Document:

IAM Agreement 2001 - 2004

Exhibit 10.1

 IAM

AGREEMENT

2001 - 2004 

 ARTICLE I - RECOGNITION 

	1	Chart Heat Exchangers (hereinafter referred to as the "Company") recognizes Local Lodge 2191 of District Lodge 66 of The International Association of Machinists and Aerospace Workers, AFL-CIO (hereinafter referred to as
the "Union") as the sole and exclusive bargaining agent for its employees at its La Crosse, Wisconsin manufacturing facility for the purpose of collective bargaining with respect to the wages, hours and working conditions of said employees.

	 	 
	2	As used in this Agreement, the terms "employee" and "employees" shall include all production and maintenance employees, including all craters, receiving clerks and toolroom employees, but shall exclude all
administrative employees, factory office clerical employees, engineers and technical employees, standards and factory cost department employees, professional employees, guards, safety inspectors, nurses, student trainees and all supervisory
employees as defined in the Labor Management Relations Act. 
	 	 
	3	Employees in the above excluded jobs are not covered by this Agreement; but if employees currently in such jobs subsequently take other jobs within the coverage of this Agreement, then such employees shall
be eligible to membership in the Union upon such notification to them by the Company. 
	 	 
	4	
  This Agreement shall be binding on any and all successors and assigns, who by purchase, lease, transfer of stock or merger, acquire control of the Company's manufacturing facility in La Crosse, Wisconsin. 

ARTICLE II - UNION SECURITY 

	5	
 Employees eligible for Union membership as defined in this Agreement shall be required at the expiration of their probationary period to become and remain members of the Union in good standing with respect to the payment of
uniformly levied initiation fee and periodic dues as a condition of employment. 

 ARTICLE III - HOURS 

 Regular Work Day and Week 

	6	
 Eight (8) hours shall constitute a regular day's work and not more than forty (40) hours shall constitute a regular week's work. The regular work week will begin at 11:00 p.m. on Sunday and will end on Friday. 

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 Shift Hours

	7	
The shifts may consist of one day and two night shifts. The regular working hours are as follows:

	 	 	 
	 	3rd Shift	11:00 P.M. to 7:00 A.M.
	 	1st Shift	  7:00 A.M. to 3:00 P.M.
	 	2nd Shift	  3:00 P.M. to 11:00 P.M.
	 	 	 
	 	Third shift weekly start will be 11:00 P.M., Sunday.
	 	 	 
	8	Regular Lunch Periods.
	 	 	 
	 	1st Shift	12:00 Noon
	 	2nd Shift	    8:00 P.M.

	 	3rd Shift	    4:00 A.M.

	 	 	 
	 	All employees are assigned to a three shift basis and will have a paid 15 minute lunch period starting at one of the times listed above in this paragraph. 

ARTICLE IV - OVERTIME 

General

	9	Union members will cooperate in working of necessary overtime; however, an employee shall have the right to refuse to perform overtime work where the Company is able to secure someone else who is experienced
to perform the work.
	 		 
	10	An employee shall have the right to refuse to accept overtime work whenever they have a reasonable excuse or where the length of time is so excessive so as to endanger their health.
	 	 	 
	11	It shall be the policy of the Company to ask for overtime before 12 o'clock for the day shift - 9 o'clock for the second shift and the day before for the third shift for daily overtime. In no event shall a
first or second shift employee be required to work Saturday when notification is given later than the end of the employee's Thursday shift nor where the Saturday shift is more than five (5) hours. For first and second shift employees, the Company
will schedule consecutive 5-hour shifts on Saturday and/or Sunday except where production needs require another schedule. When two shifts are being scheduled, the first and second shifts will be scheduled for the same number of hours. Third shift
employees will not be required to work Saturday when notification is given later than one hour after the beginning of the Thursday shift. The normal Saturday or Sunday shift for third shift employees is eight (8) consecutive hours. If a change in
schedule is necessary, the area committeeman will be notified and given the reason for such deviation - this will be done before the deviation whenever possible. 1st and 2nd shifts will have the right to work five (5) hours starting on their regular
Saturday and Sunday shift, since the regular shift on weekends is five (5) hours.

 

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	 Overtime Premium

	 	 
	12  	All hours worked in excess of eight (8) in a work day will be paid at one and one-half (1-1/2) times the regular straight time hourly rate.
	 	 
	13  	When an employee works hours prior to or after their normal shift they will be paid overtime at time and one-half. The exception to this is when an employee requests earlier starting and stopping time and
the Management agrees, then the Company is not obligated to pay overtime hours before or after their regularly scheduled shift.
	 	 
	14  	The Management has agreed to pay double time for all overtime hours worked which exceed sixteen (16) hours in any one week with the understanding with the Shop Committee that the Management has a right to
replace the employee that is working and has put in sixteen (16) hours overtime. The Management will make the transfers in such cases. The Management will replace the employee with an employee from within the department as follows:
	 	 	 
	 	1.  	With an employee from the same department and shift.
	 	 	 
	 	2.  	If possible with an employee from the same department on another shift.
	 	 	 
	 	3.  	
Where employees for replacement are not available within the department, employees capable of performing the work will be transferred in from other Departments.

	 	 
	 	Hours worked on a day observed as a holiday under this Agreement will be included in such sixteen (16) hours under this paragraph. 
	 
	 Saturday and Holiday Pay  

	 	 
	15	All Saturday work shall be paid for at the rate of one and one-half (1-1/2) times the hourly rate including third shift Saturday work which starts at 11:00 p.m. on Friday. All work done on Sunday and legal
holidays shall be paid for at the rate of double time except where a regular third shift starts on a Sunday or a holiday and then the regular working hours shall be compensated at the applicable regular rate. 
	 
	 Overtime Charging

	 	 
	16	
An employee's overtime record shall be credited with overtime when they are asked whether they work or not. If the department works overtime, an absent employee's overtime record shall be charged with any overtime for which they
would have been eligible had they not been absent, including an employee on vacation or sick leave. 

An employee on a day-at-a-time vacation when overtime is scheduled but who returns before the overtime is worked shall be asked for that overtime if such employee is eligible and qualified. If such employee replaces another employee,
the employee being replaced is not charged for that overtime. An employee's absence on Thursday will not jeopardize that employee's rights to weekend overtime if they return to work on Friday. However, it will be the employee's responsibility to
communicate with management no later than the start of the lunch period of their Friday shift to determine if weekend overtime is available. 

	 	  

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	 	Where the applicable rate of pay is time and one-half, the employee will be charged with one and one-half hours overtime for each overtime hour. 
	 	 
	 	Where the applicable rate of pay is double time, the employee will be charged with two hours overtime for each overtime hour.
	 	 
	 	An employee asked to work overtime after the deadlines defined in Paragraph 11, where the overtime is in a department or shift other than their own, will not be charged with such overtime refused but will be charged if
they work such overtime. 
	 	 
	 	An employee who is asked to work additional overtime while working a weekend overtime shift, will not be charged for such additional overtime if refused, but will be charged if they work such additional overtime.

	 	 
	 	Telephone offers of overtime where management reaches the employee are charged whether or not the overtime is worked. Where a message is left with someone other than the employee, and the employee fails to work, the
overtime will not be charged. All work, or refusal of work, on a day observed as a holiday under this Agreement is charged. 
	 	 
	 	An employee who accepts an overtime assignment but fails to report for and work such assignment without being excused by management will be charged at double the rate charged if the overtime were worked, starting with
the second such instance. Starting with the third such instance, the employee will be charged triple the rate charged if the overtime were worked. 
	 	 
	 	No double charge or triple charge will be made for an overtime assignment missed due to hospitalization of the employee or death or hospitalization of a member of the employee's immediate family. 
	 	 
	17   	When an employee is transferred to a different Department, they will get the average overtime for that Department. When they are transferred back to their Home Department, they will receive the overtime average of their
Home Department. 
	 	 
	 Overtime Distribution 

	 	 
	18   	The supervisor will keep daily records of all overtime worked by the employees. In order that the overtime within the various departments is distributed as evenly as possible, those with the least amount of overtime
shall be asked to work first among those qualified to do the work. It is recognized that an employee may be qualified to do the overtime work without holding the applicable job classification. If an employee is eligible for overtime but declines the
hours that are offered, the overtime may be offered to the next qualified employee. The supervisor's copy of the overtime record will be posted at the supervisor's desk and kept as current as possible. The names and work centers, where applicable,
of those scheduled for weekend overtime work in the department and shift will be displayed in the department area by the supervisor prior to the overtime work to permit checking by employees so they may determine before the overtime is worked if any
errors in selection have been made. This information is to be used by employees to point out any overtime assignment errors to the supervisor before the overtime is worked, wherever possible. When an entire shift in a department is scheduled for
weekend work, a notice displayed to that effect need not include names and work centers. 

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	19  	
The Company will continue its practice of distributing overtime as equally as possible on the shift in a department.

It is further agreed that the Company will maintain as close a balance of overtime hours among the shifts within a department as production necessities and individual skills allow.

  

	 	 
	 	 Overtime Entitlement on Transfer or Probation 

	 	 
	20   	A transferred employee shall have to work five (5) days before they are entitled to overtime. However, they may work if all other people in the Department have been asked. 
	 	 
	21   	Probationary employees will not be asked to work until all employees with seniority working in the department and on the shift, including transferred employees, have been asked to work; except that when all employees in
the department on all shifts who are qualified for the work involved have been asked to work and more employees are needed, qualified probationary employees may be asked. 
	 	 
	 	 ARTICLE V - HOLIDAYS 

	 	 

	 	 Paid Holidays 

	 	 
	22   	All employees on the seniority list shall receive eight (8) hours pay at their regular straight time hourly rate inclusive of shift premiums for the following holidays: New Year's Day, Good Friday, Memorial Day, Fourth
of July, Labor Day, Thanksgiving Day, day after Thanksgiving Day, December twenty-fourth, Christmas Day and December thirty-first, providing the employee has worked a major part of their last scheduled work day before and the major part of their
first scheduled work day after the holiday, providing such days are in the same work week as the holiday; except where this work requirement is specifically waived by the Company for reasons of personal urgency. 
	 	 
	23   	When December twenty-fourth and December thirty-first fall on Saturday or Sunday, the holidays will be observed on the preceding Friday. When any other holiday listed above falls on Saturday, it will be observed on the
preceding Friday.  
	 	 
	 	 On Layoff and Sick or Military Leave

	 	 
	24   	
Employees who have been laid off in a reduction of force during the work week prior to or during the week in which the holiday falls shall receive pay for such holiday.

 In the event one of the paid holidays falls during an employee's vacation, they have the option of substituting the day(s) before or the day(s) after their vacation for said holiday(s). 

	 	 
	25   	
Employees who go on sick leave during the work week prior to or during the week in which the holiday falls shall receive pay for such holiday.

 Employees who go on military leave during the first or second work week prior to or during the week in which the holiday falls shall receive pay for such holiday. 

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	 ARTICLE VI - OTHER PAY PROVISIONS

	 
	 Call Back Pay

	 	 
	26   	Any employee called back for work outside their regularly scheduled hours shall receive not less than two (2) hours pay at their applicable rate. 
	 
	 Reporting Pay

	 
	27   	When an employee reports for work and no work is available, they shall be paid up to four (4) hours at their regular straight time rate for the time lost during the first half of their shift unless they were notified in
advance of the starting time of their shift not to report for work. However, if stoppage of work is due to fire, lightning, failure of power lines or other causes beyond the Company's control no payment for lost time shall be made. 
	 
	28   	The Management agrees that an employee shall be notified when not to report for work by either, the supervisor of their department, the Personnel Department or the Management, provided the employee has furnished the
correct phone number to the Company. If the correct phone number is not provided and the employee cannot be contacted, no reporting pay will be paid.  
	 
	 Time Lost Due to Injury

	 
	29   	If it has been established that an injury to an employee has arisen out of and in the course of their employment with the Company, and the employee is instructed by the Medical Department to receive outside treatment
for the injury during the current shift, they will be paid for time necessary to obtain such treatment. If follow-up outside treatment is required which cannot be scheduled outside the employee's regular working hours, the employee will be paid up
to two (2) hours at their regular straight time hourly rate for time lost from their regular working hours for any such follow-up visits. 
	 
	30   	In the event an employee is instructed by the Medical Department to receive subsequent outside treatment during their regular shift because of their inability to continue work due to the original injury, they will be
paid for time necessary to obtain such treatment. 
	 
	31   	In any case in which an employee believes outside treatment for the injury is necessary during their regular working hours even though the Medical Department has refused to instruct them to receive such outside
treatment, the employee may at their option leave work to receive outside treatment. Should it be determined that the treatment was necessary in order the employee continue work or if it is determined that they are unable to continue work, the
employee will be paid for the time lost from their regular working hours in accordance with Paragraphs 29, 30, and 32. 

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	32   	If the employee loses time and the attending physician determines they are physically unable to work the balance of the shift on which they received outside treatment due to the severity of the injury, they
shall be paid for the balance of that regular shift, but not to exceed eight (8) regular hours, upon furnishing proof of the physician's determination. If an employee is injured while working in the plant and such injury arises out of and in the
course of their employment, and the injury is of such nature as to prevent the employee's return to work for an initial period of three (3) or more consecutive calendar days excluding Sunday or paid holiday or vacation following the day of injury,
then the Company will pay such employee a sum equal to the current sickness and accident daily benefit rate for each of such three (3) days; provided however, that such payment shall not be made if the Workmen's Compensation carrier of the Company
is required to pay the employee Workmen's Compensation for the three (3) day period following the day of injury. 
	 	 
	33   	Under the following circumstances the Company will pay for up to two and one-half (2-1/2) hours for working time lost by an employee on Monday: 
	 	 
	 	1.   	An employee is injured at work on a Saturday and obtains outside treatment. 
	 	 
	 	2.   	An injured employee is instructed by their doctor to report for medical evaluation on the following Monday morning before going to work. 
	 	 
	 	3.   	The employee notifies their supervisor in advance that they won't be in on time. 
	 	 
	 	4.   	The employee reports for work on the Monday involved before 9:30 a.m.  
	 	 
	 	 Bereavement

	 	 
	34   	An employee with seniority, who is working at the time, will be granted three (3) regular working days off with pay in the event of a death in the employee's immediate family. Immediate family is defined as
the employee's wife, husband, father, mother, son, daughter, brother, sister, father-in-law or mother-in-law. An employee may take the time off with pay later than the day of death or funeral if circumstances warrant and are a direct result of the
death. An employee with seniority, who is working at the time, will be granted one (1) regular work day off with pay to attend the funeral of a grandparent or grandchild of the employee.  
	 	 
	 	 Jury Duty

	 	 
	35   	An employee with seniority shall be excused from work on a work day on which they are called to perform jury service in a court of record, provided they give prior notice to the Company. 
	 	 
	36   	An employee with seniority who is excused from work for jury service and who furnishes the Company with a statement from the court with regard to jury pay received and time spent on jury service will be
reimbursed by the Company as follows: 
	 	 
	 	1.   	All employees will receive eight (8) hours pay at their regular straight time rate including all applicable premium pay less the amount received as jury pay for each day they are called to serve as a juror. 
	 	 
	 	2.   	A day of jury duty is defined as any day for which the employee is required to appear regardless of having served, certified by written statement from the court. 

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	 ARTICLE VII - SENIORITY

	 	 
	37   	
It shall be the policy of the Company to recognize seniority. To accomplish this, there shall be one seniority list covering all employees in all production departments. Where two or more employees gain seniority on the same day,
their relative seniority shall be determined by last name alphabetical sequence with, for example, an employee whose last name begins with "A" being regarded as senior to one whose last name begins with "B". Last name changes due to marriage, etc.
which occur after the day on which an employee gains seniority shall not affect seniority.

 In the event that, before June 1, 1988, a person who, as of the effective date of this agreement, is an employee of the Trane Company temporarily assigned to ALBRAZE International (Chart Heat Exchangers) the ALBRAZE (Chart)
seniority date of said person will be January 5, 1986. Notwithstanding the provisions of Paragraph 39, above, the relative seniority of employees whose ALBRAZE (Chart) seniority date is January 5, 1986 shall be determined by the among of Trane
Company seniority which they possessed as of the effective date of this Agreement.

	 
	 Probationary Period

	 
	38   	An employee shall have no seniority rights until the completion of their probationary period. The probationary period shall consist of sixty (60) actual days worked. This calculation does not include
overtime outside the normal schedule. The date given the employee for their seniority standing will be the day following the end of their probationary period.
	 
	39   	An employee shall lose their seniority rights for the following reasons: 
	 
	 	1.   	If they voluntarily terminate their employment with the Company. 
	 
	 	2.   	If they have been discharged for just cause. 
	 
	 	3.   	After being laid off, if an employee fails to report for work within five (5) days after being notified through the Company Human Resources department. Notification to return to work will be confirmed by certified
letter to the employee. However, no employee shall lose their seniority rights if their failure to report is the result of sickness or causes beyond their control, in which case the employee shall furnish written proof as to that fact.
	 
	 	4.   	If for any reason an employee has had twenty-four (24) consecutive months of unemployment with the Company or a period equal to one-half (1/2) of their seniority, whichever is greater.

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	 Layoff

	 
	40	When it becomes necessary to reduce the working forces, the last employee on the plant seniority list shall be the first employee laid off, etc., and the last employee laid off shall be the first employee
recalled, etc., except as hereinafter provided. Before any layoffs or recalls of any employees occur, a list of employees to be laid off or recalled will be presented to the Shop Committee as to the employees laid off or recalled and the effect on
seniority; but this shall not in any way interfere with the right of the Company to reduce its force.
	 
	 Voluntary Layoff

	 
	41	1.	Senior employees not affected by the layoff will be allowed to volunteer to replace the most senior people on the layoff list. Employees volunteering for layoff status are required to accept the
layoff for two (2) months unless the employees involved are recalled before that time.
	 
		2.	An employee opting for and receiving voluntary status may exercise this option one (1) time per rolling calendar year.
	 
		3.	
This voluntary layoff procedure will be administered through one (1) list per layoff date. When an employee on a two (2) month voluntary layoff returns to work, the junior employee will be laid off unless another senior employee has
signed the list for the specific layoff or until the list is exhausted.

A new list will be used for each successive layoff date and the procedure stated above will apply. The previous list will be cancelled at this time. Employees not receiving voluntary layoff on previous lists will be allowed to sign
these new lists to determine the availability and opportunity for voluntary layoff status.

	 
	 	4.	The Company retains the right to recall those on a voluntary layoff at any time based on production needs or if the skills of the volunteer are required. The Company also retains the right to deny voluntary layoff if
the volunteer’s skill is needed at the time of layoff.
	 
	 	5.	The Company agrees to pay their share of all insurance premiums for any employee on voluntary layoff. Also, the employee agrees to pay their share of all insurance premiums. All other benefit restrictions will apply as
for employees on normal layoff. Insurance payments are due the first of the month of applicable coverage.
	 
	 Exemptions and Deviations From Layoff

	 
	42	All welders, electricians, and toolroom employees are exempt from the seniority clause as to layoff as long as they are needed on their exempted jobs. It is understood that an exempted employee must have
demonstrated the capability to perform the required job. If the Company replaces an employee exempted in one of the above jobs with an older qualified employee, the exempted employee will be laid off.
	 
	43	Deviations from straight plant seniority in addition to those listed above can only be made for justifiable reasons, that is, when an employee's qualifications are essential on available work and no senior
employee not subject to layoff has the necessary qualifications. The Company will specify such exemptions to the Shop Committee sufficiently in advance of the layoff giving the specific reasons for such deviations in each case. The Company will
endeavor to find alternate qualified employees not subject to layoff for such exempted employees to replace those so exempted. The Company will not be required to make more than two transfers to replace one employee under this paragraph.
	 
	44	The parties may discuss from time to time the problem of deviations from seniority on layoff.
	 
	45	If the Union does not agree with certain exemptions, the Company and the Shop Committee shall make every effort to resolve their differences before resorting to

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	   	the grievance procedure.
	 	 
	  	 Layoff Notice 

	 	
	46	When layoffs, because of lack of work, are in accordance with straight seniority, the employees affected shall be given three (3) working days notice before being laid off for a period of two (2) weeks or
more. It is further agreed that in case of material shortages resulting from conditions beyond the Company's control, the three (3) days' notice provision will be waived. Employees exempted from layoff who are to be laid off because they are no
longer needed on the work for which they are exempted may be laid off without notice. However, first and second shift exempted employees will work to the end of the shift in which layoff notice is given. Paragraph 27 will apply to third shift exempt
employees who are to be laid off without notice.

 

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	 One Day Layoffs

	 
	47	Layoffs, due to lack of work or material shortages, will be made by seniority in a department, provided such a layoff does not exceed eight (8) hours in any one week. For any layoff in excess of eight (8)
hours in any one week, the procedure set forth in Paragraphs 40-44 will be followed. This paragraph is not intended to be used to establish a regular work week of less than five (5) days for the employees in any department, and shall be applied in
such a way that no employee is affected in their department more than six (6) times nor more than three (3) consecutive weeks in a twelve (12) month period. The Union Committee will be notified in advance of any layoff under this
paragraph.
	 
	 Inventory

	 
	48	In the event that production is interrupted due to the taking of inventory, the parties will meet to discuss appropriate work assignments.
	 
	ARTICLE VIII - TRANSFER

	 
	Requests for Transfer

	 
	49	All requests for permanent transfers by employees may be granted by the mutual consent of the Shop Committee and Management. The selection of employees shall be based upon the Job Selection
Guidelines.
	 
	50	When an employee is granted a job or department transfer at their own request they shall have a trial period of up to thirty (30) days. The exception to the foregoing sentence is in cases where an extension
of a trial period, due to skills is requested by the Company or the Union, and such extension is agreed to by the Company and the Union. They will receive the rate of the job they are performing while on transfer if they are qualified. If it is
decided to make the transfer permanent, the employee will be given a rating for which they are qualified.
	 
	 	1.	When such request is made, the Union and the employee and the supervisor will receive a written notification.
	 
	 	2.	In the event that an employee is accepted for training on a job with a labor grade higher than their present job they shall, when they complete the trial period, be paid the time and grade rate of the new job which is
closest to but not less than their time and grade rate on their former job.
	 
	 	3.	It is agreed that in cases where an employee has upgraded to a higher skilled job and as a result would receive lower progression rate, such employee would not receive less in the new posting (upgrade) than they would
in their old position. This inconsistency results from the increases to the maximum rate level for each position. Each situation would be dealt with individually. No change will be made to the progression levels in the rate structure.

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	Temporary/Forced Transfers

	 
	51   	
Employees will be considered as temporarily transferred until notified of being forced to accept a permanent job or department transfer due to shortage of work, material, manpower, etc. Said employee shall carry their present
classification and pay rate for a period not less than six (6) months. Employees will receive the rate of the job they are performing while on transfer if they are qualified and if the rate is higher than their current rate. After six (6) months the
employee will be given a rating in the new department for which they are qualified.

 If, up to three (3) months from the employee's date of forced transfer a position opens up in their home department, the employee will have the option to return to their home department, if they are qualified for the
position. 

	 
	Seniority Principle

	 
	52   	
It shall be the policy of the Company to follow the principle of seniority whenever skill is not a consideration when moving transferred employees out and returning employees to their home department. Employees will be transferred
from their home department by inverse seniority regardless of shift assignment provided the remaining employees are qualified to perform the work.

 When it is necessary to transfer employees and the position to be transferred to is a job of a higher labor grade than in the department, employees are to be transferred by seniority. Senior employees will be offered said transfer
prior to junior employees being forced to transfer, provided the remaining employees are qualified to perform the work. Transferred employees will be returned to their home department on the basis of seniority whenever skill is not a
consideration. 

	 
	Exception for Union Representatives

	 
	53   	1. A department steward or a member of the Shop Committee may be transferred or farmed, by inverse seniority, from their home department, but not subject to being replaced on their
shift. This provision shall not be construed to give extra seniority to such representative in the event of a layoff, nor to prevent such Union Representative from exercising their seniority. 
	 
	 	2.   	In the event the selection of a safety steward is other than a department steward, the language of paragraph #1 above will apply to said safety stewards.  
	 
	Calling Back Transferred Employees

	 
	54   	When it is established that there is a need for additional personnel for ten (10) working days or more in a Department, with employees out on transfer such employees will be returned to their Home Department
to fill the need in accordance with Paragraph 51 unless such need is being met temporarily by an employee with physical limitations who is unable to perform their normal duties. Such needed employees will be returned to their home department as soon
as possible but not later than thirty (30) calendar days. Presence of a physically limited employee in a Department will not result in a senior employee on transfer losing their rate or job. 
	 
	55  	Except where production needs reasonably require otherwise, employees shall not be placed in a department where employees are transferred out prior to returning those on transferred back to their home
department by seniority. 
	 	  

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	  	It is recognized that in order to use the work force efficiently and keep people working in so far as possible, the company requires flexibility in farming or transferring employees for a period of time, due
to the reduction of work in the Home Department, or their specific skill is needed in another department, or because of the production need of another department. The farming of an employee shall be by inverse seniority by shift, and will not exceed
10 working days. 
	 
	 Wage Rate Handling

	 
	56   	When an employee is transferred into a job classification they previously carried, they shall receive the rate for that job retroactively, after accumulating five (5) full days, provided such a rate is higher then they are carrying. If they continue on the job for a period of six (6) months, their short term rate shall become their new classification. 
	 
	 Notice of Transfer

	 
	57   	The Company will endeavor to give each employee a Notice to Report Form on the day preceding the transfer or shift change by 12:00 P.M. (noon) on the first shift, 9:00 P.M. on the second shift and 4:45 A.M.
on the third shift. 
	 
	 New Technology, Product Transfer or Discontinuance

	 
	58   	The Company and the Union agree that it is to both their mutual benefit and a sound economic and social goal to utilize the most efficient machines, processes, methods and/or materials. In this way, the
Company will be able to compete effectively in the market place and, thereby, provide economically secure jobs for its employees. 
	 
	59   	When the Company changes technology, transfers a product line or a portion thereof from La Crosse, or discontinues the manufacture of a product line or portion thereof at La Crosse, or merges two or more
departments and as a result of such action a department is dissolved or a major portion of the regular employees in such department are no longer needed on their jobs, each employee in the department whose job is abolished because of this action
will be subject to the following procedure: 
	 
	 	1.	Prior to the implementation of any of the above, the Company will meet with the Union to discuss the impact.
	 
	 	2. 	The Company agrees to train displaced employees within a reasonable period of time (6 months or less) for available positions. 
	 
	 	3.	Employees in classifications and areas will be handled in a manner consistent with marginal paragraph 50 of the agreement. 

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	 New Department 

	 	 
	60	A new department is created when a new product line is originally manufactured in a separate plant area, and such department is assigned a new department number. When a new department is created, the Company
and the Union will agree upon a procedure for the distribution of information regarding the department and the minimum requirements therefore. The selection of the employees will be made in accordance with Paragraphs 48 and 64 and the provisions of
Paragraph 49 shall also apply.
	 
	 	The Job Selection Guidelines will be the determining factor when making the selection. 
	 
	 
	 Upgrading

	 
	61	1.	The Company will continue to upgrade employees to higher skilled jobs where possible to do so. The fact that an employee is proficient on their current job will not in itself be the cause to prevent their being upgraded
to a higher skilled job.
	 
	 	2.	When a successful bidder is selected to report to the posted/notice job they can be held up to thirty (30) days in their current job. If it is necessary to hold the employee beyond the thirty (30) days, the employee
will be reimbursed for any monetary loss upon the successful completion of the training/trial period for the new job.
	 
	 Transfer to Lighter Work and Incapability 

	 
	62	When a senior employee, who is at the time working, requests a transfer to light work, or the Company determines that such an employee can no longer perform their job due to advanced age, physical incapacity
or is incapable of performing their regular job, the Company and the Union will discuss the problem with the intent of:
	 
		1.	Assigning them to available work which they are able to perform and which needs to be performed, and
	 	 	 
	 	2.	Paying for such work at the wage rate of the job they would be performing.
	 	 	 
	 	It is understood that the above does not obligate the Company to make work for an employee or to assign an employee to work which they cannot perform satisfactorily.
	 	 	 
	 Leaving or Returning to Bargaining Unit

	 	 	 
	63	Any member of the bargaining unit who has been promoted or transferred or is promoted or transferred to a position outside the bargaining unit described to a position outside the bargaining unit described in
Article I shall maintain the amount of seniority they had at the time of such promotion or transfer and will not continue to accumulate seniority within the bargaining unit.
	 	  

 14 

	 	Should such employee request to return to the bargaining unit or should the Company decide to return such employee to the bargaining unit, they will be reinstated with the amount of seniority they maintained at the time
of their promotion or transfer. The Company agrees that it will not return employees to the bargaining unit for the purpose of temporarily reducing the staff of non-bargaining unit employees. When such employee returns to the bargaining unit, their
job and department assignment will be at the discretion of the Company. The Union will be notified of the job and department assignment five (5) days prior to such assignment wherever possible. However, they will not be placed in a department where
their assignment would cause the transfer of a regular department employee then working in the department or where there are employees out of such department on transfer, or where there is not a need for them in the department for at least ten (10)
working days. Furthermore, upon return to the bargaining unit, such an employee will be assigned a labor grade no higher than the highest they held in the three-year period just prior to their promotion from the bargaining unit. 
	 
	
64

   

	
Nothing, however, contained in Paragraph 61 shall be construed as limiting the Company's right to discharge any employee promoted or transferred from the bargaining unit for cause.

 Should any employee who has been promoted or transferred from the bargaining unit and then returned to the bargaining unit under the above procedures, be subsequently again promoted or transferred from the bargaining unit, they will
lose all seniority status in the bargaining unit on the date of such promotion or transfer.

An initial temporary vacation replacement assignment of up to 3 months outside the bargaining unit will not be counted toward the limitations of this paragraph. 

	 
	Transfers Not Covered

	 
	65   	All transfers not covered elsewhere in this Agreement shall be discussed with the Shop Committee before such transfers are made.
	 
	 ARTICLE IX - SHIFT TRANSFERS

	 
	 Voluntary Shift Exchange (up to 1 week)

	 
	66   	
Voluntary shift exchanges which are approved by management will be permitted between two (2) employees in the same department on a temporary basis (up to 1 week) if such exchange conforms to the Walsh-Healey Act and does not cause
overtime payments. No changes in night shift premium will be made for either employee involved in temporary shift exchange under this paragraph.

For all voluntary shift exchanges, both employees must report to the department and shift from which they intend to switch for a minimum of one (1) week.

	 
	 Voluntary Shift Exchange (more than 1 week)

	 
	67   	A request for an exchange of shifts - for up to one (1) year by two employees in the same department will be permitted providing: 

 15 

 

	 	1.	Neither employee puts in more than eight (8) hours in a 24-hour period in making the exchange, to conform with the Walsh-Healey Act.
	 	 	 
	 	 2.	Neither of the employees making the exchange may do so more than two (2) times within a year. 
	 	 	 
	 	3. 	The qualifications and experience of both employees are relatively equal. 
	 	   	 
	      Relatively equal is defined as:
	 
	            	Two (2) employees who can perform similar job(s);
	       	An employee that is not from the department must be approved by the cell leader (engineer) and department supervisor affected to determine what job(s) they can perform or have working knowledge of before any
trade with a Home Department employee.
	 	   	  
	 	 4.	Such request must be in writing to the Company, signed by the employees involved, specifying the duration of the voluntary shift exchange, with a copy to the Union. 
	 	   	  
	 	 5.	With respect to this paragraph, all other provisions of this Agreement shall apply. 
	 	   	  
	 	6.	For all voluntary shift exchanges, both employees must report to the department and shift from which they intend to switch for a minimum of one (1) week. 
	 
	 Shift Preference 

	 
	68   	An employee upon attaining seniority may replace a junior employee in the same skill on a different shift in the same department subject to the following: 
	 
	 	1. 	When an employee gains seniority they can be replaced by a senior employee. 
	 
	 	2. 	Where the senior employee is replacing an employee in the same or a lower rated labor grade, the Company will in all instances where possible train a replacement within three (3) months for the senior
employee so that they will be able to exercise their shift transfer. The training period will start within a one (1) week period after the employee's written request is acted on at the regular meeting.
	 
	 	3. 	Employees shall have the right to change shifts under this Section no more than (4) times within each calendar year.
	 
	 Transfer to Night Shift 

	 
	69   	When it is necessary to transfer a first shift worker to the second or third shift or a second shift worker to the third shift or the starting of a second or third shift, the youngest employee by seniority
in the Department capable of doing the work involved shall be so transferred, unless a senior employee has preference to be transferred to the shift involved. 
	 
	 ARTICLE X - POSTED VACANCIES 

	 
	70   	Should a vacancy occur within the Department due to retirement, termination, promotion, etc., the Company will discuss with the Union if said vacancy needs to be filled.
	 
	 	1. 	Employees from within the department where the opening is, will be offered said openings by seniority before moving to step #2 of this paragraph.
	 
	 	2. 	When a vacancy exists, the posting shall indicate the department, shift and for information purposes only, an identification of the major department functions(s), and a listing of typical labor grades in the
department.

 16 

 
 

	 	 	 
	 	3.	If the posted vacancy is filled by an employee from the posted department from another shift, this transfer may result in a vacancy on their shift, which in that event will be posted. No further transfer or
postings will be made. 
	 	 	 
	 	4.  	If the posted vacancy is not filled by someone from the posted department, it may be filled by a bidder from another department. 
	 	 	 
	 	5.	If an employee, after having received a posted vacancy, returns to their home department, a second employee from the original list of bidders may be selected to fill the vacancy. 
	 	 	 
	 	6.	If an employee is selected for a posted vacancy and subsequently returns to their Home Department at their own request, they shall be restricted from bidding on another posting for a period of six (6) months
from the date of transfer to the posted vacancy.
	 	 	 
	 	7.  	Vacancies will be filled based on the Job Selection Guidelines established and agreed to by the Union and Company. 
	 	 	 
	 	8.  	When additional personnel are required the Company will post a notice. 
	 	 	 
	 	9.  	The Company and Union will review notices prior to publication. 
	 	 	 
	 	 	When an employee is selected for a position and completes the training period, said employee will be restricted from bidding on another posting or notice for four (4) months. This is not intended to prevent
an employee from bidding on a higher skilled job during this four (4) month period. 
	 
	 ARTICLE XI - RULES AND REGULATIONS

	 	 	 
	71	1.	Pilfering, which includes the stealing or taking away of any Company property (including scrap) without the written permission of the Manager of Manufacturing or their agent is prohibited. 
	 	 	 
	72   	2.	Falsification by an employee of their own starting and stopping time is prohibited. 
	 	 	 
	73	3.	Carelessness of an employee which contributes to the injury of a fellow employee; any act of an employee which does or might contribute to the serious injury of an employee, which includes fighting on
Company property; or any intentional act which results in the destruction, the defacing of Company property, or the writing of indecent language, drawing obscene drawings on cards, bulletin boards, walls, or any other part of the Company property,
is prohibited. 
	 	 	 
	 74	 	A VIOLATION OF ANY OF THE RULES AND REGULATIONS NUMBERED ONE (1), TWO (2), OR THREE (3) WILL BE CAUSE FOR IMMEDIATE DISCHARGE. 
	 	 	 
	75	4.	Those employees who are capable of performing their assigned job efficiently and capably, but who fail to do so, will receive a written warning, a copy of which will be given to the Shop Committee. The
employee will be given at least thirty (30) days to show satisfactory improvement. If following receipt of the written warning, the employee fails to show satisfactory improvement, they will, not earlier than thirty (30) days and not later than
sixty (60) days following such receipt, be given a one (1) week suspension. Where an employee's previous service record has been good, the length of the suspension may be modified. If the employee receives a second written warning with six (6)
months of the beginning of their suspension, they will be given at least thirty (30) additional days to show satisfactory improvement. If, following receipt of the second written warning, the employee fails to show satisfactory improvement, they
may, not earlier than thirty (30) days and not later than sixty (60) days following such receipt, be discharged. In all cases under this rule, an employee's previous Company service record shall be given consideration before the discharge penalty is
invoked. The time periods given in this paragraph are understood to be periods "of working time".

17

"Working Time" Defined

	76	
The phrase "working time" referred to in Paragraph 75 of this Agreement shall include periods during which the employee is actually working, vacations, time lost due to bona fide illness or injury, military training, and a
consecutive absence of six (6) months or more for any reason. Each period of time three (3) months, one (1) year, etc. followed by "working time" will in every case terminate no later than eighteen (18) months after the date it begins.

Reporting Absence 

	77	5.	All employees must call into the Central Reporting System when they are unable to report for work, unless their absence has been approved in advance by their supervisor. Employees calling in to the Central Reporting
System must give a reason, i.e., personal business, sick, injury..., for their absence and the date they expect to return to work. Whenever possible, the call to the Central Reporting System should be made prior to the start of the employee's
shift.

Excused Absence Defined

	78	The following absences will be excused when approved by the Company and will not be subject to the progressive discipline procedure:

	 	 	 
	 	1.	Jury duty, military duty, funeral leave, occupational illness/injury, supervisory pre-approved leaves of absence, vacation, paid holidays, not scheduled for work, Union business, sickness, and situations that are caused
by extenuating circumstances not preventable by the employee.
	 	 	 
	 	2.	Employee must provide medical proof acceptable to the Company upon returning to work, if they have excessive absenteeism, as defined in Par. 81-3.

	 	 
	 	The following language will apply when an employee has reached the THIRD STEP of the Unexcused Absence - Discipline as defined in Paragraph 81 of the current Labor Agreement. 

Unexcused Absence Defined

	 	Unexcused absence is defined as:

	 	 	 
	 	1.	Failure to notify the Company before the absence or on the first day of absence prior to the start of the employees shift except where the employee furnishes proof that it was impossible to give such required notice, the
absence will be unexcused.
	 	 	 
	 	2.	Absence which is not excused by the Company even though it is reported on time. An employee having an excessive absentee record must furnish proof acceptable to the Company that their absence was the result of sickness
or causes beyond their control to be excused for such absence.

Unexcused Absence List Review

	79	Six (6) months after an employee is placed on the unexcused absence list, a review of their attendance record will be made. If the employee has demonstrated a substantial improvement in their attendance record during the
six (6) month period, they will be removed from the list.
	 	 
	80	In deciding whether an employee with an excessive absentee record shall be removed from or continued on the unexcused absence list, the Company will not consider those absences properly supported by proof acceptable to
the Company as required above as reason for continuing the employee on the unexcused list.

18

 

	 Unexcused Absence - Discipline 

	 	 
	81	Unexcused absences will be subject to the following schedule of discipline:
	 
	 

	 	 	 
	 
	 

	 	1.	An unexcused absence for any violation for any regular workday will result in a documented verbal warning to the employee for the first violation.
	 
	 

	 	 	 
	 
	 

	 	2.	A second unexcused absence within a period of six (6) months from the date of the first violation will result in a second documented verbal warning.
	 
	 

	 	 	 
	 
	 

	 	3.	A third unexcused absence within a period of six (6) months from the date of the second documented verbal warning will result in a written warning.
	 
	 

	 	 	 
	 
	 

	 	4.	A fourth unexcused absence within a period of six (6) months from the second documented verbal warning will result in a three (3) day suspension without pay.
	 
	 

	 	 	 
	 
	 

	 	5.	A fifth unexcused absence within a period of six (6) months from the second documented verbal warning will result in a five (5) day suspension without pay.
	 
	 

	 	 	 
	 
	 

	 	6.	A sixth unexcused absence within a period of one (1) year from the second documented verbal warning will subject the employee to immediate discharge.
	 
	 

	 	 	 
	 
	 

	 	 	 
	 
	 

	 Consecutive regular working days of unexcused absence

will be considered as a separate violation.

	 	 	 
	82	7.	1) Insubordination.
	 
	 

	 	 	 
	 
	 

	 	 	2) The refusal of any employee to obey the work orders of their immediate supervisor(s) is prohibited.
	 
	 

	 	 	 
	 
	 

	 	 	3) Extreme insubordination will be cause for discharge.
	 
	 

	 	 	 
	 
	 

	83	8.	Any employee who directly or indirectly willfully slows down or limits production of himself or another employee, or machine, will have violated these Rules and Regulations.
	 
	 

	 	 	 
	 
	 

	84	 	ANY VIOLATION OF THE RULES AND REGULATIONS NUMBERED SEVEN (7), OR EIGHT (8) SHALL SUBJECT THE EMPLOYEE TO ONE (1) WEEK'S LAYOFF WITHOUT PAY FOR THE FIRST VIOLATION AND DISCHARGE FOR THE SECOND VIOLATION WITHIN A PERIOD OF ONE (1) YEAR OF WORKING TIME.
	 
	 

	 	 	 
	 
	 

	85	9.	The employees agree not to loaf during regular working hours.
	 
	 

	 	 	 
	 
	 

	 	 	 
	 
	 

	86	10.	Employees are prohibited from doing other than Company work during working hours, and from using machinery, tools and equipment or Company materials for personal use.
	 
	 

	 	 	 
	 
	 

	87	 	ANY VIOLATION OF THE RULES AND REGULATIONS NUMBERED NINE (9) THROUGH TEN (10) SHALL SUBJECT THE EMPLOYEE TO A ONE (1) WEEK'S LAYOFF WITHOUT PAY AND TWO (2) VIOLATIONS WITHIN THREE (3) MONTHS OF WORKING TIME OR THREE (3)VIOLATIONS WITHIN A YEAR OF WORKING TIME WILL SUBJECT THE EMPLOYEE TO DISMISSAL.
	 
	 

19 

 

	 88

	12.	 Employees shall be at their work at the designated starting and stopping times. Washing up except when designated by the supervisor or for safety or hygienic purposes shall be done after the designated stopping times.
	 
	 
	 	 
	 89

	13. 	Employees shall observe designated starting and stopping times.
	 	 
	 90

	14. 	Leaving the plant without permission
	 	 
	 91

	If an employee's attendance record is good, permission to leave for personal reasons will be granted by their supervisor provided the request is made not later than one-half (1/2) hour after the beginning of their work shift.
	 
	 
	 	 
	 	It is agreed that the intent of this paragraph is to enable an employee with a good attendance record to leave work to attend to pressing matters not readily attended to outside their regular working hours. Any abuse of this intent by an employee will be a violation of Rule 14.
	 
	 
	 
	 	 
	 	Permission shall be automatically granted in cases of extreme emergency (death, serious illness or accident in family, etc.). However, in such emergency cases, the employee shall notify their supervisor wherever possible before their departure.
	 
	 
	 
	 	 
	 92

	FOR THE FIRST VIOLATION OF THE RULES AND REGULATIONS NUMBERED TWELVE (12) THROUGH FOURTEEN (14), THE EMPLOYEE WILL BE SUBJECT TO A WRITTEN WARNING. FOR A SECOND OFFENSE WITHIN SIX (6) MONTHS OF WORKING TIME, THE EMPLOYEE WILL BE SUBJECT TO SUSPENSION FOR ONE (1) WEEK. FOR A THIRD OFFENSE WITHIN ONE (1) YEAR OF WORKING TIME, THE EMPLOYEE WILL BE SUBJECT TO
DISCHARGE.
	 
	 
	 
	 
	 	 
	93	The general rules of safety must be observed. Failure to do so will incur the penalties as set forth in the Safety Code. The Company will cooperate to see that these rules of safety are observed by all employees.
	 
	 
	 	 
	 	 

	 Tardiness
	 	 
	 94

	If an employee is tardy, they will be excused provided they have a reason for their tardiness acceptable to the Company. In deciding on the acceptability of such reason, the Company will not act in an arbitrary
manner.
	 	 
	 	An employee who has an unexcused tardy two (2) times or more will receive a written warning slip from the Company. Receipt of three (3) warning slips within one (1) year will subject an employee to a three (3) day
disciplinary suspension.
	 	 
	 	Receipt of three (3) warning slips within six (6) months of the date of the three (3) day suspension warning will result in a five (5) day suspension.
	 	 
	 	Receipt of three (3) warning slips within six (6) months of the five (5) day suspension warning will subject the employee to immediate discharge.

 20 

 

	 Discipline or Discharge 

	 	 
	 95

	When it is necessary to discipline or discharge an employee for just cause, the Company will issue a written notification to the employee and to the Union within four
(4) working days after the Manager of Manufacturing or designated Company representative has knowledge of the improper conduct or persupervisorce, unless special investigation is required and the Union is so
notified. A disciplined or discharged employee must file a written grievance within five (5) working days of the foregoing notification otherwise the discipline or discharge will be final.
	 
	 
	 
	 
	 
	 
	 	 
	 	 
	 When Union Representation is Required

	 	  
	 	 
	 96

	If a Union employee is summoned into the office to answer a charge of violating the rules and regulations, they shall have Union representation.
	 
	 	 
	 	The Company will maintain an employee assistance program which is mutually acceptable to the Company and the Union.
	 
	 	 
	 	 
	 ARTICLE XII

	 	 
	 GRIEVANCE PROCEDURE AND ARBITRATION

	 	
	 GRIEVANCE PROCEDURE

	 	 
	 Preamble

	 	 
	 	 
	 97

	It is the conviction of the Parties that prompt and fair handling of complaints of employees and charges of violation and provisions of this Agreement will lead to more efficient
operations and more harmonious relations among the employees, the Union and the Company.
	 
	 
	 
	 	 
	 	In order to be considered within the grievance procedure a complaint of an employee or a charge of violation of this Agreement must be brought to the attention of the Company
within ten (10) calendar days of the event causing the complaint or charge or within ten (10) calendar days after the date on which such event should reasonably have become known.
	 
	 
	 
	 
	 	 
	 	 
	 STEPS

	 	 
	 98

	STEP 1: Before any complaint of an employee or charge of violation of any provisions of this Agreement shall be considered a grievance, there shall be adiscussion of
such complaint or charge between the employee and the supervisor or these two and the department steward with an attempt to settle it. If thesupervisor, steward and employee are unable to resolve the
grievance, the steward shall take up the matter with the Shop Committee Chairperson who will attempt to resolve the issue with the supervisor or designated Company representative. If not
settled, the grievance will be reduced to writing, signed by the aggrieved employee and presented to the Supervisor or their designated representative.
	 
	 
	 
	 
	 
	 
	 
	 
	 	 
	 	The supervisor or their designated Company representative will forward their written answer on the grievance to the Shop Committee Chairperson within three (3) working
days after their receipt of the written grievance.
	 
	 
	 	 
	 	It is understood that no settlement at Step 1 can establish a precedent for future cases. It is further understood that no settlement at any Step of the grievance procedure can be inconsistent with the provisions of this agreement.
	 
	 

 21 

	99	If the complaint or charge (hereinafter referred to as a "grievance") is not carried to Step 2 within three (3) working days from the time of the supervisor or
designated Company representative’s answer, it shall be considered settled.
	 
	 
	 	 
	100	In investigating a grievance and in discussing it with the supervisor, the department steward or Shop Committee Chairperson will take only such time as is reasonably
necessary.
	 
	 
	 	 
	101	STEP 2:  If a grievance is not settled at Step 1, the Union will present the grievance to the Senior Production Supervisor within five (5) working days after receipt of the
supervisor or designated Company representative’s answer. If thegrievance is not presented to the Senior Production Supervisor within the five (5) working day limit, it shall be considered
settled.
	 
	 
	 
	 
	 	 
	 	Within ten (10) working days after the grievance is presented to the Senior Production Supervisor, a meeting will be held between the Senior Production Supervisor and
the Shop Committee.
	 
	 
	 	 
	 	The Senior Production Supervisor will forward their written answer on the grievance to the Shop Chairperson within five (5) working days after the Step 2
meeting.
	 
	 
	 	 
	102	STEP 3:  If the grievance is not settled in Step 2, the Union will present the grievance to the Manager of Manufacturing within five (5) working days after receipt of the Senior Production Supervisor’s or designated representative's answer. If the grievance is not presented to the Manager of Manufacturing within the five (5) working day time limit, it
shall be considered settled.
	 
	 
	 
	 
	 	 
	 	Any grievance involving disciplinary time off or discharge may be initiated by the Shop Chairman directly at Step 3.
	 
	 	 
	 	Within ten (10) working days after the grievance is presented to the Manager of Manufacturing a meeting will be held between the Manager of Manufacturing and the Shop Committee. A
representative of the IAMAW may be present and participate in this meeting.
	 
	 
	 
	 	 
	 	The Manager of Manufacturing will forward their written answer on the grievance to the Shop Chairman within five (5) working days after the Step 3 meeting.
	 
	 	 
	103	STEP 4:  If the grievance is not settled in Step 3, the Union will present the grievance to the President of the Company within five (5) working days after the receipt of the Manager of Manufacturing's answer. If the grievance is not presented to the President of the Company within the five (5) working day time limit, it shall be considered settled.
	 
	 
	 
	 
	 	 
	 	Within ten (10) working days after the grievance is presented to the President of the Company a meeting will be held between the President of the Company and another
management representative, and a representative of the IAMAW and the President of the Local Union.
	 
	 
	 
	 	 
	 	The President of the Company will forward their written answer on the grievance to the IAMAW representatives within five (5) working days after the Step 4 meeting.
	 

 22 

	104	STEP 5:  If no settlement is reached at Step 4, the following will apply:
	 	 	 	 
	 	 1.

	.	If the grievance involves a potentially continuing liability to the Company a request for arbitration must be made within seven (7) working days following
receipt by the Union of the President of the Company's Step 4 answer. Such request must be made in writing by the IAMAW representative to the President of the Company. If no such request is made within the
seven (7) working day time limit, the grievance will be considered settled.
	 
	 
	 
	 
	 
	 	 	 	 
	 	 2.

	.	If the grievance does not involve a potentially continuing liability to the Company, a request for arbitration must be made within sixty (60) calendar days
following receipt by the Union of the President of the Company's Step 4 answer. Such request must be made in writing by the IAMAW representative to the President of the Company. If no such request is made
within the sixty (60) calendar day time limit, the grievance will be considered settled.
	 
	 
	 
	 
	 
	 
	 

	 
	 
	 Monetary Adjustment Limitation

	 	 
	 105

	If any Step 1 settlement, grievance settlement, or arbitration decision involves monetary adjustment, such adjustment shall be made effective on the date the complaint or charge was presented to the supervisor at Step 1 or directly initiated at Step 3 and shall not be made retroactive for any period prior to said date.
	 
	 
	 
	 
	 	 
	 	 
	 Time Limits

	 	 
	 106

	The time limits set forth in the grievance procedure may be extended by mutual agreement.
	 
	 	 
	 	 
	 ARBITRATION

	 	 
	 Selection of Arbitrator

	 	 
	 107

	Following a request for arbitration, The Company and the Union shall jointly request the Federal Mediation and Conciliation Service to submit a panel of seven (7) arbitrators. Each party shall have thirty (30) calendar days to accept or reject the first panel submitted. The thirty (30) calendar days may be extended by mutual agreement between the parties. If
such panel is rejected, the parties shall immediately request a new panel, which must be used. Upon mutual acceptance of the first panel or receipt of a second panel, as the case may be,
the company and the Union shall alternately strike a name from the panel until a single name remains and that person shall be the arbitrator. The Company shall first cross out a name on the first arbitration
under this agreement and thereafter on the odd-numbered arbitration’s. The Union shall cross out a name on the second arbitration and thereafter on the even-numbered arbitration’s.
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 	 
	 	The cost of the panel of arbitrator’s will be done in the same manner as stated above. The Company will be responsible for the payment of the first arbitration
and each odd-numbered panel thereafter and the Union will be responsible for the second arbitration panel and each even-numbered panel thereafter.
	 
	 
	 
	 	 
	 	 
	 Arbitration Arrangements

	 	 
	 108

	The arbitrator chosen shall be notified of their selection and advise the parties of their fee in advance of the hearing. Expenses and charges by the arbitrator shall
be borne equally by the Company and the Union.
	 
	 
	 	 
	 109

	A date mutually satisfactory to the parties shall be agreed upon and the dispute or grievance shall be submitted to the arbitrator. After all facts and testimony have
been presented by both parties, the arbitrator shall render their award as soon as reasonably possible.
	 
	 
	 

 23 

	 General

	 	 
	 110

	A question raised by either party as to the arbitrability of a grievance shall be subject to arbitration. The function of the arbitrator shall be of judicial nature.
The decision of the arbitrator will be final and binding upon the parties, but they shall not have the power to add to, subtract from or modify the terms of this Agreement and shall decide only the issues
properly before him. An arbitrable grievance must involve a question of interpretation or application of the terms of this agreement. The decision of the arbitrator will be complied with as
soon as possible.
	 
	 
	 
	 
	 
	 
	 
	 	 
	 ARTICLE XIII - UNION REPRESENTATIVES

	 	 
	 General

	 	 
	 111

	The Union will inform the Company of the names of all Union officials including stewards. It is agreed that no employee will be discriminated against because of elected
status in the Union.
	 
	 
	 	 
	 	The Company will agree to such arrangements as may be necessary for the Shop Chairman and/or Union stewards to carry on their Union duties. Such arrangements shall
include permission for the Union representatives to leave their department and go to any other department within the bargaining unit to investigate and/or bring about a proper and expeditious disposition of a
grievance or complaint.
	 
	 
	 
	 
	 	 
	 	The Company will pay the Shop Chairman and/or Union stewards for working time lost in processing grievances, and joint Union-Company conferences.
	 
	 	 
	 	The number of Union stewards may be adjusted by mutual agreement of the Company and Union.
	 
	 	 
	 	The view of the Company's agreement above to compensate Union representatives for working time lost, the Union agrees that such time will be limited to that which is
reasonably necessary to accomplish the Union duties described above.
	 
	 
	 	 
	 Absence for Union Business

	 	 
	 112

	Regular members of the Shop Committee who are to be absent on legitimate business of the Union will be excused for such absence, providing advance notification is given
to their supervisor. Upon advance notice from a designated officer of the Union to the Manager of Manufacturing or their designated representatives, employees other than Union representatives will be excused
from work to perform legitimate Union business provided the number requested does not interfere with production requirements.
	 
	 
	 
	 
	 
	 
	 	 
	 	Any time spent on Union business in accordance with this paragraph is considered as time worked in qualifying for vacations, pension, profit sharing and holidays. It is
understood that the Union will not abuse this privilege.
	 
	 

 24 

	 Pass Procedure

	 	 
	 113

	None of the department stewards nor representatives of the Union shall leave their department, except on Company business until they have notified their supervisor.
	 
	 	 
	 	 
	 ARTICLE XIV - LEAVE OF ABSENCE

	 	 
	 General

	 	 
	 114

	An employee must receive permission through their supervisor for time off up to one week. Any time off in excess of one week must be supported by a leave of absence. It
is understood that an employee shall not deliberately falsify reasons for requesting a leave.
	 
	 
	 
	 	 
	 115

	The privilege of leave of absence not to exceed (60) days in a year may be granted to any employee if the application for such leave of absence is approved by the Company and the Financial Secretary of the Union prior to the time off requested. The Union will be notified of leaves approved by the Company. In case of sick leaves and emergencies, prior approval is
not necessary.
	 
	 
	 
	 
	 	 
	 116

	Extension of a leave of absence may be granted by the Company and the Financial Secretary of the Union for good cause shown.
	 
	 	 
	 117

	Leave of absence not to exceed sixty (60) days in a year will be allowed for up to two (2) employees total at any one time for personal reasons providing such leaves of
absence are approved in advance of the requested time off by the Company and the Financial Secretary of the Union.
	 
	 
	 
	 	 
	 	No employee will receive leave of absence for the purpose of trying another job.
	 	 
	 	 
	 Public Office of Union Position

	 	 
	 118

	Leave of absence will be granted to an employee elected or appointed to Public Office or elected or appointed to a Union position with the Local Lodge, the IAMAW, or
such other labor organization as the parties may mutually agree, upon proper application of the Company. Such leave shall be granted for a period of one year, and will be extended from year to year, but only
for the same purpose for which the leave was granted.
	 
	 
	 
	 
	 
	 	 
	 119

	Notwithstanding the provisions of Paragraph 39, an employee elected or appointed to Public Office may renew their leave from year to year for a period equal to
their total seniority with the Company, except that they will not accrue seniority or service beyond a period equal to one-half their total seniority when they went on leave.
	 
	 
	 
	 

 25 

	 

Educational Leave - Veteran

	 

	 
	 120

	Leave of absence up to eighteen (18) cumulative months of such leave will be granted upon request to a military service veteran for the purpose of furthering their
education providing they are eligible for such educational benefits under applicable law and has submitted proof of enrollment in an institution authorized to conduct such training.
	 
	 
	 
	 
	 

	 
	 

	Such leave of absence may be extended at the discretion of the Company for a period of up to an additional eighteen (18) cumulative months of such leave subject to the
above conditions.
	 
	 
	 

	 
	 

	 
	 Returning From Leave

	 

	 
	 121

	An employee who returns to work within the leave of absence shall be reinstated according to their position on the seniority list at their former rate of pay plus increases or minus decreases that may have become effective during their absence, provided they give at least three (3) days notice of their intention to return.
	 
	 
	 
	 

	 
	 

	 
	 Returning From Sick Leave

	 

	 
	 122

	 An employee must present to the Human Resource Coordinator, documentation acceptable to the Company for return from Sick Leave to full-time work at full capacity or
part-time work at limited capacity as denoted, if warranted by the employee's seniority standing and qualifications, will be offered an assignment to return effective no later than the second regular working day following the date of such
presentation of medical approval. Failure to meet such offer deadline will require the Company to pay the employee a sum equal to the current sickness and accident daily benefit rate for each regular working day following the date of presentation of
such medical evidence and continuing until the date such offer of work is made available to the employee.

	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 

	 
	 Physical Exam Requirement

	 

	 
	 123

	When an employee who is on a leave of absence for medical reasons (non-industrial) desire to return to work, they may be required to take and pass a physical
examination to prove that they are capable of performing their regular work or the equivalent thereof.
	 
	 
	 
	 

	 
	 

	 
	 ARTICLE XV - JOB RATING

	 

	 
	 124

	The Job Rating Committee shall consist of two (2) members of the Union, and at least two (2) members of the Company. Continuity of experience in job rating is intended
so that proper administration of the plan will result. When a new job develops, or the requirements of an old job changes the job content, the job shall first be standardized as to methods of production,
tooling and equipment etc. Within thirty (30) calendar days after the job is standardized and is functioning satisfactorily as to quality and quantity, the Job Rating Committee will rate out the job. The Job Rating Committee will schedule its regular meeting dates in advance on a monthly frequency. Based on the number and the urgency of pending ratings, the parties may schedule an interim
meeting by mutual agreement.
	 
	 
	 
	 
	 
	 
	 
	 
	 

 26 

	 Disagreement on Rating

	 

	 
	 125

	In the event of a disagreement between the Company and Union members of the Job Rating Committee on the job content of a new job or the job content change of an
existing job they will conduct a floor review within thirty (30) calendar days. If, after the floor review is completed, a disagreement still exists a grievance will be filed. Any grievance over a job rating
to be considered timely must be filed in Step 3 of the grievance procedure within thirty (30) calendar days following the floor review. Any settlement of such a grievance will be effective
on the date of the floor review.
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 

	 
	 Newly Created Job

	 

	 
	 126

	On a newly-created job, no permanent assignment will be made until thirty (30) days after the date of the Committee's rating or the date the Company-determined rate is
put into affect, whichever is the earlier. If the employee performing the job has a higher rate than that put into effect, they may accept the lower rate for the job or, within the thirty (30) days, decide to
return to their previous job. However, the Company may retain them on the new job at their current rate for a period of time adequate for training a replacement.
	 
	 
	 
	 
	 
	 
	 

	 
	 

	 
	 Effective Date - Grievance

	 

	 
	 127

	Where a job is re-rated and the labor grade is increased, an employee performing the job will receive the higher rate effective on the date of the floor review, provided a timely grievance concerning the rating of the job was presented to the Company and, provided they have completed the job progression.
	 
	 
	 
	 

	 
	 

	 
	 128

	In the event that the labor grade of a job is to be decreased, the parties will meet to determine the appropriate means of handling the situation.
	 

	 
	 

	 
	 

	 
	 ARTICLE XVI - VACATION

	 

	 
	 129

	The vacation period will run from January 1 through December 31 of each year during the term of this Agreement. One week of vacation entitlement may be carried over
from one year to the next; however, each year's vacation may not exceed the annual entitlement plus 1 week carryover and then only if the employee qualifying for and requesting such consideration meets the
scheduling requirements of Paragraph 135. Accident and Sickness weekly benefits will not be paid for the same period as vacation except with advance Company approval.
	 
	 
	 
	 
	 
	 

 27 

	 Vacation Entitlement

	 	 	 
	130	Years of Service	 
	 	as of January 1	Vacation Entitlement
	 	 	 
	 	  1 but less than 4	2 weeks
	 	  4 but less than 8	2.5 weeks
	 	  8 but less than 12	3 weeks
	 	12 but less than 16	3.5 weeks
	 	16 or more	4 weeks
	 	 	 

	 

	In the calendar year during which an employee reaches their 4th 
and 12th 
anniversary date they shall be entitled to an additional 1/2 week of vacation. With Company approval, said week may be taken up to one month prior to the employee's anniversary date.
	 

	 
	 

	 
	 Work Requirements

	 

	 
	 131

	In order for an employee to qualify for a vacation in any vacation period they must have worked at least six (6) months during the previous vacation period. For the purpose only of calculating such work requirements, time lost from work due to a compensable work-related injury during the vacation period in which the injury occurs, will be considered as
time worked.
	 
	 
	 
	 
	 

	 
	 

	An employee who has worked for the Company less than one year prior to January 1 of a given year shall, upon reaching their first anniversary date, become entitled to a two (2) week vacation during such year provided they have worked at least six (6) of the twelve (12) months preceding their first anniversary date. In the event that such employee's
anniversary date falls between December 15 and December 31 their vacation may, with Company approval, be scheduled to commence up to two (2) weeks prior to their first anniversary date.
	 
	 
	 
	 
	 
	 
	 

	 
	 

	 
	 If Work Requirements Not met

	 

	 
	 132

	An employee who, as of the beginning of a vacation period has one (1) or more years' service and has worked during the preceding year but does not meet the six
(6) months' work requirement set forth in marginal Paragraph 132 above shall not be entitled to a vacation during said vacation period. They shall, instead, receive an in-lieu-of vacation payment based
upon the following formula:
	 
	 
	 
	 

 

	 	Years of Service	 # of Straight Time Earnings

	 	as of January 1	During Preceding Year
	 	 	 	 
	 	  1 but less than 4	4	%
	 	  4 but less than 8	5	%
	 	  8 but less than 12	6	%
	 	12 but less than 16	7	%
	 	16 or more	8	%

 28 

	 Vacation Pay

	 

	 

	 	 
	 133

	 An employee will be paid prior to their vacation of one week or more for the appropriate number of hours to be taken at this regular rate
subject to the above requirements and appropriate advance scheduling. In order to receive vacation pay in advance of their vacation, notification must be received by the Company before 9:00 a.m. of the second Thursday which precedes the week in which their vacation is to be taken.

	 
	 
	 
	 
	 
	 

	 

	 	 
	 

	 

	 	 
	 Scheduling Procedure

	 

	 

	 	 
	 134

	 The procedure to be followed in scheduling vacations shall include the following:

	 

	 

	 	 
	 

	 1.

	 	The number of weeks of vacation eligibility is determined for each department.
	 

	 

	 	 
	 

	 2.

	 	Based on this number, the vacation quota(s) are established for the departments. The Company follows the policy of allowing vacation weeks to be taken between
January 1 and December 31.
	 
	 
	 

	 

	 	 
	 

	 3.

	 	During December of each year, employees are asked their vacation preference for the coming vacation year. The principle of seniority in asking vacation preference
is followed within each department and shift, in so far as possible.
	 
	 
	 

	 

	 	 
	 

	 4.

	 	At Company option, operations may be shut down for vacation for up to four (4) working days each year and vacation pay will be given to employees who elect to
take such time as vacation. Such days must be scheduled in conjunction with Christmas, and/or New Year's Day, and/or July 4 holidays.
	 
	 
	 
	 

	 

	 	 
	 

	 5.

	 	An employee may take a day at a time vacation up to their full entitlement of such vacation.
	 

	 

	 	 
	 

	 6.

	 	Four (4) existing days of current vacation can be taken in 1/2 day increments. . . not to be coupled with personal business.
	 
	 

	 

	 	 
	 

	 7.

	 	Regular vacations plus day-at-a-time vacations on the last regular work day prior to and the first regular work day after a holiday(s) and the Friday prior to
deer season cannot exceed the department or shift group established quota plus 50%.
	 
	 
	 
	 

	 

	 	 
	 

	 8.

	 	 Requests for day-at-a-time vacations should be made prior to the start of their shift on the day requested. If an employee is sick and calls in on time, they may specify that day as a day of vacation to a maximum of their full entitlement.

	 
	 
	 
	 

	 

	 	 
	 

	 9.

	 	The use of day-at-a-time vacation cannot disrupt production operations.

 29 

	 Pay in Lieu of Vacation

	 

	 
	 135

	An employee who is quitting or retiring will be entitled to pro-rate vacation pay based on the appropriate percentage for their length of service for all regular straight time earnings from the beginning of the vacation period until their termination if they satisfy the work requirements listed in Paragraph 134 and if they give the Company at least five
(5) working days notice of their intention to quit or retire.
	 
	 
	 
	 
	 
	 

	 
	 

	Payment in lieu of vacation may be made to any employee for a vacation not taken by the individual, if they are eligible for a vacation in accordance with the
above paragraphs, but has not actually worked ten (10) months during the qualifying period. Upon an employee's death, their beneficiary, as shown in the Group Life Insurance Record, will be entitled to
pro-rate vacation pay based on the appropriate percentage for the employee's length of service for all regular straight-time earnings from the beginning of the vacation period until their death.
	 
	 
	 
	 
	 
	 
	 
	 

	 
	 

	 
	 Return From Military Service

	 

	 
	 136

	When an employee returns to work from a duly authorized leave of absence to the armed services, their vacation rights will be determined as follows:
	 
	 

	 
	 

	1. 	 	If the employee returns to work between January 1st and June 30th inclusive, they shall be entitled to full vacation rights for the vacation period in which they
return and must take their vacation.
	 
	 
	 

	 
	 

	2. 	 	If the employee returns to work between July 1st and December 31st inclusive, they shall be depending upon their years of service, entitled to 4%, 5%, 6%, or 8% of their
regular straight time hourly earnings between July 1st and December 31st in lieu of a vacation for the vacation year during which they return.
	 
	 
	 
	 
	 

	 
	 

	3. 	 	All time spent in the armed services which is supported by a duly authorized leave of absence shall be considered the same as work time for computing vacation rights for the
vacation period which follows the vacation period during which the employee returns to work.
	 
	 
	 
	 

	 
	 

	 
	 ARTICLE XVII - WAGES

	 

	 
	 New Hire Rate and Progression

	 

	 
	 137

	The new hire rate shall be in accordance with the Wage Rate Schedule below; but, after consultation with the Shop Committee, the Company may employ applicants with significant experience at a higher rate than the new hire rate. Upon attaining seniority, an employee shall receive a seniority rate in accordance with the annual rate schedules following this
paragraph, (unless they were employed at a higher rate) and be assigned a home department. The rate increases for twelve (12) months, twenty-four (24) months, etc., shown on the rate schedules below
shall become effective once the employee in question has actually worked fifty-two (52) calendar weeks, one hundred and four (104) calendar weeks, etc. on the job in question. Layoffs
of three (3) months or less will be considered as time worked in the above stated time frames. (The above applies to progression rates only).
	 
	 
	 
	 
	 
	 
	 
	 
	 
	 

 30 

WAGES 

	138	Sickness and Accident (S&A) 
	 	 
	 	Short Term Disability
	 	Employees are eligible after completing their probation period. 
	 	 
	 	Benefits to be paid at 50% of the weekly rate with a minimum benefit rate of $275.00 and a maximum benefit rate of $325.00. Benefits are payable for up to twenty-six (26) weeks. 
	 	 
	 	Long Term Disability
	 	Long-term Disability benefits will be paid at 60% of employee's monthly base wage upon completion of the benefit waiting period. The benefit waiting period will be 180 days of continuous disability. A period of
disability will be considered continuous even if the employee returns to work for up to a total of 30 days during the benefit waiting period. The benefit waiting period will be extended by the number of days the employee temporarily returned to
work. 
	 	 
	 	Long-term Disability benefits will continue until the earlier of the following dates: date the employee ceases to be disabled; or the date of the employee's normal retirement to receive full Social Security Benefits as
stated by the Social Security Administration.
	 	 
	139 	Effective February 4, 2001, the Company will increase all levels of the progression rates for each job as follows: 
	 	 

	Effective 2/4/01	 5%

	Effective 2/3/02	  4%

	Effective 2/2/03 	 3%

401K SAVINGS PLAN

	140	401K match in Chart Stock will be 25% up to the first 6% of employee’s base wage saved.
	 	 
	 	
 

The 401K match will be made on the employee’s annual base wage except for exclusions noted in subparagraph 6 of paragraph 143 – Compensation Excluded for Profit Sharing and 401K match.

	 	 
	 	The Company agrees to discuss all 401K plan amendments or plan terminations with the Union prior to the implementation of such plan amendments or termination of plan benefits.
	 	 

 PROFIT SHARING

 

	141	Profit sharing for the Chart personnel shall be on the following basis, for 2001 –2004.
	 	 	 
	 	1.

	10% common pool for all Chart employees. 
	 	2.  	Minimum EBIT for profit sharing. 
	 	 	 	2,000,000 each year for the duration of the agreement Distribution of EBIT Profit Sharing Pool
	 	 	  
	 	Distribution of EBIT Profit Sharing Pool
	 	 	 
	 	1	The profit sharing distribution will be made as a % of individual annual base wages except for exclusions noted in sub-paragraph 6.
	 	 	 
	 	 	The base wage distribution % is determined as follows;

	 	  Base Wage Profit Sharing % =	 

EBIT Pool $ 

 Total Chart Annual

Base Wage Payroll

	 

 

31 

  

	 	2.	Actual distribution will occur in August of the current year and February of the following year for current year profit sharing. The August distribution will be 50% of the estimated common EBIT profit sharing pool based
on mid-year EBIT. The reason for a reduced distribution at mid-year is to allow for possible variations in profit in the last half of the year.
	 	 	 
	 	 	Profit sharing will be a 100% distribution of the Common EBIT Pool as a % of base wage. 
	 	 	 
	 	3. 	The Profit Sharing Payment Schedule will be as follows; 
	 	 	 
	 	 	2001 Pool $	 August 2001

	February 2002
	 	 	2002 Pool $ 	 August 2002

	February 2003
	 	 	2003 Pool $	  August 2003

	February 2004
	 	 	 	 	 

COMPENSATION BASIS FOR PROFIT SHARING

	 	4.	Partial Year Distribution
	 	 	 
	 	 	It is agreed that those individuals who retired during a current year would receive a pro-rata distribution based on that current year's base wages earned. The same will also apply to individuals who left the hourly work
force during the duration of this agreement. For employees terminated for disciplinary reasons, no pro-rata distribution will be made.
	 	 	 

Probationary Employees

	 	5.	Probationary employees will be paid profit sharing on a pro-rata basis for base wages earned in a given year. Payment will be made after the probationary employee achieves seniority.
	 	 	 
	 	 	Determination of base wages will be based on wages from the start date.
	 	 	 

Compensation Excluded for Profit Sharing and 401k Match 

	 	6.	Compensation excluded from the wage base for purposes of calculating profit sharing and 401k Match are:
	 	 	 
	 	 	 	Overtime
	 	 	 	Service Trip Premium
	 	 	 	S&A Benefits
	 	 	 	Worker's Compensation
	 	 	 	Profit Sharing
	 	 	 
	 	 	All other compensation is included in the wage base for determination of profit sharing AND 401k Match. 
	 	 	 

Shift Premiums 

	142	The second shift shall receive twenty-seven ($.27) cents per hour over the day shift and the third shift shall receive thirty-two ($.32) cents per hour over the day shift. 

 32

 Apprenticeship Program 

	143	The Apprenticeship Committee shall consist of two from the Company and two from the Union. 
	 	 
	 	One representative of the Union will be from the Apprenticeship category required, the second representative shall be the Local Lodge President or a designated appointee.
	 	 
	 	Before any changes are implemented in the Apprenticeship Program, the Company and the Union Shop Committee will discuss such change.
	 	 

ARTICLE XVIII - CHECK-OFF 

	144	Upon receipt of a signed authorization of the employee involved, the Company shall deduct from the employee's pay the initiation fee and regular monthly dues payable by them to the Union during the period provided for in
said authorization. The amount will be certified by the Financial Secretary of the Local Lodge.
	 	 
	145	Deductions shall be made on account of the initiation fee and regular monthly dues payable from the first paycheck of the employee after receipt of the authorization and monthly thereafter from the second paycheck of the
employee in each month.
	 	 
	146	Deductions provided in Paragraphs 145 and 146 shall be remitted to the Financial Secretary of the Union no later than the fifth (5th) day following the deduction and shall include all amounts due and those dues not
deducted in the previous month. The Company shall furnish the Financial Secretary of the Union, monthly, with an alphabetical record of those for whom deductions have been made and the amounts of the deduction.
	 	 
	147	The parties agree that check-off authorizations shall be in the following form:
	 	 
	148	"Name of Employee_________________________________________
	 	Dept. No.____________________________
	 	Clock No. ____________________________
	 	Date_________________________________
	 	 
	 	I hereby authorize and direct the Company to deduct from my pay beginning with the current month, the initiation fee and regular monthly membership dues in the IAMAW.
	 	 
	 	I submit this authorization with the understanding that it will be effective and irrevocable for a period of one (1) year from this date, or up to the termination date of the current collective bargaining agreement
between the Company and the IAMAW, whichever occurs sooner.
	 	 

33 

	 	This authorization shall continue in full force and effect for yearly periods beyond the irrevocable period set forth above unless revoked by me within fifteen (15) days prior to the end of any such period. I shall also
have the right to revoke this authorization at any time within a period of fifteen (15) days prior to the termination date of any collective bargaining agreement between the Company and the Union if such termination shall occur within one of the
aforenoted yearly periods. Such revocation shall be effected by written notice, sent by Registered Mail, Return Receipt Requested, to the Company and the Union within such fifteen (15) day period.
	 	 
	 	Signature:_____________________________________________________".
	 	 
	149 	The Union agrees to indemnify and save the Company harmless against any and all claims, demands, suits or other forms of liability that may arise out of, or by reason of, action taken or not taken by the Company in
complying with the provisions of this Article, in reliance upon the Check-Off Authorizations which have been furnished it.
	 	 

ARTICLE XIX

CLAUSES RELATING TO PENSION PLAN

Section I: ALTEC Pension Plan

	150	Subject to the provisions of Section 4 of this Article, and unless the parties otherwise agree, the Pension Plan for Hourly Rated Employees of Chart Heat Exchangers (hereinafter referred to as the
"Pension Plan") which was effective January 4, 1986, will continue to be maintained pursuant to the terms of the Pension Plan, except that the Pension Plan will be frozen and no further contributions shall be made to the Pension Plan after March 31, 1998. The Company may continue to make such changes in the Pension Plan as, in the opinion of the Company, are required for compliance
with the Employer Retirement Income Security Act of 1974, as amended, and any rules and regulations promulgated thereunder (hereinafter collectively referred to as the "Act"), provided that if any such
changes diminish benefits under the Pension Plan, the Company shall attempt to minimize such effect.
	 	 
	 	To be effective, written notice of proposed change(s) must be served by one party upon the other no less than sixty (60) days prior to any modification or change in the Pension
Plan, except such as may be required to conform with the Act or Section 401(a) of the Internal Revenue Code of 1954, shall be prospective in its application and shall be made effective as of the date on which
agreement with respect to such modification or change is reached by the Company and the Union. 
	 	 

Section II: Funding of Benefits

	151	The Company will continue to make contributions to the Chart Pension Plan to fund obligations for past service credit.
	 	 
	152	Neither the Company nor the Union, except under the conditions specified in Paragraph 151 of this section, shall demand any change in the Pension Plan nor shall either be requested to bargain with respect to any change
in the Pension Plan, nor during the term of the Pension Plan, nor shall any modification, alteration, or amendment of said Pension Plan, be an objective of, or reason for, any strike or lockout or other exercise of economic force or threat by either
the Union or the Company.
	 	 

34 

Section 3: Agreement Retirement Date

	153	The normal retirement date of each employee will be the first day of the month following the month in which the employee's 65th birthday occurs. An employee who retires after their normal retirement date shall receive a
retirement pension, payable commencing at their actual retirement date, consisting of the following:
	 	 
	 	1.	An amount determined as if they had retired on their normal retirement date; plus
	 	 
	 	2.	For service accrued after their normal retirement date, an amount determined in accordance with the respective benefit rates in effect for each year or portion thereof in which such service was
accrued.
	 	 

35 

Other

	154	Retirement Death Benefit
	 	 
	 	For those employees retiring after February 4, 2001, the retiree death benefit is $5,000.
	 	 
	155	 Medicare Plan "B" Supplement
	 	 
	 	Actual cost up to a maximum of $55.00/month, life of agreement
	 	 
	156	 IAM NATIONAL PENSION FUND - NATIONAL PENSION PLAN

	 	 
	 	A.	The Employer shall contribute to the I.A.M. National Pension Fund, National Pension Plan as shown below for each hour for which employees in all job classifications covered by this Agreement are entitled to receive pay
under this Agreement as follows:
	 	 
	 	 	 	$.60 per hour effective February 4, 2001 
	 	 	 	$.60 per hour effective February 3, 2002 
	 	 	 	$.60 per hour effective February 2, 2003
	 	 
	 	B.	The Employer shall continue contributions based on a forty (40) hour work week while an employee is off work and being compensated for any such time by the employer.
	 	 
	 	C.	Contributions for a full-time employee are payable from the first day of employment.
	 	 
	 	D.	The I.A.M. Lodge and the Employer adopt and agree to be bound by, and hereby assent to, the Trust Agreement, dated May 1, 1960, as amended, creating the I.A.M. National Pension Fund and the Plan rules adopted by the
Trustees of the I.A.M. National Pension Fund in establishing and administering the foregoing Plan pursuant to the said Trust Agreement, as currently in effect and as the Trust and Plan may be amended from time to time.
	 	 
	 	E.	The parties acknowledge that the Trustees of the I.A.M. National Pension Fund may terminate the participation of the employees and the Employer in the Plan if the successor collective bargaining agreement fails to renew
the provisions of this pension Article or reduces the Contribution Rate. The parties may increase the Contribution Rate and/or add job classifications or categories of hours for which contributions are payable.
	 	 
	 	F.	This Article contains the entire agreement between the parties regarding pensions and retirement under this Plan and any contrary provision in this Agreement shall be void. No oral or written modification of this
Agreement shall be binding upon the Trustees of the I.A.M. National Pension Fund. No grievance procedure, settlement or arbitration decision with respect to the obligation to contribute shall be binding upon the Trustees of the said Pension
Fund.
	 	 

HEALTH INSURANCE (HEALTH AND DENTAL INSURANCE)

	157	The Company will offer individuals retiring after December 21, 1990, the opportunity to participate in the Chart Heat Exchangers Health Care Plan for an additional 18 months beyond the 18 month period allowed by COBRA
(Consolidated Omnibus Budget Reconciliation Act), by paying 100% of the premium cost for coverage of similarly situated individuals. The applies to individuals retiring at age 62 or later. This offer is effective from December 21, 1990 through
February 3, 2001 on a non-precedent setting basis. Actual cost of this plan may change on a year-to-year basis as determined by the health care provider. This provision is no longer applicable when an individual reaches age 65 or is eligible for
Medicare. 
	 	 
	 	

Cost experience and impact of this group on Health Insurance costs is to be followed.
	 	 

36

Section 4: Effective Date

	 158	Any modification agreed upon between the parties under Section 1, Paragraph 153 of this Article , resulting from negotiations commenced as a result of the sixty (60) day notice referred to therein shall take effect on
the day after the Pension Plan expiration date which was in effect at the time the sixty (60) day notice was given.

ARTICLE XX - INSURANCE

BOOKLET

	159	The new Health Insurance Booklet will be distributed to the membership within one (1) month from the date of receipt by the Company.

Insurance Committee

	160	The insurance committee shall consist of two (2) representatives of the Company and two (2) representatives of the Union. The Union President or IAMAW representative or their representative may attend meetings at any
time.
	 	 
	 	This committee shall have the necessary time needed to provide Alternative Health Plans annually and the Company shall pay the time spent. Union Committee representatives shall have the time spent on this committee
applied as hours worked on their shift for each day needed to investigate Alternative Plans.
	 	 

Duties of Insurance Committee

	 161	1.	The insurance committee shall meet every six (6) months and the agenda shall be established prior to the date of the meeting. A representative of the insurance carrier shall be asked to attend the meetings. 
	 	 
	 	2.	The insurance committee shall be authorized to review all financial aspects of the insurance plan and be furnished complete expenditure and benefit data.
	 	 
	 	3.	Members of the insurance committee shall be authorized to inquire on the status of any claim submitted by any member of the Union.
	 	 

General

	 162	1.	The group insurance coverage will terminate on February 7, 2004.
	 	 
	 	2.	There shall be no modification in the benefits provided under the insurance plans during the policy term except as mutually agreed by the parties or required by law. Any dividend paid on the insurance policy shall be
paid in full to the Company.
	 	 
	 	3.	In the event the insurance carrier does not pay full benefit as prescribed in the master policy without justifiable reasons, Chart Heat Exchangers shall further process the claim on behalf of the employee with the
insurance carrier.
	 	 

37

	  	4.	If an employee’s insurance terminates due to temporary layoff or leave of absence, such employees shall be eligible for insurance on the date of return to full time work.
	 	 	 
	 	 	If an employee is not At Work on the date the insurance would otherwise become effective, such effective date of insurance shall be the first day the employee returns to active work. However, the insurance will become
effective as if the employee was At Work if such employee is off work due to vacation or holiday.
	 	 
	 	5.	Alternative Health Plans (HMO’s, POS, PPO plans etc.) will be provided annually in a similar form or one that has the same benefits as the current plans. During 2001, the Insurance Committee will evaluate other
Alternative Health Plans for 2002 and 2003.
	 	 
	 	6.	Should alternate company health insurance plans become available, the Company and Union will meet to discuss the opportunity to participate in such plans.
	 	 	 
	 	7.	The Company and Union agree that the Section 125 Plan is in effect for the duration of this agreement.
	 	 	 

Health and Dental Insurance Cost Sharing

	 	1.	Chart Basic
	 	 	Employee shares 10% of future premium increases or decreases for life of agreement.
	 	 	 
	 	2.	Chart Plus 
	 	 	Employee shares 20% of future premium increases or decreases for life of agreement.
	 	 	 
	 	3.	Alternative Health Plans (HMO’s, POS, PPO plans, etc) 
	 	 	Employee shares 30% of future premium increases or decreases for life of agreement.
	 	 	 
	 	4.	Employees who can provide proof of other medical plan coverage may opt out of Chart plans or HMO and receive a payment during the course of the plan year. The payment may be taken as either cash, which is taxable, or
placed on a pre-tax basis in a flexible spending account in the employee's name. The payment for each year is as follows:
	 	 	 

	1st Year	 -

	 $1,500.00
	2nd Year	 -

	 $1,500.00
	3rd Year	 -

	 $1,500.00

	 	 	Payout will occur on a monthly basis
	 	 	 (Ex: 12 mos X $125.00 = $1,500.00)                          
                                        
                                      

	 	 	 
	 	5.	Dental
	 	 	Employee shares 20% of future premium increases or decreases for life of the agreement.
	 	 	 
	 	6.	Life Insurance
	 	 	For the life of the agreement employees will be insured to a minimum of $23,000 or a maximum of one times annual base wage, whichever is greater.
	 	 	 
	 	 	Employees may purchase up to three times base wage (minimum $23,000)
	 	 	 

38

ARTICLE XXI - COMPANY OWNED TOOLS

	163	In an effort to provide safer and more effective production equipment, the Company and the Union, do hereby agree to the following: 
	 	 
	 	The Company shall loan to each employee, at no cost to him, a set of tools and tool container with lock (where needed) adequate for the proper and efficient persupervisorce of their duties subject to the following
conditions:
	 	 
	 	1.	The Company shall determine what tools are required for each job, and shall list against each job the normal tools required for it. Any tools which are to be required at the worker's expense shall be listed
accordingly.
	 	 
	 	2.	The Company shall replace worn tools which are broken through normal use at no cost to the worker.
	 	 
	 	3.	The Company shall indelibly mark each tool and tool container so that it may be identified to the individual worker.

	 	 
	 	4.	The Company shall, through its supervisor, make such inspections of the tools and tool containers used by each worker as may be required. All inspections of the tools and tool containers shall be done in the presence of
the employee to whom they are charged. No tool container shall be opened during the absence of the employee to whom they are charged. When inspection is being made in search of a missing tool, it shall be done in the presence of an authorized Union
steward.
	 	 
	 	5.	Each worker shall maintain a complete set of tools at all times and shall report any and all tools or tool containers missing, lost, or stolen from their set to their supervisor for replacement immediately.
	 	 

39 

	 	6.	Each worker shall reimburse the Company for replacement of Company tools or tool containers lost or stolen while charged to him. If payment is not made in cash to the crib clerk, the amount for which the
worker is charged shall be deducted from their paycheck. If the cost is more than three dollars ($3.00), deduction can be made from more than one paycheck. If the missing, lost or stolen tool is recovered in good condition, suitable adjustment shall
be made to the worker. In the event that a tool box equipped with tools is missing, lost or stolen, the Company will be responsible for the cost of such equipped tool box.
	 	 
	 	7. 	A worker shall only use personally owned tools when authorized by their supervisor.
	 	 
	 	8.	Any improperly identified tools found in a worker's possession shall be removed and placed in the tool crib.
	 	 
	 	9.	Any tools or tool containers with identification markings found in any improper area shall be returned to the worker to whom they are then charged. 
	 	 
	164	Any employee leaving the employ of the Company shall satisfy their tool account before receiving their final pay.

Safety Creed

	165	"One must not believe the SAFETY begins with your fellow employees, it begins with YOU! The Safety Program can do everything possible to protect you and your fellow employees, but
if YOU disregard SAFETY, you not only endanger yourself, but those around you. SAFETY must be practiced twenty-four hours a day, as an accident requires less than one
second to happen. That "second" may mean a costly and permanent injury to yourself or to a fellow employee, which you will think about for the rest of your life. It is far easier to live with SAFETY than the results of a careless "accident".
	 	 

ARTICLE XXII - ACCIDENT PREVENTION

 Safety Committee

	166	 The Safety Committee shall consist of the Shop Chairman, Health and Safety Coordinator, Safety Technician, Safety Steward, and other designated hourly and salaried representatives.
	 	 

40 

  

	 Function of Safety Organization

	 	 	 
	167	The function of the Safety Committee shall be to cooperate in reducing accidents by: 
	 	 	 
	   	1.	Reporting of hazards and unsafe practices from their respective departments. 
	 	 	 
	 	2. 	Bringing about the cooperation of all employees both Union and Management to carry out the safety program. 
	 	 	 
	 Safety Problems

	168	If a safety problem arises in the department, the steward will call it to the attention of the Supervisor. Should the safety problem still not be solved within a reasonable period of time, the steward may call the Shop
Chairman to investigate the problem. The Shop Chairman may discuss the problem with the Health and Safety Coordinator. If the problem still exists, it shall be placed on the agenda of the next regular Safety Committee meeting. If the problem exists
following consideration by the Safety Committee, the Union may call in an outside expert to review the problem and discuss it with the Shop committee and the Company with the objective of obtaining a mutually satisfactory solution.
	 	 	 
	 Safety Committee

	 	 	 
	169	The duties of the Safety Committee shall be: 
	 	 	 
	   	1.	To meet at least once during each month to consider and, if appropriate, implement safety recommendations of the Safety Committee or others.
	 	 	 
	   	2.	To participate on inspection teams that will make monthly inspection tours of the plant during the first full week of each month. The inspection team will consist of members of the Safety Committee or
designated representatives.
	 	 	 
	   	3.	To investigate reports of hazards and unsafe practices and effect correction. Reports made by the inspection team and any other reports from the Safety Committee will be reviewed at the monthly safety
meeting and any unsafe conditions or practices will be called to the attention of the supervisor of the department involved. Every reasonable effort will be made to have the unsafe condition or practice corrected promptly.
	 	 	 
	  	4. 	Upon the request of the Shop Chairman or their designated representative where evidence exists that a chemical or substance to which an employee is exposed in the workplace may be toxic and hazardous, the
Company will provide the Union and the employee with the Company's safety data sheets or their equivalent, including information about any available remedies and antidotes for such materials.

 41

	  	5.	In case of a serious injury to an employee, the Safety Technician will be notified promptly so that they can investigate the accident.
	 	 	 
	  	6.	In the event of a disagreement as to the liability of the Company in the case of an injury of an employee, the Manager of Manufacturing will, upon request, review the pertinent facts of the case with the
Shop Chairman. The Company agrees to pay for the time lost by the Shop Chairman from regular working hours for such review with the understanding that this privilege will not be abused. No such review will be made if the case is given to an
attorney.
	 	 	 
	  	7.	The Safety Steward will be permitted to carry out their duties relating to safety and health.
	 	 	 
	  	8.	The Safety Committee is responsible for making proper decisions on Safety, consistent with established safety practices.
	 	 	 
	 	9.	The Company will be responsible for any and all discipline resulting from any safety violation.
	 	 	 
	 Safety Cooperation

	 	 	 
	170	The Safety Committee realizes that a safe plant is an efficient one and will devote its energies to this accomplishment. In order to carry out this program, the Safety Committee will need 100% cooperation of
all employees of Chart Heat Exchangers. The committee encourages the making of suggestions.
	 	 	 
	 	The Union and employees agree that they will cooperate in promoting safety and health programs and will comply with all safety rules and regulations and to use safety equipment as required by OSHA and the
Company.
	 	 	 
	 Selection of Committee

	 	 	 
	171	The Company and Union Safety Committee representatives will be chosen by the Health and Safety Coordinator and Shop Chairman respectively, and will serve for a period of one year. Stewards selected will
serve the full period whether or not they continue as stewards for the full term. A replacement who fills a vacancy shall serve out the balance of the term of their predecessor and may serve the next full term, if selected.
	 	 	 
	 Safety Codes

	 	 
	172	The purpose of these safety rules is to protect the employees as they work and ensure that they work safely. By following these rules, they should avoid injury to themselves or fellow employees. Strict
enforcement of these safety rules will materially reduce the possibility that someone else will commit an unsafe act which could endanger them. 

 42

	 	1.	The work place is to be keep clean and orderly.  
	 	 	 
	 	2.	The Safety equipment prescribed for any particular job shall be used in a proper manner at all times.  
	 	 	 
	 	3.	Safety glasses and/or approved eye protection are to be worn as prescribed, in all designated areas at all times.  
	 	 	 
	 	4.	Rings, bracelets, wrist watches, loose garments or neckties are not permitted while operating a machine. Clothing worn shall be appropriate for the shop floor environment and shall not pose a threat to
safety.
	 	 	 
	 	5.	Safety toe footwear is required by all employees on the shop floor. Safety toe footwear worn must comply with all current American National Standard Codes (A.N.S.I. Z41-1991 Directive) and O.S.H.A.
guidelines that are in effect.
	 	 	 
	 	6.	Complete instructions and permission must be obtained from a supervisor before operating any machine which an individual does not normally operate. All safety guards on machines must be in place and
functional.
	 	 	 
	 	7.	A lock-out on the power switch must be used while performing any maintenance work on a machine which requires placing any part of the body into or near its mechanism.
	 	 	 
	 	8.	Individuals must not reach through or behind a safety guard while a machine is running.
	 	 	 
	 	9.	Before cleaning, oiling, or adjusting the moving parts of a machine, it is mandatory that the machine be completely shut down and locked out.
	 	 	 
	   	10.	Cranes must be operated only by individuals familiar with their operation.
	 	 	 
	   	11.	Only authorized personnel are permitted to operate industrial power trucks or power hand trucks. Such authorized personnel will comply with the General Operating & Safety Rules for Power
Vehicles.
	 	 	 
	   	12.	Defective or damaged hand tools, mushroomed chisels, punches, etc., and files without handles are not to be used.
	 	 	 
	  	13.	Aisles must not be blocked. If at any time anything is placed in a aisle, it must be moved. If the aisle is to be blocked for any period of time, the area supervisor will notify the appropriate
personnel.
	 	 	 
	   	14.	There will be no smoking during the period between the starting and stopping time of your designated shifts up to and including overtime worked. Smoking will be allowed during the employee's designated lunch
period outside all Chart buildings.

 43

	 	15.	Compressed air is to be used with caution. Never use compressed air for cleaning clothing, exposed parts of the body, or for cooling purposes. Nozzles must have an approved relief vent. Unapproved alteration
of air nozzles is prohibited.
	 	 	 
	 	16.	Projecting nails in boxes, boards, or barrels, which are exposed, are to be bent over or removed. Other dangerous sharp projections should either be eliminated or protected.
	 	 	 
	 	17.	Electrical apparatus should be repaired only by authorized personnel, regardless of how minor the problem seems to be. The supervisor is to be advised of the condition, they will secure proper assistance.
Electrical cabinets are not to be blocked or used for storage.
	 	 	 
	 	18.	Lift properly - with the knees and legs, and not the back. Get help rather than risk a strain.
	 	 	 
	 	19.	All injuries, no matter how minor, are to be reported promptly to a supervisor and then to the appropriate medical facility.
	 	 	 
	 	20.	Horseplay, scuffling, throwing of objects, and running is unsafe and it is forbidden. This applies to all Company premises, including the parking lots.
	 	 	 
	 	21.	Industrial gases are to be stored in a safe manner, in keeping with standards established for their storage.
	 	 	 
	 	22.	No employee shall remove, displace or damage any safety device or safeguard furnished and provided for use in any employment or place of employment, nor interfere in any way with the use thereof by any other
person, nor shall any such employee interfere with the use of any method or process adopted for the protection of any employee in such employment or place of employment or frequenter of such place of employment, nor fail or neglect to do every other
thing reasonable necessary to protect the life, health, safety or welfare of such employees or frequenters. (Extracted in part from the Wisconsin Industrial Commission statutes and provision).
	 	 	 
	 	23.	The above safety rules are not meant to be inclusive nor do they supersede existing plant rules which may imply stricter measures.
	 	 	 
	 	24. 	No employee shall be disciplined or discharged for refusing to work on a job if refusal is based on a reasonable claim that said job is not safe or might unduly endanger the employee's health and
safety.
	 	 	 
	 	25.	$130.00 per person total, life of contract for the purchase of safety toe footwear. 

 Reporting Violations

	173 	The reporting of violations will be conducted in the following manner: the supervisor will make out violation forms in quadruplicate, the supervisor will retain one (1) copy and send three (3) copies to the
Health and Safety Coordinator. One completed copy will be sent to the Union.

 44

	 	 	 Penalties

	 	 	 
	174	 Penalties for the above violations will be as follows: 
	 	 	 
	175	1ST VIOLATION: Violator will be presented with a violation slip, and instructed in accident prevention and warned against future violations. 
	 	 	 
	176	2ND VIOLATION: Violator will be presented with a violation slip and be suspended for a period of five (5) hours. 
	 	 	 
	177	3RD VIOLATION: Violator will be presented with a violation slip and be suspended for a period of two (2) days. 
	 	 	 
	178	4TH VIOLATION: Violator will be presented with a violation slip and will be suspended for a period of one (1) week. 
	 	 	 
	179	SUBSEQUENT VIOLATIONS: Violators shall be subject to further disciplinary action including discharge. 
	 	 	 
	180	The above penalties are based on cumulative violations within any one year period. 
	 	 	 
	 	 	 General Safety Guides 

	 	 	 
	181	1.	Employees are not required or expected to take any risks from which they cannot protect themselves by care and judgment. 
	 	 	 
	182	2.	Employees are not to rely on the watchfulness of others, but must protect themselves when and where their own safety is involved. 
	 	 	 
	183	3.	In view of the possible effect on safety, no employee shall change any customary safety method or work without first consulting the supervisor. 
	 	 	 
	184	4.	Learn the location of fire extinguishers in the work area and be familiar with their use and purpose. 
	 	 	 
	 	 	 First Aid 

	 	 	 
	185	Trained first aid attendants will be provided at the facility. A list of authorized first aid attendants will be posted in a prominent place near each first aid office and will be revised as necessary, with a copy to the
Union. 
	 	 	 
	 	 	 Reporting Injuries 

	 	 	 
	186	An employee shall not fail to report an injury immediately to their supervisor no matter how small it may seem. In case the supervisor is out of their department, the injured employee shall report the injury
to the department steward or designated employee. 

   45 

	187	If it is necessary for an employee to go to the First Aid Room, they will notify their supervisor. In case of a injury requiring emergency attention, the employee should go to the First Aid Room immediately. 
	 	 	 
	188	Medial attention for industrial injuries must be authorized by the Company prior to receiving attention, except in cases of emergency. 
	 	 	 
	 Eye Protection 

	 	 	 
	189	In line with the Company's policy of providing the employee with a safe place in which to work, the Company will maintain a 100% comprehensive eye protection program. 
	 	 	 
	 	The type of eye protection that will be worn, depending on the job or operation, will be posted. The Company will provide such eye protection to all employees. In addition, the Company will provide equipment for
protecting the eyes from damage due to grinding, burnishing, arc welding, etc. 
	 	 	 
	 When Company Furnishes Prescription Glasses 

	 	 	 
	190	In the event it is determined that an employee with seniority needs corrective lenses in their safety glasses due to near-far vision problems, the employee will furnish a copy of the prescription and the Company will pay
the cost of the glasses as follows: 
	 	 	 
	 	 	The Company pays
	 	 	• 100% of the cost of basic single vision, bifocal, and trifocal lenses
	 	 	• 100% of the cost of Basic or Group 1 frames
	 	 	• 100% of the dispensing fee
	 	 	• 100% of the cost of progressive lenses for all employees
	 	 	 
	 	 	The Employee pays
	 	 	• 100% of the cost of miscellaneous lens options (transition, tints, coatings, etc.)
	 	 	• 100% of charges for frame upgrades (frames other than Basic or Group 1)
	 	 	• 100% of the eye exam charge (may be submitted to health insurance)
	 	 	 
	191	When it becomes necessary to replace prescription lenses after the first pair, because of a change in prescription needs, the employee will furnish a copy of the prescription and the Company will pay the cost of the
lenses, according to Paragraph 190. 
	 	 	 
	192	When it is necessary to replace an employee's prescription safety glasses because they are pitted to such an extent that they are no longer serviceable, the Company will pay for the cost of the new lenses (according to
paragraph 190) if the employee has had the glasses for a period of more than two (2) years of working time. If the employee has had the glasses for less than two (2) years of working time, the Company will pay the cost of the new lenses unless there
has been negligence on the part of the employee. 
	 	 	 
	 Damaged Glasses 

	 	 	 
	193	Safety glasses damaged without the fault of the employee will be repaired or replaced at no cost to the employee; however, it will be the employee's responsibility to maintain the glasses in acceptable condition and to
replace them if they are lost, or if they are damaged through misuse or improper care. 

 46

	 	 	 General 

	 	 	 
	 

 194

	The Company will maintain adequate facilities for necessary minor repair of safety glasses. First aid attendants will perform these functions.
	 	 	 
	   

 195

	All prescription safety glasses will be purchased through the Company. (Any exceptions must be approved by the Health and Safety Coordinator.)
	 	 	 
	 	 	   

 ARTICLE XXIII - MISCELLANEOUS 

	 	 	 

	 	 	 Non-Discrimination 

	 	 	 
	196	The Company or the Union shall not discriminate against employees because of color, race, sex, religious affiliation, nationality, age, handicap or status as a disabled veteran or Vietnam ear veteran, as prescribed by
applicable state or federal law. Pronouns in the male gender appearing in this Agreement are intended to include the female gender.
	 	 	 
	 	 	 Limitation on Supervisor Doing Bargaining Unit Work

	 	 	 
	197	The policy of the Company is to have supervisor perform supervisory work. supervisor and other non-bargaining unit employees of the Company shall not perform the work of employees in the bargaining unit other than for
instructive purposes, or in case of emergencies, and when attempting to eliminate trouble on a job when employees who can eliminate the trouble or handle the emergency are not readily available, but the work so performed shall not take away any work
from any employee.
	 	 	 
	 	 	
 Notices to Employees

	 	 	 
	198	All employees will be sent a notice to their address as it appears on the Company records. If it is necessary to contact an employee by telephone, the message will be given to the person answering the telephone. It is
the employee’s responsibility to inform the Human Resources department of their current phone number and address. If there is any change of address or phone number, notification should be made to the Company. The CRS system can be used to make
any changes as needed.
	 	 	 
	 	 	 Physical Exam at Company Request 

	 	 	 
	199	An employee will take a physical examination at Company expense upon the request of the Company. Before an employee is sent for such physical examination, the Company will inform the Union and discuss the reasons for the
physical examination. The time spent for such an examination will be paid at the rate of straight time.
	 	 	 
	 	 	 Wash Up Period 

	 	 	 
	200	A three (3) minute wash up period before the stopping signal will be granted for fin press operators and also vacuum furnace operators to the extent that they have been working with graphite.

 

 47

 

	 	 	 Posted Union Notices

	 	 	 
	201	The Shop Committee will submit to the Company all proposed notices prior to the posting on Company premises.
	 	 	 
	 	 	 Educational Aid

	 	 	 
	202	An educational aid program will be made available to members of the bargaining unit.
	 	 	 
	 	 	 Cellular Manufacturing and Quality Improvements

	 	 	 
	203	It is agreed between the Company and the Union that the parties will work together on the implementation of cellular manufacturing and quality improvement, and will meet whenever necessary to discuss issues relating to
cellular manufacturing and quality improvement.
	 	 	 
	 	 	 Sub-Contracting:

	 	 	 
	204	In cases where competition, schedule or workload require the transfer of work to outside vendors, the Company will advise the Union of such need and the reasons for doing such prior to the sub-contracting.
	 	 	 
	 	 	 Out of Town Assignments

	 	 	 
	205	The Company will inform the Shop Chairman when members of the bargaining unit have been sent on repair assignments outside La Crosse. Compensation while on such assignments will be based on the applicable provisions of
the Fair Labor Standard Act and Chart Heat Exchangers travel policy.
	 	 	 
	 	The Chart Heat Exchangers policy presently provides that an employee traveling on Company business outside la Crosse will receive an additional 20% (or more for certain international trips) added to their earnings
applicable to paid travel time and work performed on the trip with the exception of authorized time off before and/or after a trip, travel for purposes of the employee's own training, and any trip completed within one day.
	 	 	 
	 	Employees are considered first shift employees for purposes of determining normal working and sleeping hours while traveling.
	 	 	 
	 	Travel, including time outside normal working hours, will be compensated according to the Chart Heat Exchangers travel policy. 
	 	 	 
	 	 	 ITEMS FOR DISCUSSIONS

	 	 	 
	206 	The Company and Union will discuss the following items should future conditions warrant; 
	 	 	 
	 	1. 	Method for handling National Health Care should it be instituted. 
	 	 	 
	 	2.  	Catastrophic economic conditions creating hardships for either party. 

 48

	 	 	 ARTICLE XXIV - STRIKES AND LOCKOUTS 

	 	 	 
	 	 	 No Strike - No Lockout 

	 	 	 
	207	Since the procedures set forth in this Agreement provide the means for peaceable settlement of all differences, disputes, complaints, and grievances that may arise between the Company and the Union, it is agreed that,
during the term of this Agreement, neither the Union nor any of its members shall authorize, encourage, or participate in any strike or slowdown, and that there shall be no lockouts by the Company. 
	 	 	 
	 	 	 Violation of Clause 

	 	 	 
	208	In the event of an illegal, unauthorized or uncondoned strike, sit down, slowdown or interference with the operation by an employee or employees in violation of this Agreement, the Union will undertake all reasonable
means at its disposal to terminate such action. Employees who participate in or are responsible for such violation may be discipline or discharged, and such discipline or discharge shall be subject to the grievance procedure except as to employees
who do not terminate the violation promptly. The question of whether an employee participated in or had any responsibility for such violation shall in every case be subject to the grievance procedure. In the event that the Union, using immediate
action, is unable to induce the employee or employees to terminate such unauthorized action, the Company will not hold the local Union or its officers or the International Union or its officers financially responsible therefor. 
	 	 	 
	 	 	 ARTICLE XXV 

	 	 	  
	 	 	 SEVERANCE PACKAGE – PLANT CLOSING 

	 	 	 
	 	In the case of the Plant Closing, the employees affected at the Chart Heat Exchangers Division in La Crosse, WI, will fall under the following guidelines: 
	 	 	 
	 	Monetary Compensation as follows:

One (1) week of pay for every two (2) years of service up to a maximum of twelve (12) weeks. Years of service to be defined as no break in seniority. 
	 	 	 
	 	Checks are to start one (1) week after said closing and will be paid on a weekly basis until pay entitlement is exhausted. 
	 	 	 
	 	Insurance:

Paid in the same format (employee contribution) as if working during the paid severance period. Insurance benefits will remain in effect until the last day of the month following the last severance payment. 

49

	 	 	 ARTICLE XXVI 

	 	 	 

	 	 	 DURATION OF AGREEMENT 

	 	 	 
	209	This Agreement shall remain in full force and effect until 11:59 p.m. on February 7, 2004, and on a year-to-year basis thereafter unless on or before December 5, 2003 (or, in the event of a year-to-year extension, at
least sixty (60) days prior to the Agreement expiration date), either the Company or the Union serves upon the other party a written notice of its desire to terminate this Agreement and negotiate a succeeding Agreement. 
	 	 	 
	210	No other agreement can modify the terms of this Agreement unless entered into as a written amendment or supplement hereto. 
	 	 	 
	211	It is understood that if any of the above articles or article or parts thereof, are in conflict with federal or state rulings, laws, or executive orders, such federal or state rulings, laws or executive orders shall
apply. 
	 	 	 
	 	 	 
	 	 	Agreed to this ________ day of _________________________, 2001.

	 	 	 	 
	 	 	CHART HEAT EXCHANGERS, L.P.	LOCAL LODGE 2191 OF

DISTRICT LODGE 66 OF THE

INTERNATIONAL ASSOCIATION OF

MACHINISTS AND AEROSPACE

WORKERS, AFL-CIO
	 	 	 	 
	 	 	 	 
	 	 	/S/ MICHAEL J. WAHLEN	/S/ TOM O'HERON
	 	 	/S/ CARL L. GRIFFIN	/S/ KEVIN P. BIGLEY
	 	 	/S/ JOEL A. GUBERUD	/S/ JAMES C. KALDUNSKI
	 	 	/S/ MAX C. GRAMLING	/S/ SCOTT T. PHILLIPS
	 	 	/S/ LEANN HAACK	 
	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	________________________	________________________
	 	 	 	 
	 	________________________	________________________
	 	 	 	 
	 	________________________	________________________
	 	 	 	 
	 	________________________	________________________
	 	 	 	 
	 	________________________	________________________
	 	 	 
	 	________________________	 

50

FREE STANDING AGREEMENT 

 LOCAL LODGE 2191 AND CHART HEAT EXCHANGERS 

It is agreed, the company and Union will discuss the possibility of exceeding the Voluntary Shift Exchange Language [more than one (1) week] due to manpower moves.

As in the past, these discussions will take place to allow employees the opportunity to change shifts with other employees in excess of the limit stated in the current Labor Agreement.

This agreement is based on the additional requirements stated in the current Labor Agreement, Voluntary Shift Exchange [more than one(1) week], and mutual agreement between the Company and Union Shop Committee.

Any agreement to allow this to take place will be agreed to on a non-precedent basis.

It is recognized that the Company will have final say in decisions associated with the above stated language.

 51

 DRUG AND ALCOHOL TESTING POLICY AND PROCEDURES

Purpose:

Chart Heat Exchangers is committed to providing and maintaining a safe, healthful and productive environment for all of its employees. An integral part of such an environment is a workforce free from individuals who are illegally and
unsafely abusing drugs or alcohol. Therefore, it is in the best interest of the Company, its customers, and its employees to recognize that illegal drug use by employees would be a threat to the welfare and safety of Company personnel.

Policy:

	Section 1. 	 
	 
	It is the goal of this policy to eliminate or absolve illegal drug usage through education and rehabilitation of the affected personnel. The possession, use or being under the influence of alcoholic beverages or
unauthorized drugs shall not be permitted at the Employer's work site and/or while an employee is on duty. 
	 	 
	Section 2. 	Pre-employment Testing:
	 	 
	As a precondition to obtaining employment with Chart Heat Exchangers to become Chart Heat Exchangers employees, all applicants, following a conditional offer of employment, must successfully complete a pre-employment
physical examination by, in relevant part, testing negative through urinalysis or similar tests administered to detect the use or abuse of drugs and/ or alcohol. Such pre-employment testing bears a direct, material, and timely relationship to an
applicant’s capacity to perform his or her duties safely and effectively. 
	 	 
	Section 3.	Informing Employees About Drug and Alcohol Testing:
	 	 
	All employees shall be fully informed of the Chart Heat Exchangers drug and alcohol testing policy. Employees will be provided with information concerning the impact of the use of alcohol and drugs on job performance. In
addition, the employer shall inform the employees on how the tests are conducted, what the tests can determine and the consequence of testing positive for drug use. All newly hired employees will be
provided with this information on their initial date of hire. No employee shall be tested before this information is provided to him/her. The Employer shall not discipline employees who voluntarily come forward and ask for assistance to deal with a
drug or alcohol problem. Prior to any testing, the employee will be required to sign the attached consent and release form. No disciplinary action will be taken against an employee unless he/she refuses to sign the consent and release form, refuses
to take a drug/alcohol test, refuses the opportunity for rehabilitation, fails to complete a rehabilitation program successfully, or again tests positive for drugs/alcohol within two (2) years of completing an appropriate rehabilitation
program. 
	 	 
	Section 4.	Employee Testing:
	 	 
	Employees shall not be subject to random medical testing involving urine or other similar or related tests for the purpose of discovering possible drug or alcohol abuse however, if objective evidence exists establishing
probable cause to believe an employee's work performance is impaired due to drug or alcohol abuse, the employer will require the employee to undergo a medical test consistent with the conditions set forth in this Policy. An employee that
is ordered to participate in a drug and alcohol test shall have the right to consult with the Medical Review Officer, Treating Physician or Attending Physician following the testing process. 
	 	 
	Section 5.	Sample Collection:
	 	 
	The collection and testing of the samples shall be performed only by a laboratory and by a physician or health care professional qualified and authorized to administer and determine the meaning of any test results. The
laboratory performing the test shall be one that is certified by the National Institute of Drug Abuse (NIDA). The laboratory chosen must be agreed to between the Union and the Employer. The laboratory used shall also be one whose procedures are
periodically tested by the NIDA where they analyze unknown samples sent to an independent party. The results of employee’s tests shall be made available to the Medical Review Officer. Collection of 
	 	 

 

 52 

	urine samples shall be conducted in a manner, which provides the highest degree of security for the sample and freedom from adulteration. Recognized strict chain of custody procedures must be followed for all samples as
set by NIDA. The Union and the Employer agree that security of the biological urine samples is absolutely necessary therefore the Employer agrees that if the security of the sample is compromised in anyway, any positive test shall be invalid and may
not be used for any purpose. 
	 	 	 	 
	Urine samples will be submitted as per NIDA Standards. Employees have the right for Union or legal counsel representative to be present during the submission of the sample.
	 	 	 	 
	A split sample shall be reserved in all cases for an independent analysis in the event of a positive test result. All samples must be stored in a scientific acceptable preserved manner as established by NIDA. All
positive confirmed samples and related paperwork must be retained by the laboratory for at least six (6) months or for the duration of any grievance, disciplinary action or legal proceedings whichever is longer. At the conclusion of this period, the
paperwork and specimen shall be destroyed.
	 	 	 	 
	Tests shall be conducted in a manner to ensure that an employee's legal drug use and diet does not affect the test results.
	 	 	 	 
	Section 6.      	Drug Testing:
	 	  	 	 
	The laboratory shall test for only these substances and within the limits for the initial and confirmation test as provided within the NIDA Standards. The initial test shall use an immunoassay which meets the
requirements of the Food and Drug Administration for commercial distribution. 
	 	 	 	 
	 	 	Marijuana metabolites	50 ng/ml	 
	 	 	Cocaine metabolites	300 ng/ml	 
	 	 	Opiate metabolites	2000 ng/ml	 
	 	 	Phencyclidine	25 ng/ml	 
	 	 	Amphetamines	1000 ng/ml	 
	 	 	 	 
	If initial testing results are negative, testing shall be discontinued, all samples destroyed and records of the testing expunged from the employee's file. Only specimens identified as positive on the initial test shall
be confirmed using gas chromatograph/mass spectrometry (GC/MS) techniques at the following listed cutoff values.
	 	 	 	 
	 	 	Marijuana metabolites	 15 ng/ml

	 
	 	 	Cocaine metabolites	 150 ng/ml

	 
	 	 	Opiates	 
	 	 	 	 Morphine	 

2000 ng/ml

	 
	 	 	 	Codeine	 

2000 ng/ml

	 
	 	 	Phencyclidine	 

25 ng/ml

	 
	 	 	Amphetamines	 
	 	 	 	Amphetamine	 500 ng/ml

	 
	 	 	 	Methamphetamine	 500 ng/ml

	 
	 	 	 	 
	If confirmatory testing results are negative all samples shall be destroyed and records of the testing expunged from the employee's file.
	 	 	 	 
	1.	If immunoassay is specific for free morphine the initial test level is 25 ng/ml
	 	 	 	 	 
	2.	Delta-9-tetrahydrocannabinol-9-carboxylic acid
	 	 	 	 	 
	3.	Benzoylecgonine
	 	 	 	 	 	 	 	 
	Section 7.       	Alcohol Testing:
	 	 
	A breathalyzer or similar test equipment shall be used to screen for alcohol. An initial positive alcohol level shall be, .04 grams per 210L of breath. If initial testing results are negative, testing shall be
discontinued, all samples destroyed and records of the testing expunged from the employee's file. Sampling handling procedures, as detailed in Section 4, shall apply.
	 	 

 

53

	Section 8. 	Medical Review Officer: 
	 	 
	The Medical Review Officer shall be chosen and agreed upon between the Union and the Employer and must be a licensed physician with a knowledge of substance abuse disorders. The Medical Review Officer shall be familiar
with the characteristics of drug tests (sensitivity, specificity, and predictive value), the laboratories running the tests and the medical conditions and work exposures of the employees. The role of the Medical Review Officer will be to review and
interpret the positive test results. The Medical Review Officer must examine alternate medical explanations for any positive test results. This action shall include conducting a medical interview with the affected employee, review of the employee's
medical history and review of any other relevant biomedical factors. The Medical Review Officer must review all medical records made available by the tested employee when a confirmed positive test could have resulted from legally prescribed
medication. 
	 	 
	Section 9. 	Laboratory Results:
	 	 
	The laboratory will advise only the employee and the Medical Review Officer of any positive results. The results of a positive drug or alcohol test can only be released to the Employer by the Medical Review Officer once
he has completed his review and analysis of the laboratory's test. The employer will be required to keep the results confidential and it shall not be released to the general public. 
	 	 
	Section 10. 	Testing Program Costs: 
	 	 
	When the Company has proven a probable cause to believe that an employee is under the influence of a substance, which is impairing job performance, the employee will be immediately placed on a mandatory leave of absence
from work, for the remainder of the shift involved, and sent for a drug/alcohol test. The employee will report to work at the start of the next regular shift. The Company will pay the employee for all hours (to include overtime hours) missed from
work due to the mandatory leave of absence upon receipt of verification of a negative substance test. If the result of the substance test is positive, the Company will not pay the employee for any hours missed from work due to the mandatory leave of
absence. 
	 	 
	For all costs associated with drug and alcohol testing, the Company will pay the medical testing facility and Medical Review Officer. 
	 	 
	Section 11. 	Transportation:
	 	 
	The Company will provide transportation, at its expense, through a local taxi service to the medical facility conducting the substance test. Both Management and the Union reserve the right to have a representative
accompany the employee to the testing facility. 
	 	 
	The Company will provide transportation, at its expense, through a local taxi service from the medical testing facility to the employee’s home and their return to work the following day through a local taxi service.
In no instance will the employee be permitted to drive himself or herself home. 
	 	 
	Section 12. 	Rehabilitation and Offenses and Penalties Program:
	 	 
	Any employee may voluntarily enter rehabilitation without a requirement for prior testing. Employees who enter a program on their own initiative shall not be subject to testing. The treatment and rehabilitation shall be
paid for by the medical benefits plan, in which the employee participates, to the extent provided by the plan. Employees who have chosen to opt out of the Company’s Health Insurance Plans will first, apply for benefits under the plan that
covers them and secondly, be covered by the company if benefits are not provided by another plan. 
	 	 
	Any employee, who tests positive the first time shall be medically evaluated, counseled and treated for rehabilitation as recommended by an E.A.P. Counselor. Employees who complete a rehabilitation program can be
re-tested randomly at least once every quarter for the following six (6) months, if an employee tests positive a second time during the six (6) month period, they shall be subject to a disciplinary action. The employee will be reevaluated by an
E.A.P. Counselor to determine if the employee requires additional counseling or treatment. The employee will also receive a 

  

 54 

	last chance agreement. If the employee does not sign the last chance agreement, he/she will be subject to disciplinary action up to and including dismissal. If the employee tests positive a third time during this
subsequent six (6) month period, he/she will be dismissed from his/her position with Chart Heat Exchangers. 
	 	 
	Section 13.	Duty Assignment After Treatment:
	 	 
	Once an employee successfully completes rehabilitation, they shall be returned to their regular duty assignment. Once treatment and any fol1ow-up care is completed, and two (2) years have passed since the employee
entered the program, the employee's personnel file shall be purged of any reference to his/her drug or alcohol problem. 
	 	 
	Section 14.	Right of Appeal: 
	 	 
	The employee has the right to challenge the results of the drug or alcohol tests and any discipline imposed in the same manner that any of the employer actions under the terms of this agreement is grievable. 
	 	 
	Section 15. 	Union Held Harmless:
	 	 
	This drug and alcohol-testing program was initiated at the request of the employer. Chart Heat Exchangers assumes sole responsibility for the administration of this policy and shall be solely liable for any legal
obligations and costs arising out of the provision and/or application of this policy relating to drug and alcohol testing. The Union shall be held harmless for the violation of any worker rights arising from the administration of the drug and
alcohol-testing program. 
	 	 
	Section 16.	Changes in Testing Procedures: 
	 	 
	The parties recognize that there may be improvements in the technology of testing procedures, which provide more accurate testing. In that event, the party’s shall bargain in good faith whether to amend this
procedure to include such improvements. 
	 	 
	Section 17.	Conflict With Other Laws:
	 	 
	This article is in no way intended to supersede or waive any constitutional or other rights that the employee may be entitled to under Federal, State or Local Statutes. 
	 	 
	Section 18.	Non-Workplace Drug Related Convictions: 
	 
	Any employee who is convicted of an illegal drug-related crime (does not apply to ordinance violations) shall notify the Company immediately of such convictions. For the purpose of this Policy, a “conviction”
means finding of guilt (including a plea of nolo contendere) or imposition of sentence, or both, by any judicial body with the responsibility to determine violations of federal, state or local criminal statutes. Information concerning any such
conviction for violation of any statute based upon conduct occurring away from the Company’s premises and outside work time shall not be a basis for imposing discipline under the collective bargaining agreement or for requiring probable cause
testing without the observation required by this Policy. 
	 	 
	Section 19.	Diversion Agreement:
	 	 
	Any employee who accepts a diversion agreement, wherein the employee pleads guilty to an offense but, the guilty plea is not accepted by the court if certain conditions are met within a prescribed time line, will be
required to notify the Company under this policy if and when the employee’s guilty plea is accepted because of the employee’s failure to meet the set conditions. 
	 	 
	Section 20. 	Training:
	 	 
	The training of Company and Union representatives shall be from a formal training program endorsed by a local Hospital and/or Law Enforcement Agency in detecting signs and symptoms of substance abuse through speech,
breath odor and conduct which indicates the need for testing. 
	 	 
	The Company and Union will have an equal number of people trained to recognize individuals under the influence of drugs and/or alcohol. It remains the responsibility of the Company to determine testing of employees.

  

 55

	Section 21. 	Confidentiality: 
	 	 
	The Company will designate an official who will be responsible for receiving and maintaining records regarding all substance tests administered under this Policy. These records shall be maintained in separate files from
routine personnel files and the Company shall limit access to those specifically authorized management personnel listed below. The Company will conduct the Policy in a manner calculated to preserve the employee’s privacy and dignity.

	 	 
	In the event a grievance is filed as a result of a positive substance test, the Company shall obtain from the laboratory its records relating to the drug test and, if necessary, any record which might be in the
possession of the Medical Review Officer. The Company shall provide copies of all information to the Union, provided that the employee authorized the release of the medical records. The Union and the Company shall confer and adopt a mutually
acceptable release form. 
	 	 
	 	 	 
	 
 Human Resources Manager 	 	 
 Date 
	 	 	 
	 	 	 
	 
 Manager of Manufacturing	 	 
 Date 
	 	 	 
	 	 	 
	 The Union reserves the right to grieve and/or arbitrate: 

	 	 	 
	The Union reserves the right to grieve and/or arbitrate any or all of this Policy if it is deemed necessary as determined by the Union. 

  

 56

 CONSENT and RELEASE FORM 

 for Drug/Alcohol Test Program 

I acknowledge that I have received a copy of, have been duly informed, and understand the Chart Heat Exchangers drug and alcohol testing policy and procedures. I have been provided with the information concerning the impact of the
use of alcohol and drugs in the work place. In addition, I have been informed on how the tests are conducted, what the test can determine and the consequence of testing positive for drug/alcohol use.

I have been informed of Chart Heat Exchangers Employee Assistance Program (EAP). I understand that if I voluntarily come forward and ask for assistance to deal with a drug or alcohol problem through EAP, that, I will not be
disciplined by the employer.

I understand how drug/alcohol tests are collected and further understand that there are medical tests that are conducted under the auspices of a Medical Review Officer (MRO). I understand that the MRO will review and interpret any
positive test results, and that I will have an opportunity to be interviewed by the MRO to review my status, my medical history and any relevant biomedical factors prior to Chart Heat Exchangers being informed whether I passed or failed the
test.

I understand that a confirmed positive drug or alcohol test will result in my referral to Chart Heat Exchangers EAP and that I will be required to complete a rehabilitation program. No disciplinary action will be taken against me
unless I refuse to sign this consent and release form, refuse to take a drug/alcohol test, refuse the opportunity for rehabilitation, fail to complete a rehabilitation program successfully, or again test positive for drugs/alcohol within two (2)
years of completing an appropriate rehabilitation program. I understand that such disciplinary action, as described herein, may include dismissal from Chart Heat Exchangers.

 A copy of this form shall be provided to Local Lodge No. 2191.

 I, _________________, hereby consent and willingly submit to drug and alcohol testing, as stated above, to be performed upon me and hereby authorize the Medical Review Officer to review such tests. I further agree to have released,
any positive test results and/or confirmation that the test was performed to Chart Heat Exchangers, through its Human Resource Manager. 

	 	 	 
	 	 	 
	 
 	 	 
 
	Signature of Employee	 	Witness
	 	 	 
	 	 	 
	 
 	 	 
 
	Date	 	Date

 

 57

	 LAST CHANCE AGREEMENT

	 
	It is the policy of Chart Heat Exchangers to maintain a work environment for all its employees that is conducive toward maximum safety and optimum work standards. In application of this policy, the use or
possession, and/or sale of drugs by an employee is prohibited. Having detectable amounts of alcohol/drugs in your body while on Company premises is also prohibited.
	 
	It is the policy of Chart Heat Exchangers to take action whenever alcohol and/or drugs are detected through urinalysis/drug testing. Under such circumstances, the employee will be subject to disciplinary
action up to and including immediate discharge, as outlined in the Chart Heat Exchangers substance abuse policy.
	 
	On ____________, you tested positive for drugs and/or alcohol for the second time. The Company will provide you with an opportunity to rehabilitate yourself. The Company has agreed to provide you with a
leave of absence, if necessary, for your rehabilitation.
	 
	If you elect to participate in and successfully complete a rehabilitation program, the Company is prepared to allow you to continue employment under the following conditions:
	 	 
	1.	You must successfully complete the rehabilitation program, including any recommended follow-up and provide the Company with reports with regard to your attendance and your completion of such programs. A plan
of action must be agreed upon before hand. 
	 	 
	2.	You agree, by your signature below, that your representatives of the Employees Assistance Program and rehabilitation program are authorized to release to Chart Heat Exchangers information related to your
attendance and progress in an approved treatment and rehabilitation program.
	 	 
	3.	You will not possess, use, sell, or be under the influence of drugs and/ or alcohol on company premises or during work hours at any time in the future.
	 	 
	4.	You agree that the Company may require you to be tested for the presence of alcohol and/ or drugs in your system at any time for any reason or for no reason at all in the next six (6) months. Such tests will
be conducted by a medical testing facility using any appropriate testing procedure. If you are requested to take such an examination and refuse to take the examination or test positive, you agree that you will be immediately terminated.
	 	 
	In accepting the terms of this Last Chance Agreement, you agree that if you fail to live up to any of the terms of this agreement, you will immediately be terminated. No excuses will be accepted for not
meeting the terms of this agreement.

	 	 	 
	 	 	 
	 
 	 	 
 
	Human Resources Manager	 	Date
	 	 	 
	I have read and been given a copy of this Last Chance Agreement. I have been informed that I should review this agreement with an attorney before I sign it. I understand that this is my last chance to keep my job and
that if I violate this agreement I will be terminated.
	 	 	 
	 	 	 
	 	 	 
	 
 	 	 
 
	Employee	 	Date

 

 582nd Amended and Restated 1997 Stock Option Plan

 Exhibit 10.2

 SECOND AMENDED AND RESTATED

CHART INDUSTRIES, INC.

1997 STOCK OPTION AND INCENTIVE PLAN

 Section 1. Purpose 

      The Chart Industries, Inc. 1997 Stock Option and Incentive Plan, as the same may be amended (the “Plan”), is designed to foster the long-term growth and performance of the Company by: (a)
enhancing the Company’s ability to attract and retain highly qualified employees; (b) motivating employees to serve and promote the long-term interests of the Company and its stockholders through stock ownership and performance-based
incentives; and (c) providing the Company with flexibility to provide stock-based incentives to consultants whose services are anticipated to promote the Company’s long-term business objectives. To achieve this purpose, the Plan provides
authority for the grant of Stock Options and Stock Appreciation Rights. 

 Section 2. Definitions 

     (a) “Acquisition Consideration” shall have the meaning set forth in Section 12 hereof.

     (b) “Affiliate” shall have the meaning ascribed to that term in Rule 12b-2 promulgated under the Exchange Act. 

      (c) “Award” shall mean a grant of Stock Options or Stock Appreciation Rights under this Plan. 

      (d) “Award Agreement” shall mean any agreement between the Company and a Participant that sets forth terms, conditions, and restrictions applicable to an Award.

     (e) “Board of Directors” shall mean the Board of Directors of the Company.

     (f) “ Change in Control” shall include, but not be limited to: (i) the first purchase of shares by a Third Party pursuant to a tender offer or exchange (other than a tender
offer or exchange by the Company) for all or part of the Company’s Common Stock of any class or any securities convertible into such Common Stock; (ii) the receipt by the Company of a Schedule 13D or other advice indicating that a Third Party
is the “beneficial owner” (as that term is defined in Rule 13d-3 promulgated under the Exchange Act) of fifty percent (50%) or more of the Company’s Common Stock calculated as provided in paragraph (d) of said Rule 13d-3; (iii) the
date of approval by stockholders of the Company of an agreement providing for any consolidation or merger of the Company in which the Company will not be the continuing or surviving corporation or pursuant to which shares of capital stock of any
class, or any securities convertible into such capital stock, of the Company would be converted into cash, securities, or other property, other than a merger of the Company in which the holders of common stock of all classes of the Company
immediately prior to the merger would have the same proportion of ownership of common stock of the surviving corporation immediately after the merger; (iv) the date of the approval by stockholders of the
Company of any sale, lease, exchange, or other transfer (in one transaction or a series of related transactions) of all or substantially all the assets of the Company; (v) the adoption of any plan or proposal for the liquidation (but not a partial
liquidation) or dissolution of the Company; or (vi) such other event as the Committee shall, in its sole and absolute discretion, deem to be a “Change in Control” for purposes of this Plan or any Notice of Award or Award Agreement entered
into pursuant hereto. The manner of application and interpretation of the foregoing provisions shall be determined by the Committee in its sole and absolute discretion. 

      (g) “Code” shall mean the Internal Revenue Code of 1986, or any law that supersedes or replaces it, as amended from time to time. 

      (h) “Committee” shall mean the Compensation Subcommittee of the Compensation Committee of the Board of Directors, or any other committee or subcommittee of the Board of Directors
authorized by the Board of Directors to administer this Plan that is constituted in a manner that satisfies the “non-employee director” standard set forth in Rule 16b-3 and the “outside director” requirements of Section 162(m) of
the Code. 

      (i) “Common Stock” shall mean shares of Common Stock, par value $.01 per share, of Chart Industries, Inc., including authorized and unissued shares and treasury shares. 

      (j) “Company” shall mean Chart Industries, Inc., a Delaware corporation, and its direct and indirect subsidiaries. 

      (k) “Exchange Act” shall mean the Securities Exchange Act of 1934, and any law that supersedes or replaces it, as amended from time to time. 

      (l) “Fair Market Value” of Common Stock shall mean, as of any particular date, (i) the closing sale price per share of Common Stock as reported on the principal exchange on which the
Common Stock is then trading, if any, or, if applicable, the Nasdaq National Market System, or if there are no sales on such day, on the next preceding trading day during which a sale occurred, or (ii) if clause (i) does not apply, the fair market
value of the Common Stock as determined by the Committee, or pursuant to rules established by the Committee on a basis consistent with regulations under the Code. 

      (m) “Incentive Stock Option” shall mean a Stock Option that meets the requirements of Section 422 of the Code. 

      (n) “Notice of Award” shall mean any notice by the Committee to a Participant that advises the participant of the grant of an Award or sets forth terms, conditions, and restrictions
applicable to an Award. 

      (o) “Participant” shall mean any person to whom an Award has been granted under this Plan. 

 2 

 
      (p) “Person” shall mean an individual, partnership, corporation (including a business trust), joint stock company, trust, unincorporated association, joint venture or other entity, or
a governmental authority. 

      (q) “Rule 16b-3” shall mean Rule 16b-3 promulgated under the Exchange Act, or any rule that supersedes or replaces it, as amended from time to time. 

      (r) “Stock Appreciation Right” shall mean an Award granted pursuant to Section 6(b)(i) hereof. 

      (s) “Stock Equivalent Unit” shall mean an Award that is valued by reference to the value of shares of Common Stock. 

     (t) “ Stock Option” shall mean an Award granted pursuant to Section 6(b)(ii) hereof.

     (u) “Third Party” shall mean any Person, group or entity other than Arthur S. Holmes or Charles S. Holmes. 

 Section 3. Eligibility 

      All employees of, and consultants to, the Company and its Affiliates, are eligible for the grant of Awards. The selection of any such persons to receive Awards will be within the discretion of the
Committee. More than one Award may be granted to the same person. 

      Notwithstanding the foregoing, any individual who renounces in writing any right that he or she may have to receive Awards under the Plan shall not be eligible to receive any Awards hereunder.

 Section 4. Shares of Common Stock Available for Awards; Adjustment 

      (a) Number of Shares of Common Stock. The maximum aggregate number of shares of Common Stock that may be subject to Awards granted under this Plan during the term of this Plan is 1,462,500
shares of Common Stock, subject to any adjustments made in accordance with the terms of this Section 4. 

      The assumption of obligations in respect of awards granted by an organization acquired by the Company, or the grant of Awards under this Plan in substitution for any such awards, will not reduce the
number of shares of Common Stock available in any fiscal year for the grant of Awards under this Plan. 

      Shares of Common Stock subject to an Award that is forfeited, terminated, or canceled without having been exercised (other than shares of Common Stock subject to a Stock Option that is canceled upon
the exercise of a related Stock Appreciation Right) will again be available for grant under this Plan, without reducing the number of shares of Common Stock available in any fiscal year for grant of Awards under this Plan, except to the extent that
the availability of those shares of
Common Stock would cause this Plan or any Awards granted under this Plan to fail to qualify for the exemption provided by Rule 16b-3. 

      (b) No Fractional Shares. No fractional shares of Common Stock will be issued, and the Committee will determine the manner in which the value of fractional shares of Common Stock will be
treated. 

      (c) Adjustment. In the event of any change in the Common Stock by reason of a merger, consolidation, reorganization, recapitalization, or similar transaction, including any transaction
described under Section 424(a) of the Code, or in the event of a stock dividend, stock split, or distribution to stockholders (other than normal cash dividends), the Committee will have authority to adjust, in any manner that it deems equitable, the
number of shares specified in Sections 4(a) and 6(c) and the number and class of shares of Common Stock subject to outstanding Awards, the exercise price applicable to outstanding Awards, and the Fair Market Value of the shares of Common Stock and
other value determinations applicable to outstanding Awards, including as may be allowed or required under Section 424(a) of the Code. 

 Section 5. Administration 

      (a) Committee. This Plan will be administered by the Committee. The Committee will, subject to the terms of this Plan, have the authority to: (i) select the eligible employees and consultants
who will receive Awards; (ii) grant Awards; (iii) determine the number and types of Awards to be granted to eligible employees and consultants; (iv) determine the terms, conditions, vesting periods, and restrictions applicable to Awards, including
timing and price; (v) adopt, alter, and repeal administrative rules and practices governing this Plan; (vi) interpret the terms and provisions of this Plan and any Awards granted under this Plan, including, where applicable, determining the method
of valuing any Award and certifying as to the satisfaction of such Awards; (vii) prescribe the forms of any Notices of Award, Award Agreements, or other instruments relating to Awards; and (viii) otherwise supervise the administration of this Plan.

      (b) Delegation. The Committee may delegate any of its authority to any other Person or Persons that it deems appropriate, provided the delegation does not cause this Plan or any Awards granted
under this Plan to fail to qualify for the exemption provided by Rule 16b-3. 

      (c) Decisions Final. All decisions by the Committee, and by any other Person or Persons to whom the Committee has delegated authority, to the extent permitted by law, will be final and binding
on all Persons. 

      (d) No Liability. Neither the Committee nor any of its members shall be liable for any act taken by the Committee pursuant to the Plan. No member of the Committee shall be liable for the act of
any other member. 

 Section 6. Awards 

      (a) Grant of Awards. The Committee will determine the type or types of Awards to be granted to each Participant and will set forth in the related Notice of Award or Award Agreement
the terms, conditions, vesting periods, and restrictions applicable to each Award. Awards may be granted singly or in combination or tandem with other Awards. Awards may also be granted in replacement of, or in substitution for, other awards granted
by the Company, whether or not granted under this Plan. The Company may assume obligations in respect of awards granted by any Person acquired by the Company or may grant Awards in replacement of, or in substitution for, any such awards. 

     (b) Types of Awards. Awards may include, but are not limited to the following: 

          (i) Stock Appreciation Rights. A Participant who is granted an Award that is a Stock Appreciation Right shall have the right to receive a
payment in cash or shares of Common Stock, equal to the excess of (A) the Fair Market Value of a specified number of shares of Common Stock on the date the right is exercised over (B) the Fair Market Value of such shares of Common Stock on the date
the right is granted, all as determined by the Committee. The right may be conditioned upon the occurrence of certain events, such as a Change in Control of the Company, or may be unconditional, as determined by the Committee. 

           (ii) Stock Options. A Participant who is granted an Award that is a Stock Option shall have the right to purchase a specified number of shares of Common Stock,
during a specified period, and at a specified exercise price, all as determined by the Committee. A Stock Option may be an Incentive Stock Option or a Stock Option not intended to qualify as an Incentive Stock Option. In addition to the terms,
conditions, vesting periods, and restrictions established by the Committee, Incentive Stock Options must comply with the requirements of Section 422 of the Code. The exercise price per share of a Stock Option may not be less than the Fair Market
Value of the Common Stock on the date the Stock Option is granted. 

      (c) Limits on Awards. The maximum aggregate number of shares of Common Stock (i) for which Stock Options may be granted, and (ii) with respect to which Stock Appreciation Rights may be granted,
under this Plan to any particular Participant during any calendar year during the term of this Plan is 168,750, subject to adjustment in accordance with Section 4(c). Notwithstanding any other provision of this Plan, the maximum aggregate number of
shares of Common Stock with respect to which Stock Appreciation Rights may be granted under this Plan to Participants during the term of this Plan is 146,250, subject to adjustment in accordance with Section 4(c). 

      (d) Termination of Awards. Any Award granted under this Plan shall expire, and the Participant to whom such Award was granted shall have no further rights with respect thereto, on the tenth
anniversary of the date of grant of such Award, or on such earlier date as may be established by the Committee and provided in the Notice of Award or Award Agreement with respect to such Award. 

 5 

 Section 7. Deferral of Payment 

      With the approval of the Committee, the delivery of the shares of Common Stock, cash, or any combination thereof subject to an Award may be deferred, either in the form of installments or a single
future delivery. The Committee may also permit selected Participants to defer the receipt of some or all of their Awards, as well as other compensation, in accordance with procedures established by the Committee to assure that the recognition of
taxable income is deferred under the Code. Deferred amounts may, to the extent permitted by the Committee, be credited as cash or Stock Equivalent Units. The Committee may also establish rules and procedures for the crediting of interest on deferred
cash payments and dividend equivalents on Stock Equivalent Units. 

 Section 8. Payment of Exercise Price 

      The exercise price of a Stock Option (other than an Incentive Stock Option) and any other Award for which the Committee has established an exercise price may be paid in cash, by the transfer of shares
of Common Stock, by the surrender of all or part of an Award (including the Award being exercised), or by a combination of these methods, as and to the extent permitted by the Committee. The exercise price of an Incentive Stock Option may be paid in
cash, by the transfer of shares of Common Stock, or by a combination of these methods, as and to the extent permitted by the Committee but may not be paid by the surrender of all or part of an Award. The Committee may prescribe any other method of
paying the exercise price that it determines to be consistent with applicable law and the purpose of this Plan. 

 Section 9. Taxes Associated with Awards 

      Prior to the payment of an Award or upon the exercise or release thereof, the Company may withhold, or require a Participant to remit to the Company, an amount sufficient to pay any federal, state,
and local taxes associated with the Award. The Committee may, in its discretion and subject to such rules as the Committee may adopt, permit a Participant to pay any or all taxes associated with the Award (other than an Incentive Stock Option) in
cash, by the transfer of shares of Common Stock, by the surrender of all or part of an Award (including the Award being exercised), or by a combination of these methods. The Committee may permit a Participant to pay any or all taxes associated with
an Incentive Stock Option in cash, by the transfer of shares of Common Stock, or by a combination of these methods or by any other method which does not disqualify the option as an Incentive Stock Option under applicable provisions of the Code.

 Section 10. Termination of Employment 

      If the employment of a Participant terminates for any reason, all unexercised, deferred, and unpaid Awards may be exercisable or paid only in accordance with rules established by the Committee or as
specified in the particular Award Agreement or Notice of Award. Such rules may provide, as the Committee deems appropriate, for the expiration, continuation, or acceleration of the vesting of all or part of the Awards. 

 6 

 Section 11. Termination of Awards Under Certain Conditions 

      The Committee may cancel any unexpired, unpaid, or deferred Awards at any time if the Participant is not in compliance with all applicable provisions of this Plan or with any Notice of Award or Award
Agreement or if the Participant, without the prior written consent of the Company, engages in any of the following activities: 

           (a) Renders services for an organization, or engages in a business, that is, in the judgment of the Committee, in competition with the Company; or 

           (b) Discloses to anyone outside of the Company, or uses for any purpose other than the Company’s business any confidential information or material relating to the
Company, whether acquired by the Participant during or after employment with the Company, in a fashion or with a result that the Committee, in its judgment, deems is or may be injurious to the best interests of the Company. 

      The Committee may, in its discretion and as a condition to the exercise of an Award, require a Participant to acknowledge in writing that he or she is in compliance with all applicable provisions of
this Plan and of any Notice of Award or Award Agreement and has not engaged in any activities referred to in clauses (a) and (b) above. 

 Section 12. Change in Control 

      In the event of a Change in Control of the Company, the Committee shall have the right, in its sole discretion, to: (i) accelerate the exercisability of any Stock Options and Stock Appreciation
Rights, notwithstanding any limitations set forth in the Plan; (ii) cancel all outstanding Stock Options and Stock Appreciation Rights in exchange for the kind and amount of shares of the surviving or new corporation, cash, securities, evidences of
indebtedness, other property or any combination thereof receivable in respect of one share of Common Stock upon consummation of the transaction in question (the “Acquisition Consideration”) that (a) with respect to Awards of Stock Options,
the Participant would have received had the Stock Option been exercised prior to such transaction, less the applicable exercise price therefor, and (b) with respect to a Stock Appreciation Right, the Participant would have received had payment
therefor been made by the Company prior to such transaction in shares of Common Stock; (iii) cause the Participant to have the right thereafter and during the term of the Stock Option or Stock Appreciation Right to receive upon exercise thereof the
Acquisition Consideration receivable upon the consummation of such transaction by a holder of the number of shares of Common Stock which might have been obtained upon exercise of all or any portion thereof; or (iv) take such other action as it deems
appropriate to preserve the value of the Award to the Participant. Alternatively, the Committee shall also have the right to require any purchaser of the Company’s assets or stock, as the case may be, to take any of the actions set forth in the
preceding sentence as such purchaser may determine to be appropriate or desirable. 

 7 

 Section 13.  Amendment, Suspension,  or Termination  of This  Plan; Amendment of Outstanding Awards 

      (a) Amendment, Suspension, or Termination of this Plan. The Board of Directors may amend, suspend, or terminate this Plan at any time; provided, however, that no action of the Board of
Directors may result, without the approval of the Company’s stockholders, in a material amendment of this Plan, including any of the following: 

           (i) increasing, except as provided in Section 4(c) hereof, the maximum number of shares of Common Stock that may be subject to Awards granted under the Plan; 

           (ii) making any change to the Plan that requires the approval of the Company’s stockholders in order to comply with applicable law or the rules of the New York Stock
Exchange or, if the Common Stock is not traded on the New York Stock Exchange, the principal national securities exchange upon which the Common Stock is traded or quoted; or 

           (iii) making any change that would eliminate the exemption provided by Rule 16b-3 for this Plan and for Awards granted under this Plan. 

      (b) Amendment of Outstanding Awards. The Committee may, in its discretion, amend the terms of any Award, prospectively or retroactively, but no such amendment may impair the rights of any
Participant without his or her consent. The Committee may, in whole or in part, waive any restrictions or conditions applicable to, or accelerate the vesting of, any Award. Notwithstanding the foregoing, in no event shall the exercise price of any
outstanding Award granted hereunder be reduced (including by canceling and regranting specific Awards) without approval thereof by the Company’s stockholders, except pursuant to an adjustment under Section 4(c). 

 Section 14. Awards to Foreign Nationals and Employees Outside the United States 

      To the extent that the Committee deems appropriate to comply with foreign law or practice and to further the purpose of this Plan, the Committee may, without amending this Plan, (a) establish special
rules applicable to Awards granted to Participants who are foreign nationals, are employed outside the United States, or both, including rules that differ from those established generally under this Plan, and (b) grant Awards to such Participants in
accordance with those rules. 

 Section 15. Nonassignability 

      Unless otherwise determined by the Committee, (a) no Award granted under the Plan may be transferred or assigned by the Participant to whom it is granted other than by will, pursuant to the laws of
descent and distribution or pursuant to a qualified domestic relations order as defined in the Code, and (b) an Award granted under this Plan may be exercised, during the Participant’s lifetime, only by the Participant or by the
Participant’s guardian or legal representative. Notwithstanding the foregoing, no Incentive Stock Option may be transferred or assigned pursuant to a qualified domestic relations order or exercised, during the Participant’s lifetime, by
the Participant’s guardian or legal representative. The Committee, in its sole discretion, may provide for the transferability of
particular Awards (other than Incentive Stock Options) under this Plan on such terms and conditions as the Committee may determine. 

 Section 16. Terms of Awards and Related Agreements Need not be Identical 

      The form and substance of Awards, Award Agreements and Notices of Awards, whether granted at the same or different times, need not be identical. Subject only to the terms of the Plan, the Committee
shall have the authority to prescribe the terms of any Awards and the provisions of any Award Agreements, Notices of Award or other instruments entered into with respect to the same; it being expressly understood that the Committee shall have the
authority to include in any such Award Agreements, Notices of Award or other instruments relating to Awards, such representations, warranties, covenants and agreements on behalf of the Company or the Participant as it deems necessary or appropriate,
including, without limitation, covenants relating to non-competition, non-solicitation and non-disclosure of confidential information. 

 Section 17. Governing Law 

      The interpretation, validity, and enforcement of this Plan will, to the extent not otherwise governed by the Code or the securities laws of the United States, be governed by the laws of the State of
Delaware. 

 Section 18. No Rights as Employees/Stockholders 

      Nothing in the Plan or in any Award Agreement or Notice of Award shall confer upon any Participant any right to continue in the employ of the Company or an Affiliate of the Company or to be entitled
to receive any remuneration or benefits not set forth in the Plan or such Award Agreement or Notice of Award, or to interfere with or limit either the right of the Company or an Affiliate of the Company to terminate the employment of such
Participant at any time with or without cause. Nothing contained in the Plan or in any Award Agreement or Notice of Award shall be construed as entitling any Participant to any rights of a stockholder as a result of the grant of an Award until such
time as shares of Common Stock are actually issued to such Participant pursuant to the exercise of a Stock Option or Stock Appreciation Right. 

 Section 19. Effective and Termination Dates 

      (a) Effective Date. This Plan, as amended and restated, was approved by the Board of Directors on March 15, 2001 and becomes effective upon adoption by the affirmative vote of the holders of a
majority of the voting power of the Company represented by the shares of Common Stock present and eligible to vote, in person or by proxy, at any annual or special meeting of stockholders at which a quorum is present. The Plan, as amended and
restated, shall be deemed to be adopted on the date of such stockholder meeting. 

      (b) Termination Date. This Plan will continue in effect until midnight on May 1, 2007; provided, however, that Awards granted on or before that date may extend beyond that date and restrictions
and other terms and conditions imposed on any Award granted on or before that date may extend beyond such date. 

 9

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