Document:

EX-10.1

 Exhibit 10.1 

SAGENT PHARMACEUTICALS, INC. 

SEPARATION AGREEMENT AND RELEASE OF CLAIMS 

This Separation Agreement and Release of Claims (the “Separation Agreement”) is by and between Michael Logerfo (the
“Executive”) and Sagent Pharmaceuticals, Inc. (“Sagent” or the “Company”). 
 WHEREAS,
the Executive and the Company and, as applicable, certain of its affiliates are party to that certain Employment Agreement, dated as of January 20, 2011 (the “Employment Agreement”), the amendment to the Employment Agreement, dated
as of April 15, 2015 (the “Amendment”), and the letter amendment to the Employment Agreement, dated as of December 2, 2015 (the “Letter Amendment”); 

WHEREAS, the Company and the Executive have mutually agreed that the Executive’s employment with the Company and its affiliates will
terminate effective April 1, 2016 (the “Termination Date”); and 
 NOW, THEREFORE, for the promises and covenants set forth
herein and for such other good and valuable consideration, the receipt of which is hereby acknowledged, the Executive and Company enter into this Separation Agreement on the following terms and conditions: 

1. Termination Date. As of the Termination Date, the Executive ceased to be employed by the Company and its affiliates and
resigned from all positions with the Company and its affiliates. 
 2. Accrued Obligations and Termination Benefits. The Company
and the Executive acknowledge and agree that a definitive list of the payments and benefits paid or payable to him under Section 9 of the Employment Agreement and as otherwise agreed is set forth on Schedules A and B hereto (the
“Benefits”), and, with the exception of the Accrued Benefits specified therein, represent, in part, consideration for execution of this Agreement, and Schedule C and are not salary, wages or benefits to which the Executive
was already entitled for the period prior to the Termination Date. 
 3. Release. The Executive acknowledges and agrees that in
exchange for the Benefits, he must execute and deliver to the Company by April 22, 2016, and not subsequently revoke, the General Release, attached as Schedule C hereto. 

4. Mutual Non-Disparagement. The Executive agrees that he shall not, whether orally or in writing, publicly criticize, denigrate or
disparage the Company or any of its affiliates, and the Company agrees that it shall direct its executive officers and members of the board of directors not to, whether orally or in writing, publicly criticize, denigrate or disparage the Executive,
with respect to any matters; provided, however, that the restrictions in this Section shall not apply to any action brought to enforce this Agreement or in any other future litigation between the Company and/or the Executive and shall not bar any
good faith response to any court order, lawful subpoena, or inquiry by a governmental or self-regulatory organization. 

 5. Survival. The Company agrees that the terms of this Agreement and the provisions
identified in Section 16 of the Employment Agreement will survive the execution of the General Release. 
  

									
	EXECUTIVE:	 		 		 	
				
	 /s/ Michael Logerfo
	 		 		 	Dated: April 1, 2016
	Michael Logerfo	 		 		 	
				
	SAGENT PHARMACEUTICALS, INC.	 		 		 	
					
	Name:	 	 /s/ Carol Dunning
	 		 		 	Dated: April 1, 2016
	Title:	 	Vice President, Human Resources	 		 		 	

 SCHEDULE A 

TERMINATION BENEFITS 

The Company and Executive agree the Company shall pay or provide Executive the following Termination Benefits: 

 

	 	•	 	Base Salary ($451,900 per annum) through the Termination Date; accrued and unused vacation pay through the Termination Date; any earned but unpaid Annual Bonus (which 2015 bonus amounts have already been paid); any
amounts owed to the Executive for expenses which are reimbursable; and any other benefits or amounts due and owing to the Executive under the terms of any plan, program or arrangement of the Company (collectively, the “Accrued
Benefits”). 

  

	 	•	 	Executive will retain the materials set forth on Schedule B only to the extent (i) the Executive has given such materials to the Company to scrub and (ii) the Executive does not copy or retain any copies of any
confidential information included on the laptop other than information the Executive is permitted to keep under the confidentiality provisions of his employment agreement. 

If the Executive executes, delivers, does not revoke and otherwise complies with Schedule C, the Company will provide the following
additional benefits: 
  

	 	•	 	A pro rata portion (based on the number of days during the applicable fiscal period prior to the Termination Date) of the Annual Bonus, which the Executive would have earned absent termination, pro-rated for the period
January 1 through the Termination Date, with such payment to be made at the time bonus payments are made to executives of the Company generally. 

  

	 	•	 	A cash lump sum of $632,660 representing the product of (x) one (1) and (y) the sum of the Executive’s base salary and target bonus. 

 

	 	•	 	Provided the Executive elects continued welfare coverage pursuant to COBRA, the Company shall pay for a maximum period of 18 months the same percentage of the monthly premium costs for COBRA continuation coverage as it
pays of the monthly premium costs for medical coverage for senior executives generally; provided that the Company may pay this amount by paying the Executive a monthly amount equal on an after-tax basis to such amount. 

 

	 	•	 	Reimbursement of Executive’s reasonable out-of-pocket legal expenses incurred in connection with this Agreement. 

  

	 	•	 	Reimbursement for reasonable outplacement services (which shall not exceed $30,000) incurred during the 2 year period following the Termination Date. 

 

	 	•	 	An advance of attorney’s fees in the amount of $5,000 upon submission to the Company of a legal bill or invoice. 

 SCHEDULE B 

Lenovo Laptop Computer 

 SCHEDULE C 

GENERAL RELEASE 

I, Michael Logerfo, in consideration of and subject to the performance by Sagent Pharmaceuticals, Inc. (together with its subsidiaries,
“Employer”), of its obligations under the Employment Agreement dated as of January 20, 2011, the amendment to the Employment Agreement, dated as of April 15, 2015, and the letter amendment to the Employment Agreement, dated as of
December 2, 2015 (such documents collectively, the “Agreement”), do hereby release and forever discharge as of the date hereof the Employer and its respective affiliates and all present, former and future managers, directors,
officers, employees, successors and assigns of the Employer and its affiliates and direct or indirect owners (collectively, the “Released Parties”) to the extent provided below (this “General Release”). The Released
Parties are intended to be third-party beneficiaries of this General Release, and this General Release may be enforced by each of them in accordance with the terms hereof in respect of the rights granted to such Released Parties hereunder. Terms
used herein but not otherwise defined shall have the meanings given to them in the Agreement. 
 1. I understand that any payments or
benefits paid or granted to me under Section 9 of the Agreement represent, in part, consideration for signing this General Release and are not salary, wages or benefits to which I was already entitled. I understand and agree that I will not receive
certain of the payments and benefits specified in Section 9 of the Agreement unless I execute this General Release and do not revoke this General Release within the time period permitted hereafter. Such payments and benefits will not be considered
compensation for purposes of any employee benefit plan, program, policy or arrangement maintained or hereafter established by the Employer or its affiliates. 

2. Except as provided in paragraphs 4 and 5 below and except for the provisions of the Agreement which expressly survive the termination of my
employment with the Employer, I knowingly and voluntarily (for myself, my heirs, executors, administrators and assigns) release and forever discharge the Employer and the other Released Parties from any and all claims, suits, controversies, actions,
causes of action, cross-claims, counter-claims, demands, debts, compensatory damages, liquidated damages, punitive or exemplary damages, other damages, claims for costs and attorneys’ fees, or liabilities of any nature whatsoever in law and in
equity, both past and present (through the date that this General Release becomes effective and enforceable) and whether known or unknown, suspected, or claimed against the Employer or any of the Released Parties which I, my spouse, or any of my
heirs, executors, administrators or assigns, may have, which arise out of or are connected with my employment with, or my separation or termination from, the Employer (including, but not limited to, any allegation, claim or violation, arising under:
Title VII of the Civil Rights Act of 1964, as amended; the Civil Rights Act of 1991; the Age Discrimination in Employment Act of 1967, as amended (including the Older Workers Benefit Protection Act); the Equal Pay Act of 1963, as amended; the
Americans with Disabilities Act of 1990; the Family and Medical Leave Act of 1993; the Worker Adjustment Retraining and Notification Act; the Employee Retirement Income Security Act of 1974; any applicable Executive Order Programs; the Fair Labor
Standards Act; or their state or local counterparts; or under any other federal, state or local civil or human rights law, or under any other local, state, or federal law, regulation or ordinance; or under any public policy,

 
contract or tort, or under common law; or arising under any policies, practices or procedures of Employer; or any claim for wrongful discharge, breach of contract, infliction of emotional
distress, defamation; or any claim for costs, fees, or other expenses, including attorneys’ fees incurred in these matters) (all of the foregoing collectively referred to herein as the “Claims”). 

3. I represent that I have made no assignment or transfer of any right, claim, demand, cause of action, or other matter covered by paragraph
(ii) above. 
 4. I agree that this General Release does not waive or release any rights or claims that I may have under the Age
Discrimination in Employment Act of 1967 which arise after the date I execute this General Release. I acknowledge and agree that my separation from employment with the Employer in compliance with the terms of the Agreement shall not serve as the
basis for any claim or action (including, without limitation, any claim under the Age Discrimination in Employment Act of 1967). 
 5. I
agree that I hereby waive all rights to sue or obtain equitable, remedial or punitive relief from any or all Released Parties of any kind whatsoever in respect of any Claim, including, without limitation, reinstatement, back pay, front pay, and any
form of injunctive relief. Notwithstanding the above, I further acknowledge that I am not waiving and am not being required to waive any right that cannot be waived under law, including the right to file an administrative charge or participate in an
administrative investigation or proceeding; provided, however, that I disclaim and waive any right to share or participate in any monetary award resulting from the prosecution of such charge or investigation or proceeding.
Additionally, I am not waiving (i) any right to the benefits or any severance benefits to which I am entitled under the Agreement or (ii) any claim relating to directors’ and officers’ liability insurance coverage or any right of
indemnification under the Employer’s organizational documents or otherwise. 
 6. In signing this General Release, I acknowledge and
intend that it shall be effective as a bar to each and every one of the Claims hereinabove mentioned or implied. I expressly consent that this General Release shall be given full force and effect according to each and all of its express terms and
provisions, including those relating to unknown and unsuspected Claims (notwithstanding any state or local statute that expressly limits the effectiveness of a general release of unknown, unsuspected and unanticipated Claims), if any, as well as
those relating to any other Claims hereinabove mentioned or implied. I acknowledge and agree that this waiver is an essential and material term of this General Release and that without such waiver the Employer would not have agreed to the terms of
the Agreement. I further agree that in the event I should bring a Claim seeking damages against the Employer, or in the event I should seek to recover against the Employer in any Claim brought by a governmental agency on my behalf, this General
Release shall serve as a complete defense to such Claims to the maximum extent permitted by law. I further agree that I am not aware of any pending claim of the type described in paragraph (ii) above as of the execution of this General Release. 

7. I agree that neither this General Release, nor the furnishing of the consideration for this General Release, shall be deemed or construed
at any time to be an admission by the Employer, any Released Party or myself of any improper or unlawful conduct. 

 8. Any non-disclosure provision in this General Release does not prohibit or restrict me (or my
attorney) from responding to any inquiry about this General Release or its underlying facts and circumstances by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), any other self-regulatory
organization or any governmental entity. 
 9. I hereby acknowledge that this General Release does not affect the enforceability of any
provisions of the Agreement intended to apply after the termination of my employment. 
 10. I represent that I am not aware of any claim by
me other than the claims that are released by this General Release. I acknowledge that I may hereafter discover claims or facts in addition to or different than those which I now know or believe to exist with respect to the subject matter of the
release set forth in paragraph 2 above and which, if known or suspected at the time of entering into this General Release, may have materially affected this General Release and my decision to enter into it. 

11. Notwithstanding anything in this General Release to the contrary, this General Release shall not relinquish, diminish, or in any way
affect any rights or claims arising out of any breach by the Employer or by any Released Party of the Agreement after the date hereof. 

12. Whenever possible, each provision of this General Release shall be interpreted in, such manner as to be effective and valid under
applicable law, but if any provision of this General Release is held to be invalid, illegal or unenforceable in any respect under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability shall not affect any
other provision or any other jurisdiction, but this General Release shall be reformed, construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision had never been contained herein. 

BY SIGNING THIS GENERAL RELEASE, I REPRESENT AND AGREE THAT: 
  

	 	(i)	I HAVE READ IT CAREFULLY; 

  

	 	(ii)	I UNDERSTAND ALL OF ITS TERMS AND KNOW THAT I AM GIVING UP IMPORTANT RIGHTS, INCLUDING BUT NOT LIMITED TO, RIGHTS UNDER THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, AS AMENDED, TITLE VII OF THE CIVIL RIGHTS ACT OF
1964, AS AMENDED; THE EQUAL PAY ACT OF 1963, THE AMERICANS WITH DISABILITIES ACT OF 1990; AND THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974, AS AMENDED; 

  

	 	(iii)	I VOLUNTARILY CONSENT TO EVERYTHING IN IT; 

  

	 	(iv)	I HAVE BEEN ADVISED TO CONSULT WITH AN ATTORNEY BEFORE EXECUTING IT AND I HAVE DONE SO OR, AFTER CAREFUL READING AND CONSIDERATION, I HAVE CHOSEN NOT TO DO SO OF MY OWN VOLITION; 

	 	(v)	I HAVE HAD AT LEAST 21 DAYS FROM THE DATE OF MY RECEIPT OF THIS RELEASE TO CONSIDER IT, AND THE CHANGES MADE SINCE MY RECEIPT OF THIS RELEASE ARE NOT MATERIAL OR WERE MADE AT MY REQUEST AND WILL NOT RESTART THE REQUIRED
21 -DAY PERIOD; 

  

	 	(vi)	I UNDERSTAND THAT I HAVE SEVEN (7) DAYS AFTER THE EXECUTION OF THIS RELEASE TO REVOKE IT AND THAT THIS RELEASE SHALL NOT BECOME EFFECTIVE OR ENFORCEABLE UNTIL THE REVOCATION PERIOD HAS EXPIRED; 

 

	 	(vii)	I HAVE SIGNED THIS GENERAL RELEASE KNOWINGLY AND VOLUNTARILY AND WITH THE ADVICE OF ANY COUNSEL RETAINED TO ADVISE ME WITH RESPECT TO IT; AND 

 

	 	(viii)	I AGREE THAT THE PROVISIONS OF THIS GENERAL RELEASE MAY NOT BE AMENDED, WAIVED, CHANGED OR MODIFIED EXCEPT BY AN INSTRUMENT IN WRITING SIGNED BY AN AUTHORIZED REPRESENTATIVE OF THE EMPLOYER AND BY ME. 

 

							
	SIGNED:	 	             /s/ Michael Logerfo
	 		  	DATED: April 1, 2016
		 	            Michael LogerfoEX-4.1

	
	 Exhibit 4.1
 

  
 COMMON STOCK COMMON STOCK 
 PAR VALUE $0.001 THIS
CERTIFICATE IS TRANSFERABLE IN CANTON, MA, JERSEY CITY, NJ AND 
 COLLEGE STATION, TX 

Certificate Shares 
 Number * * 000000 ****************** 

	 *
	  
	 * * 000000 ***************** 

ZQ00000000 
 **** 000000 **************** 
 ARROWHEAD
PHARMACEUTICALS, INC. ***** 000000 *************** 
 ****** 000000 ************** 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 

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Mr. Alexander SAMPLE David Sample **** Mr. Alexander & David Sample **** Mr. CUSIP 04280A 10 0 Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr Alexander David Sample ****
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&Mr. Alexander MRS. David Sample SAMPLE **** Mr. Alexander David Sample **** Mr. Alexander 
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REVERSE FOR CERTAIN DEFINITIONS 
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Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Sample **** Mr. Sample 

is the record holder of
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00000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00 ***ZERO?HUNDRED THOUSAND 
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 FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE, OF 
 Arrowhead Pharmaceuticals, Inc. , transferable on the books of the Corporation by the holder hereof, in person or by duly authorized Attorney upon surrender of this Certificate properly
endorsed. This Certificate is not valid unless countersigned by the Transfer Agent. 
 IN WITNESS WHEREOF, the
said Corporation has caused this Certificate to be signed by its duly authorized officers and to be sealed with the seal of the Corporation. 
 DATED DD-MMM-YYYY 
 COUNTERSIGNED AND REGISTERED:

 COMPUTERSHARE TRUST COMPANY, N.A. 
 Chief Executive Officer TRANSFER?AGENT AND?REGISTRAR, 
 By Chief Financial Officer 
 AUTHORIZED?SIGNATURE

 

 
  
 ARROWHEAD
PHARMACEUTICALS, INC. 
 The Corporation will furnish without charge to each stockholder who so requests the
powers, designations, preferences and relative, participating, optional or other 
 special rights of each class
of stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be 
 made to the Corporation’s Secretary at the principal office of the Corporation. 
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full 

according to applicable laws or regulations: 
 TEN COM—as tenants in common UNIF GIFT MIN ACT—Custodian 
 (Cust)(Minor) 
 TEN ENT—as tenants by the
entireties under Uniform Gifts to Minors Act 
 (State) 

JT TEN—as joint tenants with right of survivorship UNIF?TRF MIN ACT—Custodian (until age ) 

and not as tenants in common(Cust) 
 under Uniform Transfers to Minors Act 

(Minor)(State) 
 Additional abbreviations may also be used though not in the above list. 
 PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 
 For value received,             hereby sell, assign and transfer unto 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) 

Shares 
 of the Common Stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint 
 Attorney 
 to transfer the said stock on the books
of the within named Corporation with full power of substitution in the premises. 
 Dated:
            20 Signature(s) Guaranteed: Medallion Guarantee Stamp 
 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, 
 Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED 
 SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. 
 Signature: 
 Signature: 

Notice: The signature to this assignment must correspond with the name 

as written upon the face of the certificate, in every particular, 

without alteration or enlargement, or any change whatever. 

The IRS requires that we report the cost basis of certain shares 

acquired after January 1, 2011. If your shares were covered by 

the legislation and you have sold or transferred the shares and 

requested a specific cost basis calculation method, we have 

processed as requested. If you did not specify a cost basis 

calculation method, we have defaulted to the first in, first out 

(FIFO) method. Please visit our website or consult your tax 

advisor if you need additional information about cost basis. 

If you do not keep in contact with us or do not have any 

activity in your account for the time periods specified by state 

law, your property could become subject to state unclaimed 

property laws and transferred to the appropriate state.

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