Document:

EX-10.1

 Exhibit 10.1 

CONVERTIBLE PROMISSORY NOTE AMENDMENT AND RESTATEMENT 

This Convertible Promissory Note Amendment and Restatement (this “Amendment and Restatement”) is entered into as of
November 15, 2018, by and between ILIAD RESEARCH AND TRADING, L.P., a Utah limited partnership (“Lender”), and CYTODYN INC., a Delaware corporation (“Borrower”). Capitalized terms used in this Amendment and
Restatement without definition shall have the meanings given to them in the Note (as defined below). 
 A. Borrower previously issued to
Lender a Convertible Promissory Note dated June 26, 2018 in the principal amount of $5,700,000.00 (the “Note,” and all other documents entered into in conjunction therewith, the “Transaction Documents”).

 B. Borrower has requested and Lender has agreed to allow Borrower to pay Redemption Amounts in Common Stock instead of cash. 

C. Borrower and Lender have agreed, subject to the terms, amendments, conditions and understandings expressed in this Amendment and
Restatement, to amend and restate the Note in its entirety. 
 NOW, THEREFORE, for good and valuable consideration, the receipt and
sufficiency of which is hereby acknowledged, the parties agree as follows: 
 1. Recitals. Each of the parties hereto acknowledges
and agrees that the recitals set forth above in this Amendment and Restatement are true and accurate and are hereby incorporated into and made a part of this Amendment and Restatement. 

2. Amended and Restated Note. Borrower and Lender agree that the Note is hereby amended and restated in its entirety and replaced with
the Convertible Promissory Note attached hereto as Exhibit A.
 3. Representations and Warranties. In order to induce
Lender to enter into this Amendment and Restatement, Borrower, for itself, and for its affiliates, successors and assigns, hereby acknowledges, represents, warrants and agrees as follows: 

a. Borrower has full power and authority to enter into this Amendment and Restatement and to incur and perform all obligations and covenants
contained herein, all of which have been duly authorized by all proper and necessary action. No consent, approval, filing or registration with or notice to any governmental authority is required as a condition to the validity of this Amendment and
Restatement or the performance of any of the obligations of Borrower hereunder. 
 b. There is no fact known to Borrower or which should be
known to Borrower which Borrower has not disclosed to Lender on or prior to the date of this Amendment and Restatement which would or could materially and adversely affect the understanding of Lender expressed in this Amendment and Restatement or
any representation, warranty, or recital contained in this Amendment and Restatement. 

 c. Except as expressly set forth in this Amendment and Restatement, Borrower acknowledges
and agrees that neither the execution and delivery of this Amendment and Restatement nor any of the terms, provisions, covenants, or agreements contained in this Amendment and Restatement shall in any manner release, impair, lessen, modify, waive,
or otherwise affect the liability and obligations of Borrower under the terms of the Transaction Documents. 
 d. Borrower has no defenses,
affirmative or otherwise, rights of setoff, rights of recoupment, claims, counterclaims, actions or causes of action of any kind or nature whatsoever against Lender, directly or indirectly, arising out of, based upon, or in any manner connected
with, the transactions contemplated hereby, whether known or unknown, which occurred, existed, was taken, permitted, or begun prior to the execution of this Amendment and Restatement and occurred, existed, was taken, permitted or begun in accordance
with, pursuant to, or by virtue of any of the terms or conditions of the Transaction Documents. To the extent any such defenses, affirmative or otherwise, rights of setoff, rights of recoupment, claims, counterclaims, actions or causes of action
exist or existed, such defenses, rights, claims, counterclaims, actions and causes of action are hereby waived, discharged and released. Borrower hereby acknowledges and agrees that the execution of this Amendment and Restatement by Lender shall not
constitute an acknowledgment of or admission by Lender of the existence of any claims or of liability for any matter or precedent upon which any claim or liability may be asserted. 

e. Borrower represents and warrants that as of the date hereof no Events of Default or other material breaches exist under the Transaction
Documents or have occurred prior to the date hereof. 
 4. Certain Acknowledgments. Each of the parties acknowledges and agrees that
no property or cash consideration of any kind whatsoever has been or shall be given by Lender to Borrower in connection with this Amendment and Restatement. 

5. Other Terms Unchanged. The Note, as amended and restated by this Amendment and Restatement, remains and continues in full force and
effect, constitutes legal, valid, and binding obligations of each of the parties, and is in all respects agreed to, ratified, and confirmed. Any reference to the Note after the date of this Amendment and Restatement is deemed to be a reference to
the Note as amended by this Amendment and Restatement. If there is a conflict between the terms of this Amendment and Restatement and the Note, the terms of this Amendment and Restatement shall control. No forbearance or waiver may be implied by
this Amendment and Restatement. Except as expressly set forth herein, the execution, delivery, and performance of this Amendment and Restatement shall not operate as a waiver of, or as an amendment to, any right, power, or remedy of Lender under the
Note, as in effect prior to the date hereof. 
 6. No Reliance. Borrower acknowledges and agrees that neither Lender nor any of its
officers, directors, members, managers, equity holders, representatives or agents has made any representations or warranties to Borrower or any of its agents, representatives, officers, 

  
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directors, or employees except as expressly set forth in this Amendment and Restatement and the Transaction Documents and, in making its decision to enter into the transactions contemplated by
this Amendment and Restatement, Borrower is not relying on any representation, warranty, covenant or promise of Lender or its officers, directors, members, managers, equity holders, agents or representatives other than as set forth in this Amendment
and Restatement. 
 7. Counterparts. This Amendment and Restatement may be executed in any number of counterparts, each of which
shall be deemed an original, but all of which together shall constitute one instrument. The parties hereto confirm that any electronic copy of another party’s executed counterpart of this Amendment and Restatement (or such party’s
signature page thereof) will be deemed to be an executed original thereof. 
 8. Further Assurances. Each party shall do and perform
or cause to be done and performed, all such further acts and things, and shall execute and deliver all such other agreements, certificates, instruments and documents, as the other party may reasonably request in order to carry out the intent and
accomplish the purposes of this Amendment and Restatement and the consummation of the transactions contemplated hereby. 
 [Remainder of
page intentionally left blank] 

  
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 IN WITNESS WHEREOF, the undersigned have executed this Amendment and Restatement as of the
date set forth above. 
  

							
	BORROWER:
	
	CYTODYN INC.
		
	By:	 	 /s/ Michael Mulholland

	Name:	 	 Michael Mulholland

	Title:	 	 Chief Financial Officer

	
	LENDER:
	
	ILIAD RESEARCH AND TRADING, L.P.

 
							
		
	By:	 	Iliad Management, LLC, its General Partner
			
		 	By:	 	Fife Trading, Inc., its Manager
				
		 		 	By:	 	 /s/ John M. Fife

		 		 		 	John M. Fife, President

 [Signature page to Amendment and Restatement to Convertible Promissory Note] 

 Exhibit A 

AMENDED AND RESTATED CONVERITBLE PROMISSORY NOTEEX-10.2

 Exhibit 10.2 

Execution 
 ESCROW
AGREEMENT 
 This ESCROW AGREEMENT (as the same may be amended or modified from time to time pursuant hereto, this
“Agreement”) is made and entered into as of November 16, 2018, by and among ProstaGene, LLC, a Delaware corporation (“Seller”), CytoDyn Inc. (f/k/a Point NewCo Inc.), a Delaware corporation
(“Purchaser”, and together with Seller, sometimes referred to individually as “Party” or collectively as the “Parties”), and Computershare Trust Company, N.A. (the “Escrow
Agent”). 
 WHEREAS, the Parties have agreed to deposit in escrow certain securities and wish such deposit to be subject to the terms and
conditions set forth herein. 
 NOW THEREFORE, in consideration of the foregoing and of the mutual covenants hereinafter set forth, the parties
hereto agree as follows: 
 1.    Appointment. The Parties hereby appoint the Escrow Agent as their escrow agent for the purposes
set forth herein, and the Escrow Agent hereby accepts such appointment under the terms and conditions set forth herein. 

2.    Escrow Asset.  

(a)    Purchaser agrees to deposit with the Escrow Agent 5,400,000 shares of Purchaser’s Common Stock (Purchaser’s
Common Stock, along with any dividends with respect thereto the “Escrow Asset”) on the date hereof. The Escrow Agent shall hold the Escrow Asset as a book position registered in the name of Computershare Trust Company, N.A. as
Escrow Agent. 
 (b)    The Escrow Agent does not own or have any interest in the Escrow Asset but is serving as escrow holder, having
only possession thereof and agreeing to hold and distribute the Escrow Asset in accordance with the terms and conditions set forth herein. 

(c)    Escrow Shares. 

i.    During the term of this Agreement, Seller shall have the right to exercise any voting rights with respect to any of
the Escrow Shares attributable to Seller pursuant to the terms of the Underlying Agreement (as defined below). Seller shall direct the Escrow Agent in writing as to the exercise of any such voting rights, and the Escrow Agent shall comply, to the
extent it is able to do so, with any such directions of Seller. In the absence of such directions, the Escrow Agent shall not vote any of the shares comprising the Escrow Shares. 

ii.    In the event of any stock split, reverse stock split, stock dividend, recapitalization, reorganization, merger,
consolidation, combination, exchange of shares, liquidation, spin-off or other similar change in capitalization or event, or any distribution to holders of the common stock of Purchaser, other than a regular
cash dividend, the Escrow Asset under Section 2(a) above shall be appropriately adjusted on a pro rata basis. 

(d)    Dividends and Investment of Dividend Proceeds. 

i.    Any dividends paid and the interest earned thereon with respect to the Escrow Asset shall be deemed part of the
Escrow Asset and be delivered to the Escrow Agent to be deposited in a bank account and be deposited in one or more interest-bearing accounts to be maintained by the Escrow Agent in the name of the Escrow Agent as agent for the Parties as more fully
described in Section 2(d)(ii) herein. Escrow Agent shall have no responsibility or liability for any diminution of the funds that may result from any deposit made by Escrow Agent in accordance with this paragraph, including
any losses resulting from a default by any bank, financial institution or other third party. 
 ii.    Escrow Agent
offers the custody of dividend funds placed, at the direction of the Parties, in bank account deposits. Escrow Agent will not provide any investment advice in connection with this service. During the term of this Agreement, the dividend funds shall
be held in a bank account, and shall be deposited in one or more interest-bearing accounts (which shall not be time deposits) to be maintained by Escrow Agent in the name 

 
of Escrow Agent at one or more of the banks listed in Schedule 3 to this Agreement, each of which shall be a commercial bank with capital exceeding $500,000,000 (each such bank an
“Approved Bank”). The deposit of the dividend funds in any of the Approved Banks shall be deemed to be at the direction of the Parties. At any time and from time to time, the Parties may direct Escrow Agent by joint written notice
from Buyer and Seller (i) to deposit the dividend funds with a specific Approved Bank, (ii) not to deposit any new amounts in any Approved Bank specified in the notice and/or (iii) to withdraw all or any of the dividend funds that may
then be deposited with any Approved Bank specified in the notice. With respect to any withdrawal notice, Escrow Agent will endeavor to withdraw such amount specified in the notice as soon as reasonably practicable and the Parties acknowledge and
agree that such specified amount remains at the sole risk of the Parties prior to and after such withdrawal. Such withdrawn amounts shall be deposited with any other Approved Bank or any Approved Bank specified by the Parties in the notice. 

iii.    Escrow Agent shall pay interest on the dividend funds at a rate equal to 50% of the then current 1-month U.S. Treasury Bill rate. Such interest shall accrue to the Escrow Asset within three (3) Business Days (as defined in Section 10 hereof) of each month end. Escrow Agent shall
be entitled to retain for its own benefit, as partial compensation for its services hereunder, any amount of interest earned on the dividend funds that is not payable pursuant to this Section 2(d)(iii). 

3.    Disposition and Termination. (a)    As soon as practicable (but no later than three Business Days) after
the date that is (i) 180 days following the date of this Agreement (the “Escrow Release No. 1”), (ii) 365 days following the date of this Agreement (the “Escrow Release No. 2”),
and (iii) 540 days following the date of this Agreement (the “Final Escrow Release” and together with Escrow Release No. 1 and Escrow Release No. 2, the “Escrow Releases”), the Escrow Agent shall disburse,
with respect to each Escrow Release, one-third of the Escrow Asset less any Reserved Portion (as defined herein), as provided in a joint written instruction, to the Escrow Agent from the Parties, in
substantially the form attached hereto as Exhibit A (the “Joint Written Instruction”). Notwithstanding any pending Claim Notice or Contest Notice (as such terms are defined herein), the Parties shall be obligated to execute
and submit to the Escrow Agent the Joint Written Instruction within three Business Days of the date of each of the Escrow Releases. Any Reserved Portion shall continue to be held in escrow under this Agreement by the Escrow Agent until the claims
contained in any Claim Notice(s) described in Section 3(b) below become resolved, even if such claims have not been finally resolved prior to the Final Escrow Release. After the Final Escrow Release, the Escrow Agent shall
only disburse all or any amount of the Reserved Portion to Purchaser or Seller from the Escrow Asset pursuant to a Final Order or written instruction delivered in accordance with Section 3(f) hereof. 

(b)    Notwithstanding anything in this Agreement to the contrary, if on or before each of the Escrow Releases, the Escrow Agent has
received from Purchaser a notice (a “Claim Notice”) specifying (i) a description of the amount, also expressed as a number of shares of Purchaser common stock included in the Escrow Asset calculated by dividing such dollar
amount by $0.5696, of the Damages (as defined in the Underlying Agreement) incurred by the Indemnified Party (the “Claimed Amount”), (ii) a statement that Purchaser is entitled to indemnification under Article XIV of the Underlying
Agreement and a reasonable explanation of the basis therefor (including an explanation of the nature of the claim, the section(s) of the Underlying Agreement supporting its claim, and facts and circumstances supporting its claim) and (iii) a
demand for payment in the amount of such Claimed Amount. Within thirty (30) days after delivery of a Claim Notice, Seller shall deliver to Purchaser and the Escrow Agent a written response in which Seller shall: (A) agree that Purchaser is
entitled to receive all of the Claimed Amount, (B) agree that Purchaser is entitled to receive part, but not all, of the Claimed Amount (the “Agreed Amount”), or (C) contest that Purchaser is entitled to receive any of the
Claimed Amount. Any notice of Seller objecting in accordance with the foregoing clauses (B) or (C) to all or any portion of the Claimed Amount is a “Contest Notice.” The Escrow Agent shall continue to keep in escrow an amount
of shares equal to the Claimed Amount, or to the extent a Contest Notice has previously been delivered, the portion of the Claimed Amount that has been contested by Seller in accordance with the foregoing clauses (B) or (C) (the
“Reserved Portion”) until such Reserved Portion is resolved as provided herein. For the avoidance of doubt, the preceding sentence shall survive the Final Escrow Release. 

(c)    At the time of delivery of any Claim Notice or Contest Notice, a duplicate copy of such Claim Notice or Contest Notice shall be
delivered by Purchaser or Seller, as applicable, to the other Party and the Escrow Agent in accordance with the notice provisions contained in this Agreement. 

  
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 (d)    The Escrow Agent shall, without further instructions, promptly disburse to
Purchaser: that portion of the Escrow Asset equal to the Agreed Amount (calculated by dividing the Agreed Amount by $0.5696) or, if Seller agrees in writing in accordance with Section 3(b) above that Purchaser is entitled
to receive all of the Claimed Amount or Seller fails to provide a Contest Notice within the time required by Section 3(b) above, the Escrow Agent shall, without further instructions, promptly disburse to Purchaser that
portion of the Escrow Asset equal to the Claimed Amount (calculated by dividing the Claimed Amount by $0.5696). The Escrow Agent shall continue to hold in escrow any Reserved Portion until disbursement is otherwise authorized pursuant to
Section 3(e) hereof. 
 (e)    In the event that Seller shall deliver a Contest Notice in accordance with
Section 3(b) hereof, Purchaser and Seller shall use good faith efforts to resolve such dispute. If such dispute is not resolved within sixty (60) days following the delivery by Seller of a Contest Notice, such dispute
shall be finally resolved by arbitration in accordance with the Commercial Arbitration Rules of the American Arbitration Association then in effect. The Escrow Agent shall disburse any Reserved Portion only in accordance with: (i) any joint
written instructions executed by both Seller and Purchaser (which shall be executed by the Parties and submitted to the Escrow Agent within three Business Days of the resolution of any dispute); or (ii) a written notification from Purchaser of
a final and non-appealable decision, order, judgment or decree of a court of competition jurisdiction or an arbitrator, which notification shall attach a copy of such final and
non-appealable decision, order, judgment or decree (a “Final Order”). The Escrow Agent shall be entitled to rely on any such joint written instructions or Final Order and upon receipt thereof
shall promptly disburse that portion of the remaining Escrow Asset as instructed in such joint written instructions or Final Order. 

(f)    Notwithstanding anything to the contrary in this Agreement, if the Escrow Agent receives joint written instructions from Seller and
Purchaser, or their respective successors or assigns, as to the disbursement of the Escrow Asset, the Escrow Agent shall disburse the Escrow Asset pursuant to such joint written instructions. The Escrow Agent shall have no obligation to follow any
directions set forth in any joint written instructions unless and until the Escrow Agent is satisfied, in its reasonable discretion, that the persons executing said joint written instructions are authorized to do so. 

(g)    Upon delivery of any and all remaining Escrow Asset by the Escrow Agent, this Agreement shall terminate, subject to the provisions
of Section 6 and Section 7. 
 4.    Escrow Agent. (a) The Escrow Agent
shall have only those duties as are specifically and expressly set forth in this agreement on its part to be performed, which shall be deemed purely ministerial in nature, and no other duties or obligations of any kind shall be implied nor read into
this Agreement against or on the part of the Escrow Agent. The Escrow Agent accepts the duties and responsibilities under this Agreement as agent only, and no trust is intended to be, or is or will be, created hereby and the Escrow Agent shall owe
no duties hereunder as trustee. The Escrow Agent shall neither be responsible for, nor chargeable with, knowledge of, nor have any requirements to comply with, the terms and conditions of any other agreement, instrument or document between the
Parties, in connection herewith, if any, including without limitation the Transaction Agreement, dated as of the date hereof, by and among CytoDyn Inc., a Delaware corporation, Point Merger Sub Inc. a Delaware corporation, Seller, Purchaser, and
(solely with respect to the representations, warranties and obligations set forth in Sections 5.9(b), 7.8, 14.1(c) and 14.4(f)) Dr. Richard G. Pestell (the “Underlying
Agreement”), nor shall the Escrow Agent be required to determine if any person or entity has complied with any such agreements, nor shall any additional obligations of the Escrow Agent be inferred from the terms of such agreements,
even though reference thereto may be made in this Agreement. In the event of any conflict between the terms and provisions of this Agreement, those of the Underlying Agreement, any schedule or exhibit attached to this Agreement, or any other
agreement among the Parties, the terms and conditions of this Agreement shall control only in connection with any matter related to the Escrow Agent. The Escrow Agent may rely upon and shall not be liable for acting or refraining from acting upon
any written notice, document, instruction or request furnished to it hereunder and believed by it to be genuine and to have been signed or presented by the proper Party or Parties without inquiry and without requiring substantiating evidence of any
kind. The Escrow Agent shall not be liable to any Party, any beneficiary or other person for refraining from acting upon any instruction setting forth, claiming, containing, objecting to, or related to the transfer or distribution of the Escrow
Asset, or any portion thereof, unless such instruction shall have been delivered to the Escrow Agent in accordance with Section 10 below and the Escrow Agent has been able to satisfy any applicable security procedures as
may be required hereunder and as set forth in Section 10. The Escrow Agent shall be under no duty to inquire into or investigate the validity, accuracy or content of any such document, notice, instruction or request. The
Escrow Agent shall have no duty to confirm or verify the accuracy or correctness of any amounts deposited with it hereunder. 

  
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 (b)    The Escrow Agent may execute any of its powers and perform any of its duties
hereunder directly or through affiliates or agents. The Escrow Agent may consult with counsel, accountants and other skilled persons to be selected and retained by it. The Escrow Agent shall not be liable for any action taken, suffered or omitted to
be taken by it in accordance with, or in reasonable reliance upon, the advice or opinion of any such counsel, accountants or other skilled persons. In the event that the Escrow Agent shall be uncertain or believe there is some ambiguity as to its
duties or rights hereunder or shall receive instructions, claims or demands from any Party hereto which, in its opinion, are ambiguous or conflict with any of the provisions of this Agreement, it shall be entitled to refrain from taking any action
and its sole obligation shall be to keep safely all property held in escrow until it shall be given a direction in writing by the Parties which eliminates such ambiguity or uncertainty to the satisfaction of Escrow Agent or by a final and non-appealable order or judgment of a court of competent jurisdiction. The Parties agree to pursue any redress or recourse in connection with any dispute without making the Escrow Agent a party to the same. 

5.    Succession. (a) The Escrow Agent may resign and be discharged from its duties or obligations hereunder by giving thirty
(30) days advance notice in writing of such resignation to the Parties specifying a date when such resignation shall take effect. If the Parties have failed to appoint a successor escrow agent prior to the expiration of thirty
(30) days following receipt of the notice of resignation, the Escrow Agent may petition any court of competent jurisdiction for the appointment of a successor escrow agent within relevant jurisdiction or for other appropriate relief, and any
such resulting appointment shall be binding upon all of the Parties hereto. Escrow Agent’s sole responsibility after such thirty (30) day notice period expires shall be to hold the Escrow Asset (without any obligation to reinvest the same)
and to deliver the same to a designated substitute escrow agent, if any, or in accordance with the directions of a final order or judgment of a court of competent jurisdiction, at which time of delivery Escrow Agent’s obligations hereunder
shall cease and terminate, subject to the provisions of Section 7 hereunder. In accordance with Section 7 below, the Escrow Agent shall have the right to withhold any cash in its possession or an amount of
shares equal to any dollar amount due and owing to the Escrow Agent, plus any costs and expenses the Escrow Agent shall reasonably believe may be incurred by the Escrow Agent in connection with the termination of the Agreement divided by the closing
price per share on the primary trading market for Purchaser’s common stock on the immediately preceding trading day. 
 (b)    Any
entity into which the Escrow Agent may be merged or converted or with which it may be consolidated, or any entity to which all or substantially all the escrow business may be transferred, shall be the Escrow Agent under this Agreement without
further act. 
 6.    Compensation and Reimbursement. The Escrow Agent shall be entitled to compensation for its services under
this agreement as Escrow Agent and for reimbursement for its reasonable out-of-pocket costs and expenses, in the amounts and payable as set forth on Schedule 2.
All amounts owing on Schedule 2 shall be paid by Purchaser. The Escrow Agent shall also be entitled to payment of any amounts to which the Escrow Agent is entitled under the indemnification provisions contained herein as set forth in
Section 7. This Section 6 shall survive termination of this Agreement or the resignation, replacement or removal of the Escrow Agent for any reason. 

7.    Indemnity. (a) Subject to Section 7(c) below, Escrow Agent shall be liable for any losses,
damages, claims, liabilities, penalties, judgments, settlements, actions, suits, proceedings, litigations, investigations, costs or expenses (including without limitation, the fees and expenses of outside counsel and experts and their staffs and all
expenses of document location, duplication and shipment) (collectively “Losses”) only to the extent such Losses are determined by a court of competent jurisdiction to be a result of Escrow Agent’s gross negligence or willful
misconduct; provided, however, that any liability of Escrow Agent will be limited to direct damages sustained by a Party to this Agreement which in the aggregate shall not exceed the value of the Escrow Asset held by the Escrow Agent. 

(b) The Parties shall jointly and severally indemnify and hold Escrow Agent harmless from and against, and Escrow Agent shall not be responsible for, any and
all Losses arising out of or attributable to Escrow Agent’s duties under this Agreement or this appointment, including the reasonable costs and expenses of defending itself against any Losses or enforcing this Agreement, except to the extent of
liability described in Section 7(a) above. 
 (c) Without limiting the Parties’ indemnification obligations set forth in
Section 7(b) above, neither the Parties nor the Escrow Agent shall be liable for any incidental, indirect, special or consequential damages of any nature whatsoever, including, but not limited to, loss of anticipated profits, occasioned
by a breach of any provision of this Agreement even if apprised of the possibility of such damages. 
 (d) This Section 7 shall survive
termination of this Agreement or the resignation, replacement or removal of the Escrow Agent for any reason. 

  
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 8.    Patriot Act Disclosure/Taxpayer Identification Numbers/Tax Reporting. 

(a)    Patriot Act Disclosure. Section 326 of the Uniting and Strengthening America by Providing Appropriate Tools Required to
Intercept and Obstruct Terrorism Act of 2001 (“USA PATRIOT Act”) requires the Escrow Agent to implement reasonable procedures to verify the identity of any person that opens a new account with it. Accordingly, the Parties
acknowledge that Section 326 of the USA PATRIOT Act and the Escrow Agent’s identity verification procedures require the Escrow Agent to obtain information which may be used to confirm the Parties identity including without limitation name,
address and organizational documents (“identifying information”). The Parties agree to provide the Escrow Agent with and consent to the Escrow Agent obtaining from third parties any such identifying information required as a
condition of opening an account with or using any service provided by the Escrow Agent. 
 (b)    Certification and Tax
Reporting. The Parties, if applicable, have provided the Escrow Agent with their respective fully executed Internal Revenue Service (“IRS”) Form W-8, or
W-9 and/or other required documentation. All interest or other income earned under this Agreement shall be allocated to Purchaser and reported, as and to the extent required by law, by the Escrow Agent to the
IRS, or any other taxing authority, on IRS Form 1099 or 1042S (or other appropriate form) as income earned from the Escrow Asset by Purchaser whether or not said income has been distributed during such year. Escrow Agent shall withhold any taxes it
deems appropriate in the absence of proper tax documentation or as required by law, and shall remit such taxes to the appropriate authorities. The Parties hereby represent and warrant to the Escrow Agent that (i) there is no sale or transfer of
an United States Real Property Interest as defined under IRC Section 897(c) in the underlying transaction giving rise to this Agreement; and (ii) such underlying transaction does not constitute an installment sale requiring any tax
reporting or withholding of imputed interest or original issue discount to the IRS or other taxing authority. 
 9.    Notices.
All communications hereunder shall be in writing and except for communications from the Parties setting forth, claiming, containing, objecting to, or in any way related to the full or partial transfer or distribution of the Escrow Asset, including
but not limited to transfer instructions (all of which shall be specifically governed by Section 10 below), shall be deemed to be duly given after it has been received and the receiving party has had a reasonable time to
act upon such communication if it is sent or served: 
 (a) by facsimile or other electronic transmission (including e-mail); 
 (b) by overnight courier; or 

(c) by prepaid registered mail, return receipt requested; 

to the appropriate notice address set forth below or at such other address as any party hereto may have furnished to the other parties in writing by
registered mail, return receipt requested. 
  

			
	If to Seller:	  	ProstaGene, LLC
		  	100 Lancaster Ave, Room 133
		  	Wynnewood, PA 19096
		  	Attention: Dr. Richard G. Pestell
		
	With a copy to:	  	Pepper Hamilton LLP
		  	400 Berwyn Park | 899 Cassatt Road
		  	Berwyn, Pennsylvania 19312-1183
		  	 Attention: Timothy C. Atkins, Esq.
 email:
ATKINST@pepperlaw.com

		
	If to Purchaser:	  	CytoDyn Inc.
		  	1111 Main Street, Suite 660
		  	Vancouver, Washington 98660
		  	 Attention: Corporate Secretary
 email:
mmulholland@cytodyn.com

  
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	With a copy to:	  	Lowenstein Sandler LLP
		  	1251 Avenue of the Americas
		  	New York, NY 10020
		  	 Attention: Steven M. Skolnick, Esq.
 email:
sskolnick@lowenstein.com

		
	If to the Escrow Agent:	  	Computershare Trust Company, N.A.
		  	8742 Lucent Boulevard, Suite 225
		  	Highlands Ranch, CO 80129
		  	Facsimile No. (303) 262-0608
		  	 Attention: Rose Stroud
 email:
corporate.trust@computershare.com
 cc: jay.ramos@computershare.com and

rose.stroud@computershare.com

		
	With a copy to:	  	Computershare Trust Company, N.A.
		  	 480 Washington Boulevard
 Jersey City, NJ
07310
 Attention: General Counsel
 Facsimile: (201) 680-4610

 Notwithstanding the above, in the case of communications delivered to the Escrow Agent, such communications shall be deemed to
have been given on the date received by an officer of the Escrow Agent or any employee of the Escrow Agent who reports directly to any such officer at the above-referenced office. In the event that the Escrow Agent, in its sole discretion, shall
determine that an emergency exists, the Escrow Agent may use such other means of communication as the Escrow Agent deems appropriate. For purposes of this Agreement, “Business Day” shall mean any day other than a Saturday, Sunday or
any other day on which the Escrow Agent located at the notice address set forth above is authorized or required by law or executive order to remain closed. 

10.    Security Procedures.    Notwithstanding anything to the contrary as set forth in
Section 9, any instructions setting forth, claiming, containing, objecting to, or in any way related to the transfer or distribution, including but not limited to any transfer instructions that may otherwise be set forth in
a written instruction permitted pursuant to Section 3 of this Agreement, may be given to the Escrow Agent only by confirmed facsimile or other electronic transmission (including
e-mail) and no instruction for or related to the transfer or distribution of the Escrow Asset, or any portion thereof, shall be deemed delivered and effective unless the Escrow Agent actually shall have
received such instruction by facsimile or other electronic transmission (including e-mail) at the number or e-mail address provided to the Parties by the Escrow Agent in
accordance with Section 9 and as further evidenced by a confirmed transmittal to that number. 
 (a)    In the
event transfer instructions are so received by the Escrow Agent by facsimile or other electronic transmission (including e-mail), the Escrow Agent is authorized to seek confirmation of such instructions by
telephone call-back to the person or persons designated on Schedule 1 hereto, and the Escrow Agent may rely upon the confirmation of anyone purporting to be the person or persons so designated. The persons and telephone numbers for call-backs
may be changed only in a writing actually received and acknowledged by the Escrow Agent. If the Escrow Agent is unable to contact any of the authorized representatives identified in Schedule 1, the Escrow Agent is hereby authorized both to
receive written instructions from and seek confirmation of such instructions by telephone call-back to any one or more of Purchaser’s executive officers (“Executive Officers”), as the case may be, which shall include the titles
of President, Chief Executive Officer and Chief Financial Officer, as the Escrow Agent may select. Such Executive Officer shall deliver to the Escrow Agent a fully executed incumbency certificate, and the Escrow Agent may rely upon the confirmation
of anyone purporting to be any such officer. 
 (b)    Seller acknowledges that the Escrow Agent is authorized to deliver the Escrow
Asset to the custodian account or recipient designated by Seller in writing. 
 Purchaser acknowledges that the Escrow Agent is authorized to deliver the
Escrow Asset to the address provided for notice to Purchaser or any address provided in a Claims Notice. 

  
 6 

 11.    Compliance with Court Orders. In the event that any escrow property shall
be attached, garnished or levied upon by any court order, or the delivery thereof shall be stayed or enjoined by an order of a court, or any order, judgment or decree shall be made or entered by any court order affecting the property deposited under
this Agreement, the Escrow Agent is hereby expressly authorized, in its sole discretion, to obey and comply with all writs, orders or decrees so entered or issued, which it is advised by legal counsel of its own choosing is binding upon it, whether
with or without jurisdiction, and in the event that the Escrow Agent reasonably obeys or complies with any such writ, order or decree it shall not be liable to any of the parties hereto or to any other person, entity, firm or corporation, by reason
of such compliance notwithstanding such writ, order or decree be subsequently reversed, modified, annulled, set aside or vacated. 

12.    Miscellaneous. Except for transfer instructions as provided in Section 10, the provisions of this
Agreement may be waived, altered, amended or supplemented, in whole or in part, only by a writing signed by the Escrow Agent and the Parties. Neither this Agreement nor any right or interest hereunder may be assigned in whole or in part by the
Escrow Agent or any Party, except as provided in Section 5, without the prior consent of the Escrow Agent and the other parties. This Agreement shall be governed by and construed under the laws of the State of New York.
Each Party and the Escrow Agent irrevocably waives any objection on the grounds of venue, forum non-conveniens or any similar grounds and irrevocably consents to service of process by mail or in any other
manner permitted by applicable law and consents to the jurisdiction of any court of the State of New York or United States federal court, in each case, sitting in New York County, New York. The Parties and the Escrow Agent further hereby waive any
right to a trial by jury with respect to any lawsuit or judicial proceeding arising or relating to this Agreement. No party to this Agreement is liable to any other party for losses due to, or if it is unable to perform its obligations under the
terms of this Agreement because of, acts of God, fire, war, terrorism, floods, strikes, electrical outages, equipment or transmission failure, or other causes reasonably beyond its control. This Agreement may be executed in one or more counterparts,
each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. All signatures of the parties to this Agreement may be transmitted by facsimile or other electronic transmission (including e-mail), and such facsimile or other electronic transmission (including e-mail) will, for all purposes, be deemed to be the original signature of such party whose signature it
reproduces, and will be binding upon such party. If any provision of this Agreement is determined to be prohibited or unenforceable by reason of any applicable law of a jurisdiction, then such provision shall, as to such jurisdiction, be ineffective
to the extent of such prohibition or unenforceability without invalidating the remaining provisions thereof, and any such prohibition or unenforceability in such jurisdiction shall not invalidate or render unenforceable such provisions in any other
jurisdiction. A person who is not a party to this Agreement shall have no right to enforce any term of this Agreement. The Parties represent, warrant and covenant that each document, notice, instruction or request provided by such Party to Escrow
Agent shall comply with applicable laws and regulations. Where, however, the conflicting provisions of any such applicable law may be waived, they are hereby irrevocably waived by the parties hereto to the fullest extent permitted by law, to the end
that this Agreement shall be enforced as written. Except as expressly provided in Section 7 above, nothing in this Agreement, whether express or implied, shall be construed to give to any person or entity other than the
Escrow Agent and the Parties any legal or equitable right, remedy, interest or claim under or in respect of this Agreement or the Escrow Asset escrowed hereunder. 

*    *    *    *    * 

  
 7 

 IN WITNESS WHEREOF, the Parties and the Escrow Agent have executed this Escrow Agreement as of the
date set forth above.  
 PROSTAGENE, LLC 
  

			
	By:	 	 /s/ Richard Pestell

	Name:	 	 Richard Pestell

	Title:	 	 Chief executive officer, Founder

	Telephone:	 	 2674020545

 

			
	CYTODYN INC. (F/K/A POINT NEWCO INC.)

			
		
	By:	 	 /s/ Michael D. Mulholland

	Name:	 	 Michael D. Mulholland

	Title:	 	 Treasurer, Corporate Secretary and Chief Financial Officer

	Telephone:	 	 (360) 980-8524

 

			
	 COMPUTERSHARE TRUST COMPANY, N.A.
  

as Escrow Agent

			
		
	By:	 	 /s/ Jaddiel Ramos

	Name:	 	 Jaddiel Ramos

	Title:	 	 Corporate Trust Officer

  
 8 

 SCHEDULE 1 

Telephone Number(s) and authorized signature(s) for 

Person(s) Designated to give Escrow Asset Transfer Instructions 

 

													
	If from Seller:	  		 		  		 		  	
							
	 	  	 Name
	  	 	 	 Telephone Number
	  	 	 	 Signature
	  	 
							
	1.	  	 Richard G. Pestell
	  		 	  
	  		 	  
	  	
							
	2.	  	  
	  		 	  
	  		 	  
	  	
							
	3.	  	  
	  		 	  
	  		 	  
	  	
						
	If from Purchaser:	  		 		  		 		  	
							
	 	  	 Name
	  	 	 	 Telephone Number
	  	 	 	 Signature
	  	 
							
	1.	  	 Nader Pourhassan
	  		 	(360) 980-8524	  		 	  
	  	
							
	2.	  	 Michael D. Mulholland
	  		 	(360) 980-8524	  		 	  
	  	
							
	3.	  	  
	  		 	  
	  		 	  
	  	

 Telephone Number(s) for Call-Backs and 

Person(s) Designated to Confirm Escrow Asset Transfer Instructions 

 

													
	If from Seller:	  		 		  		 		  	
							
	 	  	 Name
	  	 	 	 Telephone Number
	  	 	 	 	  	 
							
	1.	  	 Richard G. Pestell
	  		 	  
	  		 		  	
							
	2.	  	  
	  		 	  
	  		 		  	
							
	3.	  	  
	  		 	  
	  		 		  	
						
	If from Purchaser:	  		 		  		 		  	
							
	 	  	 Name
	  	 	 	 Telephone Number
	  	 	 	 	  	 
							
	1.	  	 Nader Pourhassan
	  		 	(360) 980-8524	  		 		  	
							
	2.	  	 Michael D. Mulholland
	  		 	(360) 980-8524	  		 		  	
							
	3.	  	  
	  		 	  
	  		 		  	

  
 9 

 SCHEDULE 2 

 

					
	 Initial Services
  

For review of documents, liaison with counsel, execution of Escrow Agreement, setting up records and all correspondence and other matters in connection
therewith
	  	$	2,500.00	 
		
	Annual Administration Fee (per year or part thereof, billed annually in advance) inclusive of 1 release and payout by wire or check to Stockholder Representative or Sellers shareholders. Thereafter $150 per payee.	  	$	2,500.00	 
		
	 Investment Fee
  

Funds to be deposited in interest-bearing accounts maintained by the Escrow Agent, which shall be a commercial bank with capital exceeding
$500,000,000
	  	 	N/A	 
		
	 Out-of-Pocket Expenses

 
 Overnight delivery charges, postage, stationary, etc.
	  	 	At Cost	 

  
  

The foregoing fees are exclusive of all applicable taxes, costs for extraordinary services or events, and of reasonable legal costs and out-of-pocket expenses that may be incurred. Additional charges will be imposed for services not specifically priced or for extraordinary events, including, but not limited
to, claims, threatened or actual litigation or default situations. Fees are subject to adjustment should activity levels justify it. Fees are subject to acceptance by Computershare’s new business acceptance committee, and receipt of all
required documentation for us to comply with any applicable anti-money laundering and anti-terrorism regulation, policy or guideline. Interest may be charged on overdue invoices. 

  
 10 

 SCHEDULE 3 

APPROVED BANKS 
 Bank of America

 BMO Harris Bank, N.A. 
 ANZ 

Societe Generale 
 Fifth Third Bank 

Bank of the West 
 PNC Bank NA 

Huntington Bank 
 BNP Paribas 

BB&T 

  
 11 

 EXHIBIT A 

FORM OF JOINT RELEASE 

  
 12 

 [DATE] 

VIA FACSIMILE (303) 262-0608 

Computershare Trust Company, N.A. 
 8742 Lucent Boulevard, Suite
225 
 Highlands Ranch, CO 80129 
 Attention: Corporate Trust

  

	Re:	 Joint Release Notice regarding ProstaGene, LLC Escrow 

Dear             : 

This Release Notice is pursuant to Section 3(a) of the Escrow Agreement dated as of November 16, 2018 (the “Escrow
Agreement”) among ProstaGene, LLC, a Delaware corporation (“Seller”), CytoDyn Inc. (f/k/a Point NewCo Inc.), a Delaware corporation (“Purchaser”, and together with Seller, sometimes referred to individually as
“Party” or collectively as the “Parties”), and Computershare Trust Company, N.A. (“Escrow Agent”). All capitalized terms used herein shall have the meaning ascribed to it in the Escrow Agreement. 

The Escrow Agent is instructed to promptly release such amounts to the Seller, according to the instructions attached hereto as Schedule 1.

  

			
	PROSTAGENE, LLC, as Seller

			
		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	CYTODYN INC. (F/K/A POINT NEWCO INC.), as Purchaser

			
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 Schedule 1

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