Document:

Amendment Two to Employment Agreement - Nussbaum

EXHIBIT 10.5 (iii) 
 
AMENDMENT TWO 
TO 
EMPLOYMENT AGREEMENT 
 
Effective January 1, 2003, this AMENDMENT TWO TO EMPLOYMENT
AGREEMENT by and between Anthem Insurance Companies, Inc., an Indiana insurance company (the “Company”), and Samuel R. Nussbaum, M.D. (the “Executive”) hereby amends the EMPLOYMENT AGREEMENT (the “Agreement”) between
the parties dated as of the 2nd day of January, 2001, as follows: 
 

	1.	 	Section 2 of the Agreement is hereby amended by deleting the termination date and inserting in place thereof the 31st day of December, 2004. 

 

	2.	 	The first paragraph of Section 11 of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “eighteen
(18) months.” 

 

	3.	 	Section 16(b) of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “eighteen (18) months.”

 

	4.	 	All other provisions of the Agreement shall remain in full force and effect. 

 
IN WITNESS WHEREOF, the Company and the Executive have duly executed this AMENDMENT TWO TO EMPLOYMENT
AGREEMENT effective as of the day and year first above written. 
 
 

	 Samuel R. Nussbaum, M.D.
  
	 	 	 	 Anthem Insurance Companies, Inc.
  

	
	 /s/    Samuel R. Nussbaum, M.D.
	 	 	 	 By:
	 	 /s/    Larry C. Glasscock

	
	 	 	 	 	

	 	 	 	 	  
 Name: Larry C. Glasscock
  
 Title: President and CEOAmendment One to Employment Agreement - Smith

EXHIBIT 10.6 (i) 
 
AMENDMENT ONE 
TO 
EMPLOYMENT AGREEMENT 
 
Effective January 1, 2003, this AMENDMENT ONE TO EMPLOYMENT
AGREEMENT by and between Anthem Insurance Companies, Inc., an Indiana insurance company (the “Company”) and Michael L. Smith (the “Executive”) hereby amends the EMPLOYMENT AGREEMENT (the “Agreement”) between the parties
dated as of the 1st day of January, 2000, as follows: 
 

	1.	 	Section 2 of the Agreement is hereby amended by deleting the termination date and inserting in place thereof the 31st day of December, 2005. 

 

	2.	 	Section 11 of the Agreement is hereby amended by deleting from Subsections (a), (d), (e), and (f) the phrase “for the remainder of the Term,” and inserting
in the first paragraph after the word “pay” the phrase “, for the greater of two (2) years or the remainder of the Term,”. 

 

	3.	 	All other provisions of the Agreement shall remain in full force and effect. 

 
IN WITNESS WHEREOF, the Company and the Executive have duly executed this AMENDMENT ONE TO EMPLOYMENT
AGREEMENT effective as of the day and year first above written. 
 
 

	 Michael L. Smith
  
	 	 	 	 Anthem Insurance Companies, Inc.
  

	
	 /s/    Michael L. Smith
	 	 	 	 By:
	 	 /s/    Larry C. Glasscock

	
	 	 	 	 	

	 	 	 	 	  
 Name: Larry C. Glasscock
  
 Title: President and CEOAmendment Five to Employment Agreement - Dorr

EXHIBIT 10.7 (vi) 
 
AMENDMENT FIVE 
TO 
EMPLOYMENT AGREEMENT 
 
Effective January 1, 2003, this AMENDMENT FIVE TO EMPLOYMENT
AGREEMENT by and between Anthem Insurance Companies, Inc., an Indiana insurance company (the “Company”) and Marjorie W. Dorr (the “Executive”) hereby amends the EMPLOYMENT AGREEMENT (the “Agreement”) between the parties
dated as of the 1st day of January, 1999, as follows: 
 

	1.	 	Section 2 of the Agreement is hereby amended by deleting the termination date and inserting in place thereof the 31st day of December, 2005. 

 

	2.	 	The first paragraph of Section 11 of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “two (2)
years.” 

 

	3.	 	Section 16(b) of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “two (2) years.”

 

	4.	 	All other provisions of the Agreement shall remain in full force and effect. 

 
IN WITNESS WHEREOF, the Company and the Executive have duly executed this AMENDMENT FIVE TO EMPLOYMENT
AGREEMENT effective as of the day and year first above written. 
 
 

	 Marjorie W. Dorr
  
	 	 	 	 Anthem Insurance Companies, Inc.
  

	
	 /s/    Marjorie W. Dorr
	 	 	 	 By:
	 	 /s/    Larry C. Glasscock

	
	 	 	 	 	

	 	 	 	 	  
 Name: Larry C. Glasscock
  
 Title: President and CEOAmendment Four to Employment Agreement - Faller

EXHIBIT 10.8 (v) 
 
AMENDMENT FOUR 
TO 
EMPLOYMENT AGREEMENT 
 
Effective January 1, 2003, this AMENDMENT FOUR TO EMPLOYMENT
AGREEMENT by and between Anthem Insurance Companies, Inc., an Indiana insurance company (the “Company”) and Keith R. Faller (the “Executive”) hereby amends the EMPLOYMENT AGREEMENT (the “Agreement”) between the parties
dated as of the 1st day of January, 1999, as follows: 
 

	1.	 	Section 2 of the Agreement is hereby amended by deleting the termination date and inserting in place thereof the 31st day of December, 2005. 

 

	2.	 	The first paragraph of Section 11 of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “two (2)
years.” 

 

	3.	 	Section 16(b) of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “two (2) years.”

 

	4.	 	All other provisions of the Agreement shall remain in full force and effect. 

 
IN WITNESS WHEREOF, the Company and the Executive have duly executed this AMENDMENT FOUR TO EMPLOYMENT
AGREEMENT effective as of the day and year first above written. 
 
 

	 Keith R. Faller
  
	 	 	 	 Anthem Insurance Companies, Inc.
  

	
	 /s/    Keith R. Faller
	 	 	 	 By:
	 	 /s/    Larry C. Glasscock

	
	 	 	 	 	

	 	 	 	 	  
 Name: Larry C. Glasscock
  
 Title: President and CEOAmendment Two to Employment Agreement - Houk

EXHIBIT 10.9 (iii) 
 
AMENDMENT TWO 
TO 
EMPLOYMENT AGREEMENT 
 
Effective January 1, 2003, this AMENDMENT TWO TO EMPLOYMENT
AGREEMENT by and between Anthem Insurance Companies, Inc., an Indiana insurance company (the “Company”), and Michael D. Houk (the “Executive”) hereby amends the EMPLOYMENT AGREEMENT (the “Agreement”) between the parties
dated as of the 12th day of August, 2000, as follows: 
 

	1.	 	Section 2 of the Agreement is hereby amended by deleting the termination date and inserting in place thereof the 31st day of December, 2004. 

 

	2.	 	The first paragraph of Section 11 of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “eighteen
(18) months.” 

 

	3.	 	Section 16(b) of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “eighteen (18) months.”

 

	4.	 	All other provisions of the Agreement shall remain in full force and effect. 

 
IN WITNESS WHEREOF, the Company and the Executive have duly executed this AMENDMENT TWO TO EMPLOYMENT
AGREEMENT effective as of the day and year first above written. 
 
 

	 Michael D. Houk
  
	 	 	 	 Anthem Insurance Companies, Inc.
  

	
	 /s/    Michael D. Houk
	 	 	 	 By:
	 	 /s/    Larry C. Glasscock

	
	 	 	 	 	

	 	 	 	 	  
 Name: Larry C. Glasscock
  
 Title: President and CEOAmendment Four to Employment Agreement - Matthews

EXHIBIT 10.10 (v) 
 
AMENDMENT FOUR 
TO 
EMPLOYMENT AGREEMENT 
 
Effective January 1, 2003, this AMENDMENT FOUR TO EMPLOYMENT
AGREEMENT by and between Anthem Insurance Companies, Inc., an Indiana insurance company (the “Company”) and Caroline S. Matthews (the “Executive”) hereby amends the EMPLOYMENT AGREEMENT (the “Agreement”) between the
parties dated as of the 1st day of April, 1999, as follows: 
 

	1.	 	Section 2 of the Agreement is hereby amended by deleting the termination date and inserting in place thereof the 31st day of December, 2004. 

 

	2.	 	Section 8 of the Agreement is hereby replaced in its entirety with the following: 

 

	 	8.	 	Death of The Executive. In the event the Executive’s employment is terminated as a result of the Executive’s death, the estate of the Executive
shall be entitled to receive the Executive’s Salary for a period of the lesser of six (6) months or the unexpired portion of the Term, plus an amount equal to fifty percent (50%) of Target Annual Incentive and Target Long-Term Incentive for the
year of death. 

 

	3.	 	Section 9 of the Agreement is hereby replaced in its entirety with the following: 

 

	 	9.	 	Disability of The Executive. In the event the Executive’s employment is terminated as a result of Disability, the Executive shall be entitled to receive
her Salary and medical and dental benefits for a period of the lesser of six (6) months or the unexpired portion of the Term, plus an amount equal to fifty percent (50%) of Target Annual Incentive and Target Long-Term Incentive for the year of
Disability, reduced by any payments received by the Executive under the Company’s executive long-term disability plan. 

 

	4.	 	Section 11 of the Agreement is hereby replaced in its entirety with the following: 

 

	 	11.	 	Termination Other Than For Cause. In the event the Executive’s employment is terminated by the Company other than For Cause, the Company shall have no
further obligations or liabilities under this Agreement except that the Company shall pay, for the greater of eighteen (18) months or the remainder of the Term, the following to the Executive if the Executive satisfies the terms of Section 13:

 
(a) the
Executive’s Salary; 
 
(b)
the Annual Incentive and Long-Term Incentive awards for the year of termination, based upon the achievement of the performance goals for the plans for the entire year of termination prorated to reflect the full number of months the Executive was
employed during that year; 
 
(c)
all unvested, prior Long-Term Incentive awards; 
 
(d) an amount equal to fifty percent (50%) of any Target Annual Incentive and Target Long-Term Incentive opportunity which the Executive would otherwise have been eligible to receive as of the effective date of the Executive’s
termination of employment; and 
 
(e) the medical and dental plan benefits which the Executive would otherwise have been eligible to receive as of the effective date of the Executive’s termination of employment. 
 

	5.	 	Section 16(b) of the Agreement is hereby amended by deleting the provision “one (1) year” and inserting in place thereof “eighteen (18) months.”

 
IN WITNESS WHEREOF, the Company
and the Executive have duly executed this AMENDMENT FOUR TO EMPLOYMENT AGREEMENT effective as of the day and year first above written. 
 

	 Caroline S. Matthews
  
	 	 	 	 Anthem Insurance Companies, Inc.
  

	
	 /s/    CAROLINE S.
MATTHEWS
	 	 	 	 By:
	 	 /s/    LARRY C.
GLASSCOCK

	
	 	 	 	 	

	 	 	 	 	  
 Name: Larry C. Glasscock
  
 Title: President and CEO

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