Document:

Government Contract

 Exhibit 10.39 
 

 
 MAILED MAY 09, 2006 

									
	AWARD / CONTRACT	  	 1. THIS CONTRACT IS A RATED ORDER UNDER DPAS (15 CFR 350) á
	  	 RATING
  
     DO-A7
	  	 PAGE of PAGES
  
        
 1
            16

																			
	 2. CONTRACT (PROC. INST. IDENT.) NO.     FA8650-06-C-7626
	 	 3. EFFECTIVE DATE
	 	 4. REQUISITION / PURCHASE REQUEST / PROJECT NO.

		 		 		 		 	 See Section G

	 5. ISSUED BY PKDA
	 	 CODE
	 	 FA8650
	 	 6. ADMINISTERED BY (IF OTHER THAN ITEM 5)
	 	 CODE
	 	 S0513A

	 USAF/AFMC
	 		 		 	 DCMA SANTA ANA
	 		 		 	
	 DET 1 AF RESEARCH LABORATORY
	 		 		 	 34 CIVIC CENTER PLAZA
	 		 		 	
	 2310 EIGHTH STREET, BUILDING 167
	 		 		 	 ROOM 5001
	 		 		 		 	
	 WRIGHT-PATTERSON AFB OH 45433-7801
	 		 		 	 SANTA ANA CA 92701-4056
	 		 		 	
	 SUSAN M. PALMER 937-255-2206 X084
	 		 		 	 DCMASANTAANA@DCMA.MIL
	 		 		 	
	 susan.palmer@wpafb.af.mil
	 		 		 		 		 		 		 		 	
		 		 		 		 		 	 SCD: C        PAS: (NONE)
	 		 		 	
							
	 7. NAME AND ADDRESS OF CONTRACTOR (NO., STREET, CITY, COUNTY, STATE AND ZIP CODE)
	 		 		 		 	 8. DELIVERY
	 		 	
	 IRVINE SENSORS CORPORATION
	 		 		 		 	 `    FOB Origin
	 	     x  Other (see below)
	 		 	
	 3001 REDHILL AVE BLDG 4-108
	 		 		 		 	 9. DISCOUNT FOR PROMPT PAYMENT
	 	
	 COSTA MESA CA 92626-4526
	 		 		 		 	 N
	 		 		 	
	 (714) 444-8760
	 		 		 		 		 		 		 	
		 		 		 		 		 		 	 10. SUBMIT INVOICES
	 	 ITEM
	 	
		 		 		 		 		 		 	 (4 COPIES UNLESS OTHERWISE
	 		 	
		 		 		 		 		 		 	 SPECIFIED) TO
	 	 See Block
	 	
	 CAGE CODE 3CWX4
	 		 	 FACILITY CODE
	 		 	 THE ADDRESS SHOWN IN    á
	 	         12
	 	
							
	 11. SHIP TO / MARK FOR
	 	 CODE
	 		 	 12. PAYMENT WILL BE MADE BY
	 		 	 CODE
	 	 HQ0339

	 See Section F
	 		 		 	 DFAS COLUMBUS CENTER
	 		 		 	
		 		 		 		 		 	 DFAS-CO/WEST ENTITLEMENT OPS
	 		 		 	
		 		 		 		 		 	 P.O. BOX 182381
	 		 		 		 	
		 		 		 		 		 	 COLUMBUS OH 43218-2381
	 		 		 	
										
		 		 		 		 		 	 EFT: T
	 		 		 		 	
					
	 13. AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION
	 		 	 14. ACCOUNTING AND APPROPRIATION DATA
	 		 	
	 See Section G
	 		 		 		 		 		 		 	
									
	 15A. ITEM NO
	 	 15B. SUPPLIES/SERVICES
	 		 		 	 15C. QUANTITY
	 	 15D. UNIT
	 	 15E. UNIT PRICE
	 	 15F. AMOUNT
	 	
		 		 		 		 		 	 See Section B
	 		 		 		 	
		 		 		 		 		 	 15G. TOTAL AMOUNT OF CONTRACT    á
	 	 $5,618,864.00
	 	
			
	 16. Table of Contents
	 		 	
										
	 	 	 SEC
	 	 DESCRIPTION
	 	 PAGE(S)
	 	 	 	 	 	 SEC
	 	 DESCRIPTION
	 	 	 	 PAGE(S)

		 		 	 PART I—THE SCHEDULE
	 		 	 PART II - CONTRACT CLAUSES
	 		 	
	 4
	 	 A
	 	 SOLICITATION/CONTRACT FORM
	 	 1
	 	 4
	 		 	 I
	 	 CONTRACT CLAUSES
	 	 12

	 4
	 	 B
	 	 SUPPLIES OR SERVICES AND PRICES/COSTS
	 	 2
	 	 PART III - LIST OF DOCUMENTS, EXHIBITS & ATTACHMENTS

	 4
	 	 C
	 	 DESCRIPTION/SPECS./WORK STATEMENT
	 	 4
	 	 4
	 		 	 J
	 	 LIST OF ATTACHMENTS
	 	 16

	 4
	 	 D
	 	 PACKAGING AND MARKING
	 	 5
	 	 PART IV - REPRESENTATIONS AND INSTRUCTIONS

	 4
	 	 E
	 	 INSPECTION AND ACCEPTANCE
	 	 6
	 		 		 	 K
	 	 REPRESENTATIONS, CERTIFICATIONS
	 	
	 4
	 	 F
	 	 DELIVERIES OR PERFORMANCE
	 	 7
	 		 		 		 	 OTHER STATEMENTS OF OFFERORS
	 	
	 4
	 	 G
	 	 CONTRACT ADMINISTRATION DATA
	 	 9
	 		 		 	 L
	 	 INSTRS., CONDS., AND NOTICES TO
	 	
	 4
	 	 H
	 	 SPECIAL CONTRACT REQUIREMENTS
	 	 11
	 		 		 	 M
	 	 EVALUATION FACTORS FOR AWARD OFFERORS
	 	
		 		 	 CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE
	 		 		 		 		 		 	
					
	 17. 
	 	 Contractor’s Negotiated Agreement
	 		 	 18.
	 	 Award (Contractor is not required to sign this document).

	 (Contractor is required to sign this document and return 1 copies to issuing office). Contractor agrees
to furnish and deliver all items or perform all services set forth or otherwise identified above and on any continuation sheets for the consideration stated herein. The rights and obligations of the parties to this contract shall be subject to and
governed by the following documents: (a) this award/contract, (b) the solicitation, if any, and (c) such provisions, representations, certifications, and specifications, as are attached or incorporated by reference herein. (Attachments are
listed herein.)
	 	 Your offer on solicitation number including the additions or changes made by you which additions or
changes set forth in full above, is hereby accepted as to items listed above and on any continuation sheets. This award consummates the contract which consists of the following documents: (a) the Government’s solicitation and your offer, and
(b) this award/contract. No further contractual document is necessary.

					
	 19A. NAME AND TITLE OF SIGNER (TYPE OR PRINT)
	 		 		 	 20A. NAME OF CONTRACTING OFFICER
	 	
	 Diane B. Rutner, Manager of Contracts
	 		 		 	 SUSAN M. PALMER
	 		 	
						
	 19B. Name of Contractor
	 		 	 19C. Date Signed
	 		 	 20B. United States of America
	 	     20C. Date Signed

	 by
	 	 /s/ Diane B.
Rutner                        
	 	 5 May 2006
	 		 	 by
	 	 /s/ S. M.
Palmer                            
	 	     8 May 2006

		 	 (signature of person authorized to sign)
	 		 		 		 	 (signature of Contracting Officer)
	 	
	 NSN 7540-01-152-8069
	 		 		 		 	 STANDARD FORM 26 (Rev 4-85)
	 	
	 Previous Editions unusable
	 		 		 		 	 Prescribed by GSA FAR (48 CFR) 53.214(a)
	 	
	 ConWrite Version 6.5.1
	 		 		 		 	 Created 09 May 2006 8:42 AM
	 	

 PART I - THE SCHEDULE 
 SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 
  

								
	 ITEM
	  	 SUPPLIES OR SERVICES
	  	 Qty
 Purch Unit
	  	 Unit Price
 Total Item Amount

	 0001
	  		  	            1	  	$	5,618,864.00
		  		  	             Lot
	  	$	5,618,864.00
		  	Noun:	  	RESEARCH AND DATA	  		
		  	NSN:	  	N - Not Applicable	  		
		  	DD1423 is Exhibit:	  	A	  		
		  	Contract type:	  	U - COST PLUS FIXED FEE	  		
		  	Inspection:	  	DESTINATION	  		
		  	Acceptance:	  	DESTINATION	  		
		  	FOB:	  	DESTINATION	  		
				
		  	 Descriptive Data:
	  		  		
		  	Conduct Research entitled “Cognitive Sensor Systems for Robotic and Unattended Platforms - Phase 0” in accordance with Section C, Description/Specifications, dated 18 Apr
06. Deliver data in accordance with Exhibit A, Contract Data Requirements List, DD Form 1423, dated 12 Apr 06.
				
	 000101
	  		  		  		
		  	Noun:	  	Funding Info Only	  		
		  	ACRN:	  	AA	  	$	4,368,864.00
		  	PR/MIPR:	  	F4FBBL6118B001	  	$	4,368,864.00
				
	 0002
	  		  	            1	  	 	NSP
		  		  	             Each
	  	 	NSP
		  	Noun:	  	HARDWARE	  		
		  	ACRN:	  	U	  		
		  	NSN:	  	N - Not Applicable	  		
		  	Contract type:	  	U - COST PLUS FIXED FEE	  		
		  	Inspection:	  	DESTINATION	  		
		  	Acceptance:	  	DESTINATION	  		
		  	FOB:	  	DESTINATION	  		
				
		  	 Descriptive Data:
	  		  		
		  	Deliver any and all residual equipment in accordance with the Section C Description/Specifications entitled, “ Cognitive Sensor Systems for Robotic and Unattended Platforms -
Phase 0” dated 18 Apr 06.

 SECTION B FA8650-06-C-7626 
 PAGE 2 OF 16 

 PART I - THE SCHEDULE 
 SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 
 NOTICE: The following contract clauses pertinent to this section are hereby incorporated
in full text: 
 OTHER CONTRACT CLAUSES IN FULL TEXT 
 B054 IMPLEMENTATION OF LIMITATION OF FUNDS (DEC 2005) 
 Pursuant to the clause FAR 52.232-22 in Section I, entitled, “Limitation of
Funds”, the total amount available for payment and allotted to this contract for CLINS 0001 through 0002 is $4,386,864.00. It is estimated that this amount is sufficient to cover performance through 30 SEP 2006. 
 B058 CONTRACT TYPE: COST-PLUS-FIXED-FEE (DEC 2005) 
 The estimated
cost and fee for this contract are shown below. The applicable fixed fee set forth below may be increased or decreased only by negotiation and modification of the contract for added or deleted work. As determined by the contracting officer, it shall
be paid as it accrues, in regular installments based upon the percentage of completion of work (or the expiration of the agreed-upon period(s) for term contracts). 
 Estimated Cost $5,123,668.00 
 Fixed Fee $495,196.00 
 SECTION B FA8650-06-C-7626 
 PAGE 3 OF 16 

 PART I - THE SCHEDULE 
 SECTION C - DESCRIPTION/SPECS./WORK STATEMENT 
 NOTICE: The following contract clauses pertinent to this section are hereby incorporated in
full text: 
 OTHER CONTRACT CLAUSES IN FULL TEXT 
 C003 INCORPORATED DOCUMENTS/REQUIREMENTS (DEC 2005) (TAILORED) 
 (a) Statement of Work (SOW) Cognitive Sensor Systems for
Robotic and Unattended Platforms -Phase 0, dated 18 Apr 06 
 (b) Wide Area Workflow (WAWF) Instruction Sheet 
 (c) If DD Form 1423, Contract Data Requirements Lists apply, insert Exhibit A Series numbers and dated 12 Apr 06 
 SECTION C FA8650-06-C-7626 
 PAGE 4 OF 16

 PART I - THE SCHEDULE 
 SECTION D - PACKAGING AND MARKING 
 NO CLAUSES OR PROVISIONS IN THIS SECTION 
 SECTION D FA8650-06-C-7626 
 PAGE 5 OF 16 

 PART I - THE SCHEDULE 
 SECTION E - INSPECTION AND ACCEPTANCE 
 I. NOTICE: The following contract clauses pertinent to this section are hereby incorporated by
reference: 
 A. FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES 
 52.246-09         INSPECTION OF RESEARCH AND DEVELOPMENT (SHORT FORM) (APR 1984) 
 B. DEFENSE FEDERAL ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES 
 252.246-7000   MATERIAL INSPECTION AND RECEIVING
REPORT (MAR 2003) 
 II. NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full text: 
  
 OTHER CONTRACT CLAUSES IN FULL TEXT 
 E007 INSPECTION AND ACCEPTANCE AUTHORITY (APR 1998) 
 Inspection and
acceptance for all Contract and Exhibit Lines or Subline Items shall be accomplished by the Program Manager, Air Force Research Laboratory, Matthew Casto, AFRL/SNDI, Bldg 620, 2241 Avionics Circle, Rm 2DE 103, Wright-Patterson AFB OH 45433-7334 .

 SECTION E FA8650-06-C-7626 
 PAGE
6 OF 16 

 PART I - THE SCHEDULE 
 SECTION F - DELIVERIES OR PERFORMANCE 
  

													
	 ITEM
	  	 SUPPLIES SCHEDULE DATA
	  	QTY	  	 SHIP
 TO
	  	MARK
FOR	  	TRANS
PRI	  	DATE
	 0001
	  		  	1	  	FY1456	  		  		  	10 Mar 2008
					
		  	Noun:	  	RESEARCH AND DATA	  		  	
		  	ACRN:	  	9	  		  		  		  	
		  	Descriptive Data:	  		  		  		  		  	
		
		  	The scheduled delivery date for the approved final technical report is 10 MAR 2008. All data shall be delivered in accordance with Exhibit A, Contract Data Requirements List, DD
Form 1423, dated 12 Apr 06. The technical effort must be completed no later than 09 NOV 2007. See DD Form 1423 for mailing address.
							
	 0002
	  		  	1	  	FY1456	  		  		  	10 Mar 2008
							
		  	Noun:	  	HARDWARE	  		  		  		  	
		  	ACRN:	  	U	  		  		  		  	
		  	Descriptive Data:	  		  		  		  		  	
		
		  	Deliver hardware 10 MAR 2008. The shipping address is FY1456, Det 1 AFRL/WS, Bldg 198, Area B, 2231 Monohan Way, WPAFB, OH 45433-7034, M/F: (Include the contract number and the AF
Project Engineer’s name, symbol and phone number on the shipping documents).

 I. NOTICE: The following contract clauses pertinent to this section are hereby incorporated by reference:

 FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES 
 52.242-15     STOP-WORK ORDER (AUG 1989) - ALTERNATE I (APR 1984) 
 II. NOTICE: The following contract clauses pertinent
to this section are hereby incorporated in full text: 
 OTHER CONTRACT CLAUSES IN FULL TEXT 
 F003 CONTRACT DELIVERIES (FEB 1997) 
 The following terms, if used
within this contract in conjunction with contract delivery requirements (including data deliveries), are hereby defined as follows: 
 (a)
“MAC” and “MARO” mean “months after the effective date for award of the contractual action (as shown in block 3, Section A, SF 26)”. 
 (b) “WARO” means “weeks after the effective date for award of the contractual action”. 
 (c) “DARO” means “days after the effective date for award of the contractual action”. 
 (d) “ASREQ”
means “as required”. Detailed delivery requirements are then specified elsewhere in Section F. 
 SECTION F FA8650-06-C-7626

 PAGE 7 OF 16 

 PART I - THE SCHEDULE 
 SECTION F - DELIVERIES OR PERFORMANCE 
  
 F005 DELIVERY OF REPORTS (OCT 1998)

 (a) All data shall be delivered in accordance with the delivery schedule shown on the Contract Data Requirements List, attachments, or
as incorporated by reference. 
 (b) All reports and correspondence submitted under this contract shall include the contract number and
project number and be forwarded prepaid. A copy of the letters of transmittal shall be delivered to the Procuring Contracting Officer (PCO) and Administrative Contracting Officer (ACO). The addresses are set forth on the contract award cover page.
All other address(es) and code(s) for consignee(s) are as set forth in the contract or incorporated by reference. 
 SECTION F FA8650-06-C-7626

 PAGE 8 OF 16 

 PART I - THE SCHEDULE 
 SECTION G - CONTRACT ADMINISTRATION DATA 
  

													
	ACRN	  	 Appropriation/Lmt Subhead/Supplemental Accounting
Data
	  	Obligation
Amount
	AA	  		  		  			  		  	$	4,368,864.00
		  	97 60400 1302 D16 47R2 6D1000 6SD000 0AC62 61101E 503000 F03000
		  	Funding breakdown:	  	On CLIN 000101:	  	$	4,368,864.00	  		  		
		  	PR/MIPR:	  	F4FBBL6118B001	  	$	4,368,864.00	  		  		
		  	 JON: ARPSNDB6
	  		  			  		  		
		  	ARPA Order Number:	  	AC62/00        dated 13 Apr 2006	  		  		
		  	 Descriptive data:
	  		  			  		  		
		  	 RCCC: 6SD000
	  		  			  		  		
		  	 CSN: J6C453
	  		  			  		  		
		  	 FSR: 008336
	  		  			  		  		
		  	 PSR: 105109
	  		  			  		  		
		  	 DSR: 464362
	  		  			  		  		
						
		  	 PR COMPLETE
	  		  			  		  		

 NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full text:

 OTHER CONTRACT CLAUSES IN FULL TEXT 
 G002
PROGRAM MANAGER (MAY 1997) 
 Program Manager: Matthew Casto, AFRL/SNDI, (937)255-4557, ext 3489 
 G005 PAYMENT INSTRUCTIONS FOR MULTIPLE ACCOUNTING CLASSIFICATION CITATIONS (MAR 2001) 
 Payment for all effort under this contract should be made in the order and amounts shown in the informational subline item(s) in Section B, CLIN 0001 of the contract and recapped below. Exhaust the funds in each ACRN
before using funds from the next listed ACRN. 
  

						
	 ACRN
	  	SUBCLIN NO.	  	TOTAL OBLIGATED
	 AA
	  	000101	  	$	4,368,864.00

 a. This contract will be funded by multiple accounting classification citations. Payment shall be
made from ACRNs in alphabetical order (AA,AB,etc). DO NOT USE A PRORATED METHOD to pay, disburse and liquidate funds. Do not liquidate any funds from an ACRN unless the preceding ACRNs have been fully liquidated, or if revised payment instructions
are provided per paragraph b. below. 
 b. Additional ACRNs will be assigned when new accounting classifications are available. When adding
new ACRNs or changing existing ACRNs, the above payment instructions shall apply, unless specific revised payments instructions are provided as part of a contract modification. 
 G006 INVOICE AND PAYMENT - COST REIMBURSEMENT (FEB 2006) 
 Invoices (or public vouchers), supported by a statement of
cost for performance under this contract, shall be submitted to the cognizant Defense Contract Audit Agency (DCAA) office. Under the provisions of DFARS 242.803(b), the DCAA auditor, is designated as the authorized representative of the contracting
officer (CO) for examining vouchers received directly from the contractor. 
 SECTION G FA8650-06-C-7626 
 PAGE 9 OF 16 

 PART I - THE SCHEDULE 
 SECTION G - CONTRACT ADMINISTRATION DATA 
 G007 INVOICE AND PAYMENT - COST REIMBURSEMENT - ALTERNATE (FEB 2006) 
 (a) Invoices (or public vouchers), supported by a statement of cost for performance under this contract, shall be submitted to the cognizant Defense
Contract Audit Agency (DCAA) office. Under the provisions of DFARS 242.803(b), the DCAA auditor, is designated as the authorized representative of the contracting officer (CO) for examining vouchers received directly from the contractor. 

(b) In addition, submit quarterly, one copy of all public vouchers generated for subject contract and containing only nonproprietary information to
the following address Matthew Casto, AFRL/SNDI, Bldg 620, 2241 Avionics Circle, Rm 2DE 103, Wright-Patterson AFB OH 45433-7334. Forward only the SF 1034 and any continuation sheets. Do not forward copies of attachments 
 G014 IMPLEMENTATION OF PATENT RIGHTS CLAUSE (SEP 1999) 
 All documents
and information required by the patent rights and/or patent reporting clauses set forth in Section I of this contract shall be submitted to the Administrative Contracting Officer and to AFMC LO/JAZI, Bldg 11, Area B, 2240 B Street, Suite 5, WPAFB OH
45433-7109 
 The AFMC LO/JAZI patent administrator can be reached at (937)255-5270 
 This notice also constitutes a request (see FAR 52.227-12(f)(10) or DFARS 252.227-7039(c), as applicable) for submission of a copy of the patent application, when filed, along with the patent application serial
number, filing date, subsequent U.S. patent number and issue date, as received. 
 SECTION G FA8650-06-C-7626 
 PAGE 10 OF 16 

 PART I - THE SCHEDULE 
 SECTION H - SPECIAL CONTRACT REQUIREMENTS 
 NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full
text: 
 OTHER CONTRACT CLAUSES IN FULL TEXT 
 H025 INCORPORATION OF SECTION K (OCT 1998) 
 Section K of the solicitation is hereby incorporated by reference. 
 H055 INSURANCE CLAUSE IMPLEMENTATION (FEB 2003) 
 The Contractor shall
obtain and maintain the minimum kinds and amounts of insurance during performance of this contract as specified by FAR 28.307-2, Liability, and contemplated by FAR 52.228-5, Insurance—Work on a Government Installation, and/or 52.228-7,
Insurance— Liability to Third Persons. 
 SECTION H FA8650-06-C-7626 
 PAGE 11 OF 16 

 PART II - CONTRACT CLAUSES 
 SECTION I - CONTRACT CLAUSES 
 Contract Clauses in this section are from the FAR, Defense FAR Sup, Air Force FAR Sup, and the Air Force Materiel
Command FAR Sup, and are current through the following updates: 
 Database_Version: 6.5.x.000; Issued: 3/31/2006; FAR: FAC 2005-08; DFAR: DCN20060321;
DL.: DL 98-021; Class Deviations: CD 2005o0001; AFFAR: 2002 Edition; AFMCFAR: AFMCAC 02-08; AFAC: AFAC 2006-0329; IPN: 98-009 
 I. NOTICE: The
following contract clauses pertinent to this section are hereby incorporated by reference: 
  

			
	A. FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES
		
	 52.202-01
	  	DEFINITIONS (JUL 2004)
	 52.203-03
	  	GRATUITIES (APR 1984)
	 52.203-05
	  	COVENANT AGAINST CONTINGENT FEES (APR 1984)
	 52.203-06
	  	RESTRICTIONS ON SUBCONTRACTOR SALES TO THE GOVERNMENT (JUL 1995)
	 52.203-07
	  	ANTI-KICKBACK PROCEDURES (JUL 1995)
	 52.203-08
	  	CANCELLATION, RESCISSION, AND RECOVERY OF FUNDS FOR ILLEGAL OR IMPROPER ACTIVITY (JAN 1997)
	 52.203-10
	  	PRICE OR FEE ADJUSTMENT FOR ILLEGAL OR IMPROPER ACTIVITY (JAN 1997)
	 52.203-12
	  	LIMITATION ON PAYMENTS TO INFLUENCE CERTAIN FEDERAL TRANSACTIONS (SEP 2005)
	 52.204-04
	  	PRINTED OR COPIED DOUBLE-SIDED ON RECYCLED PAPER (AUG 2000)
	 52.204-07
	  	CENTRAL CONTRACTOR REGISTRATION (OCT 2003)
	 52.209-06
	  	PROTECTING THE GOVERNMENT’S INTEREST WHEN SUBCONTRACTING WITH CONTRACTORS DEBARRED, SUSPENDED, OR PROPOSED FOR DEBARMENT (JAN 2005)
	 52.215-02
	  	AUDIT AND RECORDS — NEGOTIATION (JUN 1999)
	 52.215-08
	  	ORDER OF PRECEDENCE—UNIFORM CONTRACT FORMAT (OCT 1997)
	 52.215-11
	  	PRICE REDUCTION FOR DEFECTIVE COST OR PRICING DATA—MODIFICATIONS (OCT 1997)
	 52.215-13
	  	SUBCONTRACTOR COST OR PRICING DATA—MODIFICATIONS (OCT 1997)
	 52.215-14
	  	INTEGRITY OF UNIT PRICES (OCT 1997)
	 52.215-15
	  	PENSION ADJUSTMENTS AND ASSET REVERSIONS (OCT 2004)
	 52.215-18
	  	REVERSION OR ADJUSTMENT OF PLANS FOR POSTRETIREMENT BENEFITS (PRB) OTHER THAN PENSIONS (JUL 2005)
	 52.215-19
	  	NOTIFICATION OF OWNERSHIP CHANGES (OCT 1997)
	 52.215-21
	  	REQUIREMENTS FOR COST OR PRICING DATA OR INFORMATION OTHER THAN COST OR PRICING DATA—MODIFICATIONS (OCT 1997)
	 52.216-07
	  	ALLOWABLE COST AND PAYMENT (DEC 2002)
	 52.216-08
	  	FIXED FEE (MAR 1997)
	 52.219-08
	  	UTILIZATION OF SMALL BUSINESS CONCERNS (MAY 2004)
	 52.222-01
	  	NOTICE TO THE GOVERNMENT OF LABOR DISPUTES (FEB 1997)
	 52.222-02
	  	PAYMENT FOR OVERTIME PREMIUMS (JUL 1990)
		  	Para (a), Dollar amount is ‘$0.00’
	 52.222-03
	  	CONVICT LABOR (JUN 2003)
	 52.222-21
	  	PROHIBITION OF SEGREGATED FACILITIES (FEB 1999)
	 52.222-26
	  	EQUAL OPPORTUNITY (APR 2002)
	 52.222-35
	  	EQUAL OPPORTUNITY FOR SPECIAL DISABLED VETERANS, VETERANS OF THE VIETNAM ERA, AND OTHER ELIGIBLE VETERANS (DEC 2001)
	 52.222-36
	  	AFFIRMATIVE ACTION FOR WORKERS WITH DISABILITIES (JUN 1998)
	 52.222-37
	  	EMPLOYMENT REPORTS ON SPECIAL DISABLED VETERANS, VETERANS OF THE VIETNAM ERA, AND OTHER ELIGIBLE VETERANS (DEC 2001)

 SECTION I FA8650-06-C-7626 
 PAGE 12 OF 16 

 PART II - CONTRACT CLAUSES 
 SECTION I - CONTRACT CLAUSES 
  

			
	 52.222-39
	  	NOTIFICATION OF EMPLOYEE RIGHTS CONCERNING PAYMENT OF UNION DUES OR FEES (DEC 2004)
	 52.223-06
	  	DRUG-FREE WORKPLACE (MAY 2001)
	 52.223-14
	  	TOXIC CHEMICAL RELEASE REPORTING (AUG 2003)
	 52.225-13
	  	RESTRICTIONS ON CERTAIN FOREIGN PURCHASES (FEB 2006)
	 52.227-01
	  	AUTHORIZATION AND CONSENT (JUL 1995) - ALTERNATE I (APR 1984)
	 52.227-02
	  	NOTICE AND ASSISTANCE REGARDING PATENT AND COPYRIGHT INFRINGEMENT (AUG 1996)
	 52.227-11
	  	PATENT RIGHTS — RETENTION BY THE CONTRACTOR (SHORT FORM) (JUN 1997)
		  	Para (I), Communications: ‘“The contractor shall forward teh invention reports called for by teh Patents Rights clause through the Adminstrative Contracting Office addressed through
AFMC LO/JAZI, 2240 B Street, Room 100, Wright_pattterson AFB, OH 45433- 7109. Invention reports may be emailed to :afmclo.jaz@wpafb.af.mil
		  	<mailto:afmclo.jaz@wpafb.af.mil>. Ensure emai includes your contract number, followed by the words “Invention Reporting: on the subject line.”,
	 52.228-07
	  	INSURANCE — LIABILITY TO THIRD PERSONS (MAR 1996)
	 52.232-09
	  	LIMITATION ON WITHHOLDING OF PAYMENTS (APR 1984)
	 52.232-17
	  	INTEREST (JUN 1996)
	 52.232-22
	  	LIMITATION OF FUNDS (APR 1984)
	 52.232-23
	  	ASSIGNMENT OF CLAIMS (JAN 1986) - ALTERNATE I (APR 1984)
	 52.232-25
	  	PROMPT PAYMENT (OCT 2003)
	 52.232-33
	  	PAYMENT BY ELECTRONIC FUNDS TRANSFER—CENTRAL CONTRACTOR REGISTRATION (OCT 2003)
	 52.233-01
	  	DISPUTES (JUL 2002)
	 52.233-03
	  	PROTEST AFTER AWARD (AUG 1996) - ALTERNATE I (JUN 1985)
	 52.233-04
	  	APPLICABLE LAW FOR BREACH OF CONTRACT CLAIM (OCT 2004)
	 52.242-01
	  	NOTICE OF INTENT TO DISALLOW COSTS (APR 1984)
	 52.242-03
	  	PENALTIES FOR UNALLOWABLE COSTS (MAY 2001)
	 52.242-04
	  	CERTIFICATION OF FINAL INDIRECT COSTS (JAN 1997)
	 52.242-13
	  	BANKRUPTCY (JUL 1995)
	 52.243-02
	  	CHANGES — COST-REIMBURSEMENT (AUG 1987) - ALTERNATE V (APR 1984)
	 52.243-06
	  	CHANGE ORDER ACCOUNTING (APR 1984)
	 52.243-07
	  	NOTIFICATION OF CHANGES (APR 1984)
		  	Para (b), Number of calendar days is (insert 30 for RDSS/C) ‘30 days’
		  	Para (d), Number of calendar days is (insert 30 for RDSS/C) ‘30 days’
	 52.244-05
	  	COMPETITION IN SUBCONTRACTING (DEC 1996)
	 52.244-06
	  	SUBCONTRACTS FOR COMMERCIAL ITEMS (FEB 2006)
	 52.245-05
	  	GOVERNMENT PROPERTY (COST-REIMBURSEMENT, TIME-AND-MATERIAL, OR LABOR-HOUR CONTRACTS) (DEVIATION) (MAY 2004)
	 52.246-23
	  	LIMITATION OF LIABILITY (FEB 1997)
	 52.247-01
	  	COMMERCIAL BILL OF LADING NOTATIONS (FEB 2006)
	 52.247-67
	  	SUBMISSION OF TRANSPORTATION DOCUMENTS FOR AUDIT (FEB 2006)
		  	Para (c). Insert address. ‘AFRL/SNDI’
	 52.249-06
	  	TERMINATION (COST-REIMBURSEMENT) (MAY 2004)
	 52.249-14
	  	EXCUSABLE DELAYS (APR 1984)
	 52.253-01
	  	COMPUTER GENERATED FORMS (JAN 1991)
	
	B. DEFENSE FEDERAL ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES
		
	 252.203-7001
	  	PROHIBITION ON PERSONS CONVICTED OF FRAUD OR OTHER DEFENSE- CONTRACT-RELATED FELONIES (DEC 2004)
	 252.203-7002
	  	DISPLAY OF DOD HOTLINE POSTER (DEC 1991)
	 252.204-7003
	  	CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT (APR 1992)
	 252.204-7004
	  	ALTERNATE A TO FAR 52.204-7, CENTRAL CONTRACTOR REGISTRATION (NOV 2003)

 SECTION I FA8650-06-C-7626 
 PAGE 13 OF 16 

 PART II - CONTRACT CLAUSES 
 SECTION I - CONTRACT CLAUSES 
  

			
	 252.205-7000
	  	PROVISION OF INFORMATION TO COOPERATIVE AGREEMENT HOLDERS (DEC 1991)
	 252.209-7004
	  	SUBCONTRACTING WITH FIRMS THAT ARE OWNED OR CONTROLLED BY THE GOVERNMENT OF A TERRORIST COUNTRY (MAR 1998)
	 252.215-7000
	  	PRICING ADJUSTMENTS (DEC 1991)
	 252.225-7006
	  	QUARTERLY REPORTING OF ACTUAL CONTRACT PERFORMANCE OUTSIDE THE UNITED STATES (JUN 2005)
	 252.225-7012
	  	PREFERENCE FOR CERTAIN DOMESTIC COMMODITIES (JUN 2004)
	 252.225-7014
	  	PREFERENCE FOR DOMESTIC SPECIALTY METALS (JUN 2005)
	 252.225-7016
	  	RESTRICTION ON ACQUISITION OF BALL AND ROLLER BEARINGS (MAR 2006)
	 252.225-7025
	  	RESTRICTION ON ACQUISITION OF FORGINGS (JUN 2005)
	 252.225-7030
	  	RESTRICTION ON ACQUISITION OF CARBON, ALLOY, AND ARMOR STEEL PLATE (APR 2003)
	 252.225-7031
	  	SECONDARY ARAB BOYCOTT OF ISRAEL (JUN 2005)
	 252.226-7001
	  	UTILIZATION OF INDIAN ORGANIZATIONS, INDIAN-OWNED ECONOMIC ENTERPRISES, AND NATIVE HAWAIIAN SMALL BUSINESS CONCERNS (SEP 2004)
	 252.227-7013
	  	RIGHTS IN TECHNICAL DATA—NONCOMMERCIAL ITEMS (NOV 1995)
	 252.227-7016
	  	RIGHTS IN BID OR PROPOSAL INFORMATION (JUN 1995)
	 252.227-7030
	  	TECHNICAL DATA—WITHHOLDING OF PAYMENT (MAR 2000)
	 252.227-7034
	  	PATENTS—SUBCONTRACTS (APR 1984)
	 252.227-7037
	  	VALIDATION OF RESTRICTIVE MARKINGS ON TECHNICAL DATA (SEP 1999)
	 252.227-7039
	  	PATENTS—REPORTING OF SUBJECT INVENTIONS (APR 1990)
	 252.231-7000
	  	SUPPLEMENTAL COST PRINCIPLES (DEC 1991)
	 252.232-7010
	  	LEVIES ON CONTRACT PAYMENTS (SEP 2005)
	 252.235-7010
	  	ACKNOWLEDGMENT OF SUPPORT AND DISCLAIMER (MAY 1995)
		  	Para (a), name of contracting agency(ies): ‘United States Air Force’
		  	Para (a), contract number(s): ‘FA8650-06-C-7626’
		  	Para (b), name of contracting agency(ies): ‘United States Air Force’
	 252.235-7011
	  	FINAL SCIENTIFIC OR TECHNICAL REPORT (NOV 2004)
	 252.243-7002
	  	REQUESTS FOR EQUITABLE ADJUSTMENT (MAR 1998)
	 252.244-7000
	  	SUBCONTRACTS FOR COMMERCIAL ITEMS AND COMMERCIAL COMPONENTS (DOD CONTRACTS) (NOV 2005)
	 252.245-7001
	  	REPORTS OF GOVERNMENT PROPERTY (MAY 1994)
	 252.247-7023
	  	TRANSPORTATION OF SUPPLIES BY SEA (MAY 2002)
	 252.247-7024
	  	NOTIFICATION OF TRANSPORTATION OF SUPPLIES BY SEA (MAR 2000)
	
	C. AIR FORCE FEDERAL ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES
		
	 5352.201-9101
	  	OMBUDSMAN (AUG 2005)
		  	Para (c). Ombudsmen names, addresses, phone numbers, fax, and email addresses. ‘Col Jeffrey E. Schmidt, Director of Contracting, AFRL/PK, (937)255-0432, email:
Jeffrey.Schmidt@wpafb.af.mil.’
	
	D. AIR FORCE MATERIEL COMMAND FEDERAL ACQUISITION REGULATION SUPPLEMENT CONTRACT CLAUSES
		
	 5352.227-9000
	  	EXPORT-CONTROLLED DATA RESTRICTIONS (AFMC) (JUL 1997)

 II. NOTICE: The following contract clauses pertinent to this section are hereby incorporated in full text:

 SECTION I FA8650-06-C-7626 
 PAGE
14 OF 16 

 PART II - CONTRACT CLAUSES 
 SECTION I - CONTRACT CLAUSES 
 FEDERAL ACQUISITION REGULATION CONTRACT CLAUSES IN FULL TEXT 
 52.211-15 DEFENSE PRIORITY AND ALLOCATION REQUIREMENTS (SEP 1990) 
 This is a rated order certified for national defense use, and the Contractor shall follow all the requirements of the Defense Priorities and Allocations System regulation (15 CFR 700). 
 52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998) 
 This contract
incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed
electronically at this/these address(es): http://farsite.hill.af.mil/ 
 52.252-06 AUTHORIZED DEVIATIONS IN CLAUSES (APR 1984) 
 (a) The use in this solicitation or contract of any Federal Acquisition Regulation (48 CFR Chapter 1) clause with an authorized deviation is indicated by
the addition of “(DEVIATION)” after the date of the clause. 
 (b) The use in this solicitation or contract of any Defense Federal
Acquisition Regulation Supplement (48 CFR Chapter 2) clause with an authorized deviation is indicated by the addition of “(DEVIATION)” after the name of the regulation. 
 SECTION I FA8650-06-C-7626 
 PAGE 15 OF 16 

 PART III - LIST OF DOCUMENTS, EXHIBITS & ATTACHMENTS 
 SECTION J - LIST OF ATTACHMENTS 
  

							
	 DOCUMENT
	  	PGS	  	 DATE
	  	 TITLE

	 EXHIBIT A
	  	6	  	12 APR 2006	  	CONTRACT DATA REQUIREMENTS LIST
				
	 ATTACHMENT 1
	  	3	  	18 APR 2006	  	STATEMENT OF WORK ENTITLED “COGNITIVE SENSOR SYSTEMS FOR ROBOTIC AND UNATTENDED PLATFORMS - PHASE O”
				
	 ATTACHMENT 2
	  	0	  		  	WIDE AREA WORKFLOW INSTRUCTIONS

 SECTION J FA8650-06-C-7626 
 PAGE 16 OF 16 

 

 
  

																	
	 CONTRACT DATA REQUIREMENTS LIST
	 	 Form Approved
	 	
	 (1 Data Item)
	 	 OMB No. 0704-
0188
	 	
		
	 The public reporting burden for this collection of information is estimated to average 110 hours per
response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other
provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed
form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.
	 	
								
	 A. CONTRACT LINE ITEM NO.
	 	 B. EXHIBIT
	 	 C. CATEGORY:
	 		 		 		 		 	
	         0001
	 		 	 A
	 	 TDP              TM
             OTHER             
	 		 	
								
	 D. SYSTEM/ITEM
	 		 	 E. CONTRACT/PR NO.
	 		 	 F. CONTRACTOR
	 		 		 	
	         ARPSNDB6
	 		 	 FA8650-06-C-7626
	 		 	 IRVINE SENSORS CORPORATION
	 	
	 1. DATA ITEM NO.
         A001
	 	 2. TITLE OF DATA ITEM
 SCIENTIFIC AND TECHNICAL REPORTS
	 	 3. SUBTITLE
 Final Report
	 		 		 	 17. PRICE GROUP

	 4. AUTHORITY (Data Acquisition Document No.)
	 	 5. CONTRACT REFERENCE
	 	 6. REQUIRING OFFICE
	 		 	 18. ESTIMATED
 TOTAL PRICE

	 DI-MISC-80711A/T
	 		 	 CSOW
	 		 	 AFRL/SNDI
	 		 		 		 	
	 7. DD 250 REQ
	 	 9. DIST
STATEMENT
REQUIRED
	 	 10. FREQUENCY
	 	 12. DATE OF
FIRST
SUBMISSION
	 	 14. DISTRIBUTION
	 		 		 		 	
	 XX
	 		 	 ONE/R
	 	 19MAC
	 		 		 		 		 	
	 8. APP CODE
	 		 	 11. AS OF DATE
	 	 13. DATE OF
SUBSEQUENT
	 		 	 b. COPIES
	 	
		 		 		 		 	 a. ADDRESSEE
	 		 	 Final
	 	
	 C SUBMISSION
	 		 		 		 		 	 Draft
	 		 		 	
	 A 18MAC 22MAC
	 		 		 		 	 AFRL/SNDI
	 		 	 Reg
	 	 Repro
	 	
	 16. REMARKS
	 		 		 		 	 DARPA/DSO
	 	 2
	 	 2
	 	 2
	 	
	 Tailored to require the official AFRL and DARPA emblems
	 	 0
	 	 1
	 	 0
	 	
	 to be placed in the upper right hand corner of the front cover with affected entries adjusted as required
(AFRLwill supply a copy of the emblem); Block 10, is clarified so that, “Pursuant to DFARS 252.235-7011, the
	 		 		 		 	
	 Government will forward the approved final report to the
	 		 		 		 	
	 Defense Technical Information Center (DTIC).”
	 		 		 		 	
	 Approval/disapproval by letter from the Air Force
	 		 		 		 	
	 Program Manager within 60 days after receipt.
	 		 		 		 	
	 Disapproval requires correction/resubmissionwithin 30 days after receipt of Air Force
comments.
	 		 		 		 	
	 Draft report shall be unbound, in standard size type, double-spaced and single-sided.
	 		 		 		 	
	 Reproducibles shall be 1). a CAMERA READY,unbound, suitable for offset reproduction, and
	 		 		 		 	
	 2). on CD-ROM,disk compatible with MS-Office for
	 		 		 		 	
	 Windows, and both shall incorporate all changes made in the corrected draft. All photos shall be glossy
finished. Submit the reproducible(s) with the final corrected version only.
	 		 		 		 	
	 The contractor is reminded that the National Industrial
	 		 		 		 	
	 Security Program Operating Manual, DOD 5220.22-M,
	 		 		 		 	
	 Chapter 4, Paragraph 4-208 (a), dated January 1995requires that records be maintained when
documentsderive classified from multiple sources.
	 		 		 		 	
	 BLOCK 9: C: Distribution authorized to US (continuedon next page)
	 		 		 		 		 		 		 		 	
		 	 15. TOTAL
	 		 	 2
	 	 3
	 	 2
	 		 		 	
	 G. PREPARED BY H. DATE I. APPROVED BY
	 		 		 	 J. DATE
	 		 		 		 		 	
	 MATTHEW J. CASTO Karen E Ragland
	 		 		 		 		 		 		 		 	
	 AFRL/SNDI, (937)255-4557 Ext: 3489 06-APR-2006 Data Manager DET 1 AFRL/WSPT 5-7466
	 	 12-APR-2006
	 		 		 		 		 		 		 	
	 DD FORM 1423-1, FEB 2001 PREVIOUS EDITION MAY BE USED.
	 		 	 Page
	 	 1-A
	 	 of
	 	 6
	 	 Pages
	 		 	

  

 

 
  

							
	 	  	 CONTRACT DATA
REQUIREMENTS LIST
	  	 	  	 
		  		  	 (1 Data Item)
	  	
	 A. CONTRACT LINE ITEM NO.
	  	 B. EXHIBIT
	  	 C. CATEGORY:
	  	
	 0001
	  	 A
	  	 TDP
	  	 TM _ OTHER

	 D. SYSTEM/ITEM
	  	 E. CONTRACT/PR NO.
	  	 F. CONTRACTOR
	  	
	 ARPSNDB6
	  		  	 FA8650-06-C-7626
	  	 IRVINE SENSORS
CORPORATION

	 16. REMARKS (Continued)
	  		  		  	
	 Government agencies and their contractors..
	  		  		  	
	 Electronic submittals shall be encrypted or password protected.
	  		  		  	
	 DD FORM 1423-1, FEB 2001
	  		  	 Page 1-B of 6 Pages
	  	

 

 
  

											
	 CONTRACT DATA REQUIREMENTS LIST
	  		  		  	 Form Approved
	 		  	
						
	 (1 Data Item)
	  		  		  	 OMB No.
0704-0188
	 		  	
		
	 The public reporting burden for this collection of information is estimated to average 110 hours per
response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other
provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.
	  	
		
	 Please do not return your form to the above organization. Send completed form to the Government Issuing
Contracting Officer for the Contract/PR No. listed in Block E.
	  	
						
	 A. CONTRACT LINE ITEM NO.
	  	 B. EXHIBIT
	  		  	 C.
CATEGORY:
	 		  	
						
	 0001
	  	 A
	  		  	 TDP TM
OTHER
	 		  	
						
	 D. SYSTEM/ITEM
	  		  	 E. CONTRACT/
PR NO.
	  		 	 F.
CONTRACTOR
	  	
						
	 ARPSNDB6
	  		  	 FA8650-06-C-7626
	  		 	 IRVINE
SENSORS
CORPORATION
	  	
						
	 1. DATA ITEM NO.
	  	 2. TITLE OF
DATA ITEM
	  		  		 	 3. SUBTITLE
	  	 17. PRICE
GROUP

						
	 CONTRACT FUNDS STATUS REPORT (CFSR)
	  		  		  		 		  	
						
	 A002
	  		  		  		 		  	
						
	 4. AUTHORITY (Data Acquisition Document No.)
	  	 5.
CONTRACT
REFERENCE
	  	 6. REQUIRING
OFFICE
	  		 		  	 18.
ESTIMATED

						
		  		  		  		 		  	 TOTAL
PRICE

						
	 DI-MGMT-81468/T CSOW
	  		  		  	 AFRL/SNDI
	 		  	
						
	 7. DD 250 REQ 9
	  	 . DIST
STATEMENT
	  	 10. FREQUENCY
	  	 12. DATE OF
FIRST
SUBMISSION
REQUIRED
	 	 14.
DISTRIBUTION
	  	
						
		  	 LT
	  	 QRTLY
	  	 **
	 	 b. COPIES
	  	
						
	 8. APP CODE
	  		  	 11. AS OF DATE
	  	 13. DATE OF
SUBSEQUENT
	 		  	

  

													
	 B SUBMISSION
	  		  	 a.
ADDRESSEE
	  		  	 Draft
	  	 Final
	  	
	 N/A * **
	  		  		  		  		  	 Reg
	  	 Repro

	 16. REMARKS
	  		  	 AFRL/SNDI
	  		  	 0
	  	 1
	  	 0

	 Tailored so that the report contains forecasts by month for the next six months, by quarter for the
remaining fiscal year, and by year for the remaining fiscal years. CFSR data shall be reconciled to the Governments fiscal year end at 30 September if the contractor’s fiscal year end does not coincide with the Government’s fiscal
year end.
	  	 AFRL/SNF
	  		  	 0
	  	 1
	  	 0

		  		  	 DARPA/DSO
	  		  	 0
	  	 1
	  	 0

		  		  	 DCMA/ACO
	  	 0
	  	 1
	  	 0
	  	
		  		  	 DET1 AFRL/
PKDA
	  		  	 0
	  	 1
	  	 0

	 * The last day of the contractor’s monthly accounting period nearest the end of the governments
fiscal year quarter.
	  		  		  		  	
	 ** The initial submission shall be within 25 calendar days after the close of the contractor’s
monthly accounting period nearest the end of the first government fiscal year quarter after contract award. Subsequent submissions shall be 25 calendar days after Block 11 time.
	  		  		  		  	
	 BLOCK 9: B: Distribution authorized to US Government agencies only.
	  		  		  		  	
	 Submit electronically. Electronic submittals shall be encrypted or password protected.
	  		  		  		  	
		  		  	 15. TOTAL
	  		  	 0
	  	 5
	  	 0

	 G. PREPARED BY H. DATE
	  	 I.
APPROVED
BY
	  		  		  		  	 J.
DATE
	  	
	 MATTHEW J. CASTO
	  	 Karen E
Ragland
	  		  		  		  		  	
	 AFRL/SNDI, (937)255-4557 Ext: 3489 06-APR-2006 Data Manager DET 1 AFRL/WSPT 5-7466
	  		  	 12-APR-2006
	  		  		  		  	
	 DD FORM 1423-1, FEB 2001 PREVIOUS EDITION
	  		  	 MAY BE
USED.
	  	 Page
	  	 2
	  	 of
	  	 6
Pages

 

 
  

															
	 CONTRACT DATA REQUIREMENTS LIST
	  		 		  	 Form Approved
	  		  		 		  	
								
		  	 (1 Data Item)
	 		  		  		  		 	 OMB
No.
0704-
0188
	  	
		
	 The public reporting burden for this collection of information is estimated to average 110 hours per
response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other
provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.
	  	
		
	 Please do not return your form to the above organization. Send completed form to the Government Issuing
Contracting Officer for the Contract/PR No. listed in Block E.
	  	
								
	 A. CONTRACT LINE ITEM NO.
	  	 

 B. EXHIBIT
	 		  	 C.
CATEGORY:
	  		  		 		  	
								
	 0001
	  		 	 A
	  		  	 TDP
	  	 TM
	 	 OTHER
	  	
								
	 D. SYSTEM/ITEM
	  		 	 E.
CONTRACT/PR
NO.
	  	 F.
CONTRACTOR
	  		  		 		  	
								
	 ARPSNDB6
	  		 		  	 FA8650-06-C-
7626
	  	 IRVINE
SENSORS
CORPORATION
	  		 		  	
								
	 1. DATA ITEM NO. 2. TITLE OF DATA ITEM
	  		 		  		  		  	 3. SUBTITLE
	 		  	 17. PRICE
GROUP

								
	 FUNDS AND MAN-HOUR EXPENDITURE REPORT
	  		 		  		  		  		 		  	
								
	 A003
	  		 		  		  		  		 		  	
								
	 4. AUTHORITY (Data Acquisition Document No.)
	  	 

 5.
CONTRACT
REFERENCE
	 		  	 6. REQUIRING
OFFICE
	  		  		 		  	 18.
ESTIMATED

								
		  		 		  		  		  		 		  	 TOTAL
PRICE

								
	 DI-FNCL-80331/T
	  		 		  		  	 CSOW
	  		 		  	 AFRL/SNDI

								
	 7. DD 250 REQ 9. DIST STATEMENT REQUIRED
	  	 

 10.
FREQUENCY
	 		  	 12. DATE OF
FIRST
SUBMISSION
	  	 14.
	  	 DISTRIBUTION
	 		  	
								
		  	 LT
	 		  	 MTHLY
	  		  	 **
	 		  	

  

																			
		  		  		  		  		 		  		  		  	 b.
COPIES
	  	
	 8. APP CODE
	  	 11.
AS
OF
DATE
	  		  	 13. DATE OF
SUBSEQUENT
	  		 	 a.
ADDRESSEE
	  		  	 Final
	  		  	
	 B
	  		  		  		  	 SUBMISSION
	 		  		  	 Draft
	  		  	
	 N/A
	  		  	 *
	  		  	 **
	 		  		  		  	 Reg
	  	 Repro

	 16. REMARKS
	  		  		  		  		 		  	 AFRL/
SNDI
	  	 0
	  	 1
	  	 0

	 Tailored to allow contractor’s format.
	  		  		  		  		 		  	 AFRL/
SNF
	  	 0
	  	 1
	  	 0

	 DARPA/DSO
	  		  		  		  		 		  		  	 0
	  	 1
	  	 0

	 * At the close of the contractor’s monthly
	  		  		  		  		 		  	 DCMA/ACO
	  	 0
	  	 1
	  	 0

	 accounting period.
	  		  		  		  		 		  		  		  		  	
	 DET1 AFRL/PKDA
	  		  		  		  		 		  		  	 0
	  	 1
	  	 0

	 ** 25 days after Block 11 time.
	  		  		  		  		 		  		  		  		  	
	 BLOCK 9: B: Distribution authorized to US Government agencies only.
	  		  		  		  		 		  		  		  		  	
	 Submit electronically. Electronic submittals shall be encrypted or password protected.
	  		  		  		  		 		  		  		  		  	
	 15. TOTAL
	  		  		  		  		 		  		  	 0
	  	 5
	  	 0

	 G. PREPARED BY
	  		  	 H. DATE
	  	 I.
	  	 APPROVED
BY
	 		  		  	 J.
DATE
	  		  	
	 MATTHEW J. CASTO
	  		  		  		  	 Karen E
Ragland
	 		  		  		  		  	
	 AFRL/SNDI, (937)255-4557 Ext: 3489
	  		  	 06-APR-2006
Data
Manager
DET 1
AFRL/WSPT
5-7466
	  	 12-APR-2006
	  		 		  		  		  		  	
	 DD FORM 1423-1, FEB 2001
	  		  	 PREVIOUS
EDITION
	  		 	 MAY BE
USED.
	  	 Page 3
	  	 of
	  	 6
	  	 Pages

  

 

 
  

																			
	 CONTRACT DATA REQUIREMENTS LIST
	 		 		 	 Form Approved
	 		 		 		 		 		 	
	 (1 Data Item)
	 		 		 		 		 		 	 OMB
No.
0704-
0188
	 		 		 	
	 The public reporting burden for this collection of information is estimated to average 110 hours per
response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other
provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.
	 	
	 Please do not return your form to the above organization. Send completed form to the Government Issuing
Contracting Officer for the Contract/PR No. listed in Block E.
	 	
	 A. CONTRACT LINE ITEM NO.
	 	 B. EXHIBIT
	 		 	 C. CATEGORY:
	 		 		 		 		 		 	
	 0001
	 	 A
	 		 	 TDP
	 	 TM
	 	 OTHER
	 		 		 		 	
	 D. SYSTEM/ITEM
	 	 E.
CONTRACT/
PR NO.
	 	 F.
CONTRACTOR
	 		 		 		 		 		 		 	
	 ARPSNDB6
	 		 	 FA8650-06-C-
7626
	 	 IRVINE
SENSORS
CORPORATION
	 		 		 		 		 		 	
	 1. DATA ITEM NO. 2. TITLE OF DATA ITEM
	 		 		 		 		 	 3.
SUBTITLE
	 		 		 		 	 17. PRICE
GROUP

	 STATUS REPORT
	 		 		 		 		 		 		 		 		 	
	 A004
	 		 		 		 		 		 		 		 		 	
	 4. AUTHORITY (Data Acquisition Document No.)
	 	 5.
CONTRACT
REFERENCE
	 		 		 	 6. REQUIRING
OFFICE
	 		 		 		 		 	 18.
ESTIMATED

		 		 		 		 		 		 		 		 		 	 TOTAL
PRICE

	 DI-MGMT-80368/T
	 		 		 	 CSOW
	 		 		 	 AFRL/
SNDI
	 		 		 	
	 7. DD 250 REQ 9. DIST STATEMENT 10. FREQUENCY
	 		 	 12. DATE OF
FIRST
SUBMISSION
	 	 14.
	 	 DISTRIBUTION
	 		 		 		 		 	
	 REQUIRED
	 		 		 		 		 		 		 		 		 	
	 LT
	 	 MTHLY
	 		 		 	 **
	 		 		 		 		 	 b. COPIES

	 8. APP CODE 11. AS OF DATE
	 		 	 13. DATE OF
SUBSEQUENT
	 		 	 a. ADDRESSEE
	 		 		 	 Final
	 		 	
	 C
	 		 		 	 SUBMISSION
	 		 		 		 	 Draft
	 		 	
	 N/A
	 	 *
	 		 		 	 **
	 		 		 		 	 Reg
	 	 Repro

	 16. REMARKS
	 		 		 		 		 		 	 AFRL/
SNDI
	 	 0
	 	 1
	 	 0

	 Tailored to allow contractor’s format and to
	 		 		 		 		 		 	 DARPA/DSO
	 	 0
	 	 1
	 	 0

	 delete Block 10, para 10.2.2.3.
	 		 		 		 		 		 	 DCMA/
ACO
	 	 0
	 	 1
	 	 0

	 DET1 AFRL/PKDA
	 		 		 		 		 		 		 	 0
	 	 1
	 	 0

	 Submit electronically, except when final report is due to be submitted, then omit this
item.
	 	
	 * At the close of the contractor’s monthly accounting period.
	 	
	 ** 25 days after Block 11 time.
	 	
	 Electronic submittals shall be encrypted or password protected.
	 	
	 BLOCK 9: C: Distribution authorized to US Government agencies and their contractors.
	 	
	 15. TOTAL
	 		 		 		 		 		 		 	 0
	 	 4
	 	 0

	 G. PREPARED BY
	 	 H. DATE
	 		 	 I.
	 	 APPROVED BY
	 		 		 		 	 J.
DATE
	 	
	 MATTHEW J. CASTO
	 		 		 		 	 Karen E Ragland
	 		 		 		 		 	
	 AFRL/SNDI, (937)255-4557 Ext: 3489
	 	 06-APR-2006
	 	 Data Manager
DET 1 AFRL/
WSPT 5-7466
	 		 	 12-APR-2006
	 		 		 		 		 	
	 DD FORM 1423-1, FEB 2001
	 		 	 PREVIOUS
EDITION
	 		 	 MAY BE USED.
	 		 		 	 Page
4 of 6
Pages
	 		 	

  

 

 
  

																			
	 CONTRACT DATA REQUIREMENTS LIST
	 		 		 	 Form Approved
	 		 		 		 		 		 	
	 (1 Data Item)
	 		 		 		 		 	 OMB
No.
0704-
0188
	 		 		 		 	
	 The public reporting burden for this collection of information is estimated to average 110 hours per
response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other
provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.
	 	
	 Please do not return your form to the above organization. Send completed form to the Government Issuing
Contracting Officer for the Contract/PR No. listed in Block E.
	 	
	 A. CONTRACT LINE ITEM NO.
	 	 B. EXHIBIT
	 		 	 C. CATEGORY:
	 		 		 		 		 		 	
	 0001
	 	 A
	 		 	 TDP
	 	 TM
	 	 OTHER
	 		 		 		 	
	 D. SYSTEM/ITEM
	 	 E.
CONTRACT/
PR NO.
	 	 F.
CONTRACTOR
	 		 		 		 		 		 		 	
	 ARPSNDB6
	 		 	 FA8650-06-C-
7626
	 	 IRVINE
SENSORS
CORPORATION
	 		 		 		 		 		 	
	 1. DATA ITEM NO. 2. TITLE OF DATA ITEM
	 		 		 		 	 3. SUBTITLE
	 		 		 		 		 	 17.
PRICE
GROUP

	 PRESENTATION MATERIAL
	 		 		 		 		 		 		 		 		 	
	 A005
	 		 		 		 		 		 		 		 		 	
	 4. AUTHORITY (Data Acquisition Document No.)
	 	 5.
CONTRACT
REFERENCE
	 		 	 6. REQUIRING
OFFICE
	 		 		 		 		 	 18.
ESTIMATED
	 	
		 		 		 		 		 		 		 		 		 	 TOTAL
PRICE

	 DI-ADMN-81373/T
	 		 		 	 CSOW
	 		 		 	 AFRL/
SNDI
	 		 		 	
	 7. DD 250 REQ 9. DIST STATEMENT 10. FREQUENCY
	 		 	 12. DATE OF
FIRST
SUBMISSION
	 	 14.
	 	 DISTRIBUTION
	 		 		 		 		 	
	 REQUIRED
	 		 		 		 		 		 		 		 		 	
	 LT
	 	 ASREQ
	 		 	 *
	 		 		 		 		 	 b. COPIES
	 	
	 8. APP CODE 11. AS OF DATE
	 		 	 13. DATE OF
SUBSEQUENT
	 		 	 a. ADDRESSEE
	 		 		 	 Final
	 		 	
	 C
	 		 		 	 SUBMISSION
	 		 		 	 Draft
	 		 		 	
	 N/A
	 	 *
	 		 	 *
	 		 		 		 	 Reg
	 	 Repro
	 	
	 16. REMARKS
	 		 		 		 		 		 	 AFRL/
SNDI
	 	 0
	 	 1
	 	 1

	 Tailored to require view graphs and hardcopy or
	 		 	 DARPA/DSO
	 	 0
	 	 1
	 	 0

	 computer generated file.
	 		 		 		 		 	
	 ASREQ means as required to document topics under discussion at briefings and reviews.
	 		 		 		 		 	
	 * Submit at each briefing or review as appropriate.
	 		 		 		 		 	
	 Maximum # of view graphs shall not exceed
	 	 250 for this
	 		 		 		 		 		 		 		 	
	 contract.
	 		 		 		 		 		 		 		 		 	
	 Submit reproducible on media compatible with
	 		 		 		 	
	 MS-Office for Windows.
	 		 		 		 	
	 BLOCK 9: C: Distribution authorized to US Government agencies and their contractors..
	 		 		 		 	
	 Electronic submittals shall be encrypted or password protected.
	 		 		 		 	
		 		 		 		 		 		 	 15.
TOTAL
	 	 0
	 	 2
	 	 1

	 G. PREPARED BY
	 	 H. DATE
	 	 I.
	 	 APPROVED BY
	 		 		 		 	 J.
DATE
	 		 	
	 MATTHEW J. CASTO
	 		 		 	 Karen E Ragland
	 		 		 		 		 		 	
	 AFRL/SNDI, (937)255-4557 Ext: 3489
	 	 06-APR-2006
Data Manager
DET 1
AFRL/WSPT
5-7466
	 		 	 12-APR-2006
	 		 		 		 		 		 	
	 DD FORM 1423-1, FEB 2001
	 		 	 PREVIOUS
EDITION
	 		 	 MAY BE USED.
	 	 Page
	 	 5
	 	 of
	 	 6
	 	 Pages

 

 
  

																	
	 CONTRACT DATA REQUIREMENTS LIST
	  		  		 	 Form Approved
	  		  		  		  		  	
									
	 (1 Data Item)
	  		  		 		  		  	 OMB
No.
0704-
0188
	  		  		  	
		
	 The public reporting burden for this collection of information is estimated to average 110 hours per
response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for reducing the burden, to the Department of Defense, Executive Services and Communications Directorate (0704-0188). Respondents should be aware that notwithstanding any other
provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. Please do not return your form to the above organization. Send completed
form to the Government Issuing Contracting Officer for the Contract/PR No. listed in Block E.
	  	
									
	 A. CONTRACT LINE ITEM NO. B. EXHIBIT
	  		  	 C. CATEGORY:
	 		  		  		  		  		  	
									
	 0001 A
	  		  	 TDP
	 	 TM _
	  	 OTHER
	  		  		  		  	
									
	 D. SYSTEM/ITEM
	  		  	 E. CONTRACT/
PR NO.
	 	 F.
CONTRACTOR
	  		  		  		  		  	
									
	 ARPSNDB6
	  	 FA8650-06-
C-7626
	  	 IRVINE
SENSORS
CORPORATION
	 		  		  		  		  		  	
									
	 1. DATA ITEM NO. 2. TITLE OF DATA ITEM
	  		  		 	 3. SUBTITLE
	  		  		  	 17. PRICE
GROUP
	  		  	
									
	 SCIENTIFIC AND TECHNICAL REPORTS
	  	 

 Interim
Report
	  		 		  		  		  		  		  	
									
	 A006
	  		  		 		  		  		  		  		  	
									
	 4. AUTHORITY (Data Acquisition Document No.) 5. CONTRACT REFERENCE
	  		  	 6. REQUIRING
OFFICE
	 		  		  		  	 18.
ESTIMATED
	  		  	
									
		  		  		 		  		  		  		  		  	 TOTAL
PRICE

									
	 DI-MISC-80711A/T
	  		  	 CSOW
	 		  		  	 AFRL/SNDI
	  		  		  	
									
	 7. DD 250 REQ 9. DIST STATEMENT 10. FREQUENCY
	  		  	 12. DATE OF
FIRST
SUBMISSION
	 	 14.
	  	 DISTRIBUTION
	  		  		  		  	
									
	 REQUIRED
	  		  		 		  		  		  		  		  	
									
	 LT QRTLY
	  		  	 **
	 		  		  		  	 b. COPIES
	  		  	
									
	 8. APP CODE 11. AS OF DATE
	  		  	 13. DATE OF
SUBSEQUENT
	 	 a. ADDRESSEE
	  		  	 Final
	  		  		  	
									
	 C
	  		  	 SUBMISSION
	 		  		  		  	 Draft
	  		  	
									
	 N/A *
	  		  	 **
	 		  		  		  		  	 Reg
	  	 Repro

									
	 16. REMARKS
	  		  		 		  	 AFRL/SNDI
	  	 0
	  	 1
	  	 1
	  	
		
	 Tailored to allow contractor’s format, bound and instandard size type and Block 10 is clarified so
that distribution to DTIC shall only be through Air Force distribution channels.
	  	
		
	 * At the end of the contractor’s quarterly reporting period and every 90 days through-out this
effort.
	  	
		
	 ** 25 days after Block 11 time.
	  	
									
	 BLOCK 9:
	  	 C:
Distribution
authorized
to US
Government
	  		 		  		  		  		  		  	
									
	 agencies and their contractors
	  		  		 		  		  		  		  		  	
									
	 Submit reproducible on media compatible with
	  		  		 		  		  		  		  		  	
									
	 MS-Office for Windows.
	  		  		 		  		  		  		  		  	
									
		  		  		 		  	 15. TOTAL
	  		  	 0
	  	 1
	  	 1

									
	 G. PREPARED BY
	  	 H. DATE
	  	 I.
	 	 APPROVED
BY
	  		  		  	 J. DATE
	  		  	
									
	 MATTHEW J. CASTO
	  		  	 Karen E Ragland
	 		  		  		  		  		  	
									
	 AFRL/SNDI, (937)255-4557 Ext: 3489 06-APR-2006 Data Manager DET 1 AFRL/WSPT 5-7466
	  		  	 12-APR-2006
	 		  		  		  		  		  	
									
	 DD FORM 1423-1, FEB 2001
	  	 PREVIOUS
EDITION
	  		 	 MAY BE
USED.
	  	 Page
	  	 6 of
	  	 6
	  	 Pages
	  	

  

 INSTRUCTIONS FOR COMPLETING DD FORM 1423 
 (See DoD 5010.12-M for detailed instructions.) 
  

			
	 FOR GOVERNMENT PERSONNEL
	  	 FOR THE CONTRACTOR

	 Item A. Self-explanatory.
  
 Item B. Self-explanatory.
  
 Item C. Mark (X) appropriate category: TDP—Technical Data Package; TM—Technical Manual; Other—other category of data, such as “Provisioning,” “Configuration Management,”
etc.
  
 Item D. Enter name of system/item being acquired that data will
support.
  
 Item E. Self-explanatory (to be filled in after contract
award).
  
 Item F. Self-explanatory (to be filled in after contract
award).
  
 Item G. Signature of preparer of CDRL.
  
 Item H. Date CDRL was prepared.
  
 Item I. Signature of CDRL approval authority.
  
 Item J. Date CDRL was approved.
  
 Item 1. See DoD FAR Supplement Subpart 4.71 for proper numbering.
  
 Item 2. Enter title as it appears on data acquisition document cited in Item
4.
  
 Item 3. Enter subtitle of data item for further definition of data item
(optional entry).
  
 Item 4. Enter Data Item Description (DID) number,
military specification number, or military standard number listed in DoD 5010.12-L (AMSDL), or one-time DID number, that defines data content and format requirements.
  

Item 5. Enter reference to tasking in contract that generates requirement for the data item (e.g., Statement of Work paragraph number).
  
 Item 6. Enter technical office responsible for ensuring adequacy of the data
item.
  
 Item 7. Specify requirement for inspection/acceptance of the data
item by the Government.
  
 Item 8. Specify requirement for approval of a
draft before preparation of the final data item.
  
 Item 9. For technical
data, specify requirement for contractor to mark the appropriate distribution statement on the data (ref. DoDD 5230.24).
  
 Item 10. Specify number of times data items are to be delivered.
  
 Item 11. Specify as-of date of data item, when applicable.
  
 Item 12. Specify when first submittal is required.
  
 Item 13. Specify when subsequent submittals are required, when applicable.
  
 Item 14. Enter addressees and number of draft/final copies to be delivered to each addressee. Explain reproducible copies in Item 16.
  
 Item 15. Enter total number of draft/final copies to be delivered.
  
 Item 16. Use for additional/clarifying information for Items 1 through 15. Examples are:
Tailoring of documents cited in Item 4; Clarification of submittal dates in Items 12 and 13; Explanation of reproducible copies in Item 14.; Desired medium for delivery of the data item.
	  	 Item 17. Specify appropriate price group from one of the following groups of effort in developing estimated prices for each data item listed
on the DD Form 1423.
  
 a. Group I. Definition - Data which is not
otherwise essential to the contractor’s performance of the primary contracted effort (production, development, testing, and administration) but which is required by DD Form 1423.
  
 Estimated Price - Costs to be included under Group I are those applicable to
preparing and assembling the data item in conformance with Government requirements, and the administration and other expenses related to reproducing and delivering such data items to the Government.
  
 b. Group II. Definition - Data which is essential to the performance of the
primary contracted effort but the contractor is required to perform additional work to conform to Government requirements with regard to depth of content, format, frequency of submittal, preparation, control, or quality of the data item.

 
 Estimated Price - Costs to be included under Group II are those incurred over
and above the cost of the essential data item without conforming to Government requirements, and the administrative and other expenses related to reproducing and delivering such data item to the Government.
  
 c. Group III. Definition – Data which the contractor must develop for his
internal use in performance of the primary contracted effort and does not require any substantial change to conform to Government requirements with regard to depth of content, format, frequency of submittal, preparation, control, and quality of the
data item.
  
 Estimated Price - Costs to be included under Group III
are the administrative and other expenses related to reproducing and delivering such data item to the Government.
  
 d. Group IV. Definition - Data which is developed by the contractor as part of his normal operating procedures and his effort in supplying these data
to the Government is minimal.
  
 Estimated Price - Group IV items
should normally be shown on the DD Form 1423 at no cost.
  
 Item 18. For each data
item, enter an amount equal to that portion of the total price which is estimated to be attributable to the production or development for the Government of that item of data.
  
 These estimated data prices shall be developed only from those costs which will
be incurred as a direct result of the requirement to supply the data, over and above those costs which would otherwise be incurred in performance of the contract if no data were required. The estimated data prices shall not include any amount for
rights in data. The Government’s right to use the data shall be governed by the pertinent provisions of the contract.

 DD FORM 1423-1 (BACK), FEB 2001 

 COGNITIVE SENSOR SYSTEMS FOR ROBOTIC 
 AND UNATTENDED PLATFORMS – PHASE 0 
 Description/Specifications

 Statement of Work 
 18 Apr 06 
 Scope 
 The contractor shall
provide management staff, technical staff, materials and services sufficient to perform a “proof-of-principle” demonstration of the ability of advanced neuromorphic computation architectures, when combined with advanced 3D microelectronic
implementations and very low power analog processing elements to emulate the functionalities of very large arrays of natural neural assemblies. The demonstrations shall be accomplished in two phases of increasing technical complexity. In addition,
the scope of the effort shall include the design, modeling, simulation and interpretation of the proof-of-principle demonstration results to identify approaches for achieving fully capable cognitive sensor systems and the development of a technology
roadmap leading to their successful demonstration. 
 Task 1: Saccading and Foveating Sensor 
 The existing tera-op engine (existing Synaptic ALU Chips, single cube system) integrated with a common-off-the shelf imager will be used to demonstrate saccading and
foveating functions in accordance with the following subtasks: 
 1.1 Hardware Upgrades 
 The contractor shall provide hardware and I/O interface upgrades to the existing 3DANN-R system including: interface to IBIS5 or similar sensor and System
Digital Interface Board (DIB) modifications. Modifications to the Analog Board shall be implemented as needed. 
 1.2 Software and
Firmware Upgrades 
 The contractor shall provide firmware and software upgrades including: system level firmware, driver, and abstraction
software upgrades 
 1.3 Saccading Algorithms 
 The contractor shall develop saccading algorithms by identifying algorithms to interface to the current system and to the selected imager. The contractor shall implement selected algorithm and demonstrate the
saccading function. 
 1.4 Foveating Algorithms 
 The contractor shall develop foveating algorithms by identifying algorithms to interface to the current system and to the selected image. The contractor shall implement selected algorithm and demonstrate the foveating
function. 
 Task 2: System Demonstrations 
 The
contractor shall perform and execute appropriate system demonstrations to detect motion or sudden intensity variations in a 1280x1024 image field and foveate to the area of interest of 64x64 pixel. The system will keep monitoring the motion of
intensity changes in the remaining part of the field. 
 Task 3: Attentive Sensor 
 An improved tera-op engine (new SALU chip, multi-cube system) integrated with an existing imager will be used to enable recognition of selected objects and saccading/foveating capabilities based on attention in
accordance with the following subtasks: 
 3.1 SALU Chip design 
 The contractor shall design the SALU chip in accordance with the following features: 
 a. Synapse design (256 x 256 analog current mode multiplier array with 9 bit signed data and weights and 12 bit signed output and nonlinear user definable
thresholding function) 
 b. Input and output I/O interface Blocks (Gigabit Serial) 
  

			
	 FA8650-06-C-7626
	  	1

 c. Programmable control (N inputs to P outputs, P £ N) (Control, Memory, and Configuration Blocks) 
 d. Transimpedance, A/D
converter, and nonlinear transformation Block (256 user selectable channels) 
 3.2 RASA Architecture 
 The contractor shall develop the RASA architecture centered on FPGAs in accordance with the following features: 
 a. ASIC I/O interfaces 
 b. Memory interface

 c. External serial I/O and switch fabric interface 
 d. Connector definitions and power conditioning and ground schemes for digital and analog segments 
 3.3
SALU Chip Fabrication and Test 
 The contractor shall get the designed SALU chip fabricated and tested in quantities to allow the
implementation of multi-cube Virtual Neuron. 
 3.4 Hardware Upgrades 
 The contractor shall modify the hardware architecture to use the new chip. The modifications Shall include: 
 a. Design and fabrication of Digital Interface Board (DIB) 
 b. Design and fabrication of Digital Processing board 
 c. Design and fabrication Virtual Neuron stacks using
SALU chips 
 3.5 Software and Firmware Upgrades 
 The contractor shall modify the software and firmware architectures to use the new chip. The modifications shall include: 
 a. Analog processor control 
 b. I/O interface driver and diagnostics 
 c. Application development support 
 d. Fault
recovery and Status Monitoring 
 3.6 System Integration and Test 
 The contractor shall perform system integration and test for the attentive sensor system to include: 
 a. Assembly of the system that includes digital board, imager board, analog processor and digital processor board 
 b. Development of test procedures 
 c. Testing
of the integrated hardware 
 3.7 Saccading Algorithm 
 The contractor shall develop an improved saccading algorithm based on the results of Task 1.3 by identifying enhancement algorithms to interface to the upgraded system and to selected imager. The contractor shall
implement the selected algorithm in the upgraded hardware and demonstrate saccading function. 
 3.8 Recognition and Foveating Algorithms

 The contractor shall develop recognition and foveating algorithms by extending the results of Task 1.4 and by identifying algorithms to
interface to the upgraded system and to selected imager. The contractor shall implement the selected algorithms in the upgraded hardware and demonstrate foveating and saccading functions. 
 3.9 System Demonstrations 
 The
contractor shall perform and execute system demonstrations to detect motion or sudden intensity variations in a 1280x1024 image field and foveate to the area of interest of 128x128 pixel. The system will recognize an object (from few selected
objects) in the fovea and will track the object when it moves in the wide FOV field-of-view. The system will keep monitoring the motion of intensity changes in the remaining part of the field. 
  

			
	 FA8650-06-C-7626
	  	2

 Task 4: Modeling and Scalability Validation 
 The contractor shall perform analysis and simulation of design principles and scalability issues for the design of Cognitive Sensor Systems in accordance with the following subtasks: 
 4.1 Definitive Statement of the problem 
 The contractor shall explore a representative set of DoD relevant challenge problems including surveillance, go-seek-and-report missions or unattended sensors. Trade-offs including hardware-algorithm-software will be conducted. Evaluation
metrics for future phases will be established. 
 4.2 Mathematical Representations and Models 
 The contractor shall develop mathematical representations of the sensorial inputs in terms of basic system operations and communication modeling.

 4.3 Spatio-Temporal Modeling and Validation 
 The contractor shall develop the spatio-temporal modeling to establish the equivalence of timemultiplexed crossbars with reconfigurable weights in time implemented using 3D technologies and hybrid reconfigurable
systems. Support for short and long range interconnects in the 3D implementation will be evaluated. 
 4.4 Recognition and Learning

 The contractor shall investigate the use of wide word searches in associative memories and self organized learning. Implementation and
initial design of a learning engine will be performed. 
 4.5 Software Architectures 
 The contractor shall explore and define software architectures that can be integrated with a hybrid system 
 4.6 Controllability and Instructability 
 The contractor shall develop controllability options to allow access and control by a conventional digital system. 
 4.7
Performance Simulations 
 The contractor shall establish performance expectations, scalability and stability using developed models and
abstractions and computer simulations. 
 4.8 Technology Roadmap 
 The contractor shall develop a scalability study based on simulation, test results and predictions of the ISA technology roadmap; insertion scenarios into
application platforms. 
 Task 5: Deliverables 
 The
contractor shall deliver all deliverables in accordance with the Contract Data Requirements List (CDRLS). The deliverables are design and review documents, simulations, test reports and demonstrations (videos of the demonstrations when appropriate)
of cognitive sensor systems capable of saccading and foveating sensor operation with attentive sensor integration as described above in tasks 1-4. 
 The
deliverable documents will include: 
 1. “Requirements Documents” to guide the design of cognitive sensor systems in various phases
based on DoD needs 
 2. “Design Description and Development Plan” to provide roadmap for Phase 1, Phase 2 and Phase 3 

3. “Design Evaluation Plan” establishing metrics and evaluation methods and tests for Phase 1, Phase 2 and Phase 3.” 
 FA8650-06-C-7626 
  

 3 

 WIDE AREA WORK FLOW DoDAAC AND E-MAIL INSTRUCTION SHEET 
 PURSUANT TO DFARS 252.232-7003, ELECTRONIC SUBMISSION OF PAYMENT REQUESTS, USE OF WIDE AREA WORK FLOW – RECEIPT AND ACCEPTANCE (WAWF-RA) IS NOW MANDATORY FOR
THIS CONTRACT 
 THE FOLLOWING CODES WILL BE REQUIRED TO ROUTE YOUR INVOICES AND ADDITIONAL E-MAILS CORRECTLY THROUGH WAWF. 
           SELECT THE FOLLOWING Document Type: 
 Use Cost Voucher to fulfill Clause G00        , Invoice and Payment – Cost
Reimbursement, and CDRL A00         requirement for Contractor Billing Voucher 
 Use
Receiving Report to fulfill DFARS 252.246-7000, Material Inspection and Receiving Report, and CDRL A00         (Final Technical Report), Block 7 requirement for a DD250 
 Contract Number: FA8650- 
 Delivery/Task Order Number: (If applicable) 
 Issue-by DoDAAC: FA8650 
 Admin DoDAAC:                     

 DCAA Auditor DoDAAC: Vendor shall use Look Up DCAA from toolbar at left of WAWF screen 
 Service Approver (For Cost Voucher): Admin DoDAAC 
 Inspected By DoDAAC: For Cost Voucher: N/A 
 For Receiving Report: BPN * 
 Ship-To Code (For Receiving Report) : BPN * 
 *The Receiving Report requires an inspection and acceptance to be performed; the “Inspected By DoDAAC” and the “Ship-To Code” in WAWF are the BPN of the Program Manager/Project Engineer for
the program, shown above. 
 Ship-From Code: NOT NEEDED 
 LPO DoDAAC/Ext: NOT NEEDED 
 Pay DoDAAC:
                     
 ADDITIONAL E-MAIL
NOTIFICATIONS: (Vendor shall add the following e-mail addresses to documents created in WAWF. These are email addresses of persons who need to see or record information on the documents. The VENDOR and the DFAS Office will automatically receive a
notice; you do NOT need to add their e-mail addresses.) 
  

	1.	(Program Manager/Project Engineer) 

  

	2.	(Financial Management Office) 

  

	3.	(Contract Negotiator/Contracting Officer) 

  

	4.	

  

	5.	

  

	6.	

 DO NOT ATTACH TECHNICAL REPORTS TO WAWF-RA DOCUMENTS. YOU MAY ATTACH
FINANCIAL INFORMATION SUPPORTING YOUR VOUCHER OR DOCUMENTS SUPPORTING INSPECTION AND ACCEPTANCE. 
 Payments may be expedited electronically via the
Internet through the Wide Area Work Flow (WAWF) system. To access WAWF, go to https://wawf.eb.mil. 
 WAWF Training may be accessed online at
https://www.wawftraining.com. 
 Contact your ACO for additional assistance with WAWF training, registration, and implementation. 
 Payment information may be accessed using the DFAS website at https://www.dfas.mil. Your purchase order/contract number or invoice will be required to check status of
your payment.Secured Subordinated Revolving Promissory Note

 Exhibit 10.57 
 SECURED SUBORDINATED REVOLVING PROMISSORY NOTE 
  

			
	$2,000,000	 	January 17, 2007

 FOR VALUE RECEIVED, the undersigned, OPTEX SYSTEMS, INC., a Texas corporation
(“Maker”), promises to pay to the order of TWL GROUP, LP, a Texas limited partnership (“Payee”), whose address is 4306 Savannah, Parker, TX 75002 the sum of Two Million Dollars ($2,000,000) or so much thereof as may
be advanced by Payee to Maker and be outstanding hereunder, together with interest on the unpaid principal balance from time to time remaining at a rate per annum (calculated on the basis of actual days elapsed, but computed as if each calendar year
consisted of 360 days) which shall from day to day be equal to 10%. 
 The principal balance of this note shall be due and payable on the
earlier of (i) February 27, 2009 and (ii) 60 days after the date the Senior Debt (hereinafter defined) is paid in full or refinanced. Accrued interest on this note shall be due and payable in arrears on the first anniversary of the
date of this note and on the date this note becomes due and payable in full or is otherwise paid in full. Payment shall be deemed made at the time the holder of this note receives such payment, subject to the condition subsequent that any check or
similar instrument is honored as drawn on sufficient funds. All amounts paid hereunder shall be applied first to accrued and unpaid interest and then to principal. 
 All past due principal of and accrued interest on this note shall bear interest from maturity (stated, by acceleration, or otherwise) until paid at the rate of 18% per annum (the “Default Rate”).

 1. No Commitment. Payee shall have no obligation to make any advance under this note, and each advance under this note shall be
made in the sole discretion of Payee. 
 2. Prepayments and Reborrowings. The unpaid principal balance of this note may be prepaid by
Maker in whole or in part at any time without premium or penalty; provided that each prepayment of principal shall be accompanied by the payment of accrued interest on the amount of such prepayment. Subject to Paragraph 1 of this note, principal
amounts prepaid by Maker may be reborrowed, and, to the extent principal amounts are prepaid and reborrowed, this note is a revolving note. 
 3. [Intentionally Omitted]. 
 4. Collateral. The payment of this note is secured by the liens and security interests
created by that certain Subordinated Security Agreement (the “Security Agreement”) dated as of the date hereof, executed by Maker in favor of Payee. 
 5. Representations and Warranties. On the date hereof and on the date of each advance made hereunder, Maker represents and warrants to Payee as follows: 
 (a) Existence, Etc. Maker is a corporation duly organized validly existing and in good standing under the laws of the state of its
organization and is duly qualified to do business and is in good standing in each other state where the failure to be so qualified and in good standing could reasonably be expected to have a material adverse effect on the business, operations or
condition (financial or otherwise) of Maker or on the ability of Maker to perform or comply with the terms and conditions of this note, the Security Agreement or the Subordination Agreement (hereinafter defined) (collectively the “Loan
Documents”) (such a material adverse effect being herein called a “Material Adverse Effect”). 
 Secured
Subordinated Promissory Note 
  

 (b) Power and Authority. Maker has all requisite power and authority to own or
lease its properties, to conduct its business as now conducted and to execute, deliver and perform the Loan Documents. 
 (c)
Authorization and Enforceability. The execution, delivery and performance of the Loan Documents have been duly authorized by all necessary corporate action of Maker and require no consent of any person or entity that has not been obtained,
and the Loan Documents constitute valid and binding obligations of Maker, enforceable in accordance with their terms, except as such enforceability may be limited by Debtor Relief Laws (hereinafter defined) and by general principles of equity.

 (d) No Violation. The execution, delivery and performance of the Loan Documents do not and will not violate
Maker’s charter, bylaws, or other organizational documents, any laws applicable to Maker or any agreement to which Maker is a party or by which Maker is bound, except for violations of laws or agreements that could not reasonably be expected to
have a Material Adverse Effect. No consent or approval of any person or entity is required in connection with such execution, delivery and performance, except as has been obtained and is in full force and effect. 
 (e) Financial Statements. The financial statements of Maker and Irvine Sensors Corporation, a Delaware corporation
(“Parent”) most recently delivered to Payee have been prepared in accordance with generally accepted accounting principles (“GAAP”) and fairly present the financial condition and results of operations of Maker and
Parent as of the date thereof and for the period covered thereby, and no material adverse change has occurred in such financial condition since the date of the financial statements most recently delivered to Payee prior to the date of this note.

 (f) Litigation. Except as disclosed in financial statements (or the notes thereto) or other writings heretofore
delivered to Payee, there is no litigation pending or, to the knowledge of Maker, threatened against Maker that could reasonably be expected to have a Material Adverse Effect. 
 (g) General. All financial statements, reports and other information heretofore delivered by Maker to Payee, taken as a whole, do
not contain any untrue statements of a material fact or omit to state any material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. 
 6. Covenants. Unless and until this note has been paid in full or Lender otherwise agrees in writing, Maker agrees as follows: 
 (a) Financial Statements, etc. Maker will deliver to Payee, (i) as soon as available, but in any event within 30 days after
the end of each calendar month, a company prepared consolidated and consolidating balance sheet and income statement covering Parent’s operations during such period, in a form reasonably acceptable to Payee and certified by the president, any
vice president or the treasurer of Parent, together with a certificate executed by the president, any vice president or the treasurer of Maker certifying that Maker is in compliance with the terms and conditions of the Loan Documents; (ii) as
soon as available, but in any event not later than the date on which Parent is obligated to file its Form 10-K with the Securities and Exchange Commission, audited consolidated and consolidating financial statements of Parent prepared in accordance
with GAAP, consistently applied, together with an opinion which is unqualified or otherwise consented to in writing by Payee on such financial statements of an independent 
 Secured Subordinated Promissory Note 
  

 
certified public accounting firm reasonably acceptable to Payee; (iii) if applicable, copies of all statements, reports and notices sent or made
available generally by Parent to its security holders or to any holders of its debt and all reports on Forms 10-K and 10-Q filed with the Securities and Exchange Commission; (iv) promptly upon receipt of notice thereof, notice of the occurrence
of any Default under this Note and a report of any legal actions pending or threatened against Maker that could result in damages or costs to Maker of $100,000 or more; (v) promptly upon receipt, each management letter prepared by Parent’s
independent certified public accounting firm regarding Parent’s management control systems; and (vi) such budgets, sales projections, operating plans or other financial information generally prepared by Parent or Maker in the ordinary
course of business as Payee may reasonably request from time to time; 
 (b) Books and Records. Maker will keep its
financial books and records in accordance with GAAP and permit Payee to inspect and to discuss with its officers, directors and accountants such books and records and its properties and business operations during reasonable business hours.

 (c) Existence and Qualification. Maker will maintain its corporate existence and its qualification to do business
and good standing where necessary and all permits and licenses necessary for the conduct of its business, except to the extent a failure to so maintain could not reasonably be expected to have a Material Adverse Effect. 
 (d) Obligations, etc. Maker will timely pay and perform all of its material taxes and other obligations, except to the extent being
contested by appropriate proceedings; Maker will maintain insurance (including self insurance) in such amounts with such deductibles, and against such risks as is customary for similarly situated businesses; and Maker will observe and comply with
all material applicable laws (including environmental laws) and all material agreements to which it is a party or by which it is bound. 
 (e) Dividends and Distributions, Loans and Investments, etc. If any indebtedness is then outstanding under this note, without the prior written consent of Payee, which shall not be unreasonably withheld, Maker
will not make any dividend or distribution on its capital stock, or redeem or purchase any of its capital stock, or make any loan or advance to Parent or any other person or entity, or transfer any assets to Parent or otherwise make any payment to
Parent, other than dividends, distributions, loans, advances, transfers or other payments made by Maker to Parent in an aggregate amount not to exceed $2,250,000 per annum. 
 (f) Indebtedness. If any indebtedness is then outstanding under this note, without the prior written consent of Payee, which shall
not be unreasonably withheld, Maker will not incur or suffer to exist for itself any indebtedness for borrowed money or under capital leases or for the purchase price of property, except (i) indebtedness owing to or held by Longview Fund, L.P.
and Alpha Capital Anstalt (collectively, “Senior Lender”) under or pursuant to that certain Term Loan and Security Agreement dated as of December 29, 2006, among Parent and Senior Lender (the “Term Loan and Security
Agreement”), or other indebtedness owing or to be owing to or held or to be held by Senior Lender; (ii) indebtedness evidenced by this note; (iii) unsecured indebtedness of Maker existing on the date hereof and disclosed in the
financial statements, most recently delivered to Payee, provided that none of such indebtedness shall be renewed, extended or otherwise modified in any material respect; (iv) unsecured current liabilities (not the result of borrowing) incurred
in the ordinary course of business and not overdue; (v) capital leases and other purchase money financing of capital assets; (vi) other indebtedness that is subordinated in right of payment to the indebtedness evidenced by this note; and
(vii) extensions, refinancings and renewals of any items above, provided that, with respect to items (iii) through (vi) above, the principal amount is not increased or the terms modified to impose more burdensome terms upon Maker.

 Secured Subordinated Promissory Note 
  

 (g) Liens. If any indebtedness is then outstanding under this note, without the
prior written consent of Payee, which shall not be unreasonably withheld, Maker will not incur or suffer to exist any liens or security interests on any of its property, except (i) landlords’, carriers’, warehousemen’s,
mechanics’ and other similar liens arising by operation of law in the ordinary course of Maker’s business; provided, however, that all such liens shall be discharged or bonded off within sixty (60) days from the filing thereof;
(ii) liens arising out of pledge or deposits under worker’s compensation, unemployment insurance, old age pension, social security, retirement benefits or other similar legislation; (iii) liens in favor of Senior Lender (including not
only the liens created by the Term Loan and Security Agreement but also any other liens in favor of Senior Lender now existing or hereafter granted or incurred) and of Payee; (iv) liens for taxes (excluding any lien imposed pursuant to any
provision of ERISA) not yet due or which are being contested in good faith by appropriate proceedings and Maker maintains appropriate reserves in respect thereto provided that in Payee’s judgment such lien does not adversely affect Payee’s
rights or the priority of Payee’s lien in the collateral securing this note; (v) easements, rights of way, restrictions and other similar charges or liens relating to real property and not interfering in a material way with the ordinary
conduct of Maker’s business; (vi) other liens outstanding on the date of this note; (v) liens to secure purchase money financing of capital assets provided that the liens only secure payment of the indebtedness so incurred and extend
only to the capital asset purchased; (vi) liens subordinated to the liens securing this note on terms and conditions reasonably satisfactory to Payee; and (vi) liens renewing and extending liens permitted by this subparagraph. 

(h) Sales of Assets. If any indebtedness is then outstanding under this note, without the prior written consent of Payee, which
shall not be unreasonably withheld, Maker will not sell any assets, except (i) sales of inventory in the ordinary course of Maker’s business; (ii) dispositions of obsolete or worn out equipment or equipment no longer used in its
business; (iii) sales of other equipment, provided such equipment is promptly replaced with equipment of equal or greater value and utility to Maker), (iv) licenses and similar arrangements for the use of the property of Maker in the
ordinary course of business; and (v) other assets of Maker that do not in the aggregate exceed $100,000 during any fiscal year. 
 (i) Fundamental Changes. If any indebtedness is then outstanding under this note, without the prior written consent of Payee, Maker will not liquidate or dissolve or merge or consolidate with any other person or entity. 

(j) Use of Proceeds. If any indebtedness is then outstanding under this note, without the prior written consent of Payee, Maker
will not use the proceeds of any advance made by Payee to Maker hereunder, except for working capital. 
 Notwithstanding anything to the
contrary stated in this paragraph 6.(e) – (j), if a Default or an Event of Default (or an event or occurrence which, with notice or lapse of time or both, would, if not cured or waived, become an Event of Default) is then existing with respect
to the Senior Debt, Payee waives its rights to withhold consent in subparagraphs 6.(e) – (j). 
 7. Subordination.
Notwithstanding anything contained herein that may be to the contrary, the payment of this note and the rights and remedies of Payee and any other holder of this note under this note and the other Loan Documents are subordinate to the indefeasible
payment in full of the Senior Debt as defined in that certain Subordination Agreement (herein so called) of even date herewith, among 
 Secured Subordinated Promissory Note 
  

 
Payee, Longview Fund L.P. and Alpha Credit Anstalt, and are otherwise subordinate to the rights of Senior Lender as set forth in the Subordination Agreement
and are otherwise subject to such Subordination Agreement. 
 8. Default and Remedies. Any one or more of the following events or
occurrences shall constitute a default (a “Default”) under this note: 
 (a) The failure or refusal of Maker
to pay all or any part of the principal of or accrued interest on this note as and when same becomes due and payable in accordance with the terms hereof, and such failure or refusal is not cured within ten (10) days after notice of such failure
or refusal is given to Maker in accordance with Paragraph 12 below; or 
 (b) A breach by Maker of any provision of this
note, and such breach is not cured within twenty (20) days after notice of such breach is given to Maker in accordance with Paragraph 12 below. 
 (c) Maker shall (i) become insolvent within the meaning of the Bankruptcy Code of the United States, as amended, (ii) admit in writing its inability to pay or otherwise fail to pay its debts generally as
they become due, (iii) voluntarily seek consent to, or acquiesce in the benefit or benefits of any Debtor Relief Law, or (iv) be made the subject of any proceeding provided for by any Debtor Relief Law that could suspend or otherwise
affect any of the rights of the holder hereof and such proceeding shall continue for sixty (60) days without dismissal or discharge. As used herein, “Debtor Relief Laws” means the Bankruptcy Code of the United States, as amended and
all other applicable liquidation, conservatorship, bankruptcy, moratorium, rearrangement, receivership, insolvency, reorganization or similar debtor relief laws from time to time in effect affecting the rights of creditors generally; or 

(d) The nonpayment when due of any material indebtedness exceeding $250,000 owed by Maker (including the Senior Debt), or the
occurrence of any event under any document or instrument evidencing, securing, or executed in connection with any such indebtedness which could give the holder thereof the right to declare such indebtedness or any part thereof due prior to its
scheduled maturity; or 
 (e) The occurrence of a default or event of default under any other Loan Document. 
 Upon the occurrence of a Default, the holder of this note may, subject to the subordination provisions set forth in and the terms of the Subordination
Agreement referenced in Paragraph 7, (a) by written notice to Maker, declare the entire unpaid principal balance of this note, together with any accrued and unpaid interest, immediately due and payable, (b) offset against this note any sum
or sums owed by the holder hereof to Maker, (c) foreclose any or all liens or security interests given to secure the repayment of the indebtedness evidenced by this note, and (d) proceed to protect and enforce its rights either by suit in
equity and/or by action at law, or by other appropriate proceedings, whether for the specific performance of any covenant or agreement contained in this note or any other Loan Document or in aid of the exercise of any power or right granted by this
note or any other Loan Document or to enforce any other legal or equitable right of the holder of this note or any other Loan Document. 
 9.
Cumulative Rights. No delay on the part of the holder of this note in the exercise of any power or right under this note, or under any other Loan Document, shall operate as a waiver thereof, nor shall a single or partial exercise of any other
power or right. Enforcement by the holder of this note of any security for the payment hereof shall not constitute any election by it of remedies so as to preclude the exercise of any other remedy available to it. 
 Secured Subordinated Promissory Note 
  
  

 10. Waiver. Maker, and each other surety, endorser, guarantor, and other party ever liable for the
payment of any sum of money payable on this note, jointly and severally waive demand, presentment, protest, notice of nonpayment, notice of intention to accelerate, notice of acceleration, notice of protest, and any and all lack of diligence or
delay in collection or the filing of suit hereon which may occur, and agree that their liability on this note shall not be affected by any renewal or extension in the time of payment hereof, by any indulgences, or by any release or change in any
security for the payment of this note, and hereby consent to any and all renewals, extensions, indulgences, releases, or changes, regardless of the number of such renewals, extensions, indulgences, releases, or changes. 
 11. Attorneys’ Fees and Costs. In the event a Default shall occur, and in the event that thereafter this note is placed in the hands of an
attorney for collection and subject to the subordination provisions set forth in and the terms of the Subordination Agreement referenced in Paragraph 7, or in the event this note is collected in whole or in part through legal proceedings of any
nature, then and in any such case Maker promises to pay all costs of collection, including, but not limited to, reasonable attorneys’ fees incurred by the holder hereof on account of such collection, whether or not suit is filed. In addition,
concurrently with the execution and delivery of the Loan Documents, Maker agrees to pay reasonable attorneys fees incurred by Payee in connection with the negotiation, execution and delivery of this note and the other Loan Documents. 
 12. Notices. Any notice or demand given hereunder by the holder shall be deemed to have been given and received (a) when actually received by
Maker, if delivered in person or by courier or messenger, or (b) two Business Days (hereinafter defined) after a letter containing such notice, certified or registered, with postage prepaid, addressed to Maker, is deposited in the United States
Mail. The address of Maker is 1420 Presidential Drive, Richardson, Texas 75081, or such other address as Maker shall advise the holder hereof by certified or registered letter. 
 13. Governing Law; Jurisdiction; Waiver of Jury Trial. This note is being executed and delivered and is intended to be performed, in the State of
Texas, and the laws of such state shall govern the construction, validity, enforcement and interpretation hereof, except to the extent federal laws otherwise govern the validity, construction, enforcement and interpretation hereof. Maker hereby
irrevocably (a) submits to the non-exclusive jurisdiction of any United States Federal or State court sitting in Dallas, Texas in any action or proceeding arising out of or relating to this note, and (b) waives to the fullest extent
permitted by law, any defense asserting an inconvenient forum in connection therewith. Service of process by the holder of this note in connection with such action or proceeding shall be binding on Maker if sent to Maker as provided in
Paragraph 12 of this note. TO THE EXTENT ALLOWED BY LAW, MAKER AND PAYEE EACH WAIVE JURY TRIAL IN ANY ACTION OR PROCEEDING RELATING TO THIS NOTE. 
 14. Headings. The headings of the sections of this note are inserted for convenience only and shall not be deemed to constitute a part hereof. 
 15. Successors and Assigns. All of the covenants, stipulations, promises and agreements in this note contained by or on behalf of Maker shall bind
its successors and assigns, whether so expressed or not; provided, however, that Maker may not, without the prior written consent of the holder hereof, assign any rights, duties, or obligations under this note. 
 16. Maximum Interest Rate. Regardless of any provision contained herein, or in any other document executed in connection herewith, the holder
hereof shall never be entitled to receive, collect or apply, as interest hereon, any amount in excess of the maximum rate of interest permitted to be charged from time to time by applicable law, and in the event the holder hereof ever receives,
collects or applies, as interest, any such excess, such amount which would be excessive interest shall be deemed a partial 
 Secured
Subordinated Promissory Note 
  

 
prepayment of the principal hereof and treated hereunder as such; and, if the principal hereof is paid in full, any remaining excess shall forthwith be paid
to Maker. In determining whether or not the interest paid or payable, under any specified contingency, exceeds the highest lawful rate, Maker and the holder hereof shall, to the maximum extent permitted under applicable law, (a) characterize
any nonprincipal payment as an expense, fee, or premium rather than as interest, (b) exclude voluntary prepayments and the effects thereof, and (c) spread the total amount of interest throughout the entire contemplated term hereof;
provided that if the indebtedness evidenced hereby is paid and performed in full prior to the end of the full contemplated term thereof, and if the interest received for the actual period of existence thereof exceeds the maximum lawful rate, the
holder hereof shall refund to Maker the amount of such excess or credit the amount of such excess against the principal hereof, and in such event, the holder hereof shall not be subject to any penalties provided by any laws for contracting for,
charging, or receiving interest in excess of the maximum lawful rate. 
 17. Business Day; Payments. As used herein, the expression
(a) “Business Day” means every day on which banks located in the State of Texas are generally open for business, and (b) “Nonbusiness Day” means every day which is not a Business Day. Each payment of the principal of or
accrued interest on this note shall be due and payable in lawful money of the United States of America. In any case where a payment of principal or interest hereon is due on a Nonbusiness Day, Maker shall be entitled to delay such payment until the
next succeeding Business Day, but interest shall continue to accrue until the payment is, in fact, made. 
 18. Modifications in
Writing. No waiver or modification of any of the terms or provisions of this note shall be valid or binding unless set forth in a writing signed by Maker and Payee, and then only to the extent therein specifically set forth. 
 THIS NOTE, TOGETHER WITH THE OTHER LOAN DOCUMENTS EXECUTED AND DELIVERED IN CONNECTION HEREWITH, REPRESENT THE FINAL AGREEMENT BETWEEN THE PARTIES AND
MAY NOT BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO UNWRITTEN ORAL AGREEMENTS OF THE PARTIES. 
 [Remainder of Page Left Blank. 
 Signature Page Follows.] 
 Secured Subordinated Promissory Note 
  
  

 IN WITNESS WHEREOF, the undersigned has executed this note as of the day and year first above written.

  

			
	MAKER:
	
	OPTEX SYSTEMS, INC.
		
	By:	 	/s/ JOHN J. STUART, JR.
		 	Name: John J. Stuart,
Jr.                                       
 
		 	Title: Chief Financial
Officer                                

 ACKNOWLEDGED AND AGREED: 
 PAYEE: 
  

			
	TWL GROUP, LP
		
	By:	 	TWL Group Management, LLC,
		 	General Partner
		
		 	By: /s/ TIMOTHY W.
LOONEY                        
		 	 Timothy W. Looney, President

 Signature Page to Secured Subordinated Revolving Promissory Note

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