Document:

Document

			
	

HAYWARD HOLDINGS, INC.

AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENT

DATED AS OF March 16, 2021

			
	

TABLE OF CONTENTS
Page
						
	ARTICLE I DEFINITIONS; RULES OF CONSTRUCTION	1

	1.1    Definitions
	1

	1.2    Rules of Construction
	12

	ARTICLE II ISSUANCES AND TRANSFERS OF SECURITIES	13

	2.1    Issuances and Transfers of Securities
	13

	2.2    Restriction on Transfer; Coordination
	13

	2.3    [Intentionally Omitted.]
	15

	2.4    [Intentionally Omitted.]
	15

	2.5    Call Right; Forfeiture
	15

	ARTICLE III [INTENTIONALLY OMITTED.]	18

	ARTICLE IV [INTENTIONALLY OMITTED.]	18

	ARTICLE V REGISTRATION RIGHTS	18

	5.1    [Intentionally Omitted.]
	18

	5.2    Required Registration
	18

	5.3    Piggyback Registration
	20

	5.4    Registration on Form S-3 or Form S-3ASR
	21

	5.5    Holdback Agreement
	23

	5.6    Preparation and Filing
	24

	5.7    Expenses
	27

	5.8    Indemnification
	28

						
	5.9    Underwriting Agreement
	30

	5.10    Information by Holder
	32

	5.11    Exchange Act Compliance
	32

	ARTICLE VI SECURITIES LAW COMPLIANCE; LEGENDS	32

	6.1    Restrictive Legends
	32

	6.2    Notice of Transfer
	32

	6.3    Removal of Legends, Etc
	33

	6.4    Additional Legend
	33

	6.5    Future Stockholders
	34

	ARTICLE VII AMENDMENT AND WAIVER	34

	7.1    Amendment
	34

	7.2    Waiver
	35

	ARTICLE VIII TERMINATION	35

	ARTICLE IX MISCELLANEOUS	35

	9.1    Severability
	35

	9.2    Entire Agreement
	35

	9.3    Independence of Agreements and Covenants
	36

	9.4    Successors and Assigns
	36

	9.5    Counterparts; Facsimile Signatures; Validity
	36

	9.6    Remedies
	36

	9.7    Notices
	37

	9.8    Governing Law; Venue
	38

	9.9    Waiver of Jury Trial
	39

	9.10    Further Assurances
	39

	9.11    Conflicting Agreements
	39

	9.12    Third Party Reliance
	40

	9.13    Subsidiaries
	40

	9.14    Adjustments
	40

	9.15    Non-Recourse
	40

TABLE OF CONTENTS
Page
						
	ARTICLE I DEFINITIONS; RULES OF CONSTRUCTION	1

	1.1    Definitions
	1

	1.2    Rules of Construction
	12

	ARTICLE II ISSUANCES AND TRANSFERS OF SECURITIES	13

	2.1    Issuances and Transfers of Securities
	13

	2.2    Restriction on Transfer; Coordination
	13

	2.3    [Intentionally Omitted.]
	15

	2.4    [Intentionally Omitted.]
	15

						
	2.5    Call Right; Forfeiture
	15

	ARTICLE III [INTENTIONALLY OMITTED.]	18

	ARTICLE IV [INTENTIONALLY OMITTED.]	18

	ARTICLE V REGISTRATION RIGHTS	18

	5.1    [Intentionally Omitted.]
	18

	5.2    Required Registration
	18

	5.3    Piggyback Registration
	20

	5.4    Registration on Form S-3 or Form S-3ASR
	21

	5.5    Holdback Agreement
	23

	5.6    Preparation and Filing
	24

	5.7    Expenses
	27

	5.8    Indemnification
	28

	5.9    Underwriting Agreement
	30

	5.10    Information by Holder
	32

	5.11    Exchange Act Compliance
	32

	ARTICLE VI SECURITIES LAW COMPLIANCE; LEGENDS	32

	6.1    Restrictive Legends
	32

	6.2    Notice of Transfer
	32

	6.3    Removal of Legends, Etc
	33

	6.4    Additional Legend
	33

	6.5    Future Stockholders
	34

	ARTICLE VII AMENDMENT AND WAIVER	34

	7.1    Amendment
	34

	7.2    Waiver
	35

	ARTICLE VIII TERMINATION	35

	ARTICLE IX MISCELLANEOUS	35

	9.1    Severability
	35

	9.2    Entire Agreement
	35

	9.3    Independence of Agreements and Covenants
	36

	9.4    Successors and Assigns
	36

	9.5    Counterparts; Facsimile Signatures; Validity
	36

	9.6    Remedies
	36

	9.7    Notices
	37

	9.8    Governing Law; Venue
	38

	9.9    Waiver of Jury Trial
	39

	9.10    Further Assurances
	39

	9.11    Conflicting Agreements
	39

	9.12    Third Party Reliance
	40

	9.13    Subsidiaries
	40

						
	9.14    Adjustments
	40

	9.15    Non-Recourse
	40

 IN WITNESS WHEREOF, the undersigned have duly executed this Stockholders’ Agreement as of the date first written above.

COMPANY:

HAYWARD HOLDINGS, INC.

By:  /s/ Kevin Holleran        
    Name: Kevin Holleran
    Title: President and Chief Executive Officer

CCMP INVESTORS:

CCMP CAPITAL INVESTORS III, L.P.

By:  CCMP CAPITAL ASSOCIATES III, L.P.,
Its General Partner 

By:  CCMP CAPITAL ASSOCIATES III GP, LLC,
Its General Partner 

By:  /s/ Mark McFadden            
    Name: Mark McFadden
    Title: Managing  Director    

CCMP CAPITAL INVESTORS (EMPLOYEE) III, L.P.

By:  CCMP CAPITAL ASSOCIATES III, L.P.,
Its General Partner 

By:  CCMP CAPITAL ASSOCIATES III GP, LLC,
Its General Partner 

By:  /s/ Mark McFadden            
    Name: Mark McFadden
    Title: Managing  Director    
 

MSD INVESTORS:

MSD AQUA PARTNERS, LLC

By:  /s/ Marcello Liguori        
    Name: Marcello Liguori
    Title: Vice President

AIMCO INVESTORS:

PE16PX ROCKY MOUNTAIN LTD.

By:  /s/ James Ridout            
    Name: James Ridout
    Title: Director

PE16GV ROCKY MOUNTAIN LTD.

By:  /s/ James Ridout            
    Name: James Ridout
    Title: Director

a.
Joinder Agreement
The undersigned is executing and delivering this Joinder Agreement pursuant to the Hayward Holdings, Inc. Amended and Restated Stockholders’ Agreement, dated as of March 16, 2021 (as amended, modified, restated or supplemented from time to time, the “Stockholders’ Agreement”).  Capitalized terms used herein but not otherwise defined shall have the meaning ascribed to such terms in the Stockholders’ Agreement.
By executing and delivering this Joinder Agreement to the Company, the undersigned hereby agrees to become a party to, to be bound by, and to comply with the provisions of the Stockholders’ Agreement in the same manner as if the undersigned were an original signatory to such agreement.
The undersigned agrees that the undersigned shall be a Stockholder and [a] [an] [CCMP Investor] [MSD Investor] [AIMCo Investor] [Management Stockholder] [Other Stockholder].
Accordingly, the undersigned has executed and delivered this Joinder Agreement as of 
                .
						
		                    
Signature of Stockholder

                    
Print Name of Stockholder

	Number of
Stockholder Shares:

_________shares of Common Stock
	                    

                    

                    

                    
Address
                    
E-mail
                    
Telephone

	ACKNOWLEDGED & ACCEPTED:
HAYWARD HOLDINGS, INC.

By                     
Name:
Title:EX-4.1

 Exhibit 4.1 
  

 
 . ZQCERT#COYCLSRGSTRYACCT#TRANSTYPERUN#TRANS# Class A Ordinary Shares Class A Ordinary Shares NOMINAL
VALUE $0.0001 Certificate Shares Number * * 000000 ****************** * * * 000000 ***************** ZQ00000000 **** 000000 **************** RENEW ENERGY GLOBAL PLC ***** 000000 *************** ****** 000000 ************** INCORPORATED UNDER THE
LAWS OF ENGLAND AND WALES WITH COMPANY NUMBER 13211349 ** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample SEE REVERSE
FOR CERTAIN DEFINITIONS **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David THIS CERTIFIES THAT Sample ****
Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. MR. Alexander David SAMPLE Sample ****
Mr. Alexander David &Sample MRS. **** Mr. Alexander SAMPLE David Sample **** Mr. Alexander & David    Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample ****
Mr. Alexander David Sample **** Mr Alexander David Sample **** Mr. Alexander David Sample **** CUSIP XXXXXX XX X Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample ****
Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander MR. David Sample SAMPLE **** Mr. Alexander David Sample **** &Mr. Alexander MRS. David Sample SAMPLE **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample ****
Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Sample ****
Mr. Sample is the owner of **000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares***
*000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****
000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0 THIS CERTIFICATE IS TRANSFERABLE IN
00000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00 ***ZERO^HUNDRED THOUSAND
0000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000 CITIES DESIGNATED BY THE TRANSFER
000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0000 AGENT, AVAILABLE ONLINE AT
00**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00000
0**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000 ZERO HUNDRED AND ZERO*** www.computershare.com
**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000*
*Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**
Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**S FULLY-PAID SHARES OF CLASS A ORDINARY SHARES OF ReNew Energy Global plc transferable in accordance
with, and subject to, the Company’s articles of association on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid unless countersigned by the
Transfer Agent and registered by the Registrar. Witness the facsimile signatures of its duly authorized officers. DATED DD MMM YYYY COUNTERSIGNED AND REGISTERED: COMPUTERSHARE TRUST COMPANY, N.A. Director TRANSFERAGENT ANDREGISTRAR, By Secretary
AUTHORIZED^SIGNATURE    CUSIP XXXXXX XX X Holder ID XXXXXXXXXX ReNew Energy Global plc Insurance Value 00.1,000,000 Number of Shares 123456 DTC 12345678901234512345678 PO BOX 43004, Providence, RI 02940-3004 Certificate Numbers
Num/No Denom. Total. MR A SAMPLE 1234567890/1234567890 111 DESIGNATION (IF ANY) 1234567890/1234567890 222 ADD 1 ADD 2 1234567890/1234567890 333 1234567890/1234567890 444 ADD 3 ADD 4 1234567890/1234567890 555 1234567890/1234567890 666 Total
Transaction 7 

 

 
 RENEW ENERGY GLOBAL PLC A FULL STATEMENT OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL
RIGHTS OF EACH CLASS OF SHARES OF THE COMPANY OR SERIES THEREOF AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS WILL BE FURNISHED BY THE COMPANY WITHOUT CHARGE TO ANY SHAREHOLDER WHO SO REQUESTS UPON APPLICATION
TO THE TRANSFER AGENT NAMED ON THE FACE HEREOF OR TO THE OFFICE OF THE SECRETARY OF THE COMPANY. THE TRANSFER OF THESE SHARES REPRESENTED BY THIS CERTIFICATE REQUIRES THE COMPLETION OF A SPECIALIZED STOCK TRANSFER FORM AND MAY BE SUBJECT TO THE
UNITED KINGDOM’S HM REVENUE AND CUSTOMS STAMP DUTY. PLEASE CONTACT THE TRANSFER AGENT FOR ADDITIONAL INFORMATION. For US purposes the following abbreviations, when used in the inscription on the face of this certificate, shall be construed as
though they were written out in full according to applicable laws or regulations: TEN COM—as tenants in common                UNIF GIFT MIN ACT
-............................................Custodian................................................                (Cust)       
         (Minor) TEN ENT - as tenants by the entireties                under Uniform Gifts to Minors
Act........................................................                (State) JT TEN    —as joint tenants with right of
survivorship                UNIF ^TRF MIN ACT    -............................................Custodian (until age................................
)                and not as tenants in
common                (Cust)                .............................under Uniform
Transfers to Minors Act...................                (Minor)                (State)
Additional abbreviations may also be used though not in the above list. The IRS requires that the named transfer agent (“we”) report the cost basis of certain shares or units acquired after January 1, 2011. If your shares or units are
covered by the legislation, and you requested to sell or transfer the shares or units using a specific cost basis calculation method, then we have processed as you requested. If you did not specify a cost basis calculation method, then we have
defaulted to the first in, first out (FIFO) method. Please consult your tax advisor if you need additional information about cost basis. If you do not keep in contact with the issuer or do not have any activity in your account for the time period
specified by state law, your property may become subject to state unclaimed property laws and transferred to the appropriate state.

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