Document:

form8a12b03142013 Exhibit 4.1

Exhibit 4.1

FORM OF STOCK CERTIFICATE

6.25% SERIES K        PREFERRED STOCK SHARES
CUMULATIVE REDEEMABLE           [   ]
PREFERRED STOCK
 
NUMBER [   ]    CUSIP 876664 707 

SEE REVERSE FOR IMPORTANT     THIS CERTIFICATE IS TRANSFERABLE 
NOTICE ON TRANSFER    IN NEW YORK, NEW YORK 
RESTRICTIONS AND OTHER 
INFORMATION

TAUBMAN CENTERS, INC.
INCORPORATED UNDER THE LAWS OF THE STATE OF MICHIGAN

THIS CERTIFIES THAT:  [   ]                    
                                    
is the owner of [   ]

FULLY PAID AND NONASSESSABLE SHARES OF THE 6.25% SERIES K CUMULATIVE REDEEMABLE PREFERRED STOCK (THE “SERIES K PREFERRED STOCK”), OF TAUBMAN CENTERS, INC., 

(the “Corporation”) transferable only on the books of the Corporation by the holder of this Certificate in person or by Attorney upon surrender of this Certificate properly endorsed.  This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

In Witness Whereof, the Corporation has this Certificate to be executed on its behalf by its duly authorized officers.

DATED:  [   ]

COUNTERSIGNED AND REGISTERED:
Computershare Shareowner Services LLC
Transfer Agent and Registrar

______________________________
Authorized Signatory
                  
________________    _________________
		
	[               ]
	  [             ]

		
	PRESIDENT 
	ASSISTANT SECRETARY

                                    

[FORM OF REVERSE OF CERTIFICATE]
Classes of Stock 
The Corporation is authorized to issue capital stock of more than one class, consisting of common stock and one or more classes of preferred stock.  The Board of Directors is authorized to determine the preferences, limitations and relative rights of any class of the preferred stock before the issuance of shares of such class of preferred stock.  At no charge, upon request to the Secretary of the Corporation, any shareholder may receive a copy of the Articles and/or a written statement of the designations, relative rights, preferences, conversion or other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, conditions of redemption, and other terms of the stock of each class which the Corporation has the authority to issue.
Restriction on Ownership and Transfer

The Restated Articles of Incorporation, as the same may be amended (the “Articles”), impose certain restrictions in the transfer and ownership of the shares represented by this Certificate based upon the percentage, in value, of the outstanding shares Constructively Owned or Beneficially Owned by the shareholder.  In general, no person may Beneficially Own or Constructively Own, whether by reason of a transfer or a change in capital structure, shares of Capital Stock in excess of 8.23% in value of the outstanding Capital Stock.  If the restrictions on transfer or limitations on ownership are violated, the transfer will be void ab initio, and the shares of Capital Stock represented by this Certificate will automatically acquire the status of Excess Stock.  In addition, certain Beneficial Owners or Constructive Owners must give written notice as to certain information on demand and on an annual basis.  Further, the Corporation may redeem shares of Series K Preferred Stock represented by this Certificate if required to qualify as a real estate investment trust under the Code.  At no charge, upon request to the Secretary of the Corporation, any shareholder may receive a copy of the Articles and/or a written statement of the restrictions on transfer and ownership, and the related redemption rights of the Corporation, that are imposed by the Articles, including the shares represented by this Certificate.  

All Capitalized terms in this legend have the meaning defined in the Articles.  The foregoing is merely a summary of the ownership and transfer restrictions set forth in the Articles.
 
The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full 
according to applicable laws or regulations:
       
TEN COM--   as tenants in common     UNIF GIFT MIN ACT-
TEN ENT--    as tenants by the entireties    __________________Custodian__________________        
JT TEN --      as joint tenants with right of 
survivorship and not         (Cust.)                        (Minor)
               as tenants in common        under Uniform Gifts to Minors Act

__________________________            
                                                                                                    (State)
    
Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED, __________________ does hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF 
ASSIGNEE.                                [   ]

_______________________________________________________________________________________
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE, OF ASSIGNEE)

____________________________________________________________________________________shares
of the stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

____________________________________________________________________________________Attorney
to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated__________________                
(Sign here)___________________________________________                
		
	NOTICE:
	THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

SIGNATURE(S) GUARANTEED:

                                                                                              
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE
GUARANTOR INSTITUTION* (BANKS, STOCKBROKERS, SAVINGS AND
LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN
AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM).

*Pursuant to Rule 17Ad-15 under the Securities and Exchange Act of 1934.Exhibit 4.1

 

THE BANK OF NEW YORK MELLON

NEW YORK’S FIRST BANK-FOUNDED 1784 BY ALEXANDER HAMILTON

 

 

2 HANSON PLACE, 12TH FLOOR, BROOKLYN,
N.Y. 11217

 

 

 

March 14, 2013

 

Hennion & Walsh, Inc.

2001 Route 46, Waterview Plaza

Parsippany, New Jersey 07054

 

Smart Trust, New York Municipal Portfolio of Closed-End Funds Trust, Series 4

Dear Sirs:

The Bank of New York
Mellon is acting as trustee for Smart Trust, New York Municipal Portfolio of Closed-End Funds Trust, Series 4 set forth above (the
“Trust”). We enclosed a list of the Securities to be deposited in the Trust on the date hereof. The prices indicated
therein reflect our evaluation of such Securities as of close of business on March 14, 2013, in accordance with the valuation method
set forth in the Trust Indenture and Agreement. We consent to the reference to The Bank of New York Mellon as the party performing
the evaluations of the Trust Securities in the Registration Statement (No. 333-186382) filed with the Securities and Exchange Commission
with respect to the registration of the sale of the Trust Units and to the filing of this consent as an exhibit thereto.

Very truly yours,

 

/s/
GERARDO CIPRIANO                             

Gerardo Cipriano

Vice PresidentExhibit 4.3

 

Consent of Independent Registered
Public Accounting Firm

We consent to the
reference made to our firm under the caption “Independent Registered Public Accounting Firm” in Part B of the Prospectus
and to the use of our report dated March 14, 2013, in this Registration Statement (Form S-6 No. 333-186382) of Smart Trust, New
York Municipal Portfolio of Closed-End Funds Trust, Series 4.

 

/s/ Grant
Thornton LLP

Grant
Thornton LLP

Chicago, Illinois

March 14, 2013Exhibit 10.17

 

AMENDMENT NO. 1 TO

DAKOTA PETROLEUM TRANSPORT SOLUTIONS, LLC

AMENDED AND RESTATED MEMBER CONTROL AGREEMENT

THIS AMENDMENT NO. 1 (this
“Amendment”) is made effective as of August 30, 2012 by and between Dakota Plains Transloading, LLC, a Minnesota limited
liability company (“DPT”), Petroleum Transport Solutions, LLC, a Minnesota limited liability company (“PTS”),
and Dakota Petroleum Transport Solutions, LLC, a Minnesota limited liability company (the “Company”).

RECITALS:

A.                 
DPT, PTS and the Company constitute all of the parties to that certain Dakota Petroleum Transport
Solutions, LLC Amended and Restated Member Control Agreement dated as of June 1, 2012 (the “Agreement”);

B.                 
Section 10.5 of the Agreement provides that the Agreement may be amended only upon the written
agreement of all of the members of the Company;

C.                 
DPT and PTS constitute all of the members of the Company; and

D.                 
DPT, PTS and the Company desire to amend the Agreement as set forth in this Amendment.

AGREEMENTS:

NOW THEREFORE, in consideration
of the foregoing, the mutual terms, covenants and conditions contained in this Agreement, and other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

SECTION 1     Capitalized
Terms. Capitalized terms used but not otherwise defined in this Amendment have the meanings ascribed to them in the Agreement.

SECTION 2    Amendment.
Section 7.10 of the Agreement is hereby amended and restated in its entirety as follows:

7.10)    Other Ventures.
Any Member may engage in or possess any interest in any other ventures or businesses of any nature or description, independently
or with others, without limitation, including ventures or businesses which may engage in business transactions with the Company
provided such transactions with the Company are commercially reasonable. Neither the Company nor any other Member shall have a
right by virtue of this Company to participate in any way in any such other venture or the income or profits derived therefrom.
Notwithstanding the foregoing, each Member agrees that it will not (and it will not permit its affiliates to), during the period
it is a Member of the Company, and for one year thereafter, directly or indirectly, participate as owner, investor, manager or
consultant in any hydrocarbon transloading facility anywhere in North Dakota, except through the Company; provided, however,
that PTS and its affiliates are expressly permitted to participate in a facility that transloads any material other than crude
oil and DPT and its affiliates are expressly permitted to participate in a facility that transloads exclusively natural gas.

    	 

    	 

    

 

SECTION 3    Continued
Effectiveness of Agreement. Except as expressly amended by this Amendment, the Agreement shall remain in full force and effect.

SECTION 4    Reference
to Agreement. Each reference in the Agreement to “this Agreement”, “herein”, “hereof”,
“hereunder”, or words of like import shall mean and refer to the Agreement as amended by this Amendment. No reference
to this Amendment need be made in any instrument or document at any time referring to the Agreement and any such reference to the
Agreement shall be deemed a reference to the Agreement as amended by this Amendment.

SECTION 5    Contingent
Contract. This Agreement is contingent upon the execution and delivery of an Amendment No. 1 to DPTS Marketing LLC Amended
and Restated Member Control Agreement (the “Other Amendment”). If no such Other Amendment is fully executed and delivered,
this contract will be null and void.

SECTION 6    Counterparts.
This Amendment may be executed in any number of counterparts, each of which shall be deemed an original, and all of which shall
constitute one and the same instrument. The electronic or facsimile transmission of a signature page, by one party to the other(s),
shall constitute valid execution and acceptance of this Amendment by the signing/transmitting party.

SECTION 7    Governing
Law. This Amendment is governed by and shall be construed and enforced in accordance with the laws of the State of Minnesota
applicable to contracts made and to be performed entirely within such State, without regard to the conflicts of law principles
of such State.

[Signature Page Follows]

 

 

 

 

 

    	2

    	 

    

IN WITNESS WHEREOF, the
Members have executed this Amendment effective as of the date first above written.

	 	DAKOTA PETROLEUM TRANSPORT 

SOLUTIONS, LLC
	 	 
	 	/s/ Ronald Crowell
	 	By	Ronald Crowell
	 	Its	Treasurer
	 	 	 
	 	 	 
	 	DAKOTA PLAINS TRANSLOADING, LLC
	 	 	 
	 	/s/ Gabriel G. Claypool
	 	By	Gabriel G. Claypool
	 	Its	Chief Executive Officer
	 	 	 
	 	 	 
	 	PETROLEUM TRANSPORT SOLUTIONS, LLC
	 	 	 
	 	/s/ Ronald Crowell
	 	By	Ronald Crowell
	 	Its	Sr. Vice President-Finance

 

 

 

 

 

 

 

 

 

 

	 	Signature Page to Amendment No. 1 to

Dakota Petroleum Transport Solutions, LLC 

Amended and Restated Member Control Agreement

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00214-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00214-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00214-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00214-of-00352.parquet"}]]