Document:

EX-4.2

 Exhibit 4.2 
 EXTENSION OF AGREEMENT TO ENTER INTO 
 VOTING AND STOCKHOLDERS’
AGREEMENT 
 This EXTENSION OF AGREEMENT TO ENTER INTO VOTING AND STOCKHOLDERS’ AGREEMENT (this “Agreement”),
is made and entered into as of February 1, 2012, by and among Armstrong Energy, Inc., a Delaware corporation (the “Company”), Yorktown Energy Partners VI, L.P., a Delaware limited partnership (“Yorktown VI”), Yorktown Energy
Partners VII, L.P., a Delaware limited partnership (“Yorktown VII”), and Yorktown Energy Partners VIII, L.P., a Delaware limited partnership (together with Yorktown VI and Yorktown VII, “Yorktown”). 

WITNESSETH: 

WHEREAS, the parties hereto are parties to that certain Agreement to Enter into Voting and Stockholders’ Agreement dated as of
October 13, 2011 (the “Original Agreement”); 
 WHEREAS, any capitalized term used herein and not otherwise
defined shall have the meaning assigned to such term in the Original Agreement; 
 WHEREAS, the Company has failed to complete the Initial
Public Offering on or before the IPO Deadline; and 
 WHEREAS, pursuant to the authority expressly granted to the Company and
Yorktown by the provisions of Section 1 of the Original Agreement, the Company and Yorktown desire to extend the IPO Deadline to May 1, 2012. 
 NOW, THEREFORE, in consideration of the premises and the mutual terms, covenants and conditions contained herein, the parties hereto hereby agree as follows: 

AGREEMENT: 
  

	 	1.	IPO Deadline. The IPO Deadline is hereby extended to May 1, 2012. 

 

	 	2.	Miscellaneous. 

 (a) Except as hereby expressly modified, all terms of the Original Agreement shall remain in full force and effect. In the event of any conflict between the provisions of the Original Agreement and the
provisions of this Agreement, the provisions of this Agreement shall control. 
 (b) This Agreement shall be
binding upon, and shall inure to the benefit of, the parties hereto and their successors and assigns. 
 (c) This
Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware (without regard to principles of conflict of laws). 

 (d) This Agreement may be executed in any number of counterparts, each of
which shall be an original and all of which shall together constitute one and the same agreement. 
 [Signature Pages Follow.]

  
 2 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date and year
first above written. 
  

			
	ARMSTRONG ENERGY, INC.
		
	By:	 	/s/ Martin D. Wilson
		 	Martin D. Wilson, President
	
	YORKTOWN ENERGY PARTNERS VI, L.P.
		
	By:	 	Yorktown VI Company LP, its general partner
		
	By:	 	Yorktown VI Associates LLC, its general partner
		
	By:	 	/s/ Bryan H. Lawrence
	Name:	 	Bryan H. Lawrence
	Title:	 	Managing Member
	
	YORKTOWN ENERGY PARTNERS VII, L.P.
		
	By:	 	Yorktown VII Company LP, its general partner
		
	By:	 	Yorktown VII Associates LLC, its general partner
		
	By:	 	/s/ Bryan H. Lawrence
	Name:	 	Bryan H. Lawrence
	Title:	 	Managing Member

 [Signature Page to Extension of Agreement to Enter into Voting and Stockholders’ Agreement]

 
			
	YORKTOWN ENERGY PARTNERS VIII, L.P.
		
	By:	 	Yorktown VIII Company LP, its general partner
		
	By:	 	Yorktown VIII Associates LLC, its general partner
		
	By:	 	/s/ Bryan H. Lawrence
	Name:	 	Bryan H. Lawrence
	Title:	 	Managing Member

 [Signature Page to Extension of Agreement to Enter into Voting and Stockholders’ Agreement]EX-4.3

 Exhibit 4.3 
 SECOND EXTENSION OF AGREEMENT TO ENTER INTO 
 VOTING AND
STOCKHOLDERS’ AGREEMENT 
 This SECOND EXTENSION OF AGREEMENT TO ENTER INTO VOTING AND STOCKHOLDERS’ AGREEMENT
(this “Agreement”), is made and entered into as of May 21, 2012, by and among Armstrong Energy, Inc., a Delaware corporation (the “Company”), Yorktown Energy Partners VI, L.P., a Delaware limited partnership (“Yorktown
VI”), Yorktown Energy Partners VII, L.P., a Delaware limited partnership (“Yorktown VII”), and Yorktown Energy Partners VIII, L.P., a Delaware limited partnership (together with Yorktown VI and Yorktown VII, “Yorktown”).

 W I T N E S S E T H: 
 WHEREAS, the parties hereto are parties to that certain Agreement to Enter into Voting and Stockholders’ Agreement dated as of October 13, 2011 (the “Original Agreement”); 

WHEREAS, any capitalized term used herein and not otherwise defined shall have the meaning assigned to such term in the Original
Agreement; 
 WHEREAS, the parties hereto extended the IPO Deadline to May 1, 2012 pursuant to that certain Extension of
Agreement to Enter into Voting and Stockholders’ Agreement dated as of February 1, 2012 (the “Extension Agreement”); 
 WHEREAS, the Company has failed to complete the Initial Public Offering on or before the IPO Deadline (as extended by the Extension Agreement); and 

WHEREAS, pursuant to the authority expressly granted to the Company and Yorktown by the provisions of Section 1 of the Original
Agreement, the Company and Yorktown desire to further extend the IPO Deadline to July 1, 2012. 
 NOW, THEREFORE, in
consideration of the premises and the mutual terms, covenants and conditions contained herein, the parties hereto hereby agree as follows: 
 AGREEMENT: 
  

	 	1.	IPO Deadline. The IPO Deadline is hereby extended to July 1, 2012. 

 

	 	2.	Miscellaneous. 

 (a) Except as hereby expressly modified, all terms of the Original Agreement shall remain in full force and effect. In the event of any conflict between the provisions of the Original Agreement and the
provisions of this Agreement, the provisions of this Agreement shall control. 

 (b) This Agreement shall be binding upon, and shall inure to the benefit of,
the parties hereto and their successors and assigns. 
 (c) This Agreement shall be governed by, and construed in
accordance with, the laws of the State of Delaware (without regard to principles of conflict of laws). 
 (d)
This Agreement may be executed in any number of counterparts, each of which shall be an original and all of which shall together constitute one and the same agreement. 
 [Signature Pages Follow.] 

  
 2 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date and year
first above written. 
  

			
	ARMSTRONG ENERGY, INC.
		
	By:	 	 /s/ Martin D. Wilson

		 	Martin D. Wilson, President
	
	YORKTOWN ENERGY PARTNERS VI, L.P.
	
	By: Yorktown VI Company LP, its general partner
	
	By: Yorktown VI Associates LLC, its general partner
		
	By:	 	 /s/ Bryan H. Lawrence

	Name:	 	Bryan H. Lawrence
	Title:	 	Manager
	
	YORKTOWN ENERGY PARTNERS VII, L.P.
	
	By: Yorktown VII Company LP, its general partner
	
	By: Yorktown VII Associates LLC, its general partner
		
	By:	 	 /s/ Bryan H. Lawrence

	Name:	 	Bryan H. Lawrence
	Title:	 	Manager

  
 [Signature
Page to Second Extension of Agreement to Enter into Voting and Stockholders’ Agreement] 

 
			
	YORKTOWN ENERGY PARTNERS VIII, L.P.
	
	By: Yorktown VIII Company LP, its general partner
	
	By: Yorktown VIII Associates LLC, its general partner
		
	By:	 	 /s/ Bryan H. Lawrence

	Name:	 	Bryan H. Lawrence
	Title:	 	Manager

  
 [Signature
Page to Second Extension of Agreement to Enter into Voting and Stockholders’ Agreement]EX-4.4

 Exhibit 4.4 
 THIRD EXTENSION OF AGREEMENT TO ENTER INTO 
 VOTING AND STOCKHOLDERS’
AGREEMENT 
 This THIRD EXTENSION OF AGREEMENT TO ENTER INTO VOTING AND STOCKHOLDERS’ AGREEMENT (this
“Agreement”), is made and entered into as of December 21, 2012, by and among Armstrong Energy, Inc., a Delaware corporation (the “Company”), Yorktown Energy Partners VI, L.P., a Delaware limited partnership (“Yorktown
VI”), Yorktown Energy Partners VII, L.P., a Delaware limited partnership (“Yorktown VII”), and Yorktown Energy Partners VIII, L.P., a Delaware limited partnership (“Yorktown VIII” and, together with Yorktown VI and Yorktown
VII, “Yorktown”), J. Hord Armstrong, III, Martin D. Wilson, James H. Brandi, LucyB Trust, Lorenzo Weisman/Danielle Weisman Joint Ownership with Right of Survivorship, Brim Family 2004 Trust, Franklin W. Hobbs IV, Hutchinson Brothers, LLC a
Nebraska limited liability company, and John H. Stites, III. 
 WITNESSETH: 

WHEREAS, the parties hereto are parties to that certain Agreement to Enter into Voting and Stockholders’ Agreement dated as of
October 13, 2011 (the “Original Agreement”); 
 WHEREAS, any capitalized term used herein and not otherwise
defined shall have the meaning assigned to such term in the Original Agreement; 
 WHEREAS, in accordance with Section 1 of
the Original Agreement, the Company and Yorktown extended the IPO Deadline to May 1, 2012 pursuant to that certain Extension of Agreement to Enter into Voting and Stockholders’ Agreement dated as of February 1, 2012 (the “First
Extension Agreement”); 
 WHEREAS, in accordance with Section 1 of the Original Agreement, the Company and Yorktown
extended the IPO Deadline to July 1, 2012 pursuant to that certain Second Extension of Agreement to Enter into Voting and Stockholders’ Agreement dated as of May 21, 2012 (the “Second Extension Agreement” and, together with
the Original Agreement and the First Extension Agreement, the “Amended Agreement”); 
 WHEREAS, the Company has failed
to complete the Initial Public Offering on or before the IPO Deadline (as extended by the First Extension Agreement and the Second Extension Agreement); and 
 WHEREAS, the parties hereto desire to amend Section 1 of the Amended Agreement in order to extend the IPO Deadline to May 1, 2013. 

NOW, THEREFORE, in consideration of the premises and the mutual terms, covenants and conditions contained herein, the parties hereto
hereby amend the Amended Agreement as follows: 

  
 1 

 AGREEMENT: 
 1. Amendment to Section 1 of Amended Agreement. Section 1 of the Amended Agreement is hereby amended to read in its entirety as follows: 

“1. Voting and Stockholders’ Agreement. In the event that the Company fails to complete the Initial Public Offering on or
before May 1, 2013 (the “IPO Deadline”), the parties hereby agree to enter into that certain Voting and Stockholders’ Agreement attached hereto as Exhibit A. Notwithstanding the foregoing, upon the written approval of
Yorktown and the Company, the IPO Deadline may be extended to a date mutually agreed upon by Yorktown and the Company, which in no event shall be later than July 1, 2013.” 

2. Miscellaneous. 
 (a) Except as hereby expressly modified, all terms of the Amended Agreement shall remain in full force and effect. In the event of any conflict between the provisions of the Amended Agreement and the
provisions of this Agreement, the provisions of this Agreement shall control. 
 (b) This Agreement shall be
binding upon, and shall inure to the benefit of, the parties hereto and their successors and assigns. 
 (c) This
Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware (without regard to principles of conflict of laws). 
 (d) This Agreement may be executed in any number of counterparts, each of which shall be an original and all of which shall together constitute one and the same agreement. 

[Signature Pages Follow.] 

  
 2 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date and year
first above written. 
  

			
	ARMSTRONG ENERGY, INC.
		
	By:	 	/s/ Martin D. Wilson
		 	Martin D. Wilson, President

  

			
	YORKTOWN ENERGY PARTNERS VI, L.P.
		
	By:	 	Yorktown VI Company LP,
		 	Its general partner
		
	By:	 	Yorktown VI Associates LLC,
		 	Its general partner

  

			
		
	By:	 	/s / Bryan H. Lawrence
	Name: Bryan H. Lawrence
	Title: Managing Member

  

			
	YORKTOWN ENERGY PARTNERS VII, L.P.
		
	By:	 	Yorktown VII Company LP,
		 	Its general partner
		
	By:	 	Yorktown VII Associates LLC,
		 	Its general partner

  

			
		
	By:	 	/s / Bryan H. Lawrence
	Name: Bryan H. Lawrence
	Title: Managing Member

 [Signature Page to Third Extension of 

Agreement to Enter into Voting and Stockholders’ Agreement] 

 
			
	YORKTOWN ENERGY PARTNERS VIII, L.P.
		
	By:	 	Yorktown VIII Company LP,
		 	Its general partner
		
	By:	 	Yorktown VIII Associates LLC,
		 	Its general partner

  

			
		
	By:	 	/s / Bryan H. Lawrence
	Name: Bryan H. Lawrence
	Title: Managing Member

  

	
	/s/ J. Hord Armstrong, III
	J. Hord Armstrong, III

  

	
	/s/ Martin D. Wilson
	Martin D. Wilson

  

	
	/s/ James H. Brandi
	James H. Brandi

  

	
	LucyB Trust (February 26, 2007)

  

			
		
	By:	 	/s/ Linda B. Brandi
		 	Linda B. Brandi, Trustee

 [Signature Page to Third Extension of 

Agreement to Enter into Voting and Stockholders’ Agreement] 

 
	
	/s/ Danielle Weisman
	Danielle Weisman

  

			
	BRIM FAMILY 2004 TRUST
		
	By:	 	/s/ Debra Patterson
	Name: Debra Patterson
	Title: Vice President

  

	
	/s/ Franklin W. Hobbs IV
	Franklin W. Hobbs IV

  

			
	HUTCHINSON BROTHERS, LLC
		
	By:	 	/s/ Steven N. Hutchinson
	Name: Steven N. Hutchinson
	Title: Manager

  

	
	/s/ John H. Stites, III
	John H. Stites, III

 [Signature Page to Third Extension of 

Agreement to Enter into Voting and Stockholders’ Agreement]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00221-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00221-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00221-of-00352.parquet"}]]