Document:

msci-ex1068_150.htm

 

Exhibit 10.68

 

*** INDICATES CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT THAT HAVE BEEN OMITTED PURSUANT TO ITEM 601(B) OF REGULATION S-K BECAUSE THE IDENTIFIED CONFIDENTIAL PORTIONS (I) ARE NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED.

 

A.N.: 130339 

AMD_00087516

AMENDMENT

Date of Amendment: November 15, 2012

AMENDMENT to the Index License Agreement for Funds (the “Agreement”), dated as of March 18, 2000, by and between MSCI Inc. (f/k/a Morgan Stanley Capital International Inc.) (“MSCI”) and BlackRock Institutional Trust Company, N.A. (formerly known as Barclays Global Investors, N.A.) (“Licensee”), as previously amended. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed in the Agreement.

	
 
	
1.
	
Exhibit A of the Agreement is hereby amended to add the following Indexes:

	
 
	
•
	
MSCI Spain 25/50 Index

	
 
	
•
	
MSCI Italy 25/50 Index

	
 
	
•
	
MSCI Mexico IMI 25/50 Index

	
 
	
•
	
MSCI Poland IMI 25/50 Index

	
 
	
•
	
MSCI Chile IMI 25/50 Index

	
 
	
•
	
MSCI Korea 25/50 Index

	
 
	
•
	
MSCI Thailand IMI 25/50 Index

	
 
	
•
	
MSCI Switzerland 25/50 Index

	
 
	
•
	
MSCI New Zealand IMI 25/50 Index

	
 
	
•
	
MSCI Austria IMI 25/50 Index

	
 
	
•
	
MSCI Brazil 25/50 Index

 

The above Indexes shall be collectively referred to hereunder as the “25/50 Indexes.”

For the avoidance of doubt, the terms contained in Exhibit B of the Agreement shall apply to all Funds based on the MSCI Belgium IMI 25/50 Index; provided that in addition to listing and trading the Funds on *********** domiciled exchange, Funds based on the MSCI Belgium IMI 25/50 Index also may be listed and traded on stock or security exchanges domiciled in:

***********

***********

***********

***********

License Fees set forth in the Agreement, as amended, shall apply with respect to all Funds based on the 25/50 Indexes. All listed Funds must be issued, sold and traded on a public basis in accordance with the applicable securities law. All other terms and restrictions contained in Exhibit B shall apply.

	
 
	
2.
	
This Amendment is intended to amend and operate in conjunction with the Agreement and together this Amendment and the Agreement constitute the complete and exclusive statement of the agreement between the parties and supersede in full all prior proposals and understandings, oral or written, relating to the subject matter hereof. To the extent that any terms of this Amendment conflict with any terms of the Agreement, the terms of this Amendment shall control. No right or license of any kind is granted to Licensee except as expressly provided in the Agreement and this Amendment.
	
 

	
 
	
3.
	
MSCI may terminate this Amendment with respect to the Index in the event that Licensee does not list a Fund based on the Index on an exchange within 1 year of the date of this Amendment.
	
 

	
 
	
4.
	
This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York without regard to its conflict or choice of laws principles.
	
 

1

 

 

 

							
	
LICENSEE: BlackRock Institutional Trust Company, N.A.
	
 
	
MSCI INC.

	
 
	
 
	
 
	
 
	
 
	
 
	
 

	
By
	
 
	
/s/ Timothy M. Meyer
	
 
	
By
	
 
	
/s/ David Dalpe

	
Name
	
 
	
Tim Meyer
	
 
	
Name
	
 
	
David Dalpe

	
 
	
 
	
(printed)
	
 
	
 
	
 
	
(printed)

	
 
	
 
	
 
	
 
	
 
	
 
	
 

	
Title
	
 
	
M. Director
	
 
	
Title
	
 
	
Vice President

	
 
	
 
	
 
	
 
	
 
	
 
	
 

	
LICENSEE: BlackRock Institutional Trust Company, N.A.
	
 
	
 
	
 
	
 

	
 
	
 
	
 
	
 
	
 
	
 
	
 

	
By
	
 
	
/s/ Jenni Lee
	
 
	
 
	
 
	
 

	
 
	
 
	
(printed)
	
 
	
 
	
 
	
 

	
Title
	
 
	
Director
	
 
	
 
	
 
	
 

 

2msci-ex1069_149.htm

 

Exhibit 10.69

*** INDICATES CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT THAT HAVE BEEN OMITTED PURSUANT TO ITEM 601(B) OF REGULATION S-K BECAUSE THE IDENTIFIED CONFIDENTIAL PORTIONS (I) ARE NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED.

A.N.:130339 

AMD_00090437.0 

AMENDMENT

Date of Amendment: February 21, 2013

AMENDMENT to the Index License Agreement for Funds (the “Agreement”), dated as of March 18, 2000, by and between MSCI Inc. (f/k/a Morgan Stanley Capital International Inc.) (“MSCI”) and BlackRock Institutional Trust Company, N.A. (formerly known as Barclays Global Investors, N.A.) (“Licensee”), as previously amended. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed in the Agreement.

	
1.
	
Exhibit A of the Agreement is hereby amended to add the following Indexes:

	
 
	
•
	
MSCI USA Risk Weighted Index

	
 
	
•
	
MSCI USA Value Weighted Index

	
 
	
•
	
MSCI USA Momentum Index

	
 
	
•
	
MSCI USA Quality Index

The above Indexes shall be collectively referred to hereunder as the “Indexes for iShares Risk Premia ETFs.”

	
2.
	
Licensee may use the Indexes for iShares Risk Premia ETFs and associated Marks solely with respect to the following Funds:

	
 
	
•
	
iShares MSCI USA Size Factor ETF which seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI USA Risk Weighted Index.

	
 
	
•
	
iShares MSCI USA Value Factor ETF which seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI USA Value Weighted Index.

	
 
	
•
	
iShares MSCI USA Momentum Factor ETF which seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI USA Momentum Index.

	
 
	
•
	
iShares MSCI USA Quality Factor ETF which seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI USA Quality Index.

(For purposes of this Agreement, each fund noted above is referred to herein as a “Fund.”)

	
3.
	
For the avoidance of doubt, the license fees set forth in the Agreement, as amended, shall apply with respect to Funds based on the Indexes for iShares Risk Premia ETFs, subject to the following:

	
 
	
•
	
The *********** fee shall be ***********.

	
4.
	
This Amendment is intended to amend and operate in conjunction with the Agreement and together this Amendment and the Agreement constitute the complete and exclusive statement of the agreement between the parties and supersede in full all prior proposals and understandings, oral or written, relating to the subject matter hereof. To the extent that any terms of this Amendment conflict with any terms of the Agreement, the terms of this Amendment shall control. No right or license of any kind is granted to Licensee except as expressly provided in the Agreement and this Amendment.

	
5.
	
MSCI may terminate this Amendment with respect to the Index in the event that Licensee does not list a Fund based on the Index on an exchange within 1 year of the date of this Amendment.

	
6.
	
This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York without regard to its conflict or choice of laws principles.

	
	
1

 

 
 

 

 

						
	
LICENSEE: BlackRock Institutional Trust Company, N.A.
	
 
	
MSCI INC

	
 
	
 
	
 
	
 
	
 
	
 

	
By
	
 
	
/s/ Timothy Meyer
	
 
	
By
	
/s/ David Kinzelberg

	
Name
	
 
	
Timothy M. Meyer
	
 
	
Name
	
David Kinzelberg

	
Title
	
 
	
Managing Director
	
 
	
Title
	
Executive Director

	
 
	
 
	
 
	
 
	
 
	
 

	
LICENSEE: BlackRock Institutional Trust Company, N.A
	
 
	
 
	
 

	
 
	
 
	
 
	
 
	
 
	
 

	
By
	
 
	
/s/ Jenni Lee
	
 
	
 
	
 

	
Name
	
 
	
Jenni A. Lee
	
 
	
 
	
 

	
Title
	
 
	
Director
	
 
	
 
	
 

 

	
	
2msci-ex1070_148.htm

 

Exhibit 10.70

*** INDICATES CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT THAT HAVE BEEN OMITTED PURSUANT TO ITEM 601(B) OF REGULATION S-K BECAUSE THE IDENTIFIED CONFIDENTIAL PORTIONS (I) ARE NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED.

A.N.:130339 AMD_00097372.0

AMENDMENT

Date of Amendment: March 20, 2013

AMENDMENT to the Index License Agreement for Funds (the “Agreement”), dated as of March 18, 2000, by and between MSCI Inc. (f/k/a Morgan Stanley Capital International Inc.) (“MSCI”) and BlackRock Institutional Trust Company, N.A. (formerly known as Barclays Global Investors, N.A.) (“Licensee”), as previously amended. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed in the Agreement.

	
 
	
1.
	
Exhibit A of the Agreement is hereby amended to add the following Indexes:

	
 
	
•
	
***********

For the avoidance of doubt, the terms contained in Exhibit B of the Agreement shall apply to all Funds based on the ***********; provided that in addition to listing and trading the Funds on an U.S. domiciled exchange, Funds based on the *********** also may be listed and traded on stock or security exchanges domiciled in:

***********

***********

***********

***********

License Fees set forth in the Agreement, as amended, shall apply with respect to all Funds based on the ***********. All listed Funds must be issued, sold and traded on a public basis in accordance with the applicable securities law. All other terms and restrictions contained in Exhibit B shall apply.

	
 
	
2.
	
This Amendment is intended to amend and operate in conjunction with the Agreement and together this Amendment and the Agreement constitute the complete and exclusive statement of the agreement between the parties and supersede in full all prior proposals and understandings, oral or written, relating to the subject matter hereof. To the extent that any terms of this Amendment conflict with any terms of the Agreement, the terms of this Amendment shall control. No right or license of any kind is granted to Licensee except as expressly provided in the Agreement and this Amendment.

	
 
	
3.
	
MSCI may terminate this Amendment with respect to the Index in the event that Licensee does not list a Fund based on the Index on an exchange within 1 year of the date of this Amendment.

	
 
	
4.
	
This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York without regard to its conflict or choice of laws principles.

 

						
	
LICENSEE: BlackRock Institutional Trust Company, N.A.
	
 
	
MSCI INC.

	
 
	
 
	
 
	
 
	
 
	
 

	
By
	
 
	
/s/ Timothy M. Meyer
	
 
	
By
	
/s/ David Kinzelberg

	
Name
	
 
	
Timothy M. Meyer
	
 
	
Name
	
David Kinzelberg

	
Title
	
 
	
Managing Director
	
 
	
Title
	
Executive Director

	
 
	
 
	
 
	
 
	
 
	
 

	
LICENSEE: BlackRock Institutional Trust Company, N.A
	
 
	
 
	
 

	
 
	
 
	
 
	
 
	
 
	
 

	
By
	
 
	
/s/ Jenni A. Lee
	
 
	
 
	
 

	
Name
	
 
	
Jenni A. Lee
	
 
	
 
	
 

	
Title
	
 
	
Director

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