Document:

Exhibit
4.1

 

	NUMBER

    U-__________
    
	 	UNITS

 

	 	SEE
    REVERSE FOR

    CERTAIN
    DEFINITIONS

    

     

    NEO
    TECHNOLOGY ACQUISITION CORPORATION
	 

CUSIP
64046W200

 

UNITS
CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND

ONE
RIGHT TO RECEIVE ONE-TENTH OF ONE SHARE OF CLASS A COMMON STOCK

 

THIS
CERTIFIES THAT ______________________________________________________________________________________________

is
the owner of ________________________________________________________________________________________________ Units.

 

Each
Unit (“Unit”) consists of one share of Class A common stock, par value $0.0001 per share (“Common Stock”),
of Neo Technology Acquisition Corporation, a Delaware company (the “Company”) and one right (“Right”)
to receive one-tenth (1/10) of one share of Class A common stock. The common stocks and Rights comprising the Units represented by this
certificate are not transferable separately prior to the ninetieth (52nd) day after the date of the prospectus relating to the Company’s
initial public offering, unless Maxim Group LLC (“Maxim”) determines that an earlier date is acceptable, but in no
event will the Common Stock and Rights be traded separately until the Company files with the Securities and Exchange Commission (the
“SEC”) a current report on Form 8-K which includes an audited balance sheet reflecting the receipt by the Company
of the gross proceeds from its initial public offering including the proceeds received by the Company from the exercise of the over-allotment
option thereto, if the over-allotment option is exercised. If Maxim allows separate trading of the Common Stock and Rights prior to the
52nd day after the date of the prospectus relating to the Company’s initial public offering, the Company will issue a press release
and file a Current Report on Form 8-K with the SEC announcing when such separate trading shall begin.

 

The
terms of the Rights are governed by a rights agreement (the “Rights Agreement”), dated as of [●], 2021 between
the Company and Continental Stock Transfer & Trust Company, as the rights agent, and are subject to the terms and provisions contained
therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Rights Agreement
are on file at the office of Continental Stock Transfer & Trust Company at 1 State Street, 30th Floor, New York, NY 10004, and are
available to any Rights holder on written request and without cost.

 

     

     

    

 

This
certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

 

Witness
the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

This
Unit Certificate shall be governed and construed in accordance with the internal laws of the State of New York, without regard to conflicts
of laws principles thereof.

 

	 	[Seal]	 

 

	By	 	 	 	 
	 	 	 	 	 
	 	Chairman	 	 	Chief
    Financial Officer

 

Neo
Technology Acquisition Corporation 

 

The
Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative,
participating, optional or other special rights of each class of stocks or series thereof of the Company and the qualifications, limitations,
or restrictions of such preferences and/or rights.

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written
out in full according to applicable laws or regulations:

 

	 	TEN
    COM -	as
    tenants in common	 	UNIF
    GIFT MIN ACT - ________ Custodian ________
	 	TEN
    ENT -	as
    tenants by the entireties	 	(Cust)
    (Minor)
	 	JT
    TEN -	as
    joint tenants with right of survivorship	 	under
    Uniform Gifts to Minors
	 	 	and
    not as tenants in common	 	Act
    ________________
	 	 	 	 	(State)

 

Additional
Abbreviations may also be used though not in the above list.

 

For
value received, ___________________________ hereby sell(s), assign(s) and transfer(s) unto

	 

    PLEASE
    INSERT SOCIAL SECURITY OR OTHER

    IDENTIFYING
    NUMBER OF ASSIGNEE(S)
	 
	 	 

 

(PLEASE
PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

Units
represented by the within Certificate, and do hereby irrevocably constitute and appoint

Attorney
to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

 

Dated
_______________

	 	 	 
	 	Notice:	The
    signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without
    alteration or enlargement or any change whatever.

 

Signature(s)
Guaranteed:

	 	 
	THE
    SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
    UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).	 

 

The
holder of this certificate shall be entitled to receive funds with respect to the underlying shares of Common Stock from the trust fund
only in the event of the Company’s liquidation upon failure to consummate a business combination or if the holder seeks to convert
his or her respective common stocks underlying the unit upon consummation of such business combination or in connection with certain
amendments to the Company’s Amended and Restated Certificate of Incorporation. In no other circumstances shall the holder have
any right or interest of any kind in or to the trust fund.Exhibit
4.2

 

SPECIMEN
CLASS A COMMON STOCK CERTIFICATE

 

	CERTIFICATE NUMBER	SHARES

_________

NEO
TECHNOLOGY ACQUISITION CORPORATION

INCORPORATED
UNDER THE LAWS OF DELAWARE

CLASS
A COMMON STOCK

SEE
REVERSE FOR

CERTAIN DEFINITIONS

	THIS CERTIFIES
    THAT	CUSIP:
    64046W 101

IS
THE OWNER OF

 

FULLY
PAID AND NON-ASSESSABLE COMMON STOCKS OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF

NEO
TECHNOLOGY ACQUISITION CORPORATION

(THE
“COMPANY”)

 

transferable
on the books of the Company in person or by duly authorized

attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned by the Transfer Agent
and registered by the Registrar. Witness the seal of

the Company and the facsimile signatures of its duly authorized officers.

 

Dated:

	 	 	 
	Chairman 	 	Chief Financial Officer

 

     

    

    

 

NEO
TECHNOLOGY ACQUISITION CORPORATION

CORPORATE

SEAL 2021

DELAWARE

 

NEO
TECHNOLOGY ACQUISITION CORPORATION

 

The
Company will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating,
optional or other special rights of each class of stocks or series thereof of the Company and the qualifications, limitations, or restrictions
of such preferences and/or rights. This certificate and the Common Stocks represented thereby are issued and shall be held subject to
all the provisions of the Amended and Restated Certificate of Incorporation and all amendments thereto and resolutions of the Board of
Directors providing for the issuance of Common Stocks (copies of which may be obtained from the secretary of the Company), to all of
which the holder of this certificate by acceptance hereof assents.

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written
out in full according to applicable laws or regulations:

 

TEN
COM - as tenants in common

 

TEN
ENT - as tenants by the entireties

 

JT
TEN - as joint tenants with right of survivorship and not as tenants in common

 

	UNIF GIFT MIN 

ACT -	 	Custodian	 	 

	 	(Cust)	 	(Minor)
	 	under Uniform Gifts to Minors
	 	Act	 
	 	 	(State)
	 	 	 	 	 

Additional
Abbreviations may also be used though not in the above list.

 

For
value received, ___________________________ hereby sell, assign and transfer unto

 

	PLEASE
    INSERT SOCIAL SECURITY OR OTHER

    IDENTIFYING NUMBER OF ASSIGNEE	 
	 	 
	 	 
	 
	(PLEASE
    PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

    
	 
	 

 

    2 

    

    

 

	 	 
	shares of the capital
    stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

	 	Attorney
	to transfer the
    said stocks on the books of the within named Corporation will full power of substitution in the premises.

 

	Dated	 	 
	 	 
	 	 	NOTICE:
    The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without
    alteration or enlargement or any change whatever.

 

	Signature(s) Guaranteed:
	 
	THE SIGNATURE(S)
    MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
    MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).
	 
	The holder
    of this certificate shall be entitled to receive funds from the trust account only in the event of (i) the liquidation of the trust
    account upon a failure to consummate a business combination, as described in the prospectus covering the securities or (ii) if the
    holder seeks to convert his respective stocks or sells them to the Company in a tender offer, in each case in connection with (1)
    the consummation of a business combination or (2) in connection with an amendment to our Certificate of Incorporation prior to the
    consummation of a business combination. In no other circumstances shall the holder have any right or interest of any kind in or to
    the trust account.

 

 

3Exhibit
4.3

 

	NUMBER
    	RIGHTS

 

NEO
TECHNOLOGY ACQUISITION CORPORATION

INCORPORATED
UNDER THE LAWS OF DELAWARE

RIGHT

 

SEE
REVERSE FOR

CERTAIN
DEFINITIONS

 

CUSIP
64046W 119

 

THIS
CERTIFIES THAT, for value received is the registered holder of a right or rights (the “Right”) to
automatically receive one-tenth of one share of Class A common stock, $0.0001 par value (“Common Stock”),
of Neo Technology Acquisition Corporation (the “Company”) for each Right evidenced by this Rights
Certificate on the Company’s completion of an initial business combination (as defined in the prospectus relating to the
Company’s initial public offering (“Prospectus”)) upon surrender of this Right Certificate pursuant
to the Rights Agreement between the Company and Continental Stock Transfer & Trust Company, as Rights Agent. In no event will
the Company be required to net cash settle any Right.

 

Upon
liquidation of the Company in the event an initial business combination is not consummated during the required period as identified in
the Company’s Amended and Restated Certificate of Incorporation, the Right shall expire and be worthless. The holder of a Right
shall have no right or interest of any kind in the Company’s trust account (as defined in the Prospectus).

 

Upon
due presentment for registration of transfer of the Right Certificate at the office or agency of the Rights Agent, a new Right Certificate
or Right Certificates of like tenor and evidencing in the aggregate a like number of Rights shall be issued to the transferee in exchange
for this Right Certificate, without charge except for any applicable tax or other governmental charge. The Company shall not issue fractional
stocks upon exchange of Rights. The Company reserves the right to deal with any fractional entitlement at the relevant time in any manner
(as provided in the Rights Agreement).

 

The
Company and the Rights Agent may deem and treat the registered holder as the absolute owner of this Right Certificate (notwithstanding
any notation of ownership or other writing hereon made by anyone), for the purpose of any conversion hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Right Agent shall be affected by any notice to the contrary.

 

This
Right does not entitle the registered holder to any of the rights of a stockholder of the Company.

 

Dated:

	 	 	 
	CHAIRMAN	 	CHIEF
    FINANCIAL OFFICER

	 	 	 
	Continental
    Stock Transfer & Trust Company, as Rights Agent	 	 

 

     

     

    

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written
out in full according to applicable laws or regulations:

 

	TEN
    COM – as tenants in common	UNIF
    GIFT MIN ACT - __________ Custodian __________
	TEN
    ENT – as tenants by the entireties	(Cust)
    (Minor)
	JT
    TEN – as joint tenants with right of survivorship	under
    Uniform Gifts to Minors
	 	 
	and
    not as tenants in common	Act
    __________
	 	(State)

 

Additional
Abbreviations may also be used though not in the above list.

 

 

Neo
Technology Acquisition Corporation

 

The
Company will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating,
optional or other special rights of each class of stocks or series thereof of the Company and the qualifications, limitations, or restrictions
of such preferences and/or rights. This certificate and the rights represented thereby are issued and shall be held subject to all the
provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the
issue of shares of Common Stock (copies of which may be obtained from the secretary of the Company), to all of which the holder of this
certificate by acceptance hereof assents.

 

For
value received, ___________________________ hereby sell, assign and transfer unto

 

PLEASE
INSERT SOCIAL SECURITY OR OTHER

 

IDENTIFYING
NUMBER OF ASSIGNEE

	 

                                                                                 

                                                                                  
	 

(PLEASE
PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

	 	 
	 	 
	 	 
	Rights
    represented by the within Certificate, and do hereby irrevocably constitute and appoint	 
		 
	Attorney
    to transfer said rights on the books of the within named Company will full power of substitution in the premises.	 

 

     

     

    

 

Dated
_____________________

 

	 	Notice:	The
    signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without
    alteration or enlargement or any change whatever.

Signature(s)
Guaranteed:

	 	 
	THE
    SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
    UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).	 

 

The
holder of this certificate shall have no right or interest of any kind in or to the funds held in the Company’s trust account (as
defined in the Prospectus).

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