Document:

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Exhibit 10.1
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Certain identified information has been excluded from the exhibit as such information would likely cause competitive harm to the registrant if publicly disclosed. Such exclusions have been marked with a [****].
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LOYALTYONE, CO.
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-and-
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BANK OF MONTREAL
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FIFTH AMENDMENT 
TO
AMENDED AND RESTATED PROGRAM PARTICIPATION AGREEMENT
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DATED AS OF JULY 4, 2022
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FIFTH AMENDMENT TO AMENDED AND RESTATED 
PROGRAM PARTICIPATION AGREEMENT
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This Fifth Amendment to the Amended and Restated Program Participation Agreement (this “Fifth Amendment”) effective as of July 4, 2022 (the “Agreement Date”) is entered into by and between Bank of Montreal (“Bank”) and LoyaltyOne, Co. (“LM”), and constitutes an amendment to and modification of the Amended and Restated Program Participation Agreement dated as of November 1, 2017 by and between Bank and LM, as amended (the “Agreement”). BMO and LM are sometimes hereinafter referred to collectively as the “Parties” and individually as a “Party”.
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WHEREAS, Bank and LM have entered into the Agreement, pursuant to which the Bank participates in the AIR MILES Rewards Program operated by LM; and
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WHEREAS, Bank issues BankCards to its customers where AIR MILES reward miles can be earned; and,
WHEREAS, the Parties now wish to further amend the Agreement; and,
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WHEREAS, capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in the Agreements.
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NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree to the following:
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		1.	Prior Agreements. The terms of the Agreement and the terms set forth in this Fifth Amendment shall as of the Agreement Date continue to govern the BankCard benefits pursuant to the Agreement.	

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		2.	Amendments.	

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		a.	The Agreement is hereby amended by deleting Section 8.1(e)(iii) in its entirety and replacing it with the following: 	

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[****]
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		b.	Schedule 8.1(e)(iii) as attached hereto as Exhibit A will be placed directly after Schedule 8.1(e)(ii) in the Agreement.	

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		3.	Incorporation of the Agreement. The terms and conditions of the Agreement shall continue in full force and effect, except to the extent they are expressly superseded or modified by or inconsistent with the terms and conditions of this Fifth Amendment, in which event, the Fifth Amendment shall control.	

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		4.	Governing Law. This Fifth Amendment will be interpreted in accordance with the laws of the Province of Ontario and the federal laws of Canada applicable therein. The parties must submit to the jurisdiction of the courts of the Province of Ontario.	

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IN WITNESS WHEREOF this Amendment has been executed by the Parties by their authorized signing officers as of the date first above-mentioned.
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LOYALTYONE, CO.
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By: /s/ Rachel MacQueen
Name: Rachel MacQueen
Title: SVP, Collector Experience & Marketing
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By: /s/ Charles Horn
Name: Charles Horn
Title: Officer 
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BANK OF MONTREAL
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By: /s/ illegible
Name: /s/ illegible
Title: VP – Product, Partnerships & Innovation

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Exhibit 10.2
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Certain identified information has been excluded from the exhibit as such information would likely cause competitive harm to the registrant if publicly disclosed. Such exclusions have been marked with a [****].
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LOYALTYONE, CO.
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-and-
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BANK OF MONTREAL
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SIXTH AMENDMENT
TO
AMENDED AND RESTATED PROGRAM PARTICIPATION AGREEMENT
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DATED AS OF JULY 5, 2022
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SIXTH AMENDMENT TO AMENDED AND RESTATED 
PROGRAM PARTICIPATION AGREEMENT
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This Sixth Amendment to the Amended and Restated Program Participation Agreement (this “Sixth Amendment”) effective as of July 5, 2022 (the “Amendment Effective Date”) is entered into by and between Bank of Montreal (“Bank”) and LoyaltyOne, Co. (“LM”), and constitutes an amendment to and modification of the Amended and Restated Program Participation Agreement dated as of November 1, 2017 by and between Bank and LM, as amended (the “Agreement”). BMO and LM are sometimes hereinafter referred to collectively as the “Parties” and individually as a “Party”.
​
WHEREAS, Bank and LM have entered into the Agreement, pursuant to which the Bank participates in the AIR MILES Rewards Program operated by LM; and
​
WHEREAS, Bank issues BankCards to its customers where AIR MILES reward miles can be earned; and,
WHEREAS, the Parties now wish to further amend the Agreement; and,
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WHEREAS, capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in the Agreements.
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NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree to the following:
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		1.	Prior Agreements. The terms of the Agreement and the terms set forth in this Sixth Amendment shall, as of the Amendment Effective Date, continue to govern the BankCard benefits pursuant to the Agreement.	

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		2.	Amendments.	

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		a.	The Agreement is hereby amended by adding a new subsection after Section 8.1(b)(x) as follows: 	

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[****]
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		b.	The Agreement is hereby amended by adding a new Schedule 8.1(b)(xi), attached hereto as Exhibit A.  	

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		3.	Incorporation of the Agreement. The terms and conditions of the Agreement shall continue in full force and effect, except to the extent they are expressly superseded or modified by or inconsistent with the terms and conditions of this Sixth Amendment, in which event, the Sixth Amendment shall control.	

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		4.	Governing Law. This Sixth Amendment will be interpreted in accordance with the laws of the Province of Ontario and the federal laws of Canada applicable therein. The parties must submit to the jurisdiction of the courts of the Province of Ontario.	

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		5.	Counterparts. This Amendment may be executed, and transmitted by email (in PDF format) or facsimile, in two or more counterparts, each of which shall be deemed to be an original and all of which together shall constitute one and the same agreement. 	

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IN WITNESS WHEREOF this Amendment has been executed by the Parties by their authorized signing officers as of the date first above-mentioned.
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LOYALTYONE, CO.
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By: /s/ Rachel MacQueen
Name: Rachel MacQueen
Title: SVP, Collector Experience & Marketing
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By: /s/ Charles Horn
Name: Charles Horn
Title: Officer 
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BANK OF MONTREAL
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By: /s/ Andras Lazar
Name: Andras Lazar
Title: VP – Product, Partnerships & Innovation

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​Document

Exhibit 10.2

RESTRICTED STOCK UNIT GRANT NOTICE
UNDER THE
NATIONAL VISION HOLDINGS, INC.
2017 OMNIBUS INCENTIVE PLAN
(Non-Employee Directors)

National Vision Holdings, Inc. (the “Company”), pursuant to its 2017 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), hereby grants to the Participant set forth below the number of Restricted Stock Units set forth below.  The Restricted Stock Units are subject to all of the terms and conditions as set forth herein, in the Restricted Stock Unit Agreement (attached hereto or previously provided to the Participant in connection with a prior grant), and in the Plan, all of which are incorporated herein in their entirety.  Capitalized terms not otherwise defined herein shall have the meaning set forth in the Plan.
Participant:    [Insert Participant Name]
Date of Grant:     [•], 2022
Number of Restricted Stock Units: [Quantity Granted]
Vesting Schedule:    Provided the Participant has not undergone a Termination at the time of the vesting date (or event) the Restricted Stock Units will vest on the first (1st) anniversary of the Date of Grant (the “Vesting Date”).
In the event that the Participant undergoes a Termination for any reason, (i) all vesting with respect to such Restricted Stock Units shall cease and (ii) all unvested Restricted Stock Units shall be forfeited by the Participant for no consideration as of the date of such Termination.
In addition, in the event  of a Change in Control, the Participant shall fully vest in the Participant’s Restricted Stock Units to the extent not then vested or previously forfeited.
    
[Signatures to appear on following page]

THE UNDERSIGNED PARTICIPANT ACKNOWLEDGES RECEIPT OF THIS RESTRICTED STOCK UNIT GRANT NOTICE, THE RESTRICTED STOCK UNIT AGREEMENT AND THE PLAN, AND, AS AN EXPRESS CONDITION TO THE GRANT OF RESTRICTED STOCK UNITS HEREUNDER, AGREES TO BE BOUND BY THE TERMS OF THIS RESTRICTED STOCK UNIT GRANT NOTICE, THE RESTRICTED STOCK UNIT AGREEMENT AND THE PLAN.

NATIONAL VISION HOLDINGS, INC.

__________________________________
By:     
Title:  

PARTICIPANT1

[SIGNATURE]
________________________________

            

1     To the extent that the Company has established, either itself or through a third-party plan administrator, the ability to accept this award electronically, such acceptance shall constitute the Participant’s signature hereof. 
[Signature Page to Non-Employee Director Restricted Stock Unit Award]

RESTRICTED STOCK UNIT AGREEMENT
UNDER THE
NATIONAL VISION HOLDINGS, INC.
2017 OMNIBUS INCENTIVE PLAN
Pursuant to the Restricted Stock Unit Grant Notice (the “Grant Notice”) delivered to the Participant (as defined in the Grant Notice), and subject to the terms of this Restricted Stock Unit Agreement (this “Restricted Stock Unit Agreement”) and the National Vision Holdings, Inc. 2017 Omnibus Incentive Plan, as it may be amended and restated from time to time (the “Plan”), National Vision Holdings, Inc. (the “Company”) and the Participant agree as follows.  Capitalized terms not otherwise defined herein shall have the same meaning as set forth in the Plan. 
1. Grant of Restricted Stock Units.  Subject to the terms and conditions set forth herein and in the Plan, the Company hereby grants to the Participant the number of Restricted Stock Units provided in the Grant Notice (with each Restricted Stock Unit representing the right to receive one share of Common Stock upon the vesting of such Restricted Stock Unit).  The Company may make one or more additional grants of Restricted Stock Units to the Participant under this Restricted Stock Unit Agreement by providing the Participant with a new Grant Notice, which may also include any terms and conditions differing from this Restricted Stock Unit Agreement to the extent provided therein.  The Company reserves all rights with respect to the granting of additional Restricted Stock Units hereunder and makes no implied promise to grant additional Restricted Stock Units. 
2. Vesting.  Subject to the conditions contained herein and in the Plan, the Restricted Stock Units shall vest and the restrictions on such Restricted Stock Units shall lapse as provided in the Grant Notice.  With respect to any Restricted Stock Unit, the period of time that commences on the Date of Grant and ends on the Vesting Date, or, if earlier, the date of any Termination that results in vesting of such Restricted Stock Unit, shall be its Restricted Period.  
3. Settlement of Restricted Stock Units.  The provisions of Section 9(d)(ii) of the Plan are incorporated herein by reference and made a part hereof; provided, however, that in no event will settlement of a Restricted Stock Unit occur more than thirty (30) days following the expiration of its Restricted Period.  
4. Definitions. 
(a) The term “Company” as used in this Restricted Stock Unit Agreement with reference to employment shall include the Company and its Subsidiaries. 
(b) Whenever the word “Participant” is used in any provision of this Restricted Stock Unit Agreement under circumstances where the provision should logically be construed to apply to the executors, the administrators, or the person or persons to whom the Restricted Stock Units may be transferred by will or by the laws of descent and distribution, the word “Participant” shall be deemed to include such person or persons. 
5. Non-Transferability.  The Restricted Stock Units are not transferable by the Participant except to Permitted Transferees in accordance with Section 14(b) of the Plan.  Except as otherwise provided herein, no assignment or transfer of the Restricted Stock Units, or of the rights represented thereby, whether voluntary or involuntary, by operation of law or otherwise, shall vest in the assignee or transferee any interest or right herein whatsoever, but immediately upon such assignment or transfer the Restricted Stock Units shall terminate and become of no further effect. 
        

        

6. Rights as Stockholder.  The Participant or a Permitted Transferee of the Restricted Stock Units shall have no rights as a stockholder with respect to any share of Common Stock underlying a Restricted Stock Unit (including no rights with respect to voting or to receive any dividends or dividend equivalents) unless and until the Participant or the Permitted Transferee shall have become the holder of record or the beneficial owner of such Common Stock.
7. Notice.  Every notice or other communication relating to this Restricted Stock Unit Agreement between the Company and the Participant shall be in writing, and shall be mailed to or delivered to the party for whom it is intended at such address as may from time to time be designated by such party in a notice mailed or delivered to the other party as herein provided; provided that, unless and until some other address be so designated, all notices or communications by the Participant to the Company shall be mailed or delivered to the Company at its principal executive office, to the attention of the General Counsel, and all notices or communications by the Company to the Participant may be given to the Participant personally or may be mailed to the Participant at the Participant’s last known address, as reflected in the Company’s records.  Notwithstanding the above, all notices and communications between the Participant and any third-party plan administrator shall be mailed, delivered, transmitted or sent in accordance with the procedures established by such third-party plan administrator and communicated to the Participant from time to time. 
8. No Right to Continued Service.  This Restricted Stock Unit Agreement does not confer upon the Participant any right to continue as a Non-Employee Director of the Company. 
9. Binding Effect.  This Restricted Stock Unit Agreement shall be binding upon the heirs, executors, administrators and successors of the parties hereto. 
10. Waiver and Amendments.  Except as otherwise set forth in Section 13 of the Plan, any waiver, alteration, amendment or modification of any of the terms of this Restricted Stock Unit Agreement shall be valid only if made in writing and signed by the parties hereto; provided, however, that any such waiver, alteration, amendment or modification is consented to on the Company’s behalf by the Committee.  No waiver by either of the parties hereto of their rights hereunder shall be deemed to constitute a waiver with respect to any subsequent occurrences or transactions hereunder unless such waiver specifically states that it is to be construed as a continuing waiver. 
11. Governing Law.  This Restricted Stock Unit Agreement shall be construed and interpreted in accordance with the laws of the State of Delaware, without regard to the principles of conflicts of law thereof.  Notwithstanding anything contained in this Restricted Stock Unit Agreement, the Grant Notice or the Plan to the contrary, if any suit or claim is instituted by the Participant or the Company relating to this Restricted Stock Unit Agreement, the Grant Notice or the Plan, the Participant hereby submits to the exclusive jurisdiction of and venue in the courts of Delaware. 
12. Plan.  The terms and provisions of the Plan are incorporated herein by reference.  In the event of a conflict or inconsistency between the terms and provisions of the Plan and the provisions of this Restricted Stock Unit Agreement (including the Grant Notice), the Plan shall govern and control.
13. Section 409A.  
(a)This Restricted Stock Unit Agreement is intended to be exempt from or comply with the provisions of Section 409A of the Code and the regulations promulgated 
        

        

thereunder, and shall be interpreted consistent with such intent.  Without limiting the foregoing, the Committee will have the right to amend the terms and conditions of this Restricted Stock Unit Agreement in any respect as may be necessary or appropriate to comply with Section 409A of the Code or any regulations promulgated thereunder, including, without limitation, by delaying the issuance of the shares of Common Stock contemplated hereunder. 
(b)The Participant is solely responsible and liable for the satisfaction of all taxes and penalties under Section 409A of the Code that may be imposed on or in respect of the Participant in connection with this Agreement, and the Company will not be liable to any Participant for any payment made under this Plan that is determined to result in an additional tax, penalty or interest under Section 409A of the Code, nor for reporting in good faith any payment made under this Agreement as an amount includible in gross income under Section 409A of the Code.  Each payment in a series of payments hereunder will be deemed to be a separate payment for the purposes of Section 409A of the Code.

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