Document:

SUNDANCE
STRATEGIES, INC.

(a
Nevada corporation)

4626
North 300 West, Suite 365

Provo,
Utah 84604

Telephone:
(801) 717-3935

 

$500,000.00-$1,000,000.00

 

500,000
- 1,000,000 “Restricted” Shares of Common Stock at $1.00 per Share

 

 

PRIVATE
OFFERING OF $0.001 PAR VALUE COMMON STOCK THAT ARE “RESTRICTED SECURITIES” FOR ACCREDITED INVESTORS ONLY

 

 

 

November
10, 2020

 

SUBSCRIPTION
DOCUMENTS

 

 

 

 

 

 

 

 

 

 

 

 

 

__________________________________

Offeree
Name

 

Date:
_____________.No._____________.__________________________________

Randy
Pearson, President

 

    	 

     

    

 

INDEX
TO SUBSCRIPTION DOCUMENTS

 

 

	 	Page
    

    Number
	 	 
	Instructions	3
	 	 
	Subscription Agreement	6
	 	 
	Subscriber Information	8
	 	 
	Subscriber Signature	10
	 	 
	Company Representations
    and Warranties	11-12
	 	 
	Suitability Letter	13
	 	 
	Subscriber Information	14-15
	 	 
	Subscriber Signature	16
	 	 
	Subscriber Representative Acknowledgment	17
	 	 
	Representative Information	17-18
	 	 
	Representative Signature	19
	 	 
	Certificate of Partnership, Corporation or Other
    Entity	20
	 	 
	Agency Information	20
	 	 
	Agency Signature	21
	 	 
	Investment Letter	23
	 	 
	Subscriber Signature	24

  

    	2

     

    

 

       INSTRUCTIONS
FOR COMPLETING SUBSCRIPTION DOCUMENTS

 

GENERAL

 

This
packet contains the documents that are required to be completed by subscribers (the “Subscriber” or “Subscribers”)
and maintained by Sundance Strategies, Inc., a Nevada corporation (the “Company”), in an effort to document the facts
relied on by the Company for claiming one or more exemptions from registration under applicable federal and state securities laws,
rules and regulations in connection with the Company’s private offer and sale of its Common Stock as defined and described
in the Term Sheet that comprises the cover page of the Company’s offering materials, along with the Company’s Form
10-K Current Report (without Exhibits, which Exhibits can be viewed at www.sec.gov) dated March 29, 2020, and filed with
the SEC on August 11, 2020 (the “10-K”), a copy of which is attached hereto (respectively, the “Term Sheet”
and the “Subscription Documents,” and with these Subscription Documents and Term Sheet being collectively called the
“Offering Documents”).

 

Completed
and manually executed Subscription Documents with payment as provided below must be delivered to the Company, which will review
the Subscription Documents and other information available to it to determine whether to accept the subscriptions. Only persons
who are “accredited investors” may subscribe to purchase the Common Stock.

 

The
following is a list of individual documents that must be furnished and may be used as a checklist to assure that all necessary
documents have been completed and delivered to the Company:

 

[
]       1.       Subscription Agreement

[
]       2.       Suitability Letter (2 Copies)

[
]       3.       Investment Letter (2 Copies)

 

In
addition, certain Subscribers may be required to complete and deliver the Subscriber Representative Acknowledgment and/or the
Agency Representation Form, as discussed below.

 

TRANSMITTAL
OF FUNDS

 

There
is no minimum offering required to be achieved before the funds can be utilized by the Company as described in the Term Sheet;
subscription payments are all for cash and must be by personal check, wire or bank check to:

 

Sundance
Strategies, Inc.

Account
#2911387955

Wells
Fargo Bank

ABA
# 121000248 

Ref:
Sundance Strategies, Inc.

4626
North 300 West, Suite 365

Provo,
Utah 84604

 

 

    	3

     

    

CORPORATIONS,
PARTNERSHIPS, AND OTHER LEGAL ENTITIES

 

If
the Subscriber is a corporation, partnership, trust or other legal entity, it must also furnish a certificate executed by the
corporate secretary, partner, trustee or other appropriate officer to the effect that the person signing the subscription has
been duly authorized to do so; that the subscription is being made in accordance with the articles of incorporation, bylaws, partnership
agreement, trust agreement or other governing instrument as applicable under the circumstances; and that such entity was not formed
for the principal purpose of making the investment. Advice regarding the form and content of such certificate, appropriate in
specific circumstances, will be provided on request.

 

SPECIAL
INSTRUCTIONS

 

Persons
subscribing jointly (example: husband and wife) must sign the Subscription Agreement. All blanks in the Subscription Agreement
must be completed with respect to all persons purchasing.

 

Persons
Subscribing Through an Attorney-in-Fact

 

A
Subscriber may authorize another person (an attorney-in-fact) to subscribe for the Common Stock on the Subscriber’s behalf.
To do so, a Subscriber must execute a power of attorney that appoints such other person as attorney-in-fact and authorizes him
or her in that capacity to execute a Subscription Agreement. Any Subscription Agreement signed on behalf of a Subscriber by an
attorney-in-fact must be accompanied by a copy of a power of attorney in proper form executed by such Subscriber.

 

Retain
Copies

 

You
should carefully read the Subscription Documents before subscribing for the purchase of the Common Stock. Once accepted by the
Company, subscriptions may not be revoked. The duplicate copy of the Subscription Documents should be retained for your own files.
The other copy of the Subscription Documents will be used by the Company in reviewing your subscription. After processing, a copy
of the Subscription Agreement, signed by the Company, will be returned to Subscribers whose subscriptions are accepted and, if
applicable, certificates and authenticated subscriptions will be issued immediately.

 

Questions

 

If
you have any questions regarding the completion of the Subscription Documents in this packet, or for further information about
the Company, contact Randy Pearson:

 

Randy
Pearson, President

Sundance
Strategies, Inc.

4626
North 300 West, Suite 365

Provo,
Utah 84604

Telephone:
(801) 717-3935

 

    	4

     

    

 

       You
may also (and you are urged to) question Randy Pearson, President of the Company, by contacting him at the above address and/or
telephone; and you can ask questions of any director or executive officer, accountant or lawyer for the Company, and the contact
information for these persons will be provided by Mr. Pearson.

 

Due
Diligence

 

Only
“accredited investors” may subscribe to purchase the Common Stock. You are entitled to ask questions of and receive
answers to such questions respecting information concerning the Company from directors and executive officers of the Company to
the full satisfaction of each.

 

Very
truly yours,

 

 

Sundance
Strategies, Inc.

Randy
Pearson, President

 

    	5

     

    

 

SUBSCRIPTION
AGREEMENT

 

 

THIS
SUBSCRIPTION AGREEMENT (the “Agreement”) is entered into by and between Sundance Strategies, Inc., a Nevada
corporation (the “Company”), and the undersigned subscriber to purchase securities of the Company pursuant hereto
(the “Subscriber”).

 

The
Company is offering for sale to “accredited investors” only certain shares of its Common Stock as described in the
Offering Documents.

 

On
the foregoing premises, the Subscriber hereby subscribes to purchase shares of the Company’s Common Stock on the following
terms and conditions:

 

1.       Subscription
to Purchase Common Stock

 

1.1       Offer
to Purchase. Subject to the terms and conditions of this Agreement, the Subscriber irrevocably subscribes to purchase at the
Closing as defined herein, the number of Common Stock outlined on the Counterpart Signature Page hereto.

 

With
this Agreement, the Subscriber is also tendering to the Company: (i) a Suitability Letter, (ii) an Investment Letter, (iii) payment
of the full subscription amount, in cash, and (iii) a Purchaser Representative Disclosure and/or Certificate of Corporation, Partnership
or other Entity, if applicable. The foregoing are sometimes hereinafter referred to as the “Subscription Documents.”

 

1.2       Acceptance
or Rejection. The acceptance or rejection of the offer to purchase the Common Stock shall take place at such time and place
within 30 days of the date hereof, as the Company may specify (which time and place are designated as the “Closing”).
At the Closing, the Company shall either (i) accept this subscription (in whole or in part) and deliver to the Subscriber the
Common Stock, all against delivery to the Company of the full purchase price of the Common Stock equal to the subscription amount;
or (ii) reject this subscription and return to the Subscriber his/her/its subscription (or as much thereof as is not accepted).

 

2.       Representations.
The Subscriber, singly, or on behalf of an entity subscribing, hereby represents and warrants as follows:

 

2.1       Age.
The Subscriber or signatory is over the age of majority.

 

2.2No
Governmental Approval. The Subscriber acknowledges that neither the Securities and Exchange Commission nor the securities
commission of any state or any other federal agency has made any determination as to the merits of purchasing the Common Stock.

 

2.3       Information
Provided by the Subscriber. All information which the Subscriber has provided or is providing the Company, or to its agents
or representatives concerning the Subscriber’s suitability to invest in the Company is complete, accurate and correct as
of the date of the signature on the last page of this Agreement. Such information includes, but is not limited to information
concerning the Subscriber’s personal financial affairs, business position and the knowledge and experience of the Subscriber
and the Subscriber’s advisors. The Company shall maintain such information regarding the Subscriber in strict confidence
except as may be required to be disclosed to governmental agencies in support of an available exemption from the registration
requirements of applicable securities laws, rules and regulations regarding the offer and sale of the Common Stock.

 

    	6

     

    

 

2.4       Information
Provided by the Company. The Subscriber has been provided with access to all material information about the Company requested
by either the Subscriber, the Subscriber’s purchaser representative or others representing the Subscriber, including the
reports filed by the Company with the SEC during the past twelve (12) months, along with the attached 10-K, and any information
requested to verify any information furnished, and there has been direct communication between the Company and its representatives
on the one hand and the Subscriber and the Subscriber’s representatives and advisors on the other in connection with information
regarding the purchase made hereby. The Company has given the Subscriber the opportunity to ask questions of and receive answers
from the Company and/or its directors, officers, employees or representatives concerning the terms and conditions of this Offering
and to obtain any additional information (to the extent the Company possesses such information or can acquire it without unreasonable
effort or expense) desired or necessary to verify the accuracy of the information provided. Any proprietary information disclosed
or discovered by the Subscriber in reviewing information made available to the Subscriber by the Company in connection with the
offer and sale of the Common Stock shall be maintained by the Subscriber in strict confidence.

 

2.5       Subscription
Subject to Acceptance. The Subscriber acknowledges that this Agreement may be accepted or rejected by the Company with respect
to all or part of the amount subscribed and that, to the extent the subscription may be rejected, the accompanying cash subscription
payment will be refunded without payment of interest and without deduction of expenses.

 

2.6       Financial
Condition of the Subscriber. The Subscriber has adequate means of providing for his/her/its current needs and possible personal
contingencies and has no need now, and anticipates no need in the foreseeable future, to sell the Common Stock for which the undersigned
hereby subscribes. The Subscriber represents that Subscriber is able to bear the economic risks of this investment and is able
to hold the securities for an indefinite period of time and has a sufficient net worth to sustain a loss of the entire investment,
in the event such loss should occur.

 

2.7       Purchase
Entirely for Own Account. The Subscriber has no present intention of dividing the Common Stock with others or of reselling
or otherwise disposing of any portion of the Common Stock unless registered pursuant to a registration statement filed with the
Securities and Exchange Commission or there is an available exemption from such registration for any such disposition.

 

    	7

     

    

 

       2.8       No
Reliance on Unauthorized Representations. The Subscriber has not specifically relied on any oral representations from the
Company, or any broker or salesman or their partners, stockholders, directors, officers, employees or agents, except:

 

________________________________________________________________________

________________________________________________________________________

________________________________________________________________________

 

In
making a decision to purchase the Common Stock, the Subscriber has had an opportunity to ask questions of and receive answers
to such questions respecting information concerning the Company from directors and executive officers of the Company to the full
satisfaction of each.

 

3.       Indemnity.
The Subscriber hereby agrees to indemnify the Company and any person participating in the Offering, and to hold them harmless,
and to grant them a right of set-off from and against any and all liability, damages, cost or expense (including, but not limited
to, reasonable attorneys’ fees), including the amount paid in settlement and whether or not suit is commenced, incurred
on account of or arising out of any inaccuracy in the Subscriber’s declarations, representations and warranties set forth
in any portion of the Subscription Documents executed and delivered by the Subscriber in connection with his/her/its subscription
for the purchase of the Common Stock.

 

4.       Setoff.
Notwithstanding the provisions of the last preceding section or the enforceability thereof, the Subscriber hereby grants the Company
the right of setoff against any amounts payable by the Company to the Subscriber for whatever reason, before any and all damages,
costs or expenses (including, but not limited to, reasonable attorneys’ fees) incurred on account of or arising out of any
of the items referred to in clauses (a) through (c) of the last preceding section.

 

5.       Representations
and Warranties of Company. The representations and warranties of the Company set forth on Exhibit A hereto are incorporated
by reference into this Agreement and shall survive the Closing.

 

6.       Partial
Registration Rights. If, at any time after the date hereof the Company shall propose to file any registration statement under
the Securities Act of 1933, as amended (the “Securities Act”), covering a public offering of the common stock of the
Company (other than a registration on Form S-4 or Form S-8 (or their successor forms) or any registration form that does not permit
secondary sales), it will notify the Subscriber at least 30 business days prior to each such filing and will include in each such
registration statement (to the extent permitted by applicable regulation) up to 25% of the Common Stock subscribed to by Subscriber.
The Company shall bear all costs, fees and expenses of any such registrations referred to in this Section 6, including, without
limitation, the Company’s legal and accounting fees, printing expenses, fees and expenses imposed by the Financial Industry
Regulatory Authority, Inc. (“FINRA”), and blue sky fees and expenses, excluding fees and expenses of counsel to Subscriber
or any Common Stock sales cost or underwriting commissions payable by the Subscriber. The Company will take all necessary action,
which may be required in qualifying or registering the Common Stock, included in the registration statement for offer and sale
under the securities or blue sky laws of such states as are reasonably requested by the holders of such securities and in obtaining
approval by FINRA for the resale of the Common Stock; however, the Subscriber understands and agrees that any Common Stock requested
to be registered by the Subscriber and included in each such registration statement as a result of the registration rights outlined
herein may be subject to cutback or reduction by any underwriter; or by the Securities and Exchange Commission, under SEC Rule
415 or otherwise; and the Subscriber agrees to such cutbacks, without qualification, so long as such cutbacks are pro rata (based
upon the percentage of ownership of the Subscriber of Common Stock to the number of shares of common stock sought to be registered
by the Company) with all other Subscribers, or other holders of common stock sought to be registered, provided, however, excluding
from such pro rata computations, any common stock to be registered for an offering by the Company for cash. These registration
rights shall cease once the Subscriber is entitled to make unlimited sales of the Common Stock subscribed under Rule 144(b)(1)
of the Securities and Exchange Commission.

 

    	8

     

    

 

7.       Miscellaneous.
The Subscriber further understands, acknowledges and agrees that:

 

(a)
This Agreement is not transferable or assignable by the Subscriber.

 

(b)
This Agreement shall be construed in accordance with and governed by the laws of the State of Nevada.

 

(c)
This Agreement constitutes the entire agreement between the parties regarding the subject matter hereof.

 

(d)
Notwithstanding any of the representations, warranties, acknowledgments or agreements made herein by the Subscriber, the Subscriber
does not thereby or in any other manner waive any rights granted to the Subscriber under federal or state securities laws.

 

(e)
This Agreement does not entitle the Subscriber to any rights as a stockholder of the Company’s securities with respect to
any securities purchasable hereunder which have not been fully paid for.

 

(f)
In the event of any breach of any of the terms and provisions hereof by the Company or the Subscriber, the prevailing party in
any action brought to enforce the terms and provisions of this Agreement shall be entitled to recover reasonable attorneys’
fees and costs.

 

(g)
The Common Stock comprise “restricted securities” that must be held at least one year prior to public sale under Rule
144 of the Securities and Exchange Commission, among other resale conditions.

 

 

    	9

     

    

 

COUNTERPART
SIGNATURE PAGE TO

SUBSCRIPTION
AGREEMENT

 

This
Counterpart Signature Page for that certain Subscription Agreement between Sundance Strategies, Inc., a Nevada corporation
(the “Company”), and the undersigned Subscriber to purchase securities of the Company pursuant thereto, is executed
by the undersigned as of the date hereof. The undersigned, through execution and delivery of this Counterpart Signature page,
intends to be legally bound by the terms of such Agreement.

 

	 	 	SUBSCRIBER
	 	 	 
	Date: ____________________________________	 	 
	 	 	 
	 	 	 
	 	 	 
	Tax I.D. Number or Social Security Number	 	Type or Print Name of Subscriber(s) in    Exact
    Form to be used on Records of the Company
	 	 	 
	 	 	 
	 	 	 
	Number and Street	 	Signature
	 	 	 
	 	 	 
	 	 	 
	City, State and Zip Code	 	Signature of Joint Subscriber, If Any
	 	 	 
	 	 	 
	 	 	 
	Number of Common Shares	 	Total Subscription Price

 

ACCEPTANCE
BY THE COMPANY

 

The
Company hereby accepts the foregoing subscription and agrees to be bound by the terms of this Agreement.

 

Sundance
Strategies, Inc.

  

	Dated:	 	 	By	 

  

    	10

     

    

Exhibit
A

Company
Representations and Warranties

The
Company hereby makes the following representations and warranties to the Subscriber as of the Closing.

1.       Organization,
Good Standing and Qualification. The Company is a corporation duly organized, validly existing and in good standing under the
laws of the State of Nevada. The Company has all requisite corporate power and authority to own and operate its properties and
assets, to execute and deliver this Agreement, to issue and sell the Common Stock, to carry out the provisions of this Agreement
and to carry on its business as presently conducted and as presently proposed to be conducted. The Company is duly qualified and
is authorized to do business and is in good standing in each jurisdiction in which the nature of its activities makes such qualification
necessary, except to the extent that the failure to be so qualified or in good standing would not reasonably be expected to have,
individually or in the aggregate, a material adverse effect on the business, operations, conditions (financial or otherwise),
assets or results of operations of the Company (a “Material Adverse Effect”).

 

2.       Capitalization.
The authorized, issued and outstanding capital stock of the Company is as has been set forth in writing to Subscriber and all
issued and outstanding shares of capital stock of the Company are duly authorized, validly issued, fully paid and nonassessable.
Except as required by law, there are no restrictions upon voting or transfer of the shares of the capital stock of the Company
pursuant to the Company’s Articles of Incorporation, Bylaws or other governing documents or any agreement or other instruments
to which the Company is a party or by which the Company is bound. When issued, the Common Stock will be duly authorized, validly
issued, fully paid and nonassessable, and will be free of any liens or encumbrances; provided, however, that the Common
Stock and the underlying Common Stock may be subject to restrictions on transfer as set forth in the Agreement or under state
and/or federal securities laws as set forth herein or as otherwise required by such laws at the time a transfer is proposed. The
issuance of the Common Stock contemplated hereby will not give rise to any preemptive rights or rights of first refusal on behalf
of any person, which have not been waived in connection with the Offering.

 

3.       Authorization;
Binding Obligations. The Company has all corporate right, power and authority to enter into this Agreement and to consummate the
transactions contemplated hereby. All corporate action on the part of the Company, its officers, directors and stockholders necessary
for the authorization of this Agreement and the performance of all obligations of the Company hereunder and thereunder, including
the authorization, sale, issuance and delivery of the Common Stock has been taken. This Agreement, when executed and delivered,
will be a valid and binding obligation of the Company enforceable in accordance with their respective terms, except as limited
by applicable bankruptcy, insolvency, reorganization, moratorium or other laws of general application affecting enforcement of
creditors’ rights and according to general principles of equity that restrict the availability of equitable remedies.

 

    	11

     

    

      

 4.       No
Conflict; Governmental Consents.

 

(a)       The
Company’s execution and delivery of this Agreement, the issuance of the Common Stock, and the consummation by the Company
of the other transactions contemplated hereby, do not, and compliance with the provisions of this Agreement will not, conflict
with, or result in any violation of any law, statute, rule, regulation, order, writ, injunction, judgment or decree of any court
or other governmental authority to or by which the Company is bound, or any provision of the Articles of Incorporation or Bylaws,
and will not conflict with, or result in a breach or violation of, any of the terms or provisions of, or constitute (with or without
notice or lapse of time, or both) a default under, any lease, loan agreement, mortgage, security agreement, trust indenture or
other agreement or instrument to which the Company is a party or by which it is bound or to which any of its properties or assets
is subject, nor result in the creation or imposition of any lien upon any of the properties or assets of the Company.

 

(b)       No
consent, approval, authorization or any other order of any governmental authority or other third party is required to be obtained
by the Company in connection with the authorization, execution and delivery of this Agreement or with the authorization, issue
and sale of the Common Stock, except such filings as may be required to be made with the Securities and Exchange Commission and
with any state or foreign blue sky or securities regulatory authority relating to an exemption from registration thereunder.

 

5.       Licenses.
Except as would not reasonably be expected to have a Material Adverse Effect, the Company has all necessary licenses, permits
and other governmental authorizations currently required for the conduct of its business or ownership of properties and is in
all material respects complying therewith.

 

6.       Litigation.
The Company knows of no pending or threatened legal or governmental proceedings against the Company which (i) adversely questions
the validity of this Agreement or any other agreements contemplated hereby or the right of the Company to enter into this Agreement
or any of such agreements, or to consummate the transactions contemplated hereby or thereby or (ii) could, if there were an unfavorable
decision, have a Material Adverse Effect. There is no action, suit, proceeding or investigation by the Company currently pending
in any court or before any arbitrator or that the Company intends to initiate.

 

7.       Financial
Statements. Financial Statements are provided in the 10-K and are an integral part of this Subscription Agreement and the Offering
Documents (the “Financial Information”). The Company files as a Smaller Reporting Company and an Emerging Growth Company
with the SEC. Be advised that the financial and operational history of the company will be further outlined in the 10-K.

 

    	12

     

    

 

SUITABILITY
LETTER

 

 

TO:Sundance
Strategies, Inc.

        4626
North 300 West, Suite 365

        Provo,
Utah 84604

 

Singly
or on behalf of a subscribing entity, I make the following representations with the intent that they may be relied upon by Sundance
Strategies, Inc., a Nevada corporation (the “Company”), in determining my suitability or that of my principal
as a subscriber (the “Subscriber”) to purchase the Company’s Common Stock as described in the Offering Documents.

 

1.       I
have such knowledge and experience in business and financial matters that I am capable of evaluating the Company, its proposed
business activities and the risks and merits of this prospective investment, and am not utilizing a purchaser representative
as defined in Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in connection
with the evaluation of such risks and merits, except the following:

 

 

 

 

2.       I
shall provide a separate written statement from each purchaser representative on the Subscriber Representative Acknowledgment
form available from the Company or its placement agents in which is disclosed (i) the relationship of the purchaser representative
with the Company, if any, which has existed at any time during the previous two years, (ii) the compensation received or to be
received as a result of such relationship, and (iii) the education, experience and knowledge in financial and business matters
which enables the purchaser representative to evaluate the relative merits and risks of an investment in the Company.

 

3.       The
undersigned, or the undersigned and the purchaser representatives listed above together have such knowledge and experience in
financial and business matters that they are capable of evaluating the Company and the proposed activities thereof and the merits
and risks of this prospective investment.

 

4.       I
have adequate means of providing for my current needs and possible personal contingencies and have no need in the foreseeable
future for liquidity of an investment in the Company.

 

5.       I
confirm that I am an “accredited investor” as defined under Rule 501 of Regulation D of the Securities Act as checked
below:

 

    	13

     

    

 

(a)       Any
bank as defined in Section 3(a)(2) of the Securities Act or any savings and loan association or other institution as defined in
Section 3(a)(5)(A) of the Securities Act whether acting in its individual or fiduciary capacity; any broker or dealer registered
pursuant to Section 15 of the Securities Exchange Act of 1934; any insurance company as defined in Section 2(13) of the Securities
Act; any investment company registered under the Investment Company Act of 1940 or a business development company as defined in
Section 2(a)(48) of that Act; any small business investment company licensed by the U.S. Small Business Administration under Section
301(c) or (d) of the Small Business Investment Act of 1958; any employee benefit plan within the meaning of the Employee Retirement
Income Security Act of 1974, if the investment decision is made by a plan fiduciary, as defined in Section 3(21) of such Act,
which is either a bank, savings and loan association, insurance company, or registered investment advisor, or if the employee
benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by persons
that are accredited investors;

 

[
]Yes[ ]No

 

(b)       Any
private business development company as defined in Section 202(a)(22) of the Investment Advisors Act of 1940;

 

[
]Yes[ ]No

 

(c)       Any
organization described in Section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts or similar business trust,
or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000;

 

[
]Yes[ ]No

 

(d)       Any
director, executive officer, or general partner of the issuer of the securities being offered or sold, or any director, executive
officer, or general partner of a general partner of that issuer;

 

[
]Yes[ ]No

 

(e)       Any
natural person whose individual net worth*, or joint net worth with the person’s spouse, at the time of this purchase exceeds
$1,000,000;

 

[
]*Yes[ ]*No

 

(f)       Any
natural person who had an individual net income in excess of $200,000 in each of the two most recent fiscal years or joint income
with the person’s spouse in excess of $300,000 in each of those two years and has a reasonable expectation of reaching the
same income level in the current fiscal year;

 

[
]Yes[ ]No

 

(g)       Any
trust, with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the securities offered, whose
purchase is directed by a sophisticated person as described in Section 230.506(b)(2)(ii); and

 

    	14

     

    

 

[
]Yes[ ]No

 

(h)       Any
entity in which all of the equity owners are accredited investors.

 

[
]Yes[ ]No

 

If
not an “accredited investor,” I am a “sophisticated investors,” who, by reason of business acumen, experience,
employment or other factors, are fully capable of evaluating the risks and merits of an investment in the Company.

 

[
]Yes[ ]No

 

6.       I
have previously been advised that I would have an opportunity to review all the pertinent facts concerning the Company, and to
obtain any additional information which I might request, to the extent possible or obtainable, without unreasonable effort and
expense, in order to verify the accuracy of the information provided me by the Company.

 

7.       I
have personally communicated or been offered the opportunity to communicate with the directors or executive officers of the Company,
its attorneys and accountants to discuss the proposed business and financial affairs of the Company, its proposed activities and
plans for the future. I acknowledge that if I would like to further avail myself of the opportunity to ask additional questions
of the Company, the Company will make arrangements for such an opportunity on request.

 

8.       I
have been advised that no accountant or attorney engaged by the Company is acting as my representative, accountant or attorney.

 

9.       I
will hold title to my interest as follows:

 

[
]Community Property[ ]Separate Property

[
]Joint Tenants with Rights[ ]Tenants in Common

of
Survivorship[ ]Other (Single Person, Trust, Etc. Please Indicate.)

 

10.
I am a bona fide resident of the State of __________. The address below is my true and correct principal residence.

 

*       The
term “net worth” means the excess of total assets over total liabilities. In computing net worth for the purpose of
subsection (e), the value of the Subscriber’s principal residence must be excluded from the calculation of total
assets, and any mortgages and other indebtedness on such property can be excluded from the calculation of total liabilities (except
to the extent the amount of such indebtedness exceeds the fair market value of the property, if the lender has recourse to the
investor for deficiencies).

 

 

    	15

     

    

     

  DATED
this _____ day of _____________________, 2013.

 

	 	 
	____________________________________	___________________________________
	Name
    (Please Print)	Name
    of Joint Subscriber, If Any
	 	 
	____________________________________	____________________________________
	Signature	Signature
	 	 
	_____________________________________	____________________________________
	Street
    Address	Street
    Address (If Different)
	 	 
	_____________________________________	____________________________________
	City,
    State and Zip Code	City,
    State and Zip Code (If Different)
	 	 

 

 

    	16

     

    

 

SUBSCRIBER
REPRESENTATIVE ACKNOWLEDGMENT

 

Confirmation
of Appointment by Subscriber

 

Name
of Subscriber:_____________________________________________________________

 

The
undersigned (the “Subscriber”) has appointed the person named below as the Subscriber’s representative in connection
with the proposed purchase of Sundance Strategies, Inc., a Nevada corporation (the “Company”), Common Stock as described
in the Offering Documents.

 

Signature
of Subscriber: __________________________________________________________

 

Acknowledgment
by Subscriber Representative

 

Please
complete the following questions fully, attaching additional sheets if necessary.

 

1.       Name:
_________________________________________________________________

Age:
___________

Business
Address: ________________________________________________________

________________________________________________________________________

 

2.       Present
occupation or position, indicating period of such practice or employment and field or professional specialization, if any:____________________________________________

______________________________________________________________________________

______________________________________________________________________________

 

3.       List
any business or professional education, including degrees received, if any: ______________________________________________________________________________

______________________________________________________________________________

 

4.       Have
you had prior experience in advising clients with respect to investments of this type:

 

[
]Yes[ ]No

 

5.       List
any professional license or registrations, including bar admissions, accounting certifications, real estate brokerage licenses,
and SEC or state broker-dealer registration that you hold: ______________________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________

 

6.       Describe
generally any business, financial or investment experience that would help you to evaluate the merits and risks of this investment:
_____________________________________

______________________________________________________________________________

______________________________________________________________________________

 

    	17

     

    

 

7.       State
how long you have known the Subscriber and in what capacity: ________________

______________________________________________________________________________

 

8.       Except
as set forth in subparagraph (a) below, neither I nor any of my affiliates (as such term is defined in Rule 405 under the Securities
Act of 1933, as amended) have any material relationship with the Company or any of its affiliates; no such material relationship
has existed at any time during the previous two years; and no such material relationship is mutually understood to be contemplated:

 

(a)       __________________________________________________________________

 

(b)       If
a material relationship is disclosed in subparagraph (a) above, indicate the amount of compensation received or to be received
as a result of such relationship: ______________________________________________________________________________

 

9.       In
advising the Subscriber in connection with the Subscriber’s prospective investment in the Company, I will be relying in
part on the Subscriber’s own expertise in certain areas.

 

[
]Yes[ ]No

 

10.       In
advising the Subscriber in connection with the Subscriber’s prospective investment in the Company, I will be relying in
part on the expertise of an additional purchaser representative or representatives.

 

[
]Yes[ ]No

 

I
understand that the Company will be relying on the accuracy and completeness of my responses to the foregoing questions, and I
represent and warrant to the Company as follows:

 

(a)       I
am acting as Subscriber Representative for the Subscriber in connection with the Subscriber’s prospective investment in
the Company;

 

(b)       The
answers to the above questions are complete and correct and may be relied on by the Company in determining whether the Offering
with respect to which I have executed this Acknowledgment is exempt from registration under the Securities Act of 1933, as amended
(the “Securities Act”), and applicable state securities statutes;

 

(c)       I
will notify the Company immediately of any material change in any statement made herein occurring prior to the closing of any
purchase by the Subscriber of any interest in the proposed investment;

 

(d)       I
am not an affiliate, partner or employee of the Company or an affiliate, partner, officer, director or other employee of the Company’s
affiliates, or a beneficial owner of 10% or more of any class of the equity securities of the Company or any of its affiliates;

 

(e)       I
have disclosed to the Subscriber in writing prior to the Subscriber’s acknowledgment of me as his/her/its Subscriber Representative,
any material relationship with the Company or its affiliates disclosed in response to question 8 above; and

 

    	18

     

    

 

(f)       I
personally (or, if I have checked “Yes” in question 9 or 10 above, together with the Subscriber or the Additional
Subscriber Representative or Representatives indicated above) have such knowledge and experience in financial and business matters
that I am capable of evaluating the merits and risks of the Subscriber’s prospective investment in the Company.

 

EXECUTED
as of this _____ day of _______________, 2013.

 

 

____________________________________

Subscriber
Representative Signature 

 

    	19

     

    

 

CERTIFICATE
OF PARTNERSHIP, CORPORATION OR OTHER ENTITY

 

 

The
undersigned, ___________________________________________________ (the “Subscriber”), a _______________________________
[insert type of entity, i.e., partnership, corporation, etc.] organized under the laws of the State of __________________ with
its principal offices located at the address set forth below, hereby certifies as follows to induce Sundance Strategies, Inc.,
a Nevada corporation (the “Company”), to accept the Subscriber’s offer to purchase the Company’s Common
Stock as described in the Offering Documents.

 

1.       Pursuant
to valid and legally binding documents filed at the time and in the manner required by the laws of the state under which Subscriber
was organized as stated above, Subscriber was formed on _______________________.

 

2.       Subscriber
was organized to engage in the business of ______________________

_____________________________.
Since its organization, Subscriber’s business activities have included the following: ______________________________________________________

_____________________________________________________________________________.

Subscriber
was not organized for the specific purpose of purchasing the Company’s securities.

 

3.       The
offer to purchase the Common Stock to be sold by the Company has been approved by the governing authority of Subscriber in accordance
with the power vested in it by applicable law and the documents under which the Subscriber was organized and exists.

 

4.       Subscriber
has determined that the purchase of the Common Stock is consistent with its purposes and policies, is of benefit to it and involves
risks that it can reasonably bear.

 

5.       On
request of the Company, Subscriber shall deliver a certified copy of resolutions duly adopted by the board of directors, general
partners, trustees or other governing authority of Subscriber and provide further evidence of the authority and power of Subscriber
to make the investment described herein.

 

The
Subscriber has caused this document to be executed by the Subscriber’s representative or agent, hereunto duly authorized
as of ________________________, 20____.

 

    	20

     

    

 

FOR
REQUIRED SIGNATURES, SEE NOTE BELOW.

 

 

__________________________________

Name
of Subscriber

 

__________________________________

Address

 

               __________________________________

Signature
of Authorized Signatory

 

__________________________________

Title

 

NOTE:Corporations:
must be signed by a president or vice-president

Partnerships:
must be signed by all general partners

Trusts:
must be signed by all managing trustees

Others:
contact the issuer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    	21

     

    

 

INVESTMENT
LETTER

 

Sundance
Strategies, Inc.

4626
North 300 West, Suite 365

Provo,
Utah 84604

 

		Re:	Acquisition
                                         of Common Stock of Sundance Strategies, Inc., a Nevada corporation (the “Company”),
                                         as described in the Offering Documents.

 

Dear
Ladies and Gentlemen:

 

In
connection with the acquisition of the Common Stock of the Company, I hereby acknowledge that singly, or on behalf of an entity
subscribing to purchase the Common Stock, I represent and warrant that I have sufficient knowledge and experience to understand
the nature of this acquisition and am fully capable of bearing the economic risk of the loss of my entire cost basis.

 

I
acknowledge receipt of and access to information regarding the Company and understand that you will make all books and records
of your Company available to me for my inspection in connection with the contemplated acquisition of the Common Stock, and that
I have been encouraged to review the information given to me and ask any questions I may have concerning the information of any
director or officer of the Company or of the legal and accounting firms for the Company.

 

I
understand that I must bear the economic risk of ownership of the Common Stock for a long period of time, the minimum of which
will be one (1) year, as these securities are “unregistered” securities and may not be sold unless any subsequent
offer or sale is registered with the Securities and Exchange Commission or otherwise exempt from the registration requirements
of the Securities Act of 1933, as amended (the “Securities Act”), or other applicable laws, rules and regulations.

 

I
intend that you rely on all of my representations made herein as they are made to induce you to issue me the Common Stock, and
I further represent (of my personal knowledge or by virtue of my reliance on one or more personal representatives), and agree
as follows:

 

1.       That
the shares of Common Stock are being received for investment purposes and not with a view toward further distribution;

 

2.       That
I have a full and complete understanding of the phrase “for investment purposes and not with a view toward further distribution”;

 

3.       That
I understand the meaning of “unregistered securities” and know that they are not freely tradable;

 

4.       That
any Common Stock issued by you to me or my principal in connection with the Common Stock shall be imprinted with a legend restricting
their sale, assignment, hypothecation or other disposition unless it can be made in accordance with applicable laws, rules and
regulations;

 

    	22

     

    

 

5.       I
agree that the stock transfer records of your Company shall reflect that I have requested the Company not to effect any transfer
of any certificate representing any of the securities being acquired unless I or my principal shall first have obtained an opinion
of legal counsel to the effect that they may be sold in accordance with applicable laws, rules and regulations, and I understand
that any opinion must be from legal counsel satisfactory to the Company and, regardless of any opinion, I understand that the
exemption covered by any opinion must in fact be applicable to the securities;

 

6.       That
neither I nor my principal shall sell, offer to sell, transfer, assign, hypothecate or make any other disposition of any interest
in the securities being acquired except as may be pursuant to any applicable laws, rules and regulations;

 

7.       I
fully understand that my investment or that of my principal for the acquisition of the Common Stock is “risk capital,”
and that I and my principal are fully capable of bearing the economic risks attendant to this investment, without qualification;
and

 

8.       I
also understand that without approval of counsel for the Company, all of the Common Stock to be issued and delivered to me or
my principal shall be represented by one instrument only, and that such Common Stock shall be imprinted with the following legend
or a reasonable facsimile thereof on the front and reverse sides thereof:

 

The
securities represented by this certificate have not been registered under the Securities Act, and may not be sold or otherwise
transferred unless compliance with the registration provisions of such Act has been made or unless availability of an exemption
from such registration provisions has been established, or unless sold pursuant to Rule 144 under the Act.

 

Any
request for more than one Common Stock certificate must be accompanied by a letter signed by the requesting stockholder setting
forth all relevant facts relating to the request. The Company will attempt to accommodate any request where it believes the request
is made for valid business or personal reasons so long as in its sole discretion, the granting of the request will not facilitate
a “public” distribution of unregistered securities of the Company.

 

    	23

     

    

 

Thank
you very much.

 

Dated
this ________ day of ______________________, 2013.

 

Very
truly yours,

 

__________________________________

 

__________________________________

(title
or capacity)

 

    	24EX-4.1

 Exhibit 4.1 

SPECIMEN UNIT CERTIFICATE 

NUMBER UNITS 
 U- 
  

			
	 SEE REVERSE FOR
 CERTAIN

DEFINITIONS
	  	Austerlitz Acquisition Corporation II

 CUSIP [•] 

UNITS CONSISTING OF ONE CLASS A ORDINARY SHARE AND ONE-FOURTH OF 

ONE WARRANT TO PURCHASE ONE CLASS A ORDINARY SHARE 

THIS CERTIFIES THAT 
 is the owner of Units. 

Each Unit (“Unit”) consists of one (1) Class A ordinary share, par value $0.0001 per share (“Ordinary Shares”), of Austerlitz
Acquisition Corporation II, a Cayman Islands exempted company (the “Company”), and one-fourth (1/4) of one warrant (each whole warrant, a “Warrant”). Each whole Warrant entitles the holder
to purchase one (1) Ordinary Share for $11.50 per share (subject to adjustment). Each Warrant will become exercisable thirty (30) days after the Company’s completion of a merger, share exchange, asset acquisition, share purchase,
reorganization or other similar business combination with one or more businesses (each a “Business Combination”), and will expire unless exercised before 5:00 p.m., New York City Time, on the date that is five (5) years after the date
on which the Company completes its initial Business Combination, or earlier upon redemption or liquidation. The Ordinary Shares and Warrants comprising the Units represented by this certificate are not transferable separately prior
to    , 2021, unless Credit Suisse Securities (USA) LLC, J.P Morgan Securities LLC and BofA Securities, Inc. elect to allow earlier separate trading, subject to the Company’s filing with the Securities and Exchange
Commission of a Current Report on Form 8-K containing an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the initial public offering and issuing a press release announcing
when separate trading will begin. No fractional warrants will be issued upon separation of the Units and only whole Warrants will trade. The terms of the Warrants are governed by a Warrant Agreement, dated as of [•], 2021, between the Company
and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of
the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost. 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. 

This certificate shall be governed by and construed in accordance with the internal laws of the State of New York. 

 Witness the facsimile signatures of its duly authorized officers. 

 

			
		
	By	 	 
		 	Chief Financial Officer

  
 2 

 Austerlitz Acquisition Corporation II 

The Company will furnish without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative, participating,
optional or other special rights of each class of shares or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations: 
  

											
	 TEN

COM
	 	—	  	as tenants in common	  	UNIF GIFT MIN ACT	 	—	  	Custodian
	 	 	 	  	 	  	 	 	 	  	(Cust) (Minor)
	 TEN ENT
	 	—	  	as tenants by the entireties	  		 		  	under Uniform Gifts to
Minors Act
	 	 	 	  	 	  	 	 	 	  	(State)
	 JT TEN
	 	—	  	as joint tenants with right of
survivorship and not as tenants
in common	  		 		  	
		 		  		  		 		  	

 Additional abbreviations may also be used though not in the above list. 

  
 3 

 For value received, hereby sells, assigns and transfers unto 

 

	
	
	   

	PLEASE INSERT SOCIAL SECURITY OR
OTHER IDENTIFYING NUMBER OF
ASSIGNEE

 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 

Units represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said Units on the books of the within
named Company with full power of substitution in the premises. 
  

			
	 Dated
	  	 
		  	Notice: The signature to this assignment must
correspond with the name as written upon the face of
the certificate in every particular, without alteration or enlargement or
any change whatever.

  

	
	
	 Signature(s) Guaranteed:

	THE SIGNATURE(S) MUST BE GUARANTEED BY
AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN
APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM, PURSUANT
TO S.E.C. RULE 17Ad-15 OR ANY SUCCESSOR
RULES).

 In each case, as more fully described in the Company’s final prospectus dated , 2021, the holder(s) of this certificate
shall be entitled to receive a pro-rata portion of certain funds held in the trust account established in connection with the Company’s initial public offering only in the event that (i) the Company
redeems the Class A Ordinary Shares sold in its initial public offering and liquidates because it does not complete an initial business combination within the period of time set forth in the Company’s amended and restated memorandum and
articles of association, (ii) the Company redeems the Class A Ordinary Shares sold in its initial public offering in connection with a shareholder vote to amend the Company’s amended and restated memorandum and articles of association
(a) to modify the substance or timing of the Company’s obligation to redeem 100% of the Class A Ordinary Shares if it does not complete an initial business combination within the time period set forth therein or (b) with respect
to any other provisions relating to the rights of holders of the Company’s Class A Ordinary Shares or pre-initial business combination activity, or (iii) if the holder(s) seek(s) to redeem for
cash his, her or its respective Class A Ordinary Shares in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks shareholder approval of the proposed initial business combination) setting forth the details
of a proposed initial business combination. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account. 

  
 4

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