Document:

Exhibit 4.9

 

DESCRIPTION
OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT

TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

  

We have authorized capital
stock consisting of 490,000,000 shares of common stock, par value $0.0001 per share, and 10,000,000 shares of preferred stock,
par value $0.0001 per share. As of December 31, 2020, we had 82,275,297 shares of common stock issued and outstanding, and no shares
of preferred stock issued and outstanding.

 

Common Stock

 

All outstanding shares
of common stock are of the same class and have equal rights and attributes. The holders of common stock are entitled to one vote
per share on all matters submitted to a vote of stockholders of the company. All stockholders are entitled to share equally in
dividends, if any, as may be declared from time to time by the Board of Directors out of funds legally available. In the event
of liquidation, the holders of common stock are entitled to share ratably in all assets remaining after payment of all liabilities.
The stockholders do not have cumulative or preemptive rights.

 

Preferred Stock

 

Our Certificate of Incorporation
authorizes the issuance of up to 10,000,000 shares of preferred stock with designations, rights and preferences determined from
time to time by our Board of Directors. Accordingly, our Board of Directors is empowered, without stockholder approval, to issue
preferred stock with dividend, liquidation, conversion, voting, or other rights which could adversely affect the voting power or
other rights of the holders of the common stock. In the event of issuance, the preferred stock could be utilized, under certain
circumstances, as a method of discouraging, delaying or preventing a change in control of our company, which is sometimes referred
to in corporate parlance as a “poison pill”.

 

Stockholder Action
by Written Consent

 

Any action required or
permitted to be taken at any annual or special meetings of the stockholders of the company may be taken without a meeting, without
prior notice and without a vote, by a consent or consents in writing, setting forth the action so taken, (a) signed by stockholders
of the company holding not less than the minimum number of votes that would be necessary to authorize or take such action at a
meeting at which all the shares of the company entitled to vote thereon were present and voted and (b) delivered to the company
in accordance with Section 228 of the DGCL.

 

     

     

    

 

Anti-Takeover Effects of Provisions
of our Certificate of Incorporation, our Bylaws and Delaware Law

 

Some provisions of Delaware
law, our certificate of incorporation and our bylaws contain provisions that could make the following transactions more difficult:
acquisition of us by means of a tender offer; acquisition of us by means of a proxy contest or otherwise; or removal of our incumbent
officers and directors. It is possible that these provisions could make it more difficult to accomplish or could deter transactions
that stockholders may otherwise consider to be in their best interest or in our best interests, including transactions that might
result in a premium over the price of our common stock.

 

These provisions, summarized
below, are expected to discourage coercive takeover practices and inadequate takeover bids. These provisions are also designed
to encourage persons seeking to acquire control of us to first negotiate with our board of directors. We believe that the benefits
of increased protection of our potential ability to negotiate with the proponent of an unfriendly or unsolicited proposal to acquire
or restructure us outweigh the disadvantages of discouraging these proposals because negotiation of these proposals could result
in an improvement of their terms.

 

Delaware
Anti-Takeover Statute

 

We are subject to Section 203
of the Delaware General Corporation Law, which regulates corporate takeovers. The existence of this provision may have an anti-takeover
effect with respect to transactions not approved in advance by the board of directors, such as discouraging takeover attempts that
might result in a premium over the price of our common stock.

 

Undesignated
Preferred Stock

 

The ability to authorize
undesignated preferred stock makes it possible for our board of directors to issue preferred stock with voting or other rights
or preferences that could impede the success of any attempt to change control. These and other provisions may have the effect
of deterring hostile takeovers or delaying changes in control or management.

 

Transfer Agent

 

The stock transfer agent
for our securities is Vstock Transfer, LLC, 18 Lafayette Place, Woodmere, NY 11598, (212) 828-8436.ex_236888.htm

Exhibit 4.1

 

AMENDMENT NO. 1 TO TAX BENEFIT PRESERVATION PLAN

 

 

This AMENDMENT NO. 1 (this “Amendment”) to that certain Tax Benefit Preservation Plan, dated as of May 8, 2020 (the “Plan”), by and between The New Home Company Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”), is effective this 29th day of March, 2021.  All capitalized terms used but not defined in this Amendment shall have the meanings ascribed to such terms in the Plan.

 

W I T N E S S E T H:

 

WHEREAS, pursuant to Section 26 of the Plan, for so long as the Rights are redeemable, the Company may in its sole and absolute discretion, and the Rights Agent shall, if the Company so directs, supplement or amend any provision of the Plan in any respect without the approval of any holders of Rights or Common Stock of the Company;

 

WHEREAS, the Rights are currently redeemable pursuant to Section 23 of the Plan; and

 

WHEREAS, the Board of Directors of the Company has determined that it is desirable to amend the Plan as set forth herein.

 

NOW, THEREFORE, in consideration of the foregoing and the mutual agreements set forth herein, the parties hereto agree as follows:

 

Section 1.       Amendments.  The Plan is hereby amended as follows:

 

	 	
			(a)        

				Final Expiration Date.  The text of clause (i) of Section 7.1 of the Plan is hereby amended to read in its entirety as follows:

 

“the close of business on March 29, 2021 (the “Final Expiration Date”),”

 

	 	
			(b)        

				Exhibits.  Each reference to “May 7, 2021” on Exhibit B or Exhibit C of the Plan is hereby replaced with a reference to “March 29, 2021”.

 

	 	
			(c)        

				Termination.  The Plan is hereby amended by adding a new Section 37 thereof which shall read as follows:

 

“Section 37.  Termination.  Notwithstanding any provision of this Plan to the contrary, except for those provisions hereof that expressly survive the termination of this Plan, this Plan shall terminate and shall have no further force or effect as of the Final Expiration Date, and all Rights established hereunder shall automatically expire at such time.”

 

Section 2.        Counterparts.  This Amendment may be executed in any number of counterparts (including by PDF or other electronic means) and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute one and the same instrument. A signature to this Amendment executed and/or transmitted electronically shall have the same authority, effect and enforceability as an original signature.

 

Section 3.        Effectiveness; Certification. This Amendment shall be deemed effective as of March 29, 2021. The officer of the Company executing this Amendment hereby certifies to the Rights Agent that the amendment to the Plan set forth in this Amendment is in compliance with the terms of Section 26 of the Plan.  The Company hereby further directs that the Rights Agent execute this Amendment as required by Section 26 of the Plan.

 

Section 4.        Governing Law.  This Amendment shall be deemed to be a contract made under the laws of the State of Delaware and for all purposes shall be governed by, and construed in accordance with, the laws of such State applicable to contracts made and to be performed entirely within such State.

 

Section 5.        Severability.  If any term, provision, covenant or restriction of this Amendment is held by a court of competent jurisdiction or other applicable authority to be invalid, illegal or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Amendment shall remain in full force and effect and shall in no way be affected, impaired or invalidated.

 

Section 6.        Descriptive Headings.  The captions herein are included for convenience of reference only, do not constitute a part of this Amendment and shall be ignored in the construction and interpretation hereof.

 

[Signature Page Follows]

 

 

 

 

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the date and year first above written.

 

	 	
			THE NEW HOME COMPANY INC.

			
	 	 
	 	 
	 	
			By:

				 /s/ Miek Harbur	 
	 	 	
			Name: Miek Harbur

			Title: Senior Vice President, General Counsel and Secretary

			
	 	 	 
	 	 
	 	 
	 	
			AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC

			
	 	 
	 	 
	 	
			By:

				 /s/ Michael A. Nespoli	 
	 	 	
			Name: Michael A. Nespoli

			Title: Executive DirectorEX-4.1

 Exhibit 4.1 

SPECIMEN UNIT CERTIFICATE 

NUMBER UNITS U- 
  

			
	SEE REVERSE FOR	  	
	CERTAIN	  	             Catcha Investment
Corp 2.0

	DEFINITIONS	  	

 CUSIP [•] 

UNITS CONSISTING OF ONE CLASS A ORDINARY SHARE AND ONE-THIRD OF ONE 

REDEEMABLE 
 WARRANT TO
PURCHASE ONE CLASS A ORDINARY SHARE 
 THIS CERTIFIES THAT is the owner of Units. 

Each Unit (“Unit”) consists of one (1) Class A ordinary share, par value $0.0001 per share (“Ordinary Shares”), of Catcha
Investment Corp 2.0, a Cayman Islands exempted company (the “Company”), and one-third (1/3) of one redeemable warrant (each whole warrant, a “Warrant”). Each Warrant entitles the holder to purchase one (1) Ordinary Share for
$11.50 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) thirty (30) days after the Company’s completion of a merger, share exchange, asset acquisition, share purchase, reorganization or other
similar business combination with one or more businesses (each, a “Business Combination”), and (ii) twelve (12) months from the closing of the Company’s initial public offering, and will expire unless exercised before 5:00 p.m.,
New York City Time, on the date that is five (5) years after the date on which the Company completes its initial Business Combination, or earlier upon redemption or liquidation (the “Expiration Date”). The Ordinary Shares and Warrants
comprising the Units represented by this certificate are not transferable separately prior to [•], 2021, unless J.P. Morgan Securities LLC elects to allow earlier separate trading, subject to the Company’s filing with the Securities and
Exchange Commission of a Current Report on Form 8-K containing an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the initial public offering and issuing a press release
announcing when separate trading will begin. No fractional warrants will be issued upon separation of the Units and only warrant are exerciserable. The terms of the Warrants are governed by a Warrant Agreement, dated as of [•], 2021, between
the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof.
Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost. 

Upon the consummation of the Business Combination, the Units represented by this certificate will automatically separate into the Class A Ordinary Shares
and Warrants comprising such Units. 
 This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. 

This certificate shall be governed by and construed in accordance with the internal laws of the State of New York. 

Witness the facsimile signature of its duly authorized officer. 
  

			
	By	 	  

		 	President

 Catcha Investment Corp 2.0 

The Company will furnish without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative, participating,
optional or other special rights of each class of shares or series thereof of the Company and the qualifications, limitations or restrictions of such preferences and/or rights. 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations: 
  

			
	TEN COM — as tenants in common	  	 UNIF GIFT MIN — Custodian

ACT

		  	(Cust)                                   
  (Minor)
	TEN ENT — as tenants by the entireties	  	under Uniform Gifts to Minors Act
		
	 JT TEN — as joint tenants with right of survivorship

and not as tenants in common
	  	(State)

 Additional abbreviations may also be used though not in the above list. 

For value
received,                         hereby sells, assigns and transfers unto 

 

	
	  
 (PLEASE INSERT
SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)

	
	  
 (PLEASE PRINT OR
TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

  

	
	Units represented by the within Certificate, and does hereby irrevocably constitute and appoint Attorney to transfer the said Units on the books of the within named Company with full power of substitution in the premises.

  

			
	 Dated
	  	
		  	Notice: The signature on this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 Signature(s) Guaranteed: 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE 

GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND 

LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN 

APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, 

PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULES) UNDER 

THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED). 

 In each case, as more fully described in the Company’s final prospectus
dated                 , 2021, the holder(s) of this certificate shall be entitled to receive a pro-rata portion of certain funds
held in the trust account established in connection with the Company’s initial public offering only in the event that (i) the Company redeems the Ordinary Shares sold in its initial public offering and liquidates because it does not
consummate an initial business combination within the period of time set forth in the Company’s amended and restated memorandum and articles of association, as the same may be amended from time to time, (ii) the Company redeems the
Ordinary Shares sold in its initial public offering in connection with a shareholder vote to amend the Company’s amended and restated memorandum and articles of association (A) that would modify the substance or timing of the
Company’s obligation to provide holders of the Ordinary Shares the right to have their shares redeemed in connection with the Company’s initial business combination or to redeem 100% of the Ordinary Shares if the Company does not complete
its initial business combination within the time period set forth therein or (B) with respect to any other provision relating to the rights of holders of the Ordinary Shares, or (iii) if the holder(s) seek(s) to redeem for cash his, her or
its respective Ordinary Shares in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks shareholder approval of the proposed initial business combination) setting forth the details of a proposed initial
business combination. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

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