Document:

EX-10.1

 Exhibit 10.1 

EXECUTION COPY 

AMENDMENT NO. 2 TO CREDIT AGREEMENT 

AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”) dated as of February 28, 2017 to the Credit Agreement dated as of
December 4, 2015 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), between Box, Inc., a Delaware corporation (“Borrower”), and HSBC Bank
USA, National Association, a national banking association (the “Lender”). 
 W I T N E S S E T H: 

WHEREAS, Section 8.01 of the Credit Agreement permits the Credit Agreement to be amended from time to time by Borrower and Lender; and

 WHEREAS, Borrower and Lender have agreed to amend certain provisions of the Credit Agreement, subject to the terms and conditions set
forth herein. 
 NOW, THEREFORE, the parties hereto agree as follows: 

SECTION 1. Defined Terms; References. Unless otherwise specifically defined herein, each term used herein that is
defined in the Credit Agreement has the meaning assigned to such term in the Credit Agreement. Each reference to “hereof”, “hereunder”, “herein” and “hereby” and each other similar reference and each reference
to “this Agreement” and each other similar reference contained in the Credit Agreement shall, after this Amendment becomes effective, refer to the Credit Agreement as amended hereby. 

SECTION 2. Amendments. 

(a)    Section 1.01 (Defined Terms). 

(i)    Section 1.01 of the Credit Agreement is hereby amended by deleting the definition of
“Maturity Date” in its entirety and substituting the following therefor: 
 “‘Maturity
Date’:    December 4, 2018.” 
 (b)    Section 6.02 (Negative
Covenants). 
 (i)    Section 6.02(b)(ii) of the Credit Agreement is hereby amended by
deleting it in its entirety and substituting the following therefor: 
 “(ii)    Capital Leases and
Debt incurred to finance the acquisition, construction or improvement of any equipment or capital assets in an aggregate principal amount not to exceed $65,000,000 at any time outstanding.” 

SECTION 3. Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the State
of New York without giving effect to its choice of law principles which would result in the application of the law of another jurisdiction. 

 SECTION 4. Effectiveness. This Amendment shall become effective on the
date when each of Borrower and Lender shall have duly executed this Amendment. 
 SECTION 5. Borrower’s Representations
and Warranties. In order to induce Lender to enter into this Amendment and to amend the Credit Agreement in the manner provided herein, Borrower represents and warrants to Lender that the following statements are true, correct and complete: 

(a)    Corporate Power and Authority. Borrower has all requisite corporate power and authority to
enter into this Amendment and to carry out the transactions contemplated by, and perform its obligations under, the Credit Agreement as amended by this Amendment (the “Amended Agreement”). 

(b)    Authorization. The execution, delivery and performance by Borrower of the Amended Agreement
are within Borrower’s corporate powers, and have been duly authorized by all necessary corporate action. 

(c)    No Conflict. The execution and delivery by Borrower of this Amendment and the performance by
Borrower of the Amended Agreement do not and will not (i) violate Borrower’s charter, by-laws or other organizational document, (ii) violate any law or regulation (including Regulations T, U and
X) applicable to Borrower or any order, judgment or decree of any court or governmental agency body binding on Borrower, (iii) result in a breach of or a default under, or result in or require the imposition of a Lien pursuant to any contract
binding on Borrower, except to the extent the foregoing could not reasonably be expected to have a Material Adverse Effect, or (iv) violate any material agreement as to which Borrower is a party, except to the extent such violation could not
reasonably be expected to result in the termination of such material agreement or otherwise have a Material Adverse Effect. 

(d)    Governmental Consents. The execution and delivery by Borrower of this Amendment and the
performance by Borrower of the Amended Agreement do not and will not require any authorization or approval or other action by, nor notice to or filing with, any governmental authority or regulatory body. 

(e)    Binding Obligation. This Amendment has been duly executed and delivered by Borrower and this
Amendment and the Amended Agreement constitute the binding obligations of Borrower, enforceable in accordance with its terms, except in each case as such enforceability may be limited by bankruptcy, insolvency, reorganization, liquidation,
moratorium or other similar laws of general application and equitable principles relating to or affecting creditors’ rights. 

(f)    Absence of Default. No event or condition has occurred and is continuing or will result from
the consummation of the transactions contemplated by this Amendment that would constitute an Event of Default or a Potential Event of Default. 

SECTION 6    Miscellaneous. This Amendment may be signed in any number of counterparts, each of which
shall be an original, with the same effect as if the signatures thereto 

  
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and hereto were upon the same instrument. This Amendment shall constitute a Loan Document for all purposes of the Credit Agreement. Except as expressly set forth herein, this Amendment shall not
alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement or any other Loan Document, all of which are ratified and affirmed in all respects and shall continue in
full force and effect. Nothing herein shall be deemed to entitle Borrower to a consent to, or a waiver, amendment, modification or other change of, any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement
or any other Loan Document in similar or different circumstances. 
 SECTION 7    Fees and Expenses.
Borrower acknowledges that all costs, fees and expenses as described in Section 8.05 of the Credit Agreement incurred by Lender and its counsel with respect to this Amendment and the documents and transactions contemplated hereby shall be for
the account of Borrower. 
 [Remainder of this page intentionally left blank.] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the
date first above written. 
  

			
	BOX, INC.
		
	By:	 	 /s/ Dylan Smith

	Name:	 	Dylan Smith
	Title:	 	Chief Financial Officer
	
	HSBC BANK USA, NATIONAL ASSOCIATION
		
	By:	 	 /s/ Vanessa Printz

	Name:	 	Vanessa Printz
	Title:	 	Vice President

 [Signature Page to Amendment No. 2 to Credit Agreement]Unassociated Document

Exhibit 4.1

    

ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# COMMON STOCK PAR VALUE $0.01 Certificate          Number ZQ00000000 NEULION, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK THIS CERTIFICATE IS TRANSFERABLE IN CANTON, MA AND NEW YORK, NY AND TORONTO, ON Shares **000000****************** ***000000***************** ****000000**************** *****000000*************** ******000000************** ** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample THIS CERTIFIES THAT **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** MMR. SAMPLE & MRS. SAMPLE &id Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander MR. SAMPLE & MRS. SAMPLE CUSIP 64128J 10 1 SEE REVERSE FOR CERTAIN DEFINITIONS David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** is the owner of Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Sample **** Mr. Sample **000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares*** *000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares**** 000000**Sha***ZERO HUNDRED THOUSAND*Shares****0 00000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00 0000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000 000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0000 00**Shares**** ZERO HUNDRED AND ZERO***hares****00000 0**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000 **Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000* *Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000** Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**S ISIN US 64128J1016 FULLY PAID AND NON-ASSESSABLE COMMON STOCK, PAR VALUE $0.01, IN THE CAPITAL OF NeuLion, Inc. transferable on the books of the Company only upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. IN WITNESS WHEREOF the Company has caused this certificate to be signed on its behalf by the facsimile signatures of its duly authorized officers. President and Chief Executive Officer Chief Financial Officer DATED COUNTERSIGNED AND REGISTERED: COMPUTERSHARE INVESTOR SERVICES INC. (TORONTO) CO-TRANSFER AGENT AND REGISTRAR, By AUTHORIZED SIGNATURE DD-MMM-YYYY COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. TRANSFER AGENT AND REGISTRAR, By AUTHORIZED SIGNATURE

     

 

 

 .NEULION, INC. The shares represented by this certificate have rights, privileges, restrictions and conditions attached thereto and the Company will furnish to a shareholder, on demand and without charge, a full copy of the text of: (a) the rights, privileges, restrictions and conditions attached to each class authorized to be issued and to each series in so far as the same have been fixed by the directors; and (b) the authority of the directions to fix the rights, privileges, restrictions and conditions of subsequent series. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common TEN ENT - as tenants by the entireties JT TEN- as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT -Custodian (Cust)(Minor) under Uniform Gifts to Minors Act (State) UNIF TRF MIN ACT -Custodian (until age) (Cust) .............................under Uniform Transfers to Minors Act (Minor)(State) Additional abbreviations may also be used though not in the above list. PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE For value received, ____________________________hereby sell, assign and transfer unto ________________________________________________________________________________________________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) ________________________________________________________________________________________________________________________________ ________________________________________________________________________________________________________________________________ _______________________________________________________________________________________________________________________shares represented by this certificate and does hereby irrevocably constitute and appoint _______________________________________________________________________________________________________________________ Attorney of the undersigned to transfer the said shares on the books of the Corporation with full power of substitution in the premises. Dated: __________________________________________20 __________________ Signature: ____________________________________________________________ Signature: ____________________________________________________________ Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever. Signature(s) Guaranteed: Medallion Guarantee Stamp THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15. The IRS requires that the named transfer agent (“we”) report the cost basis of certain shares or units acquired after January 1, 2011. If your shares or units are covered by the legislation, and you requested to sell or transfer the shares or units using a specific cost basis calculation method, then we have processed as you requested. If you did not specify a cost basis calculation method, then we have defaulted to the first in, first out (FIFO) method. Please consult your tax advisor if you need additional information about cost basis. If you do not keep in contact with the issuer or do not have any activity in your account for the time period specified by state law, your property may become subject to state unclaimed property laws and transferred to the appropriate state.

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