Document:

LICENSE AGREEMENT

 Exhibit No. 10.1 
  
 Confidential Materials omitted and filed separately with the 
 Securities and Exchange Commission. Asterisks denote omissions. 
  
 LICENSE AGREEMENT 
  
 This License Agreement (“Agreement”) is made June 10, 2003 between Sumitomo Electric Industries, Ltd. (“SEI”), a Japanese corporation having its
principal place of business at 5-33 Kitahama, 4-chome, Chuo-ku, Osaka Japan, and American Superconductor Corporation (“AMSC”), a Delaware corporation having its principal place of business at Two Technology Drive, Westborough, MA
01581-1727. 
  
 WITNESSETH: 
  
 WHEREAS, SEI has been engaged in the development of Bi Based
Superconductor products and has acquired a substantial number of patents in respect thereof; 
  
 WHEREAS, AMSC desires to obtain, and SEI is willing to grant a license with respect to AMSC making, using, or selling Products hereinafter defined under certain such patents owned by SEI in accordance with the
terms and conditions herein; 
  
 WHEREAS, AMSC has been
engaged in the development of Bi Based Superconductor products and has acquired a substantial number of patents in respect thereof; 
  
 WHEREAS, SEI desires to obtain, and AMSC is willing to grant a license with respect to SEI making, using, or selling Products hereinafter defined
under certain such patents owned by AMSC in accordance with the terms and conditions herein; and 
  
 WHEREAS, SEI and AMSC desire to avoid patent related disputes and seek opportunities to work on cable opportunities in the United States and in
Europe in good faith; 
  
 NOW, THEREFORE, the Parties agree
as follows: 
  
 ARTICLE 1 
  
 In this Agreement, including Exhibits, unless the context otherwise requires: 
  

	 	a)	 	words denoting the singular shall include the plural and vice versa; 

  

	 	b)	 	words denoting persons shall include corporations and vice versa; 

  

	 	c)	 	words denoting any gender shall include all genders; and 

  

	 	d)	 	headings are for convenience only and shall not affect interpretation. 

 ARTICLE 2 (DEFINITIONS) 
  

In this Agreement, the following words and phrases shall have the following meanings, unless the context clearly requires otherwise: 
  

	2.1	 	Assignment Date 

  
 “Assignment Date” shall mean the date when AMSC assigns this Agreement to a third party as described in Article 16. 
  

	2.2	 	Competitor 

  
 “Competitor” means a manufacturer of electric power transmission and/or distribution cables. 
  

	2.3	 	Consideration Territory 

  
 “Consideration Territory” is the United States of America, Canada, Germany, United Kingdom, France, Italy, Australia and New Zealand.

  

	2.4	 	Effective Date 

  
 “Effective Date” shall mean October 1, 2002. 
  

	2.5	 	Existing Patents 

  
 “Existing Patents” shall mean all the Patents listed in Exhibit A and their continuations, continuations-in-part, and divisionals. 

 

	2.6	 	Fair Market Value 

  
 “Fair Market Value” shall mean, with respect to any Product or Wire Product sold, leased or put into use, the selling price of the Product or
Wire Product, or, in the case of a Product or Wire Product embedded as a component of a larger product, the equivalent selling price which a seller would realize from an unaffiliated buyer in an arm’s length sale of the most nearly identical
Product or Wire Product in the same quantity and at the same time and place as such sale, lease or putting into use. 
  
 In determining selling price, the following may be excluded: 
  

	 	(a)	 	packaging costs; 

  

	 	(b)	 	costs of insurance and transportation; 

  

	 	(c)	 	import, export, excise, sales and value-added taxes, and customs duties; 

  

	 	(d)	 	royalties owed to third parties. 

  

	2.7	 	Future Patents 

  
 “Future Patents” shall mean all existing and future Patents: 
  

	 	(a)	 	which directly or indirectly claim priority from a date on or before the Last Priority Date, 

  

	 	(b)	 	which are owned by a Party or Affiliate or under which a Party has a right to grant a license or sublicense without the need to receive the approval of a third party, and

  

	 	(c)	 	which are not included in Exhibit A or Exhibit B. 

  

 2 

 For avoidance of doubt, Future Patents include patents filed by third parties but later owned by a Party,
or for which a Party was later granted a license with the right to grant a royalty-free sublicense to others, including at least the other Party herein. 
  
 Any Patents filed by third parties for which a Party is later granted a license with the right to grant a royalty-bearing sublicense to others, including
at least the other Party herein shall be excluded from the Future Patents. However, each Party hereto grants to the other Party hereto an option to sublicense any patent directed to the design and/or manufacture of wires, coils, and/or current leads
per se with respect to which it may obtain a license with the right to grant royalty-bearing sublicenses, at any time subsequent to the execution of this Agreement. The terms and conditions of such royalty-bearing sublicense later granted by one
Party to the other Party hereto shall be subject to the terms of the patent license to the one Party but otherwise consistent with the terms and conditions of the Future Patent license granted hereunder, and the royalty terms and conditions shall be
no less favorable than the sublicensing royalty terms and conditions of the patent license to the one Party. 
  

	2.8	 	Have Made Right 

  
 “Have Made Right” shall mean the right, under a license granted to a Party under this Agreement, to have a third party make for the Party (i)
portions of Wire Products that have in total a Fair Market Value less than [**]% of that of the Wire Product of which such portions are to become a part and (ii) Products or portions of Products, other than Wire Products, if the Wire Products used
in such Products are a Party’s Wire Products. 
  

	2.9	 	Last Priority Date 

  
 “Last Priority Date” is December 31, 2007. 
  

	2.10	 	Licensed Equipment 

  
 “Licensed Equipment” shall mean equipment or products sold by a Manufacturing Customer which contain Products purchased directly or indirectly
from AMSC or its Affiliates and for which Manufacturing Customer’s sales price, from which packaging, insurance, transportation, and duties and taxes are subtracted, of such equipment or product is at least [**] times higher than the Fair
Market Value of the Products contained therein. In the case AMSC’s existing SuperMachines Business Unit (“SuperMachines BU”) or SuperMachines Subsidiary (defined below) intend to export its products to Japan, Licensed Equipment shall
also mean Rotating Machinery Products exported by SuperMachines BU or SuperMachines Subsidiary to Japan, provided that the Fair Market Value of such Rotating Machinery Products is at least [**] times higher than the Fair Market Value of the Wire
Products contained in such Rotating Machinery Products. Licensed Equipment excludes Wire Products and electric power cables per se. 
  

	2.11	 	Manufacturing Customer 

  
 “Manufacturing Customer” shall mean a non-Japanese manufacturer outside Japan, including any Future AMSC Subsidiary but excluding AMSC itself,
AMSC’s Subsidiaries and Affiliates, except for the Future AMSC Subsidiaries, who directly or indirectly purchase Products from AMSC or its Affiliates and use such Products to produce Licensed Equipment. Notwithstanding the foregoing,
SuperMachines BU and SuperMachines Subsidiary may be considered as a Manufacturing Customer with respect 

  

 3 

 
to and solely to the extent that Rotating Machinery Products shipped by it to Japan constitute Licensed Equipment pursuant to Article 2.10. 
  

	2.12	 	Party and Related Entities 

  
 The word “Party” shall mean SEI or AMSC, as the case may be. 
  
 “Affiliate” of a Party shall mean (i) any Subsidiary of such Party, or (ii) the Parent Company of such Party.

  
 “Subsidiary” or “Subsidiaries” of a Party
shall mean a corporation, limited liability company, partnership or other legal entity (a) fifty percent (50%) or more of whose shares or other securities entitled to vote for election of directors (or other managing authority) is now or hereafter
controlled by such Party either directly or indirectly; or (b) in cases in which the entity does not have outstanding shares or securities, fifty percent (50%) or more of whose ownership interest representing the right to manage such entity is now
or hereafter owned and controlled by such Party either directly or indirectly; provided that any such corporation or other legal entity shall be deemed to be a “Subsidiary” of such Party only as long as such control or ownership exists.

  
 “Parent Company” of a Party shall mean a
corporation or other legal entity of which such Party is a Subsidiary. 
  
 Notwithstanding the foregoing, [**] corporation having its principal place of business at [**] shall be excluded from being a Subsidiary of SEI. 
  
 Irrespective of the above limitations on the meaning of Subsidiary, a Subsidiary of AMSC shall include any separate legal entity incorporating
substantially all of the assets of AMSC’s SuperMachines BU (such separate legal entity shall be referred to herein as the “SuperMachines Subsidiary”), provided that the sublicense or waiver granted to it under Article 3 shall be
limited to the field of rotating machinery and provided that such entity is not a Competitor of SEI and is not majority owned by a Competitor of SEI and provided further that AMSC shall cause the SuperMachines Subsidiary, to the extent it can do so,
not to sue SEI in any forum for infringement by Products of any of the SuperMachines Subsidiary’s Existing Patents or Future Patents. If the SuperMachines Subsidiary sues SEI in any forum for infringement by Products of any of the SuperMachines
Subsidiary’s Existing Patents or Future Patents, any sublicense and waiver of suit granted to the SuperMachines Subsidiary, pursuant to Articles 3.1, 3.2 or 3.5 of this Agreement, shall cease immediately. 
  
 “Future AMSC Subsidiary” shall mean an AMSC Subsidiary who becomes
an AMSC Subsidiary during the term of this Agreement by means of the acquisition of the stock or ownership interest of such Manufacturing Customer and who was a Manufacturing Customer prior to such acquisition. 
  

	2.13	 	Patents 

  
 “Patents” or “Patent” shall mean any and all patents worldwide issuing from patent applications directly or indirectly claiming priority to a date before the Last Priority Date, and further
including design patents and utility models directly or indirectly claiming priority to a date before the last Priority Date. 
  

	2.14	 	Pirelli 

  

 4 

 “Pirelli” shall mean Pirelli S.p.A., an Italian corporation having its principal place of
business at Viale Sarca, 222-20126 Milano Italy. 
  

	2.15	 	License Fee for Pirelli 

  
 “License Fee for Pirelli” shall mean [**] US dollars (US$[**]) which is paid by Pirelli to SEI in consideration of the license to Pirelli as
described in Article 3.6. 
  

	2.16	 	Products and Wire Products 

  
 “Products” shall mean Bi-based superconducting wires, and magnets, coils and current leads including Bi-based superconducting wires. For
clarity, Products do not include other products which incorporate Bi-based wires, magnets, coils or current leads as a component of a larger system. 
  
 “Wire Products” shall mean Bi-based superconducting wires. For clarity, Wire Products exclude magnets, coils, current leads and other products,
but include the Wire Products contained in any magnet, coil, current lead or other product. 
  
 “Rotating Machinery Products” shall mean superconducting rotating machines, including but not limited to motors, generators and dynamic synchronous condensers. Rotating Machinery Products shall also mean
superconducting coils per se, intended for use in rotating machinery applications. 
  

	2.17	 	Sub-Contractor 

  
 “Sub-Contractor” shall mean a subcontractor of a Manufacturing Customer. 
  

	2.18	 	Then Current Future Patents 

  
 “Then Current Future Patents” shall mean only Future Patents which directly or indirectly claim priority from a date on or before the Assignment
Date. 
  

	2.19	 	Territory 

  
 “SEI’s Territory” shall mean worldwide. 
  
 “AMSC’s Territory” shall mean worldwide except Japan. 
  
 “Territory” shall mean “SEI’s Territory” or “AMSC’s Territory” as the case may be. 
  
 ARTICLE 3 (GRANT FROM SEI TO AMSC) 
  

	3.1	 	SEI hereby grants to AMSC a royalty-bearing license under the Existing Patents of SEI to make, use, sell and offer to sell Products and Products contained in products in AMSC’s
Territory, with the right of AMSC to grant sub-licenses under that license only to its Subsidiaries. AMSC shall write notes in the terms and conditions of sale of the Products “This product is not licensed for sale, or lease in Japan,” and
notify its customers that the Products may not be exported to Japan except in the form of Licensed Equipment. A Have Made Right for Products under the Existing Patents of SEI is also granted to AMSC. 

  

	3.2	 	 SEI hereby grants to AMSC a worldwide, non-exclusive, royalty-free license under the Future Patents of SEI to make, use, sell and offer to sell Products and
Products contained in products, with the right of AMSC to grant sub-licenses under that license only to its 

  

 5 

 
Subsidiaries. A Have Made Right for Products under the Future Patents of SEI is also granted to AMSC. For the avoidance of doubt, the license to make, use,
sell and offer to sell Products contained in products is limited to the Products themselves and does not include a license to a combination of the Products with the products in which they are contained. 
  

	3.3	 	Any sub-license granted by AMSC pursuant to this Article will become effective only after notification to SEI of the sublicense, providing in that notification the name of the
sublicensee and information to establish that it is a Subsidiary of AMSC. 

  

	3.4	 	SEI will not sue in any forum a Manufacturing Customer, or its direct or indirect customers, for infringement by Products under Patents listed in Exhibit B, Existing Patents, or
Future Patents of SEI, with respect to Licensed Equipment sold by a Manufacturing Customer worldwide including Japan. In addition to the foregoing, SEI will not sue in Japan a Manufacturing Customer who brings Products sold by AMSC or its Affiliates
outside of Japan into Japan to have a Sub-Contractor in Japan assemble Licensed Equipment, provided that the Licensed Equipment sold in Japan is sold by such Manufacturing Customer under such Manufacturing Customer’s name. For avoidance of
doubt, SEI may sue a Manufacturing Customer or Sub-Contractor for infringement by products for a reason other than that such products include Products. 

  

	3.5	 	During the period beginning with the Effective Date and ending with the expiration of all the Existing Patents and Future Patents of SEI, SEI will not sue AMSC or its Affiliates in
any forum for infringement by Products of any of its Existing Patents, Future Patents or co-owned Patents, whether covered by grants hereunder or not, for making, using, selling, and offering to sell Products or equipment containing Products in
AMSC’s Territory except to the extent that SEI has a now existing obligation to cooperate with a co-owner or licensor of any such patents and such co-owner or licensor requires SEI to sue AMSC or to assist such co-owner or licensor to exercise
its patent rights against AMSC. Exhibit C lists the co-owned Existing Patents in respect of which SEI has such obligation. Further SEI shall notify from time to time AMSC of any co-owned Future Patents in respect of which SEI will have such
obligation. The agreement not to sue under this paragraph shall extend to third parties to the extent that the activities of such third parties are exercising a Have Made Right for AMSC or its Affiliates. For the avoidance of doubt, SEI may sue AMSC
or its Affiliates for infringement by equipment for a reason other than that such equipment includes Products. 

  

	3.6	 	SEI hereby agrees to grant to Pirelli a Patent license as set forth in Exhibit D, which shall be executed by SEI and Pirelli prior to or on the same day of this Agreement and
effective as of the Effective Date; provided any such grant to Pirelli will not become exercisable until a License Fee for Pirelli is paid by Pirelli to SEI. 

  

	3.7	 	SEI shall cooperate with AMSC in good faith to register the non-exclusive license of any of the Patents granted herein in any country, provided that AMSC bears the cost of such
registration. 

  
 ARTICLE 4 (GRANT FROM AMSC TO SEI)

  

	4.1	 	 AMSC hereby grants to SEI a royalty-bearing license under the Existing Patents of AMSC to make, use, sell and offer to sell Products and Products contained in
products in 

  

 6 

 
SEI’s Territory, with the right of SEI to grant sub-licenses under that license only to its Subsidiaries. A Have Made Right for Products under the
Existing Patents of AMSC is also granted to SEI. 
  

	4.2	 	AMSC hereby grants to SEI a worldwide, non-exclusive, royalty-free license under the Future Patents of AMSC to make, use, sell and offer to sell Products and Products contained in
products, with the right of SO to grant sub-licenses under that license only to its Subsidiaries. A Have Made Right for Products under the Future Patents of AMSC is also granted to SEI. For the avoidance of doubt, the license to make, use, sell and
offer to sell Products contained in products is limited to the Products themselves and does not include a license to a combination of the Products with the products in which they are contained. 

  

	4.3	 	Any sub-license granted by SEI pursuant to this Article will become effective only after notification to AMSC of the sublicense, providing in such notification the name of the
sublicensee and information to establish that it is a Subsidiary of SEI. 

  

	4.4	 	During the period beginning with the Effective Date and ending with the expiration of all the Existing Patents and Future Patents of AMSC, AMSC will not sue SEI or its Affiliates in
any forum for the infringement by Products of any of its Existing Patents, Future Patents or co-owned Patents, whether covered by grants hereunder or not, for making, using, selling and offering to sell Products or equipment containing Products in
SEI’s Territory except to the extent that AMSC has a now existing obligation to cooperate with a co-owner or licensor of any such patent and such co-owner or licensor requires AMSC to sue SEI or to assist such co-owner or licensor to exercise
its patent rights against SEI. Exhibit C lists the co-owned Existing Patents in respect of which AMSC has such obligation. Further AMSC shall notify from time to time SO of any co-owned Future Patents in respect of which AMSC will have such
obligation. The agreement not to sue under this paragraph shall extend to third parties to the extent that the activities of such third parties are exercising a Have Made Right for SO or its Affiliates. For the avoidance of doubt, AMSC may sue SEI
or its Affiliates for infringement by equipment for a reason other than that such equipment includes Products. 

  

	4.5	 	AMSC shall cooperate with SEI in good faith to register the non-exclusive license of any of the Patents granted herein by AMSC in any country, provided that SEI bears the cost of
such registration. 

  

	4.6	 	 Certain of AMSC’s Existing Patents are Patents which it exclusively licenses from the Massachusetts Institute of Technology (MIT) pursuant to an AMSC and MIT
License Agreement effective as of July 6, 1987 and attached hereto as Exhibit E. The exclusivity period extends until the expiration of the last to expire of the MIT Patents listed in Exhibit A. AMSC has the right to sublicense such Patents to SEI
provided SEI agrees to the sublicensing obligations AMSC has to MIT under the AMSC and MIT License Agreement. Therefore, SEI agrees that in order for the sublicense to become and remain effective it agrees to all of the terms and conditions of the
AMSC and MIT License Agreement applicable to it as if it were a party to that Agreement. Notwithstanding the above, a) AMSC agrees that it will pay to MIT any royalties or other amounts due to MIT as a result of the sublicense granted to SEI, and
SEI has no obligation to pay these 

  

 7 

 
royalties, and b) reporting requirements shall be those specified in the present Agreement between SEI and AMSC. 
  
 ARTICLE 5 (TERM OF AGREEMENT) 
  
 This Agreement shall become effective on the Effective Date, and, unless sooner terminated
as provided in this Agreement, shall be in full force until all of the Existing Patents and Future Patents of both Parties expire. 
  
 ARTICLE 6 (SECRECY) 
  

	6.1	 	Nothing in this Agreement shall be construed as conferring upon either Party or its Subsidiaries any right to include in advertising, packaging or other commercial activities
related to Products, any reference to the other Party (or any of its Subsidiaries), its trade names, trademarks or service marks in a manner which would be likely to cause confusion or to indicate that such Products are in any way endorsed or
certified by the other Party hereto or its Subsidiaries. 

  

	6.2	 	The Parties hereto shall not disclose the contents of this Agreement to any third party, except as required by law, government regulation or court order, or as required to meet
requirements of AMSC’s exclusive license agreements with MIT and Industrial Research Limited/Superlink and AMSC’s agreements with Pirelli. In addition, AMSC and its Affiliates may disclose the contents of this Agreement to their
distributors and Manufacturing Customers, but only to the extent required to convey to distributors and Manufacturing Customers their rights and obligations as set forth in Articles 2.10, 2.11, 3.1 and 3.4, provided that such distributors and
Manufacturing Customers agree in writing to be bound by confidential obligations and shall not disclose the contents of this Agreement to any third parties except for SEI or AMSC and their Affiliates, and in the case of distributors to their
manufacturing customers under written confidentiality agreements. 

  
 ARTICLE 7 (CONSIDERATION) 
  

	7.1	 	 In consideration of the license under Existing Patents of SEI granted under Article 3 herein to AMSC, AMSC shall pay to SEI an amount equal to [**] percent of the
Fair Market Value of Wire Products, and of Wire Products contained in Products, made, sold, or leased by AMSC, and AMSC’s sublicensees under Article 3.1 or 3.2, in the Consideration Territory. Only one royalty shall be due with respect to any
given Wire Product or Wire Product contained in a Product, irrespective of the number of different countries in the Consideration Territory where such Wire Product or Product is made, sold or leased, and irrespective of the value of the product of
which the Product may be a part. When all of the Existing Patents expire in all of the countries of the Consideration Territory where a given Product is made, sold, or leased, then no payment set forth above for that Product will be required, but
the payment obligation in other countries in the Consideration Territory where unexpired Existing Patents exist shall remain for Products made, sold, or leased in those other countries. No payment obligation will be required on any Product outside
the Consideration Territory. The payments due hereunder for Products made, sold, or leased during the period from January 1 to June 30 of any year 

  

 8 

 
shall be made by September 1 of that year, and the payments for Products made, sold, or leased during the period from July 1 to December 31 of any year shall
be made by March 1 of the next year. At the time of each payment AMSC shall furnish SEI with a detailed report setting forth the basis for the payment. 
  

	7.2	 	In consideration of the license under Existing Patents of AMSC granted under Article 3 herein to SEI, SEI shall pay to AMSC an amount equal to [**] percent of the Fair Market Value
of Wire Product, and Wire Products contained in Products, made, sold or leased by SEI and SEI’s sublicensees under Article 4.1 or 4.2 in the Consideration Territory. Only one royalty shall be due with respect to any given Wire Product or Wire
Product contained in a Product, irrespective of the number of different countries in the Consideration Territory where such Wire Product or Product is made, sold, or leased, and irrespective of the value of the product of which the Product may be a
part. When all of the Existing Patents expire in all of the countries of the Consideration Territory where a given Product is made, sold, or leased, then no payment set forth above for that Product will be required, but the payment obligation in
other countries in the Consideration Territory where unexpired Existing Patents exist shall remain for other Products made, sold, or leased in those other countries. No payment obligation will be required on any Product outside the Consideration
Territory. The payments due hereunder for Wire Products made, sold, or leased during the period from January 1 to June 30 of any year shall be made by September 1 of that year, and the payments for Products made, sold, or leased during the period
from July 1 to December 31 of any year shall be made by March 1 of the next year. At the time of each payment SEI shall furnish AMSC with a detailed report setting forth the basis for the payment. 

  

	7.3	 	In consideration of the license under the Existing and Future Patents of SEI granted to AMSC under Article 3, AMSC shall pay to SEI an amount of [**] US dollars (US$[**]) on or
before ten (10) business days after the last signature date of this Agreement (the “Signature Date”). Further, on or before July 11, 2003, AMSC shall pay to SEI an additional [**] US dollars (US$[**]). Also, on or before ten (10) business
days after Signature Date, each Party shall pay to the other Party all royalties due, if any, pursuant to Articles 7.1 and 7.2 from the Effective date through the Signature Date. AMSC shall pay SEI an additional amount of [**] US dollars (US$[**])
by the later of April 10, 2004 or within ten (10) business days after an Agreement between AMSC and SEI sublicensing to AMSC Bi-based superconductor patents which includes the patents [**] is signed by both Parties (“The Third Payment”).
This Agreement will continue in full force and effect, subject to the termination provisions of Article 9, and all royalty payments due pursuant to Articles 7.1 and 7.2 shall continue to be due irrespective of whether [**] has been signed by the
Parties. If the [**] is not and will not be signed by the Parties, then AMSC shall have no obligation to pay The Third Payment to SEI pursuant to this Article. 

  

	7.4	 	All payments due to AMSC under this Agreement shall be non-refundable and shall be remitted in US dollars at the then current rate of exchange, by telegraphic transfer to the
following account of AMSC: 

  

 9 

 Fleet National Bank 
 One Federal Street 
 Boston, MA 02110 
 USA 
 011-000-138 (ABA #) 
 [**] (Account #) 
 American Superconductor
Corporation (Account Name) 
  

	7.5	 	All payments due to SEI under this Agreement shall be non-refundable and shall be remitted by telegraphic transfer in United States Dollars to the following account of SEI:

  
 Sumitomo Mitsui Banking Corporation 

 
 Osaka Head Office 
  
 6-5, Kitahama 4-chome, Chuo-ku, 
  
 Osaka, 541-0041, Japan 
  
 Account No.: [**] 
  

	7.6	 	All taxes payable as a result of the payment of the monies due to SEI in accordance with this Article 7 shall be borne by SEI. If required to deduct tax at source from any payments
made to SEI, AMSC shall provide SEI with a statement or certificate showing the amount of tax so paid in respect of the said monies duly signed by an appropriate tax official. 

  

	7.7	 	All taxes payable as a result of the payment of the monies due to AMSC in accordance with this Article 7 shall be borne by AMSC. If required to deduct tax at source from any
payments made to AMSC, SEI shall provide AMSC with a statement or certificate showing the amount of tax so paid in respect of the said monies duly signed by an appropriate tax official. 

  
 ARTICLE 8 (NO LICENSE EXCEPT FOR PRODUCTS) 
  
 AMSC and SEI hereby agree that the licenses contemplated herein shall not constitute or
imply any license or agreement with respect to any products other than Products, nor a license with respect to any other patents except the Existing Patents and Future Patents, nor any agreement with respect to any other patents except the Existing
Patents and Future Patents. 
  
 ARTICLE 9 (TERMINATION) 
  

	9.1	 	Either Party (the “Initiating Party”) may terminate the license and waiver of suit granted to the other Party (the “Breaching Party”) by written notice to the
Breaching Party on or at any time after one of the following events occur. The license and waiver granted the Breaching Party is automatically terminated at the time of the occurrence of any of the events set forth in section (b), (c) or (d):

  

	 	(a)	 	the Breaching Party committing a remediable breach under this License Agreement and failing to remedy the breach within two (2) months starting on the day after receipt of written
notice from the Initiating Party giving details of the breach and requiring the Breaching Party to remedy the breach; 

  

 10 

	 	(b)	 	the Breaching Party passing a resolution for its winding-up, a court of competent jurisdiction making an order for the Breaching Party’s winding-up or the presentation of a
petition for the Breaching Party’s winding-up (other than, in each case, for the purposes of solvent amalgamation or reconstruction and in such manner that the entity resulting from the amalgamation or reconstruction effectively agrees to be
bound by or assume the Breaching Party’s obligations under this Agreement); 

  

	 	(c)	 	the making of an administrative order in relation to the Breaching Party or the appointment of a receiver over, or an encumbrancer taking possession of or selling an asset of the
Breaching Party; 

  

	 	(d)	 	the Breaching Party making an arrangement or composition with its creditors generally or making an application to a court of competent jurisdiction for protection from its creditors
generally (including, without limitation, proceedings under chapter 11 of the US Bankruptcy Code); 

  

	 	(e)	 	the direct or indirect control of [**]% or more of the Breaching Party’s voting shares by any person, firm, corporation or organization (including persons or parties acting in
concert), which is a Competitor of the non-Breaching Party. 

  

	9.2	 	In the event of termination of the license and waiver as set forth in Article 9.1, the license and waiver granted to the Initiating Party survives for the term set forth in Article
5, whether or not the Breaching Party retains ownership of the Existing Patents or Future Patents, provided that the Initiating Party continues to satisfy all of its obligations under this Agreement. 

  
 ARTICLE 10 (ARBITRATION) 
  

	10.1	 	The Parties shall attempt to settle all disputes, differences or claims between the Parties arising from this Agreement in an amicable fashion. Should, however, a mutually agreed
solution to any such dispute, difference or claim not be found possible, the Parties shall submit the matter to arbitration. The arbitration shall be conducted by three (3) arbitrators, one to be appointed by each Party and a third being nominated
by the two arbitrators so selected or, if they cannot agree on a third arbitrator, appointed in accordance with the Commercial Arbitration Rules of the London Court of International Arbitration. 

  
 The arbitration will be conducted in English and in accordance with the
Commercial Arbitration Rules of the London Court of International Arbitration, which shall administer the arbitration and act as appointing authority. The arbitration, including the rendering of the award, shall take place in London, England, and
shall be the exclusive forum for resolving such dispute, controversy or claim. For the purposes of any arbitration, the provisions of this Agreement and all rights and obligations thereunder shall be construed in accordance with the laws of England.
The decision or decisions resulting from any such arbitration shall be binding upon the Parties, and the expense of the arbitration (including without limitation the award of attorneys’ fees to the prevailing party) shall be paid as the
arbitrators determine. The decision of the arbitrators shall be executory and judgment thereon may be entered in any court of competent jurisdiction. 
  

 11 

	10.2	 	Until a decision is made by the arbitrators both Parties agree to take no action which may upset the status quo or prejudice the respective positions of the Parties in respect of
the matter in controversy except for such actions as may otherwise be permitted by the terms of this Agreement. 

  
 ARTICLE 11 (NOTICES) 
  
 Any notice given under this Agreement (“Notice”) shall be deemed to have been duly and sufficiently given for all purposes, if made initially by facsimile, and then also sent by registered or certified air
mail, postage prepaid, addressed to the Party to whom the Notice is to be sent at the address for the Party set forth below. Each Party may change its address for receipt of notices by Notice to the other Party in accordance with this Article 11.
Notice becomes effective upon mailing by registered or certified mail. If, however, such Notice is not initially sent by facsimile, such Notice does not become effective until the date the registered or certified mail is actually received.

  
 If addressed to AMSC: 
  
 Director of Intellectual Property 
 American Superconductor Corporation 
 Two Technology Drive, Westborough, MA 01581-1727 
 U.S.A. 
  
 If addressed to SEI: 
  
 General Manager 
 Legal Department 
 Sumitomo Electric Industries, Ltd. 
 5-33 Kitahama, 4-chome, Chuo-ku, Osaka 
 Japan 
  
 ARTICLE 12 (CONTINUING OBLIGATIONS) 
  
 The obligations to keep information confidential and to submit disputes to arbitration as set out in Articles 6 (Secrecy) and 10 (Arbitration) respectively shall continue
indefinitely, unless and until such information is no longer secret or there are no outstanding claims between the Parties. 
  
 ARTICLE 13 (FORCE MAJEURE) 
  

	13.1	 	Either Party shall be relieved of its obligations hereunder to the extent that it is hindered or prevented from carrying them out by reason of force majeure.

  

	13.2	 	For the purpose of this Agreement, force majeure signifies any event or circumstance and its direct consequence which is beyond the reasonable control of the Party invoking this
Article 13. Such events or circumstances include but are not limited to: fire, floods, earthquake, war, industrial disputes, strikes, lockouts, explosions, acts of God and actions of the government(s). 

  

 12 

	13.3	 	The Party invoking this Article 13 shall without delay advise the other Party of the force majeure event or circumstance preventing or hindering it from carrying out its obligations
under this Agreement and shall also notify the other Party as soon as possible of all the facts and obligations it is able to meet only with delay, indicating the period of delay to be expected. 

  

	13.4	 	If the event or circumstance of force majeure results in delay of less than six (6) months, the Parties are obliged to adhere to this Agreement subject however to reasonable
extensions of time for contract obligations to be met and the period of payment called for in this Agreement shall be extended appropriately to take account of any stoppages caused by reasons of force majeure. If force majeure results in an
extension of due date for payment under Article 7 for more than six (6) months, the Parties shall consult together on the action to be taken. If they fail to reach agreement, then recourse will be had to arbitration in accordance with Article 10
hereof for liquidation of the contractual relations between the Parties. 

  
 ARTICLE 14 (GOVERNING LAW) 
  
 This Agreement shall be
interpreted in accordance with the laws of England. 
  
 ARTICLE 15
(INTERPRETATION) 
  

	15.1	 	This Agreement shall be executed in the English language. No translation, if any, of this Agreement into any other language shall be of any force or effect in the interpretation of
this Agreement or in determination of the intent of either of the Parties. 

  

	15.2	 	This Agreement may only be amended in writing signed by the duly authorized representatives of the Parties and this Agreement constitutes the entire agreement of the Parties on the
matter to which it relates and there are no understandings, representations or warranties of any kind between the Parties except as expressly set forth herein. 

  

	15.3	 	Should any of the provisions of this Agreement be void for whatever reason, the validity of the remaining provisions shall thereby not be affected. In such case the Parties shall
upon mutual consent replace the ineffective provisions by another provision which is as close in meaning as possible. 

  
 ARTICLE 16 (ASSIGNMENT) 
  

	16.1	 	 This Agreement is personal to each of the Parties and may not be assigned by either Party without the prior written consent of the other Party which consent will
not be unreasonably withheld. Notwithstanding the foregoing, without the consent of the other Party, either Party may assign this Agreement and all of its rights and obligations in connection with the sale or assignment of substantially all of the
business and assets of the assigning Party to which this Agreement relates. However, no such assignment of this Agreement and all of the rights and obligations hereunder in connection with the assignment of substantially all of the business and
assets of the assigning Party to which this Agreement relates may be made to any third party (“Assignee”) unless, such Assignee agrees in writing effective as of the Assignment Date, that all of Assignee’s existing and future patents
and applications which have an earliest priority date on or 

  

 13 

	 	 
before the Assignment Date and which are directed to Bismuth-based wire, magnets, coils and current leads are included as Future Patents of the assigning
Party, and agrees further that as of the Assignment Date, any and all license rights and promises not to sue with respect to Future Patents of the non-assigning Party directed to Bismuth-based wire, magnets, coils and current leads as described in
Articles 3 and 4 of this Agreement shall thereafter be limited to Then Current Future Patents. 

  

	16.2	 	The assigning Party, promptly after the assignment as provided for under Article 16.1, shall notify the other Party by written notice of such assignment, and such notice shall
include the name and location of and the name of the representative of the Assignee. 

  

	16.3	 	In the case of an assignment by a Party of all of its Patents covered under this Agreement to any assignee under this Agreement pursuant to Article 16.1, the assigning Party shall
impose its licensing obligations and promises not to sue contained in Articles 3 and 4 of this Agreement on assignee with respect to any Existing Patents, or Then Current Future Patents. 

  

	16.4	 	In the case of an assignment by SEI of any of its Patents covered under this Agreement to a third party (Third Party Assignee) not as part of an assignment of all of SEI’s
rights and obligations under this Agreement pursuant to Section 16.1, SEI shall impose its licensing obligations and its promises not to sue contained in Article 3 of this Agreement on the Third Party Assignee with respect to such assigned Patents.
For the avoidance of doubt, the license and waiver from such Third Party Assignee shall be royalty free and the royalty obligations of AMSC shall remain payable only to SEI under the terms of this Agreement. 

  

	16.5	 	In the case of an assignment by AMSC of any of its Patents covered under this Agreement to a third party (Third Party Assignee) not as part of an assignment of all of AMSC’s
rights and obligations under this Agreement pursuant to Section 16.1, AMSC shall impose its licensing obligations and its promises not to sue contained in Article 3 of this Agreement on the Third Party Assignee with respect to such assigned Patents.
For the avoidance of doubt, the license and waiver from such Third Party Assignee shall be royalty free and the royalty obligations of SEI shall remain payable only to AMSC under the teems of this Agreement. 

  
 IN WITNESS WHEREOF, this Agreement has been signed on behalf of the Parties hereto.

  

	Sumitomo Electric Industries, Ltd.
		
	 By:
	 	 /s/ Hironaga Matsubara

	 	 	Hironaga Matsubara
		
	 Date:
	 	 June 10, 2003

	
	American Superconductor Corporation
		
	 By:
	 	 /s/ Alexis P. Malozemoff

	 	 	Alexis P. Malozemoff
		
	 Date:
	 	 June 27, 2003

  

 14 

	Solely Owned	 	   Exhibit A
	 	 
	Wire and Process	 	 SEI Patents
	 	 

  

	 No.

	  	 Country

	  	Priority
Date

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	US	  	1986/6/17	  	07/063228	  	1987/6/17	  	 	  	 	  	5006289	  	1991/4/9
	 	  	US	  	1986/6/17	  	07/606850	  	1990/10/31	  	 	  	 	  	5114641	  	1992/5/19
	 	  	US	  	1986/6/17	  	07/883368	  	1992/5/15	  	 	  	 	  	5252288	  	1993/10/12
	 	  	US	  	1986/6/17	  	08/355814	  	1994/12/14	  	 	  	 	  	5480601	  	1996/1/2/
	

	 2
	  	AU	  	1987/2/5	  	11422/88	  	1988/2/5	  	 	  	1988/8/11	  	597148	  	1990/9/11
	 	  	DE	  	1987/2/5	  	91119826.5	  	1988/2/5	  	475466	  	1992/3/18	  	475466	  	2002/6/5
	 	  	DE	  	1987/2/5	  	88400267.6	  	1988/2/5	  	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	EP	  	1987/2/5	  	88400267.6	  	1988/2/5	  	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	EP	  	1987/2/5	  	91119826.5	  	1988/2/5	  	475466	  	1992/3/18	  	475466	  	2002/6/6
	 	  	FR	  	1987/2/5	  	91119826.5	  	1988/2/5	  	475466	  	1992/3/18	  	475466	  	2002/6/5
	 	  	FR	  	1987/2/5	  	88400267.6	  	1988/2/5	  	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	GB	  	1987/2/5	  	91119826.5	  	1988/2/5	  	475466	  	1992/3/18	  	475466	  	2002/6/5
	 	  	GB	  	1987/2/5	  	88400267.6	  	1988/2/5	  	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	IT	  	1987/2/5	  	91119826.5	  	1988/2/5	  	47566	  	1992/3/18	  	475466	  	2002/6/5
	 	  	IT	  	1987/2/5	  	88400267.6	  	1988/2/5	  	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	LI	  	1987/2/5	  	88400267.6	  	1988/2/5	  	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	US	  	1987/2/5	  	08/851312	  	1997/5/5	  	 	  	 	  	5981444	  	1999/11/9
	

	 3
	  	DE	  	1987/2/28	  	88400466.4	  	1988/2/29	  	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	EP	  	1987/2/28	  	88400466.4	  	1988/2/29	  	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	FR	  	1987/2/28	  	88400466.4	  	1988/2/29	  	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	GB	  	1987/2/28	  	88400466.4	  	1988/2/29	  	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	US	  	1987/2/28	  	08/056615	  	1993/5/4	  	 	  	 	  	5786305	  	1998/7/28
	

	 4
	  	US	  	1987/4/17	  	07/438986	  	1989/11/20	  	 	  	 	  	5100865	  	1992/3/31
	

	 5
	  	US	  	1987/4/2	  	07/942481	  	1991/9/9	  	 	  	 	  	5550102	  	1996/8/27
	

	 6
	  	DE	  	1987/5/1	  	88401064.6	  	1988/5/2	  	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	EP	  	1987/5/1	  	88401064.6	  	1988/5/2	  	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	FR	  	1987/5/1	  	88401064.6	  	1988/5/2	  	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	GB	  	1987/5/1	  	88401064.6	  	1988/5/2	  	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	US	  	1987/5/1	  	07/189366	  	1988/5/2	  	 	  	 	  	5122507	  	1992/6/16
	 	  	US	  	1987/5/1	  	07/884137	  	1992/5/18	  	 	  	 	  	5338721	  	1994/8/16
	 	  	US	  	1987/5/1	  	08/906855	  	1997/8/6	  	 	  	 	  	6301774	  	2001/10/16
	 	  	US	  	1987/5/1	  	08/906855	  	1997/8/6	  	 	  	 	  	6301774	  	2001/10/16
	 	  	US	  	1987/5/1	  	08/200540	  	1994/2/22	  	 	  	 	  	5424282	  	1995/6/13
	

	 7
	  	US	  	1987/7/28	  	07/225207	  	1988/7/28	  	 	  	 	  	5030616	  	1991/7/9
	

	 8
	  	US	  	1987/8/3	  	08/122178	  	1993/9/17	  	 	  	 	  	5409890	  	1995/4/25
	

	 9
	  	AU	  	1988/8/29	  	39596/89	  	1989/8/15	  	 	  	1990/3/1	  	611051	  	1991/9/25
	 	  	DE	  	1988/8/29	  	89115862.8	  	1989/8/28	  	356969	  	1990/3/7	  	356969	  	1994/12/28

	 No.

	  	 Country

	  	 Priority
 Date

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 	  	EP	  	1988/8/29	  	89115862.8	  	1989/8/28	  	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	FR	  	1988/8/29	  	89115862.8	  	1989/8/28	  	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	GB	  	1988/8/29	  	89115862.8	  	1989/8/28	  	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	IT	  	1988/8/29	  	89115862.8	  	1989/8/28	  	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	LI	  	1988/8/29	  	89115862.8	  	1989/8/28	  	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	US	  	1988/8/29	  	08/459624	  	1995/6/2	  	 	  	 	  	5639714	  	1997/6/17
	 	  	US	  	1988/8/29	  	08/747133	  	1996/11/12	  	 	  	 	  	6276048	  	2001/8/21
	

	 10
	  	DE	  	1989/1/26	  	90101530.5	  	1990/1/25	  	 	  	 	  	380115	  	1994/9/21
	 	  	EP	  	1989/1/26	  	90101530.5	  	1990/1/25	  	380115	  	1990/8/1	  	380115	  	1994/9/21
	 	  	FR	  	1989/1/26	  	90101530.5	  	1990/1/25	  	 	  	 	  	380115	  	1994/9/21
	 	  	GB	  	1989/1/26	  	90101530.5	  	1990/1/25	  	 	  	 	  	380115	  	1994/9/21
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	US	  	1989/1/26	  	08/999675	  	1997/10/14	  	 	  	 	  	6357105	  	2002/3/19
	

	 11
	  	AU	  	1989/12/28	  	68479/90	  	1990/12/24	  	 	  	1991/7/4	  	646419	  	1994/6/10
	 	  	DE	  	1989/12/28	  	90125575.2	  	1990/12/27	  	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	EP	  	1989/12/28	  	90125575.2	  	1990/12/27	  	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	FR	  	1989/12/28	  	90125575.2	  	1990/12/27	  	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	GB	  	1989/12/28	  	90125575.2	  	1990/12/27	  	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	IT	  	1989/12/28	  	90125575.2	  	1990/12/27	  	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	US	  	1989/12/28	  	08/955323	  	1997/10/20	  	 	  	 	  	6311384	  	2001/11/6
	

	 12
	  	US	  	1990/3/16	  	08/283498	  	1994/8/1	  	 	  	 	  	5670459	  	1997/9/23
	 	  	US	  	1990/3/16	  	08/858842	  	1997/5/19	  	 	  	 	  	5910222	  	1999/6/8
	

	 13
	  	DE	  	1990/3/26	  	91104628.2	  	1991/2/23	  	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	EP	  	1990/3/26	  	91104628.2	  	1991/2/23	  	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	FR	  	1990/3/26	  	91104628.2	  	1991/2/23	  	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	GB	  	1990/3/26	  	91104628.2	  	1991/2/23	  	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	IT	  	1990/3/26	  	91104628.2	  	1991/2/23	  	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	LI	  	1990/3/26	  	91104628.2	  	1991/2/23	  	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	US	  	1990/3/26	  	08/385240	  	1995/2/8	  	 	  	 	  	5610123	  	1997/3/11
	

	 14
	  	US	  	1990/3/30	  	08/747881	  	1996/11/13	  	 	  	 	  	6205345	  	2001/3/20
	 	  	[**]	  	[**]	  	[**]	  	V	  	 	  	 	  	 	  	 
	

	 15
	  	US	  	1990/7/16	  	08/291237	  	1994/8/16	  	 	  	 	  	5508254	  	1996/4/16
	

	 16
	  	AU	  	1990/7/16	  	80310/91	  	1991/7/10	  	 	  	1992/1/16	  	647801	  	1994/7/19
	 	  	DE	  	1990/7/16	  	91111685.3	  	1991/7/12	  	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	EP	  	1990/7/16	  	91111685.3	  	1991/7/12	  	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	FR	  	1990/7/16	  	91111685.3	  	1991/7/12	  	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	GB	  	1990/7/16	  	91111685.3	  	1991/7/12	  	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	IT	  	1990/7/16	  	91111685.3	  	1991/7/12	  	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	LI	  	1990/7/16	  	91111685.3	  	1991/7/12	  	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	US	  	1990/7/16	  	08/376461	  	1995/1/20	  	 	  	 	  	5877125	  	1999/3/2
	

	 17
	  	DE	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24

	 No.

	  	 Country

	  	Priority
Date

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 	  	EP	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	FR	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	GB	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	IT	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	LI	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	US	  	1990/8/8	  	07/742255	  	1991/8/8	  	 	  	 	  	5236891	  	1993/8/17
	

	 18
	  	DE	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	EP	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	FR	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	GB	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	IT	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	LI	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	US	  	1990/9/10	  	07/757103	  	1991/9/10	  	 	  	 	  	5378684	  	1995/1/3
	 	  	US	  	1990/9/10	  	08/316262	  	1994/9/29	  	 	  	 	  	5663120	  	1997/9/2
	

	 19
	  	AU	  	1991/1/19	  	10229/92	  	1992/1/14	  	 	  	1992/7/23	  	646538	  	1994/6/10
	 	  	DE	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	EP	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	FR	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	GB	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	IT	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	LI	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	US	  	1991/1/19	  	08/167581	  	1993/12/15	  	2002-
0050053	  	2002/5/2	  	 	  	 
	

	 20
	  	AU	  	1991/2/25	  	11018/92	  	1992/2/18	  	 	  	1992/8/27	  	653983	  	1995/2/15
	 	  	DE	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	EP	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	FR	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	GB	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	IT	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	LI	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	US	  	1991/2/25	  	08/446349	  	1995/5/22	  	 	  	 	  	5949131	  	1999/9/7
	 	  	US	  	1991/2/25	  	09/112970	  	1998/7/9	  	 	  	 	  	6194226	  	2001/2/27
	

	 21
	  	US	  	1991/3/20	  	08/186219	  	1994/1/25	  	 	  	 	  	5434130	  	1995/7/18
	

	 22
	  	AU	  	1991/3/20	  	13053/92	  	1992/3/19	  	 	  	1992/9/24	  	654529	  	1995/2/28
	 	  	US	  	1991/3/20	  	08/479898	  	1995/6/7	  	 	  	 	  	5869430	  	1999/2/9
	

	 23
	  	AU	  	1991/3/20	  	13034/92	  	1992/3/19	  	 	  	1992/9/24	  	650956	  	1994/10/25
	 	  	DE	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	EP	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	FR	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	GB	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	IT	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	US	  	1991/3/20	  	07/854127	  	1992/3/19	  	 	  	 	  	5369088	  	1994/11/29

	 No.

	  	 Country

	  	Priority
Date

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 	  	US	  	1991/3/20	  	08/295297	  	1994/8/24	  	 	  	 	  	5462920	  	1995/10/31
	

	 24
	  	AU	  	1992/2/20	  	33148/93	  	1993/2/19	  	 	  	1993/8/26	  	663355	  	1996/1/23
	 	  	DE	  	1992/2/20	  	93102579.5	  	1993/2/18	  	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	EP	  	1992/2/20	  	93102579.5	  	1993/2/18	  	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	FR	  	1992/2/20	  	93102579.5	  	1993/2/18	  	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	GB	  	1992/2/20	  	93102579.5	  	1993/2/18	  	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	IT	  	1992/2/20	  	93102579.5	  	1993/2/18	  	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	US	  	1992/2/20	  	08/019976	  	1993/2/19	  	 	  	 	  	5358929	  	1994/10/25
	

	 25
	  	DE	  	1995/4/7	  	96105592.8	  	1996/4/9	  	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	DK	  	1995/4/7	  	96105592.8	  	1996/4/9	  	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	EP	  	1995/4/7	  	96105592.8	  	1996/4/9	  	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	FR	  	1995/4/7	  	96105592.8	  	1996/4/9	  	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	GB	  	1995/4/7	  	96105592.8	  	1996/4/9	  	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	IT	  	1995/4/7	  	96105592.8	  	1996/4/9	  	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	US	  	1995/4/7	  	08/627281	  	1996/4/4	  	 	  	 	  	6305069	  	2001/10/23
	 	  	US	  	1995/4/7	  	09/954577	  	2001/9/18	  	 2002-
 0028749
	  	2002/3/7	  	 	  	 
	

	 26
	  	EP	  	1996/3/26	  	97105031.5	  	1997/3/25	  	798749	  	1997/10/1	  	 	  	 
	 	  	US	  	1996/3/26	  	08/823907	  	1997/3/25	  	 	  	 	  	5929000	  	1999/7/27
	 	  	US	  	1996/3/26	  	09/055287	  	1998/4/6	  	 	  	 	  	6192573	  	2001/2/27
	

	 27
	  	AU	  	1996/5/13	  	19090/97	  	1997/4/24	  	 	  	1997/11/20	  	727324	  	2001/3/22
	 	  	EP	  	1996/5/13	  	97106381.3	  	1997/4/17	  	807994	  	1997/11/19	  	807994	  	2002/8/14
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	US	  	1996/5/13	  	09/941104	  	2001/8/28	  	 2002-
 0020546
	  	2002/2/21	  	6414244	  	 
	

	 28
	  	EP	  	1997/2/25	  	98103197.4	  	1998/2/24	  	860705	  	1998/8/26	  	 	  	 
	 	  	US	  	1997/2/25	  	09/028929	  	1998/2/24	  	 	  	 	  	5936394	  	 
	

	 29
	  	EP	  	1997/2/27	  	98905635.3	  	1998/2/25	  	1018748	  	200/7/12	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	WO	  	1997/2/27	  	 PTC/JP98/0
 0754
	  	1998/2/27	  	 WO98/386
 50
	  	1998/9/3	  	 	  	 
	

	 30
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	US	  	1998/4/28	  	09/264570	  	1999/3/8	  	 	  	 	  	6311385	  	 
	

	 31
	  	EP	  	1998/7/30	  	99114300.9	  	1999/7/30	  	977282	  	2000/2/2	  	 	  	 
	 	  	US	  	1998/7/30	  	09/363816	  	1999/7/30	  	 US-2001-
 0017220
	  	2001/8/30	  	6337307	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 32
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	WO	  	1999/2/26	  	 PCT/JP00/0
 0952
	  	2000/2/18	  	 WO00/527
 81
	  	2000/9/8	  	 	  	 
	

	 No.

	  	Country

	  	 Priority
 Date

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 33
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 34
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	1999/12/28	  	403701.6	  	2000/12/28	  	1113508	  	2001/7/4	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 35
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	1999/12/28	  	403702.4	  	2000/12/28	  	 EP111350
 7A2
	  	2001/7/4	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 36
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	1999/11/4	  	971734.9	  	2000/11/1	  	1158543	  	2001/11/28	  	 	  	 
	 	  	HK	  	1999/11/4	  	1109218.6	  	2000/11/1	  	1039396A	  	2002/4/19	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 37
	  	EP	  	2000/4/25	  	1401033.4	  	2001/4/24	  	1150362	  	2001/10/31	  	 	  	 
	 	  	HK	  	2000/4/25	  	1108327.6	  	2001/11/27	  	1037784A	  	2002/2/15	  	 	  	 
	 	  	US	  	2000/4/25	  	09/820870	  	2001/3/30	  	2001-
0044385	  	2001/11/22	  	 	  	 
	

	 38
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	2000/2/22	  	1400472.5	  	2001/2/22	  	1128447	  	2001/8/29	  	 	  	 
	 	  	HK	  	2000/2/22	  	1108125.0	  	2001/11/17	  	1037274A	  	2002/2/1	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 39
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	2000/7/14	  	1401877.4	  	2001/7/13	  	1172868	  	2002/1/16	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	TW	  	2000/7/14	  	90116220	  	2001/7/3	  	 	  	 	  	157041	  	2002/9/27
	 	  	US	  	2000/7/14	  	09/903622	  	2001/7/13	  	2002-
0022576	  	2002/2/21	  	 	  	 
	

	 40
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	2000/8/29	  	1402252.9	  	2001/8/29	  	1187233	  	2002/3/13	  	 	  	 
	 	  	US	  	2000/8/29	  	09/920947	  	2001/8/3	  	2002-
0073298	  	2002/4/18	  	 	  	 
	

	 41
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	

	 42
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 

 Magnet Application 
  

	 No.

	  	 Country

	  	 Priority
 Date

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publication Date

	  	Patent No.

	  	Issue Date

	 1
	  	AU	  	1989/11/14	  	66627/90	  	1990/11/14	  	 	  	1991/5/23	  	642681	  	1994/2/22
	 	  	DE	  	1989/11/14	  	90121806.5	  	1990/11/14	  	428993	  	1991/5/29	  	428993	  	1995/5/10
	 	  	EP	  	1989/11/14	  	90121806.5	  	1990/11/14	  	428993	  	1991/5/29	  	428993	  	1995/5/10
	 	  	FR	  	1989/11/14	  	90121806.5	  	1990/11/14	  	428993	  	1991/5/29	  	428993	  	1995/5/10
	 	  	GB	  	1989/11/14	  	90121806.5	  	1990/11/14	  	428993	  	1991/5/29	  	428993	  	1995/5/10
	 	  	IT	  	1989/11/14	  	90121806.5	  	1990/11/14	  	428993	  	1991/5/29	  	428993	  	1995/5/10
	 	  	LI	  	1989/11/14	  	90121806.5	  	1990/11/14	  	428993	  	1991/5/29	  	428993	  	1995/5/10
	 	  	US	  	1989/11/14	  	07/612023	  	1990/11/13	  	 	  	 	  	5340943	  	1994/8/23
	

	 2
	  	DE	  	1990/8/24	  	91114090.3	  	1991/8/22	  	472197	  	1992/2/26	  	472197	  	1994/12/21
	 	  	EP	  	1990/8/24	  	91114090.3	  	1991/8/22	  	472197	  	1992/2/26	  	472197	  	1994/12/21
	 	  	FR	  	1990/8/24	  	91114090.3	  	1991/8/22	  	472197	  	1992/2/26	  	472197	  	1994/12/21
	 	  	GB	  	1990/8/24	  	91114090.3	  	1991/8/22	  	472197	  	1992/2/26	  	472197	  	1994/12/21
	 	  	US	  	1990/8/24	  	08/301923	  	1994/9/6	  	 	  	 	  	5506198	  	1996/4/9
	

	 3
	  	AU	  	1991/4/2	  	13948/92	  	1992/3/31	  	 	  	1992/10/8	  	654339	  	1995/2/21
	 	  	US	  	1991/4/2	  	08/385571	  	1995/2/8	  	 	  	 	  	5512867	  	1996/4/30
	

	 4
	  	DE	  	1996/5/13	  	97107591.6	  	1997/5/7	  	807939	  	1997/11/19	  	807939	  	2001/10/17
	 	  	EP	  	1996/5/13	  	97107591.6	  	1997/5/7	  	807939	  	1997/11/19	  	807939	  	2001/10/17
	 	  	FR	  	1996/5/13	  	97107591.6	  	1997/5/7	  	807939	  	1997/11/19	  	807939	  	2001/10/17
	 	  	GB	  	1996/5/13	  	97107591.6	  	1997/5/7	  	807939	  	1997/11/19	  	807939	  	2001/10/17
	 	  	US	  	1996/5/13	  	08/848464	  	1997/5/8	  	 	  	 	  	5861788	  	1999/1/19
	

	 5
	  	EP	  	1996/7/19	  	97112288.2	  	1997/7/17	  	820071	  	1998/1/21	  	820071	  	2002/1/9
	 	  	US	  	1996/7/19	  	08/897605	  	1997/7/21	  	 	  	 	  	5787714	  	1998/8/4
	

	 6
	  	EP	  	1997/5/8	  	98108366	  	1998/5/7	  	877395	  	1998/11/11	  	 	  	 
	 	  	US	  	1997/5/8	  	09/073953	  	1998/5/7	  	 	  	 	  	6081179	  	2000/6/27
	

	 7
	  	EP	  	1997/10/24	  	98119952.4	  	1998/10/21	  	911839	  	1999/4/28	  	 	  	 
	 	  	US	  	1997/10/24	  	09/176327	  	1998/10/22	  	 	  	 	  	6094333	  	2000/7/25

 Current Lead 
  

	 No.

	  	 Country

	  	Priority
Date

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publication Date

	  	Patent No.

	  	Issue Date

	 1
	  	DE	  	1987/3/31	  	88105209.6	  	1988/3/30	  	285147	  	1988/10/5	  	285147	  	1993/3/31
	 	  	EP	  	1987/3/31	  	88105209.6	  	1988/3/30	  	285147	  	1988/10/5	  	285147	  	1993/3/31
	 	  	FR	  	1987/3/31	  	88105209.6	  	1988/3/30	  	285147	  	1988/10/5	  	285147	  	1993/3/31
	 	  	GB	  	1987/3/31	  	88105209.6	  	1988/3/30	  	285147	  	1988/10/5	  	285147	  	1993/3/31
	 	  	US	  	1987/3/31	  	07/174468	  	1988/3/28	  	 	  	 	  	4965247	  	1990/10/23
	

	 2
	  	US	  	1989/8/9	  	07/564217	  	1990/8/7	  	 	  	 	  	5114908	  	1992/5/19
	

	 3
	  	US	  	1990/4/13	  	07/935664	  	1992/8/24	  	 	  	 	  	5276281	  	1994/1/4

 Exhibit A 
 AMSC Patents 
  
 Solely
Owned/Exclusively Licensed 
 BSCCO/PIT Wire and Process 
  

	 No.

	  	 Country

	  	 Priority
 Date

	  	Application No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	AU	  	03/27/1987	  	74273/91	  	03/01/1988	  	 	  	 	  	642,229	  	03/01/1988
	 	  	AU	  	03/27/1987	  	12529/88	  	03/01/1988	  	 	  	 	  	605,251	  	04/29/1991
	 	  	CA	  	03/27/1987	  	562311	  	02/24/1988	  	 	  	 	  	1,340,849	  	12/14/1999
	 	  	JP	  	03/27/1987	  	236643/93	  	03/22/1988	  	 	  	 	  	2-691126	  	01/29/1997
	 	  	US	  	03/27/1987	  	07/031,407	  	03/27/1987	  	 	  	 	  	4,826,808	  	05/12/1989
	 	  	US	  	03/27/1987	  	07/061,233	  	06/10/1987	  	 	  	 	  	5,204,318	  	04/20/1993
	 	  	US	  	03/27/1987	  	07/879,155	  	04/30/1992	  	 	  	 	  	5,189,009	  	02/23/1993
	 	  	US	  	03/27/1987	  	08/056,605	  	05/03/1993	  	 	  	 	  	5,439,880	  	08/08/1995
	 	  	US	  	03/27/1987	  	08/273,408	  	07/11/1994	  	 	  	 	  	5,545,613	  	08/14/1996
	 	  	US	  	03/27/1987	  	08/414,288	  	03/31/1995	  	 	  	 	  	5,643,856	  	07/01/1997
	 	  	US	  	03/27/1987	  	08/819,285	  	03/18/1997	  	 	  	 	  	5,883,052	  	03/16/1999
									
	 2
	  	US	  	10/16/1989	  	07/422,227	  	10/16/1989	  	 	  	 	  	5,116,810	  	03/02/1992
									
	 3
	  	DE	  	06/30/1992	  	P69331631.4	  	06/24/1993	  	DE
69331631	  	02/06/2003	  	 	  	 
	 	  	EP	  	06/30/1992	  	93916729.2	  	06/24/1993	  	648,379	  	04/19/1995	  	648,379	  	01/17/2002
	 	  	FR	  	06/30/1992	  	93916729.2	  	06/24/1993	  	648,379	  	04/19/1995	  	648,379	  	01/17/2002
	 	  	GB	  	06/30/1992	  	93916729.2	  	06/24/1993	  	648,379	  	04/19/1995	  	648,379	  	01/17/2002
	 	  	IT	  	06/30/1992	  	93916729.2	  	06/24/1993	  	648,379	  	04/19/1995	  	648,379	  	01/17/2002
	 	  	US	  	06/30/1992	  	08/462,130	  	06/05/1995	  	 	  	 	  	6,218,340	  	04/17/2001
	 	  	US	  	06/30/1992	  	09/797,487	  	03/01/2001	  	2001-
0009888	  	07/26/2001	  	6,495,765	  	12/17/2002
									
	 4
	  	Japan	  	06/24/1993	  	503095/95	  	06/23/1994	  	500351/97	  	01/14/1997	  	 	  	 
	 	  	US	  	06/24/1993	  	08/082,093	  	06/24/1993	  	 	  	 	  	5,472,527	  	12/05/1995
	 	  	US	  	06/24/1993	  	08/469,438	  	06/06/1995	  	 	  	 	  	6,066,599	  	05/23/2000
									
	 5
	  	DE	  	04/10/1989	  	89106332.3	  	04/10/1989	  	 	  	 	  	336,450	  	10/16/1996
	 	  	EP	  	04/10/1989	  	89106332.3	  	04/10/1989	  	336,450	  	10/11/1989	  	336,450	  	10/16/1996
	 	  	EP	  	04/10/1989	  	96103591.2	  	04/10/1989	  	721,923	  	07/17/1996	  	 	  	 
	 	  	FR	  	04/10/1989	  	89106332.3	  	04/10/1989	  	 	  	 	  	336,450	  	10/16/1996
	 	  	GB	  	04/10/1989	  	89106332.3	  	04/10/1989	  	 	  	 	  	336,450	  	10/16/1996
	 	  	NL	  	04/10/1989	  	89106332.3	  	04/10/1989	  	 	  	 	  	336,450	  	10/16/1996
	 	  	NZ	  	04/10/1989	  	224205	  	04/08/1988	  	 	  	 	  	224205/228132	  	04/11/1989

	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	04/10/1989	 	09/260,292	 	03/02/1999	 	 	  	 	  	6,121,207	  	09/19/2000
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 6
	  	US	 	05/28/1991	 	08/324,456	 	10/17/1994	 	 	  	 	  	5,618,776	  	04/08/1997
									
	 7
	  	AU	 	04/01/1993	 	66640/94	 	04/01/1994	 	696,752	  	08/26/1997	  	696,752	  	01/07/1999
	 	  	DE	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	DK	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	EP	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	FR	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	GB	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	IT	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	JP	 	04/01/1993	 	522398/94	 	04/01/1994	 	505265/97	  	05/27/1997	  	 	  	 
	 	  	NL	 	04/01/1993	 	94915352.2	 	04/01/1994	 	692,147	  	01/17/1996	  	692,147	  	08/02/2000
	 	  	NZ	 	04/01/1993	 	266058	 	04/01/1994	 	692,147	  	05/26/1997	  	266,058	  	12/03/1997
	 	  	US	 	04/01/1993	 	08/041,822	 	04/01/1993	 	 	  	 	  	5,635,456	  	06/03/1997
									
	 8
	  	US	 	02/24/1993	 	08/021,768	 	02/24/1993	 	 	  	 	  	5,455,223	  	10/03/1995
									
	 9
	  	US	 	05/12/1992	 	08/744,278	 	11/06/1996	 	 	  	 	  	6,219,901	  	04/24/2001
									
	 10
	  	US	 	04/28/1995	 	08/431,705	 	04/28/1995	 	 	  	 	  	5,758,405	  	06/02/1998
									
	 11
	  	US	 	04/01/1993	 	08/198,912	 	02/17/1994	 	 	  	 	  	5,661,114	  	08/26/1997
	 	  	US	 	04/01/1993	 	08/779,808	 	1/8/1997	 	 	  	 	  	5,994,275	  	11/30/1999
	 	  	US	 	04/01/1993	 	09/451,742	 	11/30/1999	 	 	  	 	  	6,284,712	  	09/04/2001
	 	  	US	 	04/01/1993	 	09/861,248	 	05/18/2001	 	 	  	 	  	6,436,876	  	08/20/2002
									
	 12
	  	US	 	04/29/1994	 	08/235,560	 	04/29/1994	 	 	  	 	  	5,952,270	  	09/14/1999
	 	  	US	 	04/29/1994	 	09/309,220	 	05/10/1999	 	 	  	 	  	6,400,970	  	06/04/2002
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 13
	  	US	 	10/28/1994	 	08/331,184	 	10/28/1994	 	 	  	 	  	6,295,716	  	10/02/2001
	 	  	US	 	10/28/1994	 	09/960,189	 	09/21/2001	 	2002-
0016265	  	02/07/2002	  	 	  	 
									
	 14
	  	DE	 	09/08/1994	 	95303044.0	 	09/08/1995	 	780,024	  	06/25/1997	  	780,024	  	02/27/2002
	 	  	EP	 	09/08/1994	 	95303044.0	 	09/08/1994	 	780,024	  	06/25/1997	  	780,024	  	02/27/2002
	 	  	FR	 	09/08/1994	 	95303044.0	 	09/08/1995	 	780,024	  	06/25/1997	  	780,024	  	02/27/2002
	 	  	GB	 	09/08/1994	 	95303044.0	 	09/08/1995	 	780,024	  	06/25/1997	  	780,024	  	02/27/2002
	 	  	IT	 	09/08/1994	 	95303044.0	 	09/08/1995	 	780,024	  	06/25/1997	  	780,024	  	02/27/2002

	 	  	US	 	09/08/1994	 	08/302,601	 	09/08/1994	 	 	  	 	  	6,360,425	  	03/26/2002
									
	 15
	  	AU	 	06/06/1995	 	60419/96	 	07/07/1996	 	 	  	 	  	710,960	  	01/20/2000
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	06/06/1995	 	96918065.2	 	06/05/1996	 	832,050	  	04/01/1998	  	 	  	 
	 	  	JP	 	06/06/1995	 	09-501291	 	06/05/1996	 	11-506866	  	06/15/1999	  	 	  	 
	 	  	NZ	 	06/06/1995	 	310093	 	06/05/1996	 	 	  	 	  	310,093	  	02/08/2000
	 	  	US	 	06/06/1995	 	08/468,089	 	06/06/1995	 	 	  	 	  	6,247,224	  	06/19/2001
	 	  	US	 	06/06/1995	 	08/843,041	 	04/11/1997	 	 	  	 	  	6,331,675	  	12/18/2001
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 16
	  	AU	 	01/28/1994	 	11575/97	 	11/07/1996	 	 	  	 	  	729,277	  	05/17/2001
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	01/28/1994	 	96942731.9	 	11/07/1996	 	860,030	  	08/26/1998	  	 	  	 
	 	  	NZ	 	01/28/1994	 	324499	 	11/07/1996	 	 	  	 	  	324,499	  	02/08/2000
	 	  	US	 	01/28/1994	 	08/553,184	 	11/07/1995	 	 	  	 	  	6,194,352	  	02/27/2001
									
	 17
	  	AU	 	10/28/1994	 	62532/96	 	06/05/1996	 	 	  	 	  	697,410	  	01/21/1999
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	DE	 	10/28/1994	 	96921276.0	 	06/05/1996	 	 	  	 	  	836,752	  	03/05/2003
	 	  	EP	 	10/28/1994	 	96921276.0	 	06/05/1996	 	836,752	  	04/22/1998	  	836,752	  	03/05/2003
	 	  	FR	 	10/28/1994	 	96921276.0	 	06/05/1996	 	 	  	 	  	836,752	  	03/05/2003
	 	  	IT	 	10/28/1994	 	96921276.0	 	06/05/1996	 	 	  	 	  	836,752	  	03/05/2003
	 	  	GB	 	10/28/1994	 	96921276.0	 	06/05/1996	 	 	  	 	  	836,752	  	03/05/2003
	 	  	NZ	 	10/28/1994	 	311254	 	06/05/1996	 	 	  	 	  	311,254	  	11/09/2000
	 	  	US	 	10/28/1994	 	08/467,033	 	06/06/1995	 	 	  	 	  	5,942,466	  	08/24/1999
	 	  	US	 	10/28/1994	 	09/358,245	 	07/21/1999	 	 	  	 	  	6,311,386	  	11/06/2001
	 	  	US	 	10/28/1994	 	10/061,440	 	10/25/2001	 	2002-
0111276	  	08/15/2002	  	 	  	 
									
	 18
	  	AU	 	05/19/1995	 	57956/96	 	05/16/1996	 	 	  	 	  	709,214	  	12/09/1999
	 	  	CN	 	05/19/1995	 	96195325.X	 	05/17/1996	 	1190366	  	08/12/1998	  	99,008	  	12/25/2002
	 	  	EP	 	05/19/1995	 	96914661.2	 	05/17/1996	 	828,606	  	03/18/1998	  	 	  	 
	 	  	JP	 	05/19/1995	 	8-535057	 	05/17/1996	 	11-505365	  	05/18/1999	  	 	  	 
	 	  	US	 	05/19/1995	 	08/862,016	 	05/22/1997	 	 	  	 	  	6,038,462	  	03/14/2000
	 	  	US	 	05/19/1995	 	09/358,167	 	07/20/1999	 	 	  	 	  	6,393,690	  	05/28/2002
									
	 19
	  	DE	 	11/07/1995	 	69609289.1-08	 	10/25/1996	 	799,593	  	05/14/1997	  	779,593	  	07/12/2000
	 	  	EP	 	11/07/1995	 	96307753.2	 	10/25/1996	 	799,593	  	05/14/1997	  	779,593	  	07/12/2000
	 	  	US	 	11/07/1995	 	08/554,693	 	11/07/1995	 	 	  	 	  	5,885,938	  	03/23/1999
	 	  	US	 	11/07/1995	 	09/274,184	 	03/23/1999	 	 	  	 	  	6,271,475	  	08/07/2001
									
	 20
	  	US	 	05/21/1996	 	08/651,688	 	05/21/1996	 	 	  	 	  	6,370,762	  	04/16/2002
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 

	 21
	  	EP	 	08/30/1996	 	97938157.1	 	08/06/1997	 	979,519	  	02/16/2000	  	 	  	 
	 	  	US	 	08/30/1996	 	08/701,333	 	08/30/1996	 	 	  	 	  	5,801,124	  	09/01/1998
									
	 22
	  	EP	 	08/30/1996	 	97937022.8	 	08/06/1997	 	979,518	  	08/06/1997	  	 	  	 
	 	  	US	 	08/30/1996	 	08/705,811	 	08/30/1996	 	 	  	 	  	5,987,342	  	11/16/1999
	 	  	US	 	08/30/1996	 	09/401,764	 	09/23/1999	 	 	  	 	  	6,230,033	  	05/08/2001
									
	 23
	  	AU	 	11/07/1995	 	11165/97	 	11/06/1996	 	 	  	 	  	729,033	  	05/10/2001
	 	  	EP	 	11/07/1995	 	96941963.9	 	11/06/1996	 	860,012	  	08/28/1998	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	NZ	 	11/07/1995	 	324089	 	11/06/1996	 	 	  	 	  	324,089	  	03/09/2000
	 	  	US	 	11/07/1995	 	08/554,814	 	11/07/1995	 	 	  	 	  	6,247,225	  	06/19/2001
	 	  	US	 	11/07/1995	 	09/769,705	 	01/25/2001	 	2001-
0027166	  	10/04/2001	  	 	  	 
									
	 24
	  	EP	 	10/15/1996	 	97308179.7	 	10/15/1997	 	837,512	  	04/22/1998	  	 	  	 
	 	  	US	 	10/15/1996	 	08/731,302	 	10/15/1996	 	 	  	 	  	6,305,070	  	10/23/2001
	 	  	US	 	10/15/1996	 	09/815,063	 	03/22/2001	 	 	  	 	  	6,436,875	  	08/20/2002
									
	 25
	  	JP	 	07/29/1997	 	98937939.1	 	05/27/1998	 	2001-
512282	  	08/21/2001	  	 	  	 
	 	  	US	 	07/29/1997	 	08/902,421	 	07/29/1997	 	 	  	 	  	6,370,405	  	04/09/2002
									
	 26
	  	AU	 	05/21/1996	 	34732/97	 	05/21/1997	 	727,912	  	01/04/2001	  	727,912	  	04/19/2001
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	05/21/1996	 	97930987.9	 	05/21/1997	 	902,984	  	03/24/1999	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	05/21/1996	 	08/651,169	 	05/21/1996	 	 	  	 	  	5,798,318	  	08/25/1998
	 	  	US	 	05/21/1996	 	09/137,733	 	08/21/1998	 	 	  	 	  	6,188,920	  	02/13/2001
									
	 27
	  	US	 	05/21/1996	 	08/652,624	 	05/21/1996	 	 	  	 	  	6,205,645	  	03/27/2001
									
	 28
	  	US	 	03/31/1997	 	08/831,504	 	03/31/1997	 	 	  	 	  	6,294,738	  	09/25/2001
									
	 29
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	09/25/1996	 	08/719,987	 	09/25/1996	 	 	  	 	  	6,397,454	  	06/04/2002
									
	 30
	  	EP	 	08/30/1996	 	97938039.1	 	08/06/1997	 	951,588	  	10/27/1999	  	 	  	 
	 	  	US	 	08/30/1996	 	08/701,375	 	08/30/1996	 	 	  	 	  	6,110,606	  	08/29/2000
									
	 31
	  	EP	 	06/02/1999	 	00964889.0	 	06/02/2000	 	1,188,191	  	03/20/2002	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 

	 	  	US	 	06/02/1999	 	09/324,229	 	06/02/1999	 	 	  	 	  	6,159,905	  	12/12/2000
									
	 32
	  	EP	 	02/01/1999	 	99910945.7	 	02/01/1999	 	1,055,258	  	11/29/2000	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	02/01/1999	 	09/240,998	 	02/01/1999	 	 	  	 	  	6,188,921	  	02/13/2001
									
	 33
	  	US	 	07/29/1997	 	08/902,588	 	07/29/1997	 	 	  	 	  	6,001,777	  	12/14/1999
									
	 34
	  	AU	 	09/10/1997	 	10607/99	 	03/07/2000	 	735,543	  	07/12/2001	  	735,543	  	10/25/2001
	 	  	EP	 	09/10/1997	 	98953164.5	 	09/08/1998	 	1,021,842	  	07/26/2000	  	 	  	 
	 	  	US	 	09/10/1997	 	08/927,006	 	09/10/1997	 	 	  	 	  	6,069,116	  	05/30/2000
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 35
	  	US	 	09/15/2000	 	09/953,813	 	09/17/2001	 	2002-
0111277	  	08/15/2002	  	 	  	 
									
	 36
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
								
	 37
	  	WO	 	06/18/1998	 	PCT/NZ99/00095	 	06/18/1999	 	 	  	 	  	entered national phase
	 	  	EP	 	06/18/1998	 	99931620.2	 	06/18/1999	 	1,090,398	  	 	  	 	  	 
	 	  	JP	 	06/18/1998	 	 	 	06/18/1999	 	2002-
518287	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 38
	  	US	 	04/29/1994	 	09/548,258	 	04/12/2000	 	 	  	 	  	6,365,554	  	04/02/2002
									
	 39
	  	US	 	01/20/2000	 	09/488,740	 	01/20/2000	 	 	  	 	  	6,339,047	  	01/15/2002
									
	 40
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 41
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 42
	  	US	 	09/15/2000	 	09/954,123	 	09/17/2001	 	2003-
0024730	  	02/06/2003	  	 	  	 
									
	 43
	  	AU	 	03/25/1997	 	66127798	 	09/28/2000	 	 	  	 	  	727,072	  	03/15/2001
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	03/25/1997	 	98907923.1	 	03/25/1998	 	970,483	  	01/12/2000	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	RU	 	03/25/1997	 	99121644	 	03/25/1998	 	 	  	 	  	2,183,875	  	06/20/2002
	 	  	US	 	03/25/1997	 	09/380,115	 	09/30/1999	 	 	  	 	  	6,223,418	  	05/01/2002
									
	 44
	  	EP	 	07/16/1998	 	99932685.3	 	07/15/1999	 	1,105,744	  	06/13/2001	  	1,105,744	  	09/18/2002
	 	  	DE	 	07/16/1998	 	DE 69903047	 	07/15/1999	 	 	  	 	  	DE	  	09/18/2002

	 	  	 	 	 	 	 	 	 	 	 	  	 	  	69903047	  	 
	 	  	FR	 	07/16/1998	 	99932685.3	 	07/15/1999	 	 	  	 	  	1,105,744	  	09/18/2002
	 	  	IT	 	07/16/1998	 	99932685.3	 	07/15/1999	 	 	  	 	  	1,105,744	  	09/18/2002
	 	  	GB	 	07/18/1998	 	99932685.3	 	07/15/1999	 	 	  	 	  	1,105,744	  	09/18/2002
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 45
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	12/22/1998	 	99973171.4	 	11/29/1999	 	1,135,811	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 46
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 47
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 48
	  	EP	 	09/14/1999	 	00960365.5	 	09/14/2000	 	1,218,948	  	07/03/2002	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 49
	  	PCT	 	11/21/2000	 	PCT/DK01/00777	 	11/21/2000	 	WO
02/43161	  	05/30/2002	  	 	  	 

 Coils 
  

	No.

	  	Country

	 	 Priority
 Date

	 	Application No.

	 	File Date

	 	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	AU	 	01/28/1994	 	15558/95	 	12/27/1994	 	 	  	 	  	683,133	  	02/19/1998
	 	  	AU	 	01/28/1994	 	2861/98	 	01/30/1998	 	 	  	 	  	709,072	  	12/02/1999
	 	  	EP	 	01/28/1994	 	95907268.7	 	12/27/1994	 	741,912	  	11/13/1996	  	 	  	 
	 	  	JP	 	01/28/1994	 	7520047	 	12/27/1994	 	09-511099	  	11/04/1997	  	 	  	 
	 	  	US	 	01/28/1994	 	08/188,220	 	01/28/1994	 	 	  	 	  	5,531,015	  	07/02/1996
	 	  	US	 	01/28/1994	 	08/674,111	 	07/01/1996	 	 	  	 	  	5,798,678	  	08/25/1998
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
									
	 2
	  	AU	 	01/24/1994	 	15614/95	 	01/09/1995	 	 	  	 	  	696,169	  	12/17/1998
	 	  	AU	 	01/24/1994	 	95220/98	 	02/03/1998	 	 	  	 	  	739,105	  	01/17/2002
	 	  	CA	 	01/24/1994	 	2180738	 	01/09/1995	 	 	  	 	  	 	  	 
	 	  	DE	 	01/24/1994	 	69520939.6	 	01/09/1995	 	 	  	 	  	DE
69520939	  	05/16/2001
	 	  	EP	 	01/24/1994	 	95907349.5	 	01/09/1995	 	 	  	 	  	741,905	  	05/16/2001
	 	  	FR	 	01/24/1994	 	95907349.5	 	01/09/1995	 	 	  	 	  	741,905	  	05/16/2001
	 	  	IT	 	01/24/1994	 	95907349.5	 	01/09/1995	 	 	  	 	  	741,905	  	05/16/2001
	 	  	GB	 	01/24/1994	 	95907349.5	 	01/09/1995	 	 	  	 	  	741,905	  	05/16/2001
	 	  	JP	 	01/24/1994	 	7519578	 	01/09/1995	 	09-511098	  	11/04/1997	  	 	  	 
	 	  	NZ	 	01/24/1994	 	279091	 	01/09/1995	 	 	  	 	  	279,091	  	06/12/1997
	 	  	US	 	01/24/1994	 	08/192,724	 	02/07/1994	 	 	  	 	  	5,525,583	  	06/11/1996
	 	  	US	 	01/24/1994	 	08/615,532	 	03/12/1996	 	 	  	 	  	5,914,647	  	06/22/1999
									
	 3
	  	DE	 	09/07/1994	 	69517186.0-08	 	08/23/1995	 	 	  	 	  	DE69517186	  	05/24/2000
	 	  	EP	 	09/07/1994	 	95932332	 	08/23/1995	 	 	  	 	  	781,452	  	05/24/2000
	 	  	FR	 	09/07/1994	 	95932332	 	08/23/1995	 	 	  	 	  	781,452	  	05/24/2000
	 	  	IT	 	09/07/1994	 	95932332	 	08/23/1995	 	 	  	 	  	781,452	  	05/24/2000
	 	  	GB	 	09/07/1994	 	95932332	 	08/23/1995	 	 	  	 	  	781,452	  	05/24/2000
	 	  	US	 	09/07/1994	 	08/302,358	 	09/07/1994	 	 	  	 	  	5,659,277	  	08/19/1997
									
	 4
	  	AU	 	10/13/1994	 	41314/96	 	10/13/1995	 	 	  	 	  	694,296	  	11/05/1998
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	CN	 	10/13/1994	 	95195573.X	 	10/13/1995	 	 	  	 	  	89,973	  	07/24/2002
	 	  	EP	 	10/13/1994	 	95939529.4	 	10/13/1995	 	786,141	  	07/30/1997	  	 	  	 
	 	  	JP	 	10/13/1994	 	8-513436	 	10/13/1995	 	10-507589	  	04/21/1998	  	 	  	 
	 	  	US	 	10/13/1994	 	08/323,494	 	10/13/1994	 	 	  	 	  	5,604,473	  	02/18/1997
									
	 5
	  	US	 	10/13/1994	 	08/541,639	 	10/10/1995	 	 	  	 	  	5,581,220	  	12/03/1996

 HTS Leads 
  

	No.

	  	Country

	  	Priority Date

	  	Application No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	US	  	10/18/1996	  	08/730,870	  	10/18/1996	  	 	  	 	  	5,880,068	  	03/09/1999
									
	 2
	  	US	  	07/29/1996	  	08/681,840	  	07/29/1996	  	 	  	 	  	5,991,647	  	11/23/1999

 Exhibit B 
 SEI Patents 
  
 Jointly Owned with JST

  
 Wire & Process 
  

	No.

	  	Country

	 	 	 Priority
 Date

	 	Application
No.

	 	File Date

	 	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	  	Co Owner

	 1
	  	AU	 	 	1989/12/7	 	67804/90	 	1990/12/6	 	 	  	1991/6/13	  	653321	  	1995/1/31	  	JST
	 	  	US	 	 	1989/12/7	 	07/960307	 	1992/10/13	 	 	  	 	  	5288699	  	1994/2/22	  	JST
										
	 2
	  	AU	 	 	1991/7/24	 	23459/92	 	1992/7/22	 	 	  	1993/2/23	  	646971	  	1994/6/23	  	JST&NIMS
	 	  	CA	 	 	1991/7/24	 	2092180	 	1992/7/22	 	 	  	1993/1/25	  	2092180	  	1996/12/3	  	JST&NIMS
	 	  	CH	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	DE	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	EP	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	FR	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	GB	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	IT	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	LI	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	NL	 	 	1991/7/24	 	92916222	 	1992/7/22	 	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	US	 	 	1991/7/24	 	08/345920	 	1994/11/28	 	 	  	 	  	5552376	  	1996/3/6	  	JST&NIMS
	 	  	[	**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	JST&NIMS
										
	 3
	  	CH	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	DE	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	EP	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	FR	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	GB	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	IT	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	SE	 	 	1993/5/10	 	94106899.1	 	1994/5/3	 	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	US	 	 	1993/5/10	 	08/955322	 	1997/10/20	 	 	  	 	  	5902774	  	1999/5/11	  	JST
										
	 4
	  	DE	 	 	1993/8/2	 	94112038.8	 	1994/8/2	 	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	EP	 	 	1993/8/2	 	94112038.8	 	1994/8/2	 	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	FR	 	 	1993/8/2	 	94112038.8	 	1994/8/2	 	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	GB	 	 	1993/8/2	 	94112038.8	 	1994/8/2	 	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	IT	 	 	1993/8/2	 	94112038.8	 	1994/8/2	 	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	US	 	 	1993/8/2	 	08/739908	 	1996/10/30	 	 	  	 	  	6158106	  	2000/12/12	  	JST
	 	  	US	 	 	1993/8/2	 	09/640527	 	2000/8/17	 	 	  	 	  	6272732	  	2001/8/14	  	JST
										
	 5
	  	DE	 	 	1993/12/28	 	94120753.2	 	1994/12/27	 	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	EP	 	 	1993/12/28	 	94120753.2	 	1994/12/27	 	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	FR	 	 	1993/12/28	 	94120753.2	 	1994/12/27	 	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	GB	 	 	1993/12/28	 	94120753.2	 	1994/12/27	 	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	IT	 	 	1993/12/28	 	94120753.2	 	1994/12/27	 	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	US	 	 	1993/12/28	 	08/365521	 	1994/12/27	 	 	  	 	  	5516753	  	1996/5/14	  	JST
										
	 6
	  	CH	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	DE	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST

	 	  	EP	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	FR	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	GB	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	IT	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	SE	 	 	1994/4/7	 	95105193.7	 	1995/4/6	 	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
										
	 7
	  	EP	 	 	1995/10/17	 	96105964.9	 	1996/4/16	 	769819	  	1997/4/23	  	 	  	 	  	JST
	 	  	[	**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	JST

 NIMS Owned 
  
 Material 
  

	No.

	  	Country

	 	Priority Date

	 	Application No.

	 	File Date

	 	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	  	Co Owner

	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	NIMS
	 	  	DE	 	1988/1/20	 	89300523.1	 	1989/1/19	 	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	EP	 	1988/1/20	 	89300523.1	 	1989/1/19	 	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	FR	 	1988/1/20	 	89300523.1	 	1989/1/19	 	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	GB	 	1988/1/20	 	89300523.1	 	1989/1/19	 	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	IT	 	1988/1/20	 	89300523.1	 	1989/1/19	 	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	NL	 	1988/1/20	 	89300523.1	 	1989/1/19	 	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	US	 	1988/1/20	 	07/293465	 	1989/1/4	 	 	  	 	  	 	  	 	  	NIMS
	 	  	
	 	
	 	
	 	
	 	 	  	 	  	 	  	 	  	 

 Exhibit B 
 SEI Patents 
  
 Solely Owned 
 Wire & Process 
  

	No.

	  	Country

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publicate Date

	  	Patent No.

	  	Issue Date

	 1
	  	JP	  	S62148368	  	6/15/1987	  	S63310903	  	12/19/1988	  	2707524	  	10/17/1997
	 2
	  	JP	  	H08322313	  	11/18/1996	  	H09185915	  	7/15/1997	  	2996340	  	10/29/1999
	 3
	  	JP	  	S63109325	  	5/2/1988	  	H01163910	  	6/28/1989	  	2754564	  	3/6/1998
	 4
	  	JP	  	S63193635	  	8/3/1988	  	H01152007	  	6/14/1989	  	2108366	  	11/6/1996
	 5
	  	JP	  	H01209325	  	8/12/1989	  	H03138820	  	6/13/1991	  	2636049	  	4/25/1997
	 6
	  	JP	  	H02013092	  	1/22/1990	  	H03015116	  	1/23/1991	  	3158408	  	2/16/2001
	 7
	  	JP	  	H01341391	  	12/28/1989	  	H03204131	  	9/5/1991	  	2775946	  	5/1/1998
	 8
	  	JP	  	H02067934	  	3/16/1990	  	H03265523	  	11/26/1991	  	3089641	  	7/21/2000
	 9
	  	JP	  	H02080421	  	3/27/1990	  	H03280308	  	12/11/1991	  	3044732	  	3/17/2000
	 10
	  	JP	  	H03051332	  	3/15/1991	  	H04212215	  	8/3/1992	  	3074753	  	6/9/2000
	 11
	  	JP	  	H03067068	  	3/29/1991	  	H04212212	  	8/3/1992	  	3248190	  	11/9/2001
	 12
	  	JP	  	H02188496	  	7/16/1990	  	H04073822	  	3/9/1992	  	3008453	  	12/3/1999
	 13
	  	JP	  	H02211365	  	8/8/1990	  	H04094019	  	3/26/1992	  	2567505	  	10/3/1996
	 14
	  	JP	  	H03019405	  	1/19/1991	  	H04237910	  	8/26/1992	  	3149441	  	1/19/2001
	 15
	  	JP	  	H03030398	  	2/25/1991	  	H04269471	  	9/25/1992	  	3143932	  	1/5/2001
	 16
	  	JP	  	H03056698	  	3/20/1991	  	H04292809	  	10/16/1992	  	3350935	  	9/20/2002
	 17
	  	JP	  	H04033421	  	2/20/1992	  	H05234626	  	9/10/1993	  	2998398	  	11/5/1999
	 18
	  	JP	  	H08059184	  	3/15/1996	  	H08335414	  	12/17/1996	  	 	  	 
	 19
	  	JP	  	H08070098	  	3/26/1996	  	H09259660	  	10/3/1997	  	 	  	 
	 20
	  	JP	  	H08117913	  	5/13/1996	  	H09306565	  	11/28/1997	  	 	  	 
	 21
	  	JP	  	H09040887	  	2/25/1997	  	H10239260	  	9/11/1998	  	3171131	  	3/23/2001
	 22
	  	JP	  	H10119093	  	4/28/1998	  	H11312420	  	11/9/1999	  	 	  	 
	 23
	  	JP	  	2000-019713	  	1/28/2000	  	2000-311526	  	11/7/2000	  	 	  	 
	 24
	  	JP	  	H11127886	  	5/10/1999	  	2000-322957	  	11/24/2000	  	 	  	 
	 25
	  	JP	  	H11185789	  	6/30/1999	  	2001-014961	  	1/19/2001	  	 	  	 
	 26
	  	JP	  	H11373238	  	12/28/1999	  	2001-184956	  	7/6/2001	  	 	  	 
	 27
	  	JP	  	H11373239	  	12/28/1999	  	2001-184957	  	7/6/2001	  	 	  	 
	 28
	  	JP	  	2000-123522	  	4/25/2000	  	2001-307566	  	11/2/2001	  	 	  	 
	 29
	  	JP	  	2000-044291	  	2/22/2000	  	2001-236835	  	8/31/2001	  	 	  	 
	 30
	  	JP	  	2001-038367	  	2/15/2001	  	2002-093252	  	3/29/2002	  	 	  	 

	 31
	  	JP	 	 	2000-258841	 	8/29/2000	 	2002-075091	  	3/15/2002	  	 	  	 
	 32
	  	JP	 	 	2000-258753	 	8/29/2000	 	2002-075080	  	3/15/2002	  	 	  	 
	 33
	  	[	**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 34
	  	JP	 	 	S63109327	 	5/2/1988	 	S64071022	  	3/16/1989	  	2514690	  	4/30/1996
	 35
	  	JP	 	 	S62073284	 	3/26/1987	 	S63239147	  	10/5/1988	  	2565894	  	10/3/1996
	 36
	  	JP	 	 	S62095861	 	4/18/1987	 	S63261617	  	10/28/1988	  	2590096	  	12/5/1996
	 37
	  	JP	 	 	H01026096	 	2/4/1989	 	H02207416	  	8/17/1990	  	2844632	  	10/30/1998
	 38
	  	JP	 	 	H03056687	 	3/20/1991	 	H04292812	  	10/16/1992	  	2855869	  	11/27/1998
	 39
	  	JP	 	 	S63025108	 	2/5/1988	 	H01140520	  	6/1/1989	  	2877149	  	1/22/1999
	 40
	  	JP	 	 	H02104305	 	4/18/1990	 	H04001002	  	1/6/1992	  	2995796	  	10/29/1999
	 41
	  	JP	 	 	H10369802	 	12/25/1998	 	2000-195348	  	7/14/2000	  	2998757	  	11/5/1999
	 42
	  	JP	 	 	H02113058	 	4/28/1990	 	H04012413	  	1/17/1992	  	3008440	  	12/3/1999
	 43
	  	JP	 	 	H02003990	 	1/10/1990	 	H03208211	  	9/11/1991	  	3109076	  	9/14/2000
	 44
	  	JP	 	 	H01289788	 	11/7/1989	 	H03152810	  	6/28/1991	  	3143903	  	1/5/2001
	 45
	  	JP	 	 	H01343487	 	12/27/1989	 	H03201319	  	9/3/1991	  	3149170	  	1/19/2001
	 46
	  	JP	 	 	H02009459	 	1/17/1990	 	H03214516	  	9/19/1991	  	3149429	  	1/19/2001
	 47
	  	JP	 	 	H05174800	 	6/21/1993	 	H07086026	  	3/31/1995	  	 	  	 
	 48
	  	JP	 	 	H06135395	 	6/17/1994	 	H08007675	  	1/12/1996	  	 	  	 
	 49
	  	JP	 	 	H07078629	 	4/4/1995	 	H08273451	  	10/18/1996	  	 	  	 
	 50
	  	JP	 	 	H08026474	 	2/14/1996	 	H09223426	  	8/26/1997	  	 	  	 
	 51
	  	JP	 	 	H08274811	 	10/17/1996	 	H10125147	  	5/15/1998	  	 	  	 
	 52
	  	JP	 	 	H09096126	 	4/14/1997	 	H10289623	  	10/27/1998	  	 	  	 
	 53
	  	JP	 	 	H09133619	 	5/23/1997	 	H10321065	  	12/4/1998	  	 	  	 
	 54
	  	JP	 	 	H09133620	 	5/23/1997	 	H10321066	  	12/4/1998	  	 	  	 
	 55
	  	JP	 	 	H09290574	 	10/23/1997	 	H11126523	  	5/11/1999	  	 	  	 
	 56
	  	JP	 	 	H10051619	 	3/4/1998	 	H11250746	  	9/17/1999	  	 	  	 
	 57
	  	JP	 	 	H10277433	 	9/30/1998	 	2000-106042	  	4/11/2000	  	 	  	 
	 58
	  	JP	 	 	H11025852	 	2/3/1999	 	2000-222956	  	8/11/2000	  	 	  	 
	 59
	  	JP	 	 	H11213457	 	7/28/1999	 	2000-200518	  	7/18/2000	  	 	  	 
	 60
	  	[	**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 61
	  	[	**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 62
	  	[	**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 63
	  	[	**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 

 Exhibit B 
  

Jointly Owned with JST 
 Wire & Process 
  

	No.

	  	Country

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publicate Date

	  	Patent No.

	  	Issue Date

	  	Co Owner

	 1
	  	JP	  	H01318251	  	12/7/1989	  	H03179619	  	8/5/1991	  	2997808	  	11/5/1999	  	JST
	 	  	JP	  	H02022855	  	1/31/1990	  	H03226923	  	10/7/1991	  	3109077	  	9/14/2000	  	JST
	 2
	  	JP	  	H05108395	  	5/10/1993	  	H06243745	  	9/2/1994	  	 	  	 	  	JST
	 3
	  	JP	  	H05336852	  	12/28/1993	  	H07105753	  	4/21/1995	  	 	  	 	  	JST
	 4
	  	JP	  	H05336853	  	12/28/1993	  	H07201232	  	8/4/1995	  	3253440	  	11/22/2001	  	JST
	 5
	  	JP	  	H06069183	  	4/7/1994	  	H07282659	  	10/27/1995	  	 	  	 	  	JST
	 6
	  	JP	  	H07268810	  	10/17/1995	  	H08171822	  	7/2/1996	  	 	  	 	  	JST
	 7
	  	JP	  	H05091197	  	4/19/1993	  	H06302235	  	10/28/1994	  	3051867	  	4/7/2000	  	JST
	 8
	  	JP	  	H03161947	  	7/3/1991	  	H05012940	  	1/22/1993	  	3253318	  	11/22/2001	  	JST
	 9
	  	JP	  	H04288735	  	10/27/1992	  	H06139848	  	5/20/1994	  	 	  	 	  	JST
	 10
	  	JP	  	H05125835	  	5/27/1993	  	H06338230	  	12/6/1994	  	 	  	 	  	JST
	 11
	  	JP	  	H05130221	  	6/1/1993	  	H06342607	  	12/13/1994	  	 	  	 	  	JST
	 12
	  	JP	  	H05140641	  	6/11/1993	  	H06349358	  	12/22/1994	  	 	  	 	  	JST
	 13
	  	JP	  	H06200476	  	8/25/1994	  	H08064044	  	3/8/1996	  	 	  	 	  	JST&NIMS
	 14
	  	JP	  	H06239891	  	10/4/1994	  	H07249328	  	9/26/1995	  	 	  	 	  	JST
	 15
	  	JP	  	H07078629	  	4/4/1995	  	H08273451	  	10/18/1996	  	 	  	 	  	JST&NIMS
	 16
	  	JP	  	H07236986	  	9/14/1995	  	H09082153	  	3/28/1997	  	 	  	 	  	JST
	 17
	  	JP	  	H05104219	  	4/30/1993	  	H06316417	  	11/15/1994	  	 	  	 	  	JST&NIMS

  
 Magnet Application 
  

	No.

	  	Country

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publicate Date

	  	Patent No.

	  	Issue Date

	  	Co Owner

	 1
	  	JP	  	H07272602	  	10/20/1995	  	H09115356	  	5/2/1997	  	 	  	 	  	JST

 Exhibit B 
  

Jointly Owned with Others 
 Wire & Process 
  

	No.

	  	Country

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publicate Date

	  	Patent
No.

	  	Issue
Date

	  	 Co Owner

	 1
	  	JP	  	H05056600	  	3/17/1993	  	H06267352	  	9/22/1994	  	 	  	 	  	Kansai Electric Power Co
	 2
	  	JP	  	H05002548	  	1/11/1993	  	H06208809	  	7/26/1994	  	 	  	 	  	Japan Atomic Energy Research Institute
	 3
	  	JP	  	H09191266	  	7/16/1997	  	H11039963	  	2/12/1999	  	 	  	 	  	Tokyo Electric Power Co
	 4
	  	JP	  	H09210886	  	8/5/1997	  	H11053960	  	2/26/1999	  	 	  	 	  	Tokyo Electric Power Co
	 5
	  	JP	  	H10318063	  	11/9/1998	  	2000-149676	  	5/30/2000	  	 	  	 	  	Tokyo Electric Power Co
	 6
	  	JP	  	H08349504	  	12/27/1996	  	H10194744	  	7/28/1998	  	 	  	 	  	Hiroshi Maeda
	 7
	  	JP	  	H10133330	  	5/15/1998	  	H11322340	  	11/24/1999	  	 	  	 	  	Hiroshi Maeda
	 8
	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 	  	[**]
	 9
	  	JP	  	H09015148	  	1/29/1997	  	H10212123	  	8/11/1998	  	 	  	 	  	Mikio Takano et.al.

  
 Current Lead 
  

	No.

	  	Country

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publicate
Date

	  	Patent
No.

	  	Issue Date

	  	 Co Owner

	 1
	  	JP	  	H08350078	  	12/27/1996	  	H10188691	  	7/21/1998	  	3151159	  	1/19/2001	  	Fuji Electric Co.Ltd & Japan Atomic Energy Research Institute
	 2
	  	JP	  	H05078119	  	4/5/1993	  	H06295625	  	10/21/1994	  	3098887	  	8/11/2000	  	Japan Atomic Energy Research Institute
	 3
	  	JP	  	H05002548	  	1/11/1993	  	H06208809	  	7/26/1994	  	 	  	 	  	Japan Atomic Energy Research Institute

 Exhibit C 
 SEI Patents 
  
 Jointly Owned with JST

  
 Wire & Process 
  

	No.

	  	Country

	  	 Priority
 Date

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	  	Co Owner

	 1
	  	AU	  	1989/12/7	  	67804/90	  	1990/12/6	  	 	  	1991/6/13	  	653321	  	1995/1/31	  	JST
	 	  	US	  	1989/12/7	  	07/960307	  	1992/10/13	  	 	  	 	  	5288699	  	1994/2/22	  	JST
										
	 2
	  	AU	  	1991/7/24	  	23459/92	  	1992/7/22	  	 	  	1993/2/23	  	646971	  	1994/6/23	  	JST&NIMS
	 	  	CA	  	1991/7/24	  	2092180	  	1992/7/22	  	 	  	1993/1/25	  	2092180	  	1996/12/3	  	JST&NIMS
	 	  	CH	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	DE	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	EP	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	FR	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	GB	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	IT	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	LI	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	NL	  	1991/7/24	  	92916222	  	1992/7/22	  	551523	  	1993/7/21	  	551523	  	1996/3/6	  	JST&NIMS
	 	  	US	  	1991/7/24	  	08/345920	  	1994/11/28	  	 	  	 	  	5552376	  	1996/3/6	  	JST&NIMS
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 	  	JST&NIMS
										
	 3
	  	CH	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	DE	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	EP	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	FR	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	GB	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	IT	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	SE	  	1993/5/10	  	94106899.1	  	1994/5/3	  	631331	  	1994/12/28	  	631331	  	1998/3/11	  	JST
	 	  	US	  	1993/5/10	  	08/955322	  	1997/10/20	  	 	  	 	  	5902774	  	1999/5/11	  	JST
										
	 4
	  	DE	  	1993/8/2	  	94112038.8	  	1994/8/2	  	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	EP	  	1993/8/2	  	94112038.8	  	1994/8/2	  	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	FR	  	1993/8/2	  	94112038.8	  	1994/8/2	  	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	GB	  	1993/8/2	  	94112038.8	  	1994/8/2	  	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	IT	  	1993/8/2	  	94112038.8	  	1994/8/2	  	638942	  	1995/2/15	  	638942	  	2001/6/13	  	JST
	 	  	US	  	1993/8/2	  	08/739908	  	1996/10/30	  	 	  	 	  	6158106	  	2000/12/12	  	JST
	 	  	US	  	1993/8/2	  	09/640527	  	2000/8/17	  	 	  	 	  	6272732	  	2001/8/14	  	JST
										
	 5
	  	DE	  	1993/12/28	  	94120753.2	  	1994/12/27	  	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	EP	  	1993/12/28	  	94120753.2	  	1994/12/27	  	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	FR	  	1993/12/28	  	94120753.2	  	1994/12/27	  	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	GB	  	1993/12/28	  	94120753.2	  	1994/12/27	  	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	IT	  	1993/12/28	  	94120753.2	  	1994/12/27	  	661762	  	1995/7/5	  	661762	  	1997/3/19	  	JST
	 	  	US	  	1993/12/28	  	08/365521	  	1994/12/27	  	 	  	 	  	5516753	  	1996/5/14	  	JST
										
	 6
	  	CH	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST

	 	  	DE	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	EP	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	FR	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	GB	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	IT	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
	 	  	SE	  	1994/4/7	  	95105193.7	  	1995/4/6	  	676817	  	1995/10/11	  	676817	  	1998/9/9	  	JST
										
	 7
	  	EP	  	1995/10/17	  	96105964.9	  	1996/4/16	  	769819	  	1997/4/23	  	 	  	 	  	JST
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 	  	JST

  
 NIMS Owned 
  
 Material 
  

	No.

	  	Country

	  	Priority Date

	  	Application No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent
No.

	  	Issue Date

	  	Co Owner

	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 	  	NIMS
	 	  	DE	  	1988/1/20	  	89300523.1	  	1989/1/19	  	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	EP	  	1988/1/20	  	89300523.1	  	1989/1/19	  	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	FR	  	1988/1/20	  	89300523.1	  	1989/1/19	  	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	GB	  	1988/1/20	  	89300523.1	  	1989/1/19	  	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	IT	  	1988/1/20	  	89300523.1	  	1989/1/19	  	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	NL	  	1988/1/20	  	89300523.1	  	1989/1/19	  	330305	  	1989/8/230	  	330305	  	1995/6/7	  	NIMS
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 	  	NIMS

  
 Jointly Owned with Others

  
 Wire & Process 
  

	No.

	  	Country

	  	Priority
Date

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publication Date

	  	Patent No.

	  	Issue Date

	 1
	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	EP	  	1999/ 11/8	  	970226.7	  	2000/10/30	  	1156494	  	2001/11/21	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
									
	 2
	  	EP	  	1997/1/29	  	98901014.5	  	1999/8/12	  	1022255	  	2000/7/26	  	 	  	 
	 	  	US	  	1997/1/29	  	09/355301	  	1999/8/12	  	 	  	 	  	6482775	  	2002/11/19
	 	  	[**]	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 

  
 Current Lead 
  

	No.

	  	Country

	  	 Priority
 Date

	  	Application No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	US	  	1996/12/27	  	08/998434	  	1997/12/26	  	 	  	 	  	6153825	  	2000/11/28

 Jointly Owned with JST 
 Wire & Process 
  

	No.

	  	Country

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	JP	  	H01318251	  	1989/12/7	  	H03179619	  	1991/8/5	  	2997808	  	1999/11/5
	 	  	JP	  	H02022855	  	1990/1/31	  	H03226823	  	1991/10/7	  	3109077	  	2000/9/14
	 2
	  	JP	  	H05108395	  	1993/5/10	  	H06243745	  	1994/9/2	  	 	  	 
	 3
	  	JP	  	H05336852	  	1993/12/28	  	H07105753	  	1995/4/21	  	 	  	 
	 4
	  	JP	  	H05336853	  	1993/12/28	  	H07201232	  	1995/8/4	  	3253440	  	2001/11/22
	 5
	  	JP	  	H06069183	  	1994/4/7	  	H07282659	  	1995/10/27	  	 	  	 
	 6
	  	JP	  	H07268810	  	1995/10/17	  	H08171822	  	1996/7/2	  	 	  	 
	 7
	  	JP	  	H05091197	  	1993/4/19	  	H06302235	  	1994/10/28	  	3051867	  	2000/4/7
	 8
	  	JP	  	H03161947	  	1991/7/3	  	H05012940	  	1993/1/22	  	3253318	  	2001/11/22
	 9
	  	JP	  	H04288735	  	1992/10/27	  	H06139848	  	1994/5/20	  	 	  	 
	 10
	  	JP	  	H05125835	  	1993/5/27	  	H06338230	  	1994/12/6	  	 	  	 
	 11
	  	JP	  	H05130221	  	1993/6/1	  	H06342607	  	1994/12/13	  	 	  	 
	 12
	  	JP	  	H05140641	  	1993/6/11	  	H06349358	  	1994/12/22	  	 	  	 
	 13
	  	JP	  	H06200476	  	1994/8/25	  	H08064044	  	1996/3/8	  	 	  	 
	 14
	  	JP	  	H06239891	  	1994/10/4	  	H07249328	  	1995/9/26	  	 	  	 
	 15
	  	JP	  	H07078629	  	1995/4/4	  	H08273451	  	1996/10/18	  	 	  	 
	 16
	  	JP	  	H07236986	  	1995/9/14	  	H09082153	  	1997/3/28	  	 	  	 
	 17
	  	JP	  	H05104219	  	1993/4/30	  	H06316417	  	1994/11/15	  	 	  	 

  
 Magnet Application 

 

	No.

	  	Country

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	JP	  	H07272602	  	1995/10/20	  	H09115356	  	1997/5/2	  	 	  	 

 Jointly Owned with Others 
 Wire & Process 
  

	No.

	  	Country

	  	Application
No.

	  	File Date

	  	Publication No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	JP	  	H05056600	  	1993/3/17	  	H06267352	  	1994/9/22	  	 	  	 
	 2
	  	JP	  	H05002548	  	1993/1/11	  	H06208809	  	1994/7/26	  	 	  	 
	 3
	  	JP	  	H09191266	  	1997/7/16	  	H11039963	  	1999/2/12	  	 	  	 
	 4
	  	JP	  	H09210886	  	1997/8/5	  	H11053960	  	1999/2/26	  	 	  	 
	 5
	  	JP	  	H10318063	  	1998/11/9	  	2000-149676	  	2000/5/30	  	 	  	 
	 6
	  	JP	  	H08349504	  	1996/12/27	  	H10194744	  	1998/7/28	  	 	  	 
	 7
	  	JP	  	H10133330	  	1998/5/15	  	H11322340	  	1999/11/24	  	 	  	 
	 8
	  	[**]	  	[**]	  	[**]	  	 	  	 	  	 	  	 
	 9
	  	JP	  	H09015148	  	1997/1/29	  	H10212123	  	1998/8/11	  	 	  	 

  
 Current Lead 
  

	No.

	  	Country

	  	Application
No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	JP	  	H08350078	  	1996/12/27	  	H10188691	  	1998/7/21	  	3151159	  	2001/1/19
	 2
	  	JP	  	H05078119	  	1993/4/5	  	H06295625	  	1994/10/21	  	3098887	  	2000/8/11
	 3
	  	JP	  	H05002548	  	1993/1/11	  	H06208809	  	1994/7/26	  	 	  	 

 Exhibit C 
 AMSC Patents 
  
 Jointly Owned

 BSCCO/PIT Wire and 
 Process 
  

	No.

	  	Country

	 	Priority Date

	 	Application
No.

	 	File Date

	 	Publication
No.

	  	Publication
Date

	  	 Patent
 No.

	  	Issue Date

	  	 Co-Owner

										
	 1
	  	US	 	02/05/1996	 	08/597,061	 	02/05/1996	 	 	  	 	  	5,908,812	  	06/01/1999	  	Los Alamos National Laboratory
										
	 2
	  	US	 	07/28/1995	 	08/814,306	 	03/10/1997	 	 	  	 	  	6,300,285	  	10/09/2001	  	Los Alamos National Laboratory
										
	 3
	  	US	 	09/23/1996	 	08/717,986	 	09/23/1996	 	 	  	 	  	6,122,534	  	09/19/2000	  	Los Alamos National Laboratory
										
	 4
	  	US	 	09/21/1999	 	09/665,882	 	09/20/2000	 	 	  	 	  	6,555,503	  	04/29/2003	  	University of Wisconsin
										
	 5
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
										
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
										
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
										
	 	  	EP	 	07/23/1999	 	00976538.9	 	07/20/2000	 	1,203,415	  	05/08/2002	  	 	  	 	  	Pirelli
										
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
										
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
										
	 	  	US	 	07/23/1999	 	09/360,318	 	07/23/1999	 	 	  	 	  	6,444,917	  	09/03/2002	  	Pirelli
										
	 6
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
										
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	 
										
	 7
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]

 EXHIBIT D 
  
 LICENSE AGREEMENT 
  
 This License Agreement (“Agreement”) is made June 10, 2003 between Sumitomo Electric Industries, Ltd. (“SET”), a Japanese corporation having its
principal place of business at 5-33 Kitahama, 4-chome, Chuo-ku, Osaka Japan, and Pirelli S.p.A. (“Pirelli”), an Italian corporation having its principal place of business at Viale Sarca222, 20126 Milano Italy. 
  
 WITNESSETH: 
  
 WHEREAS, SEI has been engaged in the development of Bi Based
Superconductor products and has acquired a substantial number of patents in respect thereof; 
  
 WHEREAS, Pirelli desires to obtain, and SEI is willing to grant a license with respect to Pirelli making, using, or selling Wire Products hereinafter defined under certain such patents owned by SEI in
accordance with the terms and conditions herein; 
  
 NOW,
THEREFORE, the Parties agree as follows: 
  
 ARTICLE 1 
  
 In this Agreement, including Exhibits, unless the context otherwise requires: 
  

	 	a)	 	words denoting the singular shall include the plural and vice versa; 

  

	 	b)	 	words denoting persons shall include corporations and vice versa; 

  

	 	c)	 	words denoting any gender shall include all genders; and 

  

	 	d)	 	headings are for convenience only and shall not affect interpretation. 

  
 ARTICLE 2 (DEFINITIONS) 
  
 In this Agreement, the following words and phrases shall have the following meanings, unless the context clearly requires otherwise: 
  

	2.1	 	AMSC 

  
 “AMSC” shall mean American Superconductor Corporation, a Delaware corporation having its principal place of business at Two Technology Drive, Westborough, MA 01581-1727 
  

	2.2	 	Assignment Date 

  
 “Assignment Date” shall mean the date when Pirelli or SEI assigns this Agreement to a third party as described in Article 15. 
  

	2.3	 	Consideration Territory 

  
 “Consideration Territory” is the United States of America, Canada, Germany, United Kingdom, France, Italy, Australia and New Zealand.

	2.4	 	Effective Date 

  
 “Effective Date” shall mean the date on which the license agreement between SEI and AMSC related to Existing Patents and Future Patents becomes
effective, or the date on which this agreement is executed by both of the Parties, whichever is later. 
  

	2.5	 	Existing Patents 

  
 “Existing Patents” shall mean the SEI Patents listed in Exhibit A and their continuations, continuations-in-part, and divisionals. 

 

	2.6	 	Fair Market Value 

  
 “Fair Market Value” shall mean, with respect to any Wire Product per se or Wire Product contained in another product either of which is sold,
leased or put into use, the selling price of such Wire Product if such Wire Product is sold per se, or if the Wire Product is sold as part of a product or leased or put into use alone or as part of a product, a sum equivalent to the quantity of such
Wire Product multiplied by the weighted average of the unit price derived from the sales for substantially the same Wire Product sold per se during the preceding six (6) month period. 
  
 In determining selling price, the following shall be excluded: 
  

	 	(a)	 	packaging costs; 

  

	 	(b)	 	costs of insurance and transportation; 

  

	 	(c)	 	import, export, excise, sales and value-added taxes, and customs duties; and 

  

	 	(d)	 	royalties owed to third parties 

  

	2.7	 	Future Patents 

  
 “Future Patents” shall mean all existing and future SEI Patents: 
  

	 	(a)	 	which directly or indirectly claim priority from a date on or before the Last Priority Date, 

  

	 	(b)	 	which are owned by SEI or an Affiliate or under which SEI has a right to grant a royalty-free license or sublicense without the need to receive the approval of a third party, and

  

	 	(c)	 	which are not included in Exhibit A or Exhibit B. 

  
 For avoidance of doubt, Future Patents include patents filed by third parties but later owned by SEI, or for which SEI was later granted a license with
the right to grant a royalty-free sublicense to others, including at least Pirelli. 
  
 Any Patents filed by third parties for which SEI is later granted a license with the right to grant a royalty-bearing sublicense to others, including at least Pirelli, shall be excluded from Future Patents. However,
SEI grants to Pirelli an option to sublicense any patent directed to the design and/or manufacture of Bismuth-based Superconductor Wire with respect to which SEI may obtain a license with the right to grant royalty-bearing sublicenses, at any time
subsequent to the execution of this Agreement. The terms and conditions of such royalty bearing sublicense later granted by SEI to Pirelli shall be 

 
subject to the terms of the patent license to SEI but otherwise consistent with the terms and conditions of the Future Patent license granted hereunder, and
the royalty terms and conditions shall be no less favorable than the sublicensing royalty terms and conditions of the patent license to SEI. 
  

	2.8	 	Last Priority Date 

  
 “Last Priority Date” is December 31, 2007. 
  

	2.9	 	License Fee for Pirelli 

  
 “License Fee for Pirelli” shall mean [**] US dollars (US$[**]) to make the grant exercisable as described in Article 3.1. If this Agreement is
assigned to the Assignee pursuant to the Article 15.1, and License Fee for Pirelli has already been paid by Pirelli to SEI then no additional License Fee for Pirelli will be due by Assignee. If, however, License Fee for Pirelli has not already been
paid by Pirelli to SEI then License Fee for Pirelli will be due by Assignee. In no event shall the License Fee for Pirelli be refunded after the payment of License Fee for Pirelli to SEI. 
  

	2.10	 	Party and Related Entities 

  
 The word “Party” shall mean SEI or Pirelli, as the case may be. 
  
 “Affiliate” of a Party shall mean (i) any Subsidiary of such Party, (ii) the Parent Company of such Party, or
(iii) any Subsidiary of any such Parent Company. 
  
 “Subsidiary” or “Subsidiaries” of a Party shall mean a corporation, limited liability company, partnership or other legal entity (a) fifty percent (50%) or more of whose shares or other securities entitled to vote for
election of directors (or other managing authority) is now or hereafter controlled by such Party either directly or indirectly; or (b) in cases in which the entity does not have outstanding shares or securities, fifty percent (50%) or more of whose
ownership interest representing the right to manage such entity is now or hereafter owned and controlled by such Party either directly or indirectly; provided that any such corporation or other legal entity shall be deemed to be a
“Subsidiary” of such Party only as long as such control or ownership exists. 
  
 “Parent-Company” of a Party shall mean a corporation or other legal entity of which such Party is a Subsidiary. 
  
 Notwithstanding the foregoing, [**] corporation having its principal place of business at [**], shall be excluded from being a Subsidiary of SEI.

  

	2.11	 	Patents 

  
 “Patents” or “Patent” shall mean any and all patents worldwide issuing from patent applications directly or indirectly claiming priority to a date before the Last Priority Date, and further
including design patents and utility models directly or indirectly claiming priority to a date before the Last Priority Date. 
  

	2.12	 	“Pirelli’s Territory” shall mean worldwide except Japan. 

  

	2.13	 	Then Current Future Patents 

 “Then Current Future Patents” shall mean only Future Patents which directly or indirectly claim
priority from a date on or before the Assignment Date. 
  

	2.14	 	Wire Products 

  
 “Wire Products” shall mean Bismuth-based Superconductor Wire per se in the Cable Field. 
  
 Superconductor Wire is a length of wire or tape containing superconductor
materials which is designed to transmit either direct or alternating current in the superconducting state. 
  
 The Cable Field is defined as the field of Line Transmission and Distribution of (i) electrical power from at least one point to another and (ii)
electrical control signals, where “Line Transmission and Distribution” means transmission and distribution by cable, wire or the like physical link in the form of an elongated conductor which is used to transport electrons. The Cable Field
does not include other superconductor products such as current leads, magnet wire, magnet cables, current limiters, transformers, power electronic devices, energy storage devices, coils and other devices when used for the generation of magnetic
fields. 
  
 ARTICLE 3 (GRANT FROM SEI TO PIRELLI) 
  

	3.1	 	SEI grants to Pirelli, with the right to sublicense solely to its Affiliates, for the period from the Effective Date a royalty-bearing license under the SEI’s Patent Rights in
Existing Patents and Future Patents to make, use, sell and offer to sell in Pirelli’s Territory Wire Products and Wire Products contained in products in the Cable Field until the last of the Future Patents expire, provided such grant to Pirelli
will not become exercisable until a License Fee for Pirelli is paid by Pirelli to SEI. For the avoidance of doubt, the license to make, use, sell and offer to sell Wire Products contained in products is limited to the Wire Products themselves and
does not include a license to a combination of the Wire Products with the products in which they are contained. 

  

	3.2	 	Pirelli’s license to make, use, sell and offer to sell Wire Products and Wire Products contained in products under Article 3.1, and the waiver contained in section 3.3, shall
cease immediately upon Pirelli, directly or indirectly, contesting, by way of litigation or an interference (only if actively instituted by Pirelli) or opposition proceeding or requesting reexamination, the validity of any of SEI’s Existing or
Future Patents directed to the design and/or manufacture of Bismuth-based Superconductor Wires, or upon Pirelli exercising any of its rights under any of its Patents or co-owned Patents for infringement by Wire Products or Wire Products contained in
products against SEI or its Subsidiaries, or upon Pirelli suing or claiming for infringement by Wire Products or Wire Products contained in products against SEI or its Subsidiaries under its right under any of its Patents in any forum.

  

	3.3	 	 Subject to the payment of the License Fee for Pirelli, during the period beginning with the Effective Date and ending with the expiration of all the Existing
Patents and Future Patents of SEI, SEI will not sue Pirelli or its Affiliates in any forum for infringement by Wire Products or Wire Products contained in products of any of its Existing Patents, 

 
Future Patents or co-owned Patents, whether covered by grants hereunder or not, for making, using, selling, offering to sell Wire Products and Wire Products
contained in products in Pirelli’s Territory, unless SEI has an obligation to cooperate with a co-owner or licensor of any such co-owned Patents and such co-owner or licensor requires SEI to sue Pirelli or to assist such co-owner or licensor to
exercise its patent rights against Pirelli. Exhibit C lists the co-owned Patents in respect of which SEI has such obligation. Further, SEI shall notify from time to time Pirelli of any co-owned Future Patent in respect of which SEI will have such
obligation. For the avoidance of doubt, SEI may sue Pirelli or its Affiliates for infringement by products for a reason other than that such products include Wire Products. 
  

	3.4	 	SEI shall cooperate with Pirelli in good faith to register the nonexclusive license of any of the Patents granted herein in any country, provided that Pirelli bears, the cost of
such registration. 

  
 ARTICLE 4 (TERM OF AGREEMENT)

  
 This Agreement shall become effective on the Effective Date, and, unless
sooner terminated as provided in this Agreement, shall be in full force until all of the Existing Patents and Future Patents of both Parties expire. 
  
 ARTICLE 5 (SECRECY) 
  

	5.1	 	Nothing in this Agreement shall be construed as conferring upon Pirelli or its Subsidiaries any right to include in advertising, packaging or other commercial activities related to
Wire Products, any reference to SEI (or any of its Subsidiaries), its trade names, trademarks or service marks in a manner which would be likely to cause confusion or to indicate that such Wire Products are in any way endorsed or certified by SEI or
its Subsidiaries. 

  

	5.2	 	The Parties hereto shall not disclose the existence or the contents of this Agreement to any third party, with the exception of AMSC, until all of the Existing and Future Patents
expire. 

  
 ARTICLE 6 (CONSIDERATION) 
  

	6.1	 	 In consideration of the licenses granted under Article 3 herein to Pirelli, Pirelli shall pay to SEI an amount equal to [**] percent of the Fair Market Value of
Wire Products and Wire Products contained in products made, sold, or leased by Pirelli and its sublicensed Affiliates in the Consideration Territory. Only one royalty shall be due with respect to any given Wire Product or Wire Product contained in a
product, irrespective of the number of different countries in the Consideration Territory where such Wire Product or Wire Product contained in a product is made, sold or leased, and irrespective of the value of the product of which the Wire Product
may be a part. When all of the Existing Patents expire in all of the countries of the Consideration Territory where a given Wire Product or Wire Product contained in a product is made, sold, or leased, then payment of royalty shall be due only if
Pirelli makes use of any Future Patent in making, selling or leasing of Wire Products and Wire Products contained in products in the Consideration Territory. 

 
Except for royalties due for Pirelli’s use of any Future Patents, when all Existing Patents expire in any of the countries of the Consideration
Territory where a given Wire Product or Wire Product contained in a product is made, sold, or leased, then no payment of royalty shall be due for Wire Products and Wire Products contained in products made, sold, or leased by Pirelli in such country,
but the payment obligation in other countries in the Consideration Territory where unexpired Existing Patents exist shall remain for Wire Products and Wire Products contained in products made, sold, or leased in those other countries. No payment
obligation will be required on any Wire Product or Wire Products contained in products outside of the Consideration Territory. The payments due hereunder for Wire Products and Wire Products contained in products made, sold, or leased during the
period from January 1 to June 30 of any year shall be made by September 1 of that year, and the payments for Wire Products and Wire Products contained in products made, sold, or leased during the period from July 1 to December 31 of any year shall
be made by March 1 of the next year. At the time of each payment Pirelli shall furnish SEI with a detailed report setting forth the basis for the payment. 
  

	6.2	 	All payments due to SEI under this Agreement shall be nonrefundable and shall be remitted by telegraphic transfer in Italian Lire to the following account of SEI:

  
 Sumitomo Mitsui Banking Corporation 

 
 Osaka Head Office 
  
 6-5, Kitahama 4-chome, Chuo-ku, 
  
 Osaka, 541-0041, Japan 
  
 Account No.: [**] 
  

	6.3	 	All taxes payable as a result of the payment of the monies due to SEI in accordance with this Article 6 shall be borne by SEI. If required to deduct tax at source from any payments
made to SEI, Pirelli shall provide SEI with a statement or certificate showing the amount of tax so paid in respect of the said monies duly signed by an appropriate tax official. 

  
 ARTICLE 7 (NO LICENSE EXCEPT FOR WIRE PRODUCTS) 
  
 Pirelli hereby agrees that the licenses to Pirelli contemplated herein shall not constitute
or imply any license or agreement with respect to any products other than Wire Products and Wire Products contained in products, nor a license to Pirelli with respect to any patents except the Existing Patents and Future Patents, nor any agreement
with respect to any patents except the Existing Patents and Future Patents. 
  
 ARTICLE 8 (TERMINATION) 
  

	8.1	 	Either Party (the “Initiating Party”) may terminate this Agreement (the “Breaching Party”) by written notice to the Breaching Party on or at any time after one
of the following events occur. This Agreement and the license and waiver granted Pirelli is automatically terminated at the time of the occurrence of any of the events set forth in sections (b), (c) or (d) with respect to Pirelli:

	 	(a)	 	the Breaching Party committing a remediable breach under this License Agreement and failing to remedy the breach within two (2) months starting on the day after receipt of written
notice from the Initiating Party giving details of the breach and requiring the Breaching Party to remedy the breach; 

  

	 	(b)	 	the Breaching Party passing a resolution for its winding-up, a court of competent jurisdiction making an order for the Breaching Party’s winding-up or the presentation of a
petition for the Breaching Party’s winding-up (other than, in each case, for the purposes of solvent amalgamation or reconstruction and in such manner that the entity resulting from the amalgamation or reconstruction effectively agrees to be
bound by or assume the Breaching Party’s obligations under this Agreement); 

  

	 	(c)	 	the making of an administrative order in relation to the Breaching Party or the appointment of a receiver over, or an encumbrancer taking possession of or selling an asset of the
Breaching Party; 

  

	 	(d)	 	the Breaching Party making an arrangement or composition with its creditors generally or making an application to a court of competent jurisdiction for protection from its creditors
generally; 

  

	 	(e)	 	Pirelli’s failure to pay the License Fee for Pirelli specified in Article 3.1 and not cured within sixty (60) days starting on the day of Pirelli’s making the Wire
Products or the using, offering to sell, selling or exporting such Wire Products or Wire Products contained in products in Pirelli’s Territory. 

  
 ARTICLE 9 (ARBITRATION) 
  

	9.1	 	The Parties shall attempt to settle all disputes and differences between the Parties arising from this Agreement in an amicable fashion. Should, however, a mutually agreed solution
to any such dispute not be found possible, the Parties shall submit the matter under dispute to arbitration by the International Chamber of Commerce, at the office located in Washington D.C., the United States of America, under and in accordance
with the rules of Arbitration and Conciliation of the International Chamber of Commerce. The arbitration will be conducted in English. The decision or decisions resulting from any such arbitration shall be final and binding and conclusive upon the
Parties, not subject to any challenge in any forum or court, and may be enforced in any court of competent jurisdiction. 

  

	9.2	 	Until a decision is made by the arbitrators both Parties agree to take no action which may upset the status quo or prejudice the respective positions of the Parties in respect of
the matter in controversy except for such actions as may otherwise be permitted by the terms of this Agreement. 

  
 ARTICLE 10 (NOTICES) 
  
 Any notice given under this Agreement (“Notice”) shall be deemed to have been duly and sufficiently given for all purposes, if made initially by facsimile, and then also sent by registered or certified air
mail, postage prepaid, addressed to the Party to whom the Notice is to be sent at the address for the Party set forth below. Each Party may change its address for receipt of 

 
notices by Notice to the other Party in accordance with this Article 10. Notice becomes effective-upon mailing by registered or certified mail. If, however,
such Notice is not initially sent by facsimile, such Notice does not become effective until the date the registered or certified mail is actually received. 
  
 If addressed to Pirelli: 
  
 General Manager 
 Industrial Property Department 
 Pirelli S.p.A. 
 Viale Sarca 222 
 2016 Milan 
 Italy 
  
 If addressed to SEI: 
  
 General Manager 
 Legal Department 
 Sumitomo Electric Industries, Ltd. 
 5-33 Kitahama, 4-chome, Chuo-ku, Osaka 
 Japan 
  
 ARTICLE 11 (CONTINUING OBLIGATIONS)

  
 The obligations to keep information confidential and to submit disputes
to arbitration as set out in Articles 5 (Secrecy) and 9 (Arbitration) respectively shall continue indefinitely, unless and until such information is no longer secret or there are no outstanding claims between the Parties. 
  
 ARTICLE 12 (FORCE MAJEURE) 
  

	12.1	 	Either Party shall be relieved of its obligations hereunder to the extent that it is hindered or prevented from carrying them out by reason of force majeure.

  

	12.2	 	For the purpose of this Agreement, force majeure signifies any event or circumstance and its direct consequence which is beyond the reasonable control of the Party invoking this
Article 12. Such events or circumstances include but are not limited to: fire, floods, earthquake, war, industrial disputes, strikes, lockouts, explosions, acts of God and actions of the government(s). 

  

	12.3	 	The Party invoking this Article 12 shall without delay advise the other Party of the force majeure event or circumstance preventing or hindering it from carrying out its obligations
under this Agreement and shall also notify the other Party as soon as possible of all the facts and obligations it is able to meet only with delay, indicating the period of delay to be expected. 

  

	12.4	 	 If the event or circumstance of force majeure results in delay of less than six (6) months, the Parties are obliged to adhere to this Agreement subject however to
reasonable extensions of time for contract obligations to be met and the period of payment called for in this Agreement shall be extended appropriately to take account of any stoppages 

	 	 
caused by reasons of force majeure. If force majeure results in an extension of due date for more than six (6) months, the Parties shall consult together on
the action to be taken. If they fail to reach agreement, then recourse will be had to arbitration in accordance with Article 9 hereof for liquidation of the contractual relations between the Parties. 

  
 ARTICLE 13 (GOVERNING LAW) 
  
 This Agreement shall be interpreted in accordance with the laws of the State of New York.

  
 ARTICLE 14 (INTERPRETATION) 
  

	14.1	 	This Agreement shall be executed in the English language. No translation, if any, of this Agreement into any other language shall be of any force or effect in the interpretation of
this Agreement or in determination of the intent of either of the Parties. 

  

	14.2	 	This Agreement may only be amended in writing signed by the duly authorized representatives of the Parties and this Agreement constitutes the entire agreement of the Parties on the
matter to which it relates and there are no understandings, representations or warranties of any kind between the Parties except as expressly set forth herein. 

  

	14.3	 	Should any of the provisions of this Agreement be void for whatever reason, the validity of the remaining provisions shall thereby not be affected. In such case the Parties shall
upon mutual consent replace the ineffective provisions by another provision which is as close in meaning as possible. 

  
 ARTICLE 15 (ASSIGNMENT) 
  

	15.1	 	This Agreement is personal to each of the Parties and may not be assigned by either Party without the prior written consent of the other Party which consent will not be unreasonably
withheld. Notwithstanding the foregoing, without the consent of the other Party, either Party may assign this Agreement and all of its rights and obligations in connection with the sale or assignment of the business and assets of the assigning
Party’s in the Cable Field or a portion of such business and assets. However, no such assignment of this Agreement and all of the rights and obligations hereunder in connection with the sale or assignment of the business and assets of the
assigning Party’s in the Cable Field or a portion of such business and assets may be made to any third party (“Assignee”), unless, effective as of the Assignment Date, if Pirelli is the assigning Party, such Assignee (i) pays to SEI a
sum of [**]USD as consideration for the assignment of this Agreement and (ii) agrees in writing that all of the Assignee’s patents and applications which have an earliest priority date on or before the Assignment Date and which are directed to
Bismuth-based wire are licensed, on a non-exclusive, non-transferable, worldwide, royalty-free basis, to SEI and its Subsidiaries to make, use, sell and offer for sale Wire Products and Wire Products contained in products in the Cable Field, and
agrees further that as of the Assignment Date any and all license rights and promises not to sue with respect to Future Patents of SEI as described in Article 3 of this Agreement shall be limited to Then Current Future Patents.

	15.2	 	The assigning Party, promptly after the assignment as provided for under Article 15.1, shall notify the other Party by written notice of such assignment, and such notice shall
include the name and location of and the name of the representative of the assignee. 

  

	15.3	 	In the case of an assignment by SEI of all of its Patents covered under this Agreement to an Assignee as part of an assignment of all SEI’s rights and obligations under this
Agreement pursuant to Section 15.1, SEI shall impose its licensing obligations and its promises not to sue contained in Article 3 of this Agreement on Assignee with respect to all Existing Patents and Then Current Future Patents.

  

	15.4	 	In the case of an assignment by SEI of any of its Patents covered under this Agreement to a third party (Third Party Assignee) not as part of an assignment of all of SEI’s
rights and obligations under this Agreement pursuant to Section 15.1 and 15.3, SEI shall impose its licensing obligations and its promises not to sue contained in Article 3 of this Agreement on the Third Party Assignee with respect to such assigned
Patents. For the avoidance of doubt, the license and waiver from such Third Party Assignee shall be royalty free and the royalty obligations of Pirelli shall remain payable only to SEI under the terms of this Agreement. 

  

	15.5	 	In the case of an assignment by Pirelli of any of its Patents directed to Bismuth based wire to an Assignee (as defined in Section 15.1), Pirelli shall impose its promises not to
sue contained in Article 3 of this Agreement on the Assignee with respect to such assigned Patents. For the avoidance of doubt, the promises not to sue from the Assignee shall be royalty free. 

  
 IN WITNESS WHEREOF, this Agreement has been signed on behalf of the Parties hereto.

  

	Sumitomo Electric Industries, Ltd.
		
	 By:
	 	 /s/ Hironaga Matsubara

	 	 	Hironaga Matsubara
		
	 Date:
	 	 June 10, 2003

	
	Pirelli S.p.A.
		
	 By:
	 	 /s/ Pier Giovanni Giannesi

	 	 	Pier Giovanni Giannesi
		
	 Date:
	 	 June 16, 2003

	Solely Owned	 	 Exhibit A
	 	 
	Wire and Process	 	 SEI Patents
	 	 

  

	No.

	  	Country

	 	Priority
Date

	 	Application No.

	 	File Date

	 	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 1
	  	US	 	1986/6/17	 	07/063228	 	1987/6/17	 	 	  	 	  	5006289	  	1991/4/9
	 	  	US	 	1986/6/17	 	07/606850	 	1990/10/31	 	 	  	 	  	5114641	  	1992/5/19
	 	  	US	 	1986/6/17	 	07/883368	 	1992/5/15	 	 	  	 	  	5252288	  	1993/10/12
	 	  	US	 	1986/6/17	 	08/355814	 	1994/12/14	 	 	  	 	  	5480601	  	1996/1/2/
	

	 2
	  	AU	 	1987/2/5	 	11422/88	 	1988/2/5	 	 	  	1988/8/11	  	597148	  	1990/9/11
	 	  	DE	 	1987/2/5	 	91119826.5	 	1988/2/5	 	475466	  	1992/3/18	  	475466	  	2002/6/5
	 	  	DE	 	1987/2/5	 	88400267.6	 	1988/2/5	 	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	EP	 	1987/2/5	 	88400267.6	 	1988/2/5	 	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	EP	 	1987/2/5	 	91119826.5	 	1988/2/5	 	475466	  	1992/3/18	  	475466	  	2002/6/6
	 	  	FR	 	1987/2/5	 	91119826.5	 	1988/2/5	 	475466	  	1992/3/18	  	475466	  	2002/6/5
	 	  	FR	 	1987/2/5	 	88400267.6	 	1988/2/5	 	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	GB	 	1987/2/5	 	91119826.5	 	1988/2/5	 	475466	  	1992/3/18	  	475466	  	2002/6/5
	 	  	GB	 	1987/2/5	 	88400267.6	 	1988/2/5	 	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	IT	 	1987/2/5	 	91119826.5	 	1988/2/5	 	47566	  	1992/3/18	  	475466	  	2002/6/5
	 	  	IT	 	1987/2/5	 	88400267.6	 	1988/2/5	 	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	LI	 	1987/2/5	 	88400267.6	 	1988/2/5	 	281444	  	1988/9/7	  	281444	  	1992/12/30
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	1987/2/5	 	08/851312	 	1997/5/5	 	 	  	 	  	5981444	  	1999/11/9
	

	 3
	  	DE	 	1987/2/28	 	88400466.4	 	1988/2/29	 	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	EP	 	1987/2/28	 	88400466.4	 	1988/2/29	 	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	FR	 	1987/2/28	 	88400466.4	 	1988/2/29	 	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	GB	 	1987/2/28	 	88400466.4	 	1988/2/29	 	281474	  	1988/9/7	  	281474	  	1994/8/17
	 	  	US	 	1987/2/28	 	08/056615	 	1993/5/4	 	 	  	 	  	5786305	  	1998/7/28
	

	 4
	  	US	 	1987/4/17	 	07/438986	 	1989/11/20	 	 	  	 	  	5100865	  	1992/3/31
	

	 5
	  	US	 	1987/4/2	 	07/942481	 	1991/9/9	 	 	  	 	  	5550102	  	1996/8/27
	

	 6
	  	DE	 	1987/5/1	 	88401064.6	 	1988/5/2	 	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	EP	 	1987/5/1	 	88401064.6	 	1988/5/2	 	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	FR	 	1987/5/1	 	88401064.6	 	1988/5/2	 	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	GB	 	1987/5/1	 	88401064.6	 	1988/5/2	 	290331	  	1988/11/9	  	290331	  	1997/3/5
	 	  	US	 	1987/5/1	 	07/189366	 	1988/5/2	 	 	  	 	  	5122507	  	1992/6/16
	 	  	US	 	1987/5/1	 	07/884137	 	1992/5/18	 	 	  	 	  	5338721	  	1994/8/16
	 	  	US	 	1987/5/1	 	08/906855	 	1997/8/6	 	 	  	 	  	6301774	  	2001/10/16
	 	  	US	 	1987/5/1	 	08/906855	 	1997/8/6	 	 	  	 	  	6301774	  	2001/10/16
	 	  	US	 	1987/5/1	 	08/200540	 	1994/2/22	 	 	  	 	  	5424282	  	1995/6/13
	

	 7
	  	US	 	1987/7/28	 	07/225207	 	1988/7/28	 	 	  	 	  	5030616	  	1991/7/9
	

	 8
	  	US	 	1987/8/3	 	08/122178	 	1993/9/17	 	 	  	 	  	5409890	  	1995/4/25
	

	 9
	  	AU	 	1988/8/29	 	39596/89	 	1989/8/15	 	 	  	1990/3/1	  	611051	  	1991/9/25
	 	  	DE	 	1988/8/29	 	89115862.8	 	1989/8/28	 	356969	  	1990/3/7	  	356969	  	1994/12/28

	No.

	  	Country

	 	 Priority
 Date

	 	Application No.

	 	File Date

	 	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 	  	EP	 	1988/8/29	 	89115862.8	 	1989/8/28	 	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	FR	 	1988/8/29	 	89115862.8	 	1989/8/28	 	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	GB	 	1988/8/29	 	89115862.8	 	1989/8/28	 	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	IT	 	1988/8/29	 	89115862.8	 	1989/8/28	 	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	LI	 	1988/8/29	 	89115862.8	 	1989/8/28	 	356969	  	1990/3/7	  	356969	  	1994/12/28
	 	  	US	 	1988/8/29	 	08/459624	 	1995/6/2	 	 	  	 	  	5639714	  	1997/6/17
	 	  	US	 	1988/8/29	 	08/747133	 	1996/11/12	 	 	  	 	  	6276048	  	2001/8/21
	

	 10
	  	DE	 	1989/1/26	 	90101530.5	 	1990/1/25	 	 	  	 	  	380115	  	1994/9/21
	 	  	EP	 	1989/1/26	 	90101530.5	 	1990/1/25	 	380115	  	1990/8/1	  	380115	  	1994/9/21
	 	  	FR	 	1989/1/26	 	90101530.5	 	1990/1/25	 	 	  	 	  	380115	  	1994/9/21
	 	  	GB	 	1989/1/26	 	90101530.5	 	1990/1/25	 	 	  	 	  	380115	  	1994/9/21
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	1989/1/26	 	08/999675	 	1997/10/14	 	 	  	 	  	6357105	  	2002/3/19
	

	 11
	  	AU	 	1989/12/28	 	68479/90	 	1990/12/24	 	 	  	1991/7/4	  	646419	  	1994/6/10
	 	  	DE	 	1989/12/28	 	90125575.2	 	1990/12/27	 	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	EP	 	1989/12/28	 	90125575.2	 	1990/12/27	 	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	FR	 	1989/12/28	 	90125575.2	 	1990/12/27	 	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	GB	 	1989/12/28	 	90125575.2	 	1990/12/27	 	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	IT	 	1989/12/28	 	90125575.2	 	1990/12/27	 	435286	  	1991/7/3	  	435286	  	1997/3/19
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	1989/12/28	 	08/955323	 	1997/10/20	 	 	  	 	  	6311384	  	2001/11/6
	

	 12
	  	US	 	1990/3/16	 	08/283498	 	1994/8/1	 	 	  	 	  	5670459	  	1997/9/23
	 	  	US	 	1990/3/16	 	08/858842	 	1997/5/19	 	 	  	 	  	5910222	  	1999/6/8
	

	 13
	  	DE	 	1990/3/26	 	91104628.2	 	1991/2/23	 	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	EP	 	1990/3/26	 	91104628.2	 	1991/2/23	 	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	FR	 	1990/3/26	 	91104628.2	 	1991/2/23	 	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	GB	 	1990/3/26	 	91104628.2	 	1991/2/23	 	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	IT	 	1990/3/26	 	91104628.2	 	1991/2/23	 	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	LI	 	1990/3/26	 	91104628.2	 	1991/2/23	 	449161	  	1991/10/2	  	449161	  	1995/12/6
	 	  	US	 	1990/3/26	 	08/385240	 	1995/2/8	 	 	  	 	  	5610123	  	1997/3/11
	

	 14
	  	US	 	1990/3/30	 	08/747881	 	1996/11/13	 	 	  	 	  	6205345	  	2001/3/20
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 15
	  	US	 	1990/7/16	 	08/291237	 	1994/8/16	 	 	  	 	  	5508254	  	1996/4/16
	

	 16
	  	AU	 	1990/7/16	 	80310/91	 	1991/7/10	 	 	  	1992/1/16	  	647801	  	1994/7/19
	 	  	DE	 	1990/7/16	 	91111685.3	 	1991/7/12	 	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	EP	 	1990/7/16	 	91111685.3	 	1991/7/12	 	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	FR	 	1990/7/16	 	91111685.3	 	1991/7/12	 	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	GB	 	1990/7/16	 	91111685.3	 	1991/7/12	 	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	IT	 	1990/7/16	 	91111685.3	 	1991/7/12	 	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	LI	 	1990/7/16	 	91111685.3	 	1991/7/12	 	467238	  	1992/1/22	  	467238	  	1994/11/2
	 	  	US	 	1990/7/16	 	08/376461	 	1995/1/20	 	 	  	 	  	5877125	  	1999/3/2
	

	 17
	  	DE	 	1990/8/8	 	911113271	 	1991/8/7	 	470595	  	1992/2/12	  	470595	  	1995/5/24

	No.

	  	Country

	  	Priority
Date

	  	Application No.

	  	File Date

	  	Publication
No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 	  	EP	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	FR	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	GB	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	IT	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	LI	  	1990/8/8	  	911113271	  	1991/8/7	  	470595	  	1992/2/12	  	470595	  	1995/5/24
	 	  	US	  	1990/8/8	  	07/742255	  	1991/8/8	  	 	  	 	  	5236891	  	1993/8/17
	

	 18
	  	DE	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	EP	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	FR	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	GB	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	IT	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	LI	  	1990/9/10	  	91115196.7	  	1991/9/9	  	475315	  	1992/3/18	  	475315	  	1995/12/13
	 	  	US	  	1990/9/10	  	07/757103	  	1991/9/10	  	 	  	 	  	5378684	  	1995/1/3
	 	  	US	  	1990/9/10	  	08/316262	  	1994/9/29	  	 	  	 	  	5663120	  	1997/9/2
	

	 19
	  	AU	  	1991/1/19	  	10229/92	  	1992/1/14	  	 	  	1992/7/23	  	646538	  	1994/6/10
	 	  	DE	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	EP	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	FR	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	GB	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	IT	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	LI	  	1991/1/19	  	92100672.2	  	1992/1/16	  	496281	  	1992/7/29	  	496281	  	1995/12/6
	 	  	US	  	1991/1/19	  	08/167581	  	1993/12/15	  	2002-
0050053	  	2002/5/2	  	 	  	 
	

	 20
	  	AU	  	1991/2/25	  	11018/92	  	1992/2/18	  	 	  	1992/8/27	  	653983	  	1995/2/15
	 	  	DE	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	EP	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	FR	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	GB	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	IT	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	LI	  	1991/2/25	  	92103099.5	  	1992/2/24	  	501394	  	1992/9/2	  	501394	  	1995/5/3
	 	  	US	  	1991/2/25	  	08/446349	  	1995/5/22	  	 	  	 	  	5949131	  	1999/9/7
	 	  	US	  	1991/2/25	  	09/112970	  	1998/7/9	  	 	  	 	  	6194226	  	2001/2/27
	

	 21
	  	US	  	1991/3/20	  	08/186219	  	1994/1/25	  	 	  	 	  	5434130	  	1995/7/18
	

	 22
	  	AU	  	1991/3/20	  	13053/92	  	1992/3/19	  	 	  	1992/9/24	  	654529	  	1995/2/28
	 	  	US	  	1991/3/20	  	08/479898	  	1995/6/7	  	 	  	 	  	5869430	  	1999/2/9
	

	 23
	  	AU	  	1991/3/20	  	13034/92	  	1992/3/19	  	 	  	1992/9/24	  	650956	  	1994/10/25
	 	  	DE	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	EP	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	FR	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	GB	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	IT	  	1991/3/20	  	92104806.2	  	1992/3/19	  	504894	  	1992/9/23	  	504894	  	1994/12/28
	 	  	US	  	1991/3/20	  	07/854127	  	1992/3/19	  	 	  	 	  	5369088	  	1994/11/29

	No.

	  	Country

	 	Priority
Date

	 	Application No.

	 	File Date

	 	Publication No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 	  	US	 	1991/3/20	 	08/295297	 	1994/8/24	 	 	  	 	  	5462920	  	1995/10/31
	

	 24
	  	AU	 	1992/2/20	 	33148/93	 	1993/2/19	 	 	  	1993/8/26	  	663355	  	1996/1/23
	 	  	DE	 	1992/2/20	 	93102579.5	 	1993/2/18	 	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	EP	 	1992/2/20	 	93102579.5	 	1993/2/18	 	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	FR	 	1992/2/20	 	93102579.5	 	1993/2/18	 	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	GB	 	1992/2/20	 	93102579.5	 	1993/2/18	 	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	IT	 	1992/2/20	 	93102579.5	 	1993/2/18	 	556837	  	1993/8/25	  	556837	  	1997/9/17
	 	  	US	 	1992/2/20	 	08/019976	 	1993/2/19	 	 	  	 	  	5358929	  	1994/10/25
	

	 25
	  	DE	 	1995/4/7	 	96105592.8	 	1996/4/9	 	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	DK	 	1995/4/7	 	96105592.8	 	1996/4/9	 	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	EP	 	1995/4/7	 	96105592.8	 	1996/4/9	 	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	FR	 	1995/4/7	 	96105592.8	 	1996/4/9	 	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	GB	 	1995/4/7	 	96105592.8	 	1996/4/9	 	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	IT	 	1995/4/7	 	96105592.8	 	1996/4/9	 	736914	  	1996/10/9	  	736914	  	2002/5/15
	 	  	US	 	1995/4/7	 	08/627281	 	1996/4/4	 	 	  	 	  	6305069	  	2001/10/23
	 	  	US	 	1995/4/7	 	09/954577	 	2001/9/18	 	2002-
0028749	  	2002/3/7	  	 	  	 
	

	 26
	  	EP	 	1996/3/26	 	97105031.5	 	1997/3/25	 	798749	  	1997/10/1	  	 	  	 
	 	  	US	 	1996/3/26	 	08/823907	 	1997/3/25	 	 	  	 	  	5929000	  	1999/7/27
	 	  	US	 	1996/3/26	 	09/055287	 	1998/4/6	 	 	  	 	  	6192573	  	2001/2/27
	

	 27
	  	AU	 	1996/5/13	 	19090/97	 	1997/4/24	 	 	  	1997/11/20	  	727324	  	2001/3/22
	 	  	EP	 	1996/5/13	 	97106381.3	 	1997/4/17	 	807994	  	1997/11/19	  	807994	  	2002/8/14
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	1996/5/13	 	09/941104	 	2001/8/28	 	2002-
0020546	  	2002/2/21	  	6414244	  	 
	

	 28
	  	EP	 	1997/2/25	 	98103197.4	 	1998/2/24	 	860705	  	1998/8/26	  	 	  	 
	 	  	US	 	1997/2/25	 	09/028929	 	1998/2/24	 	 	  	 	  	5936394	  	 
	

	 29
	  	EP	 	1997/2/27	 	98905635.3	 	1998/2/25	 	1018748	  	200/7/12	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	WO	 	1997/2/27	 	PTC/JP98/00754	 	1998/2/27	 	WO98/386
50	  	1998/9/3	  	 	  	 
	

	 30
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	US	 	1998/4/28	 	09/264570	 	1999/3/8	 	 	  	 	  	6311385	  	 
	

	 31
	  	EP	 	1998/7/30	 	99114300.9	 	1999/7/30	 	977282	  	2000/2/2	  	 	  	 
	 	  	US	 	1998/7/30	 	09/363816	 	1999/7/30	 	US-2001-0017220	  	2001/8/30	  	6337307	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 32
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	WO	 	1999/2/26	 	PCT/JP00/00952	 	2000/2/18	 	 WO00/527
 81
	  	2000/9/8	  	 	  	 
	

	No.

	  	Country

	 	 Priority
 Date

	 	Application No.

	 	File Date

	 	 Publication
 No.

	  	Publication
Date

	  	Patent No.

	  	Issue Date

	 33
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 34
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	1999/12/28	 	403701.6	 	2000/12/28	 	1113508	  	2001/7/4	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 35
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	1999/12/28	 	403702.4	 	2000/12/28	 	 EP111350
 7A2
	  	2001/7/4	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 36
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	1999/11/4	 	971734.9	 	2000/11/1	 	1158543	  	2001/11/28	  	 	  	 
	 	  	HK	 	1999/11/4	 	1109218.6	 	2000/11/1	 	1039396A	  	2002/4/19	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 37
	  	EP	 	2000/4/25	 	1401033.4	 	2001/4/24	 	1150362	  	2001/10/31	  	 	  	 
	 	  	HK	 	2000/4/25	 	1108327.6	 	2001/11/27	 	1037784A	  	2002/2/15	  	 	  	 
	 	  	US	 	2000/4/25	 	09/820870	 	2001/3/30	 	 2001-
 0044385
	  	2001/11/22	  	 	  	 
	

	 38
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	2000/2/22	 	1400472.5	 	2001/2/22	 	1128447	  	2001/8/29	  	 	  	 
	 	  	HK	 	2000/2/22	 	1108125.0	 	2001/11/17	 	1037274A	  	2002/2/1	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 39
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	2000/7/14	 	1401877.4	 	2001/7/13	 	1172868	  	2002/1/16	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	TW	 	2000/7/14	 	90116220	 	2001/7/3	 	 	  	 	  	157041	  	2002/9/27
	 	  	US	 	2000/7/14	 	09/903622	 	2001/7/13	 	 2002-
 0022576
	  	2002/2/21	  	 	  	 
	

	 40
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	EP	 	2000/8/29	 	1402252.9	 	2001/8/29	 	1187233	  	2002/3/13	  	 	  	 
	 	  	US	 	2000/8/29	 	09/920947	 	2001/8/3	 	 2002-
 0073298
	  	2002/4/18	  	 	  	 
	

	 41
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	

	 42
	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 	  	[**]	 	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 

 Exhibit B 
 SEI Patents 
  
 Solely Owned 
 Wire & Process 
  

	No.

	  	Country

	  	Application No.

	  	File Date

	  	Publication No.

	  	Publicate Date

	  	Patent No.

	  	Issue Date

	 1
	  	JP	  	S62148368	  	6/15/1987	  	S63310903	  	12/19/1988	  	2707524	  	10/17/1997
	 2
	  	JP	  	H08322313	  	11/18/1996	  	H09185915	  	7/15/1997	  	2996340	  	10/29/1999
	 3
	  	JP	  	S63109325	  	5/2/1988	  	H01163910	  	6/28/1989	  	2754564	  	3/6/1998
	 4
	  	JP	  	S63193635	  	8/3/1988	  	H01152007	  	6/14/1989	  	2108366	  	11/6/1996
	 5
	  	JP	  	H01209325	  	8/12/1989	  	H03138820	  	6/13/1991	  	2636049	  	4/25/1997
	 6
	  	JP	  	H02013092	  	1/22/1990	  	H03015116	  	1/23/1991	  	3158408	  	2/16/2001
	 7
	  	JP	  	H01341391	  	12/28/1989	  	H03204131	  	9/5/1991	  	2775946	  	5/1/1998
	 8
	  	JP	  	H02067934	  	3/16/1990	  	H03265523	  	11/26/1991	  	3089641	  	7/21/2000
	 9
	  	JP	  	H02080421	  	3/27/1990	  	H03280308	  	12/11/1991	  	3044732	  	3/17/2000
	 10
	  	JP	  	H03051332	  	3/15/1991	  	H04212215	  	8/3/1992	  	3074753	  	6/9/2000
	 11
	  	JP	  	H03067068	  	3/29/1991	  	H04212212	  	8/3/1992	  	3248190	  	11/9/2001
	 12
	  	JP	  	H02188496	  	7/16/1990	  	H04073822	  	3/9/1992	  	3008453	  	12/3/1999
	 13
	  	JP	  	H02211365	  	8/8/1990	  	H04094019	  	3/26/1992	  	2567505	  	10/3/1996
	 14
	  	JP	  	H03019405	  	1/19/1991	  	H04237910	  	8/26/1992	  	3149441	  	1/19/2001
	 15
	  	JP	  	H03030398	  	2/25/1991	  	H04269471	  	9/25/1992	  	3143932	  	1/5/2001
	 16
	  	JP	  	H03056698	  	3/20/1991	  	H04292809	  	10/16/1992	  	3350935	  	9/20/2002
	 17
	  	JP	  	H04033421	  	2/20/1992	  	H05234626	  	9/10/1993	  	2998398	  	11/5/1999
	 18
	  	JP	  	H08059184	  	3/15/1996	  	H08335414	  	12/17/1996	  	 	  	 
	 19
	  	JP	  	H08070098	  	3/26/1996	  	H09259660	  	10/3/1997	  	 	  	 
	 20
	  	JP	  	H08117913	  	5/13/1996	  	H09306565	  	11/28/1997	  	 	  	 
	 21
	  	JP	  	H09040887	  	2/25/1997	  	H10239260	  	9/11/1998	  	3171131	  	3/23/2001
	 22
	  	JP	  	H10119093	  	4/28/1998	  	H11312420	  	11/9/1999	  	 	  	 
	 23
	  	JP	  	2000-019713	  	1/28/2000	  	2000-311526	  	11/7/2000	  	 	  	 
	 24
	  	JP	  	H11127886	  	5/10/1999	  	2000-322957	  	11/24/2000	  	 	  	 
	 25
	  	JP	  	H11185789	  	6/30/1999	  	2001-014961	  	1/19/2001	  	 	  	 
	 26
	  	JP	  	H11373238	  	12/28/1999	  	2001-184956	  	7/6/2001	  	 	  	 
	 27
	  	JP	  	H11373239	  	12/28/1999	  	2001-184957	  	7/6/2001	  	 	  	 
	 28
	  	JP	  	2000-123522	  	4/25/2000	  	2001-307566	  	11/2/2001	  	 	  	 
	 29
	  	JP	  	2000-044291	  	2/22/2000	  	2001-236835	  	8/31/2001	  	 	  	 
	 30
	  	JP	  	2001-038367	  	2/15/2001	  	2002-093252	  	3/29/2002	  	 	  	 

	 31
	  	JP	 	2000-258841	 	8/29/2000	 	2002-075091	  	3/15/2002	  	 	  	 
	 32
	  	JP	 	2000-258753	 	8/29/2000	 	2002-075080	  	3/15/2002	  	 	  	 
	 33
	  	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 34
	  	JP	 	S63109327	 	5/2/1988	 	S64071022	  	3/16/1989	  	2514690	  	4/30/1996
	 35
	  	JP	 	S62073284	 	3/26/1987	 	S63239147	  	10/5/1988	  	2565894	  	10/3/1996
	 36
	  	JP	 	S62095861	 	4/18/1987	 	S63261617	  	10/28/1988	  	2590096	  	12/5/1996
	 37
	  	JP	 	H01026096	 	2/4/1989	 	H02207416	  	8/17/1990	  	2844632	  	10/30/1998
	 38
	  	JP	 	H03056687	 	3/20/1991	 	H04292812	  	10/16/1992	  	2855869	  	11/27/1998
	 39
	  	JP	 	S63025108	 	2/5/1988	 	H01140520	  	6/1/1989	  	2877149	  	1/22/1999
	 40
	  	JP	 	H02104305	 	4/18/1990	 	H04001002	  	1/6/1992	  	2995796	  	10/29/1999
	 41
	  	JP	 	H10369802	 	12/25/1998	 	2000-195348	  	7/14/2000	  	2998757	  	11/5/1999
	 42
	  	JP	 	H02113058	 	4/28/1990	 	H04012413	  	1/17/1992	  	3008440	  	12/3/1999
	 43
	  	JP	 	H02003990	 	1/10/1990	 	H03208211	  	9/11/1991	  	3109076	  	9/14/2000
	 44
	  	JP	 	H01289788	 	11/7/1989	 	H03152810	  	6/28/1991	  	3143903	  	1/5/2001
	 45
	  	JP	 	H01343487	 	12/27/1989	 	H03201319	  	9/3/1991	  	3149170	  	1/19/2001
	 46
	  	JP	 	H02009459	 	1/17/1990	 	H03214516	  	9/19/1991	  	3149429	  	1/19/2001
	 47
	  	JP	 	H05174800	 	6/21/1993	 	H07086026	  	3/31/1995	  	 	  	 
	 48
	  	JP	 	H06135395	 	6/17/1994	 	H08007675	  	1/12/1996	  	 	  	 
	 49
	  	JP	 	H07078629	 	4/4/1995	 	H08273451	  	10/18/1996	  	 	  	 
	 50
	  	JP	 	H08026474	 	2/14/1996	 	H09223426	  	8/26/1997	  	 	  	 
	 51
	  	JP	 	H08274811	 	10/17/1996	 	H10125147	  	5/15/1998	  	 	  	 
	 52
	  	JP	 	H09096126	 	4/14/1997	 	H10289623	  	10/27/1998	  	 	  	 
	 53
	  	JP	 	H09133619	 	5/23/1997	 	H10321065	  	12/4/1998	  	 	  	 
	 54
	  	JP	 	H09133620	 	5/23/1997	 	H10321066	  	12/4/1998	  	 	  	 
	 55
	  	JP	 	H09290574	 	10/23/1997	 	H11126523	  	5/11/1999	  	 	  	 
	 56
	  	JP	 	H10051619	 	3/4/1998	 	H11250746	  	9/17/1999	  	 	  	 
	 57
	  	JP	 	H10277433	 	9/30/1998	 	2000-106042	  	4/11/2000	  	 	  	 
	 58
	  	JP	 	H11025852	 	2/3/1999	 	2000-222956	  	8/11/2000	  	 	  	 
	 59
	  	JP	 	H11213457	 	7/28/1999	 	2000-200518	  	7/18/2000	  	 	  	 
	 60
	  	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 61
	  	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 62
	  	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 
	 63
	  	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 

 Exhibit B 
  

Jointly Owned with Others 
 Wire & Process 
  

	No.

	  	Country

	 	Application No.

	 	File Date

	 	Publication No.

	  	Publicate Date

	  	Patent
No.

	  	Issue
Date

	  	 Co Owner

	 1
	  	JP	 	H05056600	 	3/17/1993	 	H06267352	  	9/22/1994	  	 	  	 	  	Kansai Electric Power Co
	 2
	  	JP	 	H05002548	 	1/11/1993	 	H06208809	  	7/26/1994	  	 	  	 	  	Japan Atomic Energy Research Institute
	 3
	  	JP	 	H09191266	 	7/16/1997	 	H11039963	  	2/12/1999	  	 	  	 	  	Tokyo Electric Power Co
	 4
	  	JP	 	H09210886	 	8/5/1997	 	H11053960	  	2/26/1999	  	 	  	 	  	Tokyo Electric Power Co
	 5
	  	JP	 	H10318063	 	11/9/1998	 	2000-149676	  	5/30/2000	  	 	  	 	  	Tokyo Electric Power Co
	 6
	  	JP	 	H08349504	 	12/27/1996	 	H10194744	  	7/28/1998	  	 	  	 	  	Hiroshi Maeda
	 7
	  	JP	 	H10133330	 	5/15/1998	 	H11322340	  	11/24/1999	  	 	  	 	  	Hiroshi Maeda
	 8
	  	[**]	 	[**]	 	[**]	 	 	  	 	  	 	  	 	  	[**]
	 9
	  	JP	 	H09015148	 	1/29/1997	 	H10212123	  	8/11/1998	  	 	  	 	  	Mikio Takano et.al.

 EXHIBIT E 
  
 LICENSE AGREEMENT 
 (EXCLUSIVE)

  
 This Agreement, made and entered into this 6th day of July,
1987, (the Effective Date) by and between MASSACHUSETTS INSTITUTE OF TECHNOLOGY, a corporation duly organized and existing under the laws of the Commonwealth of Massachusetts and having its principal office at 77 Massachusetts Avenue, Cambridge,
Massachusetts 02139 U.S.A. (hereinafter referred to as M.I.T.), and AMERICAN SUPERCONDUCTOR CORPORATION, a corporation duly organized under the laws of Delaware and having its principal office c/o American Research and Development Inc., 45 Milk
Street, Boston, Massachusetts 02109 (hereinafter referred to as LICENSEE). 
  
 WITNESSETH 
  
 WHEREAS,
M.I.T, is the owner of certain “Patent Rights” (as later defined herein) relating to M.I.T. Case No. 4405, “Process for Making Super Conducting Oxides (in usable form) by Oxidation of Alloys of the Metallic Constituent’s”,
by John B. VanderSande and Gregory J. Yurek, and has the right to grant licenses under said Patent Rights; 
  
 WHEREAS, M.I.T. desires to have the Patent Rights utilized in the public interest and is willing to grant a license thereunder; 
  
 WHEREAS, LICENSEE has represented to M.I.T., to induce M.I.T. to enter into
this Agreement, that the LICENSEE is willing to commit itself to a thorough, vigorous and diligent program of exploiting the Patent Rights so that public utilization shall result therefrom; and 
  
 WHEREAS, LICENSEE desires to obtain a license under the Patent Rights upon
the terms and conditions hereinafter set forth. 
  

 E-2 

 NOW, THEREFORE, in consideration of the premises and the mutual covenants contained herein, the parties
hereto agree as follows: 
  
 ARTICLE I—DEFINITIONS

  
 For the purposes of this Agreement, the following words and
phrases shall have the following meanings: 
  
 1.1
“LICENSEE” shall mean American Superconductor Corporation and any subsidiary of American Superconductor Corporation. 
  
 1.2 “Subsidiary” shall mean any corporation, company or other entity more than fifty percent (50%) of whose voting stock is owned or controlled
directly or indirectly by American Superconductor Corporation. 
  
 1.3 “Patent Rights” shall mean the United States and Foreign patent applications set forth in Appendix A attached hereto and made a part hereof (hereinafter referred to as the “Patent Rights Patent Application(s)”), and
the United States patents and Foreign patents issuing from said pending Patent Rights Patent Application(s) or later-filed foreign applications based upon any of said United States patents and applications (hereinafter referred to as the
“Patent Rights Patent (s)”) and any continuations, continuations-in-part, divisions, reissues and extensions of any of the foregoing. 
  
 1.4 “Improvements” shall mean any and all modifications, refinements, etc. dominated by the Patent Rights claims and conceived or reduced to
practice over the next three (3) years by Yurek or VanderSande or under the direction of Yurek or VanderSande where Yurek or VanderSande are the principal investigators, provided, however, that any rights to such Improvements granted herein are
subject to M.I.T. contractual commitments to third party sponsors of research under which Improvements are made. 
  
 1.5 A “Licensed Product” shall mean any product or part thereof which: 
  

	 	(a)	 	is covered in whole or in part by (i) a pending claim contained in a Patent Rights Patent Application in the country in which any Licensed Product is made, used or sold or (ii) a
valid and unexpired claim contained in a Patent Rights Patent in the country in which any Licensed Product is made, used or sold; or 

  

	 	(b)	 	 is manufactured by using a process which is covered in whole or in part by (i) a pending claim contained in a Patent Rights Patent Application in the 

  

 E-3 

	 	 
country in which any Licensed Process is used or (ii) a valid or unexpired claim contained in a Patent Rights Patent in the country in which any Licensed
Process is used. 

  
 1.6 A “Licensed
Process” shall mean any process for making Licensed Products which is covered in whole or in part by: 
  

	 	(a)	 	a pending claim contained in a Patent Rights Patent Application; or 

  

	 	(b)	 	a valid and unexpired claim contained in a Patent Rights Patent. 

  
 1.7 “Net Sales Price” shall mean LICENSEE’s billings for Licensed Products produced hereunder less the sum of the following: 
  

	 	(a)	 	Discounts allowed in amounts customary in the trade; 

  

	 	(b)	 	Sales, tariff duties and/or use taxes directly imposed and with reference to particular sales; 

  

	 	(c)	 	Outbound transportation prepaid or allowed; and 

  

	 	(d)	 	Amounts allowed or credited on returns. 

  
 No deductions shall be made for commissions paid to individuals whether they be with independent sales agencies or regularly employed by LICENSEE and on
its payroll, or for cost of collections. Licensed Products shall be considered “sold” when LICENSEE receives payment. 
  
 ARTICLE II—GRANT 
  
 2.1 M.I.T. hereby grants to LICENSEE the right and license to make, have made, use, lease and sell the Licensed Products, and to practice the Licensed
Processes worldwide for all fields of use to the end of the term for which the Patent Rights are granted unless sooner terminated as hereinafter provided. 
  
 2.2 In order to establish a period of exclusivity for LICENSEE, M.I.T. hereby agrees that it shall not grant any other license to make, have made, use,
lease and sell Licensed Products or to utilize Licensed Processes during the period of time commencing with the Effective Date of this Agreement and terminating with the first to occur of: 
  

 E-4 

	 	(a)	 	The expiration of eight (8) years after the first commercial sale of a Licensed Product or first commercial use of a Licensed Process; or 

  

	 	(b)	 	The expiration of eleven (11) years after the Effective Date of this Agreement. 

  
 2.3 At the end of the exclusive period, the license granted hereunder shall become nonexclusive and shall extend to the end
of the term or terms for which any Patent Rights are issued, unless sooner terminated as hereinafter provided. 
  
 2.4 LICENSEE shall have the right to sublicense any of the rights, privileges and license granted hereunder. However, in no event may LICENSEE sublicense
the Patent Rights at rates lower than those set forth in Article IV, without the prior written consent of M.I.T. 
  
 2.5 LICENSEE hereby agrees that every sublicensing agreement to which it shall be a party and which shall relate to the rights, privileges and license
granted hereunder shall contain a statement setting forth the date upon which LICENSEE’s exclusive rights, privileges and license hereunder shall terminate. 
  
 2.6 LICENSEE agrees that any sublicenses granted by it shall provide that the obligations of this Agreement shall be binding
upon the sublicensee as if At were a party to this Agreement. LICENSEE further agrees to attach copies of Articles II, V, VII, IX, X, XII, XIII, and XV of this Agreement to all sublicense agreements. 
  
 2.7 LICENSEE agrees to forward to M.I.T. a copy of any and all fully executed
sublicense agreements, and further agrees to forward to M.I.T. annually a copy of such reports received by LICENSEE from its sublicensees during the preceding twelve (12) month period under the sublicenses as shall be pertinent to a royalty
accounting under said sublicense agreements. If requested by LICENSEE, M.I.T. agrees to keep the names of sublicensees confidential. 
  
 2.8 LICENSEE shall not receive from sublicensees anything of value in lieu of cash payments based upon payment obligations of any sublicense under this
Agreement, without the express prior written permission of M.I.T. 
  
 2.9 M.I.T. also grants the right to LICENSEE, upon LICENSEE’s election, to add to the Patent Rights of Appendix A patents filed or granted to Improvements, for the sum of [**] ($[**]) Dollars per Improvement patent. 
  

 E-5 

 2.10 The license granted hereunder shall not be construed to confer any rights upon LICENSEE by
implication, estoppel or otherwise as to any technology not specifically set forth in Appendix A hereof. 
  
 ARTICLE III—DUE DILIGENCE 
  
 3.1 LICENSEE shall use reasonable efforts to bring one or more Licensed Products or Licensed Processes to market through a thorough, vigorous and diligent program for exploitation of the Patent Rights. 
  
 3.2 In addition, LICENSEE shall adhere to the following milestones:

  

	 	(a)	 	LICENSEE shall deliver to M.I.T. on or before six (6) months from the Effective Date a business plan showing the amount of money, number and kind of personnel and time budgeted and
planned for each phase of development of the Licensed Products and Licensed Processes and shall provide financial summary reports to M.I.T. on an annual basis on or before the 90th day following the end of LICENSEE’s fiscal year.

  

	 	(b)	 	LICENSEE shall commercialize the Licensed Products or Licensed Processes within three (3) years as demonstrated by [**] Dollars ($[**]) in the combination of licensing, sales or
contract research revenue and firm third party commitments for licensing, orders or contract research. 

  

	 	(c)	 	LICENSEE shall raise at least [**] ($[**]) Dollars in equity investment within one (1) year of the Effective Date of this Agreement. 

  
 3.3 LICENSEE’s failure to perform in accordance with Paragraphs 3.1 and
3.2 above shall be grounds for M.I.T. to terminate this Agreement pursuant to Paragraph 7.3 hereof. 
  
 ARTICLE IV—COMPENSATION 
  
 4.1 For the rights, privileges and license granted hereunder, LICENSEE shall pay to M.I.T. in the manner hereinafter provided to the end of the term of the Patent Rights or until this Agreement shall be terminated as
hereinafter provided: 
  

	 	(a)	 	A license issue royalty fee of [**] Dollars ($[**]), which said license issue fee shall be deemed earned and due within five (5) days following the execution of this Agreement.

  

	 	(b)	 	 A royalty in an amount equal to t[**] ([**]%) percent of the Net Sales Price of the Licensed Products leased or sold by or for LICENSEE or its sublicensees.
In the event that LICENSEE is required to pay third parties royalties in excess of [**]% of Net Sales Price, M.I.T.’s royalty rate shall be lowered by half of the royalties paid in excess of [**]% to such third 

  

 E-6 

	 	  	 	parties; provided, however, that in no event shall M.I.T.’s royalty hereunder be less than [**]% of Net Sales Price. 

  

	 	(c)	 	In the event that LICENSEE’S royalty payment to M.I.T. pursuant to Paragraph 4.1(b), during the third year after the [**] Dollars, LICENSEE shall, with its last report for said
years, pay to M.I.T. the difference between said sum and the total royalties due M.I.T. for said year under 4.1(b) above. 

  
 4.2 No multiple royalties shall be payable because any Licensed Product, its manufacture, lease or sale are or shall be covered by more than one patent
application or patent licensed under this Agreement. 
  
 4.3
Royalty payments shall be paid in United States dollars in Cambridge, Massachusetts, or at such other place as M.I.T. may reasonably designate consistent with the laws and regulations controlling in any foreign country. If any currency conversion
shall be required in connection with the payment of royalties hereunder, such conversion shall be made by using the exchange rate prevailing at the Chase Manhattan Bank (N.A.) on the last business day of the calendar quarterly reporting period to
which such royalty payments relate. 
  
 4.4 M.I.T. shall receive
Common Stock, $.01 par value, from LICENSEE in an amount equal to [**]% of LICENSEE’s existing shares of all types following a $[**] financing of LICENSEE. In connection with the issuance of the stock, LICENSEE shall grant to M.I.T. a right of
first refusal to participate, to the extent of its percentage interest in LICENSEE at such time, in future financings by LICENSEE. M.I.T. shall, at the time the stock is issued, designate one officer of M.I.T. who shall be empowered to vote, consent
or otherwise take all actions relating to approvals by stockholders with respect to all stock of LICENSEE owned or to be acquired by M.I.T. 
  
 ARTICLE V—REPORTS AND RECORDS 
  
 5.1 LICENSEE shall keep full, true and accurate books of account containing all particulars that may be necessary for the purpose of showing the amounts
payable to M.I.T. hereunder. Said books of account shall be kept at LICENSEE’S principal place of business or the principal place of business of the appropriate Division of LICENSEE to which this Agreement relates. Said books and the supporting
data shall be open at all reasonable times for five (5) years following the end of the calendar year to which they pertain, to the inspection of 

  

 E-7 

 
M.I.T. or its agents for the purpose of verifying LICENSEE’s royalty statement or compliance in other respects with this Agreement. 
  
 5.2 LICENSEE, within thirty (30) days after March 31, June 30, September 30
and December 31, of each year, shall deliver to M.I.T. true and accurate reports, giving such. particulars of the business conducted by LICENSEE and its sublicensees during the preceding three-month period under this Agreement as shall be pertinent
to a royalty accounting hereunder. These shall include at least the following: 
  

	 	(a)	 	All Licensed Products manufactured and sold. 

  

	 	(b)	 	Total billings and collections for Licensed Products sold. 

  

	 	(c)	 	Accounting for all Licensed Processes used or sold. 

  

	 	(d)	 	Deductions applicable as provided in Paragraph 1.7. 

  

	 	(e)	 	Total royalties due. 

  

	 	(f)	 	Names and addresses of all sublicensees of LICENSEE. 

  
 5.3 With each such report submitted, LICENSEE shall pay to M.I.T. the royalties due and payable under this Agreement. If no royalties shall be due,
LICENSEE shall so report. 
  
 5.4 On or before the 90th day
following the close of LICENSEE’s fiscal year, LICENSEE shall provide M.I.T. LICENSEE’s certified financial statements for the preceding fiscal year including, at a minimum, a Balance Sheet and an operating 
  
 5.5 The royalty payments set forth in this Agreement. shall, if overdue, bear
interest until payment at a per annum rate four percent (4%) above the prime rate in effect at the Chase Manhattan Bank (N.A.) on the due date. The payment of such interest shall not foreclose M.I.T. from exercising any other rights it may have as a
consequence of the lateness of any payment. 
  
 ARTICLE
VI—PATENT PROSECUTION 
  
 6.1 M.I.T. shall apply for,
seek prompt issuance of, and maintain during the term of this Agreement the Patent Rights set forth in Appendix A. The prosecution and maintenance of all Patent Rights Patents and Applications shall be the primary responsibility of M.I.T.; provided,
however, LICENSEE shall have reasonable opportunities to advise M.I.T. and shall cooperate with M.I.T. in such prosecution and maintenance. 
  

 E-8 

 6.2 Payment of all fees and costs relating to the filing, prosecution, and maintenance of the Patent
Rights shall be the responsibility of LICENSEE. 
  
 ARTICLE
VII—TERMINATION 
  
 7.1 If LICENSEE shall cease to carry
on its business, this Agreement shall terminate upon notice by M.I.T. 
  
 7.2 Should LICENSEE fail to pay M.I.T. royalties due and payable hereunder, M.I.T. shall have the right to terminate this Agreement on thirty (30) days notice, unless LICENSEE shall pay M.I.T., within the thirty (30) day period, all such
royalties and interest due and payable. Upon the expiration of the thirty (30) day period, if LICENSEE shall not have paid all such royalties and interest due and payable, the rights, privileges and license granted hereunder shall terminate.

  
 7.3 Upon any material breach or default of this Agreement by
LICENSEE, other than those occurrences set out in Paragraphs 7.1 and 7.2 hereinabove, which shall always take precedence in that order over any material breach or default referred to in this Paragraph 7.3, M.I.T. shall have the right to terminate
this Agreement and the rights, privileges and license granted hereunder by ninety (90) days’ notice to LICENSEE. Such termination shall become effective unless LICENSEE shall have cured any such breach or default prior to the expiration of the
ninety (90) day period. 
  
 7.4 LICENSEE shall have the right to
terminate this Agreement at any time on six (6) months’ notice to M.I.T., and upon payment of all amounts due M.I.T. 
  
 7.5 Upon termination of this Agreement for any reason, nothing herein shall be construed to release either party from any obligation that matured prior to
the effective date of such termination. LICENSEE and any sublicensee thereof may, however, after the effective date of such termination, sell all Licensed Products, and complete Licensed Products in the process of manufacture at the time of such
termination and sell the same, provided that LICENSEE shall pay to M.I.T. the royalties thereon as required by Article IV of this Agreement and shall submit the reports required by Article V hereof on the sales of Licensed Products. 
  
 7.6 Upon termination of this Agreement for any reason during the exclusive
period, any sublicensee not then in default shall have the right to obtain an, equivalent license from M.I.T. 
  

 E-9 

 ARTICLE VIII—ARBITRATION 
  
 8.1 Except as to issues relating to the validity, construction or effect of any patent licensed hereunder, any and all
claims, disputes or controversies arising under, out of, or in connection with this Agreement, which have not been resolved by good faith negotiations between. the parties, shall be resolved by final and binding arbitration in Boston, Massachusetts
under the rules of the American Arbitration Association then obtaining. The arbitrators shall have no power to add to, subtract from or modify any of the terms or conditions of this Agreement. Any award rendered in such arbitration may be enforced
by either party in either the courts of the commonwealth of Massachusetts or in the United States District Court for the District of Massachusetts, to whose jurisdiction for such purposes M.I.T. and LICENSEE each hereby irrevocably consents and
submits. Each party agrees to pay its own expenses incurred in connection with such arbitration. 
  
 8.2 Claims, disputes or controversies concerning the validity, construction or effect of any patent licensed hereunder shall be resolved in any court
having jurisdiction thereof. 
  
 8.3 In the event that, in any
arbitration proceeding, any issue shall arise concerning the validity, construction or effect of any patent licensed hereunder, the arbitrators shall assume the validity of all claims as set forth in such patent; in any event the arbitrators shall
not delay the arbitration proceeding for the Purpose of obtaining or permitting either party to obtain judicial resolution of such issue, unless an order staying such arbitration proceeding shall be entered by a court of competent jurisdiction.
Neither party shall raise any issue concerning the validity, construction or effect of any patent licensed hereunder in any proceeding to enforce any arbitration award hereunder or in any proceeding otherwise arising out of any such arbitration
award. 
  
 8.4 Notwithstanding the foregoing, nothing in this
Article shall be construed to waive any rights or timely performance of any obligations existing under this Agreement. 
  
 ARTICLE IX—INFRINGEMENT 
  
 9.1 LICENSEE shall inform M.I.T. promptly in writing o f any alleged infringement and of any available evidence of infringement by a third party of any
patents within the Patent Rights. 
  

 E-10 

 9.2 During the term of this Agreement, LICENSEE shall have the right, but shall not be obligated, to
prosecute at its own expense any such infringements of the patent Rights and, in furtherance of such right, LICENSEE hereby agrees that M.I.T. may join LICENSEE as a party plaintiff in any such suit, without expense to M.I.T., provided, however,
that such right to bring an infringement action shall remain in effect only for so long as the license granted herein remains exclusive. No settlement, consent judgment or other voluntary final disposition of the suit may be entered into without the
consent of M.I.T., which consent shall not unreasonably be withheld. LICENSEE shall indemnify M.I.T. against any order for costs that may be made against M.I.T. in such proceedings. The total cost of any such infringement action commenced or
defended solely by LICENSEE shall be borne by LICENSEE, and LICENSEE shall keep any recovery or damages for past infringement derived therefrom, after the payment to M.I.T. of royalties on the infringing products or processes at a royalty rate equal
to that of Paragraph 4.1(b). 
  
 9.3 If within six (6) months
after having been notified of any alleged infringement, LICENSEE shall have been unsuccessful in persuading the alleged infringer to desist and shall not have brought and shall not be diligently prosecuting an infringement action, or if LICENSEE
shall notify M.I.T. at any time prior thereto of its intention not to bring suit against any alleged infringer, then, and in those events only, M.I.T. shall have the right, but shall not be obligated, to prosecute at its own expense any infringement
of the Patent Rights, and M.I.T. may, for such purposes, use the name of LICENSEE as party plaintiff without expense to LICENSEE, and M.I.T. shall keep any recovery or damages derived therefrom. 
  
 9.4 In the event that LICENSEE shall undertake the enforcement and/or defense
of the Patent Rights by litigation, LICENSEE may withhold up to fifty, percent (50%) of the royalties otherwise thereafter due M.I.T. hereunder and apply the same toward reimbursement of its expenses, including reasonable attorneys’ fees, in
connection therewith. Any recovery of damages by LICENSEE for any such suit shall be applied first in satisfaction of any unreimbursed expenses and legal fees of LICENSEE relating to the suit, and next toward reimbursement of M.I.T. for any
royalties past due or withheld and applied pursuant to this Article IX. 
  
 9.5 In the event that a declaratory judgment action alleging invalidity or noninfringement of any of the Patent Rights shall be brought against LICENSEE, M.I.T., at its 

  

 E-11 

 
option, shall have the right, within thirty (30) days after commencement of such action, to intervene and take over the sole defense of the action at its own
expense. 
  
 9.6 In any infringement suit as either party may
institute to enforce the Patent Rights pursuant to this Agreement, the other party hereto shall, at the request and expense of the party initiating such suit, cooperate in all respects and, to the extent possible, have its employees testify when
requested and make available relevant records, papers, information, samples, specimens, and the like. 
  
 9.7 LICENSEE, during the exclusive period of this Agreement, shall have the sole right in accordance with the terms and conditions herein to sublicense
any alleged infringer under the Patent Rights for future infringements. 
  
 ARTICLE X—PRODUCT LIABILITY 
  
 10.1 LICENSEE
shall at all times during the term of this Agreement and thereafter, indemnify, defend and hold M.I.T., its trustees, officers, employees and affiliates, harmless against all claims and expenses, including legal expenses and reasonable attorneys,
fees, arising out of the death of or injury to any person or persons or out of any damage to property and against any other claim, proceeding, demand, expense and liability of any kind whatsoever resulting from the production, manufacture, sales,
use, lease, consumption or advertisement of the Licensed Product(s) and/or Licensed Process(es) or arising from any obligation of LICENSEE hereunder. 
  
 10.2 LICENSEE shall use reasonable efforts to obtain and carry in full force and effect liability insurance which shall protect LICENSEE and M.I.T. in
regard to events covered by Paragraph 10.1 above. 
  
 10.3 Except
as otherwise expressly set forth in this Agreement, M.I.T. makes no representations and extends no warranties of any kind, either express or implied, including but not limited to warranties of merchantability, fitness for a particular purpose, and
validity of Patent Rights claims issued or pending. 
  
 ARTICLE
XI—ASSIGNMENT 
  
 This Agreement may not be assigned
except in conjunction with the sale or transfer of substantially all of LICENSEE’S assets. 
  

 E-12 

 ARTICLE XII—NON-USE OF NAMES 
  
 LICENSEE shall not use the names of the Massachusetts Institute of Technology nor of any of its employees, nor any
adaptation thereof, in any advertising, promotional or sales literature without prior written consent obtained from M.I.T. in each case, except that LICENSEE may state that it is licensed by M.I.T. under one or more of the patents and/or
applications comprising the Patent Rights. 
  
 ARTICLE
XIII—EXPORT CONTROLS 
  
 It is understood that M.I.T. is
subject to United States laws and regulations controlling the export of technical data, computer software, laboratory prototypes and other commodities (including the Arms Export Control Act, as amended, and the Export Administration Act of 1979),
and that its obligations hereunder are contingent on compliance with applicable United States export laws and regulations. The transfer of certain technical data and commodities may require a license from the cognizant agency of the United States
Government and/or written assurances by LICENSEE that LICENSEE shall not export data or commodities to certain foreign countries without prior approval of such agency. M.I.T. neither represents that a license shall not be required nor that, if
required, it shall be issued. 
  
 ARTICLE XIV—PAYMENTS,
NOTICES 
 AND OTHER COMMUNICATIONS 
  
 Any payment, notice or other communication pursuant to this Agreement shall be sufficiently made or given on the date of mailing if sent to such party by
certified first class mail, postage prepaid, addressed to it at its address below or as it shall designate by written notice given to the other party: 
  

 E-13 

 In the case of M.I.T.: 
  
 Director 
 Technology Licensing Office 
 Massachusetts Institute of Technology 
 77 Massachusetts Avenue, Room E32-300 
 Cambridge, Massachusetts 02139 
  
 In the case of LICENSEE: 
  
 President

 American Superconductor Corporation 
 c/o American Research and Development Inc. 
 45 Milk Street 
 Boston, Massachusetts 02109 
  
 ARTICLE XV—MISCELLANEOUS PROVISIONS 
  
 15.1 This Agreement shall be construed, governed, interpreted and applied in
accordance with the laws of the Commonwealth of Massachusetts, U.S.A., except that questions affecting the construction and effect of any patent shall be-determined by the law of the country in which the patent was granted. 
  
 15.2 The parties hereto acknowledge that this Agreement sets forth the entire
Agreement and understanding of the parties hereto as to the subject matter hereof, and shall not be subject to any change or modification except by the execution of a written instrument subscribed to by the parties hereto. 
  
 15.3 The provisions of this Agreement are severable, and in the event that
any provision of this Agreement shall be determined to be invalid or unenforceable under any controlling body of law, such invalidity or unenforceability shall not in any way affect the validity or enforceability of the remaining provisions hereof.

  
 15.4 LICENSEE agrees to mark the Licensed Products sold in the
United States with all applicable United States patent numbers. All Licensed Products shipped to or sold in other countries shall be marked in such a manner as to conform with the patent laws and practice of the country of manufacture or sale.

  
 15.5 The failure of either party to assert a right hereunder
or to insist upon compliance with any term or condition of this Agreement shall not constitute a waiver of that right or excuse a similar subsequent failure to perform any such term or condition by the other party. 
  

 E-14 

 IN WITNESS WHEREOF, the parties have hereunto set their hands and seals and duly executed this Agreement
the day and year set forth below. 
  

	MASSACHUSETTS INSTITUTE OF TECHNOLOGY
		
	 By
	 	 /s/ George H. Dummer

		
	 Name
	 	 George H. Dummer, Director

		
	 Title
	 	 Office of Sponsored Programs

		
	 Date
	 	 7/6/87

	
	 AMERICAN SUPERCONDUCTOR CORPORATION

		
	 By
	 	 /s/ George McKenney

		
	 Name
	 	 George McKenney

		
	 Title
	 	 President

		
	 Date
	 	 7/2/87

  

 E-15 

 Appendix A 
  

M.I.T. Case No. 4405 
  
 “Process for Making Super Conducting Oxides (in usable form) by oxidation of Alloys of the Metallic Constituents” 
  
 By John B. VanderSande and Gregory J. Yurek 
  

 A-1AGREEMENT

 Exhibit 10.2 
 Confidential Materials omitted and filed separately with the 
 Securities and Exchange Commission.
Asterisks denote omissions. 
  
 ONR 
  
 CONTRACT NO. N00014-03-C0284 
  
 Contract Number N00014-03-C-0284 
  

	 AWARD/CONTRACT
	  	1. THIS CONTRACT IS A RATED ORDER UNDER DFAS (15 CFR 350)	  	 RATING
     DO-C9(U)
	  	 PAGE OF PAGES
 1                24

	 2. CONTRACT (Proc. Int’l Ident.) No.
     N00014-03-C-0284
	  	 3. EFFECTIVE DATE
     SEE BLOCK 20C.
	  	 4. REQUISITION/PURCHASE REQUEST/PROJECT NO.
     PR Number 03PR08747-00

	 5.     ISSUED
BY                    CODE    N00014
 OFFICE OF NAVAL RESEARCH
 ONR 254: REGINA A. WILLIAMS (703) 696-2583
 BALLSTON CENTRE TOWER ONE
 800 NORTH
QUINCY STREET
 ARLINGTON, VA 22217-5660
	 	 6.     ADMINISTERED BY (If other than Item 5)
    CODE    S2206A
 DCM BOSTON
 495 SUMMER STREET
 BOSTON, MA
02210-2138

	7.     NAME AND ADDRESS OF CONTRACTOR (No., street, city, county, State and ZIP Code.)
        AMERICAN SUPERCONDUCTOR CORPORATION
        TWO TECHNOLOGY DRIVE
        WESTBOROUGH, MA 01581	  	8.     DELIVERY  
 See SECTION F of Schedule
  ̈ FOB ORIGIN     ̈ OTHER (See below)
 9.     DISCOUNT FOR PROMPT PAYMENT
 N.A.

	 CODE        
0D9R6                            FACILITY CODE     N/A
	  	 10. SUBMIT INVOICE (4 copies unless otherwise specified) TO THE ADDRESS SHOW IN
	  	 ITEM
 SEE SECTION G.1.

	 11.   SHIP TO/MARK FOR
                CODE N99914
 PROGRAM OFFICER

OFFICE OF NAVAL RESEARCH
 BCT #3,
ROOM 1229
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	 	 12.   PAYMENT WILL BE MADE BY
                CODE         HQ0337
 DFAS COLUMBUS CENTER
 DFAS CO NORTH ENTITLEMENT OPERATIONS
 P. O. BOX 182266
 COLUMBUS, OH
43218-2266

	 13.   AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION:
  ̈ 10 U.S.C. 2304(C)
(N/A)         ̈ 41 U.S.C. 253(c)(N/A)
	 	 14.   ACCOUNTING AND APPROPRIATION DATA
 See Attached Financial Accounting Data Sheet(s)

	 15A.  ITEMNO.
	  	 15B.  SUPPLIES/SERVICES
	  	 15C.  QUANTITY
	  	 15D.  UNIT
	  	 15E.  UNITPRICE
	  	 15F.  AMOUNT

	 	  	See SECTION B of Schedule	  	 	  	 	  	 	  	 
	 	  	 	  	15G. TOTAL AMOUNT OF CONTRACT	  	See SECTION B of Schedule

 16. TABLE OF CONTENTS 

	 (T)
	  	SEC	  	DESCRIPTION	  	PAGE(S)	  	(T)	  	SEC.	  	DESCRIPTION	  	PAGE(S)
	 	  	 	  	PART I – THE SCHEDULE	  	 	  	 	  	 	  	PART II – CONTRACT CLAUSES	  	 
	 T
	  	A	  	SOLICITATION/CONTRACT FORM	  	1	  	T	  	I	  	CONTRACT CLAUSES	  	15-23
	 T
	  	B	  	SUPPLIES OR SERVICES AND PRICES/COSTS	  	2-3	  	PART III—LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH
	 T
	  	C	  	DESCRIPTION/SPECS/WORK STATEMENT	  	3	  	T	  	J	  	LIST OF ATTACHMENTS	  	24
	 T
	  	D	  	PACKAGING AND MARKING	  	3	  	PART IV—REPRESENTATIONS AND INSTRUCTIONS
	 T
	  	E	  	INSPECTION AND ACCEPTANCE	  	3	  	T	  	K	  	REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFERORS	  	24
	 T
	  	F	  	DELIVERIES OR PERFORMANCE	  	3-4	  	 	  	 	  	 	  	 
	 T
	  	G	  	CONTRACT ADMINISTRATION DATA	  	4-7	  	 	  	L	  	INSTRS., CONDS., AND NOTICES TO OFFERORS	  	N/A
	 T
	  	H	  	SPECIAL CONTRACT REQUIREMENTS	  	7-14	  	 	  	M	  	EVALUATION FACTORS FOR AWRAD	  	N/A

 CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE 

	 17.   x CONTRACTOR’S NEGOTIATED AGREEMENT
(Contractor is required to sign this document
 and return 2 copies to Issuing office.) Contractor agrees to furnish and deliver all items or
perform all the services set forth or otherwise identified above and on any continuation sheets for the consideration stated herein. The rights and obligations of the parties to this contract shall be subject to and governed by the following
documents: (a) this award/contract, (b) the solicitation, if any, and (c) such provisions, representations, certifications, and specifications, as are attached or incorporated by reference herein. (Attachments are listed
herein.)
	 	 18.    ̈ AWARD (Contractor is not required to sign this document.) Your offer on Solicitation
 Number
            , including the additions or changes made by you which additions or changes are set forth in full above, is hereby accepted as to the items listed above and on any
continuation sheets. This award consummates the contract which consists of the following documents: (a) the Government solicitation and your offer, and (b) this award/contract. No further contractual document is necessary.

	 19A.  NAMEAND TITLE OF SIGNER (Type or print)
  
 DAVID PARATORE VI CE-PRESIDENT
	 	 20A.  NAME OF CONTRACTING OFFICER
  
 LEE ANN BOYER
 Contracting
Officer

				
	 19B.  NAME OF CONTRACTOR
  
 AMERICAN SUPERCONDUCTOR
  
 By: /s/    DAVID
PARATORE            
 (Signature of person authorised to sign)
	  	 19C.  DATE SIGNED
  
  
  
 2/27/03
	  	 20B.  UNITED STATES OF AMERICA
  
 By:             /s/  LEE ANN
BOYER            
         (Signature of
Contracting Officer)
  
	  	 20C.  DATE SIGNED
  
  
  
 2/28/03
  

  

 SECTION B—SUPPLIES OR SERVICES AND PRICES/COSTS 
  

	 ITEM NO.

	  	 SUPPLIES/SERVICES

	  	 TARGET
 COST

	  	 TARGET
 FEE

	  	TOTAL
ESTIMATED
COST PLUS
INCENTIVE
FEE

	 0001
	  	The Contractor shall provide the necessary personnel and facilities to develop, manufacture and test a Full Scale, High Power Density, Lightweight, Advanced 36.5 MW Motor and
Motor Drive System as described in Section C and Attachment Number 1.	  	$[**]	  	$	[**]	  	$	66,610,505.00
	 	  	ACRN: AA$[**]	  	 	  	 	 	  	 	 
	 000101
	  	 The Contractor shall deliver a 36.5 MW / 120 RPM Motor
 [High Value Item]
	  	 	  	 	 	  	 	 
	 000102
	  	The Contractor shall deliver a 36.5 MW Motor Controller	  	 	  	 	 	  	 	 
	 000103
	  	The Contractor shall deliver the power electronic drive and switchgear, motor, motor rotor refrigeration module, heat exchanger and compressor equipments and skid, lube oil
equipment and skid, stator heat exchanger equipment and skid, stator coolant pump equipment and skid, and stator coolant sump equipment and skid.	  	 	  	 	 	  	 	 
	 0002
	  	The Contractor shall deliver all Reports and Data for Line Items 0001 and 0002 in accordance with Exhibit A (DD Form 1423)	  	 	  	 	 	  	 	NSP
	 TOTAL ESTIMATED CONTRACT CONSIDERATION FOR
 LINE ITEMS 0001 and 0002 
	  	$[**]	  	$	[**]	  	$	66,610,505.00

  
 TOTAL ESTIMATED VALUE OF
COST-PLUS-INCENTIVE-FEE CONTRACT 
  
 (LINE ITEM NUMBERS 0001 –
0002):                                       
      $66,610,505.00 * 
  
 *Does not include
possible earned Performance Incentives 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 2 

 SUMMARY OF COST INCENTIVE STRUCTURE FOR ITEMS 0001 – 0002: 
  

	 TARGET COST:
	 	$[**]
		
	 TARGET FEE:
	 	$[**] ([**]% of Target Costs)
		
	 TOTAL COST-PLUS-INCENTIVE FEE:
	 	$66,610,505.00
		
	 CPIF SHARE RATIO (Government/AMSC):
	 	[**]
		
	 MINIMUM INCENTIVE FEE:
	 	$[**] ([**]% of Target Costs)
		
	 MAXIMUM INCENTIVE FEE:
	 	$[**] ([**]% of Target Costs)
		
	 RANGE OF INCENTIVE EFFECTIVENESS:
	 	$[**] - $[**]

  
 The Minimum and Maximum Fee,
inclusive of cost and performance incentives under this contract, is [**]% and [**]% respectively. 
  
 (See Section H – Paragraph Number 6. for Cost and Performance Incentive Plan Description) 
  
 SECTION C—DESCRIPTION/SPECIFICATIONS/WORK STATEMENT 
  
 1.    The research effort to be performed hereunder shall be subject to the requirements and standards contained in Exhibit A and the following
paragraph(s). 
  
 2.    The Contractor shall conduct the
research effort in accordance with Attachment Number 1 to the contract entitled “Statement of Work”. 
  
 SECTION D—PACKAGING AND MARKING 
  
 Preservation, packaging, packing and marking of all deliverable contract line items shall conform to normal commercial packing standards to assure safe delivery at destination. 
  
 SECTION E—INSPECTION AND ACCEPTANCE 
  
 Inspection and acceptance of the final delivery under this contract will be accomplished by the Program Officer designated in Section F of this contract, who shall have
at least thirty (30) days after contractual delivery for acceptance. 
  
 SECTION F—DELIVERIES OR PERFORMANCE 
  
 1.    The research effort performed under this contract shall be conducted during the period from date of award through 31 March 2006. A final report will be prepared, submitted, reproduced and distributed by sixty days
thereafter unless the contract is extended, in which case, the final report will be prepared in accordance with the terms of such extension. 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 3 

 2.    Line Item Number 0001 of Section B shall be delivered to the following address no later than 31
March 2006: 
  
 Commanding Officer 
 Naval Surface Warfare Center 
 Carderock
Division 
 Naval Ship Systems Engineering Station 
 5001 South Broad Street 
 Philadelphia, PA 19112-1403 
  
 Reference: Contract Number N00014-03-C-0284 
  
 The Government Point of Contact for coordination of the delivery and
acceptance of Line Item Number 0001 is as follows: 
  
 Mr. Scott
Littlefield 
 Director, ONR 33X 
 Naval Ship Science and Technology Office 
 BCT #3, Rm. 1229 
 800 North Quincy Street 
 Arlington, VA
22217-5660 
  
 Telephone Number: (703) 588-2358 
 Fax Number: (703) 696-0001 
 E-Mail:
littles@onr.navy.mil 
  
 3.    Line Item Number 0002 of
Section B (Reports and Data) shall be delivered within the time periods stated in Exhibit A, F.O.B. Destination. 
  
 4.    Distribution, consignment and marking instructions for all contract reports and data items shall be in accordance with Exhibit A, Enclosure
Number 1 and the following: 
  
 Program Officer 
 Office of Naval Research 
 BCT #3, Rm. 1229

 800 North Quincy Street 
 Arlington, Virginia 22217-5660 
  

	 	Attn:	 	Mr. Scott Littlefield, Director, Naval Ship Science and Technology Office, ONR 33X 

	 	Ref:	 	Contract Number N00014-03-C-0284 

  
 SECTION G—CONTRACT ADMINISTRATION DATA 
  

	1.	 	NAPS 5252.232-9001 SUBMISSION OF INVOICES (COST REIMBURSEMENT, TIME-AND-MATERIALS, LABOR- 

	 	          HOUR,	 	OR FIXED PRICE INCENTIVE) (JUL 1992)  

  
 (a)    “Invoice” as used in this clause includes contractor requests for interim payments using public vouchers (SF 1034)
but does not include contractor requests for progress payments under fixed price incentive contracts. 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 4 

 (b)    The Contractor shall submit invoices and any necessary supporting
documentation, in an original and 4 copies, to the contract auditor at the following address: 
  

	 	  	Audit Agency Name:	  	Defense Contract Audit Agency	  	 
	 	  	Address:	  	 Greater Connecticut Branch Office
 130 Darlin
Street
 East Hartford, CT 06108-3234
	  	 
	 	  	Telephone:	  	(860) 291-7918	  	 

  
 unless delivery orders are applicable,
in which case invoices will be segregated by individual order and submitted to the address specified in the order. In addition, an information copy shall be submitted to the Program Officer identified in Section F.2 of this contract. Following
verification, the contract auditor will forward the invoice to the designated payment office for payment in the amount determined to be owing, in accordance with the applicable payment (and fee) clause(s) of this contract. 
  
 (c)    Invoices requesting interim payments shall be
submitted no more than once every two weeks, unless another time period is specified in the Payments clause of this contract. For indefinite delivery type contracts, interim payment invoices shall be submitted no more than once every two weeks for
each delivery order. There shall be a lapse of no more than 30 calendar days between performance and submission of an interim payment invoice. 
  
 (d)    In addition to the information identified in the Prompt Payment clause herein, each invoice shall contain the following
information, as applicable: 
  

	 	(1)	 	Contract line item number (CLIN) 

	 	(2)	 	Subline item number (SLIN) 

	 	(3)	 	Accounting Classification Reference Number (ACRN) 

	 	(4)	 	Payment terms 

	 	(5)	 	Procuring activity 

	 	(6)	 	Date supplies provided or services performed 

	 	(7)	 	Costs incurred and allowable under the contract 

	 	(8)	 	Vessel (e.g., ship, submarine or other craft) or system for which supply/service is provided. 

  
 (e)    A DD Form 250, “Material Inspection and Receiving Report”, 
  

	 	      	 	is required with each invoice submittal. 

	 	  X_	 	is required only with the final Invoice. 

	 	      	 	is not required. 

  
 (f)    A Certificate of Performance 
  

	 	      	 	shall be provided with each invoice submittal. 

	 	  X_	 	is not required 

  
 (g)    The Contractor’s final invoice shall be identified as such, and shall list all other invoices (if any) previously tendered
under this contract. 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 5 

 (h)    Costs of performance shall be segregated, accumulated and invoiced to the
appropriate ACRN categories to the extent possible. When such segregation of costs by ACRN is not possible for invoices submitted with CLINS/SLINS with more than one ACRN, an allocation ratio shall be established in the same ratio as the obligations
cited in the accounting data so that costs are allocated on a proportional basis. 
  

	2.	 	Submission of Invoices Direct to Payment Office 

  
 a.    Pursuant to DFARS 242.803(b)I)(C), if the cognizant Government auditor has notified the contractor of its authorization to do
so, the contractor may submit interim vouchers under this contract direct to the payment office shown in Block 12 of SF-26 instead of to the address shown in subparagraph (b) of section G.1 above. 
  
 b.    Such authorization does not extend to the first and
final vouchers. The contractor shall continue to submit first vouchers to the cognizant auditor shown in subparagraph (b) of section G.1. above. The final voucher shall be submitted to the Administrative Contracting Officer (SF-26 block 6) with a
copy to the cognizant auditor. 
  

	3.	 	Method of Payment 

  
 As consideration for the proper performance of the work and services required under this contract, the Contractor shall be paid as follows: 
  
 a.    Costs, as provided for under the contract clause entitled “Allowable Cost and Payment”
(FAR 52.216-7), are subject to the contract clauses entitled “Limitation of Funds” (FAR 52.232-22) or “Limitation of Cost” (FAR 52.232-20), whichever is applicable. 
  
 b.    A “Target Fee/Incentive Fee” as set forth in Section B and Section H, and subject to
contract clause FAR 52.216-10 entitled “Incentive Fee (MAR 1997)”. 
  

	4.	 	Procuring Office Representatives 

  
 a.    In order to expedite administration of this contract, the Administrative Contracting Officer should direct inquiries to the
appropriate office listed below. Please do not direct routine inquiries to the person listed in Item 20A on Standard Form 26. 
  
 Contracting Officer – Mr. Todd Hanson, ONR 0254, (703) 696-2009, DSN 426-2009, 
 E-Mail Address: hansont@onr.navy.mil 
  
 Contract Negotiator – Ms. Regina Williams, ONR 0254 , (703) 696-2583, DSN 426-2583, 
 E-Mail Address: regina_williams@onr.navy.mil 
  
 Inspection and Acceptance – Mr. Scott Littlefield, Director, Naval Ship Science and Technology 
 Office, ONR 33X, (703) 588-2358, DSN 426-2358, E-Mail Address: littles@onr.navy.mil 
  
 Security Matters – Ms. Jennifer Ramsey, ONR 43, (703) 696-4618, DSN 426-4618 
  
 Patent Matters – Mr. Tom McDonnell, ONR 00CC, (703) 696-4000, DSN
426-4000 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 6 

 b.    The Administrative Contracting Officer will forward invention disclosures and
reports directly to Corporate Counsel (Code 00CC), Office of Naval Research, Department of the Navy, Arlington, Virginia 22217-5660. The Corporate Counsel will return the reports along with a recommendation to the Administrative Contracting Officer.
The Corporate Counsel will represent the Contracting Officer with regard to invention reporting matters arising under this contract. 
  

	5.	 	Allotment of Funds 

  
 Line Items 0001 and 0002 are incrementally funded. For purposes of the “Limitation of Funds” clause, the amount that is presently available for payment by the Government and allotted to these items is $[**],
including an estimated amount of $[**] for payment of the Target Cost, and an estimated amount of $[**] for payment of the Target Fee. It is estimated that the amount allotted of $[**] will cover the period of performance through 31 May 2003.

  

	6.	 	Type of Contract 

  
 This is a Cost-Plus-Incentive-Fee contract. 
  
 SECTION H—SPECIAL CONTRACT REQUIREMENTS 
  

	1.	 	ONR 5252.235-9714 REPORT PREPARATION (FEB 2002) 

  
 Scientific or technical reports prepared by the Contractor and deliverable under the terms of this contract will be prepared in accordance with format requirements
contained in ANSI/NISO Z39.18-1995, Scientific and Technical Reports: Elements, Organization, and Design. 
  
 [NOTE: All NISO American National Standards are available as free, downloadable pdf(s) at http://www.niso.org/standards/index.html . NISO standards can also be purchased in hardcopy form from NISO Press Fulfillment,
P. O. Box 451, Annapolis Junction, MD 20701-0451 USA. Telephone U.S. and Canada: (877) 736-6476; Outside the U.S. and Canada: 301-362-6904 
 Fax:
301-206-9789.] 
  

	2.	 	ONR 5252.210-9708 METRICATION REQUIREMENTS (DEC 1988) 

  
 (a)    All scientific and technical reports delivered pursuant to the terms of this contract shall identify units of measurement in
accordance with the International System of Units (SI) commonly referred to as the “Metric System”. Conversion to U.S. customary units may also be given where additional clarity is deemed necessary. Guidance for application of the metric
system is contained in the American Society of Testing Materials document entitled “Standard Practice for Use of the International System of Units (The Modernized Metric System)” (ASTM Designation E 380-89A) 
  
 (b)    This provision also applies to journal article
preprints, reprints, commercially published books or chapters of books, theses or dissertations submitted in lieu of a scientific and/or technical report. 
  

	3.	 	Invention Disclosures and Reports 

  
 The Contractor shall submit all invention disclosures and reports required by the Patent Rights clause of this contract to the Administrative Contracting Officer.

  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 7 

	4.	 	ONR 5252.242-9718 TECHNICAL DIRECTION (FEB 2002) 

  
 (a)    Performance of the work hereunder is subject to the technical direction of the Program Officer designated in this contract, or
duly authorized representative. For the purposes of this clause, technical direction includes the following: 
  
 (1)    Direction to the Contractor which shifts work emphasis between work areas or tasks, requires pursuit of certain
lines of inquiry, fills in details or otherwise serves to accomplish the objectives described in the statement of work; 
 (2)    Guidelines to the Contractor which assist in the interpretation of drawings, specifications or technical portions of work description. 
  
 (b)    Technical direction must be within the general scope of work stated in the contract. Technical
direction may not be used to: 
  
 (1)    Assign additional work under the contract; 
 (2)    Direct a change
as defined in the contract clause entitled “Changes”; 
 (3)    Increase or decrease the
estimated contract cost, the fixed fee, or the time required for contract performance; or 
 (4)    Change
any of the terms, conditions or specifications of the contract. 
  
 (c)    The only individual authorized to in any way amend or modify any of the terms of this contract shall be the Contracting Officer. When, in the opinion of the Contractor, any technical direction calls for effort
outside the scope of the contract or inconsistent with this special provision, the Contractor shall notify the Contracting Officer in writing within ten working days after its receipt. The Contractor shall not proceed with the work affected by the
technical direction until the Contractor is notified by the Contracting Officer that the technical direction is within the scope of the contract. 
  
 (d)    Nothing in the foregoing paragraphs may be construed to excuse the Contractor from performing that portion of the work
statement which is not affected by the disputed technical direction. 
  

	5.	 	FAR 52.216-10 INCENTIVE FEE (MAR 1997) 

  
 (a)    General.    The Government shall pay the Contractor for performing this contract a fee determined as provided in
this contract. 
 (b)    Target cost and target fee.    The target cost and target fee specified in the
Schedule are subject to adjustment if the contract is modified in accordance with paragraph (d) of this clause. 
 (1)    “Target
cost,” as used in this contract, means the estimated cost of this contract as initially negotiated, adjusted in accordance with paragraph (d) of this clause. 
 (2)    “Target fee,” as used in this contract, means the fee initially negotiated on the assumption that this contract would be performed for a cost equal to the estimated cost initially negotiated, adjusted in
accordance with paragraph (d) of this clause. 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 8 

 (c)    Withholding of payment. Normally, the Government shall pay the fee to the Contractor as
specified in the Schedule. However, when the Contracting Officer considers that performance or cost indicates that the Contractor will not achieve target, the Government shall pay on the basis of an appropriate lesser fee. When the Contractor
demonstrates that performance or cost clearly indicates that the Contractor will earn a fee significantly above the target fee, the Government may, at the sole discretion of the Contracting Officer, pay on the basis of an appropriate higher fee.
After payment of [**] percent of the applicable fee, the Contracting Officer may withhold further payment of fee until a reserve is set aside in an amount that the Contracting Officer considers necessary to protect the Government’s interest.
This reserve shall not exceed [**] percent of the applicable fee or $[**], whichever is less. The Contracting Officer shall release [**] percent of all fee withholds under this contract after receipt of the certified final indirect cost rate
proposal covering the year of physical completion of this contract, provided the Contractor has satisfied all other contract terms and conditions, including the submission of the final patent and royalty reports, and is not delinquent in submitting
final vouchers on prior years’ settlements. The Contracting Officer may release up to [**] percent of the fee withholds under this contract based on the Contractor’s past performance related to the submission and settlement of final
indirect cost rate proposals. 
 (d)    Equitable adjustments.    When the work under this contract is
increased or decreased by a modification to this contract or when any equitable adjustment in the target cost is authorized under any other clause, equitable adjustments in the target cost, target fee, minimum fee, and maximum fee, as appropriate,
shall be stated in a supplemental agreement to this contract. 
 (e)    Fee payable. 
 (1)    The fee payable under this contract shall be the target fee increased by [**]% for every dollar that the total allowable cost is less
than the target cost or decreased by [**]% for every dollar that the total allowable cost exceeds the target cost. In no event shall the fee be greater than [**]% percent or less than [**]% percent of the target cost.

 (2)    The fee shall be subject to adjustment, to the extent provided in paragraph (d) of this clause, and within the minimum and
maximum fee limitations in paragraph (e)(1) of this clause, when the total allowable cost is increased or decreased as a consequence of— 
 (i)    Payments made under assignments; or 
 (ii)    Claims excepted from the release as required by
paragraph (h)(2) of the Allowable Cost and Payment clause. 
 (3)    If this contract is terminated in its entirety, the portion of the
target fee payable shall not be subject to an increase or decrease as provided in this paragraph. The termination shall be accomplished in accordance with other applicable clauses of this contract. 
 (4)    For the purpose of fee adjustment, “total allowable cost” shall not include allowable costs arising out of- 
 (i)    Any of the causes covered by the Excusable Delays clause to the extent that they are beyond the control and without the fault or negligence of
the Contractor or any subcontractor; 
 (ii)    The taking effect, after negotiating the target cost, of a statute, court decision,
written ruling, or regulation that results in the Contractor’s being required to pay or bear the burden of any tax or duty or rate increase in a tax or duty; 
 (iii)    Any direct cost attributed to the Contractor’s involvement in litigation as required by the Contracting Officer pursuant to a clause of this contract, including furnishing evidence and information requested
pursuant to the Notice and Assistance Regarding Patent and Copyright Infringement clause; 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 9 

 (iv)    The purchase and maintenance of additional insurance not in the target cost and required by
the Contracting Officer, or claims for reimbursement for liabilities to third persons pursuant to the Insurance Liability to Third Persons clause; 
 (v)    Any claim, loss, or damage resulting from a risk for which the Contractor has been relieved of liability by the Government Property clause; or 
 (vi)    Any claim, loss, or damage resulting from a risk defined in the contract as unusually hazardous or as a nuclear risk and against which the Government has expressly agreed to indemnify the
Contractor. 
 (5)    All other allowable costs are included in “total allowable cost” for fee adjustment in accordance with
this paragraph (e), unless otherwise specifically provided in this contract. 
 (f)    Contract
modification.    The total allowable cost and the adjusted fee determined as provided in this clause shall be evidenced by a modification to this contract signed by the Contractor and Contracting Officer. 
 (g)    Inconsistencies.    In the event of any language inconsistencies between this clause and provisioning documents or
Government options under this contract, compensation for spare parts or other supplies and services ordered under such documents shall be determined in accordance with this clause. 
  
 (End of clause) 
  

	6.	 	COST AND PERFORMANCE INCENTIVE PLAN 

  
 This contract includes the following cost and performance incentives: 
  

	 	1.	 	Cost Control 

  
 The cost incentive shall be calculated in accordance with the following values: 
  

	 	  	Minimum Fee:	  	$[**] ([**]% of Target Costs)	  	 
	 	  	Target Fee:	  	$[**] ([**]% of Target Costs)	  	 
	 	  	Maximum Fee:	  	$[**] ([**]% of Target Costs)	  	 
	 	  	Share Ratio:	  	[**] (Government/Contractor Share)	  	 
	 	  	Target Cost:	  	$[**]	  	 
	 	  	Range of Incentive Effectiveness:	  	$[**]- $[**]	  	 

  
 The Target Fee shall be reduced by
$[**] for each $[**] in excess of target cost that actual allowable costs are incurred until the minimum fee is reached. The Target Fee shall be increased by $[**] for each $[**] below target cost that actual allowable costs are incurred until the
maximum fee is reached. The cost incentive shall be calculated independent of any performance incentives. 
  

	 	2.	 	Practicality 

  
 The contractor may earn an additional $[**] in fee if the motor that is delivered to the Navy is considered practical for its intended use. Practical is defined as a final product that is capable (in the configuration
delivered) of moving toward the pre-production phase without major design or configuration changes. 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
                   Page 10 

 This fee is divided into three phases: 
  
 I—Preliminary Design: $[**] 
 II—Detailed Design:     $[**] 
 III—Final Design:         $[**]* 
  
 The Preliminary Design Fee and Detailed Design Fee, if warranted, will be paid out after the Preliminary Design Review and Detailed Design Review.

  
 *The Final Design Fee will be paid out upon program
completion. The fee earned under Phase III, the final design, will be subject to reduction based on the “Output Factor” calculation defined in paragraph 4 below. 
  
 The Government Program Officer will establish a Government review team of no less than three (3) evaluators who are familiar with motor
technology and Navy requirements for fielding such systems. The team will evaluate the design deliverables to determine if these documents illustrate a system that will be practical for Navy use. 
  

	 	3.	 	Weight/Size 

  
 The contractor may earn an additional $[**] in fee if the motor that is delivered to the Navy is within target weight. The target weight for the motor and ancillary equipment is [**] kilograms. The motor and ancillary
equipment is defined as all equipment from the motor terminals to the output shaft flange and all equipment required for the motor to operate. It includes, but is not limited to: 
  
 Motor Assembly 
 All Cryogenic Cooling Equipment 
 Lube Oil Equipment 
 Lube Oil Skid 
 Jacking Oil Equipment 
  
 It does not include the motor drive or the cables from the motor drive to the motor. 
  
 The completed motor and ancillary equipment may be weighed at the contractor’s facility
in the presence of a Government Representative. Scale calibration shall be documented. That documentation shall be provided to the Government Representative prior to weighing the motor and ancillary equipment. 
  
 The total fee of $[**] will be awarded* if the weight of the motor and ancillary equipment is
at, or below [**] kilograms. The contractor may continue to earn a portion of that fee (on a linear scale) until the weight exceeds [**] kilograms. At [**] kilograms and above, the contractor will receive none of the $[**] incentive fee. 

 
                                        
         $[**]/ [**]kg = $[**]/kg 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
               Page 11 

 For every kilogram over [**] kg, the contractor will loose $[**] in fee until the fee is reduced to [**]. 
  
 * The Weight/Size Fee will be paid out upon program completion. The fee
earned will be subject to reduction based on the “Output Factor” calculation defined in paragraph 4 below. 
  

	 	4.	 	Output Factor 

  
 The Navy’s output requirement for this motor is 36.5 MW @ 120 RPMs. Significant deviation from this requirement will result in an unacceptable product. Output factor will be calculated based on Factory Acceptance
Test data (part load extrapolated to full load per IEEE standard). The fee earned in the practicality incentive, for the Phase III—Final Design only, and the weight /size incentive shall be reduced if the motor fails to achieve [**] % of the
36.5 MW rating. The greater achievement factor ([**] % versus [**] %) is necessary to allow for deviations due to partial load versus full load testing. The factor shall be calculated on a linear scale with [**]% of the fee earned at a rating of
[**] MW and a reduction to [**] (no Phase III Practicality or Weight/Size fees earned) at a rating of [**] MW. The output rating shall be calculated to the nearest [**] decimal places. 
  

	 	 	Example:	  	Phase III Final Design rated Practical	  	$ [**]	  	 	  	 
	 	 	 	  	Weight/Size = [**] kg	  	$ [**]	  	 	  	 
	 	 	 	  	Output Rating = [**] MW	  	 	  	 	  	 
	 	 	 	  	Output Factor: [**] %	  	 	  	 	  	 
	 	 	 	  	Fees Earned:	  	 	  	 	  	 
	 	 	 	  	Phase III—Final Design 	  	$ [**]	  	 	  	 
	 	 	 	  	Weight/Size 	  	$ [**]	  	 	  	 

  
 Factory Acceptance Testing
(FAT).    The major motor components (refrigeration system, rotor and field winding, exciter and stator) will undergo full functional tests prior to shipment to NGMS for final assembly and motor/drive factory
acceptance testing. This will include structureborne noise and EMI measurements for the refrigeration system and exciter. 
  
 System testing will include [**]. This testing will verify: 
  
 [**] 
  
 No Load Tests 
  
 [**]

  
 Load Test 
  
 [**] 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
               Page 12 

 Calculated Machine Rating 
  
 The rating of the machine will be [**]. 
  

	7.	 	Consent to Subcontract and/or Hire Consultants 

  
 The services of the following subcontractors and/or consultants have been identified as necessary for the performance of this contract: 

 

	 Identified Subcontractor/Consultant
	  	Estimated Cost
	 Ideal Electric
	  	$[**]
	 Syntek Technologies
	  	$[**]
	 Northrop Grumman Marine Systems
	  	$[**]
	 Northrop Grumman Ship Systems
	  	$[**]
	 MSCL,LLC
	  	$[**]
	 Center for Advanced Power Systems
	  	$[**]
	 Other Consultants
 Advanced Materials Laboratory
	  	$[**]
	 Total Estimated Cost
	  	$[**]

  
 The preceding listing
shall constitute the written consent of the Contracting Officer required by Paragraphs (c), (d) and (e) of the contract clause at FAR 52.244-2 entitled “Subcontracts”. The Contracting Officer’s written consent to subcontract is
required for: 
  
 (i)    services acquired
under a cost-reimbursement, time-and-materials, or labor-hour type subcontract or agreement; 
  
 (ii)    fixed price contracts that exceed the greater of the simplified acquisition threshold ($[**]) or [**] percent of the total estimated cost of the contract. 
  
 The above listing constitutes consent from the Contracting Officer upon contract award to the
prime contractor when the subcontractors are determined to be acceptable based on Government evaluation of information submitted in accordance with FAR 52.244-2 (f) (1) (i) through (vii). 
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
               Page 13 

 Introduction: Section I 
  

Attention: Prime Contractors. If a subaward is made to an educational institution, Prime Contractors are directed to please refer to the ONR Model Award for
appropriate flow-down clauses to universities. See http://www.onr.navy.mil, click Contracts & Grants Icon. Click Model Awards Link. Click Section I clauses that flow-down to University subcontractors. 
  
 SECTION I—CONTRACT CLAUSES 
  
 Cost-Plus-Incentive-Fee (NOV 2002) (1) 
  

	(A)	 	FAR 52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998) 

  
 This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will
make their full text available. Also, the full text of a clause may be accessed electronically at these addresses: 
  
 http://www.arnet.gov/far/ 
 http:web1.deskbook.osd.mil/htmlfiles/DBY
far.asp 
 http://web2.deskbook.osd.mil/htmlfiles/DBY_dfars.asp 
 http://farsite.hill.af.mil/farsite_script.html 
  
 For instance, a dollar threshold may trigger the applicability of the clause or a certain condition of the research may trigger the applicability of the clause. In order to provide some assistance, as to when a dollar threshold triggers a
clause, we have associated certain symbols with dollar thresholds. The symbols and their appropriate dollar thresholds are as follows: 
  

	 	*	 	Applies when contract action exceeds $10,000 

  

	 	**	 	Applies when contract action exceeds $100,000 

  

	 	+	 	Applies when contract action exceeds $500,000 

  

	 	++	 	Applies when contract action exceeds $500,000 and 

 subcontracting possibilities exist. Small Business Exempt. 
  

	 	x	 	(DD 250) 

  

	 	xx	 	Not applicable 

  
  

 Contract Number
N00014-03-C-0284                                      
                                        
                                        
               Page 14 

	I.	 	FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES: 

  

	 **
	  	FAR 52.202-1	  	Definitions (DEC 2001)
	 **
	  	FAR 52.203-3	  	Gratuities (APR 1984)
	 **
	  	FAR 52.203-5	  	Covenant Against Contingent Fees (APR 1984)
	 **
	  	FAR 52.203-6	  	Restrictions on Subcontractor Sales to the Government (JUL 1995)
	 **
	  	FAR 52.203-7	  	Anti-Kickback Procedures (JUL 1995)
	 **
	  	FAR 52.203-8	  	Cancellation, Rescission, and Recovery of Funds for Illegal or Improper Activity (JAN 1997)
	 **
	  	FAR 52.203-10	  	Price or Fee Adjustment for Illegal or Improper Activity (JAN 1997)
	 **
	  	FAR 52.203-12	  	Limitation on Payments to Influence Certain Federal Transactions (JUN 1997)
	 **
	  	FAR 52.204-4	  	Printing/Copying Double-Sided on Recycled Paper (AUG 2000)
	 	  	FAR 52.211-15	  	Defense Priority and Allocation Requirements (SEP 1990)
	 **
	  	FAR 52.215-2	  	Audit and Records—Negotiation (JUN 1999) and Alternate II (APR 1998) (Alternate II is only applicable with cost reimbursement contracts with State and local Governments,
educational institutions, and other non-profit organizations.)
	 	  	FAR 52.215-8	  	Order of Precedence—Uniform Contract Format (OCT 1997)
	 +
	  	FAR 52.215-10	  	Price Reduction for the Defective Cost or Pricing Data (OCT 1997) (The clause is applicable to subcontracts over $550,000.)
	 +
	  	FAR 52.215-12	  	Subcontractor Cost or Pricing Data (OCT 1997) (Applicable to subcontracts over $550,000 only)
	 **
	  	FAR 52.215-14	  	Integrity of Unit Prices (OCT 1997) and Alternate I (OCT 1997) (Alternate I is applicable if the action is contracted under Other Than Full and Open Competition)
	 +
	  	FAR 52.215-15	  	Pension Adjustments and Asset Reversions (DEC 1998)
	 +
	  	FAR 52.215-18	  	Reversion or Adjustment of Plans for Postretirement Benefits (PRB) Other than Pensions (OCT 1997)
	 +
	  	FAR 52.215-19	  	Notification of Ownership Changes (OCT 1997) (Applicable when Cost or Pricing Data is required)
	 	  	FAR 52.216-7	  	Allowable Cost and Payment (DEC 2002)
	 **
	  	FAR 52.219-4	  	Notice of Price Evaluation Preference for HUBzone Small Business Concerns (JAN 1999)
	 **
	  	FAR 52.219-8	  	Utilization of Small Business Concerns (OCT 2000)
	 ++
	  	FAR 52.219-9	  	Small Business Subcontracting Plan (JAN 2002)
	 ++
	  	FAR 52.219-16	  	Liquidated Damages—Subcontracting Plan (JAN 1999)
	 	  	FAR 52.222-1	  	Notice to the Government of Labor Disputes (FEB 1997)
	 **
	  	FAR 52.222-2	  	Payment for Overtime Premiums (JUL 1990) (Note: The word “zero” is inserted in the blank space indicated by an asterisk)

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
       Page 15 

	 	  	FAR 52.222-3	  	Convict Labor (AUG 1996) (Reserved when FAR 52.222-20 Walsh Healy Public Contracts Act is applicable)
	 **
	  	FAR 52.222-4	  	Contract Work Hours and Safety Standards Act—Overtime Compensation (SEP 2000)
	 	  	FAR 52.222-21	  	Prohibition of Segregated Facilities (FEB 1999)
	 	  	FAR 52.222-26	  	Equal Opportunity (APR 2002)
	 *
	  	FAR 52.222-35	  	Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001 1998)
	 *
	  	FAR 52.222-36	  	Affirmative Action for Workers with Disabilities (JUN 1998)
	 *
	  	FAR 52.222-37	  	Employment Reports on Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001)
	 **
	  	FAR 52.223-14	  	Toxic Chemical Release Reporting (OCT 2000)
	 	  	FAR 52.225-13	  	Restrictions on Certain Foreign Purchases (JUL 2000)
	 	  	FAR 52.225-16	  	Sanctioned European Union Country Services (FEB 2000)
	 **
	  	FAR 52.227-1	  	Authorization and Consent (JUL 1995) and Alternate I (APR 1984)
	 **
	  	FAR 52.227-2	  	Notice and Assistance Regarding Patent and Copyright Infringement (AUG 1996)
	 	  	FAR 52.228-7	  	Insurance Liability to Third Persons (MAR 1996) (Further to paragraph (a)(3), unless otherwise stated in this contract, types and limits of insurance required are as stated in FAR
28.307-2)
	 	  	FAR 52.232-9	  	Limitation on Withholding of Payments (APR 1984)
	 **
	  	FAR 52.232-17	  	Interest (JUN 1996)
	 	  	FAR 52.232-23	  	Assignment of Claims (JAN 1986) and Alternate I (APR 1984)
	 	  	FAR 52.232-25	  	Prompt Payment (FEB 2002) and Alternate I (FEB 2002) (The words “the 30th day” are inserted in lieu of “the 7th day” at (a)(5)(i). [When Alternate I is applicable
(a)(5)(i) does do not apply] [Alternate I applies when awarding a cost reimbursement contract for services]
	 	  	FAR 52.232-33	  	Payment by Electronic Funds Transfer—Central Contractor Registration (MAY 1999)
	 	  	FAR 52.233-1	  	Disputes (JULY 2002)
	 	  	FAR 52.233-3	  	Protest After Award (AUG 1996) and Alternate I (JUN 1985)
	 	  	FAR 52.242-1	  	Notice of Intent to Disallow Costs (APR 1984)
	 +
	  	FAR 52.242-3	  	Penalties for Unallowable Costs (MAY 2001)
	 	  	FAR 52.242-4	  	Certification of Final Indirect Costs (JAN 1997)
	 **
	  	FAR 52.242-13	  	Bankruptcy (JUL 1995)
	 	  	FAR 52.242-15	  	Stop Work Order (AUG 1989) and Alternate I (APR 1984)
	 	  	FAR 52.243-2	  	Changes—Cost Reimbursement (AUG 1987) and Alternate V (APR 1984)

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
         Page 16 

	 	  	FAR 52.244-2	 	Subcontracts (AUG 1998) and Alternate I (AUG 1998) [Insert in cost-reimbursement contracts, and letter, time-and-material, and labor-hour contracts exceeding SAP, and fixed price
contracts exceeding SAP where unpriced actions are anticipated. Use Alternate I for cost-rembursement contracts]
	 **
	  	FAR 52.244-5	 	Competition in Subcontracting (DEC 1996)
	 	  	FAR 52.244-6	 	Subcontracts for Commercial Items and Commercial Components (APR 2002)
	 	  	FAR 52.245-5	 	Government Property (Cost-Reimbursement, Time-and-Materials, or Labor-Hour Contracts) (JAN 1986) and ALT I (JUL 1985) (As modified by DoD Class Deviation 99-00008 dated 13 July 1999)
(ALT I is applicable if the contractor is a nonprofit organization whose primary purpose is the conduct of scientific research)
	 	  	FAR 52.246-9	 	Inspection of Research and Development (Short Form) (APR 1984)
	 	  	FAR 52.246-23	 	Limitation of Liability (FEB 1997)
	 **
	  	FAR 52.247-64	 	Preference for Privately Owned U.S. Flag Commercial Vessels (JUN 2000)
	 	  	FAR 52.249-6	 	Termination (Cost-Reimbursement) (SEP 1996)
	 	  	FAR 52.249-14	 	Excusable Delays (APR 1984)
	 	  	FAR 52.251-1	 	Government Supply Sources (APR 1984)
	 	  	FAR 52.253-1	 	Computer Generated Forms (JAN 1991)

  
 II.    DEPARTMENT
OF DEFENSE FAR SUPPLEMENTAL (DFARS) (48 CFR CHAPTER 2) CLAUSES: 
  

	 **
	  	DFARS 252.203-7001	 	Prohibition On Persons Convicted of Fraud or Other Defense-Contract-Related Felonies (MAR 1999)
	 	  	DFARS 252.204-7003	 	Control of Government Work Product (APR 1992)
	 	  	DFARS 252.204-7004	 	Required Central Contractor Registration (NOV 2001)
	 **
	  	DFARS 252.209-7000	 	Acquisition from Subcontractors subject to On-Site Inspection under the Intermediate Range Nuclear Forces (INF) Treaty (NOV 1995)
	 **
	  	DFARS 252.209-7004	 	Subcontracting with Firms That Are Owned or Controlled by the Government of a Terrorist Country (MAR 1998)
	 +
	  	DFARS 252.215-7000	 	Pricing Adjustments (DEC 1991)
	 ++
	  	DFARS 252.219-7003	 	Small, Small Disadvantaged and Women-owned Small Business Subcontracting Plan (DoD Contracts) (APR 1996)
	 **
	  	DFARS 252.225-7012	 	Preference for Certain Domestic Commodities (APRIL 2002)
	 	  	DFARS 252.225-7031	 	Secondary Arab Boycott of Israel (JUN 1992)
	 	  	DFARS 252.227-7013	 	Rights in Technical Data—Noncommercial Items (NOV 1995), and Alternate I (JUN 1995)

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 17 

	 	  	DFARS 252.227-7014	  	Rights In Noncommercial Computer Software and Noncommercial Computer Software Documentation (JUN 1995)
	 	  	DFARS 252.227-7016	  	Rights in Bid or Proposal Information (JUN 1995)
	 	  	DFARS 252.227-7019	  	Validation of Asserted Restrictions—Computer Software (JUN 1995)
	 	  	DFARS 252.227-7025	  	Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends (JUN 1995)
	 	  	DFARS 252.227-7028	  	Technical Data or Computer Software Previously Delivered to the Government (JUN 1995)
	 	  	DFARS 252.227-7030	  	Technical Data—Withholding of Payment (MAR 2000)
	 	  	DFARS 252.227-7036	  	Declaration of Technical Data Conformity (JAN 1997)
	 	  	DFARS 252.227-7037	  	Validation of Restrictive Markings on Technical Data (SEP 1999)
	 	  	DFARS 252.231-7000	  	Supplemental Cost Principles (DEC 1991)
	 	  	DFARS 252.235-7011	  	Final Scientific or Technical Report (SEP 1999)
	 	  	DFARS 252.242-7000	  	Post-Award Conference (DEC 1991)
	 **
	  	DFARS 252.243-7002	  	Requests for Equitable Adjustment (MAR 1998)
	 	  	DFARS 252.245-7001	  	Reports of Government Property (MAY 1994)
	 X
	  	DFARS 252.246-7000	  	Material Inspection and Receiving Report (DEC 1991)
	 	  	DFARS 252.251-7000	  	Ordering from Government Supply Sources (OCT 2002)
	 **
	  	DFARS 252.247-7023	  	Transportation of Supplies by Sea (MAY 2000)
	 **
	  	DFARS 252.247-7024	  	Notification Of Transportation Of Supplies By Sea (MAR 2000) (Applicable when the Contractor has made a negative response to the inquiry in the representation at DFARS
252.247-7022.)

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 18 

	(B)	 	ADDITIONAL FAR AND DFARS CLAUSES 

  
 This contract incorporates one or more clauses by reference as indicated by the mark of (X), with the same force and effect as if they were given in full
text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this address: http://www.arnet.gov/far/ 
  

	 	  	FAR 52.204-2	  	Security Requirements (AUG 1996) (Applicable if contract will generate or require access to classified information and DD Form 254, Contract Security Classification Specification, is
issued to the contractor)
	 X
	  	FAR 52.209-6	  	Protecting the Government’s Interest when Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment (JUL 1995) (Applicable to contracts exceeding $25,000 in
value.)
	 X
	  	FAR 52.215-17	  	Waiver of Facilities Capital Cost of Money (OCT 1997) (Applicable if the Contractor did not propose facilities capital cost of money in the offer)
	 	  	FAR 52.215-20	  	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data (OCT 1997) (Applicable to ‘solicitations’ if cost or pricing data or information other
than cost or pricing data are required)
	 X
	  	FAR 52.215-21	  	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data—Modifications (OCT 1997) (Applicable to ‘contracts’ if cost or pricing data or
information other than cost or pricing data will be required for modifications)
	 	  	FAR 52.217-9	  	Option to Extend the Term of the Contract (MAR 2000) (In paragraph (a), insert “XX”, and in paragraph (c), insert “XX”) (Applicable if contract contains line
item(s) for option(s)) (Complete the spaces in parentheses)
	 	  	FAR 52.219-3	  	Notice of Total HUBZone Set-Aside (JAN 1999)
	 	  	FAR 52.219-5	  	Very Small Business Set-Aside (MAR 1999) (For actions between $2,500 and $50,000)
	 	  	FAR 52.219-6	  	Notice of Total Small Business Set-Aside (JUL 1996), and Alternate I (OCT 1995) (Applicable to total small business set-asides, including SBIR)
	 	  	FAR 52.219-7	  	Notice of Partial Small Business Set-Aside (JUL 1996) and Alternate I (OCT 1995)
	 	  	FAR 52.219-10	  	Incentive Subcontracting Program (OCT 2001) (Applicable at the PCO’s discretion to contract actions exceeding $500,000 and when subcontracting possibilities exist. The clause is
small business exempt) (In paragraph (b), insert the appropriate number between 0 and 10 – “XX”) (Complete the space in the parentheses)
	 	  	FAR 52.219-25	  	Small Disadvantaged Business Participation Program—Disadvantaged Status and Reporting (OCT 1999) (Applicable if contract includes FAR 52.219-24)
	 	  	FAR 52.219-26	  	Small Disadvantaged Business Participation Program—Incentive Subcontracting Program (OCT 2000) (Applicable at the PCO’s discretion to contract actions

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 19 

	 	  	 	  	exceeding $500,000 and when subcontracting possibilities exist. The clause is small business exempt) (In paragraph (b), insert the appropriate number between 0 and 10 –
“XX”) (Complete the space in the parentheses)
	 X
	  	FAR 52.222-20	  	Walsh Healy Public Contracts Act (DEC 1996) (Applicable if the contract includes deliverable materials, supplies, articles or equipment in an amount that exceeds or may exceed
$10,000)
	 	  	FAR 52.223-5	  	Pollution Prevention and Right-to-Know Information (APR 1998) (Applicable if contract provides for performance, in whole or in part, on a Federal facility)
	 X
	  	FAR 52.223-6	  	Drug-Free Workplace (MAY 2001) (Applies when contract action exceeds $100,000 or at any value when the contract is awarded to an individual)
	 X
	  	FAR 52.227-11	  	Patent Rights—Retention by the Contractor (Short Form) (JUN 1997) (Applicable if contractor is a small business or non-profit organization)
	 	  	FAR 52.230-2	  	Cost Accounting Standards (APR 1998) (Applicable when contract amount is over $500,000, if contractor is subject to full CAS coverage, as set forth in 48 CFR Chapter 99, Subpart
9903.201-2(a) (FAR Appendix B)
	 	  	FAR 52.230-3	  	Disclosure and Consistency of Cost Accounting Practices (APR 1998) (Applicable when contract amount is over $500,000 but less than $25 million, and the offeror certifies it is
eligible for and elects to use modified CAS coverage as set forth in 48 CFR Chapter 99, Subpart 9903.201-2 (FAR Appendix B)
	 	  	FAR 52.230-6	  	Administration of Cost Accounting Standards (NOV 1999) (Applicable if contract is subject to either clause at FAR 52.230-2, FAR 52.230-3 or FAR 52.230-5)
	 X
	  	FAR 52.232-20	  	Limitation of Cost (APR 1984) (Applicable only when contract action is fully funded)
	 X
	  	FAR 52.232-22	  	Limitation of Funds (APR 1984) (Applicable only when contract action is incrementally funded)
	 	  	FAR 52.239-1	  	Privacy or Security Safeguards (AUG 1996) (Applicable to contracts for information technology which require security of information technology, and/or are for the design,
development, or operation of a system of records using commercial information technology services or support services.)
	 	  	FAR 52.245-18	  	Special Test Equipment (FEB 1993) Applicable when it is anticipated that the contractor will acquire or fabricate special test equipment but the exact identification of the equipment
is not known)
	 X
	  	FAR 52.246-24	  	Limitation of Liability—High Value Items (FEB 97) (If contract is over $25K and requires delivery of high-value items—high unit cost (normally exceeding $100,000 per unit
such as an aircraft, an aircraft engine, a communication system, a computer system, a missile, or a ship)

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 20 

	 X
	  	DFARS 252.203-7002	  	Display of DoD Hotline Poster (DEC 1991) (Applicable only when contract action exceeds $5 million or when any modification increases contract amount to more than $5
million)
	 X
	  	DFARS 252.204-7000	  	Disclosure of Information (DEC 1991) (Applies when Contractor will have access to or generate unclassified information that may be sensitive and inappropriate for release to the
public)
	 	  	DFARS 252.204-7005	  	Oral Attestation of Security Responsibilities (NOV 2001) (Applicable if FAR 52.204-2, Security Requirements Applies)
	 X
	  	DFARS 252.205-7000	  	Provision of Information to Cooperative Agreement Holders (DEC 1991) (Applicable only when contract action exceeds $500,000 or when any modification increases total contract amount
to more than $500,000)
	 X
	  	DFARS 252.215-7002	  	Cost Estimating System requirements (Oct 1998) (Applicable only to contract actions awarded on the basis of certified cost or pricing data)
	 	  	DFARS 252.223-7004	  	Drug-Free Work Force (SEP 1988) (Applicable (a) if contract involves access to classified information: or (b) when the Contracting Officer determines that the clause is necessary for
reasons of national security or for the purpose of protecting the health or safety of performance of the contract.
	 	  	DFARS 252.223-7006	  	Prohibition on Storage and Disposal of Toxic and Hazardous Materials (APR 1993) (Applicable if work requires, may require, or permits contractor performance on a DoD
installation)
	 X
	  	DFARS 252.225-7001	  	Buy American Act and Balance of Payments Program (MAR 1998) (Applicable if the contract includes deliverable supplies) (This clause does not apply if an exception to the Buy American
Act or Balance of Payments Program is known or if using the clause at 252.225-7007, 252.225-7021, or 252.225-7036.)
	 X
	  	DFARS 252.225-7002	  	Qualifying Country Sources as Subcontractors (DEC 1991) (Applicable when clause at DFARS 252.225-7001, 252.227-7007, 252.227-7021, or 252.227-7036 applies)
	 	  	DFARS 252.225-7007	  	Buy American Act—Trade Agreements—Balance of Payments Program (OCT 2002) (Use instead of FAR 52.225-5, Trade Agreements (Include in contracts valued at $186,000 or more, if
the Trade Agreements Act applies (see 25.401 and 25.403) and the agency has determined that the restrictions of the Buy American Act or Balance of Payments Program are not applicable to U.S.—made end products, unless the acquisition is to be
awarded and performed outside the United States in support of a contingency operation or a humanitarian or peacekeeping operation and does not exceed the increase simplified acquisition threshold of $200,000.) The clause need not be used where
purchase from foreign sources is restricted (see 225.401 (b)(ii)). The clause

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 21 

	 	  	 	  	may be used where the contracting officer anticipates a waiver of the restriction.)
	 	  	DFARS 252.225-7008	  	Supplies to be Accorded Duty-Free Entry (MAR 1998) (Applicable when the contract provides for duty-free entry and includes FAR 52.225-8—Duty-Free Entry)
	 	  	DFARS 252.225-7009	  	Duty-Free Entry—Qualifying Country Supplies (End Products and Components) (AUG 2000) (Applicable if contract includes deliverable supplies)
	 	  	DFARS 252.225-7010	  	Duty-Free Entry—Additional Provisions (AUG 2000) (Applicable when FAR 52.225-8—Duty-Free Entry is included in the contract.)
	 X
	  	DFARS 252.225-7016	  	Restriction On Acquisition Of Ball And Roller Bearings (DEC 2000) (Applicable if contract includes deliverable supplies, unless Contracting Officer knows that items being acquired do
not contain ball or roller bearings)
	 X
	  	DFARS 252.225-7026	  	Reporting of Contract Performance Outside the United States (JUN 2000) (Applicable only when contract value exceeds $500,000 or when any modification increases contract value to more
than $500,000)
	 	  	DFARS 252.226-7001	  	Utilization of Indian Organizations and Indian-Owned Economic Enterprises (SEP 2001) [(Applicable if FAR Part 12 is not used, and for supplies and services (but not R&D) expected
to exceed SAP thresholds) (This Final Rule replaces FAR 52.226-1 (JUN 2000) via DFARS Chg Ntc 20020531]
	 	  	DFARS 252.227-7018	  	Rights in Noncommercial Technical Data and Computer Software—Small Business Innovation Research (SBIR) Program (JUN 1995) (Applicable when technical data or computer software
will be generated during performance of contracts under the SBIR Program)
	 X
	  	DFARS 252.227-7034	  	Patents—Subcontracts (APR 1984) (Applicable when FAR 52.227-11 applies)
	 X
	  	DFARS 252.227-7039	  	Patents—Reporting of Subject Inventions (APR 1990) (Applied when FAR 52.227-11 applies)
	 	  	DFARS 252.242-7004	  	Material Management and Accounting System (DEC 2000) (Applicable to contract actions exceeding $100,000) (Not applicable for contracts awarded to small businesses, educational
institutions, or nonprofit organizations)

  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 22 

 SECTION J—LIST OF ATTACHMENTS 
  

	1.	 	EXHIBIT A, entitled “Contract Data Requirements List” (DD Form 1423)—11 Page(s) with Enclosure Number 1, entitled “Contract Data Requirements
List—Instructions for Distribution” – 2 Pages. 

  

	2.	 	Attachment Number 1, entitled “Statement of Work” – 3 Pages. 

  

	3.	 	Attachment Number 2, entitled “Financial Accounting Data Sheet” – 1 Page. 

  

	4.	 	Attachment Number 3, entitled “Identification and Assertion of Restrictions on the Government’s Use, Release or Disclosure of Technical Data” – 3 Pages

  
 SECTION K—REPRESENTATIONS, CERTIFICATIONS AND OTHER
STATEMENTS OF OFFEROR 
  
 1.    The Contractor’s
Representations and Certifications, dated 26 November 2002, are hereby incorporated into this contract by reference. 
  
  

 CONTRACT NUMBER
N00014-03-C-0284                                      
                                        
                                        
      Page 23 

 ATTACHMENT NUMBER 1 
  
 CONTRACT NUMBER N00014-03-C-0284 
  
 STATEMENT OF WORK 
  
 The objective of this program is to develop a Full Scale, High Power Density, Lightweight, Advanced 36.5 MW Propulsion Motor and Drive System compatible with naval
applications. The program consists of three phases: 
  

	Phase A : 36.5 MW Motor Systems Preliminary Design	 	Phase C : Motor and Drive Manufacture and FAT
	Phase B : Motor and Drive Detailed Design	 	 

 36.5 MW Motor System Preliminary Design 
  
 Phase 0 Complete preliminary design of the full-scale demonstrator system, address the integration of the proposed technology into an
electric warship concept, provide manufacturing and acceptance test plans, and assess the industrial base and market share. 
  
 Engineering and Management 
 Systems Engineering and Integration

  
 Utilizing the DD(X) motor and drive requirements, develop interface
control drawings and subsystem specifications. Estimate motor and drive system transient, acoustic, and signature performance. Conduct assessment of stator and HTS coil technology to reduce size, weight, cost, and improve power density. 

 
 Ship System Integration 
  
 Evaluate the drive and motor requirements for the DD(X) in-hull application. Submit both a
preliminary and final ship integration assessment. 
  
 Program Management

  
 Submit technical progress and cost reports. Assess the industrial base
and market for large motors. Develop a preliminary motor and drive system test plan. 
  
 Motor and Drive System 
  
 Complete the motor drive and system
preliminary design including layouts. 
  
 Motor Active 
  
 Conduct trade studies to update the design concept. Complete preliminary design of the
active motor components. This includes the rotor and stator thermal, mechanical and electrical design. Conduct component tests to validate design. Develop preliminary manufacturing plans for each subsystem. Develop preliminary factory test plans and
a preliminary operation and maintenance procedure. Initial design layout drawings completed. 
  
 Motor Mechanical 
  
 Complete the
mechanical design of the motor frame, bearing, and rotor and stator shock analysis. Develop layout drawings with dimensions and weight, including a preliminary cross section of motor. Address the changes required to militarize the preliminary
design. 
  
 Motor Assembly 
  
 Preliminary manufacturing and assembly plan. 
  
 Variable Speed Drive 
  
 Finalize drive requirements for commercial application and establish preliminary size, weight and cooling requirements based on ship
architecture established in 0. Conduct trade studies to meet program goals. 
  
 A.3.1, A.3.2, A.3.3 Ancillaries 
  
 Define preliminary
procurement requirements for the lube oil, cooling systems and switchgear for the motor and drive system. 
  
 A.4 FAT Testing 
  
 Develop a preliminary
assembly and test plan. Develop facility modifications necessary to 
  

 Page 2 

 accomplish test objectives. 
  
 36.5-MW Motor and Drive Detailed Design 
  
 Phase B Complete detailed design and long lead item procurement. Develop specifications for the motor, drive, and ancillary equipment. 
  
 B.1 Engineering and Management 
  
     B.1.1 Systems Engineering and Integration 
  
 Complete requirements for the motor and drive system and components, manage interfaces, and
maintain interface control documents. Update system and component specifications for the motor and ancillaries. Complete the motor and drive system level interface and installation documentation. Update electrical performance analysis. Conduct
failure mode analysis and update manufacturing plans. 
  
     B.1.2 Ship System Integration 
  
 Define,
analyze and allocate requirements from system level down through specific components based on DD(X) engine room application. Define requirement deviation for the purpose of land-based motor and drive system testing. 
  
     B.1.3 Program Management 
  
 Submit technical progress and cost reports. Coordinate and manage all subcontractors. Update
motor and drive test plan. 
  
 B.2 Motor and Drive System 
  
 Perform detailed motor design. 
  
     B.2.1 Motor Active 
  
 Complete detailed design including all manufacturing and assembly drawings. Update
performance analysis. Complete manufacturing plans for each subsystem. Develop specifications for long lead items. Update factory test plans for the major subsystems. Complete the operation and maintenance procedure. Develop spare parts list.

  
     B.2.2 Motor Mechanical 
  
 Complete detailed design of the frame and bearings. Conduct stress analysis of the assembly
and the system. 
  
     B.2.3 [Reserved] 

 
     B.2.4 Variable Speed Drive 
  
 Select the VSD design and place orders for long lead material. Monitor the VSD
vendor’s design progress. 
  
 B.3.1, B.3.2, B.3.3 Ancillaries

  
 Finalize procurement requirements for the lube oil, cooling systems and
switchgear for the motor and drive system. 
  

 Page 3 

 B.4 FAT Testing 
  
 Update assembly and test plan. Define facility modifications necessary to accomplish test objectives. 
  
     B.4.1 Test Planning and Management 
  
 Develop test schedule, requirements, and procedures for FAT. Identify test facility requirements. 
  
     B.4.2 [Reserved] 
  
     B.4.3 Test Facilities 
  
 Develop test facility layout, equipment list, and requirements. Procure and install all
components. 
  
     C 36.5-MW Motor and Drive Manufacture
and FAT 
  
 Phase C Manufacture motor and drive system, complete
Factory Acceptance Testing, and deliver to the contract specified U.S. Navy facility. 
  
 C.1 Engineering and Management 
  
     C.1.1 Systems Engineering and Integration 
  
 Complete the final spare parts list. Complete Interface and control documentation. 
  
     C.1.2 Ship System Integration 
  
 Develop a report on the ship integration implications of the motor test results. 
  
     C.1.3 Program Management 
  
 Submit technical progress and cost reports. Coordinate and manage all subcontractors. Complete a final report summarizing Phases A, B, and C. Complete the motor and drive
system test plan. 
  
 C.2 Motor and Drive System 
  
     C.2.1 Motor Active 
  
 Complete manufacturing and procurement of the rotor, stator, exciter, and rotor cooling
system. Complete acceptance testing for all subsystems in accordance with the factory acceptance test plans for each subsystem. Complete the operating and maintenance documentation and the spare parts list. 
  
     C.2.2 Motor Mechanical 
  
 Fabricate the frame and procure the bearings. Assemble the motor in preparation for FAT.
Complete Installation and Checkout (INCO) procedure. 
  
     C.2.3 Motor Assembly 
  
 Complete motor
assembly and fabrication. 
  
     C.2.4 Variable Speed
Drive 
  
 Manufacture and test the Variable Speed Drive. Install the VSD on
the test bed. 
  
 C.3.1, C.3.2, C.3.3 Ancillaries 
  
 Procure the lube oil, cooling equipment and switchgear and deliver to the motor test site.

  
 C.4 FAT Testing 
  
 Prepare instrumentation, data acquisition, and analysis equipment. Complete motor system
testing including the motor, drive, and ancillaries. 
  

 Page 4 

     C.4.1 Test Planning and Management 
  
 Schedule and conduct all FAT activities. Submit test reports. 
  
     C.4.2 Motor System FAT 
  
 Complete motor system testing including the motor, drive, and ancillaries. Package and ship
motor, drive, and ancillaries to the contract specified Navy facility. 
  
  

 Page 5 

 ATTACHMENT NUMBER 2 
  
 FINANCIAL ACCOUNTING DATA SHEET—NAVY 
  

	 1.CONTRACT NUMBER (Critical)
	 	2. SPIN (Critical)	  	3. MOD(Critical)	 	 4. PR NUMBER
     03PR08747-00
	 	                PAGE 1 of 1
	 	 	6. LINE OF ACCOUNTING	  	 	  	 	  	 	  	 	  	 	  	 	 	 	 	 	 	7          NAVY INTERNAL
	 CLIN/SLIN
	 	A.	 	B.	 	C.	  	D,	  	E.	  	F.	  	G.	  	H.	  	I.	 	J.	 	K. COST CODE	 	AMOUNT	 	USE ONLY 
	 	 	 ACRN
 (Critical)
	 	 APPROPRIATION
 (Critical)
	 	 SUBHEAD
 (Critical)
	  	 OBJ
 CLA
	  	PARM	  	RFM	  	SA	  	 AAA
 (Critical)
	  	IT	 	PAA	 	 PROJ.         POU
 UNIT MCC & SUF
	 	(Critical)	 	REF DOC/ARN
	

	 	 	 AA
	 	 1731319
	 	 W3DK
	  	 255
	  	RA	  	333	  	0	  	 068342
	  	2D	 	000000	 	02912    000    4MW0	 	$[**]	 	PR#03PRO8747-00
FRC:34MW

  
                                        
                                        
                                     PAGE TOTAL
            $[**] 
                                        
                                        
                                     GRAND
TOTAL         $[**] 
  
 COMPTROLLER
APPROVAL; 
 FOR FISCAL DATA AND SIGNATURE 
 BY [ illegible]

 DATE 2/28/03 
  
  
  

 ATTACHMENT NUMBER 3 
  
 IDENTIFICATION AND ASSERTION OF RESTRICTIONS ON THE 
 GOVERNMENT’S USE, RELEASE, OR DISCLOSURE OF TECHNICAL DATA AND 
 COMPUTER
SOFTWARE 
  
 This document is submitted in accordance with DFARS
252.227-7013(e) and 252.227-7014(e) for Contract Number 
 N00014-03-C-0284 in response to ONR BAA 02-028. 
  
 The contractor asserts for itself, or the persons identified below, that the
Government’s rights to use, release, or disclose the following technical data and computer software should be restricted – 
  

	 Technical Data To Be
 Furnished with Restrictions

	  	 Basis for Assertion

	  	Asserted Rights
Category

	 	 Person Asserting Restrictions

	  	 Expiration Date

	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	6/21/04
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	6/21/04
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	10/24/05
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	2/14/07
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	 	American Superconductor	  	5 years from contract execution

  

	 [**]
	  	[**]	  	[**]	  	American Superconductor	  	N/A
	[**]	  	[**]	  	[**]	  	American Superconductor	  	N/A
	[**]	  	[**]	  	[**]	  	American Superconductor	  	N/A
	[**]	  	[**]	  	[**]	  	American Superconductor	  	N/A
	[**]	  	[**]	  	[**]	  	American Superconductor	  	N/A
	 [**]
	  	[**]	  	[**]	  	American Superconductor	  	5 years from
contract
execution

  
 American Superconductor
Corporation reserves the right to supplement the above list of data items and computer software pursuant to DFAR 252.227-7013(e). We also reserve the right to identify additional software items that may be delivered under the subject contract
with restrictions pursuant to DFAR 252.227-7014. 
 *If the assertion is applicable to items, components, or processes developed at private expense,
identify both the data and each such item, component, or process. 
  
 **Generally, the development of an item, component, or process at private expense, either exclusively or partially, is the only basis for asserting restrictions on the Government’s rights to use, release, or disclose technical
data pertaining to such items, components, or processes. Indicate whether development was exclusively or partially at private expense. If development was not at private expense, enter the specific reason for asserting that the Government’s
rights should be restricted. 
  
 ***Enter asserted rights category (e.g.
government purpose license rights from a prior contract, rights in SBIR data generated under another contract, limited or government purpose rights under this or a prior contract, or specifically negotiated licenses.) 
  
 ****Corporation, individual, or other person, as appropriate. 
  
 DATE:             
             

  
 PRINTED NAME:              

  
 TITLE: 

  
 SIGNATURE:

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00055-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00055-of-00352.parquet"}]]