Document:

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                                                                    EXHIBIT 10.1

                FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING
                          CREDIT AND SECURITY AGREEMENT

         THIS FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT AND
SECURITY AGREEMENT, dated as of March 14, 2006 (this "FIRST AMENDMENT"), is
entered into by and between AMERICA SERVICE GROUP INC. ("ASG") a Delaware
corporation, PRISON HEALTH SERVICES, INC. ("PHS"), a Delaware corporation, EMSA
LIMITED PARTNERSHIP ("EMSA LP"), a Florida limited partnership, PRISON HEALTH
SERVICES OF INDIANA, L.L.C. ("PHS INDIANA"), an Indiana limited liability
company, SECURE PHARMACY PLUS, LLC ("SPP"), a Tennessee limited liability
company, and CORRECTIONAL HEALTH SERVICES, LLC, ("CHS") a New Jersey limited
liability company (ASG, PHS, EMSA LP, PHS INDIANA, SPP and CHS) are hereinafter
referred to, individually and collectively as the "BORROWER"), CAPITALSOURCE
FINANCE LLC, a Delaware limited liability company ("CAPITALSOURCE"), as
administrative agent and collateral agent for Lenders (in such capacities, the
"AGENT"), and the Lenders party hereto.

                                    RECITALS

         A. Pursuant to that certain Amended and Restated Revolving Credit and
Security Agreement dated as of October 31, 2005, (as amended, and as further
amended, supplemented, or otherwise modified from time to time, the "LOAN
AGREEMENT") and subject to the terms and conditions set forth therein, Lender
has agreed to make available to Borrower the Revolving Facility.

         B. The parties hereto desire to enter into this First Amendment to
amend the Loan Agreement in certain respects as provided herein.

         NOW, THEREFORE, in consideration of the foregoing, the terms and
conditions, premises and other mutual covenants set forth in this First
Amendment, and other good and valuable consideration, the receipt and adequacy
of which are hereby acknowledged, and intending to be legally bound, Lender and
Borrower hereby agree as follows:

         SECTION 1. DEFINITIONS. Unless otherwise defined herein, all
capitalized terms used and not defined herein shall have the meanings assigned
to such terms in the Loan Agreement.

         SECTION 2. AMENDMENTS TO LOAN AGREEMENT. The sections, definitions,
annexes and exhibits of and to the Loan Agreement referenced and set forth on
Annex A to this First Amendment hereby are amended, or amended and restated, as
applicable, to read as set forth on such Annex A, which annex is incorporated
herein and made a part hereof and of the Loan Agreement.

         SECTION 3. REPRESENTATIONS AND WARRANTIES.

                  (a) Notwithstanding any other provision of this First
Amendment, each Borrower individually hereby (i) confirms and makes all of the
representations and warranties set forth in the Loan Agreement and other Loan
Documents with respect to such Borrower and this First Amendment as of the date
hereof and as of the Effective Date and confirms that they are true and correct,
(ii) represents and warrants that they are Affiliates of each other, and (iii)
specifically represents and warrants to Lender that it has good and marketable
title to all of its respective Collateral, free and clear of any Lien or
security interest in favor of any other Person (other than Permitted Liens).

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                  (b) Each Borrower individually hereby represents and warrants
as of the date of this First Amendment and as of the Effective Date as follows:
(i) it is duly incorporated or organized, validly existing and in good standing
under the laws of its jurisdiction of organization; (ii) the execution, delivery
and performance by it of this First Amendment are within its powers, have been
duly authorized, and do not contravene (A) its articles of organization,
operating agreement, or other organizational documents, or (B) any applicable
law; (iii) no consent, license, permit, approval or authorization of, or
registration, filing or declaration with any Governmental Authority or other
Person, is required in connection with the execution, delivery, performance,
validity or enforceability of this First Amendment by or against it; (iv) this
First Amendment has been duly executed and delivered by it; (v) this First
Amendment constitutes its legal, valid and binding obligations enforceable
against it in accordance with its terms, except as enforceability may be limited
by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws
affecting the enforcement of creditors' rights generally or by general
principles of equity; and (vi) upon giving effect to this First Amendment it is
not in default under the Loan Agreement and no Default or Event of Default
exists, has occurred or is continuing.

         SECTION 4. EXPENSES. Borrower shall pay all costs and expenses incurred
by Lender or any of its Affiliates, including, without limitation, documentation
and diligence fees and expenses, all search, audit, appraisal, recording,
professional and filing fees and expenses and all other out-of-pocket charges
and expenses (including, without limitation, UCC and judgment and tax lien
searches and UCC filings and fees for post-Closing UCC and judgment and tax lien
searches) and reasonable attorneys' fees and expenses, in connection with
entering into, negotiating, preparing, reviewing and executing this First
Amendment contemplated hereby and all related agreements, documents and
instruments, including, without limitation, the UCC Financing Statements and
searches required hereunder and under the Loan Agreement, and all of the same
may be charged to Borrower's account and shall be part of the Obligations. If
Lender or any of its Affiliates uses in-house counsel for any of the purposes
set forth above Borrower expressly agrees that its Obligations include
reasonable charges for such work commensurate with the fees that would otherwise
be charged by outside legal counsel selected by Lender or such Affiliate in its
sole discretion for the work performed.

         SECTION 5. EFFECT ON THE LOAN AGREEMENT. Upon the effectiveness of this
First Amendment, (i) each reference in the Loan Agreement to "this Agreement,"
"hereunder," "hereof," "herein" or words of similar import shall mean and be a
reference to the Loan Agreement as amended by this First Amendment, and (ii)
each reference in any other Loan Document to the "Loan Agreement" shall mean and
be a reference to the Loan Agreement as amended by this First Amendment. Each
reference herein to the Loan Agreement shall be deemed to mean the Loan
Agreement as amended by this First Amendment. Except as specifically amended
hereby, the Loan Agreement and all other Loan Documents shall remain in full
force and effect and the terms thereof are expressly incorporated herein and are
ratified and confirmed in all respects. This First Amendment is not intended to
be or to create, nor shall it be construed as or constitute, a novation or an
accord and satisfaction but shall constitute an amendment of the Loan Agreement.
The parties hereto agree to be bound by the terms and conditions of the Loan
Agreement as amended by this First Amendment as though such terms and conditions
were set forth herein in full. The execution, delivery and effectiveness of this
First Amendment shall not, except as expressly provided in this First Amendment,
operate as a waiver of any right, power or remedy of Lender, nor constitute a
waiver of any provision of the Loan Agreement or any other Loan Document or any
other documents, instruments and agreements executed or delivered in connection
therewith or of any Default or Event of Default under any of the foregoing
whether arising before or after the Effective Date or as a result of performance
hereunder.

         SECTION 6. GOVERNING LAW AND JURY TRIAL. THIS AMENDMENT AND THE RIGHTS
AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT SHALL BE GOVERNED BY AND
CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE

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CHOICE OF LAW PROVISIONS SET FORTH IN THE LOAN AGREEMENT AND SHALL BE SUBJECT TO
THE WAIVER OF JURY TRIAL AND NOTICE PROVISIONS OF THE LOAN AGREEMENT.

         SECTION 7. HEADINGS AND COUNTERPARTS. The captions in this First
Amendment are intended for convenience and reference only and do not constitute
and shall not be interpreted as part of this First Amendment and shall not
affect the meaning or interpretation of this First Amendment. This First
Amendment may be executed in one or more counterparts, all of which taken
together shall constitute but one and the same instrument. This First Amendment
may be executed by facsimile transmission, which facsimile signatures shall be
considered original executed counterparts for all purposes, and each party to
this First Amendment agrees that it will be bound by its own facsimile signature
and that it accepts the facsimile signature of each other party to this First
Amendment.

         SECTION 8. ENTIRE AGREEMENT. This First Amendment, the Loan Agreement
and the other Loan Documents constitute the entire agreement between the parties
with respect to the subject matter hereof and thereof and supersedes all prior
agreements and understandings, if any, relating to the subject matter hereof and
thereof and may not be contradicted by evidence of prior, contemporaneous or
subsequent oral agreements between the parties. There are no unwritten oral
agreements between the parties. This First Amendment may not be changed,
modified, amended, restated, waived, supplemented, discharged, canceled or
terminated orally or by any course of dealing or in any other manner other than
by the written agreement of Lender and Borrower. This First Amendment shall be
considered part of the Loan Agreement for all purposes under the Loan Agreement.

         SECTION 9. MISCELLANEOUS. Whenever the context and construction so
require, all words used in the singular number herein shall be deemed to have
been used in the plural, and vice versa, and the masculine gender shall include
the feminine and neuter and the neuter shall include the masculine and feminine.
This First Amendment shall inure to the benefit of Lender, all future holders of
any note, any of the Obligations or any of the Collateral and all Transferees,
and each of their respective successors and permitted assigns. Borrower may not
assign, delegate or transfer this First Amendment or any of its rights or
obligations under this First Amendment without the prior written consent of
Lender. No rights are intended to be created under this First Amendment for the
benefit of any third party donee, creditor or incidental beneficiary of
Borrower. Nothing contained in this First Amendment shall be construed as a
delegation to Lender of Borrower's duty of performance, including, without
limitation, any duties under any account or contract in which Lender has a
security interest or Lien. This First Amendment shall be binding upon Borrower
and its successors and assigns.

         SECTION 10. RELEASE. Each Borrower, its officers, directors,
representatives, employees, predecessors, successors, agents and assigns, and
each Guarantor, his agents, representatives, predecessors, successors and
assigns (collectively, "RELEASING PARTIES") each hereby release, remise and
forever discharge Lender, and its officers, directors, employees, predecessors,
successors, agents and assigns (collectively, "RELEASED PARTIES"), from any and
all claims, demands, actions, cause or causes of action heretofore arising out
of, or connected with or incidental to the Loan Agreement or any Loan Documents.
This general release is intended to be a full and complete release of any such
claims, demands, actions, cause or causes of action connected in any way to the
Loan Agreement and which have heretofore arisen. Releasing Parties each
acknowledge and agree that they are aware that they may hereafter discover
claims presently unknown or unsuspected, or facts in addition to or different
from those which they now know or believe to be true. Nevertheless, it is the
intention of the Releasing Parties, and each of them, through this First
Amendment, to fully, finally and forever release all such matters and claims
relative thereto, which do now exist, may exist, or heretofore have existed.

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         SECTION 11. EFFECTIVE DATE. Notwithstanding the date of execution or
delivery of this First Amendment or any other date set forth herein, the
effectiveness of this First Amendment and the agreement of Lender set forth
herein are subject to the satisfaction of the following conditions precedent
(the date on which such conditions shall have been satisfied, the "Effective
Date"), all in form and substance satisfactory to Lender in its sole discretion:
(a) the due execution and delivery to Lender of this First Amendment by
Borrower; (b) the representations and warranties contained herein, in the Loan
Agreement and the other Loan Documents, as amended hereby, shall be true and
correct as of such date, as if made on such date, except for such
representations and warranties as are by their express terms limited to a
specific date and remain true and correct as of such date; (c) upon giving
effect to this First Amendment no Default or Event of Default shall have
occurred and be continuing; and (d) all corporate proceedings necessary in
connection with the transactions contemplated by this First Amendment shall have
been taken and all documents, instruments and other legal matters incident
thereto shall be satisfactory to Lender.

                        [SIGNATURES APPEAR ON NEXT PAGE]

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         IN WITNESS WHEREOF, the parties have caused this First Amendment to
Amended and Restated Revolving Credit and Security Agreement to be executed by
their respective officers thereunto duly authorized as of the date first written
above.

AGENT AND LENDER:                      CAPITALSOURCE FINANCE LLC

                                       By:      /s/ Steven A. Museles
                                          --------------------------------------
                                       Name: Mr. Steven A. Museles
                                       Title: General Counsel

BORROWER:                              AMERICA SERVICE GROUP INC.

                                       By:    /s/ Michael W. Taylor
                                          --------------------------------------
                                       Name: Mr. Michael Taylor
                                       Title: Chief Financial Officer

                                       PRISON HEALTH SERVICES, INC.

                                       By:    /s/ Michael W. Taylor
                                          --------------------------------------
                                       Name: Mr. Michael Taylor
                                       Title: Senior Vice President

                                       EMSA LIMITED PARTNERSHIP,
                                       By its General Partner,
                                       PRISON HEALTH SERVICES, INC.

                                       By:    /s/ Michael W. Taylor
                                          --------------------------------------
                                       Name: Mr. Michael Taylor
                                       Title: Senior Vice President

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                                       PRISON HEALTH SERVICES OF INDIANA, LLC
                                       By its General Manager, PRISON HEALTH
                                       SERVICES, INC.

                                       By:    /s/ Michael W. Taylor
                                          --------------------------------------
                                       Name: Mr. Michael Taylor
                                       Title: Senior Vice President

                                       CORRECTIONAL HEALTH SERVICES, LLC
                                       By its Managing Member,
                                       PRISON HEALTH SERVICES, INC.

                                       By:    /s/ Michael W. Taylor
                                          --------------------------------------

                                       Name: Mr. Michael Taylor
                                       Title: Senior Vice President

                                       SECURE PHARMACY PLUS, LLC
                                       By its Managing Member,
                                       PRISON HEALTH SERVICES, INC.

                                       By:    /s/ Michael W. Taylor
                                          --------------------------------------
                                       Name: Mr. Michael Taylor
                                       Title: Senior Vice President

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                                     ANNEX A
                                       TO
            FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT
                             AND SECURITY AGREEMENT

         Effective as of the Effective Date, the Loan Agreement is hereby
amended as follows:

         1.  AMENDMENTS OF ANNEX I (FINANCIAL COVENANTS) OF THE LOAN AGREEMENT.

             (a) AMENDMENT AND RESTATEMENT OF SECTION 1, "MINIMUM EBITDA"
FINANCIAL COVENANT. The Minimum EBITDA financial covenant set forth in Section 1
of Annex I of the Loan Agreement is hereby amended and restated in its entirety
to read as follows:

                 1)  MINIMUM EBITDA

                       As of the end of each calendar month, commencing with the
                 calendar month ending March 31, 2006, at no time shall ASG (on
                 a consolidated basis) permit its EBITDA for the Test Period
                 ending on the date of such determination to be less than
                 $3,000,000.

             (b) AMENDMENT AND RESTATEMENT OF SECTION 2, "FIXED CHARGE
COVERAGE RATIO (EBITDA/FIXED CHARGES) FINANCIAL COVENANT The Fixed Charge
Coverage Ratio (EBITDA/Fixed Charges) financial covenant set forth in Section 2
of Annex I of the Loan Agreement is hereby amended and restated in its entirety
to read as follows:

                 2)  FIXED CHARGE COVERAGE RATIO (EBITDA/FIXED CHARGES)

                       As of the end of each calendar quarter beginning March
                 31, 2006, the Fixed Charge Ratio as measured for the trailing
                 twelve month period shall not be less than 1.75.EX-10.21

 

Exhibit 10.21

R.H. DONNELLEY CORPORATION

RESTRICTED STOCK UNITS AGREEMENT

     RESTRICTED STOCK UNITS AGREEMENT (this “RSU Agreement”) made as of the date specified on Annex
A attached hereto (the “Grant Date”), between R.H. Donnelley Corporation, a Delaware corporation
(the “Company”), and the undersigned individual (“you” or “Participant”), pursuant to the R.H.
Donnelley Corporation 2005 Stock Award and Incentive Plan (as may be amended from time to time, the
"2005 Plan”), a copy of which you may access electronically on the RHD Intranet under “Human
Resources.” Unless otherwise defined herein, the terms defined in the 2005 Plan shall have the
same defined meanings in this RSU Agreement.

     In consideration of the mutual covenants hereinafter set forth and for other good and valuable
consideration, the validity and sufficiency of which are hereby acknowledged, the parties hereto,
intending to be legally bound hereunder, agree as follows:

     1. Grant of Restricted Stock Units. The Company hereby grants to the Participant an
award of Restricted Stock Units (“RSUs”) in the number specified on Annex A. Each RSU represents a
forfeitable right to receive one share of the Company’s Common Stock, par value $1.00 per share (a
"Share”), at a specified future date, if the terms and conditions of the 2005 Plan and this RSU
Agreement have been met. RSUs are granted under Section 6(e) of the 2005 Plan, are in all respects
limited and conditioned as hereinafter provided, and are subject to the terms and conditions of the
2005 Plan, which terms and conditions are and automatically shall be incorporated herein by
reference and made a part hereof and shall control in the event of any conflict with any terms of
this RSU Agreement. RSUs are Non-409A Awards as specified in the 2005 Plan, except that RSUs as to
which the Participant would qualify for Retirement in a year before the stated vesting date
specified in Section 3 shall be deemed 409A Awards as specified in the 2005 Plan.

     2. Account for Employee. The Company shall maintain a bookkeeping account for
Participant (the “Account”) reflecting the number of RSUs then credited to Participant hereunder as
a result of the grant of RSUs and any crediting of additional RSUs to Participant pursuant to
payments equivalent to dividends paid on Shares under Section 6 hereof (“Dividend Equivalents”).

     3. Vesting of RSUs. The RSUs will become vested at the stated vesting date(s) as
specified on Annex A. For purposes of this RSU Agreement, “vested” and “vesting” means that the
RSUs will not be forfeited upon a voluntary Termination (as defined below) of employment by the
Participant, and will be subject to settlement in accordance with Section 5. RSUs remain subject
to forfeiture, however, as provided under Section 7(b). Vesting may occur at times earlier than
the applicable stated vesting date(s) under this Section 3, as provided under Sections 4 and 9.

     4. Termination of Employment.

     (a) Termination by Death, Disability or Retirement. If the Participant’s employment
Terminates (as defined below) by reason of death, Disability (as defined below) or Retirement (as
defined below), the RSUs shall immediately become vested.

 

 

     (b) Effect of Other Termination. Unless otherwise determined by the Committee, if the
Participant’s employment Terminates for any reason, other than death, Disability or Retirement,
RSUs not yet vested at the date of such Termination shall be forfeited.

     (c) Definitions. The term “Disability” shall have the meaning defined for such term in the
long-term disability plan of the Company, as in effect at the Grant Date, and the term “Retirement”
shall mean Participant’s Termination after attaining (i) age 55 years with 10 years of service
with the Company or any of its subsidiaries or affiliates or (ii) age 65 years without regard to
years of such service. “Termination” (and “Terminates” and similar terms) means Participant’s
“separation from service” from the Company and its subsidiaries and affiliates within the meaning
of Proposed Treasury Regulation § 1.409A-1(h) and any successor regulation.

     (d) Effect of Forfeiture. Once RSUs are forfeited (including under Section 7(b)), no
subsequent event will result in vesting or settlement of the forfeited RSUs.

     5. Settlement.

     (a) Time of Settlement of RSUs. RSUs, if not previously settled or forfeited, will be settled
promptly at the earliest of the following times:

	 	(i)	 	The stated vesting date of the RSUs applicable under Section 3. (This applies
both to RSUs that become vested at the stated vesting date and RSUs that became vested
earlier upon the Participant’s Retirement).
	 
	 	(ii)	 	In the event of Participant’s death or the Participant’s Termination due to
Disability, at the time of such event.
	 
	 	(iii)	 	In the event of a Change in Control, at the time of such Change in Control,
except that such settlement will apply to RSUs as to which the Participant has
qualified for Retirement or would qualify for Retirement before the stated vesting
date only if the Change in Control constitutes “a change in ownership or effective
control of the corporation or in the ownership of a substantial portion of the assets
of the corporation” under Section 409A(a)(2)(A)(v) of the Internal Revenue Code (the
“Code”). (RSUs that are not settled upon a Change in Control will be settled at the
applicable time under (i) or (ii) above.)

RSUs to be settled under (i) and (ii) above will be settled within 60 days after the date or event
triggering settlement, except that in case of death settlement will occur within the short-term
deferral period permitted under Proposed Treasury Regulation § 1.409A-1(b)(4). RSUs will be
settled under (iii) above at the time of the Change in Control.

     (b) Form of Settlement of RSUs. RSUs will be settleable by delivery of one Share for each
RSU then being settled, together with Dividend Equivalents, if any, payable in cash under Section
6(a)(i). The Company may determine whether or not to credit fractional RSUs in connection with
Dividend Equivalents or adjustments; if fractional RSUs are credited, they will be settled in cash
unless otherwise determined by the Company.

     6. Dividend Equivalents.

 

 

     (a) Crediting and Payment of Dividend Equivalents. Dividend Equivalents will be credited and
paid on the RSUs as follows:

	 	(i)	 	Ordinary Cash Dividends. If the Company declares and pays a dividend
on Shares in the form of an ordinary cash dividend, dividend equivalents will not be
immediately credited or paid to the Participant, but the aggregate amount of such
dividends that would have been paid or payable had the RSUs to be settled instead been
outstanding Shares at each record date occurring since the initial grant or crediting
of such RSUs will be paid as an additional cash payment (without interest) at the time
of such settlement.
	 
	 	(ii)	 	Share Dividends and Splits. If the Company declares and pays a
dividend on Shares in the form of additional Shares, or there occurs a forward split
of Shares, then a number of additional RSUs shall be credited to the Participant as of
the payment date for such dividend or forward share split equal to (A) the number of
RSUs credited to the Participant as of the record date for such dividend or split
multiplied by (B) the number of additional Shares actually paid as a dividend or
issued in such split in respect of each then outstanding Share.
	 
	 	(iii)	 	Other Dividends and Distributions. If the Company declares and pays
a dividend or distribution on Shares that is an extraordinary cash dividend or in the
form of property other than additional Shares, then a number of additional RSUs shall
be credited to the Participant as of the payment date for such dividend or
distribution equal to (A) the number of RSUs credited to the Participant as of the
record date for such dividend or distribution multiplied by (B) the amount of cash
plus the fair market value of any such property paid as a dividend or distribution on
each Share at such payment date, divided by (C) the Fair Market Value of a Share at
such dividend payment date.

     (b) Adjustments. The number of RSUs credited to Participant’s Account shall be appropriately
adjusted, in order to prevent dilution or enlargement of Participant’s rights with respect to RSUs
or to reflect any changes in the number of outstanding Shares resulting from any event referred to
in Section 12(c) of the 2005 Plan, taking into account any RSUs credited to Participant in
connection with such event under Section 6(a) hereof.

     (c) Vesting and Settlement of RSUs Resulting from Dividend Equivalents and Adjustments. RSUs
which directly or indirectly result from Dividend Equivalents on or adjustments to an RSU granted
hereunder shall be subject to the same vesting terms (risk of forfeiture) as apply to the granted
RSU and will be settled at the same time as the granted RSU.

     7. Non-Transferability of RSUs; Additional Forfeiture Conditions.

     (a) Limitations on Transferability. RSUs and the Participant’s rights under this RSU
Agreement shall not be pledged, hypothecated or otherwise encumbered or subject to any lien,
obligation or liability of the Participant to any party (other than the Company or its subsidiary
or affiliate), or assigned or transferred by the Participant, other than by will or the laws of
descent and distribution or to a Beneficiary upon the death of the Participant, designated in
accordance with Section 12(b) of the 2005 Plan. A Beneficiary, transferee or other person claiming
any rights under the 2005 Plan from or through the Participant shall be subject to all terms and

 

 

conditions of the 2005 Plan and this RSU Agreement, except as otherwise determined by the
Committee, and to any additional terms and conditions deemed necessary or appropriate by the
Committee.

     (b) Additional Forfeiture Conditions. RSUs together with any Shares distributed in settlement
of RSUs and any Award Gain (as defined in Section 11(a) of the 2005 Plan) realized in connection
with the RSUs are subject to forfeiture under certain circumstances, in accordance with Section 11
of the 2005 Plan.

     8. Employee Representations and Warranties Upon Settlement. As a condition to the
settlement of the RSUs, the Company may require Participant to make any representation or warranty
to the Company as may be required under any applicable law or regulation, as reasonably determined
by the Company.

     9. Change in Control. Upon a Change in Control (as defined in the 2005 Plan but
subject to the limitations set forth in this Section 9), the RSUs shall become fully vested and
shall be settled in accordance with Section 10 of the 2005 Plan; provided, however, that, for
purposes of this RSU Agreement, the transactions contemplated under the Agreement and Plan of
Merger entered into as of October 3, 2005, by and among the Company, Dex Media, Inc., and Forward
Acquisition Corp., including the merger and any holdings of Shares and changes in the composition
of the Board of Directors of the Company resulting from the merger, shall not constitute a Change
in Control (under all parts of the definition of “Change in Control”) as defined in Section 10(c)
of the 2005 Plan.

     10. No Guarantee of Continued Employment or Other Service. THE PARTICIPANT
ACKNOWLEDGES AND AGREES THAT THE VESTING OF RSUs PURSUANT TO SECTION 4 IS EARNED ONLY BY CONTINUING
AS AN EMPLOYEE AT THE WILL OF THE COMPANY (NOT THROUGH THE ACT OF BEING HIRED, BEING GRANTED THE
RSUs OR ACQUIRING SHARES IN SETTLEMENT OF THE RSUs HEREUNDER). THE PARTICIPANT FURTHER
ACKNOWLEDGES AND AGREES THAT THIS RSU AGREEMENT AND THE VESTING SCHEDULE SET FORTH HEREIN DO NOT
CONSTITUTE AN EXPRESS OR IMPLIED PROMISE OF CONTINUED EMPLOYMENT FOR THE VESTING PERIOD, FOR ANY
PERIOD OR AT ALL, AND SHALL NOT INTERFERE IN ANY WAY WITH THE PARTICIPANT’S RIGHT TO TERMINATE OR
THE COMPANY’S RIGHT TO TERMINATE THE PARTICIPANT AT ANY TIME, WITH OR WITHOUT CAUSE.

     11. Withholding. The Company and any subsidiary or affiliate is authorized to
withhold from any payment to the Participant relating to the RSUs, including from a distribution of
Shares, or any payroll or other payment to the Participant, amounts of withholding and other taxes
due or potentially payable in connection with any transaction involving this RSU, and to take such
other action as the Committee may deem advisable to enable the Company and the Participant to
satisfy obligations for the payment of withholding taxes and other tax obligations relating to the
RSUs. Accordingly, at the time of settlement of RSUs, the Company will withhold from any Shares
deliverable in settlement of the RSUs, in accordance with Section 12(d)(i) of the Plan, the number
of Shares having a value nearest to, but not exceeding, the amount of income and employment taxes
required to be withheld under applicable laws and regulations, and pay the amount of such
withholding taxes in cash to the appropriate taxing authorities; provided, however, that the
Committee may determine at any time that no Shares will be withheld

 

 

hereunder, and provided further that Shares will not be withheld hereunder if and to the
extent that the Participant has made arrangements with the Company at least 90 days before the date
of settlement of the RSUs to pay withholding taxes in some other way, and such arrangements are
satisfactory to the Company. Participant will be responsible for any withholding taxes not
satisfied by means of such mandatory withholding and for all taxes in excess of such withholding
taxes that may be due upon vesting or settlement of RSUs.

     12. Miscellaneous Provisions.

     (a) Governing Law. The validity, construction and effect of this RSU Agreement shall be
determined in accordance with the laws of the State of Delaware, without giving effect to
principles of conflicts of law, and applicable provisions of federal law.

     (b) Entire Agreement. The 2005 Plan and this RSU Agreement constitute the entire agreement of
the parties with respect to the subject matter hereof and supersede in their entirety all prior
undertakings and agreements of the Company and the Participant with respect to the subject matter
hereof. Any modification of this RSU Agreement must be in writing signed by the Company (oral
statements by any person cannot modify this RSU Agreement). Decisions of the Committee with
respect to the administration and interpretation of the 2005 Plan and this RSU Agreement shall be
final, conclusive and binding on all persons interested therein.

     (c) No Rights as Stockholder Prior to Settlement. Prior to the delivery of the Shares in
settlement of the RSUs, Participant shall not have any rights of a stockholder with respect to the
RSUs or the Shares potentially deliverable in settlement of this RSU.

     (d) Unfunded Award. The grant of the RSUs and any provision for distribution of Shares in
settlement of Participant’s Account hereunder shall be by means of bookkeeping entries on the books
of the Company and shall not create in Participant any right to, or claim against any, specific
assets of the Company, nor result in the creation of any trust or escrow account for Participant.
With respect to Participant’s entitlement to any distribution hereunder, Participant shall be a
general creditor of the Company.

     (e) Compliance with Code Section 409A. To the extent that that RSUs (or a portion thereof)
constitute 409A Awards, settlement of such RSUs may not be accelerated in the discretion of the
Company (except to the extent permitted under Proposed Treasury Regulation § 1.409A-3(h)(1) and
(2)). Other provisions of this RSU Agreement notwithstanding, under U.S. federal income tax laws
and Treasury Regulations (including proposed regulations) as presently in effect or hereafter
implemented, (i) if the timing of any distribution in settlement of RSUs would result in
Participant’s constructive receipt of income relating to the RSUs prior to such distribution, the
date of distribution will be the earliest date after the specified date of distribution that
distribution can be effected without resulting in such constructive receipt; (ii) in furtherance of
(i), any distribution of RSUs deemed to be 409A Awards the timing of which is tied to a termination
of employment will occur not earlier until six months after separation from service if the
Participant is a “Specified Employee” within the meaning of Code Section 409A(a)(2)(B)(i), if the
Participant otherwise would be subject to constructive receipt of income relating to the RSUs prior
to such distribution; and (iii) any rights of Participant or retained authority of the Company with
respect to RSUs hereunder shall be automatically modified and limited to the extent necessary so
that Participant will not be deemed to be in constructive receipt

 

 

of income relating to the RSUs prior to the distribution and so that Participant shall not be
subject to any penalty under Section 409A.

     IN WITNESS WHEREOF, the Company has caused this RSU Agreement to be duly executed by its duly
authorized officers and the Participant has executed this RSU Agreement, each on Annex A, as of the
Grant Date.

 

 

ANNEX A

<<First>> << Middle>> << Last>>

<<Address 1>>

<<Address 2>>

<<Address 3>>

<<City>>, <<State>> <<ZIP>>

	 	 	 
	Soc. Sec./Tax ID No.:

	 	<<SSN>>
	 
	 	 
	Grant Date:

	 	xx/xx/2006
	 
	 	 
	Number of RSUs Granted:

	 	<<RSUs>>

Vesting Schedule: [100% on the third anniversary of the Grant Date] [Three equal annual
installments on the first three anniversaries of the Grant Date.]

	 	 	 	 	 
	 

	 	Number of Shares Vesting
	 	Vest Date
	 

	 	<<Shares>>
	 	<<Date>>

	 	 	 	 	 
	 	R.H. Donnelley Corporation

 	 
	 	By:  	
 	 
	 	 	 	 
	 	 	Title:  	Name:  Amy W. Clark
Assistant Vice President - Compensation 	 
	 

	 	 	 	 	 
	 	ACCEPTED AND AGREED TO:

<<First>> <<Middle>> <<Last>>          

Electronic Signaturea

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00099-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00099-of-00352.parquet"}]]