Document:

EX-4.2

 Exhibit 4.2 

EAGLE SPINCO INC. 

FIFTH SUPPLEMENTAL INDENTURE 

To the Indenture dated as of January 28, 2013 

FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”), dated as of August 22, 2016 among Eagle Spinco Inc., a
Delaware corporation (the “Issuer”), the Guarantors (as defined in the Indenture referred to herein) and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”). 

W I T N E S S E T H 
 WHEREAS,
the Issuer has heretofore executed and delivered to the Trustee an indenture, dated as of January 28, 2013, as supplemented by the First Supplemental Indenture, dated as of February 1, 2013, the Second Supplemental Indenture, dated as of
December 30, 2013, the Third Supplemental Indenture, dated as of June 27, 2014, and the Fourth Supplemental Indenture, dated as of January 15, 2015, among the Company, the guarantors party thereto and the Trustee (as supplemented, the
“Indenture”) providing for the issuance of 4.625% Senior Notes due 2021 (the “Notes”); 
 WHEREAS,
$688,000,000 aggregate principal amount of the Notes is currently outstanding; 
 WHEREAS, Section 9.02 of the Indenture provides that,
with the consent of the Holders of at least a majority in aggregate principal amount of the Notes then outstanding (including, without limitation, consents obtained in connection with an exchange offer for the Notes), the Issuer, the Guarantors and
the Trustee may enter into an indenture supplemental to the Indenture for the purpose of amending or supplementing the Indenture or the Notes (subject to certain exceptions); 

WHEREAS, the Issuer desires and has requested the Trustee to join with it and the Guarantors in entering into this Fifth Supplemental
Indenture for the purpose of amending the Indenture and the Notes in certain respects as permitted by Section 9.02 of the Indenture; 

WHEREAS, the Issuer has been soliciting consents to this Fifth Supplemental Indenture upon the terms and subject to the conditions set forth
in the Offering Memorandum and Consent Solicitation Statement (herein so called) dated August 8, 2016 and the related letter of transmittal (which together, including any amendments, modifications or supplements thereto, govern the “Consent
Solicitation” for the Notes); and 
 WHEREAS, (1) the Issuer has received the consent of the Holders of at least a majority in
aggregate principal amount of the outstanding Notes (excluding any Notes owned by the Issuer or any of its Affiliates), (2) the Issuer has delivered to the Trustee simultaneously with the execution and delivery of this Fifth Supplemental
Indenture the Officers’ Certificates and Opinions of Counsel relating to this Fifth Supplemental Indenture as contemplated by Sections 9.06 and 12.04 of the Indenture and (3) the Issuer and the Guarantors have satisfied all other
conditions required under Article 9 of the Indenture to enable the Issuer, the Guarantors and the Trustee to enter into this Fifth Supplemental Indenture. 

NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged,
each party hereby mutually covenants and agrees for the equal and ratable benefit of the Holders of the Notes as follows: 
 ARTICLE 1

 DEFINITION 

Section 1.1 Definition. When used herein, “Condition Satisfaction Event” shall mean such time as each of the
following transactions shall have closed: (i) the Consent Solicitation, (ii) the related exchange offers and other 

  
 1 

 
consent solicitation, each as described in the Offering Memorandum and Consent Solicitation Statement and (iii) the proposed merger transaction (the “Merger”) contemplated by the
Agreement and Plan of Merger, dated as of June 10, 2016, by and among Axiall Corporation (“Axiall”), Westlake Chemical Corporation (“Westlake”) and Lagoon Merger Sub, Inc., a wholly-owned subsidiary of Westlake,
with Axiall surviving the Merger as a wholly-owned subsidiary of Westlake. 
 ARTICLE 2 

AMENDMENTS TO INDENTURE AND NOTES 

Section 2.1 Amendments to Articles 3, 4, 5, 6 and 10. Upon the occurrence of the Condition Satisfaction Event, the Indenture shall
be amended by deleting the following Sections or clauses of the Indenture and all references and definitions related thereto in their entirety: 

Section 3.09 (Offer to Purchase by Application of Excess Proceeds); 

Section 4.03 (Reports); 
 Clause
(b) of Section 4.04 (Compliance Certificate); 
 Section 4.05 (Taxes); 

Section 4.06 (Stay, Extension and Usury Laws); 

Section 4.07 (Restricted Payments); 

Section 4.08 (Dividend and Other Payment Restrictions Affecting Subsidiaries); 

Section 4.09 (Incurrence of Indebtedness and Issuance of Preferred Stock); 

Section 4.10 (Asset Sales); 

Section 4.11 (Transactions with Affiliates); 

Section 4.12 (Liens); 
 Section
4.13 (Business Activities); 
 Section 4.14 (Corporate Existence); 

Section 4.15 (Offer to Repurchase Upon Change of Control Triggering Event); 

Section 4.16 (Additional Note Guarantees); 

Section 4.17 (Designation of Restricted and Unrestricted Subsidiaries); 

Section 5.01 (Merger, Consolidation, or Sale of Assets); 

Section 5.02 (Successor Corporation Substituted); 

Clauses (3) and (5)-(9) of Section 6.01 (Events of Default); and 

Section 10.04 (Guarantors May Consolidate, etc., on Certain Terms). 

Section 2.2 Amendments to Notes. Upon the occurrence of the Condition Satisfaction Event, the Notes shall be amended to delete all
provisions inconsistent with the amendments to the Indenture effected by this Fifth Supplemental Indenture. 
 ARTICLE 3 

MISCELLANEOUS PROVISIONS 

Section 3.1 Defined Terms. For all purposes of this Fifth Supplemental Indenture, except as otherwise defined or unless the
context otherwise requires, terms used in capitalized form in this Fifth Supplemental Indenture and defined in the Indenture have the meanings specified in the Indenture. 

Section 3.2 Indenture. The provisions of this Fifth Supplemental Indenture shall be effective only upon execution and delivery of
this instrument by the parties hereto. Notwithstanding the foregoing sentence, the provisions of this Fifth Supplemental Indenture shall become operative only upon the occurrence of the Condition Satisfaction Event. Except as amended hereby, the
Indenture and the Notes are in all respects ratified and confirmed and all the terms shall remain in full force and effect. This Fifth Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore
or hereafter authenticated and delivered under the Indenture shall be bound hereby and all terms and conditions of both shall be read together as though they constitute a single instrument, except that in the case of conflict the provisions of this
Fifth Supplemental Indenture shall control. 

 Section 3.3 Governing Law. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND
BE USED TO CONSTRUE THIS FOURTH SUPPLEMENTAL INDENTURE WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY. 

Section 3.4 Successors. All agreements of the Issuer and the Guarantors in this Fifth Supplemental Indenture and the Notes shall
bind their respective successors. All agreements of the Trustee in this Fifth Supplemental Indenture shall bind its successors. 

Section 3.5 Duplicate Originals. All parties may sign any number of copies of this Fifth Supplemental Indenture. Each signed copy
shall be an original, but all of them together shall represent the same agreement. It is the express intent of the parties to be bound by the exchange of signatures on this Fifth Supplemental Indenture via telecopy or other form of electronic
transmission. 
 Section 3.6 Severability. In case any one or more of the provisions in this Fifth Supplemental Indenture or in
the Notes shall be held invalid, illegal or unenforceable, in any respect for any reason, the validity, legality and enforceability of any such provision in every other respect and of the remaining provisions shall not in any way be affected or
impaired thereby, it being intended that all of the provisions hereof shall be enforceable to the full extent permitted by law. 

Section 3.7 Trustee Disclaimer. The Trustee accepts the amendments of the Indenture effected by this Fifth Supplemental Indenture
and agrees to execute the trust created by the Indenture as hereby amended, but on the terms and conditions set forth in the Indenture, including the terms and provisions defining and limiting the liabilities and responsibilities of the Trustee,
which terms and provisions shall in like manner define and limit its liabilities and responsibilities in the performance of the trust created by the Indenture as hereby amended, and without limiting the generality of the foregoing, the Trustee shall
not be responsible in any manner whatsoever for or with respect to any of the recitals or statements contained herein, all of which recitals or statements are made solely by the Issuer and the Guarantors, and the Trustee makes no representation with
respect to any such matters. Additionally, the Trustee makes no representations as to the validity or sufficiency of this Fifth Supplemental Indenture. 

Section 3.8 Endorsement and Change of Form of Notes. Any Notes authenticated and delivered after the close of
business on the date of the occurrence of the Condition Satisfaction Event in substitution for Notes then outstanding and all Notes presented or delivered to the Trustee on and after that date for such purpose shall be stamped, imprinted or
otherwise legended by the Issuer, with a notation as follows: 
 “Effective as of August 22, 2016, certain restrictive covenants of the
Issuer and certain Events of Default have been eliminated or limited, as provided in the Fifth Supplemental Indenture, dated as of August 22, 2016. Reference is hereby made to such Fifth Supplemental Indenture, copies of which are on file with the
Trustee, for a description of the amendments made therein.” 
 Section 3.9 Effect of Headings. The Section headings
herein are for convenience only and shall not affect the construction thereof. 
 [Signature Page to Follow] 

 IN WITNESS WHEREOF, the parties hereto have caused this Fifth Supplemental Indenture to be duly
executed and attested, all as of the date first above written. 

  
 Signature Page to
Eagle Spinco Fifth 
 Supplemental Indenture to 4.625% Notes 

 
					
	EAGLE SPINCO INC.
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Secretary
	
	EAGLE HOLDCO 3 LLC
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Secretary
	
	AXIALL OHIO, INC.
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Secretary
	
	EAGLE NATRIUM LLC
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Secretary
	
	EAGLE PIPELINE, INC.
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Secretary

  
 Signature Page to
Eagle Spinco Fifth 
 Supplemental Indenture to 4.625% Notes 

 
					
	AXIALL CORPORATION
		
	By:	 	 /s/ Gregory C. Thompson

		 	Name:	 	Gregory C. Thompson
		 	Title:	 	Chief Financial Officer
	
	AXIALL, LLC
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Vice President and Secretary
	
	GEORGIA GULF LAKE CHARLES, LLC
		
	By:	 	 /s/ Gregory C. Thompson

		 	Name:	 	Gregory C. Thompson
		 	Title:	 	Vice President
	
	ROYAL WINDOW AND DOOR PROFILES PLANT 13 INC.
		
	By:	 	 /s/ Bradley K. Reynolds

		 	Name:	 	Bradley K. Reynolds
		 	Title:	 	Secretary

  
 Signature Page to
Eagle Spinco Fifth 
 Supplemental Indenture to 4.625% Notes 

 
					
	ROYAL WINDOW AND DOOR PROFILES PLANT 14 INC.
		
	By:	 	 /s/ Bradley K. Reynolds

		 	Name:	 	Bradley K. Reynolds
		 	Title:	 	Secretary
	
	PLASTIC TRENDS, INC.
		
	By:	 	 /s/ Bradley K. Reynolds

		 	Name:	 	Bradley K. Reynolds
		 	Title:	 	Secretary
	
	ROME DELAWARE CORP.
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Vice President and Secretary
	
	ROYAL PLASTICS GROUP (U.S.A.) LIMITED
		
	By:	 	 /s/ Bradley K. Reynolds

		 	Name:	 	Bradley K. Reynolds
		 	Title:	 	Secretary
	
	PHH MONOMERS, LLC
		
	By:	 	 /s/ Daniel Fishbein

		 	Name:	 	Daniel Fishbein
		 	Title:	 	Secretary

  
 Signature Page to
Eagle Spinco Fifth 
 Supplemental Indenture to 4.625% Notes 

 
					
	AXIALL HOLDCO, INC.
		
	By:	 	 /s/ Gregory C. Thompson

		 	Name:	 	Gregory Thompson
		 	Title:	 	Vice President and Treasurer
	
	ROYAL BUILDING PRODUCTS (USA) INC.
		
	By:	 	 /s/ Gregory C. Thompson

		 	Name:	 	Gregory C. Thompson
		 	Title:	 	Treasurer
	
	AXIALL NOTECO, INC.
		
	By:	 	 /s/ Gregory C. Thompson

		 	Name:	 	Gregory C. Thompson
		 	Title:	 	President

  
 Signature Page to
Eagle Spinco Fifth 
 Supplemental Indenture to 4.625% Notes 

 
			
	U.S. BANK NATIONAL ASSOCIATION, as Trustee
		
	By:	 	 /s/ Felicia H. Powell

		 	Authorized Signatory

  
 Signature Page to
Eagle Spinco Fifth 
 Supplemental Indenture to 4.625% NotesBlueprint

 Exhibit 10.1

PROMISSORY NOTE

 

	
$500,000

	
 August 17, 2016

      

FOR VALUE RECEIVED, ROOT9B TECHNOLOGIES, INC., a Delaware corporation (“Maker”), hereby promises to pay to the order of JOSEPH
J. GRANO, JR., an individual with an address at 1185 Avenue of the Americas, New York, New York 10035 (“Payee”), the principal sum of Five Hundred Thousand Dollars ($500,000) (the “Principal Amount”) on or before September 30, 2017 (the “Maturity Date”).

 

1. Interest. Interest will accrue on the unpaid principal amount hereof at the rate of 4% per annum, payable at the Maturity Date. All accrued interest shall be computed on the basis of a 360-day year
consisting of twelve 30-day months, and shall be payable on the date the outstanding principal amount hereof shall become due and payable, whether on the Maturity Date or by acceleration or otherwise. Payments of principal and interest shall be made by check mailed to Payee at its address listed above, or at such other address or by wire transfer in accordance with instructions hereafter designated by Payee to Maker. All payments shall be applied first to interest then due, if any, then to principal.

 

2. Prepayment. Maker may prepay all or any part of the unpaid principal amount and accrued interest at any time without premium or penalty.

 

3. Event of Default. If any of the following events (“Events of Default”) occurs:

 

(a)           default by Maker of any payment of principal and/or interest hereunder;

 

(b)           the filing of any petition or the commencement of any proceedings against Maker for any relief under bankruptcy or insolvency laws, or any laws relating to the relief of debtors, readjustment of indebtedness, reorganizations, compositions, or extension, which proceeding is not dismissed within sixty
(60) days;

 

(c)           Maker makes a general assignment for the benefit of creditors, or files a voluntary petition in bankruptcy or is adjudicated as bankrupt or insolvent, or files any petition or answer seeking for itself any reorganization, arrangement, composition, readjustment, liquidation, dissolution or similar relief
under any present or future statute, law or regulation, or files any answer admitting or not contesting the material allegations of a petition filed against Maker in any such proceeding or seeks or consents to or acquiesce in the appointment of any trustee, receiver or liquidator of Maker; or

 

(d)           Maker voluntarily or involuntarily ceases operations;

 

then, and in any such event, subject to the terms herein, (i) upon the occurrence of an Event of Default described in Section 3(b) or 3(c), the unpaid principal amount of this Note, together with accrued interest thereon, shall automatically become immediately due and payable, without presentment, demand, protest or other requirements of any kind, all of which are hereby
expressly waived by Maker, and (ii) upon the occurrence and continuation of any other Event of Default, the holder hereof may, upon written notice to Maker, declare the Note to be due and payable, whereupon the principal amount of the Note, together with accrued interest thereon, shall automatically become immediately due and payable, without any other notice of any kind, and without presentment, demand, protest or other requirements of any kind, all of which are hereby expressly waived by Maker.

 

 

 

In case any one or more Events of Default shall occur and be continuing, subject to the terms herein, Payee may proceed to protect and enforce its rights by an action at law, suit in equity or other appropriate proceeding, whether for the specific performance of any covenant contained in this Note, or for an injunction against a violation of any of the terms hereof, or
in aid of the exercise of any power granted hereby or by law. In case of any Event of Default under this Note, Maker will pay to Payee such amounts as shall be sufficient to cover the costs and expenses of Payee incurred in enforcing Payee’s rights under this Note, including, without limitation, collection costs and reasonable attorneys’ fees.

 

4. General.

 

(a)           Amendments and Waivers. Any term of this Note may be amended and the observance of any term thereof may be waived (either generally or in a particular instance) only with the written consent of Maker and of Payee. Any amendment or waiver effected in accordance
with this section shall be binding upon each subsequent holder of this Note.

 

(b) 

Assignments, Successors, and No Third-Party Rights. Neither Maker nor the Payee may assign any of its rights under this Note without the prior written consent of the other party. Subject to the preceding sentence, this Note will apply to, be binding in all respects upon, and inure to the benefit of and be enforceable by the respective successors and permitted assigns of Maker and the Payee. 

 

(c) Severability. If any provision of this Note is held invalid or unenforceable by any court of competent jurisdiction, the other provisions of this Note will remain in full force and effect. Any provision of this Note
held invalid or unenforceable only in part or degree will remain in full force and effect to the extent not held invalid or unenforceable.

 

(d) Section Headings. The headings of Articles and Sections in this Note are provided for convenience only and will not affect its construction or interpretation. All references to “Article” or “Articles”
or “Section” or “Sections” refer to the corresponding Article or Articles or Section or Sections of this Note, unless the context indicates otherwise.

 

(e) Governing Law; Submission to Jurisdiction. This Note will be deemed to have been made and delivered in New York County, New York and will be governed as to validity, interpretation, construction, effect and in all
other respects by the internal laws of the State of New York, without regard to conflicts of Laws principles. Maker and the undersigned (i) agree that any legal suit, action or proceeding arising out of or relating to this Note shall be instituted exclusively in New York State Supreme Court, County of New York, or in the United States District Court for the Southern District of New York, and (ii) irrevocably consent to the jurisdiction of the New York State Supreme Court, County of Suffolk, and the United States
District Court for the Southern District of New York in any such suit, action or proceeding.

 

 

 

(f) Waiver of Jury Trial. EACH OF THE PARTIES HEREBY IRREVOCABLY WAIVES ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATED TO THIS NOTE OR THE TRANSACTIONS CONTEMPLATED HEREBY.

 

IN WITNESS WHEREOF, Maker executed and delivered this Note as of the date first above written.

 

	
 
	
 
ROOT9B TECHNOLOGIES, INC.

 

 

 

By: /s/ Brian King                        

Name: Brian King                       

Title:    Chief Operating Officer

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