Document:

exv4w2

Exhibit 4.2

FINTECH ACQUISITION CORP.

			
	NUMBER	 	 
	C
	 	SHARES

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

COMMON STOCK

CUSIP

SEE REVERSE FOR

CERTAIN DEFINITIONS

THIS CERTIFIES THAT                                         

IS THE OWNER OF

          FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK, PAR VALUE $.0001 PER SHARE, OF

FINTECH ACQUISITION CORP.

(hereinafter, the “Company”) transferable on the books of the Company in person or by duly
authorized attorney upon surrender of this certificate properly endorsed.

This certificate is not valid unless countersigned by the Transfer Agent and registered by the
Registrar.

Witness the seal of the Company and the facsimile signatures of its duly authorized officers.

Dated:

	 	 	 	 	 
	                                                            

PRESIDENT

	 	FINTECH ACQUISITION

CORP.

CORPORATE SEAL 2008

DELAWARE	 	                                                            

SECRETARY
	 
	 	 	 	

 

 

     Counterigned and Registered by:

American Stock Transfer & Trust Company,

as Transfer Agent and Registrar

	 	 	 	 	 
	By:
	 	 	 	 
	 

	 	 

Authorized Signature
	 	 

 

 

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 	 	 	 	 
	TEN COM

	 	as tenants in common
	 	UNIF GIFT/TRANSFERS MIN ACT
	 	           Custodian           
	TEN ENT

	 	as tenants by the entireties
	 	 	 	(Cust)                     (Minor)
	JT TEN

	 	as joint tenants with right
of survivorship and not as
tenants in common
	 	 	 	under Uniform Gifts/Transfers

to Minors Act

                                        
                         (State)

Additional Abbreviations may also be used though not in the above list.

FINTECH ACQUISITION CORP.

     The Company will furnish without charge to each stockholder who so requests the powers,
designations, preferences and relative, participating, optional or other special rights of each
class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the shares represented thereby
are issued and shall be held subject to all the provisions of the Certificate of Incorporation and
all amendments thereto and resolutions of the Board of Directors providing for the issue of shares
of Common Stock (copies of which may be obtained from the secretary of the Company), to all of
which the holder of this certificate by acceptance hereof assents.

     For value received                                         , hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR 

OTHER IDENTIFYING NUMBER OF 

ASSIGNEE

                                        
 

                                        

 
 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

      

 
 

 
 

shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

      

Attorney to transfer the said stock on the books of the within named Company will full power of substitution in the premises.

	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 	 	 	 	 
	 

	 	 	 	NOTICE:
	 	The signature to this assignment must correspond with the name as written upon the face of
the certificate in every particular, without alteration or enlargement or any change whatever.

      

Signature(s) Guaranteed:

 

 

      

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

The holder of this certificate shall be entitled to receive funds from the trust fund only in the event of the Company’s liquidation or if the holder seeks to
convert his respective shares into cash upon a business combination which he voted against and which is actually completed by the Company. In no other
circumstances shall the holder have any right or interest of any kind in or to the trust fund.exv4w3

Exhibit 4.3

			
	NUMBER	 	 
	W                                        
	 	WARRANTS

(SEE REVERSE SIDE FOR LEGEND)

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY TIME,                              , 2013

FINTECH ACQUISITION CORP.

CUSIP

WARRANT

THIS CERTIFIES THAT, for value received

is the registered holder of a Warrant or Warrants expiring                                         , 2013 (the
“Warrant”) to purchase one fully paid and non-assessable share of Common Stock, par value $.0001
per share (“Shares”), of FINTECH ACQUISITION CORP., a Delaware corporation (the “Company”), for
each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to
purchase from the Company, commencing on the later of (i) the Company’s completion of a business
combination with a target business or (ii)                                         , 2009, such number of
Shares of the Company at the initial exercise price of $7.50 per share, upon surrender of this
Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent,
American Stock Transfer & Trust Company (such payment to be made by check made payable to the
Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement
between the Company and American Stock Transfer & Trust Company, which Warrant Agreement is hereby
incorporated by reference in and made a part of this instrument. The Warrant Agreement provides
that upon the occurrence of certain events the Warrant Price and the number of Shares purchasable
hereunder, set forth on the face hereof, may, subject to certain conditions, be adjusted. The term
Warrant Price as used in this Warrant Certificate refers to the price per Share at which Shares may
be purchased at the time the Warrant is exercised. Defined terms used in this Warrant Certificate
but not defined herein shall have the meanings given to them in the Warrant Agreement.

     The Company will use its best efforts to cause a registration statement relating to the Shares
issuable upon exercise of the Warrant to become effective on or prior to the commencement of the
Warrant Exercise Period and to maintain the effectiveness of such registration statement until the
expiration date of the Warrant. The Warrant is not exercisable unless, at the time of exercise, the
common stock for which the Warrant may be exercised is the subject of an effective registration
statement under the Securities Act of 1933, as amended, and a prospectus relating to the Shares is
current and the Shares have been registered or deemed to be exempt from registration under the
securities laws of the state of residence of the holder of the Warrant. The Company is not
obligated to settle the Warrant for cash, even if the Warrant is not exercisable due to the failure
by the Company to maintain an effective registration statement. In no event shall the Warrants be
settled on a net cash basis during the Warrant Exercise Period nor
shall the Company be required to
issue unregistered shares upon the exercise of any Warrant that is not a Private Warrant.

     No fraction of a Share will be issued upon any exercise of a Warrant. If, upon exercise of a
Warrant, a holder would be entitled to receive a fractional interest in a Share, the Company will,
upon exercise, round up to the nearest whole number the number of Shares of Common Stock to be
issued to the Warrant holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder hereof or his assignee a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

 

 

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.

     The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

     This Warrant does not entitle the registered holder to any of the rights of a stockholder of
the Company.

     The Company reserves the right to call the Warrant at any time during the Warrant Exercise
Period and prior to its exercise, with a notice of call in writing to the holders of record of the
Warrant, giving 30 days’ notice of such call at any time after the Warrant becomes exercisable if
the last sale price of the Shares has been at least $14.25 per share for any 20 trading days within
a 30 trading day period ending on the third business day prior to the date on which notice of such
call is given, provided that on the date such notice of redemption is given and during the entire
period thereafter until the time of redemption, there is an effective registration statement
covering the shares of common stock issuable upon exercise of the
Warrant and a current prospectus
relating to the Warrant is available. The call price of the Warrants is to be $.01 per Warrant. Any
Warrant either not exercised or tendered back to the Company by the end of the date specified in
the notice of call shall be canceled on the books of the Company and have no further value except
for the $.01 call price.

Dated:

	 	 	 	 	 
	                                                            

PRESIDENT

	 	FINTECH ACQUISITION

CORP.

CORPORATE SEAL 

DELAWARE	 	                                                            

SECRETARY
	 
	 	 	 	 

     Counterigned and Registered by:

American Stock Transfer & Trust Company,

as Transfer Agent and Registrar

	 	 	 	 	 
	By:
	 	 	 	 
	 

	 	 

Authorized Signature
	 	 

 

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise                                         
Warrants represented by this Warrant Certificate, and to purchase the shares of Common Stock
issuable upon the exercise of such Warrants, and requests that Certificates for such shares shall
be issued in the name of

      

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

      

 
 

 
 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	 	 	 
	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)

      

and, if such number of Warrants shall not be all the Warrants evidenced by
this Warrant Certificate, that a new Warrant Certificate for the balance
of such Warrants be registered in the name of, and delivered to, the
Registered Holder at the address stated below:

	 	 	 	 	 
	Dated:
	 	 	 	 
	 

	 	 
	 	 
	 

	 	 	 	(SIGNATURE)
	 
	 	 	 	 
	 

	 	 	 	 
	 

	 	 	 	(ADDRESS)
	 
	 	 	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	 	 	 
	 

	 	 	 	(TAX IDENTIFICATION NUMBER)

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,                                                             hereby sell, assign and transfer unto

      

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

      

 
 

 
 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	 	 	 
	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)

                                                            of the Warrants represented by this Warrant Certificate, and hereby

irrevocably constitute and appoint                                         
                                                
                                            
                                                            

Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the premises.

	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	 	 	(SIGNATURE)

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE
GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK EXCHANGE,
NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK EXCHANGE.

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