Document:

INTERPACE
DIAGNOSTICS GROUP, INC. 2019 EQUITY INCENTIVE PLAN

 

RESTRICTED
STOCK UNIT GRANT NOTICE AND

RESTRICTED
STOCK UNIT AGREEMENT

 

Interpace
Diagnostics Group, Inc., a Delaware corporation (the “Company”), pursuant to its 2019 Equity Incentive Plan,
as amended from time to time (the “Plan”), hereby grants to the individual listed below (“Participant”)
an award of the number of Restricted Stock Units set forth below (the “Restricted Stock Units”). The Restricted
Stock Units are subject to the terms and conditions set forth in this Restricted Stock Unit Grant Notice (the “Grant
Notice”), the Restricted Stock Unit Agreement attached hereto as Exhibit A (the “Agreement”)
and the Plan, each of which is incorporated herein by reference. Unless otherwise defined herein, the terms defined in the Plan
shall have the same defined meanings in this Grant Notice and the Agreement.

 

	Participant:	[_________]
	 	 
	Grant
    Date:	[_________]
	 	 
	Total
    Number of Restricted Stock Units:	[_________]
	 	 
	Vesting
    Schedule:	1/3
    of the Restricted Stock Units shall vest on each of the first three anniversaries of the Grant Date

 

By
Participant’s signature below, Participant agrees to be bound by the terms and conditions of the Plan, the Agreement and
the Grant Notice. Participant has reviewed the Agreement, the Plan and the Grant Notice in their entirety, has had an opportunity
to obtain the advice of counsel prior to executing the Grant Notice and fully understands all provisions of the Grant Notice,
the Agreement and the Plan.

 

	interpace diagnostics group, INC.	 	participant
	 	 	 	 	 
	 	 	 	 	                      
	Name:	Jack
    Stover	 	Name:	 
	Title:	CEO	 	 	 

 

    	 	 	 

    	 

    

 

EXHIBIT
A

TO
RESTRICTED STOCK UNIT GRANT NOTICE

 

RESTRICTED
STOCK UNIT AGREEMENT

 

Pursuant
to the Grant Notice to which this Agreement is attached, the Company has granted to Participant Restricted Stock Units under the
Plan in an amount set forth in the Grant Notice.

 

1.
Award of Restricted Stock Units. In consideration of Participant’s past and/or continued employment with or service
to the Company and for other good and valuable consideration, effective as of the Grant Date set forth in the Grant Notice, the
Company has granted to Participant the number of Restricted Stock Units set forth in the Grant Notice, upon the terms and conditions
set forth in the Grant Notice, the Plan and this Agreement. Each Restricted Stock Unit represents the right to receive one Share
or, at the option of the Company, an amount of cash as set forth in Section 4(b), in either case, at the times and subjection
to the conditions set forth herein. However, unless and until the Restricted Stock Units have vested, Participant will have no
right to the payment of any Shares subject thereto. Prior to the actual delivery of any Shares, the Restricted Stock Units will
represent an unsecured obligation of the Company, payable only from the general assets of the Company.

 

2.
Date of Grant. The Restricted Stock Units are granted on the Grant Date.

 

3.
Vesting of Restricted Stock Units. The Restricted Stock Units will become vested only in accordance with the terms and
provisions of the Plan and this Agreement, as follows:

 

(a)
Vesting. Subject to the continued service of the Participant by the Company through the relevant vesting dates, the Restricted
Stock Units shall become vested in such amounts and at such times as are set forth in the Grant Notice.

 

(b)
Service with Affiliates. Solely for purposes of this Agreement, service with the Company will be deemed to include service
with any Affiliate of the Company (for only so long as such entity remains an Affiliate of the Company).

 

(c)
Effect of Termination of Service on the Restricted Stock Units. If the Participant’s service terminates or is terminated
for any reason, the unvested portion of the Restricted Stock Units shall be forfeited immediately with no further compensation
due to the Participant.

 

4.
Distribution or Payment of Restricted Stock Units.

 

(a)
The Restricted Stock Units shall be distributed in Shares (either in book-entry form or
otherwise) or, at the option of the Company, paid in an amount of cash as set forth in Section 4(b), in either case, as soon as
administratively practicable following the vesting of the applicable Restricted Stock Unit, and, in any event, within sixty (60)
days following such vesting (for the avoidance of doubt, this deadline is intended to comply with the “short-term deferral”
exemption from Section 409A of the Code). Notwithstanding the foregoing, the Company may delay a distribution or payment in settlement
of Restricted Stock Units if it reasonably determines that such payment or distribution will violate federal securities laws or
any other applicable law, provided that such distribution or payment shall be made at the earliest date at which the Company reasonably
determines that the making of such distribution or payment will not cause such violation, as required by Proposed Treasury Regulation
Section 1.409A-1(b)(4)(ii), and provided further that no payment or distribution shall be delayed under this Section 4(a) if such
delay will result in a violation of Section 409A of the Code.

 

    	 	A-1	 

    	 

    

 

(b)
In the event that the Company elects to make payment of the Restricted Stock Units in cash,
the amount of cash payable with respect to each Restricted Stock Unit shall be equal to the Fair Market Value of a Share on the
day immediately preceding the applicable distribution or payment date set forth in Section 4(a). All distributions made in Shares
shall be made by the Company in the form of whole Shares, and any fractional Share shall be distributed in cash in an amount equal
to the value of such fractional Share determined based on the Fair Market Value as of the date immediately preceding the date
of such distribution.

 

5.
Non-Transferability of Restricted Stock Units. The Restricted Stock Units may not be sold, pledged, assigned, hypothecated,
gifted, transferred or disposed of in any manner either voluntarily or involuntarily by operation of law or otherwise, other than
by will or by the laws of descent and distribution.

 

6.
Investment Representations. The Participant represents and warrants to the Company that the Participant is acquiring the
Restricted Stock Units (and upon settlement of the Restricted Stock Units, may be acquiring Shares) for investment for the Participant’s
own account, not as a nominee or agent, and not with a view to, or for resale in connection with, any distribution thereof. As
a further condition to the settlement of the Restricted Stock Units, the Board may require that certain agreements, undertakings,
representations, certificates, legends and/or information or other matters, as the Board may deem necessary or advisable, be executed,
agreed to and/or provided to the Company to assure compliance with all such applicable laws or regulations.

 

7.
Tax Consequences. The Participant acknowledges that the Company has not advised the Participant regarding the Participant’s
income tax liability in connection with the grant of the Restricted Stock Units and that the Company does not guarantee any particular
tax treatment. The Participant acknowledges that the Participant has reviewed with the Participant’s own tax advisors the
tax treatment of the Restricted Stock Units and is relying solely on those advisors in that regard. The Participant understands
that the Participant (and not the Company) will be responsible for the Participant’s own tax liabilities arising in connection
with the Restricted Stock Units.

 

8.
No Continuation of Service. Neither the Plan nor this Agreement will confer upon the Participant any right to continue
in the employment or service of the Company or any of its Affiliates, or limit in any respect the right of the Company or its
Affiliates to discharge the Participant at any time, with or without Cause and with or without notice.

 

9.
Withholding. The Company is hereby authorized to withhold from any consideration payable or property transferable to the
Participant any taxes required to be withheld by applicable law in connection with the grant, vesting or settlement of the Restricted
Stock Units or the disposition of the Shares subject to the Restricted Stock Units.

 

10.
The Plan. The Participant has received a copy of the Plan, has read the Plan and is familiar with its terms, and hereby
accepts the Restricted Stock Units subject to the terms and provisions of the Plan. Pursuant to the Plan, the Board is authorized
to interpret the Plan and to adopt rules and regulations not inconsistent with the Plan as it deems appropriate. The Participant
hereby agrees to accept as binding, conclusive and final all decisions or interpretations of the Board with respect to questions
arising under the Plan, the Grant Notice or this Agreement.

 

11.
Entire Agreement. The Grant Notice and this Agreement, together with the Plan, and any other exhibits attached hereto,
represents the entire agreement between the parties with respect to the subject matter hereof and supersedes any prior agreement,
written or otherwise, relating to the subject matter hereof.

 

12.
Amendment. Except as otherwise provided herein, in the Grant Notice or in the Plan, or as would otherwise not have a material
adverse effect on the Participant, this Agreement may only be amended by a writing signed by each of the parties hereto.

 

13.
Governing Law. This Agreement will be construed in accordance with the laws of the State of Delaware, without regard to
the application of the principles of conflicts of laws.

 

14.
Execution. The Grant Notice may be executed, including execution by facsimile signature, in one or more counterparts, each
of which will be deemed an original, and all of which together shall be deemed to be one and the same instrument.

 

    	 	A-2INTERPACE DIAGNOSTICS GROUP, INC. 2019 EQUITY
INCENTIVE PLAN

 

STOCK OPTION GRANT NOTICE AND

STOCK OPTION AGREEMENT

 

Interpace
Diagnostics Group, Inc., a Delaware corporation (the “Company”), pursuant to its 2019 Equity Incentive Plan,
as amended from time to time (the “Plan”), hereby grants to the individual listed below (“Participant”)
an option to purchase the number of Shares set forth below (the “Option”). The Option is subject to the terms
and conditions set forth in this Stock Option Grant Notice (the “Grant Notice”), the Stock Option Agreement
attached hereto as Exhibit A (the “Agreement”) and the Plan, each of which is incorporated herein by
reference. Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in this Grant Notice
and the Agreement.

 

	Participant:	[_________]
	 	 
	Grant Date:	[_________]
	 	 
	Exercise Price Per Share:	[_________]
	 	 
	Total Number of Shares Subject to Option:	[_________]
	 	 
	Expiration Date:	[_________]
	 	 
	Type of Option:	
        [  ] Incentive Stock Option

        [  ] Non-Qualified Stock Option

	 	 
	Vesting Schedule:	1/3 of the Option shall vest on each of the first three anniversaries of the Grant Date

 

By
Participant’s signature below, Participant agrees to be bound by the terms and conditions of the Plan, the Agreement and
the Grant Notice. Participant has reviewed the Agreement, the Plan and the Grant Notice in their entirety, has had an opportunity
to obtain the advice of counsel prior to executing the Grant Notice and fully understands all provisions of the Grant Notice, the
Agreement and the Plan.

 

	interpace diagnostics group, INC.	 	participant
	 	 	 
	 	 	 	 	 
	Name:	Jack Stover	 	Name:	               
	Title:	CEO	 	 	 

 

    	 

    	 

    

 

EXHIBIT A

TO STOCK OPTION
GRANT NOTICE

 

STOCK OPTION
AGREEMENT

 

Pursuant to the Grant Notice
to which this Agreement is attached, the Company has granted to Participant an Option under the Plan to purchase the number of
Shares set forth in the Grant Notice.

 

1. Award
of Option. In consideration of Participant’s past and/or continued employment with or service to the Company and for
other good and valuable consideration, effective as of the Grant Date set forth in the Grant Notice, the Company has granted to
Participant the Option to purchase any part or all of the aggregate number of Shares set forth in the Grant Notice, upon the terms
and conditions set forth in the Grant Notice, the Plan and this Agreement.

 

2. Date
of Grant; Term of Option. The Option is granted on the Grant Date and may not be exercised later than the Expiration Date,
subject to earlier termination in accordance with the Plan and this Agreement.

 

3. Option
Exercise Price. The exercise price per Share of the Shares subject to the Option (the “Exercise Price”)
shall be as set forth in the Grant Notice.

 

4. Vesting and
Exercise of Option. The Option will become vested and exercisable only in accordance with the terms and provisions of the
Plan and this Agreement, as follows:

 

(a) Vesting.
Subject to the continued service of the Participant by the Company through the relevant vesting dates, the Option shall become
vested and exercisable in such amounts and at such times as are set forth in the Grant Notice.

 

(b) Service with
Affiliates. Solely for purposes of this Agreement, service with the Company will be deemed to include service with any Affiliate
of the Company (for only so long as such entity remains an Affiliate of the Company).

 

(c) Effect
of Termination of Service on the Option.

 

(i) Forfeiture
of Unvested Option. If the Participant’s service terminates or is terminated for any reason, the unvested portion of
the Option shall be forfeited immediately with no further compensation due to the Participant.

 

(ii) Vested
Portion of the Option. If the Participant’s service terminates or is terminated for any reason, the vested portion of
the Option shall remain exercisable for such period as set forth in Section 7 of the Plan.

 

(d) Method
of Exercise. The Participant may exercise the Option by delivering a written notice of exercise to the Company in accordance
with Section 5(d) of the Plan.

 

(e) Partial
Exercise. The Option may be exercised in whole or in part; provided, however, that any exercise may apply only
with respect to a whole number of Shares.

 

(f) Restrictions
on Exercise. The Option may not be exercised, and any purported exercise will be void, if the issuance of Shares upon such
exercise would constitute a violation of any law, regulation or exchange listing requirement. The Board may from time to time modify
the terms of the Option or impose additional conditions on the exercise of the Option as it deems necessary or appropriate to facilitate
compliance with any law, regulation or exchange listing requirement. As a further condition to the exercise of the Option, the
Company may require the Participant to make any representation or warranty as may be required by or advisable under any applicable
law or regulation.

 

5. Non-Transferability
of Option. The Option may not be sold, pledged, assigned, hypothecated, gifted, transferred or disposed of in any manner either
voluntarily or involuntarily by operation of law or otherwise, other than by will or by the laws of descent and distribution.

 

    	A-1

    	 

    

 

6. Investment
Representations. The Participant represents and warrants to the Company that the Participant is acquiring the Option (and upon
exercise of the Option, will be acquiring Shares) for investment for the Participant’s own account, not as a nominee or agent,
and not with a view to, or for resale in connection with, any distribution thereof. As a further condition to the exercise of the
Option, the Board may require that certain agreements, undertakings, representations, certificates, legends and/or information
or other matters, as the Board may deem necessary or advisable, be executed, agreed to and/or provided to the Company to assure
compliance with all such applicable laws or regulations.

 

7. Tax
Consequences. The Participant acknowledges that the Company has not advised the Participant regarding the Participant’s
income tax liability in connection with the grant of the Option and that the Company does not guarantee any particular tax treatment.
The Participant acknowledges that the Participant has reviewed with the Participant’s own tax advisors the tax treatment
of the Option (including the purchase and sale of Shares subject hereto) and is relying solely on those advisors in that regard.
The Participant understands that the Participant (and not the Company) will be responsible for the Participant’s own tax
liabilities arising in connection with the Option.

 

8. No
Continuation of Service. Neither the Plan nor this Agreement will confer upon the Participant any right to continue in the
employment or service of the Company or any of its Affiliates, or limit in any respect the right of the Company or its Affiliates
to discharge the Participant at any time, with or without Cause and with or without notice.

 

9. Withholding.
The Company is hereby authorized to withhold from any consideration payable or property transferable to the Participant any taxes
required to be withheld by applicable law in connection with the grant, vesting or exercise of the Option or the disposition of
the Shares subject to the Option.

 

10. The
Plan. The Participant has received a copy of the Plan, has read the Plan and is familiar with its terms, and hereby accepts
the Option subject to the terms and provisions of the Plan. Pursuant to the Plan, the Board is authorized to interpret the Plan
and to adopt rules and regulations not inconsistent with the Plan as it deems appropriate. The Participant hereby agrees to accept
as binding, conclusive and final all decisions or interpretations of the Board with respect to questions arising under the Plan,
the Grant Notice or this Agreement.

 

11. Entire
Agreement. The Grant Notice and this Agreement, together with the Plan, and any other exhibits attached hereto, represents
the entire agreement between the parties with respect to the subject matter hereof and supersedes any prior agreement, written
or otherwise, relating to the subject matter hereof.

 

12. Amendment.
Except as otherwise provided herein, in the Grant Notice or in the Plan, or as would otherwise not have a material adverse effect
on the Participant, this Agreement may only be amended by a writing signed by each of the parties hereto.

 

13. Governing
Law. This Agreement will be construed in accordance with the laws of the State of Delaware, without regard to the application
of the principles of conflicts of laws.

 

14. Execution.
The Grant Notice may be executed, including execution by facsimile signature, in one or more counterparts, each of which will be
deemed an original, and all of which together shall be deemed to be one and the same instrument.

 

15. Incentive
Stock Options. Participant acknowledges that to the extent the aggregate Fair Market
Value of Shares (determined as of the time the option with respect to the Shares is granted) with respect to which Incentive Stock
Options, including the Option (if applicable), are exercisable for the first time by Participant during any calendar year exceeds
$100,000 or if for any other reason such Incentive Stock Options do not qualify or cease to qualify for treatment as “incentive
stock options” under Section 422 of the Code, such Incentive Stock Options shall be treated as Non-Qualified Stock Options.
Participant further acknowledges that the rule set forth in the preceding sentence shall be applied by taking the Option and other
stock options into account in the order in which they were granted, as determined under Section 422(d) of the Code and the Treasury
Regulations thereunder. Participant also acknowledges that an Incentive Stock Option exercised more than three months after Participant’s
termination of service, other than by reason of death or disability, will be taxed as a Non-Qualified Stock Option.

 

16. Notification
of Disposition. If the Option is designated as an Incentive Stock Option, Participant
shall give prompt written notice to the Company of any disposition or other transfer of any Shares acquired under this Agreement
if such disposition or transfer is made (a) within two years from the Grant Date or (b) within one year after the transfer of such
Shares to Participant. Such notice shall specify the date of such disposition or other transfer and the amount realized, in cash,
other property, assumption of indebtedness or other consideration, by Participant in such disposition or other transfer.

 

    	A-2

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