Document:

EX-10.31

 Exhibit 10.31 

*Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed.

 Sixth Addendum and Amendment to Support Services Agreement 

This SIXTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P. (“Providing Party”), Apex
Clearing Holdings LLC (“ACH”) and Apex Clearing Corporation (“Apex”) is made and entered into as of January 1, 2018 (this “Addendum”). 

WHEREAS, on June 5, 2012, Providing Party and ACH entered into that certain Support Services Agreement (the “Original
Agreement”); and 
 WHEREAS, on December 1, 2012, ACH, Providing Party and Apex entered into an Addendum and Amendment to
add Apex as a party to the Original Agreement; and 
 WHEREAS, ACH, Providing Party and Apex desire to enter into this Addendum to
specify responsibilities required by Apex for Apex to continue to receive certain pricing services from the Providing Party. 
 NOW,
THEREFORE, in consideration of the mutual covenants and agreements herein contained and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 

ARTICLE I 
 DEFINED TERMS

 Section 1.1. Use of Defined Terms. Unless otherwise defined herein or the context otherwise requires, terms for
which meanings are provided in the Original Agreement shall have such meanings when used in this Addendum. 
 ARTICLE II 

AMENDMENTS 

Section 2.1 Charges for Services. 

(a) The parties agree that the fee arrangement for the services set forth below was determined in accordance with Section 4 of the
Original Agreement, as amended, and is applicable for the services specified below as of January 1, 2018 and continuing for as long as such services are provided or until earlier amended pursuant to the Original Agreement. 

 (i) Pricing and Infrastructure Services Provided by Providing Party.
Subject to Section 2.1(b) hereof, Providing Party will provide Apex with any of the pricing and infrastructure consulting services outlined below. The cost for these services is as follows: 

[****] 
 (ii)
Other Consulting Services Provided by Providing Party. Subject to Section 2.1(b) hereof, Providing Party will provide Apex with certain additional consulting services, listed below, and, from time to time, services from specific
individuals. Providing Party will bill Apex, in accordance with the Original Agreement, for the actual time spent rendering such services to Apex. 
  

			
	Finance	  	Legal and Contract Negotiation
	Tax	  	Facilities
	HR & Recruiting	  	Business Development
	Consulting	  	Technology Management
	Marketing	  	Compliance

 (iii) Pricing and Infrastructure Services Provided by Apex. Subject to
Section 2.1(b) hereof, Apex will provide Providing Party with any of the pricing and infrastructure consulting services outlined below. The cost for these services is as follows: 

[****] 

 (b) The parties agree that each of the services listed as a line item in Section 2.1(a)
hereof may be terminated individually without penalty by Apex or Providing Party by providing written notice, which may be via email sent by an authorized officer of such party, to the other party. Such termination shall be effective beginning the
final day of the month in which such written notice is received by the other party, and, upon such termination effective date, the party receiving such terminated service shall no longer be obligated to pay for such terminated service. 

ARTICLE III 

MISCELLANEOUS 

Section 3.1 References to the Original Agreement. Except for the amendments expressly set forth above, the Original
Agreement is unmodified hereby. Reference to this specific Addendum need not be made in the Original Agreement, or any other instrument or document executed in connection therewith, or in any certificate, any reference in any of such items to the
Original Agreement being sufficient to refer to the Original Agreement as amended hereby. This Addendum is expressly made a party of the Original Agreement. 

Section 3.2 Amendments. This Addendum, including the costs and services set forth herein, may be amended, modified or
supplemented at any time by mutual written agreement of the parties to this Addendum, which agreement may be via email between authorized officers of the parties hereto. 

Section 3.3 Incorporation of Provisions. Sections 7 and 14 of the Original Agreement are incorporated by reference herein
mutatis mutandis. 
 ********** 

 IN WITNESS WHEREOF, each of the parties has caused this Amendment to be executed by its duly
authorized representative with effect as of January 1, 2018. 
  

			
	PEAK6 INVESTMENTS, L.P.
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Chief Corporate Development & Legal Officer
	
	APEX CLEARING HOLDINGS LLC
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Manager
	
	APEX CLEARING CORPORATION
		
	By:	 	/s/ William Capuzzi
		 	Name: William Capuzzi
		 	 Title: Chief Executive OfficerEX-10.32

 Exhibit 10.32 

Seventh Addendum and Amendment to Support Services Agreement 

This SEVENTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P (“Providing Party”), Apex
Clearing Holdings LLC (“ACH”) and Apex Clearing Corporation (“Apex”) is made and entered into as of January 1, 2019 (this “Addendum”). 

WHEREAS, on June 5, 2012, Providing Party and ACH entered into that certain Support Services Agreement (the “Original
Agreement”); and 
 WHEREAS, on December 1, 2012, ACH, Providing Party and Apex entered into an Addendum and Amendment to
add Apex as a party to the Original Agreement; and 
 WHEREAS, on September 28, 2018, PEAK6 Investments L.P. was converted to the
Delaware limited liability company PEAK6 Group LLC, which shall replace PEAK6 Investments L.P. as the Providing Party hereinafter; 

WHEREAS, ACH, Providing Party and Apex desire to enter into this Addendum to specify responsibilities required by Apex for Apex to
continue to receive certain pricing services from the Providing Party. 
 NOW, THEREFORE, in consideration of the mutual covenants
and agreements herein contained and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 

ARTICLE I 
 DEFINED TERMS

 Section 1.1. Use of Defined Terms. Unless otherwise defined herein or the context otherwise requires, terms
for which meanings are provided in the Original Agreement shall have such meanings when used in this Addendum. The term “Providing Party” shall now mean PEAK6 Group LLC. 

ARTICLE II 
 AMENDMENTS

 Section 2.1 Charges for Services. 

(a) The parties agree that the fee arrangement for the services set forth below was determined in accordance with Section 4 of the
Original Agreement, as amended, and is applicable for the services specified below as of January 1, 2019 and continuing for as long as such services are provided or until earlier amended pursuant to the Original Agreement. 

 Subject to Section 2.1(b) hereof, Providing Party will provide Apex with certain
consulting services, listed below, and, from time to time, services from specific individuals. Providing Party will bill Apex, in accordance with the Original Agreement, for the actual time spent rendering such services to Apex. 

 

			
	Finance	  	Legal and Contract Negotiation
	Tax	  	Facilities
	HR & Recruiting	  	Business Development
	Consulting	  	Technology Management
	Marketing	  	Compliance

 (b) The parties agree that each of the services listed as a line item in Section 2.1(a) hereof may be
terminated individually without penalty by Apex or Providing Party by providing written notice, which may be via email sent by an authorized officer of such party, to the other party. Such termination shall be effective beginning the final day of
the month in which such written notice is received by the other party, and, upon such termination effective date, the party receiving such terminated service shall no longer be obligated to pay for such terminated service. 

ARTICLE III 

MISCELLANEOUS 

Section 3.1 References to the Original Agreement. Except for the amendments expressly set forth above, the Original
Agreement is unmodified hereby. Reference to this specific Addendum need not be made in the Original Agreement, or any other instrument or document executed in connection therewith, or in any certificate, any reference in any of such items to the
Original Agreement being sufficient to refer to the Original Agreement as amended hereby. This Addendum is expressly made a party of the Original Agreement. 

Section 3.2 Amendments. This Addendum, including the costs and services set forth herein, may be amended, modified
or supplemented at any time by mutual written agreement of the parties to this Addendum, which agreement may be via email between authorized officers of the parties hereto. 

Section 3.3 Incorporation of Provisions. Sections 7 and 14 of the Original Agreement are incorporated by reference
herein mutatis mutandis. 
 ********** 

 IN WITNESS WHEREOF, each of the parties has caused this Amendment to be executed by its duly
authorized representative with effect as of January 1, 2019. 
  

			
	PEAK6 GROUP LLC
		
	By:	 	 /s/ Jay Coppoletta

		 	Name: Jay Coppoletta
		 	Title:   Chief Corp Dev & Legal Officer
	
	APEX CLEARING HOLDINGS LLC
		
	By:	 	 /s/ Jay Coppoletta

		 	Name: Jay Coppoletta
		 	Title:   Manager
	
	APEX CLEARING CORPORATION
		
	By:	 	 /s/ William Capuzzi

		 	Name: William Capuzzi
		 	Title:   Chief Executive OfficerEX-10.33

 Exhibit 10.33 

 

	*	 Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively
harmful if publicly disclosed. 

 EIGHTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT 

This EIGHTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENTS, by and among PEAK6 Group LLC (formerly known as PEAK6 Investments, L.P.)
(“Providing Party”), Apex Clearing Holdings LLC (“ACH”) and Apex Clearing Corporation (“Apex”) is made and entered into as of November 24, 2020 (this “Addendum”). 

WHEREAS, on June 5, 2012, Providing Party and ACH entered into that certain Support Services Agreement (the “Original
Agreement”); and  
 WHEREAS, on December 1, 2012, ACH, Providing Party and Apex entered into an Addendum and
Amendment to add Apex as a party to the Original Agreement; and  
 WHEREAS, on September 28, 2018, PEAK6 Investments
L.P. was converted to the Delaware limited liability company PEAK6 Group LLC, which shall replace PEAK6 Investments L.P. as the Providing Party hereinafter;  

WHEREAS, ACH, Providing Party and Apex desire to enter into this Addendum to specify responsibilities required by Apex for Apex to
continue to receive certain pricing services from the Providing Party. 
 NOW, THEREFORE, in consideration of the mutual covenants
and agreements herein contained and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 

ARTICLE I 
 DEFINED TERMS

 Section 1.1. Use of Defined Terms. Unless otherwise defined herein or the context otherwise requires, terms for
which meanings are provided in the Original Agreement shall have such meanings when used in this Addendum. The term “Providing Party” shall now mean PEAK6 Group LLC. 

ARTICLE II 
 AMENDMENTS

 Section 2.1. Exhibit A Amendment. Upon execution of this Addendum, the following language shall be added to the
end of Exhibit A of the Original Agreement: 
 “People and Shared Services Allocation. For the avoidance of doubt, the PEAK6
allocation methodology for all people and shares services charges to Recipients shall be based on total budget costs of people and third party costs allocated based upon expected usage by such Recipient for the year, which includes a five percent
(5%) markup to account for changes to costs during the year. Periodically, a true-up to reflect actual costs is performed if deemed necessary. 

 ARTICLE III 

MISCELLANEOUS 

Section 3.1 References to the Original Agreement. Except for the amendments expressly set forth above, the Original
Agreement is unmodified hereby. Reference to this specific Addendum need not be made in the Original Agreement, or any other instrument or document executed in connection therewith, or in any certificate, any reference in any of such items to the
Original Agreement being sufficient to refer to the Original Agreement as amended hereby. This Addendum is expressly made a party of the Original Agreement. 

Section 3.2 Amendments. This Addendum, including the costs and services set forth herein, may be amended, modified or
supplemented at any time by mutual written agreement of the parties to this Addendum, which agreement may be via email between authorized officers of the parties hereto. 

Section 3.3 Incorporation of Provisions. Sections 7 and 14 of the Original Agreement are incorporated by reference herein
mutatis mutandis. 
 [Signature page follows] 

 IN WITNESS WHEREOF, each of the parties has caused this Amendment to be executed by its duly
authorized representative with effect as of November 24, 2020. 
  

			
	PEAK6 GROUP LLC
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Chief Corporate and Development Officer

  

			
	APEX CLEARING HOLDINGS LLC
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Manager

  

			
	APEX CLEARING CORPORATION
		
	By:	 	/s/ William Capuzzi
		 	Name: William Capuzzi
		 	Title: Chief Executive Officer

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