Document:

Exhibit 4.1

 

AMENDMENT 

TO 

WARRANT TO PURCHASE CLASS B COMMON STOCK

OF

IDW MEDIA HOLDINGS, INC.

 

 

 

This Amendment (this “Amendment”),
dated March 29, 2022, hereby amends the Warrant to Purchase Class B Common Stock numbered 001 (the “Original Warrant”), dated
August 21, 2018, between Howard S. Jonas (“Warrantholder”) and IDW Media Holdings, Inc. (the “Company”).

 

W I T N E S S E T H:

 

WHEREAS, Warrantholder
received the Original Warrant in connection with the Howard Jonas loaning the Company $5.0 million pursuant to a loan agreement by and
between the Company and Warrantholder, dated as of August 21, 2018; and

 

WHEREAS, in consideration
of the ongoing financial and other support provided by the Warrantholder to the Company, the Company and Warrantholder wish to amend the
Original Warrant in the manner hereinafter set forth.

 

NOW, THEREFORE,
in consideration of the covenants, promises and representations set forth herein, and for other good and valuable consideration, the receipt
and sufficiency of which are hereby acknowledged, the parties hereto agree as follows.

 

1.1 The
Original Warrant is hereby amended to provide that the “Warrant Price” be $1.936 and all references to Warrant Price in
the Original Warrant shall refer to such amount.

 

1.2 Except as
set forth herein, the Original Warrant shall remain in full force and effect without modification. In the event of any conflict
between the terms of this Amendment and the terms of the Original Warrant, the terms of this Amendment shall control. Capitalized
terms not defined in this Amendment shall have the meaning set forth in the Original Warrant.

 

1.3 This
Amendment shall not be changed, modified or amended except by a writing signed by the Company and Warrantholder that identifies
itself as an amendment to this Amendment.

 

1.4 This
Amendment may be executed and delivered in one or more identical counterparts and delivered in-person, via facsimile or e-mail (PDF
format) transmission, each of which when executed will be deemed to be an original but all of which taken together shall constitute
one and the same agreement.

 

[Remainder of page intentionally left blank]

 

     

     

    

 

IN WITNESS WHEREOF the parties
hereto have signed this Amendment in one or more counterparts as of the date first appearing above.

 

IDW MEDIA HOLDINGS, INC.

 	By:	/s/ Ezra Y. Rosensaft	 
		Ezra Y. Rosensaft	 
		Chief Executive Officer	 
	 	 	 
	 	/s/ Howard S. Jonas	 
		Howard S. JonasExhibit 4.2

 

AMENDMENT 

TO 

WARRANT TO PURCHASE CLASS B COMMON STOCK

OF

IDW MEDIA HOLDINGS, INC.

 

 

 

This Amendment (this “Amendment”),
dated March 29, 2022, hereby amends the Warrant to Purchase Class B Common Stock numbered 002 (the “Original Warrant”), dated
March 30, 2019, between Howard S. Jonas (“Warrantholder”) and IDW Media Holdings, Inc. (the “Company”).

 

W I T N E S S E T H:

 

WHEREAS, Warrantholder
received the Original Warrant in connection with the Howard Jonas loaning the Company $26.0 million pursuant to a loan agreement by and
between the Company and Warrantholder, dated as of March 30, 2019; and

 

WHEREAS, in consideration
of the ongoing financial and other support provided by the Warrantholder to the Company, the Company and Warrantholder wish to amend the
Original Warrant in the manner hereinafter set forth.

 

NOW, THEREFORE, in
consideration of the covenants, promises and representations set forth herein, and for other good and valuable consideration, the receipt
and sufficiency of which are hereby acknowledged, the parties hereto agree as follows.

 

1.1 The
Original Warrant is hereby amended to provide that the “Warrant Price” be $1.936 and all references to Warrant Price in the
Original Warrant shall refer to such amount.

 

1.2 The
Original Warrant is hereby amended to provide that the “Expiration Date” shall be the earlier of (i) 5:00 P.M., Eastern Time,
on August 21, 2023 and (ii) the consummation of a Liquidation Event (to the extent this Warrant is not exercised in connection with such
Liquidation Event, and subject to the Company’s compliance with its obligations under Section 3(e) hereof, and all references to
Expiration Date in the Original Warrant shall refer to such.

 

1.3 Except
as set forth herein, the Original Warrant shall remain in full force and effect without modification. In the event of any conflict between
the terms of this Amendment and the terms of the Original Warrant, the terms of this Amendment shall control. Capitalized terms not defined
in this Amendment shall have the meaning set forth in the Original Warrant.

 

1.4 This
Amendment shall not be changed, modified or amended except by a writing signed by the Company and Warrantholder that identifies itself
as an amendment to this Amendment.

 

1.5 This
Amendment may be executed and delivered in one or more identical counterparts and delivered in-person, via facsimile or e-mail (PDF format)
transmission, each of which when executed will be deemed to be an original but all of which taken together shall constitute one and the
same agreement.

 

[Remainder of page intentionally left blank]

 

     

     

    

 

IN WITNESS WHEREOF the parties
hereto have signed this Amendment in one or more counterparts as of the date first appearing above.

 

	IDW MEDIA HOLDINGS, INC.	 
	 		 
	By:	/s/ Ezra Y. Rosensaft	 
	 	Ezra Y. Rosensaft	 
	 	Chief Executive Officer	 
	 	 	 
	 	/s/ Howard S. Jonas 	 
	 	Howard S. Jonasking_ex10e.htm

EXHIBIT 10 (e)
  
 STOCK GRANT AGREEMENT made as of the 4th day of January, 2021 between KINGSTONE COMPANIES, INC., a Delaware corporation (the “Company”), and BARRY B. GOLDSTEIN (the “Grantee”). 
  
 WHEREAS, the Grantee is the Chief Executive Officer and President of the Company;
  
 WHEREAS, the Company and the Grantee are parties to a Second Amended and Restated Employment Agreement dated as of October 14, 2019 (the “Employment Agreement”);
  
 WHEREAS, pursuant to the Employment Agreement, the Compensation Committee of the Board of Directors of the Company has approved the grant to the Grantee of common stock of the Company (“Common Stock”) pursuant to the Company’s 2014 Equity Participation Plan, as amended (the “Plan”).
  
 NOW, THEREFORE, in consideration of the foregoing, the Company hereby grants to the Grantee an award of shares of Common Stock upon the following terms and conditions:
  
 1. DEFINED TERMS. All terms used, but not otherwise defined, herein shall have the meanings ascribed to them in the Plan or the Employment Agreement. 
  
 2. GRANT. Subject to the terms and conditions of the Plan and the provisions hereof, the Company hereby agrees to grant to the Grantee, pursuant to Section 16 of the Plan, an award of two hundred thirty thousand seven hundred sixty-nine (230,769) shares of Common Stock (the “Shares”), such Shares being issuable on the Vesting Dates (as hereinafter defined) set forth in, and subject to the provisions of, Section 3 hereof.
  
 3. VESTING OF SHARES. (a) The Shares shall vest on the respective Vesting Dates set forth below, provided that the Grantee continues to serve as an employee, director or consultant of the Company as of the applicable Vesting Date (or sooner as provided for in paragraph (c) hereof), subject to the provisions of the Plan:
  
 	  
	 (i)
	 one hundred fifteen thousand three hundred eighty-five (115,385) of the Shares on the first anniversary of the date hereof (the “First Vesting Date”); and

	  
	  
	  

	  
	 (ii)
	 one hundred fifteen thousand three hundred eighty-four (115,384) of the Shares on December 31, 2022 (the “Second Vesting Date”); each of the First Vesting Date and the Second Vesting Date is referred to hereinafter as a “Vesting Date”.

   
 (b) Subject to the provisions of the Plan, in the event that the Grantee does not continue to serve as an employee, director or consultant of the Company as of a particular Vesting Date as a result of the termination of the Grantee’s employment for Cause or the Grantee’s resignation (other than for Good Reason), the Grantee shall not be entitled to receive any of the Shares issuable on such Vesting Date or thereafter, and this Agreement shall terminate and be of no further force or effect. 
  
 	 
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 (c) In the event that, prior to a particular Vesting Date (i) the Grantee’s employment with the Company is terminated other than for Cause, (ii) the Grantee’s employment with the Company is terminated as a result of the Grantee having become Disabled, (iii) the Grantee dies while an employee of the Company, or (iv) the Grantee resigns his employment with the Company for Good Reason, the Shares that were scheduled to vest on such Vesting Date and thereafter shall instead vest on the date of termination of employment, the date of death or the date of resignation of employment, as the case may be (the “Termination Date”).
  
 (d) In the event that Shares vest on a Vesting Date or the Termination Date, as the case may be, the certificate representing the portion of the Shares then vested shall be issued by the Company as soon as reasonably practicable thereafter. 
  
 (e) The number of Shares issuable to the Grantee is subject to adjustment for any stock splits, reverse stock splits and other recapitalizations that take effect prior to a particular Vesting Date or the Termination Date, as the case may be.
  
 4. INCORPORATION BY REFERENCE. The terms and conditions of the Plan are hereby incorporated by reference and made a part hereof. 
  
 5. NOTICES. Any notice or other communication given hereunder shall be deemed sufficient if in writing and hand delivered or sent by registered or certified mail, return receipt requested, addressed to the Company, 15 Joys Lane, Kingston, New York 12401, Attention: Chief Operating Officer and to the Grantee at the address indicated below, or, in each case, at such other address notice of which is given in accordance with the foregoing provisions. Notices shall be deemed to have been given on the date of hand delivery or mailing as provided for above, except notices of change of address, which shall be deemed to have been given when received.
  
 6. BINDING EFFECT. This Stock Grant Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective legal representatives, successors and assigns.
  
 7. ENTIRE AGREEMENT. This Stock Grant Agreement, together with the Plan, contains the entire understanding of the parties hereto with respect to the subject matter hereof and may be modified only by an instrument executed by the party sought to be charged.
  
 8. GOVERNING LAW. This Stock Grant Agreement shall be governed by, and construed in accordance with, the laws of the State of Delaware, excluding choice of law rules thereof.
  
 9. EXECUTION IN COUNTERPARTS. This Stock Grant Agreement may be executed in counterparts, each of which shall be deemed to be an original, but both of which together shall constitute one and the same instrument.
  
 10. SIGNATURES. Signatures hereon which are transmitted via facsimile, or other electronic image, shall be deemed original signatures.
  
 11. INTERPRETATION; HEADINGS. The provisions of this Stock Grant Agreement shall be interpreted in a reasonable manner to give effect to the intent of the parties hereto. The headings and captions under sections and paragraphs of this Stock Grant Agreement are for convenience of reference only and do not in any way modify, interpret or construe the intent of the parties or affect any of the provisions of this Stock Grant Agreement.
  
 	 
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 IN WITNESS WHEREOF, the parties have executed this Stock Grant Agreement as of the day and year first above written.
  
  
 	 	KINGSTONE COMPANIES, INC.	
	 	 	 	 
		By:		
	  
	  
	Meryl S. Golden	 
	 	 	Chief Operating Officer	 
	  
	  
	  
	  

  
 	  
	  
	  

	 	 Signature of Grantee
	
	  
	  
	  

	  
	 Barry B. Goldstein   
	  

	  
	 Name of Grantee
	  

	  
	  
	  

	  
	  
	  

	  
	  
	  

	  
	 Address of Grantee
	  

  
 	 
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