Document:

Exhibit
4.1

 

SPECIMEN
COMMON STOCK CERTIFICATE

 

	NUMBER	SHARES

CS-
_________

PYXIS
TANKERS, INC.

INCORPORATED
UNDER THE LAWS OF THE REPUBLIC OF THE MARSHALL ISLANDS

COMMON
STOCK

 

SEE
REVERSE FOR

CERTAIN DEFINITIONS

 

	THIS
    CERTIFIES THAT	CUSIP
    Y71726130

 

IS
THE OWNER OF

 

FULLY
PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF

$.001
PER SHARE, OF THE COMMON STOCK OF

 

Pyxis
Tankers, Inc. (the “Corporation”) transferable on the books of the Corporation in person or by duly authorized attorney upon
surrender of this certificate properly endorsed. This certificate, and the shares represented hereby, are issued and shall be held subject
to all of the provisions of the Articles of Incorporation, as amended, and the By-laws, as amended, of the Corporation (copies of which
are on file with the Corporation and the Transfer Agent), to all of which each holder, by acceptance hereof, assents. This certificate
is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 

Dated:

 

COUNTERSIGNED
AND REGISTERED:

VSTOCK
TRANSFER, LLC

TRANSFER
AGENT AND REGISTRAR

 

	By:_______________________________	 	President:______________________________
	AUTHORIZED
    OFFICER	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	Secretary:_______________________________	 	 

 

    	 

     

    

 

(Reverse
of Certificate)

 

PYXIS
TANKERS, INC.

 

THE
CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE,
PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE CORPORATION AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS
OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED
BY THE ARTICLES OF INCORPORATION OF THE CORPORATION, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE CORPORATION, AND
THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY
OF THE CORPORATION OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR
HIS LEGAL REPRESENTATIVES, TO GIVE THE CORPORATION A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT
MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE.

 

The
following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written
out in full according to applicable laws or regulations:

 

TEN
COM — as tenants in common

TEN
ENT — as tenants by the entireties

JT
TEN — as joint tenants with right of survivorship and not as tenants in common

 

	UNIF
    GIFT MIN ACT — .........................	Custodian.........................

	 	(Cust)	 	(Minor)

 

	Under
    Uniform Gifts to Minors
	Act..............................................................

	 	(State)	 

 

Additional
abbreviations may also be used though not in the above list.

 

For
value received______________________________________________________, hereby sell(s), assign(s) and transfer(s) unto

 

PLEASE
INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE(S)

 

_______________________________________________________________________________

(PLEASE
PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

 _______________________________________________________________________________

 

_______________________________________________________________________________shares
of the capital stock represented by the within Certificate, and do hereby irrevocably constitutes and appoints

 

_______________________________________________________________________________Attorney to transfer the said stock on the books of the within named Company with full power of substitution in the
premises.

 

Dated:

 

________________________________________________________________________________

NOTICE:
THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

	Signature(s)
    Guaranteed:
	 
	By
    ______________________________________________________________________________ex_359700.htm

EXHIBIT 10.1

 

 

FIFTH AMENDMENT 

TO

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT 

 

This Fifth Amendment to Loan and Security Agreement is entered into as of April 4, 2022 (the “Amendment”), by and between HERITAGE BANK OF COMMERCE (“Bank”) and QUICKLOGIC CORPORATION (“Borrower”).

 

RECITALS

 

Borrower and Bank are parties to that certain Amended and Restated Loan and Security Agreement dated as of December 21, 2018 and as amended from time to time, including pursuant to that certain First Amendment to Amended and Restated Loan and Security Agreement dated as of November 6, 2019 and that certain Second Amendment to Amended and Restated Loan and Security Agreement dated as of December 11, 2020, that certain Third Amendment to Loan and Security Agreement dated as of August 16, 2021 and that certain Fourth Amendment to Amended and Restated Loan and Security Agreement dated as of November 16, 2021 (collectively, the “Agreement”). The parties desire to amend the Agreement in accordance with the terms of this Amendment.

 

NOW, THEREFORE, the parties agree as follows:

 

1.    The following definition is added to Section 1.1 of the Agreement in alphabetical order:

 

“Remaining Months Liquidity” means the (i) Borrower’s unrestricted cash maintained at Bank (including cash in the Pledged Account) minus the outstanding principal amount of the Advances, divided by (ii) the absolute value of the average trailing three (3) month EBITDA.

 

2.    Section 6.9 of the Agreement is amended and restated in its entirety to read as follows:

 

6.9         Financial Covenants.         

 

(a)         Minimum Cash. The balance of unrestricted cash maintained in the Pledged Account shall at all times exceed the principal amount of all Advances owing from Borrower to Bank that are outstanding at any time.

 

(b)         Remaining Months Liquidity. Borrower’s Remaining Months Liquidity, measured as of the last day of each quarter, shall be not less than nine (9).

 

3.    Exhibit C to the Agreement is replaced in its entirety with the Exhibit C attached hereto.

 

4.    Borrower represents and warrants that the representations and warranties contained in the Agreement are true and correct as of the date of this Amendment, and that no Event of Default has occurred and is continuing.

 

5.    Unless otherwise defined, all initially capitalized terms in this Amendment shall be as defined in the Agreement. The Agreement, as amended hereby, shall be and remain in full force and effect in accordance with its respective terms and hereby is ratified and confirmed in all respects. Except as expressly set forth herein, the execution, delivery, and performance of this Amendment shall not operate as a waiver of, or as an amendment of, any right, power, or remedy of Bank under the Agreement, as in effect prior to the date hereof. Borrower ratifies and reaffirms the continuing effectiveness of all agreements entered into in connection with the Agreement.

 

6.    This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one instrument. In the event that any signature is delivered by facsimile transmission or by e-mail delivery of a “.pdf” format data file, such signature shall create a valid and binding obligation of the party executing (or on whose behalf such signature is executed) with the same force and effect as if such facsimile or “.pdf” signature page were an original hereof.

 

7.    As a condition to the effectiveness of this Amendment, Bank shall have received, in form and substance satisfactory to Bank, the following:

 

(a)    this original signed Amendment, duly executed by Borrower,

 

(b)    payment of an amendment fee in the amount of $2,500, plus all Bank Expenses incurred through the date of this Amendment; and

 

(c)    such other documents, and completion of such other matters, as Bank may reasonably deem necessary or appropriate.

 

[remainder of this page intentionally left blank]

 

 

 

IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the first date above written.

 

QUICKLOGIC CORPORATION

 

 

By:          

Name:          

Title:          

 

 

 

HERITAGE BANK OF COMMERCE

 

 

By:          

Name:          

Title:nxgn-ex41_10.htm

Exhibit 4.1

Description of Capital Stock

 

The following is a brief description of the capital stock of NextGen Healthcare, Inc., a Delaware corporation (the “Company,” “we,” “us,” or “our”) and is subject to and qualified in its entirety by reference to our Amended and Restated Certificate of Incorporation (our “charter”) and our Amended and Restated Bylaws (our “bylaws”), each of which is incorporated by reference as an exhibit to the Annual Report on Form 10-K of which this exhibit is a part. It also summarizes some relevant provisions of the Delaware General Business Corporation Law, which we refer to as “Delaware law” or “DGCL” and is subject to and qualified in its entirety by reference to the DGCL. Since the terms of our certificate of incorporation, bylaws and Delaware law are more detailed than the general information provided below, you should only rely on the actual provisions of those documents and Delaware law. 

 

General

 

The Company is authorized to issue two classes of stock to be designated, respectively, “common stock” and “preferred stock.” The total number of shares of capital stock which the Company shall have authority to issue is 110,000,000. The total number of shares of common stock that the Company is authorized to issue is 100,000,000, having a par value of $0.01 per share, and the total number of shares of preferred stock that the Company is authorized to issue is 10,000,000, having a par value of $0.01 per share.

 

Common Stock

The voting, dividend, liquidation, and other rights and powers of the common stock are subject to and qualified by the rights, powers and preferences of any series of preferred stock as may be designated by the board of directors of the Company (the “board of directors”) and outstanding from time to time. 

 

Holders of shares of our common stock are entitled to one vote per share held of record on all matters on which stockholders are entitled to vote generally, including the election or removal of directors. Except as otherwise required by law, holders of our common stock shall not be entitled to vote on any amendment to our charter that relates solely to the rights, powers, preferences (or the qualifications, limitations or restrictions thereof) or other terms of one or more outstanding series of preferred stock if the holders of such affected series are entitled, either separately or together with the holders of one or more other such series, to vote thereon pursuant to our charter or pursuant to the DGCL. The holders of our common stock do not have cumulative voting rights in the election of directors.

Subject to the rights of any holders of any outstanding series of preferred stock, the number of authorized shares of common stock may be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of a majority of the stock of the Company entitled to vote, irrespective of the provisions of Section 242(b)(2) of the DGCL. 

 

Holders of shares of our common stock are entitled to receive dividends when and if declared by our board of directors out of funds legally available therefor, subject to limitations under Delaware law and the preferential rights of the holders of any outstanding shares of preferred stock.

 

Upon any voluntary or involuntary liquidation, dissolution or winding up of our affairs and after payment in full of all amounts required to be paid to creditors and to the holders of our preferred stock having liquidation preferences, if any, the holders of shares of our common stock will be entitled to receive pro rata our remaining assets available for distribution.

 

All shares of our common stock that are outstanding are fully paid and non-assessable. 

 

Preferred Stock 

 

Shares of preferred stock may be issued from time to time in one or more series, each of such series to have such terms as stated or expressed in our charter and in the resolution or resolutions providing for the creation and issuance of such series adopted by the board of directors. Our board of directors may determine and fix the number of shares of such series and such voting powers, full or limited, or no voting powers, and such designations, preferences and relative participating, optional or other special rights, and qualifications, limitations or restrictions thereof, including without limitation thereof, dividend rights, conversion rights, redemption privileges and liquidation preferences, and to increase or decrease (but not below the number of shares of such series then outstanding) the number of shares of any series as shall be stated and expressed in such resolutions, all to the fullest extent now or hereafter permitted by the DGCL. The resolution or resolutions providing for the creation and issuance of any series of preferred stock may provide that such series shall be superior or rank equally or be junior to any other series of preferred stock to the extent permitted by law and our charter. Except as otherwise required by law, holders of any series of preferred stock shall be entitled only to such voting rights, if any, as shall expressly be granted by our charter. 

The number of authorized shares of preferred stock may be increased or decreased (but not below the number of shares thereof then outstanding) by the affirmative vote of the holders of a majority of the stock of the Company entitled to vote, irrespective of the provisions of Section 242(b)(2) of the DGCL.

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