Document:

EX-4.1

 Exhibit 4.1 
 

 
 016570 003590 127C RESTRICTED 114 057-423 COMMON STOCK OCZ TECHNOLOGY COMMON STOCK THIS
CERTIFICATE IS TRANSFERABLE IN CANTON, MA AND NEW YORK, NY CERTIFICATE NUMBER ZQ 000000 OCZ TECHNOLOGY GROUP, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SHARES **600620****** ***600620***** ****600620**** *****600620*** ******600620**
THIS CERTIFIES THAT MR. SAMPLE & MRS. SAMPLE & MR. SAMPLE & MRS. SAMPLE CUSIP 67086E 30 3 SEE REVERSE FOR CERTAIN DEFINITIONS is the owner of * * * SIX HUNDRED THOUSAND SIX HUNDRED AND TWENTY * * * FULLY-PAID AND
NON-ASSESSABLE SHARES OF THE COMMON STOCK OF OCZ Technology Group, Inc. (hereinafter called the “Company”), transferable on the books of the Company in person or by duly authorized attorney, upon surrender of this Certificate properly
endorsed. This Certificate and the shares represented hereby, are issued and shall be held subject to all of the provisions of the Certificate of Incorporation, as amended, and the By-Laws, as amended, of the Company (copies of which are on file
with the Company and with the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. Witness the facsimile seal of the
Company and the facsimile signatures of its duly authorized officers. Chief Executive Officer Secretary [seal] OCZ TECHNOLOGY GROUP INCORPORATED 2004 DELAWARE DATED <<Month Day, Year>> COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST
COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, By            AUTHORIZED SIGNATURE SECURITY INSTRUCTIONS ON REVERSE OCZ TECHNOLOGY PO BOX 43004, Providence, RI 02940-3004 MR A SAMPLE
DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 CUSIP XXXXXX XX X Holder ID XXXXXXXXXX Insurance Value 1,000,000.00 Number of Shares 123456 DTC 12345678 123456789012345 Certificate Numbers Num/No. Denom. Total 1234567890/1234567890 1 1 1
1234567890/1234567890 2 2 2 1234567890/1234567890 3 3 3 1234567890/1234567890 4 4 4 1234567890/1234567890 5 5 5 1234567890/1234567890 6 6 6 Total Transaction 7 

 

 
 OCZ TECHNOLOGY GROUP, INC. THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER
WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND
RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE CERTIFICATE OF INCORPORATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND THE
AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK
CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE. THIS
CERTIFICATE ALSO EVIDENCES AND ENTITIES THE HOLDER HEREOF TO CERTAIN RIGHTS AS SET FORTH IN AN AGREEMENT BETWEEN OCZ TECHNOLOGY GROUP, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., DATED AS OF OCTOBER 25, 2011, AS IT MAY BE AMENDED FROM TIME TO TIME
(THE “AGREEMENT”), THE TERMS OF WHICH ARE HEREBY INCORPORATED HEREIN BY REFERENCE AND A COPY OF WHICH IS ON FILE AT THE PRINCIPAL EXECUTIVE OFFICES OF OCZ TECHNOLOGY GROUP, INC. UNDER CERTAIN CIRCUMSTANCES, AS SET FORTH IN THE AGREEMENT,
SUCH RIGHTS (AS DEFINED IN THE AGREEMENT) WILL BE EVIDENCED BY SEPARATE CERTIFICATES AND WILL NO LONGER BE EVIDENCED BY THIS CERTIFICATE. OCZ TECHNOLOGY GROUP, INC. WILL MAIL TO THE HOLDER OF THIS CERTIFICATE A COPY OF THE AGREEMENT WITHOUT CHARGE
AFTER RECEIPT OF A WRITTEN REQUEST THEREFOR. AS SET FORTH IN THE AGREEMENT, RIGHTS BENEFICIALLY OWNED BY ANY PERSON (AS DEFINED IN THE AGREEMENT) WHO BECOMES AN ACQUIRING PERSON (AS DEFINED IN THE AGREEMENT) BECOME NULL AND VOID AND MAY NOT
THEREAFTER BE EXERCISED OR TRANSFERRED. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN
COM—as tenants in common TEN ENT—as tenants by the entireties JT TEN—as joint tenants with right of survivorship UNIF GIFT MIN
ACT—            Custodian            (Cust) (Minor) under Uniform Gifts to Minors Act
            (State) UNIF TRF MIN ACT—            Custodian (until
age            ) (Cust)             under Uniform Transfers to Minors Act
            (Minor) (State) Additional abbreviations may also be used though not in the above list. PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE For value received,
            hereby sell, assign and transfer unto (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) Shares of the capital stock represented by the within
Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated: 20 Signature: Signature: Notice: The signature to
this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever. Signature(s) Guaranteed: Medallion Guarantee Stamp THE SIGNATURE(S) SHOULD BE
GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.Contribution, Conveyance and Assumption Agreement

 Exhibit 10.2 
 CONTRIBUTION, CONVEYANCE AND ASSUMPTION 
 AGREEMENT 

by and among 
 SEMGROUP CORPORATION 
 ROSE ROCK MIDSTREAM HOLDINGS, LLC 

ROSE ROCK MIDSTREAM GP, LLC 
 ROSE ROCK MIDSTREAM CORPORATION 
 ROSE ROCK MIDSTREAM, L.P.

 ROSE ROCK MIDSTREAM OPERATING, LLC 
 SEMOPERATING G.P., L.L.C. 
 ROSE ROCK MIDSTREAM ENERGY GP, LLC

 SEMCRUDE, L.P. 
 and 
 SEMGREEN, L.P. 

Dated as of November 29, 2011 

 CONTRIBUTION, CONVEYANCE AND ASSUMPTION 

AGREEMENT 

This Contribution, Conveyance and Assumption Agreement, dated as of November 29, 2011 (this “Agreement”), is by and
among SemGroup Corporation, a Delaware corporation (“SemGroup”), Rose Rock Midstream Holdings, LLC, a Delaware limited liability company (“Holdings”), Rose Rock Midstream GP, LLC, a Delaware limited liability
company (the “General Partner”), Rose Rock Midstream Corporation, a Delaware corporation (“RRMC”), Rose Rock Midstream, L.P., a Delaware limited partnership (the “Partnership”), Rose Rock Midstream
Operating, LLC, a Delaware limited liability company (“Opco”), SemOperating G.P., L.L.C., a Delaware limited liability company (“SemOperating”), Rose Rock Midstream Energy GP, LLC, a Delaware limited liability
company (“RRM Energy GP”), SemCrude, L.P., a Delaware limited partnership (“SemCrude”), and SemGreen, L.P., a Delaware limited partnership (“SemGreen”). The above-named entities are sometimes
referred to in this Agreement individually as a “Party” and collectively as the “Parties.” Any capitalized terms used but not defined herein shall have the meanings assigned to them in the Amended Partnership
Agreement (as herein defined). 
 RECITALS 

WHEREAS, the General Partner, RRMC and Holdings have formed the Partnership, pursuant to the Delaware Revised Uniform Limited
Partnership Act (the “Delaware LP Act”), for the purpose of engaging in any business activity that is approved by the General Partner and that lawfully may be conducted by a limited partnership organized pursuant to the Delaware LP
Act. 
 WHEREAS, in order to accomplish the objectives and purposes in the preceding recital, each of the following
actions has been taken prior to the date hereof: 
  

	 	1.	SemGroup formed Holdings under the terms of the Delaware Limited Liability Company Act (the “Delaware LLC Act”) and contributed $2,000 in exchange for
all of the membership interests in Holdings. 

  

	 	2.	Holdings formed the General Partner under the terms of the Delaware LLC Act and contributed $1,000 in exchange for all of the membership interests in the General
Partner. 

  

	 	3.	Holdings formed RRMC under the terms of the Delaware General Corporation Law and contributed $20 in exchange for all of the stock of RRMC. 

 

	 	4.	The General Partner, RRMC and Holdings formed the Partnership under the terms of the Delaware LP Act and contributed $20, $10 and $970, respectively, in exchange for a
2.0% general partner interest, 1.0% limited partner interest and 97.0% limited partner interest, respectively, in the Partnership. 

  

	 	5.	The Partnership formed Opco under the terms of the Delaware LLC Act and contributed $1,000 in exchange for all of the membership interests in Opco.

  
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	 	6.	SemOperating formed RRM Energy GP under the terms of the Delaware LLC Act and contributed the right to receive a 0.5% general partner interest in SemCrude in exchange
for all of the membership interests in RRM Energy GP. 

 WHEREAS, concurrently with the execution of this
Agreement, each of the following transactions shall occur: 
  

	 	1.	SemOperating will contribute its 0.5% general partner interest in SemCrude to RRM Energy GP. 

 

	 	2.	SemOperating will distribute its 100.0% membership interest in RRM Energy GP to SemGroup. 

 

	 	3.	SemGroup will contribute its 99.5% limited partner interest in SemCrude and its 100.0% membership interest in RRM Energy GP (together, the “Interests”)
to Holdings in exchange for the unconditional right to receive, as a reimbursement of pre-formation capital expenditures (as that term is defined by Treasury Regulation Section 1.707-4(d)) incurred by SemGroup with respect to the Interests
(such pre-formation capital expenditures referred to herein as “Capital Expenditures”), a cash distribution in an amount equal to the greater of (1) $110 million (the “Fixed Amount”) or (2) the sum of
(A) the aggregate amount of cash contributed by the Underwriters to the Partnership on the Closing Date with respect to Common Units issued by the Partnership, less offering expenses, underwriting discounts and commissions and structuring fees
(the “Net IPO Proceeds”), and (B) upon the earlier to occur of the expiration of the Over-Allotment Option or the exercise in full of the Over-Allotment Option, the aggregate amount of cash, if any, contributed by the
Underwriters to the Partnership on the Option Closing Date(s) with respect to Common Units issued by the Partnership, less offering expenses, underwriting discounts and commissions and structuring fees, upon each exercise of the Over-Allotment
Option (the “Net Option Proceeds,” and together with the Net IPO Proceeds, the “Net Proceeds”). The right of SemGroup to receive the greater of the amounts described above is unconditional and not dependent upon the
occurrence of future events. For clarity, if the Initial Public Offering does not occur, Holdings will make a cash distribution to SemGroup of the Fixed Amount as a reimbursement of Capital Expenditures. 

 

	 	4.	SemCrude will distribute the SemCrude Assets and Liabilities (as defined herein) and a 100.0% membership interest in SemCrude Pipeline, L.L.C., a Delaware limited
liability company (“SemCrude Pipeline”), to Holdings (with 0.5% of each of the SemCrude Assets and Liabilities and such membership interest in SemCrude Pipeline being conveyed on behalf of RRM Energy GP). 

 

	 	5.	Holdings will distribute the SemCrude Assets and Liabilities to SemGroup. 

  
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	 	6.	SemGroup will contribute the SemCrude Assets and Liabilities to SemGreen, L.P. (“SemGreen”) (with 0.5% of the SemCrude Assets and Liabilities being
conveyed on behalf of SemOperating). 

  

	 	7.	Holdings will contribute the Interests to the Partnership (with 1% and 2% of the Interests being conveyed on behalf of RRMC and the General Partner, respectively) in
exchange for (i) a continuation of Holdings’ and RRMC’s respective limited partner interests in the Partnership and the General Partner’s general partner interest in the Partnership, and (ii) the unconditional right to
receive, as a reimbursement of Capital Expenditures, a cash distribution from the Partnership in an amount equal to the greater of (1) the Fixed Amount or (2) the Net Proceeds. The right of Holdings to receive the greater of the amounts
described above is unconditional and not dependent upon the occurrence of future events. For clarity, if the Initial Public Offering does not occur, the Partnership will make a cash distribution to Holdings of the Fixed Amount as a reimbursement of
Capital Expenditures. 

  

	 	8.	The Partnership will contribute the Interests to Opco. 

  

	 	9.	The respective initial capital contributions of Holdings, RRMC and the General Partner will be refunded, and any interest or other profit that may have resulted from
the investment or other use of such capital contributions will be distributed to Holdings, RRMC and the General Partner in proportion to such capital contributions. 

WHEREAS, the General Partner and the Partnership intend to consummate the Initial Public Offering. 

NOW, THEREFORE, in consideration of the mutual covenants, representations, warranties and agreements herein contained, the
parties hereto agree as follows: 
 ARTICLE I 
 DEFINITIONS 
 The terms set forth below in this Article I shall have the
meanings ascribed to them below or in the part of this Agreement referred to below: 
 “Amended Partnership
Agreement” means the Second Amended and Restated Agreement of Limited Partnership of the Partnership, to be entered into on the Closing Date, in substantially the form included as Annex A to the Registration Statement, as such agreement may
be amended, restated or modified from time to time. 
 “Closing” means the closing of the sale of Common Units
by the Partnership to the Underwriters pursuant to the provisions of the Underwriting Agreement. 
 “Closing
Date” means the first date on which Common Units are sold by the Partnership to the Underwriters pursuant to the provisions of the Underwriting Agreement. 

  
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 “Common Units” has the meaning assigned to such term in the Amended
Partnership Agreement. 
 “Commission” means the U.S. Securities and Exchange Commission. 

“Incentive Distribution Rights” has the meaning assigned to such term in the Amended Partnership Agreement. 

“Initial Public Offering” has the meaning assigned to such term in the Amended Partnership Agreement. 

“Notional General Partner Units” has the meaning assigned to such term in the Amended Partnership Agreement. 

“Option Closing Date” has the meaning assigned to such term in the Amended Partnership Agreement. 

“Over-Allotment Option” has the meaning assigned to such term in the Amended Partnership Agreement. 

“Partnership Agreement” means the First Amended and Restated Agreement of Limited Partnership of the Partnership dated
November 29, 2011. 
 “Registration Statement” means the Registration Statement on Form S-1 filed with the
Commission (Registration No. 333-176260), as amended and effective on the Closing Date. 
 “Subordinated
Units” has the meaning assigned to such term in the Amended Partnership Agreement. 
 “Securities Act”
means the Securities Act of 1933, as amended. 
 “SemCrude Assets and Liabilities” means certain inactive
assets and certain liabilities of SemCrude listed on Annex A attached hereto. 
 “Underwriters” has the
meaning assigned to such term in the Amended Partnership Agreement. 
 “Underwriting Agreement” means that
certain Underwriting Agreement to be entered into among Barclays Capital Inc., Citigroup Capital Markets Inc. and Deutsche Bank Securities Inc., as representatives of the Underwriters, SemGroup, the General Partner and the Partnership. 

ARTICLE II 

CONTRIBUTION, ACKNOWLEDGEMENTS AND DISTRIBUTIONS 
 Concurrently with, and effective upon, the execution of this Agreement: 

Section 2.1 Contribution of General Partner Interest in SemCrude by SemOperating to RRM Energy GP. SemOperating hereby
grants, contributes, bargains, 

  
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conveys, assigns, transfers, sets over and delivers to RRM Energy GP and its successors and assigns, for its and their own use forever, all right, title and interest in and to SemOperating’s
0.5% general partner interest in SemCrude, and RRM Energy GP hereby accepts such general partner interest. 
 Section 2.2
Distribution of Membership Interest in RRM Energy GP by SemOperating to SemGroup. SemOperating hereby grants, distributes, bargains, conveys, assigns, transfers, sets over and delivers to SemGroup and its successors and assigns,
for its and their own use forever, all right, title and interest in and to SemOperating’s 100.0% membership interest in RRM Energy GP, and SemGroup hereby accepts such membership interest. 

Section 2.3 Contribution of the Interests by SemGroup to Holdings. SemGroup hereby grants, contributes, bargains, conveys,
assigns, transfers, sets over and delivers to Holdings and its successors and assigns, for its and their own use forever, all right, title and interest in and to the Interests in exchange for the unconditional right to receive, as a reimbursement of
Capital Expenditures, a cash distribution in an amount equal to the greater of (1) the Fixed Amount or (2) the Net Proceeds, and Holdings hereby accepts such Interests. 

Section 2.4 Distribution of SemCrude Assets and Liabilities and Membership Interest in SemCrude Pipeline by SemCrude to
Holdings. SemCrude hereby grants, distributes, bargains, conveys, assigns, transfers, sets over and delivers to Holdings and its successors and assigns, for its and their own use forever, all right, title and interest in and to the SemCrude
Assets and Liabilities and a 100.0% membership interest in SemCrude Pipeline (with 0.5% of each of the SemCrude Assets and Liabilities and such membership interest in SemCrude Pipeline being conveyed on behalf of RRM Energy GP), and Holdings hereby
accepts such SemCrude Assets and Liabilities and such membership interest. 
 Section 2.5 Distribution of SemCrude Assets
and Liabilities by Holdings to SemGroup. Holdings hereby grants, distributes, bargains, conveys, assigns, transfers, sets over and delivers to SemGroup and its successors and assigns, for its and their own use forever, all right, title and
interest in and to the SemCrude Assets and Liabilities, and SemGroup hereby accepts such SemCrude Assets and Liabilities. 

Section 2.6 Contribution of SemCrude Assets and Liabilities by SemGroup to SemGreen. SemGroup hereby grants, contributes,
bargains, conveys, assigns, transfers, sets over and delivers to SemGreen and its successors and assigns, for its and their own use forever, all right, title and interest in and to the SemCrude Assets and Liabilities (with 0.5% of the SemCrude
Assets and Liabilities being conveyed on behalf of SemOperating), and SemGreen hereby accepts such SemCrude Assets and Liabilities. 
 Section 2.7 Contribution of the Interests by Holdings to the Partnership. Holdings hereby grants, contributes, bargains, conveys, assigns, transfers, sets over and delivers to the
Partnership and its successors and assigns, for its and their own use forever, all right, title and interest in and to the Interests (with 1% and 2% of the Interests being conveyed on behalf of RRMC and the General Partner, respectively) in exchange
for (i) a continuation of Holdings’ and RRMC’s respective limited partner interests in the Partnership and the General Partner’s general partner interest in the Partnership, and (ii) the unconditional right to receive, as a
reimbursement 

  
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of Capital Expenditures, a cash distribution from the Partnership in an amount equal to the greater of (1) the Fixed Amount or (2) the Net Proceeds, and the Partnership hereby accepts
such Interests. 
 Section 2.8 Contribution of the Interests by the Partnership to Opco. The Partnership hereby
grants, contributes, bargains, conveys, assigns, transfers, sets over and delivers to Opco and its successors and assigns, for its and their own use forever, all right, title and interest in and the Interests, and Opco hereby accepts such Interests.

 Section 2.9 Return of Initial Capital Contributions. The Partnership hereby refunds and distributes (i) to
Holdings the initial capital contribution made by Holdings to the Partnership along with 97.0% of any interest or profit that resulted from the investment or other use of such capital contribution, (ii) to RRMC the initial capital contribution
made by RRMC to the Partnership along with 1.0% of any interest or profit that resulted from the investment or other use of such capital contribution and (iii) to the General Partner the initial capital contribution made by the General Partner
to the Partnership along with 2.0% of any interest or profit that resulted from the investment or other use of such capital contribution. 
 ARTICLE III  
 ADDITIONAL TRANSACTIONS 

Section 3.1 Closing of Initial Public Offering of Common Units. 

(a) Immediately prior to the Closing, the General Partner shall exchange its 2.0% general partner interest in the
Partnership for Notional General Partner Units and the Incentive Distribution Rights, as set forth in the Amended Partnership Agreement. 
 (b) Immediately prior to the Closing, RRMC shall exchange its 1.0% limited partner interest in the Partnership for Common Units, as set forth in the Amended Partnership Agreement. 

(c) Immediately prior to the Closing, Holdings shall exchange its 97.0% limited partner interest in the Partnership for
Common Units and Subordinated Units, as set forth in the Amended Partnership Agreement. 
 (d) At the Closing,
the Partnership shall issue to the Underwriters, pursuant to the Underwriting Agreement, such number of Common Units as shall be approved by the Board of Directors (the “Board”) of the General Partner or the Pricing Committee
thereof (the “Pricing Committee”), and the Underwriters shall make a capital contribution to the Partnership in an amount equal to the product of (i) such number of Common Units times (ii) the initial public offering price
that shall be approved by the Board or the Pricing Committee. 
 (e) Immediately following the Closing,
(i) the Partnership shall make a cash distribution to Holdings in an amount equal to the Net IPO Proceeds and (ii) Holdings shall make a cash distribution to SemGroup in an amount equal to the Net IPO Proceeds, in each case as a
reimbursement of Capital Expenditures. 
 (f) Following the Closing, the Partnership will pay the expenses
associated with the Initial Public Offering. 

  
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 Section 3.2 Closing of Over-Allotment Option. 

(a) If the Over-Allotment Option is exercised in whole or in part, the Partnership shall issue to the Underwriters,
pursuant to the Underwriting Agreement, up to such number of additional Common Units as shall be approved by the Board or the Pricing Committee, upon making an additional capital contribution to the Partnership in an amount equal to the product of
(i) the number of Common Units purchased pursuant to the exercise of the Over-Allotment Option times (ii) the initial public offering price that shall be approved by the Board or the Pricing Committee. 

(b) Upon the earlier to occur of the expiration of the Over-Allotment Option or the exercise in full of the Over-Allotment
Option: 
 (i) the Partnership shall issue to Holdings a number of additional Common Units that is equal to the
excess, if any, of (x) the aggregate number of Common Units subject to the Over-Allotment Option as shall be approved by the Board or the Pricing Committee over (y) the aggregate number of Common Units, if any, actually purchased by and
issued to the Underwriters pursuant to the exercise of the Over-Allotment Option on the Option Closing Date(s); and 
 (ii) (x) the Partnership shall make a cash distribution to Holdings in an amount equal to the Net Option Proceeds and (y) Holdings shall make a cash distribution to SemGroup in an amount equal to the
Net Option Proceeds, in each case as a reimbursement of Capital Expenditures. 
 (c) As soon as reasonably
practicable, but not later than thirty (30) business days after the earlier of the expiration of the Over-Allotment Option or the exercise in full of the Over-Allotment Option, (i) the Partnership shall make, as a reimbursement of Capital
Expenditures, a cash distribution to Holdings in an amount equal to the excess, if any, of (x) the Fixed Amount over (y) the Net Proceeds, and (ii) Holdings shall make, as a reimbursement of Capital Expenditures, a cash distribution
to SemGroup in an amount equal to the excess, if any, of (x) the Fixed Amount over (y) the Net Proceeds. 
 Section
3.3 Execution of the Amended Partnership Agreement. In connection with the Initial Public Offering, Holdings, RRMC and the General Partner will amend and restate the Partnership Agreement by executing the Amended Partnership Agreement in
substantially the form included as Appendix A to the Registration Statement, with such changes as Holdings, RRMC and the General Partner may agree. 
 ARTICLE IV 
 FURTHER ASSURANCES 

From time to time after the execution hereof, and without any further consideration, the Parties agree to execute, acknowledge and
deliver all such additional deeds, assignments, bills of sale, conveyances, instruments, notices, releases, acquittances and other documents, and to do all 

  
 7 

 
such other acts and things, all in accordance with applicable law, as may be necessary or appropriate (a) more fully to assure that the applicable Parties own all of the properties, rights,
titles, interests, estates, remedies, powers and privileges granted by this Agreement, or which are intended to be so granted, (b) more fully and effectively to vest in the applicable Parties and their respective successors and assigns
beneficial and record title to the interests contributed and assigned by this Agreement or intended to be so and (c) more fully and effectively to carry out the purposes and intent of this Agreement. 

ARTICLE V 

MISCELLANEOUS 
 Section 5.1 Order of Completion of Transactions. The transactions provided for in Article II and Article III of this Agreement shall be completed in the following order: first, the
transactions provided for in Article II shall be completed in the order set forth therein; and second, on or after the Closing Date, the transactions provided for in Article III, if they occur, shall be completed. 

Section 5.2 Headings; References; Interpretation. All Article and Section headings in this Agreement are for convenience
only and shall not be deemed to control or affect the meaning or construction of any of the provisions hereof. The words “hereof,” “herein” and “hereunder” and words of similar import, when used in this Agreement, shall
refer to this Agreement as a whole, including, without limitation, all Exhibits attached hereto, and not to any particular provision of this Agreement. All references herein to Articles, Sections and Exhibits shall, unless the context requires a
different construction, be deemed to be references to the Articles and Sections of this Agreement and the Exhibits attached hereto, and all such Exhibits attached hereto are hereby incorporated herein and made a part hereof for all purposes. All
personal pronouns used in this Agreement, whether used in the masculine, feminine or neuter gender, shall include all other genders, and the singular shall include the plural and vice versa. The use herein of the word “including” following
any general statement, term or matter shall not be construed to limit such statement, term or matter to the specific items or matters set forth immediately following such word or to similar items or matters, whether or not non-limiting language
(such as “without limitation”, “but not limited to”, or words of similar import) is used with reference thereto, but rather shall be deemed to refer to all other items or matters that could reasonably fall within the broadest
possible scope of such general statement, term or matter. 
 Section 5.3 Successors and Assigns. This Agreement
shall be binding upon and inure to the benefit of the Parties and their respective successors and assigns. 
 Section 5.4
No Third Party Rights. The provisions of this Agreement are intended to bind the Parties as to each other and are not intended to and do not create rights in any other person or confer upon any other person any benefits, rights or
remedies, and no person is or is intended to be a third party beneficiary of any of the provisions of this Agreement. 

Section 5.5 Counterparts. This Agreement may be executed in any number of counterparts with the same effect as if all
signatory Parties had signed the same document. All counterparts shall be construed together and shall constitute one and the same instrument. 

  
 8 

 Section 5.6 Choice of Law. This Agreement shall be subject to and governed by
the laws of the State of Oklahoma. Each Party hereby submits to the jurisdiction of the state and federal courts in the State of Oklahoma and to venue in Tulsa, Oklahoma. 
 Section 5.7 Severability. If any of the provisions of this Agreement are held by any court of competent jurisdiction to contravene, or to be invalid under, the laws of any political body
having jurisdiction over the subject matter hereof, such contravention or invalidity shall not invalidate the entire Agreement. Instead, this Agreement shall be construed as if it did not contain the particular provision or provisions held to be
invalid and an equitable adjustment shall be made and necessary provisions added so as to give effect to the intention of the Parties as expressed in this Agreement at the time of execution of this Agreement. 

Section 5.8 Amendment or Modification. This Agreement may be amended or modified from time to time only by the written
agreement of all the Parties. Each such instrument shall be reduced to writing and shall be designated on its face as an amendment to this Agreement. 
 Section 5.9 Integration. This Agreement and the instruments referenced herein supersede all previous understandings or agreements among the Parties, whether oral or written, with respect to
the subject matter of this Agreement and such instruments. This Agreement and such instruments contain the entire understanding of the Parties with respect to the subject matter hereof and thereof. No understanding, representation, promise or
agreement, whether oral or written, is intended to be or shall be included in or form part of this Agreement unless it is contained in a written amendment hereto executed by the parties hereto after the date of this Agreement. 

Section 5.10 Deed; Bill of Sale; Assignment. To the extent required and permitted by applicable law, this Agreement shall
also constitute a “deed,” “bill of sale” or “assignment” of the assets and interests referenced herein. 
 [Signature Pages Follow] 

  
 9 

 IN WITNESS WHEREOF, the parties to this Agreement have caused it to be duly executed as of
the date first above written. 
  

					
	SEMGROUP CORPORATION
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	President and Chief Executive Officer
	
	ROSE ROCK MIDSTREAM HOLDINGS, LLC
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	President and Chief Executive Officer
	
	ROSE ROCK MIDSTREAM GP, LLC
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	President and Chief Executive Officer
	
	ROSE ROCK MIDSTREAM CORPORATION
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	President and Chief Executive Officer

 Signature Page to Contribution, Conveyance and Assumption Agreement 

 
					
	ROSE ROCK MIDSTREAM, L.P.
		
	By:	 	 ROSE ROCK MIDSTREAM GP, LLC,
 its general partner

		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	President and Chief Executive Officer

 
					
	
	ROSE ROCK MIDSTREAM OPERATING, LLC
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	President and Chief Executive Officer

 
					
	
	SEMOPERATING G.P., L.L.C.
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	Chief Executive Officer

 
					
	
	ROSE ROCK MIDSTREAM ENERGY GP, LLC
		
	By:	 	SEMOPERATING G.P., L.L.C., its sole member
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	Chief Executive Officer

 Signature Page to Contribution, Conveyance and Assumption Agreement 

 
					
	SEMCRUDE, L.P.
		
	By:	 	SEMOPERATING G.P., L.L.C., its general partner
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	Chief Executive Officer
	
	SEMGREEN, L.P.
		
	By:	 	SEMOPERATING G.P., L.L.C., its general partner
		
	By:	 	            /s/ Norman J. Szydlowski
		 	Name:	 	Norman J. Szydlowski
		 	Title:	 	Chief Executive Officer

 THE STATE OF OKLAHOMA 
 COUNTY OF TULSA 
 SUBSCRIBED AND SWORN TO BEFORE ME by Norman J. Szydlowski on
this the 29th day of November, 2011. 
  

	
	
	    /s/ Elayna M. Conner
	Notary Public for Oklahoma

 Signature Page to Contribution, Conveyance and Assumption Agreement 

 ANNEX A 

SemCrude Assets and Liabilities

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