Document:

Exhibit 10.1

 

Execution Version

 

CONSENT
AND AMENDMENT NO. 1 TO CREDIT AGREEMENT

 

This CONSENT AND AMENDMENT
NO. 1 TO CREDIT AGREEMENT (this “Amendment”) is made as of this 12th day of February, 2019, by and among iPass
Inc., a Delaware corporation (“Parent”), iPass IP LLC, a Delaware limited liability company (“iPass
SPV” and, together with Parent, each a “Borrower” and collectively, the “Borrowers”),
Fortress Credit Corp., a Delaware corporation (“Fortress”), FIP UST LP, a Delaware limited partnership (“FIP”),
and DBD Credit Funding LLC, a Delaware limited liability company (“DBD”, and together with Fortress, FIP and
any of their respective affiliates that are lenders under the Credit Agreement (as defined below), individually or collectively,
as the context may require, “Lender”).

 

RECITALS

 

A.       The
Borrowers and Lender have entered into that certain Credit Agreement, dated as of June 14, 2018 (as amended, restated, amended
and restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), pursuant to which
Lender has agreed to make certain advances of money and to extend certain financial accommodations to the Borrowers in the amounts
and manner set forth in the Credit Agreement. Capitalized terms used and not otherwise defined herein shall have the meanings set
forth in the Credit Agreement.

 

B.       The
Borrowers have informed Lender that Parent has entered into that certain Agreement and Plan of Merger, dated as of November 12,
2018, by and among Pareteum Corporation (“Pareteum”), TBR, Inc. (“Merger Sub”) and Parent,
pursuant to which Pareteum will acquire all of the equity interests of Parent and, following such acquisition, Merger Sub will
merge with and into Parent pursuant to Section 251(h) of the Delaware General Corporate Law (such agreement, the “Merger
Agreement” and such transaction, the “CoC Transaction”).

 

 

 

C.       The
consummation of the CoC Transaction constitutes a Change of Control that, absent this Amendment, is an Event of Default under Section
9.11 of the Credit Agreement (the “CoC Default”).

 

 

 

D.       Borrowers
have requested, and Lender has agreed, (a) to consent to the CoC Transaction and waive the CoC Default and (b) to amend certain
provisions of the Credit Agreement, in each case, in accordance with the terms and subject to the conditions set forth herein.

 

 

AGREEMENT

 

NOW, THEREFORE, in
consideration of the foregoing, the terms and conditions set forth in this Amendment, and other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, Lender and the Borrowers hereby agree as follows:

 

1.            Consent.
Subject to the satisfaction of the conditions set forth in Section 4 below, and in reliance on the representations and warranties
contained in Section 3 below, as of the Amendment No. 1 Effective Date, Lender hereby consents to the CoC Transaction and
waives the CoC Default solely to the extent the CoC Transaction is consummated on or prior to February 27, 2019. This limited consent
and waiver set forth in this Section 1 is effective solely for the purposes set forth herein and shall be limited precisely
as written and shall not, except as expressly provided herein, be deemed to (a) be a consent or waiver to any amendment, waiver
or modification of any term or condition of the Credit Agreement or of any other Loan Document; (b) prejudice any right that Lender
has or may have in the future under or in connection with the Credit Agreement or any other Loan Document; (c) constitute a consent
to, or waiver of, any past, present or future Default or Event of Default or other violation of any provisions of the Credit Agreement
or any other Loan Documents except as explicitly set forth herein; (d) create any obligation to forbear from taking any enforcement
action, or to make any further extensions of credit; or (e) establish a custom or course of dealing among any of the Loan Parties,
on the one hand, or any Lender, on the other hand. For the avoidance of doubt, except as otherwise agreed in writing by the Lender,
the consent and waiver set forth in this Section 1 shall be of no further force or effect, and shall be rescinded, on and
at all times after February 28, 2019 in the event that the COC Transaction has not be consummated by February 27, 2019.

 

     

     

    

 

2.            Amendment
to Credit Agreement. Subject to the terms and conditions of this Amendment, including, without limitation, the conditions
to effectiveness set forth in Section 4 below, the Credit Agreement is hereby amended as follows:

 

(a)Section
1.01 of the Credit Agreement is hereby amended by adding the following definitions in the appropriate alphabetical order therein:

 

“Amendment
No. 1” means that certain Consent and Amendment No. 1 to Credit Agreement, dated as of February 12, 2019, by and among
Parent, iPass SPV and Lender.

 

“Amendment
No. 1 Effective Date” means February 12, 2019 (subject to satisfaction of the conditions to effectiveness set forth in
Section 4 of Amendment No. 1).”

 

“CoC Transaction”
is defined in the definition of “Merger Agreement”.

 

“Existing Warrants”
means (i) that certain Common Stock Purchase Warrant, dated as of June 14, 2018, granted by Parent to FIP UB Investments LP or
its assigns and (ii) that certain Common Stock Purchase Warrant, dated as of June 14, 2018, granted by Parent to Drawbridge Special
Opportunities Fund LP or its assigns.

 

“Merger Agreement”
means that certain Agreement and Plan of Merger, dated as of November 12, 2018, by and among Pareteum, TBR, Inc. and Parent pursuant
to which Pareteum will acquire Parent and, following such acquisition, TBR, Inc. will merge with and into Parent (such transaction,
the “CoC Transaction”). 

 

“New Warrant”
means the Warrant to be granted in connection with the CoC Transaction, pursuant to which Lender or its Affiliates, as applicable,
shall be entitled to purchase up to 325,000 shares of Pareteum at $2.78 per share in accordance with the Merger Agreement.

 

“Pareteum”
means Pareteum Corporation, a Delaware corporation.

 

“Warrants”
means, collectively, the Existing Warrants and the New Warrant.

 

(b)       Section
1.01 of the Credit Agreement is hereby amended by deleting the definition of “Warrant” in its entirety.

 

(c)       Section
1.01 of the Credit Agreement is hereby amended by deleting the definition of “Loan Documents” in its entirety and replacing
it with the following:

 

“Loan Documents”
means this Agreement, the Disclosure Letter, the Board Observation Rights Letter, the Notes, the Warrants, the Perfection Certificate,
each Guaranty (as amended or supplemented by any joinders of any Guarantors or any other Person), the Security Documents (as amended
or supplemented by any joinders of any Loan Parties or any other Person), the Patent Assignment Agreement, the Patent License Agreement,
Amendment No. 1, and any other present or future agreement by a Loan Party for the benefit of Lender in connection with this Agreement,
all as amended, restated, or otherwise modified.

 

    	 	2	 

     

    

 

(d)       Section
1.01 of the Credit Agreement is hereby amended by deleting the definition of “Loan Parties” in its entirety and replacing
it with the following:

 

“Loan Parties”
means, collectively, (a) Parent, (b) iPass SPV and (c) each Guarantor (other than Pareteum).

 

(e)       Section
1.01 of the Credit Agreement is hereby amended by deleting the definition of “Maturity Date” in its entirety and replacing
it with the following:

 

“Maturity Date”
means February 27, 2019.

 

(f)       All
references to “Warrant” in the Credit Agreement and the Loan Documents (other than the Existing Warrants) shall be
deemed to be a reference to “Warrants”.

 

3.            Representations
and Warranties; Reaffirmation of Security Interest. Each Borrower, as of the date hereof and the Amendment No. 1 Effective
Date, hereby:

 

(a)       represents
and warrants that the representations and warranties of each Loan Party contained in each Loan Document or in any document furnished
at any time under or in connection herewith or therewith, shall be true and correct in all material respects (provided, that such
materiality qualifier shall not be applicable to those representations and warranties qualified or modified by materiality in the
text thereof) on and as of the Amendment No. 1 Effective Date, except to the extent that such representations and warranties specifically
refer to an earlier date, in which case they shall be true and correct in all material respects as of such earlier date.

 

(b)       agrees
that nothing herein is intended to impair or limit the validity, priority or extent of Lender’s security interests in and
Liens on the Collateral. Each Loan Party acknowledges and agrees that the Credit Agreement, the other Loan Documents and this Amendment
constitute the legal, valid and binding obligation of such Loan Party, and are enforceable against such Loan Party in accordance
with its terms, except as the enforceability thereof may be limited by bankruptcy, insolvency or other similar laws relating to
the enforcement of creditors’ rights generally and by general equitable principles.

 

4.            Conditions
to Effectiveness. This Amendment shall become effective as of February 12, 2019 only if on or prior to such date each of
the following conditions has been satisfied, as determined by Lender in its reasonable discretion (the “Amendment No.
1 Effective Date”):

 

(a)          Documentation.
Lender shall have received, in form and substance satisfactory to it and its counsel, each of the following duly executed and delivered:

 

(i)       duly-executed
joinder documents from Pareteum to the Guaranty and the Security Documents;

 

(ii)       from
Pareteum, a certificate of its secretary or assistant secretary dated as of the date hereof, certifying as to: (A) the resolutions
of its Board of Directors then in full force and effect authorizing the execution, delivery and performance of each Loan Document
to be executed by it, a copy of which is attached thereto; (B) its Organizational Documents, a copies of each is attached thereto
and (C) the incumbency and signatures of those of its officers authorized to act with respect to the Loan Documents to be executed
by it;

 

    	 	3	 

     

    

 

(iii)       with
respect to Pareteum, from the Secretary of State (or other appropriate governmental official) of its jurisdiction of incorporation,
a good standing certificate and certified copy of its certificate of incorporation; and

 

(iv)       such
other documents and information as Lender may reasonably require.

 

(b)          Representations
and Warranties. The representations and warranties of each Loan Party contained in each Loan Document or in any document furnished
at any time under or in connection herewith or therewith, shall be true and correct in all material respects (provided, that such
materiality qualifier shall not be applicable to those representations and warranties qualified or modified by materiality in the
text thereof) on and as of the Amendment No. 1 Effective Date, except to the extent that such representations and warranties specifically
refer to an earlier date, in which case they shall be true and correct in all material respects as of such earlier date. Lender
shall not have become aware of any new or inconsistent information or other matter which was not previously disclosed to Lender.

 

(c)          Absence
of Default. No Default or Event of Default exists or would result from this Amendment and no event or circumstance exists that
can reasonably be expected to have a Material Adverse Effect.

 

(d)          No
Material Adverse Effect. Both immediately before and after giving effect to this Amendment, no Material Adverse Effect shall
have occurred or be continuing.

  

(e)          Receipt
of Fees. Lender shall have received all fees and expenses due and payable on or prior to the Amendment No. 1 Effective Date,
including, without limitation, (i) a consent fee for the account of each Lender in the aggregate amount of $150,000 and (ii) the
Lender Expenses.

 

(f)       New
Warrants. The Existing Warrants shall have been exchanged for the New Warrant.

 

5.            Additional
Fee. In consideration of the agreements of Lender contained herein and for other good and valuable consideration, the receipt
and sufficiency of which is hereby acknowledged, each Loan Party and Pareteum hereby agrees that, to the extent the Obligations
have not been indefeasibly repaid in full in cash on or prior to February 28, 2019, the Loan Parties and Pareteum jointly and severally
agree to pay a fully earned, non-refundable fee for the account of each Lender in the aggregate amount of $200,000 on March 1,
2019. Once paid, the fees payable hereunder will be deemed fully earned and shall not be refundable under any circumstances. All
such fees will be paid in U.S. dollars in immediately available funds and shall not be subject to reduction by way of setoff or
counterclaim. All or any portion of the fees received by the Lenders hereunder may, in such Lender’s sole discretion, be
allocated to any affiliate or managed fund of such Lender or any other Lender or be shared among such Lender and its affiliates
or managed funds.

 

    	 	4	 

     

    

 

6.            Release.
In consideration of the agreements of Lender contained herein and for other good and valuable consideration, the receipt and sufficiency
of which is hereby acknowledged, each Loan Party, voluntarily, knowingly, unconditionally and irrevocably, with specific and express
intent, for and on behalf of itself and all of its respective parents, subsidiaries, affiliates, members, managers, predecessors,
successors, and assigns, and each of its respective current and former directors, officers, shareholders, agents, and employees,
and each of its respective predecessors, successors, heirs, and assigns (individually and collectively, the “Releasing
Parties”) does hereby fully and completely release, acquit and forever discharge Lender and each of its respective parents,
subsidiaries, affiliates, members, managers, shareholders, directors, officers and employees, and each of their respective predecessors,
successors, heirs, and assigns (individually and collectively, the “Released Parties”), of and from any and
all actions, causes of action, suits, debts, disputes, damages, claims, obligations, liabilities, costs, expenses and demands of
any kind whatsoever, at law or in equity, whether matured or unmatured, liquidated or unliquidated, vested or contingent, choate
or inchoate, known or unknown that the Releasing Parties (or any of them) has against the Released Parties or any of them (whether
directly or indirectly), based in whole or in part on facts, whether or not now known, existing on or before the date hereof, that
relate to, arise out of or otherwise are in connection with: (i) any or all of the Loan Documents or transactions contemplated
thereby or any actions or omissions in connection therewith or (ii) any aspect of the dealings or relationships between or among
any Loan Party, on the one hand, and any or all of the Released Parties, on the other hand, relating to any or all of the documents,
transactions, actions or omissions referenced in clause (i) hereof, in each case, based in whole or in part on facts, whether or
not now known, existing before the Amendment No. 1 Effective Date. Each Loan Party acknowledges that the foregoing release is a
material inducement to each Lender’s decision to enter into this Amendment and agree to the modifications contemplated hereunder,
and has been relied upon by Lender in connection therewith.

 

7.            No
Waiver or Novation. The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided
in this Amendment, operate as a waiver of any right, power or remedy of Lender, nor constitute a waiver of any provision of the
Credit Agreement, the Loan Documents or any other documents, instruments and agreements executed or delivered in connection with
any of the foregoing. Nothing herein is intended or shall be construed as a waiver of any existing Defaults or Events of Default
under the Credit Agreement or the other Loan Documents or any of Lender’s rights and remedies in respect of such Defaults
or Events of Default. This Amendment (together with any other document executed in connection herewith) is not intended to be,
nor shall it be construed as, a novation of the Credit Agreement.

 

8.            Affirmation.
Except as specifically amended pursuant to the terms hereof, each Loan Party hereby acknowledges and agrees that the Credit Agreement
and all other Loan Documents (and all covenants, terms, conditions and agreements therein) shall remain in full force and effect,
and are hereby ratified and confirmed in all respects by such Loan Party. Each Loan Party covenants and agrees to comply with all
of the terms, covenants and conditions of the Credit Agreement and the Loan Documents, notwithstanding any prior course of conduct,
waivers, releases or other actions or inactions on any Lender’s part which might otherwise constitute or be construed as
a waiver of or amendment to such terms, covenants and conditions.

 

9.            Miscellaneous.

 

(a)       Reference
to the Effect on the Credit Agreement. Upon the effectiveness of this Amendment, each reference in the Credit Agreement to
“this Agreement,” “hereunder,” “hereof,” “herein,” or words of similar import shall
mean and be a reference to the Credit Agreement, as amended by this Amendment. Except as specifically amended above, the Credit
Agreement, and all other Loan Documents (and all covenants, terms, conditions and agreements therein), shall remain in full force
and effect, and are hereby ratified and confirmed in all respects by each Borrower.

 

(b)       Incorporation
of Credit Agreement Provisions. The provisions contained in Section 12.01 (Governing Law; Submission to Jurisdiction);
Section 12.02 (Jury Trial Waiver); Section 12.03 (Additional Waivers in the Event of Enforcement), Section 13.01
(Successors and Assigns) and Section 13.02 (Costs and Expenses; Indemnification) of the Credit Agreement are incorporated
herein by reference to the same extent as if reproduced herein in their entirety, mutatis mutandis, and the parties hereto
agree to such terms.

 

    	 	5	 

     

    

 

(c)       Headings.
Section headings in this Amendment are included for convenience of reference only and shall not constitute a part of this Amendment
for any other purpose.

 

(d)       Counterparts.
This Amendment may be executed in any number of counterparts and by different parties on separate counterparts, each of which,
when executed and delivered, is an original and all taken together, constitute one Agreement.

 

(e)      Entire
Agreement.This Amendment represent the entire agreement about this subject matter and supersede prior negotiations or agreements.

 

(f)        Severability.
If any provision of this Amendment is held to be illegal, invalid or unenforceable, (a) the legality, validity and enforceability
of the remaining provisions of this Amendment shall not be affected or impaired thereby and (b) the parties shall endeavor in good
faith negotiations to replace the illegal, invalid or unenforceable provisions with valid provisions the economic effect of which
comes as close as possible to that of the illegal, invalid or unenforceable provisions. The invalidity of a provision in a particular
jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

 

[SIGNATURES APPEAR ON
FOLLOWING PAGES]

 

    	 	6	 

     

    

 

IN WITNESS WHEREOF,
intending to be legally bound, the undersigned have executed this Amendment as of the day and year first hereinabove set forth.

 

 

		LENDER:	

	 	 
	 	FORTRESS CREDIT CORP.
	 	 
	 	 
	 	By	/s/ Constantine M. Dakolias 
	 	Name:	Constantine M. Dakolias 
	 	Title:	President
	 	 
	 	 
	 	FIP UST LP
	 	 
	 	By:
    FIP FUND I GP LLC, its general partner
	 	 
	 	 
	 	By	/s/ Constantine M. Dakolias 
	 	Name:	Constantine M. Dakolias 
	 	Title:	President
	 	 
	 	DBD CREDIT FUNDING LLC
	 	 
	 	 
	 	By	/s/ Constantine M. Dakolias 
	 	Name:	Constantine M. Dakolias 
	 	Title:	President

 

 

 

 

[Signature Page to Consent and Amendment
No. 1]

     

     

    

  

	BORROWERS:	
        IPASS INC.

         

         

        By:/s/ Gary Griffiths                                                      

        

        Name: Gary Griffiths                                                       

        

        Title: President and Chief Executive Officer

         

         

        IPASS IP LLC

         

         

        By:Gary Griffiths                                                            

        

        Name: Gary Griffiths                                                       

        

        Title: President

         

         

         

 

 

 

 

 

 

 

 

 

 

[Signature
Page to Consent and Amendment No. 1]

     

     

    
 

	ACKNOWLEDGED BY: 	
        PARETEUM CORPORATION

         

         

        By: /s/ Robert H. Turner

        Name: Robert H. Turner

        Title: Executive Chairman and Principal Executive Officer

         

         

         

 

 

 

 

 

 

 

 

 

 

 

 

 

[Signature Page to Consent and
Amendment No. 1]Exhibit 10.2

 

Execution Version

 

ADDITIONAL GRANTOR JOINDER

 

Security Agreement dated as of June 14,
2018 made by

IPASS, INC.

and the other party thereto from time to time, as Grantors

to and in favor of

FORTRESS CREDIT CORP., FIP UST LP and DBD CREDIT FUNDING LLC as Lenders 

(the “Security Agreement”)

 

Reference is made to
the Security Agreement as defined above; capitalized terms used herein and not otherwise defined herein shall have the meanings
given to such terms in, or by reference in, the Security Agreement.

 

The undersigned hereby
agrees that upon delivery of this Additional Grantor Joinder to the Lender referred to above or its successor, the undersigned
shall (a) be an Additional Grantor under the Security Agreement, (b) have all the rights and obligations of the Grantors under
the Security Agreement as fully and to the same extent as if the undersigned was an original signatory thereto and (c) be deemed
to have made the representations and warranties set forth in Section 3 therein as of the date of execution and delivery of this
Additional Grantor Joinder and at any future dates that such representations must be restated pursuant to the terms of the Loan
Documents. WITHOUT LIMITING THE GENERALITY OF THE FOREGOING, THE UNDERSIGNED HEREBY PLEDGES, HYPOTHECATES, DELIVERS AND COLLATERALLY
ASSIGNS TO EACH OF THE LENDERS, AND CREATES IN FAVOR OF EACH OF THE LENDERS, A SECURITY INTEREST IN ALL OF THE FOLLOWING PROPERTY
IN WHICH THE UNDERSIGNED NOW OR HEREAFTER HAS OR WILL HAVE ANY RIGHT, TITLE OR INTEREST OR HAS THE POWER TO TRANSFER ANY RIGHTS,
IN ALL ITS FORMS, IN EACH CASE WHETHER NOW OR HEREAFTER EXISTING, OR HEREAFTER ACQUIRED, CREATED OR ARISING, AND WHEREVER LOCATED
(COLLECTIVELY, BUT WITHOUT DUPLICATION, THE “COLLATERAL”):

 

(a)       all
Equipment;

 

(b)       all
Inventory and other Goods;

 

(c)       all
Accounts;

 

(d)       all
General Intangibles, including, without limitation, the U.S. issued patents and patent applications listed on Schedule 5
attached hereto and the U.S. trademark registrations and trademark applications listed on Schedule 6 attached hereto filed
or registered in the United States Patent and Trademark Office, the U.S. registered copyrights listed on Schedule 7 attached
hereto registered in the United States Copyright Office, the material domain names listed on Schedule 8 attached hereto,
and the Foreign Intellectual Property listed on Schedule 9 attached hereto;

 

(e)       all
Fixtures;

 

(f)       all
Documents, Letter-of-Credit Rights, and Chattel Paper;

 

(g)       all
Deposit Accounts;

 

(h)       all
Instruments and Investment Property;

 

(i)       all
Commercial Tort Claims;

 

     

     

    

 

(j)       all
Supporting Obligations; 

 

(k)       all
Money;

 

(l)       all
books, records, ledger cards, files, correspondence, customer lists, blueprints, technical specifications, manuals, computer software,
computer printouts, tapes, disks and other electronic storage media and related data processing software and similar items that
at any time evidence or contain information relating to any of the Collateral or are otherwise necessary or helpful in the collection
thereof or realization thereupon; and

 

(m)       to
the extent not otherwise included, all other property of such Grantor and all all Proceeds, products, accessions, rents and profits
of any and all of the foregoing.

 

Notwithstanding the foregoing, the Collateral
shall not include Excluded Property.

 

Attached hereto are
supplemental Schedules to the Security Agreement, as applicable.

 

Each Additional Grantor
that is not a party to the Credit Agreement hereby acknowledges receipt from the Grantors of a correct and complete copy of the
Credit Agreement and consents to all of the provisions of the Credit Agreement as in effect on the date hereof and agrees that
its consent is not required for any amendments, modifications, restatements or waivers of it or any of the provisions thereof.

 

This Additional Grantor
Joinder shall be governed by and construed in accordance with the laws of the State of New York without regard to its rules of
conflict of law, except Section 5-1401 of the New York General Obligations Law.

 

An executed copy of
this Joinder shall be delivered to Lender, and Lender may rely on the matters set forth herein on or after the date hereof. This
Joinder shall not be modified or amended except in writing signed by Lender and the undersigned or terminated without the prior
written consent of Lender.

 

[Signature Page Follows]

 

     

     

    

 

IN WITNESS WHEREOF,
the undersigned has caused this Joinder to be executed in the name and on behalf of the undersigned.

 

	 	PARETEUM CORPORATION
	 	 
	 	 
	 	By: /s/Robert H. Turner
	 	Name: Robert H. Turner
	 	Title: Executive Chairman and Principal Executive 
	 	Officer
	 	 
	 	Address: 1185 Avenue of the Americas, 37th Floor
	 	New York, New York 10036

 

 

Dated: February 12, 2019

 

 

 

 

 

 

 

 

[Signature Page to Joinder to Security
Agreement]

     

     

    

 

Schedule 1

 

LOCATIONS OF COLLATERAL

 

	Leasing Party	
        Location of Leased Property

         

	Pareteum Corporation 	The United States: 1185 Avenue of the Americas, 37th floor, New York, NY 10036

 

 

 

 

 

 

     

     

    

 

Schedule 2

 

LOCATIONS OF GRANTORS

 

	Name of Grantor 	Chief Executive Office 
	Pareteum Corporation

	1185 Avenue of the Americas, New York, USA

 

 

 

 

 

 
 

     

     

    

 

Schedule 3

 

NAMES USED BY GRANTORS

 

		·	Pareteum

		·	TEUM

 

 

 

 

 

 

 

     

     

    

 

Schedule 3(g)

 

ASSIGNMENT OF CLAIMS ACT

 

None

 

 

 

 

 

 

 

 

     

     

    

 

Schedule 4

 

FILING OFFICES

 

 

 

	Name of Grantor 	Jurisdiction of Organization 
	Pareteum Corporation	Delaware

 

 

 

 

 

 

 
 

     

     

    

 

Schedule 5

 

U.S. PATENTS AND PATENT APPLICATIONS

 

	Invention	HGF Ref	Applicant	Status	Country	App. Date	App. No. 	Grant Date	Grant No. 
	Pre-Auth Login System (PALS)	P224322GB	Pareteum Europe B.V.	Granted	United Kingdom	20-Aug-15	1514858.8	17-Jan-18	GB2541449
	SIM-free HLR Migration	P208569HK	Pareteum Europe B.V.	Granted	Hong Kong	20-May-15	15104807.8	22-Apr-16	HK1204418
	SIM-free HLR Migration	P208569WO	Pareteum Europe B.V.	Nationalised	International	19-Dec-14	PCT/EP2014/078707	--	 
	SIM-free HLR Migration	P208569GB	Pareteum Europe B.V.	Granted	United Kingdom	04-Apr-14	1406169.1	16-Sep-15	GB2517814

 

 

 

 

 

 

 

 

     

     

    

 

Schedule 6

 

U.S. FEDERAL TRADEMARK REGISTRATIONS
AND TRADEMARK

APPLICATIONS

 

	Trade Mark	HGF Ref.	Applicant	Status	Country	AppDate	AppNo	Reg. Date	Reg. No.	Next Renewal	Classes	Journal Ref.
	PARETEUM	T240389EP	Pareteum Corporation	Registered	Europe	20-Jun-17	16890725	4-May-18	16890725	20-Jun-27	9,35,37,38,42
	PARETEUM	N/A	Pareteum Corp.	Registered	USA	9/25/1982	 	 	87382816	 	42	 
	 	 	 	 	 	 	 	 	 	 	 	 	 

 

 

 

 

 

 

 

 

 

 

     

     

    

 

Schedule 7

 

REGISTERED COPYRIGHTS

 

None

 

 

 

 

 

 

     

     

    

 

Schedule 8

 

MATERIAL DOMAIN NAMES

 

		·	www.pareteum.com

 

 

 

 

 

 

 

     

     

    

 

Schedule 9

 

MATERIAL FOREIGN INTELLECTUAL PROPERTY

 

		·	See Schedule 5

		·	See Schedule 6

		·	See appendix to this Schedule titled “Pareteum: Platform systems intellectual property”

 

 

 

 

 

 

 

 

 

     

     

    

 

Schedule 10

 

COMMERCIAL TORT CLAIMS

 

None

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