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                                                            EXHIBIT 10.1

                             AMENDED AND RESTATED

                               ESCROW AGREEMENT

     THIS AMENDED AND RESTATED AGREEMENT (this "Agreement") is entered into as
of this 7th day of January, 2005, by and among The
Frontier Fund, a Delaware statutory trust (the "Trust"), Equinox Fund
Management, LLC, a limited liability company formed under the laws of the state
of Delaware ("Equinox" and together with the Trust, the "Company"), Bornhoft
Group Securities Corporation, a corporation affiliated with the Managing Owner
("BGSC"), and U.S. Bank National Association, a national banking association
("Escrow Agent"). All capitalized terms used herein and not defined shall have
the meanings set forth in the prospectus of the Trust, including all the
appendices and exhibits thereto, as the same may be amended and updated from
time to time (the "Prospectus").

                                   RECITALS

     A.    Equinox serves as the managing owner of the Trust and has complete
management authority over the Trust.

     B.    The Trust is conducting a private offering of units of beneficial
interest (the "Units") in six separate and distinct Series - Balanced Series,
Graham Series, Beach Series, Campbell/Graham Series, C-View Currency Series and
Dunn Series - under applicable state and Federal laws and regulations (the
"Offering").  The Graham Series and Campbell/Graham Series are being offered at
an initial price of $100.00 per Unit.  The Balanced Series, Beach Series, C-
View Currency Series and Dunn Series have reached their Threshold Amounts (as
defined below) and the Subscribers' monies attributable to such Units have been
released to the Company.  Therefore, such Units are no longer subject to this
Agreement.

     C.    The Company wishes to assure those who subscribe for any of the
Units (the "Subscriber") that the Subscribers' monies will be released to the
Company only if and when not less than the following amounts as determined in
accordance with the methods below (the "Threshold Amount") in subscriptions
from such number of investors for each Series as set forth in the Prospectus
(which number shall be provided in writing to the Escrow Agent by the Company)
are accepted by the Company from the sale of Units and upon the direction of
the Company, it being understood that release of monies may be for each Series
separately:

                Name of Series       Threshold Amount

                Campbell/Graham Series$ 1,000

     D.    The Company desires to provide for the safekeeping of the proceeds
of the Offering until such time as subscriptions for the Units in any Series
totaling the Threshold Amount (or such greater amount as the Company may
direct in writing) have been received and upon the direction of the Company, or
until such time as the Escrow Agent is required to pay and return such proceeds
to the payors upon the terms hereinafter provided.

                                   AGREEMENT

1.   Deposit and Disbursement.

     a.    The Escrow Agent hereby agrees to receive and disburse the proceeds
from the Offering and any interest earned thereon in accordance with the terms
of this Agreement.

     b.    The Company or its authorized placement agents, on behalf of the
Subscribers, shall from time to time cause to be wired or deposited with the
Escrow Agent all proceeds received from the sales of Units by 12:00 p.m., New
York City time, the next business day following the receipt of such proceeds by
the Company or its authorized placement agents. Such proceeds shall be placed
in a special interest-bearing escrow account, in the appropriate sub-account at
the Escrow Agent designated for each Series (the "Escrow Account") until the
Threshold Amounts for each Series (or such greater amount as the Company may
direct in writing) have been deposited in said account. The Company shall
direct Subscribers to identify the Series for which such deposits are being
made, and direct subscribers to make payments to the Escrow Agent using the
instructions identified on Exhibit C attached hereto and incorporated herein.
All proceeds are to be deposited in the Escrow Account within three (3)
business days after receipt by Escrow Agent.

     c.    As deposits are made in the Escrow Account and at least every 3rd
business day, the Company shall cause to be delivered to the Escrow Agent with
each such deposit a list showing the name, address, and tax identification
number of each Subscriber as well as the name and address of each payor, by
Series, which list shall not be cumulative but shall identify only new
deposits. The Escrow Agent shall keep a current list by Series of the persons
who have subscribed for the Units and deposited money, showing name, date,
address and amount of each subscription. All funds so deposited shall remain
the property of the Subscribers, subject to the provisions of Section 5 herein.
The Escrow Agent shall promptly forward to the Company any subscription
agreements which it may receive directly from Subscribers.

     d.    If the Company rejects any subscriptions for which the Escrow Agent
has already collected funds, or in the event that the Subscriber rescinds its
subscription in conformity with the requirements of the North American
Securities Administrators Association Inc. Guidelines for Registration of
Commodity Pool Programs, which rescission has been approved by the Company and
the Company has notified the Escrow Agent thereof, the Escrow Agent shall
promptly issue a refund check to the payor, in the amount of the original
deposit collected from such payor via first class U.S. mail, with interest and
without deduction for expenses. If the Company rejects any subscription for
which the Escrow Agent has not yet collected funds but has submitted the
Subscriber's check for collection, the Escrow Agent shall promptly issue a
check in the amount of the rejected Subscriber's check upon actual collection.
The Escrow Agent shall promptly remit the Subscriber's check directly to the
Subscriber.

     e.    In the event that the Threshold Amount for any Series is not
deposited with Escrow Agent on or before the date for the closing of the
initial offering period as set forth in the Prospectus, which date shall be
provided to the Escrow Agent in writing by the Company (unless that date is
extended in accordance therewith, and the Company has notified the Escrow Agent
in writing of such extension), a copy of which is attached hereto as Exhibit A,
the Escrow Agent shall promptly return the funds which have been deposited in
the Escrow Account to the payors (in the same way described above in Section 1
(d)), in the amount and to the addresses as shown on its records, plus any
Interest Income earned on such subscription funds.

     f.    Upon receipt of (i) the Threshold Amount for each Series (or such
greater amount as the Company may direct in writing) and (ii) written
confirmation from the Company that funds may be released from escrow, the
Escrow Agent shall release the escrow funds, including all Interest Income to
the Trust. At the Company's option, it may continue to deposit proceeds from
the sale of additional Units (after receipt and/or distribution of the
Threshold Amount or any greater amount as directed in writing by the Company)
and to direct the disbursement from time to time of funds so deposited after
subscriptions for the Threshold Amount have been received but not to exceed 3
months from the date of this Agreement.

2.   Responsibilities and Obligations of Escrow Agent.

     a.    The Escrow Agent assumes no responsibilities, obligations, or
liabilities except those expressly provided for in this Agreement as follows:

           (1)  The Escrow Agent shall have no responsibility, obligation or
liability to any person with respect to any action taken, suffered or omitted
to be taken by it in good faith under this Agreement and shall in no event be
liable hereunder except for its gross negligence or willful misconduct.

           (2)  Notwithstanding anything herein to the contrary, no reference
in this Agreement to any other agreement, including but not limited to Exhibit
A, shall be construed or deemed to enlarge the responsibilities, obligations,
or liabilities of the Escrow Agent as set forth in this Agreement, and the
Escrow Agent is not charged with knowledge of any other agreement.

     b.    The Escrow Agent shall be protected in relying upon the truth of any
statement contained in any requisition, notice, request, certificate, approval,
consent or other proper paper, and in acting on any such document, which on its
face and without inquiry as to any other facts, appears to be genuine and to be
signed by the proper party or parties, and is entitled to believe all
signatures are genuine and that any person signing any such paper who claims to
be duly authorized is in fact so authorized.

     c.    The Escrow Agent shall be entitled to act on any instruction given
to it in writing and signed by an authorized signatory of the Company and shall
be fully protected in doing so.

     d.    The Escrow Agent shall be entitled to act in accordance with any
court order or other final determination by any governmental authority with
jurisdiction of any matter arising hereunder.

     e.    The Escrow Agent shall have no responsibility for, and makes no
representation as to the value, validity or genuineness of any article, asset
or document deposited with Escrow Agent in the Escrow Account under this
Agreement, provided that it will give notice to the Company of any check for
money not credited and the reason stated therefore and of any discrepancy with
respect to the value, validity or genuineness of any article, asset or document
so deposited if and when it has actual knowledge thereof.

     f.    The Escrow Agent shall have no responsibility to make payments out
of the Escrow Account for any amount in excess of the amount of collected funds
deposited in the Escrow Account, together with interest earnings thereon, at
the time any payment is to be made.

     g.    If any controversy arises between the parties hereto or with any
third person relating to the Escrow Account, the Escrow Agent shall not be
required to resolve the same or to take any action to do so but may at its
discretion, institute such interpleader or other proceedings as it deems
proper. The Escrow Agent may rely on any joint written instructions as to the
disposition of funds, assets, documents or other assets held in escrow
hereunder.

     h.    The Escrow Agent may execute any of its powers or responsibilities
hereunder and exercise any of its rights hereunder either directly or by or
through its agents or attorneys. Nothing in this Agreement shall be deemed to
impose upon the Escrow Agent any duty to qualify to do business or to act as a
fiduciary or otherwise in any jurisdiction. The Escrow Agent shall not be
responsible for and shall not be under a duty to examine or pass upon the
validity, binding effect, execution or sufficiency of the Agreement or of any
agreement amendatory of supplemental hereto or of any other agreement.

3.   Investment of Escrow Funds.

     The Escrow Agent shall invest funds in an interest-bearing U.S. Bank Money
Market Savings Account. Equinox acknowledges that this is a FDIC insured U.S.
Bank Money Market Deposit Account designed to meet the needs of U.S. Bank
Corporate Trust Services Escrow Group and other Corporate Trust customers of
U.S. Bank National Association. This is a tiered account and the interest rate
paid on the account is based upon the daily balance maintained in your account.
U.S. Bank National Association uses the daily balance method to calculate
interest on these accounts. This method applies a daily periodic rate to the
principal balance in the account each day. Interest is accrued daily and
credited monthly to the account. The owner of the accounts is U.S. Bank as
Agent for its customers. At our discretion, we may change the interest rate for
the Money Market Deposit Accounts at any time. All account deposits and
withdrawals are performed by U.S. Bank National Association. Any and all
interest earned on the Proceeds after the deposit shall be added to the
Proceeds and shall become a part thereof. All entities entitled to receive
interest from the escrow account will provide Escrow Agent with a W-9 or W-8
IRS tax form prior to the disbursement of interest. A statement of citizenship
will be provided I  requested by the Escrow Agent. The Escrow Agent shall have
no responsibility for preparing or filing any Federal or state tax returns in
connection therewith.

4.   Compensation of Escrow Agent.

     The Escrow Agent shall be paid reasonable compensation as set forth on
Exhibit B attached hereto and incorporate herein, for services hereunder and
shall be reimbursed for any actual out-of-pocket expenses incurred by the
Escrow Agent for performing its duties hereunder. Payment of all fees shall be
the responsibility of the Company and may, to the extent of unpaid fees and
expenses, be deducted from any property placed within the escrow with Escrow
Agent, which belongs to the Company.

     In the event that the Escrow Agent is made a party to litigation with
respect to the property held hereunder, or brings an action in interpleader or
in the event that the conditions of this escrow are not promptly fulfilled, or
the Escrow Agent is required to render any service not provided for in this
Agreement, or there is any assignment of the interest of this escrow or any
modification hereof, the Escrow Agent shall be entitled to reasonable
compensation for such extraordinary services and reimbursement for all fees,
costs, liability and expenses, including reasonable attorneys' fees. The Escrow
Agent may amend its fee schedule from time to time on ninety (90) days prior
written notice to the Company, provided, however, that any fee increase shall
not exceed 10% of the amounts set forth on the existing fee schedule.

5.   Indemnification of Escrow Agent.

     The Company hereby indemnifies and hold harmless the Escrow Agent against
any and all claims, losses, and damages it may suffer in connection with its
carrying out the terms of this Agreement, including, without limitation, the
Escrow Agent's unpaid fees and reimbursable expenses, but excluding any loss
the Escrow Agent may sustain as a result of its gross negligence or willful
misconduct. The Escrow Agent shall have a lien or right of setoff on all
Company funds, monies or other assets held hereunder to pay all of its fees and
reimbursable expenses permitted under this Agreement. The obligations of the
Company under this Section 5 shall survive termination for any reason of this
Agreement or resignation or removal of Escrow Agent.

6.   Termination and Resignation.

     a.    This Agreement shall terminate when (i) the Escrow Agent or its
successor or assign receives written notification of termination from the
Company including final disposition instructions signed by the Company, and
(ii) there occurs the actual final disposition of the monies held in escrow
hereunder as provide in this Agreement. The rights and obligations of the
Escrow Agent shall survive the termination of this Agreement.

     b.    The Escrow Agent may resign at any time and be discharged from its
duties as Escrow Agent hereunder by giving the Company not fewer than thirty
(30) days prior written notice thereof. As soon as practicable after its
resignation, the Escrow Agent shall turn over to a successor escrow agent
appointed by the Company all monies held hereunder upon presentation of the
document from the Company appointing a successor escrow agent and its
acceptance of appointment. If no successor has been appointed by the Company,
the Escrow Agent may designate its successor by written notice to the Company
so long as any such successor is a bank or trust company. Upon the designation
of a successor escrow agent and the delivery to a resigning escrow agent of the
document appointing such successor escrow agent and its acceptance of
appointment, the resigning escrow agent shall be released from any and all
liabilities arising thereafter except as provided in Sections 2(a)(1) and (5)
of this Agreement.

     If no successor escrow agent is appointed by the Company within the thirty
(30) day period following such notice of resignation, the Escrow Agent reserves
the right to forward the matter and all monies and other property held by the
Escrow Agent pursuant to this Agreement to a court of competent jurisdiction at
the expense of the Company.

     c.    The Company may discharge the Escrow Agent and appoint a successor
escrow agent hereunder at any time by giving the Escrow Agent no fewer than
thirty (30) days prior written notice thereof. As soon as practicable after its
discharge, the Escrow Agent shall turn over to the successor escrow agent
appointed by the Company all monies held hereunder upon presentation of the
document from the Company appointing such successor escrow agent and its
acceptance of appointment. Upon the designation of a successor escrow agent,
the delivery of the document appointing a successor escrow agent and the
delivery of all monies held hereunder to such successor escrow agent pursuant
to the immediately preceding sentence, the discharged escrow agent shall be
released from any and all liabilities arising thereafter except as provided in
Sections 2(a)(1) and 5 of this Agreement.

7.   Notices.

     All notices provided for herein shall be in writing, shall be delivered by
hand or by registered or certified mail and shall be deemed given when actually
received, and shall be addressed to the parties hereto at their respective
addresses, which may be changed by any party from time to time by written
notice to all other parties hereto as follows:

                a.   If to the Company:
                     Equinox Fund Management, LLC
                     1660 Lincoln Street, Suite 100
                     Denver, Colorado 80264
                     Attn: Brent Bales
                     (303) 572-1000 (tel.)
                     (303) 832-9354 (fax)

                b.   If to BGSC:
                     1660 Lincoln Street, Suite 100
                     Denver, Colorado 80264
                     Attn: Brent Bales
                     (303) 572-1000 (tel.)
                     (303) 832-9354 (fax)

                c.   If to the Escrow Agent:
                     U.S. Bank Corporate Trust Services
                     60 Livingston Avenue, EP-MN-WS3T
                     St. Paul, Minnesota 55107-2292
                     Attn: Chris Smith
                     (651) 495-3726 (tel.)
                     (651) 495-8087 (fax)
                     With a fax copy to:
                     Dawnita Ehl
                     (206) 344-4685 (tel.)
                     (206) 344-4630 (fax)

8.   Disclosure.

     The parties hereby agree not to use the name of U.S. Bank National
Association to imply an association with the Offering other than that of a
legal escrow agent.

9.   Brokerage Confirmation.

     The parties acknowledge that to the extent regulations of the Comptroller
of Currency or other applicable regulatory entity grant a right to receive
brokerage confirmations of security transactions of the escrow, the parties
waive receipt of such confirmations to the extent permitted by law. The Escrow
Agent shall furnish a statement of security transactions on its regular monthly
reports to the Company.

10.  Parties Bound.

     This Agreement shall extend to and be binding upon the respective
successors, representatives, and assigns of the Company and Escrow Agent.

11.  Entire Agreement.

     This Agreement constitutes the entire agreement of the parties hereto with
respect to the subject matter hereof and cannot be modified, amended,
supplemented, or changed, nor can any provisions hereof be waived, except by
written instrument executed by the parties hereto.

12.  Assignment.

     Neither party may assign its rights or obligations under this Agreement
without the written consent of the other party hereto.

13.  Applicable Law.

     The Agreement shall be governed by and construed and enforced in
accordance with the laws of the State of Colorado.

14.  Severability.

     If at any time subsequent to the date hereof, any provision of this
Agreement shall be held by a court of competent jurisdiction to be illegal,
void, or unenforceable, such provision shall be of no force or effect, and
shall be limited or expanded in scope so as to carry out the intent of the
parties as expressed herein to the greatest extent possible. The illegality or
unenforceability of any such provision shall have no effect upon and shall not
impair the enforceability of any other provision of this Agreement.

15.  Counterparts.

     This Agreement may be executed in any number of counterparts, each of
which shall be deemed to be one and the same instrument. The exchange of copies
of this Agreement and of signature pages by facsimile transmission shall
constitute effective execution and delivery of this Agreement as to the parties
and may be used in lieu of the original Agreement for all purposes. Signatures
of the parties transmitted by facsimile shall be deemed to be their original
signatures for all purposes.

                                     II-3

     IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of
the date first above written.

THE FRONTIER FUND

__________________________________________

Name: ____________________________________

Title:______________________________________

EQUINOX FUND MANAGEMENT, LLC

__________________________________________

Name: ____________________________________

Title:______________________________________

U.S. BANK NATIONAL ASSOCIATION

__________________________________________

Name: ____________________________________

Title:______________________________________

BORNHOFT GROUP SECURITIES CORPORATION

__________________________________________

Name: ____________________________________

Title:______________________________________

                                     II-4

                                   Exhibit A

                                     II-5

                                   Exhibit B

Schedule of Fees for Services as Escrow Agent

(1)  Initial Fees

Acceptance Fee - The acceptance fee includes the administrative review of
documents, initial se-up of the account, and other reasonably required services
up to and including the execution and closing of the escrow agreement. This is
a one-time non-refundable fee payable at closing. $500.00

(2)  Administration Fees - Transaction Fees

Administration - Annual administration fee for the performance of the routine
duties associated with the management of the escrow account will be based on
the number of transaction receipts. Charge per receipt of funds via wire or
check for deposit from a Subscriber (Subscriber Deposit). This fee is payable
in arrears and billed monthly.

$8.00 per Subscriber Deposit received.

Disbursement Fee - Charge per wire or check to Subscribers for return of
deposited funds to Subscribers for a failed subscription.

$5 per check or wire disbursed to Subscriber at the written direction of the
Company.

(3)  Direct Out of Pocket Expenses

Reimbursement of actual reasonable expenses associated with the performance of
our duties, including but not limited to publications, mailings, legal counsel
after the initial close, travel expenses, and filing fees. (none anticipated)
At Cost

(4)  Extraordinary Services

Extraordinary services are duties or responsibilities of an unusual nature, but
not provided for in the governing documents or otherwise set forth in this
schedule. A reasonable charge will be assessed based on the nature of the
service and the responsibility involved. At our option, these charges will be
billed at a flat fee or at our hourly rate then in effect. Account approval is
subject to review and qualification. Fees paid in advance will not be prorated.

                                     II-6

                                   Exhibit C

Payment instructions:

     If by check:                    If by wire:

     U.S. Bank National Association  U.S. Bank National Association
     60 Livingston Avenue            ABA #091000022
     EP-MN-WS3T
     Attn: Chris Smith
     Ref: Frontier [Insert Fund Series Name]

                                     II-11995 Employe Stock Purchase Plan

 Exhibit 10.35 
  
 VERITY, INC. 
  
 1995 EMPLOYEE STOCK PURCHASE PLAN 
  
 (As Amended and Adjusted through September 30, 2004) 
  
 1. ESTABLISHMENT, PURPOSE AND TERM OF PLAN. 
  
 1.1 Establishment. The Verity, Inc. 1995 Employee Stock Purchase Plan (the “Plan”) is hereby established effective as of the effective date of
the initial registration by the Company of its Stock under Section 12 of the Exchange Act (the “Effective Date”). 
  
 1.2 Purpose. The purpose of the Plan to provide Eligible Employees of the Participating Company Group with an opportunity to acquire a proprietary
interest in the Company through the purchase of Stock. The Company intends that the Plan shall qualify as an “employee stock purchase plan” under Section 423 of the Code (including any amendments or replacements of such section), and the
Plan shall be so construed. 
  
 1.3 Term of Plan. The Plan shall
continue in effect until the earlier of its termination by the Board or the date on which all of the shares of Stock available for issuance under the Plan have been issued. 
  
 2. DEFINITIONS AND CONSTRUCTION. 
  
 2.1 Definitions. Any term not expressly defined in the Plan but defined for purposes of Section 423 of the Code shall have the same definition herein.
Whenever used herein, the following terms shall have their respective meanings set forth below: 
  
 (a) “Board” means the Board of Directors of the Company. If one or more Committees have been appointed by the Board to administer the Plan,
“Board” also means such Committee(s). 
  
 (b)
“Code” means the Internal Revenue Code of 1986, as amended, and any applicable regulations promulgated thereunder. 
  
 (c) “Committee” means a committee of the Board duly appointed to administer the Plan and having such powers as shall be specified by the Board.
Unless the powers of the Committee have been specifically limited, the Committee shall have all of the powers of the Board granted herein, including, without limitation, the power to amend or terminate the Plan at any time, subject to the terms of
the Plan and any applicable limitations imposed by law. 
  
 (d)
“Company” means Verity, Inc., a Delaware corporation, or any successor corporation thereto. 
  
 (e) “Compensation” means, with respect to an Offering Period under the Plan, all amounts paid in cash in the forms of base salary, commissions,
overtime, bonuses, annual awards, other incentive payments, shift premiums, and all other compensation paid in cash during such Offering Period before deduction for any contributions to any plan maintained by a Participating Company and described in
Section 401(k) or Section 125 of the Code. Compensation shall not include reimbursements of expenses, allowances, long-term disability, workers’ compensation or any amount deemed received without the actual transfer of cash or any amounts
directly or indirectly paid pursuant to the Plan or any other stock purchase or stock option plan. 
  
 (f) “Eligible Employee” means an Employee who meets the requirements set forth in Section 5 for eligibility to participate in the Plan.

  
 (g) “Employee” means any person treated as an
employee of a Participating Company for purposes of Section 423 of the Code (including an officer or a Director who is also treated as an employee); provided, however, that neither service as a Director nor payment of a director’s fee shall be
sufficient to 

  

 B-1. 

 
constitute employment for purposes of the Plan. A Participant shall be deemed to have ceased to be an Employee either upon an actual termination of
employment or upon the corporation employing the Participant ceasing to be a Participating Company. For purposes of the Plan, an individual shall not be deemed to have ceased to be an Employee while such individual is on a military leave, sick leave
or other bona fide leave of absence approved by the Company of ninety (90) days or less. In the event an individual’s leave of absence exceeds ninety (90) days, the individual shall be deemed to have ceased to be an Employee on the ninety-first
(91st) day of such leave unless the individual’s right to reemployment with the Participating Company Group is guaranteed either by statute or by contract. The Company shall determine in good faith and in the exercise of its discretion whether
an individual has become or has ceased to be an Employee and the effective date of such individual’s employment or termination of employment, as the case may be. All such determinations by the Company shall be, for purposes of an
individual’s participation in or other rights under the Plan as of the time of the Company’s determination, final, binding and conclusive, notwithstanding that the Company or any governmental agency subsequently makes a contrary
determination. 
  
 (h) “Exchange Act” means the
Securities Exchange Act of 1934, as amended. 
  
 (i) “Fair
Market Value” means, as of any date, if there is then a public market for the Stock, the closing sale price of a share of Stock (or the mean of the closing bid and asked prices if the Stock is so quoted instead) as quoted on the Nasdaq National
Market, the Nasdaq Small-Cap Market or such other national or regional securities exchange or market system constituting the primary market for the Stock, as reported in The Wall Street Journal or such other source as the Company deems reliable. If
the relevant date does not fall on a day on which the Stock has traded on such securities exchange or market system, the date on which the Fair Market Value shall be established shall be the last day on which the Stock was so traded prior to the
relevant date, or such other appropriate day as shall be determined by the Board, in its sole discretion. If there is then no public market for the Stock, the Fair Market Value on any relevant date shall be as determined by the Board without regard
to any restriction other than a restriction which, by its terms, will never lapse. Notwithstanding the foregoing, the Fair Market Value per share of Stock on the Effective Date shall be deemed to be the public offering price set forth in the final
prospectus filed with the Securities and Exchange Commission in connection with the initial public offering of the Stock. 
  
 (j) “Offering” means an offering of Stock as provided in Section 6. 
  
 (k) “Offering Date” means, for any Offering Period, the first day of such Offering Period. 
  
 (l) “Offering Period” means a period determined in accordance with
Section 6.1. 
  
 (m) “Parent Corporation” means any
present or future “parent corporation” of the Company, as defined in Section 424(e) of the Code. 
  
 (n) “Participant” means an Eligible Employee participating in the Plan. 
  
 (o) “Participating Company” means the Company or any Parent Corporation or Subsidiary Corporation which the Board
determines should be included in the Plan. The Board shall have the sole and absolute discretion to determine from time to time what Parent Corporations or Subsidiary Corporations shall be Participating Companies. 
  
 (p) “Participating Company Group” means, at any point in time, the
Company and all other corporations collectively which are then Participating Companies. 
  
 (q) “Purchase Date” means, for any Purchase Period, the last day of such Purchase Period. 
  
 (r) “Purchase Period” means a period determined in accordance with Section 6.2. 
  
 (s) “Purchase Price” means the price at which a share of Stock may be purchased pursuant to the Plan, as
determined in accordance with Section 9. 
  

 B-2. 

 (t) “Purchase Right” means an option granted to a Participant pursuant to the Plan to purchase
such shares of Stock as provided in Section 8, which the Participant may or may not exercise during the Offering Period in which such option is outstanding. Such option arises from the right of a Participant to withdraw any accumulated payroll
deductions of the Participant not previously applied to the purchase of Stock under the Plan and to terminate participation in the Plan or any Offering at any time during an Offering Period. 
  
 (u) “Stock” means the common stock, par value $0.001, of the
Company, as adjusted from time to time in accordance with Section 4.2. 
  
 (v) “Subscription Agreement” means a written agreement in such form as specified by the Company, stating an Employee’s election to participate in the Plan and authorizing payroll deductions under the Plan from the
Employee’s Compensation. 
  
 (w) “Subscription
Date” means the last business day prior to the Offering Date of an Offering Period or such earlier date as the Company shall establish. 
  
 (x) “Subsidiary Corporation” means any present or future “subsidiary corporation” of the Company, as defined in Section 424(f) of the
Code. 
  
 2.2 Construction. Captions and titles contained herein
are for convenience only and shall not affect the meaning or interpretation of any provision of the Plan. Except when otherwise indicated by the context, the singular shall include the plural and the plural shall include the singular. Use of the
term “or” is not intended to be exclusive, unless the context clearly requires otherwise. 
  
 3. ADMINISTRATION. 
  
 3.1 Administration by the Board. The Plan shall be administered by the Board, including any duly appointed Committee of the Board. All questions of
interpretation of the Plan or of any Purchase Right shall be determined by the Board and shall be final and binding upon all persons having an interest in the Plan or such Purchase Right. Subject to the provisions of the Plan, the Board shall
determine all of the relevant terms and conditions of Purchase Rights granted pursuant to the Plan; provided, however, that all Participants granted Purchase Rights pursuant to the Plan shall have the same rights and privileges within the meaning of
Section 423(b)(5) of the Code. All expenses incurred in connection with the administration of the Plan shall be paid by the Company. 
  
 3.2 Authority of Officers. Any officer of the Company shall have the authority to act on behalf of the Company with respect to any matter, right,
obligation, determination or election that is the responsibility of or that is allocated to the Company herein, provided that the officer has apparent authority with respect to such matter, right, obligation, determination or election. 

 
 3.3 Policies and Procedures Established by the Company. The Company may,
from time to time, consistent with the Plan and the requirements of Section 423 of the Code, establish, change or terminate such rules, guidelines, policies, procedures, limitations, or adjustments as deemed advisable by the Company, in its sole
discretion, for the proper administration of the Plan, including, without limitation, (a) a minimum payroll deduction amount required for participation in an Offering, (b) a limitation on the frequency or number of changes permitted in the rate of
payroll deduction during an Offering, (c) an exchange ratio applicable to amounts withheld in a currency other than United States dollars, (d) a payroll deduction greater than or less than the amount designated by a Participant in order to adjust
for the Company’s delay or mistake in processing a Subscription Agreement or in otherwise effecting a Participant’s election under the Plan or as advisable to comply with the requirements of Section 423 of the Code, and (e) determination
of the date and manner by which the Fair Market Value of a share of Stock is determined for purposes of administration of the Plan. 
  
 4. SHARES SUBJECT TO PLAN. 
  
 4.1 Maximum Number of Shares Issuable. Subject to adjustment as provided in Section 4.2, the maximum aggregate number of shares of Stock that may be
issued under the Plan shall be six million (6,000,000) and shall consist of authorized but unissued or reacquired shares of the Stock, or any combination 

  

 B-3. 

 
thereof. If an outstanding Purchase Right for any reason expires or is terminated or canceled, the shares of Stock allocable to the unexercised portion of
such Purchase Right shall again be available for issuance under the Plan. 
  
 4.2 Adjustments for Changes in Capital Structure. In the event of any stock dividend, stock split, reverse stock split, recapitalization, combination, reclassification or similar change in the capital structure of the
Company, or in the event of any merger (including a merger effected for the purpose of changing the Company’s domicile), sale of assets or other reorganization in which the Company is a party, appropriate adjustments shall be made in the number
and class of shares subject to the Plan and the limitation in Section 8.1 and to each Purchase Right and in the Purchase Price. If a majority of the shares which are of the same class as the shares that are subject to outstanding Purchase Rights are
exchanged for, converted into, or otherwise become (whether or not pursuant to an Ownership Change Event) shares of another corporation (the “New Shares”), the Board may unilaterally amend the outstanding Purchase Rights to provide that
such Purchase Rights are exercisable for New Shares. In the event of any such amendment, the number of shares subject to, and the Purchase Price of, the outstanding Purchase Rights shall be adjusted in a fair and equitable manner, as determined by
the Board, in its sole discretion. Notwithstanding the foregoing, any fractional share resulting from an adjustment pursuant to this Section 4.2 shall be rounded down to the nearest whole number, and in no event may the Purchase Price be decreased
to an amount less than the par value, if any, of the stock subject to the Purchase Right. The adjustments determined by the Board pursuant to this Section 4.2 shall be final, binding and conclusive. 
  
 5. ELIGIBILITY. 
  
 5.1 Employees Eligible to Participate. Any Employee of a Participating Company is eligible to participate in the Plan except
the following: 
  
 (a) Employees who are customarily employed by
the Participating Company Group for twenty (20) hours or less per week; or 
  
 (b) Employees who are customarily employed by the Participating Company Group for not more than five (5) months in any calendar year. 
  
 5.2 Exclusion of Certain Shareholders. Notwithstanding any provision of the Plan to the contrary, no Employee shall be
granted a Purchase Right under the Plan if, immediately after such grant, such Employee would own or hold options to purchase stock of the Company or of any Parent Corporation or Subsidiary Corporation possessing five percent (5%) or more of the
total combined voting power or value of all classes of stock of such corporation, as determined in accordance with Section 423(b)(3) of the Code. For purposes of this Section 5.2, the attribution rules of Section 424(d) of the Code shall apply in
determining the stock ownership of such Employee. 
  
 5.3
Exclusion of Leased Employees. Notwithstanding anything herein to the contrary, any individual performing services for a Participating Company solely through a leasing agency or employment agency shall not be deemed an “Employee” of such
Participating Company. 
  
 6. OFFERINGS. 
  
 6.1 Offering Periods. Except as otherwise set forth below, the Plan shall be
implemented by sequential Offerings of approximately twelve (12) months duration or such other duration as the Board shall determine (an “Offering Period”); provided, however that the first Offering Period shall commence on the Effective
Date and end on September 30, 1997 (the “Initial Offering Period”. Subsequent Offerings shall commence on the first days of April and October of each year and end on the last days of the first March and September, respectively, occurring
thereafter. Notwithstanding the foregoing, the Board may establish a different term for one or more Offerings or different commencing or ending dates for such Offerings; provided, however, that no Offering may exceed a term of twenty-seven (27)
months. If the first or last day of an Offering Period is not a day on which the national securities exchanges or Nasdaq Stock Market are open for trading, the Company shall specify the trading day that will be deemed the first or last day, as the
case may be, of the Offering Period. 
  
 6.2 Purchase Periods.
Each Offering Period shall consist of two (2) consecutive purchase periods of approximately six (6) months duration (except the Initial Offering Period which consisted of four (4) 

  

 B-4. 

 
purchase periods (Effective Date to March 31, 1996; April 1, 1996 to September 30, 1996; October 1, 1996 to March 31, 1997; and April 1, 1997 to September
30, 1997)) or such other number or duration as the Board shall determine (individually, a “Purchase Period”). A Purchase Period commencing on the first day of April shall end on the last day of the next following September. A Purchase
Period commencing on the first day of October shall end on the last day of the next following March. Notwithstanding the foregoing, the Board may establish a different term for one or more Purchase Periods or different commencing or ending dates for
such Purchase Periods. If the first or last day of a Purchase Period is not a day on which the national securities exchanges or Nasdaq Stock Market are open for trading, the Company shall specify the trading day that will be deemed the first or last
day, as the case may be, of the Purchase Period. 
  
 6.3
Governmental Approval; Stockholder Approval. Notwithstanding any other provision of the Plan to the contrary, any Purchase Right granted pursuant to the Plan shall be subject to (a) obtaining all necessary governmental approvals or qualifications of
the sale or issuance of the Purchase Rights or the shares of Stock and (b) obtaining stockholder approval of the Plan. Notwithstanding the foregoing, stockholder approval shall not be necessary in order to grant any Purchase Right granted in the
Plan’s Initial Offering Period; provided, however, that the exercise of any such Purchase Right shall be subject to obtaining stockholder approval of the Plan. 
  
 7. PARTICIPATION IN THE PLAN. 
  
 7.1 Initial Participation. An Eligible Employee may become a Participant in an Offering Period by delivering a properly completed Subscription Agreement
to the office designated by the Company not later than the close of business for such office on the Subscription Date established by the Company for such Offering Period. An Eligible Employee who does not deliver a properly completed Subscription
Agreement to the Company’s designated office on or before the Subscription Date for an Offering Period shall not participate in the Plan for that Offering Period or for any subsequent Offering Period unless such Eligible Employee subsequently
delivers a properly completed Subscription Agreement to the appropriate office of the Company on or before the Subscription Date for such subsequent Offering Period. An Employee who becomes an Eligible Employee after the Offering Date of an Offering
Period shall not be eligible to participate in such Offering Period but may participate in any subsequent Offering Period provided such Employee is still an Eligible Employee as of the Offering Date of such subsequent Offering Period. 
  
 7.2 Continued Participation. A Participant shall automatically participate in
the next Offering Period commencing immediately after the final Purchase Date of each Offering Period in which the Participant participates provided that such Participant remains an Eligible Employee on the Offering Date of the new Offering Period
and has not either (a) withdrawn from the Plan pursuant to Section 12.1 or (b) terminated employment as provided in Section 13. A Participant who may automatically participate in a subsequent Offering Period, as provided in this Section 7.2, is not
required to deliver any additional Subscription Agreement for the subsequent Offering Period in order to continue participation in the Plan. However, a Participant may deliver a new Subscription Agreement for a subsequent Offering Period in
accordance with the procedures set forth in Section 7.1 if the Participant desires to change any of the elections contained in the Participant’s then effective Subscription Agreement. Eligible Employees may not participate simultaneously in
more than one Offering. 
  
 8. RIGHT TO PURCHASE SHARES.

  
 8.1 Grant of Purchase Right on or after October 1, 2001.
Except as set forth below, on the Offering Date of each Offering Period that commences on or after October 1, 2001, each Participant in such Offering Period shall be granted automatically a Purchase Right consisting of an option to purchase a number
of shares of Stock equal to the product of 416.66 shares and the number of months in the Offering Period with the resulting product rounded to the nearest whole share. For purposes of the preceding sentence, fractional months shall be rounded to the
nearest whole month and no effect shall be given to the termination of the Offering Period pursuant to the provisions of Section 12.3 or Section 14. No Purchase Right shall be granted on an Offering Date to any person who is not, on such Offering
Date, an Eligible Employee. Shares of Stock may only be purchased through a Participant’s payroll deductions pursuant to Section 10. 
  
 8.2 Calendar Year Purchase Limitation. Notwithstanding any provision of the Plan to the contrary, no Purchase Right shall entitle a Participant to
purchase shares of Stock under the Plan at a rate which, when aggregated with such Participant’s rights to purchase shares under all other employee stock purchase plans of a 

  

 B-5. 

 
Participating Company intended to meet the requirements of Section 423 of the Code, exceeds Twenty-Five Thousand Dollars ($25,000) in Fair Market Value (or
such other limit, if any, as may be imposed by the Code) for each calendar year in which such Purchase Right has been outstanding at any time. For purposes of the preceding sentence, the Fair Market Value of shares purchased during a given Offering
Period shall be determined as of the Offering Date for such Offering Period. The limitation described in this Section 8.2 shall be applied in conformance with applicable regulations under Section 423(b)(8) of the Code. 
  
 9. PURCHASE PRICE. The Purchase Price at which each share of Stock may be
acquired in an Offering Period upon the exercise of all or any portion of a Purchase Right granted with respect to such Offering Period shall be established by the Board; provided, however, that the Purchase Price shall not be less than eighty five
percent (85%) of the lesser of (a) the Fair Market Value of a share of Stock on the Offering Date of the Offering Period or (b) the Fair Market Value of a share of Stock on the Purchase Date. Unless otherwise provided by the Board prior to the
commencement of an Offering Period, the Purchase Price for that Offering Period shall be eighty five percent (85%) of the lesser of (a) the Fair Market Value of a share of Stock on the Offering Date of the Offering Period, or (b) the Fair Market
Value of a share of Stock on the Purchase Date. 
  
 10.
ACCUMULATION OF PURCHASE PRICE THROUGH PAYROLL DEDUCTION. Shares of Stock which are acquired pursuant to the exercise of all or any portion of a Purchase Right for an Offering Period may be paid for only by means of payroll deductions from the
Participant’s Compensation accumulated during the Offering Period. 
  
 10.1 Amount of Payroll Deductions. Except as otherwise provided herein, the amount to be deducted under the Plan from a Participant’s Compensation on each payday during an Offering Period shall be determined by the Participant’s
Subscription Agreement. The Subscription Agreement shall set forth the percentage (in a whole number percentage) of the Participant’s Compensation to be deducted on each payday during an Offering Period, which, except as a result of an election
pursuant to Section 10.3 to stop payroll deductions, shall be not less than zero percent (0%) nor more than twenty percent (20%) of the Participant’s Compensation otherwise payable on such payday. Notwithstanding the foregoing, the Board may
change the limits on payroll deductions effective as of any future Offering Date. 
  
 10.2 Commencement of Payroll Deductions. Payroll deductions shall commence on the first payday following the Offering Date and shall continue to the end of the Offering Period unless sooner altered or terminated as
provided in the Plan. 
  
 10.3 Election to Change or Stop Payroll
Deductions. A Participant may elect to increase or decrease the rate of payroll deductions during a Purchase Period by delivering a new Subscription Agreement to the person designated by the Company. For a Purchase Period that commences on or after
October 1, 2001, the new Subscription Agreement shall become effective as soon as practicable, but not later than the first payroll period that commences more than fifteen (15) days after receipt of the Subscription Agreement and shall continue for
the remainder of the Offering Period unless changed as described below. A Participant may increase or decrease the rate of payroll deductions for any subsequent Offering Period by filing a new Subscription Agreement with the person designated by the
Company. This new Subscription Agreement shall become effective with the first payroll period in such subsequent Offering Period. A Participant who elects to decrease the rate of his or her payroll deductions to zero percent (0%) shall nevertheless
remain a Participant in the current Offering Period unless such Participant subsequently withdraws from the Offering or the Plan as provided in Sections 12.1 and 12.2, respectively, or is automatically withdrawn from the Offering as provided in
Section 12.3. 
  
 10.4 Participant Accounts. Individual Plan
bookkeeping accounts shall be maintained for each Participant. All payroll deductions from a Participant’s Compensation shall be credited to such account and shall be deposited with the general funds of the Company. All payroll deductions
received or held by the Company may be used by the Company for any corporate purpose. 
  
 10.5 No Interest Paid. Interest shall not be paid on sums deducted from a Participant’s Compensation pursuant to the Plan. 
  

 B-6. 

 11. PURCHASE OF SHARES. 
  
 11.1 Exercise of Purchase Right. On each Purchase Date of an Offering Period, each Participant who has not withdrawn from
the Offering or the Plan or whose participation in the Offering has not terminated on or before such Purchase Date shall automatically acquire pursuant to the exercise of the Participant’s Purchase Right the number of whole shares of Stock
determined by dividing (a) the total amount of the Participant’s payroll deductions accumulated in the Participant’s Plan account during the Offering Period and not previously applied toward the purchase of Stock by (b) the Purchase Price.
However, in no event shall the number of shares purchased by the Participant during an Offering Period exceed the number of shares subject to the Participant’s Purchase Right. No shares of Stock shall be purchased on a Purchase Date by a
Participant whose participation in the Offering or the Plan has terminated on or before such Purchase Date. 
  
 11.2 Pro Rata Allocation of Shares. In the event the number of shares of Stock which might be purchased by all Participants in the Plan on a Purchase Date
exceeds the number of shares of Stock available in the Plan as provided in Section 4.1, the Company shall make a pro rata allocation of the remaining shares in as uniform a manner as shall be practicable and as the Company shall determine to be
equitable. Any fractional share resulting from such pro rata allocation to any Participant shall be disregarded. 
  
 11.3 Delivery of Shares. As soon as practicable after each Purchase Date, the Company shall deliver the shares acquired by the Participant on such
Purchase Date to a broker designated by the Company to hold such shares in street name for the benefit of the Participant. Shares to be delivered to a Participant under the Plan shall be registered in the name of the Participant. 
  
 11.4 Return of Cash Balance. Any cash balance remaining in a
Participant’s Plan account following any Purchase Date shall be refunded to the Participant as soon as practicable after such Purchase Date. However, if the cash to be returned to a Participant pursuant to the preceding sentence is an amount
less than the amount that would have been necessary to purchase an additional whole share of Stock on such Purchase Date, the Company may retain such amount in the Participant’s Plan account to be applied toward the purchase of shares of Stock
in the subsequent Purchase Period or Offering Period, as the case may be. 
  
 11.5 Tax Withholding. At the time a Participant’s Purchase Right is exercised, in whole or in part, or at the time a Participant disposes of some or all of the shares of Stock he or she acquires under the Plan,
the Participant shall make adequate provision for the foreign, federal, state and local tax withholding obligations of the Participating Company Group, if any, which arise upon exercise of the Purchase Right or upon such disposition of shares,
respectively. The Participating Company Group may, but shall not be obligated to, withhold from the Participant’s compensation the amount necessary to meet such withholding obligations. 
  
 11.6 Expiration of Purchase Right. Any portion of a Participant’s
Purchase Right remaining unexercised after the end of the Offering Period to which such Purchase Right relates shall expire immediately upon the end of such Offering Period. 
  
 11.7 Reports to Participants. Each Participant who has exercised all or part of his or her Purchase Right shall receive, as
soon as practicable after the Purchase Date, a report of such Participant’s Plan account setting forth the total payroll deductions accumulated prior to such exercise, the number of shares of Stock purchased, the Purchase Price for such shares,
the Fair Market Value of such shares, the date of purchase and cash balance, if any, remaining immediately after such purchase that is to be refunded or retained in the Participant’s Plan account pursuant to Section 11.4. The report required by
this Section may be delivered in such form and by such means, including by electronic transmission, as the Company may determine. Each Participant shall be provided information concerning the Company equivalent to that information generally made
available to the Company’s common stockholders. 
  
 12.
WITHDRAWAL FROM OFFERING OR PLAN. 
  
 12.1 Withdrawal From an
Offering. This Section 12.1 shall apply only to Offerings that commenced prior to October 1, 2001. A Participant may withdraw from an Offering by signing and delivering to the Company’s designated office a written notice of withdrawal on a form
provided by the Company for such purpose. Such withdrawal may be elected at any time prior to the end of an Offering Period; provided, however, if a 

  

 B-7. 

 
Participant withdraws after the Purchase Date of a Purchase Period during the Offering, the withdrawal shall not affect shares of Stock acquired by the
Participant on such Purchase Date. Unless otherwise elected by the Participant, withdrawal from an Offering shall not result in the Participant’s withdrawal from the Plan or any succeeding Offering therein. By withdrawing from an Offering
effective as of the close of a given Purchase Date, a Participant may have shares of Stock purchased on such Purchase Date and immediately commence participation in the new Offering commencing immediately after such Purchase Date. A Participant is
prohibited from again participating in an Offering at any time following withdrawal from such Offering. The Company may impose, from time to time, a requirement that the notice of withdrawal from the Offering be on file with the Company’s
designated office for a reasonable period prior to the effectiveness of the Participant’s withdrawal from an Offering. 
  
 12.2 Withdrawal from the Plan. A Participant may withdraw from the Plan (and thereby all Offerings) by signing and delivering to the Company’s
designated office a written notice of withdrawal on a form provided by the Company for such purpose. Such withdrawal may be elected at any time prior to the end of an Offering Period (with an effective date as specified in the election pursuant to
procedures established by the Company). For Offerings that commence on or after October 1, 2001, however, if a Participant withdraws from the Plan less than fifteen (15) days prior to the Purchase Date of a Purchase Period, such withdrawal shall not
affect the purchase of shares of Stock for the Participant on such Purchase Date. A Participant who voluntarily elects to withdraw from the Plan is prohibited from resuming participation in the Plan in the same Offering from which he or she
withdrew, but may participate in any subsequent Offering under the Plan by again satisfying the requirements of Sections 5 and 7.1. The Company may impose, from time to time, a requirement that the notice of withdrawal from the Plan be on file with
the Company’s designated office for a reasonable period prior to the effectiveness of the Participant’s withdrawal from the Plan. 
  
 12.3 Automatic Withdrawal From an Offering. If the Fair Market Value of a share of Stock on a Purchase Date other than the final Purchase Date of an
Offering is less than the Fair Market Value of a share of Stock on the Offering Date of the Offering, then every Participant automatically shall be (a) withdrawn from such Offering at the close of such Purchase Date and after the acquisition of
shares of Stock for the Purchase Period and (b) enrolled in the Offering commencing on the first business day subsequent to such Purchase Date. A Participant may elect not to be automatically withdrawn from an Offering pursuant to this Section 12.3
by delivering to the Company’s designated office not later than the close of business on the Purchase Date a written notice indicating such election. 
  
 12.4 Return of Payroll Deductions. Upon a Participant’s voluntary withdrawal from an Offering or the Plan pursuant to Sections 12.1 or 12.2,
respectively, or automatic withdrawal from an Offering pursuant to Section 12.3, the Participant’s accumulated payroll deductions which have not been applied toward the purchase of shares of Stock (except, in the case of an automatic withdrawal
pursuant to Section 12.3, for an amount necessary to purchase an additional whole share as provided in Section 11.4) shall be returned as soon as practicable after the withdrawal, without the payment of any interest, to the Participant, and the
Participant’s interest in the Offering or the Plan, as applicable, shall terminate. Such accumulated payroll deductions may not be applied to any other Offering under the Plan. 
  
 13. TERMINATION OF EMPLOYMENT OR ELIGIBILITY. Termination of a Participant’s employment with the Company for any
reason, including retirement, disability or death or the failure of a Participant to remain an Eligible Employee, shall terminate the Participant’s participation in the Plan immediately. In such event, the payroll deductions credited to the
Participant’s Plan account since the last Purchase Date shall, as soon as practicable, be returned to the Participant or, in the case of the Participant’s death, to the Participant’s legal representative, and all of the
Participant’s rights under the Plan shall terminate. Interest shall not be paid on sums returned to a Participant pursuant to this Section 13. A Participant whose participation has been so terminated may again become eligible to participate in
the Plan by again satisfying the requirements of Sections 5 and 7.1. 
  
 14. TRANSFER OF CONTROL. 
  
 14.1 Definitions.

  
 (a) An “Ownership Change Event” shall be deemed to
have occurred if any of the following occurs with respect to the Company: (i) the direct or indirect sale or exchange in a single or series of related transactions by the stockholders of the Company of more than fifty percent (50%) of the voting
stock of the 

  

 B-8. 

 
Company; (ii) a merger or consolidation in which the Company a party; (iii) the sale, exchange, or transfer of all or substantially all of the assets of the
Company; or (iv) a liquidation or dissolution of the Company. 
  
 (b) A “Transfer of Control” shall mean an Ownership Change Event or a series of related Ownership Change Events (collectively, the “Transaction”) wherein the stockholders of the Company immediately before the Transaction
do not retain immediately after the Transaction, in substantially the same proportions as their ownership of shares of the Company’s voting stock immediately before the Transaction, direct or indirect beneficial ownership of more than fifty
percent (50%) of the total combined voting power of the outstanding voting stock of the Company or the corporation or corporations to which the assets of the Company were transferred (the “Transferee Corporation(s)”), as the case may be.
For purposes of the preceding sentence, indirect beneficial ownership shall include, without limitation, an interest resulting from ownership of the voting stock of one or more corporations which, as a result of the Transaction, own the Company or
the Transferee Corporation(s), as the case may be, either directly or through one or more subsidiary corporations. The Board shall have the right to determine whether multiple sales or exchanges of the voting stock of the Company or multiple
Ownership Change Events are related, and its determination shall be final, binding and conclusive. 
  
 (c) Effect of Transfer of Control on Purchase Rights. In the event of a Transfer of Control, the surviving, continuing, successor, or purchasing
corporation or parent corporation thereof, as the case may be (the “Acquiring Corporation”), may assume the Company’s rights and obligations under the Plan or substitute substantially equivalent Purchase Rights for stock of the
Acquiring Corporation. If the Acquiring Corporation elects not to assume or substitute for the outstanding Purchase Rights, the Board may, in its sole discretion and notwithstanding any other provision herein to the contrary, adjust the Purchase
Date of the then current Purchase Period to a date on or before the date of the Transfer of Control, but shall not adjust the number of shares of Stock subject to any Purchase Right. All Purchase Rights which are neither assumed or substituted for
by the Acquiring Corporation in connection with the Transfer of Control nor exercised as of the date of the Transfer of Control shall terminate and cease to be outstanding effective as of the date of the Transfer of Control. Notwithstanding the
foregoing, if the corporation the stock of which is subject to the outstanding Purchase Rights immediately prior to an Ownership Change Event described in Section 15.1(a)(i) constituting a Transfer of Control is the surviving or continuing
corporation and immediately after such Ownership Change Event less than fifty percent (50%) of the total combined voting power of its voting stock is held by another corporation or by other corporations that are members of an affiliated group within
the meaning of section 1504(a) of the Code without regard to the provisions of section 1504(b) of the Code, the outstanding Purchase Rights shall not terminate unless the Board otherwise provides in its sole discretion. 
  
 15. NONTRANSFERABILITY OF PURCHASE RIGHTS. A Purchase Right may not be
transferred in any manner otherwise than by will or the laws of descent and distribution and shall be exercisable during the lifetime of the Participant only by the Participant. The Company, in its absolute discretion, may impose such restrictions
on the transferability of the shares purchasable upon the exercise of a Purchase Right as it deems appropriate and any such restriction shall be set forth in the respective Subscription Agreement and may be referred to on the certificates evidencing
such shares. 
  
 16. RESTRICTION ON ISSUANCE OF SHARES. The
issuance of shares under the Plan shall be subject to compliance with all applicable requirements of foreign, federal or state law with respect to such securities. A Purchase Right may not be exercised if the issuance of shares upon such exercise
would constitute a violation of any applicable foreign, federal or state securities laws or other law or regulations. In addition, no Purchase Right may be exercised unless (a) a registration statement under the Securities Act of 1933, as amended,
shall at the time of exercise of the Purchase Right be in effect with respect to the shares issuable upon exercise of the Purchase Right, or (b) in the opinion of legal counsel to the Company, the shares issuable upon exercise of the Purchase Right
may be issued in accordance with the terms of an applicable exemption from the registration requirements of said Act. The inability of the Company to obtain from any regulatory body having jurisdiction the authority, if any, deemed by the
Company’s legal counsel to be necessary to the lawful issuance and sale of any shares under the Plan shall relieve the Company of any liability in respect of the failure to issue or sell such shares as to which such requisite authority shall
not have been obtained. As a condition to the exercise of a Purchase Right, the Company may require the Participant to satisfy any qualifications that may be necessary or appropriate, to evidence compliance with any applicable law or regulation, and
to make any representation or warranty with respect thereto as may be requested by the Company. 
  

 B-9. 

 17. RIGHTS AS A STOCKHOLDER AND EMPLOYEE. A Participant shall have no rights as a stockholder by virtue
of the Participant’s participation in the Plan until the date of the issuance of a stock certificate for the shares of Stock being purchased pursuant to the exercise of the Participant’s Purchase Right. No adjustment shall be made for cash
dividends or distributions or other rights for which the record date is prior to the date such stock certificate is issued. Nothing herein shall confer upon a Participant any right to continue in the employ of the Participating Company Group or
interfere in any way with any right of the Participating Company Group to terminate the Participant’s employment at any time. 
  
 18. LEGENDS. The Company may at any time place legends or other identifying symbols referencing any applicable foreign, federal or state securities law
restrictions or any provision convenient in the administration of the Plan on some or all of the certificates representing shares of Stock issued under the Plan. The Participant shall, at the request of the Company, promptly present to the Company
any and all certificates representing shares acquired pursuant to a Purchase Right in the possession of the Participant in order to carry out the provisions of this Section. Unless otherwise specified by the Company, legends placed on such
certificates may include but shall not be limited to the following: 
  
 “THE SHARES EVIDENCED BY THIS CERTIFICATE WERE ISSUED BY THE CORPORATION TO THE REGISTERED HOLDER UPON THE PURCHASE OF SHARES UNDER AN EMPLOYEE STOCK PURCHASE PLAN AS DEFINED IN SECTION 423 OF THE INTERNAL REVENUE CODE OF 1986, AS
AMENDED. THE TRANSFER AGENT FOR THE SHARES EVIDENCED HEREBY SHALL NOTIFY THE CORPORATION IMMEDIATELY OF ANY TRANSFER OF THE SHARES BY THE REGISTERED HOLDER HEREOF MADE ON OR
BEFORE                ,         , THE REGISTERED HOLDER SHALL HOLD ALL SHARES PURCHASED UNDER THE PLAN IN THE REGISTERED
HOLDER’S NAME (AND NOT IN THE NAME OF ANY NOMINEE) PRIOR TO THIS DATE.” 
  
 19. NOTIFICATION OF SALE OF SHARES. The Company may require the Participant to give the Company prompt notice of any disposition of shares acquired by exercise of a Purchase Right within two years from the date of
granting such Purchase Right or one year from the date of exercise of such Purchase Right. The Company may require that until such time as a Participant disposes of shares acquired upon exercise of a Purchase Right, the Participant shall hold all
such shares in the Participant’s name (and not in the name of any nominee) until the lapse of the time periods with respect to such Purchase Right referred to in the preceding sentence. The Company may direct that the certificates evidencing
shares acquired by exercise of a Purchase Right refer to such requirement to give prompt notice of disposition. 
  
 20. NOTICES. All notices or other communications by a Participant to the Company under or in connection with the Plan shall be deemed to have been duly
given when received in the form specified by the Company at the location, or by the person, designated by the Company for the receipt thereof. 
  
 21. INDEMNIFICATION. In addition to such other rights of indemnification as they may have as members of the Board or officers or employees of the
Participating Company Group, members of the Board and any officers or employees of the Participating Company Group to whom authority to act for the Board or the Company is delegated shall be indemnified by the Company against all reasonable
expenses, including attorneys’ fees, actually and necessarily incurred in connection with the defense of any action, suit or proceeding, or in connection with any appeal therein, to which they or any of them may be a party by reason of any
action taken or failure to act under or in connection with the Plan, or any right granted hereunder, and against all amounts paid by them in settlement thereof (provided such settlement is approved by independent legal counsel selected by the
Company) or paid by them in satisfaction of a judgment in any such action, suit or proceeding, except in relation to matters as to which it shall be adjudged in such action, suit or proceeding that such person is liable for gross negligence, bad
faith or intentional misconduct in duties; provided, however, that within sixty (60) days after the institution of such action, suit or proceeding, such person shall offer to the Company, in writing, the opportunity at its own expense to handle and
defend the same. 
  
 22. AMENDMENT OR TERMINATION OF THE PLAN. The
Board may at any time amend or terminate the Plan, except that (a) such termination shall not affect Purchase Rights previously granted under the Plan, except as permitted under the Plan, and (b) no amendment may adversely affect a Purchase Right
previously granted under the Plan (except to the extent permitted by the Plan or as may be necessary to qualify the Plan as an employee stock purchase plan pursuant to Section 423 of the Code or to obtain qualification or registration of the 

  

 B-10. 

 
shares of Stock under applicable foreign, federal or state securities laws). In addition, an amendment to the Plan must be approved by the stockholders of
the Company within twelve (12) months of the adoption of such amendment if such amendment would authorize the sale of more shares than are authorized for issuance under the Plan or would change the definition of the corporations that may be
designated by the Board as Participating Companies. 
  
 23.
CONTINUATION OF INITIAL PLAN AS TO OUTSTANDING PURCHASE RIGHTS. Any other provision of the Plan to the contrary notwithstanding, the terms of the Plan as in effect prior to its amendment on September 25,1997 shall remain in effect and apply to all
Purchase Rights granted pursuant to the Plan prior to such amendment. 
  

 B-11.

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