Document:

Exhibit 4.1

 

     

     

    

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were
written out in full according to applicable laws or regulations.

 

	TEN
    COM	-
    as tenants in common	UNIF
GIFT MIN ACT........................Custodian.......................
	TEN
    ENT	-
    as tenants by the entireties	                                     (Cust)                           (Minor)
	JT
    TEN	-
    as joint tenants with the right of	          Act...............................................
	 	  survivorship
    and not as tenants	                    (State)
	 	  in
    common	 
	 	 	 
	 	Additional abbreviations may also be used though not in the above list.

 

 

For
value received,________________________________________ hereby sell, assign and transfer unto

PLEASE
INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE:

 

 

(PLEASE
PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

 

 

 

 

 

 

____________________________________________________________________________ shares
of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

____________________________________________________________________________,Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the
premises.

 

Dated _______________________

 

X________________________________________________________________________________________________

 

THE
SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE. THE SIGNATURE(S) MUST
BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions).

 

 

 

 

 

 

 

 

 

 

 

 

SIGNATURE
GUARANTEED:

 

 

 

 

TRANSFER FEE WILL
APPLYExhibit 4.14

 

AMENDMENT TO SENIOR SECURED PROMISSORY NOTE

 

This AMENDMENT, dated October
23, 2017 (the “Amendment”), to that certain senior secured promissory note of ADial Pharmaceuticals, LLC, as
predecessor-in-interest to Adial Pharmaceuticals, Inc. (the “Company”), in the original principal amount of
$287,500.00, dated May 1, 2017 (the “Note”) held by FirstFire Global Opportunities Fund LLC (“Holder”)
is entered into by and between the Company and Holder. Capitalized terms used herein and not defined shall have the meanings set
forth in the Note.

 

WITNESSETH:

 

WHEREAS,
the Maturity Date of the Note is November 1, 2017;

 

WHEREAS,
the Company and Holder desire to extend the Maturity Date to December 4, 2017 upon the terms and conditions set forth herein;

 

 NOW, THEREFORE,
in consideration of the premises, and for other good and valuable consideration, the receipt and sufficiency of which is hereby
acknowledged, the parties hereto agree to amend the Note as follows:

 

		1.	The Maturity Date shall mean, and be extended to, December 4, 2017.

		2.	On the Maturity Date the Company shall pay to Holder, and the Holder will accept, the sum of $349,900 in full and complete
satisfaction of the principal sum of the Note and all accrued and unpaid interest thereon.

		3.	The Note, as amended by this Amendment, contains the entire agreement between the parties hereto
regarding the subject matter thereof, and there are no agreements, warranties or representations which are not set forth therein
or herein. This Amendment may not be modified or amended except by an instrument in writing duly signed by or on behalf of the
parties hereto.

		4.	This Amendment shall be governed by and construed and enforced in accordance with the local laws
of the State of New York applicable to agreements made and to be performed entirely within the State, without regard to conflict
of laws principles.

		5.	This Amendment may be executed simultaneously in any number of counterparts, each of which shall
be deemed an original but all of which together shall constitute one and the same instrument.

	 	 	 	 

 

	Adial Pharmaceuticals, Inc. 

	 	FirstFire Global Opportunities Fund LLC

	 	 	 
	 	 	By FirstFire Capital Management LLC, its manager

	 	 	 	 	 
	By:	/s/ William Stilley	 	By: 	/s/ Eli Fireman
	Name:	William Stilley

	 	Name:

	Eli Fireman

	Title:

	Chief Executive OfficerExhibit

Exhibit 10.2

Statement on Confidential Information

Safeguarding the confidentiality of the proprietary and other competitively sensitive business information (“confidential information”) of Lear Corporation (the “Company”) is a key to the Company’s business and competitive advantage.  Each and every Company employee is obligated - by contract and/or by applicable law - not to use or disclose any Company confidential information except as permitted in the course of his or her employment with the Company, and never for his or her own personal benefit or for the benefit of any third party.  

These obligations to safeguard the Company’s confidential information do not prohibit an employee’s disclosure of information in confidence to a federal, State, or local government official or agency, including the Securities and Exchange Commission, for the purpose of reporting or participating in an investigation concerning a suspected violation of law.  Except as noted below, an employee need not notify or seek permission from the Company in order to make any such a disclosure or to participate in such an investigation.  No employee may disclose any communications that are covered by the Company’s attorney-client privilege without prior authorization of the Company’s General Counsel.  

This Statement is hereby incorporated into all existing agreements between the Company and Company employees.  To the extent that any provision of any such agreement is inconsistent with this Statement, this Statement shall govern.Exhibit

Exhibit 10.3

FIRST AMENDMENT TO THE LEAR CORPORATION
OUTSIDE DIRECTORS COMPENSATION PLAN
(As Amended and Restated Effective January 1, 2016)

THIS FIRST AMENDMENT to the Lear Corporation Outside Directors Compensation Plan, as amended and restated effective January 1, 2016 (the “Plan”), was approved on September 13, 2017 by the Board of Directors of Lear Corporation, pursuant to the authority reserved to it under Section 9.1 of the Plan, effective September 13, 2017.

WITNESSETH THAT:

		
	1.
	The word “annual” is hereby inserted prior to the word “installment” or “installments” wherever the latter appears in the second and third paragraphs of Section 6.3 (other than where it appears in the defined term “Installment Payments”).     

		
	2.
	The phrase “ten years” is hereby replaced with the phrase “five years” where the former phrase appears in Section 6.3.

		
	3.
	Except to the extent hereby amended, the Plan shall remain in full force and effect.Exhibit

Exhibit 10.4

LEAR CORPORATION
OUTSIDE DIRECTORS COMPENSATION PLAN
CASH RETAINER DEFERRAL ELECTION
Complete only if you have not previously filed a Cash Retainer Deferral Election, or you now wish to change your previous Cash Retainer Deferral Election(s) for 20__.
As of December _____, 20__, the individual whose name appears below, who is an Outside Director of the Company, hereby elects to defer a portion of the future compensation payable to him or her under the terms of the Lear Corporation Outside Directors Compensation Plan (the “Plan”).  This Deferral Election supersedes any prior deferral elections and will remain in full force and effect through 20__ and thereafter until the earlier of the date the Outside Director modifies or terminates it and the date he or she ceases to be a Director.  Any term capitalized herein but not defined will have the meaning set forth in the Plan.
1.Deferral Election.  In accordance with the terms of the Plan and this Deferral Election, the Outside Director hereby elects to defer (enter in each blank any whole percentage less than or equal to 100%): 
____% of the Annual Retainer(s)
____% of the Meeting Fee(s)
____% of the Committee Meeting Fee(s)
payable to the Outside Director for and in calendar years beginning after the date this Deferral Election is filed with the Secretary of Lear Corporation.    The amounts deferred under this Deferral Election will be credited to a bookkeeping account under the Plan in the Outside Director’s name, which will accrue interest at the prime rate, compounded monthly, in accordance with Section 6.2 of the Plan (the “Interest Account”).

2.Timing of Payout.  Subject to the terms of the Plan, the Outside Director hereby elects to receive payment of the amount in his or her Interest Account that is deferred pursuant to the election above (or, if applicable, the first installment of such amount) within ten (10) days following the earliest of (a) the date he or she ceases to be a Director, (b) the date on which a Change in Control occurs, and (c) February 20, 20__ (insert a year 20__ or later or circle “N/A”).

3.  Form of Payout.  In accordance with the terms of the Plan, the Outside Director hereby elects to receive payment of the amount in his or her Interest Account that is deferred pursuant to the election above in the following form (elect one):

		
	_____
	 a single lump sum payment, or

		
	_____
	 equal annual installments (insert a whole number, not to exceed five (5) installments). 

If installments are elected, the amount of each installment payment of the Interest Account will equal the product of (a) the balance in the Outside Director’s Interest Account on the date on which the payment is made, multiplied by (b) a fraction, the numerator of which is one (1) and the denominator of which is the number of unpaid remaining installments. The balance of the Interest Account will be appropriately reduced to reflect any installment payments already made hereunder. The final installment 

Exhibit 10.4

payment will be equal to the remaining balance in the Outside Director’s Interest Account on the date on which the payment is made.
4.Plan and Section 409A.  This Deferral Election is subject to the terms of the Plan, including, but not limited to, those in Article 6 applicable to deferrals.  The Plan and this Deferral Election are intended to comply with Code Section 409A and the regulations thereunder, and will be administered and interpreted in accordance with such intent.

IN WITNESS WHEREOF, the Outside Director has duly executed this Cash Retainer Deferral Election as of the date first written above.

____________________________________
Outside Director’s Signature

____________________________________
Outside Director’s Name (please print)

Exhibit 10.4

LEAR CORPORATION
OUTSIDE DIRECTORS COMPENSATION PLAN
BENEFICIARY DESIGNATION
Complete only if you have not previously filed a Beneficiary Designation, or you now wish to change your previous Beneficiary Designation(s).
In accordance with the terms of the Lear Corporation Outside Directors Compensation Plan (the “Plan”), the individual whose name appears below, who is an Outside Director of the Lear Corporation (the “Company”), hereby designates a beneficiary or beneficiaries with respect to his or her Accounts (and any other amounts due to him or her) under the Plan.  This designation supersedes and revokes any beneficiary designation previously made by the individual under the Plan.
1.    Primary Beneficiary.  The following person, or persons, is/are hereby designated as primary Beneficiary with respect to the percentage of the Outside Director’s unpaid Accounts (and any other amounts due to him or her) indicated for each person:
		
	Name:
	_____________________________________

		
	Relationship:
	_____________________________________

		
	Address:
	_____________________________________

_____________________________________
_____________________________________
		
	Percent:
	_____________________________________

		
	Name:
	_____________________________________

		
	Relationship:
	_____________________________________

		
	Address:
	_____________________________________

_____________________________________
_____________________________________
		
	Percent:
	_____________________________________

		
	Name:
	_____________________________________

		
	Relationship:
	_____________________________________

		
	Address:
	_____________________________________

_____________________________________
_____________________________________
		
	Percent:
	_____________________________________

Exhibit 10.4

2.    Secondary Beneficiary.  The following person, or persons, is/are hereby designated as secondary Beneficiary with respect to the percentage of the Outside Director’s unpaid Accounts (and any other amounts due to him or her) indicated for each person:
		
	Name:
	_____________________________________

		
	Relationship:
	_____________________________________

		
	Address:
	_____________________________________

_____________________________________
_____________________________________
		
	Percent:
	_____________________________________

		
	Name:
	_____________________________________

		
	Relationship:
	_____________________________________

		
	Address:
	_____________________________________

_____________________________________
_____________________________________
		
	Percent:
	_____________________________________

		
	Name:
	_____________________________________

		
	Relationship:
	_____________________________________

		
	Address:
	_____________________________________

_____________________________________
_____________________________________
		
	Percent:
	_____________________________________

IN WITNESS WHEREOF, the Outside Director has duly executed this Beneficiary Designation as of ________________, 20__ .

____________________________________
Outside Director’s Signature
___________________________________
Outside Director’s Name (please print)

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