Document:

Stock Certificate

 EXHIBIT 4.1 

 

			
	Number *0*	  	                     Shares
*0*

		
		  	 SEE REVERSE FOR IMPORTANT
 NOTICE ON TRANSFER RESTRICTIONS
 AND OTHER
INFORMATION

 INVESCO MORTGAGE CAPITAL INC. 

a Corporation Formed Under the Laws of the State of Maryland 
 THIS CERTIFIES THAT **Specimen** 
 is the owner of **Zero (0)** 

fully paid and nonassessable shares of 7.75% Series A Cumulative Redeemable Preferred Stock, $0.01 par value per share, of 

Invesco Mortgage Capital Inc. 
 (the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney, upon surrender of this Certificate properly endorsed. This
Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation and the bylaws of the Corporation and any amendments thereto. 

IN WITNESS WHEREOF, the Corporation has caused this Certificate to be executed on its behalf by its duly authorized officers this _____
day of _________, 2012. 
  

			
	 ___________________________________________
 [Name]
 Secretary
	  	 ___________________________________________ (SEAL)
 [Name]
 President

 IMPORTANT NOTICE 

The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by
Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and
other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the
differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of subsequent series. The foregoing summary does not
purport to be complete and is subject to and qualified in its entirety by reference to the charter of the Corporation, a copy of which will be sent without charge to each stockholder who so requests. Such request must be made to the Secretary of the
Corporation at its principal office. 
 The shares represented by this Certificate are subject to restrictions on Beneficial
Ownership and Constructive Ownership and Transfer for the purpose, among others, of the Corporation’s maintenance of its qualification as a Real Estate Investment Trust under the Internal Revenue Code of 1986, as amended (the “Code”).
Subject to certain further restrictions and except as expressly provided in the Corporation’s charter, (i) no Person may Beneficially Own or Constructively Own shares of the Corporation’s Common Stock in excess of 9.8% (in value or
number of shares) of the outstanding shares of Common Stock of the Corporation unless such Person is an Excepted Holder (in which case the Excepted Holder Limit shall be applicable); (ii) no Person may Beneficially Own or Constructively Own
shares of Capital Stock of the Corporation in excess of 9.8% (in value or number of shares) of the total outstanding shares of Capital Stock of the Corporation, unless such Person is an Excepted Holder (in which case the Excepted Holder Limit shall
be applicable); (iii) no Person may Beneficially Own or Constructively Own Capital Stock that would result in the Corporation being “closely held” under Section 856(h) of the Code or otherwise cause the Corporation to fail to
qualify as a REIT; and (iv) no Person may Transfer shares of Capital Stock if such Transfer would result in the Capital Stock of the Corporation being owned by fewer than 100 Persons. Any Person who Beneficially Owns or Constructively Owns or
attempts to Beneficially Own or Constructively Own shares of Capital Stock which causes or will cause a Person to Beneficially Own or Constructively Own shares of Capital Stock in excess or in violation of the above limitations must immediately
notify the Corporation. If the restrictions on transfer or ownership provided in (i), (ii) or (iii) above are violated, the shares of Capital Stock represented hereby will be automatically transferred to a Trustee of a Trust for the
benefit of one or more Charitable Beneficiaries. In addition, the Corporation may redeem shares upon the terms and conditions specified by the Board of Directors in its sole discretion if the Board of Directors determines that ownership or a
Transfer or other event may violate the restrictions described above. Furthermore, if the ownership restriction provided in (iv) above would be violated or upon the occurrence of certain events, attempted Transfers in violation of the
restrictions described above may be void ab initio. All capitalized terms in this legend have the meanings defined in the charter of the Corporation, as the same may be amended from time to time, a copy of which, including the restrictions on
transfer and ownership, will be furnished to each holder of Capital Stock of the Corporation on request and without charge. Requests for such a copy may be directed to the Secretary of the Corporation at its principal office. 

_________________________________ 
 KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN 
 OR DESTROYED, THE
CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A 
 CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. 

_________________________________ 
 The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

  

									
	TEN COM	 	-  as tenants in common	 		 	UNIF GIFT MIN ACT 	 	____________ Custodian
	TEN ENT	 	-  as tenants by the entireties	 		 		 	(Custodian)                         (Minor)
	JT TEN	 	-  as joint tenants with right of	 		 		 	under Uniform Gifts to Minors Act of
		 	    survivorship and not as tenants	 		 		 	_____________________________
		 	    in common	 		 		 	(State)

 Additional abbreviations may also be used though not in the above list. 

FOR VALUE RECEIVED, ________________________ HEREBY SELLS, ASSIGNS AND TRANSFERS UNTO 
 ____________________________________________________________________________________________________________ 
 (Please Print or Typewrite Name and Address, Including Zip Code, of Assignee) 

____________________________________________________________________________________________________________ 

(Please Insert Social Security or other Identifying Number of Assignee) 
 ____________________________ (            ) shares of 7.75% Series A Cumulative Redeemable Preferred Stock of the Corporation represented by
this Certificate and does hereby irrevocably constitute and appoint ________________________________ attorney to transfer the said shares of 7.75% Series A Cumulative Redeemable Preferred Stock on the books of the Corporation, with full power of
substitution in the premises. 
 Dated _______________________ 
 _______________________________________________________________________________________________________ 
 NOTICE: The Signature To This Assignment Must Correspond With The 
 Name As Written Upon The Face
Of The Certificate In 
 Every Particular, Without Alteration Or Enlargement Or Any Change Whatever.Exhibit 4.5

 Exhibit 4.5 
 THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH 
 IN THE
COMPANY’S PROSPECTUS (THE “PROSPECTUS”) 
 AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF 

THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM REGISTRAR & 
 TRANSFER COMPANY AS THE SUBSCRIPTION AGENT. 
 The Rights Offering expires at 5:00
p.m., New York City time on            , 2012 
 (such time and date,
as it may be extended by the Company, the “Expiration Time”). 
  

			
	 SUBSCRIPTION RIGHTS
 CERTIFICATE NO.
	 	NUMBER OF RIGHTS
	
[                    
]
	 	[                    ]

 HAMPTON ROADS BANKSHARES, INC. 

NORFOLK, VIRGINIA 
 Incorporated under the laws of the Commonwealth of Virginia 
 SUBSCRIPTION
RIGHTS CERTIFICATE 
 Evidencing Non-Transferable Rights to Purchase Shares of Common Stock 

Subscription Price: $0.70 per Full Share 
 VOID IF NOT EXERCISED ON OR BEFORE THE EXPIRATION TIME 
 REGISTERED OWNER: 

THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of Rights set forth above, each of which entitles the
owner to subscribe for and purchase 1.8600 shares of Common Stock, $0.01 par value per share, (the “Basic Subscription Right”) and subject to the full exercise of all of the Basic Subscription Rights, 2.0667 additional shares of Common
Stock, $0.01 par value per share, (the “Additional Subscription Right” and, together with the Basic Subscription Right, the “Rights”) of Hampton Roads Bankshares, Inc., a Virginia corporation, on the terms and subject to the
conditions set forth in the Prospectus and instructions relating hereto on the reverse side hereof and in the instructions as to the use of this certificate included in the accompanying mailing. The non-transferable Rights represented by this
Subscription Rights Certificate may be exercised by completing Section 1 on the reverse side hereof and by returning the full payment of the subscription price for each share of Common Stock as described on the reverse side hereof. Special
delivery instructions may be specified by completing Section 2 on the reverse side hereof. THE RIGHTS EVIDENCED BY THIS SUBSCRIPTION RIGHTS CERTIFICATE ARE NOT TRANSFERABLE AND MAY NOT BE EXERCISED UNLESS THE REVERSE SIDE HEREOF IS COMPLETED
AND SIGNED, WITH A SIGNATURE GUARANTEE, IF APPLICABLE. This certificate is governed by the laws of the Commonwealth of Virginia. 
 Dated:
[            ], 2012 
  

			
	 COUNTERSIGNED AND REGISTERED:
 REGISTRAR AND TRANSFER COMPANY
 (Cranford, NJ)

TRANSFER AGENT AND REGISTRAR

		
	By:	 	  

		 	AUTHORIZED SIGNATURE

 [CORPORATE SEAL] 
  

			
	 Douglas J. Glenn, President
	 	Thomas B. Dix III, Secretary

 [BACK OF CERTIFICATE – See Below] 

 DELIVERY OPTIONS FOR RIGHTS CERTIFICATE 

By Mail, Hand, Express Mail or Overnight Courier: 
 Registrar and Transfer Company 
 10 Commerce Drive 

Cranford, NJ 07016 
 Attention: Reorg/Exchange Dept. 
 Delivery to an address other than the
address listed above will not constitute valid delivery. Delivery by facsimile will not constitute valid delivery. 
 EXERCISE
FORM. PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY. 

 

 SECTION 1 
 IF YOU WISH TO SUBSCRIBE FOR YOUR FULL SUBSCRIPTION RIGHT OR A PORTION THEREOF: 
  

	
	Basic Subscription Right
	
	 I exercise
                             rights x 1.8600 =
                            

                (no. of your
rights)               (ratio)    (total no. of your new shares)

	
	 Therefore, I apply for
                             x   $
    0.70            =
  $                             

	
                        
        (no. of new shares)   (subscription price)   (amount enclosed)

 Additional Subscription Right 
 If you fully exercise all of your Basic Subscription Rights, you may subscribe for additional shares by exercising your Additional Subscription Rights. 

 

	
	I exercise
                             additional rights x 2.0667
=                            
	             (no. of your additional rights)
            (ratio)         (total no. of your new
     shares)

	
	 Therefore, I apply for
                             x $
    0.70         =   $                    .

                         
   (no. of new shares)   (subscription price)   (amount enclosed) 

	
	Total Amount Enclosed:
$                                         
                                       
..
	 (Sum of Basic Subscription Right amount plus

Additional Subscription Right amount)

 Payment Options: (1) Send an uncertified check drawn on a U.S. bank payable to “Registrar and Transfer
Company,” as Subscription Agent, OR (2) Wire transfer the subscription payment to the segregated account maintained by “Registrar and Transfer Company,” as Subscription Agent. 

TO SUBSCRIBE: I acknowledge that I have received the Prospectus for this offering and I hereby irrevocably subscribe for the number of shares indicated
above on the terms and conditions specified in the Prospectus. I hereby agree that if I fail to pay for the shares of Common Stock for which I have subscribed, the Company may exercise its legal remedies against me. 

Signature(s) of Subscriber(s):
                                         
                                
                      Indicate, by initialing in the provided blank that you are aware of the
absence of deposit insurance covering the securities being sold pursuant to this Subscription Rights Certificate. 
 IMPORTANT: THE
PARTICULAR SIGNATURE(S) MUST CORRESPOND IN EVERY PARTICULAR, WITHOUT ALTERATION, WITH THE NAME(S) AS PRINTED ON THE REVERSE OF THIS SUBSCRIPTION RIGHTS CERTIFICATE. 
 If signature is by trustee(s), executor(s), administrator(s), guardian(s), attorney(s)-in-fact, agent(s), officer(s) of a corporation or another acting in a fiduciary or representative capacity, please
provide the following information (please print). See the Instructions. 
 Name(s):
                                         
                                         
               
 Capacity (Full Title):
                                         
                                        

Taxpayer ID # or Social Security #:
                                         
                      

 

 SECTION 2 
 SPECIAL ISSUANCE OR DELIVERY INSTRUCTIONS FOR SUBSCRIPTION RIGHTS HOLDERS: 
 (a) To be completed
ONLY if the certificate representing the Common Stock is to be issued in a name other than that of the registered holder. (See the Instructions.) DO NOT FORGET TO COMPLETE THE GUARANTEE OF SIGNATURE(S) SECTION BELOW. 

	
	ISSUE COMMON STOCK TO:
	
                        
                                         
                               

	(Please Print Name)
	
                        
                                         
                                   

	(Print Full Address)
	
                        
                                         
                                   

	(Social Security # or Tax ID #)

 

	
	(b) To be completed ONLY if the certificate representing the Common Stock is to be sent to an address other than that shown on the front of this certificate. (See the Instructions.)
DO NOT FORGET TO COMPLETE THE GUARANTEE OF SIGNATURE(S) SECTION BELOW.

  

	
	
                        
                                         
                                   

	(Please Print Name)
	
                        
                                         
                                   

	(Print Full Address)
	
                        
                                         
                                   

	(Social Security # or Tax ID #)
	
                        
                                         
                                   

  

	
	GAURANTEE OF SIGNATURE(S)
	
	YOU MUST HAVE YOUR SIGNATURE GUARANTEED IF YOU WISH TO HAVE YOUR SHARES DELIVEREED TO AN ADDRESS OTHER THAN YOUR OWN OR TO A SHAREHOLDER OTHER THAN THE REGISTERED
HOLDER.
	
	Your signature must be guaranteed by an Eligible Guarantor Institution, as defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended. These generally include
(a) a commercial bank or trust company, (b) a member firm of a domestic stock exchange, or (c) a credit union.

 

	
	 Signature:
                                         
                                         
  
 (Name of Bank or Firm)
 By:
                                         
                                         
              
 (Signature of
Officer)

	

 
 

  
 FULL PAYMENT
FOR THE SHARES MUST ACCOMPANY THIS FORM AND MUST BE MADE IN UNITED STATES DOLLARS BY AN UNCERTIFIED CHECK DRAWN ON A UNITED STATES BANK OR WIRE TRANSFER PAYABLE TO REGISTRAR AND TRANSFER COMPANY

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