Document:

Amendment No. 1 and Waiver dated February 9, 2005

 Exhibit 10.1 
  
 AMENDMENT NO. 1 AND WAIVER TO 
 SECOND AMENDED AND RESTATED CREDIT AGREEMENT 
  
 Dated as of February 9, 2005 
  
 AMENDMENT NO. 1 AND WAIVER TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT among WINN-DIXIE STORES, INC., a Florida corporation (the “Winn-Dixie”), certain subsidiaries of Winn-Dixie listed on the signature pages
thereto (collectively, the “Subsidiary Borrowers”; and, together with Winn-Dixie, each a “Borrower” and, collectively, the “Borrowers”), the banks, financial institutions and other institutional
lenders parties to the Second Amended and Restated Credit Agreement referred to below (collectively, the “Lenders”) and WACHOVIA BANK, NATIONAL ASSOCIATION (formerly known as First Union National Bank, “Wachovia
Bank”), as administrative agent (in such capacity, the “Administrative Agent”) for the Lenders and WACHOVIA NATIONAL BANK, NATIONAL ASSOCIATION (successor by merger to Congress Financial Corporation (Florida)), as
collateral monitoring agent for the Lenders (in such capacity, the “Collateral Monitoring Agent”; and together with the Administrative Agent, referred to as the “Agents”). 
  
 W I T N E S S E
T H: 
  
 WHEREAS, the Borrowers, the Lenders,
GMAC COMMERCIAL FINANCE LLC, as syndication agent for the Lenders (in such capacity, the “Syndication Agent”), WELLS FARGO FOOTHILL, LLC, GENERAL ELECTRIC CAPITAL CORPORATION and THE CIT GROUP/BUSINESS CREDIT, INC., as
Co-Documentation Agents for the Lenders (in such capacity, the “Co-Documentation Agents”), the Agents and WACHOVIA CAPITAL MARKETS, LLC (“WCM”), as sole arranger and sole bookrunner (in such capacity, the
“Arranger”), have entered into that certain Second Amended and Restated Credit Agreement dated as of June 29, 2004 (as amended, amended and restated, supplemented or otherwise modified from time to time, the “Credit
Agreement”; terms defined in the Credit Agreement are used herein as therein defined); 
  
 WHEREAS, Winn-Dixie has requested that the Lenders waive certain provisions of the Credit Agreement as set forth below; and 
  
 WHEREAS, the Required Lenders have agreed, subject to the amendment of
certain provisions of the Credit Agreement and to additional terms and conditions hereinafter set forth, to waive and amend certain provisions of the Credit Agreement; 

 NOW, THEREFORE, in consideration of the premises and for other good and valuable consideration (the
receipt and sufficiency of which is hereby acknowledged), the parties hereto hereby agree as follows: 
  
 PART I 
 DEFINITIONS 
  
 SUBPART 1.1. Certain Definitions. The following terms (whether or not
underscored) when used in this Amendment shall have the following meanings (such meanings to be equally applicable to the singular and plural forms thereof): 
  
 “Administrative Agent” is defined in the preamble. 
  
 “Agents” is defined in the preamble. 
  
 “Amendment No. 1 and Waiver” is defined in the Subpart 3.1.1. 
  
 “Amendment No.1 and Waiver Effective Date” is defined in
Subpart 3.1.1. 
  
 “Borrower” is defined
in the preamble. 
  
 “Credit Agreement” is
defined in the first recital. 
  
 “Lenders” is defined in the preamble. 
  
 “Waiver Period” is defined in Subpart 3.1.1. 
  
 SUBPART 1.2. Other Definitions. Terms for which meanings are provided in the Credit Agreement are, unless otherwise defined herein or the context otherwise requires, used in this Amendment No. 1 and Waiver with
such meanings. 
  
 PART II 
 WAIVER 
  
 SUBPART 1.1. Waiver to the Credit Agreement. Effective on (and subject to the occurrence of) the Amendment No. 1 and Waiver Effective Date, the
Required Lenders hereby agree to waive during (and only during) the Waiver Period the requirement under Section 7.2.4(b) of the Credit Agreement that the Borrowers maintain the consolidated EBITDA of Winn-Dixie and its Subsidiaries for the most
recently ended trailing thirteen Fiscal Month period at no less than the amounts set forth in the table set forth in Section 7.2.4(b) of the Credit Agreement. 
  

PART III 
 AMENDMENTS

  
 Effective on (and subject to the occurrence of) the
Amendment No. 1 and Waiver Effective Date, the Credit Agreement is hereby amended in accordance with this Part. Except as so amended or otherwise modified by this Amendment No. 1 and Waiver, the Credit Agreement and the Loan Documents shall continue
in full force and effect in accordance with their terms. 
  
 SUBPART 3.1. Amendment to Article I. Article I of the Credit Agreement is hereby amended in accordance with Subparts 3.1.1 and Subpart 3.1.2. 
  

 2 

 SUBPART 3.1.1. Section 1.1 of the Credit Agreement is hereby amended by inserting the following
definitions therein in the appropriate alphabetical order: 
  
 “Amendment No. 1 and Waiver” means the Amendment No. 1 and Waiver to the Credit Agreement, dated as of February 9, 2005, among the Borrowers, the Agents and the Lenders party thereto. 
  
 “Financial Advisor” means a financial advisor to assist in
the projections, financial and operating plans of the Borrowers, and any successor financial advisors that may be appointed from time to time by the Borrowers, in each case as shall be acceptable to the Administrative Agent. 
  
 “Leasehold Mortgages” is defined in Section 7.1.17.

  
 “Leasehold Properties” means leasehold
properties of the Borrowers acceptable to the Collateral Monitoring Agent, which have an appraised value on a net orderly liquidation basis (as demonstrated by an appraisal satisfactory to the Collateral Monitoring Agent from appraisers satisfactory
to the Collateral Monitoring Agent) such that 37.5% thereof is equal to at least $75 million (or, to the extent less than $75 million, appropriate Reserves in the Borrowing Base have been established satisfactory to the Collateral Monitoring Agent).

  
 “Leasehold Property Shortfall” means, in the
event that 37.5% of the appraised value on a net orderly liquidation basis of the Leasehold Properties is less than $75 million, $75 million minus 37.5% of the appraised value on a net orderly liquidation basis of such Leasehold Properties.

  
 “Amendment No. 1 and Waiver Effective Date”
has the meaning set forth in Subpart 4.1 of the Amendment No. 1 and Waiver. 
  
 “Waiver Period” means the period from the Amendment No. 1 and Waiver Effective Date to and including June 29, 2005. 
  
 SUBPART 3.1.2. The definition of “Reserves” shall be amended by (a) deleting “and/or” after the
word “payments” in the twenty-eighth line thereof, (b) inserting a comma after the word “payments” in the twenty-eight line thereof and (c) inserting after clause (i) thereof the following new clause (j) in the twenty-ninth line
thereof: 
  
 “and (j) to fully reflect any Leasehold
Property Shortfall.” 
  
 SUBPART 3.2. Amendments to
Article 7. Section 7.1 of the Credit Agreement is hereby amended in accordance with Subparts 3.2.1. and 3.2.2. 
  
 SUBPART 3.2.1. Section 7.1 of the Credit Agreement is hereby amended by adding the following new sections therein in the appropriate numerical order:

  
 “SECTION 7.1.16. Financial
Advisor. By no later than March 1, 2005, Winn-Dixie shall engage, at it own expense, a Financial Advisor and such Financial Advisor shall deliver to the Agents and the Lenders by no later than May 31, 2005 a report describing in reasonable
detail projections, financial and operating plans of the Borrowers in scope, form and substance satisfactory to the Agents. 
  

 3 

 SECTION 7.1.17. Leasehold Mortgages. By no later than March 31, 2005, the Agents
shall have received duly executed counterparts of mortgages inform and substance reasonably satisfactory to the Administrative Agent (the “Leasehold Mortgages”) for the Leasehold Properties for filing in the state in which such
properties are located, dated not later than March 31, 2005, duly executed by the applicable Obligors, together with: 
  
 (a) evidence of the completion (or satisfactory arrangements for the completion) of all recordings and filings of the Leasehold Mortgages
as may be necessary or, in the opinion of the Agents, desirable to create a valid, perfected first (subject to Designated Permitted Liens) priority Lien against the properties purported to be covered thereby; and 
  
 (b) such other consents, approvals, opinions, or documents
as the Agents may request in form and substance satisfactory to the Agents, including (without limitation) (A) an opinion of local counsel in form and substance reasonably satisfactory to the Administrative Agent, (B) a memorandum of lease in
recordable form with respect to a leasehold interest, executed and acknowledged by the owner of the affected Leasehold Property as lessor, (C) evidence that the applicable lease or a memorandum thereof has been recorded in all places necessary or
desirable, in the Administrative Agent’s reasonable judgment, to give constructive notice to third-party purchasers of such leasehold interest or (D) if a leasehold interest was acquired or subleased from the holder of a recorded leasehold
interest, the applicable assignment or sublease document, executed and acknowledged by such holder, in each case in form sufficient to give such constructive notice upon recordation and otherwise in form satisfactory to the Administrative Agent.

  
 SECTION 7.1.18. Resolutions. To the
extent that the Administrative Agent has received excerpts from the minutes of a meeting of the Board of Directors of a Borrower authorizing the transactions contemplated by this Amendment No. 1 and Waiver and duly certified by a Secretary or
Assistant Secretary of such Borrower, the Administrative Agent shall have received by no later than February 11, 2005 resolutions of the Board of Directors of such Borrower duly ratifying the execution, delivery and performance of this Amendment No.
1 and Waiver, duly certified by a Secretary or Assistant Secretary of such Borrower as being in full force and effect without amendment or modification, all in form and substance reasonably satisfactory to the Administrative Agent.” 

 
 SUBPART 3.2.2. Section 7.3.1(a)(ii) of the Credit Agreement is hereby
amended by inserting the phrase “or during the Waiver Period” therein after the word “thereafter” in the fourth line thereof. 
  

 4 

 PART IV 
 CONDITIONS TO EFFECTIVENESS 
  
 SUBPART 4.1. Effectiveness This Amendment No. 1 and Waiver and the amendments contained herein shall become effective on the date (the “Amendment No. 1 and Waiver Effective Date”) when each of the conditions set
forth in this Part shall have been fulfilled to the satisfaction of the Administrative Agent. 
  
 SUBPART 4.1.1. Execution of Counterparts. The Administrative Agent shall have received counterparts of (a) this Amendment No. 1 and Waiver, duly executed and delivered on behalf of each Borrower, the
Administrative Agent and the Required Lenders and (b) the consent appended hereto, duly executed by each of the entities listed therein. 
  
 SUBPART 4.1.2. Fees. The Administrative Agent shall have received in immediately available funds to the Administrative Agent (a) for the account of
each Lender approving this Amendment No. 1 and Waiver, a waiver fee in an amount equal to .10% of each such Lender’s Percentage of the Total Commitment Amount (after giving effect to this Amendment) and (b) all accrued fees and expenses of
counsel to the Administrative Agent. 
  
 SUBPART 4.1.3.
Resolutions. The Administrative Agent shall have received resolutions of the Board of Directors of each Borrower duly ratifying the execution, delivery and performance of, or excerpts from the minutes of meetings duly authorizing the
transactions contemplated by, this Amendment No. 1 and Waiver, duly certified by a Secretary or Assistant Secretary of such Borrower as being in full force and effect without amendment or modification, all in form and substance reasonably
satisfactory to the Administrative Agent. 
  
 SUBPART 4.1.4.
Legal Details, etc. All documents executed or submitted pursuant hereto shall be satisfactory in form and substance to the Administrative Agent and its counsel. The Administrative Agent and its counsel shall have received all information and
such counterpart originals or such certified or other copies or such materials as the Administrative Agent or its counsel may reasonably request, and all legal matters incident to the transactions contemplated by this Amendment shall be satisfactory
to the Administrative Agent and its counsel. 
  
 PART V

 MISCELLANEOUS; REPRESENTATIONS 
  
 SUBPART 5.1. Continuing Effectiveness, etc. As amended hereby, the Credit Agreement shall remain in full force and effect and is hereby ratified
and confirmed in all respects. After the Amendment No. 1 and Waiver Effective Date, all references in the Credit Agreement and each other Loan Document to the “Credit Agreement” shall refer to the Credit Agreement, after giving effect to
this Amendment, and this Amendment shall be a Loan Document for all purposes. The Borrower hereby confirms its obligations under Section 10.3 of the Credit Agreement to pay all fees and expenses of the Administrative Agent in connection with this
Amendment and other ongoing administration of the Credit Agreement since the last invoice it received, including reasonable legal fees and other charges in connection therewith. 
  

 5 

 SUBPART 5.2. Counterparts. This Amendment No. 1 and Waiver may be executed in any number of
counterparts and by the different parties on separate counterparts, and each such counterpart shall be deemed to be an original but all such counterparts shall together constitute one and the same Amendment. 
  
 SUBPART 5.3. Governing Law. THIS AMENDMENT NO. 1 AND WAIVER SHALL BE A
CONTRACT MADE UNDER AND GOVERNED BY THE INTERNAL LAWS OF THE STATE OF NEW YORK. 
  
 SUBPART 5.4. Successors and Assigns. This Amendment No. 1 and Waiver shall be binding upon the Borrower, the Lenders and the Agents and their respective successors and assigns, and shall inure to their
successors and assigns. 
  
 SUBPART 5.5 Representations and
Warranties. In order to induce the Lenders to execute and deliver this Amendment No. 1 and Waiver, the Borrowers represent and warrant to the Agents and the Lenders that, after giving effect to the terms of this Amendment, the following
statements are true and correct: (a) the representations and warranties set forth in Article VI of the Credit Agreement and in the other Loan Documents are true and correct on the Amendment No. 1 and Waiver Effective Date as if made on the Amendment
No. 1 and Waiver Effective Date and after giving effect to the this Amendment No. 1 and Waiver (unless stated to relate solely to an earlier date, in which case such representations and warranties were true and correct in all material respects as of
such earlier date); and (b) no Default has occurred and been continuing. 
  

 6 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 and Waiver to be executed and
delivered by their respective authorized officers as of the day and year first above written. 
  

			
	BORROWERS:
	
	 WINN-DIXIE STORES, INC.,
 as the Administrative Borrower and a Borrower

		
	 By:
	 	  

	 Title:
	 	 

  

			
	Address: 5050 Edgewood Court
	               Jacksonville, Florida 32254-3699
	Attention: Bennett L. Nussbaum
	Facsimile No.: (904) 783-5059
	Attention: Laurence B. Appel
	Facsimile No.: (904) 783-5651
	
	WINN-DIXIE SUPERMARKETS, INC.,
	as a Borrower
		
	 By:
	 	  

	 Title:
	 	 

  

			
	Address: 5050 Edgewood Court
	               Jacksonville, Florida 32254-3699
	Attention: Bennett L. Nussbaum
	Facsimile No.: (904) 783-5059
	Attention: Laurence B. Appel
	Facsimile No.: (904) 783-5651
	
	WINN-DIXIE MONTGOMERY, INC.,
	as a Borrower
		
	 By:
	 	  

	 Title:
	 	 

  

			
	Address: 5050 Edgewood Court
	               Jacksonville, Florida 32254-3699
	Attention: Bennett L. Nussbaum
	Facsimile No.: (904) 783-5059
	Attention: Laurence B. Appel
	Facsimile No.: (904) 783-5651

  

 7 

			
	 WINN-DIXIE PROCUREMENT, INC.,

	 as a Borrower

		
	 By:
	 	  

	 Title:
	 	 

  

			
	 Address: 5050 Edgewood Court

	                Jacksonville, Florida
32254-3699

	 Attention: Bennett L. Nussbaum

	 Facsimile No.: (904) 783-5059

	 Attention: Laurence B. Appel

	 Facsimile No.: (904) 783-5651

  

			
	 WINN-DIXIE RALEIGH, INC.,

	 as a Borrower

		
	 By:
	 	  

	 Title:
	 	 

  

			
	 Address: 5050 Edgewood Court

	                Jacksonville, Florida
32254-3699

	 Attention: Bennett L. Nussbaum

	 Facsimile No.: (904) 783-5059

	 Attention: Laurence B. Appel

	 Facsimile No.: (904) 783-5651

  

 8 

 AGENTS AND LENDERS: 
  

			
	 WACHOVIA BANK, NATIONAL ASSOCIATION,

	as the Administrative Agent, Issuer and Swing Line Lender
		
	 By:
	 	  

	 Title:
	 	 

  

			
	 Address: One Wachovia Bank Center

	                 301 South College Street,
DC-5

	                 Charlotte, North Carolina
28288

	 Facsimile No.: (704) 383-7611

	 Attention: Kim Quinn

	
	 WACHOVIA CAPITAL MARKETS, LLC,

	 as the Arranger

		
	 By:
	 	  

	 Title:
	 	 

  

			
	 Address: One Wachovia Bank Center

	                 301 South College Street,
DC-5

	                 Charlotte, North Carolina
28288

	 Facsimile No: (704) 383-7611

	 Attention: Kim Quinn

  

			
	WACHOVIA BANK, NATIONAL ASSOCIATION (successor by merger to Congress Financial Corporation (Florida)),
	 as the Collateral Monitoring Agent

		
	 By:
	 	  

	 Title:
	 	 

  

			
	 Address: 777 Brickell Avenue, Suite 808

	                 Miami, Florida
33131

	 Facsimile No.: (305) 371-9456

  

 9 

			
	Attention: Portfolio Manager – Winn-Dixie
	
	GMAC COMMERCIAL FINANCE LLC
	as the Syndication Agent
		
	By:	 	  

	Title:	 	 

  

			
	Address:
[                                       
 
	Facsimile No.:
[                            ]
	Attention: [                    ]

  

			
	WELLS FARGO FOOTHILL, LLC
	as Co-Documentation Agent
		
	By:	 	  

	Title:	 	 

  

			
	Address:
[                                       
 
	Facsimile No.:
[                            ]
	Attention: [                    ]

  

			
	GENERAL ELECTRIC CAPITAL CORPORATION
	as Co-Documentation Agent
		
	By:	 	  

	Title:	 	 

  

			
	Address:
[                                       
 
	Facsimile No.:
[                            ]
	Attention: [                    ]

  

			
	THE CIT GROUP/BUSINESS CREDIT, INC.
	as Co-Documentation Agent
		
	By:	 	  

	Title:	 	 

  

			
	Address:
[                                       
 
	Facsimile No.:
[                            ]
	Attention: [                    ]

  

 10 

			
	 Agreed as of the date first above written

	
	

	 [Please type or print name of Lender]

		
	 By:
	 	  

	 Title:
	 	 

  

 11 

 CONSENT 
  
 Reference is made to the Second Amended and Restated Credit Agreement, dated as of June 29, 2004, as amended by Amendment No. 1 and Waiver dated as of
February     , 2005 among WINN-DIXIE STORES, INC., a Florida corporation (“Winn-Dixie”), certain subsidiaries of Winn-Dixie listed on the signature pages thereto (collectively, the “Subsidiary
Borrowers”; and together with Winn-Dixie, each a “Borrower” and, collectively, the “Borrowers”), the various financial institutions and other Persons from time to time parties thereto (the
“Lenders”), WACHOVIA BANK, NATIONAL ASSOCIATION (formerly known as First Union National Bank, “Wachovia Bank”), as administrative agent (in such capacity, the “Administrative Agent”) for the
Lenders, GMAC COMMERCIAL FINANCE LLC, as syndication agent for the Lenders (in such capacity, the “Syndication Agent”), WELLS FARGO FOOTHILL, LLC, GENERAL ELECTRIC CAPITAL CORPORATION and THE CIT GROUP/BUSINESS CREDIT, INC., as
Co-Documentation Agents for the Lenders (in such capacity, the “Co-Documentation Agents”), CONGRESS FINANCIAL CORPORATION (FLORIDA) (“Congress”), as collateral monitoring agent for the Lenders (in such capacity, the
“Collateral Monitoring Agent”; and together with the Administrative Agent, referred to as the “Agents”), and WACHOVIA CAPITAL MARKETS, LLC (“WCM”), as sole arranger and sole bookrunner (in such
capacity, the “Arranger”). 
  
 Each of the
undersigned confirms and agrees that (a) notwithstanding the effectiveness of the foregoing Amendment No. 1 and Waiver to the Credit Agreement, each Loan Document to which such Person is a party is, and shall continue to be, in full force and effect
and is hereby ratified and confirmed in all respects, in each case as amended by the Amendment No. 1 and Waiver to the Credit Agreement, and (b) the Loan Documents to which such Person is a party and all of the Collateral described therein do, and
shall continue to, secure the payment of all of the Obligations (in each case, as defined therein). 
  
 [SIGNATURES FOLLOW.]Form of Common Stock Purchase Warrant issued to Tejas Securities Group

 Exhibit 10.5 
  
 THIS WARRANT AND ANY SECURITIES ACQUIRED UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED
(THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE. NEITHER THIS WARRANT, SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND APPLICABLE
STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH STATE SECURITIES LAWS. 
  
 FIRST AVENUE NETWORKS, INC. 
  
 WARRANT TO PURCHASE SHARES OF COMMON STOCK 
  

  

			
	 Warrant Number: WT-1
	 	December 14, 2004

  
 This Warrant (the
“Warrant”) between First Avenue Networks, Inc., a Delaware corporation (the “Company”) and Tejas Securities Group, Inc. (“Tejas”) is the warrant referred to in and issued pursuant to that certain Master Private
Placement Engagement Letter (the “Letter Agreement”), dated November 24, 2004 between the Company and Tejas. 
  
 This Warrant certifies that, for good and valuable consideration, the Company grants to Tejas (the “Warrantholder”), the right to subscribe for
and purchase from the Company, at any time during the Exercise Period (as defined herein), 2,574,000 shares of Common Stock (such shares and/or any other securities that may be deliverable on exercise hereof, the “Warrant Shares”), at the
exercise price per share of Seven Dollars and Twenty-Five Cents ($7.25) (the “Exercise Price”), all subject to the terms, conditions and adjustments herein set forth. The number of Warrant Shares is subject to adjustment as provided in
Article III. 
  

	1.	DEFINITIONS 

  
 1.1. Definitions. As used herein, unless the context otherwise requires, the following terms have the following respective meanings: 
  
 “Affiliate” with respect to any Person, shall mean any other Person that directly or indirectly, controls, is
controlled by, or is under common control with, such Person. 
  
 “Business Day” means any day other than a Saturday, Sunday or a day on which national banks are authorized by law to close in the State of New York. 
  
 “Closing Price” of a share of Common Stock for any day shall mean the last reported sales price, regular way, or,
in the event that no sale takes place on such day, the average of the reported closing bid and asked prices, regular way, in either case as reported on the principal national securities exchange on which such Common Stock is listed or admitted to
trading or, if not listed or admitted to trading on any national securities exchange, on the Nasdaq National Market System or the Nasdaq SmallCap Market or, if such security is not quoted on the Nasdaq 

 
National Market System or the Nasdaq SmallCap Market, the average of the closing bid and asked prices on each such day in the over-the-counter market as
reported by Nasdaq or, if bid and asked prices for such security on each such day shall not have been reported by Nasdaq, the average of the bid and asked prices for such day as furnished by any reputable investment banking firm regularly making a
market in such security selected for such purpose by the Board of Directors of the Company or a committee thereof. If the Closing Price cannot be calculated on such date on any of the foregoing bases, the Closing Price of such security on such date
shall be the fair market value as reasonably determined by an Independent Financial Expert selected for such purpose by the Board of Directors of the Company or a committee thereof. 
  
 “Common Stock” means the common stock, par value $0.001 per share, of the Company. 
  
 “Fair Market Value” shall mean on any date (i) if the Common Stock
is quoted on Nasdaq or listed on a national securities exchange, then the last reported sale price per share of Common Stock on Nasdaq or any national securities exchange in which such Common Stock is quoted or listed, as the case may be, on such
date or, if no such sale price is reported on such date, such price on the next preceding business day in which such price was reported, (ii) if the Common Stock is actively traded over-the-counter, then the last sales price quoted, if determinable,
or, if not determinable, the average of the closing bid and asked prices quoted on the OTC Bulletin Board (or similar system) on such date or (iii) if such Common Stock is not traded, quoted or listed on Nasdaq or any national securities exchange or
over-the-counter market, then the fair market value of a share of Common Stock, as determined in good faith by the Board of Directors of the Company. 
  
 “Governmental Authority” means any foreign, federal, state, local or other governmental authority or regulatory body having jurisdiction over
the Company, its Affiliates or the Warrantholder. 
  
 “Independent Financial Expert” means a nationally recognized investment banking firm that does not (and whose directors, officers, employees and Affiliates do not) have a direct or indirect financial interest in the Company or any
of its Affiliates, that has not been and at the time it is called upon to give independent financial advice to the Company is not (and none of whose directors, officers, employees or Affiliates is) a promoter, director or officer of the Company or
any of its Affiliates, and that does not provide any advice or opinions to the Company or any of its Affiliates. 
  
 “Majority Warrantholders” means the holders of more than 50% of the aggregate number of Warrant Shares issuable upon the exercise of (a) this
Warrant and (b) any warrants issued upon the transfer of portions of this Warrant by the Warrantholder to other holders. 
  
 “Person” means any individual, firm, corporation, partnership, limited liability company, trust, incorporated or unincorporated association,
joint venture, joint stock company, Governmental Authority or other entity of any kind, and shall include any successor (by merger or otherwise) of such entity. 
  

“Securities Act” means the Securities Act of 1933, as amended from time to time. 
  

 -2- 

	2.	EXERCISE OF WARRANT 

  
 2.1. Exercise Period. On the terms and subject to the conditions contained herein, the Warrantholder may exercise this Warrant on any Business Day
starting on the date hereof and ending at 5:00 p.m., Eastern Standard Time, on December 14, 2014 (the “Exercise Period”). 
  
 2.2. Method of Exercise; Payment 
  
 (a) Cash Exercise. Subject all of the terms and conditions hereof, this Warrant may be exercised, in whole or in part, by surrender of this Warrant
to the Company at its principal office, accompanied by a Notice of Exercise substantially in the form attached hereto, executed by the holder and accompanied by (a) wire transfer of immediately available funds or (b) certified or official bank check
payable to the order of the Company, in each case in the amount obtained by multiplying (i) the number of Warrant Shares for which the Warrant is being exercised, as designated in such subscription, by (ii) the Exercise Price. Thereupon, the holder
shall be entitled to receive the number of duly authorized, validly issued, fully paid and nonassessable Warrant Shares determined as provided for herein. 
  
 (b) Cashless Exercise/Conversion. Subject to all of the terms and conditions hereof, the holder shall have the right to convert this Warrant, in
whole or in part, by surrender of this Warrant to the Company at its principal office, accompanied by a Notice of Exercise substantially in the form attached hereto, executed by the holder. Thereupon, the holder shall be entitled to receive a number
of duly authorized, validly issued, fully paid and nonassessable Warrant Shares equal to: 
  
 (i) (A) (x) the number of Warrant Shares (subject to adjustment as provided in Article III hereof) which such holder would be entitled to
receive upon exercise of such Warrant for the number of Warrant Shares designated in such Notice of Exercise (without giving effect to any adjustment thereof pursuant to this subsection), multiplied by (y) the Fair Market Value of each such
Warrant Share so receivable upon such exercise 
  
 minus 
  
 (B) (x) the number of
Warrant Shares subject to adjustment as provided in Section 3 hereof which such holder would be entitled to receive upon exercise of such Warrant for the number of Warrant Shares designated in such Notice of Exercise (without giving effect to any
adjustment thereof pursuant to this subsection), multiplied by (y) the Exercise Price 
  
 divided by 
  
 (ii) the Fair Market Value per Warrant Share. 
  
 2.3. Delivery of Stock Certificates on Exercise. As soon as practicable after the exercise of this Warrant, and in any event within three (3)
business days thereafter, the Company, at its expense, and in accordance with applicable securities laws, will cause to be issued in the name of and delivered to the holder, or as the holder may direct (subject in all cases, 

  

 -3- 

 
to the provisions of Article IV hereof), a certificate or certificates for the number of Warrant Shares purchased by the holder on such exercise,
plus, in lieu of any fractional share to which the holder would otherwise be entitled, cash equal to such fraction multiplied by the Fair Market Value. All Warrant Shares issued upon the exercise of this Warrant shall be duly authorized,
validly issued, fully paid and nonassessable, free of all liens, taxes, charges and other encumbrances or restrictions on sale (other than those set forth herein). Upon any partial exercise of this Warrant, the Company, as its expense, will
forthwith and, in any event within three (3) business days, issue and deliver to the holder a new warrant or warrants of like tenor, registered in the name of the holder, exercisable, in the aggregate, for the balance of the Warrant Shares.

  
 2.4. Restrictions. The Company shall not be required to
issue any Warrant Shares under this Warrant if the issuance of such shares would constitute a violation by the Company of any provision of any law, rule or regulation of (i) any Governmental Authority, including without limitation, compliance with
the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (the “HSR Act”), and compliance with registration or qualification requirements of applicable federal and state securities laws or (ii) any applicable self governing
organization or stock exchange, including without limitation, the rules, regulations or listing requirements of any such organization or stock exchange. If at any time the Company shall determine, based upon the advice of counsel, that the
registration, qualification or listing of any shares subject to this Warrant under any applicable state or federal law or other applicable rules or regulations (including those of any applicable stock exchange), or any filing or expiration of any
waiting period under the HSR Act, is necessary as a condition of, or in connection with, the issuance of shares, the Company shall not be required to issue any Warrant Shares of under this Warrant unless and until the Company has received evidence
reasonably satisfactory to it that such laws, rules or regulations have been complied with and/or such filing has been made and the applicable waiting period has expired under the HSR Act. 
  
 2.5. Payment of Taxes. The Company shall pay all stamp taxes and other
similar charges with respect to the issue or delivery of Warrant Shares hereunder. The Company shall not be required to pay any transfer tax or other similar charge imposed in connection with the issue of any stock certificate in any name other than
that of the Warrantholder, and in such case the Company shall not be required to issue or deliver any stock certificate until such tax or other charge has been paid or it has been established to the reasonable satisfaction of the Company that no
such tax or other charge is due. 
  

	3.	ADJUSTMENTS 

  
 3.1. Subdivision or Combination of Common Stock. If the Company at any time subdivides (by any stock split, stock dividend, recapitalization or otherwise) its outstanding shares of Common Stock into a greater
number of shares, then as of the record date for effecting such subdivision the number of Warrant Shares issuable upon exercise of this Warrant will be proportionately increased and the Exercise Price in effect immediately prior to such subdivision
shall be proportionately decreased. If the Company at any time combines (by reverse stock split, recapitalization or otherwise) its outstanding shares of Common Stock into a smaller number of shares, then as of the record date for effecting such
combination the number of Warrant Shares issuable upon exercise of this Warrant will be proportionately decreased and the Exercise Price in effect immediately prior to such combination shall be proportionately increased. 
  

 -4- 

 3.2. Consolidation, Merger, etc. In case of any consolidation or merger of the Company with or
into any other Person, or (a) any other corporate reorganization, in which the Company shall not be the continuing or surviving entity of such consolidation, merger or reorganization or in connection with which the Common Stock (or other securities
issuable upon exercise of this Warrant) shall be changed into or exchanged for stock of any other entity or cash or other property, (b) any transaction in which in excess of 50% of the Company’s voting power is transferred to a Person not a
stockholder immediately prior to the consummation of such transaction, (c) any sale of all or substantially all of the assets of the Company or (d) a capital reorganization or reclassification of the Common Stock (or other securities issuable upon
exercise of this Warrant) that does not result in an adjustment pursuant to Section 3.1 (any such transaction being hereinafter referred to as a “Reorganization”), then, in each case, the Warrantholder, on exercise hereof at any time after
the consummation or effective date of such Reorganization, shall receive, in lieu of the Warrant Shares issuable on such exercise prior to the date of such Reorganization, the stock, other securities, cash or other property to which such holder
would have been entitled upon the date of such Reorganization if such holder had exercised this Warrant immediately prior thereto. 
  
 3.3. Adjustment on Other Events. If the Common Stock issuable upon the conversion of this Warrant shall be changed into the same or a different
number of shares of any class(es) or series of stock, whether by reclassification or otherwise (other than an adjustment under Section 3.1 or a merger, consolidation, or sale of assets provided for under Section 3.2), then and in each such event,
the holder hereof shall have the right thereafter to convert each Warrant Share into the kind and amount of shares of stock and other securities and property receivable upon such reclassification, or other change by holders of the number of shares
of Common Stock into which such Warrant Shares would have been convertible immediately prior to such reclassification or change, all subject to successive adjustments thereafter from time to time pursuant to and in accordance with, the provisions of
this Article III. 
  
 3.4. Notice of Adjustment. Whenever
an event necessitating an adjustment to this Warrant pursuant to this Article III occurs, the Company shall promptly deliver written notice thereof, by first class mail, postage prepaid, addressed to the Warrantholder in accordance with Section 8.5,
which notice shall state the increase or decrease in the number or other denominations of securities purchasable and exercise price payable upon the exercise of this Warrant setting forth in reasonable detail the method of calculation and the facts
upon which such calculation is based. 
  

	4.	RESTRICTIONS ON TRANSFER OF WARRANT AND WARRANT SHARES 

  
 4.1. Restrictions on Transfer. The Warrantholder, by its acceptance of this Warrant, agrees to be bound by the provisions of this Article IV and
acknowledges and confirms that this Warrant and any Warrant Shares issued upon exercise of this Warrant have not been registered under the Securities Act or any applicable state securities laws, and may not be sold or transferred except in
compliance with and subject to the Securities Act and such state securities laws. Unless and until this Warrant and such Warrant Shares have been registered under the 

  

 -5- 

 
Securities Act and such state securities laws, the Company may require, as a condition to effecting any sale or transfer of this Warrant or such Warrant
Shares on the books of the Company, an opinion of counsel reasonably satisfactory to the Company to the effect that an exemption from registration under the Securities Act and such state securities laws is available for the proposed transfer or
assignment. Any purported sale or transfer of this Warrant and/or such Warrant Shares shall be null and void unless made in compliance with the conditions set forth in this Article IV. Except as provided in Section 4.2, (a) this Warrant and any
warrant of the Company issued in exchange or replacement for this Warrant shall be stamped or otherwise imprinted with a legend in substantially the form set forth on the cover of this Warrant, (b) each certificate for Warrant Shares issued upon the
exercise of this Warrant and each certificate issued upon the transfer of any such Warrant Shares shall be stamped or otherwise imprinted with a legend substantially to the same effect. 
  
 4.2. Termination of Restrictions. The restrictions imposed by Section 4.1 upon the transferability of this Warrant
and the Warrant Shares shall terminate: (a) when and so long as this Warrant or any such Warrant Shares shall have been effectively registered under the Securities Act and transferred in compliance therewith; or (b) when the Company shall have
received an opinion of counsel reasonably satisfactory to it that this Warrant or such Warrant Shares may be transferred without registration thereof under the Securities Act; provided, however, that if the Warrant or the Warrant Shares have been
held (both legally and beneficially) by the Warrantholder for at least two (2) years and is proposed to be sold in compliance with Rule 144(k) under the Securities Act, no such opinion of counsel shall be required if the Warrantholder is not, and
represents to the Company that is it not, an affiliate of the Company as defined in Rule 144. Whenever the legend requirements imposed by Section 4.1 shall terminate as to this Warrant or the Warrant Shares, the holder of this Warrant or any Warrant
Shares shall be entitled to receive from the Company, upon request, at the Company’s expense, a new warrant or a new certificate representing the Warrant Shares, as the case may be, not bearing the restrictive legend described in Section 4.1.

  
 4.3. Compliance with Securities Laws. The
Warrantholder, by acceptance hereof, represents to the Company that this Warrant and any Warrant Shares purchased upon exercise of this Warrant are being acquired solely for the Warrantholder’s own account and not as a nominee for any other
party, and for investment, and that the Warrantholder will not offer, sell or otherwise dispose of this Warrant or any such Warrant Shares except under circumstances that will not result in a violation of the Securities Act or any applicable state
securities laws. The Warrantholder has such knowledge and experience in financial and business matters as to be capable of evaluating the merits and risks of its investment in this Warrant and any Warrant Shares purchased on exercise hereof and has
the ability to bear the economic risks of such investment. The Warrantholder certifies and represents to the Company that it is an “accredited investor” as defined in Rule 501 of Regulation D promulgated under the Securities Act and, if
not an individual, was not organized for the purpose of acquiring the Warrants. 
  
 4.4. Transfer Procedure. Subject to compliance with the other provisions of this Article IV, transfer of this Warrant, in whole or in part, shall occur upon surrender of this Warrant at the principal executive
offices of the Company, together with a duly executed written assignment agreement in substantially the form attached hereto as Annex II and funds sufficient to pay any transfer taxes payable upon the making of such transfer and, if required, an
opinion of 

  

 -6- 

 
counsel reasonably acceptable to counsel of the Company in its professional determination concerning the compliance of such transfer with the Securities Act
and applicable state securities laws. Upon receipt of such items, the Company shall execute and deliver a new warrant or warrants in the name of the assignee or assignees and in the denomination(s) specified in such instrument of assignment, and
shall issue to the assignor a new warrant evidencing the portion of this Warrant not so assigned, and this Warrant shall promptly be cancelled. 
  
 4.5. Maintenance of Transfer Books. The Company agrees to maintain, at the principal executive office of the Company, books or records for the
registration and the registration of transfer of this Warrant or any warrant of the Company issued in exchange for this Warrant. 
  
 4.6. Registration Rights. Upon the written request of the Majority Warrantholders, the Company shall use commercially reasonable efforts to, within
90 days, file a registration statement registering the Common Stock issuable on exercise of the Warrant, and shall use commercially reasonable efforts to cause such registration statement to remain effective until the date that is two years from the
date first written above. After the expiration of such two-year period, the Company shall provide instructions to its transfer agents that certificates representing the Warrant Shares shall be issued without a legend if such Warrant Shares are to be
issued pursuant to a net cashless exercise/conversion pursuant to Section 2.3(ii) hereof; provided that the Warrantholder is not, and represents that it is not, then an “affiliate” of the Company as such term is defined under Rule 144.

  

	5.	RESTRICTIONS ON TRANSFER OF WARRANTS 

  
 5.1. Notwithstanding anything to the contrary contained in Article IV, the Warrantholder, by its acceptance of this Warrant, agrees that it will not
directly, or indirectly, offer to sell, sell, contract to sell, grant or sell to any other person any option, right or warrant to purchase, lend, assign, pledge, transfer, hypothecate or otherwise dispose of or encumber any of the Warrants, or
dispose of any beneficial interest therein, except to (i) successors to Warrantholder in a merger or consolidation, (ii) officers, directors, employees or agents of Warrantholder, (iii) purchasers of all or substantially all of the assets of
Warrantholder or (iv) shareholders of Warrantholder or shareholders or partners of its transferees in the event of liquidation or dissolution. 
  

	6.	NECESSARY ACTIONS 

  
 6.1. The Company will: (a) use its commercially reasonable efforts to obtain all such authorizations, approvals, exemptions or consents from any
Governmental Authority having jurisdiction thereof as may be necessary to enable the Company to perform its obligations under this Warrant (including, without limitation, making all necessary filings with such Governmental Authorities); (b) take all
necessary steps (including, without limitation, making appropriate amendments to its certificate of incorporation) to ensure that the Company has authorized a sufficient number of authorized but unissued shares of its Common Stock to provide for the
issuance of the Warrant Shares; (c) reserve from its authorized but unissued shares of Common Stock a sufficient number of shares to provide for the issuance of the Warrant Shares upon the exercise of this Warrant; and (d) take all actions as may be
necessary or appropriate to ensure 

  

 -7- 

 
that the Company may validly and legally issue fully paid and non-assessable shares of Common Stock upon the exercise of this Warrant that are not subject to
any preemptive rights and are free from all taxes, liens, security interests, charges and other encumbrances, in each case, with respect to the issuance thereof, other than taxes in respect of any transfer occurring contemporaneously with such
issuance and restrictions provided by applicable law. 
  

	7.	LOSS OR MUTILATION 

  
 7.1. On receipt of evidence reasonably satisfactory to the Company of the loss, theft, destruction or mutilation of this Warrant and (a) in the case of
loss, theft or destruction, on delivery of an indemnity agreement or bond reasonably satisfactory in form and substance to the Company; or (b) in the case of mutilation, on surrender and cancellation of this Warrant, the Company shall execute and
deliver, in lieu of this Warrant, a new warrant of like tenor and amount. 
  

	8.	MISCELLANEOUS 

  
 8.1. Entire Agreement. This Warrant constitutes the entire agreement between the Company and the Warrantholder with respect to the Warrant.

  
 8.2. Nonwaiver. No course of dealing or any delay or
failure to exercise any right hereunder on the part of the Warrantholder shall operate as a waiver of such right or otherwise prejudice the Warrantholder’s rights, powers or remedies. 
  
 8.3. Effect; No Third-Party Beneficiaries. This Warrant shall inure to
the benefit of and shall be binding upon the Company and the Warrantholder and their respective successors and permitted assigns. Nothing in this Warrant, expressed or implied, is intended to or shall confer on any Person other than the Company and
the Warrantholder, or their respective successors or permitted assigns, any rights, remedies, obligations or liabilities under or by reason of this Warrant. 
  
 8.4. Section and Other Headings. The section and other headings contained in this Warrant are for reference purposes only and shall not be deemed
to be a part of this Warrant or to affect the meaning or interpretation of this Warrant. 
  
 8.5. Notices. Except as otherwise expressly provided herein, all notices and deliveries referred to in this Warrant shall be in writing (including facsimile transmission or similar writing) and shall be given
to such party at its address or facsimile number set forth on the signature pages hereof. Each such notice, request or other communication shall be deemed received by the other party (i) if given by facsimile transmission, when transmitted to the
facsimile number specified in this Section and confirmation of receipt is received, (ii) if given by mail, 72 hours after such communication is deposited in the mails with first class postage prepaid, addressed as aforesaid or (iii) if given by any
other means, when delivered at the address specified in this Section. 
  
 8.6. Severability. Whenever possible, each provision of this Warrant will be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Warrant is held by a court of competent
jurisdiction to be invalid, illegal or unenforceable 

  

 -8- 

 
in any respect under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability will not affect any other provision of
this Warrant or the validity, legality or enforceability of this Warrant in any other jurisdiction. In such event, this Warrant will be reformed, construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision had
never been contained herein. 
  
 8.7. Governing Law. All
questions concerning the construction, validity and interpretation of this warrant and the issuance of securities hereunder will be governed by and construed in accordance with the internal laws of the State of Delaware, without giving effect to any
choice of law or conflict of law provision or rule (whether of the State of Delaware or any other jurisdiction) that would cause the application of the laws of any jurisdiction other than the State of Delaware. 
  
 8.8. Rights or Liabilities as Stockholder. The Warrantholder shall be
deemed to have become a holder of record of the Warrant Shares issuable under Section 2.2 only as of the date on which all required deliverables pursuant to Section 2.2 have been received by the Company. Until such time the Warrantholder shall not
have any voting rights or other rights or liabilities of a stockholder of the Company with respect to the Warrant Shares issuable hereunder. 
  
 8.9. Amendment. Any provision of this Warrant may be amended or waived with the prior written consent of the Company and the Majority
Warrantholders, which amendment or waiver will be effective on holders of this Warrant or any warrant issued on transfer hereof. Any amendment or waiver must be in writing to be effective. 
  
 8.10. Notices of Record Date. Upon any establishment by the Company of
a record date of the holders of any class of securities for the purpose of determining the holders thereof who are entitled to receive any dividend or other distribution, or right or option to acquire securities of the Company, or any other right or
any voluntary dissolution, liquidation or winding up of the Company, the Company shall use reasonable efforts to mail to the holder at least ten (10) days prior to the record date specified therein and at least ten (10) days prior to the effective
date specified in clause (ii) or (iii) hereof, a notice specifying (i) the date established as the record date for the purpose of such dividend, distribution, option or right and a description of such dividend, distribution, option or right, (ii)
the date on which any such dissolution, liquidation or winding up is expected to become effective and (iii) the date, if any, fixed as to when the holders of record of Common Stock shall be entitled to exchange their shares of Common Stock for
securities or other property deliverable upon such dissolution, liquidation or winding up. Nothing herein shall prohibit the holder from exercising this Warrant during the ten (10) day period commencing on the date of such notice. 
  

 -9- 

 IN WITNESS WHEREOF, the parties hereto have executed this Warrant on the date first above written.

  

					
	 COMPANY:
	 	 FIRST AVENUE NETWORKS, INC.

			
	 	 	 By:
	 	  

	 	 	 Name:
	 	 
	 	 	 Title:
	 	 
		
	 WARRANTHOLDER:
	 	 TEJAS SECURITIES GROUP, INC.

			
	 	 	 By:
	 	  

	 	 	 Name:
	 	 
	 	 	 Title:
	 	 

  
  

 -10- 

 Annex I 
  
 NOTICE OF EXERCISE 
  
 (To be executed upon exercise of this Warrant) 
  
 The undersigned hereby irrevocably elects to exercise the right represented by this Warrant to purchase
                     shares of Common Stock, and herewith (a) tenders to the Company as payment for such shares the amount of
$                     in accordance with Section 2.2(a) of this Warrant or (b) elects to convert in accordance with Section 2.2(b) of this
Warrant. The undersigned requests that a certificate for such shares be registered in the name of each of the following: 
  

			
	Name:   	 	  

		
	Address:	 	  

	 	 	  

	 	 	  

  
 and that each certificate be delivered
to the above at the address indicated. 
  
 The undersigned
represents that it is an accredited investor (as defined in applicable rules and regulations under the Securities Act of 1933, as amended), and that it is acquiring such shares of Common Stock for its own account for investment and not with a view
to or for sale in connection with any distribution thereof. 
  
 Dated:
                                       
  
  

			
	 Signature:
	 	  

	 (Print Name):
	 	  

		
	 (Street Address):
	 	  

	 	 	  

	 	 	(City) (State) (Zip Code)

 Annex II 
  
 FORM OF ASSIGNMENT AGREEMENT 
  
 This Assignment Agreement is entered into as of                 ,
         between                              (the
“Transferor”) and
                                        
(the “Transferee”). 
  
 WHEREAS the Transferor is the
owner of a warrant (the “Warrant”) to purchase                      shares of common stock, par value $0.001 per share (the
“Common Stock”), of First Avenue Networks, Inc. (the “Company”) 
  
 WHEREAS the Transferor desires to transfer to the Transferee a portion of the Warrant covering
                             Warrant Shares (as defined in the Warrant) (the “Transferred
Warrant”); 
  
 WHEREAS, it is a condition to such transfer
that the Transferor and the Transferee execute this Assignment; 
  
 NOW THEREFORE, in consideration of the mutual agreements, representations, warranties and covenants herein contained, the parties hereto agree as follows: 
  
 1. Transfer. Subject to the terms and conditions contained herein, the Transferor hereby sells, assigns, and
transfers unto the Transferor the Transferred Warrant, together with all right, title and interest therein, and does hereby irrevocably constitute and appoint the Company as attorney, to transfer the Transferred Warrant on the books of the Company.

  
 2. Representations, Warranties and Covenants.
The Transferor and the Transferee each represents, warrants and agrees as follows: 
  
 2.1 Status: The Transferee is an “accredited investor” as that term is defined in Rule 501(a) under the Securities Act of 1933, as amended (the “Securities Act”). 
  
 2.2 Experience: The Transferee has sufficient knowledge and experience
in investing in companies similar to the Company so as to be able to evaluate the risks and merits of its investment in the Company and is able financially to bear the risks thereof. 
  
 2.3 Investment: The Transferee is acquiring the Transferred Warrant for its own account for investment and not with a
view to, or for sale in connection with, any distribution thereof, nor with any present intention of distributing or selling the same; and the Transferee has no present or contemplated agreement, undertaking, arrangement, obligation, indebtedness or
commitment providing for the disposition thereof, except pursuant to a registration statement under the Securities Act. 
  

 Annex II-1 

 2.4 Transferability: 
  
 (a) The Transferee acknowledges and understands and agrees that (i) the Transferred Warrant and the Warrant Shares may not
have been registered under the Securities Act and have not been registered under any act applicable to the registration of securities in any state and (ii) the Transferred Warrant and the Warrant Shares must be held indefinitely unless a
registration statement covering such securities is effective under the Securities Act and applicable state securities laws or unless an exemption from registration under the Securities Act and such laws is available. 
  
 (b) The Transferred Warrant and the Warrant Shares may not be sold,
assigned, transferred or pledged except in compliance with the terms of the Transferred Warrant, in which case an assignment agreement substantially similar to the Assignment Agreement is executed and delivered to the Company. 
  
 (c) The Transferor has not offered the Transferred Warrant by way of a
general solicitation or otherwise in a manner that would require registration under Section 5 of the Securities Act. 
  

	 	3.	Other. 

  
 3.1 This Agreement shall be binding upon the Transferor and the Transferee, and their respective heirs, executors, administrators and assigns, and upon
the Company, its successors and assigns. 
  
 3.2 This Agreement
may be executed in more than one counterpart, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument, and in pleading or proving any provision of this Assignment Agreement, it shall not be
necessary to produce more than one of such counterparts. 
  
 3.3
This Assignment Agreement shall be governed by and construed in accordance with the laws of the State of Delaware. 
  
 3.4 This Agreement contains the entire agreement between the parties with respect to the matters referred to herein and supersedes all prior negotiations,
commitments or understandings. 
  
 3.5 The Transferee hereby
requests the Company to transfer the Transferred Warrant to him in accordance with the foregoing. The Transferred Warrant will be issued in the name set forth below and will be delivered to the address set forth below, which address shall be
considered the Transferee’s record address for purposes of notices and other communications by the Company to the record addresses of its stockholders, unless the Transferee otherwise notifies the Company in writing. THE TRANSFEROR AND THE
TRANSFEREE HEREBY JOINTLY INDEMNIFY AND WILL HOLD THE COMPANY, ITS OFFICERS, DIRECTORS AND AGENTS AND THEIR RESPECTIVE SUCCESSORS, HEIRS AND ASSIGNS HARMLESS FROM ANY AND ALL LIABILITY, COST, EXPENSE AND DAMAGES WHICH ANY OF THEM MAY INCUR AS A
RESULT OF OR ARISING OUT OF THE UNDERTAKING BY 

  

 Annex II-2 

 
ANY OF THEM OF THE FOREGOING INSTRUCTIONS OR WHICH RESULT FROM OR ARISE OUT OF THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT. 
  
 [Remainder of Page Intentionally Left Blank] 
  

 Annex II-3 

 IN WITNESS WHEREOF, and intending to be legally bound hereby, the parties hereto have executed or caused
this Agreement to be executed on the date first above written. 
  

					
	THE TRANSFEROR:	 	[Transferor]
			
	 	 	By:	 	  

	 	 	Name:	 	 
	 	 	Title:	 	 
		
	THE TRANSFEREE:	 	[Transferee]
			
	 	 	By:	 	  

	 	 	Name:	 	 
	 	 	Title:	 	 
	Agreed and Accepted:	 	 	 	 
		
	THE COMPANY:	 	FIRST AVENUE NETWORKS, INC.
			
	 	 	By:	 	  

	 	 	Name:	 	 
	 	 	Title:	 	 

  

 Annex II-4

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