Document:

Registration Rights Agreement

 Exhibit 10.2 
 EXECUTION VERSION 
 REGISTRATION RIGHTS AGREEMENT 

THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of August 6, 2012 by and among Knight Capital
Group, Inc., a Delaware corporation (the “Company”), the parties identified as the “Investors” on the signature page hereto and any parties identified on the signature pages of any joinder agreement executed and
delivered pursuant to Section 10 hereof (each, a “Holder” and, collectively, the “Holders”). Capitalized terms used but not otherwise defined herein are defined in Section 12 hereof.

 R E C I T A L S: 

WHEREAS the Company and the Investors are parties to a Securities Purchase Agreement, dated August 5, 2012 (the “Securities
Purchase Agreement”) pursuant to which the Investors are purchasing from the Company 400,000 shares of its Series A Perpetual Convertible Preferred Stock (the “Securities”); 

WHEREAS, in connection with the consummation of the transactions contemplated by the Securities Purchase Agreement, the parties desire to
enter into this Agreement in order to create certain registration rights for the Holders as set forth below; 
 NOW, THEREFORE,
in consideration of the premises and the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and each of the Holders hereby agree as follows:

 Section 1. Shelf Registrations. 

(a) Filing. The Company shall file by 8:00 am New York Time on August 6, 2012 (the “Closing Date”) a shelf
registration statement on Form S-3 (the “Shelf”), covering the resale by selling securityholders of the Securities and the shares of Series A Common Stock, par value $0.01 per share, of the Company (the “Common
Stock”) into which the Securities are convertible, with the Securities and Exchange Commission (the “Commission”), in accordance with and pursuant to Rule 415 promulgated under the Securities Act of 1933, as amended (the
“Securities Act”) (or any successor rule then in effect). The Company shall include in a Prospectus Supplement (that shall be deemed to be part of the Shelf Registration Statement) filed on or prior to 6:00 a.m. New York Time on
August 7, 2012 all Registrable Securities with respect to which the Company has received written requests for inclusion therein by 10:00 am New York Time on August 6, 2012 (the “Initial Questionnaire Date”);
provided, however, that in order to be named as a selling securityholder in the Prospectus Supplement, each Holder must furnish to the Company in writing such information as may be reasonably requested by the Company for the purpose of
including such Holder’s Registrable Securities in the Prospectus Supplement (the “Selling Holder Information” which shall be provided on the Notice and Eligible Holder Information Questionnaire in the form attached hereto as
Exhibit A). Any Holder that fails to provide the Selling Holder Information to the Company prior to the Initial Questionnaire Date may provide the Selling Holder Information to the Company prior to 5:00 pm New York Time on August 6, 2012
for inclusion of the Holder’s Registrable Securities in a Prospectus Supplement (that shall be deemed to be part of the Shelf Registration Statement) to be filed on or before 5:30 pm New York Time on August 8, 2012. The Company shall
include in 

 
a Prospectus Supplement the Selling Holder Information received, to the extent necessary and in a manner so that, upon filing of such Prospectus Supplement, or promptly thereafter, any such
Holder shall be named, to the extent required by the rules promulgated under the Securities Act by the Commission, as a selling securityholder and be permitted to deliver (or be deemed to deliver) a Prospectus to purchasers of the Registrable
Securities in accordance with applicable law. If the Company files an amended version of the Prospectus, the Company shall include in such Prospectus the Selling Holder Information that was not included in any previous filed version of the
Prospectus. If any Registrable Securities remain issued and outstanding after three years following the initial effective date of such Shelf (the “Initial Shelf Effective Date”), the Company shall either (x) in the case of a
Form S-3 Shelf, file prior to the expiration of such Shelf, or (y) otherwise, no less than 90 days prior to the expiration of such Shelf, file a new Shelf covering such Registrable Securities, and shall thereafter use its reasonable best
efforts to cause to be declared effective as promptly as practical such new Shelf. The Company shall maintain the effectiveness of the Shelf in accordance with the terms hereof for so long as any Registrable Securities remain issued and outstanding.

 (b) Requests for Underwritten Shelf Takedowns. Any one or more Holders of Registrable Securities may request to sell
all or any portion of their Registrable Securities in an underwritten offering that is registered pursuant to the Shelf (each, an “Underwritten Shelf Takedown”); provided that in the case of each such Underwritten Shelf
Takedown, such Holder or Holders will be entitled to make such demand only if the proceeds from the sale of Registrable Securities in the offering (before the deduction of underwriting discounts) is reasonably expected to exceed, in the aggregate,
$50.0 million. 
 (c) Requests for Non-Underwritten Shelf Takedowns. If a Holder desires to initiate an offering or sale
of all or part of such Holder’s Registrable Securities that does not constitute an Underwritten Shelf Takedown (a “Non-Underwritten Shelf Takedown”), such Holder shall so indicate in a written request delivered to the Company
no later than two Business Days (or in the event any amendment or supplement to the Shelf is necessary, no later than five Business Days) prior to the expected date of such Non-Underwritten Shelf Takedown, which request shall include (i) the
total number of Registrable Securities expected to be offered and sold in such Non-Underwritten Shelf Takedown, (ii) the expected plan of distribution of such Non-Underwritten Shelf Takedown and (iii) the action or actions required
(including the timing thereof) in connection with such Non-Underwritten Shelf Takedown (including the delivery of one or more stock certificates representing shares of Registrable Securities to be sold in such Non-Underwritten Shelf Takedown), and,
to the extent necessary, the Company shall file and effect an amendment or supplement to its Shelf for such purpose as soon as practicable; provided, however, that the Company shall not be required to file an amendment or supplement to its Shelf
within 30 days of a previous amendment or supplement with respect to a Non-Underwritten Shelf Takedown. For the avoidance of doubt, unless otherwise agreed to by the requesting selling Holder, no other Holder shall have the right to participate in a
Non-Underwritten Shelf Takedown. 
 (d) Demand Notices. All requests (a “Demand”) for Underwritten Shelf
Takedowns shall be made by the Holder making such request (the “Demand Holder”) by giving written notice to the Company (the “Demand Notice”). Each Demand Notice shall specify the approximate number of Registrable
Securities to be sold in the Underwritten Shelf Takedown 

 
and the expected price range (net of underwriting discounts and commissions) of such Underwritten Shelf Takedown. Within one (1) Business Day after receipt of any Demand Notice, the Company
shall send written notice of such requested Underwritten Shelf Takedown to all other Holders of Registrable Securities (the “Company Notice”) and, subject to the provisions of Section 1(e) below, shall include in such
Underwritten Shelf Takedown all Registrable Securities with respect to which the Company has received written requests for inclusion therein within five (5) Business Days after sending the Company Notice (except that each Holder shall have two
(2) days after receipt of the Company Notice to request inclusion of Registrable Securities in the Underwritten Shelf Takedown in the case of a “bought deal”, “registered direct offering” or “overnight transaction”
where no preliminary prospectus is used). 
 (e) Priority on Underwritten Shelf Takedowns. The Company shall not include
in any Underwritten Shelf Takedown any securities which are not Registrable Securities without the prior written consent of the Holders of a majority of the Registrable Securities requested to be included in the Underwritten Shelf Takedown. If the
managing underwriters for such Underwritten Shelf Takedown advise the Company in writing that in their opinion the number of Registrable Securities and, if permitted hereunder, Other Securities requested to be included in such Underwritten Shelf
Takedown exceeds the number of Registrable Securities and Other Securities, if any, which can be sold in an orderly manner in such offering within a price range acceptable to the Holders of a majority of the Registrable Securities requested to be
included in the Underwritten Shelf Takedown, the Company shall include in such Underwritten Shelf Takedown the number of Registrable Securities which can be so sold in the following order of priority: (i) first, the Registrable
Securities requested to be included in such Underwritten Shelf Takedown by the Holders, which in the opinion of such underwriter can be sold in an orderly manner within the price range of such offering, pro rata among the respective
Holders of such Registrable Securities on the basis of the number of Registrable Securities held by each such Holder, and (ii) second, Other Securities, including Company Held Securities that the Company proposes to register for its own
account, requested to be included in such Underwritten Shelf Takedown to the extent permitted hereunder. 
 (f) Restrictions
on Underwritten Shelf Takedowns and Use of Registration Statement. 
 (i) The Company shall not be obligated
to effect more than three (3) Underwritten Shelf Takedowns during any period of twelve (12) consecutive months and shall not be obligated to effect an Underwritten Shelf Takedown within ninety (90) days after the pricing of a previous
Underwritten Shelf Takedown; provided, that, if such Underwritten Shelf Takedown is terminated by any stop order, injunction, or other order of the Commission or if the conditions to closing specified in any underwriting agreement or any
other agreement entered into in connection with such Underwritten Shelf Takedown are not satisfied, other than by reason of some act or omission by a Holder, such Underwritten Shelf Takedown will be deemed not to have been in effect and will not
count as an Underwritten Shelf Takedown for purposes of the limitations in this Section 1(f)(i). Notwithstanding anything herein to the contrary, a registration will not be deemed to have been effected unless (i) it has been
declared effective by the Commission or has otherwise become effective under the Securities Act, or (ii) it 

 
has been filed with the Commission but abandoned or withdrawn at the request of the Demand Holder prior to effectiveness, other than an abandonment or withdrawal requested because of:
(A) the stock price of the Company’s Common Stock falling 15% or more since the delivery of a request for registration (provided that such registration shall be deemed to have been effected, unless the Holders participating in the
registration reimburse the Company for Registration Expenses incurred or payable by the Company up until the receipt of notice of an abandonment or withdrawal pursuant to this clause (A) and for the withdrawal of the registration statement),
(B) the delivery of a postponement notice by the Company pursuant to the Suspension Period, (C) a material adverse change in the Company’s and its Subsidiaries’ prospects, business, operations, properties, assets, liabilities,
financial condition or results of operations, taken as a whole, which became known to the Holders or the public after the delivery of a request for registration pursuant to a Demand, or (D) the discovery of materially adverse, non-public
information concerning the Company and its subsidiaries, taken as a whole. 
 (ii) Upon written notice to the
Holders of Registrable Securities, the Company shall be entitled to suspend, for a period of time (each, a “Suspension Period”), the use of any Registration Statement or Prospectus and shall not be required to amend or supplement
the Registration Statement, any related Prospectus or any document incorporated therein by reference if the board of directors, chief executive officer or chief financial officer of the Company determines in its reasonable good faith judgment that
the Registration Statement or any Prospectus may contain an untrue statement of a material fact or may omit any fact necessary to make the statements in the Registration Statement or Prospectus not misleading; provided, that (A) there
are no more than two (2) Suspension Periods in any 12-month period, (B) the total duration of all Suspension Periods in any 12-month period may not exceed 90 days and (C) the Company shall use its good faith efforts to amend the
Registration Statement and/or Prospectus to correct such untrue statement or omission as promptly as reasonably practicable unless, the Company determines in good faith that such amendment would reasonably be expected to have a materially
detrimental effect on the Company with respect to any proposal or plan of the Company to effect a merger, acquisition, disposition, financing, reorganization, recapitalization or similar transaction or any negotiations, discussions or pending
proposals with respect thereto. 
 (g) Piggyback Registration Rights. 

(i) In the event that the Company proposes to register any of its Securities or any other equity securities under the
Securities Act in connection with an underwritten offering solely for cash (each, a “Piggyback Takedown”), it shall at each such time give prompt written notice (the “Piggyback Notice”) to all Holders of Registrable
Securities of its intention to effect such Piggyback Takedown. In the case of a Piggyback Takedown that is an Underwritten Shelf Takedown, such notice shall be sent not less than ten (10) Business Days prior to

 
the expected date of commencement of marketing efforts for such Piggyback Takedown. In the case of a Piggyback Takedown that is an underwritten offering under a Registration Statement that is not
a Shelf, such notice shall be given not less than ten (10) Business Days prior to the expected date of filing of such Registration Statement. Upon the written request of any Holder made within seven (7) Business Days after receipt of the
Piggyback Notice by such Holder (which request shall specify the number of Registrable Securities intended to be disposed of and the intended method of disposition of such Registrable Securities), subject to the other provisions of this Agreement,
the Company shall include in such Piggyback Takedown all Registrable Securities (of the same class of Securities as is proposed to be registered in the Piggyback Takedown) which the Company has been so requested to register; provided that the
Company shall only be required to effect such registration with respect to any Holder if the Demand Holder has made a written request of the Company to effect a registration of Registrable Securities in accordance with this sentence. Notwithstanding
the foregoing, in the event that the Piggyback Takedown is a “bought deal”, “registered direct offering” or “overnight transaction” where no preliminary prospectus is used, the first two time periods references in this
sub-paragraph shall be reduced to five (5) Business Days and the third time period shall be reduced to (2) days. Notwithstanding anything to the contrary contained in this Section 1(g), the Company shall not be required to
proceed with any Piggyback Takedown incidental to the registration of any of its securities on Forms S-4 or S-8 (or any similar or successor form providing for the registration of securities in connection with mergers, acquisitions, exchange offers,
subscription offers, dividend reinvestment plans or stock option or other executive or employee benefit or compensation plans) or any other form that would not be available for registration of Registrable Securities. 

(ii) Determination Not to Effect Registration. If at any time after giving such Piggyback Notice and prior to the
effective date of the registration statement filed in connection with such registration the Company shall decide not to proceed with any Piggyback Takedown, the Company may, at its election, give written notice of such determination to the selling
Holders and thereupon the Company shall be relieved of its obligation to proceed with any Piggyback Takedown, without prejudice, however, to the right of the Demand Holder (or any Person to whom a Demand Holder has transferred Registrable Securities
together with the right to participate in the exercise of Demands pursuant to Section 1(d) and/or participate in a Piggyback Takedown, immediately to request that such registration be effected as a registration under
Section 1 to the extent permitted thereunder. 
 (iii) Priority on Primary Piggyback Takedowns. If a
Piggyback Takedown is to be a primary underwritten registration on behalf of the Company, and the lead underwriter or managing underwriter advises the Company in writing (with a copy to each Person participating in such Piggyback Takedown) that, in
such firm’s good faith view, the number of Other Securities and Registrable Securities requested to be included in such Piggyback Takedown exceeds the 

 
number which can be sold in such offering without being likely to have an adverse effect upon the price, timing, marketing or distribution of the offering and sale of the Other Securities and
Registrable Securities then contemplated, the Company shall include in such Piggyback Takedown the number of Registrable Securities which can be sold in the following order of priority: (a) first, all Company Held Securities; (b) second,
the Registrable Securities requested to be included in such Piggyback Takedown pursuant to this Section 1(g) and the terms of any other registration rights agreement to which the Company is a party that can be sold without having the
adverse effect referred to above, pro rata among the respective Holders of such Registrable Securities on the basis of the number of Registrable Securities held by such Holder; and (c) third, Other Securities requested to be included in such
Piggyback Takedown pursuant to this Section 1(g) and the terms of any other registration rights agreement to which the Company is a party that can be sold without having the adverse effect referred to above, pro rata on the basis of the
relative number of such Other Securities owned by the Persons requesting to be included in such Piggyback Takedown. 
 (iv) Priority in Secondary Piggyback Takedowns. If a Piggyback Takedown is to be an underwritten registration other than on behalf of the Company, and the lead underwriter or managing underwriter advises
the Persons participating in such Piggyback Takedown (with a copy to the Company) that, in such firm’s good faith view, the number of Registrable Securities and Other Securities requested to be included in such Piggyback Takedown exceeds the
number which can be sold in such offering without being likely to have an adverse effect upon the price, timing or distribution of the offering and sale of the Registrable Securities and Other Securities then contemplated, the Company shall include
in such Piggyback Takedown the number of Registrable Securities which can be sold in the following order of priority: (A) first, the Registrable Securities requested to be included in such Piggyback Takedown by the Holders, which in the opinion
of the managing underwriter can be sold in an orderly manner within the price range of such Piggyback Takedown, pro rata among the respective Holders of such Registrable Securities on the basis of the total number of Registrable Securities held by
each such Holder; (B) second, Other Securities (other than Company Held Securities) that are requested to be included in such Piggyback Takedown pursuant to this Section 1(g) and the terms of any other registration rights agreement
to which the Company is a party that can be sold without having the adverse effect referred to above, pro rata on the basis of the relative number of such Other Securities owned by the Persons seeking to be included in such Piggyback Takedown; and
(C) third, Company Held Securities. 
 (h) Selection of Underwriters. The Holders of a majority of the Registrable
Securities requested to be included in an Underwritten Shelf Takedown shall have the right to select the investment banker(s) and manager(s) to administer the offering (which shall consist of one or more reputable, nationally recognized investment
banks), subject to the Company’s approval, which shall not be unreasonably withheld, conditioned or delayed. 

 (i) Automatic Shelf Registration. If, at any time after the filing of an Automatic
Shelf Registration Statement by the Company, the Automatic Shelf Registration Statement becomes unuseable by the Holders to sell their Registrable Securities because the Company is no longer a Well Known Seasoned Issuer (the “Determination
Date”), the Company shall, within 10 Business Days after such Determination Date, (A) give written notice thereof to all of the Holders and (B) file a Registration Statement on an appropriate form (or a post-effective amendment
converting the Automatic Shelf Registration Statement to an appropriate form) covering all of the Registrable Securities, and use its reasonable best efforts to have such Registration Statement declared effective as promptly as practicable after the
date the Automatic Shelf Registration Statement is no longer useable by the Holders to sell their Registrable Securities. If, following the Determination Date, the Company is required hereunder to file an additional Registration Statement or
amendment thereto, and the Company has resumed its status as a Well Known Seasoned Issuer, the Company shall use an Automatic Shelf Registration Statement to register the sale of all of the Registrable Securities in accordance with the terms of this
Agreement. The Company shall use its commercially reasonable efforts to file such Automatic Shelf Registration Statement as promptly as practicable and to cause such Automatic Shelf Registration Statement to remain effective thereafter until the
date on which all Registrable Securities have been sold pursuant to the Automatic Shelf Registration Statement or have otherwise ceased to be Registrable Securities. The Company shall give written notice of filing such Automatic Shelf Registration
Statement to all of the Holders as promptly as practicable thereafter. 
 (j) Other Registration Rights. The Company
shall not grant to any Person the right (other than as set forth herein and except with respect to registrations on Form S-8 and with respect to registrations on Form S-4 (or any successor forms thereto)), to request the Company to register any
securities of the Company, except such rights as are: that do not adversely affect the rights or priorities of the Holders of Registrable Securities set forth herein. 
 Section 2. Holdback Agreements. 
 (a) Holders of Registrable
Securities. In connection with any Underwritten Shelf Takedown or other underwritten public offering of equity securities by the Company (a “Company Underwritten Offering”), if requested by the managing underwriter for such offering, each
Holder who Beneficially Owns 5% or more of the outstanding Securities and any other Holder participating in such offering agrees to enter into a lock-up agreement containing customary restrictions on transfers of equity securities of the Company
(except with respect to such securities as are proposed to be offered pursuant to the Underwritten Shelf Takedown or underwritten public equity offering) or any securities convertible into or exchangeable or exercisable for such securities, without
prior written consent from the Company, during a period specified by the managing underwriter not to exceed seven days prior to and not to exceed 90 days following the date of pricing of such Underwritten Shelf Takedown (subject to extension in
connection with any earnings release or other release of material information pursuant to FINRA Rule 2711(f) to the extent applicable) (the “Lock-Up Period”); provided, that the Holders shall not be subject to the provisions hereof
unless the Company’s directors and executive officers shall have signed, and Holders who Beneficially Own 5% or more of the outstanding Securities and any other Holders participating in such offering shall have been requested by the managing
underwriter to sign lock-up agreements containing substantially similar terms and if any such 

 
Person shall be subject to a shorter lock-up period, receives more advantageous terms relating to the Lock-Up Period or receives a waiver of its lock-up period from the Company or an underwriter,
then the Lock-Up Period shall be such shorter period, on such more advantageous terms and shall receive the benefit of such waiver; provided, further, that nothing herein will prevent (i)(a) any Holder that is a partnership, limited liability
company or corporation from making a distribution of Registrable Securities to the partners, members or stockholders thereof, (b) the transfer by a Holder that is an investment advisor managing a separately managed account to the owner of the
separately managed account, or (c) a transfer to an Affiliate that is otherwise in compliance with the applicable securities laws, so long as such distributees or transferees agree to be bound by the restrictions set forth in this
Section 2(a), (ii) the exercise, exchange or conversion of any security exercisable or exchangeable for, or convertible into, Common Stock, provided the Common Stock issued upon such exercise or conversion shall be subject to the
restrictions set forth in this Section 2(a), or (iii) any Holder from continuing market-making or other trading activities as a broker-dealer in the ordinary course of business; provided, further, that there shall be a period of at least
30 days between the end of any Lock-Up Period and the pricing date of any subsequent Company Underwritten Offering. If requested by the managing underwriter, each Holder agrees to execute a lock-up agreement in favor of the Company’s
underwriters to such effect and, in any event, that the Company’s underwriters in any relevant Underwritten Shelf Takedown shall be third party beneficiaries of this Section 2(a). The provisions of this Section 2(a) will no longer
apply to a Holder once such Holder ceases to hold Registrable Securities. 
 (b) The Company. In connection with any
Underwritten Shelf Takedown by a Holder pursuant to this Agreement, if requested by the managing underwriter for such offering, the Company shall not effect any public sale or distribution of its equity securities, or any securities convertible into
or exchangeable or exercisable for such securities (except pursuant to registrations on Form S-8 or Form S-4 under the Securities Act or any similar or successor form providing for the registration of securities in connection with mergers,
acquisitions, exchange offers, subscription offers, dividend reinvestment plans or stock option or other executive or employee benefit or compensation plans), during a period specified by the managing underwriter not to exceed seven days prior to
and not to exceed 90 days following the date of pricing of such Underwritten Shelf Takedown (subject to extension in connection with any earnings release or other release of material information pursuant to FINRA Rule 2711(f) to the extent
applicable) (the “Company Lock-Up Period”); provided, further that there shall be a period of at least 30 days between the end of any Company Lock-Up Period and the pricing date of any subsequent Underwritten Shelf Takedown.

 Section 3. Company Undertakings. Whenever Registrable Securities are registered
pursuant to this Agreement, the Company shall use its reasonable best efforts to effect the registration and the sale of such Registrable Securities as soon as reasonably practicable in accordance with the intended method of disposition thereof, and
pursuant thereto the Company shall as expeditiously as possible: 
 (a) before filing a Registration Statement or Prospectus,
any amendments or supplements thereto or any Issuer Free Writing Prospectus, at the Company’s expense, furnish to counsel to the Holders copies of all such documents, other than documents that are incorporated by reference, proposed to be filed
and such other documents reasonably requested by the Holders 

 
and provide a reasonable opportunity for review and comment on such documents by counsel to the Holders; 
 (b) use its commercially reasonable efforts to remain a Well Known Seasoned Issuer (and not become an ineligible issuer (as defined in Rule 405 under the Securities Act)) prior to five years after the
Closing Date; 
 (c) notify each Holder of Registrable Securities of the effectiveness of each Registration Statement and
prepare and file with the Commission such amendments and supplements to such Registration Statement and the Prospectus used in connection therewith as may be necessary to keep such Registration Statement effective until the date on which all
Registrable Securities have been sold pursuant to the Registration Statement or have otherwise ceased to be Registrable, and comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such
Registration Statement during such period in accordance with the intended methods of disposition by the sellers thereof set forth in such Registration Statement; 
 (d) refrain from naming any Holder as an underwriter in a registration statement, without first obtaining such Holder’s written consent; 

(e) furnish to each seller of Registrable Securities, and the managing underwriters (if any), without charge, such number of copies of
the applicable Registration Statement, each amendment and supplement thereto, the Prospectus included in such Registration Statement (including each preliminary Prospectus, final Prospectus, and any other Prospectus (including any Prospectus filed
under Rule 424, Rule 430A or Rule 430B promulgated under the Securities Act and any Issuer Free Writing Prospectus)), all exhibits and other documents filed therewith and such other documents as such seller or such managing underwriters (if any) may
reasonably request including in order to facilitate the disposition of the Registrable Securities owned by such seller, and upon request, a copy of any and all transmittal letters or other correspondence to or received from, the Commission or any
other governmental authority relating to such offer; 
 (f) (i) register or qualify such Registrable Securities under such other
securities or blue sky laws of such jurisdictions as any seller reasonably requests, (ii) keep such registration or qualification in effect for so long as the applicable Registration Statement remains in effect, and (iii) use its
commercially reasonable efforts to do any and all other acts and things which may be reasonably necessary or advisable to enable such seller to consummate the disposition in such jurisdictions of the Registrable Securities owned by such seller
(provided that the Company shall not be required to (x) qualify generally to do business in any jurisdiction where it would not otherwise be required to qualify but for this subsection, (y) subject itself to taxation in any such
jurisdiction or (z) consent to general service of process in any such jurisdiction); 
 (g) notify each seller of such
Registrable Securities, counsel to the Holders and the managing underwriters (if any) (i) at any time when a Prospectus relating to the applicable Registration Statement is required to be delivered under the Securities Act, (A) promptly upon
discovery that, or upon the happening of any event as a result of which, such 

 
Registration Statement, or the Prospectus or Free Writing Prospectus relating to such Registration Statement, or any document incorporated or deemed to be incorporated therein by reference
contains an untrue statement of a material fact or omits any fact necessary to make the statements in the Registration Statement or the Prospectus or Free Writing Prospectus relating thereto not misleading or otherwise requires the making of any
changes in such Registration Statement, Prospectus, Free Writing Prospectus or document, and, at the request of any such seller and subject to Section 1(e)(ii) hereof, the Company shall promptly prepare a supplement or amendment to such
Prospectus or Free Writing Prospectus, furnish a reasonable number of copies of such supplement or amendment to each seller of such Registrable Securities, counsel to the Holders and the managing underwriters (if any) and file such supplement or
amendment with the Commission so that, as thereafter delivered to the purchasers of such Registrable Securities, such Prospectus or Free Writing Prospectus as so amended or supplemented shall not contain an untrue statement of a material fact or
omit to state any fact necessary to make the statements therein not misleading, (B) promptly if the Company becomes aware of any request by the Commission or any Federal or state governmental authority for amendments or supplements to a
Registration Statement or related Prospectus or Free Writing Prospectus covering Registrable Securities or for additional information relating thereto, (C) promptly if the Company becomes aware of the issuance or threatened issuance by the
Commission of any stop order suspending or threatening to suspend the effectiveness of a Registration Statement covering the Registrable Securities (and use its commercially reasonable efforts to obtain the lifting of any such stop order as soon as
reasonably practicable) or (D) promptly upon the receipt by the Company of any notification with respect to the suspension of the qualification or exemption from qualification of any Registrable Security for sale in any jurisdiction, or the
initiation or threatening of any proceeding for such purpose; and (ii) when each such Registration Statement or any amendment thereto has been filed with the Commission and when each Registration Statement or the related Prospectus or Free
Writing Prospectus or any Prospectus supplement or any post-effective amendment thereto has become effective; 
 (h) use its
commercially reasonable efforts to cause all such Registrable Securities that are Common Stock (i) if the Common Stock is then listed on a securities exchange, to continue to be so listed, (ii) if the Common Stock is not then listed on a
securities exchange, to, as promptly as practicable be listed on the NYSE or NASDAQ (or any other national securities exchange), and (iii) to be registered with or approved by such other governmental agencies or authorities as may be necessary
to enable the sellers thereof to consummate the disposition of the Registrable Securities; 
 (i) provide and cause to be
maintained a transfer agent and registrar for all such Registrable Securities no later than the effective date of the applicable Registration Statement; 
 (j) enter into and perform under such customary agreements (including underwriting agreements in customary form, including customary representations and warranties and provisions with respect to
indemnification and contribution) and take such other actions as may be reasonably requested by the selling Holders or the managing underwriter, if any, to complete the offer for sale or disposition of the Registrable Securities; 

 (k) (A) subject to each selling Holder to whom a “comfort” letter is addressed
providing a customary representation letter to the independent registered public accounting firm of the Company (if so requested) in form and substance reasonably satisfactory to such accountants, use its commercially reasonable efforts to obtain
customary “comfort” letters from such accountants (to the extent deliverable in accordance with their professional standards) addressed to such selling Holder (to the extent consistent with Statement on Auditing Standards No. 72 of
the American Institute of Certified Public Accountants) and the managing underwriter, if any, in customary form and covering matters of the type customarily covered in “comfort” letters in connection with underwritten offerings;
(B) use its commercially reasonable efforts to obtain opinions of counsel to the Company (such counsel being reasonably satisfactory to the managing underwriter, if any) and updates thereof covering matters customarily covered in opinions of
counsel in connection with underwritten offerings, addressed to each selling Holder and the managing underwriter, if any, provided, that the delivery of any “10b-5 statement” may be conditioned on the prior or concurrent delivery of
a “comfort” letter pursuant to subsection (A) above; and (C) provide officers’ certificates and other customary closing documents customarily delivered in connection with underwritten offerings and reasonably requested by
the managing underwriter, if any; provided, that the Company shall only be required to comply with this clause (j) in connection with an Underwritten Shelf Takedown or Piggyback Takedown; 

(l) provide reasonable cooperation, including causing appropriate officers to attend and participate in “road shows” and other
informational meetings organized by the underwriters, if any, (provided that such cooperation does not unreasonably interfere with the operation of the business of the Company) with all out-of-pocket costs and expenses incurred by the Company or
such officers in connection with such attendance to be paid by the Company; 
 (m) upon reasonable notice and during normal
business hours, make available for inspection and copying by any Holder of Registrable Securities, counsel to the Holders, any underwriter participating in any disposition pursuant to a Registration Statement or Underwritten Shelf Takedown, and any
underwriter’s counsel, as applicable, all financial and other records and pertinent corporate documents of the Company that are reasonably requested, and cause the Company’s officers, directors, employees and independent accountants to
supply all information and participate in any due diligence sessions reasonably requested by any such Holder, counsel to the Holders, underwriter or underwriter’s counsel in connection with such Registration Statement or Underwritten Shelf
Takedown, as applicable; 
 (n) permit any Holder of Registrable Securities, counsel to the Holders, any underwriter
participating in any disposition pursuant to a Registration Statement, and any other attorney, accountant or other agent retained by such Holder of Registrable Securities or underwriter, to participate (including, but not limited to, reviewing,
commenting on and attending all meetings) in the preparation of such Registration Statement and any Prospectus supplements relating to a Underwritten Shelf Takedown, if applicable; 

(o) in the event of the issuance or threatened issuance of any stop order suspending the effectiveness of a Registration Statement, or of
any order suspending or preventing the use of any related Prospectus or suspending the qualification of any Common Stock included in such Registration Statement for sale in any jurisdiction, the Company shall use its reasonable best efforts promptly
to (i) prevent the issuance of any such stop order, and in the 

 
event of such issuance, to obtain the withdrawal of such order and (ii) obtain the withdrawal of any order suspending or preventing the use of any related Prospectus or Free Writing
Prospectus or suspending qualification of any Registrable Securities included in such Registration Statement for sale in any jurisdiction at the earliest practicable date; 
 (p) with respect to each Free Writing Prospectus or other materials to be included in the Disclosure Package, ensure that no Registrable Securities be sold “by means of” (as defined in Rule
159A(b) promulgated under the Securities Act) such Free Writing Prospectus or other materials without the prior written consent of the Holders of a majority of the Registrable Securities that are being sold pursuant to such Free Writing Prospectus,
which Free Writing Prospectuses or other materials shall be subject to the review of counsel to the Holders; provided, however, the Company shall not be responsible or liable for any breach by a Holder that has not obtained the prior
written consent of the Company pursuant to Section 12(o); 
 (q) provide a CUSIP number for the Registrable
Securities prior to the effective date of the first Registration Statement including Registrable Securities; 
 (r) promptly
notify in writing the Holders, the sales or placement agent, if any, therefor and the managing underwriters (if any) of the securities being sold, (i) when such Registration Statement or related Prospectus or Free Writing Prospectus or any
Prospectus amendment or supplement or post-effective amendment has been filed, and, with respect to any such Registration Statement or any post-effective amendment, when the same has become effective and (ii) of any written comments by the
Commission and by the blue sky or securities commissioner or regulator of any state with respect thereto; 
 (s) (i) prepare and
file with the Commission such amendments and supplements to each Registration Statement as may be necessary to comply with the provisions of the Securities Act, including post-effective amendments to each Registration Statement as may be necessary
to keep such Registration Statement continuously effective for the applicable time period required hereunder and if applicable, file any Registration Statements pursuant to Rule 462(b) promulgated under the Securities Act; (ii) cause the
related Prospectus to be supplemented by any required Prospectus supplement, and as so supplemented to be filed pursuant to Rule 424 (or any similar provisions then in force) promulgated under the Securities Act; (iii) comply with the
provisions of the Securities Act and the Exchange Act and any applicable securities exchange or other recognized trading market with respect to the disposition of all securities covered by such Registration Statement during such period in accordance
with the intended methods of disposition by the sellers thereof set forth in such Registration Statement as so amended or in such Prospectus as so supplemented; and (iv) provide additional information related to each Registration Statement as
requested by, and obtain any required approval necessary from, the Commission or any Federal or state governmental authority; 

(t) provide officers’ certificates and other customary closing documents; 

(u) cooperate with each Holder of Registrable Securities and each underwriter participating in the disposition of such Registrable
Securities and underwriters’ counsel in connection with any filings required to be made with FINRA; 

 (v) within the deadlines specified by the Securities Act, make all required filing fee
payments in respect of any Registration Statement or Prospectus used under this Agreement (and any offering covered thereby); 

(w) if requested by any participating Holder of Registrable Securities or the managing underwriters (if any), promptly include in a
Prospectus supplement or amendment such information as the Holder or managing underwriters (if any) may reasonably request relating to the intended method of distribution of such securities, and make all required filings of such Prospectus
supplement or such amendment as soon as reasonably practicable after the Company has received such request; 
 (x) in the case
of certificated Registrable Securities, if any, cooperate with the participating Holders of Registrable Securities and the managing underwriters (if any) to facilitate the timely preparation and delivery of certificates (not bearing any legends)
representing Registrable Securities to be sold after receiving written representations satisfactory to the Company from each participating Holder that the Registrable Securities represented by the certificates so delivered by such Holder will be
transferred in accordance with the Registration Statement, and enable such Registrable Securities to be in such denominations and registered in such names as the Holders or managing underwriters (if any) may reasonably request at least two Business
Days prior to any sale of Registrable Securities; and use its reasonable best efforts to take all other actions necessary to effect the registration and sale of the Registrable Securities contemplated hereby; and 

(y) use its reasonable best efforts to take all other actions necessary or customarily taken by issuers to effect the registration of and
its commercially reasonable efforts to take all other actions necessary to effect the sale of, the Registrable Securities contemplated hereby. 
 Section 4. Registration Expenses. All Registration Expenses shall be borne by the Company. All Selling Expenses relating to Registrable Securities registered shall
be borne by the Holders of such Registrable Securities pro rata on the basis of the number of Registrable Securities sold. 
 Section 5. Indemnification; Contribution. 
 (a)
The Company agrees to indemnify and hold harmless each Holder of Registrable Securities, the Affiliates, directors, officers, employees, members, managers and agents of each such Holder and each Person who controls any such Holder within the meaning
of either the Securities Act or the Exchange Act, to the fullest extent permitted by applicable law, from and against any and all losses, claims, damages, liabilities, expenses and actions to which they or any of them may become subject insofar as
such losses, claims, damages, liabilities and expenses (or actions in respect thereof) arise out of or are based upon any untrue statement or alleged untrue statement of a material fact contained in a Registration Statement as originally filed or in
any amendment thereof, or the Disclosure Package, or any preliminary, final or summary Prospectus or Free Writing Prospectus included in any such Registration Statement, or in any amendment thereof or supplement thereto, or arise out of or are based
upon the omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein (in the case of the Disclosure Package, or any preliminary, final or summary Prospectus or Free Writing
Prospectus included 

 
in any such Registration Statement (in light of the circumstances under which they were made) not misleading, and agrees to reimburse each such indemnified party, as incurred, for any legal or
other expenses reasonably incurred by them in connection with investigating or defending any such loss, claim, damage, liability, expense or action (whether or not the indemnified party is a party to any proceeding); provided, however,
that the Company will not be liable in any case to the extent that any such loss, claim, damage, liability or expense arises (i) out of or is based upon any such untrue statement or alleged untrue statement or omission or alleged omission made
therein in reliance upon and in conformity with written information furnished to the Company by or on behalf of any such Holder specifically for inclusion therein including, without limitation, any notice and questionnaire, or (ii) out of sales
of Registrable Securities made during a Suspension Period after notice is given pursuant to Section 1(f)(ii) hereof. This indemnity clause will be in addition to any liability which the Company may otherwise have. 

(b) Each Holder severally (and not jointly) agrees to indemnify and hold harmless the Company and each of its Affiliates, directors,
employees, members, managers and agents and each Person who controls the Company within the meaning of either the Securities Act or the Exchange Act, to the fullest extent permitted by applicable law, from and against any and all losses, claims,
damages or liabilities to which they or any of them may become subject insofar as such losses, claims, damages or liabilities arise out of or are based upon any untrue statement or alleged untrue statement of a material fact contained in a
Registration Statement as originally filed or in any amendment thereof, or in the Disclosure Package or any Holder Free Writing Prospectus, preliminary, final or summary Prospectus included in any such Registration Statement, or in any amendment
thereof or supplement thereto, or arise out of or are based upon the omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein (in the case of the Disclosure Package, or
any preliminary, final or summary Prospectus or Free Writing Prospectus included in any such Registration Statement, in light of the circumstances under which they were made) not misleading, to the extent, but only to the extent, that any such
untrue statement or alleged untrue statement or omission or alleged omission is contained in any written information relating to such Holder furnished to the Company by or on behalf of such Holder specifically for inclusion therein, including,
without limitation, any notice and questionnaire; provided, however, that the total amount to be indemnified by such Holder pursuant to this Section 5(b) shall be limited to the net proceeds (after deducting
underwriters’ discounts and commissions) received by such Holder in the offering to which such Registration Statement, Disclosure Package, Prospectus or Holder Free Writing Prospectus relates. This indemnity clause will be in addition to any
liability which any such Holder may otherwise have. 
 (c) Promptly after receipt by an indemnified party under this
Section 5 of notice of the commencement of any action, such indemnified party will, if a claim in respect thereof is to be made against the indemnifying party under this Section 5, notify the indemnifying party in writing of
the commencement thereof; but the failure so to notify the indemnifying party (i) will not relieve it from liability under paragraph (a) or (b) above except to the extent such action and such failure materially prejudices the
indemnifying party; and (ii) will not, in any event, relieve the indemnifying party from any obligations to any indemnified party other than the indemnification obligation provided in paragraph (a) or (b) above. The indemnifying party
shall be entitled to participate therein and, to the extent that it shall wish, jointly with any other indemnifying party similarly notified, to assume the defense thereof, with 

 
counsel reasonably satisfactory to such indemnified party (who shall not, except with the consent of the indemnified party, be counsel to the indemnifying party), and, except as provided in the
next sentence, after notice from the indemnifying party to such indemnified party of its election to so assume the defense thereof, the indemnifying party shall not be liable to such indemnified party for any legal expenses of other counsel or any
other expenses subsequently incurred by such indemnified party in connection with the defense thereof other than reasonable costs of investigation. Notwithstanding the indemnifying party’s rights in the prior sentence, the indemnified party
shall have the right to employ its own counsel (and one local counsel), but the indemnified party shall bear the reasonable fees, costs and expenses of such separate counsel unless (i) the use of counsel chosen by the indemnifying party to
represent the indemnified party would be inappropriate due to a conflict of interest in the reasonable judgment of the indemnified party; (ii) the actual or potential defendants in, or targets of, any such action include both the indemnified
party and the indemnifying party and the indemnified party shall have reasonably concluded that there may be legal defenses available to it and/or other indemnified parties which are different from or additional to those available to the
indemnifying party; (iii) the indemnifying party shall not have employed counsel satisfactory to the indemnified party to represent the indemnified party within a reasonable time after notice of the institution of such action; or (iv) the
indemnifying party shall authorize the indemnified party in writing to employ separate counsel at the expense of the indemnifying party. No indemnifying party shall, in connection with any one action or separate but substantially similar or related
actions in the same jurisdiction arising out of the same general circumstances or allegations, be liable for the fees and expenses of more than one separate firm of attorneys (in addition to any local counsel) for all indemnified parties unless the
use of only one firm of attorneys would be inappropriate due to a conflict of interest in the reasonable judgment of the indemnified party. An indemnifying party shall not be liable under this Section 5 to any indemnified party regarding
any settlement or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder (whether or not the
indemnified parties are actual or potential parties to such claim or action) unless such settlement, compromise or consent is consented to in writing by such indemnifying party, which consent shall not be unreasonably withheld or delayed. No
indemnifying party, in the defense of any such claim or litigation, shall, except with the consent of each indemnified party, consent to entry of any judgment or enter into any settlement or compromise if any pending or threatened proceeding in
respect of which any indemnified party is or could have been a party and indemnity could have been sought hereunder by such indemnified party, unless such settlement or compromise (i) includes an unconditional release of such indemnified party
from all liability on claims that are the subject matter of such proceeding, (ii) does not involve the imposition of equitable remedies or the imposition of any obligations on such indemnified party, and does not otherwise adversely affect such
indemnified party, other than as a result of the imposition of financial obligations for which such indemnified party will be indemnified hereunder and (iii) does not include any statement as to or any admission of fault, culpability or a
failure to act by or on behalf of any indemnified party. 
 (d) In the event that the indemnity provided in
Section 5(a) or Section 5(b) above is held by a court of competent jurisdiction to be unavailable to or insufficient to hold harmless an indemnified party with respect to any loss, claim, damage, liability, expense or action
referred to herein, then each applicable indemnifying party agrees to contribute to the aggregate losses, claims, damages and liabilities (including, without limitation, legal or other 

 
expenses reasonably incurred in connection with investigating or defending same) (collectively, “Losses”) to which such indemnifying party may be subject in such proportion as is
appropriate to reflect the relative benefits received from the offering of the Securities, as applicable, and relative fault of the indemnifying party on the one hand and the indemnified party on the other in connection with the statements or
omissions which resulted in such losses, claims, damages or liabilities (or actions in respect thereof), as well as any other relevant equitable considerations. The relative benefit received by the Company shall be deemed to be equal to the total
value received or proposed to be received (after deducting expenses) by the Company pursuant to the sale of Securities in an offering, if any. The relative benefit received by the Holders shall be deemed to be equal to the total value received or
proposed to be received (after deducting expenses) by the Holders of Securities in an offering, if any. The relative fault shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or
the omission or alleged omission to state a material fact relates to information supplied by the indemnifying party on the one hand or the indemnified party on the other and the parties’ relative intent, knowledge, access to information and
opportunity to correct or prevent such statement or omission. The parties agree that it would not be just and equitable if contribution pursuant to this Section 5(d) were determined by pro rata allocation (even if the
Holders of Registrable Securities or any agents or underwriters or all of them were treated as one entity for such purpose) or by any other method of allocation which does not take account of the equitable considerations referred to above in this
Section 5(d). The amount paid or payable by an indemnified party as a result of the losses, claims, damages or liabilities (or actions in respect thereof) referred to above in this Section 5(d) shall be deemed to include any
legal or other expenses reasonably incurred by such indemnified party in connection with investigating or defending any such action or claim. Notwithstanding the provisions of this Section 5(d), no Person guilty of fraud or fraudulent
misrepresentation (within the meaning of Section 11(f) of the Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraud or fraudulent misrepresentation. For purposes of this Section 5, each
Person who controls any Holder of Registrable Securities, agent or underwriter within the meaning of either the Securities Act or the Exchange Act and each director, officer, employee and agent of any such Holder, agent or underwriter shall have the
same rights to contribution as such Holder, agent or underwriter, and each Person who controls the Company within the meaning of either the Securities Act or the Exchange Act and each officer and director of the Company shall have the same rights to
contribution as the Company, subject in each case to the applicable terms and conditions of this Section 5(d). 

(e) The provisions of this Section 5 will remain in full force and effect, regardless of any investigation made by or on
behalf of any Holder of Registrable Securities or the Company or any of the officers, directors or controlling Persons referred to in this Section 5, and will survive the transfer of Registrable Securities. 

Section 6. Participation in Underwritten Offering/Sale of Registrable Securities. 

(a) It shall be a condition precedent to the obligations of the Company to include Registrable Securities of any Holder in any
Registration Statement or Prospectus, as the case may be, that such Holder shall timely furnish to the Company (as a condition precedent to such Holder’s participation in such registration) its Selling Holder Information in accordance with the
terms hereof. Each selling Holder shall timely provide the Company with such 

 
information as may be reasonably requested to enable the Company to prepare a supplement or post-effective amendment to any Shelf Registration or a supplement to any Prospectus relating to such
Shelf Registration. 
 (b) No Person may participate in any underwritten offering hereunder unless such Person (i) agrees
to sell such Person’s securities on the basis provided in any underwriting arrangements in customary form entered into pursuant to this Agreement and (ii) completes and executes all questionnaires, powers of attorney, indemnities,
underwriting agreements and other documents reasonably required under the terms of such underwriting arrangements. 
 (c) Each
Person that has securities registered on a Registration Statement filed hereunder agrees that, upon receipt of any notice contemplated in Section 1(f)(ii), such Person will forthwith discontinue the disposition of its Registrable
Securities pursuant to the applicable Registration Statement. 
 Section 7. Private Sale and Legends.
(a) Except as provided in Section 2, the Company agrees that nothing in this Agreement shall prohibit the Holders, at any time and from time to time, from selling or otherwise transferring Registrable Securities pursuant to a private sale
or other transaction which is not registered pursuant to the Securities Act. 
 (b) At the request of a Holder and to the extent
the Registrable Securities are subject to a restrictive legend, whether such securities are certificated or held in book-entry form, the Company shall remove from each certificate evidencing Registrable Securities, any legend if the Company is
reasonably satisfied (based upon an opinion of counsel or, in the case of a Holder that is not an Affiliate of the Company proposing to transfer such securities pursuant to Rule 144(b)(1) of the Securities Act, other evidence) that the securities
evidenced thereby may be publicly sold without registration under the Securities Act. 
 (c) If any Holder seeks to effect an
in-kind distribution of all or part of its Registrable Securities to its director or indirect equityholders, the Company will, subject to applicable laws, cooperate in good faith with such Holder and the Company’s transfer agent to effect such
in-kind distribution in a manner reasonable requested by the Holder. 
 Section 8. Rule 144 and Rule 144A; Other
Exemptions. With a view to making available to the Holders of Registrable Securities the benefits of Rule 144 and Rule 144A promulgated under the Securities Act and other rules and regulations of the Commission that may at any
time permit a Holder of Registrable Securities to sell securities of the Company to the public without registration, the Company covenants that it will (i) use its reasonable best efforts to file in a timely manner all reports and other
documents required, if any, to be filed by it under the Securities Act and the Exchange Act and the rules and regulations adopted thereunder and (ii) make available information necessary to comply with Rule 144 and Rule 144A, if available with
respect to resales of the Registrable Securities under the Securities Act, at all times, all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the
limitation of the exemptions provided by (x) Rule 144 and Rule 144A promulgated under the Securities Act (if available with respect to resales of the Registrable Securities), as such rules may be amended from time to time or (y) any other
rules or regulations now existing or hereafter adopted by the Commission. 

 Section 9. Transfer of Registration Rights. The
rights of a Holder hereunder may be transferred, assigned, or otherwise conveyed on a pro rata basis in connection with any transfer, assignment, or other conveyance of Registrable Securities to any transferee or assignee;
provided that all of the following additional conditions are satisfied: (a) such transferee or assignee will Beneficially Own Registrable Securities representing at least 5% of the then outstanding Securities (measured on an as-converted
basis); (b) such transfer or assignment is effected in accordance with applicable securities laws; (c) such transferee or assignee agrees in writing to become subject to the terms of this Agreement by delivering to the Company a duly
executed joinder agreement in the form attached hereto as Exhibit B; and (c) the Company is given written notice by such Holder of such transfer or assignment, stating the name and address of the transferee or assignee and identifying
the Registrable Securities with respect to which such rights are being transferred or assigned. Promptly following receipt by the Company of such written notice, the Company shall make any necessary filing to name transferee or assignee as a selling
shareholder in any Registration Statement. 
 Section 10. Amendment, Modification and Waivers; Further
Assurances. 
 (a) Amendment. The provisions of this Agreement, including the
provisions of this sentence, may not be amended, modified or supplemented, and waivers or consents to or departures from the provisions hereof may not be given, without the written consent of the Company and the Holders holding at least fifty
percent (50%) of the Registrable Securities then issued and outstanding; provided that in the event that such amendment, modification, supplement, waiver or consent would treat a Holder or group of Holders in a manner different from any other
Holders, then such amendment or waiver will require the consent of such Holder or the Holders of a majority of the Registrable Securities of such group adversely treated. 
 (b) Effect of Waiver. No waiver of any terms or conditions of this Agreement shall operate as a waiver of any other breach of such terms and conditions or any other term or condition, nor shall any
failure of any party to enforce any provision hereof operate or be construed as a waiver of such provision or of any other provision hereof and shall not affect the right of such party thereafter to enforce each provision of this Agreement in
accordance with its terms. No written waiver hereunder, unless it by its own terms explicitly provides to the contrary, shall be construed to effect a continuing waiver of the provisions being waived and no such waiver in any instance shall
constitute a waiver in any other instance or for any other purpose or impair the right of the party against whom such waiver is claimed in all other instances or for all other purposes to require full compliance with such provision. 

(c) Further Assurances. Each of the parties hereto shall execute all such further instruments and documents and take all such
further action as any other party hereto may reasonably require in order to effectuate the terms and purposes of this Agreement. 
 Section 11. Miscellaneous; Remedies; Specific Performance. 

(a) Specific Performance. Any Person having rights under any provision of this Agreement shall be entitled to enforce such rights
specifically, to recover damages caused by reason of any breach of any provision of this Agreement and to exercise all other rights existing in their favor. The parties hereto agree and acknowledge that money damages would not be an

 
adequate remedy for any breach of the provisions of this Agreement and that any party may in its sole discretion apply to any court of law or equity of competent jurisdiction for, and obtain from
any such court, specific performance and/or injunctive relief (without posting any bond or other security) in order to enforce or prevent violation of the provisions of this Agreement and shall not be required to prove irreparable injury to such
party or that such party does not have an adequate remedy at law with respect to any breach of this Agreement (each of which elements the parties admit). The parties hereto further agree and acknowledge that each and every obligation applicable to
it contained in this Agreement shall be specifically enforceable against it and hereby waives and agrees not to assert any defenses against an action for specific performance of their respective obligations hereunder. All rights and remedies
existing under this Agreement are cumulative to, and not exclusive of, any rights or remedies available under this Agreement or otherwise. 
 (b) Successors and Assigns. Except as provided in Sections 7 and 9, neither this Agreement nor any right, remedy, obligation nor liability arising hereunder or by reason hereof shall be assignable
by any party hereto without the prior written consent of the other parties, and any attempt to assign any right, remedy, obligation or liability hereunder without such consent shall be void, except an assignment by any Investor, in the case of a
merger or consolidation where such party is not the surviving entity, or a sale of substantially all of its assets, to the entity that is the survivor of such merger or consolidation or the purchaser in such sale. 

(c) Severability. Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and
valid under applicable law, but if any provision of this Agreement is held to be prohibited by or invalid under applicable law, such provision shall be ineffective only to the extent of such prohibition or invalidity, without prohibiting or
invalidating the remainder of this Agreement. 
 (d) Counterparts. This Agreement may be executed simultaneously in two
or more counterparts, any one of which need not contain the signatures of more than one party, but all such counterparts taken together shall constitute one and the same Agreement. 

(e) Descriptive Headings; Interpretation; No Strict Construction. The descriptive headings of this Agreement are inserted for
convenience only and do not constitute a substantive part of this Agreement. Whenever required by the context, any pronoun used in this Agreement shall include the corresponding masculine, feminine or neuter forms, and the singular forms of nouns,
pronouns, and verbs shall include the plural and vice versa. Reference to any agreement, document, or instrument means such agreement, document, or instrument as amended or otherwise modified from time to time in accordance with the terms thereof,
and, if applicable, hereof. The words “include,” “includes” or “including” in this Agreement shall be deemed to be followed by “without limitation.” The use of the words “or,” “either” or
“any” shall not be exclusive. The parties hereto have participated jointly in the negotiation and drafting of this Agreement. If an ambiguity or question of intent or interpretation arises, this Agreement shall be construed as if drafted
jointly by the parties hereto, and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of the authorship of any of the provisions of this Agreement. All references to laws, rules, regulations and forms in this
Agreement shall be deemed to be references to such laws, rules, regulations and forms, as 

 
amended from time to time or, to the extent replaced, the comparable successor thereto in effect at the time. All references to agencies, self-regulatory organizations or governmental entities in
this Agreement shall be deemed to be references to the comparable successors thereto from time to time. 
 (f) Governing
Law. This Agreement and the exhibits and schedules hereto shall be governed by, and construed in accordance with, the laws of the State of New York, without giving effect to any choice of law or conflict of law rules or provisions (whether of
the State of New York or any other jurisdiction) to the extent such rules or provisions would cause the application of the laws of any jurisdiction other than the State of New York. 

(g) Notices. All notices, demands or other communications to be given or delivered under or by reason of the provisions of this
Agreement shall be in writing and shall be deemed to have been given when (a) delivered personally to the recipient, (b) telecopied or sent by facsimile to the recipient, or (c) one Business Day after being sent to the recipient by
reputable overnight courier service (charges prepaid). Such notices, demands and other communications shall be sent to the Company at the address set forth below and to any Holder of Registrable Securities at the address set forth on the signature
page hereto, or at such address or to the attention of such other Person as the recipient party has specified by prior written notice to the sending party. The Company’s address is: 

Knight Capital Group, Inc. 
 Attention: Chief Financial Officer 
 545 Washington Boulevard 

Jersey City, NJ 07310 
 Facsimile:        (201) 557-8015 
 with
copies (which shall not constitute notice) to: 
 Wachtell, Lipton, Rosen & Katz 

			
	Attention:	 	Edward D. Herlihy
		 	David M. Silk
		 	Nicholas G. Demmo

 51 West 52nd Street 
 New York, NY 10019 
 Fax: (212) 403-2000 

If any time period for giving notice or taking action hereunder expires on a day that is not a Business Day, the time period shall
automatically be extended to the Business Day immediately following such Saturday, Sunday or legal holiday. 
 (h) Delivery
by Facsimile. This Agreement, the agreements referred to herein, and each other agreement or instrument entered into in connection herewith or therewith or contemplated hereby or thereby, and any amendments hereto or thereto, to the extent
signed and delivered by means of a facsimile machine or other electronic means, shall be treated in all manner and respects as an original agreement or instrument and shall be considered to have the same binding legal effect as if it were the
original signed version thereof delivered in person. At 

 
the request of any party hereto or to any such agreement or instrument, each other party hereto or, thereto shall reexecute original forms thereof and deliver them to all other parties. No party
hereto or to any such agreement or instrument shall raise the use of a facsimile machine or other electronic means to deliver a signature or the fact that any signature or agreement or instrument was transmitted or communicated through the use of a
facsimile machine or other electronic means as a defense to the formation or enforceability of a contract and each such party forever waives any such defense. 
 (i) Waiver of Jury Trial. Each of the parties to this Agreement hereby agrees to waive its respective rights to a jury trial of any claim or cause of action based upon or arising out of this
Agreement. The scope of this waiver is intended to be all-encompassing of any and all disputes that may be filed in any court and that relate to the subject matter of this Agreement, including contract claims, tort claims and all other common law
and statutory claims. Each party hereto acknowledges that this waiver is a material inducement to enter into this Agreement, that each has already relied on this waiver in entering into this Agreement, and that each will continue to rely on this
waiver in their related future dealings. Each party hereto further warrants and represents that it has reviewed this waiver with its legal counsel and that it knowingly and voluntarily waives its jury trial rights following consultation with legal
counsel. THIS WAIVER IS IRREVOCABLE, MEANING THAT IT MAY NOT BE MODIFIED EITHER ORALLY OR IN WRITING (OTHER THAN BY A MUTUAL WRITTEN WAIVER SPECIFICALLY REFERRING TO THIS SECTION 12(i) AND EXECUTED BY EACH OF THE PARTIES HERETO), AND THIS
WAIVER SHALL APPLY TO ANY SUBSEQUENT AMENDMENTS, RENEWALS, SUPPLEMENTS OR MODIFICATIONS TO THIS AGREEMENT. In the event of litigation, this Agreement may be filed as a written consent to a trial by the court. 

(j) Arm’s Length Agreement. Each of the parties to this Agreement agrees and acknowledges that this Agreement has been
negotiated in good faith, at arm’s length, and not by any means prohibited by law. 
 (k) Sophisticated Parties; Advice
of Counsel. Each of the parties to this Agreement specifically acknowledges that (i) it is a knowledgeable, informed, sophisticated Person capable of understanding and evaluating the provisions set forth in this Agreement and (ii) it
has been fully advised and represented by legal counsel of its own independent selection and has relied wholly upon its independent judgment and the advice of such counsel in negotiating and entering into this Agreement. 

(l) Entire Agreement. This Agreement, together with the schedules and exhibits attached hereto, and any certificates, documents,
instruments and writings that are delivered pursuant hereto, constitutes the entire agreement and understanding of the parties in respect of the subject matter hereof and supersedes all prior understandings, agreements or representations by or among
the parties, written or oral, to the extent they relate in any way to the subject matter hereof. 
 (m) Attorneys’
Fees. In the event of litigation or other proceedings in connection with or related to this Agreement, the prevailing party in such litigation or proceeding shall be entitled to reimbursement from the opposing party of all reasonable expenses,

 including, 

 
without limitation, reasonable attorneys’ fees and expenses of investigation in connection with such litigation or proceeding. 

(n) Free Writing Prospectus Consent. No Holder shall use a Holder Free Writing Prospectus without the prior written consent of the
Company, which consent shall not be unreasonably withheld, conditioned or delayed. 
 (o) No Required Sale. Nothing in
this Agreement shall be deemed to create an independent obligation on the part of any Holder to sell any Registrable Securities pursuant to any effective registration statement. 

(p) Termination. The obligations of the Company and of any Holder, other than those obligations contained in
Section 5, shall terminate with respect to the Company and such Holder as soon as such Holder no longer holds any Registrable Securities. 
 (q) No Third-Party Beneficiaries or Other Right. Nothing herein shall grant to or create in any person not a party hereto, or any such person’s dependents or heirs, any right to any benefits
hereunder or any remedies hereunder, and no such party shall be entitled to sue any party to this Agreement with respect thereto; provided, however, that the Affiliates, directors, officers, employees, members, managers and agents of
each indemnified party and each Person who controls any such indemnified party within the meaning of either the Securities Act or the Exchange Act are intended third-party beneficiaries of Section 5 and shall have the right, power, and
authority to enforce the provisions thereof as though they were a party hereto. 
 Section 12. Definitions.

 “Affiliate” of any particular Person means any other Person directly or indirectly controlling, controlled
by or under common control with such particular Person. 
 “Agreement” has the meaning specified in the first
paragraph hereof. 
 “Automatic Shelf Registration Statement” means an “automatic shelf registration
statement” as defined in Rule 405 promulgated under the Securities Act. 
 “Beneficial Ownership” and
terms of similar import shall be as defined under and determined pursuant to Rule 13d-3 promulgated under the Exchange Act. 

“Business Day” means each Monday, Tuesday, Wednesday, Thursday and Friday that is not a day on which banking
institutions in New York City are generally authorized or obligated by law or executive order to close. 

“Commission” means the United States Securities and Exchange Commission or any successor governmental agency.

 “Company” has the meaning specified in the first paragraph hereof. 

“Company Held Securities” means Other Securities sought to be included in a registration for the Company’s account.

 “Company Notice” has the meaning specified in Section 1(d).

 “Company Underwritten Offering” has the meaning specified in Section 2(a). 

“control” (including the terms “controlling,” “controlled by” and “under common control
with”) means, unless otherwise noted, the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through the ownership of voting shares, by contract, or otherwise.

 “Demand” has the meaning specified in Section 1(d). 

“Demand Holder” has the meaning specified in Section 1(d). 

“Demand Notice” has the meaning specified in Section 1(d). 

“Determination Date” has the meaning specified in Section 1(i). 

“Disclosure Package” means, with respect to any offering of securities, (i) the preliminary prospectus,
(ii) each Free Writing Prospectus and (iii) all other information, in each case, that is deemed, under Rule 159 promulgated under the Securities Act, to have been conveyed to purchasers of securities at the time of sale of such securities
(including a contract of sale). 
 “Exchange Act” means the Securities Exchange Act of 1934, as amended from
time to time. 
 “FINRA” means the Financial Industry Regulatory Authority, Inc. 

“Follow-On Registration Notice” has the meaning specified in Section 1(j)(i). 

“Follow-On Shelf” has the meaning specified in Section 1(j)(i). 

“Form S-1” means such form under the Securities Act, as amended from time to time by the Commission. 

“Form S-3” means such form under the Securities Act, as amended from time to time by the Commission. 

“Form S-3 Shelf” has the meaning specified in Section 1(a). 

“Free Writing Prospectus” means any “free writing prospectus” as defined in Rule 405 promulgated under the
Securities Act. 
 “Holder” and “Holders” have the meanings specified in the first paragraph
hereof. 
 “Holder Free Writing Prospectus” means each Free Writing Prospectus prepared by or on behalf of the
relevant Holder or used or referred to by such Holder in connection with the offering of Registrable Securities. 

 “Initial Shelf Effective Date” has the meaning specified in
Section 1(a). 
 “Investors” has the meaning specified in the first paragraph hereof. 

“Issuer Free Writing Prospectus” means an “issuer free writing prospectus” under Rule 433 promulgated under
the Securities Act. 
 “Lock-Up Period” has the meaning specified in Section 2(a). 

“Losses” has the meaning specified in Section 5(d). 

“NASDAQ” means The NASDAQ Stock Market. 
 “Non-Underwritten Shelf Takedown” has the meaning specified in Section 1(c). 
 “NYSE” means the New York Stock Exchange. 
 “Other
Securities” means securities of the Company sought to be included in a registration other than Registrable Securities. 

“Person” means an individual, a partnership, a corporation, a limited liability company, an association, a joint stock
company, a trust, a joint venture, an unincorporated organization, a governmental entity or any department, agency or political subdivision thereof or any other entity. 
 “Piggyback Notice” has the meaning specified in Section 1(g)(i). 
 “Piggyback Takedown” has the meaning specified in Section 1(g)(i). 
 “Prospectus” means the prospectus used in connection with a Registration Statement and any amendments or supplements thereto. 

“Registrable Securities” means, at any time, (i) any shares of Preferred Stock issued pursuant to the Securities
Purchase Agreement, (ii) any shares of Common Stock issued upon the conversion of shares of Preferred Stock and (iii) any shares of Common Stock issued upon the conversion, exercise or exchange, as applicable, of any other securities
and/or interests, including for the avoidance of doubt, any Preferred Stock issued pursuant to the exercise of any securities paid, issued or distributed in respect of any such Common Stock by way of stock dividend, stock split or distribution, or
in connection with a combination of shares, recapitalization, reorganization, merger or consolidation, or otherwise and excluding shares of Preferred Stock or Common Stock acquired after the Closing Date; provided, however, that, as to
any Registrable Securities, such securities shall cease to constitute Registrable Securities upon the earliest to occur of: (w) the date on which such securities are disposed of pursuant to an effective registration statement under the
Securities Act; (x) the date on which such securities are disposed of pursuant to Rule 144 (or any successor provision) promulgated under the Securities Act; (y) with respect to the Registrable Securities held by any Holder, any time that
such Holder Beneficially Owns Registrable Securities representing less than 5% of the then outstanding Securities (as measured on an as converted basis) and is permitted to sell such Registrable

 
Securities under Rule 144(b)(1); and (z) the date on which such securities cease to be outstanding. For the purposes of this Agreement, an Investor shall be deemed to be a holder of
Registrable Securities whenever such Person has the right to acquire such Registrable Securities (upon conversion or exercise in connection with a transfer of securities or otherwise, but disregarding any restrictions or limitation upon the exercise
of such right), whether or not such acquisition has been effected. 
 “Registration Expenses” means all
expenses (other than underwriting discounts and commissions) arising from or incident to the registration of Registrable Securities in compliance with this Agreement, including, without limitation, (i) Commission, stock exchange, FINRA and
other registration and filing fees, (ii) all fees and expenses incurred in connection with complying with any securities or blue sky laws (including, without limitation, fees, charges and disbursements of counsel in connection with blue sky
qualifications of the Registrable Securities), (iii) all printing, messenger and delivery expenses, (iv) the fees, charges and disbursements of counsel to the Company and of its independent public accountants and any other accounting and
legal fees, charges and expenses incurred by the Company (including, without limitation, any expenses arising from any special audits or “comfort” letters required in connection with or incident to any registration), (v) the fees and
expenses incurred in connection with the listing of the Registrable Securities on the NYSE or NASDAQ (or any other national securities exchange) or the quotation of Registrable Securities on any inter-dealer quotation system, (vi) the fees and
expenses incurred by the Company in connection with any road show for underwritten offerings and (vii) reasonable fees, charges and disbursements of counsel to the Holders, including, for the avoidance of doubt, any expenses of counsel to the
Holders in connection with the filing or amendment of any Registration Statement, Prospectus or Free Writing Prospectus hereunder; provided that Registration Expenses shall only include the fees and expenses of one counsel to the Holders (and one
local counsel per jurisdiction) with respect to any offering. 
 “Registration Notice” has the meaning
specified in Section 1(a). 
 “Registration Statement” means any registration statement filed
hereunder. 
 “Securities Act” means the Securities Act of 1933, as amended from time to time. 

“Selling Expenses” means the underwriting fees, discounts, selling commissions and stock transfer taxes applicable to
all Registrable Securities registered by the Holders and legal expenses not included within the definition of Registration Expenses. 
 “Selling Holder Information” has the meaning specified in Section 1(a). 
 “Shelf” has the meaning specified in Section 1(a). 

“Shelf Registration” means a registration of securities pursuant to a registration statement filed with the Commission
in accordance with and pursuant to Rule 415 promulgated under the Securities Act (or any successor rule then in effect). 

“Suspension Period” has the meaning specified in Section 1(e)(ii). 

 “Underwritten Shelf Takedown” has the meaning specified in
Section 1(b). 
 “Well Known Seasoned Issuer” means a “well known seasoned issuer” under
Rule 405 promulgated under the Securities Act. 
 *    *    * 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first
written above. 
  

			
	KNIGHT CAPITAL GROUP, INC.
		
	By:	 	 /s/ Thomas M. Joyce

		 	Name: Thomas M. Joyce
		 	Title: CEO

 
			
	Jefferies & Company, Inc.
		
	By:	 	 /s/ Michael J. Sharp

		 	Name: Michael J. Sharp
		 	Title: Authorized Signatory
	
	Address for Notices:
	 520 Madison Avenue

	 New York, NY 10022

	  

			
	Facsimile:	 	  

	Attention:	 	  

 
			
	TD Ameritrade Holding Corporation
		
	By:	 	 /s/ Fred Tomczyk

		 	Name: Fred Tomczyk
		 	 Title: Authorized Signatory

          President & CEO

	
	Address for Notices:
	 TD Ameritrade Institutional

	 1 Plaza Four A

	 Jersey City, NJ
01311-4000

 
			
	Facsimile:	 	  

	Attention:	 	  

 
			
	Stifel Financial Corp
		
	By:	 	 /s/ Victor J. Nesi

		 	Name: Victor J. Nesi
		 	Title: Authorized Signatory
	
	Address for Notices:
	501 North Broadway
	  

	 St. Louis, MO 63102

	  

			
	Facsimile:	 	  

	Attention:	 	 David Minnier, GC

 
			
	Stephens Investment Holdings LLC
		
	By:	 	 /s/ Curt Bradley

		 	Name: Curt Bradley
		 	 Title: Authorized Signatory

          Manager

	
	Address for Notices:
	 Stephens Investment Holdings LLC

	 111 Center Street

	 Little Rock, AR 72201

	  

			
	Facsimile:	 	  

	Attention:	 	  

 
			
	Jefferies High Yield Trading, LLC
		
	By:	 	 /s/ Andrew Wittacker

		 	Name: Andrew Wittacker
		 	Title: Vice Chairman
	
	Address for Notices:
	 520 Madison Avenue

	 New York, NY

	 10022

			
	Facsimile:	 	  

	Attention:	 	  

 
			
	GETCO Strategic Investments, LLLC
		
	By:	 	 /s/ Darren Mast

		 	Name: Darren Mast - COO
		 	Title: Authorized Signatory
	
	Address for Notices:
	 350 N. Orleans

	 3rd Floor South

	 Chicago, IL
60654

 
			
	Facsimile:	 	  

	Attention:	 	  

 
			
	Blackstone Capital Partners VI L.P.
		
	By:	 	Blackstone Management Associates VI L.L.C., its general partner
		
	By:	 	BMA VI, L.L.C., its managing member
		
	By:	 	 /s/ Chinh Chu

		 	Name: Chinh Chu
		 	Title: Senior Managing Director
	
	Address for Notices:
	  
  

	  

	  

			
	Facsimile:	 	  

	Attention:	 	  

 
			
	Blackstone Family Investment Partnership VI, L.P.
		
	By:	 	BCP VI Side-by-Side GP L.L.C., its general partner
		
	By:	 	 /s/ Chinh Chu

		 	Name: Chinh Chu
		 	Title: Senior Managing Director
	
	Address for Notices:
	  

	  

	  

			
	Facsimile:	 	  

	Attention:	 	  

 
			
	Blackstone Family Investment Partnership VI ESC L.P.
		
	By:	 	BCP VI Side-by-Side GP L.L.C., its general partner
		
	By:	 	 /s/ Chinh Chu

		 	Name: Chinh Chu
		 	Title: Senior Managing Director
	
	Address for Notices:
	  

	  

	  

			
	Facsimile:	 	  

	Attention:	 	  

 EXECUTION VERSION 
 EXHIBIT A 
 FORM OF NOTICE AND ELIGIBLE HOLDER INFORMATION QUESTIONNAIRE

 The undersigned beneficial owner of capital stock of Knight Capital Group, Inc., a Delaware corporation (the
“Company”), understands that the Company has filed or intends to file with the Securities and Exchange Commission (the “SEC”) one or more registration statements (collectively, the “Registration
Statement”) for the registration and resale under Rule 415 of the Securities Act of 1933, as amended (the “Securities Act”), of the Registrable Securities, in accordance with the terms of the Registration Rights Agreement
(the “Registration Rights Agreement”), dated as of August 8, 2012 (the “Effective Date”), by and among the Company and each of the other Persons signatory thereto. A copy of the Registration Rights Agreement is
available from the Company upon request at the address set forth below. All capitalized terms not otherwise defined herein shall have the meaning ascribed thereto in the Registration Rights Agreement. 

Certain legal consequences arise from being named as a selling securityholder in the Registration Statement and the related prospectus,
as the case may be. Accordingly, holders and beneficial owners of Registrable Securities are advised to consult their own securities law counsel regarding the consequences of being named or not being named as an Eligible Holder in the Registration
Statement and the related prospectus. 
 NOTICE 
 The undersigned beneficial owner (the “Eligible Holder”) of Registrable Securities hereby elects to include some or all of the Registrable Securities owned by it in the Registration
Statement. In order to sell or otherwise dispose of any Registrable Securities pursuant to the Registration Statement, a beneficial owner of Registrable Securities generally will be required to be named as a selling securityholder in the related
prospectus and deliver a prospectus to each purchaser of Registrable Securities. 
 If you wish to include the Registrable
Securities beneficially owned by you in the Registration Statement (or a supplement or amendment thereto), you must complete, sign and deliver this Notice of Registration Statement and Eligible Holder Information Questionnaire (“Notice and
Questionnaire”) to the Company at the address set forth herein on or prior to 12:00 am New York Time on August 6, 2012 (the “Initial Questionnaire Date”). If you do not manage to deliver the Notice and Questionnaire by
the Initial Questionnaire Date, you may deliver the Notice and Questionnaire by 5:00 pm New York Time on August 6, 2012 for inclusion of the Registrable Securities beneficially owned by you in a Prospectus Supplement to be filed on
August 8, 2012. 
 COMPLETED NOTICE AND QUESTIONNAIRE 

PLEASE SEND BY PDF A COPY OF THE COMPLETED AND EXECUTED NOTICE AND QUESTIONNAIRE TO: Brandon Price, Wachtell, Lipton, Rosen &
Katz at bcprice@wlrk.com or Raaj Narayan, Wachtell, Lipton, Rosen & Katz at rsnarayan@wlrk.com WITH A COPY TO: Ariel Greenstein, White & Case LLP at 

 
ariel.greenstein@whitecase.com. 
 The undersigned hereby provides the following
information to the Company and represents and warrants that such information is accurate: 
 QUESTIONNAIRE 

 

	1.	Name and Security Ownership 

 (a) Full legal name of each registered holder of Registrable Securities and number of Registrable Securities held: 
  

			
	 Name
	  	Number of 
Registrable
Securities
		  	
		  	
		  	

 (b) Full legal name of each registered holder of any other securities of the Company and number of
such securities held 
  

			
	 Name
	  	Number of Other Securities
		  	
		  	
		  	

  

	2.	Securities To Be Included In the Registration Statement 

  

	 	(a)	Do you wish to include in the registration statement all of the Registrable Securities listed in item 1(a) above? 

Yes   ̈            
No   ̈ 
  

	 	(b)	If your answer to item 2(a) above is “no,” please specify below the number of shares that you wish to include: 

 

			
	 Name
	  	Number of 
Registrable
Securities
		  	
		  	
		  	

	3.	Beneficial Ownership of Securities of the Company Owned by the Eligible Holder(s) 

“Beneficial ownership” is determined according to rules of the SEC. Securities are “beneficially owned” by any
person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares (i) voting power, which includes the power to vote, or to direct the voting of, such security, and/or,
(ii) investment power, which includes the power to dispose, or to direct the disposition of, such security. The definition of beneficial ownership often requires disclosure of the individual or groups of individuals who have or share voting or
investment power over the shares in question. 
 Please describe below or attach as a separate sheet a detailed description of
the beneficial ownership of the Registrable Securities and any other securities of the Company held by the Eligible Holder. We recommend that you consult with your own securities law counsel as some or all of the description below will be included
in the Registration Statement. You should also indicate clearly whether one or more of the beneficial owners disclaims beneficial ownership except to the extent of his, her or its pecuniary interest in the securities. Exhibit A hereto provides a
typical example of beneficial ownership disclosure. 
  

			
		 	  

		 	  

		 	  

		 	  

		 	  

		 	  

		 	  

 4. Relationships with the Company: 
 Except as set forth below, the undersigned has not held any position or office or had any other material relationship with the Company (or its predecessors or affiliates) during the past three
(3) years. 
 State any exceptions here: 
  

			
		 	  

		 	  

 5. Broker-Dealer Status: 
  

	 	(a)	Is any Eligible Holder a broker-dealer? 

 Yes   ̈            No   ̈

  

	 	(b)	 If the answer is “yes” to Section 5(a) above, did such Eligible Holder receive the

	 	
Registrable Securities as compensation for investment banking services to the Company? 

 Yes   ̈            No   ̈

 Note: If the answer is “no” to this Section 5(b), the SEC’s staff has indicated that you should be
identified as an underwriter in the Registration Statement. 
  

	 	(c)	Is any Eligible Holder an affiliate of a broker-dealer? 

 Yes   ̈            No   ̈

  

	 	(d)	If any of the Eligible Holders is an affiliate of a broker-dealer, do you certify that such Eligible Holder purchased the Registrable Securities in the ordinary course
of business, and at the time of the purchase of the Registrable Securities to be resold, had no agreements or understandings, directly or indirectly, with any person to distribute the Registrable Securities? 

Yes   ̈            
No   ̈ 
 Note: If the answer is “no” to this
Section 5(d), the SEC’s staff has indicated that the Eligible Holder should be identified as an underwriter in the Registration Statement. 
 Please provide any further information here: 
  

			
		 	  

		 	  

		 	  

		 	  

		 	  

 6. Address for Notices to Selling Holder: 
 Contact Person: 
 Contact Person Email Address: 

Telephone: 
 Fax: 

The undersigned agrees to promptly notify the Company of any inaccuracies or changes in the information provided herein that may occur
subsequent to the date hereof at any time while the Registration Statement remains effective. 
 By signing below, the
undersigned consents to the disclosure of the information contained herein in its answers to Items one (1) through five (5) and the inclusion of such information in the Registration Statement and the related prospectus and any amendments
or 

 
supplements thereto, as the case may be. The undersigned understands that such information will be relied upon by the Company in connection with the preparation or amendment of the Registration
Statement and the related prospectus. 
 IN WITNESS WHEREOF the undersigned, by authority duly given, has caused this Notice and
Questionnaire to be executed and delivered either in person or by its duly authorized agent. 
  

					
	Beneficial Owner(s):	 	  

		
	By:	 	  

		 	Name:	 	
		 	Title:	 	
		
	Date:	 	  

 EXHIBIT B 
 FORM OF JOINDER AGREEMENT 
 Ladies and Gentlemen: 

Reference is made to the Registration Rights Agreement, dated as of August 6, 2012 (as such agreement may have been or may be
amended from time to time) (the “Registration Rights Agreement”), by and among Knight Capital Group, Inc., a Delaware corporation (the “Company”), each of the other parties signatory thereto and any other parties
identified on the signature pages of any joinder agreements substantially similar to this joinder agreement executed and delivered pursuant to Section 10 of the Registration Rights Agreement. Capitalized terms used but not otherwise
defined herein have the meanings set forth in the Registration Rights Agreement. 
 In consideration of the transfer to the
undersigned of Registrable Securities of the Company, the undersigned represents that it is a transferee of [insert name of transferor] and agrees that, as of the date written below, the undersigned shall become a party to the Registration Rights
Agreement, and shall be fully bound by, and subject to, all of the covenants, terms and conditions of the Registration Rights Agreement as though an original party thereto. 
 [SIGNATURE PAGE FOLLOWS] 

 
			
	Jefferies & Company, Inc.
		
	By:	 	 /s/ Michael J. Sharp

		 	Name: Michael J. Sharp
		 	Title: Authorized Signatory
	
	Address for Notices:
	 520 Madison Avenue

	 New York, NY 10022

	  

			
	Facsimile:	 	  

	Attention:	 	  

 
			
	Jefferies & Company, Inc.
		
	By:	 	 /s/ Michael J. Sharp

		 	Name: Michael J. Sharp
		 	Title: Authorized Signatory
	
	Address for Notices:
	 520 Madison Avenue

	 New York, NY 10022

	  

			
	Facsimile:	 	  

	Attention:Amendment No. 2 and Limited Waiver

 Exhibit 10.1 
 EXECUTION VERSION 
 AMENDMENT NO. 2 AND LIMITED WAIVER TO CREDIT AGREEMENT

 THIS AMENDMENT NO. 2 AND LIMITED WAIVER TO CREDIT AGREEMENT (this “Amendment and Waiver”) is entered
into as of August 6, 2012 by and among WEATHERFORD INTERNATIONAL LTD., a Bermuda exempted company (“WIL”), WEATHERFORD INTERNATIONAL LTD., a Swiss joint stock corporation (“WIL-Switzerland”), WEATHERFORD LIQUIDITY
MANAGEMENT HUNGARY LIMITED LIABILITY COMPANY, a Hungarian limited liability company (“HOC”), WEATHERFORD CAPITAL MANAGEMENT SERVICES LIMITED LIABILITY COMPANY, a Hungarian limited liability company (“WCMS” and,
together with WIL, WIL-Switzerland and HOC, the “Obligor Parties”), WEATHERFORD INTERNATIONAL, INC., a Delaware corporation (“WII” and, together with the Obligor Parties, the “Obligors”), the
Lenders listed on the signature pages attached hereto, and JPMORGAN CHASE BANK, N.A., as administrative agent for the Lenders (the “Administrative Agent”). 
 RECITALS: 
 WHEREAS, reference is made to that certain Credit Agreement
dated as of October 15, 2010 by and among the Obligor Parties, the Lenders party thereto, the Administrative Agent, the Issuing Banks and certain other parties named therein (as heretofore amended, supplemented or otherwise modified, the
“Credit Agreement”); 
 WHEREAS, WIL-Switzerland has informed the Administrative Agent that WIL-Switzerland
will not be able to deliver, within 45 days after the end of the quarterly accounting period ended June 30, 2012, its Quarterly Report on Form 10-Q for such quarter (the “Second Quarter Report”) required to be delivered under
Section 7.01(a) of the Credit Agreement; 
 WHEREAS, WIL-Switzerland has informed the Administrative Agent that
WIL-Switzerland may not be able to deliver, within 45 days after the end of the quarterly accounting period ending September 30, 2012, its Quarterly Report on Form 10-Q for such quarter (the “Third Quarter Report” and, together
with the Second Quarter Report, the “Specified Quarterly Reports”) required to be delivered under Section 7.01(a) of the Credit Agreement; 
 WHEREAS, the Obligor Parties have requested that the Lenders waive compliance with Section 7.01(a) of the Credit Agreement with respect to the quarterly accounting periods ending June 30, 2012
and September 30, 2012, and the Lenders party hereto are willing to grant such waiver on the terms and conditions set forth herein; 
 WHEREAS, WIL-Switzerland has informed the Administrative Agent that it intends to restate certain of its financial statements for prior fiscal periods and, as a result thereof, has requested that the
Lenders waive any Default or Event of Default arising under Section 9.01(b) of the Credit Agreement resulting from certain representations and warranties previously made by the Obligor Parties with respect to such financial statements, and the
Lenders party hereto are willing to grant such waiver on the terms and conditions set forth herein; and 

 WHEREAS, in connection with the foregoing, the parties hereto have agreed to amend certain
provisions of the Credit Agreement as hereinafter set forth; 
 NOW, THEREFORE, the parties hereto agree as follows: 

SECTION 1. Defined Terms 
 Capitalized terms used but not otherwise defined herein shall have the meanings assigned to them in the Credit Agreement, as amended hereby. 

SECTION 2. Limited Waiver of Information Delivery Covenants 

Subject to Section 8 below, the Lenders party hereto (which constitute the Required Lenders) hereby waive any Default or Event of
Default arising under Section 9.01(e) of the Credit Agreement to the extent, and only to the extent, that such Default or Event of Default resulted or results from the failure of the Obligor Parties to deliver to the Administrative Agent
(i) within 45 days after the end of the quarterly accounting period ended June 30, 2012, the Second Quarter Report or (ii) within 45 days after the end of the quarterly accounting period ending September 30, 2012, the Third
Quarter Report; provided that if the Obligor Parties have not delivered to the Administrative Agent the Specified Quarterly Reports and the Specified Compliance Certificates on or prior to March 19, 2013 (the “Extended Delivery
Date”), then the waiver set forth in this Section 2 shall no longer be effective and an Event of Default shall immediately occur. 
 SECTION 3. Limited Waiver of Information Representation and Warranty 

Subject to Section 8 below, the Lenders party hereto (which constitute the Required Lenders) hereby waive any Default or Event of
Default existing on or prior to the date of this Amendment and Waiver arising under Section 9.01(b) of the Credit Agreement to the extent, and only to the extent, that any such Default or Event of Default resulted from the representation and
warranty made by the Obligor Parties in Section 6.06(a) or Section 6.11 of the Credit Agreement being incorrect when made or deemed made due to the Obligor Parties’ historical reporting of the provision for income taxes as set forth
in WIL-Switzerland’s financial statements for fiscal years 2009, 2010 and 2011 and the first quarter of 2012, each of which are to be restated by the Obligor Parties as described in the Form 8-K filed by WIL-Switzerland with the SEC on
July 24, 2012 (the “Specified 8-K”). 
 SECTION 4. Amendments to Credit Agreement 

(a) Section 1.01 of the Credit Agreement is hereby amended by adding the following new definitions in the appropriate alphabetical
order: 
 “Amendment No. 2 Effective Date” means August 6, 2012. 

“Compliance Certificate” means (i) with respect to any fiscal period not described in clause
(ii) below, a certificate of a Responsible Officer of WIL-Switzerland in the form of Exhibit G-1 and (ii) with respect to the quarterly accounting period ended June 30, 2012 and the quarterly accounting period ending
September 30, 2012, a certificate of a Responsible Officer of WIL-Switzerland in the form of Exhibit G-2. 

  
 - 2 -

 “Specified Compliance Certificates” means, collectively,
(i) a Compliance Certificate in the form of Exhibit G-1 with respect to the quarterly accounting period ended June 30, 2012 and (ii) a Compliance Certificate in the form of Exhibit G-1 with respect to the
quarterly accounting period ending September 30, 2012. 
 “Specified Quarterly Reports”
means (i) WIL-Switzerland’s Quarterly Report on Form 10-Q for the quarterly accounting period ended June 30, 2012 and (ii) WIL-Switzerland’s Quarterly Report on Form 10-Q for the quarterly accounting period ending
September 30, 2012. 
 “Waiver Period” means the period from the Amendment No. 2
Effective Date until the first date on which (i) all of the Specified Quarterly Reports and the Specified Compliance Certificates have been delivered by WIL-Switzerland to the Administrative Agent and (ii) the Specified Quarterly Reports
have been filed with the SEC. 
 (b) Section 2.09 of the Credit Agreement is hereby amended by (i) re-numbering
paragraph (d) thereof to be paragraph (e) and inserting the phrase “, utilization fees” after the phrase “facility fees” and before the phrase “and participation fees” in such re-numbered
paragraph (e) and (ii) inserting a new paragraph (d) that reads as follows: 
 “(d) The
Borrowers, jointly and severally, agree to pay to the Administrative Agent for the account of each Lender a utilization fee, which shall accrue during the Waiver Period at the rate of 0.500% per annum on the outstanding principal amount of such
Lender’s Revolving Credit Loans. Accrued utilization fees shall be payable in arrears on the last day of March, June, September and December of each year and on the date on which the Commitments terminate, commencing on the first such date to
occur after the Amendment No. 2 Effective Date; provided that any utilization fees accruing after the date on which the Commitments terminate shall be payable on demand. All utilization fees shall be computed on the basis of a year of
365 or 366 days, as applicable, and shall be payable for the actual number of days elapsed (including the first day but excluding the last day).” 
 (c) Subject to Section 8 below, Section 6.06(a) of the Credit Agreement is hereby amended by (i) inserting “(i)” after the phrase “except for” and before the phrase
“such information, if any” and (ii) inserting the phrase “and (ii) the Obligor Parties’ historical reporting of the provision for income taxes as set forth in WIL-Switzerland’s financial statements for fiscal years
2009, 2010 and 2011 and the first quarter of 2012, and other income statement, balance sheet or statement of cash flows items that were impacted by such historical reporting of the provision for income taxes, in each case as and to the extent
furnished to the Administrative Agent or any Lender prior to the Amendment No. 2 Effective Date” at the end thereof. 

(d) Section 7.01(e) of the Credit Agreement is hereby amended and restated in its entirety to read as follows: 

  
 - 3 -

 “(e) Within five Business Days after the delivery of the financial
statements provided for in Sections 7.01(a) and 7.01(b), a Compliance Certificate with respect to the fiscal period covered by such financial statements; provided that (i) a Compliance Certificate in the form of Exhibit
G-2 with respect to the quarterly accounting period ended June 30, 2012 shall be furnished to the Administrative Agent on or prior to August 21, 2012 and (ii) a Compliance Certificate in the form of Exhibit G-2 with respect
to the quarterly accounting period ending September 30, 2012 shall be furnished to the Administrative Agent on or prior to November 21, 2012.” 
 (e) Section 8.09(a) of the Credit Agreement is hereby amended and restated in its entirety to read as follows: 
 “(a) WIL-Switzerland shall not, nor shall it permit any of its Subsidiaries to, (i) use the proceeds of any Loans for any purpose other than (A) to repay amounts outstanding under the
Existing Credit Agreements and (B) for working capital and general corporate purposes, including providing financial accommodations to the Borrowers and their Subsidiaries, or (ii) arrange for the issuance of any Letters of Credit for any
purpose other than general corporate purposes of the Borrowers and their Subsidiaries.” 
 (f) Article VIII of the Credit
Agreement is hereby amended by adding the following covenant as Section 8.10 therein: 
 “SECTION 8.10.
Indebtedness During Waiver Period. WIL-Switzerland shall not permit (i) its Consolidated Indebtedness to exceed $10,000,000,000 at any time during the Waiver Period or (ii) the aggregate principal amount of all Indebtedness of all
Subsidiaries of WIL-Switzerland (other than Subsidiaries of WIL-Switzerland that are Obligors) owing to any Person other than WIL-Switzerland and its Subsidiaries to exceed $1,000,000,000 at any time during the Waiver Period.” 

(g) Exhibit G to the Credit Agreement is hereby deleted and replaced in its entirety with Exhibit G-1 and Exhibit G-2 in
the forms attached hereto as Exhibit G-1 and Exhibit G-2, respectively. 
 SECTION 5. Covenants

 To induce the other parties hereto to enter into this Amendment and Waiver, each of the Obligor Parties covenants that:

 (a) if WIL-Switzerland is unable to comply with its obligation to deliver to the Administrative Agent the Third Quarter
Report within 45 days after the end of the quarterly accounting period ending September 30, 2012, the Obligor Parties shall (i) notify the Administrative Agent in writing of its inability to deliver such report within such time period and
(ii) deliver to the Administrative Agent within such time period all unaudited, pre-tax financial information in substantially similar form and detail as WIL-Switzerland provided in the Specified 8-K with respect to the quarterly accounting
period ended June 30, 2012; provided that the Obligor Parties shall be deemed to have delivered such financial information for purposes of this Section 5(a) on the date the same shall have been made available on “EDGAR”
(or any successor thereto) or on its home page on the worldwide web (which page is as of the date of this Agreement, located at www.weatherford.com); 

  
 - 4 -

 (b) the Obligor Parties shall deliver to the Administrative Agent the Specified Quarterly
Reports and the Specified Compliance Certificates on or prior to the Extended Delivery Date; and 
 (c) such Obligor Party shall
not, and shall not permit any of its Subsidiaries to, enter into, after the date hereof but before the Extended Delivery Date, any agreement or instrument governing or evidencing Indebtedness of such Obligor Party or such Subsidiary pursuant to
which Indebtedness in an aggregate amount in excess of $10,000,000 is or may be outstanding, unless such agreement or instrument does not contain any requirement to deliver any of the Specified Quarterly Reports before the Extended Delivery Date (it
being understood that the foregoing shall not apply to any amendment, supplement, waiver or other modification entered into after the date hereof with respect to any such agreement or instrument that was entered into prior to the date hereof).

 SECTION 6. Representations and Warranties 
 To induce the other parties to enter into this Amendment and Waiver, each of the Obligor Parties represents and warrants that, after giving effect to each of the waivers and amendments set forth in this
Amendment and Waiver: 
 (a) the representations and warranties of the Obligor Parties contained in Article VI of the
Credit Agreement or any other Loan Document are true and correct in all material respects as of, and as if such representations and warranties were made on, the date hereof (unless any such representation and warranty expressly refers to an earlier
date, in which case such representation and warranty shall continue to be true and correct as of such earlier date); 
 (b) no
Default has occurred and is continuing on the date hereof or would result from the effectiveness of this Amendment and Waiver; 

(c) this Amendment and Waiver constitutes the legal, valid and binding obligation of each of the Obligor Parties, enforceable against
each Obligor Party in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, or similar laws affecting the enforcement of creditors’ rights generally or by equitable principles of general
applicability; and 
 (d) Schedule I attached hereto sets forth, as of the date hereof, all agreements and
instruments governing Indebtedness of WIL-Switzerland or any of its Subsidiaries for which the Indebtedness outstanding under such agreement or instrument exceeds $10,000,000 as of the date hereof or under which the lenders have commitments to lend
in excess of $10,000,000 as of the date hereof, and which contain any requirement to deliver any of the Specified Quarterly Reports to the holder or holders of such Indebtedness or any trustee or agent acting on its or their behalf on or before a
specified or determinable date. 

  
 - 5 -

 SECTION 7. Effectiveness 

This Amendment and Waiver shall become effective as of the date hereof when the following conditions are met: 

(a) the Administrative Agent shall have received counterparts of this Amendment and Waiver that, when taken together, bear the signatures
of (i) each Obligor, (ii) the Required Lenders and (iii) the Administrative Agent; and 
 (b) the Borrowers shall
have paid (i) to the Administrative Agent, for the account of each of the Lenders party hereto, a $25,000 work fee payable to each Lender party hereto, (ii) to the Administrative Agent and J.P. Morgan Securities LLC, all fees and other
amounts agreed upon in writing by any of the Borrowers to be paid to such parties on or prior to the date hereof and (iii) to the extent invoiced at or before 10:00 a.m., New York City time, on the date hereof, all out-of pocket expenses
required to be reimbursed or paid by the Borrowers pursuant to Section 11.03 of the Credit Agreement or any other Loan Document, including the reasonable fees, charges and disbursements of counsel for the Administrative Agent in connection with
this Amendment and Waiver. 
 SECTION 8. Termination of Waivers 

Notwithstanding anything to the contrary contained herein, (a) the waivers set forth in Sections 2 and 3 hereof shall terminate and
be of no further force and effect and (b) the amendment set forth in Section 4(c) hereof shall be of no further force and effect (such waivers and amendment being collectively referred to herein as the “Waiver
Provisions”): 
 (i) on November 15, 2012, unless prior to such date WIL-Switzerland shall have delivered evidence
reasonably satisfactory to the Administrative Agent that WIL-Switzerland has received written waivers (including waivers effected by supplemental indentures) in form and substance reasonably satisfactory to the Administrative Agent with respect to
its or any of its Subsidiaries’ failure to deliver the Specified Quarterly Reports by the times required under each Applicable Indenture (as defined in Schedule I attached hereto) from the required percentage of holders of
Indebtedness outstanding under such Applicable Indenture; or 
 (ii) on the Default Date (as defined below) with respect to any
Applicable Debt Agreement (as defined in Schedule I attached hereto), unless prior to such date WIL-Switzerland shall have delivered evidence reasonably satisfactory to the Administrative Agent that WIL-Switzerland (or any of its Subsidiaries
party thereto) has either (A) received a written waiver in form and substance reasonably satisfactory to the Administrative Agent with respect to its or any of its Subsidiaries’ failure to deliver the Specified Quarterly Reports by the
times required under such Applicable Debt Agreement from the required percentage of holders of Indebtedness outstanding under such Applicable Debt Agreement or (B) defeased or discharged such Indebtedness or otherwise terminated such Applicable
Debt Agreement; provided that, notwithstanding the foregoing, the Waiver Provisions shall not cease to be effective on such Default Date if the aggregate amount of Indebtedness outstanding as of such date under such Applicable Debt Agreement,
when taken together with the aggregate amount of Indebtedness outstanding as of such date under all other Applicable Debt Agreements for which a written waiver of the type described above was not obtained prior to the Default Date applicable
thereto, does not exceed $100,000,000. 

  
 - 6 -

 It is understood and agreed that each waiver referred to in the foregoing clauses
(i) and (ii) must provide that no default or event of default (or similar event) shall occur under the Applicable Indenture or Applicable Debt Agreement, as the case may be, sooner than the Extended Delivery Date as a result of
WIL-Switzerland’s or any of its Subsidiaries’ failure to deliver the Specified Quarterly Reports by the times required thereunder. 
 For purposes of clause (ii) above, “Default Date” means, with respect to any Applicable Debt Agreement, the date on which an event of default will occur thereunder, or the first date on
which the holder or holders of Indebtedness outstanding thereunder (or any trustee or agent acting on its or their behalf) may cause such Indebtedness to become due, or require the prepayment, repurchase, redemption or defeasance of such
Indebtedness, prior to its scheduled maturity, in each case as a result of WIL-Switzerland’s or any of its Subsidiaries’ failure to deliver the Specified Quarterly Reports by the times required under such Applicable Debt Agreement.

 SECTION 9. Confirmation of Loan Documents. 
 Except as expressly contemplated hereby, the terms, provisions, conditions and covenants of the Credit Agreement, as amended by this Amendment and Waiver, and the other Loan Documents remain in full force
and effect and are hereby ratified and confirmed, and the execution, delivery and performance of this Amendment and Waiver shall not, except as expressly set forth in this Amendment and Waiver, operate as a waiver of, consent to or amendment of any
term, provision, condition or covenant thereof. Without limiting the generality of the foregoing, except pursuant hereto or as expressly contemplated or amended hereby, nothing contained herein shall be deemed (a) to constitute a waiver of
compliance or consent to noncompliance by any Obligor Party with respect to any term, provision, condition or covenant of the Credit Agreement or any other Loan Document; (b) to prejudice any right or remedy that the Administrative Agent or any
Lender may now have or may have in the future under or in connection with the Credit Agreement or any other Loan Document; or (c) to constitute a waiver of compliance or consent to noncompliance by any Obligor Party with respect to the terms,
provisions, conditions and covenants of the Credit Agreement and the other Loan Documents made the subject hereof. Each Obligor Party represents and acknowledges that it has no claims, counterclaims, offsets, credits or defenses to the Loan
Documents or the performance of its obligations thereunder. 
 SECTION 10. Ratification 

Each Guarantor hereby ratifies and confirms its obligations under the Guaranty Agreement and hereby represents and acknowledges that it
has no claims, counterclaims, offsets, credits or defenses to the Loan Documents or the performance of its obligations thereunder. Furthermore, each Guarantor agrees that nothing contained in this Amendment and Waiver shall adversely affect any
right or remedy of the Administrative Agent or the Lenders under the Guaranty Agreement or any of the other Loan Documents to which it is a party. Each Guarantor 

  
 - 7 -

 agrees that all references in the Guaranty Agreement to the “Guaranteed Obligations” shall
include, without limitation, all of the obligations of the Borrowers to the Administrative Agent and the Lenders under the Credit Agreement, as amended by this Amendment and Waiver. Finally, each Guarantor hereby represents and warrants that the
execution and delivery of this Amendment and Waiver and the other documents executed in connection herewith shall in no way change or modify its obligations as a guarantor, debtor, pledgor, assignor, obligor and/or grantor under the Guaranty
Agreement and the other Loan Documents to which it is a party and shall not constitute a waiver by the Administrative Agent or the Lenders of any of their rights against any Guarantor. 

SECTION 11. Effect of Amendment and Waiver 
 From and after the date hereof, each reference in the Credit Agreement to “this Agreement”, “hereof”, or “hereunder” or words of like import, and all references to the Credit
Agreement in any and all agreements, instruments, documents, notes, certificates, guaranties and other writings of every kind and nature shall be deemed to mean the Credit Agreement as modified by this Amendment and Waiver. This Amendment and Waiver
shall constitute a Loan Document for all purposes of the Credit Agreement and the other Loan Documents. As of the date hereof, each of the table of contents and lists of Exhibits and Schedules of the Credit Agreement shall be amended, as applicable,
to reflect the changes made pursuant to this Amendment and Waiver. 
 SECTION 12. Choice of Law 

This Amendment and Waiver and all other documents executed in connection herewith and the rights and obligations of the parties hereto
and thereto, shall be construed in accordance with and governed by the law of the State of New York. 
 SECTION 13. Waiver of
Jury Trial 
 EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A
TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AMENDMENT AND WAIVER, THE OTHER LOAN DOCUMENTS OR THE TRANSACTIONS CONTEMPLATED HEREBY AND THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER THEORY).
EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND
(B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AMENDMENT AND WAIVER AND THE OTHER LOAN DOCUMENTS BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION. 

  
 - 8 -

 SECTION 14. Counterparts 

This Amendment and Waiver may be executed in counterparts, each of which shall constitute an original, but all of which when taken
together shall constitute a single contract. Delivery of an executed counterpart of a signature page of this Amendment and Waiver by facsimile transmission or electronic transmission (in .pdf form) shall be as effective for all purposes as delivery
of a manually executed counterpart of this Amendment and Waiver. 
 SECTION 15. Headings 

Section headings are for convenience of reference only, and are not part of, and are not to be taken into consideration in interpreting,
this Amendment and Waiver. 
 [Remainder of page intentionally left blank; signature pages follow] 

  
 - 9 -

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment and Waiver to be duly
executed as of the date first above written. 
 WIL: 

WEATHERFORD INTERNATIONAL LTD., 

a Bermuda exempted company 
 By: /s/ John H. Briscoe
                                         
                    
 Name: John H. Briscoe 
 Title: Senior Vice President and Chief
Financial Officer 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 HOC: 

WEATHERFORD LIQUIDITY MANAGEMENT 

HUNGARY LIMITED LIABILITY COMPANY, 

a Hungarian limited liability company 

By: /s/ Hans N.
Falke                                        
             
 Name: Hans N. Falke 

Title: Managing Director 
 By: /s/ Lukasz
Sobczyk                                        
             
 Name: Lukasz Sobczyk 

Title: Managing Director 
 WCMS:  
 WEATHERFORD CAPITAL MANAGEMENT

 SERVICES LIMITED LIABILITY COMPANY, 

a Hungarian limited liability company 

By: /s/ Hans N.
Falke                                        
                 
 Name:
Hans N. Falke 
 Title: Managing Director 

By: /s/ Lukasz
Sobczyk                                        
             
 Name: Lukasz Sobczyk 

Title: Managing Director 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 WIL-SWITZERLAND: 

WEATHERFORD INTERNATIONAL LTD., 

a Swiss joint stock corporation 

By: /s/ John H.
Briscoe                                        
         
 Name: John H. Briscoe 

Title: Senior Vice President and Chief Financial Officer 

WII: 
 WEATHERFORD INTERNATIONAL, INC., 
 a Delaware corporation

 By: /s/ John H.
Briscoe                                        
             
 Name: John H. Briscoe

 Title: Senior Vice President and Chief Financial Officer 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 ADMINISTRATIVE AGENT: 

JPMORGAN CHASE BANK, N.A., 
     as Administrative Agent and an Issuing Bank 
 By /s/ Stephanie J.
Balette                                        
         
       Name: Stephanie J.
Balette 
       Title: Credit Executive 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 LENDERS: 

JPMORGAN CHASE BANK, N.A. 
 By /s/ Stephanie J.
Balette                                        
         
       Name: Stephanie J.
Balette 
       Title: Credit Executive 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 DEUTSCHE BANK AG NEW YORK BRANCH, 

as a Lender and an Issuing Bank 

By /s/ Philippe
Sandmeier                                        
         
       Name: Philippe
Sandmeier 
       Title: Managing Director 

By /s/ Virginia
Cosenza                                        
             

      Name: Virginia Cosenza 

      Title: Vice President 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 CREDIT AGRICOLE CORPORATE AND 

INVESTMENT BANK, 
 as a Lender and an Issuing Bank 
 By /s/ David
Gurghigian                                        
     
       Name: David Gurghigian 

      Title: Managing Director 

By /s/ Michael
Willis                                        
           
       Name:
Michael Willis 
       Title: Managing Director 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 MORGAN STANLEY BANK, N.A. 

By /s/ William
Jones                                        
         
       Name: William Jones

       Title: Authorized Signatory 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 THE ROYAL BANK OF SCOTLAND plc, 

as a Lender and an Issuing Bank 

By /s/ Brian D.
Williams                                        
         
       Name: Brian D.
Williams 
       Title: Authorised Signatory 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 UBS LOAN FINANCE 

By /s/ Mary E.
Evans                                        
             

      Name: Mary E. Evans 

      Title: Associate Director 

By /s/ Irja R.
Otsa                                         
                  

      Name: Irja R. Otsa 

      Title: Associate Director 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 CITIBANK, N.A. 

By /s/ Lawrence
Martin                                        
         
       Name: Lawrence
Martin 
       Title: Director 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 DNB BANK ASA, Grand Cayman Branch 

By /s/ Sanjiv Nayar
                                         
                

      Name: Sanjiv Nayar 

      Title: Senior Vice President 

By /s/ Philip F.
Kurpiewski                                        
     
       Name: Philip F. Kurpiewski 

      Title: Senior Vice President 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 GOLDMAN SACHS BANK USA 

By /s/ Michelle Latzoni
                                        

       Name: Michelle Latzoni 

      Title: Authorized Signatory 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 ROYAL BANK OF CANADA 

By /s/ Jay T. Sartain
                                         
    
       Name: Jay T. Sartain 

      Title: Authorized Signatory 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 
					
	THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
		
	By:	 	/s/ Maria Ferradas
		 	Name:	 	Maria Ferradas
		 	Title:	 	Vice President

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 BARCLAYS BANK PLC 

By /s/ Vanessa A.
Kurbatskiy                                        
     
       Name: Vanessa A. Kurbatskiy 

      Title: Vice President 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 NORDEA BANK NORGE ASA 

By /s/ Tom
Kuhnle                                        
                 

      Name: Tom Kuhnle 

      Title: Senior Vice President 

By /s/ Arne
Berglund                                        
             

      Name: Arne Berglund 

      Title: Senior Vice President 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 SUNTRUST BANK 

By /s/ Carmen
Malizia                                        
             

      Name: Carmen Malizia 

      Title: Vice President 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 UNICREDIT BANK AG, NEW YORK BRANCH 

By /s/ Umberto
Serrano                                        
         
       Name: Umberto
Serrano 
       Title: Director 

By /s/ Kimberly
Sousa                                        
             

      Name: Kimberly Sousa 

      Title: Director 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 STANDARD CHARTERED BANK 

By /s/ Johanna
Minaya                                        
         
       Name: Johanna Minaya

       Title: Associate Director 

By /s/ Robert
Reddington                                        
     
       Name: Robert Reddington 

      Title: Credit Documentation Manager 

                Credit Documentation
Unit WB Legal 

                Americas 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 HSBC BANK USA, N.A. 

By /s/ Robert Wainwright
                                        

       Name: Robert Wainwright 

      Title: 

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement 

 
					
	 BANCO BILBAO VIZCAYA ARGENTARIA,
 S.A. - NEW YORK BRANCH

		
	By:	 	/s/ Nietzsche Rodricks
		 	Name:	 	Nietzsche Rodricks
		 	Title:	 	Executive Director
		
	By:	 	/s/ Adriana Alaix
		 	Name:	 	Adriana Alaix
		 	Title:	 	Vice President

  
 Signature
Page to Amendment No. 2 and Limited Waiver to Credit Agreement

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