Document:

Pledge and Security Agreement, dated as of December 9, 2010

 Exhibit 10.2 
 PLEDGE AND SECURITY AGREEMENT 
 dated as of December 9, 2010

 among 
 EACH OF THE GRANTORS PARTY HERETO 
 and 

GOLDMAN SACHS BANK USA, 
 as Collateral Agent 

 TABLE OF CONTENTS 

 

							
	 	  	 	  	PAGE	 
			
	 SECTION 1.
	  	 DEFINITIONS
	  	 	1	  
	 1.1
	  	 General Definitions
	  	 	1	  
	 1.2
	  	 Definitions; Interpretation
	  	 	8	  
			
	 SECTION 2.
	  	 GRANT OF SECURITY
	  	 	8	  
	 2.1
	  	 Grant of Security
	  	 	8	  
	 2.2
	  	 Certain Limited Exclusions
	  	 	9	  
			
	 SECTION 3.
	  	 SECURITY FOR OBLIGATIONS; GRANTORS REMAIN LIABLE
	  	 	10	  
	 3.1
	  	 Security for Obligations
	  	 	10	  
	 3.2
	  	 Continuing Liability Under Collateral
	  	 	10	  
			
	 SECTION 4.
	  	 REPRESENTATIONS AND WARRANTIES AND COVENANTS
	  	 	11	  
	 4.1
	  	 Generally
	  	 	11	  
	 4.2
	  	 Equipment and Inventory
	  	 	14	  
	 4.3
	  	 Receivables
	  	 	16	  
	 4.4
	  	 Investment Related Property
	  	 	18	  
	 4.5
	  	 Material Contracts
	  	 	26	  
	 4.6
	  	 Letter of Credit Rights
	  	 	27	  
	 4.7
	  	 Intellectual Property
	  	 	28	  
	 4.8
	  	 Commercial Tort Claims
	  	 	32	  
			
	 SECTION 5.
	  	 ACCESS; RIGHT OF INSPECTION AND FURTHER ASSURANCES; ADDITIONAL GRANTORS
	  	 	32	  
	 5.1
	  	 Access; Right of Inspection
	  	 	32	  
	 5.2
	  	 Further Assurances
	  	 	32	  
	 5.3
	  	 Additional Grantors
	  	 	34	  
			
	 SECTION 6.
	  	 COLLATERAL AGENT APPOINTED ATTORNEY-IN-FACT
	  	 	34	  
	 6.1
	  	 Power of Attorney
	  	 	34	  
	 6.2
	  	 No Duty on the Part of Collateral Agent or Secured Parties
	  	 	35	  
			
	 SECTION 7.
	  	 REMEDIES
	  	 	35	  
	 7.1
	  	 Generally
	  	 	35	  
	 7.2
	  	 Application of Proceeds
	  	 	37	  
	 7.3
	  	 Sales on Credit
	  	 	37	  
	 7.4
	  	 Deposit Accounts
	  	 	38	  
	 7.5
	  	 Investment Related Property
	  	 	38	  
	 7.6
	  	 Intellectual Property
	  	 	38	  
	 7.7
	  	 Cash Proceeds
	  	 	40	  

  
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	 SECTION 8.
	  	 COLLATERAL AGENT
	  	 	41	  
			
	 SECTION 9.
	  	 CONTINUING SECURITY INTEREST; TRANSFER OF LOANS
	  	 	41	  
			
	 SECTION 10.
	  	 STANDARD OF CARE; COLLATERAL AGENT MAY PERFORM
	  	 	42	  
			
	 SECTION 11.
	  	 MISCELLANEOUS
	  	 	42	  

  

					
	SCHEDULE 4.1	  	—	  	GENERAL INFORMATION
			
	SCHEDULE 4.2	  	—	  	LOCATION OF EQUIPMENT AND INVENTORY
			
	SCHEDULE 4.4	  	—	  	INVESTMENT RELATED PROPERTY
			
	SCHEDULE 4.5	  	—	  	MATERIAL CONTRACTS
			
	SCHEDULE 4.6	  	—	  	DESCRIPTION OF LETTERS OF CREDIT
			
	SCHEDULE 4.7	  	—	  	INTELLECTUAL PROPERTY - EXCEPTIONS
			
	SCHEDULE 4.8	  	—	  	COMMERCIAL TORT CLAIMS
			
	EXHIBIT A	  	—	  	PLEDGE SUPPLEMENT
			
	EXHIBIT B	  	—	  	UNCERTIFICATED SECURITIES CONTROL AGREEMENT

  
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 This PLEDGE AND SECURITY AGREEMENT, dated as of December 9, 2010 (this
“Agreement”), among EACH OF THE UNDERSIGNED, whether as an original signatory hereto or as an Additional Grantor (as herein defined) (each, a “Grantor”), and GOLDMAN SACHS BANK USA, as collateral agent
for the Secured Parties (as herein defined) (in such capacity as collateral agent, the “Collateral Agent”). 

RECITALS: 

WHEREAS, capitalized terms used in these Recitals shall have the respective meanings set forth for such terms in Section 1
hereof; 
 WHEREAS, reference is made to that certain Credit and Guaranty Agreement, dated as of the date hereof (as it
may be amended, amended and restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), by and among MORTON’S RESTAURANT GROUP, INC., a Delaware corporation (“Holdings”),
MORTON’S OF CHICAGO, INC. (“Company”), CERTAIN SUBSIDIARIES OF HOLDINGS, as Guarantors, the lenders party thereto from time to time (together with their successors and assigns, the “Lenders”) and
GOLDMAN SACHS BANK USA, as Administrative Agent, Collateral Agent and Lead Arranger; 
 WHEREAS, subject to the
terms and conditions of the Credit Agreement, certain Grantors may enter into one or more Interest Rate Agreements with one or more Lender Counterparties; 
 WHEREAS, in consideration of the extensions of credit and other accommodations of Lenders and Lender Counterparties as set forth in the Credit Agreement and the Interest Rate Agreements,
respectively, for which each Grantor will receive substantial direct and indirect benefits, each Grantor has agreed to secure such Grantor’s obligations under the Credit Documents and the Interest Rate Agreements as set forth herein; and

 NOW, THEREFORE, in consideration of the premises and the agreements, provisions and covenants herein contained, and
for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, each Grantor and the Collateral Agent agree as follows: 
 SECTION 1. DEFINITIONS. 
 1.1 General Definitions. 

In this Agreement, the following terms shall have the following meanings: 

“Account Debtor” shall mean each Person who is obligated on a Receivable or any Supporting Obligation related thereto.

 “Accounts” shall mean all “accounts” as defined in Article 9 of the UCC. 

“Additional Grantors” shall have the meaning assigned in Section 5.3. 

 “Agreement” shall have the meaning set forth in the preamble. 

“Bankruptcy Code” shall mean Title 11 of the United States Code entitled “Bankruptcy”, as now and
hereafter in effect, or any successor statute. 
 “Cash Proceeds” shall have the meaning assigned in
Section 7.7. 
 “Chattel Paper” shall mean all “chattel paper” as defined in Article 9 of
the UCC, including, without limitation, “electronic chattel paper” or “tangible chattel paper”, as each term is defined in Article 9 of the UCC. 
 “Collateral” shall have the meaning assigned in Section 2.1. 

“Collateral Account” shall mean any account established by the Collateral Agent. 

“Collateral Agent” shall have the meaning set forth in the preamble. 

“Collateral Records” shall mean books, records, ledger cards, files, correspondence, customer lists, blueprints,
technical specifications, manuals, computer software, computer printouts, tapes, disks and related data processing software and similar items that at any time evidence or contain information relating to any of the Collateral or are otherwise
necessary or helpful in the collection thereof or realization thereupon. 
 “Collateral Support” shall mean all
property (real or personal) assigned, hypothecated or otherwise securing any Collateral and shall include any security agreement or other agreement granting a lien or security interest in such real or personal property. 

“Commercial Tort Claims” shall mean all “commercial tort claims” as defined in Article 9 of the UCC,
including, without limitation, all commercial tort claims listed on Schedule 4.8 (as such schedule may be amended or supplemented from time to time). 
 “Commodities Accounts” (i) shall mean all “commodity accounts” as defined in Article 9 of the UCC and (ii) shall include, without limitation, all of the accounts
listed on Schedule 4.4 under the heading “Commodities Accounts” (as such schedule may be amended or supplemented from time to time). 
 “Company” shall have the meaning set forth in the recitals. 

“Controlled Foreign Corporation” shall mean “controlled foreign corporation” as defined in the Tax Code.

 “Copyright Licenses” shall mean any and all agreements providing for the granting of any right in or to
Copyrights (whether such Grantor is licensee or licensor thereunder) including, without limitation, each agreement referred to in Schedule 4.7(B) (as such schedule may be amended or supplemented from time to time). 

  
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 “Copyrights” shall mean all United States, and foreign copyrights
(including Community designs), including but not limited to copyrights in software and databases, and all Mask Works (as defined under 17 U.S.C. 901 of the U.S. Copyright Act), whether registered or unregistered, and, with respect to any and all of
the foregoing: (i) all registrations and applications therefor including, without limitation, the registrations and applications referred to in Schedule 4.7(A) (as such schedule may be amended or supplemented from time to time),
(ii) all extensions and renewals thereof, (iii) all rights corresponding thereto throughout the world, (iv) all rights to sue for past, present and future infringements thereof, and (v) all Proceeds of the foregoing, including,
without limitation, licenses, royalties, income, payments, claims, damages and proceeds of suit. 
 “Credit
Agreement” shall have the meaning set forth in the recitals. 
 “Deposit Accounts” (i) shall mean
all “deposit accounts” as defined in Article 9 of the UCC and (ii) shall include, without limitation, all of the accounts listed on Schedule 4.4 under the heading “Deposit Accounts” (as such schedule may be amended
or supplemented from time to time). 
 “Documents” shall mean all “documents” as defined in
Article 9 of the UCC. 
 “Equipment” shall mean: (i) all “equipment” as defined in
Article 9 of the UCC, (ii) all machinery, manufacturing equipment, data processing equipment, computers, office equipment, furnishings, furniture, appliances, fixtures and tools (in each case, regardless of whether characterized as
equipment under the UCC) and (iii) all accessions or additions thereto, all parts thereof, whether or not at any time of determination incorporated or installed therein or attached thereto, and all replacements therefor, wherever located, now
or hereafter existing, including any fixtures. 
 “General Intangibles” (i) shall mean all “general
intangibles” as defined in Article 9 of the UCC, including “payment intangibles” also as defined in Article 9 of the UCC and (ii) shall include, without limitation, all interest rate or currency protection or hedging
arrangements, all tax refunds, all licenses, permits, concessions and authorizations, all Pledged Agreements and all Intellectual Property (in each case, regardless of whether characterized as general intangibles under the UCC). 

“Goods” (i) shall mean all “goods” as defined in Article 9 of the UCC and (ii) shall include,
without limitation, all Inventory and Equipment (in each case, regardless of whether characterized as goods under the UCC). 

“Grantors” shall have the meaning set forth in the preamble. 

“Indemnitee” shall mean the Collateral Agent, and its and its Affiliates’ officers, partners, directors, trustees,
employees, agents. 
 “Instruments” shall mean all “instruments” as defined in Article 9 of the
UCC. 

  
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 “Insurance” shall mean (i) all insurance policies covering any or all
of the Collateral (regardless of whether the Collateral Agent is the loss payee thereof) and (ii) any key man life insurance policies. 
 “Intellectual Property” shall mean, collectively, the Copyrights, the Copyright Licenses, the Patents, the Patent Licenses, the Trademarks, the Trademark Licenses, the Trade Secrets, and
the Trade Secret Licenses. 
 “Inventory” shall mean (i) all “inventory” as defined in
Article 9 of the UCC and (ii) all goods held for sale or lease or to be furnished under contracts of service or so leased or furnished, all raw materials, work in process, finished goods, and materials used or consumed in the manufacture,
packing, shipping, advertising, selling, leasing, furnishing or production of such inventory or otherwise used or consumed in any Grantor’s business; and all goods which are returned to or repossessed by any Grantor, all computer programs
embedded in any goods and all accessions thereto and products thereof (in each case, regardless of whether characterized as inventory under the UCC). 
 “Investment Accounts” shall mean the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts. 

“Investment Related Property” shall mean: (i) all “investment property” (as such term is defined in
Article 9 of the UCC) and (ii) all of the following (regardless of whether classified as investment property under the UCC): all Pledged Equity Interests, Pledged Debt, the Investment Accounts and certificates of deposit. 

“Lender” shall have the meaning set forth in the recitals. 

“Letter of Credit Right” shall mean “letter-of-credit right” as defined in Article 9 of the UCC.

 “Money” shall mean “money” as defined in the UCC. 

“Non-Assignable Contract” shall mean any agreement, contract or license to which any Grantor is a party that by its
terms purports to restrict or prevent the assignment thereof or granting of a security interest therein (either by its terms or by any federal or state statutory prohibition or otherwise irrespective of whether such prohibition or restriction is
enforceable under Section 9-406 through 409 of the UCC). 
 “Patent Licenses” shall mean all agreements
providing for the granting of any right in or to Patents (whether such Grantor is licensee or licensor thereunder) including, without limitation, each agreement referred to in Schedule 4.7(D) (as such schedule may be amended or supplemented
from time to time). 
 “Patents” shall mean all United States and foreign patents and certificates of
invention, or similar industrial property rights, and applications for any of the foregoing, including, but not limited to: (i) each patent and patent application referred to in Schedule 4.7(C) hereto (as such schedule may be amended or
supplemented from time to time), (ii) all reissues, divisions, continuations, continuations-in-part, extensions, renewals, and reexaminations thereof, 

  
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(iii) all rights corresponding thereto throughout the world, (iv) all inventions and improvements described therein, (v) all rights to sue for past, present and future
infringements thereof, (vi) all licenses, claims, damages, and proceeds of suit arising therefrom, and (vii) all Proceeds of the foregoing, including, without limitation, licenses, royalties, income, payments, claims, damages, and proceeds
of suit. 
 “Pledge Supplement” shall mean any supplement to this agreement in substantially the form of
Exhibit A. 
 “Pledged Agreements” shall mean all agreements and contracts to which such Grantor is a
party as of the date hereof, or to which such Grantor becomes a party after the date hereof, including, without limitation, each Material Contract, as each such agreement may be amended, amended and restated, supplemented and/or otherwise modified
from time to time. 
 “Pledged Debt” shall mean all Indebtedness owed to such Grantor, including, without
limitation, all Indebtedness described on Schedule 4.4(A) under the heading “Pledged Debt” (as such schedule may be amended or supplemented from time to time), issued by the obligors named therein, the instruments evidencing such
Indebtedness, and all interest, cash, instruments and other property or proceeds from time to time received, receivable or otherwise distributed in respect of or in exchange for any or all of such Indebtedness. 

“Pledged Equity Interests” shall mean all Pledged Stock, Pledged LLC Interests, Pledged Partnership Interests and
Pledged Trust Interests. 
 “Pledged LLC Interests” shall mean all interests in any limited liability company
including, without limitation, all limited liability company interests listed on Schedule 4.4(A) under the heading “Pledged LLC Interests” (as such schedule may be amended or supplemented from time to time) and the certificates, if
any, representing such limited liability company interests and any interest of such Grantor on the books and records of such limited liability company or on the books and records of any securities intermediary pertaining to such interest and all
dividends, distributions, cash, warrants, rights, options, instruments, securities and other property or proceeds from time to time received, receivable or otherwise distributed in respect of or in exchange for any or all of such limited liability
company interests. 
 “Pledged Partnership Interests” shall mean all interests in any general partnership,
limited partnership, limited liability partnership or other partnership including, without limitation, all partnership interests listed on Schedule 4.4(A) under the heading “Pledged Partnership Interests” (as such schedule may be
amended or supplemented from time to time) and the certificates, if any, representing such partnership interests and any interest of such Grantor on the books and records of such partnership or on the books and records of any securities intermediary
pertaining to such interest and all dividends, distributions, cash, warrants, rights, options, instruments, securities and other property or proceeds from time to time received, receivable or otherwise distributed in respect of or in exchange for
any or all of such partnership interests. 
 “Pledged Stock” shall mean all shares of capital stock owned by
such Grantor, including, without limitation, all shares of capital stock described on Schedule 4.4(A) under the 

  
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heading “Pledged Stock” (as such schedule may be amended or supplemented from time to time), and the certificates, if any, representing such shares and any interest of such Grantor in
the entries on the books of the issuer of such shares or on the books of any securities intermediary pertaining to such shares, and all dividends, distributions, cash, warrants, rights, options, instruments, securities and other property or proceeds
from time to time received, receivable or otherwise distributed in respect of or in exchange for any or all of such shares. 

“Pledged Trust Interests” shall mean all interests in a Delaware business trust or other trust including, without
limitation, all trust interests listed on Schedule 4.4(A) under the heading “Pledged Trust Interests” (as such schedule may be amended or supplemented from time to time) and the certificates, if any, representing such trust interests
and any interest of such Grantor on the books and records of such trust or on the books and records of any securities intermediary pertaining to such interest and all dividends, distributions, cash, warrants, rights, options, instruments, securities
and other property or proceeds from time to time received, receivable or otherwise distributed in respect of or in exchange for any or all of such trust interests. 
 “Proceeds” shall mean: (i) all “proceeds” as defined in Article 9 of the UCC, (ii) payments or distributions made with respect to any Investment Related Property and
(iii) whatever is receivable or received when Collateral or proceeds are sold, exchanged, collected or otherwise disposed of, whether such disposition is voluntary or involuntary. 

“Receivables” shall mean all rights to payment, whether or not earned by performance, for goods or other property sold,
leased, licensed, assigned or otherwise disposed of, or services rendered or to be rendered, including, without limitation all such rights constituting or evidenced by any Account, Chattel Paper, Instrument, General Intangible or Investment Related
Property, together with all of Grantor’s rights, if any, in any goods or other property giving rise to such right to payment and all Collateral Support and Supporting Obligations related thereto and all Receivables Records. 

“Receivables Records” shall mean (i) all original copies of all documents, instruments or other writings or
electronic records or other Records evidencing the Receivables, (ii) all books, correspondence, credit or other files, Records, ledger sheets or cards, invoices, and other papers relating to Receivables, including, without limitation, all
tapes, cards, computer tapes, computer discs, computer runs, record keeping systems and other papers and documents relating to the Receivables, whether in the possession or under the control of Grantor or any computer bureau or agent from time to
time acting for Grantor or otherwise, (iii) all evidences of the filing of financing statements and the registration of other instruments in connection with any security for the Receivables, and amendments, supplements or other modifications
thereto, notices to other creditors or secured parties, and certificates, acknowledgments, or other writings, including, without limitation, lien search reports, from filing or other registration officers, (iv) all credit information, reports
and memoranda relating thereto and (v) all other written or nonwritten forms of information related in any way to the foregoing or any Receivable. 
 “Record” shall have the meaning specified in Article 9 of the UCC. 
 “Secured Obligations” shall have the meaning assigned in Section 3.1. 

  
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 “Secured Parties” shall mean the Agents, Lenders and the Lender
Counterparties and shall include, without limitation, all former Agents, Lenders and Lender Counterparties to the extent that any Obligations owing to such Persons were incurred while such Persons were Agents, Lenders or Lender Counterparties and
such Obligations have not been paid or satisfied in full. 
 “Securities” shall mean any stock, shares,
partnership interests, voting trust certificates, options, warrants, bonds, debentures, notes, or other evidences of indebtedness or instruments commonly known as “securities”, secured or unsecured, convertible, subordinated or otherwise,
or any certificates of interest, shares or participations in temporary or interim certificates for the purchase or acquisition of, or any right to subscribe to, purchase or acquire, any of the foregoing. 

“Securities Accounts” (i) shall mean all “securities accounts” as defined in Article 8 of the UCC and
(ii) shall include, without limitation, all of the accounts listed on Schedule 4.4(A) under the heading “Securities Accounts” (as such schedule may be amended or supplemented from time to time). 

“Supporting Obligation” shall mean all “supporting obligations” as defined in Article 9 of the UCC.

 “Tax Code” shall mean the United States Internal Revenue Code of 1986, as amended from time to time.

 “Trademark Licenses” shall mean any and all agreements providing for the granting of any right in or to
Trademarks (whether such Grantor is licensee or licensor thereunder) including, without limitation, each agreement referred to in Schedule 4.7(F) (as such schedule may be amended or supplemented from time to time). 

“Trademarks” shall mean all United States, and foreign trademarks, trade names, corporate names, company names, business
names, fictitious business names, Internet domain names, service marks, certification marks, collective marks, logos, other source or business identifiers, designs and general intangibles of a like nature, all registrations and applications for any
of the foregoing including, but not limited to: (i) the registrations and applications referred to in Schedule 4.7(E) (as such schedule may be amended or supplemented from time to time), (ii) all extensions or renewals of any of the
foregoing, (iii) all of the goodwill of the business connected with the use of and symbolized by the foregoing, (iv) the right to sue for past, present and future infringement or dilution of any of the foregoing or for any injury to
goodwill, and (v) all Proceeds of the foregoing, including, without limitation, licenses, royalties, income, payments, claims, damages, and proceeds of suit. 
 “Trade Secret Licenses” shall mean any and all agreements providing for the granting of any right in or to Trade Secrets (whether such Grantor is licensee or licensor thereunder)
including, without limitation, each agreement referred to in Schedule 4.7(G) (as such schedule may be amended or supplemented from time to time). 
 “Trade Secrets” shall mean all trade secrets and all other confidential or proprietary information and know-how whether or not such Trade Secret has been reduced to a

  
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writing or other tangible form, including all documents and things embodying, incorporating, or referring in any way to such Trade Secret, including but not limited to: (i) the right to sue
for past, present and future misappropriation or other violation of any Trade Secret, and (ii) all Proceeds of the foregoing, including, without limitation, licenses, royalties, income, payments, claims, damages, and proceeds of suit.

 “UCC” shall mean the Uniform Commercial Code as in effect from time to time in the State of New York or,
when the context implies, the Uniform Commercial Code as in effect from time to time in any other applicable jurisdiction. 

“United States” shall mean the United States of America. 

1.2 Definitions; Interpretation. 
 All capitalized terms used herein (including the preamble and recitals hereto) and not otherwise defined herein shall have the meanings ascribed thereto in the Credit Agreement or, if not defined therein,
in the UCC. References to “Sections,” “Exhibits” and “Schedules” shall be to Sections, Exhibits and Schedules, as the case may be, of this Agreement unless otherwise specifically provided. Section headings in this
Agreement are included herein for convenience of reference only and shall not constitute a part of this Agreement for any other purpose or be given any substantive effect. Any of the terms defined herein may, unless the context otherwise requires,
be used in the singular or the plural, depending on the reference. The use herein of the word “include” or “including”, when following any general statement, term or matter, shall not be construed to limit such statement, term or
matter to the specific items or matters set forth immediately following such word or to similar items or matters, whether or not nonlimiting language (such as “without limitation” or “but not limited to” or words of similar
import) is used with reference thereto, but rather shall be deemed to refer to all other items or matters that fall within the broadest possible scope of such general statement, term or matter. If any conflict or inconsistency exists between this
Agreement and the Credit Agreement, the Credit Agreement shall govern. All references herein to provisions of the UCC shall include all successor provisions under any subsequent version or amendment to any Article of the UCC. 

SECTION 2. GRANT OF SECURITY. 
 2.1 Grant of Security. 
 Each Grantor hereby grants to the Collateral
Agent, for the benefit of Secured Parties, a security interest in and continuing lien on all of such Grantor’s right, title and interest in, to and under all personal property of such Grantor including, but not limited to the following, in each
case whether now owned or existing or hereafter acquired or arising and wherever located (all of which being hereinafter collectively referred to as the “Collateral”): 

(a) Accounts; 
 (b) Chattel Paper; 
 (c) Documents; 

  
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 (d) General Intangibles; 

(e) Goods; 
 (f) Instruments; 
 (g) Insurance; 

(h) Intellectual Property; 
 (i) Investment Related Property; 
 (j) Letter of Credit Rights;

 (k) Money; 
 (l) Receivables and Receivable Records; 
 (m) Commercial Tort
Claims; 
 (n) to the extent not otherwise included above, all Collateral Records, Collateral Support and
Supporting Obligations relating to any of the foregoing; and 
 (o) to the extent not otherwise included above,
all Proceeds, products, accessions, rents and profits of or in respect of any of the foregoing. 
 2.2 Certain Limited
Exclusions. 
 Notwithstanding anything herein to the contrary, in no event shall the Collateral include or the security
interest granted under Section 2.1 hereof attach to any of the following: (collectively, the “Excluded Property”) (a) property to the extent that such grant of a security interest (i) is prohibited by any statute,
law, rule, regulation, order or other requirement of a Governmental Authority, (ii) requires a consent not obtained of any Governmental Authority pursuant to such statute, law, rule, regulation, order or other requirement, or is prohibited by,
constitutes a breach or default under, or results in the termination of, any contract, lease, license, agreement, instrument or other document evidencing or giving rise to such property or, in the case of any Investment Property, Pledged Stock or
Pledged Debt, any applicable shareholder or similar agreement (other than to the extent such statute, law, rule, regulation, order or other requirement, or the term in such contract, lease, license, agreement, instrument or other document or
shareholder or similar agreement providing for such prohibition, breach, default or termination is ineffective under applicable law; provided however that, the Collateral shall include and such security interest shall attach
immediately to any applicable portion of the property described in this clause (a) at such time as the condition causing such prohibition, breach, default or termination shall be remedied and to the extent severable, shall attach immediately to
any portion of such property to the extent that such attachment does not result in any of the consequences specified in clauses (i) and (ii) above, or (iii) would result in the invalidation thereof with respect to any intent-to-use
Trademark application for which an 

  
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amendment to allege use or statement of use has not been filed under 15 U.S.C. § 1051(d), respectively, or if filed, has not been deemed in conformance with 15 U.S.C. § 1051(a) or
examined and accepted, respectively, by the United States Patent and Trademark Office, solely to the extent that, and solely during the period in which, the grant of a security interest therein would impair the validity or enforceability of any
registration that issues from such intent-to-use application under applicable federal law, whereupon such applications shall be automatically subject to the Lien granted herein and deemed included in the Collateral, (b) any Excluded Account or
(c) any of the outstanding Capital Stock of a Controlled Foreign Corporation in excess of 65% of the voting power of all classes of capital stock of such Controlled Foreign Corporation entitled to vote; provided that, immediately
upon a change in applicable tax laws that would allow the pledge of a greater percentage of the voting power of capital stock in a Controlled Foreign Corporation without adverse tax consequences, the Collateral shall include, and the security
interest granted by each Grantor shall attach to, such greater percentage of capital stock of each Controlled Foreign Corporation owned directly by a Grantor. Notwithstanding the foregoing, the Collateral shall include all Proceeds of any Excluded
Property, unless such Proceeds separately constitute Excluded Property. 
 SECTION 3. SECURITY FOR OBLIGATIONS; GRANTORS
REMAIN LIABLE. 
 3.1 Security for Obligations. 

This Agreement secures, and the Collateral is collateral security for, the prompt and complete payment or performance in full when due,
whether at stated maturity, by required prepayment, declaration, acceleration, demand or otherwise (including the payment of amounts that would become due but for the operation of the automatic stay under Section 362(a) of the Bankruptcy Code,
11 U.S.C. §362(a) (and any successor provision thereof)), of all Obligations with respect to every Grantor (collectively, the “Secured Obligations”). 
 3.2 Continuing Liability Under Collateral. 
 Notwithstanding anything
herein to the contrary, (a) each Grantor shall remain liable for all obligations with respect to the Collateral and nothing contained herein is intended or shall be a delegation of duties to the Collateral Agent or any Secured Party,
(b) each Grantor shall remain liable under each of the agreements included in the Collateral, including, without limitation, any agreements relating to Pledged Equity Interests, to perform all of the obligations undertaken by it thereunder all
in accordance with and pursuant to the terms and provisions thereof and neither the Collateral Agent nor any Secured Party shall have any obligation or liability under any of such agreements by reason of or arising out of this Agreement or any other
document related thereto nor shall the Collateral Agent nor any Secured Party have any obligation to make any inquiry as to the nature or sufficiency of any payment received by it or have any obligation to take any action to collect or enforce any
rights under any agreement included in the Collateral, including, without limitation, any agreements relating to Pledged Equity Interests, and (c) the exercise by the Collateral Agent of any of its rights hereunder shall not release any Grantor
from any of its duties or obligations under the contracts and agreements included in the Collateral. 

  
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 SECTION 4. REPRESENTATIONS AND WARRANTIES AND COVENANTS. 

4.1 Generally. 
 (a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing Date and on each Credit Date, that: 

(i) it owns the Collateral purported to be owned by it or otherwise has the rights it purports to have in each item of
Collateral and, as to all Collateral whether now existing or hereafter acquired, will continue to own or have such rights in each item of the Collateral, in each case free and clear of any and all Liens, rights or claims of all other Persons,
including, without limitation, liens arising as a result of such Grantor becoming bound (as a result of merger or otherwise) as debtor under a security agreement entered into by another Person other than Permitted Liens; 

(ii) it has indicated on Schedule 4.1(A)(as such schedule may be amended or supplemented from time to time):
(w) the type of organization of such Grantor, (x) the jurisdiction of organization of such Grantor, (y) its organizational identification number, if any, and (z) the jurisdiction where the chief executive office or its sole place
of business is (or the principal residence if such Grantor is a natural person), and for the one-year period preceding the date hereof has been, located. 
 (iii) the full legal name of such Grantor is as set forth on Schedule 4.1(A) and it has not done in the last five (5) years, and does not do, business under any other name (including any
trade-name or fictitious business name) except for those names set forth on Schedule 4.1(B) (as such schedule may be amended or supplemented from time to time); 

(iv) except as provided on Schedule 4.1(C) (as such schedule may be amended or supplemented from time to time), it
has not changed its name, jurisdiction of organization, chief executive office or sole place of business (or principal residence if such Grantor is a natural person) or its corporate structure in any way (e.g., by merger, consolidation, change in
corporate form or otherwise) within the past five (5) years; 
 (v) it has not within the last five
(5) years become bound (whether as a result of merger or otherwise) as debtor under a security agreement entered into by another Person, which has not heretofore been terminated other than the agreements identified on Schedule 4.1(D)
hereof (as such schedule may be amended or supplemented from time to time); 
 (vi) with respect to each
agreement identified on Schedule 4.1(D), it has indicated on Schedule 4.1(A) and Schedule 4.1(B) the information required pursuant to Section 4.1(a)(ii), (iii) and (iv) with respect to the debtor under each such
agreement; 

  
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 (vii) (u) upon the filing of all UCC financing statements naming each
Grantor as “debtor” and the Collateral Agent as “secured party” and describing the Collateral in the filing offices set forth opposite such Grantor’s name on Schedule 4.1(E) hereof (as such schedule may be amended or
supplemented from time to time) and other filings specified on a schedule hereto and delivered by each Grantor, (v) upon delivery to the Collateral Agent, and the Collateral Agent’s maintenance of possession of all Instruments, Chattel
Paper and certificated Pledged Equity Interests and Pledged Debt, (w) upon sufficient identification of Commercial Tort Claims, (x) upon execution of a control agreement establishing the Collateral Agent’s “control” (within
the meaning of Section 8-106, 9-106 or 9-104 of the UCC, as applicable) with respect to any Investment Account, (y) upon consent of the issuer with respect to Letter of Credit Rights, and (z) to the extent not subject to
Article 9 of the UCC, upon recordation of the security interests granted hereunder in Patents, Trademarks and Copyrights in the applicable intellectual property registries, including but not limited to the United States Patent and Trademark
Office and the United States Copyright Office, the security interests granted to the Collateral Agent hereunder constitute valid and perfected first priority Liens (subject in the case of priority only to Permitted Liens and to the rights of the
United States government (including any agency or department thereof) with respect to United States government Receivables) on all of the Collateral; 
 (viii) all actions and consents, including all filings, notices, registrations and recordings necessary or desirable for the exercise by the Collateral Agent of the voting or other rights provided for in
this Agreement or the exercise of remedies in respect of the Collateral have been made or obtained; 
 (ix)
other than the financing statements filed in favor of the Collateral Agent, no effective UCC financing statement, fixture filing or other instrument similar in effect under any applicable law covering all or any part of the Collateral is on file in
any filing or recording office except for (x) financing statements for which proper termination statements have been delivered to the Collateral Agent for filing and (y) financing statements filed in connection with Permitted Liens;

 (x) no authorization, approval or other action by, and no notice to or filing with, any Governmental
Authority is required for either (i) the pledge or grant by any Grantor of the Liens purported to be created in favor of the Collateral Agent hereunder or (ii) the exercise by Collateral Agent of any rights or remedies in respect of any
Collateral (whether specifically granted or created hereunder or created or provided for by applicable law), except (A) for the filings contemplated by clause (vii) above and (B) as may be required, in connection with the disposition
of any Investment Related Property, by laws generally affecting the offering and sale of Securities; 

  
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 (xi) all information supplied by any Grantor with respect to any of the
Collateral (in each case taken as a whole with respect to any particular Collateral) is accurate and complete in all material respects; 
 (xii) none of the Collateral constitutes, or is the Proceeds of, “farm products” (as defined in the UCC); 

(xiii) it does not own any “as extracted collateral” (as defined in the UCC) or any timber to be cut;

 (xiv) Except as described on Schedule 4.1(D), such Grantor has not become bound as a debtor, either by
contract or by operation of law, by a security agreement previously entered into by another Person; and 
 (xv)
Such Grantor has been duly organized as an entity of the type as set forth opposite such Grantor’s name on Schedule 4.1(A) solely under the laws of the jurisdiction as set forth opposite such Grantor’s name on Schedule 4.1(A) and
remains duly existing as such. Such Grantor has not filed any certificates of domestication, transfer or continuance in any other jurisdiction. 
 (b) Covenants and Agreements. Each Grantor hereby covenants and agrees that: 
 (i) except for the security interest created by this Agreement, it shall not create or suffer to exist any Lien upon or with respect to any of the Collateral, except Permitted Liens, and such Grantor
shall defend the Collateral against all other Persons at any time claiming any interest therein; 
 (ii) it
shall not produce, use or permit any Collateral to be used unlawfully or in material violation of any provision of this Agreement or any applicable statute, regulation or ordinance or any policy of insurance covering the Collateral; 

(iii) it shall not change such Grantor’s name, identity, corporate structure (e.g., by merger, consolidation, change
in corporate form or otherwise), sole place of business (or principal residence if such Grantor is a natural person), chief executive office, type of organization or jurisdiction of organization or establish any trade names unless it shall have
(a) notified the Collateral Agent in writing, by executing and delivering to the Collateral Agent a completed Pledge Supplement, substantially in the form of Exhibit A attached hereto, together with all Supplements to Schedules thereto, at
least ten (10) days prior to any such change or establishment, identifying such new proposed name, identity, 

  
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corporate structure, sole place of business (or principal residence if such Grantor is a natural person), chief executive office, jurisdiction of organization or trade name and providing such
other information in connection therewith as the Collateral Agent may reasonably request and (b) taken all actions necessary or advisable to maintain the continuous validity, perfection and the same or better priority of the Collateral
Agent’s security interest in the Collateral intended to be granted and agreed to hereby; 
 (iv)
[INTENTIONALLY OMITTED]; 
 (v) it shall pay promptly when due all property and other taxes, assessments and
governmental charges or levies imposed upon, and all claims (including claims for labor, materials and supplies) against, the Collateral, except to the extent the validity thereof is being contested in good faith or the failure to pay such amounts
would not reasonably be expected to have a Material Adverse Effect; provided, such Grantor shall in any event pay such taxes, assessments, charges, levies or claims not later than five (5) days prior to the date of any proposed sale under any
judgment, writ or warrant of attachment entered or filed against such Grantor or any of the Collateral as a result of the failure to make such payment; 
 (vi) upon such Grantor or any officer of such Grantor obtaining knowledge thereof, it shall promptly notify the Collateral Agent in writing of any event that may have a Material Adverse Effect on the
value of the Collateral or any portion thereof, the ability of any Grantor or the Collateral Agent to dispose of the Collateral or any portion thereof, or the rights and remedies of the Collateral Agent in relation thereto, including, without
limitation, the levy of any legal process against the Collateral or any portion thereof; 
 (vii) it shall not
take or permit any action which could impair in any material respect the Collateral Agent’s rights in the Collateral; and 
 (viii) it shall not sell, transfer or assign (by operation of law or otherwise) any Collateral except as otherwise in accordance with the Credit Agreement. 

4.2 Equipment and Inventory. 
 (a) Representations and Warranties. Each Grantor represents and warrants, on the Closing Date and on each Credit Date, that: 

(i) all of the Equipment and Inventory included in the Collateral is kept only at the locations specified in
Schedule 4.2 (as such schedule may be amended or supplemented from time to time); 

  
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 (ii) any Goods now or hereafter produced by any Grantor included in the
Collateral have been and will be produced in compliance with the requirements of the Fair Labor Standards Act, as amended; and 
 (iii) none of the Inventory or Equipment is in the possession of an issuer of a negotiable document (as defined in Section 7-104 of the UCC) therefor or otherwise in the possession of a bailee or a
warehouseman. 
 (b) Covenants and Agreements. Each Grantor covenants and agrees that: 

(i) it shall keep the Equipment, Inventory and any Documents evidencing any Equipment and Inventory in the locations
specified on Schedule 4.2 (as such schedule may be amended or supplemented from time to time) unless it shall have (a) notified the Collateral Agent in writing, by executing and delivering to the Collateral Agent a completed Pledge
Supplement, substantially in the form of Exhibit A attached hereto, together with all Supplements to Schedules thereto, at least thirty (30) days prior to any change in locations, identifying such new locations and providing such other
information in connection therewith as the Collateral Agent may reasonably request and (b) taken all actions necessary or advisable to maintain the continuous validity, perfection and the same or better priority of the Collateral Agent’s
security interest in the Collateral intended to be granted and agreed to hereby, or to enable the Collateral Agent to exercise and enforce its rights and remedies hereunder, with respect to such Equipment and Inventory; 

(ii) it shall keep correct and accurate records of the Inventory, as is customarily maintained under similar
circumstances by Persons of established reputation engaged in similar business, and in any event in conformity with GAAP; 
 (iii) it shall not deliver any Document evidencing any Equipment and Inventory to any Person other than the issuer of such Document to claim the Goods evidenced therefor or the Collateral Agent;

 (iv) if any Equipment or Inventory is in possession or control of any third party, each Grantor shall join
with the Collateral Agent in notifying the third party of the Collateral Agent’s security interest and using commercially reasonable efforts to obtain an acknowledgment from the third party that it is holding the Equipment and Inventory for the
benefit of the Collateral Agent; and 
 (v) with respect to any item of Equipment having a value in excess of
$50,000 which is covered by a certificate of title under a statute of any jurisdiction under the law of which indication of a security interest 

  
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on such certificate is required as a condition of perfection thereof, it shall, upon the request of the Collateral Agent, (A) provide information with respect to any such Equipment,
(B) execute and file with the registrar of motor vehicles or other appropriate authority in such jurisdiction an application or other document requesting the notation or other indication of the security interest created hereunder on such
certificate of title, and (C) deliver to the Collateral Agent copies of all such applications or other documents filed during such calendar quarter and copies of all such certificates of title issued during such calendar quarter indicating the
security interest created hereunder in the items of Equipment covered thereby. 
 4.3 Receivables. 

(a) Representations and Warranties. Each Grantor represents and warrants, on the Closing Date and on each Credit
Date, that: 
 (i) each Receivable (a) is and will be the legal, valid and binding obligation of the
Account Debtor in respect thereof, representing an unsatisfied obligation of such Account Debtor, (b) is and will be enforceable in accordance with its terms, (c) is not and will not be subject to any setoffs, defenses, taxes,
counterclaims (except as arise in the ordinary course of business in accordance with Grantor’s customary practices disclosed to the Collateral Agent) and (d) is and will be in compliance with all applicable laws, whether federal, state,
local or foreign; 
 (ii) none of the Account Debtors in respect of any Receivable is the government of the
United States, any agency or instrumentality thereof, any state or municipality or any foreign sovereign. No Receivable requires the consent of the Account Debtor in respect thereof in connection with the grant of the security interest hereunder,
except any consent which has been obtained; and 
 (iii) no Receivable is evidenced by, or constitutes, an
Instrument or Chattel Paper which has not been delivered to, or otherwise subjected to the control of, the Collateral Agent to the extent required by, and in accordance with Section 4.3(c). 

(b) Covenants and Agreements: Each Grantor hereby covenants and agrees that: 

(i) it shall keep and maintain at its own cost and expense satisfactory and complete records of the Receivables,
including, but not limited to, the originals of all documentation with respect to all Receivables and records of all payments received and all credits granted on the Receivables, all merchandise returned and all other dealings therewith; 

  
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 (ii) it shall mark conspicuously, in form and manner reasonably
satisfactory to the Collateral Agent, all Chattel Paper and Instruments evidencing Receivables (other than any delivered to the Collateral Agent as provided herein), with an appropriate reference to the fact that the Collateral Agent has a security
interest therein; 
 (iii) it shall perform in all material respects all of its obligations with respect to the
Receivables; 
 (iv) it shall not amend, modify, terminate or waive any provision of any Receivable in any
manner which could reasonably be expected to have a Material Adverse Effect on the value of its Receivables, taken as a whole, as Collateral. Other than in the ordinary course of business as generally conducted by it on and prior to the date hereof,
and except as otherwise provided in subsection (v) below, following an Event of Default, such Grantor shall not (w) grant any extension or renewal of the time of payment of any Receivable, (x) compromise or settle any dispute, claim
or legal proceeding with respect to any Receivable for less than the total unpaid balance thereof, (y) release, wholly or partially, any Person liable for the payment thereof, or (z) allow any credit or discount thereon; 

(v) except as otherwise provided in this subsection, each Grantor shall continue to collect all amounts due or to become
due to such Grantor under the Receivables and any Supporting Obligation and diligently exercise each material right it may have under any Receivable any Supporting Obligation or Collateral Support, in each case, at its own expense, and in its
reasonable business judgment. Notwithstanding the foregoing, the Collateral Agent shall have the right, at any time following the occurrence and during the continuation of an Event of Default, to: (1) notify, or require any Grantor to notify,
any Account Debtor of the Collateral Agent’s security interest in the Receivables and any Supporting Obligation and direct the Account Debtors under any Receivables to make payment of all amounts due or to become due to such Grantor thereunder
directly to the Collateral Agent; (2) notify, or require any Grantor to notify, each Person maintaining a lockbox or similar arrangement to which Account Debtors under any Receivables have been directed to make payment to remit all amounts
representing collections on checks and other payment items from time to time sent to or deposited in such lockbox or other arrangement directly to the Collateral Agent; and (3) enforce, at the expense of such Grantor, collection of any such
Receivables and to adjust, settle or compromise the amount or payment thereof, in the same manner and to the same extent as such Grantor might have done. If the Collateral Agent notifies any Grantor that it has elected to collect the Receivables in

  
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accordance with the preceding sentence, any payments of Receivables received by such Grantor shall be forthwith (and in any event within two (2) Business Days) deposited by such Grantor in
the exact form received, duly indorsed by such Grantor to the Collateral Agent if required, in the Collateral Account maintained under the sole dominion and control of the Collateral Agent, and until so turned over, all amounts and proceeds
(including checks and other instruments) received by such Grantor in respect of the Receivables, any Supporting Obligation or Collateral Support shall be received in trust for the benefit of the Collateral Agent hereunder and shall be segregated
from other funds of such Grantor and such Grantor shall not adjust, settle or compromise the amount or payment of any Receivable, or release wholly or partly any Account Debtor or obligor thereof, or allow any credit or discount thereon; and

 (vi) it shall use commercially reasonable efforts to keep in full force and effect any Supporting Obligation
or Collateral Support relating to any Receivable. 
 (c) Delivery and Control of Receivables. With respect
to any Receivables in an amount in excess of $50,000 or $150,000 in the aggregate that are evidenced by, or constitute, Chattel Paper or Instruments, each Grantor shall cause each originally executed copy thereof to be delivered to the Collateral
Agent (or its agent or designee) appropriately indorsed to the Collateral Agent or indorsed in blank: (i) with respect to any such Receivables in existence on the date hereof, on or prior to the date hereof and (ii) with respect to any
such Receivables hereafter arising, within ten (10) days of such Grantor acquiring rights therein. With respect to any Receivables which would constitute “electronic chattel paper” under Article 9 of the UCC, each Grantor shall
take all steps necessary to give the Collateral Agent control over such Receivables (within the meaning of Section 9-105 of the UCC): (i) with respect to any such Receivables in existence on the date hereof, on or prior to the date hereof
and (ii) with respect to any such Receivables hereafter arising, within ten (10) days of such Grantor acquiring rights therein. Any Receivable not otherwise required to be delivered or subjected to the control of the Collateral Agent in
accordance with this subsection (c) shall be delivered or subjected to such control upon request of the Collateral Agent. 

4.4 Investment Related Property. 
 4.4.1 Investment Related Property Generally 
 (a)
Covenants and Agreements. Each Grantor hereby covenants and agrees that: 
 (i) in the event it acquires
rights in any Investment Related Property after the date hereof, it shall deliver to the Collateral Agent a completed Pledge Supplement, substantially in the form of Exhibit A 

  
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attached hereto, together with all Supplements to Schedules thereto, reflecting such new Investment Related Property and all other Investment Related Property. Notwithstanding the foregoing, it
is understood and agreed that the security interest of the Collateral Agent shall attach to all Investment Related Property immediately upon any Grantor’s acquisition of rights therein and shall not be affected by the failure of any Grantor to
deliver a supplement to Schedule 4.4 as required hereby; 
 (ii) except as provided in the next sentence,
in the event such Grantor receives any dividends, interest or distributions on any Investment Related Property, or any securities or other property upon the merger, consolidation, liquidation or dissolution of any issuer of any Investment Related
Property, then (a) such dividends, interest or distributions and securities or other property shall be included in the definition of Collateral without further action and (b) such Grantor shall immediately take all steps, if any, necessary
to ensure the validity, perfection, priority and, if applicable, control of the Collateral Agent over such Investment Related Property (including, without limitation, delivery thereof to the Collateral Agent) and pending any such action such Grantor
shall be deemed to hold such dividends, interest, distributions, securities or other property in trust for the benefit of the Collateral Agent and shall segregate such dividends, distributions, Securities or other property from all other property of
such Grantor. Notwithstanding the foregoing, so long as no Event of Default shall have occurred and be continuing, the Collateral Agent authorizes each Grantor to retain all ordinary cash dividends and distributions and all scheduled payments of
interest paid in respect of the Investment Related Property; and 
 (iii) each Grantor consents to the grant by
each other Grantor of a Security Interest in all Investment Related Property to the Collateral Agent. 
 (b)
Delivery and Control. 
 (i) Each Grantor agrees that with respect to any Investment Related Property in
which it currently has rights it shall comply with the provisions of this Section 4.4.1(b) on or before the Credit Date and with respect to any Investment Related Property hereafter acquired by such Grantor it shall comply with the provisions
of this Section 4.4.1(b) promptly after acquiring rights therein (or as otherwise would comply with Section 5.10 of the Credit Agreement), in each case in form and substance satisfactory to the Collateral Agent. With respect to any
Investment Related Property that is represented by a certificate or that is an “instrument” (other than any Investment Related Property credited to a Securities Account) it shall cause such certificate or instrument to be delivered to the
Collateral Agent, indorsed in blank by an “effective indorsement” (as defined in Section 8-107 of the UCC), regardless of 

  
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whether such certificate constitutes a “certificated security” for purposes of the UCC. With respect to any Investment Related Property that is an “uncertificated security”
for purposes of the UCC (other than any “uncertificated securities” credited to a Securities Account), it shall cause the issuer of such uncertificated security to either (i) register the Collateral Agent as the registered owner
thereof on the books and records of the issuer or (ii) execute an agreement substantially in the form of Exhibit B hereto, pursuant to which such issuer agrees to comply with the Collateral Agent’s instructions with respect to such
uncertificated security without further consent by such Grantor. 
 (c) Voting and Distributions.

 (i) Unless and until an Event of Default shall have occurred and be continuing and the Collateral Agent shall
have notified the applicable Grantor in writing of the election to exercise the rights under clause (ii) below: 
 (1) except as otherwise provided under the covenants and agreements relating to Investment Related Property in this Agreement or elsewhere herein or in the Credit Agreement, each Grantor shall be entitled
to exercise or refrain from exercising any and all voting and other consensual rights pertaining to the Investment Related Property or any part thereof for any purpose not inconsistent with the terms of this Agreement or the Credit Agreement;
provided, no Grantor shall exercise or refrain from exercising any such right if the Collateral Agent shall have notified such Grantor that, in the Collateral Agent’s reasonable judgment, such action would have a Material Adverse Effect on the
value of the Investment Related Property or any part thereof; it being understood, however, that neither the voting by such Grantor of any Pledged Stock for, or such Grantor’s consent to, the election of directors (or similar governing body) at
a regularly scheduled annual or other meeting of stockholders or with respect to incidental matters at any such meeting, nor such Grantor’s consent to or approval of any action otherwise permitted under this Agreement and the Credit Agreement,
shall be deemed inconsistent with the terms of this Agreement or the Credit Agreement within the meaning of this Section 4.4.1(c)(i)(1); and 
 (2) the Collateral Agent shall promptly execute and deliver (or cause to be executed and delivered) to each Grantor all proxies, and other instruments as such Grantor may from time to time reasonably
request for the purpose of enabling such Grantor to exercise the voting and other consensual rights when and to the extent which it is entitled to exercise pursuant to clause (1) above; 

  
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 (3) Upon the occurrence and during the continuation of an Event of Default
and after written notice from the Collateral Agent to the applicable Grantor that the Collateral Agent is exercising its rights under this clause: 
 (1) all rights of each Grantor to exercise or refrain from exercising the voting and other consensual rights which it would otherwise be entitled to exercise pursuant hereto shall cease and all such
rights shall thereupon become vested in the Collateral Agent who shall thereupon have the sole right to exercise such voting and other consensual rights; and 
 (2) in order to permit the Collateral Agent to exercise the voting and other consensual rights which it may be entitled to exercise pursuant hereto and to receive all dividends and other distributions
which it may be entitled to receive hereunder: (1) each Grantor shall promptly execute and deliver (or cause to be executed and delivered) to the Collateral Agent all proxies, dividend payment orders and other instruments as the Collateral
Agent may from time to time reasonably request and (2) each Grantor acknowledges that the Collateral Agent may utilize the power of attorney set forth in Section 6.1. 

4.4.2 Pledged Equity Interests 
 (a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing Date and on each Credit Date, that: 

(i) Schedule 4.4(A) (as such schedule may be amended or supplemented from time to time) sets forth under the
headings “Pledged Stock, “Pledged LLC Interests,” “Pledged Partnership Interests” and “Pledged Trust Interests,” respectively, all of the Pledged Stock, Pledged LLC Interests, Pledged Partnership Interests and
Pledged Trust Interests owned by any Grantor and such Pledged Equity Interests constitute the percentage of issued and outstanding shares of stock, percentage of membership interests, percentage of partnership interests or percentage of beneficial
interest of the respective issuers thereof indicated on such Schedule; 
 (ii) except as set forth on
Schedule 4.4(B) (as such schedule may be amended or supplemented from time to time), it has not acquired any equity interests of another entity or substantially all the assets of another entity within the past five (5) years; 

  
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 (iii) it is the record and beneficial owner of the Pledged Equity Interests
free of all Liens, rights or claims of other Persons other than Permitted Liens and, except as set forth on Schedule 4.4(B), there are no outstanding warrants, options or other rights to purchase, or shareholder, voting trust or similar agreements
outstanding with respect to, or property that is convertible into, or that requires the issuance or sale of, any Pledged Equity Interests; 
 (iv) without limiting the generality of Section 4.1(a)(v), no consent of any Person including any other general or limited partner, any other member of a limited liability company, any other
shareholder or any other trust beneficiary is necessary or desirable in connection with the creation, perfection or first priority status of the security interest of the Collateral Agent in any Pledged Equity Interests or the exercise by the
Collateral Agent of the voting or other rights provided for in this Agreement or the exercise of remedies in respect thereof, except for consents which have been obtained and are in full force and effect; 

(v) none of the Pledged LLC Interests nor Pledged Partnership Interests are or represent interests in issuers that:
(a) are registered as investment companies or (b) are dealt in or traded on securities exchanges or markets; and 
 (vi) except as otherwise set forth on Schedule 4.4(C) (as such schedule may be amended or supplemented from time to time), none of the Pledged LLC Interests and Pledged Partnership Interests are, or
represent interests in issuers that have opted to be, treated as securities under the uniform commercial code of any jurisdiction. 
 (b) Covenants and Agreements. Each Grantor hereby covenants and agrees that: 
 (i) Except as otherwise expressly permitted under the Credit Agreement, without the prior written consent of the Collateral Agent, it shall not vote to enable or take any other action to: (a) amend
or terminate any partnership agreement, limited liability company agreement, certificate of incorporation, by-laws or other organizational documents in any way that materially changes the rights of such Grantor with respect to any Investment Related
Property or adversely affects the validity, perfection or priority of the Collateral Agent’s security interest, (b) permit any issuer of any Pledged Equity Interest to issue any additional stock, partnership interests, limited liability
company interests or other equity interests of any nature or to issue securities convertible into or granting the right of purchase or exchange for any stock or other equity interest of any nature of such issuer, (c) permit any issuer of any
Pledged Equity Interest to dispose of all or a material portion of their assets, (d) waive any default under or breach of any terms of organizational document relating to the 

  
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issuer of any Pledged Equity Interest or the terms of any Pledged Debt or (e) cause any issuer of any Pledged Partnership Interests or Pledged LLC Interests which are not securities (for
purposes of the UCC) on the date hereof to elect or otherwise take any action to cause such Pledged Partnership Interests or Pledged LLC Interests to be treated as securities for purposes of the UCC; provided, however, notwithstanding the foregoing,
if any issuer of any Pledged Partnership Interests or Pledged LLC Interests takes any such action in violation of the foregoing in this clause (e), such Grantor shall promptly notify the Collateral Agent in writing of any such election or
action and, in such event, shall take all steps necessary or advisable to establish the Collateral Agent’s “control” thereof; 
 (ii) it shall comply in all material respects with all of its obligations under any partnership agreement or limited liability company agreement relating to Pledged Partnership Interests or Pledged LLC
Interests and shall enforce in all material respects all of its rights with respect to any Investment Related Property; 
 (iii) without the prior written consent of the Collateral Agent, it shall not permit any issuer of any Pledged Equity Interest to merge or consolidate other than as permitted under the Credit Agreement,
unless (i) such issuer, if the surviving Person, creates a security interest that is perfected by a filed financing statement (that is not effective solely under section 9-508 of the UCC) in collateral in which such new debtor has or
acquires rights, and (ii) all the outstanding capital stock or other equity interests of the surviving or resulting corporation, limited liability company, partnership or other entity that is held by a Grantor is, upon such merger or
consolidation, pledged hereunder and no cash, securities or other property is distributed in respect of the outstanding equity interests of any other constituent Grantor; provided that if the surviving or resulting entity upon any such
merger or consolidation is a Controlled Foreign Corporation, then such Grantor shall only be required to pledge equity interests in accordance with Section 2.2; and 

(iv) each Grantor consents to the grant by each other Grantor of a security interest in all Investment Related Property
to the Collateral Agent and, without limiting the foregoing, consents to the transfer of any Pledged Partnership Interest and any Pledged LLC Interest to the Collateral Agent or its nominee following an Event of Default and to the substitution of
the Collateral Agent or its nominee as a partner in any partnership or as a member in any limited liability company with all the rights and powers related thereto. 

  
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 4.4.3 Pledged Debt 

(a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing Date and each
Credit Date, that: 
 (i) Schedule 4.4 (as such schedule may be amended or supplemented from time to time)
sets forth under the heading “Pledged Debt” all of the Pledged Debt owned by any Grantor and all of such Pledged Debt has been duly authorized, authenticated or issued, and delivered and is the legal, valid and binding obligation of the
issuers thereof and is not in default and constitutes all of the issued and outstanding inter-company Indebtedness between the Grantors; 
 (b) Covenants and Agreements. Each Grantor hereby covenants and agrees that it shall notify the Collateral Agent of any default under any Pledged Debt that has caused, either in any individual case
or in the aggregate, a Material Adverse Effect. 
 4.4.4 Investment Accounts 

(a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing Date and each
Credit Date, that: 
 (i) Schedule 4.4 hereto (as such schedule may be amended or supplemented from time to
time) sets forth under the headings “Securities Accounts” and “Commodities Accounts,” respectively, all of the Securities Accounts and Commodities Accounts in which each Grantor has an interest. Each Grantor is the sole
entitlement holder of each such Securities Account and Commodity Account, and such Grantor has not consented to, and is not otherwise aware of, any Person (other than the Collateral Agent pursuant hereto) having “control” (within the
meanings of Sections 8-106 and 9-106 of the UCC) over, or any other interest in, any such Securities Account or Commodity Account or securities or other property credited thereto; 

(ii) Schedule 4.4 hereto (as such schedule may be amended or supplemented from time to time) sets forth under the
headings “Deposit Accounts” all of the Deposit Accounts in which each Grantor has an interest. Each Grantor is the sole account holder of each such Deposit Account and such Grantor has not consented to, and is not otherwise aware of, any
Person (other than the Collateral Agent pursuant hereto) having either sole dominion and control (within the meaning of common law) or “control” (within the meanings of Section 9-104 of the UCC) over, or any other interest in, any
such Deposit Account or any money or other property deposited therein; and 
 (iii) Each Grantor has taken all
actions necessary or desirable, including those specified in Section 4.4.4(c), to: (a) establish Collateral Agent’s “control” (within the meanings of Sections 8-106 and 9-106 of the

  
 24 

 
UCC) over any portion of the Investment Related Property constituting Certificated Securities, Uncertificated Securities, Securities Accounts, Securities Entitlements or Commodities Accounts
(each as defined in the UCC); (b) establish the Collateral Agent’s “control” (within the meaning of Section 9-104 of the UCC) over all Deposit Accounts (other than the Excluded Accounts); and (c) deliver all Instruments
to the Collateral Agent. 
 (b) Covenant and Agreement. Each Grantor hereby covenants and agrees with the
Collateral Agent and each other Secured Party that (i) it shall not close or terminate any Investment Account without at least ten (10) days’ prior written notice to the Collateral Agent and (ii) it shall not establish any new
Investment Account unless it gives the Collateral Agent at least ten (10) days’ prior written notice and a control agreement has been entered into by the appropriate Grantor, Collateral Agent and securities intermediary or depository
institution at which such new account is to be maintained in accordance with the provisions of Section 4.4.4(c). 
 (c) Delivery and Control. 
 (i) With respect to any
Investment Related Property consisting of Securities Accounts or Securities Entitlements, it shall cause the securities intermediary maintaining such Securities Account or Securities Entitlement to enter into an agreement reasonably acceptable in
form and substance to the Collateral Agent pursuant to which it shall agree to comply with the Collateral Agent’s “entitlement orders” without further consent by such Grantor. With respect to any Investment Related Property that is a
“Deposit Account” (other than Excluded Accounts) and is maintained in the United States, it shall cause the depositary institution maintaining such account to enter into an agreement reasonably acceptable to the Collateral Agent, pursuant
to which the Collateral Agent shall have both sole dominion and control over such Deposit Account (within the meaning of the common law) and “control” (within the meaning of Section 9-104 of the UCC) over such Deposit Account. Each
Grantor shall have entered into such control agreement or agreements with respect to: (i) any Securities Accounts, Securities Entitlements or Deposit Accounts (other than the Excluded Accounts) that exist on the Credit Date, as of or prior to
the Credit Date and (ii) any Securities Accounts, Securities Entitlements or Deposit Accounts (other the Excluded Accounts) that are created or acquired after the Credit Date, as of or prior to the deposit or transfer of any such Securities
Entitlements or funds, whether constituting moneys or investments, into such Securities Accounts or Deposit Accounts. 
 In
addition to the foregoing, if any issuer of any Investment Related Property that is required to be pledged under the Credit Agreement and/or this Agreement and is located in a jurisdiction outside of the United States,

  
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each Grantor shall take such additional actions, including, without limitation, causing the issuer to register the pledge on its books and records or making such filings or recordings, in each
case as may be necessary or advisable, under the laws of such issuer’s jurisdiction to insure the validity, perfection and priority of the security interest of the Collateral Agent. 

Upon the occurrence and during the continuance of an Event of Default, the Collateral Agent shall have the right, without notice to any
Grantor, to transfer all or any portion of the Investment Related Property to its name or the name of its nominee or agent and to exchange any certificates or instruments representing any Investment Related Property for certificates or instruments
of smaller or larger denominations. 
 4.5 Material Contracts. 

(a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing Date and on each
Credit Date, that: 
 (i) Schedule 4.5 (as such schedule may be amended or supplemented from time to time)
sets forth all of the Material Contracts to which such Grantor has rights; 
 (ii) the Material Contracts, true
and complete copies (including any amendments or supplements thereof) of which have been furnished to the Collateral Agent, have been duly authorized, executed and delivered by all parties thereto, are in full force and effect and are binding upon
and enforceable against all parties thereto in accordance with their respective terms. There exists no default under any Material Contract by any Grantor, or to such Grantor’s knowledge, any other Person party thereto, and to such
Grantor’s knowledge, no Person party thereto has any defenses, counterclaims or right of set-off with respect to any Material Contract; and 
 (iii) no Material Contract prohibits assignment or requires consent of or notice to any Person in connection with the assignment to the Collateral Agent hereunder, except such as has been given or
made. 
 (b) Covenants and Agreements. Each Grantor hereby covenants and agrees that: 

(i) in addition to any rights under the Section of this Agreement relating to Receivables, after the occurrence and
during the continuance of an Event of Default, the Collateral Agent may at any time notify, or require any Grantor to so notify, the counterparty on any Material Contract of the security interest of the Collateral Agent therein and notify, or
require any Grantor to notify, the counterparty to make all payments under the Material Contracts directly to the Collateral Agent; 

  
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 (ii) each Grantor shall deliver promptly to the Collateral Agent a copy of
each material demand, notice or document received by it relating in any way to any Material Contract; 
 (iii)
each Grantor shall deliver promptly to the Collateral Agent, and in any event within ten (10) Business Days, after (1) any Material Contract of such Grantor is terminated or amended in a manner that could reasonably be expected to have a
Material Adverse Effect or (2) any new Material Contract is entered into by such Grantor, a written statement describing such event, with copies of such material amendments or new contracts, delivered to the Collateral Agent (to the extent such
delivery is permitted by the terms of any such Material Contract, provided, no prohibition on delivery shall be effective if it were bargained for by such Grantor with the intent of avoiding compliance with this Section 4.5(b)(iii)), and an
explanation of any actions being taken with respect thereto; 
 (iv) it shall perform in all material respects
all of its obligations with respect to the Material Contracts; 
 (v) it shall promptly and diligently exercise
each material right (except the right of termination) it may have under any Material Contract, any Supporting Obligation or Collateral Support, in each case, at its own expense, and as it deems necessary or advisable in its reasonable business
judgment; 
 (vi) it shall use commercially reasonable efforts to keep in full force and effect any Supporting
Obligation or Collateral Support relating to any Material Contract; and 
 (vii) each Grantor shall, within
thirty (30) days of the date hereof with respect to any Non-Assignable Contract in effect on the date hereof and within thirty (30) days after entering into any Non-Assignable Contract after the Closing Date, request in writing the consent
of the counterparty or counterparties to the Non-Assignable Contract pursuant to the terms of such Non-Assignable Contract or applicable law to the assignment or granting of a security interest in such Non-Assignable Contract to Secured Party and
use commercially reasonable efforts to obtain such consent as soon as practicable thereafter. 
 4.6 Letter of Credit Rights.

 (a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing
Date and on each Credit Date, that: 
 (i) all material letters of credit to which such Grantor has rights are
listed on Schedule 4.6 (as such schedule may be amended or supplemented from time to time) hereto; and 

  
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 (ii) it has used commercially reasonable efforts to obtain the consent of
each issuer of any letter of credit valued in excess of $50,000 to the assignment of such proceeds of the letter of credit to the Collateral Agent. 
 (b) Covenants and Agreements. Each Grantor hereby covenants and agrees that with respect to any material letter of credit hereafter arising it shall obtain the consent of the issuer thereof to the
assignment of the proceeds of the letter of credit to the Collateral Agent and shall deliver to the Collateral Agent a completed Pledge Supplement, substantially in the form of Exhibit A attached hereto, together with all Supplements to
Schedules thereto. 
 4.7 Intellectual Property. 

(a) Representations and Warranties. Except as disclosed in Schedule 4.7(H) (as such schedule may be amended or
supplemented from time to time), each Grantor hereby represents and warrants, on the Closing Date and on each Credit Date, that: 
 (i) Schedule 4.7 (as such schedule may be amended or supplemented from time to time) sets forth a true and complete list of (i) all United States, state and foreign registrations of and
applications for Patents, Trademarks, and Copyrights owned by each Grantor and (ii) all Patent Licenses, Trademark Licenses, Trade Secret Licenses and Copyright Licenses material to the business of such Grantor; 

(ii) it is the sole and exclusive owner of the entire right, title, and interest in and to all Intellectual Property
listed on Schedule 4.7 (as such schedule may be amended or supplemented from time to time), and owns or has the valid right to use all other Intellectual Property used in and necessary to conduct its business, free and clear of all Liens,
claims, encumbrances and licenses, except for Permitted Liens and the licenses set forth on Schedule 4.7(B), (D), (F) and (G) (as each may be amended or supplemented from time to time); 

(iii) all Intellectual Property listed on Schedule 4.7 (as such schedule may be amended or supplemented from time to
time) is subsisting and has not been adjudged invalid or unenforceable, in whole or in part, and each Grantor has performed all acts and has paid all renewal, maintenance, and other fees and taxes required to maintain each and every registration and
application of Copyrights, Patents and Trademarks that are material to the business of such Grantor is in full force and effect; 
 (iv) except as otherwise indicated on Schedule 4.7: (A) no holding, decision, or judgment has been rendered in any action or proceeding before any court or administrative authority ruling as invalid,
or denying such Grantor’s right to register or such Grantor’s rights to own 

  
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or use, any Intellectual Property material to its business; and (B) no such action or proceeding is pending or, to the best of such Grantor’s knowledge, threatened which would
reasonably be expected to have a Material Adverse Effect; 
 (v) all registrations and applications for
Copyrights, Patents and Trademarks are standing in the name of each Grantor, and none of the Trademarks, Patents, Copyrights or Trade Secrets has been licensed by any Grantor to any Affiliate or third party, except as disclosed in
Schedule 4.7(B), (D), (F), or (G) (as each may be amended or supplemented from time to time); 
 (vi)
to the extent necessary to maintain any Intellectual Property material to the business of a Grantor as subsisting and in force and effect, each Grantor has been using appropriate statutory notice of registration in connection with its use of
registered Trademarks, proper marking practices in connection with the use of Patents, and appropriate notice of copyright in connection with the publication of Copyrights material to the business of such Grantor; 

(vii) each Grantor uses adequate standards of quality in the manufacture, distribution, and sale of all products sold and
in the provision of all services rendered under or in connection with all Trademark Collateral and has taken all action necessary to insure that all licensees of the Trademark Collateral owned by such Grantor use such adequate standards of quality,
except to the extent the failure to do so could not reasonably be expected to have a Material Adverse Effect; 

(viii) to such Grantor’s knowledge, the conduct of such Grantor’s business does not infringe upon or otherwise
violate any trademark, patent, copyright, trade secret or other intellectual property right owned or controlled by a third party; and no claim has been made that the use of any Intellectual Property owned or used by Grantor (or any of its respective
licensees) violates the asserted rights of any third party; 
 (ix) to the best of each Grantor’s
knowledge, no third party is infringing upon or otherwise violating any rights in any Intellectual Property owned or used by such Grantor, or any of its respective licensees; 

(x) no settlement or consents, covenants not to sue, nonassertion assurances, or releases have been entered into by
Grantor or are binding on such Grantor that adversely affect Grantor’s rights to own or use any Intellectual Property in any manner that could reasonably be expected to have a Material Adverse Effect; and 

(xi) no Grantor has made a prior agreement for the pledge, encumbrance or collateral assignment of any of the
Intellectual Property 

  
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that has not been terminated or released. There is no effective financing statement or other document or instrument now executed, or on file or recorded in any public office, granting a security
interest in or otherwise encumbering any part of the Intellectual Property, other than in favor of the Collateral Agent. 
 (b) Covenants and Agreements. Each Grantor hereby covenants and agrees as follows: 
 (i) it shall not do any act or omit to do any act whereby any of the Intellectual Property which is material to the business of Grantor may lapse, or become abandoned, dedicated to the public, or
unenforceable, or which would adversely affect the validity, grant, or enforceability of the security interest granted therein; 
 (ii) it shall not, with respect to any Trademarks which are material to the business of any Grantor, cease the use of any of such Trademarks or fail to maintain the level of the quality of products sold
and services rendered under any of such Trademark at a level at least substantially consistent with the quality of such products and services as of the date hereof, and each Grantor shall take all steps necessary to insure that licensees of such
Trademarks use such consistent standards of quality; 
 (iii) [INTENTIONALLY OMITTED]; 

(iv) it shall promptly notify the Collateral Agent if it knows or has reason to know that any item of the Intellectual
Property that is material to the business of any Grantor may become (a) abandoned or dedicated to the public or placed in the public domain, (b) invalid or unenforceable, or (c) subject to any adverse determination or development
(including the institution of proceedings) in any action or proceeding in the United States Patent and Trademark Office, the United States Copyright Office, any state registry, any foreign counterpart of the foregoing, or any court; 

(v) it shall take all commercially reasonable steps in the United States Patent and Trademark Office, the United States
Copyright Office, any state registry or any foreign counterpart of the foregoing, that it deems necessary or appropriate in its reasonable business judgment to pursue any application and maintain any registration of each Trademark, Patent, and
Copyright owned by any Grantor and material to its business which is now or shall become included in the Intellectual Property including, but not limited to, those items on Schedule 4.7(A), (C) and (E) (as each may be amended or
supplemented from time to time); 
 (vi) in the event that any Intellectual Property that is material to the
business of any Grantor that is owned by or exclusively licensed to any 

  
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Grantor is infringed, misappropriated, or diluted by a third party, such Grantor shall promptly take all commercially reasonable measures that it deems necessary or appropriate in its reasonable
business judgment, whether by action, suit, proceeding or otherwise, including but not limited to, the initiation of a suit for injunctive relief and to recover damages, to prevent the infringement or other violation of any of such Grantor’s
rights in such Intellectual Property by others, and for that purpose agrees to use commercially reasonable efforts to diligently maintain any action, suit or proceeding against any Person so infringing as it deems necessary or appropriate in its
reasonable business judgment to prevent such infringement or violation; 
 (vii) In connection with each
Collateral verification delivered pursuant to Section 5.1(m) of the Credit Agreement, report to the Collateral Agent (i) the filing of any application to register any Intellectual Property with the United States Patent and Trademark
Office, the United States Copyright Office, or any state registry or foreign counterpart of the foregoing (whether such application is filed by such Grantor or through any agent, employee, licensee, or designee thereof) and (ii) the
registration of any Intellectual Property by any such office, in each case by executing and delivering to the Collateral Agent a completed Pledge Supplement, substantially in the form of Exhibit A attached hereto, together with all Supplements
to Schedules thereto; 
 (viii) it shall, promptly upon the reasonable request of the Collateral Agent, execute
and deliver to the Collateral Agent any document required to acknowledge, confirm, register, record, or perfect the Collateral Agent’s interest in any part of the Intellectual Property, whether now owned or hereafter acquired; 

(ix) except with the prior consent of the Collateral Agent or as permitted under the Credit Agreement, each Grantor shall
not execute, and there will not be on file in any public office, any financing statement or other document or instruments, except financing statements or other documents or instruments filed or to be filed in favor of the Collateral Agent and except
for Permitted Liens, each Grantor shall not sell, assign, transfer, license, grant any option, or create or suffer to exist any Lien upon or with respect to the Intellectual Property, except for the Lien created by and under this Agreement and the
other Credit Documents and Permitted Liens; 
 (x) it shall hereafter use commercially reasonable efforts so as
not to permit the inclusion in any contract to which it hereafter becomes a party of any provision that could materially impair or prevent the creation of a security interest in, or the assignment of, such Grantor’s rights and interests in any
property included within the definitions of any Intellectual Property acquired under such contracts upon the enforcement of the Collateral Agent’s security interest; 

  
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 (xi) it shall take all steps reasonably necessary, as determined in its
reasonable business judgment, to protect the secrecy of all material Trade Secrets owned by it; 
 (xii) it
shall continue to collect, at its own expense and in accordance with its customary practices, all amounts due or to become due to such Grantor in respect of the Intellectual Property or any portion thereof. At any time that an Event of Default has
occurred and is continuing, the Collateral Agent shall have the right to notify, or require any Grantor to notify, any obligors with respect to any such amounts of the existence of the security interest created hereby. 

4.8 Commercial Tort Claims. 
 (a) Representations and Warranties. Each Grantor hereby represents and warrants, on the Closing Date and on each Credit Date, that Schedule 4.8 (as such schedule may be amended or supplemented from
time to time) sets forth all Commercial Tort Claims of each Grantor; and 
 (b) Covenants and Agreements.
Each Grantor hereby covenants and agrees that with respect to any Commercial Tort Claim hereafter arising it shall deliver to the Collateral Agent a completed Pledge Supplement, substantially in the form of Exhibit A attached hereto, together with
all Supplements to Schedules thereto, identifying such new Commercial Tort Claims. 
 SECTION 5. ACCESS; RIGHT OF INSPECTION
AND FURTHER ASSURANCES; ADDITIONAL GRANTORS. 
 5.1 Access; Right of Inspection. 

The Collateral Agent shall at all times have full and free access during normal business hours and upon reasonable advance notice to all
the books, correspondence and records of each Grantor, and the Collateral Agent and its representatives may examine the same, take extracts therefrom and make photocopies thereof, and each Grantor agrees to render to the Collateral Agent, at such
Grantor’s cost and expense, such clerical and other assistance as may be reasonably requested with regard thereto. The Collateral Agent and its representatives shall at all times also have the right to enter any premises of each Grantor during
normal business hours and upon reasonable advance notice and inspect any property of each Grantor where any of the Collateral of such Grantor granted pursuant to this Agreement is located for the purpose of inspecting the same, observing its use or
otherwise protecting its interests therein. 
 5.2 Further Assurances. 

(a) Each Grantor agrees that from time to time, at the expense of such Grantor, that it shall promptly execute and deliver
all further instruments and 

  
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documents, and take all further action, that may be necessary or desirable, or that the Collateral Agent may reasonably request, in order to create and/or maintain the validity, perfection or
priority of and protect any security interest granted hereby or to enable the Collateral Agent to exercise and enforce its rights and remedies hereunder with respect to any Collateral. Without limiting the generality of the foregoing, each Grantor
shall: 
 (i) file such financing or continuation statements, or amendments thereto, and execute and deliver
such other agreements, instruments, endorsements, powers of attorney or notices, as may be necessary and as the Collateral Agent may reasonably request, in order to perfect and preserve the security interests granted or purported to be granted
hereby; 
 (ii) take all actions necessary to ensure the recordation of appropriate evidence of the liens and
security interest granted hereunder in the Intellectual Property with any intellectual property registry in which said Intellectual Property is registered or in which an application for registration is pending including, without limitation, the
United States Patent and Trademark Office, the United States Copyright Office, the various Secretaries of State, and the foreign counterparts on any of the foregoing; and 

(iii) at the Collateral Agent’s request, appear in and defend any action or proceeding that may affect such
Grantor’s title to or the Collateral Agent’s security interest in all or any part of the Collateral. 

(b) Each Grantor hereby authorizes the Collateral Agent to file a Record or Records, including, without limitation,
financing or continuation statements, and amendments thereto, in any jurisdictions and with any filing offices as the Collateral Agent may determine, in its sole discretion, are necessary or advisable to perfect the security interest granted to the
Collateral Agent herein. Such financing statements may describe the Collateral in the same manner as described herein or may contain an indication or description of collateral that describes such property in any other manner as the Collateral Agent
may determine, in its sole discretion, is necessary, advisable or prudent to ensure the perfection of the security interest in the Collateral granted to the Collateral Agent herein, including, without limitation, describing such property as
“all assets” or “all personal property, whether now owned or hereafter acquired.” Each Grantor shall furnish to the Collateral Agent from time to time statements and schedules further identifying and describing the Collateral and
such other reports in connection with the Collateral as the Collateral Agent may reasonably request, all in reasonable detail. 
 (c) Each Grantor hereby authorizes the Collateral Agent to modify this Agreement after obtaining such Grantor’s approval of or signature to such modification by amending Schedule 4.7 (as such
schedule may be amended or 

  
 33 

 
supplemented from time to time) to include reference to any right, title or interest in any existing Intellectual Property or any Intellectual Property acquired or developed by any Grantor after
the execution hereof or to delete any reference to any right, title or interest in any Intellectual Property in which any Grantor no longer has or claims any right, title or interest. 

5.3 Additional Grantors. 
 From time to time subsequent to the date hereof, additional Persons may become parties hereto as additional Grantors (each, an “Additional Grantor”), by executing a Counterpart Agreement.
Upon delivery of any such Counterpart Agreement to the Collateral Agent, notice of which is hereby waived by Grantors, each Additional Grantor shall be a Grantor and shall be as fully a party hereto as if Additional Grantor were an original
signatory hereto. Each Grantor expressly agrees that its obligations arising hereunder shall not be affected or diminished by the addition or release of any other Grantor hereunder, nor by any election of Collateral Agent not to cause any Subsidiary
of Company to become an Additional Grantor hereunder. This Agreement shall be fully effective as to any Grantor that is or becomes a party hereto regardless of whether any other Person becomes or fails to become or ceases to be a Grantor hereunder.

 SECTION 6. COLLATERAL AGENT APPOINTED ATTORNEY-IN-FACT. 

6.1 Power of Attorney. 
 Each Grantor hereby irrevocably appoints the Collateral Agent (such appointment being coupled with an interest) as such Grantor’s attorney-in-fact, with full authority in the place and stead of such
Grantor and in the name of such Grantor, the Collateral Agent or otherwise, from time to time in the Collateral Agent’s discretion to take any action and to execute any instrument that the Collateral Agent may deem reasonably necessary or
advisable to accomplish the purposes of this Agreement, including, without limitation, the following: 
 (a) upon
the occurrence and during the continuance of any Event of Default, to obtain and adjust insurance required to be maintained by such Grantor or paid to the Collateral Agent pursuant to the Credit Agreement; 

(b) upon the occurrence and during the continuance of any Event of Default, to ask for, demand, collect, sue for, recover,
compound, receive and give acquittance and receipts for moneys due and to become due under or in respect of any of the Collateral; 
 (c) upon the occurrence and during the continuance of any Event of Default, to receive, endorse and collect any drafts or other instruments, documents and chattel paper in connection with clause (b)
above; 
 (d) upon the occurrence and during the continuance of any Event of Default, to file any claims or take
any action or institute any proceedings that the Collateral Agent may deem necessary or desirable for the collection of any of the Collateral or otherwise to enforce the rights of the Collateral Agent with respect to any of the Collateral;

  
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 (e) to prepare and file any UCC financing statements against such Grantor as
debtor; 
 (f) to prepare, sign, and file for recordation in any intellectual property registry, appropriate
evidence of the lien and security interest granted herein in the Intellectual Property in the name of such Grantor as debtor; 
 (g) to take or cause to be taken all actions necessary to perform or comply or cause performance or compliance with the terms of this Agreement, including, without limitation, access to pay or discharge
taxes or Liens (other than Permitted Liens) levied or placed upon or threatened against the Collateral, the legality or validity thereof and the amounts necessary to discharge the same to be determined by the Collateral Agent in its sole discretion,
any such payments made by the Collateral Agent to become obligations of such Grantor to the Collateral Agent, due and payable immediately without demand; and 
 (h) upon the occurrence and during the continuance of an Event of Default, generally to sell, transfer, pledge, make any agreement with respect to or otherwise deal with any of the Collateral as fully and
completely as though the Collateral Agent were the absolute owner thereof for all purposes, and to do, at the Collateral Agent’s option and such Grantor’s expense, at any time or from time to time, all acts and things that the Collateral
Agent deems reasonably necessary to protect, preserve or realize upon the Collateral and the Collateral Agent’s security interest therein in order to effect the intent of this Agreement, all as fully and effectively as such Grantor might do.

 6.2 No Duty on the Part of Collateral Agent or Secured Parties. 

The powers conferred on the Collateral Agent hereunder are solely to protect the interests of the Secured Parties in the Collateral and
shall not impose any duty upon the Collateral Agent or any Secured Party to exercise any such powers. The Collateral Agent and the Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such
powers, and neither they nor any of their officers, directors, employees or agents shall be responsible to any Grantor for any act or failure to act hereunder, except for their own gross negligence or willful misconduct. The foregoing powers of
attorney under this Section 6 being coupled with an interest, are irrevocable until the security interest granted to the Collateral Agent hereby shall have terminated in accordance with the terms hereof. 

SECTION 7. REMEDIES. 
 7.1 Generally. 
 (a) If any Event of Default shall have
occurred and be continuing, the Collateral Agent may exercise in respect of the Collateral, in addition to all other rights and remedies provided for herein or otherwise available to it at law or in

  
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equity, all the rights and remedies of the Collateral Agent on default under the UCC (whether or not the UCC applies to the affected Collateral) to collect, enforce or satisfy any Secured
Obligations then owing, whether by acceleration or otherwise, and also may pursue any of the following separately, successively or simultaneously: 
 (i) require any Grantor to, and each Grantor hereby agrees that it shall at its expense and promptly upon request of the Collateral Agent forthwith, assemble all or part of the Collateral as directed by
the Collateral Agent and make it available to the Collateral Agent at a place to be designated by the Collateral Agent that is reasonably convenient to both parties; 

(ii) enter onto the property where any Collateral is located and take possession thereof with or without judicial
process; 
 (iii) prior to the disposition of the Collateral, store, process, repair or recondition the
Collateral or otherwise prepare the Collateral for disposition in any manner to the extent the Collateral Agent deems appropriate; and 
 (iv) without notice except as specified below or under the UCC, sell, assign, lease, license (on an exclusive or nonexclusive basis) or otherwise dispose of the Collateral or any part thereof in one or
more parcels at public or private sale, at any of the Collateral Agent’s offices or elsewhere, for cash, on credit or for future delivery, at such time or times and at such price or prices and upon such other terms as the Collateral Agent may
deem commercially reasonable. 
 (b) The Collateral Agent or any Secured Party may be the purchaser of any or all
of the Collateral at any public or private (to the extent to the portion of the Collateral being privately sold is of a kind that is customarily sold on a recognized market or the subject of widely distributed standard price quotations) sale in
accordance with the UCC and the Collateral Agent, as collateral agent for and representative of the Secured Parties, shall be entitled, for the purpose of bidding and making settlement or payment of the purchase price for all or any portion of the
Collateral sold at any such sale made in accordance with the UCC, to use and apply any of the Secured Obligations as a credit on account of the purchase price for any Collateral payable by the Collateral Agent at such sale. Each purchaser at any
such sale shall hold the property sold absolutely free from any claim or right on the part of any Grantor, and each Grantor hereby waives (to the extent permitted by applicable law) all rights of redemption, stay and/or appraisal which it now has or
may at any time in the future have under any rule of law or statute now existing or hereafter enacted. Each Grantor agrees that, to the extent notice of sale shall be required by law, at least ten (10) days notice to such Grantor of the time
and place of any public sale or the time after which any private sale is to be made shall constitute reasonable notification. The Collateral 

  
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Agent shall not be obligated to make any sale of Collateral regardless of notice of sale having been given. The Collateral Agent may adjourn any public or private sale from time to time by
announcement at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned. Each Grantor agrees that it would not be commercially unreasonable for the Collateral Agent to
dispose of the Collateral or any portion thereof by using Internet sites that provide for the auction of assets of the types included in the Collateral or that have the reasonable capability of doing so, or that match buyers and sellers of assets.
Each Grantor hereby waives any claims against the Collateral Agent arising by reason of the fact that the price at which any Collateral may have been sold at such a private sale conducted in a commercially reasonable manner was less than the price
which might have been obtained at a public sale, even if the Collateral Agent accepts the first offer received and does not offer such Collateral to more than one offeree. If the proceeds of any sale or other disposition of the Collateral are
insufficient to pay all the Secured Obligations, Grantors shall be liable for the deficiency and the fees of any attorneys employed by the Collateral Agent to collect such deficiency. Each Grantor further agrees that a breach of any of the covenants
contained in this Section will cause irreparable injury to the Collateral Agent, that the Collateral Agent has no adequate remedy at law in respect of such breach and, as a consequence, that each and every covenant contained in this Section shall be
specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such covenants except for a defense that no default has occurred giving rise to the
Secured Obligations becoming due and payable prior to their stated maturities. Nothing in this Section shall in any way alter the rights of the Collateral Agent hereunder. 

(c) The Collateral Agent may sell the Collateral without giving any warranties as to the Collateral. The Collateral Agent
may specifically disclaim or modify any warranties of title or the like. This procedure will not be considered to adversely affect the commercial reasonableness of any sale of the Collateral. 

(d) The Collateral Agent shall have no obligation to marshal any of the Collateral. 

7.2 Application of Proceeds. 
 Except as expressly provided elsewhere in this Agreement, all proceeds received by the Collateral Agent in respect of any sale, any collection from, or other realization upon all or any part of the
Collateral shall be applied in full or in part by the Collateral Agent against the Secured Obligations as set forth in Section 2.15(h) of the Credit Agreement. 
 7.3 Sales on Credit. 
 If Collateral Agent sells any of the Collateral upon
credit, Grantor will be credited only with payments actually made by purchaser and received by Collateral Agent and 

  
 37 

 
applied to indebtedness of the purchaser. In the event the purchaser fails to pay for the Collateral, Collateral Agent may resell the Collateral and Grantor shall be credited with proceeds of the
sale. 
 7.4 Deposit Accounts. 
 If any Event of Default shall have occurred and be continuing, the Collateral Agent may apply the balance from any Deposit Account or instruct the bank at which any Deposit Account (other than an Excluded
Account) is maintained to pay the balance of any Deposit Account (other than an Excluded Account) to or for the benefit of the Collateral Agent. 
 7.5 Investment Related Property. 
 Each Grantor recognizes that, by reason
of certain prohibitions contained in the Securities Act and applicable state securities laws, the Collateral Agent may be compelled, with respect to any sale of all or any part of the Investment Related Property conducted without prior registration
or qualification of such Investment Related Property under the Securities Act and/or such state securities laws, to limit purchasers to those who will agree, among other things, to acquire the Investment Related Property for their own account, for
investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges that any such private sale may be at prices and on terms less favorable than those obtainable through a public sale without such restrictions (including
a public offering made pursuant to a registration statement under the Securities Act) and, notwithstanding such circumstances, each Grantor agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner and
that the Collateral Agent shall have no obligation to engage in public sales and no obligation to delay the sale of any Investment Related Property for the period of time necessary to permit the issuer thereof to register it for a form of public
sale requiring registration under the Securities Act or under applicable state securities laws, even if such issuer would, or should, agree to so register it. If the Collateral Agent determines to exercise its right to sell any or all of the
Investment Related Property, upon written request, each Grantor shall and shall cause each issuer of any Pledged Stock to be sold hereunder, each partnership and each limited liability company from time to time to furnish to the Collateral Agent all
such information as the Collateral Agent may request in order to determine the number and nature of interest, shares or other instruments included in the Investment Related Property which may be sold by the Collateral Agent in exempt transactions
under the Securities Act and the rules and regulations of the Securities and Exchange Commission thereunder, as the same are from time to time in effect. 
 7.6 Intellectual Property. 
 (a) Anything contained herein
to the contrary notwithstanding, upon the occurrence and during the continuation of an Event of Default: 
 (i)
the Collateral Agent shall have the right (but not the obligation) to bring suit or otherwise commence any action or proceeding in the name of any Grantor, the Collateral Agent or otherwise, in the Collateral Agent’s sole discretion, to enforce
any Intellectual Property, in which event such Grantor shall, at the request of the Collateral Agent, do 

  
 38 

 
any and all lawful acts and execute any and all documents required by the Collateral Agent in aid of such enforcement and such Grantor shall promptly, upon demand, reimburse and indemnify the
Collateral Agent as provided in Section 10 hereof in connection with the exercise of its rights under this Section; 
 (ii) upon written demand from the Collateral Agent, each Grantor shall grant, assign, convey or otherwise transfer to the Collateral Agent or such Collateral Agent’s designee all of such
Grantor’s right, title and interest in and to the Intellectual Property and shall execute and deliver to the Collateral Agent such documents as are necessary or appropriate to carry out the intent and purposes of this Agreement; 

(iii) each Grantor agrees that such an assignment and/or recording shall be applied to reduce the Secured Obligations
outstanding only to the extent that the Collateral Agent (or any Secured Party) receives cash proceeds in respect of the sale of, or other realization upon, the Intellectual Property; and 

(iv) the Collateral Agent shall have the right to notify, or require each Grantor to notify, any obligors with respect to
amounts due or to become due to such Grantor in respect of the Intellectual Property, of the existence of the security interest created herein, to direct such obligors to make payment of all such amounts directly to the Collateral Agent, and, upon
such notification and at the expense of such Grantor, to enforce collection of any such amounts and to adjust, settle or compromise the amount or payment thereof, in the same manner and to the same extent as such Grantor might have done; 

(1) all amounts and proceeds (including checks and other instruments) received by Grantor in respect of amounts due to
such Grantor in respect of the Collateral or any portion thereof shall be received in trust for the benefit of the Collateral Agent hereunder, shall be segregated from other funds of such Grantor and shall be forthwith paid over or delivered to the
Collateral Agent in the same form as so received (with any necessary endorsement) to be held as cash Collateral and applied as provided by Section 7.7 hereof; and 

(2) Grantor shall not adjust, settle or compromise the amount or payment of any such amount or release wholly or partly
any obligor with respect thereto or allow any credit or discount thereon. 
 (b) If (i) an Event of Default
shall have occurred and, by reason of cure, waiver, modification, amendment or otherwise, no longer be continuing, (ii) no other Event of Default shall have occurred and be continuing, (iii) an

  
 39 

 
assignment or other transfer to the Collateral Agent of any rights, title and interests in and to the Intellectual Property shall have been previously made and shall have become absolute and
effective, and (iv) the Secured Obligations shall not have become immediately due and payable, upon the written request of any Grantor, the Collateral Agent shall promptly execute and deliver to such Grantor, at such Grantor’s sole cost
and expense, such assignments or other transfer as may be necessary to reassign to such Grantor any such rights, title and interests as may have been assigned to the Collateral Agent as aforesaid, subject to any disposition thereof that may have
been made by the Collateral Agent; provided, after giving effect to such reassignment, the Collateral Agent’s security interest granted pursuant hereto, as well as all other rights and remedies of the Collateral Agent granted hereunder, shall
continue to be in full force and effect; and provided further, the rights, title and interests so reassigned shall be free and clear of any other Liens granted by or on behalf of the Collateral Agent and the Secured Parties. 

(c) Solely for the purpose of enabling the Collateral Agent to exercise rights and remedies under this Section 7 and
at such time as the Collateral Agent shall be lawfully entitled to exercise such rights and remedies, each Grantor hereby grants to the Collateral Agent, to the extent it has the right to do so, an irrevocable, nonexclusive license (exercisable
without payment of royalty or other compensation to such Grantor), subject, in the case of Trademarks, to sufficient rights to quality control and inspection in favor of such Grantor to avoid the risk of invalidation of said Trademarks, to use,
operate under, license, or sublicense any Intellectual Property now owned or hereafter acquired by such Grantor, and wherever the same may be located. 
 7.7 Cash Proceeds. 
 In addition to the rights of the Collateral Agent
specified in Section 4.3 with respect to payments of Receivables, all proceeds of any Collateral received by any Grantor when an Event of Default has occurred and is continuing and consisting of cash, checks and other non-cash items
(collectively, “Cash Proceeds”) shall be held by such Grantor in trust for the Collateral Agent, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, unless otherwise provided pursuant to
Section 4.4.1(a)(ii), be turned over to the Collateral Agent in the exact form received by such Grantor (duly indorsed by such Grantor to the Collateral Agent, if required) and held by the Collateral Agent in the Collateral Account. Any Cash
Proceeds received by the Collateral Agent (whether from a Grantor or otherwise) if an Event of Default shall have occurred and be continuing, may, in the sole discretion of the Collateral Agent, (A) be held by the Collateral Agent for the
ratable benefit of the Secured Parties, as collateral security for the Secured Obligations (whether matured or unmatured) and/or (B) if the Secured Obligations shall have been declared immediately due and payable, then or at any time thereafter
may be applied by the Collateral Agent against the Secured Obligations then due and owing. 

  
 40 

 SECTION 8. COLLATERAL AGENT. 

The Collateral Agent has been appointed to act as Collateral Agent hereunder by Lenders and, by their acceptance of the benefits hereof,
the other Secured Parties. The Collateral Agent shall be obligated, and shall have the right hereunder, to make demands, to give notices, to exercise or refrain from exercising any rights, and to take or refrain from taking any action (including,
without limitation, the release or substitution of Collateral), solely in accordance with this Agreement and the Credit Agreement; provided, the Collateral Agent shall, after payment in full of all Obligations under the Credit Agreement and the
other Credit Documents, exercise, or refrain from exercising, any remedies provided for herein in accordance with the instructions of the holders of a majority of the aggregate notional amount (or, with respect to any Interest Rate Agreement that
has been terminated in accordance with its terms, the amount then due and payable (exclusive of expenses and similar payments but including any early termination payments then due) under such Interest Rate Agreement) under all Interest Rate
Agreements. In furtherance of the foregoing provisions of this Section, each Secured Party, by its acceptance of the benefits hereof, agrees that it shall have no right individually to realize upon any of the Collateral hereunder, it being
understood and agreed by such Secured Party that all rights and remedies hereunder may be exercised solely by the Collateral Agent for the benefit of Secured Parties in accordance with the terms of this Section. Collateral Agent may resign in the
manner set forth in Section 9.1 of the Credit Agreement. 
 SECTION 9. CONTINUING SECURITY INTEREST; TRANSFER OF LOANS.

 This Agreement shall create a continuing security interest in the Collateral and shall remain in full force and effect
until the payment in full of all Secured Obligations, and the cancellation or termination of the Commitments, be binding upon each Grantor, its successors and assigns, and inure, together with the rights and remedies of the Collateral Agent
hereunder, to the benefit of the Collateral Agent and its successors, transferees and assigns. Without limiting the generality of the foregoing, but subject to the terms of the Credit Agreement, any Lender may assign or otherwise transfer any Loans
held by it to any other Person, and such other Person shall thereupon become vested with all the benefits in respect thereof granted to Lenders herein or otherwise. Upon the payment in full of all Secured Obligations (other than with respect to
contingent rights to indemnification for which no claims are pending) and the cancellation or termination of the Commitments, the security interest granted hereby shall automatically terminate hereunder and of record and all rights to the Collateral
shall revert to Grantors. Upon any such termination the Collateral Agent shall, at Grantors’ expense, execute and deliver to Grantors or otherwise authorize the filing of such documents as Grantors shall reasonably request, including financing
statement amendments to evidence such termination. Upon any disposition of property permitted by the Credit Agreement, the Liens granted herein shall be deemed to be automatically released and such property shall automatically revert to the
applicable Grantor with no further action on the part of any Person. The Collateral Agent shall, at Grantor’s expense, execute and deliver or otherwise authorize the filing of such documents as Grantors shall reasonably request, in form and
substance reasonably satisfactory to the Collateral Agent, including financing statement amendments to evidence such release. 

  
 41 

 SECTION 10. STANDARD OF CARE; COLLATERAL AGENT MAY PERFORM. 

The powers conferred on the Collateral Agent hereunder are solely to protect its interest in the Collateral and shall not impose any duty
upon it to exercise any such powers. Except for the exercise of reasonable care in the custody of any Collateral in its possession and the accounting for moneys actually received by it hereunder, the Collateral Agent shall have no duty as to any
Collateral or as to the taking of any necessary steps to preserve rights against prior parties or any other rights pertaining to any Collateral. The Collateral Agent shall be deemed to have exercised reasonable care in the custody and preservation
of Collateral in its possession if such Collateral is accorded treatment substantially equal to that which the Collateral Agent accords its own property. Neither the Collateral Agent nor any of its directors, officers, employees or agents shall be
liable for failure to demand, collect or realize upon all or any part of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or otherwise. If any
Grantor fails to perform any agreement contained herein, the Collateral Agent may itself perform, or cause performance of, such agreement, and the expenses of the Collateral Agent incurred in connection therewith shall be payable by each Grantor
under Section 10.2 of the Credit Agreement. 
 SECTION 11. MISCELLANEOUS. 

Any notice required or permitted to be given under this Agreement shall be given in accordance with Section 10.1 of the Credit
Agreement. No failure or delay on the part of the Collateral Agent in the exercise of any power, right or privilege hereunder or under any other Credit Document shall impair such power, right or privilege or be construed to be a waiver of any
default or acquiescence therein, nor shall any single or partial exercise of any such power, right or privilege preclude other or further exercise thereof or of any other power, right or privilege. All rights and remedies existing under this
Agreement and the other Credit Documents are cumulative to, and not exclusive of, any rights or remedies otherwise available. In case any provision in or obligation under this Agreement shall be invalid, illegal or unenforceable in any jurisdiction,
the validity, legality and enforceability of the remaining provisions or obligations, or of such provision or obligation in any other jurisdiction, shall not in any way be affected or impaired thereby. All covenants hereunder shall be given
independent effect so that if a particular action or condition is not permitted by any of such covenants, the fact that it would be permitted by an exception to, or would otherwise be within the limitations of, another covenant shall not avoid the
occurrence of a Default or an Event of Default if such action is taken or condition exists. This Agreement shall be binding upon and inure to the benefit of the Collateral Agent and Grantors and their respective successors and assigns. No Grantor
shall, without the prior written consent of the Collateral Agent given in accordance with the Credit Agreement, assign any right, duty or obligation hereunder. This Agreement and the other Credit Documents embody the entire agreement and
understanding between Grantors and the Collateral Agent and supersede all prior agreements and understandings between such parties relating to the subject matter hereof and thereof. Accordingly, the Credit Documents may not be contradicted by
evidence of prior, contemporaneous or subsequent oral agreements of the parties. There are no unwritten oral agreements between the parties. This Agreement may be executed in one or more counterparts and by different parties hereto in separate
counterparts, each of which when so executed and delivered shall be deemed an original, but all such counterparts together shall 

  
 42 

 
constitute but one and the same instrument; signature pages may be detached from multiple separate counterparts and attached to a single counterpart so that all signature pages are physically
attached to the same document. Delivery of an executed counterpart of a signature page of this Agreement by facsimile or other electronic transmission shall be effective as delivery of an original manually executed counterpart of this Agreement.

 THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND
ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO ITS CONFLICTS OF LAW PROVISIONS (OTHER THAN SECTION 5-1401 AND SECTION 5-1402 OF THE NEW YORK GENERAL OBLIGATION LAWS). 

[Remainder of Page Intentionally Left Blank] 

  
 43 

 IN WITNESS WHEREOF, each Grantor and the Collateral Agent have caused this Agreement to be
duly executed and delivered by their respective officers thereunto duly authorized as of the date first written above. 
  

					
	GRANTORS:	 	Morton’s Restaurant Group, Inc.,	 	
		 	a Delaware corporation	 	
			
		 	Morton’s of Chicago, Inc.,	 	
		 	an Illinois corporation	 	
		
		 	Arnie Morton’s of Chicago/Burbank LLC,
		 	a Delaware limited liability company	 	
		
		 	Arnie Morton’s of Chicago/Figueroa LLC,
		 	a Delaware limited liability company	 	
		
		 	Arnie Morton’s of Chicago/Woodland Hills, LLC,
		 	a Delaware limited liability company	 	
			
		 	Bertolini’s Restaurants, Inc.,	 	
		 	a Delaware corporation	 	
			
		 	Bertolini’s of Las Vegas, Inc.,	 	
		 	a Delaware corporation	 	
			
		 	Italian Restaurants Holding Corp.,	 	
		 	a Delaware corporation	 	
			
		 	MOCGC Corp.,	 	
		 	a Virginia corporation	 	
		
		 	Morton’s Mexico Holding (USA), LLC,
		 	a Delaware limited liability company	 	
		
		 	Morton’s of Chicago Florida Holding, Inc.,
		 	a Delaware corporation	 	
			
		 	Morton’s of Chicago Holding, Inc.,	 	
		 	a Delaware corporation	 	
		
		 	Morton’s of Chicago Maryland Holding, Inc.,
		 	a Delaware corporation	 	
			
		 	Morton’s of Chicago/Anaheim, LLC,	 	
		 	a Delaware limited liability company	 	

 [SIGNATURE PAGE TO PLEDGE
AND SECURITY AGREEMENT] 

  

					
		 	 Morton’s of Chicago/Atlanta, Inc.,
 an Illinois corporation
	 	
		
		 	 Morton’s of Chicago/Atlantic City, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Baltimore LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Bethesda LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Boca Raton LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Boston LLC,
 a Delaware limited liability company
	 	
		
		 	 Morton’s of Chicago/Boston Seaport, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Brooklyn, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Buckhead, Inc.,
 a Delaware corporation
	 	
		
		 	 Morton’s of Chicago/Capitol Mall, LLC,
 a Delaware limited liability company

		
		 	 Morton’s of Chicago/Carew Tower, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Charlotte LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Chicago, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Clayton, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Cleveland, Inc.,
 an Illinois corporation
	 	

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

  

					
		 	 Morton’s of Chicago/Coral Gables, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Crystal City LLC,
 a Delaware limited liability company
	 	
		
		 	 Morton’s of Chicago/Dallas Crescent, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Dallas, Inc.,
 an Illinois corporation
	 	
		
		 	 Morton’s of Chicago/Denver Crescent Town Center, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Denver, Inc.,
 an Illinois corporation
	 	
			
		 	 Morton’s of Chicago/Fifth Avenue, Inc.,
 a Delaware corporation
	 	
		
		 	 Morton’s of Chicago/Flamingo Road Corp.,
 a Delaware corporation

		
		 	 Morton’s of Chicago/Fort Lauderdale, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Great Neck LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Hackensack LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Hartford LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Honolulu LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Houston, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Indianapolis LLC,
 a Delaware limited liability company
	 	

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

  

					
		 	 Morton’s of Chicago/Indian Wells, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Jacksonville LLC,
 a Delaware limited liability company
	 	
		
		 	 Morton’s of Chicago/King of Prussia LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Louisville LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/McKinney, LLC,
 a Delaware limited liability company
	 	
		
		 	 Morton’s of Chicago/Miami Beach, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Miami LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Naperville, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Nashville, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/New Orleans LLC,
 a Delaware limited liability company
	 	
		
		 	 Morton’s of Chicago/North Miami Beach, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Northbrook, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Orlando LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Palm Beach LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Palm Desert, Inc.,
 a Delaware corporation
	 	

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

  

					
		 	 Morton’s of Chicago/Philadelphia, LLC,
 a Delaware limited liability company

			
		 	 Morton’s of Chicago/Phoenix, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Pittsburgh, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Pittsburgh LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Portland, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Puerto Rico, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Reston LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Richmond LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Rosemont, Inc.,
 an Illinois corporation
	 	
			
		 	 Morton’s of Chicago/San Antonio, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/San Diego, Inc.,
 a Delaware corporation
	 	
		
		 	 Morton’s of Chicago/San Francisco, Inc.,
 a Delaware corporation

			
		 	 Morton’s of Chicago/San Jose, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Santa Ana, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Schaumburg LLC,
 a Delaware limited liability company
	 	

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

  

									
		 	 Morton’s of Chicago/Scottsdale, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Seattle, Inc.,
 a Delaware corporation
	 	
			
		 	 Morton’s of Chicago/Stamford LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Troy, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Virginia, Inc.,
 an Illinois corporation
	 	
			
		 	 Morton’s of Chicago/Wacker Place, LLC,
 a Delaware limited liability company
	 	
			
		 	 Morton’s of Chicago/Washington D.C. Inc.,
 a Delaware corporation
	 	
		
		 	 Morton’s of Chicago/Washington Square, Inc.,
 a Delaware corporation

			
		 	 Morton’s of Chicago/White Plains LLC,
 a Delaware limited liability company
	 	
			
		 	 Porterhouse of Los Angeles, Inc.,
 a Delaware corporation
	 	
			
		 	 Porterhouse, Inc.,
 a Delaware corporation
	 	
					
		 		 	By:	 	 /s/ RONALD M. DINELLA
	 	
		 		 	Name:	 	Ronald M. DiNella	 	
		 		 	Title:	 	Senior Vice President	 	
			
		 	 Chicago Steakhouse, Inc.,
 a Texas corporation
	 	
			
		 	 Houston Steakhouse, Inc.,
 a Texas corporation
	 	

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

  

									
		 	 McKinney Steakhouse LLC,
 a Texas limited liability company
	 	
			
		 	 San Antonio Steakhouse, Inc.,
 a Texas corporation
	 	
					
		 		 	By:	 	 /s/ RONALD M. DINELLA
	 	
		 		 	Name:	 	Ronald M. DiNella	 	
		 		 	Title:	 	President	 	

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

  

					
	COLLATERAL AGENT:	 	GOLDMAN SACHS BANK USA
			
		 	By:	 	 /s/ STEPHEN HIPP

		 	Name:	 	Stephen Hipp
		 	Title:	 	Authorized Signatory
		
	LENDER:	 	GOLDMAN SACHS BANK USA
			
		 	By:	 	 /s/ STEPHEN HIPP

		 	Name:	 	Stephen Hipp
		 	Title:	 	Authorized Signatory

  

[SIGNATURE PAGE TO PLEDGE AND SECURITY
AGREEMENT] 

 SCHEDULE 4.1 (A) 
 TO PLEDGE AND SECURITY AGREEMENT 
  

											
	 	  	 FULL LEGAL NAME
	  	 Type of
Org.
	  	 Fed. Id#
	  	
State of Inc.
State qual. to
do business in
	  	 Chief Executive Office/Sole

Place of Business

						
	 1
	  	Morton’s Restaurant Group, Inc.	  	Corp.	  	13-3490149	  	DE	  	 325 N. LaSalle St., Ste 500,

Chicago, Ill. 60654

						
	 2
	  	Porterhouse, Inc.	  	Corp.	  	22-2828525	  	DE	  	325 N. LaSalle St., Ste 500,
		  		  		  		  	IL	  	Chicago, Ill. 60654
						
	 3
	  	Morton’s of Chicago, Inc.	  	Corp.	  	36-2963061	  	IL	  	 325 N. LaSalle St., Ste 500,
 Chicago, Ill. 60654

		  		  		  		  	HI	  
		  		  		  		  	WI	  	
						
	 4
	  	Morton’s of Chicago/Atlanta, Inc.	  	Corp.	  	58-1604103	  	IL	  	SunTrust Plaza Bldg.
		  		  		  		  	GA	  	303 Peachtree Center Ave.
		  		  		  		  		  	Atlanta, GA 30308
						
	 5
	  	Morton’s of Chicago/Buckhead, Inc.	  	Corp.	  	58-2073163	  	DE	  	Peachtree Lenox Bldg.
		  		  		  		  	GA	  	3379 Peachtree Rd. N.E.
		  		  		  		  		  	Atlanta, GA 30326
						
	 6
	  	Morton’s of Chicago/Chicago, Inc.	  	Corp.	  	36-3813773	  	DE	  	1050 N. State St.
		  		  		  		  	IL	  	Chicago, IL 60610
						
	 7
	  	Morton’s of Chicago/Clayton, Inc	  	Corp.	  	36-3899556	  	DE	  	7822 Bonhomme Ave.
		  		  		  		  	MO	  	Clayton, MO 63105
						
	 8
	  	Morton’s of Chicago/Cleveland, Inc.	  	Corp.	  	34-1642143	  	IL	  	The Avenue at Tower City Center
		  		  		  		  	OH	  	1600 W. Second Street
		  		  		  		  		  	Cleveland, Ohio 44113
						
	 9
	  	Morton’s of Chicago/Dallas, Inc.	  	Corp.	  	36-3447352	  	IL	  	501 Elm Street
		  		  		  		  	TX	  	Dallas, TX 75202
						
	 10
	  	Morton’s of Chicago/Denver, Inc.	  	Corp.	  	84-0972465	  	IL	  	1710 Wynkoop St.
		  		  		  		  	CO	  	Denver, CO 80202
						
	 11
	  	Morton’s of Chicago/Fifth Avenue, Inc.	  	Corp.	  	13-3702276	  	DE	  	New York, NY
		  		  		  		  	NY	  	551 5th Ave
		  		  		  		  		  	New York, NY 10017
						
	 12
	  	Morton’s of Chicago/Flamingo Road Corp.	  	Corp.	  	88-0428235	  	DE	  	400 East Flamingo Road
		  		  		  		  	NV	  	Las Vegas, NV 89109

  

  

											
	 13
	  	Morton’s of Chicago/Houston, Inc.	  	Corp.	  	76-0480470	  	DE	  	Centre at Post Oak
		  		  		  		  	TX	  	5000 Westheimer
		  		  		  		  		  	Houston, Texas 77056
						
	 14
	  	Morton’s of Chicago/Nashville, Inc.	  	Corp.	  	62-1555524	  	DE	  	618 Church St.
		  		  		  		  	TN	  	Nashville, TN 37219
						
	 15
	  	Morton’s of Chicago/Palm Desert, Inc.	  	Corp.	  	33-0573585	  	DE	  	74-880 Country Club Drive
		  		  		  		  	CA	  	Palm Desert, CA 92260
						
	 16
	  	Morton’s of Chicago/Phoenix, Inc.	  	Corp.	  	86-0669799	  	DE	  	Shops at the Esplanade
		  		  		  		  	AZ	  	2501 E. Camelback Rd.
		  		  		  		  		  	Phoenix, AZ 85016
						
	 17
	  	Morton’s of Chicago/Pittsburgh, Inc.	  	Corp.	  	25-1707046	  	DE	  	CNG Tower
		  		  		  		  	PA	  	625 Liberty Avenue
		  		  		  		  		  	Pittsburgh, PA 15222
						
	 18
	  	Morton’s of Chicago/Portland, Inc.	  	Corp.	  	36-4184660	  	DE	  	213 SW Clay Street
		  		  		  		  	OR	  	Portland, OR 97201
						
	 19
	  	Morton’s of Chicago/Puerto Rico, Inc.	  	Corp.	  	66-0578469	  	DE	  	1 Calle San Geronimo Grounds
		  		  		  		  	PR	  	San Juan, PR 00901
						
	 20
	  	Morton’s of Chicago/Rosemont, Inc.	  	Corp.	  	36-3647177	  	IL	  	Columbia Centre III
		  		  		  		  	None	  	9525 W. Bryn Mawr Ave.
		  		  		  		  		  	Rosemont, IL 60018
						
	 21
	  	Morton’s of Chicago/San Antonio, Inc.	  	Corp.	  	74-2585678	  	DE	  	849 E. Commerce Street
		  		  		  		  	TX	  	San Antonio, TX 78205
						
	 22
	  	Morton’ s of Chicago/San Diego, Inc.	  	Corp.	  	93-1206885	  	DE	  	The Harbor Club
		  		  		  		  	CA	  	285 J Street
		  		  		  		  		  	San Diego, CA 92101
						
	 23
	  	Morton’s of Chicago/San Francisco, Inc.	  	Corp.	  	94-3199306	  	DE	  	400 Post St., Lower Level
		  		  		  		  	CA	  	San Francisco, CA 94102
						
	 24
	  	Morton’s of Chicago/Santa Ana, Inc.	  	Corp.	  	33-0538029	  	DE	  	1641 W. Sunflower Ave.
		  		  		  		  	CA	  	Santa Ana, CA 92704
						
	 25
	  	Morton’s of Chicago/Scottsdale, Inc.	  	Corp.	  	36-4206009	  	DE	  	15233 N. Kierland Blvd.
		  		  		  		  	AZ	  	Scottsdale, AZ 85254

  

  

											
	 26
	  	Morton’s of Chicago/Seattle, Inc.	  	Corp.	  	91-1943719	  	DE	  	1511 6th Avenue
		  		  		  		  	WA	  	Seattle, WA 98101
						
	 27
	  	Morton’s of Chicago/Virginia, Inc.	  	Corp.	  	54-1536742	  	IL	  	8075 Leesburg Pike
		  		  		  		  	VA	  	Vienna, VA 22182
						
	 28
	  	Morton’s of Chicago/Washington D.C., Inc.	  	Corp.	  	98-0115765	  	DE	  	3251 Prospect St, NW
		  		  		  		  	DC	  	Washington, DC 20007
						
	 29
	  	Morton’s of Chicago/Washington Square, Inc.	  	Corp.	  	52-1973878	  	DE	  	1050 Connecticut Ave.
		  		  		  		  	DC	  	Washington, DC 20036
						
	 30
	  	Porterhouse of Los Angeles, Inc.	  	Corp.	  	95-4346738	  	DE	  	SLS Hotel at Beverly Hills
		  		  		  		  	CA	  	435 La Cienega Blvd
		  		  		  		  		  	Beverly Hills, CA 90048
						
	 31
	  	MOCGC Corp.	  	Corp.	  	06-1635276	  	VA	  	325 N. LaSalle St., Ste 500,
		  		  		  		  	IL	  	Chicago, Ill. 60654
						
	 32
	  	Chicago Steakhouse, Inc.++	  	Corp.	  	75-2165973	  	TX	  	501 Elm Street
		  		  		  		  	None	  	Dallas, TX 75202
						
	 33
	  	McKinney Steakhouse LLC++	  	Corp.	  	20-5280426	  	TX	  	1001 McKinney Street
		  		  		  		  	None	  	Suite A4
		  		  		  		  		  	Houston, TX 77002
						
	 34
	  	Houston Steakhouse, Inc. ++	  	Corp.	  	76-0480466	  	TX	  	Centre at Post Oak
		  		  		  		  		  	5000 Westheimer
		  		  		  		  	None	  	Houston, Texas 77056
						
	 35
	  	San Antonio Steakhouse, Inc ++	  	Corp.	  	74-2596248	  	TX	  	849 E. Commerce Street
		  		  		  		  	None	  	San Antonio, TX 78205
						
	 36
	  	Morton’s of Chicago Holding, Inc.	  	Corp.	  	36-4283747	  	DE	  	325 N. LaSalle St., Ste 500,
		  		  		  		  	IL	  	Chicago, Ill. 60654
		  		  		  		  	NJ	  	
						
	 37
	  	Morton’s of Chicago/Anaheim LLC	  	LLC	  	03-0582995	  	DE	  	1895 S. Harbor Blvd.
		  		  		  		  	CA	  	Anaheim, CA 92802
						
	 38
	  	Morton’s of Chicago/Atlantic City LLC	  	LLC	  	34-2012888	  	DE	  	Caesars Atlantic City
		  		  		  		  	NJ	  	2100 Pacific Avenue
		  		  		  		  		  	Atlantic City, NJ 08401
						
	 39
	  	Morton’s of Chicago/Baltimore LLC	  	LLC	  	20-4471758	  	DE	  	300 South Charles St.
		  		  		  		  	MD	  	Baltimore, MD 21201

  

  

											
	 40
	  	Morton’s of Chicago/Bethesda LLC	  	LLC	  	87-0646507	  	DE	  	Hyatt Regency Hotel
		  		  		  		  	MD	  	7400 Wisconsin Avenue
		  		  		  		  		  	Bethesda, MD 20814
						
	 41
	  	Morton’s of Chicago/Boca Raton LLC	  	LLC	  	20-4471747	  	DE	  	5050 Town Center Circle
		  		  		  		  	FL	  	Boca Raton, FL 33486
						
	 42
	  	Morton’s of Chicago/Boston LLC	  	LLC	  	11-3483522	  	DE	  	One Exeter Plaza
		  		  		  		  	MA	  	699 Boylston at Exeter
		  		  		  		  		  	Boston, MA 02116
						
	 43
	  	Morton’s of Chicago/Boston Seaport LLC	  	LLC	  	20-8402105	  	DE	  	Two Seaport Lane
		  		  		  		  	MA	  	Boston, MA 02210
						
	 44
	  	Morton’s of Chicago/Brooklyn LLC	  	LLC	  	26-1887809	  	DE	  	339 Adams Street
		  		  		  		  	NY	  	Brooklyn, NY 11201
						
	 45
	  	Arnie Morton’s of Chicago/Burbank LLC	  	LLC	  	52-2344093	  	DE	  	3400 West Olive Avenue
		  		  		  		  	CA	  	Burbank, CA 91505
						
	 46
	  	Morton’s of Chicago/Capitol Mall, LLC	  	LLC	  	26-2728345	  	DE	  	621 Capitol Mall
		  		  		  		  	CA	  	Sacramento, CA 95814
						
	 47
	  	Morton’s of Chicago/Carew Tower LLC	  	LLC	  	20-8119275	  	DE	  	The Carew Tower
		  		  		  		  	OH	  	441 Vine Street, Suite 1H
		  		  		  		  		  	Cincinnati, OH 45202
						
	 48
	  	Morton’s of Chicago/Charlotte LLC	  	LLC	  	11-3483524	  	DE	  	227 W. Trade St.
		  		  		  		  	NC	  	Charlotte, NC 28202
						
	 49
	  	Morton’s of Chicago/Coral Gables LLC	  	LLC	  	14-1947000	  	DE	  	2333 Ponce de Leon Blvd.
		  		  		  		  	FL	  	Coral Gables, FL 33134
						
	 50
	  	Morton’s of Chicago/Crystal City LLC	  	LLC	  	52-2328882	  	DE	  	1631 Crystal Square Arcade
		  		  		  		  	VA	  	Arlington, VA 22202
						
	 51
	  	Morton’s of Chicago/Dallas Crescent, LLC	  	LLC	  	26-3263955	  	DE	  	2222 McKinney
		  		  		  		  	TX	  	Suite 200
		  		  		  		  		  	Dallas, TX 75201
						
	 52
	  	Morton’s of Chicago/Denver Crescent Town Center LLC	  	LLC	  	84-1507073	  	DE	  	Denver Crescent Town Center
		  	  		  		  	CO	  	8480 E. Belleview Ave.
		  		  		  		  		  	Greenwood Village, CO 80111

  

  

											
	 53
	  	Arnie Morton’s of Chicago/Figueroa LLC	  	LLC	  	52-2285128	  	DE	  	735 S.Figueroa Street, Suite 207
		  		  		  		  	CA	  	Los Angeles, CA 90017
						
	 54
	  	Morton’s of Chicago/Fort Lauderdale LLC	  	LLC	  	71-0964658	  	DE	  	500 E. Broward Blvd Ste: 127
		  		  		  		  	FL	  	Fort Lauderdale, FL 33394
						
	 55
	  	Morton’s of Chicago/Great Neck LLC	  	LLC	  	11-3464741	  	DE	  	777 Northern Blvd.
		  		  		  		  	NY	  	Great Neck, NY 11020
						
	 56
	  	Morton’s of Chicago/Hackensack LLC	  	LLC	  	52-2285085	  	DE	  	Riverside Square Mall
		  		  		  		  	NJ	  	One Riverside Square
		  		  		  		  		  	Hackensack, NJ 07601
						
	 57
	  	Morton’s of Chicago/ Hartford LLC	  	LLC	  	06-1566519	  	DE	  	30 State House Square
		  		  		  		  	CT	  	Hartford, CT 06103
						
	 58
	  	Morton’s of Chicago/Honolulu LLC	  	LLC	  	99-0351666	  	DE	  	Ala Moana Shopping Center
		  		  		  		  	HI	  	1450 Ala Moana Blvd.
		  		  		  		  		  	Honolulu, Hawaii 96814
						
	 59
	  	Morton’s of Chicago/Indian Wells, LLC	  	LLC	  	Pending	  	DE	  	325 N. LaSalle St., Ste 500,
		  		  		  		  	CA	  	Chicago, Ill. 60654
						
	 60
	  	Morton’s of Chicago/Indianapolis LLC	  	LLC	  	35-2076460	  	DE	  	41 E. Washington Ave.
		  		  		  		  	IN	  	Indianapolis, IN 46204
						
	 61
	  	Morton’s of Chicago/Jacksonville LLC	  	LLC	  	58-2453593	  	DE	  	1510 Riverplace Blvd.
		  		  		  		  	FL	  	Jacksonville, FL 32207
						
	 62
	  	Morton’s of Chicago/King of Prussia LLC	  	LLC	  	23-3091798	  	DE	  	The Pavilion at King of Prussia Mall
		  		  		  		  	PA	  	500 Mall Blvd.
		  		  		  		  		  	King of Prussia, PA 19406
						
	 63
	  	Morton’s of Chicago/Louisville LLC	  	LLC	  	61-1370928	  	DE	  	626 West Main Street
		  		  		  		  	KY	  	Louisville, KY 40202
						
	 64
	  	Morton’s of Chicago/McKinney LLC	  	LLC	  	11-3483547	  	DE	  	1001 McKinney Street
		  		  		  		  	TX	  	Suite A4
		  		  		  		  		  	Houston, TX 77002
						
	 65
	  	Morton’s of Chicago/Miami LLC	  	LLC	  	20-4471743	  	DE	  	1200 Brickell Ave.
		  		  		  		  	FL	  	Miami, FL 33131

  

  

											
	 66
	  	Morton’s of Chicago/Miami Beach LLC	  	LLC	  	26-2579242	  	DE	  	4041 Collins Avenue
		  		  		  		  	FL	  	Miami Beach, FL 33140
						
	 67
	  	Morton’s of Chicago/Naperville, LLC	  	LLC	  	26-0510979	  	DE	  	1751 Freedom Drive
		  		  		  		  	IL	  	Naperville, IL 60563
						
	 68
	  	Morton’s of Chicago/ New Orleans LLC	  	LLC	  	72-1474726	  	DE	  	One Canal Place
		  		  		  		  	LA	  	365 Canal St.
		  		  		  		  		  	New Orleans, LA 70130
						
	 69
	  	Morton’s of Chicago/North Miami Beach LLC	  	LLC	  	20-4471721	  	DE	  	17399 Biscayne Blvd.
		  		  		  		  	FL	  	N. Miami, FL 33160
						
	 70
	  	Morton’s of Chicago/ Northbrook LLC	  	LLC	  	42-1690860	  	DE	  	707 Skokie Blvd.
		  		  		  		  	IL	  	Northbrook, IL 60062
						
	 71
	  	Morton’s of Chicago/Orlando LLC	  	LLC	  	20-4471716	  	DE	  	Dr. Phillips Market Place
		  		  		  		  	FL	  	7600 Dr. Phillips Blvd.
		  		  		  		  		  	Orlando, Florida 32819
						
	 72
	  	Morton’s of Chicago/Palm Beach LLC	  	LLC	  	20-4471701	  	DE	  	777 S. Flagler Dr.
		  		  		  		  	FL	  	W. Palm Beach, FL 33401
						
	 73
	  	Morton’s of Chicago/Philadelphia LLC	  	LLC	  	68-0622610	  	DE	  	1411 Walnut Street
		  		  		  		  		  	Philadelphia, PA 19102
						
	 74
	  	Morton’s of Chicago/Pittsburgh LLC	  	LLC	  	11-3483546	  	DE	  	CNG Tower
		  		  		  		  	PA	  	625 Liberty Avenue
		  		  		  		  		  	Pittsburgh, PA 15222
						
	 75
	  	Morton’s of Chicago/Reston LLC	  	LLC	  	54-2015638	  	DE	  	Reston Town Center
		  		  		  		  	VA	  	One Freedom Square
		  		  		  		  		  	11956 Market Street
		  		  		  		  		  	Reston, VA 20190
						
	 76
	  	Morton’s of Chicago/Richmond LLC	  	LLC	  	52-2285125	  	DE	  	111 Virginia St.
		  		  		  		  	VA	  	Richmond, VA 23219
						
	 77
	  	Morton’s of Chicago/San Jose LLC	  	LLC	  	20-4868359	  	DE	  	177 Park Avenue, Suite 100
		  		  		  		  	CA	  	San Jose, CA 95113
						
	 78
	  	Morton’s of Chicago/Schaumburg LLC	  	LLC	  	36-4294309	  	DE	  	1470 McConnor Parkway
		  		  		  		  	IL	  	Schaumburg, IL 60173
						
	 79
	  	Morton’s of Chicago/Stamford LLC	  	LLC	  	06-1542688	  	DE	  	UBS Warburg Building
		  		  		  		  	CT	  	377 North State St.
		  		  		  		  		  	Stamford, CT 06901

  

  

											
	 80
	  	Morton’s of Chicago/Troy LLC	  	LLC	  	84-1661965	  	DE	  	888 West Big Beaver Rd
		  		  		  		  	MI	  	Suite 308
		  		  		  		  		  	Troy, MI 48084
						
	 81
	  	Morton’s of Chicago/Wacker Place LLC	  	LLC	  	84-1646609	  	DE	  	65 East Wacker Place
		  		  		  		  	IL	  	Chicago, IL 60601
						
	 82
	  	Morton’s of Chicago/White Plains LLC	  	LLC	  	41-2107441	  	DE	  	9 Maple Ave.
		  		  		  		  	NY	  	White Plains, NY 10605
						
	 83
	  	Arnie Morton’s of Chicago/Woodland Hills, LLC	  	LLC	  	20-5280332	  	DE	  	6250 Canoga Ave., Suite111
		  		  		  		  	CA	  	Woodland Hills, CA 91367
						
	 84
	  	Morton’s of Chicago Florida Holding, Inc.	  	Corp.	  	38-3725075	  	DE	  	 325 N. LaSalle St., Ste 500,

Chicago, Ill. 60654

						
	 85
	  	Morton’s of Chicago Maryland Holding, Inc.	  	Corp.	  	36-4577413	  	DE	  	 325 N. LaSalle St., Ste 500,

Chicago, Ill. 60654

						
	 86
	  	Morton’s Mexico Holding (USA), LLC	  	LLC	  	26-3264595	  	DE	  	 325 N. LaSalle St., Ste 500,

Chicago, Ill. 60654

						
	 87
	  	Italian Restaurants Holding Corp	  	Corp.	  	11-3092950	  	DE	  	325 N. LaSalle St., Ste 500,
		  		  		  		  	NV	  	Chicago, Ill. 60654
						
	 88
	  	Bertolini’s Restaurants, Inc.	  	Corp.	  	11-3092952	  	DE	  	325 N. LaSalle St., Ste 500,
		  		  		  		  	NV	  	Chicago, Ill. 60654
						
	 89
	  	Bertolini’s of Las Vegas, Inc.	  	Corp.	  	11-3092953	  	DE	  	Forum Shops at Caesars Palace
		  		  		  		  	NV	  	3500 Las Vegas Blvd., Suite G-9
		  		  		  		  		  	Las Vegas, NV 89109

  

FOOTNOTES: 
  

	++	Created for liquor license purposes 

  

 SCHEDULE 4.1 (B) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Other Names (including any Trade Names or Fictitious
Business Names): 
 All entities above in Schedule 4.1 (A) that operate restaurants do business as “Morton’s The Steakhouse”
except Arnie Morton’s of Chicago/Woodland Hills, LLC and Arnie Morton’s of Chicago/Burbank LLC which do business as “Arnie Morton’s The Steakhouse”. Bertolini’s of Las Vegas, Inc. does business as “Trevi”.

 Fictitious Business Names 
  

					
	 	  	Full Legal Name	  	Trade Name or Fictitious Business Name
			
	1	  	Arnie Morton’s of Chicago/Burbank LLC	  	 Arnie Morton’s of Chicago – The Steakhouse
 Arnie Morton’s – The Steakhouse

	2	  	Morton’s of Chicago/Coral Gables LLC	  	 Morton’s Miami – Coral Gables
 Morton’s The Steakhouse

	3	  	Arnie Morton’s of Chicago/Figueroa LLC	  	 Morton’s The Steakhouse, Los Angeles
 Arnie Morton’s of Chicago – The Steakhouse

	4	  	Morton’s of Chicago/Miami LLC	  	 Morton’s Miami – Brickell
 Morton’s The Steakhouse
 Morton’s of Chicago – The Steakhouse

	5	  	Morton’s of Chicago/Miami Beach LLC	  	 Morton’s Miami Beach – Collins
 Morton’s The Steakhouse
 Morton’s The Steakhouse at the Crown

	6	  	Arnie Morton’s of Chicago/Woodland Hills, LLC	  	 Arnie Morton’s of Chicago – The Steakhouse
 Arnie Morton’s – The Steakhouse

	7	  	Morton’s of Chicago/Boca Raton LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	8	  	Morton’s of Chicago/Fort Lauderdale LLC	  	Morton’s The Steakhouse
	9	  	Morton’s of Chicago/Jacksonville LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	10	  	Morton’s of Chicago/North Miami Beach LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	11	  	Morton’s of Chicago/Orlando LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	12	  	Morton’s of Chicago/Palm Beach LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	13	  	Morton’s of Chicago/Palm Desert, Inc.	  	Morton’s of Chicago – The Steakhouse
	14	  	Morton’s of Chicago/Sacramento, Inc.	  	Morton’s of Chicago – The Steakhouse
	15	  	Morton’s of Chicago/San Diego, Inc.	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	16	  	Morton’s of Chicago/San Francisco, Inc.	  	Morton’s of Chicago – The Steakhouse
	17	  	Morton’s of Chicago/Santa Ana, Inc.	  	 Morton’s of Chicago – The Steakhouse
 Arnie Morton’s – The Steakhouse

	18	  	Porterhouse of Los Angeles, Inc.	  	 Arnie Morton’s of Chicago

Arnie Morton’s of Chicago – The Steakhouse
 Arnie Morton’s – The Steakhouse

	19	  	Morton’s of Chicago/San Jose LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

  

  

					
	20	  	Morton’s of Chicago/Anaheim LLC	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	21	  	Morton’s of Chicago/Clayton, Inc	  	 Morton’s The Steakhouse

Morton’s of Chicago – The Steakhouse

	22	  	Morton’s of Chicago/Cleveland, Inc.	  	Morton’s of Chicago
	23	  	Morton’s of Chicago/Flamingo Road Corp.	  	 Morton’s Las Vegas

Morton’s The Steakhouse
 Morton’s of
Chicago – The Steakhouse

  

 SCHEDULE 4.1 (C) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Changes in Name, Jurisdiction of Organization, Chief
Executive Office: 
  

							
	 	  	 FULL LEGAL NAME
	  	 Date of Change
	  	 Description of Change

				
	1	  	Morton’s Restaurant Group, Inc.	  	02/2006	  	 Moved Chief Executive Office from
 3333 New Hyde Park Rd, New Hyde Park, New York 11042

		  		  		  	To 325 N. LaSalle St., Ste 500, Chicago, Ill. 60654
				
	2	  	Arnie Morton’s of Chicago/Figueroa LLC	  	2008	  	Previously operated under the name Arnie Morton’s The Steakhouse. Currently operating under the name Morton’s The Steakhouse
				
	3	  	Porterhouse of Los Angeles, Inc.	  	2008	  	Previously operated under the name Arnie Morton’s The Steakhouse. Currently operating under the name Morton’s The Steakhouse
				
	4	  	Morton’s of Chicago / McKinney LLC	  	12/09/2005	  	Formerly Morton’s of Chicago / Raleigh LLC

  

 SCHEDULE 4.1 (D) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Agreements pursuant to which any Grantor is found as debtor:

  

											
	 Title
	  	 Date of

Agreement
	  	 Maturity

Date
	  	 Parties to Agreement
	  	Amount
Outstanding as
of Nov. 7,
2010	 
	Mortgage, Assignment of Rents and Leases, Security Agreement and Fixture Filing Accompanied by a Loan Agreement and Promissory Note.	  	 March. 27,
 2001
	  	 March, 27,
 2021
	  	FFCA Acquisition Corporation (later acquired by GE Capital Franchise Finance, the current Mortgagee); Morton’s of Chicago/Great Neck LLC.	  	$	2,921,682	  

  

 SCHEDULE 4.1(E) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Financing Statements 

 

							
	  	  	 Grantor
	  	 Filing Office
	  	 Collateral Description

		  		  		  	 The collateral description for all of the Grantors listed on this schedule is as follows:

All of Debtor’s assets, wherever located, whether now owned or existing or hereafter acquired or arising, together with all proceeds
thereof.

				
	1	  	Morton’s Restaurant Group, Inc.	  	DE	  	
				
	2	  	Porterhouse, Inc.	  	DE	  	
				
	3	  	Morton’s of Chicago, Inc.	  	IL	  	
				
	4	  	Morton’s of Chicago/Atlanta, Inc.	  	IL	  	
				
	5	  	Morton’s of Chicago/Buckhead, Inc.	  	DE	  	
				
	6	  	Morton’s of Chicago/Chicago, Inc.	  	DE	  	
				
	7	  	Morton’s of Chicago/Clayton, Inc	  	DE	  	
				
	8	  	Morton’s of Chicago/Cleveland, Inc.	  	IL	  	
				
	9	  	Morton’s of Chicago/Dallas, Inc.	  	IL	  	
				
	10	  	Morton’s of Chicago/Denver, Inc.	  	IL	  	
				
	11	  	Morton’s of Chicago/Fifth Avenue, Inc.	  	DE	  	
				
	12	  	Morton’s of Chicago/Flamingo Road Corp.	  	DE	  	
				
	13	  	Morton’s of Chicago/Houston, Inc.	  	DE	  	
				
	14	  	Morton’s of Chicago/Nashville, Inc.	  	DE	  	
				
	15	  	Morton’s of Chicago/Palm Desert, Inc.	  	DE	  	
				
	16	  	Morton’s of Chicago/Phoenix, Inc.	  	DE	  	
				
	17	  	Morton’s of Chicago/Pittsburgh, Inc.	  	DE	  	

  

							
				
	18	  	Morton’s of Chicago/Portland, Inc.	  	DE	  	
				
	19	  	Morton’s of Chicago/Puerto Rico, Inc.	  	DE	  	
				
	20	  	Morton’s of Chicago/Rosemont, Inc.	  	IL	  	
				
	21	  	Morton’s of Chicago/San Antonio, Inc.	  	DE	  	
				
	22	  	Morton’s of Chicago/San Diego, Inc.	  	DE	  	
				
	23	  	Morton’s of Chicago/San Francisco, Inc.	  	DE	  	
				
	24	  	Morton’s of Chicago/Santa Ana, Inc.	  	DE	  	
				
	25	  	Morton’s of Chicago/Scottsdale, Inc.	  	DE	  	
				
	26	  	Morton’s of Chicago/Seattle, Inc.	  	DE	  	
				
	27	  	Morton’s of Chicago/Virginia, Inc.	  	IL	  	
				
	28	  	Morton’s of Chicago/Washington D.C., Inc.	  	DE	  	
				
	29	  	Morton’s of Chicago/Washington Square, Inc.	  	DE	  	
				
	30	  	Porterhouse of Los Angeles, Inc.	  	DE	  	
				
	31	  	MOCGC Corp.	  	VA	  	
				
	32	  	Chicago Steakhouse, Inc.++	  	TX	  	
				
	33	  	McKinney Steakhouse LLC++	  	TX	  	
				
	34	  	Houston Steakhouse, Inc. ++	  	TX	  	
				
	35	  	San Antonio Steakhouse, Inc ++	  	TX	  	
				
	36	  	Morton’s of Chicago Holding, Inc.	  	DE	  	
				
	37	  	Morton’s of Chicago/Anaheim LLC	  	DE	  	
				
	38	  	Morton’s of Chicago/Atlantic City LLC	  	DE	  	
				
	39	  	Morton’s of Chicago/Baltimore LLC	  	DE	  	
				
	40	  	Morton’s of Chicago/Bethesda LLC	  	DE	  	

  

							
				
	41	  	Morton’s of Chicago/Boca Raton LLC	  	DE	  	
				
	42	  	Morton’s of Chicago/Boston LLC	  	DE	  	
				
	43	  	Morton’s of Chicago/Boston Seaport LLC	  	DE	  	
				
	44	  	Morton’s of Chicago/Brooklyn LLC	  	DE	  	
				
	45	  	Arnie Morton’s of Chicago/Burbank LLC	  	DE	  	
				
	46	  	Morton’s of Chicago/Capitol Mall, LLC	  	DE	  	
				
	47	  	Morton’s of Chicago/Carew Tower LLC	  	DE	  	
				
	48	  	Morton’s of Chicago/Charlotte LLC	  	DE	  	
				
	49	  	Morton’s of Chicago/Coral Gables LLC	  	DE	  	
				
	50	  	Morton’s of Chicago/Crystal City LLC	  	DE	  	
				
	51	  	Morton’s of Chicago/Dallas Crescent, LLC	  	DE	  	
				
	52	  	Morton’s of Chicago/Denver Crescent Town Center LLC	  	DE	  	
				
	53	  	Arnie Morton’s of Chicago/Figueroa LLC	  	DE	  	
				
	54	  	Morton’s of Chicago/Fort Lauderdale LLC	  	DE	  	
				
	55	  	Morton’s of Chicago/Great Neck LLC	  	DE	  	
				
	56	  	Morton’s of Chicago/Hackensack LLC	  	DE	  	
				
	57	  	Morton’s of Chicago/ Hartford LLC	  	DE	  	
				
	58	  	Morton’s of Chicago/Honolulu LLC	  	DE	  	
				
	59	  	Morton’s of Chicago/Indian Wells, LLC	  	DE	  	
				
	60	  	Morton’s of Chicago/Indianapolis LLC	  	DE	  	
				
	61	  	Morton’s of Chicago/Jacksonville LLC	  	DE	  	

  

							
				
	62	  	Morton’s of Chicago/King of Prussia LLC	  	DE	  	
				
	63	  	Morton’s of Chicago/Louisville LLC	  	DE	  	
				
	64	  	Morton’s of Chicago/McKinney LLC	  	DE	  	
				
	65	  	Morton’s of Chicago/Miami LLC	  	DE	  	
				
	66	  	Morton’s of Chicago/Miami Beach LLC	  	DE	  	
				
	67	  	Morton’s of Chicago/Naperville, LLC	  	DE	  	
				
	68	  	Morton’s of Chicago/New Orleans LLC	  	DE	  	
				
	69	  	Morton’s of Chicago/North Miami Beach LLC	  	DE	  	
				
	70	  	Morton’s of Chicago/Northbrook LLC	  	DE	  	
				
	71	  	Morton’s of Chicago/Orlando LLC	  	DE	  	
				
	72	  	Morton’s of Chicago/Palm Beach LLC	  	DE	  	
				
	73	  	Morton’s of Chicago/Philadelphia LLC	  	DE	  	
				
	74	  	Morton’s of Chicago/Pittsburgh LLC	  	DE	  	
				
	75	  	Morton’s of Chicago/Reston LLC	  	DE	  	
				
	76	  	Morton’s of Chicago/Richmond LLC	  	DE	  	
				
	77	  	Morton’s of Chicago/San Jose LLC	  	DE	  	
				
	78	  	Morton’s of Chicago/Schaumburg LLC	  	DE	  	
				
	79	  	Morton’s of Chicago/Stamford LLC	  	DE	  	
				
	80	  	Morton’s of Chicago/Troy LLC	  	DE	  	
				
	81	  	Morton’s of Chicago/Wacker Place LLC	  	DE	  	
				
	82	  	Morton’s of Chicago/White Plains LLC	  	DE	  	
				
	83	  	Arnie Morton’s of Chicago/Woodland Hills, LLC	  	DE	  	

  

							
				
	84	  	Morton’s of Chicago Florida Holding, Inc.	  	DE	  	
				
	85	  	Morton’s of Chicago Maryland Holding, Inc.	  	DE	  	
				
	86	  	Morton’s Mexico Holding (USA), LLC	  	DE	  	
				
	87	  	Italian Restaurants Holding Corp	  	DE	  	
				
	88	  	Bertolini’s Restaurants, Inc.	  	DE	  	
				
	89	  	Bertolini’s of Las Vegas, Inc.	  	DE	  	

  
 FOOTNOTES: 

	++	Created for liquor license purposes 

  

 SCHEDULE 4.2 
 TO PLEDGE AND SECURITY AGREEMENT 
 Location of Equipment and Inventory

  

					
	  	  	 Name of Grantor
	  	 Location of Equipment and Inventory

			
	1	  	Morton’s of Chicago, Inc.	  	 325 N. LaSalle St., Ste 500,

Chicago, Ill. 60654

			
	2	  	Morton’s of Chicago/Anaheim LLC	  	 1895 S. Harbor Blvd.
 Anaheim,
CA 92802

			
	3	  	Morton’s of Chicago/Atlanta, Inc.	  	 SunTrust Plaza Bldg.
 303
Peachtree Center Ave.
 Atlanta, GA 30308

			
	4	  	Morton’s of Chicago/Atlantic City, LLC	  	 Caesars Atlantic City
 2100
Pacific Avenue
 Atlantic City, NJ 08401

			
	5	  	Morton’s of Chicago/Baltimore, LLC	  	 300 South Charles St.

Baltimore, MD 21201

			
	6	  	Morton’s of Chicago/Bethesda LLC	  	 Hyatt Regency Hotel
 7400
Wisconsin Avenue
 Bethesda, MD 20814

			
	7	  	Morton’s of Chicago/Boca Raton, LLC	  	 5050 Town Center Circle
 Boca
Raton, FL 33486

			
	8	  	Morton’s of Chicago/Boston LLC	  	 One Exeter Plaza
 699 Boylston
at Exeter
 Boston, MA 02116

			
	9	  	Morton’s of Chicago/Boston Seaport LLC	  	 Two Seaport Lane
 Boston, MA
02210

			
	10	  	Morton’s of Chicago/Brooklyn LLC	  	 339 Adams Street
 Brooklyn, NY
11201

			
	11	  	Morton’s of Chicago/Buckhead, Inc.	  	 Peachtree Lenox Bldg.
 3379
Peachtree Rd. N.E.
 Atlanta, GA 30326

			
	12	  	Arnie Morton’s of Chicago/Burbank LLC	  	 3400 West Olive Avenue

Burbank, CA 91505

			
	13	  	Morton’s of Chicago/Capitol Mall LLC	  	 621 Capitol Mall
 Sacramento,
CA 95814

			
	14	  	Morton’s of Chicago/Carew Tower LLC	  	 The Carew Tower
 441 Vine
Street, Suite 1H
 Cincinnati, OH 45202

			
	15	  	Morton’s of Chicago/Charlotte LLC	  	 227 W. Trade St.
 Charlotte, NC
28202

			
	16	  	Morton’s of Chicago/Chicago, Inc.	  	 1050 N. State St.
 Chicago, IL
60610

			
	17	  	Morton’s of Chicago/Clayton, Inc.	  	 7822 Bonhomme Ave.
 Clayton, MO
63105

			
	18	  	Morton’s of Chicago/Cleveland, Inc.	  	 The Avenue at Tower City Center

1600 W. Second Street
 Cleveland, Ohio
44113

			
	19	  	Morton’s of Chicago/Coral Gables LLC	  	 2333 Ponce de Leon Blvd.
 Coral
Gables, FL 33134

  

					
			
	20	  	Morton’s of Chicago/Crystal City LLC	  	 1631 Crystal Square Arcade

Arlington, VA 22202

			
	21	  	Morton’s of Chicago/Dallas, Inc. (closing Feb. 2011)	  	 501 Elm Street
 Dallas, TX
75202

			
	22	  	Morton’s of Chicago/Dallas Crescent LLC (opening Feb. 2011)	  	 2222 McKinney
 Suite
200
 Dallas, TX 75201

			
	23	  	Morton’s of Chicago/Denver, Inc.	  	 1710 Wynkoop St.
 Denver, CO
80202

			
	24	  	Morton’s of Chicago/Denver Crescent Town Center, LLC	  	 Denver Crescent Town Center

8480 E. Belleview Ave.
 Greenwood Village, CO
80111

			
	25	  	Morton’s of Chicago/Fifth Avenue, Inc.	  	 New York, NY
 551 5th
Ave
 New York, NY 10017

			
	26	  	Arnie Morton’s of Chicago/Figueroa LLC	  	 735 S.Figueroa Street, Suite 207

Los Angeles, CA 90017

			
	27	  	Morton’s of Chicago/Flamingo Road Corp.	  	 400 East Flamingo Road
 Las
Vegas, NV 89109

			
	28	  	Morton’s of Chicago/Fort Lauderdale, LLC	  	 500 E. Broward Blvd Ste: 127

Fort Lauderdale, FL 33394

			
	29	  	Morton’s of Chicago/Great Neck LLC	  	 777 Northern Blvd.
 Great Neck,
NY 11020

			
	30	  	Morton’s of Chicago/Hackensack LLC	  	 Riverside Square Mall
 One
Riverside Square
 Hackensack, NJ 07601

			
	31	  	Morton’s of Chicago/Hartford LLC	  	 30 State House Square

Hartford, CT 06103

			
	32	  	Morton’s of Chicago/Honolulu LLC	  	 Ala Moana Shopping Center
 1450
Ala Moana Blvd.
 Honolulu, Hawaii 96814

			
	33	  	Morton’s of Chicago/Houston, Inc.	  	 Centre at Post Oak
 5000
Westheimer
 Houston, Texas 77056

			
	34	  	Morton’s of Chicago/Indianapolis LLC	  	 41 E. Washington Ave.

Indianapolis, IN 46204

			
	35	  	Morton’s of Chicago/Jacksonville LLC	  	 1510 Riverplace Blvd.

Jacksonville, FL 32207

			
	36	  	Morton’s of Chicago/King of Prussia LLC	  	 The Pavilion at King of Prussia Mall
 500 Mall Blvd.
 King of Prussia, PA 19406

			
	37	  	Morton’s of Chicago/Louisville LLC	  	 626 West Main Street

Louisville, KY 40202

			
	38	  	Morton’s of Chicago/McKinney LLC	  	 1001 McKinney Street
 Suite
A4
 Houston, TX 77002

			
	39	  	Morton’s of Chicago/Miami, LLC	  	 1200 Brickell Ave.
 Miami, FL
33131

			
	40	  	Morton’s of Chicago/Miami Beach, LLC	  	 4041 Collins Avenue
 Miami
Beach, FL 33140

			
	41	  	Morton’s of Chicago/Naperville, LLC	  	 1751 Freedom Drive
 Naperville,
IL 60563

			
	42	  	Morton’s of Chicago/Nashville, Inc.	  	 618 Church St.
 Nashville, TN
37219

			
	43	  	Morton’s of Chicago/New Orleans LLC	  	 One Canal Place
 365 Canal
St.
 New Orleans, LA 70130

  

					
			
	44	  	Morton’s of Chicago/Northbrook, LLC	  	 707 Skokie Blvd.
 Northbrook,
IL 60062

			
	45	  	Morton’s of Chicago/North Miami Beach, LLC	  	 17399 Biscayne Blvd.
 N. Miami,
FL 33160

			
	46	  	Morton’s of Chicago/Orlando, LLC	  	 Dr. Phillips Market Place
 7600
Dr. Phillips Blvd.
 Orlando, Florida 32819

			
	47	  	Morton’s of Chicago/Palm Beach, LLC	  	 777 S. Flagler Dr.
 W. Palm
Beach, FL 33401

			
	48	  	Morton’s of Chicago/Palm Desert, Inc.	  	 74-880 Country Club Drive
 Palm
Desert, CA 92260

			
	49	  	Morton’s of Chicago/Philadelphia LLC	  	 1411 Walnut Street

Philadelphia, PA 19102

			
	50	  	Morton’s of Chicago/Phoenix, Inc.	  	 Shops at the Esplanade
 2501 E.
Camelback Rd.
 Phoenix, AZ 85016

			
	51	  	Morton’s of Chicago/Pittsburgh LLC	  	 CNG Tower
 625 Liberty
Avenue
 Pittsburgh, PA 15222

			
	52	  	Morton’s of Chicago/Portland, Inc.	  	 213 SW Clay Street
 Portland,
OR 97201

			
	53	  	Morton’s of Chicago/Puerto Rico, Inc.	  	 1 Calle San Geronimo Grounds

San Juan, PR 00901

			
	54	  	Morton’s of Chicago/Reston LLC	  	 Reston Town Center
 One Freedom
Square
 11956 Market Street
 Reston, VA
20190

			
	55	  	Morton’s of Chicago/Richmond LLC	  	 111 Virginia St.
 Richmond, VA
23219

			
	56	  	Morton’s of Chicago/Rosemont, Inc.	  	 Columbia Centre III
 9525 W.
Bryn Mawr Ave.
 Rosemont, IL 60018

			
	57	  	Morton’s of Chicago/San Antonio, Inc.	  	 849 E. Commerce Street
 San
Antonio, TX 78205

			
	58	  	Morton’s of Chicago/San Diego, Inc.	  	 The Harbor Club
 285 J
Street
 San Diego, CA 92101

			
	59	  	Morton’s of Chicago/San Francisco, Inc.	  	 400 Post St., Lower Level
 San
Francisco, CA 94102

			
	60	  	Morton’s of Chicago/San Jose LLC	  	 177 Park Avenue, Suite 100
 San
Jose, CA 95113

			
	61	  	Morton’s of Chicago/Santa Ana, Inc.	  	 1641 W. Sunflower Ave.
 Santa
Ana, CA 92704

			
	62	  	Morton’s of Chicago/Schaumburg LLC	  	 1470 McConnor Parkway

Schaumburg, IL 60173

			
	63	  	Morton’s of Chicago/Scottsdale, Inc.	  	 15233 N. Kierland Blvd.

Scottsdale, AZ 85254

			
	64	  	Morton’s of Chicago/Seattle, Inc.	  	 1511 6th Avenue
 Seattle, WA
98101

			
	65	  	Morton’s of Chicago/Stamford LLC	  	 UBS Warburg Building
 377 North
State St.
 Stamford, CT 06901

			
	66	  	Morton’s of Chicago/Troy, LLC	  	 888 West Big Beaver Rd
 Suite
308
 Troy, MI 48084

  

					
			
	67	  	Morton’s of Chicago/Virginia, Inc.	  	 8075 Leesburg Pike
 Vienna, VA
22182

			
	68	  	Morton’s of Chicago/Wacker Place, LLC	  	 65 East Wacker Place
 Chicago,
IL 60601

			
	69	  	Morton’s of Chicago/Washington D.C. Inc.	  	 3251 Prospect St, NW

Washington, DC 20007

			
	70	  	Morton’s of Chicago/Washington Square, Inc.	  	 1050 Connecticut Ave.

Washington, DC 20036

			
	71	  	Morton’s of Chicago/White Plains LLC	  	 9 Maple Ave.
 White Plains, NY
10605

			
	72	  	Arnie Morton’s of Chicago/Woodland Hills LLC	  	 6250 Canoga Ave., Suite111

Woodland Hills, CA 91367

			
	73	  	Porterhouse of Los Angeles, Inc.	  	 SLS Hotel at Beverly Hills
 435
La Cienega Boulevard
 Beverly Hills, CA 90048

			
	74	  	Bertolini’s of Las Vegas, Inc. (DBA Trevi)	  	 Forum Shops at Caesars Palace

3500 Las Vegas Blvd., Suite G-9
 Las Vegas, NV
89109

			
	75	  	Morton’s Restaurant Group, Inc.	  	 325 N. LaSalle St., Ste 500,

Chicago, Ill. 60654

  

 Other Current Locations 

 

											
	  	  	 Grantor
	  	 Name
	  	 Address
	  	 Collateral
	  	 Nature of

Possession

						
	1	  	Morton’s of Chicago, Inc.	  	Stockyards Packing	  	340 N. Oakley Ave. Suite 500, Chicago, IL 60612	  	Meat and seafood	  	Warehouseman
						
	2	  	Morton’s of Chicago, Inc.	  	Allen Brothers	  	3737 S. Halsted, Chicago, IL 60609	  	Meat and seafood	  	Warehouseman
						
	3	  	Morton’s of Chicago, Inc.	  	Frozen Assets c/o Allen Bros	  	2635 S. Western, Chicago, IL 60608	  	Meat and seafood	  	Warehouseman
						
	4	  	Morton’s of Chicago, Inc.	  	Consumers	  	1301 Carson Drive, Melrose Park Il, 60160	  	Meat and seafood	  	Warehouseman
						
	5	  	Morton’s of Chicago/Honolulu, LLC	  	Unicold Corporation	  	3140 Ualena Street, Honolulu, HI 96819	  	Meat and seafood	  	Warehouseman
						
	6	  	Morton’s of Chicago, Inc. and MOCGC	  	Jet Connect	  	1500 Centre Circle, Downers Grove, IL 60515-1081	  	Gift cards and retail items	  	Warehouseman
						
	7	  	Morton’s of Chicago, Inc.	  	Iron Mountain Records	  	2625 West Roosevelt Road, Chicago, IL 60608	  	Books and records	  	Warehouseman

 The following
Grantors maintain collateral at offsite storage facilities. The stored items include documents, restaurant supplies and furniture items worth less than $5,000 per location. 

 

			
	1	  	Morton’s of Chicago/Atlanta, Inc.
	2	  	Morton’s of Chicago/Boston Seaport LLC
	3	  	Morton’s of Chicago/Buckhead, Inc.
	4	  	Morton’s of Chicago/Capitol Mall LLC
	5	  	Morton’s of Chicago/Charlotte LLC
	6	  	Morton’s of Chicago/Coral Gables LLC
	7	  	Morton’s of Chicago/Fifth Avenue, Inc.
	8	  	Arnie Morton’s of Chicago/Figueroa LLC
	9	  	Morton’s of Chicago/Indianapolis LLC
	10	  	Morton’s of Chicago/Louisville LLC
	11	  	Morton’s of Chicago/McKinney LLC
	12	  	Morton’s of Chicago/Miami, LLC
	13	  	Morton’s of Chicago/Northbrook, LLC
	14	  	Morton’s of Chicago/Rosemont, Inc.
	15	  	Morton’s of Chicago/San Diego, Inc.
	16	  	Morton’s of Chicago/San Jose LLC
	17	  	Morton’s of Chicago/Santa Ana, Inc.
	18	  	Morton’s of Chicago/Seattle, Inc.
	19	  	Morton’s of Chicago/Troy, LLC
	20	  	Morton’s of Chicago/Virginia, Inc.
	21	  	Morton’s of Chicago/Wacker Place, LLC
	22	  	Arnie Morton’s of Chicago/Woodland Hills LLC

  

 SCHEDULE 4.4 (A) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Pledged Stock Interests: 

 

																			
	  	  	 FULL LEGAL NAME
	  	Type of
Org.	  	 Owner/
Manager
	  	Authorized
Shares	  	Issued
Shares
(Common
stock
unless
noted)	  	Certificated
(Y/N)	  	Stock
Certificate
Number	  	Par
Value	  	% of
Outstanding
Stock
										
	 1
	  	Porterhouse, Inc.	  	Corp.	  	Morton’s Restaurant Group, Inc.	  	2,000	  	1,000	  	Y	  	1	  	$0.01	  	100%
										
	 2
	  	Morton’s of Chicago, Inc.	  	Corp.	  	Porterhouse, Inc.	  	2,000	  	1,000	  	Y	  	1	  	$1.00	  	100%
										
	 3
	  	Morton’s of Chicago/Atlanta, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	50,000	  	2,000	  	Y	  	1	  	$10.00	  	100%
										
	 4
	  	Morton’s of Chicago/Buckhead, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 5
	  	Morton’s of Chicago/Chicago, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 6
	  	Morton’s of Chicago/Clayton, Inc	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 7
	  	Morton’s of Chicago/Cleveland, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	50,000	  	2,000	  	Y	  	1	  	$10.00	  	100%
										
	 8
	  	Morton’s of Chicago/Dallas, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	50,000	  	2,000	  	Y	  	1	  	$10.00	  	100%
										
	 9
	  	Morton’s of Chicago/Denver, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	50,000	  	2,000	  	Y	  	1	  	$10.00	  	100%
										
	 10
	  	Morton’s of Chicago/Fifth Avenue, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 11
	  	Morton’s of Chicago/Flamingo Road Corp.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 12
	  	Morton’s of Chicago/Houston, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 13
	  	Morton’s of Chicago/Nashville, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	3	  	no par	  	100%
										
	 14
	  	Morton’s of Chicago/Palm Desert, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%

  

																			
										
	 15
	  	Morton’s of Chicago/Phoenix, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 16
	  	Morton’s of Chicago/Pittsburgh, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 17
	  	Morton’s of Chicago/Portland, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 18
	  	Morton’s of Chicago/Puerto Rico, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 19
	  	Morton’s of Chicago/Rosemont, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	50,000	  	2,000	  	Y	  	1	  	$10.00	  	100%
										
	 20
	  	Morton’s of Chicago/San Antonio, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 21
	  	Morton’ s of Chicago/San Diego, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 22
	  	Morton’s of Chicago/San Francisco, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 23
	  	Morton’s of Chicago/Santa Ana, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	3	  	no par	  	100%
										
	 24
	  	Morton’s of Chicago/Scottsdale, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 25
	  	Morton’s of Chicago/Seattle, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 26
	  	Morton’s of Chicago/Virginia, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	50,000	  	2,000	  	Y	  	1	  	$10.00	  	100%
										
	 27
	  	Morton’s of Chicago/Washington D.C., Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 28
	  	Morton’s of Chicago/Washington Square, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 29
	  	Porterhouse of Los Angeles, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 30
	  	MOCGC Corp.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 31
	  	Chicago Steakhouse, Inc.++	  	Corp.	  	MOC/Dallas, Inc.	  	10,000	  	1,000	  	Y	  	2 & 5	  	$1.00	  	100%
										
	 32
	  	Houston Steakhouse, Inc. ++	  	Corp.	  	MOC/Houston, Inc.	  	10,000	  	1,000	  	Y	  	3	  	$1.00	  	100%
										
	 33
	  	San Antonio Steakhouse, Inc ++	  	Corp.	  	MOC/San Antonio, Inc.	  	100,000	  	1,000	  	Y	  	5	  	$1.00	  	100%
										
	 34
	  	Morton’s of Chicago Holding, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%

  

  

																			
										
	 35
	  	Morton’s of Chicago Florida Holding, Inc.	  	Corp.	  	Morton’s of Chicago Holding, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 36
	  	Morton’s of Chicago Maryland Holding, Inc.	  	Corp.	  	Morton’s of Chicago Holding, Inc.	  	1,500	  	1,000	  	Y	  	2	  	no par	  	100%
										
	 37
	  	Italian Restaurants Holding Corp	  	Corp.	  	Morton’s Restaurant Group, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 38
	  	Bertolini’s Restaurants, Inc.	  	Corp.	  	Italian Restaurants Holding Corp.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
										
	 39
	  	Bertolini’s of Las Vegas, Inc.	  	Corp.	  	Bertolini’s Restaurants, Inc.	  	3,000	  	1,000	  	Y	  	1	  	no par	  	100%
	
	 First Tier Foreign Entities - 65% of stock will be pledged:

										
	 1
	  	Morton’s of Chicago (Singapore) Pte. Ltd.	  	Corp.	  	Morton’s of Chicago, Inc.	  	100,000	  	100	  	Y	  	6	  	$1.00	  	100%
										
	 2
	  	Morton’s Asia Holding Limited	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,000	  	100	  	Y	  	1 & 2	  	HK10.00	  	100%
										
	 3
	  	Morton’s of Chicago/Toronto, Inc.	  	Corp.	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	1	  	No par	  	100%
										
	 4
	  	Morton’s Holding Company Mexico, S. de R.L. de C.V.	  	Mexican
Limitada	  	Morton’s Mexico Holding (USA), LLC	  	NA	  	One
Class B
Participation
Unit	  	N	  	NA	  	NA	  	50.01%
										
		  		  		  	Carnsa SA de CV	  		  		  		  		  		  	49.99%
										
	 5
	  	Morton’s of Chicago Hong Kong Limited	  	LC	  	Morton’s of Chicago, Inc.	  	100	  	65	  	Y	  	3	  	$HK
10.00	  	100%
										
	 6
	  	Morton’s of Chicago/Vancouver, Inc.	  	Corp	  	Morton’s of Chicago, Inc.	  	1,500	  	1,000	  	Y	  	2 & 3	  	$1.00	  	100%

  

 Pledged LLC Interests: 

 

															
	  	  	 Full Legal Name
	  	 Type of
Org.
	  	 Manager
	  	 Certificated
(Y/N)
	  	 Certificate
Number
	  	 Par
Value
	  	 % of
Outstanding
LLC
Interests

								
	 1
	  	Morton’s of Chicago/Anaheim LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 2
	  	Morton’s of Chicago/Atlantic City LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 3
	  	Morton’s of Chicago/Baltimore LLC	  	LLC	  	Morton’s of Chicago Maryland Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 4
	  	Morton’s of Chicago/Bethesda LLC	  	LLC	  	Morton’s of Chicago Maryland Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 5
	  	Morton’s of Chicago/Boca Raton LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 6
	  	Morton’s of Chicago/Boston LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 7
	  	Morton’s of Chicago/Boston Seaport LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 8
	  	Morton’s of Chicago/Brooklyn LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 9
	  	Arnie Morton’s of Chicago/Burbank LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 10
	  	Morton’s of Chicago/Capitol Mall, LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 11
	  	Morton’s of Chicago/Carew Tower LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 12
	  	Morton’s of Chicago/Charlotte LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%

  

  

															
								
	 13
	  	Morton’s of Chicago/Coral Gables LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 14
	  	Morton’s of Chicago/Crystal City LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 15
	  	Morton’s of Chicago/Dallas Crescent, LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 16
	  	Morton’s of Chicago/Denver Crescent Town Center LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 17
	  	Arnie Morton’s of Chicago/Figueroa LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 18
	  	Morton’s of Chicago/Fort Lauderdale LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 19
	  	Morton’s of Chicago/Great Neck LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 20
	  	Morton’s of Chicago/Hackensack LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 21
	  	Morton’s of Chicago/ Hartford LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 22
	  	Morton’s of Chicago/Honolulu LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 23
	  	Morton’s of Chicago/Indian Wells, LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 24
	  	Morton’s of Chicago/Indianapolis LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 25
	  	Morton’s of Chicago/Jacksonville LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 26
	  	Morton’s of Chicago/King of Prussia LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 27
	  	Morton’s of Chicago/Louisville LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%

  

  

															
								
	 28
	  	Morton’s of Chicago/McKinney LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 29
	  	Morton’s of Chicago/Miami LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 30
	  	Morton’s of Chicago/Miami Beach LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 31
	  	Morton’s of Chicago/Naperville, LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 32
	  	Morton’s of Chicago/ New Orleans LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 33
	  	Morton’s of Chicago/North Miami Beach LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 34
	  	Morton’s of Chicago/ Northbrook LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 35
	  	Morton’s of Chicago/Orlando LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 36
	  	Morton’s of Chicago/Palm Beach LLC	  	LLC	  	Morton’s of Chicago Florida Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 37
	  	Morton’s of Chicago/Philadelphia LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 38
	  	Morton’s of Chicago/Pittsburgh LLC	  	LLC	  	MOC/Pittsburgh, Inc.	  	N	  		  	N/A	  	100%
								
	 39
	  	Morton’s of Chicago/Reston LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 40
	  	Morton’s of Chicago/Richmond LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 41
	  	Morton’s of Chicago/San Jose LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 42
	  	Morton’s of Chicago/Schaumburg LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%

  

  

															
								
	 43
	  	Morton’s of Chicago/Stamford LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 44
	  	Morton’s of Chicago/Troy LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 45
	  	Morton’s of Chicago/Wacker Place LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 46
	  	Morton's of Chicago/White Plains LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 47
	  	Arnie Morton’s of Chicago/Woodland Hills, LLC	  	LLC	  	Morton’s of Chicago Holding, Inc.	  	N	  		  	N/A	  	100%
								
	 48
	  	Morton’s Mexico Holding (USA), LLC	  	LLC	  	Morton’s of Chicago, Inc.	  	N	  		  	N/A	  	100%
								
	 49
	  	McKinney Steakhouse LLC++	  	LLC	  	MOC/McKinney LLC	  	N	  		  	N/A	  	100%

 Pledged Partnership
Interests 
  

																					
	Grantor	  	Partnership	 	  	Type of Partnership Interests
(e.g., general or limited)	 	  	Certificated
(Y/N)	 	  	Certificate No. (if any)	 	  	% of Outstanding Partnership
Interest of the Partnership	 
	 NONE
	  				  				  				  				  			

 Pledged Trust Interests 

 

																					
	Grantor	  	Trust	 	  	Class of Trust Interests	 	  	Certificated
(Y/N)	 	  	Certificate No. (if any)	 	  	% of Outstanding Trust Interests
of the Trust	 
	 NONE
	  				  				  				  				  			

  

 Pledged Debt 
 The following subordinated intercompany promissory are all dated December 6, 2010 and do not have a maturity date. The Original Principal Amount and Outstanding Principal Balance for each note is
reflected on the books and records of the respective grantor. 
  

			
	 Grantor
	  	 Issuer

		
	Morton’s of Chicago, Inc. (same for each issuer until otherwise noted)	  	Morton’s Mexico Holding (USA), LLC
	  	Morton’s of Chicago Holding Inc.
		  	Arnie Morton’s of Chicago/Woodland Hills LLC
		  	Morton’s of Chicago/Anaheim LLC
		  	Morton’s of Chicago/Atlantic City LLC
		  	Morton’s of Chicago/Baltimore LLC
		  	Morton’s of Chicago/Bethesda LLC
		  	Morton’s of Chicago/Boston LLC
		  	Morton’s of Chicago/Boston Seaport LLC
		  	Morton’s of Chicago/Brooklyn LLC
		  	Morton’s of Chicago/Buckhead, Inc.
		  	Morton’s of Chicago/Capitol Mall LLC
		  	Morton’s of Chicago/Carew Tower LLC
		  	Morton’s of Chicago/Charlotte LLC
		  	Morton’s of Chicago/Chicago, Inc.
		  	Morton’s of Chicago/Clayton, Inc.
		  	Morton’s of Chicago/Cleveland, Inc.
		  	Morton’s of Chicago/Coral Gables LLC
		  	Morton’s of Chicago/Crystal City LLC
		  	Morton’s of Chicago/Dallas Crescent, LLC
		  	Morton’s of Chicago/Dallas, Inc.
		  	Morton’s of Chicago/Denver Crescent Town Center LLC
		  	Morton’s of Chicago/Fifth Avenue, Inc.
		  	Morton’s of Chicago/Flamingo Road Corp.
		  	Morton’s of Chicago/Fort Lauderdale LLC
		  	Morton’s of Chicago/Great Neck LLC
		  	Morton’s of Chicago/Hackensack LLC
		  	Morton’s of Chicago/Hartford LLC
		  	Morton’s of Chicago/Honolulu LLC
		  	Morton’s of Chicago/Indianapolis LLC
		  	Morton’s of Chicago/Indian Wells LLC
		  	Morton’s of Chicago/Jacksonville LLC
		  	Morton’s of Chicago/King of Prussia LLC
		  	Morton’s of Chicago/Louisville LLC
		  	Morton’s of Chicago/McKinney LLC
		  	Morton’s of Chicago/Miami Beach LLC
		  	Morton’s of Chicago/Naperville LLC
		  	Morton’s of Chicago/New Orleans LLC
		  	Morton’s of Chicago/North Miami Beach LLC
		  	Morton’s of Chicago/Northbrook LLC
		  	Morton’s of Chicago/Palm Beach LLC
		  	Morton’s of Chicago/Palm Desert, Inc.
		  	Morton’s of Chicago/Philadelphia LLC
		  	Morton’s of Chicago/Pittsburgh LLC
		  	Morton’s of Chicago/Reston LLC
		  	Morton’s of Chicago/Richmond LLC

  

			
		  	Morton’s of Chicago/San Antonio, Inc.
		  	Morton’s of Chicago/San Diego, Inc.
		  	Morton’s of Chicago/San Francisco, Inc.
		  	Morton’s of Chicago/San Jose LLC
		  	Morton’s of Chicago/Schaumburg LLC
		  	Morton’s of Chicago/Scottsdale, Inc.
		  	Morton’s of Chicago/Seattle, Inc.
		  	Morton’s of Chicago/Troy LLC
		  	Morton’s of Chicago/Wacker Place LLC
		  	Morton’s of Chicago/White Plains LLC
		  	Porterhouse of Los Angeles, Inc.
		
	 Grantor
	  	 Issuer

		
	Arnie Morton’s of Chicago/Burbank LLC	  	Morton’s of Chicago, Inc. (same for each grantor until otherwise noted)
	Arnie Morton’s of Chicago/Figueroa LLC	  
	MOCGC Corp.	  	
	Morton’s of Chicago/Atlanta, Inc.	  	
	Morton’s of Chicago/Boca Raton LLC	  	
	Morton’s of Chicago/Denver, Inc.	  	
	Morton’s of Chicago/Houston, Inc.	  	
	Morton’s of Chicago/Miami LLC	  	
	Morton’s of Chicago/Nashville, Inc.	  	
	Morton’s of Chicago/Orlando LLC	  	
	Morton’s of Chicago/Phoenix, Inc.	  	
	Morton’s of Chicago/Portland, Inc.	  	
	Morton’s of Chicago/Puerto Rico, Inc.	  	
	Morton’s of Chicago/Rosemont, Inc.	  	
	Morton’s of Chicago/Santa Ana, Inc.	  	
	Morton’s of Chicago/Stamford LLC	  	
	Morton’s of Chicago/Virginia, Inc.	  	
	Morton’s of Chicago/Washington D.C., Inc.	  	
	Morton’s of Chicago/Washington Square, Inc.	  	
		
	 Grantor
	  	 Issuer

		
	MOCGC Corp. (same for each issuer until otherwise noted)	  	Arnie Morton’s of Chicago/Burbank LLC
		  	Arnie Morton’s of Chicago/Figueroa LLC
		  	Arnie Morton’s of Chicago/Woodland Hills LLC
		  	Morton’s of Chicago/Chicago, Inc.
		  	Morton’s of Chicago/Anaheim LLC
		  	Morton’s of Chicago/Atlanta, Inc.
		  	Morton’s of Chicago/Atlantic City LLC
		  	Morton’s of Chicago/Baltimore LLC
		  	Morton’s of Chicago/Bethesda LLC
		  	Morton’s of Chicago/Boca Raton LLC
		  	Morton’s of Chicago/Boston LLC
		  	Morton’s of Chicago/Boston Seaport LLC
		  	Morton’s of Chicago/Brooklyn LLC
		  	Morton’s of Chicago/Buckhead, Inc.
		  	Morton’s of Chicago/Capitol Mall LLC
		  	Morton’s of Chicago/Carew Tower LLC
		  	Morton’s of Chicago/Chicago, Inc.

  

			
		  	Morton’s of Chicago/Cleveland, Inc.
		  	Morton’s of Chicago/Coral Gables LLC
		  	Morton’s of Chicago/Crystal City LLC
		  	Morton’s of Chicago/Dallas, Inc.
		  	Morton’s of Chicago/Denver, Inc.
		  	Morton’s of Chicago/Denver Crescent Town Center LLC
		  	Morton’s of Chicago/Flamingo Road Corp.
		  	Morton’s of Chicago/Fort Lauderdale LLC
		  	Morton’s of Chicago/Great Neck LLC
		  	Morton’s of Chicago/Hackensack LLC
		  	Morton’s of Chicago/Hartford LLC
		  	Morton’s of Chicago/Honolulu LLC
		  	Morton’s of Chicago/Houston, Inc.
		  	Morton’s of Chicago/Indianapolis LLC
		  	Morton’s of Chicago/Indian Wells LLC
		  	Morton’s of Chicago/Jacksonville LLC
		  	Morton’s of Chicago/King of Prussia LLC
		  	Morton’s of Chicago/Louisville LLC
		  	Morton’s of Chicago/McKinney LLC
		  	Morton’s of Chicago/Miami Beach LLC
		  	Morton’s of Chicago/Naperville LLC
		  	Morton’s of Chicago/Nashville, Inc.
		  	Morton’s of Chicago/New Orleans LLC
		  	Morton’s of Chicago/North Miami Beach LLC
		  	Morton’s of Chicago/Northbrook LLC
		  	Morton’s of Chicago/Orlando LLC
		  	Morton’s of Chicago/Palm Beach LLC
		  	Morton’s of Chicago/Philadelphia LLC
		  	Morton’s of Chicago/Phoenix, Inc.
		  	Morton’s of Chicago/Pittsburgh LLC
		  	Morton’s of Chicago/Portland, Inc.
		  	Morton’s of Chicago/Puerto Rico, Inc.
		  	Morton’s of Chicago/Reston LLC
		  	Morton’s of Chicago/Richmond LLC
		  	Morton’s of Chicago/San Antonio, Inc.
		  	Morton’s of Chicago/San Diego, Inc.
		  	Morton’s of Chicago/San Jose LLC
		  	Morton’s of Chicago/Santa Ana, Inc.
		  	Morton’s of Chicago/Schaumburg LLC
		  	Morton’s of Chicago/Scottsdale, Inc.
		  	Morton’s of Chicago/Seattle, Inc.
		  	Morton’s of Chicago/Stamford LLC
		  	Morton’s of Chicago/Troy LLC
		  	Morton’s of Chicago/Virginia, Inc.
		  	Morton’s of Chicago/Wacker Place LLC
		  	Morton’s of Chicago/Washington Square, Inc.
		  	Morton’s of Chicago/White Plains LLC
		  	Porterhouse of Los Angeles, Inc.

  

  

			
	 Grantor
	  	 Issuer

		
	Morton’s of Chicago/Charlotte LLC	  	MOCGC Corp. (same for each grantor until otherwise noted)
	Morton’s of Chicago/Clayton, Inc.	  	
	Morton’s of Chicago/Fifth Avenue, Inc.	  	
	Morton’s of Chicago/Miami LLC	  	
	Morton’s of Chicago/Palm Desert, Inc.	  	
	Morton’s of Chicago/Rosemont, Inc.	  	
	Morton’s of Chicago/San Francisco, Inc.	  	
	Morton’s of Chicago/Washington D.C., Inc.	  	
		
	 Grantor
	  	 Issuer

		
	Morton’s Restaurant Group, Inc.	  	Porterhouse, Inc.
	Morton’s Restaurant Group, Inc.	  	Italian Restaurants Holding Corp.
	Italian Restaurants Holding Corp.	  	Bertolini’s Restaurants, Inc.
	Bertolini’s Restaurants, Inc.	  	Bertolini's of Las Vegas, Inc.
	Porterhouse, Inc.	  	Morton’s of Chicago, Inc.
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago Florida Holding, Inc.
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago Maryland Holding, Inc.
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Anaheim LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Atlantic City LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Boston Seaport LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/King of Prussia LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Reston LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Schaumburg LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Stamford LLC
	Morton’s of Chicago Holding Inc.	  	Morton’s of Chicago/Wacker Place LLC
	Morton’s of Chicago Florida Holding, Inc.	  	Morton’s of Chicago/Boca Raton LLC
	Morton’s of Chicago Florida Holding, Inc.	  	Morton’s of Chicago/Miami LLC
	Morton’s of Chicago Florida Holding, Inc.	  	Morton’s of Chicago/North Miami Beach LLC
	Morton’s of Chicago Florida Holding, Inc.	  	Morton’s of Chicago/Orlando LLC
	Morton’s of Chicago Maryland Holding, Inc.	  	Morton’s of Chicago/Baltimore LLC
	Morton’s of Chicago Maryland Holding, Inc.	  	Morton’s of Chicago/Bethesda LLC
	Chicago Steakhouse, Inc.	  	Morton’s of Chicago/Dallas, Inc.
	Morton’s of Chicago/San Antonio, Inc.	  	San Antonio Steakhouse, Inc.
	Morton’s of Chicago/Houston, Inc.	  	Houston Steakhouse, Inc.
	Morton’s of Chicago/McKinney LLC	  	McKinney Steakhouse LLC

 Securities
Accounts 
  

													
	Grantor	  	Share of Securities Intermediary	 	  	Account Number	 	  	Account Name	 
				
	 NONE
	  				  				  			

 Commodities Accounts 

 

													
	Grantor	  	Name of Commodities Intermediary	 	  	Account Number	 	  	Account Name	 
				
	 NONE
	  				  				  			

  

 Deposit Accounts: 

 

							
	 Grantor
	  	 Name of Depository
Bank
	  	 Account

Number
	  	 Account Name

				
	MORTON’S OF CHICAGO INC	  	Bank of America	  	xxxxxxxxxx	  	Concentration
				
	MORTON’S OF CHICAGO INC	  	Bank of America	  	xxxxxxxxxx	  	Accounts Payable
				
	BERTOLINI’S RESTAURANTS, INC	  	Bank of America	  	xxxxxxxxxx	  	Concentration
				
	BERTOLINI’S RESTAURANTS, INC	  	Bank of America	  	xxxxxxxxxx	  	Accounts Payable
				
	DALLAS STEAKHOUSE STORE #152	  	Bank of America	  	xxxxxxxxxx	  	Business Checking
				
	HOUSTON STEAKHOUSE STORE #158	  	Bank of America	  	xxxxxxxxxx	  	Business Checking
				
	MCKINNEY STEAKHOUSE LLC STORE #148	  	Bank of America	  	xxxxxxxxxx	  	Business Checking
				
	SAN ANTONIO STEAKHOUSE STORE #154	  	Bank of America	  	xxxxxxxxxx	  	Business Checking
				
	MORTON’S OF CHICAGO INC	  	Bank of America	  	xxxxxxxxxx	  	Business Checking
				
	BERTOLINI’S RESTAURANTS, INC	  	Bank of America	  	xxxxxxxxxx	  	Business Checking
				
	HOUSTON STEAKHOUSE INC PLEDGE ACCOUNT	  	Compass Bank	  	xxxxxxxx	  	Business Statement Savings
				
	MORTON’S OF CHICAGO INC	  	Chase	  	xxxxxxxxx	  	Commercial Checking
				
	MORTON’S OF CHICAGO CRYSTAL CITY LLC	  	Chevy Chase Bank	  	xxxxxxxxxx	  	Commercial Checking
				
	MORTON’S OF CHICAGO CLEVELAND INC	  	PNC Bank	  	xxxxxxxxxx	  	Business Checking
				
	MORTON’S OF CHICAGO HONOLULU LLC	  	Bank of Hawaii	  	xxxxxxx	  	Business Checking
				
	MORTON’S OF CHICAGO FLAMINGO ROAD CORP	  	US Bank	  	xxxxxxxxxxxx	  	Business Checking
				
	MORTON’S OF CHICAGO PITTSBURGH INC	  	PNC Bank	  	xxxxxxx	  	Business Checking
				
	MORTON’S OF CHICAGO RESTON LLC	  	Wachovia Bank	  	xxxxxxxxxxxxx	  	Business Checking
				
	MORTON’S OF CHICAGO PUERTO RICO INC	  	Banco Popular	  	xxxxxxxxx	  	Business Checking
				
	MORTON’S STEAKHOUSE	  	Sovereign	  	xxxxxxxxxxx	  	Business Checking

  

 SCHEDULE 4.4 (B) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Acquisition of Equity Interests

 None 

  

 SCHEDULE 4.4 (C) 
 TO PLEDGE AND SECURITY AGREEMENT 
 Pledged LLC Interest/Pledged Partnership
Interest 
 None 

  

 SCHEDULE 4.5 
 TO PLEDGE AND SECURITY AGREEMENT 
 Material Contracts 

None 

  

 SCHEDULE 4.6 
 TO PLEDGE AND SECURITY AGREEMENT 
 Letters of Credit 

NONE 

  

 SCHEDULE 4.7 
 TO PLEDGE AND SECURITY AGREEMENT 
 Intellectual Property 

(A) Copyrights - registered 
  

			
	 Morton’s Copyright Registrations
	  	 Reg. No.

		
	Morton’s The Cookbook: 100 Steakhouse Recipes for Every Kitchen (Owner: Morton’s Restaurant Group, Inc.)	  	TX 0007001486

 Copyrights –
unregistered 
 Morton’s of Chicago, Inc. owns unregistered copyrights that are created and/or acquired in the ordinary
course of business such as recipes, menus, advertising materials, the Mortons.com web site, YouTube videos on the Morton’s The Steakhouse Channel, original artwork commissioned for the restaurants, cookbooks and other works. 

(B) Copyright Licenses - None 
 (C)
Patents - None 
 (D) Patent Licenses - None 
 (E) Trademarks 
 1.) Registered Trademarks 

 

									
	 United States Trademarks
	  	 App. Number
	  	 Filing Date
	  	 Reg. Number
	  	 Registration Date

	 Owner is Morton’s of Chicago, Inc.
	  		  		  		  	
					
	THE LEGEND. THE STEAKHOUSE	  	75/506128	  	June 23, 1998	  	2318090	  	February 15, 2000
	ARNIE MORTON’S and Design	  	76/542432	  	September 5, 2003	  	2915741	  	January 4, 2005
	ARNIE MORTON’S	  	76/542433	  	September 5, 2003	  	2915742	  	January 4, 2005
	ARNIE MORTON’S THE STEAKHOUSE	  	76/542434	  	September 5, 2003	  	2915743	  	January 4, 2005
	SAVOR THE GOOD LIFE	  	76/511374	  	May 2, 2003	  	3109686	  	June 27, 2006
	LEGENDS ARE LARGER THAN LIFE	  	75/409623	  	December 22, 1997	  	2302701	  	December 21, 1999
	MORTON’S and Design	  	73/535785	  	May 6, 1985	  	1505273	  	September 20, 1988
	MORTON’S OF CHICAGO	  	74/011102	  	December 15, 1989	  	1647093	  	June 4, 1991
	MORTON’S OF CHICAGO and Design	  	74/014514	  	December 27, 1989	  	1647095	  	June 4, 1991
	MORTON’S OF CHICAGO THE STEAK HOUSE and Design	  	74/084905	  	August 6, 1990	  	1738748	  	December 8, 1992
	ARNIE MORTON’S OF CHICAGO THE STEAKHOUSE	  	74/234803	  	January 2, 1992	  	1829038	  	March 29, 1994
	ARNIE MORTON’S OF CHICAGO	  	74/234717	  	January 2, 1992	  	1829037	  	March 29, 1994
	ARNIE MORTON’S OF CHICAGO THE STEAK HOUSE and Design	  	74/251512	  	March 2, 1992	  	1832491	  	April 19, 1994
	THE BEST STEAK ANYWHERE	  	76/628235	  	January 18, 2005	  	3077892	  	April 4, 2006

									
	MORTON’S	  	77/393411	  	February 11, 2008	  	3556365	  	January 6, 2009
	BAR 12 21	  	78/786220	  	January 6, 2006	  	3158737	  	October 17, 2006
	MORTON’S LEGENDARY HOT CHOCOLATE CAKE	  	77/009408	  	September 28, 2006	  	3270974	  	July 31, 2007
	M and Olive Logo	  	77/182812	  	May 16, 2007	  	3388035	  	February 26, 2008
	MORTON’S MORTINIS	  	77/286869	  	September 24, 2007	  	3511063	  	October 7, 2008
	MORTON’S THE STEAKHOUSE	  	77/511104	  	June 30, 2008	  		  	
	MORTON’S THE STEAKHOUSE	  	76/524212	  	June 19, 2003	  	2925648	  	February 8, 2005
	M PRIME EVENTS AT MORTON’S and Design	  	77/921699	  	January 27, 2010	  		  	
	MORTON’S THE STEAKHOUSE AT HOME	  	77/837983	  	September 30, 2009	  		  	
					
	MORTON’S	  	Arizona	  		  	028767	  	08-Aug-1990
	MORTON’S	  	Colorado	  		  	1130929	  	18-Aug-1997
	MORTON’S	  	Connecticut	  		  	21437	  	08-Feb-2002
	MORTON’S	  	Florida	  		  	T15951	  	10-Jun-1992
	MORTON’S	  	Georgia	  		  	S7181	  	05-Nov-1986
	MORTON’S OF CHICAGO	  	Hawaii	  		  	132225	  	07-Nov-1990
	MORTON’S	  	Illinois	  		  	93521	  	04-Jan-2005
	MORTON’S	  	Indiana	  		  	2002-0043	  	25-Jan-2002
	MORTON’S	  	Kentucky	  		  	14375	  	06-Mar-2002
	MORTON’S	  	Louisiana	  	15-Dec-2004	  	58-519	  	15-Dec-2004
	MORTON’S	  	Maryland	  		  	1998/00428	  	17-Mar-1998
	MORTON’S	  	Michigan	  		  	MO9-082	  	15-Dec-1993
	MORTON’S	  	Minnesota	  		  	17187	  	17-Jan-1991
	MORTON’S	  	Missouri	  		  	12644	  	19-Jan-1994
	MORTON’S	  	Nevada	  		  	SM00260042	  	05-Mar-1993
	MORTON’S	  	New Jersey	  	16-May-2003	  	21365	  	16-May-2003
	MORTON’S OF CHICAGO and Design	  	New York	  		  	S13912	  	27-Jan-1994
	MORTON’S	  	Ohio	  		  	1507929	  	15-Dec-2004
	MORTON’S	  	Oregon	  	30-Jan-2002	  	35642	  	30-Jan-2002
	MORTON’S	  	Pennsylvania	  		  	891719	  	28-Oct-1985
	MORTON’S	  	Texas	  		  	53892	  	21-Sep-1994
	MORTON’S and Design	  	Texas	  		  	4832317	  	11-Apr-1988
	MORTON’S	  	Virginia	  		  	A4412	  	14-Apr-1992
	MORTON’S	  	Washington	  		  	30327	  	25-Jan-2002
	MORTON’S	  	Wisconsin	  		  		  	14-Nov-1990

  

											
	Owner is Morton’s of Chicago, Inc.
						
	 Foreign Trademarks
	  	 Country Name
	  	 App Number
	  	 Filing Date
	  	 Reg Number
	  	 Registration Date

						
	MORTON’S THE STEAKHOUSE	  	Argentina	  	2552422	  	03-Nov-2004	  	2155408	  	30-Apr-2007
	MORTON’S OF CHICAGO	  	Argentina	  	2187289	  	17-Nov-1998	  	2207332	  	03-Jan-2008
	MORTON’S and Design	  	Aruba	  	040826.16	  	26-Aug-2004	  	23120	  	26-Aug-2004
	MORTON’S THE STEAKHOUSE	  	Aruba	  	040826.14	  	26-Aug-2004	  	23119	  	26-Aug-2004
	MORTON’S	  	Aruba	  		  	09-Oct-2006	  	26268	  	15-Dec-2006
	MORTON’S and Design	  	Australia	  	1011195	  	14-Jul-2004	  	1011195	  	07-Mar-2005
	MORTON’S	  	Australia	  	1152043	  	15-Jul-2005	  	1152043	  	14-Dec-2006
	MORTON’S OF CHICAGO and Design	  	Australia	  	733319	  	29-Apr-1997	  	733319	  	13-Jan-1998

											
	MORTON’S OF CHICAGO	  	Australia	  	736529	  	12-Jun-1997	  	736529	  	02-Oct-1998
	MORTON’S THE STEAKHOUSE	  	Australia	  	1011194	  	14-Jul-2004	  	1011194	  	07-Mar-2005
	THE REWARD	  	Australia	  	883798	  	26-Jul-2001	  	883798	  	19-Aug-2002
	MORTON’S OF CHICAGO	  	Austria	  	AM411/97	  	29-Jan-1997	  	169443	  	28-Apr-1997
	MORTON’S	  	Austria	  	AM410/97	  	29-Jan-1997	  	169442	  	28-Apr-1997
	MORTON’S OF CHICAGO and Design	  	Austria	  	AM409/97	  	29-Jan-1997	  	169441	  	28-Apr-1997
	MORTON’S	  	Austria	  	AM4362/2006	  	19-Jun-2006	  	234375	  	15-Sep-2006
	MORTON’S and Design	  	Bahamas	  	27213	  	08-Oct-2004	  		  	
	MORTON’S	  	Bahamas	  	29887	  	12-Oct-2006	  		  	
	MORTON’S THE STEAKHOUSE	  	Bahamas	  		  	06-Oct-2004	  		  	
	MORTON’S	  	Bahrain	  	52225	  	20-Dec-2006	  	52225	  	21-Sep-2010
	MORTON’S and Design	  	Bahrain	  	52224	  	20-Dec-2006	  	52224	  	21-Sep-2010
	MORTON’S THE STEAKHOUSE	  	Bahrain	  	52226	  	20-Dec-2006	  	52226	  	20-Dec-2006
	MORTON’S	  	Barbados	  		  	28-Sep-2006	  	81/22259	  	11-Mar-2009
	MORTON’S THE STEAKHOUSE	  	Barbados	  		  	28-Sep-2006	  	81/22260	  	13-Feb-2009
	MORTON’S and Design	  	Barbados	  		  	28-Sep-2006	  	81/22258	  	12-Mar-2009
	MORTON’S	  	Belize	  	4183.06	  	24-Oct-2006	  	4183.06	  	24-Oct-2006
	MORTON’S and Design	  	Belize	  		  		  	3783.06	  	16-Mar-2006
	MORTON’S THE STEAKHOUSE	  	Belize	  		  		  	3777.06	  	16-Mar-2006
	MORTON’S	  	Benelux	  	896774	  	02-Jul-1997	  	618485	  	02-Jun-1998
	MORTON’S	  	Benelux	  	200705	  	14-Aug-2000	  	200705	  	05-Dec-2006
	MORTON’S	  	Benelux	  	1113668	  	15-Jun-2006	  	843680	  	06-Mar-2009
	MORTON’S	  	Bermuda	  	46106	  	26-Sep-2006	  	46106	  	26-Sep-2006
	MORTON’S and Design	  	Bermuda	  	41326	  	25-Aug-2004	  	41326	  	28-Jun-2005
	MORTON’S THE STEAKHOUSE	  	Bermuda	  	41327	  	25-Aug-2004	  	41327	  	28-Jun-2005
	MORTON’S THE STEAKHOUSE	  	Brazil	  	827045280	  	30-Dec-2004	  	827045280	  	06-Nov-2007
	MORTON’S OF CHICAGO	  	Brazil	  	820000230	  	05-Aug-1997	  	820000230	  	22-Aug-2006
	MORTON’S OF CHICAGO and Design	  	Brazil	  	820000299	  	05-Aug-1997	  	820000299	  	22-Aug-2006
	MORTON’S	  	Brazil	  	820000221	  	05-Aug-1997	  	820000221	  	16-Nov-1999
	MORTON’S and Design	  	Brazil	  	827061625	  	30-Dec-2004	  	827061625	  	06-Nov-2007
	MORTON’S and Design	  	Canada	  	1240770	  	15-Dec-2004	  	TMA662020	  	31-Mar-2006
	MORTON’S LEGENDARY HOT CHOCOLATE CAKE	  	Canada	  	1321260	  	23-Oct-2006	  	712787	  	25-Apr-2008
	MORTON’S THE STEAKHOUSE	  	Canada	  	1454692	  	08-Oct-2009	  		  	
	SAVOR THE GOOD LIFE	  	Canada	  	1192298	  	01-Oct-2003	  	TMA689135	  	05-Jun-2007
	MORTON’S THE STEAKHOUSE	  	Canada	  	1240771	  	15-Dec-2004	  	TMA669148	  	02-Aug-2006
	MORTON’S STEAKHOUSE	  	Canada	  	745562	  	20-Jan-1994	  	502124	  	09-Oct-1998
	MORTON’S OF CHICAGO and Design	  	Canada	  	745578	  	20-Jan-1994	  	501752	  	02-Oct-1998
	MORTON’S OF CHICAGO	  	Canada	  	745564	  	20-Jan-1994	  	TMA501751	  	02-Oct-1998
	MORTON’S	  	Canada	  	745563	  	20-Jan-1994	  	TMA502128	  	09-Oct-1998
	MORTON’S THE STEAKHOUSE	  	Cayman Islands	  		  		  	3937885	  	04-Sep-2008
	MORTON’S	  	Chile	  	383911	  	16-Jul-1997	  	824403	  	10-Feb-1998
	MORTON’S and Design	  	Chile	  	655490	  	04-Aug-2004	  	712250	  	20-Dec-2004
	MORTON’S OF CHICAGO and Design	  	Chile	  	383913	  	16-Jul-1997	  	821876	  	10-Feb-1998
	MORTON’S OF CHICAGO	  	Chile	  	383912	  	16-Jul-1997	  	821875	  	10-Feb-1998
	MORTON’S (Chinese characters)	  	China (People’s Republic)	  	2000/71026	  	24-May-2000	  	1619906	  	14-Aug-2001
	MORTON’S	  	China (People’s Republic)	  	9800012263	  	16-Feb-1998	  	1282419	  	06-Jun-1999
	MORTON’S and Design	  	China (People’s Republic)	  	4206246	  	05-Aug-2004	  		  	

											
	Morton’s of Chicago vs. Lone Star Restaurants Limited (MORTON’S)	  	China (People’s Republic)	  	201004148	  		  		  	
	MORTON’S THE STEAKHOUSE	  	China (People’s Republic)	  	4206247	  	05-Aug-2004	  	4206247	  	07-Jan-2008
	MORTON’S in Chinese Characters	  	China (People’s Republic)	  	8133295	  	19-Mar-2010	  		  	
	Cancellation of 1411773 (MORTON’S In Chinese Characters)	  	China (People’s Republic)	  	200701919	  		  		  	
	MORTON’S	  	China (People’s Republic)	  	6243414	  	27-Aug-2007	  	6243414	  	28-Mar-2010
	MORTON’S (Chinese characters)	  	China (People’s Republic)	  	6243413	  	27-Aug-2007	  	6243413	  	28-Mar-2010
	MORTON’S THE STEAKHOUSE	  	Cuba	  	695/2004	  	01-Nov-2004	  	695/2004	  	01-Nov-2004
	MORTON’S	  	Cuba	  	2000-0153	  	01-Feb-2000	  	153/2000	  	01-Feb-2000
	MORTON’S and Design	  	Cuba	  	694/2004	  	01-Nov-2004	  	694/2004	  	01-Nov-2004
	MORTON’S	  	Czech Republic	  	438520	  	21-Jun-2006	  	287011	  	18-Jan-2007
	MORTON’S	  	Czech Republic	  	O-123588	  	01-Jul-1997	  	217034	  	23-Apr-1999
	MORTON’S	  	Denmark	  	03296/1997	  	01-Jul-1997	  	03251/1997	  	25-Jul-1997
	MORTON’S	  	Denmark	  	VA200602935	  	12-Jul-2006	  	VR200700092	  	15-Jan-2007
	MORTON’S	  	Egypt	  	197504	  	11-Mar-2007	  	197504	  	10-May-2009
	MORTON’S and Design	  	Egypt	  	169688	  	22-Sep-2004	  	169688	  	26-Oct-2009
	MORTON’S THE STEAKHOUSE	  	Egypt	  	169689	  	22-Sep-2004	  	169689	  	26-Oct-2009
	MORTON’S THE STEAKHOUSE	  	European Community	  	3937885	  	19-Jul-2004	  	3937885	  	11-Apr-2005
	MORTON’S and Design	  	European Community	  	3951291	  	20-Jul-2004	  	3951291	  	05-Jun-2010
	MORTON’S OF CHICAGO	  	Finland	  	T199800345	  	29-Jan-1998	  	212459	  	31-Dec-1998
	MORTON’S	  	France	  	97688549	  	23-Jul-1997	  	97688549	  	02-Jan-1998
	MORTON’S	  	France	  	07/3483711	  	07-Aug-2000	  	073483711	  	03-Aug-2007
	MORTON’S OF CHICAGO	  	Germany	  	M70324/42WZ	  	10-Jul-1991	  	2099094	  	23-Feb-1996
	MORTON’S	  	Germany	  	30639039.6	  	22-Jun-2006	  	30639039	  	25-Aug-2006
	MORTON’S	  	Guam	  		  		  	SM8003583	  	26-Feb-2008
	MORTON’S and Design	  	Guatemala	  	6221-2004	  	23-Aug-2004	  	165402	  	28-Aug-2009
	MORTON’S	  	Guatemala	  	2168-98	  	23-Mar-1998	  	112237	  	10-Aug-2001
	MORTON’S OF CHICAGO	  	Guatemala	  	2166-98	  	23-Mar-1998	  	112235	  	10-Aug-2001
	MORTON’S OF CHICAGO and Design	  	Guatemala	  	2170-98	  	23-Mar-1998	  	111135	  	19-Jun-2001
	MORTON’S THE STEAKHOUSE	  	Guatemala	  	6220-2004	  	23-Aug-2004	  	135741	  	17-May-2005
	MORTON’S OF CHICAGO and Design	  	Hong Kong	  	12004/1999	  	02-Sep-1999	  	13550/2000	  	12-Oct-2000
	CHICAGO MORTON’S In Chinese Characters	  	Hong Kong	  	14940/2000	  	10-May-2000	  	14940/2000	  	03-Nov-2000
	MORTON’S	  	Hong Kong	  	10843/1996	  	30-Aug-1996	  	199708337	  	19-Aug-1997
	MORTON’S OF CHICAGO	  	Hong Kong	  	12003/99	  	02-Sep-1999	  	14653/2000	  	03-Nov-2000
	MORTON’S	  	Hong Kong	  	10148/2000	  	10-May-2000	  	14939/2000	  	13-Nov-2000
	THE REWARD	  	Hong Kong	  	2001/12904	  	07-Mar-2001	  	5411/2002	  	07-Mar-2001
	MORTON’S THE STEAKHOUSE	  	Hong Kong	  	300254880	  	23-Jul-2004	  	300254880	  	23-Jul-2004
	MORTON’S and Design	  	Hong Kong	  	300254899	  	23-Jul-2004	  	300254899	  	23-Jul-2004
	MORTON’S LEGENDARY HOT CHOCOLATE CAKE	  	Hong Kong	  	300755604	  	07-Nov-2006	  	300755604	  	07-Nov-2006
	MORTON’S	  	Hungary	  	M0602517	  	21-Jul-2006	  	190381	  	02-Aug-2007
	MORTON’S OF CHICAGO	  	Hungary	  	M9702464	  	08-Jul-1997	  	154185	  	01-Oct-1998
	MORTON’S OF CHICAGO and Design	  	Hungary	  	M9702463	  	08-Jul-1997	  	154190	  	01-Oct-1998
	MORTON’S	  	Hungary	  	M9702465	  	08-Jul-1997	  	154186	  	01-Oct-1998
	MORTON’S THE STEAKHOUSE	  	India	  	1374784	  	01-Aug-2005	  	1374784	  	31-Dec-2007

											
	MORTON’S and Design	  	India	  	1374786	  	01-Aug-2005	  	1374786	  	25-Aug-2008
	MORTON’S	  	India	  	1374782	  	01-Aug-2005	  	1374782	  	27-Mar-2007
	Morton’s vs. Lone Star Restaurants	  	India	  	1506910	  		  		  	
	MORTON’S	  	Indonesia	  	97/8435	  	05-May-1997	  	412024	  	16-Mar-1998
	MORTON’S THE STEAKHOUSE	  	Indonesia	  	J00042153521701	  	29-Jul-2004	  	IDM000067001	  	29-Jul-2004
	MORTON’S and Design	  	Indonesia	  	J00042153421700	  	29-Jul-2004	  	IDM000067000	  	29-Jul-2004
	MORTON’S	  	Ireland	  	2006/01393	  	15-Jun-2006	  	234417	  	15-Jun-2006
	MORTON’S	  	Ireland	  	97/2441	  	30-Jun-1997	  	206178	  	30-Jun-1997
	MORTON’S	  	Israel	  	113412	  	04-Jul-1997	  	113412	  	04-Aug-1999
	MORTON’S OF CHICAGO and Design	  	Israel	  	113414	  	04-Jul-1997	  	113414	  	04-Aug-1999
	MORTON’S OF CHICAGO	  	Israel	  	113413	  	04-Jul-1997	  	113413	  	04-Aug-1999
	MORTON’S and Design	  	Israel	  	173728	  	28-Jul-2004	  	173728	  	04-Aug-2005
	MORTON’S THE STEAKHOUSE	  	Israel	  	173729	  	28-Jul-2004	  	173729	  	07-Nov-2005
	MORTON’S	  	Italy	  	RM2006C006002	  	23-Oct-2006	  		  	
	MORTON’S	  	Italy	  	RM97C003425	  	11-Jul-1997	  	783065	  	01-Jun-1999
	MORTON’S	  	Jamaica	  	51759	  	11-Mar-2008	  	51759	  	11-Mar-2008
	MORTON’S THE STEAKHOUSE	  	Japan	  	2004-066796	  	20-Jul-2004	  	4841166	  	25-Feb-2005
	MORTON’S and Design	  	Japan	  	2004-066798	  	20-Jul-2004	  	4841168	  	25-Feb-2005
	MORTON’S OF CHICAGO and Design	  	Japan	  	2004-066797	  	20-Jul-2004	  	4841167	  	25-Feb-2005
	MORTON’S (KATAKANA)	  	Japan	  	2000-051778	  	12-May-2000	  	4492956	  	19-Jul-2001
	MORTON’S OF CHICAGO (Katakana)	  	Japan	  	2000-051777	  	12-May-2000	  	4492955	  	19-Jul-2001
	MORTON’S OF CHICAGO	  	Japan	  	106538/94	  	20-Oct-1994	  	4019846	  	27-Jun-1997
	MORTON’S	  	Japan	  	106539/94	  	20-Oct-1994	  	4019847	  	27-Jun-1997
	MORTON’S	  	Jordan	  	99371	  	08-Apr-2008	  	99371	  	08-Apr-2008
	MORTON’S	  	Korea, Republic of	  	10532/1998	  	15-Dec-1998	  	57009	  	11-Oct-1999
	MORTON’S and Design	  	Korea, Republic of	  	41-2004-0016148	  	23-Jul-2004	  	121936	  	06-Oct-2005
	MORTON’S THE STEAKHOUSE	  	Korea, Republic of	  	41-2004-0016149	  	23-Jul-2004	  	121937	  	06-Oct-2005
	MORTON’S	  	Korea, Republic of	  	10299/2005	  	04-May-2005	  	132374	  	24-May-2006
	MORTON’S THE STEAKHOUSE	  	Kuwait	  	66976	  	30-Oct-2004	  	55906	  	30-Oct-2004
	MORTON’S and Design	  	Kuwait	  	66975	  	30-Oct-2004	  	55905	  	30-Oct-2004
	MORTON’S and Design	  	Macau	  	N/14432	  	22-Jul-2004	  	N/14432	  	05-Nov-2004
	MORTON’S THE STEAKHOUSE	  	Macau	  	N/14433	  	22-Jul-2004	  	N/14433	  	05-Nov-2004
	MORTON’S OF CHICAGO and Design	  	Macau	  	N/002968	  	26-Dec-1997	  	N/2968	  	05-Jan-1999
	MORTON’S OF CHICAGO	  	Macau	  	N/002967	  	26-Dec-1997	  	N/2967	  	05-Jan-1999
	MORTON’S	  	Macau	  	N/002966	  	26-Dec-1997	  	N/2966	  	05-Aug-1998
	MORTON’S OF CHICAGO and Design	  	Malaysia	  	98/04536	  	10-Apr-1998	  	98004536	  	05-Dec-2007
	MORTON’S OF CHICAGO	  	Malaysia	  	98/04535	  	10-Apr-1998	  	98004535	  	10-Apr-1998
	MORTON’S	  	Malaysia	  	98/04534	  	10-Apr-1998	  	98004534	  	10-Apr-1998
	MORTON’S and Design	  	Malaysia	  	2004/10537	  	23-Jul-2004	  	4010537	  	23-Jul-2004
	MORTON’S THE STEAKHOUSE	  	Malaysia	  	2004/10538	  	23-Jul-2004	  	4010538	  	23-Jul-2004
	MORTON’S and Design	  	Malaysia	  	08001837	  	30-Jan-2008	  	08001837	  	30-Jan-2008
	MORTON’S THE STEAKHOUSE	  	Malaysia	  	08001839	  	30-Jan-2008	  	08001839	  	03-May-2018
	MORTON’S	  	Malaysia	  	08001838	  	30-Jan-2008	  	08001838	  	08-Jul-2010
	MORTON’S OF CHICAGO	  	Mexico	  	499393	  	01-Aug-2001	  	903612	  	01-Aug-2001

											
	MORTON’S OF CHICAGO and Design	  	Mexico	  	499392	  	01-Aug-2001	  	788334	  	28-Apr-2003
	MORTON’S THE STEAKHOUSE	  	Mexico	  	679558	  	29-Sep-2004	  	855327	  	19-Oct-2004
	BAR 12 21	  	Mexico	  	975745	  	24-Nov-2008	  	1100399	  	19-May-2009
	MORTON’S THE STEAKHOUSE	  	Mexico	  	1040286	  	12-Oct-2009	  		  	
	MORTON’S THE STEAKHOUSE	  	Mexico	  	1040285	  	12-Oct-2009	  		  	
	MORTON’S THE STEAKHOUSE	  	Mexico	  	1040287	  	12-Oct-2009	  	1159197	  	21-May-2010
	MORTON’S THE STEAKHOUSE	  	Mexico	  	1040288	  	12-Oct-2009	  	1159198	  	21-May-2010
	MORTON’S THE STEAKHOUSE	  	Mexico	  	1040289	  	12-Oct-2009	  	1159199	  	21-May-2010
	MORTON’S THE STEAKHOUSE	  	Mexico	  	1040290	  	12-Oct-2009	  	1159778	  	24-May-2010
	MORTON’S and Design	  	Mexico	  	679556	  	29-Sep-2004	  	887117	  	21-Jun-2005
	MORTON’S	  	Mexico	  	677485	  	17-Sep-2004	  	886001	  	16-Jun-2005
	MORTON’S THE STEAKHOUSE	  	Norway	  	200407188	  	20-Jul-2004	  	227687	  	12-Aug-2005
	MORTON’S	  	Norway	  	97.5317	  	02-Jul-1997	  	190582	  	04-Jun-1998
	MORTON’S OF CHICAGO	  	Norway	  	97.5318	  	02-Jul-1997	  	190583	  	04-Jun-1998
	MORTON’S OF CHICAGO and Design	  	Norway	  	97.5319	  	02-Jul-1997	  	190584	  	04-Jun-1998
	MORTON’S	  	Norway	  	200508050	  	31-Aug-2005	  	232453	  	08-May-2006
	MORTON’S and Design	  	Norway	  	200407189	  	20-Jul-2004	  	227686	  	12-Aug-2005
	MORTON’S THE STEAKHOUSE	  	Oman	  	47526	  	27-Oct-2007	  		  	
	MORTON’S	  	Oman	  	47525	  	27-Oct-2007	  		  	
	MORTON’S and Design	  	Oman	  	47524	  	27-Oct-2007	  		  	
	MORTON’S OF CHICAGO	  	Panama	  	152580	  	12-Jul-2006	  	152580	  	12-Jul-2006
	MORTON’S and Design	  	Panama	  	136615	  	05-Aug-2004	  	136615	  	05-Aug-2004
	MORTON’S THE STEAKHOUSE	  	Panama	  	137301	  	07-Sep-2004	  	137301	  	07-Sep-2004
	MORTON’S OF CHICAGO	  	Panama	  	92833	  	05-Mar-1998	  	92833	  	17-Aug-1999
	MORTON’S	  	Panama	  	92834	  	05-Mar-1998	  	92834	  	17-Aug-1999
	MORTON’S OF CHICAGO and Design	  	Panama	  	92831	  	05-Mar-1998	  	92831	  	05-Mar-1998
	MORTON’S and Design	  	Peru	  	254892	  	19-Sep-2005	  	40408	  	16-Dec-2005
	MORTON’S THE STEAKHOUSE	  	Peru	  	255066	  	21-Sep-2005	  	42781	  	10-Aug-2006
	MORTON’S	  	Peru	  	255170	  	21-Sep-2005	  	40482	  	13-Jan-2006
	MORTON’S	  	Philippines	  	4-2005-007416	  	03-Aug-2005	  	4-2005-007416	  	25-Dec-2006
	MORTON’S and Design	  	Philippines	  	4-2004-006820	  	30-Jul-2004	  	4-2004-006820	  	31-Dec-2005
	MORTON’S THE STEAKHOUSE	  	Philippines	  	4-2004-06821	  	30-Jul-2004	  	4-2004-006821	  	13-Jan-2006
	MORTON’S OF CHICAGO	  	Philippines	  	123760	  	18-Aug-1997	  	4-1997-123760	  	15-Jan-2002
	MORTON’S	  	Poland	  	Z-175732	  	10-Jul-1997	  	122396	  	18-Jul-2000
	MORTON’S	  	Poland	  	Z-312251	  	20-Jun-2006	  	201705	  	09-Oct-2008
	MORTON’S	  	Portugal	  	408977	  	08-Mar-2007	  	408977	  	18-Apr-2007
	MORTON’S	  	Portugal	  	324789	  	03-Jul-1997	  	324789	  	02-Feb-1998
	MORTON’S	  	Puerto Rico	  	47958	  	17-Aug-1999	  	47958	  	13-Jun-2001
	MORTON’S and Design	  	Qatar	  	48129	  	12-Dec-2007	  		  	
	MORTON’S	  	Qatar	  	48130	  	12-Dec-2007	  		  	
	MORTON’S THE STEAKHOUSE	  	Qatar	  	48131	  	12-Dec-2007	  		  	
	MORTON’S	  	Romania	  	M2005005297	  	04-May-2005	  	69964	  	04-May-2005
	MORTON’S and Design	  	Romania	  	M200406650	  	03-Aug-2004	  	63194	  	03-Aug-2004
	MORTON’S	  	Romania	  	48125	  	28-Jan-1998	  	34546	  	28-Jan-1998
	MORTON’S THE STEAKHOUSE	  	Romania	  	M200406651	  	03-Aug-2004	  	63437	  	03-Aug-2004
	MORTON’S and Design	  	Russian Federation	  	2004716828	  	27-Jul-2004	  	302929	  	16-Mar-2006
	MORTON’S THE STEAKHOUSE	  	Russian Federation	  	2004716827	  	27-Jul-2004	  	297557	  	02-Nov-2005

											
	MORTON’S (Cyrillic)	  	Russian Federation	  	98718729	  	27-Nov-1998	  	187804	  	24-Apr-2000
	MORTON’S	  	Russian Federation	  	98703553	  	03-Mar-1998	  	201691	  	27-Apr-2001
	MORTON’S OF CHICAGO and Design	  	Russian Federation	  	98703562	  	03-Mar-1998	  	189225	  	31-May-2000
	MORTON’S OF CHICAGO	  	Russian Federation	  	98703554	  	03-Mar-1998	  	200662	  	23-Mar-2001
	MORTON’S	  	Russian Federation	  	2005720990	  	22-Aug-2005	  	316018	  	01-Nov-2006
	MORTON’S	  	Saudi Arabia	  	98958	  	02-Aug-2005	  		  	
	MORTON’S and Design	  	Saudi Arabia	  	92104	  	14-Sep-2004	  	825/11	  	13-Feb-2006
	MORTON’S THE STEAKHOUSE	  	Saudi Arabia	  	92105	  	14-Sep-2004	  	825/39	  	13-Feb-2006
	MORTON’S THE STEAKHOUSE	  	Singapore	  	T04/11491I	  	14-Jul-2004	  	T04/11491I	  	14-Jul-2004
	MORTON’S	  	Singapore	  	T05/12377F	  	18-Jul-2005	  	T05/12377F	  	18-Jul-2005
	Morton’s of Chicago vs. Lone Star Restaurants Limited	  	Singapore	  	T06/09668C	  		  		  	
	MORTON’S LEGENDARY HOT CHOCOLATE CAKE	  	Singapore	  	T06/22561J	  	25-Oct-2006	  	T0622561J	  	25-Oct-2006
	MORTON’S OF CHICAGO	  	Singapore	  	S9724/96	  	12-Sep-1996	  	T96/09724B	  	12-Sep-1996
	MORTON’S and Design	  	Singapore	  	T04/11489G	  	14-Jul-2004	  	T04/11489G	  	14-Jul-2004
	MORTON’S OF CHICAGO and Design	  	South Africa	  	98/01162	  	29-Jan-1998	  	98/01162	  	11-Jul-2003
	MORTON’S	  	South Africa	  	2005/15584	  	28-Jul-2005	  	2005/15584	  	28-Jul-2005
	MORTON’S and Design	  	South Africa	  	2004/12309	  	21-Jul-2004	  	2004/12309	  	21-Jul-2004
	MORTON’S THE STEAKHOUSE	  	South Africa	  	2004/12310	  	21-Jul-2004	  	2004/12310	  	21-Jul-2004
	MORTON’S OF CHICAGO	  	South Africa	  	98/01161	  	29-Jan-1998	  	98/01161	  	11-Jul-2003
	MORTON’S	  	Spain	  	2102709	  	04-Jul-1997	  	2102709	  	22-Dec-1997
	MORTON’S	  	St. Kitts and Nevis	  		  	17-Apr-2008	  	2008/0124S	  	17-Apr-2008
	MORTON’S THE STEAKHOUSE	  	St. Lucia	  	TM/2007/000010	  	15-Jan-2007	  	TM/2007/000010	  	02-Aug-2007
	MORTON’S	  	St. Lucia	  	TM/2007/000009	  	15-Jan-2007	  	TM/2007/000009	  	02-Aug-2007
	MORTON’S and Design	  	St. Lucia	  	TM/2006/000391	  	20-Dec-2006	  	TM/2006/000391	  	20-Dec-2006
	MORTON’S	  	Sweden	  	2006/04963	  	16-Jun-2006	  	384102	  	13-Oct-2006
	MORTON’S	  	Switzerland	  	534909	  	06-May-2005	  	534909	  	06-May-2005
	MORTON’S and Design	  	Switzerland	  	54817/2004	  	19-Jul-2004	  	525053	  	19-Jul-2004
	MORTON’S OF CHICAGO and Design	  	Switzerland	  	05296/1997	  	02-Jul-1997	  	447938	  	26-Jan-1998
	MORTON’S OF CHICAGO	  	Switzerland	  	05295/1997	  	02-Jul-1997	  	447877	  	23-Dec-1997
	MORTON’S THE STEAKHOUSE	  	Switzerland	  	54815/2004	  	19-Jul-2004	  	525018	  	19-Jul-2004
	MORTON’S THE STEAKHOUSE	  	Taiwan	  	093033844	  	21-Jul-2004	  	1155138	  	16-May-2005
	MORTON’S	  	Taiwan	  	86005307	  	30-Jan-1997	  	99920	  	01-Jun-1998
	MORTON’S OF CHICAGO and Design	  	Taiwan	  	86005308	  	30-Jan-1997	  	101288	  	01-Jul-1998
	MORTON’S and Design	  	Taiwan	  	093033842	  	21-Jul-2004	  	1149813	  	16-Apr-2005
	MORTON’S OF CHICAGO and Design	  	Thailand	  	335261	  	30-May-1997	  	6865	  	13-Oct-1998
	MORTON’S	  	Thailand	  	335262	  	30-May-1997	  	6933	  	26-Oct-1998
	MORTON’S THE STEAKHOUSE	  	Thailand	  	559900	  	23-Jul-2004	  	BOR26510	  	23-Jul-2004
	MORTON’S and Design	  	Thailand	  	559899	  	23-Jul-2004	  	BOR26170	  	23-Jul-2004
	MORTON’S	  	Thailand	  	686159	  	04-Feb-2008	  	BOR42769	  	16-Jun-2009
	MORTON’S and Design	  	Thailand	  	686158	  	04-Feb-2008	  	BOR42768	  	16-Jun-2009
	MORTON’S THE STEAKHOUSE	  	Thailand	  	686160	  	04-Feb-2008	  	BOR42770	  	16-Jun-2009
	MORTON’S and Design	  	Turkey	  	2004/23053	  	23-Jul-2004	  	2004/23053	  	23-Jul-2004

											
	MORTON’S	  	Turkey	  	2005/45604	  	20-Oct-2005	  	200545604	  	20-Oct-2005
	MORTON’S THE STEAKHOUSE	  	Turkey	  	2004/23054	  	23-Jul-2004	  	2004/23054	  	23-Jul-2004
	MORTON’S OF CHICAGO	  	Turkey	  	97/009630	  	07-Jul-1997	  	184342	  	07-Jul-1997
	MORTON’S OF CHICAGO and Design	  	Turkey	  	97/009631	  	07-Jul-1997	  	184388	  	07-Jul-1997
	MORTON’S	  	Turkey	  	97/009629	  	07-Jul-1997	  	186429	  	07-Jul-1997
	MORTON’S and Design	  	Turks and Caicos Islands	  	14698	  	22-Nov-2006	  	14698	  	22-Nov-2006
	MORTON’S THE STEAKHOUSE	  	Turks and Caicos Islands	  	14700	  	22-Nov-2006	  	14700	  	22-Nov-2006
	MORTON’S	  	Turks and Caicos Islands	  	14699	  	22-Nov-2006	  	14699	  	22-Nov-2006
	MORTON’S	  	United Arab Emirates	  	86635	  	29-Oct-2006	  	86022	  	13-Jan-2008
	MORTON’S and Design	  	United Arab Emirates	  	64247	  	12-Oct-2004	  	55548	  	15-Oct-2005
	MORTON’S THE STEAKHOUSE	  	United Arab Emirates	  	64248	  	12-Oct-2004	  	55547	  	12-Oct-2004
	MORTON’S and Design	  	Venezuela	  	15582-2004	  	27-Sep-2004	  	477	  	16-Feb-2006
	MORTON’S	  	Venezuela	  	5571-98	  	30-Mar-1998	  	S009803	  	20-Apr-1999
	MORTON’S THE STEAKHOUSE	  	Venezuela	  	15883/2004	  	27-Sep-2004	  	481	  	04-Sep-2006
	MORTON’S THE STEAKHOUSE	  	Viet Nam	  	4-2004-07597	  	30-Jul-2004	  	67484	  	21-Oct-2005
	MORTON’S OF CHICAGO and Design	  	Viet Nam	  	37391	  	19-Feb-1998	  	31943	  	01-Sep-1999
	MORTON’S OF CHICAGO	  	Viet Nam	  	37390	  	19-Feb-1998	  	31942	  	01-Sep-1999
	MORTON’S	  	Viet Nam	  	37389	  	19-Feb-1998	  	30872	  	13-May-1999
	MORTON’S and Design	  	Viet Nam	  	4-2004-07598	  	30-Jul-2004	  	67739	  	02-Nov-2005
	MORTON’S	  	Viet Nam	  	4-2005-05057	  	04-May-2005	  	76435	  	30-Oct-2006

 2.) Unregistered Trademarks

 In addition to any unregistered trademarks that have been applied for and are listed on above in Schedule 4.7 (E) 1.)
and that have not yet achieved registration, Morton’s uses certain other unregistered trademarks in its business from time-to-time. 
 3.) Domain Names 
  

					
	 Domain Name
	  	 Account
	  	 
		
	mortons.ae	  	Morton’s of Chicago (mortons)
	mortons.asia	  	Morton’s of Chicago (mortons)
	mortons.cc	  	Morton’s of Chicago (mortons)
	mortons.ch	  	Morton’s of Chicago (mortons)
	mortons.cn	  	Morton’s of Chicago (mortons)
	mortons.co.at	  	Morton’s of Chicago (mortons)
	mortons.co.in	  	Morton’s of Chicago (mortons)
	mortons.co.kr	  	Morton’s of Chicago (mortons)
	mortons.com.es	  	Morton’s of Chicago (mortons)
	mortons.com.mx	  	Morton’s of Chicago (mortons)
	mortons.com.pa	  	Morton’s of Chicago (mortons)
	mortons.com.pr	  	Morton’s of Chicago (mortons)
	mortons.com.sg	  	Morton’s of Chicago (mortons)

  

					
	mortons.com.tr	  	Morton’s of Chicago (mortons)
	mortons.com.tw	  	Morton’s of Chicago (mortons)
	mortons.de	  	Morton’s of Chicago (mortons)
	mortons.dk	  	Morton’s of Chicago (mortons)
	mortons.es	  	Morton’s of Chicago (mortons)
	mortons.fi	  	Morton’s of Chicago (mortons)
	mortons.fr	  	Morton’s of Chicago (mortons)
	mortons.hk	  	Morton’s of Chicago (mortons)
	mortons.in	  	Morton’s of Chicago (mortons)
	mortons.it	  	Morton’s of Chicago (mortons)
	mortons.jp	  	Morton’s of Chicago (mortons)
	mortons.mobi	  	Morton’s of Chicago (mortons)
	mortons.nl	  	Morton’s of Chicago (mortons)
	mortons.ru	  	Morton’s of Chicago (mortons)
	mortons.se	  	Morton’s of Chicago (mortons)
	mortons.tv	  	Morton’s of Chicago (mortons)
	mortons.tw	  	Morton’s of Chicago (mortons)
	mortons.ws	  	Morton’s of Chicago (mortons)
		
	arniemortons.com	  	Morton’s The Steakhouse (22764166)
	arniemortonssucks.com	  	Morton’s The Steakhouse (22764166)
	bertolinis.net	  	Morton’s The Steakhouse (22764166)
	beststeakanywhere.com	  	Morton’s The Steakhouse (22764166)
	hotelmorton.com	  	Morton’s The Steakhouse (22764166)
	mortonhotel.com	  	Morton’s The Steakhouse (22764166)
	mortons-steak-house.com	  	Morton’s The Steakhouse (22764166)
	mortons-steak-housesucks.com	  	Morton’s The Steakhouse (22764166)
	mortons-steakhouse.com	  	Morton’s The Steakhouse (22764166)
	mortons-steakhousesucks.com	  	Morton’s The Steakhouse (22764166)
	mortons.com	  	Morton’s The Steakhouse (22764166)
	mortonsblog.com	  	Morton’s The Steakhouse (22764166)
	mortonscareers.com	  	Morton’s The Steakhouse (22764166)
	mortonsofchicagosucks.com	  	Morton’s The Steakhouse (22764166)
	mortonspaymentprocessing.com	  	Morton’s The Steakhouse (22764166)
	mortonssteakhouse.com	  	Morton’s The Steakhouse (22764166)
	mortonssteakssucks.com	  	Morton’s The Steakhouse (22764166)
	mortonsstinks.com	  	Morton’s The Steakhouse (22764166)
	mortonsteaksucks.com	  	Morton’s The Steakhouse (22764166)
	mortonsthesteakhouse.com	  	Morton’s The Steakhouse (22764166)
	thebeststeakanywhere.com	  	Morton’s The Steakhouse (22764166)
	thehotelmorton.com	  	Morton’s The Steakhouse (22764166)
	themortonhotel.com	  	Morton’s The Steakhouse (22764166)
	trevi-italian.com	  	Morton’s The Steakhouse (22764166)
	trevi-restaurant.com	  	Morton’s The Steakhouse (22764166)
	treviitalian.com	  	Morton’s The Steakhouse (22764166)
	treviitalianrestaurant.com	  	Morton’s The Steakhouse (22764166)

  

 (F) Trademark licenses 
 Morton’s of Chicago, Inc. grants trademark licenses to its marketing partners and vendors in the ordinary course of business. 
 (G) Trade Secret Licenses - None 
 (H) Intellectual Property Exceptions 

CURRENT TRADEMARK DISPUTES FOR MORTON’S OF CHICAGO, INC. 

Lone Star/Landstorm 
 Summary: Multiple actions filed: 1) against the Company related to MORTON’S trademark applications in foreign jurisdictions; and 2) by the Company related to MORTON’S MEMBERS CLUB applications
filed by Lone Star/Landstrom in various jurisdictions. 
 Benelux-Successfully opposed Landstrom’s applications for all
goods/services except for education and training services. 
 China - Opposition filed against MORTON’S in Class 41, App.
No. 5742311. Awaiting action. 
 India - Opposition filed against MORTON’S in Classes 41 and 42, App. No. 1506910.
Awaiting action 
 Oman - Opposition filed against MORTON’S in Class 43, App. No. 42534. Awaiting action 

Qatar - Opposition filed against MORTON’S in Class 42, App. No. 42183. Awaiting decision. 

Singapore - The Company prevailed in its invalidation Action filed by the Company against MORTON’S MEMBERS CLUB, Reg. No. T06/11218B.
Only remaining matter is obtaining Company’s costs/fees. 
 UAE - Opposition filed against MORTON’S in Class 41, App.
No. 87711. Awaiting action 
 Heibergs Dessertcirkus 

The Company has opposed an application to register MORTEN HEIBERG for a variety of food-related goods and services. The applicant has
agreed not to use “Morten’s” at all and will not open restaurants under the name MORTEN HEIBERG. Settlement negotiations are ongoing and the opposition is suspended. 

  

 Morton International/Morton Salt 

Morton International has opposed the Company’s pending application for MORTON’S THE STEAKHOUSE in which the Company sought to
expand registration of the mark to a wide variety of goods, including some seasonings. Settlement negotiations are ongoing. 

Morton’s of Chicago, Inc. 
 Settlement Agreements/Coexistence Agreements 
  

					
	 Country
	  	 Action
	  	 Status

			
	US	  	ConAgra v. MoC, Opposition in USPTO re MORTON	  	Settlement Agreement (1988)
			
	US	  	 Conair v. MoC, Opposition in USPTO re
 SAVOR THE GOOD LIFE
	  	Coexistence Agreement (2005)
			
	US	  	MoC v. Morton’s of Rockaway, District Court - NJ	  	Settlement Agreement (2004)
			
	US	  	Mortons’ Wiscons Inn (no case)	  	Agreement (2005)
			
	Argentina	  	 Oppositions Against Bodega Norton re
 MORTON’S OF CHICAGO and
 MORTON’S THE STEAKHOUSE
	  	Coexistence Agreement (2006)
			
	Canada	  	MoC v. Ausi Morton’s Steakhouse Inc.	  	 Settlement Agreement (1996) and

subsequent Articles of Amendment
 changing the
Name to 1054613
 Ontario Limited (12/23/1996)

			
	Germany	  	MoC v. M Steakhouse Surf’ n Turf	  	Agreement (2002)
			
	Hong Kong	  	 MoC v. Aberdeen Marina Club Limited re
 SNORTON’S dog bone logo
	  	Undertaking (2000)

  

 SCHEDULE 4.8 
 TO PLEDGE AND SECURITY AGREEMENT 
 Commercial Tort Claims 

NONE 

  

 EXHIBIT A 
 TO PLEDGE AND SECURITY AGREEMENT 
 PLEDGE SUPPLEMENT 

This PLEDGE SUPPLEMENT, dated [mm/dd/yy], is delivered by [NAME OF GRANTOR] a [NAME OF STATE OF INCORPORATION]
[corporation] (the “Grantor”) pursuant to the Pledge and Security Agreement, dated as of [mm/dd/yy] (as it may be from time to time amended, amended and restated, modified or supplemented, the
“Security Agreement”), among MORTON’S OF CHICAGO, INC., an Illinois corporation (the “Company”) and the other Grantors named therein, and GOLDMAN SACHS BANK USA, as the Collateral Agent.
Capitalized terms used herein not otherwise defined herein shall have the meanings ascribed thereto in the Security Agreement. 

Grantor hereby confirms the grant to the Collateral Agent set forth in the Security Agreement of, and does hereby grant to the Collateral
Agent, a security interest in all of Grantor’s right, title and interest in and to all Collateral to secure the Secured Obligations, in each case whether now or hereafter existing or in which Grantor now has or hereafter acquires an interest
and wherever the same may be located. Grantor represents and warrants that the attached Supplements to Schedules accurately and completely set forth all additional information required pursuant to the Security Agreement and hereby agrees that such
Supplements to Schedules shall constitute part of the Schedules to the Security Agreement. 
 IN WITNESS WHEREOF, Grantor
has caused this Pledge Supplement to be duly executed and delivered by its duly authorized officer as of                  ,
20    . 
  

			
	[NAME OF GRANTOR]
		
	By:	 	  

	Name:	 	
	Title:	 	

  

 SUPPLEMENT TO SCHEDULE 4.1 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
  

	(A)	Full Legal Name, Type of Organization, Jurisdiction of Organization, Chief Executive Office/Sole Place of Business (or Residence if Grantor is a Natural Person) and
Organizational Identification Number of each Grantor: 

  

									
	 Full Legal Name
	  	 Type of

Organization
	  	 Jurisdiction of

Organization
	  	 Chief Executive
 Office/Sole Place
 of Business (or

Residence if

Grantor is a
 Natural Person)
	  	 Organization I.D.#

		  		  		  		  	
		  		  		  		  	
		  		  		  		  	

  

	(B)	Other Names (including any Trade-Name or Fictitious Business Name) under which each Grantor has conducted business for the past five (5) years:

  

			
	 Full Legal Name
	  	 Trade Name or Fictitious Business Name

		  	
		  	
		  	

  

	(C)	Changes in Name, Jurisdiction of Organization, Chief Executive Office or Sole Place of Business (or Principal Residence if Grantor is a Natural Person) and Corporate
Structure within past five (5) years: 

  

					
	 Name of Grantor
	  	 Date of Change
	  	 Description of Change

		  		  	
		  		  	
		  		  	

  

	(D)	Agreements pursuant to which any Grantor is found as debtor within past five (5) years: 

 

			
	 Name of Grantor
	  	 Description of Agreement

		  	
		  	
		  	

  

	(E)	Financing Statements: 

  

			
	 Name of Grantor
	  	Filing Jurisdiction(s)
		  	
		  	
		  	

  

SUPPLEMENT TO SCHEDULE 4.1 

 SUPPLEMENT TO SCHEDULE 4.2 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
  

			
	 Name of Grantor
	  	Location of Equipment and Inventory
		  	
		  	
		  	

  

SUPPLEMENT TO SCHEDULE 4.2-1 

 SUPPLEMENT TO SCHEDULE 4.4 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
 (A) 

Pledged Stock: 
 Pledged Partnership Interests:

 Pledged LLC Interests: 
 Pledged
Trust Interests: 
 Pledged Debt: 

Securities Account: 
 Commodities Accounts:

 Deposit Accounts: 
 (B) 

 

					
	 Name of Grantor
	  	 Date of Acquisition
	  	 Description of Acquisition

		  		  	
		  		  	
		  		  	

 (C) 
  

			
	 Name of Grantor
	  	 Name of Issuer of Pledged LLC

Interest/Pledged Partnership Interest

		  	
		  	
		  	

  

SUPPLEMENT TO SCHEDULE 4.4-1 

 SUPPLEMENT TO SCHEDULE 4.5 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
  

			
	 Name of Grantor
	  	 Description of Material Contract

		  	
		  	
		  	

  

SUPPLEMENT TO SCHEDULE 4.5-1 

 SUPPLEMENT TO SCHEDULE 4.6 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
  

			
	 Name of Grantor
	  	 Description of Letters of Credit

		  	
		  	
		  	

  

SUPPLEMENT TO SCHEDULE 4.6-1 

 SUPPLEMENT TO SCHEDULE 4.7 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
  

	(A)	Copyrights 

  

	(B)	Copyright Licenses 

  

	(C)	Patents 

  

	(D)	Patent Licenses 

  

	(E)	Trademarks 

  

	(F)	Trademark Licenses 

  

	(G)	Trade Secret Licenses 

  

	(H)	Intellectual Property Exceptions 

  

SUPPLEMENT TO SCHEDULE 4.7-1 

 SUPPLEMENT TO SCHEDULE 4.8 

TO PLEDGE AND SECURITY AGREEMENT 

Additional Information: 
  

			
	 Name of Grantor
	  	 Commercial Tort Claims

		  	
		  	
		  	

  

SUPPLEMENT TO SCHEDULE 4.8-1 

 EXHIBIT B 
 TO PLEDGE AND SECURITY AGREEMENT 
 UNCERTIFICATED SECURITIES CONTROL AGREEMENT

 This Uncertificated Securities Control Agreement dated as of
                    , 20     (this “Agreement”) among GOLDMAN SACHS BANK USA (the
“Pledgor”), as collateral agent for the Secured Parties, (the “Collateral Agent”) and                     ,
a                      corporation (the “Issuer”). Capitalized terms used but not defined herein shall have the meaning
assigned in that certain Pledge and Security Agreement dated as of December 9, 2010, among the Pledgor, the other Grantors party thereto and the Collateral Agent (as amended, amended and restated, supplemented or otherwise modified from time to
time, the “Security Agreement”). All references herein to the “UCC” shall mean the Uniform Commercial Code as in effect from time to time in the State of New York. 

Section 1. Registered Ownership of Shares. The Issuer hereby confirms and agrees that as of the date hereof the Pledgor is
the registered owner of                      shares of the Issuer’s [common] stock (the “Pledged Shares”) and the Issuer
shall not change the registered owner of the Pledged Shares without the prior written consent of the Collateral Agent. 

Section 2. Instructions. If at any time the Issuer shall receive instructions originated by the Collateral Agent relating to
the Pledged Shares, the Issuer shall comply with such instructions without further consent by the Pledgor or any other person. 

Section 3. Additional Representations and Warranties of the Issuer. The Issuer hereby represents and warrants to the
Collateral Agent: 
 (a) It has not entered into, and until the termination of this agreement will not enter into, any agreement
with any other person relating the Pledged Shares pursuant to which it has agreed to comply with instructions issued by such other person. 
 (b) It has not entered into, and until the termination of this agreement will not enter into, any agreement with the Pledgor or the Collateral Agent purporting to limit or condition the obligation of the
Issuer to comply with Instructions as set forth in Section 2 hereof. 
 (c) Except for the claims and interest of the
Collateral Agent and of the Pledgor in the Pledged Shares, the Issuer does not know of any claim to, or interest in, the Pledged Shares. If any person asserts any lien, encumbrance or adverse claim (including any writ, garnishment, judgment, warrant
of attachment, execution or similar process) against the Pledged Shares, the Issuer will promptly notify the Collateral Agent and the Pledgor thereof. 
 (d) This Agreement is the valid and legally binding obligation of the Issuer. 

Section 4. Choice of Law. This Agreement shall be governed by the laws of the State of New York. 

Section 5. Conflict with Other Agreements. In the event of any conflict between this Agreement (or any portion thereof) and
any other agreement between Issuer and Pledgor now 

  

EXHIBIT B-1 

 
existing or hereafter entered into, the terms of this Agreement shall prevail. No amendment or modification of this Agreement or waiver of any right hereunder shall be binding on any party hereto
unless it is in writing and is signed by all of the parties hereto. 
 Section 6. Voting Rights. Until such time as
the Collateral Agent shall otherwise instruct the Issuer in writing, the Pledgor shall have the right to vote the Pledged Shares. 
 Section 7. Successors; Assignment. The terms of this Agreement shall be binding upon, and shall inure to the benefit of, the parties hereto and their respective corporate successors or heirs
and personal representatives who obtain such rights solely by operation of law. The Collateral Agent may assign its rights hereunder only with the express written consent of the Issuer and by sending written notice of such assignment to the Pledgor.

 Section 8. Indemnification of Issuer. The Pledgor and the Collateral Agent hereby agree that (a) the Issuer
is released from any and all liabilities to the Pledgor and the Collateral Agent arising from the terms of this Agreement and the compliance of the Issuer with the terms hereof, except to the extent that such liabilities arise from the Issuer’s
negligence, willful misconduct or breach of this Agreement and (b) the Pledgor, its successors and assigns shall at all times indemnify and save harmless the Issuer from and against any and all claims, actions and suits of others arising out of
the terms of this Agreement or the compliance of the Issuer with the terms hereof, except to the extent that such arises from the Issuer’s negligence, willful misconduct or breach of this Agreement, and from and against any and all liabilities,
losses, damages, costs, charges, counsel fees and other expenses of every nature and character arising by reason of the same, until the termination of this Agreement. 
 Section 9. Notices. Any notice, request or other communication required or permitted to be given under this Agreement shall be in writing and deemed to have been properly given when delivered
in person, or when sent by telecopy or other electronic means and electronic confirmation of error free receipt is received or two (2) days after being sent by certified or registered United States mail, return receipt requested, postage
prepaid, addressed to the party at the address set forth below. 
  

			
	Pledgor:	  	[INSERT ADDRESS]
		  	Attention:
		  	Telecopier:
		
	Collateral Agent:	  	Goldman Sachs Bank USA
		  	6011 Connection Drive
		  	Irving, Texas 75039
		  	Attention: Morton’s of Chicago, Account Manager
		  	Telecopier: (972) 368-5099
		
	Issuer:	  	[INSERT ADDRESS]
		  	Attention:
		  	Telecopier:

 Any party may change its address
for notices in the manner set forth above. 

  

EXHIBIT B-2 

 Section 10. Termination. The obligations of the Issuer to the Collateral Agent
pursuant to this Control Agreement shall continue in effect until the security interests of the Collateral Agent in the Pledged Shares have been terminated in accordance with the terms of the Security Agreement and the Collateral Agent has notified
the Issuer of such termination in writing. The Collateral Agent agrees to provide Notice of Termination in substantially the form of Exhibit A hereto to the Issuer upon the request of the Pledgor on or after the termination of the Collateral
Agent’s security interest in the Pledged Shares in accordance with the terms of the Security Agreement. The termination of this Control Agreement shall not terminate the Pledged Shares or alter the obligations of the Issuer to the Pledgor
pursuant to any other agreement with respect to the Pledged Shares. 
 Section 11. Counterparts. This Agreement may
be executed in any number of counterparts, all of which shall constitute one and the same instrument, and any party hereto may execute this Agreement by signing and delivering one or more counterparts. 

 

			
	[NAME OF PLEDGOR]
		
	By:	 	  

	Name:	 	
	Title:	 	
	
	 GOLDMAN SACHS BANK USA,
 as Collateral Agent

		
	By:	 	  

	Name:	 	
	Title:	 	
	
	[NAME OF ISSUER]
		
	By:	 	  

	Name:	 	
	Title:	 	

  

EXHIBIT B-3 

 Exhibit A 
 [Letterhead of Collateral Agent] 
 [Date] 

[Name and Address of Issuer] 
 Attention:
                                        

 Re: Termination of Control Agreement 
 You are hereby notified that the Uncertificated Securities Control Agreement between you, [the Pledgor] and the undersigned (a copy of which is attached) is terminated and you have no further obligations
to the undersigned pursuant to such Agreement. Notwithstanding any previous instructions to you, you are hereby instructed to accept all future directions with respect to Pledged Shares (as defined in the Uncertificated Control Agreement) from [the
Pledgor]. This notice terminates any obligations you may have to the undersigned with respect to the Pledged Shares, however nothing contained in this notice shall alter any obligations which you may otherwise owe to [the Pledgor] pursuant to any
other agreement. 
 You are instructed to deliver a copy of this notice by facsimile transmission to [insert name of Pledgor].

  

			
	Very truly yours,
	
	 GOLDMAN SACHS BANK USA,
 as Collateral Agent

		
	By:	 	  

	Name:	 	
	Title:	 	

  

EXHIBIT A-1Fourth Supplemental Indenture

 Exhibit 4.6 
 FOURTH SUPPLEMENTAL INDENTURE 
 This Fourth Supplemental Indenture (this
“Fourth Supplemental Indenture”), dated as of December 13, 2010, among Spectrum Brands, Inc., a Delaware corporation (the “Company”), Seed Resources, L.L.C. (the “Guaranteeing Subsidiary”), and
U.S. Bank National Association, a national banking organization organized under the laws of the United States of America, as Trustee (the “Trustee”). 
 W I T N E S S E T H 
 WHEREAS, the Company and the Guarantors have heretofore
executed and delivered to the Trustee an Indenture, dated as of August 28, 2009, among the Company, the Guarantors and the Trustee, as supplemented by the Supplemental Indenture, dated as of March 15, 2010, the Second Supplemental
Indenture, dated as of June 15, 2010 and the Third Supplemental Indenture, dated as of June 16, 2010 (as such may be amended or supplemented from time to time, the “Indenture”), providing for the issuance of an unlimited
aggregate principal amount of 12% Senior Subordinated Toggle Notes Due 2019 (the “Notes”); 
 WHEREAS, on
December 3, 2010, pursuant to the terms of the Membership Interest Purchase Agreement, dated as of November 26, 2010, by and among United Pet Group, Inc. (“UPG”), the Guaranteeing Subsidiary, and Frank M. Hoogland, solely
in his capacity as the Members’ Representative, UPG purchased all of the membership interests of the Guaranteeing Subsidiary and the Guaranteeing Subsidiary became a wholly-owned subsidiary of UPG; 

WHEREAS, Section 4.20 and Section 11.06 of the Indenture provide that under certain circumstances the Company shall cause the
Guaranteeing Subsidiary to become a Guarantor by executing and delivering to the Trustee a supplement to the Indenture; and 

WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee is authorized to execute and deliver this Fourth Supplemental
Indenture. 
 NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of
which is hereby acknowledged, the Company, the Guaranteeing Subsidiary and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows: 

1. Capitalized Terms. Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 2. Agreement to Guarantee. The Guaranteeing Subsidiary hereby agrees as follows: 

(a) Along with all other Guarantors, to jointly and severally Guarantee to each Holder of a Note authenticated and
delivered by the Trustee and 

  
 1 

 
to the Trustee and its successors and assigns, irrespective of the validity and enforceability of the Indenture, the Notes or the obligations of the Company hereunder or thereunder, that:

  

	 	(i)	the principal of and interest and premium, if any, on the Notes shall be promptly paid in full when due, whether at maturity, by acceleration, redemption or otherwise,
and interest on the overdue principal of and interest on the Notes, if any, if lawful (subject in all cases to any applicable grace period provided in the Indenture), and all other obligations of the Company to the Holders or the Trustee hereunder
or thereunder shall be promptly paid in full or performed, all in accordance with the terms hereof and thereof; and 

  

	 	(ii)	in case of any extension of time of payment or renewal of any Notes or any of such other obligations, the same shall be promptly paid in full when due or performed in
accordance with the terms of the extension or renewal, whether at Stated Maturity, by acceleration or otherwise. Failing payment when due of any amount so guaranteed or any performance so guaranteed for whatever reason, the Guarantors shall be
jointly and severally obligated to pay the same immediately. 

 (b) The obligations hereunder shall
be unconditional, irrespective of the validity, regularity or enforceability of the Notes or the Indenture, the absence of any action to enforce the same, any waiver or consent by any Holder of the Notes with respect to any provisions hereof or
thereof, the recovery of any judgment against the Company, any action to enforce the same or any other circumstance that might otherwise constitute a legal or equitable discharge or defense of a guarantor. 

(c) Subject to Section 6.06 of the Indenture and to the extent permitted by applicable law, each Guarantor hereby
waives: diligence presentment, demand of payment, filing of claims with a court in the event of insolvency or bankruptcy of the Company, any right to require a proceeding first against the Company, protest, notice and all demands whatsoever.

 (d) Subject to Section 6.06 of the Indenture and to the extent permitted by applicable law, this Note
Guarantee shall not be discharged except by complete performance of the obligations contained in the Notes and the Indenture. 
 (e) If any Holder or the Trustee is required by any court or otherwise to return to the Company, the Guarantors, or any custodian, trustee, liquidator or other similar official acting in relation to
either the Company or the Guarantors, any amount paid by either to the Trustee or such Holder, this Note Guarantee, to the extent theretofore discharged, shall be reinstated in full force and effect. 

  
 2 

 (f) The Guaranteeing Subsidiary shall not be entitled to any right of
subrogation in relation to the Holders in respect of any obligations guaranteed hereby until payment in full of all obligations guaranteed hereby. 
 (g) As between the Guarantors, on the one hand, and the Holders and the Trustee, on the other hand, (x) the maturity of the obligations guaranteed hereby may be accelerated as provided in Article VI
of the Indenture for the purposes of this Note Guarantee, notwithstanding any stay, injunction or other prohibition preventing such acceleration in respect of the obligations guaranteed hereby, and (y) in the event of any declaration of
acceleration of such obligations as provided in Article VI of the Indenture, such obligations (whether or not due and payable) shall forthwith become due and payable by the Guarantors for the purpose of this Note Guarantee. 

(h) The Guarantors shall have the right to seek contribution from any non-paying Guarantor so long as the exercise of such
right does not impair the rights of the Holders under the Note Guarantee. 
 (j) Pursuant to Section 11.03
of the Indenture, after giving effect to any maximum amount and any other contingent and fixed liabilities of the Guarantor that are relevant under any applicable Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the Uniform Fraudulent Transfer
Act or any similar federal or state law to the extent applicable, and after giving effect to any collections from, rights to receive contribution from or payments made by or on behalf of any other Guarantor in respect of the obligations of such
other Guarantor under Article XI of the Indenture, the Trustee, the Holders and the Guarantor irrevocably agree that the obligation of such Guarantor shall result in the obligations of such Guarantor under its Note Guarantee not constituting a
fraudulent transfer or conveyance. 
 3. Subordination. The Obligations of the Guaranteeing Subsidiary under its Note
Guarantee pursuant to this Fourth Supplemental Indenture shall be subordinated to the Senior Debt of such Guaranteeing Subsidiary on the same basis as the Notes are subordinated to the Senior Debt of the Company. For the purposes of the foregoing
sentence, the Trustee and the Holders shall have the right to receive and/or retain payments by such Guaranteeing Subsidiary only at such time as they may receive and/or retain payments in respect of the Notes pursuant to the Indenture, including
Article X thereof. 
 4. Execution and Delivery. The Guaranteeing Subsidiary agrees that the Note Guarantees shall remain
in full force and effect notwithstanding any failure to endorse on each Note a notation of such Note Guarantee. 
 5.
Releases. Any Guarantor shall be released and relieved of any obligations under its Note Guarantee as provided in Section 11.05 of the Indenture. 

  
 3 

 6. No Recourse Against Others. No past, present or future director, officer,
employee, incorporator, stockholder or agent of the Guaranteeing Subsidiary, as such, shall have any liability for any obligations of the Company or the Guaranteeing Subsidiary under the Notes, any Note Guarantees, the Indenture or this Fourth
Supplemental Indenture or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each Holder of the Notes by accepting a Note waives and releases all such liability. The waiver and release are part of the
consideration for issuance of the Notes. 
 7. NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL
GOVERN AND BE USED TO CONSTRUE THIS FOURTH SUPPLEMENTAL INDENTURE. 
 8. Counterparts. The parties may sign any number of
copies of this Fourth Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement. 
 9. Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof. 
 10. Trustee. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Fourth Supplemental Indenture or for or in respect of the
recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiary and the Company. 
 [Signature
Page Follows] 

  
 4 

 IN WITNESS WHEREOF, the parties hereto have caused this Fourth Supplemental Indenture to be
duly executed and attested, all as of the date first above written. 
  

			
	SPECTRUM BRANDS, INC.
		
	By:	 	 /s/ John T. Wilson

		 	Name: John T. Wilson
		 	Title: Senior Vice President, Secretary
		 	and General Counsel
	
	U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE
		
	By:	 	 /s/ Wally Jones

		 	Name: Wally Jones
		 	Title: Vice President
	
	SEED RESOURCES, L.L.C.
		
	By:	 	 /s/ John T. Wilson

		 	Name: John T. Wilson
		 	Title: Vice President and Secretary

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