Document:

EXHIBIT 4.32

 

SEVENTH SUPPLEMENTAL INDENTURE TO FIRST MORTGAGE AND DEED OF TRUST

 

ITC MIDWEST LLC

 

TO

 

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as successor to THE BANK OF NEW YORK TRUST COMPANY, N.A.

 

Trustee

 

Dated as of March 18, 2013

 

Supplementing the First Mortgage and Deed of Trust dated as of January 14, 2008, as heretofore supplemented

 

From ITC MIDWEST LLC to THE BANK OF NEW YORK TRUST COMPANY, N.A., Trustee

 

THIS INSTRUMENT CONTAINS AFTER-ACQUIRED PROPERTY PROVISIONS

 

Establishing a series of Securities designated 4.09% First Mortgage Bonds, Series F due 2043

 

This agreement secures future advances as more fully set forth in section 5.10 hereof.

 

This document secures an additional debt amount of $6,780,000. Tax in the amount of $3,956 was paid on the debt amount of $1,720,000 in Le Sueur County, Minnesota, document number 353162 recorded January 16, 2008.  Tax in the amount of $14,950 was paid on the debt amount of $6,500,000 in Le Sueur County, Minnesota, document number 378017 recorded December 14, 2011.  Notwithstanding anything in the contrary contained herein the mortgage that is amended hereby in Minnesota is limited to a debt amount of $15,000,000.00 under chapter 287 of Minnesota Statutes.

 

 

TABLE OF CONTENTS

 

	
 
    	
Page
    
	
 
    	
 
    
	
ARTICLE ONE DEFINITIONS AND OTHER PROVISIONS OF   GENERAL APPLICATION
    	
5
    
	
 
    	
 
    
	
ARTICLE TWO TITLE, FORM AND TERMS AND CONDITIONS   OF THE BONDS
    	
12
    
	
 
    	
 
    
	
Section 2.01. The Bonds
    	
12
    
	
Section 2.02. Payment on the   Bonds
    	
13
    
	
Section 2.03. Mandatory   Redemption of the Bonds
    	
14
    
	
Section 2.04. Optional   Redemption
    	
14
    
	
Section 2.05. Purchase of   Bonds
    	
15
    
	
Section 2.06. Payment upon   Event of Default
    	
16
    
	
Section 2.07. Transfers
    	
16
    
	
 
    	
 
    
	
ARTICLE THREE ADDITIONAL COVENANTS
    	
16
    
	
 
    	
 
    
	
Section 3.01. Affirmative   Covenants of the Company
    	
16
    
	
Section 3.02. Negative   Covenants of the Company
    	
18
    
	
 
    	
 
    
	
ARTICLE FOUR ADDITIONAL EVENTS OF DEFAULT; REMEDIES
    	
20
    
	
 
    	
 
    
	
Section 4.01. Events of   Default
    	
20
    
	
Section 4.02. Acceleration   of Maturity; Rescission and Annulment
    	
21
    
	
 
    	
 
    
	
ARTICLE FIVE MISCELLANEOUS PROVISIONS
    	
22
    
	
 
    	
 
    
	
Section 5.01. Execution of   Seventh Supplemental Indenture
    	
22
    
	
Section 5.02. Effect of   Headings
    	
22
    
	
Section 5.03. Successors and   Assigns
    	
22
    
	
Section 5.04. Severability   Clause
    	
22
    
	
Section 5.05. Benefit of   Seventh Supplemental Indenture
    	
22
    
	
Section 5.06. Execution and   Counterparts
    	
23
    
	
Section 5.07. Conflict with   Mortgage Indenture
    	
23
    
	
Section 5.08. Recitals
    	
23
    
	
Section 5.09. Governing Law
    	
23
    
	
Section 5.10. Future   Advances Secured
    	
23
    
	
Section 5.11. Interpretation   of Financial Covenants
    	
24
    

 

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SEVENTH SUPPLEMENTAL INDENTURE (this “SEVENTH SUPPLEMENTAL INDENTURE”), dated as of March 18, 2013, between ITC MIDWEST LLC, a limited liability company organized and existing under the laws of the State of Michigan (herein called the “Company”), having its principal office at 27175 Energy Way, Novi, Michigan  48377, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (as successor to The Bank of New York Trust Company, N.A.), a national banking association, as trustee (herein called the “Trustee”), the office of the Trustee at which on the date hereof its corporate trust business is principally administered being 2 N. LaSalle, Suite 1020, Chicago, Illinois  60602.

 

RECITALS OF THE COMPANY

 

WHEREAS, the Company has heretofore executed and delivered to the Trustee a First Mortgage and Deed of Trust dated as of January 14, 2008 (the “Mortgage Indenture”), encumbering the real property interests as more particularly described on Exhibit A attached to the Mortgage Indenture and providing for the issuance by the Company from time to time of its bonds, notes or other evidences of indebtedness (in the Mortgage Indenture and herein called the “Securities”) to be issued in one or more series and to provide security for the payment of the principal of and premium, if any, and interest, if any, on the Securities; and

 

WHEREAS, the Company has heretofore executed and delivered the following supplemental indentures, dated as hereinafter set forth:

 

	
Instrument
    	
 
    	
Date
    
	
 
    	
 
    	
 
    
	
First   Supplemental Indenture
    	
 
    	
January 14,   2008
    
	
 
    	
 
    	
 
    
	
Second   Supplemental Indenture
    	
 
    	
December 15,   2008
    
	
 
    	
 
    	
 
    
	
Third   Supplemental Indenture
    	
 
    	
December 15,   2008
    
	
 
    	
 
    	
 
    
	
Fourth   Supplemental Indenture
    	
 
    	
December 10,   2009
    
	
 
    	
 
    	
 
    
	
Fifth   Supplemental Indenture
    	
 
    	
July 15,   2011
    
	
 
    	
 
    	
 
    
	
Sixth   Supplemental Indenture
    	
 
    	
November 29,   2011
    

 

WHEREAS, the Mortgage Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture listed in the foregoing paragraph were recorded in the offices set forth in Schedule 1 attached hereto; and

 

WHEREAS, there have heretofore been issued under the Indenture the following Securities in the principal amounts as follows:

 

 

	
Title
    	
 
    	
Issued
    	
 
    	
Principal Amount
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
6.150% First Mortgage   Bonds, Series A, due 2038
    	
 
    	
January 24, 2008
    	
 
    	
$
    	
175,000,000
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
7.12% First Mortgage   Bonds, Series B, due 2017
    	
 
    	
December 22, 2008
    	
 
    	
$
    	
40,000,000
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
7.27% First Mortgage   Bonds, Series C, due 2020
    	
 
    	
December 22, 2008
    	
 
    	
$
    	
35,000,000
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
4.60% First Mortgage Bonds   Series D, due 2024
    	
 
    	
December 17, 2009
    	
 
    	
$
    	
35,000,000
    	
 
    
	
 
    	
 
    	
February 18, 2010
    	
 
    	
$
    	
40,000,000
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
3.50% First Mortgage Bonds   Series E, due 2027
    	
 
    	
January 19, 2012
    	
 
    	
$
    	
100,000,000
    	
 
    

 

WHEREAS, The Bank of New York Trust Company, N.A., became The Bank of New York Mellon Trust Company, N.A., a national banking association, pursuant to a name change, and approved by the Comptroller of Currency, effective July 1, 2008; and

 

WHEREAS, in addition to the property described in the Mortgage Indenture, the Company has acquired certain other property, rights, and interests in property; and

 

WHEREAS, the Company, in the exercise of the power and authority conferred upon and reserved to it under the provisions of the Mortgage Indenture and pursuant to appropriate resolutions of the Board of Directors, has duly determined to make, execute and deliver to the Trustee this Seventh Supplemental Indenture to the Mortgage Indenture as permitted by Sections 2.01, 3.01, 4.01, 4.02 and 14.01 of the Mortgage Indenture in order to establish the form and terms of, and to provide for the creation and issuance of, a series of Securities under the Mortgage Indenture in an aggregate principal amount of $100,000,000 and to amend and supplement the Mortgage Indenture as herein provided; and

 

WHEREAS, all things necessary to make the Bonds (as defined herein), when executed by the Company and authenticated and delivered by the Trustee or any Authenticating Agent and issued upon the terms and subject to the conditions hereinafter and in the Mortgage Indenture set forth against payment therefor the valid, binding and legal obligations of the Company and to make this Seventh Supplemental Indenture a valid, binding and legal agreement of the Company, have been done;

 

NOTICE TO IOWA RESIDENTS: This Seventh Supplemental Indenture secures credit in the amount of ONE HUNDRED MILLION DOLLARS ($100,000,000) together with the amount of all prior advances pursuant to Securities issuances heretofore made pursuant to the Mortgage Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture for a total combined amount advanced of FIVE HUNDRED TWENTY FIVE MILLION DOLLARS ($525,000,000). Loans and advances up to this amount, together with interest, are senior to indebtedness to other creditors under subsequently recorded or filed mortgages and liens.

 

GRANTING CLAUSES

 

NOW, THEREFORE, THIS SEVENTH SUPPLEMENTAL INDENTURE WITNESSETH that, in order to establish the terms of a series of Securities, and for and in consideration 

 

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of the premises and of the covenants contained in the Mortgage Indenture and in this Seventh Supplemental Indenture and for other good and valuable consideration the receipt and sufficiency of which are hereby acknowledged, and in order to secure the payment of the principal of and premium, if any, and interest, if any, on, and all other amounts (including, without limitation, fees, expenses and indemnities) in connection with, all Securities from time to time Outstanding and the performance of the covenants therein and herein contained and to declare the terms and conditions on which such Securities are secured, the Company has granted, bargained, sold, conveyed, assigned, transferred mortgaged, pledged, set over and confirmed and hereby grants, bargains, sells, conveys, assigns, transfers, mortgages, pledges, sets over and confirms to the Trustee, and has granted and hereby grants to the Trustee, for itself and for the benefit of the Holders, with power of sale, a lien upon and a security interest in, the following (subject, however, to the terms and conditions set forth in the Mortgage Indenture and herein):

 

GRANTING CLAUSE FIRST

 

All right, title and interest of the Company, as of the date of the execution and delivery of this Seventh Supplemental Indenture, as originally executed and delivered, in and to all property, real, personal and mixed, located in the States of Illinois, Iowa, Minnesota and Missouri, or wherever else situated (other than Excepted Property), including without limitation all right, title and interest of the Company in and to the following property and interests so located (other than Excepted Property):

 

(a)                                 all real property owned in fee, easements, easement estates and other interests in real property which are specifically described or referred to in Exhibit A attached to the Mortgage Indenture, Exhibit A attached to the First Supplemental Indenture, Exhibit A attached to the Second Supplemental Indenture, Exhibit A attached to the Third Supplemental Indenture, Exhibit A attached to the Fourth Supplemental Indenture, Exhibit A attached to the Fifth Supplemental Indenture,  Exhibit A attached to the Sixth Supplemental Indenture and Exhibit A attached hereto;

 

(b)                                 all licenses, permits to use the real property of others, franchises to use public roads, streets and other public properties, rights of way and other rights or interests relating to the occupancy or use of real property;

 

(c)                                  all facilities, machinery, equipment and fixtures for the transmission and distribution of electric energy including, but not limited to, all plants, air and water pollution control and sewage and solid waste disposal facilities, switchyards, towers, substations, transformers, poles, lines, cables, conduits, ducts, conductors, meters, regulators and all other property used or to be used for any or all of such purposes;

 

(d)                                 all buildings, offices, warehouses, structures or improvements in addition to those referred to or otherwise included in clauses (a) and (c) above;

 

(e)                                  all computers, data processing, data storage, data transmission and/or telecommunications facilities, equipment and apparatus necessary for the operation or maintenance of any facilities, machinery, equipment or fixtures described or referred to in clause (c) above;

 

(f)                                   all of the foregoing property in the process of construction; and

 

(g)                                  (except as hereinbefore or hereinafter expressly excepted) all the right, title and interest of the Company in and to all other property of any kind or nature appertaining to and/or used and/or occupied and/or enjoyed in connection with any property hereinbefore described;

 

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GRANTING CLAUSE SECOND

 

Subject to the applicable exceptions permitted by Sections 8.10(d), 13.03 and 13.05 of the Mortgage Indenture, all right, title and interest of the Company in all property of every kind and description and wheresoever situated, real, personal and mixed (other than Excepted Property) which may be hereafter acquired by the Company, it being the intention of the Company that all such property acquired by the Company after the date of the execution and delivery of this Seventh Supplemental Indenture, as originally executed and delivered, shall be as fully embraced within and subjected to the Lien of the Indenture as if such property were owned by the Company as of the date of the execution and delivery of this Seventh Supplemental Indenture, as originally executed and delivered;

 

GRANTING CLAUSE THIRD

 

Any Excepted Property, which may, from time to time after the date of the execution and delivery of this Seventh Supplemental Indenture, as originally executed and delivered, by delivery or by an instrument supplemental to the Indenture, be subjected to the Lien of the Indenture by the Company, the Trustee being hereby authorized to receive the same at any time as additional security hereunder; it being understood that any such subjection to the Lien of the Indenture of any Excepted Property as additional security may be made subject to such reservations, limitations or conditions respecting the use and disposition of such property or the proceeds thereof as shall be set forth in such instrument; and

 

GRANTING CLAUSE FOURTH

 

All tenements, hereditaments, servitudes and appurtenances belonging or in any wise appertaining to the aforesaid property, with the reversions and remainders thereof;

 

EXCEPTED PROPERTY

 

Expressly excepting and excluding, however, from the Lien of the Indenture all right, title and interest of the Company in and to all Excepted Property, whether now owned or hereafter acquired;

 

TO HAVE AND TO HOLD all such property, unto the Trustee, its successors in trust and their assigns forever;

 

SUBJECT, HOWEVER, to (a) Liens existing at the date of the execution and delivery of the Mortgage Indenture, as originally executed and delivered, which Liens do not in the aggregate materially and adversely impair the use of the Mortgaged Property in the operation of the business of the Company, or materially and adversely affect the security afforded by the Indenture, (b) as to property acquired by the Company after the date of the execution and delivery of the Mortgage Indenture, as originally executed and delivered, Liens existing or placed thereon at the time of the acquisition thereof (including, but not limited to, Purchase Money Liens), and (c) Permitted Liens;

 

IN TRUST, for the equal and ratable benefit and security of the Holders from time to time of all Outstanding Securities without any priority of any such Security over any other such Security;

 

PROVIDED, HOWEVER, that the right, title and interest of the Trustee in and to the Mortgaged Property shall cease, terminate and become void in accordance with, and subject to the conditions set forth in, Article IX of the Mortgage Indenture, and if, thereafter, the principal of and premium, if any, and interest, if any, on, and any other amounts (including, without limitation, fees, expenses and indemnities) in connection with, the Securities shall have been paid to the Holders thereof, or shall have been paid to the Company pursuant to Section 6.03 of the Mortgage Indenture, then and in that case the Indenture shall terminate, and the Trustee shall execute and deliver to the Company such 

 

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instruments as the Company shall require to evidence such termination; otherwise the Indenture, and the estate and rights hereby granted, shall be and remain in full force and effect;

 

IT IS HEREBY COVENANTED AND AGREED by and between the Company and the Trustee that all the Securities are to be authenticated and delivered, and that the Mortgaged Property is to be held, subject to the further covenants, conditions and trusts set forth in the Indenture; and

 

THE PARTIES HEREBY COVENANT AND AGREE as follows:

 

ARTICLE ONE

 

DEFINITIONS AND OTHER PROVISIONS
 OF GENERAL APPLICATION

 

(a)                                 Mortgage Indenture Definitions.  Each capitalized term that is used herein and is defined in the Mortgage Indenture shall have the meaning specified in the Mortgage Indenture unless such term is otherwise defined herein;  provided, however, that any reference to a “Section” or “Article” refers to a Section or Article, as the case may be, of this Seventh Supplemental Indenture, unless otherwise expressly stated.

 

(b)                                 Additional Definitions.  For purposes of this Seventh Supplemental Indenture, except as otherwise expressly provided or unless the context otherwise requires, the following capitalized terms shall have the meanings set forth below:

 

“Bond” has the meaning assigned to that term in Section 2.01(a).

 

“Bondholders” means (a) the Initial Bondholders and (b) each subsequent holder of a Bond as shown on the register maintained by the Company pursuant to Section 3.05 of the Indenture.

 

“Capital Stock” means, with respect to any Person, any and all shares, interests, participations or other equivalents (however designated, whether voting or non-voting) in the equity of such Person, including, without limitation, all partnership interests, common stock and preferred stock and any and all warrants, rights or options to purchase any of the foregoing.

 

“Capital Lease” means a lease with respect to which the lessee is required concurrently to recognize the acquisition of an asset and the incurrence of a liability in accordance with GAAP as in effect on the Closing Date.

 

“Capital Lease Obligation” means, with respect to any Person and a Capital Lease, the amount of the obligation of such Person as the lessee under such Capital Lease which would, in accordance with GAAP as in effect on the Closing Date, appear as a liability on a balance sheet of such Person.

 

“Cash Equivalents” means (i) obligations of or directly and fully guaranteed by the United States, or of any agency or instrumentality thereof, maturing not later than three hundred sixty-five (365) days from the date of acquisition thereof, (ii) commercial paper rated (on the date of acquisition thereof) A-1 (or the equivalent thereof) or better by S&P and P-1 (or the equivalent thereof) or better by Moody’s, maturing not later than two hundred seventy (270) days from the date of acquisition thereof, (iii) guaranteed investment contracts maturing not later than three hundred sixty-five (365) days from the date of acquisition thereof and entered into with (or fully guaranteed by) financial institutions whose long-term unsecured non-credit enhanced indebtedness is rated A- or better by S&P and A3 or better by 

 

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Moody’s, and (iv) investments in money market funds having a rating from each of S&P and Moody’s in the highest investment category granted thereby.

 

“Closing Date” has the meaning assigned to that term in Schedule B to the Purchase Agreement.

 

“Code” means the United States Internal Revenue Code of 1986, as amended.

 

“Debt” means, without duplication, with respect to any Person, the sum of (a) liabilities for borrowed money, (b) liabilities (excluding accounts payable and other accrued liabilities arising in the ordinary course of business) for the deferred purchase price of property and conditional sale or title retention agreements, (c) Capital Lease Obligations, (d) liabilities for borrowed money secured by a Lien on property, (e) reimbursement obligations (contingent or otherwise) in respect of letters of credit, performance bonds or bankers’ acceptances, (f) obligations under any Hedging Agreements, (g) liabilities for Synthetic Leases, (h) obligations evidenced by bonds, debentures, notes or similar instruments and (i) any guarantee with respect to liabilities in clauses (a) through (h) above. All references to the principal amount of Debt outstanding at any time shall be understood to include not only the principal amount of any liabilities for borrowed money or of any bonds, debentures, notes or similar instruments, but also obligations (including those related to reimbursement obligations in respect of letters of credit, but excluding those in respect of interest, fees and other similar amounts) under all other types of Debt described in this definition.

 

“Default” means the occurrence and continuance of an event, which, with the giving of notice or lapse of time, or both, would constitute an Event of Default.

 

“Dispose” or “Disposition” means a sale, lease, transfer or other disposition of any assets of the Company.

 

“Environmental Laws” means any and all federal, state, local, and foreign statutes, laws, regulations, ordinances, rules, judgments, orders, decrees, permits, licenses or legally enforceable governmental restrictions relating to pollution and the protection of the environment or the release of any Hazardous Materials into the environment.

 

“ERISA” means the Employee Retirement Income Security Act of 1974, as amended from time to time and the regulations promulgated thereunder.

 

“ERISA Affiliate” means, with respect to any Person, any trade or business (whether or not incorporated) which is a member of a group of which such Person is a member and which is treated as a single employer with such Person under Section 414 of the Code.

 

“ERISA Event” means:

 

(a)                                 the occurrence of a reportable event, within the meaning of Section 4043 of ERISA, with respect to any Plan unless the notice requirement with respect to such event has been waived;

 

(b)                                 the application for a minimum funding waiver with respect to a Plan;

 

(c)                                  the provision by the administrator of any Plan of a notice of intent to terminate such Plan, pursuant to Section 4041(c) of ERISA;

 

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(d)                                 the withdrawal by the Company or any ERISA Affiliate from a Multiple Employer Plan during a plan year for which it was a substantial employer, as defined in Section 4001(a)(2) of ERISA;

 

(e)                                  the conditions for the imposition of a lien under Section 303(k) of ERISA shall have been met with respect to any Plan;

 

(f)                                   the adoption of an amendment to a Plan requiring the provision of security to such Plan pursuant to Section 436 of the Code;

 

(g)                                  the institution by the PBGC of proceedings to terminate, or cause a trustee to be appointed to administer, a Plan pursuant to Section 4042 of ERISA; or

 

(h)                                 the incurrence of withdrawal liability under Title IV of ERISA by the Company or any of its ERISA Affiliates upon the withdrawal by the Company or any of its ERISA Affiliates from a Multiemployer Plan or the incurrence of liability by the Company or any of its ERISA Affiliates upon the termination of a Multiemployer Plan.

 

“Event of Default” has the meaning assigned to that term in Article Four of this Seventh Supplemental Indenture.

 

“FERC” means the United States Federal Energy Regulatory Commission.

 

“Financing Agreements” means the Indenture, including this Seventh Supplemental Indenture, the Purchase Agreement and the Bonds.

 

“Governmental Approval” means any authorization, consent, approval, license, franchise, ruling, tariff, rate, permit, certificate, exemption of, or filing or registration with, any Governmental Authority required in connection with:

 

(a)                                 the execution, delivery or performance of any Transmission Document by any party thereto;

 

(b)                                 the entry into or performance of any Financing Agreement by the Company (including the actual issuance of the Bonds) or the grant and perfection of any Lien contemplated to be granted by the Indenture; or

 

(c)                                  the ownership, development, expansion, operation or maintenance of the Transmission System.

 

“Hazardous Materials” means any and all pollutants, toxic or hazardous wastes or other substances that could reasonably be expected to pose a hazard to health and safety, the removal of which could reasonably be expected to be required or the generation, manufacture, refining, production, processing, treatment, storage, handling, transportation, transfer, use, disposal, release, discharge, spillage, seepage or filtration of which is restricted, prohibited or penalized by any applicable law including, but not limited to, asbestos, urea formaldehyde foam insulation, polychlorinated biphenyls, petroleum, petroleum products, lead based paint, radon gas or similar restricted, prohibited or penalized substances.

 

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“Hedging Agreements” means all interest rate swaps, caps or collar agreements or similar arrangements dealing with interest rates or currency exchange rates or the exchange of nominal interest obligations, either generally or under specific contingencies.

 

“Holdco” means ITC Holdings Corp., a Michigan corporation.

 

“Indenture” means the Mortgage Indenture, as supplemented and modified by any and all indentures supplemental thereto, including this Seventh Supplemental Indenture.

 

“Initial Bondholder” means each Bondholder listed on Schedule A to the Purchase Agreement purchasing any Bonds on the Closing Date.

 

“Institutional Investor” means (a) any Initial Bondholder, (b) any holder of more than $5,000,000 of the aggregate principal amount of the Bonds and (c) any bank, trust company, other financial institution, pension plan, investment company, insurance company, or similar financial institution.

 

“Investment” or “Invest” means (a) a purchase or acquisition of, or an investment or reinvestment in, Rate Base Assets or (b) without duplication, the making of a firm, good faith contractual commitment, in the ordinary course of business and not subject to any conditions in the Company’s control, to purchase or acquire, or invest or reinvest in, Rate Base Assets.

 

“Law” means any federal, state, local (including municipal) or other statute, law, rule, regulation, ordinance, order, code, policy or rule of common law, now or hereafter in effect, and any judicial or administrative interpretation thereof by a Governmental Authority or otherwise (including any judicial or administrative order, consent decree or judgment to which the Company is a party).

 

“Make-Whole Amount” means, with respect to any Bond, an amount, as determined by the Company, equal to the excess, if any, of the Discounted Value of the Remaining Scheduled Payments with respect to the Called Principal of such Bond over the amount of such Called Principal; provided that the Make-Whole Amount may in no event be less than zero.  For the purposes of determining any Make-Whole Amount, the following terms have the following meanings:

 

“Called Principal” means, with respect to any Bond, the principal of such Bond that is to be redeemed pursuant to Section 2.03 or 2.04 or has become or is declared to be immediately due and payable pursuant to Section 10.02 of the Indenture, as the context requires.

 

“Discounted Value” means, with respect to the Called Principal of any Bond, the amount obtained by discounting all Remaining Scheduled Payments with respect to such Called Principal from their respective scheduled due dates to the Settlement Date with respect to such Called Principal, in accordance with accepted financial practice and at a discount factor (applied on the same periodic basis as that on which interest on the Bonds is payable) equal to the Reinvestment Yield with respect to such Called Principal.

 

“Reinvestment Yield” means, with respect to the Called Principal of any Bond, 0.50% over the yield to maturity implied by (i) the yields reported, as of 10:00 a.m. (New York City time) on the second Business Day preceding the Settlement Date with respect to such Called Principal, on the display designated as “Page PX1” on the Bloomberg Financial Markets Services Screen (or such other 

 

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display as may replace Page PX1 on the Bloomberg Financial Markets Services Screen) for the most recently issued actively traded on the run U.S. Treasury securities having a maturity equal to the Remaining Average Life of such Called Principal as of such Settlement Date, or (ii) if such yields are not reported as of such time or the yields reported as of such time are not ascertainable (including by way of interpolation), the Treasury Constant Maturity Series Yields reported, for the latest day for which such yields have been so reported as of the second Business Day preceding the Settlement Date with respect to such Called Principal, in Federal Reserve Statistical Release H.15 (or any comparable successor publication) for actively traded on the run U.S. Treasury securities having a constant maturity equal to the Remaining Average Life of such Called Principal as of such Settlement Date.  In the case of each determination under clause (i) or clause (ii), as the case may be, of the preceding sentence, such implied yield will be determined, if necessary, by (a) converting U.S. Treasury bill quotations to bond-equivalent yields in accordance with accepted financial practice and (b) interpolating linearly between (1) the applicable actively traded on the run U.S. Treasury security with the maturity closest to and greater than such Remaining Average Life and (2) the applicable actively traded on the run U.S. Treasury security with the maturity closest to and less than such Remaining Average Life.  The Reinvestment Yield shall be rounded to the number of decimal places as appears in the interest rate of the applicable Bond.

 

“Remaining Average Life” means, with respect to any Called Principal, the number of years (calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into (ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such Called Principal and the scheduled due date of such Remaining Scheduled Payment.

 

“Remaining Scheduled Payments” means, with respect to the Called Principal of any Bond, all payments of such Called Principal and interest thereon that would be due after the Settlement Date with respect to such Called Principal if no payment of such Called Principal were made prior to its scheduled due date; provided that if such Settlement Date is not a date on which interest payments are due to be made under the terms of the Bonds, then the amount of the next succeeding scheduled interest payment will be reduced by the amount of interest accrued to such Settlement Date and required to be paid on such Settlement Date pursuant to Section 2.03 or 2.04 or Section 10.02 of the Indenture.

 

“Settlement Date” means, with respect to the Called Principal of any Bond, the date on which such Called Principal is to be redeemed pursuant to Section 2.03 or 2.04 or has become or is declared to be immediately due and payable pursuant to Section 10.02 of the Indenture, as the context requires.

 

“Material” means material in relation to the business, operations, affairs, financial condition, assets or properties of the Company.

 

“Material Adverse Effect” means a material adverse effect on (a) the business, operations, affairs, financial condition, assets or properties of the Company, (b) the ability of the

 

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Company to perform its obligations under any Financing Agreement (including, the timely payments of principal of, or Make-Whole Amount, if any, and interest on, the Bonds), (c) the legality, validity or enforceability of the Financing Agreements or (d) the perfection or priority of the Liens purported to be created pursuant to the Indenture or the rights and remedies of the Bondholders with respect thereto.

 

“MISO” means the Midwest Independent Transmission System Operator, Inc.

 

“Moody’s” means Moody’s Investors Service, Inc., or any successor thereto.

 

“Mortgage Indenture” has the meaning assigned to that term in the first Recital.

 

“Multiemployer Plan” means a multiemployer plan, as defined in Section 4001(a)(3) of ERISA, to which the Company or any of its ERISA Affiliates is making or accruing an obligation to make contributions, or has within any of the preceding five plan years made or accrued an obligation to make contributions, such plan being maintained pursuant to one or more collective bargaining agreements.

 

“Multiple Employer Plan” means a single employer plan, as defined in Section 4001(a)(15) of ERISA, which (a) is maintained for employees of the Company or any of its ERISA Affiliates and at least one Person other than the Company and its ERISA Affiliates or (b) was so maintained and in respect of which the Company or any of its ERISA Affiliates could have liability under Section 4064 or 4069 of ERISA in the event such plan has been or were to be terminated.

 

“Net Proceeds” means, with respect to any Disposition of assets, the gross proceeds thereof (including any such proceeds received by way of deferred payment, installment, price adjustment or otherwise), whether in cash or otherwise, net of any taxes paid or reasonably estimated to be paid as a result thereof (after taking into account any available tax credits or deductions applicable thereto).

 

“NRSRO” means any credit rating agency that is recognized as a Nationally Recognized Statistical Rating Organization by the U.S. Securities and Exchange Commission.

 

“OATT” means, at any given time, the open access transmission tariff of MISO that is applicable to the Company, approved by the FERC and then in effect.

 

“PBGC” means the Pension Benefit Guaranty Corporation established pursuant to Subtitle A of Title IV of ERISA, or any successor.

 

“Permitted Additional Senior Secured Debt” has the meaning assigned to that term in Section 3.02(d).

 

“Plan” means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title IV of ERISA or is subject to Section 412 of the Code, other than a Multiemployer Plan, which is maintained, sponsored or contributed to, by the Company or any of its ERISA Affiliates.

 

“Property” means any right or interest in or to assets or property of any kind whatsoever, whether real, personal or mixed and whether tangible or intangible.

 

“Purchase Agreement” means that certain Bond Purchase Agreement, to be dated as of April 4, 2013, between the Company and the Initial Bondholders.

 

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“Rate Base Assets” means assets of the Company which are included in the FERC’s determination of the Company’s revenue requirement under the OATT.

 

“Reputable Insurer”  means any financially sound and responsible insurance provider permitted to do business in the State of Michigan rated “A” or better by A.M. Best Company (or if such ratings cease to be published generally for the insurance industry, meeting comparable financial standards then applicable to the insurance industry).

 

“Responsible Officer”,  when used with respect to the Company, means any Senior Financial Officer or any vice president of the Company or Holdco and any other officer of the Company or Holdco with responsibility for the administration of the relevant Financing Agreement, or portion thereof.

 

“S&P” means Standard & Poor’s Ratings Services, a division of the McGraw-Hill Companies, Inc., or any successor thereto.

 

“Senior Financial Officer”  means the chief financial officer, principal accounting officer, treasurer, comptroller or any vice president of Holdco.

 

“Senior Secured Debt”  means (i) the Bonds, (ii) the 6.150% First Mortgage Bonds, Series A due 2038 issued pursuant to the Indenture, (iii) the 7.12% First Mortgage Bonds, Series B due 2017 issued pursuant to the Indenture, (iv) the 7.27% First Mortgage Bonds, Series C due 2020 issued pursuant to the Indenture, (v) the 4.60% First Mortgage Bonds, Series D due 2024 issued pursuant to the Indenture, (vi) the 3.50% First Mortgage Bonds, Series E due 2027 issued pursuant to the Indenture, (vii) other Securities Outstanding issued pursuant to the Indenture and (viii) Permitted Additional Senior Secured Debt.

 

“Seventh Supplemental Indenture” has the meaning assigned to that term in the introductory paragraph hereof.

 

“Subordinated Debt” means unsecured Debt of the Company fully subordinated in right of payment to the Bonds and other Senior Secured Debt substantially on the terms set forth in Exhibit B attached hereto.

 

“Synthetic Leases” means any synthetic lease, tax retention operating lease, off-balance sheet loan or similar off-balance sheet financing product, where such transaction is considered debt for borrowed money for tax purposes but is classified as an operating lease in accordance with GAAP.

 

“Total Loss” means (a) a permanent, total loss of a substantial portion of the Transmission System as a result of any event which causes all or a Material portion of the Transmission System to be damaged, destroyed or rendered unfit for normal use for any reason whatsoever or (b) a substantial portion of the Transmission System is condemned, nationalized, seized, compulsorily acquired or otherwise expropriated by any Governmental Authority under power of eminent domain or otherwise.

 

“Total Secured Amount” shall have the meaning assigned to that term in Section 5.10.

 

“Transmission Documents” shall have the meaning assigned to such term in the Purchase Agreement.

 

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“Transmission System” means the transmission lines and towers; substations; switching stations and substations; circuit breakers; and all such other necessary facilities used for providing transmission service; in each case, owned by the Company.

 

ARTICLE TWO

 

TITLE, FORM AND TERMS AND CONDITIONS OF THE BONDS

 

Section 2.01.  The Bonds.

 

(a)                                 The Securities of this series to be issued under the Mortgage Indenture pursuant to this Seventh Supplemental Indenture shall be designated as “4.09% First Mortgage Bonds, Series F due 2043” (the “Bonds”) and shall be Securities issued under the Mortgage Indenture.

 

(b)                                 The Trustee shall authenticate and deliver the Bonds for original issue on the Closing Date in the aggregate principal amount of $100,000,000, upon a Company Order for the authentication and delivery thereof pursuant to Section 4.01 of the Mortgage Indenture.

 

(c)                                  Interest on the Bonds shall be payable to the Persons in whose names such Bonds are registered at the close of business on the Regular Record Date for such interest (as specified in subsection (e) below), except as otherwise expressly provided in the form of such Bonds attached hereto as Exhibit C.

 

(d)                                 The Bonds shall mature and the principal thereof shall be due and payable together with all accrued and unpaid interest thereon on April 30, 2043.

 

(e)                                  The Bonds shall bear interest at the rate of 4.09% per annum; provided that, to the extent permitted by law, any overdue payment (including any overdue prepayment) of principal, any overdue payment of interest and any overdue payment of any Make-Whole Amount shall bear interest at a rate per annum from time to time equal to the greater of (x) 6.09% and (y) 2.0% over the rate of interest publicly announced by JPMorgan Chase Bank, N.A. from time to time in New York, New York as its “base” or “prime” rate.  Interest shall accrue on the Bonds from the Closing Date, or the most recent date to which interest has been paid or duly provided for.  The Interest Payment Dates for the Bonds shall be April 30 and October 30 in each year, commencing October 30, 2013, and the Regular Record Dates with respect to the Interest Payment Dates for the Bonds shall be the 15th calendar day preceding each Interest Payment Date (whether or not a Business Day); provided, however that interest payable at Maturity will be payable to the Bondholder to whom principal is payable.

 

(f)                                   Subject to Section 2.02, the office or agency of the Trustee in New York, New York, which as of the date hereof is located at c/o The Bank of New York Mellon, Trust Services Window, 101 Barclay Street, New York, New York 10286, shall be the place at which the principal of and Make-Whole Amount, if any, and interest on the Bonds shall be payable.  The office or agency of the Trustee in New York, New York, which as of the date hereof is located at c/o The Bank of New York Mellon, Trust Services Window, 101 Barclay Street, New York, New York 10286, shall be the place at which registration of transfer of the Bonds may be effected; and The Bank of New York, N.A. shall be the Security Registrar and the Paying Agent for the Bonds; provided, however, that the Company reserves the right to designate, by one or more Officer’s Certificates, its principal office in Novi, Michigan as any such place or itself as the Security Registrar; provided, however, that there shall be only a single Security Registrar for the Bonds.

 

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(g)                                  The Bonds shall be issuable in registered form in denominations of at least $250,000 or any integral multiple thereof.

 

(h)                                 All payments of the principal of and Make-Whole Amount, if any, and interest on the Bonds shall be made in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts.

 

(i)                                     The Bonds shall not be defeasible pursuant to Sections 9.04(b) or (c) of the Indenture and such Sections of the Indenture shall not apply to the Bonds.

 

(j)                                    The Bonds shall have such other terms and provisions as are provided in the form thereof attached hereto as Exhibit C, and shall be issued in substantially such form.

 

Section 2.02.  Payment on the Bonds.

 

(a)                                 Subject to Section 2.02(b), payments of principal, Make-Whole Amount, if any, and interest becoming due and payable on the Bonds shall be made at the Place of Payment designated in Section 2.01(f) or such place as the Company may at any time, by notice, specify to each Bondholder, so long as such Place of Payment shall be either the principal office of the Company or the principal office of a bank or trust company in New York, New York.

 

(b)                                 So long as any Initial Bondholder or its nominee shall be a Bondholder, and notwithstanding anything contained in the Indenture, Section 2.02(a) or in such Bond to the contrary, the Company will pay all sums becoming due on such Bond for principal, Make-Whole Amount, if any, and interest by the method and at the address specified for such purpose below such Initial Bondholder’s name in Schedule A to the Purchase Agreement, or by such other method or at such other address as such Initial Bondholder shall have from time to time specified to the Company and the Trustee in writing for such purpose in accordance with the Purchase Agreement, without the presentation or surrender of such Bond or the making of any notation thereon, except that concurrently with or reasonably promptly after payment or redemption in full of any Bond, such Initial Bondholder shall surrender such Bond for cancellation to the Company at its principal office or at the Place of Payment most recently designated by the Company pursuant to Section 2.02(a).  Prior to any sale or other disposition of any Bond held by such Initial Bondholder or its nominee such Initial Bondholder will, at its election, either endorse thereon the amount of principal paid thereon and the last date to which interest has been paid thereon or surrender such Bond to the Company in exchange for a new Bond or Bonds pursuant to Section 3.05 of the Indenture; provided, that a transfer by endorsement shall not constitute a registration of transfer for purposes of the Indenture and the Trustee and any agent of the Trustee shall be entitled to the protections of Section 3.08 of the Indenture with respect to any Bond, the transfer of which has not been so registered.  The Company will afford the benefits of this Section 2.02(b) to any Institutional Investor that is the direct or indirect transferee of any Bond purchased by such Initial Bondholder under the Indenture. The Company agrees and acknowledges that the Trustee shall not be liable for any Bondholder’s failure to perform its obligations under this Section 2.02(b).  Each Initial Bondholder and any such Institutional Investor by its purchase of its Bond agrees to indemnify the Trustee for, and to hold it harmless against, any loss, liability or expense incurred without negligence, willful misconduct or bad faith on its part, arising out of or in connection with such Bondholder’s or Institutional Investor’s failure to comply with the provisions of this Section 2.02(b), including the costs and expenses of defending itself against any claim or liability in connection therewith, such indemnity to survive the payment of such Bonds and the resignation or removal of the Trustee.

 

(c)                                  Notwithstanding anything to the contrary in Section 1.18 of the Mortgage Indenture, if the Stated Maturity or any Redemption Date of the Bonds shall not be a Business Day at any

 

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Place of Payment, then (notwithstanding any other provision of the Mortgage Indenture or this Seventh Supplemental Indenture) payment of interest on or principal (and premium, if any) of the Bonds due at the Stated Maturity or on any Redemption Date thereof need not be made at such Place of Payment on such date, but may be made on the next succeeding Business Day at such Place of Payment with the same force and effect as if made on the Stated Maturity or on any Redemption Date thereof, provided that interest shall accrue on the outstanding principal amount of the Bonds due at the Stated Maturity or on any Redemption Date thereof at the rate set forth in the Bonds until the date of actual payment.

 

Section 2.03.  Mandatory Redemption of the Bonds.

 

Pursuant to Section 5.01 of the Mortgage Indenture, in the event that any one or more Dispositions during any consecutive 12-month period (except Dispositions permitted under Section 3.02(b)(i) or (ii)) yield Net Proceeds in excess of 10% of the Fair Value of the Mortgaged Property as of the last day of the fiscal quarter of the Company most recently ended, in the aggregate, the Net Proceeds of such Disposition or Dispositions shall be used for the mandatory redemption of the Bonds, and/or the redemption or prepayment of other Senior Secured Debt in accordance with its terms, on a date which is no more than nine months following a Disposition that, when aggregated with any other Dispositions, requires compliance with this Section 2.03 unless (x) during the nine month period immediately preceding the date of such Disposition, the Company Invested in any Rate Base Assets in which case an amount of such Net Proceeds equal to the excess, if any, of (A) the total aggregate amount of all such Investments made during such preceding nine month period (excluding, however, the amount of any Investments made pursuant to clause (b) of the definition of “Investment” that were not expended for Rate Base Assets during such nine month period) over (B) the aggregate amount of Debt incurred by the Company (which, with respect to any Debt incurred under any permitted credit facility of a revolving nature, shall be calculated on a net basis after taking into account any borrowings, prepayments, repayments, reborrowings or other extensions of credit made by or in favor of the Company thereunder), in each case, during such preceding nine month period, need not be applied to such redemption or prepayment, as the case may be, or (y) during the nine month period following the date of such Disposition, the Company shall Invest in Rate Base Assets, in which case an amount of such Net Proceeds so Invested during such following nine month period need not be applied to such redemption or prepayment, as the case may be; provided, however, that in the event that any such amounts referred to in this clause (y) Invested pursuant to clause (b) of the definition of “Investment” are not expended for Rate Base Assets within a period of six months from the end of such following nine month period, any such amounts not so expended shall be used for the mandatory redemption of the Bonds, and/or the redemption or prepayment of other Senior Secured Debt in accordance with its terms, on a date not later than the last day of such six month period.  Any redemption of the Bonds pursuant to this Section 2.03 shall be made (i) at a Redemption Price equal to the principal amount of the Bonds being redeemed and shall be accompanied by payment of accrued and unpaid interest on the principal amount of the Bonds so redeemed to the redemption date and a Make-Whole Amount and (ii) in accordance with the procedures for optional redemption set forth in Section 2.04(c) below. Notwithstanding anything to the contrary in this Section 2.03, any amounts utilized pursuant to clauses (x) or (y) above to reduce the amount of Net Proceeds required to be applied to redemption of the Bonds and/or redemption or prepayment of other Senior Secured Debt in accordance with its terms may be utilized no more than once with respect to the Net Proceeds of any one or more Dispositions occurring in any consecutive twelve month period.

 

Section 2.04.  Optional Redemption.

 

(a)                                 Pursuant to Section 5.01 of the Mortgage Indenture, the Bonds may be redeemed at the option of Company, in whole or in part, at any time or from time to time at a Redemption Price equal to the principal amount of such Bonds plus the Make-Whole Amount plus accrued and unpaid interest thereon to the redemption date; provided, however, that if the Bonds are redeemed in part, the

 

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Bonds shall not be redeemed in an amount less than $5,000,000 of the aggregate principal amount of the Bonds then Outstanding.

 

(b)                                 Pursuant to Section 5.01 of the Mortgage Indenture, the Bonds may be redeemed at the option of the Company, in whole, on or after January 30, 2043 at a redemption price equal to the principal amount of such Bonds plus accrued and unpaid interest thereon to the redemption date.

 

(c)                                  Notwithstanding anything to the contrary in Article V of the Mortgage Indenture, the redemption of the Bonds shall take place in accordance with the procedures and requirements set forth in this Section 2.04(c), without prejudice to the requirements of Section 5.02 (which shall for purposes of this Seventh Supplemental Indenture also be applicable to a redemption under Section 2.03) and Sections 5.05 and 5.06 of the Mortgage Indenture.  The Company (or the Security Registrar, if so requested pursuant to Section 5.04 of the Mortgage Indenture) shall give each Bondholder written notice of each optional redemption under this Section 2.04, or a mandatory redemption under Section 2.03, as the case may be, not less than 30 days and not more than 60 days prior to the date fixed for such redemption.  Each such notice shall specify such date, the aggregate principal amount of the Bonds to be redeemed on such date, the principal amount of each Bond held by such Bondholder to be redeemed (determined in accordance with Section 2.04(d)) and the interest to be paid on the redemption date with respect to such principal amount being redeemed, and shall be accompanied by a certificate of a Senior Financial Officer as to the estimated Make-Whole Amount, if applicable, due in connection with such redemption (calculated as if the date of such notice were the date of the redemption), setting forth the details of such computation.  Two Business Days prior to such redemption, the Company shall deliver to each Bondholder and the Trustee a certificate of a Senior Financial Officer specifying the calculation of such Make-Whole Amount, if applicable, as of the specified redemption date.  The Trustee shall have no responsibility for such calculation.  Each notice of redemption shall be irrevocable and unconditional and the principal amount of each Bond to be redeemed shall mature and become due and payable on the date fixed for such redemption (which shall be a Business Day), together with interest on such principal amount accrued to such date and the Make-Whole Amount (if applicable).  From and after such date, unless the Company shall fail to pay such principal amount when so due and payable, together with the interest and Make-Whole Amount, if any, as aforesaid, interest on such principal amount shall cease to accrue.  Any Bond redeemed in full shall be surrendered (as contemplated by Section 2.02(b)) to the Company and cancelled and shall not be reissued, and no Bond shall be issued in lieu of any redeemed principal amount of any Bond.

 

(d)                                 Notwithstanding anything to the contrary in Article V of the Mortgage Indenture, in the case of each partial redemption of the Bonds pursuant to Section 2.04(c), the Company shall redeem the same percentage of the unpaid principal amount of the Bonds, and the principal amount of the Bonds so to be redeemed shall be allocated by the Trustee among all of the Bonds at the time Outstanding in proportion, as nearly as practicable, to the respective unpaid principal amounts thereof not theretofor called for redemption.

 

Section 2.05.  Purchase of Bonds.

 

Except as may be agreed to by a Bondholder or Bondholders in connection with an offer made to all Bondholders on the same terms and conditions, the Company shall not and shall not permit any Affiliate to purchase, redeem or otherwise acquire, directly or indirectly, any of the Outstanding Bonds except upon the payment or redemption of the Bonds in accordance with the terms of the Indenture.  The Company will promptly cause the Trustee to cancel all Bonds acquired by it or any Affiliate pursuant to any payment, redemption or purchase of Bonds pursuant to any provision of the Indenture and no Bonds may be issued in substitution or exchange for any such Bonds.

 

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Section 2.06.  Payment upon Event of Default.

 

Upon any Bonds becoming due and payable under Section 10.02 of the Indenture, whether automatically or by declaration, such Bonds will forthwith mature and the entire unpaid principal amount of such Bonds, plus (x) all accrued and unpaid interest thereon (including, without limitation, interest accrued thereon at the applicable rate for overdue payments) and (y) the Make-Whole Amount determined in respect of such principal amount (to the full extent permitted by applicable Law), shall all be immediately due and payable, in each and every case without presentment, demand, protest or further notice, all of which are hereby waived.  The Company acknowledges that each holder of a Bond has the right to maintain its investment in the Bonds free from repayment by the Company (except as herein specifically provided for) and that the provision for payment of a Make-Whole Amount by the Company in the event that the Bonds have become due and payable under Section 10.02 of the Indenture, whether automatically or by declaration, as a result of an Event of Default, is intended to provide compensation for the deprivation of such right under such circumstances.

 

Section 2.07.  Transfers.

 

In registering the transfer of any Bond in accordance with Section 3.05 of the Mortgage Indenture, the Security Registrar and the Trustee shall have no responsibility to monitor securities law compliance in connection with any such transfer.

 

ARTICLE THREE

 

ADDITIONAL COVENANTS

 

Section 3.01.  Affirmative Covenants of the Company.

 

For purposes of the Bonds, pursuant to Section 3.01(u) of the Mortgage Indenture, Article VI of the Mortgage Indenture is hereby supplemented by incorporating therein the following additional affirmative covenants which the Company shall observe solely for the benefit of the Bondholders for so long as any Bond is Outstanding:

 

(a)                                 Use of Proceeds.  The Company shall apply the net proceeds from the issuance and sale of the Bonds to (i) refinance existing indebtedness, partially fund capital expenditures or for general corporate purposes, and (ii) pay reasonable fees and expenses associated with the sale of the Bonds.

 

(b)                                 Compliance with Laws and Regulations.  The Company shall comply with all Laws (including Environmental Laws) to which its Property or assets may be subject, except where failure to comply would not, individually or in the aggregate, reasonably be expected to result in a Material Adverse Effect.  In addition, the Company shall immediately pay or cause to be paid when due all costs and expenses incurred in such compliance, except to the extent that the same is being contested in good faith by the Company through appropriate means under circumstances where none of the Mortgaged Property or the Liens thereon will be endangered.

 

(c)                                  Permits; Approvals.  The Company shall obtain in a timely manner and maintain all Governmental Approvals which are necessary or desirable for the ownership or operation of its Property or the conduct of its business as so conducted, except where failure to obtain or maintain such Governmental Approvals would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.

 

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(d)                                 Real Estate Filings.  To the extent that any filing required to perfect any security interest in real property or fixtures constituting Mortgaged Property is not made on or prior to the Closing Date, the Company shall undertake to present all such documents for filing with the appropriate registers of deeds as soon as practicable after the Closing Date, but in no event shall any such presentation for filing take place more than five (5) Business Days after the Closing Date; provided that the Company shall confirm by an Officer’s Certificate delivered to the Trustee within six (6) weeks after the Closing Date that each such document has been recorded with the applicable registers of deeds and the security interests created or purported to be created in real property or fixtures by such documents have been fully perfected by recording in the land records.

 

(e)                                  Delivery of Opinions of Counsel.  The Company shall deliver, or cause to be delivered, to the Trustee the opinions of counsel required pursuant to Section 4.4(a) of the Purchase Agreement.

 

(f)                                   Continuance of Rating of the Bonds.  The Company shall ensure that at all times at least one NRSRO maintains a rating on the Company’s 6.150% First Mortgage Bonds, Series A due 2038 issued pursuant to the Indenture.

 

(g)                                  Maintenance and Renewal.

 

(i)                                     The Company will expend during each calendar year, and certify to the Trustee in an Officer’s Certificate, an amount not less than 2.00% of the average amount of depreciable property of the Company at the beginning and at the end of such calendar year for one or more of the following purposes:

 

(A)                               capital expenditures for the maintenance and repair of the utility properties of the Company subject to the Lien of the Indenture;

 

(B)                               the construction or acquisition of Property Additions on which the Indenture is a first Lien, subject only to Permitted Liens and Prepaid Liens; or

 

(C)                               the retirement, through purchase, payment or redemption, of Securities issued under and secured by the Indenture (including any future supplemental indenture pursuant to the Mortgage Indenture).

 

(ii)                                  The term “amount of depreciable property” shall mean as of any date the amount of Property Additions included at such date on the books of the Company which is depreciable, as determined in accordance with GAAP.  The average of the amount of depreciable property shall mean the arithmetical average of the amount of depreciable property at the beginning, and the amount thereof at the end, of such calendar year.  Partial years shall be prorated.  If, in any calendar year, the required expenditures for the foregoing purposes are not made, the Company shall deposit with the Trustee on or before the first day of February next succeeding the close of such calendar year a sum in cash to the extent of any deficiency, after deducting (subject to the terms of the Indenture) any eligible credit for unused excess expenditures previously made for such purposes.  Such cash may be applied to the redemption at the applicable Redemption Price, or to the repurchase, of Securities, or may be withdrawn to the extent of 100% of Property Additions.

 

(iii)                               Excess expenditures in any calendar year may be used to comply with the requirements of any subsequent year or years and Property Additions may be certified to comply with the provisions of clause (i)(B) above; provided, that Property Additions so used, and Securities retired through expenditures so used, cannot be used for other purposes under this Seventh Supplemental

 

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Indenture; provided, further that, (i) no Retired Securities or expenditures for Funded Property which shall have been made the basis for authentication of Securities or the release of Mortgaged Property or the withdrawal of deposited cash or Securities or any other amounts under any other provision of the Indenture, or which shall have been made out of any insurance moneys or moneys received from the condemnation, sale or other disposition of any of the Company’s property subject to the Lien of the Indenture, or which shall have previously been used or applied or certified to the Trustee to comply with this Section 3.01(g) or any other provision of the Indenture and (ii) no retirement of Securities which shall have been made with moneys applied to such purpose pursuant to any provision of this Section 3.01(g) or of Section 4.04 or 8.06 of the Mortgage Indenture, shall be certified or used or applied for the purpose of complying with this Section 3.01(g) or withdrawing any moneys paid to the Trustee pursuant to this Section 3.01(g).  This Section 3.01(g) shall not require the annual retirement by the Company of any specific amount of Outstanding Securities.

 

(iv)                              On or before the first day of February of each year beginning February 1, 2014, the Company shall deliver to the Trustee an Officer’s Certificate showing in reasonable detail:  (1) the Company’s expenditures pursuant to each of clause (i) above, or otherwise deposited with the Trustee pursuant to this Section 3.01(g), (2) any eligible credit for excess expenditures from prior periods and the extent to which the Company elects to have such excess applied to the period next preceding delivery of such Officer’s Certificate, and (3) the amount of cash the Company is depositing with the Trustee concurrently with the delivery of such Officer’s Certificate to comply with the requirements of this Section 3.01(g).  Such Officer’s Certificate shall also state that it complies with the requirements of this Section 3.01(g).

 

(v)                                 At the option of the Company, any moneys paid to and held by the Trustee under the provisions of subclause (ii) of this Section shall, upon the written request of the Company pursuant to an Officer’s Certificate, (1) be applied by the Trustee to the purchase in the open market of Securities of any series permitted to be so purchased, at prices not exceeding the then applicable Redemption Price, if any, at which Securities of said series may then be redeemed or (2) be paid to or upon the order of the Company to the extent of (A) the principal amount of Securities of said series purchased or paid by the Company and delivered to the Trustee, cancelled or for cancellation and (B) the accrued interest and the premium, if any, theretofore paid to the Trustee, as hereinabove provided, on such principal amount of Securities.  The Company hereby covenants and agrees that it will pay to the Trustee from time to time in cash such additional sums, if any, as shall be paid or required to be paid by the Trustee as or for accrued interest and premium, if any, in respect of any Securities purchased or redeemed pursuant to the provisions of this Section.

 

(vi)                              Any and all Securities, the retirement (through payment or purchase) of which shall be certified to the Trustee in compliance with the provisions of this 3.01(g), shall be delivered to the Trustee at or before the time the same shall be so certified and shall thereupon be cancelled and destroyed by the Trustee, unless theretofore cancelled and destroyed.  All other Securities received by the Trustee pursuant to any provision of this 3.01(g) shall thereupon be cancelled and destroyed by the Trustee.

 

Section 3.02.  Negative Covenants of the Company.

 

For purposes of the Bonds, pursuant to Section 3.01(u) of the Mortgage Indenture, Article VI of the Mortgage Indenture is hereby supplemented by incorporating therein the following negative covenants which the Company shall observe solely for the benefit of the Bondholders for so long as any Bond is Outstanding:

 

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(a)           Restrictions on the Establishment of Subsidiaries.  The Company shall not create, acquire or suffer to exist, directly or indirectly, any Subsidiaries or acquire or invest in any other Capital Stock in any Person.

 

(b)           Limitations on Asset Sales.  The Company shall not Dispose of all or any substantial part of its assets during any fiscal year, other than:

 

(i)            Subject to compliance with Article VIII of the Mortgage Indenture, Dispositions in the ordinary course of business of obsolete or worn out Property and real estate interests not needed for the Company for its Transmission System or for the conduct of its business;

 

(ii)           Dispositions of assets that would be permitted under Article XIII of the Mortgage Indenture; or

 

(iii)          Subject to compliance with Article VIII of the Mortgage Indenture, any other Disposition of assets; provided, that in the event the Net Proceeds of all such Dispositions during any consecutive 12-month period are in excess of 10% of the Fair Value of the Mortgaged Property as of the last day of the fiscal quarter of the Company most recently ended, in the aggregate, such Net Proceeds shall be applied in accordance with the terms and conditions of Section 2.03.

 

(c)           Hedging Agreements.  The Company shall not, at any time, enter into (i) any Hedging Agreement for speculative purposes or (ii) any Hedging Agreement if the obligations of the Company relating thereto would not be reflected in the calculation of the Company’s revenue requirement to be collected under the OATT.

 

(d)           Limitations on Liens.  The Company shall not create, incur, assume or suffer to exist any Lien upon any of the Company’s Property, whether now owned or hereafter acquired, other than Permitted Liens; provided that, the Company shall not create, incur, assume or suffer to exist any Lien securing indebtedness under the Revolving Credit Agreement under clause (v) of the definition of Permitted Liens unless the Securities are secured on a equal and ratable basis pursuant to documentation reasonably satisfactory to the Trustee (and the Trustee shall be entitled to receive an Opinion of Counsel to evidence the satisfaction of such condition) (any such secured indebtedness, “Permitted Additional Senior Secured Debt”).

 

(e)           Limitation on Lines of Business.  As of the Closing Date, the Company is in the business of owning electric transmission facilities and providing electric transmission service over such facilities.  From the Closing Date onward, the Company shall not engage in any business, if as a result, the general nature of the business engaged in by the Company taken as a whole would be substantially changed from the general nature of the business the Company is engaged in on the Closing Date.

 

(f)            Limitation on Transactions with Affiliates.  The Company shall not enter into any Material transaction with any Affiliate, except (i) in the ordinary course of business and (ii) on terms and conditions (A) no less favorable than would be obtainable in a comparable arms-length transaction negotiated in good faith with a Person that is not an Affiliate and (B) consistent with applicable FERC policy regarding Affiliate transactions.

 

(g)           Limitation on Sale-Lease and Lease-Lease Back Transactions.  The Company shall not enter into any sale-leaseback or lease-leaseback transaction involving any of its Properties whether now owned or hereafter acquired, whereby the Company sells, otherwise transfers or leases such 

 

19

 

Properties and then or thereafter leases or subleases such Properties or any part thereof or any other Properties which the Company intends to use for substantially the same purpose or purposes as the Properties sold, otherwise transferred or leased.

 

(h)           Amendments to Exhibit B Hereto. The Company shall not make any amendments or changes to the subordination terms and conditions set forth in Exhibit B hereto that adversely affect the Bondholders without the prior consent of the Bondholders of all the Outstanding Bonds.

 

ARTICLE FOUR

 

ADDITIONAL EVENTS OF DEFAULT; REMEDIES

 

Section 4.01.  Events of Default.

 

For purposes of the Bonds, pursuant to Section 3.01(u) of the Mortgage Indenture, Section 10.01 of the Mortgage Indenture shall be supplemented to include as “Events of Default” thereunder the occurrence of any of the following events (each such event, together with those “Events of Default” in Section 10.01 of the Mortgage Indenture, an “Event of Default”):

 

(a)           Interest Payments.  The Company shall fail to pay interest, if any, on any Security within five (5) days after the same becomes due and payable;

 

(b)           Material Covenants.  The Company shall fail to perform or observe any covenant set forth in Section 3.02 or its obligation to provide notice to the Bondholders under Section 7.1(c) of the Purchase Agreement and such failure is not cured within ten (10) days;

 

(c)           Other Covenants.  The Company shall fail to perform or observe any of its obligations or covenants (other than the covenants described in Section 4.01(a) or Section 4.01(b) or in Section 10.01(b) of the Mortgage Indenture) contained in any of the Financing Agreements, including Section 7 of the Purchase Agreement (or in any modification or supplement thereto), and such failure is not cured within 30 days after the earlier to occur of (i) a Responsible Officer of the Company obtaining actual knowledge of such failure and (ii) the Company receiving notice of such failure from the Trustee or any Bondholder in accordance with the terms of the Mortgage Indenture or the Purchase Agreement;

 

(d)           Representations.  Any representation, warranty or certification by the Company in any of the Financing Agreements or in any certificate furnished to the Trustee or any Bondholder pursuant to the provisions of this Seventh Supplemental Indenture or any other Financing Agreement shall prove to have been false in any Material respect as of the time made or furnished, as the case may be;

 

(e)           Debt.

 

(i)            The Company shall be in default in the payment of any principal, premium, including any make-whole amount, if any, or interest on any Debt (other than Subordinated Debt) in the aggregate principal amount of $30,000,000 or more beyond the expiration of any applicable grace or cure period relating thereto;

 

(ii)           The Company shall be in default in the performance or compliance with any term (other than those referred to in Section 4.01(e)(i)) of any agreement or instrument evidencing any Debt (other than Subordinated Debt) in the aggregate principal amount of $30,000,000 or more or any other document relating thereto or any condition exists and, as a 

 

20

 

consequence, such Debt has become or has been declared (or the holder or beneficiary of such Debt or a trustee or agent on behalf of such holder or beneficiary is entitled to declare such Debt to be) due and payable before its stated maturity or before its regularly scheduled dates of payment; or

 

(iii)          As a consequence of the occurrence or continuation of any event or condition (other than the passage of time or the right of the holder of Debt to convert such Debt into equity interests), other than as provided in Section 2.03 or Section 2.04 or Section 5.01 of the Mortgage Indenture, (x) the Company shall have become obligated to purchase or repay any Debt before its regularly scheduled maturity date in the aggregate principal amount of $30,000,000 or more or (y) one or more Persons have the right to require such Debt to be purchased or repaid;

 

(f)            Judgments.  Any judgment or judgments for the payment of money in excess of $30,000,000 (or its equivalent in any other currency) in the aggregate by the Company, which is, or are, not covered by insurance, shall be rendered by one or more courts, administrative tribunals or other bodies having jurisdiction over the Company and the same shall not be discharged (or provision shall not be made for such discharge), bonded or a stay of execution thereof shall not be procured, within 60 days from the date of entry thereof and the Company shall not, within said period of 60 days, or such longer period during which execution of the same shall have been stayed, appeal therefrom and cause the execution thereof to be stayed during such appeal;

 

(g)           Transmission System.  The Company shall directly or indirectly terminate transmission service over all or a significant portion of the Transmission System or cease to pursue the operation of the Transmission System for a period in excess of 30 days;

 

(h)           Transmission Documents.  Any Material Transmission Document shall have been terminated prior to its stated termination date and such termination has, or would reasonably be expected to have, a Material Adverse Effect;

 

(i)            Security Interests.  Subject to Section 3.01(d), the Company shall fail to perfect and maintain a valid and perfected first priority Lien in any part of the Mortgaged Property, to the extent such perfection can be accomplished by filing;

 

(j)            Repudiation.  Any provision (i) of any Financing Agreement shall be repudiated by the Company or (ii) of any Financing Agreement for any reason other than the express terms thereof cease to be enforceable and such repudiation or unenforceability shall not be remedied within 30 days;

 

(k)           Total Loss.  There shall occur a Total Loss;

 

(l)            ERISA.  Any ERISA Event shall have occurred and the liability of the Company and the ERISA Affiliates related to such ERISA Event, when aggregated with all other ERISA Events (determined as of the date of occurrence of such ERISA Event), has resulted in or would reasonably be expected to result in a Material Adverse Effect; or

 

(m)          Holdco Ownership.  Holdco either directly or indirectly shall cease to own 100% of the Capital Stock of the Company.

 

Section 4.02.  Acceleration of Maturity; Rescission and Annulment.

 

For purposes of the Bonds, pursuant to Section 3.01(u) of the Mortgage Indenture, Section 10.02 of the Mortgage Indenture shall be supplemented as follows:

 

21

 

(a)  Acceleration of Maturity.  In addition to the provisions set forth in Section 10.02 of the Mortgage Indenture, if an Event of Default arising from the failure to pay principal of, or interest on, or any Make-Whole Amount relating to the Bonds shall have occurred and be continuing, then in every such case each Holder of Bonds may declare the principal amount of the Bonds held by it to be due and payable immediately, by a notice in writing to the Company and to the Trustee, and upon receipt by the Company or the Trustee of such notice of such declaration, such principal amount, together with Make-Whole Amount and accrued interest, if any, thereon (including, without limitation, interest accrued thereon at the applicable rate for overdue payments), shall become immediately due and payable.

 

(b)  Rescission and Annulment.  In addition to the conditions for the rescission and annulment of any Event of Default set forth in the second paragraph of Section 10.02 of the Mortgage Indenture, no such Event of Default shall be deemed to have been rescinded and annulled with respect to the Bonds unless the Holders of not less than a majority in aggregate principal amount of the Bonds then Outstanding, by Act of said Holders delivered to the Company and the Trustee, consent to such rescission and annulment.

 

ARTICLE FIVE

 

MISCELLANEOUS PROVISIONS

 

Section 5.01.  Execution of Seventh Supplemental Indenture.

 

Except as expressly amended and supplemented hereby, the Mortgage Indenture shall continue in full force and effect in accordance with the provisions thereof and the Mortgage Indenture is in all respects hereby ratified and confirmed.  This Seventh Supplemental Indenture and all of its provisions shall be deemed a part of the Mortgage Indenture in the manner and to the extent herein and therein provided.  The  Bonds executed, authenticated and delivered under this Seventh Supplemental Indenture constitute a series of Securities and shall not be considered to be a part of a series of securities executed, authenticated and delivered under any other supplemental indenture entered into pursuant to the Mortgage Indenture.

 

Section 5.02.  Effect of Headings.

 

The Article and Section headings herein are for convenience only and shall not affect the construction hereof.

 

Section 5.03.  Successors and Assigns.

 

All covenants and agreements in this Seventh Supplemental Indenture by the Company shall bind its successors and assigns, whether so expressed or not.

 

Section 5.04.  Severability Clause.

 

In case any provision in this Seventh Supplemental Indenture or in the Bonds shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

 

Section 5.05.  Benefit of Seventh Supplemental Indenture.

 

Except as otherwise provided in the Mortgage Indenture, nothing in this Seventh Supplemental Indenture or in the Bonds, express or implied, shall give to any person, other than the 

 

22

 

parties hereto and their successors hereunder and the Bondholders, any benefit or any legal or equitable right, remedy or claim under this Seventh Supplemental Indenture.

 

Section 5.06.  Execution and Counterparts.

 

This Seventh Supplemental Indenture may be executed in any number of counterparts, each of which shall be deemed to be an original, but all such counterparts shall together constitute but one and the same instrument.  Any such counterpart, as recorded or filed in any jurisdiction, may omit such portions of Exhibit A hereto as shall not describe or refer to properties located in such jurisdiction.  The exchange of copies of this Seventh Supplemental Indenture and of signature pages by facsimile or electronic format (i.e., “pdf” or “tif”) transmission shall constitute effective execution and delivery of this Seventh Supplemental Indenture as to the parties hereto and may be used in lieu of the original Seventh Supplemental Indenture for all purposes. Signatures of the parties hereto transmitted by facsimile or electronic format (i.e., “pdf” or “tif”) shall be deemed to be their original signatures for all purposes.

 

Section 5.07.  Conflict with Mortgage Indenture.

 

If any provision hereof limits, qualifies or conflicts with another provision of the Mortgage Indenture, such provision of this Seventh Supplemental Indenture shall control, insofar as the rights between the Company and the Bondholders are concerned.

 

Section 5.08.  Recitals.

 

The recitals contained herein shall be taken as the statements of the Company, and the Trustee assumes no responsibility for their correctness and makes no representations as to the validity or sufficiency of this Seventh Supplemental Indenture.

 

Section 5.09.  Governing Law.

 

This Seventh Supplemental Indenture shall be governed by and construed in accordance with the law of the State of New York, except that (i) if this Seventh Supplemental Indenture shall become qualified and shall become subject to the Trust Indenture Act, to the extent that the Trust Indenture Act shall be applicable, this Seventh Supplemental Indenture shall be governed by and construed in accordance with the Trust Indenture Act and (ii) if the law of any jurisdiction wherein any portion of the Mortgaged Property is located shall govern the creation of a mortgage lien on and security interest in, or perfection, priority or enforcement of the Lien of the Indenture or exercise of remedies with respect to, such portion of the Mortgaged Property, this Seventh Supplemental Indenture shall be governed by and construed in accordance with the law of such jurisdiction to the extent mandatory.

 

Section 5.10.  Future Advances Secured.

 

(a)           Illinois Provisions. The Company acknowledges and agrees and intends that all advances made to it pursuant to issuances hereunder of the Securities, including all future issuances and advances related thereto whenever hereafter made, in an amount up to $100,000,000, together with the amount of all prior advances pursuant to Securities issuances heretofore made pursuant to the Mortgage Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture, for a combined total principal amount of $525,000,000 plus interest thereon, and all fees, expenses and indemnities owing in respect of the Securities and the Financing Agreements, and all disbursements made by or on behalf of the Trustee for payment of taxes, levies, insurance or maintenance on the Mortgaged Property, with interest on such disbursements (the sum of all such Outstanding 

 

23

 

Securities, interest, fees, expenses, indemnities and disbursements is referred to as the “Total Secured Amount”), shall be a lien in the Total Secured Amount from the time this Seventh Supplemental Indenture is recorded, as provided in 765 ILCS 5/39, et seq. for all amounts advanced prior to the date hereof and thereafter for the period of eighteen (18) months after the date of recordation of this Seventh Supplemental Indenture, except as amended hereby (in this Seventh Supplemental Indenture), the Mortgage Indenture, as previously amended, is hereby restated, adopted, ratified and confirmed.

 

(b)         Minnesota Provisions. Subject to the provision of the Mortgage Indenture which provides that notwithstanding anything to the contrary contained in the Mortgage Indenture enforcement of the Mortgage Indenture in Minnesota is limited to a debt amount of $8,220,000 under Chapter 287 of Minnesota Statutes, this Seventh Supplemental Indenture secures credit in the amount of ONE HUNDRED MILLION DOLLARS ($100,000,000) together with the amount of all prior advances pursuant to Securities issuances heretofore made pursuant to the Mortgage Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture, for a total combined amount advanced of FIVE HUNDRED TWENTY FIVE MILLION DOLLARS ($525,000,000). Loans and advances up to this amount, together with interest, are senior to indebtedness to other creditors under subsequently recorded or filed mortgages and liens.

 

(c)              Missouri Provisions. This Seventh Supplemental Indenture secures present credit in the amount of ONE HUNDRED MILLION DOLLARS ($100,000,000) together with the amount of all prior advances pursuant to Securities issuances heretofore made pursuant to the Mortgage Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture, for a total combined amount advanced of FIVE HUNDRED TWENTY FIVE MILLION DOLLARS ($525,000,000) together with future advances and obligations in an amount not to exceed FIVE HUNDRED TWENTY FIVE MILLION DOLLARS ($525,000,000) for purposes of collateral located in the State of Missouri only. The future advances and future obligations secured hereby may be evidenced not only by the Securities herein described, but also such other notes, guarantees and other documents executed and delivered by the Company to the Trustee or Bondholders subsequent to the date hereof provided that, on the face or within the body thereof, such notes, guarantees or other documents state that they are secured by this Mortgage Indenture. Loans and advances up to this amount, together with interest, are senior to indebtedness to other creditors under subsequently recorded or filed mortgages and liens.

 

Section 5.11.  Interpretation of Financial Covenants.

 

For purposes of determining compliance with the financial covenants set out in the Indenture, any election by the Company to measure an item of Debt using fair value (as permitted by Accounting Standards Codification 825-10-25 (previously referred to as Statement of Financial Accounting Standards No. 159) or any other Accounting Standards Codification or Financial Accounting Standard having a similar result or effect) shall be disregarded and such determination shall be made by valuing Debt at 100% of the outstanding principal amount thereof (except to the extent such Debt was issued at a discount or premium in which case the value of such Debt shall be valued at 100% of the outstanding principal amount thereof, less any unamortized discount or plus any unamortized premium, as the case may be).

 

24

 

IN WITNESS WHEREOF, the parties hereto have caused this Seventh Supplemental Indenture to be duly executed as of the day and year first above written.

 

 

	
 
    	
ITC   MIDWEST LLC
    
	
 
    	
 
    
	
 
    	
By:
    	
ITC   Holdings Corp., as Sole Member
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Rejji Hayes
    
	
 
    	
 
    	
 
    
	
 
    	
Name:   Rejji Hayes
    
	
 
    	
Title:   Vice President, Finance and Treasurer
    

 

Drafted by:

Elizabeth B. Hardin

Milbank, Tweed, Hadley & McCloy LLP

1 Chase Manhattan Plaza

New York, NY 10005

 

After Recorded, Return to:

The Bank of New York Mellon Trust Company, N.A.

2 N. LaSalle, Suite 1020

Chicago, Illinois 60602

Attention: Global Corporate Trust

 

 

	
 
    	
THE   BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Linda Garcia
    
	
 
    	
Name:
    	
Linda   Garcia
    
	
 
    	
Title:
    	
Vice   President
    

 

 

	
ACKNOWLEDGMENT
    
	
 
    
	
STATE   OF MICHIGAN
    	
)
    
	
 
    	
)   ss.
    
	
COUNTY   OF OAKLAND
    	
)
    

 

On the 18th day of March 2013 before me, the undersigned notary public, personally came Rejji Hayes, Vice President, Finance and Treasurer of ITC Holdings Corp., a corporation organized under the laws of the State of Michigan, the sole member of ITC Midwest LLC, a limited liability company organized under the laws of the State of Michigan, and acknowledged that he executed the foregoing instrument in his authorized capacity, and that by his signature on the instrument he, or the entity upon behalf of which he acted, executed the instrument.

 

	
 
    	
 
    	
/s/   Denise Juras
    
	
 
    	
 
    
	
 
    	
By:
    	
Denise   Juras, Notary Public
    
	
 
    	
 
    	
Oakland   County, Michigan
    
	
 
    	
 
    	
My   Commission Expires October 29, 2014
    
	
 
    	
 
    	
Acting   in the County of Oakland
    

 

 

	
ACKNOWLEDGMENT
    
	
 
    
	
STATE OF ILLINOIS 
    	
)
    
	
 
    	
) ss.
    
	
COUNTY OF COOK 
    	
)
    

 

On the 18th day of March 2013, before me, the undersigned notary public, personally came Linda Garcia, Vice President of The Bank of New York Mellon Trust Company, N.A., a national banking association organized under the laws of the United States, and acknowledged to me that she executed the foregoing instrument in her authorized capacity, and that by her signature on the instrument she, or the entity upon behalf of which she acted, executed the instrument.

 

	
 
    	
 
    	
/s/   Julie Meadors
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
Julie   Meadors
    
	
 
    	
 
    	
No.
    
	
 
    	
 
    	
Notary   Public State of Illinois
    
	
 
    	
 
    	
Qualified   in Cook County
    
	
 
    	
 
    	
My   Commission Expires 2/6/16
    

 

 

Schedule 1

 

The recording information for the Mortgage Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture is as follows:

 

	
County
    	
 
    	
State
    	
 
    	
Mortgage
   Indenture
    	
 
    	
First Supplemental
   Indenture
    	
 
    	
Second
   Supplemental
   Indenture
    	
 
    	
Third
   Supplemental
   Indenture
    	
 
    	
Fourth
   Supplemental
   Indenture
    	
 
    	
Fifth
   Supplemental
   Indenture
    	
 
    	
Sixth
   Supplemental
   Indenture
    
	
Appanoose
    	
 
    	
IA
    	
 
    	
Doc.   2008-124 in Book 2008; Page 124
    	
 
    	
Doc.   2008-125 in Book 2008; Page 125
    	
 
    	
Doc.   2008-2717 in Book 2008; Page 2717
    	
 
    	
Doc.   2008-2718 in Book 2008; Page 2718
    	
 
    	
Doc.   2009-2237 in Book 2009, Page 2237
    	
 
    	
 
    	
 
    	
Doc.   2011-2296, in Book 2011; Page 2296
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton
    	
 
    	
IA
    	
 
    	
Book   8; Page 291
    	
 
    	
Book   8; Page 292
    	
 
    	
Book   8; Page 5740
    	
 
    	
Book   8; Page 5743
    	
 
    	
Book   9, Page 5588
    	
 
    	
Box   11, Page 2657
    	
 
    	
Book   11; Page 4799
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Boone
    	
 
    	
IA
    	
 
    	
Doc.   080262 in Book 2008; Page 0262
    	
 
    	
Doc.   080263 in Book 2008; Page 0263
    	
 
    	
Doc.   085535 in Book 2008; Page 5535
    	
 
    	
Doc.   085536 in Book 2008; Page 5536
    	
 
    	
Doc.   095455 in Book 2009, Page 5455
    	
 
    	
Doc.   112599
    	
 
    	
Document   114823 in Book 2011; Page 4823
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Buchanan
    	
 
    	
IA
    	
 
    	
Doc.   2008R00212
    	
 
    	
Doc.   2008R00213
    	
 
    	
Doc.   2008R04324
    	
 
    	
Doc.   2008R04325
    	
 
    	
Instrument   #2009R03990
    	
 
    	
Instrument   #2011R02065
    	
 
    	
Instrument   #2011R03717
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Buena Vista
    	
 
    	
IA
    	
 
    	
Doc.   080166
    	
 
    	
Doc.   080167
    	
 
    	
Doc.   083608
    	
 
    	
Doc.   083609
    	
 
    	
Book   093848
    	
 
    	
 
    	
 
    	
Book   113483
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cerro   Gordo
    	
 
    	
IA
    	
 
    	
Doc.   2008-391
    	
 
    	
Doc.   2008-392
    	
 
    	
Doc.   2008-8821
    	
 
    	
Doc.   2008-8822
    	
 
    	
Doc.   2009-9707
    	
 
    	
Doc.   2011-4841
    	
 
    	
Doc.   2011-8626
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Clarke
    	
 
    	
IA
    	
 
    	
Doc.   2008-0164 in Book 175A; Page 1
    	
 
    	
Doc.   2008-0165 in Book 175B; Page 1
    	
 
    	
Doc.   2008-2747 in Book 104; Page 168
    	
 
    	
Doc.   2008-2748 in Book 104; Page 240
    	
 
    	
File   No. 2009-2305, in Book 2009G, Page 768-851
    	
 
    	
Fee   Box 2011-1471
    	
 
    	
Fee   Book 2011-2542
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Clayton
    	
 
    	
IA
    	
 
    	
Doc.   2008R00197
    	
 
    	
Doc.   2008R00198
    	
 
    	
Doc.   2008R04287
    	
 
    	
Doc.   2008R04288
    	
 
    	
Doc.   2009RO4258
    	
 
    	
 
    	
 
    	
Doc.   2011R04585
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Clinton
    	
 
    	
IA
    	
 
    	
Doc.   2008-00537
    	
 
    	
Doc.   2008-00538
    	
 
    	
Doc.   2008-09202
    	
 
    	
Doc.   2008-09203
    	
 
    	
Doc.   2009-10462
    	
 
    	
Doc.   2011-05291
    	
 
    	
Doc.   2011-09597
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Dallas
    	
 
    	
IA
    	
 
    	
Doc.   823 in Book 2008; Page 
    	
 
    	
Doc.   824 in Book 2008; Page 
    	
 
    	
Doc.   16507 in Book 2008; Page 
    	
 
    	
Doc.   16508 in Book 2008; Page 
    	
 
    	
Doc.   19465, in Book 2009, Page 
    	
 
    	
 
    	
 
    	
Doc.   17729 in Book 2011; Page 
    

 

 

	
 
    	
 
    	
 
    	
 
    	
823
    	
 
    	
824
    	
 
    	
16507
    	
 
    	
16508
    	
 
    	
19465
    	
 
    	
 
    	
 
    	
17729
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Des   Moines
    	
 
    	
IA
    	
 
    	
Doc.   2008-000259
    	
 
    	
Doc.   2008-000260
    	
 
    	
Doc.   2008-006411
    	
 
    	
Doc.   2008-006412
    	
 
    	
Doc.   2009-005787
    	
 
    	
 
    	
 
    	
Doc.   2011-005208
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Dickinson
    	
 
    	
IA
    	
 
    	
Inst.   08-00303 in Book 358; Page 1
    	
 
    	
Inst.   08-00304 in Book 359; Page 1
    	
 
    	
Inst.   08-07217 in Book 378; Page 81
    	
 
    	
Inst.   08-07218 in Book 378; Page 153
    	
 
    	
Instr.   No. 09-07844, in Book 405, Page 745
    	
 
    	
 
    	
 
    	
Instr.   No. 11-6501 in Book 448; Page 259
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Dubuque
    	
 
    	
IA
    	
 
    	
Doc.   005881650969 File 2008-00000799
    	
 
    	
Doc.   005881660839 File 2008-00000800
    	
 
    	
Doc.   006251360071 File 2008-00017283
    	
 
    	
Doc.   006251370027 File 2008-00017284
    	
 
    	
File   2009-00022604, Doc ID:  006630620084
    	
 
    	
File   2011-00010285, Doc ID: 007105460102
    	
 
    	
File   2011-00019263; Doc. 007236560081
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Emmet
    	
 
    	
IA
    	
 
    	
Doc.   2008-00133
    	
 
    	
Doc.   2008-00134
    	
 
    	
Doc.   2008-02245
    	
 
    	
Doc.   2008-02246
    	
 
    	
Book   2009-02052
    	
 
    	
 
    	
 
    	
Fee   Book 2011-01763
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Greene
    	
 
    	
IA
    	
 
    	
Doc.   2008-0120 in Book 182; Page 1
    	
 
    	
Doc.   2008-0121 in Book 183; Page 1
    	
 
    	
Doc.   2008-2215 in Book 186; Page 50
    	
 
    	
Doc.   2008-2216 in Book 186; Page 121
    	
 
    	
Instr.   2009-1917, in Book 188, Page 832
    	
 
    	
Instr.   2011-1271, in Book 193, Page 2
    	
 
    	
Instr.   2011-2160 in Book 2011; Page 2160
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Grundy
    	
 
    	
IA
    	
 
    	
Book   2008; Page 0174
    	
 
    	
Book   2008; Page 0175
    	
 
    	
Book   2008; Page 2703
    	
 
    	
Book   2008; Page 2704
    	
 
    	
Book   2009, Page 2708
    	
 
    	
 
    	
 
    	
Book   2011; Page 2562
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hamilton
    	
 
    	
IA
    	
 
    	
Doc.   2008-151
    	
 
    	
Doc.   2008-152
    	
 
    	
Doc.   2008-3153
    	
 
    	
Doc.   2008-3154
    	
 
    	
Doc.   2009-3260
    	
 
    	
Doc.   2011-1650
    	
 
    	
Doc.   2011 3012
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hancock
    	
 
    	
IA
    	
 
    	
Inst.   08-0141
    	
 
    	
Inst.   08-0142
    	
 
    	
Inst.   08-2693
    	
 
    	
Inst.   08-2694
    	
 
    	
Instr.   09-2499
    	
 
    	
 
    	
 
    	
Fee   Book 11-2596
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Hardin
    	
 
    	
IA
    	
 
    	
Doc.   2008-0248
    	
 
    	
Doc.   2008-0249
    	
 
    	
Doc.   2008-3898
    	
 
    	
Doc.   2008-3899
    	
 
    	
Doc.   2009-3646
    	
 
    	
Document   2011 1986
    	
 
    	
Doc.   2011 3589
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Iowa
    	
 
    	
IA
    	
 
    	
Doc.   2008-2278 in Book 840; Page 68
    	
 
    	
Doc.   2008-2279 in Book 841; Page 1
    	
 
    	
Doc.   2008-1602 in Book 867; Page 177
    	
 
    	
Doc.   2008-1603 in Book 867; Page 248
    	
 
    	
Doc.   2009-2010, in Book 900, Page 313-396
    	
 
    	
 
    	
 
    	
Doc.   3747 in Book 2011; Page 14549-14629.
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jackson
    	
 
    	
IA
    	
 
    	
Doc.   08-244 in Book 2008; Page 244
    	
 
    	
Doc.   08-245 in Book 2008; Page 245
    	
 
    	
Doc.   08-4572 in Book 2008; Page 4572
    	
 
    	
Doc.   08-4573 in Book 2008; Page 4573
    	
 
    	
Doc.   09-4798, in Book 2009, Page 4798
    	
 
    	
 
    	
 
    	
Doc.   11-4945 in Book 2011; Page 4945.
    

 

 

	
Jasper
    	
 
    	
IA
    	
 
    	
Doc.   001695150969 File 2008-00000315
    	
 
    	
Doc.   001695160839 File 2008-00000316
    	
 
    	
Doc.   001766650071 File 2008-00007158
    	
 
    	
Doc.   001766660027 File 2008-00007159
    	
 
    	
File   2009-00007455, Doc ID:  001844880084
    	
 
    	
 
    	
 
    	
File   2011-00006458; Doc. 001995920081
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jefferson
    	
 
    	
IA
    	
 
    	
Doc.   2008-0157
    	
 
    	
Doc.   2008-0158
    	
 
    	
Doc.   2008-3103
    	
 
    	
Doc.   2008-3104
    	
 
    	
Doc.   2009-2869
    	
 
    	
 
    	
 
    	
Doc.   2011-2700
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Johnson
    	
 
    	
IA
    	
 
    	
Doc.   021063550969 in Book 4254; Page 1
    	
 
    	
Doc.   021063560839 in Book 4255; Page 1
    	
 
    	
Doc.   021339090071 in Book 4373; Page 416
    	
 
    	
Doc.   021339100027 in Book 4373; Page 487
    	
 
    	
Book   4538, Page 166-249, Doc ID:    021703810084
    	
 
    	
Book   4779, Page 738-839, Doc ID: 022244150101
    	
 
    	
Doc.   ID 022385240081 in Book 4845, Page 616-696
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jones
    	
 
    	
IA
    	
 
    	
Fee   Book 2008-0178
    	
 
    	
Fee   Book 2008-0179
    	
 
    	
Doc.   2008-3697
    	
 
    	
Doc.   2008-3698
    	
 
    	
Book   2009-4074
    	
 
    	
Fee   Book 2011 1859
    	
 
    	
Fee   Book 2011 3210
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Kossuth
    	
 
    	
IA
    	
 
    	
Doc.   2008-236 in Book 2008; Page 236
    	
 
    	
Doc.   2008-237 in Book 2008; Page 237
    	
 
    	
Doc.   2008-4405 in Book 2008; Page 4405
    	
 
    	
Doc.   2008-4406 in Book 2008; Page 4406
    	
 
    	
Doc.   2009-4819, in Book 2009, Page 4819
    	
 
    	
 
    	
 
    	
Doc.   2011 4228 in Book 2011; Page 4228
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lee   (North)
    	
 
    	
IA
    	
 
    	
Doc.   2008-171 in Book 08N; Page 171
    	
 
    	
Doc.   2008-172 in Book 08N; Page 172
    	
 
    	
Doc.   2008-4032 in Book 08N; Page 4032
    	
 
    	
Doc.   2008-4033 in Book 08N; Page 4033
    	
 
    	
Doc.   2009-3738, in Book 09N, Page 3738
    	
 
    	
 
    	
 
    	
Doc.   2011 3260 in Book 11N, Page 3260
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lee   (South)
    	
 
    	
IA
    	
 
    	
Doc.   2008-104 in Book 08S; Page 104
    	
 
    	
Doc.   2008-105 in Book 08S; Page 105
    	
 
    	
Doc.   2008-2900 in Book 08S; Page 2900
    	
 
    	
Doc.   2008-2901 in Book 08S; Page 2901
    	
 
    	
Doc.   2009-2969, in Book 09S, Page 2969
    	
 
    	
 
    	
 
    	
Doc.   2011 2701 in Book 11S, Page 2701
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Linn
    	
 
    	
IA
    	
 
    	
Doc.   012890130969 Inst. 200800039315 in Book 6889; Page 1
    	
 
    	
Doc.   012890140843 Inst. 200800039316 in Book 6890; Page 1
    	
 
    	
Doc.   013846140071 Inst. 200900033364 in Book 7144; Page 338
    	
 
    	
Doc.   013846150027 Inst. 200900033365 in Book 7144; Page 409
    	
 
    	
Doc   ID:  014657820084, in Book 7486, Page 1-84
    	
 
    	
Doc   ID:  015780150102, in Book 8001, Page 132-233
    	
 
    	
Doc.   019540880081 in Book 8145; Page 206-286
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lucas
    	
 
    	
IA
    	
 
    	
Doc.   2008-0091 in Book 2008A; Page 1
    	
 
    	
Doc.   2008-0092 in Book 2008B; Page 1
    	
 
    	
Doc.   2008-1614 in Book G2008; Page 409
    	
 
    	
Doc.   2008-1615 in Book G2008; Page 480
    	
 
    	
Inst.   2009-11529, in Book F2009, Page 549-632
    	
 
    	
 
    	
 
    	
Instr.   2011-2299 in Book A2012, Page 74-154
    

 

 

	
Marshall
    	
 
    	
IA
    	
 
    	
Doc.   002901080969 File 2008-00000387
    	
 
    	
Doc.   002901090839 File 2008-00000388
    	
 
    	
Doc.   003110950071 File 2008-00007491
    	
 
    	
Doc.   003110960027 File 2008-00007492
    	
 
    	
File   2009-00007193, Doc. ID 003283170084
    	
 
    	
File   No. 2011-00003804
    	
 
    	
Doc.   003023790081; File 2011-00006960
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Monroe
    	
 
    	
IA
    	
 
    	
Doc.   86 in Book 2008; Page 86
    	
 
    	
Doc.   87 in Book 2008; Page 87
    	
 
    	
Doc.   1922 in Book 2008; Page 1922
    	
 
    	
Doc.   1923 in Book 2008; Page 1923
    	
 
    	
Doc.   1850, in Book 2009, Page 1850
    	
 
    	
 
    	
 
    	
Doc.   1801 in Book 2011; Page 1801.
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Muscatine
    	
 
    	
IA
    	
 
    	
Doc.   2008-00387
    	
 
    	
Doc.   2008-00388
    	
 
    	
Doc.   2008-06927
    	
 
    	
Doc.   2008-06928
    	
 
    	
Doc.   2009-07544
    	
 
    	
 
    	
 
    	
Doc.   2011-05769
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Osceola
    	
 
    	
IA
    	
 
    	
Doc.   20080080 in Book 2008; Page 80
    	
 
    	
Doc.   20080081 in Book 2008; Page 81
    	
 
    	
Doc.   20082023 in Book 2008; Page 2023
    	
 
    	
Doc.   20082024 in Book 2008; Page 2024
    	
 
    	
Doc.   20091693 in Book 2009; Page 1693
    	
 
    	
 
    	
 
    	
Doc.   2011-1589 in Book 2011; Page 1589.
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Pocahontas
    	
 
    	
IA
    	
 
    	
Doc.   2008-107 in Book 179; Page 1
    	
 
    	
Doc.   2008-108 in Book 180; Page 1
    	
 
    	
Doc.   2008-1924 in Book 186; Page 98
    	
 
    	
Doc.   2008-1925 in Book 186; Page 169
    	
 
    	
Doc   2009-1736, in Book 193, Page 126-209
    	
 
    	
 
    	
 
    	
Doc.   2011 1682 in Book 207; Page 104-184
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Poweshiek
    	
 
    	
IA
    	
 
    	
Doc.   0230 in Book 823; Page 1
    	
 
    	
Doc.   0231 in Book 824; Page 1
    	
 
    	
Doc.   4014 in Book 0842; Page 0221
    	
 
    	
Doc.   4015 in Book 0842; Page 0292
    	
 
    	
File   No. 3948, in Book 0863, Page 0393
    	
 
    	
 
    	
 
    	
File   No. 3063 in Book 0901; Page 0171
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Ringgold
    	
 
    	
IA
    	
 
    	
Inst.   2008-00000091 in Book 327; Page 1
    	
 
    	
Inst.   2008-00000092 in Book 328; Page 1
    	
 
    	
Inst.   2008-00001525 in Book 334; Page 64
    	
 
    	
Inst.   2008-00001526 in Book 334; Page 135
    	
 
    	
Instr.   2009-00001424, in Book 339, Page 823
    	
 
    	
 
    	
 
    	
Instr.   2011-00001615 in Book 369; Page 118
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Story
    	
 
    	
IA
    	
 
    	
Inst.   2008-00000615
    	
 
    	
Inst.   2008-00000616
    	
 
    	
Inst.   2008-00012971
    	
 
    	
Inst.   2008-00012972
    	
 
    	
Instr.   2009-00014946
    	
 
    	
Instr.   2011-00006755
    	
 
    	
Instr.   2011-00012790
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Tama
    	
 
    	
IA
    	
 
    	
Doc.   2008-0238 in Book 817; Page 460
    	
 
    	
Doc.   2008-0239 in Book 820; Page 289
    	
 
    	
Doc.   2008-3781 in Book 842; Page 74
    	
 
    	
Doc.   2008-3782 in Book 842; Page 145
    	
 
    	
Fee   Book 2009-3424, in Book 864, Page 290
    	
 
    	
 
    	
 
    	
Fee   Book 2011-3671 in Book 897; Page 469
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Union
    	
 
    	
IA
    	
 
    	
Doc.   00000140 in Book 911; Page 1
    	
 
    	
Doc.   00000141 in Book 914; Page 1
    	
 
    	
Doc.   00002690 in Book 943; Page 1
    	
 
    	
Doc.   00002691 in Book 943; Page 72
    	
 
    	
Doc.   00002419, in Book 968, Page 175, Instr. 00002419
    	
 
    	
 
    	
 
    	
Doc.   00002397 in Book 1015; Page 1
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Van   Buren
    	
 
    	
IA
    	
 
    	
Doc.   2008-48 in
    	
 
    	
Doc.   2008-49 in
    	
 
    	
Doc.   2008-1474 
    	
 
    	
Doc.   2008-1475 
    	
 
    	
Doc   2009-1496, in 
    	
 
    	
 
    	
 
    	
Doc.   2011 1469
    

 

 

 

	
 
    	
 
    	
 
    	
 
    	
Book   142; Page 444
    	
 
    	
Book   143; Page 343
    	
 
    	
in   Book 148; Page 747
    	
 
    	
in   Book 148; Page 818
    	
 
    	
Book   154, Page 1
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wapello
    	
 
    	
IA
    	
 
    	
Doc.   2008-0275 in Book 2008; Page 0275
    	
 
    	
Doc.   2008-0276 in Book 2008; Page 0276
    	
 
    	
Doc.   2008-5994 in Book 2008; Page 5994
    	
 
    	
Doc.   2008-5995 in Book 2008; Page 5995
    	
 
    	
Doc.   2009-5649, in Book 2009, Page 5649
    	
 
    	
 
    	
 
    	
Doc.   2011 5430, in Book 2011; Page 5430
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wayne
    	
 
    	
IA
    	
 
    	
Inst.   08-0123 in Book 119; Page 670
    	
 
    	
Inst.   08-0124 in Book 119; Page 1640
    	
 
    	
Inst.   08-2205 in Book 121; Page 484
    	
 
    	
Inst.   08-2206 in Book 121; Page 555
    	
 
    	
Instr.   09-1957, in Book 122, Page 854-937
    	
 
    	
 
    	
 
    	
Instr.   2011-2162 in Book 126; Page 186-266
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Worth
    	
 
    	
IA
    	
 
    	
Fee   Book 20080149
    	
 
    	
Fee   Book 20080150
    	
 
    	
Fee   Book 20082712 
    	
 
    	
Fee   Book 20082713 
    	
 
    	
Book   20092579
    	
 
    	
 
    	
 
    	
Fee   Book 2011 2426
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Adair
    	
 
    	
IA
    	
 
    	
File   08-0110 in Book 586; Page 304
    	
 
    	
File   08-0111 in Book 589; Page 223
    	
 
    	
File   08-1956 Book 612; Page 34
    	
 
    	
File   08-1957 in Book 612; Page 105
    	
 
    	
File   No. 09/1402, in Book 628, Page 150
    	
 
    	
 
    	
 
    	
Instr.   2011-1465, in Book 661; Page 183
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Allamakee
    	
 
    	
IA
    	
 
    	
Doc.   2008-148
    	
 
    	
Doc.   2008-149
    	
 
    	
Doc.   2008-3187
    	
 
    	
Doc.   2008-3188
    	
 
    	
Doc.   2009-3227
    	
 
    	
 
    	
 
    	
Doc.   2011 2980
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Audubon
    	
 
    	
IA
    	
 
    	
Doc.   08-0102
    	
 
    	
Doc.   08-0103
    	
 
    	
Doc.   08-1345
    	
 
    	
Doc.   08-1346
    	
 
    	
Doc.   09-1338
    	
 
    	
 
    	
 
    	
Doc.   11-1729
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Black   Hawk
    	
 
    	
IA
    	
 
    	
Doc.   2008014573
    	
 
    	
Doc.   2008014576
    	
 
    	
Doc.   200900011582
    	
 
    	
Doc.   200900011583
    	
 
    	
File   2010-00011758, Instr. 200900017846
    	
 
    	
 
    	
 
    	
Doc.   ID 004660170081; File No. 2012-00011133
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Bremer
    	
 
    	
IA
    	
 
    	
Doc.   20080230
    	
 
    	
Doc.   20080231
    	
 
    	
Doc.   20085661
    	
 
    	
Doc.   20085662
    	
 
    	
Doc.   20095624
    	
 
    	
 
    	
 
    	
Doc.   20114759
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Butler
    	
 
    	
IA
    	
 
    	
Inst.   2008-0307
    	
 
    	
Inst.   2008-0308
    	
 
    	
Inst.   2008-5268
    	
 
    	
Inst.   2008-5269
    	
 
    	
Instrument   No. 2009-4808
    	
 
    	
 
    	
 
    	
Instr.   2011-4271
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cass
    	
 
    	
IA
    	
 
    	
Doc.   2008 115 in Book 2008; Page 115
    	
 
    	
Doc.   2008 116 in Book 2008; Page 116
    	
 
    	
Doc.   2008 2833 in  Book 2008; Page 2833
    	
 
    	
Doc.   2008 2834 in Book 2008; Page 2834
    	
 
    	
Doc.   2009-2608, in Book 2009, Page 2608
    	
 
    	
 
    	
 
    	
Doc.   ID 000830740081; Book 2011; Page 2359
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cedar
    	
 
    	
IA
    	
 
    	
Doc.   2008-264 in Book 881; Page 1
    	
 
    	
Doc.   2008-265 in Book 882; Page 1
    	
 
    	
Doc.   2008-4393 in Book 924; Page 
    	
 
    	
Doc.   2008-4394 in Book 924; Page 
    	
 
    	
Doc.   2009-4512 in Book 978, Page 1-84
    	
 
    	
 
    	
 
    	
Doc.   2011-4180 in Book 1083; Page 210-290
    

 

 

	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
107
    	
 
    	
178
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Chickasaw
    	
 
    	
IA
    	
 
    	
Fee   Book 2008-0121
    	
 
    	
Fee   Book 2008-0122
    	
 
    	
Fee   Book 2008-2385
    	
 
    	
Fee   Book 2008-2386
    	
 
    	
Book   2009-2295
    	
 
    	
 
    	
 
    	
Fee   Book 2011-2217
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Clay
    	
 
    	
IA
    	
 
    	
Doc.   2008 190 in Book 2008; Page 190
    	
 
    	
Doc.   2008 191 in Book 2008; Page 191
    	
 
    	
Doc.   2008 3615 in Book 2008; Page 3615
    	
 
    	
Doc.   2008 3613 in Book 2008; Page 3616
    	
 
    	
Doc.   2009-3942 in Book 2009, Page 3942
    	
 
    	
 
    	
 
    	
Doc.   2011 3469 in Book 2011; Page 3469
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Davis
    	
 
    	
IA
    	
 
    	
Doc.   2008-0069 in Book 142; Page 001
    	
 
    	
Doc.   2008-0070 in Book 143; Page 001
    	
 
    	
Doc.   2008-1804 in Book 150; Page 437
    	
 
    	
Doc.   2008-1805 in Book 150; Page 508
    	
 
    	
Doc.   2009-1438, in Book 156, Page 193
    	
 
    	
 
    	
 
    	
Doc.   2011-1595 in Book 168; Page 850
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Decatur
    	
 
    	
IA
    	
 
    	
Book   2008; Page 0096
    	
 
    	
Book   2008; Page 0097
    	
 
    	
Book   2008; Page 1769
    	
 
    	
Book   2008; Page 1770
    	
 
    	
Book   2009, Page 1558
    	
 
    	
 
    	
 
    	
Book   2011; Page 1706
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Delaware
    	
 
    	
IA
    	
 
    	
Doc.   2008 203 in Book 2008; Page 203
    	
 
    	
Doc.   2008 204 in Book 2008; Page 204
    	
 
    	
Doc.   2008 3805 in Book 2008; Page 3805
    	
 
    	
Doc.   2008 3806 in Book 2008; Page 3806
    	
 
    	
Doc.   2009 4636, in Book 2009, Page 4636
    	
 
    	
Doc.   2011 2326, in Book 2011, Page 2326
    	
 
    	
Doc.   2011 4047, in Book 2011; Page 4047
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Fayette
    	
 
    	
IA
    	
 
    	
Doc.   2008 192 in Book 2008; Page 192
    	
 
    	
Doc.   2008 193 in Book 2008; Page 193
    	
 
    	
Doc.   2008 3833 in Book 2008; Page 3833
    	
 
    	
Doc.   2008 3834 in Book 2008; Page 3834
    	
 
    	
Doc.   2009-3700, in Book 2009, Page 3700
    	
 
    	
 
    	
 
    	
Doc.   2011 3503 in Book 2011; Page 3503
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Floyd
    	
 
    	
IA
    	
 
    	
Doc.   2008-0173 in Book 2008; Page 0173
    	
 
    	
Doc.   2008-0174 in Book 2008; Page 0174
    	
 
    	
Doc.   2008-3135 in Book 2008; Page 3135
    	
 
    	
Doc.   2008-3136 in Book 2008; Page 3136
    	
 
    	
Doc.   2009-3358, in Book 2009, Page 3358
    	
 
    	
 
    	
 
    	
Doc.   2011-2868 in Book 2011; Page 2868
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Franklin
    	
 
    	
IA
    	
 
    	
Inst.   20080199
    	
 
    	
Inst.   20080200
    	
 
    	
Inst.   20082936
    	
 
    	
Inst.   20082937
    	
 
    	
Inst.   20092288
    	
 
    	
Inst.   20111230
    	
 
    	
Doc.   20112331
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Guthrie
    	
 
    	
IA
    	
 
    	
Book   2008; Page 0226
    	
 
    	
Book   2008; Page 0227
    	
 
    	
Book   2008; Page 3261
    	
 
    	
Book   2008; Page 3262
    	
 
    	
Doc.   3080, in Book 2009
    	
 
    	
 
    	
 
    	
Book   2012; Doc. 0067
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Henry
    	
 
    	
IA
    	
 
    	
Doc.   0160 in Book 2008; Page 0160
    	
 
    	
Doc.   0161 in Book 2008; Page 0161
    	
 
    	
Doc.   3507 in Book 2008; Page 3507
    	
 
    	
Doc.   3508 in Book 2008; Page 3508
    	
 
    	
Doc.   3283, in Book 2009, Page 3283
    	
 
    	
 
    	
 
    	
Doc.   3111 in Book 2011; Page 3111
    

 

 

	
Howard
    	
 
    	
IA
    	
 
    	
Doc.   2008-1376 in Book 358; Page 1 and Book 359; Page 501
    	
 
    	
Doc.   2008-1377 in Book 360; Page 1 and Book 361; Page 501
    	
 
    	
Doc.   2008-1253 in Book 2008; Page 1253
    	
 
    	
Doc.   2008-1254 in Book 2008; Page 1254
    	
 
    	
Doc.   2009-2183, in Book 2009, Page 2183
    	
 
    	
 
    	
 
    	
Doc.   2011 1758, in Book 2011; Page 1758
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Keokuk
    	
 
    	
IA
    	
 
    	
Fee   Book 2008-0112
    	
 
    	
Fee   Book 2008-0113
    	
 
    	
Fee   Book 2008-2094
    	
 
    	
Fee   Book 2008-2095
    	
 
    	
Book   2009-2073
    	
 
    	
 
    	
 
    	
Fee   Book 2011 2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Louisa
    	
 
    	
IA
    	
 
    	
Fee   Book 2008-1338
    	
 
    	
Fee   Book 2008-1339
    	
 
    	
Fee   Book 2008-0976
    	
 
    	
Fee   Book 2008-0977
    	
 
    	
Book   2009-0874
    	
 
    	
 
    	
 
    	
Fee   Book 2011-1011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Lyon
    	
 
    	
IA
    	
 
    	
Doc.   2008 212 in Book 2008; Page 212
    	
 
    	
Doc.   2008 213 in Book 2008; Page 213
    	
 
    	
Doc.   2008 3053 in Book 2008; Page 3053
    	
 
    	
Doc.   2008 3054 in Book 2008; Page 3054
    	
 
    	
Doc.   2009-3163, in Book 2009, Page 3163
    	
 
    	
 
    	
 
    	
Doc.   2011 3064 in Book 2011; Page 3064
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Madison
    	
 
    	
IA
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Document   2011 1881, in Book 2011, Page 1881
    	
 
    	
Doc.   2011 3391 in Book 2011; Page 3391
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Mahaska
    	
 
    	
IA
    	
 
    	
Doc.   2008-198 in Book 2008; Page 198
    	
 
    	
Doc.   2008-199 in Book 2008; Page 199
    	
 
    	
Doc.   2008 4119 in Book 2008; Page 4119
    	
 
    	
Doc.   2008 4120 in Book 2008; Page 4120
    	
 
    	
Doc.   2009-4038, in Book 2009, Page 4038
    	
 
    	
 
    	
 
    	
Doc.   2011-3543 in Book 2011; Page 3543
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Mitchell
    	
 
    	
IA
    	
 
    	
Doc.   2008-112 in Book 2008; Page 112
    	
 
    	
Doc.   2008-113 in Book 2008; Page 113
    	
 
    	
Doc.   2008-2427 in Book 2008; Page 2427
    	
 
    	
Doc.   2008-2428 in Book 2008; Page 2428
    	
 
    	
Doc.   2009-2613, in Book 2009, Page 2613
    	
 
    	
 
    	
 
    	
Doc.   2011 2080 in Book 2011; Page 2080
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Palo   Alto
    	
 
    	
IA
    	
 
    	
Doc.   2008-121 in Book 2008; Page 121
    	
 
    	
Doc.   2008-122 in Book 2008; Page 122
    	
 
    	
Doc.   2008-2472 in Book 2008; Page 2472
    	
 
    	
Doc.   2008-2473 in Book 2008; Page 2473
    	
 
    	
Doc.   2009-2228, in Book 2009, Page 2228
    	
 
    	
 
    	
 
    	
Doc.   2011 2105 in Book 2011; Page 2105
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Polk
    	
 
    	
IA
    	
 
    	
Doc.   020740580969 File 2008-
    	
 
    	
Doc.   020740590839 File 2008-
    	
 
    	
Doc.   021787280071 File 2009-
    	
 
    	
Doc.   021787330027 File 2009-
    	
 
    	
File   2010-00047634, Book 13303, Page 176-
    	
 
    	
 
    	
 
    	
Doc.   025439970081 in Book 14093; 
    

 

 

 

	
 
    	
 
    	
 
    	
 
    	
00054845   in Book 12513; Page 1
    	
 
    	
00054846   in Book 12514; Page 1
    	
 
    	
00038437   in Book 12854; Page 894
    	
 
    	
00038438   in Book 12854; Page 965
    	
 
    	
259,   Doc ID 023094290084
    	
 
    	
 
    	
 
    	
Page 416-496
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Scott
    	
 
    	
IA
    	
 
    	
Doc.   016584770969 File 2008-00001602
    	
 
    	
Doc.   016584780839 File 2008-00001603
    	
 
    	
Doc.   017068630071 File 2008-00032813
    	
 
    	
Doc.   017068640027 File 2008-00032814
    	
 
    	
File   2009-00037177, Doc ID 017551650084
    	
 
    	
 
    	
 
    	
File   2012-00000547; Doc. 018863370081
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Sioux
    	
 
    	
IA
    	
 
    	
File   2008; Card 437
    	
 
    	
File   2008; Card 438
    	
 
    	
File   2008; Card 7846
    	
 
    	
File   2008; Card 7847
    	
 
    	
File   2009, Card 8619
    	
 
    	
 
    	
 
    	
File   2011; Card 6891
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Taylor
    	
 
    	
IA
    	
 
    	
Doc.   2008786 in Book 161; Page 8
    	
 
    	
Doc.   2008787 in Book 161; Page 9
    	
 
    	
Doc.   2009628 in Book 163; Page 215
    	
 
    	
Doc.   2009629 in Book 163; Page 287
    	
 
    	
Doc.   2010569, in Book 165, Page 587
    	
 
    	
 
    	
 
    	
Doc.   12688, in Book 105; Page 647
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Warren
    	
 
    	
IA
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Fee   Book 2011-5477
    	
 
    	
Fee   Book 2011-10217
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Washington
    	
 
    	
IA
    	
 
    	
Doc.   08-0211 in Book 2008; Page 0211
    	
 
    	
Doc.   08-0212 in Book 2008; Page 0212
    	
 
    	
Doc.   08-4793 in Book 2008; Page 4793
    	
 
    	
Doc.   08-4794 in Book 2008; Page 4794
    	
 
    	
Doc.   09-5649, in Book 2009, Page 5649
    	
 
    	
 
    	
 
    	
Instr.   2011-4382, in Book 2011; Page 4382
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Webster
    	
 
    	
IA
    	
 
    	
Inst.   2008-335
    	
 
    	
Inst.   2008-336
    	
 
    	
Inst.   2008-07262
    	
 
    	
Inst.   2008-07263
    	
 
    	
Instr.   2009-07068
    	
 
    	
 
    	
 
    	
Instr.   2011-06498
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Winnebago
    	
 
    	
IA
    	
 
    	
Fee   Book 08-0076 in Book 2008; Page 0076
    	
 
    	
Fee   Book 08-0077 in Book 2008; Page 0077
    	
 
    	
Fee   Book 08-2035 in Book 2008; Page 2035
    	
 
    	
Fee   Book 08-2036 in Book 2008; Page 2036
    	
 
    	
Fee   Book 09-2211, in Book 2009, Page 2211
    	
 
    	
 
    	
 
    	
Fee   Book 2011-1847, in Book 2011; Page 1847
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Winneshiek
    	
 
    	
IA
    	
 
    	
Doc.   2008 197 in Book 2008; Page 197
    	
 
    	
Doc.   2008 198 in Book 2008; Page 198
    	
 
    	
Doc.   2008 4570 in Book 2008; Page 4570
    	
 
    	
Doc.   2008 4571 in Book 2008; Page 4571
    	
 
    	
Doc   2009-5633, in Book 2009, Page 5633
    	
 
    	
 
    	
 
    	
Doc.   2011 3832 in Book 2011; Page 3832
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wright
    	
 
    	
IA
    	
 
    	
Doc.   08-140 in Book 08; Page 140
    	
 
    	
Doc.   08-141 in Book 08; Page 141
    	
 
    	
Doc.   08-2559 in Book 08; Page 2559
    	
 
    	
Doc.   08-2560 in Book 08; Page 2560
    	
 
    	
Doc.   09-2543, in Book 09, Page 2543
    	
 
    	
 
    	
 
    	
Doc.   11-2412, in Book 2011; Page 2412
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Carroll
    	
 
    	
IL
    	
 
    	
Doc.   2008R-0150 in 
    	
 
    	
Doc.   2008R-0151 in 
    	
 
    	
Doc.   2008R-3462 in Book 960; Page 
    	
 
    	
Doc.   2008R-3463 in Book 960; Page 
    	
 
    	
Doc.   2009R-3847
    	
 
    	
 
    	
 
    	
Doc.   2011R-3000
    

 

 

 

	
 
    	
 
    	
 
    	
 
    	
Book   924; Page 1
    	
 
    	
Book   925; Page 1
    	
 
    	
403
    	
 
    	
473
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jo Daviess
    	
 
    	
IL
    	
 
    	
Doc. 339743
    	
 
    	
Doc. 339744
    	
 
    	
Doc. 345826
    	
 
    	
Doc. 345827
    	
 
    	
Doc. 353333
    	
 
    	
 
    	
 
    	
Doc. 366326
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Rock Island
    	
 
    	
IL
    	
 
    	
Doc. 2008-01374
    	
 
    	
Doc. 2008-01375
    	
 
    	
Doc. 2008-26758
    	
 
    	
Doc.   2008-26759
    	
 
    	
Doc.   2009-27940
    	
 
    	
 
    	
 
    	
Doc.   2011-27145
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Whiteside
    	
 
    	
IL
    	
 
    	
Doc.   410-2008
    	
 
    	
Doc.   411-2008
    	
 
    	
Doc.   9809-2008
    	
 
    	
Doc.   9810-2008
    	
 
    	
Doc. 10057-2009
    	
 
    	
 
    	
 
    	
Doc. 2011-08401
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Cottonwood
    	
 
    	
MN
    	
 
    	
Doc.   255292 office of the Cottonwood County Recorder
    	
 
    	
Doc.   255293 office of the Cottonwood County Recorder
    	
 
    	
Doc.   258076 office of the Cottonwood County Recorder
    	
 
    	
Doc.   258077 office of the Cottonwood County Recorder
    	
 
    	
Doc.   260747
    	
 
    	
 
    	
 
    	
Doc.   266130
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Faribault
    	
 
    	
MN
    	
 
    	
Doc.   342918 office of the Faribault County Recorder
    	
 
    	
Doc.   342919 office of the Faribault County Recorder
    	
 
    	
Doc.   346309 office of the Faribault County Recorder
    	
 
    	
Doc.   346310 office of the Faribault County Recorder
    	
 
    	
Doc.   349879
    	
 
    	
 
    	
 
    	
Doc.   356760
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Fillmore
    	
 
    	
MN
    	
 
    	
Doc.   362678 office of the Fillmore County Recorder
    	
 
    	
Doc.   362679 office of the Fillmore County Recorder
    	
 
    	
Doc.   368282 office of the Fillmore County Recorder
    	
 
    	
Doc.   368283 office of the Fillmore County Recorder
    	
 
    	
Doc.   376407
    	
 
    	
 
    	
 
    	
Doc.   386633
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Freeborn

 

Easement   — Torrens
    	
 
    	
MN
    	
 
    	
Doc.   474468 office of the Freeborn County Recorder
    	
 
    	
Doc.   474469 office of the Freeborn County Recorder
    	
 
    	
Doc.   479360 office of the Freeborn County Recorder
    	
 
    	
Doc.   479361 office of the Freeborn County Recorder
    	
 
    	
Doc.   Nos. 485905 (A) & 110681 (T)
    	
 
    	
Doc.   Nos. 495228 (A) & 111610 (T)
    	
 
    	
Doc.   Nos. 497533 (A) & 111878 (T)
    
	
 
    	
 
    	
 
    	
 
    	
Doc.   109689 office of the Freeborn County Registrar of Titles
    	
 
    	
Doc.   109690 office of the Freeborn County Registrar of Titles
    	
 
    	
Doc.   110165 office of the Freeborn County Registrar of Titles
    	
 
    	
Doc.   110166 office of the Freeborn County Registrar of Titles
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jackson
    	
 
    	
MN
    	
 
    	
Doc.   A251774 office of the Jackson County Recorder
    	
 
    	
Doc.   A251775 office of the Jackson County Recorder
    	
 
    	
Doc.   A254516 office of the Jackson County Recorder
    	
 
    	
Doc.   A254517 office of the Jackson County Recorder
    	
 
    	
Doc.   A257698
    	
 
    	
Doc.   A262368
    	
 
    	
Doc.   A263601
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Le   Sueur
    	
 
    	
MN
    	
 
    	
Doc.   353162 office of the Le 
    	
 
    	
Doc.   353163 office of the Le 
    	
 
    	
Doc.   359395 office of the Le 
    	
 
    	
Doc.   359396 office of the Le 
    	
 
    	
Doc.   366253
    	
 
    	
 
    	
 
    	
Doc.   378017
    

 

 

 

	
 
    	
 
    	
 
    	
 
    	
Sueur   County Recorder
    	
 
    	
Sueur   County Recorder
    	
 
    	
Sueur   County Recorder
    	
 
    	
Sueur   County Recorder
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Mower
    	
 
    	
MN
    	
 
    	
Doc.   A000565139 office of the Mower County Recorder
    	
 
    	
Doc.   A000565140 office of the Mower County Recorder
    	
 
    	
Doc.   A000572171 office of the Mower County Recorder
    	
 
    	
Doc.   A000572172 office of the Mower County Recorder
    	
 
    	
Doc.   A000579676
    	
 
    	
Doc.   A000591112 
    	
 
    	
Doc.   A000594205
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Nobles
    	
 
    	
MN
    	
 
    	
Doc.   A317292 office of the Nobles County Recorder
    	
 
    	
Doc.   A317293 office of the Nobles County Recorder
    	
 
    	
Doc.   A321156 office of the Nobles County Recorder
    	
 
    	
Doc.   A321157 office of the Nobles County Recorder
    	
 
    	
Doc.   A325403
    	
 
    	
 
    	
 
    	
Doc.   A333571
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Rock
    	
 
    	
MN
    	
 
    	
Doc.   168189 office of the Rock County Recorder
    	
 
    	
Doc.   168190 office of the Rock County Recorder
    	
 
    	
Doc.   170372 office of the Rock County Recorder
    	
 
    	
Doc.   170373 office of the Rock County Recorder
    	
 
    	
Doc.   172760
    	
 
    	
 
    	
 
    	
Doc.   178165
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Steele
    	
 
    	
MN
    	
 
    	
Doc.   A000354767 office of the Steele County Recorder
    	
 
    	
Doc.   A000354768 office of the Steele County Recorder
    	
 
    	
Doc.   A000361084 office of the Steele County Recorder
    	
 
    	
Doc.   A000361085 office of the Steele County Recorder
    	
 
    	
Doc.   A000368262
    	
 
    	
Doc.   A000379062
    	
 
    	
Doc.   A000381883
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Watonwan
    	
 
    	
MN
    	
 
    	
Doc.   207915 office of the Watonwan County Recorder
    	
 
    	
Doc.   207916 office of the Watonwan County Recorder
    	
 
    	
Doc.   210325 office of the Watonwan County Recorder
    	
 
    	
Doc.   210326 office of the Watonwan County Recorder
    	
 
    	
Doc.   212753
    	
 
    	
 
    	
 
    	
Doc.   217379
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Blue   Earth
    	
 
    	
MN
    	
 
    	
Doc.   481CR565 office of the Blue Earth County Recorder
    	
 
    	
Doc.   481CR566 office of the Blue Earth County Recorder
    	
 
    	
Doc.   489CR662 office of the Blue Earth County Recorder
    	
 
    	
Doc.   489CR663 office of the Blue Earth County Recorder
    	
 
    	
Doc.   498CR325
    	
 
    	
 
    	
 
    	
Doc.   514CR333
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Brown
    	
 
    	
MN
    	
 
    	
Doc.   364356 office of the Brown County Recorder
    	
 
    	
Doc.   364357 office of the Brown County Recorder
    	
 
    	
Doc.   369232 office of the Brown County Recorder
    	
 
    	
Doc.   369233 office of the Brown County Recorder
    	
 
    	
Doc.   374910
    	
 
    	
 
    	
 
    	
Doc.   385128
    

 

 

	
Martin
    	
 
    	
MN
    	
 
    	
Doc.   2008R-392714 office of the Martin County Recorder
    	
 
    	
Doc.   2008R-392715 office of the Martin County Recorder
    	
 
    	
Doc.   2008R-397320 office of the Martin County Recorder
    	
 
    	
Doc.   2008R-397321 office of the Martin County Recorder
    	
 
    	
Doc.   2009R-401967
    	
 
    	
Doc.   2011R-408709
    	
 
    	
Doc.   2011R-410442
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Olmsted
    	
 
    	
MN
    	
 
    	
Doc.   A1157194 office of the Olmsted County Recorder
    	
 
    	
Doc.   A1157195 office of the Olmsted County Recorder
    	
 
    	
Doc.   A1185995 office of the Olmsted County Recorder
    	
 
    	
Doc.   A1185994 office of the Olmsted County Recorder
    	
 
    	
Doc.   A-1218791
    	
 
    	
 
    	
 
    	
Doc.   A1275597
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Murray
    	
 
    	
MN
    	
 
    	
Doc.   230354 office of the Murray County Recorder
    	
 
    	
Doc.   230355 office of the Murray County Recorder
    	
 
    	
Doc.   232821 office of the Murray County Recorder
    	
 
    	
Doc.   232822 office of the Murray County Recorder
    	
 
    	
Doc.   235452
    	
 
    	
 
    	
 
    	
Doc.   240400
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Redwood
    	
 
    	
MN
    	
 
    	
Doc.   A326435 office of the Redwood County Recorder
    	
 
    	
Doc.   A326436 office of the Redwood County Recorder
    	
 
    	
Doc.   A329534 office of the Redwood County Recorder
    	
 
    	
Doc.   A329535 office of the Redwood County Recorder
    	
 
    	
Doc.   A 333004
    	
 
    	
Doc.   A 338413
    	
 
    	
Doc.   A339813
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Wabasha
    	
 
    	
MN
    	
 
    	
Doc.   A286205 office of the Wabasha County Recorder
    	
 
    	
Doc.   A286206 office of the Wabasha County Recorder
    	
 
    	
Doc.   A290867 office of the Wabasha County Recorder
    	
 
    	
Doc.   A290868 office of the Wabasha County Recorder
    	
 
    	
Doc.   A 295667
    	
 
    	
 
    	
 
    	
Doc.   A304809
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Winona
    	
 
    	
MN
    	
 
    	
Doc.   525959 office of the Winona County Recorder
    	
 
    	
Doc.   525960 office of the Winona County Recorder
    	
 
    	
Doc.   534510 office of the Winona County Recorder
    	
 
    	
Doc.   534511 office of the Winona County Recorder
    	
 
    	
Doc.   544045
    	
 
    	
 
    	
 
    	
Doc.   A560203
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Clark
    	
 
    	
MO
    	
 
    	
Doc.   28353 in Book 72; Page 37
    	
 
    	
Doc.   28354 in Book 72; Page 38
    	
 
    	
Doc.   30039 in Book 72; Page 39
    	
 
    	
Doc.   30040 in Book 72; Page 40
    	
 
    	
Doc.   31759
    	
 
    	
 
    	
 
    	
Doc.   35141
    

 

 

Exhibit A

 

DESCRIPTION OF PROPERTIES

 

The following properties of the Company, owned as of the date hereof, have been acquired by the Company subsequent to the date of the Sixth Supplemental Indenture:

 

MINNESOTA

 

	
County
    	
 
    	
Agreement
    	
 
    	
Date of Agreement
   (*Date of Last
   Grantor’s
   Signature)
    	
 
    	
Grantor
    	
 
    	
Grantee
    	
 
    	
Date Recorded
    	
 
    	
Document Number (Recorded)
    
	
FARIBAULT 
    	
 
    	
WARRANTY DEED 
    	
 
    	
12/14/12
    	
 
    	
Tom Loveall and Karen Loveall, husband and   wife 
    	
 
    	
ITC Midwest LLC
 (as to an undivided 64.2857%) 
    	
 
    	
12/20/12
    	
 
    	
Doc # 360560
   Office of the Faribault County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FARIBAULT
    	
 
    	
WARRANTY DEED
    	
 
    	
12/14/12
    	
 
    	
Robert D. Weerts as Trustee of Trust B of   the Donavon R. Weerts Revocable Trust dated October 10, 2001
    	
 
    	
ITC Midwest LLC
 (as to an undivided 35.7143)
    	
 
    	
12/20/12
    	
 
    	
Doc # 360561
   Office of the Faribault County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FARIBAULT
    	
 
    	
WARRANTY DEED
    	
 
    	
12/12/11
    	
 
    	
Exergy Minnesota Holdings, LLC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/22/11
    	
 
    	
Doc # 356847
   Office of the Faribault County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FARIBAULT
    	
 
    	
ACCESS AND MANITENANCE AGREEMENT 
    	
 
    	
12/21/11
    	
 
    	
Exergy Minnesota Holdings, LLC
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/22/11
    	
 
    	
Doc # 356848
   Office of the Faribault County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Freeborn 
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
11/22/11
    	
 
    	
Arthur L. and Sharon K. Lomard, husband and   wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
12/13/11
    	
 
    	
Doc. 497443
   Office of the Freeborn County Recorder 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Freeborn
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/1/11
    	
 
    	
David E. Nelson and Danielle L. Nelson 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/13/11
    	
 
    	
Doc. 497444
   Office of the Freeborn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Fillmore 
    	
 
    	
ELECTRIC LINE EASEMENT 
    	
 
    	
8/23/12
    	
 
    	
Charles Brand and Jo Ann Brand, husband and   wife  
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/17/12
    	
 
    	
Doc. 390583
   Office of the Fillmore County Recorder
    

 

 

	
Fillmore
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/30/12
    	
 
    	
Deborah J. Rislov 
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/17/12
    	
 
    	
Doc. 390581
 Office of the Fillmore County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Fillmore
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
8/30/12
    	
 
    	
Deborah J. Rislov
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/17/12
    	
 
    	
Doc. 390582
 Office of the Fillmore County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Fillmore
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
8/23/12
    	
 
    	
Joyce L. Merchlewitz
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/7/12
    	
 
    	
Doc. 390436
 Office of the Fillmore County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Fillmore
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
8/23/12
    	
 
    	
Scott A. Blagsvedt and Joan L. Blagsvedt,   husband and wife  
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/7/12
    	
 
    	
Doc. 390437
 Office of the Fillmore County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jackson 
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
9/14/11
    	
 
    	
Brian Goodell and Mary A. Goodell, husband   and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/13/11
    	
 
    	
Doc. A263529
 Office of the Jackson County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jackson
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/8/11
    	
 
    	
Milan R. Underwood and El Loise V.   Underwood Revocable Trust, El Loise V. Underwood, Trustee
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/16/11
    	
 
    	
Doc. A263564
 Office of the Jackson County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Jackson
    	
 
    	
EASEMENT 
    	
 
    	
5/27/09
    	
 
    	
The City of Jackson, Minnesota, a municpal   corpration
    	
 
    	
ITC Midwest LLC
    	
 
    	
11/4/11
    	
 
    	
Doc. A263189
 Office of the Jackson County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Nobles 
    	
 
    	
ELECTRIC LINE EASEMENT 
    	
 
    	
9/11/12
    	
 
    	
Gwendolyn Kramer, as Trustee of James W.   Kramer and Gwendolyn Kramer Revocable Trust U/A dated February 11, 1997   and James E. Kramer, Jr. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/2/12
    	
 
    	
Doc. A 336939
 Office of the Nobles County Recorder
    

 

IOWA

 

	
County
    	
 
    	
Agreement
    	
 
    	
Date of Agreement
   (*Date of Last
   Grantor’s
   Signature)
    	
 
    	
Grantor
    	
 
    	
Grantee
    	
 
    	
Date Recorded
    	
 
    	
Document Number (Recorded)
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/24/12
    	
 
    	
Bradley K. Knudson and Jane E.   Hensing-Knudson, husnband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/4/12
    	
 
    	
Book: 12 Page: 4271

Office of the Benton County Recorder
    

 

 

	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT 
    	
 
    	
9/12/12
    	
 
    	
Dale L. Viner, Sr.  and Lonnie K. Viner, husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/23/12
    	
 
    	
Book: 12 Page: 4606

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/26/12
    	
 
    	
Edward D. McKinley and Glenda M. McKinley,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/24/12
    	
 
    	
Book: 12 Page 4634

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/29/12
    	
 
    	
Frank I. Kintzle and Geraldine A. Kintzle,   husband and wife; and Kurt F. Kintzle, as tenants in common 
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/18/12
    	
 
    	
Book: 12 Page: 2111

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT 
    	
 
    	
9/27/12
    	
 
    	
George R. Moore, as Trustee of the George   R. Moore Revocable Trust, U/A dated June 5, 1995
    	
 
    	
ITC Midwest LLC 
    	
 
    	
10/24/12
    	
 
    	
Book: 12 Page: 4633

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
10/4/12
    	
 
    	
Harold Nielsen and Paula Nielesen, husband   and wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
10/23/12
    	
 
    	
Book: 12 Page: 4604

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
10/15/12
    	
 
    	
Howard W. Wiegand and Rozella M.   Lauterwasser, husband and wife
    	
 
    	
ITC Midwest LLC 
    	
 
    	
11/5/12
    	
 
    	
Book: 12 Page: 4801

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
7/6/12
    	
 
    	
Jerome Owens, Administrator of the Estate   of Dessie Jean Owens, John Robert Owens, Connie J. Owens, and Janis E. Owens
    	
 
    	
ITC Midwest LLC 
    	
 
    	
6/18/12
    	
 
    	
Book: 12 Page: 2519

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/1/12
    	
 
    	
Jay V. Rollinger and Annette Rollinger,   husband and wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page: 698

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
8/22/12
    	
 
    	
John A. Anderson; and the Estate of Beverly   Anderson, Deceased, by John A. Anderson, Craig Anderson and Jody Berces (aka   Jodi Berces), Executors
    	
 
    	
ITC Midwest LLC 
    	
 
    	
9/10/12
    	
 
    	
Book: 12 Page: 3852

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
6/6/12
    	
 
    	
John Robert Owens, single 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
6/18/12
    	
 
    	
Book: 12 Page: 2520

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/25/12
    	
 
    	
Kathleen A. Brummer, a single person
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page: 696

Office of the Benton County Recorder
    

 

 

 

	
Benton 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
10/19/12
    	
 
    	
Kendall R. Wiegand and Cynthia J. Wiegand,   husband and wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
11/6/12
    	
 
    	
Book: 12 Page: 4844

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
9/19/12
    	
 
    	
Richard E. Tharp and Lory L. Tharp, husband   and wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
10/23/12
    	
 
    	
Book: 12 Page: 4607

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
9/19/12
    	
 
    	
Stanley L. Kubik and Kay M. Kubik, husband   and wife
    	
 
    	
ITC Midwest LLC 
    	
 
    	
10/23/12
    	
 
    	
Book: 12 Page: 4605

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/18/12
    	
 
    	
Thomas J. Greenwood and Brenda Greenewood,   husband and wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
5/18/12
    	
 
    	
Book: 12 Page: 2112

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/18/12
    	
 
    	
West Side Grain Sales Corporation, dba   Shellsburg Elevator
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page: 692

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/18/12
    	
 
    	
West Side Grain Sales Corporation, dba   Shellsburg Elevator
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page: 691

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/31/12
    	
 
    	
Wildcat Golf, Inc. 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page:697

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/31/12
    	
 
    	
Wildcat Golf, Inc.
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page:695

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
10/25/12
    	
 
    	
William G. Kester and Julie M. Kester,   hisband and wife
    	
 
    	
ITC Midwest LLC 
    	
 
    	
11/6/12
    	
 
    	
Book: 12 Page:4845

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
10/25/12
    	
 
    	
William G. Kester and Julie M. Kester,   husband and wife
    	
 
    	
ITC Midwest LLC 
    	
 
    	
11/6/12
    	
 
    	
Book: 12 Page:4842

Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
10/25/12
    	
 
    	
William G. Kester and Julie M. Kester,   husband and wife
    	
 
    	
ITC Midwest LLC 
    	
 
    	
11/6/12
    	
 
    	
Book: 12 Page:4843

Office of the Benton County Recorder
    

 

 

	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/31/12
    	
 
    	
William Bruce and Louise Bruce, husband and   wife 
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page: 693
   Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/31/12
    	
 
    	
William Bruce and Louise Bruce, husband and   wife
    	
 
    	
ITC Midwest LLC 
    	
 
    	
2/23/12
    	
 
    	
Book: 12 Page: 694
   Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Benton
    	
 
    	
PARTIAL ASSIGNMENT OF POLE LINE LEASE
    	
 
    	
5/2/12
    	
 
    	
Interstate Power and Light Company, an Iowa   corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/21/12
    	
 
    	
Book: 12 Page: 2130
   Office of the Benton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BLACK HAWK 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/12/13
    	
 
    	
Daniel J. Jasper and Mara D. Jasper,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id:    005072780004
   Office of the Black Hawk  County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BLACK HAWK
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/13/13
    	
 
    	
Dona Mae Venz, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 005072790004
   Office of the Black Hawk  County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BOONE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/29/12
    	
 
    	
Kevin R. Majors 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Book: 2012 Page: 3130
   Office of the Boone County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BOONE
    	
 
    	
SUBSTATION SITE EASEMENT AGREEMENT 
    	
 
    	
10/7/11
    	
 
    	
Interstate Power and Light Company, an Iowa   corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
11/2/11
    	
 
    	
Book: 2011 Page: 4080
   Office of the Boone County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BUCHANAN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
9/17/12
    	
 
    	
Margaret V. Hoffman, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/23/12
    	
 
    	
Instrument #2012R03659
   Office of the Buchanan County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BUCHANAN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
5/10/12
    	
 
    	
Michael Gericke and Barbara Gericke,   husband and wife,  Dennis Gericke,   single and Mary Jo Gericke, a/k/a Mary Jo Carlson, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/22/12
    	
 
    	
Instrument #2012R01638
   Office of the Buchanan County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BUCHANAN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
9/13/12
    	
 
    	
Sharon M. Schoeberl and Eugene C. Shoeberl,   wife and husband
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/4/12
    	
 
    	
Instrument #2012R04306
   Office of the Buchanan County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BUCHANAN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
9/7/12
    	
 
    	
The Estate of Vera L. Robison and 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/23/12
    	
 
    	
Instrument #2012R03660
   Office of the Buchanan County Recorder
    

 

 

	
BUCHANAN
    	
 
    	
WARRANTY DEED
    	
 
    	
1/13/13
    	
 
    	
Donald J. Michels and Cathy A. Michels,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/21/13
    	
 
    	
Instrument # 2013R00242
   Office of the Buchanan County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
BUCHANAN
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/17/13
    	
 
    	
Donald J. Michels and Cathy A. Michels,   husband and wife  
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/25/13
    	
 
    	
Instrument # 2013R00292
   Office of the Buchanan County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CERRO GORDO 
    	
 
    	
WARRANTY DEED 
    	
 
    	
1/19/12
    	
 
    	
Gary C. Sutcliffe and Donna E. Sutcliffe,   husband and wife, and Jack I. Sutciffe and Rosella M. Sutcliffe, husband and   wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/24/12
    	
 
    	
Doc # 2012-466
   Office of the Cerro Gordo County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CERRO GORDO
    	
 
    	
WARRANTY DEED
    	
 
    	
12/7/12
    	
 
    	
Andrew B. Kumpf and Tracey L. Kumpf,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/14/12
    	
 
    	
Doc # 2012-9841
   Office of the Cerro Gordo County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CERRO GORDO
    	
 
    	
WARRANTY DEED
    	
 
    	
1/9/13
    	
 
    	
Kinney- Lindstrom Foundation, Inc. ,   an Iowa Corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/15/13
    	
 
    	
Doc # 2013-419
   Office of the Cerro Gordo County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CLAYTON 
    	
 
    	
WARRANTY DEED
    	
 
    	
8/2/12
    	
 
    	
Strawberry Point Development   Fund, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/6/12
    	
 
    	
Doc # 2012R03117
   Office of the Clayton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
CLINTON 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/16/12
    	
 
    	
ITC Midwest LLC
    	
 
    	
Central Iowa Power Cooerative, an Iowa   Corporation 
    	
 
    	
4/16/12
    	
 
    	
Doc # 2012-02933
   Office of the Clinton County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/5/12
    	
 
    	
Ryan Cooperative DBA River Valley   Cooperative
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/14/12
    	
 
    	
Doc: 2012 Page: 4306
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
PERMANENT EASEMENT AGREEMENT FOR ELECTIC   LINES 
    	
 
    	
8/29/12
    	
 
    	
Jerry E. Sprague and Rosemary Sprague,   Sharon Ann Sprague Bennettm Harold Junior Wilcox and Cheryl Wilcox, Jean A.   Thomas and Gene Norman Thomas, Dorothy Jean Thomas Vanderbilt Keys 
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/29/12
    	
 
    	
Book: 2012 Page: 2886
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
1/31/13
    	
 
    	
Gerald A. Weber, as Trustee under the   Provisions of a Trust Agreement created by Gerald A. Weber and dated the 6th day of March, 2002, as to an   undivided one-half (1/2) interest, AND unto Agnes G. Weber, as Trustee under   the Provisions of a Trust created by Agnes G. Weber and dated the 6th day of March, 2002, as to an   undivided one-half interest 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/21/13
    	
 
    	
Book: 2013 Page: 699
   Office of the Delaware County Recorder
    

 

 

	
DELAWARE
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/31/13
    	
 
    	
Agnes G. Weber, as Trustee under the   Provisions of a Trust created by Agnes G. Weber and dated the 6th day of March, 2002
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/21/13
    	
 
    	
Book: 2013 Page: 698
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/31/13
    	
 
    	
Pamela Recker Declaration of Trust Dated   8/23/2012, Pamela Recker, Trustee 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/21/13
    	
 
    	
Book: 2013 Page: 701
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/31/13
    	
 
    	
Sand Creek Farms, LLC, an Iowa Limited   Liability Company 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/21/13
    	
 
    	
Book: 2013 Page: 700
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/8/12
    	
 
    	
Norman L. Miles and Kathleen R. Miles,   husband and wife, as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/30/13
    	
 
    	
Book: 2013 Page: 445
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DELAWARE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/8/12
    	
 
    	
Victor K. Lamont, Jr. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/30/13
    	
 
    	
Book: 2013 Page: 446
   Office of the Delaware County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/21/11
    	
 
    	
Anthony J. Knepper and Jody L. Knepper,   f/k/a Jody L. Wagner, husband and wife, as JTWFROS and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 00725958004
   Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/7/12
    	
 
    	
Clarence J. Turnis and Mary Beth Turnis,   husband and wife, as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/19/12
    	
 
    	
Doc Id:007490960002
   Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/7/12
    	
 
    	
Clarence J. Turnis and Mary Beth Turnis,   husband and wife, as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/19/12
    	
 
    	
Doc Id: 007490950002
   Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/4/12
    	
 
    	
Clement N. Schmitt, a widower; William C.   Schmitt, a single person; Paul N. Schmitt, a single person, as JTWFROS and   not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/21/12
    	
 
    	
Doc Id: 007409870002
   Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
5/31/12
    	
 
    	
D. Joseph Leytem a/k/a Daniel J. Leytem and   Maureen A. Leytem, husband and wife, as JTWFROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/6/12
    	
 
    	
Doc Id:007397800005
   Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/22/12
    	
 
    	
Donna Mae Zimmerman and Craig E. Zimmerman,   wife and husband
    	
 
    	
ITC Midwest LLC
    	
 
    	
3/23/12
    	
 
    	
Doc Id: 007337290003
   Office of the Dubuque County Recorder
    

 

 

	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/30/11
    	
 
    	
Duane T. Frick and Jane M. Frick, husband   and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259510004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
7/8/09
    	
 
    	
Eldon J. Ruden and Dorothy M. Ruden,   husband and wife (Contract Sellers) and Roderick E. Stoeckel, single   (Contract Buyer)
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/27/11
    	
 
    	
Doc Id: 007186580003
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/21/11
    	
 
    	
Gene E. Ranney and Barbara A. Ranney,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259560004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/18/09
    	
 
    	
Gerald Gaul and Joan Gaul, a/k/a/ Gerald J.   Gaul and Joan M. Gaul, husband and wife, as JT and not as TIC, with Full   Rights of Survivorship to that the Whole Title and Right of Property of both   in fee simple and absolutely
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/9/12
    	
 
    	
Doc Id: 007508200002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/21/11
    	
 
    	
Jeremy L. Kubitz, a single person 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259500004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/28/11
    	
 
    	
Joseph A. Charland, Jr. and Pamela K.   Charland, husband and wife, as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259590002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/21/11
    	
 
    	
Joseph G. Bughman ans Penny K. Bughman,   husband and wife, as JTWFROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259550004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
11/9/11
    	
 
    	
Juliann C. Breitsprecker
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/9/11
    	
 
    	
Doc Id: 007229750002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/28/11
    	
 
    	
Kevin R. Klein and Karla J. Klein, husnband   and wife, as JTWFROS and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259530004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/17/12
    	
 
    	
Knight Realty, LLC, an Iowa Limited   Liability Company
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/7/12
    	
 
    	
Doc Id: 007479700002
 Office of the Dubuque County Recorder
    

 

 

	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/17/12
    	
 
    	
Knight Realty, LLC, an Iowa Limited   Liability Company
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/7/12
    	
 
    	
Doc Id: 007479710002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/15/11
    	
 
    	
Lyle J. Kelchen and Lori K. Kelchen,   husband and wife, as JTWFROS and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259520004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/21/12
    	
 
    	
Mark F. McCullough and Rhonda M.   McCullough, husband and wife, as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/21/12
    	
 
    	
Doc Id: 007409890002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
1/3/11
    	
 
    	
Matthew L. Trimmer and Lori A. Trimmer,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259680004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/21/11
    	
 
    	
Paul T. Riffel, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259570004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
AMENDED AND RESTATED EASEMENT AGREEMENT
    	
 
    	
12/28/11
    	
 
    	
Randy J. Gorman and Kimberly A. Gorman,   husband and wife, as JTWFROS and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/13/12
    	
 
    	
Doc Id: 007259540004
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/27/12
    	
 
    	
Roger H. Kunde
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/10/12
    	
 
    	
Doc Id: 007481010002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/22/12
    	
 
    	
Steve J. Kalb and Donna H. Kalb, husband   and wife as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/10/12
    	
 
    	
Doc Id: 007481000002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/4/12
    	
 
    	
William C. Schmitt, a sinlge person, and   paul N. Schmitt, a single person, as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/21/12
    	
 
    	
Doc Id: 007409880002
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/23/11
    	
 
    	
Central Iowa Power Cooperative, an Iowa   corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/22/11
    	
 
    	
Doc Id: 007157290005
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/27/12
    	
 
    	
A. J. Spiegel, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 007614030003
 Office of the Dubuque County Recorder
    

 

 

	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/13/12
    	
 
    	
Patrick Einarsen and Lynne A. Einarsen,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 007614040003
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/27/12
    	
 
    	
A. J. Spiegel, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 007614050003
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/9/13
    	
 
    	
City of Peosta, IA 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 007614070003
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/13/13
    	
 
    	
City of Peosta, IA
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 007614060003
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/23/13
    	
 
    	
Farber Realty Company, LLC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/7/13
    	
 
    	
Doc Id: 007617980003
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
DUBUQUE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/4/13
    	
 
    	
Interstate Power and Light Company, an Iowa   Corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/26/13
    	
 
    	
Doc Id: 007630610006
 Office of the Dubuque County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FAYETTE  
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
3/9/12
    	
 
    	
Flint Hills Resources Fairbank, LLC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/9/12
    	
 
    	
Book: 2012 Page: 1086
 Office of the Fayette County Recorder   
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FAYETTE  
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/31/12
    	
 
    	
Joseph L. Rechkemmer, a single person
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/9/12
    	
 
    	
Book: 2012 Page: 1087
 Office of the Fayette County Recorder   
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FAYETTE  
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
6/5/12
    	
 
    	
Joseph L. Rechkemmer, a single person
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/5/12
    	
 
    	
Book: 2012 Page: 1898:
 Office of the Fayette County Recorder   
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FAYETTE  
    	
 
    	
SHARED DRIVEWAY AND MAINTENANCE AGREEMENT 
    	
 
    	
4/12/12
    	
 
    	
Bethel Wind Energy LLC
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/17/12
    	
 
    	
Book: 2012 Page: 1652
 Office of the Fayette County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
FAYETTE  
    	
 
    	
WARRANTY DEED 
    	
 
    	
4/12/12
    	
 
    	
Bethel Wind Energy LLC
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/17/12
    	
 
    	
Book: 2012 Page: 1651
 Office of the Fayette County Recorder
    

 

 

	
GREENE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/2/12
    	
 
    	
Morton Buildings, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/20/12
    	
 
    	
Instrument Number 2012-0776
   BK: 29 PG: 531
   Office of the Greene County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GREENE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/30/12
    	
 
    	
West Central Cooperative 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/20/12
    	
 
    	
Instrument Number 2012-0777
   BK: 29 PG: 535
   Office of the Greene County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GREENE
    	
 
    	
EASEMENT CROSSING CONSENT
    	
 
    	
4/18/12
    	
 
    	
ITC Midwest LLC
    	
 
    	
Rippey Wind Energy LLC
    	
 
    	
4/25/12
    	
 
    	
BK: 29 PG: 549
   Office of the Greene County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GREENE
    	
 
    	
WARRANTY DEED 
    	
 
    	
2/27/12
    	
 
    	
Rippey Wind Energy LLC
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/17/12
    	
 
    	
BK: 29 PG: 916
   Office of the Greene County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/2/11
    	
 
    	
Ann Rae Billerbeck and Donald Billerbeck,   wife and husband 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0412
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/2/11
    	
 
    	
Ann Rae Billerbeck and Donald Billerbeck,   wife and husband
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0409
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/22/12
    	
 
    	
Anona Arends, a widow, Ronald Arends and   Karen Arends, husband and wife, Sandra Henningsen and Richard Henningsen,   wife and husband, Jean Eiklenborg and Steve Shoemaker, wife and husband, Jay   Arends and Toni Arends, husband and wife, heirs to the Estate of Clarence   Arends, deceased 
    	
 
    	
ITC Midwest LLC
    	
 
    	
3/21/12
    	
 
    	
Instrument #2012-0603:
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/12/12
    	
 
    	
Chris Billerbeck, an undivided one-half   interest; and Jeffrey Billerbeck and Susan Billerbeck, husband and wife, an   undivided one-half interest
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0411
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/17/11
    	
 
    	
Curtis L. Meester and Marjorie A. Meester,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/20/11
    	
 
    	
BK: 2011 PG: 2597
   Office of the Grundy County Recorder
    

 

 

	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/17/11
    	
 
    	
Darlene Luchtenburg, Life Estate; then to   Donald C. Luchtenburg, Life Estate; remainder interest to Beth B. Bunger and   Bruce Bunger, her husband, an undividfed one-half interest, and Miles   Luchtenburg and Marjorie K. Luchtenburg as Trustee of the Miles and Marjorie   K. Luchtenburg Revocable Trust U/A August 3, 2007, an undivided one-half   interest 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/20/11
    	
 
    	
BK: 2011 PG: 2598
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/10/12
    	
 
    	
Debra L. Brass f/k/a Debra L. Jones and   Richard D, Brass, wife and husband 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0736
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/12/12
    	
 
    	
Donald Casbon and Jorja Casbon, husband and   wife Life Estate; Denise Schultz and David Schultz, wife and husband, and   Darcy Keegan and Keith Keegan, wife and husband
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0738
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/26/12
    	
 
    	
Donald L. Nason, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/4/12
    	
 
    	
Instrument #2012-2325
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/26/12
    	
 
    	
Donald L. Nason Life Estate); Kenneth E.   Nason (Remainder) and Betty Nason, his wife (Remainder)
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/4/12
    	
 
    	
Instrument #2012-2324
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/19/12
    	
 
    	
Dudden Farms, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0735
   :
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/28/12
    	
 
    	
Dudden Farms, Inc.
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0726
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/19/12
    	
 
    	
Dudden Farms, Inc
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0725
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/22/12
    	
 
    	
Trust Under the Will of Esther A. Raney 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0717
   Office of the Grundy County Recorder
    

 

 

	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/11/12
    	
 
    	
Evans Farms, a Partnership 
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/29/12
    	
 
    	
Instrument #2012-1512
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/11/11
    	
 
    	
Carl R. Letz, Guardian/Conservator of the Floyd   E. Van Tiger Conservatorship
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/12/11
    	
 
    	
BK: 2011 PG: 0926
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/27/12
    	
 
    	
Frei Farms, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0720
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
5/16/11
    	
 
    	
Grundy County, Iowa
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/3/11
    	
 
    	
Book 2011 Page 1903
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
5/21/12
    	
 
    	
Grundy County, Iowa
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/13/12
    	
 
    	
Instrument #2012-1372
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
7/16/12
    	
 
    	
Grundy County, Iowa
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/30/12
    	
 
    	
Instrument #2012-1751
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/13/12
    	
 
    	
Holy Family Church, Reinbeck, Iowa
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0723
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/15/12
    	
 
    	
James D. Smoldt and Melinda K. Smoldt,   husband and wife, as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0715
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
2/15/12
    	
 
    	
James D. Smoldt and Melinda K. Smoldt,   husband and wife, as JTWFROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0714
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/1/11
    	
 
    	
James Buhmann Anderson 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0415
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/21/12
    	
 
    	
James E. Miller, a single person 
    	
 
    	
ITC Midwest LLC
    	
 
    	
3/30/12
    	
 
    	
Instrument #2012-0685
   Office of the Grundy County Recorder
    

 

 

	
GRUNDY 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/16/11
    	
 
    	
James E. Miller, a single person
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0406
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/23/12
    	
 
    	
Jeannoutot Family Partnership 
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/10/12
    	
 
    	
Instrument #2012-1097
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/12/12
    	
 
    	
Jeffrey Billerbeck and Susan Billerbeck,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG:0410
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/12/12
    	
 
    	
Jeffrey Billerbeck and Susan Billerbeck,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0408
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/16/12
    	
 
    	
John T. Blohm and Jessica Blohm, husband   and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
3/30/12
    	
 
    	
Instrument # 2012-0684
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/30/11
    	
 
    	
John T. Blohm and Jessica Blohm, husband and   wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0407
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/16/11
    	
 
    	
John M. Wittgreve a/k/a John Wittgreve, and   Teresa A. Wittgreve, husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0413
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/1/11
    	
 
    	
Margaret Jager and Thomas Jager, wife and   husband, as JTWFROS and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/12/11
    	
 
    	
BK: 2011 PG: 2536
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/25/12
    	
 
    	
Marilyn M. Storjohann, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument # 2012-0732
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/13/12
    	
 
    	
Mark A. Schildroth and Dixie L. Schildroth,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument # 2012-0728
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/28/12
    	
 
    	
Mark L. Bystricky and Jana Bystricky,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument # 2012-0719
   Office of the Grundy County Recorder
    

 

 

	
GRUNDY 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/26/12
    	
 
    	
Mark L. Bystricky and Jana Bystricky,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument # 2012-0718
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/23/12
    	
 
    	
Melvin D. Schildroth and Janet E.   Schildroth, husband and wife as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/24/12
    	
 
    	
Instrument # 2012-0950
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/23/12
    	
 
    	
Melvin D. Schildroth and Janet E.   Schildroth, husband and wife as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/24/12
    	
 
    	
Instrument # 2012-0949
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/15/12
    	
 
    	
Melvin Thede, a single person, and Russell   Thede and Debra Thede, husband and wife, an undivided 1/3 interest; Steven D.   Frampton and Kathy Frampton, husband and wife, an unindivided 1/3 interest;   and Sara Jane Oltrogge and Larry Oltrogge, wife and husband, Lucille C.   Eiffler and Richard Eiffler, wife and husband, and Paul L. Roberts and   Marilyn Roberts, husband and wife, an undivided 1/3 interest  
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument # 2012-0733
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/15/12
    	
 
    	
Merl F. Stewart, Trustee of the Merl F.   Stewart Revocable Trust dated Septemeber 13. 2007
    	
 
    	
ITC Midwest LLC
    	
 
    	
3/2/12
    	
 
    	
BK: 2012 PG: 0481
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/18/11
    	
 
    	
Merle Bakker and Diane Bakker, husband and   wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/20/11
    	
 
    	
BK: 2011 PG: 2599
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/24/12
    	
 
    	
Michael L. Freed, Trustee of the Michael L.   Freed Family Trust 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0737
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/22/11
    	
 
    	
Mid-Iowa Cooperative, a Iowa Corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/3/11
    	
 
    	
BK: 2011 PG: 1905
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/27/12
    	
 
    	
Nicholas A. Tiedt and Haley J. Tiedt,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0730
   Office of the Grundy County Recorder
    

 

 

	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/18/12
    	
 
    	
Peggy Pruisner, and Kendall Pruisner, her   husband 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0734
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/29/12
    	
 
    	
R. Breneman, L.L.C., a Florida limited   liability company
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/3/12
    	
 
    	
Instrument #2012-0851
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/14/11
    	
 
    	
Richard E. Steppe and Lareen Steppe,   Trustees of the Richard and Lareen Steppe Trust U/T/A dated July 30,   2004
    	
 
    	
ITC Midwest LLC
    	
 
    	
11/16/11
    	
 
    	
BK: 2011 PG: 2340
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/5/12
    	
 
    	
Rick L. Schmidt and Jean M. Schmidt,   husband and wife, as JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0724
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/16/12
    	
 
    	
Robert Witter and Carol Witter, husband and   wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0729
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/6/12
    	
 
    	
Robert L. Moore and Marlys F. Moore,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0721
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/19/12
    	
 
    	
Roger P. Dudden and Marcia Dudden, husband   and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0727
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/23/12
    	
 
    	
Scott Schildroth and Christine Schildroth,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/24/12
    	
 
    	
Instrument #2012-0948
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/3/12
    	
 
    	
Shirley M. Dufel, a single person, an   undividided 29.622% interest; Robert R. Dufel Familt Trust under the Will of   Robert R. Dufel, an undivided 29.622% interest; Trust under the Will of   Florence Dufel, an undivided 20.378% interest; and Trust Under Will of   Raymond Dufel, an undivided 20.378% interest
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/21/12
    	
 
    	
BK: 2012 PG: 0383
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/15/12
    	
 
    	
Smoldt Farms. Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0713
   Office of the Grundy County Recorder
    

 

 

	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/11/12
    	
 
    	
Susan Sherwood. a single person
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0722
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/25/12
    	
 
    	
Valorie J. Prahl and Michael T. Prahl, wife   and husband, as JTWFROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/10/12
    	
 
    	
Instrument #2012-1098
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
5/9/12
    	
 
    	
Valorie J. Prahl and Michael T. Prahl, wife   and husband, as JTWFROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/21/12
    	
 
    	
Instrument #2012-1163
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/1/12
    	
 
    	
W.B.M.R. Farm, Inc., an Iowa   Corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0731
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/2/12
    	
 
    	
Walter Cheeseman and Karen Cheeseman,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0712
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/22/12
    	
 
    	
William J. Raney and Marina Raney, husband   and wife, as JTWROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/2/12
    	
 
    	
Instrument #2012-0716
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GRUNDY 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/19/11
    	
 
    	
William L. Dunn and Joanne Kennedy,   Co-trustees of the William L. Dunn Living Trust 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/23/12
    	
 
    	
BK: 2012 PG: 0414
   Office of the Grundy County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GUTHRIE 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/17/12
    	
 
    	
City of Guthrie Center, Iowa, an Iowa   municipal corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/20/12
    	
 
    	
BK: 2012 Doc. 2222
   Office of the Guthrie County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/6/11
    	
 
    	
City of Eldora
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/28/11
    	
 
    	
Document 2011 3668
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
6/28/12
    	
 
    	
Gene Steelman, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/20/12
    	
 
    	
Document 2012 2088
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
12/7/11
    	
 
    	
Gregg E. Reisinger and Sandra L. Reisinger
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/28/11
    	
 
    	
Document 2011 3669
   Office of the Hardin County Recorder
    

 

 

	
HARDIN 
    	
 
    	
CORRECTIVE ELECTRIC LINE EASEMENT
    	
 
    	
8/1/11
    	
 
    	
Highland Golf Club of Iowa Falls, Iowa
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/17/11
    	
 
    	
Document 2011 2249
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/19/12
    	
 
    	
Iowa River Railroad, Inc., an Iowa   corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/3/12
    	
 
    	
Document 2012 1925
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/19/12
    	
 
    	
Iowa River Railroad, Inc., an Iowa   corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/3/12
    	
 
    	
Document 2012 1926
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/19/12
    	
 
    	
Iowa River Railroad, Inc., an Iowa   corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/3/12
    	
 
    	
Document 2012 1924
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
8/25/11
    	
 
    	
J.T. Farm Corporation, an Iowa Corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/3/11
   4/27/11
    	
 
    	
Document 2011 2746
   Document 2011 1099
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
10/17/11
    	
 
    	
James R. Lyman, Jr. and Kathryn M.   Lyman, husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
11/18/11
    	
 
    	
Document 2011 3293
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/10/12
    	
 
    	
Estate of Phyllis E. Eilders, Karen Jo   Boeke, Executor, an undivided 1⁄2 interest; Henry W. Eilders aka Hank W.   Eilders and Sun O. Eilders, his wife, Karen Jo Boeke and Monty R. Boeke, her   husband, Sherry E. Bickett and Russell F. Bickett, her husband, Mark N.   Eilders and Darcie R. Eilders, his wife, an undivided 1⁄2 interest 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/10/12
    	
 
    	
Document 2012-0416
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/10/12
    	
 
    	
Estate of Phyllis E. Eilders, Karen Jo   Boeke, Executor, an undivided 1⁄2 interest; Henry W. Eilders aka Hank W.   Eilders and Sun O. Eilders, his wife, Karen Jo Boeke and Monty R. Boeke, her   husband, Sherry E. Bickett and Russell F. Bickett, her husband, Mark N.   Eilders and Darcie R. Eilders, his wife, an undivided 1⁄2 interest
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/10/12
    	
 
    	
Document 2012-0417
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/5/11
    	
 
    	
Roderick R. Ryan and Michelle L. Ryan,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/14/11
    	
 
    	
Document 2011 3524
   Office of the Hardin County Recorder
    

 

 

	
HARDIN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/4/12
    	
 
    	
West Family Holdings, LLC, a Nevada limited   liability company
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/14/12
    	
 
    	
Document 2012-1716
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
6/7/11
    	
 
    	
Whink Products, an Iowa Corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/18/11
    	
 
    	
Document 2011 1965
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
HARDIN
    	
 
    	
PARTIAL EASEMENT ASSIGNMENT 
    	
 
    	
12/21/10
    	
 
    	
Interstate Power and Light Company, as Iowa   corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/21/11
    	
 
    	
Document 2011-0199
   Office of the Hardin County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
IOWA
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/22/11
    	
 
    	
C.D. Roggentein (deceased) and Beverly Ann   Roggentein, an undivided one-half interest and Mike R. Roggentien and Barbara   K. Roggentien, husband and wife, an undivided one-half interest
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/7/11
    	
 
    	
Book: 2011 Page: 14209-14213
   Office of the Iowa County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
JONES 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
10/26/12
    	
 
    	
Charles F. Porter and Jane E. Porter,   husband and wife, as JTWFROS, and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
11/13/12
    	
 
    	
Book 2011 3342
   Office of the Jones County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
KOSSUTH 
    	
 
    	
WARRANTY DEED 
    	
 
    	
12/4/12
    	
 
    	
Lowell Eichenberger And Marilyn Eichenberger,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/6/12
    	
 
    	
Book: 2012 Page: 4294
   Office of the Kossuth County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LEE 
    	
 
    	
PARTIAL EASEMENT AGREEMENT 
    	
 
    	
9/14/11
    	
 
    	
Interstate Power and Light Company 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Book: 12N Page 161
   Office of the North Lee County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
6/19/12
    	
 
    	
Allen W. Rouse
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 0199210000002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/29/12
    	
 
    	
Allen W. Rouse
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921100002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/29/12
    	
 
    	
Amanda Elizabeth Cook and James Roy   McCormick IV, wife and husband
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921020002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
5/22/12
    	
 
    	
Ambinder-Lyness Investment Company, a   Michigan Partnership 
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/5/12
    	
 
    	
Doc Id: 019852810002
   Office of the Linn County Recorder
    

 

 

	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/7/11
    	
 
    	
Arlette F. Deines and Charles E. Frantz,   a/k/a Charles Emory Frantz
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/12/12
    	
 
    	
Doc Id: 019584760003
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
7/18/12
    	
 
    	
Bette E. Hampton; Bette E, Hamton, Susan E.   Burger and Mary Dawn Arbogast, Co-Trustees of the Bette E. Hampton Trust; and   Bette E. Hampton as Trustee of the Bette E. Hampton Revocable Trust dated   August 29, 2007
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/9/12
    	
 
    	
Doc Id: 019990170006
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/18/12
    	
 
    	
Bevard Properties, L.C. — Series 3
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/17/12
    	
 
    	
Doc Id: 019938970002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/8/11
    	
 
    	
Beverly L. Rula, Trustee of the Beverly R.   Rula Revocable Trust Dated October 25, 2010
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/12/12
    	
 
    	
Doc Id: 019584790002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/30/12
    	
 
    	
Charles A. Roman & Lori A. Roman,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921110002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
11/1/12
    	
 
    	
Daniel Williams ans Deborah J. Williams,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/4/12
    	
 
    	
Doc Id: 020225610002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/17/11
    	
 
    	
David C. Yeoman and Mary J. Yeoman, husband   and wife, joint tenants 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/9/11
    	
 
    	
Doc Id: 019528900002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
8/31/12
    	
 
    	
DeLong Development Company, L.C. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/13/12
    	
 
    	
Doc Id: 020058980002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
7/12./12
    	
 
    	
Douglas B. Schipull, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/9/12
    	
 
    	
Doc Id: 019990160002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
7/8/12
    	
 
    	
Eugene Francis Kane and Rosella Mae Kane,   husband and wife, Life Estate with remainderman interest to Daniel Eugene   Patrick Kane, f/k/a Daniel Eugene Kane, Kevin Randolph Kane, Elizabeth Ann   Fye, and Renee Marie Petersen
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/10/12
    	
 
    	
Doc Id: 019992730006
   Office of the Linn County Recorder
    

 

 

	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/5/12
    	
 
    	
Floyd D. Frantz and Lillian Peterson   Frantz, husband and wife, joint tenant
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/12/12
    	
 
    	
Doc Id: 019584770002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
3/5/12
    	
 
    	
GROWMARK, Inc., f/k/a AgVantage FS, Inc.   
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/17/12
    	
 
    	
Doc Id: 019757590002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
3/5/12
    	
 
    	
GROWMARK, Inc., f/k/a AgVantage FS, Inc
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/17/12
    	
 
    	
Doc Id: 019757600002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
7/19/12
    	
 
    	
James Wallace Arthurs, IV
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/9/12
    	
 
    	
Doc Id: 019990150002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/6/12
    	
 
    	
Jerome Owens, Administrator of the Estate   of Jean Owens, John Robert Owens, Connie J. Owens, and Janis E. Owens
    	
 
    	
ITC Midwest LLC
    	
 
    	
6/18/12
    	
 
    	
Doc Id: 019878700005
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/1/11
    	
 
    	
Jerome F. Trzil and Phyllis J. Trzil,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/9/11
    	
 
    	
Doc Id: 0195289410002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
10/21/11
    	
 
    	
Life Estate in Joe V. Crawford with   remainder interest in equal shares to Steven Crawford and Ellen Mullen
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/31/12
    	
 
    	
Doc Id:    019614000006
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/12/12
    	
 
    	
John P. Lawrence and Angela H. Lawrence,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921080002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/4/12
    	
 
    	
Joyce Kay Barrington, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921030002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
10/5/12
    	
 
    	
Kenneth Charles Burger, Single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/31/12
    	
 
    	
Doc Id: 020156110003
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/21/11
    	
 
    	
Kurt H. Luedtke and Dee K. Lillie Luedtke,   husband and wife. As JTWFROS, and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
11/16/11
    	
 
    	
Doc Id: 019483950003
   Office of the Linn County Recorder
    

 

 

	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
9/13/12
    	
 
    	
Leo Wandler & Diane J. Wandler,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/13/12
    	
 
    	
Doc Id: 020245900002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/12/12
    	
 
    	
Manuel Rivera and Angelina Rivera, husband   and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/17/12
    	
 
    	
Doc Id: 019939000002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/30/11
    	
 
    	
Marilyn A. Miell, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/27/11
    	
 
    	
Doc Id: 019557030002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/29/12
    	
 
    	
Mary A. Jansen, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921040002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
7/3/12
    	
 
    	
Michael J. Oehler
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/17/12
    	
 
    	
Doc Id: 019938990002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
CORRECTIVE ELECTRIC LINE EASEMENT
    	
 
    	
12/9/11
    	
 
    	
A Life Estate in Myron W. Fagle and Vivian   L. Fagle. Husband and wife, as JT; and remainder interest in Shirley Nelson   and Howard Nelson, wofe and husband, and Dennis Fagle and Christy Fagle,   husband and wife, as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/15/11
    	
 
    	
Doc Id: 019541480004
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
7/9/12
    	
 
    	
Palo Cooperative Telephone Association
    	
 
    	
ITC Midwest LLC
    	
 
    	
8/3/12
    	
 
    	
Doc Id: 019978620002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
8/16/12
    	
 
    	
Rae Jean Visnapuu and Mati Visnapuu, wife   and husband 
    	
 
    	
ITC Midwest LLC
    	
 
    	
9/10/12
    	
 
    	
Doc Id: 020050340002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/5/11
    	
 
    	
Rex A. Hamilton and Judy J. Hamilton,   husband and wife, as JTWFROS and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/27/11
    	
 
    	
Doc Id: 019557040002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/6/12
    	
 
    	
Richard Mills (Contract Seller) and Darla   Rinehart-Haas (Contract Buyer) 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921150003

Office of the Linn County Recorder
    

 

 

	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
7/3/12
    	
 
    	
Robert G. Brewer and Carol E. Brewer,   husband and wife  
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/30/12
    	
 
    	
Doc Id: 019967180002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/7/11
    	
 
    	
Robert L. Baker and Dawn Baker, husband and   wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/12/12
    	
 
    	
Doc Id: 019584800002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
7/18/12
    	
 
    	
Robert J. Goodin, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/30/12
    	
 
    	
Doc Id: 019967170002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/5/12
    	
 
    	
Rodney H. Hudepohl, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921120002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/7/11
    	
 
    	
Ronald Beatty and Sharon L. Beatty, husband   and wife, joint tenants
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/12/12
    	
 
    	
Doc Id: 019584780002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/29/12
    	
 
    	
Ross Edward Naughton and Sandra J.   Naughton, husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921060002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/28/11
    	
 
    	
Shelly D. Dorman, a single person 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/9/11
    	
 
    	
Doc Id: 019528890002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/29/12
    	
 
    	
Spencer T. Keeton and Lesa M. Keeton,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921010002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
9/9/12
    	
 
    	
Stanley L. Kubik abd Kay M. Kubik, husband   and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/23/12
    	
 
    	
Doc Id: 02141650002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/27/12/
    	
 
    	
Stephen L. Pettus, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/30/12
    	
 
    	
Doc Id: 019967190002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/5/12
    	
 
    	
Timothy W. Shinneman & Amy E.   Shinneman, husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921090002
   Office of the Linn County Recorder
    

 

 

	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
6/6/12
    	
 
    	
Todd K.W. Quass and Rachael E. Quaas,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921130002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/30/12
    	
 
    	
Trend T. Ray and Shannon Ray. husband and   wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921140002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/29/12
    	
 
    	
Trent W. Netolicky, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921070002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
VEGETATION MANAGEMENT EASEMENT
    	
 
    	
5/30/12
    	
 
    	
Vivian L. Sellner and Edward A. Sellner,   wife and husband 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/9/12
    	
 
    	
Doc Id: 019921050002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
4/2/12
    	
 
    	
Vondracek Properties, L.C.-Series 14
    	
 
    	
ITC Midwest LLC
    	
 
    	
5/15/12
    	
 
    	
Doc Id: 019814110002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
ACCESS EASEMENT 
    	
 
    	
1/25/11
    	
 
    	
ITC Midwest LLC
    	
 
    	
Golden Grain Enterprises, an Iowa general   partnership 
    	
 
    	
3/25/11
    	
 
    	
Doc Id: 015528640006
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
WARRANTY DEED 
    	
 
    	
9/28/12
    	
 
    	
Kurt H. Luedtke and Dee K. Lillie Luedtke,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/1/12
    	
 
    	
Doc Id: 020092910002
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN 
    	
 
    	
CORRECTIVE GUY AND ANCHOR EASEMENTS
    	
 
    	
8/8/12
    	
 
    	
Norman R. Nielsen 
    	
 
    	
ITC Midwest LLC
    	
 
    	
08/08/12
    	
 
    	
Doc Id: 019988430002
   Bk: 8377 Pg: 17-18
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT 
    	
 
    	
12/16/11
    	
 
    	
David C. Martin and Ramona B. Martin,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id:01959470002
   Bk: 8172 Pg: 632-633
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/16/11
    	
 
    	
The Revocable Trust of Evelyn A. Zingula,   dated July 8, 1999
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id:019595480002
   Bk: 8172 Pg: 630-631
   Office of the Linn County Recorder
    

 

 

	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/16/12
    	
 
    	
Mabel I. Janko 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id:019595450002
   Bk: 8172 Pg: 626-627
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/15/11
    	
 
    	
Margaret S. Scott 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id:019595420003
   Bk: 8172 Pg: 617-619
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
CORRECTIVE ELECTRIC LINE EASEMENT 
    	
 
    	
12/15/11
    	
 
    	
Margaret S. Scott
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id:019595410002
   Bk: 8172 Pg: 615-616
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/23/12
    	
 
    	
Linge Farm, LLC; an Iowa Limited Liability   Company
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/28/12
    	
 
    	
Doc Id: 019661790003
   BK: 8207 Pg: 318-320
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/15/11
    	
 
    	
Jerald L. Dreismeier and Carole A.   Dreismeier
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id: 019595400003
   Bk: 8172 Pg: 612-614
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/20/11
    	
 
    	
Linn County Rural Electric Cooperative   Association a/k/a Linn County REC
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id: 019595430003
   Bk: 8172 Pg: 620-622
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/6/12
    	
 
    	
Central City Manufacturing, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/28/12
    	
 
    	
Doc Id: 019661830002
   Bk: 8207 Pg: 327-328
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
12/15/11
    	
 
    	
George Nielsen 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id: 019595490002
   Bk: 8172 Pg: 634-635
   Office of the Linn County Recorder
    

 

 

	
LINN
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/17/12
    	
 
    	
Meythaler Farms, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/28/12
    	
 
    	
Doc Id: 019661820002
   Bk: 8207 Pg: 325-326
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/18/12
    	
 
    	
William E. Nielson 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/28/12
    	
 
    	
Doc Id: 019661810002
   Bk: 8207 Pg: 323-324
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/18/12
    	
 
    	
William E. Nielson and M. Jeanine Nielson,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/28/12
    	
 
    	
Doc Id: 019661800002
   Bk: 8207 Pg: 321-322
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT 
    	
 
    	
11/29/11
    	
 
    	
Wendling Quarries, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/19/12
    	
 
    	
Doc Id: 019595440003
   Bk: 8172 Pg: 623-625
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
11/16/11
    	
 
    	
Frederick M. Stroh and Mimi K. Stroh 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/29/11
    	
 
    	
Doc Id: 019562200002
   Bk: 8157 pg: 71-72
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
11/16/11
    	
 
    	
James S. Salat 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/29/11
    	
 
    	
Doc Id: 019562220002
   Bk: 8157 Pg: 75-76
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
11/15/11
    	
 
    	
Kenneth W. Oler and Susan Ann Oler 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/29/11
    	
 
    	
Doc Id: 019562230002
   Bk: 8157 Pg: 77-78
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
11/16/11
    	
 
    	
James S. Salat and Elisa Salat 
    	
 
    	
ITC Midwest LLC
    	
 
    	
12/29/11
    	
 
    	
Doc Id: 019562210002
   Bk: 8157 Pg: 73-74
   Office of the Linn County Recorder
    

 

 

	
LINN
    	
 
    	
WARRANTY DEED 
    	
 
    	
2/25/13
    	
 
    	
Marlyn D. Benish and Mickie Benish, husband   and wife, and Darrell L. Benish and Janet Benish, husband and wif, Janice   Howell a/k/a Janice M. Howell and James Howell, husband and wife, and Janelle   A. Benish, a single person 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/28/13
    	
 
    	
Doc Id: 020392260002
   Bk: 8597 Pg: 471-472
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/28/13
    	
 
    	
Coe College
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/7/13
    	
 
    	
Doc Id: 020354920003
   Bk: 8579 Pg: 74-76
   Office of the Linn County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
LINN
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
9/5/12
    	
 
    	
Airgas USA, LLC, a Delaware limited   liability company, successor by merger to Airgas-North Central, Inc., a   Delaware corporation
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/11/13
    	
 
    	
Doc Id: 020300670006
   Bk: 8552 Pg: 80-85
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL 
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
2/7/12
    	
 
    	
Ora Mae Henley as to a life estate, and Ann   Marie Hansen
    	
 
    	
ITC Midwest LLC
    	
 
    	
3/2/12
    	
 
    	
Doc Id: 00304850003
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/4/13
    	
 
    	
Thomas M. Ward and James E. Ward, subject   to a life estate in Earl G. Ward 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140000004
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/12/13
    	
 
    	
David M. Pyle and Dawn Rachel Pyle, husband   and wife, as JTWFROS and not as TIC
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140010002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/8/13
    	
 
    	
Burt D. Tecklenburg and Polly L.   Tecklenburg, husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140020002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/11/13
    	
 
    	
David J. Luthro, as Trustee of the David J.   Luthro Revocable Living Trust U/T/D 4-17-06 with full power to protect,   conserve, sell, lease, encumber or otherwise to manage and dispose of the   land or any part of it
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140030002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
2/13/13
    	
 
    	
Timothy David Snider 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140040002
   Office of the Marshall County Recorder
    

 

 

	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/8/13
    	
 
    	
Virginia Ferneau a/k/a Virginia Grabenbauer   and Richard Ferneau, as husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140050002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/13/13
    	
 
    	
Allen J. Miller and Sandra K. Miller,   husband and wife, as JTWFROS and not as TIC 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/13/13
    	
 
    	
Doc Id: 003140060002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
TREE TRIMMING EASEMENT 
    	
 
    	
1/28/13
    	
 
    	
Concrete Inc., an Iowa Corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140070002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
2/12/13
    	
 
    	
Jacqueline M. Cowan and Douglas L. Cowan 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003140080002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
1/7/13
    	
 
    	
Francis C. Roessler 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/27/13
    	
 
    	
Doc Id: 003136220002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/10/13
    	
 
    	
Eric W. Dee, as trustee of the Eric W. Dee   Revocable Trust Agreement dated March 11, 2010; and Jayne Hager Dee, as   Trustee of the Jayne Hager Dee Revocable Trust Agreement dated February 22,   2010
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 003134020003
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/7/13
    	
 
    	
Rosalyn Milbrandt, single
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 003134030002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/17/13
    	
 
    	
Norman Vansice and Charlene Vansice,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/1/13
    	
 
    	
Doc Id: 003134040002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/4/13
    	
 
    	
Burt Land Company, L.C., an Iowa Limited   Liability Company
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/28/13
    	
 
    	
Doc Id: 003132680002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/14/13
    	
 
    	
Gregory DeSaulniers
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/28/13
    	
 
    	
Doc Id: 003132650002
   Office of the Marshall County Recorder
    

 

 

	
MARSHALL
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/2/13
    	
 
    	
An undivided one half interest to Robert L.   Bauer, as trustee of the Robert L. Bauer Revocable Trust, u/a dated   Septemeber 17, 2010, and an undivided one-half interest to Jane E. Bauer, as   Trustee of the Jane E. Bauer Revocable Trust, u/a dated Septemeber 17, 2010
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/28/13
    	
 
    	
Doc Id: 003132660002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/29/13
    	
 
    	
Stalzer Farms, Inc.
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/7/13
    	
 
    	
Doc Id: 003135410002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
1/29/13
    	
 
    	
Stalzer Farms, Inc.
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/7/13
    	
 
    	
Doc Id: 003135420002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/18/13
    	
 
    	
David W. Corwin and Mary R. Corwin, husband   and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139120002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/23/13
    	
 
    	
James B. Fitz, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139330002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/23/13
    	
 
    	
Fitz Family Farm, Inc. 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139340002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/18/13
    	
 
    	
GMG Community School District 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139350002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/23/13
    	
 
    	
Michael E. Fitz, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139360002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/23/13
    	
 
    	
Carol L. Vert, single 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139370002
   Office of the Marshall County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
1/23/13
    	
 
    	
Goerge L. Fuller and Paula C. Fuller,   husband and wife 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139380002
   Office of the Marshall County Recorder
    

 

 

	
MARSHALL
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
12/13/13
    	
 
    	
Robert J. Wessels, Jr., as Trustee of   the Weesels Melbourne Farm Trust 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139390002
 Office of the Marshall County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
GUY AND ANCHOR EASEMENT 
    	
 
    	
1/23/13
    	
 
    	
Goerge L. Fuller and Paula C. Fuller,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139400002
 Office of the Marshall County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT 
    	
 
    	
2/13/13
    	
 
    	
Robert Stalzer and Margaret Stalzer,   husband and wife, an undivided one-third interest; Richard Stalzer and Sheryl   Stalzer, husband and wife, an undivided one-third interest; and Dale Stalzer   and Ann Stalzer, husband and wife, an undivided one-third interest
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/25/13
    	
 
    	
Doc Id: 003139410004
 Office of the Marshall County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MARSHALL
    	
 
    	
OVERHANG EASEMENT
    	
 
    	
1/4/13
    	
 
    	
Ervin Harre 
    	
 
    	
ITC Midwest LLC
    	
 
    	
1/28/13
    	
 
    	
Doc Id: 003132670002
 Office of the Marshall County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MONROE 
    	
 
    	
EASEMENT AGREEMENT 
    	
 
    	
10/7/11
    	
 
    	
Cargill, Incorporated, a Delaware   corporation
    	
 
    	
Interstate Power and Light Company, an Iowa   Corporation and ITC Midwest LLC
    	
 
    	
10/24/11
    	
 
    	
Book: 2011 Page: 1537
 Office of the Monroe County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MUSCATINE 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/24/11
    	
 
    	
Brad Daufeldt, a single person 
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/12/11
    	
 
    	
Doc #2011-03106
 Office of the Muscatine County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MUSCATINE
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
6/24/11
    	
 
    	
Micahel C. Purdy and Barbara Purdy, husband   and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
7/12/11
    	
 
    	
Doc #2011-03105
 Office of the Muscatine County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
MUSCATINE
    	
 
    	
WARRANTY DEED
    	
 
    	
4/17/12
    	
 
    	
Norma J. Brooks, a single person 
    	
 
    	
ITC Midwest LLC
    	
 
    	
4/20/12
    	
 
    	
Document # 2012-01707
 Office of the Muscatine County   Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
WARREN 
    	
 
    	
GUY AND ANCHOR EASEMENT
    	
 
    	
9/9/11
    	
 
    	
Dean L. Davis and Elizabeth M. Marchant,   husband and wife
    	
 
    	
ITC Midwest LLC
    	
 
    	
10/11/11
    	
 
    	
Book: 2011-7973
 Office of the Warren County Recorder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
WASHINGTON 
    	
 
    	
ELECTRIC LINE EASEMENT
    	
 
    	
11/11/11
    	
 
    	
Interstate Power and Light Company, an Iowa   Corporation 
    	
 
    	
ITC Midwest LLC
    	
 
    	
2/24/12
    	
 
    	
Instrument # 2012-0629
 Office of the Washington County   Recorder
    

 

 

Exhibit B

 

SUBORDINATION TERMS

 

The unsecured permitted indebtedness evidenced by this instrument is subordinated and subject in right of payment to the prior payment in full of all Senior Debt Obligations (as hereinafter defined) of ITC Midwest LLC, a limited liability company formed under the laws of the State of Michigan (the “Company”).  Each holder of this instrument, by its acceptance hereof, agrees to and shall be bound by all the provisions hereof.

 

All capitalized terms used herein and not otherwise defined herein shall have the meanings attributed to them in the Seventh Supplemental Indenture, dated as of March 18, 2013 (as in effect on the date hereof, the “Supplemental Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A. (as successor to The Bank of New York Trust Company, N.A.), as trustee (the “Trustee”).

 

The term “Senior Debt Obligations”, as used herein, shall include all, loans, advances, debts, liabilities and obligations, howsoever arising (whether or not evidenced by any note or instrument and whether or not for the payment of money), direct or indirect, absolute or contingent, due or to become due, now existing or hereafter arising (collectively, as used herein, “Obligations”) of the Company now or hereafter existing in respect of Senior Debt (as defined herein) and any amendments, modifications, deferrals, renewals or extensions of any such Senior Debt, or of any notes or evidences of indebtedness heretofore or hereafter issued in evidence of or in exchange for any such Obligation, whether for principal, interest (including interest payable in respect of any such Obligations subsequent to the commencement of any proceeding against or with respect to the Company under any chapter of the Bankruptcy Code, 11 U.S.C. § 101 et seq. (the “Bankruptcy Code”), or any provision of corresponding bankruptcy, insolvency or commercial reorganization legislation of any other jurisdiction, whether or not such interest is an allowed claim enforceable against the debtor, and whether or not the holder of such obligation would be otherwise entitled to receive dividends or payments with respect to any such interest or any such proceeding), premium (including Make-Whole Amount), if any, fees, expenses or otherwise.

 

The term “Senior Debt”, as used herein, shall mean (i) all Senior Secured Debt and (ii) all unsecured Debt of the Company permitted to be incurred by the Company pursuant to the Mortgage Indenture or the Supplemental Indenture which is not subject to any subordination terms whether or not similar to those set forth in this instrument.

 

The term “Subordinated Debt”, as used herein, shall mean all Obligations of the Company evidenced by this instrument owing to any Person now or hereafter existing hereunder (whether created directly or acquired by assignment or otherwise), whether for principal, interest (including, without limitation, interest accruing after the filing of a petition initiating any bankruptcy proceeding described in the definition of Senior Debt Obligations, whether or not such interest accrues after the filing of such petition for purposes of the Bankruptcy Code or is an allowed claim in such proceeding), fees, expenses or otherwise.

 

On and after the Closing Date, no payment on account of principal, interest, fees, premium, expenses or otherwise on this Subordinated Debt shall be made by the Company in cash or otherwise unless (a) full payment of all amounts then due and payable on all Senior Debt Obligations has been made, (b) such payment would be permitted by the Indenture and any Senior Debt Document (as defined below) and (c) immediately after giving effect to such payment, there shall not exist any Default or Event of Default.  Any such payment permitted pursuant to this paragraph is hereinafter referred to as a “Permitted Payment”.  For the purposes of these provisions, no Senior Debt Obligations shall be deemed to have

 

 

been paid in full until the obligee of such Senior Debt Obligations shall have received payment in full in cash and 91 days shall have elapsed since the date of receipt of such payment.

 

Upon any payment or distribution of assets of the Company of any kind or character, whether in cash, property or securities, to creditors upon any dissolution or winding up or total or partial liquidation or reorganization of the Company, whether voluntary or involuntary or in bankruptcy, insolvency, receivership or other proceedings, then and in any such event all principal, premium and interest and all other amounts due or to become due upon all Senior Debt Obligations shall first be paid in full before the holders of the Subordinated Debt shall be entitled to retain any assets so paid or distributed in respect of the Subordinated Debt (whether for principal, premium, interest or otherwise), and upon any such dissolution or winding up or liquidation or reorganization, any payment or distribution of assets of the Company of any kind or character, whether in cash, property or securities, to which the holders of the Subordinated Debt would be entitled, except as otherwise provided herein, shall be paid pro rata among the holders of Senior Debt Obligations by the Company or by any receiver, trustee in bankruptcy, liquidating trustee, agent or other Person making such payment or distribution, or by the holders of the Subordinated Debt if received by them.  So long as any Senior Debt Obligations are outstanding, the holder of this instrument shall not commence, or join with any creditor other than the Trustee or the Senior Debt Parties (as hereinafter defined) in commencing, or directly or indirectly causing the Company to commence, or assist the Company in commencing, any proceeding referred to in the preceding sentence.

 

The holder of this instrument hereby irrevocably authorizes and empowers (without imposing any obligation on) each Person (each such Person a “Senior Debt Party” and collectively, the “Senior Debt Parties”) that has entered into an agreement, instrument, or other document evidencing or relating to any Senior Debt Obligation (each such agreement, instrument or other document, a “Senior Debt Document”) as a lender or creditor and such Senior Debt Party’s representatives, under the circumstances set forth in the immediately preceding paragraph, to demand, sue for, collect and receive every such payment or distribution described therein and give acquittance therefor, to file claims and proofs of claims in any statutory or nonstatutory proceeding, to vote such Senior Debt Party’s ratable share of the full amount of the Subordinated Debt evidenced by this instrument in its sole discretion in connection with any resolution, arrangement, plan of reorganization, compromise, settlement or extension and to take all such other action (including, without limitation, the right to participate in any composition of creditors and the right to vote such Senior Debt Party’s ratable share of the full amount of the Subordinated Debt at creditors’ meetings for the election of trustees, acceptances of plans and otherwise), in the name of the holder of the Subordinated Debt evidenced by this instrument or otherwise, as such Senior Debt Party’s representatives may deem necessary or desirable for the enforcement of the subordination provisions of this instrument.  The holder of this instrument shall execute and deliver to each Senior Debt Party and such holder’s representatives all such further instruments confirming the foregoing authorization, and all such powers of attorney, proofs of claim, assignments of claim and other instruments, and shall take all such other action as may be reasonably requested by such holder or such holder’s representatives in order to enable such holder to enforce all claims upon or in respect of such holder’s ratable share of the Subordinated Debt evidenced by this instrument.

 

The holder of this instrument shall not, without the prior written consent of the Senior Debt Parties, have any right to accelerate payment of, or institute any proceeding to enforce, the Subordinated Debt so long as any Senior Debt Obligations are outstanding, unless and until all Senior Debt Parties have accelerated payment thereof and commenced proceedings to enforce such Senior Debt Obligations.

 

After the payment in full of all amounts due in respect of Senior Debt Obligations, the holder or holders of the Subordinated Debt shall be subrogated to the rights of the Senior Debt Parties to receive payments or distributions of cash, property or securities of the Company applicable to Senior Debt Obligations until

 

 

the principal of, premium on, interest on and all other amounts due or to become due with respect to the Subordinated Debt shall be paid in full subject to the terms and conditions of the Subordinated Debt or of any agreement among the holders of the Subordinated Debt and other Subordinated Debt of the Company.

 

If any payment (other than a Permitted Payment) or distribution of assets of the Company of any kind or character, whether in cash, property or securities, shall be received by the holder of the Subordinated Debt in such capacity before all Senior Debt Obligations are paid in full, such payment or distribution will be held in trust for the benefit of, and shall be immediately paid over pro rata among the Senior Debt Parties, for application to the payment in full of Senior Debt Obligations, until all Senior Debt Obligations shall have been paid in full.

 

Nothing contained in this instrument is intended to or shall impair as between the Company, its creditors (other than the Senior Debt Parties) and the holders of the Subordinated Debt, the obligations of the Company to pay to the holders of the Subordinated Debt, as and when the same shall become due and payable in accordance with their terms, or to affect the relative rights of the holders of the Subordinated Debt and creditors of the Company (other than the Senior Debt Parties).

 

The Senior Debt Parties shall not be prejudiced in their rights to enforce the subordination contained herein in accordance with the terms hereof by any act or failure to act on the part of the Company.

 

The holder of this instrument agrees to execute and deliver such further documents and to do such other acts and things as the Senior Debt Parties may reasonably request in order fully to effect the purposes of these subordination provisions.  Each holder of this instrument by its acceptance hereof authorizes and directs the trustee or other representative, if any, of the Subordinated Debt represented by this instrument on its behalf to take such further action as may be necessary to effectuate the subordination as provided herein and appoints such trustee or other representative, if any, as its attorney-in-fact for any and all such purposes.

 

The subordination effected by these provisions, and the rights of the Senior Debt Parties, shall not be affected by (i) any amendment of, or addition or supplement to, the Financing Agreements, any other Senior Debt Document, or any other document evidencing or securing Senior Debt Obligations, (ii) any exercise or non-exercise of any right, power or remedy under or in respect to the Financing Agreements, any other Senior Debt Document, or any other document evidencing or securing Senior Debt Obligations or (iii) any waiver, consent, release, indulgence, extension, renewal, modification, delay, or other action, inaction or omission, in respect of the Financing Agreements, any other Senior Debt Document, or any other document evidencing or securing Senior Debt Obligations; whether or not any holder of any Subordinated Debt shall have had notice or knowledge of any of the foregoing.

 

No failure on the part of any Senior Debt Party to exercise, and no delay in exercising, any right hereunder shall operate as a waiver thereof; nor all any single or partial exercise of any right hereunder preclude any other or further exercise thereof or the exercise of any other right.  The remedies herein provided are cumulative and not exclusive of any remedies provided by Law.

 

The holder of this instrument and the Company each hereby waive promptness, diligence, notice of acceptance and any other notice with respect to any of the Senior Debt Obligations and these terms of subordination and any requirement that the Trustee or any Senior Debt Party protect, secure, perfect or insure any Lien or any property subject thereto or exhaust any right to take any action against the Company or any other Person or any Mortgaged Property.

 

These terms of subordination shall continue to be effective or be reinstated, as the case may be, if at any time any payment of any of the Senior Debt Obligations is rescinded or must otherwise be returned by the

 

 

Trustee or any Senior Debt Party upon the insolvency, bankruptcy or reorganization of the Company or otherwise, all as though such payment had not been made.

 

The provisions of these terms of subordination constitute a continuing agreement and shall (i) remain in full force and effect until the indefeasible payment in full of the Senior Debt Obligations and the termination or expiration of all obligations to extend credit under the Senior Debt Documents, (ii) be binding upon the holder of this instrument, the Company and its successors, transferees and assignees and (iii) inure to the benefit of, and be enforceable by, the Trustee and each Senior Debt Party.  Without limiting the generality of the foregoing clause (iii), each Senior Debt Party may assign or otherwise transfer all or any portion of its rights and obligations under all or any of the Senior Debt Documents to any other Person (to the extent permitted by the Senior Debt Documents), and such other Person shall thereupon become vested with all the rights in respect thereof granted to such Senior Debt Party herein or otherwise.

 

This instrument shall be governed by and construed in accordance with, the laws of the State of New York.

 

 

Exhibit C

 

THIS BOND HAS NOT BEEN REGISTERED PURSUANT TO THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR PURSUANT TO THE SECURITIES LAWS OF ANY STATE.  ACCORDINGLY, THIS BOND MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED (1) EXCEPT IN ACCORDANCE WITH AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR (2) UNLESS THIS BOND IS REGISTERED UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE SECURITIES LAWS.

 

ITC MIDWEST LLC

4.09% First Mortgage Bonds, Series F due 2043

 

Original Interest Accrual Date:  April 4, 2013

Stated Maturity:  April 30, 2043

Interest Rate:  4.09% per annum

Interest Payment Dates:  April 30 and October 30

Regular Record Dates:  April 15 and October 15

 

This Bond is a Security within the 
 meaning of the within-mentioned Indenture.

 

 

	
Registered   No. [RB - ]
    	
[DATE]
    
	
$[                     ](1)
    	
PPN   450319 B@6
    

 

ITC MIDWEST LLC, a limited liability company duly organized and existing under the laws of the State of Michigan (herein called the “Company”, which term includes any successor corporation under the Indenture referred to below), for value received, hereby promises to pay to [                     ], or its registered assigns, the principal sum of [                                     ] DOLLARS ($            ) on the Stated Maturity specified above, and to pay interest (a) thereon from the Original Interest Accrual Date specified above or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semi-annually in arrears on the Interest Payment Dates specified above in each year, commencing on October 30, 2013 and at Maturity, at the Interest Rate per annum specified above, until the principal hereof is paid or duly provided for and (b) to the extent permitted by law, on any overdue payment (including any overdue prepayment) of principal, any overdue payment of interest and any overdue payment of any Make-Whole Amount, at a rate per annum from time to time equal to the greater of (i) 6.09% and (ii) 2.0% over the rate of interest publicly announced by JPMorgan Chase Bank, N.A. from time to time in New York, New York as its “base” or “prime” rate.  The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date shall, as provided in such Indenture, be paid to the Person in whose name this Bond (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date specified above (whether or not a Business Day) next preceding such Interest Payment Date.  Notwithstanding the foregoing, interest payable at Maturity shall be paid to the Person to whom principal shall be paid.  Except as otherwise provided in said Indenture, any such interest not so timely paid or duly provided for shall forthwith cease to be payable to the Bondholder on such Regular Record Date and may either be paid to the Person in whose name this Bond (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such

 

(1)                                 Reference is made to Schedule A attached hereto with respect to the amount of principal paid hereon and the last date to which interest has been paid hereon.

 

 

Defaulted Interest to be fixed by the Trustee, notice of which shall be given to the Bondholders not less than 10 days prior to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange or automated quotation system on which the Securities of this series may be listed, and upon such notice as may be required by such exchange or automated quotation system, all as more fully provided in said Indenture.

 

CERTIFICATE OF AUTHENTICATION

 

This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture.

 

	
Date   of Authentication:
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
THE   BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
    
	
 
    	
 
    	
 
    	
as Trustee
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
By:
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
Authorized   Officer
    

 

Capitalized terms used in this Bond and not otherwise defined herein shall have the meaning assigned to such term in the Indenture.

 

Subject to the home office payment obligation set forth in Section 2.02(b) of the Supplemental Indenture (referred to below), payment of the principal of and Make-Whole Amount, if any, on this Bond and interest hereon at Maturity shall be made upon presentation of this Bond at the office or agency of the Trustee in New York, New York at c/o The Bank of New York Mellon, Trust Services Window, 101 Barclay Street, New York, New York 10286 or at such other office or agency as may be designated for such purpose by the Company from time to time in accordance with the Indenture.  Subject to the home office payment obligation set forth in Section 2.02(b) of the Supplemental Indenture, payment of interest on this Bond (other than interest at Maturity) shall be made as set forth in Section 3.07 of the Original Indenture (as defined below).  Payment of the principal of and Make-Whole Amount, if any, and interest on this Bond, as aforesaid, shall be made in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts.

 

This Bond is one of a duly authorized issue of securities of the Company (all such series of securities herein called the “Securities”) issued and issuable in one or more series under and equally secured by a First Mortgage and Deed of Trust dated as of January 14, 2008 (such indenture as originally executed and delivered herein called the “Original Indenture” and as supplemented and modified by any and all indentures supplemental thereto, including the Supplemental Indenture referred to below, being herein called the “Indenture”), and has been issued pursuant to that certain Seventh Supplemental Indenture, dated as of March 18, 2013 (the “Supplemental Indenture”), each of the Original Indenture and the Seventh Supplemental Indenture being between the Company and The Bank of New York Mellon Trust Company, N.A. (as successor to The Bank of New York Trust Company, N.A.), as trustee (herein called the “Trustee,” which term includes any successor trustee under the Indenture), to which Indenture reference is hereby made for a description of the property mortgaged, pledged and held in trust as security for payment of all amounts due under this Bond, the nature and extent of the security and the respective rights, limitations of rights, duties and immunities of the Company, the Trustee and the Holders of the Securities thereunder and of the terms and conditions upon which the Securities (including the Securities of this series) are, and are to be, authenticated and delivered and secured.  The acceptance of this Bond 

 

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shall be deemed to constitute the consent and agreement by the Holder hereof to all of the terms and provisions of the Indenture.  This Bond is one of the series of Securities designated above.

 

Notwithstanding anything to the contrary in Section 1.18 of the Original Indenture, in the Supplemental Indenture or in this Bond, if the Stated Maturity or any Redemption Date of this Bond shall not be a Business Day at any Place of Payment, then (notwithstanding any other provision of the Original Indenture or the Supplemental Indenture or this Bond) payment of interest on or principal (and premium, if any) of this Bond due at the Stated Maturity or on any Redemption Date thereof need not be made at such Place of Payment on such date, but may be made on the next succeeding Business Day at such Place of Payment with the same force and effect as if made on the Stated Maturity or on any Redemption Date thereof, provided that interest shall accrue on the Outstanding principal amount of this Bond due at the Stated Maturity or on any Redemption Date thereof until the date of actual payment.  Interest hereon will be computed on the basis of a 360-day year of twelve 30-day months.

 

This Bond is subject to mandatory redemption under the circumstances set forth in Section 5.01 of the Original Indenture and as set forth in Section 2.03 of the Supplemental Indenture.  This Bond is subject to redemption at the option of the Company, in whole or in part, as set forth in Section 2.04 of the Supplemental Indenture.

 

If an Event of Default, as defined in the Indenture, occurs and is continuing, the principal of this Bond may be declared or otherwise become due and payable in the manner, at the price (including any applicable Make-Whole Amount) and with the effect provided in the Indenture.

 

The Original Indenture permits, with certain exceptions as therein provided, the Trustee to enter into one or more supplemental indentures for the purpose of adding any provisions to, or changing in any manner or eliminating any of the provisions of, the Indenture with the consent of the Holders of a majority in aggregate principal amount of the Securities of all series then Outstanding under the Indenture, considered as one class; provided, however, that if there shall be Securities of more than one series Outstanding under the Indenture and if a proposed supplemental indenture shall directly affect the rights of the Holders of Securities of one or more, but less than all, of such series, then the consent only of the Holders of a majority in aggregate principal amount of the Outstanding Securities of each series so directly affected, considered as one class, shall be required; and provided, further, that if the Securities of any series shall have been issued in more than one Tranche and if a proposed supplemental indenture shall directly affect the rights of the Holders of Securities of one or more, but less than all, of such Tranches, then the consent only of the Holders of a majority in aggregate principal amount of the Outstanding Securities of all Tranches so directly affected, considered as one class, shall be required; and provided, further, that the Original Indenture permits the Trustee to enter into one or more supplemental indentures for limited purposes without the consent of any Holders of Securities and for certain other purposes with the consent of all Holders of affected Securities.  The Original Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Securities then Outstanding, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences.  Any such consent or waiver by the Holder of this Bond shall be conclusive and binding upon such Holder and upon all future Holders of this Bond and of any Bond issued upon the registration of transfer hereof or in exchange therefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Bond.

 

No reference herein to the Indenture and no provision of this Bond or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal and interest and any Make-Whole Amount on this Bond at the times, place and rate, and in the coin or currency, herein prescribed.

 

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As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Bond is registrable in the Security Register, upon surrender of this Bond for registration of transfer at the office or agency of the Trustee in New York, New York, which as of the date hereof is located at c/o The Bank of New York Mellon, Trust Services Window, 101 Barclay Street, New York, New York 10286, or such other office or agency as may be designated by the Company from time to time in accordance with the Indenture, duly endorsed by, or accompanied by a written instrument of transfer in the form attached hereto as Annex A duly executed by the Holder hereof, or his attorney duly authorized in writing, and thereupon one or more new Securities of this series of authorized denominations and of like tenor and aggregate principal amount, will be issued to the designated transferee or transferees.

 

The Securities of this series are issuable only as registered Securities, without coupons, and in denominations of $250,000 or any integral multiple thereof.  As provided in the Indenture and subject to certain limitations therein set forth, Securities of this series are exchangeable for a like aggregate principal amount of Securities of the same series and Tranche, of any authorized denominations, as requested by the Holder surrendering the same, and of like tenor upon surrender of the Bond or Bonds to be exchanged at the office or agency of the Trustee in New York, New York at c/o The Bank of New York Mellon, Trust Services Window, 101 Barclay Street, New York, New York 10286, or such other office or agency as may be designated by the Company from time to time in accordance with the Indenture.

 

No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith in accordance with the Indenture.

 

The Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Bond is registered as the absolute owner hereof for all purposes, whether or not this Bond be overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary.

 

The Securities of this series are not entitled to the benefit of any sinking fund.

 

As provided in Section 2.05 of the Supplemental Indenture, except as may be agreed to by the Holder hereof in connection with an offer made to all Holders of the Securities of this series on the same terms and conditions, the Company shall not and shall not permit any Affiliate of the Company to purchase, redeem or otherwise acquire, directly or indirectly, this Bond, except upon the payment or redemption of this Bond in accordance with the terms of the Indenture.  The Company will promptly cause the Trustee to cancel this Bond once acquired by it or any Affiliate of the Company pursuant to any payment, redemption or purchase of this Bond pursuant to any provision of the Indenture and no Bonds may be issued in substitution or exchange for this Bond.

 

As provided in Section 16.01 of the Original Indenture, no recourse shall be had for the payment of the principal of or Make-Whole Amount, if any, or interest on any Securities, or any part thereof, or for any claim based thereon or otherwise in respect thereof, or of the indebtedness represented thereby, or upon any obligation, covenant or agreement under the Indenture, against, and no personal liability whatsoever shall attach to, or be incurred by, any incorporator, organizer, member, manager, stockholder, officer, director or employee, as such, past, present or future of the Company or of any predecessor or successor corporation (either directly or through the Company or a predecessor or successor corporation), whether by virtue of any constitutional provision, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise; it being expressly agreed and understood that the Indenture and all the Securities (including the Bonds) are solely corporate obligations and that any such personal liability is hereby expressly waived and released as a condition of, and as part of the consideration for, the execution of the Indenture and the issuance of the Securities (including the Bonds).

 

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Demand, presentment, protest and notice of non-payment and protest are hereby waived by the Company.

 

This Bond shall be governed by and construed in accordance with the law of the State of New York, except that (i) if this Bond shall become qualified and shall become subject to the Trust Indenture Act, to the extent that the Trust Indenture Act shall be applicable, this Bond shall be governed by and construed in accordance with the Trust Indenture Act and (ii) if the law of any jurisdiction wherein any portion of the Mortgaged Property is located shall govern the creation of a mortgage lien on and security interest in, or perfection, priority or enforcement of the Lien of the Indenture or exercise of remedies with respect to, such portion of the Mortgaged Property, this Bond shall be governed by and construed in accordance with the law of such jurisdiction to the extent mandatory.

 

Unless the certificate of authentication hereon has been executed by the Trustee or an Authenticating Agent by manual signature, this Bond shall not be entitled to any benefit as a Security under the Indenture or be valid or obligatory for any purpose.

 

[The remainder of this page is intentionally left blank.]

 

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IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.

 

 

	
 
    	
 
    	
ITC   MIDWEST LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:   ITC Holdings Corp., as Sole Member
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Name:   Rejji Hayes
    
	
 
    	
 
    	
Title:   Vice President, Finance and Treasurer and Chief Financial Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Date:
    	
 
    	
 
    	
 
    
					

 

 

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SCHEDULE A

 

SCHEDULE OF NOTATIONS

 

The notations on the following table have been made by the holder of the within Bond in connection with the transfer thereof in accordance with Section 2.02(b) of the Supplemental Indenture.

 

	
Date of Notation
    	
 
    	
Amount of principal paid
   on the within Bond
    	
 
    	
Last date to which interest has
   been paid on the within Bond
    	
 
    	
Notation by Holder
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    

 

 

ANNEX A

 

FORM OF ASSIGNMENT

 

FOR VALUE RECEIVED the undersigned hereby sell(s), assign(s) and transfer(s) unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER

 

	
 
    
	
 
    
	
 
    

Please print or typewrite name and address, including postal zip code of assignee

	
 
    

 

the within Bond and all rights thereunder, hereby irrevocably constituting and appointing

 

attorney to transfer said Bond on the Security Register, upon surrender of said Bond at office or agency of the Trustee in New York, New York, or such other office or agency as may be designated by the Company from time to time in accordance with the Indenture, with full power of substitution in the premises.

 

	
Dated:
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
[NAME   OF TRANSFEROR]
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
 
    
	
 
    	
 
    	
 
    	
Name:
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
NOTICE:  The   signature to this assignment must correspond with the name as written upon   the face of the within Bond in every particular, without alteration or   enlargement or any change whatever.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Signature   Guarantee:
    	
 
    
						

 

SIGNATURE GUARANTEE

 

Signatures must be guaranteed by an “eligible guarantor institution” meeting the requirements of the Security Registrar, which requirements include membership or participation in the Security Transfer Agent Medallion Program (“STAMP”) or such other “signature guarantee program” as may be determined by the Security Registrar in addition to, or in substitution for, STAMP, all in accordance with the Securities Exchange Act of 1934, as amended.Exhibit 4.2

 

EXECUTION COPY

 

AVERY DENNISON CORPORATION,

 

as Issuer

 

AND

 

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,

 

as Trustee

 

 

THIRD SUPPLEMENTAL INDENTURE

 

Dated as of April 8, 2013

 

To

 

INDENTURE

 

Dated as of November 20, 2007

 

 

3.35% Senior Notes due 2023

 

 

THIRD SUPPLEMENTAL INDENTURE (as hereinafter defined, the “Third Supplemental Indenture”), dated as of April 8, 2013, between AVERY DENNISON CORPORATION, a Delaware corporation (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association, as Trustee (the “Trustee”).

 

WHEREAS, the Company and the Trustee executed and delivered an Indenture, dated as of November 20, 2007 (the “Base Indenture” and, together with the Third Supplemental Indenture, the “Indenture”), to provide for the issuance by the Company of unsecured debentures, notes, bonds or other evidences of indebtedness in an unlimited amount to be issued from time to time in one or more series as provided in the Base Indenture;

 

WHEREAS, pursuant to a Board Resolution, dated April 1, 2013, the Company authorized the creation and issuance of a series of its debt securities under the Indenture, designated as the “3.35% Senior Notes due 2023” in the initial aggregate principal amount of $250,000,000 (the “Notes”);

 

WHEREAS, Section 14.01 of the Base Indenture provides that the Company, when authorized by a Board Resolution, and the Trustee, from time to time and at any time, may enter into one or more supplemental indentures to establish the forms and terms of Securities as permitted in Section 3.01 of the Base Indenture;

 

WHEREAS, the Company desires to establish the form and terms of the Notes in accordance with Sections 2.01 and 3.01 of the Base Indenture;

 

WHEREAS, the Company has determined that this Third Supplemental Indenture is authorized and permitted by Section 14.01 of the Base Indenture and has delivered to the Trustee an Opinion of Counsel to that effect and an Officer’s Certificate pursuant to Section 3.03 of the Base Indenture to the effect that all conditions precedent provided for in the Base Indenture to the Trustee’s execution and delivery of this Third Supplemental Indenture have been complied with;

 

WHEREAS, the Indenture is subject to the provisions of the Trust Indenture Act that are required to be part of the Indenture and shall, to the extent applicable, be governed by such provisions; and

 

WHEREAS, all things necessary to make this Third Supplemental Indenture a valid agreement of the Company, in accordance with its terms, and to make the Notes, when executed by the Company and authenticated and delivered by the Trustee, the valid obligations of the Company, have been performed, and the execution and delivery of this Third Supplemental Indenture has been duly authorized in all respects.

 

NOW, THEREFORE, in consideration of the covenants and agreements set forth herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows:

 

ARTICLE 1

 

DEFINITIONS

 

Section 1.1                                    Definition of Terms.  For all purposes of this Third Supplemental Indenture, except as otherwise expressly provided or unless the context requires otherwise:

 

(a)                                 a term defined in the Base Indenture and not otherwise defined herein has the same meaning when used in this Third Supplemental Indenture; and

 

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(b)                                 the following terms have the meanings given to them in this Section 1.1(b) and shall have the meaning set forth below for purposes of this Third Supplemental Indenture and the Base Indenture as it relates to the Notes created hereby:

 

“Additional Notes” shall have the meaning set forth in Section 6.1 hereof.

 

“Attributable Debt” means, as to any particular lease under which any Person is at the time liable and at any date as of which the amount thereof is to be determined, the total net amount of rent required to be paid by such Person under such lease during the remaining primary term thereof, discounted from the respective due dates to such date at the actual percentage rate inherent in such arrangement as the Company has determined in good faith. The net amount of rent required to be paid under any such lease for any such period shall be the aggregate amount of the rent payable by the lessee with respect to such period after excluding amounts required to be paid on account of maintenance and repairs, insurance, taxes, assessments, water rates and similar charges. In the case of any lease which is terminable by the lessee upon the payment of a penalty, such net amount shall also include the amount of such penalty, but no rent shall be considered as required to be paid under such lease subsequent to the first date upon which it may be so terminated.

 

“Change of Control” means the occurrence of any of the following:

 

(a)                                 the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or more series of related transactions, of all or substantially all of the Company’s assets and the Company’s Subsidiaries’ assets, taken as a whole, to any person, other than the Company or one of the Company’s Subsidiaries;

 

(b)                                 the consummation of any transaction (including, without limitation, any merger or consolidation), the result of which is that any person becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of more than 50% of the Company’s outstanding Voting Stock or other Voting Stock into which the Company’s Voting Stock is reclassified, consolidated, exchanged or changed, measured by voting power rather than number of shares; or

 

(c)                                  the first day on which a majority of the members of the Company’s Board of Directors are not Continuing Directors.

 

Notwithstanding the foregoing, a transaction will not be deemed to involve a Change of Control if (a) the Company becomes a direct or indirect wholly-owned Subsidiary of a holding company and (b)(1) the direct or indirect holders of the Voting Stock of such holding company immediately following that transaction are substantially the same as the holders of the Companys’ Voting Stock immediately prior to that transaction or (2) immediately following that transaction no person (other than a holding company satisfying the requirements of this sentence) is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of such holding company. The term “person,” as used in this definition, has the meaning given thereto in Section 13(d)(3) of the Exchange Act.

 

“Change of Control Offer” shall have the meaning set forth in Section 3.2 hereof.

 

“Change of Control Payment” shall have the meaning set forth in Section 3.2 hereof.

 

“Change of Control Payment Date” shall have the meaning set forth in Section 3.2 hereof.

 

“Change of Control Triggering Event” means the occurrence of both a Change of Control and a Rating Event.

 

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“Comparable Treasury Issue” means the United States Treasury security selected by the Quotation Agent as having an actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Notes.

 

“Comparable Treasury Price” means, with respect to any Redemption Date, (a) the average of four Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest such Reference Treasury Dealer Quotations, (b) if the Company obtains fewer than four such Reference Treasury Dealer Quotations, the average of all such Reference Treasury Dealer Quotations, or (c) if only one Reference Treasury Dealer Quotation is received, such Reference Treasury Dealer Quotation.

 

“Consolidated Net Tangible Assets” means the aggregate amount of assets (less applicable reserves and other properly deductible items) less (i) all liabilities, other than deferred income taxes and Funded Debt, and (ii) goodwill, trade names, trademarks, patents, organizational expenses and other like intangibles owned by the Company as well as the Company’s consolidated Subsidiaries and computed in accordance with generally accepted accounting principles.

 

“Continuing Directors” means, as of any date of determination, any member of the Company’s Board of Directors who (a) was a member of such Board of Directors on the date the Notes were issued or (b) was nominated for election, elected or appointed to such Board of Directors with the approval of a majority of the Continuing Directors who were members of such Board of Directors at the time of such nomination, election or appointment (either by a specific vote or by approval of the Company’s proxy statement in which such member was named as a nominee for election as a director, without objection to such nomination).

 

“Debt” means debt issued, assumed or guaranteed by the Company or a Subsidiary for money borrowed.

 

“Funded Debt” means (i) all indebtedness for money borrowed having a maturity of more than 12 months from the date as of which the determination is made or having a maturity of 12 months or less but by its terms being renewable or extendible beyond 12 months from such date at the option of the borrower and (ii) rental obligations payable more than 12 months from such date under leases which are capitalized in accordance with generally accepted accounting principles (such rental obligations to be included as Funded Debt at the amount so capitalized and to be included for the purposes of the definition of Consolidated Net Tangible Assets both as an asset and as Funded Debt at the amount so capitalized).

 

“Holder” means the Person in whose name a Registered Security is registered in the Register.

 

“Interest Period” shall have the meaning set forth in Section 2.3(b) hereof.

 

“Investment Grade” means a rating equal to or higher than Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by S&P, and the equivalent Investment Grade credit rating from any replacement Rating Agency or Rating Agencies selected by the Company.

 

“Lien” means any lien, mortgage or pledge.

 

“Moody’s” means Moody’s Investors Service, Inc., and its successors.

 

“Optional Redemption Price” shall have the meaning set forth in Section 3.1(a) hereof.

 

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“Quotation Agent” means a Reference Treasury Dealer appointed by the Company.

 

“Principal Property” means any real property the Company or any Subsidiaries own or hereafter acquire (including related land and improvements thereon and all machinery and equipment included therein without deduction of any depreciation reserves) of which on the date as of which the determination is being made exceeds 2% of Consolidated Net Tangible Assets other than (i) any property which in the Company’s determination is not of material importance to the total business conducted by the Company and its Subsidiaries as an entirety or (ii) any portion of a particular property which is similarly found not to be of material importance to the use or operation of such property.

 

“Prospectus Supplement” means the prospectus supplement relating to the Notes filed by the Company with the SEC on April 5, 2013.

 

“Rating Agencies” means (a) each of Moody’s and S&P; and (b) if either of Moody’s or S&P ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating organization” within the meaning of Section 3(a)(62) of the Exchange Act selected by the Company (as certified by a resolution of the Company’s Board of Directors) as a replacement agency for Moody’s or S&P, or both of them, as the case may be.

 

“Rating Event” means the rating on the Notes is lowered by each of the Rating Agencies and the Notes are rated below Investment Grade by each of the Rating Agencies on any day within the 60-day period (which 60-day period will be extended so long as the rating of the Notes is under publicly announced consideration for a possible downgrade by any of the Rating Agencies) after the earlier of (1) the occurrence of a Change of Control and (2) public notice of the occurrence of a Change of Control or the Company’s intention to effect a Change of Control; provided, however, that a Rating Event otherwise arising by virtue of a particular reduction in rating will not be deemed to have occurred in respect of a particular Change of Control (and thus will not be deemed a Rating Event for purposes of the definition of Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not announce or publicly confirm or inform the Trustee in writing at the Company’s or its request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or not the applicable Change of Control has occurred at the time of the Rating Event).

 

“Reference Treasury Dealer” means (a) each of Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC (or their respective affiliates that are primary U.S. Government securities dealers in New York City (each, a “Primary Treasury Dealer”)) and their respective successors and (b) two other Primary Treasury Dealers selected by the Company in good faith; provided, however, that if any of the foregoing ceases to be a Primary Treasury Dealer, the Company will substitute another Primary Treasury Dealer.

 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Quotation Agent, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Quotation Agent by such Reference Treasury Dealer at 5:00 p.m. (New York City time) on the third Business Day preceding such Redemption Date.

 

“Regular  Record Date” means, with respect to any Interest Payment Date, the April 1 and October 1 (whether or not a Business Day) preceding the relevant Interest Payment Date.

 

“Remaining Scheduled Payments” means the remaining scheduled payments of the principal and interest on the Notes to be redeemed that would be due after the related Redemption Date but for such

 

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redemption; provided, however, that if such Redemption Date is not an Interest Payment Date, the amount of the next scheduled interest payment thereon will be reduced by the amount of interest accrued thereon to, but not including, such Redemption Date.

 

“S&P” means Standard & Poor’s Rating Services, a division of The McGraw-Hill Companies, Inc., and its successors.

 

“Treasury Rate” means, as determined by the Quotation Agent, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to actual or interpolated maturity (on a day count basis) of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date.

 

“Voting Stock” means, with respect to any specified “person” (as that term is used in Section 13(d)(3) of the Exchange Act) as of any date, the capital stock of such person that is at the time entitled to vote generally in the election of the board of directors of such person.

 

ARTICLE 2

 

GENERAL TERMS AND CONDITIONS OF THE NOTES

 

Section 2.1                                    Designation  and Principal Amount.  The Notes may be issued from time to time upon written order of the Company for the authentication and delivery of the Notes pursuant to Sections 3.01 and 3.03 of the Base Indenture.  There is hereby authorized a series of Securities designated as the “3.35% Senior Notes due 2023,” initially limited in aggregate principal amount to $250,000,000 (except upon registration of transfer of, or in exchange for, or in lieu of, other Notes pursuant to Sections 3.03, 3.04, 3.06, 4.06, 14.05 of the Base Indenture).

 

Section 2.2                                    Stated Maturity.  The date upon which the Notes shall become due and payable at final maturity, together with any accrued and unpaid interest, shall be April 15, 2023.

 

Section 2.3                                    Interest.

 

(a)                                 The Notes shall bear interest at the rate of 3.35% per annum.  The date from which interest shall accrue on the Notes shall be April 8, 2013.  Interest on the Notes shall be payable semi-annually in arrears on April 15 and October 15 of each year, beginning on October 15, 2013, to the Persons in whose name the Notes are registered at the close of business on the Regular Record Date for such Interest Payment Date, except as provided in Section 2.3(d) hereof.

 

(b)                                  Interest payable on any Interest Payment Date, the Stated Maturity or, if applicable, any Redemption Date or otherwise at Maturity shall be the amount of interest accrued from, and including, the immediately preceding Interest Payment Date in respect of which interest has been paid or duly provided for (or from and including the original issue date of April 8, 2013, if no interest has been paid or duly provided for with respect to the Notes) to, but excluding, such Interest Payment Date, Stated Maturity or, if applicable, Redemption Date or other Maturity, as the case may be (each, an “Interest Period”).

 

(c)                                  The amount of interest payable for any full semi-annual Interest Period shall be computed on the basis of a 360-day year consisting of twelve 30-day months.  The amount of interest payable for any period shorter than a full semi-annual Interest Period for which interest is computed shall be computed on the basis of a 30-day month and, for any period less than a month, on the basis of the actual number of days elapsed per 30-day month.  In the event that any scheduled Interest Payment Date for the Notes falls on a day that is not a Business Day, then payment of interest payable on such Interest Payment

 

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Date shall be postponed to the next succeeding day which is a Business Day (and no interest on such payment shall accrue for the period from and after such scheduled Interest Payment Date).

 

(d)                                 In the event that the Stated Maturity, any Redemption Date or other Maturity falls on a day that is not a Business Day, then the related payments of principal, premium, if any, and interest may be made on the next succeeding day that is a Business Day (and no additional interest shall accumulate on the amount payable for the period from and after the Stated Maturity or any Redemption Date or other Maturity).  Interest due on the Stated Maturity or any Redemption Date or other Maturity (in each case, whether or not an Interest Payment Date) on any of the Notes shall be paid to the Person to whom principal of the Notes is payable.

 

Section 2.4                                    Place of Payment and Appointment.  Principal of, premium, if any, and interest on the Notes shall be payable, the transfer of the Notes shall be registrable, and the Notes shall be exchangeable for Notes of a like aggregate principal amount, at the office or agency of the Company maintained for such purpose in New York, New York, which shall initially be a corporate trust office of the Trustee or its affiliate; provided,  however, that payment of interest may be made at the option of the Company by check mailed to the Person entitled thereto at such address as shall appear in the Security Register or by wire transfer to an account appropriately designated by the Person entitled to payment; and provided, further, the Company shall pay principal of, premium, if any, and interest on, the Notes in global form registered in the name of or held by The Depository Trust Company or such other Depositary as any officer of the Company may from time to time designate, or its respective nominee, by wire in immediately available funds to such Depositary or its nominee, as the case may be, as the Holder of such Notes in global form.

 

The Security Registrar and Paying Agent for the Notes shall initially be the Trustee.

 

Section 2.5                                    Defeasance. The Company may elect, at its option at any time, to have Article XII of the Base Indenture apply to the Notes.

 

Section 2.6                                    Denominations.  The Notes shall be issuable only in minimum denominations of $2,000 and integral multiples of $1,000 in excess thereof.

 

Section 2.7                                    Global Securities.  The Notes shall be issued initially in the form of a permanent Global Security in registered form deposited with or for the account of The Depository Trust Company or such other Depositary as any officer of the Company may from time to time designate.  Unless and until each such Global Security is exchanged for Notes in certificated form, the Global Security may be transferred, in whole but not in part, and any payments on the Notes shall be made only to the Depositary or a nominee of the Depositary, or to a successor Depositary selected or approved by the Company or to a nominee of such successor Depositary.

 

Section 2.8                                    Form of the Notes.  The form of the Notes and the Trustee’s Certificate of Authentication to be endorsed thereon shall be substantially in the form attached as Exhibit A hereto, with such changes therein as the officers of the Company executing the Notes (by manual or facsimile signature) may approve, such approval to be conclusively evidenced by their execution thereof.

 

Section 2.9                                    No Sinking Fund.  The Notes shall not be entitled to the benefit of any sinking fund.

 

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ARTICLE 3

 

REDEMPTION OF THE NOTES

 

Section 3.1                                    Optional Redemption by Company.

 

(a)                                 Subject to the terms of the Indenture, the Notes shall be redeemable in whole or in part, at the Company’s option, at any time and from time to time at a redemption price (the “Optional Redemption Price”) equal to the greater of:

 

(i)                                     100% of the principal amount of the Notes to be redeemed; and

 

(ii)                                  the sum of the present values of the Remaining Scheduled Payments discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate, plus 25 basis points, plus accrued and unpaid interest thereon to, but not including, the Redemption Date;

 

provided, however, that if the Company redeems any Notes on or after January 15, 2023 (the date falling three months prior to the Stated Maturity), the redemption price for the Notes will be equal to 100% of the principal amount of the Notes to be redeemed, plus accrued and unpaid interest thereon to, but not including, the Redemption Date.  The Optional Redemption Price shall be determined by the Company.

 

(b)                                 Notice of any redemption shall be mailed not less than 30 days and not more than 60 days prior to the Redemption Date to each Holder of Notes to be redeemed.

 

(c)                                  Unless the Company defaults in payment of the Optional Redemption Price, from and after the Redemption Date, interest shall cease to accrue on the Notes or portions thereof called for redemption. If less than all of the Notes are to be redeemed, the Notes to be redeemed shall be selected by the Trustee by a method that the Trustee deems to be fair and appropriate and may provide for the selection for redemption of a portion of the principal amount of Notes held by a Holder equal to an authorized denomination. If the Company redeems less than all of the Notes and the Notes are then held in book-entry form, the redemption will be made in accordance with the Depositary’s customary procedures.

 

Section 3.2                                    Change of Control Triggering Event.

 

(a)                                 If a Change of Control Triggering Event occurs, unless the Company has exercised its option to redeem the Notes as described in Section 3.1 hereof, the Company shall be required to make an offer (a “Change of Control Offer”) to each Holder of the Notes to repurchase all or any part (equal to $2,000 or an integral multiple of $1,000 in excess thereof) of that Holder’s Notes on the terms set forth in the Notes. In a Change of Control Offer, the Company shall be required to offer payment in cash equal to 101% of the aggregate principal amount of Notes repurchased, plus accrued and unpaid interest, if any, on the Notes repurchased to, but not including, the repurchase date (a “Change of Control Payment”). Within 30 days following any Change of Control Triggering Event or, at the Company’s option, prior to any Change of Control, but after public announcement of the transaction that constitutes or may constitute the Change of Control, a notice shall be mailed to Holders of the Notes describing the transaction that constitutes or may constitute the Change of Control Triggering Event and offering to repurchase such Notes on the repurchase date specified in the applicable notice, which date shall be no earlier than 30 days and no later than 60 days from the date on which such notice is mailed (a “Change of Control Payment Date”).

 

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(b)                                 The notice shall, if mailed prior to the date of consummation of the Change of Control, state that the Change of Control Offer is conditioned on the Change of Control Triggering Event occurring prior to or on the applicable Change of Control Payment Date specified in the notice.

 

(c)                                  On any applicable Change of Control Payment Date, the Company shall, to the extent lawful:

 

(i)                                     accept for payment all Notes or portions of Notes properly tendered pursuant to the applicable Change of Control Offer;

 

(ii)                                  deposit with the Paying Agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly tendered pursuant to the applicable Change of Control Offer; and

 

(iii)                               deliver or cause to be delivered to the Trustee the Notes properly accepted together with an Officer’s Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased.

 

(d)                                 The Company shall not be required to make a Change of Control Offer upon the occurrence of a Change of Control Triggering Event if a third party makes such an offer in the manner, at the times and otherwise in compliance with the requirements for an offer made by the Company, and the third party repurchases all Notes properly tendered and not withdrawn under its offer. In addition, the Company shall not repurchase any Notes if there has occurred and is continuing on the Change of Control Payment Date an Event of Default under the Indenture, other than a default in the payment of the Change of Control Payment upon a Change of Control Triggering Event.

 

The Company shall comply with the requirements of Rule 14e-1 under the Exchange Act and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Triggering Event. To the extent that the provisions of any such securities laws or regulations conflict with the Change of Control Offer provisions of the Notes, the Company shall comply with those securities laws and regulations and shall not be deemed to have breached the Company’s obligations under the Change of Control Offer provisions of the Notes by virtue of any such conflict.

 

ARTICLE 4

 

COVENANTS

 

Section 4.1                                    Restriction on Secured Debt.  Neither the Company nor any Subsidiary shall incur, issue, assume or guarantee any Debt secured by a Lien on any Principal Property of the Company or any Subsidiary or any shares of capital stock of or Debt of any Subsidiary, without effectively providing that the Notes shall be secured equally and ratably with (or, at the option of the Company, prior to) such secured Debt; provided, however, that this limitation shall not apply to:

 

(a)                                 any Lien existing on the date of this Indenture;

 

(b)                                 Liens on property of, or on any shares of capital stock of or Debt of, any Person existing at the time such Person is merged with or into or consolidated with the Company or any Subsidiary or otherwise becomes a Subsidiary;

 

(c)                                  Liens in the Company’s favor or in favor of any Subsidiary;

 

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(d)                                 Liens in favor of governmental bodies to secure progress, advance or other payments pursuant to any contract or provision of any statute;

 

(e)                                  Liens on property existing at the time of acquisition thereof by the Company or any Subsidiary;

 

(f)                                   any Lien securing indebtedness incurred to finance the purchase price or cost of construction of property (or additions, substantial repairs, alterations or substantial improvements thereto), provided that such Lien and the indebtedness secured thereby are incurred within twelve months of the later of acquisition or completion of construction (or addition, repair, alteration or improvement) and full operation thereof;

 

(g)                                  Liens securing industrial revenue bonds, pollution control bonds or similar types of bonds;

 

(h)                                 mechanics and similar Liens arising in the ordinary course of business in respect of obligations not due or being contested in good faith;

 

(i)                                     Liens arising from deposits with, or the giving of any form of security to, any governmental agency required as a condition to the transaction of business or exercise of any privilege, franchise or license;

 

(j)                                    Liens for taxes, assessments or governmental charges or levies which are not then delinquent or, if delinquent, are being contested in good faith;

 

(k)                                  Liens put on any property in contemplation of its disposition, provided the Company has a binding agreement to sell at the time the Lien is imposed and the Company disposes of the property within one year after the creation of the Liens and that any indebtedness secured by the Liens is without recourse to the Company or any of its Subsidiaries;

 

(l)                                     Liens (including judgment liens) arising from legal proceedings being contested in good faith (and, in the case of judgment liens, execution thereof is stayed); and

 

(m)                             any extension, renewal or replacement of any Liens referred to in the foregoing clauses (a) through (l) inclusive or any Debt secured thereby, provided that such extension, renewal or replacement shall be limited to all or part of the same property, shares of capital stock or Debt that secured the Lien extended, renewed or replaced.

 

Notwithstanding the foregoing, the Company and its Subsidiaries may issue, assume or guarantee Debt secured by a Lien which would otherwise be subject to the restrictions described above, provided that the aggregate amount of all such secured Debt, together with all the Company’s and its Subsidiaries’ Attributable Debt with respect to sale and leaseback transactions involving Principal Properties (with the exception of such transactions which are excluded as described in clauses (a) through (e) of Section 4.2), may not exceed 15% of Consolidated Net Tangible Assets.

 

Section 4.2                                    Restriction on Sale and Leaseback Transactions.  Neither the Company nor any Subsidiary shall enter into any arrangement with any Person (other than the Company or a Subsidiary), or to which any such Person is a party, providing for the leasing to the Company or a Subsidiary of any Principal Property that has been or is to be sold or transferred by the Company or such Subsidiary to such Person or to any other Person (other than the Company or a Subsidiary), to which the funds have been or are to be advanced by such Person on the security of the leased property (a “sale and leaseback transaction”); provided, however, this limitation shall not apply if:

 

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(a)                                 the lease is for a period, including renewal rights, of not in excess of three years;

 

(b)                                 the sale or transfer of the Principal Property is made at the time of, or within 120 days after, the later of its acquisition or completion of construction;

 

(c)                                  the lease secures or relates to industrial revenue bonds, pollution control bonds or other similar types of bonds;

 

(d)                                 the transaction is between the Company and a Subsidiary or between Subsidiaries;

 

(e)                                  the Company or a Subsidiary, within 120 days after the Company or a Subsidiary makes a sale or transfer, applies an amount equal to the greater of the net proceeds of the sale of the Principal Property leased pursuant to such arrangement or the fair market value of the Principal Property so leased at the time of entering into such arrangement (as determined in any manner approved by the board of directors) to:

 

(i)                                     the retirement of the Notes or the Company’s other Funded Debt ranking on a parity with or senior to the Notes, or the retirement of the securities or other Funded Debt of a Subsidiary; provided, however, that the amount to be applied to the retirement of the Company’s Funded Debt or a Subsidiary’s Funded Debt shall be reduced by (x) the principal amount of any Notes (or other notes or debentures constituting such Funded Debt) delivered within such 120-day period to the Trustee for retirement and cancellation and (y) the principal amount of such Funded Debt, other than items referred to in the preceding clause (x), voluntarily retired by the Company or a Subsidiary within 120 days after such sale; and provided  further, that notwithstanding the foregoing, no retirement referred to in this subclause (A) may be effected by payment at maturity or pursuant to any mandatory sinking fund payment or any mandatory prepayment provision, or

 

(ii)                                  the purchase of other property which shall constitute a Principal Property having a fair market value, in the Company’s determination, at least equal to the fair market value of the Principal Property leased in such sale and leaseback transaction; or

 

(f)                                   after giving effect to the transaction, the aggregate amount of all Attributable Debt with respect to such transactions plus all Debt secured by Liens on Principal Properties, or on shares of capital stock or Debt of Subsidiaries (with the exception of secured Debt which is excluded as described in Section 4.1), would not exceed 15% of Consolidated Net Tangible Assets.

 

Section 4.3                                    Restriction on the Payment of Dividends and Other Payments.  The Company shall not declare or pay any dividends or make any distributions on its capital stock (except in shares of, or warrants or rights to subscribe for or purchase shares of, its capital stock), nor may the Company or any Subsidiary make any payment to retire or acquire shares of such stock, at a time when a payment default described in Section 5.1(1) or Section 5.1(2) has occurred and is continuing.

 

Section 4.4                                    Existence.  Except as otherwise permitted by Section 6.04 of the Base Indenture, the Company shall do or cause to be done all things necessary to preserve and keep in full force and effect its existence as a corporation or other Person.

 

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ARTICLE 5

 

EVENTS OF DEFAULT

 

Section 5.1                                    Events of Default. The following “Events of Default” shall apply with respect to the Notes (notwithstanding Section 7.01 of the Base Indenture, which shall be deemed amended and restated, and superseded, by the following):

 

“Event of Default” means, with respect to the Notes, any one of the following events (whatever the reason for such Event of Default and whether it shall be voluntary or involuntary or be effected by operation of law, pursuant to any judgment, decree or order of any court or any order, rule or regulation of any administrative or governmental body):

 

(1)                                 default in the payment of any interest upon the Notes when due and payable and the default continues for a period of 30 days;

 

(2)                                 default in the payment of the principal of, and premium, if any, on the Notes when due and payable at Maturity, upon required repurchase, upon acceleration, by call for redemption or otherwise;

 

(3)                                 the failure of the Company for 90 days (or 120 days in the case of a breach of Section 10.02 of the Base Indenture) to comply with any of its agreements contained in the Notes or the Indenture after written notice of such Default from the Trustee or Holders of at least 25% in principal amount of the Notes then Outstanding has been received by the Company;

 

(4)                               the Company fails to pay at maturity or the acceleration of any of its or its Subsidiaries’ indebtedness, other than non-recourse indebtedness, at any one time in an amount in excess of $50 million, if the indebtedness is not discharged or the acceleration is not annulled within 30 days after written notice to the Company by the Trustee or the Holders of at least 25% in principal amount of the Outstanding Notes;

 

(5)                                 the entry by a court having jurisdiction in the premises of (A) a decree or order for relief in respect of the Company in an involuntary case or proceeding under any applicable federal or state bankruptcy, insolvency, reorganization or other similar law or (B) a decree or order adjudging the Company bankrupt or insolvent, or approving as properly filed a petition seeking reorganization, arrangement, adjustment or composition of or in respect of the Company under any applicable federal or state law, or appointing a custodian, receiver, liquidator, assignee, trustee, sequestrator or other similar official of the Company or of any substantial part of its property, or ordering the winding-up or liquidation of its affairs, and the continuance of any such decree or order for relief or any such other decree or order unstayed and in effect for a period of 90 consecutive days;

 

(6)                                 the commencement by the Company of a voluntary case or proceeding under any applicable federal or state bankruptcy, insolvency, reorganization or other similar law or of any other case or proceeding to be adjudicated bankrupt or insolvent, or the consent by either the Company to the entry of a decree or order for relief in respect of the Company in an involuntary case or proceeding under any applicable federal or state bankruptcy, insolvency, reorganization or other similar law or to the commencement of any bankruptcy or insolvency case or proceeding against the Company, or the filing by the Company of a petition or answer or consent seeking reorganization or relief under any applicable federal or state law, or the consent by the Company to the filing of such petition or to the appointment of or taking possession by a custodian, receiver, liquidator, assignee, trustee, sequestrator or other similar official of the Company or of any 

 

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substantial part of its property, or the making by the Company of an assignment for the benefit of creditors, or the admission by the Company in writing of its inability to pay its debts generally as they become due, or the authorization of any such action by the Board of Directors of the Company.

 

Section 5.2                                    Acceleration of Maturity Upon Certain Events of Default.  The following provision shall apply with respect to the Notes (notwithstanding Section 7.02(a) of the Base Indenture, which shall be deemed amended and restated, and superseded, by the following):

 

If any one or more of the above-described Events of Default shall happen (other than an Event of Default specified in Sections 5.1(5) or (6) above) with respect to the Notes at the time Outstanding, then, and in each and every such case, during the continuance of any such Event of Default, the Trustee or the Holders of 25% or more in principal amount of the Notes then Outstanding may (and upon the written request of the Holders of a majority in principal amount of such Notes then Outstanding, the Trustee shall) declare the principal of and all accrued but unpaid interest on all the Notes then Outstanding, if not then due and payable, to be due and payable, and upon any such declaration the same shall become and be immediately due and payable, anything in this Indenture or in Notes contained to the contrary notwithstanding. If an Event of Default specified in Sections 5.1(5) or (6) above occurs, then the principal of and all accrued but unpaid interest on all the Notes then Outstanding will ipso facto become and be immediately due and payable without any declaration or other act on the part of the Trustee or any Holder. Upon payment of such amounts in the Currency in which the Notes are denominated (except as otherwise provided pursuant to Section 3.01 of the Base Indenture), all obligations of the Company in respect of the payment of principal of and interest on the Notes shall terminate.

 

ARTICLE 6

 

ADDITIONAL NOTES

 

Section 6.1                                    Additional Notes.  Subject to the terms and conditions contained herein, the Company may from time to time, without the notice to or consent of the existing Holders of the Notes, create and issue additional notes (the “Additional Notes”) ranking equally and ratably with the Notes in all respects (except for the payment of interest accruing prior to the issue date of such Additional Notes or except, in some cases, for the first payment of interest following the issue date of such Additional Notes).  Any such Additional Notes, at the Company’s determination and in accordance with provisions of the Indenture, shall be consolidated with and form a single series with the previously outstanding Notes for all purposes of the Indenture; provided, that in certain cases such Additional Notes may be issued under a different CUSIP number.  The aggregate principal amount of any Additional Notes shall be unlimited.

 

Section 6.2                                    Additional Notes Terms.  With respect to any Additional Notes, the Company shall set forth in a Board Resolution and in an Officer’s Certificate, a copy of each of which shall be delivered to the Trustee, the following information:

 

(a)                                 the aggregate principal amount of such Additional Notes to be authenticated and delivered pursuant to this Indenture; and

 

(b)                                 the issue price, the issue date and the CUSIP number of such Additional Notes and the amount of interest payable on the first payment date applicable thereto.

 

For the avoidance of doubt, in addition to the Officer’s Certificate, the Trustee shall also receive an Opinion of Counsel regarding the enforceability of the Additional Notes, together with the Opinion of Counsel required under Sections 14.01 and 16.01 of the Base Indenture.

 

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ARTICLE 7

 

SUPPLEMENTAL INDENTURES

 

Section 7.1                                    Supplemental Indentures Without Consent of Holders. The following provisions relating to supplemental indentures shall apply with respect to the Notes (notwithstanding Section 14.01 of the Base Indenture, which shall be deemed amended and restated, and superseded, by the following):

 

The Company (when authorized by a Board Resolution) and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental hereto, in form satisfactory to the Trustee, for any one or more of or all the following purposes:

 

(1)                                 to add to the covenants and agreements of the Company to be observed thereafter and during the period, if any, in such supplemental indenture or indentures expressed, and to add Events of Defaults, in each case for the protection or benefit of the Holders, or to surrender any right or power herein conferred upon the Company;

 

(2)                                 to add to or change any of the provisions of this Indenture to change or eliminate any restrictions on the payment of principal of, or premium, if any, on the Notes; provided that any such action shall not adversely affect the interests of the Holders in any material respect, or to permit or facilitate the issue of the Notes in uncertificated form;

 

(3)                                 to evidence the succession of another corporation to the Company, or successive successions, and the assumption by such successor of the covenants and obligations of the Company contained in the Notes and in this Indenture or any supplemental indenture;

 

(4)                                 to evidence and provide for the acceptance of appointment hereunder by a successor trustee with respect to the Notes and to add to or change any of the provisions of this Indenture as shall be necessary for or facilitate the administration of the trusts hereunder by more than one Trustee, pursuant to the requirements of Section 11.06(c) of the Base Indenture;

 

(5)                                 to secure the Notes;

 

(6)                                 to evidence any changes to this Indenture pursuant to Sections 11.05, 11.06 or 11.07 of the Base Indenture as permitted by the terms thereof;

 

(7)                                 to cure any ambiguity or to correct or supplement any provision contained herein or in any indenture supplemental hereto which may be defective or inconsistent with any other provision contained herein or in any supplemental indenture;

 

(8)                                 to comply with the requirements of the Trust Indenture Act or the rules and regulations of the SEC thereunder in order to effect or maintain the qualification of this Indenture under the Trust Indenture Act, as contemplated by this Indenture or otherwise;

 

(9)                                 to add guarantors or co-obligors with respect to the Notes;

 

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(10)                          to make any change in the Notes that does not adversely affect in any material respect the interests of the Holders; provided that no such change shall be deemed to adversely effect the Holders if such change is made to conform the terms of the Notes to the terms described in the Prospectus Supplement;

 

(11)                          to prohibit the authentication and delivery of additional series of Notes; or

 

(12)                          to establish the form and terms of the Notes as permitted in this Indenture or to authorize the issuance of additional debt securities previously authorized or to add to the conditions, limitations or restrictions on the authorized amount, terms or purposes of issue, authentication or delivery of the Notes, as set forth in this Indenture, or other conditions, limitations or restrictions thereafter to be observed.

 

Section 7.2                                    Supplemental Indentures With Consent of Holders. The following provisions relating to supplemental indentures shall apply with respect to the Notes (notwithstanding Section 14.02 of the Base Indenture, which shall be deemed amended and restated, and superseded, by the following):

 

With the consent of the Holders of not less than a majority in principal amount of the Outstanding Notes, the Company (when authorized by a Board Resolution) and the Trustee may, from time to time and at any time, enter into an indenture or indentures supplemental to this Indenture for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of this Indenture or modifying in any manner the rights of the Holders; provided, however, that no such supplemental indenture will, without the consent of each Holder:

 

(1)                                 extend the Stated Maturity of the principal of, or any installment of interest on, the Notes, or reduce the principal amount thereof or the interest thereon or any premium payable upon redemption or repurchase thereof, or change the Currency in which the principal of, premium, if any, or interest on the Notes is denominated or payable, or impair the right to institute suit for the enforcement of any payment on or after the Stated Maturity thereof (or, in the case of redemption, on or after the Redemption Date), or materially adversely affect the economic terms of any right to convert or exchange the Notes as may be provided pursuant to Section 3.01(r) of the Base Indenture;

 

(2)                                 reduce the percentage in principal amount of the Notes, the consent of whose Holders is required for any supplemental indenture, or the consent of whose Holders is required for any waiver of compliance with certain provisions of this Indenture or certain Default hereunder and their consequences provided for in this Indenture;

 

(3)                                 modify any provisions of this Section or Section 6.06 or 7.06 of the Base Indenture, except to increase any of the respective percentages referred to therein or to provide that certain other provisions of this Indenture cannot be modified or waived without the consent of the Holder affected thereby; provided, however, that this clause shall not be deemed to require the consent of any Holder with respect to changes in the references to “the Trustee” and concomitant changes or the deletion of this proviso, in accordance with the requirements of Section 11.06 and 14.01(f) of the Base Indenture; or

 

(4)                                 modify, without the written consent of the Trustee, the rights, duties or immunities of the Trustee; it being understood that in no event shall the Trustee be 

 

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obligated to enter into any amendment or supplemental indenture that affects its own rights, duties or immunities under this Indenture or otherwise.

 

It will not be necessary for any act of Holders under the preceding paragraph to approve the particular form of any proposed supplemental indenture, but it will be sufficient if such act will approve the substance thereof.

 

Section 7.3                                    Effect of Supplemental Indentures. A supplemental indenture which changes or eliminates any covenant or other provision of this Indenture with respect to the Notes or which modifies the rights of the Holders with respect to such covenant or other provision, will be deemed not to affect the rights under the Indenture of Holders of other series of Securities. A supplemental indenture which changes or eliminates any covenant or other provision of the Indenture with respect to Securities of any other series or which modifies the rights of the Holders of Securities of any other series with respect to such covenant or other provision, will be deemed not to affect the rights under the Indenture of Holders of the Notes.

 

ARTICLE 8

 

MISCELLANEOUS

 

Section 8.1                                    Confirmation of Base Indenture.  The Base Indenture, as supplemented by this Third Supplemental Indenture, is in all respects ratified and confirmed, and this Third Supplemental Indenture shall be deemed part of the Base Indenture in the manner and to the extent herein and therein provided.

 

Section 8.2                                    Responsibility of Recitals, Etc.  The Trustee assumes no responsibility for the correctness of the recitals. The Trustee makes no representations as to the validity or the sufficiency of this Third Supplemental Indenture or of the Notes. The Trustee shall not be accountable for the use or application by the Company of the Notes or the proceeds thereof.

 

Section 8.3                                    Concerning the Trustee. The Trustee does not assume any duties, responsibility or liabilities by reason of this Third Supplemental Indenture other than as set forth in the Indenture and, in carrying out its responsibilities hereunder, the Trustee shall have all of the rights, powers, privileges, protections and immunities which it possesses under the Indenture.  In no event shall the Trustee be responsible or liable for special, indirect, or consequential loss or damage of any kind whatsoever (including, but not limited to, loss of profit) irrespective of whether the Trustee has been advised of the likelihood of such loss or damage and regardless of the form of action.

 

The Trustee agrees to accept and act upon instructions or directions pursuant to this Indenture sent by unsecured e-mail, facsimile transmission or other similar unsecured electronic methods (including pdf files).  If the party elects to give the Trustee e-mail or facsimile instructions (or instructions by a similar electronic method) and the Trustee in its discretion elects to act upon such instructions, the Trustee’s understanding of such instructions shall be deemed controlling.  The Trustee shall not be liable for any losses, costs or expenses arising directly or indirectly from the Trustee’s reliance upon and compliance with such instructions notwithstanding such instructions conflict or are inconsistent with a subsequent written instruction.  The party providing electronic instructions agrees to assume all risks arising out of the use of such electronic methods to submit instructions and directions to the Trustee, including without limitation the risk of the Trustee acting on unauthorized instructions, and the risk or interception and misuse by third parties.

 

Section 8.4                                    Governing Law.  This Third Supplemental Indenture and the Notes shall be governed by, and construed in accordance with, the laws of the State of New York.

 

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Section 8.5                                    Severability.  In case any one or more of the provisions contained in this Third Supplemental Indenture or in the Notes shall for any reason be held to be invalid, illegal or unenforceable in any respect, then, to the extent permitted by law, such invalidity, illegality or unenforceability shall not affect any other provisions of this Third Supplemental Indenture, or of the Notes, but this Third Supplemental Indenture and the Notes shall be construed as if such invalid or illegal or unenforceable provision had never been contained herein or therein.

 

Section 8.6                                    Counterparts.  This Third Supplemental Indenture may be executed in any number of counterparts each of which shall be an original, but such counterparts shall together constitute but one and the same instrument.

 

Section 8.7                                    Conflict with Trust Indenture Act.  If any provision hereof limits, qualifies or conflicts with a provision of the Trust Indenture Act which is required to be a part of and govern this Third Supplemental Indenture, the provision of the Trust Indenture Act shall control.  If any provision of this Third Supplemental Indenture modifies or excludes any provision of the Trust Indenture Act which may be so modified or excluded, the latter provision shall be deemed to apply to this Third Supplemental Indenture, as so modified or excluded, as the case may be.

 

Section 8.8                                    Effect of Headings.  The Article and Section headings herein are for convenience only and shall not affect the construction hereof.

 

Section 8.9                                    Waiver of Jury Trial.  EACH OF THE COMPANY AND THE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS INDENTURE, THE NOTES OR THE TRANSACTION CONTEMPLATED HEREBY.

 

[Remainder of page intentionally left blank]

 

16

 

IN WITNESS WHEREOF, the parties hereto have caused this Third Supplemental Indenture to be duly executed, as of the day and year first written above.

 

	
 
    	
AVERY   DENNISON CORPORATION
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/  Karyn E. Rodriguez
    
	
 
    	
Name:
    	
Karyn   E. Rodriguez
    
	
 
    	
Title:
    	
Vice   President and Treasurer
    

 

[Signature Page to the Third Supplemental Indenture]

 

 

	
 
    	
THE   BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:   
    	
/s/   L. Garcia
    
	
 
    	
Name:
    	
L.   Garcia
    
	
 
    	
Title:
    	
Vice   President
    

 

[Signature Page to the Third Supplemental Indenture]

 

 

EXHIBIT A

 

[To be included in Global Securities — THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF.  THIS NOTE MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A NOTE REGISTERED, AND NO TRANSFER OF THIS NOTE IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE.

 

UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR THE INDIVIDUAL SECURITIES REPRESENTED HEREBY, THIS GLOBAL SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OR SUCH SUCCESSOR DEPOSITARY.]

 

AVERY DENNISON CORPORATION

 

3.35% Senior Notes due 2023

CUSIP: 053611AG4

ISIN: US053611AG44

 

	
No.
    	
U.S.   $
    

 

Avery Dennison Corporation, a corporation duly organized and existing under the laws of Delaware (herein called the “Company”, which term includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay to Cede & Co. or registered assigns, the principal sum of [                      ] DOLLARS ($[                      ]) on April 15, 2023 and to pay interest thereon from April 8, 2013 or from the most recent Interest Payment Date to which interest has been paid or duly provided for, semi-annually on April 15 and October 15 in each year, beginning on October 15, 2013, at the rate of 3.35% per annum, until the principal hereof is paid or made available for payment.  The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date shall, as provided in such Indenture, be paid to the Person in whose name this Note (or one or more predecessor Notes) is registered at the close of business on the Regular Record Date for such interest, which shall be, as the case may be, the April 1 or October 1 (whether or not a Business Day) next preceding such Interest Payment Date.  Any such interest not so punctually paid or duly provided for shall forthwith cease to be payable to the Holder on such Regular Record Date and may either be paid to the Person in whose name this Note (or one or more predecessor Notes) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not more than 30 days and not less than 10 days prior to such Special Record Date, or be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such notice as may be required by such exchange, all as more fully provided in said Indenture.

 

Payment of the principal of, premium, if any, and interest on this Note shall be made at the office or agency of the Company maintained for that purpose in New York, New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts; and provided, however, that at the option of the Company, payment of interest may be made by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register or by wire transfer to an account maintained by the Person entitled thereto as specified in the Security Register; and provided, further, the Company shall pay principal of, premium, if any, and 

 

A-1

 

interest on this Note in global form registered in the name of or held by The Depository Trust Company or such other Depositary as any officer of the Company may from time to time designate, or its respective nominee, by wire in immediately available funds to such Depositary or its nominee, as the case may be, as the Holder of this Note in global form.

 

Reference is hereby made to the further provisions of this Note set forth on the reverse hereof, which further provisions shall for all purposes have the same effect as if set forth at this place.

 

Unless the certificate of authentication hereon has been executed by the Trustee referred to on the reverse hereof by manual signature, this Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose.

 

[Remainder of page intentionally left blank]

 

A-2

 

IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed as of the date first written above.

 

	
 
    	
AVERY   DENNISON CORPORATION
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
Name:
    
	
 
    	
Title:
    

 

 

ATTESTED:

 

 

	
By:
    	
 
    	
 
    
	
Name:
    
	
Title:
    

 

A-3

 

This is one of the Securities issued referred to in the within-mentioned Indenture.

 

Dated:  April [    ], 2013

 

	
 
    	
THE BANK OF NEW YORK   MELLON TRUST COMPANY, N.A., as Trustee
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
 
    
	
 
    	
 
    	
           Authorized   Signatory
    

 

A-4

 

[Reverse of Note]

 

This Note is one of a duly authorized series of Securities of the Company (herein called the “Note” or the “Notes,” as the case may be), issued and to be issued in one or more series under an Indenture, dated as of November 20, 2007 (herein called the “Base Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as amended and supplemented by the Third Supplemental Indenture, dated as of April 8, 2013 (the “Third Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., a national banking association, as trustee (the “Trustee”). Reference is hereby made to the Indenture for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes, and of the terms upon which the Notes are, and are to be authenticated and delivered.

 

The Notes shall be redeemable in whole or in part, at the Company’s option, at any time and from time to time at a redemption price (the “Optional Redemption Price”) equal to the greater of: (1) 100% of the principal amount of such Notes Outstanding to be redeemed; and (2) the sum of the present values of the Remaining Scheduled Payments discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate, plus 25 basis points, plus accrued and unpaid interest thereon to, but not including, the Redemption Date; provided, however, that if the Company redeems any Notes on or after January 15, 2023 (the date falling three months prior to the Stated Maturity), the redemption price for the Notes will be equal to 100% of the principal amount of the Notes to be redeemed, plus accrued and unpaid interest thereon to, but not including, the Redemption Date.

 

Interest installments whose Stated Maturity is on or prior to such Redemption Date shall be payable to the Holders of such Notes, or one or more Predecessor Securities, of record at the close of business on the relevant Record Dates referred to on the face hereof, all as provided in the Indenture. Notice of any such redemption shall be mailed not less than 30 days and not more than 60 days prior to the Redemption Date to each Holder of the Notes to be redeemed.

 

For purposes of the redemption provisions, the following terms are applicable:

 

“Comparable Treasury Issue” means the United States Treasury security selected by the Quotation Agent as having an actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Notes.

 

“Comparable Treasury Price” means, with respect to any Redemption Date, (a) the average of four Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest such Reference Treasury Dealer Quotations, (b) if the Company obtains fewer than four such Reference Treasury Dealer Quotations, the average of all such Reference Treasury Dealer Quotations, or (c) if only one Reference Treasury Dealer Quotation is received, such Reference Treasury Dealer Quotation.

 

“Quotation Agent” means a Reference Treasury Dealer appointed by the Company.

 

“Reference Treasury Dealer” means (a) each of Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC (or their respective affiliates that are primary U.S. Government securities dealers in New York City (each, a “Primary Treasury Dealer”)) and their 

 

A-5

 

respective successors and (b) two other Primary Treasury Dealers selected by the Company in good faith; provided, however, that if any of the foregoing ceases to be a Primary Treasury Dealer, the Company will substitute another Primary Treasury Dealer.

 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Quotation Agent, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Quotation Agent by such Reference Treasury Dealer at 5:00 p.m. (New York City time) on the third Business Day preceding such Redemption Date.

 

“Remaining Scheduled Payments” means the remaining scheduled payments of the principal and interest on the Notes to be redeemed that would be due after the related Redemption Date but for such redemption; provided, however, that if such Redemption Date is not an Interest Payment Date, the amount of the next scheduled interest payment thereon will be reduced by the amount of interest accrued thereon to, but not including, such Redemption Date.

 

“Treasury Rate” means, as determined by the Quotation Agent, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to actual or interpolated maturity (on a day count basis) of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date.

 

In the event of redemption of the Notes in part only, a new Note or Notes for the unredeemed portion hereof shall be issued in the name of the Holder hereof upon the cancellation hereof.

 

If a Change of Control Triggering Event occurs, unless the Company has exercised its option to redeem the Notes as described above, the Company shall be required to make an offer (the “Change of Control Offer”) to each Holder of the Notes to repurchase all or any part (equal to $2,000 or an integral multiple of $1,000 in excess thereof) of that Holder’s Notes on the terms set forth herein. In a Change of Control Offer, the Company shall be required to offer payment in cash equal to 101% of the aggregate principal amount of Notes repurchased, plus accrued and unpaid interest, if any, on the Note repurchased to, but not including, the repurchase date (the “Change of Control Payment”). Within 30 days following any Change of Control Triggering Event or, at the Company’s option, prior to any Change of Control, but after public announcement of the transaction that constitutes or may constitute the Change of Control, a notice shall be mailed to Holders of Notes describing the transaction that constitutes or may constitute the Change of Control Triggering Event and offering to repurchase the Notes on the repurchase date specified in the applicable notice, which date shall be no earlier than 30 days and no later than 60 days from the date on which such notice is mailed (the “Change of Control Payment Date”) pursuant to the procedures described in such notice and in conformity with the Indenture.

 

The notice shall, if mailed prior to the date of the consummation of the Change of Control, state that the Change of Control Offer is conditioned on the Change of Control Triggering Event occurring prior to or on the applicable Change of Control Payment Date specified in the notice.

 

On any applicable Change of Control Payment Date, the Company shall, to the extent lawful: (a) accept for payment all Notes or portions of Notes properly tendered pursuant to the Change of Control Offer; (b) deposit with the Paying Agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly tendered pursuant to the applicable Change of Control Offer; and (c) deliver or cause to be delivered to the Trustee the Notes properly accepted together with an Officer’s Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased.

 

A-6

 

The Company shall not be required to make the Change of Control Offer upon the Change of Control Triggering Event if a third party makes such an offer in the manner, at the times and otherwise in compliance with the requirements for an offer made by the Company, and the third party repurchases all Notes properly tendered and not withdrawn under its offer. In addition, the Company shall not repurchase any Notes if there has occurred and is continuing on the Change of Control Payment Date an Event of Default under the Indenture, other than a default in the payment of the Change of Control Payment upon a Change of Control Triggering Event.

 

The Company shall comply with the requirements of Rule 14e-1 under the Exchange Act and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Triggering Event. To the extent that the provisions of any securities laws or regulations conflict with the Change of Control Offer provisions of the Notes, the Company shall comply with those securities laws and regulations and shall not be deemed to have breached the Company’s obligations under the Change of Control Offer provisions of the Notes by virtue of any such conflict.

 

For purposes of the Change of Control Offer provisions, the following terms are applicable:

 

“Change of Control” means the occurrence of any of the following:

 

(a)                                 the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or more series of related transactions, of all or substantially all of the Company’s assets and the Company’s Subsidiaries’ assets, taken as a whole, to any person, other than the Company or one of the Company’s Subsidiaries;

 

(b)                                 the consummation of any transaction (including, without limitation, any merger or consolidation), the result of which is that any person becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of more than 50% of the Company’s outstanding Voting Stock or other Voting Stock into which the Company’s Voting Stock is reclassified, consolidated, exchanged or changed, measured by voting power rather than number of shares; or

 

(c)                                  the first day on which a majority of the members of the Company’s Board of Directors are not Continuing Directors.

 

Notwithstanding the foregoing, a transaction shall not be deemed to involve a Change of Control if (a) the Company becomes a direct or indirect wholly-owned Subsidiary of a holding company and (b)(1) the direct or indirect holders of the Voting Stock of such holding company immediately following that transaction are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction or (2) immediately following that transaction no person (other than a holding company satisfying the requirements of this sentence) is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of such holding company. The term “person,” as used in this definition, has the meaning given thereto in Section 13(d)(3) of the Exchange Act.

 

 “Change of Control Triggering Event” means the occurrence of both a Change of Control and a Rating Event.

 

“Continuing Directors” means, as of any date of determination, any member of the Company’s Board of Directors who (a) was a member of such Board of Directors on the date the Notes were issued or (b) was nominated for election, elected or appointed to such Board of Directors with the approval of a majority of the Continuing Directors who were members of such Board of Directors at the time of such nomination, election or appointment (either by a specific vote or by approval of the Company’s proxy 

 

A-7

 

statement in which such member was named as a nominee for election as a director, without objection to such nomination).

 

“Investment Grade” means a rating equal to or higher than Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by S&P, and the equivalent Investment Grade credit rating from any replacement Rating Agency or Rating Agencies selected by the Company.

 

“Moody’s” means Moody’s Investors Service, Inc., and its successors.

 

“Person” means an individual, a corporation, a limited liability company, a partnership, a joint-stock company, a trust, an unincorporated organization or a government or an agency or political subdivision thereof.

 

“Rating Agencies” means (a) each of Moody’s and S&P; and (b) if either of Moody’s or S&P ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating organization” within the meaning of Section 3(a)(62) of the Exchange Act selected by the Company (as certified by a resolution of the Company’s Board of Directors) as a replacement agency for Moody’s or S&P, or both of them, as the case may be.

 

“Rating Event” means the rating on the Notes is lowered by each of the Rating Agencies and the Notes are rated below Investment Grade by each of the Rating Agencies on any day within the 60-day period (which 60-day period will be extended so long as the rating of the notes is under publicly announced consideration for a possible downgrade by any of the Rating Agencies) after the earlier of (1) the occurrence of a Change of Control and (2) public notice of the occurrence of a Change of Control or the Company’s intention to effect a Change of Control; provided, however, that a Rating Event otherwise arising by virtue of a particular reduction in rating will not be deemed to have occurred in respect of a particular Change of Control (and thus will not be deemed a Rating Event for purposes of the definition of Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not announce or publicly confirm or inform the Trustee in writing at the Company’s or its request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or not the applicable Change of Control has occurred at the time of the Rating Event).

 

“S&P” means Standard & Poor’s Rating Services, a division of The McGraw-Hill Companies, Inc., and its successors.

 

“Voting Stock” means, with respect to any specified “person” (as that term is used in Section 13(d)(3) of the Exchange Act) as of any date, the capital stock of such person that is at the time entitled to vote generally in the election of the board of directors of such person.

 

The Notes shall not be entitled to the benefit of any sinking fund.

 

The Indenture contains provisions for defeasance and discharge at any time of (1) the entire indebtedness of the Notes or (ii) certain restrictive covenants and Events of Default with respect to the Notes, in each case upon compliance with certain conditions set forth in the Indenture.

 

If an Event of Default with respect to the Notes shall occur and be continuing, the principal of the Notes may be declared or shall become due and payable in the manner and with the effect provided in the Indenture.

 

A-8

 

The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Notes to be affected under the Indenture at any time by the Company and the Trustee with the consent of the Holders of a majority in principal amount of the Notes at the time Outstanding to be affected.  The Indenture also contains provisions permitting the Holders of specified percentages in principal amount of the Notes at the time Outstanding, on behalf of the Holders of all Notes, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences.  Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future Holders of this Note and of any Notes issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Note.

 

As provided in and subject to the provisions of the Indenture, no Holder shall have any right to institute any action, suit or proceeding at law or in equity for the execution of any trust under the Indenture or for the appointment of a receiver or for any other remedy hereunder, in each case with respect to an Event of Default with respect to the Notes, unless such Holder previously shall have given to the Trustee written notice of the happening of one or more of the Events of Default, and unless also the Holders of 25% in principal amount of the Notes than Outstanding shall have requested the Trustee in writing to take action in respect of the matter complained of, and unless also there shall have been offered to the Trustee security and indemnity satisfactory to it against the costs, expenses and liabilities to be incurred therein or thereby, and the Trustee, for 60 days after receipt of such notification, request and offer of indemnity, shall have neglected or refused to institute any such action, suit or proceeding; and such notification, request and offer of indemnity are hereby declared in every such case to be conditions precedent to any such action, suit or proceeding by any Holder; it being understood and intended that no one or more of the Holders shall have any right in any manner whatsoever by his, her, its or their action to enforce any right under the Indenture, except in the manner therein provided, and that every action, suit or proceeding at law or in equity shall be instituted, had and maintained in the manner provided in the Indenture and for the equal benefit of all Holders of the Outstanding Notes.

 

No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of, premium, if any, and interest on the Notes at the times, place and rate, and in the coin or currency, herein prescribed.

 

As provided in the Indenture and subject to certain limitations therein set forth, the transfer of the Notes is registrable in the Security Register, upon surrender of the Notes for registration of transfer at the office or agency of the Company in any place where the principal of, premium, if any, and interest on the Notes are payable, duly endorsed by or accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Notes and of like tenor, of authorized denominations and for the same aggregate principal amount, shall be issued to the designated transferee or transferees.

 

The Notes are issuable only in registered form without coupons in minimum denominations of U.S. $2,000 and integral multiple of U.S. $1,000 in excess thereof.  As provided in the Indenture and subject to certain limitations therein set forth, the Notes are exchangeable for a like aggregate principal amount of Notes and of like tenor of a different authorized denomination, as requested by the Holder surrendering the same.

 

A-9

 

No service charge shall be made for any such registration of transfer or exchange, but the Company or the Trustee may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith.

 

Prior to due presentment of the Notes for registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name the Notes are registered as the owner hereof for all purposes, whether or not the Notes be overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary.

 

All capitalized terms used, but not defined, in the Notes shall have the meanings assigned to them in the Indenture.

 

A-10

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