Document:

First Supplemental Indenture dated as of May 7, 2003

 EXHIBIT 10.4 

 MAXTOR CORPORATION 
 SEAGATE TECHNOLOGY

 and 
 U.S. BANK NATIONAL
ASSOCIATION 
 TRUSTEE 
  

 FIRST SUPPLEMENTAL INDENTURE 
 Dated as of May 19, 2006 
 Supplementing the Indenture dated as of May 7, 2003 
  

 FIRST SUPPLEMENTAL INDENTURE, dated as of May 19, 2006 (this “First Supplemental
Indenture”), by and among MAXTOR CORPORATION, a Delaware corporation (the “Company”), SEAGATE TECHNOLOGY, an exempted company incorporated with limited liability under the laws of the Cayman Islands
(“Parent”), and U.S. BANK NATIONAL ASSOCIATION, as Trustee (the “Trustee”). 
 RECITALS 

WHEREAS, the Company has heretofore executed and delivered to the Trustee an Indenture, dated as of May 7, 2003 (the
“Indenture”), providing for the creation and issuance by the Company of 6.80% Convertible Senior Notes due 2010 (the “Securities”). 
 WHEREAS, the Company and Parent have entered into an Agreement and Plan of Merger, dated as of December 20, 2005 (the “Merger Agreement”), by and among the Company, Parent, and MD Merger
Corporation, a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Sub”), pursuant to which: (i) Sub will merge with and into the Company (the “Merger”); (ii) each issued and outstanding
share of the Company’s Common Stock (other than the Cancelled Shares (as defined in the Merger Agreement)) outstanding immediately prior to the effective time of the Merger (the “Effective Time”) will be converted into the
right to receive common stock of Parent; and (iii) the Company will continue as the surviving and continuing corporation and succeed to and assume all the rights and obligations of Sub in accordance with the Delaware General Corporations Law.

 WHEREAS, pursuant to Sections 5.01 and 10.05 of the Indenture, the Company, Parent and Trustee have agreed in connection with the Merger
to execute this First Supplemental Indenture to make the Securities convertible into cash and shares of the common stock of Parent and to provide for the full and unconditional guaranty by Parent of the Company’s obligations to the Holders of
Securities. 
 WHEREAS, Sections 9.01(c) and 9.01(d) of the Indenture provide that the parties hereto may execute this First Supplemental
Indenture without the consent of Holders of the Securities. 
 WHEREAS, in accordance with Section 9.06 of the Indenture the Trustee is
authorized to execute and deliver this First Supplemental Indenture. 
 WHEREAS, in accordance with Sections 5.01(c) and 11.04(1) and
(2) of the Indenture, the Trustee has received an Officers’ Certificate and an Opinion of Counsel relating to the Merger and this Supplemental Indenture. 
 NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Company, Parent and the Trustee, acting for itself and the Holders of
the Securities, agree as follows: 
 1. Defined Terms. In this First Supplemental Indenture, unless the context otherwise
requires: 
 1.1 terms defined in the Indenture have the same meaning when used in this First Supplemental Indenture unless
otherwise defined in this First Supplemental Indenture; and 
 1.2 all references to “the First Supplemental
Indenture” or “this First Supplemental Indenture” are to this First Supplemental Indenture as modified, supplemented or amended from time to time. 
  

 1 

 2. Amendments to the Indenture. 
 2.1 Section 1.1. Section 1.1 of the Indenture is hereby amended by inserting each of the following definitions in place of the
corresponding definition of such term in the Indenture or, where no definition for such term is provided in the Indenture, inserting the following definitions as new defined terms in appropriate alphabetical order: 
 “Applicable Stock” means (i) the Common Stock and (ii) in the event of a merger, consolidation or any other
transaction of the type described in Section 10.05 involving Parent that is otherwise permitted hereunder in which Parent is not the surviving corporation, the common stock of such surviving corporation or its direct or indirect parent
corporation. 
 “Board of Directors” means either the Board of Directors of the Company or Parent, as the
case may be, or any duly authorized committee of such board. 
 “Common Stock” means the common shares, par
value $0.00001 per share, of Parent of the type authorized on the date of the First Supplemental Indenture, or any other shares of Capital Stock of Parent into which such Common Stock shall be reclassified or changed. 
 “Officer” means the Chairman of the Board, the Chief Executive Officer, the Chief Financial Officer, the President, any
Vice President, the Treasurer, the Assistant Treasurer, the Secretary or any Assistant Secretary of the Company or Parent, as the case may be. 
 “Officers’ Certificate” when used with respect to the Company or Parent, as the case may be, means a written certificate containing the information specified in Sections 11.04 or 11.05,
signed in the name of the Company or Parent, as applicable, by any two Officers and delivered to the Trustee. An Officers’ Certificate given pursuant to Section 4.03 shall be signed by the Chief Executive Officer, President, Chief
Financial Officer or other authorized financial or accounting Officer of the Company or Parent, as the case may be, but need not contain the information specified in Sections 11.04 and 11.05. 
 “Opinion of Counsel” means a written opinion containing the information specified in Sections 11.04 and 11.05, from
legal counsel who is reasonably acceptable to the Trustee. The counsel may be an employee of, or counsel to, the Company, Parent or the Trustee. 
 “Parent” means Seagate Technology, an exempted company incorporated with limited liability under the laws of the Cayman Islands, and its successors and assigns. 
 “Parent Subsidiary” means (i) a corporation, a majority of whose outstanding Voting Stock is, at the date of
determination, directly or indirectly owned by Parent, by one or more Parent Subsidiaries or by Parent and one or more Parent Subsidiaries, (ii) a partnership in which Parent or a Parent holds a majority interest in the equity capital or
profits of such partnership, or (iii) any other Person (other than a corporation) in which Parent, a Parent Subsidiary or Parent and one or more Parent Subsidiaries, directly or indirectly, at the date of determination, has (x) at least a
majority ownership interest or (y) the power to elect or direct the election of a majority of the directors or other governing body of such Person. 
 “Sale Price” means, with respect to any security on any day, (1) the closing sale price per share on such day (or if no closing sale price is reported, the average of the reported closing bid and
asked prices or, if more than one in either case, the average of the average closing bid and the average closing ask prices) as reported in composite transactions for the principal United States 
  

 2 

 national or regional securities exchange on which such security is traded, or (2) if such security
is not listed on a United States national or regional securities exchange, as reported by the National Association of Securities Dealers Automated Quotation System, or (3) if not so reported, the average of the closing bid and ask prices of
such security on the over-the-counter market on the day in question as reported by the National Quotation Bureau Incorporated, or (4) in the case of Common Stock only, if not so quoted, the Sale Price will be the average of the mid-point of the
last bid and asked prices for the Common Stock on the relevant date from each of at least three nationally recognized independent investment banking firms selected by the Company or Parent for this purpose, or (5) a price determined in good
faith by the Board of Directors or, to the extent permitted by applicable law, a duly authorized committee thereof, whose determination shall be conclusive. 
 2.2 Article 3 
 (a) Section 3.09(c). Section 3.09(c) of the Indenture is hereby
amended by replacing the words “the Company” the third time they appear with “Parent”. 
 (b)
Section 3.09(c)(ii)(5). Section 3.09(c)(ii)(5) of the Indenture is hereby amended by replacing the words “issued by the Company” in clause (B) thereof, with “issued by Parent”. 
 (c) Section 3.10. Section 3.10 of the Indenture is hereby amended by replacing the words “the Company” with
“Parent”. 
 (d) Section 3.13. Section 3.13 of the Indenture is hereby amended by adding the words “or
Parent, as the case may be,” after the words “the Company” the first time they appear and by replacing the words “the Company” with “Parent” the second time they appear in the second unnumbered paragraph of
Section 3.13. 
 (e) Section 3.15. Section 3.15 of the Indenture is hereby amended by adding the words “and
Parent” after the words “the Company”. 
 (f) Section 3.16. Section 3.16 of the Indenture is hereby amended
by inserting the words “to Parent any” after the words “to the Company any cash or”; by inserting the words “and Parent” after the words “the Company” the second time they appear; and by inserting the words
“or Parent, as the case may be,” after the words “the Company” the fifth time they appear. 
 2.3 Article 4

 (a) Section 4.01. Section 4.01 of the Indenture is hereby amended by inserting the following as a new paragraph at the
end of Section 4.01: 
 Parent hereby irrevocably and fully and unconditionally guarantees all of the Company’s
obligations under the Securities and under this Indenture, including without limitation, the due and punctual payment of the principal of and interest (including Liquidated Damages, if any) on all of the Securities and the performance of every
covenant of this Indenture and in the Securities to be performed or observed by the Company. 
 (b) Section 4.02. The words
“and Parent” are hereby inserted after the word “Company” the first time it appears in the first sentence, and each time it appears in the fourth and fifth sentences of Section 4.02 of the Indenture. The words “or
Parent” are hereby inserted after the word “Company” the second time it appears in the first sentence and each time it appears in the second and third sentences of Section 4.02 of the Indenture. 
  

 3 

 (c) Section 4.03. The words “and Parent” are hereby inserted after the word
“Company” the first and second times it appears in Section 4.03 of the Indenture. The words “or Parent” are hereby inserted after the word “Company” the third and fourth times it appears in Section 4.03 of the
Indenture. 
 (d) Sections 4.04. The words “and Parent” are hereby inserted after the word “Company” each time it
appears in Section 4.04 of the Indenture. 
 (e) Section 4.06. The words “or Parent” are hereby inserted after
the word “Company” the first time it appears in Section 4.06 of the Indenture. The words “or Parent, as the case may be,” are hereby inserted after the word “Company” the second time it appears in Section 4.06
of the Indenture. 
 2.4 Article 5. Article 5 of the Indenture is amended in its entirety to read as follows: 
 ARTICLE 5 
 SUCCESSOR PERSON 
 Section 5.01 When Company or Parent May Merge Or Transfer Assets. Neither the Company nor Parent shall consolidate with or
merge with or into any other Person or convey, transfer, sell, lease or otherwise dispose of all or substantially all of its properties and assets to any Person, unless: 
 (a) either (1) in the case of a consolidation or merger of the Company, the Company shall be the continuing corporation, or in the
case of a consolidation or merger of Parent, Parent shall be the continuing corporation, or (2) the Person (if other than the Company or Parent, as the case may be) formed by such consolidation or into which the Company or Parent, as the case
may be, is merged or the Person that acquires by conveyance, transfer or lease all or substantially all of the properties and assets of the Company or Parent, as the case may be, (i) shall be organized and validly existing under the laws of the
United States or any State thereof or the District of Columbia and (ii) shall expressly assume, by an indenture supplemental hereto, executed and delivered to the Trustee, in form reasonably satisfactory to the Trustee, all of the obligations
of the Company or Parent, as the case may be, under the Securities and this Indenture; 
 (b) immediately after giving effect
to such transaction, no Event of Default, and no event that, after notice or lapse of time or both, would become an Event of Default, shall have occurred and be continuing; and 
 (c) the Company or Parent, as the case may be, shall have delivered to the Trustee an Officers’ Certificate and an Opinion of
Counsel, each stating that such consolidation, merger, conveyance, transfer or lease and, if a supplemental indenture is required in connection with such transaction, such supplemental indenture, comply with this Article 5 and that all conditions
precedent herein provided for relating to such transaction have been satisfied. 
 For purposes of the foregoing, the transfer
(by lease, assignment, sale or otherwise) of the properties and assets of one or more Subsidiaries (other than to the Company or another Subsidiary), which, if such assets were owned by the Company, would constitute substantially all of the
properties and assets of the Company, shall be deemed to be the transfer of substantially all 
  

 4 

 of the properties and assets of the Company. For purposes of the foregoing, the transfer (by lease,
assignment, sale or otherwise) of the properties and assets of one or more Parent Subsidiaries (other than to Parent or another Parent Subsidiary), which, if such assets were owned by Parent, would constitute substantially all of the properties and
assets of Parent, shall be deemed to be the transfer of substantially all of the properties and assets of Parent. 
 The
successor Person formed by such consolidation or into which the Company or Parent, as the case may be, is merged or the successor Person to which such conveyance, transfer or lease is made shall succeed to, and be substituted for, and may exercise
every right and power of, the Company or Parent, as the case may be, under this Indenture with the same effect as if such successor had been named as the Company or Parent, as the case may be, herein; and thereafter, except in the case of a lease
and obligations the Company or Parent, as the case may be, may have under a supplemental indenture, the Company or Parent, as the case may be, shall be discharged from all obligations and covenants under this Indenture and the Securities. Subject to
Section 9.06, the Company, Parent, the Trustee and the successor Person shall enter into a supplemental indenture to evidence the succession and substitution of such successor Person and such discharge and release of the Company or Parent, as
the case may be. 
 2.5 Article 6. 
 (a) Section 6.01(1). Section 6.01(1) of the Indenture is hereby amended in its entirety to read as follows: 
 (1) following the exercise by the Holder of the right to convert a Security in accordance with Article 10 hereof, (x) the Company or
Parent fails to deliver the cash, if any, required to be delivered as part of the applicable Conversion Settlement Distribution on the applicable Conversion Settlement Date and such failure continues for ten days or (y) Parent fails to deliver
the Common Stock required to be delivered as part of the applicable Conversion Settlement Distribution as required pursuant to Section 10.02(d)(ii); 
 (b) Section 6.01(6). The words “or Parent” are hereby inserted after the word “Company” each time it appears in Section 6.01(6) of the Indenture. 
 2.6 Article 9. The word “, Parent” is inserted after the word Company in the preamble to Section 9.01 of the Indenture. The words
“or Parent” are hereby inserted after the word “Company” in Sections 9.01(a), 9.01(b), 9.01(g), 9.01(h), 9.01(i) and 9.02. The words “or Parent’s” are hereby inserted after the word “Company’s” in
Sections 9.01(c) and 9.01(d). 
 2.7 Article 10. 
 (a) Section 10.01. The words “and Parent’s” are hereby inserted after the word “Company’s” the first time it appears in the last sentence of Section 10.01 of the
Indenture. 
 (b) Section 10.02(a). The second sentence of Section 10.02(a) of the Indenture is hereby amended in its
entirety to read as follows: 
 The rate at which shares of Common Stock shall be delivered upon conversion (the “Conversion
Rate”) shall be initially 30.1733 shares of Common Stock for each $1,000 principal amount of Securities. 
  

 5 

 The last sentence of Section 10.02(a) of the Indenture is hereby amended by replacing the words “The
Company” with “Parent”. 
 (c) Sections 10.04, 10.05, 10.06, 10.07, 10.08 and 10.11. The words “the Company”
are hereby replaced with the word “Parent”, each time they appear in Sections 10.04 (other than the first time they appear in Section 10.04(i)), 10.05, 10.06, 10.07 and 10.10 of the Indenture. 
 (d) Section 10.08. The words “or Parent” are hereby inserted after the word “Company” each time it appears in
Section 10.08 of the Indenture. 
 (e) Section 10.09. The words “the Company” are hereby replaced with the word
“Parent”, each time they appear in Section 10.10(a) and (b) and the first time they appear in Section 10.10(c). The words “or Parent” are hereby inserted after the word “Company” the second, third and
fourth time it appears in Section 10.10(c) and each time it appears in Section 10.10(d) of the Indenture. 
 2.8 Article 11.

 (a) Section 11.02. Section 11.02 of the Indenture is hereby amended in its entirety to read as follows: 
 11.02 Notices. Any request, demand, authorization, notice, waiver, consent or communication shall be in writing and delivered in
person or mailed by first-class mail, postage prepaid, addressed as follows or transmitted by facsimile transmission (confirmed by guaranteed overnight courier) to the following facsimile numbers: 
 if to the Company: 
 Maxtor Corporation 
 500 McCarthy Boulevard 
 Milpitas, CA 95035 
 Attn: General Counsel 
 Fax: 303-678-3111 
 if to Parent: 
 Seagate Technology 
 920 Disc Drive 
 P.O. Box 66360 
 Scotts Valley, California 95067 
 Attn: General Counsel 
 Fax: 831-438-6675 
 if to the Trustee: 
 U.S. Bank National Association 
 633 West Fifth Street, 24th Floor 
 Los Angeles, CA 90071 
 Attn: Corporate Trust Services 
 (Maxtor Corporation 6.80% Convertible Senior Notes due 2010) 
 Fax: 213-615-6197 

 

 6 

 The Company, Parent or the Trustee by notice given to the others in the manner provided
above may designate additional or different addresses for subsequent notices or communications. 
 Any notice or communication
given to a Securityholder shall be mailed to the Securityholder, by first-class mail, postage prepaid, at the Securityholder’s address as it appears on the registration books of the Registrar and shall be sufficiently given if so mailed within
the time prescribed. 
 Failure to mail a notice or communication to a Securityholder or any defect in it shall not affect its
sufficiency with respect to other Securityholders. If a notice or communication is mailed in the manner provided above, it is duly given, whether or not received by the addressee. 
 If the Company mails a notice or communication to the Securityholders, it shall mail a copy to the Trustee and each Registrar, Paying
Agent, Conversion Agent or co-registrar. 
 (b) Section 11.11. The first sentence of Section 11.11 is hereby replaced with
the following sentence: “All agreements of the Company and Parent in this Indenture and the Securities shall bind their respective successors.” 
 3. Miscellaneous. 
 3.1 Except as expressly amended hereby, the Indenture is in all respects ratified
and confirmed and all terms, conditions and provisions thereof shall remain in full force and effect. This First Supplemental Indenture shall be construed as supplemental to the Indenture and all the terms and conditions of this First Supplemental
Indenture shall be deemed part of the terms and conditions of the Indenture. Every holder of Securities heretofore or hereafter authenticated and delivered shall be bound hereby. This First Supplemental Indenture is subject to the provisions of the
Trust Indenture Act, and shall, to the extent applicable, be governed by such provisions. 
 3.2 This instrument may be executed in any
number of counterparts, each of which shall be an original; but such counterparts shall together constitute but one and the same instrument. 
 3.3 The Article and Section headings herein are for convenience only and shall not affect the construction hereof. 
 3.4 In case
any one or more of the provisions contained in this First Supplemental Indenture or in the Securities shall for any reason be held to be invalid, illegal or unenforceable in any respect, such invalidity, illegality or unenforceability shall not
effect any other provisions of this First Supplemental Indenture or of the Securities, but this First Supplemental Indenture and the Securities shall be construed as if such invalid or illegal or unenforceable provision had never been contained
herein or therein. 
 3.5 THIS FIRST SUPPLEMENTAL INDENTURE SHALL BE CONSTRUED IN ACCORDANCE WITH THE LAW OF THE STATE OF NEW YORK.

 3.6 No amendment to or termination of this First Supplemental Indenture and no modification of the Company’s or Parent’s
respective obligations under the Indenture and this First Supplemental Indenture shall be effective absent the written consent of the Company, the Trustee and Parent. 
  

 7 

 3.7 The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or
sufficiency of this First Supplemental Indenture or for or in respect of the recitals contained herein. 
  

 8 

 IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental Indenture to be duly executed
all as of the day and year first above written. 
  

			
	MAXTOR CORPORATION
		
	By:	 	 /s/ Duston M. Williams

	Title:	 	Executive Vice President and Chief Financial Officer
	
	SEAGATE TECHNOLOGY
		
	By:	 	 /s/ William L. Hudson

	Title:	 	Executive Vice President, General Counsel and Secretary
	
	U.S. BANK NATIONAL ASSOCIATION
		
	By:	 	 /s/ Paula Oswald

	Title:	 	Vice President

  

 9EXHIBIT 10.1

AMENDED AND RESTATED
 SEVERANCE AGREEMENT

          This Amended and Restated Severance Agreement (“Agreement”), effective as of this 22nd day of May, 2006, is by and among Summit Bancshares, Inc., a Texas corporation (the “Company”), Summit Bank, N.A. (the “Bank”), and Philip E. Norwood, a key employee and officer of the Company and the Bank (the “Executive”).

          WHEREAS, Executive, the Company, and the Bank entered into that certain Severance Agreement dated October 24, 2000 (the “Original Agreement”); and

          WHEREAS, Executive, the Company and the Bank desire to replace the Original Agreement (other than Section 8 thereof which is continued herein) with this Agreement; and

          WHEREAS, Executive, the Company and the Bank (collectively referred to as the “Parties”) understand and agree to the terms and provisions of this Agreement and desire and intend to be bound by such terms and provisions.

          NOW, THEREFORE, the Parties mutually covenant and agree as follows:

ARTICLE 1. DEFINITIONS

	
  
1.1
  	
  
“Beneficiary” shall mean the person(s)   described in Article 5 of this   Agreement as being designated in writing to receive payments under Article 2 upon Executive’s death.
  
	
   
  	
  
 
  
	
  
1.2
  	
  
“Board” shall mean the Board of Directors   of the Company.
  
	
  
 
  	
  
 
  
	
  
1.3
  	
  
“Cause” when used herein concerning the termination   of Executive’s employment by the Company or the Bank, shall mean:
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
(a)       any   act or omission by Executive constituting fraud, embezzlement or   misappropriation of funds under the laws of the State of Texas or the United   States of America;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
b)        conviction   of, or a plea of nolo contendere by,   Executive to a felony;
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
(c)       the   willful or reckless failure by Executive to adhere to the Bank’s or the   Company’s written policies, or the willful or reckless engaging by Executive   in misconduct which causes, or is most likely to cause, a material monetary   injury or other material harm to the Bank or the Company; or
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
(d)       gross   negligence in the performance by Executive of the duties in his written   position description with the Bank or the Company (but only after receiving   written notice thereof and being given a reasonable period, of not less than   sixty (60) calendar days, to cure said performance by taking reasonable   corrective action during the cure period);
  

	
  
 
  	
  
provided,   as a condition   precedent to the termination of Executive’s employment under (c) or (d)   of this Section 1.3, there shall   have been delivered to Executive a copy of a resolution duly adopted at a   meeting of the Board by the affirmative vote of not less than three-quarters   of the Board (excluding Executive), that, in the good faith opinion of the   Board, there is factual evidence that Executive committed such conduct as set   forth in the referenced subparagraphs above; and, provided further,   that the Board shall deliver to Executive the factual evidence on which it   based its opinion and that not later than sixty (60) calendar days   thereafter, the Board shall provide Executive with counsel and an opportunity   to reasonably defend himself against such claims and the Board agrees to hear   and consider in good faith Executive’s defense. As of the effective date of   this Agreement, there
is no cause known to the Board to issue a resolution as   provided in this Section 1.3.
  
	
   
  	
  
 
  
	
  
1.4
  	
  
“Change   in Control” means   the occurrence of any of the events set forth in the following paragraphs,   except as otherwise provided herein:
  
	
  
 
  	
  
 
  
	
  
 
  	
  
          (i)          a   change in the ownership of the capital stock of the Bank or the Company where   a corporation, person, or group acting in concert (other than the Bank or the   Company, or any savings, pension, or other benefit plan for the benefit of   employees of the Bank or the Company, or the respective subsidiaries thereof)   (a “Person”)   as described in Section 14(d)(2) of the Securities Exchange Act of 1934, as   amended (the “Exchange Act”), holds or acquires, directly or indirectly,   beneficial ownership (within the meaning of Rule 13d-3 promulgated under the   Exchange Act) a number of shares of capital stock of the Bank or the Company   which constitutes fifty-one percent (51%) or more of the combined voting   power of the Bank’s or the Company’s then outstanding capital stock then
entitled to vote generally in the election of the Board or the board of   directors of the Bank;
  
	
  
 
  	
  
 
  
	
  
 
  	
  
          (ii)          the   persons who were members of the Board immediately prior to a tender offer,   exchange offer, contested election, or any combination of the foregoing   (together with any new directors whose election by the Board or whose   nomination for election by the shareholders of the Company was approved by a   vote of a majority of the directors then still in office who were either   directors immediately prior to such event or whose election or nomination for   election was so approved), cease to constitute a majority of the Board;
  
	
   
  	
  
 
  
	
  
 
  	
  
          (iii)          the   effective date of a merger, consolidation, or reorganization plan that is   adopted by the Board or the board of directors of the Bank involving the Bank   or the Company in which the Bank or the Company is not the surviving entity   (other than a merger in which the beneficial ownership of the Bank or the   Company involved in the merger is identical to the beneficial ownership of   the surviving entity), or a sale of all or substantially all of the assets of   the Bank or the Company.  For purposes of this Agreement, a sale of all   or substantially all of the assets of the Bank or the Company shall be deemed   to occur if any Person acquires (or during the consecutive three hundred   sixty-five (365) calendar day period ending on the date of the most recent   acquisition by such Person, has acquired) gross assets of the Bank or
the   Company that have an aggregate fair market value equal to fifty-one percent (51%)   of the fair market value of all of the gross assets of the Bank or the   Company immediately prior to such acquisition or acquisitions;
  

	
  
 
  	
  
 
  
	
  
 
  	
  
          (iv)          a   tender offer or exchange offer is made by any Person which is successfully   completed and which results in such Person beneficially owning (within the   meaning of Rule 13d-3 promulgated under the Exchange Act) either fifty-one   percent (51%) or more of the Bank’s or the Company’s outstanding shares of   capital stock or shares of capital stock having fifty-one percent (51%) or   more of the combined voting power of the Bank’s or the Company’s then   outstanding capital stock (other than an offer made by the Bank or the   Company), and sufficient shares are acquired under the offer to cause such   Person to own fifty-one percent (51%) or more of the voting power; or
  
	
   
  	
  
 
  
	
  
 
  	
  
          (v)          any   other transactions or series of related transactions occurring which have   substantially the same effect as the transactions specified in any of the   preceding clauses of this Section 1.4.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
Notwithstanding the   foregoing provisions, a shareholder may make the following transfers and such   transfers shall not be deemed to be a Change in Control:
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
          (1)          to any trust described in Section 1361(c)(2) of the Internal Revenue Code of   1986, as amended (the “Code”) that is created solely for the benefit of any   shareholder or any spouse of or any lineal descendant of any shareholder;
  
	
  
 
  	
  
 
  	
  
 
  
	
   
  	
  
 
  	
  
          (2)       to   any individual by bona fide   gift;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
          (3)       to   any spouse or former spouse pursuant to the terms of a decree of divorce;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
          (4)       to   any officer or employee of the Bank or the Company pursuant to any incentive   stock option plan established by the shareholders; or
  
	
  
 
  	
  
 
  	
  
 
  
	
   
  	
  
 
  	
  
          (5)       to   any family member.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
Notwithstanding the   foregoing provisions of this Section 1.4,   in the event any payment made pursuant to this Agreement is subject to   Section 409A of the Internal Revenue Code, then, in lieu of the foregoing   definition and to the extent necessary to comply with the requirements of   Section 409A of the Code, the definition of “Change in Control” for   purposes of this Agreement shall be the definition provided for under Section   409A of the Code and the regulations or other guidance issued thereunder.
  
	
  
 
  	
  
 
  
	
  
1.5
  	
  
“Compensation”   means Executive’s   base salary or base rate of pay excluding any extraordinary or premium pay   such as bonuses, commissions, incentive payments, benefits or car allowances.
  
	
  
 
  	
  
 
  
	
  
1.6
  	
  
“Constructive   Termination” shall   mean:
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
(a)
  	
  
the demotion or reduction   in title or rank of Executive, or the assignment to Executive duties that are   materially inconsistent with his current positions, duties, responsibilities   and status with the Bank or any removal of Executive from, or any failures to   re-elect Executive to, any of such positions, except for such demotions,   reductions, assignments, removals, or failures that occur in connection with   Executive’s termination of employment for Cause, as a result of Executive’s   disability or death, or with Executive’s prior consent;
  

	
  
 
  	
  
(b)
  	
  
the reduction of   Executive’s Compensation without the prior written consent of Executive,   which is not remedied within thirty (30) calendar days after receipt by the   Bank of written notice from Executive of such reduction;
  
	
  
 
  	
  
 
  	
  
 
  
	
   
  	
  
(c)
  	
  
the Bank or the Company   shall relocate its principal offices or require Executive to have as his   principal location of work any location which is in excess of thirty (30)   miles from the current location of the Bank or the Company or to travel away   from his office in the course of discharging his responsibilities or duties   hereunder more than ten (10) consecutive calendar days or an aggregate of   more than thirty (30) calendar days in any consecutive three hundred   sixty-five (365) calendar day period without Executive’s prior written   consent; or
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
(d)
  	
  
the failure by the Company   or the Bank to require any Person effecting a Change in Control, by agreement   in form and substance satisfactory to Executive, expressly to assume and   agree to cause its successors to perform this Agreement in the same manner   and to the same extent that the Company would be required to perform it if no   such succession had taken place.
  
	
  
 
  	
  
 
  	
  
 
  
	
  
1.7
  	
  
“Triggering Termination” shall mean the   termination of Executive’s employment with   the Company or the Bank for any reason, including a Constructive Termination, other than a   termination: (a) by the Bank or the Company for Cause or (b) that results from Executive’s death   or disability.
  
	
   
  	
  
 
  
	
  
ARTICLE 2. SPECIAL TERMINATION BENEFITS
  
	
  
 
  	
  
 
  
	
  
2.1
  	
  
In the event of a   Triggering Termination, the Bank or the Company shall continue to pay   Executive, for a consecutive seven hundred thirty (730) calendar day period,   his regularly scheduled Compensation, pursuant to the Bank’s and/or the   Company’s regular payroll practice, less withholding required to be paid or   withheld in accordance with Federal, State or local law or regulation.
  
	
  
 
  	
  
 
  
	
  
2.2
  	
  
In the event of a   Triggering Termination, Executive, his spouse (on the date of Executive’s   Triggering Termination) and Executive’s dependent children shall, continue to   participate, for the Restricted Period as defined in Section 8.1, in all health plans or   arrangements of the Bank or the Company in which he, his spouse or his   dependent children were participating in immediately prior to the date of his   Triggering Termination and on the same terms thereunder, as if he continued   to be an employee of the Bank or the Company, to the extent that participation   in any one or more of such plans or arrangements is possible without   jeopardizing the respective plan’s qualified status under the applicable   rules of the Code; provided, however,   that if Executive obtains employment with another employer during the   Restricted Period, coverage shall be provided under this paragraph only to   the extent that this coverage
exceeds the coverage of any substantially   similar plans provided by his new employer and that Executive, his spouse,   and his dependent children shall receive continued health, dental and other   coverage, at his own expense, beginning at the end of the Restricted Period,   as required by Section 4980B of the Code (or any successor provisions), but   on the basis that the last date for which coverage is provided under this   paragraph shall be the first day of his period of continuation coverage under   Section 4980B of the Code.
  

	
  
2.3
  	
  
In the event of a   Triggering Termination, the Bank or the Company will transfer title of the   Bank or the Company provided automobile to Executive on the date of such   Triggering Termination at no cost to Executive.
  
	
  
 
  	
  
 
  
	
  
2.4
  	
  
In the event of a   Triggering Termination, the Company or the Bank shall continue to pay, for   the Restricted Period, all of Executive’s club dues, for such of Executive’s   clubs paid for by the Company and/or the Bank and participated in by   Executive immediately prior to his Triggering Termination.
  
	
  
 
  	
  
 
  
	
  
2.5
  	
  
Executive will not be   entitled to any benefits under this Agreement for any termination of Executive’s   employment other than a Triggering Termination.
  
	
  
 
  	
  
 
  
	
  
2.6
  	
  
Notwithstanding anything   to the contrary contained herein, in the event any payments made pursuant to   this Article 2 are deemed to be   subject to (and not otherwise exempt from) the requirements of Section 409A   of the Code and Executive is deemed a “key employee” (as defined by Section   416(i) of the Code, disregarding Section 416(i)(5) of the Code), then   Executive shall not be entitled to any such payments that are subject to   Section 409A of the Code until the first day of the seventh month following   his date of termination; provided,   that the aggregate amount of any payments (plus interest at the Bank’s prime   interest rate then in effect) that would have otherwise been paid during such   six month delay period shall be paid on the first day of the seventh month   following Executive’s termination of employment.
  
	
   
  	
  
 
  
	
  
2.7
  	
  
The rights of Executive   set forth in Article 2 are   conditioned and dependent on Executive’s covenants set forth in Article 8 of this Agreement, and to the   enforceability of such covenants as stated therein with respect to Executive.
  
	
  
 
  	
  
 
  
	
  
ARTICLE 3. CONFIDENTIALITY
  
	
  
 
  	
  
 
  
	
  
3.1
  	
  
The Bank and the Company   have provided and/or will provide Executive with access to confidential,   proprietary, and highly sensitive information relating to the business of the   Company and the Bank which is a competitive asset of the Company and/or the   Bank, which may include, without limitation, information pertaining to: (a)   the identities of customers with which or whom the Company and/or the Bank do   or seek to do business, as well as the point of contact persons and   decision-makers at these customers; (b) the identities of the vendors and   suppliers with which or whom the Company and/or the Bank do or seek to do   business, as well as the point of contact persons and decision-makers at   these vendors and suppliers; (c) the volume of business and the nature of the   business relationship between the Company and/or the Bank and their   customers, vendors and suppliers; (d) the particular product, service, and   pricing preferences of existing and
potential customers; (e) the financing   methods employed by and arrangements between the Company and/or the Bank and   their existing or potential customers, vendors, or suppliers; (f) the pricing   of the Company’s and/or the Bank’s products and services, including any   deviations from its standard pricing for particular customers, vendors, or   suppliers; (g) the Company’s and/or the Bank’s costs, expenses, and overhead   associated with the creation, production, delivery and maintenance of its   products and services; (h) the Company’s and/or the Bank’s business plans and   strategy, including territory assignments and rearrangements, sales and   administrative staff expansions, marketing and sales plans and strategy,   proposed adjustments in compensation of sales personnel, revenue, expense and   profit projections, and industry analyses; (i) information regarding the   Company’s and/or the Bank’s employees, including their identities, skills,   talents,
knowledge, experience, compensation, and preferences; (j) financial   information about the Company and/or the Bank; (k) the Company’s and/or the   Bank’s financial results and business conditions; and (l) computer programs   and software developed by the Company and/or the Bank or their consultants.
  

	
  
3.2
  	
  
The confidential,   proprietary, and highly sensitive information described in Section 3.1 above is hereinafter referred   to as “Proprietary Information.” The Bank, the Company and Executive agree   that the term Proprietary Information shall only include such information of   which Executive has specific knowledge.
  
	
  
 
  	
  
 
  
	
  
3.3
  	
  
Executive acknowledges and   understands that the term Proprietary Information does not include   information or know-how which: (a) was in Executive’s possession prior to its   disclosure to him by the Company and/or the Bank (as shown by competent   written evidence in Executive’s files and records immediately prior to the   time of disclosure); or (b) is approved for release by written authorization   of the Company and the Bank.
  
	
  
 
  	
  
 
  
	
  
3.4
  	
  
Executive acknowledges   that from time to time the Company and/or the Bank will disclose Proprietary   Information to him in order to enable him to perform his duties for the   Company and or the Bank. Executive recognizes and agrees that the   unauthorized disclosure of Proprietary Information could place the Company   and/or the Bank at a competitive disadvantage. Consequently, Executive agrees   not: (a) to use, at any time, any Proprietary Information for his own benefit   and for the benefit of any person, entity, or corporation other than the   Company and/or the Bank; or (b) to disclose, directly or indirectly, any   Proprietary Information to any person who is not a current employee of the   Company and/or the Bank, except as required by law or in the performance of   the duties assigned to him by the Company and/or the Bank, at any time prior   or subsequent to the termination of his employment with the Bank, without the   express, written consent of the
Company and the Bank. Executive further   acknowledges and agrees not to make copies of any Proprietary Information,   except as authorized in writing by the Company and the Bank.
  
	
   
  	
  
 
  
	
  
3.5
  	
  
Executive understands and   agrees that his obligations under this Article   shall survive the termination of his employment with the Bank and/or the   Company forever.  Executive further understands and agrees that his   obligations under this Article are in addition to, and not in limitation or   preemption of, all other obligations of confidentiality which he may have to   the Company and/or the Bank under general legal or equitable principles, or   other policies implemented by the Company and/or the Bank.
  
	
  
 
  	
  
 
  
	
  
ARTICLE 4. RESTRICTIONS UPON FUNDING
  
	
  
 
  	
  
 
  
	
  
4.1
  	
  
Neither the Company nor   the Bank shall have any obligation to set aside, earmark or entrust any fund   or money with which to pay its obligations under this Agreement. Executive,   his Beneficiary or any successor-in-interest to him shall be and remain   simply a general creditor of the Company and the Bank in the same manner as   any other creditor having a general unsecured claim.
  
	
  
 
  	
  
 
  
	
  
4.2
  	
  
For purposes of the Code,   the Company and the Bank intend this Agreement to be an unfunded, unsecured   promise to pay on the part of the Company and/or the Bank. For purposes of   the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) the   Company and the Bank intend that this Agreement not be subject to ERISA. If   this Agreement is deemed subject to ERISA, it is intended to be an unfunded   arrangement for the benefit of a select member of management who is a highly   compensated employee of the Company and/or the Bank, for the purpose of   qualifying this Agreement for the “top hat” plan exception under sections   201(2), 301(a)(3) and 401(a)(1) of ERISA.
  

	
  
4.3
  	
  
If the Company or the Bank   elects to invest in a life insurance, disability or annuity policy upon the   life of Executive, Executive shall assist the Company and/or the Bank by   freely submitting to a physical examination and supplying such additional   information necessary to obtain such insurance or annuities.
  
	
  
 
  	
  
 
  
	
  
4.4
  	
  
Notwithstanding any   provision of this Agreement to the contrary, neither the Company nor the Bank   shall be required to pay any benefit under this Agreement if, upon the advice   of counsel, the Company or the Bank determines in good faith that the payment   of such benefit would be prohibited by 12 C.F.R. Part 359 or any successor   regulations regarding employee compensation promulgated by any regulatory   agency having jurisdiction over the Company, the Bank or their affiliates. To   the extent possible, such benefit payment shall be proportionately reduced to   allow payment within the fullest extent permissible under applicable   law.  Executive shall have the right to have any determination made   pursuant to this Section 4.5   reviewed by independent counsel for Executive, prior to the reduction of any   amount payable pursuant to the terms of this Agreement. Any review by   independent counsel pursuant to this Section   4.5 must be
completed within five (5) business days of the Company   and/or the Bank’s determination made pursuant hereto, and all amounts payable   pursuant to this Agreement shall be suspended for such period.
  
	
   
  	
  
 
  
	
  
ARTICLE 5. DESIGNATION OF BENEFICIARIES
  
	
  
 
  	
  
 
  
	
  
5.1
  	
  
Should Executive die prior   to full payment of amounts due under Article   2, payment shall be made to his Beneficiary. Executive’s written   designation of one or more persons or entities as his Beneficiary shall   operate to designate Executive’s Beneficiary under this Agreement. Executive   shall file with the Company a copy of his Beneficiary designation on the form   supplied to Executive by the Company. The last such designation form received   by the Company shall be controlling, and no designation, or change or   revocation of a designation shall be effective unless received by the Company   prior to Executive’s death.
  
	
  
 
  	
  
 
  
	
  
5.2
  	
  
If no Beneficiary   designation is in effect at the time of Executive’s death, if no designated   Beneficiary survives Executive or if the otherwise applicable Beneficiary   designation conflicts with applicable law, Executive’s estate shall be the   Beneficiary.
  
	
  
 
  	
  
 
  
	
  
ARTICLE 6. INTERPRETATION AND ENFORCEMENT
  
	
   
  	
  
 
  
	
  
6.1
  	
  
The Parties shall have the   exclusive power and authority to interpret and construe this Agreement. The   Parties may engage agents to assist them, including their legal counsel.
  
	
  
 
  	
  
 
  
	
  
6.2
  	
  
The Parties consent to the   resolution by final and binding arbitration of any claim, controversy, or   dispute arising under this Agreement, in accordance with the Employment   Arbitration Rules of the American Arbitration Association in effect on the   date the claim or controversy arises.
  

	
  
6.3
  	
  
Notwithstanding Section 6.2, the Parties hereto recognize   that the covenants hereunder are special, unique and of extraordinary   character, and therefore any claim for injunctive or other equitable relief   including violation of the Covenants of Noncompetition and Nonsolicitation of   this Agreement or the use, misuse, misappropriation, or unauthorized   disclosure of the Bank’s or the Company’s Proprietary Information, shall not   be covered by Section 6.2. The   Parties agree to waive the requirement of posting of bond or other security   as a condition precedent to obtaining any injunctive or other equitable   relief, including emergency or temporary injunctive relief.
  
	
   
  	
  
 
  
	
  
ARTICLE 7. COMPLETE AND VOLUNTARY AGREEMENT
  
	
  
 
  	
  
 
  
	
  
7.1
  	
  
The promises of the   Company and the Bank contained in this Agreement and the continued   performance of services by Executive are the whole consideration for this   Agreement.
  
	
  
 
  	
  
 
  
	
  
7.2
  	
  
Executive intends to be   legally bound by this Agreement and has signed and delivered it voluntarily,   without coercion, and with knowledge as to the nature and consequences   thereof after consultation with his independent legal counsel.
  
	
  
 
  	
  
 
  
	
  
7.3
  	
  
The Company and the Bank   intend to be legally bound by this Agreement and have signed and delivered it   voluntarily, without coercion, and with knowledge as to the nature and   consequences thereof.
  
	
  
 
  	
  
 
  
	
  7.4
  	
  
It is understood and   agreed that this Agreement contains the entire agreement between the Parties   and supersedes any and all prior agreements, arrangements, or undertakings   between the Parties relating to the subject matter including, but not limited   to, the Original Agreement. No oral understandings, statements, promises or   inducements contrary to the terms of this Agreement exist. This Agreement   cannot be changed orally and any changes or amendments to this Agreement must   be signed by all Parties.
  
	
  
 
  	
  
 
  
	
  
ARTICLE 8. COVENANTS OF NONCOMPETITION AND   NONSOLICITATION
  
	
  
 
  	
  
 
  
	
  
8.1
  	
  
Executive acknowledges that Executive has
received and/or will receive specialized knowledge and training and Proprietary
Information (as outlined in Article 3) from the Company and/or the Bank
during the term of this Agreement, and that such knowledge, training, and/or
Proprietary Information would provide an unfair advantage if used to compete
with the Company and/or the Bank. In order to avoid such unfair advantage, and
in consideration for the promises and covenants set forth in this Agreement and
other good and valuable consideration, Executive agrees that while Executive is
employed with the Bank and/or the Company and for a consecutive seven hundred
thirty (730) calendar day period after the date of a Triggering Termination (the
“Restricted Period”), Executive shall not, directly or
indirectly, individually or as an owner, lender, consultant, adviser,
independent contractor, employee, partner, officer, director or in any other
capacity, alone or in association with other persons or entities, own, assist,
finance, participate in or be employed in Tarrant County by: (i) any National or
State chartered banking institution or bank holding company; or (ii) any
business or other endeavor that is in direct competition with the Company or the
Bank in any business that the Company or the Bank was engaged in during
Executive’s employment or at the date of a Triggering Termination. Because
Executive has developed and/or may develop considerable personal contacts with
the clients served by the Company or the Bank during his

 

	
  
 
  	
  
employment with the Bank and the   Company, Executive also agrees that, while Executive is employed with the   Bank and/or the Company and for the Restricted Period, Executive will not,   either directly or indirectly, solicit individuals or other entities that are   customers or potential customers (as   defined below) of the Bank or the Company for banking services or any other   services which are in competition with the services provided by the Bank or   the Company during Executive’s employment or at the date of a Triggering   Termination.  Executive also agrees that while Executive is employed   with the Bank and/or the Company and for the Restricted Period, Executive   will not, either directly or indirectly, solicit any employee or other   independent contractor of the Company or the Bank to
terminate his employment   or contract with the Company or the Bank.
  
	
  
 
  	
  
 
  
	
  
8.2
  	
  
For the purposes of this   Agreement, the term “potential customer” shall   mean any person or entity contacted by the Company or the Bank or any of its affiliates,   officers, directors, employees, shareholders, agents or representatives   during the period that Executive was an employee of the Company or the Bank   for the purpose of soliciting business in connection with the business of the   Company or the Bank. The Parties acknowledge that the prohibitions contained   in this Article 8 do not apply   to purely social contacts and shall only apply to those persons or entities   which Executive knows, or reasonably should know, are potential customers, pursuant to this Section 8.2.
  
	
   
  	
  
 
  
	
  
8.3
  	
  
This Article 8 is material and
important to this Agreement.  The enforceability of this Article 8
is a precondition for the Company’s payments pursuant to Article
2.  Should all or any part or application of this Article 8
be held or found invalid or unenforceable for any reason whatsoever by a court
or arbitrator in connection with any claim or defense asserted by Executive,
Executive and Company agree that: (a) Executive’s right to
Compensation continuation pursuant to Article 2 of this Agreement shall
automatically lapse and be forfeited, (b) the Company shall have no further
obligation to make any such payments to the Executive; and (c) the Company
shall be entitled to receive reimbursement of the full value of any such
Compensation continuation and other payments that were made to the Executive
pursuant to Article 2 of this Agreement through the date on which a court
or arbitrator held or found any portion of Article 8 to be invalid
or unenforceable.
 
	
  
 
  	
  
 
  
	
  
ARTICLE 9. TERM, AMENDMENT AND TERMINATION OF AGREEMENT
  
	
  
 
  	
  
 
  
	
  
9.1
  	
  
The term of this Agreement   shall commence on the effective date hereof and shall end upon the discharge   of all of the Bank’s or the Company’s obligations to Executive or his   beneficiary.
  
	
   
  	
  
 
  
	
  
9.2
  	
  
This Agreement may be amended   only by a written instrument executed by the Company, the Bank and the   Executive.
  
	
  
 
  	
  
 
  
	
  
ARTICLE 10. GENERAL
  
	
  
 
  	
  
 
  
	
  
10.1
  	
  
Executive, the Company and   the Bank agree that each provision of this Agreement shall be enforceable   independent of every other provision and in the event any provision of this   Agreement is determined to be unenforceable for any reason, the remaining   provisions will remain effective, binding, and enforceable.
  

	
  
10.2
  	
  
Executive, the Company and   the Bank agree that this Agreement shall be binding on the Company and the   Bank, their successors, and assigns and that this Agreement shall be fully   enforceable by Executive against any successor or assignee of the Company or   the Bank.
  
	
   
  	
  
 
  
	
  
10.3
  	
  
Executive, the Company and   the Bank agree that this Agreement is personal to Executive and shall not be   assignable, in whole or in part, by Executive for any reason. The Company and   the Bank covenant and agree that, in the event of Executive’s death, the   Company and/or the Bank will continue to make all payments required by this   Agreement to Executive’s Beneficiary or estate. In the event of Executive’s   death, this Agreement shall be enforceable by Executive’s Beneficiary,   estate, executors, or legal representatives only to the extent provided in   this Agreement.
  
	
  
 
  	
  
 
  
	
  
10.4
  	
  
EXECUTIVE, THE COMPANY AND   THE BANK AGREE THAT THE LAW OF THE STATE OF TEXAS WILL GOVERN THE VALIDITY   AND INTERPRETATION OF THIS AGREEMENT. VENUE IN ANY SUCH DISPUTE, WHETHER IN   FEDERAL OR STATE COURT, WILL BE LAID IN TARRANT COUNTY, TEXAS. EACH PARTY   HEREBY WAIVES, AND AGREES NOT TO ASSERT IN ANY SUCH DISPUTE, TO THE FULLEST   EXTENT PERMITTED BY APPLICABLE LAW, ANY CLAIM THAT (a) SUCH PARTY IS NOT   PERSONALLY SUBJECT TO THE JURISDICTION OF SUCH COURTS, (b) SUCH PARTY AND   SUCH PARTY’S PROPERTY IS IMMUNE FROM ANY LEGAL PROCESS ISSUED BY SUCH COURTS   OR (c) ANY LITIGATION COMMENCED IN SUCH COURTS IS BROUGHT IN AN INCONVENIENT   FORUM.
  
	
  
 
  	
  
 
  
	
  
10.5
  	
  
The titles or headings of   the respective Articles in this Agreement are inserted merely for convenience   and shall be given no legal effect.
  
	
   
  	
  
 
  
	
  
10.6
  	
  
This Agreement may be   executed in two or more counterparts, each of which will be deemed an   original and all of which together will constitute one instrument.
  

IN WITNESS WHEREOF, the Company, the Bank and Executive have executed this Agreement to be effective as of the date first written above.

	
   
 	
  
PHILIP E.   NORWOOD
  
	
   
 	
  
 
  	
  
 
  
	
   
 	

  
  /s/Philip E. Norwood

	
   
 	

  
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  SUMMIT   BANCSHARES, INC.
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  
By:
  	
  
/s/ Bob G. Scott
  
	
   
 	
  
 
  	
  

  
	
   
 	
  
Title:
  	
  
Executive Vice President
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  
SUMMIT   BANK, N.A.
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  
 
  	
  
 
  
	
   
 	
  By:
  	
  /s/ Bob G. Scott
  
	
   
 	
   
  	
  

  
	
   
 	
  Title:
  	
  Executive   Vice President

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00104-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00104-of-00352.parquet"}]]