Document:

AMENDMENT NO. 2 TO PURCHASE AGREEMENT

This AMENDMENT NO. 2 TO PURCHASE AGREEMENT (the “Agreement”), is entered into as of January 6, 2012, by and between NORTHWEST BIOTHERAPEUTICS, INC., a Delaware corporation, (the “Company”), and FOUR M PURCHASERS, LLC, a Delaware limited liability company (the “Purchaser”).

RECITALS

 

WHEREAS, the Company and the Purchaser entered into a Purchase Agreement dated as of November 10, 2011 (the “Original Purchase Agreement”) and amended on December 9, 2011 (“Amendment No.1”), relating to the sale by the Company to the Purchaser, and the purchase by the Purchaser from the Company of up to $2,500,000 of registered shares of common stock of the Company on the terms and conditions set forth therein; and

 

WHEREAS,. the Company and the Purchaser now desire to amend the Original Purchase Agreement to revise the provisions set forth herein.

AGREEMENT

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which the parties hereby acknowledge, the Company and the Purchaser hereby agree as follows:

Section 1.  Definitions.  All capitalized terms that are not defined herein shall have the respective meanings given such terms in the Original Purchase Agreement and Amendment No.1.

Section 2.  Assignment.  Section 12.7 of the Original Purchase Agreement is hereby amended in its entirety to read as follows:

“No Assignment.  This Agreement may not be assigned.”

Section 3.  Ratification.  Except as expressly modified and amended herein, the parties hereto covenant and agree that all of the terms, covenants, promises, warranties, representations and conditions of the Original Purchase Agreement and Amendment No.1shall remain in full force and effect with respect to the parties hereto.

Section 4.  Counterparts.  This Agreement may be executed in two or more identical counterparts, all of which shall be considered one and the same agreement and shall become effective when counterparts have been signed by each party and delivered to the other party; provided that a facsimile signature or signature delivered by e-mail in a “.pdf” format data file shall be considered due execution and shall be binding upon the signatory thereto with the same force and effect as if the signature were an original, not a facsimile signature or a signature in a “.pdf” format data file.

  

  

  

Section 5.  Headings.  The headings of this Agreement are for convenience of reference and shall not form part of, or affect the interpretation of, this Agreement.

Section 6.  Entire Agreement.  This Agreement, the Original Purchase Agreement and Amendment No.1 contain the entire understanding and agreement of the parties with respect to the subject matter covered herein, and supersede all other oral or written agreements, undertakings or understandings between or on behalf of the Purchaser and/or the Company with respect to the subject matter hereof.

Section 7.  Governing Law; Jurisdiction; Jury Trial.  The laws of the State of New York shall govern all issues or questions concerning the construction, validity, enforcement and interpretation of this Agreement and/or the transactions contemplated hereunder, without giving effect to any choice of law or conflict of law provisions.  Each party hereby irrevocably submits to the exclusive jurisdiction of the state and federal courts sitting in the Borough of Manhattan, City and State of New York for the adjudication of any dispute arising out of or relating to this Agreement and/or the transactions contemplated hereunder, and hereby irrevocably waives, and agrees not to assert in any suit, action or proceeding, any claim that it is not personally subject to the jurisdiction of any such court, that such suit, action or proceeding is brought in an inconvenient forum or that the venue of such suit, action or proceeding is improper.  Each party hereby irrevocably waives personal service of process and consents to process being served in any such suit, action or proceeding in the same manner as deliver of notices hereunder, provided, however, that nothing contained herein shall be deemed to limit in any way any right to serve process in any manner permitted by law.  EACH PARTY HEREBY IRREVOCABLY WAIVES ANY RIGHT IT MAY HAVE, AND AGREES NOT TO REQUEST, A JURY TRIAL FOR THE ADJUDICATION OF ANY DISPUTE HEREUNDER OR IN CONNECTION HEREWITH OR ARISING OUT OF THIS AGREEMENT OR ANY TRANSACTION CONTEMPLATED HEREBY.

  

  

  

IN WITNESS WHEREOF, the Purchaser and the Company have caused this Amendment No. 2 to the Purchase Agreement to be duly executed as of the date first written above.

	  	
THE COMPANY:

	  	  
	  	
NORTHWEST BIOTHERAPEUTICS. INC.

	  	  
	  	
By:

	
/s/ Linda Powers

	  	
Name:  Linda Powers

	  	
Title:    Chief Financial Officer

	  	  
	  	
THE PURCHASER:

	  	  
	  	
FOUR M PURCHASERS, LLC

	  	  
	  	
By:

	
/s/ Dennis Mehiel

	  	
Name:  Dennis Mehiel

	  	
Title:    Managing MemberExhibit 4.3

 

AMENDMENT NO. 2 TO PREFERRED
STOCK RIGHTS AGREEMENT 

 

This Amendment to Preferred Stock Rights Agreement
(this “Amendment No. 2”) is entered into as of this 10th day of January, 2012 by and between Copart,
Inc., a California corporation (“CPRT California”), and Computershare Trust Company, N.A. (formerly Equiserve
Trust Company, N.A.) (the “Rights Agent”).

 

RECITALS 

 

WHEREAS, CPRT California and the Rights Agent
are parties to (i) a Preferred Stock Rights Agreement, dated as of March 6, 2003 and (ii) an Amendment to Preferred Stock Rights
Agreement, dated as of March 14, 2006 ((i) and (ii) collectively, the “Rights Agreement”);

  

WHEREAS, pursuant to the Agreement and Plan
of Merger, dated as of January 10, 2012 (the “Merger Agreement”), CPRT California will reincorporate from the
State of California to the State of Delaware by merging (such merger, the “Reincorporation Merger”) with and
into Copart Inc., a Delaware corporation (“CPRT Delaware”);

 

WHEREAS, upon the effectiveness of the Reincorporation
Merger, the separate existence of CPRT California shall cease, and the Reincorporation Merger will have the effects set forth in
the applicable provisions of the Delaware General Corporation Law and the California Corporations Code;

 

WHEREAS, CPRT California intends to terminate
the Rights Agreement upon the effectiveness of the Reincorporation Merger;

 

  WHEREAS, pursuant to Section 27 of
the Rights Agreement, the Company and the Rights Agent may from time to time supplement or amend the Rights Agreement without the
approval of any holders of Rights (as defined in the Rights Agreement) prior to the occurrence of a Distribution Date (as defined
in the Rights Agreement), in any respect;

 

WHEREAS, the Distribution Date has not occurred;

 

WHEREAS, Section 27 of the Rights Agreement
further provides that the Rights Agent shall duly execute and deliver any supplement or amendment to the Rights Agreement requested
by CPRT California, which satisfies the terms of Section 27; and

 

WHEREAS, pursuant to and in compliance with
Section 27 of the Rights Agreement, CPRT California directs the Rights Agent to join CPRT California in amending the Rights Agreement
as set forth in this Amendment No. 2.

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the foregoing
premises and the respective agreements set forth herein, and for other good and valuable consideration, the receipt and

 

     

     

    

 

sufficiency of which is hereby acknowledged, CPRT California and the Rights Agent hereby agree as follows:

1.     
Effectiveness. This Amendment No. 2 shall not come into force or effect until the Reincorporation Merger is declared
effective under the laws of the state of Delaware (the “Effective Date”). CPRT California agrees to inform the
Rights Agent as to the date and time of the Effective Date, promptly thereafter.

2.     
Amendment to Definition of Expiration Date. Section 1(p) of the Rights Agreement is hereby amended and restated in
its entirety as follows:

“(p) “Expiration Date”
shall mean the earliest to occur of: (i) the Final Expiration Date, (ii) the Redemption Date, or (iii) the time at which the Board
of Directors orders the exchange of the Rights as provided in Section 24 hereof.”

3.     
Amendment to Definition of Final Expiration Date. Section 1(q) of the Rights Agreement is hereby amended and restated
in its entirety as follows:

“(q) “Final Expiration Date” shall mean January 10, 2012.”

4.     
References to March 31, 2013. Any and all references to “March 31, 2013” in the Rights Agreement and
the exhibits thereto are amended and replaced with references to the date and time of the Effective Date.

5.     
Counterparts. This Amendment No. 2 may be executed in counterparts, each of which shall be considered an original,
and each of the counterparts when taken together shall constitute one and the same instrument. A signature to this Amendment No.
2 transmitted electronically shall have the same authority, effect, and enforceability as an original signature.

 

 

[Signature page follows]

-2-

 

     

     

    

 

IN WITNESS WHEREOF, the undersigned have executed
this Amendment No.2 as of the date first written above.

 

	 	 	 
	COPART, INC.
	 	 
	By:	 	
        /s/ A. Jayson Adair                             

        

	Name:	 	A. Jayson Adair
	Title:	 	Chief Executive Officer
	 
	
         

         

        COMPUTERSHARE TRUST COMPANY, N.A.

	 	 
	By:	 	
        /s/ Dennis Moccia                          

        

	Name:	 	Dennis Moccia
	Title:	 	Manager, Contract Administration

 

 

 

-3-ex10-2.htm

Exhibit 10.2

 

 

December 27, 2011

 

Recycool, Inc.

931 13th Ave. SE

Forest Lake, MN 55025

RE: Payment of Audit Fees; Amendment No. 1 to Asset Purchase Agreement

 

Dear Kurt, Marty, and Dennis:

 

This letter (“Letter”) confirms our agreement to amend and supplement the Asset Purchase Agreement (the “Agreement”) dated December 16, 2011 by and among Recycool, Inc. (“Seller”), Marty Rosauer, Kurt Rosauer, Dennis Scott (Marty Rosauer, Kurt Rosauer, and Dennis Scott collectively known as “Selling Principals”), GlyEco Acquisition Corp #1 (“Buyer”), and GlyEco, Inc. (“Parent Company”) (all entities and individuals collectively referred to as “Parties”).   All terms not defined herein shall have the meanings in the Agreement.

Seller agrees to promptly pay prior to Closing $ 8,153.35 (the “Audit Fee”) to Jorgensen & Co (the “Auditor”), representing the balance due per the Auditor’s statement of December 12, 2011 of the cost to audit Seller’s 2009 and 2010 financials.  In consideration of Seller’s payment of the Audit Fee, Parent Company will issue an additional 8,153 Shares in aggregate, distributed among the Selling Principals pro-rata in accordance with the manner Shares are issued among the Selling Principals under the terms of the Agreement.  The Auditor’s report shall be the property of the Buyer at Closing.

 

All other terms and conditions of the Agreement remain unchanged.

 

 

	
“SELLER”

	
“BUYER”

	
RECYCOOL, INC. a Minnesota corporation

	
   GLYECO ACQUISITION CORP. #1, an Arizona corporation

	  	  
	  	  
	
By: /s/ Marty Rosauer                 

	
By: /s/ John d’Arc Lorenz                            

	
Name: Marty Rosauer

	
John d’Arc Lorenz, II, Chairman and CEO

	
Title: President

	  
	
Dated: January 2, 2012

	  
	  	  
	  	  
	
“SELLING PRINCIPALS”

	
“PARENT COMPANY”

	  	
GLYECO, INC., a Nevada corporation

	  	  
	
/s/ Kurt Rosauer                          

	  
	
KURT ROSAUER, an individual

	
By: /s/ John d’Arc Lorenz                               

	
Dated: January 2, 2012

	
   John d’Arc Lorenz, II, Chairman and CEO

	  	  
	  	  
	
/s/ Marty Rosauer                        

	  
	
MARTY ROSAUER, an individual

	  
	
Dated: January 2, 2012

	  
	  	  
	  	  
	
/s/ Dennis Scott                           

	  
	
DENNIS SCOTT, an individual

	  
	
Dated: January 2, 2012

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