Document:

EX-4.4

 Exhibit 4.4 
  

 
 TINTRI 
NUMBER TI 
SHARES 
CUSIP 8877OQ 10 5 
INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 
SEE REVERSE FOR CERTAIN DEFINITIONS AND
LEGENDS 
This certifies that 
is the record holder of FULLY PAID AND
NONASSESSABLE SHARES OF COMMON STOCK, $0.000005 PAR VALUE PER SHARE, OF TINTRI, INC. 
transferable on the books of the corporation in person or by duly authorized
attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. 
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. 
Dated: 
PRESIDENT 
SECRETARY 
COUNTERSIGNED AND REGISTERED 
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 
(BROOKLYN, NY) TRANSFER AGENT AND REGISTRAR

BY AUTHORIZED SIGNATURE 
[SEAL] 
TINTRI, INC. 
CORPORATE SEAL 
JUNE 23, 2008 
DELAWARE 

 

 
 The Corporation shall furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences
and relative, participating, optional or other special rights of each class of stock of the Corporation or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights Such requests shall be made to the
Corporation’s Secretary at the principal office of the Corporation KEEP THIS CERTIFICATE IN A SAFE PLACE IF IT IS LOST, STOLEN,OR DESTROYED THE CORPORATION WILL REQUIRE A BOND INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT
CERTIFICATE The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM as tenants in common UNIF GIFT MIN
ACT Custodian TEN ENT as tenants by the entireties (Cust) (Minor) JT TEN – as joint tenants with right of under Uniform Gifts to Minors survivorship and not as tenants Act (State) in common COM PROP as community property UNIF TRF MIN ACT
Custodian (until age) (Cust) (Minor) under Uniform Transfers to Minors Act (State) Additional abbreviations may also be used though not in the above list FOR VALUE RECEIVED, hereby sell(s), assign(s) and transfer(s) unto PLEASE INSERT SOCIAL
SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) shares of the capital stock represented by within Certificate, and do hereby irrevocably constitute and appoint
attorney-in-fact to transfer the said stock on the books of the within named Corporation with full power of the substitution in the premises Dated X X Signature(s) Guaranteed: NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER By THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION, (BANKS, STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S E C RULE 17Ad-15 GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE SIGNATURE GUARANTEES MUST NOT BE DATEDEX-10.6

 Exhibit 10.6 
  

 
 TINTRI, INC. 

2017 EQUITY INCENTIVE PLAN 
  

							
	 1.
	 	 Purposes of the Plan.
	  	 	2	 
	 2.
	 	 Shares Subject to the Plan.
	  	 	2	 
	 3.
	 	 Administration of the Plan.
	  	 	3	 
	 4.
	 	 Stock Options.
	  	 	5	 
	 5.
	 	 Restricted Stock.
	  	 	6	 
	 6.
	 	 Restricted Stock Units.
	  	 	7	 
	 7.
	 	 Stock Appreciation Rights.
	  	 	7	 
	 8.
	 	 Performance Stock Units and Performance Shares.
	  	 	8	 
	 9.
	 	 Performance Awards.
	  	 	9	 
	 10.
	 	 Outside Director Limitations.
	  	 	9	 
	 11.
	 	 Leaves of Absence/Transfer Between Locations/Change of Status.
	  	 	9	 
	 12.
	 	 Transferability of Awards.
	  	 	10	 
	 13.
	 	 Adjustments; Dissolution or Liquidation.
	  	 	10	 
	 14.
	 	 Change in Control.
	  	 	11	 
	 15.
	 	 Tax Matters.
	  	 	12	 
	 16.
	 	 Other Terms.
	  	 	13	 
	 17.
	 	 Term of Plan.
	  	 	13	 
	 18.
	 	 Amendment and Termination of the Plan.
	  	 	13	 
	 19.
	 	 Conditions Upon Issuance of Shares.
	  	 	14	 
	 20.
	 	 Stockholder Approval.
	  	 	15	 
	 21.
	 	 Definitions.
	  	 	15	 

 

 
  

	1.	Purposes of the Plan. 

 The purposes of this Plan are to attract and retain personnel for positions with
the Company Group, to provide additional incentive to Employees, Directors, and Consultants (collectively, “Service Providers”), and to promote the success of the Company’s business. 

The Plan permits the grant of Incentive Stock Options to Employees of the Company or any Parent or Subsidiary and the grant of Nonstatutory Stock Options,
Stock Appreciation Rights, Restricted Stock, Restricted Stock Units, Performance Shares, Performance Stock Units, and Performance Awards to any Service Provider. 
  

	2.	Shares Subject to the Plan. 

 (a) Allocation of Shares to Plan. The maximum
aggregate number of Shares that may be issued under the Plan is: 
 (i) 4,537,000 Shares, plus 

(ii) a number of Shares equal to the number of Shares subject to outstanding awards granted under the Company’s 2008 Stock Plan, as
amended and restated (the “Existing Plan”), that, after the date the Existing Plan is terminated, expire or otherwise terminate without having been exercised in full and a number of Shares equal to the number of Shares issued under awards
granted under the Existing Plan that, after the date the Existing Plan is terminated, are forfeited to the Company, tendered to or withheld by the Company for payment of an exercise price or for tax withholding, or repurchased by the Company due to
failure to vest, with the maximum number of Shares that may be added to the Plan under this Section 2(a)(ii) being equal to 7,580,152 Shares, plus 

(iii) any additional Shares that become available for issuance under the Plan under Sections 2(b) and 2(c). 

The Shares may be authorized but unissued Common Stock or Common Stock issued and then reacquired by the Company. 

(b) Automatic Share Reserve Increase. The number of Shares available for issuance under the Plan will be increased on the first day of
each Fiscal Year beginning with the 2019 Fiscal Year, in an amount equal to the least of: 
 (i) 4,537,000 Shares, 

(ii) 5% of the total number of shares of Common Stock outstanding on the last day of the immediately preceding Fiscal Year, and 

(iii) a lower number of Shares determined by the Administrator. 

(c) Lapsed Awards. 
 (i)
Options and Stock Appreciation Rights. If an Option or a Stock Appreciation Right expires or becomes unexercisable without having been exercised in full or is surrendered under an Exchange Program, the unissued
Shares subject to the Option or Stock Appreciation Right will become available for future issuance under the Plan. 
 (ii) Stock
Appreciation Rights. Only Shares actually issued pursuant to a Stock Appreciation Right (i.e., the net Shares issued) will cease to be available under the Plan; all remaining Shares originally subject to the Stock Appreciation
Right will remain available for future issuance under the Plan. 
 (iii) Full-Value Awards. Shares issued pursuant to Awards
of Restricted Stock, Restricted Stock Units, Performance Shares, Performance Stock Units or stock-settled Performance Awards that are reacquired by the Company due to failure to vest or are forfeited to the Company will become available for future
issuance under the Plan. 

  
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 (iv) Withheld Shares. Shares used to pay the Exercise Price of an Award or to
satisfy tax withholding obligations related to an Award will become available for future issuance under the Plan. 
 (v)
Cash-Settled Awards. If any portion of an Award under the Plan is paid to a Participant in cash rather than Shares, that cash payment will not reduce the number of Shares available for issuance under the Plan. 

(d) Incentive Stock Options. The maximum number of Shares that may be issued upon the exercise of Incentive Stock Options will be equal
to 200% of the aggregate Share number stated in Section 2(a) plus, to the extent allowable under Code Section 422, any Shares that become available for issuance under the Plan under Sections 2(b) and 2(c). 

(e) Adjustment. The numbers provided in Sections 2(a), 2(b), and 2(d) will be adjusted as a result of changes in capitalization and any
other adjustments under Section 13. 
 (f) Substitute Awards. If the Administrator grants Awards in substitution for equity
compensation awards outstanding under a plan maintained by an entity acquired by or consolidated with the Company, the grant of those substitute Awards will not decrease the number of Shares available for issuance under the Plan. 

 

	3.	Administration of the Plan. 

 (a) Procedure. 

(i) General. The Plan will be administered by the Board or a Committee (the “Administrator”). Different Administrators may
administer the Plan with respect to different groups of Service Providers. The Board may retain the authority to concurrently administer the Plan with a Committee and may revoke the delegation of some or all authority previously delegated. 

(ii) Further Delegation. To the extent permitted by Applicable Laws, the Administrator may delegate to 1 or more officers of
the Company the authority to grant Awards to Employees of the Company or any Subsidiary who are not officers of the Company or any Subsidiary, provided that the delegation must specify any limitations on the authority required by Applicable
Laws, including the total number of Shares that may be subject to the Awards granted by such officer(s). Such delegation may be revoked at any time by the Administrator. Any such Awards will be granted on the form of Award Agreement most recently
approved for use by the Board or a Committee made up solely of Directors, unless the resolutions delegating the authority permit the officer(s) to use a different form of Award Agreement approved by the Board or a Committee made up solely of
Directors. 
 (iii) Section 162(m). Unless an Award is granted and administered solely by a Committee of
2 or more “outside directors” within the meaning of Code Section 162(m), it will not qualify as “performance-based compensation” within the meaning of Code Section 162(m). 

(b) Powers of the Administrator. Subject to the terms of the Plan, any limitations on delegations specified by the Board, and any
requirements imposed by Applicable Laws, the Administrator will have the authority, in its sole discretion, to make any determinations and perform any actions deemed necessary or advisable to administer the Plan including: 

(i) to determine the Fair Market Value; 

(ii) to approve forms of Award Agreements for use under the Plan (provided that all forms of Award Agreements must be approved by the Board
or the Committee of Directors acting as the Administrator); 
 (iii) to select the Service Providers to whom Awards may be granted and
grant Awards to such Service Providers; 
 (iv) to determine the number of Shares to be covered by each Award granted; 

  
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 (v) to determine the terms and conditions, consistent with the Plan, of any Award granted. Such
terms and conditions may include, but are not limited to, the Exercise Price, the time(s) when Awards may be exercised (which may be based on performance criteria), any vesting acceleration or waiver of forfeiture restrictions, and any restriction
or limitation regarding any Award or the Shares relating to an Award; 
 (vi) to institute and determine the terms and conditions of an
Exchange Program; 
 (vii) to interpret the Plan and make any decisions necessary to administer the Plan; 

(viii) to establish, amend and rescind rules relating to the Plan, including rules relating to
sub-plans established to satisfy laws of jurisdictions other than the United States or to qualify Awards for special tax treatment under laws of jurisdictions other than the United States; 

(ix) to interpret, modify or amend each Award (subject to Section 18), including extending the Expiration Date and the post-termination
exercisability period of such modified or amended Awards; 
 (x) to allow Participants to satisfy tax withholding obligations in any manner
permitted by Section 15; 
 (xi) to delegate ministerial duties to any of the Company’s employees; 

(xii) to authorize any person to take any steps and execute, on behalf of the Company, any documents required for an Award previously granted
by the Administrator to be effective; and 
 (xiii) to allow Participants to defer the receipt of the payment of cash or the delivery of
Shares otherwise due to any such Participants under an Award. 
 (c) Termination of Status. 

(i) Unless a Participant is on a leave of absence approved by the Company or a member of the Company Group, as set forth in Section 11,
or unless otherwise expressly provided in an Award Agreement or required by Applicable Laws, the Participant’s status as a Service Provider, for purposes of the Plan and any Awards granted to him or her under the Plan, will end immediately
before midnight U.S. Pacific Time between (x) the date on which the Participant last actively provides continuous services for a member of the Company Group and (y) the immediately following date (such time of termination, the
“Termination of Status Date”). The Administrator has the sole discretion to determine the date on which a Participant stops actively providing services and whether a Participant may still be considered to be providing services while on a
leave of absence and the Administrator may delegate this decision, other than with respect to Officers, to the Company’s senior human resources officer. 

(ii) A Participant’s termination of status as a Service Provider (as described in Section 3(c)(i)) will occur regardless of the
reason for such termination, even if the termination is later found to be invalid, in breach of employment laws in the jurisdiction where the Participant is providing services, or in violation of the terms of the Participant’s employment or
service agreement, if any such agreement exists. 
 (iii) Unless otherwise expressly provided in an Award Agreement, determined by the
Administrator or required by Applicable Laws, a Participant’s right to vest in any Award under the Plan will cease and a Participant’s right to exercise any Award under the Plan after termination of status as a Service Provider will begin
as of the Termination of Status Date and will not be extended by any notice period, whether arising under contract, statute or common law, including any period of “garden leave” or similar period mandated under employment laws in the
jurisdiction where the Participant is providing services. 
 (d) Grant Date. The grant date of an Award (“Grant Date”) will
be the date that the Administrator makes the determination granting such Award or may be a later date if such later date is designated by the Administrator on the date of the determination or under an automatic grant policy. Notice of the
determination will be provided to each Participant within a reasonable time after the Grant Date. 

  
 - 4 - 

 (e) Waiver. The Administrator may waive any terms, conditions or restrictions. 

(f) Fractional Shares. Except as otherwise provided by the Administrator, any fractional Shares that result from the adjustment of
Awards will be canceled. Any fractional Shares that result from vesting percentages will be accumulated and vested on the date that an accumulated full Share is vested. 

(g) Electronic Delivery. The Company may deliver by e-mail or other electronic means (including
posting on a website maintained by the Company or by a third party under contract with the Company or another member of the Company Group) all documents relating to the Plan or any Award and all other documents that the Company is required to
deliver to its security holders (including prospectuses, annual reports and proxy statements). 
 (h) Choice of Law; Choice of Forum.
The Plan, all Awards and all determinations made and actions taken under the Plan, to the extent not otherwise governed by the laws of the United States, will be governed by the laws of the State of Delaware without giving effect to principles of
conflicts of law. For purposes of litigating any dispute that arises under this Plan, a Participant’s acceptance of an Award is his or her consent to the jurisdiction of the State of Delaware, and agreement that any such litigation will be
conducted in the Delaware Court of Chancery or the United States federal courts for the District of Delaware, and no other courts, regardless of where a Participant’s services are performed. 

(i) Effect of Administrator’s Decision. The Administrator’s decisions, determinations and interpretations will be final and
binding on all Participants and any other holders of Awards. 
  

	4.	Stock Options. 

 (a) Stock Option Award Agreement. Each Option will be evidenced
by an Award Agreement that will specify the number of Shares subject to the Option, its per Share exercise price (“Exercise Price”), its Expiration Date, and such other terms and conditions as the Administrator determines. 

(b) Exercise Price. The Exercise Price for the Shares to be issued upon exercise of an Option will be determined by the Administrator.

 (c) Form of Consideration. The Administrator will determine the acceptable form(s) of consideration for exercising an Option and
those form(s) of consideration will be described in the Award Agreement. The consideration may consist of any one or more or combination of the following, to the extent permitted by Applicable Laws: 

(i) cash; 
 (ii) check or wire
transfer; 
 (iii) promissory note; 

(iv) other Shares that have a fair market value on the date of surrender equal to the aggregate Exercise Price of the Shares as to which such
Option will be exercised. To the extent not prohibited by the Administrator, this shall include the ability to tender Shares to exercise the Option and then use the Shares received on exercise to exercise the Option with respect to additional
Shares; 
 (v) consideration received by the Company under a cashless exercise arrangement (whether through a broker or
otherwise) implemented by the Company for the exercise of Options that has been approved by the Board or a Committee of Directors; 

(vi) consideration received by the Company under a net exercise program under which Shares are withheld from otherwise deliverable Shares
that has been approved by the Board or a Committee of Directors; and 
 (vii) any other consideration or method of payment to issue Shares
(provided that other forms of considerations may only be approved by the Board or a Committee of Directors). 

  
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 (d) Incentive Stock Option Limitations. 

(i) The Exercise Price of an Incentive Stock Option may not be less than 100% of the Fair Market Value on the Grant Date, subject to clause
(iv) below. 
 (ii) To the extent that the aggregate fair market value of the shares with respect to which incentive stock options
under Code 422(b) are exercisable for the first time by a Participant during any calendar year (under all plans and agreements of the Company and any Parent or Subsidiary) exceeds $100,000, the incentive stock options whose value exceeds
$100,000 will be treated as nonstatutory stock options. Incentive stock options will be considered in the order in which they were granted. For this purpose, the fair market value of the shares subject to an option will be determined as of the grant
date of each option. 
 (iii) The Expiration Date of an Incentive Stock Option will be the day prior to the 10th anniversary of the Grant Date or any earlier date provided in the Award Agreement, subject to clause (iv) below. 

(iv) The following rules apply to Incentive Stock Options granted to Participants who own stock representing more than 10% of the total
combined voting power of all classes of stock of the Company or any Parent or Subsidiary of the Company: 
 (1) the Expiration Date of the
Incentive Stock Option may not be after the day prior to the 5th anniversary of the Grant Date; and 

(2) the Exercise Price may not be less than 110% of the Fair Market Value on the Grant Date. 

If an Option is designated in the Administrator action that granted it as an Incentive Stock Option but the terms of the Option do not comply with
Section 4(d)(iv), then the Option will not qualify as an Incentive Stock Option. All Options granted under the Plan are Nonstatutory Stock Options unless specifically designated as Incentive Stock Options in the Award Agreements pursuant to
which such Options are granted. 
 (e) Exercise of Option. An Option is exercised when the Company receives: (i) a notice of
exercise (in such form as the Administrator may specify from time to time) from the person entitled to exercise the Option and (ii) full payment for the Shares with respect to which the Option is exercised (together with applicable tax
withholdings). Shares issued upon exercise of an Option will be issued in the name of the Participant. Until the Shares are issued (as evidenced by the entry on the books of the Company or of a duly authorized transfer agent of the Company), no
right to vote or receive dividends or any other rights as a stockholder will exist with respect to the Shares subject to an Option, despite the exercise of the Option. The Company will issue (or cause to be issued) such Shares promptly after the
Option is exercised. An Option may not be exercised for a fraction of a Share. Exercising an Option in any manner will decrease the number of Shares thereafter available, both for purposes of the Plan (except as provided in Section 2(c)) and
for purchase under the Option, by the number of Shares as to which the Option is exercised. 
 (f) Expiration of Options. Subject to
Section 4(d), an Option’s Expiration Date will be set forth in the Award Agreement. An Option may expire before its Expiration Date under the Plan (including pursuant to Sections 3(c), 14, 16(b), or 19(c)) or under the Award Agreement.

 (g) Tolling of Expiration. If exercising an Option prior to its expiration is not permitted because of Applicable Laws, other than
the rules of any stock exchange or quotation system on which the Common Stock is listed or quoted, the Option will remain exercisable until 30 days after the first date on which exercise no longer would be prevented by such Applicable Laws. If this
would result in the Option remaining exercisable past its Expiration Date, then unless earlier terminated pursuant to Section 14, the Option will remain exercisable only until the end of the later of (x) the first day on which its exercise
would not be prevented by Section 19(a) and (y) its Expiration Date. 
  

	5.	Restricted Stock. 

 (a) Restricted Stock Award Agreement. Each Award of Restricted
Stock will be evidenced by an Award Agreement that will specify the Period of Restriction (if any), the number of Shares granted, and such other terms 

  
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and conditions as the Administrator determines. Unless the Administrator determines otherwise, Shares of Restricted Stock will be held in escrow until the end of the Period of Restriction
applicable to such Shares. All grants of Restricted Stock and interpretative decisions about Restricted Stock may be made only by the Administrator. 

(b) Restrictions: 
 (i)
Except as provided in this Section 5 or the Award Agreement, Shares of Restricted Stock may not be sold, transferred, pledged, assigned, or otherwise alienated until the end of the Period of Restriction applicable to such Shares. 

(ii) During the Period of Restriction, Service Providers holding Shares of Restricted Stock may exercise full voting rights with respect to
those Shares, unless the Administrator determines otherwise. 
 (iii) During the Period of Restriction, Service Providers holding Shares of
Restricted Stock will not be entitled to receive dividends or other distributions paid with respect to such Shares, unless the Administrator provides otherwise. If the Administrator provides that dividends and distributions will be received and any
such dividends or distributions are paid in cash, they will be subject to the same provisions regarding forfeitability as the Shares of Restricted Stock with respect to which they were paid, and if such dividend or distributions are paid in Shares,
the Shares will be subject to the same restrictions on transferability and forfeitability as the Shares of Restricted Stock with respect to which they were paid and, unless the Administrator determines otherwise, the Company will hold such dividends
until the restrictions on the Shares of Restricted Stock with respect to which they were paid have lapsed. 
 (iv) Except as otherwise
provided in this Section 5 or an Award Agreement, Shares of Restricted Stock covered by each Restricted Stock Award made under the Plan will be released from escrow when practicable after the last day of the applicable Period of Restriction.

 (v) The Administrator may impose, prior to, or at the time of, grant, or remove any restrictions on Shares of Restricted Stock. 

 

	6.	Restricted Stock Units. 

 (a) Restricted Stock Unit Award Agreement. Each Award of
Restricted Stock Units will be evidenced by an Award Agreement that will specify the terms, conditions, and restrictions related to the grant, including the number of Restricted Stock Units. 

(b) Vesting Criteria and Other Terms. The Administrator will set vesting criteria that, depending on the extent to which the criteria
are met, will determine the number of Restricted Stock Units paid out to the Participant. The Administrator may set vesting criteria based upon the achievement of Company-wide, divisional, business unit, or individual goals (that may include
continued employment or service) or any other basis determined by the Administrator in its sole discretion. 
 (c) Earning Restricted
Stock Units. Upon meeting any applicable vesting criteria, the Participant will be paid as determined in Section 6(d). The Administrator may reduce or waive any criteria that must be met to earn the Restricted Stock Units. 

(d) Form and Timing of Payment. Payment of earned Restricted Stock Units will be made at the time set forth in the Award Agreement and
determined by the Administrator. The Administrator may settle earned Restricted Stock Units in cash, Shares, or a combination of both. 
  

	7.	Stock Appreciation Rights. 

 (a) Stock Appreciation Right Award Agreement. Each
Stock Appreciation Right grant will be evidenced by an Award Agreement that will specify the Exercise Price, its Expiration Date, the conditions of exercise, and such other terms and conditions as the Administrator determines. 

  
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 (b) Payment of Stock Appreciation Right Amount. When a Participant exercises a Stock
Appreciation Right, he or she will be entitled to receive a payment from the Company equal to: 
 (i) the excess, if any, of the fair
market value on the date of exercise over the Exercise Price, multiplied by 
 (ii) the number of Shares with respect to which the Stock
Appreciation Right is exercised. 
 Payment upon Stock Appreciation Right exercise may be made in cash, in Shares (which, on the date of exercise, have an
aggregate Fair Market Value equal to the amount of payment to be made under the Award), or any combination of cash and Shares, with the determination of form of payment made by the Administrator. Shares issued upon exercise of a Stock Appreciation
Right will be issued in the name of the Participant. Until Shares are issued (as evidenced by the entry on the books of the Company or of a duly authorized transfer agent of the Company), no right to vote or receive dividends or any other rights as
a stockholder will exist with respect to the Shares subject to a Stock Appreciation Right, despite the exercise of the Stock Appreciation Right. The Company will issue (or cause to be issued) such Shares promptly after the Stock Appreciation Right
is exercised. A Stock Appreciation Right may not be exercised for a fraction of a Share. Exercising a Stock Appreciation Right in any manner will decrease (x) the number of Shares thereafter available under the Stock Appreciation Right by the
number of Shares as to which the Stock Appreciation Right is exercised and (y) the number of Shares thereafter available under the Plan by the number of Shares issued upon such exercise. 

(c) Expiration of Stock Appreciation Rights. A Stock Appreciation Right’s Expiration Date will be set forth in the Award
Agreement. A Stock Appreciation Right may expire before its expiration date under Sections 14 or 16(b) or under the Award Agreement 
 (d)
Tolling of Expiration. If exercising an Stock Appreciation Right prior to its expiration is not permitted because of Applicable Laws, other than the rules of any stock exchange or quotation system on which the Common Stock is listed or
quoted, the Stock Appreciation Right will remain exercisable until 30 days after the first date on which exercise would no longer be prevented by such provisions. If this would result in the Stock Appreciation Right remaining exercisable past its
Expiration Date, then it will remain exercisable only until the end of the later of (x) the first day on which its exercise would not be prevented by Section 19(a) and (y) its Expiration Date. 

 

	8.	Performance Stock Units and Performance Shares. 

 (a) Award Agreement. Each Award
of Performance Stock Units/Shares will be evidenced by an Award Agreement that will specify any time period during which any performance objectives or other vesting provisions will be measured (“Performance Period”) and the
other material terms of the Award. The Administrator may set performance objectives based upon the achievement of Company-wide, divisional, business unit or individual goals (including, but not limited to, continued employment or service) or any
other basis determined by the Administrator. 
 (b) Value of Performance Stock Units/Shares. Each Performance Stock Unit will have an
initial value established by the Administrator on or before the Grant Date. Each Performance Share will have an initial value equal to the Fair Market Value on the Grant Date. 

(c) Performance Objectives and Other Terms. The Administrator will set any performance objectives or other vesting provisions (that may
include continued employment or service). These objectives or vesting provisions may determine the number or value of Performance Stock Units/Shares paid out. 

(d) Earning of Performance Stock Units/Shares. After an applicable Performance Period has ended, the holder of Performance Stock
Units/Shares will be entitled to receive a payout of the number of Performance Stock Units/Shares earned by the Participant over the Performance Period. The Administrator may reduce or waive any performance objectives or other vesting provisions for
such Performance Stock Units/Shares. 
 (e) Payment of Performance Stock Units/Shares. Payment of earned Performance Stock
Units/Shares will be made at the time(s) specified in the Award Agreement. Payment with respect to earned Performance Stock Units/Shares may be made in cash, in Shares of equivalent value, or any combination of cash and Shares, with the
determination of form of payment made by the Administrator. 

  
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	9.	Performance Awards. 

 (a) Award Agreement. Each Performance Award will be
evidenced by an Award Agreement that will specify the Performance Period and the material terms of the Award. The Administrator may set performance objectives based upon the achievement of Company-wide, divisional, business unit or individual goals
(including, but not limited to, continued employment or service) or any other basis determined by the Administrator. 
 (b) Value of
Performance Awards. Each Performance Award’s threshold, target, and maximum payout values will be established by the Administrator on or before the Grant Date. 

(c) Performance Objectives and Other Terms. The Administrator will set performance objectives or other vesting provisions (that may
include continued employment or service). These objectives or vesting provisions will determine the value of the payout for the Performance Awards. 

(d) Earning of Performance Awards. After an applicable Performance Period has ended, the holder of a Performance Award will be entitled
to receive a payout for the Performance Award earned by the Participant over the Performance Period. The Administrator may reduce or waive any performance objectives or other vesting provisions for such Performance Award. 

(e) Payment of Performance Awards. Payment of earned Performance Awards will be made at the time(s) specified in the Award Agreement.
Payment with respect to earned Performance Awards will be made in cash, in Shares of equivalent value, or any combination of cash and Shares, with the determination of form of payment made by the Administrator at the time of payment. 

 

	10.	Outside Director Limitations. 

 No Outside Director may be paid, issued or granted, in any Fiscal Year,
Awards with an aggregate value (determined under U.S. generally accepted accounting principles with respect to Awards) greater than $500,000, except that such limit will be increased to $1,000,000 in the Fiscal Year of his or her initial service as
an Outside Director. Any cash compensation paid or Awards granted to an individual for his or her services as an Employee, or for his or her services as a Consultant (other than as an Outside Director), will not count for purposes of this
limitation. 
  

	11.	Leaves of Absence/Transfer Between Locations/Change of Status. 

 (a) General.
Unless otherwise provided by the Administrator, a Participant will not cease to be an Employee in the case of (i) any leave of absence approved by the Company or other member of the Company Group employing such Employee, (ii) any leave
during which the status of an Employee for purposes of the Plan and any Award is protected by Applicable Laws, or (iii) any transfer between locations of the Company or members of the Company Group. 

(b) Vesting. Unless a leave policy approved by the Administrator provides otherwise or it is otherwise required by Applicable Laws,
vesting of Awards granted under the Plan will continue only for Participants on an approved leave of absence. 
 (c) Incentive Stock
Option Status. If a Participant’s leave of absence approved by the Company or other member of the Company Group employing such Employee exceeds 3 months and reemployment upon expiration of such leave is not guaranteed by statute or
contract, then 3 months following the 1st day of such leave the Participant no longer will be an employee for Incentive Stock Option purposes. If reemployment upon expiration of such leave of absence is not guaranteed by statute or contract, then 6
months following the 1st day of such leave any Incentive Stock Option held by the Participant will cease to be treated as an Incentive Stock Option and will be treated for tax purposes as a Nonstatutory Stock Option. 

(d) Military Leaves. For a Participant on a military leave, if required by Applicable Laws, vesting will continue for the longest
period that vesting continues under any other statutory or Company-approved leave of absence. 

  
 - 9 - 

 
When a Participant returns from military leave (under conditions that would entitle him or her to protection under the Uniformed Services Employment and Reemployment Rights Act or other
Applicable Laws), the Participant will be given vesting credit to the same extent as if the Participant had continued to provide services to the Company or other member of the Company Group, as applicable, through the military leave. 

(e) Changes in Status. If a Participant who is an Employee has a reduction in hours worked, the Administrator may unilaterally: 

(i) make a corresponding reduction in the number of Shares or cash amount subject to any portion of an Award that is scheduled to vest or
become payable after the date of such reduction in hours; and 
 (ii) in lieu of or in combination with such a reduction, make a
corresponding adjustment to extend the vesting or payment schedule applicable to such Award. 
 If any such reduction occurs, the Participant will have no
right to any portion of the Award that is reduced. 
 (f) Determinations. The effect of a Company-approved leave of absence, a
protected leave of absence, a transfer, or a Participant’s reduction in hours of employment or service on the vesting of an Award shall be determined, under policies reviewed by the Administrator, by the Company’s senior human resources
officer or such other person performing that function or, with respect to Directors or Officers, by the Compensation Committee of the Board, and any such determination will be final and binding to the maximum extent permitted by Applicable Laws.

  

	12.	Transferability of Awards. 

 (a) General Rule. Unless determined otherwise by the
Administrator or required by Applicable Laws, an Award may not be sold, pledged, assigned, hypothecated, transferred, or disposed of in any manner other than by will or by the laws of descent or distribution and may be exercised during the lifetime
of the Participant only by the Participant. If the Administrator makes an Award transferable, the Award will be limited by any additional terms and conditions imposed by the Administrator. Any unauthorized transfer of an Award will be void. 

(b) Domestic Relations Orders. If approved by the Administrator and not prohibited by Applicable Laws, an Award may be transferred
under a domestic relations order, official marital settlement agreement or other divorce or separation instrument as permitted by U.S. Treasury Regulations Section 1.421-1(b)(2). An Incentive Stock Option
may be converted into a Nonstatutory Stock Option as a result of such transfer. 
 (c) Limited Transfers for the Benefit of Family
Members. The Administrator may permit an Award or Share issued under this Plan to be assigned or transferred subject to the applicable limitations set forth in the General Instructions to the registration statement on Form S-8 under the Securities Act, if applicable, and any other Applicable Laws. 
 (d) Permitted
Transferees. Any individual or entity to whom an Award is transferred will be subject to all of the terms and conditions applicable to the Participant who transferred the Award, including the terms and conditions in this Plan and the Award
Agreement. If an Award is unvested, then the service of the Participant will continue to determine whether the Award will vest and any Expiration Date. 
  

	13.	Adjustments; Dissolution or Liquidation. 

 (a) Adjustments. If any extraordinary
dividend or other extraordinary distribution (whether in cash, Shares, other securities, or other property), recapitalization, stock split, reverse stock split, reorganization, merger, consolidation, split-up,
spin-off, combination, repurchase, or exchange of Shares or other securities of the Company, issuance of warrants or other rights to acquire securities of the Company, other change in the corporate structure
of the Company affecting the Shares, or any similar equity restructuring transaction, as that term is used in Statement of Financial Accounting Standards Board Accounting Standards Codification Topic 718 (or any of its successors) affecting the
Shares occurs (including, without limitation, a Change in Control), the Administrator, to prevent diminution or enlargement of the benefits or potential benefits intended to be provided under the Plan, will adjust the number and class of shares that
may be delivered under the Plan and/or the number, class, and price of shares covered by each outstanding Award, and the 

  
 - 10 - 

 
numerical Share limits in Section 2 in such a manner as it deems equitable. Notwithstanding the foregoing, the conversion of any convertible securities of the Company and ordinary course
repurchases of shares or other securities of the Company will not be treated as an event that will require adjustment. 
 (b) Dissolution
or Liquidation. In the event of the proposed dissolution or liquidation of the Company, the Administrator will notify each Participant at such time prior to the effective date of such proposed transaction as the Administrator determines. To the
extent it has not been previously exercised, an Award will terminate immediately prior to the consummation of such proposed action. 
  

	14.	Change in Control. 

 (a) Administrator Discretion. If a Change in Control or a
merger of the Company with or into another corporation or other entity occurs (each, a “Transaction”), each outstanding Award will be treated as the Administrator determines, including, without limitation, that such Award be continued by
the successor corporation or a Parent or Subsidiary of the successor corporation. 
 (b) Identical Treatment Not Required. The
Administrator need not take the same action or actions with respect to all Awards or portions thereof or with respect to all Participants. The Administrator may take different actions with respect to the vested and unvested portions of an Award. The
Administrator will not be required to treat all Awards similarly in the Transaction. 
 (c) Continuation. An Award will be considered
continued if, following the Change in Control or merger: 
 (i) the Award confers the right to purchase or receive, for each Share subject
to the Award immediately prior to the Transaction, the consideration (whether stock, cash, or other securities or property) received in the Transaction by holders of Shares for each Share held on the effective date of the Transaction (and if
holders were offered a choice of consideration, the type of consideration received by the holders of a majority of the outstanding Shares); provided that if the consideration received in the Transaction is not solely common stock of the successor
corporation or its Parent, the Administrator may, with the consent of the successor corporation, provide for the consideration to be received upon exercising an Option or Stock Appreciation Right or upon the payout of a Restricted Stock Unit,
Performance Stock Unit, Performance Share or Performance Award, for each Share subject to such Award, to be solely common stock of the successor corporation or its Parent equal in fair market value to the per share consideration received by holders
of Common Stock in the Transaction; or 
 (ii) the Award is terminated in exchange for an amount of cash and/or property, if any, equal to
the amount that would have been attained upon the exercise of such Award or realization of the Participant’s rights with respect to such Award as of the date of the occurrence of the Transaction. Any such cash or property may be subjected to
any escrow applicable to holders of Common Stock in the Change in Control. If as of the date of the occurrence of the Transaction the Administrator determines that no amount would have been attained upon the exercise of such Award or realization of
the Participant’s rights, then such Award may be terminated by the Company without payment. The amount of cash or property can be subjected to vesting and paid to the Participant over the original vesting schedule of the Award. 

(iii) Notwithstanding anything in this Section 14(c) to the contrary, an Award that vests, is earned or paid-out upon the satisfaction of one or more performance goals will not be considered continued if the Company or its successor modifies any of such performance goals without the Participant’s consent;
provided, however, a modification to such performance goals only to reflect the successor corporation’s post-Transaction corporate structure will not invalidate an otherwise valid Award continuation. 

(d) Modification. The Administrator will have authority to modify Awards in connection with a Change in Control or merger: 

(i) in a manner that causes the Awards to lose their tax-preferred status, 

  
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 (ii) to terminate any right a Participant has to exercise an Option prior to vesting in the
Shares subject to the Option (i.e., “early exercise”), so that following the closing of the Transaction the Option may only be exercised only to the extent it is vested; 

(iii) to reduce the Exercise Price of the Award in a manner that is disproportionate to the increase in the number of Shares subject to the
Award, as long as the amount that would be received upon exercise of the Award immediately before and immediately following the closing of the Transaction is equivalent and the adjustment complies with U.S. Treasury Regulation Section 1.409A-1(b)(5)(v)(D); and 
 (iv) to suspend a Participant’s right to exercise an
Option during a limited period of time preceding and or following the closing of the Transaction without Participant consent if such suspension is administratively necessary or advisable to permit the closing of the Transaction. 

(e) Non-Continuation. If the successor corporation does not continue an Award (or some portion
such Award), the Participant will fully vest in (and have the right to exercise) 100% of the then-unvested Shares subject to his or her outstanding Options and Stock Appreciation Rights, all restrictions on 100% of the Participant’s outstanding
Restricted Stock and Restricted Stock Units will lapse, and, regarding 100% of Participant’s outstanding Awards with performance-based vesting, all performance goals or other vesting criteria will be treated as achieved at 100% of target levels
and all other terms and conditions met. In no event will vesting of an Award accelerate as to more than 100% of the Award. If Options or Stock Appreciation Rights are not continued when a Change in Control or a merger of the Company with or into
another corporation or other entity occurs, the Administrator will notify the Participant in writing or electronically that the Participant’s vested Options or Stock Appreciation Rights (after considering the foregoing vesting acceleration, if
any) will be exercisable for a period of time determined by the Administrator in its sole discretion and all of the Participant’s Options or Stock Appreciation Rights will terminate upon the expiration of such period (whether vested or
unvested). 
 (f) Outside Director Awards. With respect to Awards granted to an Outside Director that are continued, if on the date
of or following such continuation the Participant’s status as a Director or a director of the successor corporation, as applicable, is terminated other than upon a voluntary resignation by the Participant that is not at the request of the
acquirer, then the Participant will fully vest in and have the right to exercise outstanding Options and/or Stock Appreciation Rights as to all of the Shares underlying such Award, including those Shares not otherwise vested or exercisable, all
restrictions on other outstanding Awards will lapse, and, with respect to Awards with performance-based vesting, all performance goals or other vesting criteria will be treated as achieved at 100% of target levels and all other terms and conditions
met. 
  

	15.	Tax Matters. 

 (a) Withholding Requirements. Prior to the delivery of any Shares
or cash under an Award (or exercise thereof) or such earlier time as any Tax Obligations are due, the Company may deduct or withhold, or require a Participant to remit to the Company, an amount sufficient to satisfy any Tax Obligations with
respect to such Award or Shares subject to such Award. 
 (b) Withholding Arrangements. The Administrator, in its sole discretion and
under such procedures as it may specify from time to time, may elect to satisfy such Tax Obligations, in whole or in part, by (without limitation) (i) requiring the Participant to pay cash, (ii) withholding otherwise deliverable cash
(including cash from the sale of Shares issued to the Participant) or Shares having a fair market value equal to the amount required to be withheld, (iii) forcing the sale of Shares issued pursuant to an Award (or exercise thereof) having
a fair market value equal to the minimum statutory amount required to be withheld or a greater amount if such greater amount would not result in unfavorable financial accounting treatment for the Company, (iv) requiring the Participant to
deliver to the Company already-owned Shares having a fair market value equal to the minimum statutory amount required to be withheld or a greater amount if such greater amount would not result in unfavorable financial accounting treatment, or
(v) requiring the Participant to engage in a cashless exercise transaction (whether through a broker or otherwise) implemented by the Company in connection with the Plan, provided that, in all instances, the satisfaction of the Tax
Obligations will not result in any adverse accounting consequence to the Company, as the Administrator may determine in its sole discretion. The fair market value of the Shares to be withheld or delivered will be determined as of the date the taxes
must be withheld. 
 (c) Compliance With Code Section 409A. Except as otherwise determined by the Administrator,
it is intended that Awards will be designed and operated so that they are either exempt from the application of Code Section 409A or comply with any requirements necessary to avoid the imposition of additional tax under Code
Section 409A(a)(1)(B) so that the grant, payment, settlement or deferral will not be subject to the additional tax or interest applicable under Code Section 409A and the Plan, and each Award Agreement will be interpreted consistent with
this intent. This Section 15(c) is not a guarantee to any Participant of the tax consequences of his or her Awards. In no event will the Company or any other member of the Company Group reimburse a Participant for any tax imposed or other costs
incurred as a result of Code Section 409A. 

  
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	16.	Other Terms. 

 (a) No Effect on Employment or Service. Neither the Plan nor any
Award will confer upon a Participant any right to continue as a Service Provider, nor will they interfere with the Participant’s right, or the Participant’s employer’s right, to terminate such relationship with or without cause, to
the extent permitted by Applicable Laws. 
 (b) Forfeiture Events. 

(i) All Awards granted under the Plan will be subject to recoupment under any clawback policy that the Company is required to adopt pursuant
to the listing standards of any national securities exchange or association on which the Company’s securities are listed or as is otherwise required by the Dodd-Frank Wall Street Reform and Consumer Protection Act or other Applicable Laws. In
addition, the Administrator may impose such other clawback, recovery or recoupment provisions in an Award Agreement as the Administrator determines necessary or appropriate, including but not limited to a reacquisition right regarding previously
acquired Shares or other cash or property. Unless this Section 16(b) is specifically mentioned and waived in an Award Agreement or other document, no recovery of compensation under a clawback policy or otherwise will be an event that triggers
or contributes to any right of a Participant to resign for “good reason” or “constructive termination” (or similar term) under any agreement with the Company or a member of the Company Group. 

(ii) The Administrator may specify in an Award Agreement that the Participant’s rights, payments, and benefits with respect to an Award
will be subject to reduction, cancellation, forfeiture, or recoupment upon the occurrence of specified events, in addition to any otherwise applicable vesting or performance conditions of an Award. Such events may include, but will not be limited
to, termination of such Participant’s status as a Service Provider for cause or any specified action or inaction by a Participant, whether before or after such Participant’s Termination Status Date, that would constitute cause for
termination of such Participant’s status as a Service Provider. 
 (iii) If the Company is required to prepare an accounting
restatement due to the material noncompliance of the Company, as a result of misconduct, with any financial reporting requirement under securities laws, any Participant who (1) knowingly or through gross negligence engaged in the misconduct or
who knowingly or through gross negligence failed to prevent the misconduct or (2) is one of the individuals subject to automatic forfeiture under Section 304 of the Sarbanes-Oxley Act of 2002, must reimburse the Company the amount of any
payment in settlement of an Award earned or accrued during the 12-month period following the first public issuance or filing with the United States Securities and Exchange Commission (whichever first occurred)
of the financial document embodying such financial reporting requirement. 
  

	17.	Term of Plan. 

 Subject to Section 20, the Plan will become effective upon the business day
immediately prior to the Registration Date. It will continue in effect until terminated under Section 18, but no Incentive Stock Options may be granted after 10 years from the date the Plan is adopted by the Board and Section 2(b) will
operate only until the 10th anniversary of the date the Plan is adopted by the Board. 
  

	18.	Amendment and Termination of the Plan. 

 (a) Amendment and Termination. The Board
or Compensation Committee of the Board may amend, alter, suspend or terminate the Plan. 

  
 - 13 - 

 (b) Stockholder Approval. The Company will obtain stockholder approval of any Plan
amendment to the extent necessary or desirable to comply with Applicable Laws. 
 (c) Consent of Participants Generally Required.
Subject to Section 18(d) below, no amendment, alteration, suspension or termination of the Plan or an Award under it will materially impair the rights of any Participant without a signed, written agreement between the Participant and the
Company. Termination of the Plan will not affect the Administrator’s ability to exercise the powers granted to it regarding Awards granted under the Plan prior to such termination. 

(d) Exceptions to Consent Requirement. 

(i) A Participant’s rights will not be deemed to have been impaired by any amendment, alteration, suspension or termination if the
Administrator, in its sole discretion, determines that the amendment, alteration, suspension or termination taken as a whole, does not materially impair the Participant’s rights; and 

(ii) Subject to any limitations of Applicable Laws, the Administrator may amend the terms of any one or more Awards without the affected
Participant’s consent even if it does materially impair the Participant’s right if such amendment is done 
 (1) in a manner
specified by the Plan, 
 (2) to maintain the qualified status of the Award as an Incentive Stock Option under Code Section 422, 

(3) to change the terms of an Incentive Stock Option, if such change results in impairment of the Award only because it impairs the qualified
status of the Award as an Incentive Stock Option under Code Section 422, 
 (4) to clarify the manner of exemption from Code
Section 409A or compliance with any requirements necessary to avoid the imposition of additional tax under Code Section 409A(a)(1)(B), or 

(5) to comply with other Applicable Laws. 
  

	19.	Conditions Upon Issuance of Shares. 

 (a) Legal Compliance. Shares will not be
issued pursuant to an Award unless the issuance and delivery of such Shares will comply with Applicable Laws. If required by the Administrator, issuance will be further subject to the approval of counsel for the Company with respect to such
compliance. The inability of the Company to obtain authority from any regulatory body having jurisdiction or to complete or comply with the requirements of any Applicable Laws will relieve the Company of any liability regarding the failure to issue
or sell such Shares as to which such authority, registration, qualification or rule compliance was not obtained and the Administrator reserves the authority, without the consent of a Participant, to terminate or cancel Awards with or without
consideration in such a situation. 
 (b) Investment Representations. As a condition to the exercise of an Award, the Company may
require the person exercising such Award to represent and warrant during any such exercise that the Shares are being purchased only for investment and with no present intention to sell or distribute such Shares if, in the opinion of counsel for the
Company, such a representation is required. 
 (c) Failure to Accept Award. If a Participant has not accepted an Award or has not
taken all administrative and other steps (e.g., setting up an account with a broker designated by the Company) necessary for the Company to issue Shares upon the vesting, exercise, or settlement of the Award prior to the first date the Shares
subject to such Award are scheduled to vest, then the Award will be cancelled on such date and the Shares subject to such Award immediately will revert to the Plan for no additional consideration unless otherwise provided by the Administrator. 

  
 - 14 - 

	20.	Stockholder Approval. 

 The Plan will be subject to approval by the stockholders of the
Company within 12 months after the date the Plan is adopted by the Board. Such stockholder approval will be obtained in the manner and to the degree required under Applicable Laws. 

 

	21.	Definitions. 

 The following definitions are used in this Plan: 

(a) “Applicable Laws” means the requirements relating to the administration of equity-based awards and the related issuance of
Shares under U.S. state corporate laws, U.S. federal and state securities laws, the Code, any stock exchange or quotation system on which the Common Stock is listed or quoted and, only to the extent applicable with respect to an Award or Awards, the
tax, securities, exchange control, and other laws of any jurisdictions other than the United States where Awards are, or will be, granted under the Plan. Reference to a section of an Applicable Law or regulation related to that section shall include
such section or regulation, any valid regulation issued under such section, and any comparable provision of any future legislation or regulation amending, supplementing or superseding such section or regulation. 

(b) “Award” means, individually or collectively, a grant under the Plan of Options, Stock Appreciation Rights, Restricted Stock,
Restricted Stock Units, Performance Stock Units, Performance Shares, or Performance Awards. 
 (c) “Award Agreement” means the
written or electronic agreement setting forth the terms applicable to an Award granted under the Plan. The Award Agreement is subject to the terms of the Plan. 

(d) “Board” means the Board of Directors of the Company. 

(e) “Change in Control” means the occurrence of any of the following events: 

(i) A change in the ownership of the Company which occurs on the date that any one person, or more than one person acting as a group
(“Person”), acquires ownership of the stock of the Company that, with the stock held by such Person, constitutes more than 50% of the total voting power of the stock of the Company; provided, that for this subsection, the acquisition
of additional stock by any one Person, who prior to such acquisition is considered to own more than 50% of the total voting power of the stock of the Company will not be considered a Change in Control. Further, if the stockholders of the
Company immediately before such change in ownership continue to retain immediately after the change in ownership, in substantially the same proportions as their ownership of shares of the Company’s voting stock immediately prior to the change
in ownership, direct or indirect beneficial ownership of 50% or more of the total voting power of the stock of the Company, such event shall not be considered a Change in Control under this Section 21(e)(i). For this purpose, indirect
beneficial ownership shall include, without limitation, an interest resulting from ownership of the voting securities of one or more corporations or other business entities which own the Company, as the case may be, either directly or through one or
more subsidiary corporations or other business entities; or 
 (ii) A change in the effective control of the Company which occurs on the
date a majority of members of the Board is replaced during any 12-month period by Directors whose appointment or election is not endorsed by a majority of the members of the Board prior to the appointment or
election. For this Section 21(e)(ii), if any Person is in effective control of the Company, the acquisition of additional control of the Company by the same Person will not be considered a Change in Control; or 

(iii) A change in the ownership of a substantial portion of the Company’s assets which occurs on the date that any Person acquires (or
has acquired during the 12-month period ending on the date of the most recent acquisition by such Person or Persons) assets from the Company that have a total gross fair market value equal to or more than
50% of the total gross fair market value of all of the assets of the Company immediately prior to such acquisition or acquisitions; provided, that for this Section 21(e)(iii), the following will not constitute a change in the ownership of
a substantial portion of the Company’s assets: 
 (1) a transfer to an entity controlled by the Company’s stockholders
immediately after the transfer, or 

  
 - 15 - 

 (2) a transfer of assets by the Company to: 

(A) a stockholder of the Company (immediately before the asset transfer) in exchange for or with respect to the Company’s stock,

 (B) an entity, 50% or more of the total value or voting power of which is owned, directly or indirectly, by the Company, 

(C) a Person, that owns, directly or indirectly, 50% or more of the total value or voting power of all the outstanding stock of the
Company, or 
 (D) an entity, at least 50% of the total value or voting power of which is owned, directly or indirectly, by a Person
described in subsections 21(e)(iii)(2)(A) to 21(e)(iii)(2)(C). 
 For this definition, gross fair market value means the value of the assets of the Company,
or the value of the assets being disposed of, determined without regard to any liabilities associated with such assets. For this definition, persons will be acting as a group if they are owners of a corporation that enters into a merger,
consolidation, purchase or acquisition of stock, or similar business transaction with the Company. 
 A transaction will not be a Change in Control: 

(iv) unless the transaction qualifies as a change in control event within the meaning of Code Section 409A; or 

(v) if its sole purpose is to (1) change the state of the Company’s incorporation, or (2) create a holding company owned in
substantially the same proportions by the persons who held the Company’s securities immediately before such transaction. 
 (f)
“Code” means the U.S. Internal Revenue Code of 1986. Reference to a section of the Code or regulation related to that section shall include such section or regulation, any valid regulation issued under such section, and any comparable
provision of any future legislation or regulation amending, supplementing or superseding such section or regulation. 
 (g)
“Committee” means a committee of Directors or of other individuals satisfying Applicable Laws appointed by the Board. 
 (h)
“Common Stock” means the common stock of the Company. 
 (i) “Company” means Tintri, Inc., a Delaware corporation, or
any of its successors. 
 (j) “Company Group” means the Company, any Parent or Subsidiary, and any entity that, from time to time
and at the time of any determination, directly or indirectly, is in control of, is controlled by or is under common control with the Company. 

(k) “Consultant” means any natural person engaged by a member of the Company Group to render bona fide services to such entity,
provided the services (i) are not in connection with the offer or sale of securities in a capital raising transaction, and (ii) do not directly promote or maintain a market for the Company’s securities. A Consultant must be a person
to whom the issuance of Shares registered on Form S-8 under the Securities Act is permitted. 
 (l)
“Director” means a member of the Board. 
 (m) “Employee” means any person, including Officers and Directors, employed
by the Company or any member of the Company Group. However, with respect to Incentive Stock Options, an Employee must be employed by the Company or any Parent or Subsidiary of the Company. Notwithstanding the foregoing, Options granted to
individuals not 

  
 - 16 - 

 
providing services to the Company or a member of the Company Group should be carefully structured to comply with the payment timing rules of Code Section 409A. Neither service as a Director
nor payment of a director’s fee by the Company will constitute “employment” by the Company. 
 (n) “Exchange Act”
means the U.S. Securities Exchange Act of 1934, as amended. 
 (o) “Exchange Program” means a program under which
(i) outstanding Awards are surrendered or cancelled in exchange for awards of the same type (which may have higher or lower Exercise Prices and different terms), awards of a different type, and/or cash, (ii) Participants would have the
opportunity to transfer any outstanding Awards to a financial institution or other person or entity selected by the Administrator, and/or (iii) the Exercise Price of an outstanding Award is increased or reduced. The Administrator will determine
the terms and conditions of any Exchange Program in its sole discretion. 
 (p) “Expiration Date” means the last possible day on
which an Option or Stock Appreciation Right may be exercised. Any exercise must be completed before midnight U.S. Pacific Time between the Expiration Date and the following date; provided, however, that any broker-assisted cashless exercise of an
Option granted hereunder must be completed by the close of market trading on the Expiration Date. 
 (q) “Fair Market Value”
means, as of any date, the value of a Share, determined as follows: 
 (i) If the Common Stock is listed on any established stock exchange
or a national market system, including without limitation the New York Stock Exchange, the NASDAQ Global Select Market, the NASDAQ Global Market or the NASDAQ Capital Market of The NASDAQ Stock Market, the Fair Market Value will be the closing sales
price for a Share (or the closing bid, if no sales were reported) as quoted on such exchange or system on the day of determination, as reported by such source as the Administrator determines to be reliable; 

(ii) If the Common Stock is regularly quoted by a recognized securities dealer but selling prices are not reported, the Fair Market Value of
a Share will be the mean between the high bid and low asked prices for the Common Stock on the day of determination (or, if no bids and asks were reported on that date on the last Trading Day such bids and asks were reported), as reported by such
source as the Administrator determines to be reliable; 
 (iii) For any Awards granted on the Registration Date, the Fair Market Value will
be the initial price to the public set forth in the final prospectus included within the registration statement on Form S-1 filed with the United States Securities and Exchange Commission for the initial
public offering of the Common Stock; or 
 (iv) Absent an established market for the Common Stock, the Fair Market Value will be determined
in good faith by the Administrator. 
 Notwithstanding the foregoing, if the determination date for the Fair Market Value occurs on a weekend, holiday or
other non-Trading Day, the Fair Market Value will be the price as determined under subsections 21(q)(i) or 21(q)(ii) above on the immediately preceding Trading Day, unless otherwise determined by the
Administrator. In addition, for purposes of determining the fair market value of shares for any reason other than the determination of the Exercise Price of Options or Stock Appreciation Rights, fair market value will be determined by the
Administrator in a manner compliant with Applicable Laws and applied consistently for such purpose. Further, the determination of fair market value for purposes of tax withholding may be made in the Administrator’s sole discretion subject to
Applicable Laws and is not required to be consistent with the determination of Fair Market Value for other purposes. 
 (r) “Fiscal
Year” means a fiscal year of the Company. 
 (s) “Incentive Stock Option” means an Option that is intended to qualify and
does qualify as an incentive stock option within the meaning of Code Section 422. 
 (t) “Nonstatutory Stock Option” means an
Option that by its terms does not qualify or is not intended to qualify as an Incentive Stock Option. 

  
 - 17 - 

 (u) “Officer” means a person who is an officer of the Company within the meaning of
Section 16 of the Exchange Act. 
 (v) “Option” means a stock option to acquire Shares granted under Section 4. 

(w) “Outside Director” means a Director who is not an Employee. 

(x) “Parent” means a “parent corporation,” whether now or hereafter existing, as defined in Code Section 424(e), in
relation to the Company. 
 (y) “Participant” means the holder of an outstanding Award. 

(z) “Performance Awards” means an Award which may be earned in whole or in part upon attainment of performance goals or other
vesting criteria as the Administrator may determine and which will be settled for cash, Shares or other securities or a combination of the foregoing under Section 9. 

(aa) “Performance Share” means an Award denominated in Shares which may be earned in whole or in part upon attainment of performance
goals or other vesting criteria as the Administrator may determine under Section 8. 
 (bb) “Performance Stock Units” means
an Award which may be earned in whole or in part upon attainment of performance goals or other vesting criteria as the Administrator may determine and which may be settled for cash, Shares or other securities or a combination of the foregoing under
Section 8. 
 (cc) “Performance Stock Units/Shares” means Performance Stock Units or Performance Shares, as applicable. 

(dd) “Period of Restriction” means the period during which the transfer of Shares of Restricted Stock is subject to restrictions and
therefore, the Shares are subject to a substantial risk of forfeiture. Such restrictions may be based on the passage of time, the achievement of target levels of performance, or the occurrence of other events as determined by the Administrator. 

(ee) “Plan” means this 2017 Equity Incentive Plan. 

(ff) “Registration Date” means the effective date of the first registration statement filed by the Company and declared effective
under Section 12(b) of the Exchange Act, with respect to any class of the Company’s securities. 
 (gg) “Restricted
Stock” means Shares issued under an Award granted under Section 5 or issued as a result of the early exercise of an Option. 

(hh) “Restricted Stock Unit” means a bookkeeping entry representing an amount equal to the Fair Market Value, granted under
Section 6. Each Restricted Stock Unit represents an unfunded and unsecured obligation of the Company. 
 (ii) “Securities
Act” means U.S. Securities Act of 1933, as amended. 
 (jj) “Share” means a share of Common Stock. 

(kk) “Stock Appreciation Right” means an Award granted (alone or in connection with an Option) under Section 7. 

(ll) “Subsidiary” means a “subsidiary corporation” as defined in Code Section 424(f), in relation to the Company.

 (mm) “Tax Obligations” means tax and social insurance and social security liability or premium obligations in connection with
an Award, including, without limitation, (i) all federal, state, and local income, employment 

  
 - 18 - 

 
and any other taxes (including the Participant’s U.S. Federal Insurance Contributions Act (FICA) obligation) that are required to be withheld by the Company or a member of the Company Group,
(ii) the Participant’s, and, to the extent required by the Company, the Company’s or a Company Group member’s, fringe benefit tax liability, if any, associated with the grant, vesting, or exercise of an Award or sale of Shares
issued under the Award, and (iii) any other taxes or social insurance or social security liabilities or premium obligations the responsibility for which the Participant has, or has agreed to bear, with respect to such Award or the Shares
subject to an Award. 
 (nn) “Trading Day” means a day on which the primary stock exchange or national market system on which the
Common Stock trades. 
 *    *    * 

  
 - 19 - 

 

 
 TINTRI, INC. 

2017 EQUITY INCENTIVE PLAN 

NOTICE OF STOCK OPTION GRANT AND STOCK OPTION AGREEMENT 

Capitalized terms that are not defined in this Notice of Stock Option Grant and Stock Option Agreement (the “Notice of Grant”),
the Terms and Conditions of Stock Option Grant, or any of the exhibits to these documents (all together, the “Agreement”) have the meanings given to them in the Tintri, Inc. 2017 Equity Incentive Plan (the “Plan”).

 The Participant has been granted an Option according to the terms below and subject to the terms and conditions of the Plan and this Agreement: 

 

							
	Participant	 	  
	 	
			
	Grant Number	 	  
	 	
			
	Grant Date	 	  
	 	
			
	Vesting Start Date	 	  
	 	
			
	Number of Shares Granted	 	  
	 	
			
	Exercise Price per Share	 	  
	 	
			
	Total Exercise Price	 	  
	 	
				
	Type of Option	 	  
	 	Incentive Stock Option	 	
				
		 	  
	 	Nonstatutory Stock Option	 	
			
	Expiration Date	 	  
	 	

 Vesting Schedule: 

Unless the vesting is accelerated, this Option will be exercisable to the extent vested on the following schedule: 

[If the Participant continues to be a Service Provider through each such date, 25% of the Shares subject to this Option will vest on the first
anniversary of the Vesting Start Date and 1/48th of the Shares subject to this Option will vest each month thereafter on the same day of the month as the Vesting Start Date (and if there is no
corresponding day of the month, the last day of that month). All vesting will be rounded in accordance with Section 3(f) of the Plan.] 
 If the
Participant ceases to be a Service Provider for any or no reason before he or she fully vests in this Option, the unvested portion of this Option will terminate according to the terms of Section 4 of this Agreement. 

 

 
  

 Exercise of Option: 
  

	 	(a)	If the Participant dies or his or her status as a Service Provider is terminated due to his or her Disability, the vested portion of this Option will remain exercisable for 12 months after the Termination of Status
Date. For any other termination of status as a Service Provider, the vested portion of this Option will remain exercisable for 3 months after the Termination of Status Date. 

 

	 	(b)	If there is a Change in Control or merger of the Company, Section 14 of the Plan may further limit this Option’s exercisability. 

 

	 	(c)	Notwithstanding anything to the contrary in this Agreement, this Option will not be exercisable after the Expiration Date, unless Section 4(g) of the Plan (which tolls expiration in very limited cases when there
are legal restrictions on exercise) permits later exercise. 

 The Participant’s signature below indicates that: 

 

	 	(i)	He or she agrees that this Option is granted under and governed by the terms and conditions of the Plan and this Agreement, including their exhibits and appendices. 

 

	 	(ii)	He or she understands that the Company is not providing any tax, legal, or financial advice and is not making any recommendations regarding his or her participation in the Plan or his or her acquisition or sale of
Shares. 

  

	 	(iii)	He or she has reviewed the Plan and this Agreement, has had an opportunity to obtain the advice of personal tax, legal, and financial advisors prior to signing this Agreement, and fully understands all provisions of the
Plan and Agreement. He or she will consult with his or her own personal tax, legal, and financial advisors before taking any action related to the Plan. 

  

	 	(iv)	He or she has read and agrees to each provision of Section 11 of this Agreement. 

  

	 	(v)	He or she will notify the Company of any change to the contact address below. 

 PARTICIPANT

  

					
		 	  

		 	Signature	 	
			
		 	Address:	 	  

			
		 		 	  

			
		 		 	  

  
 -2- 

 

 
  

 EXHIBIT A 

TERMS AND CONDITIONS OF STOCK OPTION GRANT 

1. Grant. The Company grants the Participant an Option to purchase Shares of Common Stock as described in the Notice of Grant. If there
is a conflict between the Plan, this Agreement, or any other agreement with the Participant governing this Option, those documents will take precedence and prevail in the following order: (a) the Plan, (b) the Agreement, and (c) any
other agreement between the Company and the Participant governing this Option. 
 If the Notice of Grant designates this Option as an
Incentive Stock Option (“ISO”), this Option is intended to qualify as an ISO under Code Section 422. Even if this Option is designated an ISO, to the extent it first become exercisable as to more than $100,000 in any calendar
year, the portion in excess of $100,000 is not an ISO under Code Section 422(d) and that portion will be a Nonstatutory Stock Option (“NSO”). In addition, if the Participant exercises the Option after 3 months have passed
since he or she ceased to be an employee of the Company or a Parent or Subsidiary of the Company, it will no longer be an ISO. If there is any other reason this Option (or a portion of it) will not qualify as an ISO, to the extent of such
nonqualification, the Option will be an NSO. The Participant understands that he or she will have no recourse against the Administrator, any member of the Company Group, or any officer or director of a member of the Company Group if any portion of
this Option is not an ISO. 
 2. Vesting. This Option will only be exercisable (also referred to as vested) under the Vesting
Schedule in the Notice of Grant, Section 3 of this Agreement, or Section 14 of the Plan. Shares scheduled to vest on a certain date or upon the occurrence of a certain condition will not vest unless the Participant continues to be a
Service Provider until the time such vesting is scheduled to occur. The Administrator may modify the Vesting Schedule according to its authority under the Plan if the Participant takes a leave of absence or has a reduction in hours worked. 

3. Administrator Discretion. The Administrator may accelerate the vesting of any portion of this Option. In that case, this Option will
be vested as of the date and to the extent specified by the Administrator. 
 4. Forfeiture upon Termination of Status as a Service
Provider. Upon the Participant’s termination as a Service Provider for any reason, this Option will immediately stop vesting and any portion of this Option that has not yet vested will be immediately forfeited for no consideration upon:
(a) the 30th day following the Termination of Status Date (or any earlier date on or following the Termination of Status Date determined by the Administrator) if Participant’s termination as a Service Provider is due to the
Participant’s death or (b) the Termination of Status Date if Participant’s termination as a Service Provider is for any reason other than the Participant’s death, in all cases, subject to Applicable Laws. The date of the
Participant’s termination as a Service Provider is detailed in Section 3(c) of the Plan. 
 5. Death of Participant. Any
distribution or delivery to be made to the Participant under this Agreement will, if he or she is then deceased, be made to the administrator or executor of his or her estate or, if the Administrator permits, his or her designated beneficiary. Any
such transferee must furnish the Company with (a) written notice of his or her status as transferee, and (b) evidence satisfactory to the Company to establish the validity of the transfer and compliance with any laws or regulations that
apply to the transfer. 

  
 -3- 

 

 
  

 6. Exercise of Option. 

(a) Right to Exercise. This Option may be exercised only before its Expiration Date (except for the limited circumstances
described in Section 4(g) of the Plan) and only under the Plan and this Agreement. 
 (b) Method of Exercise.
To exercise this Option, the Participant must deliver and the Administrator must receive an exercise notice according to procedures determined by the Administrator. The exercise notice must: 

(i) state the number of Shares as to which this Option is being exercised (“Exercised Shares”), 

(ii) make any representations or agreements required by the Company, 

(iii) be accompanied by a payment of the total exercise price for all Exercised Shares, and 

(iv) be accompanied by a payment of all required Tax-Related Items (defined in Section 8(a) of
this Agreement) for all Exercised Shares. 
 The Option is exercised when both the exercise notice and payments due under Sections 6(b)(iii) and 6(b)(iv)
have been received by the Company for all Exercised Shares. The Administrator may designate a particular exercise notice to be used, but until a designation is made, the exercise notice attached to this Agreement as Exhibit C may be used.

 7. Method of Payment. The Participant may pay the exercise price for Exercised Shares by any of the following methods or a
combination of methods: 
 (a) cash; 

(b) check; 
 (c) wire transfer;

 (d) consideration received by the Company under a formal cashless exercise program adopted by the Company; or 

(e) surrender of other Shares, as long as the Company determines that accepting such Shares does not result in any adverse accounting
consequences to the Company. If Shares are surrendered, the value of those Shares will be the Fair Market Value for those Shares on the date they are surrendered. 

A non-U.S. resident’s methods of exercise may be restricted by the terms and condition of any appendix to this
Agreement for the Participant’s country (the “Appendix”). 
 8. Tax Obligations. 

(a) Tax Withholding. 

(i) No Shares will be issued to the Participant until he or she makes satisfactory arrangements (as determined by the Administrator) for the
payment of income, employment, social insurance, National Insurance Contributions, payroll tax, fringe benefit tax, payment on account, or other tax-related items related to his or her participation in the
Plan and legally applicable to him or her that the Administrator determines 

  
 -4- 

 

 
  

 
must be withheld (“Tax-Related Items”), including those that result from the grant, vesting, or exercise of this Option, the
subsequent sale of Shares acquired under this Option or the receipt of any dividends. If the Participant is a non-U.S. employee, the method of payment of
Tax-Related Items may be restricted by any Appendix. If the Participant fails to make satisfactory arrangements for the payment of any Tax-Related Items under this
Agreement at the time of an attempted Option exercise, the Company may refuse to honor the exercise and refuse to deliver the Shares. 

(ii) The Company has the right (but not the obligation) to satisfy any Tax-Related Items by
withholding from proceeds of a sale of Shares acquired upon the exercise of this Option arranged by the Company (on the Participant’s behalf pursuant to this authorization without further consent, and this will be the method by which such tax
withholding obligations are satisfied, subject to Applicable Laws. 
 (iii) The Company has the right (but not the obligation) to
satisfy any Tax-Related Items by reducing the number of Shares otherwise deliverable to the Participant), and this will be the method by which such tax withholding obligations are satisfied until the Company
determines otherwise, subject to Applicable Laws. 
 (iv) The Participant authorizes the Company and/or any member(s) of the Company Group
for whom he or she is performing services (each, an “Employer”) to withhold any Tax-Related Items legally payable by the Participant from his or her wages or other cash compensation paid to
the Participant by the Company and/or the Employer(s) or from proceeds of the sale of Shares. 
 (v) Further, if the Participant is subject
to taxation in more than one jurisdiction between the Grant Date and the date of any relevant taxable or tax withholding event, the Company and/or the Employer(s) or former Employer(s) may withhold or account for tax in greater than one
jurisdiction. 
 (vi) Regardless of any action of the Company or the Employer(s), the Participant acknowledges that the ultimate liability
for all Tax-Related Items is and remains his or her responsibility and may exceed the amount actually withheld by the Company or the Employer(s). The Participant further acknowledges that the Company and the
Employer(s) (1) make no representations or undertakings regarding the treatment of any Tax-Related Items in connection with any aspect of the Option; and (2) do not commit to and are under no
obligation to structure the terms of the grant or any aspect of this Option to reduce or eliminate his or her liability for Tax-Related Items or achieve any particular tax result. 

(b) Tax Reporting. This Section 8(b) applies if the Participant is a U.S. taxpayer. If this Option is partially or wholly
an ISO, and if the Participant sells or otherwise disposes of any the Shares acquired by exercising the ISO portion on or before the later of (i) the date 2 years after the Grant Date, or (ii) the date 1 year after the date of
exercise, he or she may be subject to withholding of Tax-Related Items by the Company on the compensation income recognized by him or her and must immediately notify the Company in writing of the disposition.

 9. Forfeiture or Clawback. This Option (including any proceeds, gains or other economic benefit received by the Participant from
any subsequent sale of Shares resulting from the exercise) will be subject to any compensation recovery or clawback policy implemented by the Company before or after the date of this Agreement to comply with the requirements of Applicable Laws. 

10. Rights as Stockholder. The Participant’s rights as a stockholder of the Company (including the right to vote and to receive
dividends and distributions) will not begin until Shares have been issued and recorded on the records of the Company or its transfer agents or registrars. 

  
 -5- 

 

 
  

 11. Acknowledgements and Agreements. The Participant’s signature on the Notice of
Grant accepting this Option indicates that: 
 (a) HE OR SHE ACKNOWLEDGES AND AGREES THAT THE VESTING OF THIS OPTION IS EARNED ONLY BY
CONTINUING AS A SERVICE PROVIDER AND THAT BEING HIRED, GRANTED THIS OPTION, AND EXERCISING THE OPTION WILL NOT RESULT IN VESTING. 
 (b) HE
OR SHE FURTHER ACKNOWLEDGES AND AGREES THAT THIS OPTION AND AGREEMENT DO NOT CREATE AN EXPRESS OR IMPLIED PROMISE OF CONTINUED ENGAGEMENT AS A SERVICE PROVIDER FOR THE VESTING PERIOD, FOR ANY PERIOD, OR AT ALL, AND DOES NOT INTERFERE IN ANY WAY WITH
HIS OR HER RIGHT OR THE RIGHT OF THE EMPLOYER(S) TO TERMINATE HIS OR HER RELATIONSHIP AS A SERVICE PROVIDER AT ANY TIME, WITH OR WITHOUT CAUSE, SUBJECT TO APPLICABLE LAWS. 

(c) The Participant agrees that this Agreement and its incorporated documents reflect all agreements on its subject matters and that he or she
is not accepting this Agreement based on any promises, representations, or inducements other than those reflected in the Agreement. 
 (d)
The Participant understands that exercise of this Option is governed strictly by Sections 6, 7, and 8 of this Agreement and that failure to comply with those Sections could result in the expiration of this Option, even if an attempt was made to
exercise. 
 (e) The Participant agrees that the Company’s delivery of any documents related to the Plan or this Option (including the
Plan, the Agreement, the Plan’s prospectus and any reports of the Company provided generally to the Company’s stockholders) to him or her may be made by electronic delivery, which may include the delivery of a link to a Company intranet or
the Internet site of a third party involved in administering the Plan, the delivery of the document via e-mail, or any other means of electronic delivery specified by the Company. If the attempted electronic
delivery of such documents fails, the Participant will be provided with a paper copy of the documents. The Participant acknowledges that he or she may receive from the Company a paper copy of any documents that were delivered electronically at no
cost to him or her by contacting the Company by telephone or in writing. The Participant may revoke his or her consent to the electronic delivery of documents or may change the electronic mail address to which such documents are to be delivered (if
the Participant has provided an electronic mail address) at any time by notifying the Company of such revoked consent or revised e-mail address by telephone, postal service or electronic mail. Finally, the
Participant understands that he or she is not required to consent to electronic delivery of documents. 
 (f) The Participant may deliver
any documents related to the Plan or this Option to the Company by e-mail or any other means of electronic delivery approved by the Administrator, but he or she must provide the Company or any designated third
party administrator with a paper copy of any documents if his or her attempted electronic delivery of such documents fails. 
 (g) The
Participant accepts that all good faith decisions or interpretations of the Administrator regarding the Plan and Awards under the Plan are binding, conclusive, and final. No member of the Administrator will be personally liable for any such
decisions or interpretations. 
 (h) The Participant agrees that the Plan is established voluntarily by the Company, is discretionary in
nature, and may be amended, suspended, or terminated by the Company at any time, to the extent permitted by the Plan. 

  
 -6- 

 

 
  

 (i) The Participant agrees that the grant of this Option is voluntary and occasional and does
not create any contractual or other right to receive future grants of options, or benefits in lieu of options, even if options have been granted in the past. 

(j) The Participant agrees that any decisions regarding future Awards will be in the Company’s sole discretion. 

(k) The Participant agrees that he or she is voluntarily participating in the Plan. 

(l) The Participant agrees that this Option and any Shares acquired under the Plan are not intended to replace any pension rights or
compensation. 
 (m) The Participant agrees that this Option, any Shares acquired under the Plan, and their income and value of same are not
part of normal or expected compensation for any purpose, including for purposes of calculating any severance, resignation, termination, redundancy, dismissal,
end-of-service payments, bonuses, holiday pay, long-service awards, pension or retirement or welfare benefits, or similar payments. 

(n) The Participant agrees that the future value of the Shares underlying this Option is unknown, indeterminable, and cannot be predicted with
certainty. 
 (o) The Participant understands that if the underlying Shares do not increase in value, this Option will have no intrinsic
monetary value. 
 (p) The Participant understands that if this Option is exercised, the value of each Share received on exercise may
increase or decrease in value, even below the Exercise Price per Share. 
 (q) The Participant agrees that, for purposes of this Option, his
or her engagement as a Service Provider is terminated as of the Termination of Status Date (regardless of the reason for such termination and whether or not the termination is later found to be invalid or in breach of employment laws in the
jurisdiction where he or she is a Service Provider or the terms of his or her service agreement, if any), unless otherwise expressly provided in this Agreement or determined by the Administrator. 

(r) The Participant agrees that any right to vest in this Option will not be extended by any notice period (e.g., the period that he or she is
a Service Provider would not include any contractual notice period or any period of “garden leave” or similar period mandated under employment laws (including common law, if applicable) in the jurisdiction where he or she is a Service
Provider or by his or her service agreement or employment agreement, if any, unless he or she is providing bona fide services during such time). 

(s) The Participant agrees that the period during which the Participant may exercise the vested portion of this Option after a termination of
his or her status as a Service Provider (if any) will start as of the Termination of Status Date (regardless of the reason for such termination and whether or not the termination is later found to be invalid or in breach of employment laws in
the jurisdiction where he or she is a Service Provider or the terms of his or her service agreement, if any), unless otherwise expressly provided in this Agreement or determined by the Administrator or required by Applicable Laws. 

(t) The Participant agrees that the Administrator has the exclusive discretion to determine when he or she is no longer actively providing
services for purposes of this Option (including whether he or she is still considered to be providing services while on a leave of absence). 

(u) The Participant agrees that no member of the Company Group is liable for any foreign exchange rate fluctuation between the
Participant’s local currency and the United States Dollar that may affect the value of this Option or of any amounts due to him or her from the exercise of this Option or the subsequent sale of any Shares acquired upon exercise. 

  
 -7- 

 

 
  

 (v) The Participant has read and agrees to the Data Privacy Provisions of Section 12 of
this Agreement. 
 (w) The Participant agrees that he or she has no claim or entitlement to compensation or damages from any forfeiture of
this Option resulting from the termination of his or her status as a Service Provider (for any reason whatsoever, whether or not later found to be invalid or in breach of employment laws in the jurisdiction where he or she is a Service Provider or
the terms of his or her service agreement, if any), and in consideration of the grant of this Option to which he or she is otherwise not entitled, he or she irrevocably agrees never to institute any claim against the Company or any member of
the Company Group, waives his or her ability (if any) to bring any such claim, and releases the Company and all members of the Company Group from any such claim. If any such claim is nevertheless allowed by a court of competent jurisdiction, then
the Participant’s participation in the Plan constitutes his or her irrevocable agreement to not pursue such claim and to execute any and all documents necessary to request dismissal or withdrawal of such claim. 

12. Data Privacy. 

(a) The Participant voluntarily consents to the collection, use and transfer, in electronic or other form, of his or her personal data as
described in this Agreement and any other Award materials (“Data”) by and among, as applicable, the Employer(s), the Company and any member of the Company Group for the exclusive purpose of implementing, administering, and
managing his or her participation in the Plan. 
 (b) The Participant understands that the Company and the Employer(s) may hold
certain personal information about him or her, including, but not limited to, his or her name, home address and telephone number, date of birth, social insurance number or other identification number, salary, nationality, job title, any shares of
stock or directorships held in the Company, details of all equity awards or any other entitlement to stock awarded, canceled, exercised, vested, unvested or outstanding in his or her favor, for the exclusive purpose of implementing, administering,
and managing the Plan. 
 (c) The Participant understands that Data will be transferred to one or more a stock plan service
provider(s) selected by the Company, which may assist the Company with the implementation, administration, and management of the Plan. The Participant understands that the recipients of the Data may be located in the United States or elsewhere, and
that the recipient’s country (e.g., the United States) may have different data privacy laws and protections than his or her country. The Participant understands that if he or she resides outside the United States, he or she may request a list
with the names and addresses of any potential recipients of the Data by contacting his or her local human resources representative. The Participant authorizes the Company and any other possible recipients that may assist the Company (presently or in
the future) with implementing, administering and managing the Plan to receive, possess, use, retain and transfer the Data, in electronic or other form, for the sole purposes of implementing, administering and managing his or her participation in the
Plan. 
 (d) The Participant understands that Data will be held only as long as is necessary to implement, administer and manage his
or her participation in the Plan. The Participant understands that if he or she resides in certain jurisdictions outside the United States, to the extent required by Applicable Laws, he or she may, at any time, request access to Data, request
additional information about the storage and processing of Data, require any necessary amendments to Data or refuse or withdraw the consents given by accepting this Option, in any case without cost, by contacting in writing his or her local human
resources representative. Further, the Participant understands that he or she is providing these consents on a purely voluntary basis. If the Participant does not consent or if he or she later seeks to revoke his or her consent, his or her
engagement as a Service Provider with 

  
 -8- 

 

 
  

 
the Employer(s) will not be adversely affected; the only consequence of refusing or withdrawing his or her consent is that the Company will not be able to grant him or her awards under the
Plan or administer or maintain awards. Therefore, the Participant understands that refusing or withdrawing his or her consent may affect his or her ability to participate in the Plan (including the right to retain this Option). The Participant
understands that he or she may contact his or her local human resources representative for more information on the consequences of his or her refusal to consent or withdrawal of consent. 

13. Miscellaneous 
 (a)
Address for Notices. Any notice to be given to the Company under the terms of this Agreement must be addressed to the Company at Tintri, Inc., 303 Ravendale Drive, Mountain View, CA 94043 until the Company designates another
address in writing. 
 (b) Non-Transferability of Option. This Option may not
be transferred other than by will or the laws of descent or distribution and may be exercised during the lifetime of the Participant only by him or her or his or her representative following a Disability. 

(c) Binding Agreement. If this Option is transferred, this Agreement will be binding upon and inure to the benefit of the heirs,
legatees, legal representatives, successors, and assigns of the parties to this Agreement. 
 (d) Additional Conditions
to Issuance of Stock. If the Company determines that the listing, registration, qualification, or rule compliance of the Common Stock on any securities exchange or under any state, federal, or foreign law or the tax code
and related regulations or the consent or approval of any governmental regulatory authority is necessary or desirable as a condition to the issuance of Shares to the Participant (or his or her estate), the Company will try to meet the requirements
of any such state, federal, or foreign law or securities exchange and to obtain any such consent or approval of any such governmental authority or securities exchange, but the Shares will not be issued until such conditions have been met in a manner
acceptable to the Company. 
 (e) Captions. Captions provided in this Agreement are for convenience only and are not to serve as a
basis for interpretation or construction of this Agreement. 
 (f) Agreement Severable. If any provision of this Agreement is
held invalid or unenforceable, that provision will be severed from the remaining provisions of this Agreement and the invalidity or unenforceability will have no effect on the remainder of the Agreement. 

(g) Non-U.S. Appendix. This Option is subject to any special terms and conditions set
forth in any Appendix. If the Participant relocates to a country included in the Appendix, the special terms and conditions for that country will apply to him or her to the extent the Company determines that applying such terms and conditions is
necessary or advisable for legal or administrative reasons. 
 (h) Choice of Law; Choice of Forum.
The Plan, this Agreement, this Option, and all determinations made and actions taken under the Plan, to the extent not otherwise governed by the laws of the United States, will be governed by the laws of the State of Delaware without giving effect
to principles of conflicts of law. For purposes of litigating any dispute that arises under the Plan, the Participant’s acceptance of this Option is his or her consent to the jurisdiction of the State of Delaware and his or her agreement that
any such litigation will be conducted in the Delaware Court of Chancery or the federal courts for the United States for the District of Delaware and no other courts, regardless of where he or she is performing services. 

  
 -9- 

 

 
  

 (i) Modifications to the Agreement. The Plan and this Agreement
constitute the entire understanding of the parties on the subjects covered. The Participant expressly warrants that he or she is not accepting this Agreement in reliance on any promises, representations, or inducements other than those contained
herein. Modifications to this Agreement or the Plan can be made only in an express written contract executed by a duly authorized officer of the Company. The Company reserves the right to revise the Agreement as it deems necessary or advisable, in
its sole discretion and without the consent of the Participant, to comply with Code Section 409A, to otherwise avoid imposition of any additional tax or income recognition under Code Section 409A in connection with this Option, or to
comply with other Applicable Laws. 
 (j) Waiver. The Participant acknowledges that a waiver by the Company of a breach of any
provision of this Agreement will not operate or be construed as a waiver of any other provision of this Agreement or of any subsequent breach of this Agreement by him or her. 

  
 -10- 

 

 
  

 EXHIBIT B 

APPENDIX TO STOCK OPTION AGREEMENT 

Terms and Conditions 
 This Appendix to Stock
Option Agreement (the “Appendix”) includes additional terms and conditions that govern this Option granted to the Participant under the Plan if he or she resides in one of the countries listed below on the Grant Date or he or she
moves to one of the listed countries. 
 Notifications 

This Appendix may also include information regarding exchange controls and certain other issues of which the Participant should be aware with respect to
participation in the Plan. The information is based on the securities, exchange control, and other Applicable Laws in effect in the respective countries as of June 2017. Such Applicable Laws are often complex and change frequently. As a result, the
Company strongly recommends that the Participant not rely on the information in this Appendix as the only source of information relating to the consequences of participation in the Plan because the information may be out of date at the time the
Participant sells Shares acquired under the Plan. 
 In addition, the information contained in this Appendix is general in nature and may not apply to the
Participant’s particular situation, and the Company is not in a position to assure him or her of a particular result. The Participant is advised to seek appropriate professional advice as to how the Applicable Laws in his or her country may
apply to his or her situation. 
 Finally, if the Participant is a citizen or resident of a country other than the one in which he or she is currently
working, transfers employment after this Option is granted, or is considered a resident of another country for local law purposes, the information in this Appendix may not apply to him or her, and the Administrator will determine to what extent the
terms and conditions in this Appendix apply. 
 Countries 

  

 

 
  

 EXHIBIT C 

TINTRI, INC. 
 2017
EQUITY INCENTIVE PLAN 
 EXERCISE NOTICE 

Tintri, Inc. 
 303 Ravendale Drive 

Mountain View, CA 94043 
 Attention: Stock Administration 

 

	
	Purchaser Name:
	
	Grant Date of Stock Option (the “Option”):
	
	Grant Number:
	
	Exercise Date:
	
	Number of Shares Exercised:
	
	Per Share Exercise Price:
	
	Total Exercise Price:
	
	Exercise Price Payment Method:
	
	Tax-Related Items Payment Method:

 The information in the table above is incorporated in this Exercise Notice. 

1. Exercise of Option. Effective as the Exercise Date, I elect to purchase the Number of Shares Exercised
(“Exercised Shares”) under the Stock Option Agreement for the Option (the “Agreement”) for the Total Exercise Price. Capitalized terms used but not defined in this Exercise Notice have the meanings
given to them in the 2017 Equity Incentive Plan (the “Plan”) and/or the Agreement. 
 2. Delivery of
Payment. With this Exercise Notice, I am delivering the Total Exercise Price and any required Tax-Related Items to be paid in connection with purchase of the Exercised Shares. I am paying my total
purchase price by the Exercise Price Payment Method and the Tax-Related Items by the Tax-Related Items Payment Method. 

3. Representations of Purchaser. I acknowledge that: 

(a) I have received, read, and understood the Plan and the Agreement and agree to be bound by their terms and conditions. 

(b) The exercise will not be completed until this Exercise Notice, Total Exercise Price, and all
Tax-Related Payments are received by the Company. 

  

 

 
  

 (c) I have no rights as a stockholder of the Company (including the right to vote and receive
dividends and distributions) on the Exercised Shares until the Exercised Shares have been issued and recorded on the records of the Company or its transfer agents or registrars. 

(d) No adjustment will be made for a dividend or other right for which the record date is before the date of issuance, except for adjustments
under Section 13 of the Plan. 
 (e) There may be adverse tax consequences to exercising the Option, and I am not relying on the
Company for tax advice and have had an opportunity to obtain the advice of personal tax, legal, and financial advisors prior to exercising. 

(f) The modification and choice of law provisions of the Agreement also govern this Exercise Notice. 

4. Entire Agreement; Governing Law. The Plan and the Agreement are incorporated by reference. This Exercise
Notice, the Plan, and the Agreement are the entire agreement of the parties with respect to the Options and this exercise and supersede in their entirety all prior undertakings and agreements of the Company and Purchaser with respect to their
subject matter. 
 Submitted by: 
  

			
	PURCHASER
	
	  

	Signature	 	
		
	Address:	 	  

		
		 	  

		
		 	  

  
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 TINTRI, INC. 

2017 EQUITY INCENTIVE PLAN 

NOTICE OF RESTRICTED STOCK UNIT AWARD AND RESTRICTED STOCK UNIT AGREEMENT 

Capitalized terms that are not defined in this Notice of Restricted Stock Unit Award and Restricted Stock Unit Agreement (the “Notice of
Grant”), the Terms and Conditions of Restricted Stock Unit Award, or any of the exhibits to these documents (all together, the “Agreement”) have the meanings given to them in the Tintri, Inc. 2017 Equity Incentive Plan
(the “Plan”). 
 The Participant has been granted this Restricted Stock Unit (“RSU”) award according to the terms below
and subject to the terms and conditions of the Plan and this Agreement, as follows: 
  

					
	Participant	 	 	  	
			
	Grant Number	 	 	  	
			
	Grant Date	 	 	  	
			
	Vesting Start Date	 	 	  	
			
	 Quarterly Vesting Dates
	 	March 15, June 15, September 15, and December 15	  	
			
	 Number of RSUs Granted
	 	 	  	

 Vesting Schedule: 
 Unless
the vesting is accelerated, these RSUs will vest on the following schedule: 
 [If the Participant continues to be a Service Provider through
each such date, 25% of these RSUs will vest on the first Quarterly Vesting Date after the first anniversary of the Vesting Start Date and 1/12th of the remaining RSUs will vest each Quarterly Vesting Date thereafter on the same day of the month as
the Vesting Start Date. All vesting will be rounded in accordance with Section 3(f) of the Plan. “Quarterly Vesting Date” shall mean March 15, June 15, September 15, and December 15 of each year.] 

If the Participant ceases to be a Service Provider for any or no reason before he or she fully vests in these RSUs, the unvested RSUs will terminate according
to the terms of Section 5 of this Agreement. 
 The Participant’s signature below indicates that: 

 

	 	(i)	He or she agrees that this Restricted Stock Unit award is granted under and governed by the terms and conditions of the Plan and this Agreement, including their exhibits and appendices. 

 

	 	(ii)	He or she understands that the Company is not providing any tax, legal, or financial advice and is not making any recommendations regarding his or her participation in the Plan or his or her acquisition or sale of
Shares. 

  

	 	(iii)	He or she has reviewed the Plan and this Agreement, has had an opportunity to obtain the advice of personal tax, legal, and financial advisors prior to signing this Agreement, and fully understands all provisions of the
Plan and Agreement. He or she will consult with his or her own personal tax, legal, and financial advisors before taking any action related to the Plan. 

  
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	 	(iv)	He or she has read and agrees to each provision of Section 10 of this Agreement. 

  

	 	(v)	He or she will notify the Company of any change to the contact address below. 

  

					
		 	PARTICIPANT
		
		 	  

		 	Signature	 	
			
		 	Address:	 	  

			
		 		 	  

			
		 		 	  

  
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 EXHIBIT A 

TERMS AND CONDITIONS OF RESTRICTED STOCK UNIT AWARD 

1. Grant. The Company grants the Participant an award of RSUs as described in the Notice of Grant. If there is a conflict between the
Plan, this Agreement, or any other agreement with the Participant governing these RSUs, those documents will take precedence and prevail in the following order: (a) the Plan, (b) the Agreement, and (c) any other agreement between the
Company and the Participant governing these RSUs. 
 2. Company’s Obligation to Pay. Each RSU is a right to
receive a Share on the date it vests. Until an RSU vests, the Participant has no right to payment of the Share. Before a vested RSU is paid, the RSU is an unsecured obligation of the Company, payable (if at all) only from the Company’s general
assets. A vested RSU will be paid to the Participant (or in the event of his or her death, to his or her estate) in whole Shares as soon as practicable after vesting (but no later than 60 days following the vesting date), subject to him or her
satisfying any obligations for Tax-Related Items (as defined in Section 7 of this Agreement) and any delay in payment required under Section 7 of this Agreement. The Participant cannot specify
(directly or indirectly) the taxable year of the payment of any vested RSU under this Agreement. 
 3. Vesting. These RSUs will vest
only under the Vesting Schedule in the Notice of Grant, Section 4 of this Agreement, or Section 14 of the Plan. RSUs scheduled to vest on a certain date or upon the occurrence of a certain condition will not vest unless the Participant
continues to be a Service Provider until the time such vesting is scheduled to occur. The Administrator may modify the Vesting Schedule according to its authority under the Plan if the Participant takes a leave of absence or has a reduction in hours
worked. 
 4. Administrator Discretion. The Administrator has the discretion to accelerate the vesting of any RSUs at any time,
subject to the terms of the Plan. In that case, those RSUs will be vested as of the date specified by the Administrator. 
 5. Forfeiture
upon Termination of Status as a Service Provider. Upon the Participant’s termination as a Service Provider for any reason, these RSUs will immediately stop vesting and any of these RSUs that have not yet vested will be forfeited by the
Participant upon: (a) the 30th day following the Termination of Status Date (or any earlier date on or following the Termination of Status Date determined by the Administrator) if Participant’s termination as a Service Provider is due to
the Participant’s death or (b) the Termination of Status Date if Participant’s termination as a Service Provider is for any reason other than the Participant’s death, in all cases, subject to Applicable Laws. The date of the
Participant’s termination as a Service Provider is detailed in Section 3(c) of the Plan. 
 6. Death of Participant. Any
distribution or delivery to be made to the Participant under this Agreement will, if he or she is then deceased, be made to the administrator or executor of his or her estate or, if the Administrator permits, his or her designated beneficiary. Any
such transferee must furnish the Company with (a) written notice of his or her status as transferee, and (b) evidence satisfactory to the Company to establish the validity of the transfer and compliance with any laws or regulations that
apply to the transfer. 
 7. Tax Obligations. 

(a) Tax Withholding. 

(i) No Shares will be issued to the Participant until he or she makes satisfactory arrangements (as determined by the Administrator) for the
payment of income, employment, social insurance, National Insurance Contributions, payroll tax, fringe benefit tax, payment on account, or other tax-related items

  
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related to his or her participation in the Plan and legally applicable to him or her that the Administrator determines must be withheld
(“Tax-Related Items”), including those that result from the grant, vesting, or payment of these RSUs, the subsequent sale of Shares acquired pursuant to such payment, or the receipt of
any dividends. If the Participant is a non-U.S. employee, the method of payment of Tax-Related Items may be restricted by any Appendix. If the Participant fails to
make satisfactory arrangements for the payment of any Tax-Related Items under this Agreement when any of these RSUs otherwise are supposed to vest or Tax-Related Items
related to RSUs otherwise are due, he or she will permanently forfeit the applicable RSUs and any right to receive Shares under such RSUs, and such RSUs will be returned to the Company at no cost to the Company. 

(ii) The Company has the right (but not the obligation) to satisfy any Tax-Related Items by
withholding from proceeds of a sale of Shares acquired upon payment of these RSUs arranged by the Company (on the Participant’s behalf pursuant to this authorization without further consent), and this will be the method by which such tax
withholding obligations are satisfied, subject to Applicable Laws. 
 (iii) The Company also has the right (but not the obligation) to
satisfy any Tax-Related Items by reducing the number of Shares otherwise deliverable to the Participant). 

(iv) Further, if the Participant is subject to taxation in more than one jurisdiction between the Grant Date and the date of any relevant
taxable or tax withholding event, the Company and/or any member of the Company Group for whom he or she is performing services (each, an “Employer”) or former Employer(s) may withhold or account for tax in more than one
jurisdiction. 
 (v) Regardless of any action of the Company or the Employer(s), the Participant acknowledges that the ultimate liability
for all Tax-Related Items is and remains his or her responsibility and may exceed the amount actually withheld by the Company or the Employer(s). The Participant further acknowledges that the Company and the
Employer(s) (1) make no representations or undertakings regarding the treatment of any Tax-Related Items in connection with any aspect of these RSUs and (2) do not commit to and are under no
obligation to structure the terms of the grant or any aspect of these RSUs to reduce or eliminate his or her liability for Tax-Related Items or achieve any particular tax result. 

(b) Code Section 409A. This Section 7(b) does not apply if the Participant is not a U.S. taxpayer. 

(i) If the vesting of any RSUs is accelerated in connection with a termination of the Participant’s status as a Service Provider that is
a “separation from service” within the meaning of Code Section 409A and (x) the Participant is a “specified employee” within the meaning of Code Section 409A at that time and (y) the payment of such
accelerated RSUs would result in the imposition of additional tax under Code Section 409A if paid to the Participant within the 6-month period following such termination, then the accelerated RSUs will
not be paid until the first day after the 6-month period ends. 
 (ii) If the Participant’s
status as a Service Provider terminates due to death or the Participant dies after he or she stops being a Service Provider, the delay under Section 7(b)(i) of this Agreement will not apply, and these RSUs will be paid in Shares to the
Participant’s estate as soon as practicable. 
 (iii) All payments and benefits under this Agreement are intended to be exempt from
Code Section 409A or comply with any requirements necessary to avoid the imposition of additional tax under Code Section 409A(a)(1)(B) so that none of these RSUs or Shares issuable upon the vesting of RSUs will be subject to the additional
tax imposed under Code Section 409A, and any ambiguities will be interpreted according to that intent. 
 (iv) Each payment under this
Agreement is a separate payment under Treasury Regulations Section 1.409A-2(b)(2). 

  
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 8. Forfeiture or Clawback. These RSUs (including any proceeds, gains or other
economic benefit received by the Participant from any subsequent sale of Shares issued upon payment of the RSUs) will be subject to any compensation recovery or clawback policy implemented by the Company before or after the date of this Agreement to
comply with the requirements of Applicable Laws. 
 9. Rights as Stockholder. The Participant’s rights as a stockholder of the
Company (including the right to vote and to receive dividends and distributions) will not begin until Shares have been issued and recorded on the records of the Company or its transfer agents or registrars. 

10. Acknowledgements and Agreements. The Participant’s signature on the Notice of Grant accepting these RSUs indicates that: 

(a) HE OR SHE ACKNOWLEDGES AND AGREES THAT THE VESTING OF THESE RSUS IS EARNED ONLY BY CONTINUING AS A SERVICE PROVIDER AND THAT BEING HIRED
OR BEING GRANTED THESE RSUS WILL NOT RESULT IN VESTING. 
 (b) HE OR SHE FURTHER ACKNOWLEDGES AND AGREES THAT THESE RSUS AND THIS AGREEMENT
DO NOT CREATE AN EXPRESS OR IMPLIED PROMISE OF CONTINUED ENGAGEMENT AS A SERVICE PROVIDER FOR THE VESTING PERIOD, FOR ANY PERIOD, OR AT ALL AND DOES NOT INTERFERE IN ANY WAY WITH HIS OR HER RIGHT OR THE RIGHT OF THE EMPLOYER(S) TO TERMINATE HIS OR
HER RELATIONSHIP AS A SERVICE PROVIDER AT ANY TIME, WITH OR WITHOUT CAUSE, SUBJECT TO APPLICABLE LAWS. 
 (c) The Participant agrees that
this Agreement and its incorporated documents reflect all agreements on its subject matters and that he or she is not accepting this Agreement based on any promises, representations, or inducements other than those reflected in the Agreement. 

(d) The Participant agrees that the Company’s delivery of any documents related to the Plan or these RSUs (including the Plan, the
Agreement, the Plan’s prospectus, and any reports of the Company provided generally to the Company’s stockholders) to him or her may be made by electronic delivery, which may include the delivery of a link to a Company intranet or to the
Internet site of a third party involved in administering the Plan, the delivery of the document via e-mail, or any other means of electronic delivery specified by the Company. If the attempted electronic
delivery of such documents fails, the Participant will be provided with a paper copy of the documents. The Participant acknowledges that he or she may receive from the Company a paper copy of any documents that were delivered electronically at no
cost to him or her by contacting the Company by telephone or in writing. The Participant may revoke his or her consent to the electronic delivery of documents or may change the electronic mail address to which such documents are to be delivered (if
the Participant has provided an electronic mail address) at any time by notifying the Company of such revoked consent or revised e-mail address by telephone, postal service or electronic mail. Finally, the
Participant understands that he or she is not required to consent to electronic delivery of documents. 
 (e) The Participant may deliver
any documents related to the Plan or these RSUs to the Company by e-mail or any other means of electronic delivery approved by the Administrator, but he or she must provide the Company or any designated third
party administrator with a paper copy of any documents if his or her attempted electronic delivery of such documents fails. 

  
 -5- 

 

 
  

 (f) The Participant accepts that all good faith decisions or interpretations of the
Administrator regarding the Plan and Awards under the Plan are binding, conclusive, and final. No member of the Administrator will be personally liable for any such decisions or interpretations. 

(g) The Participant agrees that the Plan is established voluntarily by the Company, is discretionary in nature, and may be amended, suspended,
or terminated by the Company at any time, to the extent permitted by the Plan. 
 (h) The Participant agrees that the grant of these RSUs is
voluntary and occasional and does not create any contractual or other right to receive future grants of restricted stock units or benefits in lieu of restricted stock units, even if restricted stock units have been granted in the past. 

(i) The Participant agrees that any decisions regarding future Awards will be in the Company’s sole discretion. 

(j) The Participant agrees that he or she is voluntarily participating in the Plan. 

(k) The Participant agrees that these RSUs and any Shares acquired under these RSUs are not intended to replace any pension rights or
compensation. 
 (l) The Participant agrees that these RSUs, any Shares acquired under these RSUs, and their income and value are not part
of normal or expected compensation for any purpose, including for calculating any severance, resignation, termination, redundancy, dismissal, end-of-service payments,
bonuses, holiday pay, long-service awards, pension or retirement or welfare benefits, or similar payments. 
 (m) The Participant agrees
that the future value of the Shares underlying these RSUs is unknown, indeterminable, and cannot be predicted with certainty. 
 (n) The
Participant agrees that, for purposes of these RSUs, his or her engagement as a Service Provider is terminated as of the Termination of Status Date (regardless of the reason for such termination and whether or not the termination is later found to
be invalid or in breach of employment laws in the jurisdiction where he or she is a Service Provider or the terms of his or her service agreement, if any), unless otherwise expressly provided in this Agreement or determined by the Administrator.

 (o) The Participant agrees that any right to vest in these RSUs terminates as of the Termination of Status Date and will not be extended
by any notice period (e.g., the period that he or she is a Service Provider would not include any contractual notice period or any period of “garden leave” or similar period mandated under employment laws (including common law, if
applicable) in the jurisdiction where he or she is a Service Provider or by his or her service agreement or employment agreement, if any, unless he or she is providing bona fide services during such time). 

(p) The Participant agrees that the Administrator has the exclusive discretion to determine when he or she is no longer actively providing
services for purposes of these RSUs (including whether he or she is still considered to be providing services while on a leave of absence). 

(q) The Participant agrees that no member of the Company Group is liable for any foreign exchange rate fluctuation between the
Participant’s local currency and the United States Dollar that may affect the value of these RSUs or of any amounts due to him or her from the payment of these RSUs or the subsequent sale of any Shares acquired upon such payment. 

  
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 (r) The Participant has read and agrees to the Data Privacy Provisions of Section 11 of
this Agreement. 
 (s) The Participant agrees that he or she has no claim or entitlement to compensation or damages from any forfeiture of
these RSUs resulting from the termination of his or her status as a Service Provider (for any reason whatsoever, whether or not later found to be invalid or in breach of employment laws in the jurisdiction where he or she is a Service Provider or
the terms of his or her service agreement, if any), and in consideration of the grant of these RSUs to which he or she is otherwise not entitled, he or she irrevocably agrees never to institute any claim against the Company or any member of the
Company Group, waives his or her ability (if any) to bring any such claim, and releases the Company and all members of the Company Group from any such claim. If any such claim is nevertheless allowed by a court of competent jurisdiction, then the
Participant’s participation in the Plan constitutes his or her irrevocable agreement to not pursue such claim and to execute any and all documents necessary to request dismissal or withdrawal of such claim. 

11. Data Privacy. 

(a) The Participant voluntarily consents to the collection, use and transfer, in electronic or other form, of his or her personal data as
described in this Agreement and any other Award materials (“Data”) by and among, as applicable, the Employer(s), the Company and any member of the Company Group for the exclusive purpose of implementing, administering, and
managing his or her participation in the Plan. 
 (b) The Participant understands that the Company and the Employer(s) may hold
certain personal information about him or her, including, but not limited to, his or her name, home address and telephone number, date of birth, social insurance number or other identification number, salary, nationality, job title, any shares of
stock or directorships held in the Company, details of all equity awards or any other entitlement to stock awarded, canceled, exercised, vested, unvested or outstanding in his or her favor, for the exclusive purpose of implementing, administering,
and managing the Plan. 
 (c) The Participant understands that Data will be transferred to one or more a stock plan service
provider(s) selected by the Company, which may assist the Company with the implementation, administration, and management of the Plan. The Participant understands that the recipients of the Data may be located in the United States or elsewhere, and
that the recipient’s country (e.g., the United States) may have different data privacy laws and protections than his or her country. The Participant understands that if he or she resides outside the United States, he or she may request a list
with the names and addresses of any potential recipients of the Data by contacting his or her local human resources representative. The Participant authorizes the Company and any other possible recipients that may assist the Company (presently or in
the future) with implementing, administering and managing the Plan to receive, possess, use, retain and transfer the Data, in electronic or other form, for the sole purposes of implementing, administering and managing his or her participation in the
Plan. 
 (d) The Participant understands that Data will be held only as long as is necessary to implement, administer and manage his
or her participation in the Plan. The Participant understands that if he or she resides in certain jurisdictions outside the United States, to the extent required by Applicable Laws, he or she may, at any time, request access to Data, request
additional information about the storage and processing of Data, require any necessary amendments to Data or refuse or withdraw the consents given by accepting these RSUs, in any case without cost, by contacting in writing his or her local human
resources representative. Further, the Participant understands that he or she is providing these consents on a purely voluntary basis. If the Participant does not consent or if he or she later seeks to revoke his or her consent, his or her
engagement as a Service Provider with the Employer(s) will not be adversely affected; the only consequence of refusing or withdrawing his or her consent is that the Company will not be able to grant him or her awards under the Plan or administer or
maintain awards. Therefore, the Participant understands that refusing or withdrawing his or her consent may 

  
 -7- 

 

 
  

 
affect his or her ability to participate in the Plan (including the right to retain these RSUs). The Participant understands that he or she may contact his or her local human resources
representative for more information on the consequences of his or her refusal to consent or withdrawal of consent. 
 12.
Miscellaneous. 
 (a) Address for Notices. Any notice to be given to the Company under the terms of this
Agreement must be addressed to the Company at Tintri, Inc., 303 Ravendale Drive, Mountain View, CA 94043 until the Company designates another address in writing. 

(b) Non-Transferability of RSUs. These RSUs may not be transferred other than by
will or the laws of descent or distribution. 
 (c) Binding Agreement. If any RSUs are transferred, this Agreement will be
binding upon and inure to the benefit of the heirs, legatees, legal representatives, successors, and assigns of the parties to this Agreement. 

(d) Additional Conditions to Issuance of Stock. If the Company determines that the listing,
registration, qualification, or rule compliance of the Common Stock on any securities exchange or under any state, federal, or foreign law or the tax code and related regulations or the consent or approval of any governmental regulatory authority is
necessary or desirable as a condition to the issuance of Shares to the Participant (or his or her estate), the Company will try to meet the requirements of any such state, federal, or foreign law or securities exchange and to obtain any such consent
or approval of any such governmental authority or securities exchange, but the Shares will not be issued until such conditions have been met in a manner acceptable to the Company. 

(e) Captions. Captions provided in this Agreement are for convenience only and are not to serve as a basis for interpretation or
construction of this Agreement. 
 (f) Agreement Severable. If any provision of this Agreement is held invalid or
unenforceable, that provision will be severed from the remaining provisions of this Agreement and the invalidity or unenforceability will have no effect on the remainder of the Agreement. 

(g) Non-U.S. Appendix. These RSUs are subject to any special terms and conditions set
forth in any appendix to this Agreement for the Participant’s country (the “Appendix”). If the Participant relocates to a country included in the Appendix, the special terms and conditions for that country will apply to him or
her to the extent the Company determines that applying such terms and conditions is necessary or advisable for legal or administrative reasons. 

(h) Choice of Law; Choice of Forum. The Plan, this Agreement, these RSUs, and all determinations
made and actions taken under the Plan, to the extent not otherwise governed by the laws of the United States, will be governed by the laws of the State of Delaware without giving effect to principles of conflicts of law. For purposes of litigating
any dispute that arises under the Plan, the Participant’s acceptance of these RSUs is his or her consent to the jurisdiction of the State of Delaware and his or her agreement that any such litigation will be conducted in the Delaware Court of
Chancery or the federal courts for the United States for the District of Delaware and no other courts, regardless of where he or she is performing services. 

(i) Modifications to the Agreement. The Plan and this Agreement constitute the entire understanding of the parties
on the subjects covered. The Participant expressly warrants that he or she is not accepting this Agreement in reliance on any promises, representations, or inducements other than those contained herein. Modifications to this Agreement or the Plan
can be made only in an express written contract executed by 

  
 -8- 

 

 
  

 
a duly authorized officer of the Company. The Company reserves the right to revise the Agreement as it deems necessary or advisable, in its sole discretion and without the consent of the
Participant, to comply with Code Section 409A, to otherwise avoid imposition of any additional tax or income recognition under Code Section 409A in connection with these RSUs, or to comply with other Applicable Laws. 

(j) Waiver. The Participant acknowledges that a waiver by the Company of a breach of any provision of this Agreement will not operate
or be construed as a waiver of any other provision of this Agreement or of any subsequent breach of this Agreement by him or her. 

  
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 EXHIBIT B 

APPENDIX TO RESTRICTED STOCK UNIT AGREEMENT 

Terms and Conditions 
 This Appendix to Restricted
Stock Unit Agreement (the “Appendix”) includes additional terms and conditions that govern these RSUs granted to the Participant under the Plan if he or she resides in one of the countries listed below on the Grant Date or he or she
moves to one of the listed countries. 
 Notifications 

This Appendix may also include information regarding exchange controls and certain other issues of which the Participant should be aware with respect to
participation in the Plan. The information is based on the securities, exchange control, and other Applicable Laws in effect in the respective countries as of June 2017. Such Applicable Laws are often complex and change frequently. As a result, the
Company strongly recommends that the Participant not rely on the information in this Appendix as the only source of information relating to the consequences of participation in the Plan because the information may be out of date at the time the
Participant sells Shares acquired under the Plan. 
 In addition, the information contained in this Appendix is general in nature and may not apply to the
Participant’s particular situation, and the Company is not in a position to assure him or her of a particular result. The Participant is advised to seek appropriate professional advice as to how the Applicable Laws in his or her country may
apply to his or her situation. 
 Finally, if the Participant is a citizen or resident of a country other than the one in which he or she is currently
working, transfers employment after these RSUs are granted, or is considered a resident of another country for local law purposes, the information in this Appendix may not apply to him or her, and the Administrator will determine to what extent the
terms and conditions in this Appendix apply. 
 Countries

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