Document:

exv10w29

 

Exhibit 10.29

AMENDMENT NO. 1 TO SERVICE PROVIDER STOCKHOLDERS AGREEMENT

OF

SS&C TECHNOLOGIES HOLDINGS, INC.

          This
Amendment No. 1 (“Amendment”), dated April 22, 2008, to the Service Provider
Stockholders Agreement (the “Agreement”) dated as of November 23, 2005, is entered into by
and among SS&C Technologies Holdings, Inc., a Delaware corporation (formerly known as Sunshine
Acquisition Corporation) (the “Company”), Carlyle Partners IV, L.P., a Delaware limited
partnership (“CP IV”), and CP IV Coinvestment, L.P., a Delaware limited partnership
(“Coinvestment”, and, together with CP IV, the “Initial Carlyle Stockholders”).
Certain capitalized terms used herein without definition have the meanings ascribed to them in the
Agreement (as amended hereby).

RECITALS:

          WHEREAS, the Company and the Initial Carlyle Stockholders desire to amend the Agreement in
accordance with the terms of this Amendment; and

          WHEREAS, this Amendment has been approved by resolution of the board of directors of the
Company in accordance with Section 10(k) of the Agreement (the “Board Resolution”).

AGREEMENT:

          NOW, THEREFORE, in consideration of the foregoing and the mutual agreements set forth herein,
and other good and valuable consideration, the receipt and adequacy of which are hereby
acknowledged, the Parties hereto, intending to be legally bound, hereby agree as follows:

Section 1. Amendments.

          (a) Effective as of the date hereof, Section 1 of the Agreement is hereby amended by (1)
deleting the word “and” immediately prior to “(iv)”; (2) adding the phrase “; and (v) Transfers
pursuant to an effective registration statement filed in accordance with the Securities Act (as
defined below) in connection with an IPO” immediately following the phrase “any Permitted Transfer”
in the first sentence of Section 1; and (3) amending and restating the last sentence of Section 1
in its entirety to read as follows: “It shall be a condition to any Permitted Transfer, any
Transfer requiring approval by the Board pursuant to this Section 1 (other than any Transfer
pursuant to Rule 144 promulgated under the Securities Act approved by the Board) or any Transfer
after the IPO (other than any Transfer pursuant to Rule 144 promulgated under the Securities Act or
pursuant to an effective registration statement under the Securities Act) that the transferee shall
(i) agree to become a party to this Agreement as a Service Provider Stockholder and (ii) execute a
signature page in the form attached as Exhibit A hereto acknowledging that such transferee agrees
to be bound by the terms hereof.”

 

 

          (b) Effective as of the date hereof, Section 3 of the Agreement is hereby amended by adding
the phrase “(other than Transfers pursuant to an effective registration statement filed in
accordance with the Securities Act in connection with an IPO)” immediately following the phrase
“Third Party Purchaser” the first time such phrase appears in the first sentence of Section 3.

Section 2. Miscellaneous.

          (a) Amendment. This Amendment shall constitute the approval in writing by the Carlyle
Stockholders of the Board Resolution in accordance with Section 10(k) of the Agreement. Except as
expressly set forth herein, this Amendment shall not by implication or otherwise limit, impair,
constitute a waiver of, or otherwise affect the rights and remedies of the Parties under the
Agreement or any agreement or instrument referred to therein, and shall not alter, modify, amend or
in any way affect any of the terms, conditions, obligations, covenants or agreements contained in
the Agreement or any agreement or instrument referred to therein, all of which are ratified and
affirmed in all respects and shall continue in full force and effect. This Amendment shall apply
and be effective only with respect to the provisions of the Agreement specifically referred to
herein. On and after the date hereof, any reference to the Agreement in any agreement or
instrument referred to therein shall mean the Agreement as modified hereby.

          (b) Governing Law. This Amendment shall be governed by, and construed in accordance
with, the laws of the State of Delaware (without giving effect to the choice of law principles
therein).

          (c) Interpretation. The headings of the Sections contained in this Amendment are
solely for the purpose of reference, are not part of the agreement of the Parties and shall not
affect the meaning or interpretation of this Amendment.

          (d) Counterparts. This Amendment may be executed in two or more counterparts, each of
which shall be deemed to be an original and all of which together shall be deemed to constitute one
and the same agreement.

          (e) Severability. In the event that any one or more of the provisions contained
herein, or the application thereof in any circumstances, is held invalid, illegal or unenforceable
in any respect for any reason, the validity, legality and enforceability of any such provision in
every other respect and of the remaining provisions contained herein shall not be in any way
impaired thereby.

[Remainder of Page Intentionally Left Blank.]

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          IN WITNESS WHEREOF, the Parties have executed this Amendment on the date first written above.

	 	 	 	 	 	 	 	 	 
	 	 	SS&C TECHNOLOGIES HOLDINGS, INC.	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	By:	 	/s/ William C. Stone 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Name: William C. Stone	 	 
	 

	 	 	 	Title:	 	Chairman of the
Board and Chief Executive Officer 
	 
	 	 	 	 	 	 	 	 
	 	 	CARLYLE PARTNERS IV, L.P.,	 	 
	 	 	 	 	a Delaware limited partnership	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TC Group IV, L.P.,	 	 
	 	 	 	 	its General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TC Group IV Managing GP, L.L.C.,	 	 
	 	 	 	 	its General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TC Group, L.L.C.,	 	 
	 	 	 	 	its Managing Member	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TCG Holdings, L.L.C.,	 	 
	 	 	 	 	its Managing Member	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:	 	/s/ Claudius E. Watts, IV 	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Name: Claudius E. Watts, IV	 	 
	 

	 	 	 	 	 	Title: Managing Director	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	CP IV COINVESTMENT, L.P.,	 	 
	 	 	 	 	a Delaware limited partnership	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TC Group IV, L.P.,	 	 
	 	 	 	 	its General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TC Group IV Managing GP, L.L.C.,	 	 
	 	 	 	 	its General Partner	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:
	 	TC Group, L.L.C.,	 	 
	 	 	 	 	its Managing Member	 	 

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	 	 	 	By:
	 	TCG Holdings, L.L.C.,	 	 
	 	 	 	 	its Managing Member	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	
	 	By:	 	/s/ Claudius E. Watts, IV 	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Name: Claudius E. Watts, IV	 	 
	 

	 	 	 	 	 	Title: Managing Director	 	 

4exv10w30

 

Exhibit 10.30

AMENDMENT NO. 1 TO MANAGEMENT AGREEMENT

     This
Amendment No. 1 (“Amendment”), dated April 22, 2008, to the Management
Agreement (the “Agreement”) dated as of November 23, 2005, is entered into by and among
SS&C Technologies Holdings, Inc., a Delaware corporation (formerly known as Sunshine Acquisition
Corporation) (the “Company”), William C. Stone, an individual (the “Investor”), and
TC Group, L.L.C., a Delaware limited liability company (“Carlyle”). Certain capitalized
terms used herein without definition have the meanings ascribed to them in the Agreement (as
amended hereby).

RECITALS:

     WHEREAS, the Company, the Individual and Carlyle desire to amend the Agreement in accordance
with the terms of this Amendment.

AGREEMENT:

     NOW, THEREFORE, in consideration of the foregoing and the mutual agreements set forth herein,
and other good and valuable consideration, the receipt and adequacy of which is hereby
acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows:

     Section 1. Amendments. Effective as of the date hereof, Section VI of the Agreement is
hereby amended and restated in its entirety to read as follows:

     “This Agreement shall become effective on the date hereof and shall continue in effect until
the date as of which Carlyle or one or more of its affiliates no longer collectively control, in
the aggregate, at least 5% of the outstanding shares of the common stock of the Company, or such
earlier date as the Company, Carlyle and Investor (for so long as he shall continue to hold at
least 10% of the outstanding shares of the common stock of the Company) may mutually agree. This
Agreement shall terminate upon the consummation of a public offering of the common stock of the
Company pursuant to a registration statement filed in accordance with the Securities Act of 1933,
as amended. The provisions of Sections V, VII and VIII and otherwise as the context so requires
shall survive the termination of this Agreement.”

     Section 2. Miscellaneous.

     (a) Effect of Amendment. Except as expressly set forth herein, this Amendment shall
not by implication or otherwise limit, impair, constitute a waiver of, or otherwise affect the
rights and remedies of the parties under the Agreement or any agreement or instrument referred to
therein, and shall not alter, modify, amend or in any way affect any of the terms, conditions,
obligations, covenants or agreements contained in the Agreement or any agreement or instrument
referred to therein, all of which are ratified and affirmed in all respects and shall continue in
full force and effect. This Amendment shall apply and be effective only with respect to the
provisions of the Agreement specifically referred to herein. On and after the

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date hereof, any reference to the Agreement in any agreement or instrument referred to therein
shall mean the Agreement as modified hereby.

     (b) Governing Law. This Amendment shall be governed by, and construed in accordance
with, the laws of the State of Delaware (without giving effect to the choice of law principles
therein).

     (c) Interpretation. The headings of the Sections contained in this Amendment are
solely for the purpose of reference, are not part of the agreement of the parties and shall not
affect the meaning or interpretation of this Amendment.

     (d) Counterparts. This Amendment may be executed in two or more counterparts, each of
which shall be deemed to be an original and all of which together shall be deemed to constitute one
and the same agreement.

     (e) Severability. In the event that any one or more of the provisions contained
herein, or the application thereof in any circumstances, is held invalid, illegal or unenforceable
in any respect for any reason, the validity, legality and enforceability of any such provision in
every other respect and of the remaining provisions contained herein shall not be in any way
impaired thereby.

[Remainder of Page Intentionally Left Blank.]

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     IN WITNESS WHEREOF, the parties have executed this Amendment on the date first written above.

	 	 	 	 	 
	 
	 
	 	SS&C TECHNOLOGIES HOLDINGS, INC.

 	 
	 
	 	By:  	/s/ William C. Stone 	 
	 	 	Name: William C. Stone	 
	 	 	Title:	 Chairman of the Board and
 Chief Executive
Officer
	 

TC GROUP, L.L.C.,

a
Delaware limited liability company

By: TCG Holdings, L.L.C.,

its Managing Member

	 	 	 	 	 
	 	 	 
	 	By:  	
/s/ Claudius E. Watts, IV 	 
	 	 	Name:  	Claudius E. Watts, IV 	 
	 	 	Title:  	Managing Director 	 
	 

	 	 	 	 	 
	 	 	 
	 	By:  	
/s/ William C. Stone 	 
	 	 	William C. Stone 	 
	 	 	 	 
	 

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