Document:

exv10w3

EXHIBIT 10.3

NOTE GUARANTEE

     For value received, the undersigned hereby, jointly and severally with all other Guarantors of
the Notes, unconditionally guarantees to each Holder of a Note authenticated and delivered by the
Trustee and to the Trustee and its successors and assigns, irrespective of the validity and
enforceability of the Indenture, the Notes or the obligations of the Issuer hereunder or
thereunder, that: (a) the principal of, interest, premium and Liquidated Damages, if any, on the
Notes shall be promptly paid in full when due, whether at maturity, by acceleration, redemption or
otherwise, and interest on the overdue principal of and interest on the Notes, if any, if lawful,
and all other obligations of the Issuer to the Holders or the Trustee hereunder or thereunder shall
be promptly paid in full or performed, all in accordance with the terms hereof and thereof; and (b)
in case of any extension of time of payment or renewal of any Notes or any of such other
obligations, that same shall be promptly paid in full when due or performed in accordance with the
terms of the extension or renewal, whether at stated maturity, by acceleration or otherwise.
Failing payment when due of any amount so guaranteed or any performance so guaranteed for whatever
reason, the undersigned shall be jointly and severally obligated with all other Guarantors to pay
the same immediately. The undersigned agrees that that this is a guarantee of payment and not a
guarantee of collection.

     This Note Guarantee will become effective in accordance with the Indenture and its terms shall
be evidenced therein. The validity and enforceability of this Note Guarantee shall not be affected
by the fact that it is not affixed to any particular Note. Capitalized terms used but not defined
herein shall have the meanings ascribed to them in the Indenture dated as of November 23, 2005,
among Sunshine Acquisition II, Inc., a Delaware corporation, SS&C Technologies, Inc., a Delaware
corporation, the Guarantors party thereto and Wells Fargo Bank, National Association, as trustee,
as supplemented by the First Supplemental Indenture dated as of April 27, 2006, the Second
Supplemental Indenture dated as of September 1, 2009 and the Third Supplemental Indenture dated as
of December 22, 2009 (as further amended or supplemented, the “Indenture”).

     THIS NOTE GUARANTEE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE
STATE OF NEW YORK BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE
EXTENT THAT THE APPLICATION OF THE LAW OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY. The
undersigned hereby agrees to submit to the jurisdiction of the courts of the State of New York in
any action or proceeding arising out of or relating to this Note Guarantee.

     This Note Guarantee is subordinated in right of payment, in the manner and to the extent set
forth in the Indenture, to the prior payment in full in cash or Cash Equivalents of all Guarantor
Senior Debt, whether outstanding on the date of the Indenture or thereafter created, incurred,
assumed or guarantee.

 

 

     This Note Guarantee is subject to release upon the terms set forth in the Indenture.

	 	 	 	 	 
	 	THENEXTROUND, INC.

 	 
	 	By:  	/s/ Patrick J. Pedonti
 	 
	 	 	Name:  	Patrick J. Pedonti 	 
	 	 	Title:  	Vice President 	 

[Note Guarantee]exv10w4

EXHIBIT 10.4

JOINDER AGREEMENT

     WHEREAS, Sunshine Acquisition II, Inc. (“Sunshine”) and the Initial Purchasers named therein
(the “Initial Purchasers”) heretofore executed and delivered a Purchase Agreement, dated November
17, 2005 (the “Purchase Agreement”), providing for the issuance and sale of the Notes (as defined
therein);

     WHEREAS, as a condition to the consummation of the offering of the Notes, SS&C Technologies,
Inc. (the “Company”) and each Guarantor (as defined in the Purchase Agreement) that was originally
not a party thereto executed and delivered a Joinder Agreement, dated as of November 23, 2005 (the
“Original Joinder Agreement”), to join as parties to the Purchase Agreement on the Closing Date;

     WHEREAS, Sunshine, the Company, the Guarantors and the Initial Purchasers heretofore executed
and delivered a Registration Rights Agreement, dated November 23, 2005 (the “Registration Rights
Agreement”), providing for the registration rights of the Initial Purchasers and any subsequent
holder or holders of the Notes; and

     WHEREAS, TheNextRound, Inc., a wholly-owned subsidiary of the Company, was not originally
party to the Purchaser Agreement, the Original Joinder Agreement or the Registration Rights
Agreement and has agreed to become a party to the Purchase Agreement and the Registration Rights
Agreement as a Guarantor by executing and delivering this Joinder Agreement.

     Capitalized terms used herein and not otherwise defined herein shall have the meanings
ascribed to such terms in the Purchase Agreement.

     NOW, THEREFORE, the undersigned hereby agrees for the benefit of the Initial Purchasers, as
follows:

     1. Joinder. The undersigned hereby acknowledges that it has received and reviewed a
copy of the Purchase Agreement and the Registration Rights Agreement and all other documents as it
deems fit to enter into this Joinder Agreement (the “Joinder Agreement”), and acknowledges and
agrees (i) to join and become a party to the Purchase Agreement and the Registration Rights
Agreement as indicated by its signature below; (ii) to be bound by all covenants, agreements,
representations, warranties and acknowledgments attributable to the Guarantors in the Purchase
Agreement and the Registration Rights Agreement as if made by, and with respect to, the signatory
hereto; and (iii) to perform all obligations and duties required of the Guarantors pursuant to the
Purchase Agreement and the Registration Rights Agreement.

     2. Representations and Warranties and Agreements of the Guarantor. The undersigned
hereby represents and warrants to and agrees with the Initial Purchasers that it has all the
requisite corporate power and authority to execute, deliver and perform its obligations under this
Joinder Agreement and to consummate the transactions contemplated hereby, that all necessary
corporate action to execute, deliver and perform its obligations under this Joinder Agreement and
to consummate the transactions contemplated hereby has been duly and validly taken and that this
Joinder Agreement constitutes a valid and legally binding agreement enforceable against the
undersigned in accordance with its terms.

 

 

     3. Counterparts. This Joinder Agreement may be signed in one or more counterparts
(which may be delivered in original form or facsimile or “pdf” file thereof), each of which shall
constitute an original when so executed and all of which together shall constitute one and the same
agreement.

     4. Amendments. No amendment or waiver of any provision of this Joinder Agreement, nor
any consent or approval to any departure therefrom, shall in any event be effective unless the same
shall be in writing and signed by the parties hereto.

     5. Headings. The section headings used herein are for convenience only and shall not
affect the construction thereof.

     6. APPLICABLE LAW. THE VALIDITY AND INTERPRETATION OF THIS JOINDER AGREEMENT, AND THE
TERMS AND CONDITIONS SET FORTH HEREIN, SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE
LAWS OF THE STATE OF NEW YORK APPLICABLE TO CONTRACTS MADE AND TO BE PERFORMED WHOLLY THEREIN.

[Remainder of page intentionally left blank.]

-2-

 

          IN WITNESS WHEREOF, the undersigned has executed this agreement this 22nd day of December,
2009.

	 	 	 	 	 
	 	THENEXTROUND, INC.

 	 
	 	By:  	/s/ Patrick J. Pedonti
 	 
	 	 	Name:  	Patrick J. Pedonti 	 
	 	 	Title:  	Chief Financial Officer 	 
	 

[Signature Page to Joinder Agreement]exv4w1

Exhibit 4.1

			
	 	 	 
	COMMON STOCK
	 	COMMON STOCK

LAWSON PRODUCTS, INC.

Incorporated Under the Laws of the State of Delaware

			
	 	 	 
	Certificate 

Number
	 	Shares

THIS CERTIFIES THAT

is the owner of

PAID AND NON-ASSESSABLE COMMON SHARES OF

Lawson Products, Inc., transferable on the books of the Corporation in person, or by duly
authorized attorney, on surrender of this certificate properly endorsed. This certificate and the
shares represented hereby are issued and shall be held subject to all provisions of the Articles of
Incorporation of the Corporation and the By-Laws of the Corporation and of all amendments thereof,
to all of which the holder by the acceptance hereby assents. This certificate is not valid unless
countersigned by the Transfer Agent.

Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized
officers.

	 	 	 	 	 	 	 
	 	 	 	 	DATED ‹‹Month, Day, Year››
	 
	 	 	 	 	 	 
	 	 	 	 	COUNTERSIGNED AND REGISTERED:

COMPUTERSHARE TRUST COMPANY, N.A.

TRANSFER AGENT AND REGISTRAR
	 
	 	 	 	 	 	 
	Chairman of the Board of Directors
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	Secretary

	 	 	 	By	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	 	 	AUTHORIZED SIGNATURE

SECURITY INSTRUCTIONS ON REVERSE

 

 

[Reverse of Certificate]

LAWSON PRODUCTS, INC.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were
in full according to applicable laws or regulations:

	 	 	 	 	 	 	 	 	 	 	 
	TEN COM	 	- as tenants in common	 	UNIF GIFT MIN ACT	 	__________ Custodian __________	 	 
	 

	 	 	 	 	 	(Cust)
	 	(Minor)	 	 
	TEN ENT	 	- as tenants by the entireties	 	 	 	under Uniform Gifts to
Minors Act _______
	 

	 	 	 	 	 	 	 	 	 	(State)
	JT TEN	 	- as joint tenants with right of survivorship and not
as tenants in common	 	UNIF TRF MIN ACT	 	__________ Custodian __________	 	 
	 

	 	 	 	 	(Cust)
	 	(Minor)	 	 
	 	 	 	 	 	under Uniform Transfers
to Minors Act _______
	 

	 	 	 	 	 	 	 	 	 	(State)

Additional abbreviations may also be used though not in the above list.

For value
received, __________________________ hereby sell, assign and transfer
unto ___________________________________________ PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
_________________________________________________

 

 

________________________________________________
Shares of the common stock represented by the within Certificate,
and do hereby irrevocably constitute and appoint
____________________________________________ Attorney to transfer the said stock on the books
of the within named Corporation with full power of substitution in the premises.

	 	 	 	 	 
	 

	 	 	 	Signature(s) Guaranteed: Medallion Guarantee Stamp
	Dated:
____________ 20 ______

Signature: __________________

Signature: __________________

	 	 	 	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN
ELIGIBLE GUARANTOR INSTITUION (Banks,
Stockbrokers, Savings and Loan Associations and
Credit Unions) WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM PURSUANT TO
S.E.C. RULE 17Ad-15.
	Notice:     

	 	The signature to
this assignment
must correspond
with the name as
written upon the
face of the
certificate, in
every particular,
without alteration
or enlargement, or
any change
whatever.

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