Document:

exv10w7

 

Exhibit 10.7

EXECUTION COPY     

JPMorgan Chase Bank, National Association

P.O. Box 161

60 Victoria Embankment

London EC4Y 0JP

England

March 11, 2008

To: NuVasive, Inc.

4545 Towne Centre Court

San Diego, CA 92121

Attention: Treasurer

Telephone No.: 858-909-1800

Facsimile No.: 858-909-2000

Re: Call Option Transaction

     This letter agreement (the “Amendment”) amends the terms and conditions of the Transaction
(the “Transaction”) entered into between JPMorgan Chase Bank, National Association, London Branch
(“Bank”) and NuVasive, Inc. (“Counterparty”), pursuant to a letter agreement dated March 3, 2008
(the “Confirmation”) pursuant to which Counterparty purchased from Bank a Number of Options equal
to 200,000 in connection with the issuance by Counterparty of USD 200,000,000 principal amount of
2.25% Convertible Senior Notes due 2013 (the “Initial Convertible Notes”). This Amendment relates
to, and sets forth the terms of, the purchase by Counterparty from Bank of an additional Number of
Options (the “Additional Number of Options”) in connection with the issuance (the “Additional
Convertible Notes Issuance”) by Counterparty of an additional USD 30,000,000 principal amount of
2.25% Convertible Senior Notes due 2013 (the “Additional Convertible Notes”, and together with the
Initial Convertible Notes, the “Convertible Notes”) to the initial purchasers of the Convertible
Notes.

     Upon the effectiveness of this Amendment, all references in the Confirmation to (i) the
“Number of Options” will be deemed to be to the Number of Options as amended hereby, (ii) the
“Transaction” will be deemed to be to the Transaction, as amended hereby, and (iii) “Convertible
Notes” will be deemed to include the Additional Convertible Notes. Except to the extent specified
below, all other provisions of the Confirmation shall apply to the Additional Number of Options as
if such Additional Number of Options were originally subject to the Confirmation. Capitalized
terms used herein without definition shall have the meanings assigned to them in the Confirmation.

The terms relating to the purchase of the Additional Number of Options are as follows:

1. The “Trade Date” with respect to the Additional Number of Options will be March 11, 2008.

2. The “Number of Options” for the Transaction will be “230,000” reflecting an addition of 30,000
Additional Number of Options.

3. The “Premium” for the Transaction will be “$22,879,250” reflecting an increase of the premium
payable by Counterparty to Bank in the amount of $2,984,250 for the Additional Number of Options.

JPMorgan Chase Bank, National Association

Organised under the laws of the United States as a National Banking Association.

Main Office 1111 Polaris Parkway, Columbus, Ohio 43271

Registered as a branch in England & Wales branch No. BR000746. Registered

Branch Office 125 London Wall, London EC2Y 5AJ

Authorised and regulated by the Financial Services Authority

 

 

4. Each of Bank and Counterparty hereby repeats the representations, warranties and agreements
made by such party in the Confirmation, with respect to the Amendment or with respect to the
Confirmation, as amended by the Amendment, as the context requires.

5. Except as amended hereby, all the terms of the Transaction and provisions in the Confirmation
shall remain and continue in full force and effect and are hereby confirmed in all respects.

6. This Amendment may be signed in any number of counterparts, each of which shall be an original,
with the same effect as if all of the signatures thereto and hereto were upon the same instrument.

7. The provisions of this Amendment shall be governed by the New York law (without reference to
choice of law doctrine).

 

 

     Please confirm that the foregoing correctly sets forth the terms of our agreement by executing
this Amendment and returning it to EDG Confirmation Group, J.P. Morgan Securities Inc., 277 Park
Avenue, 11th Floor, New York, NY 10172-3401, or by fax to (212) 622 8519.

Very truly yours,

J.P. Morgan Securities Inc., as agent for

JPMorgan Chase Bank, National Association

By: Jason M. Wood                    

Authorized Signatory

Name: Jason M. Wood

Accepted and confirmed

as of the Trade Date:

NuVasive, Inc.

By: /s/ Kevin C. O’Boyle          

Authorized Signatory

Name: Kevin C. O’Boyle

JPMorgan Chase Bank, National Association

Organised under the laws of the United States as a National Banking Association.

Main Office 1111 Polaris Parkway, Columbus, Ohio 43271

Registered as a branch in England & Wales branch No. BR000746. Registered

Branch Office 125 London Wall, London EC2Y 5AJ

Authorised and regulated by the Financial Services Authorityexv10w8

 

Exhibit 10.8

GOLDMAN, SACHS & CO. | ONE NEW YORK PLAZA | NEW YORK, NEW YORK 10004 | TEL: (212) 902-1000

EXECUTION COPY

March 11, 2008

To: NuVasive, Inc.

4545 Towne Centre Court

San Diego, CA 92121

Attention: Treasurer

Telephone No.: 858-909-1800

Facsimile No.: 858-909-2000

Re: Warrants

     This letter agreement (the “Amendment”) amends the terms and conditions of the Transaction
(the “Transaction”) entered into Goldman, Sachs & Co. (“Bank”) and NuVasive, Inc. (“Company”),
pursuant to a letter agreement dated March 3, 2008 (the “Confirmation”), pursuant to which Bank has
purchased from Company a Number of Warrants equal to 2,235,150. This Amendment relates to, and
sets forth the terms of, the purchase by Bank from Company of an additional Number of Warrants (the
“Additional Number of Warrants”).

     Upon the effectiveness of this Amendment, all references in the Confirmation to the “Number of
Warrants” will be deemed to be to the Number of Warrants as amended hereby and all references in
the Confirmation to the “Transaction” will be deemed to be to the Transaction as amended hereby.
Except to the extent specified below, all other provisions of the Confirmation shall apply to the
Additional Number of Warrants as if such Additional Number of Warrants were originally subject to
the Confirmation. Capitalized terms used herein without definition shall have the meanings
assigned to them in the Confirmation.

The terms relating to the purchase of the Additional Number of Warrants are as follows:

1. The “Trade Date” with respect to the Additional Number of Warrants will be March 11, 2008.

2. The “Number of Warrants” for the Transaction will be “2,570,422” reflecting an addition of
335,272 Additional Number of Warrants.

3. The “Premium” for the Transaction will be “$15,892,997” reflecting an increase of the premium
payable by Bank to Company in the amount of $2,072,997 for the Additional Number of Warrants.

4. Each of Bank and Company hereby repeats the representations, warranties and agreements made by
such party in the Confirmation, with respect to the Amendment or with respect to the Confirmation,
as amended by the Amendment, as the context requires.

5. Except as amended hereby, all the terms of the Transaction and provisions in the Confirmation
shall remain and continue in full force and effect and are hereby confirmed in all respects.

6. This Amendment may be signed in any number of counterparts, each of which shall be an original,
with the same effect as if all of the signatures thereto and hereto were upon the same instrument.

7. The provisions of this Amendment shall be governed by the New York law (without reference to
choice of law doctrine).

 

 

     Company hereby agrees (a) to check this Amendment carefully and immediately upon receipt so
that errors or discrepancies can be promptly identified and rectified and (b) to confirm that the
foregoing (in the exact form provided by Bank) correctly sets forth the terms of the agreement
between Bank and Company with respect to the Transaction, by manually signing this Amendment or
this page hereof as evidence of agreement to such terms and providing the other information
requested herein and immediately returning an executed copy to Equity Derivatives Documentation
Department, Facsimile No. (212) 428-1980/83.

Very truly yours,

Goldman, Sachs & Co.

By: David G. Goldenberg               

Authorized Signatory

Name: David G. Goldenberg

Accepted and confirmed

as of the Trade Date:

NuVasive, Inc.

By:/s/ Kevin C. O’Boyle               

Authorized Signatory

Name: Kevin C. O’Boyleexv10w9

 

Exhibit 10.9

EXECUTION COPY

JPMorgan Chase Bank, National Association

P.O. Box 161

60 Victoria Embankment

London EC4Y 0JP

England

March 11, 2008

To: NuVasive, Inc.

4545 Towne Centre Court

San Diego, CA 92121

Attention: Treasurer

Telephone No.: 858-909-1800

Facsimile No.: 858-909-2000

Re: Warrants

     This letter agreement (the “Amendment”) amends the terms and conditions of the Transaction
(the “Transaction”) entered into JPMorgan Chase Bank, National Association, London Branch (“Bank”)
and NuVasive, Inc. (“Company”), pursuant to a letter agreement dated March 3, 2008 (the
“Confirmation”), pursuant to which Bank has purchased from Company a Number of Warrants equal to
2,235,150. This Amendment relates to, and sets forth the terms of, the purchase by Bank from
Company of an additional Number of Warrants (the “Additional Number of Warrants”).

     Upon the effectiveness of this Amendment, all references in the Confirmation to the “Number of
Warrants” will be deemed to be to the Number of Warrants as amended hereby and all references in
the Confirmation to the “Transaction” will be deemed to be to the Transaction as amended hereby.
Except to the extent specified below, all other provisions of the Confirmation shall apply to the
Additional Number of Warrants as if such Additional Number of Warrants were originally subject to
the Confirmation. Capitalized terms used herein without definition shall have the meanings
assigned to them in the Confirmation.

The terms relating to the purchase of the Additional Number of Warrants are as follows:

1. The “Trade Date” with respect to the Additional Number of Warrants will be March 11, 2008.

2. The “Number of Warrants” for the Transaction will be “2,570,423” reflecting an addition of
335,273 Additional Number of Warrants.

3. The “Premium” for the Transaction will be “$15,893,003” reflecting an increase of the premium
payable by Bank to Company in the amount of $2,073,003 for the Additional Number of Warrants.

4. Each of Bank and Company hereby repeats the representations, warranties and agreements made by
such party in the Confirmation, with respect to the Amendment or with respect to the Confirmation,
as amended by the Amendment, as the context requires.

5. Except as amended hereby, all the terms of the Transaction and provisions in the Confirmation
shall remain and continue in full force and effect and are hereby confirmed in all respects.

6. This Amendment may be signed in any number of counterparts, each of which shall be an original,
with the same effect as if all of the signatures thereto and hereto were upon the same instrument.

7. The provisions of this Amendment shall be governed by the New York law (without reference to
choice of law doctrine).

JPMorgan Chase Bank, National Association

Organised under the laws of the United States as a National Banking Association.

Main Office 1111 Polaris Parkway, Columbus, Ohio 43271

Registered as a branch in England & Wales branch No. BR000746. Registered

Branch Office 125 London Wall, London EC2Y 5AJ

Authorised and regulated by the Financial Services Authority

 

 

     Please confirm that the foregoing correctly sets forth the terms of our agreement by executing
this Amendment and returning it to EDG Confirmation Group, J.P. Morgan Securities Inc., 277 Park
Avenue, 11th Floor, New York, NY 10172-3401, or by fax to (212) 622 8519.

Very truly yours,

J.P. Morgan Securities Inc., as agent for

JPMorgan Chase Bank, National Association

By: Jason M. Wood                    

Authorized Signatory

Name: Jason M. Wood

Accepted and confirmed

as of the Trade Date:

NuVasive, Inc.

By: /s/ Kevin C. O’Boyle          

Authorized Signatory

Name: Kevin C. O’Boyle

JPMorgan Chase Bank, National Association

Organised under the laws of the United States as a National Banking Association.

Main Office 1111 Polaris Parkway, Columbus, Ohio 43271

Registered as a branch in England & Wales branch No. BR000746. Registered

Branch Office 125 London Wall, London EC2Y 5AJ

Authorised and regulated by the Financial Services Authority

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