Document:

MTZ 09.30.14 10-Q EX 4.1

 Exhibit 4.1

ELEVENTH SUPPLEMENTAL INDENTURE (this “Eleventh Supplemental Indenture”), dated as of August 8, 2014, among Church & Tower, Inc., a Florida corporation (“C&T”), MasTec Brazil I, Inc., a Florida corporation (“Brazil I”), MasTec Brazil II, Inc., a Florida corporation (“Brazil II”), MasTec Latin America, Inc., a Delaware corporation (“Latin America”), MasTec Property Holdings, LLC, a Nevada limited liability company (“Property”), MasTec Services Company, Inc., a Florida corporation (“Services Inc”), MasTec Spain, Inc., a Florida corporation (“Spain”), MasTec Venezuela, Inc., a Florida corporation (“Venezuela”), Nsoro MasTec International, Inc., a Nevada corporation (“Nsoro” and, together with C&T, Brazil I, Brazil II, Latin America, Property, Services Inc, Spain and Venezuela, the “New Guarantors”), MASTEC, INC., a Florida corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, as trustee under the Indenture referred to below (the “Trustee”).

W I T N E S S E T H:

WHEREAS the Company has heretofore executed and delivered to the Trustee an indenture (as amended, supplemented or otherwise modified, the “Indenture”) dated as of June 5, 2009, providing for (i) the issuance by the Company from time to time of its senior debt securities evidencing its unsecured and unsubordinated indebtedness, in an unlimited aggregate principal amount, in one or more series and (ii) the guaranty of such securities by the guarantors party thereto;
WHEREAS the Company has heretofore supplemented the Indenture by, among other things, executing and delivering to the Trustee (i) the Fifth Supplemental Indenture, dated as of March 18, 2013 (the “Fifth Supplemental Indenture”), by and among the Company, the guarantors party thereto and the Trustee, relating to the Company’s 4.875% Senior Notes due 2023 (the “Senior Notes”), (ii) the Sixth Supplemental Indenture, dated as of September 30, 2013, by and among the Company, the guarantors party thereto and the Trustee, relating to the joinder of certain subsidiaries of the Company as subsidiary guarantors, (iii) the Seventh Supplemental Indenture, dated as of November 11, 2013, by and among the Company, the guarantors party thereto and the Trustee, relating to the joinder of certain subsidiaries of the Company as subsidiary guarantors, and (iv) the Tenth Supplemental Indenture, dated as of July 10, 2014, by and among the Company, the guarantors party thereto and the Trustee, relating to the joinder of certain subsidiaries of the Company as subsidiary guarantors;

WHEREAS each of the New Guarantors desires to unconditionally guarantee all the Company’s obligations under the Senior Notes and the Indenture on the terms and conditions set forth herein (the “Guarantee”); and

WHEREAS pursuant to Section 901 of the Indenture and Section 9.01 of the Fifth Supplemental Indenture, the Trustee, the Company and the New Guarantors are each authorized to execute and deliver this Supplemental Indenture.

NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, each of the New Guarantors, the Company and the Trustee mutually covenant and agree for the equal and ratable benefit of the holders of the Senior Notes as follows:

		
	1.
	Defined Terms.  Defined terms used herein without definition shall have the meanings assigned to them in the Indenture.

		
	2.
	Agreement to Guarantee.  Each of the New Guarantors hereby agrees, jointly and severally with all existing guarantors (if any), to (i) provide an unconditional guarantee (the “Guarantee”) on the terms and subject to the conditions set forth in (A) Article Seventeen of the Indenture and (B) Article Eleven of the Fifth Supplemental Indenture and (ii) be bound by all other applicable provisions of the Indenture and the Senior Notes and to perform all of the obligations and agreements of a guarantor under the Indenture.

		
	3.
	No Recourse against Others.  No recourse for the payment of the principal of, premium, if any, or interest on any of the notes or for any claim based thereon or otherwise in respect thereof, and no recourse under or upon any obligation, covenant or agreement of any obligor in this Indenture, or in any of the Senior Notes or Guarantees or because of the creation of any Indebtedness represented thereby, shall be had against any incorporator, stockholder, officer, director, employee or controlling person of the Company or of any Subsidiary or of any successor Person thereof.  Each Holder, by accepting the Senior Notes, waives and releases all such liability.  The waiver and release are part of the consideration for the issuance of the Senior Notes.  Such waiver may not be effective to waive liabilities under the federal securities laws.

		
	4.
	Notices.  All notices or other communications to each of the New Guarantors shall be given as provided in Section 13.02 of the Fifth Supplemental Indenture. 

		
	5.
	Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every holder of Securities heretofore or hereafter authenticated and delivered shall be bound hereby.

		
	6.
	Governing Law.  THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

		
	7.
	Trustee Makes No Representation.  The Trustee makes no representation as to the validity or sufficiency of this Supplemental Indenture. 

		
	8.
	Counterparts.  The parties may sign any number of copies of this Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement. 

		
	9.
	Effect of Headings.  The Section headings herein are for convenience only and shall not effect the construction thereof.

- 2 -

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

CHURCH & TOWER, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC BRAZIL I, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC BRAZIL II, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC LATIN AMERICA, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC PROPERTY HOLDINGS, LLC

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC SERVICES COMPANY, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple

SUPPLEMENTAL INDENTURE

Title:  Chief Operating Officer
    

MASTEC SPAIN, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC VENEZUELA, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

NSORO MASTEC INTERNATIONAL, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer

MASTEC, INC.

By:     /s/ _Robert E. Apple
Name: Robert E. Apple
Title:  Chief Operating Officer
:

SUPPLEMENTAL INDENTURE

U.S. BANK NATIONAL ASSOCIATION,
as Trustee

By:      /s/ Donald T. Hurrelbrink    
Name:  Donald T. Hurrelbrink
Title:    Vice President

SUPPLEMENTAL INDENTUREEX-4.1

 Exhibit 4.1 

FORM OF 
 RIGHTS
CERTIFICATE 
  

							
	  
  

SEARS HOLDINGS
 CORPORATION

 
	  		  	 [Computershare Logo]

250 Royall Street, Suite V
 Canton MA
02021
 Information Agent:

Georgeson
 Telephone
866-695-6078
	  	+
	[Address of Holder of Subscription Rights]	  		  		  	

							
		  	 Account:
                            Subscription

Rights:
	  	 12345678901234
 12345678901234
	  	

  

	
	 SEARS HOLDINGS CORPORATION SUBSCRIPTION
RIGHTS CERTIFICATE
 Evidencing Transferable Rights to Purchase Units

each Unit consisting of
 $500 in
principal amount of 8.0% Senior Unsecured Notes due 2019 and
 17.5994 Warrants to purchase one share of Common Stock

 OFFER EXPIRES AT 5:00 P.M., EASTERN TIME, ON NOVEMBER 18, 2014 

IN ORDER TO EXERCISE YOUR RIGHTS, YOU MUST COMPLETE BOTH SIDES OF THIS CARD. 

As the registered owner of this Subscription Rights Certificate you are the holder of the number of Subscription Rights set forth below. As a holder of
Subscription Rights, you are entitled to subscribe for the number of Units pursuant to the Basic Subscription Right and upon the terms and conditions and at the Subscription Price for each Unit specified in the prospectus supplement (the
“Prospectus Supplement”), dated October 30, 2014 filed in connection with Sears Holdings Corporation’s Registration Statement on Form S-3 (the “Registration Statement”) (File No. 333-199475), filed on October 20,
2014, as amended on October 30, 2014. The Subscription Rights represented hereby include the Over-Subscription Privilege for holders of Subscription Rights, as described in the Prospectus Supplement. Pursuant to the Over-Subscription Privilege,
holders of Subscription Rights who exercise their Basic Subscription Rights in full may also choose to subscribe for a portion of any Units that other holders of Subscription Rights do not purchase through the exercise of their Basic Subscription
Rights. Sears Holdings Corporation (“Sears Holdings”) is not requiring an overall minimum subscription, or any other condition, to complete the Rights Offering and does not presently intend to withdraw or cancel the Rights Offering after
the subscription period begins. 
 Registered owners of the common stock of Sears Holdings will receive their Warrants subscribed for under the Basic
Subscription Right and the Over-Subscription Privilege in uncertificated book-entry form registered in their name. Registered owners of the common stock of Sears Holdings will receive their Notes subscribed for under the Basic Subscription Right and
the Over-Subscription Privilege in either (a) uncertificated book-entry form registered in their name or (b) physical definitive notes registered in their name and sent to the address above. Confirmation statements reflecting these
transfers will be issued as soon as practicable following the Expiration Date and after all over-subscription allocations have been effected. 

THE SUBSCRIPTION RIGHT IS TRANSFERABLE 

Payment must be in United States dollars, whereby only personal checks drawn upon a United States bank and made payable to “Computershare Inc. (acting
as Subscription Agent for Sears Holdings Corporation)” will be accepted. Wire transfers will not be accepted. Please reference your rights card control number on your personal check. 

The registered owner of this Subscription Rights Certificate named above, or its assignee, is entitled to the number of Subscription Rights shown below to
subscribe for and purchase Units consisting of Notes and Warrants. Sears Holdings will distribute to each holder of its common stock as of the Record Date (as that term is defined in the Prospectus Supplement) one Subscription Right for each full
share of Sears Holdings common stock owned by that stockholder as of the Record Date. Pursuant to the Basic Subscription Right and upon the terms and conditions specified in the Registration Statement and the Prospectus Supplement, each Subscription
Right will entitle its 

 
holder to purchase from Sears Holdings one Unit consisting of: (a) a 8% senior unsecured note due 2019 in the principal amount of $500 (each, a “Note”) and (b) 17.5994
warrants (each, a “Warrant”), with each Warrant entitling the holder thereof to purchase one share of Sears Holdings common stock. We will not issue fractional Warrants. If you would be entitled to receive a fractional number of Warrants
upon exercise of the Rights, we will round down the total number of Warrants to be issued to you to the nearest whole number. For example: If you were to acquire 27 Units, you would receive 475 Warrants (27 × 17.5994, rounded down to the
nearest whole number). 
 Additionally, and as described in the Registration Statement and the Prospectus Supplement, holders of Subscription Rights who
fully exercise all of their basic Subscription Rights, after giving effect to any purchases or sales of Subscription Rights by them prior to such exercise, may also make a request to purchase additional Units, through exercise of the
Over-Subscription Privilege, although Sears Holdings cannot assure you that any over-subscriptions will be filled. To subscribe for additional Units consisting of Notes and Warrants pursuant to the Over-Subscription Privilege, you must pay the
Subscription Price for each Unit you wish to purchase, subject to the terms of the Over-Subscription Privilege as described in the Registration Statement and the Prospectus Supplement. 

Any refund in connection with an over-subscription will be returned, without interest or penalty, as soon as practicable after the expiration of the Rights
Offering and after all over-subscription allocations have been effected. This Subscription Rights Certificate may be transferred by duly completing and signing the assignment on the reverse side hereof. 

ADDITIONAL INFORMATION 
 For a more complete
description of the terms and conditions of this Rights Offering, please refer to the Registration Statement and the Prospectus Supplement. Additional copies of the Registration Statement and the Prospectus Supplement are available upon request from
the information agent, Georgeson Inc., by calling 866-695-6078 (toll free) or emailing SearsNotesandWarrantsOffer@georgeson.com. You are encouraged to contact Georgeson Inc. if you have any questions concerning this Rights Offering. 

 

									
	Holder ID	  	COY	  	Class	  	Rights Qty Issued	  	Rights Cert #
	[                    ]	  	BBX	  	Subscription Rights	  	[                    ]	  	[                    ]

  

									
	Signature of Owner and U.S. Person for Tax Certification	 		  	Signature of Co-Owner (if more than one registered holder listed)	 		  	Date (mm/dd/yyyy)
	 		 		 
	 	 		  	 	 		  	 

  

									
	¢12345678	  	CLSXRT2	  	COYC	  	123456.78	  	+

  
  

	
	[END OF FRONT OF RIGHTS CERTIFICATE]

 To subscribe for your basic Units please complete line “A” on the card below and a properly completed and executed
IRS Form W-9 or W-8 (as applicable). If you are not subscribing for your full Basic Subscription, check box “D” below and we will attempt to sell any remaining unexercised Subscription Rights. To subscribe for any over-subscription Units
please complete line “B” below. 
 Please Note: Pursuant to the Over-Subscription Privilege, only holders of Subscription Rights who
exercise their Basic Subscription Rights in full may also choose to subscribe for a portion of any Units that other holders of Subscription Rights do not purchase through the exercise of their Basic Subscription Rights. 

Payment for Notes and Warrants: Full payment for the Notes and Warrants subscribed for under both the Basic Subscription Right and Over-Subscription
Right must accompany this subscription. Please reference your rights certificate number on your personal check. 
 If the aggregate Subscription
Price paid by a holder of Subscription Rights is insufficient to purchase the number of Units that the holder indicates are being subscribed for, or if a holder of Subscription Rights does not specify the number of Units to be purchased, then the
holder of Subscription Rights will be deemed to have exercised first, the Basic Subscription Right (if not already fully exercised) and second, the Over-Subscription Privilege to purchase Units to the full extent of the payment rendered. If the
aggregate Subscription Price paid by a holder of Subscription Rights exceeds the amount necessary to purchase the number of Units for which the holder of Subscription Rights has indicated an intention to subscribe, such excess will be returned to
such holder of Subscription Rights, without interest or penalty, as soon as practical following the expiration of the Rights Offering. 
 FOR A MORE
COMPLETE DESCRIPTION OF THE TERMS AND CONDITIONS OF THIS RIGHTS OFFERING, PLEASE REFER TO THE COMPANY’S REGISTRATION STATEMENT AND THE PROSPECTUS SUPPLEMENT, WHICH IS INCORPORATED HEREIN BY REFERENCE. COPIES OF THE REGISTRATION STATEMENT AND
THE PROSPECTUS SUPPLEMENT ARE AVAILABLE UPON REQUEST FROM THE INFORMATION AGENT, GEORGESON INC., BY CALLING 866-695-6078 (TOLL FREE) OR EMAILING SEARSNOTESANDWARRANTSOFFER@GEORGESON.COM. 

Please complete all applicable information and return to the Subscription Agent: 

COMPUTERSHARE INC. 
  

			
	 By First Class Mail:
  

Computershare Inc.
 c/o
Voluntary Corporate Actions
 P.O. Box 43011

Providence, RI 02940-3011
	 	 By Hand or Overnight Courier:
  

Computershare Inc.
 c/o
Voluntary Corporate Actions
 250 Royall Street, Suite V

Canton, MA 02021

 Delivery of this Subscription Rights Certificate to an address other than as set forth above does not
constitute a valid delivery. 

 

	A.	Exercise of Basic Subscription Rights (1 Subscription Right = 1 Unit) 

  

					
		  	x $500 per Unit	  	=
	(no. of Units)	  	(Subscription Price)	  	(Cost for Basic Subscription Units)

  

	B.	Exercise Over-Subscription Privilege* 

  

					
		  	x $500 per Unit	  	= $
	(no. of Units)	  	(Subscription Price)	  	(Cost for Over-Subscription Units)

  

	*	This Over-Subscription Privilege may only be exercised if the Basic Subscription Right is exercised in full.

 
					
	 C.     Total Amount Enclosed:
	  	$
		  		  	(Cost for Total Subscription Units)

 SECTION 1. TO SUBSCRIBE: I acknowledge that I have received the Prospectus for the Rights Offering and I
hereby subscribe for the number of Units indicated as the total of A and B hereon upon the terms and conditions specified in the Prospectus Supplement and incorporated by reference herein, receipt of which is acknowledged. I hereby agree that if I
fail to pay in full for the Units for which I have subscribed, Sears Holdings may exercise any of the remedies provided for in the Prospectus Supplement. 

TO SELL: If I have checked the box on line D, I authorize the sale of Subscription Rights by the Subscription Agent according to the
procedures described in the Prospectus Supplement. 

 

  
  

Print full name of Assignee and Social Security Number 
  

 
 Address for delivery of certificate representing
Unexercised Subscription Rights 
 If permanent change of address, check here:   ̈ 

Daytime telephone number: (    ) 
 Evening
telephone number: (    ) 
 Email address: 
  

	D.	Sell any Unexercised Remaining Subscription Rights   ̈ 

 

	E.	Deliver a certificate representing 

 Unexercised Subscription Rights to the Assignee at the address in
Section 1 
  

	F.	Transfer 

 Subscription Rights to the Transferee designated in Section 2 below 

SECTION 2. TO TRANSFER RIGHTS: (Per Line F): For value received, of the Subscription Rights represented by this Form of Exercise, Sale or
Transfer are assigned to: 
  
  

Print full name of Assignee and Social Security Number 
  

 
 Print Full Address 

 
  

Signature(s) of Assignor(s) 

 

  
 The signature(s) on this Form of Exercise,
Sale or Transfer must correspond with the name(s) of the registered holder(s) exactly as it appears on the face of the Subscription Rights Certificate without any alteration or change whatsoever. In the case of joint registered holders, each person
must sign this Form of Exercise, Sale or Transfer in accordance with the foregoing. If you sign this Form of Exercise, Sale or Transfer in your capacity as a trustee, executor, administrator, guardian, attorney-in-fact, agent, officer of a
corporation or other fiduciary or representative, you must indicate the capacity in which you are signing when you sign and, if requested by the Subscription Agent in its sole and absolute discretion, you must present to the Subscription Agent
satisfactory evidence of your authority to sign in that capacity. 
 If you wish to transfer your Subscription Rights, then your signature must be
guaranteed by an Eligible Guarantor Institution, as that term is defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended, which may include: (a) a commercial bank or trust company; (b) a member firm of a domestic stock
exchange; or (c) a savings bank or credit union. 
  
  

Signature (name of bank or firm): 
  

 
 Guaranteed by (signature/title):

 

  
 DELIVERY OF THIS FORM OF
EXERCISE, SALE OR TRANSFER TO AN ADDRESS OTHER THAN AS SET FORTH ABOVE DOES NOT CONSTITUTE A VALID DELIVERY.

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