Document:

Exhibit 4.1

 

THIRTY-SEVENTH SUPPLEMENTAL INDENTURE FOR
 ADDITIONAL SUBSIDIARY GUARANTEES

 

THIRTY-SEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture for Additional Guarantees”), dated as of December 15, 2010, among Cottonwood Development LLC, Cottonwood Generating Partners II LLC, Cottonwood Generating Partners I LLC, Cottonwood Generating Partners III LLC, Cottonwood Energy Company LP, Cottonwood Technology Partners LP and Green Mountain Energy Company (each a “Guaranteeing Subsidiary” and together the “Guaranteeing Subsidiaries”), each an indirect subsidiary of NRG Energy, Inc., a Delaware corporation (the “Company”), the Company, the Existing Guarantors set forth on the signature page hereto (the “Existing Guarantors”) and Law Debenture Trust Company of New York, as trustee under the indentures referred to below (the “Trustee”).

 

W I T N E S S E T H

 

WHEREAS, the Company has heretofore executed and delivered to the Trustee an indenture (the “Base Indenture”), dated as of February 2, 2006, between the Company and the Trustee, as amended by a first supplemental indenture (the “First Supplemental Indenture”), dated as of February 2, 2006, among the Company, the Guarantors named therein and the Trustee, providing for the original issuance of an aggregate principal amount of $1,200 million of 7.250% Senior Notes due 2014 (the “Initial  Notes”), and, subject to the terms of the Indenture, future unlimited issuances of 7.250% Senior Notes due 2014 (the “Additional Notes,” and together with the Initial Notes, the “Notes”), a third supplemental indenture (the “Third Supplemental Indenture”), dated as of March 14, 2006, among the Company, the Existing Guarantors party thereto and the Trustee, a fifth supplemental indenture (the “Fifth Supplemental Indenture”), dated as of April 28, 2006, among the Company, the Existing Guarantors party thereto and the Trustee, a seventh supplemental indenture (the “Seventh Supplemental Indenture”), dated as of November 13, 2006, among the Company, the Existing Guarantors party thereto and the Trustee, a tenth supplemental indenture, dated as of July 19, 2007, among the Company, the Existing Guarantors party thereto and the Trustee (the “Tenth Supplemental Indenture”), a thirteenth supplemental indenture (the “Thirteenth Supplemental Indenture”), dated as of August 28, 2007, among the Company, the Existing Guarantors party thereto and the Trustee, a sixteenth supplemental indenture (the “Sixteenth Supplemental Indenture”), dated as of April 28, 2009, among the Company, the Guaranteeing Subsidiary, the Existing Guarantors party thereto and the Trustee, a nineteenth supplemental indenture, dated as of May 8, 2009, among the Company, the Existing Guarantors and the Trustee (the “Nineteenth Supplemental Indenture”), a twenty-fourth supplemental indenture, dated as of October 5, 2009, among the Company, the Existing Guarantors party thereto and the Trustee (the “Twenty-Fourth Supplemental Indenture”) and a twenty-eighth supplemental indenture, dated as of April 16, 2010, among the Company, the Existing Guarantors and the Trustee (the “Twenty-Eighth Supplemental Indenture”) and a thirty-second supplemental indenture, dated as of June 23, 2010, among the Company, the Existing Guarantors and the Trustee (the “Thirty-Second Supplemental Indenture” and together with the Base Indenture, the First Supplemental Indenture, the Third Supplemental Indenture, the Fifth Supplemental Indenture, the Seventh Supplemental Indenture, the Tenth Supplemental Indenture, the Thirteenth Supplemental Indenture, the Sixteenth Supplemental Indenture, the Nineteenth Supplemental Indenture, the Twenty-Fourth Supplemental Indenture and the Twenty-Eighth Supplemental Indenture, the “Indenture”);

 

WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiaries shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiaries shall unconditionally guarantee all of the Company’s Obligations under the Notes and the Indenture (the “Additional Guarantees”); and

 

1

 

WHEREAS, pursuant to Section 4.17 of the First Supplemental Indenture, the Trustee, the Company and the Existing Guarantors are authorized and required to execute and deliver this Supplemental Indenture for Additional Guarantees.

 

NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiaries, the Trustee, the Company and the Existing Guarantors mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

 

1.             Capitalized Terms.  Unless otherwise defined in this Supplemental Indenture for Additional Guarantees, capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 

2.             Agreement to be Bound; Guarantee.  The Guaranteeing Subsidiaries hereby become parties to the First Supplemental Indenture as Guarantors and as such will have all of the rights and be subject to all of the Obligations and agreements of a Guarantor under the Indenture.  The Guaranteeing Subsidiaries hereby agree to be bound by all of the provisions of the First Supplemental Indenture applicable to a Guarantor and to perform all of the Obligations and agreements of a Guarantor under the First Supplemental Indenture.  In furtherance of the foregoing, the Guaranteeing Subsidiaries shall be deemed Guarantors for purposes of Article 10 of the First Supplemental Indenture, including, without limitation, Section 10.02 thereof.

 

3.             NEW YORK LAW TO GOVERN.  THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE FOR ADDITIONAL GUARANTEES BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.

 

4.             Counterparts. The parties may sign any number of copies of this Supplemental Indenture for Additional Guarantees.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

5.             Effect of Headings.  The Section headings herein are for convenience only and shall not affect the construction hereof.

 

6.             The Trustee.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture for Additional Guarantees or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiaries and the Company.

 

7.             Ratification of Indenture; Supplemental Indenture for Additional Guarantees Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture for Additional Guarantees shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall by bound hereby.

 

2

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture for Additional Guarantees to be duly executed and attested, all as of the date first above written.

 

	
 
  	
GUARANTEEING SUBSIDIARIES:
  
	
 
  	
 
  
	
 
  	
COTTONWOOD ENERGY COMPANY LP
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD TECHNOLOGY PARTNERS LP
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD DEVELOPMENT LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD GENERATING PARTNERS I LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD GENERATING PARTNERS II LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD GENERATING PARTNERS III LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  

 

Signature Page to Thirty-Seventh Supplemental Indenture

 

 

	
 
  	
GREEN MOUNTAIN ENERGY COMPANY
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Robert P. Thomas
  
	
 
  	
Name:
  	
Robert P. Thomas
  
	
 
  	
Title:
  	
Chief Legal Officer and Secretary
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
ISSUER:
  
	
 
  	
 
  
	
 
  	
NRG ENERGY, INC.
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Vice President & Treasurer
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
EXISTING GUARANTORS:
  
	
 
  	
 
  
	
 
  	
ARTHUR KILL POWER LLC
  
	
 
  	
ASTORIA GAS TURBINE POWER LLC
  
	
 
  	
BERRIANS I GAS TURBINE POWER LLC
  
	
 
  	
BIG CAJUN II UNIT 4 LLC
  
	
 
  	
CABRILLO POWER I LLC
  
	
 
  	
CABRILLO POWER II LLC
  
	
 
  	
CARBON MANAGEMENT SOLUTIONS LLC
  
	
 
  	
CLEAN EDGE ENERGY LLC
  
	
 
  	
CONEMAUGH POWER LLC
  
	
 
  	
CONNECTICUT JET POWER LLC
  
	
 
  	
DEVON POWER LLC
  
	
 
  	
DUNKIRK POWER LLC
  
	
 
  	
EASTERN SIERRA ENERGY COMPANY
  
	
 
  	
ELBOW CREEK WIND POWER LLC
  
	
 
  	
EL SEGUNDO POWER LLC
  
	
 
  	
EL SEGUNDO POWER II LLC
  
	
 
  	
HUNTLEY IGCC LLC
  
	
 
  	
HUNTLEY POWER LLC
  
	
 
  	
INDIAN RIVER IGCC LLC
  
	
 
  	
INDIAN RIVER OPERATIONS INC.
  
	
 
  	
INDIAN RIVER POWER LLC
  
	
 
  	
JAMES RIVER POWER LLC
  
	
 
  	
KEYSTONE POWER LLC
  
	
 
  	
LANGFORD WIND POWER, LLC
  
	
 
  	
LOUISIANA GENERATING LLC
  
	
 
  	
MIDDLETOWN POWER LLC
  
	
 
  	
MONTVILLE IGCC LLC
  
	
 
  	
MONTVILLE POWER LLC
  
	
 
  	
NEO CORPORATION
  
	
 
  	
NEO FREEHOLD-GEN LLC
  

 

Signature Page to Thirty-Seventh Supplemental Indenture

 

 

	
 
  	
NEO POWER SERVICES INC.
  
	
 
  	
NEW GENCO GP, LLC
  
	
 
  	
NORWALK POWER LLC
  
	
 
  	
NRG AFFILIATE SERVICES INC.
  
	
 
  	
NRG ARTESIAN ENERGY LLC
  
	
 
  	
NRG ARTHUR KILL OPERATIONS INC.
  
	
 
  	
NRG ASTORIA GAS TURBINE OPERATIONS, INC.
  
	
 
  	
NRG BAYOU COVE LLC
  
	
 
  	
NRG CABRILLO POWER OPERATIONS INC.
  
	
 
  	
NRG CALIFORNIA PEAKER OPERATIONS LLC
  
	
 
  	
NRG CEDAR BAYOU DEVELOPMENT COMPANY, LLC
  
	
 
  	
NRG CONNECTICUT AFFILIATE SERVICES INC.
  
	
 
  	
NRG DEVON OPERATIONS INC.
  
	
 
  	
NRG DUNKIRK OPERATIONS INC.
  
	
 
  	
NRG EL SEGUNDO OPERATIONS INC.
  
	
 
  	
NRG GENERATION HOLDINGS, INC.
  
	
 
  	
NRG HUNTLEY OPERATIONS INC.
  
	
 
  	
NRG INTERNATIONAL LLC
  
	
 
  	
NRG MIDATLANTIC AFFILIATE SERVICES INC.
  
	
 
  	
NRG MIDDLETOWN OPERATIONS INC.
  
	
 
  	
NRG MONTVILLE OPERATIONS INC.
  
	
 
  	
NRG NEW JERSEY ENERGY SALES LLC
  
	
 
  	
NRG NEW ROADS HOLDINGS LLC
  
	
 
  	
NRG NORTH CENTRAL OPERATIONS INC.
  
	
 
  	
NRG NORTHEAST AFFILIATE SERVICES INC.
  
	
 
  	
NRG NORWALK HARBOR OPERATIONS INC.
  
	
 
  	
NRG OPERATING SERVICES, INC.
  
	
 
  	
NRG OSWEGO HARBOR POWER OPERATIONS INC.
  
	
 
  	
NRG POWER MARKETING LLC
  
	
 
  	
NRG RETAIL LLC
  
	
 
  	
NRG SAGUARO OPERATIONS INC.
  
	
 
  	
NRG SOUTH CENTRAL AFFILIATE SERVICES INC.
  
	
 
  	
NRG SOUTH CENTRAL GENERATING LLC
  
	
 
  	
NRG SOUTH CENTRAL OPERATIONS INC.
  
	
 
  	
NRG TEXAS C&I SUPPLY LLC
  
	
 
  	
NRG TEXAS LLC
  
	
 
  	
NRG TEXAS HOLDING INC.
  
	
 
  	
NRG TEXAS POWER LLC
  
	
 
  	
NRG WEST COAST LLC
  
	
 
  	
NRG WESTERN AFFILIATE SERVICES INC.
  
	
 
  	
OSWEGO HARBOR POWER LLC
  
	
 
  	
PENNYWISE POWER LLC
  
	
 
  	
RELIANT ENERGY POWER SUPPLY, LLC
  
	
 
  	
RELIANT ENERGY RETAIL HOLDINGS, LLC
  
	
 
  	
RELIANT ENERGY RETAIL SERVICES, LLC
  
	
 
  	
RELIANT ENERGY TEXAS RETAIL, LLC
  
	
 
  	
RE RETAIL RECEIVABLES, LLC
  
	
 
  	
RERH HOLDINGS, LLC
  
	
 
  	
SAGUARO POWER LLC
  
	
 
  	
SOMERSET OPERATIONS INC.
  
	
 
  	
SOMERSET POWER LLC
  

 

Signature Page to Thirty-Seventh Supplemental Indenture

 

 

	
 
  	
TEXAS GENCO FINANCING CORP.
  
	
 
  	
TEXAS GENCO GP, LLC
  
	
 
  	
TEXAS GENCO HOLDINGS, INC.
  
	
 
  	
TEXAS GENCO OPERATING SERVICES, LLC
  
	
 
  	
VIENNA OPERATIONS INC.
  
	
 
  	
VIENNA POWER LLC
  
	
 
  	
WCP (GENERATION) HOLDINGS LLC
  
	
 
  	
WEST COAST POWER LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Treasurer
  
	
 
  	
 
  
	
 
  	
GCP FUNDING COMPANY, LLC
  
	
 
  	
TEXAS GENCO LP, LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Management Board Member
  
	
 
  	
 
  
	
 
  	
NRG ENERGY SERVICES LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Michael R. Carroll
  
	
 
  	
Name:
  	
Michael R. Carroll
  
	
 
  	
Title
  	
President
  
	
 
  	
 
  
	
 
  	
NRG SOUTH TEXAS LP
  
	
 
  	
 
  
	
 
  	
By: Texas Genco GP, LLC, its General Partner
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Vice President & Treasurer
  
	
 
  	
 
  
	
 
  	
TEXAS GENCO SERVICES, LP
  
	
 
  	
 
  
	
 
  	
By: New Genco GP, LLC, its General Partner
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Vice President & Treasurer
  

 

Signature Page to Thirty-Seventh Supplemental Indenture

 

 

	
 
  	
 
  	
NRG CONSTRUCTION LLC
  
	
 
  	
 
  	
 
  
	
 
  	
 
  	
 
  
	
 
  	
 
  	
By:
  	
/s/ Rachel Smith
  
	
 
  	
 
  	
Name:
  	
Rachel Smith
  
	
 
  	
 
  	
Title:
  	
Treasurer
  
	
 
  	
 
  	
 
  
	
 
  	
 
  	
 
  
	
Attest:
  	
 
  	
 
  
	
 
  	
 
  	
 
  
	
By:
  	
/s/ Tanuja M. Dehne
  	
 
  	
 
  
	
Name:
  	
Tanuja M. Dehne
  	
 
  	
 
  
	
Title:
  	
Corporate Secretary
  	
 
  	
 
  

 

Signature Page to Thirty-Seventh Supplemental Indenture

 

 

	
 
  	
LAW DEBENTURE TRUST COMPANY OF NEW YORK,
  
	
 
  	
  as Trustee
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ James D. Heaney
  
	
 
  	
Name:
  	
James D. Heaney
  
	
 
  	
Title:
  	
Managing Director
  

 

Signature Page to Thirty-Seventh Supplemental IndentureExhibit 4.2

 

THIRTY-EIGHTH SUPPLEMENTAL INDENTURE FOR
 ADDITIONAL SUBSIDIARY GUARANTEES

 

THIRTY-EIGHTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture for Additional Guarantees”), dated as of December 15, 2010, among Cottonwood Development LLC, Cottonwood Generating Partners II LLC, Cottonwood Generating Partners I LLC, Cottonwood Generating Partners III LLC, Cottonwood Energy Company LP, Cottonwood Technology Partners LP and Green Mountain Energy Company (each a “Guaranteeing Subsidiary” and together the “Guaranteeing Subsidiaries”), each an indirect subsidiary of NRG Energy, Inc., a Delaware corporation (the “Company”), the Company, the Existing Guarantors set forth on the signature page hereto (the “Existing Guarantors”) and Law Debenture Trust Company of New York, as trustee under the indentures referred to below (the “Trustee”).

 

W I T N E S S E T H

 

WHEREAS, the Company has heretofore executed and delivered to the Trustee an indenture (the “Base Indenture”), dated as of February 2, 2006, between the Company and the Trustee, as amended by a second supplemental indenture (the “Second Supplemental Indenture”), dated as of February 2, 2006, among the Company, the Guarantors named therein and the Trustee, providing for the original issuance of an aggregate principal amount of $2,400 million of 7.375% Senior Notes due 2016 (the “Initial  Notes”), and, subject to the terms of the Indenture, future unlimited issuances of 7.375% Senior Notes due 2016 (the “Additional Notes,” and together with the Initial Notes, the “Notes”), a fourth supplemental indenture, dated as of March 14, 2006, among the Company, the Existing Guarantors party thereto and the Trustee (the “Fourth Supplemental Indenture”), a sixth supplemental indenture, dated as of April 28, 2006, among the Company, the Existing Guarantors party thereto and the Trustee (the “Sixth Supplemental Indenture”), an eighth supplemental indenture, dated as of November 13, 2006, among the Company, the Existing Guarantors party thereto and the Trustee (the “Eight Supplemental Indenture”), an eleventh supplemental indenture, dated as of July 19, 2007, among the Company, the Existing Guarantors party thereto and the Trustee (the “Eleventh Supplemental Indenture”), a fourteenth supplemental indenture, dated as of August 28, 2007, among the Company, the Existing Guarantors and the Trustee (the “Fourteenth Supplemental Indenture”), a seventeenth supplemental indenture, dated as of April 28, 2009 among the Company, the Existing Guarantors party thereto and the Trustee (the “Seventeenth Supplemental Indenture”), a twentieth supplemental indenture, dated as of May 8, 2009 among the Company, the Existing Guarantors party thereto and the Trustee (the “Twentieth Supplemental Indenture”) and a twenty-fifth supplemental indenture, dated as of October 5, 2009 among the Company, the Existing Guarantors party thereto and the Trustee (the “Twenty-Fifth Supplemental Indenture”) and a twenty-ninth supplemental indenture, dated as of April 16, 2010, among the Company, the Existing Guarantors and the Trustee (the “Twenty-Ninth Supplemental Indenture”) and a thirty-third supplemental indenture, dated as of June 23, 2010, among the Company, the Existing Guarantors and the Trustee (the “Thirty-Third Supplemental Indenture”  and together with the Base Indenture, the Second Supplemental Indenture, the Fourth Supplemental Indenture, the Sixth Supplemental Indenture, the Eighth Supplemental Indenture, the Eleventh Supplemental Indenture, the Fourteenth Supplemental Indenture, the Seventeenth Supplemental Indenture, the Twentieth Supplemental Indenture, the Twenty-Fifth Supplemental Indenture and the Twenty-Ninth Supplemental Indenture, the “Indenture”);

 

WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiaries shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiaries shall unconditionally guarantee all of the Company’s Obligations under the Notes and the Indenture (the “Additional Guarantees”); and

 

1

 

WHEREAS, pursuant to Section 4.17 of the Second Supplemental Indenture, the Trustee, the Company and the Existing Guarantors are authorized and required to execute and deliver this Supplemental Indenture for Additional Guarantees.

 

NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiaries, the Trustee, the Company and the Existing Guarantors mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

 

1.             Capitalized Terms.  Unless otherwise defined in this Supplemental Indenture for Additional Guarantees, capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 

2.             Agreement to be Bound; Guarantee.  The Guaranteeing Subsidiaries hereby become parties to the Second Supplemental Indenture as Guarantors and as such will have all of the rights and be subject to all of the Obligations and agreements of a Guarantor under the Indenture.  The Guaranteeing Subsidiaries hereby agree to be bound by all of the provisions of the Second Supplemental Indenture applicable to a Guarantor and to perform all of the Obligations and agreements of a Guarantor under the Second Supplemental Indenture.  In furtherance of the foregoing, the Guaranteeing Subsidiaries shall be deemed Guarantors for purposes of Article 10 of the Second Supplemental Indenture, including, without limitation, Section 10.02 thereof.

 

3.             NEW YORK LAW TO GOVERN.  THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE FOR ADDITIONAL GUARANTEES BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.

 

4.             Counterparts. The parties may sign any number of copies of this Supplemental Indenture for Additional Guarantees.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

5.             Effect of Headings.  The Section headings herein are for convenience only and shall not affect the construction hereof.

 

6.             The Trustee.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture for Additional Guarantees or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiaries and the Company.

 

7.             Ratification of Indenture; Supplemental Indenture for Additional Guarantees Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture for Additional Guarantees shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall by bound hereby.

 

2

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture for Additional Guarantees to be duly executed and attested, all as of the date first above written.

 

	
 
  	
GUARANTEEING SUBSIDIARIES:
  
	
 
  	
 
  
	
 
  	
COTTONWOOD ENERGY COMPANY LP
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD TECHNOLOGY PARTNERS LP
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD DEVELOPMENT LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD GENERATING PARTNERS I LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD GENERATING PARTNERS II LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  
	
 
  	
 
  
	
 
  	
COTTONWOOD GENERATING PARTNERS III LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Jeffrey M. Baudier
  
	
 
  	
Name:
  	
Jeffrey M. Baudier
  
	
 
  	
Title:
  	
President
  

 

Signature Page to Thirty-Eighth Supplemental Indenture

 

 

	
 
  	
GREEN MOUNTAIN ENERGY COMPANY
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Robert P. Thomas
  
	
 
  	
Name:
  	
Robert P. Thomas
  
	
 
  	
Title:
  	
Chief Legal Officer and Secretary
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
ISSUER:
  
	
 
  	
 
  
	
 
  	
NRG ENERGY, INC.
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Vice President & Treasurer
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
EXISTING GUARANTORS:
  
	
 
  	
 
  
	
 
  	
ARTHUR KILL POWER LLC
  
	
 
  	
ASTORIA GAS TURBINE POWER LLC
  
	
 
  	
BERRIANS I GAS TURBINE POWER LLC
  
	
 
  	
BIG CAJUN II UNIT 4 LLC
  
	
 
  	
CABRILLO POWER I LLC
  
	
 
  	
CABRILLO POWER II LLC
  
	
 
  	
CARBON MANAGEMENT SOLUTIONS LLC
  
	
 
  	
CLEAN EDGE ENERGY LLC
  
	
 
  	
CONEMAUGH POWER LLC
  
	
 
  	
CONNECTICUT JET POWER LLC
  
	
 
  	
DEVON POWER LLC
  
	
 
  	
DUNKIRK POWER LLC
  
	
 
  	
EASTERN SIERRA ENERGY COMPANY
  
	
 
  	
ELBOW CREEK WIND POWER LLC
  
	
 
  	
EL SEGUNDO POWER LLC
  
	
 
  	
EL SEGUNDO POWER II LLC
  
	
 
  	
HUNTLEY IGCC LLC
  
	
 
  	
HUNTLEY POWER LLC
  
	
 
  	
INDIAN RIVER IGCC LLC
  
	
 
  	
INDIAN RIVER OPERATIONS INC.
  
	
 
  	
INDIAN RIVER POWER LLC
  
	
 
  	
JAMES RIVER POWER LLC
  
	
 
  	
KEYSTONE POWER LLC
  
	
 
  	
LANGFORD WIND POWER, LLC
  
	
 
  	
LOUISIANA GENERATING LLC
  
	
 
  	
MIDDLETOWN POWER LLC
  
	
 
  	
MONTVILLE IGCC LLC
  
	
 
  	
MONTVILLE POWER LLC
  
	
 
  	
NEO CORPORATION
  
	
 
  	
NEO FREEHOLD-GEN LLC
  

 

Signature Page to Thirty-Eighth Supplemental Indenture

 

 

	
 
  	
NEO POWER SERVICES INC.
  
	
 
  	
NEW GENCO GP, LLC
  
	
 
  	
NORWALK POWER LLC
  
	
 
  	
NRG AFFILIATE SERVICES INC.
  
	
 
  	
NRG ARTESIAN ENERGY LLC
  
	
 
  	
NRG ARTHUR KILL OPERATIONS INC.
  
	
 
  	
NRG ASTORIA GAS TURBINE OPERATIONS, INC.
  
	
 
  	
NRG BAYOU COVE LLC
  
	
 
  	
NRG CABRILLO POWER OPERATIONS INC.
  
	
 
  	
NRG CALIFORNIA PEAKER OPERATIONS LLC
  
	
 
  	
NRG CEDAR BAYOU DEVELOPMENT COMPANY, LLC
  
	
 
  	
NRG CONNECTICUT AFFILIATE SERVICES INC.
  
	
 
  	
NRG DEVON OPERATIONS INC.
  
	
 
  	
NRG DUNKIRK OPERATIONS INC.
  
	
 
  	
NRG EL SEGUNDO OPERATIONS INC.
  
	
 
  	
NRG GENERATION HOLDINGS, INC.
  
	
 
  	
NRG HUNTLEY OPERATIONS INC.
  
	
 
  	
NRG INTERNATIONAL LLC
  
	
 
  	
NRG MIDATLANTIC AFFILIATE SERVICES INC.
  
	
 
  	
NRG MIDDLETOWN OPERATIONS INC.
  
	
 
  	
NRG MONTVILLE OPERATIONS INC.
  
	
 
  	
NRG NEW JERSEY ENERGY SALES LLC
  
	
 
  	
NRG NEW ROADS HOLDINGS LLC
  
	
 
  	
NRG NORTH CENTRAL OPERATIONS INC.
  
	
 
  	
NRG NORTHEAST AFFILIATE SERVICES INC.
  
	
 
  	
NRG NORWALK HARBOR OPERATIONS INC.
  
	
 
  	
NRG OPERATING SERVICES, INC.
  
	
 
  	
NRG OSWEGO HARBOR POWER OPERATIONS INC.
  
	
 
  	
NRG POWER MARKETING LLC
  
	
 
  	
NRG RETAIL LLC
  
	
 
  	
NRG SAGUARO OPERATIONS INC.
  
	
 
  	
NRG SOUTH CENTRAL AFFILIATE SERVICES INC.
  
	
 
  	
NRG SOUTH CENTRAL GENERATING LLC
  
	
 
  	
NRG SOUTH CENTRAL OPERATIONS INC.
  
	
 
  	
NRG TEXAS C&I SUPPLY LLC
  
	
 
  	
NRG TEXAS LLC
  
	
 
  	
NRG TEXAS HOLDING INC.
  
	
 
  	
NRG TEXAS POWER LLC
  
	
 
  	
NRG WEST COAST LLC
  
	
 
  	
NRG WESTERN AFFILIATE SERVICES INC.
  
	
 
  	
OSWEGO HARBOR POWER LLC
  
	
 
  	
PENNYWISE POWER LLC
  
	
 
  	
RELIANT ENERGY POWER SUPPLY, LLC
  
	
 
  	
RELIANT ENERGY RETAIL HOLDINGS, LLC
  
	
 
  	
RELIANT ENERGY RETAIL SERVICES, LLC
  
	
 
  	
RELIANT ENERGY TEXAS RETAIL, LLC
  
	
 
  	
RE RETAIL RECEIVABLES, LLC
  
	
 
  	
RERH HOLDINGS, LLC
  
	
 
  	
SAGUARO POWER LLC
  
	
 
  	
SOMERSET OPERATIONS INC.
  
	
 
  	
SOMERSET POWER LLC
  

 

Signature Page to Thirty-Eighth Supplemental Indenture

 

 

	
 
  	
TEXAS GENCO FINANCING CORP.
  
	
 
  	
TEXAS GENCO GP, LLC
  
	
 
  	
TEXAS GENCO HOLDINGS, INC.
  
	
 
  	
TEXAS GENCO OPERATING SERVICES, LLC
  
	
 
  	
VIENNA OPERATIONS INC.
  
	
 
  	
VIENNA POWER LLC
  
	
 
  	
WCP (GENERATION) HOLDINGS LLC
  
	
 
  	
WEST COAST POWER LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Treasurer
  
	
 
  	
 
  
	
 
  	
GCP FUNDING COMPANY, LLC
  
	
 
  	
TEXAS GENCO LP, LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Management Board Member
  
	
 
  	
 
  
	
 
  	
NRG ENERGY SERVICES LLC
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Michael R. Carroll
  
	
 
  	
Name:
  	
Michael R. Carroll
  
	
 
  	
Title
  	
President
  
	
 
  	
 
  
	
 
  	
NRG SOUTH TEXAS LP
  
	
 
  	
 
  
	
 
  	
By: Texas Genco GP, LLC, its General Partner
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Vice President & Treasurer
  
	
 
  	
 
  
	
 
  	
TEXAS GENCO SERVICES, LP
  
	
 
  	
 
  
	
 
  	
By: New Genco GP, LLC, its General Partner
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ Christopher Sotos
  
	
 
  	
Name:
  	
Christopher Sotos
  
	
 
  	
Title:
  	
Vice President & Treasurer
  

 

Signature Page to Thirty-Eighth Supplemental Indenture

 

 

	
 
  	
 
  	
NRG CONSTRUCTION LLC
  
	
 
  	
 
  	
 
  
	
 
  	
 
  	
 
  
	
 
  	
 
  	
By:
  	
/s/ Rachel Smith
  
	
 
  	
 
  	
Name:
  	
Rachel Smith
  
	
 
  	
 
  	
Title:
  	
Treasurer
  
	
 
  	
 
  	
 
  
	
 
  	
 
  	
 
  
	
Attest:
  	
 
  	
 
  
	
 
  	
 
  	
 
  
	
By:
  	
/s/ Tanuja M. Dehne
  	
 
  	
 
  
	
Name:
  	
Tanuja M. Dehne
  	
 
  	
 
  
	
Title:
  	
Corporate Secretary
  	
 
  	
 
  

 

Signature Page to Thirty-Eighth Supplemental Indenture

 

 

	
 
  	
LAW DEBENTURE TRUST COMPANY OF NEW YORK,
  
	
 
  	
  as Trustee
  
	
 
  	
 
  
	
 
  	
 
  
	
 
  	
By:
  	
/s/ James D. Heaney
  
	
 
  	
Name:
  	
James D. Heaney
  
	
 
  	
Title:
  	
Managing Director
  

 

Signature Page to Thirty-Eighth Supplemental Indenture

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