Document:

EX-10.2

 Exhibit 10.2 
  

 
  

SECOND AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT 

made by 
 THE BABCOCK &
WILCOX COMPANY 
 and certain Subsidiaries of the Borrower 

in favor of 
 BANK OF AMERICA,
N.A., as Administrative Agent, 
 for the ratable benefit of the Secured Parties 

Dated as of June 24, 2014 
  

 
  

 TABLE OF CONTENTS 

 

							
	 	 	 	  	Page	 
			
	 SECTION 1.
	 	 DEFINED TERMS
	  	 	1	  
			
	 1.1.
	 	 Definitions
	  	 	1	  
			
	 1.2.
	 	 Other Definitional Provisions
	  	 	6	  
			
	 SECTION 2.
	 	 GRANT OF SECURITY INTEREST; CONTINUING LIABILITY UNDER COLLATERAL
	  	 	6	  
			
	 2.1.
	 	 Grant of Security Interest
	  	 	6	  
			
	 2.2.
	 	 Continuing Liability Under Collateral
	  	 	7	  
			
	 2.3.
	 	 Foreign Action
	  	 	7	  
			
	 SECTION 3.
	 	 REPRESENTATIONS AND WARRANTIES
	  	 	8	  
			
	 3.1.
	 	 Representations in Credit Agreement
	  	 	8	  
			
	 3.2.
	 	 Title; No Other Liens
	  	 	8	  
			
	 3.3.
	 	 Perfected First Priority Liens
	  	 	8	  
			
	 3.4.
	 	 Name; Jurisdiction of Organization, etc
	  	 	8	  
			
	 3.5.
	 	 Inventory and Equipment
	  	 	9	  
			
	 3.6.
	 	 Types of Collateral
	  	 	9	  
			
	 3.7.
	 	 Investment Property
	  	 	9	  
			
	 3.8.
	 	 Receivables
	  	 	10	  
			
	 3.9.
	 	 Intellectual Property
	  	 	10	  
			
	 3.10.
	 	 Commercial Tort Claims
	  	 	12	  
			
	 3.11.
	 	 Contracts
	  	 	12	  
			
	 SECTION 4.
	 	 COVENANTS
	  	 	12	  
			
	 4.1.
	 	 Covenants in Credit Agreement
	  	 	12	  
			
	 4.2.
	 	 Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property
	  	 	12	  
			
	 4.3.
	 	 Maintenance of Insurance
	  	 	13	  
			
	 4.4.
	 	 Payment of Obligations
	  	 	13	  
			
	 4.5.
	 	 Maintenance of Perfected Security Interest; Further Documentation
	  	 	13	  
			
	 4.6.
	 	 Changes in Locations, Name, Jurisdiction of Incorporation, etc
	  	 	14	  
			
	 4.7.
	 	 Notices
	  	 	14	  
			
	 4.8.
	 	 Investment Property
	  	 	14	  
			
	 4.9.
	 	 Receivables
	  	 	16	  
			
	 4.10.
	 	 Intellectual Property
	  	 	16	  
			
	 4.11.
	 	 Contracts
	  	 	18	  
			
	 4.12.
	 	 Commercial Tort Claims
	  	 	18	  

							
	 	 	 	  	Page	 
			
	 SECTION 5.
	 	 REMEDIAL PROVISIONS
	  	 	18	  
			
	 5.1.
	 	 Certain Matters Relating to Receivables
	  	 	18	  
			
	 5.2.
	 	 Communications with Obligors; Grantors Remain Liable
	  	 	19	  
			
	 5.3.
	 	 Pledged Securities
	  	 	19	  
			
	 5.4.
	 	 Proceeds to be Turned Over To Administrative Agent
	  	 	20	  
			
	 5.5.
	 	 Application of Proceeds
	  	 	20	  
			
	 5.6.
	 	 Code and Other Remedies
	  	 	21	  
			
	 5.7.
	 	 Private Sales, etc
	  	 	22	  
			
	 5.8.
	 	 Deficiency
	  	 	22	  
			
	 5.9.
	 	 BWXT Entities
	  	 	23	  
			
	 SECTION 6.
	 	 THE ADMINISTRATIVE AGENT
	  	 	23	  
			
	 6.1.
	 	 Administrative Agent’s Appointment as Attorney-in-Fact, etc
	  	 	23	  
			
	 6.2.
	 	 Duty of Administrative Agent
	  	 	24	  
			
	 6.3.
	 	 Execution of Financing Statements
	  	 	25	  
			
	 6.4.
	 	 Authority of Administrative Agent
	  	 	25	  
			
	 6.5.
	 	 Appointment of Co-Administrative Agents
	  	 	25	  
			
	 SECTION 7.
	 	 MISCELLANEOUS
	  	 	25	  
			
	 7.1.
	 	 Amendments in Writing
	  	 	25	  
			
	 7.2.
	 	 Notices
	  	 	25	  
			
	 7.3.
	 	 No Waiver by Course of Conduct; Cumulative Remedies
	  	 	26	  
			
	 7.4.
	 	 Enforcement Expenses; Indemnification
	  	 	26	  
			
	 7.5.
	 	 Successors and Assigns
	  	 	26	  
			
	 7.6.
	 	 Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL
	  	 	27	  
			
	 7.7.
	 	 Counterparts
	  	 	27	  
			
	 7.8.
	 	 Severability
	  	 	27	  
			
	 7.9.
	 	 Section Headings
	  	 	27	  
			
	 7.10.
	 	 Integration
	  	 	27	  
			
	 7.11.
	 	 Acknowledgments
	  	 	27	  
			
	 7.12.
	 	 Additional Grantors
	  	 	27	  
			
	 7.13.
	 	 Releases; Termination of this Agreement
	  	 	27	  
			
	 7.14.
	 	 Amendment and Restatement
	  	 	28	  

  
 ii 

 Schedule 3.3 – Perfected First Priority Liens 

Schedule 3.4 – Name; Jurisdiction of Organization, etc 

Schedule 3.5 – Inventory and Equipment 
 Schedule 3.7
– Investment Property 
 Schedule 3.9 – Intellectual Property 

Schedule 3.10 – Commercial Tort Claims 
 Exhibit A –
Intellectual Property Notices 

 This SECOND AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of June 24, 2014,
made by each of the signatories hereto (together with any other grantor that may become a party hereto as provided herein, the “Grantors”), in favor of BANK OF AMERICA, N.A., as administrative agent (in such capacity and together
with its successors in such capacity, the “Administrative Agent”) for the benefit of the Secured Parties in connection with that certain Second Amended and Restated Credit Agreement dated as of the date hereof (as amended, restated,
supplemented or otherwise modified from time to time, the “Credit Agreement”) among THE BABCOCK & WILCOX COMPANY, a Delaware corporation, as the borrower thereunder, the Lenders, the Administrative Agent, the Swing Line
Lender and the L/C Issuers. This Agreement amends and restates in its entirety that certain Amended and Restated Pledge and Security Agreement, dated as of June 8, 2012 (as amended, restated, supplemented or otherwise modified prior to the date
hereof, the “Amended and Restated Pledge”), made by the Grantors for the benefit of the Secured Parties. 
 Pursuant to the
Credit Agreement, the Lenders have severally agreed to make Credit Extensions to the Borrower. 
 This Agreement is required by the terms of
the Credit Agreement. 
 In consideration of the mutual covenants and agreements contained herein and in the other Loan Documents, the
parties hereto covenant and agree as follows: 
 SECTION 1. DEFINED TERMS 

1.1. Definitions. 
 (a)
Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement, and the following terms are used herein as defined in the New York UCC: Accounts, Account Debtor,
As-Extracted Collateral, Certificated Security, Chattel Paper, Commercial Tort Claim, Commodity Account, Commodity Contract, Commodity Intermediary, Consumer Goods, Deposit Account, Documents, Electronic Chattel Paper, Equipment, Farm Products,
Financial Asset, Fixtures, General Intangibles, Goods (as defined in Article 9 of the New York UCC), Instruments, Inventory, Letter-of-Credit Rights, Manufactured Homes, Money, Payment Intangibles, Securities Account, Securities Intermediary,
Security, Security Entitlement, Supporting Obligations, Tangible Chattel Paper and Uncertificated Security. 
 (b) The following terms shall
have the following meanings: 
 “Administrative Agent” shall have the meaning assigned to such term in the preamble. 

“After-Acquired Intellectual Property” shall have the meaning assigned to such term in Section 4.10(i). 

“Agreement” shall mean this Amended and Restated Pledge and Security Agreement, as the same may be amended, restated,
supplemented or otherwise modified from time to time. 
 “Collateral” shall have the meaning assigned to such term in
Section 2.1. 
 “Collateral Account” shall mean any collateral account established by the Administrative Agent
as provided in Sections 5.1 or 5.4. 

 “Collateral Account Funds” shall mean, collectively, the following: all funds
(including all trust monies) and investments (including all cash equivalents) credited to, or purchased with funds from, any Collateral Account and all certificates and instruments from time to time representing or evidencing such investments; all
Money, notes, certificates of deposit, checks and other instruments from time to time hereafter delivered to or otherwise possessed by the Administrative Agent for or on behalf of any Grantor in substitution for, or in addition to, any or all of the
Collateral; and all interest, dividends, cash, instruments and other property from time to time received in, receivable or otherwise distributed to the Collateral Account in respect of or in exchange for any or all of the items constituting
Collateral. 
 “Contracts” shall mean all contracts and agreements between any Grantor and any other Person (in each case,
whether written or oral, or third party or intercompany) as the same may be amended, assigned, extended, restated, supplemented, replaced or otherwise modified from time to time including (a) all rights of any Grantor to receive moneys due and
to become due to it thereunder or in connection therewith, (b) all rights of any Grantor to receive proceeds of any insurance, indemnity, warranty or guaranty with respect thereto, (c) all rights of any Grantor to damages arising
thereunder and (d) all rights of any Grantor to terminate and to perform and compel performance of, such Contracts and to exercise all remedies thereunder. 

“Copyright Licenses” shall mean any agreement, whether written or oral, naming any Grantor as licensor or licensee (including
those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time)), granting any right in, to or under any Copyright, including the grant of rights to publicly perform, display, copy, prepare derivative works
or distribute under any Copyright. This term shall exclude implied licenses and any rights obtained or granted under a copyright pursuant to the doctrines of first sale or estoppel. 

“Copyrights” shall mean (a) all copyrights arising under the laws of the United States, any other country, or union of
countries, or any political subdivision of any of the foregoing, whether registered or unregistered and whether published or unpublished (including those listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to
time)), all registrations and recordings thereof, and all applications in connection therewith and rights corresponding thereto throughout the world, including all registrations, recordings and applications in the United States Copyright Office, and
all Mask Works (as defined in 17 USC 901), (b) the right to, and to obtain, all extensions and renewals thereof, and the right to sue for past, present and future infringements of any of the foregoing, (c) all proceeds of the
foregoing, including license, royalties, income, payments, claims, damages, and proceeds of suit and (d) all other rights of any kind whatsoever accruing thereunder or pertaining thereto. 

“Credit Agreement” shall have the meaning assigned to such term in the preamble. 

“Excluded Assets” shall mean: 

(a) any lease, license, contract, property right or agreement to which any Grantor is a party or any of its rights or interests thereunder if,
and only for so long as, the grant of a security interest hereunder shall constitute or result in a breach, termination or default under any such lease, license, contract, property right or agreement (other than to the extent that any such term
would be rendered ineffective pursuant to Sections 9-406, 9-407, 9-408 or 9-409 of the UCC of any relevant jurisdiction or any other applicable law or principles of equity); provided, however, that such security interest shall attach
immediately to any portion of such lease, license, contract, property rights or agreement that does not result in any of the consequences specified above; 

  
 2 

 (b) all Security Entitlements, Securities Accounts, Deposit Accounts, Financial Assets,
Letter-of-Credit Rights (other than Letter-of-Credit Rights constituting a Supporting Obligation), Commodity Contracts and Commodity Accounts to which any Grantor has any right, title or interest; 

(c) the Excluded Stock; and 

(d) all cars, trucks, trailers and other vehicles covered by a certificate of title under the laws of any state to which any Grantor has any
right, title or interest. 
 “Excluded Stock” shall mean: 

(e) the Voting Stock of any Foreign Subsidiary in excess of 65% of the outstanding Voting Stock of such Foreign Subsidiary; 

(f) the Stock and Stock Equivalents of any BWXT Entity; 

(g) the Stock and Stock Equivalents of any Captive Insurance Subsidiary; 

(h) the Stock and Stock Equivalents of any Joint Venture to the extent that the Constituent Documents of such Joint Venture prohibit such a
security interest to be granted to the Administrative Agent; and 
 (i) the Stock and Stock Equivalents of (i) any Subsidiary that is
not a Loan Party or (ii) any Joint Venture, to the extent that such Subsidiary or Joint Venture has incurred Non-Recourse Indebtedness the terms of which either (A) require security interests in such Stock and Stock Equivalents to be
granted to secure such Non-Recourse Indebtedness or (B) prohibit such a security interest to be granted to the Administrative Agent. 

“Grantors” shall have the meaning assigned to such term in the preamble. 

“Insurance” shall mean all insurance policies covering any or all of the Collateral (regardless of whether the Administrative
Agent is the loss payee thereof). 
 “Intellectual Property” shall mean the collective reference to all intellectual
property rights whether arising under United States, multinational or foreign laws or otherwise, including the Copyrights, the Copyright Licenses, the Patents, the Patent Licenses, the Trademarks, the Trademark Licenses, the Trade Secrets and the
Trade Secret Licenses. 
 “Intellectual Property Security Agreement” shall mean a Notice of Grant of Security Interest in
substantially the form of Exhibit A or such other form as may be approved by the Administrative Agent and the applicable Grantor. 

“Intercompany Note” shall mean any promissory note evidencing Indebtedness permitted to be incurred pursuant to
Section 7.01(f) of the Credit Agreement with respect to any outstanding intercompany obligations and advances owed by or to a Loan Party. 

“Investment Property” shall mean the collective reference to (a) all “investment property” as such term is
defined in Section 9-102(a)(49) of the New York UCC (other than any Excluded Stock), including all Certificated Securities and Uncertificated Securities and (b) whether or not otherwise constituting “investment property,” all
Pledged Notes and all Pledged Equity Interests. 

  
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 “Licensed Intellectual Property” shall have the meaning assigned to such term in
Section 3.9(a). 
 “Material Intellectual Property” shall have the meaning assigned to such term in
Section 3.9(b). 
 “New York UCC” shall mean the Uniform Commercial Code as from time to time in effect in the
State of New York. 
 “Owned Intellectual Property” shall have the meaning assigned to such term in
Section 3.9(a). 
 “Patent License” shall mean all agreements, whether written or oral, providing for the grant
by or to any Grantor of any right to make, use, import, offer for sale, or sell any invention covered in whole or in part by a Patent, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented
from time to time). This term shall exclude implied licenses and any rights obtained or granted under a patent pursuant to the doctrines of exhaustion or estoppel. 

“Patents” shall mean (a) all United States patents, patents issued by any other country, union of countries or any
political subdivision of any of the foregoing, and all reissues and extensions thereof, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (b) all patent
applications pending in the United States or any other country or union of countries or any political subdivision of any of the foregoing and all divisions, continuations and continuations-in-part thereof, including any of the foregoing listed in
Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time), (c) all rights to, and to obtain, any reissues or extensions of the foregoing and (d) all proceeds of the foregoing, including licenses, royalties,
income, payments, claims, damages and proceeds of suit. 
 “Pledged Equity Interests” means the Pledged Interests,
including the Stock and Stock Equivalents of the Subsidiaries owned by such Grantor as set forth on Schedule 3.7(a) (as such schedule may be amended or supplemented from time to time), in each case together with the certificates (or
other agreements or instruments), if any, representing such shares, and all options and other rights, contractual or otherwise, with respect thereto, including, but not limited to, the following: 

(a) all Stock and Stock Equivalents representing a dividend thereon, or representing a distribution or return of capital upon or in respect
thereof, or resulting from a stock split, reclassification or other exchange therefor, and any subscriptions, warrants, rights or options issued to the holder thereof, or otherwise in respect thereof; and 

(b) in the event of any consolidation or merger involving the issuer thereof and in which such issuer is not the surviving Person, all shares
of each class of the Stock and Stock Equivalents of the successor Person formed by or resulting from such consolidation or merger, to the extent that such successor Person is a direct Subsidiary of a Grantor. 

“Pledged LLC/Partnership Interests” means, with respect to any Grantor, the entire partnership, membership interest or
limited liability company interest, as applicable, of such Grantor in each partnership, limited partnership or limited liability company owned thereby, including, without limitation, such Grantor’s capital account, its interest as a partner or
member, as applicable, in the net cash flow, net profit and net loss, and items of income, gain, loss, deduction and credit of any such partnership, limited partnership or limited liability company, as applicable, such Grantor’s interest in all
distributions made or to be made by any such partnership, limited partnership or limited liability company, as applicable, to such Grantor and all of the other economic rights, titles and interests of such Grantor as a partner or member, as
applicable, of any such partnership, limited partnership or limited liability company, as applicable, whether set forth in the partnership agreement or membership agreement, as applicable, of such partnership, limited partnership or limited
liability company, as applicable, by separate agreement or otherwise. 

  
 4 

 “Pledged Notes” shall mean all promissory notes now owned or hereafter acquired
by any Grantor, including those listed on Schedule 3.7(b) (as such schedule may be amended or supplemented from time to time) and all Intercompany Notes at any time issued to or held by any Grantor (other than (a) promissory notes in an
aggregate principal amount not to exceed $5,000,000 at any time outstanding issued in connection with extensions of trade credit by any Grantor in the ordinary course of business and (b) promissory notes constituting Cash Equivalents that are
held by any Grantor). 
 “Pledged Securities” shall mean the collective reference to the Pledged Notes and the Pledged
Equity Interests. 
 “Proceeds” shall mean all “proceeds” as such term is defined in Section 9-102(a)(64) of
the New York UCC and, in any event, shall include all dividends or other income from the Investment Property, collections thereon or distributions or payments with respect thereto. 

“Receivable” shall mean all Accounts and any other right to payment for goods or other property sold, leased, licensed or
otherwise disposed of or for services rendered, whether or not such right is evidenced by an Instrument or Chattel Paper or classified as a Payment Intangible and whether or not it has been earned by performance. References herein to Receivables
shall include any Supporting Obligation or collateral securing such Receivable. 
 “Secured Obligations” shall mean
(a) with respect to the Borrower, the Obligations and the Borrower Guaranteed Obligations (as defined in the Guaranty) and (b) with respect to each Grantor other than the Borrower, such Grantor’s Guaranteed Obligations (as defined in
the Guaranty). 
 “Securities Act” shall mean the Securities Act of 1933, as amended. 

“Trademark License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of any
right in, to or under any Trademark, including any of the foregoing referred to in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or
granted under a trademark pursuant to the doctrines of first sale or estoppel. 
 “Trademarks” shall mean (a) all
trademarks, trade names, corporate names, company names, business names, fictitious business names, trade styles, service marks, logos, designs and other source or business identifiers, and all goodwill associated therewith, now existing or
hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State
thereof or any other country, union of countries, or any political subdivision of any of the foregoing, or otherwise, and all common-law rights related thereto, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be
amended or supplemented from time to time), (b) the right to, and to obtain, all renewals thereof, (c) the goodwill of the business symbolized by the foregoing and (d) the right to sue for past, present and future infringements or
dilution of any of the foregoing or for any injury to goodwill, and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit. 

“Trade Secret License” shall mean any agreement, whether written or oral, providing for the grant by or to any Grantor of any
right in, to or under any Trade Secret, including any of the foregoing listed in Schedule 3.9(a) (as such schedule may be amended or supplemented from time to time). This term shall exclude implied licenses and any rights obtained or granted
under a trade secret pursuant to the doctrine of estoppel. 

  
 5 

 “Trade Secrets” shall mean (a) all trade secrets and all other confidential
or proprietary information and know how whether or not reduced to a writing or other tangible form, (b) all documents and things embodying, incorporating or describing such Trade Secrets, and (c) the right to sue for past, present and
future misappropriations of any Trade Secret and all proceeds of the foregoing, including royalties, income, payments, claims, damages and proceeds of suit. 

1.2. Other Definitional Provisions. Without limiting the general applicability of the terms of the other Loan Documents to this
Agreement and the parties hereto, the terms of Sections 1.02 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, and the parties hereto agree to such terms. 

SECTION 2. GRANT OF SECURITY INTEREST; 

CONTINUING LIABILITY UNDER COLLATERAL 

2.1. Grant of Security Interest. Each Grantor hereby grants and pledges to the Administrative Agent, for the ratable benefit of the
Secured Parties, a security interest in all of such Grantor’s right, title and interest in and to the following property, in each case, wherever located and whether now owned or at any time hereafter acquired by such Grantor or in which such
Grantor now has or at any time in the future may acquire any right, title or interest (collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated
maturity, by acceleration or otherwise) of such Grantor’s Secured Obligations: 
 (a) all Accounts; 

(b) all As-Extracted Collateral; 

(c) all Chattel Paper; 
 (d) all
Collateral Accounts and all Collateral Account Funds; 
 (e) all Commercial Tort Claims from time to time specifically described on
Schedule 3.10; 
 (f) all Contracts; 

(g) all Documents; 
 (h) all
Equipment; 
 (i) all Fixtures; 

(j) all General Intangibles; 

(k) all Goods; 
 (l) all
Instruments; 
 (m) all Insurance; 

  
 6 

 (n) all Intellectual Property; 

(o) all Inventory; 
 (p) all
Investment Property; 
 (q) all books, records, ledger cards, files, correspondence, customer lists, blueprints, technical specifications,
manuals, computer software, computer printouts, tapes, disks and other electronic storage media and related data processing software and similar items that at any time pertain to or evidence or contain information relating to any of the Collateral
or are otherwise necessary or helpful in the collection thereof or realization thereupon; and 
 (r) to the extent not otherwise included,
all Proceeds, goodwill, products, accessions, rents and profits of any and all of the foregoing and all collateral security, Supporting Obligations and guarantees given by any Person with respect to any of the foregoing; 

provided that, notwithstanding any other provision set forth in this Section 2.1, this Agreement shall not, at any time,
constitute a grant of a security interest in any property that is, at such time, an Excluded Asset, and the term “Collateral” and each of the defined terms incorporated therein shall exclude the Excluded Assets. 

2.2. Continuing Liability Under Collateral. Notwithstanding anything herein to the contrary, (a) each Grantor shall remain liable
for all obligations under and in respect of the Collateral and nothing contained herein is intended or shall be a delegation of duties to the Administrative Agent or any other Secured Party, (b) each Grantor shall remain liable under and each
of the agreements included in the Collateral, including any Receivables, any Contracts and any agreements relating to Pledged LLC/Partnership Interests, to perform all of the obligations undertaken by it thereunder all in accordance with and
pursuant to the terms and provisions thereof and neither the Administrative Agent nor any other Secured Party shall have any obligation or liability under any of such agreements by reason of or arising out of this Agreement or any other document
related hereto nor shall the Administrative Agent nor any other Secured Party have any obligation to make any inquiry as to the nature or sufficiency of any payment received by it or have any obligation to take any action to collect or enforce any
rights under any agreement included in the Collateral, including any agreements relating to any Receivables, any Contracts or any agreements relating to Pledged LLC/Partnership Interests and (c) the exercise by the Administrative Agent of any
of its rights hereunder shall not release any Grantor from any of its duties or obligations under the contracts and agreements included in the Collateral, including any agreements relating to any Receivables, any Contracts and any agreements
relating to Pledged LLC/Partnership Interests. 
 2.3. Foreign Action. Notwithstanding anything to the contrary herein, to the extent
any Collateral is located in any jurisdiction outside the United States, or the creation or perfection of a lien in any Collateral requires any action or documentation outside the United States, no such action or documentation outside the United
States shall be required with respect to such Collateral. 

  
 7 

 SECTION 3. REPRESENTATIONS AND WARRANTIES 

To induce the Administrative Agent and the Lenders to enter into the Credit Agreement and make their respective Credit Extensions, each
Grantor hereby represents and warrants to the Secured Parties that: 
 3.1. Representations in Credit Agreement. 

In the case of each Grantor, the representations and warranties set forth in Article V of the Credit Agreement as they relate to such
Grantor or to the Loan Documents to which such Grantor is a party, each of which is hereby incorporated herein by reference, are true and correct, in all material respects (or, with respect to representations and warranties modified by a materiality
or Material Adverse Effect standard, in all respects), except for representations and warranties expressly stated to relate to a specific earlier date, in which case such representations and warranties shall be true and correct in all material
respects (or, with respect to representations and warranties modified by a materiality or Material Adverse Effect standard, in all respects) as of such earlier date, and the Secured Parties shall be entitled to rely on each of them as if they were
fully set forth herein, provided that each reference in each such representation and warranty to the Borrower’s knowledge shall, for the purposes of this Section 3.l, be deemed to be a reference to such Grantor’s
knowledge. 
 3.2. Title; No Other Liens. Such Grantor owns or licenses or otherwise has the right to use each item of the Collateral
free and clear of any and all Liens, including Liens arising as a result of such Grantor becoming bound (as a result of merger or otherwise) as grantor under a security agreement entered into by another Person, except for Liens expressly permitted
by Section 7.02 of the Credit Agreement. No effective financing statement, mortgage or other public notice indicating the existence of a Lien with respect to all or any part of the Collateral is on file or of record in any public office,
except such as have been filed in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, pursuant to this Agreement or as are expressly permitted by Section 7.02 of the Credit Agreement. 

3.3. Perfected First Priority Liens. The security interests granted pursuant to this Agreement (a) upon completion of the filings
and other actions specified on Schedule 3.3 (all of which, in the case of all filings and other documents referred to on said Schedule, have been delivered to the Administrative Agent in duly completed and duly executed form, as applicable,
and may be filed by the Administrative Agent at any time) and payment of all filing fees, will constitute valid fully perfected security interests in all of the Collateral in favor of the Administrative Agent, for the ratable benefit of the Secured
Parties, as collateral security for such Grantor’s Secured Obligations, enforceable in accordance with the terms hereof, to the extent such security interest in such Collateral can be perfected by (i) the filing of a financing statement
under the Uniform Commercial Code of any jurisdiction, (ii) the filing with the United States Patent and Trademark Office or the United States Copyright Office of an Intellectual Property Security Agreement, or (iii) the possession of such
Collateral, and (b) are prior to all other Liens on the Collateral, except for Liens expressly permitted by Section 7.02 of the Credit Agreement. Without limiting the foregoing, each Grantor has taken all actions necessary or
desirable under all Requirements of Law of the United States and of any state, territory or possession thereof, including those specified in Section 4.2 to (i) establish the Administrative Agent’s “control” (within
the meanings of Sections 8-106 and 9-106 of the New York UCC) over any portion of the Investment Property constituting Certificated Securities, Uncertificated Securities (each as defined in the New York UCC), other than any such Investment
Property issued by a Foreign Subsidiary to the extent establishing “control” over such Investment Property would require actions under the Requirements of Law of a jurisdiction other than the United States or any state, territory or
possession thereof, (ii) establish the Administrative Agent’s control (within the meaning of Section 9-105 of the New York UCC) over all Electronic Chattel Paper and (iii) establish the Administrative Agent’s
“control” (within the meaning of Section 16 of the Uniform Electronic Transaction Act as in effect in the applicable jurisdiction “UETA”) over all “transferable records” (as defined in UETA). 

3.4. Name; Jurisdiction of Organization, etc. On the date hereof, such Grantor’s exact legal name (as indicated on the public
record of such Grantor’s jurisdiction of formation or organization), jurisdiction of organization, organizational identification number, if any, United States taxpayer 

  
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identification number, if any, and the location of such Grantor’s chief executive office or sole place of business are specified on Schedule 3.4. Each Grantor is organized solely
under the law of the jurisdiction so specified and has not filed any certificates of domestication, transfer or continuance in any other jurisdiction. Except as otherwise indicated on Schedule 3.4, the jurisdiction of each such Grantor’s
organization of formation is required to maintain a public record showing the Grantor to have been organized or formed. Except as specified on Schedule 3.4, as of the Closing Date (or the date of any applicable Joinder Agreement hereto
in the case of an Additional Grantor) no such Grantor has changed its name, jurisdiction of organization, chief executive office or sole place of business or its corporate structure in any way (e.g., by merger, consolidation, change in corporate
form or otherwise) within the past five years and has not within the last five years become bound (whether as a result of merger or otherwise) as a grantor under a security agreement entered into by another Person, which has not heretofore been
terminated. 
 3.5. Inventory and Equipment. 

(a) On the date hereof, the material Inventory, Fixtures and Equipment (other than mobile goods, Inventory in transit, and Inventory, Fixtures
and Equipment located outside the United States of America) that is included in the Collateral are kept at the locations listed on Schedule 3.5. 

(b) Any Inventory now or hereafter produced by any Grantor included in the Collateral have been and will be produced in compliance in all
material respects with the requirements of all applicable laws and regulations, including the Fair Labor Standards Act, as amended. 
 (c)
No material portion of the Inventory, Fixtures or Equipment that is included in the Collateral is in the possession of an issuer of a negotiable document (as defined in Section 7-104 of the New York UCC) therefor or is otherwise in the
possession of any bailee or warehouseman. 
 3.6. Types of Collateral. None of the Collateral constitutes, or is the Proceeds of
(a) Farm Products, (b) As-Extracted Collateral, (c) Consumer Goods, (d) Manufactured Homes, (e) standing timber, or (f) as of the Closing Date, aircraft, airframe, aircraft engine, aircraft lease or any other related
property. 
 3.7. Investment Property. 

(a) Schedule 3.7(a) hereto sets forth under the heading “Pledged Equity Interests” all of the Pledged Equity Interests as of
the Closing Date, and such Pledged Equity Interests constitute the percentage of issued and outstanding shares of stock, percentage of membership interests, percentage of partnership interests or percentage of beneficial interest of the respective
issuers thereof indicated on such schedule. Schedule 3.7(b) sets forth under the heading “Pledged Notes” all of the Pledged Notes owned by any Grantor as of the Closing Date, and all of such Pledged Notes have been duly authorized,
authenticated or issued, and delivered and are the legal, valid and binding obligation of the issuers thereof enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws
affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, and constitute all of the issued and outstanding indebtedness evidenced by an instrument or
certificated security of the respective issuers thereof owing to such Grantor. 
 (b) The shares of Pledged Equity Interests pledged by such
Grantor hereunder constitute all of the issued and outstanding shares of all classes of Stock and Stock Equivalents owned by such Grantor in each issuer thereof (other than Excluded Stock). 

  
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 (c) The Pledged Equity Interests have been duly and validly issued and, except as set forth on
Schedule 3.7(a) hereto, are fully paid and nonassessable (to the extent applicable). 
 (d) Such Grantor is the record and beneficial
owner of, and has good and marketable title to, the Investment Property pledged by it hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except Liens expressly permitted by Section 7.02 of the
Credit Agreement, and there are no outstanding warrants, options or other rights to purchase, or shareholder, voting trust or similar agreements outstanding with respect to, or property that is convertible into, or that requires the issuance or sale
of, any Pledged Equity Interests. 
 3.8. Receivables. 

(a) No amount payable to such Grantor under or in connection with any Receivable in excess of $5,000,000 that is included in the Collateral is
evidenced by any Instrument or Tangible Chattel Paper which has not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that has not been subjected to the control (within the meaning of Section 9-105 of the New
York UCC) of the Administrative Agent. 
 (b) Each Receivable that is included in the Collateral (i) is and will be the legal, valid
and binding obligation of the Account Debtor in respect thereof, representing an unsatisfied obligation of such Account Debtor, (ii) is and will be enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency,
reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law, (iii) is not and will not be subject to any
setoffs, defenses, taxes or counterclaims (except with respect to refunds, returns and allowances in the ordinary course of business) and (iv) is and will be in compliance with all applicable laws and regulations, except where the failure to
comply with this Section 3.8(b) with respect to each Receivable would not reasonably be expected to have a Material Adverse Effect. 

3.9. Intellectual Property. 

(a) Schedule 3.9(a) lists all Copyrights, Patents, and Trademarks which are registered with the U.S. Patent and Trademark Office or the
U.S. Copyright Office or are the subject of an application for registration with any such Governmental Authority, in each case which is owned by such Grantor in its own name on the date hereof (collectively, the “Owned Intellectual
Property”). Except as set forth in Schedule 3.9(a), such Grantor is the exclusive owner of the entire and unencumbered right, title and interest in and to all material Owned Intellectual Property and is otherwise entitled to grant to
others the right to use (and, where applicable, itself use) all such material Owned Intellectual Property. Such Grantor has a valid and enforceable right to use all material Intellectual Property used by, or licensed to others by, such Grantor which
is not Owned Intellectual Property either pursuant to one of the written material Copyright Licenses, Patent Licenses, Trademark Licenses, and/or Trade Secret Licenses listed on Schedule 3.9(a) and subject to the terms thereof (collectively,
the “Licensed Intellectual Property”) or otherwise. 
 (b) On the date hereof all Owned Intellectual Property and all
Licensed Intellectual Property, in each case, which is material to such Grantor’s business (collectively, the “Material Intellectual Property”), is valid, subsisting, unexpired and enforceable and has not been abandoned. The
operation of such Grantor’s business as currently conducted or as contemplated to be conducted does not infringe, constitute a misappropriation of, dilute, or otherwise violate the Intellectual Property rights of any other Person where the same
would have a Material Adverse Effect. 

  
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 (c) No claim has been asserted that the use of the Material Intellectual Property does or may
infringe upon or constitute a misappropriation of the rights of any other Person. 
 (d) To such Grantor’s knowledge, no decision or
judgment has been rendered by any Governmental Authority or arbitrator in the United States or outside the United States which would materially limit or cancel the validity or enforceability of, or such Grantor’s rights in, any Material
Intellectual Property. Such Grantor is not aware of any uses of any item of Material Intellectual Property that could reasonably be expected to lead to such item becoming invalid or unenforceable including unauthorized trademark uses by third
parties and uses which were not supported by the goodwill of the business connected with Trademarks and Trademark Licenses. 
 (e) No action
or proceeding is pending, or, to such Grantor’s knowledge, threatened, on the date hereof (i) seeking to limit, cancel or invalidate any Owned Intellectual Property, (ii) alleging that any services provided by, processes used by, or
products manufactured or sold by such Grantor infringe any Patent, Trademark, Copyright, or misappropriate any Trade Secret or violate any other right of any other Person, or (iii) alleging that any Material Intellectual Property (A) owned
by such Grantor or (B) licensed by such Grantor (to such Grantor’s knowledge), is being licensed or sublicensed in violation of any intellectual property or any other right of any other Person, in each case, which, if adversely determined,
would reasonably be expected to have a Material Adverse Effect. To such Grantor’s knowledge, no Person is engaging in any activity that infringes upon or misappropriates, or is otherwise an unauthorized use of, any Material Intellectual
Property owned by Grantor. The consummation of the transactions contemplated by this Agreement and the other Loan Documents will not result in the termination of any of the Material Intellectual Property. 

(f) With respect to each Copyright License, Trademark License, Trade Secret License and Patent License which license constitutes Material
Intellectual Property or the loss of which could otherwise have a Material Adverse Effect: (i) such license is binding and enforceable against the other party thereto; (ii) such license will not cease to be valid and binding and in full
force and effect on terms identical to those currently in effect as a result of the rights and interests granted herein (including, but not limited to, the enforceability of such rights and interests with respect to each such license), nor will the
grant of such rights and interests (or the enforceability thereof) constitute a breach or default under such license or otherwise give the licensor or licensee a right to terminate such license; (iii) such Grantor has not received any notice of
termination or cancellation under such license; (iv) such Grantor has not received any notice of a breach or default under such license, which breach or default has not been cured; and (v) such Grantor is not in breach or default in any
material respect, and no event has occurred that, with notice and/or lapse of time, would constitute such a breach or default or permit termination, modification or acceleration under such license. 

(g) Except as set forth on Schedule 3.9(g), such Grantor has made all filings and recordations and paid all required fees and taxes to
maintain each and every item of registered Material Intellectual Property in full force and effect and to protect and maintain its interest therein. 

(h) To the knowledge of such Grantor, (i) none of the Trade Secrets that constitute Material Intellectual Property of such Grantor have
been used, divulged, disclosed or appropriated to the detriment of such Grantor for the benefit of any other Person without permission of such Grantor; and (ii) no employee, independent contractor or agent of such Grantor has misappropriated
any Trade Secrets of any other Person in the course of the performance of his or her duties as an employee, independent contractor or agent of such Grantor where the same would reasonably be expected to have a Material Adverse Effect. 

(i) Such Grantor has taken commercially reasonable steps to exercise quality control over any licensee of such Grantor’s Trademarks. 

  
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 3.10. Commercial Tort Claims. No Grantor has knowledge that it has any Commercial Tort
Claims as of the date hereof individually or in the aggregate in excess of $5,000,000, except as set forth on Schedule 3.10. 
 3.11.
Contracts. No amount payable to such Grantor under or in connection with any Contract which has a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is evidenced by any Instrument or Tangible Chattel Paper which has
not been delivered to the Administrative Agent or constitutes Electronic Chattel Paper that is not under the control (within the meaning of Section 9-105 of the New York UCC) of the Administrative Agent. 

SECTION 4. COVENANTS 
 Each
Grantor covenants and agrees with the Secured Parties that, as of the date hereof and until the termination of this Agreement in accordance with its terms: 

4.1. Covenants in Credit Agreement. Each Grantor shall take, or shall refrain from taking, as the case may be, each action that is
within its control and is necessary to be taken or not taken, as the case may be, so that no Default or Event of Default is caused by the failure to take such action or to refrain from taking such action by such Grantor or any of its Subsidiaries.

 4.2. Delivery and Control of Instruments, Chattel Paper, Negotiable Documents and Investment Property. 

(a) If any of the Collateral having a value in excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become evidenced
or represented by any Instrument, Certificated Security, Negotiable Document or Tangible Chattel Paper, such Instrument (other than checks received in the ordinary course of business), Certificated Security, Negotiable Documents or Tangible Chattel
Paper shall be promptly delivered to the Administrative Agent, duly endorsed in a manner reasonably satisfactory to the Administrative Agent, to be held as Collateral pursuant to this Agreement, and all of such property owned by any Grantor as of
the Closing Date and represented in such form shall be delivered on the Closing Date. 
 (b) If any of the Collateral having a value in
excess of $5,000,000 individually or $10,000,000 in the aggregate is or shall become “Electronic Chattel Paper” such Grantor shall ensure that (i) a single authoritative copy shall exist which is unique, identifiable, unalterable
(except as provided in clauses (iii), (iv) and (v) of this paragraph), (ii) such authoritative copy identifies the Administrative Agent as the assignee and is communicated to and maintained by the Administrative Agent or its designee,
(iii) copies or revisions that add or change the assignee of the authoritative copy can only be made with the participation of the Administrative Agent, (iv) each copy of the authoritative copy and any copy of a copy is readily
identifiable as a copy and that is not the authoritative copy; (v) any revision of the authoritative copy is readily identifiable as an authorized or unauthorized revision, and (vi) the Administrative Agent has “control” within
the meaning of the New York UCC of such Electronic Chattel Paper. 
 (c) If any Collateral having a value in excess of $5,000,000
individually or $10,000,000 in the aggregate is or shall become an Uncertificated Security, such Grantor shall cause the issuer thereof, if such issuer is a Subsidiary of the Borrower, either (i) to register the Administrative Agent as the
registered owner of such Uncertificated Security, upon original issue or registration of 

  
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transfer or (ii) to agree in writing with such Grantor and the Administrative Agent that such issuer will comply with instructions with respect to such Uncertificated Security originated by
the Administrative Agent without further consent of such Grantor and such actions shall be taken on or prior to the Closing Date with respect to any such Uncertificated Securities owned as of the Closing Date by any Grantor and the Grantor shall
take or cause to be taken all such other actions as may be necessary for the Administrative Agent to have “control” defined in Article 8 of the New York UCC. 

4.3. Maintenance of Insurance. 

(a) Such Grantor will maintain insurance in accordance with Section 6.16 of the Credit Agreement, and furnish to the
Administrative Agent, upon written request, a copy of such insurance policies. 
 (b) Such Grantor will deliver to the Administrative Agent
on behalf of the Secured Parties, (i) on the Closing Date, a certificate dated as of a recent date showing the amount and types of insurance coverage as of such date, (ii) upon reasonable request of the Administrative Agent from time to
time, reasonably detailed information as to the insurance carried, (iii) promptly following receipt of notice from any insurer, a copy of any notice of cancellation or material change in coverage from that existing on the Closing Date and
(iv) forthwith, notice of any cancellation or nonrenewal of coverage by such Grantor. To the extent applicable, the Administrative Agent shall be named as additional insured on all such liability insurance policies of such Grantor and the
Administrative Agent shall be named as loss payee (and, where applicable, mortgagee) on all property and casualty insurance policies of such Grantor. 

4.4. Payment of Obligations. Such Grantor shall pay and discharge or otherwise satisfy at or before maturity or before they become
delinquent, as the case may be, all taxes, assessments and governmental charges or levies imposed upon the Collateral or in respect of income or profits therefrom, as well as all claims of any kind (including claims for labor, materials and
supplies) against or with respect to the Collateral, except that no such tax, assessment or charge need be paid if (a) the amount or validity thereof is currently being contested in good faith by appropriate proceedings, reserves in conformity
with GAAP with respect thereto have been provided on the books of such Grantor and such proceedings could not reasonably be expected to result in the sale, forfeiture or loss of any material portion of the Collateral or any interest therein, or
(b) the failure to so pay and discharge would not, in the aggregate, reasonably be expected to have a Material Adverse Effect. 
 4.5.
Maintenance of Perfected Security Interest; Further Documentation. 
 (a) Except as otherwise expressly permitted by the Credit
Agreement, such Grantor shall maintain each of the security interests created by this Agreement as a perfected security interest under all Requirements of Law of the United States and of any state, territory or possession thereof, having at least
the priority described in Section 3.3 and shall defend such security interest against any claims and demands of any Persons (other than the Secured Parties), subject to the provisions of Section 7.13. 

(b) Such Grantor shall furnish to the Secured Parties from time to time statements and schedules further identifying and describing the
Collateral and such other reports in connection with the assets and property of such Grantor as the Administrative Agent may reasonably request, all in reasonable detail. 

(c) At any time and from time to time, upon the written request of the Administrative Agent, and at the sole expense of such Grantor, such
Grantor shall promptly and duly authorize, execute and deliver, and have recorded, such further instruments and documents and take such further actions as 

  
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the Administrative Agent may reasonably request to be taken in the United States for the purpose of obtaining or preserving the full benefits of this Agreement and of the rights and powers herein
granted, including, the filing of any financing or continuation statements under the Uniform Commercial Code (or other similar laws) in effect in the United States or any State, territory or possession thereof with respect to the security interests
created hereby and in the case of Investment Property and any other relevant Collateral, taking any actions necessary to enable the Administrative Agent to obtain “control” (within the meaning of the applicable Uniform Commercial
Code) with respect thereto. 
 4.6. Changes in Locations, Name, Jurisdiction of Incorporation, etc. Such Grantor shall not, except
upon at least 10 days’ prior written notice (or such shorter period consented to by the Administrative Agent in writing), in each case, to the Administrative Agent and delivery to the Administrative Agent of duly authorized and, where required,
executed copies of all additional financing statements and other documents reasonably requested by the Administrative Agent to maintain the validity, perfection and priority of the security interests provided for herein: 

(a) change its legal name, jurisdiction of organization or the location of its chief executive office or sole place of business from that
referred to in Section 3.4; or 
 (b) change its legal name, identity or structure to such an extent that any financing
statement filed by the Administrative Agent in connection with this Agreement would become misleading. 
 4.7. Notices. Such Grantor
shall advise the Administrative Agent promptly, in reasonable detail, of: 
 (a) any Lien (other than any Lien expressly permitted by
Section 7.02 of the Credit Agreement) on any of the Collateral which would adversely affect the ability of the Administrative Agent to exercise any of its remedies hereunder; 

(b) the occurrence of any other event of which such Grantor becomes aware that would reasonably be expected to have a Material Adverse Effect
on the aggregate value of the Collateral or on the security interests created hereby; and 
 (c) the acquisition or ownership by any Grantor
of any aircraft, airframe, aircraft engine, aircraft lease or any other related property with a value in excess of $5,000,000 individually or in the aggregate. 

4.8. Investment Property. 

(a) If such Grantor shall become entitled to receive or shall receive any stock or other ownership certificate (including any certificate
representing a stock dividend or a distribution in connection with any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of Stock and Stock Equivalents in
any issuer thereof, whether in addition to, in substitution of, as a conversion of, or in exchange for, any shares of or other ownership interests in the Pledged Securities, or otherwise in respect thereof, such Grantor shall accept the same as the
agent of the Secured Parties, hold the same in trust for the Secured Parties and promptly deliver the same to the Administrative Agent in the exact form received (other than Excluded Stock), duly endorsed by such Grantor to the Administrative Agent,
if required, together with an undated stock power or similar instrument of transfer covering such certificate duly executed in blank by such Grantor and with, if the Administrative Agent so requests, signature guaranteed, to be held by the
Administrative Agent, subject to the terms hereof, as additional collateral security for the Obligations. 

  
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Any sums paid upon or in respect of the Pledged Securities upon the liquidation or dissolution of any issuer thereof shall be paid over to the Administrative Agent to be held by it hereunder as
additional collateral security for the Obligations if an Event of Default then exists, and in case any distribution of capital shall be made on or in respect of the Pledged Securities or any property shall be distributed upon or with respect to the
Pledged Securities pursuant to the recapitalization or reclassification of the capital of any issuer thereof or pursuant to the reorganization thereof, the property so distributed shall, if an Event of Default then exists, and unless otherwise
subject to a perfected security interest in favor of the Administrative Agent, be delivered to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations. If any sums of money or property so paid or
distributed in respect of the Pledged Securities shall be received by such Grantor in violation of the immediately preceding sentence, such Grantor shall, until such money or property is paid or delivered to the Administrative Agent, hold such money
or property in trust for the Secured Parties, segregated from other funds of such Grantor, as additional collateral security for the Obligations. 

(b) Without the prior written consent of the Administrative Agent, such Grantor shall not (i) vote to enable, or take any other action to
permit, any Subsidiary of the Borrower that is an issuer of Pledged Securities to issue any stock, partnership interests, limited liability company interests or other equity securities of any nature or to issue any other securities convertible into
or granting the right to purchase or exchange for any stock, partnership interests, limited liability company interests or other equity securities of any nature of any such issuer (except, in each case, pursuant to a transaction expressly permitted
by the Credit Agreement), (ii) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, any of the Investment Property or Proceeds thereof or any interest therein (except, in each case, pursuant to a
transaction expressly permitted by the Credit Agreement), (iii) create, incur or permit to exist any Lien or option in favor of, or any claim of any Person with respect to, any of the Investment Property or Proceeds thereof, or any interest
therein, except for the security interests created by this Agreement or any Lien expressly permitted thereon pursuant to Section 7.02 of the Credit Agreement, (iv) enter into any agreement or undertaking restricting the right or
ability of such Grantor or the Administrative Agent to sell, assign or transfer any of the Investment Property or Proceeds thereof or any interest therein or (v) without the prior written consent of the Administrative Agent, cause or permit any
Subsidiary of the Borrower that is an issuer of any Pledged LLC/Partnership Interests which are not securities (for purposes of the New York UCC) on the date hereof to elect or otherwise take any action to cause such Pledged LLC/Partnership
Interests to be treated as Securities for purposes of the New York UCC; provided, however, notwithstanding the foregoing, if any issuer of any Pledged LLC/Partnership Interests takes any such action in violation of the provisions in
this clause (v) or any non-Subsidiary of the Borrower that is an issuer takes any of the foregoing actions, such Grantor shall promptly notify the Administrative Agent in writing of any such election or action and, in such event, shall take all
steps necessary or advisable to establish the Administrative Agent’s “control” thereof. 
 (c) In the case of each Grantor
which is an issuer of Pledged Securities, such issuer agrees that (i) it shall be bound by the terms of this Agreement relating to the Pledged Securities issued by it and shall comply with such terms insofar as such terms are applicable to it,
(ii) it shall notify the Administrative Agent promptly in writing of the occurrence of any of the events described in Section 4.8(a) with respect to the Pledged Securities issued by it and (iii) the terms of Sections
5.3(c) and 5.7 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 5.3(c) or 5.7 with respect to the Pledged Securities issued by it. In addition, each
Grantor which is either an issuer or an owner of any Pledged Security hereby consents to the grant by each other Grantor of the security interest hereunder in favor of the Administrative Agent and to the transfer of any Pledged Security to the
Administrative Agent or its nominee following the occurrence and during the continuance of an Event of Default and to the substitution of the Administrative Agent or its nominee as a partner, member or shareholder of the issuer of the related
Pledged Security. 

  
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 4.9. Receivables. Other than in the ordinary course of business, such Grantor shall not
(i) grant any extension of the time of payment of any Receivable, (ii) compromise or settle any Receivable for less than the full amount thereof, (iii) release, wholly or partially, any Person liable for the payment of any Receivable,
(iv) allow any credit or discount whatsoever on any Receivable or (v) amend, supplement or modify any Receivable in any manner that could adversely affect the value thereof. 

4.10. Intellectual Property. 

(a) Such Grantor (either itself or through licensees) shall, in the exercise of its reasonable business judgment, taking into account the
Secured Parties’ interests under this Agreement, (i) continue to use each owned Trademark material to its business, (ii) maintain commercially reasonable quality of products and services offered under such Trademarks and take all
necessary steps to ensure that all licensed users of such Trademarks comply with such Grantor’s quality control requirements and maintain reasonable quality, (iii) not adopt or use any mark which is confusingly similar or a colorable
imitation of such Trademarks unless the Administrative Agent, for the ratable benefit of the Secured Parties, shall obtain a perfected security interest in such mark pursuant to this Agreement and an Intellectual Property Security Agreement, and
(iv) not (and not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby such Trademark may become invalidated or impaired in any way. 

(b) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the
Secured Parties’ interests under this Agreement, shall not do any act, or omit to do any act, whereby any Patent owned by such Grantor material to its business may become forfeited, abandoned or dedicated to the public. 

(c) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the
Secured Parties’ interests under this Agreement, shall not (and shall not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby any material portion of Copyrights owned by such Grantor and material to
its business may become invalidated or otherwise impaired. Such Grantor shall not (either itself or through licensees) do any act whereby any material portion of such Copyrights may fall into the public domain. 

(d) Such Grantor shall notify the Administrative Agent promptly if it knows or suspects that any application or registration relating to any
Material Intellectual Property owned by such Grantor may become forfeited, abandoned or dedicated to the public, or of any adverse determination (including the institution of, or any such determination in, any proceeding in the United States Patent
and Trademark Office, the United States Copyright Office or any court or tribunal in any country) regarding such Grantor’s ownership of, or the validity of, any such Material Intellectual Property or such Grantor’s right to register the
same or to own and maintain the same. 
 (e) After such Grantor, either by itself or through any agent, employee, licensee or designee,
shall file an application for the registration of any Intellectual Property that is material to the business of such Grantor with the United States Patent and Trademark Office or the United States Copyright Office, such Grantor shall report such
filing or receipt of a registration to the Administrative Agent prior to or concurrently with the delivery of the Compliance Certificate required by Section 6.01(c) of the Credit Agreement for the earlier to occur of either the Fiscal
Quarter ending June 30 or the Fiscal Year ending (or such longer period of time permitted by the Administrative Agent in its sole discretion), in each case, immediately following the date of such filing or receipt of registration. Upon request
of the Administrative Agent, such Grantor shall execute and deliver, and have recorded in the United States Patent and Trademark office or the United States Copyright Office, as applicable, any and all agreements, instruments, documents, and papers
as the Administrative Agent may request to evidence the Secured Parties’ security interest in any Copyright, Patent, Trademark or other Intellectual Property of such Grantor. 

  
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 (f) Such Grantor, subject to the exercise of its reasonable business judgment, taking into
account the Secured Parties’ interests under this Agreement, shall take reasonable and necessary steps, including in any proceeding before the United States Patent and Trademark Office or the United States Copyright Office, to maintain and
pursue each application (and to obtain the relevant registration) and to maintain each registration of Intellectual Property material to its business, including the payment of required fees and taxes, the filing of responses to office actions issued
by the United States Patent and Trademark Office and the United States Copyright Office, the filing of applications for renewal or extension, the filing of affidavits of use and affidavits of incontestability, the filing of divisional, continuation,
continuation-in-part, reissue and renewal applications or extensions, the payment of maintenance fees, and the participation in interference, reexamination, opposition, cancellation, infringement and misappropriation proceedings. 

(g) Such Grantor (either itself or through licensees), subject to the exercise of its reasonable business judgment, taking into account the
Secured Parties’ interests under this Agreement, shall not, without the prior written consent of the Administrative Agent, discontinue use of or otherwise abandon any of its registered Owned Intellectual Property, or abandon any application or
any right to file an application for any patent, trademark, or copyright, unless such Grantor shall have previously determined that such use or the pursuit or maintenance of such Intellectual Property is no longer desirable in the conduct of such
Grantor’s business and that the loss thereof could not reasonably be expected to have a Material Adverse Effect. 
 (h) In the event
that any Intellectual Property material to its business is infringed, misappropriated or diluted by a third party, such Grantor shall (i) take such actions as such Grantor shall reasonably deem appropriate under the circumstances to protect
such Intellectual Property and (ii) if such Intellectual Property is of material economic value, promptly notify the Administrative Agent after it learns thereof and sue for infringement, misappropriation or dilution, to seek injunctive relief
where appropriate and to recover any and all damages for such infringement, misappropriation or dilution. 
 (i) Such Grantor agrees that,
should it obtain an ownership interest in any item of intellectual property which is not, as of the Closing Date, a part of the Intellectual Property Collateral (the “After-Acquired Intellectual Property”), (i) the provisions
of Section 2.1 shall automatically apply thereto, (ii) any such After-Acquired Intellectual Property, and in the case of trademarks, the goodwill of the business connected therewith or symbolized thereby, shall automatically become
part of the Intellectual Property Collateral, (iii) provide written notice thereof prior to or concurrently with the delivery of the Compliance Certificate required by Section 6.01(c) of the Credit Agreement for the earlier to occur
of either the Fiscal Quarter ending June 30 or the Fiscal Year ending (or such longer period of time permitted by the Administrative Agent in its sole discretion), in each case, following the date on which such ownership is obtained, and
(v) promptly after the Administrative Agent’s request, it shall provide the Administrative Agent with an amended Schedule 3.9(a) and take the actions specified in clauses (j) and (k) of Section 4.10. 

(j) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its Intellectual Property in order to record
the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office. 

(k) Such Grantor agrees to execute an Intellectual Property Security Agreement with respect to its After-Acquired Intellectual Property in
order to record the security interest granted herein to the Administrative Agent for the ratable benefit of the Secured Parties with the United States Patent and Trademark Office and the United States Copyright Office. 

  
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 (l) Such Grantor shall take commercially reasonable steps to protect the secrecy of all trade
secrets or confidential information material to its business, including entering into confidentiality agreements with employees and labeling and restricting access to secret information and documents. 

4.11. Contracts. 
 (a)
Such Grantor shall perform and comply in all material respects with all its obligations under the Contracts, except where the failure to so perform and comply would not reasonably be expected to have a Material Adverse Effect. 

(b) Such Grantor shall not amend, modify, terminate, waive or fail to enforce any provision of any Contract in any manner which would
reasonably be expected to have a Material Adverse Effect. 
 (c) Such Grantor shall exercise promptly and diligently each and every material
right which it may have under each contract (other than any right of termination), except where the failure to so exercise would not reasonably be expected to have a Material Adverse Effect. 

(d) Such Grantor shall not permit to become effective in any document creating, governing or providing for any permit, lease, license or
contract, a provision that would limit the creation, perfection or scope of, or exercise or enforcement of remedies in connection with, a Lien on such permit, lease, license or contract in favor of the Administrative Agent for the ratable benefit of
the Secured Parties unless such Grantor believes, in its reasonable judgment, that such prohibition is usual and customary in transactions of such type. 

4.12. Commercial Tort Claims. Such Grantor shall advise the Administrative Agent promptly after such Grantor becomes aware of any
Commercial Tort Claim held by such Grantor individually or in the aggregate in excess of $5,000,000 and shall promptly execute a supplement to this Agreement in form and substance reasonably satisfactory to the Administrative Agent to grant a
security interest in such Commercial Tort Claim to the Administrative Agent for the ratable benefit of the Secured Parties. 
 SECTION 5.
REMEDIAL PROVISIONS 
 5.1. Certain Matters Relating to Receivables. 

(a) The Administrative Agent shall have the right (but shall in no way be obligated), at its own expense if an Event of Default does not then
exist, to make test verifications of the Receivables that are included in the Collateral in any manner and through any medium that it reasonably considers advisable, and each Grantor shall furnish all such assistance and information as the
Administrative Agent may reasonably require in connection with such test verifications. 
 (b) Subject to the rights of the Administrative
Agent under Section 5.2(b), each Grantor hereby agrees to use its commercially reasonable efforts to continue to collect all amounts due or to become due to such Grantor under the Receivables and any Supporting Obligation and diligently
exercise each material right it may have under any Receivable and any Supporting Obligation, in each case, at its own expense. If required by the Administrative Agent at any time after the occurrence and during the continuance of an Event of
Default, any payments of Receivables, when collected by any Grantor, (i) shall be promptly (and, in any event, within two Business Days) deposited by such Grantor in 

  
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the exact form received, duly endorsed by such Grantor to the Administrative Agent if required, in a Collateral Account maintained under the sole dominion and control of the Administrative Agent,
subject to withdrawal by the Administrative Agent for the account of the Secured Parties only as provided in Section 5.5, and (ii) until so turned over, shall be held by such Grantor in trust for the Secured Parties, segregated from
other funds of such Grantor. Each such deposit of Proceeds of Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the deposit. 

(c) At the Administrative Agent’s request but subject to the confidentiality provisions set forth in the Credit Agreement, during the
continuance of an Event of Default each Grantor shall make available to the Administrative Agent original and other documents evidencing, and relating to, the agreements and transactions which gave rise to the Receivables that are included in the
Collateral, including original orders, invoices and shipping receipts. 
 5.2. Communications with Obligors; Grantors Remain Liable.

 (a) The Administrative Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of
an Event of Default communicate with obligors under the Receivables and parties to the Contracts to verify with them to the Administrative Agent’s satisfaction the existence, amount and terms of any Receivables or Contracts. 

(b) The Administrative Agent may at any time after the occurrence and during the continuance of an Event of Default notify, or require any
Grantor to so notify, the Account Debtor or counterparty on any Receivable or Contract of the security interest of the Administrative Agent therein. In addition, after the occurrence and during the continuance of an Event of Default, the
Administrative Agent may upon written notice to the applicable Grantor, notify, or require any Grantor to notify, the Account Debtor or counterparty to make all payments under the Receivables and/or Contracts directly to the Administrative Agent.

 (c) Anything herein to the contrary notwithstanding, each Grantor shall remain liable under each of the Receivables and Contracts to
observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto. No Secured Party shall have any obligation or liability under any Receivable
(or any agreement giving rise thereto) or Contract by reason of or arising out of this Agreement or the receipt by any Secured Party of any payment relating thereto, nor shall any Secured Party be obligated in any manner to perform any of the
obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto) or Contract, to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the sufficiency of
any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times.

 5.3. Pledged Securities. 

(a) Unless an Event of Default shall have occurred and be continuing and the Administrative Agent shall have given notice to the relevant
Grantor of the Administrative Agent’s intent to exercise its corresponding rights pursuant to Section 5.3(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Equity Interests and all
payments made in respect of the Pledged Notes, to the extent not prohibited by the Credit Agreement, and to exercise all voting, corporate and other ownership (or other similar) rights with respect to the Pledged Securities; provided,
however, that no vote shall be cast or corporate or other ownership (or other similar) right exercised or other action taken which would materially impair the Collateral or which would be inconsistent with or result in any violation of any
provision of the Credit Agreement, this Agreement or any other Loan Document. 

  
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 (b) If an Event of Default shall occur and be continuing and the Administrative Agent shall have
given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its rights pursuant to this Section 5.3(b): (i) all rights of each Grantor to exercise or refrain from exercising the voting and other
consensual rights which it would otherwise be entitled to exercise pursuant hereto shall cease and all such rights shall thereupon become vested in the Administrative Agent who shall thereupon have the sole right, but shall be under no obligation,
to exercise or refrain from exercising such voting and other consensual rights; (ii) the Administrative Agent shall have the right, without notice to any Grantor (where permitted by applicable law), to transfer all or any portion of the
Investment Property to its name or the name of its nominee or agent; and (iii) the Administrative Agent shall have the right, without notice to any Grantor, to exchange any certificates or instruments representing any Investment Property for
certificates or instruments of smaller or larger denominations. In order to permit the Administrative Agent to exercise the voting and other consensual rights which it may be entitled to exercise pursuant hereto and to receive all dividends and
other distributions which it may be entitled to receive hereunder each Grantor shall promptly execute and deliver (or cause to be executed and delivered) to the Administrative Agent all proxies, dividend payment orders and other instruments as the
Administrative Agent may from time to time reasonably request and each Grantor acknowledges that the Administrative Agent may utilize the power of attorney set forth herein. 

(c) Each Grantor hereby authorizes and instructs each issuer of any Pledged Securities pledged by such Grantor hereunder to (i) comply
with any instruction received by it from the Administrative Agent in writing that (A) states that an Event of Default has occurred and is continuing and (B) is otherwise in accordance with the terms of this Agreement, without any other or
further instructions from such Grantor, and each Grantor agrees that each such issuer shall be fully protected in so complying, and (ii) upon any such instruction following the occurrence and during the continuance of an Event of Default, pay
any dividends or other payments with respect to the Investment Property, including Pledged Securities, directly to the Administrative Agent. 

5.4. Proceeds to be Turned Over To Administrative Agent. In addition to the rights of the Secured Parties specified in
Section 5.1 with respect to payments of Receivables, if an Event of Default shall occur and be continuing, all Proceeds received by any Grantor consisting of cash, cash equivalents, checks and other near-cash items shall, if requested in
writing by the Administrative Agent, be held by such Grantor in trust for the Secured Parties, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Administrative Agent in the exact
form received by such Grantor (duly endorsed by such Grantor to the Administrative Agent, if required). All Proceeds received by the Administrative Agent hereunder shall be held by the Administrative Agent in a Collateral Account maintained under
its sole dominion and control. All Proceeds while held by the Administrative Agent in a Collateral Account (or by such Grantor in trust for the Secured Parties) shall continue to be held as collateral security for all the Obligations and shall not
constitute payment thereof until applied as provided in Section 5.5. 
 5.5. Application of Proceeds. At such intervals
as may be agreed upon by the Borrower and the Administrative Agent, or, if an Event of Default shall have occurred and be continuing, at any time at the Administrative Agent’s election, the Administrative Agent may apply all or any part of the
net Proceeds (after deducting fees and reasonable out-of-pocket expenses as provided in Section 5.6) constituting Collateral realized through the exercise by the Administrative Agent of its remedies hereunder, whether or not held in any
Collateral Account, and any proceeds of the guarantee set forth in the Guaranty, in payment of the Obligations in accordance with the Credit Agreement. 

  
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 5.6. Code and Other Remedies. 

(a) If an Event of Default shall occur and be continuing, the Administrative Agent, on behalf of the Secured Parties, may exercise, in
addition to all other rights and remedies granted to it in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the New York UCC (whether or not
the New York UCC applies to the affected Collateral) or its rights under any other applicable law or in equity. Without limiting the generality of the foregoing, the Administrative Agent, without demand of performance or other demand, presentment,
protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such
circumstances collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may sell, lease, license, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or
contract to do any of the foregoing), in one or more parcels at public or private sale or sales, at any exchange, broker’s board or office of any Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such
prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk. Each Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private
sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released. Each purchaser at any such sale shall hold the property sold
absolutely free from any claim or right on the part of any Grantor, and each Grantor hereby waives (to the extent permitted by applicable law) all rights of redemption, stay and/or appraisal which it now has or may at any time in the future have
under any rule of law or statute now existing or hereafter enacted. Each Grantor agrees that, to the extent notice of sale shall be required by law, at least ten days notice to such Grantor of the time and place of any public sale or the time after
which any private sale is to be made shall constitute reasonable notification. The Administrative Agent shall not be obligated to make any sale of Collateral regardless of notice of sale having been given. The Administrative Agent may adjourn any
public or private sale from time to time by announcement at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned. The Administrative Agent may sell the Collateral
without giving any warranties as to the Collateral. The Administrative Agent may specifically disclaim or modify any warranties of title or the like. This procedure will not be considered to adversely effect the commercial reasonableness of any sale
of the Collateral. Each Grantor agrees that it would not be commercially unreasonable for the Administrative Agent to dispose of the Collateral or any portion thereof by using Internet sites that provide for the auction of assets of the types
included in the Collateral or that have the reasonable capability of doing so, or that match buyers and sellers of assets. To the extent permitted by applicable law, each Grantor hereby waives any claims against the Administrative Agent arising by
reason of the fact that the price at which any Collateral may have been sold at such a private sale was less than the price which might have been obtained at a public sale, even if the Administrative Agent accepts the first offer received and does
not offer such Collateral to more than one offeree. Each Grantor further agrees, at the Administrative Agent’s request, to assemble the Collateral and make it available to the Administrative Agent at places which the Administrative Agent shall
reasonably select, whether at such Grantor’s premises or elsewhere. To the extent permitted by applicable law, and so long as an Event of Default is continuing, the Administrative Agent shall have the right to enter onto the property where any
Collateral is located and take possession thereof with or without judicial process. 
 (b) The Administrative Agent shall apply the net
proceeds of any action taken by it pursuant to this Section 5.6, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral or in any
way relating to the Collateral or the rights of the Secured Parties hereunder, including reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations and only after such

  
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application and after the payment by the Administrative Agent of any other amounts required by any provision of law, including Section 9-615(a) of the New York UCC, need the Administrative
Agent account for the surplus, if any, to any Grantor. If the Administrative Agent sells any of the Collateral upon credit, the Grantor will be credited only with payments actually made by the purchaser and received by the Administrative Agent and
applied to indebtedness of the purchaser. In the event the purchaser fails to pay for the Collateral, the Administrative Agent may resell the Collateral and the Grantor shall be credited with proceeds of the sale. To the extent permitted by
applicable law, each Grantor waives all claims, damages and demands it may acquire against any Secured Party arising out of the exercise by any Secured Party of any rights hereunder. 

(c) In the event of any disposition of any of the Intellectual Property, the goodwill of the business connected with and symbolized by any
Trademarks subject to such disposition shall be included, and the applicable Grantor shall, to the extent commercially reasonable and feasible under the circumstances, supply the Administrative Agent or its designee with such Grantor’s know-how
and expertise, and with documents and things embodying the same, relating to the manufacture, distribution, advertising and sale of products or the provision of services relating to any Intellectual Property subject to such disposition, and such
Grantor’s customer lists and other records and documents relating to such Intellectual Property and to the manufacture, distribution, advertising and sale of such products and services. 

5.7. Private Sales, etc. 

(a) Each Grantor recognizes that the Administrative Agent may be unable to effect a public sale of any or all the Pledged Equity Interests, by
reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to agree,
among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof. Each Grantor acknowledges and agrees that any such private sale may result in prices and other terms less
favorable than if such sale were a public sale and, notwithstanding such circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable manner. The Administrative Agent shall be under no obligation to
delay a sale of any of the Pledged Equity Interests for the period of time necessary to permit the issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even if such issuer
would agree to do so. 
 (b) Each Grantor agrees to use commercially reasonable efforts to do or cause to be done all such other acts as may
be necessary to make such sale or sales of all or any portion of the Pledged Equity Interests pursuant to this Section 5.7 valid and binding and in compliance with any and all other applicable Requirements of Law. Each Grantor further
agrees that a breach of any of the covenants contained in this Section 5.7 will cause irreparable injury to the Secured Parties, that the Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence,
that each and every covenant contained in this Section 5.7 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such
covenants except for a defense that no Event of Default has occurred and is continuing under the Credit Agreement or a defense of payment. 

5.8. Deficiency. Each Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral
are insufficient to pay its Secured Obligations and the reasonable fees and disbursements of any outside attorneys employed by any Secured Party to collect such deficiency. 

  
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 5.9. BWXT Entities. Notwithstanding anything contained herein to the contrary, the
Administrative Agent will not take any action with respect to any pledge of Stock or Stock Equivalents of any Person that directly or indirectly owns Stock or Stock Equivalents in any BWXT Entity if such action would constitute or result in the
change of ownership of any Person that directly or indirectly owns Stock in a BWXT Entity if such change of ownership would require under then-existing law or any material contract, the prior approval of the U.S. Navy, the U.S. Department of Energy
or any other Governmental Authority, without first obtaining such approval. Each Grantor covenants that, after the occurrence and during the continuance of an Event of Default, it will take all actions as may be requested by the Administrative Agent
to obtain such approval. 
 SECTION 6. THE ADMINISTRATIVE AGENT 

6.1. Administrative Agent’s Appointment as Attorney-in-Fact, etc. 

(a) Each Grantor hereby irrevocably constitutes and appoints the Administrative Agent, with full power of substitution, as its true and lawful
attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate action
and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Administrative Agent the
power and right, on behalf of such Grantor, without notice to or assent by such Grantor, to do any or all of the following: 

(i) in the name of such Grantor or its own name, or otherwise, take possession of and endorse and collect any checks, drafts,
notes, acceptances or other instruments for the payment of moneys due under any Receivable or Contract or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise
deemed appropriate by the Administrative Agent for the purpose of collecting any and all such moneys due under any Receivable or Contract or with respect to any other Collateral whenever payable; 

(ii) in the case of any Intellectual Property, execute and deliver, and have recorded, any and all agreements, instruments,
documents and papers as the Administrative Agent may request to evidence the Secured Parties’ security interest in such Intellectual Property and the goodwill and general intangibles of such Grantor relating thereto or represented thereby; 

(iii) pay or discharge taxes and Liens levied or placed on or threatened against the Collateral, effect any repairs or any
insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof; 

(iv) execute, in connection with any sale provided for in Section 5.7, any endorsements, assignments or other
instruments of conveyance or transfer with respect to the Collateral; and 
 (v) (1) direct any party liable for any payment
under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Administrative Agent or as the Administrative Agent shall direct; (2) ask or demand for, collect, and receive payment of and
receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and endorse any invoices, freight or express bills, bills of lading, storage or warehouse
receipts, drafts against debtors, assignments, verifications, notices and other documents in connection with any of the 

  
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Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect the Collateral or any portion thereof and to
enforce any other right in respect of any Collateral; (5) defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle, compromise or adjust any such suit, action or proceeding and, in
connection therewith, give such discharges or releases as the Administrative Agent may deem appropriate; (7) assign any Copyright, Patent or Trademark (along with the goodwill of the business to which any such Copyright, Patent or Trademark
pertains), throughout the world for such term or terms, on such conditions, and in such manner, as the Administrative Agent shall in its sole discretion determine; and (8) generally, sell, transfer, pledge and make any agreement with respect to
or otherwise deal with any of the Collateral as fully and completely as though the Administrative Agent were the absolute owner thereof for all purposes, and do, at the Administrative Agent’s option and such Grantor’s expense, at any time,
or from time to time, all acts and things which the Administrative Agent deems necessary to protect, preserve or realize upon the Collateral and the Secured Parties’ security interests therein and to effect the intent of this Agreement, all as
fully and effectively as such Grantor might do. 
 Anything in this Section 6.1(a) to the contrary notwithstanding, the
Administrative Agent agrees that, except as provided in Section 6.1(b), it will not exercise any rights under the power of attorney provided for in this Section 6.1(a) unless an Event of Default shall have occurred and be
continuing. 
 (b) If any Grantor fails to perform or comply with any of its agreements contained herein, the Administrative Agent, at its
option, but without any obligation so to do, may perform or comply, or otherwise cause performance or compliance, with such agreement; provided, however, that unless an Event of Default has occurred and is continuing or time is of the
essence, the Administrative Agent shall not exercise this power without first making demand on the Grantor and the Grantor failing to promptly comply therewith. 

(c) The expenses of the Administrative Agent incurred in connection with actions undertaken as provided in this Section 6.1,
together with interest thereon at a rate per annum equal to the rate per annum at which interest would then be payable on past due Loans that are Base Rate Loans under the Credit Agreement, from the date of payment by the
Administrative Agent to the date reimbursed by the relevant Grantor, shall be payable by such Grantor to the Administrative Agent on demand. 

(d) Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be done by virtue hereof. All powers, authorizations
and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests created hereby are released. 

6.2. Duty of Administrative Agent. The Administrative Agent’s sole duty with respect to the custody, safekeeping and physical
preservation of the Collateral in its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in the same manner as the Administrative Agent deals with similar property for its own account. Neither the
Administrative Agent, nor any other Secured Party nor any of their respective officers, directors, partners, employees, agents, attorneys and other advisors, attorneys-in-fact or affiliates shall be liable for failure to demand, collect or realize
upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other action whatsoever with regard to the
Collateral or any part thereof. The powers conferred on the Secured Parties hereunder are solely to protect the Secured Parties’ interests in the Collateral and shall not impose any duty upon any Secured Party to exercise any such powers. The
Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers, and neither they nor any of their officers, directors, partners, employees, agents, attorneys and other advisors,
attorneys-in-fact or 

  
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affiliates shall be responsible to any Grantor for any act or failure to act hereunder, except to the extent that any such act or failure to act is found by a final and nonappealable decision of
a court of competent jurisdiction to have resulted from their own gross negligence or willful misconduct in breach of a duty owed to such Grantor. 

6.3. Execution of Financing Statements. Each Grantor acknowledges that pursuant to Section 9-509(b) of the New York UCC and any
other applicable law, each Grantor authorizes the Administrative Agent to file or record financing or continuation statements, and amendments thereto, and other filing or recording documents or instruments with respect to the Collateral, without the
signature of such Grantor, in such form and in such offices as the Administrative Agent reasonably determines appropriate to perfect or maintain the perfection of the security interests of the Administrative Agent under this Agreement. Each Grantor
agrees that such financing statements may describe the collateral in the same manner as described in this Agreement or as “all assets,” “all personal property” or words of similar effect, regardless of whether or not the
Collateral includes all assets or all personal property of such Grantor, or such other description as the Administrative Agent, in its sole judgment, determines is necessary or advisable that is of an equal or lesser scope or with greater detail. A
photographic or other reproduction of this Agreement shall, where permitted by applicable law, be sufficient as a financing statement or other filing or recording document or instrument for filing or recording in any jurisdiction. 

6.4. Authority of Administrative Agent. Each Grantor acknowledges that the rights and responsibilities of the Administrative Agent
under this Agreement with respect to any action taken by the Administrative Agent or the exercise or non-exercise by the Administrative Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or
arising out of this Agreement shall, as between the Administrative Agent and the other Secured Parties, be governed by the Credit Agreement and by such other agreements with respect thereto as may exist from time to time among them, but, as between
the Administrative Agent and the Grantors, the Administrative Agent shall be conclusively presumed to be acting as agent for the Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any
obligation, or entitlement, to make any inquiry respecting such authority. 
 6.5. Appointment of Co-Administrative Agents. At any
time or from time to time, in order to comply with any applicable requirement of law, the Administrative Agent may appoint another bank or trust company or one of more other Persons, either to act as co-agent or agents on behalf of the Secured
Parties with such power and authority as may be necessary for the effectual operation of the provisions hereof and which may be specified in the instrument of appointment (which may, in the discretion of the Administrative Agent, include provisions
for indemnification and similar protections of such co-agent or separate agent). 
 SECTION 7. MISCELLANEOUS 

7.1. Amendments in Writing. None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise
modified except by a written instrument executed by each affected Grantor and the Administrative Agent, subject to any consents required under Section 10.01 of the Credit Agreement; provided that any provision of this Agreement
imposing obligations on any Grantor may be waived by the Administrative Agent in a written instrument executed thereby. 
 7.2.
Notices. All notices and communications hereunder shall be given to the addresses and otherwise made in accordance with Section 10.02 of the Credit Agreement; provided that notices and communications to any Grantor other
than the Borrower shall be directed to such Grantor, at the address of the Borrower. 

  
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 7.3. No Waiver by Course of Conduct; Cumulative Remedies. No Secured Party shall by any
act (except by a written instrument pursuant to Section 7.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default. No failure to
exercise, nor any delay in exercising, on the part of any Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof. No single or partial exercise of any right, power or privilege hereunder shall preclude any other or
further exercise thereof or the exercise of any other right, power or privilege. A waiver by any Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right or remedy which such Secured Party would
otherwise have on any future occasion. The rights and remedies herein provided are cumulative, may be exercised singly or concurrently and are not exclusive of any other rights or remedies provided by law. 

7.4. Enforcement Expenses; Indemnification. 

(a) Each Grantor agrees to pay or reimburse each Secured Party for its reasonable out-of-pocket costs and expenses incurred in collecting
against such Grantor under the guarantee contained in the Guaranty or otherwise enforcing or preserving any rights under this Agreement and the other Loan Documents to which such Grantor is a party, including the reasonable fees and disbursements of
outside counsel to each Secured Party and outside counsel to the Administrative Agent; provided that each Grantor’s obligation to pay or reimburse for legal fees and expenses pursuant to this subsection (a) shall be limited
to the reasonable and documented legal fees and expenses of a single law firm as counsel for the Administrative Agent and one additional law firm as counsel for all other such Secured Parties, taken together, in each appropriate jurisdiction (which
may include a single law firm as special, local or foreign counsel acting in multiple jurisdictions), except that in the case where any such Secured Party determines in good faith that a conflict of interest does or may exist in connection with such
legal representation and such Secured Party advises such Grantor of such actual or potential conflict of interest and engages its own separate counsel, the reasonable and documented legal fees and expenses of such separate counsel shall also be paid
or reimbursed. 
 (b) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations,
losses, damages, penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to, or resulting from any delay in paying, any and all stamp, excise, sales or other
taxes (other than Excluded Taxes) which may be payable or determined to be payable with respect to any of the Collateral or in connection with any of the transactions contemplated by this Agreement. 

(c) Each Grantor agrees to pay, and to hold the Secured Parties harmless from, any and all liabilities, obligations, losses, damages,
penalties, actions, judgments, suits and reasonable out-of-pocket costs, expenses or disbursements of any kind or nature whatsoever with respect to the execution, delivery, enforcement, performance and administration of this Agreement to the extent
the Borrower would be required to do so pursuant to Section 10.04 of the Credit Agreement. 
 (d) The agreements in this Section
shall survive repayment of the Obligations and all other amounts payable under the Credit Agreement and the other Loan Documents. 
 7.5.
Successors and Assigns. This Agreement shall be binding upon the successors and assigns of each Grantor and shall inure to the benefit of the Secured Parties and their permitted successors and assigns; provided that, except as
otherwise permitted by the Credit Agreement, no Grantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Administrative Agent, and any attempted assignment without such
consent shall be null and void. 

  
 26 

 7.6. Set-off; Governing Law; Submission to Jurisdiction; Venue; WAIVER OF JURY TRIAL. THIS
AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK. Without limiting the general applicability of the foregoing and the terms of the other Loan Documents to this Agreement and the parties hereto, the
terms of Sections 10.08, 10.14 and 10.15 of the Credit Agreement are incorporated herein by reference, mutatis mutandis, with each reference to the “Borrower” therein (whether express or by reference to the
Borrower as a “party” thereto) being a reference to the Grantors, and the parties hereto agree to such terms. 
 7.7.
Counterparts. This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts (including by facsimile), and all of said counterparts taken together shall be deemed to constitute one and
the same instrument. 
 7.8. Severability. Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction
shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or
render unenforceable such provision in any other jurisdiction. 
 7.9. Section Headings. The Section headings used in this Agreement
are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof. 

7.10. Integration. This Agreement and the other Loan Documents represent the agreement of the Grantors, the Administrative Agent and
the other Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by any Secured Party relative to subject matter hereof and thereof not expressly set forth or
referred to herein or in the other Loan Documents. 
 7.11. Acknowledgments. Each Grantor hereby acknowledges that: 

(a) it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Loan Documents to which it is a
party; 
 (b) no Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in connection with this
Agreement or any of the other Loan Documents, and the relationship between the Grantors, on the one hand, and the Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and 

(c) no joint venture is created hereby or by the other Loan Documents or otherwise exists by virtue of the transactions contemplated hereby
among the Secured Parties or among the Grantors and the Secured Parties. 
 7.12. Additional Grantors. Each Subsidiary of the
Borrower that is required to become a party to this Agreement pursuant to Section 6.22 of the Credit Agreement shall become a Grantor for all purposes of this Agreement upon execution and delivery by such Subsidiary of a Joinder
Agreement. 
 7.13. Releases; Termination of this Agreement. 

(a) At such time as the Loans and the other Obligations (other than (i) contingent indemnification obligations and (ii) Obligations
in respect of Secured Cash Management Agreements and Secured Hedge Agreements either (A) as to which arrangements satisfactory to the applicable Cash 

  
 27 

 
Management Bank or Hedge Bank shall have been made or (B) notice has not been received by the Administrative Agent from the applicable Cash Management Bank or Hedge Bank that such amounts
are then due and payable) shall have been paid in full, the Commitments under the Credit Agreement have been terminated or expired and each Letter of Credit issued under the Credit Agreement shall be Cash Collateralized or no longer outstanding
(other than Letters of Credit as to which other arrangements satisfactory to the Administrative Agent and the applicable L/C Issuer shall have been made), the Collateral shall be released from the Liens created hereby, and this Agreement and all
obligations (other than those expressly stated to survive such termination) of the Administrative Agent and each Grantor hereunder shall terminate, all without delivery of any instrument or performance of any act by any party, and all rights to the
Collateral shall revert to the Grantors. At the request and sole expense of any Grantor following any such termination, the Administrative Agent shall deliver to such Grantor any Collateral held by the Administrative Agent hereunder, and execute and
deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination. 
 (b) If any of the
Collateral shall be sold or otherwise disposed of by any Grantor in a transaction permitted by the Credit Agreement, then the Administrative Agent, at the request and sole expense of such Grantor, shall execute and deliver to such Grantor all
releases or other documents reasonably necessary for the release of the Liens created hereby on such Collateral. At the request and sole expense of the Borrower, a Grantor shall be released from its obligations hereunder in the event that all the
Stock and Stock Equivalents in such Grantor shall be sold or otherwise disposed of in a transaction permitted by the Credit Agreement; provided that the Borrower shall have delivered to the Administrative Agent, at least three Business Days
(or such lesser period permitted in writing by the Administrative Agent) prior to the date of the proposed release, a written request for such release identifying the relevant Grantor and the terms of the relevant sale or other disposition in
reasonable detail, including the price thereof and any expenses incurred in connection therewith, together with a certification by the Borrower stating that such transaction is in compliance with the Credit Agreement and the other Loan Documents.

 (c) After the occurrence and during the continuance of Collateral Release Event and in accordance with Section 10.19(a) of
the Credit Agreement, the Administrative Agent, at the request and sole expense of the Borrower, shall promptly execute and deliver to the Borrower all releases and other documents, and take such other action, reasonably necessary for the release of
the Liens created hereby or by any other Security Instrument on the applicable Collateral 
 (d) Each Grantor acknowledges that it is not
authorized to file any financing statement or amendment or termination statement with respect to any financing statement originally filed in connection herewith without the prior written consent of the Administrative Agent, subject to such
Grantor’s rights under Sections 9-509(d)(2) and 9-518 of the New York UCC. 
 7.14. Amendment and Restatement. This Agreement
constitutes an amendment and restatement of the Amended and Restated Pledge effective from and after the date hereof. The execution and delivery of this Agreement shall not constitute a novation of any indebtedness or other obligations owing to any
Lender, the Administrative Agent, any L/C Issuer or any other Secured Parties under the Credit Agreement, the Amended and Restated Pledge or any other Loan Document based on facts or events occurring or existing prior to the execution and delivery
of this Agreement. On the date hereof, the pledge described in the Amended and Restated Pledge shall be amended, supplemented, modified and restated in its entirety by the pledge described herein, without any further action by any Person except as
set forth herein. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

  
 28 

 IN WITNESS WHEREOF, each of the undersigned has caused this Amended and Restated Pledge and
Security Agreement to be duly executed and delivered as of the date first above written. 
  

			
	THE BABCOCK & WILCOX COMPANY
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Vice President, Treasurer and Investor Relations
	
	BABCOCK & WILCOX INVESTMENT COMPANY
	BABCOCK & WILCOX COMMERCIAL POWER, INC.
	BABCOCK & WILCOX MPOWER, INC.
	BABCOCK & WILCOX NUCLEAR ENERGY, INC.
	BABCOCK & WILCOX POWER GENERATION GROUP, INC.
	BABCOCK & WILCOX TECHNOLOGY, INC.
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Vice President and Treasurer
	
	AMERICON EQUIPMENT SERVICES, INC.
	AMERICON, INC.
	B&W NUCLEAR MAINTENANCE SERVICES, INC.
	BABCOCK & WILCOX CONSTRUCTION CO., INC.
	BABCOCK & WILCOX EBENSBURG POWER, INC.
	BABCOCK & WILCOX EQUITY INVESTMENTS, LLC
	BABCOCK & WILCOX INDIA HOLDINGS, INC.
	BABCOCK & WILCOX INTECH, INC.
	BABCOCK & WILCOX INTERNATIONAL SALES AND SERVICE CORPORATION
	BABCOCK & WILCOX INTERNATIONAL, INC.
	BABCOCK & WILCOX MODULAR REACTORS LLC
	DELTA POWER SERVICES, LLC
	DIAMOND OPERATING CO., INC.
	DIAMOND POWER AUSTRALIA HOLDINGS, INC.
	DIAMOND POWER CHINA HOLDINGS, INC.
	DIAMOND POWER EQUITY INVESTMENTS, INC.
	DIAMOND POWER INTERNATIONAL, INC.
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Treasurer

  
 Babcock & Wilcox 

Second Amended and Restated Pledge and Security Agreement 

Signature Page 

 
			
	DPS ANSON, LLC
	DPS BERKELEY, LLC
	DPS BERLIN, LLC
	DPS CADILLAC, LLC
	DPS FLORIDA, LLC
	DPS GREGORY, LLC
	DPS MECKLENBURG, LLC
	DPS MICHIGAN, LLC
	DPS MOJAVE, LLC
	EBENSBURG ENERGY, LLC
	IVEY-COOPER SERVICES, L.L.C.
	O&M HOLDING COMPANY
	PALM BEACH RESOURCE RECOVERY CORPORATION
	POWER SYSTEMS OPERATIONS, INC.
	REVLOC RECLAMATION SERVICE, INC.
	SOFCO - EFS HOLDINGS LLC
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Treasurer
	
	EBENSBURG INVESTORS LIMITED PARTNERSHIP
	EBENSBURG POWER COMPANY
		
	By:	 	BABCOCK & WILCOX EBENSBURG POWER, INC.
	Its:	 	General Partner
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Treasurer
	
	MEGTEC HOLDINGS, INC.
	MEGTEC ACQUISITION LLC
	MEGTEC SYSTEMS, INC.
	MTS ASIA, INC.
	MEGTEC SYSTEMS AUSTRALIA INC.
	MEGTEC INDIA HOLDINGS, LLC
	MEGTEC ENERGY & ENVIRONMENTAL, LLC
	MEGTEC TURBOSONIC TECHNOLOGIES, INC.
		
	By:	 	 /s/ Jenny L. Apker

	Name:	 	Jenny L. Apker
	Title:	 	Treasurer

  
 Babcock & Wilcox 

Second Amended and Restated Pledge and Security Agreement 

Signature Page 

 
			
	BANK OF AMERICA, N.A., as Administrative Agent
		
	By:	 	 /s/ Bridgett J. Manduk

	Name:	 	Bridgett J. Manduk
	Title:	 	Vice President

  
 Babcock & Wilcox 

Second Amended and Restated Pledge and Security Agreement 

Signature Page 

 SCHEDULE 3.3 

TO PLEDGE AND SECURITY AGREEMENT 

PERFECTED FIRST PRIORITY LIENS 

UCC Filings 
 A UCC1 Financing Statement
listing each Grantor, as debtor, and the Collateral Agent, as secured party, should be filed in the applicable governmental offices set forth below. 
  

			
	 Grantor
	  	 Jurisdiction of Filing

	Americon Equipment Services, Inc.	  	Delaware Secretary of State
	Americon, Inc.	  	Delaware Secretary of State
	B&W Nuclear Maintenance Services, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Commercial Power, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Construction Co., Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Ebensburg Power, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Equity Investments, LLC	  	Delaware Secretary of State
	Babcock & Wilcox India Holdings, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Intech, Inc.	  	Tennessee Secretary of State
	Babcock & Wilcox International Sales and Service Corporation	  	Delaware Secretary of State
	Babcock & Wilcox International, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Investment Company	  	Delaware Secretary of State
	Babcock & Wilcox Modular Reactors LLC	  	Delaware Secretary of State
	Babcock & Wilcox mPower, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Nuclear Energy, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Power Generation Group, Inc.	  	Delaware Secretary of State
	Babcock & Wilcox Technology, Inc.	  	Delaware Secretary of State
	Delta Power Services, LLC	  	Delaware Secretary of State
	Diamond Operating Co., Inc.	  	Delaware Secretary of State
	Diamond Power Australia Holdings, Inc.	  	Delaware Secretary of State
	Diamond Power China Holdings, Inc.	  	Delaware Secretary of State
	Diamond Power Equity Investments, Inc.	  	Delaware Secretary of State
	Diamond Power International, Inc.	  	Delaware Secretary of State
	DPS Anson, LLC	  	Delaware Secretary of State
	DPS Berkeley, LLC	  	Delaware Secretary of State
	DPS Berlin, LLC	  	Delaware Secretary of State
	DPS Cadillac, LLC	  	Delaware Secretary of State
	DPS Florida, LLC	  	Delaware Secretary of State
	DPS Gregory, LLC	  	Delaware Secretary of State
	DPS Mecklenburg, LLC	  	Delaware Secretary of State
	DPS Michigan, LLC	  	Delaware Secretary of State
	DPS Mojave, LLC	  	Delaware Secretary of State
	Ebensburg Energy, LLC	  	Delaware Secretary of State
	Ebensburg Investors Limited Partnership	  	Pennsylvania Secretary of State
	Ebensburg Power Company	  	Pennsylvania Secretary of State
	Ivey-Cooper Services, L.L.C.	  	Tennessee Secretary of State

  
 Schedule 3.3 – 1

			
	O&M Holding Company	  	Delaware Secretary of State
	Palm Beach Resource Recovery Corporation	  	Florida Secured Transaction Registry
	Power Systems Operations, Inc.	  	Delaware Secretary of State
	Revloc Reclamation Service, Inc.	  	Delaware Secretary of State
	SOFCo – EFS Holdings LLC	  	Delaware Secretary of State
	The Babcock & Wilcox Company	  	Delaware Secretary of State
	MEGTEC Holdings, Inc.	  	Delaware Secretary of State
	MEGTEC Acquisition, LLC	  	Delaware Secretary of State
	MEGTEC Systems, Inc.	  	Delaware Secretary of State
	MTS Asia, Inc.	  	Delaware Secretary of State
	MEGTEC Systems Australia Inc.	  	Delaware Secretary of State
	MEGTEC India Holdings, LLC	  	Delaware Secretary of State
	MEGTEC Energy & Environmental, LLC	  	Delaware Secretary of State
	MEGTEC TurboSonic Technologies, Inc.	  	Delaware Secretary of State

 To perfect the Lien in Fixtures, a UCC1 Financing Statement listing the applicable Grantor, as debtor, and the Collateral
Agent, as secured party, should be filed in the real property records of the county in which such Fixtures are located. Each such UCC1 Financing Statement will need to include a legal description of the real property upon which such Fixtures are
located. 
 Actions with respect to Pledged Securities 

The original of all Pledged Securities evidence by either a Certificated Security or Instrument should be delivered to the Collateral Agent, together with an
undated stock or note power, as applicable, duly executed in blank by the applicable Grantor. 
 Actions with respect to Patents and
Trademarks 
 For Collateral consisting of Patents and Trademarks, the applicable Grantors should execute an Intellectual Property Security Agreement,
and such agreement should be recorded with the United States Patent and Trademark Office. 
 Actions with respect to Copyrights 

For Collateral consisting of Copyrights, the applicable Grantors should execute an Intellectual Property Security Agreement, and such agreement should be
recorded with the United States Copyright Office. 

  
 Schedule 3.3 – Page
2 

 SCHEDULE 3.4 

TO PLEDGE AND SECURITY AGREEMENT 

NAME; JURISDICTION OF ORGANIZATION, ETC. 
  

									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
 of

Organization
	  	 Chief Executive Office
	  	 Organizational
Identification

Number

	Americon Equipment Services, Inc.	  	Corporation	  	Delaware	  	 74 Robinson Avenue
 Barberton, OH 44203
	  	2077236
	Americon, Inc.	  	Corporation	  	Delaware	  	 74 Robinson Avenue
 Barberton, OH 44203
	  	2058172
	B&W Nuclear Maintenance Services, Inc.	  	Corporation	  	Delaware	  	 11525 N. Community
 House Rd., Suite 600

Charlotte, NC 28277
	  	4958020
	Babcock & Wilcox Commercial Power, Inc.	  	Corporation	  	Delaware	  	 13024 Ballantyne
 Corporate Place, Suite 700

Charlotte, NC 28277
	  	4997107
	Babcock & Wilcox Construction Co., Inc.	  	Corporation	  	Delaware	  	 74 Robinson Avenue
 Barberton, OH 44203
	  	2058181
	Babcock & Wilcox Ebensburg Power, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Avenue
 Barberton, OH
44203
	  	2109431
	Babcock & Wilcox Equity Investments, LLC	  	Limited Liability Company	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, OH
44203-0351
	  	2050183
	Babcock & Wilcox India Holdings, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, OH
44203-0351
	  	4795557
	Babcock & Wilcox Intech, Inc.	  	Corporation	  	Tennessee	  	 2802 Belle Arbor Drive
 Chattanooga, TN
37406
	  	282042
	Babcock & Wilcox International Sales and Service Corporation	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, OH
44203-0351
	  	0795023
	Babcock & Wilcox International, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, OH
44203-0351
	  	0914783
	Babcock & Wilcox Investment Company	  	Corporation	  	Delaware	  	 13024 Ballantyne
 Corporate Place, Suite
700,
 Charlotte, North Carolina 28277
	  	2235817
	Babcock & Wilcox Modular Reactors LLC	  	Limited Liability Company	  	Delaware	  	 13024 Ballantyne
 Corporate Place, Suite 700

Charlotte, NC 28277
	  	4916442
	Babcock & Wilcox mPower, Inc.	  	Corporation	  	Delaware	  	 11525 N. Community
 House Rd., Suite 500

Charlotte, NC 28277
	  	5094127
	Babcock & Wilcox Nuclear Energy, Inc.	  	Corporation	  	Delaware	  	 11525 N. Community
 House Rd., Suite 600

Charlotte, NC 28277
	  	4293945

  
 Schedule 3.4 – Page
1 

									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
 of

Organization
	  	 Chief Executive Office
	  	 Organizational
Identification

Number

	Babcock & Wilcox Power Generation Group, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, OH
44203-0351
	  	0847234
	Babcock & Wilcox Technology, Inc.	  	Corporation	  	Delaware	  	 2016 Mount Athos Road
 Lynchburg, VA
24504-5447
	  	2725506
	Delta Power Services, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	3363308
	Diamond Operating Co., Inc.	  	Corporation	  	Delaware	  	 185 Great Valley Parkway
 Malvern, PA
19355-1321
	  	3498044
	Diamond Power Australia Holdings, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street
 Lancaster, OH
43130
	  	3563045
	Diamond Power China Holdings, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street
 Lancaster, OH
43130
	  	3563044
	Diamond Power Equity Investments, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street
 Lancaster, OH
43130
	  	3563043
	Diamond Power International, Inc.	  	Corporation	  	Delaware	  	 2600 E. Main Street
 Lancaster, OH
43130
	  	2725505
	DPS Anson, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	5466233
	DPS Berkeley, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	3685555
	DPS Berlin, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	4945336
	DPS Cadillac, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	4111828
	DPS Florida, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	4050781
	DPS Gregory, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	3879537
	DPS Mecklenburg, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	3860060
	DPS Michigan, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	3768604
	DPS Mojave, LLC	  	Limited Liability Company	  	Delaware	  	 363 N. Sam Houston
 Parkway E, Suite 350

Houston, TX 77060
	  	3950476

  
 Schedule 3.4 – Page
2 

									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
 of

Organization
	  	 Chief Executive Office
	  	 Organizational
Identification

Number

	Ebensburg Energy, LLC	  	Limited Liability Company	  	Delaware	  	 20 S. Van Buren Avenue
 Barberton, OH
44203
	  	5506128
	Ebensburg Investors Limited Partnership	  	Limited Partnership	  	Pennsylvania	  	 2840 New Germany Road
 Ebensburg, PA
15931
	  	2083450
	Ebensburg Power Company	  	General Partnership	  	Pennsylvania	  	 2840 New Germany Road
 Ebensburg, PA
15931
	  	N/A
	Ivey-Cooper Services, L.L.C	  	Limited Liability Company	  	Tennessee	  	 2815 Belle Arbor Drive
 Chattanooga, TN
37406
	  	0401423
	O&M Holding Company	  	Corporation	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, OH
44203-0351
	  	4568185
	Palm Beach Resource Recovery Corporation	  	Corporation	  	Florida	  	 6101 West 45th Street

West Palm Beach, FL 33410
	  	H27351
	Power Systems Operations, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Avenue
 Barberton, OH
44203-0351
	  	2074007
	Revloc Reclamation Service, Inc.	  	Corporation	  	Delaware	  	 20 S. Van Buren Avenue
 Barberton, OH
44203-0351
	  	2234938
	SOFCo – EFS Holdings LLC	  	Limited Liability Company	  	Delaware	  	 20 S. Van Buren Ave.
 Barberton, Ohio
44203
	  	3494936
	The Babcock & Wilcox Company	  	Corporation	  	Delaware	  	 13024 Ballantyne
 Corporate Place, Suite
700,
 Charlotte, North Carolina 28277
	  	4796566
	MEGTEC Holdings, Inc.	  	Corporation	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	458623
	MEGTEC Acquisition, LLC	  	Limited Liability Company	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	4585745
	MEGTEC Systems, Inc.	  	Corporation	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	2770137
	MTS Asia, Inc.	  	Corporation	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	3408459
	MEGTEC Systems Australia Inc.	  	Corporation	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	2991817
	MEGTEC India Holdings, LLC	  	Limited Liability Company	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	4537445

  
 Schedule 3.4 – Page
3 

									
	 Exact Legal Name of Grantor
	  	 Type of

Organization
	  	 Jurisdiction
 of

Organization
	  	 Chief Executive Office
	  	 Organizational
Identification

Number

	MEGTEC Energy & Environmental, LLC	  	Limited Liability Company	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	4537442
	MEGTEC TurboSonic Technologies, Inc.	  	Corporation	  	Delaware	  	 830 Prosper Road
 DePere, WI 54115
	  	0565804

 Prior Names during last 5 years: 

On November 20, 2007, The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. 

On November 20, 2007, The Babcock & Wilcox Companies changed its name to The Babcock & Wilcox Company, and then on March 8, 2010,
changed its name to Babcock & Wilcox Investment Company 
 On April 20, 2010, McDermott Technology, Inc. changed its name to
Babcock & Wilcox Technology, Inc. 
 On April 29, 2010, Babcock & Wilcox Nuclear Power Generation Group, Inc. changed its name to
Babcock & Wilcox Nuclear Energy, Inc. 
 On April 17, 2012, Babcock & Wilcox Modular Nuclear Energy, Inc. changed its name to
Babcock & Wilcox mPower, Inc. 
 On January 31, 2013, TurboSonic Technologies, Inc. changed its name to MEGTEC TurboSonic Technologies, Inc.

 On June 21, 2013, Intech, Inc. changed its name to Babcock & Wilcox Intech, Inc. 

Prior Addresses during last 5 years: 
 The former chief
executive office of Americon Equipment Services, Inc. was located at: 3333 Copley Road, Copley, OH 44321. 
 The former chief executive office of the
following entities was located at 90 E. Tuscarawas Ave., Barberton, OH 44203: 
 Americon, Inc. 

Babcock & Wilcox Construction Co., Inc. 

The former chief executive office of the following entities was located at 1450 Poydras Street, New Orleans, LA 70112: 

Babcock & Wilcox Equity Investments, Inc. 

Babcock & Wilcox Holdings, Inc. 

Babcock & Wilcox International Sales and Service Corporation 

Babcock & Wilcox International, Inc. 

Babcock & Wilcox Investment Company 

Babcock & Wilcox Power Generation Group, Inc. 

  
 Schedule 3.4 – Page
4 

 The former chief executive office of the following entities was located at 1415 Louisiana Street, Suite 3500,
Houston, TX 77002: 
 Delta Power Services, LLC 

DPS Cadillac, LLC 
 DPS Florida,
LLC 
 DPS Mojave, LLC 
 The former chief
executive office of the following entities was located at 67 Park Place East, Morristown, NJ 07960: 
 DPS Berkeley, LLC 

DPS Michigan, LLC 
 The former chief executive
office of the following entities was located at 7022 Wild Violet Drive, Humble, TX 77346: 
 DPS Gregory, LLC 

DPS Mecklenburg, LLC 
 The former chief executive
office of Babcock & Wilcox Investment Company was located at: 800 Main Street, Lynchburg, VA, 25404 
 The former chief executive office of
Babcock & Wilcox Nuclear Energy, Inc. was located at: 2016 Mount Athos Road, Lynchburg, VA 24504-5447, and then at 13024 Ballantyne Corporate Place, Suite 700, Charlotte, NC 28277 

The former chief executive office of B&W Nuclear Maintenance Services, Inc. was located 13024 Ballantyne Corporate Place, Suite 700, Charlotte, NC 28277

  
 Schedule 3.4 – Page
5 

 SCHEDULE 3.5 

TO PLEDGE AND SECURITY AGREEMENT 

INVENTORY AND EQUIPMENT 
  

			
	 Grantor
	  	 Address/City/State/Zip Code

	Babcock and Wilcox Power Generation Group, Inc.	  	 20 South Van Buren Ave
 Barberton, OH
44203

	Babcock and Wilcox Power Generation Group, Inc.	  	 180 Van Buren Avenue
 Barberton, OH
44203

	Babcock and Wilcox Power Generation Group, Inc.	  	 900 B&W Drive
 West Point, MS
39773

	Babcock and Wilcox Power Generation Group, Inc.	  	 3333 Copley Road
 Copley, OH 44202

	Babcock and Wilcox Power Generation Group, Inc.	  	 600 Ford Avenue West
 Barberton, OH
44203

	Diamond Power International, Inc.	  	 2600 E. Main Street
 Lancaster, OH
43130

	Babcock & Wilcox Nuclear Energy, Inc.	  	 2016 Mt Athos Road
 Lynchburg, VA
24504-5447

	Babcock & Wilcox Nuclear Energy, Inc.	  	 107 Vista Centre Drive
 Forest, VA
24551

	Babcock & Wilcox mPower, Inc.	  	 109 Ramsey Place
 Lynchburg, VA
24501

	Babcock & Wilcox mPower, Inc.	  	 110 Ramsey Place
 Lynchburg, VA
24501

	MEGTEC Systems, Inc.	  	 830 Prosper Road
 DePere, WI 54115

  
 Schedule 3.5 – Page
1 

 SCHEDULE 3.7 

TO PLEDGE AND SECURITY AGREEMENT 

INVESTMENT PROPERTY 
 Pledged
Stock: 
  

																			
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	% of
Interest
Pledged1	 	 	Certificate
No.	  	Par
Value
per
share	 
	 Americon, Inc.
	  	 Americon Equipment Services, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Americon, Inc.
	  	Corporation	  	100	  	100	  	 	100	% 	 	2	  	$	10.00	  
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 B&W Nuclear Maintenance Services, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	0.01	  
	 Babcock & Wilcox Investment Company
	  	 Babcock & Wilcox Commercial Power, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	0.01	  
	 Americon, Inc.
	  	 Babcock & Wilcox Construction Co., Inc.
	  	Corporation	  	100	  	100	  	 	100	% 	 	2	  	$	10.00	  
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox Ebensburg Power, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	1.00	  
	 Babcock & Wilcox Equity Investments, Inc.
	  	 Babcock & Wilcox India Holdings, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	1.00	  

  

	1 	Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Stock of any Foreign Subsidiary, the Collateral does not include any Excluded
Stock. 

  
 Schedule 3.7 – Page
1 

																			
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	% of
Interest
Pledged1	 	 	Certificate
No.	  	Par
Value
per
share	 
	 Babcock & Wilcox Power Generation Group,
Inc.1
  
	  	 Babcock & Wilcox India Private Limited

 
	  	 Corporation
  
	  	 675,000 
	  	 675,020 
	  	   
	 65 
	 %  
	 	 05 
	  	 
 
   
	10
Indian
 Rupees 
	  
  
    

	 Babcock & Wilcox International, Inc.
	  		  		  	20	  		  	 	65	% 	 	03 & 04	  	 
 
 	10
Indian
Rupees	  
  
  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox International Sales and Service Corporation
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	5	  	$	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox International, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	3	  	$	10,000	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox International Investments Co., Inc.
	  	Corporation	  	100,000	  	100,000	  	 	65	% 	 	2	  	 	None	  
	 The Babcock & Wilcox Company
	  	 Babcock & Wilcox Investment Company
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	6	  	$	1.00	  
	 Babcock & Wilcox Commercial Power, Inc.
	  	 Babcock & Wilcox mPower, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	2	  	$	0.01	  
	 Babcock & Wilcox Commercial Power, Inc.
	  	 Babcock & Wilcox Nuclear Energy, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	5	  	$	1.00	  

  

	1 	The stock certificate lists the registered proprietor as Babcock & Wilcox Company USA. 

  
 Schedule 3.7 – Page
2 

																			
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	 	% of
Interest
Pledged1	 	 	Certificate
No.	  	Par
Value
per
share	 
	 Babcock & Wilcox Commercial Power, Inc.
	  	 Babcock & Wilcox Power Generation Group, Inc.
	  	Corporation	  	100,100	  	100,100	 	 	100	% 	 	6	  	$	10.00	  
	 Babcock & Wilcox Investment Company
	  	 Babcock & Wilcox Technology, Inc.
	  	Corporation	  	1,000	  	1,000	 	 	100	% 	 	6	  	$	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 B&W de Panama, Inc.
	  	Corporation	  	100,000	  	100,000	 	 	65	% 	 	2	  	$	1.00	  
	 Diamond Power International, Inc.
	  	 Diamond Operating Co., Inc.
	  	Corporation	  	1,000	  	1,000	 	 	100	% 	 	1	  	$	1.00	  
	 Diamond Power Equity Investments, Inc.
	  	 Diamond Power Australia Holdings, Inc.
	  	Corporation	  	1,000	  	1,000	 	 	100	% 	 	1	  	$	1.00	  
	 Diamond Power Equity Investments, Inc.
	  	 Diamond Power China Holdings, Inc.
	  	Corporation	  	1,000	  	1,000	 	 	100	% 	 	1	  	$	1.00	  
	 Diamond Power International, Inc.
	  	 Diamond Power Equity Investments, Inc.
	  	Corporation	  	1,000	  	1,000	 	 	100	% 	 	1	  	$	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Diamond Power International, Inc.
	  	Corporation	  	1,000	  	1,000	 	 	100	% 	 	2	  	$	1.00	  
	 Diamond Power International, Inc.
	  	 Diamond Power Services S.E.A. Ltd.
	  	Corporation	  	623
Ordinary
shares	  	784 **
 Ordinary
shares and
496**

Preference
shares
	 	 	100	% 	 	21 & 22	  	 
 
 	3.700
Thai
Baht	  
  
  

  
 Schedule 3.7 – Page
3 

																			
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	%
of
Interest
Pledged1	 	 	Certificate
No.	  	Par
Value
per
share	 
	 Diamond Power International, Inc.
	  	 Diamond Power Specialty (Proprietary) Limited
	  	Corporation	  	1	  	1	  	 	65	% 	 	2	  	 
  
 
 
	1.00
 South
African
Rand
	  
   
  
  

	 Diamond Power International, Inc.1
	  	 Diamond Power Specialty Limited
	  	Corporation	  	500,000	  	500,000	  	 	65	% 	 	14 & 21	  	 
  
 
	1.00
 Pound
Sterling
	  
   
  

	 Babcock & Wilcox Nuclear Energy, Inc.

 
	  	 Babcock &Wilcox Intech, Inc.

 
	  	 Corporation
  
	  	 2,500 
	  	 2,500 
	  	   
	 100 
	 %  
	 	 15 
	  	   
	 No par 
	    

	 (formerly, Babcock & Wilcox Nuclear Power Generation Group, Inc.)
	  	 (formerly known as Intech, Inc.)
	  		  		  		  				 		  			
	 Power Systems Operations, Inc.
	  	 O&M Holding Company
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	1.00	  
	 Babcock & Wilcox Equity Investments, Inc.

 
	  	 P. T. Babcock & Wilcox Asia
	  	 Corporation
  
	  	 792 
	  	 800 
	  	   
	 65 
	 %  
	 	0001 -
 0297 
	  	 $ 
	 500.00 
	    

	 Babcock & Wilcox International Sales and Service Corporation
	  		  		  	8	  		  	 	65	% 	 	0298 -
0300	  	$	500.00	  

  

	1 	The stock certificates list the registered proprietor as Babcock & Wilcox International Sales and Service Corporation. 

  
 Schedule 3.7 – Page
4 

																			
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	%
of
Interest
Pledged1	 	 	Certificate
No.	  	Par
Value
per
share	 
	 Power Systems Operations, Inc.
	  	 Palm Beach Resource Recovery Corporation
	  	Corporation	  	60	  	60	  	 	100	% 	 	2	  	 	No par	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Power Systems Operations, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	2	  	$	10.00	  
	 Power Systems Operations, Inc.
	  	 Revloc Reclamation Service, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	1.00	  
	 Babcock & Wilcox Equity Investments, LLC
	  	 MEGTEC Holdings, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	$	0.01	  
	 MEGTEC Holdings, Inc.
	  	 MEGTEC Systems, Inc.
	  	Corporation	  	100	  	100	  	 	100	% 	 	1	  	$	1.00	  
	 MEGTEC Systems, Inc.
	  	 MTS Asia, Inc.
	  	Corporation	  	100	  	100	  	 	100	% 	 	2	  	$	0.01	  
	 MEGTEC Systems, Inc.
	  	 MEGTEC Systems Australia, Inc.
	  	Corporation	  	100	  	100	  	 	100	% 	 	1	  	 	No Par	  
	 MEGTEC Systems, Inc.
	  	 MEGTEC TurboSonic Technologies, Inc.
	  	Corporation	  	1,000	  	1,000	  	 	100	% 	 	1	  	 	No Par	  
	 MEGTEC TurboSonic Technologies, Inc.
	  	 MEGTEC TurboSonic, Inc.
	  	Corporation	  	1,955,000	  	1,955,000	  	 	100	% 	 	C3	  	 	No Par	  

 Footnotes 
  

	**	The 623 Ordinary shares owned by Diamond Power International constitute a majority of the Ordinary shares, but only account for a 48.67% effective ownership. Phothi-Ratana Engineering Co., Ltd. owns all 496 preference
shares, which constitute a 50.94% effective ownership. 

  
 Schedule 3.7 – Page
5 

 Pledged LLC Interests: 
  

																			
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	% of
Interest
Pledged1	 	 	Certificate
No.	  	Par Value
per share	 
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 B&W NE Luxembourg
	  	Private Limited Liability Company	  	75,000	  	75,000	  	 	65	% 	 	uncertificated	  	€	1.00	  
	 Babcock & Wilcox Power Generation Group, Inc.
	  	 Babcock & Wilcox Equity Investments, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 Babcock & Wilcox Nuclear Energy, Inc.
	  	 Babcock & Wilcox Modular Reactors LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 Diamond Power International, Inc.
	  	 B&W PGG Luxembourg Holdings SARL
	  	Private Limited Liability Company	  	5,100,677	  	5,100,677	  	 	65	% 	 	uncertificated	  	€	1.00	  
	 O&M Holding Company
	  	 Delta Power Services, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 Diamond Power International, Inc.

 
	  	 Diamond Power do Brasil Limitada

 
	  	 Limited Liability Company (Brazil)
  
	  	297,000
 quotas 
	  	300,000
 quotas 
	  	   
	 65 
	 %  
	 	 uncertificated 
	  	 
 
  
  
	1.00
Brazilian
 Real
  
	  
  
   
  

	 Babcock & Wilcox International Sales and Service Corporation
	  		  		  	3,000
quotas	  		  	 	65	% 	 		  			
	 Delta Power Services, LLC
	  	 DPS Anson, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 Delta Power Services, LLC
	  	 DPS Berkeley, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	 	N/A	  
	 Delta Power Services, LLC
	  	 DPS Berlin, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	 	N/A	  

  

	1 	Notwithstanding any Grantor’s delivery to the Collateral Agent of any Certificated Security evidencing more than 65% of the Voting Interest of any Foreign Subsidiary, the Collateral does not include any Excluded
Stock. 

  
 Schedule 3.7 – Page
6 

																	
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	% of
Interest
Pledged1	 	 	Certificate
No.	  	Par Value
per share
	 Delta Power Services, LLC
	  	 DPS Cadillac, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Florida, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Gregory, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Mecklenburg, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Michigan, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Mojave, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Delta Power Services, LLC
	  	 DPS Piedmont, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Babcock & Wilcox Equity Investments, LLC
	  	 Ebensburg Energy, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Babcock & Wilcox Equity Investments, LLC
	  	 Ivey Cooper Services, L.L.C.
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 Babcock & Wilcox Technology, Inc.
	  	 SOFCo-EFS Holdings, LLC
	  	Limited Liability Company	  	N/A	  	N/A	  	 	100	% 	 	uncertificated	  	N/A
	 MEGTEC Holdings, Inc.
	  	 MEGTEC Acquisition, LLC
	  	Limited Liability Company	  	100
Units	  	100
Units	  	 	100	% 	 	uncertificated	  	N/A
	 MEGTEC Systems, Inc.
	  	 MEGTEC India Holdings, LLC
	  	Limited Liability Company	  	100
Units	  	100
Units	  	 	100	% 	 	1	  	N/A
	 MEGTEC Systems, Inc.
	  	 MEGTEC Energy & Environmental, LLC
	  	Limited Liability Company	  	100
Units	  	100
Units	  	 	100	% 	 	1	  	N/A

  
 Schedule 3.7 – Page
7 

																	
	 Grantor
	  	 Issuer
	  	 Type of

Organization
	  	# of
Shares
Owned	  	Total
Shares
Outstanding	  	% of
Interest
Pledged1	 	 	Certificate
No.	 	Par Value
per share
	 MEGTEC Holdings, Inc.

 
	  	 MEGTEC Europe Cooperatief UA

 
	  	 Cooperatief with Excluded Liability
  
	  	 35,640 
	  	 36,000 
	  	   
	 65 
	 %  
	 	 uncertificated 
	 	 N/A 

	 MEGTEC Acquisition, LLC
	  		  		  	360	  		  	 	65	% 	 		 	N/A
	 MEGTEC India Holdings, LLC
	  	 MEGTEC Systems India Private Ltd.
	  	Private Limited Company	  	100,000	  	100,000	  	 	65	% 	 	Unknown1	 	10
Rupees
	 MTS Asia, Inc.
	  	 MEGTEC Systems (Shanghai), Ltd.
	  	Unknown2	  	N/A	  	N/A	  	 	65	% 	 	uncertificated	 	N/A
	 MEGTEC Energy & Environmental, LLC
	  	 MEGTEC Thermal Energy & Environmental Technology (Shanghai) Ltd.
	  	Unknown3	  	N/A	  	N/A	  	 	65	% 	 	uncertificated	 	N/A

 Pledged Partnership Interests: 

Babcock & Wilcox Ebensburg Power, Inc. owns a 49.5% general partnership interest in Ebensburg Power Company (which general partnership interest is
uncertificated). Babcock & Wilcox Ebensburg Power, Inc. owns a 1% general partnership interest in Ebensburg Investors Limited Partnership. Ebensburg Energy, LLC owns a 99% limited partnership interest in Ebensburg Investors Limited
Partnership, which in turn owns the other 50.5% general partnership interest in Ebensburg Power Company. 
 Pledged Trust Interests: 

None. 
 Pledged Notes: 

Promissory Note dated as of November 28, 2013, made by B&W PGG Luxembourg Holdings, a Luxembourg société á responsibilité
limitée (private limited liability company) to the order of Diamond Power International, Inc., a Delaware corporation, in the original principal amount of $75,000,000. 

 

	1 	Borrower to update post-closing pursuant to Section 6.29(b) of the Credit Agreement. 

	2 	Borrower to update post-closing pursuant to Section 6.29(b) of the Credit Agreement. 

	3 	Borrower to update post-closing pursuant to Section 6.29(b) of the Credit Agreement. 

  
 Schedule 3.7 – Page
8 

 Pledged Commodities Contracts: 

None. 

  
 Schedule 3.7 – Page
9 

 SCHEDULE 3.9 

TO PLEDGE AND SECURITY AGREEMENT 

INTELLECTUAL PROPERTY 
  

	(A)	Material Copyright Licenses 

 None. 

 

	(B)	Copyrights 

 See Exhibit A attached hereto. 

 

	(C)	Material Patent Licenses 

  

	 	1.	License between Siemens AG of Erlangen, Germany and Babcock and Wilcox Power Generation Group, Inc. for the Benson Boiler Technology. 

 

	 	2.	License between Niro A/S of Soeborg, Denmark and Babcock and Wilcox Power Generation Group, Inc. for the Dry Flue Gas Desulfurization Technology. 

 

	 	3.	License between Babcock & Wilcox Power Generation Group, Inc. and Enviroserv GmbH for Circulating Fluidized Bed Flue Gas Desulfurization. 

 

	 	4.	License between Babcock & Wilcox Power Generation Group, Inc. and MeadWestvaco Corporation for Overfire Air System for Enhanced Black Liquor Combustion. 

 

	 	5.	License between Babcock & Wilcox Power Generation Group, Inc. and AEP ProServ Inc. for SO3 Technology that Utilizes Trona as the Reagent. 

 

	 	6.	License between Hamon Enviroserv GmbH and Babcock & Wilcox Power Generation Group, Inc. for Seawater – Flue Gas Desulphurization (SW-FGD) Technology. 

 

	 	7.	License between Lehigh University and Babcock & Wilcox Power Generation Group, Inc. for Coal Flow Control Technology. 

  

	 	8.	License between Les Services EXP Inc. and MEGTEC TurboSonic Technologies, Inc. for the sale and technical support of CGT and PGT processes. 

 

	 	9.	License between EnviroCare International Inc. and MEGTEC TurboSonic Technologies, Inc. for spray dry absorption technology. 

  

	(D)	Patents 

 See Exhibit B attached hereto. 

 

	(E)	Material Trademark Licenses 

  

	 	1.	License between Les Services EXP Inc. and MEGTEC TurboSonic Technologies, Inc., for the sale and technical support of CGT and PGT processes. 

 

	 	2.	License between DSI Inc. and MEGTEC TurboSonic Technologies, Inc. for the use of the “Dry Fog” common law trademark by DSI Inc. 

  
 Schedule 3.9 – Page
2 

	(F)	Trademarks 

 See Exhibit C attached hereto. 

 

	(G)	Material Trade Secret Licenses 

 None. 

  
 Schedule 3.9 – Page
3 

 Exhibit A 

Copyrights 
 [See Attached.]

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	544083E- 01 - Technical Drawing	  	VAU-627-668	  	8-Jun-04	  	BWPGG
				
	544084E-01 - Technical Drawing	  	VAU-632-091	  	8-Jun-04	  	BWPGG
				
	544085E-01 - Technical Drawing	  	VAU-641-537	  	8-Jun-04	  	BWPGG
				
	544086E-01 - Technical Drawing	  	VAU-627-669	  	8-Jun-04	  	BWPGG
				
	544087E-01 - Technical Drawing	  	VAU-627-667	  	8-Jun-04	  	BWPGG
				
	544088E-01 - Technical Drawing	  	VAU-641-538	  	8-Jun-04	  	BWPGG
				
	544497E-00 - Technical Drawing	  	VAU-632-111	  	24-Jun-04	  	BWPGG
				
	ACOUSTIC LEAK LOCATOR ALL USERS MANUAL	  	TX4-658-909	  	4-Nov-97	  	BWPGG
				
	ACOUSTIC LEAK LOCATOR ALLVIEW SOFTWARE USERS MANUAL	  	TX4-665-982	  	4-Nov-97	  	BWPGG
				
	ACTIGRAF	  	TXU-487-508	  	11-Jun-91	  	BWPGG
				
	ADLPIPE	  	TX-590-486	  	1-Dec-80	  	BWPGG
				
	AET 5500 OPERATOR’S GUIDE	  	TX4-658-931	  	4-Nov-97	  	BWPGG
				
	AGASS	  	TX2-953-534	  	19-Nov-90	  	BWPGG
				
	APPLIED ENERGY SERVICES DEEPWATER COGENERATION PROJECT UNIT ONE, PASADENA, TX	  	198-896	  	19-Aug-85	  	BWPGG
				
	ASSOCIATED ELECTRIC COOPERATIVE, THOMAS HILL UNIT CO. 3, MOBERLY, MISSOURI	  	VA-93-348	  	22-Oct-81	  	BWPGG
				
	ASSURED STOCK PROGRAM TM (BOOKLET)	  	TX2-114-746	  	17-Jul-87	  	BWPGG

  
 Page 1 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	ASSURED STOCK PROGRAM TM (BROCHURE)	  	TX2-113-817	  	17-Jul-87	  	BWPGG
				
	AUSTRALIA IRON & STEEL PTY., LTD, PORT KEMBLA WORKS, PORT KEMBLA, N.S.W. AUSTRALIA	  	VA-104-544	  	19-Jul-82	  	BWPGG
				
	B.F. GOODRICH, CHEMICAL GROUP, LOUISVILLE, KENTUCKY	  	VA-93-346	  	22-Oct-81	  	BWPGG
				
	BABCOCK & WILCOX, EL PULVERIZER MANUAL, DESCRIPTION, OPERATION, CHECKS	  	TX1-145-814	  	5-Jul-83	  	BWPGG
				
	BABCOCK & WILCOX, EL-56 PULVERIZER MANUAL DESCRIPTION, OPERATION, CHECKS	  	TX1-105-595	  	21-Apr-83	  	BWPGG
				
	BAR/TUBE HOT GAGE OPERATORS GUIDE	  	TXU-298-622	  	24-Sep-87	  	BWPGG
				
	BAR/TUBE MILL HOT GAGE	  	TXU-298-623	  	24-Sep-87	  	BWPGG
				
	BIG RIVERS ELECTRIC CORPORATION, REID STATION – UNIT NO. 2, SEBREE, KENTUCKY	  	454-903	  	4-Mar-80	  	BWPGG
				
	BOARD OF MUNICIPAL UTILITIES, SIKESTON POWER STATION UNIT 1	  	505-125	  	18-Jun-80	  	BWPGG
				
	BOWATER CAROLINA COMPANY, NO. 3 RECOVERY BOILER, CATAWBA, SOUTH CAROLINA	  	VA-130-282	  	5-Jul-83	  	BWPGG
				
	BWNT-NPC STANDARDS	  	TX-3-809-477	  	4-Mar-94	  	BWNT
				
	BYPASS FLOW SCHEMATIC	  	VA-138-738	  	27-Oct-83	  	BWPGG
				
	BYPASS FLOW SCHEMATIC, INTERMOUNTAIN POWER PROJECT	  	VA-145-245	  	9-Jan-84	  	BWPGG
				
	CAJUN ELECTRIC POWER COOPERATIVE, INC., BIG CAJUN NO. 2, POWER STATION UNIT NO. 3, NEW ROADS, LOUISIANA	  	VA-116-843	  	6-Dec-82	  	BWPGG
				
	CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 1, COFFEEN, ILLINOIS	  	VA-122-776	  	28-Mar-83	  	BWPGG
				
	CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, COFFEEN POWER STATION, UNIT NO. 2, COFFEEN, ILLINOIS	  	VA-122-777	  	28-Mar-83	  	BWPGG

  
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		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	CERA-VAM CERAMIC LINING EXTENDS WEAR LIFE OF COAL-HANDLING SYSTEMS	  	TX-795-956	  	4-Nov-81	  	BWPGG
				
	CINCINNATI GAS & ELECTRIC COMPANY, THE; DAYTON POWER & LIGHT COMPANY, THE; EAST BEND STATION, UNIT NO. 2, RABBIT, KENTUCKY (RB555)	  	VA-198-895	  	19-Aug-85	  	BWPGG
				
	COMMONWEALTH EDISON COMPANY, KINCAID GENERATING STATION, UNIT NOS. 1&2, KINCAID, ILLINOIS	  	VA-157-295	  	11-Jun-84	  	BWPGG
				
	CONSUMERS POWER COMPANY, JAMES H. CAMPBELL PLANT, UNIT NO. 2, WEST OLIVE, MICHIGAN	  	TX-710-115	  	12-May-81	  	BWPGG
				
	COOLING CONTROL PROGRAM FOR SHAPE MELTING, A	  	TXU-374-472	  	3-Apr-89	  	BWPGG
				
	DAYTON POWER & LIGHT COMPANY, CINCINNATI GAS & ELECTRIC COMPANY, KILLEN ELECTRIC GENERATING STATION	  	VA-104-897	  	14-May-82	  	BWPGG
				
	DEPARTMENT OF ELECTRIC AND WATER UTILITIES, C.D. MCINTOSH PLANT, UNIT NO. 3, CITY OF LAKELAND, FLORIDA, BABCOCK & WILCOX, RADIANT REHEAT BOILER	  	TX-827-464	  	7-Jan-82	  	BWPGG
				
	DEPT. OF ELECTRIC AND WATER UTILITIES C.D. MCINTOSH PLAT, UNIT NO. 3 CITY OF LAKELAND, FLORIDA	  	TX-827-464	  	7-Jan-82	  	BWPGG
				
	DETROIT EDISON CO., THE, BELLE RIVER POWER PLANT ST. CLAIR MICHIGAN	  	VA-161-320	  	29-May-84	  	BWPGG
				
	DETROIT EDISON COMPANY, THE, BELLE RIVER POWER PLANT, UNITS NOS. 1 & 2, ST. CLAIR, MICHIGAN	  	VA-145-244	  	9-Jan-84	  	BWPGG
				
	DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNIT NO. 3 ELRAMA, PENNSYLVANIA	  	VA-161-319	  	29-May-84	  	BWPGG
				
	DUQUESNE LIGHT COMPANY ELRAMA POWER STATION, UNITS NO. 1 & 2 ELRAMA, PENNSYLVANIA	  	VA-161-318	  	29-May-84	  	BWPGG
				
	DUQUESNE LIGHT COMPANY, ELRAMA POWER STATION, UNIT NO. 4, ELRAMA, PENNSYLVANIA	  	VA-153-136	  	6-Apr-84	  	BWPGG
				
	EL PULVERIZER MAINTENANCE MANUAL	  	TX-1-267-005	  	16-Jan-84	  	BWPGG
				
	EL-56 PULVERIZER MAINTENANCE MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN	  	TX-1-105-697	  	21-Apr-83	  	BWPGG
				
	ELEMENTS OF TWO-PHASE FLOW IN FOSSIL BOILERS	  	TX-2-150-696	  	10-Sep-87	  	MTI

  
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		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	FEATHER RIVER PROJECT, MARYSVILLE, CALIFORNIA, CIRCULATING FLUID BED BOILER	  	VA-237-840	  	11-Sep-86	  	BWPGG
				
	FEEDWATER TREATMENT FOR RB BOILERS	  	TX-504-142	  	3-Jul-80	  	BWPGG
				
	FLORIDA POWER CORPORATION, CRYSTAL RIVER PLANT, UNIT NO. 4, CRYSTAL RIVER, FLORIDA	  	VA-96-701	  	29-Mar-82	  	BWPGG
				
	FLUE GAS DESULFURIZATION (FGD) LEXICON	  	TX-6-849-972	  	16-Oct-07	  	BWPGG
				
	FOSSIL POWER GENERATION DIVISION, BABCOCK & WILCOX, B&W BAG FILTERHOUSE, BROCHURE NO. E101-3066	  	TX-621-165	  	30-Jan-81	  	BWPGG
				
	FOSSIL-FUEL-FIRED BOILERS: FUNDAMENTALS AND ELEMENTS *	  	TXU-405-775	  	16-Feb-90	  	BWPGG
				
	GEORGIA-PACIFIC CORPORATION, CROSSETT ARKANSAS, PROJECT CIP-84-10A BOILER	  	VA-237-841	  	11-Sep-86	  	BWPGG
				
	GRAPHICS GUIDE	  	A-721387	  	2-Mar-76	  	BWPGG
				
	GREENWOOD MILLS, EDISTO PLANT, ORANGEBURG, SOUTH CAROLINA	  	TX-686-378	  	12-May-81	  	BWPGG
				
	HAMMERMILL PAPER COMPANY, ERIE, PENNSYLVANIA, BABCOCK & WILCOX PROCESS RECOVERY BOILER	  	TX-587-953	  	25-Nov-80	  	BWPGG
				
	HELIX	  	TX-2-641-197	  	31-Jul-89	  	MTI
				
	ILLINOIS POWER COMPANY, BALDWIN POWER STATION, UNIT NO. 1, BALDWIN, ILLINOIS	  	VA-93-347	  	22-Oct-81	  	BWPGG
				
	ILLINOIS POWER COMPANY, BALDWIN POWER STATION, UNIT NO. 2, BALDWIN, ILLINOIS	  	VA-93-345	  	22-Oct-81	  	BWPGG
				
	INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH	  	VA-145-242	  	9-Jan-84	  	BWPGG
				
	INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, BABCOCK & WILCOX 900 TON BLACK LIQUOR RECOVERY BOILER	  	TX- 660-220	  	26-Mar-81	  	BWPGG
				
	INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA, BABCOCK & WILCOX STIRLING POWER BOILER	  	TX- 741-297	  	22-Jun-81	  	BWPGG

  
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		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION, UNIT NO. 1, LOUISA COUNTY, IOWA	  	VA-93-349	  	22-Oct-81	  	BWPGG
				
	KANSAS CITY POWER & LIGHT COMPANY, ST. JOSEPH LIGHT & POWER COMPANY, IATAN PLANT – UNIT NO. 1, IATAN, MO, RADIANT REHEAT BOILER TUBE METAL IDENTIFICATION	  	TX-495-522	  	18-Jun-80	  	BWPGG
				
	LOGICAL MACHINE	  	TX-2-165-288	  	2-Oct-87	  	BWPGG
				
	MAINTENANCE TRAINING MANUAL, MPS GEARBOX FOR ESTAL HOOGOVENS BV, IJMUIDEN, HOLLAND	  	TX-1-105-704	  	21-Apr-83	  	BWPGG
				
	MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRGINIA	  	VA-104-280	  	16-Jul-82	  	BWPGG
				
	MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, BABCOCK & WILCOX STIRLING POWER BOILER	  	VA-116-842	  	6-Dec-82	  	BWPGG
				
	MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN, FLUE GAS SCRUBBER SYSTEM	  	VA-116-846	  	6-Dec-82	  	BWPGG
				
	MIRROR ALL-METAL REFLECTIVE INSULATION VALVE AND FLANGE COVERS, BROCHURE NO. A952-3006	  	TX-582-823	  	14-Nov-80	  	BWPGG
				
	MODULAR POWER PLANT LAYOUT	  	VA-1-853-709	  	13-Dec-12	  	MPWR
				
	MONONGAHELA POWER COMPANY, WEST PENN POWER COMPANY, THE POTOMAC EDISON CO., FORT MARTIN UNIT NO. 2, MONONGAHELA, W. VA. B&W UNIVERSAL PRESSURE BOILER	  	TX-504-141	  	3-Jul-80	  	BWPGG
				
	MPS PULVERIZER	  	TX-504-140	  	3-Jul-80	  	BWPGG
				
	NEBRASKA PUBLIC POWER DISTRICT, GERALD GENTLEMAN STATION, UNIT NO. 2, SUTHERLAND, NEBRASKA, BABCOCK & WILCOX RADIANT REHEAT BOILER	  	TX-660-219	  	26-Mar-81	  	BWPGG
				
	NETWORK PLOTTING SYSTEM	  	TX-76-124	  	28-Jul-78	  	BWPGG
				
	NORTHERN INDIANA PUBLIC SERVICE COMPANY, ROLLIN M. SCHAHFER GENERATING STATION, UNIT NO. 14, WHEATFIELD, INDIANA, B&W UNIVERSAL PRESSURE BOILER	  	VA-116-845	  	6-Dec-82	  	BWPGG
				
	OHIO EDISON COMPANY, THE, W.H. SAMMIS PLANT, UNIT NO. 5, STRATTON, OHIO	  	VA-198-894	  	19-Aug-85	  	BWPGG
				
	OIL & GAS FIRED BOILER, OPERATIONS AND MAINTENANCE GUIDE	  	TX-1-255-647	  	17-Oct-83	  	BWPGG

  
 Page 5 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	OPERATING INSTRUCTIONS FOR THE AET MODELS 204B AND 204G MINIATURE BATTERY-POWERED ACOUSTIC EMISSIONS SYSTEMS	  	TX4-658-979	  	4-Nov-97	  	BWPGG
				
	OPERATOR TRAINING MANUAL CAJUN ELECTRIC POWER COOPERATIVE, INC. NEW ROADS, LOUISIANA	  	TX-505-639	  	7-Jul-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL EL PULVERIZER MAINTENANCE MANUAL	  	TX-505-640	  	7-Jul-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR APPLETON PAPERS, INCORPORATED, ROARING SPRINGS, PENNSYLVANIA	  	TX-1-105-703	  	21-Apr-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR ASSOCIATED ELECTRIC COOPERATIVE, MOBERLY, MISSOURI	  	TX2-126-700	  	24-Jul-87	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR AUGUSTA NEWSPRINT COMPANY, NIXON, GEORGIA	  	TX-1-105-705	  	21-Apr-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR B.F.GOODRICH CHEMICAL COMPANY, LOUISVILLE, KENTUCKY	  	TX-787-881	  	22-Oct-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR BLACK & VEATCH CONSULTING ENGINEERS	  	TX-868-573	  	12-Mar-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR BOWATER CAROLINA COMPANY, CATAWBA, SOUTH CAROLINA	  	TX-868-571	  	12-Mar-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CAJUN ELECTRIC POWER COOPERATIVE, INC., NEW ROADS, LA	  	TX-1-024-037	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CARGILL INCORPORATED, CEDAR RAPIDS PLANT, CEDAR RAPIDS, IOWA	  	TX-433-699	  	4-Mar-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CARGILL INCORPORATED, DAYTON, OHIO	  	TX-584-419	  	18-Nov-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CENTRAL ILLINOIS PUBLIC SERVICE COMPANY, UNITS 1 AND 2, COFFEEN, ILLINOIS	  	TX-1-208-776	  	17-Oct-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CITY OF AMES ELECTRIC AMES, IOWA	  	TX-787-882	  	22-Oct-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CITY OF GRAND HAVEN, BOARD OF POWER & LIGHT, GRAND HAVEN, MICHIGAN	  	TX-1-105-706	  	21-Apr-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR CONSUMERS POWER COMPANY, WEST OLIVE, MICHIGAN	  	TX-2-121-500	  	24-Jul-87	  	BWPGG

  
 Page 6 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	OPERATOR TRAINING MANUAL FOR CRA, INC., KANSAS CITY, MISSOURI	  	TX-685-278	  	8-May-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT, CHINA TOWNSHIP, MICHIGAN	  	TX-1-267-004	  	16-Jan-84	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR E.I. DUPONT DE NEMOURS & CO., FLORENCE, SOUTH CAROLINA	  	TX-1-024-039	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR FLORIDA POWER CORPORATION, UNIT NO. 4, CRYSTAL RIVER, FLORIDA	  	TX-1-147-400	  	6-Jul-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR GILMAN PAPER COMPANY, ST. MARYS, GEORGIA	  	TX-1-023-949	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR GREENWOOD MILLS, INC., ORANGEBURG, SOUTH CAROLINA	  	TX-713-291	  	19-Jun-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR GULF STATES UTILITIES COMPANY, BEAUMONT, TEXAS	  	TX1-024-035	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR ILLINOIS POWER COMPANY, BALDWIN POWER STATION, BALDWIN, ILLINOIS	  	TX-879-662	  	29-Mar-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA	  	TX-685-277	  	8-May-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR INTERNATIONAL PAPER COMPANY, MANSFIELD, LOUISIANA (STERLING POWER BOILER)	  	TX-713-290	  	19-Jun-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR JACKSONVILLE ELECTRIC AUTHORITY, NORTHSIDE GENERATING STATION, JACKSONVILLE, FL.	  	TX-587-160	  	24-Nov-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR KOREA ELECTRIC COMPANY, GOJEONG POWER PLANT, SEOUL, KOREA	  	TX-1-024-036	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR MERCK & CO., INC., STONEWALL PLANT, ELKTON, VIRIGINA	  	TX-868-572	  	12-Mar-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR MICHIGAN SOUTH CENTRAL POWER AGENCY, LITCHFIELD, MICHIGAN	  	TX-905-504	  	14-May-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR NEBRASKA PUBLIC POWER DISTRICT, GERALD GENTLEMAN STATION, SUTHERLAND, NEBRASKA	  	TX-660-248	  	26-Mar-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR OIL & GAS FIRED UTILITY BOILERS	  	TX-1-208-774	  	17-Oct-83	  	BWPGG

  
 Page 7 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	OPERATOR TRAINING MANUAL FOR PACKAGING CORPORATION OF AMERICA, FILER CITY, MICHIGAN	  	TX-1-145-818	  	5-Jul-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA	  	TX-1-024-034	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR PENNTECH PAPERS, INC., JOHNSONBURG, PENNSYLVANIA	  	TX-1-145-817	  	5-Jul-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR PUBLIC SERVICE OF NEW HAMPSHIRE MANCHESTER, NEW HAMPSHIRE	  	TX-827-483	  	7-Jan-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR REPUBLIC STEEL CORPORATION, WARREN, OHIO	  	TX-905-506	  	14-May-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR SUNFLOWER ELECTRIC COOPERATIVE, GARDEN CITY, KANSAS	  	TX-1-145-816	  	5-Jul-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR TENNECO OIL COMPANY, SWEETWATER COUNTY, WYOMING	  	TX-660-247	  	26-Mar-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR THE ALABAMA POWER COMPANY, MILLER STEAM PLANT, UNIT NO. 2, WEST JEFFERSON, ALABAMA	  	TX-1-267-006	  	16-Jan-84	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR THE FM PACKAGE BOILER	  	TX-1-208-775	  	17-Oct-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION OREGON, OHIO	  	TX-1-145-815	  	5-Jul-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR TOLEDO EDISON COMPANY BAYSHORE STATION TOLEDO, OHIO	  	TX-1-024-038	  	6-Dec-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR UNIVERSITY OF NORTHERN IOWA, CEDAR FALLS, IOWA	  	TX-433-231	  	14-Mar-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR UTAH POWER & LIGHT COMPANY HUNTER STATION UNITS 3&4 CASTLE DALE, UTAH	  	TX-1-105-698	  	21-Apr-83	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA	  	TX-2-121-504	  	24-Jul-87	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR WESTERN KRAFT PAPER GROUP	  	TX-685-276	  	8-May-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL FOR WISCONSIN POWER & LIGHT EDGEWATER GENERATING STATION, SHEBOYGAN, WISCONSIN	  	TX-1-208-683	  	17-Oct-83	  	BWPGG

  
 Page 8 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND	  	TX-504-105	  	3-Jul-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL, BALTIMORE GAS & ELECTRIC COMPANY, BALTIMORE, MARYLAND	  	TX-502-894	  	2-Jul-80	  	BWPGG
				
	OPERATOR TRAINING MANUAL, CITY OF LAKELAND, FL.	  	TX-787-883	  	22-Oct-81	  	BWPGG
				
	OPERATOR TRAINING MANUAL, IOWA-ILLINOIS GAS & ELECTRIC COMPANY, LOUISA GENERATING STATION MUSCATINE, IOWA	  	TX-827-334	  	6-Jan-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL, PUBLIC SERVICE CO. OF NEW MEXICO UNITS 3&4 SAN JUAN STATION WATERFLOW, NM	  	TX-827-335	  	6-Jan-82	  	BWPGG
				
	OPERATOR TRAINING MANUAL, SAN MIGUEL ELECTRIC COOPERATIVE, SAN MIGUEL PLANT, CHRISTINE, TEXAS	  	TX-543-600	  	7-Jul-80	  	BWPGG
				
	PACKAGING CORPORATION OF AMERICA FILER CITY, MICHIGAN	  	VA-122-780	  	28-Mar-83	  	BWPGG
				
	PCFAD	  	TX-2-831-081	  	8-May-90	  	MTI
				
	PCPOWER	  	TX-2-098-911	  	26-Jun-87	  	MTI
				
	PCPOWER	  	TX-2-140-588	  	26-Aug-87	  	MTI
				
	PCPOWER	  	TX-2-190-950	  	27-Nov-87	  	MTI
				
	PDD-1000 PARTIAL DISCHARGE DETECTOR OPERATOR’S GUIDE	  	TX4-658-842	  	4-Nov-97	  	BWPGG
				
	PENNSYLVANIA ELECTRIC COMPANY, NEW YORK ELECTRIC AND GAS COMPANY, HOMER CITY STATION UNIT NO. 3, HOMER CITY, PA	  	TX-467-228	  	5-Mar-80	  	BWPGG
				
	PENNTECH PAPERS, INC., UNITS 81&82, JOHNSONBURG, PENNSYLVANIA	  	VA-122-775	  	28-Mar-83	  	BWPGG
				
	PERSONAL COMPUTER CONTROL PROGRAM PC/CP	  	TX-2-147-035	  	2-Sep-87	  	MTI
				
	pH AND CONDUCTIVITY SOLVER	  	TXU-387-279	  	23-Aug-89	  	MTI

  
 Page 9 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	PLATE LAMINATE	  	TXU-496-596	  	14-Jun-91	  	MTI
				
	PORTABLE ALL ACOUSTIC LEAK LOCATOR MODEL LD-180P OPERATING MANUAL	  	TX4-660-370	  	4-Nov-97	  	BWPGG
				
	POTOMAC ELECTRIC POWER COMPANY GENERATING STATION “E”- UNITS NO. 1 AND 2 CHALK POINT, MARYLAND	  	VA-122-778	  	28-Mar-83	  	BWPGG
				
	POWER PLANT LAYOUT	  	VA-1-853-707	  	13-Dec-12	  	MPWR
				
	PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN JUAN STATION, UNIT NOS. 3&4, WATERFLOW, NEW MEXICO	  	VA-198-897	  	19-Aug-85	  	BWPGG
				
	PUBLIC SERVICE COMPANY OF NEW MEXICO, SAN JUAN, UNIT NOS. 3&4, WATERLFOW, NEW MEXICO	  	VA-93-350	  	22-Oct-81	  	BWPGG
				
	QUEENSLAND NICKEL PTY., LTD. YABULU, QUEENSLAND, AUSTRALIA (TECHNICAL DRAWING)	  	VA-104-281	  	16-Jul-82	  	BWPGG
				
	REENGINEERING EXECUTIVE PRESENTATION	  	Txu-812-355	  	14-Aug-97	  	MII
				
	REENGINEERING WORKSHOP	  	TXU-666-137	  	27-Dec-94	  	MII
				
	REENGINEERING WORKSHOP INSTRUCTOR MANUAL	  	TXU-827-210	  	13-Aug-97	  	MII
				
	REPUBLIC STEEL CORPORATION, MAHONING VALLEY PLANT, WARREN, OHIO	  	VA-104-470	  	14-May-82	  	BWPGG
				
	ROBOTIC AUTOMATIC PART PROGRAMMING GENERATOR	  	TXU-275-972	  	16-Mar-87	  	BWX
				
	ROUTE SHEET GENERATIVE PROGRAM	  	 CANADIAN

409561
	  	7-Oct-91	  	BWIL
				
	SAN MIGUEL ELECTRIC POWER COOPERATIVE, INC., SAN MIGUEL PLANT, UNIT NO. 1, CHRISTINE, TEXAS B&W RADIANT REHEAT BOILER	  	TX-495-613	  	18-Jun-80	  	BWPGG
				
	SECONDARY AIR HEATER, DETROIT EDISON COMPANY, BELLE RIVER POWER PLANT	  	VA-154-188	  	3-May-84	  	BWPGG
				
	SEPARATING NUCLEAR FACT FROM FICTION A HANDBOOK ON RADIOACTIVITY	  	TX-3-403-776	  	23-Sep-92	  	BWX

  
 Page 10 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	SIERRA PACIFIC POWER COMPANY, NORTH VALMY STATION, UNIT NO. 1, VALMY, NEVADA B&W RADIANT REHEAT BOILER	  	VA-116-844	  	6-Dec-82	  	BWPGG
				
	SO2 REMOVAL PROJECT FOR ARIZONA PUBLIC SERVICE COMPANY FOUR CORNERS UNITS 4&5 FRUITLAND, NEW MEXICO	  	TX-1-267-003	  	16-Jan-84	  	BWPGG
				
	SOFTWARE DEVELOPMENT GUIDELINES	  	TX-2-327-698	  	8-Jun-88	  	MTI
				
	STANDARD PRACTICE MANUAL	  	TXU-292-232	  	17-Aug-87	  	MTI
				
	STEAM ITS GENERATION AND USE	  	TX-6-468-898	  	11-Aug-06	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	TX3-820-289	  	8-Mar-94	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	TX-36-602	  	13-May-78	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	A-693057	  	1-Dec-75	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	A-638308	  	25-Jul-63	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	AA-447247	  	3-Jun-60	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	AA-406366	  	20-Jul-59	  	B&W
				
	STEAM, ITS GENERATION AND USE	  	AA-214504	  	20-Dec-55	  	B&W
				
	SWAGE DRAW EXPERT SYSTEM	  	TXU-617-134	  	28-Feb-94	  	BWPGG
				
	TECHNICAL PROPOSAL TO JACKSONVILLE ELECTRIC AUTHORITY (PURCHASER) FOR REHEATER PURCHASE AT NORTHSIDE UNIT NO. 1 (ORIGINAL UP-34)	  	TX2-380-986	  	18-Aug-88	  	BWPGG
				
	TEXAS UTILITIES SERVICES, INC. MONTICELLO STEAM ELECTRIC STATION UNIT NO. 3, MT. PLEASANT, TEXAS BABCOCK & WILCOX UNIVERSAL PRESSURE BOILER	  	TX-660-218	  	26-Mar-81	  	BWPGG
				
	THERMAC	  	TX-2-098-910	  	26-Jun-87	  	BWX

  
 Page 11 of 12 

					
		 	THE BABCOCK WILCOX COMPANY	 	Updated: 6/23/2014
		 	COPYRIGHTS	 	

  

							
	 Copyright Title
	  	 Reg. No.
	  	 Reg. Date
	  	 Company

				
	THERMAC	  	TX-2-140-587	  	26-Aug-87	  	BWX
				
	THRUST1 SOFTWARE	  	TXU-494-084	  	22-Oct-91	  	BWX
				
	TUBE METAL IDENTIFICATION, INTERMOUNTAIN POWER PROJECT, UNIT NO. 1, LYNNDYL, UTAH	  	VA-145-241	  	9-Jan-84	  	BWPGG
				
	TUBE METAL IDENTIFICATION, NORTHERN INDIANA PUBLIC SERVICE COMPANY, ROLLIN M. SCHAHFER GENERATING STATION, UNIT NO. 14 WHEATFIELD, ILLINOIS	  	VA-137-557	  	17-Oct-83	  	BWPGG
				
	TUBE METAL IDENTIFICATION, THE CLEVELAND ELECTRIC ILLUMINATING COMPANY, AVON LAKE PLANT – UNIT NO. 9, AVON LAKE, OHIO	  	VA-198-550	  	16-Aug-85	  	BWPGG
				
	TUBE METAL IDENTIFICATION, THE DETROIT EDISON COMPANY BELLE RIVER PLANT, UNIT NOS. 1 & 2 ST. CLAIR, MICHIGAN	  	VA-145-243	  	9-Jan-84	  	BWPGG
				
	TUBE METAL IDENTIFICATION, WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5 SHEBOYGAN, WISCONSIN	  	VA-122-774	  	28-Mar-83	  	BWPGG
				
	UNIVERSITY OF NORTHERN IOWA PLANT NO. 2, UNIT NO. 3 CEDAR FALLS, IOWA	  	TX-467-229	  	5-Mar-80	  	BWPGG
				
	USEFUL TABLES	  	TX-35-729	  	9-May-78	  	BWPGG
				
	UTAH POWER & LIGHT, HUNTER STATION, UNITS NO. 3 & 4, CASTLEDALE, UTAH	  	VA-122-773	  	28-Mar-83	  	BWPGG
				
	UTILITY MAINTENANCE GUIDE FOR WESTERN FARMERS ELECTRIC COOPERATIVE, FT. TOWSON, OKLAHOMA	  	TX2-122-729	  	24-Jul-87	  	BWPGG
				
	VELOCITY PROGRAM	  	TXU-368-497	  	25-May-89	  	BWX
				
	WASTE TECHNOLOGY SERVICES	  	TX-2-042-655	  	6-Apr-87	  	BWX
				
	WESTERN FARMERS ELECTRIC COOPERATIVE, HUGO PLANT – UNIT NO. 1, HUGO, OKLAHOMA, BABCOCK & WILCOX RADIANT REHEAT BOILER	  	TX-741-298	  	22-Jun-81	  	BWPGG
				
	WISCONSIN POWER & LIGHT COMPANY, EDGEWATER GENERATING STATION, UNIT NO. 5, SHEBOYGAN, WISCONSIN	  	VA-122-779	  	28-Mar-83	  	BWPGG

  
 Page 12 of 12 

 Registered Copyrights: 
  

	1)	Enkel automatic splicer SE 

 Registration Number / Date: VA0001277899 / 2004-10-21 

Title: Enkel automatic splicer SE. 
 Copyright Claimant: Megtec
Systems, Inc. 
 Date of Creation: 1998 
  

	2)	Enkel autoweb 

 Registration Number / Date: VA0001277898 / 2004-10-21 

Title: Enkel autoweb. 
 Copyright Claimant: Megtec Systems, Inc.

 Date of Creation: 1997 
  

	3)	Enkel web guides  

 Registration Number / Date: VA0001277900 / 2004-10-21 

Title: Enkel web guides. 
 Copyright Claimant: Megtec Systems,
Inc. 
 Date of Creation: 1997 

 Exhibit B 

Patents 
 [See Attached.]

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 0357C
	  	 OPEN BEAM SOOT BLOWER

									
	01	  	Granted	  	12-May-1995	  	08/440317	  		  		  	27-Aug-1996	  	5549079	  	Diamond Power International, Inc.
		
	 0373
	  	 RETRACTABLE CHEMICAL INJECTION SYSTEM

									
		  	Granted	  	27-Jan-1995	  	08/379974	  		  		  	17-Dec-1996	  	5585072	  	Diamond Power International, Inc.
		
	 0374
	  	 PARAMETER SENSING SOOTBLOWER

									
		  	Granted	  	03-Apr-1997	  	08/832309	  		  		  	13-Jul-1999	  	5920951	  	Diamond Power International, Inc.
		
	 4029
	  	 LA MONT CYCLE FEEDWATER ARRANGEMENT

									
		  	Pending	  	13-Jun-1974	  	05/479076	  		  		  		  		  	McDermott Technology, Inc.
		
	 5220
	  	 HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

									
		  	Granted	  	08-Sep-1994	  	08/303311	  		  		  	21-Jan-1997	  	5595713	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5311
	  	 BENEFICIATION OF DRY SCRUBBER PRODUCT

									
		  	Granted	  	08-Feb-1993	  	08/015956	  		  		  	07-Jun-1994	  	5318227	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5313
	  	 COST REDUCTION OF WET FGD SYSTEMS WITH A TRAY

									
		  	Granted	  	27-Jan-1993	  	08/009698	  		  		  	25-Jan-1994	  	5281402	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5315
	  	 ASYMMETRIC PULVERIZER TIRE

									
		  	Granted	  	16-Mar-1993	  	08/033694	  		  		  	13-Sep-1994	  	5346148	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5323
	  	 CHEMICAL CONVERSION PLUG TO ACHIEVE GAS TIGHTNESS

									
		  	Granted	  	03-May-1993	  	08/055097	  		  		  	21-Dec-1993	  	5271550	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5324
	  	 FGD PERFORMANCE ENHANCEMENT BY HYDROCLONE AND RECYCLING STEPS

									
		  	Granted	  	08-Mar-1993	  	08/028895	  		  		  	03-May-1994	  	5308509	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5325
	  	 COMBINED COMBUSTION & STEAM TURBINE POWER PLANT

									
		  	Granted	  	25-Jan-1993	  	08/008023	  		  		  	27-Dec-1994	  	5375410	  	Babcock & Wilcox Power Generation Group, Inc. Westinghouse
		
	 5336
	  	 CIRCULATING FLUIDIZED BED REACTOR WITH INTERNAL PRIMARY PARTICLE SEPARATION AND RETURN

									
		  	Granted	  	25-Mar-1993	  	08/037986	  		  		  	06-Sep-1994	  	5343830	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5342
	  	 HIGH EFFICIENCY ADVANCED DRY SCRUBBER

									
		  	Granted	  	23-Jun-1993	  	08/081765	  		  		  	11-Oct-1994	  	5354364	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5343
	  	GAS LANE BARRIERS BETWEEN MODULES OF HEAT RECOVERY STEAM GENERATORS
									
		  	Granted	  	02-Apr-1993	  	08/042328	  		  		  	01-Nov-1994	  	5359823	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 1 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5344
	  	 INTEGRAL SHIPPING TRUSS ASSEMBLY FOR HEAT RECOVERY STEAM GENERATOR MODULES

									
		  	Granted	  	07-Apr-1993	  	08/044992	  		  		  	06-Dec-1994	  	5370239	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5352
	  	 METHOD OF REAGENT AND OXIDATION AIR DELIVERY

									
		  	Granted	  	16-Aug-1993	  	08/107387	  		  		  	19-Mar-1996	  	5500196	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5353
	  	 DRY SCRUBBER WITH CONDENSING HEAT EXCHANGER FOR CYCLE EFFICIENCY IMPROVEMENT

									
		  	Granted	  	10-Aug-1993	  	08/104974	  		  		  	23-Aug-1994	  	5339755	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5363
	  	 COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS

									
		  	Granted	  	15-Jun-1993	  	08/076994	  		  		  	10-Jan-1995	  	5380499	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5367
	  	 METHOD AND APPARATUS FOR CONTROLLING THE BED TEMPERATURE IN A CIRCULATING FLUIDIZED BED REACTOR

									
		  	Granted	  	18-Feb-1994	  	08/198694	  		  		  	15-Nov-1994	  	5363812	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5391
	  	 BALL AND SOCKET FLOATING SEAL ASSEMBLY

									
		  	Granted	  	27-Aug-1993	  	08/113026	  		  		  	15-Feb-1994	  	5286063	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5409
	  	 CLEANING METHOD FOR PULVERIZED COAL INJECTION SYSTEM EQUIPMENT USING COKE BREEZE

									
		  	Granted	  	07-Mar-1994	  	08/206990	  		  		  	05-Sep-1995	  	5447571	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5410
	  	 NON-BAFFLED LOW PRESSURE DROP VACUUM COOLED INSERTED SMELT SPOUT

									
		  	Granted	  	28-Oct-1993	  	08/144921	  		  		  	01-Aug-1995	  	5437768	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5417
	  	 GAS-GAS HEATER PROTECTION SYSTEM AND METHOD

									
		  	Granted	  	02-Dec-1993	  	08/161107	  		  		  	23-Apr-1996	  	5509461	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5419
	  	 CONDENSING HEAT EXCHANGER SCRUBBING SYSTEM

									
		  	Granted	  	02-Dec-1993	  	08/161109	  		  		  	29-Nov-1994	  	5368096	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5432
	  	 REMOTE TONE BURST ELECTROMAGNETIC ACOUSTIC TRANSDUCER PULSER

									
		  	Granted	  	15-Feb-1994	  	08/196662	  		  		  	20-Jun-1995	  	5426388	  	McDermott Technology, Inc.
		
	 5433
	  	 REMOTE PREAMPLIFIER AND IMPEDANCE MATCHING CIRCUIT FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER

									
		  	Granted	  	15-Feb-1994	  	08/196661	  		  		  	30-Apr-1996	  	5511424	  	McDermott Technology, Inc.
		
	 5443
	  	 ELECTROSTATIC SHIELD FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER NOISE REJECTION

									
		  	Granted	  	31-May-1994	  	08/251542	  		  		  	25-Jul-1995	  	5436873	  	McDermott Technology, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 2 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5444
	  	 DIODE EXPANDER FOR ELECTROMAGNETIC ACOUSTIC TRANSDUCER ELECTRONICS

									
		  	Granted	  	08-Jul-1994	  	08/272897	  		  		  	12-Sep-1995	  	5449958	  	McDermott Technology, Inc.
		
	 5476
	  	 USE OF SINGLE-LEAD AND MULTI-LEAD RIBBED TUBING FOR SLIDING PRESSURE ONCE-THROUGH BOILERS

									
		  	Granted	  	25-May-1994	  	08/249183	  		  		  	21-Feb-1995	  	5390631	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5477
	  	 METHOD AND SYSTEM FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

									
		  	Granted	  	29-Apr-1994	  	08/235597	  		  		  	07-Nov-2000	  	6143263	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5482
	  	 WET SCRUBBER INLET AWNING WITH LOW PRESSURE DROP

									
		  	Granted	  	02-May-1994	  	08/236617	  		  		  	04-Apr-1995	  	5403523	  	The Babcock & Wilcox Company
		
	 5496
	  	 METHOD OF CONVERT A DOUBLE-LOOP FLUE GAS DESULFURIZATION TO A SINGLE-LOOP SYSTEM

									
		  	Granted	  	11-May-1994	  	08/241266	  		  		  	19-Sep-1995	  	5451250	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5506
	  	 COMBINED HEAT EXCHANGER AND AMMONIA INJECTION PROCESS (CHEAP)

									
		  	Granted	  	27-May-1994	  	08/250187	  		  		  	01-Aug-1995	  	5437851	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5509
	  	 METHOD FOR INJECTING NOx INHIBITING LIQUID REAGENT INTO THE FLUE GAS OF A BOILER IN RESPONSE TO A SENSED TEMPERATURE

									
		  	Granted	  	28-Jun-1994	  	08/266809	  		  		  	20-Feb-2001	  	6190628	  	Diamond Power International, Inc.
		
	 5519
	  	 SEGMENTED HEAT EXCHANGER FLUE GAS TREATMENT

									
		  	Granted	  	05-Jul-1994	  	08/270705	  		  		  	09-Jul-1996	  	5534230	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5521
	  	 BOILER BANK SURFACE TEMPERATURE PROFILER

									
		  	Granted	  	25-Jul-1994	  	279736	  		  		  	01-Apr-1997	  	5615953	  	Diamond Power International, Inc.
		
	 5527
	  	 REGENERABLE MAGNESIUM DRY SCRUBBING

									
		  	Granted	  	21-Jun-1994	  	08/263120	  		  		  	08-Aug-1995	  	5439658	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5528
	  	 EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, SINGLE EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE WEAR

									
		  	Granted	  	06-Jul-1994	  	08/271336	  		  		  	06-Aug-1996	  	5542609	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5530
	  	 EXTENDED WEAR LIFE LOW PRESSURE DROP, RIGHT ANGLE, MULTI EXIT ORIFICE DUAL-FLUID ATOMIZER WITH REPLACEABLE WEAR

									
		  	Granted	  	06-Jul-1994	  	08/271293	  		  		  	14-May-1996	  	5516046	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5531
	  	 COMBINED COMBUSTION AND STEAM TURBINE POWER PLANT

									
		  	Granted	  	04-May-1994	  	08/237735	  		  		  	22-Aug-1995	  	5442908	  	Babcock & Wilcox Power Generation Group, Inc. Westinghouse

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 3 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5539
	  	 DISTRIBUTION CONE FOR PULVERIZED COAL BURNERS

									
		  	Granted	  	02-Nov-1994	  	08/333394	  		  		  	18-Jun-1996	  	5526758	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5540
	  	 CATALYST OUTAGE PROTECTION SYSTEM

									
		  	Granted	  	20-Jan-1995	  	08/375884	  		  		  	08-Apr-1997	  	5618499	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5543
	  	 ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

									
		  	Granted	  	12-Sep-1994	  	08/304741	  		  		  	22-Oct-1996	  	5567215	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5554
	  	 VERTICAL ARRANGEMENT FLUIDIZED/NON-FLUIDIZED BED CLASSIFIER COOLER

									
		  	Granted	  	07-Oct-1994	  	08/320077	  		  		  	18-Jun-1996	  	5526938	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5580
	  	 METHOD OF REAGENT AND OXIDATION AIR DELIVERY

									
		  	Granted	  	19-Dec-1994	  	08/359147	  		  		  	28-May-1996	  	5520897	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5597
	  	 MEDICAL ISOTOPE PRODUCTION REACTOR

									
		  	Granted	  	10-Nov-1994	  	08/339264	  		  		  	21-Jan-1997	  	5596611	  	BWX Technologies, Inc.
		
	 5599
	  	 FLUE GAS CONDITIONING FOR THE REMOVAL OF ACID GASES, AIR TOXICS AND TRACE METALS

									
		  	Granted	  	22-Nov-1994	  	08/343285	  		  		  	04-Feb-1997	  	5599508	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5601
	  	 STACKED INTERSPACIAL SPRAY HEADER FOR FGD WET SCRUBBER

									
		  	Granted	  	10-Feb-1995	  	08/386834	  		  		  	15-Apr-1997	  	5620144	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5627
	  	 FLUE GAS DESULFURIZATION METHOD AND APPARATUS

									
		  	Granted	  	08-Mar-1996	  	08/611605	  		  		  	18-Aug-1998	  	5795548	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5628
	  	 IMPROVED SOX NOX AND PARTICULATE REMOVAL SYSTEM

									
		  	Granted	  	27-Feb-1995	  	08/394980	  		  		  	30-Jul-1996	  	5540897	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5637
	  	 BURNER PATTERN TO MINIMIZE SIDEWALL CORROSION POTENTIAL

									
		  	Granted	  	02-May-1995	  	08/433635	  		  		  	09-Apr-1996	  	5505146	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5643
	  	 DIFFUSER FOR COAL NOZZLE BURNER

									
		  	Granted	  	23-May-1995	  	08/448206	  		  		  	31-Dec-1996	  	5588380	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5654
	  	 METHOD FOR SO2 AND SO3 CONTROL BY DRY SORBENT/REAGENT INJECTION AND WET SCRUBBING

									
		  	Granted	  	23-May-1995	  	08/448060	  		  		  	16-Oct-2001	  	6303083	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5668
	  	 EMAT WITH INTEGRAL ELECTROSTATIC SHIELD

									
		  	Granted	  	18-Jul-1995	  	08/503777	  		  		  	04-Mar-1997	  	5608691	  	McDermott Technology, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 4 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5669
	  	 METHOD AND APPARATUS FOR WELD JOINING PIPE SECTIONS

									
		  	Granted	  	26-Sep-1995	  	08/533896	  		  		  	29-Apr-1997	  	5624067	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5673
	  	 ENHANCED HEAT EXCHANGER FLUE GAS TREATMENT USING STEAM INJECTION

									
		  	Granted	  	02-Jun-1995	  	08/459592	  		  		  	04-Feb-1997	  	5599382	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5682
	  	 ONCE-THROUGH STEAM GENERATOR FURNACE OUTLET FLUID MIX TO MINIMIZE THE NUMBER OF HEADERS AND RISER MATERIALS

									
		  	Granted	  	13-Feb-1996	  	08/600616	  		  		  	23-Sep-1997	  	5669333	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5708
	  	 FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM ENHANCE

									
		  	Granted	  	01-Dec-1995	  	08/566381	  		  		  	11-Aug-1998	  	5792238	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5711
	  	 DETECTION OF CORROSION FATIGUE CRACKS IN MEMBRANE BOILER TUBES

									
		  	Granted	  	03-Aug-1995	  	08/511049	  		  		  	18-Jun-1996	  	5526691	  	McDermott Technology, Inc.
		
	 5712
	  	 LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

									
		  	Granted	  	29-Sep-1995	  	08/536866	  		  		  	29-Jul-1997	  	5651948	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5720
	  	 CORNER FOILS FOR HYDRAULIC MEASUREMENT

									
		  	Granted	  	18-Jan-1996	  	08/588495	  		  		  	18-Nov-1997	  	5687768	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5726
	  	 ENERGY ABSORBING TUBE SUPPORT FOR FURNACE

									
		  	Granted	  	11-Jan-1996	  	08/585220	  		  		  	02-Dec-1997	  	5692457	  	Babcock & Wilcox Power Generation Group, Inc.
									
	R	  	Granted	  	30-Nov-1999	  	09/453602	  		  		  	29-May-2001	  	RE37192	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5729
	  	 BLACK LIQUOR GASIFIER

									
		  	Granted	  	02-Nov-1995	  	548798	  		  		  	03-Jun-1997	  	5634950	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5731
	  	 INLET AWNING FOR HIGH VELOCITY ABSORBERS

									
		  	Granted	  	16-Jan-1996	  	08/587180	  		  		  	12-Aug-1997	  	5656046	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5733
	  	 MIST ELIMINATION/AIR TOXIC CONTROL IN A WET SCRUBBER USING A CONDENSING HEAT EXCHANGER

									
		  	Granted	  	01-Dec-1995	  	08/566192	  		  		  	14-Aug-2001	  	6273940	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5734
	  	 APPARATUS FOR THE INJECTION, DISTRIBUTION AND DISPERSION OF SORBENT IN A UTILITY BOILER FURNACE

									
		  	Granted	  	30-Jan-1996	  	08/594052	  		  		  	11-Nov-1997	  	5685243	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5748
	  	 KEY ADVANCED LINEAR KINETIC ABSORBER SYSTEM PARTICULATE ARRESTING DEVICE

									
		  	Granted	  	13-Feb-1996	  	08/600708	  		  		  	14-Oct-1997	  	5676715	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 5 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5759
	  	 HYDROGEN PEROXIDE FOR FLUE GAS DESULFURIZATION

									
		  	Granted	  	15-May-1996	  	08/648261	  		  		  	07-Oct-1997	  	5674459	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5761
	  	 METHOD OF MAKING CONTINUOUS CERAMIC FIBER COMPOSITE HOT GAS FILTER

									
		  	Granted	  	23-Jan-1997	  	08/788717	  		  		  	02-Mar-1999	  	5876537	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5792
	  	 METHOD AND APPARATUS TO REGULATE A VOLTAGE CONTROLLER

									
		  	Granted	  	11-Jan-1996	  	08/584195	  		  		  	18-Nov-1997	  	5689177	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5795
	  	 ACTIVATED CARBON FLUE GAS DESULFURIZATION SYSTEMS FOR MERCURY REMOVAL

									
		  	Granted	  	22-Apr-1996	  	08/635532	  		  		  	30-Sep-1997	  	5672323	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5798
	  	 DRAINABLE DISCHARGE PAN FOR IMPACT TYPE PARTICLE SEPARATOR

									
		  	Granted	  	17-Jun-1996	  	08/664755	  		  		  	01-Sep-1998	  	5799593	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5820
	  	 FLUE GAS DESULFURIZATION METHOD AND APPARATUS

									
		  	Granted	  	26-Jun-1996	  	08/669762	  		  		  	29-Sep-1998	  	5814288	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5828
	  	 FLOODING REDUCTION ON A TUBULAR HEAT EXCHANGER

									
		  	Granted	  	02-Aug-1996	  	08/691725	  		  		  	11-Aug-1998	  	5791404	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5860
	  	 LOW PRESSURE DROP, TURBULENT MIXING ZONE DRY SCRUBBER

									
		  	Granted	  	02-Oct-1996	  	08/720855	  		  		  	17-Jun-1997	  	5639430	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5862
	  	 TRAPEZOIDAL DEFLECTORS FOR HEAT EXCHANGER TUBES

									
		  	Granted	  	22-Jul-1997	  	08/898607	  		  		  	01-Sep-1998	  	5799724	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5864
	  	 CIRCULATING FLUIDIZED BED FURNACE/REACTOR WITH AN INTEGRAL SECONDARY AIR PLENUM

									
		  	Granted	  	03-Dec-1996	  	08/759885	  		  		  	17-Nov-1998	  	5836257	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5875
	  	 PULVERIZED COAL BURNER

									
		  	Granted	  	12-Nov-1996	  	08/747319	  		  		  	03-Nov-1998	  	5829369	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5882
	  	 LOW PRESSURE DROP VANES FOR BURNERS AND NOx PORTS

									
		  	Granted	  	15-Nov-1996	  	08/749883	  		  		  	09-Sep-1997	  	5664944	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5883
	  	 CAST ABRASION RESISTANT HOLLOW BALLS

									
		  	Granted	  	27-Nov-1996	  	08/757990	  		  		  	14-Oct-1997	  	5676193	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 6 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5887
	  	 FURNACE GAS PYROMETER (GASTEMP ALTERNATIVE)

									
		  	Granted	  	19-Dec-1996	  	08/770609	  		  		  	11-May-2004	  	6733173	  	Diamond Power International, Inc.
									
	D	  	Granted	  	09-Feb-2004	  	10/774565	  	12-Aug-2004	  	20040156420 A1	  	21-Feb-2006	  	7001067	  	Diamond Power International, Inc.
		
	 5894
	  	 STRAIN RELIEF MAIN SHAFT

									
		  	Granted	  	22-Jul-1997	  	08/898606	  		  		  	19-Feb-2002	  	6347758	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5895
	  	 STRAIN RELIEF MAIN SHAFT ASSEMBLY

									
		  	Granted	  	05-Jun-1997	  	08/868867	  		  		  	07-Aug-2001	  	6270026	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5898
	  	 DIESEL OR DUAL-FUEL ENGINE AND BLACK LIQUOR GASIFIER COMBINED CYCLE

									
		  	Granted	  	14-Feb-1997	  	08/801836	  		  		  	20-Apr-1999	  	5895507	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5927
	  	 FINE-PARTICULATE AND AEROSOL REMOVAL TECHNIQUE IN A CONDENSING HEAT EXCHANGER USING AN ELECTROSTATIC SYSTEM ENHANCEMENT

									
		  	Granted	  	05-Jun-1997	  	08/869335	  		  		  	08-Dec-1998	  	5846301	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5934
	  	 INTEGRATED REBURN SYSTEM FOR NOx CONTROL FROM CYCLONE-FIRED BOILERS

									
		  	Granted	  	21-Nov-1997	  	08/975725	  		  		  	09-Mar-1999	  	5878700	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5942
	  	 PRESSURE EQUALIZATION VALVE

									
		  	Granted	  	04-Aug-1997	  	08/905176	  		  		  	14-Sep-1999	  	5950677	  	Diamond Power International, Inc.
		
	 5951
	  	 RETROFIT OF A CENTER INLET TYPE SCRUBBER WITH ABSORPTION/GAS DISTRIBUTION TRAY TO IMPROVE GAS-LIQUID CONTACT IN THE ABSORPTION
ZONE

									
		  	Granted	  	13-Jan-1998	  	09/006376	  		  		  	14-Mar-2000	  	6036756	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5958
	  	 CYCLONE FURNACE FOR RETROFIT APPLICATIONS

									
		  	Granted	  	07-Nov-1997	  	08/966110	  		  		  	08-Feb-2000	  	6021724	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5968
	  	 IMPROVED INTERNAL OIL FLOW PATH FOR GEARBOX BEARINGS

									
		  	Granted	  	20-Jan-1998	  	009366	  		  		  	08-May-2001	  	6227712	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5969
	  	 LOW PRESSURE DROP INLET DESIGN TO PROMOTE GOOD GAS FLOW PATTERNS IN HIGH VELOCITY ABSORBERS

									
		  	Granted	  	11-Feb-1998	  	09/022136	  		  		  	03-Dec-2002	  	6488899	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5973
	  	 RETAINER SHIELD FOR SPLIT RING CASTINGS

									
		  	Granted	  	11-Jun-1998	  	09/096045	  		  		  	28-Dec-1999	  	6006702	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 7 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 5976
	  	 STEAM GENERATOR FOR GASIFYING COAL

									
	01	  	Granted	  	13-Jul-1998	  	09/114743	  		  		  	06-Nov-2001	  	6312482	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5977
	  	 FUME SENSOR SYSTEM AND METHODS FOR BACKGROUND NOISE SUPPRESSION

									
		  	Granted	  	11-Aug-2000	  	09/637717	  		  		  	03-Dec-2002	  	6490040	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5979
	  	 VARIABLE PRESSURE ONCE-THROUGH STEAM GENERATOR UPPER FURNACE HAVING NON-SPLIT FLOW CIRCUITRY

									
		  	Granted	  	16-Apr-1998	  	09/061480	  		  		  	10-Aug-1999	  	5934227	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5980
	  	 FURNACE FLOOR

									
	01	  	Granted	  	15-Apr-1999	  	09/292722	  		  		  	30-May-2000	  	6067944	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 5994
	  	 INTERCONNECT FOR SOLID OXIDE FUEL CELLS

									
		  	Granted	  	01-Mar-1999	  	09/259711	  		  		  	24-Jul-2001	  	6265095	  	SOFCo-EFS Holdings, LLC
		
	 5996
	  	 DETECTION OF CORROSION FATIGUE IN BOILER TUBES USING A SPIKE EMAT PULSER

									
		  	Granted	  	26-Jun-1998	  	09/105514	  		  		  	03-Oct-2000	  	6125703	  	McDermott Technology, Inc.
		
	 6003
	  	 WATER JACKETED, HIGH TEMPERATURE, BOILER, STRETCHER, ACCESS DOOR

									
		  	Granted	  	21-Jan-1999	  	09/234687	  		  		  	09-Jul-2002	  	6415724	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6006
	  	 MERCURY REMOVAL IN UTILITY WET SCRUBBER USING A CHELATING AGENT

									
		  	Granted	  	31-Mar-1999	  	09/282816	  		  		  	11-Dec-2001	  	6328939	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6012
	  	 CIRCULATING FLUIDIZED BED REACTOR WITH FLOORED INTERNAL PRIMARY PARTICLE SEPARATOR

									
		  	Granted	  	07-Dec-1998	  	09/206353	  		  		  	01-Aug-2000	  	6095095	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6013
	  	 APPARATUS FOR CONTROL OF MERCURY

									
		  	Granted	  	31-Mar-1999	  	09/282817	  		  		  	04-Sep-2001	  	6284199	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6016
	  	 ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

									
		  	Granted	  	07-Dec-1998	  	09/206465	  		  		  	16-Apr-2002	  	6372187	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6016
	  	 ALKALINE SORBENT INJECTION FOR MERCURY CONTROL

									
	C	  	Granted	  	16-Nov-2001	  	09/993230	  	01-Aug-2002	  	 20020102189
 A1
	  	04-Mar-2003	  	6528030	  	McDermott Technology, Inc.
		
	 6024
	  	 METHOD OF REDUCING NOx EMISSIONS WITH MINIMAL INCREASES IN UNBURNED CARBON AND WATERWALL CORROSION

									
		  	Granted	  	13-Sep-1999	  	09/394163	  		  		  	20-Nov-2001	  	6318277	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 8 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 6030
	  	 WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

									
		  	Granted	  	06-May-1999	  	09/305962	  		  		  	04-Apr-2000	  	6044805	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6031
	  	 EMATS FOR SPOT WELD TESTING

									
		  	Granted	  	09-Mar-1999	  	09/265436	  		  		  	26-Jun-2001	  	6250163	  	McDermott Technology, Inc.
		
	 6036
	  	 ULTRA-HIGH PARTICULATE COLLECTION OF SUB-MICRON AEROSOLS

									
		  	Granted	  	23-Apr-1999	  	09/298778	  		  		  	29-May-2001	  	6238459	  	McDermott Technology, Inc.
		
	 6050
	  	 HORIZONTAL SPIRAL TUBE BOILER CONVECTION PASS ENCLOSURE DESIGN

									
	A	  	Granted	  	16-Dec-2002	  	10/320342	  		  		  	13-Apr-2004	  	6718915	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6058
	  	 SOLAR THERMAL ROCKET

									
		  	Granted	  	01-May-2000	  	09/563046	  		  		  	05-Feb-2002	  	6343464	  	BWX Technologies, Inc.
		
	 6061
	  	 USE OF SULFIDE-CONTAINING LIQUORS FOR REMOVING MERCURY FROM FLUE GASES

									
		  	Granted	  	17-Dec-1999	  	09/464806	  		  		  	07-Jan-2003	  	6503470	  	Babcock & Wilcox Power Generation Group, Inc.
									
	C1	  	Granted	  	20-Dec-2002	  	10/324833	  	15-May-2003	  	20030091490 A1	  	02-May-2006	  	7037474	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6067
	  	 METHOD FOR PRODUCING CHROMIUM CARBIDE COATINGS

									
		  	Granted	  	02-Aug-2000	  	09/631207	  		  		  	07-Jan-2003	  	6503340	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6072
	  	 FINE SOLIDS RECYCLE IN CIRCULATING FLUIDIZED BED

									
		  	Granted	  	17-Dec-1999	  	09/464258	  		  		  	07-Aug-2001	  	6269778	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6092
	  	 DRUMLESS NATURAL CIRCULATION BOILER

									
		  	Granted	  	01-Jun-2000	  	09/585878	  		  		  	08-Jan-2002	  	6336429	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6094
	  	 SINGLE SPRAY LEVEL FOR FLUE GAS DESULFURIZATION SYSTEM WITH INTERNAL MAIN FEED HEADERS

									
		  	Granted	  	01-Oct-2001	  	09/969333	  	03-Apr-2003	  	03-0061940	  	02-Sep-2003	  	6613133	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6096
	  	 INTEGRATED AIR FOIL AND AMMONIA INJECTION GRID FOR SCR SYSTEM

									
		  	Granted	  	23-Jun-2000	  	09/602483	  		  		  	03-May-2005	  	6887435	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6098
	  	 WALL PROTECTION FROM DOWNWARD FLOWING SOLIDS

									
		  	Granted	  	06-Nov-2001	  	09/979615	  		  		  	10-Dec-2002	  	6491000	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6102
	  	 CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

									
		  	Granted	  	13-Feb-2000	  	09/503218	  		  		  	28-May-2002	  	6395237	  	Babcock & Wilcox Power Generation Group, Inc.    

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 9 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 6103
	  	 EL TYPE PULVERIZERS

									
		  	Granted	  	27-Oct-2000	  	09/698558	  		  		  	05-Apr-2005	  	6874715	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6111
	  	 COOLED TUBES ARRANGED TO FORM IMPACT TYPE PARTICLE SEPARATORS

									
		  	Granted	  	25-May-2001	  	09/865609	  	21-Feb-2002	  	20020020158 A1	  	31-Dec-2002	  	6500221	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6112
	  	 CFB IMPACT TYPE PARTICLE COLLECTION ELEMENTS ATTACHED TO COOLED SUPPORTS

									
		  	Granted	  	25-May-2001	  	09/865332	  		  		  	24-Sep-2002	  	6454824	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6117
	  	 SYSTEM FOR CONTROLLING FLUE GAS EXIT TEMPERATURE FOR OPTIMAL SCR OPERATIONS

									
		  	Granted	  	27-Feb-2002	  	10/085715	  	28-Aug-2003	  	03-0159662	  	26-Aug-2003	  	6609483	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6121
	  	 METHOD FOR CONTROLLING ELEMENTAL MERCURY EMISSIONS

									
		  	Granted	  	05-Dec-2000	  	09/730100	  	06-Jun-2002	  	20020068030 A1	  	15-Feb-2005	  	6855859	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6128
	  	 TAPERED CORROSION PROTECTION OF TUBES AT MUD DRUM LOCATION

									
		  	Granted	  	28-Sep-2000	  	09/670897	  		  		  	17-Dec-2002	  	6495268	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Granted	  	31-Oct-2002	  	10/284625	  	20-Mar-2003	  	03/0051779	  	05-Oct-2004	  	6800149	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6130
	  	 SPACER BAR WITH TUBE SLEEVE AND TAB

									
		  	Granted	  	06-Oct-2000	  	09/680725	  		  		  	14-Aug-2001	  	6273030	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6145
	  	 INTERNAL FUEL STAGING TO IMPROVE FUEL CELL PERFORMANCE

									
		  	Granted	  	18-Jul-2000	  	09/618525	  		  		  	23-Apr-2002	  	6376117	  	SOFCo-EFS Holdings, LLC
		
	 6156
	  	 FUEL CELL COLUMN HEAT EXCHANGER MATED MODULE

									
		  	Granted	  	02-Jan-1996	  	581989	  		  		  	18-Mar-1997	  	5612149	  	SOFCo-EFS Holdings, LLC
		
	 6157
	  	 FUEL CELL MODULE

									
		  	Granted	  	04-Feb-1994	  	192416	  		  		  	02-Jan-1996	  	5480738	  	SOFCo-EFS Holdings, LLC
		
	 6158
	  	 THERMALLY INTEGRATED REFORMER FOR SOLID OXIDE FUEL CELLS

									
		  	Granted	  	06-Oct-1993	  	08/133444	  		  		  	22-Nov-1994	  	5366819	  	SOFCo-EFS Holdings, LLC
		
	 6159
	  	 THERMALLY INTEGRATED HEAT EXCHANGE SYSTEM FOR SOLID OXIDE ELECTROLYTE SYSTEMS

									
		  	Granted	  	29-Sep-1993	  	128522	  		  		  	23-Aug-1994	  	5340664	  	SOFCo-EFS Holdings, LLC
		
	 6185
	  	 CFB WITH CONTROLLABLE IN-BED HEAT EXCHANGER

									
		  	Granted	  	17-Jul-2001	  	09/906993	  	23-Jan-2003	  	20030015150	  	18-Mar-2003	  	6532905	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 10 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 6207
	  	 ATTACHABLE HEAT FLUX MEASURING DEVICE

									
		  	Granted	  	27-Oct-2000	  	09/697866	  		  		  	26-Nov-2002	  	6485174	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 6217
	  	 BOILER INTERNAL FLUE GAS BY-PASS DAMPER FOR FLUE GAS TEMPERATURE CONTROL

									
		  	Granted	  	19-Dec-2001	  	10/024874	  	27-Jun-2002	  	20020079374 A1	  	15-Jun-2004	  	6748880	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7000
	  	 CIRCULATING FLUIDIZED BED REACTOR WITH SELECTIVE CATALYTIC REDUCTION

									
		  	Granted	  	07-Jan-2002	  	09/958622	  	05-Dec-2002	  	20020182122 A1	  	22-Nov-2005	  	6967005	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7004
	  	 CHANNELIZED SCR INLET FOR IMPROVED AMMONIA INJECTION AND EFFICIENT NOx CONTROL

									
		  	Granted	  	29-Jun-2001	  	09/896169	  	02-Jan-2003	  	20030003029 A1	  	14-Jun-2005	  	6905658	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7005
	  	 ARTICULATING WATER MONITOR CLEANING DEVICE

									
		  	Granted	  	26-Dec-2001	  	10/036173	  	03-Oct-2002	  	20020139402 A1	  	02-Dec-2003	  	6655397	  	Diamond Power International, Inc.
		
	 7012
	  	 SOOTBLOWER NOZZLE ASSEMBLY WITH AN IMPROVED DOWNSTREAM NOZZLE

									
		  	Granted	  	02-Jan-2002	  	10/039430	  	05-Sep-2002	  	02/0121563	  	20-Jul-2004	  	6764030	  	Diamond Power International, Inc.
		
	 7013
	  	 Sootblower mechanism providing varying lance rotational speed

									
		  	Granted	  	20-Dec-2001	  	10/029,900	  	27-Jun-2002	  	20020078982 A1	  	10-Aug-2004	  	6772775	  	Diamond Power International, Inc.
		
	 7015
	  	 SOOTBLOWER LANCE TUBE FOR DUAL CLEANING MEDIA

									
		  	Granted	  	05-Feb-2002	  	10/049303	  	06-Nov-2003	  	0205261	  	31-Aug-2004	  	6782902	  	Diamond Power International, Inc.
		
	 7020
	  	 HYDRAULIC LOADING SYSTEM FOR BALL AND RING PULVERIZERS

									
		  	Granted	  	07-Sep-2001	  	09/948823	  	13-Mar-2003	  	03/0047629	  	26-Aug-2003	  	6609669	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7022
	  	 OSCILLATING SOOTBLOWER MECHANISM

									
		  	Granted	  	19-Jul-2002	  	10/199626	  	23-Jan-2003	  	03-0015151	  	10-Jun-2003	  	6575122	  	Diamond Power International, Inc.
		
	 7025
	  	 FURNACE VIDEO CAMERA APPARATUS

									
		  	Granted	  	26-Sep-1997	  	08/938195	  		  		  	30-May-2000	  	6069652	  	Diamond Power International, Inc.
									
	A	  	Granted	  	08-Dec-1999	  	09/456638	  		  		  	29-May-2001	  	6239831	  	Diamond Power International, Inc.
									
	A1	  	Granted	  	06-Oct-2000	  	09/680578	  		  		  	17-Aug-2004	  	6778209	  	Diamond Power International, Inc.
									
	A2	  	Granted	  	10-Jan-2001	  	09/758019	  	16-Aug-2001	  	0013892	  	19-Oct-2004	  	6806900	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 11 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7029
	  	 LASER WELDED BOILER TUBE WALL PANELS

									
		  	Granted	  	19-Jun-2002	  	10/175297	  	25-Dec-2003	  	20030234241	  	08-Feb-2005	  	6852945	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7033
	  	 TWO-FLUTED HOUSING LINER

									
		  	Granted	  	25-Jan-2002	  	10/056825	  	31-Jul-2003	  	03-0141396	  	31-Aug-2004	  	6783091	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7035
	  	 DUAL FUEL BURNER FOR A SHORTENED FLAME AND REDUCED POLLUTANT EMISSIONS

									
		  	Granted	  	21-May-2003	  	10/443287	  	25-Nov-2004	  	040234912	  	04-Oct-2005	  	6951454	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7036
	  	 COMPACT FOOTPRINT CFB WITH MECHANICAL DUST COLLECTOR

									
		  	Granted	  	30-Apr-2002	  	10/135432	  	30-Oct-2003	  	20030202913	  	08-Mar-2005	  	6863703	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7041
	  	 METHOD OF CONVERTING A DOWNFLOW/UPFLOW WET FLUE GAS DESULFURIZATION (WFGD) SYSTEM TO AN UPFLOW SINGLE-LOOP WFGD SYSTEM

									
		  	Granted	  	16-Jul-2002	  	10/196597	  	22-Jan-2004	  	04-0011200	  	27-Apr-2004	  	6726748	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7042
	  	 IMPROVED COLLECTION SCOOP FOR FGD BLEED STREAM OR EX SITU OXIDATION

									
		  	Granted	  	10-Jun-2002	  	10/166589	  	11-Dec-2003	  	03-0228247	  	24-Feb-2004	  	6695018	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D1	  	Granted	  	16-Dec-2003	  	10/736914	  	08-Jul-2004	  	040131526	  	09-Aug-2005	  	6926870	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D2	  	Granted	  	16-Dec-2003	  	10/737499	  	08-Jul-2004	  	040131525	  	13-Nov-2007	  	7294322	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7043
	  	 BUBBLE CAP ASSEMBLY

									
		  	Granted	  	29-May-2003	  	10/447895	  	02-Dec-2004	  	20040237858 A1	  	22-Mar-2005	  	6868795	  	Blasch Precision Ceramics, Inc. Babcock & Wilcox Power Generation Group, Inc.
		
	 7048
	  	 FLUE GAS DESULFURIZATION SYSTEM WITH A STEPPED TRAY

									
		  	Granted	  	24-Oct-2002	  	10/279425	  	29-Apr-2004	  	04-0079235	  	02-Aug-2005	  	6923852	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7052
	  	 PASSIVE SYSTEM FOR OPTIMAL NOx REDUCTION VIA SELECTIVE CATALYTIC REDUCTION

									
		  	Granted	  	06-Sep-2002	  	10/236854	  	11-Mar-2004	  	04-0045513	  	04-Apr-2006	  	7021248	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7060
	  	 INTERMITTENT MIXER WITH LOW PRESSURE DROP

									
		  	Granted	  	18-Mar-2003	  	10/391393	  	23-Sep-2004	  	040182052	  	20-Sep-2005	  	6946011	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D1	  	Granted	  	03-Aug-2005	  	11/196084	  	15-Dec-2005	  	050274413	  	06-Nov-2007	  	7291194	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D2	  	Granted	  	03-Aug-2005	  	11/196075	  	08-Dec-2005	  	050268964	  	30-Oct-2007	  	7288128	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 12 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7062
	  	 UNBURNED CARBON AND OTHER COMBUSTIBLES

									
	C1	  	Granted	  	06-Oct-1997	  	08/944120	  		  		  	30-Jun-1998	  	5774176	  	Diamond Power International, Inc.
									
	C2	  	Granted	  	08-Sep-1997	  	08/925340	  		  		  	23-Nov-1999	  	5988079	  	Diamond Power International, Inc.
		
	 7063
	  	 COMBUSTION OPTIMIZATION SYSTEM

									
		  	Granted	  	25-Jan-1996	  	08/591012	  		  		  	18-Aug-1998	  	5794549	  	Diamond Power International, Inc.
		
	 7064
	  	 SOOTBLOWING OPTIMIZATION SYSTEM

									
		  	Granted	  	09-Nov-1999	  	09/436944	  		  		  	04-Dec-2001	  	6325025	  	Diamond Power International, Inc.
									
	D	  	Granted	  	01-Aug-2001	  	09/920697	  	10-Jan-2002	  	0002956	  	30-Jul-2002	  	6425352	  	Diamond Power International, Inc.
		
	 7065
	  	 ASH HANDLING SYSTEM

									
		  	Granted	  	18-Oct-2000	  	09/691562	  		  		  	15-Jan-2002	  	6338306	  	Diamond Power International, Inc.
		
	 7067
	  	 IMPACT TYPE PARTICLE SEPARATOR MADE OF MUTUALLY INVERTED U-SHAPED ELEMENTS

									
		  	Granted	  	29-May-2003	  	10/447688	  	16-Dec-2004	  	20040250521	  	22-Mar-2005	  	6869459	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7068
	  	 SOOTBLOWER CONTROL BASED ON BOILER THERMAL EFFICIENCY OPTIMIZATION

									
		  	Granted	  	18-Dec-2003	  	10/739858	  	19-Aug-2004	  	0159270	  	16-Aug-2005	  	6928937	  	Diamond Power International, Inc.
		
	 7070
	  	 DEVICE FOR REGULATING AND CLEANING AN AIR INTAKE

									
		  	Granted	  	05-Sep-2000	  	09/623450	  		  		  	13-Aug-2002	  	6431125	  	Diamond Power International, Inc.
		
	 7071
	  	 ANTI-VIBRATION BARS FOR BOILER TUBES WITH PROTECTIVE SHIELDS

									
		  	Granted	  	17-Mar-2004	  	10/802688	  	26-Jan-2006	  	060016402	  	02-Oct-2007	  	7275589	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7072
	  	 DUAL PRESSURE RECOVERY BOILER

									
		  	Granted	  	20-Oct-2004	  	10/969125	  	20-Apr-2006	  	20060081199	  	17-Jul-2007	  	7243619	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7073
	  	 SPLIT RING CASTING FOR BOILER TUBES WITH TUBE SHIELDS

									
		  	Granted	  	17-Mar-2004	  	10/802474	  	22-Sep-2005	  	050205018	  	27-Feb-2007	  	7182045	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7075
	  	 RE-ORIENTED OVER FIRE AIR PORTS FOR REDUCTION OF NOx PRODUCTION FROM PULVERIZED COAL-FIRED BURNERS

									
		  	Granted	  	29-Jan-2004	  	10/767978	  	04-Aug-2005	  	05-0166867	  	01-Dec-2009	  	7624707	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7086
	  	 SOOTBLOWER NOZZLE ASSEMBLY WITH NOZZLES HAVING DIFFERENT GEOMETRIES

									
		  	Granted	  	24-Mar-2004	  	10/808047	  	11-Nov-2004	  	0222324	  	18-Apr-2006	  	7028926	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 13 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7087
	  	 ASSEMBLY AND METHOD FOR REMOVING A DEVICE FROM A BOILER

									
		  	Granted	  	15-Jun-2005	  	11/153671	  	16-Feb-2006	  	20060032468 A1	  	29-Dec-2009	  	7637002	  	Diamond Power International, Inc.
		
	 7088
	  	 BAFFLE FOR INCREASED CAPTURE OF POPCORN ASH IN ECONOMIZER HOPPERS

									
		  	Granted	  	10-Jan-2005	  	11/033085	  	14-Jul-2005	  	05-0150439	  	05-Sep-2006	  	7100521	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7097
	  	 IN-FURNACE REDUCTION OF NITROGEN OXIDE BY MIXED FUELS INVOLVING A BIOMASS DERIVATIVE

									
		  	Published	  	27-Jun-2006	  	11/426906	  	15-Feb-2007	  	20070034126	  		  		  	The Babcock & Wilcox Company Ole Miss
		
	 7098
	  	 SNCR DISTRIBUTION GRID

									
		  	Granted	  	12-Nov-2008	  	11/577171	  	05-Mar-2009	  	20090060806	  	14-Feb-2012	  	8114359	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7100
	  	 BURNER WITH CENTER AIR JET

									
		  	Granted	  	30-Jun-2005	  	11/171027	  	04-Jan-2007	  	20070003889	  	07-Oct-2008	  	7430970	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7101
	  	 SOOTBLOWER FRAME ASSEMBLY

									
		  	Granted	  	20-Dec-2005	  	10/561569	  	28-Dec-2006	  	20060288515 A1	  	16-Nov-2010	  	7832366	  	Diamond Power International, Inc.
		
	 7105
	  	 OXY-FUEL REBURN: A METHOD FOR NOx REDUCTION BY FUEL REBURNING WITH OXYGEN

									
		  	Granted	  	18-Jul-2005	  	11/183512	  	16-Nov-2006	  	20060257800	  	17-Feb-2009	  	7491055	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7106
	  	 CARRIER AIR HEATING SYSTEM FOR SCR

									
		  	Granted	  	13-Apr-2005	  	11/105053	  	19-Oct-2006	  	06-0234173	  	15-Sep-2009	  	7588440	  	The Babcock & Wilcox Company
		
	 7107
	  	 WETTED PARTICLE AND DROPLET IMPINGEMENT

									
		  	Granted	  	23-Sep-2004	  	10/948478	  	23-Mar-2006	  	20060060088 A1	  	16-Oct-2007	  	7282087	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7110
	  	 PORT RODDER WITH VELOCITY DAMPER

									
		  	Granted	  	26-May-2005	  	11/138574	  	01-Dec-2005	  	050263047	  	01-Jul-2008	  	7392751	  	Diamond Power International, Inc.
		
	 7111
	  	 RETRACTABLE LIQUOR GUN FOR A RECOVERY FURNACE

									
		  	Granted	  	26-May-2005	  	11/138044	  	01-Dec-2005	  	050263108	  	13-Jan-2009	  	7475645	  	Diamond Power International, Inc.
		
	 7112
	  	 DETONATION / DEFLAGRATION SOOTBLOWER

									
		  	Granted	  	14-Jun-2005	  	11/152577	  	12-Jan-2006	  	060005786	  	22-Apr-2008	  	7360508	  	Diamond Power International, Inc.
		
	 7113
	  	 ABSORBER TOWER METAL HOOD TO CONCRETE SHELL ATTACHMENT

									
		  	Granted	  	10-Feb-2005	  	11/055760	  	24-Aug-2006	  	06-0185320	  	04-May-2010	  	7707782	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 14 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7115
	  	 SYSTEM USING OVER FIRE ZONE SENSORS AND DATA ANALYSIS

									
		  	Published	  	25-Feb-2008	  	12/036639	  	27-Aug-2009	  	20090214993	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7117
	  	 BOILER WALL BOX COOLING SYSTEM

									
		  	Granted	  	24-Jun-2004	  	10/876132	  		  		  	09-Aug-2005	  	6925969	  	Diamond Power International, Inc.
		
	 7118
	  	 TUNNELED MULTI-BLADE SWIRLER FOR LIQUID FUEL ATOMIZATION

									
		  	Granted	  	08-Jun-2005	  	11/100731	  	14-Dec-2006	  	06-0281036	  	06-May-2008	  	7367798	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7122
	  	 HEAT EXCHANGER FRAMEWORK

									
		  	Granted	  	17-Jul-2006	  	11/487624	  	31-Jan-2008	  	20080022949	  	16-Dec-2008	  	7464671	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7124
	  	 PASSIVE MIXING DEVICE FOR STAGED COMBUSTION OF GASEOUS BOILER FUELS

									
		  	Granted	  	11-Jul-2007	  	11/775919	  	15-Jan-2009	  	20090017402	  	24-Feb-2009	  	7493876	  	The Babcock & Wilcox Company
		
	 7126
	  	 STEAM/WATER CONICAL CYCLONE SEPARATOR

									
		  	Granted	  	05-Jul-2007	  	11/753335	  	08-Jan-2009	  	09-0010721	  	29-Dec-2009	  	7637699	  	The Babcock & Wilcox Company
		
	 7128
	  	 LOW NOx CYCLONE FURNACE STEAM GENERATOR

									
		  	Granted	  	25-Jan-2008	  	11/720506	  	05-Jun-2008	  	20080127869	  	19-Apr-2011	  	7926432	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7136
	  	 ENHANCEMENT OF CONVENTIONAL SCR AND SNCR PROCESSES WITH AMMONIA DESTRUCTION CATALYST

									
		  	Granted	  	07-Apr-2008	  	12/098623	  	08-Oct-2009	  	20090252665	  	08-Mar-2011	  	7901647	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7144
	  	 STEAM GENERATOR TO CONTAIN AND COOL SYNTHESIS GAS

									
		  	Granted	  	27-Jul-2005	  	11/191183	  	17-Jan-2008	  	20080011247	  	26-Apr-2011	  	7931710	  	The Babcock & Wilcox Company
		
	 7145
	  	 RECOVERY BOILER COMBUSTION AIR SYSTEM WITH INTERMEDIATE AIR PORTS VERTICALLY ALIGNED WITH MULTIPLE LEVELS OF TERTIARY AIR
PORTS

									
		  	Granted	  	30-Mar-2007	  	11/694125	  	02-Oct-2008	  	20080236459	  	17-Dec-2013	  	8607718	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7146
	  	 LARGE DIAMETER MID-ZONE AIR SEPARATION CONE FOR EXPANDING IRZ

									
		  	Granted	  	01-Jun-2006	  	11/444779	  	06-Dec-2007	  	20070281265	  	14-Feb-2012	  	8113824	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7148
	  	 CIRCULATION SYSTEM FOR SLIDING PRESSURE STEAM GENERATOR

									
		  	Granted	  	07-Jun-2006	  	11/448648	  	13-Dec-2007	  	20070283906	  	15-Sep-2009	  	7587996	  	The Babcock & Wilcox Company
		
	 7149
	  	 LINK TYPE SEISMIC TIE FOR BOILERS

									
		  	Granted	  	03-May-2007	  	11/743722	  	06-Nov-2008	  	08-0271686	  	25-May-2010	  	7721680	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 15 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7150
	  	 ASSEMBLY FOR ASH SEPARATION FROM FLUE GAS

									
		  	Granted	  	27-Feb-2007	  	11/711509	  	28-Aug-2008	  	08-0202077	  	10-Nov-2009	  	7615086	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7155
	  	 RADIANT SYNGAS COOLER

									
		  	Granted	  	26-Oct-2006	  	11/588045	  	31-May-2007	  	070119577	  	15-Sep-2009	  	7587995	  	The Babcock & Wilcox Company
		
	 7159
	  	 HYBRID WET ELECTROSTATIC PRECIPITATOR (HWESP)

									
		  	Granted	  	27-Mar-2008	  	12/056417	  	01-Oct-2009	  	20090241781	  	15-Dec-2009	  	7632341	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7160
	  	 APPARATUS FOR CLEANING A SMELT SPOUT OF A COMBUSTION DEVICE (BLADERUNNER)

									
		  	Granted	  	24-May-2006	  	11/439674	  	29-Nov-2007	  	20070272130	  	15-Jun-2010	  	7735435	  	Diamond Power International, Inc.
		
	 7164
	  	 PROCESS FOR CONTROLLING THE MOISTURE CONCENTRATION OF A COMBUSTION FLUE GAS

									
		  	Granted	  	11-Apr-2007	  	11/733942	  	18-Oct-2007	  	0243119	  	08-Sep-2009	  	7585476	  	The Babcock & Wilcox Company
		
	 7166
	  	 INTEGRATED FLUIDIZED BED ASH COOLER

									
		  	Granted	  	19-Apr-2006	  	11/406765	  	13-Dec-2007	  	20070283902	  	16-Dec-2008	  	7464669	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7171
	  	 END SUPPORT CONFIGURATION FOR STEAM TUBES OF A SUPERHEATER OR REHEATER

									
		  	Granted	  	26-Apr-2007	  	11/740340	  	30-Oct-2008	  	080264358	  	14-Jul-2009	  	7559294	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7174
	  	 SELF SUPPORTING REINFORCED HEADER PIPE

									
		  	Granted	  	15-Mar-2007	  	11/686437	  	27-Sep-2007	  	07-0221279	  	08-Jun-2010	  	7730908	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7176
	  	 CLOSED CYCLE MHD-FARADAY GENERATION OF ELECTRIC POWER USING STEAM AS THE GASEOUS MEDIUM

									
		  	Granted	  	19-Jul-2007	  	11/780130	  	22-Jan-2009	  	20090021010	  	10-Dec-2013	  	8601816	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7180
	  	 MULTIPLE PASS ECONOMIZER AND METHOD FOR SCR TEMPERATURE CONTROL

									
		  	Granted	  	09-May-2006	  	11/430761	  	15-Nov-2007	  	07-0261646	  	25-Aug-2009	  	7578265	  	The Babcock & Wilcox Company
									
	C	  	Granted	  	03-Oct-2006	  	11/542413	  	15-Nov-2007	  	07-0261647	  	29-Dec-2009	  	7637233	  	The Babcock & Wilcox Company
		
	 7181
	  	 METHOD OF MANUFACTURING A TUBULAR STRUCTURE

									
		  	Granted	  	17-May-2007	  	11/749967	  	05-Jun-2008	  	20080128580	  	15-Nov-2011	  	8056229	  	Babcock & Wilcox Canada Ltd.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7190
	  	 STEPPED DOWN GAS MIXING DEVICE

									
		  	Granted	  	03-Feb-2010	  	12/699407	  	04-Aug-2011	  	20110188338	  	27-Nov-2012	  	8317390	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7191
	  	 COMPACT RADIAL PLATEN ARRANGEMENT FOR RADIANT SYNGAS COOLER

									
		  	Granted	  	15-Aug-2007	  	11/839285	  	21-Feb-2008	  	20080041572	  	01-Apr-2014	  	8684070	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 16 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7193
	  	 RAPPER MECHANICAL ARRANGEMENT OF A RADIANT SYNGAS COOLER

									
		  	Published	  	14-Aug-2007	  	11/838580	  	21-Feb-2008	  	20080041322	  		  		  	The Babcock & Wilcox Company
		
	 7194
	  	 SEALING ARRANGEMENT WITH A SEGMENTED SEAL AND PRESSURE RELIEF

									
		  	Granted	  	15-Aug-2007	  	11/839357	  	21-Feb-2008	  	20080042373	  	20-Mar-2012	  	8136544	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7195
	  	 CATALYST PARTICULATE DIVERTER

									
		  	Granted	  	07-Sep-2007	  	11/851443	  	12-Mar-2009	  	20090065414	  	30-Nov-2010	  	7842251	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7200
	  	 EXTENDED WATER LEVEL RANGE STEAM / WATER CONICAL CYCLONE SEPARATOR

									
		  	Granted	  	19-Sep-2007	  	11/857898	  	20-Mar-2008	  	20080069646	  	30-Nov-2010	  	7842113	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7207
	  	 SPRAY DRYER ABSORBER AND RELATED PROCESSES

									
		  	Published	  	13-Sep-2007	  	11/854795	  	19-Mar-2009	  	20090074642	  		  		  	The Babcock & Wilcox Company
		
	 7212
	  	 CONTOURED FLAT STUD AND STUD ARRANGEMENT FOR CYCLONE SLAG TAPS

									
		  	Granted	  	18-Jul-2008	  	12/175524	  	21-Jan-2010	  	20100012005	  	03-Sep-2013	  	8522729	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7214
	  	 IN-SITU REGENERATION OF A CATALYST MASKED BY CALCIUM SULFATE

									
		  	Granted	  	26-Mar-2008	  	12/055439	  	01-Oct-2009	  	20090247392	  	01-Nov-2011	  	8048818	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7219
	  	 A LOW-TEMPERATURE, MOVING BED CATALYTIC REACTOR FOR CONTROL OF NOX EMISSIONS FROM COAL COMBUSTION

									
		  	Granted	  	18-Jul-2008	  	12/175540	  	05-Feb-2009	  	20090035200	  	17-Aug-2010	  	7776293	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7223
	  	 SEGREGATED IN-SITU FORCED OXIDATION WET FLUE GAS DESULFURIZATION FOR OXYGEN-FIRED FOSSIL FUEL COMBUSTION

									
		  	Published	  	12-Oct-2009	  	12/577456	  	14-Apr-2011	  	20110083592	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7224
	  	 SYSTEM AND METHOD FOR MINIMIZING NITROGEN OXIDE (NOx) EMISSIONS IN CYCLONE COMBUSTORS

									
		  	Published	  	29-May-2008	  	12/129052	  	08-Jan-2009	  	20090007827	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
									
		  		  		  		  		  		  		  		  	American Air Liquide, Inc.
		
	 7227
	  	 METHOD AND APPARATUS FOR PREPARING PULVERIZED COAL USED TO PRODUCE SYNTHESIS GAS

									
		  	Granted	  	01-Apr-2008	  	12/060459	  	09-Oct-2008	  	20080245076	  	23-Aug-2011	  	8001788	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7228
	  	 STEAM GENERATOR ARRANGEMENT

									
		  	Granted	  	11-Apr-2008	  	12/101513	  	16-Oct-2008	  	20080251037	  	25-Oct-2011	  	8042497	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7230
	  	 COIN RETRIEVAL FROM REFUSE

									
		  	Published	  	06-Aug-2007	  	11/834247	  	12-Feb-2009	  	20090038996	  		  		  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 17 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7231
	  	 TRI-SECTOR REGENERATIVE OXIDANT PREHEATER FOR OXY-FIRED PULVERIZED COAL COMBUSTION

									
		  	Granted	  	08-Jul-2008	  	12/169168	  	15-Jan-2009	  	20090013941	  	11-Dec-2012	  	8327809	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7232
	  	 ECONOMIZER ARRANGEMENT FOR STEAM GENERATOR

									
	D	  	Published	  	15-Jan-2014	  	14/155398	  	08-May-2014	  	20140123915	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7232
	  	 ECONOMIZER ARRANGEMENT FOR STEAM GENERATOR

									
		  	Granted	  	17-May-2007	  	11/750271	  	20-Nov-2008	  	20080282997	  	28-Jan-2014	  	8635976	  	The Babcock & Wilcox Company
		
	 7233
	  	 METHOD AND APPARATUS FOR THE PRODUCTION AND EXTRACTION OF MOLYBDENUM-99

									
		  	Granted	  	23-Feb-1998	  	09/028183	  		  		  	08-Jun-1999	  	5910971	  	BWXT Services, Inc.
		
	 7234
	  	 CARBON OXIDE AND/OR SULFUR OXIDE CAPTURE IN A LIQUID ENVIRONMENT

									
		  	Published	  	13-Oct-2009	  	12/577806	  	29-Apr-2010	  	20100104492	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7235
	  	 RETRACTABLE ARTICULATING ROBOTIC SOOTBLOWER

									
		  	Granted	  	26-Feb-2009	  	12/393441	  	26-Aug-2010	  	20100212608 A1	  	15-May-2012	  	8176883	  	Diamond Power International, Inc.
		
	 7237
	  	 METHOD OF FORMING, INSERTING AND PERMANENTLY BONDING RIBS IN BOILER TUBES

									
		  	Granted	  	06-Jun-2008	  	12/134295	  	10-Dec-2009	  	20090301159	  	08-Jan-2013	  	8350176	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7238
	  	 BLACK PLANT STEAM FURNACE INJECTION

									
		  	Granted	  	17-Jul-2008	  	12/175102	  	29-Jan-2009	  	20090025658	  	01-Nov-2011	  	8047162	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7245
	  	 SOOTBLOWER ISOLATION WALL BOX

									
		  	Granted	  	17-Sep-2009	  	12/561488	  	17-Mar-2011	  	20110061611	  	05-Nov-2013	  	8573598	  	Babcock & Wilcox Power Generation Group, Inc.
		  		  		  		  		  		  		  		  	Diamond Power International, Inc.
		
	 7247
	  	 HEAT EXCHANGER

									
		  	Published	  	14-Jan-2009	  	12/353716	  	16-Jul-2009	  	20090178779	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7249
	  	 ENHANCED STEAM CYCLE UTILIZING A DUAL PRESSURE RECOVERY BOILER WITH REHEAT

									
		  	Granted	  	26-Mar-2008	  	12/055832	  	01-Oct-2009	  	20090241860	  	21-May-2013	  	8443606	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7256
	  	 OXY-COMBUSTION COAL FIRED BOILER AND METHOD OF TRANSITIONED BETWEEN AIR AND OXYGEN FIRING

									
		  	Granted	  	13-Apr-2009	  	12/422685	  	15-Oct-2009	  	20090255450	  	04-Jun-2013	  	8453585	  	Babcock & Wilcox Power Generation Group, Inc.
		  		  		  		  		  		  		  		  	American Air Liquide, Inc.
		
	 7257
	  	 A METHOD FOR ERECTION OF A SOLAR RECEIVER AND SUPPORT TOWER THAT INCLUDES UTILIZING A CLIMBER MECHANISM TO RAISE AND INSERT TOWER
SECTIONS IN ORDER TO INCREASE THE HEIGHT OF THE SUPPORT TOWER

									
		  	Granted	  	04-May-2009	  	12/435062	  	12-Nov-2009	  	20090276993	  	14-Aug-2012	  	8240051	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 18 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7261
	  	 WET SCRUBBER TRAY

									
		  	Granted	  	13-Jun-2009	  	12/484187	  	17-Dec-2009	  	20090309245	  	09-Apr-2013	  	8413967	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Published	  	12-Mar-2013	  	13/797003	  	10-Oct-2013	  	2013026725	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7265
	  	 ACCESS DOOR WITH INSIDE LATCH RELEASE

									
		  	Granted	  	22-Jan-2009	  	12/357743	  	22-Jul-2010	  	20100181781	  	20-Mar-2012	  	8136851	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7266
	  	 SHOP-ASSEMBLED SOLAR RECEIVER HEAT EXCHANGER

									
		  	Published	  	23-Oct-2009	  	12/605241	  	29-Apr-2010	  	20100101564 A1	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7268
	  	 BLADED BULLET COAL DIFFUSER WITH COAL LINE BALANCING DEVICE

									
		  	Published	  	09-Nov-2009	  	12/614480	  	20-May-2010	  	20100123027	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7281
	  	 IN-BED SOLIDS CONTROL VALVE

									
		  	Granted	  	30-Sep-2009	  	12/570823	  	31-Mar-2011	  	20110073049	  	07-May-2013	  	8434430	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7283
	  	 PRIMARY OXIDANT FEED TO OXY-FIRED CIRCULATING FLUIDIZED BED (CFB)

									
		  	Granted	  	30-Sep-2009	  	12/571187	  	31-Mar-2011	  	20110073022	  	22-Oct-2013	  	8561557	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7284
	  	 CIRCULATING FLUIDIZED BED (CFB) WITH IN-FURNACE SECONDARY AIR NOZZLES

									
		  	Granted	  	30-Sep-2009	  	12/571279	  	31-Mar-2011	  	20110073050 A1	  	07-Jan-2014	  	8622029	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7287
	  	 SYSTEM AND METHOD FOR SOFTENING WATER FOR USE IN A SCRUBBER

									
		  	Published	  	19-Jan-2010	  	12/689313	  	26-Aug-2010	  	20100212497	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7288
	  	 SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

									
		  	Granted	  	21-Jan-2010	  	12/691527	  	28-Oct-2010	  	20100273643	  	06-May-2014	  	8716169	  	Babcock & Wilcox Power Generation Group, Inc.
									
	C	  	Pending	  	07-Apr-2014	  	14/246380	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7289
	  	 INTEGRATED SPLIT STREAM WATER COIL AIRHEATER & ECONOMIZER (IWE)

									
		  	Granted	  	19-Oct-2009	  	12/581637	  	16-Sep-2010	  	20100229805	  	16-Oct-2012	  	8286595	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7290
	  	 OXY-FUEL COMBUSTION OXIDANT HEATER INTERNAL ARRANGEMENT

									
		  	Published	  	25-Feb-2010	  	12/712268	  	13-Oct-2011	  	20110250551	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7295
	  	 SOOTBLOWER WITH PROGRESSIVE CLEANING ARC

									
		  	Granted	  	18-Dec-2009	  	12/642210	  		  		  	11-Jan-2011	  	7865996	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 19 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7299
	  	 SYSTEM FOR CONTROLLING COAL FLOW IN A COAL PULVERIZER

									
		  	Granted	  	22-Jun-2010	  	12/820481	  	23-Dec-2010	  	20100320298	  	20-Mar-2012	  	8136746	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7302
	  	 SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST

									
		  	Granted	  	25-Aug-2009	  	12/547040	  	03-Mar-2011	  	20110048234	  	02-Jul-2013	  	8475573	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7303
	  	 REDOX METHOD FOR CAPTURE OF TOTAL GASEOUS MERCURY BY WET FGD

									
		  	Granted	  	15-Jul-2010	  	12/837131	  	20-Jan-2011	  	20110014104	  	10-Jan-2012	  	8092766	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7304
	  	 WEAR-RESISTANT VALVE FOR TRANSPORTING PARTICULATE MATTER AND METHOD OF MAKING

									
		  	Granted	  	27-Apr-2010	  	12/768133	  	27-Oct-2011	  	 US201102592
 51
	  	22-Apr-2014	  	8702058	  	Diamond Power International, Inc.
		
	 7312
	  	 EMERGENCY CORE COOLING SYSTEMS FOR PRESSURIZED WATER REACTOR

									
		  	Granted	  	23-Mar-2011	  	13/069657	  	27-Sep-2012	  	20120243651	  	28-Jan-2014	  	8638898	  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7313
	  	 CHEMICAL COMPOUNDS FOR THE REMOVAL OF CARBON DIOXIDE FROM GASES

									
		  	Published	  	22-Mar-2011	  	13/069204	  	29-Sep-2011	  	20110232490	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7315
	  	 METHOD AND APPARATUS FOR THE EXTRACTION AND PROCESSING OF MOLYBDENUM-99

									
		  	Granted	  	17-Feb-2011	  	13/029332	  	25-Aug-2011	  	20110206579	  	28-May-2013	  	8449850	  	Babcock & Wilcox Technical Services Group, Inc.
		
	 7319
	  	 HYBRID WATER TREATMENT FOR HIGH TEMPERATURE STEAM GENERATORS

									
		  	Granted	  	17-Mar-2010	  	12/725777	  	22-Sep-2011	  	20110229371	  	02-Oct-2012	  	8277726	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7322
	  	 INTEGRATED FLUE GAS DEHUMIDIFICATION AND WET COOLING TOWER SYSTEM

									
		  	Granted	  	06-Jul-2010	  	12/830850	  		  		  	09-Aug-2011	  	7993615	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7325
	  	 COMPACT NUCLEAR REACTOR

									
		  	Published	  	25-Oct-2010	  	12/911572	  	29-Mar-2012	  	20120076254	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7326
	  	 COMPACT NUCLEAR REACTOR WITH INTEGRAL STEAM GENERATOR

									
		  	Pending	  	27-Sep-2010	  	12/891317	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Canada Ltd.
		
	 7327
	  	 INTEGRAL HELICAL COIL PRESSURIZED WATER NUCLEAR REACTOR

									
		  	Published	  	08-Jun-2010	  	12/796626	  	16-Dec-2010	  	20100316181	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7332
	  	 VARIABLE INDUCTANCE CURRENT LIMITING REACTOR CONTROL SYSTEM FOR ELECTROSTATIC PRECIPITATOR

									
		  	Granted	  	22-Nov-1994	  	08/338631	  		  		  	06-Jan-1998	  	5705923	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 20 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7333
	  	 COLLECTOR PLATE FOR ELECTROSTATIC PRECIPITATOR

									
		  	Granted	  	28-Sep-1995	  	08/530300	  		  		  	09-Sep-1997	  	5665147	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7334
	  	 METHOD FOR CONTROLLING AN EVAPORATIVE GAS CONDITIONING SYSTEM

									
		  	Granted	  	10-Oct-1997	  	08/948912	  		  		  	14-Sep-1999	  	5950441	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Granted	  	17-Sep-1998	  	09/156789	  		  		  	06-Apr-1999	  	5890369	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7335
	  	 METHOD AND SYSTEM FOR IMPROVED RAPPER CONTROL

									
		  	Granted	  	06-Jul-2001	  	09/900082	  	16-Jan-2003	  	20030010203	  	01-Apr-2003	  	6540812	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7336
	  	 AN APPARATUS AND METHOD FOR FILTERING VOLTAGE FOR AN ELECTROSTATIC PRECIPATOR

									
		  	Granted	  	19-Mar-2002	  	10/063099	  		  		  	26-Aug-2003	  	6611440	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7338
	  	 SYSTEM AND METHOD FOR APPLYING PARTIAL DISCHARGE ANALYSIS FOR ELECTROSTATIC PRECIPITATOR

									
		  	Granted	  	29-Dec-2005	  	11/321832	  	05-Jul-2007	  	20070151446	  	18-Nov-2008	  	7452403	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7339
	  	 AN ELECTROSTATIC PRECIPITATOR HAVING A SPARK CURRENT LIMITING RESISTORS AND METHOD FOR LIMITING SPARKING

									
		  	Granted	  	27-Feb-2007	  	11/679513	  	28-Aug-2008	  	20080202331	  	27-Apr-2010	  	7704302	  	Babcock & Wilcox Power Generation Group, Inc.
									
	D	  	Granted	  	15-Apr-2010	  	12/760820	  	13-Jan-2011	  	20110005388	  	30-Aug-2011	  	8007566	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7343
	  	 SYSTEM AND METHOD FOR LOCATING SPARKS IN ELECTROSTATIC PRECIPITATORS

									
		  	Granted	  	12-Nov-2008	  	12/269104	  	13-May-2010	  	20100116127	  	10-Jul-2012	  	8216341	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7346
	  	 METHOD AND SYSTEM TO FACILITATE IMPROVING ELECTROSTATIC PRECIPITATOR PERFORMANCE

									
		  	Granted	  	14-Jun-2007	  	11/763195	  	18-Dec-2008	  	20080307974 A1	  	02-Feb-2010	  	7655068	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7348
	  	 APPARATUS AND ARRANGEMENT FOR HOUSING VOLTAGE CONDITIONING AND FILTERING CIRCUITRY COMPONENTS FOR AN ELECTROSTATIC
PRECIPITATOR

									
		  	Granted	  	20-Aug-2009	  	12/544608	  	24-Feb-2011	  	20110043999	  	16-Aug-2011	  	8000102	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7353
	  	 SYSTEMS AND METHODS FOR MONITORING A RAPPING PROCESS

									
		  	Granted	  	03-Sep-2008	  	12/203713	  	04-Mar-2010	  	20100057269	  	26-Mar-2013	  	8404020	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7355
	  	 COLLECTING PLATE CLEANING USING A RESONANT FREQUENCY WAVE APPLICATION

									
		  	Granted	  	17-Dec-2009	  	12/640253	  	23-Jun-2011	  	20110146486	  	11-Dec-2012	  	8328907	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7361
	  	 PNEUMATIC FLOW DELIVERY OF WATER TO HUMIDIFICATION PERMEATION TUBE OR VAPORIZER FOR ELEMENTAL Hg GAS

									
		  	Granted	  	29-Jun-2007	  	11/824089	  	01-Jan-2009	  	20090000349	  	21-May-2013	  	8443648	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 21 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7365
	  	 APPARATUS FOR USE IN SAMPLE MONITORING

									
		  	Granted	  	08-Aug-2008	  	12/188672	  	11-Feb-2010	  	20100031729 A1	  	20-Sep-2011	  	8020457	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7367
	  	 CALIBRATION SYSTEM AND METHOD OF USING MID-IR LASER MEASURE AND MONITOR EXHAUST POLLUTANT

									
		  	Published	  	09-Dec-2009	  	12/633862	  	09-Jun-2011	  	20110132063	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7368
	  	 SYSTEMS AND METHODS FOR ACCESSING DATA FROM A DATABASE

									
		  	Published	  	25-Jun-2009	  	12/491324	  	30-Dec-2010	  	20100332469	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7371
	  	 SYSTEM AND METHOD FOR STABILIZING A SENSOR

									
		  	Granted	  	20-Jan-2010	  	12/690744	  	21-Jul-2011	  	20110174053	  	10-Sep-2013	  	8528429	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7372
	  	 CLEANING SYSTEM AND METHOD FOR CONTINUOUS EMISSIONS MONITORING EQUIPMENT

									
		  	Granted	  	02-Oct-2006	  	11/541970	  	03-Apr-2008	  	20080078260	  	21-Jul-2009	  	7562556	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7373
	  	 SYSTEMS, METHODS AND COMPUTER PROGRAM PRODUCTS FOR CONTINUOUS EMISSIONS MONITORING ON-LINE (NetDAHS)

									
		  	Granted	  	12-May-2004	  	10/709543	  	01-Dec-2005	  	20050267642	  	20-Feb-2007	  	7181320	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7376
	  	 SYSTEM AND METHOD FOR PROTECTION OF SCR CATALYST AND CONTROL OF MULTIPLE EMISSIONS

									
		  	Granted	  	21-Oct-2010	  	12/909753	  	26-Apr-2012	  	20120100052	  	06-Nov-2012	  	8303919	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7377
	  	 CATALYSTS POSSESSING AN IMPROVED RESISTANCE TO POISONING

									
		  	Published	  	25-Jul-2011	  	13/190105	  	06-Dec-2012	  	20120308459	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7382
	  	 INTEGRATED FLUE GAS DEHUMIDIFICATION AND WET COOLING TOWER SYSTEM

									
		  	Granted	  	08-Jul-2011	  	13/178576	  	23-Feb-2012	  	20120042779	  	27-Aug-2013	  	8518148	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7384
	  	 CONDENSATE REMOVAL SOOTBLOWER NOZZLE

									
		  	Pending	  	08-Feb-2013	  	61/762613	  		  		  		  		  	Diamond Power International, Inc.
		
	 7386
	  	 TERMINAL ELEMENTS FOR COUPLING CONNECTING RODS AND CONTROL RODS IN CONTROL ROD ASSEMBLIES FOR A NUCLEAR REACTOR

									
		  	Granted	  	24-Aug-2010	  	12/862124	  	01-Mar-2012	  	20120051482	  	03-Sep-2013	  	8526563	  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7387
	  	 SUPPORT STRUCTURE FOR A CONTROL ROD ASSEMBLY OF A NUCLEAR REACTOR

									
		  	Published	  	21-Oct-2010	  	12/909252	  	26-Apr-2012	  	20120099691	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7388
	  	 CONTROL ROD/CONTROL ROD DRIVE MECHANISM COUPLINGS

									
		  	Pending	  	07-Oct-2010	  	12/899739	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 22 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7389
	  	 SHAFT-TO-ROLLER ATTACHMENT FOR CLINKER GRINDER ROLLER

									
		  	Published	  	18-Oct-2011	  	13/275826	  	18-Apr-2013	  	20130092776	  		  		  	Diamond Power International, Inc.
		
	 7390
	  	 CONTROL SYSTEM AND METHOD FOR PRESSURIZED WATER REACTOR (PWR) AND PWR SYSTEMS INCLUDING SAME

									
		  	Published	  	16-Dec-2010	  	12/970067	  	21-Jun-2012	  	20120155594	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7391
	  	 ENVIRONMENTALLY ROBUST ELECTROMAGNETS AND ELECTRIC MOTORS EMPLOYING SAME FOR USE IN NUCLEAR REACTORS

									
		  	Published	  	22-Jul-2011	  	13/188946	  	24-Jan-2013	  	20130022163	  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
		
	 7392
	  	 NUCLEAR REACTOR REFUELING METHODS AND APPARATUSES

									
		  	Published	  	19-Aug-2011	  	13/213389	  	21-Feb-2013	  	20130044850	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7397
	  	 CONTROL ROD WITH OUTER HAFNIUM SKIN

									
		  	Published	  	12-Dec-2011	  	13/316826	  	13-Jun-2013	  	20130148773	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7399
	  	 STEAM CYCLE EFFICIENCY IMPROVEMENT WITH PRE-ECONOMIZER

									
		  	Published	  	25-Aug-2011	  	13/217833	  	01-Mar-2012	  	20120048215	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7405
	  	 SOLAR RECEIVER WITH DUAL-EXPOSURE HEAT ABSORPTION PANEL

									
		  	Published	  	15-Nov-2012	  	13/677545	  	16-May-2013	  	20130118481	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7406
	  	 SOLAR TUBE PANEL WITH DUAL-EXPOSURE HEAT ABSORPTION

									
		  	Published	  	15-Nov-2012	  	13/677519	  	16-May-2013	  	20130118480	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7409
	  	 HIGH EFFICIENCY SOLAR RECEIVER

									
		  	Published	  	15-Nov-2012	  	13/678320	  	16-May-2013	  	20130118482	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7410
	  	 DUAL PHASE FUEL FEEDER FOR BOILERS

									
		  	Pending	  	07-Apr-2014	  	14/246683	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
									
	P	  	Pending	  	11-Apr-2013	  	61/810960	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7413
	  	 INTEGRATED EMERGENCY CORE COOLING CONDENSER FOR PRESSURIZED WATER REACTOR

									
		  	Published	  	15-Jun-2011	  	13/161078	  	20-Dec-2012	  	20120321030	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7414
	  	 COMPACT INTEGRAL PRESSURIZED WATER NUCLAR REACTOR

									
		  	Published	  	13-Apr-2011	  	13/085527	  	18-Oct-2012	  	20120263270	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7416
	  	 PRESSURIZER BAFFLE PLATE AND PRESSURIZED WATER REACTOR (PWR) EMPLOYING SAME

									
		  	Granted	  	16-May-2011	  	13/108734	  		  		  	25-Mar-2014	  	8681928	  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Canada Ltd.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 23 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7417
	  	 IN-BED SOLIDS CONTROL VALVE WITH IMPROVED RELIABILITY

									
		  	Published	  	17-Oct-2012	  	13/653636	  	17-Apr-2014	  	20140102342	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7418
	  	 PRESSURIZED WATER REACTOR WITH UPPER VESSEL SECTION PROVIDING BOTH PRESSURE AND FLOW CONTROL

									
		  	Published	  	17-May-2011	  	13/109120	  	22-Nov-2012	  	20120294405	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7419
	  	 PLANT LAYOUT

									
		  	Published	  	06-Feb-2012	  	13/366909	  	16-Aug-2012	  	20120207261	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7420
	  	 DESREACTOR VESSEL

									
		  	Granted	  	07-Mar-2011	  	29/386966	  		  		  	17-Dec-2013	  	D695677	  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7421
	  	 DESREACTOR VESSEL

									
		  	Granted	  	15-Apr-2011	  	29/389704	  		  		  	08-Oct-2013	  	D691084	  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7422
	  	 PRESSURIZED WATER REACTOR WITH REACTOR COOLANT PUMPS OPERATING IN THE DOWNCOMER ANNULUS

									
		  	Published	  	28-Jul-2011	  	13/192735	  	31-Jan-2013	  	20130028367	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7423
	  	 FAIL-SAFE REACTIVITY COMPENSATION METHOD FOR A NUCLEAR REACTOR

									
		  	Published	  	11-Oct-2012	  	13/649419	  	17-Apr-2014	  	20140105349	  		  		  	Babcock & Wilcox Technical Services Group, Inc.
		
	 7425
	  	 ADVANCED ULTRA SUPERCRITICAL STEAM GENERATOR

									
		  	Pending	  	03-Oct-2013	  	14/044900	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7426
	  	 FREEZE PROTECTION SYSTEM FOR SOLAR RECEIVER

									
		  	Published	  	15-Nov-2012	  	13/677499	  	16-May-2013	  	20130118477	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7430
	  	 SYSTEM AND METHOD FOR INCREASING THE SERVICE LIFE AND/OR CATALYTIC ACTIVITY OF AN SCR CATALYST AND CONTROL OF MULTIPLE
EMISSIONS

									
		  	Granted	  	27-May-2011	  	13/117332	  	22-Sep-2011	  	20110229388	  	08-Apr-2014	  	8691719	  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7431
	  	 FUEL PREPARATION FOR USE IN THE PRODUCTION OF MEDICAL ISOTOPES

									
		  	Published	  	24-Oct-2012	  	13/659419	  	24-Apr-2014	  	20140112858	  		  		  	Babcock & Wilcox Technical Services Group, Inc.
		
	 7434
	  	 DRY SORBENT INJECTION DURING STEADY-STATE CONDITIONS IN DRY SCRUBBER

									
		  	Published	  	12-Jul-2012	  	13/548147	  	20-Jun-2013	  	20130156664	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7435
	  	 SHOP ASSEMBLED VERTICAL SERPENTINE FLOW MOLTEN SALT SOLAR RECEIVER

									
		  	Published	  	27-Jul-2012	  	13/560347	  	01-Aug-2013	  	20130192586	  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 24 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7436
	  	 PRESSURIZED WATER REACTOR WITH REACTOR COOLANT PUMPS COMPRISING TURBO PUMPS DRIVEN BY EXTERNAL PUMPS

									
		  	Published	  	15-Apr-2013	  	13/862742	  	14-Nov-2013	  	2013031787	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7437
	  	 REACTOR COOLANT PUMP SYSTEM INCLUDING TURBO PUMPS SUPPLIED BY A MAINFOLD PLENUM CHAMBER

									
		  	Published	  	15-Apr-2013	  	13/863047	  	14-Nov-2013	  	2013031788	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7438
	  	 REACTOR COOLANT PUMP SYSTEM WITH ANNULAR FLOW TURBO PUMP

									
		  	Published	  	 15-Apr-2013
	  	 13/863121
	  	14-Nov-2013	  	2013031789	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7439
	  	 PRESSURIZED WATER REACTOR WITH REACTOR COOLANT PUMP SYSTEM INCLUDING JET PUMPS

									
		  	Published	  	16-Apr-2013	  	13/863427	  	14-Nov-2013	  	2013031790	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7440
	  	 PRESSURIZED WATER REACTOR WITH COMPACT PASSIVE SAFETY SYSTEMS

									
		  	Published	  	25-Aug-2011	  	13/217941	  	28-Feb-2013	  	20130051511	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7441
	  	 PRESSURIZED WATER REACTOR WITH INTERNAL REACTOR COOLANT PUMP SYSTEM

									
		  	Published	  	16-Apr-2013	  	13/863453	  	22-May-2014	  	20140140467	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7442
	  	 SYSTEM AND METHOD FOR COOLING VIA PHASE CHANGE

									
		  	Published	  	24-Oct-2012	  	13/659218	  	24-Apr-2014	  	20140112482 8	  		  		  	Babcock & Wilcox Technical Services Group, Inc.
		
	 7443
	  	 PRESSURIZED WATER REACTOR WITH UPPER VESSEL SECTION PROVIDING BOTH PRESSURE AND FLOW CONTROL

									
		  	Published	  	26-Oct-2011	  	13/282217	  	02-May-2013	  	20130108005	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7444
	  	 DUAL PATH PARALELL SUPERHEATER

									
		  	Published	  	20-Jun-2012	  	13/528208	  	27-Dec-2012	  	20120325165	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7445
	  	 CONTROL ROD ASSEMBLY IMPACT LIMITER

									
		  	Published	  	19-Jul-2012	  	13/553023	  	17-Oct-2013	  	20130272464	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7446
	  	 INTEGRAL PRESSURIZED WATER REACTOR WITH EXTERNAL STEAM DRUM

									
		  	Published	  	17-Jan-2012	  	13/351940	  	18-Jul-2013	  	20130182813	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7447
	  	 CONTROL ROD DRIVE MECHANISM (CRDM) MOUNTING SYSTEM FOR PRESSURIZED WATER REACTORS

									
		  	Published	  	27-Feb-2012	  	13/405405	  	29-Aug-2013	  	20130223580	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7450
	  	 SPACER GRID

									
		  	Pending	  	02-Feb-2012	  	13/364769	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 25 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7451
	  	 PRESSURIZED WATER REACTOR WITH SKIRTED LOWER END FITTING AND FILTER PLATE

									
		  	Published	  	29-Jun-2012	  	13/537049	  	17-Oct-2013	  	20130272477	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7452
	  	 LOWER END FITTING LOCKNUT FOR NUCLEAR FUEL ASSEMBLY

									
		  	Published	  	16-Apr-2012	  	13/447655	  	17-Oct-2013	  	20130272481	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7453
	  	 EMERGENCY CORE COOLING SYSTEM (ECCS) FOR NUCLEAR REACTOR EMPLOYING CLOSED HEAT TRANSFER PATHWAYS

									
		  	Published	  	14-Dec-2011	  	13/325603	  	20-Jun-2013	  	20130156143	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7454
	  	 SPLIT PASS ECONOMIZER BANK WITH INTEGRATED WATER COIL AIR HEATING AND FEEDWATER BIASING

									
		  	Published	  	30-Jan-2013	  	13/754030	  	01-Aug-2013	  	20130192542	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7455
	  	 SMALL MODULAR REACTOR FUEL ASSEMBLY

									
		  	Published	  	17-Apr-2013	  	13/864315	  	22-May-2014	  	20140140463	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7456
	  	 DESREACTOR VESSEL

									
		  	Granted	  	21-Sep-2011	  	29/402102	  		  		  	08-Oct-2013	  	D691085	  	Babcock & Wilcox Nuclear Energy, Inc.
		
	 7457
	  	 PRESSURIZED WATER REACTOR WITH UPPER PLENUM INCLUDING CROSS-FLOW BLOCKING WEIR

									
		  	Published	  	10-Nov-2011	  	13/293899	  	16-May-2013	  	20130121453	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Canada Ltd.
		
	 7458
	  	 DRY SORBENT INJECTION DURING NON-STEADY STATE CONDITIONS IN DRY SCRUBBER

									
		  	Published	  	12-Jul-2012	  	13/548150	  	20-Jun-2013	  	20130156665	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7460
	  	 CHEMICAL LOOPING PROCESSES FOR PARTIAL OXIDATION OF CARBONACEOUS FUELS

									
		  	Pending	  	15-Mar-2013	  	13/835676	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7462
	  	 VARIABLE INDUCTANCE CURRENT LIMITING REACTOR

									
		  	Granted	  	07-Dec-1994	  	08/350934	  		  		  	07-May-1996	  	5515262	  	Babcock & Wilcox Power Generation Group, Inc.
		  		  		  		  		  		  		  		  	Hitran Corporation
		
	 7463
	  	 REMOTE SUBMERGED CHAIN CONVEYOR

									
	P	  	Pending	  	15-Oct-2013	  	61/891109	  		  		  		  		  	Diamond Power International, Inc.
		
	 7464
	  	 METHOD FOR CONTROLLING COMPOUNDS AND CONDITIONS IN A WET FLUE GASE DESULFURIZATION (WFGD) UNIT

									
		  	Published	  	15-Mar-2013	  	13/832065	  	16-Jan-2014	  	20140017119	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	 7465
	  	 INTEGRAL PRESSURIZED WATER REACTOR WITH COMPACT UPPER INTERNALS ASSEMBLY

									
		  	Published	  	16-Apr-2013	  	13/863659	  	14-Nov-2013	  	2013031776	  		  		  	Babcock & Wilcox mPower, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 26 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 
  

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	 7466
	  	 ELECTRICAL FEEDTHROUGHS FOR NUCLEAR REACTOR

									
		  	Published	  	16-Apr-2013	  	13/863972	  	14-Nov-2013	  	2013031777	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7467
	  	 LOWER END PLUG WITH TEMPERATURE REDUCTION DEVICE AND NUCLEAR REACTOR FUEL ROD INCLUDING SAME

									
		  	Published	  	15-Nov-2012	  	13/677396	  	17-Oct-2013	  	20130272483	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7468
	  	 CRDM DIVERT VALVE

									
		  	Published	  	20-Jun-2012	  	13/528217	  	17-Oct-2013	  	20130272466	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7469
	  	 INTEGRAL VESSEL ISOLATION VALVE

									
		  	Published	  	17-Apr-2013	  	13/864466	  	17-Oct-2013	  	20130272478	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7470
	  	 GAMMA RAY SPECTROSCOPY MONITORING METHOD AND APPARATUS

									
		  	Pending	  	22-Feb-2013	  	13/774439	  		  		  		  		  	Babcock & Wilcox Technical Services Group, Inc.
		
	 7471
	  	 VALVE ASSEMBLY WITH ISOLATION VALVE VESSEL

									
		  	Published	  	17-Apr-2013	  	13/864377	  	07-Nov-2013	  	20130294567	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7472
	  	 RADIAL NEUTRON REFLECTOR

									
		  	Published	  	10-Sep-2012	  	13/607940	  	17-Oct-2013	  	20130272470	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7473
	  	 SYSTEMS AND METHODS FOR PERFORMING INDUSTRIAL PROCESSES THAT GENERATE PYROPHORIC PARTICLES

									
		  	Granted	  	05-Apr-2012	  	13/439934	  	10-Oct-2013	  	20130263737	  	13-May-2014	  	8721772	  	Babcock & Wilcox mPower, Inc.
		
	 7474
	  	 RESISTANCE WELDING OF AN END CAP FOR NUCLEAR FUEL RODS

									
		  	Published	  	12-Dec-2012	  	13/712742	  	17-Oct-2013	  	20130272484	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7475
	  	 SPACER GRIDS FOR NUCLEAR REACTOR

									
		  	Pending	  	21-Jan-2013	  	13/746116	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7476
	  	 LOWER END FITTING FOR NUCLEAR FUEL ASSEMBLY MADE FROM INTERSECTING METAL STRIPS

									
		  	Published	  	29-Aug-2012	  	13/597838	  	17-Oct-2013	  	20130272479	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7477
	  	 INCORE INSTRUMENTATION CABLE ROUTING AND SUPPORT ELEMENT FOR PRESSURIZED WATER REACTOR

									
		  	Published	  	05-Nov-2012	  	13/668740	  	17-Oct-2013	  	20130272467	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7478
	  	 BEAM IMAGING SENSOR

									
		  	Published	  	14-Mar-2013	  	13/826907	  	14-Nov-2013	  	20130299700	  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
		  		  		  		  		  		  		  		  	Edison Welding Institute

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 27 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	7479	  	 POWER DISTRIBUTION PLATE FOR POWERING INTERNAL CONTROL ROD DRIVE MECHANISM (CRDM) UNITS

									
		  	Published	  	15-Mar-2013	  	13/832443	  	17-Oct-2013	  	20130272465	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7480	  	 RISER CONE APPARATUS TO PROVIDE COMPLIANCE BETWEEN REACTOR COMPONENTS AND MINIMIZE REACTOR COOLANT BIPASS FLOW

									
		  	Published	  	10-Apr-2013	  	13/859768	  	14-Nov-2013	  	20130301783	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7481	  	 PNEUMATIC TRANSPORT WITH MULTI VESSEL DISCHARGE

									
		  	Pending	  	15-Jan-2013	  	13/741798	  		  		  		  		  	Diamond Power International, Inc.
		
	7482	  	 SMALL MODULAR REACTOR REFUELING SEQUENCE

									
		  	Published	  	12-Apr-2013	  	13/862112	  	14-Nov-2013	  	2013031779	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7483	  	 CONTROL ROOM FOR NUCLEAR POWER PLANT

									
		  	Published	  	11-Apr-2013	  	13/860903	  	15-May-2014	  	20140133618	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7485	  	 DESMAIN CONTROL ROOM FOR A NUCLEAR POWER PLANT WITH TWO REACTOR UNITS

									
	D	  	Pending	  	03-Dec-2012	  	29/438789	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	7486	  	 EXTENDED OPERATING CYCLE FOR PRESSURIZED WATER REACTOR

									
		  	Published	  	16-Apr-2013	  	13/863901	  	15-May-2014	  	20140133619	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7487	  	 AUXILIARY CONDENSER SYSTEM FOR DECAY HEAT REMOVAL IN A NUCLEAR REACTOR SYSTEM

									
		  	Published	  	13-Feb-2013	  	13/766693	  	17-Oct-2013	  	20130272473	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7488	  	 CRDM INTERNAL ELECTRICAL CONNECTOR

									
		  	Published	  	16-Apr-2013	  	13/863611	  	14-Nov-2013	  	2013031775	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7489	  	 INCORE INSTRUMENTATION CABLE ROUTING FOR PRESSURIZED WATER REACTOR

									
		  	Published	  	16-Apr-2013	  	13/863717	  	24-Oct-2013	  	20130279640	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7490	  	 LATERAL SUPPORT FOR CONTROL ROD DRIVE MECHANISM

									
		  	Published	  	10-Apr-2013	  	13/859922	  	14-Nov-2013	  	2013031774	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7491	  	 CRDM INTERNAL HYDRAULIC CONNECTOR

									
		  	Published	  	10-Apr-2013	  	13/860058	  	14-Nov-2013	  	2013031778	  		  		  	Babcock & Wilcox mPower, Inc.
		
	 7492
	  	 POSITIONAL ENCODER AND CONTROL ROD POSITION INDICATOR FOR NUCLEAR REACTOR USING SAME

									
		  	Published	  	01-Nov-2012	  	13/666003	  	17-Oct-2013	  	20130270929	  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 28 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	7493	  	 PULSE ARC WELDING OF SPACER GRIDS TO GUIDE TUBES

									
		  	Published	  	16-Apr-2013	  	13/864168	  	14-Nov-2013	  	2013031791	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7494	  	 SPACER GRIDS WITH SPRINGS HAVING IMPROVED ROBUSTNESS

									
		  	Pending	  	21-Jan-2013	  	13/746099	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7495	  	 LOWER END FITTING LOCATING PINS

									
		  	Published	  	06-Mar-2013	  	13/786505	  	17-Oct-2013	  	20130272480	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7497	  	 SUSPENDED UPPER INTERNALS FOR COMPACT NUCLEAR REACTOR INCLUDING A LOWER HANGER PLATE

									
		  	Published	  	12-Apr-2013	  	13/861480	  	14-Nov-2013	  	2013031784	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7498	  	 SUSPENDED UPPER INTERNALS FOR COMPACT NUCLEAR REACTOR INCLUDING A MID HANGER PLATE

									
		  	Published	  	12-Apr-2013	  	13/861703	  	14-Nov-2013	  	2013031785	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7499	  	 SUSPENDED UPPER INTERNALS FOR COMPACT NUCLEAR REACTOR INCLUDING AN UPPER HANGER PLATE

									
		  	Published	  	12-Apr-2013	  	13/861881	  	14-Nov-2013	  	20130301786	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7501	  	 CONTROL ROOM FOR NUCLEAR POWER PLANT

									
		  	Published	  	11-Apr-2013	  	13/861004	  	07-Nov-2013	  	20130294560	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7504	  	 RISER TRANSITION ELEMENT FOR COMPACT NUCLEAR REACTOR

									
		  	Published	  	11-Apr-2013	  	13/860559	  	31-Oct-2013	  	20130287160	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7505	  	 SUSPENDED UPPER INTERNALS WITH TIE ROD COUPLINGS FOR COMPACT NUCLEAR REACTOR

									
		  	Published	  	11-Apr-2013	  	13/860586	  	31-Oct-2013	  	20130287158	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7506	  	 ISLAND MODE FOR NUCLEAR POWER PLANT

									
		  	Published	  	11-Apr-2013	  	13/861085	  	17-Oct-2013	  	20130272471	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7507	  	 DEFENSE IN DEPTH SAFETY PARADIGM FOR NUCLEAR REACTOR

									
		  	Published	  	16-Apr-2013	  	13/864053	  	14-Nov-2013	  	2013031782	  		  		  	Babcock & Wilcox mPower, Inc.
		
	7508	  	 LOCKING FASTENER FOR SECURING COMPONENTS IN A NUCLEAR REACTOR

									
		  	Published	  	16-Aug-2012	  	13/586998	  	24-Oct-2013	  	20130280006	  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
		
	7509	  	 FUEL ASSEMBLY

									
		  	Pending	  	26-Feb-2013	  	13/777213	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7514	  	 METHOD FOR CONTROLLING ACIDIC COMPOUNDS PRODUCED FOR OXY-COMBUSTION PROCESSES

									
		  	Published	  	28-Jun-2013	  	13/929971	  	02-Jan-2014	  	20140000311	  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 29 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	7515	  	 VISUAL MONITORING, OR IMAGING, SYSTEM AND METHOD FOR USING SAME

									
		  	Published	  	19-Jun-2013	  	13/921300	  	26-Dec-2013	  	20130342678	  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
		
	7516	  	 PASSIVELY INITIATED DEPRESSURIZATION FOR LIGHT WATER REACTOR

									
	P	  	Pending	  	06-Jan-2014	  	61/924038	  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	7517	  	 RAPID STARTUP HEAT RECOVERY STEAM GENERATOR

									
		  	Published	  	11-Jun-2013	  	13/914695	  	13-Feb-2014	  	20140041359	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7519	  	 SYSTEM AND METHOD FOR THE ANALYSIS OF ONE OR MORE COMPOUNDS AND/OR SPECIES PRODUCED BY A SOLUTION-BASED NUCLEAR REACTOR

									
		  	Granted	  	12-Mar-2013	  	13/796461	  		  		  	06-May-2014	  	8718218	  	Babcock & Wilcox Technical Services Group, Inc.
		
	7520	  	 REACTOR CONTAINMENT PRESSURE SUPPRESSION

									
		  	Pending	  	03-Feb-2014	  	14/170727	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
									
	P	  	Pending	  	06-Jan-2014	  	61/924076	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7521	  	 SYSTEM AND METHOD FOR CONTROLLING SCALE BUILD-UP IN A WFGD

									
		  	Published	  	06-Aug-2013	  	13/960384	  	24-Apr-2014	  	20140112834	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7522	  	 WATER COOLED CO BOILER FLOOR WITH SCREEN GAS DISTRIBUTION INLET

									
		  	Pending	  	23-Jul-2013	  	13/949200	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7524	  	 FLUIDIZING NOZZLE OR BUBBLE CAP ASSEMBLY FOR AIR DISTRIBUTION GRID

									
		  	Pending	  	07-May-2014	  	14/272113	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7525	  	 SYSTEM AND METHOD FOR CONTROLLING ONE OR MORE PROCESS PARAMETERS ASSOCIATED WITH A COMBUSTION PROCESS

									
		  	Pending	  	15-Mar-2013	  	13/837221	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7526	  	 SOLAR-NUCLEAR HYBRID POWER PLANT

									
		  	Pending	  	07-Oct-2013	  	14/047697	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7528	  	 SYSTEM AND METHOD FOR INCREASING THE SERVICE LIFE AND/OR CATALYTIC ACTIVITY OF AN SCR CATALYST AND CONTROL OF MULTIPLE
EMISSIONS

									
		  	Published	  	18-Feb-2013	  	13/769686	  	20-Jun-2013	  	2013015667	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7529	  	 MEMBRANE LONG FLOW ECONOMIZER

									
	P	  	Pending	  	22-Oct-2013	  	61/893973	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 30 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	7530	  	 EXTRUDED GUIDE FRAME AND MANUFACTURING METHODS THEREOF

									
		  	Pending	  	17-Mar-2014	  	14/215119	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7531	  	 UPPER VESSEL MOBILE PLATFORM

									
		  	Pending	  	13-Mar-2014	  	14/209421	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7532	  	 REFUELING WATER STORAGE TANK (RWST) WITH TAILORED PASSIVE EMERGENCY CORE COOLING (ECC) FLOW

									
		  	Pending	  	31-Jan-2014	  	14/169192	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7536	  	 CONCENTRATED SOLAR POWER SOLIDS-BASED SYSTEM

									
		  	Pending	  	10-Apr-2014	  	14/250160	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
									
	P	  	Pending	  	22-Apr-2013	  	61/814614	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7537	  	 PELLET HANDLING APPARATUS AND FUEL ROD LOADING METHOD

									
		  	Pending	  	13-Mar-2014	  	14/207995	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7539	  	 CATALYST LOADING AND UNLOADING DEVICE AND METHODS THEREFOR

									
		  	Pending	  	29-Aug-2013	  	14/013474	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7541	  	 SMALL SUPERCRITICAL ONCE-THRU STEAM GENERATOR

									
		  	Pending	  	14-Mar-2013	  	13/826071	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7542	  	 CRDM DESIGNS WITH SEPARATE SCRAM LATCH ENGAGEMENT AND LOCKING

									
		  	Pending	  	06-Feb-2014	  	14/174630	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
		
	7543	  	 CRDM DESIGNS WITH SEPARATE SCRAM LATCH ENGAGEMENT AND LOCKING

									
		  	Pending	  	06-Feb-2014	  	14/174638	  		  		  		  		  	Babcock & Wilcox Nuclear Operations Group, Inc.
		  		  		  		  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7548	  	 CRDM DESIGNS WITH SEPARATE SCRAM LATCH ENGAGEMENT AND LOCKING

									
		  	Pending	  	17-Apr-2014	  	14/255201	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7549	  	 SHIPPING CONTAINER FOR UNIRRADIATED NUCLEAR FUEL ASSEMBLIES

									
		  	Pending	  	12-Feb-2014	  	14/179203	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7551	  	 APPARATUS FOR AUTOMATED POSITIONING OF EDDY CURRENT TEST PROBE

									
		  	Granted	  	14-Jan-2010	  	12/687261	  		  		  	10-Jun-2014	  	8746089	  	Babcock & Wilcox Nuclear Energy, Inc.
									
	D	  	Published	  	09-Aug-2013	  	13/963630	  	06-Feb-2014	  	20140033837	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 31 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	7552	  	 PASSIVE TECHNIQUES FOR LONG-TERM REACTOR COOLING

									
		  	Pending	  	17-Mar-2014	  	14/215530	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7553	  	 NON DESTRUCTIVE MAPPING OF SURFACE CONDITION TO EVALUATE WEAR CONDITIONS

									
		  	Pending	  	12-Mar-2014	  	14/207140	  		  		  		  		  	Babcock & Wilcox Canada Ltd.
		  		  		  		  		  		  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
		
	7554	  	 SYSTEM AND METHOD FOR REDUCING HALOGEN LEVELS NECESSARY FOR MERCURY CONTROL, INCREASING THE SERVICE LIFE AND/OR CATALYTIC ACTIVITY OF AN SCR
CATALYST AND/OR CONTROL OF MULTIPLE EMISSIONS

									
		  	Published	  	08-Aug-2013	  	13/962761	  	19-Dec-2013	  	20130334466	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7555	  	 FLUE GAS RECIRCULATION IN TRANSPORT AIR FOR GRATE-TYPE BOILERS

									
	P	  	Pending	  	16-Apr-2013	  	61/812601	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7559	  	 CIRCULATING DRY SCRUBBER

									
		  	Granted	  	16-May-2013	  	13/895642	  		  		  	06-May-2014	  	8715600	  	Babcock & Wilcox Power Generation Group, Inc.
		
	7560	  	 LIFT-BASED UP-ENDER AND METHODS USING SAME TO MANIPULATE A SHIPPING CONTAINER CONTAINING UNIRRADIATED NUCLEAR FUEL

									
		  	Pending	  	12-Feb-2014	  	14/179269	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7562	  	 BURNER WITH FLAME STABILIZING/CENTER AIR JET DEVICE FOR LOW QUALITY FUEL

									
		  	Pending	  	25-Jun-2013	  	13/926488	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7564	  	 SYSTEM FOR PRODUCING HIGH PRESSURE STEAM FROM LOW QUALITY WATER

									
	P	  	Pending	  	02-Jul-2013	  	61/842157	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7567	  	 DIVERSE SAFETY FUNCTION SYSTEM

									
		  	Pending	  	09-Oct-2013	  	61/888864	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7568	  	 CONFORMAL CORE COOLING AND CONTAINMENT STRUCTURE

									
		  	Pending	  	03-Apr-2014	  	14/244222	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7569	  	 MULTI-ANGLE SLUDGE LANCE

									
	P	  	Pending	  	24-Jul-2013	  	61/858106	  		  		  		  		  	Intech, Inc.
		
	7570	  	 SORBENT INJECTION AND ELECTROSTATIC PRECIPITATOR CONTROL SYSTEM INTEGRATION

									
	P	  	Pending	  	25-Jul-2013	  	61/858478	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7571	  	 ELECTRIC HYDRAULIC CATALYST LOADING AND UNLOADING DEVICE AND METHODS THEREFOR

									
	P	  	Pending	  	07-Oct-2013	  	61/887645	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 32 of 33

 The Babcock & Wilcox Company Active U.S. Patents and Applications 

 

																	
	 CASE NO

  SubCase

    STATUS
	  	 FILE DATE
	  	 APP NO
	  	 PUB DATE
	  	 PUB NO
	  	 ISSUE DATE
	  	 PAT NO
	  	 OWNER

		
	7573	  	 DESREACTOR VESSEL

									
		  	Pending	  	03-Feb-2014	  	29/481222	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7574	  	 OPTIMIZER FOR INTEGRATED ENVIRONMENTAL PROCESS CONTROL AND WASTEWATER TREATMENT

									
	P	  	Pending	  	10-Mar-2014	  	61/950636	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7578	  	 ALTERNATIVE SAFETY FUNCTION SYSTEM FOR NUCLEAR REACTOR

									
		  	Pending	  	28-Oct-2013	  	14/064291	  		  		  		  		  	Babcock & Wilcox mPower, Inc.
		
	7580	  	 INTEGRATED SORBENT INJECTION AND FLUE GAS DESULFURIZATION SYSTEM

									
	P	  	Pending	  	15-Nov-2013	  	61/904939	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7596	  	 SOLIDS TRANSPORT IN FLUE GAS DESULFURIZATION SYSTEM

									
		  	Pending	  	19-Mar-2014	  	14/219586	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7601	  	 SYSTEM AND METHOD FOR REDUCING LIQUID DISCHARGE FROM ONE OR MORE AIR QUALITY CONTROL SYSTEM DEVICES

									
	P	  	Pending	  	23-May-2014	  	62/002584	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7605	  	 METHOD TO CONSTRUCT AND SUPPORT TUBE MODULE ASSEMBLIES FOR SOLID PARTICLE SOLAR RECEIVER

									
	P	  	Pending	  	21-Apr-2014	  	61/981974	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
		
	7613	  	 WATER JACKET FOR SOLID PARTICLE SOLAR RECEIVER

									
	P	  	Pending	  	19-May-2014	  	62/000517	  		  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 33 of 33

							
	 Patent No.
	  	 Application No.
	  	 Ownership
	  	 Patent Title

	Not yet granted	  	13/890,582	  	MEGTEC Systems, Inc.	  	IMPROVED INFRARED FLOAT BAR
	Not yet granted	  	13/225,755	  	MEGTEC Systems, Inc.	  	Air Bar Arrangement for Drying Tissue on a Belt
	Not yet granted	  	61/184353	  	MEGTEC Systems, Inc.	  	IMPROVED INFRARED FLOAT BAR
	Not yet granted	  	14/263,059	  	MEGTEC Systems, Inc.	  	IMPROVED INFRARED FLOAT BAR
	Not yet granted	  	13/676,508	  	MEGTEC Systems, Inc.	  	IMPROVED INFRARED FLOAT BAR
	5136790.0	  	666857.0	  	MEGTEC Systems, Inc.	  	METHOD AND APPARATUS FOR DRYING COATED WEBS
	5163829.0	  	734952.0	  	MEGTEC Systems, Inc.	  	COMPACT REGENERATIVE INCINERATOR
	5524363.0	  	368469.0	  	MEGTEC Systems, Inc.	  	IN-LINE PROCESSING OF A HEATED AND REACTING CONTINUOUS SHEET OF MATERIAL (filed in error to another party and will be corrected with the patent agent in due course)
	5528839.0	  	509567.0	  	MEGTEC Systems, Inc.	  	CONTROL AND ARRANGEMENT OF A CONTINUOUS PROCESS FOR AN INDUSTRIAL DRYER
	5555635.0	  	374015.0	  	MEGTEC Systems, Inc.	  	CONTROL AND ARRANGEMENT OF A CONTINUOUS PROCESS FOR AN INDUSTRIAL DRYER
	5555644.0	  	323973.0	  	MEGTEC Systems, Inc.	  	FLUID CYLINDER RETRACTION LOCKING DEVICE
	5579590.0	  	504817.0	  	MEGTEC Systems, Inc.	  	APPARATUS FOR IN-LINE PROCESSING OF A HEATED AND REACTING CONTINUOUS SHEET OF MATERIAL
	5590480.0	  	412428.0	  	MEGTEC Systems, Inc.	  	COMBINATION AIR BAR & HOLE BAR FLOTATION DRYER
	5609833.0	  	532210.0	  	MEGTEC Systems, Inc.	  	APPARATUS FOR BURNING OXYGENIC CONSTITUENTS IN PROCESS GAS
	5618173.0	  	356600.0	  	MEGTEC Systems, Inc.	  	APPARATUS FOR BURNING OXYGENIC CONSTITUENTS IN PROCESS GAS
	5628819.0	  	534931.0	  	MEGTEC Systems, Inc.	  	METHOD AND APPARATUS FOR CONTINUOUS ADSORPTION OF ABSORBABLE CONTAMINANTS
	5640784.0	  	408663.0	  	MEGTEC Systems, Inc.	  	NON-CONTACT FLOTATION WEB GUIDE/DRYER
	5647144.0	  	557769.0	  	MEGTEC Systems, Inc.	  	COMBINATION AIR BAR & HOLE BAR FLOTATION DRYER

							
	 Patent No.
	  	 Application No.
	  	 Ownership
	  	 Patent Title

	5681376.0	  	554860.0	  	MEGTEC Systems, Inc.	  	ROTATING FLOW DISTRIBUTOR ASSEMBLY FOR USE IN CONTINUOUSLY DISTRIBUTING DECONTAMINATION AND REGENERATION FLUID FLOW

							
	 Patent No.
	  	 Application No.
	  	 Ownership
	  	 Patent Title

	5697575.0	  	641885.0	  	MEGTEC Systems, Inc.	  	VERTICAL SPLICER
	5779771.0	  	714678.0	  	MEGTEC Systems, Inc.	  	ROTATING FLOW DISTRIBUTOR ASSEMBLY FOR USE IN CONTINUOUSLY DISTRIBUTING DECONTAMINATION AND REGENERATION
	5833938.0	  	650280.0	  	MEGTEC Systems, Inc.	  	INTEGRATED VOC ENTRAPMENT SYSTEM FOR REGENERATIVE OXIDATION
	5837205.0	  	643901.0	  	MEGTEC Systems, Inc.	  	BYPASS SYSTEM AND METHOD FOR REGENERATIVE THERMAL OXIDIZERS
	5867920.0	  	796009.0	  	MEGTEC Systems, Inc.	  	HIGH SPEED INFRARED/CONVECTION DRYER
	5967457.0	  	895946.0	  	MEGTEC Systems, Inc.	  	AIRFOIL WEB STABILIZATION AND TURNING APPARATUS AND METHOD
	5970627.0	  	988917.0	  	MEGTEC Systems, Inc.	  	ACTIVE WEB STABILIZATION APPARATUS
	6049995.0	  	295074.0	  	MEGTEC Systems, Inc.	  	INFRARED DRYER WITH AIR PURGE SHUTTER
	6067726.0	  	240192.0	  	MEGTEC Systems, Inc.	  	HIGH SPEED INFRARED/CONVECTION DRYER
	6086828.0	  	171874.0	  	MEGTEC Systems, Inc.	  	HEAT EXCHANGER EFFICIENCY CONTROL BY DIFFERENTIAL TEMPERATURE
	6129139.0	  	103346.0	  	MEGTEC Systems, Inc.	  	CONSOLIDATED POPPET VALVE ASSEMBLY
	6195909.0	  	526418.0	  	MEGTEC Systems, Inc.	  	INFRARED DRYER WITH AIR PURGE SHUTTER
	6213758.0	  	436011.0	  	MEGTEC Systems, Inc.	  	BURNER AIR/FUEL RATIO REGULATION METHOD AND APPARATUS
	6261092.0	  	572129.0	  	MEGTEC Systems, Inc.	  	Reg Thermal Oxidizer SWITCHING VALVE
	6264464.0	  	569554.0	  	MEGTEC Systems, Inc.	  	ANGLED BED FOR REGENERATIVE HEAT EXCHANGER
	6302188.0	  	67967.0	  	MEGTEC Systems, Inc.	  	MULTI-LAYER HEAT EXCHANGE BED CONTAINING STRUCTURED MEDIA AND RANDOMLY PACKED MEDIA
	6321462.0	  	673427.0	  	MEGTEC Systems, Inc.	  	WEB DRYER WITH FULLY INTEGRATED REGENERATIVE HEAT SOURCE AND CONTROL THEREOF
	6505792.0	  	724307.0	  	MEGTEC Systems, Inc.	  	NON-CONTACT FLOATING DEVICE FOR TURNING A FLOATING WEB

							
	 Patent No.
	  	 Application No.
	  	 Ownership
	  	 Patent Title

	6576198.0	  	929588.0	  	MEGTEC Systems, Inc.	  	MODULAR VOC ENTRAPMENT CHAMBER FOR A TWO- CHAMBER REGENERATIVE OXIDIZER
	6651357.0	  	759681.0	  	MEGTEC Systems, Inc.	  	WEB DRYER WITH FULLY INTEGRATED REGENERATIVE HEAT SOURCE AND CONTROL THEREOF
	6669472.0	  	230240.0	  	MEGTEC Systems, Inc.	  	DUAL LIFT SYSTEM
	6681497.0	  	295797.0	  	MEGTEC Systems, Inc.	  	RTO Super Alloy Bypass Damper
	6735883.0	  	110142.0	  	MEGTEC Systems, Inc.	  	ELECTROSTATIC ASSISTED WEB COOLING AND REMOISTENING DEVICE AND METHOD
	6749815.0	  	849785.0	  	MEGTEC Systems, Inc.	  	SWITCHING VALVE SEAL (RTO)
	6775925.0	  	276239.0	  	MEGTEC Systems, Inc.	  	WATER SPRAY WEB COOLING APPARATUS FOR WEB DRYER
	6783111.0	  	696883.0	  	MEGTEC Systems, Inc.	  	RTO -DUAL LIFT SYSTEM
	6892750.0	  	863772.0	  	MEGTEC Systems, Inc.	  	SWITCHING VALVE
	6899121.0	  	739443.0	  	MEGTEC Systems, Inc.	  	SWITCHING VALVE SEAL
	6978977.0	  	696886.0	  	MEGTEC Systems, Inc.	  	DUAL LIFT SYSTEM
	7033544.0	  	416929.0	  	MEGTEC Systems, Inc.	  	DETERMINATION OF SUPPLEMENTAL FUEL REQUIREMENT AND INSTANTANEOUS CONTROL THEREOF INVOLVING REGENERATIVE THERMAL OXIDATION
	7150446.0	  	297709.0	  	MEGTEC Systems, Inc.	  	METHOD of VALVE MOVEMENT - DUAL LIFT SYSTEM
	7308904.0	  	987668.0	  	MEGTEC Systems, Inc.	  	ELECTRIC GEAR MOTOR DRIVE FOR SWITCHING VALVE
	7325562.0	  	139927.0	  	MEGTEC Systems, Inc.	  	HEATED SEAL AIR FOR VALVE AND REGENERATIVE THERMAL OXIDIZER CONTAINING SAME
	7530179.0	  	823299.0	  	MEGTEC Systems, Inc.	  	STEP AIR FOIL
	8061055.0	  	11/800741	  	MEGTEC Systems, Inc.	  	STEP AIR FOIL WEB STABILIZER
	8615899.0	  	12/462,359	  	MEGTEC Systems, Inc.	  	Paired Air Bar/Hole Bar Arrangement in Web Dryer
	61/474,985	  	61/474,985	  	MEGTEC Systems, Inc.	  	METHOD AND APPARATUS FOR COATING DISCRETE PATCHES

							
	 Patent No.
	  	 Application No.
	  	 Ownership
	  	 Patent Title

	61/493,046	  	61/493,046	  	MEGTEC Systems, Inc.	  	WEB LIFTER AND STABILIZER
	Not yet granted	  	12/449,185	  	MEGTEC Systems, Inc.	  	WEB COATING APPLICATOR WITH COOLING AND MATERIAL RECOVERY
	Not yet granted	  	12/363,794	  	MEGTEC Systems, Inc.	  	IMPROVED ELECTRIC VALVE LIFT MECHANISM
	Not yet granted	  	61/362,084	  	MEGTEC Systems, Inc.	  	Reduced Fossil Fuel in an Oxidizer Downstream of a Biomass Furnace

 Exhibit C 

Trademarks 
 [See
Attached.] 

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	  	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 bwconversion.com

								
	 DN-339
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwconversion.net
								
	 DN-340
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwconversion.org
								
	 DN-341
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwconversionservices.net
								
	 DN-343
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwconversionservices.org
								
	 DN-344
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwcs.us
								
	 DN-352
	  		  	Registered	  		  		  		  	14-Mar-2011	  	B&W Conversion Services, LLC
	
	bwcs-llc.com
								
	 DN-345
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwcs-llc.net
								
	 DN-346
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwcs-llc.org
								
	 DN-347
	  		  	Registered	  		  		  		  	05-Nov-2010	  	B&W Conversion Services, LLC
	
	bwcs-llc.us
								
	 DN-353
	  		  	Registered	  		  		  		  	14-Mar-2011	  	B&W Conversion Services, LLC
	
	ctitubes.com
								
	 DN-351
	  		  	Registered	  		  		  		  	22-Dec-2010	  	B&W Tubetech Services LLC
	
	ctitubes.xxx
								
	 DN-388
	  		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	B&W Tubetech Services LLC
	
	B&W mPower
								
	 TM-757
	  	1	  	Pending	  	86/063880	  	13-Sep-2013	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 1 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	  	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 bwnes.com

								
	 DN-371
	  		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	bwnes.net
								
	 DN-372
	  		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	bwnes.org
								
	 DN-373
	  		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	Generation mPower
								
	 TM-795
	  	2	  	Filed	  	86/064044	  	13-Sep-2013	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
								
	 TM-795
	  	3	  	Pending	  	86/064133	  	13-Sep-2013	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
	
	generationmpower.xxx
								
	 DN-381
	  		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Nuclear Energy, Inc.
	
	mPower
								
	 TM-796
	  	2	  	Filed	  	86/064217	  	13-Sep-2013	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
								
	 TM-796
	  	3	  	Filed	  	86/064279	  	13-Sep-2013	  		  		  	Babcock & Wilcox Nuclear Energy, Inc.
	
	bwss.biz
								
	 DN-401
	  		  	Registered	  	DOMAIN NAME	  		  		  	17-Apr-2012	  	Babcock & Wilcox Nuclear Operations Group, Inc.
	
	ABSORPTION PLUS (Hg)
								
	 TM-750
	  	1	  	Registered	  	77/371146	  	14-Jan-2008	  	4105796	  	28-Feb-2012	  	Babcock & Wilcox Power Generation Group, Inc.
								
	 TM-750
	  	3	  	Published	  	85/674331	  	11-Jul-2012	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	accesssupply.com
								
	 DN-367
	  		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	access-supply.com
								
	 DN-368
	  		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	AireJet
								
	 TM-747
	  		  	Registered	  	78/891260	  	24-May-2006	  	3535538	  	18-Nov-2008	  	Babcock & Wilcox Power Generation Group, Inc.
	
	ASP (Word Mark)
								
	 TM-465
	  		  	Registered	  	74/649783	  	21-Mar-1995	  	2079738	  	15-Jul-1997	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 2 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 ASSURED STOCK PROGRAM (Word Mark)

								
	 TM-231
	 		  	Registered	  	73624366	  	03-Oct-1986	  	1443711	  	16-Jun-1987	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-231
	 	2	  	Registered	  	74/418432	  	28-Jun-1993	  	1846943	  	26-Jul-1994	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 B&W & HERO ENGINE DESIGN

								
	 TM-058
	 		  	Registered	  	71/470170	  	12-May-1944	  	0419052	  	05-Feb-1946	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-058
	 	2	  	Registered	  	71/470169	  	12-May-1944	  	0415177	  	31-Jul-1945	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-058
	 	3	  	Registered	  	71/491800	  	19-Nov-1945	  	0422229	  	09-Jul-1946	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 B&W (Word Mark)

								
	 TM-074
	 		  	Registered	  	71/000828	  	08-Apr-1905	  	0044904	  	25-Jul-1905	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-074
	 	2	  	Registered	  	71/470553	  	24-May-1944	  	0415862	  	21-Aug-1945	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-074
	 	3	  	Registered	  	73/782064	  	21-Feb-1989	  	1570257	  	05-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-074
	 	4	  	Registered	  	73/782065	  	21-Feb-1989	  	1573977	  	26-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-074
	 	6	  	Registered	  	75/747600	  	30-Jun-1999	  	2350120	  	16-May-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 B&W ROLL WHEEL

								
	 TM-715
	 		  	Registered	  	78/440093	  	23-Jun-2004	  	3330614	  	06-Nov-2007	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-715
	 	2	  	Registered	  	78/440113	  	23-Jun-2004	  	3319508	  	23-Oct-2007	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BABCOCK & WILCOX (Word Mark)

								
	 TM-075
	 		  	Registered	  	71/000829	  	08-Apr-1905	  	0044905	  	25-Jul-1905	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-075
	 	2	  	Registered	  	70/025550	  	18-Aug-1894	  	0025550	  	20-Nov-1894	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-075
	 	4	  	Registered	  	73/782044	  	21-Feb-1989	  	1572421	  	19-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-075
	 	5	  	Registered	  	73/782055	  	21-Feb-1989	  	1571386	  	12-Dec-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BABCOCK & WILCOX M BULLSEYE LOGO

								
	 TM-422
	 		  	Registered	  	74/499978	  	14-Mar-1994	  	1900543	  	20-Jun-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-422
	 	2	  	Registered	  	74/499799	  	14-Mar-1994	  	1901922	  	27-Jun-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-422
	 	3	  	Registered	  	74/499800	  	14-Mar-1994	  	1903181	  	04-Jul-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-422
	 	4	  	Registered	  	74/501629	  	18-Mar-1994	  	1900934	  	20-Jun-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BABCOCK & WILCOX SERVICE SPECIALISTS (Word Mark)

								
	 TM-451
	 		  	Registered	  	74/591047	  	27-Oct-1994	  	1948476	  	16-Jan-1996	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 3 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcock.at

								
	 DN-256
	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.be

								
	 DN-322
	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.co.kr

								
	 DN-285
	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.com.hk

								
	 DN-260
	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Nov-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.com.sg

								
	 DN-287
	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.com.tw

								
	 DN-259
	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Nov-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.it

								
	 DN-364
	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jun-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.kr

								
	 DN-284
	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.sg

								
	 DN-286
	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Feb-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.us.com

								
	 DN-319
	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jul-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcock.xxx

								
	 DN-378
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockandwilcox.co

								
	 DN-311
	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  	10-May-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockandwilcox.xxx

								
	 DN-375
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 4 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcock-wilcox.co

								
	 DN-310
	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  	10-May-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 babcockwilcox.com.mx

								
	 DN-248
	 		  	Registered	  	DOMAIN NAME	  		  		  	19-Aug-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bandw.co

								
	 DN-309
	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  	10-May-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BLACK LIQUOR CLUB (Word Mark)

								
	 TM-437
	 		  	Registered	  	74/492512	  	22-Feb-1994	  	1942067	  	19-Dec-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 BLACK LIQUOR CLUB LOGO

								
	 TM-433
	 		  	Registered	  	74/484952	  	31-Jan-1994	  	1939207	  	05-Dec-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 b-w.co

								
	 DN-308
	 		  	Filed	  	DOMAIN NAME	  	10-May-2010	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwconversionservices.xxx

								
	 DN-383
	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwdemonterrey.com

								
	 DN-252
	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwdemonterrey.com.mx

								
	 DN-251
	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwdemonterrey.net

								
	 DN-253
	 		  	Registered	  	DOMAIN NAME	  		  		  	03-Sep-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bwxl.net

								
	 DN-374
	 		  	Registered	  	DOMAIN NAME	  		  		  	12-Aug-2005	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 CEMSCAN

								
	 TM-789
	 		  	Registered	  	74/605141	  	01-Dec-1994	  	2016261	  	12-Nov-1996	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 CFS

								
	 TM-756
	 		  	Filed	  	77/602954	  	29-Oct-2008	  	3711230	  	17-Nov-2009	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 5 of 23

 Active U.S. Trademarks and Domain Names 

 
  

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 CPM

								
	 TM-769
	 		  	Registered	  	75/318638	  	02-Jul-1997	  	2347485	  	02-May-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 deltapowerservices.com

								
	 DN-203
	 		  	Registered	  	DOMAIN NAME	  		  		  	13-Aug-2003	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 DRB-4Z (Word Mark)

								
	 TM-531
	 	2	  	Registered	  	75/545775	  	01-Sep-1998	  	2446782	  	24-Apr-2001	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 DRB-XCL (Word Mark)

								
	 TM-368
	 		  	Registered	  	74/239934	  	24-Jan-1992	  	1741145	  	22-Dec-1992	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 DSVS (Word Mark)

								
	 TM-552
	 		  	Registered	  	75/506297	  	22-Jun-1998	  	2393999	  	10-Oct-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ELVERITE (Word Mark)

								
	 TM-084
	 	2	  	Registered	  	77/587246	  	07-Oct-2008	  	3619276	  	12-May-2009	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 enertec.com

								
	 DN-306
	 		  	Registered	  	DOMAIN NAME	  		  		  	22-Oct-1995	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ENVANTAGE

								
	 TM-810
	 		  	Pending	  	85/836421	  	30-Jan-2013	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 FST-GAGE (Word Mark)

								
	 TM-479
	 	2	  	Registered	  	75/295372	  	20-May-1997	  	2162018	  	02-Jun-1998	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 futuregen2-0.com

								
	 DN-348
	 		  	Registered	  	DOMAIN NAME	  		  		  	18-Nov-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 futuregen2-0.net

								
	 DN-349
	 		  	Registered	  	DOMAIN NAME	  		  		  	18-Nov-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 futuregen2-0.org

								
	 DN-350
	 		  	Registered	  	DOMAIN NAME	  		  		  	18-Nov-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 GenClad

								
	 TM-704
	 		  	Registered	  	78/233349	  	03-Apr-2003	  	2886366	  	21-Sep-2004	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-704
	 	4	  	Registered	  	78/233339	  	03-Apr-2003	  	2889004	  	28-Sep-2004	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 6 of 23

 Active U.S. Trademarks and Domain Names 

 
  

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 Heat Transfer Manager

								
	 TM-725
	 		  	Registered	  	85/250679	  	24-Feb-2011	  	4117257	  	27-Mar-2012	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 HONE & GLOW (Word Mark)

								
	 TM-287
	 		  	Registered	  	73/723107	  	18-Apr-1988	  	1516861	  	13-Dec-1988	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 IMPAK

								
	 TM-774
	 		  	Registered	  	75/048111	  	24-Jan-1996	  	2232541	  	16-Mar-1999	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intechautomation.com

								
	 DN-366
	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intechinternational.com

								
	 DN-365
	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intechinternational.xxx

								
	 DN-386
	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 intech-intl.com

								
	 DN-369
	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 invaritare.com

								
	 DN-370
	 		  	Registered	  	DOMAIN NAME	  		  		  	20-Jul-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 iveycooper.com

								
	 DN-204
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 iveycooper.xxx

								
	 DN-387
	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 JUICECAN

								
	 TM-777
	 		  	Registered	  	76/449434	  	13-Sep-2002	  	2736486	  	15-Jul-2003	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 kvb-cems.com

								
	 DN-303
	 		  	Registered	  	DOMAIN NAME	  		  		  	05-Aug-1996	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 kvb-enertec.com

								
	 DN-302
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Oct-1998	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 7 of 23

 Active U.S. Trademarks and Domain Names 

 
  

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 LM2100 (Word Mark)

								
	 TM-588
	 		  	Registered	  	76/158574	  	03-Nov-2000	  	2490831	  	18-Sep-2001	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 MILLCARE (Word Mark)

								
	 TM-538
	 	3	  	Registered	  	76/360419	  	17-Jan-2002	  	2736043	  	15-Jul-2003	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 MITAGENT

								
	 TM-817
	 		  	Published	  	85/949070	  	03-Jun-2013	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-817
	 	#2	  	Published	  	85/949101	  	03-Jun-2013	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 MITAGENT 15

								
	 TM-818
	 		  	Published	  	85/949079	  	03-Jun-2013	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 MULTICLONE (Word Mark)

								
	 TM-510
	 		  	Registered	  	72/421977	  	20-Apr-1972	  	0978546	  	12-Feb-1974	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 NETDAHS

								
	 TM-787
	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 NETDAHS Edge

								
	 TM-811
	 		  	Published	  	85/757845	  	18-Oct-2012	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 netdahs.com

								
	 DN-305
	 		  	Registered	  	DOMAIN NAME	  		  		  	30-Nov-2001	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 NOTIS (Word Mark)

								
	 TM-249
	 	2	  	Registered	  	73/715221	  	07-Mar-1988	  	1543964	  	13-Jun-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 ntdahs.com

								
	 DN-304
	 		  	Registered	  	DOMAIN NAME	  		  		  	31-Oct-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 OBSERVER

								
	 TM-788
	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 OPTICAP

								
	 TM-799
	 		  	Registered	  	85/238965	  	10-Feb-2011	  	4206883	  	11-Sep-2012	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PARTS PLUS (Word Mark)

								
	 TM-432
	 		  	Registered	  	74/485889	  	02-Feb-1994	  	1951818	  	23-Jan-1996	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 8 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 pbc-wteproject.com

								
	 DN-354
	 		  	Registered	  	DOMAIN NAME	  		  		  	28-Apr-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 pbc-wteproject.net

								
	 DN-355
	 		  	Registered	  	DOMAIN NAME	  		  		  	28-Apr-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 pbc-wteproject.org

								
	 DN-356
	 		  	Registered	  	DOMAIN NAME	  		  		  	28-Apr-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 POWER CLEAN

								
	 TM-724
	 		  	Registered	  	85/250656	  	24-Feb-2011	  	4031634	  	27-Sep-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 POWERTEC

								
	 TM-794
	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 powertec.com

								
	 DN-307
	 		  	Registered	  	DOMAIN NAME	  		  		  	01-Sep-1994	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PRC-100

								
	 TM-778
	 		  	Registered	  	74/012213	  	18-Dec-1989	  	1614727	  	25-Sep-1990	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PRECIPTECH AND DESIGN

								
	 TM-780
	 		  	Registered	  	73/583729	  	19-Feb-1986	  	1410236	  	23-Sep-1986	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PrecisionJet (standard characters)

								
	 TM-722
	 	3	  	Registered	  	78/470249	  	19-Aug-2004	  	3013278	  	08-Nov-2005	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 PULSEFLO

								
	 TM-514
	 	1	  	Registered	  	85/685580	  	24-Jul-2012	  	5382563	  	13-Aug-2013	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 RACER (Word Mark)

								
	 TM-140
	 		  	Registered	  	72/267795	  	29-Mar-1967	  	0855089	  	20-Aug-1968	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 SMARTREPORTS

								
	 TM-786
	 		  	Pending	  	COMMON LAW	  		  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 SQ-300

								
	 TM-781
	 		  	Registered	  	75/718164	  	24-May-1999	  	2399532	  	31-Oct-2000	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 9 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 SUNSPIRE

								
	 TM-826
	 		  	Published	  	86/063835	  	13-Sep-2013	  		  		  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.com

								
	 DN-358
	 		  	Registered	  	DOMAIN NAME	  		  		  	16-May-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.net

								
	 DN-359
	 		  	Registered	  	DOMAIN NAME	  		  		  	16-May-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.org

								
	 DN-360
	 		  	Registered	  	DOMAIN NAME	  		  		  	16-May-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 swa-wteproject.xxx

								
	 DN-384
	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.com

								
	 DN-329
	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.in

								
	 DN-332
	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.net

								
	 DN-330
	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 tbwes.org

								
	 DN-331
	 		  	Registered	  	DOMAIN NAME	  	14-Sep-2010	  		  	14-Sep-2010	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 TC-CHAIN

								
	 TM-809
	 		  	Registered	  	85/722315	  	06-Sep-2012	  	4405793	  	24-Sep-2013	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 TOWERPAK (Word Mark)

								
	 TM-352
	 		  	Registered	  	74/086326	  	09-Aug-1990	  	1652309	  	30-Jul-1991	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 TRUFLUX

								
	 TM-721
	 		  	Registered	  	78/247391	  	08-May-2003	  	2830175	  	06-Apr-2004	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 V P A S (Word Mark)

								
	 TM-192
	 		  	Registered	  	73/395364	  	30-Sep-1982	  	1291929	  	28-Aug-1984	  	Babcock & Wilcox Power Generation Group, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 10 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 VAM (Word Mark)

								
	 TM-150
	 	2	  	Registered	  	73/409839	  	17-Jan-1983	  	1299266	  	09-Oct-1984	  	Babcock & Wilcox Power Generation Group, Inc.
	 TM-150
	 	3	  	Registered	  	73/737264	  	30-Jun-1988	  	1564170	  	07-Nov-1989	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 WEARESISTOR (Word Mark)

								
	 TM-461
	 		  	Registered	  	74/611124	  	14-Dec-1994	  	2169816	  	30-Jun-1998	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 WINDAC

								
	 TM-783
	 		  	Registered	  	75/658874	  	12-Mar-1999	  	2335456	  	28-Mar-2000	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 WINRAP

								
	 TM-785
	 		  	Registered	  	76/176810	  	07-Dec-2000	  	2571146	  	21-May-2002	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 XCL-S (Word Mark)

								
	 TM-527
	 		  	Registered	  	75/175105	  	05-Sep-1996	  	2175559	  	21-Jul-1998	  	Babcock & Wilcox Power Generation Group, Inc.
	
	 bceparts.com

								
	 DN-194
	 		  	Registered	  	DOMAIN NAME	  		  		  	11-Jun-2008	  	Diamond Canapower Inc.
	
	 bceparts.net

								
	 DN-195
	 		  	Registered	  	DOMAIN NAME	  		  		  	11-Jun-2008	  	Diamond Canapower Inc.
	
	 diamondcanapower.biz

								
	 DN-336
	 		  	Registered	  	DOMAIN NAME	  		  		  	21-Oct-2010	  	Diamond Canapower Inc.
	 DN-337
	 		  	Registered	  	DOMAIN NAME	  		  		  	21-Oct-2010	  	Diamond Canapower Inc.
	 DN-338
	 		  	Registered	  	DOMAIN NAME	  		  		  	21-Oct-2010	  	Diamond Canapower Inc.
	
	 diamondcanapower.ca

								
	 DN-334
	 		  	Registered	  	DOMAIN NAME	  		  		  	21-Oct-2010	  	Diamond Canapower Inc.
	
	 diamondcanapower.com

								
	 DN-335
	 		  	Registered	  	DOMAIN NAME	  		  		  	21-Oct-2010	  	Diamond Canapower Inc.
	
	 ALLEN-SHERMAN-HOFF (Word Mark)

								
	 TM-485
	 		  	Registered	  	75/379906	  	27-Oct-1997	  	2218648	  	19-Jan-1999	  	Diamond Power International, Inc.
	
	 A-S-H & DESIGN

								
	 TM-490
	 		  	Registered	  	71/226183	  	21-Jan-1926	  	0221415	  	30-Nov-1926	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 11 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 a-s-h.biz

								
	 DN-047
	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	08-Nov-2001	  	Diamond Power International, Inc.
	
	 a-s-h.com

								
	 DN-001
	 		  	Registered	  	DOMAIN NAME	  	27-Jun-1996	  		  	27-Jun-1996	  	Diamond Power International, Inc.
	
	 a-s-h.net

								
	 DN-031
	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 a-s-h.org

								
	 DN-032
	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 a-s-h.us

								
	 DN-109
	 		  	Registered	  	DOMAIN NAME	  	31-May-2005	  		  	31-May-2005	  	Diamond Power International, Inc.
	
	 ash.xxx

								
	 DN-377
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 a-s-h.xxx

								
	 DN-376
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 ASHANDLER (Word Mark)

								
	 TM-581
	 		  	Registered	  	78/027752	  	26-Sep-2000	  	2601135	  	30-Jul-2002	  	Diamond Power International, Inc.
	
	 ASHCOLITE (STYLIZED)

								
	 TM-491
	 		  	Registered	  	72/181733	  	22-Nov-1963	  	774841	  	11-Aug-1964	  	Diamond Power International, Inc.
	
	 ASHCORE

								
	 TM-550
	 		  	Registered	  	75/485036	  	14-May-1998	  	2444743	  	17-Apr-2001	  	Diamond Power International, Inc.
	
	 ASHFLO (Word Mark)

								
	 TM-492
	 		  	Registered	  	75/485035	  	14-May-1998	  	2394639	  	17-Oct-2000	  	Diamond Power International, Inc.
	
	 ASHVAC (Word Mark)

								
	 TM-580
	 		  	Registered	  	76/117101	  	28-Aug-2000	  	2581199	  	18-Jun-2002	  	Diamond Power International, Inc.
	
	 ashwp.com

								
	 DN-027
	 		  	Registered	  	DOMAIN NAME	  	27-Jul-2000	  		  	27-Jul-2000	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 12 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 ash-wp.com

								
	 DN-028
	 		  	Registered	  	DOMAIN NAME	  	08-Aug-2000	  		  	08-Aug-2000	  	Diamond Power International, Inc.
	
	 beaumontbirch.biz

								
	 DN-076
	 		  	Registered	  	DOMAIN NAME	  	11-Apr-2002	  		  	11-Apr-2002	  	Diamond Power International, Inc.
	
	 beaumontbirch.com

								
	 DN-074
	 		  	Registered	  	DOMAIN NAME	  	12-Apr-2002	  		  	12-Apr-2002	  	Diamond Power International, Inc.
	
	 beaumontbirch.net

								
	 DN-075
	 		  	Registered	  	DOMAIN NAME	  	12-Apr-2002	  		  	12-Apr-2002	  	Diamond Power International, Inc.
	
	 beaumontbirch.org

								
	 DN-077
	 		  	Registered	  	DOMAIN NAME	  	12-Mar-2002	  		  	12-Mar-2002	  	Diamond Power International, Inc.
	
	 BOS (Word Mark)

								
	 TM-370
	 		  	Registered	  	74/274290	  	11-May-1992	  	1745641	  	12-Jan-1993	  	Diamond Power International, Inc.
	
	 chuihuigi.com.cn (pingyin for sootblower)

								
	 DN-214
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Jun-2009	  	Diamond Power International, Inc.
	
	 CycloASH

								
	 TM-719
	 		  	Registered	  	78/246419	  	06-May-2003	  	3169328	  	07-Nov-2006	  	Diamond Power International, Inc.
	
	 deltapowerservices.xxx

								
	 DN-385
	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Diamond Power International, Inc.
	
	 DIAMOND (Word Mark)

								
	 TM-258
	 		  	Registered	  	71/304190	  	04-Aug-1930	  	279300	  	13-Jan-1931	  	Diamond Power International, Inc.
	 TM-258
	 	2	  	Registered	  	71/096578	  	15-Jul-1916	  	113950	  	14-Nov-1916	  	Diamond Power International, Inc.
	
	 DIAMOND POWER (Word Mark)

								
	 TM-261
	 		  	Registered	  	72/139604	  	12-Mar-1962	  	0746554	  	12-Mar-1963	  	Diamond Power International, Inc.
	 TM-261
	 	2	  	Registered	  	72/139605	  	12-Mar-1962	  	0755020	  	20-Aug-1963	  	Diamond Power International, Inc.
	
	 diamond.cn (Chinese characters)

								
	 DN-209
	 		  	Registered	  	DOMAIN NAME	  		  		  	17-Jun-2006	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 13 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 diamond.com (Chinese characters)

								
	 DN-208
	 		  	Registered	  	DOMAIN NAME	  		  		  	30-Nov-2007	  	Diamond Power International, Inc.
	
	 diamond.net (Chinese characters)

								
	 DN-211
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamond.net.cn (Chinese characters)

								
	 DN-210
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondelectronics.biz

								
	 DN-055
	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	13-Dec-2001	  	Diamond Power International, Inc.
	
	 diamondelectronics.com

								
	 DN-043
	 		  	Registered	  	DOMAIN NAME	  	27-Aug-2001	  		  	14-Nov-2001	  	Diamond Power International, Inc.
	
	 diamondelectronics.in

								
	 DN-289
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondelectronics.net

								
	 DN-045
	 		  	Registered	  	DOMAIN NAME	  	16-Mar-2000	  		  	16-Mar-2000	  	Diamond Power International, Inc.
	
	 diamondelectronics.org

								
	 DN-044
	 		  	Registered	  	DOMAIN NAME	  	03-Oct-2001	  		  	03-Oct-2001	  	Diamond Power International, Inc.
	
	 diamondpower.biz

								
	 DN-054
	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	13-Dec-2001	  	Diamond Power International, Inc.
	
	 diamondpower.co.uk

								
	 DN-029
	 		  	Registered	  	DOMAIN NAME	  	12-Sep-1996	  		  	12-Sep-1996	  	Diamond Power International, Inc.
	
	 diamondpower.com

								
	 DN-012
	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	16-Mar-1996	  	Diamond Power International, Inc.
	
	 diamondpower.com.tw

								
	 DN-409
	 		  	Registered	  	DOMAIN NAME	  	30-Aug-2012	  		  	30-Aug-2012	  	Diamond Power International, Inc.
	
	 diamondpower.eu

								
	 DN-180
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 14 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 diamondpower.hk

								
	 DN-413
	 		  	Registered	  	DOMAIN NAME	  	30-Aug-2012	  		  	30-Aug-2012	  	Diamond Power International, Inc.
	
	 diamondpower.in

								
	 DN-290
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpower.info

								
	 DN-321
	 	Cp	  	Registered	  	DOMAIN NAME	  		  		  	15-Jul-2010	  	Diamond Power International, Inc.
	
	 diamondpower.jobs

								
	 DN-113
	 		  	Registered	  	DOMAIN NAME	  	18-Aug-2005	  		  	18-Aug-2005	  	Diamond Power International, Inc.
	
	 diamondpower.net

								
	 DN-033
	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 diamondpower.org

								
	 DN-034
	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 diamondpower.tw

								
	 DN-410
	 		  	Registered	  	DOMAIN NAME	  	30-Aug-2012	  		  	30-Aug-2012	  	Diamond Power International, Inc.
	
	 diamondpower.us

								
	 DN-083
	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	Diamond Power International, Inc.
	
	 diamondpower.us.com

								
	 DN-320
	 		  	Registered	  	DOMAIN NAME	  		  		  	15-Jul-2010	  	Diamond Power International, Inc.
	
	 diamondpower.xxx

								
	 DN-379
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 diamondpower-cee.cz

								
	 DN-206
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondpower-cee.eu

								
	 DN-207
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 diamondpowerinternational.co.in

								
	 DN-291
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 15 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 diamondpowerinternational.com

								
	 DN-171
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Apr-2007	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.in

								
	 DN-292
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.net

								
	 DN-172
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Apr-2007	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.org

								
	 DN-173
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Apr-2007	  	Diamond Power International, Inc.
	
	 diamondpowerinternational.xxx

								
	 DN-382
	 		  	Registered	  	DOMAIN NAME	  		  		  	06-Dec-2011	  	Diamond Power International, Inc.
	
	 diamondpowerkorea.com

								
	 DN-181
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Apr-2004	  	Diamond Power International, Inc.
	
	 diamondpowerspecialty.co.in

								
	 DN-293
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 diamondpowerspecialty.com

								
	 DN-118
	 		  	Registered	  	DOMAIN NAME	  	29-Nov-2005	  		  	29-Nov-2005	  	Diamond Power International, Inc.
	
	 diamondpowerspecialty.in

								
	 DN-294
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	Diamond Power International, Inc.
	
	 DIAMONIZED

								
	 TM-449
	 	1	  	Registered	  	78/570907	  	18-Feb-2005	  	3455244	  	24-Jun-2008	  	Diamond Power International, Inc.
	
	 DIAMONIZED (Word Mark)

								
	 TM-449
	 	2	  	Registered	  	75/652227	  	26-Feb-1999	  	2448661	  	08-May-2001	  	Diamond Power International, Inc.
	
	 DP & Design (Color) (NEW logo)

								
	 TM-709
	 		  	Registered	  	78/143464	  	12-Jul-2002	  	3018397	  	22-Nov-2005	  	Diamond Power International, Inc.
	
	 DP (STYLIZED DESIGN)

								
	 TM-262
	 		  	Registered	  	72/139733	  	13-Mar-1962	  	741246	  	27-Nov-1962	  	Diamond Power International, Inc.
	 TM-262
	 	2	  	Registered	  	72/139732	  	13-Mar-1962	  	741270	  	27-Nov-1962	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 16 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 FlexRod

								
	 TM-720
	 		  	Registered	  	78/246422	  	06-May-2003	  	2978785	  	26-Jul-2005	  	Diamond Power International, Inc.
	
	 GASTEMP & DESIGN

								
	 TM-403
	 		  	Registered	  	74/415759	  	23-Jul-1993	  	1873659	  	17-Jan-1995	  	Diamond Power International, Inc.
	
	 GEMINI (Word Mark)

								
	 TM-598
	 		  	Registered	  	76/215,395	  	20-Feb-2001	  	2687243	  	11-Feb-2003	  	Diamond Power International, Inc.
	
	 GlassCam

								
	 TM-801
	 		  	Published	  	85/255660	  	02-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 HYDROBIN

								
	 TM-500
	 		  	Registered	  	72/181735	  	22-Nov-1963	  	773659	  	21-Jul-1964	  	Diamond Power International, Inc.
	
	 HYDRO-EJECTOR (Word Mark)

								
	 TM-501
	 		  	Registered	  	73/374330	  	12-Jul-1982	  	1249599	  	30-Aug-1983	  	Diamond Power International, Inc.
	
	 HYDROJET (Word Mark)

								
	 TM-700
	 		  	Registered	  	76/230869	  	12-Mar-2001	  	2599299	  	23-Jul-2002	  	Diamond Power International, Inc.
	
	 HYDROVACTOR

								
	 TM-506
	 		  	Registered	  	72/181734	  	22-Nov-1963	  	774939	  	11-Aug-1964	  	Diamond Power International, Inc.
	
	 IK-700

								
	 TM-754
	 		  	Registered	  	77/496333	  	11-Jun-2008	  	3642266	  	23-Jun-2009	  	Diamond Power International, Inc.
	
	 KilnCam

								
	 TM-800
	 		  	Pending	  	85/255645	  	02-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 ONE WAY (Word Mark)

								
	 TM-455
	 		  	Registered	  	75/422315	  	19-Jan-1998	  	2290894	  	09-Nov-1999	  	Diamond Power International, Inc.
	
	 ourdiamond.net

								
	 DN-242
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamond.org

								
	 DN-243
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 17 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 ourdiamondbabcock.com

								
	 DN-244
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamondbabcock.net

								
	 DN-245
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 ourdiamondbabcock.org

								
	 DN-246
	 		  	Registered	  	DOMAIN NAME	  		  		  	10-Jul-2009	  	Diamond Power International, Inc.
	
	 PARTNERSHIP STOCKING PROGRAM

								
	 TM-347
	 		  	Registered	  	74/062676	  	25-May-1990	  	1720593	  	29-Sep-1992	  	Diamond Power International, Inc.
	
	 PowerASH

								
	 TM-739
	 		  	Registered	  	78/513189	  	08-Nov-2004	  	3065460	  	07-Mar-2006	  	Diamond Power International, Inc.
	
	 PowerTrain

								
	 TM-714
	 		  	Registered	  	78/208057	  	28-Jan-2003	  	2897116	  	26-Oct-2004	  	Diamond Power International, Inc.
	
	 PRECISION CLEAN (Word Mark)

								
	 TM-567
	 		  	Registered	  	76/042361	  	24-Apr-2000	  	2529275	  	15-Jan-2002	  	Diamond Power International, Inc.
	
	 SENTRYSERIES

								
	 TM-743
	 		  	Registered	  	78/665617	  	07-Jul-2005	  	3589020	  	10-Mar-2009	  	Diamond Power International, Inc.
	
	 sentryseries.com

								
	 DN-124
	 		  	Registered	  	DOMAIN NAME	  	02-Feb-2006	  		  	02-Feb-2006	  	Diamond Power International, Inc.
	
	 sentryseries.net

								
	 DN-127
	 		  	Registered	  	DOMAIN NAME	  	01-Mar-2006	  		  	01-Mar-2006	  	Diamond Power International, Inc.
	
	 sentryseries.xxx

								
	 DN-380
	 		  	Registered	  	DOMAIN NAME	  		  		  	29-Nov-2011	  	Diamond Power International, Inc.
	
	 sentryseriescontrols.com

								
	 DN-125
	 		  	Registered	  	DOMAIN NAME	  	02-Feb-2006	  		  	02-Feb-2006	  	Diamond Power International, Inc.
	
	 sentryseriescontrols.net

								
	 DN-126
	 		  	Registered	  	DOMAIN NAME	  	01-Mar-2006	  		  	01-Mar-2006	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 18 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 sentryseriescontrols.us

								
	 DN-174
	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Dec-2007	  	Diamond Power International, Inc.
	
	 SmeltCam

								
	 TM-730
	 		  	Registered	  	78/341285	  	16-Dec-2003	  	3415516	  	22-Apr-2008	  	Diamond Power International, Inc.
	
	 sootblower.co.uk

								
	 DN-178
	 		  	Registered	  	DOMAIN NAME	  		  		  	04-Jun-2004	  	Diamond Power International, Inc.
	
	 sootblower.com (Chinese characters)

								
	 DN-212
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.com.cn (Chinese characters)

								
	 DN-213
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.eu

								
	 DN-179
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.net

								
	 DN-177
	 		  	Registered	  	DOMAIN NAME	  		  		  	26-Feb-2004	  	Diamond Power International, Inc.
	
	 sootblower.net (Chinese characters)

								
	 DN-215
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 sootblower.net.cn (Chinese characters)

								
	 DN-216
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	Diamond Power International, Inc.
	
	 SteelCam

								
	 TM-802
	 		  	Published	  	85/255674	  	02-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 TEMPRO

								
	 TM-833
	 		  	Pending	  	85/248797	  	10-Apr-2014	  		  		  	Diamond Power International, Inc.
	
	 TEMPVU

								
	 TM-803
	 		  	Published	  	85/271130	  	18-Mar-2011	  		  		  	Diamond Power International, Inc.
	
	 THERMO-PROBE (Word Mark)

								
	 TM-272
	 		  	Registered	  	72/115223	  	09-Mar-1961	  	723589	  	07-Nov-1961	  	Diamond Power International, Inc.

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 19 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 UtiliCam

								
	 TM-738
	 		  	Registered	  	78/494808	  	05-Oct-2004	  	3410329	  	08-Apr-2008	  	Diamond Power International, Inc.
	
	 WALL-EYE

								
	 TM-832
	 		  	Pending	  	86/260439	  	23-Apr-2014	  		  		  	Diamond Power International, Inc.
	
	 westernprecip.biz

								
	 DN-046
	 		  	Registered	  	DOMAIN NAME	  	16-Mar-1996	  		  	08-Nov-2001	  	Diamond Power International, Inc.
	
	 westernprecip.com

								
	 DN-019
	 		  	Registered	  	DOMAIN NAME	  	02-Nov-1999	  		  	02-Nov-1999	  	Diamond Power International, Inc.
	
	 westernprecip.net

								
	 DN-035
	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 westernprecip.org

								
	 DN-036
	 		  	Registered	  	DOMAIN NAME	  	04-Dec-2000	  		  	04-Dec-2000	  	Diamond Power International, Inc.
	
	 MPOWER-50

								
	 TM-820
	 		  	Published	  	85/953420	  	07-Jun-2013	  		  		  	Generation mPower LLC
	 TM-820
	 	1	  	Published	  	85/953452	  	07-Jun-2013	  		  		  	Generation mPower LLC
	
	 MPOWER-60

								
	 TM-822
	 		  	Published	  	85/953749	  	07-Jun-2013	  		  		  	Generation mPower LLC
	 TM-822
	 	1	  	Published	  	85/953768	  	07-Jun-2013	  		  		  	Generation mPower LLC
	
	 mtiresearch.com

								
	 DN-017
	 		  	Registered	  	DOMAIN NAME	  	13-Jun-1997	  		  	13-Jun-1997	  	McDermott Technology, Inc.
	
	 babcock.co.in

								
	 DN-299
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcock.com

								
	 DN-002
	 		  	Registered	  	DOMAIN NAME	  	24-Mar-1995	  		  	24-Mar-1995	  	The Babcock & Wilcox Company
	
	 babcock.jobs

								
	 DN-110
	 		  	Registered	  	DOMAIN NAME	  	08-Jul-2005	  		  	08-Jul-2005	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 20 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcockandwilcock.com

								
	 DN-134
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babcockandwilcox.biz

								
	 DN-058
	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 babcockandwilcox.co.in

								
	 DN-297
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcockandwilcox.in

								
	 DN-295
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcockwilcock.com

								
	 DN-130
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babcockwilcox.biz

								
	 DN-059
	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.biz

								
	 DN-060
	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 babcockwilcox.co.in

								
	 DN-300
	 		  	Registered	  	DOMAIN NAME	  	01-Apr-2010	  		  	01-Apr-2010	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.co.in

								
	 DN-298
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company
	
	 babcockwilcox.com

								
	 DN-004
	 		  	Registered	  	DOMAIN NAME	  	19-May-1999	  		  	19-May-1999	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.com

								
	 DN-003
	 		  	Registered	  	DOMAIN NAME	  	19-May-1999	  		  	19-May-1999	  	The Babcock & Wilcox Company
	
	 babcockwilcox.in

								
	 DN-301
	 		  	Registered	  	DOMAIN NAME	  	01-Apr-2010	  		  	01-Apr-2010	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.in

								
	 DN-296
	 		  	Registered	  	DOMAIN NAME	  	31-Mar-2010	  		  	31-Mar-2010	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 21 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 babcockwilcox.jobs

								
	 DN-111
	 		  	Registered	  	DOMAIN NAME	  	08-Jul-2005	  		  	08-Jul-2005	  	The Babcock & Wilcox Company
	
	 babcockwilcox.us

								
	 DN-079
	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	The Babcock & Wilcox Company
	
	 babcock-wilcox.us

								
	 DN-078
	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	The Babcock & Wilcox Company
	
	 babcoxandwilcox.com

								
	 DN-135
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babcoxwilcox.com

								
	 DN-131
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babockandwilcox.com

								
	 DN-133
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 babockwilcox.com

								
	 DN-129
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 b-w.us

								
	 DN-082
	 		  	Registered	  	DOMAIN NAME	  	09-Apr-2002	  		  	25-Apr-2002	  	The Babcock & Wilcox Company
	
	 bwservice.biz

								
	 DN-061
	 		  	Registered	  	DOMAIN NAME	  	25-Apr-2000	  		  	13-Dec-2001	  	The Babcock & Wilcox Company
	
	 generatingpowerfulsolutions.com

								
	 DN-132
	 		  	Registered	  	DOMAIN NAME	  		  		  	24-Mar-2006	  	The Babcock & Wilcox Company
	
	 mybwbabcock.com

								
	 DN-182
	 		  	Registered	  	DOMAIN NAME	  		  		  	14-Feb-2008	  	The Babcock & Wilcox Company
	
	 mybwstore.com

								
	 DN-123
	 		  	Registered	  	DOMAIN NAME	  		  		  	17-Feb-2006	  	The Babcock & Wilcox Company
	
	 ourbw.net

								
	 DN-237
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 22 of 23

 Active U.S. Trademarks and Domain Names 

 

															
	 CASE NO
	 	 SUB
	  	 STATUS
	  	 APP NO
	  	 FILE DATE
	  	 REG NO
	  	 REG DATE
	  	 OWNER

	 ourbw.org

								
	 DN-238
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbwbabcock.com

								
	 DN-239
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbwbabcock.net

								
	 DN-240
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 ourbwbabcock.org

								
	 DN-241
	 		  	Registered	  	DOMAIN NAME	  		  		  	09-Jul-2009	  	The Babcock & Wilcox Company
	
	 thebwstore.com

								
	 DN-122
	 		  	Registered	  	DOMAIN NAME	  		  		  	17-Feb-2006	  	The Babcock & Wilcox Company
	
	 wwwbabcock.com

								
	 DN-183
	 		  	Pending	  	DOMAIN NAME	  		  		  		  	The Babcock & Wilcox Company

  

	*	McDermott Technology Inc. changed its name to Babcock & Wilcox Technology, Inc. April 20, 2010 

Babcock & Wilcox Nuclear Power Generation Group, changed its name to Babcock & Wilcox Nuclear Energy, Inc. April 29, 2010 

The Babcock & Wilcox Company changed its name to Babcock & Wilcox Power Generation Group, Inc. November 20, 2007 

 

			
	Friday, June 06, 2014        Prepared by AMSaus	  	Page 23 of 23

 SCHEDULE 3.10 

TO PLEDGE AND SECURITY AGREEMENT 

COMMERCIAL TORT CLAIMS 
 None. 

  
 Schedule 3.10 – Page
1 

 EXHIBIT A 

NOTICE 
 OF 

GRANT OF SECURITY INTEREST 
 IN 

PATENTS 
 DATED:
                     
 United States Patent and
Trademark Office 
 Ladies and Gentlemen: 

Please be advised that pursuant to the Second Amended and Restated Pledge and Security dated as of June 24, 2014 (as amended, restated,
supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned
Grantor has granted a continuing security interest in and continuing lien upon the patents and patent applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties. 

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such
patents and patent applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any patent or patent application. 

 

									
	GRANTOR:	 		 		 	Very truly yours,
				
	[Address]	 		 		 	[GRANTOR]
					
		 		 		 	By:	 	  

	Jurisdiction:	 	  
	 		 	Name:	 	  

		 		 		 	Title:	 	  

			
	ADMINISTRATIVE AGENT:	 		 	Acknowledged and accepted:
				
	[Address]	 		 		 	BANK OF AMERICA, N.A.,
					
		 		 		 	By:	 	  

		 		 		 	Name:	 	  

		 		 		 	Title:	 	  

 SCHEDULE 1 

PATENTS 
  

					
	 Patent No.
	 	 Description of

Patent Item
	 	 Date of Patent

		 		 	
		 		 	
		 		 	

 PATENT APPLICATIONS 
  

					
	 Patent Applications No.
	 	 Description of

Patent Applied for
	 	 Date of

Patent Applications

		 		 	
		 		 	
		 		 	

 NOTICE 

OF 
 GRANT OF SECURITY INTEREST 

IN 
 TRADEMARKS 

DATED:                      

United States Patent and Trademark Office 
 Ladies and
Gentlemen: 
 Please be advised that pursuant to the Second Amended and Restated Pledge and Security dated as of June 24, 2014 (as
amended, restated, supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced
therein, the undersigned Grantor has granted a continuing security interest in and continuing lien upon the trademarks and trademark applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties.

 The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in
such trademarks and trademark applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any trademark or trademark application. 

 

									
	GRANTOR:	 		 		 	Very truly yours,
				
	[Address]	 		 		 	[GRANTOR]
					
		 		 		 	By:	 	  

	Jurisdiction:	 	  
	 		 	Name:	 	  

		 		 		 	Title:	 	  

			
	ADMINISTRATIVE AGENT:	 		 	Acknowledged and accepted:
				
	[Address]	 		 		 	BANK OF AMERICA, N.A.,
					
		 		 		 	By:	 	  

		 		 		 	Name:	 	  

		 		 		 	Title:	 	  

 SCHEDULE 1 

TRADEMARKS 
  

					
	 Trademark No.
	 	 Description of

Trademark Item
	 	 Date of Trademark

		 		 	
		 		 	
		 		 	

 TRADEMARK APPLICATIONS 
  

					
	 Trademark Applications No.
	 	 Description of

Trademark Applied for
	 	 Date of

Trademark Applications

		 		 	
		 		 	
		 		 	

 NOTICE 

OF 
 GRANT OF SECURITY INTEREST 

IN 
 COPYRIGHTS 

DATED:                  

United States Copyright Office 
 Ladies and Gentlemen: 

Please be advised that pursuant to the Second Amended and Restated Pledge and Security dated as of June 24, 2014 (as amended, restated,
supplemented or otherwise modified from time to time, the “Agreement”) among the Grantor (as defined below), the other grantors party thereto and the Administrative Agent for the Secured Parties referenced therein, the undersigned
Grantor has granted a continuing security interest in and continuing lien upon the copyrights and copyright applications on Schedule 1 to the Administrative Agent for the ratable benefit of the Secured Parties. 

The Grantors and the Administrative Agent, on behalf of the Secured Parties, hereby acknowledge and agree that the security interest in such
copyrights and copyright applications (a) may only be terminated in accordance with the terms of the Agreement and (b) is not to be construed as an assignment of any copyright or copyright application. 

 

									
	GRANTOR:	 		 		 	Very truly yours,
				
	[Address]	 		 		 	[GRANTOR]
					
		 		 		 	By:	 	  

	Jurisdiction:	 	  
	 		 	Name:	 	  

		 		 		 	Title:	 	  

			
	ADMINISTRATIVE AGENT:	 		 	Acknowledged and accepted:
				
	[Address]	 		 		 	BANK OF AMERICA, N.A.,
					
		 		 		 	By:	 	  

		 		 		 	Name:	 	  

		 		 		 	Title:	 	  

 SCHEDULE 1 

COPYRIGHTS 
  

					
	 Copyright No.
	 	 Description of

Copyright Item
	 	 Date of Copyright

		 		 	
		 		 	
		 		 	

 COPYRIGHT APPLICATIONS 
  

					
	 Copyright Applications No.
	 	 Description of

Copyright Applied for
	 	 Date of

Copyright ApplicationsExhibit 10.1

 

TENTH AMENDMENT TO ACCOUNT PURCHASE AGREEMENT

 

THIS TENTH AMENDMENT
(this “Amendment”), dated as of June __, 2014, is entered into by and between INSURANCE OVERLOAD SERVICES, INC., a
Delaware corporation (the “Customer”), and WELLS FARGO BANK, NATIONAL ASSOCIATION (together with its participants,
successors and assigns, “WFBC”).

 

RECITALS

 

A.             The
Customer and WFBC are parties to an Account Purchase Agreement, dated as of August 27, 2010 (as amended or otherwise modified
from time to time, the “Account Purchase Agreement”).

 

B.             The
Customer has requested that certain amendments be made to the Account Purchase Agreement, which WFBC is willing to make pursuant
to the terms and conditions set forth herein.

 

NOW, THEREFORE, in consideration
of the premises and of the mutual covenants and agreements herein contained, it is agreed as follows:

 

1.            Defined
Terms. Capitalized terms used in this Amendment which are defined in the Recitals above shall have the same meanings as defined
in such Recitals, unless otherwise defined herein. Capitalized terms used in this Amendment which are defined in the Account Purchase
Agreement shall have the same meanings as defined in the Account Purchase Agreement, unless otherwise defined herein.

 

2.            Amendments
to Account Purchase Agreement.

 

(a)          Exhibit
A to the Account Purchase Agreement is hereby amended to add, in addition to and not in limitation of all other legal names, trade
names, DBAs and other fictitious names set forth therein, the following (and Customer represents and warrants that, after giving
effect to this Section 2(a), Exhibit A to the Account Purchase Agreement is true, correct and complete):

 

	Legal
    Name and

    Jurisdiction	Trade
    Name, DBA

    or Fictitious Name

    Used	Date
    of First Use

    of Trade Name,

    DBA or Fictitious

    Name	State(s)
    in which

    Trade Name, DBA

    or Fictitious Name

    is registered
	Diamond
    Staffing Services, Inc.

    (Delaware)	Staff
    Management Group	February
    20, 2014	NJ

 

(b)          Section
2.48 of the Account Purchase Agreement is hereby amended and restated to read in its entirety as follows:

 

“2.48   “Term”
means, unless this Agreement shall be sooner terminated in accordance with Section 3.11 of this Agreement or the

 

    	1

    	 

    

 

other provisions hereof, the period
from the date hereof to and including June 30, 2015.”

 

(c)           Section
2 of the Account Purchase Agreement is hereby amended to add the following new definitions:

 

“Designated
Reserve” shall mean, in addition to all other reserves under this Agreement and the Related Documents, a reserve against
any credit balance or other amounts payable or available to Customer from the Collected Reserve, the amount of which reserve is,
as of June 1, 2014, $4,650,000 and which reserve shall be adjusted in accordance with Section 3.21 hereof.

 

“EBITDA”
shall mean, with respect to any Person for any period, (a) the net income (or loss) of such Person for such period (excluding
extraordinary gains), plus (b) all interest expense of such Person for such period, plus (c) all charges against income
for such period for federal, state or local taxes of such Person, plus (d) depreciation expenses of such Person for such
period, plus (e) amortization expenses of such Person for such period, all as determined in accordance with generally accepted
accounting principles as in effect from time to time in the United States of America, consistently applied.

 

“Fixed
Charge Coverage Ratio” means. with respect to any Person for any period, the ratio of (a) the Operating Cash Flow of
such Person for such period to (b) the sum of (i) principal payments and cash interest paid by such Person during such period,
(ii) distributions and dividends made by such Person during such period and (iii) the amount of any increase during such period
in the amount of reserves maintained by WFBC against amounts otherwise payable or available to such Person from the Collected
Reserve Account.

 

“Eighth
Amendment” means that certain Eighth Amendment to Account Purchase Agreement, dated January 31, 2014, by and between
WFBC and Customer, as amended.

 

“Operating
Cash Flow” means, with respect to any Person for any period, (a) EBITDA of such Person for such period, less
(b) income taxes paid in cash by such Person during such period, less (c) the cash portion of any capital expenditures
made by such Person during such period, plus, (d) non-cash stock based compensation paid by such Person in such period,
all as determined in accordance with generally accepted accounting principles as in effect from time to time in the United States
of America, consistently applied.

 

“Parent”
means Corporate Resource Services, Inc.

 

“Subordinated
Debt” means, with respect to any Person, such indebtedness, obligations or liabilities of such Person the repayment
of which is, pursuant to the terms of an intercreditor or subordination agreement in form and substance acceptable to WFBC, subordinate
to the repayment of the indebtedness, obligations and liabilities of such Person to WFBC.

 

    	2

    	 

    

  

“Tangible
Net Worth” means, with respect to any Person as of any date of determination, an amount equal to (a) such Person’s
shareholder equity, plus (b) all Subordinated Debt of such Person, minus (c) all of such Person’s assets designated
as intangible assets, minus (d) all obligations owing by such Person to its Affiliates, employees or equity holders, minus
(e) prepaid expenses and deposits of such Person, all as determined in accordance with generally accepted accounting principles
as in effect from time to time in the United States of America, consistently applied.

 

“Working
Capital Ratio” means, with respect to any person as of any date of determination, the ratio of such Person’s (a)
cash, plus accounts receivables to (b) current liabilities, all as determined in accordance with generally accepted accounting
principles as in effect from time to time in the United States of America, consistently applied.

 

(d)           Termination
and Non-Renewal Fees. Sections 3.08(c) of the Account Purchase Agreement is hereby amended and restated to read in its entirety
as follows:

 

“(c)      Reserved.”

 

(e)           Monitoring
Fee. Section 3.08 of the Account Purchase Agreement is hereby amended to add the following new subsection (d):

 

“(d)          Monitoring
Fee. Beginning on August 1, 2014, and on the first day of each month thereafter until this Agreement shall be terminated and
all obligations, liabilities and indebtedness of Customer hereunder and of its Affiliates under Affiliate Account Purchase Agreements
have been paid in full, Customer shall, and shall cause each of its Affiliates party to an Affiliate Account Purchase Agreement
to, jointly and severally, pay to WFBC a monthly monitoring fee equal to $400,000, the amount of which fee shall be increased
by $100,000 per month commencing September 1, 2014 (the “Increase Commencement Date”) and on the first day of each
month thereafter; provided, that, (i) the monitoring fee for August 2014 shall be due in two equal installments
of $200,000 each, with the first such installment due on August 1, 2014 and the second such installment (the “Deferred August
Portion”) due on August 31, 2014, (ii) in the event the Customer delivers to WFBC the commitment letter referred to, and
by no later than the date set forth, in Section 6.33 of this Agreement, (x) the Deferred August Portion shall be waived and (y)
the Increase Commencement Date shall be October 1, 2014. The Customer acknowledges that WFBC may charge such monthly monitoring
fee to the Customer’s Collected Reserve Account or to the Collected Reserve Account (as defined in the applicable Affiliate
Account Purchase Agreement) under an Affiliate Account Purchase Agreement as WFBC may see fit in its discretion.”

 

(f)            Facility
Fee. Section 3.08 of the Account Purchase Agreement is hereby amended to add the following new subsection (e):

 

    	3

    	 

    

  

“(e)          Facility
Fee.  On July 1, 2014, unless this Agreement and all Affiliate Account Purchase Agreements shall be sooner terminated, and
all indebtedness and liabilities of Customer and its Affiliates hereunder and thereunder shall be sooner repaid, Customer shall,
and shall cause each of its Affiliates party to an Affiliate Account Purchase Agreement to, jointly and severally, pay to WFBC
a facility fee equal to 0.25% of the Aggregate Facility Maximum. The Customer acknowledges that WFBC may charge such facility
fee to the Customer’s Collected Reserve Account or to the Collected Reserve Account (as defined in the applicable Affiliate
Account Purchase Agreement) under an Affiliate Account Purchase Agreement as WFBC may see fit in its discretion.”

 

(g)          Designated
Reserve. 

 

(i) Section 3 of the Eighth
Amendment is hereby deleted in its entirety and the following substituted therefor:

 

“3.  Intentionally
omitted.”

 

(ii) The Account Purchase
Agreement is hereby amended to add the following new Section 3.21:

 

“3.21  Designated
Reserve. WFBC has and shall continue to have the right to establish and maintain, in its discretion, reserves against any
credit balance or other amounts payable or available to Customer from the Collected Reserve Account. Such reserves include, without
limitation, the Designated Reserve. Without limiting the right of WFBC to establish or maintain new or other reserves in accordance
with the terms of the hereof, the amount of the Designated Reserve shall increase by $125,000 per week through July 31, 2014 and
$250,000 per week thereafter.”

 

(h)           Monthly
Financial Statements and Agings.   Sections 6.07(d) of the Account Purchase Agreement is hereby amended and restated to read
in its entirety as follows:

 

“(d)          within
(i) 15 days after the end of each month, year to date unaudited consolidated and consolidating financial statements of the Parent
and its Subsidiaries, including a consolidated and consolidating statement of monthly income and a balance sheet of the Parent
and its Subsidiaries, certified by an authorized officer of the Customer, together with, if such month is a month as of which
any financial covenant set forth at Section 6.31 hereof is to be tested, a compliance certificate, in the form of Schedule
6.07 hereto, signed by an officer of Customer and (ii) 30 days after the end of each month, a detailed accounts receivable
aging and a detailed accounts payable aging, each as of the last day of such month and each in form acceptable to WFBC in its
reasonable discretion. In addition to and without limiting the foregoing, Customer shall, promptly after delivery to WFBC of each
such monthly financial statement described in the foregoing clause (i), make available to WFBC, at such times as WFBC may reasonably
request, such officers and

 

    	4

    	 

    

  

management of Customer as WFBC may
request be made available to review the performance and operations of Customer.”

 

(i)           Consultant.   Section 6.25 of the Account Purchase Agreement is hereby deleted in its entirety and the following substituted therefor:

 

“6.25  Consultant.
Customer will engage a consultant acceptable to WFBC in its reasonable discretion and shall permit representatives of such consultant
access to all operations of the Customer, financial or physical, for the purpose of (a) inspecting, auditing, and making copies
of the Customer's financial and business records, (b) making verifications regarding the Collateral as it deems necessary, (c)
reviewing operating procedures and the accuracy of the Customer's financial reporting, cash reporting and cash management, and
(d) taking other action it deems necessary to assess the Customer's operations and finances. Furthermore, the Customer shall (x)
make its officers, employees and directors reasonably available to such consultant to discuss the affairs, finances, and business
of the Customer or otherwise assist such consultant in its review of the Customer's finances and operations and (y) shall direct
such consultant to share with WFBC, as requested by WFBC from time to time, all of the information obtained, and all analysis
performed, during its engagement. On or before October 31, 2014, the Customer shall deliver to WFBC consolidated and consolidating
financial projections for the calendar year ending December 31, 2015 and prepared on a month-by-month basis, which financial projections
shall (i) have been reviewed and approved by such consultant. (ii) be acceptable to WFBC in its sole discretion, (iii) include
forecasted (A) balance sheets, (B) profit and loss statements, (C) availability projections, and (D) cash flow statements, all
prepared on a basis consistent with the Customer's historical financial statements, together with appropriate supporting details
and a statement of underlying assumptions, (iv) take into account any acquisitions made by the Customer or any of its Affiliates
since January 1, 2013, and (v) identify any required payments of indebtedness (including payments to increase any reserves required
by WFBC, payments on all term debt, inclusive of seller notes related to acquisitions, and payments on any other indebtedness
incurred by the Customer or any of its Affiliates) owing by the Customer or any of its Affiliates. In addition, all monthly reports
delivered by Customer to WFBC, including, without limitation, the reports required pursuant to Section 6.07 of this Agreement,
shall have been reviewed and approved by such consultant.”

 

(j)           Consolidations
and Mergers; Asset Acquisitions. Section 6.26 of the Account Purchase Agreement is hereby deleted in its entirety and the
following substituted therefor:

 

"6.26 Consolidations
and Mergers; Asset Acquisitions. Without the prior written consent of WFBC, which consent may be withheld in WFBC’s
sole discretion, the Customer shall not, and shall not permit Parent or any Affiliate party to an Affiliate Account Purchase Agreement
to, (a) consolidate with or merge into any other Person, or permit any other Person to merge into it, (b) purchase or acquire
all or a substantial portion of the assets of any other Person, or any business line or division of any other

 

    	5

    	 

    

  

Person or (c) purchase or acquire
all or a substantial portion of the equity interests of any other Person."

 

(k)           Payments
on Affiliate Indebtedness.   Section 6.28 of the Account Purchase Agreement is hereby deleted in its entirety and the following
substituted therefor:

 

"6.28  Payments on
Affiliate Indebtedness.   The Customer shall not, without the prior written consent of WFBC, make any payments in respect of
any indebtedness or obligations of Customer to TS Employment Inc. or to any Affiliate of Customer; provided, that:

 

(a) Customer
may make payments to TS Employment Inc. of invoices issued by TS Employment Inc. to Customer for staffing services provided that,
as of the date of any such payment and after giving effect thereto, (i) no Event of Termination exists or would exist and (ii)
the aggregate outstanding indebtedness and obligations owing to TS Employment Inc. by Customer and its Affiliates party to an
Affiliate Account Purchase Agreement shall not be less than $15,000,000; and

 

(b) Customer
may make payments of other indebtedness and obligations of Customer to TS Employment Inc. or to any Affiliate of Customer so long
as (i) as of the date of any such payment and after giving effect thereto, no Event of Termination exists or would exist, (ii)
Customer would be in compliance with the financial covenant set forth at Section 6.31(a) of this Agreement for the most recently
ended determination period (or, if such financial covenant has not then been tested, for and applying such financial covenant
to the month most recently then ended), calculated on a pro forma basis after giving effect to and as if such payments were made
during such determination period (or, as applicable, during such month most recently then ended), and (iii) after giving effect
to such payment, the aggregate outstanding indebtedness and obligations owing to TS Employment Inc. by Customer and its Affiliates
party to an Affiliate Account Purchase Agreement shall not be less than $15,000,000.

 

(l)           Financial
Covenants.   Section 6 of the Account Purchase Agreement is hereby amended to add a new subsection 6.32:

 

“6.32     Financial
Covenants. Customer hereby acknowledges, confirms, and agrees that:

 

(a)          Fixed
Charge Coverage Ratio.   Parent and its Subsidiaries shall maintain, on a consolidated basis, a Fixed Charge Coverage Ratio
(as defined below) of not less than 1.0:1.0, determined as of the end of each month, commencing July 31, 2014 and as of the last
day of each month thereafter, in each instance for the monthly period then ended.

 

(b)          Working
Capital Ratio.   Parent and its Subsidiaries shall maintain, on a consolidated basis, a Working Capital Ratio of not less than
1.0

 

    	6

    	 

    

  

to 1.0, determined as of the end of
each month, commencing July 31, 2014 and as of the last day of each month thereafter.

 

(c)          Aggregate
Facility Maximum to Tangible Net Worth.   Parent and its Subsidiaries shall maintain, on a consolidated basis, a ratio of (A)
the Aggregate Facility Maximum less excess cash balances to (B) Tangible Net Worth, determined as of the end of each month, of
not more than (x) 4.0:1.0 for the months ending August 31, 2014, September 30, 2014, and October 31, 2014 and (y) 3.0:1.0 for
each month ending thereafter.”

 

(m)         Financing
Milestones. The Account Purchase Agreement is hereby amended to add the following new Section 6.33:

 

“6.33.  Financing
Milestones.   On or before July 31, 2014, the Customer shall deliver or cause to be delivered to WFBC a commitment letter, in
form and substance acceptable to WFBC and executed by a Person acceptable to WFBC, of such Person to provide debt or equity financing
to Customer in an amount no less than, and the proceeds of which to be used to repay in cash in full, all indebtedness, liabilities
and obligations of Customer to WFBC under this Agreement and the Related Documents and of Customer's Affiliates to WFBC under
the Affiliate Account Purchase Agreements and Related Documents (as defined in each such Affiliate Account Purchase Agreement).
Any failure of Customer to comply with this Section 6.33 shall constitute and result in an Event of Termination hereunder."

 

3.           Amendment
Fee.   In addition to all fees, costs and other amounts payable by Customer and any Affiliates to WFBC pursuant to the Account
Purchase Agreement or the applicable Affiliate Account Purchase Agreement, Customer shall, and shall cause each Affiliate that
is a party to an Affiliate Account Purchase Agreement to, jointly and severally, pay to WFBC an amendment fee in the amount of
$200,000 (the “Amendment Fee”). The Amendment Fee shall be fully earned, due and payable on the date hereof, shall
not be subject to refund or rebate for any reason whatsoever and may be charged by WFBC to the Customer’s Collected Reserve
Account or to the Collected Reserve Account (as defined in the applicable Affiliate Account Purchase Agreement) under an Affiliate
Account Purchase Agreement.

 

4.           No
Other Changes.   Except as explicitly modified by this Amendment, no other changes or modifications to the Account Purchase
Agreement or the Related Documents are intended or implied, and in all other respects the Account Purchase Agreement and the Related
Documents, including Section 3.11 of the Account Purchase Agreement, are hereby specifically ratified, restated and confirmed
by all parties hereto as of the date hereof. To the extent of any conflict between the terms of this Amendment, on the one hand,
and the terms of the Account Purchase Agreement or Related Documents, on the other hand, the terms of this Amendment shall control.

 

5.           Conditions
Precedent.   This Amendment shall be effective when WFBC shall have received an executed original hereof and such other matters
as WFBC may require, each in substance and form acceptable to WFBC in its reasonable discretion, including, without limitation,
(a) an amendment to each Affiliate Account Purchase Agreement executed by the Affiliate of Customer party thereto and (b) a subordination
agreement executed by TS Employment Inc. in favor of WFBC.

 

    	7

    	 

    

  

6.           Representations
and Warranties. The Customer hereby represents and warrants to WFBC as follows:

 

(a)   The
Customer has all requisite power and authority to execute and deliver this Amendment and any other agreements or instruments required
hereunder and to perform all of its obligations hereunder and thereunder, and this Amendment and all such other agreements and
instruments have been duly executed and delivered by the Customer and constitute the legal, valid and binding obligation of the
Customer, enforceable in accordance with its terms.

 

(b)   The
execution, delivery and performance by the Customer of this Amendment and any other agreements or instruments required hereunder
have been duly authorized by all necessary corporate action and do not (i) require any authorization, consent or approval by any
governmental department, commission, board, bureau, agency or instrumentality, domestic or foreign, (ii) violate any provision
of any law, rule or regulation or of any order, writ, injunction or decree presently in effect, having applicability to the Customer,
or the articles of incorporation or by-laws of the Customer, or (iii) result in a breach of or constitute a default under any
agreement, lease or instrument to which the Customer is a party or by which it or its properties may be bound or affected.

 

(c)   All
of the representations and warranties contained in the Account Purchase Agreement are correct on and as of the date hereof as
though made on and as of such date, except to the extent that such representations and warranties relate solely to an earlier
date.

 

7.            References.   All references in the Account Purchase Agreement to “this Agreement” shall be deemed to refer to the Account Purchase
Agreement as amended hereby; and any and all references in any of the Related Documents to the Account Purchase Agreement shall
be deemed to refer to the Account Purchase Agreement as amended hereby.

 

8.            No
Waiver.    The execution of this Amendment and the acceptance of all other agreements and instruments related hereto shall not
be deemed to be a waiver of any default or Event of Termination under the Account Purchase Agreement or a waiver of any breach,
default or event of default under any Related Document or other document held by WFBC, whether or not known to WFBC and whether
or not existing on the date of this Amendment.

 

9.            Release.   The Customer and each Guarantor by signing the Acknowledgment and Agreement of Guarantors set forth below, each hereby absolutely
and unconditionally releases and forever discharges WFBC, and any and all participants, parent entities, subsidiary entities,
affiliated entities, insurers, indemnitors, successors and assigns thereof, together with all of the present and former directors,
officers, attorneys, agents and employees of any of the foregoing, from any and all claims, demands or causes of action of any
kind, nature or description, whether arising in law or equity or upon contract or tort or under any state or federal law or otherwise,
which the Customer or such Guarantor has had, now has or has made claim to have against any such Person for or by reason of any
act, omission, matter, cause or thing whatsoever arising from the beginning of time to and including the date of this Amendment,
whether such claims, demands and causes of action are matured or unmatured or known or unknown.

 

    	8

    	 

    

  

10.           Costs
and Expenses. The Customer hereby reaffirms its agreement under the Account Purchase Agreement to pay or reimburse WFBC on
demand for all costs and expenses incurred by WFBC in connection with the Account Purchase Agreement and the Related Documents,
including without limitation all disbursements and reasonable fees of counsel. Without limiting the generality of the foregoing,
the Customer specifically agrees to pay all disbursements and fees of counsel to WFBC for the services performed by such counsel
in connection with the preparation of this Amendment and the documents and instruments incidental hereto. The Customer acknowledges
and agrees that WFBC may charge such fees and disbursements to the Collected Reserve Account.

 

11.           Miscellaneous.   This Amendment and the Acknowledgment and Agreement of Guarantors may be executed in any number of counterparts, each of which
when so executed and delivered shall be deemed an original and all of which counterparts, taken together, shall constitute one
and the same instrument. Manually executed counterparts of the signature pages of this Amendment and the Acknowledgment and Agreement
of Guarantors may be delivered by the parties electronically so long as transmitted pages are reproducible on paper medium upon
receipt. Each party is duly authorized to print any executed signature page so received and attach it to this Amendment and the
Acknowledgment and Agreement of Guarantors, whereupon this Amendment and the Acknowledgment and Agreement of Guarantors shall
be deemed to have been duly executed and delivered by the transmitting party and the paper copy of this Amendment and the Acknowledgment
and Agreement of Guarantors assembled by the recipient with such signature page attached shall be deemed an original for all purposes,
absent manifest error or bad faith. This Amendment and the Acknowledgment and Agreement of Guarantors shall be governed by and
construed in accordance with the substantive laws (other than conflict laws) of the State of Colorado. The parties hereby (a)
consent to the personal jurisdiction of the state and federal courts located in the State of Colorado, and any appellate court
from which any appeals therefrom are available, in connection with any controversy related to this Amendment or the Acknowledgment
and Agreement of Guarantors; (b) waive any argument that venue in any such forum is not convenient; (c) agree that any litigation
initiated by any party in connection with this Amendment and the Acknowledgment and Agreement of Guarantors may be venued in the
state or federal courts located in the City and County of Denver, Colorado; and (d) agree that a final judgment in any such suit,
action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner
provided by law.

 

12.           WAIVER
OF JURY TRIAL. THE CUSTOMER, EACH GUARANTOR AND WFBC HEREBY IRREVOCABLY WAIVE ANY RIGHT TO TRIAL BY JURY IN ANY ACTION AT
LAW OR IN EQUITY OR IN ANY OTHER PROCEEDING BASED ON OR PERTAINING TO THIS AMENDMENT OR THE ACKNOWLEDGMENT AND AGREEMENT OF GUARANTORS.

 

[The remainder of this page intentionally
left blank.]

 

    	9

    	 

    

 

IN WITNESS WHEREOF, the parties hereto have
caused this Amendment to be duly executed as of the date first above written.

 

	WELLS FARGO BANK, NATIONAL ASSOCIATION
	 
	By: 	/s/ Jason M. Cole	 
	Name: Jason M. Cole
	Title: Authorized Signatory
	 
	INSURANCE OVERLOAD SERVICES, INC.
	 
	By: 	/s/ Michael Golde	 
	Name: Michael Golde
	Title: Chief Financial Officer

 

Tenth Amendment to APA (Insurance Overload)

 

    	 

    	 

    

 

ACKNOWLEDGMENT AND AGREEMENT OF GUARANTORS

 

Each of the undersigned,
each a guarantor of the debts, obligations and liabilities of Insurance Overload Services, Inc., a Delaware corporation (the “Customer”)
to Wells Fargo Bank, National Association (together with its participants, successors and assigns, “WFBC”), pursuant
to (a) a Continuing Guaranty by Robert Cassera in favor of WFBC, dated as of August 27, 2010, (b) an Amended and Restated Continuing
Guaranty by Corporate Resource Services, Inc. in favor of WFBC, dated as of November 21, 2011, (c) a Continuing Guaranty by Diamond
Staffing Services, Inc. in favor of WFBC, dated as of January 31, 2011, (d) a Continuing Guaranty by Corporate Resource Development
Inc. in favor of WFBC, dated as of August 27, 2010, (e) a Continuing Guaranty by TS Staffing Services, Inc. in favor of WFBC,
dated as of November 21, 2011, (f) a Continuing Guaranty by Accountabilities, Inc. in favor of WFBC, dated as of June 13, 2013,
and (g) a Continuing Guaranty by Integrated Consulting Group, Inc. in favor of WFBC, dated as of November 1, 2013 (each of the
foregoing as amended or otherwise modified from time to time, a “Guaranty”), hereby (i) acknowledges receipt of the
foregoing Amendment; (ii) consents to the terms (including without limitation the release by each of the undersigned set forth
in the Amendment) and execution thereof; (iii) reaffirms all obligations to WFBC pursuant to the terms of his or its Guaranty;
and (iv) acknowledges that WFBC may amend, restate, extend, renew or otherwise modify the Account Purchase Agreement and any debts,
obligations, liabilities or agreement of the Customer, or enter into any agreement or extend additional or other credit accommodations,
without notifying or obtaining the consent of the undersigned and without impairing the liability of the undersigned under his
or its Guaranty for all of the Customer’s present and future debts, obligations and liabilities to WFBC.

 

	 	 	CORPORATE RESOURCE SERVICES, INC.
	 	 	 
	/s/ Robert
    Cassera	 	By:	/s/ Michael Golde
	Robert Cassera	 	Name:  Michael Golde
	 	 	Title:    Chief Financial Officer
	 	 	 
	DIAMOND STAFFING SERVICES, INC.	 	CORPORATE RESOURCE DEVELOPMENT INC.
	 	 	 
	By:	/s/ Michael Golde	 	By:	/s/ Michael Golde
	Name:  Michael Golde	 	Name:  Michael Golde
	Title:    Chief Financial Officer	 	Title:    Chief Financial Officer
	 	 	 
	TS STAFFING SERVICES, INC.	 	ACCOUNTABILITIES, INC.
	 	 	 
	By:	/s/ Michael Golde	 	By:	/s/ Michael Golde
	Name:  Michael Golde	 	Name:  Michael Golde
	Title:    Chief Financial Officer	 	Title:    Chief Financial Officer
	 	 	 
	INTEGRATED CONSULTING GROUP, INC.	 	 
	 	 	 
	By:	/s/ Michael Golde	 	 
	Name:  Michael Golde	 	 
	Title:    Chief Financial Officer	 	 

 

Tenth Amendment to APA (Insurance Overload)

 

    	 

    	 

    

 

Schedule 6.07

 

COMPLIANCE CERTIFICATE

 

To: Wells Fargo Bank, National Association

Date: ___________________, 201_

Subject: Financial Statements

 

In accordance with the Account Purchase Agreement,
dated August 27, 2010 (as amended, the “Agreement”), by and between Wells Fargo Bank, National Association
(“WFBC”) and Insurance Overload Services, Inc. (“Customer”), attached are the financial
statements (the “Current Financials”) of Corporate Resources, Inc. and its subsidiaries (collectively, and
including Customer, the “Company”) dated _______________, 201__ (the “Reporting Date”) for
the period _______________ (the “Reporting Period”). All terms used in this certificate have the meanings given
in the Agreement.

 

Preparation and Accuracy of Financial
Statements.

I certify that the Current
Financials have been prepared in accordance with GAAP, subject to year-end audit adjustments, and fairly present in all material
respects the Company’s financial condition as of the Reporting Date.

 

Events of Termination.

I certify that:

 

(Check one)

		 ̈	I
                                         have no knowledge of the occurrence of an Event of Termination under the Agreement, except
                                         as previously reported in writing to WFBC.

 

		 ̈	I
                                         have knowledge of an Event of Termination under the Agreement not previously reported
                                         in writing to WFBC, as more fully described in the statement of facts attached to this
                                         Certificate.

 

Financial Covenants.

 

I
certify that the Company’s Fixed Charge Coverage Ratio for the Reporting Period was __ to ___, which  ̈
satisfies  ̈ does
not satisfy the financial covenants set forth at Section 6.32 of the Agreement. 

 

I
certify that the Company’s Working Capital Ratio as of the Reporting Date was __ to ___, which  ̈
satisfies  ̈ does
not satisfy the financial covenants set forth at Section 6.32 of the Agreement. 

 

I
certify that the ratio of the Aggregate Facility Maximum to the Company’s Tangible Net Worth as of the Reporting Date was
__ to ___, which  ̈
satisfies  ̈
does not satisfy the financial covenants set forth at Section 6.32 of the Agreement. 

 

Attached are statements of all relevant facts
and computations in reasonable detail sufficient to evidence Customer’s compliance with the financial covenants referred
to above, which computations were made in accordance with GAAP.

 

	 	INSURANCE OVERLOAD SERVICES, INC.
	 	 	 
	 	By:	 
	 	Name:	 
	 	Its:

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