPITAL CLO I,
  LTD., or an affiliate

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Kelli
  C. Marti

  
	
   

  	
  Name:

  	
  Kelli
  C. Marti

  
	
   

  	
  Title:

  	
  Senior Vice
  President

  

 

 S-3
  
 

 

 

	
  

  	
   

  	
  Denali Capital LLC, managing member of

  
	
   

  	
   

  	
  DC Funding Partners LLC, portfolio manager for

  
	
   

  	
   

  	
  DENALI CAPITAL CLO III, LTD., or an affiliate

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Kelli C.
  Marti

  
	
   

  	
   

  	
  Name:

  	
  Kelli C. Marti

  
	
   

  	
   

  	
  Title:

  	
  Senior Vice
  President

  

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  Denali Capital LLC, managing member of

  
	
   

  	
   

  	
  DC Funding Partners LLC, portfolio manager for

  
	
   

  	
   

  	
  DENALI CAPITAL CLO IV, LTD., or an affiliate

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Kelli C.
  Marti

  
	
   

  	
   

  	
  Name:

  	
  Kelli C. Marti

  
	
   

  	
   

  	
  Title:

  	
  Senior Vice
  President

  

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  VAN KAMPEN

  
	
   

  	
   

  	
  SENIOR INCOME TRUST

  
	
   

  	
   

  	
  By:

  	
  Van Kampen Asset Management

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Christina
  Jamieson

  
	
   

  	
   

  	
  Name:

  	
  Christina
  Jamieson

  
	
   

  	
   

  	
  Title:

  	
  Managing
  Director

  
					

 

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  VAN KAMPEN

  
	
   

  	
   

  	
  SENIOR LOAN FUND

  
	
   

  	
   

  	
  By:

  	
  Van Kampen Asset Management

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Christina
  Jamieson

  
	
   

  	
   

  	
  Name:

  	
  Christina
  Jamieson

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  
						

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  LightPoint CLO III, Ltd.

  
	
   

  	
   

  	
  LightPoint CLO IV, Ltd.

  
	
   

  	
   

  	
  LightPoint CLO V, Ltd.

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Colin Donlan

  
	
   

  	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
   

  	
  Title:

  	
  Director

  

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  CYPRESSTREE CLAIF FUNDING LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Kristi Milton

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Kristi Milton

  
	
   

  	
   

  	
  Title:

  	
  Assistant Vice President

  
							

 

 

 

 S-3
  
 

 

 

 

	
  

  	
   

  	
  ULT CBNA Loan Funding LLC, for
  itself or as agent for 

  
	
   

  	
   

  	
  ULT CFPI Loan Funding LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Patrick Reichart

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Patrick Reichart

  
	
   

  	
   

  	
  Title:

  	
  Attorney-in-fact

  
							

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  Stanfield Vantage CLO, Ltd

  
	
   

  	
   

  	
  By:

  	
  Stanfield Capital Partners, LLC

  
	
   

  	
   

  	
   

  	
  as its Asset Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/David Frey

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  David Frey

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  
									

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  Stanfield Arbitrage CDO, Ltd

  
	
   

  	
   

  	
  By:

  	
  Stanfield Capital Partners, LLC

  
	
   

  	
   

  	
   

  	
  as its Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/David Frey

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  David Frey

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  
									

 

 

 S-3
  
 

 

 

 

	
  

  	
   

  	
  Stanfield Carrera CLO, Ltd

  
	
   

  	
   

  	
  By:

  	
  Stanfield Capital Partners, LLC

  
	
   

  	
   

  	
   

  	
  as its Asset Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/David Frey

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  David Frey

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  
									

 

 

 S-3
  
 

 

 

	
  

  	
   

  	
  Stanfield Bristol CLO, Ltd

  
	
   

  	
   

  	
  By:

  	
  Stanfield Capital Partners, LLC

  
	
   

  	
   

  	
   

  	
  as it Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/David Frey

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  David Frey

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  
									

 

 

 S-3
  
 

 

 

 

	
  LENDERS:

  	
   

  	
  WhiteHorse I, Ltd

  
	
   

  	
   

  	
  By:

  	
  WhiteHorse Capital
  Partners, L.P.

  
	
   

  	
   

  	
   

  	
  As Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Ethan Underwood

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Ethan Underwood

  
	
   

  	
   

  	
  Title:

  	
  Portfolio Manager

  
									

 

 S-3
  

 

 

	
  

  	
  WhiteHorse III, Ltd.

  
	
   

  	
  By:

  	
  WhiteHorse Capital
  Partners, L.P.

  
	
   

  	
   

  	
  As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Ethan Underwood

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Ethan Underwood

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
						

 

 

 

 S-5

 

 

	
  

  	
   

  	
  Denali Capital LLC,
  managing member of

  
	
   

  	
   

  	
  DC Funding Partners
  LLC, portfolio manager for

  
	
   

  	
   

  	
  DENALI CAPITAL CLO V,
  LTD., or an affiliate

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  	
  /s/Kelli
  C. Marti

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Kelli
  C. Marti

  
	
   

  	
   

  	
  Title:

  	
  Senior Vice
  President

  

 

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  EAGLE CREEK CLO, LTD

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Richard M. Matas

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Richard M. Matas

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Authorized Signor

  
												

 

 

 S-3
 

 

 

	
  

  	
   

  	
   

  	
   

  	
  Denali Capital LLC,
  managing member of

  
	
   

  	
   

  	
   

  	
   

  	
  DC Funding Partners
  LLC, Porfolio manager for DENALI

  
	
   

  	
   

  	
   

  	
   

  	
  CAPITAL CREDIT
  OPPORTUNITY FUND FINANCING.

  
	
   

  	
   

  	
   

  	
   

  	
  LTD., or an affiliate

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Kelli
  C. Marti

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Kelli
  C. Marti

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Senior Vice
  President

  

 

 

 S-3
 

 

 

	
  

  	
   

  	
   

  	
   

  	
  Loan Star State Trust

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Highland Capital Management,
  L.P., As Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Strand Advisors, Inc., its
  Investment Advisor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Brian Lohrding

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Brian Lohrding, Treasurer

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Strand Advisors, Inc.,

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
  General Partner of

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
  Highland Capital Managment, L.P.

  
										

 

 

 

 S-3
 

 

 

	
  

  	
   

  	
   

  	
   

  	
  [ILLEGIBLE] CLO, Ltd.

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Highland Capital Management,
  L.P., As Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Strand Advisors, Inc., its General
  Partner

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
   

  	
  /s/Brian Lohrding

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
   

  	
  Brian Lohrding, Treasurer

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
   

  	
  Strand Advisors, Inc.,

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  General Partner of

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Highland Capital Managment, L.P.

  
										

 

 

 

 S-3
 

 

 

 

	
  

  	
  DUANE STREET CLO I, LTD.

  
	
   

  	
  By:

  	
  DiMaio Ahmad Capital LLC, as

  
	
   

  	
  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Paul Travers

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Paul Travers

  
	
   

  	
  Title:

  	
  Managing Director

  
						

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
  Landmark VI CDO Limited

  
	
   

  	
   

  	
  By:

  	
  Aladdin Capital
  Management, LLC.

  
	
   

  	
   

  	
   

  	
  as Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/John J.D’Angelo

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  John J.D’Angelo

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  
								

 

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
  BALLANTYNE FUNDING LLC

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Kristi Milton

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Kristi Milton

  
	
   

  	
   

  	
  Title:

  	
  Assistant Vice President

  
							

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
  Halcyon Structured
  Asset Management CLO I LTD.

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/James W. Sykes

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  James W. Sykes

  
	
   

  	
   

  	
  Title:

  	
  Managing Principal

  
								

 

 

 S-3
 

 

 

	
  

  	
   

  	
  Evergreen CBNA Loan
  Funding LLC

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Erich VanRavenswaay

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Erich VanRavenswaay

  
	
   

  	
   

  	
  Title:

  	
  Assistant Vice President

  
								

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
  Grand Central Asset
  Trust, HLD Series

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Erich VanRavenswaay

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Erich VanRavenswaay

  
	
   

  	
   

  	
  Title:

  	
  Assistant Vice President

  
							

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
  Rockwall CDO LTD.

  
	
   

  	
   

  	
  By:

  	
  Highland Capital Management,
  L.P.

  
	
   

  	
   

  	
  As Collateral Manager

  
	
   

  	
   

  	
  By:

  	
  Strand Advisors, Inc., Its
  General Partner

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Brian Lohrding 

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Brian Lohrding, Treasurer

  
	
   

  	
   

  	
  Title:

  	
  Strand Advisors, Inc.

  
	
   

  	
   

  	
   

  	
  General Partner of

  
	
   

  	
   

  	
   

  	
  Highland Capital Management, L.P.

  
									

 

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
  Highland Credit
  Opportunities CDO Ltd

  
	
   

  	
   

  	
  By:

  	
  Highland Capital
  Management, L.P.

  
	
   

  	
   

  	
  As Collateral Manager

  
	
   

  	
   

  	
  By:

  	
  Strand Advisors, Inc.,
  Its General 

  
	
   

  	
   

  	
  Partner

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/Brian Lohrding

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  Brian Lohrding, Treasurer

  
	
   

  	
   

  	
  Title:

  	
  Strand Advisors, Inc.

  
	
   

  	
   

  	
   

  	
  General Partner of

  
	
   

  	
   

  	
   

  	
  Highland Capital Management, L.P.

  
								

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  Denali Capital LLC,
  managing member of

  
	
   

  	
   

  	
   

  	
   

  	
  DC Funding Partners
  LLC, Porfolio manager for 

  
	
   

  	
   

  	
   

  	
   

  	
  DENALI CAPITAL CLO VI,
  LTD., or an affiliate

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Kelli
  C. Marti

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Kelli C. Marti

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Senior
  Vice President

  
									

 

 

 S-3
 

 

 

 

	
  

  	
  Aerlie CLO 2006-1 Ltd

  
	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/Alex Tuff

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Alex Tuff

  
	
   

  	
  Title:

  	
  Head of Bank Dept

  
							

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  FALL CREEK CLO, LTD. 

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Richard M. Matas

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Richard M. Matas

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Authorized Signor

  
										

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
  By:

  	
  Callidus Debt Partners CLO Fund
  IV Ltd

  
	
   

  	
   

  	
   

  	
  By:

  	
  Its Collateral Manager,

  
	
   

  	
   

  	
   

  	
  Callidus Capital Management,
  LLC. 

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  By:

  	
  /s/Peter
  R. Bennitt

  	
   

  
	
   

  	
   

  	
   

  	
  Name:

  	
  PETER R. BENNITT

  
	
   

  	
   

  	
   

  	
  Title:

  	
  PRINCIPAL

  
									

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  By:

  	
  Callidus Debt Partners CLO Fund V. Ltd.

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Its Collateral Manager,

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
  Calidus Capital Management, LLC.

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Peter R.
  Bennitt

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  PETER
  R. BENNITT

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  PRINCIPAL

  
										

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  By:

  	
  MAPS CLO Fund I, LLC

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Its Collateral Manager,

  
	
   

  	
   

  	
   

  	
   

  	
  Calidus Capital Management, LLC.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Peter R.
  Bennitt

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  PETER
  R. BENNITT

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  PRINCIPAL

  
								

 

 

 S-3

 

 

	
  

  	
   

  	
  WhiteHorse IV, Ltd.

  
	
   

  	
   

  	
   

  	
  By: WhiteHorse Capital Partners, L.P.

  
	
   

  	
   

  	
   

  	
  As Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  	
  /s/ Ethan Underwood

  
	
   

  	
   

  	
  Name:

  	
   

  	
  Ethan Underwood

  
	
   

  	
   

  	
  Title:

  	
   

  	
  Portfolio Manager

  
						

 

 S-6

 

 

 

 

	
  

  	
  Mountain View Funding CLO 2006-I, Ltd.

  
	
   

  	
  By: Seix Advisors, a fixed income division of

  
	
   

  	
  Trusco Capital Management, Inc., as Collateral

  Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ George Goudelias

  
	
   

  	
  Name:

  	
   

  	
  George Goudelias

  
	
   

  	
  Title:

  	
   

  	
  PM, Seix Advisors

  

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  DUNES FUNDING LLC

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Kristi Milton

  
	
   

  	
  Name:

  	
   

  	
  Kristi Milton

  
	
   

  	
  Title:

  	
   

  	
  Assistant Vice President

  

 

 

 

 S-3
 

 

 

 

	
  

  	
  Ballyrock CLO II Limited

  
	
   

  	
  BALLYROCK Investment Advisors LLC, as

  
	
   

  	
  Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Lisa Rymut

  
	
   

  	
  Name:

  	
   

  	
  Lisa Rymut

  
	
   

  	
  Title:

  	
   

  	
  Assistant Treasurer

  

 

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Ballyrock CLO III Limited

  
	
   

  	
  BALLYROCK Investment Advisors LLC, as

  
	
   

  	
  Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Lisa Rymut

  
	
   

  	
  Name:

  	
   

  	
  Lisa Rymut

  
	
   

  	
  Title:

  	
   

  	
  Assistant Treasurer

  

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Fraser Sullivan CLO I Ltd.

  
	
   

  	
  By: Fraser Sullivan Investment Management,

  
	
   

  	
  LLC, as Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Tighe P. Sullivan

  
	
   

  	
  Name:

  	
   

  	
  Tighe P. Sullivan

  
	
   

  	
  Title:

  	
   

  	
  Managing Partner

  

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  [ILLEGIBLE]

  
	
   

  	
  By: Highland Capital Management, L.P.

  
	
   

  	
  As Collateral Manager

  
	
   

  	
  By: Strand Advisors, Inc.

  
	
   

  	
  as General Partner

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Brian Lohrding

  
	
   

  	
  Name:

  	
   

  	
  Brian Lohrding, Treasurer

  
	
   

  	
  Title:

  	
   

  	
  Strand Advisors, Inc.

  General Partner of

  Highland Capital Management L.P.

  

 

 

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Highland Floating Rate Advantage Fund

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ M. Jason Blackburn

  
	
   

  	
  Name:

  	
   

  	
  M. Jason Blackburn

  
	
   

  	
  Title:

  	
   

  	
  Treasurer

  

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Southfork CLO, Ltd.

  
	
   

  	
  By: Highland Capital Management, L.P.

  
	
   

  	
  As Collateral Manager

  
	
   

  	
  By: Strand Advisors, Inc.

  
	
   

  	
  as General Partner

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Brian Lohrding

  
	
   

  	
  Name:

  	
   

  	
  Brian Lohrding, Treasurer

  
	
   

  	
  Title:

  	
   

  	
  Strand Advisors, Inc.

  General Partner of

  Highland Capital Management L.P.

  

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Halcyon Structured Asset Management Long

  
	
   

  	
  Secured/Short Unsecured CLO 2006-1 LTD.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ James W. Sykes

  
	
   

  	
  Name:

  	
   

  	
  James W. Sykes

  
	
   

  	
  Title:

  	
   

  	
  Managing Principal

  

 

 

 

 S-3
 

 

 

 

	
  

  	
  Halcyon Structured Asset Management Long

  
	
   

  	
  Secured/Short Unsecured CLO II LTD.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ James W. Sykes

  
	
   

  	
  Name:

  	
   

  	
  James W. Sykes

  
	
   

  	
  Title:

  	
   

  	
  Managing Principal

  

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  CS Advisors CLO I Ltd.

  
	
   

  	
  By: Capital Sourse Advisors LLC, As Portfolio
  Manager

  
	
   

  	
  And attorney-in-fact

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Charles A. Stearas

  
	
   

  	
  Name:

  	
   

  	
  Charles A. Stearas

  
	
   

  	
  Title:

  	
   

  	
  Vice President

  

 

 

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Stanfield AZURE CLO, Ltd.

  
	
   

  	
  By: Stanfield Capital Partners, LLC

  
	
   

  	
  as its Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ David Frey

  
	
   

  	
  Name:

  	
   

  	
  David Frey

  
	
   

  	
  Title:

  	
   

  	
  Managing Director

  

 

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Stanfield Modena CLO, Ltd.

  
	
   

  	
  By: Stanfield Capital Partners, LLC

  
	
   

  	
  as its Asset Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ David Frey

  
	
   

  	
  Name:

  	
   

  	
  David Frey

  
	
   

  	
  Title:

  	
   

  	
  Managing Director

  

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Stanfield Quattro CLO, Ltd.

  
	
   

  	
  By: Stanfield Capital Partners, LLC

  
	
   

  	
  As its Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ David Frey

  
	
   

  	
  Name:

  	
   

  	
  David Frey

  
	
   

  	
  Title:

  	
   

  	
  Managing Director

  

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Stanfield Veyron CLO, Ltd.

  
	
   

  	
  By: Stanfield Capital Partners, LLC

  
	
   

  	
  as its Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ David Frey

  
	
   

  	
  Name:

  	
   

  	
  David Frey

  
	
   

  	
  Title:

  	
   

  	
  Managing Director

  

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  CREDIT SUISSE INTERNATIONAL

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Melanie Harrier

  
	
   

  	
  Name:

  	
   

  	
  Melanie Harrier

  
	
   

  	
  Title:

  	
   

  	
  Assistant Vice President Operations

  

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  STERLING FARMS FUNDING LLC

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Kristi Milton

  
	
   

  	
  Name:

  	
   

  	
  Kristi Milton

  
	
   

  	
  Title:

  	
   

  	
  Assistant Vice President

  

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Telos CLO 2006-1, LTD

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Jonathan Tepper

  
	
   

  	
  Name:

  	
   

  	
  Jonathan Tepper, as A-I-F

  
	
   

  	
  Title:

  	
   

  	
  Principal

  

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Greyrock CDO LTD

  
	
   

  	
  By: Aladdin Capital Management, LLC

  
	
   

  	
        as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ John J. D’Angelo

  
	
   

  	
  Name:

  	
   

  	
  John J. D’Angelo

  
	
   

  	
  Title:

  	
   

  	
  Authorized Signatory

  

 

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Landmark VIII CDO Limited

  
	
   

  	
  By: Aladdin Capital Management, LLC

  
	
   

  	
        as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ John J. D’Angelo

  
	
   

  	
  Name:

  	
   

  	
  John J. D’Angelo

  
	
   

  	
  Title:

  	
   

  	
  Authorized Signatory

  

 

 

 

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  FM Leveraged Capital Fund II

  
	
   

  	
  By: GSO Capital Partners LP as Subadviser to

  
	
   

  	
  FriedbergMilstein LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Melissa Marano

  
	
   

  	
  Name:

  	
   

  	
  Melissa Marano

  
	
   

  	
  Title:

  	
   

  	
  Authorized Signatory

  

 

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Landmark IX CDO Limited

  
	
   

  	
  By: Aladdin Capital Management, LLC

  
	
   

  	
        as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ John J. D’Angelo

  
	
   

  	
  Name:

  	
   

  	
  John J. D’Angelo

  
	
   

  	
  Title:

  	
   

  	
  Authorized Signatory

  

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Aerlie CLO 2006-II Ltd.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Alex Tuff

  
	
   

  	
  Name:

  	
   

  	
  Alex Tuff

  
	
   

  	
  Title:

  	
   

  	
  Head of BankDebt

  

 

 

 

 

 

 

 S-3
 

 

 

 

 

	
  

  	
  Ballyrock CLO 2006-I Limited

  
	
   

  	
  BALLYROCK Investment Advisors LLC, as

  
	
   

  	
  Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Lisa Rymut

  
	
   

  	
  Name:

  	
   

  	
  Lisa Rymut

  
	
   

  	
  Title:

  	
   

  	
  Assistant Treasurer

  

 

 

 

 

 

 S-3
 

 

 

 

	
  

  	
  Fraser Sullivan CLO II Ltd.

  
	
   

  	
  By: Fraser Sullivan Investment Management,

  
	
   

  	
  LLC, as Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Tighe P. Sullivan

  
	
   

  	
  Name:

  	
   

  	
  Tighe P. Sullivan

  
	
   

  	
  Title:

  	
   

  	
  Managing Partner

  

 

 

 S-3

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  Mountain View CLO II, Ltd. 

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Seix Advisors, a fixed
  income division of

  
	
   

  	
   

  	
   

  	
   

  	
  Trusco Capital
  Management, Inc., as Collateral

  
	
   

  	
   

  	
   

  	
   

  	
  Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/George Goudelias

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  George Goudelias

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  PM, Seix Advisors

  
										

 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  Ballyrock CLO 2006-2
  LTD

  
	
   

  	
   

  	
   

  	
   

  	
  BALLYROCK Investment
  Advisors LLC, as

  
	
   

  	
   

  	
   

  	
   

  	
  Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Lisa Rymut

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Lisa Rymut

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Assistant Treasurer

  
									

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  FriedbergMilstein
  Private Capital Fund I

  
	
   

  	
   

  	
   

  	
  By: 

  	
  GSO Capital Partners LP
  as Subadviser to

  
	
   

  	
   

  	
   

  	
   

  	
  FriedbergMilstein LLC

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Melissa
  Marano

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Melissa
  Marano

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Authorize
  Signatory

  
										

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  CANARAS SUMMIT CLO LIMITED

  
	
   

  	
   

  	
   

  	
   

  	
  By: BNP Parlbas New York Branch 

  
	
   

  	
   

  	
   

  	
   

  	
  As attorney-in-fact

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Samrah Kazmi

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Samrah
  Kazmi

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Vice
  President

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  CANARAS SUMMIT CLO LIMITED

  
	
   

  	
   

  	
   

  	
  By: BNP Parlbas New York Branch 

  
	
   

  	
   

  	
   

  	
   

  	
  As attorney-in-fact

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  [ILLEGIBLE]

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  By:

  	
  MAPS CLO Fund II, Ltd. 

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Its Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
  Callidus Capital Management, LLC

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Peter R.
  Bennitt

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Peter R. Bennitt

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  PRINCIPAL

  
								

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  Halcyon Sturctured
  Asset Management Long

  
	
   

  	
   

  	
   

  	
   

  	
  Secured/Short Unsecured
  CLO III LTD. 

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/James W. Sykes

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  James W. Sykes

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  Managing Principal

  
									

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  By:

  	
  Callidus Debt Partners
  CLO Fund VI, Ltd

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  Its Collateral Manager

  
	
   

  	
   

  	
   

  	
   

  	
  Callidus Capital
  Management, LLC

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
  /s/Peter
  R. Bennitt

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
  Peter R. Bennitt

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
  PRINCIPAL

  
										

 

 

 S-3
 

 

 

 

	
  

  	
   

  	
   

  	
   

  	
  PREMIER FUNDING LTD. 

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  By:

  	
   

  	
  /s/Kyle C. Sliger

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  Name:

  	
   

  	
  Kyle C. Sliger

  
	
   

  	
   

  	
   

  	
   

  	
  Title:

  	
   

  	
  Authorized Signatory

  

 

 S-3

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00120-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00120-of-00352.parquet"}]]