Document:

EX-4.2

 Exhibit 4.2 

LYONDELLBASELL INDUSTRIES N.V. 

and 
 WELLS FARGO BANK,
NATIONAL ASSOCIATION, as Trustee 
  
  

FIRST SUPPLEMENTAL INDENTURE 

Dated as of December 10, 2015 

to 
 Indenture 

Dated as of November 14, 2011 

6.000% Senior Notes due 2021 

 THIS FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated
as of December 10, 2015, is by and between LyondellBasell Industries N.V., a public company with limited liability (naamloze vennootschap) in the Kingdom of The Netherlands (the “Company”), and Wells Fargo Bank, National
Association, a national banking association, as trustee (the “Trustee”). 
 WHEREAS, the Company, the Guarantors named
therein and the Trustee have heretofore executed and delivered that certain Indenture, dated as of November 14, 2011 (the “Indenture”); 

WHEREAS, on November 14, 2011, the Company issued $1,000,000,000 in aggregate principal amount of its 6.000% Senior Notes due 2021 (the
“Notes”); 
 WHEREAS, $1,000,000,000 in aggregate principal amount of the Notes is currently outstanding; 

WHEREAS, all of the Guarantors have been heretofore automatically and unconditionally released from all Obligations under Article 10 of the
Indenture in accordance with the provisions of Section 10.02(b)(v) of the Indenture; 
 WHEREAS, Section 9.02 of the Indenture
provides that, with the consent of the Holders of a majority in aggregate principal amount of the Notes then outstanding, the Company and the Trustee may enter into an indenture supplemental to the Indenture for the purpose of amending or
supplementing the Indenture (subject to certain exceptions set forth therein); 
 WHEREAS, the execution and delivery of this Supplemental
Indenture have been authorized by the Company; 
 WHEREAS, the Company desires and has requested the Trustee to join with the Company in
entering into this Supplemental Indenture for the purpose of amending the Indenture in certain respects as permitted by Section 9.02 of the Indenture; 

WHEREAS, the Company has been soliciting consents to the amendments effected by this Supplemental Indenture upon the terms and subject to the
conditions set forth in its Consent Solicitation Statement dated December 1, 2015 and the related Letter of Consent (which together, including any amendments, modifications or supplements thereto, constitute the “Consent
Solicitation”); 
 WHEREAS, (1) the Company has received the consent of the Holders of a majority in aggregate principal
amount of the outstanding Notes, all as certified by an Officer’s Certificate delivered to the Trustee simultaneously with the execution and delivery of this Supplemental Indenture, (2) the Company has delivered to the Trustee
simultaneously with the execution and delivery of this Supplemental Indenture an Opinion of Counsel relating to this Supplemental Indenture as contemplated by Section 9.06 of the Indenture and (3) the Company has satisfied all other
conditions required under Article 9 of the Indenture to enable the Company and the Trustee to enter into this Supplemental Indenture. 

 NOW, THEREFORE, in consideration of the above premises, each party hereby agrees, for the benefit
of the others and for the equal and ratable benefit of the Holders of the Notes, as follows: 
 ARTICLE I 

AMENDMENTS TO THE INDENTURE AND THE NOTES 

Section 1.1 Certain Amendments to the Indenture.  

(a) Section 4.04 of the Indenture is hereby deleted in its entirety. 

(b) Section 4.08 of the Indenture is hereby deleted in its entirety. 

(c) Clause (i) of Section 4.11(b) of the Indenture is hereby amended to add the following words to the beginning of such clause:
“(a) any Notes presented for payment in the United Kingdom or (b)”. 
 (d) Article 10 of the Indenture is hereby deleted in its
entirety. 
 Section 1.2 Conforming Amendments to the Indenture and the Notes. 

(a) Section 4.03(c) of the Indenture is hereby amended to delete the words “(x) all Non-Guarantor Subsidiary Debt (other than
Non-Guarantor Subsidiary Debt described in clauses (i) through (vii) of Section 4.04(b)) and (y).” 
 (b)
Section 4.05(a)(iii) of the Indenture is hereby amended to delete the reference to “(x)” and to further delete the words “and (y) Non-Guarantor Subsidiary Debt (with the exception of Non-Guarantor Subsidiary Debt which is
described in clauses (i) through (vii) of Section 4.04(b)).” 
 (c) The second sentence of Section 9.01(b) is
hereby deleted. 
 (d) Exhibit D to the Indenture is hereby deleted in its entirety. 

(e) The Indenture and the Notes are hereby further amended to delete all provisions inconsistent with the amendments to the Indenture referred
to in Section 1.1 and in Section 1.2(a)-(d) of this Supplemental Indenture. Without limiting the generality of the foregoing, all cross-references in the Indenture or the Notes to any of the provisions of the Indenture that are
deleted in this Supplemental Indenture are also hereby deleted, together with all terms defined in such provisions and any cross-references in the Indenture or the Notes to any such defined terms. 

  
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 ARTICLE II 

MISCELLANEOUS PROVISIONS 

Section 2.1 Defined Terms. For all purposes of this Supplemental Indenture, except as otherwise defined or unless the
context otherwise requires, capitalized terms used in this Supplemental Indenture and not defined herein have the meanings specified in the Indenture. 

Section 2.2 Indenture. Except as amended hereby, the Indenture is in all respects ratified and confirmed and all the terms
thereof shall remain in full force and effect. This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered under the Indenture shall be bound hereby,
and all terms and conditions of both shall be read together as though they constitute a single instrument, except that in the case of conflict the provisions of this Supplemental Indenture shall control. 

Section 2.3 Governing Law. THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF
THE STATE OF NEW YORK. 
 Section 2.4 Successors. All agreements of the Company in this Supplemental Indenture shall bind
its successors. All agreements of the Trustee in this Supplemental Indenture shall bind its successors. 
 Section 2.5 Duplicate
Originals. Each of the parties may sign any number of copies of this Supplemental Indenture. Each signed copy shall be an original, but all of them together shall represent the same agreement. It is the express intent of the parties to be
bound by the exchange of signatures on this Supplemental Indenture via telecopy or other form of electronic transmission. 

Section 2.6 Severability. In case any one or more of the provisions in this Supplemental Indenture or in the Notes shall be
held invalid, illegal or unenforceable, in any respect for any reason, the validity, legality and enforceability of any such provision in every other respect and of the remaining provisions shall not in any way be affected or impaired thereby, it
being intended that all of the provisions hereof shall be enforceable to the fullest extent permitted by law. 
 Section 2.7
Disclaimer. The Trustee accepts the amendments of the Indenture effected by this Supplemental Indenture and agrees to execute the trust created by the Indenture as hereby amended, but on the terms and conditions set forth in the
Indenture, including the terms and provisions defining and limiting the liabilities and responsibilities of the Trustee, which terms and provisions shall in like manner define and limit its liabilities and responsibilities in the performance of the
trust created by the Indenture as hereby amended, and without limiting the generality of the foregoing, the Trustee shall not be responsible in any manner whatsoever for or with respect to any of the recitals or statements contained herein, all of
which recitals or statements are made solely by the Company, and the Trustee makes any representation with respect to any such matters. Additionally, the Trustee makes no representations as to the validity or sufficiency of this Supplemental
Indenture. 

  
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 Section 2.8 Effectiveness. The provisions of this Supplemental Indenture shall
be effective upon execution of this instrument by each of the parties hereto. Notwithstanding the foregoing sentence, the provisions of this Supplemental Indenture shall become operative only upon the payment by the Company, pursuant to the Consent
Solicitation, of the Consent Fee (as defined therein) to all holders of the Notes entitled thereto, with the result that the amendments to the Indenture effected by this Supplemental Indenture shall be deemed to be revoked retroactive to the date
hereof if such payment shall not occur. The Company shall notify the Trustee in writing promptly after the occurrence of such payment or promptly after the Company shall determine that such payment will not occur. 

Section 2.9 Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction
thereof. 
 [THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed as of the day and year written above. 
  

			
	COMPANY:
	
	LYONDELLBASELL INDUSTRIES N.V.
		
	By:	 	 /s/ Jeffrey Kaplan

	Name:	 	Jeffrey Kaplan
	Title:	 	Member of the Management Board
	
	TRUSTEE:
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee
		
	By:	 	 /s/ Stefan Victory

	Name:	 	Stefan Victory
	Title:	 	Vice President

  
 5EX-10.1

 Exhibit 10.1 

AMENDMENT NO. 9 
 TO 

REVOLVING CREDIT AND SECURITY AGREEMENT 

THIS AMENDMENT NO. 9 (this “Amendment”) is entered into as of December 10, 2015, by and among HUTCHINSON TECHNOLOGY
INCORPORATED, a corporation organized under the laws of the State of Minnesota (“HTI”) (HTI and each other Person who becomes a Borrower under the Loan Agreement referred to below, each a “Borrower,” and
collectively “Borrowers”), the financial institutions set forth on the signature pages hereto (each a “Lender” and collectively, “Lenders”) and PNC Bank, National Association as agent for Lenders
(in such capacity, “Agent”). 
 BACKGROUND 

Borrowers, Agent and Lenders are parties to a Revolving Credit and Security Agreement dated as of September 16, 2011 (as amended,
restated, supplemented or otherwise modified from time to time, the “Loan Agreement”) pursuant to which Agent and Lenders provide Borrowers with certain financial accommodations. 

Borrowers have requested that Agent and Lenders agree to certain amendments to the Loan Agreement, and Agent and Lenders are willing to do so
on the terms and conditions hereafter set forth. 
 NOW, THEREFORE, in consideration of any loan or advance or grant of credit heretofore or
hereafter made to or for the account of Borrowers by Agent and Lenders, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: 

1. Definitions. All capitalized terms not otherwise defined herein shall have the meanings given to them in the Loan Agreement. 

2. Amendment to Loan Agreement. Subject to satisfaction of the conditions precedent set forth in Section 3 below, Section 6.5
of the Loan Agreement is hereby amended in its entirety to provide as follows: 
 6.5. Financial Covenants. 

(a) Minimum EBITDA. Cause EBITDA to be not less than the amount set forth below for the corresponding period set forth
below: 
  

					
	 Period
	  	EBITDA	 
	 For the four fiscal quarters ending on or about December 31, 2015
	  	$	12,000,000	  
	 For the four fiscal quarters ending on or about March 31, 2016
	  	$	11,000,000	  
	 For the four fiscal quarters ending on or about June 30, 2016
	  	$	13,000,000	  
	 For the four fiscal quarters ending on or about September 30, 2016
	  	$	14,000,000	  

 (b) Fixed Charge Coverage Ratio. Cause to be maintained a Fixed Charge
Coverage Ratio as of the end of each period set forth below of not less than the corresponding Fixed Charge Coverage Ratio for such period set forth below: 
  

			
	 Period
	 	Fixed Charge Coverage
Ratio
	 For the fiscal quarter ending on or about December 31, 2016
	 	1.05 : 1.00
	 For the two fiscal quarters ending on or about March 31, 2017
	 	1.05 : 1.00
	 For the three fiscal quarters ending on or about June 30, 2017
	 	1.05 : 1.00
	 For the four fiscal quarters ending on or about September 30, 2017 and for each four fiscal quarter period ending on the last day
of each fiscal quarter thereafter
	 	1.05 : 1.00

 (c) Minimum Cash, Cash Equivalents and Short-Term Investments. Cause the aggregate book
value of all cash, cash equivalents and short-term investments of the Borrowers and their Subsidiaries as of the end of each fiscal quarter of HTI (commencing with the fiscal quarter ending on or about December 31, 2015), determined on a
consolidated basis in accordance with GAAP, less the aggregate amount of all Revolving Advances outstanding as of the end of such fiscal quarter, to be not less than $25,000,000, provided, however, that not less than $15,000,000 of
such amount of cash, cash equivalents and short-term investments shall be held in deposit accounts and/or investment accounts maintained with the Agent. 

  
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 3. Conditions of Effectiveness. This Amendment shall become effective upon satisfaction of
the following conditions precedent. Agent shall have received: 
 (a) a copy of this Amendment executed by Borrowers, Agent and Lenders; and

 (b) an amendment fee of $50,000 which shall be charged by Agent to Borrowers’ Account. 

4. [Reserved.] 
 5.
Representations and Warranties. Each Borrower hereby represents and warrants as follows: 
 (a) This Amendment and the Loan
Agreement, as amended hereby, constitute legal, valid and binding obligations of Borrowers and are enforceable against Borrowers in accordance with their respective terms (except as such enforceability may be limited by any applicable bankruptcy,
insolvency, moratorium or similar laws affecting creditors’ rights generally or general principles of equity). 
 (b) Upon the
effectiveness of this Amendment, each Borrower hereby reaffirms all covenants, representations and warranties made in the Loan Agreement to the extent the same are not amended hereby and agrees that all such covenants, representations and warranties
shall be deemed to have been remade as of the effective date of this Amendment. 
 (c) The execution, delivery and performance of this
Amendment and all other documents in connection therewith has been duly authorized by all necessary corporate action on the part of the Borrowers, and do not contravene, violate or cause the breach of any agreement, judgment, order, law or
regulation applicable to any Borrower. 
 (d) Upon the effectiveness of this Amendment, no Event of Default or Default has occurred and is
continuing. 
 (e) No Borrower has any defense, counterclaim or offset with respect to the Loan Agreement. 

6. Representation by Agent. Agent hereby represents that, as of the date hereof, PNC Bank, National Association is the only Lender
party to the Loan Agreement. 
 7. Effect on the Loan Agreement. 

(a) Upon the effectiveness of this Amendment, each reference in the Loan Agreement to “this Agreement,” “hereunder,”
“hereof,” “herein” or words of like import shall mean and be a reference to the Loan Agreement as amended hereby. 
 (b)
Except as specifically amended herein, the Loan Agreement, and all other documents, instruments and agreements executed and/or delivered in connection therewith, shall remain in full force and effect, and are hereby ratified and confirmed. 

(c) Except as otherwise expressly contemplated hereby, the execution, delivery and effectiveness of this Amendment shall not operate as a
waiver of any right, 

  
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power or remedy of Agent or Lenders, nor constitute a waiver of any provision of the Loan Agreement, or any other documents, instruments or agreements executed and/or delivered under or in
connection therewith. 
 (d) This Amendment shall be an Other Document for all purposes under the Loan Agreement. 

8. Release. The Borrowers hereby acknowledge and agree that: (a) to their knowledge neither they nor any of their Subsidiaries
have any claim or cause of action against Agent or any Lender (or any of Agent’s or any Lender’s Affiliates, officers, directors, employees, attorneys, consultants or agents) under the Loan Agreement or the Other Documents and (b) to
their knowledge Agent and each Lender have heretofore properly performed and satisfied in a timely manner all of their respective obligations to the Borrowers under the Loan Agreement and the Other Documents. Notwithstanding the foregoing, Agent and
each Lender wish (and the Borrowers agree) to eliminate any possibility that any past conditions, acts, omissions, events or circumstances would impair or otherwise adversely affect any of Agent’s or such Lender’s rights, interests,
security and/or remedies under the Loan Agreement and the Other Documents. Accordingly, for and in consideration of the agreements contained in this Amendment and other good and valuable consideration, the Borrowers (for themselves and their
respective Subsidiaries and the successors, assigns, heirs and representatives of each of the foregoing) (each a “Releasor” and collectively, the “Releasors”) do hereby fully, finally, unconditionally and
irrevocably release and forever discharge Agent, each Lender and each of their respective Affiliates, officers, directors, employees, attorneys, consultants and agents (each a “Released Party” and collectively, the “Released
Parties”) from any and all debts, claims, obligations, damages, costs, attorneys’ fees, suits, demands, liabilities, actions, proceedings and causes of action, in each case, whether known or unknown, contingent or fixed, direct or
indirect, and of whatever nature or description, and whether in law or in equity, under contract, tort, statute or otherwise, which any Releasor has heretofore had or now or hereafter can, shall or may have against any Released Party by reason of
any act, omission or thing whatsoever done or omitted to be done, except for a Released Party’s gross negligence or willful misconduct as finally determined by a court of competent jurisdiction, prior to the date hereof arising out of,
connected with or related in any way to the Loan Agreement or any Other Document, or any act, event or transaction related or attendant thereto, or Agent’s or any Lender’s agreements contained therein, or the possession, use, operation or
control in connection therewith of any of the assets of the Borrowers, or the making of any advance thereunder, or the management of such advance or the Collateral. 

9. Governing Law. This Amendment shall be binding upon and inure to the benefit of the parties hereto and their respective successors
and assigns and shall be governed by and construed in accordance with the laws of the State of New York. 
 10. Costs and Expenses.
Borrowers hereby agree to pay the Agent, on demand, all reasonable costs and expenses (including reasonable attorneys’ fees and legal expenses) incurred by Agent in connection with this Amendment and any instruments or documents contemplated
hereunder. 

  
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 11. Headings. Section headings in this Amendment are included herein for convenience of
reference only and shall not constitute a part of this Amendment for any other purpose. 
 12. Counterparts; Electronic Transmission.
This Amendment may be executed by the parties hereto in one or more counterparts, each of which shall be deemed an original and all of which when taken together shall constitute one and the same agreement. Any signature delivered by a party by
facsimile transmission or other electronic transmission (including transmission of a PDF file) shall be deemed to be an original signature hereto. 

[Signature Page to Follow] 

  
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 IN WITNESS WHEREOF, this Amendment has been duly executed as of the day and year first written
above. 
  

			
	HUTCHINSON TECHNOLOGY INCORPORATED
		
	By:	 	 /s/ David P. Radloff

	Name:	 	David P. Radloff
	Title:	 	Vice President and
		 	Chief Financial Officer
	
	PNC BANK, NATIONAL ASSOCIATION, as Agent and Lender
		
	By:	 	 /s/ Victor Alarcon

	Name:	 	Victor Alarcon
	Title:	 	Senior Vice President

 Signature Page to Amendment No. 9 to Revolving Credit and Security Agreement

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