Document:

exv4w1

 

Exhibit 4.1

AMENDMENT NO. 3

TO

FIRST AMENDED AND RESTATED

AGREEMENT OF LIMITED PARTNERSHIP

OF

NATURAL RESOURCE PARTNERS L.P.

     This Amendment No. 3 (this “Amendment No. 3”) to the First Amended and Restated
Agreement of Limited Partnership of Natural Resource Partners L.P. (the “Partnership”) is
entered into effective as of October 20, 2005, by NRP (GP) LP, a Delaware limited partnership (the
“General Partner”), as general partner of the Partnership. Capitalized terms used but not
defined herein are used as defined in the Partnership Agreement.

     WHEREAS, the General Partner, the Organizational Limited Partner and the Limited Partners of
the Partnership entered into that certain First Amended and Restated Agreement of Limited
Partnership of the Partnership dated as of October 17, 2002 (the “Partnership Agreement”);

     WHEREAS, the General Partner entered into Amendment No. 1 to the Partnership Agreement dated
as of December 8, 2003 and entered into Amendment No. 2 dated as of August 2, 2005;

     WHEREAS, Section 13.1(d)(i) of the Partnership Agreement provides that the General Partner may
amend any provision of the Partnership Agreement without the approval of any Partner or Assignee to
reflect a change that, in the discretion of the General Partner, does not adversely affect the
Limited Partners (including any particular class of Partnership Interests as compared to other
classes of Partnership Interests) in any material respect; and

     WHEREAS, acting pursuant to the power and authority granted to the General Partner under
Section 13.1(d)(i) of the Partnership Agreement, the General Partner has determined that the
following amendment to the Partnership Agreement does not adversely affect the Limited Partners
(including any particular class of Partnership Interests as compared to other classes of
Partnership Interests) in any material respect.

     NOW THEREFORE, the General Partner does hereby amend the Partnership Agreement as follows:

     Section 1. Amendment.

     Section 5.8(c) of the Partnership Agreement is hereby amended and restated to read in its
entirety as follows:

     ”(c) In the event that less than all of the Outstanding Subordinated Units
shall convert into Common Units pursuant to Section 5.8(a) or 5.8(b) at a time when
there shall be more than one holder of Subordinated Units, then the Subordinated
Units that are to be converted into Common Units shall be allocated among the
holders of Subordinated Units pro rata based on the number of Subordinated Units
held by each such holder as of the date on which Available Cash is distributed to
Partners as provided in clauses (a) and

Amendment No. 3

to

First Amended and Restated Agreement of Limited Partnership

of Natural Resource Partners L.P.

 

 

(b) above, immediately after which such conversion shall occur; provided,
however, notwithstanding any other provision of this Agreement, to the extent such
conversion of less than all the Outstanding Subordinated Units would result in the
issuance of fractional Common Units to any holder of Subordinated Units, then (i)
the number of Common Units issuable upon conversion of Subordinated Units held by
such holder shall be rounded down to the nearest whole number of Common Units, and
the Partnership shall pay to such holder, in lieu of such fractional Common Unit,
cash equal to the product of (A) the last reported sales price of a Common Unit on
the national securities exchange on which the Common Units are listed for trading on
the day before such conversion of less than all the Outstanding Subordinated Units
and (B) such fractional Common Unit and (ii) the number of Subordinated Units
retained and not converted by such holder shall also be rounded down to the nearest
whole number of Subordinated Units, and the Partnership shall pay to such holder, in
lieu of such fractional Subordinated Unit, cash equal to the product of (A) the last
reported sales price of a Subordinated Unit on the national securities exchange on
which the Subordinated Units are listed for trading on the day before such
conversion of less than all the Outstanding Subordinated Units and (B) such
fractional Subordinated Unit.”

     Section 2. Ratification of Partnership Agreement. Except as expressly modified and
amended herein, all of the terms and conditions of the Partnership Agreement, as amended, shall
remain in full force and effect.

     Section 3. Governing Law. This Amendment No. 3 will be governed by and construed in
accordance with the laws of the State of Delaware.

[The Remainder Of This Page Is Intentionally Blank]

2

Amendment No. 3

to

First Amended and Restated Agreement of Limited Partnership

of Natural Resource Partners L.P.

 

 

     IN WITNESS WHEREOF, the General Partner has executed this Amendment No. 3 effective as of the
date first set forth above.

	 	 	 	 	 
	 
	 	 	 	 
	 	 	GENERAL PARTNER:
	 
	 	 	 	 
	 	 	NRP (GP) LP
	 
	 	 	 	 
	 

	 	By:
	 	GP Natural Resource Partners LLC, its

general partner
	 
	 	 	 	 
	 

	 	By:
	 	/s/ Wyatt Hogan
	 

	 	 	 	 
	 

	 	Name:
	 	Wyatt Hogan
	 

	 	Title:
	 	Vice President and General Counsel

Signature Page

Amendment No. 2

to

First Amended and Restated Agreement of Limited Partnership

of Natural Resource Partners L.P.exv10w1

 

Exhibit 10.1

AMENDMENT NO. 1

TO

FIRST POTOMAC REALTY TRUST

2003 EQUITY COMPENSATION PLAN

     WHEREAS, by resolution at a meeting of the Board of Trustees (the “Board”) of First Potomac
Realty Trust (the “Company”) on February 11, 2005, the Board unanimously approved adoption of this
amendment (the “Amendment”) to the First Potomac Realty Trust 2003 Equity Compensation Plan (the
“Plan”), subject to shareholder approval, for the purpose of increasing the total number of shares
reserved for issuance under the plan by 650,000 shares;

     WHEREAS, the Amendment was approved by the Company’s shareholders at the Annual Meeting of
Shareholders of the Company held on May 20, 2005;

     NOW, THEREFORE, the Plan is hereby amended as follows:

     1.      Section 3(a) of the Plan is hereby deleted in its entirety and replaced in its stead with
the following new Section 3(a) in order to increase the total number of shares reserved for
issuance under the Plan by 650,000 shares:

     “3. Shares Subject to the Plan

Shares Authorized. Subject to adjustment as described below, the aggregate number of
common shares of beneficial interest, $0.001 par value, of the Trust (“Common Shares”) that may be
issued or transferred under the Plan is 1,560,800 Common Shares; provided, however, that no more
than 18.2% of the Common Shares shall be available for issuance as Share Awards. The maximum
aggregate number of Common Shares that shall be subject to Grants made under the Plan to any
individual during any calendar year shall be 400,000 Common Shares, subject to adjustment as
described below. The Common Shares may be authorized but unissued Common Shares or reacquired
Common Shares, including Common Shares purchased by the Trust on the open market for purposes of
the Plan. If and to the extent Options or SARs granted under the Plan terminate, expire, or are
canceled, forfeited, exchanged or surrendered without having been exercised or if any Share Awards,
Performance Units or Equity Awards (including restricted Share Awards received upon the exercise of
Options) are forfeited, the Common Shares subject to such Grants shall again be available for
purposes of the Plan.”

     2.      Except to the extent hereby amended, the Plan remains unchanged and shall continue in full
force and effect.

     3.     The effective date of this Amendment is May 20, 2005.exv4w3

 

Exhibit 4.3

 

CATERPILLAR FINANCIAL SERVICES CORPORATION,

as Issuer

and

U.S. BANK TRUST NATIONAL ASSOCIATION

(as successor to Continental Bank, National Association)

as Trustee

FIRST SUPPLEMENTAL INDENTURE

dated as of October 1, 2005

to

INDENTURE

dated as of July 15, 1991

Variable Denomination Floating Rate Demand Notes

 

 

 

     FIRST SUPPLEMENTAL INDENTURE, dated as of October 1, 2005 (this “First Supplemental
Indenture”), is by and between CATERPILLAR FINANCIAL SERVICES CORPORATION, a corporation duly
organized and existing under the laws of the State of Delaware (the “Company”), and U.S.
BANK TRUST NATIONAL ASSOCIATION (as successor to Continental Bank, National Association), a
corporation duly organized and existing under the laws of the United States, as Trustee (the
“Trustee”) under the Indenture of the Company, dated as of July 15, 1991 (the
“Indenture”).

RECITALS

     WHEREAS, the Company has duly authorized the execution and delivery of the Indenture to
provide for the issuance from time to time of its unsecured variable denomination floating rate
demand notes (the “Securities”) pursuant to the Plan (as defined below);

     WHEREAS, Section 901(6) of the Indenture provides that the Company and the Trustee may from
time to time enter into one or more indentures supplemental thereto to cure any ambiguity, or
correct or supplement any provision therein which may be defective or inconsistent with any other
provision therein, or to make any other provisions with respect to matters or questions arising
under the Indenture as shall not adversely affect the interests of the Holders of Securities in any
material respect; and

     WHEREAS, the Company has made modifications to the Plan (as defined below) to change the name
of the “Caterpillar Money Market Account Plan” to “Cat Financial PowerInvestment Plan”, and to
change the name of the “Caterpillar Money Market Account Committee” to “Cat Financial
PowerInvestment Committee”.

     NOW THEREFORE, in consideration of the premises and the agreements contained herein, the
parties hereto agree as follows:

     SECTION 1. Definitions. Capitalized terms used herein and not otherwise defined
herein shall have the meanings specified in the Indenture.

     SECTION 2. Amendments to Section 101 of the Indenture. The following changes are
hereby made to the defined terms in Section 101 of the Indenture:

     2.1 The defined term “Money Market Account Committee” is hereby deleted in its entirety and
replaced with the following:

     “Cat Financial PowerInvestment Committee” means the Cat Financial PowerInvestment
Committee appointed by the Board of Directors pursuant to the Plan to supervise the
administration of the Plan.

 

 

     2.2 The defined term “Plan” is hereby deleted in its entirety and replaced with the following:

     “Plan” means the Cat Financial PowerInvestment Plan established by the Company, as
amended or supplemented from time to time.

     SECTION 3. Miscellaneous.

     3.1 Ratification. This First Supplemental Indenture is executed by the Company and the
Trustee pursuant to the provisions of subsection (6) of Section 901 of the Indenture, and the terms
and conditions hereof shall be deemed to be part of the Indenture for all purposes. The Indenture,
as amended and supplemented hereby, is in all respects hereby adopted, ratified and confirmed.

     3.2 Representation and Warranty. Each of the parties hereto represents and warrants
that this First Supplemental Indenture has been duly authorized, executed and delivered by it and
constitutes its legal, valid and binding obligations, enforceable in accordance with its terms,
except as such enforceability may be limited by applicable bankruptcy, insolvency, reorganization,
fraudulent transfer, moratorium or other similar laws now or hereafter in effect affecting the
enforcement of creditors’ rights in general and by general principles of equity (regardless of
whether such enforceability is considered in a proceeding at law or in equity).

     3.3 Governing Law; Parties; Severability. THIS FIRST SUPPLEMENTAL INDENTURE SHALL BE
GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REFERENCE TO
ITS CONFLICT OF LAWS PROVISIONS, AND THE OBLIGATIONS, RIGHTS AND REMEDIES OF THE PARTIES HEREUNDER
SHALL BE DETERMINED IN ACCORDANCE WITH SUCH LAWS. Whenever in this First Supplemental Indenture
there is reference made to any of the parties hereto, such reference shall also be a reference to
the successors and assigns of such party, including, without limitation, any debtor-in-possession
or trustee. The provisions of this First Supplemental Indenture shall be binding upon and shall
inure to the benefit of the successors and assigns of the parties hereto. If any one or more of the
covenants, agreements, provisions or terms of this First Supplemental Indenture shall for any
reason whatsoever be held invalid, then such provisions shall be deemed severable from the
remaining provisions of this First Supplemental Indenture and shall in no way affect the validity
or enforceability of the remaining provisions.

     3.4 Effectiveness. This First Supplemental Indenture shall be effective as of the date
that Registration Statement on Form S-3 No. 333-114075 is declared effective by the Securities and
Exchange Commission.

     3.5 Counterparts. This First Supplemental Indenture may be executed in any number of
counterparts (and by different parties on separate counterparts), each of which shall be an
original, but all of which together shall constitute one and the same instrument.

 

 

     IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental Indenture to be
duly executed by their respective authorized officers as of the day and year first above written.

	 	 	 	 	 
	 	CATERPILLAR FINANCIAL SERVICES CORPORATION

 	 
	 	By:  	/s/
Kent M. Adams	 
	 	 	Name: Kent M. Adams	 	 
	 	 	Title: President	 	 
	 

Attest: Michael
G. Sposato

Title: Secretary

	 	 	 	 	 
	 	U.S. BANK TRUST NATIONAL ASSOCIATION

 	 
	 	By:  	/s/
Raymond S. Haverstock	 
	 	 	Name: Raymond S. Haverstock	 	 
	 	 	Title: Vice President

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