Document:

EX-10.1

 Exhibit 10.1 

FIRST AMENDMENT TO 
 THE
NON-EMPLOYEE DIRECTOR COMPENSATION PLAN 
 OF BAXALTA INCORPORATED 

The Non-Employee Director Compensation Plan (the “Plan”), as adopted effective July 1, 2015, by the Board of Directors (the
“Board”) of Baxalta Incorporated (“Baxalta”), is hereby amended as follows, pursuant to the authority retained by the Board under Section 8.1 of the Plan. 

RECITALS: 
 A. The Plan was
adopted by the Board effective July 1, 2015, to provide for payment of compensation to members of the Board who are not employees of Baxalta or its subsidiaries for their services as members of the Board and its committees
(“Participants”). 
 B. The Plan provides for an automatic grant of stock options (“Options”) and restricted stock units
(“Restricted Stock Units”) to each Participant, with such grants to occur on the date of each annual meeting of Baxalta’s shareholders (an “Annual Meeting”). 

C. The Plan also provides that all grants of Options and Restricted Stock Units will vest and, in the case of Options, become exercisable, on
the date of, and immediately prior to, the next Annual Meeting after the date of grant. 
 D. On January 11, 2016, Baxalta entered into
an Agreement and Plan of Merger (the “Merger Agreement”) with Shire plc and BearTracks, Inc., a wholly-owned subsidiary of Shire plc, pursuant to which Baxalta will merge with BearTracks, Inc., and become a wholly owned subsidiary of Shire
plc (the “Merger”). 
 E. As a result of the Merger, Baxalta will not hold an Annual Meeting in 2016. Prior to announcement of the
Merger, Baxalta’s 2016 Annual Meeting was scheduled to be held on May 10, 2016. 
 F. The Board has determined that it is
appropriate to amend the Plan as set forth herein in order to reflect the effect of the Merger, and the cancellation of the 2016 Annual Meeting, on the Plan and awards previously granted under the Plan. 

THEREFORE, the Plan is hereby amended as follows: 
  

	 	1.	Section 3.1 of the Plan is amended to read as follows: 

  

	 	“3.1	On May 10, 2016, each Participant who is a member of the Board on such date shall, automatically and without necessity of any action by the Board or any committee thereof, receive the number of Full Value Awards in
the form of restricted stock units (“Restricted Stock Units”) equal to the quotient of (A) $193,000 divided by (B) the Fair Market Value of a Share on the date of grant (rounded to the nearest whole number which is a multiple of
ten).” 

  

	 	2.	Section 3.3 of the Plan is deleted in its entirety. 

	 	3.	Section 3.5 of the Plan is amended to read as follows: 

  

	 	“3.5	Except as expressly provided in Sections 3.7, 3.8 and 7, all Restricted Stock Units granted prior to May 10, 2016, shall vest on May 10, 2016, and all Restricted Stock Units granted on May 10, 2016 shall
vest on May 10, 2017.” 

  

	 	4.	Sections 4.1 and 4.3 of the Plan are deleted in their entirety. 

  

	 	5.	Section 4.5 of the Plan is amended to read as follows: 

  

	 	“4.5	Except as expressly provided in Sections 4.9, 4.10, 4.11 and 7, Options shall first become exercisable on May 10, 2016.” 

  

	 	6.	In accordance with Section 8.1 of the Plan, and without necessity of any further action by the Board or any committee thereof, each Restricted Stock Unit or Option outstanding under the Plan is hereby amended to
conform to the amendments made to Sections 3.5 and 4.5 of the Plan. 

  

	 	7.	This First Amendment shall be effective immediately upon adoption by the Board. Notwithstanding the foregoing, if the Merger Agreement is terminated prior to May 10, 2016, this First Amendment shall be null and
void and the Plan and all outstanding awards shall be administered as if this First Amendment had never been adopted, except that the amendments made to the Restricted Stock Units and Options pursuant to Section 6 of this First Amendment shall
not be rescinded and such Restricted Stock Units and Options will vest on May 10, 2016 as provided herein. If the Merger Agreement is terminated on or after May 10, 2016, (a) the Restricted Stock Units granted pursuant to
Section 3.1 (as amended herein) shall remain outstanding and shall vest as provided herein, (b) no additional Restricted Stock Units or Options shall be granted in 2016 to Participants who received the grant described in Section 3.1,
regardless of whether Baxalta holds an Annual Meeting in 2016, (c) Participants who are appointed to the Board after May 10, 2016, but before the 2017 Annual Meeting shall receive the grants described in Sections 3.3 and 4.3, which shall
vest as provided in Sections 3.5 and 4.5, as all such sections were in effect prior to this amendment, (d) the amendments made to the Restricted Stock Units and Options pursuant to Section 6 of this First Amendment shall not be rescinded
and such Restricted Stock Units and Options will continue to vest on May 10, 2016 as provided herein, and (e) effective as of the date of the 2017 Annual Meeting, this First Amendment shall be rescinded and the Plan shall be administered
without regard to this First Amendment. 

  
 2EX-4.1

 Exhibit 4.1 

SECOND SUPPLEMENTAL INDENTURE, 

by and among 
 UNWIRED PLANET,
INC., 
 as Issuer and 

WELLS FARGO BANK, NATIONAL ASSOCIATION, 

as Indenture Trustee 
 Dated as of
April 6, 2016 

 SECOND SUPPLEMENTAL INDENTURE 

This SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”) is dated as of April 6, 2016, by and
among UNWIRED PLANET, INC., a Delaware corporation (the “Issuer”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as indenture trustee (the “Indenture
Trustee”). 
 W I T N E S S E T H: 

WHEREAS, the Issuer and the Indenture Trustee entered into an Indenture dated as of June 28, 2013 (the “Base
Indenture”), as heretofore amended, supplemented or otherwise modified by the First Supplemental Indenture dated December 23, 2015 (the “First Supplemental Indenture”, and, together with the Base Indenture, the
“Indenture”) pursuant to which the Issuer issued its Senior Secured Notes due 2019 (the “Notes”); and 

WHEREAS, pursuant to Section 8.02 of the Base Indenture, the Issuer has requested that all of the Holders (as that term is defined in the
Base Indenture) constituting 100% of the principal amount of the Notes then outstanding consent to the execution, delivery and performance by the Issuer of this Second Supplemental Indenture, solely in accordance with the specific terms thereof, to
reflect the consent to the transactions contemplated by the Purchase and Sale Agreement, dated on or about the date of this Second Supplemental Indenture, by and between the Issuer and Optis UP Holdings, LLC (the “Purchase
Agreement”); and 
 WHEREAS, the Holders of all outstanding Notes (“All Holders”) have provided such
consent (the “Consent of the Holders”) in accordance with the terms of the Base Indenture; and 
 WHEREAS, this
Second Supplemental Indenture has not resulted in a material modification of the Notes for purposes of Chapter 4 of Subtitle A of the Code and any regulations issued thereunder (Foreign Account Tax Compliance Act); 

NOW THEREFORE, in consideration of the premises and other good and valuable consideration the receipt and sufficiency of which are hereby
acknowledged, and intending to be legally bound hereby, the parties hereto agree as follows: 
 1. Definitions. Capitalized
terms not otherwise defined herein or defined in reference to a stated document have the meanings given to such terms in the Base Indenture. 

2. Indenture Trustee Agreement. As of the Operative Time (as defined below), the Indenture Trustee agrees: (i) to take
all further actions reasonably required by the Issuer or its designee, in each case pursuant to the Indenture, to further evidence the release and termination of liens and security interests on the Collateral which is being sold pursuant to the
Purchase Agreement, (ii) that the Consent of the Holders and the consent set forth in Section 3 of this Second Supplemental Indenture shall further operate as a waiver of any Event of Default arising under the Base Indenture solely as a result of
entry into the Purchase Agreement or consummation of the Transaction (as defined below), and (iii) that the Indenture Trustee’s indemnification and limitation of liability protections and rights found in the Base Indenture shall apply herein
and are incorporated herein by reference, mutatis mutandis. 
 3. Consent. Subject to the terms and conditions set
forth herein, pursuant to Section 8.02 of the Base Indenture, based on the Consent of the Holders, the Issuer: (i) may consummate the transactions contemplated by the Purchase Agreement notwithstanding the restrictions in the Indenture and (ii) is
authorized under the Indenture and Section 9-315 of the UCC to sell and dispose of all of the assets which are being sold pursuant to the Purchase Agreement free and clear of all liens and security interests of the Indenture Trustee (collectively,
the “Subject Assets”), provided that the Indenture Trustee’s lien and security interests in all of the proceeds (as defined in the UCC) of the Subject Assets shall be and remain perfected in accordance with the
Indenture. 

 4. Amendments. The amendments set forth in this Section 4 shall
become effective upon execution but shall only become operative when (the “Operative Time”): (i) consents of All Holders are received pursuant to Section 8.02 of the Base Indenture and (ii) the Purchase Agreement becomes
effective in accordance with its terms. As of the Operative Time, the Indenture is hereby amended as follows: 
 a. Amendment of
Section 1.01. Section 1.01 of the Base Indenture is hereby amended by amending and restating the definition of “Uniform Commercial Code” contained therein to read as follows: ““Uniform Commercial Code” or “UCC”
means the New York Uniform Commercial Code as in effect from time to time.” 
 b. Amendment of Section 3.06(b). Section 3.06(b)
of the Base Indenture is hereby amended to add the following sentence to the end of such clause: “The Issuer will not be required to make an offer to repurchase the Notes under this Section 3.06(b) as a result of the Change of Control caused by
the consummation of the sale contemplated by the Purchase Agreement, which sale includes all of the outstanding capital stock of Unwired Planet IP Holdings, Inc. and all of the outstanding membership interests of Unwired Planet IP Manager, LLC (the
“Transaction”).” 
 c. Amendment of Section 4.04(b). Section 4.04(b) of the Base Indenture is hereby
amended to add the following subsection after 4.04(b)(vi): “(vii) the receiving of a portion of the cash proceeds not to exceed (but subject to adjustment in accordance with the terms of the Purchase Agreement) an aggregate amount of
$10,000,000 on the second anniversary of the Closing Date of the Transaction in accordance with the Purchase Agreement into a Deposit Account (as defined in the UCC) that constitutes Collateral and is subject to an Account Control Agreement that is
in full force and effect as of the Operative Time, a copy of which was delivered to the Indenture Trustee and All Holders on or before the Operative Time.” 

d. Amendment of Section 4.06 of the Base Indenture. Section 4.06 of the Base Indenture is hereby amended to add the following sentence
to the end of such clause: “Nothing in this covenant shall prohibit the Transaction, so long as immediately following the consummation of the Transaction, the portion of the net cash proceeds to be immediately received by the Issuer in
accordance with the Purchase Agreement (which shall be in an aggregate amount of at least $30,000,000; provided, however, that such amount may be adjusted in accordance with the terms of the Purchase Agreement) are deposited in a Deposit Account (as
defined in the UCC) that constitutes Collateral and is subject to an Account Control Agreement that is in full force and effect as of the Operative Time, a copy of which was delivered to the Indenture Trustee and All Holders on or before the
Operative Time.” 
 e. Amendment of Section 4.13. Section 4.13 of the Base Indenture is hereby amended to add the following
sentence to the end of such clause: “Nothing in this covenant shall prohibit the Transaction, so long as the condition specified in the final sentence of Section 4.06 of the Base Indenture (as amended hereby) is satisfied immediately following
the consummation of the Transaction.” 
 f. Amendment of Section 4.14. Section 4.14 of the Base Indenture is hereby amended to
add the following sentence to the end of such clause: “Nothing in this covenant shall prohibit the Transaction, so long as the condition specified in the final sentence of Section 4.06 of the Base Indenture (as amended hereby) is satisfied
immediately following the consummation of the Transaction.” 
 g. Amendment of Section 4.17. The Base Indenture is hereby
amended to delete Section 4.17 in its entirety. 
 5. Representations, Warranties and Covenants. The Issuer hereby represents,
warrants and covenants to the Holders and the Indenture Trustee as follows as of the date hereof and the Operative Time, both before and after giving effect to the Transaction: 

a. there does not (and will not) exist any Event of Default under the Indenture 

b. this Second Supplemental Indenture has been duly authorized, executed and delivered by it in accordance with resolutions adopted by its
board of directors or comparable managing body, and constitutes its legal, valid and binding obligation enforceable in accordance with its terms, except to the extent that the enforceability thereof may be limited by applicable bankruptcy,
insolvency, reorganization, moratorium or other similar laws generally affecting creditors’ rights and by equitable principles (regardless of whether enforcement is sought in equity or at law); and 

 c. the Transaction will be consummated on the terms set forth in the Purchase Agreement. 

6. Conditions. The effectiveness of this Second Supplemental Indenture is conditioned on (a) the representations and
warranties set forth in Section 5 hereof being true and correct on the date hereof; and (b) receipt by the Indenture Trustee of the Consent of the Holders (receipt of which is hereby acknowledged),
an Officer’s Certificate and an Opinion of Counsel as required by Section 8.03 of the Indenture. 
 7.
Miscellaneous. 
 a. Incorporation of Indenture Provisions. The parties hereto agree that the terms of 10.07
(GOVERNING LAW; SUBMISSION TO JURISDICTION; WAIVER OF IMMUNITY), Sections 10.08 (Successors), 10.09 (Multiple Originals), 10.11 (Indenture Controls) and 10.12 (Severability) of the Indenture are incorporated herein
by reference, mutatis mutandis. 
 b. No Further Amendments. Nothing in this Agreement shall require the Indenture Trustee or
any Holder to grant any further consent to any action in contravention of, waiver of, or amendment to, the terms of the Indenture and the Notes. Nothing herein contained is intended to change the ranking of the notes issued under the Indenture as
senior, secured obligations of the Issuer. 
 c. Effect of Amendment. The Issuer acknowledges and agrees that this Second
Supplemental Indenture only amends, supplements and modifies the terms of the Indenture and does not constitute a novation, and the Issuer ratifies and confirms the terms and provisions of, and its obligations under, the Indenture (as modified by
this Second Supplemental Indenture) and the Notes in all respects. Each of the parties hereto acknowledges and agrees that each reference in the Indenture and the Notes to the Indenture shall be deemed to be a reference to the Indenture as amended,
supplemented and modified by this Second Supplemental Indenture. 
 d. Indenture Trustee Disclaimer. The Indenture Trustee accepts
the amendments of the Indenture effected by this Second Supplemental Indenture, but on the terms and conditions set forth in the Indenture, including the terms and provisions defining and limiting the liabilities and responsibilities of the
Indenture Trustee. Without limiting the generality of the foregoing, the Indenture Trustee shall not be responsible in any manner whatsoever for or with respect to any of the recitals or statements contained herein, all of which recitals or
statements are made solely by the Issuer, or for or with respect to (i) the validity or sufficiency of this Second Supplemental Indenture or any of the terms or provisions hereof, (ii) the proper authorization hereof by the Issuer by
action or otherwise, (iii) the due execution hereof by the Issuer or (iv) the consequences of any amendment herein provided for, and the Indenture Trustee makes no representation with respect to any such matters. 

e. Headings. The headings of the sections and subsections of this Supplemental Indenture have been inserted for convenience of
reference only, are not intended to be considered a part hereof and shall not modify or restrict any of the terms or provisions hereof. 

[signature pages to follow] 

 IN WITNESS WHEREOF, the undersigned have caused this Second Supplemental Indenture to be executed
by their respective authorized officers as of the date first above written. 
  

			
	UNWIRED PLANET, INC., as Issuer
		
	By:	 	 /s/ Noah D. Mesel

	Name:	 	Noah D. Mesel
	Title:	 	EVP & General Counsel

 [Unwired Planet – Signature Page to Second Supplemental Indenture] 

 
			
	WELLS FARGO BANK, NATIONAL     ASSOCIATION, as Indenture Trustee
		
	By:	 	 /s/ Maddy Hughes

	Name:	 	Maddy Hughes
	Title:	 	Vice President

 [Unwired Planet – Signature Page to Second Supplemental Indenture]

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