Document:

EX-10.84

 Exhibit 10.84 
 The Bank of New York Mellon Corporation 
 Defined Contribution

 IRC SECTION 401(a)(17) 
 PLAN 

 PURPOSE 
 The purpose of The Bank of New York Mellon Corporation Defined Contribution IRC Section 401(a)(17) Plan (the “Plan”) is to provide deferred compensation on an unfunded basis for a
select group of management or highly compensated employees. The deferred compensation provided hereunder is intended to supplement the benefits provided under The Bank of New York Mellon Corporation 401(k) Savings Plan (the “401(k)
Plan”) to such employees whose Retirement Contributions under the 401(k) Plan are limited due to the dollar maximums imposed on “qualified” plans by Section 401(a)(17) of the Internal Revenue Code of 1986, as amended
(“Code”). 
 The Corporation hereby declares that its intention that the Plan be operated in compliance with the American Jobs
Creation Act of 2004 and Section 409A of the Code. It is also the intention of the Corporation that the Plan be an “employee pension benefit plan” as defined in Section 3(2) of the Employee Retirement Income Security Act of 1974,
as amended (“ERISA”) and that the Plan be the type of plan described in Sections 201(2), 301(a)(3) and 401(a)(1) of Title I of ERISA. The Benefits Administration Committee (“Committee”) or a successor committee
designated by the Corporation shall be the administrator responsible for fulfilling the duties and responsibilities imposed upon “administrators” of plans subject to Parts 1 and 5 of Title 1 of ERISA. 

 

	1.00	DEFINITIONS 

 The following terms shall have the
meanings ascribed to them in this Section. Capitalized terms used in this Plan which are not otherwise defined in this Section 1.00 shall have the meanings ascribed to them in the 401(k) Plan to which this Plan relates. 

1.01 “Beneficiary” shall have the same meaning as defined in Article I, Definitions, of the 401(k) Plan, as such definition may be
amended from time to time and shall mean the same person or persons designated or deemed designated as the Participant’s Beneficiary under the 401(k) Plan. 
 1.02 “Corporation” means The Bank of New York Mellon Corporation and the sponsor of this Plan. 
 1.03 “Deemed Deposit Date” shall mean the recordkeeping date as of which a Supplemental Retirement Contribution is deemed credited to an Eligible Employee’s Notional Account. Unless
otherwise provided herein or by the Corporation, the Deemed Deposit Date for any Plan Year shall mean the date as of which Retirement Contributions are made to the 401(k) Plan for the same Plan Year; which date will generally occur in the first
quarter of the Plan Year following the Plan Year to which the Retirement Contribution relates. 
 1.04 “Disability” or
“Disabled” means where, by reason of any medically determinable physical or mental impairment that can be expected to result in death or can be expected to last for a continuous period of not less than twenty-four (24) months,
either: (a) the Participant is unable to engage in any substantial gainful activity or (b) the Participant is receiving income replacement benefits for a period of not less than three (3) months under an accident and health plan
covering employees of his or her employer; in each instance as determined by the Committee, in accordance with Section 409A(a)(2)(C) of the Code and Regulation Section 

  
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1.409A-3(g)(4) promulgated thereunder, on the basis of written information supplied by the Participant. 
 1.05 “Effective Date” of this Plan shall be the date of its adoption as evidenced by the execution date of this Plan document. 
 1.06 “Eligible Compensation” shall have the same meaning as defined in Article I, Definitions, of the 401(k) Plan, as such definition may be amended from time to time; provided however;
that, for purposes of this Plan, such Eligible Compensation in excess of 401(a)(17) Limit shall NOT be disregarded. 
 1.07 “Eligible
Employee” shall be determined each Plan Year and shall mean any person eligible to receive an allocation of the Retirement Contribution provided under Article III, Contributions and Vesting, of the 401(k) Plan, with respect to such Plan
Year. 
 1.08 “Employer” shall mean the Corporation and each entity controlled, directly or indirectly, by the Corporation.

 1.09 “401(a)(17) Limit” means the compensation limit described in Code Section 401(a)(17) in effect for such Plan Year.

 1.10 “401(k) Plan” means The Bank of New York Mellon Corporation 401(k) Savings Plan as amended and restated effective as of
January 1, 2011, as amended. 
 1.11 “Notional Account” means the recordkeeping device used by the Corporation to account
for the notional amounts to be credited to the Participant under the Plan as described in Section 3.02. 
 1.12 “Notional
Investment Options” except as otherwise determined by the BIC, means those certain investment options – other than the option to invest in securities of the Corporation – available as of any time of reference under the 401(k) Plan
(excluding any such options which may only be invested in through the so-called “self-directed account” feature) which will be used to determine the notional earnings and losses to be credited to a Participant’s Notional Account. To
the extent not already provided to Participants as a result of their being eligible to participate in the 401(k) Plan, the Committee shall provide Participants with a description of the Notional Investment Options available hereunder from time to
time. 
 1.13 “Participant” means any Eligible Employee eligible to receive a contribution with respect to any Plan Year in
accordance with the provisions of Article II and/or who is credited with a Notional Account under the Plan. 
 1.14 “Plan”
means this The Bank of New York Mellon Corporation Defined Contribution IRC Section 401(a)(17) Plan. 
 1.15 “Plan Year”
means the calendar year. 

  
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 1.16 “Retirement” means the Participant’s Separation from Service, other than by
reason of death, on or after the date (“Retirement Date”) on which the Participant has attained age sixty-five (65). 
 1.17
“Retirement Contributions” means those certain Employer Retirement Contributions described in Article III, Contributions and Vesting, of the 401(k) Plan, as such definition may be amended from time to time. 

1.18 “Service” and “Years of Service” shall have the same meaning – and be calculated in the same manner – as
service and years of service are defined and calculated under Article I, Definitions, of the 401(k) Plan, as such definition and calculation methods may be amended from time to time. 
 1.19 “Valuation Date” means the last day of each month, or such other dates as the Committee may determine in its discretion; which may be either more or less frequent, for the valuation
of Participants’ Notional Accounts. 
  

	2.00	ELIGIBILITY TO RECEIVE SUPPLEMENTAL RETIREMENT CONTRIBUTION 

 (a) Effective as of the Effective Date, all Eligible Employees who are credited with a Retirement Contribution under the 401(k) Plan for any Plan Year beginning before or after the Effective Date shall be
eligible to receive a Supplemental Retirement Contribution corresponding to the same Plan Year to which the Retirement Contribution relates. 
 (b) Each Eligible Employee described in (a) shall have a Supplemental Retirement Contribution allocated to the Eligible Employee’s Notional Account under this Plan as of the Deemed Deposit Date
which corresponds to the date the related Retirement Contribution was credited to the Eligible Employee under the 401(k) Plan for the same Plan Year. 
  

	3.00	SUPPLEMENTAL RETIREMENT CONTRIBUTION 

 3.01 Amount of Supplemental Retirement Contribution 
 In respect of each Eligible Employee for any
Plan Year, the Corporation agrees to credit to the Participant’s Notional Account a notional amount (the “Supplemental Retirement Contribution”) for such Plan Year equal to: 

(a) The maximum Retirement Contribution to which the Participant would have been entitled under the 401(k) Plan for the same Plan Year
but for the application of the 401(a)(17) Limit. 
 LESS: 

(b) The actual Retirement Contribution credited to the Participant under the 401(k) Plan. 

  
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 No Supplemental Retirement Contribution will be credited to the Participant’s Notional Account for any
Plan Year for which a Retirement Contribution was not made on behalf of the Participant under the 401(k) Plan. 
 3.02
Establishment of Notional Accounts. 
 “Notional Account” means the record-keeping device used by the Corporation to measure and
determine the amounts to be paid to a Participant under the Plan. Separate Notional Accounts will be established for each Participant and as may be otherwise required. Notional Accounts shall be deemed to be credited with Notional gains or losses as
provided in Section 3.06 from the date a Supplemental Retirement Contribution is credited in accordance with Section 3.03 through the Valuation Date. 
 3.03 Crediting of Supplemental Retirement Contributions; Earnings and Taxes 
 The Supplemental
Retirement Contribution to which a Participant is entitled shall be credited to the Participant’s Notional Accounts as of the Deemed Deposit Date. To the extent the Supplemental Retirement Contribution is not credited on the same date as the
Retirement Contribution to which it relates, it shall be adjusted to reflect earnings and losses based on the Notional Investment Options elected (or deemed elected) for the period beginning on the Deemed Deposit Date and ending on the crediting
date. Any withholding of taxes or other amounts with respect to deferred compensation that is elected by the Participant and/or required by Federal, state or local law on account of such deemed crediting shall be withheld from the Participant’s
Eligible Compensation and no amounts shall be withheld from the Supplemental Retirement Contribution deemed credited to the Participant hereunder. 
 3.04 Investment of Notional Account. 
 (a) Amounts Subject to Participant
Direction. Subject to (b), all amounts credited to a Participant’s Notional Account shall be notionally invested at the direction (or deemed direction) of the Participant in one (1) or more of the Notional Investment Options. Except as
otherwise provided in (b) with respect to a Participant’s initial investment election, Participant investment elections under the 401(k) Plan shall not be applied to the corresponding Notional Investment Options under this Plan.

 (b) Initial Investments. Until such time as a Participant makes his investment elections on a form provided by or
acceptable to the Plan Manager, such Participant’s Notional Account shall be notionally invested in the same Notional Investment Options as are the Participant’s Retirement Contributions actually invested under the 401(k) Plan determined
as of the date the Participant first became a Participant under this Plan; provided, however, that to the extent any such Participant’s Retirement Contributions are invested through the Self-Directed Account or in the Employer Stock
Fund, the portion of the Participant’s Notional Account that would otherwise be invested in such options shall be notionally invested in the Notional Investment Option which corresponds to the Qualified Default Investment Option under the
401(k) Plan; provided, further, that to the extent any such Participant has no investment elections in effect under the 401(k) Plan, the Participant’s entire Notional Account shall be invested in the Notional Investment Option which
corresponds to such Qualified Default Investment Option 

  
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(collectively, the “Default Investments”). By way of clarification and not limitation, a Participant’s Default Investments will not be affected by any election to change his
or her separate investment elections under the 401(k) until such time, if ever, as the Participant makes an affirmative election to change his or her Default Investments under this Plan in accordance with Section 3.04(c). 

(c) Change in Investment Elections. A Participant may elect to change the manner in which: (i) future Supplemental Retirement
Contributions and/or (ii) amounts previously credited to the Participant’s Notional Account; are notionally invested by timely submitting the change to the Plan Manager on a form provided by or acceptable to the Plan Manager. Such changes
may be made daily in accordance with the administrative rules established by the Plan Manager and, to the extent administratively practicable, shall be effective as of the Market Close on the Trade Date as such terms are defined in Article IV,
Investment and Valuation of Accounts, of the 401(k) Plan. 
 (d) Limitations on Investments. Notwithstanding anything
contained in this Plan to the contrary, a Participant’s investment directions with respect to Notional Investment Options shall be subject to the same suspensions, limitations, terminations or restrictions applicable to similar actual
investment directions under the 401(k) Plan; including, by way of illustration and not limitation, suspensions, limitations, terminations or restrictions which: (i) limit the number of investment directions to a particular Notional Investment
Option over a stated period of time; (ii) establish daily trading deadlines for receipt of Participant directions to a particular Notional Investment Option (or all Notional Investment Options) earlier than the deadline applicable to investment
directions to other Notional Investment Options under the Plan or to the deadline applicable to the trading in the Notional Investment Option outside the Plan; (iii) impose fees, payable by the Participant to the affected Notional Investment
Option, on redemptions of investments in a particular option which occur within a stated period of time; (iv) require the temporary or permanent manual processing of investment directions of Participants determined to have violated any
established and communicated trading restriction or limitation; and (v) require the temporary or permanent termination of a Participant’s entitlement to make investments in a particular Notional Investment Option. 

3.05 Valuation of Notional Investment Options. 
 A Participant’s interest in each Notional Investment Option shall be represented by “shares” of participation. The value of each Notional Investment Option and the net asset value of a
share in each Notional Investment Option shall be determined in the same manner as such option and share values are determined for the corresponding investment options under the 401(k) Plan. The Plan Manager shall be entitled to rely on such
valuations of any Notional Investment Options provided by an investment manager, the sponsor of an investment fund included within the Notional Investment Options or any other person, provided that such reliance is consistent with the provisions of
applicable law. 
 3.06 Valuation of Notional Accounts. 
 A Participant’s Notional Account reflects his interest in each Notional Investment Option. After determining the share values of each Notional Investment Option in accordance with Section

  
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3.05, each Notional Investment Option held in the Participant’s Notional Account shall be: (a) credited with shares to reflect the sum of any Supplemental Retirement Contributions,
dividends, fund transfers or other increments invested in such Option and (b) debited with shares to reflect the sum of any forfeitures, fund transfers, or other decrements to such Option; since the prior Valuation Date. All such credits and
debits shall be made in accordance with the procedures set forth in Article IV, Investment and Valuation of Accounts, of the 401(k) Plan. The value of a Participant’s Notional Account as of any time of reference shall be the aggregate value of
the shares of such Notional Investment Options so credited to the Participant’s Account. 
 3.07 Vesting of Notional
Accounts. 
 A Participant’s interest in amounts credited to his Notional Account shall fully vest upon the Participant’s completion
of three (3) Years of Service; provided, however, that such Participant shall become fully vested with respect to such amounts if, while an employee of the Corporation, he attains his Retirement Date, incurs a Disability, or dies. For purposes
of determining Years of Service under the preceding sentence, if a Participant who is not vested in his Notional Account incurs a Break in Service and he is later reemployed as an employee, the Service to which he was entitled before the Break in
Service shall be restored to him effective as of his Employment Commencement Date. If a Participant who is not vested in his Notional Account terminates employment with the Corporation and is not later reemployed as an employee, his Notional Account
shall be forfeited as of the Valuation Date which coincides with or next follows the date on which the Participant incurs five (5) consecutive one (1) year Breaks in Service (as defined in Article I, Definitions, of the 401(k) Plan). If,
after the Participant’s termination of employment from all members of the Controlled Group, the Participant receives a distribution of the entire vested portion of his Accrued Benefit and he is later reemployed prior to incurring five
(5) consecutive one (1) year Breaks in Service, any forfeited amount of his Notional Account shall be restored. 

3.08 Statement of Notional Account. 
 The Corporation shall submit to each Participant periodic statements setting forth the balance to the credit of the Notional Account maintained for the Participant. 

3.09 Payment of Notional Account 
 (a) Payment Events. A Participant’s Notional Account shall become payable upon the first to occur of a Participant’s Retirement, death, Disability or other Separation from Service from
the Corporation and all members of the Controlled Group and without regard to whether the Participant elects to commence his benefit under the 401(k) Plan. By way of clarification and not limitation, a Participant’s Notional Account shall not
be available for loans, hardship withdrawals or any other form of withdrawal or distribution not described in the prior sentence. 
 (b) Form of Payment. A Participant’s Notional Account shall be paid in the form of single lump sum payment. 
 (c) Time of Payment. Subject to (d), a Participant’s Notional Account shall be paid as soon as administratively possible on or after the first day of the month following the

  
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occurrence of a payment event described in (a); provided, however, that such Account shall be paid in the same taxable year if the payment event occurs prior to December 1st. 

(d) Compliance of Plan with Section 409A. Notwithstanding anything to the contrary in (c) or in any other provision of
this Plan, if a Participant is a “specified employee” as determined pursuant to Section 409A of the Code (“Section 409A”) as of the date of such Participant’s “separation from service” (within the
meaning of Treasury Regulation 1.409A-1(h)) and if any payment of a Participant’s Notional Account under this Plan both (i) constitutes a “deferral of compensation” within the meaning of Section 409A and (ii) cannot be
paid in the manner otherwise provided without subjecting the Participant to “additional tax”, interest or penalties under Section 409A, then any such payment that is payable during the first six months following the Participant’s
“separation from service” shall be paid or provided to the Participant in a cash lump-sum as soon as administratively possible on or after the first business day of the seventh calendar month following the month in which the
Participant’s “separation from service” occurs or, if earlier, at the Participant’s death.
 (e) Value of
Notional Account. The value of a Participant’s Notional Account to be distributed in accordance with this Section 3.09 shall be determined as of the Valuation immediately preceding the payment date determined in accordance with this
Section. 
 (f) Source of Payment. The Corporation shall make any and all distributions pursuant to this Plan in cash out
of its general assets. 
 (g) Withholding and Payroll Taxes. The Corporation shall withhold from payments made hereunder
any taxes required to be withheld from such payments under Federal, state or local law. 
 (h) No Acceleration. To assure
avoidance of payment acceleration which would be impermissible and subject to penalty under Code Section 409A, when payment is to be made in or for a particular month, payment cannot be made earlier than that month. 

 

	4.00	AMENDMENT AND TERMINATION 

 4.01
Amendment. 
 The Corporation shall have the right to amend this Plan at any time; provided, however, that no amendment shall directly or
indirectly deprive any Participant or Beneficiary of the amount accrued to the Participant’s Notional Account as of the date of the amendment. Notwithstanding anything in the preceding sentence to the contrary, the Committee shall have the
power to amend the Plan to the extent authorized by Section 8.02. 
 4.02 Termination. 

The Corporation shall have the right to partially or completely terminate the Plan if, in its judgment, the tax, accounting or other effects of the
continuation of the Plan or potential payments thereunder would not be in the best interests of the Corporation. The Corporation may also determine to provide for payouts to Participants in connection with such partial or complete termination,
provided such payouts are consistent with Code Section 409A. 

  
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	5.00	SPENDTHRIFT PROVISIONS 

 The Corporation shall,
except as otherwise provided hereunder, pay all amounts payable hereunder only to the person or persons entitled thereto hereunder, and all such payments shall be made directly into the hands of each such person or persons and not into the hands of
any other person or corporation whatsoever, so that said payments may not be liable for the debts, contracts or engagements of any such designated person or persons, or taken in execution by attachment or garnishment or by any other legal or
equitable proceedings, nor shall any such designated person or persons have any right to alienate, arbitrate, execute, pledge, encumber, or assign any such payments or the benefits or proceeds thereof. If the person entitled to receive payment be a
minor, or a person of unsound mind, whether or not adjudicated incompetent, the Corporation, upon direction of the Committee, may make such payments to such person or persons, corporation or corporations as may be, or be acting as, parent or legal
or natural guardian of such minor or person of unsound mind. The signed receipt of such person or corporation shall be a full and complete discharge to the Corporation for any such payments. Notwithstanding the foregoing, the Committee may assign
and/or accelerate the payment of a Participant’s vested Notional Account balance to an individual other than the Participant as may be necessary to comply with a “qualified domestic relations order” as defined by and under the terms
provided in Code Section 414(p), Code Section 409A and other applicable authorities. 
  

	6.00	BENEFITS UNFUNDED 

 The Corporation shall be
responsible for the payment of all benefits provided under the Plan. At its discretion, the Corporation may establish one or more trusts, with such trustees as the Corporation or the Committee may approve, for the purpose of providing for the
payment of such benefits. Such trust or trusts may be irrevocable, but the assets thereof shall be subject to the claims of the Corporation’s creditors. To the extent any benefits provided under the Plan are actually paid from any such trust,
the Corporation shall have no further obligation with respect thereto, but to the extent not so paid, such benefits shall remain the obligation of, and shall be paid by, the Corporation. 

 

	7.00	MISCELLANEOUS 

 7.01 Applicable
Law 
 This Plan shall be governed by, and construed in accordance with, the laws of the State of New York, except to the extent that the laws
of the State of New York shall have been specifically preempted by federal law. 
 7.02 Liability of Employees, Officers and
Directors of the Corporation 
 No past, present or future employees, officers or directors of the Corporation shall be personally liable to any
Participant, beneficiary or other person under any provision of this Plan. 
 7.03 Ineligible Participant 

Notwithstanding any other provisions of this Plan to the contrary, if any Participant is determined not to be a “management or highly compensated
employee” within the meaning of 

  
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ERISA or regulations thereunder with respect to any Plan Year, then such Participant will not be eligible to receive a Supplemental Retirement Contribution under this Plan for any such Plan Year.

 7.04 General Condition 
 Nothing contained herein shall be deemed to give any Participant or the Participant’s surviving spouse or beneficiary any interest in this Plan or in any other specific property of the Corporation or
any right except to receive such distributions as are expressly provided for in this Plan. Establishment of the Plan shall not be construed to give any Participant the right to be retained in the service of the Corporation or any of its affiliates.

 7.05 Forfeitures to the Corporation 
 In case the Corporation is unable within three (3) years after payment is due to a Participant, or within three (3) years after payment is due to the Beneficiary or estate of a deceased
Participant, to make such payment to him or her or his or her Beneficiary, executor or administrator because it cannot ascertain his or her whereabouts or the identity or whereabouts of his or her Beneficiary, executor or administrator by mailing to
the last known address shown on the Employer’s or the Corporation’s records, and neither he, his or her Beneficiary, nor his or her executor or administrator had made written claim therefore before the expiration of the aforesaid time
limit, then in such case, the amount due shall be forfeited to the Corporation. 
 7.06 Corporate Successors 

The Plan shall not be automatically terminated by a transfer or sale of assets of the Corporation or by the merger or consolidation of the Corporation
into or with any other corporation or other entity, but the Plan shall be continued after such sale, merger or consolidation only if and to the extent that the transferee, purchaser or successor entity, agrees to continue the Plan. In the event that
the Plan is not continued by the transferee, purchaser or successor entity, then the Plan shall terminate subject to the provisions of Section 4.00. 
  

	8.00	ADMINISTRATION 

 8.01
Administrator. 
 Except as hereinafter provided, the Committee shall be responsible for the administrative responsibilities hereinafter
described with respect to the Plan. Whenever any action is required or permitted to be taken in the administration of the Plan, the Committee shall take such action unless the Committee’s power is expressly limited herein or by operation of
law. The Committee shall be the Plan “Administrator” (as such term is defined in Section 3(16)(A) of ERISA). The Committee may delegate its duties and responsibilities as it, in its sole discretion, deems necessary or appropriate to
the execution of such duties and responsibilities. The Committee as a whole or any of its members may serve in more than one capacity with respect to the Plan. 

  
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 8.02 Powers and Duties. 
 The Committee, or its delegates, shall maintain and keep (or cause to be maintained and kept) such records as are necessary for the efficient operation of the Plan or as may be required by any applicable
law, regulation, or ruling and shall provide for the preparation and filing of such forms, reports, information, and documents as may be required to be filed with any governmental agency or department and with the Plan’s Participants and/or
other Beneficiaries. 
 Except to the extent expressly reserved to the Corporation or an Employer, the Committee shall have all powers necessary
to carry out the administrative provisions of the Plan and to satisfy the requirements of any applicable law or laws. These powers shall include, by way of illustration and not limitation, the exclusive powers and discretionary authority necessary
those duties and responsibilities described in “The Bank of New York Mellon Benefits Administrative Committee Charter and Summary of Operations” approved by the Appointing and Monitoring Committee July 21, 2008 and adopted by the
Committee on October 16, 2008, as may be amended from time to time (the “BAC Charter”). 
 Without intending to limit the
generality of the foregoing, the Committee shall have the power to amend the Plan, in whole or in part, in order to comply with applicable law; provided, however, that no such amendment may increase the duties and obligations of any Employer without
the consent of the affected Employer(s). 
 8.03 Procedures. 
 The Committee shall be organized and conduct its business with respect to the Plan in accordance with the organizational and procedural rules set forth in the BAC Charter. 

Notwithstanding the foregoing, if any member of the Committee shall be a Participant hereunder, then in any matters affecting any member of the Committee
in his or her individual capacity as a Participant hereunder, separate and apart from his or her status as a member of the group of Participants, such interested member shall have no authority to vote in the determination of such matters as a member
of the Committee, but the Committee shall determine such matter as if said interested member were not a member of the Committee; provided, however, that this shall not be deemed to take from said interested member any of his or her rights hereunder
as a Participant. 
 8.04 Establishment of Rules. 
 The Committee shall have specific authority in its sole discretion to construe and interpret the terms of the Plan related to its powers and duties, and to the extent that the terms of the Plan are
incomplete, the Committee shall have authority to establish such rules or regulations related to its powers and duties as it may deem necessary and proper to carry out the intent of the Corporation as to the purposes of the Plan. 

8.05 Limitation of Liability. 

The members of the Committee, and any officer, employee, or agent of the Corporation or any Employer, shall not incur any liability individually or on
behalf of any other individuals or on 

  
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behalf of the Corporation or any Employer for any act, or failure to act, made in good faith in relation to the Plan. No bond or other security shall be required of any such individual solely on
account of any such individual’s power to direct the Employer to make the payments required hereunder. 
  

	 	8.06	Compensation and Insurance. 

 Members of the
Committee shall serve without compensation for their services as such. Expenses incurred by members of the Committee in the performance of their duties as herein provided, and the compensation and expenses of persons retained or employed by the
Committee for services rendered in connection with the Plan shall, upon approval by the Committee, be paid or reimbursed by the Corporation. 
 8.07 Removal and Resignation. 
 Any member of the Committee may resign and the Corporation may
remove any member of the Committee in accordance with the procedures established by the BAC Charter. The Committee shall remain fully operative pending the filling of any vacancies, the remaining Committee members having full authority to administer
the Plan. 
 8.08 Claims Procedures. 
 The right of any Participant or Beneficiary to receive a benefit hereunder and the amount of such benefit shall be determined in accordance with the procedures for determination of benefit claims
established and maintained by the Committee in compliance with the requirements of Section 503 of ERISA; which separate procedures, entitled Procedures for Determination of Benefit Claims, are incorporated herein by this reference. 

IN WITNESS WHEREOF, the Corporation has caused this Plan to be executed this 20th day of December, 2012. 

 

									
	ATTEST:	 		 	THE BANK OF NEW YORK MELLON CORPORATION
					
	By:	 	  
	 		 	By:	 	 /s/ Lisa B. Peters

	Name:	 		 		 	Name:	 	Lisa B. Peters
					
	Title:	 		 		 	Title:	 	Chief Human Resources Officer

  
 - 12 -EX-10.7.4

 Exhibit 10.7.4 
 [Non-Employee Director] 
 Notice of Restricted Stock Unit Grant

  

			
	Participant:	  	[Participant Name]
		
	Company:	  	First American Financial Corporation
		
	Notice:	  	You have been granted the following Restricted Stock Units in accordance with the terms of the Plan and the Restricted Stock Unit Award Agreement attached hereto.
		
	Type of Award:	  	Restricted Stock Units
		
	Plan:	  	First American Financial Corporation 2010 Incentive Compensation Plan
		
	Grant:	  	 Date of Grant: [Grant Date]

Number of Shares Underlying Restricted Stock Units: [Number of Shares Granted]

		
	Period of Restriction:	  	Subject to the terms of the Plan and this Agreement, the Period of Restriction applicable to the Restricted Stock Units shall commence on the Date of Grant and shall lapse on the
date listed in the “Lapse Date” column below as to that percentage of Shares underlying the Restricted Stock Units set forth below opposite each such date.

  

					
	 Lapse Date
	  	Percentage of Shares as
to
Which Period of Restriction Lapses	 
	 Date of Grant + 1 year
	  	 	33.333	% 
	 Date of Grant + 2 years
	  	 	33.333	% 
	 Date of Grant + 3 years
	  	 	33.334	% 

  

			
	Rejection:	  	If you wish to accept this Restricted Stock Unit Award, please access Fidelity NetBenefits® at www.netbenefits.com/firstamerican and follow the steps outlined under the
“Accept Grant” link at any time within forty-five (45) days after the Date of Grant. If you do not accept your grant via Fidelity NetBenefits® within forty-five (45) days after the Date of Grant, you will have rejected this Restricted
Stock Unit Award.

 [Non-Employee Director] 

Restricted Stock Unit Award Agreement 
 This Restricted Stock Unit Award Agreement (this “Agreement”), dated as of the Date of Grant set forth in the Notice of Restricted Stock Unit Grant attached hereto (the “Grant
Notice”), is made between First American Financial Corporation (the “Company”) and the Participant set forth in the Grant Notice. The Grant Notice is included in and made part of this Agreement. 

 

	 	1.	Definitions. 

 Capitalized
terms used but not defined in this Agreement (including the Grant Notice) have the meaning set forth in the Plan. 
  

	 	2.	Grant of the Restricted Stock Units. 

 Subject to the provisions of this Agreement and the provisions of the Plan, the Company hereby grants to the Participant, pursuant to the Plan, a right to receive the number of shares of common stock of
the Company, par value $.00001 per share (“Shares”), set forth in the Grant Notice (the “Restricted Stock Units”). 
  

	 	3.	Dividend Equivalents. 

Each Restricted Stock Unit shall accrue Dividend Equivalents with respect to dividends that would otherwise be paid on the Share
underlying such Restricted Stock Unit during the period from the Grant Date to the date such Share is delivered in accordance with Section 6. Any such Dividend Equivalent shall be deemed reinvested in additional Shares underlying the Restricted
Stock Units within each Period of Restriction immediately upon the related dividend’s payment date, based on the then-current Fair Market Value (rounded down to the nearest whole number), and shall be subject to the Period of Restriction
applicable to the Restricted Stock Unit on which such Dividend Equivalent is paid. Any such conversion of Dividend Equivalents shall be conclusively determined by the Committee. The Shares underlying Restricted Stock Units into which Dividend
Equivalents are so converted shall be delivered in accordance with Section 6. 
  

	 	4.	Period of Restriction; Termination. 

 The Period of Restriction with respect to the Restricted Stock Units shall be as set forth in the Grant Notice. Subject to the terms of the Plan and the remaining provisions of this Section 4, all
Restricted Stock Units for which the Period of Restriction had not lapsed prior to the date of the Participant’s Termination shall be immediately forfeited. Notwithstanding the foregoing to the contrary: 

 

	 	(a)	In the event of the Participant’s Termination due to his or her death or Disability, the Period of Restriction as to all Restricted Stock Units shall lapse in its
entirety. 

  

	 	(b)	In the event of the Participant’s Termination due to his or her retirement from the Board, irrespective of length of service prior to such retirement, the Period
of Restriction as to all Restricted Stock Units shall lapse in its entirety. 

  

	 	5.	Change of Control. 

Except for a Change of Control that has been approved by the Company’s Incumbent Board prior to the occurrence of such Change of
Control, the provisions of Section 15.1 of the Plan shall apply to the Restricted Stock Units. 
  

	 	6.	Delivery of Shares. 

 As
soon as reasonably practicable following the lapse of the applicable portion of the Period of Restriction, but in no event later than 90 days following the date of such lapse, the Company shall cause to

  
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be delivered to the Participant the full number of Shares underlying the Restricted Stock Units as to which such portion of the Period of Restriction has so lapsed, together with Shares
comprising all accrued Dividend Equivalents with respect to such Restricted Stock Units, subject to satisfaction of applicable tax withholding obligations with respect thereto pursuant to Article XVII of the Plan. 

 

	 	7.	No Ownership Rights Prior to Issuance of Shares. 

 Neither the Participant nor any other person shall become the beneficial owner of the Shares underlying the Restricted Stock Units, nor have any rights to dividends or other rights as a shareholder with
respect to any such Shares, until and after such Shares have been actually issued to the Participant and transferred on the books and records of the Company or its agent in accordance with the terms of the Plan and this Agreement. 

 

	 	8.	Detrimental Activity. 

(a) Notwithstanding any other provisions of this Agreement to the contrary, if at any time prior to the delivery of Shares with respect to
the Restricted Stock Units, the Participant engages in Detrimental Activity, such Restricted Stock Units shall be cancelled and rescinded without any payment or consideration therefor. The determination of whether the Participant has engaged in
Detrimental Activity shall be made by the Committee in its good faith discretion, and lapse of the Period of Restriction and delivery of Shares with respect to the Restricted Stock Units shall be suspended pending resolution to the Committee’s
satisfaction of any investigation of the matter. 
 (b) For purposes of this Agreement, “Detrimental Activity” means
at any time (i) using information received during the Participant’s membership on the Board relating to the business affairs of the Company or any of its Subsidiaries or Affiliates, in breach of the Participant’s express or implied
undertaking to keep such information confidential; (ii) directly or indirectly persuading or attempting to persuade, by any means, any employee of the Company or any of its Subsidiaries or Affiliates to breach any of the terms of his or her
employment with Company, its Subsidiaries or its Affiliates; (iii) directly or indirectly making any statement that is, or could be, disparaging of the Company or any of its Subsidiaries or Affiliates, or any of their respective employees
(except to the extent necessary to respond truthfully to any inquiry from applicable regulatory authorities or to provide information pursuant to legal process); (iv) directly or indirectly engaging in any illegal, unethical or otherwise
wrongful activity that is, or could be, substantially injurious to the financial condition, reputation or goodwill of the Company or any of its Subsidiaries or Affiliates; or (v) directly or indirectly engaging in an act of misconduct such as,
embezzlement, fraud, dishonesty, nonpayment of any obligation owed to the Company or any of its Subsidiaries or Affiliates, breach of fiduciary duty or disregard or violation of rules, policies or procedures of the Company or any of its Subsidiaries
or Affiliates, an unauthorized disclosure of any trade secret or confidential information of the Company or any of its Subsidiaries or Affiliates, any conduct constituting unfair competition, or inducing any customer to breach a contract with the
Company or any of its Subsidiaries or Affiliates, in each case as determined by the Committee in its good faith discretion. 
  

	 	9.	The Plan. 

 In
consideration for this grant, the Participant agrees to comply with the terms of the Plan and this Agreement. This Agreement is subject to all the terms, provisions and conditions of the Plan, which are incorporated herein by reference, and to such
regulations as may from time to time be adopted by the Committee. In the event of any conflict between the provisions of the Plan and this Agreement, the provisions of the Plan shall control, and this Agreement shall be deemed to be modified
accordingly. The Plan and the prospectus describing the Plan can be found on Fidelity NetBenefits® at www.netbenefits.com/firstamerican under Plan Information and Documents. A paper copy of the Plan and the prospectus shall be provided to
the Participant upon the Participant’s written request to the Company at First American Financial Corporation, 1 First American Way, Santa Ana, California 92707, Attention: Incentive Compensation Plan Administrator, or such other address as the
Company may from time to time specify. 

  
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	 	10.	Compliance with Laws and Regulations. 

 (a) The Restricted Stock Units and the obligation of the Company to sell and deliver Shares hereunder shall be subject in all respects to (i) all applicable Federal and state laws, rules and
regulations and (ii) any registration, qualification, approvals or other requirements imposed by any government or regulatory agency or body which the Committee shall, in its discretion, determine to be necessary or applicable. Moreover, the
Company shall not deliver any certificates for Shares to the Participant or any other person pursuant to this Agreement if doing so would be contrary to applicable law. If at any time the Company determines, in its discretion, that the listing,
registration or qualification of Shares upon any national securities exchange or under any state or Federal law, or the consent or approval of any governmental regulatory body, is necessary or desirable, the Company shall not be required to deliver
any certificates for Shares to the Participant or any other person pursuant to this Agreement unless and until such listing, registration, qualification, consent or approval has been effected or obtained, or otherwise provided for, free of any
conditions not acceptable to the Company. 
 (b) It is intended that the Shares received in respect of the Restricted Stock
Units shall have been registered under the Securities Act. If the Participant is an “affiliate” of the Company, as that term is defined in Rule 144 under the Securities Act (“Rule 144”), the Participant may not sell the Shares
received except in compliance with Rule 144. Certificates representing Shares issued to an “affiliate” of the Company may bear a legend setting forth such restrictions on the disposition or transfer of the Shares as the Company deems
appropriate to comply with Federal and state securities laws. 
 (c) If, at any time, the Shares are not registered under the
Securities Act, and/or there is no current prospectus in effect under the Securities Act with respect to the Shares, the Participant shall execute, prior to the delivery of any Shares to the Participant by the Company pursuant to this Agreement, an
agreement (in such form as the Company may specify) in which the Participant represents and warrants that the Participant is purchasing or acquiring the shares acquired under this Agreement for the Participant’s own account, for investment only
and not with a view to the resale or distribution thereof, and represents and agrees that any subsequent offer for sale or distribution of any kind of such Shares shall be made only pursuant to either (i) a registration statement on an
appropriate form under the Securities Act, which registration statement has become effective and is current with regard to the Shares being offered or sold, or (ii) a specific exemption from the registration requirements of the Securities Act,
but in claiming such exemption the Participant shall, prior to any offer for sale of such Shares, obtain a prior favorable written opinion, in form and substance satisfactory to the Company, from counsel for or approved by the Company, as to the
applicability of such exemption thereto. 
  

	 	11.	Notices. 

 All notices by
the Participant or the Participant’s assignees shall be addressed to First American Financial Corporation, 1 First American Way, Santa Ana, California 92707, Attention: Incentive Compensation Plan Administrator, or such other address as the
Company may from time to time specify. All notices to the Participant shall be addressed to the Participant at the Participant’s address in the Company’s records. 

  
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	 	12.	Severability. 

 In the
event any provision of this Agreement shall be held illegal or invalid for any reason, the illegality or invalidity shall not affect the remaining parts of this Agreement, and this Agreement shall be construed and enforced as if the illegal or
invalid provision had not been included. 
  

			
	 FIRST AMERICAN FINANCIAL CORPORATION

		
	By:	 	  

		 	Name:
		 	Title:
	
	Date: [Grant Date]

 Acknowledged and agreed as of the Date of Grant: 

 

			
	Printed Name:	  	[Participant Name]
		
	Date:	  	[Acceptance Date]

 [NOTE: GRANT WILL BE ACCEPTED ELECTRONICALLY] 

  
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