Document:

Ex-10.3 July 27, 2006 Promissory Note

 

Exhibit 10.3

PROMISSORY NOTE

New York, N.Y.

      

			
	$30,000,000.00
	 	As of July 27, 2006

A. GENERAL; TERMS OF PAYMENT

1. FOR VALUE RECEIVED, the undersigned, Delek US Holdings Inc. a corporation organized under the
laws of the State of Delaware (the “Borrower”), hereby promises to pay to the order of BANK LEUMI
USA (the “Bank”), at its office at 564 fifth Ave., New York, NY 10036 the principal sum of Thirty
Million Dollars ($30,000,000.00) on July 27, 2009.

     The Borrower will pay interest on the unpaid principal amount hereof from time to time
outstanding, computed on the basis of a 360-day year, at a rate per annum which shall be equal to
2% per annum above the Libor Rate (Reserve Adjusted) (*) for a One, Three or Six month
term, as elected by the Borrower and calculated by the Bank, in the manner hereinafter provided,
but in no event in excess of the maximum rate permitted by applicable law; provided, that in the
event the Bank shall have determined that by reason of circumstances affecting the Libor Rate
(Reserve Adjusted) adequate and reasonable means do not exist for ascertaining the Libor Rate
(Reserve Adjusted) for any Interest Period, or the time remaining to the stated maturity date of
this Note is less than the shortest Interest Period which may be elected hereunder, then the
applicable rate of interest during such Interest

 

*    “Libor Rate” means, relative to any Interest Period
(hereinafter defined) for loans made pursuant to this Note and which bear
interest at the “Libor Rate (Reserve Adjusted)” (i) the rate quoted by the
British Bankers Association in London as its “LIBOR” rate for
U.S. dollar deposits at or about 11:00 a.m., London time, on the second
Business Day prior to the commencement of the Interest Period; provided,
however, that if the Bank adopts generally in its business a different
rate quoting system or service for obtaining the rate of interest commonly
known as “LIBOR” for U.S. dollar deposits, then upon giving
prompt notice to the Borrower such alternative rate quoting system or
service shall be utilized for determining “LIBOR” in lieu of
the rate quoted by the British Bankers Association, and (ii) if the rate
may not be determined by the Bank as provided in the preceding clause (i)
for any reason, as determined by the Bank in its reasonable judgment, then
the rate equal to the rate of interest per annum determined by the Bank to
be the arithmetic mean (rounded upward to the next 1/16th of
1%) of the rates of interest per annum at which U.S. dollar deposits in
the approximate amount of the amount of the loan to be made or continued
hereunder by the Bank and having a maturity comparable to such Interest
Period would be offered to the Bank in the London Interbank market at its
request at approximately 11:00 a.m. (London time) two Business Days prior
to the commencement of such Interest Period.

“Libor Reserve Percentage” means, relative to any Interest Period for
loans hereunder, the percentage (expressed as a decimal, rounded upward
to the next 1/100th of 1%) in effect on such day (whether or not
applicable to the Bank) under regulations issued from time to time by
the Federal Reserve System Board for determining the maximum reserve
requirement (including any emergency, supplemental or other marginal
reserve requirement) with respect to Eurocurrency funding (currently
referred to as “Eurocurrency Liabilities” in Regulation D of the Federal
Reserve System Board).

“Libor Rate (Reserve Adjusted)” means, relative to any loan to be made
or continued hereunder for any Interest Period, the rate of interest per
annum (rounded upwards to the next 1/16th of 1%) determined by the Bank
as follows:

	 	 	 	 	 	 	 	 	 
	 

	 	Libor Rate

(Reserve Adjusted)
	 	=
	 	Libor Rate
 

1.00 - Libor Reserve Percentage
	 	 

1

 

Period shall be equal to the rate of interest designated by the Bank, and in effect from time to
time, as its “Reference Rate” +0% per annum adjusted when said Reference Rate changes, but in no
event in excess of the maximum rate permitted by law (the Borrower acknowledges that the Reference
Rate may not necessarily represent the lowest rate of interest charged by the Bank to customers);
further provided that if, at the end of any Interest Period, the Borrower has failed to timely
notify the Bank of its election of the choice of interest rate for or length of the next Interest
Period, then the interest rate in effect thereafter shall be at the Libor Rate (Reserve Adjusted)
+2% per annum for an Interest Period the length of which shall be the same length as the
immediately preceding Interest Period unless such Interest Period would end after the stated
maturity date of this Note, in which case the Interest Period shall be of a duration equal to the
next longest Interest Period which would end prior to such scheduled maturity date, provided
further that no Libor Rate (Reserve Adjusted)-based loan shall be made less than one month before
the stated maturity date of this Note or after the occurrence and continuance of an Event of
Default. Interest hereunder shall be payable on the last day of each Interest Period and at
maturity (whether by acceleration or otherwise). However, if the Borrower elects a period of 6
months in accordance with the immediately following sentence, interest hereunder shall be payable
on the corresponding day of the third calendar month after the last day of the previous Interest
Period, on the last day of the Interest Period, and at maturity (whether by acceleration or
otherwise). The term “Interest Period” as used in this Note shall mean a period of One, Three or
Six month(s), as elected by the Borrower by written or facsimile notice to the Bank given not later
than 12:00 noon three Business Days prior to the commencement of an Interest Period. No Interest
Period shall extend beyond the stated maturity date of this Note. The initial Interest Period for
this Note shall begin on the day of the initial draw down under the Note, and each subsequent
Interest Period shall begin on the last day of the immediately preceding Interest Period. If an
Interest Period would otherwise end on a day that is not a Business Day, such Interest Period shall
end on the next succeeding Business Day; provided, however, that, if any Interest Period would
otherwise end on a day that is not a Business Day but is a day of the month after which no further
Business Day occurs in such month, such Interest Period shall end on the next preceding Business
Day and further provided that if any Interest Period commences on the last Business Day in a
calendar month or if there is no corresponding day in the calendar month in which it is to end,
then it shall end on the last Business Day in a calendar month. The Bank shall give notice to the
Borrower of the interest rate determined for each Interest Period as provided herein, and such
notice shall be conclusive and binding upon the Borrower for all purposes absent manifest error.
The Borrower shall pay to the Bank to compensate it for any loss, cost or expense that the Bank
determines is attributable to any prepayment of a loan made by the Bank to the Borrower using the
Libor Rate (Reserve Adjusted). Such compensation shall be an amount equal to the excess (if any)
of (i) the amount of interest that otherwise would have accrued on the principal amount so prepaid
for the period from the date of such prepayment to the last day of the then current Interest Period
for such loan at the applicable rate of interest for such loan provided for herein less (ii) the
amount of interest that otherwise would have accrued on such principal amount from the date of such
prepayment until the end of the then current Interest Period at a rate per annum equal to the
interest component of the amount the Bank would have bid in The London Interbank market for dollar
deposits of leading banks in amounts comparable to such principal amount and with maturities
comparable to such period (as reasonably determined by the Bank). The term “Business Day” shall
mean any day of the year on which the Bank is open for business (as required or permitted by law or
otherwise) and on which dealings in U.S. dollar deposits are carried on in London, England.

     If any law, treaty, rule, regulation or determination of a court or governmental authority or
any change therein or in the interpretation or application thereof (each, a “Change in Law”) shall
make it unlawful for the Bank to make Libor Rate (Reserve Adjusted)-based loans, or to maintain
interest rates based on Libor, then in the former event, any obligation of the Bank contained
herein or in any agreement of the Bank to make available such unlawful Libor Rate (Reserve
Adjusted)-based loans shall immediately be cancelled, and in the latter event, any such unlawful
Libor Rate (Reserve Adjusted)-based loans then outstanding shall be converted, at the Bank’s
option, so that interest on the outstanding principal balance subject hereto is determined in
relation to the Reference Rate as hereinabove provided; provided however, that if any such Change
in Law shall permit any Libor Rate (Reserved Adjusted)-based loans to remain in effect until the
expiration of the Interest Period applicable thereto, then such permitted Libor Rate (Reserve
Adjusted)-based loans shall continue in effect until the expiration of such Interest Period. Upon
the occurrence of any of the foregoing events, Borrower shall pay to the Bank immediately upon
demand such amounts as may be necessary to compensate the Bank for any fines, fees, charges,
penalties or other

2

 

costs incurred or payable by the Bank as a result thereof and which are
attributable to any Libor Rate (Reserve Adjusted) options made available to Borrower hereunder, and any reasonable allocation made by
the Bank among its operations shall be conclusive and binding upon Borrower.

     If any Change in Law or compliance by the Bank with any request or directive (whether or not
having the force of law) from any central bank or other governmental authority shall:

	 	(A)	 	subject the Bank to any tax, duty or other charge with respect to any
Libor Rate (Reserve Adjusted) options, or change the basis of taxation of payments
to the Bank of principal, interest, fees or any other amount payable hereunder
(except for changes in the rate of tax on the overall net income of the Bank); or
	 
	 	(B)	 	impose, modify or hold applicable any reserve, special deposit,
compulsory loan or similar requirement against assets held by, deposits or other
liabilities in or for the account of, advances or loans by, or any other acquisition
of funds by any office of the Bank; or
	 
	 	(C)	 	impose on the Bank any other condition;

and the result of any of the foregoing is to increase the cost to the Bank of making, renewing or
maintaining any Libor Rate (Reserve Adjusted)-based loan hereunder and/or to reduce any amount
receivable by the Bank in connection therewith, then in any such case, Borrower shall pay to the
Bank immediately upon demand such amounts as may be necessary to compensate the Bank for any
additional costs incurred by the Bank and/or reductions in amounts received by the Bank which are
attributable to such Libor Rate (Reserve Adjusted)-based loan. In determining which costs incurred
by the Bank and/or reductions in amounts received by the Bank are attributable to any Libor Rate
(Reserve Adjusted)-based loan made to Borrower hereunder, any reasonable allocation made by the
Bank among its operations shall be conclusive and binding upon Borrower.

     In addition, after this Note becomes due, at stated maturity or on acceleration, any unpaid
balance hereof shall bear interest from such date until paid at a rate per annum equal to 2% above
the rate of interest hereinabove indicated.

     2. All Property (as hereinafter defined) held by the Bank shall be subject to a security
interest in favor of the Bank as security for any and all Liabilities (as hereinafter defined).
The term “Property” shall mean the balance of every deposit account of the Borrower with the Bank
or any of the Bank’s nominees or agents and all other obligations of the Bank or any of its
nominees or agents to the Borrower, whether now existing or hereafter arising, and all other
personal property of the Borrower (including without limitation all money, accounts, general
intangibles, goods, instruments, documents and chattel paper) which, or evidence of which, are now
or at any time in the future shall come into the possession or under the control of or be in
transit to the Bank or any of its nominees or agents for any purpose, whether or not accepted for
the purposes for which it was delivered. The term “Liabilities” shall mean the indebtedness
evidenced by this Note and all other indebtedness, liabilities and obligations of any kind of the
Borrower to the Bank including without limitation all expenses, including attorneys’ fees, incurred
by the Bank in connection with any such indebtedness, liabilities or obligations or any of the
Property (including any sale or other disposition of the Property).

     3. Prepayment. Borrower may prepay this note in whole or in part at any time upon not less
than 3 days prior written notice to the Bank, provided that such prepayment is made on the last day
of an Interest Period.

     4. Manner of Payment. All payments by the Borrower on account of principal, interest or fees
hereunder shall be made in lawful money of the United States of America, in immediately available
funds. The Borrower

3

 

authorizes (but shall not require) the Bank to debit any account maintained by
the Borrower with the Bank, at any date on which a payment is due under this Note, in an amount
equal to any unpaid portion of such payment. If any
payment of principal or interest becomes due on a day on which the Bank is closed (as required or
permitted by law or otherwise), such payment shall be made not later than the next succeeding
Business Day except as may be otherwise provided herein, and such extension shall be included in
computing interest in connection with such payment. In the event that any other Liabilities of the
Borrower to the Bank are due at any time that the Bank receives a payment from the Borrower on
account of this Note or any such other Liabilities of the Borrower, the Bank may apply such
payments to amounts due under this Note or any such other Liabilities in such manner as the Bank,
in its discretion, elects, regardless of any instructions from the Borrower to the contrary. The
Bank or any holder may accept late payments, or partial payments, even though marked “payment in
full” or containing words of similar import or other conditions, without waiving any of its rights.

B. EVENTS OF DEFAULT: REMEDIES

     Upon the happening, with respect to the Borrower or any guarantor of this Note or any assets
of any such Borrower or guarantor, of any of the following events (each an “Event of Default”): the
failure to furnish the Bank with any requested information or failing to permit inspection of books
or records by the Bank or any of its agents within 7 days after receipt of notice from the Bank of
a request to inspect books or records (unless an Event of Default has occurred); the making of any
material misrepresentation to the Bank in obtaining credit for any of them; dissolution (if a
corporation or partnership); the commencement of a foreclosure proceeding; default in the payment
of principal or interest on this Note which continues for 5 days after its due date, or in the
performance or observance of any covenant or agreement contained herein or in the payment of any
other obligation of the Borrower or guarantor held by the Bank or holder hereof or in the
performance or observance of any covenant or agreement contained in the instrument evidencing such
obligation which if subject to cure, is not cured within 15 days of default; default by the
Borrower, or any Subsidiary, in the payment of principal of or interest on any indebtedness for
borrowed money in excess of $10,000,000 in the aggregate owed to any other person or entity
(including any such indebtedness in the nature of a lease) or default in the performance or
observance of the terms of any instrument pursuant to which such indebtedness was created or is
secured, in each case the effect of which default is to cause any holder of any such indebtedness
to cause the same to become due prior to its stated maturity (the term “Subsidiary” means any
corporation of which more than 50% of the outstanding shares of capital stock having ordinary
voting power to elect a majority of the Board of Directors of such corporation (irrespective of
whether or not at the time capital stock of any other class or classes of such corporation shall or
might have voting power upon the occurrence of any contingency) is at the time, directly owned by
the Borrower or by one or more other Subsidiaries); a change in the financial condition or affairs of the Borrower which in the opinion of the Bank or subsequent holder hereof
materially reduces its ability to pay all of its obligations; the suspension of business; the
making of an assignment for the benefit of creditors, or the appointment of a trustee, receiver or
liquidator for the Borrower or for any of its property, or the commencement of any proceedings by
the Borrower under any bankruptcy, reorganization, arrangement of debt, insolvency, readjustment of
debt, receivership, liquidation or dissolution law or statute (including, if the Borrower or any
guarantor is a partnership, its dissolution pursuant to any agreement or statute), or the
commencement of any such proceedings without the consent of the Borrower or guarantor, as the case
may be, and such proceedings shall continue undischarged for a period of 30 days; the sending of
notice of an intended bulk sale; the entry of judgments, in the aggregate, in excess of $20,000,000
or any attachment, levy or execution against any of its properties with a value in excess of
$20,000,000 in the aggregate shall not be released, discharged, dismissed, stayed or fully bonded
for a period of 30 days or more after its entry, issue or levy, as the case may be; or the issuance
of a warrant of distraint or assertion of a lien for unpaid taxes in excess of $5,000,000, provided
that Borrower is contesting such taxes in good faith and that adequate reserves have been set aside
on the books of the Borrower, this Note, if not then due or payable on demand, shall, at the option
of the Bank or holder thereof, become due and payable immediately without demand or notice and all
other debts or obligations of the Borrower hereof to the Bank or holder hereof, whether due or not
due and whether direct or contingent and howsoever

4

 

evidenced, shall, at the option of the Bank or
holder hereof, also become due and payable immediately without demand or notice.

     The balance of every account of the Borrower with, the Bank shall be subject to a lien and
subject to be set off against any and all Liabilities, including those hereunder.

C. MISCELLANEOUS

     1. Covenants. So long as this Note shall remain outstanding, the Borrower agrees to (a)
furnish to the Bank within 90 days after the end of each fiscal year of the Borrower, financial
statements (including a balance sheet and an operating statement), prepared and certified by
independent accountants reasonably acceptable to the Bank, and within 45 days after the end of each
fiscal quarter of the Borrower, unaudited quarterly financial statements (including a balance sheet
and an operating statement), (b) furnish to the Bank, with reasonable promptness, such other
information concerning the business, operations, properties and condition, financial or otherwise,
of the Borrower as the Bank may reasonably request from time to time, and (c) at any reasonable
time and from time to time, permit the Bank or any of its agents or representatives to examine and
make copies of and abstracts from its records and books of account, visit its properties and
discuss its affairs, finances and accounts with any of its officers, directors or independent
accountants.

     2. No Waiver; Remedies Cumulative. No failure on the part of the Bank to exercise, and no
delay in exercising any right hereunder shall operate as a waiver thereof nor shall any single or
partial exercise by the Bank of any right hereunder preclude any other or further exercise thereof
or the exercise of any other right. The remedies herein provided are cumulative and not exclusive
of any remedies provided by any other instrument or document or under applicable law.

     3. Costs and Expenses. The Borrower shall reimburse the Bank for all costs and expenses
incurred by it and shall pay the reasonable fees and disbursements of counsel to the Bank in
connection with enforcement of the Bank’s rights hereunder. The Borrower shall also pay any and
all taxes (other than taxes on or measured by net income of the holder of this Note) incurred or
payable in connection with the execution and delivery of this Note.

     4. Amendments. No amendment, modification or waiver of any provision of this Note nor
consent to any departure by the Borrower therefrom shall be effective unless the same shall be in
writing and signed by the Bank and then such waiver or consent shall be effective only in the
specific instance and for the specific purpose for which given.

     5. Construction. This Note shall be deemed to be a contract made under the laws of the State
of New York and shall be construed in accordance with the laws of said State.

     6. Successors and Assigns. This Note shall be binding upon the Borrower and its heirs, legal
representatives, successors and assigns and the terms hereof shall inure to the benefit of the Bank
and its successors and assigns, including subsequent holders hereof.

     7. Severability. The provisions of this Note are severable, and if any provision shall be
held invalid or unenforceable in whole or in part in any jurisdiction, then such invalidity or
unenforceability shall not in any manner affect such provision in any other jurisdiction or any
other provision of this Note in any jurisdiction.

     8. Joint and Several Liability. The undersigned, if more than one, shall be jointly and
severally liable hereunder.

5

 

     9. Jurisdiction; Waiver of Jury Trial. The Borrower hereby irrevocably consents to the
jurisdiction of any New York State or Federal court located in New York City over any action or
proceeding arising out of any dispute between the Borrower and the Bank, and the Borrower further
irrevocably consents to the service of process in any such action or proceeding by the mailing of a
copy of such process to the Borrower

at the address set forth below. In the event of litigation between the Bank and the Borrower over
any matter connected with this Note or resulting from transactions hereunder, the right to a trial
by jury is hereby waived by the Bank and the Borrower. The Borrower also waives the right to
interpose any set-off or counterclaim of any nature.

	 	 	 	 	 	 	 
	 	 	Delek US Holdings Inc.	 	 
	 	 	 	 	 
	 	 	(Name of borrower)	 	 
	 
	 	 	 	 	 	 
	 

	 	By
	 	/s/ Edward Morgan
 

Edward Morgan, CFO
	 	 
	 
	 	 	 	 	 	 
	 

	 	By
	 	/s/ John P. Colling, Jr.
 

John P. Colling, Jr., Treasurer
	 	 
	 
	 	 	 	 	 	 
	 	 	830 Crescent Centre Drive	 	 
	 	 	Franklin, TN 37067	 	 
	 	 	 	 	 
	 	 	(Address)	 	 

[Corporate Seal]

6EX-4.1

 

EXHIBIT 4.1

SEVENTH SUPPLEMENTAL INDENTURE FOR

ADDITIONAL SUBSIDIARY GUARANTEES

     Seventh Supplemental Indenture (this “Supplemental Indenture for Additional
Guarantees”), dated as of November 13, 2006, among the guaranteeing subsidiaries listed on
Schedule A hereto (the “Guaranteeing Subsidiaries”), each an indirect subsidiary of NRG
Energy, Inc., a Delaware corporation (the “Company”), the Company, the Existing Guarantors set
forth on the signature page hereto (the “Existing Guarantors”) and Law Debenture Trust Company of
New York, as trustee under the indentures referred to below (the “Trustee”).

W I T N E S S E T H

     WHEREAS, the Company has heretofore executed and delivered to the Trustee an indenture
(the “Base Indenture”), dated as of February 2, 2006, between the Company and the Trustee, as
amended by a first supplemental indenture (the “First Supplemental Indenture”), dated as of
February 2, 2006, among the Company, the Guarantors named therein and the Trustee, providing for
the original issuance of an aggregate principal amount of $1,200 million of 7.250% Senior Notes due
2014 (the “Initial Notes”), and, subject to the terms of the Indenture, future unlimited issuances
of 7.250% Senior Notes due 2014 (the “Additional Notes,” and together with the Initial Notes, the
“Notes”), a third supplemental indenture (the “Third Supplemental Indenture”), dated as of March
14, 2006, among the Company, the Existing Guarantors party thereto and the Trustee and a fifth
supplemental indenture, dated as of April 28, 2006, among the Company, the Existing Guarantors and
the Trustee (together with the Base Indenture, the First Supplemental Indenture and the Third
Supplemental Indenture, the “Indenture”);

     WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing
Subsidiaries shall execute and deliver to the Trustee a supplemental indenture pursuant to which
the Guaranteeing Subsidiaries shall unconditionally guarantee all of the Company’s Obligations
under the Notes and the Indenture (the “Additional Guarantees”); and

     WHEREAS, pursuant to Section 4.17 of the First Supplemental Indenture, the Trustee, the
Company and the other Guarantors are authorized and required to execute and deliver this
Supplemental Indenture for Additional Guarantees.

     NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the
receipt of which is hereby acknowledged, the Guaranteeing Subsidiaries, the Trustee, the Company
and the other Guarantors mutually covenant and agree for the equal and ratable benefit of the
Holders of the Notes as follows:

     1. Capitalized Terms. Unless otherwise defined in this Supplemental Indenture for
Additional Guarantees, capitalized terms used herein without definition shall have the meanings
assigned to them in the Indenture.

     2. Agreement to be Bound; Guarantee. Each of the Guaranteeing Subsidiaries hereby
becomes a party to the First Supplemental Indenture as a Guarantor and as such will have all of the
rights and be subject to all of the Obligations and agreements of a Guarantor under the Indenture.
Each of the Guaranteeing Subsidiaries hereby agrees to be bound by all of the provisions of the
First Supplemental Indenture applicable to a Guarantor and to perform all of the Obligations and
agreements of a Guarantor under the First Supplemental Indenture. In furtherance of the foregoing,
each of the Guaranteeing Subsidiaries shall be deemed a Guarantor for purposes of Article 10 of the
First Supplemental Indenture, including, without limitation, Section 10.02 thereof.

1

 

     3. NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE
USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE FOR ADDITIONAL GUARANTEES BUT WITHOUT GIVING EFFECT TO APPLICABLE
PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER
JURISDICTION WOULD BE REQUIRED THEREBY.

     4. Counterparts. The parties may sign any number of copies of this Supplemental
Indenture for Additional Guarantees. Each signed copy shall be an original, but all of them
together represent the same agreement.

     5. Effect of Headings. The Section headings herein are for convenience only and
shall not affect the construction hereof.

     6. The Trustee. The Trustee shall not be responsible in any manner whatsoever for
or in respect of the validity or sufficiency of this Supplemental Indenture for Additional
Guarantees or for or in respect of the recitals contained herein, all of which recitals are made
solely by the Guaranteeing Subsidiaries and the Company.

     7. Ratification of Indenture; Supplemental Indenture for Additional Guarantees Part of
Indenture. Except as expressly amended hereby, the Indenture is in all respects ratified and
confirmed and all the terms, conditions and provisions thereof shall remain in full force and
effect. This Supplemental Indenture for Additional Guarantees shall form a part of the Indenture
for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered
shall by bound hereby.

2

 

     IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture for
Additional Guarantees to be duly executed and attested, all as of the date first above written.

	 	 	 	 	 	 	 
	 	 	Guaranteeing Subsidiaries:	 	 
	 
	 	 	 	 	 	 
	 	 	HUNTLEY IGCC LLC

INDIAN RIVER IGCC LLC

MONTVILLE IGCC LLC

PADOMA WIND POWER, LLC

HOFFMAN SUMMIT WIND PROJECT, LLC

SAN JUAN MESA WIND PROJECT II, LLC	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Clint Freeland	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	 Clint Freeland	 	 
	 

	 	Title:
	 	Treasurer	 	 
	 
	 	 	 	 	 	 
	 	 	LAKE ERIE PROPERTIES INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Clint Freeland	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	 Clint Freeland	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 
	 
	 	 	 	 	 	 
	 	 	Issuer:	 	 
	 
	 	 	 	 	 	 
	 	 	NRG ENERGY, INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Clint Freeland	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	 Clint Freeland	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 
	 
	 	 	 	 	 	 
	 	 	Existing Guarantors:	 	 
	 
	 	 	 	 	 	 
	 	 	ARTHUR KILL POWER LLC

ASTORIA GAS TURBINE POWER LLC

BERRIANS I GAS TURBINE POWER LLC

BIG CAJUN II UNIT 4 LLC

CABRILLO POWER I LLC

CABRILLO POWER II LLC

CHICKAHOMINY RIVER ENERGY CORP.

COMMONWEALTH ATLANTIC POWER LLC

CONEMAUGH POWER LLC

CONNECTICUT JET POWER LLC

DEVON POWER LLC
	 	 

 

 

	 	 	 	 	 	 	 
	 	 	DUNKIRK POWER LLC

EASTERN SIERRA ENERGY COMPANY

EL SEGUNDO POWER LLC

EL SEGUNDO POWER II LLC

HANOVER ENERGY COMPANY

HUNTLEY POWER LLC

INDIAN RIVER OPERATIONS INC.

INDIAN RIVER POWER LLC

JAMES RIVER POWER LLC

KAUFMAN COGEN LP

KEYSTONE POWER LLC

LONG BEACH GENERATION LLC

LOUISIANA GENERATING LLC

MIDDLETOWN POWER LLC

MONTVILLE POWER LLC

NEO CALIFORNIA POWER LLC

NEO CHESTER-GEN LLC

NEO CORPORATION

NEO FREEHOLD-GEN LLC

NEO LANDFILL GAS HOLDINGS INC.

NEO POWER SERVICES INC.

NEW GENCO GP, LLC

NORWALK POWER LLC

NRG AFFILIATE SERVICES INC.

NRG ARTHUR KILL OPERATIONS INC.

NRG ASIA-PACIFIC, LTD.

NRG ASTORIA GAS TURBINE OPERATIONS, INC.

NRG BAYOU COVE LLC

NRG CABRILLO POWER OPERATIONS INC.

NRG CADILLAC OPERATIONS INC.

NRG CALIFORNIA PEAKER OPERATIONS LLC

NRG CONNECTICUT AFFILIATE SERVICES INC.

NRG DEVON OPERATIONS INC.

NRG DUNKIRK OPERATIONS INC.

NRG EL SEGUNDO OPERATIONS INC.

NRG GENERATION HOLDINGS, INC.

NRG HUNTLEY OPERATIONS INC.

NRG INTERNATIONAL LLC

NRG KAUFMAN LLC

NRG MESQUITE LLC

NRG MIDATLANTIC AFFILIATE SERVICES INC.

NRG MIDDLETOWN OPERATIONS INC.

NRG MONTVILLE OPERATIONS INC.

NRG NEW JERSEY ENERGY SALES LLC

NRG NEW ROADS HOLDINGS LLC

NRG NORTH CENTRAL OPERATIONS INC.

NRG NORTHEAST AFFILIATE SERVICES INC.

NRG NORWALK HARBOR OPERATIONS INC.

NRG OPERATING SERVICES, INC.

NRG OSWEGO HARBOR POWER OPERATIONS INC.

NRG POWER MARKETING INC.	 	 

 

 

	 	 	 	 	 	 	 
	 	 	NRG ROCKY ROAD LLC

NRG SAGUARO OPERATIONS INC.

NRG SOUTH CENTRAL AFFILIATE SERVICES INC.

NRG SOUTH CENTRAL GENERATING LLC

NRG SOUTH CENTRAL OPERATIONS INC.

NRG TEXAS LLC

NRG WEST COAST LLC

NRG WESTERN AFFILIATE SERVICES INC.

OSWEGO HARBOR POWER LLC

SAGUARO POWER LLC

SOMERSET OPERATIONS INC.

SOMERSET POWER LLC

TEXAS GENCO FINANCING CORP.

TEXAS GENCO GP, LLC

TEXAS GENCO HOLDINGS, INC.

TEXAS GENCO OPERATING SERVICES, LLC

VIENNA OPERATIONS INC.

VIENNA POWER LLC

WCP (GENERATION) HOLDINGS LLC

WEST COAST POWER LLC	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Clint Freeland	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	 Clint Freeland	 	 
	 

	 	Title:
	 	Treasurer	 	 
	 
	 	 	 	 	 	 
	 	 	GCP FUNDING COMPANY, LLC

NEW GENCO LP, LLC

TEXAS GENCO LP, LLC	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Susan T. Dubb	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	 Susan T. Dubb	 	 
	 

	 	Title:
	 	Treasurer and Secretary	 	 
	 
	 	 	 	 	 	 
	 	 	NRG SOUTH TEXAS LP	 	 
	 
	 	 	 	 	 	 
	 	 	By: Texas Genco GP, LLC, its General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Clint Freeland	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	 Clint Freeland	 	 
	 

	 	Title:
	 	Vice President and Treasurer	 	 
	 
	 	 	 	 	 	 
	 	 	NRG TEXAS LP

TEXAS GENCO SERVICES, LP	 	 
	 
	 	 	 	 	 	 
	 	 	By: New Genco GP, LLC, its General Partner	 	 

 

 

	 	 	 	 	 	 	 	 	 
	 

	 	 
	 	By:

Name:
	 	/s/ Clint Freeland
 

Clint Freeland
	 	 
	 

	 	 	 	Title:
	 	Vice President and Treasurer	 	 
	 
	 	 	 	 	 	 	 	 
	Attest:
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	/s/ Tanuja M. Dehne
 

Name: Tanuja M. Dehne

	 	 	 	 	 	 	 	 
	Title: Corporate Secretary
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	LAW DEBENTURE TRUST COMPANY OF NEW YORK,

     as Trustee
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:

Name:
	 	/s/ Daniel R. Fisher
 

Daniel R. Fisher
	 	 
	 

	 	 	 	Title:
	 	Senior Vice President	 	 

 

 

SCHEDULE A

SCHEDULE OF GUARANTEEING SUBSIDIARIES

	1.	 	Lake Erie Properties Inc., a Delaware corporation
	 
	2.	 	Huntley IGCC LLC, a Delaware limited liability company
	 
	3.	 	Indian River IGCC LLC, a Delaware limited liability company
	 
	4.	 	Montville IGCC LLC, a Delaware limited liability company
	 
	5.	 	Padoma Wind Power, LLC, a California limited liability company
	 
	6.	 	Hoffman Summit Wind Project, LLC, a California limited liability company
	 
	7.	 	San Juan Mesa Wind Project II, LLC, a Delaware limited liability company

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00113-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00113-of-00352.parquet"}]]