Document:

EX-4.2

 Exhibit 4.2 
  

 
  

SIXTH SUPPLEMENTAL INDENTURE 

Dated as of April 27, 2015 

Supplementing and Amending that Certain 

INDENTURE 
 Dated as of
August 20, 2009 
  
  

Among 
 BLACKSTONE HOLDINGS
FINANCE CO. L.L.C., 
 THE GUARANTOR PARTIES HERETO 

and 
 THE BANK OF NEW YORK MELLON,

 as Trustee 
  

 
 4.450% Senior
Notes due 2045 
  
  

 

 TABLE OF CONTENTS 
  

							
	 	  	 	  	Page	 
	 ARTICLE I Issuance of Securities
	  	 	2	  
			
	 SECTION 1.1.
	  	 Issuance of Notes; Principal Amount; Maturity; Title.
	  	 	2	  
	 SECTION 1.2.
	  	 Interest.
	  	 	3	  
	 SECTION 1.3.
	  	 Relationship with Base Indenture.
	  	 	3	  
		
	 ARTICLE II Definitions and Other Provisions of General Application
	  	 	4	  
			
	 SECTION 2.1.
	  	 Definitions.
	  	 	4	  
		
	 ARTICLE III Security Forms
	  	 	8	  
			
	 SECTION 3.1.
	  	 Form Generally.
	  	 	8	  
	 SECTION 3.2.
	  	 Form of Note.
	  	 	9	  
		
	 ARTICLE IV Remedies
	  	 	19	  
			
	 SECTION 4.1.
	  	 Events of Default.
	  	 	19	  
	 SECTION 4.2.
	  	 Waiver of Past Defaults.
	  	 	19	  
		
	 ARTICLE V Redemption of Securities
	  	 	20	  
			
	 SECTION 5.1.
	  	 Optional Redemption.
	  	 	20	  
		
	 ARTICLE VI Particular Covenants
	  	 	20	  
			
	 SECTION 6.1.
	  	 Liens.
	  	 	20	  
	 SECTION 6.2.
	  	 Obligation to Offer to Repurchase Upon a Change of Control Repurchase Event.
	  	 	21	  
	 SECTION 6.3.
	  	 Financial Reports
	  	 	22	  
		
	 ARTICLE VII Supplemental Indentures
	  	 	23	  
			
	 SECTION 7.1.
	  	 Supplemental Indentures without Consent of Holders of Notes.
	  	 	23	  
	 SECTION 7.2.
	  	 Supplemental Indentures with Consent of Holders of Notes.
	  	 	23	  
		
	 ARTICLE VIII Defeasance
	  	 	25	  
			
	 SECTION 8.1.
	  	 Covenant Defeasance.
	  	 	25	  
		
	 ARTICLE IX Amendments
	  	 	25	  
			
	 SECTION 9.1.
	  	 Amendments to the Fifth Supplemental Indenture.
	  	 	25	  

  
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	 SECTION 9.2.
		 Ratification of the Fifth Supplemental Indenture.
		 	26	  
		
	 ARTICLE X Miscellaneous
		 	26	  
			
	 SECTION 10.1.
		 Execution as Supplemental Indenture.
		 	26	  
	 SECTION 10.2.
		 Not Responsible for Recitals or Issuance of Notes.
		 	26	  
	 SECTION 10.3.
		 Separability Clause.
		 	26	  
	 SECTION 10.4.
		 Successors and Assigns.
		 	26	  
	 SECTION 10.5.
		 Execution and Counterparts.
		 	27	  
	 SECTION 10.6.
		 Governing Law.
		 	27	  

  
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 This Sixth Supplemental Indenture, dated as of April 27, 2015 (the “Sixth
Supplemental Indenture”), among Blackstone Holdings Finance Co. L.L.C., a limited liability company duly organized and existing under the laws of the State of Delaware, having its principal office at 345 Park Avenue, New York, New York
10154 (the “Company”), the Guarantors party hereto and The Bank of New York Mellon, a New York banking corporation, as Trustee under the Base Indenture (as hereinafter defined) and hereunder (the “Trustee”),
supplements that certain Indenture, dated as of August 20, 2009, among the Company, the Guarantors named therein and the Trustee (the “Base Indenture” and subject to Section 1.3 hereof, together with this Sixth
Supplemental Indenture, the “Indenture”) and amends the Fifth Supplemental Indenture to the Base Indenture, dated as of April 7, 2014, among the Company, the Guarantors and the Trustee (the “Fifth Supplemental
Indenture”). 
 RECITALS OF THE COMPANY 

The Company and the Guarantors have heretofore executed and delivered to the Trustee the Base Indenture providing for the issuance from time
to time of one or more series of the Company’s senior unsecured debt securities (herein and in the Base Indenture called the “Securities”), the forms and terms of which are to be determined as set forth in Sections 201 and 301
of the Base Indenture, and the Guarantees thereof by the Guarantors; 
 Sections 901(9) and 901(12) of the Base Indenture provide, among
other things, that the Company, the Guarantors and the Trustee may enter into indentures supplemental to the Base Indenture for, among other things, the purposes of (a) establishing the form or terms of Securities of any series as permitted by
Sections 201 and 301 of the Base Indenture and (b) adding to or changing any of the provisions to the Base Indenture in certain circumstances; 

The Company desires to create a series of Securities designated as its “4.450% Senior Notes due 2045” pursuant to the terms of this
Sixth Supplemental Indenture; 
 Sections 901(13) and 901(14) of the Base Indenture provide, among other things, that the Company, the
Guarantors and the Trustee may enter into indentures supplemental to the Base Indenture without the consent of the Holders for certain purposes, including, among others, to cure any ambiguity, or to correct any defect or inconsistency and to change
any other provision contained in the Securities of any series that does not adversely affect the interests of the Holders of Securities of such series in any material respect; 

The Company desires to make certain amendments to the Fifth Supplemental Indenture as provided herein; 

The Company has duly authorized the execution and delivery of this Sixth Supplemental Indenture and the Notes to be issued from time to time,
as provided for in the Indenture; 
 Each Guarantor has duly authorized its Guarantee of the Notes and to provide therefor each Guarantor
has duly authorized the execution and delivery of this Sixth Supplemental Indenture; 

  
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 All things necessary have been done to make this Sixth Supplemental Indenture a valid and legally
binding agreement of the Company, in accordance with its terms and to make the Notes, when executed by the Company and authenticated and delivered under the Indenture and duly issued by the Company, the valid and legally binding obligations of the
Company; and 
 All things necessary have been done to make the Guarantees, upon execution and delivery of this Sixth Supplemental
Indenture, the valid and legally binding obligations of each Guarantor and to make this Sixth Supplemental Indenture a valid and legally binding agreement of each Guarantor, in accordance with its terms. 

ARTICLE I 
 Issuance of
Securities 
 SECTION 1.1. Issuance of Notes; Principal Amount; Maturity; Title. 

(1) On April 27, 2015, the Company shall issue and deliver to the Trustee, and the Trustee shall authenticate, the Initial Notes
substantially in the form set forth in Section 3.2 below, in each case with such appropriate insertions, omissions, substitutions and other variations as are required or permitted by the Base Indenture and this Sixth Supplemental Indenture, and
with such letters, numbers, or other marks of identification and such legends or endorsements placed thereon as may be required to comply with applicable tax laws or the rules of any securities exchange or Depositary therefor or as may, consistently
herewith, be determined by the Officer executing such Notes, as evidenced by the execution of such Notes. 
 (2) The Initial Notes to be
issued pursuant to the Indenture shall be issued in the aggregate principal amount of $350,000,000 and shall mature on July 15, 2045 (the “Stated Maturity”), unless the Notes are redeemed prior to that date as described in
Section 5.1. The aggregate principal amount of Initial Notes Outstanding at any time may not exceed $350,000,000, except for Notes issued, authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, other
Notes of the series pursuant to Sections 304, 305, 306, 906 or 1107 of the Base Indenture and except for any Notes which, pursuant to Section 303 of the Base Indenture, are deemed never to have been authenticated and delivered. The Company may
without the consent of the Holders, issue additional Notes hereunder as part of the same series and on the same terms and conditions (and having the same Guarantors) and with the same CUSIP numbers as the Initial Notes, but may be offered at a
different offering price or have a different issue date, initial interest accrual or initial interest payment date (“Additional Notes”); provided that if any Additional Notes are issued at a price that causes such Additional
Notes to have “original issue discount” within the meaning of Section 1273 of the United States Internal Revenue Code of 1986, as amended, and regulations of the United States Department of Treasury thereunder (the
“Code”), such Additional Notes shall not have the same CUSIP number as the Initial Notes. 
 (3) The Notes shall be issued
only in fully registered form without coupons in minimum denominations of $2,000 and any integral multiple of $1,000 in excess thereof. 

  
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 (4) Pursuant to the terms hereof and Sections 201 and 301 of the Base Indenture, the Company
hereby creates a series of Securities designated as the “4.450% Senior Notes due 2045” of the Company (as amended or supplemented from time to time, that are issued under the Indenture, including both the Initial Notes and the Additional
Notes, if any, the “Notes”), which Notes shall be deemed “Securities” for all purposes under the Base Indenture. 

SECTION 1.2. Interest.  

(1) Interest on a Note will accrue at the per annum rate of 4.450% (the “Note Interest Rate”), from and including the date
specified on the face of such Note to, but excluding, the date on which the principal thereof is paid, deemed paid, or made available for payment and, in each case, will be paid on the basis of a 360-day year comprised of twelve 30-day months. 

(2) The Company shall pay interest on the Notes semi-annually in arrears on January 15 and July 15 of each year (each, an
“Interest Payment Date”), commencing January 15, 2016. 
 (3) Interest shall be paid on each Interest Payment Date to
the registered Holders of the Notes at the close of business on the Regular Record Date. 
 (4) Amounts due on the Stated Maturity or
earlier Redemption Date of the Notes will be payable at the Corporate Trust Office. The Company shall make payments of principal, premium, if any, and interest or the Repurchase Price in connection with a Change of Control Repurchase Event in
respect of the Notes in book-entry form to DTC in immediately available funds, while disbursement of such payments to owners of beneficial interests in Notes in book-entry form will be made in accordance with the procedures of DTC and its
participants in effect from time to time. The Company may at any time designate additional Paying Agents or rescind the designation of any Paying Agent or approve a change in the office through which any Paying Agent acts, except that the Company
shall be required to maintain a Paying Agent in each Place of Payment for the Notes. Neither the Company nor the Trustee shall impose any service charge for any transfer or exchange of a Note. However, the Company may require Holders of the Notes to
pay any taxes or other governmental charges in connection with a transfer or exchange of Notes. 
 (5) If any Interest Payment Date, Stated
Maturity, or earlier Redemption Date or Repurchase Price Payment Date falls on a day that is not a Business Day in The City of New York, the Company shall make the required payment of principal, premium, if any, and/or interest or Repurchase Price
in connection with a Change of Control Repurchase Event on the next succeeding Business Day as if it were made on the date payment was due, and no interest will accrue on the amount so payable for the period from and after that Interest Payment
Date, Stated Maturity or earlier Redemption Date or Repurchase Price Payment Date, as the case may be, to such next succeeding Business Day. 

SECTION 1.3. Relationship with Base Indenture.  

The terms and provisions contained in the Base Indenture will constitute, and are hereby expressly made, a part of this Sixth Supplemental
Indenture. However, to the extent any provision of the Base Indenture conflicts with the express provisions of this Sixth Supplemental Indenture, the provisions of this Sixth Supplemental Indenture will govern and be controlling. 

  
 3 

 ARTICLE II 

Definitions and Other Provisions of General Application 

SECTION 2.1. Definitions. 

For all purposes of this Sixth Supplemental Indenture (except as herein otherwise expressly provided or unless the context of this Sixth
Supplemental Indenture otherwise requires): 
 (1) any reference to an “Article” or a “Section” refers to an Article or
a Section, as the case may be, of this Sixth Supplemental Indenture; 
 (2) the words “herein,” “hereof” and
“hereunder” and other words of similar import refer to this Sixth Supplemental Indenture as a whole and not to any particular Article, Section or other subdivision; 

(3) “including” means including without limitation; 

(4) unless otherwise provided, references to agreements and other instruments shall be deemed to include all amendments and other
modifications to such agreements and instruments, but only to the extent such amendments and other modifications are not prohibited by the terms of this Sixth Supplemental Indenture. 

The terms defined in this Section 2.1 (except as herein otherwise expressly provided or unless the context of this Sixth Supplemental
Indenture otherwise requires) for all purposes of this Sixth Supplemental Indenture and of any indenture supplemental hereto have the respective meanings specified in this Section 2.1. All other terms used in this Sixth Supplemental Indenture
that are defined in the Base Indenture, either directly or by reference therein (except as herein otherwise expressly provided or unless the context of this Sixth Supplemental Indenture otherwise requires), have the respective meanings assigned to
such terms in the Base Indenture, as in force at the date of this Sixth Supplemental Indenture as originally executed; provided that any term that is defined in both the Base Indenture and this Sixth Supplemental Indenture shall have the
meaning assigned to such term in this Sixth Supplemental Indenture. 
 “Additional Notes” has the meaning specified in
Section 1.1(2). 
 “Applicable Procedures” means, with respect to any transfer or transaction involving a Global
Security or beneficial interest therein, the rules and procedures of DTC, Euroclear and Clearstream, in each case to the extent applicable to such transaction and as in effect from time to time. 

“Base Indenture” has the meaning specified in the preamble hereto. 

  
 4 

 “Below Investment Grade Rating Event” means the rating on the Notes is lowered
in respect of a Change of Control and the Notes are rated below Investment Grade by both Rating Agencies on any date from the date of the public notice of an arrangement that could result in a Change of Control until the end of the 60-day period
following public notice of the occurrence of a Change of Control (which period shall be extended until the ratings are announced if during such 60 day period the rating of the Notes is under publicly announced consideration for possible downgrade by
either of the Rating Agencies); provided that a Below Investment Grade Rating Event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a particular Change of Control (and thus
shall not be deemed a Below Investment Grade Rating Event for purposes of the definition of Change of Control Repurchase Event hereunder) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not
announce or publicly confirm or inform the Company in writing at its request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of
Control (whether or not the applicable Change of Control shall have occurred at the time of the Below Investment Grade Rating Event). 

“Change of Control” means the occurrence of the following: 

 

	 	(1)	the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or a series of related transactions, of all or substantially all of the properties and assets
of the Credit Group to any “person” (as that term is used in Section 13(d)(3) of the Exchange Act or any successor provision), other than to a Continuing Blackstone Entity; or 

 

	 	(2)	the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is that any “person” (as that term is used in Section 13(d)(3) of the Exchange Act or
any successor provision), other than a Continuing Blackstone Entity, becomes (A) the beneficial owner (within the meaning of Rule 13d-3 under the Exchange Act or any successor provision) of a controlling interest in (i) the Partnership or
(ii) one or more Guarantors comprising all or substantially all of the assets of the Credit Group and (B) entitled to receive a Majority Economic Interest in connection with such transaction. 

“Change of Control Offer” has the meaning specified in Section 6.2(1). 

“Change of Control Repurchase Event” means the occurrence of a Change of Control and a Below Investment Grade Rating Event.

 “Clearstream” means Clearstream Banking, S.A. 

“Code” has the meaning specified in Section 1.1(2). 

“Commission” means the U.S. Securities and Exchange Commission or any successor entity. 

  
 5 

 “Company” has the meaning specified in the preamble hereto. 

“Comparable Treasury Issue” means the United States Treasury security or securities selected by an Independent Investment
Banker as having an actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate
debt securities of a comparable maturity to the remaining term of such Notes. 
 “Comparable Treasury Price” means, with
respect to any Redemption Date, the average of the Reference Treasury Dealer Quotations for such Redemption Date or, if the Company obtains only one Reference Treasury Dealer Quotation, such Reference Treasury Dealer Quotation. 

“Continuing Blackstone Entity” means any entity that, immediately prior to and immediately following any relevant date of
determination, is directly or indirectly controlled by one or more senior managing directors or other personnel of the Partnership who, as of any date of determination (i) each has devoted substantially all of his or her business and
professional time to the activities of the Credit Parties and/or their Subsidiaries during the 12-month period immediately preceding such date and (ii) directly or indirectly controls a majority of the general partner interests (or other
similar interests) in the Partnership or any successor entity. 
 “Corporate Trust Office” means the principal office of
the Trustee at which, at any particular time, its corporate trust business shall be conducted, which office is located as of the date of this Sixth Supplemental Indenture at 525 William Penn Place,
38th Floor, Pittsburgh, Pennsylvania 15259, Attention: Corporate Trust Division—Corporate Finance Unit, or at any other time at such other address as the Trustee may designate from time to
time by notice to the Company, or the principal corporate trust office of any successor Trustee (or such other address as such successor Trustee may designate from time to time by notice to the Company). 

“Covenant Defeasance” has the meaning specified in Section 8.1. 

“Credit Parties” means the Company and the Guarantors. 

“DTC” means The Depository Trust Company, a New York corporation. 

“Euroclear” means Euroclear Bank, S.A./N.V., as operator of the Euroclear system. 

“Event of Default” has the meaning specified in Section 4.1. 

“Sixth Supplemental Indenture” has the meaning specified in the preamble hereto. 

“Fitch” means Fitch Ratings Inc. or any successor thereto. 

“Indenture” has the meaning specified in the preamble hereto. 

“Independent Investment Banker” means one of the Reference Treasury Dealers appointed by the Company. 

  
 6 

 “Initial Notes” means Notes in an aggregate principal amount of $350,000,000,
initially issued under this Sixth Supplemental Indenture in accordance with Section 1.1(2). 
 “Interest Payment Date”
has the meaning specified in Section 1.2(2). 
 “Investment Grade” means a rating of BBB- or better by Fitch (or its
equivalent under any successor rating categories of Fitch) and BBB- or better by S&P (or its equivalent under any successor rating categories of S&P) (or, in each case, if such Rating Agency ceases to rate the Notes for reasons outside of
the Company’s control, the equivalent investment grade credit rating from any Rating Agency selected by the Company as a replacement Rating Agency). 

“Majority Economic Interest” means any right or entitlement to receive more than 50% of the equity distributions or partner
allocations (whether such right or entitlement results from the ownership of partner or other equity interests, securities, instruments or agreements of any kind) made to all holders of partner or other equity interests in the Credit Group (other
than entities within the Credit Group). 
 “Note Interest Rate” has the meaning specified in Section 1.2(1). 

“Notes” has the meaning specified in Section 1.1(4). 

“Permitted Liens” means (a) liens on voting stock or profit participating equity interests of any Subsidiary existing at
the time such entity becomes a direct or indirect Subsidiary of the Partnership or is merged into a direct or indirect Subsidiary of the Partnership (provided such liens are not created or incurred in connection with such transaction and do
not extend to any other Subsidiary), and (b) statutory liens, liens for taxes or assessments or governmental liens not yet due or delinquent or which can be paid without penalty or are being contested in good faith and (c) other liens of a
similar nature as those described above. 
 “Rating Agency” means: 

 

	 	(1)	each of Fitch and S&P; and 

  

	 	(2)	if either of Fitch or S&P ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating
organization” within the meaning of Section 3(a)(62) of the Exchange Act selected by the Company as a replacement agency for Fitch or S&P, or both, as the case may be. 

“Reference Treasury Dealer” means each of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global
Markets Inc. and Morgan Stanley & Co. LLC or their respective affiliates which are primary U.S. Government securities dealers, and their respective successors; provided that if Merrill Lynch, Pierce, Fenner & Smith
Incorporated, Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC or their respective affiliates shall cease to be a primary U.S. Government securities dealer in The City of New York (a “Primary Treasury Dealer”),
the Company shall substitute therefor another Primary Treasury Dealer. 

  
 7 

 “Reference Treasury Dealer Quotations” means, with respect to each Reference
Treasury Dealer and any Redemption Date, the average, as determined by the Company, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Company by
such Reference Treasury Dealer at 3:30 p.m. New York time on the third business day preceding such Redemption Date. 

“Registrar” means the Security Registrar for the Notes, which shall initially be The Bank of New York Mellon, or any
successor entity thereof, subject to replacement as set forth in the Base Indenture. 
 “Regular Record Date” for interest
payable in respect of any Note on any Interest Payment Date means the day that is 15 days prior to the relevant Interest Payment Date (whether or not a Business Day). 

“Repurchase Price” has the meaning specified in Section 6.2(1). 

“Repurchase Price Payment Date” has the meaning specified in Section 6.2(3)(iii). 

“S&P” means Standard & Poor’s Financial Services LLC, a subsidiary of The McGraw-Hill Companies, Inc., or
any successor thereto. 
 “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the
semiannual equivalent yield to maturity or interpolated (on a day count basis) of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury
Price for such Redemption Date. 
 “Trustee” has the meaning specified in the preamble hereto. 

ARTICLE III 
 Security Forms

 SECTION 3.1. Form Generally. 

(1) The Notes shall be in substantially the form set forth in Section 3.2 of this Article III, with such appropriate insertions,
omissions, substitutions and other variations as are required or permitted by the Base Indenture and this Sixth Supplemental Indenture, and may have such letters, numbers or other marks of identification and such legends or endorsements placed
thereon as may be required to comply with applicable tax laws or the rules of any securities exchange or Depositary therefor or as may, consistent herewith, be determined by the Officer executing such Notes, as evidenced by the execution thereof.
All Notes shall be in fully registered form. 
 (2) The Notes shall be printed, lithographed or engraved on steel engraved borders or may be
produced in any other manner, all as determined by the Officer of the Company executing such Notes, as evidenced by the execution of such Notes. 

  
 8 

 (3) Upon their original issuance, the Notes shall be issued in the form of one or more Global
Securities in definitive, fully registered form without interest coupons. Each such Global Security shall be duly executed by the Company, authenticated and delivered by the Trustee and shall be registered in the name of DTC, as Depositary, or its
nominee, and deposited with the Trustee, as custodian for DTC. Beneficial interests in the Global Securities will be shown on, and transfers will only be made through, the records maintained by DTC and its participants, including Clearstream and the
Euroclear System. 
 SECTION 3.2. Form of Note. 

[FORM OF FACE OF NOTE] 
 [THE
FOLLOWING LEGEND SHALL APPEAR ON THE FACE OF EACH GLOBAL SECURITY SOLD PURSUANT TO RULE 144A UNDER THE SECURITIES ACT: 
 THIS SECURITY
(INCLUDING THE RELATED GUARANTEES) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THIS SECURITY NOR ANY INTEREST OR
PARTICIPATION HEREIN MAY BE REOFFERED, SOLD, ASSIGNED, TRANSFERRED, PLEDGED, ENCUMBERED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR UNLESS SUCH TRANSACTION IS EXEMPT FROM, OR NOT SUBJECT TO, SUCH REGISTRATION. THE HOLDER OF THIS
SECURITY, BY ITS ACCEPTANCE HEREOF, AGREES ON ITS OWN BEHALF AND ON BEHALF OF ANY INVESTOR ACCOUNT FOR WHICH IT HAS PURCHASED SECURITIES, TO OFFER, SELL OR OTHERWISE TRANSFER SUCH SECURITY, PRIOR TO THE DATE (THE “RESALE RESTRICTION TERMINATION
DATE”) THAT IS ONE YEAR AFTER THE LATER OF THE ISSUE DATE HEREOF OR ANY OTHER ISSUE DATE IN RESPECT OF A FURTHER ISSUANCE OF SECURITIES OF THE SAME SERIES AND THE LAST DATE ON WHICH BLACKSTONE HOLDINGS FINANCE CO. L.L.C. OR ANY AFFILIATE OF
BLACKSTONE HOLDINGS FINANCE CO. L.L.C. WAS THE OWNER OF THIS SECURITY (OR ANY PREDECESSOR OF SUCH SECURITY), ONLY (A) TO BLACKSTONE HOLDINGS FINANCE CO. L.L.C. OR THE BLACKSTONE GROUP L.P., BLACKSTONE HOLDINGS I L.P., BLACKSTONE HOLDINGS II
L.P., BLACKSTONE HOLDINGS III L.P. OR BLACKSTONE HOLDINGS IV L.P. OR ANY SUBSIDIARY THEREOF, (B) PURSUANT TO A REGISTRATION STATEMENT THAT HAS BEEN DECLARED EFFECTIVE UNDER THE SECURITIES ACT, (C) FOR SO LONG AS THE SECURITIES ARE ELIGIBLE
FOR RESALE PURSUANT TO RULE 144A UNDER THE SECURITIES ACT (“RULE 144A”), TO A PERSON IT REASONABLY BELIEVES IS A “QUALIFIED INSTITUTIONAL BUYER” AS DEFINED IN RULE 144A THAT PURCHASES FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT
OF A QUALIFIED INSTITUTIONAL BUYER TO WHOM NOTICE IS GIVEN THAT THE TRANSFER IS BEING MADE IN RELIANCE 

  
 9 

 
ON RULE 144A IN A TRANSACTION MEETING THE REQUIREMENTS OF RULE 144A, (D) PURSUANT TO OFFERS AND SALES TO NON-U.S. PERSONS THAT OCCUR OUTSIDE THE UNITED STATES WITHIN THE MEANING OF
REGULATION S UNDER THE SECURITIES ACT, (E) TO AN INSTITUTIONAL “ACCREDITED INVESTOR” WITHIN THE MEANING OF RULE 501(a)(1), (2), (3) OR (7) UNDER THE SECURITIES ACT THAT IS NOT A QUALIFIED INSTITUTIONAL BUYER AND THAT IS
PURCHASING FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT OF ANOTHER INSTITUTIONAL ACCREDITED INVESTOR, IN EACH CASE IN A MINIMUM PRINCIPAL AMOUNT OF THE SECURITIES OF $250,000, FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TO OR FOR OFFER OR SALE IN
CONNECTION WITH ANY DISTRIBUTION IN VIOLATION OF THE SECURITIES ACT OR (F) PURSUANT TO ANOTHER AVAILABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT, SUBJECT TO BLACKSTONE HOLDINGS FINANCE CO. L.L.C.’S AND THE
TRUSTEE’S RIGHT PRIOR TO ANY SUCH OFFER, SALE OR TRANSFER PURSUANT TO CLAUSES (D), (E) OR (F) TO REQUIRE THE DELIVERY OF AN OPINION OF COUNSEL, CERTIFICATIONS AND/ OR OTHER INFORMATION SATISFACTORY TO EACH OF THEM. THIS LEGEND WILL BE
REMOVED UPON THE REQUEST OF THE HOLDER AFTER THE RESALE RESTRICTION TERMINATION DATE.] 
 [THE FOLLOWING LEGEND SHALL APPEAR ON THE FACE OF
EACH GLOBAL SECURITY SOLD PURSUANT TO REGULATION S UNDER THE SECURITIES ACT: 
 THIS SECURITY (INCLUDING THE RELATED GUARANTEES) HAS NOT BEEN
REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THIS SECURITY NOR ANY INTEREST OR PARTICIPATION HEREIN MAY BE REOFFERED, SOLD, ASSIGNED,
TRANSFERRED, PLEDGED, ENCUMBERED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF SUCH REGISTRATION OR UNLESS SUCH TRANSACTION IS EXEMPT FROM, OR NOT SUBJECT TO, SUCH REGISTRATION. THE HOLDER OF THIS SECURITY, BY ITS ACCEPTANCE HEREOF, AGREES ON ITS OWN
BEHALF AND ON BEHALF OF ANY INVESTOR ACCOUNT FOR WHICH IT HAS PURCHASED SECURITIES, TO OFFER, SELL OR OTHERWISE TRANSFER SUCH SECURITY, PRIOR TO THE DATE (THE “RESALE RESTRICTION TERMINATION DATE”) THAT IS 40 DAYS AFTER THE LATER OF THE
ISSUE DATE HEREOF OR ANY OTHER ISSUE DATE IN RESPECT OF A FURTHER ISSUANCE OF SECURITIES OF THE SAME SERIES AND THE LAST DATE ON WHICH BLACKSTONE HOLDINGS FINANCE CO. L.L.C. OR ANY AFFILIATE OF BLACKSTONE HOLDINGS FINANCE CO. L.L.C. WAS THE OWNER OF
THIS SECURITY (OR ANY PREDECESSOR OF SUCH SECURITY), ONLY (A) TO BLACKSTONE HOLDINGS FINANCE 

  
 10 

 
CO. L.L.C. OR THE BLACKSTONE GROUP L.P., BLACKSTONE HOLDINGS I L.P., BLACKSTONE HOLDINGS II L.P., BLACKSTONE HOLDINGS III L.P. OR BLACKSTONE HOLDINGS IV L.P. OR ANY SUBSIDIARY THEREOF,
(B) PURSUANT TO A REGISTRATION STATEMENT THAT HAS BEEN DECLARED EFFECTIVE UNDER THE SECURITIES ACT, (C) FOR SO LONG AS THE SECURITIES ARE ELIGIBLE FOR RESALE PURSUANT TO RULE 144A UNDER THE SECURITIES ACT (“RULE 144A”), TO A
PERSON IT REASONABLY BELIEVES IS A “QUALIFIED INSTITUTIONAL BUYER” AS DEFINED IN RULE 144A THAT PURCHASES FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT OF A QUALIFIED INSTITUTIONAL BUYER TO WHOM NOTICE IS GIVEN THAT THE TRANSFER IS BEING MADE IN
RELIANCE ON RULE 144A IN A TRANSACTION MEETING THE REQUIREMENTS OF RULE 144A, (D) PURSUANT TO OFFERS AND SALES TO NON-U.S. PERSONS THAT OCCUR OUTSIDE THE UNITED STATES WITHIN THE MEANING OF REGULATION S UNDER THE SECURITIES ACT, (E) TO AN
INSTITUTIONAL “ACCREDITED INVESTOR” WITHIN THE MEANING OF RULE 501(a)(1), (2), (3) OR (7) UNDER THE SECURITIES ACT THAT IS NOT A QUALIFIED INSTITUTIONAL BUYER AND THAT IS PURCHASING FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT OF
ANOTHER INSTITUTIONAL ACCREDITED INVESTOR, IN EACH CASE IN A MINIMUM PRINCIPAL AMOUNT OF THE SECURITIES OF $250,000, FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TO OR FOR OFFER OR SALE IN CONNECTION WITH ANY DISTRIBUTION IN VIOLATION OF THE
SECURITIES ACT OR (F) PURSUANT TO ANOTHER AVAILABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT, SUBJECT TO BLACKSTONE HOLDINGS FINANCE CO. L.L.C.’S AND THE TRUSTEE’S RIGHT PRIOR TO ANY SUCH OFFER, SALE OR
TRANSFER PURSUANT TO CLAUSES (D), (E) OR (F) TO REQUIRE THE DELIVERY OF AN OPINION OF COUNSEL, CERTIFICATIONS AND/OR OTHER INFORMATION SATISFACTORY TO EACH OF THEM. THIS LEGEND WILL BE REMOVED UPON THE REQUEST OF THE HOLDER AFTER THE
RESALE RESTRICTION TERMINATION DATE. BY ITS ACQUISITION HEREOF, THE HOLDER HEREOF REPRESENTS THAT IT IS NOT A U.S. PERSON NOR IS IT PURCHASING FOR THE ACCOUNT OF A U.S. PERSON AND IS ACQUIRING THIS SECURITY IN AN OFFSHORE TRANSACTION IN ACCORDANCE
WITH REGULATION S UNDER THE SECURITIES ACT.] 
 [THE FOLLOWING ADDITIONAL LEGEND SHALL APPEAR ON THE FACE OF EACH TEMPORARY GLOBAL SECURITY
SOLD PURSUANT TO REGULATION S UNDER THE SECURITIES ACT: 
 THIS SECURITY (INCLUDING THE RELATED GUARANTEES) IS A TEMPORARY GLOBAL SECURITY.
PRIOR TO THE EXPIRATION OF THE RESTRICTED PERIOD APPLICABLE HERETO, BENEFICIAL INTERESTS HEREIN MAY NOT BE HELD BY ANY PERSON OTHER THAN 

  
 11 

 (1) A NON-U.S. PERSON OR (2) A U.S. PERSON THAT PURCHASED SUCH INTEREST IN A
TRANSACTION EXEMPT FROM REGISTRATION UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). BENEFICIAL INTERESTS HEREIN ARE NOT EXCHANGEABLE FOR PHYSICAL SECURITIES OTHER THAN A PERMANENT GLOBAL SECURITY IN ACCORDANCE
WITH THE TERMS OF THE INDENTURE. TERMS IN THIS LEGEND ARE USED AS USED IN REGULATION S UNDER THE SECURITIES ACT.] 
 [THE FOLLOWING LEGEND
SHALL APPEAR ON THE FACE OF EACH GLOBAL SECURITY: 
 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE REFERRED TO ON
THE REVERSE HEREOF. TRANSFERS OF THIS GLOBAL SECURITY SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN PART, TO THE DEPOSITORY TRUST COMPANY (“DTC”) OR ITS NOMINEE OR TO A SUCCESSOR THEREOF OR SUCH SUCCESSOR’S NOMINEE AND TRANSFERS
OF PORTIONS OF THIS GLOBAL SECURITY SHALL BE LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH IN THE INDENTURE REFERRED TO ON THE REVERSE HEREOF.]. 

[THE FOLLOWING LEGEND SHALL APPEAR ON THE FACE OF EACH GLOBAL SECURITY FOR WHICH DTC IS TO BE THE DEPOSITARY: 

UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE
OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS
REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.] 

BLACKSTONE HOLDINGS FINANCE CO. L.L.C. 

4.450% SENIOR NOTE DUE 2045 
  

			
	 No.                     
		Principal Amount (US)$            
	 CUSIP NO.
                    
		

 Blackstone Holdings Finance Co. L.L.C., a limited liability company duly organized and existing under the laws
of the State of Delaware (herein called the “Company”, 

  
 12 

 
which term includes any successor Person under the Sixth Supplemental Indenture referred to on the reverse hereof), for value received, hereby promises to pay to Cede & Co., or
registered assigns, the principal sum of          United States Dollars (U.S.$         ) [Include for Global Security: as increased or decreased by the Schedule of
Increases or Decreases In the Global Note attached hereto] on July 15, 2045 and to pay interest thereon, from April 27, 2015, or from the most recent Interest Payment Date to which interest has been paid or duly provided for to but
excluding the next Interest Payment Date, which shall be January 15 and July 15 of each year, commencing January 15, 2016, at the per annum rate of 4.450%, or as such rate may be adjusted pursuant to the terms hereof, per annum (the
“Note Interest Rate”), until the principal hereof is paid or made available for payment. 
 The interest so payable, and
punctually paid or duly provided for, on any Interest Payment Date will, as provided in the Sixth Supplemental Indenture, be paid to the Person in whose name this Note is registered at the close of business on the Regular Record Date for such
interest, which shall be the day that is 15 days prior to the relevant Interest Payment Date (whether or not a Business Day). Except as otherwise provided in the Sixth Supplemental Indenture, any such interest not so punctually paid or duly provided
for will forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid to the Person in whose name this Note is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest
to be fixed by the Trustee, notice of which shall be given to Holders of Notes not less than 10 days prior to the Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities
exchange on which such Notes may be listed, all as more fully provided in the Sixth Supplemental Indenture. Interest will be computed on the basis of a 360-day year comprised of twelve 30-day months. 

Payment of principal of, and premium, if any, and interest on this Note and the Repurchase Price in connection with a Change of Control
Repurchase Event will be made at the Corporate Trust Office, in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts. With respect to Global Securities, the
Company will make such payments by wire transfer of immediately available funds to DTC, or its nominee, as registered owner of the Global Securities. With respect to certificated Notes, the Company will make such payments by wire transfer of
immediately available funds to a United States Dollar account maintained in New York, New York to each Holder of an aggregate principal amount of Notes in excess of U.S.$5,000,000 that has furnished wire instructions in writing to the Trustee no
later than 15 days prior to the relevant payment date. If a Holder of a certificated Note (i) does not furnish such wire instructions as provided in the preceding sentence or (ii) holds U.S. $5,000,000 or less aggregate principal
amount of Notes, the Company will make such payments by mailing a check to such Holder’s registered address. 
 Reference is hereby
made to the further provisions of this Note set forth on the reverse hereof, which further provisions shall for all purposes have the same effect as if set forth at this place. 

Unless the certificate of authentication hereon has been executed by the Trustee referred to on the reverse hereof by manual signature, this
Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 

  
 13 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

			
	BLACKSTONE HOLDINGS FINANCE CO. L.L.C.
		
	By:		Blackstone Holdings I L.P.,
its sole member
		
	By:		Blackstone Holdings I/II GP Inc.,
its general partner
		
	By:		  

	Name:		
	Title:		

 Attest: 
  

			
	BLACKSTONE HOLDINGS FINANCE CO. L.L.C.
		
	By:		Blackstone Holdings I L.P.,
its sole member
		
	By:		Blackstone Holdings I/II GP Inc.,
its general partner
		
	By:		  

	Name:		
	Title:		

  
 14 

 CERTIFICATE OF AUTHENTICATION 

This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture. 

Dated: April 27, 2015 
  

			
	 THE BANK OF NEW YORK MELLON,
 as
Trustee

		
	By:		  

		Authorized Signatory

  
 15 

 [FORM OF REVERSE OF NOTE] 

Indenture. This Note is one of a duly authorized issue of securities of the Company designated as its “4.450% Senior Notes due
2045” (herein called the “Notes”), issued under a Sixth Supplemental Indenture, dated as of April 27, 2015 (the “Sixth Supplemental Indenture”), to an indenture, dated as of August 20, 2009 (as it may
be amended or supplemented from time to time in accordance with the terms thereof, the “Base Indenture” and herein with the Sixth Supplemental Indenture, collectively, the “Indenture”), among the Company, the
Guarantors and The Bank of New York Mellon, as Trustee (herein called the “Trustee,” which term includes any successor trustee under the Indenture), to which reference is hereby made for a statement of the respective rights,
limitations of rights, duties and immunities thereunder of the Company, the Guarantors, the Trustee and the Holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. The aggregate principal amount of
Initial Notes Outstanding at any time may not exceed $350,000,000 in aggregate principal amount, except for, or in lieu of, other Notes of the series pursuant to Sections 304, 305, 306, 906 or 1107 of the Base Indenture and except for any Notes
which, pursuant to Section 303 of the Base Indenture, are deemed never to have been authenticated and delivered. The Sixth Supplemental Indenture pursuant to which this Note is issued provides that Additional Notes may be issued thereunder.

 All terms used in this Note which are defined in the Indenture shall have the meanings assigned to them in the Indenture. In the event of
a conflict or inconsistency between this Note and the Indenture, the provisions of the Indenture shall govern. 
 Optional
Redemption. At any time prior to Stated Maturity, the Company may at its option redeem all or a part of the Notes upon not more than 60 nor less than 30 days prior notice, at a redemption price in cash equal to the greater of (i) 100% of
the principal amount of any Notes being redeemed and (ii) the sum of the present values of the remaining scheduled payments of principal of and interest on the Notes to be redeemed (exclusive of interest accrued to the Redemption Date)
discounted to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate plus 30 basis points, plus in each case accrued and unpaid interest thereon to, but excluding, the Redemption
Date. 
 Change of Control Repurchase Event. In the event of a Change of Control Repurchase Event, unless the Company has exercised
its option to redeem the Notes, the Company will make an offer to each Holder of Notes to repurchase all or any part of that Holder’s Notes at a repurchase price in cash equal to 101% of the aggregate principal amount of the Notes, plus any
accrued and unpaid interest, if any, pursuant to the provisions of Section 6.2 of the Sixth Supplemental Indenture. 
 Global
Security. If this Note is a Global Security, then, in the event of a deposit or withdrawal of an interest in this Note, including an exchange, transfer, redemption, repurchase or conversion of this Note in part only, the Trustee, as custodian of
the Depositary, shall make an adjustment on its records to reflect such deposit or withdrawal in accordance with the Applicable Procedures. 

  
 16 

 Defaults and Remedies. If an Event of Default shall occur and be continuing, the principal
of all the Notes may be declared due and payable in the manner and with the effect provided in the Indenture. Upon payment of the amount of principal so declared due and payable, all obligations of the Company in respect of the payment of the
principal of and interest on the Notes shall terminate. 
 No Holder of Notes shall have any right to institute any proceeding, judicial or
otherwise, with respect to the Indenture, or for the appointment of a receiver, assignee, trustee, liquidator or sequestrator (or similar official) or for any other remedy hereunder (except actions for payment of overdue principal of, and premium,
if any, or interest on such Notes in accordance with its terms), unless (i) such Holder has previously given written notice to the Trustee of a continuing Event of Default, specifying an Event of Default, as required under the Indenture;
(ii) the Holders of not less than 25% in aggregate principal amount of the Outstanding Notes shall have made written request to the Trustee to institute proceedings in respect of such Event of Default in its own name as Trustee under the
Indenture; (iii) such Holder or Holders have offered to the Trustee indemnity reasonably satisfactory to it against the costs, expenses and liabilities to be incurred in compliance with such request; (iv) the Trustee has failed to
institute any such proceeding for 60 days after its receipt of such notice, request and offer of indemnity; and (v) no direction inconsistent with such written request has been given to the Trustee during such 60-day period by the Holders of a
majority in aggregate principal amount of the Outstanding Notes, it being understood and intended that no one or more of such Holders shall have any right in any manner whatever by virtue of, or by availing of, any provision of the Indenture to
affect, disturb or prejudice the rights of any other of such Holders, or to obtain or to seek to obtain priority or preference over any other of such Holders or to enforce any right under the Indenture, except in the manner provided in the Indenture
and for the equal and ratable benefit of all of such Holders. 
 The foregoing shall not apply to any suit instituted by the Holder of this
Note for the enforcement of any payment of principal of, and premium, if any, or interest hereon, on or after the respective due dates expressed herein. 

Amendment, Supplement and Waiver. The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the
modification of the rights and obligations of the Company and the rights of the Holders of the Notes under the Indenture at any time by the Company and the Trustee with the written consent of the Holders of at least a majority in aggregate principal
amount of the Outstanding Notes. The Indenture also contains provisions permitting the Holders of specified percentages in aggregate principal amount of the Outstanding Notes, on behalf of the Holders of all the Notes, to waive compliance by the
Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future Holders
of this Note and of any Note issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof whether or not notation of such consent or waiver is made upon this Note or such other Note. Certain modifications or amendments to
the Indenture require the consent of the Holder of each Outstanding Note affected. 

  
 17 

 No reference herein to the Indenture and no provision of this Note or of the Indenture shall
alter or impair (without the consent of the Holder hereof) the obligation of the Company, which is absolute and unconditional, to pay the principal of, premium, if any, and interest on this Note at the times, places and rate, and in the coin or
currency, herein prescribed. 
 Registration and Transfer. As provided in the Indenture and subject to certain limitations therein
set forth, the transfer of this Note is registerable on the Security Register. Upon surrender for registration of transfer of this Note at the office or agency of the Company in a Place of Payment, the Company shall execute, and the Trustee shall
authenticate and deliver, in the name of the designated transferee or transferees, one or more new Notes of any authorized denominations and of like tenor and principal amount. As provided in the Indenture and subject to certain limitations therein
set forth, at the option of the Holder, this Note may be exchanged for one or more new Notes of any authorized denominations and of like tenor and principal amount, upon surrender of this Note at such office or agency. Upon such surrender by the
Holder, the Company shall execute, and the Trustee shall authenticate and deliver, in the name of the designated transferee or transferees, one or more new Notes of any authorized denominations and of like tenor and principal amount. Every Note
presented or surrendered for registration of transfer or for exchange shall be duly endorsed (if so required by the Company or the Trustee), or be accompanied by a written instrument of transfer in form satisfactory to the Company and the Security
Registrar duly executed by the Holder thereof or such Holder’s attorney duly authorized in writing. No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to
cover any tax or other governmental charge that may be imposed in connection therewith. 
 Prior to due presentment of this Note for
registration of transfer, the Company, the Guarantors, the Trustee and any agent of the Company, a Guarantor or the Trustee may treat the Person in whose name such Note is registered as the owner thereof for all purposes, whether or not such Note be
overdue, and neither the Company, the Guarantors, the Trustee nor any agent of the Company, a Guarantor or the Trustee shall be affected by notice to the contrary. 

Guarantee. As expressly set forth in the Base Indenture, payment of this Note is jointly and severally and fully and unconditionally
guaranteed by the Guarantors that have become and continue to be Guarantors pursuant to the Indenture. Guarantors may be released from their obligations under the Indenture and their Guarantees under the circumstances specified in the Base
Indenture. 
 Governing Law. THE INDENTURE, THIS SECURITY AND THE GUARANTEES SHALL BE GOVERNED BY, AND CONSTRUED IN
ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. 
 ABBREVIATIONS 

The following abbreviations, when used in the inscription of the face of this Note, shall be construed as though they were written out in full
according to applicable laws or regulations: 
 TEN COM (= tenant in common) 

  
 18 

 TEN ENT (= tenants by the entireties (Cust)) 

JT TEN (= joint tenants with right of survivorship and not as tenants in common) 

UNIF GIFT MIN ACT (= under Uniform Gifts to Minors Act ) 

Additional abbreviations may also be used though not in the above list. 

SCHEDULE OF INCREASES OR DECREASES IN THE GLOBAL NOTE * 

The following increases or decreases in the principal amount of this Global Note have been made: 

 

									
	 Date of
 Increase
or
 Decrease
	 	 Amount of

decrease in

Principal Amount

at maturity of

this Global Note
	 	 Amount of

increase in

Principal Amount

at maturity of

this Global Note
	  	Principal Amount
at maturity of
this Global Note
following such
decrease 
(or
increase)	  	Signature of
authorized officer
of Trustee or
Custodian
		 		 		  		  	
		 		 		  		  	
		 		 		  		  	

  

	*	This schedule should be included only if the Note is issued in global form. 

 ARTICLE IV 

Remedies 
 SECTION 4.1.
Events of Default.  
 “Event of Default” means, wherever used herein with respect to the Notes, any one of the
following events (whatever the reason for such Event of Default and whether it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment, decree or order of any court or any order, rule or regulation of any
administrative or governmental body): 
 (1) an Event of Default pursuant to Section 501 of the Base Indenture; or 

(2) the Company’s failure to pay the Repurchase Price when due in connection with a Change of Control Repurchase Event.

 SECTION 4.2. Waiver of Past Defaults. 

Section 512 of the Base Indenture shall not apply to the Notes, and, with respect to the Notes, any reference to Section 512 in the
Base Indenture shall instead be deemed to refer to this Section 4.2. 

  
 19 

 The Holders of not less than a majority in aggregate principal amount of the Outstanding Notes
may on behalf of the Holders of all the Notes waive any past Default hereunder with respect to the Notes and its consequences, except a default 

(1) in the payment of the principal of or premium, if any, or interest on any Note or the Repurchase Price in connection with a Change of
Control Repurchase Event; or 
 (2) in respect of a covenant or provision hereof or of the Base Indenture which under Article VII hereof or
under Article IX of the Base Indenture cannot be modified or amended without the consent of the Holder of each Outstanding Note affected. 

Upon any such waiver, such Default shall cease to exist, and any Event of Default arising therefrom shall be deemed to have been cured, for
every purpose of this Sixth Supplemental Indenture, but no such waiver shall extend to any subsequent or other Default or impair any right consequent thereon. 

ARTICLE V 
 Redemption of
Securities 
 SECTION 5.1. Optional Redemption.  

The Notes will be redeemable in whole or in part, at the Company’s option at any time and from time to time, at a Redemption Price equal
to the greater of (i) 100% of the aggregate principal amount of any Notes being redeemed and (ii) the sum of the present values of the remaining scheduled payments of principal and interest on any Notes being redeemed (exclusive of
interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate plus 30 basis points, plus in each case accrued and unpaid interest
thereon to, but excluding, the Redemption Date. 
 ARTICLE VI 

Particular Covenants 

SECTION 6.1. Liens. 
 The
Credit Parties shall not, and shall not cause or permit any of their respective Subsidiaries to, create, assume, incur or guarantee any indebtedness for money borrowed that is secured by a pledge, mortgage, lien or other encumbrance (other than
Permitted Liens) on any voting stock or profit participating equity interests of their respective Subsidiaries (to the extent of their ownership of such voting stock or profit participating equity interests) or any entity that succeeds (whether by
merger, consolidation, sale of assets or otherwise) to all or any substantial part of the business of any of such Subsidiaries, without providing that the Notes (together with, if the Credit Parties shall so determine, any other indebtedness of, or
guarantee by, the Credit Parties ranking equally with the Notes and existing as of the closing of the offering of the Notes or thereafter created) will be secured equally and ratably with or prior to all other indebtedness secured by such pledge,
mortgage, lien or other encumbrance on the voting stock or profit 

  
 20 

 
participating equity interests of any such entities for so long as such other indebtedness is so secured. This Section 6.1 shall not limit the ability of the Credit Parties or their
Subsidiaries to incur indebtedness or other obligations secured by liens on assets other than the voting stock or profit participating equity interests of the Credit Parties and their respective Subsidiaries. 

SECTION 6.2. Obligation to Offer to Repurchase Upon a Change of Control Repurchase Event.  

(1) If a Change of Control Repurchase Event occurs, unless the Company has exercised its option to redeem the Notes pursuant to Article V, the
Company shall make an offer to each Holder of Notes to repurchase all or any part of that Holder’s Notes (the “Change of Control Offer”) at a repurchase price in cash equal to 101% of the aggregate principal amount of Notes
repurchased plus any accrued and unpaid interest on the Notes repurchased to, but excluding, the date of purchase (the “Repurchase Price”). 

(2) In connection with any Change of Control related to a Change of Control Repurchase Event and any particular reduction in the rating on the
Notes, the Company shall request from the Rating Agencies each such Rating Agency’s written confirmation that such reduction in the rating on the Notes was the result, in whole or in part, of any event or circumstance comprised of or arising as
a result of, or in respect of, the applicable Change of Control (whether or not the applicable Change of Control shall have occurred at the time of any Below Investment Grade Rating Event). The Company shall promptly deliver an officers’
certificate to the Trustee certifying as to whether or not such confirmation has been received or denied. 
 (3) Within 30 days following
any Change of Control Repurchase Event or, at the Company’s option, prior to any Change of Control, but after the public announcement of the Change of Control, the Company shall give notice to each Holder of Notes, with a written copy to the
Trustee. Such notice shall state: 
 (i) a description of the transaction or transactions that constitute or may constitute
the Change of Control Repurchase Event; 
 (ii) that the Change of Control Offer is being made pursuant to this
Section 6.2; 
 (iii) the Repurchase Price and the date on which the Repurchase Price will be paid, which date shall be
a Business Day that is no earlier than 30 days and no later than 60 days from the date such notice is mailed, other than as may be required by law (the “Repurchase Price Payment Date”); and 

(iv) if the notice is given prior to the date of consummation of the Change of Control, a statement that the offer to purchase
is conditioned on the Change of Control Repurchase Event occurring on or prior to the payment date specified in the notice. 
 (4) The
Company shall comply with the requirements of Rule 14e-1 under the Exchange Act and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a
result of a Change of Control Repurchase Event. To the extent that the provisions of any securities laws or 

  
 21 

 
regulations conflict with the Change of Control Repurchase Event provisions of the Notes, the Company shall comply with the applicable securities laws and regulations and shall not be deemed to
have breached its obligations under the Change of Control Repurchase Event provisions of the Notes by virtue of such conflict. 
 (5) On the
Repurchase Price Payment Date, the Company shall, to the extent lawful: 
 (i) accept for payment all Notes or portions of
Notes properly tendered pursuant to the Change of Control Offer; 
 (ii) deposit with the Paying Agent an amount equal to the
Repurchase Price in respect of all Notes or portions of Notes properly tendered; and 
 (iii) deliver or cause to be
delivered to the Trustee the Notes properly accepted together with an Officers’ Certificate stating the aggregate principal amount of Notes or portions of Notes being purchased. 

The Paying Agent shall promptly deliver to each Holder of Notes properly tendered the Repurchase Price for such Notes, and the Trustee shall promptly
authenticate (if applicable) and deliver (or cause to be transferred by book-entry) to each Holder of Notes properly tendered a new Note equal in principal amount to any unpurchased portion of any Notes surrendered; provided that each new
Note will be in a principal amount of $2,000 or any integral multiple of $1,000 in excess thereof. 
 (6) Notwithstanding the foregoing, the
Company shall not be required to make an offer to repurchase the Notes upon a Change of Control Repurchase Event if (i) a third party makes such an offer in respect of the Notes in the manner, at the times and otherwise in compliance with the
requirements for an offer made by the Company and such third party purchases all the Notes properly tendered and not withdrawn under its offer or (ii) the Company has given written notice of a redemption as provided under Section 1104 of
the Base Indenture; provided that the Company has not failed to pay the Redemption Price on the Redemption Date. 
 SECTION 6.3.
Financial Reports  
 Section 704 of the Base Indenture shall apply to the reports, information, and documents delivered under
this Section 6.3. 
 (1) For so long as the Partnership is subject to the reporting requirements of Section 13 or 15(d) of the
Exchange Act, the Company shall provide (or cause its Affiliates to provide) to the Trustee, unless available on the Commission’s Electronic Data Gathering, Analysis and Retrieval System (or successor system), within 15 days after the
Partnership files the same with the Commission, copies of the annual reports and of the information, documents and other reports (or copies of such portions of any of the foregoing as the Commission may from time to time by rules and regulations
prescribe) which the Partnership may file with the Commission pursuant to Section 13 or Section 15(d) of the Exchange Act. The Trustee may conclusively presume, and shall incur no liability in such presumption, that the Partnership has not
filed any such reports, information, documents and other reports with the Commission that 

  
 22 

 
are not available on the Commission’s Electronic Data Gathering, Analysis and Retrieval System (or successor system) unless and until it shall have received written notice from the Company
to the contrary. 
 (2) For so long as any of the Notes remain Outstanding, the Company shall, or shall cause its Affiliates to, furnish to
the Holders of the Notes and prospective investors, upon their request, the information required to be delivered pursuant to Rule 144A(d)(4) under the Securities Act and, unless available on the Commission’s Electronic Data Gathering, Analysis
and Retrieval System (or successor system), such information for the Partnership (as if such rule applied to it); provided, however, that if any time the Partnership no longer directly or indirectly controls the Credit Parties or
guarantees the Notes, such information shall be provided for either (i) the Credit Parties on a combined and consolidated basis and taken as a whole or (ii) any Person that directly or indirectly controls the Credit Parties and guarantees
the Notes (in each case, as if such rule applied to such Person). The Company shall, or shall cause its Affiliates to, make the above information and reports available to securities analysts and prospective investors upon request. 

ARTICLE VII 
 Supplemental
Indentures 
 SECTION 7.1. Supplemental Indentures without Consent of Holders of Notes. 

For the purposes of the Base Indenture and this Sixth Supplemental Indenture, no amendment to cure any ambiguity, defect or inconsistency in
this Sixth Supplemental Indenture, the Base Indenture or the Notes made solely to conform this Sixth Supplemental Indenture, the Base Indenture or the Notes to the Description of the Notes contained in the Company’s offering memorandum dated
April 22, 2015, to the extent that such provision in the Description of the Notes was intended to be a verbatim recitation of a provision of this Sixth Supplemental Indenture, the Base Indenture or the Notes, shall be deemed to adversely affect
the interests of the Holders of any Notes. 
 SECTION 7.2. Supplemental Indentures with Consent of Holders of Notes. 

Section 902 of the Base Indenture shall not apply to the Notes, and, with respect to the Notes, any reference to Section 902 in the
Base Indenture shall instead be deemed to refer to this Section 7.2. 
 With the consent of the Holders of not less than a majority in
aggregate principal amount of the Outstanding Notes affected by such supplemental indenture (including consents obtained in connection with a tender offer or exchange for the Notes), by Act of said Holders delivered to the Company, the Guarantors
and the Trustee, the Company, the Guarantors and the Trustee may enter into an indenture or indentures supplemental hereto for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of the Indenture or
of modifying in any manner the rights of the Holders of such Notes under the Indenture; provided, however, no such supplemental indenture shall, without the consent of the Holder of each Outstanding Note affected thereby: 

(1) change the Stated Maturity of the principal of, or any installment of principal of or interest on, any Note; 

  
 23 

 (2) reduce the principal amount of any Note which would be due and payable at or upon a
declaration of acceleration of the maturity thereof pursuant to Section 502 and 503 of the Base Indenture, or reduce the rate of or extend the time of payment of interest on any Note; 

(3) reduce the Repurchase Price in connection with a Change of Control Repurchase Event; 

(4) reduce any premium payable upon the redemption of or change the date on which any Note may or must be redeemed; 

(5) change the coin or currency in which the principal of or premium, if any, or interest on any Note is payable; 

(6) impair the right of any Holder to institute suit for the enforcement of any such payment on or after the Stated Maturity thereof (or, in
the case of redemption, on or after the Redemption Date); 
 (7) reduce the percentage in principal amount of the Outstanding Notes the
consent of whose Holders is required for modification or amendment of this Sixth Supplemental Indenture or the Base Indenture or the consent of whose Holders is required for any waiver (of compliance with certain provisions of the Base Indenture or
this Sixth Supplemental Indenture or certain defaults thereunder and hereunder and their consequences) provided for in the Base Indenture and this Sixth Supplemental Indenture; 

(8) modify any of the provisions of this Section 7.2 or Section 512 or Section 1005 of the Base Indenture, except to increase
any such percentage or to provide that certain other provisions of this Sixth Supplemental Indenture cannot be modified or waived without the consent of the Holder of each Outstanding Note affected thereby; provided, however, that this clause shall
not be deemed to require the consent of any Holder with respect to changes in the references to “the Trustee” and concomitant changes in Section 902 and Section 1005 of the Base Indenture, or the deletion of this proviso, in
accordance with the requirements of Sections 611 and 901(7) of the Base Indenture; 
 (9) subordinate the Notes or any Guarantee of a
Guarantor in respect thereof to any other obligation of the Company or such Guarantor; 
 (10) modify the terms of any Guarantee in a manner
adverse to the Holders of the Notes; or 
 (11) modify clauses (1) through (10) above. 

It shall not be necessary for any Act of Holders under this Section 7.2 to approve the particular form of any proposed supplemental
indenture, but it shall be sufficient if such Act shall approve the substance thereof. 

  
 24 

 In addition, the Holders of at least a majority in aggregate principal amount of the Outstanding
Notes may, on behalf of the Holders of all Notes, waive compliance with the Credit Parties’ covenants described under Sections 6.1, 6.2 and 6.3 of this Sixth Supplemental Indenture and Article VIII of the Base Indenture. 

ARTICLE VIII 
 Defeasance

 SECTION 8.1. Covenant Defeasance. 

Section 1303 of the Base Indenture shall not apply to the Notes, and, with respect to the Notes, any reference to Section 1303 in the
Base Indenture shall instead be deemed to refer to this Section 8.1. 
 Upon the Company’s exercise of its option, if any, to have
this Section 8.1 applied to the Notes, or if this Section 8.1 shall otherwise apply to the Notes, (1) the Company and the Guarantors shall be released from their respective obligations and any covenants provided pursuant to Article VI
of this Sixth Supplemental Indenture and Section 301(18), Section 801, Section 901(1) or Section 901(12) and Article XIV of the Base Indenture for the benefit of the Holders of such Notes and (2) the occurrence of any event
specified in Section 501(4) and Section 501(8) of the Base Indenture shall be deemed not to be or result in an Event of Default, in each case with respect to such Notes and the related Guarantees as provided in this Section 8.1 on and
after the date the conditions set forth in Section 1304 of the Base Indenture are satisfied (hereinafter called “Covenant Defeasance”). For this purpose, such Covenant Defeasance means that, with respect to such Notes and
Guarantees, each of the Company and the Guarantors may omit to comply with and shall have no liability in respect of any term, condition or limitation set forth in any such specified Section, whether directly or indirectly by reason of any reference
elsewhere herein to any such Section or by reason of any reference in any such Section to any other provision herein or in any other document, but the remainder of the Base Indenture, this Sixth Supplemental Indenture and such Notes and Guarantees
shall be unaffected thereby. 
 ARTICLE IX 

Amendments 
 SECTION 9.1.
Amendments to the Fifth Supplemental Indenture. 
 Pursuant to Sections 901(13) and 901(14) of the Base Indenture, the Fifth
Supplemental Indenture is hereby amended as follows: 
 (1) each and every instance and place that “August 17, 2012” appears in
the Fifth Supplemental Indenture shall be replaced with “April 7, 2014”; 
 (2) (i) “$250,000,000”
and “6.250% Senior Notes due 2042” as they appear in the form of Note in Section 3.2 of the Fifth Supplemental Indenture shall be replaced with “$500,000,000” and “5.000% Senior Notes due 2044”, respectively; 

  
 25 

 (ii) “December 15, 2014” as it appears in the first instance in the
form of Note in Section 3.2 of the Fifth Supplemental Indenture shall be replaced with “April 7, 2014”; and 
 (3)
“August 14, 2012” as it appears in Section 7.1 of the Fifth Supplemental Indenture shall be replaced with “April 2, 2014”. 

SECTION 9.2. Ratification of the Fifth Supplemental Indenture. 

Except as expressly amended hereby, the Fifth Supplemental Indenture is in all respects ratified and confirmed and all the terms, conditions
and provisions thereof shall remain in full force and effect. 
 ARTICLE X 

Miscellaneous 
 SECTION
10.1. Execution as Supplemental Indenture. 
 This Sixth Supplemental Indenture is executed and shall be construed as an indenture
supplemental to the Base Indenture and, as provided in the Base Indenture, this Sixth Supplemental Indenture forms a part thereof. 

SECTION 10.2. Not Responsible for Recitals or Issuance of Notes. 

The recitals contained herein and in the Notes, except the Trustee’s certificates of authentication, shall be taken as the statements of
the Company and the Guarantors, as the case may be, and the Trustee assumes no responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of this Sixth Supplemental Indenture or of the Securities or
the Guarantees. The Trustee shall not be accountable for the use or application by the Company of the Notes or the proceeds thereof. 

SECTION 10.3. Separability Clause. 

In case any provision in this Sixth Supplemental Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality
and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 
 SECTION 10.4. Successors and
Assigns. 
 All covenants and agreements in this Sixth Supplemental Indenture by the Company and the Guarantors shall bind their
respective successors and assigns, whether so expressed or not. All agreements of the Trustee in this Sixth Supplemental Indenture shall bind its successors and assigns, whether so expressed or not. 

  
 26 

 SECTION 10.5. Execution and Counterparts. 

This Sixth Supplemental Indenture may be executed in any number of counterparts, each of which so executed shall be deemed to be an original,
and all such counterparts shall together constitute but one and the same instrument. 
 SECTION 10.6. Governing Law. 

This Sixth Supplemental Indenture shall be governed by, and construed in accordance with, the law of the State of New York. 

[Signature page to follow.] 

  
 27 

 IN WITNESS WHEREOF, the parties hereto have caused this Sixth Supplemental Indenture to be duly
executed all as of the day and year first above written. 
  

			
	Blackstone Holdings Finance Co. L.L.C.
		
	By:		Blackstone Holdings I L.P., its sole member
		
	By:		Blackstone Holdings I/II GP Inc., its general partner
		
	By:		 /s/ John G. Finley

	Name:		John G. Finley
	Title:		Chief Legal Officer
	
	Blackstone Holdings I L.P.
		
	By:		Blackstone Holdings I/II GP Inc., its general partner
		
	By:		 /s/ John G. Finley

	Name:		John G. Finley
	Title:		Chief Legal Officer
	
	Blackstone Holdings II L.P.
		
	By:		Blackstone Holdings I/II GP Inc., its general partner
		
	By:		 /s/ John G. Finley

	Name:		John G. Finley
	Title:		Chief Legal Officer

  
 [Signature Page to Sixth
Supplemental Indenture] 

 
			
	Blackstone Holdings III L.P.
		
	By:		Blackstone Holdings III GP L.P. , its general partner
		
	By:		Blackstone Holdings III GP Management L.L.C., its general partner
		
	By:		The Blackstone Group L.P., its sole member
		
	By:		Blackstone Group Management L.L.C., its general partner
		
	By:		 /s/ John G. Finley

	Name:		John G. Finley
	Title:		Chief Legal Officer
	
	Blackstone Holdings IV L.P.
		
	By:		Blackstone Holdings IV GP L.P., its general partner
		
	By:		Blackstone Holdings IV GP Management (Delaware) L.P., its general partner
		
	By:		Blackstone Holdings IV GP Management L.L.C., its general partner
		
	By:		The Blackstone Group L.P., its sole member
		
	By:		Blackstone Group Management L.L.C., its general partner
		
	By:		 /s/ John G. Finley

	Name:		John G. Finley
	Title:		Chief Legal Officer

  
 [Signature Page to Sixth
Supplemental Indenture] 

 
			
	The Blackstone Group L.P.
		
	By:		Blackstone Group Management L.L.C.,
its general partner
		
	By:		 /s/ John G. Finley

	Name:		John G. Finley
	Title:		Chief Legal Officer

  
 [Signature Page to Sixth
Supplemental Indenture] 

 
			
	 The Bank of New York Mellon,
 as
Trustee

		
	By:		 /s/ Laurence J. O’Brien

	Name:		Laurence J. O’Brien
	Title:		Vice President

  
 [Signature Page to Sixth
Supplemental Indenture]REFERRAL AGREEMENT

(For Individuals)

 

This Referral Agreement ("Agreement")
is made and entered into this 10th day of March, 2015 ("Effective Date"), by and between ChargePoint, Inc.,
a Delaware corporation ("ChargePoint"), and EV Charging USA, Inc., an individual having an address at 180 N LaSalle
Street, Suite 3700, Chicago IL 60601 ("Source"). The parties hereby agree as follows:

 

	1.		Term of Agreement. This Agreement shall be effective on the Effective Date
and will continue in effect for the entire beginning on the Effective Date and ending on 9th day of March 2016. Nothing in this
Agreement constitutes an offer of permanent employment and there will be no obligation for ChargePoint to pay Source a salary
or offer Source benefits of any sort. Source is under no obligation to work for ChargePoint for any set amount of hours and either
party may terminate this agreement at any time, with or without cause; provided that, except in the event of a termination of
this Agreement as a result of a breach by Source, Source shall be entitled to payment of any referral fee due to Source pursuant
to the provisions of Exhibit "A". Should the arrangement be terminated for any reason, Source will return any materials
ChargePoint has supplied and delete any ChargePoint related information, files, emails, and other materials from all computer
and other medium.

	2.		Services.

	(a)		Source shall perform the referral services set forth in Exhibit "A" and
shall be compensated as set forth therein. Source shall perform all Services in a professional and timely manner. Source, in his/her
sole discretion, shall determine the means and manner of performing the Services, and performance of this Agreement by Source
shall be measured solely by the results achieved.

	(b)		Unless otherwise specified on Exhibit A, Source shall provide the facilities, tools,
equipment and materials necessary to perform the Services, at Source's expense.

	(c)		Source will, while working on ChargePoint's premises, observe ChargePoint's rules
and policies relating to the security of, access to or use of such premises. Source may not remove any property of ChargePoint
or a third party from ChargePoint's premises without the prior written consent of ChargePoint.

	(d)		Source covenants, represents and warrants that all Work Product (as defined below)
provided by Source, and all Services performed under this Agreement comply, and in all cases will comply, with all applicable
laws, regulations and rules and do not violate and will not violate any contract by which Source is bound.

	(e)		Source represents and warrants that he/she has no outstanding agreement or obligation
that is in conflict with any of the provisions of this Agreement, or that would preclude Source from performing his obligations
hereunder, and further represents and warrants that he/she will not enter into any such conflicting agreement during the term
of this Agreement.

	(f)		Source represents and warrants that Source does not have in place, nor does Source
intend to have in place, during the term of this Agreement, an agreement with any other party pursuant to which Source will provide
the referrals described in Exhibit A. In any event, Source agrees that any services Source performs for any third party are subject
to Source's compliance with its obligations under this Agreement, including without limitation the provisions relating to confidentiality
and IP Rights.

	3.		Fees; Expenses; Taxes.

	(a)		ChargePoint will compensate Source directly in accordance with the payment terms described
in Exhibit "A".

	(b)		Source will be solely responsible for any expenses he/she incurs in connection with
the Services including without limitation travel and telephone charges unless approved in advance by a ChargePoint Representative.
Unless specifically set forth in Exhibit A, ChargePoint will not reimburse Source for any expenses. To the extent that
expenses are reimbursable pursuant to Exhibit A, as a condition to reimbursement of such expenses, Source must submit to ChargePoint
reasonable evidence that the amount involved was expended and related to the Services provided under this Agreement.

    	 	 	 

    	 

    
	4.		Independent Contractor Relationship. Source and ChargePoint agree that no employment
relationship is created by this Agreement. ChargePoint is interested only in the results to be achieved. Source is an independent
contractor and Source will not be considered an agent or common law employee of ChargePoint for anyp urpose. Source is not entitled
to or eligible to receive any benefits that ChargePoint provides to its common law employees, including but not limited to, health
insurance, life insurance, or other similar benefits. Source will have no authority to enter into contracts that bind ChargePoint
or create obligations on the part of ChargePoint without the prior written authorization of ChargePoint. No FICA, FUTA or State
unemployment taxes will be payable by ChargePoint on Source's behalf. If a business license is required in Source's locality,
Source shall secure such a license at Source's expense, and shall provide ChargePoint with the date of issuance and license number.

	5.		Confidential Information.

	(a)		"Confidential Information" shall mean (i) information relating to
ChargePoint 's existing and future services and/or products, including, without limitation, works of authorship, proprietary technology,
techniques, procedures, algorithms, trade secrets, discoveries, ideas, inventions (whether patentable or not), concepts, know-how,
designs, schematics, specifications, drawings, diagrams, data, formulae, models, reports, studies, statistics, prototypes, computer
programs, patent disclosures, patent applications, development or experimental work, formulae, engineering or test data, product
specifications, product development plans, structures, methods and processes disclosed by ChargePoint to Source or obtained or
created by Source through observation or examination of information or otherwise in connection with the Services; (ii) ChargePoint'
marketing information (including without limitation marketing strategies, customer lists and requirements and product prices);
(iii) future product or service plans; (iv) financial information provided to Source by ChargePoint ; (v) ChargePoint' personnel
information (including without limitation contractor or employee compensation); and (vi) any other confidential business information
of ChargePoint. Confidential Information shall also include descriptions of the existence or progress of the above-described information.

	(b)		At all times during this Agreement and at all times thereafter, Source will keep in
strict confidence and trust all Confidential Information, and Source will not use, reproduce or disclose any Confidential Information
without the written consent of ChargePoint. The foregoing obligations of Source shall continue until such time as the Confidential
Information is publicly known, without fault on the part of Source.

	(c)		Source recognizes that ChargePoint has received, and in the future will receive, information
from third parties which is confidential and/or proprietary information subject to a duty on ChargePoint's part to maintain the
confidentiality of such information and to use it only for certain limited purposes. Source agrees that during the term of this
Agreement and thereafter, Source owes ChargePoint and such third parties a duty to hold all such confidential or proprietary information
in the strictest confidence and not to disclose it, except as necessary in carrying out Source's work for ChargePoint and then
only as consistent with ChargePoint 's agreement with the applicable third party, and not to use it for the benefit of anyone
other than for ChargePoint or such third party consistent with ChargePoint 's agreement with such third party.

	(d)		If Source is subject to legal, judicial or governmental proceedings requiring disclosure
of Confidential Information, then, prior to any such disclosure, Source will provide ChargePoint with an opportunity to obtain,
a protective order or confidential treatment of, or a confidentiality agreement with respect to, the Confidential Information.

	(e)		All ChargePoint property, including, but not limited to, Confidential Information,
reports, documents, data, records, equipment, video tapes, film and other tangible property, whether or not pertaining to Confidential
Information, provided to Source by ChargePoint or produced by Source or others in connection with Source providing Services under
this Agreement shall be and remain the sole property of ChargePoint and shall be returned promptly to ChargePoint as and when
requested by ChargePoint.

	(f)		Source must not use ChargePoint's name or logo in any advertising nor as a reference
for any promotional purposes without ChargePoint's prior written consent.

    	 	 	 

    	 

    
	(g)		Source acknowledges that (i) the restrictions and obligations contained in this Section 5 are reasonable and necessary to protect ChargePoint 's legitimate interests; (ii) in the event of Source's violation of these restrictions or breach of these obligations, remedies at law will be inadequate and violation or breach may cause irreparable damages to ChargePoint within a short period of time; and (iii) ChargePoint will be entitled to injunctive relief, without posting bond or other security, against Source for each and every violation or breach, provided Source is given lawful notice of the proceeding and an opportunity to appear.

                                                                                 

                                                                                ChargePoint shall be entitled to recover from Source any costs or expenses incurred in obtaining relief against breach of this Agreement by Source, including, but not limited to, legal fees and costs. Nothing in this Section shall be construed as prohibiting ChargePoint from pursuing any other remedies available to it for such breach or threatened breach, including recovery of damages from Source.

	6.		Work Product.

	(a)		"Work Product" means any and all works of authorship, visual works,
audio works, audio-visual works, musical and/or other recordings and/or compositions, inventions, processes, discoveries, developments,
improvements, trade secrets, know-how, data, designs, trademarks, trade dress, service marks, copyrightable works, formulas, algorithms,
prototypes, mask works, methods, plans, reports, specifications, techniques and other intellectual property that constitute, pertain
to, or are embodied in information or materials that Source provides to ChargePoint , or that Source may solely or jointly make
or conceive, develop, reduce to practice or learn during the period of this Agreement which are within the scope of the Services
to be provided by Source under this Agreement, or that result from tasks assigned Source by ChargePoint (hereinafter "Work
Product"). Source must promptly disclose and deliver the Work Product to ChargePoint.

	(b)		Source agrees that all Work Product shall be "work made for hire" and
shall be the sole property of ChargePoint and its assigns, and that ChargePoint and its assigns shall be the sole owner of all
patents, trademarks, copyrights and other intellectual property rights in connection therewith ("IP Rights"). Source
agrees to waive any and all claims to and rights in, and to assign and transfer, and does hereby expressly and irrevocably waive
all claims to and rights in, and to assign and transfer, all rights, title, and interest, worldwide, in and to the Work Product,
including without limitation, all 1P Rights, moral rights and other proprietary rights embodied in or relating to the Work Product.

	(c)		Source is responsible for obtaining all rights in the Work Product and, unless otherwise
specified on Exhibit A, shall pay all fees, including licenses and royalties, or other charges applicable thereto. Source further
agrees as to all Work Product to assist ChargePoint in every proper way (but at ChargePoint's expense) to secure, perfect, register,
maintain, defend and enforce IF Rights in the Work Product in any and all countries, and to that end Source will execute all documents
with respect thereto, as ChargePoint may desire, together with any assignments thereof to ChargePoint or persons designated by
it. Source's obligation to assist ChargePoint shall continue beyond the termination of this Agreement, but ChargePoint shall compensate
Source at a reasonable rate commensurate with rates paid by others for comparable services after such termination for time actually
spent by Source at ChargePoint's request on such assistance. In the event that ChargePoint is unable for any reason whatsoever
to secure Source's signature to any lawful and necessary document required to secure, perfect, register, maintain, defend or enforce
the IP Rights with respect to Work Product, Source hereby irrevocably designates and appoints ChargePoint and its duly authorized
officers and agents, as Source's agents and attorneys-in-fact to act for and in Source's behalf and instead of Source, to execute
and file any such document and to do all other lawfully permitted acts to further the prosecution, perfection, registration, maintenance,
defense and/or enforcement of the IP Rights thereon with the same legal force and effect as if executed by Source.

	(d)		ChargePoint acknowledges that the term 'Work Product" is not intended to and
does not include Background Technology. As used in this Agreement, "Background Technology" means any discovery, invention,
improvement, trade secret or work of authorship that Source can prove by documentary evidence that all of the following requirements
are satisfied:

	(i)		the Background Technology was developed entirely on Source's own time without using
ChargePoint's equipment, supplies, facilities or trade secret information;

	(ii)		at the time of conception or reduction to practice the Background Technology does
not relate to ChargePoint 's business, or actual or demonstrably anticipated research or development of ChargePoint ; and

    	 	 	 

    	 

    
	(iii)		the Background Technology does not result from any work performed by Source for or on behalf of ChargePoint.

                                                                                 

                                                                                As a matter of record Source has set forth on Exhibit B attached to this Agreement
                                                                                a complete list of all Background Technology which Source desires to remove from the operation of this Agreement; and Source covenants that such list is complete.
If no such list is attached, Source represents that Source has made no invention, improvement, development, trade secret or work
of authorship that is to be removed from the operation of the provisions of this Section 7. Source acknowledges and agrees
that ChargePoint and its subsidiaries and affiliates are free to compete or develop Work Product or other products within the
areas and types of products described in any such lists.

	(e)		If any Background Technology is used as part of the Services or embodied or incorporated
in any Deliverable or the Work Product, Source agrees to grant, and hereby does irrevocably grant, to ChargePoint a nonexclusive,
perpetual, irrevocable, unrestricted, worldwide, fully paid license, with the right to sublicense, to make, have made, sell, offer
to sell, import, use, modify, have modified, create derivative works, perform, display, execute, distribute (including through
multiple tiers) and reproduce, in whole or in part, such Background Technology. Source agrees not to assert any patent or copyright
owned or controlled by Source against ChargePoint, its affiliates and its and their direct and indirect channel partners and customers
in connection with any of the software or other Deliverables, Work Product or any other subject matter directly or indirectly
containing or derived from Services done under or in anticipation of this Agreement.

		(f)	Source must not provide under,
                                         or have provided in contemplation of, this Agreement any idea, data, program, technical,
                                         business or other intangible information, however conveyed, or any document, print, tape,
                                         disc, semiconductor memory or other information-conveying tangible article, unless Source
                                         has the right to do so, and none of the foregoing will be considered confidential or
                                         proprietary.

	7.		Property of Others. Source warrants and represents that Source's performance
under this Agreement does not and will not breach any obligation to maintain the confidentiality of confidential information or
trade secret, if any, acquired by Source in confidence or in trust. Source has not brought and will not bring to ChargePoint or
use in the performance of Source's responsibilities at ChargePoint any equipment, supplies, facility, confidential information
or intellectual property of any third party, including without limitation, current or former clients to which Source provided
services, unless Source has obtained written authorization for their possession and use.

	8.		Representations and Warranties. Source hereby further warrants, represents,
covenants and agrees as follows:

	(a)		The Work Product does not and will not violate, invade, infringe upon, interfere with,
conflict with, or unfairly compete with, the rights (including without limitation all common law or statutory rights) of any other
person or entity, and there does not now and will not exist any claim by a third party in or to the Work Product, and no third
party has or will have any rights in and to the Work Product.

	(b)		All necessary licenses and permission for the recording, production, public display,
public performance, publication, distribution and use by ChargePoint and its contractors and customers, if any, of the Work Product
have been or will be obtained by Source and, except as specified on Exhibit A, all fees, including licenses and royalties, or
other charges applicable thereto have been or will be fully paid by Source.

	9.		Termination.

	(a)		Each party shall have the right to terminate this Agreement immediately, at any time,
for convenience.

	(b)		Upon any termination of this Agreement, Source must cease performing any and all Services
contemplated under this Agreement unless ChargePoint requests in writing that Source complete such Services. In such event, all
rights and obligations of the parties under this Agreement continue in effect with respect to the Services until their completion.

	(c)		Upon any termination of this Agreement for any reason, Source must, within five (5)
days of the termination, return or otherwise provide to ChargePoint all of the Confidential Information, including without limitation
all Work Product, and any software, equipment or other materials provided by ChargePoint to Source. In addition, Source must provide
to ChargePoint or destroy (at ChargePoint's option) any and all documents, memoranda, notes, and other tangible embodiments, in
electronic or non-electronic form, prepared by or on behalf of Source based on or which include Confidential Information to the
extent necessary to remove all such Confidential Information from Source's possession or control. Upon ChargePoint's request,
Source shall certify in writing that Source has complied with this Section 9(c).

	(d)		If ChargePoint terminates this Agreement pursuant to Section 9, then in addition to
any other rights or remedies ChargePoint may have in law or in equity, ChargePoint shall be released from any payment obligation,
other than for payments due and payable on the date of termination.

	(e)		Sections 2(d), 2(e), 4-8, and 10-11 shall survive termination of this Agreement for
any reason.

	10.		Cumulative Remedies. Any and all rights and remedies of ChargePoint upon Source's
breach of or default under this Agreement are cumulative with and not exclusive of any other right or remedy conferred by this
Agreement or by law or equity on ChargePoint, and ChargePoint's exercise of any one remedy will not preclude the exercise of any
other.

	11.		Assignment; Successors and Assigns. The parties agree that this is a contract
for Source's personal services and cannot in any way be assumed or assigned by, or delegated to, any third party without ChargePoint's
prior express written permission. Any attempted assumption, assignment or delegation by Source without the required consent is
void. ChargePoint may freely assign its rights, obligations and/or this Agreement. This Agreement inures to the benefit of successors
and assigns of ChargePoint, and is binding upon Source's heirs, executors, administrators or other legal representatives

	12.		Notices. Any notice required or permitted to be given by either party under
this Agreement will be in writing and will be personally delivered or sent by a reputable overnight mail service (e.g., Federal
Express), or by first class mail (certified or registered), or by facsimile confirmed by first class mail (registered or certified),
to the other party. Notices will be deemed effective (0 three (3) working days after deposit, postage prepaid, if mailed, (ii)
the next day if sent by overnight mail, or (iii) the same day if sent by facsimile and confirmed as set forth above. A copy of
any notice to ChargePoint will be sent to the following:

ChargePoint, Inc. 

1692 Dell Avenue

Campbell, CA 95008

Attn: Pennie Sponsel, Director, Human Resources

Fax: 408 370 3847

 

	13.		Governing Law. This Agreement and any action related thereto will be governed,
controlled, interpreted and defined by and under the laws of the State of California and the United States, without regard to
the conflicts of laws provisions thereof. The exclusive jurisdiction and venue of any action with respect to the subject matter
of this Agreement will be the state courts of the State of California for the County of Santa Clara or the United States District
Court for the Northern District of California and each of the parties hereto submits itself to the exclusive jurisdiction and
venue of such courts for the purpose of any such action. The parties agree that service of process by US mail certified; to the
last known address of a party, as provided or as changed in accordance with the provisions of this Agreement, shall be valid.

	14.		Miscellaneous. This Agreement supersedes and cancels any and all previous agreements
of whatever nature between ChargePoint and Source with respect to the matters covered herein. This Agreement constitutes the full,
complete and exclusive agreement between Source and ChargePoint with respect to the subject matters herein. No modification or
waiver of this Agreement, or any portion hereof, shall be valid unless made in writing and signed by the parties hereto. The failure
of any party to require performance by another party of any provision of this Agreement shall in no way affect the full right
to require such performance at any time thereafter. Should any provisions of this Agreement be found unenforceable, the remainder
shall still be in effect. This Agreement has been negotiated by the parties and their respective attorneys, and the language of
this Agreement shall not be construed for or against either party. The headings are not part of this Agreement. Either the original
or copies, including facsimile transmissions, of this Agreement, may be executed in counterparts, each of which shall be an original
as against any party whose signature appears on such counterpart and all of which together shall constitute one and the same instrument.

 

Accepted and Agreed:

 

	EV Charging USA, INC	 	 	CHARGE POINT, INC.	 
	By:	/s/ Brian C. Howe	 	By:	/s/ Antonio Canova
	Print Name:	Brian C. Howe	 	Print Name	Antonio Canova
	 	 	 	Its:	COO

    	 	 	 

    	 

    

EXHIBIT A

STATEMENT OF WORK

 

1. GENERAL 

 

This is a Statement of Work under the
Consulting Agreement by and between ChargePoint, Inc., a Delaware corporation ("ChargePoint"), and EV Charging
USA, INC ("Source") dated 10th day of March 2015 ("Agreement") and is subject to the terms and
conditions of the Agreement.

 

2. SUMMARY OF THE SERVICES AND DESCRIPTION OF DELIVERABLES 

 

Source will perform the following services:

 

Source will provide referrals to ChargePoint
from time to time of customers located in the State of Illinois. Other referrals will be accepted on a case-by-case, pre-approval
basis.

 

3. CHARGEPOINT REPRESENTATIVE 

 

4. PAYMENTS

 

ChargePoint will pay Source a finder's
fee equal to 10% on all referenced sales of ChargePoint branded product made by ChargePoint that meet each of the following conditions:

 

 A. The finder's fee is available for ChargePoint direct deals only.

 B. The finder's fee is available only for referrals registered by Source in writing with the ChargePoint Representative set forth in paragraph 3 and that are accepted by the ChargePoint representative in writing.

 C. The finder's fee is available only with respect to referrals that had not already been contacted by ChargePoint or a ChargePoint partner prior to the time of the referral.

 D. The finder's fee is payable only with respect to the specific project for which Source provided the referral. Payment to Source is due net thirty (30) days from the date the referenced customer pays ChargePoint.

    	 

    	 

    

EXHIBIT B

LIST OF BACKGROUND
TECHNOLOGY

 

Pursuant to the Consulting
Agreement between EV Charging USA, Inc. ("Source") and ChargePoint, Inc., a Delaware corporation ("ChargePoint"),
dated 10th day of March, 2015 ("Agreement"), the following is a complete list of all Background Technology
as defined in the Agreement relevant to the subject matter of the Services that Source will provide to ChargePoint pursuant to
the Agreement. Source desires to remove from the Work Product (as defined in the Agreement) with respect to the Services to be
provided to ChargePoint , the Background Technology listed, if any, which are noted by an * and Source's initials next to such
Background Technology:

 

X No inventions or improvements.

X  See below.

_____Additional sheets
attached.

 

This List of Background Technology is part
of and incorporated by reference into the Agreement.

 

Signature: /s/ Brian Howe

Name: /s/ Brian Howe

Date: 4/22/15

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