Document:

Exhibit 4.1

 Exhibit 4.1 
 

 
 CUSIP XXXXXX XX X Holder ID XXXXXXXXXX 
 Insurance Value 00.1,000,000 Number of Shares 123456 
 DTC 12345678901234512345678 
 PO BOX 43004, Providence, RI 02940-3004

 Certificate Numbers Num/No Denom. Total. 
 MR A SAMPLE 1234567890/1234567890 111 DESIGNATION (IF ANY) 1234567890/1234567890 222 ADD 1 1234567890/1234567890 333 ADD 2 1234567890/1234567890 444 
 ADD 3 
 ADD 4
1234567890/1234567890 555 1234567890/1234567890 666 
 Total Transaction 7 
 016570| 003590|127C|RESTRICTED||4|057-423 
 ORDINARY SHARES 
 THIS CERTIFICATE IS TRANSFERABLE IN 
 CANTON, MA, JERSEY CITY, NJ AND 
 ORDINARY SHARES 
 PAR VALUE $0.0185 
 GOLDEN, CO 
 Certificate Number 
 ZQ 000000 
 Recon 
 RECON TECHNOLOGY, LTD 
 INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS 
 Shares 
 * * 6 0 0 6 2 0 * * * * * * 
 * * * 6 0 0 6 2 0 * * * * * 
 * * * * 6 0 0 6 2 0 * * * * 
 * * * * * 6 0 0 6 2 0 * * * 
 * * * * * * 6 0 0 6 2 0 * * 
 THIS CERTIFIES THAT 
 ** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample MR. **** Mr. Alexander SAMPLE David Sample **** Mr. Alexander David & Sample MRS. **** Mr. Alexander
David SAMPLE Sample **** Mr. Alexander David & Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample
**** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander MR. David Sample SAMPLE **** Mr. Alexander David Sample & **** Mr. Alexander MRS. David Sample **** SAMPLE Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr.
Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Sample **** Mr. Sample 
 CUSIP G7415M 10 8 
 SEE REVERSE FOR CERTAIN DEFINITIONS is the owner of 
 **600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620** Shares ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**
Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620** Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**
Shares****600620**Shares****600620**Shares****600620**Shares****600620 **Shares**** 600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620** Shares****600620**Shares****600620**Shares****60 * * * SIX HUNDRED
THOUSAND 0620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** 600620**Shares****600620**Shares****600620**Shares****600 620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****
600620**Shares***600620**Shares****600620**Shares****60062 0**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** 600620**Shares****600620**Shares****600620**Shares****600620
**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares**** 600620**Shares****600620**Shares****600620**Shares****600620* *Shares****600620**Shares****600620**Shares****600620**Shares****600620**
Shares****600620**Shares****600620**Shares****600620**Shares****600620** SIX HUNDRED AND TWENTY* * * Shares****600620**Shares****600620**Shares****600620**Shares****600620** Shares****600620**Shares****600620**Shares****600620**Shares****600620**
Shares****600620**Shares****600620**Shares****600620**Shares****600620** Shares****600620**Shares****600620**Shares****600620**Shares****600620** Sh 
 FULLY-PAID AND NON-ASSESSABLE SHARES OF THE ORDINARY SHARES OF 
 Recon Technology, Ltd (hereinafter
called the “Company”), transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby, are issued and shall be
held subject to all of the provisions of the Articles and Memorandum of Association, as amended, of the Company (copies of which are on file with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents.
This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. 
 Witness the
facsimile seal of the Company and the facsimile signatures of its duly authorized officers. 
 CEO 
 CFO 
 DATED
<<Month Day, Year>> 
 COUNTERSIGNED AND REGISTERED: 
 COMPUTERSHARE TRUST COMPANY, N.A. 
 TRANSFER AGENT AND REGISTRAR, 
 Recon Technology, Ltd CAYMAN ISLANDS CORPORATE 2007 SEAL 

SECURITY INSTRUCTIONS ON REVERSE 
 1234567 

 

 
 RECON TECHNOLOGY, LTD 
 THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND
RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED
FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES AND MEMORANDUM OF ASSOCIATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE
SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND
TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE. 
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written
out in full according to applicable laws or regulations: 
 TEN COM - as tenants in common 
 TEN ENT - as tenants by the entireties 
 JT TEN - as joint tenants with right of survivorship and not as tenants in common 
 UNIF GIFT MIN ACT- Custodian 
 (Cust) (Minor) 
 under Uniform Gifts to Minors Act 
 (State) 
 UNIF TRF MIN ACT Custodian (until age. ) 
 (Cust) (Minor) 
 under Uniform Transfers to Minors Act. 
 (State) 
 Additional abbreviations may also be used though not in the above list. 
 PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 
 For value received, hereby sell, assign and transfer unto 
 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) 
 Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in
the premises. 
 Dated: 20 
 Signature: 
 Signature: Notice: The signature to this assignment must
correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever. 
 THE SIGNATURE(S) Signature(s) SHOULD BE Guaranteed: GUARANTEED BY Medallion AN ELIGIBLE Guarantee GUARANTOR Stamp INSTITUTION (Banks, Stockbrokers, SIGNATURE GUARANTEE Savings and Loan MEDALLION
Associations PROGRAM, and Credit PURSUANT Unions) WITH TO S. E. MEMBERSHIP C. RULE 17Ad-15. IN AN APPROVEDEquity Interest Pledge Agreement - Fei Dongping

 Exhibit 10.75 
 

 
  
 Exhibit 10.75

 Supplementary Agreement to Equity Interest Pledge Agreement 
 Supplementary Agreement to Equity Interest Pledge Agreement 
 (“ ”) 2009 3 3 (“ ”): 
 This Supplementary Agreement to
Equity Interest Pledge Agreement (this “Agreement”) has been executed by and among the following parties on [March 3 ], 2009 in Beijing, the People’s Republic of China (“China” or the “PRC”): 
 : (“ ”) 
 Party A: Beijing Pypo Technology Group Company Limited (hereinafter the “Pledgee”) 
 : 15

 Address: South Wing of the Main Building, Building 15, Zhongli, Cuiwei Community, Wanshou Road, Haidian District, Beijing

 : (“ ”) 
 Party B: Fei Dongping (hereinafter the “Pledgor”) 
 : 430602196908171516 
 ID No.: 430602196908171516 
 : 
 Party C: Beijing Feijie Investment Co., Ltd. 
 : 15 203 
 Address: Room 203, South Wing of the Main Building, Building 15, Zhongli Cuiwei Community, Haidian District, Beijing 
 , “ ” , “ ” 
 In this Agreement, each of Pledgee, Pledgor and Party C shall be referred
to as a “Party” respectively, and they shall be collectively referred to as the “Parties”. 
 :

 Whereas: 
 , 500 , 50%; 
 1. The Pledgor is a citizen of China, who contributes RMB 5,000,000 to the registered capital
of Party C and holds 50% of the equity interest in Party C. Party C is a limited liability company registered in Beijing, China. Party C acknowledges the respective rights and obligations of the Pledgor and the Pledgee under this Agreement, and
intends to provide all necessary assistance in registering the 
 1 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 Pledge; 
 2. 2008 9 1 ; The Pledgee is a wholly foreign-owned enterprise registered in China. The Pledgee and Party C partially owned by the Pledgor
have executed an Exclusive Business Cooperation Agreement on September 1, 2008; 
 3. ( , ) , , ; To ensure that Party C fully
performs its obligations under the Exclusive Business Cooperation Agreement (including all ancillary agreements, if any) and pay the consulting and service fees thereunder to the Pledgee when the same becomes due, the Pledgor hereby pledges to the
Pledgee all of the equity interest he holds in Party C as security for due performance of the obligations and full payment of the consulting and service fees by Party C under the Business Cooperation Agreement; 
 4. 2007 12 26 ( “2007” ) ; 2008 9 1 (“ ”) , 2007 , (“ ”) ; Pledgee, Pledgor and Party C entered into a Share
Pledge Agreement dated December 26, 2007 (the “Year 2007 Share Pledge Agreement”); thereafter, the Parties entered into another equity interest pledge agreement dated September 1, 2008 (the “Original Pledge Agreement”) which
superseded and replaced the Year 2007 Share Pledge Agreement upon execution. As provided in the Original Pledge Agreement, the Pledgor and Party C shall submit application to and comply with the requirements of the administration for industry and
commerce (the “AIC”) for the registration of Pledge of the Equity Interest contemplated therein; 
 5. , 2009 3 3
(“ ”) ; Subject to the requirements for the registration of the Pledge of the Equity Interest in relevant AIC, the Pledgee, Pledgor, Party C and another shareholder of Party C, Guan Zhikuan, entered into a Equity Interest Pledge Contract
dated [March 3], 2009 (the “AIC Pledge Contract”); 
 2 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 6. , , For the fulfilling of the Original Pledge Agreement and AIC Pledge
Contract, the Parties wish to enter into this Agreement as the amendments and supplements to the Original Pledge Agreement, and also as the supplements to the AIC Pledge Contract. This Agreement shall supersede and replace the Original Pledge
Agreement upon execution. 
 , 
 In view of this, the Parties have mutually agreed to execute this Agreement upon the following terms. 
 1. Definitions 
 , : 
 Unless otherwise provided herein, the terms below shall have the following meanings: 
 1.1 : 2 , , Pledge: shall refer to the security interest granted by the Pledgor to the Pledgee pursuant to Article 2 of this Agreement,
i.e., the right of the Pledgee to be compensated on a preferential basis with the conversion, auction or sales price of the Equity Interest. 
 1.2 : Equity Interest: shall refer to all of the equity interest lawfully now held and hereafter acquired by the Pledgor in Party C. 
 1.3 : 3 Term of Pledge: shall refer to the term set forth in Section 3.2 of this Agreement. 
 1.4 : 2008 9 1 (3) , (“ ” , 4,) Business Cooperation Agreement: shall refer to the Exclusive Business Cooperation Agreement executed by and between Party C and Pledgee on 
 3 Strictly Confidential 

 

 
  
 
Supplementary Agreement to Equity Interest Pledge Agreement 
 September 1, 2008 (refer to Appendix 3 for more details) and all the ancillary agreements currently entered into or to be entered into hereafter by Party C and the Pledgee according to the Business
Cooperation Agreement (the “Ancillary Agreements”, refer to Appendix 4 for more details, if any). 
 1.5 : 2008 9 1
Original Pledge Agreement: shall refer to the Equity Interest Pledge Agreement entered into by and among the Pledgee, Pledgor and Party C dated September 1, 2008. 
 1.6 : 2009 3 3 , AIC Pledge Contract: shall refer to the Equity Interest Pledge Contract entered into by and among the Pledgee, Pledgor, Party C and another shareholder of Party C, Guan Zhikuan, dated
[March 3], 2009, for the purpose of registration of the Pledge with competent AIC. 
 1.7 : 7 Event of Default: shall refer to
any of the circumstances set forth in Article 7 of this Agreement. 
 1.8 : Notice of Default: shall refer to the notice
issued by the Pledgee in accordance with this Agreement declaring an Event of Default. 
 2. The Pledge 
 , , , As collateral security for the due performance of the obligations and prompt and complete payment when due (whether at stated
maturity, by acceleration or otherwise) of any or all the payments due by Party C, including without limitation to the consulting and services fees payable to the Pledgee under the Business Cooperation Agreement, the Pledgor hereby pledges to the
Pledgee a first security interest in all of the Pledgor’s right, title and interest, whether now owned or hereafter acquired by the Pledgor, in the Equity Interest of Party C. 
 3. Term of Pledge 
 4 
 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 3.1 , , , , (“ ”) The Pledge shall become effective as of the date
when the pledge of the Equity Interest is registered with relevant AIC in accordance with the PRC laws and regulations. The Pledge shall be continuously valid until all the obligations and payments due under the Business Cooperation Agreement have
been fulfilled by Party C. The parties agree, in the event that the Business Cooperation Agreement is extended, the Term of the Pledge herein shall be automatically extended to the same term of the Business Cooperation Agreement then applicable; in
addition, the Pledge shall be continuously valid and shall be automatically expended until all the obligations and payments due under the Business Cooperation Agreement have been fulfilled by Party C. The parties confirm that the Pledgor and Party C
have registered the Pledge in the shareholders’ register of Party C in accordance with the Original Pledge Agreement, and such registration shall be continuously valid; the Parties agree to register the Pledge with the relevant AIC within 3
business days from the date of this Agreement (the “Registration of Pledge”). 
 3.2 , During the Term of Pledge, in
the event Party C fails to perform any of its obligations or pay the exclusive consulting or service fees in accordance with the Business Cooperation Agreement, the Pledgee shall have the right, but not the obligation, to dispose of the Pledge in
accordance with the provisions of this Agreement. 
 4. Custody of Records for Equity Interest subject to Pledge 

4.1 , ( 2) ( 1) ( ”) , 
 5 
 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 ( ), ( 5, ) 3 
 During the Term of Pledge set forth in this Agreement, the Pledgor shall deliver to the Pledgee’s custody the capital contribution
certificate (refer to Appendix 2) for the Equity Interest and the shareholders’ register containing the Pledge (refer to Appendix 1), and shall deliver to the Pledgee’s custody the evidence of the Registration of Pledge (the
“Registration Evidence”). The Parties confirm that such capital contribution certificate and shareholders’ register have been delivered to the Pledgee’s custody in accordance with the Original Pledge Agreement, and such documents
shall be continuously valid. The Pledgor agrees to deliver the Registration Evidence (refer to Appendix 5, if any) within 3 business days from the completion date of registration of the Pledge with AIC. The Pledgee shall have custody of such items
during the entire Term of Pledge set forth in this Agreement. 
 4.2 , Pledgee shall have the right to collect dividends
generated by the Equity Interest during the Term of Pledge. 
 5. Representations and Warranties of the Pledgor 
 5.1 The Pledgor is the sole legal and beneficial owner of the Equity Interest. 
 5.2 2008 9 1 Except for the Pledge and the rights and interests under the Exclusive Option Agreement entered into by the Pledgor, Pledgee
and Party C on September 1, 2008, the Pledgor has not placed any security interest or other encumbrance on the Equity Interest. 
 5.3 The Agreement constitutes legal, effective and binding obligations of the Pledgor upon its execution. 
 5.4 , No third party consent or government approval or registration, except for the Registration of Pledge with the AIC, is required in connection with the 
 6 
 Strictly Confidential 

 

 
  
 
Supplementary Agreement to Equity Interest Pledge Agreement 
 execution and performance of this Agreement. 
 5.5 There is no pending
dispute or litigation in relation to the Equity Interest. 
 6. Covenants and Further Agreements of the Pledgor 
 6.1 , , : 
 The Pledgor hereby covenants to the Pledgee, that during the term of this Agreement, the Pledgor shall: 
 6.1.1 2008 9 1 , , , ; 
 not transfer or otherwise dispose of the Equity Interest, place or permit the
existence of any security interest or other encumbrance on the Equity Interest, without the prior written consent of the Pledgee, except for the performance of the Exclusive Option Agreement executed by the Pledgor, Pledgee and Party C on
September 1, 2008; 
 6.1.2 , , , , ; 
 comply with the provisions of all laws and regulations applicable to the pledge of rights, and within 5 days of receipt of any notice, order or recommendation issued or prepared by relevant competent
authorities regarding the Pledge, shall present the aforementioned notice, order or recommendation to the Pledgee, and shall comply with the aforementioned notice, order or recommendation or submit objections and representations with respect to the
aforementioned matters upon the Pledgee’s reasonable request or upon consent of the Pledgee; 
 6.1.3 , 
 promptly notify the Pledgee of any event or notice received by the Pledgor that may have an impact on the Pledgee’s rights to the
Equity 
 7 
 Strictly Confidential 

 

 
  
 
Supplementary Agreement to Equity Interest Pledge Agreement 
 Interest or any portion thereof, as well as any event or notice received by the Pledgor that may have an impact on any guarantees and other obligations of the Pledgor arising out of this Agreement.

 6.2 , , 
 The Pledgor agrees that the rights acquired by the Pledgee in accordance with this Agreement with respect to the Pledge shall not be interrupted or harmed by the Pledgor or any heirs or representatives of the Pledgor or any other
persons through any legal proceedings. 
 6.3 , , , , 
 To protect or perfect the security interest granted by this Agreement for fulfillment of the obligations and payment of the consulting and
service fees under the Business Cooperation Agreement, the Pledgor hereby undertakes to execute in good faith and to cause other parties who have an interest in the Pledge to execute all certificates, agreements, deeds and/or covenants required by
the Pledgee. The Pledgor also undertakes to perform and to cause other parties who have an interest in the Pledge to perform actions required by the Pledgee, to facilitate the exercise by the Pledgee of its rights and authority granted thereto by
this Agreement, and to enter into all relevant documents regarding ownership of Equity Interest with the Pledgee or designee(s) of the Pledgee (natural persons/legal persons). The Pledgor undertakes to provide the Pledgee within a reasonable time
with all notices, orders and decisions regarding the Pledge that are required by the Pledgee. 
 6.4 , , 
 The Pledgor hereby undertakes to comply with and perform all guarantees, promises, agreements, representations and conditions under this
Agreement. In the event of failure or partial performance of its guarantees, promises, agreements, representations and conditions, the Pledgor shall indemnify the Pledgee for all losses resulting therefrom. 
 8 
 Strictly
Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 7. Event of Breach 
 7.1 : 
 The
following circumstances shall be deemed as the Event of Default: 
 7.1.1 , ; 
 Party C fails to fully and timely fulfill any liabilities under the Business Cooperation Agreement, including without limitation failure
to pay in full any of the consulting and service fees payable under the Business Cooperation Agreement or breaches any other obligations of Party C thereunder; 
 7.1.2 5 , 5 ; 
 Any representation or warranty by the Pledgor in Article 5 of
this Agreement contains material misrepresentations or errors, and/or the Pledgor violates any of the warranties in Article 5 of this Agreement; 
 7.1.3 3.1 ; 
 The Pledgor and Party C fail to register the Pledge in the shareholders’ register
of Party C or fail to complete the Registration of the Pledge stipulated in Section 3.1; 
 7.1.4 ; 
 The Pledgor or Party C breaches any provisions of this Agreement; 
 7.1.5 6.1.1 , ; 
 Except as expressly stipulated in Section 6.1.1, the Pledgor transfers or purports to transfer or abandons the Equity Interest pledged or assigns the Equity Interest pledged without the written consent of the Pledgee;

 7.1.6 ; 
 The successor or custodian of Party C is capable of only partially perform or refuses to perform the payment obligations under the Business Cooperation Agreement; and 
 9 
 Strictly
Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 7.1.7 , 
 Due to causes of the Pledgor or Party C, any other circumstances occur where the Pledgee is or may become unable to exercise its right
with respect to the Pledge in accordance with applicable laws. 
 7.2 7.1 , 
 Upon notice or discovery of the occurrence of any circumstances or event that may lead to the aforementioned circumstances described in
Section 7.1, the Pledgor shall immediately notify the Pledgee in writing accordingly. 
 7.3 7.1 , 8 
 Unless an Event of Default set forth in this Section 7.1 has been successfully resolved to the Pledgee’s satisfaction, the
Pledgee may issue a Notice of Default to the Pledgor in writing upon the occurrence of the Event of Default or at any time thereafter and demand that the Pledgor immediately fulfill its obligations and pay all outstanding payments due under the
Business Cooperation Agreement and all other payments due to the Pledgee, and/or dispose of the Pledge in accordance with the provisions of Article 8 of this Agreement. 
 8. 
 Exercise of Pledge 
 8.1 2008 9 1 , , , 
 Prior to the full payment of the consulting and service fees described in the Business Cooperation Agreement, without the Pledgee’s written consent, the Pledgor shall not assign the Pledge or the Equity Interest in Party C,
except for the performance of the Exclusive Option Agreement executed by the Pledgor, Pledgee and Party C on September 1, 2008. 
 8.2 
 The Pledgee may issue a Notice of Default to the Pledgor when exercising the Pledge. 
 10 
 Strictly
Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 8.3 7.3 , 8.2 , 
 Subject to the provisions of Section 7.3, the Pledgee may exercise the right to enforce the Pledge concurrently with the issuance of
the Notice of Default in accordance with Section 8.2 or at any time after the issuance of the Notice of Default. Once the Pledgee elects to enforce the Pledge, the Pledgor shall cease to be entitled to any rights or interests associated with
the Equity Interest. 
 8.4 , , , , ; , 
 In the event of default, the Pledgee is entitled to dispose of the Equity Interest pledged, to the extent permitted and in accordance with applicable laws, without obligation to account to the Pledgor
for proceeds of disposition and the Pledgor hereby waives any rights it may have to demand any such accounting from the Pledgee. Likewise, in such circumstance the Pledgor shall have no obligation to the Pledgee for any deficiency remaining after
such disposition of the Equity Interest pledged. 
 8.5 , , 
 When the Pledgee disposes of the Pledge in accordance with this Agreement, the Pledgor and Party C shall provide necessary assistance to
enable the Pledgee to enforce the Pledge in accordance with this Agreement. 
 9. 
 Assignment 
 9.1 , 
 Without the Pledgee’s prior written consent, the Pledgor shall not have the right to assign or
delegate its rights and obligations under this Agreement. 
 9.2 
 This Agreement shall be binding on the Pledgor and its successors and 
 11 
 Strictly
Confidential 

 

 
  
 
Supplementary Agreement to Equity Interest Pledge Agreement 
 permitted assigns, and shall be valid with respect to the Pledgee and each of its successors and assigns. 
 9.3 ( ) , , , , 
 At any time, the Pledgee may assign any and all of its
rights and obligations under the Business Cooperation Agreement to its designee(s) (natural/legal persons), in which case the assigns shall have the rights and obligations of the Pledgee under this Agreement, as if it were the original party to this
Agreement. When the Pledgee assigns the rights and obligations under the Business Cooperation Agreement, upon the Pledgee’s request, the Pledgor shall execute relevant agreements or other documents relating to such assignment. 
 9.4 , , , 
 In
the event of a change in the Pledgee due to an assignment, the Pledgor shall, at the request of the Pledgee, execute a new pledge agreement with the new pledgee on the same terms and conditions of this Agreement and/or the requirements of relevant
AIC then applicable, and re-register the same with relevant AIC. 
 9.5 , 2008 9 1 , , , 
 The Pledgor shall strictly abide by the provisions of this Agreement and other contracts jointly or separately executed by the Parties
hereto or any of them, including the Exclusive Option Agreement and the Power of Attorney granted to the Pledgee entered into on September 1, 2008, perform the obligations hereunder and thereunder, and refrain from any action/omission that may
affect the effectiveness and enforceability thereof. Any remaining rights of the Pledgor with respect to the Equity Interest pledged hereunder shall not be exercised by the Pledgor except in accordance with the written instructions of the Pledgee.

 10. 
 12 
 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 Termination 
 , , , , 
 Upon
the full payment of the consulting and service fees under the Business Cooperation Agreement and upon termination of Party C’s obligations under the Business Cooperation Agreement, this Agreement shall be terminated, and the Pledgee shall then
cancel or terminate this Agreement and provide all necessary assistances to apply for the cancellation of Registration of Pledge as soon as reasonably practicable. 
 11. 
 Handling Fees and Other Expenses 
 , , , , 
 All
fees and out of pocket expenses relating to this Agreement, including but not limited to legal costs, costs of production, stamp tax and any other taxes and fees, shall be borne by Party C. 
 12. 
 Confidentiality 
 , , : (a) ( ) ; (b) , , ; (c) , , , , , , 
 The Parties acknowledge that the existence and the terms of this Agreement and any oral or written information exchanged between the
Parties in connection with the preparation and performance this Agreement are regarded as confidential information. Each Party shall maintain confidentiality of all such confidential information, and without obtaining the written consent of the
other Party, it shall not disclose any relevant confidential information to any third parties, except for the information that: (a) is or will be in the public domain (other than through the 
 13 
 Strictly
Confidential 

 

 
  
 
Supplementary Agreement to Equity Interest Pledge Agreement 
 receiving Party’s unauthorized disclosure); (b) is under the obligation to be disclosed pursuant to the applicable laws or regulations, rules of any stock exchange, or orders of the court or
other government authorities; or (c) is required to be disclosed by any Party to its shareholders, investors, legal counsels or financial advisors regarding the transaction contemplated hereunder, provided that such shareholders, investors,
legal counsels or financial advisors shall be bound by the confidentiality obligations similar to those set forth in this Section. Disclosure of any confidential information by the staff members or agencies hired by any Party shall be deemed
disclosure of such confidential information by such Party, which Party shall be held liable for breach of this Agreement. This Section shall survive the termination of this Agreement for any reason. 
 13. 
 Governing Law and Resolution of Disputes 
 13.1 , , , , 
 The execution, effectiveness, construction, performance, amendment and termination of this Agreement and the resolution of disputes
hereunder shall be governed by the laws of China. 
 13.2 30 , , , 
 In the event of any dispute with respect to the construction and performance of the provisions of this Agreement, the Parties shall
negotiate in good faith to resolve the dispute. In the event the Parties fail to reach an agreement on the resolution of such a dispute within 30 days after any Party’s request for resolution of the dispute through negotiations, any Party may
submit the relevant dispute to the China International Economic and Trade Arbitration Commission for arbitration, in accordance with its then-effective arbitration rules. The arbitration shall be conducted in Beijing, and the language used during
arbitration shall be Chinese. The arbitration ruling shall be final and binding on the Parties. 
 13.3 
 Upon the occurrence of any disputes arising from the construction and performance of this Agreement or during the pending arbitration of
any 
 14 
 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 dispute, except for the matters under dispute, the Parties to this Agreement
shall continue to exercise their respective rights under this Agreement and perform their respective obligations under this Agreement. 
 14. 
 Notices 
 14.1 : 
 All notices and other communications required or permitted to be
given pursuant to this Agreement shall be delivered personally or sent by registered mail, postage prepaid, by a commercial courier service or by facsimile transmission to the address of such party set forth below. A confirmation copy of each notice
shall also be sent by E-mail. The dates on which notices shall be deemed to have been effectively given shall be determined as follows: 
 14.2 , 
 Notices given by personal delivery, by courier service or by registered mail, postage prepaid, shall
be deemed effectively given on the date of delivery or refusal at the address specified for notices. 
 14.3 , ( ) 

Notices given by facsimile transmission shall be deemed effectively given on the date of successful transmission (as evidenced by an
automatically generated confirmation of transmission). 
 14.4 , : 
 For the purpose of notices, the addresses of the Parties are as follows: 
 : 
 Party A:
Beijing Pypo Technology Group Company Limited 
 : 1 
 Address: Floor 3, South of Chang’anxingrong Center, No.1, Naoshikou Avenue, Xicheng District, Beijing 
 : 
 Attn: Fei
Dongping 
 15 
 Strictly Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 : +86-10-58325858 
 Phone: +86-10-58325858 
 : +86-10-58325705 
 Facsimile: +86-10-58325705 
 : 
 Party B:
Fei Dongping 
 : 1 
 Address: Floor 3, South of Chang’anxingrong Center, No.1, Naoshikou Avenue, Xicheng District, Beijing 
 : +86 -10-58325858 
 Phone: +86 -10-58325858 
 : +86-10-58325705 
 Facsimile: +86-10-58325705 
 : 
 Party C: Beijing Feijie Investment Co., Ltd. 
 : 1 
 Address: Floor 3, South of Chang’anxingrong Center, No.1, Naoshikou Avenue, Xicheng District, Beijing 
 : 
 Attn: Fei
Dongping 
 : +86-10-58325858 
 Phone: +86-10-58325858 
 : +86-10-58325705 
 Facsimile: +86-10-58325705 
 Any Party may at any time change its address for notices by a notice delivered to the other Parties in accordance with the terms hereof. 
 15. 
 Severability , 
 16 
 Strictly
Confidential 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 , , 
 In the event that one or several of the provisions of this Agreement are found to be invalid, illegal or unenforceable in any aspect in
accordance with any laws or regulations, the validity, legality or enforceability of the remaining provisions of this Agreement shall not be affected or compromised in any respect. The Parties shall strive in good faith to replace such invalid,
illegal or unenforceable provisions with effective provisions that accomplish to the greatest extent permitted by law and the intentions of the Parties, and the economic effect of such effective provisions shall be as close as possible to the
economic effect of those invalid, illegal or unenforceable provisions. 
 16. Appendices 
 , 
 The
appendices hereto shall be an integral part of this Agreement. 
 17. Effectiveness 
 17.1 , , ( ) , 
 This Agreement shall come into effect upon execution by the Parties as of the date first above written. Any amendments, changes and supplements to this Agreement shall be in writing and shall become effective upon completion of the
governmental filing procedures (if applicable) after the affixation of the signatures or seals of the Parties. For matters not specified in the AIC Pledge Contract, the parties shall be bound by the provisions of this Agreement. This Agreement shall
supersede and replace the Original Pledge Agreement upon execution. 
 17.2 , , , ; , 
 This Agreement is written in Chinese and English in three copies. The Pledgor, the Pledgee and Party C shall hold one copy respectively.
Each copy of this Agreement shall have equal validity. In case there is any conflict between the Chinese version and the English version, the Chinese version shall prevail. 
 Strictly Confidential 
 17 

 

 
  
 Supplementary
Agreement to Equity Interest Pledge Agreement 
 , , 
 IN WITNESS WHEREOF, the Parties have executed, or caused their authorized representatives to execute, this Supplementary Agreement to
Equity Interest Pledge Agreement as of the date first above written. 
 : 
 Party A: Beijing Pypo Technology Group Company Limited 
 : 
 By: /s/ 
 : 
 Name:

 : 
 Title : 
 : 
 Party B: Fei Dongping 
 : 
 By: /s/ Fei Dongping 
 : 
 Party C: Beijing Feijie Investment Co., Ltd. 
 : 
 By: /s/

 : 
 Name: 
 : 
 Title : 
 18 
 Strictly Confidential 
 Signature Page to Equity Interest Pledge Agreement

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00160-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00160-of-00352.parquet"}]]