Document:

exh_1006.htm

Exhibit 10.06

 

	
CONFIDENTIAL TREATMENT REQUESTED. CERTAIN PORTIONS OF THIS DOCUMENT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND, WHERE APPLICABLE, HAVE BEEN MARKED WITH AN ASTERISK TO DENOTE WHERE OMISSIONS HAVE BEEN MADE. THE CONFIDENTIAL MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.

 

THIRD AMENDMENT TO THE AGREEMENT FOR THE SUPPLY OF SUGARCANE JUICE AND OTHER UTILITIES

 

That each other are:

 

I- AMYRIS BRASIL LTDA , a limited liability company, based in the city of Campinas, State of São Paulo, at Rua James Clerk Maxwell, no. 315-Techno Park, ZIP CODE: 13069-380, duly entered in the National Register of Legal Entities of the Ministry of Finance - CNPJ/MF under no. 09,379,224/0001-20, herein represented in accordance with its Bylaws, hereinafter designated simply "AMYRIS"; and, on the other hand,

 

II- TONON BIOENERGIA S.A.. , a joint-stock company, based in the city of Jaú, State of São Paulo, on Jau-Araraquara Highway, km 129, s/n, Fazenda Santa Cândida-Glebe, Industrial City of Bocaina, duly entered in the National Register of Legal Entities of the Ministry of Finance - CNPJ/MF under no. 07,914,230/0003-77 and State Registration no 217.066.758.118, hereby presented in terms of their bylaws, by itself and/or its subsidiaries, succeeded by embedding PARAISO BIOENERGY S.A., a company based in Paraiso, municipality of Brotas, State of São Paulo, CEP: 17380-000, previously entered in the National Register of Legal Entities of the Ministry of Finance - CNPJ/MF under no. 46,363,016/0001-60, hereinafter referred to as simply "TONON".

 

AMYRIS and TONON are jointly referred to as "Parties" and individually "Party".

 

WHEREAS the Parties signed on March 18, 2011, the Agreement for the Supply of Sugarcane and Other Utilities (hereinafter referred to as the "Agreement"), the purpose of which was to regulate conditions for the provision, by TONON to AMYRIS, of products and utilities necessary for the implementation of the AMYRIS Biofuels, such as, (i) sugarcane juice (the "Juice") corresponding to the processing of certain quantity of sugarcane per year, (ii) water and (iii) water vapor, in the quantities and characteristics agreed upon between the Parties to the Agreement, effective until March 18, 2026;

 

WHEREAS the Parties signed on May 3, 2013, the First Amendment to the Agreement (hereinafter referred to as the "First Amendment"), by which the Parties agreed to certain terms with respect to the supply of syrup from sugarcane or other compounds with high sugar content (the "Syrup");

 

WHEREAS the Parties signed on November 7, 2013, the Second Amendment to the Agreement (hereinafter referred to as the "Second Amendment"), which, as a result of TONON BIOENERGIA S.A.  becoming successor-in-interest to PARAISO BIOENERGY S.A., AMYRIS agreed to transfer all rights and obligations concerning the Agreement,

 

 

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as well as those from the First Amendment to TONON BIOENERGIA S.A., now designated herein as TONON; and WHEREAS the Parties are mutually interested inagreeing to new specifications and characteristics regarding the Syrup established in the Agreement and the First Amendment, as defined below.

 

NOW THEREFORE BE IT RESOLVED, that the Parties mutually agree to enter into this Third Amendment to the Agreement (hereinafter referred to as "Third Amendment"), pursuant to the terms and conditions set forth below.

 

FIRST CLAUSE

OBJECT OF THE AGREEMENT

 

1.1 By this Third Amendment, after negotiations and mutual agreement, the Parties decide to adjust, expressly, the new specifications and characteristics of the Syrup, as the technical conditions expressly laid down in Annex XI hereto, being that these specifications for the Syrup provided for in Annex XI of this instrument will replace, in full, for all purposes and effects of law, Annex VI of the First Amendment. Therefore, from the signature of this instrument, TONON undertakes to provide Syrup to AMYRIS in new specifications in strict adherence to the rules and procedures laid down in Annex XI of this Third Amendment.

 

1.2 For the purposes of clause 1.1 above, Annex XI of thisThird Amendment, once executed by the Parties, will be an integral part of the Agreement, First Amendment, Second Amendment and this Third Amendment for all purposes and effects of law.

 

1.2.1 Is adjusted so that any discrepancy between the stipulations in theAgreement, the First Amendment, the Second Amendment, the Third Amendment thereto and the documents specified in this clause, shall be resolved by mutual understanding of the Parties.

 

1.3 According to the provisions in clauses above in this Third Amendment, TONON undertakes to guarantee, only and exclusively, the specification of the BRIX (i.e., greater than or equal to 60%) of Syrup, after testing the evaporation system performance by AMYRIS with subsequent acceptance by TONON. 

 

1.3.1 in accordance with clause 1.3 of this Third Amendment, only in the event of non-compliance with the specifications of the BRIX, the Parties ratify the obligations and the incidence of the financial penalties provided for in clause 5.3 of the Agreement and under clause 3.1 of the First Amendment. In this sense, the Parties mutually agree that there shall not be any other financial penalty to be applied in the event of non-compliance to

 

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the other specifications of the Syrup.  The Parties agree, in conjunction herewith, to adjust all the specifications provided for in Annex XI to this Third Amendment.

 

1.4 Notwithstanding anything to the contrary herein, by signing this Third Amendment, the Parties assume full knowledge and total agreement on all the terms arranged in such clauses and documents

part of this Third Amendment, and the Parties may not claim  lack of knowledge about any such changes caused by this Amendment.

 

SECOND CLAUSE

RATIFICATION

 

2.1 The Parties ratify this Act, in all its terms, the remaining terms and conditions laid down in the Agreement, the First Amendment and the Second Amendment have not been changed expressly by this Third Amendment.

 

2.2 The Parties agree that the terms of this Third Amendment supersede the terms and conditions in any other agreement between the Parties between the date of signing of the Agreement and the date of signing of this Third Amendment.

 

2.3 The terms of the Agreement as well as this Third Amendment, can only be changed by the mutual agreement, in writing, for an extended term between the Parties.

 

It being mutually understood and agreed, the Parties signed the present instrument in 02 (two) routes of equal content and form, to the same effect, along with 2 (two) witnesses legally able to also sign.

 

Campinas, 27 January 2015.

 

 

/s/Eduardo Loosli Sileira                                   /s/Giani Ming Valent

AMYRIS BRASIL LTDA.

 

 

/s/ Marco Antonio C. Toledo                                                      /s/ Vitor Antonio Picin

TONON BIOENERGIA S.A.

 

Witnesses:

 

	1) /s/ Antonio Carlos Wiesser 	2) /s/ Mayrara Muniz de Freitas
	Name: Antonio Carlos Wiesser 	Name: Mayrara Muniz de Freitas
	RG:	RG: 

 

 

 

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ANNEX XI – SPECIFICATIONS OF SYRUP AND WATER

 

 

	
1. Identification

Product:*

Molecular Formula: *

CAS RN:*

 

	

2. Description

Cane syrup is a product extracted from the sugarcane, used in the production of sugar and ethanol. It is marketed in the form of sweet brown solution rich in sucrose as carbon source in fermentation processes.

 

	
3. Specifications

 

	
PR

	
Parameters

	
Methodologies

	
Specification

	
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4. Storage

Store in a clean place, avoid sun exposure and moisture.

 

	

5. ' Observations 

The receive parameter

(I) Essential: the record in a report of analysis; every receipt.

(R) References: reference values.

 

 

 

 

[*] Certain portions denoted with an asterisk have been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

 

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Exhibit 10.07

 

 

	
CONFIDENTIAL TREATMENT REQUESTED. CERTAIN PORTIONS OF THIS DOCUMENT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND, WHERE APPLICABLE, HAVE BEEN MARKED WITH AN ASTERISK TO DENOTE WHERE OMISSIONS HAVE BEEN MADE. THE CONFIDENTIAL MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.

 

FOURTH AMENDMENT TO THE PRIVATE INSTRUMENT OF NON RESIDENTIAL REAL ESTATE LEASE AGREEMENT

That each other are:

 

LUCIO TOMASIELLO, Brazilian, single,  over 18 years of age, businessman, bearer of identity card RG no*, entered in the Register of Natural Persons of the Ministry of Finance-CPF/MF under no.*, resident and domiciled in the city of * and MAURÍCIO TOMASIELLO, Brazilian, single,  over 18 years of age, businessman, bearer of identity card RG no * registered in the Register of Natural Persons of the Ministry of Finance-CPF/MF under no. *, resident and domiciled in the city of *, hereinafter designated simply "LESSORS"; e

 

AMYRIS BRASIL LTDA. , limited liability company with headquarters in the city of Campinas, State of São Paulo, at Rua James Clerk Maxwell, no. 315, Techno Park, ZIP CODE 13069-380 duly entered in the National Register of Legal Entities of the Ministry of Finance - CNPJ/MF under no. *, hereby presented in terms of its Social contract, hereinafter designated simply "LESSEE"; and,

 

LESSORS and LESSEE are jointly referred to as "Parties" and individually "Party".

 

WHEREAS, on March 31, 2008, the Parties entered into the Private Instrument of Non-Residential Real Estate Lease Agreement (the "Agreement"), relating to the leasing of commercial building, which has a total construction area of 1,368, 09m2 (square meters), and is situated at Rua James Clerk Maxwell, number, Zip Code 13069 315-380, object of registration no 100068 filed on the 2nd Real Estate Registry Office of Campinas – SP and registered in the municipality of Campinas in the Cartographic code no. 3162.44.26.0285.00000 (the "Property").

 

WHEREAS, on July 5, 2008, the Parties entered into the Private Instrument of Amendment to the Agreement (the "First Amendment"), which modified the warranty conditions of the lease set out in theAgreement;

 

WHEREAS, on October 30, 2008, the Parties entered into the Second Amendment to the Agreement (the "Second Amendment"), which extended the term of the lease from 36 (thirty six) months to 60 (sixty) months, i.e. until May 31, 2013;

 

[*] Certain portions denoted with an asterisk have been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

 

  

  

  

WHEREAS, on October 1, 2012, the Parties entered into the third addendum to the Agreement (the "Third Amendment"), which extended the term of the lease for a further 36 (thirty six) months, i.e. until October 1, 2015 and set the change in monthly rent price; and

 

WHEREAS the Parties have an interest in (i) extending the term of the Agreement for another 36 (thirty six) months, (ii) fixing the monthly price increase of rent, and (iii) defining ancillary clauses to the Agreement.

 

NOW THEREFORE BE IT RESOLVED, the parties thus by common and full agreement, conclude this Fourth Amendment to the Agreement (the "Fourth Amendment"), in accordance with the terms and conditions set forth below.

 

 

CLAUSE FIRST

TERM OF LEASE

 

1.1 The Parties mutually agree to extend the term of the Agreement for another 36 (thirty six) months from the execution date of this Fourth Amendment. In this way, the term of the said Agreement shall be extended until October 5, 2018.  

 

1.2 the term indicated in  Clause 1.1, above, may only be extended by signing a further extension term by the Parties.

 

 

SECOND CLAUSE

PRICE OF RENT

 

2.1 In consideration for extending the term of the Agreement, and after mutual agreement, the LESSEE shall pay to LESSORS, only from October 1, 2015, the amount of R$s28.35 (twenty-eight reais and thirty-five cents) per m2 (square meter), being calculated on the total built-up area of real estate, namely, 1,368 .09  m2 (square meters) total, so the amount of R$38,785.35. (thirty-eight thousand seven hundred and eighty-five reais and thirty-five cents) monthly.

 

2.1.1 the Parties mutually agree that, until October 1, 2015, the LESSEE shall pay to LESSORS the monthly amount set forth in the clause 3.0 of the Third Amendment.

 

  

  

  

2.1.2 The amount set forth under clause 2.1 above will be fixed annually and shall be calculated in accordance with the change in the general price index – market IGPM, of Fundação Getúlio Vargas – FGV, and any further changes in the adjusted term must be agreed upon by the parties and approved by the LESSEE, at the conclusion of the extension period.

 

2.2 In line with that prescribed in clause 2.1 above, the Parties mutually agree that upon the signature of this Fourth Amendment, to remove and replace the wording of clause 5.0, in its entirety, with the following provision:

 

"5th) from October 1, 2015, the LESSEE shall pay to LESSORS the monthly rent of R$38,785.35. (thirty-eight thousand seven hundred and eighty-five reais and thirty-five cents) due every day 05 (fifth) of each month via bank deposit account (*) for the deposit slip as receipt and discharge. Additionally, the monthly rent will be fixed annually, by varying General market price index –IGPM, measured by Fundação Getúlio Vargas – FGV. Nevertheless, the Parties agree that, until October 1, 2015, the LESSEE shall pay to the LESSORS the monthly amount foreseen in clause 3.0 of the Third Amendment.

 

2.3 the parties declare under this second clause, that the terms and conditions for payment not set forth in this Fourth Amendment shall become a binding part of the Agreement.

 

 

CLAUSE THREE

OTHER OBLIGATIONS OF THE PARTIES

 

3.1 For this Fourth Amendment, the Parties agree, so as to establish mutual additional obligations for each one of them. In view of this, regarding the mutual obligations, the Parties wish to insert, in the Agreement, the provisions set out in sections 3.2, 3.3 and 3.4 below.

 

3.2 this Agreement may only be changed in any of its provisions by the agreement, in writing, of contractual additive terms.

 

3.3 Notwithstanding anything to the contrary contained in this Agreement, neither Party, its affiliates and/or its employees or representatives shall be liable to the other

 

[*] Certain portions denoted with an asterisk have been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

  

  

  

Party by the terms of this Agreement or by virtue of law, for any indirect, lost profits, loss of revenue, loss of use, loss of production, loss of contracts or for any economic or financial loss that the other Party may suffer.

 

3.4 Regardless of any breach that results in the termination of this Agreement, the Parties shall not require any form of compensation from one another, whether based in lost profits, indirect, special or under any other title.

 

3.5 upon signature of this Fourth Amendment, the Parties assume full knowledge and total agreement on all the terms arranged in such clauses.

 

 

FOURTH CLAUSE

THE GENERAL PROVISIONS

 

4.1 All the terms herein are ratified, and the remaining terms and conditions contained in the Agreement, the First Amendment, the Second Amendment and the Third Amendment have not been expressly changed by this Fourth Amendment shall remain in full force and effect.

 

4.2 the Parties agree that the terms of this Fourth Amendment supersede the conditions in any other agreement between the Parties between the date of signing of the Agreement and the date of signature of this Fourth Amendment.

 

 

It being mutualy understood and agreed, the Parties signed the present instrument in 03 (three) counterparts of equal content and form, along with 02 (two) witnesses whom also signed.

 

Campinas, March 3, 2015.

 

 

             /s/ Lucius Tomasiello                                            /s/Mauritius Tomasiello             

LESSORS

LUCIUS TOMASIELLO                                                                MAURITIUS TOMASIELLO

 

 

 

            /s/ Eduardo Loosli Silveira                                            /s/ Giani Ming Valent           

LESSEE 

AMYRIS BRASIL LTDA.

 

  

  

  

Witnesses:

 

	1.	/s/ Edison Souza	 	2.	/s/ (ILLEGIBLE) 	 
	 	Name: Edison Souza 	 	 	Name: ILLEGIBLE	 
	RG: 	 	RG:	 
	CPF/MF: 	 	CPF/MF:	 

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  

(signature sheet to the Fourth Amendment to the Private Instrument of Non-Residential Real Estate Lease Agreement on 01/10/2012)

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