Document:

Exhibit 10.1

 

	AMENDMENT
    OF SOLICITATION/MODIFICATION OF CONTRACT	1.  CONTRACT
    ID CODE

                                         0	PAGE     OF      PAGE

    1      |       2

	2.
                                                                                       AMENDMENT/MODIFICATION NO.

        P00004
	3
                                                                                       EFFECTIVE DATE

        See Block 16C
	4.
                                                                                       REOUISITION/PURCHASE REQ. NO.

        RSAG-13-00016
	5,
                                                        PROJECT NO, (lf applicable)

        FAD

	6.
    ISSUED BY                                       CODE

    

    U.S.   Dept. of Homeland Security Office of Procurement Operations S&T Acquisition Division 245 Murray
    Lane, SW Building 410 Washington DC 20528	DHS/OPO/S&T/CHEMB1	7.
    ADMINISTERED BY (if other than Item 6)  CODE 

    

    U.S.   Dept. of Homeland Security Office of Procurement Operations S&T Acquisition Division 245 Murray
    Lane, SW Building 410 Washington DC 20528	DHS/OPO/S&T/CHEMB1
	 	 
	 	 
	 	 
	 	 
	 	 
	 	 

	8.
    NAME AND ADDRESS OF CONTRACTOR (No.,street, county, State and ZIP Code))	(X)	9A. AMENDMENT
    OF SOLICITATION NO.	 
	GENVEC
    INC	 	 	 
	65
    WEST WATKINS MILL ROAD	 	 	 
	ATTN JO AFUANG	 	9B, DATED (SEE 'TEM 11)	 
	GAITHERSBURG
    MD 208784021	 	 	 
	 	 	 	 
		 
	 

                                                                                X
	10A. MODIFICATION OF CONTRACT/ORDER           	 
	 	HSHQDC-10—C-00034	 
	 		 
	10B.
                                                                                DATED (SEE ITEM 13)

        01/22/2010
        _______

        
	 
	CODE  8067295470000	FACILITY
    CODE	 

11.
THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

	 ̈

	The above numbered solicitation is amended as set forth in Item 14.
    The hour end date specified for receipt of Offers 
               £ is
    extended, £ is not extended. Offers must acknowledge receipt of this
    amendment     prior to the hour arid date specified In the solicitation or as amended, by one of the following methods: (a)
    By completing     Items 8 and 15, and returning _______________ copies of the amendment; (b) By acknowledging receipt of this
    amendment en each     copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the
    solicitation and amendment     numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE
    RECEIPT OF OFFERS PRIOR TO THE HOUR     AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this
    amendment you desire to change an offer already     submitted, such change may be made by telegram or latter, provided each
    telegram or letter makes reference to the solicitation     and this amendment, and is received prior to the opening hour and
    date specified.

 

12. ACCOUNTING AND APPROPRIATION
DATA (If required)

See
Schedule 

13.
THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACTIORDER NO. AS DESCRIBED IN ITEM 14,

 

	CHECK
    ONE	A
    THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT
    ORDER NO. IN ITEM 10A.
	 
	 	B.
    THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such es changes in paying office, appropriation
    date, arc.) SET FORTH IN ITEM 14 PURSUANT TO THE AUTHORITY OF FAR 43.105(b).
	S 	C.
                                                                    THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY
                                                                    OF:

         

        Federal
        Acquisition Regulation 43.103(a) (3)

	 	 D.
    OTHER (Specify type of modification and authority)

	E.  IMPORTANT:        Contractor	c
    is not.   T
    is required to sign this document and return	1  	  copies
    to the issuing office.
	 

14. DESCRIPTION OF AMENDMENT/MODIFICATION
(Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

 

DUNS Number: 806729547+0000

(See page 2 for modification
details.)

AAP Number: NONE DO/DPAS Rating:
NONE

  

 

 

Except as provided herein, all
terms and conditions of the document referenced in item 9A or 10A, as heretofore changed, remains unchanged and in full force
end effect.

	15A.
                                                                                       NAME AND TITLE OF SIGNER (Type or print).

                                                                                        

        Douglas J.
        Swirsky, Chief Financial Officer
	16A
                                                        NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

                                                         

        Aaron H.Ford

	15B. CONTRACTOR/OFFEROR	15C.
    DATE SIGNED	16B.
    UNITED STATES OF AMERICA	16C. DATE SIGNED
	/s/ Douglas J. Swirsky	 	/s/ Aaron H. Ford	DEC 31 2012
	(Signature
    of person Authorized to sign)	 	(Signature
    of Contracting Officer) 	 

 

    	 

    	 

    

 

Exhibit 10.1

 

	 	 	HSHQDC-10-C-00034
	RSAG-13-00016	 	Modification P00004
	 	 	Page 2 of 2

 

		A.	The purpose of this modification to Department of Homeland
Security contract HSHQDC-10-C-00034 is to extend the period of performance. Accordingly, the contract is modified as follows:

 

		1.	The period of performance end date of the contract is hereby revised from 12/31/2012 to 06/30/2013.

 

		2.	This modification does not change the contract's overall estimated cost.

 

		3.	This modification does not change the contract's overall funded amount.

 

		B.	Except as modified herein, all other terms and conditions
of the contract remain in full force and effect.EXHIBIT 10.2

 

	AMENDMENTOF
                                                                                                                             SOLICITATIONIMODIFICATICATION
                                                                                                                             OF
                                                                                                                             CONTRACT

	1.  CONTRACT
    ID CODE

     	PAGE     OF      PAGES

    1      |       5

	2.
                                                                                                                       AMENDMENT/MODIFICATION
                                                                                                                       NO.

          P00005
	3.
                                                                                                                       EFFECTIVE
                                                                                                                       DATE

        See Block
        16C
	4.
                                                                                                                       REQUISITION/PURCHASE
                                                                                                                       REQ. NO.

        RSAG—13—00027
	5.
                                                                                                                       PROJECT
                                                                                                                       NO.
                                                                                                                       (If
                                                                                                                       applicable)

        FAD

	6.
    ISSUED BY                      CODE
    
 

    U.S.   Dept. of Homeland Security

 Office of Procurement Operations

 S&T Acquisition Division

 245 Murray
    Lane, SW

 Building 410

 Washington DC 20528	DHS/OPO/S&T/CHEMB	7.
    ADMINISTERED BY (if other than Item 6)

    

    U.S.   Dept. of Homeland Security

 Office of Procurement Operations

 S&T Acquisition Division

 245 Murray
    Lane, SW

 Building 410 Washington DC 20528	CODE
    DHS/OPO/S&T/CHEM1
	 	 
	 	 
	 	 
	 	 
	 	 
	 	 

	8.
                                                                                                                                   NAME
                                                                                                                                   AND
                                                                                                                                   ADDRESS
                                                                                                                                   OF
                                                                                                                                   CONTRACTOR
                                                                                                                                   (No.,
                                                                                                                                   street,
                                                                                                                                   county,
                                                                                                                                   Slate
                                                                                                                                   and
                                                                                                                                   Zip
                                                                                                                                   Code)

         

         

        GENVEC INC

        65 WEST WATKINS MILL ROAD
        ATTN JO AFUANG

        GAITHERSBURG MD 208784021
	(x}	9A.
    AMENDMENT OF SOLICITATION NO.
	9B
    DATED (SEE ITEM 11)
	 

        x
	10A,
    MODIFICATION OF CONTRACT/ORDER NO.

         HSHQDC—10—C
    —00034
	10B.
                                              DATED (SEE ITEM 13)

                                              

                                              01/22/2010

         

	CODE
             8067295470000             FACILITY
    CODE:  	 

	11,
                                                                                           THIS ITEM ONLY APPLIES TO AMENDMENTS
                                                                                           Of SOLICITATIONS

        

	 ̈	The above numbered solicitation
    is amended as set forth in Item 14. The hour and date specified for receipt of Offers             ̈
    is extended,        ̈
    is not extended. Offers must acknowledge receipt
    of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
    (a) By completing Items 8 and 15, and returning _____________ copies of the Amendment, (b) By acknowledging receipt of this
    amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation
    and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR
    TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change
    an offer already submitted, such change may be made by telegram or latter, provided each telegram or letter makes reference
    to the solicitation and this amendment, and is received prior to the opening hour and date specified.

 

	12.
                                                                                        ACCOUNTING AND APPROPRIATION DATA (if
                                                                                        required)                        Net
                                                                                        Increase:

        3100000-000-35-55-01-06-000-08-02-0000-00-00-00-00-GE-OE-25-50-000000
	$409,934.00

13.
THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

	CHECK
    ONE	A.   THIS
    CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER
    NO. IN ITEM 10a
	 
	 	B.   THE
    ABOVE NUM BERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation
    date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).
	x	C.   THIS
    SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

    FAR 52.243-2 Changes- Cost Reimbursement Alternate
    I (April 1984)
	 	D.   OTHER
    (Specify type of modification and authority)
	 	 

 

	E. IMPORTANT:           Contractor	       ̈
    is not      xis
    required to sign this document and return ______________    copies to the Issuing office.

14. DESCRIPTION OF AMENDMENT/MODIFICATION
(Organized by UCF section headings, including solicitator/contract subject matter where feasible)

DUNS Number: 806729547+0000

(See page 3 for modification
details.)

AAP Number: NONE DO/DPAS
Rating: NONE

Discount Terms:

Net 30

FOB: Destination

Period of Performance:
01/22/2010 to 12/31/2013

 

Add Item 0004 as follows:

 

	0004   Foot-and-Mouth Disease Vaccine
    Research and	409,934.00

        

	Continued ...	 

Except as provided herein, all
terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

	15A.
                                                                                       NAME AND TITLE OF SIGNER (Type or print).

        

        Douglas J. Swirsky

	16A.
                                                        NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

                                                        

                                                        Shelby Buford, Jr.

	15B. CONTRACTOR/OFFEROR	15C..
    DATE SIGNED	16B.
    UNITED STATES OF AMERICA	16C. DATE SIGNED
	/s/ Douglas J. Swirsky	3/21/13 	

/s/
Shelby Buford

	3/19/2013
	(Signature
    of person Authorized to sign)	 	(Signature
    of Contracting Officer) 	 

 

**
The asterisk denotes that confidential portions of this exhibit have been omitted in reliance on Rule 24b-2 of the Securities
Exchange Act of 1934. The confidential portions have been submitted separately to the Securities and Exchange Commission

 

    	1 of 5

    	 

    

 

	CONTINUATION SHEET	REFERENCE
                                                               NO. OFAMENDMENT BEING CONTINUED

	  PAGE
                                                               OF OF

	 	HSHQDC-10-C-00034/P00005	  2             5

 

NAM E OF OFFEROR OR CONTRACTOR

GENVEC INC

	ITEM
    NO. 

    (A)	SUPPLY
        SERVICES

        

        

        (B)

        
	QUANTITY

    (C)	UNIT

    (D)	UNIT
    PRICE 

    (E)	AMOUNT

(F)

        

	 	Manufacturing
        Development Obligated Amount: 409,934.00
	 	 	 	 

 

**
The asterisk denotes that confidential portions of this exhibit have been omitted in reliance on Rule 24b-2 of the Securities
Exchange Act of 1934. The confidential portions have been submitted separately to the Securities and Exchange Commission

 

    	2 of 5

    	 

    

 

P00005

HSHQDC-10-C-00034

 

The purpose of P00005 for HSHQDC-10-C-00034 is to reallocate
funds and modify at no additional cost to DHS S&T the research milestones, add a new Research Milestone (RM6) with associated
deliverables, modify the development milestones, update the resource manager point of contact and extend the current period of
performance.

 

1) Add CLIN 00004 with funding in the amount of $409,934.00

 

RM5: **

RM6: **

 

2) The total amount for the contract is increased from $4,955,888.00
by $409,934.00 to $5,365,822.00

 

3) The Research Milestones are modified as follows:

 

Research Milestone RM1 (no-cost modification) — **

·   **

 

Research Milestone RM3 (no-cost modification)
— **

·   **

Research Milestone RM4 (no-cost modification) — **

·   **

 

Research Milestone RM5 (cost-modification)
— **

·   **

 

Research Milestone RM6 (new milestone;
cost modification) — **

·   **

 

4) The Development Milestones (no cost modifications) are modified
as follows:

 

Development Milestone DM1— **

			1.    **

 

** The asterisk
denotes that confidential portions of this exhibit have been omitted in reliance on Rule 24b-2 of the Securities Exchange Act of
1934. The confidential portions have been submitted separately to the Securities and Exchange Commission

 

    	3 of 5

    	 

    

 

P00005

HSHQDC-10-C-00034

 

Development Milestone DM2 — **

Development Milestone DM3 — **

 

3) The Deliverables are modified as follows:

 

	 	 	Milestone	 	Deliverables	 	Timeline for Completion	 
	 	 	 	 	 	 	 	 
	RM1	 	
        **

         
	 	
        **

         
	 	
        **

         
	 
	 	 	 	 	 	 	 	 
	RM4	 	
        **

         
	 	
        **

         
	 	
        **

         
	 
	 	 	 	 	 	 	 	 
	RM5	 	
        **

         
	 	
        **

         
	 	
        **

         
	 
	 	 	 	 	 	 	 	 
	RM6*	 	
        **

         
	 	
        **

         
	 	
        **

         
	 

 

** The asterisk
denotes that confidential portions of this exhibit have been omitted in reliance on Rule 24b-2 of the Securities Exchange Act of
1934. The confidential portions have been submitted separately to the Securities and Exchange Commission

 

    	4 of 5

    	 

    

 

 

	 	 	Milestone	 	Deliverables	 	Timeline for Completion	 
	 	 	 	 	 	 	 	 
	DM1  	 	
        **

         
	 	
        **

         
	 	
        **

         
	 
	 	 	 	 	 	 	 	 
	DM2  	 	
        **

         
	 	
        **

         
	 	
        **

         
	 
	 	 	 	 	 	 	 	 
	DM3  	 	
        **

         
	 	
        **

         
	 	
        **

         
	 

 

5)  The Period of Performance is extended

 

From: 01/22/2010 through 06/30/2013

To: 01/22/2010 through 12/31/2013

 

6)   ** has replaced ** as the Resource Manager.

 

**

Department of Homeland Security

Science and Technology Directorate

Voice: **

Email: **

 

7)  All other terms and conditions remain unchanged
and in full force and effect.

 

END OF MODIFICATION

 

** The asterisk
denotes that confidential portions of this exhibit have been omitted in reliance on Rule 24b-2 of the Securities Exchange Act of
1934. The confidential portions have been submitted separately to the Securities and Exchange Commission

 

    	5 of 5

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