Document:

fs12014ex4i_sinomercury.htm

Exhibit 4.1

 

	 	NUMBER	 	 	UNITS
	 	 	 	 	 
	 	
U-______

	 	 	 
	 	 	 	 	 
	 	
SEE REVERSE FOR

CERTAIN DEFINITIONS

	
SINO MERCURY ACQUISITION CORP.

	 

 

CUSIP    

 

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND

ONE RIGHT TO RECEIVE ONE-TENTH OF ONE SHARE OF COMMON STOCK

 

	
THIS CERTIFIES THAT                                                                                                                                                                                                                                                           

	 	 	 	 
	
is the owner of                                                                                                                                                                                                                                                                             Units

 

Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common Stock”), of Sino Mercury Acquisition Corp., a Delaware corporation (the “Company”), and one (1) right (“Right”) to receive one-tenth of one share of Common Stock upon the Company’s completion of an initial merger, capital stock exchange, asset acquisition or other similar business combination with one or more businesses or entities (a “Business Combination”).  The Common Stock and Right(s) comprising the Unit(s) represented by this certificate are not transferable separately until ten business days following the earlier to occur of: (a) the expiration of the underwriters’ overallotment option, (b) its exercise in full or (c) the announcement by the underwriters of their intention not to exercise all or any remaining portion of the over-allotment option, except that in no event will the common stock and rights be separately tradeable until the Company has filed an audited balance sheet reflecting the Company’s receipt of the gross proceeds of its initial public offering.  The terms of the Rights are governed by a Rights Agreement, dated as of _______, 2013, between the Company and Continental Stock Transfer & Trust Company, as Rights Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof.  Copies of the Rights Agreement are on file at the office of the Right Agent at 17 Battery Place, New York, New York 10004, and are available to any Right holder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

By

	 		 
	Chairman	Secretary
	 	 

 

  

  

  

                                                                                                                               

Sino Mercury Acquisition Corp.

 

The Company will furnish without charge to each shareholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM –   as tenants in common                                                                                     UNIF GIFT MIN ACT - _____ Custodian ______

TEN ENT –     as tenants by the entireties                                                                                                                                          (Cust)                       (Minor)

JT TEN –         as joint tenants with right of survivorship                                                                                                                 under Uniform Gifts to Minors 

                         and not as tenants in common                                                                                                                                      Act ______________

                                                                       (State)

Additional Abbreviations may also be used though not in the above list.

 

For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

       IDENTIFYING NUMBER OF ASSIGNEE

 

	
 

 

	 	 	 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

Units represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

Attorney to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

 

Dated                                          

	
  

	 	 

	
  

	
Notice:

	
The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

	
Signature(s) Guaranteed:

	 	 

	
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION

	 

	
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH

	 

	
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,

	 

	
PURSUANT TO S.E.C. RULE 17Ad-15).

	 

The holder of this certificate shall be entitled to receive funds from the trust fund only in the event of the Company’s liquidation upon failure to consummate a business combination or if the holder seeks to convert his respective shares of Common Stock underlying the unit upon consummation of such business combination.  In no other circumstances shall the holder have any right or interest of any kind in or to the trust fund.fs12014ex4ii_sinomercury.htm

Exhibit 4.2

 

	 	NUMBER	 	 	SHARES
	 	 	 	 	 
	 	
______C

	 	 	 

 

SINO MERCURY ACQUISITION CORP.

 

INCORPORATED UNDER THE LAWS OF DELAWARE

 

COMMON STOCK

 

SEE REVERSE FOR

CERTAIN DEFINITIONS

 

	 	

This Certifies that

	 	 	CUSIP 
	 	 	 	 	 
	 	

is the owner of

	 	 	 

 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF $.0001 EACH OF

 

SINO MERCURY ACQUISITION CORP.

 

transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

 

The Company will be forced to liquidate if it is unable to complete an initial business combination within twenty-one months from the closing of the Company’s initial public offering, or within twenty-four months if certain criteria are satisfied, all as more fully described in the Company’s final prospectus dated ________, 2014.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

 

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

Dated:

 

	 		 
	CHAIRMAN 	SECRETARY
	 	 

 

  

  

  

                                                                                                                               

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM –   as tenants in common                                                                                     UNIF GIFT MIN ACT - _____ Custodian ______

TEN ENT –     as tenants by the entireties                                                                                                                                          (Cust)                       (Minor)

JT TEN –         as joint tenants with right of survivorship                                                                                                                 under Uniform Gifts to Minors 

                         and not as tenants in common                                                                                                                                      Act ______________

                                                                       (State)

Additional Abbreviations may also be used though not in the above list.

 

Sino Mercury Acquisition Corp.

 

The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.  This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of Preferred Shares (copies of which may be obtained from the secretary of the Company), to all of which the holder of this certificate by acceptance hereof assents.

 

For value received, ___________________________ hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

       IDENTIFYING NUMBER OF ASSIGNEE

 

	
 

 

	 	 	 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

Attorney to transfer the said stock on the books of the within named Company will full power of substitution in the premises.

 

Dated                                          

	
  

	 	 

	
  

	
Notice:

	
The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

	
Signature(s) Guaranteed:

	 	 

	
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION

	 

	
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH

	 

	
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,

	 

	
PURSUANT TO S.E.C. RULE 17Ad-15).

	 

The holder of this certificate shall be entitled to receive funds from the trust fund only in the event of the Company’s liquidation upon failure to consummate a business combination or if the holder seeks to convert his respective shares of Common Stock upon consummation of such business combination.  In no other circumstances shall the holder have any right or interest of any kind in or to the trust fund.

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