Document:

Exhibit 4.74

Exhibit 4.74

Confidential treatment has been requested for portions of this exhibit. The copy filed herewith
omits the information subject to the confidentiality request. Omissions are designated as ***. A
complete version of this exhibit has been filed separately with the Securities and Exchange
Commission.

BASIC MARKET PRICES AGREEMENT

AN AGREEMENT dated the 28th day of

September 2009

BETWEEN:-

	 	(1)	 	HKEx INFORMATION SERVICES LIMITED whose registered office is situated at 12th
Floor, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
(“HKEx-IS”); and

	 	(2)	 	The person whose name and address is set out in Schedule 1 hereto (the
“Company”).

WHEREAS:-

	 	(A)	 	HKEx-IS is a direct wholly-owned subsidiary of The Stock Exchange of Hong Kong
Limited and an indirect wholly owned subsidiary of Hong Kong Exchanges and Clearing
Limited.

	 	(B)	 	It has been agreed that HKEx-IS will grant to the Company a non-exclusive licence
to use the Basic Information, for the period and upon the terms and conditions
hereinafter appearing.

IT IS HEREBY AGREED as follows:-

	1	 	Interpretation

	 
	 	 	In this Agreement, unless otherwise expressed or required by the
context, the following expressions shall have the following meanings:-

	 	 	 
	Expressions	 	Meanings
	 	 	 
	“Agreement”
	 	this agreement together with any subsequent
modifications thereto agreed in writing by
the parties.
	 	 	 
	“Basic Information”
	 	information as defined by HKEx-IS pursuant to this
Agreement and more specifically stated in Schedule 4.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	 	 
	Expressions	 	Meanings
	 	 	 
	“CPM”
	 	cost per thousand Impressions. An impression is a
single appearance of an advertisement on a web page.
Each time an advertisement loads onto a Viewer’s
screen, the advertisement server counts that loading
as one impression.
	 	 	 
	“Designated Website”
	 	a website which is designated to provide the Service,
and which, in the case of the Company shall be that
set out in paragraph 1 of Schedule 2.
	 	 	 
	“Exchange”
	 	The Stock Exchange of Hong Kong Limited whose
registered office is at 12th Floor, One International
Finance Centre, 1 Harbour View Street, Central, Hong
Kong.
	 	 	 
	“Fees”
	 	the Revenue Sharing Fee or Fixed Fee and any other fees payable by the Company to
HKEx-IS under this Agreement.
	 	 	 
	“Fixed Fee”
	 	the fee to be paid by the Company to HKEx-IS pursuant to paragraph 2 of Schedule
3.
	 	 	 
	“HKEx”
	 	Hong Kong Exchanges and Clearing Limited.
	 	 	 
	“HKEx Group”
	 	HKEx and its subsidiaries.
	 	 	 
	“HKEx Website”
	 	the official website of HKEx with Uniform
Resource Locator (URL) www.hkex.com.hk.
	 	 	 
	“HKFE”
	 	Hong Kong Futures Exchange Limited.
	 	 	 
	“Hong Kong”
	 	the Hong Kong Special Administrative Region
of the People’s Republic of China.
	 	 	 
	“Information”
	 	information which is compiled by the
Exchange and/or directly or indirectly
provided by HKEx-IS pursuant to this
Agreement, and from which the Basic
Information is to be processed.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	 	 
	Expressions	 	Meanings
	 	 	 
	“Information Provider”
	 	the third party source of Information
specified in Schedule 1 from which the
Company is authorized by HKEx-IS to receive
Information for the purposes of this
Agreement.
	 	 	 
	“Initial Transmission Method”
	 	the method of transmission of the
Information as notified in writing to the
Company by HKEx-IS prior to the Soft Launch
Date.
	 	 	 
	“Mainland”
	 	the People’s Republic of China except Hong
Kong, Macau and Taiwan.
	 	 	 
	“Monthly Report”
	 	a statement as defined in clause 5.1
	 	 	 
	“Off Market”
	 	a trading floor or dealing service where (a)
trading in Securities listed on the Stock
Exchange or of a type capable of being so
listed or (b) any other Securities relating
to Securities described at (a) above is
being undertaken otherwise than at or
through the Stock Exchange.
	 	 	 
	“Official Launch Date”
	 	the official launch date specified in
Schedule 1 to this Agreement, being the date
from which the Revenue Sharing Fee becomes
payable.
	 	 	 
	“Original Service Providers”
	 	the Service Providers referred to in clause
2.2, and any Service Provider appointed by
HKEx-IS to replace any of the Original
Service Providers.
	 	 	 
	“Permitted Purpose”
	 	the purposes for which the Company may use
the Basic Information, as described in this
Agreement, and as more particularly set out
in the Memorandum of Permitted Purpose in
Schedule 2 to this Agreement.
	 	 	 
	“Quarter”
	 	the quarters of each year ending on
31st March, 30th June,
30th September and
31st December.
	 	 	 
	“Revenue Sharing Fee”
	 	the fee to be paid by the Company to HKEx-IS
pursuant to paragraph 1 of Schedule 3 to
this Agreement.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	 	 
	Expressions	 	Meanings
	 	 	 
	“Securities”
	 	the same meaning as defined in section 1 of
Part 1 of Schedule 1 to the Securities and
Futures Ordinance (Cap.571).
	 	 	 
	“Service”
	 	the provision of free real-time Basic
Information within the scope of the
Permitted Purpose.
	 	 	 
	“Service Providers”
	 	companies appointed by HKEx-IS to provide
the Service on their respective Designated
Websites.
	 	 	 
	“Soft Launch Date”
	 	the soft launch date specified in Schedule 1
to this Agreement.
	 	 	 
	“Stock Exchange”
	 	a stock market operated by the Exchange.
	 	 	 
	“Viewer”
	 	any person who is viewing or accessing Basic
Information under the Service provided by
the Company.
	 	 	 
	“WAP”
	 	Wireless Application Protocol.
	 	 	 
	“Website Report”
	 	a statement as defined in clauses 5.1.1.

	2.	 	Licence

	2.1	 	HKEx-IS hereby grants to the Company a non-exclusive licence to use the Basic Information for
the Permitted Purpose according to the terms set out in this Agreement.

	2.2	 	HKEx-IS confirms that during the period of twelve months from the Soft Launch Date, HKEx-IS
intends to appoint no more than six Service Providers, including no more than three Hong Kong
Service Providers and no more than three Mainland Service Providers, as the Original Service
Providers to provide the Service. For the avoidance of doubt, a Service Provider is
considered as a Hong Kong Service Provider if over 50% of its website traffic comes from Hong
Kong and a Service Provider is considered as a Mainland Service Provider if over 50% of its
website traffic comes from the Mainland.

	2.3	 	Notwithstanding clause 2.2 and without prejudice to clause 6.1 of this Agreement, the HKEx
Group shall at any time be free to:-

	 	2.3.1	 	grant a licence to any other person to provide the Basic Information in such
form and manner other than that specified for the Service, including but not limited
to:-

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	2.3.1.1	 	the provision of real-time Basic Information through applications on
devices such as pagers and mobile phones;

	 	2.3.1.2	 	the provision of real-time Basic Information on any website in a language
other than Traditional Chinese, Simplified Chinese or English;

	 	2.3.1.3	 	The provision of real-time Basic Information of certain securities by the
issuer of those securities on a website specified by the issuer; and

	 	2.3.2	 	provide the Service on the HKEx Website.

	2.4	 	HKEx-IS acknowledges and agrees that the Company may under and for the purposes of this
Agreement provide the Basic Information in the form or format in which the Basic Information
is supplied directly or indirectly to the Company hereunder or in any other form or format
provided always that the Basic Information is acknowledged as being derived from the Exchange
and its format or editing is in no way misleading as to the nature or content of the Basic
Information.

	2.5	 	The Company shall ensure that the following disclaimer notice (or a disclaimer notice to
equivalent effect) is conspicuously displayed on its Designated Website so that it is easily
perceptible by Viewers during or immediately prior to each continuous period throughout which
the relevant Viewer has access to the Basic Information:

HKEx INFORMATION SERVICES LIMITED, ITS HOLDING COMPANIES AND/OR ANY SUBSIDIARIES OF SUCH
HOLDING COMPANIES ENDEAVOUR TO ENSURE THE AVAILABILITY, COMPLETENESS, TIMELINESS, ACCURACY
AND RELIABILITY OF THE INFORMATION PROVIDED BUT DO NOT GUARANTEE ITS AVAILABILITY,
COMPLETENESS, TIMELINESS, ACCURACY OR RELIABILITY AND ACCEPT NO LIABILITY (WHETHER IN TORT OR
CONTRACT OR OTHERWISE) ANY LOSS OR DAMAGE ARISING DIRECTLY OR INDIRECTLY FROM ANY
INACCURACIES, INTERRUPTION, INCOMPLETENESS, DELAY, OMISSIONS, OR ANY DECISION MADE OR ACTION
TAKEN BY YOU OR ANY THIRD PARTY IN RELIANCE UPON THE INFORMATION PROVIDED.

	3.	 	Transmission of Information

	3.1	 	During the currency of this Agreement, unless the Company has elected to obtain the
Information or the Basic Information from the Information Provider, HKEx-IS shall procure the
supply of the Information to the Company in the form of electronic signals generated by the
computer system for the time being used by the Exchange. The Company shall effect (complying promptly with HKEx-IS’ requirements for such connections) two
connections to the Exchange’s primary computer information system, and two connections to the
Exchange’s backup computer information system, and shall bear the costs of such connections
and of maintaining each such connection. The connection equipment and communication lines to
be installed on the Exchange’s premises must be approved in advance by the Exchange.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	3.2	 	Unless the Company has elected to obtain the Information or the Basic Information from the
Information Provider, the Information shall initially be supplied in accordance with the
Initial Transmission Method but the method of transmission may be changed at any time upon
HKEx-IS giving the Company not less than 30 days’ written notice thereof. Notwithstanding the
above, Notwithstanding the above, HKEx-IS shall have the right to alter the method of
transmission without prior notice to the Company if required to do so by reasons outside its
control.

	3.3	 	Unless the Company has elected to obtain the Information or the Basic Information from the
Information Provider, HKEx-IS shall use its best endeavours to ensure that the Information is
provided to the Company on a continuous basis during the trading hours of the Stock Exchange.

	3.4	 	The Company shall use reasonable endeavours to ensure that the Service on the Designated
Website is reliable, accurate and stable and hence shall plan accordingly on such technical
aspects as the system capacity, resilience, contingency, security and data quality.

	3.5	 	The Company shall ensure and procure to have proper measures in place to prevent data leakage
and unauthorized dissemination or access of the Information and the Basic Information.

	3.6	 	The Company shall be responsible for complying with all relevant regulations, governmental or
otherwise, and the obtaining of all relevant licences, governmental or otherwise, relating to
its use of the Information and the Basic Information.

	4.	 	Permitted use of Information

	4.1	 	The Company may use the Basic Information to provide the Service according to the Permitted
Purpose provided that it pays to HKEx-IS all applicable Fees. It may not disseminate the
Basic Information to any other persons or use it for any other purpose. The Company may only
use the Information to process the Basic Information. Unless otherwise permitted by HKEx-IS,
the Company may not disseminate the Information which is not the Basic Information to any
other persons or use it for any other purpose.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	4.2	 	The Company shall ensure that access to the homepage of the Designated Website where the
Service is provided shall be via a pre-defined domain or sub-domain with URL as specified in
the Memorandum of Permitted Purpose.

	4.3	 	The Company shall use reasonable endeavours to provide the Service and to ensure that:-

	 	4.3.1	 	any equipment or software used to process the Information is arranged;

	 	4.3.2	 	other suitable procedures are in place

so that no unauthorized person or device can obtain access to the Information.

	4.4	 	The Company shall ensure and procure that the provision of the Service shall be on terms
which are in full compliance with the permitted use of the Basic Information as stipulated in
the Permitted Purpose.

	4.5	 	The Company shall use its best endeavours to ensure no Viewer uses the Basic Information or
any part thereof other than for his or her reference only. If HKEx-IS suspects that a Viewer
is using the Basic Information or any part thereof for any other purpose, HKEx-IS may serve a
written notice on the Company specifying the nature of the suspected misuse and the Company
shall use its best endeavours to stop such misuse by the Viewer.

	4.6	 	The Company shall not knowingly use the Information or the Basic Information or any part
thereof to establish, maintain or provide or to assist in establishing, maintaining or
providing an Off Market Trading.

	4.7	 	The Company shall ensure that the Service is offered on its Designated Website in a manner
which is materially the same as that which the Company had previously represented to HKEx-IS.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	4.8	 	Unless otherwise permitted by HKEx-IS as stated in the Memorandum of Permitted Purpose, the
Company shall not assign or sub-license to any third party the right to use the Basic
Information to provide the Service, nor shall the Company provide the Service on any website
which is registered in the name of or owned by a third party. HKEx-IS shall have absolute
discretion as to the terms on which it agrees to grant of any such permission. Without
prejudice to the foregoing, unless expressly otherwise agreed by HKEx-IS:

	 	(i)	 	the Company shall ensure that the third party adheres to all applicable restrictions
and obligations imposed on the Company by this Agreement relating to the provision of the
Service, and

	 	(ii)	 	the Company shall be personally liable hereunder for any breach by such third party of
such restrictions or obligations, so that such breach shall be treated as a breach of this
Agreement.

	4.9	 	The Company shall comply with such directions as HKEx-IS may reasonably require from time to
time concerning the permitted use of the Information or the Basic Information, provided that

	 	4.9.1	 	such directions are incorporated in the Memorandum of Permitted Purpose or are
otherwise given in writing by not less than 3 months’ notice; and

	 	4.9.2	 	at any time during the 30 days following service of such notice, the Company
shall be entitled to terminate this Agreement with effect from the date when the
direction is to be implemented, by giving written notice to HKEx-IS.

	5.	 	Fees and Payment

	5.1	 	The Company shall provide a statement (‘a Monthly Report’) to HKEx-IS within 15 days of the
end of each calendar month with effect from the month within which the Soft Launch Date falls.
The Monthly Report shall include particulars as follows:-

	 	5.1.1	 	a report in relation to sub-paragraphs 1.2 and 1.3 of Schedule 3 generated and
produced by a pre-approved source (‘a Website Report’), from whom the advertisement (ad)
unit servers are hosted for the Designated Website. The content of the Website Report
shall include but shall not be limited to the following items:

	 	5.1.1.1	 	the number of ad impressions sold to each advertising client;

	 	5.1.1.2	 	the number of ad impressions sold for different CPM rates; and

	 	5.1.1.3	 	the number of stock quotes searched or requested for the report month; and
the Website Report shall contain such further information and shall be provided in
such format as HKEx-IS may reasonably require from time to time by giving not less
than 90 days’ written notice to the Company.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	5.1.2	 	the Revenue Sharing Fee payable to HKEx-IS for that month pursuant to paragraph 1
of Schedule 3. For the avoidance of doubt, no Revenue Sharing Fee shall be payable by
the Company for the period from the Soft Launch Date up to but excluding the Official
Launch Date.

	5.2	 	The Company shall maintain complete and accurate records of how the Revenue Sharing Fee
specified in each Monthly Report has been calculated and shall make such records available to
HKEx-IS within 30 days of receiving HKEx-IS’ written request.

	5.3	 	The Company acknowledges and permits HKEx-IS to provide the Monthly Reports to the HKEx
Group, including their directors, members of any committee or panel concerned with the affairs
of the HKEx Group, professional advisers, consultants and auditors only on a need-to-know
basis and, if required to do so by the Securities and Futures Commission, to the Securities
and Futures Commission.

	5.4	 	HKEx-IS reserves the right to audit the books and records of the Company by not more than
once every twelve-month period from the Official Launch Date and once within six months after
the termination of this Agreement in relation to the provision of the Service and the
corresponding revenue generation records either itself or by its authorized agents. The
Company shall, upon receiving HKEx-IS’ written request, permit and/or (if so requested)
procure that HKEx-IS may inspect promptly thereafter the premises and records of the Company
for the purpose of satisfying HKEx-IS by whatever proofs HKEx-IS may reasonably require that
the Fees are being properly accounted for and/or that the Company is using the Basic
Information for the Permitted Purpose only and is not using the Information or Basic
Information contrary to the provisions of clause 4, provided always that the Company shall not
be obliged to make and/or procure such inspection to take place more than once every
twelve-month period during and once within six months after the termination of this Agreement.
HKEx-IS will bear its costs (including internal management time and expenses) of each
inspection, unless the inspection establishes that HKEx-IS has been underpaid by 5% or more of
the amount actually paid in respect of overall payment for the period under inspection in
which case the Company will bear such costs. For the avoidance of doubt, such underpayment
shall be deemed to have been payable with effect from the due date for payment of the Fees
payable for the relevant month.

	5.5	 	During the currency of this Agreement, the Company shall pay the Fees to HKEx-IS pursuant to
Schedule 3 to this Agreement. The Fees payable to HKEx-IS shall be net of any taxes and must
be paid without any deduction whatsoever (i.e. the amount stated is the amount to be received
by HKEx-IS after payment of any withholding taxes). The Company shall be responsible for all
costs, disbursements and expenses that may be incurred or payable by the Company and all applicable sales, withholding and other taxes,
levies, duties or other charges of whatever nature that may be imposed by any jurisdiction,
department, agency, state or relevant tax authority in respect of the Company providing the
Service on the Designated Website or otherwise in connection with this Agreement.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	5.6	 	If the Company is late in paying any sums due to HKEx-IS under this Agreement by more than 30
days, interest shall be payable on such sums calculated from the date such sums first become
due in respect of each month or part thereof for which they are not paid at a rate of 40% per
annum.

	5.7	 	Where an inspection is made pursuant to clauses 5.4 and HKEx-IS in consequence is of the
opinion that HKEx-IS has been underpaid by 5% or more of the relevant Fees, the Company shall,
upon receiving HKEx-IS’ written request, permit and/or if so requested procure such further
inspections by HKEx-IS as HKEx-IS considers necessary to determine the proper basis on which
those Fees should have been accounted.

	6.	 	Appointment of Additional Service Provider(s)

	6.1	 	Notwithstanding clause 2.2 above, the HKEx Group shall have the right to appoint new
Service Providers in addition to the Original Service Providers:

	 	6.1.1	 	at any time when the HKEx Group receives any requests or instructions from
the Hong Kong government or any relevant regulator to introduce new Service Providers;
or

	 	6.1.2	 	at any time after twelve months from the Soft Launch Date.

	6.2	 	If the HKEx Group appoints any new Service Provider in addition to the Original Service
Providers by virtue of clause 6.1:-

	 	6.2.1	 	on terms more favorable than those applicable to the Original Service Providers, HKEx-IS
undertakes to extend such terms to the Original Service Providers; and

	 	6.2.2	 	paragraph 1 of Schedule 3 shall be replaced by the Fixed Fee provision set out in paragraph
2 of Schedule 3 with effect from the commencement date on which any new Service Provider is
allowed to provide the Service; and

	 	6.2.3	 	with effect from the commencement date on which any new Service Provider is allowed to
provide the Service, the Company shall only be obliged to include the item specified in clause
5.1.1.3 in its Monthly Reports; and

	 	6.2.4	 	paragraph 13.2 of the Memorandum of Permitted Purpose shall cease to apply with effect from
the commencement date on which any new Service Provider is allowed to provide
the Service on its Designated Website.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	7	 	Marketing and Promotion

	7.1	 	In offering the Service on its Designated Website, the Company shall, so far as is
reasonably practicable, ensure that the following objectives are accomplished: (i) increase
market transparency, (ii) raise the Hong Kong market profile in the Mainland, and (iii)
explore a new revenue stream.

	7.2	 	The Company shall provide a marketing plan to HKEx-IS as specified in Schedule 5 to this
Agreement and shall adhere to such marketing plan. The marketing plan shall include all
marketing activities planned (with respective schedule and budget) in relation to the
promotion of the Service on the Designated Website during the tenure of this Agreement. The
Company shall provide a status report to HKEx-IS within 30 days of the end of twelve months
from the Official Launch Date. The status report shall contain information on the marketing
activities conducted (with launch dates and expenses) from the date of this Agreement. The
Company may revise the marketing plan after twelve months from the Official Launch Date by
giving HKEx-IS not less than 30 days’ prior written notice. HKEx-IS may, at any time after
receiving such notice, issue a revised Schedule 5 to this Agreement and shall replace any then
existing Schedule 5 with effect from its date of issue by HKEx-IS.

	7.3	 	If the Company provides the Service or markets or promotes the Service in a form or manner
which in HKEx-IS’ opinion is inconsistent with, contrary to or in conflict with clause 7.1
above, HKEx-IS may request the Company to provide, market or promote the Service in such form
or manner as HKEx-IS may reasonably require by giving not less than 30 days’ written notice.

	7.4	 	The Company shall have in place adequate censorship policy to prevent undesired content or
advertisements on the Designated Website. HKEx-IS may require the Company to remove
inappropriate content or advertisements from the Designated Website by giving not less than
two days’ written notice.

	7.5	 	The Company shall provide prominent credits to the HKEx Group in accordance with paragraph 14
of Schedule 2 of this Agreement. the Company shall not make any other reference to HKEx, the
Exchange, HKEx-IS or the HKEx Group unless otherwise approved in advance by HKEx-IS in
writing.

	8.	 	Termination

	8.1	 	Subject to early termination of this Agreement by the parties pursuant to this clause 8 or
clause 4.9, this Agreement shall expire on 31 December 2011. For the duration of this
Agreement, either party shall be entitled without stating a reason to terminate this Agreement by giving not less than six complete calendar months’ prior notice of termination
in writing to the other party.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	8.2	 	Either party shall be entitled to terminate this Agreement forthwith by written notice (and
thereupon the provision of the Information to Company may cease) upon the occurrence of any of
the following events:-

	 	8.2.1	 	in the case of the other party being an individual or a partnership, the death
or bankruptcy of the other party or any partner thereof, or a receiving order or
judgment or levy being made against any assets of the other party or any partner
thereof, or the other party or any partner thereof having entered into any composition
with any of his or her creditors or the dissolution of the partnership; or

	 	8.2.2	 	in the case of the other party being a corporation, the commencement of
winding-up of the other party, or a receiver having been appointed over or judgment or
levy being made against any assets of the other party, or the other party having entered
into any scheme, arrangement or composition with any of its creditors; or

	 	8.2.3	 	the other party having committed any irremediable breach of this Agreement or,
the terminating party having given written notice to the other party to remedy any
breach or default, the other party shall have failed to do so within 30 days of such
notice.

	8.3	 	The Company shall be entitled to terminate this Agreement forthwith by written notice if for
any reason the Information is not supplied to the Company (if the Company has elected to
obtain the Information from HKEx-IS directly) for a period in excess of 10 consecutive working
days on which the Stock Exchange is open for the business of trading in Securities. HKEx-IS
shall be entitled to terminate this Agreement forthwith by written notice if it has reason to
believe that the Company has not been fully providing the Service for a period in excess of 30
consecutive working days at any time after the Official Launch Date.

	8.4	 	The Company shall immediately inform HKEx-IS by notice in writing upon the occurrence of one
or more of the events described in sub-clause 8.2.1 or 8.2.2 above.

	8.5	 	Upon termination of this Agreement for any reason, the Company shall pay HKEx-IS all arrears
of payments and any other sums due under the terms of this Agreement within 90 days of
termination.

	8.6	 	Upon termination of this Agreement, HKEx-IS shall have the absolute right to terminate the
transmission of the Information with immediate effect and the Company shall forthwith cease to
use the Information or the Basic Information.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	8.7	 	The termination of this Agreement for any reason shall be without prejudice to any rights or
obligations which shall have accrued or become due prior to the date of termination.

	8.8	 	Without prejudice to HKEx-IS’ right under clause 8.2, HKEx-IS shall further be entitled to
forthwith terminate this Agreement or suspend its performance of all or any obligations under
it at any time and without liability for compensation or damages in the following
circumstances:

	 	8.8.1	 	the Company fails to comply in any material aspect with any of its express or
implied obligations under this Agreement; or

	 	8.8.2	 	any Market Datafeed Service (MDF) Agreement between HKEx-IS and the Company is
terminated pursuant to clause 6.2.3 of the MDF Agreement; or

	 	8.8.3	 	any Standard Options Information Service (Options) Agreement between HKEx-IS and the
Company is terminated pursuant to 6.2.3 of the Options Agreement; or

	 	8.8.4	 	any Issuer Information Feed Service (IIS) Agreement between HKEx-IS and the Company is
terminated pursuant to 7.3 of the IIS Agreement; or

	 	8.8.5	 	any Price Reporting Agreement (PRS) between HKFE and the Company is terminated pursuant
to clause 9.1(a) of the PRS Agreement.

	8.9	 	Clauses 9 and 11 shall survive notwithstanding termination of this Agreement.

	9.	 	Exclusion of Liability and Indemnity

	9.1	 	If Information is not transmitted to the Company for a continuous period of not less than 10
consecutive working days where such non-transmission is due to the fault of HKEx-IS, HKEx-IS
shall be liable to compensate the Company for loss arising from such non-transmission, but its
liability shall be limited to the amount of the Revenue Sharing Fee or Fixed Fee as the case
may be payable by the Company in respect of that period (reduced pro-rata if the Revenue
Sharing Fee or the Fixed Fee is payable in respect of a longer period).

	9.2	 	Except as expressly mentioned under clause 9.1 above, neither HKEx-IS nor any other member of
the HKEx Group shall be liable to the Company or any person claiming through the Company in
respect of consequential, economic or any other loss or damage arising from any act or
omission, mistake, delay, interruption, whether wilful, negligent or otherwise, arising
directly or indirectly from or in connection with (a) the collection, use or transmission of
the Information or Basic Information by or to the Company or (b) the Information or Basic
Information being inaccurate, incomplete or otherwise misleading or (c) any other services to
be provided by them pursuant to this Agreement or any other matter contemplated under this Agreement. Further, the Company undertakes not to institute or
attempt or threaten to institute any proceedings in any jurisdiction in or outside Hong Kong
against HKEx-IS or any other member of the HKEx Group for recovery of any of the aforesaid
loss or damage suffered by the Company or by any other person or otherwise to maintain any
claim against HKEx-IS or any other member of the HKEx Group for or in respect of any of the
aforesaid loss or damage.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	9.3	 	Subject to clause 9.1 above, the Company will at all times hereafter indemnify and keep
HKEx-IS and the HKEx Group effectively indemnified against and in respect of all liabilities,
economic or other losses, damages, costs, claims, suits, demands, fees and expenses of
whatsoever nature which may be incurred by HKEx-IS or any other member of the HKEx Group
towards or in relation to any person or which may be taken, made or claimed against HKEx-IS or
any other member of the HKEx Group by any person as a result of or in connection with or
arising out of any act, omission, mistake, delay or interruption, on the part of the Company,
HKEx-IS or any other member of the HKEx Group, whether wilful, negligent or otherwise, in
relation to this Agreement, including (without prejudice to the generality of the foregoing)
acts or omissions in respect of or in connection with or arising out of the collection, use or
transmission of the Information or Basic Information by or to the Company or arising from the
Information or Basic Information being inaccurate, incomplete or otherwise misleading.

	9.4	 	For the purposes of this clause, HKEx-IS contracts as agent for each other member of the HKEx
Group, and the Company agrees to said exclusion of liability and indemnity in favour of the
HKEx Group.

	10.	 	Notices

	10.1	 	Any notice or other document to be given or served hereunder may be delivered by hand or sent
by pre-paid post or facsimile transmission to the party to be served at its address stated
herein or at such other address as that party shall have notified the other in accordance with
this Agreement.

	10.2	 	Any such notice or document shall be deemed to have been served:-

	 	10.2.1	 	if delivered by hand, at the time of delivery; or

	 	10.2.2	 	if posted, at the expiration of seven days after the postage pre-paid envelope
containing the same shall have been put into the post; or

	 	10.2.3	 	if sent by facsimile transmission, at the expiration of 12 hours after the same shall
have been despatched.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	10.3	 	In proving such service it shall be sufficient to prove that delivery was made or that the
envelope containing such notice or document was properly addressed and posted or that the
facsimile transmission was properly addressed and despatched as the case may be.

	11.	 	Proprietary Rights

	11.1	 	The Company hereby acknowledges that it has no entitlement to any proprietary rights
including without limitation rights of copyright in and to the Information or the Basic
Information or the presentation of the Information or Basic Information, which rights are
owned by the Exchange or by other third parties. As regards rights owned by the Exchange, the
Company acknowledges that the Exchange has authorized HKEx-IS only to supply the Information
by way of this Agreement and HKEx-IS warrants that it has obtained such authorization.

	11.2	 	Except otherwise provided for under clause 2.4 or 7.5 of this Agreement, the Company shall
not quote the name of HKEx or any member of the HKEx Group or reproduce the logo or any other
marks of HKEx or any member of the HKEx Group in any form or medium, including in connection
with literature of an advertising nature, without HKEx-IS’ prior written consent.

	11.3	 	The Company shall at all times treat the Information and any information ancillary thereto
obtained pursuant to this Agreement as confidential and shall not disclose such information to
any third party.

	11.4	 	The Company shall forthwith upon suspecting any infringement of such rights as are described
in this clause notify HKEx-IS and thereafter provide such assistance as HKEx-IS or the
Exchange may reasonably request to protect such rights.

	12.	 	Amendments, Waivers and Enforceability

12.1 A provision of this Agreement may be amended only if the parties agree in writing.

	12.2	 	No waiver or indulgence by any party to this Agreement shall be binding unless in writing and
in any event no waiver of one breach of any term or condition of this Agreement shall operate
as a continuing waiver unless so expressed nor operate as a waiver of another breach of the
same or any other term or condition of this Agreement.

	12.3	 	In the event that any provision in this Agreement is for any reason held to be unenforceable,
illegal or otherwise invalid, this shall not affect any other provisions of this Agreement,
and the provision in question shall be construed in such reasonable manner as achieves the
intention of the parties without being invalid.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	13.	 	Entire Agreement

This Agreement sets out the entire agreement of the parties concerning the subject matter
hereof and supersedes all prior agreements, negotiations, representations and proposals,
whether written or oral.

	14.	 	Governing Law

	14.1	 	This Agreement shall be governed by and construed in accordance with the laws of Hong Kong
whose courts shall have non-exclusive jurisdiction in relation thereto.

	14.2	 	Unless the Company is a company incorporated under the Companies Ordinance (Chapter 32 of
the Laws of Hong Kong) or a company registered under Part XI of that Ordinance, in which case
this clause 14.2 shall not apply, the Company hereby irrevocably appoints the person whose
name and current address in Hong Kong are set forth in Schedule 1 hereto as its agent to
receive and acknowledge on its behalf service of any writs, summons, order, judgment or other
notice of legal process in Hong Kong. If for any reason the agent named above (or its
successor) no longer serves as agent of the Company for this purpose, the Company shall
promptly appoint a successor agent and notify HKEx-IS thereof. The Company agrees that any
such legal process shall be sufficiently served on it if delivered to such agent for service
at its address for the time being in Hong Kong whether or not such agent gives notice thereof
to the Company.

IN WITNESS whereof the parties have entered into this Agreement the day and year first above
written.

SIGNED by Chan Ping Keung, Director

For and on behalf of

HKEx INFORMATION SERVICES LIMITED

In the presence of:- Poon Tim Fung, Senior Manager

SIGNED by Zhiwei Zhao, Chief Executive Officer

For and on behalf of

China Finance Online Co. Limited

In the presence of:- Jun Wang, Chief Financial Officer

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

SCHEDULE 1

COMPANY INFORMATION

	 	 	 
	Name	 	Place of Incorporation
	 
	 	 
	China Finance Online Co., Limited

	 	Hong Kong
	 
	 	 
	Registered office (or equivalent) in place of
incorporation or, if registered under Part XI
of the Companies Ordinance, principal place
of business in Hong Kong
	 	Address and fax number for
notices under clause 10
	

Room 908, 9/F, Hutchison House

10 Harcourt Road Central 

Hong Kong

	 	
9/F, Tower C, Corporate

Square, No. 35, Financial

Street, Xicheng District,

Beijing, China, 100140
	 

	 	Attention: Mr. Alex Xu
	 

	 	Chief Strategy Officer

	 

	 	Fax No.:     (+86) 10 5832 5200
	 
	 	 
	Name and address of process agent in Hong Kong
	 	 
	Room 3705-3707, The Center, 99, Queen’s Road,
	 	 
	Central, Hong Kong

Attention: James Cheng

Fax No: 3900 1708
	 	 

	2.	 	Name of the Information Provider: Finet Holdings Limited

	3.	 	Soft Launch Date: 5 October 2009

	4.	 	Official Launch Date: 1 January 2010

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

SCHEDULE 2

MEMORANDUM OF PERMITTED PURPOSE

(Cross reference clause 4)

Description of Service/Permitted Purpose:

	1.	 	Designated Website:

	 	 	 	 	 	 	 
	 

	 	Domain
	 	:
	 	jrj.com.cn with URL at www.jrj.com.cn

Also accessible through: www.jrj.com
	 
	 	 	 	 	 	 
	 

	 	Sub-domain(s)
	 	:
	 	with URL at http://hk.jrj.com.cn/bmp

Unless otherwise permitted by HKEx-IS, the Service shall only be provided in the
sub-domain(s) specified above.

The Company represents and confirms that the Designated Website is registered and owned by
Fuhua Innovation Technology Development Co. Ltd., which is the subsidiary of the Company
engaged as service provider by the Company to provide website service. Upon the request of
HKEx-IS, the Company shall procure Fuhua Innovation Technology Development Co. Ltd. to
allow HKEx-IS to inspect the premises and records of Fuhua Innovation Technology
Development Co. Ltd. for the purpose of satisfying HKEx-IS by whatever proofs HKEx-IS may
reasonably require that the relevant advertising revenue and Fees are being properly
accounted for and/or that there is no unauthorized use by it of the Basic Information. The
cost of such inspection shall be borne by the Company.

	2.	 	The Company shall provide the Service on the Designated Website at least in the following
dedicated languages: Simplified Chinese

The Company may also provide the Service on the Designated Website in other languages
in addition to the dedicated languages as set out above.

	3.	 	The Company shall provide the Service on the Designated Website free of charge to the public
on a snapshot basis only. For the avoidance of doubt, snapshot basis means a Viewer may only
manually request an update of Basic Information of one security per request except as
permitted under paragraph 4 below. Automatic update on flash chart is not allowed for the
purpose of the Service.

	4.	 	The Company shall provide the Service on the Designated Website in accordance with paragraph
3 above except for the following:

	 	4.1	 	Lists of top 10 securities by % gainers, % losers, trading volume or turnover
value. The lists of top 10 securities can be shown by (i) all securities, (ii) all
equities, (iii) all equities on the Main Board, (iv) all equities on the Growth
Enterprise Market (GEM), (v) all warrants and (vi) all Callable Bull/Bear
Contracts (CBBC).

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	4.2	 	Charting comparison (with a maximum of 3 securities to be shown
concurrently).

	 	4.3	 	Portfolio valuation (with 10 securities at maximum).

	5.	 	The Company shall transmit to Viewers real-time indication with the Basic Information so that
it is conspicuously perceptible during each continuous period throughout which the relevant
Viewer has access to the Basic Information.

	6.	 	The Company shall not require Viewers to register for the Service or for accessing all or
part of the Basic Information on the Designated Website, except for portfolio valuation
service provided in accordance with paragraph 4.3 above.

	7.	 	The Company shall ensure that, so long as it is technically possible to do so, a watermark of
the Company’s logo is placed on any graphic chart where the Basic Information is displayed.

	8.	 	The Company shall post an appropriate advisory message on the Designated Website to Viewers
which states that the Service provides basic market information for reference purposes only
and investors are advised to consider if they may need more detailed market information to
facilitate their investment decisions.

	9.	 	In accordance with paragraph 8 above, the Company shall not provide the Service on the
Designated Website to facilitate securities trading and shall not be offered with any
investment game or in such a way that is directly or closely linked to pages with
trading-related activities. For the avoidance of doubt, hyperlinking the webpage(s) that
contain(s) the Service on the Designated Website with the homepage or product introduction
page of the websites of brokers, banks or other trading companies is allowed but direct
linkage to the logon page of an online trading platform is not allowed.

	10.	 	The Company shall provide the Service on the Designated Website with single Internet version
accessible by a standard computer’s web browser. For the avoidance of doubt, neither WAP nor
any other web version that is tailor-made or dedicated for Internet-access applications on
mobile telecommunications devices is allowed; additional version facilitating other
applications such as instant messaging applications is also prohibited.

	11.	 	The Company shall ensure that any search or inquiry box or command leading to the request for
the Basic Information shall be placed within the Designated Website and the Basic Information
can only be requested by user activation of the search or inquiry box. For the avoidance of
doubt, direct access to request the Basic Information via bookmarks or other hyperlinks
outside the Designated Website should be prevented on a best endeavour basis.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	12.	 	The Company shall have proper hyperlink policy in place so that the Company may stop a
particular website from hyperlinking to the Designated Website if the hyperlinking is found or
suspected to be in contravention of the terms of this Agreement.

	13.	 	The key features and elements of the Service on the Designated Website listed under 13.1,
13.2 and 13.3 below shall be as set forth in Schedule 6 to this Agreement and the Company
shall notify HKEx-IS in writing of any change thereto no later than 14 days after the change
has come into effect. If HKEx-IS regards the change to be contrary to the terms of this
Agreement, HKEx-IS may request the Company to reverse the change and the Company shall comply
with such request within a reasonable period of time, but in any event not later than 7
calendar days from the date of the request.

	 	13.1	 	Layout

	 	13.2	 	Advertisement positions

	 	13.3	 	Additional value-added service

	14.	 	In accordance with clause 7.5 of the Agreement, the Company shall display the standard
description  or “Real-time basic market prices of Hong
Kong securities are provided by HKEx Group” when providing the Service on its Designated
Website. The Company may also claim to be a Designated Website authorized by the HKEx Group
to provide the Service on or via the Designated Website
 or.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

SCHEDULE 3

FEES

	1.	 	Revenue Sharing Fee

	 	1.1	 	The Revenue Sharing Fee payable to HKEx-IS shall be 50% of the Gross
Advertising Revenue, subject to an annual minimum guaranteed revenue of
***payable to HKEx-IS, whichever is higher, with effective from the Official Launch
Date.

	 	1.2	 	For the purpose of calculating the Revenue Sharing Fee payable to HKEx-IS,
Gross Advertising Revenue means advertising revenue after any CPM discount or such
amount stated in the invoice issued by the Company to the advertising clients. For
the avoidance doubt, internal costs, such as sales commission and system costs, shall
not be deducted from the Gross Advertising Revenue.

	 	1.3	 	In accordance with paragraph 1.2 above, advertising revenue shall include,
but shall not be limited to, any advertising and sponsorship revenue generated from
the Service on the Designated Website on any trading and non-trading days. For the
avoidance of doubt, advertising revenue generated from any pop-up pages on or
directly linking to the pages with the Service on the Designated Website shall also
be included.

	 	1.4	 	The Revenue Sharing Fee for the reporting month shall be paid within 90
days from the due date of the Monthly Report specified in clause 5.1 of this
Agreement.

	 	1.5	 	The Company shall settle its outstanding payment for the minimum
guaranteed revenue of the relevant 12-month period together with the revenue-sharing
payment for the twelfth month and the twenty-fourth month from the Official Launch
Date if the total amount of the revenue-sharing payment for that 12-month period is
less than the annual minimum guaranteed revenue payable to HKEx-IS as per paragraph
1.1 above.

	2.	 	Fixed Fee

	 	2.1	 	In the event that clause 6.2.2 of this Agreement is triggered, a Fixed
Fee of *** per Quarter shall be payable by the Company to HKEx-IS with effect from
the date the additional Service Provider is allowed to provide the Service.

	 	2.2	 	The Fixed Fee shall be payable on or prior to the commencement of the
Quarter to which the Fixed Fee relates. For the avoidance of doubt, if the
effective date of payment of the Fixed Fee for the first Quarter falls on a date
other than the first day of the Quarter, the Fixed Fee will be reduced by one third
for each complete month
elapsed; and thereafter, each Fixed Fee shall be payable on or prior to the
commencement of the Quarter to which that Fixed Fee relates.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	3.	 	Port Fee and One-time Connection Fee

	 
	 	 	Unless otherwise approved by HKEx-IS in writing, the Company shall pay to HKEx-IS the Port Fee
and the Connection Fee set forth in sub-paragraph 3.1 below as long as Information is
received from HKEx-IS directly pursuant to clauses 3.1, 3.2 and 3.3 of this Agreement.

	 	3.1	 	In addition to the Fees payable pursuant to paragraph 1 or 2 above, a
one-time connection fee of *** and an annual Port Fee in the sum of *** per annum
shall be payable for the 4 connections referred to in clause 3.1 of this Agreement.
This assumes that only one of the connections to the Exchange’s primary computer
system is providing live production data at any one time. If at any time during any
Quarter, both connections at the primary system are simultaneously providing the
same live production data, an additional Port Fee at *** per Quarter shall be
payable.

	 	3.2	 	The one-time connection fee shall be payable prior to the Soft Launch Date;
and the Port Fee shall be payable on the first business day of each calendar year
(viz. the period from 1 January to 31 December inclusive), provided that if the
initial connection is made on a date other than the first business day of the calendar
year, the Port Fee for the first year shall be payable on or before the date when such
initial connection is made subject to a pro rata reduction for each complete calendar
month elapsed.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

SCHEDULE 4

BASIC INFORMATION

Basis Information shall be comprised of the following data content only:

Nominal price, last trade price, closing price, today’s high/low prices, trading volume, turnover
value, Indicative Equilibrium Price (IEP) and Indicative Equilibrium Volume (IEV) during
pre-opening session of individual securities traded on the Stock Exchange and the S&P/HKEx LargeCap
Index and S&P/HKEx GEM Index.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange CommissionExhibit 4.75

Exhibit 4.75

Confidential treatment has been requested for portions of this exhibit. The copy filed herewith
omits the information subject to the confidentiality request. Omissions are designated as ***. A
complete version of this exhibit has been filed separately with the Securities and Exchange
Commission.

[Translated from the original Chinese version]

CHINA FINANCIAL FUTURES EXCHANGE

FUTURES INFORMATION LICENSE AGREEMENT

PARTY A: CHINA FINANCIAL FUTURES EXCHANGE

ADDRESS: F6, NO. 1600 CENTURY AVENUE, PUDONG NEW AREA, SHANGHAI

POSTAL CODE: 200122

PARTY B: FORTUNE SOFTWARE (BEIJING) CO., LTD

ADDRESS: RM. 623, AEROSPACE CPMIEC BUILDING NO. 30, HAI DIAN SOUTH ROAD, HAIDIAN DISTRICT, BEIJING

POSTAL CODE: 100032

Whereas:

	1.	 	China Financial Futures Exchange is the owner of the CFFEX Futures Information.

	2.	 	Party B hereto is willing to pay for the use of the CFFEX Futures Information according to
this Agreement (including the appendix).

Party A and Party B here agree on Party A’s permission of Party B’s use of the CFFEX Futures
Information and wish to enter into this Agreement through friendly consultations, in accordance
with laws and regulations such as Contract Law of the People’s Republic of China, Administrative
Regulations on Futures Trading, Measures for the Administration of Futures Exchange, etc. as well
as business rules such as Measures on the Administration of Information of China Financial Futures
Exchange, etc..

Article 1 Definitions of Terms related to this Agreement

	 	 	 
	1.1 CFFEX

	 	Shall mean China Financial Futures Exchange.
	 
	 	 
	1.2 CFFEX Futures
Information

	 	Shall mean any information and data related to futures product
traded in CFFEX as well as descriptions in any form conveying all
or part of the information and data aforementioned. Futures
information includes but not limited to quotes, statistical
sources (including but not limited to daily reports of market
quotes, monthly reports, and annual reports) and any other
information related to market transactions.
	 
	 	 
	1.3 CFFEX Futures Quotes

	 	Shall mean real-time, delayed or historical quotes information
and data with specific format or structural relationship,
generated from the public and collective trading organized by
CFFEX, and collected or edited by CFFEX and its subsidiaries,
including but not limited to:
	 
	 

	 	(1)  The name and delivery month of the product traded;

	 
	 

	 	
(2)  The opening prices, the highest and lowest prices, the
closing prices, the current prices, the bid prices, the ask
prices, the pre-settlement prices, the settlement prices and net
changes;

	 
	 

	 	(3)  The bid volumes, the ask volumes, the trading volumes, the
positions and the amounts.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	 	 
	1.4 “China Financial
Futures Exchange Futures
Information License”
(Short name: “the
License”)

	 	Shall mean the certificates that granted by Party A to Party B
licensed Party B to use the CFFEX Futures Information of certain
information contents, within certain scope and term and in
certain form.
	 
	 	 
	1.5 Authorization
License Fee (Short name:
“the License Fee”)

	 	Shall mean the License Fee received from Party B by Party A for
Party A’s authorization of Party B’s use of CFFEX Futures
Information in accordance with this Agreement and the License.
	 
	 	 
	1.6 Information Fee

	 	Shall mean information expenses paid by Party B to Party A in
accordance with Appendix 2.
	 
	 	 
	1.7 Agreement Fee

	 	Shall mean license and information expenses paid by Party B to
Party A for Party A’s authorization of Party B’s use of CFFEX
Future Information in accordance with this Agreement and the
License.
	 
	 	 
	1.8 End Users

	 	Shall mean the users who can use the CFFEX Futures Information
provide by Party A but not allowed to provide the information to
any third party in any form (including but not limited to
licensing, transfer, distribution, copy and transmission).

Article 2 License of Futures Information

2.1 The License

2.1.1 For the items such as licensed information, areas, forms of transmission, forms and terms,
etc. that Party A licensed to Party B for the use of CFFEX Futures Information (hereafter refer to
as “Futures Information”) refer to Appendix 1 — The License.

2.1.2 Party B shall remit the Agreement Fee to the bank and account designated by Party A according
to Appendix 2. Party A shall grant the License to Party B within 10 working days after receiving
the payment.

2.1.3 During the performance of this Agreement, Party B can apply to Party A for changes of
licensed content of information, area, form and term, etc. Party B shall make written application
for changes aforesaid to Party A; Party A shall respond with written notice of whether or not
consent on the changes Party B applied after receiving the application from Party B.

If Party A agrees with the application of Party B and Party B is not required to pay Agreement Fee
to Party A on the applied items, Party A shall renew the License and grant to Party B within 10
working days after making approval.

If Party A agrees with the application of Party B and Party B is required to pay Agreement Fee to
Party A on the applied items, Party A shall send payment notice to Party B. Party B shall pay the
Agreement Fee in full amount within 10 working days after receiving Party A’s payment notice. Party
A shall renew the License and grant to Party B within 10 working days after Party B has paid the
Agreement Fee in full amount.

Party B shall use the futures information according to the licensed information content, range of
application, form and term determined in the renewed License. Party A has authority to refuse
renewing the License before receiving Party B’s Agreement Fee in full amount and Party B shall keep
the usage of the futures information in accordance with the former License.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

2.2 Technology Service Provider

Whereas Party B requires_NA_(refer to as “Technology Service Provider”) in the usage of the futures
information licensed by Party A, Party A agreed: the Technology Service Provider is accessible to
and allowed to use the futures information provided by Party A in accordance with this Agreement
and the License when providing technology services aforesaid for Party B. Meanwhile, Party B shall
warrant and guarantee:

2.2.1 The Technology Service Provider shall use the futures information provided by Party A only
for the purpose of providing the technology service aforesaid for Party B, and shall be in
accordance with this Agreement and the License.

2.2.2 Under the circumstances that the Technology Service Provider use the futures information
provided by Party A with purposes other than the purpose aforesaid or violating this Agreement or
the License (including but not limited to copy, distribute, transmit, edit, transfer, develop
derivatives or license to others to copy, distribute, transmit, edit, transfer, develop
derivatives, or develop derivatives with others, etc.) , the Technology Service Provider will be
considered as constitution of infringement on Party A. Party B shall notice Party A of the
Technology Service Provider’s infringement as soon as learning it and take effective measures to
stop the Technology Service Provider’s infringement thereupon; when the investigation of the
Technology Service Provider’s infringement is in need of Party B’s assistance, Party B shall do the
best to assist Party A.

2.2.3 If the Technology Service Provider misconduct to Party A as 2.2.2, Party B will be deemed as
breaching the Agreement and Party B shall be liable according the this Agreement.

2.3 User Agreement

When providing the CFFEX Futures Quotes or value added products to the End Users, Party B shall
sign agreements with users in writing and file to the exchange, and the written agreement shall
include the Appendix 3 of this Agreement.

Article 3 Reception and Storage of Futures Information

3.1 Reception and Storage

3.1.1 Party B shall receive and store the futures information with the equipments and in the form
that required or approved by Party A. The equipments and means aforesaid include but not limited to
the types, configurations, quantity, settlement locations, relevant working procedures, and rules
and regulations, etc.

3.1.2 Party B shall promise and guarantee that it is equipped with necessary equipments or means in
order to receive and store the futures information safely and accurately, as well as effectively
prevent the unauthorized reception, transmission or usage of the information from happening.
Otherwise, Party A is entitled to suspend or terminate Party B’s reception of the future
information and claim compensation from Party B of the losses arising therefrom according to this
Agreement.

3.1.3 Party B shall setup Active/Standby Links for Quotes reception to assure the reception of the
Quotes information.

3.1.4 Party B shall transfer or add more reception equipment, or change the way of connection only
with Party A’s written approval in advance.

3.1.5 Party B shall promise and guarantee that Party B shall receive and store the futures
information only for the purpose of implementing the usage according to the License and shall not
receive and store the futures information for any purposes other than implementing the usage
according to the License.

3.1.6 Party B’s connection with Party A’s exchange shall not affect Party A’s transaction
operation. To avoid its transaction operations being affected, Party A is entitled to restrict and
suspend the connection of Party B immediately without prior notice, but shall make up the notice when conditions permit.
Party A is not liable for the restriction or suspension of the Party B’s connection according to
this Article.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

3.2 Transmission of Futures Information

3.2.1 Party B shall guarantee the authenticity, accuracy and integrity in transmitting the futures
information. Party B shall inform Party A as soon as Party B has learnt the errors in the
information being transferred or transmitted and the news content being transmitted simultaneously,
and take remedial measures and make public statement. The authenticity, accuracy and integrity
shall be subject to the futures information provided by Party A.

3.2.2 Party B shall warrant and guarantee for having equipped necessary software and hardware
conditions, and rules and regulations to assure the futures information can be transferred safely
and accurately, and to prevent the information from unauthorized reception, transmission or usage.
Otherwise, Party A is entitled to suspend or terminate Party B’s reception of futures information
and claim compensation for the losses arising therefrom according to this Agreement.

3.2.3 Party B shall place the Quotes provided by Party A at a prominent position on the display
interface of Party B’s user terminal.

3.2.4 To transmit futures information to other institutions or individuals for value added
development or other usages authorized by Party A, Party B shall require the latter to provide
proof of having received legal authorizations or licenses from Party A. Party B shall not provide
the futures information unless they provide the proof aforesaid. If Party B violates this rule,
Party B shall bear the joint compensation liabilities with the institutions and individuals
proceeding with unauthorized value added development.

3.2.5 To transmit Quotes Source Data to other institutions or individuals, Party B shall require
the latter to provide proof of having received legal authorizations or licenses from Party A. Party
B shall not provide the Quotes Source Data unless they provide the proof aforesaid. If Party B
violates this rule, Party B shall bear the joint compensation liabilities with the institutions and
individuals proceeding with unauthorized value added development. Quotes Source Data refers to the
Futures Quotes Data documents that Party B received from the system portal of Party A.

3.2.6 Besides the two rules aforesaid, under the circumstances that Party B transmits the Futures
Quotes Source Data to other institutions or individuals and when Party A considers that the latter
need to acquire legal authorizations or licenses from Party A, Party B shall require the latter to
provide proof of having received legal authorizations or licenses from Party A. Party B shall not
provide the Quotes Source Data unless they provide the proof aforesaid. If Party B violates this
rule, Party B shall bear the joint compensation liabilities with the institutions and individuals
proceeding with unauthorized value added development.

3.2.7 For the convenience of Party A’s supervision, within 15 days after signing this Agreement,
Party B shall provide and install one set of user receiving terminal that can regularly receive
the content transmitted by Party A and upgrade the user receiving terminal every now and then.

3.3 Value Added Development of Futures Information

3.3.1 Party B shall guarantee the authenticity, accuracy and integrity of the futures information
in the value added development of the futures information, and inform Party A as soon as Party B
has learnt the errors or misleading information in the value added development information, and
take remedial measures and make public statement.

3.3.2 Party B’s plan on the value added development of the futures information shall be approved in
writing by Party A. Party B shall not conduct the value added development of the futures
information without Party A’s written approval. Party B shall acquire Party A’s written approval
again to make changes in the value added development of the futures information plan.

3.3.3 Party B shall guarantee that the value added development of the futures information is in
accordance with the aforesaid requirements, and the development results shall not go beyond the
purposes and scope defined in the plan.

3.3.4 In order to assure the value added development results do not infringe upon Party A’s rights
and interests, Party B is under obligation to file the value added development results to Party A.
However, the filings shall not be considered as any confirmation of the value added development
results in any form by Party A, and Party A shall not be liable of any liabilities related to the
value added development results.

3.3.5 Party B agrees that Party B shall not directly or indirectly put or license others to put the
value added development results in commercial use without filing to Party A. If Party B violates
this rule, Party A is entitled to request Party B to cease the related commercial use, and all the
income from the commercial use of the value added development results shall belong to Party A.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

Article 4 Agreement Fee

Party B agrees to pay the Agreement Fee and Information Fee to Party A according to Appendix 2
(“Payment Agreement”) of this Agreement.

Article 5 Intellectual Property and Its Protection

5.1 Party B shall acknowledge: All entitlements, including all proprietorship and copyrights, etc.
of the futures information defined in this Agreement and Appendix “The License” shall belong to
Party A.

5.2 Unless otherwise provided by this Agreement and Appendix “The License”, without Party A’s
written approval, no institution or individual (including Party B) shall be allowed to use or
permanently store the futures information, including but not limited to copy, distribute, transmit,
edit, transfer, develop derivatives or license others to copy, distribute, transmit, edit,
transfer, develop derivatives, or develop derivatives with others, etc. (including but not limited
to directly and indirectly develop derivatives on the futures information, etc.).

5.3 Party B shall designate on the display interface of Party B’s user terminal that the source of
information is Party A. Party B shall mark the number, valid term, usage and scope of the License
authorized when promoting the acquired License.

5.4 After the termination of this Agreement, Party B shall return all futures information in paper
and digital version and all copies (no matter they are in computer RAM disks, Compact Disk Readers,
Compact Disks, hard drives or software, or the storage, saving and recording on paper carriers); if
the returning of the futures information aforesaid and all the copies is inapplicable, Party B
shall destroy all copies under Party A’s supervision, or delete or erase all copies from computers
or other electronic systems with written commitment of confirming the destruction and deletion is
comprehensive, complete and non-recoverable.

Article 6 Exemption Clause

6.1 Party A shall not be liable for the consequences resulted from the abnormality in information
and information transmission caused by any reasons.

6.2 Party A does not guarantee the punctuality, accuracy and integrity. Party A shall not be liable
for the losses and impairment caused by delay, inaccuracy and omission of any information or data.

6.3 Party B shall not request Party A to take the responsibility for any possible economic or
reputational losses caused by the omission, mistake, mission, delay, discontinuity in the Futures
Information provided by Party A. Party B shall not claim against Party A based on the reasons and
in connection with this Agreement.

6.4 Under the circumstances that Party A cannot provide the Futures Information to Party B because
of force majeure events, Party A shall not undertake any responsibility.

6.5 Without informing Party B, Party A has right to: (1) terminate formulating all or part of the
CFFEX Futures Information, (2) alter the mode or formation of delivery, and (3) change or delete
the data of the CFFEX Futures Information, whether or not such termination, alteration, change or
deletion would cause Party B to change its own equipment or cause unfavorable impact on Party B’s
business interest; any possible unfavorable consequence of Party B caused by the reasons aforesaid in this Article,
Party A is not liable to Party B.

6.6 Party A is not liable for the possible commercial risks resulting from Party B’s using the
futures information provided by Party A according to this Agreement.

6.7 Party A is not liable for the possible risks resulting from Party B or Party B’s customers
making investment decisions using the futures information provided by Party A as references.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

Article 7 Audit and Inspection

7.1 Emergency Inspection

Party A has right to enter into Party B’s working area to carry out inspection when Party B is
under reasonable suspicion of the following acts: (1) Party B receives, stores, transmits or makes
value-added development of futures information by violating this Agreement; (2) Party B infringes
on Party A’s any rights and interests of the futures information, including but not limited to the
rights such as: possession, usage, yield, disposition, value-added development and transmission,
etc.

7.1.1 Inspect the use condition and the mode of reception and storage of the futures information;

7.1.2 Inspect the equipments and apparatuses related to the futures information;

7.1.3 Exam the recordings and data of Party B, including but not limited to any note issued by
Party B to any third party that accepts services from Party B.

Party A’s right of emergency inspection aforesaid shall be limited to the range of verifying Party
B has been abiding by this Agreement or safeguarding Party A’s rights and interests of the futures
information.

Except the above clause and for calculating or verifying expenses, Party A shall not require Party
B to disclose its confidential information or proprietary information.

7.2 Routine inspection and audit, 10 days after noticing in writing, Party A shall have right to
enter Party B’s working place to carry out routine inspection:

7.2.1 Inspect the use condition and the mode of reception and transmission of the futures
information;

7.2.2 Inspect the equipments and apparatuses related to the futures information;

7.2.3 Exam Party B’s account books and data, including but not limited to any note issued by Party
B to any third party that accepts services from Party B, and audit and verify the paid or expense
payables have been calculated and paid appropriately within any specific month. After the written
notice is received, before the inspection and audit started, Party A shall notify Party B of the
month and items and necessary documents need of audit.

7.3 The routine inspections and audits conducted by Party A on Party B shall not exceed two times
in each year.

7.4 Party B shall accept and cooperate with Party A or the third party entrusted by Party A of the
inspection and audit of Party B’s use condition of the futures information. If Party A has found
Party B breached the Agreement through audit and inspection, Party A not only has right to require
Party B to correct within certain time and take the responsibility according to this Agreement, but
also has right to require Party B to undertake all reasonable expenses incurred because of audit
and inspection.

Article 8 Representations and Warranties

8.1 Party B shall guarantee: strictly abiding by the Measures on the Administration of Information
of China Financial Futures Exchange and relevant business rules.

8.1.1 Guarantee to use the CFFEX Futures Information strictly according to the information content,
use scope, form and period of validity, etc. licensed by the License.

8.1.2 Without Party A’s written approval, guarantee not to transmit all or part of the CFFEX
Futures Information to any institution or individual outside the scope determined by the License, or
license any third party to use the CFFEX Futures Information in any place and for any function.

8.1.3 Guarantee the transmission of CFFEX Futures Information is not used for unlawful purposes, or
provided to a third party for unlawful purposes.

8.1.4 Without Party A’s written approval, Party B shall not proceed or disguisedly proceed with
re-licensing or trans-licensing of Party A’s license of Party B of using the CFFEX Futures
Information, or trade license, etc.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

8.2 Party B shall guarantee: strictly use the CFFEX Futures Information provided by Party A
according to this Agreement, and make related payment to Party A according to the Appendix of this
Agreement — Payment Agreement.

8.3 Both Party A and Party B shall guarantee: having the ability of entering into and performing
this Agreement respectively, this Agreement is legally binding on both Parties upon the signing of
this Agreement.

Article 9 Liabilities for Breach of Agreement

9.1 Under the circumstances that Party B breaches the Agreement and did not correct within the time
limit set out by Party A’s notice of rectification, Party A has right to revoke Party B’s license
and terminate this Agreement. Party A shall not return the Agreement Fee collected from Party B (no
matter whether the term is expired); Party B shall not only pay all the expense payables to Party
A, but also pay penalties to Party A and make compensation to Party A’s losses caused by Party B’s
breach of Agreement according to this Agreement and take all the consequences and responsibilities
arising from it.

9.2 Under the circumstances that Party B breached the 8.1.1, 8.1.2 and 8.1.3 in the first clause of
Article 8 of this Agreement, the default income shall belong to Party A, and Party B shall pay
penalties to Party A (the penalty shall be as much as double the amount of the Agreement fee listed
in Appendix 2 of this Agreement), and at the same time Party B shall take effective measures,
terminate the violation of this Agreement and prevent other violation from happening.

9.3 If Party B does not pay related Agreement Fee to Party A within the time scheduled in this
Agreement (including Appendix 2 — Payment Agreement), Party B shall pay to Party A 1‰ of the
payables for each delaying day as penalty. If Party B’s payment is not made within the time limit
after Party A’s reminding, Party A shall have right to revoke Party B’s License, terminate this
Agreement and require Party B to pay 50% of the Agreement Fee to Party A as penalty; Party B shall
compensate Party A for any losses caused by it separately.

9.4 If breaches Article 5 of this Agreement, Party B shall pay penalty to Party A (the penalty
shall be as much as double the amount of Agreement fee listed in the Appendix 2); Party B shall
compensate Party A for any losses caused by it separately.

9.5 Apart from the liabilities for breach of 9.2, 9.3, 9.4 aforesaid, Party B shall pay penalties
to Party A for breaching other clauses of this Agreement (the penalty shall be as much as double
the amount of Agreement fee listed in the Appendix 2), Party B shall compensate Party A for any
losses caused by it separately.

9.6 The “losses” in the previous clauses refers to direct losses.

9.7 The termination of this Agreement shall not affect claiming for default liabilities hereunder.

Article 10 Force Majeure

In the event that delay or failure to perform the obligations under this Agreement of any Party is
due to force majeure event, that Party shall take no liability for it within the scope of the
influence of such force majeure event except for the payment obligation of the payables occurred.
The force majeure aforesaid includes but not limited to foreign or domestic government bans,
changes in law and regulations, rules, byelaws or administrative orders, etc. that directly or indirectly affect this
Agreement, conflagration, flood, explosion, warfare, riot, strike and drastic currency devaluation,
etc.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

Article 11 Effectiveness, Amendment, Term and Termination of Agreement

11.1 This Agreement shall take effect after it has been signed and sealed by legal or authorized
representatives from both Parties.

11.2 Amendment and supplement shall be made only with mutual consent of both Parties; any written
and approved clauses of such amendment or supplement shall all be considered as integral part to
this Agreement.

11.3 After the License attached to this Agreement expires, the Appendix 2 of this Agreement shall
terminate accordingly. Party B can request for extension or apply for a renewed License in writing
6 months before the expiration of the License.

11.4 After the License expires, if Party B fails to request for extension or apply for a renewed
License, or Party A refuses to grant license to Party B, this Agreement shall terminate when the
License expires, Party A shall cease providing CFFEX Futures Information to Party B, Party B shall
not continue using or operating CFFEX Futures Information.

11.5 Party B shall pay up all the expenses (including but not limited to Party B’s due unpaid
expenses and penalties incurred, etc.) to Party A according to this Agreement within ten working
days after the termination of this Agreement. Party B shall pay to Party A 1‰ of the payables for
each delaying day as penalty.

11.6 The Article 5, 6, 8 shall not be held invalid or terminated when other parts of this
Agreement become invalid tor the Agreement is terminated.

11.7 When one of the following situations occurs, Party A has right to revoke Party B’s License,
this Agreement shall be terminated since Party A’s revocation of Party B’s License, and Party A
shall cease providing CFFEX Futures Information to Party B. Party A shall not take any
responsibility thereof and Party A shall not return the fee collected. In addition, Party B shall
take related responsibility according to other clauses of this Agreement.

(1) Party B goes bankruptcy or applied for bankruptcy;

(2) Party B has breached this Agreement and caused irreparable consequences, and Party A has
informed Party B in writing for making correction, but Party B fails to correct within the 10
working days after receiving Party A’s written notice;

(3) The situations that Party A has right to revoke Party B’s Licenses listed in other clauses
in this Agreement.

Article 12 Dispute Resolution

All disputes occurred in implementing this Agreement or related to this Agreement shall be settled
through friendly consultations by both Parties; should such consultation fails, the dispute shall
be solved by filing law suit with the People’s Court at the seat of Party A under both Parties’
consensus. The reasonable expenses including attorney fees, travelling expenses, etc. occurred in
filing law suit of any Party shall be borne by the losing Party.

Article 13 Appendixes of Agreement

13.1 As constituents of this Agreement, the Appendixes of this Agreement shall have equal validity
as to this Agreement. The Appendixes of this Agreement include the following documents and other
documents related to this Agreement that signed in the implementation of this Agreement by both
Parties.

Appendix 1: China Financial Futures Exchange Futures Information License

Appendix 2: Payment Agreement

Appendix 3: Essential Terms of User Agreement

13.2 During the implementation of this Agreement, matters not covered in this Agreement shall be
negotiated by both Parties if necessary. Supplements and amendments can be made to the clauses of
this Agreement. Amendment and supplement shall take effect after they have been signed and sealed
by legal or authorized representatives from both Parties and shall all be considered as integral
parts to this Agreement.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

Article 14 Miscellaneous

14.1 The Agreement shall abide by laws and regulations of the People’s Republic of China (excluding
Hong Kong SAR, Macau SAR and Taiwan Region), related regulations of China Securities Regulatory
Commission and business rules of CFFEX (including but not limited to Trading Rules of the China
Financial Futures Exchange and Measures on the Administration of Information of China Financial
Futures Exchange) etc. When there is any adjustment of the aforesaid related regulations, the
related clauses of this Agreement shall make adjustment accordingly unconditionally.

14.2 The notices or files issued by both Parties can be delivered by staff directly, mail, email or
fax, etc; addresses shall be subjected to the Addresses listed in this Agreement. If litigation
occurs, the addresses listed in this Agreement shall be used as addresses for court delivery. Under
the situations below, notices or files shall be considered as delivered to the other Party:

(1) Sent directly by staff, delivery date is the sign-off date on the delivery receipt.

(2) Sent by mail, delivery date is the date on the mail receipt.

(3) Sent by email or fax, delivery date is the next working day after sending.

Addresses of both Parties as below:

Party A: China financial futures exchange

Address: F6, No. 1600 Century Avenue, Pudong New Area, Shanghai

Postal Code: 200122

Tel: 021-50160238

Fax: 021-50160239

E-mail: xiafeng@cffex.com.cn

Party B: Fortune Software (Beijing) Co., Ltd.

Address: F9, Tower C, Enterprise Building, 35 Financial Street, Xicheng District, Beijing

Liaison: Linghai Ma

Tel: 010-58325299/13601360619

Fax: 010-58325300

E-mail: linghai.ma@jrj.com.cn

(3) During the implementation of this Agreement, when there is any change in the addresses of
any of the two Parties, the Party shall inform the change of its address to the other Party in
writing, and the addresses after change listed on the written notice shall be taken as the
addresses acknowledged in this Agreement.

14.3 After taking effect, this Agreement shall replace any previous agreement between the two
Parties, including but not limited to any written or oral agreements, negotiations, statements,
plans and appendixes, etc.

14.4 The headline of each article is for the convenience of reading, shall not affect the
implication or explanation of the Agreement.

14.5 This Agreement is executed in Chinese and in quadruplicate, each Party hereto shall hold
two copies, each copy shall have equal validity.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

(Execution Page)

Party
A (Official Seal): /s/ official seal

Legal Representative or Authorized Representative (Signature or Seal):

Date of Agreement:      Year      Month      Day

Party
B (Official Seal): /s/ official seal

Legal Representative or Authorized Representative (Signature or Seal):

Date of Agreement:      Year      Month      Day

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

Appendix 1:

CHINA FINANCIAL FUTURES EXCHANGE FUTURES INFORMATION LICENSE

License
Number: (     )

Licensor (hereafter as “Party A”): China Financial Futures Exchange

Licensee (hereafter as “Party B”): Fortune Software (Beijing) Co., Ltd.

	 	•	 	Licensed Information Content

	 	 	 	The information content that Party A licensed to Party B is China Financial Futures
Exchange’s:

	 	ü	 	the 5th Type of Real-time Quotes

	 	ü	 	the 1st Type of Layer Real-time Quotes

	 	ü	 	15-minutes Delayed Market Quotes

	 	•	 	Licensed Transmission Mode

	 	ü	 	Special-purpose network, such as Internet

	 	r	 	Wireless

	 	ü	 	Website

	 	r	 	Medias such as television, broadcasting, newspaper

	 	•	 	Licensed Business Mode

	 	1.	 	Licensed Party B to transmit licensed information with the agreed
transmission mode according to the Agreement.

	 	2.	 	Licensed Party B to make value-added development base on the licensed
information.

	 	3.	 	If Party B uses website to transmit information, only the quotes
delayed longer than 15 minutes (include 15 minutes) can be transmitted.

	 	4.	 	______________________________________________________________________

	 	*	 	Except the licensed scope under this Agreement and the License, Party B
shall not use the Futures Information provided by Party A in any way.

	 	•	 	Licensed Area

Party A licensed Party B to operate the CFFEX Futures Information within Mainland
China (excluding Hong Kong SAR, Macau SAR and Taiwan Region).

	 	•	 	Licensed Mode

Non-exclusive license, Party A can not only license Party B operating the CFFEX Futures
Information according to this Agreement, but also operate itself or license any third
party for operation.

	 	•	 	License Validity Period:
From 2010 Year
4th
Month 16th Day
to 2011 Year
4th
Month 16th Day.

			
	 	 	 
	 
	 	Date of Issue of License:
	 
	 	Company of Issue of License:

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

Appendix 2:

PAYMENT AGREEMENT

According to CHINA FINANCIAL FUTURES EXCHANGEFUTURES INFORMATION LICENSE AGREEMENT (No.
 _____, hereinafter referred to as “License Agreement”), Party B shall pay the License Fee and
Information Fee to Party A for using the Futures Information provided by Party A, and Party B shall
pay the Agreement Fee to Party A according to “Licensed Information Content, Licensed Transmission
Mode, Licensed Business Mode, Licensed Mode and License Validity Period” specified in the License.

	 	•	 	License Fee

	 	1.	 	Standard of License Fee

	 
	 	 	 	The 5th Type of Real-time Quotes License Fee: ***

	 
	 	 	 	The 1st Type of Real-time Quotes License Fee: ***

	 
	 	 	 	15-minutes Delayed Market Quotes License Fee: ***

	 	2.	 	Party B shall Pay to Party A License Fee: ***

	 	•	 	Information Fee

	 	1.	 	Standard of Information Fee

	 	 	 	The 5th Type Layers Real-time Quotes License Fee: ***

	 	 	 	The 1st Type of Layer Real-time Quotes License Fee: ***

	 	2.	 	Party B shall Pay to Party A Information Fee

	 
	 	 	 	Party B shall pay all the information Fee based on the actual number of the terminals
using the information and per (times) the standard of information fee.

	 	•	 	Payment Method

	 	1.	 	Party B shall make the payment to Party A within 15 working days before the Shanghai
and Shenzhen 300 Stocks Index Futures Contracts go public, the aggregate License Fee under
this Agreement shall amount to *** (Capital: ***). The amount shall be
transferred to the account and bank designated by Party A.

	 	2.	 	During the implementation of the License Agreement, due to Party B’s application to
reduce the licensed information content, change licensed use scope, etc, and with Party A’s
approval causing Party B’s Licensee Fee payables to Party A is less than the Agreement Fee,
or the Agreement is terminated for whatever reasons (whether or not the Licensed Term is
expired), the Agreement Fee collected by Party A shall not be returned; When Party B
applies to increase the Licensed information content, increase or change the use scope, etc, and with
Party A’s approval, Party A has right to request Party B advance License Fee and
Information Fee payments to Party A according to Party B’s application, and Party B shall
remit the License Fee and Information Fee in due amount to the account and bank designated
by Party A within 10 working days after receiving Party A’s approval and payment notice.

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

 

 

 

	 	3.	 	Within the validity of the License Agreement, Party B shall transfer the
Information Fee payable of the month to the account and bank designated by Party A before
the 7th of each month.

	 	4.	 	Within the validity of the License Agreement, Party B shall transfer the payables of the
year to the account and bank designated by Party A before December the 30th of
each year.

	 
	 	 	 	Bank and Account Number Designated by Party A:

	 
	 	 	 	Bank: China Minsheng bank Shanghai Dongfang Branch

	 
	 	 	 	Account Name: China Financial Futures Exchange Corporation

	 
	 	 	 	Account Number: 144758-0230014040000039

	 	 	 
	***	 	- indicates material omitted pursuant to a Confidential Treatment Request and filed separately
with the Securities and Exchange Commission

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