Document:

Exhibit 10.1

	  	  	  	  	  	  	  	  	  	  	  	  
	
AWARD/CONTRACT

	
 1. THIS CONTRACT IS A RATED ORDER

	
RATING

	
PAGE

	
OF

	
PAGES

	
     UNDER DPAS (15 CFR 700)

	
     DX-C9

	
1  

	  	
66

	
 2. CONTRACT (Proc.  Inst.  Ident.) NO.

	
 3. EFFECTIVE DATE

	
 4. REQUISITION/PURCHASE REQUEST/PROJECT NO.

	
 HQ0147-14-C-7002

	 	  	  	
 HQ0147434727

	
 5. ISSUED BY

	CODE	HQ0147	
6. ADMINISTERED BY (If other than Item 5)

	
CODE 

	S3309A
	
 MISSILE DEFENSE AGENCY (MDA)

	  	
DCMA LONG ISLAND

	  	  	  
	
 CONTRACTS DIRECTORATE

	  	
605 STEWART AVENUE

	  	  	  
	
 BLDG 5222 MARTIN RD

	  	
GARDEN CITY NY 11530-4761

	  	    SCD:   A
	
 REDSTONE ARSENAL AL 35898-0001

	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  
	
 7. NAME AND ADDRESS OF CONTRACTOR    (No., street, city, county, state and zip code)

	  	
8. DELIVERY

	
 APPLIED DNA SCIENCES, INC.

	  	  	
[     ]  FOB ORIGIN [ X ]  OTHER      (See below)

	
 50 HEALTH SCIENCES DR

	  	  	
9. DISCOUNT FOR PROMPT PAYMENT

	
 STONY BROOK NY 11790-3349

	  	  	  	  	  	  	  
	  	  	  	
10. SUBMIT INVOICES     1

	  ITEM	  	  
	  	  	  	
(4 copies unless otherwise specified)

	  	  	  
	  	  	  	
TO THE ADDRESS

	
Section G

	
 CODE   5XPT1

	
FACILITY CODE

	  	  	
SHOWN IN:

	  	  	  
	
 11. SHIP TO/MARK FOR

	
CODE 

	
HQ0147

	
12. PAYMENT WILL BE MADE BY

	
CODE 

	HQ0337
	
 MISSILE DEFENSE AGENCY (MDA)

	  	
DFAS COLUMBUS CENTER

	  	  	  
	
 BLDG 5222 MARTIN RD

	  	
NORTH ENTITLEMENT OPERATIONS

	  	  	  
	
 REDSTONE ARSENAL AL 35898-0001

	  	
P.O. BOX 182266

	  	  	  
	  	  	
COLUMBUS OH 43218-2266

	  	  	  
	  	  	  	  	  	  
	
 13. AUTHORITY FOR USING OTHER THAN FULL AND OPEN

	
14. ACCOUNTING AND APPROPRIATION DATA

	  	  	  
	
     COMPETITION:

	
 See Schedule

	  	  	  
	
  [     ] 10 U.S.C. 2304(c)(      ) [    ] 41 U.S.C. 253(c)(      )

	  	 	 	 
	
15A. ITEM NO.

	
15B. SUPPLIES/ SERVICES

	
15C. QUANTITY

	
15D. UNIT

	
15E. UNIT PRICE

	
15F. AMOUNT

	  	  	  	  	  	  	  	  	  	  
	  	
SEE SCHEDULE

	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  
	 	 	
15G. TOTAL AMOUNT OF CONTRACT

	
$974,882.00 

	
16. TABLE OF CONTENTS

	
(X)

	
SEC.

	
DESCRIPTION

	
 PAGE(S)

	
(X)

	
SEC.

	
DESCRIPTION

	
 PAGE(S)

	
PART I - THE SCHEDULE

	
PART II - CONTRACT CLAUSES

	
X

	
A

	
SOLICITATION/ CONTRACT FORM

	
 1

	
X

	
I

	
CONTRACT CLAUSES

	
 48 - 65

	
X

	
B

	
SUPPLIES OR SERVICES AND PRICES/ COSTS

	
 2 - 26

	
PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACHMENTS

	
X

	
C

	
DESCRIPTION/ SPECS./ WORK STATEMENT

	
 27

	
X

	
J

	
LIST OF ATTACHMENTS

	
 66

	
X

	
D

	
PACKAGING AND MARKING

	
 28

	
PART IV - REPRESENTATIONS AND INSTRUCTIONS

	
X

	
E

	
INSPECTION AND ACCEPTANCE

	
 29 - 30

	  	
K

	
REPRESENTATIONS, CERTIFICATIONS AND

	  
	
X

	
F

	
DELIVERIES OR PERFORMANCE

	
 31 - 34

	
OTHER STATEMENTS OF OFFERORS

	  
	
X

	
G

	
CONTRACT ADMINISTRATION DATA

	
 35 - 38

	  	
L

	
INSTRS., CONDS., AND NOTICES TO OFFERORS

	  
	
X

	
H

	
SPECIAL CONTRACT REQUIREMENTS

	
 39 - 47

	  	
M

	
EVALUATION FACTORS FOR AWARD

	  
	
CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE

	
17. [X] CONTRACTOR’S NEGOTIATED AGREEMENT Contractor is required to sign this document and return1 copies to  issuing office.) Contractor agrees to furnish and deliver all items or perform all the services set forth or otherwise identified above and on any continuation sheets for the consideration stated herein.  The rights and obligations of the parties to this contract shall be subject to and governed by the following documents:  (a) this award/contract, (b) the solicitation, if any, and (c) such provisions, representations, certifications, and specifications, as are attached or incorporated by reference herein.

 (Attachments are listed herein.)

	
18. [     ]  AWARD (Contractor is not required to sign this document.)Your offer on Solicitation Number

	 	 	  	  	 	  	  
	  	  	  	  
	
including the additions or changes made by you which additions or changes are set forth in full above, is hereby accepted as to the items listed above and on any continuation sheets.  This award consummates the contract which consists of the following documents:  (a) the Government’s solicitation and your offer, and  (b) this award/contract.   No further contractual document is necessary.

	  	  	  	  
	
 19A. NAME AND TITLE OF SIGNER    (Type or print)

	
 20A. NAME OF CONTRACTING OFFICER

	  	  	  	  	  
	  	
 TEL:

	  	
EMAIL:

	  
	
 19B. NAME OF CONTRACTOR

	
19C. DATE SIGNED

	 20B. UNITED STATES OF AMERICA	
20C. DATE SIGNED

	  	  	  	  	  	  	  	  	  	  
	
 BY

	  	  	  	
 BY

	 	 	 	  	  	  
	
(Signature of person authorized to sign)

	  	  	  	
(Signature of Contracting Officer)

	  	  

	
AUTHORIZED FOR LOCAL REPRODUCTION 

 

Previous edition is usable

	
STANDARD FORM 26 (REV. 4/2008) 

Prescribed by GSA

FAR (48 CFR) 53.214(a)

 

    	  

    	 

    
 

 

	 	 	 	 	 	 	 	 	 	 	
HQ0147-14-C-7002

	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	
Page 2 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
Section B - Supplies or Services and Prices

	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	
0001

	 	  	 	
1

	 	
Each

	 	
$18,449.00

	 	
$18,449.00

	 
	  	 	
Ph II, Month 1, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Integrated scope and design development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$18,449.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	
000101

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0001

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	
$18,449.00

	 
	  	 	
CIN: HQ0147434727000101

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 3 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	
0002

	 	  	 	
1

	 	
Each

	 	
$18,449.00

	 	
$18,449.00

	 
	  	 	
Ph II, Month 2, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Integrated scope and design development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$18,449.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000201

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0002

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	
$18,449.00

	 
	  	 	
CIN: HQ0147434727000201

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 4 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0003

	 	  	 	
1

	 	
Each

	 	
$31,365.00

	 	

$31,365.00

	 
	  	 	
Ph II, Month 3, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Integrated scope and design finalized.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$31,365.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000301

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0003

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$31,365.00

	 
	  	 	
CIN: HQ0147434727000301

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 5 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0004

	 	  	 	
1

	 	
Each

	 	

$41,811.00

	 	

$41,811.00

	 
	  	 	

Ph II, Month 4, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-2) High volume marking implementation; Plan for scale-up of personnel, product, production, facilities, sourcing and optical reader development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$41,811.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000401

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0004

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$41,811.00

	 
	  	 	
CIN: HQ0147434727000401

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 6 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0005

	 	  	 	
1

	 	
Each

	 	

$112,227.00

	 	

$112,227.00

	 
	  	 	

Ph II, Month 5, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Integrated scope and design development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$112,227.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000501

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0005

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$112,227.00

	 
	  	 	
CIN: HQ0147434727000501

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 7 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0006

	 	  	 	
1

	 	
Each

	 	

$23,061.00

	 	

$23,061.00

	 
	  	 	

Ph II, Month 6, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-2) High volume marking implementation; Plan for scale-up of personnel, product, production, facilities, sourcing and optical reader development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$23,061.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000601

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0006

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$23,061.00

	 
	  	 	
CIN: HQ0147434727000601

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 8 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0007

	 	  	 	
1

	 	
Each

	 	

$99,311.00

	 	

$99,311.00

	 
	  	 	

Ph II, Month 7, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-2) High volume marking implementation; Plan for scale-up of personnel, product, production, facilities, sourcing and optical reader development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$99,311.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000701

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0007

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$99,311.00

	 
	  	 	
CIN: HQ0147434727000701

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 9 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0008

	 	  	 	
1

	 	
Each

	 	

$35,977.00

	 	

$35,977.00

	 
	  	 	

Ph II, Month 8, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-2) High volume marking implementation; Plan for scale-up of personnel, product, production, facilities, sourcing and optical reader development.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$35,977.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000801

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0008

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$35,977.00

	 
	  	 	
CIN: HQ0147434727000801

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 10 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0009

	 	  	 	
1

	 	
Each

	 	

$53,061.00

	 	

$53,061.00

	 
	  	 	

Ph II, Month 9, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,2,5) High volume marking implementation; optical reader system development; and in-field DNA reader proof of concept.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$53,061.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

000901

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	
Informational Funding SLIN for CLIN 0009

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$53,061.00

	 
	  	 	
CIN: HQ0147434727000901

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 11 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0010

	 	  	 	
1

	 	
Each

	 	

$41,811.00

	 	

$41,811.00

	 
	  	 	

Ph II, Month 10, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,2,5) High volume marking implementation; optical reader system development; and in-field DNA reader proof of concept.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$41,811.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001001

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0010

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$41,811.00

	 
	  	 	

CIN: HQ0147434727001001

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 12 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0011

	 	  	 	
1

	 	
Each

	 	

$35,977.00

	 	

$35,977.00

	 
	  	 	

Ph II, Month 11, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,2,5) High volume marking implementation; optical reader system development; and in-field DNA reader proof of concept.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$35,977.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001101

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0011

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$35,977.00

	 
	  	 	

CIN: HQ0147434727001101

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 13 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0012

	 	  	 	
1

	 	
Each

	 	

$239,936.00

	 	

$239,936.00

	 
	  	 	

Ph II, Month 12, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,2,5) High volume marking implementation; optical reader system field tests, mark and reader optimization; and in-field DNA reader proof of concept.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$239,936.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001201

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0012

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$239,936.00

	 
	  	 	

CIN: HQ0147434727001201

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 14 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0013

	 	  	 	
1

	 	
Each

	 	

$53,061.00

	 	

$53,061.00

	 
	  	 	

Ph II, Month 13, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,2,3,5) High volume marking implementation; optical reader system field tests; mark and reader optimization; and in-field DNA reader proof of concept.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$53,061.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001301

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0013

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$53,061.00

	 
	  	 	

CIN: HQ0147434727001301

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 15 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0014

	 	  	 	
1

	 	
Each

	 	

$31,365.00

	 	

$31,365.00

	 
	  	 	

Ph II, Month 14, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,3,5) High volume marking implementation (Task 1); complete Task 3; and in-field DNA reader proof of concept (Task 5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$31,365.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001401

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0014

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$31,365.00

	 
	  	 	

CIN: HQ0147434727001401

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 16 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0015

	 	  	 	
1

	 	
Each

	 	

$13,836.00

	 	

$13,836.00

	 
	  	 	

Ph II, Month 15, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,2,5) High volume marking implementation (Task 1); complete Task 2; and in-field DNA reader proof of concept (Task 5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$13,836.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001501

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0015

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$13,836.00

	 
	  	 	

CIN: HQ0147434727001501

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 17 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0016

	 	  	 	
1

	 	
Each

	 	

$43,836.00

	 	

$43,836.00

	 
	  	 	

Ph II, Month 16, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1,4,5) High volume marking implementation; cost model development; and in-field DNA reader proof of concept.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$43,836.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001601

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0016

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$43,836.00

	 
	  	 	

CIN: HQ0147434727001601

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 18 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0017

	 	  	 	
1

	 	
Each

	 	

$13,836.00

	 	

$13,836.00

	 
	  	 	

Ph II, Month 17, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	
The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. : (Tasks 1,4,5) High volume marking implementation (Task 1); complete Task 4; and in-field DNA reader proof of concept (Task 5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$13,836.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001701

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0017

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$13,836.00

	 
	  	 	

CIN: HQ0147434727001701

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 19 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0018

	 	  	 	
1

	 	
Each

	 	

$21,391.00

	 	

$21,391.00

	 
	  	 	

Ph II, Month 18, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1, 5) Complete Task 1; and in-field DNA reader proof of concept (Task 5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$21,391.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001801

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0018

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$21,391.00

	 
	  	 	

CIN: HQ0147434727001801

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 20 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0019

	 	  	 	
1

	 	
Each

	 	

$9,224.00

	 	

$9,224.00

	 
	  	 	

Ph II, Month 19, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Marking and authentication of other electronic components (Task 5) and monitor and validate results; conduct data analysis (Tasks 1-5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$9,224.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

001901

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0019

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$9,224.00

	 
	  	 	

CIN: HQ0147434727001901

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 21 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0020

	 	  	 	
1

	 	
Each

	 	

$9,224.00

	 	

$9,224.00

	 
	  	 	

Ph II, Month 20, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Marking and authentication of other electronic components (Task 5) and monitor and validate results; conduct data analysis (Tasks 1-5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$9,224.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

002001

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0020

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$9,224.00

	 
	  	 	

CIN: HQ0147434727002001

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 22 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0021

	 	  	 	
1

	 	
Each

	 	

$9,224.00

	 	

$9,224.00

	 
	  	 	

Ph II, Month 21, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. (Tasks 1-5) Marking and authentication of other electronic components (Task 5) and monitor and validate results; conduct data analysis (Tasks 1-5).

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$9,224.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

002101

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0021

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$9,224.00

	 
	  	 	

CIN: HQ0147434727002101

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 23 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0022

	 	  	 	
1

	 	
Each

	 	

$9,224.00

	 	

$9,224.00

	 
	  	 	

Ph II, Month 22, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. The Contractor will conduct an innovative proof of concept of an in-field DNA reader and marking and authentication of other electronic components in accordance with Task 5 of the Contractor’s SBIR Phase II proposal dated October 2013 in response to SBIR Topic MDA-12-026.”

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$9,224.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

002201

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0022

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$9,224.00

	 
	  	 	

CIN: HQ0147434727002201

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 24 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0023

	 	  	 	
1

	 	
Each

	 	

$4,613.00

	 	

$4,613.00

	 
	  	 	

Ph II, Month 23, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. Finalize conclusions and documentation across all project tracks and tasks.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$4,613.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

002301

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0023

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$4,613.00

	 
	  	 	

CIN: HQ0147434727002301

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 25 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0024

	 	  	 	
1

	 	
Each

	 	

$4,613.00

	 	

$4,613.00

	 
	  	 	

Ph II, Month 24, Research & Development

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall perform research and development efforts IAW its Technical Proposal # B2-1973, Title: “Marking of Components for Avoidance of Counterfeit Parts”, Dated: October 7, 2013. Final report submitted to MDA.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

$4,613.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

002401

	 	  	 	 	 	  	 	  	 	
$0.00

	 
	 	 	

Informational Funding SLIN for CLIN 0024

	 	 	 	 	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	
$0.00

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	  	 	
ACRN AA

	 	  	 	  	 	  	 	

$4,613.00

	 
	  	 	

CIN: HQ0147434727002401

	 	  	 	  	 	  	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

	  	 	  	 	  	 	  	 	  	 	

HQ0147-14-C-7002

 

Page 26 of 66

	  	 	  	 	  	 	  	 	  	 	  	 
	
ITEM NO

	 	
SUPPLIES/SERVICES

	 	
QUANTITY

	 	
UNIT

	 	
UNIT PRICE

	 	
AMOUNT

	 
	

0025

	 	  	 	
1

	 	

Lot

	 	

 

	 	

NSP

	 
	  	 	

Data & Reports

	 	  	 	  	 	  	 
	  	 	
FFP

	 	  	 	  	 	  	 	  	 
	 	 	

The Contractor shall provide data deliverables in accordance with Exhibit A Contract Data Reuirements Lists (CDRLs), DD Form 1423-1.

	 	 	 
	  	 	
FOB: Destination

	 	  	 	  	 	  	 	  	 
	 	 	
PURCHASE REQUEST NUMBER: HQ0147434727

	 	 	 	 	 
	  	 	  	 	  	 	  	 	  	 	  	 
	 	 	 	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	
NET AMT

	 	

 

	 
	  	 	  	 	  	 	  	 	  	 	  	 
	
FSC CD: AC22

	 	  	 	  	 	  	 

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 27 of 66 

 

Section C - Descriptions and Specifications

 

CLAUSES INCORPORATED BY FULL TEXT

 

C-01     SCOPE OF WORK (MAY 2005)

The Contractor shall perform the work specified in the Contractor’s Technical Proposal identified in Section B and hereby incorporated by reference, or other Attachments/Exhibits in Section J of this contract.  The Contractor shall provide all necessary materials, labor, equipment and facilities incidental to the performance of this requirement.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 28 of 66 

 

Section D - Packaging and Marking

 

CLAUSES INCORPORATED BY FULL TEXT

 

D-01     PACKAGING AND MARKING OF TECHNICAL DATA (APR 2009)

 

Technical data items shall be preserved, packaged, packed, and marked in accordance with the best commercial practices to meet the packaging requirements of the carrier and insure safe delivery at destination.  Classified reports, data and documentation shall be prepared for shipment in accordance with the current National Industrial Security Program Operating Manual (NISPOM), DOD 5220.22-M.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 29 of 66 

 

Section E - Inspection and Acceptance

 

INSPECTION AND ACCEPTANCE TERMS

 

Supplies/services will be inspected/accepted at:

 

	
CLIN

	
INSPECT AT

	
INSPECT BY

	
ACCEPT AT

	
ACCEPT BY

	
0001

	
Destination

	
Government

	
Destination

	
Government

	
000101

	
Destination

	
Government

	
Destination

	
Government

	
0002

	
Destination

	
Government

	
Destination

	
Government

	
000201

	
Destination

	
Government

	
Destination

	
Government

	
0003

	
Destination

	
Government

	
Destination

	
Government

	
000301

	
Destination

	
Government

	
Destination

	
Government

	
0004

	
Destination

	
Government

	
Destination

	
Government

	
000401

	
Destination

	
Government

	
Destination

	
Government

	
0005

	
Destination

	
Government

	
Destination

	
Government

	
000501

	
Destination

	
Government

	
Destination

	
Government

	
0006

	
Destination

	
Government

	
Destination

	
Government

	
000601

	
Destination

	
Government

	
Destination

	
Government

	
0007

	
Destination

	
Government

	
Destination

	
Government

	
000701

	
Destination

	
Government

	
Destination

	
Government

	
0008

	
Destination

	
Government

	
Destination

	
Government

	
000801

	
Destination

	
Government

	
Destination

	
Government

	
0009

	
Destination

	
Government

	
Destination

	
Government

	
000901

	
Destination

	
Government

	
Destination

	
Government

	
0010

	
Destination

	
Government

	
Destination

	
Government

	
001001

	
Destination

	
Government

	
Destination

	
Government

	
0011

	
Destination

	
Government

	
Destination

	
Government

	
001101

	
Destination

	
Government

	
Destination

	
Government

	
0012

	
Destination

	
Government

	
Destination

	
Government

	
001201

	
Destination

	
Government

	
Destination

	
Government

	
0013

	
Destination

	
Government

	
Destination

	
Government

	
001301

	
Destination

	
Government

	
Destination

	
Government

	
0014

	
Destination

	
Government

	
Destination

	
Government

	
001401

	
Destination

	
Government

	
Destination

	
Government

	
0015

	
Destination

	
Government

	
Destination

	
Government

	
001501

	
Destination

	
Government

	
Destination

	
Government

	
0016

	
Destination

	
Government

	
Destination

	
Government

	
001601

	
Destination

	
Government

	
Destination

	
Government

	
0017

	
Destination

	
Government

	
Destination

	
Government

	
001701

	
Destination

	
Government

	
Destination

	
Government

	
0018

	
Destination

	
Government

	
Destination

	
Government

	
001801

	
Destination

	
Government

	
Destination

	
Government

	
0019

	
Destination

	
Government

	
Destination

	
Government

	
001901

	
Destination

	
Government

	
Destination

	
Government

	
0020

	
Destination

	
Government

	
Destination

	
Government

	
002001

	
Destination

	
Government

	
Destination

	
Government

	
0021

	
Destination

	
Government

	
Destination

	
Government

	
002101

	
Destination

	
Government

	
Destination

	
Government

	
0022

	
Destination

	
Government

	
Destination

	
Government

	
002201

	
Destination

	
Government

	
Destination

	
Government

	
0023

	
Destination

	
Government

	
Destination

	
Government

	
002301

	
Destination

	
Government

	
Destination

	
Government

	
0024

	
Destination

	
Government

	
Destination

	
Government

	
002401

	
Destination

	
Government

	
Destination

	
Government

	
0025

	
Destination

	
Government

	
Destination

	
Government

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 30 of 66

 

	
CLAUSES INCORPORATED BY REFERENCE

	  	  	  
	  	  	  	  	  
	
52.246-9

	
Inspection Of Research And Development (Short Form)

	
APR 1984

	  	  
	
52.246-16

	
Responsibility For Supplies

	
APR 1984

	  	  
	
252.246-7000

	
Material Inspection And Receiving Report

	
MAR 2008

	  	  
	  	  	  	  	  
	  	  	  	  	  

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 31 of 66

 

Section F - Deliveries or Performance

	  	 	  	 	  	 	  	 	  
	
DELIVERY INFORMATION

	 	 	 	  	 	  
	  	 	  	 	  	 	  
	
CLIN

	 	
DELIVERY DATE

	 	
QUANTITY

	 	
SHIP TO ADDRESS

	 	
UIC

	  	 	  	 	  	 	  	 	  
	
0001

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000101

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0002

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000201

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0003

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000301

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0004

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000401

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0005

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000501

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0006

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000601

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 32 of 66

	 	 	 	 	 	 	 	 	 
	
0007

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000701

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0008

	 	
POP 03-JUL-2014 TO

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

BLDG 5222 MARTIN RD

REDSTONE ARSENAL AL 35898-0001

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000801

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0009

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
000901

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0010

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
001001

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0011

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
001101

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0012

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
001201

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0013

	 	
POP 03-JUL-2014 TO 

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

BLDG 5222 MARTIN RD 

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
001301

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0014

	 	
POP 03-JUL-2014 TO

02-JUL-2016

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA) 

BLDG 5222 MARTIN RD

REDSTONE ARSENAL AL 35898-0001 

FOB: Destination

	 	
HQ0147

	  	 	  	 	  	 	  	 	  
	
001401

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 33 of 66

	  	 	  	 	  	 	  	 	  
	
0015

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
001501

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0016

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
001601

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0017

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
001701

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0018

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
001801

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0019

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
001901

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0020

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
002001

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0021

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
002101

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0022

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 34 of 66

	 	 	 	 	 	 	 	 	 
	
002201

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	 	 	 	 	 	 	 	 	 
	  	 	  	 	  	 	  	 	  
	
0023

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
002301

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0024

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  
	  	 	  	 	  	 	  	 	  
	
002401

	 	
N/A

	 	
N/A

	 	
N/A

	 	
N/A

	  	 	  	 	  	 	  	 	  
	
0025

	 	
POP 03-JUL-2014 TO

	 	
N/A

	 	
MISSILE DEFENSE AGENCY (MDA)

	 	
HQ0147

	  	 	
02-JUL-2016

	 	  	 	
BLDG 5222 MARTIN RD

	 	  
	  	 	  	 	  	 	
REDSTONE ARSENAL AL 35898-0001

	 	  
	  	 	  	 	  	 	
FOB: Destination

	 	  

 

CLAUSES INCORPORATED BY REFERENCE

	  	 	  	 	  
	
52.242-15

	 	
Stop-Work Order

	 	
AUG 1989

	
52.247-34

	 	
F.O.B. Destination

	 	
NOV 1991

	
52.247-55

	 	
F.O.B. Point For Delivery Of Government-Furnished

	 	
JUN 2003

	  	 	
Property

	 	  

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 35 of 66 

 

Section G - Contract Administration Data

 

ACCOUNTING AND APPROPRIATION DATA

 

	
AA: 044411 097       0400 000 N 20142015 D 2520 Z6_SD45P_FY14   A1-SBIR-FY1415    71DV    255

	
AMOUNT: $974,882.00

	
CIN HQ0147434727000101: $18,449.00

	
CIN HQ0147434727000201: $18,449.00

	
CIN HQ0147434727000301: $31,365.00

	
CIN HQ0147434727000401: $41,811.00

	
CIN HQ0147434727000501: $112,227.00

	
CIN HQ0147434727000601: $23,061.00

	
CIN HQ0147434727000701: $99,311.00

	
CIN HQ0147434727000801: $35,977.00

	
CIN HQ0147434727000901: $53,061.00

	
CIN HQ0147434727001001: $41,811.00

	
CIN HQ0147434727001101: $35,977.00

	
CIN HQ0147434727001201: $239,936.00

	
CIN HQ0147434727001301: $53,061.00

	
CIN HQ0147434727001401: $31,365.00

	
CIN HQ0147434727001501: $13,836.00

	
CIN HQ0147434727001601: $43,836.00

	
CIN HQ0147434727001701: $13,836.00

	
CIN HQ0147434727001801: $21,391.00

	
CIN HQ0147434727001901: $9,224.00

	
CIN HQ0147434727002001: $9,224.00

	
CIN HQ0147434727002101: $9,224.00

	
CIN HQ0147434727002201: $9,224.00

	
CIN HQ0147434727002301: $4,613.00

	
CIN HQ0147434727002401: $4,613.00

 

CLAUSES INCORPORATED BY REFERENCE

 

252.204-0002   Line Item Specific: Sequential ACRN Order   SEP 2009

 

CLAUSES INCORPORATED BY FULL TEXT

 

-01      CONTRACT ADMINISTRATION (MAY 2012)

 

Notwithstanding the Contractor’s responsibility for total management during the performance of this contract, the administration of the contract will require maximum coordination between the Government and the Contractor.  The following individuals will be the Government points of contact during the performance of this contract:

 

a.  CONTRACTING OFFICERS

 

           All contract administration will be effected by the Procuring Contracting Officer (PCO) or designated Administrative Contracting Officer (ACO).  Communication pertaining to the contract administration should be addressed to the Contracting Officer.  Contract administration functions (see FAR 42.302 and DFARS 242.302) are assigned to the cognizant contract administration office.  No changes, deviations, or waivers shall be effective without a modification of the contract executed by the Contracting Officer or his duly authorized representative authorizing such changes, deviations, or waivers.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 36 of 66

  

  

The
point of contact for all contractual matters is:

Name:   

Organizational Code:  MDA/DACV 

Telephone Number:   

E-Mail Address:  

 

The
Contract Specialist is: 

Name: 

Organizational Code: MDA/DACV 

Telephone Number: 

E-Mail Address: 

 

            b.  TECHNICAL MONITOR

 

           The Technical Monitor is not authorized to change any of the terms and conditions of the contract.  The Contractor is advised that only the Contracting Officer can change or modify the contract terms or take any other action which obligates the Government.  Then, such action must be set forth in a formal modification to the contract.  The authority of the TM is strictly limited to him/her, without redelegation, to the specific duties set forth in his/her letter of appointment, a copy of which is furnished to the Contractor.  Contractors who rely on direction from other than the Contracting Officer,  a TM acting outside the strict limits of his/her responsibilities as set forth in his/her letter of appointment do so at their own risk and expense.  Such actions do not bind the Government contractually.  Any contractual questions shall be directed to the Contracting Officer.

 

           The TM under this contract is:

Name: 

Organizational Code:  MDA/QSP

Telephone
Number: 

E-Mail
Address:   

 

G-05     SUBMISSION OF PAYMENT REQUESTS USING WIDE AREA WORK FLOW – RECEIPT AND ACCEPTANCE (WAWF-RA) (Jun 2012)

 

            a.  Requirement for Electronic Payment Requests by WAWF-RA:

 

            1.  The Contractor shall submit all payment requests electronically in accordance with FAR Part 32.  As prescribed in DFARS clause 252.232-7003, Electronic Submission of Payment Requests and Receiving Reports, contractors shall submit all payment requests in electronic form unless the exception in the DFARS clause applies.  Paper copies will no longer be processed for payment.

 

            2.  To facilitate electronic submission, contractors shall submit all payment requests through the Wide Area Work Flow-Receipt and Acceptance (WAWF-RA) System as described at https://wawf.eb.mil/xhtml/unauth/web/homepage/HomePage.xhtml  

using the appropriate Service Acceptor’s DoDAAC (MDA/NCR is HQ0006; MDIOC is H95001, MDA/HSV is HQ0147).   When using WAWF-RA, the contractor must include the Contracting Officer’s Representative’s (COR) e-mail in the invoice submission template in order to notify the COR that a WAWF document has been submitted for approval.

 

    	  

    	 

    
 

HQ0147-14-C-7002

 

Page 37 of 66

 

           3.  In accordance with Appendix F of the DFARS, at the time of each delivery of supplies or services under this contract, the contractor shall prepare and furnish to the Government the WAWF-RA electronic form in lieu of a paper copy Material Inspection and Receiving Report (MIRR), DD Form 250.

 

           4.  When requesting final payment, the Contractor must establish compliance with all terms of the contract by submitting a Final Receiving Report through WAWF-RA, or Letter of Transmittal, as applicable.

 

           5.  The WAWF Training Links are located on the Internet at https://wawftraining.eb.mil/xhtml/unauth/web/wbt/WbtSummary.xhtml.

 

           6.  Questions regarding the use of the system are to be directed to the WAWF Help Desk:

 

DISA DECC Ogden 

Electronic Business Service Desk

CONUS ONLY:   1-866-618-5988

COMMERCIAL:  801-605-7095

DSN:  338-7095

FAX COMMERCIAL:  801-605-7453

FAX DSN:  388-7453

cscassig@csd.disa.mil

 

           b.  Submission of Invoices under Fixed Price Type Contracts

 

           1.  “Invoice” as used in this paragraph does not include the contractor’s requests for progress payments.

 

           2.  The use of WAWF-RA electronic form and invoice are in accordance with DFARS Appendix F.

 

           3.  In addition to the requirements of the Prompt Payment clause of the contract, the contractor shall cite on each invoice the contract line item (CLIN); the contract subline item number (SUBCLIN), if applicable; the accounting classification reference number (ACRN), and the payment terms.

 

           4.  The contractor shall prepare either:

 

a separate invoice for each activity designated to receive the supplies or services; or,

 

    a consolidated invoice covering all shipments delivered under an individual order.

 

           5.  If acceptance is at origin, the contractor shall submit the WAWF-RA electronic form or other acceptance verification directly to the designated payment office.

 

           6.  If acceptance is at destination, the consignee will forward acceptance verification to the designated payment office.

 

OR

 

           b.   Submission of Vouchers under Time and Materials and Cost Type Contracts

 

           1.  Contractors approved under the Defense Contract Audit Agency’s (DCAA) direct billing program may submit the first and subsequent interim vouchers directly to the disbursing office.  Contractors participating in the direct billing program must provide a copy of the first interim voucher to the cognizant DCAA office within 5 days of its submission to the disbursing office.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 38 of 66

 

           2.  Upon written notification to the contractor, DCAA may rescind the direct submission authority.  Upon receipt of the notice to rescind the direct submission authority, the contractor will immediately begin to submit invoices for the affected contracts to DCAA.

 

           3.  When authorized by the DCAA in accordance with DFARS 242.803(b) (i) (C), the contractor may submit interim payment requests.  Such authorization does not extend to the first and final vouchers.  Vouchers requesting interim payments shall be submitted no more than once every two weeks.  For indefinite delivery type contracts, interim payment requests shall be submitted no more than once every two weeks for each delivery order.  There shall be a lapse of no more than 90 calendar days between performance and submission of an interim payment request.

 

           4.  The contractor agrees to segregate costs incurred under this contract at the level of performance, either task or subtask, or CLIN or SUBCLIN, rather than on a total contract basis, and to submit vouchers reflecting costs incurred at that level.  Vouchers shall contain summaries of work charged during the period covered, as well as overall cumulative summaries for all work invoiced to date, by line item, subline item, task or subtask.  Delivery orders will be segregated by individual order.

 

           5.  Prior to final voucher submission, the contractor must submit the final report/final deliverable to the contracting officer's representative (COR) for approval.  The COR will provide to the contractor an e-mail stating acceptance of the final report/final deliverable.  The contractor must attach the approval to the final voucher in WAWF and forward to the cognizant DCAA office and ACO for approval.

 

CLAUSES INCORPORATED BY FULL TEXT

 

G-13  NOTICE OF THE GOVERNMENT'S USE OF OUTSIDE CONTRACTORS TO REVIEW SUBMITTED INVOICES, PAYMENT REQUESTS, AND MATERIAL INSPECTION AND RECEIVING REPORTS (MAY 2009)

 

The Government may utilize support contractors to assist the Government in the review and evaluation of the offeror's invoices, payment requests, material inspection and receiving reports, and similar requests for payment or evidence of delivery.  These contractors will be provided access to these and other records which may contain the proprietary information of the offeror, to include awarded contracts, to support Government officials in reviewing and reconciling invoices, payment records, and the Government's financial and budgetary records, and in facilitating the timely payment of submitted invoices.

 

The support contractors are prohibited from obtaining proprietary information to which their employees will have access in the performance of their responsibilities, and are required to promptly notify the contracting officer of any breach of their employees' non-disclosure obligations.  Each of the contractor employees has also been required to execute a non-disclosure agreement which acknowledges their responsibilities to only use proprietary information in performance of the above tasks and for no other reason; that they will not share proprietary information with their employers; that they will not use such information for personal or other benefit; and that they will promptly notify their employers of any breaches of their responsibilities.

 

Unless the offeror specifically objects in writing, the offeror agrees, by the submission of a proposal, to  allow the Government's support contractors to have access to the offeror's proprietary information for the purposes described above.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 39 of 66

 

Section H - Special Contract Requirements

 

CLAUSES INCORPORATED BY FULL TEXT

 

H-08    PUBLIC RELEASE OF INFORMATION (Jun 2013)

 

a. The policies and procedures outlined herein apply to information submitted by the Contractor and his subcontractors for approval for public release. Prior to public release, all information must be cleared as shown in the “National Industrial Security Program Operations Manual” (DoD 5220.22-M). At a minimum, these materials may be technical papers, presentations, articles for publication and speeches or mass media material, such as press releases, photographs, fact sheets, advertising, posters, compact discs, videos, etc.

 

b. All materials which relate to the work performed by the contractor under this contract must be submitted to MDA for review and approval prior to release to the public. Subcontractor public information materials must be submitted for approval through the prime contractor to MDA.

 

c. Upon request, the Contracting Officer’s Representative (COR) will provide the contractor the MDA Form 003, “Security and Policy Review” or any superseding MDA form. The contractor must complete Sections A-C and E-H of the Form 003 (or comply with the instructions of any superseding form) and submit it to the COR with the materials to be cleared. If the information was previously cleared, provide the Public Release Case Number, if available, and a copy of the previous document highlighting the updated information.

 

d. The contractor must submit the following to the COR at least 60 days in advance of the proposed release date:

 

(1) the completed Form 003 and one (1) electronic copy of the material to be reviewed. File size must not exceed 25MB; and,

(2) a written statement, including:

(a) to whom the material is to be released;

(b) the desired date for public release;

(c) a statement that the material has been reviewed and approved by officials of the contractor or the subcontractor, for public release; and,

(d) the contract number.

 

e. The items submitted must be complete. Photographs must have captions.

 

f. Outlines, rough drafts, marked-up copy (with handwritten notes), incorrect distribution statements, For Official Use Only (FOUO) information, export controlled, or International Traffic in Arms Regulations ( ITAR) information will not be accepted or cleared.

 

g. Abstracts or abbreviated materials may be submitted if the intent is to determine the feasibility of going further in preparing a complete paper for clearance. However, clearance of abstracts or abbreviated materials does not satisfy the requirement for clearance of the entire paper.

 

h. The MDA Director of Public Affairs (MDA/PA) is responsible for coordinating the public release review. MDA/PA will work directly with the COR if there are questions or concerns regarding submissions. MDA/PA will not work with contractors who have not gone through their COR.

 

i. The COR will notify the contractor of the agency’s final decision regarding the status of the request.

 

j. Once information has been cleared for public release, it is in the public domain and must always be used in its originally cleared context and format. Information previously cleared for public release but containing new, modified or further developed information must be submitted again for public release following the steps outlined in items a. through h. above.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 40 of 66

 

H-09 ORGANIZATIONAL CONFLICT OF INTEREST (Jun 2012)

 

a. Purpose: The primary purpose of this clause is to aid in ensuring that:

 

           (1) the Contractor’s objectivity and judgment are not biased because of its present or planned interests which relate to work under this contract;

 

           (2) the Contractor does not obtain unfair competitive advantage by virtue of its access to non-public information regarding the Government’s program plans and actual or anticipated resources; and

 

           (3) the Contractor does not obtain unfair competitive advantage by virtue of its access to proprietary information belonging to others.

 

b. Scope: Organizational Conflict of Interest (OCI) rules, procedures and responsibilities as described in FAR Subpart 9.5 shall be applicable to this contract and any resulting subcontracts.

 

           (1) The general rules in FAR 9.505-1 through 9.505-4 and the restrictions described herein shall apply to performance or participation by the Contractor and any of its affiliates or their successors-in-interest (hereinafter collectively referred to as “Contractor”) in the activities covered by this contract as prime Contractor, subcontractor, co-sponsor, joint venturer, consultant, or in any similar capacity.

 

           (2) The Missile Defense Agency’s OCI policy is in Attachment 1 of this contract.

 

c. Access to and Use of Nonpublic Information: If the Contractor, in performance of this contract, obtains access to nonpublic information such as plans, policies, reports, studies, financial plans, or data which has not been released or otherwise made available to the public, the Contractor agrees that without prior written approval of the Contracting Officer, it shall not:

 

           (1) use such information for any private purpose;

 

           (2) release such information.

 

d. Access to and Protection of Proprietary Information: The Contractor agrees to exercise diligent effort to protect proprietary information from misuse or unauthorized disclosure in accordance with the provisions of FAR 9.505-4. The Contractor may be required to enter into a written non-disclosure agreement with the third party asserting proprietary restrictions.

 

e. Subcontracts: The Contractor shall include this clause in consulting agreements, teaming agreements, subcontracts, or other arrangements for provision of services or supplies of any tier. The terms “contract”, “Contractor”, and “Contracting Officer” shall be appropriately modified to preserve the Government’s rights.

 

f. Representations and Disclosures:

 

           (1) The Contractor represents that it has disclosed to the Contracting Officer, prior to award, all facts relevant to the existence or potential existence of organizational conflicts of interest as that term is used in FAR Subpart 9.5. To facilitate disclosure and Contracting Officer approval, the Contractor shall complete an OCI Analysis/Disclosure Form for each MDA, Ballistic Missile Defense (BMD), and BMD-related contract or subcontract (form shall be requested from the Procuring Contracting Officer).

 

           (2) The Contractor represents that if it discovers an organizational conflict of interest or potential conflict of interest after award, a prompt and full disclosure shall be made in writing to the Contracting Officer. This disclosure shall include a description of the action the Contractor has taken or proposes to take in order to avoid or mitigate such conflicts.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 41 of 66

 

g. Remedies and Waiver:

 

           (1) For breach of any of the above restrictions or for non-disclosure or misrepresentation of any relevant facts required to be disclosed concerning this contract, the Government may: terminate this contract for default; disqualify the Contractor from subsequent related contractual efforts if necessary to neutralize a resulting organizational conflict of interest; and pursue such other remedies as may be permitted by law or this contract. If, however, in compliance with this clause, the Contractor discovers and promptly reports an organizational conflict of interest (or the potential thereof) subsequent to contract award, the Contracting Officer may terminate this contract for convenience if such termination is deemed to be in the best interest of the Government or take other appropriate actions.

 

           (2) The parties recognize that this clause has potential effects which will survive the performance of this contract and that it is impossible to foresee each circumstance to which it might be applied in the future. Accordingly, the Contractor may at any time seek a waiver from the Director, MDA, (via the Contracting Officer) by submitting a full written description of the requested waiver and the reasons in support thereof.

 

CLAUSES INCORPORATED BY FULL TEXT

 

H-10    ENABLING CLAUSE FOR BMD INTERFACE SUPPORT (APR 2009)

 

           a. It is anticipated that, during the performance of this contract, the Contractor will be required to support Technical Interface/Integration Meetings (TIMS) with other Ballistic Missile Defense (BMD) Contractors and other Government agencies. Appropriate organizational conflicts of interest clauses and additional costs, if any, will be negotiated as needed to protect the rights of the Contractor and the Government.

 

           b. Interface support deals with activities associated with the integration of the requirements of this contract into BMD system plans and the support of key Missile Defense Agency (MDA) program reviews.

 

           c. The Contractor agrees to cooperate with BMD Contractors by providing access to technical matters, provided, however, the Contractor will not be required to provide proprietary information to non-Government entities or personnel in the absence of a non-disclosure agreement between the Contractor and such entities.

 

           d. The Contractor further agrees to include a clause in each subcontract requiring compliance with paragraph c. above, subject to coordination with the Contractor. This agreement does not relieve the Contractor of its responsibility to manage its subcontracts effectively, nor is it intended to establish privity of contract between the Government and such subcontractors.

 

           e. Personnel from BMD Contractors or other Government agencies or Contractors are not authorized to direct the Contractor in any manner.

 

           f. This clause shall not prejudice the Contractor or its subcontractors from negotiating separate organizational conflict of interest agreements with BMD Contractors; however, these agreements shall not restrict any of the Government’s rights established pursuant to this clause or any other contract.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 42 of 66

 

CLAUSES INCORPORATED BY FULL TEXT

 

H-11    MDA VISIT AUTHORIZATION PROCEDURES (Nov 2012)

 

           a. The Contractor shall submit all required visit clearances in accordance with current NISPOM regulations. Visit clearances shall identify the contract number.

	  	  
	
For Visit Requests to the National Capital Region send to:

	  	  
	  	

	  	
Missile Defense Agency

	  	
Attn: Access Control Center

	  	
5700 18th Street, Bldg 245

	  	
Fort Belvoir, VA 22060-5573

	  	
571-231-8249

	  	
571-231-8099 FAX

	  	

	  	  
	
For Visit Requests to Huntsville, AL send to:

	  	  
	  	
Missile Defense Agency,

	  	

	  	
Attn: Visitor Control

	  	
Bldg 5224 Martin Road

	  	
Redstone Arsenal, AL 35898

	  	
256-450-3215

	  	
256-450-3222 FAX

	  	

	  	  
	
For Visit Requests to Colorado Springs, CO send to:

	  	  
	  	
Missile Defense Agency,

	  	

	  	
Attn: Visitor Control

	  	
720 Irwin Drive, Bldg 720 Room 125

	  	
Schriever AFB, CO 80912

	  	
719-721-0362

	  	
719-721-8399 FAX

	  	

 

           

 

CLAUSES INCORPORATED BY FULL TEXT

 

H-14    PERSONNEL QUALIFICATIONS (MAY 2005)

 

           a. The Contractor shall promptly notify the Contracting Officer and Contracting Officer’s Representative prior to making any changes in key staff. If replacing key staff the Contractor shall adhere to the following: (1) replacement person’s qualifications are equal to or better than the qualifications of the person being replaced; or (2) the added person’s qualifications are equal to or better than the core capabilities of this contract. Key staff positions are defined as: Principal Investigator, Program Manager, Deputy Program Manager, or Lead Engineer.

 

    	  

    	 

    
 

 

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           b. All Contractor notifications must provide the name and departure date for the incumbent leaving, a complete resume for the proposed substitute, and any other pertinent information requested by the Contracting Officer. The Government shall be provided the opportunity to review the proposed substitution regarding qualifications, security matters or any other concerns which could, in its opinion, affect performance under this contract.

 

           c. This clause does not, in any way, abrogate the contractor’s authority to hire or assign personnel as it sees fit, or its responsibility to fill key positions with qualified personnel.

 

CLAUSES INCORPORATED BY FULL TEXT

 

H-27    FOREIGN PERSONS (Jun 2010)

 

1. “Foreign National” (also known as Foreign Persons) as used in this clause means any person who is NOT:

 

a. a citizen or national of the United States; or

 

b. a lawful permanent resident; or

 

c. a protected individual as defined by 8 U.S.C.1324b(a)(3).

 

“Lawful permanent resident” is a person having the status of having been lawfully accorded the privilege of residing permanently in the United States as an immigrant in accordance with the immigration laws and such status not having changed.

 

“Protected individual” is an alien who is lawfully admitted for permanent residence, is granted the status of an alien lawfully admitted for temporary residence under 8 U.S.C.1160(a) or 8 U.S.C.1255a(a)(1), is admitted as a refugee under 8 U.S.C.1157, or is granted asylum under section 8 U.S.C.1158; but does not include (i) an alien who fails to apply for naturalization within six months of the date the alien first becomes eligible (by virtue of period of lawful permanent residence) to apply for naturalization or, if later, within six months after November 6, 1986, and (ii) an alien who has applied on a timely basis, but has not been naturalized as a citizen within 2 years after the date of the application, unless the alien can establish that the alien is actively pursuing naturalization, except that time consumed in the Service’s processing the application shall not be counted toward the 2-year period.”

 

2. Prior to contract award, the contractor shall identify any lawful U.S. permanent residents and foreign nationals expected to be involved on this project as a direct employee, subcontractor or consultant. For these individuals, in addition to resumes, please specify their country of origin, the type of visa or work permit under which they are performing and an explanation of their anticipated level of involvement on this project. You may be asked to provide additional information during negotiations in order to verify the foreign citizen’s eligibility to participate on a contract. Supplemental information provided in response to this clause will be protected in accordance with Privacy Act (5 U.S.C. 552a), if applicable, and the Freedom of Information Act (5 U.S.C. 552(b)(6)). After award of the contract, the Contractor shall promptly notify the Contracting Officer and Contracting Officer’s Representative with the information above prior to making any personnel changes involving foreign persons. No changes involving foreign persons will be allowed without prior approval from the Contracting Officer. This clause does not remove any liability from the contractor to comply with applicable ITAR and EAR export control obligations and restrictions. This clause shall be included in any subcontract.”

 

    	  

    	 

    
 

 

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H-28    DISTRIBUTION CONTROL OF TECHNICAL INFORMATION (Sep 2012)

 

a. The following terms applicable to this clause are defined as follows:

 

           1. DoD Official. Serves in DoD in one of the following positions: Program Director, Deputy Program Director, Program Manager, Deputy Program Manager, Procuring Contracting Officer, Administrative Contracting Officer, or Contracting Officer’s Representative.

 

           2. Technical Document. Any recorded information (including software) that conveys scientific and technical information or technical data.

 

           3. Scientific and Technical Information. Communicable knowledge or information resulting from or pertaining to the conduct or management of effort under this contract. (Includes programmatic information).

 

           4. Technical Data. As defined in DFARS 252.227-7018.

 

           b. Except as otherwise set forth in the Contract Data Requirements List (CDRL), DD Form 1423 the distribution of any technical documents prepared under this contract, in any stage of development or completion, is prohibited outside of the contractor and applicable subcontractors under this contract unless authorized by the Contracting Officer in writing. However, distribution of technical data is permissible to DOD officials having a “need to know” in connection with this contract or any other MDA contract provided that the technical data is properly marked according to the terms and conditions of this contract. When there is any doubt as to “need to know” for purposes of this paragraph, the Contracting Officer or the Contracting Officer’s Representative will provide direction. Authorization to distribute technical data by the Contracting Officer or the Contracting Officer’s Representative does not constitute a warranty of the technical data as it pertains to its accuracy, completeness, or adequacy. The contactor shall distribute this technical data relying on its own corporate best practices and the terms and conditions of this contract. Consequently, the Government assumes no responsibility for the distribution of such technical data nor will the Government have any liability, including third party liability, for such technical data should it be inaccurate, incomplete, improperly marked or otherwise defective. Therefore, such a distribution shall not violate 18 United States Code § 1905.

 

           c. All technical documents prepared under this contract shall be marked with the following distribution statement, warning, and destruction notice: See individual CDRLs (Exhibit A)

 

           1. DISTRIBUTION STATEMENT

 

           2. WARNING - This document/software contains technical data/software whose export is restricted by the Arms Export Control Act (Title 22, U.S.C., Sec 2751 et seq.) or the Export Administration Act of 1979, as amended, (Title 50, U.S.C., App 2401 et seq). Violations of these export laws are subject to severe criminal penalties. Disseminate in accordance with provisions of DOD Directive 5230.25.

 

           3. DESTRUCTION NOTICE - For classified documents, follow the procedures in DOD 5220.22M, National Industrial Security Program Operating Manual, Chapter 5, Section 7, or to DoDM 5200.01-V3, DoD Information Security Program, Enclosure 3, Section 17. For unclassified, limited documents, destroy by any method that will prevent disclosure of contents or reconstruction of the document.

 

           d. The Contractor shall insert the substance of this clause, including this paragraph, in all subcontracts.

 

    	  

    	 

    
 

 

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H-29    COMMERCIAL COMPUTER SOFTWARE LICENSE (Mar 2013)

 

           a. Unless otherwise approved by the PCO, commercial computer software licenses shall, upon delivery and acceptance, designate the U.S. Government as a contingent licensee, able to replace the Contractor as the primary licensee upon notifying the licensor. A copy of the negotiated license shall be furnished to the PCO. The terms of the licenses cannot be inconsistent with Federal procurement law and must satisfy user needs. This includes the Contractor’s / subcontractor’s needs for the software to perform this contract and the Government’s needs for the software to accomplish the Government’s ultimate objectives. At a minimum, this shall include the rights to make an archive copy of the software, to relocate the computer on which the software resides, to re-host the software on a different computer, to permit access by support contractors, and to permit the Government to transfer the license to another contractor.

 

           b. Nothing in this clause shall take precedence over any other clause or provision of this contract. Government concurrence, as defined in paragraph a above, does not in any way affect the Government’s technical data rights as established by the terms and conditions of this contract.

 

H-30    CONTRACTUAL TERMS & CONDITIONS (Jun 2010)

 

The terms and conditions herein constitute the entire contract and understanding of the parties and shall supersede all other communications, negotiations, arrangements and agreements, either oral or written, with respect to the subject matter hereof. All proposal documentation including, but not limited to, red line contract terms and conditions, red line statements of work and/or ground rules and assumptions are hereby void and carry no force or affect as it pertains to the interpretation or operation of the language of the instant contract nor should such language be used to provide meaning to any of the terms or conditions contained herein.

 

H-33    PROGRAM SYNCHRONIZATION (Nov 2010)

 

           a. The Missile Defense Agency (MDA) requires the synchronized integration of platforms, sensors, and other components of the BMDS which were or are under separate development by multiple contractors. MDA uses the concept of End-to-End (EtE) performance to serve as the organizing principle that aligns and synchronizes these efforts to achieve the desired operational end-state for the BMDS. Synchronization is defined as the logical alignment of management, design, development, integration, modification, verification and validation, and test activities and processes such that sensors, data links, command and control (C2), and interceptors smoothly and optimally integrate within well-defined and commonly understood requirements and interfaces.

 

           b. During the performance of this contract, the Contractor shall provide technical data and other information (to include limited and restricted rights data as defined by DFARS 252.227-7013 and 252.227-7014 or information protected under the Freedom of Information Act Exemption 4) to other Ballistic Missile Defense (BMD) Contractors and Government agencies to facilitate MDA objectives.

 

           c. Pursuant to paragraphs (a) and (b) above the Contractor shall negotiate appropriate Associate Contractor Agreements (ACAs) and Non-Disclosure Agreements (NDAs) with other Contractors as necessary to implement the exchanges of technical data and other information required, ensure total system EtE performance, and also to protect technical data and other information from unauthorized disclosure or use. These agreements must not restrict any of the Government’s rights established pursuant to this or any other contract. A copy of each ACA and amendments to ACAs shall be provided to the PCO in order for the Government to document the flow of information.

 

           d. When associate contracts have been entered into or modified as described in this clause, the associate contractors and general information on the purpose of the associate contracts will be incorporated into this clause as shown below:

	  	  	  	  
	
Company Name

	
Contract # and Description

	
ACA Purpose

	  
	  	  	  	  
	
XXX

	
Complete as Appropriate

	  

 

    	  

    	 

    
 

 

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           e. The ACAs shall, at a minimum, include the following general information: (1) Identify the associate contractors and their relationships; (2) Identify the program involved and the relevant Government contracts of the associate contractors; (3) Describe the associate contractor interfaces by general subject matter; (4) Specify the categories of information to be exchanged or support to be provided; (5) Include the expiration date (or event) of the ACA; and (6) Identify potential conflicts between relevant Government contracts and the ACA; include agreements on protection of technical data or other information and restrictions on employees.

 

           f. The Contractor’s performance with respect to integration support, cooperation, and the exchange and sharing of information with other BMD contractors, shall comply with security classification requirements as outlined in the DD Form 254 incorporated into this contract.

 

           g. Nothing in this clause shall take precedence over any other clause or provision of this contract nor does it in any way effect the Government’s technical data rights.

 

H-35    INCORPORATING COMMERCIAL AND OPEN SOURCE SOFTWARE (Aug 2012)

 

           a. DFARS 252.227-7018(d) requires the written approval of the PCO before the Contractor may incorporate any copyrighted computer software in the software to be delivered under this contract.

 

           b. A request for approval to incorporate Commercial Computer Software should be accompanied by a license that conforms with the requirements of the Commercial Computer Software Licenses clause of this contract.

 

           c. A request for approval to incorporate Open Source Software must be accompanied by the applicable license, a detailed description of the source of the software and how it has been or will be used, and an explanation of the restrictions imposed and potential risks and liabilities.

 

           d. Nothing in this clause shall take precedence over any other clause or provision of this contract. Government concurrence, as defined in paragraph a above, does not in any way affect the Government’s technical data rights as established by the terms and conditions of this contract.

 

H-36    CONTRACTOR IDENTIFICATION AND ASSERTION OF RESTRICTIONS ON THE GOVERNMENT’S USE, RELEASE, OR DISCLOSURE OF NON-COMMERCIAL TECHNICAL DATA OR COMPUTER SOFTWARE (DEC 2011)

 

           a. The contractor and its subcontractors shall provide a completed Attachment in accordance with DFARS 252.227-7017 entitled “Identification and Assertion of Restrictions on the Government’s Use, Release, or Disclosure of Technical Data or Computer Software” that is signed and dated by a responsible official of the Contractor. This Attachment is incorporated herein by reference as if fully set forth. The Attachment identifies and provides information pertaining to technical data (including computer software documentation) and computer software that the contractor and subcontractors claim to qualify for delivery with less than Unlimited Rights. The contractor agrees not to withhold delivery of the technical data or software based on its claims. The Government shall investigate the validity of the contractor’s claims and therefore reserves all its rights regarding the technical data/software in question, to include those rights set forth in: DFARS 252.227-7018, Rights in Noncommercial technical data and computer software-Small Business Innovation Research (SBIR) Program; DFARS 252.227-7019, Validation of Asserted Restrictions--Computer Software; DFARS 252.227-7028, Technical Data or Computer Software Previously Delivered To the Government; and, DFAR 252.227-7037, Validation Of Restrictive Markings On Technical Data clauses until a determination is made.

 

    	  

    	 

    
 

 

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           b. The contractor shall have, maintain, and follow written procedures sufficient to assure that restrictive markings/legends are used only when authorized by the terms of this contract and shall maintain records sufficient to justify the validity of any restrictive markings/legends on any technical data or computer software or computer software documentation delivered under this contract. The Contractor agrees that the Government has Unlimited Rights as defined by DFARS 252.227-7018 in any deliverable technical data or computer software or computer software documentation not listed in the Attachment and that such data or software will not be subject to any restrictive markings or legends.

 

H-37    INSERTION OF LIMITED OR RESTRICTED RIGHTS (DEC 2010)

 

           a. Hardware items which are subject to Limited Rights in their associated technical data as defined in DFARS 252.227-7018 and software items which are subject to Restricted Rights as defined in DFARS 252.227-7018 shall not be incorporated into the design of any systems, or models/simulations thereof under this contract without the prior written authorization of the PCO. The Contractor’s request shall include a rough order of magnitude (ROM) estimate to perform development if the data or software cannot be used as requested. If the PCO does not provide a decision within 30 days of the request, the request is considered denied. In the event the PCO authorizes inclusion of the Limited Rights technical data and/or Restricted software, such data or software will be added as an attachment within Section J.

 

           b. Using Government assets in an Independent Research and Development (IRAD) project may be authorized on a case by case basis. The Contractor’s request shall include an offer of consideration for use of such Government assets. The Government will evaluate the request, including the Contractor’s offer of consideration, and either approve, deny, or offer an alternative form of consideration. Any such consideration will be mutually agreed to by the parties prior to use of Government assets. Consideration should include, at a minimum, specially negotiated rights granting the Government a license for Government Purpose Rights IAW DFARS 252.227-7018 in the subject IRAD project. When the Contractor requests the use of Government assets for an IRAD project, the request shall include the purpose of the IRAD project and the potential benefit to the Government. The Contractor will be required to execute a bailment agreement prior to the transfer or use of Government assets.

 

H-43    IMPACT OF GOVERNMENT TEAM PARTICIPATION/ACCESS (JUN 2012)

 

The Government/Contractor organizational/interface approach (e.g., Integrated Product Teams, Team Execution Reviews, Technical Interchange Meetings, and/or Working Groups), will require frequent, close interaction and/or surveillance between the Government and Contractor/subcontractor team members during contract performance. For this purpose the Contractor, recognizing its privity of contract with the Government, authorizes the Government to communicate directly with, and where appropriate visit as well as monitor, the Contractor’s subcontractors. This access/interface is necessary to support the Government’s quality and program management approach which emphasizes systematic surveillance and evaluation techniques used to assess Contractor /subcontractor performance. Government team members may offer advice, information, support, and facilitate rapid Government feedback on team-related products, provide clarification, and review Contractor/subcontractor progress; however, the responsibility and accountability for successfully accomplishing the requirements of this contract remain solely with the Contractor. Neither the Contractor nor the subcontractor shall construe such advice, surveillance, reviews and clarifications by Government team members as Government-directed changes to the terms of this contract. The PCO is the only individual authorized to direct or approve any change to the terms of this contract.

 

    	  

    	 

    
 

 

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Section I - Contract Clauses 

 

CLAUSES INCORPORATED BY REFERENCE

	  	  	  	  
	
52.203-3

	
Gratuities

	
APR 1984

	  
	
52.203-5

	
Covenant Against Contingent Fees

	
APR 1984

	  
	
52.204-2

	
Security Requirements

	
AUG 1996

	  
	
52.204-7

	
System for Award Management

	
JUL 2013

	  
	
52.204-10

	
Reporting Executive Compensation and First-Tier

	
JUL 2013

	  
	  	
Subcontract Awards

	  	  
	
52.209-6

	
Protecting the Government’s Interest When Subcontracting

	
AUG 2013

	  
	  	
With Contractors Debarred, Suspended, or Proposed for

	  	  
	  	
Debarment

	  	  
	
52.211-15

	
Defense Priority And Allocation Requirements

	
APR 2008

	  
	
52.215-8

	
Order of Precedence--Uniform Contract Format

	
OCT 1997

	  
	
52.222-3

	
Convict Labor

	
JUN 2003

	  
	
52.222-21

	
Prohibition Of Segregated Facilities

	
FEB 1999

	  
	
52.222-26

	
Equal Opportunity

	
MAR 2007

	  
	
52.222-35

	
Equal Opportunity for Veterans

	
SEP 2010

	  
	
52.222-36

	
Affirmative Action For Workers With Disabilities

	
OCT 2010

	  
	
52.222-37

	
Employment Reports on Veterans

	
SEP 2010

	  
	
52.222-50

	
Combating Trafficking in Persons

	
FEB 2009

	  
	
52.223-18

	
Encouraging Contractor Policies To Ban Text Messaging

	
AUG 2011

	  
	  	
While Driving

	  	  
	
52.225-13

	
Restrictions on Certain Foreign Purchases

	
JUN 2008

	  
	
52.227-1 Alt I

	
Authorization And Consent (Dec 2007) - Alternate I

	
APR 1984

	  
	
52.227-2

	
Notice And Assistance Regarding Patent And Copyright

	
DEC 2007

	  
	  	
Infringement

	  	  
	
52.227-3

	
Patent Indemnity

	
APR 1984

	  
	
52.227-10

	
Filing Of Patent Applications--Classified Subject Matter

	
DEC 2007

	  
	
52.227-11

	
Patent Rights--Ownership By The Contractor

	
DEC 2007

	  
	
52.232-2

	
Payments Under Fixed-Price Research And Development

	
APR 1984

	  
	  	
Contracts

	  	  
	
52.232-9

	
Limitation On Withholding Of Payments

	
APR 1984

	  
	
52.232-17

	
Interest

	
OCT 2010

	  
	
52.232-23

	
Assignment Of Claims

	
JAN 1986

	  
	
52.232-25

	
Prompt Payment

	
JUL 2013

	  
	
52.232-33

	
Payment by Electronic Funds Transfer--System for Award

	
JUL 2013

	  
	  	
Management

	  	  
	
52.233-1

	
Disputes

	
JUL 2002

	  
	
52.233-3

	
Protest After Award

	
AUG 1996

	  
	
52.243-1 Alt V

	
Changes--Fixed-Price (Aug 1987) - Alternate V

	
APR 1984

	  
	
52.244-6

	
Subcontracts for Commercial Items

	
JUL 2013

	  
	
52.249-1

	
Termination For Convenience Of The Government (Fixed

	
APR 1984

	  
	  	
Price) (Short Form)

	  	  
	
52.249-9

	
Default (Fixed-Priced Research And Development)

	
APR 1984

	  
	
52.252-2

	
Clauses Incorporated By Reference

	
FEB 1998

	  
	
52.253-1

	
Computer Generated Forms

	
JAN 1991

	  
	
252.201-7000

	
Contracting Officer’s Representative

	
DEC 1991

	  
	
252.203-7000

	
Requirements Relating to Compensation of Former DoD

	
SEP 2011

	  
	  	
Officials

	  	  
	
252.203-7002

	
Requirement to Inform Employees of Whistleblower Rights

	
SEP 2013

	  
	
252.204-7000

	
Disclosure Of Information

	
AUG 2013

	  
	
252.204-7003

	
Control Of Government Personnel Work Product

	
APR 1992

	  

 

    	  

    	 

    
 

 

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252.204-7004 Alt A

	
System for Award Management Alternate A

	
MAY 2013

	  
	
252.204-7005

	
Oral Attestation of Security Responsibilities

	
NOV 2001

	  
	
252.204-7012

	
Safeguarding of unclassified controlled technical information

	
NOV 2013

	  
	
252.209-7004

	
Subcontracting With Firms That Are Owned or Controlled By DEC 2006

	  	  
	  	
The Government of a Terrorist Country

	  	  
	
252.211-7003

	
Item Identification and Valuation

	
JUN 2013

	  
	
252.211-7007

	
Reporting of Government-Furnished Property

	
AUG 2012

	  
	
252.225-7048

	
Export-Controlled Items

	
JUN 2013

	  
	
252.227-7000

	
Non-estoppel

	
OCT 1966

	  
	
252.227-7015

	
Technical Data--Commercial Items

	
JUN 2013

	  
	
252.227-7016

	
Rights in Bid or Proposal Information

	
JAN 2011

	  
	
252.227-7019

	
Validation of Asserted Restrictions--Computer Software

	
SEP 2011

	  
	
252.227-7020

	
Rights In Special Works

	
JUN 1995

	  
	
252.227-7025

	
Limitations on the Use or Disclosure of Government-

	
MAY 2013

	  
	  	
Furnished Information Marked with Restrictive Legends

	  	  
	
252.227-7026

	
Deferred Delivery Of Technical Data Or Computer Software

	
APR 1988

	  
	
252.227-7027

	
Deferred Ordering Of Technical Data Or Computer Software

	
APR 1988

	  
	
252.227-7030

	
Technical Data--Withholding Of Payment

	
MAR 2000

	  
	
252.227-7037

	
Validation of Restrictive Markings on Technical Data

	
JUN 2013

	  
	
252.227-7039

	
Patents--Reporting Of Subject Inventions

	
APR 1990

	  
	
252.232-7003

	
Electronic Submission of Payment Requests and Receiving

	
JUN 2012

	  
	  	
Reports

	  	  
	
252.232-7010

	
Levies on Contract Payments

	
DEC 2006

	  
	
252.235-7011

	
Final Scientific or Technical Report

	
NOV 2004

	  
	
252.243-7001

	
Pricing Of Contract Modifications

	
DEC 1991

	  
	
252.246-7001

	
Warranty Of Data

	
DEC 1991

	  
	
252.247-7023

	
Transportation of Supplies by Sea

	
JUN 2013

	  
	
252.247-7024

	
Notification Of Transportation Of Supplies By Sea

	
MAR 2000

	  

 

CLAUSES INCORPORATED BY FULL TEXT

 

52.215-22 LIMITATIONS ON PASS-THROUGH CHARGES--IDENTIFICATION OF SUBCONTRACT EFFORT (OCT 2009)

 

(a) Definitions. Added value, excessive pass-through charge, subcontract, and subcontractor, as used in this provision, are defined in the clause of this solicitation entitled ``Limitations on Pass-Through Charges’’ (FAR 52.215-23).

 

(b) General. The offeror’s proposal shall exclude excessive pass-through charges.

 

(c) Performance of work by the Contractor or a subcontractor. (1) The offeror shall identify in its proposal the total cost of the work to be performed by the offeror, and the total cost of the work to be performed by each subcontractor, under the contract, task order, or delivery order.

 

(2) If the offeror intends to subcontract more than 70 percent of the total cost of work to be performed under the contract, task order, or delivery order, the offeror shall identify in its proposal--

 

(i) The amount of the offeror’s indirect costs and profit/fee applicable to the work to be performed by the subcontractor(s); and

 

(ii) A description of the added value provided by the offeror as related to the work to be performed by the subcontractor(s).

 

    	  

    	 

    
 

 

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(3) If any subcontractor proposed under the contract, task order, or delivery order intends to subcontract to a lower-tier subcontractor more than 70 percent of the total cost of work to be performed under its subcontract, the offeror shall identify in its proposal--

 

(i) The amount of the subcontractor’s indirect costs and profit/fee applicable to the work to be performed by the lower-tier subcontractor(s); and

 

(ii) A description of the added value provided by the subcontractor as related to the work to be performed by the lower-tier subcontractor(s).

 

(End of provision)

 

52.219-28 POST-AWARD SMALL BUSINESS PROGRAM REREPRESENTATION (APR 2012)

 

(a) Definitions. As used in this clause--

 

Long-term contract means a contract of more than five years in duration, including options. However, the term does not include contracts that exceed five years in duration because the period of performance has been extended for a cumulative period not to exceed six months under the clause at 52.217-8, Option to Extend Services, or other appropriate authority.

 

Small business concern means a concern, including its affiliates, that is independently owned and operated, not dominant in the field of operation in which it is bidding on Government contracts, and qualified as a small business under the criteria in 13 CFR part 121 and the size standard in paragraph (c) of this clause. Such a concern is ``not dominant in its field of operation’’ when it does not exercise a controlling or major influence on a national basis in a kind of business activity in which a number of business concerns are primarily engaged. In determining whether dominance exists, consideration shall be given to all appropriate factors, including volume of business, number of employees, financial resources, competitive status or position, ownership or control of materials, processes, patents, license agreements, facilities, sales territory, and nature of business activity.

 

(b) If the Contractor represented that it was a small business concern prior to award of this contract, the Contractor shall rerepresent its size status according to paragraph (e) of this clause or, if applicable, paragraph (g) of this clause, upon the occurrence of any of the following:

 

(1) Within 30 days after execution of a novation agreement or within 30 days after modification of the contract to include this clause, if the novation agreement was executed prior to inclusion of this clause in the contract.

 

(2) Within 30 days after a merger or acquisition that does not require a novation or within 30 days after modification of the contract to include this clause, if the merger or acquisition occurred prior to inclusion of this clause in the contract.

 

(3) For long-term contracts--

 

(i) Within 60 to 120 days prior to the end of the fifth year of the contract; and

 

(ii) Within 60 to 120 days prior to the date specified in the contract for exercising any option thereafter.

 

(c) The Contractor shall rerepresent its size status in accordance with the size standard in effect at the time of this rerepresentation that corresponds to the North American Industry Classification System (NAICS) code assigned to this contract. The small business size standard corresponding to this NAICS code can be found at http://www.sba.gov/content/table-small-business-size-standards.

 

    	  

    	 

    
 

 

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(d) The small business size standard for a Contractor providing a product which it does not manufacture itself, for a contract other than a construction or service contract, is 500 employees.

 

(e) Except as provided in paragraph (g) of this clause, the Contractor shall make the rerepresentation required by paragraph (b) of this clause by validating or updating all its representations in the Online Representations and Certifications Application and its data in the Central Contractor Registration, as necessary, to ensure that they reflect the Contractor’s current status. The Contractor shall notify the contracting office in writing within the timeframes specified in paragraph (b) of this clause that the data have been validated or updated, and provide the date of the validation or update.

 

(f) If the Contractor represented that it was other than a small business concern prior to award of this contract, the Contractor may, but is not required to, take the actions required by paragraphs (e) or (g) of this clause.

 

(g) If the Contractor does not have representations and certifications in ORCA, or does not have a representation in ORCA for the NAICS code applicable to this contract, the Contractor is required to complete the following rerepresentation and submit it to the contracting office, along with the contract number and the date on which the rerepresentation was completed:

 

The Contractor represents that it (X)) is, ( ) is not a small business concern under NAICS Code 541712- assigned to contract number HQ0147-14-C-7002.

 

(Contractor to sign and date and insert authorized signer’s name and title). 

(End of clause)

 

252.209-7999 REPRESENTATION BY CORPORATIONS REGARDING AN UNPAID DELINQUENT TAX LIABILITY OR A FELONY CONVICTION UNDER ANY FEDERAL LAW (DEVIATION 2012-O0004) (JAN 2012)

 

(a) In accordance with sections 8124 and 8125 of Division A of the Consolidated Appropriations Act, 2012,(Pub. L. 112-74) none of the funds made available by that Act may be used to enter into a contract with any corporation that— 

(1) Has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax liability, where the awarding agency is aware of the unpaid tax liability, unless the agency has considered suspension or debarment of the corporation and made a determination that this further action is not necessary to protect the interests of the Government. 

(2) Was convicted of a felony criminal violation under any Federal law within the preceding 24 months, where the awarding agency is aware of the conviction, unless the agency has considered suspension or debarment of the corporation and made a determination that this action is not necessary to protect the interests of the Government. 

(b) The Offeror represents that—

 

(1) It is [ ___ ] is not [X ] a corporation that has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax liability,

 

(2) It is [ ___ ] is not [X ] a corporation that was convicted of a felony criminal violation under a Federal law within the preceding 24 months.

 

(End of provision)

 

    	  

    	 

    
 

 

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252.227-7017 IDENTIFICATION AND ASSERTION OF USE, RELEASE, OR DISCLOSURE RESTRICTIONS. (JAN 2011)

 

(a) The terms used in this provision are defined in following clause or clauses contained in this solicitation--

 

(1) If a successful offeror will be required to deliver technical data, the Rights in Technical Data--Noncommercial Items clause, or, if this solicitation contemplates a contract under the Small Business Innovation Research Program, the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovation Research (SBIR) Program clause.

 

(2) If a successful offeror will not be required to deliver technical data, the Rights in Noncommercial Computer Software and Noncommercial Computer Software Documentation clause, or, if this solicitation contemplates a contract under the Small Business Innovation Research Program, the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovation Research (SBIR) Program clause.

 

(b) The identification and assertion requirements in this provision apply only to technical data, including computer software documents, or computer software to be delivered with other than unlimited rights. For contracts to be awarded under the Small Business Innovation Research Program, the notification requirements do not apply to technical data or computer software that will be generated under the resulting contract. Notification and identification is not required for restrictions based solely on copyright.

 

(c) Offers submitted in response to this solicitation shall identify, to the extent known at the time an offer is submitted to the Government, the technical data or computer software that the Offeror, its subcontractors or suppliers, or potential subcontractors or suppliers, assert should be furnished to the Government with restrictions on use, release, or disclosure.

 

(d) The Offeror’s assertions, including the assertions of its subcontractors or suppliers or potential subcontractors or suppliers shall be submitted as an attachment to its offer in the following format, dated and signed by an official authorized to contractually obligate the Offeror:

 

Identification and Assertion of Restrictions on the Government’s Use, Release, or Disclosure of Technical Data or Computer Software.

 

The Offeror asserts for itself, or the persons identified below, that the Government’s rights to use, release, or disclose the following technical data or computer software should be restricted:

	  	  	  	  
	
Technical Data or Computer

Software to be Furnished

With Restrictions *

	
Basis for Assertion **

	
Asserted Rights Category ***

	
Name of Person

Asserting

Restrictions ****

	
(LIST) *****

	
(LIST)

	
(LIST)

	
(LIST)

 

*For technical data (other than computer software documentation) pertaining to items, components, or processes developed at private expense, identify both the deliverable technical data and each such items, component, or process. For computer software or computer software documentation identify the software or documentation.

 

**Generally, development at private expense, either exclusively or partially, is the only basis for asserting restrictions. For technical data, other than computer software documentation, development refers to development of the item, component, or process to which the data pertain. The Government’s rights in computer software documentation generally may not be restricted. For computer software, development refers to the software. Indicate whether development was accomplished exclusively or partially at private expense. If development was not accomplished at private expense, or for computer software documentation, enter the specific basis for asserting restrictions.

 

    	  

    	 

    
 

 

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***Enter asserted rights category (e.g., government purpose license rights from a prior contract, rights in SBIR data generated under another contract, limited, restricted, or government purpose rights under this or a prior contract, or specially negotiated licenses).

 

****Corporation, individual, or other person, as appropriate.

 

*****Enter “none” when all data or software will be submitted without restrictions.

 

Date __________________________________________________

 

Printed Name and Title ________________________________

 

Signature _____________________________________________

 

(End of identification and assertion)

 

(e) An offeror’s failure to submit, complete, or sign the notification and identification required by paragraph (d) of this provision with its offer may render the offer ineligible for award.

 

(f) If the Offeror is awarded a contract, the assertions identified in paragraph (d) of this provision shall be listed in an attachment to that contract. Upon request by the Contracting Officer, the Offeror shall provide sufficient information to enable the Contracting Officer to evaluate any listed assertion.

 

(End of provision)

 

252.227-7018 RIGHTS IN NONCOMMERCIAL TECHNICAL DATA AND COMPUTER SOFTWARE--SMALL BUSINESS INNOVATION RESEARCH (SBIR) PROGRAM. (MAY 2013)

 

(a) Definitions. As used in this clause--

 

(1) “Commercial computer software” means software developed or regularly used for nongovernmental purposes which--

 

(i) Has been sold, leased, or licensed to the public;

 

(ii) Has been offered for sale, lease, or license to the public;

 

(iii) Has not been offered, sold, leased, or licensed to the public but will be available for commercial sale, lease, or license in time to satisfy the delivery requirements of this contract; or

 

(iv) Satisfies a criterion expressed in paragraph (a)(1)(i), (ii), or (iii) of this clause and would require only minor modification to meet the requirements of this contract.

 

(2) “Computer database” means a collection of recorded data in a form capable of being processed by a computer. The term does not include computer software.

 

(3) “Computer program” means a set of instructions, rules, or routines, recorded in a form that is capable of causing a computer to perform a specific operation or series of operations.

 

(4) “Computer software” means computer programs, source code, source code listings, object code listings, design details, algorithms, processes, flow charts, formulae, and related material that would enable the software to be reproduced, re-created, or recompiled. Computer software does not include computer databases or computer software documentation.

 

    	  

    	 

    
 

 

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(5) “Computer software documentation” means owner’s manuals, user’s manuals, installation instructions, operating instructions, and other similar items, regardless of storage medium, that explain the capabilities of the computer software or provide instructions for using the software.

 

(6) Covered Government support contractor means a contractor under a contract, the primary purpose of which is to furnish independent and impartial advice or technical assistance directly to the Government in support of the Government’s management and oversight of a program or effort (rather than to directly furnish an end item or service to accomplish a program or effort), provided that the contractor--

 

(i) Is not affiliated with the prime contractor or a first-tier subcontractor on the program or effort, or with any direct competitor of such prime contractor or any such first-tier subcontractor in furnishing end items or services of the type developed or produced on the program or effort; and

 

(ii) Receives access to the technical data or computer software for performance of a Government contract that contains the clause at 252.227-7025, Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends.

 

(7) “Detailed manufacturing or process data” means technical data that describe the steps, sequences, and conditions of manufacturing, processing or assembly used by the manufacturer to produce an item or component or to perform a process.

 

(8) “Developed” means--

 

(i) (Applicable to technical data other than computer software documentation.) An item, component, or process, exists and is workable. Thus, the item or component must have been constructed or the process practiced. Workability is generally established when the item, component, or process has been analyzed or tested sufficiently to demonstrate to reasonable people skilled in the applicable art that there is a high probability that it will operate as intended. Whether, how much, and what type of analysis or testing is required to establish workability depends on the nature of the item, component, or process, and the state of the art. To be considered “developed,” the item, component, or process need not be at the stage where it could be offered for sale or sold on the commercial market, nor must the item, component or process be actually reduced to practice within the meaning of Title 35 of the United States Code;

 

(ii) A computer program has been successfully operated in a computer and tested to the extent sufficient to demonstrate to reasonable persons skilled in the art that the program can reasonably be expected to perform its intended purpose;

 

(iii) Computer software, other than computer programs, has been tested or analyzed to the extent sufficient to demonstrate to reasonable persons skilled in the art that the software can reasonably be expected to perform its intended purpose; or

 

(iv) Computer software documentation required to be delivered under a contract has been written, in any medium, in sufficient detail to comply with requirements under that contract.

 

(9) “Developed exclusively at private expense” means development was accomplished entirely with costs charged to indirect cost pools, costs not allocated to a government contract, or any combination thereof.

 

(i) Private expense determinations should be made at the lowest practicable level.

 

(ii) Under fixed-price contracts, when total costs are greater than the firm-fixed-price or ceiling price of the contract, the additional development costs necessary to complete development shall not be considered when determining whether development was at government, private, or mixed expense.

 

    	  

    	 

    
 

 

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(10) “Developed exclusively with government funds” means development was not accomplished exclusively or partially at private expense.

 

(11) “Developed with mixed funding” means development was accomplished partially with costs charged to indirect cost pools and/or costs not allocated to a government contract, and partially with costs charged directly to a government contract.

 

(12) “Form, fit, and function data” means technical data that describe the required overall physical, functional, and performance characteristics (along with the qualification requirements, if applicable) of an item, component, or process to the extent necessary to permit identification of physically and functionally interchangeable items.

 

(13) “Generated” means technical data or computer software first created in the performance of this contract.

 

(14) “Government purpose” means any activity in which the United States Government is a party, including cooperative agreements with international or multi-national defense organizations or sales or transfers by the United States Government to foreign governments or international organizations. Government purposes include competitive procurement, but do not include the rights to use, modify, reproduce, release, perform, display, or disclose technical data or computer software for commercial purposes or authorize others to do so.

 

(15) ``Limited rights’’ means the rights to use, modify, reproduce, release, perform, display, or disclose technical data, in whole or in part, within the Government. The Government may not, without the written permission of the party asserting limited rights, release or disclose the technical data outside the Government, use the technical data for manufacture, or authorize the technical data to be used by another party, except that the Government may reproduce, release, or disclose such data or authorize the use or reproduction of the data by persons outside the Government if—

 

(i) The reproduction, release, disclosure, or use is-- 

 

(A) Necessary for emergency repair and overhaul; or 

 

(B) A release or disclosure to—

 

(1) A covered Government support contractor in performance of its covered Government support contracts for use, modification, reproduction, performance, display, or release or disclosure to a person authorized to receive limited rights technical data; or

 

(2) A foreign government, of technical data other than detailed manufacturing or process data, when use of such data by the foreign government is in the interest of the Government and is required for evaluational or informational purposes;

 

(ii) The recipient of the technical data is subject to a prohibition on the further reproduction, release, disclosure, or use of the technical data; and

 

(iii) The contractor or subcontractor asserting the restriction is notified of such reproduction, release, disclosure, or use.

 

(16) “Minor modification” means a modification that does not significantly alter the nongovernmental function or purpose of computer software or is of the type customarily provided in the commercial marketplace.

 

(17) “Noncommercial computer software” means software that does not qualify as commercial computer software under paragraph (a)(1) of this clause.

 

    	  

    	 

    
 

 

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(18) “Restricted rights” apply only to noncommercial computer software and mean the Government’s rights to--

 

(i) Use a computer program with one computer at one time. The program may not be accessed by more than one terminal or central processing unit or time shared unless otherwise permitted by this contract;

 

(ii) Transfer a computer program to another Government agency without the further permission of the Contractor if the transferor destroys all copies of the program and related computer software documentation in its possession and notifies the licensor of the transfer. Transferred programs remain subject to the provisions of this clause;

 

(iii) Make the minimum number of copies of the computer software required for safekeeping (archive), backup, or modification purposes;

 

(iv) Modify computer software provided that the Government may--

 

(A) Use the modified software only as provided in paragraphs (a)(18)(i) and (iii) of this clause; and

 

(B) Not release or disclose the modified software except as provided in paragraphs (a)(18)(ii), (v), (vi), and (vii) of this clause;

 

(v) Permit contractors or subcontractors performing service contracts (see 37.101 of the Federal Acquisition Regulation) in support of this or a related contract to use computer software to diagnose and correct deficiencies in a computer program, to modify computer software to enable a computer program to be combined with, adapted to, or merged with other computer programs or when necessary to respond to urgent tactical situations, provided that—

 

(A) The Government notifies the party which has granted restricted rights that a release or disclosure to particular contractors or subcontractors was made;

 

(B) Such contractors or subcontractors are subject to the non-disclosure agreement at 227.7103-7 of the Defense Federal Acquisition Regulation Supplement or are Government contractors receiving access to the software for performance of a Government contract that contains the clause at 252.227-7025, Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends;

 

(C) The Government shall not permit the recipient to decompile, disassemble, or reverse engineer the software, or use software decompiled, disassembled, or reverse engineered by the Government pursuant to paragraph (a)(18)(iv) of this clause, for any other purpose; and

 

(D) Such use is subject to the limitations in paragraphs (a)(18)(i) through (iii) of this clause;

 

(vi) Permit contractors or subcontractors performing emergency repairs or overhaul of items or components of items procured under this or a related contract to use the computer software when necessary to perform the repairs or overhaul, or to modify the computer software to reflect the repairs or overhaul made, provided that—

 

(A) The intended recipient is subject to the non-disclosure agreement at 227.7103-7 or is a Government contractor receiving access to the software for performance of a Government contract that contains the clause at 252.227-7025, Limitations on the Use or Disclosure of Government Furnished Information Marked with Restrictive Legends;

 

(B) The Government shall not permit the recipient to decompile, disassemble, or reverse engineer the software, or use software decompiled, disassembled, or reverse engineered by the Government pursuant to paragraph (a)(18)(iv) of this clause, for any other purpose; and

 

(C) Such use is subject to the limitations in paragraphs (a)(18)(i) through (iii) of this clause; and

 

 

 

    	  

    	 

    
 

 

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(vii) Permit covered Government support contractors in the performance of Government contracts that contain the clause at 252.227-7025, Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends, to use, modify, reproduce, perform, display, or release or disclose the computer software to a person authorized to receive restricted rights computer software, provided that—

 

(A) The Government shall not permit the covered Government support contractor to decompile, disassemble, or reverse engineer the software, or use software decompiled, disassembled, or reverse engineered by the Government pursuant to paragraph (a)(18)(iv) of this clause, for any other purpose; and

 

(B) Such use is subject to the limitations in paragraphs (a)(18)(i) through (iv) of this clause.

 

(19) ``SBIR data rights’’ means the Government’s rights during the SBIR data protection period (specified in paragraph (b)(4) of this clause) to use, modify, reproduce, release, perform, display, or disclose technical data or computer software generated a SBIR award as follows:

 

(i) Limited rights in such SBIR technical data; and

 

(ii) Restricted rights in such SBIR computer software.

 

(20) “Technical data” means recorded information, regardless of the form or method of the recording, of a scientific or technical nature (including computer software documentation). The term does not include computer software or data incidental to contract administration, such as financial and/or management information.

 

(21) “Unlimited rights” means rights to use, modify, reproduce, release, perform, display, or disclose, technical data or computer software in whole or in part, in any manner and for any purpose whatsoever, and to have or authorize others to do so.

 

(b) Rights in technical data and computer software. The Contractor grants or shall obtain for the Government the following royalty-free, world-wide, nonexclusive, irrevocable license rights in technical data or noncommercial computer software. All rights not granted to the Government are retained by the Contractor.

 

(1) Unlimited rights. The Government shall have unlimited rights in technical data, including computer software documentation, or computer software generated under this contract that are--

 

(i) Form, fit, and function data;

 

(ii) Necessary for installation, operation, maintenance, or training purposes (other than detailed manufacturing or process data);

 

(iii) Corrections or changes to Government-furnished technical data or computer software;

 

(iv) Otherwise publicly available or have been released or disclosed by the Contractor or a subcontractor without restrictions on further use, release or disclosure other than a release or disclosure resulting from the sale, transfer, or other assignment of interest in the technical data or computer software to another party or the sale or transfer of some or all of a business entity or its assets to another party;

 

(v) Data or software in which the Government has acquired previously unlimited rights under another Government contract or through a specific license; and

 

(vi) SBIR data upon expiration of the SBIR data rights period.

 

(2) Limited rights. The Government shall have limited rights in technical data, that were not generated under this contract, pertain to items, components or processes developed exclusively at private expense, and are marked, in accordance with the marking instructions in paragraph (f)(1) of this clause, with the legend prescribed in paragraph (f)(2) of this clause.

 

(3) Restricted rights in computer software. The Government shall have restricted rights in noncommercial computer software required to be delivered or otherwise furnished to the Government under this contract that were developed exclusively at private expense and were not generated under this contract.

 

    	  

    	 

    
 

 

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(4) SBIR data rights. Except for technical data, including computer software documentation, or computer software in which the Government has unlimited rights under paragraph (b)(1) of this clause, the Government shall have SBIR data rights in all technical data or computer software generated under this contract during the period commencing with contract award and ending upon the date five years after completion of the project from which such data were generated.

 

(5) Specifically negotiated license rights. The standard license rights granted to the Government under paragraphs (b)(1) through (b)(4) of this clause may be modified by mutual agreement to provide such rights as the parties consider appropriate but shall not provide the Government lesser rights in technical data, including computer software documentation, than are enumerated in paragraph (a)(15) of this clause or lesser rights in computer software than are enumerated in paragraph (a)(18) of this clause. Any rights so negotiated shall be identified in a license agreement made part of this contract.

 

(6) Prior government rights. Technical data, including computer software documentation, or computer software that will be delivered, furnished, or otherwise provided to the Government under this contract, in which the Government has previously obtained rights shall be delivered, furnished, or provided with the pre-existing rights, unless--

 

(i) The parties have agreed otherwise; or

 

(ii) Any restrictions on the Government’s rights to use, modify, release, perform, display, or disclose the technical data or computer software have expired or no longer apply.

 

(7) Release from liability. The Contractor agrees to release the Government from liability for any release or disclosure of technical data, computer software, or computer software documentation made in accordance with paragraph (a)(14), (a)(17), or (b)(4) of this clause, or in accordance with the terms of a license negotiated under paragraph (b)(5) of this clause, or by others to whom the recipient has released or disclosed the data, software, or documentation and to seek relief solely from the party who has improperly used, modified, reproduced, released, performed, displayed, or disclosed Contractor data or software marked with restrictive legends.

 

(8) Covered Government support contractors. The Contractor acknowledges that--

 

(i) Limited rights technical data and restricted rights computer software are authorized to be released or disclosed to covered Government support contractors;

 

(ii) The Contractor will be notified of such release or disclosure;

 

(iii) The Contractor may require each such covered Government support contractor to enter into a non-disclosure agreement directly with the Contractor (or the party asserting restrictions as identified in a restrictive legend) regarding the covered Government support contractor’s use of such data or software, or alternatively that the Contractor (or party asserting restrictions) may waive in writing the requirement for a non-disclosure agreement; and

 

(iv) Any such non-disclosure agreement shall address the restrictions on the covered Government support contractor’s use of the data or software as set forth in the clause at 252.227-7025, Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends. The non-disclosure agreement shall not include any additional terms and conditions unless mutually agreed to by the parties to the non-disclosure agreement.

 

(c) Rights in derivative computer software or computer software documentation. The Government shall retain its rights in the unchanged portions of any computer software or computer software documentation delivered under this contract that the Contractor uses to prepare, or includes in, derivative software or documentation.

 

    	  

    	 

    
 

 

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(d) Third party copyrighted technical data and computer software. The Contractor shall not, without the written approval of the Contracting Officer, incorporate any copyrighted technical data, including computer software documentation, or computer software in the data or software to be delivered under this contract unless the Contractor is the copyright owner or has obtained for the Government the license rights necessary to perfect a license or licenses in the deliverable data or software of the appropriate scope set forth in paragraph (b) of this clause and, prior to delivery of such--

 

(1) Technical data, has affixed to the transmittal document a statement of the license rights obtained; or

 

(2) Computer software, has provided a statement of the license rights obtained in a form acceptable to the Contracting Officer.

 

(e) Identification and delivery of technical data or computer software to be furnished with restrictions on use, release, or disclosure. (1) This paragraph does not apply to technical data or computer software that were or will be generated under this contract or to restrictions based solely on copyright.

 

(2) Except as provided in paragraph (e)(3) of this clause, technical data or computer software that the Contractor asserts should be furnished to the Government with restrictions on use, release, or disclosure is identified in an attachment to this contract (the Attachment). The Contractor shall not deliver any technical data or computer software with restrictive markings unless the technical data or computer software are listed on the Attachment.

 

(3) In addition to the assertions made in the Attachment, other assertions may be identified after award when based on new information or inadvertent omissions unless the inadvertent omissions would have materially affected the source selection decision. Such identification and assertion shall be submitted to the Contracting Officer as soon as practicable prior to the scheduled date for delivery of the technical data or computer software, in the following format, and signed by an official authorized to contractually obligate the Contractor:

 

Identification and Assertion of Restrictions on the Government’s Use, Release, or Disclosure of Technical Data or Computer Software.

 

The Contractor asserts for itself, or the persons identified below, that the Government’s rights to use, release, or disclose the following technical data or computer software should be restricted:

	  	  	  	  
	
Technical Data or Computer

Software to be Furnished

With Restrictions *

	
Basis for Assertion **

	
Asserting Rights Category ***

	
Name of Person

Asserted

Restrictions ****

	 	 	 	 
	
(LIST)

	
(LIST)

	
(LIST)

	
(LIST)

 

\1\ If the assertion is applicable to items, components, or processes developed at private expense, identify both the technical data and each such item, component, or process.

 

\2\ Generally, development at private expense, either exclusively or partially, is the only basis for asserting restrictions on the Government’s rights to use, release, or disclose technical data or computer software. Indicate whether development was exclusively or partially at private expense. If development was not at private expense, enter the specific reason for asserting that the Government’s rights should be restricted.

 

\3\ Enter asserted rights category (e.g., limited rights, restricted rights, government purpose rights, or government purpose license rights from a prior contract, SBIR data rights under another contract, or specifically negotiated licenses).

 

\4\ Corporation, individual, or other person, as appropriate.

 

Date __________________________________________________

 

Printed Name and Title ________________________________

 

Signature _____________________________________________

 

    	  

    	 

    
 

 

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(End of identification and assertion)

 

(4) When requested by the Contracting Officer, the Contractor shall provide sufficient information to enable the Contracting Officer to evaluate the Contractor’s assertions. The Contracting Officer reserves the right to add the Contractor’s assertions to the Attachment and validate any listed assertions, at a later date, in accordance with the procedures of the Validation of Asserted Restrictions--Computer Software and/or Validation of Restrictive Markings on Technical Data clauses of this contract.

 

(f) Marking requirements. The Contractor, and its subcontractors or suppliers, may only assert restrictions on the Government’s rights to use, modify, reproduce, release, perform, display, or disclose technical data or computer software to be delivered under this contract by marking the deliverable data or software subject to restriction. Except as provided in paragraph (f)(6) of this clause, only the following markings are authorized under this contract: the limited rights legend at paragraph (f)(2) of this clause; the restricted rights legend at paragraph (f)(3) of this clause, the SBIR data rights legend at paragraph (f)(4) of this clause, or the special license rights legend at paragraphs (f)(5) of this clause; and/or a notice of copyright as prescribed under 17 U.S.C. 401 or 402.

 

(1) General marking instructions. The Contractor, or its subcontractors or suppliers, shall conspicuously and legibly mark the appropriate legend to all technical data and computer software that qualify for such markings. The authorized legends shall be placed on the transmittal document or storage container and, for printed material, each page of the printed material containing technical data or computer software for which restrictions are asserted. When only portions of a page of printed material are subject to the asserted restrictions, such portions shall be identified by circling, underscoring, with a note, or other appropriate identifier. Technical data or computer software transmitted directly from one computer or computer terminal to another shall contain a notice of asserted restrictions. However, instructions that interfere with or delay the operation of computer software in order to display a restrictive rights legend or other license statement at any time prior to or during use of the computer software, or otherwise cause such interference or delay, shall not be inserted in software that will or might be used in combat or situations that simulate combat conditions, unless the Contracting Officer’s written permission to deliver such software has been obtained prior to delivery. Reproductions of technical data, computer software, or any portions thereof subject to asserted restrictions shall also reproduce the asserted restrictions.

 

(2) Limited rights markings. Technical data not generated under this contract that pertain to items, components, or processes developed exclusively at private expense and delivered or otherwise furnished with limited rights shall be marked with the following legend:

 

Limited Rights

Contract No. __________________________________________

 

Contractor Name _______________________________________

 

Contractor Address ____________________________________

 

The Government’s rights to use, modify, reproduce, release, perform, display, or disclose these technical data are restricted by paragraph (b)(2) of the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovation Research (SBIR) Program clause contained in the above identified contract. Any reproduction of technical data or portions thereof marked with this legend must also reproduce the markings. Any person, other than the Government, who has been provided access to such data must promptly notify the above named Contractor.

 

(End of legend)

 

(3) Restricted rights markings. Computer software delivered or otherwise furnished to the Government with restricted rights shall be marked with the following legend:

 

Restricted Rights

 

Contract No. __________________________________________

 

Contractor Name _______________________________________

 

Contractor Address ____________________________________

 

    	  

    	 

    
 

 

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The Government’s rights to use, modify, reproduce, release, perform, display, or disclose this software are restricted by paragraph (b)(3) of the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovation Research (SBIR) Program clause contained in the above identified contract. Any reproduction of computer software or portions thereof marked with this legend must also reproduce the markings. Any person, other than the Government, who has been provided access to such data must promptly notify the above named Contractor.

 

(End of legend)

 

(4) SBIR data rights markings: Except for technical data or computer software in which the Government has acquired unlimited rights under paragraph (b)(1) of this clause, or negotiated special license rights as provided in paragraph (b)(5) of this clause, technical data or computer software generated under this contract shall be marked with the following legend. The Contractor shall enter the expiration date for the SBIR data rights period on the legend:

 

SBIR Data Rights

 

Contract No. __________________________________________

 

Contractor Name _______________________________________

 

Address _______________________________________________

 

Expiration of SBIR Data Rights Period _________________

 

The Government’s rights to use, modify, reproduce, release, perform, display, or disclose technical data or computer software marked with this legend are restricted during the period shown as provided in paragraph (b)(4) of the Rights in Noncommercial Technical Data and Computer Software--Small Business Innovation Research (SBIR) Program clause contained in the above identified contract. No restrictions apply after the expiration date shown above. Any reproduction of technical data, computer software, or portions thereof marked with this legend must also reproduce the markings.

 

(End of legend)

 

(5) Special license rights markings. (i) Technical data or computer software in which the Government’s rights stem from a specifically negotiated license shall be marked with the following legend:

 

Special License Rights

 

The Government’s rights to use, modify, reproduce, release, perform, display, or disclose this technical data or computer software are restricted by Contract No. ________________ (Insert contract number) ________________, License No. ________________ (Insert license identifier) ________________. Any reproduction of technical data, computer software, or portions thereof marked with this legend must also reproduce the markings.

 

(end of legend)

 

(ii) For purposes of this clause, special licenses do not include government purpose license rights acquired under a prior contract (see paragraph (b)(6) of this clause).

 

    	  

    	 

    
 

 

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(6) Pre-existing data markings. If the terms of a prior contract or license permitted the Contractor to restrict the Government’s rights to use, modify, reproduce, release, perform, display, or disclose technical data or computer software, and those restrictions are still applicable, the Contractor may mark such data or software with the appropriate restrictive legend for which the data or software qualified under the prior contract or license. The marking procedures in paragraph (f)(1) of this clause shall be followed.

 

(g) Contractor procedures and records. Throughout performance of this contract, the Contractor, and its subcontractors or suppliers that will deliver technical data or computer software with other than unlimited rights, shall--

 

(1) Have, maintain, and follow written procedures sufficient to assure that restrictive markings are used only when authorized by the terms of this clause; and

 

(2) Maintain records sufficient to justify the validity of any restrictive markings on technical data or computer software delivered under this contract.

 

(h) Removal of unjustified and nonconforming markings.

 

(1) Unjustified markings. The rights and obligations of the parties regarding the validation of restrictive markings on technical data or computer software furnished or to be furnished under this contract are contained in the Validation of Restrictive Markings on Technical Data and the Validation of Asserted Restrictions--Computer Software clauses of this contract, respectively. Notwithstanding any provision of this contract concerning inspection and acceptance, the Government may ignore or, at the Contractor’s expense, correct or strike a marking if, in accordance with the applicable procedures of those clauses, a restrictive marking is determined to be unjustified.

 

(2) Nonconforming markings. A nonconforming marking is a marking placed on technical data or computer software delivered or otherwise furnished to the Government under this contract that is not in the format authorized by this contract. Correction of nonconforming markings is not subject to the Validation of Restrictive Markings on Technical Data or the Validation of Asserted Restrictions--Computer Software clause of this contract. If the Contracting Officer notifies the Contractor of a nonconforming marking or markings and the Contractor fails to remove or correct such markings within sixty (60) days, the Government may ignore or, at the Contractor’s expense, remove or correct any nonconforming markings.

 

(i) Relation to patents. Nothing contained in this clause shall imply a license to the Government under any patent or be construed as affecting the scope of any license or other right otherwise granted to the Government under any patent.

 

(j) Limitation on charges for rights in technical data or computer software. (1) The Contractor shall not charge to this contract any cost, including but not limited to, license fees, royalties, or similar charges, for rights in technical data or computer software to be delivered under this contract when--

 

(i) the Government has acquired, by any means, the same or greater rights in the data or software; or 

 

(ii) The data are available to the public without restrictions. 

 

(2) The limitation in paragraph (j)(1) of this clause--

 

(i) Includes costs charged by a subcontractor or supplier, at any tier, or costs incurred by the Contractor to acquire rights in subcontractor of supplier technical data or computer software, if the subcontractor or supplier has been paid for such rights under any other Government contract or under a license conveying the rights to the Government; and

 

(ii) does not include the reasonable costs of reproducing, handling, or mailing the documents or other media in which the technical data or computer software will be delivered.

 

(k) Applicability to subcontractors or suppliers. (1) the Contractor shall assure that the rights afforded its subcontractors and suppliers under 10 U.S.C. 2320, 10 U.S.C. 2321, and the identification, assertion, and delivery processes required by paragraph (e) of this clause are recognized and protected.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

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(2) Whenever any noncommercial technical data or computer software is to be obtained from a subcontractor or supplier for delivery to the Government under this contract, the Contractor shall use this same clause in the subcontract or other contractual instrument, and require its subcontractors or suppliers to do so, without alteration, except to identify the parties. The Contractor shall use the Technical Data--Commercial Items clause of this contract to obtain technical data pertaining to commercial items, components, or processes. No other clause shall be used to enlarge or diminish the Government’s, the Contractor’s, or a higher tier subcontractor’s or supplier’s rights in a subcontractor’s or supplier’s technical data or computer software.

 

(3) Technical data required to be delivered by a subcontractor or supplier shall normally be delivered to the next higher tier contractor, subcontractor, or supplier. However, when there is a requirement in the prime contract for technical data which may be submitted with other than unlimited rights by a subcontractor or supplier, then said subcontractor or supplier may fulfill its requirement by submitting such technical data directly to the Government, rather than through a higher tier contractor, subcontractor, or supplier.

 

(4) The Contractor and higher tier subcontractors or suppliers shall not use their power to award contracts as economic leverage to obtain rights in technical data or computer software from their subcontractors or suppliers.

 

(5) In no event shall the Contractor use its obligation to recognize and protect subcontractor or supplier rights in technical data or computer software as an excuse for failing to satisfy its contractual obligation to the Government.

 

(End of clause)

 

252.232-7006 WIDE AREA WORKFLOW PAYMENT INSTRUCTIONS (MAY 2013)

 

(a) Definitions. As used in this clause--

 

Department of Defense Activity Address Code (DoDAAC) is a six position code that uniquely identifies a unit, activity, or organization.

 

Document type means the type of payment request or receiving report available for creation in Wide Area WorkFlow (WAWF).

 

Local processing office (LPO) is the office responsible for payment certification when payment certification is done external to the entitlement system.

 

(b) Electronic invoicing. The WAWF system is the method to electronically process vendor payment requests and receiving reports, as authorized by DFARS 252.232-7003, Electronic Submission of Payment Requests and Receiving Reports.

 

(c) WAWF access. To access WAWF, the Contractor shall--

 

(1) Have a designated electronic business point of contact in the System for Award Management at https://www.acquisition.gov; and

 

(2) Be registered to use WAWF at https://wawf.eb.mil/ following the step-by-step procedures for self-registration available at this Web site.

 

(d) WAWF training. The Contractor should follow the training instructions of the WAWF Web-Based Training Course and use the Practice Training Site before submitting payment requests through WAWF. Both can be accessed by selecting the “Web Based Training” link on the WAWF home page at https://wawf.eb.mil/.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 64 of 66

 

(e) WAWF methods of document submission. Document submissions may be via Web entry, Electronic Data Interchange, or File Transfer Protocol.

 

(f) WAWF payment instructions. The Contractor must use the following information when submitting payment requests and receiving reports in WAWF for this contract/order:

 

(1) Document type. The Contractor shall use the following document type(s).

 

INVOICES

 

(Contracting Officer: Insert applicable document type(s). Note: If a “Combo” document type is identified but not supportable by the Contractor’s business systems, an “Invoice” (stand-alone) and “Receiving Report” (stand-alone) document type may be used instead.)

 

(2) Inspection/acceptance location. The Contractor shall select the following inspection/acceptance location(s) in WAWF, as specified by the contracting officer.

 

DESTINATION

 

(Contracting Officer: Insert inspection and acceptance locations or “Not applicable”.)

 

(3) Document routing. The Contractor shall use the information in the Routing Data Table below only to fill in applicable fields in WAWF when creating payment requests and receiving reports in the system.

	  	  	  
	
Routing Data Table*

 

	  	  
	
 

Field Name in WAWF

	
 

Data to be entered in WAWF

 

	  
	
 

Pay Official DoDAAC

	
 

	  
	
Issue By DoDAAC

	

	  
	
Admin DoDAAC

	

	  
	
Inspect By DoDAAC

	

	  
	
Ship To Code

	

	  
	
Ship From Code

	

	  
	
Mark For Code

	

	  
	
Service Approver (DoDAAC)

	

	  
	
Service Acceptor (DoDAAC)

	

	  
	
Accept at Other DoDAAC

	
N/A

	  
	
LPO DoDAAC

	
N/A

	  
	
DCAA Auditor DoDAAC

	

	  
	
Other DoDAAC(s)

	
N/A

 

	  

 

(*Contracting Officer: Insert applicable DoDAAC information or “See schedule” if multiple ship to/acceptance locations apply, or “Not applicable.”)

 

(4) Payment request and supporting documentation. The Contractor shall ensure a payment request includes appropriate contract line item and subline item descriptions of the work performed or supplies delivered, unit price/cost per unit, fee (if applicable), and all relevant back-up documentation, as defined in DFARS Appendix F, (e.g. timesheets) in support of each payment request.

 

(5) WAWF email notifications. The Contractor shall enter the email address identified below in the “Send Additional Email Notifications” field of WAWF once a document is submitted in the system.

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 65 of 66

 

 

 

(Contracting Officer: Insert applicable email addresses or “Not applicable.”)

 

(g) WAWF point of contact. (1) The Contractor may obtain clarification regarding invoicing in WAWF from the following contracting activity’s WAWF point of contact.

 

 

(Contracting Officer: Insert applicable information or “Not applicable.”)

 

(2) For technical WAWF help, contact the WAWF helpdesk at 866-618-5988. (End of clause)

 

252.235-7010 Acknowledgment of Support and Disclaimer. (MAY 1995)

 

(a) The Contractor shall include an acknowledgment of the Government’s support in the publication of any material based on or developed under this contract, stated in the following terms: This material is based upon work supported by the [name of contracting agency(ies)] under Contract No. [Contracting agency(ies) contract number(s)].

 

(b) All material, except scientific articles or papers published in scientific journals, must, in addition to any notices or disclaimers by the Contractor, also contain the following disclaimer: Any opinions, findings and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the [name of contracting agency(ies)].

 

(End of clause)

 

    	  

    	 

    
 

 

HQ0147-14-C-7002

 

Page 66 of 66

 

Section J - List of Documents, Exhibits and Other Attachments

	  	  	  	  
	
LIST OF ATTACHMENTS

	  	  	  
	
Exhibit/Attachment

	
Table of Contents

	  	  
	
DOCUMENT TYPE

	
DESCRIPTION

	
PAGES

	
DATE

	  	  	  	  
	
Exhibit A

	
Contract Data

	
18

	
22-APR-2014

	  	
Requirements Lists,

	  	  
	  	
DD Form 1423-1

	  	  
	  	  	  	  
	
Attachment 1

	
Policy Memorandum

	
02

	
30-MAY-2012

	  	
No. 51 Organizational

	  	  
	  	
Conflicts of Interests

	  	  
	  	  	  	  
	
Attachment 2

	
SOW Reference Proposal

	
39

	
07-OCT-2013

	  	
Proposal B2-1973

	  	  
	  	
(Incorporated by Reference)

	  	  
	  	  	  	  
	
Attachment 3

	
Data Rights

	
05

	
11-JUN-2014

	  	  	  	  
	
Attachment 4

	
Milestone Schedule

	
02

	
02-JUL-2014EX10.1-2Q14

Exhibit 10.1

[Form of 2014 Director Time-RSU Award Agreement]

CELANESE CORPORATION
2009 GLOBAL INCENTIVE PLAN 

TIME-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT 
DATED <<GRANT DATE>>

<<NAME>> 

Pursuant to the terms and conditions of the Celanese Corporation 2009 Global Incentive Plan, you have been awarded Time-Based Restricted Stock Units, subject to the restrictions described in this Agreement:

<<# Units>> Units

This grant is made pursuant to the Time-Based Restricted Stock Unit Award Agreement dated as of <<GRANT DATE>> between Celanese and you, which Agreement is attached hereto and made a part hereof.

CELANESE CORPORATION
2009 GLOBAL INCENTIVE PLAN

TIME-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT
(Non-Employee Director)

This Time-Based Restricted Stock Unit Award Agreement (the “Agreement”), is made and entered into effective as of <<Grant Date>> (the “Grant Date”), by and between Celanese Corporation, a Delaware corporation (the “Company”), and <<NAME>> (the “Participant”).  Capitalized terms used, but not otherwise defined, herein shall have the meanings ascribed to such terms in the Celanese Corporation 2009 Global Incentive Plan, as Amended and Restated April 19, 2012 (as amended from time to time, the “2009 Plan”).
1.Time-Based RSU Award:  The Company hereby grants to the Participant, pursuant to the terms of the 2009 Plan and this Agreement, an award (the “Award”) of <<# Units>> time-based Restricted Stock Units (the “RSUs”) representing the right to receive an equal number of Common Shares upon vesting. The Participant hereby acknowledges and accepts such Award upon the terms and subject to the conditions, restrictions and limitations contained in this Agreement and the 2009 Plan. 

2.Vesting of Restricted Stock Units: 

(a)Normal Vesting.  Subject to Sections 2(b) and 2(c) below, the RSUs shall vest on the first anniversary of the Grant Date (the “Vesting Date”). 

(b)Change in Control.  Notwithstanding any other provision of this Agreement to the contrary, upon the occurrence of a Change in Control, the RSUs, to the extent not previously forfeited or canceled, shall immediately vest and a number of Common Shares equal to such RSUs shall be delivered to the Participant within thirty (30) days of the occurrence of such Change in Control.

(c)Termination of Service.

(i)Upon the termination of the Participant’s service with the Company as a director due to the Participant’s death or Disability, a prorated portion of RSUs will vest in an amount equal to (A) the number of unvested RSUs multiplied by (B) a fraction, the numerator of which is the number of complete and partial calendar months that have transpired from the Grant Date to the date of termination, and the denominator of which is twelve months, such product to be rounded up to the nearest whole number. The prorated number of RSUs shall vest on the applicable Vesting Date.  The remaining portion of the Award shall be forfeited and cancelled without consideration.

(ii)Upon the termination of the Participant’s service with the Company as a director due to voluntary resignation prior to the next regularly scheduled meeting of the Company’s stockholders at which directors are elected, or removal for cause, the Award shall be forfeited and cancelled without consideration.

(iii)Upon the termination of the Participant’s service with the Company as a director due to retirement by reason of the Company’s Director Retirement Guideline, or for any other reason not listed in Section 2(c)(i) or (c)(ii), the Award shall vest on the Vesting Date.

1

3.Settlement of RSUs:  Subject to Section 2 of this Agreement, and except to the extent the Participant has elected that delivery be deferred in accordance with the rules and procedures prescribed by the Board or the Compensation and Management Development Committee (which rules and procedures, among other things, shall be consistent with the requirements of Section 409A of the Code), the Company shall deliver to the Participant (or to a Company-designated brokerage account) as soon as administratively practicable following the Vesting Date (but in no event later than 2 1⁄2 months after the Vesting Date), in complete settlement of all vested RSUs, a number of Common Shares equal to the number of vested RSUs.

4.Rights as a Stockholder:  The Participant shall have no voting, dividend or other rights as a stockholder with respect to the Award until the RSUs have vested and Common Shares have been delivered pursuant to this Agreement.

5.Non-Transferability of Award:  The RSUs may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Participant other than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance shall be void and unenforceable against the Company; provided, that the Participant may designate a beneficiary, on a form provided by the Company, to receive any portion of the Award payable hereunder following the Participant’s death.

6.Securities Laws:  The Company may impose such restrictions, conditions or limitations as it determines appropriate as to the timing and manner of any resales by the Participant or other subsequent transfers by the Participant of any Common Shares issued as a result of the vesting or settlement of the RSUs, including without limitation (a) restrictions under an insider trading policy, and (b) restrictions as to the use of a specified brokerage firm for such resales or other transfers.  Upon the acquisition of any Common Shares pursuant to the vesting or settlement of the RSUs, the Participant will make or enter into such written representations, warranties and agreements as the Company may reasonably request in order to comply with applicable securities laws or with this Agreement and the 2009 Plan.  All accounts in which such Common Shares are held or any certificates for Common Shares shall be subject to such stop transfer orders and other restrictions as the Company may deem advisable under the rules, regulations and other requirements of the Securities and Exchange Commission, any stock exchange or quotation system upon which the Common Shares are then listed or quoted, and any applicable federal or state securities law, and the Company may cause a legend or legends to be put on any such certificates (or other appropriate restrictions and/or notations to be associated with any accounts in which such Common Shares are held) to make appropriate reference to such restrictions.

7.Severability:  In the event that any provision of this Agreement is declared to be illegal, invalid or otherwise unenforceable by a court of competent jurisdiction, such provision shall be reformed, if possible, to the extent necessary to render it legal, valid and enforceable, or otherwise deleted, and the remainder of this Agreement shall not be affected except to the extent necessary to reform or delete such illegal, invalid or unenforceable provision.

8.Further Assurances:  Each party shall cooperate and take such action as may be reasonably requested by either party hereto in order to carry out the provisions and purposes of this Agreement.

9.Binding Effect:  The Award and this Agreement shall inure to the benefit of and be binding upon the parties hereto and their respective permitted heirs, beneficiaries, successors and assigns.

2

10.Electronic Delivery:  By executing this Agreement, the Participant hereby consents to the delivery of any and all information (including, without limitation, information required to be delivered to the Participant pursuant to applicable securities laws), in whole or in part, regarding the Company and its subsidiaries, the 2009 Plan, and the Award via electronic mail, the Company’s or a plan administrator’s web site, or other means of electronic delivery.

11.Governing Law:  The Award and this Agreement shall be interpreted and construed in accordance with the laws of the state of Delaware and applicable federal law, without regard to the conflicts of laws provisions thereof.

12.Restricted Stock Units Subject to Plan:  By entering into this Agreement the Participant agrees and acknowledges that the Participant has received and read a copy of the 2009 Plan and the 2009 Plan's prospectus.  The RSUs and the Common Shares issued upon vesting of such RSUs are subject to the 2009 Plan, which is hereby incorporated by reference.  In the event of any conflict between any term or provision of this Agreement and a term or provision of the 2009 Plan, the applicable terms and provisions of the 2009 Plan shall govern and prevail. 

13.Validity of Agreement:  This Agreement shall be valid, binding and effective upon the Company on the Grant Date.  However, the RSUs granted pursuant to this Agreement shall be forfeited by the Participant and this Agreement shall have no force and effect if it is not duly executed by the Participant and delivered to the Company on or before <<Validity Date>>.

14.Headings:  The headings preceding the text of the sections hereof are inserted solely for convenience of reference, and shall not constitute a part of this Agreement, nor shall they affect its meaning, construction or effect.

15.Compliance with Section 409A of the Code:  Notwithstanding any provision in this Agreement to the contrary, this Agreement will be interpreted and applied so that the Agreement does not fail to meet, and is operated in accordance with, the requirements of Section 409A of the Code.  The Company reserves the right to change the terms of this Agreement and the 2009 Plan without the Participant’s consent to the extent necessary or desirable to comply with the requirements of Section 409A of the Code, the Treasury regulations and other guidance thereunder.  Further, in accordance with the restrictions provided by Treasury Regulation Section 1.409A-3(j)(2), any subsequent amendments to this Agreement or any other agreement, or the entering into or termination of any other agreement, affecting the RSUs provided by this Agreement shall not modify the time or form of issuance of the RSUs set forth in this Agreement.

16.Definitions:  The following terms shall have the following meanings for purposes of this Agreement, notwithstanding any contrary definition in the 2009 Plan: 

(a)“Change in Control” of the Company means:

(i)    Any individual, entity or group (within the meaning of Section 13(d)(3) or 14(d)(2) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) (a “Person”) becomes the beneficial owner (within the meaning of Rule 13d-3 promulgated under the Exchange Act) of 50% or more of either (A) the then-outstanding shares of common stock of the Company (the “Outstanding Company Common Stock”) or (B) the combined voting power of the then-outstanding voting securities of the Company entitled to vote generally in the election of directors (the “Outstanding Company Voting Securities”); provided, however, that, for purposes of this subparagraph, the following acquisitions shall 

3

not constitute a Change of Control:  (i) any acquisition directly from the Company, (ii) any acquisition by the Company, (iii) any acquisition by any employee benefit plan (or related trust) sponsored or maintained by the Company or any Affiliate, or (iv) any acquisition pursuant to a transaction that complies with clauses (A), (B) or (C) in paragraph (iii) of this definition; or
(ii)    Individuals who, as of the effective date of this Agreement, constitute the Board (the “Incumbent Board”) cease for any reason to constitute at least a majority of the Board; provided, however, that any individual becoming a director subsequent to the effective date of this Agreement whose election, or nomination for election by the Company's stockholders, was approved by a vote of at least a majority of the directors then comprising the Incumbent Board shall be considered as though such individual was a member of the Incumbent Board, but excluding, for this purpose, any such individual whose initial assumption of office occurs as a result of an actual or threatened election contest with respect to the election or removal of directors or other actual or threatened solicitation of proxies or consents by or on behalf of a Person other than the Board; or
(iii)    Consummation of a reorganization, merger, statutory share exchange or consolidation or similar transaction involving the Company or any of its subsidiaries, a sale or other disposition of all or substantially all of the assets of the Company, or the acquisition of assets or stock of another entity by the Company or any of its subsidiaries (each, a “Business Combination”), in each case unless, following such Business Combination, (A) all or substantially all of the individuals and entities that were the beneficial owners of the Outstanding Company Common Stock and the Outstanding Company Voting Securities immediately prior to such Business Combination beneficially own, directly or indirectly, more than 50% of the then-outstanding shares of common stock (or, for a non-corporate entity, equivalent securities) and the combined voting power of the then-outstanding voting securities entitled to vote generally in the election of directors (or, for a non-corporate entity, equivalent governing body), as the case may be, of the entity resulting from such Business Combination (including, without limitation, an entity that, as a result of such transaction, owns the Company or all or substantially all of the Company’s assets either directly or through one or more subsidiaries) in substantially the same proportions as their ownership immediately prior to such Business Combination of the Outstanding Company Common Stock and the Outstanding Company Voting Securities, as the case may be, (B) no Person (excluding any corporation resulting from such Business Combination or any employee benefit plan (or related trust) of the Company or such corporation resulting from such Business Combination) beneficially owns, directly or indirectly, 50% or more of, respectively, the then-outstanding shares of common stock of the corporation resulting from such Business Combination or the combined voting power of the then-outstanding voting securities of such corporation, except to the extent that such ownership existed prior to the Business Combination, and (C) at least a majority of the members of the board of directors (or, for a non-corporate entity, equivalent governing body) of the entity resulting from such Business Combination were members of the Incumbent Board at the time of the execution of the initial agreement or of the action of the Board providing for such Business Combination; or
(iv)    Approval by the stockholders of the Company of a complete liquidation or dissolution of the Company.

4

Notwithstanding the foregoing, if it is determined that an Award hereunder is subject to the requirements of Section 409A and the Change in Control is a “payment event” under Section 409A for such Award, the Company will not be deemed to have undergone a Change in Control unless the Company is deemed to have undergone a “change in control event” pursuant to the definition of such term in Section 409A.
(b)“Disability” has the same meaning as “Disability” in the Celanese Corporation 2008 Deferred Compensation Plan or such other meaning as determined by the Board in its sole discretion.
IN WITNESS WHEREOF, the Company has caused this Agreement to be executed on its behalf by its duly authorized officer and the Participant has also executed this Agreement in duplicate.
	
						
	 
	 
	CELANESE CORPORATION

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Mark C. Rohr

	 
	 
	 
	Chairman and Chief Executive

	 
	 
	 
	 
	 

	 
	This Agreement has been accepted and agreed to by the undersigned Participant.

	 
	 
	 
	 
	 

	 
	 
	 
	PARTICIPANT
	 

	 
	 
	 
	 
	 

	 
	 
	 
	 

	 
	 
	 
	<<NAME>>, Director

5

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