Document:

EX-10.6

 Exhibit 10.6 
 IXYS CORPORATION 
 2013 EQUITY INCENTIVE PLAN 

NOTICE OF STOCK OPTION GRANT AND AGREEMENT 
  

 
  

									
	Name:	  		  	 	Option Number:	  	  	
	Address:	  		  	 	Plan Name:	  	  	2013 Equity Incentive Plan
	Employee ID:	  		  				  	

 Effective
                    , 20    , (“Grant Date”), you have been granted [a qualified/non-qualified] stock option to
purchase
                    (                    ) shares
of IXYS Corporation common stock at an Exercise Price of $                     per share pursuant to the IXYS Corporation 2013 Equity Incentive Plan
(the “Plan”). Except as otherwise defined herein, terms with initial capital letters shall have the same meanings set forth in the Plan. A copy of the Plan is attached to this Notice and Agreement. The terms and conditions of the Plan are
incorporated herein by this reference. Subject to the terms and conditions of the Plan, this Option shall become “vested” and exercisable over a period of
[                    (    )] year[s] beginning on the Grant Date as follows:  

[Insert vesting schedule, including acceleration terms (if any)] 
 By accepting this grant and exercising any portion of the Option, you represent that you: (i) agree to the terms and conditions of this Notice and Agreement and the Plan; (ii) have reviewed the
Plan and the Notice and Agreement in their entirety, and have had an opportunity to obtain the advice of legal counsel and/or your tax advisor with respect thereto; (iii) fully understand and accept all provisions hereof; (iv) agree to
accept as binding, conclusive, and final all of the Administrator’s decisions regarding, and all interpretations of, the Plan and the Notice and Agreement; and (v) agree to notify the Company upon any change in your home address indicated
above. 
 Please return a signed copy of this Notice of Stock Option Grant and Agreement to [insert contact name and address of the
Company], and retain a copy for your records.  
 IXYS Corporation 

 

									
	By:	 	      
	 		 	Dated:    	 	  

 [Insert Title] 
 PARTICIPANT 
  

									
	      
	 		 	Dated:	 	  

 [Insert Title]EX-10.1

 Exhibit 10.1 
 EXECUTION COPY 
 AMENDMENT NO. 3 TO RECEIVABLES
PURCHASE AGREEMENT 
 THIS AMENDMENT NO. 3 TO RECEIVABLES PURCHASE AGREEMENT (this “Amendment”), dated as of
June 4, 2013, is among VWR RECEIVABLES FUNDING, LLC, a Delaware limited liability company, as seller (the “Seller”), VWR INTERNATIONAL, LLC, a Delaware limited liability company (together with its successors and permitted
assigns, “VWR”), as servicer (in such capacity, together with its successors and permitted assigns in such capacity, the “Servicer”), PNC BANK, NATIONAL ASSOCIATION, as administrator (in such capacity, together with
its successors and assigns in such capacity, the “Administrator”) as issuer of Letters of Credit (in such capacity, together with its successors and assigns in such capacity, the “LC Bank”), as Related Committed
Purchaser (in such capacity, together with its successors and assigns in such capacity, the “Related Committed Purchaser”), and as Purchaser Agent for the Market Street Purchaser Group (in such capacity, together with its successors
and assigns in such capacity, the “Purchaser Agent”), and MARKET STREET FUNDING LLC, as Conduit Purchaser (“Market Street”). 
 BACKGROUND 
 WHEREAS, the parties hereto entered into the Receivables Purchase
Agreement (the “Receivables Purchase Agreement”) as of November 4, 2011; and 
 WHEREAS, the parties
hereto wish to amend the Receivables Purchase Agreement to revise certain definitions and Termination Events as more specifically set forth herein; 
 NOW, THEREFORE, for good and valuable consideration the receipt and sufficiency of which is hereby acknowledged, the parties hereto hereby agree as follows: 

SECTION 1. Definitions. Capitalized terms used but not defined in this Amendment shall have the meanings assigned to them in the
Receivables Purchase Agreement. 
 SECTION 2. Amendments to Receivables Purchase Agreement. Effective as of the date
hereof and subject to the satisfaction of the conditions precedent set forth in Section 4 hereof, the Receivables Purchase Agreement is hereby amended as follows: 

(a) “Default Ratio” definition in Section 1 of Exhibit I of the Receivables Purchase Agreement is
hereby deleted in its entirety and replaced with the following: 
 “Default Ratio” means the
ratio (expressed as a percentage) computed as of the last day of each Fiscal Month by dividing: (a) the aggregate Outstanding Balance of all Pool Receivables that became Defaulted Receivables during such month (other than Receivables
that became Defaulted Receivables as a result of an Insolvency Proceeding with respect to the Obligor thereof during such month) by (b) the Credit Sales during the month that is (i) seven (7) Fiscal Months before such month for
Receivables the Originator of which is VWR and (ii) five (5) Fiscal Months before such month for all other Receivables. 

 (b) “Defaulted Receivable” definition in Section 1 of
Exhibit I of the Receivables Purchase Agreement is hereby deleted in its entirety and replaced with the following: 
 “Defaulted Receivable” means a Receivable: 
 (a)
other than any Receivable the Obligor of which is an Affiliate of VWR, as to which any payment, or part thereof, remains unpaid for (i) more than 180 days from the due date for such payment for all Receivables the Originator of which is VWR and
(ii) more than 120 days from the due date for such payment for all other Receivables, or 
 (b) without
duplication (i) as to which an Insolvency Proceeding shall have occurred with respect to the Obligor thereof or any other Person obligated thereon or owning any Related Security with respect thereto (other than the Seller or any Purchaser), or
(ii) as to which any payment, or part thereof, has been written off the Seller’s books as uncollectible. 
 (c) Section (f) of Exhibit V of the Receivables Purchase Agreement is hereby deleted in its entirety and replaced with the following: 

(f) (i) the average for three consecutive Fiscal Months of: (1) other than for the periods described in clause (i)(2)
below, (A) the Default Ratio shall exceed 3.0%, (B) the Delinquency Ratio shall exceed 13.75%, or (C) the Dilution Ratio shall exceed 5.0%; and (2) for the three consecutive Fiscal Month periods ended November
2012, December 2012, January 2013, February 2013, March 2013, April 2013, and May 2013 (as reported in the Information Packages delivered in December 2012 through June 2013), (A) the Default Ratio shall exceed 4.0%,
(B) the Delinquency Ratio shall exceed 15.0%, or (C) the Dilution Ratio shall exceed 5.0%, or (ii) the Days’ Sales Outstanding exceeds 55 days; 
 SECTION 3. Representations and Warranties. Each of the Seller and Servicer hereby represents and warrants to the Administrator, Purchaser Agent, LC Bank, Related Committed Purchaser and Market
Street, as of the date hereof, as follows: 
 (a) the representations and warranties of the Seller and Servicer
contained in Exhibit III of the Receivables Purchase Agreement are true and correct in all material respects on and as of the date hereof as though made on and as of such date (except for representations and warranties which apply as to an
earlier date, in which case such representations and warranties shall be true and correct as of such earlier date); and 
 (b) no event has occurred and is continuing, or would result from this Amendment, that constitutes a Termination Event or Unmatured Termination Event, as set forth in Exhibit V of the Receivables
Purchase Agreement. 

  
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 SECTION 4. Conditions Precedent. The effectiveness of this Amendment is subject to
the satisfaction of all of the following conditions precedent: 
 (a) The Administrator shall have received a
fully executed counterpart of this Amendment from each of the parties hereto. 
 (b) The Administrator shall have
received such documents and certificates as the Administrator shall have reasonably requested on or prior to the date hereof. 
 (c) The Administrator shall have received all fees and other amounts due and payable to it under the Receivables Purchase Agreement and in connection with this Amendment on or prior to the date hereof,
including, to the extent invoiced, payment or reimbursement of all fees and expenses (including fees, charges and disbursements of counsel) required to be paid or reimbursed on or prior to the date hereof. To the extent such fees and other amounts
have not yet been invoiced, the Seller agrees to remit payment to the applicable party promptly upon receipt of such invoice. 
 (d) No Termination Event or Unmatured Termination Event, as set forth in Exhibit V of the Receivables Purchase Agreement, shall have occurred and be continuing. 

SECTION 5. Amendment. Seller, Servicer, Administrator, Purchaser Agent, LC Bank, Related Committed Purchaser and Market Street
hereby agree that the provisions and effectiveness of this Amendment shall apply to the Receivables Purchase Agreement as of the date hereof. Except as amended by this Amendment, the Receivables Purchase Agreement remains unchanged and in full force
and effect. This Amendment is a Transaction Document. 
 SECTION 6. Counterparts. This Amendment may be executed by the
parties in separate counterparts, each of which when so executed and delivered shall be an original, but all such counterparts shall together constitute but one and the same instrument. 

SECTION 7. Captions. The headings of the Sections of this Amendment are for convenience of reference only and shall not modify,
define, expand or limit any of the terms or provisions of this Amendment. 
 SECTION 8. Successors and Assigns. The terms
of this Amendment shall be binding upon, and shall inure to the benefit of, Seller, Servicer, the Administrator, Purchaser Agent, LC Bank, Related Committed Purchaser and Market Street and their respective successors and permitted assigns.

 SECTION 9. Severability. Any provision of this Amendment which is prohibited or unenforceable in any jurisdiction
shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render
unenforceable such provision in any other jurisdiction. 

  
 3 

 SECTION 10. Governing Law and Jurisdiction. The provisions of the Receivables
Purchase Agreement with respect to governing law, jurisdiction, and agent for service of process are incorporated in this Amendment by reference as if such provisions were set forth herein. 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

  
 4 

 IN WITNESS WHEREOF, the parties hereto have executed this Amendment by their duly authorized
officers as of the date first above written. 
  

			
	 VWR RECEIVABLES FUNDING, LLC,
as Seller

		
	By:	 	 /s/ James M. Kalinovich

	Name:	 	James M. Kalinovich
	Title:	 	Vice President and Treasurer

  

					
		 	S-1	 	 Amendment No. 3 to RPA
 VWR Receivables Funding, LLC

			
	 VWR INTERNATIONAL, LLC,
as Servicer

		
	By:	 	 /s/ James M. Kalinovich

	Name:	 	James M. Kalinovich
	Title:	 	Vice President and Treasurer

  

					
		 	S-2	 	 Amendment No. 3 to RPA
 VWR Receivables Funding, LLC

			
	 PNC BANK, NATIONAL ASSOCIATION,
as Administrator, Purchaser Agent for the Market Street Purchaser
Group and Related Committed Purchaser,

		
	By:	 	 /s/ William P. Falcon

	Name:	 	Willliam P. Falcon
	Title:	 	Senior Vice President

  

					
		 	S-3	 	 Amendment No. 3 to RPA
 VWR Receivables Funding, LLC

 
			
	 MARKET STREET FUNDING LLC,
as Conduit Purchaser

		
	By:	 	 /s/ Doris J. Hearn

	Name:	 	Doris J. Hearn
	Title:	 	Vice President

  

					
		 	S-4	 	 Amendment No. 3 to RPA
 VWR Receivables Funding, LLC

 
			
	 PNC BANK, NATIONAL ASSOCIATION,
as the LC Bank

		
	By:	 	 /s/ Mark S. Falcione

	Name:	 	Mark S. Falcione
	Title:	 	Executive Vice President

  

					
		 	S-5	 	 Amendment No. 3 to RPA
 VWR Receivables Funding, LLC

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