Document:

exv10w13

 

Exhibit 10.13

PACKETEER, INC.

NOTICE OF GRANT OF RESTRICTED STOCK UNITS

(For U.S. Participants)

The Participant has been granted an award of Restricted Stock Units (the “Award”) pursuant to the
Packeteer, Inc. 1999 Stock Incentive Plan (the “Plan”), each of which represents the right to
receive on the applicable Settlement Date one (1) share of Common Stock, as follows:

	 	 	 	 	 	 	 	 	 
	Participant:

	 	 	 	 	 	Employee ID:	 	 
	 

	 	 

	 	 
	 	 	 	 

	 
	 	 	 	 	 	 	 	 
	Grant Date:

	 	 	 	 	 	Grant No.:	 	 
	 

	 	 

	 	 
	 	 	 	 

	 
	 	 	 	 	 	 	 	 
	Number of
Restricted Stock
Units:	 	                    , subject to adjustment as provided by the Restricted Stock Units Agreement.
	 
	 	 	 	 	 	 	 	 
	Settlement Date:	 	For each Restricted Stock Unit, except as otherwise
provided by the Restricted Stock Units Agreement, the date
on which such unit becomes a Vested Unit in accordance with
the vesting schedule set forth below.
	 
	 	 	 	 	 	 	 	 
	Vested Units:	 	Except as provided by the Restricted Stock Units Agreement
and provided that the Participant’s Service has not
terminated prior to the relevant date, the number of Vested
Units shall cumulatively increase on each respective date
set forth below by the number of units set forth opposite
such date, as follows:
	 
	 	 	 	 	 	 	 	 
	 	 	Vesting Date
	 	 Number of Units Vesting

By their signatures below or by electronic acceptance or authentication in a form authorized by the
Corporation, the Corporation and the Participant agree that the Award is governed by this Notice
and by the provisions of the Plan and the Restricted Stock Units Agreement, both of which are made
a part of this document. The Participant acknowledges that copies of the Plan, Restricted Stock
Units Agreement and the prospectus for the Plan are available on the Corporation’s internal web
site and may be viewed and printed by the Participant for attachment to the Participant’s copy of
this Grant Notice. The Participant represents that the Participant has read and is familiar with
the provisions of the Plan and Restricted Stock Units Agreement, and hereby accepts the Award
subject to all of their terms and conditions.

	 	 	 	 	 	 	 	 	 
	PACKETEER, INC.	 	 	 	PARTICIPANT
	 
	 	 	 	 	 	 	 	 
	By:
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	Signature
	 
	 	 	 	 	 	 	 	 
	Its:
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	Date
	 
	 	 	 	 	 	 	 	 
	Address:	 	10201 North de Anza Boulevard	 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 	 	 	 	Cupertino, CA 95014, USA	 	 	 	Address
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 

	 	 	 
	ATTACHMENTS:

	 	1999 Stock Incentive Plan, as amended to the Grant Date; Restricted Stock Units
Agreement and Plan Prospectus

 

 

PACKETEER, INC.

RESTRICTED STOCK UNITS AGREEMENT

(For U.S. Participants)

     Packeteer, Inc. has granted to the Participant named in the Notice of Grant of Restricted
Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”)
is attached an Award consisting of Restricted Stock Units (the “Units”) subject to the terms and
conditions set forth in the Grant Notice and this Agreement. The Award has been granted pursuant
to the Packeteer, Inc. 1999 Stock Incentive Plan (the “Plan”), as amended to the Grant Date, the
provisions of which are incorporated herein by reference. By signing the Grant Notice, the
Participant: (a) acknowledges receipt of and represents that the Participant has read and is
familiar with the Grant Notice, this Agreement, the Plan and a prospectus for the Plan (the “Plan
Prospectus”) in the form most recently prepared in connection with the registration with the
Securities and Exchange Commission of shares issuable pursuant to the Plan, (b) accepts the Award
subject to all of the terms and conditions of the Grant Notice, this Agreement and the Plan and
(c) agrees to accept as binding, conclusive and final all decisions or interpretations of the Plan
Administrator upon any questions arising under the Grant Notice, this Agreement or the Plan.

     1. Definitions and Construction.

          1.1 Definitions. Unless otherwise defined herein, capitalized terms shall have the meanings
assigned to such terms in the Grant Notice or the Plan.

          1.2 Construction. Captions and titles contained herein are for convenience only and shall not
affect the meaning or interpretation of any provision of this Agreement. Except when otherwise
indicated by the context, the singular shall include the plural and the plural shall include the
singular. Use of the term “or” is not intended to be exclusive, unless the context clearly
requires otherwise.

     2. Administration.

          All questions of interpretation concerning the Grant Notice, this Agreement and the Plan shall
be determined by the Plan Administrator. All determinations by the Plan Administrator shall be
final and binding upon all persons having an interest in the Award. Any officer of the Corporation
shall have the authority to act on behalf of the Corporation with respect to any matter, right,
obligation, or election which is the responsibility of or which is allocated to the Corporation
herein, provided that such officer has apparent authority with respect to such matter, right,
obligation, or election.

     3. The Award.

          3.1 Grant of Units. On the Grant Date, the Participant shall acquire, subject to the
provisions of this Agreement, the Number of Restricted Stock Units set forth in the Grant Notice,
subject to adjustment as provided in Section 9. Each Unit represents a right to receive on a date
determined in accordance with the Grant Notice and this Agreement one (1) share of Common Stock.

 

 

          3.2 No Monetary Payment Required. The Participant is not required to make any monetary
payment (other than applicable tax withholding, if any) as a condition to receiving the Units or
shares of Common Stock issued upon settlement of the Units, the consideration for which shall be
past services actually rendered and/or future services to be rendered to the Corporation (or any
Parent or Subsidiary) or for its benefit. Notwithstanding the foregoing, if required by applicable
state corporate law, the Participant shall furnish consideration in the form of cash or past
services rendered to the Corporation (or any Parent or Subsidiary) or for its benefit having a
value not less than the par value of the shares of Common Stock issued upon settlement of the
Units.

     4. Vesting of Units.

          Except as provided by Section 8, the Units shall vest and become Vested Units as provided in
the Grant Notice.

     5. Corporation Reacquisition Right.

          In the event that the Participant’s Service terminates for any reason or no reason, with or
without cause, the Participant shall forfeit and the Corporation shall automatically reacquire all
Units which are not, as of the time of such termination, Vested Units, and the Participant shall
not be entitled to any payment therefor.

     6. Settlement of the Award.

          6.1 Issuance of Shares of Common Stock. Subject to the provisions of Section 6.3 below, the
Corporation shall issue to the Participant on the Settlement Date with respect to each Vested Unit
to be settled on such date one (1) share of Common Stock. Shares of Common Stock issued in
settlement of Units shall not be subject to any restriction on transfer other than any such
restriction as may be required pursuant to Section 6.3, Section 7 or the Corporation’s Insider
Trading Policy.

          6.2 Beneficial Ownership of Shares; Certificate Registration. The Participant hereby
authorizes the Corporation, in its sole discretion, to deposit for the benefit of the Participant
with any broker with which the Participant has an account relationship of which the Corporation has
notice any or all shares acquired by the Participant pursuant to the settlement of the Award.
Except as provided by the preceding sentence, a certificate for the shares as to which the Award is
settled shall be registered in the name of the Participant, or, if applicable, in the names of the
heirs of the Participant.

          6.3 Restrictions on Grant of the Award and Issuance of Shares. The grant of the Award and
issuance of shares of Common Stock upon settlement of the Award shall be subject to compliance with
all applicable requirements of federal, state law or foreign law with respect to such securities.
No shares of Common Stock may be issued hereunder if the issuance of such shares would constitute a
violation of any applicable federal, state or foreign securities laws or other law or regulations
or the requirements of any stock exchange or market system upon which the Common Stock may then be
listed. The inability of the Corporation to obtain from any regulatory body having jurisdiction
the authority, if any, deemed by the Corporation’s legal counsel to be necessary to the lawful
issuance of any shares subject to the Award shall

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relieve the Corporation of any liability in respect of the failure to issue such shares as to
which such requisite authority shall not have been obtained. As a condition to the settlement of
the Award, the Corporation may require the Participant to satisfy any qualifications that may be
necessary or appropriate, to evidence compliance with any applicable law or regulation and to make
any representation or warranty with respect thereto as may be requested by the Corporation.

          6.4 Fractional Shares. The Corporation shall not be required to issue fractional shares upon
the settlement of the Award.

     7. Tax Withholding.

          7.1 In General. At the time the Grant Notice is executed, or at any time thereafter as
requested by the Company, the Participant hereby authorizes withholding from payroll and any other
amounts payable to the Participant, and otherwise agrees to make adequate provision for, any sums
required to satisfy the federal, state, local and foreign tax withholding obligations of the
Company, if any, which arise in connection with the Award or the issuance of shares of Stock in
settlement thereof. The Corporation shall have no obligation to process the settlement of the
Award or to deliver shares until the tax withholding obligations as described in this Section have
been satisfied by the Participant.

          7.2 Withholding in Shares. Subject to applicable law, the Corporation shall require the
Participant to satisfy its tax withholding obligations by deducting from the shares of Common Stock
otherwise deliverable to the Participant in settlement of the Award a number of whole shares having
a fair market value, as determined by the Corporation as of the date on which the tax withholding
obligations arise, not in excess of the amount of such tax withholding obligations determined by
the applicable minimum statutory withholding rates.

     8. Effect of Corporate Transaction on Award.

          In the event of a Corporate Transaction, the surviving, continuing, successor, or purchasing
entity or parent thereof, as the case may be (the “Acquiror”), may, without the consent of the
Participant, either assume or continue the Corporation’s rights and obligations with respect to
outstanding Units or substitute for outstanding Units substantially equivalent rights with respect
to the Acquiror’s stock. For purposes of this Section, a Unit shall be deemed assumed if,
following the Corporate Transaction, the Unit confers the right to receive, subject to the terms
and conditions of the Plan and this Agreement, the consideration (whether stock, cash, other
securities or property or a combination thereof) to which a holder of a share of Common Stock on
the effective date of the Corporate Transaction was entitled; provided, however, that if such
consideration is not solely common stock of the Acquiror, the Board may, with the consent of the
Acquiror, provide for the consideration to be received upon settlement of the Unit to consist
solely of common stock of the Acquiror equal in Fair Market Value to the per share consideration
received by holders of Common Stock pursuant to the Corporate Transaction. In the event the
Acquiror elects not to assume, continue or substitute for the outstanding Units in connection with
a Corporate Transaction, the vesting of the Units shall be accelerated in full and the total Number
of Restricted Stock Units subject to the Award shall be deemed Vested Units effective as of the
date of the Corporate Transaction, and the Award shall be settled in full in

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accordance with Section 6 immediately prior to the Corporate Transaction, provided that the
Participant’s Service has not terminated prior to such date. The vesting of Units and settlement
of the Award that was permissible solely by reason of this Section shall be conditioned upon the
consummation of the Corporate Transaction.

     9. Adjustments for Changes in Capital Structure.

          Subject to any required action by the stockholders of the Corporation, in the event of any
change in the Common Stock effected without receipt of consideration by the Corporation, whether
through merger, consolidation, reorganization, reincorporation, recapitalization, reclassification,
stock dividend, stock split, reverse stock split, split-up, split-off, spin-off, combination of
shares, exchange of shares, or similar change in the capital structure of the Corporation,
appropriate adjustments shall be made in the number of Units subject to the Award and/or the number
and kind of shares to be issued in settlement of the Award, in order to prevent dilution or
enlargement of the Participant’s rights under the Award. For purposes of the foregoing, conversion
of any convertible securities of the Corporation shall not be treated as “effected without receipt
of consideration by the Corporation.” Any fractional share resulting from an adjustment pursuant
to this Section shall be rounded down to the nearest whole number. Such adjustments shall be
determined by the Plan Administrator, and its determination shall be final, binding and conclusive.

     10. Rights as a Stockholder or Employee.

          The Participant shall have no rights as a stockholder with respect to any shares which may be
issued in settlement of this Award until the date of the issuance of a certificate for such shares
(as evidenced by the appropriate entry on the books of the Corporation or of a duly authorized
transfer agent of the Corporation). No adjustment shall be made for dividends, distributions or
other rights for which the record date is prior to the date such certificate is issued, except as
provided in Section 9. If the Participant is an Employee, the Participant understands and
acknowledges that, except as otherwise provided in a separate, written employment agreement between
the Corporation or a Parent or Subsidiary and the Participant, the Participant’s employment is “at
will” and is for no specified term. Nothing in this Agreement shall confer upon the Participant
any right to continue in Service or interfere in any way with any right of the Corporation or any
Parent or Subsidiary to terminate the Participant’s Service at any time.

     11. Legends.

          The Corporation may at any time place legends referencing any applicable federal, state or
foreign securities law restrictions on all certificates representing shares of Common Stock issued
pursuant to this Agreement. The Participant shall, at the request of the Corporation, promptly
present to the Corporation any and all certificates representing shares acquired pursuant to this
Award in the possession of the Participant in order to carry out the provisions of this Section.

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     12. Miscellaneous Provisions.

          12.1 Termination or Amendment. The Plan Administrator may terminate or amend the Plan or this
Agreement at any time; provided, however, that except as provided in Section 8 in connection with a
Corporate Transaction, no such termination or amendment may adversely affect the Participant’s
rights under this Agreement without the consent of the Participant unless such termination or
amendment is necessary to comply with applicable law or government regulation. No amendment or
addition to this Agreement shall be effective unless in writing.

          12.2 Nontransferability of the Award. Prior to the issuance of shares of Common Stock on the
applicable Settlement Date, neither this Award nor any Units subject to this Award shall be subject
in any manner to anticipation, alienation, sale, exchange, transfer, assignment, pledge,
encumbrance, or garnishment by creditors of the Participant or the Participant’s beneficiary,
except transfer by will or by the laws of descent and distribution. All rights with respect to the
Award shall be exercisable during the Participant’s lifetime only by the Participant or the
Participant’s guardian or legal representative.

          12.3 Further Instruments. The parties hereto agree to execute such further instruments and to
take such further action as may reasonably be necessary to carry out the intent of this Agreement.

          12.4 Binding Effect. This Agreement shall inure to the benefit of the successors and assigns
of the Corporation and, subject to the restrictions on transfer set forth herein, be binding upon
the Participant and the Participant’s heirs, executors, administrators, successors and assigns.

          12.5 Delivery of Documents and Notices. Any document relating to participation in the Plan or
any notice required or permitted hereunder shall be given in writing and shall be deemed
effectively given (except to the extent that this Agreement provides for effectiveness only upon
actual receipt of such notice) upon personal delivery, electronic delivery at the e-mail address,
if any, provided for the Participant by the Corporation or a Parent or Subsidiary, or upon deposit
in the U.S. Post Office or foreign postal service, by registered or certified mail, or with a
nationally recognized overnight courier service, with postage and fees prepaid, addressed to the
other party at the address shown below that party’s signature to the Grant Notice or at such other
address as such party may designate in writing from time to time to the other party.

               (a) Description of Electronic Delivery. The Plan documents, which may include but do not
necessarily include: the Plan, the Grant Notice, this Agreement, the Plan Prospectus, and any
reports of the Corporation provided generally to the Corporation’s stockholders, may be delivered
to the Participant electronically. In addition, the Participant may deliver electronically the
Grant Notice to the Corporation or to such third party involved in administering the Plan as the
Corporation may designate from time to time. Such means of electronic delivery may include but do
not necessarily include the delivery of a link to a Corporation intranet or the internet site of a
third party involved in administering the Plan, the

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delivery of the document via e-mail or such other means of electronic delivery specified by
the Corporation.

               (b) Consent to Electronic Delivery. The Participant acknowledges that the Participant has
read Section 12.5(a) of this Agreement and consents to the electronic delivery of the Plan
documents and Grant Notice, as described in Section 12.5(a). The Participant acknowledges that he
or she may receive from the Corporation a paper copy of any documents delivered electronically at
no cost to the Participant by contacting the Corporation by telephone or in writing. The
Participant further acknowledges that the Participant will be provided with a paper copy of any
documents if the attempted electronic delivery of such documents fails. Similarly, the Participant
understands that the Participant must provide the Corporation or any designated third party
administrator with a paper copy of any documents if the attempted electronic delivery of such
documents fails. The Participant may revoke his or her consent to the electronic delivery of
documents described in Section 12.5(a) or may change the electronic mail address to which such
documents are to be delivered (if Participant has provided an electronic mail address) at any time
by notifying the Corporation of such revoked consent or revised e-mail address by telephone, postal
service or electronic mail. Finally, the Participant understands that he or she is not required to
consent to electronic delivery of documents described in Section 12.5(a).

          12.6 Integrated Agreement. The Grant Notice, this Agreement and the Plan shall constitute the
entire understanding and agreement of the Participant and the Corporation with respect to the
subject matter contained herein or therein and supersedes any prior agreements, understandings,
restrictions, representations, or warranties between the Participant and the Corporation with
respect to such subject matter other than those as set forth or provided for herein or therein. To
the extent contemplated herein or therein, the provisions of the Grant Notice and the Agreement
shall survive any settlement of the Award and shall remain in full force and effect.

          12.7 Applicable Law. This Agreement shall be governed by the laws of the State of California
as such laws are applied to agreements between California residents entered into and to be
performed entirely within the State of California.

          12.8 Counterparts. The Grant Notice may be executed in counterparts, each of which shall be
deemed an original, but all of which together shall constitute one and the same instrument.

6exv10w14

 

Exhibit 10.14

PACKETEER, INC.

NOTICE OF GRANT OF RESTRICTED STOCK UNITS

(For Non-U.S. Participants)

The Participant has been granted an award of Restricted Stock Units (the “Award”) pursuant to the
Packeteer, Inc. 1999 Stock Incentive Plan (the “Plan”), each of which represents the right to
receive on the applicable Settlement Date one (1) share of Common Stock, as follows:

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Participant:

	 	 	 	 	 	 	 	Employee ID:
	 	 	 	 
	 

	 	 	 	 
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	Grant Date:

	 	 	 	 	 	 	 	Grant No.:	 	 	 	 
	 

	 	 	 	 
	 	 	 	 	 	 	 	 

	 	 	 
	Number of Restricted

	 	                    , subject to adjustment as provided by the Restricted Stock Units Agreement.
	Stock Units:
	 	 
	 
	 	 
	Settlement Date:

	 	For each Restricted Stock Unit, except as otherwise
provided by the Restricted Stock Units Agreement, the date
on which such unit becomes a Vested Unit in accordance with
the vesting schedule set forth below.
	 
	 	 
	Local Law:

	 	The laws, rules and regulations of [Name of Country], of
which the Participant is a resident.
	 
	 	 
	Vested Units:

	 	Except as provided by the Restricted Stock Units Agreement
and provided that the Participant’s Service has not
terminated prior to the relevant date, the number of Vested
Units shall cumulatively increase on each respective date
set forth below by the number of units set forth opposite
such date, as follows:

	 	 	 	 	 	 	 
	 

	 	Vesting Date
	 	 	 	Number of Units Vesting

By their signatures below or by electronic acceptance or authentication in a form authorized by the
Corporation, the Corporation and the Participant agree that the Award is governed by this Notice
and by the provisions of the Plan and the Restricted Stock Units Agreement, both of which are made
a part of this document. The Participant acknowledges that copies of the Plan, Restricted Stock
Units Agreement and the prospectus for the Plan are available on the Corporation’s internal web
site and may be viewed and printed by the Participant for attachment to the Participant’s copy of
this Grant Notice. The Participant represents that the Participant has read and is familiar with
the provisions of the Plan and Restricted Stock Units Agreement, and hereby accepts the Award
subject to all of their terms and conditions.

	 	 	 	 	 	 	 
	PACKETEER, INC.	 	 	 	PARTICIPANT
	 
	 	 	 	 	 	 
	By:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	 	 	Signature
	 
	 	 	 	 	 	 
	Its:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	 	 	Date
	 
	 	 	 	 	 	 
	Address:

	 	10201 North de Anza Boulevard	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	Cupertino, CA 95014, USA
	 	 	 	Address
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 

	 	 	 
	ATTACHMENTS:

	 	1999 Stock Incentive Plan, as amended to the Grant Date; Restricted Stock Units
Agreement and Plan Prospectus

 

 

PACKETEER, INC.

RESTRICTED STOCK UNITS AGREEMENT

(For Non-U.S. Participants)

     Packeteer, Inc. has granted to the Participant named in the Notice of Grant of Restricted
Stock Units (the “Grant Notice”) to which this Restricted Stock Units Agreement (the “Agreement”)
is attached an Award consisting of Restricted Stock Units (the “Units”) subject to the terms and
conditions set forth in the Grant Notice and this Agreement. The Award has been granted pursuant
to the Packeteer, Inc. 1999 Stock Incentive Plan (the “Plan”), as amended to the Grant Date, the
provisions of which are incorporated herein by reference. By signing the Grant Notice, the
Participant: (a) acknowledges receipt of and represents that the Participant has read and is
familiar with the Grant Notice, this Agreement, the Plan and a prospectus for the Plan (the “Plan
Prospectus”) in the form most recently prepared in connection with the registration with the
Securities and Exchange Commission of shares issuable pursuant to the Plan, (b) accepts the Award
subject to all of the terms and conditions of the Grant Notice, this Agreement and the Plan and (c)
agrees to accept as binding, conclusive and final all decisions or interpretations of the Plan
Administrator upon any questions arising under the Grant Notice, this Agreement or the Plan.

     1. Definitions and Construction.

          1.1 Definitions. Unless otherwise defined herein, capitalized terms shall have the meanings
assigned to such terms in the Grant Notice or the Plan.

          1.2 Construction. Captions and titles contained herein are for convenience only and shall not
affect the meaning or interpretation of any provision of this Agreement. Except when otherwise
indicated by the context, the singular shall include the plural and the plural shall include the
singular. Use of the term “or” is not intended to be exclusive, unless the context clearly
requires otherwise.

     2. Certain Conditions of the Award.

          2.1 Compliance with Local Law. The Participant agrees that the Participant will not acquire
shares of Common Stock pursuant to the Award or transfer, assign, sell or otherwise deal with such
shares except in compliance with Local Law.

          2.2 Employment Conditions. In accepting the Award, the Participant acknowledges that:

               (a) Any notice period mandated under Local Law shall not be treated as Service for the purpose
of determining the vesting of the Award; and the Participant’s right to receive shares in
settlement of the Award after termination of Service, if any, will be measured by the date of
termination of the Participant’s active Service and will not be extended by any notice period
mandated under Local Law. Subject to the foregoing and the provisions of the Plan, the
Corporation, in its sole discretion, shall determine whether the Participant’s Service has
terminated and the effective date of such termination.

 

 

               (b) The vesting of the Award shall cease upon, and no Units shall become Vested Units
following, the Participant’s termination of Service for any reason except as may be explicitly
provided by the Plan or this Agreement.

               (c) The Plan is established voluntarily by the Corporation. It is discretionary in nature and
it may be modified, amended, suspended or terminated by the Corporation at any time, unless
otherwise provided in the Plan and this Agreement.

               (d) The grant of the Award is voluntary and occasional and does not create any contractual or
other right to receive future grants of Awards, or benefits in lieu of Awards, even if Awards have
been granted repeatedly in the past.

               (e) All decisions with respect to future Award grants, if any, will be at the sole discretion
of the Corporation.

               (f) The Participant’s participation in the Plan shall not create a right to further Service
with the Corporation (or any Parent or Subsidiary) and shall not interfere with the ability of the
Corporation (or any Parent or Subsidiary) to terminate the Participant’s Service at any time, with
or without cause.

               (g) The Participant is voluntarily participating in the Plan.

               (h) The Award is an extraordinary item that does not constitute compensation of any kind for
Service of any kind rendered to the Corporation (or any Parent or Subsidiary), and which is outside
the scope of the Participant’s employment contract, if any.

               (i) The Award is not part of normal or expected compensation or salary for any purpose,
including, but not limited to, calculating any severance, resignation, termination, redundancy,
end-of-service payments, bonuses, long-service awards, pension or retirement benefits or similar
payments.

               (j) In the event that the Participant is not an employee of the Corporation, the Award grant
will not be interpreted to form an employment contract or relationship with the Corporation; and
furthermore the Award grant will not be interpreted to form an employment contract with any Parent
or Subsidiary.

               (k) The future value of the underlying shares is unknown and cannot be predicted with
certainty. If the Participant obtains shares upon settlement of the Award, the value of those
shares may increase or decrease.

               (l) No claim or entitlement to compensation or damages arises from termination of the Award or
diminution in value of the Award or shares acquired upon settlement of the Award resulting from
termination of the Participant’s Service (for any reason whether or not in breach of Local Law) and
the Participant irrevocably releases the Corporation and each Parent and Subsidiary from any such
claim that may arise. If, notwithstanding the foregoing, any such claim is found by a court of
competent jurisdiction to have arisen then, by signing this Agreement, the Participant shall be
deemed irrevocably to have waived the Participant’s entitlement to pursue such a claim.

2

 

          2.3 Data Privacy Consent.

               (a) The Participant hereby explicitly and unambiguously consents to the collection, use and
transfer, in electronic or other form, of the Participant’s personal data as described in this
document by and among the Corporation and each Parent and Subsidiary for the exclusive purpose of
implementing, administering and managing the Participant’s participation in the Plan.

               (b) The Participant understands that the Corporation (or any Parent or Subsidiary) holds
certain personal information about the Participant, including, but not limited to, the
Participant’s name, home address and telephone number, date of birth, social insurance number or
other identification number, salary, nationality, job title, any shares or directorships held in
the Corporation, details of all Awards or any other entitlement to shares awarded, canceled,
exercised, vested, unvested or outstanding in the Participant’s favor, for the purpose of
implementing, administering and managing the Plan (“Data”). The Participant understands that Data
may be transferred to any third parties assisting in the implementation, administration and
management of the Plan, that these recipients may be located in the Participant’s country or
elsewhere, and that the recipient’s country may have different data privacy laws and protections
than the Participant’s country. The Participant understands that he or she may request a list with
the names and addresses of any potential recipients of the Data by contacting the Participant’s
local human resources representative. The Participant authorizes the recipients to receive,
possess, use, retain and transfer the Data, in electronic or other form, for the purposes of
implementing, administering and managing the Participant’s participation in the Plan, including any
requisite transfer of such Data as may be required to a broker or other third party with whom the
Participant may elect to deposit any shares acquired upon settlement of the Award. The Participant
understands that Data will be held only as long as is necessary to implement, administer and manage
the Participant’s participation in the Plan. The Participant understands that he or she may, at
any time, view Data, request additional information about the storage and processing of Data,
require any necessary amendments to Data or refuse or withdraw the consents herein, in any case
without cost, by contacting in writing the Participant’s local human resources representative. The
Participant understands, however, that refusing or withdrawing the Participant’s consent may affect
the Participant’s ability to participate in the Plan. For more information on the consequences of
the Participant’s refusal to consent or withdrawal of consent, the Participant understands that he
or she may contact the Participant’s local human resources representative.

     3. Administration.

          All questions of interpretation concerning the Grant Notice, this Agreement and the Plan shall
be determined by the Plan Administrator. All determinations by the Plan Administrator shall be
final and binding upon all persons having an interest in the Award. Any officer of the Corporation
shall have the authority to act on behalf of the Corporation with respect to any matter, right,
obligation, or election which is the responsibility of or which is allocated to the Corporation
herein, provided that such officer has apparent authority with respect to such matter, right,
obligation, or election.

3

 

     4. The Award.

          4.1 Grant of Units. On the Grant Date, the Participant shall acquire, subject to the
provisions of this Agreement, the Number of Restricted Stock Units set forth in the Grant Notice,
subject to adjustment as provided in Section 10. Each Unit represents a right to receive on a date
determined in accordance with the Grant Notice and this Agreement one (1) share of Common Stock.

          4.2 No Monetary Payment Required. The Participant is not required to make any monetary
payment (other than applicable tax withholding, if any) as a condition to receiving the Units or
shares of Common Stock issued upon settlement of the Units, the consideration for which shall be
past services actually rendered and/or future services to be rendered to the Corporation (or any
Parent or Subsidiary) or for its benefit. Notwithstanding the foregoing, if required by applicable
state corporate law, the Participant shall furnish consideration in the form of cash or past
services rendered to the Corporation (or any Parent or Subsidiary) or for its benefit having a
value not less than the par value of the shares of Common Stock issued upon settlement of the
Units.

     5. Vesting of Units.

          Except as provided by Section 9, the Units shall vest and become Vested Units as provided in
the Grant Notice.

     6. Corporation Reacquisition Right.

          In the event that the Participant’s Service terminates for any reason or no reason, with or
without cause, the Participant shall forfeit and the Corporation shall automatically reacquire all
Units which are not, as of the time of such termination, Vested Units, and the Participant shall
not be entitled to any payment therefor.

     7. Settlement of the Award.

          7.1 Issuance of Shares of Common Stock. Subject to the provisions of Section 7.3 below, the
Corporation shall issue to the Participant on the Settlement Date with respect to each Vested Unit
to be settled on such date one (1) share of Common Stock. Shares of Common Stock issued in
settlement of Units shall not be subject to any restriction on transfer other than any such
restriction as may be required pursuant to Section 7.3, Section 8 or the Corporation’s Insider
Trading Policy.

          7.2 Beneficial Ownership of Shares; Certificate Registration. The Participant hereby
authorizes the Corporation, in its sole discretion, to deposit for the benefit of the Participant
with any broker with which the Participant has an account relationship of which the Corporation has
notice any or all shares acquired by the Participant pursuant to the settlement of the Award.
Except as provided by the preceding sentence, a certificate for the shares as to which the Award is
settled shall be registered in the name of the Participant, or, if applicable, in the names of the
heirs of the Participant.

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          7.3
Restrictions on Grant of the Award and Issuance of Shares. The grant of the Award and
issuance of shares of Common Stock upon settlement of the Award shall be subject to compliance with
all applicable requirements of United States federal and state law or Local Law with respect to
such securities. No shares of Common Stock may be issued hereunder if the issuance of such shares
would constitute a violation of any applicable federal, state or foreign securities laws, including
Local Law, or other law or regulations or the requirements of any stock exchange or market system
upon which the Common Stock may then be listed. The inability of the Corporation to obtain from
any regulatory body having jurisdiction the authority, if any, deemed by the Corporation’s legal
counsel to be necessary to the lawful issuance of any shares subject to the Award shall relieve the
Corporation of any liability in respect of the failure to issue such shares as to which such
requisite authority shall not have been obtained. As a condition to the settlement of the Award,
the Corporation may require the Participant to satisfy any qualifications that may be necessary or
appropriate, to evidence compliance with any applicable law or regulation and to make any
representation or warranty with respect thereto as may be requested by the Corporation.

          7.4 Fractional Shares. The Corporation shall not be required to issue fractional shares upon
the settlement of the Award.

     8. Tax Withholding.

          8.1 In General. Regardless of any action taken by the Corporation or any Parent or Subsidiary
with respect to any or all income tax, social insurance, payroll tax, payment on account or other
tax-related withholding obligations (the “Tax Obligations”), the Participant acknowledges that the
ultimate liability for all Tax Obligations legally due by the Participant is and remains the
Participant’s responsibility and that the Corporation (a) makes no representations or undertakings
regarding the treatment of any Tax Obligations in connection with any aspect of the Award,
including the grant, vesting or settlement of the Award, the subsequent sale of shares acquired
pursuant to such settlement, or the receipt of any dividends and (b) does not commit to structure
the terms of the grant or any other aspect of the Award to reduce or eliminate the Participant’s
liability for Tax Obligations. The Participant shall pay or make adequate arrangements
satisfactory to the Corporation to satisfy all Tax Obligations of the Corporation and any Parent or
Subsidiary at the time such Tax Obligations arise. In this regard, the Participant hereby
authorizes withholding of all applicable Tax Obligations from payroll and any other amounts payable
to the Participant, and otherwise agrees to make adequate provision for withholding of all
applicable Tax Obligations, if any, by the Corporation and each Parent or Subsidiary which arise in
connection with the Award. The Corporation shall have no obligation to process the settlement of
the Award or to deliver shares until the Tax Obligations as described in this Section have been
satisfied by the Participant.

          8.2 Withholding in Shares. Subject to applicable law, including Local Law, the Corporation
shall require the Participant to satisfy the satisfy the Tax Obligations by deducting from the
shares of Common Stock otherwise deliverable to the Participant in settlement of the Award a number
of whole shares having a fair market value, as determined by the Corporation as of the date on
which the Tax Obligations arise, not in excess of the amount of such Tax Obligations determined by
the applicable minimum statutory withholding rates.

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     9. Effect of Corporate Transaction on Award.

          In the event of a Corporate Transaction, the surviving, continuing, successor, or purchasing
entity or parent thereof, as the case may be (the “Acquiror”), may, without the consent of the
Participant, either assume or continue the Corporation’s rights and obligations with respect to
outstanding Units or substitute for outstanding Units substantially equivalent rights with respect
to the Acquiror’s stock. For purposes of this Section, a Unit shall be deemed assumed if,
following the Corporate Transaction, the Unit confers the right to receive, subject to the terms
and conditions of the Plan and this Agreement, the consideration (whether stock, cash, other
securities or property or a combination thereof) to which a holder of a share of Common Stock on
the effective date of the Corporate Transaction was entitled; provided, however, that if such
consideration is not solely common stock of the Acquiror, the Board may, with the consent of the
Acquiror, provide for the consideration to be received upon settlement of the Unit to consist
solely of common stock of the Acquiror equal in Fair Market Value to the per share consideration
received by holders of Common Stock pursuant to the Corporate Transaction. In the event the
Acquiror elects not to assume, continue or substitute for the outstanding Units in connection with
a Corporate Transaction, the vesting of the Units shall be accelerated in full and the total Number
of Restricted Stock Units subject to the Award shall be deemed Vested Units effective as of the
date of the Corporate Transaction, and the Award shall be settled in full in accordance with
Section 7 immediately prior to the Corporate Transaction, provided that the Participant’s Service
has not terminated prior to such date. The vesting of Units and settlement of the Award that was
permissible solely by reason of this Section shall be conditioned upon the consummation of the
Corporate Transaction.

     10. Adjustments for Changes in Capital Structure.

          Subject to any required action by the stockholders of the Corporation, in the event of any
change in the Common Stock effected without receipt of consideration by the Corporation, whether
through merger, consolidation, reorganization, reincorporation, recapitalization, reclassification,
stock dividend, stock split, reverse stock split, split-up, split-off, spin-off, combination of
shares, exchange of shares, or similar change in the capital structure of the Corporation,
appropriate adjustments shall be made in the number of Units subject to the Award and/or the number
and kind of shares to be issued in settlement of the Award, in order to prevent dilution or
enlargement of the Participant’s rights under the Award. For purposes of the foregoing, conversion
of any convertible securities of the Corporation shall not be treated as “effected without receipt
of consideration by the Corporation.” Any fractional share resulting from an adjustment pursuant
to this Section shall be rounded down to the nearest whole number. Such adjustments shall be
determined by the Plan Administrator, and its determination shall be final, binding and conclusive.

     11. Rights as a Stockholder or Employee.

          The Participant shall have no rights as a stockholder with respect to any shares which may be
issued in settlement of this Award until the date of the issuance of a certificate for such shares
(as evidenced by the appropriate entry on the books of the Corporation or of a duly authorized
transfer agent of the Corporation). No adjustment shall be made for dividends, distributions or
other rights for which the record date is prior to the date such certificate is issued,

6

 

except as provided in Section 10. If the Participant is an Employee, the Participant
understands and acknowledges that, except as otherwise provided in a separate, written employment
agreement between the Corporation or a Parent or Subsidiary and the Participant, the Participant’s
employment is “at will” and is for no specified term. Nothing in this Agreement shall confer upon
the Participant any right to continue in Service or interfere in any way with any right of the
Corporation or any Parent or Subsidiary to terminate the Participant’s Service at any time.

     12. Legends.

          The Corporation may at any time place legends referencing any applicable federal, state or
foreign securities law, including Local Law, restrictions on all certificates representing shares
of Common Stock issued pursuant to this Agreement. The Participant shall, at the request of the
Corporation, promptly present to the Corporation any and all certificates representing shares
acquired pursuant to this Award in the possession of the Participant in order to carry out the
provisions of this Section.

     13. Miscellaneous Provisions.

          13.1 Termination or Amendment. The Plan Administrator may terminate or amend the Plan or this
Agreement at any time; provided, however, that except as provided in Section 9 in connection with a
Corporate Transaction, no such termination or amendment may adversely affect the Participant’s
rights under this Agreement without the consent of the Participant unless such termination or
amendment is necessary to comply with applicable law or government regulation. No amendment or
addition to this Agreement shall be effective unless in writing.

          13.2 Nontransferability of the Award. Prior to the issuance of shares of Common Stock on the
applicable Settlement Date, neither this Award nor any Units subject to this Award shall be subject
in any manner to anticipation, alienation, sale, exchange, transfer, assignment, pledge,
encumbrance, or garnishment by creditors of the Participant or the Participant’s beneficiary,
except transfer by will or by the laws of descent and distribution. All rights with respect to the
Award shall be exercisable during the Participant’s lifetime only by the Participant or the
Participant’s guardian or legal representative.

          13.3 Further Instruments. The parties hereto agree to execute such further instruments and to
take such further action as may reasonably be necessary to carry out the intent of this Agreement.

          13.4 Binding Effect. This Agreement shall inure to the benefit of the successors and assigns
of the Corporation and, subject to the restrictions on transfer set forth herein, be binding upon
the Participant and the Participant’s heirs, executors, administrators, successors and assigns.

          13.5 Delivery of Documents and Notices. Any document relating to participation in the Plan or
any notice required or permitted hereunder shall be given in writing and shall be deemed
effectively given (except to the extent that this Agreement provides for effectiveness only upon
actual receipt of such notice) upon personal delivery, electronic delivery

7

 

at the e-mail address, if any, provided for the Participant by the Corporation or a Parent or
Subsidiary, or upon deposit in the U.S. Post Office or foreign postal service, by registered or
certified mail, or with a nationally recognized overnight courier service, with postage and fees
prepaid, addressed to the other party at the address shown below that party’s signature to the
Grant Notice or at such other address as such party may designate in writing from time to time to
the other party.

               (a) Description of Electronic Delivery. The Plan documents, which may include but do not
necessarily include: the Plan, the Grant Notice, this Agreement, the Plan Prospectus, and any
reports of the Corporation provided generally to the Corporation’s stockholders, may be delivered
to the Participant electronically. In addition, the Participant may deliver electronically the
Grant Notice to the Corporation or to such third party involved in administering the Plan as the
Corporation may designate from time to time. Such means of electronic delivery may include but do
not necessarily include the delivery of a link to a Corporation intranet or the internet site of a
third party involved in administering the Plan, the delivery of the document via e-mail or such
other means of electronic delivery specified by the Corporation.

               (b) Consent to Electronic Delivery. The Participant acknowledges that the Participant has
read Section 13.5(a) of this Agreement and consents to the electronic delivery of the Plan
documents and Grant Notice, as described in Section 13.5(a). The Participant acknowledges that he
or she may receive from the Corporation a paper copy of any documents delivered electronically at
no cost to the Participant by contacting the Corporation by telephone or in writing. The
Participant further acknowledges that the Participant will be provided with a paper copy of any
documents if the attempted electronic delivery of such documents fails. Similarly, the Participant
understands that the Participant must provide the Corporation or any designated third party
administrator with a paper copy of any documents if the attempted electronic delivery of such
documents fails. The Participant may revoke his or her consent to the electronic delivery of
documents described in Section 13.5(a) or may change the electronic mail address to which such
documents are to be delivered (if Participant has provided an electronic mail address) at any time
by notifying the Corporation of such revoked consent or revised e-mail address by telephone, postal
service or electronic mail. Finally, the Participant understands that he or she is not required to
consent to electronic delivery of documents described in Section 13.5(a).

          13.6 Integrated Agreement. The Grant Notice, this Agreement and the Plan shall constitute the
entire understanding and agreement of the Participant and the Corporation with respect to the
subject matter contained herein or therein and supersedes any prior agreements, understandings,
restrictions, representations, or warranties between the Participant and the Corporation with
respect to such subject matter other than those as set forth or provided for herein or therein. To
the extent contemplated herein or therein, the provisions of the Grant Notice and the Agreement
shall survive any settlement of the Award and shall remain in full force and effect.

          13.7 Applicable Law. This Agreement shall be governed by the laws of the State of California
as such laws are applied to agreements between California residents entered into and to be
performed entirely within the State of California. For purposes of litigating any

8

 

dispute that arises directly or indirectly from the relationship of the parties as evidenced
by this Agreement, the parties hereby submit to and consent to the jurisdiction of the State of
California and agree that such litigation shall be conducted only in the courts of the County of
Santa Clara, California, or the federal courts of the United States for the Northern District of
California, and no other courts, where this Agreement is made and/or performed.

          13.8 Counterparts. The Grant Notice may be executed in counterparts, each of which shall be
deemed an original, but all of which together shall constitute one and the same instrument.

9

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