Document:

Waiver and Acknowledgement between Registrant and University Health Network

 EXHIBIT 10.9 

WAIVER AND ACKNOWLEDGEMENT 

May 27, 2010 
 WHEREAS: 

A. Reference is made to the following agreements dated effective February 24, 2009 between University Health Network (“UHN”) and Med
BioGene Inc. (“MBI”): 
  

	 	(i)	Additional Exclusive License Agreement; 

  

	 	(ii)	Additional Sponsored Research Agreement (“Additional Research Agreement”); 

 

	 	(iii)	Amended and Restated Exclusive License Agreement; and 

  

	 	(iv)	Amended and Restated Sponsored Research Agreement (the “Amended Research Agreement”) 

(collectively, the “Agreements”). 

B. UHN and MBI have agreed, among other things, to undertake certain research (the “Research”) relating to prognostic mRNA expression-based
signatures to be used in the clinical management of lung cancers in accordance with the procedures, specifications and timelines (the “Timelines”) described in each of the Additional Research Agreement and the Amended Research Agreement
and as further described in detail in Schedule A to each of the aforementioned agreements. 
 C. Certain of the Research is, as of the date
hereof, in progress and, as such, has not been completed within the timelines described in Schedule A to each of the Additional Research Agreement and the Amended Research Agreement. 

D. UHN and MBI wish to waive the requirement that the Research be completed in accordance with the Timelines. 

NOW THEREFORE, in consideration of terms and conditions outlined below, the receipt and sufficiency of which is hereby acknowledged by UHN and MBI, such
parties agree as follows: 
 1. UHN and MBI hereby waive the requirement that the Research be completed in accordance with the Timelines and
further acknowledge and agree that each party will in good faith use commercially reasonable efforts to complete the Research as soon as reasonably practicable, subject to the suspension of the Research by MBI pursuant to section 9.6 of each of the
Additional Research Agreement and the Amended Research Agreement. 
 2. All other terms and conditions of the Agreements remain in full force
and effect and shall be read and interpreted in light of the application of this Waiver and Acknowledgement. 
  

													
	UNIVERSITY HEALTH NETWORK	 	MED BIOGENE INC.
					
	Per:	 	/s/ BRIAN H. BARBER	 		 	Per:	 	/s/ ERINN B. BROSHKO
		 	Name:	 	Brian H. Barber, Ph.D.	 		 		 	Name:	 	Erinn B. Broshko 
		 	Title:	 	Director, Technology Development and Commercialization	 		 		 	Title:	 	Chief Executive OfficerForm of the Registrant's Class A Common Stock Certificate

 Exhibit 4.1 

 

 

  
 016570|
003590|127C|RESTRICTED||4|057-423 
 CLASS A COMMON STOCK 

PAR VALUE $0.001 

CLASS A COMMON STOCK 

THIS CERTIFICATE IS TRANSFERABLE IN CANTON, MA AND NEW YORK, NY 

Certificate Number 

ZQ 000518 

SPANSION TM 

Shares 

* * 6 0 0 6 2 0 * * * * * * 

* * * 6 0 0 6 2 0 * * * * * 

* * * * 6 0 0 6 2 0 * * * * 

* * * * * 6 0 0 6 2 0 * * * 

* * * * * * 6 0 0 6 2 0 * * 

SPANSION INC. 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 

THIS CERTIFIES THAT 

** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr.
Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample
**** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr.
Alexander David Sample **** Mr. Alexander David Sample **** Mr. Sample **** Mr. Sample 
 MR. SAMPLE & MRS.
SAMPLE & MR. SAMPLE & MRS. SAMPLE 
 CUSIP 84649R 20 0 

SEE REVERSE FOR CERTAIN DEFINITIONS 

is the owner of **600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares***600620**Shares****600620**Shares

 ****60062 0**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Shares

 ****600620**Shares****600620**Shares****600620**Shares****600620**Shares****600620**Sh 

* * * SIX HUNDRED THOUSAND SIX HUNDRED AND TWENTY* * * 

FULLY-PAID AND NON-ASSESSABLE SHARES OF THE CLASS A COMMON STOCK OF 

Spansion Inc. (hereinafter called the “Company”), transferable on the books of the Company in person or by duly
authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby, are issued and shall be held subject to all of the provisions of the Certificate of Incorporation, as amended, and the
By-Laws, as amended, of the Company (copies of which are on file with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered by the
Transfer Agent and Registrar. 
 Witness the facsimile seal of the Company and the facsimile signatures of its
duly authorized officers. 
 President and Chief Executive Officer 

Executive Vice President and Chief Financial Officer 

SPANSION INC. 

SEAL 2005 DELAWARE 

DATED <<Month Day, Year>> 

COUNTERSIGNED AND REGISTERED: 

COMPUTERSHARE TRUST COMPANY, N.A. 

TRANSFER AGENT AND REGISTRAR, 

By 

AUTHORIZED SIGNATURE 

SECURITY INSTRUCTIONS ON REVERSE 

SPANSION TM 

PO BOX 43004, Providence, RI 02940-3004 

MR A SAMPLE 

DESIGNATION (IF ANY) 

ADD 1 

ADD 2 

ADD 3 

ADD 4 

CUSIP XXXXXX XX X 

Holder ID XXXXXXXXXX 

Insurance Value 1,000,000.00 

Number of Shares 123456 

DTC 12345678 123456789012345 

Certificate Numbers Num/No. Denom. Total 

1234567890/1234567890 1 1 1 

1234567890/1234567890 2 2 2 

1234567890/1234567890 3 3 3 

1234567890/1234567890 4 4 4 

1234567890/1234567890 5 5 5 

1234567890/1234567890 6 6 6 

Total Transaction 7 

 

 

  
 SPANSION INC.

 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed
as though they were written out in full according to applicable laws or regulations: 
 TEN COM - as tenants in
common 
 UNIF GIFT MIN ACT- Custodian 

(Cust) (Minor) 

TEN ENT - as tenants by the entireties 

under Uniform Gifts to Minors Act 

(State) 

JT TEN - as joint tenants with right of survivorship and not as tenants in common 

UNIF TRF MIN ACT Custodian (until age) 

(Cust) (Minor) 

under Uniform Transfers to Minors Act 

(State) 

Additional abbreviations may also be used though not in the above list. 

THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF (1) THE POWERS, DESIGNATIONS,
PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, (2) THE VARIATIONS IN RIGHTS, PREFERENCES AND
LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES OF INCORPORATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND (3) THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE
VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO
GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE. 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 

For value received, hereby sell, assign and transfer unto 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) 

Shares 

of the Class A stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 Attorney 

to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 Dated: 20 

Signature: 

Signature: 

Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate, in
every particular, without alteration or enlargement, or any change whatever. 
 Signature(s) Guaranteed:
Medallion Guarantee Stamp 
 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks,
Stockbrokers, Savings and Loan Associations, and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17 Ad-15.

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