Document:

f8k092613ex10i_pacificgreen.htm

Exhibit 10.1

 

Private & Confidential

Dr Andrew Jolly CEng MIMechE MEI

Equis Energy Limited

Sophia House

28 Cathedral Road

Cardiff

CF11 9LJ

United Kingdom

 

By email: andrew@equisenergy.co.uk 

 

20 September 2013

 

Dear Andrew

 

RE:   Proposed Non-Executive Directorship Of Pacific Green Technologies Inc. (“the Company”)

 

Further to our recent discussions, I have pleasure in making you a formal offer to become a non-executive director of the Company.

 

We would envisage your primary role to be the Company’s independent non-executive director with special emphasis on steering the Company through the UK’s regulatory environment in respect of the Company’s project at Sutton Bridge, Lincolnshire. That aside, we would envisage your time commitment would be to attend quarterly board meetings and review quarterly board packs around the Company’s regulatory reporting requirements.

 

In terms of remuneration, we propose the following:

 

	
●

	
a non-executive director fee of GBP£2,000 per calendar month for which we would anticipate you devoting 20 hours of your time per month;

 

	
●

	
to the extent that you devote more than 20 hours of time per month, then you will invoice the Company for that additional time at a rate of GBP£100 per hour;

 

	
●

	
all reasonable out of pocket expenses incurred in connection with your non-executive directorship will be met by the Company;

 

	
●

	
D&O insurance will be made available to you.

 

Pacific Green Technologies Inc.

5205 Prospect Road

San Jose

California 95129

USA

 

T: +1 (408) 538 3373

F: +1 (408) 538 3372

 

www.pacificgreentechnologies.com

 

  

  

  

 

 

I trust the above is in accord with our discussions and look forward to receiving your signed agreement to act as a non-executive director of the Company.

 

Yours sincerely

 

Dr Neil Carmichael

Chief Executive

Pacific Green Technologies Inc.

 

I hereby agree to the terms of this letter

 

	/s/ Dr Andrew Jolly	
Date: 26/09/2013

	
Dr Andrew Jolly

	  

Pacific Green Technologies Inc.

5205 Prospect Road

San Jose

California 95129

USA

 

T: +1 (408) 538 3373

F: +1 (408) 538 3372

 

www.pacificgreentechnologies.comfs1a1ex4i_quartet.htm

Exhibit 4.1

 

	
NUMBER

U-__________

 

 

	  	
UNITS

	
SEE REVERSE FOR CERTAIN DEFINITIONS

	
QUARTET MERGER CORP.

	  

CUSIP 747717 304

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND

ONE RIGHT TO RECEIVE ONE-TENTH OF ONE SHARE OF COMMON STOCK

THIS CERTIFIES THAT ______________________________________________________________________________________________

is the owner of _______________________________________________________________________________________________________ Units.

Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common Stock”), of Quartet Merger Corp., a Delaware corporation (the “Company”), and one (1) right (“Right”) to receive one-tenth of one share of Common Stock upon the Company’s completion of an initial merger, capital stock exchange, asset acquisition or other similar business combination with one or more businesses or entities (a “Business Combination”).  The Common Stock and Right(s) comprising the Unit(s) represented by this certificate are not transferable separately prior to the ninetieth day after the date of the prospectus relating to the Company’s initial public offering (“Prospectus”) unless EarlyBirdCapital, Inc. determines that an earlier date is acceptable, subject to certain items occurring as described in the Prospectus.  The rights of holders of Common Stock are set forth in the Amended and Restated Certificate of Incorporation of Quartet Merger Corp.  The rights of holders of Rights are set forth in the Prospectus.

 

 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

By

 

	
                                                                              

Chairman   

	 	
                                                                                

Secretary

 

 

  

  

  

 

Quartet Merger Corp.

 

The Company will furnish without charge to each shareholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM –       as tenants in common                                                                UNIF GIFT MIN ACT -                        Custodian                                 

TEN ENT –         as tenants by the entireties                                                                                                     (Cust)                                      (Minor)

JT TEN –             as joint tenants with right of survivorship                                                                       under Uniform Gifts to Minors

                             and not as tenants in common                                                                                           Act                                 

                              (State)

Additional Abbreviations may also be used though not in the above list.

 

For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

       IDENTIFYING NUMBER OF ASSIGNEE

 

	
 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

	 	Units
	
 

represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

	 	Attorney
	
 

to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

 

 

Dated                                                    

 

	 	 
	Notice:	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

	 
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

The holder of this certificate shall be entitled to receive funds from the trust fund only in the event of the Company’s liquidation upon failure to consummate a business combination or if the holder seeks to convert his respective shares of Common Stock underlying the unit upon consummation of such business combination.  In no other circumstances shall the holder have any right or interest of any kind in or to the trust fund.fs1a1ex4ii_quartet.htm

Exhibit 4.2

 

 

	
NUMBER  

 

______C

	SHARES

 

QUARTET MERGER CORP.

 

INCORPORATED UNDER THE LAWS OF DELAWARE

 

COMMON STOCK

 

SEE REVERSE FOR

CERTAIN DEFINITIONS

 

	This Certifies that      	 CUSIP 747717 106
	 	 
	is the owner of	 

 

 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF $.0001 EACH OF

 

QUARTET MERGER CORP.

 

transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

The Company will be forced to liquidate if it is unable to complete an initial business combination within eighteen months from the closing of the Company’s initial public offering, or within twenty-four months if certain criteria are satisfied, all as more fully described in the Company’s final prospectus dated ________, 2013.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

 

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

Dated:

 

 

	
                                                                                        

CHAIRMAN

	 	
                                                                                          

SECRETARY

 

 

 

  

  

  

                                                                            

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM –     as tenants in common                                                      UNIF GIFT MIN ACT -                           Custodian                                    

TEN ENT –       as tenants by the entireties                                                                                           (Cust)                                      (Minor)

JT TEN –          as joint tenants with right of survivorship                                                                  under Uniform Gifts to Minors

                           and not as tenants in common                                                                                      Act                                        

                        (State)

Additional Abbreviations may also be used though not in the above list.

 

Quartet Merger Corp.

 

The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.  This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of Preferred Shares (copies of which may be obtained from the secretary of the Company), to all of which the holder of this certificate by acceptance hereof assents.

 

For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

       IDENTIFYING NUMBER OF ASSIGNEE

	
 

 

 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

	 	 shares
	
 

of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

	 	Attorney
	
 

to transfer the said stock on the books of the within named Company will full power of substitution in the premises.

 

 

Dated                                                    

 

	 	 
	Notice:	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

	 
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

 

The holder of this certificate shall be entitled to receive funds from the trust fund only in the event of the Company’s liquidation upon failure to consummate a business combination or if the holder seeks to convert his respective shares of Common Stock upon consummation of such business combination.  In no other circumstances shall the holder have any right or interest of any kind in or to the trust fund.

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