Document:

Ex. 10.1 Director Departure

Exhibit 10.1

SPECIAL EXIT BENEFIT AGREEMENT AND RELEASE

November 6, 2014

Dale A. Herold
2864 Laureate Court
Marietta, GA 30062 

Re:    Special Exit Benefit Agreement and Release (“Agreement”)

Dear Dale:

This letter sets forth all of the terms relating to the termination of your employment and the agreement by EnPro Industries, Inc. (the “Company”) to provide you with special exit benefits.  Effective as of November 6, 2014 (the “Resignation Date”), you agree to resign your offices with the Company and its affiliates, as noted in more detail below.  You will continue as an employee of the Company through December 31, 2014 (the “Termination Date”).  You and the Company desire to finalize your exit from the Company amicably and definitively.  The payments and benefits set forth in this Agreement are in full satisfaction of the Company’s obligations pursuant to the Senior Officer Severance Plan, the EnPro Industries, Inc. Management Stock Purchase Deferral Plan (the “MSPP”), the 15,000 restricted shares awarded to you on May 2, 2012 and all outstanding restricted stock units awarded to you and provide you with additional benefits in exchange for your agreement to the additional terms set out in this Agreement, including without limitation Section 9 hereof.

As you are aware, as an officer and employee of the Company, without regard to the terms of this Agreement, you are bound by a fiduciary duty and duty of loyalty to act in the best interests of the Company.  You acknowledge and reaffirm your obligations set forth in that certain Business Protection Agreement signed by you on April 24, 2013 between the Company and yourself (“BPA”), including without limitation all covenants and agreements to protect the Company’s interests in its confidential information, customer relationships and employees, including the non-competition, non-solicit, no-hire and confidentiality agreements contained in that agreement.  
 
Please read this Agreement carefully and, if you concur with all of its terms, sign it and date your signature on the designated lines.  You are advised to seek the assistance of legal counsel because this document affects your legal rights.  The Company agrees to reimburse you for legal fees to review the provisions of this Agreement, up to a maximum of $3,500.  Such reimbursement shall be subject to any required tax withholding.  If you agree to the terms of this Agreement, return the signed original of this Agreement to Robert McLean, Vice President and General Counsel within twenty-one (21) days from the date hereof.  Please keep a copy of this Agreement for your own files.

The terms of the Agreement are:

1.    You hereby resign, as of the Resignation Date, from each and every office and position with the Company and/or the Company’s affiliates, including without limitation as a director, manager or member of any committee.  You also agree to execute documents in a form satisfactory to the Company to effectuate any such resignations. From and after the Resignation Date through the Termination Date (the “Continued Employment Period”), you will continue as an employee of the Company, and shall consult with and engage in such duties as reasonably requested by the Chief Executive Officer of the Company.    

2.    During the Continued Employment Period, the Company will pay you your current base salary and you will remain a participant in the Company’s benefit plans.  During such period, you will be expected to use any vacation to which you are otherwise entitled under the Company’s policies.   Your employment with the Company will be terminated effective as of the Termination Date.

3.    In addition to the payments described in Section 2 of this Agreement, as provided in the Senior Officer Severance plan, from and after the Termination Date, the Company will pay to you severance benefits equal to twelve (12) months of your current base salary.  The Company will pay this separation benefit over the Company’s normal payroll periods for the period beginning on January 1, 2014 and ending on the date 12 months thereafter (the “Severance Period”).  

4.    The payments described in Sections 2 and 3 of this Agreement will be made through the Company’s normal payroll process.  All payments pursuant to this Agreement shall be subject to normal withholdings as required or authorized by state and federal law.  When amounts must be paid under this Agreement in two or more installments, each installment shall be treated as a separate payment for purposes of I.R.C. Section 409A.  These payments will be direct-deposited to your bank account in accordance with your previous instructions regarding direct deposit of your paychecks.  

You will remain eligible to receive payments under the Company’s Annual Performance Plan (APP) for fiscal year 2014 and Long-Term Incentive Plan (LTIP) for the 2012-2014 performance cycle because you will remain employed through December 31, 2014.  The APP payment for fiscal year 2014 and LTIP payment for the 2012-2014 cycle will be made as soon as practicable following the certification of performance for the relevant performance period(s) by the Compensation and Human Resources Committee of the Company’s Board of Directors (the “Committee”) but no later than March 15, 2015.  The awards shall be paid in the form determined pursuant to the applicable award agreements and incentive plans.

In addition, as provided in the Senior Officer Severance Plan, you will remain eligible to receive payments under the Company’s LTIP for the 2013 - 2015 and 2014 - 2016 performance cycle performance awards as set forth below.  In the case of (i) the performance awards for the 2013 - 2015 LTIP performance cycle, the amount will be prorated using 24/36 as the fraction representing the number of completed months in the performance period and (ii) in the case of the performance awards for the 2014 - 2016 LTIP performance cycle, the amount will be prorated using 12/36 as the fraction representing the number of completed months in the performance period.  The payments for these LTIP performance awards will be made as soon as practicable following the certification of performance for the relevant performance period(s) by Committee but no later than March 15 of the year following the completion of the relevant performance period.  Any awards otherwise payable in stock will be paid in cash based on the average of the closing price of EnPro Industries common stock on the New York Stock Exchange for 20 trading days immediately preceding the date of the certification by the Committee.  You will not be entitled to any other APP or LTIP payments, except as set forth in this Section 4.

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Promptly following December 31, 2014, and in no event later than 75 days after December 31, 2014, the Company shall pay you the single lump sum payment due you under the terms of the MSPP, subject to applicable payroll and withholding taxes.

5.    The termination of your employment with the Company is a "qualifying event" under COBRA with respect to your coverage under the Company’s health benefit plan; thus, you will be provided an opportunity to continue to have health benefit coverage through the Company’s health plan after the Termination Date, as required by COBRA (and on the terms and conditions required by COBRA).  You will receive a separate notice of these COBRA rights in order to allow you the chance to decide whether to elect (and pay for) COBRA continuation coverage.  For the period of twelve (12) months following the Termination Date, you will only be required to pay a COBRA premium that is equal to the premium that is equal to the full, unreduced premium that active employees of the Company pay for health insurance coverage.  (Any medical premium reductions earned as an active employee will expire as of the Termination Date.)  Notwithstanding the preceding, the benefit in this Section will terminate the date you cease to be eligible for COBRA or the date you commence other employment that offers a health care program.  Further, if you or any of your dependents cease to be eligible for COBRA, the Company obligation to pay any premium for such person shall cease, but the Company’s obligation to pay the premium for you or any dependent who is still eligible for COBRA shall continue.  You shall promptly notify the Company if you commence employment that offers a health care program.

Your eligibility for other employee benefits provided by the Company shall cease as of the Termination Date, and following the Termination Date you will not have the right to participate in or receive any benefit under any employee benefit plan of the Company, any fringe benefit plan of the Company, or any other plan, policy or arrangement of the Company providing benefits or perquisites to employees of the Company generally or individually.  Provided, however, that your vested benefits under any defined contribution plan sponsored by the Company (including the EnPro Industries, Inc. Retirement Savings Plan for Salaried Employees, the EnPro Industries, Inc. Deferred Compensation Plan, and the EnPro Industries, Inc. Management Stock Purchase Deferral Plan) shall remain vested and shall be distributed to you in accordance with the terms of such plan.  You will also have the right (i) to receive payment pursuant to the terms of the Company’s welfare benefit plans for claims under such plans arising prior to the Termination Date; (ii) to exercise any conversion rights provided to you under the terms of the Company’s benefit plans; and (iii) to receive reimbursement from the Company of expenses you incurred prior to the Termination Date, provided that such expenses are submitted to the Company no later than ten (10) days after the Termination Date and are otherwise reimbursable under the terms of the Company’s policies with respect to the same.

6.    The Company shall pay you an amount equal to the sum of 15,381 multiplied by the closing price per share of the Corporation’s common stock on the New York Stock Exchange on November 7, 2014 (such per share closing price, the “Closing Price”).  For example, if the Closing Price is $66, the amount that the Company shall pay you will be $1,015,146.  The payment pursuant to this Section 6 will be made on the January 16, 2015 and will be direct-deposited to your bank account in accordance with your previous instructions regarding direct deposit of your paychecks.  You acknowledge that as of the Termination Date, you shall have no rights under any outstanding awards of restricted stock units or restricted shares made by the Company to you and that all such awards are forfeited as of the Termination Date.  The payment referred to in this Section shall be subject to and reduced by applicable withholding taxes.  

7.     In lieu of outplacement services to which you are entitled under the Senior Officer Severance Plan, the Company will pay you the sum of $10,000, in full satisfaction of such obligations, less applicable withholding.  This amount will be paid to you on January 16, 2015.

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8.    Except as set forth in the preceding sections, the Company shall have no obligation to make any further payments to or for your benefit.  You acknowledge and agree that the payments made under this Agreement are in full settlement of any and all rights under the EnPro Industries, Inc. Amended and Restated 2002 Equity Compensation Plan with respect to awards of restricted stock units and restricted shares, including 15,000 restricted shares with a grant date of May 2, 2012, and under the Senior Officer Severance Plan and the MSPP.

9.    For a period of three (3) years from the Termination Date (such period not to include any period(s) of violation or period(s) of time required for litigation to enforce this covenant), you agree that neither you nor anyone at your direction, with your assistance or under your control, will hire, or solicit or attempt to hire,  or facilitate the hiring of either (a) any individual who is employed by the Company or its affiliates or is a consultant or independent contractor with the Company or its affiliates on the Resignation Date, or (b) any individual who is then employed with the Company or its affiliates or is then a consultant or independent contractor with the Company or its affiliates  or with whom you came into contact or about whom you obtained any nonpublic information while employed by the Company or its affiliates, and you will not otherwise  induce or attempt to induce such individual to leave the Company’s or its affiliates’ employment.  You agree that that the breach or anticipated breach of this section will cause irreparable and permanent injury to the Company and you agree that in addition to any other remedy available to the Company, the Company will be entitled to preliminary and permanent injunctive relief prohibiting such violation.  You also agree that no bond shall be imposed or ordered in conjunction with obtaining such injunctive relief.

10.    You agree that you will not make disparaging remarks to anyone about the Company or its practices, any management personnel or any other employee, or any statements that disrupt or impair the Company’s normal, ongoing business operations, or that harm the Company’s reputation with its employees, customers, suppliers or the public.  Likewise, the Company agrees that none of its officers or directors will make any disparaging remarks about you.  You agree that you will not, directly or indirectly, use or disclose to anyone any nonpublic information that the Company deems to be confidential or proprietary, including without limitation any trade secrets or customer information (the “Confidential Information”).  You agree that if you make any such disparaging remarks or disclose Confidential Information, or otherwise violates the terms of this Agreement or the BPA, the Company shall be entitled to cease its performance under this Agreement and/or to institute action against you for appropriate legal and equitable relief.  You further agree that if the Company ceases performance under this Agreement pursuant to the preceding sentence, then the Release set forth in Section 11 shall remain in full force and effect.  For clarity, nothing in this Section will preclude you from engaging in lawful competition with the Company after the expiration of the restricted covenants set forth in the BPA or your agreements set forth in Section 9 hereof.

You acknowledge that the Confidential Information is owned or licensed by the Company or its affiliates; is unique, valuable, proprietary and confidential; and derives independent actual or potential commercial value from not being generally known or available to the public.  You hereby relinquish, and agree that you will not at any time claim, any right, title or interest of any kind in or to any Confidential Information.

You agree that you will maintain the confidentiality of the Confidential Information at all times after the Termination Date and will not, at any time, directly or indirectly, use any Confidential Information for your own benefit or for the benefit of any other person, reveal or disclose any Confidential Information to any person or remove or aid in the removal from the Company’s or its affiliates’ premises of any Confidential Information.  The covenants in this Section will not apply to information that (i) is or becomes available to the general public through no breach of this Agreement by you or breach by any other 

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person of a duty of confidentiality to the Company or its affiliates; (ii) you are required to disclose by applicable law, rule, regulation or court order; provided, however, that you will notify the Company in writing of such required disclosure as much in advance as practicable in the circumstances and cooperate with the Company to limit the scope of such disclosure; or (iii) information that was within your possession prior to its being furnished to you by the Company or the Company’s affiliates.

11.    (a) Except for any claims that you may have for workers’ compensation benefits, for unemployment compensation benefits, for pension benefits or for health care, life, disability or other benefits or claims that may not be released by law (which are not released by this Agreement) or for benefits expressly provided to you by this Agreement, you agree to and do release and forever discharge the Company, any related or successor corporation or entity (including but not limited to any parent, subsidiary and/or affiliate, and including but not limited to EnPro Industries, Inc., and Coltec Industries Inc.), its benefit plans and programs, and all of their past and present officers, directors, employees, administrators and trustees, (collectively the “Parties Released by this Agreement”) from any and all losses, expenses, liabilities, claims, rights and entitlements of every kind and description (collectively referred to as “Claims”), whether known or unknown, that you have now or may later claim to have had against any of the Parties Released by this Agreement arising out of anything that has occurred up through the date that you sign this Agreement, including without limitation any Claims arising out of your employment or termination of employment with the Company.  This release includes, but is not limited to, any Claims for wages, benefits, bonuses, incentive compensation, reinstatement, personal injuries, breach of contract (express or implied), breach of any covenant of good faith and fair dealing (express or implied), or for recovery of any losses or other damages to you or your property based on any alleged violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. (prohibiting discrimination on account of race, sex, color, national origin or religion); the Age Discrimination in Employment Act of 1967, 29 U.S.C. § 621 et seq. (prohibiting discrimination on account of age); the Americans With Disabilities Act of 1990, 42 U.S.C. § 12101 et seq. (prohibiting discrimination on account of disabilities); the Employee Retirement Income Security Act of 1974, 29 U.S.C. § 1001 et seq.; the North Carolina Equal Employment Practice Act, N.C. Gen. Stat. § 143-422.2 et seq.; the North Carolina Persons With Disabilities Protection Act, N.C. Gen. Stat. § 168A-1 et seq.; the North Carolina Retaliatory Employment Discrimination Act, N.C. Gen. Stat. §§ 95-240 et seq.; or any other federal, state or local statutory or common law.  You further agree that this release may be pleaded as a complete bar to any action or suit before any court or administrative body.  (This release does not apply to claims that may arise after the date you sign this Agreement, including any claims for vested benefits under the Company’s employee benefit plans.)

You also agree, confirm and acknowledge that you have been paid for all time worked while employed by the Company.  You further agree, confirm and acknowledge that you have received all leave to which you may have been or thought you may have been entitled under the Family Medical Leave Act (“FMLA”) or the ADA.

You acknowledge that you may have sustained or may yet sustain damages, costs, or expenses that are presently unknown and that relate to Claims between you and the Parties Released by this Agreement.  You expressly waive and relinquish all rights and benefits which you may have under any state or federal statute or common law principle that would otherwise limit the effect of this Agreement to Claims known or suspected prior to the date you sign this Agreement, and do so understanding and acknowledging the significance and consequences of such specific waiver.

Thus, for the purpose of implementing a full and complete release and discharge of the Parties Released by this Agreement, you expressly acknowledge that this Agreement is intended to include 

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in its effect, without limitation, all Claims which you do not know or suspect to exist in your favor at the time you sign this Agreement, and that this Agreement contemplates the extinguishment of any such Claim or Claims.

You further agree that you will not hereafter file or pursue any claims, complaints, charges or lawsuits against any of the Parties Released by this Agreement concerning any Claim or Claims listed in this Section 11 of the Agreement.   Provided, however, that nothing herein shall preclude you from filing a timely charge with the EEOC or from participating in any proceeding conducted by a government agency charged with the enforcement of any law, but you agree that you waive and release any claim to receive damages, payments or other benefits in connection with the assertion of such claim.

(b)    As consideration for your obligations hereunder, the Company agrees to release and forever discharge you, your heirs, estate, executors and administrators, from and to waive any and all rights with respect to all manner of claims, actions, causes of action, suits, judgments, rights, demands, debts, damages, or accountings of whatever nature, legal, equitable or administrative, whether the same are now known or unknown, which the Company ever had, now has or may claim to have, upon or by reason of the occurrence of any matter, cause or thing whatsoever up to the date of this Agreement, except for such claims based upon or arising out of conduct undertaken by you:  (i) for which the Company is not permitted to indemnify you under the terms of its indemnification policies or applicable law or (ii) that violates the Company’s clawback policy.

12.    You further agree that, during the Severance Period, at the request of the Company’s Chief Executive Officer, you will provide reasonable assistance with respect to ongoing matters of the Company or its affiliates, including any investigation, dispute or litigation or other commercial matters, including answering questions and providing details of matters you handled while an employee of the Company so that your duties may be transitioned and these ongoing matters handled without undue interruption, your current employment permitting, upon the request of the Company and at no cost except reimbursement of out-of-pocket costs.

13.    You agree that, after the end of the Severance Period, on appropriate advance notice, you will, if so requested by the Company or its affiliates, provide reasonable assistance or information related to any employment or business dispute, investigation, proceeding or litigation (threatened or pending) involving the Company or its affiliates and will freely cooperate and assist the Company or its affiliates in good faith and to the best of your ability, your then current employment permitting.  In such cases, the Company will reimburse you for out of pocket expenses and pay you a reasonable hourly rate as compensation for your time spent on the Company’s behalf, unless prohibited by applicable law.

14.    You agree that you will not retain, and will promptly return to the Company by November 7, 2014, any and all Company property or Confidential Information in your possession or subject to your control, including but not limited to, keys, credit and identification cards, Company-provided vehicles or equipment or any other items provided to you by the Company for your use, together with all written or recorded materials, documents, computer discs, plans, records, or other papers or electronic information related to the Company’s business affairs.  You represent that you have not and will not copy, download, store or retain software, documents or other materials or files originating with or belonging to the Company, and that you have not retained copies of any Company property or materials, including on any computer tape, diskette, disc, flash drive or any form of storage media, whether portable or installed.  Provided, however, that the Company will convey to you the laptop computer currently assigned to you, following appropriate steps to protect the Company’s confidential and proprietary information contained on such computer. 
 

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15.    The Company will continue to indemnify you for any and all claims asserted against you related to acts or omissions undertaken by you prior to the Resignation Date, in accord with its existing articles, by-laws and prior agreements, and to continue to provide directors and officers liability insurance coverage to you with respect to such claims on the same basis as provided to the Company’s active officers and directors.

16.    With the exception of the BPA and any Confidentiality Agreement and Assignment of Inventions that will continue to be governed by their terms, this Agreement will take the place of all previous agreements between you and the Company, and it contains the entire agreement between you and the Company regarding the termination of your employment.  It is not, and shall not be construed as, an admission or indication that the Company has engaged in any wrongful or unlawful conduct of any kind.  Neither you nor the Company will be bound by any statements or representations not contained in this Agreement.

17.    By signing this Agreement, you acknowledge that you have carefully read and fully understand it and are signing it voluntarily.  You acknowledge that the Company has encouraged and advised you to consult with an attorney prior to executing the Agreement.  You also acknowledge that you have had the opportunity to obtain all advice and information you deem necessary about matters related to this Agreement.  You acknowledge that you have been given a period of at least twenty-one (21) days after receiving this Agreement to consider its terms before signing it.  In addition, you have seven (7) days after signing this Agreement and release to revoke your acceptance by delivering a signed notice of revocation to the Company’s Vice President and General Counsel, Robert S. McLean.  Upon delivery of a timely notice of revocation, this Agreement will be null and void and neither the Company nor you will have any rights or obligations under it.  Accordingly, this Agreement and release shall not become effective or enforceable until the seven-day revocation period has expired.  If your signature is not revoked by you during the seven-day period, it shall be deemed accepted and this Agreement will take effect on the eighth (8th) day.

18.    In the event the parties to this Agreement agree to a modification of any of the terms contained herein prior to your execution of the Agreement, the 21 days you have to consider whether to sign the Agreement referenced in Section 16 will not be increased or restarted. 

19.    If any provision of this Agreement (or any subpart thereof) is unenforceable or is held to be unenforceable, you agree that such provision shall be fully severable, and this Agreement and its terms shall be construed and enforced as if such unenforceable provision had never been a part of this Agreement.  Under such circumstances, the remaining provisions of the Agreement shall remain in full force and effect, and a court construing the unenforceable provision shall add to this Agreement and make a part of it, in lieu of the unenforceable provision, a provision as similar in terms and effect to such unenforceable provision as may be enforceable.

20.    This Agreement can only be modified in a writing executed in the same manner as this Agreement.  This Agreement shall be construed in accordance with the laws of the State of North Carolina.

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I HAVE READ THIS AGREEMENT.  I UNDERSTAND ITS TERMS AND CONDITIONS.  I HAVE NOT BEEN COERCED INTO SIGNING THIS AGREEMENT, AND I VOLUNTARILY AGREE TO ABIDE BY ITS TERMS BECAUSE THEY ARE SATISFACTORY TO ME.  NO PROMISE OR INDUCEMENT OF ANY KIND HAS BEEN MADE TO ME BY THE COMPANY OR ANYONE ELSE TO CAUSE ME TO SIGN THIS AGREEMENT, EXCEPT AS SET FORTH ABOVE.  I ACKNOWLEDGE THAT THE SPECIAL EXIT BENEFIT THAT I WILL RECEIVE AS A RESULT OF SIGNING THIS AGREEMENT IS ADEQUATE AND THE ONLY CONSIDERATION FOR THIS AGREEMENT.

	
		
	/s/ Dale A. Herold
	 

	Dale A. Herold
	 

	 
	 

	November 6, 2014
	 

	Date
	 

By:    EnPro Industries, Inc.

	
			
	 
	/s/ Robert S. McLean
	 

	Name:
	Robert S. McLean
	 

	Its:
	Vice President, Human Resources
	 

	 
	 
	 

	November 6, 2014
	 

	Date
	 
	 

8EX-10.95

 Exhibit 10.95 

CUSIP NUMBER 50060JAA8 

$500,000,000 REVOLVING CREDIT FACILITY 

$300,000,000 TERM LOAN FACILITY 

CREDIT AGREEMENT 
 by and among

 KOPPERS INC., 
 as Borrower,

 THE GUARANTORS PARTY HERETO, 

THE LENDERS PARTY HERETO, 
 PNC
BANK, NATIONAL ASSOCIATION, 
 as Administrative Agent, 

PNC CAPITAL MARKETS LLC, 
 WELLS
FARGO SECURITIES, LLC, 
 MERRILL LYNCH PIERCE FENNER & SMITH INC., 

CITIZENS BANK, N.A., 
 FIFTH THIRD
BANK, 
 DEUTSCHE BANK SECURITIES INC., 

and 
 BARCLAYS BANK PLC, 

as Joint Lead Arrangers and Joint Bookrunners, 

WELLS FARGO BANK, NA, 
 BANK OF
AMERICA, N.A., 
 and 
 CITIZENS
BANK OF PENNSYLVANIA, 
 as Co-Syndication Agent, 

and 
 FIFTH THIRD BANK, 

DEUTSCHE BANK SECURITIES INC., 
 and

 BARCLAYS BANK PLC, 
 as
Co-Documentation Agents 
 Dated as of August 15, 2014 

 TABLE OF CONTENTS 

 

													
	1.	 		 		 	 CERTAIN DEFINITIONS
	  	 	1	  
		 	1.1	 		 	 Certain Definitions
	  	 	1	  
		 	1.2	 		 	 Construction
	  	 	41	  
		 	1.3	 		 	 Accounting Principles; Changes in GAAP
	  	 	41	  
		 	1.4	 		 	 Currency Calculations
	  	 	42	  
	2.	 		 		 	 REVOLVING CREDIT AND SWING LOAN FACILITIES
	  	 	42	  
		 	2.1	 		 	 Revolving Credit Commitments
	  	 	42	  
		 		 	2.1.1	 		 	 Revolving Credit Loans; Optional Currency Loans
	  	 	42	  
		 		 	2.1.2	 		 	 Swing Loan Commitment
	  	 	42	  
		 	2.2	 		 	 Nature of Lenders’ Obligations with Respect to Revolving Credit Loans
	  	 	43	  
		 	2.3	 		 	 Commitment Fees
	  	 	43	  
		 	2.4	 		 	 Termination or Reduction of Revolving Credit Commitments
	  	 	43	  
		 	2.5	 		 	 Loan Requests
	  	 	44	  
		 		 	2.5.1	 		 	 Revolving Credit Loan Requests
	  	 	44	  
		 		 	2.5.2	 		 	 Swing Loan Requests
	  	 	44	  
		 	2.6	 		 	 Making Revolving Credit Loans and Swing Loans; Presumptions by the Administrative Agent; Repayment of Revolving Credit
Loans; Borrowings to Repay Swing Loans
	  	 	45	  
		 		 	2.6.1	 		 	 Making Revolving Credit Loans
	  	 	45	  
		 		 	2.6.2	 		 	 Presumptions by the Administrative Agent
	  	 	45	  
		 		 	2.6.3	 		 	 Making Swing Loans
	  	 	45	  
		 		 	2.6.4	 		 	 Repayment of Revolving Credit Loans
	  	 	46	  
		 		 	2.6.5	 		 	 Borrowings to Repay Swing Loans
	  	 	46	  
		 		 	2.6.6	 		 	 Swing Loans Under Cash Management Agreements
	  	 	46	  
		 	2.7	 		 	 Notes
	  	 	47	  
		 	2.8	 		 	 Use of Proceeds
	  	 	47	  
		 	2.9	 		 	 Letter of Credit Subfacility
	  	 	47	  
		 		 	2.9.1	 		 	 Issuance of Letters of Credit
	  	 	47	  
		 		 	2.9.2	 		 	 Letter of Credit Fees
	  	 	48	  
		 		 	2.9.3	 		 	 Disbursements, Reimbursement
	  	 	48	  
		 		 	2.9.4	 		 	 Repayment of Participation Advances
	  	 	50	  
		 		 	2.9.5	 		 	 Documentation
	  	 	50	  
		 		 	2.9.6	 		 	 Determinations to Honor Drawing Requests
	  	 	51	  

  
 i 

													
		 		 	2.9.7	 		 	 Nature of Participation and Reimbursement Obligations
	  	 	51	  
		 		 	2.9.8	 		 	 Indemnity
	  	 	52	  
		 		 	2.9.9	 		 	 Liability for Acts and Omissions
	  	 	53	  
		 		 	2.9.10	 		 	 Issuing Lender Reporting Requirements
	  	 	54	  
		 		 	2.9.11	 		 	 Cash Collateral
	  	 	54	  
		 	2.10	 		 	 Defaulting Lenders
	  	 	55	  
		 	2.11	 		 	 Increase in Revolving Credit Commitments
	  	 	56	  
		 		 	2.11.1	 		 	 Increasing Lenders and New Lenders
	  	 	56	  
		 		 	2.11.2	 		 	 Treatment of Outstanding Loans and Letters of Credit
	  	 	57	  
		 	2.12	 		 	 Utilization of Commitments in Optional Currencies
	  	 	58	  
		 		 	2.12.1	 		 	 Periodic Computations of Dollar Equivalent Amounts of Revolving Credit Loans that are Optional Currency Loans and Letters of Credit
Outstanding; Repayment in Same Currency
	  	 	58	  
		 		 	2.12.2	 		 	 Notices From Lenders That Optional Currencies Are Unavailable to Fund New Loans
	  	 	58	  
		 		 	2.12.3	 		 	 Notices From Lenders That Optional Currencies Are Unavailable to Fund Renewals of the Euro-Rate Option
	  	 	58	  
		 		 	2.12.4	 		 	 European Monetary Union
	  	 	59	  
	3.	 		 		 	 TERM LOANS
	  	 	60	  
		 	3.1	 		 	 Term Loan Commitments
	  	 	60	  
		 	3.2	 		 	 Nature of Lenders’ Obligations with Respect to Term Loans; Repayment Terms
	  	 	60	  
	4.	 		 		 	 INTEREST RATES
	  	 	60	  
		 	4.1	 		 	 Interest Rate Options
	  	 	60	  
		 		 	4.1.1	 		 	 Revolving Credit Interest Rate Options; Swing Line Interest Rate
	  	 	61	  
		 		 	4.1.2	 		 	 Term Loan Interest Rate Options
	  	 	61	  
		 		 	4.1.3	 		 	 Rate Quotations
	  	 	61	  
		 	4.2	 		 	 Interest Periods
	  	 	61	  
		 		 	4.2.1	 		 	 Amount of Borrowing Tranche
	  	 	61	  
		 		 	4.2.2	 		 	 Renewals
	  	 	61	  
		 	4.3	 		 	 Interest After Default
	  	 	62	  
		 		 	4.3.1	 		 	 Letter of Credit Fees, Interest Rate
	  	 	62	  
		 		 	4.3.2	 		 	 Other Obligations
	  	 	62	  
		 		 	4.3.3	 		 	 Acknowledgment
	  	 	62	  

  
 ii 

													
		 	4.4	 		 	 Euro-Rate Unascertainable; Illegality; Increased Costs; Deposits Not Available
	  	 	62	  
		 		 	4.4.1	 		 	 Unascertainable
	  	 	62	  
		 		 	4.4.2	 		 	 Illegality; Increased Costs; Deposits Not Available
	  	 	63	  
		 		 	4.4.3	 		 	 Administrative Agent’s and Lender’s Rights
	  	 	63	  
		 	4.5	 		 	 Selection of Interest Rate Options
	  	 	64	  
	5.	 		 		 	 PAYMENTS
	  	 	65	  
		 	5.1	 		 	 Payments
	  	 	65	  
		 	5.2	 		 	 Pro Rata Treatment of Lenders
	  	 	65	  
		 	5.3	 		 	 Sharing of Payments by Lenders
	  	 	66	  
		 	5.4	 		 	 Presumptions by Administrative Agent
	  	 	67	  
		 	5.5	 		 	 Interest Payment Dates
	  	 	67	  
		 	5.6	 		 	 Voluntary Prepayments
	  	 	67	  
		 		 	5.6.1	 		 	 Right to Prepay
	  	 	67	  
		 		 	5.6.2	 		 	 Replacement of a Lender
	  	 	68	  
		 		 	5.6.3	 		 	 Designation of a Different Lending Office
	  	 	69	  
		 	5.7	 		 	 Mandatory Prepayments
	  	 	69	  
		 		 	5.7.1	 		 	 Asset Sales and Recovery Events
	  	 	69	  
		 		 	5.7.2	 		 	 Note Issuance
	  	 	69	  
		 		 	5.7.3	 		 	 Currency Fluctuations
	  	 	70	  
		 		 	5.7.4	 		 	 Application Among Loans and Interest Rate Options
	  	 	70	  
		 	5.8	 		 	 Increased Costs
	  	 	70	  
		 		 	5.8.1	 		 	 Increased Costs Generally
	  	 	70	  
		 		 	5.8.2	 		 	 Capital Requirements
	  	 	71	  
		 		 	5.8.3	 		 	 Certificates for Reimbursement; Repayment of Outstanding Loans; Borrowing of New Loans
	  	 	71	  
		 		 	5.8.4	 		 	 Delay in Requests
	  	 	71	  
		 	5.9	 		 	 Taxes
	  	 	72	  
		 		 	5.9.1	 		 	 Issuing Lender
	  	 	72	  
		 		 	5.9.2	 		 	 Payments Free of Taxes
	  	 	72	  
		 		 	5.9.3	 		 	 Payment of Other Taxes by the Loan Parties
	  	 	72	  
		 		 	5.9.4	 		 	 Indemnification by the Loan Parties
	  	 	72	  
		 		 	5.9.5	 		 	 Indemnification by the Lenders
	  	 	72	  
		 		 	5.9.6	 		 	 Evidence of Payments
	  	 	73	  
		 		 	5.9.7	 		 	 Status of Lenders
	  	 	73	  
		 		 	5.9.8	 		 	 Treatment of Certain Refunds
	  	 	75	  
		 		 	5.9.9	 		 	 Survival
	  	 	75	  

  
 iii 

													
		 	5.10	 		 	 Indemnity
	  	 	76	  
		 	5.11	 		 	 Settlement Date Procedures
	  	 	77	  
		 	5.12	 		 	 Collections; Administrative Agent’s Right to Notify Account Debtors
	  	 	77	  
		 	5.13	 		 	 Currency Conversion Procedures for Judgments
	  	 	77	  
		 	5.14	 		 	 Indemnity in Certain Events
	  	 	77	  
	6.	 		 		 	 REPRESENTATIONS AND WARRANTIES
	  	 	78	  
		 	6.1	 		 	 Representations and Warranties
	  	 	78	  
		 		 	6.1.1	 		 	 Organization and Qualification
	  	 	78	  
		 		 	6.1.2	 		 	 Osmose Acquisition
	  	 	78	  
		 		 	6.1.3	 		 	 Subsidiaries
	  	 	78	  
		 		 	6.1.4	 		 	 Power and Authority
	  	 	79	  
		 		 	6.1.5	 		 	 Validity and Binding Effect
	  	 	79	  
		 		 	6.1.6	 		 	 No Conflict
	  	 	79	  
		 		 	6.1.7	 		 	 Litigation
	  	 	79	  
		 		 	6.1.8	 		 	 Title to Properties
	  	 	79	  
		 		 	6.1.9	 		 	 Financial Statements
	  	 	80	  
		 		 	6.1.10	 		 	 Use of Proceeds; Margin Stock
	  	 	81	  
		 		 	6.1.11	 		 	 Full Disclosure
	  	 	81	  
		 		 	6.1.12	 		 	 Taxes
	  	 	81	  
		 		 	6.1.13	 		 	 Consents and Approvals
	  	 	82	  
		 		 	6.1.14	 		 	 No Event of Default; Compliance with Instruments
	  	 	82	  
		 		 	6.1.15	 		 	 Patents, Trademarks, Copyrights, Licenses, Etc.
	  	 	82	  
		 		 	6.1.16	 		 	 Security Interests
	  	 	82	  
		 		 	6.1.17	 		 	 Status of the Pledged Collateral
	  	 	83	  
		 		 	6.1.18	 		 	 Insurance
	  	 	83	  
		 		 	6.1.19	 		 	 Compliance with Laws
	  	 	83	  
		 		 	6.1.20	 		 	 Material Contracts
	  	 	83	  
		 		 	6.1.21	 		 	 Investment Companies; Regulated Entities
	  	 	84	  
		 		 	6.1.22	 		 	 Plans and Benefit Arrangements
	  	 	84	  
		 		 	6.1.23	 		 	 Employment Matters
	  	 	85	  
		 		 	6.1.24	 		 	 Environmental Matters and Safety Matters
	  	 	85	  
		 		 	6.1.25	 		 	 Senior Debt Status
	  	 	88	  

  
 iv 

													
		 		 	6.1.26	 		 	 Solvency
	  	 	88	  
		 		 	6.1.27	 		 	 Anti-Terrorism Laws
	  	 	88	  
		 	6.2	 		 	Updates to Schedules	  	 	89	  
	7.	 		 		 	CONDITIONS OF LENDING AND ISSUANCE OF LETTERS OF CREDIT	  	 	89	  
		 	7.1	 		 	First Loans and Letters of Credit	  	 	89	  
		 		 	7.1.1	 		 	 Deliveries
	  	 	89	  
		 		 	7.1.2	 		 	 Payment of Fees
	  	 	92	  
		 	7.2	 		 	Subsequent Loan or Letter of Credit	  	 	92	  
	8.	 		 		 	COVENANTS	  	 	93	  
		 	8.1	 		 	Affirmative Covenants	  	 	93	  
		 		 	8.1.1	 		 	 Preservation of Existence, Etc.
	  	 	93	  
		 		 	8.1.2	 		 	 Payment of Liabilities, Including Taxes, Etc.
	  	 	93	  
		 		 	8.1.3	 		 	 Maintenance of Insurance
	  	 	93	  
		 		 	8.1.4	 		 	 Maintenance of Properties and Leases
	  	 	93	  
		 		 	8.1.5	 		 	 Maintenance of Patents, Trademarks, Etc.
	  	 	93	  
		 		 	8.1.6	 		 	 Visitation Rights
	  	 	94	  
		 		 	8.1.7	 		 	 Keeping of Records and Books of Account
	  	 	94	  
		 		 	8.1.8	 		 	 Plans and Benefit Arrangements
	  	 	94	  
		 		 	8.1.9	 		 	 Compliance with Laws
	  	 	94	  
		 		 	8.1.10	 		 	 Use of Proceeds
	  	 	94	  
		 		 	8.1.11	 		 	 Further Assurances
	  	 	95	  
		 		 	8.1.12	 		 	 Subordination of Intercompany Loans
	  	 	95	  
		 		 	8.1.13	 		 	 Anti-Terrorism Laws; International Trade Law Compliance
	  	 	95	  
		 		 	8.1.14	 		 	 Keepwell
	  	 	95	  
		 		 	8.1.15	 		 	 Joinder of Osmose Guarantors
	  	 	95	  
		 	8.2	 		 	Negative Covenants	  	 	96	  
		 		 	8.2.1	 		 	 Indebtedness
	  	 	96	  
		 		 	8.2.2	 		 	 Liens; Lien Covenants
	  	 	97	  
		 		 	8.2.3	 		 	 Guaranties
	  	 	97	  
		 		 	8.2.4	 		 	 Loans and Investments
	  	 	98	  
		 		 	8.2.5	 		 	 Restricted Payments
	  	 	99	  
		 		 	8.2.6	 		 	 Liquidations, Mergers, Consolidations, Acquisitions
	  	 	100	  
		 		 	8.2.7	 		 	 Dispositions of Assets or Subsidiaries
	  	 	101	  

  
 v 

													
		 		 	8.2.8	 		 	 Affiliate Transactions
	  	 	102	  
		 		 	8.2.9	 		 	 Subsidiaries, Partnerships and Joint Ventures
	  	 	102	  
		 		 	8.2.10	 		 	 Continuation of or Change in Business
	  	 	103	  
		 		 	8.2.11	 		 	 Plans and Benefit Arrangements
	  	 	103	  
		 		 	8.2.12	 		 	 Fiscal Year
	  	 	104	  
		 		 	8.2.13	 		 	 Issuance of Stock
	  	 	104	  
		 		 	8.2.14	 		 	 Changes in Organizational Documents 2009 Senior Note Debt Documents, New Note Indentures, and Transaction Documents
	  	 	104	  
		 		 	8.2.15	 		 	 Minimum Fixed Charge Coverage Ratio
	  	 	105	  
		 		 	8.2.16	 		 	 Maximum Total Secured Leverage Ratio
	  	 	106	  
		 	8.3	 		 	 Reporting Requirements
	  	 	106	  
		 		 	8.3.1	 		 	 Quarterly Financial Statements
	  	 	106	  
		 		 	8.3.2	 		 	 Annual Financial Statements
	  	 	107	  
		 		 	8.3.3	 		 	 Certificate of the Borrower
	  	 	107	  
		 		 	8.3.4	 		 	 Notice of Default
	  	 	108	  
		 		 	8.3.5	 		 	 Notice of Litigation
	  	 	108	  
		 		 	8.3.6	 		 	 Certain Events
	  	 	108	  
		 		 	8.3.7	 		 	 Budgets, Forecasts, Other Reports and Information
	  	 	108	  
		 		 	8.3.8	 		 	 Notices Regarding Plans and Benefit Arrangements
	  	 	109	  
	9.	 		 		 	 DEFAULT
	  	 	110	  
		 	9.1	 		 	 Events of Default
	  	 	110	  
		 		 	9.1.1	 		 	 Payments Under Loan Documents
	  	 	110	  
		 		 	9.1.2	 		 	 Breach of Warranty
	  	 	110	  
		 		 	9.1.3	 		 	 Anti-Terrorism Laws
	  	 	110	  
		 		 	9.1.4	 		 	 Breach of Negative and Certain Other Covenants, Visitation Rights or Anti-Terrorism Laws
	  	 	111	  
		 		 	9.1.5	 		 	 Breach of Other Covenants
	  	 	111	  
		 		 	9.1.6	 		 	 Defaults in Other Agreements or Indebtedness
	  	 	111	  
		 		 	9.1.7	 		 	 Final Judgments or Orders
	  	 	111	  
		 		 	9.1.8	 		 	 Loan Document Unenforceable
	  	 	111	  
		 		 	9.1.9	 		 	 Uninsured Losses; Proceedings Against Assets
	  	 	111	  
		 		 	9.1.10	 		 	 Notice of Lien or Assessment
	  	 	111	  
		 		 	9.1.11	 		 	 Insolvency
	  	 	112	  
		 		 	9.1.12	 		 	 Events Relating to Plans and Benefit Arrangements
	  	 	112	  

  
 vi 

													
		 		 	9.1.13	 		 	 Cessation of Business
	  	 	112	  
		 		 	9.1.14	 		 	 Change of Control
	  	 	112	  
		 		 	9.1.15	 		 	 Beazer East Default
	  	 	112	  
		 		 	9.1.16	 		 	 Involuntary Proceedings
	  	 	113	  
		 		 	9.1.17	 		 	 Voluntary Proceedings
	  	 	113	  
		 	9.2	 		 	 Consequences of Event of Default
	  	 	113	  
		 		 	9.2.1	 		 	 Events of Default Other Than Bankruptcy, Insolvency or Reorganization Proceedings
	  	 	113	  
		 		 	9.2.2	 		 	 Bankruptcy, Insolvency or Reorganization Proceedings
	  	 	114	  
		 		 	9.2.3	 		 	 Set-off
	  	 	114	  
		 		 	9.2.4	 		 	 Application of Proceeds
	  	 	114	  
		 		 	9.2.5	 		 	 Collateral Sharing
	  	 	115	  
		 		 	9.2.6	 		 	 Other Rights and Remedies
	  	 	116	  
		 		 	9.2.7	 		 	 Notice of Sale
	  	 	116	  
	10.	 		 		 	 ADMINISTRATIVE AGENT; COLLATERAL AGENT
	  	 	116	  
		 	10.1	 		 	 The Administrative Agent
	  	 	116	  
		 		 	10.1.1	 		 	 Appointment and Authority
	  	 	116	  
		 		 	10.1.2	 		 	 Rights as a Lender
	  	 	116	  
		 		 	10.1.3	 		 	 Exculpatory Provisions
	  	 	117	  
		 		 	10.1.4	 		 	 Reliance by Administrative Agent
	  	 	118	  
		 		 	10.1.5	 		 	 Delegation of Duties
	  	 	118	  
		 		 	10.1.6	 		 	 Resignation of Administrative Agent
	  	 	118	  
		 		 	10.1.7	 		 	 Non-Reliance on Administrative Agent and Other Lenders
	  	 	119	  
		 		 	10.1.8	 		 	 No Other Duties, etc.
	  	 	119	  
		 		 	10.1.9	 		 	 Administrative Agent’s Fee
	  	 	119	  
		 		 	10.1.10	 		 	 Authorization to Release Collateral and Guarantors
	  	 	120	  
		 		 	10.1.11	 		 	 No Reliance on Administrative Agent’s Customer Identification Program
	  	 	120	  
		 	10.2	 		 	 The Collateral Agent
	  	 	120	  
		 		 	10.2.1	 		 	 Appointment and Authority
	  	 	120	  
		 		 	10.2.2	 		 	 Rights as a Lender
	  	 	120	  
		 		 	10.2.3	 		 	 Exculpatory Provisions
	  	 	121	  
		 		 	10.2.4	 		 	 Reliance by Collateral Agent
	  	 	122	  
		 		 	10.2.5	 		 	 Delegation of Duties
	  	 	122	  
		 		 	10.2.6	 		 	 Resignation of Collateral Agent
	  	 	122	  

  
 vii 

													
		 		 	10.2.7	 		 	 Non-Reliance on Collateral Agent and Other Lenders
	  	 	123	  
		 		 	10.2.8	 		 	 Authorization to Release Collateral and Guarantors
	  	 	123	  
	11.	 		 		 	 MISCELLANEOUS
	  	 	123	  
		 	11.1	 		 	 Modifications, Amendments or Waivers
	  	 	123	  
		 		 	11.1.1	 		 	 Increase of Commitment
	  	 	123	  
		 		 	11.1.2	 		 	 Extension of Payment; Reduction of Principal, Interest or Fees; Modification of Terms of Payment
	  	 	123	  
		 		 	11.1.3	 		 	 Release of Collateral or Guarantor
	  	 	124	  
		 		 	11.1.4	 		 	 Miscellaneous
	  	 	124	  
		 	11.2	 		 	 No Implied Waivers; Cumulative Remedies
	  	 	125	  
		 	11.3	 		 	 Expenses; Indemnity; Damage Waiver
	  	 	125	  
		 		 	11.3.1	 		 	 Costs and Expenses
	  	 	125	  
		 		 	11.3.2	 		 	 Indemnification by the Borrower
	  	 	125	  
		 		 	11.3.3	 		 	 Reimbursement by Lenders
	  	 	126	  
		 		 	11.3.4	 		 	 Waiver of Consequential Damages, Etc.
	  	 	126	  
		 		 	11.3.5	 		 	 Payments
	  	 	126	  
		 	11.4	 		 	 Holidays
	  	 	126	  
		 	11.5	 		 	 Notices; Effectiveness; Electronic Communication
	  	 	127	  
		 		 	11.5.1	 		 	 Notices Generally
	  	 	127	  
		 		 	11.5.2	 		 	 Electronic Communications
	  	 	127	  
		 		 	11.5.3	 		 	 Change of Address, Etc.
	  	 	127	  
		 	11.6	 		 	 Severability
	  	 	128	  
		 	11.7	 		 	 Duration; Survival
	  	 	128	  
		 	11.8	 		 	 Successors and Assigns
	  	 	128	  
		 		 	11.8.1	 		 	 Successors and Assigns Generally
	  	 	128	  
		 		 	11.8.2	 		 	 Assignments by Lenders
	  	 	128	  
		 		 	11.8.3	 		 	 Register
	  	 	130	  
		 		 	11.8.4	 		 	 Participations
	  	 	130	  
		 		 	11.8.5	 		 	 Certain Pledges; Successors and Assigns Generally
	  	 	131	  
		 	11.9	 		 	 Confidentiality
	  	 	131	  
		 		 	11.9.1	 		 	 General
	  	 	131	  
		 		 	11.9.2	 		 	 Sharing Information With Affiliates of the Lenders
	  	 	132	  
		 	11.10	 		 	 Counterparts; Integration; Effectiveness
	  	 	132	  
		 		 	11.10.1	 		 	 Counterparts; Integration; Effectiveness
	  	 	132	  

  
 viii 

													
		 	11.11	 		 	 CHOICE OF LAW; SUBMISSION TO JURISDICTION; WAIVER OF VENUE; SERVICE OF PROCESS; WAIVER OF JURY TRIAL
	  	 	133	  
		 		 	11.11.1	 		 	 Governing Law
	  	 	133	  
		 		 	11.11.2	 		 	 SUBMISSION TO JURISDICTION
	  	 	133	  
		 		 	11.11.3	 		 	 WAIVER OF VENUE
	  	 	133	  
		 		 	11.11.4	 		 	 SERVICE OF PROCESS
	  	 	134	  
		 		 	11.11.5	 		 	 WAIVER OF JURY TRIAL
	  	 	134	  
		 	11.12	 		 	 USA Patriot Act Notice
	  	 	134	  
		 	11.13	 		 	 Joinder of Guarantors
	  	 	134	  
		 	11.14	 		 	 Funding by Branch, Subsidiary or Affiliate
	  	 	134	  
		 		 	11.14.1	 		 	 Notional Funding
	  	 	134	  
		 		 	11.14.2	 		 	 Actual Funding
	  	 	135	  
		 		 	11.14.3	 		 	 Collateral Trust Agreement
	  	 	135	  
		 		 	11.14.4	 		 	 Right to Realize on Collateral and Enforce Guaranty
	  	 	135	  

  
 ix 

 LIST OF SCHEDULES AND EXHIBITS 

SCHEDULES 
  

					
	SCHEDULE 1.1(A)	  	-	  	PRICING GRID
	SCHEDULE 1.1(B)	  	-	  	COMMITMENTS OF LENDERS AND ADDRESSES FOR NOTICES
	SCHEDULE 1.1(E)	  	-	  	EXCLUDED SUBSIDIARIES
	SCHEDULE 1.1(L)	  	-	  	LANDLORD’S WAIVERS - LOCATIONS
	SCHEDULE 1.1(P)	  	-	  	PERMITTED LIENS
	SCHEDULE 2.9.1	  	-	  	EXISTING LETTERS OF CREDIT
	SCHEDULE 6.1.1	  	-	  	QUALIFICATIONS TO DO BUSINESS
	SCHEDULE 6.1.3	  	-	  	SUBSIDIARIES
	SCHEDULE 6.1.7	  	-	  	LITIGATION
	SCHEDULE 6.1.8	  	-	  	OWNED AND LEASED REAL PROPERTY
	SCHEDULE 6.1.13	  	-	  	CONSENTS AND APPROVALS
	SCHEDULE 6.1.15	  	-	  	PATENTS, TRADEMARKS, COPYRIGHTS, LICENSES, ETC.
	SCHEDULE 6.1.17	  	-	  	PARTNERSHIP AGREEMENTS; LLC AGREEMENTS
	SCHEDULE 6.1.18	  	-	  	INSURANCE POLICIES
	SCHEDULE 6.1.20	  		  	MATERIAL CONTRACTS
	SCHEDULE 6.1.22	  		  	EMPLOYEE BENEFIT PLAN DISCLOSURES
	SCHEDULE 6.1.24	  	-	  	ENVIRONMENTAL DISCLOSURES
	SCHEDULE 8.1.3	  	-	  	INSURANCE REQUIREMENTS RELATING TO COLLATERAL
	SCHEDULE 8.2.1	  	-	  	PERMITTED INDEBTEDNESS
	SCHEDULE 8.2.3	  	-	  	GUARANTIES
	SCHEDULE 8.2.4	  	-	  	PERMITTED LOANS AND INVESTMENTS
	SCHEDULE 8.2.9	  	-	  	PERMITTED PARTNERSHIPS, LLCs, JOINT VENTURES
	SCHEDULE 8.2.10	  	-	  	BUSINESS DESCRIPTIONS

  
 x 

 EXHIBITS 
  

					
	EXHIBIT 1.1(A)	  	-	  	ASSIGNMENT AND ASSUMPTION AGREEMENT
	EXHIBIT 1.1(C)(1)	  	-	  	COLLATERAL ASSIGNMENT OF CONTRACT RIGHTS
	EXHIBIT 1.1(C)(2)	  	-	  	COLLATERAL TRUST AGREEMENT
	EXHIBIT 1.1(G)(1)	  	-	  	GUARANTOR JOINDER
	EXHIBIT 1.1(G)(2)	  	-	  	GUARANTY AGREEMENT
	EXHIBIT 1.1(I)	  	-	  	INTERCOMPANY SUBORDINATION AGREEMENT
	EXHIBIT 1.1(N)(1)	  	-	  	REVOLVING CREDIT NOTE
	EXHIBIT 1.1(N)(2)	  	-	  	SWING LOAN NOTE
	EXHIBIT 1.1(N)(3)	  	-	  	TERM NOTE
	EXHIBIT 1.1(P)(1)	  	-	  	PATENT, TRADEMARK AND COPYRIGHT SECURITY AGREEMENT
	EXHIBIT 1.1(P)(2)	  	-	  	PLEDGE AGREEMENT
	EXHIBIT 1.1(S)	  	-	  	SECURITY AGREEMENT
	EXHIBIT 2.5.1	  	-	  	LOAN REQUEST
	EXHIBIT 2.5.2	  	-	  	SWING LOAN REQUEST
	EXHIBIT 2.11	  	-	  	LENDER JOINDER
	EXHIBIT 5.9.7(A)	  	-	  	U.S. TAX COMPLIANCE CERTIFICATE (For Foreign Lenders That Are Not Partnerships For U.S. Federal Income Tax Purposes)
	EXHIBIT 5.9.7(B)	  	-	  	U.S. TAX COMPLIANCE CERTIFICATE (For Foreign Participants That Are Not Partnerships For U.S. Federal Income Tax Purposes)
	EXHIBIT 5.9.7(C)	  	-	  	U.S. TAX COMPLIANCE CERTIFICATE (For Foreign Participants That Are Partnerships For U.S. Federal Income Tax Purposes)
	EXHIBIT 5.9.7(D)	  	-	  	U.S. TAX COMPLIANCE CERTIFICATE (For Foreign Lenders That Are Partnerships For U.S. Federal Income Tax Purposes)
	EXHIBIT 7.1.1	  	-	  	FORM OF SOLVENCY CERTIFICATE
	EXHIBIT 7.1.1(vii)	  	-	  	LANDLORD’S WAIVER
	EXHIBIT 8.2.6	  	-	  	ACQUISITION COMPLIANCE CERTIFICATE
	EXHIBIT 8.3.3	  	-	  	QUARTERLY COMPLIANCE CERTIFICATE

  
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 CREDIT AGREEMENT 

THIS CREDIT AGREEMENT (as hereafter amended, restated, modified or supplemented from time to time, the “Agreement”) is dated
as of August 15, 2014 and is made by and among KOPPERS INC., a Pennsylvania corporation (the “Borrower”), each of the GUARANTORS (as hereinafter defined), the LENDERS (as hereinafter defined), PNC BANK, NATIONAL ASSOCIATION, in
its capacity as administrative agent for the Lenders under this Agreement (hereinafter referred to in such capacity as the “Administrative Agent”). 

WITNESSETH: 
 WHEREAS, the
Borrower has requested the Lenders to provide a (i) revolving credit facility to the Borrower in an aggregate principal amount not to exceed $500,000,000, and (ii) a term loan facility to the Borrower in an aggregate principal amount not
to exceed $300,000,000; and 
 WHEREAS, the Lenders are willing to provide such credit facilities upon the terms and conditions hereinafter
set forth. 
 NOW, THEREFORE, in consideration of their mutual covenants and agreements hereinafter set forth and intending to be legally
bound hereby, the parties hereto covenant and agree as follows: 
 1. CERTAIN DEFINITIONS 

1.1 Certain Definitions. In addition to words and terms defined elsewhere in this Agreement, the following words and terms shall have the following
meanings, respectively, unless the context hereof clearly requires otherwise: 
 Account shall mean any account, contract right,
general intangible, chattel paper, instrument or document representing any right to payment for goods sold or services rendered, whether or not earned by performance and whether or not evidenced by a contract, instrument or document, which is now
owned or hereafter acquired by the Borrower or any other Loan Party. All Accounts of the Loan Parties shall be subject to the Administrative Agent’s Prior Security Interest for the benefit of the Lenders and their respective Affiliates. 

Account Debtor shall mean any Person who is or who may become obligated to the Borrower or to any other Loan Party, with respect to, or
on account of, an Account. 
 Acquisition Compliance Certificate shall have the meaning specified in Section 8.2.6
[Liquidations, Mergers, Consolidations, Acquisitions] hereof. 
 Administrative Agent shall have the meaning specified in the
introductory paragraph, and shall include its successors and assigns. 
 Administrative Agent’s Fee shall have the meaning
specified in Section 10.1.9 [Administrative Agent’s Fee]. 

 Administrative Agent’s Letter shall have the meaning specified in Section 10.1.9
[Administrative Agent’s Fee]. 
 Affiliate as to any Person shall mean any other Person (i) which directly or indirectly
controls, is controlled by, or is under common control with such Person, (ii) which beneficially owns or holds 5% or more of any class of the voting or other equity interests of such Person, or (iii) 5% or more of any class of voting
interests or other equity interests of which is beneficially owned or held, directly or indirectly, by such Person. Control, as used in this definition, shall mean the possession, directly or indirectly, of the power to direct or cause the direction
of the management or policies of a Person, whether through the ownership of voting securities, by contract or otherwise, including the power to elect a majority of the directors or trustees of a corporation or trust, as the case may be. 

Agreement shall have the meaning specified in the introductory paragraph. 

Alternate Source shall have the meaning specified in the definition of Euro-Rate. 

Anti-Terrorism Laws shall mean any applicable Laws relating to terrorism, trade sanctions programs and embargoes, import/export
licensing, money laundering or bribery (including Laws comprising or implementing the Canadian Anti-Money Laundering & Anti-Terrorism Legislation), any regulation, order, or directive promulgated, issued or enforced pursuant to such Laws,
(as any of the foregoing Laws may from time to time be amended, renewed, extended, or replaced). 
 Applicable Commitment Fee Rate
shall mean, as applicable, the percentage rate per annum based on the Total Secured Leverage Ratio then in effect according to the pricing grid on Schedule 1.1(A) below the heading “Commitment Fee”. 

Applicable Letter of Credit Fee Rate shall mean the percentage rate per annum based on the Total Secured Leverage Ratio then in effect
according to the pricing grid on Schedule 1.1(A) below the heading “Letter of Credit Fee.” 
 Applicable Margin
shall mean, as applicable: 
 (i) the percentage spread to be added to the Base Rate applicable to Loans under the Base Rate Option based on
the Total Secured Leverage Ratio then in effect according to the pricing grid on Schedule 1.1(A) below the heading “Base Rate Spread”, or 

(ii) the percentage spread to be added to the Euro-Rate applicable to Loans under the Euro-Rate Option based on the Total Secured Leverage
Ratio then in effect according to the pricing grid on Schedule 1.1(A) below the heading “Euro-Rate Spread”. 

Approved Fund shall mean any fund that is engaged in making, purchasing, holding or investing in bank loans and similar extensions of
credit in the ordinary course of business and that is administered or managed by (i) a Lender, (ii) an Affiliate of a Lender or (iii) an entity or an Affiliate of an entity that administers or manages a Lender. 

Arranger shall mean PNC Capital Markets LLC. 

  
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 As-Offered Rate shall mean an interest rate per annum (computed on the basis of a year of
360 days and actual days elapsed) applicable to the Swing Loans offered by the Swing Loan Lender, as determined by the Swing Loan Lender in its sole discretion. 

Asset Sale shall mean any disposition or series of dispositions by the Borrower or any of its Subsidiaries after the date hereof of the
type described in clause (vi) of Section 8.2.7 [Dispositions of Assets or Subsidiaries]. 
 Assigned Collateral shall
mean all of the contract rights described in the Collateral Assignment of Contract Rights. 
 Assignment and Assumption Agreement
shall mean an assignment and assumption agreement entered into by a Lender and an assignee permitted under Section 11.8 [Successors and Assigns], in substantially the form of Exhibit 1.1(A). 

Australian Dollars shall mean the lawful currency of Commonwealth of Australia. 

Authorized Officer shall mean, with respect to any Loan Party, Chief Executive Officer, President, Chief Financial Officer, Treasurer,
or Director of such Loan Party, any manager or the members (as applicable) in the case of any Loan Party which is a limited liability company, or such other individuals, designated by written notice to the Administrative Agent from the Borrower,
authorized to execute notices, reports and other documents on behalf of such Loan Party required hereunder. The Borrower may amend such list of individuals from time to time by giving written notice of such amendment to the Administrative Agent.

 Base Rate shall mean, for any day, a fluctuating per annum rate of interest equal to the highest of (i) the Federal Funds
Open Rate, plus 0.5%, (ii) the Prime Rate, and (iii) the Daily LIBOR Rate, plus 100 basis points (1.0%). Any change in the Base Rate (or any component thereof) shall take effect at the opening of business on the day such
change occurs. 
 Base Rate Option shall mean the option of the Borrower to have Loans bear interest at the rate and under the terms
set forth in either Section 4.1.1(i) [Revolving Credit Base Rate Options] or Section 4.1.2(i) [Term Loan Base Rate Options], as applicable. 

Beazer Acquisition Agreement shall mean the Asset Purchase Agreement dated as of December 28, 1988, as amended as of July 15,
2004, by and between the Borrower and Beazer East. 
 Beazer Acquisition Agreement Guarantee shall mean the Guarantee of Beazer
Limited of all of Beazer East’s liabilities and obligations under Article VII of the Beazer Acquisition Agreement. 
 Beazer
East shall mean Beazer East, Inc., a Delaware corporation. 
 Beazer Limited shall mean Beazer Limited, an English corporation.

  
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 Benefit Arrangement shall mean at any time an “employee benefit plan”, within
the meaning of Section 3(3) of ERISA, which is neither a Plan nor a Multiemployer Plan and which is maintained, sponsored or otherwise contributed to by any member of the ERISA Group. 

Borrower shall have the meaning specified in the introductory paragraph. 

Borrowing Date shall mean, with respect to any Loan, the date for the making thereof or the renewal or conversion thereof at or to the
same or a different Interest Rate Option, which shall be a Business Day. 
 Borrowing Tranche shall mean specified portions of Loans
outstanding as follows: (i) any Loans to which a Euro-Rate Option applies which become subject to the same Interest Rate Option under the same Loan Request by the Borrower and which have the same Interest Period shall constitute one Borrowing
Tranche, and (ii) all Loans to which a Base Rate Option applies shall constitute one Borrowing Tranche. 
 Business Day shall
mean any day other than a Saturday or Sunday or a legal holiday on which commercial banks are authorized or required to be closed for business in New York, New York and if the applicable Business Day relates to any Loan to which the Euro-Rate Option
applies, such day must also be a day on which dealings are carried on in the Relevant Interbank Market. 
 Canadian Anti-Money
Laundering & Anti-Terrorism Legislation shall mean the Criminal Code, R.S.C. 1985, c. C 46, The Proceeds of Crime (Money Laundering) and Terrorist Financing Act, S.C. 2000, c. 17 and the United Nations Act, R.S.C.
1985, c. U 2 or any similar Canadian legislation, together with all rules, regulations and interpretations thereunder or related thereto including, without limitation, the Regulations Implementing the United Nations Resolutions on the Suppression
of Terrorism and the United Nations Al Qaida and Taliban Regulations promulgated under the United Nations Act. 
 Canadian
Dollar means lawful money of Canada. 
 Capital Expenditures shall mean for any period, with respect to any Person, the aggregate
of all expenditures by such Person for the acquisition or leasing (pursuant to a capital lease) of fixed or capital assets or additions to equipment (including replacements, capitalized repairs and improvements during such period) which are required
to be capitalized under GAAP on a consolidated balance sheet of such Person. 
 Cash Collateralize means to pledge and deposit with
or deliver to Collateral Agent, for the benefit of each Issuing Lender and the Lenders, as collateral for the Letter of Credit Obligations, or obligations of the Lenders to fund participations in respect of Letter of Credit Obligations, cash or
deposit account balances pursuant to documentation satisfactory to Administrative Agent and each Issuing Lender (which documents are hereby consented to by the Lenders). Cash Collateral shall have a meaning correlative to the foregoing and
shall include the proceeds of such Cash Collateral and other credit support. 
 Cash Equivalents shall mean, at any time,
(i) Indebtedness with a maturity of one year or less issued or directly and fully guaranteed or insured by the United States or any agency 

  
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or instrumentality thereof (provided that the full faith and credit of the United States is pledged in support thereof), (ii) certificates of deposit or acceptances with a maturity of one
year or less of any financial institution that is a member of the Federal Reserve System having combined capital and surplus and undivided profits of not less than $500,000,000, (iii) commercial paper with a maturity of 270 days or less issued
by a corporation (except an Affiliate of the Borrower) organized under the laws of any state of the United States or the District of Columbia or of the Commonwealth of Australia or any state thereof or of England and rated at least A 1 by
Standard & Poor’s or at least P 1 by Moody’s, (iv) repurchase agreements with institutions described in clause (ii) with respect to investments described in clause (i), and (v) money market mutual funds or cash
management trusts rated in the highest rating by Standard & Poor’s or Moody’s (and not rated other than in the highest rating by Standard & Poor’s or Moody’s) or investing solely in investments described in
clauses (i) through (iv) above. 
 Cash Management Agreements shall have the meaning specified in Section 2.6.6 [Swing
Loans Under Cash Management Agreements]. 
 CDOR Rate shall have the meaning specified in the definition of Euro-Rate. 

CEA shall mean the Commodity Exchange Act (7 U.S.C.§1 et seq.), as amended from time to time, and any successor statute. 

CFTC shall mean the Commodity Futures Trading Commission. 

Change in Law shall mean the occurrence, after the date of this Agreement, of any of the following: (i) the adoption or taking
effect of any Law, (ii) any change in any Law or in the administration, interpretation, implementation or application thereof by any Official Body or (iii) the making or issuance of any request, rule, guideline or directive (whether or not
having the force of Law) by any Official Body; provided that notwithstanding anything herein to the contrary, (x) the Dodd-Frank Wall Street Reform and Consumer Protection Act and all requests, rules, regulations, guidelines, interpretations or
directives thereunder or issued in connection therewith (whether or not having the force of Law) and (y) all requests, rules, regulations, guidelines, interpretations or directives promulgated by the Bank for International Settlements, the
Basel Committee on Banking Supervision (or any successor or similar authority) or the United States or foreign regulatory authorities (whether or not having the force of Law), in each case pursuant to Basel III, shall in each case be deemed to be a
Change in Law regardless of the date enacted, adopted, issued, promulgated or implemented. 
 Change of Control shall mean
(i) any person or group of persons (within the meaning of Sections 13(d) or 14(a) of the Securities Exchange Act of 1934, as amended) shall have acquired beneficial ownership of (within the meaning of Rule 13d-3 promulgated by the
Securities and Exchange Commission under said Act) 35% or more of the voting capital stock of Holdings, (ii) Holdings shall cease to own 100% of the outstanding capital stock of the Borrower, (iii) a “Change of Control” as
defined in the 2009 Senior Note Indenture or, if applicable, any change of control under any New Note Indenture shall occur, or (iv) the Borrower shall cease to own directly or indirectly 100% of the outstanding capital stock, member interests
or partnership interests of any Loan Party except as permitted in this Agreement or following the consent of the Required Lenders. 

  
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 China JV Letters of Credit shall mean those certain letters of credit, denominated in
Renminbi and issued by an Issuing Lender, for the account of Koppers Jiangsu. 
 CIP Regulations shall have the meaning specified in
Section 10.1.11 [No Reliance on Administrative Agent’s Customer Identification Program]. 
 Closing Date shall mean the
Business Day on which the first Loans shall be made, which shall be August 15, 2014. 
 Collateral shall mean the Pledged
Collateral, the UCC Collateral, the Assigned Collateral and the Intellectual Property Collateral. 
 Collateral Agent shall mean
(i) prior to the 2009 Senior Note Redemption, the Collateral Trustee, and (ii) after the 2009 Senior Note Redemption, the Administrative Agent. 

Collateral Assignment of Contract Rights shall mean the Collateral Assignment of Contract Rights in substantially the form of
Exhibit 1.1(C)(1) hereto pursuant to which the Borrower shall grant the Collateral Agent an assignment of its rights under the Osmose Acquisition Documents. 

Collateral Documents shall have the meaning specified in Section 9.2.5 [Collateral Sharing]. 

Collateral Trustee shall mean Wells Fargo Bank, National Association. 

Collateral Trust Agreement shall mean the Collateral Trust Agreement in substantially the form of Exhibit 1.1(C)(2) hereto by
and among the Collateral Trustee, the Administrative Agent, and the 2009 Trustee. 
 Commitment shall mean as to any Lender the
aggregate of its Revolving Credit Commitment and Term Loan Commitment, and, in the case of the Swing Loan Lender, its Swing Loan Commitment, and Commitments shall mean the aggregate, without duplication, of the Revolving Credit Commitments,
the Term Loan Commitments and Swing Loan Commitment of all of the Lenders. 
 Commitment Fee shall have the meaning specified in
Section 2.3 [Commitment Fees]. 
 Compliance Certificate shall have the meaning specified in Section 8.3.3 [Certificate of
the Borrower]. 
 Computation Date shall have the meaning specified in Section 2.12.1 [Periodic Computations of Dollar
Equivalent amounts of Revolving Credit Loans and Letters of Credit Outstanding, Etc.]. 
 Connection Income Taxes shall mean Other
Connection Taxes that are imposed on or measured by net income (however denominated) or that are franchise Taxes or branch profits Taxes. 

  
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 Consideration shall mean with respect to any Permitted Acquisition, the aggregate of
(i) the cash paid by the Borrower or any of its respective Subsidiaries, directly or indirectly, to the seller in connection therewith, (ii) the Indebtedness incurred or assumed by Borrower or any of its Subsidiaries, whether in favor of
the seller or otherwise and whether fixed or contingent, (iii) any Guaranty given or incurred by the Borrower or any of its respective Subsidiaries in connection therewith, and (iv) any other consideration given or obligation incurred by
the Borrower or any of its respective Subsidiaries in connection therewith. 
 Consolidated EBITDA for any period of determination
shall mean (i) the sum of, without duplication, (a) Consolidated Net Income, (b) depreciation, (c) depletion, (d) amortization, (e) other non-recurring, non-cash charges to net income, (f) losses on the sale of
assets outside the ordinary course of business, (g) interest expense, (h) income tax expense, (i) cash dividends received from Affiliates to the extent not included in determining Consolidated Net Income, (j) equity losses of
Affiliates (other than Consolidated Subsidiaries) to the extent included in determining Consolidated Net Income for such period, (k) non-recurring cash and non-cash charges to net income in an aggregate cumulative amount during the term of this
Agreement not greater than $75,000,000 related to discontinuation or sale of business operations of Holdings and its Subsidiaries as such charges are incurred, (l) non-cash stock-based compensation expense, and (m) all unamortized
financing costs written off, and premiums paid, gains/losses incurred, and/or charges and fees paid and not capitalized, in each case, by the Loan Parties in connection with any (x) Osmose Diligence, (y) early extinguishment of the 2009
Notes or (z) exchange, redemption, repurchase, tender or retirement of the 2009 Notes, minus (ii) the sum of non-recurring, non-cash credits to net income, gains on the sale of assets outside the ordinary course of business, gains
on non-cash equity-based compensation and equity earnings of Affiliates (other than Consolidated Subsidiaries) to the extent included in determining Consolidated Net Income for such period, in each case of Holdings and its Subsidiaries for such
period determined and consolidated in accordance with GAAP. For purposes of determining Consolidated EBITDA, items related to Excluded Subsidiaries shall be excluded, except that cash dividends paid by an Excluded Subsidiary to a wholly-owned
Subsidiary of Holdings (other than Koppers Beijing, Koppers Mauritius or any of their respective subsidiaries) shall be included in Consolidated EBITDA, but only to the extent that such dividends paid by the Excluded Subsidiaries exceed the loans,
advances and investments made by the Loan Parties in or to such Excluded Subsidiaries and their respective subsidiaries during the period of measurement. For purposes of this definition, with respect to a business acquired by the Loan Parties
pursuant to a Permitted Acquisition and/or the Osmose Acquisition, Consolidated EBITDA as reported in the maximum Total Secured Leverage Ratio shall be calculated on a pro forma basis, using (i) historical numbers, in accordance with GAAP as if
the Permitted Acquisition had been consummated at the beginning of such period or (ii) financial effects that are reasonably identifiable and factually supportable, as projected by Holdings in good faith, and agreed to by the Administrative
Agent, and set forth in a certificate delivered by an Authorized Officer of Holdings to the Administrative Agent (which certificate shall also set forth in reasonable detail the calculation of such financial effects). Additionally, for purposes of
this definition, with respect to a business or assets disposed of by the Loan Parties pursuant to Section 8.2.7 [Disposition of Assets or Subsidiaries] hereof, Consolidated EBITDA as reported in the maximum Total Secured Leverage Ratio shall be
calculated as if such disposition had been consummated at the beginning of such period. In addition, Consolidated EBITDA shall be adjusted to the extent that the computation of Consolidated EBITDA includes a gain or loss with

  
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respect to any commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device (including, for the avoidance of doubt, obligations under
such commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device that are secured as well as those that are unsecured) as follows: Consolidated EBITDA shall be (1) increased by any
non-cash items of loss arising from such swap, agreement or other device, in each case, net of any actual cash payments related to the items giving rise to the loss and (2) decreased by any non-cash items of gain arising from such swap,
agreement or other device, in each case, net of any actual cash payments related to items giving rise to the gain. 
 Consolidated Net
Income for any period of determination shall mean the consolidated net income (or loss) after taxes of Holdings and its Consolidated Subsidiaries determined and consolidated in accordance with GAAP. 

Consolidated Net Tangible Assets shall mean, at any time, the total assets of Holdings and its Subsidiaries, less all Intangible
Assets, as set forth on the consolidated balance sheet of Holdings as of the end of the most recently concluded fiscal quarter of Holdings (but excluding the assets and Intangible Assets of the Excluded Subsidiaries and their respective
subsidiaries). 
 Consolidated Subsidiaries of Holdings shall mean those Subsidiaries whose accounts are or should be consolidated
with those of Holdings at such time. 
 Contamination shall mean the presence or release or threat of release of Regulated Substances
in, on, under or migrating to or from the Property, which pursuant to Environmental Laws requires notification or reporting to an Official Body, or which pursuant to Environmental Laws requires the performance of a Remedial Action or which otherwise
constitutes a violation of Environmental Laws. 
 Covered Entity shall mean (a) the Borrower, each of Borrower’s
Subsidiaries, all Guarantors and all pledgors of Collateral, and (b) each Person that, directly or indirectly, is in control of a Person described in clause (a) above. For purposes of this definition, control of a Person shall mean the
direct or indirect (x) ownership of, or power to vote, 25% or more of the issued and outstanding equity interests having ordinary voting power for the election of directors of such Person or other Persons performing similar functions for such
Person, or (y) power to direct or cause the direction of the management and policies of such Person whether by ownership of equity interests, contract or otherwise. 

Credit Arrangement Liabilities shall have the meaning specified in the definition of the term “Lender-Provided Credit
Arrangement”. 
 Currency/Commodity Agreement shall mean any foreign exchange contract, currency swap agreement, commodity swap
agreement, commodity forward purchase agreement, commodity hedging agreement or other similar agreement or arrangement, among the Borrower or any of its Subsidiaries, on the one hand, and one or more financial institutions, on the other hand,
designed to protect the Borrower or any of its Subsidiaries against fluctuations in currency or commodity, as the case may be, values and that is documented in a reasonable and customary manner. 

  
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 Daily LIBOR Rate shall mean, for any day, the rate per annum determined by the
Administrative Agent by dividing (x) the Published Rate by (y) a number equal to 1.00 minus the Euro-Rate Reserve Percentage on such day. 

Defaulting Lender shall mean any Lender that (a) has failed, within two Business Days of the date required to be funded or paid,
to (i) fund any portion of its Loans, (ii) fund any portion of its participations in Letters of Credit or Swing Loans or (iii) pay over to the Administrative Agent, the Issuing Lenders, PNC (as the Swing Loan Lender) or any Lender any
other amount required to be paid by it hereunder, unless, in the case of clause (i) above, such Lender notifies the Administrative Agent in writing that such failure is the result of such Lender’s good faith determination that a condition
precedent to funding (specifically identified and including the particular default, if any) has not been satisfied, (b) has notified the Borrower or the Administrative Agent in writing, or has made a public statement to the effect, that it does
not intend or expect to comply with any of its funding obligations under this Agreement (unless such writing or public statement indicates that such position is based on such Lender’s good faith determination that a condition precedent
(specifically identified and including the particular default, if any) to funding a loan under this Agreement cannot be satisfied) or generally under other agreements in which it commits to extend credit, (c) has failed, within two Business
Days after request by the Administrative Agent or the Borrower, acting in good faith, to provide a certification in writing from an authorized officer of such Lender that it will comply with its obligations (and is financially able to meet such
obligations) to fund prospective Loans and participations in then outstanding Letters of Credit and Swing Loans under this Agreement, provided that such Lender shall cease to be a Defaulting Lender pursuant to this clause (c) upon the
Administrative Agent’s or the Borrower’s receipt of such certification in form and substance satisfactory to the Administrative Agent or the Borrower, as the case may be, (d) has become the subject of a Bankruptcy Event or
(e) has failed at any time to comply with the provisions of Section 5.3 [Sharing of Payments by Lenders] with respect to purchasing participations from the other Lenders, whereby such Lender’s share of any payment received, whether by
setoff or otherwise, is in excess of its Ratable Share of such payments due and payable to all of the Lenders. 
 As used in this definition
and in Section 2.10 [Defaulting Lenders], the term “Bankruptcy Event” means, with respect to any Person, such Person or such Person’s direct or indirect parent company becoming the subject of a bankruptcy or insolvency
proceeding, or having had a receiver, conservator, trustee, administrator, custodian, assignee for the benefit of creditors or similar Person charged with the reorganization or liquidation of its business appointed for it, or, in the good faith
determination of the Administrative Agent, has taken any action in furtherance of, or indicating its consent to, approval of, or acquiescence in, any such proceeding or appointment, provided that a Bankruptcy Event shall not result solely by virtue
of any ownership interest, or the acquisition of any ownership interest, in such Person or such Person’s direct or indirect parent company by an Official Body or instrumentality thereof if, and only if, such ownership interest does not result
in or provide such Person with immunity from the jurisdiction of courts within the United States or from the enforcement of judgments or writs of attachment on its assets or permit such Person (or such Official Body or instrumentality) to reject,
repudiate, disavow or disaffirm any contracts or agreements made by such Person. 

  
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 Dollar, Dollars, U.S. Dollars and the symbol $ shall mean lawful money of the
United States of America. 
 Dollar Equivalent shall mean, with respect to any amount of any currency, as of any Computation Date,
the Equivalent Amount of such currency expressed in Dollars. 
 Drawing Date shall have the meaning specified in Section 2.9.3
[Disbursements, Reimbursement]. 
 Due Authorization Limitation Provision shall have the meaning specified in Section 8.1.15.

 Effective Date means the date indicated in a document or agreement to be the date on which such document or agreement becomes
effective, or, if there is no such indication, the date of execution of such document or agreement. 
 Eligible Contract Participant
shall mean an “eligible contract participant” as defined in the CEA and regulations thereunder. 
 Eligibility Date shall
mean, with respect to each Loan Party and each Swap, the date on which this Agreement or any other Loan Document becomes effective with respect to such Swap (for the avoidance of doubt, the Eligibility Date shall be the Effective Date of such Swap
if this Agreement or any other Loan Document is then in effect with respect to such Loan Party, and otherwise it shall be the Effective Date of this Agreement and/or such other Loan Document(s) to which such Loan Party is a party). 

Environmental Complaint shall mean any (i) notice of non-compliance or violation, citation or order relating in any way to any
Environmental Law, Environmental Permit, Contamination or Regulated Substance; (ii) civil, criminal, administrative or regulatory investigation instituted by an Official Body relating in any way to any Environmental Law, Environmental Permit,
Contamination or Regulated Substance; (iii) administrative, regulatory or judicial action, suit, claim or proceeding instituted by any Person or Official Body or any written notice of liability or potential liability from any Person or Official
Body, in either instance, setting forth allegations relating to or a cause of action for personal injury (including but not limited to death), property damage, natural resource damage, contribution or indemnity for the costs associated with the
performance of Remedial Actions, direct recovery for the costs associated with the performance of Remedial Actions, liens or encumbrances attached to or recorded or levied against property for the costs associated with the performance of Remedial
Actions, civil or administrative penalties, criminal fines or penalties, or declaratory or equitable relief arising under any Environmental Laws; or (iv) subpoena, request for information or other written notice or demand of any type issued by
an Official Body pursuant to any Environmental Laws. 
 Environmental Laws shall mean all federal, territorial, tribal, state, local
and foreign Laws (including, but not limited to, the Comprehensive Environmental Response, 

  
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Compensation and Liability Act, 42 U.S.C. § § 9601 et seq., the Resource Conservation and Recovery Act, 42 U.S.C. § 6901 et seq., the Hazardous Materials Transportation Act, 49
U.S.C. § 1801 et seq., the Toxic Substances Control Act, 15 U.S.C. § 2601 et seq., the Federal Water Pollution Control Act, 33 U.S.C. § § 1251 et seq., the Federal Safe Drinking Water Act, 42 U.S.C. § § 300f-300j, the
Federal Air Pollution Control Act, 42 U.S.C. § 7401 et seq., the Oil Pollution Act, 33 U.S.C. § 2701 et seq., the Federal Insecticide, Fungicide and Rodenticide Act, 7 U.S.C. § § 136 to 136y, each as amended, and any regulations
promulgated thereunder or any equivalent state or local Law, each as amended, and any regulations promulgated thereunder) and any consent decrees, settlement agreements, judgments, orders, directives, policies or programs issued by or entered into
with an Official Body pertaining or relating to: (i) pollution or pollution control; (ii) protection of human health from exposure to Regulated Substances (iii) protection of the environment and/or natural resources; (iv) the
presence, use, management, generation, manufacture, processing, extraction, treatment, recycling, refining, reclamation, labeling, sale, transport, storage, collection, distribution, disposal or release or threat of release of Regulated Substances;
(v) the presence of Contamination; (vi) the protection of endangered or threatened species; and (vii) the protection of Environmentally Sensitive Areas. 

Environmental Permits shall mean all permits, licenses, bonds or other forms of financial assurances, consents, registrations,
identification numbers, approvals or authorizations required under Environmental Laws (i) to own, occupy or maintain the Property; (ii) for the operations and business activities of the Loan Parties or any Subsidiaries of any Loan Party;
or (iii) for the performance of a Remedial Action. 
 Environmental Records shall mean all notices, reports, records, plans,
applications, forms or other filings relating or pertaining to the Property, Contamination, the performance of a Remedial Action and the operations and business activities of the Loan Parties or any Subsidiaries of any Loan Party which pursuant to
Environmental Laws, Required Environmental Permits or at the request or direction of an Official Body either must be submitted to an Official Body or which otherwise must be maintained. 

Environmentally Sensitive Area shall mean (i) any wetland as defined by applicable Environmental Laws; (ii) any area
designated as a coastal zone pursuant to applicable Laws, including Environmental Laws; (iii) any area of historic or archeological significance or scenic area as defined or designated by applicable Laws, including Environmental Laws;
(iv) habitats of endangered species or threatened species as designated by applicable Laws, including Environmental Laws; (v) wilderness or refuge areas as defined or designated by applicable Laws, including Environmental Laws; or
(vi) a floodplain or other flood hazard area as defined pursuant to any applicable Laws. 
 Equivalent Amount shall mean, at any
time, as determined by Administrative Agent (which determination shall be conclusive absent manifest error), with respect to an amount of any currency (the “Reference Currency”) which is to be computed as an equivalent amount of
another currency (the “Equivalent Currency”), the amount of such Equivalent Currency converted from such Reference Currency at Administrative Agent’s spot selling rate (based on the market rates then prevailing and available to
Administrative Agent) for the sale of such Equivalent Currency for such Reference Currency at a time determined by Administrative Agent on the second Business Day immediately preceding the event for which such calculation is made.

  
 11 

 
Notwithstanding the other provisions in this definition, in the case of the China JV Letters of Credit, the determinations set forth above shall be made by the Issuing Lender of the China JV
Letters of Credit rather than the Administrative Agent. 
 Equivalent Currency shall have the meaning specified in the definition of
“Equivalent Amount”. 
 ERISA shall mean the Employee Retirement Income Security Act of 1974, as the same may be amended or
supplemented from time to time, and any successor statute of similar import, and the rules and regulations thereunder, as from time to time in effect. 

ERISA Group shall mean, at any time, the Borrower and all members of a controlled group of corporations and all trades or businesses
(whether or not incorporated) under common control and all other entities which, together with the Borrower, are treated as a single employer under Section 414 of the Internal Revenue Code. 

Euro shall refer to the lawful currency of the Participating Member States. 

European Interbank Market shall mean the European interbank market for Euro operating in Participating Member States. 

Euro Alternate Source shall have the meaning specified in the definition of Euro-Rate. 

Euro-Rate shall mean the following: 

(a) with respect to Dollar Loans comprising any Borrowing Tranche to which the Euro-Rate Option applies for any Interest
Period, the interest rate per annum determined by the Administrative Agent by dividing (the resulting quotient rounded upwards, if necessary, to the nearest 1/100th of 1% per annum): (i) the rate which appears on the Bloomberg Page BBAM1
(or such other substitute Bloomberg page that displays rates at which US Dollar deposits are offered by leading banks in the London interbank deposit market), or the rate which is quoted by another source selected by the Administrative Agent as an
authorized information vendor for the purpose of displaying rates at which U.S. Dollar deposits are offered by leading banks in the London interbank deposit market (for purposes of this definition, an “Alternate Source”), at
approximately 11:00 a.m., London time, two (2) Business Days prior to the commencement of such Interest Period as the Relevant Interbank Market offered rate for U.S. Dollars, for an amount comparable to such Borrowing Tranche and having a
borrowing date and a maturity comparable to such Interest Period (or if there shall at any time, for any reason, no longer exist a Bloomberg Page BBAM1 (or any substitute page) or any Alternate Source, a comparable replacement rate determined by the
Administrative Agent at such time (which determination shall be conclusive absent manifest error)), by (ii) a number equal to 1.00 minus the Euro-Rate Reserve Percentage. The Euro-Rate shall be adjusted with respect to any Loan to which the
Euro-Rate Option applies that is outstanding on the effective date of any change in the Euro-Rate Reserve Percentage as of such effective date. The Administrative Agent shall give prompt notice to the Borrower of the Euro-Rate as determined or
adjusted in accordance herewith, which determination shall be conclusive absent manifest error. 

  
 12 

 (b) with respect to Optional Currency Loans in Euros comprising any Borrowing
Tranche for any Interest Period, the interest rate per annum determined by Administrative Agent by dividing (i) the rate which appears on the Bloomberg Page BBAM1 (or on such other substitute Bloomberg page that displays rates at which deposits
in the relevant Optional Currency are offered by leading banks in the Relevant Interbank Market), or the rate which is quoted by another source selected by the Administrative Agent as an authorized information vendor for the purpose of displaying
rates at which deposits in Euros are offered by leading banks in the London interbank deposit market (for purposes of this definition, a “Euro Alternate Source”), at approximately 11:00 a.m., London time, two (2) Business Days
prior to the commencement of such Interest Period as the Relevant Interbank Market offered rate for deposits in Euros for an amount comparable to the principal amount of such Borrowing Tranche and having a borrowing date and a maturity comparable to
such Interest Period (or if there shall at any time, for any reason, no longer exist a Bloomberg Page BBAM1 (or any substitute page) or any Euro Alternate Source, a comparable replacement rate determined by the Administrative Agent at such time
(which determination shall be conclusive absent manifest error)), by (ii) a number equal to 1.00 minus the Euro-Rate Reserve Percentage. The Euro-Rate shall be adjusted with respect to any Loan to which the Euro-Rate Option applies that is
outstanding on the effective date of any change in the Euro-Rate Reserve Percentage as of such effective date. The Administrative Agent shall give prompt notice to the Borrower of the Euro-Rate as determined or adjusted in accordance herewith, which
determination shall be conclusive absent manifest error. 
 (c) with respect to Optional Currency Loans in Canadian Dollars
comprising any Borrowing Tranche, the interest rate per annum (the “CDOR Rate”) as determined by the Administrative Agent, equal to the arithmetic average rate applicable to Canadian Dollar bankers’ acceptances (C$BAs) for the
applicable Interest Period appearing on the Bloomberg page BTMM CA, rounded to the nearest 1/100th of 1% (with .005% being rounded up), at approximately 11:00 a.m. Eastern Time, two Business Days prior to the commencement of such Interest Period, or
if such day is not a Business Day, then on the immediately preceding Business Day, provided that if such rate does not appear on the Bloomberg page BTMM CA on such day the CDOR Rate on such day shall be the rate for such period applicable to
Canadian Dollar bankers’ acceptances quoted by a bank listed in Schedule I of the Bank Act (Canada), as selected by the Administrative Agent, as of 11:00 a.m. Eastern Time on such day or, if such day is not a Business Day, then on the
immediately preceding Business Day. 
 (d) with respect to Optional Currency Loans in Australian Dollars comprising any
Borrowing Tranche to which the Euro-Rate Option applies for any Interest Period, the rate per annum equal to the Australian Bank Bill Swap Bid Rate or the successor thereto as approved by the Administrative Agent as published by Bloomberg (or on any
successor or substitute service providing rate quotations comparable to those currently provided by such service, as determined by the Administrative Agent from time to time) at approximately 10:00 a.m., Sydney, Australia time, two (2) Business
Days prior to the 

  
 13 

 
commencement of such Interest Period, as the rate for deposits in Australian Dollars with a maturity comparable to such Interest Period; provided that if such rate is not available at such time
for any reason, the Administrative Agent may substitute such rate with a reasonably acceptable alternative published interest rate that adequately reflects the all-in-cost of funds to the Administrative Agent for funding such Optional Currency Loans
in Australian Dollars. 
 (e) If, at any time, the Administrative Agent and all of the Lenders approve an additional Optional
Currency pursuant to Section 2.12.4(iii) [Requests for Additional Optional Currencies], any reference in this Agreement to the Euro-Rate applicable to any Optional Currency Loan in such additional Optional Currency shall be a reference to a
rate to be mutually agreed upon between the Administrative Agent and the Borrower. 
 The Euro-Rate for any Loans shall be
based upon the Euro-Rate for the currency in which such Loans are requested. Without duplication of the Euro-Rate Reserve Percentage set forth in clauses (a) and (b) above, the Borrower shall pay to each Lender (i) as long as such
Lender shall be required to maintain reserves with respect to liabilities or assets consisting of or including eurocurrency funds or deposits (currently known as “Eurocurrency Liabilities”), additional interest on the unpaid principal
amount of each Loan in an Optional Currency equal to the actual costs of such reserves allocated to such Loan by such Lender (as determined by such Lender in good faith, which determination shall be conclusive), and (ii) as long as such Lender
shall be required to comply with any reserve ratio requirement or analogous requirement of any other central banking or financial regulatory authority imposed in respect of the maintenance of the Commitments or the funding of the Loans in an
Optional Currency, such additional costs (expressed as a percentage per annum and rounded upwards, if necessary, to the nearest five decimal places) equal to the actual costs allocated to such Commitment or Loan by such Lender (as determined by such
Lender in good faith, which determination shall be conclusive), which in each case shall be due and payable on each date on which interest is payable on such Loan; provided the Borrower shall have received at least ten days’ prior notice (with
a copy to the Administrative Agent) of such additional interest or costs from such Lender. If a Lender fails to give notice ten days prior to the relevant Payment Date, such additional interest or costs shall be due and payable ten days from the
date of receipt of such notice. 
 Euro-Rate Option shall mean the option of the Borrower to have Loans bear interest at the rate and
under the terms set forth in Section 4.1.1(ii) [Revolving Credit Euro-Rate Option] or Section 4.1.2(ii) [Term Loan Euro-Rate Option], as applicable. 

Euro-Rate Reserve Percentage shall mean as of any day the maximum percentage in effect on such day, (i) as prescribed by the Board
of Governors of the Federal Reserve System (or any successor) for determining the reserve requirements (including supplemental, marginal and emergency reserve requirements) with respect to eurocurrency funding (currently referred to as
“Eurocurrency Liabilities”); and (ii) to be maintained by a Lender as required for reserve liquidity, special deposit, or similar purpose by any governmental or monetary authority of any country or political subdivision thereof
(including any central bank), against (A) any category of liabilities that includes deposits by reference to which a Euro-Rate is to be determined, or (B) any category of extension of credit or other assets that includes Loans or Borrowing
Tranches to which a Euro-Rate applies. 

  
 14 

 Event of Default shall mean any of the events described in Section 9.1 [Events of
Default] and referred to therein as an “Event of Default.” 
 Excluded Hedge Liability or Liabilities shall mean,
with respect to each Loan Party, each of its Swap Obligations if, and only to the extent that, all or any portion of this Agreement or any other Loan Document that relates to such Swap Obligation is or becomes illegal under the CEA, or any rule,
regulation or order of the CFTC, solely by virtue of such Loan Party’s failure to qualify as an Eligible Contract Participant on the Eligibility Date for such Swap. Notwithstanding anything to the contrary contained in the foregoing or in any
other provision of this Agreement or any other Loan Document, the foregoing is subject to the following provisos: (a) if a Swap Obligation arises under a master agreement governing more than one Swap, this definition shall apply only to the
portion of such Swap Obligation that is attributable to Swaps for which such guaranty or security interest is or becomes illegal under the CEA, or any rule, regulations or order of the CFTC, solely as a result of the failure by such Loan Party for
any reason to qualify as an Eligible Contract Participant on the Eligibility Date for such Swap, (b) if a guarantee of a Swap Obligation would cause such obligation to be an Excluded Hedge Liability but the grant of a security interest would
not cause such obligation to be an Excluded Hedge Liability, such Swap Obligation shall constitute an Excluded Hedge Liability for purposes of the guaranty but not for purposes of the grant of the security interest, and (c) if there is more
than one Loan Party executing this Agreement or the other Loan Documents and a Swap Obligation would be an Excluded Hedge Liability with respect to one or more of such Persons, but not all of them, the definition of Excluded Hedge Liability or
Liabilities with respect to each such Person shall only be deemed applicable to (i) the particular Swap Obligations that constitute Excluded Hedge Liabilities with respect to such Person, and (ii) the particular Person with respect to
which such Swap Obligations constitute Excluded Hedge Liabilities. 
 Excluded Subsidiary shall collectively mean (a) Koppers
Mauritius, (b) Koppers Beijing, (c) Koppers Jiangsu, (d) KCCC, (e) Koppers India, (f) Koppers Tianjin, (g) TKK (h) Subsidiaries identified on Schedule 1.1(E) and (i) any Foreign Subsidiary created
or acquired after the Closing Date which meets the following requirements: 
  

	 	(1)	Such Foreign Subsidiary is not wholly-owned, directly or indirectly, by a Loan Party or a Subsidiary of a Loan Party, and 

  

	 	(2)	The investment in such Foreign Subsidiary by the Loan Parties, together with all other loans, advances and investments to and in all of the Loan Parties’ Foreign Subsidiaries, must not exceed the amount permitted
under clause (vi) of Section 8.2.4 [Loans and Investments]. 

 Any Foreign Subsidiary meeting the foregoing
requirements may be designated by the Loan Parties as an “Excluded Subsidiary” by delivering written notice to the Administrative Agent prior to the creation of such Foreign Subsidiary, together with an updated Schedule 1.1(E).

  
 15 

 Excluded Taxes shall mean any of the following Taxes imposed on or with respect to a
Recipient or required to be withheld or deducted from a payment to a Recipient, (i) Taxes imposed on or measured by net income (however denominated), franchise Taxes, and branch profits Taxes, in each case, (a) imposed as a result of such
Recipient being organized under the laws of, or having its principal office or, in the case of any Lender, its applicable lending office located in, the jurisdiction imposing such Tax (or any political subdivision thereof) or (b) that are Other
Connection Taxes, (ii) in the case of a Lender, U.S. federal withholding Taxes imposed on amounts payable to or for the account of such Lender with respect to an applicable interest in a Loan or Commitment pursuant to a law in effect on the
date on which (a) such Lender acquires such interest in such Loan or Commitment (other than pursuant to an assignment request by the Borrower under Section 5.6.2 [Replacement of a Lender]) or (b) such Lender changes its lending
office, except in each case to the extent that, pursuant to Section 5.9.7 [Status of Lenders], amounts with respect to such Taxes were payable either to such Lender’s assignor immediately before such Lender became a party hereto or to such
Lender immediately before it changed its lending office, (iii) Taxes attributable to such Recipient’s failure to comply with Section 5.9.7 [Status of Lenders], and (iv) any U.S. federal withholding Taxes imposed under FATCA
(except to the extent imposed due to the failure of the Borrower to provide documentation or information to the IRS). 
 Expiration
Date shall mean August 15, 2019. 
 FATCA shall mean Sections 1471 through 1474 of the Internal Revenue Code, as of the
date of this Agreement (or any amended or successor version that is substantively comparable and not materially more onerous to comply with), any current or future regulations or official interpretations thereof and any agreements entered into
pursuant to Section 1471(b)(1) of the Internal Revenue Code. 
 Federal Funds Effective Rate for any day shall mean the rate per
annum (based on a year of 360 days and actual days elapsed and rounded upward to the nearest 1/100 of 1%) announced by the Federal Reserve Bank of New York (or any successor) on such day as being the weighted average of the rates on overnight
federal funds transactions arranged by federal funds brokers on the previous trading day, as computed and announced by such Federal Reserve Bank (or any successor) in substantially the same manner as such Federal Reserve Bank computes and announces
the weighted average it refers to as the “Federal Funds Effective Rate” as of the date of this Agreement; provided, if such Federal Reserve Bank (or its successor) does not announce such rate on any day, the “Federal Funds
Effective Rate” for such day shall be the Federal Funds Effective Rate for the last day on which such rate was announced. 
 Federal
Funds Open Rate for any day shall mean the rate per annum (based on a year of 360 days and actual days elapsed) which is the daily federal funds open rate as quoted by ICAP North America, Inc. (or any successor) as set forth on the Bloomberg
Screen BTMM for that day opposite the caption “OPEN” (or on such other substitute Bloomberg Screen that displays such rate), or as set forth on such other recognized electronic source used for the purpose of displaying such rate as
selected by the Administrative Agent (for purposes of this definition, an “Alternate Source”) (or if such rate for such day does not appear on the Bloomberg Screen BTMM (or any substitute screen) or on any Alternate Source, or if
there shall at any time, for any reason, no longer exist a Bloomberg Screen BTMM (or any substitute screen) or any 

  
 16 

 
Alternate Source, a comparable replacement rate determined by the Administrative Agent at such time (which determination shall be conclusive absent manifest error)); provided however, that if
such day is not a Business Day, the Federal Funds Open Rate for such day shall be the “open” rate on the immediately preceding Business Day. If and when the Federal Funds Open Rate changes, the rate of interest with respect to any advance
to which the Federal Funds Open Rate applies will change automatically without notice to the Borrower, effective on the date of any such change. 

Financial Projections shall have the meaning specified in Section 6.1.9(ii). 

Fitch shall mean Fitch IBCA, Duff & Phelps, a division of Fitch, Inc., and its successors. 

Fixed Charge Coverage Ratio shall mean the ratio of (i) Consolidated EBITDA minus Capital Expenditures of Holdings and its
Subsidiaries minus cash taxes of Holdings and its Subsidiaries, to (ii) Fixed Charges. 
 Fixed Charges shall mean for
any period of determination the sum of interest expense, contractual principal installments on Indebtedness, contractual principal payments on capitalized leases, and dividends and distributions, in each case of Holdings and its Subsidiaries for
such period determined and consolidated in accordance with GAAP; except that payments made by the Borrower to redeem the 2009 Senior Notes as permitted under Section 8.2.5 [Restricted Payments] shall be excluded from the calculation of Fixed
Charges. 
 Foreign Lender shall mean (i) if the Borrower is a U.S. Person, a Lender that is not a U.S. Person, and (ii) if
the Borrower is not a U.S. Person, a Lender that is resident or organized under the Laws of a jurisdiction other than that in which the Borrower is resident for tax purposes. 

Foreign Subsidiary shall mean a Subsidiary of a Loan Party organized under the laws of a jurisdiction outside of the United States of
America, any State thereof or the District of Columbia. 
 GAAP shall mean generally accepted accounting principles as are in effect
from time to time, subject to the provisions of Section 1.3 [Accounting Principles; Changes in GAAP], and applied on a consistent basis both as to classification of items and amounts. 

Guarantor shall mean each of the parties to this Agreement which is designated as a “Guarantor” on the signature pages hereof
and each other Person which joins this Agreement as a Guarantor after the date hereof. 
 Guarantor Joinder shall mean a joinder by a
Person as a Guarantor under the Loan Documents in the form of Exhibit 1.1(G)(1). 
 Guaranty of any Person shall mean any
obligation of such Person guaranteeing or in effect guaranteeing any liability or obligation of any other Person in any manner, whether directly or indirectly, including any agreement to indemnify or hold harmless any other Person, any performance
bond or other suretyship arrangement and any other form of assurance against loss, except endorsement of negotiable or other instruments for deposit or collection in the ordinary course of business. 

  
 17 

 Guaranty Agreement shall mean the Continuing Agreement of Guaranty and Suretyship in
substantially the form of Exhibit 1.1(G)(2) executed and delivered by each of the Guarantors to the Administrative Agent for the benefit of the Lenders. 

Hedge Liabilities shall have the meaning given to such term in the definition of the term “Lender-Provided Hedge”. 

Historical Statements shall have the meaning specified in Section 6.1.9(i) [Historical Statements]. 

Holdings shall mean Koppers Holdings Inc., a Pennsylvania corporation. 

ICC shall have the meaning specified in Section 11.11.1 [Governing Law]. 

Increasing Lender shall have the meaning assigned to that term in Section 2.11 [Increase in Revolving Credit Commitments]. 

Indebtedness shall mean, as to any Person at any time, any and all indebtedness, obligations or liabilities (whether matured or
unmatured, liquidated or unliquidated, direct or indirect, absolute or contingent, or joint or several) of such Person for or in respect of: (i) borrowed money, (ii) amounts raised under or liabilities in respect of any note purchase or
acceptance credit facility, (iii) reimbursement obligations (contingent or otherwise) under any letter of credit, commodity swap agreement, currency swap agreement, interest rate swap, cap, collar or floor agreement or other interest rate
management device, (iv) any other transaction (including forward sale or purchase agreements, capitalized leases and conditional sales agreements) having the commercial effect of a borrowing of money entered into by such Person to finance its
operations or capital requirements (but not including trade payables and accrued expenses incurred in the ordinary course of business which are not represented by a promissory note or other evidence of indebtedness and which are not more than thirty
(30) days past due), or (v) any Guaranty of Indebtedness for borrowed money. 
 Indemnified Taxes shall mean
(i) Taxes, other than Excluded Taxes, imposed on or with respect to any payment made by or on account of any obligation of any Loan Party under any Loan Document, and (ii) to the extent not otherwise described in the preceding
clause (i), Other Taxes. 
 Indemnitee shall have the meaning specified in Section 11.3.2 [Indemnification by the
Borrower]. 
 Information shall mean all information received from the Loan Parties or any of their Subsidiaries relating to the Loan
Parties or any of such Subsidiaries or any of their respective businesses, other than any such information that is available to the Administrative Agent, any Lender or any Issuing Lender on a non-confidential basis prior to disclosure by the Loan
Parties or any of their Subsidiaries. 

  
 18 

 Insolvency Proceeding shall mean, with respect to any Person, (a) a case, action or
proceeding with respect to such Person (i) before any court or any other Official Body under any bankruptcy, insolvency, reorganization or other similar Law now or hereafter in effect, or (ii) for the appointment of a receiver, liquidator,
assignee, custodian, trustee, sequestrator, conservator (or similar official) of any Loan Party or otherwise relating to the liquidation, dissolution, winding-up or relief of such Person, or (b) any general assignment for the benefit of
creditors, composition, marshaling of assets for creditors, or other, similar arrangement in respect of such Person’s creditors generally or any substantial portion of its creditors; undertaken under any Law. 

Intangible Assets shall mean, at any date, the amount (if any) stated under the heading “Goodwill and Other Intangible assets,
net” or under any other heading relating to intangible assets separately listed, in each case, on the face of a balance sheet of Holdings and its Subsidiaries organized under the laws of the United States or any state thereof, prepared on a
consolidated basis as of such date. 
 Intellectual Property Collateral shall mean all of the property described in the Patent,
Trademark and Copyright Security Agreement. 
 Intercompany Subordination Agreement shall mean a Subordination Agreement among the
Loan Parties in the form attached hereto as Exhibit 1.1(I). 
 Interest Period shall mean the period of time selected by
the Borrower in connection with (and to apply to) any election permitted hereunder by the Borrower to have Revolving Credit Loans or Term Loans bear interest under the Euro-Rate Option. Subject to the last sentence of this definition, such period
shall be one Month with respect to Optional Currency Loans and one, two, three or six Months with respect to all other Revolving Credit Loans and Term Loans. Such Interest Period shall commence on the effective date of such Interest Rate Option,
which shall be (i) the Borrowing Date if the Borrower is requesting new Loans, or (ii) the date of renewal of or conversion to the Euro-Rate Option if the Borrower is renewing or converting to the Euro-Rate Option applicable to outstanding
Loans. Notwithstanding the second sentence hereof: (A) any Interest Period which would otherwise end on a date which is not a Business Day shall be extended to the next succeeding Business Day unless such Business Day falls in the next calendar
month, in which case such Interest Period shall end on the next preceding Business Day, and (B) the Borrower shall not select, convert to or renew an Interest Period for any portion of the Loans that would end after the Expiration Date. 

Interest Rate Hedge shall mean an interest rate exchange, collar, cap, swap, adjustable strike cap, adjustable strike corridor or
similar agreements entered into by the Loan Parties or their Subsidiaries in order to provide protection to, or minimize the impact upon, the Borrower, the Guarantors and/or their Subsidiaries of increasing floating rates of interest applicable to
Indebtedness. 
 Interest Rate Option shall mean any Euro-Rate Option or Base Rate Option. 

  
 19 

 Internal Revenue Code shall mean the Internal Revenue Code of 1986, as the same may be
amended or supplemented from time to time, and any successor statute of similar import, and the rules and regulations thereunder, as from time to time in effect. 

IRS shall mean the United States Internal Revenue Service. 

ISP98 shall have the meaning specified in Section 11.11.1 [Governing Law]. 

Issuing Lender shall mean (i) PNC, in its individual capacity as issuer of Letters of Credit hereunder, (ii) solely with
respect to certain China JV Letters of Credit, The Bank of Tokyo-Mitsubishi UFJ, Ltd., in its individual capacity as issuer of such China JV Letters of Credit, and (iii) any other Lender that Borrower, Administrative Agent and such other Lender
may agree may from time to time issue Letters of Credit hereunder. 
 Joint Lead Arrangers shall mean PNC Capital Markets LLC, Wells
Fargo Securities, LLC, Merrill Lynch Pierce Fenner & Smith Inc., Citizens Bank, N.A., Fifth Third Bank, Deutsche Bank Securities Inc., and Barclays Bank PLC. 

Joint Venture shall mean a corporation, partnership, limited liability company or other entity in which any Person other than the Loan
Parties and their Subsidiaries holds, directly or indirectly, an equity interest. 
 KCCC shall mean Koppers (China)
Carbon & Chemical Co, Ltd, a limited liability company organized under the laws of the People’s Republic of China. 

Koppers Assurance shall mean Koppers Assurance, Inc., a South Carolina corporation and successor by merger to KHC Assurance, Inc., a
Vermont corporation. 
 Koppers Beijing shall mean Koppers (Beijing) Chemical Co, Ltd, a limited liability company organized under
the laws of the People’s Republic of China. 
 Koppers India shall mean Koppers India Carbon Materials and Chemicals Pte Ltd, a
company organized under the laws of India. 
 Koppers Jiangsu shall mean Koppers (Jiangsu) Carbon Chemical Co., Ltd., a limited
liability company organized under the laws of the People’s Republic of China. 
 Koppers Mauritius shall mean Koppers Mauritius,
a company organized under the laws of the Republic of Mauritius. 
 Koppers Tianjin shall mean Koppers (Tianjin) Trading Co., Ltd., a
limited liability company organized under the laws of the People’s Republic of China. 
 Labor Contracts shall mean all
employment agreements, employment contracts, collective bargaining agreements and other agreements among any Loan Party or Subsidiary of a Loan Party and its employees. 

  
 20 

 Landlord’s Waiver shall mean a Landlord’s Waiver in favor of the Collateral
Agent in substantially the form attached hereto as Exhibit 7.1.1(vii). 
 Law shall mean any law (including common law),
constitution, statute, treaty, regulation, rule, ordinance, opinion, release, ruling, order, injunction, writ, decree, bond, judgment, authorization or approval, lien or award by or settlement agreement with any Official Body. 

Lender-Provided Credit Arrangement shall mean any obligation or liability of the Borrower or any of its Subsidiaries to the
Administrative Agent or any of the Lenders or their Affiliates howsoever created, arising or evidenced, whether direct or indirect, absolute or contingent, now or hereafter existing, or due or to become due, under or in connection with (i) line
of credit facilities provided to Subsidiaries of the Borrower which are not Guarantors, and (ii) letters of credit, bank guaranties and bid guaranties issued for the account of Subsidiaries of the Borrower which are not Guarantors (and for
which the Borrower is not a co-applicant); and in any case under clause (i) or (ii), either the applicable documents that create or evidence any such facilities, letters of credit or guaranties shall designate the same as a Lender-Provided
Credit Arrangements, or the Borrower shall have provided the Administrative Agent prior written notice of such designation. The liabilities of the Loan Parties and any Subsidiary of the Loan Parties to the provider of any Lender-Provided Credit
Arrangement (the “Credit Arrangement Liabilities”) shall be “Obligations” hereunder, guaranteed obligations under the Guaranty Agreement and secured obligations under the Collateral Documents and otherwise treated as
Obligations for purposes of each of the other Loan Documents, except to the extent constituting Excluded Hedge Liabilities of such Person. The Liens securing the Credit Arrangement Liabilities shall be pari passu with the Liens securing all other
Obligations under this Agreement and the other Loan Documents, subject to the express provisions of Section 9.2.4 [Application of Proceeds]. 

Lender-Provided Hedge shall mean: (a) an Interest Rate Hedge which is provided by a Lender or an Affiliate of a Lender to any Loan
Party or any Subsidiary of a Loan Party, whether or not such Subsidiary is a Guarantor, and which (i) is documented in a standard International Swaps and Derivatives Association Master Agreement, or another reasonable and customary manner
(ii) provides for the method of calculating the reimbursable amount of the provider’s credit exposure in a reasonable and customary manner, and (iii) is entered into for hedging (rather than speculative) purposes, and (b) the
following transactions which are provided by a Lender or an Affiliate of a Lender to any Loan Party, any Excluded Subsidiary or any Subsidiary of a Loan Party, whether or not such Subsidiary is a Guarantor: foreign currency exchange transactions,
currency swap transactions, cross-currency rate swap transactions, currency options, spot contracts, or any other similar transactions entered into for hedging (rather than speculative) purposes, and (c) the following transactions which are
provided by a Lender or an Affiliate of a Lender to any Loan Party or any Subsidiary of a Loan Party, whether or not such Subsidiary is a Guarantor: commodity swaps, commodity options, forward commodity contracts and any other similar transactions
entered into for hedging (rather than speculative) purposes. The liabilities of the Loan Parties and any such Subsidiaries or Excluded Subsidiaries to the provider of any Lender-Provided Hedge (the “Hedge Liabilities”) shall be
“Obligations” hereunder, guaranteed obligations under the Guaranty Agreement and secured obligations under the Collateral Documents and otherwise treated as Obligations for purposes of each of the other

  
 21 

 
Loan Documents, except to the extent constituting Excluded Hedge Liabilities of such Person. The Liens securing the Hedge Liabilities shall be pari passu with the Liens securing all other
Obligations under this Agreement and the other Loan Documents, subject to the express provisions of Section 9.2.4 [Application of Proceeds]. 

Lender-Provided Treasury Arrangement shall mean any obligation or liability of the Borrower or any of its Subsidiaries to the
Administrative Agent or any of the Lenders or their Affiliates howsoever created, arising or evidenced, whether direct or indirect, absolute or contingent, now or hereafter existing, or due or to become due, under or in connection with treasury
management services, depository services, overdraft protection arrangement, and cash management services, including, without limitation all arrangements with the Administrative Agent, or any Lender or its Affiliates to provide company paid credit
cards that permit employees to make purchases on behalf of any Loan Party, including all fees and expenses of the Loan Parties payable to the Administrative Agent, any Lender or its Affiliates related to any of the foregoing. The liabilities of the
Loan Parties and any Subsidiary of the Loan Parties to the provider of any Lender-Provided Treasury Arrangement (the “Treasury Liabilities”) shall be “Obligations” hereunder, guaranteed obligations under the Guaranty
Agreement and secured obligations under the Collateral Documents and otherwise treated as Obligations for purposes of each of the other Loan Documents, except to the extent constituting Excluded Hedge Liabilities of such Person. The Liens securing
the Treasury Liabilities shall be pari passu with the Liens securing all other Obligations under this Agreement and the other Loan Documents, subject to the express provisions of Section 9.2.4 [Application of Proceeds]. 

Lenders shall mean the financial institutions named on Schedule 1.1(B) and their respective successors and assigns as
permitted hereunder, each of which is referred to herein as a Lender. For the purpose of any Loan Document which provides for the granting of a security interest or other Lien to the Lenders or to the Collateral Agent for the benefit of the Lenders
as security for the Obligations, “Lenders” shall include any Affiliate of a Lender to which such Obligation is owed. 
 Letter
of Credit shall have the meaning specified in Section 2.9.1 [Issuance of Letters of Credit]. 
 Letter of Credit Borrowing
shall have the meaning specified in Section 2.9.3 [Disbursements, Reimbursement]. 
 Letter of Credit Fee shall have the meaning
specified in Section 2.9.2 [Letter of Credit Fees]. 
 Letter of Credit Obligation shall mean, as of any date of determination,
the aggregate Dollar Equivalent amount available to be drawn under all outstanding Letters of Credit on such date (if any Letter of Credit shall increase in amount automatically in the future, such aggregate amount available to be drawn shall
currently give effect to any such future increase) plus the aggregate Dollar Equivalent amount of Reimbursement Obligations and Letter of Credit Borrowings on such date. 

  
 22 

 Letter of Credit Sublimit shall have the meaning specified in Section 2.9.1 [Issuance
of Letters of Credit]. 
 Lien shall mean any mortgage, deed of trust, pledge, lien, security interest, hypothec, charge or other
encumbrance or security arrangement of any nature whatsoever, whether voluntarily or involuntarily given, including any conditional sale or title retention arrangement, and any assignment, deposit arrangement or lease intended as, or having the
effect of, security and any filed financing statement or other notice of any of the foregoing (whether or not a lien or other encumbrance is created or exists at the time of the filing). 

LLC Interests shall have the meaning specified in Section 6.1.3 [Subsidiaries]. 

Loan Documents shall mean this Agreement, the Continuing Agreement of Guaranty and Suretyship of the Borrower in favor of the
Administrative Agent, for the benefit of each Hedge/Treasury/Credit Provider (as defined therein), the Guaranty Agreement, the Intercompany Subordination Agreement, the Notes, the Patent, Trademark and Copyright Security Agreement, the Pledge
Agreement, the Security Agreement, the Collateral Assignment of Contract Rights, agreements related to Lender-Provided Hedges, Lender-Provided Treasury Arrangements and Lender-Provided Credit Arrangements, fee letters between the Borrower and the
Administrative Agent, the Collateral Trust Agreement, and any other instruments, certificates or documents delivered or contemplated to be delivered hereunder or thereunder or in connection herewith or therewith, as the same may be supplemented or
amended from time to time in accordance herewith or therewith, and Loan Document shall mean any of the Loan Documents. 
 Loan
Parties shall mean the Borrower and the Guarantors. 
 Loan Request shall have the meaning specified in Section 2.5
[Revolving Credit Loan Requests; Swing Loan Requests]. 
 Loans shall mean collectively and Loan shall mean separately all
Revolving Credit Loans, Term Loans and Swing Loans or any Revolving Credit Loan, Term Loan or Swing Loan. 
 Material Adverse Change
shall mean any set of circumstances or events which (a) has a material adverse effect upon the validity or enforceability of this Agreement or any other Loan Document, (b) is material and adverse to the business, properties, assets,
financial condition, or results of operations of the Loan Parties taken as a whole, (c) impairs materially the ability of the Loan Parties taken as a whole to duly and punctually pay or perform its Indebtedness, or (d) impairs materially
the ability of the Collateral Agent, Administrative Agent or any of the Lenders, to the extent permitted, to enforce their legal remedies pursuant to this Agreement or any other Loan Document. 

Month, with respect to an Interest Period under the Euro-Rate Option, shall mean the interval between the days in consecutive calendar
months numerically corresponding to the first day of such Interest Period. If any Euro-Rate Interest Period begins on a day of a calendar month for which there is no numerically corresponding day in the month in which such Interest Period is to end,
the final month of such Interest Period shall be deemed to end on the last Business Day of such final month. 

  
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 Moody’s shall mean Moody’s Investors Service, Inc. and its successors. 

Multiemployer Plan shall mean any employee benefit plan which is a “multiemployer plan” within the meaning of
Section 4001(a)(3) of ERISA and to which the Borrower or any member of the ERISA Group is then making or accruing an obligation to make contributions or, within the preceding five Plan years, has made or had an obligation to make such
contributions. 
 Multiple Employer Plan shall mean a Plan which has two or more contributing sponsors (including the Borrower or any
member of the ERISA Group) at least two of whom are not under common control, as such a plan is described in Sections 4063 and 4064 of ERISA. 

Net Cash Proceeds shall mean in connection with any Asset Sale or any Recovery Event, the proceeds thereof in the form of cash and Cash
Equivalents (including any such proceeds received by way of deferred payment of principal pursuant to a note or installment receivable or purchase price adjustment receivable or otherwise, but only as and when received), net of attorneys’ fees,
accountants’ fees, investment banking and other customary advisor fees, amounts required to be applied to the repayment of Indebtedness secured by a Lien expressly permitted hereunder on any asset that is the subject of such Asset Sale or
Recovery Event (other than any Lien pursuant to a Collateral Document) and other customary fees and expenses actually incurred in connection therewith and net of taxes paid or reasonably estimated to be payable as a result thereof (after taking into
account any available tax credits or deductions and any tax sharing arrangements). 
 New Lender shall have the meaning assigned to
that term in Section 2.11 [Increase in Revolving Credit Commitments]. 
 New Note Indenture shall mean any indenture or similar
agreement entered into by the Borrower after the Closing Date to the extent permitted by Section 8.2.14(ii) [Limitations on New Note Indentures] under which unsecured Indebtedness in an amount not less than $300,000,000 shall be issued for any
purpose set forth in such indenture or agreement, together with any refinancings, refundings, amendments, modifications, replacements and restatements, or the like thereto from time to time to the extent permitted by Section 8.2.14(ii) [Changes
in 2009 Senior Note Debt Documents; New Note Indentures]. 
 Non-Consenting Lender shall have the meaning specified in
Section 11.1 [Modifications, Amendments or Waivers]. 
 Non-Qualifying Party shall mean any Loan Party that fails for any reason
to qualify as an Eligible Contract Participant on the Effective Date of the applicable Swap. 
 Notes shall mean collectively, and
Note shall mean separately, the promissory notes in the form of Exhibit 1.1(N)(1) evidencing the Revolving Credit Loans, in the form of Exhibit 1.1(N)(2) evidencing the Swing Loan and Exhibit 1.1(N)(3)
evidencing the Term Loans. 
 Obligations shall mean (i) any and all obligations, liabilities, and indebtedness from time to
time of the Borrower, any Guarantor or any other Subsidiary of the Borrower to the Collateral Agent, the Administrative Agent, any of the Lenders or any Affiliate of any Lender 

  
 24 

 
under or in connection with this Agreement or any other Loan Document, whether for principal, interest, fees, indemnities, expenses, or otherwise, and all refinancings or refundings thereof,
whether such obligations, liabilities, or indebtedness are direct or indirect, secured or unsecured, joint or several, absolute or contingent, due or to become due, whether for payment or performance, now existing or hereafter arising (and including
obligations, liabilities, and indebtedness arising or accruing after the commencement of any bankruptcy, insolvency, reorganizations, or similar proceeding with respect to the Borrower, any Guarantor or any other Subsidiary of the Borrower or which
would have arisen or accrued but for the commencement of such proceeding, even if the claim for such obligation, liability, or indebtedness is not enforceable or allowable in such proceeding, and including all Obligations, liabilities, and
indebtedness arising from any extensions of credit under or in connection with the Loan Documents from time to time, regardless whether any such extensions of credit are in excess of the amount committed under or contemplated by the Loan Documents
or are made in circumstances in which any condition to an extension of credit is not satisfied); (ii) all Reimbursement Obligations of each Loan Party and any other Subsidiary of the Borrower with respect to any one or more Letters of Credit
issued by any Issuing Lender; (iii) all indebtedness, loans, obligations, expenses and liabilities of each Loan Party, each Excluded Subsidiary or any other Subsidiary of the Borrower to the Administrative Agent, the Collateral Agent, or any of
the Lenders, or any of their respective Affiliates, arising out of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement provided by the Administrative Agent, any of the Lenders or such
Affiliates pursuant to this Agreement; (iv) any sums advanced by or owing to the Administrative Agent, the Collateral Agent, or any of the Lenders for any reason relating to this Agreement, any other Loan Document, or any collateral relating
thereto, including for indemnification, for maintenance, preservation, protection or enforcement of, or realization upon, the Collateral or other collateral security or any one or more guaranties, and for enforcement, collection, or preservation of
the rights of the Administrative Agent, the Collateral Agent, and the Lenders, and regardless whether before or after default or the entry of any judgment; (v) any obligation or liability of any Loan Party or any other Subsidiary of the
Borrower arising out of overdrafts on deposits or other accounts or out of electronic funds (whether by wire transfer or through automated clearing houses or otherwise) or out of the return unpaid of, or other failure of any Lender to receive final
payment for, any check, item, instrument, payment order or other deposit or credit to a deposit or other account, or out of any Lender’s non-receipt of or inability to collect funds or otherwise not being made whole in connection with
depository or other similar arrangements, and (vi) any amendments, extensions, renewals and increases of or to any of the foregoing. Notwithstanding the foregoing provisions in this definition, Obligations shall not include Excluded Hedge
Liabilities. 
 Official Body shall mean the government of the United States of America or any other nation, or of any political
subdivision thereof, whether state or local, and any agency, authority, instrumentality, regulatory body, court, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative powers or functions of or
pertaining to government (including any supra-national bodies such as the European Union or the European Central Bank) and any group or body charged with setting financial accounting or regulatory capital rules or standards (including, the Financial
Accounting Standards Board, the Bank for International Settlements or the Basel Committee on Banking Supervision or any successor or similar authority to any of the foregoing). 

  
 25 

 Optional Currency shall mean the following lawful currencies: the Euro, Australian
Dollars, and Canadian Dollars and, solely with respect to Letters of Credit issued hereunder, Chinese Renminbi, Danish Krone, and Brazilian Real and any other currency approved by the Administrative Agent and all of the Lenders pursuant to
Section 2.12.4(iii) [European Monetary Union; Requests for Additional Optional Currencies]. Subject to Section 2.12.4 [European Monetary Union], each Optional Currency must be the lawful currency of the specified country. 

Optional Currency Loans shall have the meaning specified in Section 2.1.1 [Revolving Credit Loans; Optional Currency Loans]. 

Optional Currency Sublimit shall have the meaning specified in Section 2.1.1 [Revolving Credit Loans; Optional Currency Loans].

 Order shall have the meaning specified in Section 2.9.9 [Liability for Acts and Omissions]. 

Original Currency shall have the meaning specified in Section 5.13 [Currency Conversion Procedures for Judgments]. 

Osmose Acquisition shall mean the acquisition by the Borrower of outstanding capital stock of the Osmose Entities in accordance with
the terms of Osmose Acquisition Documents. 
 Osmose Acquisition Documents shall mean the Osmose Purchase Agreement, and all other
instruments, certificates or documents delivered or contemplated to be delivered thereunder or in connection therewith, as the same may be supplemented or amended from time to time in accordance herewith. 

Osmose Diligence shall mean the due diligence and related evaluations undertaken in contemplation of or in connection with the Osmose
Transactions. 
 Osmose Entities shall collectively mean Osmose, Inc., a New York corporation and Osmose Railroad Services, Inc., a
Delaware corporation. 
 Osmose Guarantors shall collectively mean the Osmose Entities and Osmose-Nevada Limited Liability Company, a
Nevada limited liability company, Wood Protection Management LLC, a Nevada limited liability company, Wood Protection LP, a Texas limited partnership, and Osmose NZ, LLC, a New York limited liability company. 

Osmose Material Adverse Effect shall mean a “Material Adverse Effect” as defined in and determined pursuant to the Osmose
Acquisition Documents. 
 Osmose Purchase Agreement shall mean the Stock Purchase Agreement by and among Seller, Osmose, Inc., Osmose
Railroad Services, Inc., and Borrower, dated as of April 13, 2014 as amended by that certain Amendment No. 1 to Stock Purchase Agreement by and among Seller, Osmose, Inc., Osmose Railroad Services, Inc., and Borrower, dated as of
August 15, 2014. 

  
 26 

 Osmose Transactions shall mean the transactions contemplated by the Osmose Acquisition
Documents. 
 Other Currency shall have the meaning specified in Section 5.13 [Currency Conversion Procedures for Judgments].

 Other Connection Taxes shall mean, with respect to any Recipient, Taxes imposed as a result of a present or former connection
between such Recipient (or an agent or affiliate thereof) and the jurisdiction imposing such Tax (other than connections arising solely from such Recipient having executed, delivered, become a party to, performed its obligations under, received
payments under, received or perfected a security interest under, engaged in any other transaction pursuant to or enforced any Loan Document, or sold or assigned an interest in any Loan or Loan Document). 

Other Taxes shall mean all present or future stamp, court or documentary, intangible, recording, filing or similar Taxes that arise
from any payment made under, from the execution, delivery, performance, enforcement or registration of, from the receipt or perfection of a security interest under, or otherwise with respect to, any Loan Document, except any such Taxes that are
Other Connection Taxes imposed with respect to an assignment (other than an assignment made pursuant to Section 5.6.2 [Replacement of a Lender]). 

Overnight Rate shall mean for any day with respect to any Loans in an Optional Currency, the rate of interest per annum as determined
by the Administrative Agent at which overnight deposits in such currency, in an amount approximately equal to the amount with respect to which such rate is being determined, would be offered for such day in the Relevant Interbank Market. 

Participant has the meaning specified in Section 11.8.4 [Participations]. 

Participant Register shall have the meaning specified in Section 11.8.4 [Participations]. 

Participating Member State shall mean any member State of the European Communities that adopts or has adopted the Euro as its lawful
currency in accordance with legislation of the European Community relating to Economic and Monetary Union. 
 Participation Advance
shall have the meaning specified in Section 2.9.3 [Disbursements, Reimbursement]. 
 Partnership Interests shall have the
meaning specified in Section 6.1.3 [Subsidiaries]. 
 Patent, Trademark and Copyright Security Agreement shall mean the Patent,
Trademark and Copyright Security Agreement in substantially the form of Exhibit 1.1(P)(1) executed and delivered by each of the Loan Parties to the Collateral Agent. 

  
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 Payment Date shall mean initially, November 1, 2014, and thereafter the first day of
each February, May, August and November, and on the Expiration Date or upon acceleration of the Notes. 
 Payment In Full and Paid
In Full shall mean the indefeasible payment in full in cash of the Loans and other Obligations hereunder (other than contingent indemnification obligations which by their terms survive such termination of the Commitments, payment of the Loans
and the other Obligations), termination of the Commitments and expiration or termination of all Letters of Credit. 
 PBGC shall mean
the Pension Benefit Guaranty Corporation established pursuant to Subtitle A of Title IV of ERISA or any successor. 
 Permitted
Acquisitions shall have the meaning specified in Section 8.2.6 [Liquidations, Mergers, Consolidations, Acquisitions]. 

Permitted Investments shall mean: 

(i) direct obligations of the United States of America, the Commonwealth of Australia, a State of the Commonwealth of Australia, or any agency
or instrumentality thereof or obligations backed by the full faith and credit of the United States of America or the Commonwealth of Australia or a State of the Commonwealth of Australia maturing in twelve (12) months or less from the date of
acquisition; 
 (ii) commercial paper with a maturity of 270 days or fewer issued by a corporation (except an Affiliate of the Borrower)
organized under the laws of any state of the United States or the District of Columbia or of the Commonwealth of Australia or any state thereof or of England and rated at least A-1, by Standard & Poor’s, at least F1 by Fitch, or at
least P-1 by Moody’s on the date of acquisition; 
 (iii) demand deposits, time deposits, term deposits, or certificates of deposit
maturing within one year in commercial banks of the United States or Europe, or banks constituted under the legislation of a State of the Commonwealth of Australia whose obligations are given a short-term rating of A-1, or a long-term senior
unsecured rating of A or the equivalent or better by Standard & Poor’s or given a short-term rating of P-1, or a long-term senior unsecured rating of A2 or the equivalent or better by Moody’s, or a short-term rating of F1, or a
long-term senior unsecured rating of A or the equivalent or better by Fitch on the date of acquisition; 
 (iv) notes or bonds with a
maturity or mandatory put or call of 365 days or less from the date of investment issued by a corporation (except an Affiliate of the Borrower) organized under the laws of any state of the United States or the District of Columbia or of the
Commonwealth of Australia or any state thereof or of England and rated at least AA by Standard & Poor’s, at least AA by Fitch or at least Aa by Moody’s; and 

(v) money market mutual funds or cash management trusts rated in the highest rating by Standard & Poor’s, Fitch or Moody’s
(and not rated other than the highest rating by Standard & Poor’s, Fitch or Moody’s) or money market mutual funds or cash management trusts investing at least ninety percent (90%) of its assets in investments described in
clauses (i) through (iv) of the definition of Cash Equivalents; and 
 (vi) investments made under the Cash Management Agreements
or under cash management agreements with any other Lenders. 

  
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 Permitted Liens shall mean: 

(i) Liens for taxes, assessments, or similar charges, incurred in the ordinary course of business and which are not yet due and payable; 

(ii) Pledges or deposits made in the ordinary course of business to secure payment of workmen’s compensation, or to participate in any
fund in connection with workmen’s compensation, unemployment insurance, old-age pensions or other social security programs; 
 (iii)
Liens of mechanics, materialmen, warehousemen, carriers, or other like Liens, securing obligations incurred in the ordinary course of business that are not yet due and payable and Liens of landlords securing obligations to pay lease payments that
are not yet due and payable or in default; 
 (iv) Good-faith pledges or deposits made in the ordinary course of business to secure
performance of bids, tenders, contracts (other than for the repayment of borrowed money) or leases, not in excess of the aggregate amount due thereunder, or to secure statutory obligations, or surety, appeal, indemnity, performance or other similar
bonds required in the ordinary course of business; 
 (v) Encumbrances consisting of zoning restrictions, easements or other restrictions on
the use of real property, or minor irregularities in title thereto and other immaterial liens that do not secure the payment of money, none of which materially impairs the use of such property or the value thereof, and none of which is violated in
any material respect by existing or proposed structures or land use; 
 (vi) Liens, security interests and mortgages in favor of the
Administrative Agent for the benefit of the Lenders or any Affiliates of any Lender securing the Obligations including liabilities under any Lender-Provided Hedge, Lender-Provided Treasury Arrangement or Lender-Provided Credit Arrangement; 

(vii) Liens on property leased by any Loan Party or Subsidiary of a Loan Party under capital and operating leases securing obligations of such
Loan Party or Subsidiary to the lessor under such leases; 
 (viii) Any Lien existing on the date of this Agreement and described on
Schedule 1.1(P), and any extension, replacement or renewal thereof, provided that the principal amount secured thereby is not hereafter increased, and no additional assets become subject to such Lien; 

  
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 (ix) Purchase Money Security Interests, capitalized leases and Liens on tangible property
(excluding inventory) to the extent that the Indebtedness secured thereby is permitted under Section 8.2.1(vii); 
 (x) The following,
(A) if the validity or amount thereof is being contested in good faith by appropriate and lawful proceedings diligently conducted so long as levy and execution thereon have been stayed and continue to be stayed or (B) if a final judgment
is entered and such judgment is discharged within thirty (30) days of entry, and in either case they do not affect the Collateral or, in the aggregate, materially impair the ability of any Loan Party to perform its Obligations hereunder or
under the other Loan Documents: 
 (1) Claims or Liens for taxes, assessments or charges due and payable and subject to interest or
penalty, provided that the applicable Loan Party maintains such reserves or other appropriate provisions as shall be required by GAAP and pays all such taxes, assessments or charges forthwith upon the commencement of proceedings to foreclose
any such Lien; 
 (2) Claims, Liens or encumbrances upon, and defects of title to, real or personal property other than the Collateral,
including any attachment of personal or real property or other legal process prior to adjudication of a dispute on the merits; 
 (3)
Claims or Liens of mechanics, materialmen, warehousemen, carriers, or other statutory nonconsensual Liens; or 
 (4) Liens resulting from
final judgments or orders described in Section 9.1.6; 
 (xi) Pledges or deposits in margin accounts made in the ordinary course of
business to secure Currency/Commodity Agreements permitted under Section 8.2.1(ix); provided that the amount of such pledges or deposits are not in excess of the aggregate amount required to be so pledged or deposited under such
Currency/Commodity Agreements and that no additional assets become subject to a Lien to secure such Currency/Commodity Agreements; 
 (xii)
Liens granted to the Collateral Trustee in accordance with the Collateral Trust Agreement to secure the 2009 Senior Note Debt; and 
 (xiii)
Liens securing obligations in an aggregate amount not to exceed $10,000,000 at any one time outstanding. 
 Person shall mean any
individual, corporation, partnership, limited liability company, association, joint-stock company, trust, unincorporated organization, joint venture, government or political subdivision or agency thereof, or any other entity. 

Plan shall mean at any time an employee pension benefit plan (including a Multiple Employer Plan, but not a Multiemployer Plan) which
is covered by Title IV of ERISA or is subject to the minimum funding standards under Sections 412, 430 and 436 of the Internal Revenue Code and either (i) is maintained by any member of the ERISA Group for employees of any member of the
ERISA Group or (ii) has at any time within the preceding five years been maintained by any entity which was at such time a member of the ERISA Group for employees of any entity which was at such time a member of the ERISA Group. 

  
 30 

 Pledge Agreement shall mean the Pledge Agreement in substantially the form of
Exhibit 1.1(P)(2) executed and delivered by each of the Loan Parties to the Collateral Agent. 
 Pledged Collateral shall
mean the property of the Loan Parties in which security interests are to be granted under the Pledge Agreement. 
 PNC shall mean PNC
Bank, National Association, its successors and assigns. 
 Potential Default shall mean any event or condition which with notice or
passage of time, or a determination by the Administrative Agent or the Required Lenders, or any combination of the foregoing, would constitute an Event of Default. 

Prime Rate shall mean the interest rate per annum announced from time to time by the Administrative Agent at its Principal Office as
its then prime rate, which rate may not be the lowest or most favorable rate then being charged commercial borrowers or others by the Administrative Agent. Any change in the Prime Rate shall take effect at the opening of business on the day such
change is announced. 
 Principal Office shall mean the main banking office of the Administrative Agent in Pittsburgh, Pennsylvania.

 Principal Payment Amount shall mean, (a) prior to the Re-Amortization Event, an amount determined by the following formula:
Principal Payment Amount = amount of Term Loans made on the Closing Date * 0.025, and (b) following the Re-Amortization Event, an amount determined by the following formula: Principal Payment Amount = Reduced Term Loan Balance * 0.025. 

Prior Security Interest shall mean a valid and enforceable perfected first-priority security interest under the Uniform Commercial Code
in the UCC Collateral and the Pledged Collateral which is subject only to (i) Liens for taxes not yet due and payable to the extent such prospective tax payments are given priority by statute, (ii) Purchase Money Security Interests as
permitted hereunder, (iii) Permitted Liens on tangible property (excluding inventory) acquired pursuant to Permitted Acquisitions, and (iv) other Permitted Liens to the extent given priority by statute, excluding Liens created by
consensual security interests granted under the Uniform Commercial Code. 
 Prohibited Transaction shall mean any prohibited
transaction as defined in Section 4975 of the Internal Revenue Code or Section 406 of ERISA for which neither an individual nor a class exemption has been issued by the United States Department of Labor. 

Property shall mean all real property, both owned and leased, of any Loan Party or Subsidiary of a Loan Party. 

Property A shall have the meaning specified in the Osmose Purchase Agreement. 

  
 31 

 Pro Forma Financial Information shall have the meaning specified in
Section 6.1.9(ii). 
 Pro Forma Financial Statements shall have the meaning specified in Section 6.1.9(ii). 

Published Rate shall mean the rate of interest published each Business Day in The Wall Street Journal “Money Rates”
listing under the caption “London Interbank Offered Rates” for a one month period (or, if no such rate is published therein for any reason, then the Published Rate shall be the rate at which U.S. dollar deposits are offered by leading
banks in the London interbank deposit market for a one month period as published in another publication selected by the Administrative Agent). 

Purchase Money Security Interest shall mean Liens upon tangible personal property securing loans to any Loan Party or Subsidiary of a
Loan Party or deferred payments by such Loan Party or Subsidiary for the purchase of such tangible personal property, which Liens do not encumber any other property. 

Qualified ECP Loan Party shall mean each Loan Party that on the Eligibility Date is (a) a corporation, partnership,
proprietorship, organization, trust, or other entity other than a “commodity pool” as defined in Section 1a(10) of the CEA and CFTC regulations thereunder that has total assets exceeding $10,000,000, or (b) an Eligible Contract
Participant that can cause another person to qualify as an Eligible Contract Participant on the Eligibility Date under Section 1a(18)(A)(v)(II) of the CEA by entering into or otherwise providing a “letter of credit or keepwell, support, or
other agreement” for purposes of Section 1a(18)(A)(v)(II) of the CEA. 
 Qualified Note Issuance shall mean the first
issuance of unsecured Indebtedness under a New Note Indenture to occur after the Closing Date in an amount greater than or equal to $300,000,000 as permitted pursuant to Section 8.2.1(x) [Indebtedness]. 

Ratable Share shall mean: 

(i) with respect to a Lender’s obligation to make Revolving Credit Loans, participate in Letters of Credit and other Letter of Credit
Obligations, and receive payments, interest, and fees related thereto, the proportion that such Lender’s Revolving Credit Commitment bears to the Revolving Credit Commitments of all of the Lenders, provided however that if the Revolving Credit
Commitments have terminated or expired, the Ratable Shares for purposes of this clause shall be determined based upon the Revolving Credit Commitments most recently in effect, giving effect to any assignments. 

(ii) with respect to a Lender’s obligation to make Term Loans and receive payments, interest, and fees related thereto, the proportion
that such Lender’s Term Loans bears to the Term Loans of all of the Lenders. 
 (iii) with respect to all other matters as to a
particular Lender, the percentage obtained by dividing (i) such Lender’s Revolving Credit Commitment, plus outstanding Term Loan by (ii) the sum of the aggregate amount of the Revolving Credit Commitments plus outstanding
Term Loans of all Lenders; provided however that if the Revolving Credit 

  
 32 

 
Commitments have terminated or expired, the computation in this clause shall be determined based upon the Revolving Credit Commitments most recently in effect, giving effect to any assignments,
and not on the current amount of the Revolving Credit Commitments and provided further in the case of Section 2.10 [Defaulting Lenders] when a Defaulting Lender shall exist, “Ratable Share” shall mean the percentage of the
aggregate Commitments (disregarding any Defaulting Lender’s Commitment) represented by such Lender’s Commitment. 

Re-Amortization Event shall occur upon the first mandatory prepayment of the Loans made pursuant to Section 5.7.2 [Note Issuance].

 Real Property shall mean the real estate owned by the Loan Parties listed on Schedule 6.1.8 hereto. 

Recipient shall mean (i) the Administrative Agent, (ii) any Lender and (iii) any Issuing Lender, as applicable. 

Recovery Event shall mean any settlement of or payment in respect of any property or casualty insurance claim or any condemnation
proceeding relating to any asset of the Borrower or any of its Subsidiaries, including any event described in clause (c) of Schedule 8.1.3 hereof. 

Reduced Term Loan Balance shall mean the outstanding principal balance of the Term Loans immediately after the occurrence of the
Re-Amortization Event. 
 Reduced Ratio shall mean the applicable ratio determined by reference to the amount of the Qualified Note
Issuance according to the table set forth below: 
  

			
	 Amount of Qualified Note Issuance
	  	Reduced Ratio
	 Greater than or equal to $300,000,000, but less than $350,000,000
	  	4.00 to 1.00
	 Greater than or equal to $350,000,000, but less than $425,000,000
	  	3.75 to 1.00
	 Greater than or equal to $425,000,000, but less than $450,000,000
	  	3.50 to 1.00
	 Greater than or equal to $450,000,000, but less than or equal to $475,000,000
	  	3.25 to 1.00
	 Greater than or equal to $475,000,000, but less than or equal to $500,000,000
	  	3.00 to 1.00

 Reference Currency shall have the meaning specified in the definition of “Equivalent Amount.”

 Regulated Substances shall mean, without limitation, any substance, material or waste, regardless of its form or nature, defined
under Environmental Laws as a “hazardous substance”, “pollutant”, “pollution”, “contaminant”, “hazardous or toxic substance”, “extremely hazardous substance”, “toxic chemical”,
“toxic substance”, “toxic waste”, “hazardous waste”, “special handling waste”, “industrial waste”, “residual waste”, “solid waste”, “municipal waste”,

  
 33 

 
“mixed waste”, “infectious waste”, “chemotherapeutic waste”, “medical waste”, “pesticide” or “regulated substance” or any other
substance, material or waste, regardless of its form or nature, which is regulated, controlled or governed by Environmental Laws due to its radioactive, ignitable, corrosive, reactive, explosive, toxic, carcinogenic or infectious properties or
nature or any other material, substance or waste, regardless of its form or nature, which otherwise is regulated, controlled or governed by Environmental Laws including without limitation, petroleum and petroleum products (including crude oil and
any fractions thereof), natural gas, synthetic gas and any mixtures thereof, asbestos, urea formaldehyde, polychlorinated biphenlys, mercury, radon and radioactive materials. 

Reimbursement Obligation shall have the meaning specified in Section 2.9.3 [Disbursements, Reimbursement]. 

Reinvestment Notice shall mean a written notice executed by an Authorized Officer of the Borrower stating that no Event of Default has
occurred and is continuing and that the Borrower (directly or indirectly through a Subsidiary) intends and expects to use all or a specified portion of the Net Cash Proceeds of an Asset Sale or Recovery Event to acquire or repair assets useful in
its business, other than current assets. 
 Related Parties shall mean, with respect to any Person, such Person’s Affiliates and
the partners, directors, officers, employees, agents and advisors of such Person and of such Person’s Affiliates. 
 Relevant
Interbank Market shall mean in relation to Euro, the European Interbank Market, in relation to Australian Dollars, the Australian Financial Markets Association, and, in relation to any other currency, the London interbank market or other
applicable offshore interbank market. 
 Remedial Action shall mean any investigation, identification, preliminary assessment,
characterization, delineation, feasibility study, cleanup, corrective action, removal, remediation, risk assessment, fate and transport analysis, in-situ treatment, containment, operation and maintenance or management in-place, control or abatement
of or other response actions to Regulated Substances and any closure or post-closure measures associated therewith. 
 Reportable
Compliance Event shall mean that any Covered Entity becomes a Sanctioned Person, or is charged by indictment, criminal complaint or similar charging instrument, arraigned, or custodially detained in connection with any Anti-Terrorism Law or any
predicate crime to any Anti-Terrorism Law, or has knowledge of facts or circumstances to the effect that it is reasonably likely that any aspect of its operations is in actual or probable violation of any Anti-Terrorism Law. 

Reportable Event shall mean a reportable event described in Section 4043 of ERISA and regulations thereunder with respect to a
Plan or Multiemployer Plan for which notice has not been waived by regulation of the PBGC. 
 Required Lenders shall mean Lenders
(other than any Defaulting Lender) having more than 50% of the sum of (a) the aggregate amount of the Revolving Credit Commitments of the Lenders (excluding any Defaulting Lender) or, after the termination of the Revolving Credit

  
 34 

 
Commitments, the outstanding Revolving Credit Loans and Ratable Share of Letter of Credit Obligations of the Lenders (excluding any Defaulting Lender), and (b) the aggregate outstanding
amount of any Term Loans. 
 Required Share shall have the meaning assigned to such term in Section 5.11 [Settlement Date
Procedures]. 
 Restricted Payment shall mean with respect to any Person (i) the declaration or payment of any dividend or other
distribution on account of any shares of such Person’s capital stock, (ii) any payment on account of the purchase, redemption, retirement or other acquisition of (a) any shares of such Person’s capital stock or (b) any
option, warrant or other right to acquire shares of such Person’s capital stock, (iii) any voluntary prepayment or defeasance, redemption, repurchase or other acquisition or retirement for value of any Indebtedness ranked subordinate in
right of payment to the Obligations, or (iv) any payment made for the purpose of redemption or repurchase of the 2009 Senior Notes or any notes issued in connection with a New Note Indenture prior to the stated maturity. Notwithstanding the
foregoing, “Restricted Payment” shall not include (i) any dividend on shares of capital stock payable solely in shares of capital stock or in options, warrants or other rights to purchase capital stock; (ii) any dividend
or other distribution or payment in respect of redemption of capital stock payable to the Borrower by any of its Subsidiaries or by a Subsidiary to another Subsidiary or the retirement of any shares of the Borrower held by any wholly-owned
Subsidiary of the Borrower; (iii) the repurchase or other acquisition or retirement for value of any shares of the Borrower’s capital stock, or any option, warrant or other right to purchase shares of the Borrower’s capital stock with
additional shares of, or out of the net proceeds of a substantial contemporaneous issuance of, capital stock; and (iv) the retirement of any shares of capital stock by conversion into, or by exchange for, additional shares of capital stock, or
out of the net proceeds of the substantial contemporaneous issuance (other than to a Subsidiary of the Borrower) of other shares of capital stock. 

Revolving Credit Commitment shall mean, as to any Lender at any time, the amount initially set forth opposite its name on
Schedule 1.1(B) in the column labeled “Amount of Commitment for Revolving Credit Loans,” as such Commitment is thereafter assigned or modified and Revolving Credit Commitments shall mean the aggregate Revolving Credit
Commitments of all of the Lenders. 
 Revolving Credit Loans shall mean collectively and Revolving Credit Loan shall mean
separately all Revolving Credit Loans or any Revolving Credit Loan made by the Lenders or one of the Lenders to the Borrower pursuant to Section 2.1 [Revolving Credit Commitments] or Section 2.9.3 [Disbursements, Reimbursement]. 

Revolving Facility Usage shall mean at any time the sum of the Dollar Equivalent amount of the outstanding Revolving Credit Loans, the
outstanding Swing Loans, and the Letter of Credit Obligations. 
 Safety Complaints shall mean any (i) notice of non-compliance
or violation, citation or order relating in any way to any Safety Law; (ii) civil, criminal, administrative or regulatory investigation instituted by an Official Body relating in any way to any Safety Law; (iii) administrative, regulatory
or judicial action, suit, claim or proceeding instituted by any 

  
 35 

 
Person or Official Body or any written notice of liability or potential liability from any Person or Official Body, in either instance, setting forth allegations relating to or a cause of action
for civil or administrative penalties, criminal fines or penalties, or declaratory or equitable relief arising under any Safety Laws; or (iv) subpoena, request for information or other written notice or demand of any type issued by an Official
Body pursuant to any Safety Laws. 
 Safety Filings and Records shall mean all notices, reports, records, plans, applications, forms,
logs, programs, manuals or other filings or documents relating or pertaining to compliance with Safety Laws, including, but not limited to, employee safety in the workplace, employee injuries or fatalities, employee training, or the protection of
employees from exposure to Regulated Substances which pursuant to Safety Laws or at the direction or order of any Official Body the Loan Parties or any Subsidiaries of any Loan either must be submit to an Official Body or otherwise must maintain in
their records. 
 Safety Laws shall mean the Occupational Safety and Health Act, 29 U.S.C. § 651 et seq., as amended, and any
regulations promulgated thereunder or any equivalent foreign, territorial, provincial state or local Law, each as amended, and any regulations promulgated thereunder or any other foreign, territorial, provincial, federal, state or local Law, each as
amended, and any regulations promulgated thereunder, pertaining or relating to the protection of employees from exposure to Regulated Substances in the workplace (but excluding workers compensation and wage and hour laws). 

Sanctioned Country shall mean a country subject to a sanctions program maintained under any Anti-Terrorism Law. 

Sanctioned Person shall mean any individual person, group, regime, entity or thing listed or otherwise recognized as a specially
designated, prohibited, sanctioned or debarred person, group, regime, entity or thing, or subject to any limitations or prohibitions (including but not limited to the blocking of property or rejection of transactions), under any Anti-Terrorism Law.

 Security Agreement shall mean the Security Agreement in substantially the form of Exhibit 1.1(S) executed and
delivered by certain of the Loan Parties to the Collateral Agent. 
 Seller shall mean Osmose Holdings, Inc., a Delaware corporation.

 Settlement Date shall mean the Business Day on which the Administrative Agent elects to effect settlement pursuant
Section 5.11 [Settlement Date Procedures]. 
 Solvent shall mean, with respect to any Person on any date of determination,
taking into account any right of reimbursement, contribution or similar right available to such Person from other Persons, that on such date (i) the fair value of the property of such Person is greater than the total amount of liabilities,
including contingent liabilities, of such Person, (ii) the present fair saleable value of the assets of such Person is not less than the amount that will be required to pay the probable liability of such Person on its debts as they become
absolute and matured, (iii) such Person is able to realize upon its assets and pay its debts and other liabilities, contingent obligations and other commitments as they mature in the normal course of business, (iv) such Person does not
intend to, and does not believe that it will, incur debts or liabilities 

  
 36 

 
beyond such Person’s ability to pay as such debts and liabilities mature, and (v) such Person is not engaged in business or a transaction, and is not about to engage in business or a
transaction, for which such Person’s property would constitute unreasonably small capital after giving due consideration to the prevailing practice in the industry in which such Person is engaged. In computing the amount of contingent
liabilities at any time, it is intended that such liabilities will be computed at the amount which, in light of all the facts and circumstances existing at such time, represents the amount that can reasonably be expected to become an actual or
matured liability. 
 Specified Osmose Purchase Agreement Representations shall mean the representations and warranties with respect
to the Osmose Entities in the Osmose Purchase Agreement as are material to the interests of the Lenders or the Arranger, but only to the extent that the Borrower has (or the applicable affiliate of the Borrower has) the right to terminate its
obligations under the Osmose Purchase Agreement or decline to consummate the Osmose Acquisition as a result of a breach of such representations and warranties. 

Specified Representations shall mean the representations and warranties set forth in Sections 6.1.1 [Organization and
Qualification], 6.1.4 [Power and Authority], 6.1.5 [Validity and Binding Effect], 6.1.6 [No Conflict], 6.1.10 [Use of Proceeds; Margin Stock], 6.1.16 [Security Interests], 6.1.17 [Status of the Pledged Collateral], 6.1.19 [Compliance with Laws],
6.1.21 [Investment Companies; Regulated Entities], 6.1.25 [Senior Debt Status], 6.1.26 [Solvency], and 6.1.27 [Anti-Terrorism Laws]. 

Standard & Poor’s shall mean Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies,
Inc. 
 Statements shall have the meaning specified in Section 6.1.9 [Financial Statements]. 

Subsidiary of any Person at any time shall mean (i) any corporation or trust of which more than 50% (by number of shares or number
of votes) of the outstanding capital stock or shares of beneficial interest normally entitled to vote for the election of one or more directors or trustees (regardless of any contingency which does or may suspend or dilute the voting rights) is at
such time owned directly or indirectly by such Person or one or more of such Person’s Subsidiaries, (ii) any partnership of which such Person is a general partner or of which more than 50% of the partnership interests is at the time
directly or indirectly owned by such Person or one or more of such Person’s Subsidiaries, (iii) any limited liability company of which such Person is a member or of which more than 50% of the limited liability company interests is at the
time directly or indirectly owned by such Person or one or more of such Person’s Subsidiaries or (iv) any corporation, trust, partnership, limited liability company or other entity which is controlled or capable of being controlled by such
Person or one or more of such Person’s Subsidiaries; provided, that Excluded Subsidiaries and their respective subsidiaries shall not be a “Subsidiary” for purposes of this Agreement or any other Loan Document. 

Subsidiary Shares shall have the meaning specified in Section 6.1.3 [Subsidiaries]. 

  
 37 

 Swap shall mean any “swap” as defined in Section 1a(47) of the CEA and
regulations thereunder, other than (a) a swap entered into, or subject to the rules of, a board of trade designated as a contract market under Section 5 of the CEA, or (b) a commodity option entered into pursuant to CFTC
Regulation 32.3(a). 
 Swap Obligation shall mean any obligation to pay or perform under any agreement, contract or transaction
that constitutes a Swap which is also a Lender-Provided Hedge. 
 Swing Loan Commitment shall mean the Swing Loan Lender’s
commitment to make Swing Loans to the Borrower pursuant to Section 2.1.2 [Swing Loan Commitment] hereof in an aggregate principal amount up to $25,000,000. 

Swing Loan Lender shall mean PNC, in its capacity as a lender of Swing Loans. 

Swing Loan Note shall mean the Swing Loan Note of the Borrower in the form of Exhibit 1.1(N)(2) evidencing the Swing Loans,
together with all amendments, extensions, renewals, replacements, refinancings or refundings thereof in whole or in part. 
 Swing Loan
Request shall mean a request for Swing Loans made in accordance with Section 2.5.2 [Swing Loan Requests] hereof. 
 Swing
Loans shall mean collectively and Swing Loan shall mean separately all Swing Loans or any Swing Loan made by the Swing Loan Lender to the Borrower pursuant to Section 2.1.2 [Swing Loan Commitment] hereof. 

Taxes shall mean all present or future taxes, levies, imposts, duties, deductions, withholdings (including backup withholding),
assessments, fees or other charges imposed by any Official Body, including any interest, additions to tax or penalties applicable thereto. 

Term Loan shall have the meaning specified in Section 3.1 [Term Loan Commitments]; Term Loans shall mean collectively all
of the Term Loans. 
 Term Loan Commitment shall mean, as to any Lender at any time, the amount initially set forth opposite its name
on Schedule 1.1(B) in the column labeled “Amount of Commitment for Term Loans,” as such Commitment is thereafter assigned or modified and Term Loan Commitments shall mean the aggregate Term Loan Commitments of all of the
Lenders. 
 TKK shall mean Tangshan Koppers Kailuan Carbon Chemical Co., Ltd (China), a limited liability company organized under the
laws of the People’s Republic of China. 
 Total Secured Debt shall mean, as of any date of determination, without duplication,
any and all Indebtedness in respect of (i) borrowed money that is on such date secured by a Lien on assets of a Loan Party, (ii) amounts raised under or liabilities in respect of any note purchase or acceptance credit facility that
are on such date secured by a Lien on assets of a Loan Party, (iii) the unreimbursed amount of all drafts drawn under letters of credit issued for the account of Holdings or its Subsidiaries and the undrawn stated amount of all letters of
credit issued for the account of Holdings and its Subsidiaries, in each case, that are on such date 

  
 38 

 
secured by a Lien on assets of a Loan Party, (iv) obligations with respect to capitalized leases that are on such date secured by a Lien on assets of a Loan Party, and (v) net
obligations requiring any actual cash payment or settlement under any commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device (including, for the avoidance of doubt, obligations
under such commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device that are secured as well as those that are unsecured), in each case of Holdings and its Subsidiaries as of such
date determined and consolidated in accordance with GAAP. 
 Total Secured Leverage Ratio shall mean, as of any date of
determination, the ratio of (i) Total Secured Debt, to (ii) Consolidated EBITDA for the four fiscal quarters ending on such date. 

Treasury Liabilities shall have the meaning specified in the definition of the term “Lender-Provided Treasury Arrangement”.

 Triggering Event shall have the meaning attributed to such term in the Collateral Trust Agreement. 

UCP shall have the meaning specified in Section 11.11.1 [Governing Law]. 

UCC Collateral shall mean the property of the Loan Parties in which security interests are to be granted under the Security Agreement.

 Unavailable Currency shall mean a currency that is not available outside the country of issuance of such currency, as determined
by the Administrative Agent, in its sole discretion, on any Computation Date. 
 Undrawn Availability shall mean, as of any date of
determination, an amount equal to (a) the Revolving Credit Commitments, minus (b) the sum of (i) the Revolving Facility Usage plus (ii) all amounts due and owing to Borrower’s trade creditors which are
outstanding beyond normal trade terms, plus (iii) fees and expenses then due from the Borrower hereunder which have not been paid or charged to the account of the Borrower. 

Uniform Commercial Code shall have the meaning specified in Section 6.1.16 [Security Interests]. 

Unpaid Drawing shall mean, with respect to any Letter of Credit, the aggregate Dollar Equivalent amount of the draws made on such
Letters of Credit that have not been reimbursed by the Borrower. 
 USA Patriot Act shall mean the Uniting and Strengthening America
by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001, Public Law 107-56, as the same has been, or shall hereafter be, renewed, extended, amended or replaced. 

U.S. Person shall mean any Person that is a “United States Person” as defined in Section 7701(a)(30) of the Internal
Revenue Code. 

  
 39 

 U.S. Tax Compliance Certificate shall have the meaning specified in Section 5.9.7
[Status of Lenders]. 
 Withholding Agent shall mean any Loan Party and the Administrative Agent. 

2009 Senior Note Debt shall mean the Indebtedness of the Borrower under the 2009 Senior Notes. 

2009 Senior Note Debt Documents shall mean the 2009 Senior Note Indenture and the 2009 Senior Notes substantially in the form as
delivered to the Administrative Agent and the Lenders. 
 2009 Senior Note Indenture shall mean the Indenture dated as of
December 1, 2009 among the Borrower, the Guarantors and Wells Fargo Bank, N.A., as trustee, relating to the 2009 Senior Notes, as the same may be amended, restated, supplemented or otherwise modified in accordance with this Agreement. 

2009 Senior Note Redemption shall have the meaning attributed to such term in the Collateral Trust Agreement. 

2009 Senior Notes shall mean the Borrower’s Senior Unsecured Notes Due 2019 issued pursuant to the 2009 Senior Note Indenture, as
the same may be amended, restated, supplemented or otherwise modified in accordance with this Agreement. 
 2009 Trustee shall mean
Wells Fargo Bank, N.A., and its permitted successors and assigns under the 2009 Senior Note Indenture. 

  
 40 

 1.2 Construction. Unless the context of this Agreement otherwise clearly requires, the following rules of
construction shall apply to this Agreement and each of the other Loan Documents: (i) references to the plural include the singular, the plural, the part and the whole and the words “include,” “includes” and
“including” shall be deemed to be followed by the phrase “without limitation”; (ii) the words “hereof,” “herein,” “hereunder,” “hereto” and similar terms in this Agreement or any other
Loan Document refer to this Agreement or such other Loan Document as a whole; (iii) article, section, subsection, clause, schedule and exhibit references are to this Agreement or other Loan Document, as the case may be, unless otherwise
specified; (iv) reference to any Person includes such Person’s successors and assigns; (v) reference to any agreement, including this Agreement and any other Loan Document together with the schedules and exhibits hereto or thereto,
document or instrument means such agreement, document or instrument as amended, modified, replaced, substituted for, superseded or restated; (vi) relative to the determination of any period of time, “from” means “from and
including,” “to” means “to but excluding,” and “through” means “through and including”; (vii) the words “asset” and “property” shall be construed to have the same meaning and
effect and to refer to any and all tangible and intangible assets and properties, including cash, securities, accounts and contract rights, (viii) section headings herein and in each other Loan Document are included for convenience and shall
not affect the interpretation of this Agreement or such Loan Document, and (ix) unless otherwise specified, all references herein to times of day shall constitute references to Eastern Time. 

1.3 Accounting Principles; Changes in GAAP. Except as otherwise provided in this Agreement, all computations and determinations as to accounting or
financial matters and all financial statements to be delivered pursuant to this Agreement shall be made and prepared in accordance with GAAP (including principles of consolidation where appropriate), and all accounting or financial terms shall have
the meanings ascribed to such terms by GAAP; provided, however, that all accounting terms used in Section 8.2 [Negative Covenants] (and all defined terms used in the definition of any accounting term used in Section 8.2) shall have the
meaning given to such terms (and defined terms) under GAAP as in effect on the date hereof applied on a basis consistent with those used in preparing the Historical Statements referred to in Section 6.1.9 [Financial Statements]. Notwithstanding
the foregoing, if the Borrower notifies the Administrative Agent in writing that the Borrower wishes to amend any financial covenant in Section 8.2 of this Agreement, any related definition and/or the definition of the term Total Secured
Leverage Ratio for purposes of interest, Letter of Credit Fee and Commitment Fee determinations to eliminate the effect of any change in GAAP occurring after the Closing Date affecting the operation of such financial covenants and/or interest,
Letter of Credit Fee or Commitment Fee determinations (or if the Administrative Agent notifies the Borrower in writing that the Required Lenders wish to amend any financial covenant in Section 8.2, any related definition and/or the definition
of the term Total Secured Leverage Ratio for purposes of interest, Letter of Credit Fee and Commitment Fee determinations to eliminate the effect of any such change in GAAP), then the Administrative Agent, the Lenders and the Borrower shall
negotiate in good faith to amend such ratios or requirements to preserve the original intent thereof in light of such change in GAAP (subject to the approval of the Required Lenders); provided that, until so amended, the Loan Parties’
compliance with such covenants and/or the definition of the term Total Secured Leverage Ratio for purposes of interest and Letter of Credit Fee determinations shall be determined on the basis of GAAP in effect immediately before the relevant change
in GAAP became effective, until either such notice is withdrawn or such covenants or definitions 

  
 41 

 
are amended in a manner satisfactory to the Borrower and the Required Lenders, and the Loan Parties shall provide to the Administrative Agent, when they deliver their financial statements
pursuant to Section 8.3.1 [Quarterly Financial Statements] and 8.3.2 [Annual Financial Statements] of this Agreement, such reconciliation statements as shall be reasonably requested by the Administrative Agent. Without limiting the foregoing,
leases (including, for greater certainty, all leases entered into before, on and after the Closing Date) shall continue to be classified and accounted for on a basis consistent with that reflected in the Historical Statements referred to in
Section 6.1.9 for all purposes of this Agreement, notwithstanding any change in GAAP relating thereto, unless the parties hereto shall enter into a mutually acceptable amendment addressing such changes, as provided for above. 

1.4 Currency Calculations. All financial statements and Compliance Certificates shall be set forth in Dollars. For purposes of preparing the financial
statements, calculating financial covenants and determining compliance with covenants expressed in Dollars, Optional Currencies shall be converted to Dollars on a weighted average in accordance with GAAP. 

2. REVOLVING CREDIT AND SWING LOAN FACILITIES 

2.1 Revolving Credit Commitments. 
 2.1.1
Revolving Credit Loans; Optional Currency Loans. Subject to the terms and conditions hereof and relying upon the representations and warranties herein set forth, each Lender severally agrees to make Revolving Credit Loans in either Dollars or
one or more Optional Currencies to the Borrower at any time or from time to time on or after the date hereof to the Expiration Date; provided that after giving effect to each such Loan (i) the aggregate Dollar Equivalent amount of
Revolving Credit Loans from such Lender shall not exceed such Lender’s Revolving Credit Commitment minus such Lender’s Ratable Share of the Letter of Credit Obligations and outstanding Swing Loans, (ii) the Revolving Facility
Usage shall not exceed the aggregate Revolving Credit Commitments of the Lenders, (iii) no Revolving Credit Loan to which the Base Rate Option applies shall be made in an Optional Currency, and (iv) the aggregate Dollar Equivalent
principal amount of Revolving Credit Loans made in an Optional Currency (each, an “Optional Currency Loan”) shall not exceed $75,000,000 (the “Optional Currency Sublimit”). Within such limits of time and amount and
subject to the other provisions of this Agreement, the Borrower may borrow, repay and reborrow pursuant to this Section 2.1. 
 2.1.2
Swing Loan Commitment. Subject to the terms and conditions hereof and relying upon the representations and warranties herein set forth, and in order to facilitate loans and repayments between Settlement Dates, the Swing Loan Lender may, at
its option, cancelable at any time for any reason whatsoever, make swing loans in Dollars (the “Swing Loans”) to the Borrower at any time or from time to time after the date hereof to, but not including, the Expiration Date, in an
aggregate principal amount up to but not in excess of $25,000,000, provided that after giving effect to such Loan, the Revolving Facility Usage shall not exceed the aggregate Revolving Credit Commitments of the Lenders. Within such limits of time
and amount and subject to the other provisions of this Agreement, the Borrower may borrow, repay and reborrow pursuant to this Section 2.1.2. 

  
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 2.2 Nature of Lenders’ Obligations with Respect to Revolving Credit Loans. Each Lender shall be
obligated to participate in each request for Revolving Credit Loans pursuant to Section 2.5 [Revolving Credit Loan Requests; Swing Loan Requests] in accordance with its Ratable Share. The aggregate Dollar Equivalent of each Lender’s
Revolving Credit Loans outstanding hereunder to the Borrower at any time shall never exceed its Revolving Credit Commitment minus its Ratable Share of the outstanding Swing Loans and Letter of Credit Obligations. The obligations of each
Lender hereunder are several. The failure of any Lender to perform its obligations hereunder shall not affect the Obligations of the Borrower to any other party nor shall any other party be liable for the failure of such Lender to perform its
obligations hereunder. The Lenders shall have no obligation to make Revolving Credit Loans hereunder on or after the Expiration Date. 
 2.3 Commitment
Fees. Accruing from the date hereof until the Expiration Date, the Borrower agrees to pay to the Administrative Agent for the account of each Lender according to its Ratable Share, a nonrefundable commitment fee (the “Commitment
Fee”) equal to the Applicable Commitment Fee Rate (computed on the basis of a year of 365 or 366 days, as the case may be, and actual days elapsed) multiplied by the average daily difference between the amount of (i) the Revolving
Credit Commitments and (ii) the Revolving Facility Usage (provided however, that solely in connection with determining the share of each Lender in the Commitment Fee, the Revolving Facility Usage with respect to the portion of the Commitment
Fee allocated to PNC shall include the full amount of the outstanding Swing Loans, and with respect to the portion of the Commitment Fee allocated by the Administrative Agent to all of the Lenders other than PNC, such portion of the Commitment Fee
shall be calculated (according to each such Lender’s Ratable Share) as if the Revolving Facility Usage excludes the outstanding Swing Loans); provided, further, that any Commitment Fee accrued with respect to the Revolving Credit
Commitment of a Defaulting Lender during the period prior to the time such Lender became a Defaulting Lender and unpaid at such time shall not be payable by the Borrower so long as such Lender shall be a Defaulting Lender except to the extent that
such Commitment Fee shall otherwise have been due and payable by the Borrower prior to such time; and provided further that no Commitment Fee shall accrue with respect to the Revolving Credit Commitment of a Defaulting Lender so long
as such Lender shall be a Defaulting Lender. Subject to the proviso in the directly preceding sentence, all Commitment Fees shall be payable in arrears on each Payment Date. 

2.4 Termination or Reduction of Revolving Credit Commitments. The Borrower shall have the right, upon not less than five (5) Business Days’
notice to the Administrative Agent, to terminate the Revolving Credit Commitments or, from time to time, to reduce the aggregate amount of the Revolving Credit Commitments (ratably among the Lenders in proportion to their Ratable Shares);
provided that no such termination or reduction of Revolving Credit Commitments shall be permitted if, after giving effect thereto and to any prepayments of the Revolving Credit Loans made on the effective date thereof, the Revolving Facility
Usage would exceed the aggregate Revolving Credit Commitments of the Lenders. Any such reduction shall be in an amount equal to $1,000,000, or a whole multiple thereof, and shall reduce permanently the Revolving Credit Commitments then in effect.
Any such reduction or termination shall be accompanied by prepayment of the Notes, together with outstanding Commitment Fees, and the full amount of interest accrued on the principal sum to be prepaid (and all amounts referred to in
Section 5.10 [Indemnity] hereof) to the extent necessary to cause the aggregate Revolving 

  
 43 

 
Facility Usage after giving effect to such prepayments to be equal to or less than the Revolving Credit Commitments as so reduced or terminated. Any notice to reduce the Revolving Credit
Commitments under this Section 2.4 shall be irrevocable. 
 2.5 Loan Requests. 

2.5.1 Revolving Credit Loan Requests. Except as otherwise provided herein, the Borrower may from time to time prior to the Expiration
Date request the Lenders to make Revolving Credit Loans, or renew or convert the Interest Rate Option applicable to existing Revolving Credit Loans or Term Loans pursuant to Section 4.2 [Interest Periods], by delivering to the Administrative
Agent, not later than 12:00 p.m., (i) three (3) Business Days prior to the proposed Borrowing Date with respect to the making of Loans in Dollars to which the Euro-Rate Option applies or the conversion to or the renewal of the Euro-Rate
Option for any Loans in Dollars; (ii) four (4) Business Days prior to the proposed Borrowing Date with respect to the making of Optional Currency Loans or the date of renewal of the Euro-Rate Option for any Optional Currency Loan; and
(iii) the same Business Day of the proposed Borrowing Date with respect to the making of a Loan to which the Base Rate Option applies or the last day of the preceding Interest Period with respect to the conversion to the Base Rate Option for
any Loan, of a duly completed request therefor substantially in the form of Exhibit 2.5.1 or a request by telephone immediately confirmed in writing by letter, facsimile or telex in such form (each, a “Loan Request”), it
being understood that the Administrative Agent may rely on the authority of any individual making such a telephonic request without the necessity of receipt of such written confirmation. Each Loan Request shall be irrevocable and shall specify
(A) the aggregate amount of the proposed Loans (expressed in the currency in which such Loans shall be funded) comprising each Borrowing Tranche, and, if applicable, the Interest Period, which amount shall be in (1) integral multiples of
$500,000 (or the Dollar Equivalent thereof) and not less than $1,000,000 (or the Dollar Equivalent thereof) for each Borrowing Tranche under the Euro-Rate Option, and (2) not less than the lesser of $100,000 or the maximum amount available for
Borrowing Tranches to which the Base Rate Option applies, (B) whether the Euro-Rate Option or Base Rate Option shall apply to the proposed Loans comprising the applicable Borrowing Tranche, (C) the currency in which such Loans shall be
funded if the Borrower elects the Euro-Rate Option, and (D) in the case of a Borrowing Tranche to which the Euro-Rate Option applies, an appropriate Interest Period for the Loans comprising such Borrowing Tranche. No Optional Currency Loan may
be converted into a Base Rate Loan or a Loan denominated in a different Optional Currency. 
 2.5.2 Swing Loan Requests. Except as
otherwise provided herein, the Borrower may from time to time prior to the Expiration Date request the Swing Loan Lender to make Swing Loans in Dollars by delivery to the Swing Loan Lender not later than 11:00 a.m. on the proposed Borrowing
Date of a duly completed request therefor substantially in the form of Exhibit 2.5.2 hereto or a request by telephone immediately confirmed in writing by letter, facsimile or telex (each, a “Swing Loan Request”), it
being understood that the Administrative Agent may rely on the authority of any individual making such a telephonic request without the necessity of receipt of such written confirmation. Each Swing Loan Request shall be irrevocable and shall specify
the proposed Borrowing Date and the principal amount of such Swing Loan, which shall be in integral multiples of $100,000 and not less than $500,000. 

  
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 2.6 Making Revolving Credit Loans and Swing Loans; Presumptions by the Administrative Agent; Repayment of
Revolving Credit Loans; Borrowings to Repay Swing Loans. 
 2.6.1 Making Revolving Credit Loans. The Administrative Agent shall,
promptly after receipt by it of a Loan Request pursuant to Section 2.5 [Revolving Credit Loan Requests; Swing Loan Requests], notify the Lenders of its receipt of such Loan Request specifying the information provided by the Borrower, including
the currency in which the Revolving Credit Loan is requested, and the apportionment among the Lenders of the requested Revolving Credit Loans as determined by the Administrative Agent in accordance with Section 2.2 [Nature of Lenders’
Obligations with Respect to Revolving Credit Loans]. Each Lender shall remit the principal amount of each Revolving Credit Loan in the requested Optional Currency (or in Dollars if so requested by the Administrative Agent) to the Administrative
Agent such that the Administrative Agent is able to, and the Administrative Agent shall, to the extent the Lenders have made funds available to it for such purpose and subject to Section 7.2 [Subsequent Loan or Letter of Credit], fund such
Revolving Credit Loans to the Borrower in U.S. Dollars or the requested Optional Currency (as applicable) and immediately available funds at the Principal Office prior to 2:00 p.m., on the applicable Borrowing Date; provided that if any
Lender fails to remit such funds to the Administrative Agent (or fails to remit such funds in the applicable Optional Currency) in a timely manner, the Administrative Agent may elect in its sole discretion to fund with its own funds, including funds
in the requested Optional Currency, the Revolving Credit Loans of such Lender on such Borrowing Date, and such Lender shall be subject to the repayment obligation in Section 2.6.2 [Presumptions by the Administrative Agent]. 

2.6.2 Presumptions by the Administrative Agent. Unless the Administrative Agent shall have received notice from a Lender prior to the
proposed time of any Loan that such Lender will not make available to the Administrative Agent such Lender’s share of such Loan, the Administrative Agent may assume that such Lender has made such share available on such date in accordance with
Section 2.6.1 [Making Revolving Credit Loans] and may, in reliance upon such assumption, make available to the Borrower a corresponding amount. In such event, if a Lender has not in fact made its share of the applicable Loan available to the
Administrative Agent, then the applicable Lender and the Borrower severally agree to pay to the Administrative Agent forthwith on demand such corresponding amount with interest thereon, for each day from and including the date such amount is made
available to the Borrower to but excluding the date of payment to the Administrative Agent, at (i) in the case of a payment to be made by such Lender, the greater of the Federal Funds Effective Rate (or, for payment in an Optional Currency, the
Overnight Rate) and a rate determined by the Administrative Agent in accordance with banking industry rules on interbank compensation and (ii) in the case of a payment to be made by the Borrower, the interest rate applicable to Loans under the
Base Rate Option. If such Lender pays its share of the applicable Loan to the Administrative Agent, then the amount so paid shall constitute such Lender’s Loan. Any payment by the Borrower shall be without prejudice to any claim the Borrower
may have against a Lender that shall have failed to make such payment to the Administrative Agent. 
 2.6.3 Making Swing Loans. So
long as the Swing Loan Lender elects to make Swing Loans, the Swing Loan Lender shall, after receipt by it of a Swing Loan Request pursuant to Section 2.5.2, [Swing Loan Requests] fund such Swing Loan to the Borrower in U.S. Dollars and
immediately available funds at the Principal Office prior to 2:00 p.m. on the Borrowing Date. 

  
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 2.6.4 Repayment of Revolving Credit Loans. The Borrower shall repay the Revolving Credit
Loans together with all outstanding interest thereon on the Expiration Date. 
 2.6.5 Borrowings to Repay Swing Loans. PNC may, at
its option, exercisable at any time for any reason whatsoever, demand repayment of the Swing Loans, and each Lender shall make a Revolving Credit Loan in an amount equal to such Lender’s Ratable Share of the aggregate principal amount of the
outstanding Swing Loans, plus, if PNC so requests, accrued interest thereon, provided that no Lender shall be obligated in any event to make Revolving Credit Loans in excess of its Revolving Credit Commitment minus its Ratable
Share of Letter of Credit Obligations. Revolving Credit Loans made pursuant to the preceding sentence shall bear interest at the Base Rate Option and shall be deemed to have been properly requested in accordance with Section 2.5.1 [Revolving
Credit Loan Requests] without regard to any of the requirements of that provision. PNC shall provide notice to the Lenders (which may be telephonic or written notice by letter, facsimile or telex) that such Revolving Credit Loans are to be made
under this Section 2.6.5 and of the apportionment among the Lenders, and the Lenders shall be unconditionally obligated to fund such Revolving Credit Loans (whether or not the conditions specified in Section 2.5.1 [Revolving Credit Loan
Requests] are then satisfied) by the time PNC so requests, which shall not be earlier than 2:00 p.m. on the Business Day next after the date the Lenders receive such notice from PNC. 

2.6.6 Swing Loans Under Cash Management Agreements. In addition to making Swing Loans pursuant to the foregoing provisions of
Section 2.6.3 [Making Swing Loans], without the requirement for a specific request from the Borrower pursuant to Section 2.5.2 [Swing Loan Requests], the Swing Loan Lender may make Swing Loans to the Borrower in accordance with the
provisions of the agreements between the Borrower and such Swing Loan Lender relating to the Borrower’s deposit, sweep and other accounts at such Swing Loan Lender and related arrangements and agreements regarding the management and investment
of the Borrower’s cash assets as in effect from time to time (the “Cash Management Agreements”) to the extent of the daily aggregate net negative balance in the Borrower’s accounts which are subject to the provisions of
the Cash Management Agreements. Swing Loans made pursuant to this Section 2.6.6 in accordance with the provisions of the Cash Management Agreements shall (i) be subject to the limitations as to aggregate amount set forth in
Section 2.1.2 [Swing Loan Commitment], (ii) not be subject to the limitations as to individual amount set forth in Section 2.5.2 [Swing Loan Requests], (iii) be payable by the Borrower, both as to principal and interest, at the
rates and times set forth in the Cash Management Agreements (but in no event later than the Expiration Date), (iv) not be made at any time after such Swing Loan Lender has received written notice of the occurrence of an Event of Default and so
long as such shall continue to exist, or, unless consented to by the Required Lenders, a Potential Default and so long as such shall continue to exist, (v) if not repaid by the Borrower in accordance with the provisions of the Cash Management
Agreements, be subject to each Lender’s obligation pursuant to Section 2.6.5 [Borrowings to Repay Swing Loans], and (vi) except as provided in the foregoing subsections (i) through (v), be subject to all of the terms and
conditions of this Section 2. 

  
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 2.7 Notes. The Obligation of the Borrower to repay the aggregate unpaid principal amount of the Revolving
Credit Loans, Term Loans and Swing Loans made to it by each Lender, together with interest thereon, may be evidenced upon the request of any Lender by a revolving credit Note, term Note and a swing Note, dated the Closing Date payable to the order
of such Lender in a face amount equal to the Revolving Credit Commitment, Term Loan Commitment or Swing Loan Commitment, as applicable, of such Lender. 

2.8 Use of Proceeds. The proceeds of the Loans shall be used (i) to refinance existing Indebtedness of the Borrower, (ii) to finance the
Osmose Acquisition, (iii) to provide working capital to the Borrower, (iv) for Capital Expenditures and financing for Permitted Acquisitions, and (v) for general corporate purposes of Holdings and its Subsidiaries as permitted by the
terms of this Agreement, including transaction costs and expenses, including costs and expenses in connection with the Osmose Acquisition, and dividends and distributions permitted by Section 8.2.5 [Restricted Payments] of this Agreement. 

2.9 Letter of Credit Subfacility. 
 2.9.1
Issuance of Letters of Credit. The Borrower or any Loan Party may at any time prior to the Expiration Date request the issuance of a letter of credit (each, a “Letter of Credit”), which may be denominated in either Dollars or
an Optional Currency, for its own account or the account of another Loan Party or on behalf of the Borrower and either an Excluded Subsidiary or a Subsidiary of the Borrower which is not a Loan Party (in which case the Borrower and such Excluded
Subsidiary or Subsidiary, as applicable, shall be co-applicants with respect to such Letter of Credit), or the amendment or extension of an existing Letter of Credit, by delivering or transmitting electronically, or having such other Loan Party
deliver or transmit electronically to an Issuing Lender (with a copy to the Administrative Agent) a completed application for letter of credit, or request for such amendment or extension, as applicable, in such form as such Issuing Lender may
specify from time to time by no later than 10:00 a.m. at least five (5) Business Days, or such shorter period as may be agreed to by such Issuing Lender, in advance of the proposed date of issuance. The Borrower or any Loan Party shall
authorize and direct such Issuing Lender to name the Borrower or any Loan Party or any Excluded Subsidiary or Subsidiary, as applicable, as the “Applicant” or “Account Party” of each Letter of Credit. Promptly after receipt of
any letter of credit application, such Issuing Lender shall confirm with the Administrative Agent (by telephone or in writing) that the Administrative Agent has received a copy of such Letter of Credit application and if not, such Issuing Lender
will provide the Administrative Agent with a copy thereof. All letters of credit which are identified on Schedule 2.9.1 hereto, which shall consist of all letters of credit outstanding on the Closing Date, shall be deemed to have been
issued under this Agreement and shall constitute Letters of Credit, regardless of which Person is the applicant thereunder. 
 2.9.1.1
Unless such Issuing Lender has received notice from any Lender, the Administrative Agent or any Loan Party, at least one day prior to the requested date of issuance, amendment or extension of the applicable Letter of Credit, that one or more
applicable conditions in Section 7 [Conditions of Lending and Issuance of Letters of Credit] is not satisfied, then, subject to the terms and conditions hereof and in reliance on the agreements of the other Lenders set forth in this
Section 2.9, the Issuing Lender or any of such Issuing Lender’s Affiliates will issue the proposed Letter of Credit or agree to such amendment or 

  
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extension, provided that each Letter of Credit shall (A) have a maximum maturity of twelve (12) months from the date of issuance (but may include a provision for the automatic extension
of the Letter of Credit absent notice by such Issuing Lender to the beneficiary), and (B) in no event expire later than 364 days after the Expiration Date and provided further that in no event shall (i) the Letter of Credit Obligations
exceed, at any one time, $125,000,000 (the “Letter of Credit Sublimit”) or (ii) the Revolving Facility Usage exceed, at any one time, the Revolving Credit Commitments. Each request by the Borrower for the issuance, amendment or
extension of a Letter of Credit shall be deemed to be a representation by the Borrower that it shall be in compliance with the preceding sentence and with Section 7 [Conditions of Lending and Issuance of Letters of Credit] after giving effect
to the requested issuance, amendment or extension of such Letter of Credit. Promptly after its delivery of any Letter of Credit or any amendment to a Letter of Credit to the beneficiary thereof, the applicable Issuing Lender will also deliver to the
Borrower and the Administrative Agent a true and complete copy of such Letter of Credit or amendment. 
 2.9.1.2 Notwithstanding
Section 2.9.1.1, the Issuing Lenders shall not be under any obligation to issue any Letter of Credit if (i) any order, judgment or decree of any Official Body or arbitrator shall by its terms purport to enjoin or restrain such Issuing
Lender from issuing the Letter of Credit, or any Law applicable to such Issuing Lender or any request or directive (whether or not having the force of law) from any Official Body with jurisdiction over such Issuing Lender shall prohibit, or request
that such Issuing Lender refrain from, the issuance of letters of credit generally or the Letter of Credit in particular or shall impose upon such Issuing Lender with respect to the Letter of Credit any restriction, reserve or capital requirement
(for which such Issuing Lender is not otherwise compensated hereunder) not in effect on the Closing Date, or shall impose upon such Issuing Lender any unreimbursed loss, cost or expense which was not applicable on the Closing Date and which such
Issuing Lender in good faith deems material to it, or (ii) the issuance of the Letter of Credit would violate one or more policies of such Issuing Lender applicable to letters of credit generally. 

2.9.2 Letter of Credit Fees. The Borrower shall pay in Dollars (i) to the Administrative Agent for the ratable account of the
Lenders a fee (the “Letter of Credit Fee”) equal to the Applicable Letter of Credit Fee Rate on the daily Dollar Equivalent amount available to be drawn under each Letter of Credit, and (ii) to each Issuing Lender for its own
account a fronting fee which shall accrue at the rate or rates per annum separately agreed upon by the Borrower and such Issuing Lender. All Letter of Credit Fees and fronting fees shall be computed on the basis of a year of 360 days and actual days
elapsed and shall be payable quarterly in arrears on each Payment Date following issuance of each Letter of Credit and on the Expiration Date. The Borrower shall also pay (in Dollars) to each Issuing Lender for such Issuing Lender’s sole
account such Issuing Lender’s then in effect customary fees and administrative expenses payable with respect to the Letters of Credit as such Issuing Lender may generally charge or incur from time to time in connection with the issuance,
maintenance, amendment (if any), assignment or transfer (if any), negotiation, and administration of Letters of Credit. 
 2.9.3
Disbursements, Reimbursement. Immediately upon the issuance of each Letter of Credit, each Lender shall be deemed to, and hereby irrevocably and unconditionally agrees to, purchase from such Issuing Lender a participation in such Letter of

  
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Credit and each drawing thereunder in a Dollar Equivalent amount equal to such Lender’s Ratable Share of the maximum amount available to be drawn under such Letter of Credit and the amount
of such drawing, respectively. 
 2.9.3.1 In the event of any request for a drawing under a Letter of Credit by the beneficiary or
transferee thereof, such Issuing Lender will promptly notify the Borrower and the Administrative Agent thereof. Provided that it shall have received such notice, the Borrower shall reimburse (such obligation to reimburse such Issuing Lender shall
sometimes be referred to as a “Reimbursement Obligation”) such Issuing Lender prior to 12:00 noon on each date that an amount is paid by such Issuing Lender under any Letter of Credit (each such date, a “Drawing
Date”) by paying to the Administrative Agent for the account of such Issuing Lender an amount equal to the amount so paid by such Issuing Lender, in the same currency as paid, unless otherwise required by the Administrative Agent or such
Issuing Lender, or unless such currency is an Unavailable Currency, in which case the Borrower shall pay the Dollar Equivalent amount of the amount paid by such Issuing Lender under the Letter of Credit. Notwithstanding the foregoing sentence, with
respect to the China JV Letters of Credit, and subject to the approval of the Issuing Lender thereof, Borrower may repay, in Dollars, the Dollar Equivalent Amount paid by such Issuing Lender under the China JV Letters of Credit. In the event the
Borrower fails to reimburse such Issuing Lender (through the Administrative Agent) for the full amount of any drawing under any Letter of Credit by 12:00 noon on the Drawing Date, the Administrative Agent will promptly notify each Lender thereof,
and the Borrower shall be deemed to have requested that Revolving Credit Loans be made in a Dollar Equivalent Amount of such Reimbursement Obligations by the Lenders under the Base Rate Option to be disbursed on the Drawing Date under such Letter of
Credit, subject to the amount of the unutilized portion of the Revolving Credit Commitment and subject to the conditions set forth in Section 7.2 [Subsequent Loan or Letter of Credit] other than any notice requirements. Any notice given by the
Administrative Agent or Issuing Lender pursuant to this Section 2.9.3.1 may be oral if immediately confirmed in writing; provided that the lack of such an immediate confirmation shall not affect the conclusiveness or binding effect of such
notice. 
 2.9.3.2 Each Lender shall upon any notice pursuant to Section 2.9.3.1 make available to the Administrative Agent for the
account of such Issuing Lender an amount in Dollars in immediately available funds equal to its Ratable Share of the Dollar Equivalent amount of the drawing, whereupon the participating Lenders shall (subject to Section 2.9.3 [Disbursements;
Reimbursement]) each be deemed to have made a Revolving Credit Loan in Dollars under the Base Rate Option to the Borrower in that amount. If any Lender so notified fails to make available in Dollars to the Administrative Agent for the account of
such Issuing Lender the amount of such Lender’s Ratable Share of such amount by no later than 2:00 p.m. on the Drawing Date, then interest shall accrue on such Lender’s obligation to make such payment, from the Drawing Date to the date on
which such Lender makes such payment (i) at a rate per annum equal to the Federal Funds Effective Rate during the first three (3) days following the Drawing Date and (ii) at a rate per annum equal to the rate applicable to Revolving
Credit Loans under the Base Rate Option on and after the fourth day following the Drawing Date. The Administrative Agent and such Issuing Lender will promptly give notice (as described in Section 2.9.3.1 above) of the occurrence of the Drawing
Date, but failure of the Administrative Agent or such Issuing Lender to give any such notice on the Drawing Date or in sufficient time to enable any Lender to effect such payment on such date shall not relieve such Lender from its obligation under
this Section 2.9.3.2. 

  
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 2.9.3.3 With respect to any unreimbursed drawing that is not converted into Revolving Credit
Loans in Dollars under the Base Rate Option to the Borrower in whole or in part as contemplated by Section 2.9.3.1, because of the Borrower’s failure to satisfy the conditions set forth in Section 7.2 [Subsequent Loan or Letter of
Credit] other than any notice requirements, or for any other reason, the Borrower shall be deemed to have incurred from such Issuing Lender a borrowing (each, a “Letter of Credit Borrowing”) in Dollars in the amount of such drawing.
Such Letter of Credit Borrowing shall be due and payable on demand (together with interest) and shall bear interest at the rate per annum applicable to the Revolving Credit Loans under the Base Rate Option. Each Lender’s payment to the
Administrative Agent for the account of such Issuing Lender pursuant to Section 2.9.3 [Disbursements, Reimbursement] shall be deemed to be a payment in respect of its participation in such Letter of Credit Borrowing (each, a
“Participation Advance”) from such Lender in satisfaction of its participation obligation under this Section 2.9.3. 

2.9.4 Repayment of Participation Advances. 

2.9.4.1 Upon (and only upon) receipt by the Administrative Agent for the account of such Issuing Lender of immediately available funds from
the Borrower (i) in reimbursement of any payment made by such Issuing Lender under the Letter of Credit with respect to which any Lender has made a Participation Advance to the Administrative Agent, or (ii) in payment of interest on such a
payment made by such Issuing Lender under such a Letter of Credit, the Administrative Agent on behalf of such Issuing Lender will pay to each Lender, in the same funds as those received by the Administrative Agent, the amount of such Lender’s
Ratable Share of such funds, except the Administrative Agent shall retain for the account of such Issuing Lender the amount of the Ratable Share of such funds of any Lender that did not make a Participation Advance in respect of such payment by such
Issuing Lender. 
 2.9.4.2 If the Administrative Agent is required at any time to return to any Loan Party, or to a trustee, receiver,
liquidator, custodian, or any official in any Insolvency Proceeding, any portion of any payment made by any Loan Party to the Administrative Agent for the account of such Issuing Lender pursuant to this Section in reimbursement of a payment made
under any Letter of Credit or interest or fees thereon, each Lender shall, on demand of the Administrative Agent, forthwith return to the Administrative Agent for the account of such Issuing Lender the amount of its Ratable Share of any amounts so
returned by the Administrative Agent plus interest thereon from the date such demand is made to the date such amounts are returned by such Lender to the Administrative Agent, at a rate per annum equal to the Federal Funds Effective Rate (or,
for any payment in an Optional Currency, the Overnight Rate) in effect from time to time. 
 2.9.5 Documentation. Each Loan Party
agrees to be bound by the terms of such Issuing Lender’s application and agreement for letters of credit and such Issuing Lender’s written regulations and customary practices relating to letters of credit, though such interpretation may be
different from such Loan Party’s own. In the event of a conflict between such application or agreement and this Agreement, this Agreement shall govern. It is understood 

  
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and agreed that, except in the case of gross negligence or willful misconduct, as determined by a final non-appealable judgment of a court of competent jurisdiction, such Issuing Lender shall not
be liable for any error, negligence and/or mistakes, whether of omission or commission, in following any Loan Party’s instructions or those contained in the Letters of Credit or any modifications, amendments or supplements thereto. 

2.9.6 Determinations to Honor Drawing Requests. In determining whether to honor any request for drawing under any Letter of Credit by
the beneficiary thereof, such Issuing Lender shall be responsible only to determine that the documents and certificates required to be delivered under such Letter of Credit have been delivered and that they comply on their face with the requirements
of such Letter of Credit. 
 2.9.7 Nature of Participation and Reimbursement Obligations. Each Lender’s obligation in
accordance with this Agreement to make the Revolving Credit Loans or Participation Advances, as contemplated by Section 2.9.3 [Disbursements, Reimbursement], as a result of a drawing under a Letter of Credit, and the Obligations of the Borrower
to reimburse the Issuing Lenders upon a draw under a Letter of Credit, shall be absolute, unconditional and irrevocable, and shall be performed strictly in accordance with the terms of this Section 2.9 under all circumstances, including the
following circumstances: 
 (i) any set-off, counterclaim, recoupment, defense or other right which such Lender may have against such
Issuing Lender or any of its Affiliates, the Borrower or any other Person for any reason whatsoever, or which any Loan Party may have against such Issuing Lender or any of its Affiliates, any Lender or any other Person for any reason whatsoever;

 (ii) the failure of any Loan Party or any other Person to comply, in connection with a Letter of Credit Borrowing, with the conditions
set forth in Sections 2.1 [Revolving Credit Commitments], 2.5 [Revolving Credit Loan Requests; Swing Loan Requests], 2.6 [Making Revolving Credit Loans and Swing Loans; Etc.] or 7.2 [Subsequent Loan or Letter of Credit] or as otherwise set
forth in this Agreement for the making of a Revolving Credit Loan, it being acknowledged that such conditions are not required for the making of a Letter of Credit Borrowing and the obligation of the Lenders to make Participation Advances under
Section 2.9.3 [Disbursements, Reimbursement]; 
 (iii) any lack of validity or enforceability of any Letter of Credit; 

(iv) any claim of breach of warranty that might be made by any Loan Party or any Lender against any beneficiary of a Letter of Credit, or the
existence of any claim, set-off, recoupment, counterclaim, crossclaim, defense or other right which any Loan Party or any Lender may have at any time against a beneficiary, successor beneficiary any transferee or assignee of any Letter of Credit or
the proceeds thereof (or any Persons for whom any such transferee may be acting), such Issuing Lender or its Affiliates or any Lender or any other Person, whether in connection with this Agreement, the transactions contemplated herein or any
unrelated transaction (including any underlying transaction between any Loan Party or Subsidiaries of a Loan Party and the beneficiary for which any Letter of Credit was procured); 

  
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 (v) the lack of power or authority of any signer of (or any defect in or forgery of any
signature or endorsement on) or the form of or lack of validity, sufficiency, accuracy, enforceability or genuineness of any draft, demand, instrument, certificate or other document presented under or in connection with any Letter of Credit, or any
fraud or alleged fraud in connection with any Letter of Credit, or the transport of any property or provision of services relating to a Letter of Credit, in each case even if such Issuing Lender or any of its Affiliates has been notified thereof;

 (vi) payment by such Issuing Lender or any of its Affiliates under any Letter of Credit against presentation of a demand, draft or
certificate or other document which does not comply with the terms of such Letter of Credit; 
 (vii) the solvency of, or any acts or
omissions by, any beneficiary of any Letter of Credit, or any other Person having a role in any transaction or obligation relating to a Letter of Credit, or the existence, nature, quality, quantity, condition, value or other characteristic of any
property or services relating to a Letter of Credit; 
 (viii) any failure by such Issuing Lender or any of its Affiliates to issue any
Letter of Credit in the form requested by any Loan Party, unless such Issuing Lender has received written notice from such Loan Party of such failure within three Business Days after such Issuing Lender shall have furnished such Loan Party and the
Administrative Agent a copy of such Letter of Credit and such error is material and no drawing has been made thereon prior to receipt of such notice; 

(ix) any adverse change in the business, operations, properties, assets, condition (financial or otherwise) or prospects of any Loan Party or
Subsidiaries of a Loan Party; 
 (x) any breach of this Agreement or any other Loan Document by any party thereto; 

(xi) the occurrence or continuance of an Insolvency Proceeding with respect to any Loan Party; 

(xii) the fact that an Event of Default or a Potential Default shall have occurred and be continuing; 

(xiii) the fact that the Expiration Date shall have passed or this Agreement or the Commitments hereunder shall have been terminated; and

 (xiv) any other circumstance or happening whatsoever, whether or not similar to any of the foregoing. 

2.9.8 Indemnity. The Borrower hereby agrees to protect, indemnify, pay and save harmless each Issuing Lender and any of its Affiliates
that has issued a Letter of Credit from and against any and all claims, demands, liabilities, damages, taxes, penalties, interest, judgments, losses, costs, charges and expenses (including reasonable fees, expenses and disbursements of counsel and
allocated costs of internal counsel) which such Issuing Lender or any of its Affiliates may incur or be subject to as a consequence, direct or indirect, of the 

  
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issuance of any Letter of Credit, other than as a result of (A) the gross negligence or willful misconduct of such Issuing Lender as determined by a final non-appealable judgment of a court
of competent jurisdiction, (B) failure by such Issuing Lender to comply with Section 2.9.6 [Determinations to Honor Drawing Requests] in a material manner, or (C) the wrongful dishonor by such Issuing Lender or any of its Affiliates
of a proper demand for payment made under any Letter of Credit, except if such dishonor resulted from any act or omission, whether rightful or wrongful, of any present or future de jure or de facto government or governmental authority. 

2.9.9 Liability for Acts and Omissions. As between any Loan Party and each Issuing Lender, or such Issuing Lender’s Affiliates,
such Loan Party assumes all risks of the acts and omissions of, or misuse of the Letters of Credit by, the respective beneficiaries of such Letters of Credit. In furtherance and not in limitation of the foregoing, such Issuing Lender shall not be
responsible for any of the following, including any losses or damages to any Loan Party or other Person or property relating therefrom: (i) the form, validity, sufficiency, accuracy, genuineness or legal effect of any document submitted by any
party in connection with the application for an issuance of any such Letter of Credit, even if it should in fact prove to be in any or all respects invalid, insufficient, inaccurate, fraudulent or forged (even if such Issuing Lender or its
Affiliates shall have been notified thereof); (ii) the validity or sufficiency of any instrument transferring or assigning or purporting to transfer or assign any such Letter of Credit or the rights or benefits thereunder or proceeds thereof,
in whole or in part, which may prove to be invalid or ineffective for any reason; (iii) the failure of the beneficiary of any such Letter of Credit, or any other party to which such Letter of Credit may be transferred, to comply fully with any
conditions required in order to draw upon such Letter of Credit or any other claim of any Loan Party against any beneficiary of such Letter of Credit, or any such transferee, or any dispute between or among any Loan Party and any beneficiary of any
Letter of Credit or any such transferee; (iv) errors, omissions, interruptions or delays in transmission or delivery of any messages, by mail, cable, telegraph, telex or otherwise, whether or not they be in cipher; (v) errors in
interpretation of technical terms; (vi) any loss or delay in the transmission or otherwise of any document required in order to make a drawing under any such Letter of Credit or of the proceeds thereof; (vii) the misapplication by the
beneficiary of any such Letter of Credit of the proceeds of any drawing under such Letter of Credit; or (viii) any consequences arising from causes beyond the control of such Issuing Lender or its Affiliates, as applicable, including any act or
omission of any Official Body, and none of the above shall affect or impair, or prevent the vesting of, any of such Issuing Lender’s or its Affiliates rights or powers hereunder. Nothing in the preceding sentence shall relieve such Issuing
Lender from liability for such Issuing Lender’s gross negligence or willful misconduct, as determined by a final non-appealable judgment of a court of competent jurisdiction, in connection with actions or omissions described in such
clauses (i) through (viii) of such sentence. In no event shall such Issuing Lender or its Affiliates be liable to any Loan Party for any indirect, consequential, incidental, punitive, exemplary or special damages or expenses (including
attorneys’ fees), or for any damages resulting from any change in the value of any property relating to a Letter of Credit. 
 Without
limiting the generality of the foregoing, each Issuing Lender and each of its Affiliates (i) may rely on any oral or other communication believed in good faith by such Issuing Lender or such Affiliate to have been authorized or given by or on
behalf of the applicant for a Letter of Credit, (ii) may honor any presentation if the documents presented appear on their face substantially to comply with the terms and conditions of the relevant Letter of Credit;

  
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(iii) may honor a previously dishonored presentation under a Letter of Credit, whether such dishonor was pursuant to a court order, to settle or compromise any claim of wrongful dishonor, or
otherwise, and shall be entitled to reimbursement to the same extent as if such presentation had initially been honored, together with any interest paid by such Issuing Lender or its Affiliate; (iv) may honor any drawing that is payable upon
presentation of a statement advising negotiation or payment, upon receipt of such statement (even if such statement indicates that a draft or other document is being delivered separately), and shall not be liable for any failure of any such draft or
other document to arrive, or to conform in any way with the relevant Letter of Credit; (v) may pay any paying or negotiating bank claiming that it rightfully honored under the laws or practices of the place where such bank is located; and
(vi) may settle or adjust any claim or demand made on such Issuing Lender or its Affiliate in any way related to any order issued at the applicant’s request to an air carrier, a letter of guarantee or of indemnity issued to a carrier or
any similar document (each, an “Order”) and honor any drawing in connection with any Letter of Credit that is the subject of such Order, notwithstanding that any drafts or other documents presented in connection with such Letter of
Credit fail to conform in any way with such Letter of Credit. 
 In furtherance and extension and not in limitation of the specific
provisions set forth above, any action taken or omitted by such Issuing Lender or its Affiliates under or in connection with the Letters of Credit issued by it or any documents and certificates delivered thereunder, if taken or omitted in good
faith, shall not put such Issuing Lender or its Affiliates under any resulting liability to the Borrower or any Lender. 
 2.9.10 Issuing
Lender Reporting Requirements. Each Issuing Lender shall, on the first Business Day of each month, provide to Administrative Agent and Borrower a schedule of the Letters of Credit issued by it, in form and substance satisfactory to
Administrative Agent, showing the date of issuance of each Letter of Credit, the account party, the original face amount (if any), and the expiration date of any Letter of Credit outstanding at any time during the preceding month, and any other
information relating to such Letter of Credit that the Administrative Agent may request. 
 2.9.11 Cash Collateral. (i) Upon the
request of Administrative Agent, if any Issuing Lender has honored any full or partial drawing request under any Letter of Credit and such drawing has resulted in a Letter of Credit Borrowing, then Borrower shall immediately Cash Collateralize the
then outstanding amount of the Letter of Credit Obligation relating to such Letter of Credit, or (ii) if, as of five (5) days prior to the Expiration Date, any Letter of Credit Obligation for any reason remains outstanding, Borrower shall
immediately Cash Collateralize the then outstanding amount of all Letter of Credit Obligations. Borrower hereby grants to Collateral Agent, for the benefit of each Issuing Lender and the Lenders, a security interest in all Cash Collateral pledged
pursuant to this Section or otherwise under this Agreement. All Cash Collateral shall be maintained in a deposit account at the Collateral Agent. If at any time the Administrative Agent determines that Cash Collateral is subject to any right or
claim of any Person other than the Collateral Agent as herein provided, or that the total amount of such Cash Collateral is less than the applicable obligations secured thereby, the Borrower will, promptly upon demand by the Administrative Agent,
pay or provide to the Collateral Agent additional Cash Collateral in an amount sufficient to eliminate such deficiency. 

  
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 2.10 Defaulting Lenders. Notwithstanding any provision of this Agreement to the contrary, if any Lender
becomes a Defaulting Lender, then the following provisions shall apply for so long as such Lender is a Defaulting Lender: 
 (i) fees shall
cease to accrue on the unfunded portion of the Commitment of such Defaulting Lender pursuant to Section 2.3 [Commitment Fees]; 
 (ii)
the Commitment and outstanding Loans of such Defaulting Lender shall not be included in determining whether the Required Lenders have taken or may take any action hereunder (including any consent to any amendment, waiver or other modification
pursuant to Section 11.1 [Modifications, Amendments or Waivers]); provided, that this clause (ii) shall not apply to the vote of a Defaulting Lender in the case of an amendment, waiver or other modification requiring the consent of such
Lender or each Lender directly affected thereby; 
 (iii) if any Swing Loans are outstanding or any Letter of Credit Obligations exist at
the time such Lender becomes a Defaulting Lender, then: 
 (a) all or any part of the outstanding Swing Loans and Letter of Credit
Obligations of such Defaulting Lender shall be reallocated among the non-Defaulting Lenders in accordance with their respective Ratable Shares but only to the extent that (x) the Revolving Facility Usage does not exceed the total of all
non-Defaulting Lenders’ Revolving Credit Commitments, and (y) no Potential Default or Event of Default has occurred and is continuing at such time; 

(b) if the reallocation described in clause (a) above cannot, or can only partially, be effected, the Borrower shall within one
Business Day following notice by the Administrative Agent (x) first, prepay such outstanding Swing Loans, and (y) second, Cash Collateralize for the benefit of such Issuing Lender the Borrower’s obligations corresponding
to such Defaulting Lender’s Letter of Credit Obligations (after giving effect to any partial reallocation pursuant to clause (a) above) in a deposit account held at the Administrative Agent for so long as such Letter of Credit Obligations
are outstanding; 
 (c) if the Borrower Cash Collateralizes any portion of such Defaulting Lender’s Letter of Credit Obligations
pursuant to clause (b) above, the Borrower shall not be required to pay any fees to such Defaulting Lender pursuant to Section 2.9.2 [Letter of Credit Fees] with respect to such Defaulting Lender’s Letter of Credit Obligations
during the period such Defaulting Lender’s Letter of Credit Obligations are Cash Collateralized; 
 (d) if the Letter of Credit
Obligations of the non-Defaulting Lenders are reallocated pursuant to clause (a) above, then the fees payable to the Lenders pursuant to Section 2.9.2 [Letter of Credit Fees] shall be adjusted in accordance with such non-Defaulting
Lenders’ Ratable Share; and 
 (e) if all or any portion of such Defaulting Lender’s Letter of Credit Obligations are neither
reallocated nor Cash Collateralized pursuant to clause (a) or (b) above, then, without prejudice to any rights or remedies of such Issuing Lender or any other Lender hereunder, all Letter of Credit Fees payable under Section 2.9.2
[Letter of Credit Fees] 

  
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with respect to such Defaulting Lender’s Letter of Credit Obligations shall be payable to such Issuing Lender (and not to such Defaulting Lender) until and to the extent that such Letter of
Credit Obligations are reallocated and/or Cash Collateralized; and 
 (iv) so long as such Lender is a Defaulting Lender, PNC shall not be
required to fund any Swing Loans and such Issuing Lender shall not be required to issue, amend or increase any Letter of Credit, unless such Issuing Lender is satisfied that the related exposure and the Defaulting Lender’s then outstanding
Letter of Credit Obligations will be 100% covered by the Revolving Credit Commitments of the non-Defaulting Lenders and/or Cash Collateral will be provided by the Borrower in accordance with Section 2.10(iii), and participating interests in any
newly made Swing Loan or any newly issued or increased Letter of Credit shall be allocated among non-Defaulting Lenders in a manner consistent with Section 2.10(iii)(a) (and such Defaulting Lender shall not participate therein). 

If (i) a Bankruptcy Event with respect to a parent company of any Lender shall occur following the date hereof and for so long as such event shall
continue, or (ii) PNC or an Issuing Lender has a good faith belief that any Lender has defaulted in fulfilling its obligations under one or more other agreements in which such Lender commits to extend credit, PNC shall not be required to fund
any Swing Loan and the Issuing Lenders shall not be required to issue, amend or increase any Letter of Credit, unless PNC or such Issuing Lender, as the case may be, shall have entered into arrangements with the Borrower or such Lender, satisfactory
to PNC or such Issuing Lender, as the case may be, to defease any risk to it in respect of such Lender hereunder. 
 In the event that the Administrative
Agent, the Borrower, PNC and the Issuing Lender agree in writing that a Defaulting Lender has adequately remedied all matters that caused such Lender to be a Defaulting Lender, then the Administrative Agent will so notify the parties hereto, and the
Ratable Share of the Swing Loans and Letter of Credit Obligations of the Lenders shall be readjusted to reflect the inclusion of such Lender’s Commitment, and on such date such Lender shall purchase at par such of the Loans of the other Lenders
(other than Swing Loans) as the Administrative Agent shall determine may be necessary in order for such Lender to hold such Loans in accordance with its Ratable Share. 

2.11 Increase in Revolving Credit Commitments. 

2.11.1 Increasing Lenders and New Lenders. The Borrower may, at any time prior to the Expiration Date, but not more often than two
(2) times during the term of this Agreement, request that (1) the current Lenders increase their Revolving Credit Commitments (any current Lender which elects to increase its Revolving Credit Commitment shall be referred to as an
“Increasing Lender”) or (2) one or more new lenders reasonably satisfactory to the Borrower and the Administrative Agent (each, a “New Lender”) join this Agreement and provide a Revolving Credit Commitment
hereunder, subject to the following terms and conditions: 
 (i) No Obligation to Increase. No current Lender shall be obligated to
increase its Revolving Credit Commitment and any increase in the Revolving Credit Commitment by any current Lender shall be in the sole discretion of such current Lender. 

  
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 (ii) Defaults. There shall exist no Events of Default or Potential Default on the
effective date of such increase after giving effect to such increase. 
 (iii) Aggregate Revolving Credit Commitments. The aggregate
amount of such additional increases shall not exceed $50,000,000, and after giving effect to such increase, the total Revolving Credit Commitments shall not exceed $550,000,000. 

(iv) Resolutions; Opinion. The Loan Parties shall deliver to the Administrative Agent on or before the effective date of such increase
the following documents in a form reasonably acceptable to the Administrative Agent: (1) certifications of their corporate secretaries with attached resolutions certifying that the increase in the Revolving Credit Commitment has been approved
by such Loan Parties, and (2) an opinion of counsel addressed to the Administrative Agent and the Lenders addressing the authorization and execution of the Loan Documents by, and enforceability of the Loan Documents against, the Loan Parties.

 (v) Notes. The Borrower shall execute and deliver (1) to each Increasing Lender a replacement revolving credit Note
reflecting the new amount of such Increasing Lender’s Revolving Credit Commitment after giving effect to the increase (and the prior Note issued to such Increasing Lender shall be deemed to be terminated) and (2) to each New Lender a
revolving credit Note reflecting the amount of such New Lender’s Revolving Credit Commitment. 
 (vi) Increasing Lenders. Each
Increasing Lender shall confirm its agreement to increase its Revolving Credit Commitment pursuant to an acknowledgement in a form acceptable to the Administrative Agent, signed by it and the Borrower and delivered to the Administrative Agent at
least five (5) days before the effective date of such increase. 
 (vii) New Lenders—Joinder. Each New Lender shall
execute a lender joinder in substantially the form of Exhibit 2.11 pursuant to which such New Lender shall join and become a party to this Agreement and the other Loan Documents with a Revolving Credit Commitment in the amount set forth
in such lender joinder. 
 2.11.2 Treatment of Outstanding Loans and Letters of Credit. 

(i) Repayment of Outstanding Loans; Borrowing of New Loans. On the effective date of such increase, the Borrower shall repay all
Revolving Credit Loans then outstanding, subject to the Borrower’s indemnity obligations under Section 5.10 [Indemnity]; provided that it may borrow new Revolving Credit Loans with a Borrowing Date on such date. Each of the Lenders
shall participate in any new Revolving Credit Loans made on or after such date in accordance with their respective Ratable Shares after giving effect to the increase in Revolving Credit Commitments contemplated by this Section 2.11. 

(ii) Outstanding Letters of Credit. On the effective date of such increase, each Increasing Lender and each New Lender (i) will
be deemed to have purchased a participation in each then outstanding Letter of Credit equal to its Ratable Share of such Letter of Credit and the participation of each other Lender in such Letter of Credit shall be adjusted accordingly and
(ii) will acquire, (and will pay to the Administrative Agent, for the account of each Lender, in immediately available funds, an amount equal to) its Ratable Share of all outstanding Participation Advances. 

  
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 2.12 Utilization of Commitments in Optional Currencies. 

2.12.1 Periodic Computations of Dollar Equivalent Amounts of Revolving Credit Loans that are Optional Currency Loans and Letters of Credit
Outstanding; Repayment in Same Currency. For purposes of determining utilization of the Revolving Credit Commitments, the Administrative Agent will determine the Dollar Equivalent amount of (i) the proposed Revolving Credit Loans that are
Optional Currency Loans and Letters of Credit to be denominated in an Optional Currency as of the requested Borrowing Date or date of issuance, as the case may be, (ii) the outstanding Letter of Credit Obligations denominated in an Optional
Currency as of the last Business Day of each month, (iii) the outstanding Revolving Credit Loans denominated in an Optional Currency as of the end of each Interest Period and (iv) any Revolving Credit Loan, Letter of Credit Obligation,
fee, payment or other obligation under this Agreement or any other Loan Document on any date on which the Administrative Agent reasonably determines it is necessary or advisable to make such computation in its sole discretion (each such date under
clauses (i) through (iv), is referred to as a “Computation Date”). Unless otherwise provided in this Agreement or agreed to by the Administrative Agent and the Borrower, each Loan and Reimbursement Obligation shall be repaid or
prepaid in the same currency in which the Loan or Reimbursement Obligation was made. 
 2.12.2 Notices From Lenders That Optional
Currencies Are Unavailable to Fund New Loans. The Lenders shall be under no obligation to make the Revolving Credit Loans requested by the Borrower which are denominated in an Optional Currency if any Lender notifies the Administrative Agent by
5:00 p.m. four (4) Business Days prior to the Borrowing Date for such Revolving Credit Loans that such Lender cannot provide its Revolving Credit Ratable Share of such Revolving Credit Loans in such Optional Currency. In the event the
Administrative Agent timely receives a notice from a Lender pursuant to the preceding sentence, the Administrative Agent will notify the Borrower no later than 12:00 noon three (3) Business Days prior to the Borrowing Date for such Revolving
Credit Loans that the Optional Currency is not then available for such Revolving Credit Loans, and the Administrative Agent shall promptly thereafter notify the Lenders of the same and the Lenders shall not make such Revolving Credit Loans requested
by the Borrower under its Loan Request. 
 2.12.3 Notices From Lenders That Optional Currencies Are Unavailable to Fund Renewals of the
Euro-Rate Option. If the Borrower delivers a Loan Request requesting that the Lenders renew the Euro-Rate Option with respect to an outstanding Borrowing Tranche of Revolving Credit Loans denominated in an Optional Currency, the Lenders shall be
under no obligation to renew such Euro-Rate Option if any Lender delivers to the Administrative Agent a notice by 5:00 p.m. four (4) Business Days prior to the effective date of such renewal that such Lender cannot continue to provide Revolving
Credit Loans in such Optional Currency. In the event the Administrative Agent timely receives a notice from a Lender pursuant to the preceding sentence, the Administrative Agent will notify the Borrower no later than 12:00 noon three
(3) Business Days prior to the renewal date that the renewal of such Revolving Credit Loans in such Optional Currency is not then available, and the Administrative Agent shall promptly thereafter notify the Lenders of the same. If the
Administrative Agent shall have so notified the Borrower 

  
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that any such continuation of such Revolving Credit Loans in such Optional Currency is not then available, any notice of renewal with respect thereto shall be deemed withdrawn, and such Loans
shall be redenominated into Loans in Dollars at the Base Rate Option or Euro-Rate Option, at the Borrower’s option (subject, in the case of the Euro-Rate Option, to compliance with Section 2.6.1 [Making Revolving Credit Loans, Etc.] and
Section 4.1 [Interest Rate Options]), with effect from the last day of the Interest Period with respect to any such Loans. The Administrative Agent will promptly notify the Borrower and the Lenders of any such redenomination, and in such
notice, the Administrative Agent will state the aggregate Dollar Equivalent amount of the redenominated Revolving Credit Loans in an Optional Currency as of the applicable Computation Date with respect thereto and such Lender’s Revolving Credit
Ratable Share thereof. 
 2.12.4 European Monetary Union. 

(i) Payments In Euros Under Certain Circumstances. If (i) any Optional Currency ceases to be lawful currency of the nation
issuing the same and is replaced by the Euro or (ii) any Optional Currency and the Euro are at the same time recognized by any governmental authority of the nation issuing such currency as lawful currency of such nation and the Administrative
Agent or the Required Lenders shall so request in a notice delivered to the Borrower, then any amount payable hereunder by any party hereto in such Optional Currency shall instead be payable in the Euro and the amount so payable shall be determined
by translating the amount payable in such Optional Currency to the Euro at the exchange rate established by that nation for the purpose of implementing the replacement of the relevant Optional Currency by the Euro (and the provisions governing
payments in Optional Currencies in this Agreement shall apply to such payment in the Euro as if such payment in the Euro were a payment in an Optional Currency). Prior to the occurrence of the event or events described in clause (i) or
(ii) of the preceding sentence, each amount payable hereunder in any Optional Currency will, except as otherwise provided herein, continue to be payable only in that currency. 

(ii) Additional Compensation Under Certain Circumstances. The Borrower agrees, at the request of any Lender, to compensate such Lender
for any loss, cost, expense or reduction in return that such Lender shall reasonably determine shall be incurred or sustained by such Lender as a result of the replacement of any Optional Currency by the Euro and that would not have been incurred or
sustained but for the transactions provided for herein. A certificate of any Lender setting forth such Lender’s determination of the amount or amounts necessary to compensate such Lender shall be delivered to the Borrower and shall be
conclusive absent manifest error so long as such determination is made on a reasonable basis. The Borrower shall pay such Lender the amount shown as due on any such certificate within ten (10) days after receipt thereof. 

(iii) Requests for Additional Optional Currencies. The Borrower may deliver to the Administrative Agent a written request that
Revolving Credit Loans hereunder also be permitted to be made in any other lawful currency (other than Dollars), in addition to the currencies specified in the definition of “Optional Currency” herein, provided that such currency must be
freely traded in the offshore interbank foreign exchange markets, freely transferable, freely convertible into Dollars and available to the Lenders in the Relevant Interbank Market. The Administrative Agent will promptly notify the Lenders of any
such request promptly after 

  
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the Administrative Agent receives such request. The Administrative Agent will promptly notify the Borrower of the acceptance or rejection by the Administrative Agent and each of the Lenders of
the Borrower’s request. The requested currency shall be approved as an Optional Currency hereunder only if the Administrative Agent and all of the Lenders approve of the Borrower’s request. 

3. TERM LOANS 
 3.1 Term Loan
Commitments. Subject to the terms and conditions hereof, and relying upon the representations and warranties herein set forth, each Lender severally agrees to make a term loan (the “Term Loan”) to the Borrower on the Closing
Date in Dollars in such principal amount as the Borrower shall request up to, but not exceeding such Lender’s Term Loan Commitment. 
 3.2 Nature of
Lenders’ Obligations with Respect to Term Loans; Repayment Terms. The obligations of each Lender to make Term Loans to the Borrower shall be in the proportion that such Lender’s Term Loan Commitment bears to the Term Loan Commitments
of all Lenders to the Borrower, but each Lender’s Term Loan to the Borrower shall never exceed its Term Loan Commitment. The failure of any Lender to make a Term Loan shall not relieve any other Lender of its obligations to make a Term Loan nor
shall it impose any additional liability on any other Lender hereunder. The Lenders shall have no obligation to make Term Loans hereunder after the Closing Date. The Term Loan Commitments are not revolving credit commitments, and the Borrower shall
not have the right to borrow, repay and reborrow under Section 3.1 [Term Loan Commitments]. The Term Loans shall be payable, with respect to principal, as follows (subject to acceleration upon the occurrence of an Event of Default under this
Agreement or termination of this Agreement): in consecutive quarterly installments, each in an amount equal to the Principal Payment Amount applicable as of such Payment Date, commencing on November 1, 2014 and continuing on each Payment Date
thereafter, with all remaining outstanding principal on the Term Loans due and payable in full on the Expiration Date. 
 4. INTEREST
RATES 
 4.1 Interest Rate Options. The Borrower shall pay interest in respect of the outstanding unpaid principal amount of the Loans as
selected by it from the Base Rate Option or Euro-Rate Option set forth below applicable to the Loans, it being understood that, subject to the provisions of this Agreement, the Borrower may select different Interest Rate Options and different
Interest Periods to apply simultaneously to the Loans comprising different Borrowing Tranches and may convert to or renew one or more Interest Rate Options with respect to all or any portion of the Loans comprising any Borrowing Tranche;
provided that there shall not be at any one time outstanding more than twelve (12) Borrowing Tranches in the aggregate among all of the Loans and provided further that if an Event of Default or Potential Default exists and is
continuing, the Borrower may not request, convert to, or renew the Euro-Rate Option for any Loans and the Required Lenders may demand that all existing Borrowing Tranches bearing interest under the Euro-Rate Option shall be converted immediately to
the Base Rate Option, subject to the obligation of the Borrower to pay any indemnity under Section 5.10 [Indemnity] in connection with such conversion. If at any time the designated rate applicable to any Loan made by any Lender exceeds such
Lender’s highest lawful rate, the rate of interest on such Lender’s Loan shall be limited to such Lender’s highest lawful rate. Interest on the principal amount of each Optional Currency Loan shall be paid by the Borrower in such
Optional Currency. Notwithstanding anything to the contrary herein, the As-Offered Rate shall only apply to Swing Loans. 

  
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 4.1.1 Revolving Credit Interest Rate Options; Swing Line Interest Rate. The Borrower shall
have the right to select from the following Interest Rate Options applicable to the Revolving Credit Loans, provided that any Loan made in an Optional Currency shall bear interest at the Euro-Rate: 

(i) Revolving Credit Base Rate Option: A fluctuating rate per annum (computed on the basis of a year of 365 or 366 days, as the case may be,
and actual days elapsed) equal to the Base Rate plus the Applicable Margin, such interest rate to change automatically from time to time effective as of the effective date of each change in the Base Rate; or 

(ii) Revolving Credit Euro-Rate Option: A rate per annum (computed (a) on the basis of a year of 360 days and actual days elapsed
with respect to U.S. Dollar Loans and (b) on the basis of a year of 360, 365 or 366 days, as applicable, and actual days elapsed, with respect to Loans made in an Optional Currency) equal to the Euro-Rate as determined for each applicable
Interest Period plus the Applicable Margin. 
 Subject to Section 4.3 [Interest After Default], only the Base Rate Option applicable to
Revolving Credit Loans or the As-Offered Rate, as selected by the Borrower, shall apply to the Swing Loans. 
 4.1.2 Term Loan Interest
Rate Options. The Borrower shall have the right to choose from the following Interest Rate Options applicable to Term Loans: 
 (i)
Term Loan Base Rate Option: A fluctuating rate per annum (computed on the basis of a year of 365 or 366 days, as the case may be, and actual days elapsed) equal to the Base Rate plus the Applicable Margin, such interest rate to change
automatically from time to time effective as of the effective date of each change in the Base Rate; 
 (ii) Term Loan Euro-Rate
Option: A rate per annum (computed on the basis of a year of 360 days and actual days elapsed) equal to the Euro-Rate plus the Applicable Margin; 

4.1.3 Rate Quotations. The Borrower may call the Administrative Agent on or before the date on which a Loan Request is to be delivered
to receive an indication of the rates then in effect, but it is acknowledged that such projection shall not be binding on the Administrative Agent or the Lenders nor affect the rate of interest which thereafter is actually in effect when the
election is made. 
 4.2 Interest Periods. At any time when the Borrower shall select, convert to or renew a Euro-Rate Option, the Borrower shall
notify the Administrative Agent thereof by delivering a Loan Request to the Administrative Agent (i) at least three (3) Business Days prior to the effective date of such Euro-Rate Option with respect to a Loan denominated in Dollars, and
(ii) at least four (4) Business Days prior to the effective date of such Euro-Rate Option with respect to an Optional Currency Loan. The notice shall specify an Interest Period during which such Interest Rate Option shall apply.
Notwithstanding the preceding sentence, the following provisions shall apply to any selection of, renewal of, or conversion to a Euro-Rate Option: 

4.2.1 Amount of Borrowing Tranche. Each Borrowing Tranche of Loans under the Euro-Rate Option shall be in integral multiples of, and
not less than, the respective amounts set forth in Section 2.5.1 [Revolving Credit Loan Requests]; and 
 4.2.2 Renewals. In the
case of the renewal of a Euro-Rate Option at the end of an Interest Period, the first day of the new Interest Period shall be the last day of the preceding Interest Period, without duplication in payment of interest for such day. 

  
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 4.3 Interest After Default. To the extent permitted by Law, upon the occurrence of an Event of Default and
until such time such Event of Default shall have been cured or waived, at the discretion of the Administrative Agent or upon written demand by the Required Lenders to the Administrative Agent: 

4.3.1 Letter of Credit Fees, Interest Rate. The Letter of Credit Fees and the rate of interest for each Loan otherwise applicable
pursuant to Section 2.9.2 [Letter of Credit Fees] or Section 4.1 [Interest Rate Options], respectively, shall be increased by 2.0% per annum; 

4.3.2 Other Obligations. Each other Obligation hereunder if not paid when due shall bear interest at a rate per annum equal to the sum
of the rate of interest applicable to Revolving Credit Loans under the Base Rate Option plus an additional 2.0% per annum from the time such Obligation becomes due and payable and until it is Paid In Full; and 

4.3.3 Acknowledgment. The Borrower acknowledges that the increase in rates referred to in this Section 4.3 reflects, among other
things, the fact that such Loans or other amounts have become a substantially greater risk given their default status and that the Lenders are entitled to additional compensation for such risk; and all such interest shall be payable by Borrower upon
demand by Administrative Agent. 
 4.4 Euro-Rate Unascertainable; Illegality; Increased Costs; Deposits Not Available. 

4.4.1 Unascertainable. If on any date on which a Euro-Rate would otherwise be determined, the Administrative Agent shall have
determined that: 
 (i) adequate and reasonable means do not exist for ascertaining such Euro-Rate, or 

(ii) a contingency has occurred which materially and adversely affects the London interbank eurodollar market relating to the Euro-Rate, 

then the Administrative Agent shall have the rights specified in Section 4.4.3 [Administrative Agent’s and Lender’s Rights]. 

  
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 4.4.2 Illegality; Increased Costs; Deposits Not Available. If at any time any Lender shall
have determined that: 
 (i) the making, maintenance or funding of any Loan to which a Euro-Rate Option applies has been made impracticable
or unlawful by compliance by such Lender in good faith with any Law or any interpretation or application thereof by any Official Body or with any request or directive of any such Official Body (whether or not having the force of Law), or 

(ii) such Euro-Rate Option will not adequately and fairly reflect the cost to such Lender of the establishment or maintenance of any such
Loan, or 
 (iii) after making all reasonable efforts, deposits of the relevant amount in Dollars or in the Optional Currency, as
applicable, for the relevant Interest Period for a Loan, or to banks generally, to which a Euro-Rate Option applies, respectively, are not available to such Lender with respect to such Loan, or to banks generally, in the interbank eurodollar market,

 then the Administrative Agent shall have the rights specified in Section 4.4.3 [Administrative Agent’s and Lender’s Rights]. 

4.4.3 Administrative Agent’s and Lender’s Rights. In the case of any event specified in Section 4.4.1 [Unascertainable]
above, the Administrative Agent shall promptly so notify the Lenders and the Borrower thereof, and in the case of an event specified in Section 4.4.2 [Illegality; Increased Costs; Deposits Not Available] above, such Lender shall promptly so
notify the Administrative Agent and endorse a certificate to such notice as to the specific circumstances of such notice, and the Administrative Agent shall promptly send copies of such notice and certificate to the other Lenders and the Borrower.
Upon such date as shall be specified in such notice (which shall not be earlier than the date such notice is given), the obligation of (A) the Lenders, in the case of such notice given by the Administrative Agent, or (B) such Lender, in
the case of such notice given by such Lender, to allow the Borrower to select, convert to or renew a Euro-Rate Option or select an Optional Currency, as applicable, shall be suspended until the Administrative Agent shall have later notified the
Borrower, or such Lender shall have later notified the Administrative Agent, of the Administrative Agent’s or such Lender’s, as the case may be, determination that the circumstances giving rise to such previous determination no longer
exist. If at any time the Administrative Agent makes a determination under Section 4.4.1 [Unascertainable] and the Borrower has previously notified the Administrative Agent of its selection of, conversion to or renewal of a Euro-Rate Option and
such Interest Rate Option has not yet gone into effect, such notification shall be deemed to provide for selection of, conversion to or renewal of the Base Rate Option otherwise available with respect to such Loans. If any Lender notifies the
Administrative Agent of a determination under Section 4.4.2 [Illegality; Increased Costs; Deposits Not Available], the Borrower shall, subject to the Borrower’s indemnification Obligations under Section 5.10 [Indemnity], as to any
Loan of the Lender to which a Euro-Rate Option applies, on the date specified in such notice either (i) as applicable, convert such Loan to the Base Rate Option otherwise available with respect to such Loan or select a different Optional
Currency or Dollars, or (ii) or prepay such Loan in accordance with Section 5.6 [Voluntary Prepayments]. Absent due notice from the Borrower of conversion or prepayment, such Loan shall automatically be converted to the Base Rate Option
otherwise available with respect to such Loan upon such specified date. 

  
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 4.5 Selection of Interest Rate Options. If the Borrower fails to select a new Interest Period to apply to
any Borrowing Tranche of Loans under the Euro-Rate Option at the expiration of an existing Interest Period applicable to such Borrowing Tranche in accordance with the provisions of Section 4.2 [Interest Periods], the Borrower shall be deemed to
have converted such Borrowing Tranche to the Base Rate Option, as applicable to Revolving Credit Loans or Term Loans as the case may be, commencing upon the last day of the existing Interest Period, and any resulting currency conversion to U.S.
Dollars shall be determined by the Administrative Agent at the time of such conversion. 
 The amount of the interest or fees eligible in
applying this agreement shall not exceed the maximum rate permitted by Law. Where the amount of such interest or such fees is greater than the maximum rate, the amount shall be reduced to the highest rate which may be recovered in accordance with
the applicable provisions of Law. 

  
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 5. PAYMENTS 

5.1 Payments. All payments and prepayments to be made in respect of principal, interest, Commitment Fees, Letter of Credit Fees, Administrative
Agent’s Fee or other fees or amounts due from the Borrower hereunder shall be payable prior to 12:00 p.m. on the date when due without presentment, demand, protest or notice of any kind, all of which are hereby expressly waived by the
Borrower, and without set-off, counterclaim or other deduction of any nature, and an action therefor shall immediately accrue. Such payments shall be made to the Administrative Agent at the Principal Office for the account of PNC with respect to the
Swing Loans and for the ratable accounts of the Lenders with respect to the Revolving Credit Loans or Term Loans in U.S. Dollars (unless otherwise provided herein) and in immediately available funds, and the Administrative Agent shall promptly
distribute such amounts to the Lenders in immediately available funds; provided that in the event payments are received by 12:00 p.m. by the Administrative Agent with respect to the Loans and such payments are not distributed to the
Lenders on the same day received by the Administrative Agent, the Administrative Agent shall pay the Lenders interest at the Federal Funds Effective Rate in the case of Loans or other amounts due in Dollars, or the Overnight Rate in the case of
Loans or other amounts due in an Optional Currency, with respect to the amount of such payments for each day held by the Administrative Agent and not distributed to the Lenders. The Administrative Agent’s and each Lender’s statement of
account, ledger or other relevant record shall, in the absence of manifest error, be conclusive as the statement of the amount of principal of and interest on the Loans and other amounts owing under this Agreement (including the Equivalent Amounts
of the applicable currencies where such computations are required) and shall be deemed an “account stated”. All payments of principal and interest made in respect of the Loans must be repaid in the same currency (whether Dollars or the
applicable Optional Currency) in which such Loan was made and all Unpaid Drawings with respect to each Letter of Credit shall be made in the same currency (whether Dollars or the applicable Optional Currency) in which such Letter of Credit was
issued; provided that if the currency in which such Loan was made or in which such Letter of Credit was issued is an Unavailable Currency, then the Borrower shall pay the Dollar Equivalent amount of such payment. The Administrative Agent may (but
shall not be obligated to) debit the amount of any such payment which is not made by such time to any ordinary deposit account of the applicable Borrower with the Administrative Agent. 

5.2 Pro Rata Treatment of Lenders. Each borrowing of Revolving Credit Loans shall be allocated to each Lender according to its Ratable Share, and each
selection of, conversion to or renewal of any Interest Rate Option and each payment or prepayment by the Borrower with respect to principal, interest, Commitment Fees and Letter of Credit Fees (but excluding the Administrative Agent’s Fee and
each Issuing Lender’s fronting fee) shall (except as otherwise may be provided with respect to a Defaulting Lender and except as provided in Sections 4.4.3 [Administrative Agent’s and Lender’s Rights] in the case of an event
specified in Section 4.4 [Euro-Rate Unascertainable; Etc.], 5.6.2 [Replacement of a Lender] or 5.8 [Increased Costs]) be payable ratably among the Lenders entitled to such payment in accordance with the amount of principal, interest, Commitment
Fees and Letter of Credit Fees, as set forth in this Agreement. Notwithstanding any of the foregoing, each borrowing or payment or prepayment by the Borrower of principal, interest, fees or other amounts from the Borrower with respect to Swing Loans
shall be made by or to PNC according to Section 2.6.5 [Borrowings to Repay Swing Loans]. 

  
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 5.3 Sharing of Payments by Lenders. If any Lender shall, by exercising any right of setoff, counterclaim
or banker’s lien, by receipt of voluntary payment, by realization upon security, or by any other non-pro rata source, obtain payment in respect of any principal of or interest on any of its Loans or other obligations hereunder resulting in such
Lender’s receiving payment of a proportion of the aggregate amount of its Loans and accrued interest thereon or other such obligations greater than the pro-rata share of the amount such Lender is entitled thereto, then the Lender receiving such
greater proportion shall (a) notify the Administrative Agent of such fact, and (b) purchase (for cash at face value) participations in the Loans and such other obligations of the other Lenders, or make such other adjustments as shall be
equitable, so that the benefit of all such payments shall be shared by the Lenders ratably in accordance with the aggregate amount of principal of and accrued interest on their respective Loans and other amounts owing them, provided that:

 (i) if any such participations are purchased and all or any portion of the payment giving rise thereto is recovered, such participations
shall be rescinded and the purchase price restored to the extent of such recovery, together with interest or other amounts, if any, required by Law (including court order) to be paid by the Lender or the holder making such purchase; and 

(ii) the provisions of this Section 5.3 shall not be construed to apply to (x) any payment made by the Loan Parties pursuant to and
in accordance with the express terms of the Loan Documents or (y) any payment obtained by a Lender as consideration for the assignment of or sale of a participation in any of its Loans or Participation Advances to any assignee or participant,
other than to the Borrower or any Subsidiary thereof (as to which the provisions of this Section 5.3 shall apply). 
 Each Loan Party consents to the
foregoing and agrees, to the extent it may effectively do so under applicable Law, that any Lender acquiring a participation pursuant to the foregoing arrangements may exercise against each Loan Party rights of setoff and counterclaim with respect
to such participation as fully as if such Lender were a direct creditor of each Loan Party in the amount of such participation. 

  
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 5.4 Presumptions by Administrative Agent. Unless the Administrative Agent shall have received notice from
the Borrower prior to the date on which any payment is due to the Administrative Agent for the account of the Lenders or the Issuing Lenders hereunder that the Borrower will not make such payment, the Administrative Agent may assume that the
Borrower has made such payment on such date in accordance herewith and may, in reliance upon such assumption, distribute to the Lenders or the Issuing Lenders, as the case may be, the amount due. In such event, if the Borrower has not in fact made
such payment, then each of the Lenders or the Issuing Lenders, as the case may be, severally agrees to repay to the Administrative Agent forthwith on demand the amount so distributed to such Lender or such Issuing Lender, with interest thereon, for
each day from and including the date such amount is distributed to it to but excluding the date of payment to the Administrative Agent, at the greater of the Federal Funds Effective Rate (or, for payments in an Optional Currency, the Overnight Rate)
and a rate determined by the Administrative Agent in accordance with banking industry rules on interbank compensation. 
 5.5 Interest Payment Dates.
Interest on Loans to which the Base Rate Option applies shall be due and payable in arrears on each Payment Date. Interest on Loans to which the Euro-Rate Option applies shall be due and payable on the last day of each Interest Period for those
Loans and, if such Interest Period is longer than three (3) Months, also on the 90th day of such Interest Period. Interest on mandatory prepayments of principal under Section 5.7 [Mandatory Prepayments] shall be due on the date such
mandatory prepayment is due. Interest on the principal amount of each Loan or other monetary Obligation shall be due and payable on demand after such principal amount or other monetary Obligation becomes due and payable (whether on the stated
maturity date, upon acceleration or otherwise). 
 5.6 Voluntary Prepayments. 

5.6.1 Right to Prepay. The Borrower shall have the right at its option from time to time to prepay the Loans in whole or part without
premium or penalty (except as provided in Section 5.6.2 [Replacement of a Lender] below, in Section 5.8 [Increased Costs] and Section 5.10 [Indemnity]). Whenever the Borrower desires to prepay any part of the Loans, it shall provide a
prepayment notice to the Administrative Agent by 1:00 p.m. at least one (1) Business Day prior to the date of prepayment of the Revolving Credit Loans or Term Loans denominated in Dollars, and at least four (4) Business Days prior to
the date of prepayment of any Optional Currency Loans, or no later than 1:00 p.m. on the date of prepayment of Swing Loans, setting forth the following information: 

(w) the date, which shall be a Business Day, on which the proposed prepayment is to be made; 

(x) a statement indicating the application of the prepayment between the Revolving Credit Loans, Term Loans and Swing Loans;

 (y) a statement indicating the application of the prepayment between Loans to which the Base Rate Option applies, Loans to
which the Euro-Rate Option applies and Loans to which the As-Offered Rate applies; and 
 (z) the total principal amount of
such prepayment, which shall not be less than the lesser of (i) the Revolving Facility Usage or (ii) $100,000 for any Swing Loan or $500,000 for any Revolving Credit Loan or Term Loan. 

  
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 All prepayment notices shall be irrevocable. The principal amount of the Loans for which a
prepayment notice is given, together with interest on such principal amount, shall be due and payable on the date specified in such prepayment notice as the date on which the proposed prepayment is to be made. All Term Loan prepayments permitted
pursuant to this Section 5.6.1 [Right to Prepay] shall be applied to the unpaid installments of principal of the Term Loans in the inverse order of scheduled maturities. Except as provided in Section 4.4.3 [Administrative Agent’s and
Lender’s Rights], if the Borrower prepays a Loan but fails to specify the applicable Borrowing Tranche which the Borrower is prepaying, the prepayment shall be applied (i) first to Revolving Credit Loans and then to Term Loans; and
(ii) after giving effect to the allocations in clause (i) above and in the preceding sentence, first to the Revolving Credit Loans and Term Loans to which the Base Rate Option applies, then to Revolving Credit Loans which are not Optional
Currency Loans and the Term Loans to which the Euro-Rate Option applies, then to Optional Currency Loans, then to Swing Loans to which the Base Rate Option applies, then to Swing Loans to which the As-Offered Rate applies. Any prepayment hereunder
shall be subject to the Borrower’s Obligation to indemnify the Lenders under Section 5.10 [Indemnity]. Prepayments shall be made in the currency in which such Loan was made unless otherwise directed by the Administrative Agent or unless
such currency is an Unavailable Currency, in which case the Borrower shall pay the Dollar Equivalent amount of such prepayment. 
 5.6.2
Replacement of a Lender. In the event any Lender (i) gives notice under Section 4.4 [Euro-Rate Unascertainable, Etc.], (ii) requests compensation under Section 5.8 [Increased Costs], or requires the Borrower to pay any
Indemnified Taxes or additional amount to any Lender or any Official Body for the account of any Lender pursuant to Section 5.9 [Taxes], (iii) is a Defaulting Lender, (iv) becomes subject to the control of an Official Body (other than
normal and customary supervision), or (v) is a Non-Consenting Lender referred to in Section 11.1 [Modifications, Amendments or Waivers], then in any such event the Borrower may, at its sole expense, upon notice to such Lender and the
Administrative Agent, require such Lender to assign and delegate, without recourse (in accordance with and subject to the restrictions contained in, and consents required by, Section 11.8 [Successors and Assigns]), all of its interests, rights
(other than existing rights to payments pursuant to Sections 5.8 [Increased Costs] or 5.9 [Taxes]) and obligations under this Agreement and the related Loan Documents to an assignee that shall assume such obligations (which assignee may be
another Lender, if a Lender accepts such assignment), provided that: 
 (i) the Borrower shall have paid to the Administrative Agent the
assignment fee specified in Section 11.8 [Successors and Assigns]; 
 (ii) such Lender shall have received payment of an amount equal
to the outstanding principal of its Loans and Participation Advances, accrued interest thereon, accrued fees and all other amounts payable to it hereunder and under the other Loan Documents (including any amounts under Section 5.10 [Indemnity])
from the assignee (to the extent of such outstanding principal and accrued interest and fees) or the Borrower (in the case of all other amounts); 

  
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 (iii) in the case of any such assignment resulting from a claim for compensation under
Section 5.8.1 [Increased Costs Generally] or payments required to be made pursuant to Section 5.9 [Taxes], such assignment will result in a reduction in such compensation or payments thereafter; and 

(iv) such assignment does not conflict with applicable Law. 

A Lender shall not be required to make any such assignment or delegation if, prior thereto, as a result of a waiver by such Lender or otherwise, the
circumstances entitling the Borrower to require such assignment and delegation cease to apply. 
 5.6.3 Designation of a Different
Lending Office. If any Lender requests compensation under Section 5.8 [Increased Costs], or the Borrower is or will be required to pay any Indemnified Taxes or additional amounts to any Lender or any Official Body for the account of any
Lender pursuant to Section 5.9 [Taxes], then such Lender shall (at the request of the Borrower) use reasonable efforts to designate a different lending office for funding or booking its Loans hereunder or to assign its rights and obligations
hereunder to another of its offices, branches or affiliates, if, in the reasonable judgment of such Lender, such designation or assignment (i) would eliminate or reduce amounts payable pursuant to Section 5.8 [Increased Costs] or
Section 5.9 [Taxes], as the case may be, in the future, and (ii) would not subject such Lender to any material unreimbursed cost or expense and would not otherwise be materially disadvantageous to such Lender. The Borrower hereby agrees to
pay all reasonable costs and expenses incurred by any Lender in connection with any such designation or assignment 
 5.7 Mandatory Prepayments. 

5.7.1 Asset Sales and Recovery Events. If the Borrower or any of its Subsidiaries receives Net Cash Proceeds from any Asset Sales or
Recovery Events, the Borrower shall make a mandatory prepayment of principal on the Loans (a) if a Reinvestment Notice has been given with respect to such Asset Sales or Recovery Events, within one hundred eighty (180) days of the date of
receipt by the Borrower or any of its Subsidiaries of such Net Cash Proceeds in an amount equal to the portion of such Net Cash Proceeds remaining un-reinvested at the expiration of such one hundred eighty (180) day period, and (b) if no
Reinvestment Notice has been given with respect to such Asset Sales or Recovery Events, within sixty (60) days of the date of receipt by the Borrower or any of its Subsidiaries of such Net Cash Proceeds in an amount equal to 100% of such Net
Cash Proceeds. 
 5.7.2 Note Issuance. Upon the issuance of any Indebtedness in excess of $300,000,000 pursuant to
Section 8.2.1(x) [Indebtedness], if any Loans are outstanding, the Borrower shall prepay the Loans in an aggregate amount equal to (a) in the case that the amount of such Indebtedness is less than $350,000,000, the amount by which the
proceeds of such Indebtedness exceed $300,000,000, and (b) in the case that the amount of such Indebtedness equals or exceeds $350,000,000, the amount by which the proceeds, net of reasonable and customary fees, costs and expenses actually
incurred with the exchange, redemption, repurchase, 

  
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tender or retirement of the 2009 Notes and amounts required to exchange, redeem, repurchase, tender or retire the 2009 Notes pursuant to the 2009 Senior Note Debt Documents, of such Indebtedness
exceed $300,000,000, in each case such prepayment to be effected within five (5) Business Days following the receipt of such net proceeds thereof. 

5.7.3 Currency Fluctuations. If on any Computation Date the Revolving Facility Usage is equal to or greater than the Revolving Credit
Commitments as a result of a change in exchange rates between one (1) or more Optional Currencies and Dollars, then the Administrative Agent shall notify the Borrower of the same and the Borrower shall pay or prepay (subject to Borrower’s
indemnity obligations under Sections 5.8 and 5.10) within one (1) Business Day after receiving such notice in an amount such that the Revolving Facility Usage shall not exceed the aggregate Revolving Credit Commitments after giving effect
to such payments or prepayments. 
 5.7.4 Application Among Loans and Interest Rate Options. All prepayments pursuant to this
Section 5.7 shall be first applied to the principal amount of the Term Loans by application to the unpaid installments of principal in the inverse order of scheduled maturities, then to the Revolving Credit Loans outstanding, if any, and the
excess, if any, shall be returned to the Borrower. All prepayments required pursuant to this Section 5.7 shall first be applied among the Interest Rate Options to the principal amount of the Loans subject to the Base Rate Option, then to Loans
denominated in Dollars and subject to the Euro-Rate Option, then to Optional Currency Loans. In accordance with Section 5.10 [Indemnity], the Borrower shall indemnify the Lenders for any loss or expense, including loss of margin, incurred with
respect to any such prepayments applied against Loans subject to a Euro-Rate Option on any day other than the last day of the applicable Interest Period. 

5.8 Increased Costs. 
 5.8.1 Increased
Costs Generally. If any Change in Law shall: 
 (i) impose, modify or deem applicable any reserve, special deposit, compulsory loan,
insurance charge or similar requirement against assets of, deposits with or for the account of, or credit extended or participated in by, any Lender (except any reserve requirement reflected in the Euro-Rate) or any Issuing Lender; 

(ii) subject any Recipient to any Taxes (other than (A) Indemnified Taxes, (B) Taxes described in clauses (ii) through
(iv) of the definition of Excluded Taxes and (C) Connection Income Taxes) on its loans, loan principal, letters of credit, commitments, or other obligations, or its deposits, reserves, other liabilities or capital attributable thereto; or

 (iii) impose on any Lender, an Issuing Lender or the London interbank market any other condition, cost or expense (other than Taxes)
affecting this Agreement or Loans made by such Lender or any Letter of Credit or participation therein; 
 and the result of any of the foregoing shall be
to increase the cost to such Lender or such other Recipient of making, converting to, continuing or maintaining any Loan or of maintaining its obligation to make any such Loan, or to increase the cost to such Lender, such Issuing Lender or such
other Recipient of participating in, issuing or maintaining any Letter of Credit (or of 

  
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maintaining its obligation to participate in or to issue any Letter of Credit), or to reduce the amount of any sum received or receivable by such Lender, such Issuing Lender or other Recipient
hereunder (whether of principal, interest or any other amount) then, upon request of such Lender, such Issuing Lender or other Recipient, the Borrower will pay to such Lender, such Issuing Lender or other Recipient, as the case may be, such
additional amount or amounts as will compensate such Lender or such Issuing Lender, as the case may be, for such additional costs incurred or reduction suffered. 

5.8.2 Capital Requirements. If any Lender or Issuing Lender determines that any Change in Law affecting such Lender or Issuing Lender
or any lending office of such Lender or such Lender’s or such Issuing Lender’s holding company, if any, regarding capital or liquidity requirements has or would have the effect of reducing the rate of return on such Lender’s or such
Issuing Lender’s capital or on the capital of such Lender’s or such Issuing Lender’s holding company, if any, as a consequence of this Agreement, the Commitments of such Lender or the Loans made by, or participations in Letters of
Credit or Swing Loans held by, such Lender, or the Letters of Credit issued by an Issuing Lender, to a level below that which such Lender or such Issuing Lender or such Lender’s or Issuing Lender’s holding company could have achieved but
for such Change in Law (taking into consideration such Lender’s or such Issuing Lender’s policies and the policies of such Lender’s or such Issuing Lender’s holding company with respect to capital adequacy), then from time to
time the Borrower will pay to such Lender or such Issuing Lender, as the case may be, such additional amount or amounts as will compensate such Lender or Issuing Lender or such Lender’s or Issuing Lender’s holding company for any such
reduction suffered. 
 5.8.3 Certificates for Reimbursement; Repayment of Outstanding Loans; Borrowing of New Loans. A certificate of
a Lender or an Issuing Lender setting forth the amount or amounts necessary to compensate such Lender or such Issuing Lender or its holding company, as the case may be, as specified in Sections 5.8.1 [Increased Costs Generally] or 5.8.2
[Capital Requirements] and delivered to the Borrower shall be conclusive absent manifest error. The Borrower shall pay such Lender or such Issuing Lender, as the case may be, the amount shown as due on any such certificate within ten (10) days
after receipt thereof. 
 5.8.4 Delay in Requests. Failure or delay on the part of any Lender or Issuing Lender to demand
compensation pursuant to this Section shall not constitute a waiver of such Lender’s or Issuing Lender’s right to demand such compensation, provided that the Borrower shall not be required to compensate a Lender or an Issuing Lender
pursuant to this Section for any increased costs incurred or reductions suffered more than nine months prior to the date that such Lender or Issuing Lender, as the case may be, notifies the Borrower of the Change in Law giving rise to such increased
costs or reductions and of such Lender’s or Issuing Lender’s intention to claim compensation therefor (except that, if the Change in Law giving rise to such increased costs or reductions is retroactive, then the nine (9) month period
referred to above shall be extended to include the period of retroactive effect thereof). 

  
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 5.9 Taxes. 

5.9.1 Issuing Lender. For purposes of this Section 5.9, the term “Lender” includes any Issuing Lender and the term
“applicable Law” includes FATCA. 
 5.9.2 Payments Free of Taxes. Any and all payments by or on account of any obligation
of any Loan Party under any Loan Document shall be without deduction or withholding for any Taxes, except as required by applicable Law. If any applicable Law (as determined in the good faith discretion of an applicable Withholding Agent) requires
the deduction or withholding of any Tax from any such payment by a Withholding Agent, then the applicable Withholding Agent shall be entitled to make such deduction or withholding and shall timely pay the full amount deducted or withheld to the
relevant Official Body in accordance with applicable Law and, if such Tax is an Indemnified Tax, then the sum payable by the applicable Loan Party shall be increased as necessary so that after such deduction or withholding has been made (including
such deductions and withholdings applicable to additional sums payable under this Section 5.9 [Taxes]) the applicable Recipient receives an amount equal to the sum it would have received had no such deduction or withholding been made. 

5.9.3 Payment of Other Taxes by the Loan Parties. The Loan Parties shall timely pay to the relevant Official Body in accordance with
applicable Law, or at the option of the Administrative Agent timely reimburse it for the payment of, any Other Taxes. 
 5.9.4
Indemnification by the Loan Parties. The Loan Parties shall jointly and severally indemnify each Recipient, within ten (10) days after demand therefor, for the full amount of any Indemnified Taxes (including Indemnified Taxes imposed or
asserted on or attributable to amounts payable under this Section 5.9 [Taxes]) payable or paid by such Recipient or required to be withheld or deducted from a payment to such Recipient and any reasonable expenses arising therefrom or with
respect thereto, whether or not such Indemnified Taxes were correctly or legally imposed or asserted by the relevant Official Body. A certificate as to the amount of such payment or liability delivered to the Borrower by a Lender (with a copy to the
Administrative Agent), or by the Administrative Agent on its own behalf or on behalf of a Lender, shall be conclusive absent manifest error. 

5.9.5 Indemnification by the Lenders. Each Lender shall severally indemnify the Administrative Agent, within ten (10) days after
demand therefor, for (i) any Indemnified Taxes attributable to such Lender (but only to the extent that any Loan Party has not already indemnified the Administrative Agent for such Indemnified Taxes and without limiting the obligation of any of
the Loan Parties to do so), (ii) any Taxes attributable to such Lender’s failure to comply with the provisions of Section 11.8.4 [Participations] relating to the maintenance of a Participant Register, and (iii) any Excluded Taxes
attributable to such Lender, in each case, that are payable or paid by the Administrative Agent in connection with any Loan Document, and any reasonable expenses arising therefrom or with respect thereto, whether or not such Taxes were correctly or
legally imposed or asserted by the relevant Official Body. A certificate as to the amount of such payment or liability delivered to any Lender by the Administrative Agent shall be conclusive absent manifest error. Each Lender hereby authorizes the
Administrative Agent to set off and apply any and all amounts at any time owing to such Lender under any Loan Document or otherwise payable by the Administrative Agent to the Lender from any other source against any amount due to the Administrative
Agent under this Section 5.9.5 [Indemnification by the Lenders]. 

  
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 5.9.6 Evidence of Payments. As soon as practicable after any payment of Taxes by any Loan
Party to an Official Body pursuant to this Section 5.9 [Taxes], such Loan Party shall deliver to the Administrative Agent the original or a certified copy of a receipt issued by such Official Body evidencing such payment, a copy of the return
reporting such payment or other evidence of such payment reasonably satisfactory to the Administrative Agent. 
 5.9.7 Status of
Lenders. 
 (i) Any Lender that is entitled to an exemption from or reduction of withholding Tax with respect to payments made under
any Loan Document shall deliver to the Borrower and the Administrative Agent, at the time or times reasonably requested by the Borrower or the Administrative Agent, such properly completed and executed documentation reasonably requested by the
Borrower or the Administrative Agent as will permit such payments to be made without withholding or at a reduced rate of withholding. In addition, any Lender, if reasonably requested by the Borrower or the Administrative Agent, shall deliver such
other documentation prescribed by applicable Law or reasonably requested by the Borrower or the Administrative Agent as will enable the Borrower or the Administrative Agent to determine whether or not such Lender is subject to backup withholding or
information reporting requirements. Notwithstanding anything to the contrary in the preceding two sentences, the completion, execution and submission of such documentation (other than such documentation set forth in Section 5.9.7(ii)(a),
5.9.7(ii)(b) and 5.9.7(ii)(d) below) shall not be required if in the Lender’s reasonable judgment such completion, execution or submission would subject such Lender to any material unreimbursed cost or expense or would materially prejudice the
legal or commercial position of such Lender. 
 (ii) Without limiting the generality of the foregoing, in the event that the Borrower is a
U.S. Borrower, 
 (a) any Lender that is a U.S. Person shall deliver to the Borrower and the Administrative Agent on or prior to the date
on which such Lender becomes a Lender under this Agreement (and from time to time thereafter upon the reasonable request of the Borrower or the Administrative Agent), executed originals of IRS Form W-9 certifying that such Lender is exempt from U.S.
federal backup withholding tax; 
 (b) any Foreign Lender shall, to the extent it is legally entitled to do so, deliver to the Borrower and
the Administrative Agent (in such number of copies as shall be requested by the recipient) on or prior to the date on which such Foreign Lender becomes a Lender under this Agreement (and from time to time thereafter upon the reasonable request of
the Borrower or the Administrative Agent), whichever of the following is applicable: 
 (i) in the case of a Foreign Lender
claiming the benefits of an income tax treaty to which the United States is a party (x) with respect to payments of interest under any Loan Document, executed originals of 

  
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IRS Form W-8BEN establishing an exemption from, or reduction of, U.S. federal withholding Tax pursuant to the “interest” article of such tax treaty and (y) with respect to any
other applicable payments under any Loan Document, IRS Form W-8BEN establishing an exemption from, or reduction of, U.S. federal withholding Tax pursuant to the “business profits” or “other income” article of such tax treaty;

 (ii) executed originals of IRS Form W-8ECI; 

(iii) in the case of a Foreign Lender claiming the benefits of the exemption for portfolio interest under Section 881(c)
of the Internal Revenue Code, (x) a certificate substantially in the form of Exhibit 5.9.7(A) to the effect that such Foreign Lender is not (A) a “bank” within the meaning of Section 881(c)(3)(A) of the Internal
Revenue Code, (B) a “10 percent shareholder” of the Borrower within the meaning of Section 881(c)(3)(B) of the Internal Revenue Code, or (C) a “controlled foreign corporation” described in Section 881(c)(3)(C)
of the Internal Revenue Code (a “U.S. Tax Compliance Certificate”) and (y) executed originals of IRS Form W-8BEN; or 

(iv) to the extent a Foreign Lender is not the beneficial owner, executed originals of IRS Form W-8IMY, accompanied by IRS
Form W-8ECI, IRS Form W-8BEN, a U.S. Tax Compliance Certificate substantially in the form of Exhibit 5.9.7(B) or Exhibit 5.9.7(C), IRS Form W-9, and/or other certification documents from each beneficial owner, as applicable;
provided that if the Foreign Lender is a partnership and one or more direct or indirect partners of such Foreign Lender are claiming the portfolio interest exemption, such Foreign Lender may provide a U.S. Tax Compliance Certificate substantially in
the form of Exhibit 5.9.7(D) on behalf of each such direct and indirect partner; 
 (c) any Foreign Lender shall, to the extent
it is legally entitled to do so, deliver to the Borrower and the Administrative Agent (in such number of copies as shall be requested by the recipient) on or prior to the date on which such Foreign Lender becomes a Lender under this Agreement (and
from time to time thereafter upon the reasonable request of the Borrower or the Administrative Agent), executed originals of any other form prescribed by applicable Law as a basis for claiming exemption from or a reduction in U.S. federal
withholding Tax, duly completed, together with such supplementary documentation as may be prescribed by applicable Law to permit the Borrower or the Administrative Agent to determine the withholding or deduction required to be made; and 

(d) if a payment made to a Lender under any Loan Document would be subject to U.S. federal withholding Tax imposed by FATCA if such Lender
were to fail to comply with the applicable reporting requirements of FATCA (including those contained in Section 1471(b) or 1472(b) of the Internal Revenue Code, as applicable), such Lender shall deliver to the Borrower and the Administrative
Agent at the time or times prescribed by law and at such time or times reasonably requested by the Borrower or the Administrative Agent such documentation prescribed by applicable law (including as prescribed by Section 1471(b)(3)(C)(i) of the
Internal Revenue Code) and such additional documentation 

  
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reasonably requested by the Borrower or the Administrative Agent as may be necessary for the Borrower and the Administrative Agent to comply with their obligations under FATCA and to determine
that such Lender has complied with such Lender’s obligations under FATCA or to determine the amount to deduct and withhold from such payment. Solely for purposes of this clause (d), “FATCA” shall include any amendments made to
FATCA after the date of this Agreement. 
 Each Lender agrees that if any form or certification it previously delivered expires or becomes
obsolete or inaccurate in any respect, it shall update such form or certification or promptly notify the Borrower and the Administrative Agent in writing of its legal inability to do so. 

5.9.8 Treatment of Certain Refunds. If any party determines, in its sole discretion exercised in good faith, that it has received a
refund of any Taxes as to which it has been indemnified pursuant to this Section 5.9 [Taxes] (including by the payment of additional amounts pursuant to this Section 5.9 [Taxes]), it shall pay to the indemnifying party an amount equal to
such refund (but only to the extent of indemnity payments made under this Section 5.9 [Taxes] with respect to the Taxes giving rise to such refund), net of all out-of-pocket expenses (including Taxes) of such indemnified party and without
interest (other than any interest paid by the relevant Official Body with respect to such refund). Such indemnifying party, upon the request of such indemnified party incurred in connection with obtaining such refund, shall repay to such indemnified
party the amount paid over pursuant to this Section 5.9.8 [Treatment of Certain Refunds] (plus any penalties, interest or other charges imposed by the relevant Official Body) in the event that such indemnified party is required to repay
such refund to such Official Body. Notwithstanding anything to the contrary in this Section 5.9.8 [Treatment of Certain Refunds], in no event will the indemnified party be required to pay any amount to an indemnifying party pursuant to this
Section 5.9.8 [Treatment of Certain Refunds] the payment of which would place the indemnified party in a less favorable net after-Tax position than the indemnified party would have been in if the Tax subject to indemnification and giving rise
to such refund had not been deducted, withheld or otherwise imposed and the indemnification payments or additional amounts with respect to such Tax had never been paid. This paragraph shall not be construed to require any indemnified party to make
available its Tax returns (or any other information relating to its Taxes that it deems confidential) to the indemnifying party or any other Person. 

5.9.9 Survival. Each party’s obligations under this Section 5.9 [Taxes] shall survive the resignation of the Administrative
Agent or any assignment of rights by, or the replacement of, a Lender, the termination of the Commitments and the repayment, satisfaction or discharge of all Obligations. 

  
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 5.10 Indemnity. In addition to the compensation or payments required by Section 5.8 [Increased
Costs]or Section 5.9 [Taxes], the Borrower shall indemnify each Lender against all liabilities, losses or expenses (including loss of anticipated profits, any foreign exchange losses and any loss or expense arising from the liquidation or
reemployment of funds obtained by it to maintain such Loan, from fees payable to terminate the deposits from which such funds were obtained or from the performance of any foreign exchange contract) which such Lender sustains or incurs as a
consequence of any: 
 (i) payment, prepayment, conversion or renewal of any Loan to which a Euro-Rate Option applies on a day other than
the last day of the corresponding Interest Period (whether or not such payment or prepayment is mandatory, voluntary or automatic and whether or not such payment or prepayment is then due), 

(ii) attempt by the Borrower to revoke (expressly, by later inconsistent notices or otherwise) in whole or part any Loan Requests under
Section 2.5 [Revolving Credit Loan Requests; Swing Loan Requests] or Section 4.2 [Interest Periods] or notice relating to prepayments under Section 5.6 [Voluntary Prepayments], or 

If any Lender sustains or incurs any such loss or expense, it shall from time to time notify the Borrower of the amount determined in good
faith by such Lender (which determination may include such assumptions, allocations of costs and expenses and averaging or attribution methods as such Lender shall deem reasonable) to be necessary to indemnify such Lender for such loss or expense.
Such notice shall set forth in reasonable detail the basis for such determination. Such amount shall be due and payable by the Borrower to such Lender ten (10) Business Days after such notice is given. 

  
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 5.11 Settlement Date Procedures. In order to minimize the transfer of funds between the Lenders and the
Administrative Agent, the Borrower may borrow, repay and reborrow Swing Loans and PNC may make Swing Loans as provided in Section 2.1.2 [Swing Loan Commitments] hereof during the period between Settlement Dates. The Administrative Agent shall
notify each Lender of its Ratable Share of the total of the Revolving Credit Loans and the Swing Loans (each, a “Required Share”). On such Settlement Date, each Lender shall pay to the Administrative Agent the amount equal to the
difference between its Required Share and its Revolving Credit Loans, and the Administrative Agent shall pay to each Lender its Ratable Share of all payments made by the Borrower to the Administrative Agent with respect to the Revolving Credit
Loans. The Administrative Agent shall also effect settlement in accordance with the foregoing sentence on the proposed Borrowing Dates for Revolving Credit Loans and on any mandatory prepayment date as provided for herein and may at its option
effect settlement on any other Business Day. These settlement procedures are established solely as a matter of administrative convenience, and nothing contained in this Section 5.11 shall relieve the Lenders of their obligations to fund
Revolving Credit Loans on dates other than a Settlement Date pursuant to Section 2.1.2 [Swing Loan Commitment]. The Administrative Agent may at any time at its option for any reason whatsoever require each Lender to pay immediately to the
Administrative Agent such Lender’s Ratable Share of the outstanding Revolving Credit Loans and each Lender may at any time require the Administrative Agent to pay immediately to such Lender its Ratable Share of all payments made by the Borrower
to the Administrative Agent with respect to the Revolving Credit Loans. 
 5.12 Collections; Administrative Agent’s Right to Notify Account
Debtors. After the occurrence of any Event of Default, the Administrative Agent may, and upon request of the Required Lenders, shall (i) notify any or all Account Debtors that the Accounts have been assigned to the Lenders and that the
Lenders have a security interest therein, and (ii) direct such Account Debtors to make all payments due from them to the Borrower and the Guarantors upon the Accounts directly to the Administrative Agent or to a lockbox designated by the
Administrative Agent. The Administrative Agent shall promptly furnish the Borrower with a copy of any such notice sent. Any such notice, in the Administrative Agent’s sole discretion, may be sent on the Borrower’s stationery, in which
event the Borrower shall co-sign such notice with the Administrative Agent. To the extent that any Law or custom or any contract or agreement with any Account Debtor requires notice to or the approval of the Account Debtor in order to perfect such
assignment of a security interest in Accounts, the Borrower agrees to give such notice or obtain such approval. 
 5.13 Currency Conversion Procedures
for Judgments. If for the purposes of obtaining judgment in any court it is necessary to convert a sum due hereunder in any currency (the “Original Currency”) into another currency (the “Other Currency”), the
parties hereby agree, to the fullest extent permitted by Law, that the rate of exchange used shall be that at which in accordance with normal lending procedures each Lender could purchase the Original Currency with the Other Currency after any
premium and costs of exchange on the Business Day preceding that on which final judgment is given. 
 5.14 Indemnity in Certain Events. The
obligation of Borrower in respect of any sum due from Borrower to any Lender hereunder shall, notwithstanding any judgment in an Other Currency, whether pursuant to a judgment or otherwise, be discharged only to the extent that, on the

  
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Business Day following receipt by any Lender of any sum adjudged to be so due in such Other Currency, such Lender may in accordance with normal lending procedures purchase the Original Currency
with such Other Currency. If the amount of the Original Currency so purchased is less than the sum originally due to such Lender in the Original Currency, the Borrower agrees, as a separate obligation and notwithstanding any such judgment or
payment, to indemnify such Lender against such loss. 
 6. REPRESENTATIONS AND WARRANTIES 

6.1 Representations and Warranties. The Loan Parties, jointly and severally, represent and warrant to the Administrative Agent and each of the Lenders
as follows: 
 6.1.1 Organization and Qualification. Each Loan Party and each Subsidiary of each Loan Party is a corporation,
partnership or limited liability company duly organized, validly existing and in good standing under the laws of its jurisdiction of organization. Each Loan Party and each Subsidiary of each Loan Party has the lawful power to own or lease its
properties and to engage in the business it presently conducts or proposes to conduct. Each Loan Party and each Subsidiary of each Loan Party is duly licensed or qualified and in good standing in each jurisdiction listed on
Schedule 6.1.1 and in all other jurisdictions where the property owned or leased by it or the nature of the business transacted by it or both makes such licensing or qualification necessary, except to the extent that any failure to be so
qualified and in good standing would not constitute a Material Adverse Change. 
 6.1.2 Osmose Acquisition. The Borrower has
delivered to the Administrative Agent for delivery to the Lenders true and correct executed copies of the Osmose Acquisition Documents and any amendments, waivers and other documents executed in connection therewith, and there has been no other
amendment, waiver or modification of the Osmose Acquisition Documents. All representations and warranties of the Borrower and, to the best of the Borrower’s knowledge, of the Osmose Entities and Seller contained in the Osmose Acquisition
Documents are true and correct in all material respects. Upon consummation of the Osmose Acquisition and thereafter, all of the issued and outstanding capital stock of the Osmose Entities shall be owned directly or indirectly by the Borrower. 

6.1.3 Subsidiaries. Schedule 6.1.3 states as of the Closing Date the name of each of the Borrower’s Subsidiaries, its
jurisdiction of organization, its authorized capital stock, the issued and outstanding shares (referred to herein as the “Subsidiary Shares”) and the owners thereof if it is a corporation, its outstanding partnership interests (the
“Partnership Interests”) if it is a partnership and its outstanding limited liability company interests, interests assigned to managers thereof and the voting rights associated therewith (the “LLC Interests”) if it
is a limited liability company. The Borrower and each Subsidiary of the Borrower has good and marketable title to all of the Subsidiary Shares, Partnership Interests and LLC Interests it purports to own, free and clear in each case of any Lien. All
Subsidiary Shares, Partnership Interests and LLC Interests have been validly issued, and all Subsidiary Shares are fully paid and nonassessable. All capital contributions and other consideration required to be made or paid in connection with the
issuance of the Partnership Interests and LLC Interests have been made or paid, as the case may be. As of the Closing Date, there are no options, warrants or other rights outstanding to purchase any such Subsidiary Shares, Partnership Interests or
LLC Interests except as indicated on Schedule 6.1.3. 

  
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 6.1.4 Power and Authority. Each Loan Party has full power to enter into, execute, deliver
and carry out this Agreement and the other Loan Documents to which it is a party, to incur the Indebtedness contemplated by the Loan Documents and to perform its Obligations under the Loan Documents to which it is a party, and all such actions have
been duly authorized by all necessary proceedings on its part. 
 6.1.5 Validity and Binding Effect. This Agreement has been duly and
validly executed and delivered by each Loan Party, and each other Loan Document which any Loan Party is required to execute and deliver on or after the date hereof will have been duly executed and delivered by such Loan Party on the required date of
delivery of such Loan Document. This Agreement and each other Loan Document constitutes, or will constitute, legal, valid and binding obligations of each Loan Party which is or will be a party thereto on and after its date of delivery thereof,
enforceable against such Loan Party in accordance with its terms, except to the extent that enforceability of any of such Loan Document may be limited by bankruptcy, insolvency, reorganization, moratorium or other similar laws affecting the
enforceability of creditors’ rights generally or limiting the right of specific performance. 
 6.1.6 No Conflict. Neither the
execution and delivery of this Agreement, the other Loan Documents, nor any of the Osmose Acquisition Documents by any Loan Party nor the consummation of the transactions herein or therein contemplated or compliance with the terms and provisions
hereof or thereof by any of them will conflict with, constitute a default under or result in any breach of (i) the terms and conditions of the certificate of incorporation, bylaws, constitution, certificate of limited partnership, partnership
agreement, certificate of formation, limited liability company agreement or other organizational documents of any Loan Party or (ii) any Law or any material agreement or instrument (including, but not limited to the 2009 Senior Note Debt
Documents and any New Note Indenture and document related thereto) or order, writ, judgment, injunction or decree to which any Loan Party or any of its Subsidiaries is a party or by which it or any of its Subsidiaries is bound or to which it is
subject, or result in the creation or enforcement of any Lien, charge or encumbrance whatsoever upon any property (now or hereafter acquired) of any Loan Party or any of its Subsidiaries (other than Liens granted under the Loan Documents). 

6.1.7 Litigation. Except as set forth on Schedule 6.1.7, there are no actions, suits, proceedings or investigations pending
or, to the knowledge of any Loan Party, threatened against such Loan Party or any Subsidiary of such Loan Party at law or equity before any Official Body as to which there is a reasonable probability of such actions, suits, proceedings or
investigations being adversely decided and, if adversely decided, which would reasonably be expected to have a Material Adverse Change. None of the Loan Parties or any Subsidiaries of any Loan Party is in violation of any order, writ, injunction or
any decree of any Official Body which may result in any Material Adverse Change. 
 6.1.8 Title to Properties. The real property
owned or leased by each Loan Party and each Subsidiary of each Loan Party as of the Closing Date is described on Schedule 6.1.8. Each Loan Party and each Subsidiary of each Loan Party has good and

  
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marketable title to or valid leasehold interest in all material properties, assets and other rights which it purports to own or lease or which are reflected as owned or leased on its books and
records, free and clear of all Liens and encumbrances except Permitted Liens, and subject to the terms and conditions of the applicable leases. All material leases of property are in full force and effect without the necessity for any consent which
has not previously been obtained upon consummation of the transactions contemplated hereby. 
 6.1.9 Financial Statements. 

(i) Historical Statements. The Borrower has delivered to the Administrative Agent copies of its audited consolidated year-end
financial statements for and as of the fiscal year ended December 31, 2013 and audited financial statements of the Osmose Entities, prepared on a combined basis and in accordance with GAAP, for the fiscal years ended December 31, 2011,
December 31, 2012 and December 31, 2013 (collectively, the “Historical Statements”). The Historical Statements were compiled from the books and records maintained by Holdings’ or the Osmose Entities’ management,
as the case may be, are correct and complete and fairly represent the consolidated financial condition of Holdings and its Subsidiaries or the combined financial position of the Osmose Entities, as the case may be, as of their dates and the results
of operations for the fiscal periods then ended and have been prepared in accordance with GAAP consistently applied. 
 (ii) Pro Forma
Financial Statements; Financial Projections. The Borrower has delivered to the Administrative Agent (a) a pro forma consolidated balance sheet and related pro forma consolidated statement of income (but not a pro forma statement of cash
flows) of Holdings and its Subsidiaries (after giving effect to the transactions contemplated by the Loan Documents and the Osmose Acquisition Documents) as of and for the twelve-month period ending on the last day of the most recently completed
four-fiscal quarter period ended at least 90 days prior to the Closing Date (if such period is a fiscal year or is the fourth fiscal quarter of any fiscal year) or at least 60 days prior to the Closing Date (if such period is a fiscal quarter other
than the fourth fiscal quarter of any fiscal year), prepared after giving effect to the transactions contemplated by the Loan Documents and the Osmose Acquisition Documents as if such transactions had occurred as of such date (in the case of such
balance sheet) or at the beginning of such period (in the case of the statement of income) (the “Pro Forma Statements”), and (b) pro forma projections (including a pro forma consolidated balance sheet, statements of income and
cash flow and assumptions on which such projections are based) of Holdings and its Subsidiaries (after giving effect to the transactions contemplated by the Loan Documents and the Osmose Acquisition Documents) for the fiscal years 2014 through 2018
(the “Financial Projections” and, together with the Pro Forma Statements, the “Pro Forma Financial Information”). The Financial Projections represent a reasonable range of possible results in light of the history of
the business, present and foreseeable conditions and the intentions of the Borrower’s management. The Financial Projections accurately reflect the liabilities of Holdings and its Subsidiaries upon consummation of the transactions contemplated
by the Loan Documents and the Osmose Acquisition Documents as of the Closing Date. The Pro Forma Financial Information has been prepared in good faith by Holdings, based upon assumptions that are made in good faith at the time made (it being
understood that any such Pro Forma Financial Information is subject to uncertainties and contingencies, some of which are beyond Holdings’ control, that no assurance can be given that any particular Pro Forma Financial Information will be
realized, and that actual results may differ and that such differences may be material). 
 (iii) Accuracy of Financial Statements.
Neither the Borrower nor any Subsidiary of the Borrower had, as of the date of the Historical Statements, any material liabilities, contingent or otherwise, or forward or long-term commitments that are not disclosed in the Historical Statements or
in the notes thereto, and except as disclosed therein there are no unrealized or anticipated losses from any commitments of the Borrower or any Subsidiary of the Borrower which would cause a Material Adverse Change. Since December 31, 2013, no
Material Adverse Change has occurred. 

  
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 6.1.10 Use of Proceeds; Margin Stock. 

6.1.10.1 General. 
 The
Loan Parties intend to use the proceeds of the Loans in accordance with Sections 2.8 [Use of Proceeds] and Section 8.1.10 [Use of Proceeds]. 

6.1.10.2 Margin Stock. 

None of the Loan Parties or any Subsidiaries of any Loan Party engages or intends to engage principally, or as one of its important
activities, in the business of extending credit for the purpose, immediately, incidentally or ultimately, of purchasing or carrying margin stock (within the meaning of Regulation U, T or X as promulgated by the Board of Governors of the Federal
Reserve System). No part of the proceeds of any Loan has been or will be used, immediately, incidentally or ultimately, to purchase or carry any margin stock or to extend credit to others for the purpose of purchasing or carrying any margin stock or
which is inconsistent with the provisions of the regulations of the Board of Governors of the Federal Reserve System. None of the Loan Parties or any Subsidiary of any Loan Party holds or intends to hold margin stock in such amounts that more than
25% of the reasonable value of the assets of any Loan Party or Subsidiary of any Loan Party are or will be represented by margin stock. 

6.1.11 Full Disclosure. Neither this Agreement nor any other Loan Document, nor any of the Osmose Acquisition Documents, nor any
certificate, statement, agreement or other documents furnished to the Administrative Agent or any Lender in connection herewith or therewith, in each case on the respective dates thereof, contains any untrue statement of a material fact or omits to
state a material fact necessary in order to make the statements contained herein and therein, in light of the circumstances under which they were made, not misleading. As of the Closing Date, there is no fact known to any Loan Party which materially
adversely affects the business, property, assets, financial condition, or results of operations specific to any Loan Party or Subsidiary of any Loan Party which has not been set forth in this Agreement or in the certificates, statements, agreements
or other documents furnished in writing to the Administrative Agent and the Lenders prior to or at the date hereof in connection with the transactions contemplated hereby. 

6.1.12 Taxes. All federal, state, local and other tax returns required to have been filed with respect to each Loan Party and each
Subsidiary of each Loan Party have been filed, and payment or adequate provision has been made for the payment of all taxes, fees, 

  
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assessments and other governmental charges which have or may become due pursuant to said returns or to assessments received, except to the extent that such taxes, fees, assessments and other
charges are being contested in good faith by appropriate proceedings diligently conducted and for which such reserves or other appropriate provisions, if any, as shall be required by GAAP shall have been made. As of the Closing Date there are no
agreements or waivers extending the statutory period of limitations applicable to any federal income tax return of any Loan Party or Subsidiary of any Loan Party for any period. 

6.1.13 Consents and Approvals. Except for the filing of financing statements in the state and county filing offices, no consent,
approval, exemption, order or authorization of, or a registration or filing with, any Official Body or any other Person is required by any Law or any agreement in connection with the execution, delivery and carrying out of this Agreement and the
other Loan Documents and the Osmose Acquisition Documents by any Loan Party, except as listed on Schedule 6.1.13, all of which shall have been obtained or made on or prior to the Closing Date except as otherwise indicated on
Schedule 6.1.13. 
 6.1.14 No Event of Default; Compliance with Instruments. No event has occurred and is continuing and
no condition exists or will exist after giving effect to the borrowings or other extensions of credit to be made on the Closing Date under or pursuant to the Loan Documents, or after the consummation of the Osmose Acquisition, which constitutes an
Event of Default or Potential Default. None of the Loan Parties or any Subsidiaries of any Loan Party is in violation of (i) any term of its certificate of incorporation, bylaws, certificate of limited partnership, partnership agreement,
certificate of formation, limited liability company agreement or other organizational documents or (ii) any material agreement or instrument, including, but not limited to the 2009 Senior Note Debt Documents and any New Note Indenture and
document related thereto, to which it is a party or by which it or any of its properties may be subject or bound where such violation constitutes a Material Adverse Change. 

6.1.15 Patents, Trademarks, Copyrights, Licenses, Etc. Each Loan Party and each Subsidiary of each Loan Party owns or possesses or
otherwise has the right to use all the material patents, trademarks, service marks, trade names, copyrights, licenses, registrations, franchises, permits and rights necessary to own and operate its properties and to carry on its business as
presently conducted and planned to be conducted by such Loan Party or Subsidiary, without known conflict with the rights of others. All material patents, trademarks, service marks, trade names, copyrights, licenses, registrations, franchises and
permits of each Loan Party and each Subsidiary of each Loan Party as of the Closing Date are listed and described on Schedule 6.1.15. 

6.1.16 Security Interests. The Liens and security interests granted to the Collateral Agent for the benefit of the Lenders pursuant to
the Patent, Trademark and Copyright Security Agreement, the Pledge Agreement, the Collateral Assignment of Contract Rights and the Security Agreement in the Collateral (other than the Real Property) constitute and will continue to constitute Prior
Security Interests under the Uniform Commercial Code as in effect in each applicable jurisdiction (the “Uniform Commercial Code”) or other applicable Law entitled to all the rights, benefits and priorities provided by the Uniform
Commercial Code or such Law. Upon the filing of financing statements relating to said security interests in each office and in each jurisdiction where required in order to perfect the security interests described above, taking

  
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possession of any stock certificates or other certificates evidencing the Pledged Collateral and recordation of the Patent, Trademark and Copyright Security Agreement in the United States Patent
and Trademark Office and United States Copyright Office, as applicable, all such action as is necessary or advisable to establish such rights of the Collateral Agent will have been taken, and there will be upon execution and delivery of the Patent,
Trademark and Copyright Security Agreement, the Pledge Agreement, the Collateral Assignment of Contract Rights and the Security Agreement, such filings and such taking of possession, no necessity for any further action in order to preserve, protect
and continue such rights, except the filing of continuation statements with respect to such financing statements within six months prior to each five-year anniversary of the filing of such financing statements. All filing or registration fees and
other expenses in connection with each such action have been or will be paid by the Borrower. 
 6.1.17 Status of the Pledged
Collateral. All the shares of capital stock, Partnership Interests or LLC Interests included in the Pledged Collateral to be pledged pursuant to the Pledge Agreement are or will be upon issuance validly issued and nonassessable and owned
beneficially and of record by the pledgors thereunder free and clear of any Lien or restriction on transfer, except for taxes not yet due and payable to the extent such prospective tax payments are given priority by statute or as otherwise provided
by the Pledge Agreement and except as the right of the Lenders to dispose of such Subsidiary Shares, Partnership Interests or LLC Interests may be limited by the Securities Act of 1933, as amended, and the regulations promulgated by the Securities
and Exchange Commission thereunder and by applicable state securities laws. There are no shareholder, partnership, limited liability company or other agreements or understandings with respect to the shares of capital stock, Partnership Interests or
LLC Interests included in the Pledged Collateral except for the partnership agreements and limited liability company agreements described on Schedule 6.1.17. The Loan Parties have delivered true and correct copies of such partnership
agreements and limited liability company agreements to the Administrative Agent and Collateral Agent. 
 6.1.18 Insurance.
Schedule 6.1.18 lists as of the Closing Date all insurance policies and other bonds to which any Loan Party or Subsidiary of any Loan Party is a party, all of which are valid and in full force and effect. No notice has been given or claim
made and no grounds exist to cancel or avoid any of such policies or bonds or to reduce the coverage provided thereby. Such policies and bonds provide adequate coverage from reputable and financially sound insurers in amounts sufficient to insure
the assets and risks of each Loan Party and each Subsidiary of each Loan Party in accordance with prudent business practice in the industry of the Loan Parties and their Subsidiaries. 

6.1.19 Compliance with Laws. The Loan Parties and their Subsidiaries are in compliance in all material respects with all applicable
Laws (other than Environmental Laws which are specifically addressed in Section 6.1.24 [Environmental Matters]) in all jurisdictions in which any Loan Party or Subsidiary of any Loan Party is presently or will be doing business. 

6.1.20 Material Contracts. Schedule 6.1.20 lists as of the Closing Date all contracts relating to the business operations of
each Loan Party and each Subsidiary of any Loan Party required to be filed by Item 601 of Regulation S-K of the Securities Act of 1933, as amended. All such material contracts are valid, binding and enforceable upon such Loan Party or
Subsidiary and each of the other parties thereto in accordance with their respective terms. 

  
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Holdings and its Subsidiaries are not in material default with respect to any such material contracts, nor do the Loan Parties have knowledge of any material default with respect to the other
parties to such material contracts. 
 6.1.21 Investment Companies; Regulated Entities. None of the Loan Parties or any Subsidiaries
of any Loan Party is an “investment company” registered or required to be registered under the Investment Company Act of 1940 or under the “control” of an “investment company” as such terms are defined in the Investment
Company Act of 1940 and shall not become such an “investment company” or under such “control”. None of the Loan Parties or any Subsidiaries of any Loan Party is subject to any other Federal or state statute or regulation limiting
its ability to incur Indebtedness. 
 6.1.22 Plans and Benefit Arrangements. 

Except as set forth on Schedule 6.1.22: 

(1) The Borrower and each other member of the ERISA Group are in compliance in all material respects with any applicable provisions of ERISA
with respect to all Benefit Arrangements, Plans and Multiemployer Plans. There has been no Prohibited Transaction with respect to any Benefit Arrangement or any Plan or, to the best knowledge of the Borrower, with respect to any Multiemployer Plan
or Multiple Employer Plan, which could result in any material liability of the Borrower or any other member of the ERISA Group. The Borrower and all other members of the ERISA Group have made when due any and all payments required to be made under
any agreement relating to a Multiemployer Plan or a Multiple Employer Plan or any Law pertaining thereto. With respect to each Plan and Multiemployer Plan, the Borrower and each other member of the ERISA Group (i) have fulfilled in all material
respects their obligations under the minimum funding standards of ERISA, (ii) have not incurred any liability to the PBGC, and (iii) have not had asserted against them any penalty for failure to fulfill the minimum funding requirements of
ERISA. 
 (2) To the best of the Borrower’s knowledge, each Multiemployer Plan and Multiple Employer Plan is able to pay benefits
thereunder when due. 
 (3) Neither the Borrower nor any other member of the ERISA Group has instituted or intends to institute proceedings
to terminate any Plan under Section 4041 of ERISA. 
 (4) No event requiring notice to the PBGC under Section 302(f)(4)(A) of
ERISA has occurred or is reasonably expected to occur with respect to any Plan, and no amendment has been made or is reasonably expected to be made to any Plan in violation of 436(c) of the Internal Revenue Code. 

(5) Neither the Borrower nor any other member of the ERISA Group has incurred or reasonably expects to incur any material withdrawal
liability under ERISA to any Multiemployer Plan or Multiple Employer Plan. Neither the Borrower nor any member of the ERISA Group has incurred or reasonably expects to incur any material liability under Section 4062(e) of ERISA with respect to
cessation of operations at a facility. Neither the Borrower nor any other member of the ERISA Group has been notified by any Multiemployer 

  
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Plan or Multiple Employer Plan that such Multiemployer Plan or Multiple Employer Plan has been terminated within the meaning of Title IV of ERISA and, to the best knowledge of the Borrower,
no Multiemployer Plan or Multiple Employer Plan is reasonably expected to be reorganized or terminated, within the meaning of Title IV of ERISA. 

(6) To the extent that any Benefit Arrangement is insured, the Borrower and all other members of the ERISA Group have paid when due all
premiums required to be paid for all periods through the Closing Date. To the extent that any Benefit Arrangement is funded other than with insurance, the Borrower and all other members of the ERISA Group have made when due all contributions
required to be paid for all periods through the Closing Date. 
 (7) All Plans, Benefit Arrangements and, to the knowledge of any Loan
Party, Multiemployer Plans have been administered in accordance with their terms and applicable Law in all material respects. 
 6.1.23
Employment Matters. Each of the Loan Parties and each of their Subsidiaries is in compliance with the Labor Contracts and all applicable federal, state and local labor and employment Laws including those related to equal employment
opportunity and affirmative action, labor relations, minimum wage, overtime, child labor, medical insurance continuation, worker adjustment and relocation notices, immigration controls and worker and unemployment compensation, where the failure to
comply constitutes a Material Adverse Change. As of the Closing Date, there are no outstanding grievances, arbitration awards or appeals therefrom arising out of the Labor Contracts or current or threatened strikes, picketing, handbilling or other
work stoppages or slowdowns at facilities of any of the Loan Parties or any of their Subsidiaries which in any case would constitute a Material Adverse Change. The Borrower has delivered to the Administrative Agent true and correct copies of each of
the Labor Contracts. 
 6.1.24 Environmental Matters and Safety Matters. 

Except as set forth on Schedule 6.1.24: 

(1) None of the Loan Parties has received any Environmental Complaint which there is a reasonable probability of the same being adversely
decided and, if adversely decided, would reasonably be expected to result whether individually or in the aggregate, in a Material Adverse Change, whether directed or issued to any Loan Party or relating or pertaining to any predecessor of any Loan
Party or to any prior owner, operator or occupant of the Property, and none of the Loan Parties is aware of any acts or omissions or any conditions or circumstances, not subject to indemnification by Beazer East, which could reasonably be expected
to give rise to such an Environmental Complaint; 
 (2) No activity or operation of any Loan Party at the Property is being or has been
conducted in violation of any Environmental Law or Environmental Permit where such violation would reasonably be expected to result whether individually or in the aggregate in a Material Adverse Change, and to the knowledge of any Loan Party no
activity or operation of any predecessor of any Loan Party or any prior owner, operator or occupant of the Property was 

  
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conducted in material violation of any Environmental Law in effect as of the date such predecessor, prior owner, operator or occupant conducted such activity or operation where such violation
would reasonably be expected to result, whether individually or in the aggregate, in a Material Adverse Change; 
 (3) To any Loan
Party’s knowledge, all Regulated Substances which are or are likely to result in Contamination and are present on, in, under, or migrating from, or migrating to, the Property or any portion thereof are being managed, including pursuant to
Remedial Action, either (A) by a Person (other than a Loan Party) in material compliance with applicable Environmental Laws and Environmental Permits issued to such Person (other than a Loan Party), or (B) by a Loan Party in compliance
with applicable Environmental Laws and Environmental Permits, except (in the case of this clause (B)), where such failure to so manage would not reasonably be expected to result in Material Adverse Change; 

(4) Each Loan Party in its current operations uses, generates, treats, collects, stores, disposes, deposits, emits, releases, discharges and
transports to or from the Property all Regulated Substances in material compliance with applicable Environmental Laws and Environmental Permits; 

(5) Each Loan Party has all Environmental Permits except for any such Environmental Permits the absence of which whether individually or in
the aggregate, would result in a Material Adverse Change; all such Environmental Permits are in full force and effect, each Loan Party’s operations at the Property are conducted in compliance in all material respects with the terms and
conditions of such Environmental Permits, and none of the Loan Parties has received any written notice from an Official Body that such Official Body has or intends to suspend, revoke or adversely alter, whether in whole or in part, any such
Environmental Permit which would reasonably be expected to result whether individually or in the aggregate in a Material Adverse Change; 

(6) Each Loan Party has submitted to an Official Body and/or maintains in its files, as applicable, all material Environmental Records; 

(7) To the knowledge of any Loan Party, no structures, improvements, equipment, fixtures, impoundments, pits, lagoons or aboveground or
underground storage tanks, operated or owned by any Loan Party, located on the Property contain or use, except in compliance in all material respects with Environmental Laws and Environmental Permits, Regulated Substances or otherwise are operated
or owned except in compliance in all material respects with Environmental Laws and Environmental Permits. 
 (8) To the knowledge of each
Loan Party, all structures, improvements, equipment, fixtures, impoundments, pits, lagoons or aboveground or underground storage tanks that contained or used Regulated Substances and were operated or maintained by prior owners, operators or
occupants of the Property have been identified and/or located. To the knowledge of each Loan Party, any such structure, improvement, equipment, fixture, impoundment, pit, lagoon or aboveground or underground storage tank located on Property not
acquired from Beazer East, the presence of which does not comply in all material respects with applicable Environmental Laws, or from which there has been or is a release of Regulated Substances which has or could result in Contamination, is the
subject of a Remedial Action; 

  
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 (9) To the knowledge of each Loan Party, no facility or site to which any Loan Party, either
directly or indirectly by a third party, has sent Regulated Substances for storage, treatment, disposal or other management has been or is being operated in material violation of Environmental Laws or pursuant to Environmental Laws is identified or
proposed to be identified on any list of contaminated properties or other properties which pursuant to Environmental Laws are the subject of a Remedial Action by an Official Body or any other Person (including any Loan Party), except where such
violation, identification or designation would not reasonably be expected to result, whether individually or in the aggregate, in a Material Adverse Change; 

(10) To the knowledge of each Loan Party, no portion of the Property is identified or to the knowledge of any Loan Party proposed to be
identified on any Official Body’s list of contaminated properties or other properties which pursuant to Environmental Laws are the subject of a Remedial Action by an Official Body or any other Person (including any Loan Party), nor to the
knowledge of any Loan Party is any property adjoining or in the proximity of the Property identified or proposed to be identified on any such list or the subject of a Remedial Action; 

(11) To the knowledge of each Loan Party, no portion of the Property constitutes an Environmentally Sensitive Area; 

(12) To the knowledge of each Loan Party, no Official Body has filed or recorded a lien for the recovery of Remedial Action costs against the
Property or any other assets of any Loan Party and none of the Loan Parties is aware of any acts or omissions by any Loan Party or any conditions or circumstances caused or created by any Loan Party which could reasonably be expected to result in
the filing or recording by an Official Body of any such lien; 
 (13) Neither the transaction contemplated by the Loan Documents nor any
other transaction involving the sale, transfer or exchange of the Property will trigger or has triggered any obligation under any applicable Environmental Laws to make a filing, provide a notice, provide other disclosure or take any other action the
failure to accomplish which whether individually or in the aggregate would reasonably be expected to result in a Material Adverse Change, or in the event that any such transaction-triggered obligation does arise or has arisen under any Environmental
Laws, all such actions required thereby have been taken in compliance with applicable Environmental Laws (it being understood that the foregoing does not constitute a representation or warranty that any transferee or creditor could conduct
operations on any Property under existing Environmental Permits); 
 (14) The activities and operations of the Loan Parties are being
conducted in compliance with applicable Safety Laws, except where the failure, whether individually or in the aggregate, to do so would not reasonably be expected to result in a Material Adverse Change; 

  
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 (15) The Loan Parties have not received any Safety Complaints, the Loan Parties are not aware of
any acts or omissions by any Loan Party or any conditions or circumstances caused or created by any Loan Party which could reasonably be expected to give rise to any Safety Complaints and, to the knowledge of the Loan Parties no Safety Complaints
are being threatened in each case as to which there is a reasonable probability of the same being adversely decided and, if adversely decided, would reasonably be expected to result whether individually or in the aggregate in a Material Adverse
Change; and 
 (16) Each Loan Party has submitted to an Official Body and/or maintains in its files, as applicable, all material Safety
Filings and Records. 
 It is expressly understood and agreed that for purposes of this Section 6.1.24 only to the extent any of the
preceding requires the Loan Parties to make representations and warranties which relate or pertain to: (a) any Person (other than a Loan Party); or (b) the operations and activities of any Person (other than a Loan Party), including Beazer
East under the Beazer Acquisition Agreement, such representations and warranties are being made to the knowledge of the Loan Parties; it is further expressly understood and agreed that for purposes of this Section 6.1.24 only to the extent any
of the preceding requires the Loan Parties to make representations and warranties which relate or pertain to portions of the Property leased by a Loan Party, such representations and warranties are limited to the operations conducted by the Loan
Parties on such portions of the Property. 
 6.1.25 Senior Debt Status. The Obligations of each Loan Party under this Agreement, the
Notes, the Guaranty Agreements and each of the other Loan Documents to which it is a party do rank and will rank at least pari passu in priority of payment with all other Indebtedness of such Loan Party except Indebtedness of such Loan Party to the
extent secured by Permitted Liens. There is no Lien upon or with respect to any of the properties or income of any Loan Party or Subsidiary of any Loan Party which secures Indebtedness or other obligations of any Person except for Permitted Liens.
The Obligations of the Borrower hereunder constitute and will constitute “Senior Indebtedness” within the meaning of such term in the 2009 Senior Note Indenture or, if applicable, any equivalent term under any New Note Indenture, and all
or a portion of the Obligations of the Borrower hereunder constitute or will constitute “First Lien Obligations” within the meaning of such term in the 2009 Senior Note Indenture or, if applicable, any equivalent term under any New Note
Indenture. 
 6.1.26 Solvency. Each of the Loan Parties is Solvent. After giving effect to the transactions contemplated by the Loan
Documents and the Osmose Acquisition Documents, including all Indebtedness incurred thereby, the Liens granted by the Loan Parties in connection therewith and the payment of all fees related thereto, each of the Loan Parties will be Solvent,
determined as of the Closing Date. 
 6.1.27 Anti-Terrorism Laws. (i) No Covered Entity is a Sanctioned Person, and (ii) no
Covered Entity, either in its own right or through any third party, (a) has any of its assets in a Sanctioned Country or in the possession, custody or control of a Sanctioned Person in violation of any Anti-Terrorism Law, (b) does business
in or with, or derives any of its income from investments in or transactions with, any Sanctioned Country or Sanctioned Person in violation of any Anti-Terrorism Law; or (c) engages in any dealings or transactions prohibited by any
Anti-Terrorism Law. 

  
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 6.2 Updates to Schedules. Should any of the information or disclosures provided on any of the Schedules
attached hereto which are not limited to matters disclosed as of the Closing Date become outdated or incorrect in any material respect, the Borrower shall promptly provide the Administrative Agent in writing with such revisions or updates to such
Schedule as may be necessary or appropriate to update or correct same; provided, however, that no Schedule shall be deemed to have been amended, modified or superseded by any such correction or update, nor shall any breach of warranty or
representation resulting from the inaccuracy or incompleteness of any such Schedule be deemed to have been cured thereby, unless and until the Required Lenders, in their sole and absolute discretion, shall have accepted in writing such revisions or
updates to such Schedule. 
 7. CONDITIONS OF LENDING AND ISSUANCE OF LETTERS OF CREDIT 

The obligation of each Lender to make Loans and of each Issuing Lender to issue Letters of Credit hereunder is subject to the satisfaction, at
or prior to the making of any such Loans or issuance of such Letters of Credit, of the following conditions: 
 7.1 First Loans and Letters of
Credit. 
 7.1.1 Deliveries. On the Closing Date, the Administrative Agent and with respect to items (iv), (vii), and (viii), the
Collateral Agent, shall have received each of the following in form and substance satisfactory to the Administrative Agent: 
 (i) The
Osmose Acquisition Documents (including, but not limited to, all schedules and exhibits thereto) shall be in full force and effect and the Osmose Acquisition shall be consummated pursuant to the Osmose Acquisition Documents substantially
concurrently with the making of the initial Loans hereunder without giving effect to any amendments, consents or waivers by the Borrower (or the Borrower’s Affiliates) thereto or modifications to the provisions thereof that, in any such case,
are materially adverse to the interests of the Lenders without the consent of the Joint Lead Arrangers, such consent not to be unreasonably withheld, conditioned or delayed (it being understood and agreed that (a) any change in the definition
of “Material Adverse Effect” (as defined in the Osmose Acquisition Documents) shall be deemed to be materially adverse to the interests of the Lenders, (b) any increase in the base aggregate cash purchase price (subject to adjustment
as described in the Osmose Acquisition Documents and excluding any transaction expenses) under the Osmose Acquisition Documents shall be deemed to be materially adverse to the interests of the Lenders, and (c) any decrease in the base aggregate
cash purchase price (subject to adjustment as described in the Osmose Acquisition Documents) under the Osmose Acquisition Documents shall be deemed to be materially adverse to the interests of the Lenders unless such decrease is used to reduce the
original principal amount of the Term Loan on a dollar-for-dollar basis); 
 (ii) Since the date of the Osmose Purchase Agreement, there
has not been an Osmose Material Adverse Effect; 

  
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 (iii) The following shall be accurate in all material respects (or, if qualified by materiality,
in all respects) (a) the Specified Osmose Purchase Agreement Representations and (b) the Specified Representations; 
 (iv) All
documents (including the Collateral Documents) and instruments (including any Uniform Commercial Code financing statement) necessary to be filed, registered or recorded in order to create in favor of the Collateral Agent, for the benefit of itself
and the Lenders, a perfected Lien on the Collateral described therein, prior and superior in right to any other Person (other than with respect to Liens expressly permitted by Section 8.2.2), shall be executed and delivered (and, if applicable,
in proper form for filing, registration or recordation); provided, however, that, to the extent any Collateral (other than to the extent that a Lien on such Collateral may be perfected (y) subject to the Due Authorization Limitation Provision,
by the filing of a financing statement under the Uniform Commercial Code, or (z) subject to the Due Authorization Limitation Provision, by the delivery of stock certificates together with undated stock powers executed in blank) is not or cannot
be perfected on the Closing Date after the Borrower’s use of commercially reasonable efforts to do so, the perfection of such Collateral shall not constitute a condition precedent to the making of Loans or the Issuance of Letters of Credit on
Closing Date, but shall be required to be perfected within 60 days after the Closing Date, subject to extensions agreed to in writing by the Administrative Agent; 

(v) The execution of the Collateral Trust Agreement and if and as applicable, a consent of the 2009 Trustee and/or amendment to the 2009
Senior Note Debt Documents; 
 (vi) Subject to the Due Authorization Limitation Provision, this Agreement and each of the other Loan
Documents signed by an Authorized Officer; provided, however, that, to the extent any control agreements are required with respect to the deposit accounts, securities accounts and commodities accounts of the Osmose Entities, then the provision of
any such control agreements shall not constitute a condition precedent to the making of Loans or the Issuance of Letters of Credit on the Closing Date, but may instead be provided within sixty (60) days after the Closing Date, subject to such
extensions as are reasonably agreed by the Administrative Agent; 
 (vii) Landlord’s Waivers executed and delivered to the Collateral
Agent, from the lessors of certain of the leased Collateral locations as identified on Schedule 1.1(L); provided, however, that, to the extent any such Landlord’s Waivers (other than with respect to the headquarters location of
Holdings) are not or cannot be provided on the Closing Date after the Borrower’s use of commercially reasonable efforts to do so, then the provision of any such Landlord Waivers shall not constitute a condition precedent to the making of Loans
or the Issuance of Letters of Credit on Closing Date, but may instead be provided within sixty (60) days after the Closing Date, subject to such extensions as are reasonably agreed by the Administrative Agent; 

(viii) Evidence that adequate insurance required to be maintained under this Agreement is in full force and effect, with additional insured
and lender loss payable special endorsements attached thereto in form and substance satisfactory to the Administrative 

  
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Agent and its counsel naming the Collateral Agent as additional insured and lender loss payee; provided, however, that, to the extent any such endorsements are not or cannot be provided on the
Closing Date after the Borrower’s use of commercially reasonable efforts to do so, then the provision of any such endorsements shall not constitute a condition precedent to the making of Loans or the Issuance of Letters of Credit on Closing
Date, but may instead be provided within sixty (60) days after the Closing Date, subject to such extensions as are reasonably agreed by the Administrative Agent; 

(ix) At least five business days prior to the Closing Date (to the extent requested no later than 10 business days prior to the Closing
Date), all documentation and other information requested by the Administrative Agent, the Arranger or any Lender that is required by U.S. regulatory authorities under applicable “know-your-customer” and anti-money laundering rules and
regulations, including the Patriot Act; 
 (x) A solvency certificate from an Authorized Officer of Holdings in substantially the form
attached hereto as Exhibit 7.1.1; 
 (xi) Audited financial statements of the Osmose Entities, prepared on a combined basis and
in accordance with GAAP, for the fiscal years ended December 31, 2011, December 31, 2012 and December 31, 2013; 
 (xii)
Subject to the Due Authorization Limitation Provision, a certificate dated the Closing Date and signed by the Secretary or an Assistant Secretary of each of the Loan Parties, certifying as appropriate as to: (a) all action taken by each Loan
Party in connection with this Agreement and the other Loan Documents; (b) the names of the Authorized Officers authorized to sign the Loan Documents and their true signatures; and (c) copies of its organizational documents as in effect on
the Closing Date certified by the appropriate state official where such documents are filed in a state office together with certificates from the appropriate state officials as to the continued existence and good standing of each Loan Party in each
state where organized; 
 (xiii) Customary legal opinion(s) of counsel to the Loan Parties; provided that any opinion with respect to any
entity subject to the Due Authorization Limitation Provision shall not be required to be delivered until such entity becomes a Loan Party, dated the Closing Date; 

(xiv) Delivery of the Pro Forma Financial Information; 

(xv) All material regulatory approvals, including Hart-Scott Rodino, and licenses necessary for the consummation of the transactions under
the Osmose Acquisition Documents and the Loan Documents shall have been completed and there shall be an absence of any legal or regulatory prohibitions or restrictions upon the consummation of the transactions under the Loan Documents; 

(xvi) Evidence that the Amended and Restated Credit Agreement, dated as of March 27, 2013, as amended, among the Borrower, the
guarantors party thereto, the lenders party thereto and the Administrative Agent has been terminated and all outstanding obligations thereunder have been paid and all Liens securing such obligations have been released; and 

(xvii) A duly completed Compliance Certificate as of the Closing Date, setting forth pro-forma compliance of Holdings and its Subsidiaries on
a consolidated basis, after giving effect to the transactions under the Osmose Acquisition Documents and the Loan Documents, signed by an Authorized Officer of Holdings. 

  
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 7.1.2 Payment of Fees. The Borrower shall have paid all fees and expenses payable on or
before the Closing Date as required by this Agreement, the Administrative Agent’s Letter or any other Loan Document. Notwithstanding anything to the contrary contained herein, any fees and expenses required to be paid pursuant to this paragraph
shall only be required to be paid on the Closing Date to the extent that an invoice for such fees and expenses is delivered to the Borrower at least two (2) business days prior to the Closing Date. 

7.2 Subsequent Loan or Letter of Credit. At the time of making any Loans or issuing, extending or increasing any Letters of Credit (other than the
Loans made and Letters of Credit issued on the Closing Date, which are subject to the conditions set forth in Section 7.1 [First Loans and Letters of Credit]) and after giving effect to the proposed extensions of credit: (i) all
representations and warranties of the Loan Parties set forth in this Agreement (or, on the Closing Date, solely the Specified Osmose Purchase Agreement Representations and the Specified Representations) are true and correct in all material respects
on such date (except representations and warranties which relate solely to an earlier date or time, which representations and warranties shall be true and correct on and as of the specific dates or times referred to therein), (ii) other than in
the case of any Loans made or Letters of Credit issued on the Closing Date, no Event of Default or Potential Default shall have occurred and be continuing, (iii) the making of the Loans or issuance, extension or increase of such Letter of
Credit shall not contravene any Law applicable to any Loan Party or Subsidiary of any Loan Party or any of the Lenders, (iv) the Borrower shall have delivered to the Administrative Agent a duly executed and completed Loan Request or to an
Issuing Lender an application for a Letter of Credit, as the case may be, (v) in the case of any Loan or Letter of Credit to be denominated in an Optional Currency, there shall not have occurred any change in national or international
financial, political or economic conditions or currency exchange rates or exchange controls which in the reasonable opinion of the Administrative Agent, the Required Lenders (in the case of any Loans to be denominated in an Optional Currency) or the
Issuing Lender (in the case of any Letter of Credit to be denominated in an Optional Currency) would make it impracticable for such Loan or Letter of Credit to be denominated in the relevant Optional Currency, and (vi) each of the Loan Parties
shall have performed all of its Obligations to be performed hereunder. 

  
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 8. COVENANTS 

The Loan Parties, jointly and severally, covenant and agree that until Payment In Full, the Loan Parties shall comply at all times with the
following covenants: 
 8.1 Affirmative Covenants. 

8.1.1 Preservation of Existence, Etc. Each Loan Party shall, and shall cause each of its Subsidiaries to, maintain its legal existence
as a corporation, limited partnership or limited liability company and its license or qualification and good standing in each jurisdiction in which its ownership or lease of property or the nature of its business makes such license or qualification
necessary, except as otherwise expressly permitted in Section 8.2.6 [Liquidations, Mergers, Etc.] and except to the extent that any failure to be so licensed or qualified and in good standing would not constitute a Material Adverse Change. 

8.1.2 Payment of Liabilities, Including Taxes, Etc. Each Loan Party shall, and shall cause each of its Subsidiaries to, duly pay and
discharge all liabilities to which it is subject or which are asserted against it, promptly as and when the same shall become due and payable, including all taxes, assessments and governmental charges upon it or any of its properties, assets, income
or profits, prior to the date on which penalties attach thereto, except to the extent that such liabilities, including taxes, assessments or charges, are being contested in good faith and by appropriate and lawful proceedings diligently conducted
and for which such reserve or other appropriate provisions, if any, as shall be required by GAAP shall have been made, but only to the extent that failure to discharge any such liabilities would not result in any additional liability which would
adversely affect to a material extent the financial condition of any Loan Party or Subsidiary of any Loan Party or which would materially adversely affect the Collateral, provided that the Loan Parties and their Subsidiaries will pay all such
liabilities forthwith upon the commencement of proceedings to foreclose or enforce any Lien which may have attached as security therefor. 

8.1.3 Maintenance of Insurance. Each Loan Party shall, and shall cause each of its Subsidiaries to, insure its properties and assets
against loss or damage by fire and such other insurable hazards as such assets are commonly insured (including fire, extended coverage, property damage, workers’ compensation, public liability and business interruption insurance) and against
other risks (including errors and omissions) in such amounts as similar properties and assets are insured by prudent companies in similar circumstances carrying on similar businesses, and with reputable and financially sound insurers, including
self-insurance to the extent customary, all as reasonably determined by the Administrative Agent. The Loan Parties shall comply with the covenants and provide the endorsement set forth on Schedule 8.1.3 relating to property and related
insurance policies covering the Collateral. 
 8.1.4 Maintenance of Properties and Leases. Each Loan Party shall, and shall cause
each of its Subsidiaries to, maintain in good repair, working order and condition (ordinary wear and tear excepted) in accordance with the general practice of other businesses of similar character and size, all of those properties useful or
necessary to its business, and from time to time, such Loan Party will make or cause to be made all appropriate repairs, renewals or replacements thereof, except to the extent that the failure to so maintain, repair, renew or replace such properties
would not constitute a Material Adverse Change. 
 8.1.5 Maintenance of Patents, Trademarks, Etc. Each Loan Party shall, and shall
cause each of its Subsidiaries to, maintain in full force and effect all patents, trademarks, service marks, trade names, copyrights, licenses, franchises, permits and other authorizations necessary for the ownership and operation of its properties
and business if the failure so to maintain the same would constitute a Material Adverse Change. 

  
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 8.1.6 Visitation Rights. Each Loan Party shall, and shall cause each of its Subsidiaries
to, permit any of the officers or authorized employees or representatives of the Administrative Agent or any of the Lenders to visit and inspect any of its properties and to examine and make excerpts from its books and records and discuss its
business affairs, finances and accounts with its officers, all in such detail and at such times and as often as any of the Lenders may reasonably request, provided that so long as an Event of Default has not occurred, each Lender shall
provide the Borrower and the Administrative Agent with reasonable notice prior to any visit or inspection. 
 8.1.7 Keeping of Records
and Books of Account. The Borrower shall, and shall cause each Subsidiary of the Borrower to, maintain and keep proper books of record and account which enable Holdings and its Subsidiaries to issue financial statements in accordance with GAAP
and as otherwise required by applicable Laws of any Official Body having jurisdiction over the Borrower or any Subsidiary of the Borrower, and in which full, true and correct entries shall be made in all material respects of all its dealings and
business and financial affairs. 
 8.1.8 Plans and Benefit Arrangements. The Borrower shall, and shall cause each other member of the
ERISA Group to, comply with ERISA, the Internal Revenue Code and other applicable Laws applicable to Plans and Benefit Arrangements except where such failure, alone or in conjunction with any other failure, would not result in a Material Adverse
Change. Without limiting the generality of the foregoing, the Borrower shall cause all of its Plans and all Plans maintained by any member of the ERISA Group to be funded in accordance with the minimum funding requirements of ERISA and shall make,
and cause each member of the ERISA Group to make, in a timely manner, all contributions due to Plans, Benefit Arrangements and Multiemployer Plans. 

8.1.9 Compliance with Laws. Each Loan Party shall, and shall cause each of its Subsidiaries to, comply with all applicable Laws,
including all Environmental Laws and Safety Laws, in all respects, provided that it shall not be deemed to be a violation of this Section 8.1.9 if any failure to comply with any Law would not result in fines, penalties, costs associated
with the performance of any Remedial Actions, other similar liabilities or injunctive relief which in the aggregate would constitute a Material Adverse Change. Without limiting the generality of the foregoing, each Loan Party shall, and shall cause
each of its Subsidiaries to, obtain, maintain, renew and comply with all Environmental Permits applicable to their respective operations and activities, provided that it shall not be deemed to be a violation of this Section 8.1.9 if any failure
to do so would not result in cease and desist orders or fines, penalties or other similar liabilities or injunctive relief which in the aggregate would constitute a Material Adverse Change. 

8.1.10 Use of Proceeds. The Loan Parties will use the Letters of Credit and the proceeds of the Loans only in accordance with
Section 2.8 [Use of Proceeds] as permitted by applicable Law. 

  
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 8.1.11 Further Assurances. Each Loan Party shall, from time to time, at its expense,
faithfully preserve and protect the Collateral Agent’s Lien on and Prior Security Interest in the Collateral as a continuing first priority perfected Lien, subject only to Permitted Liens, and shall do such other acts and things as the
Administrative Agent and/or Collateral Agent, in their reasonable discretion may deem necessary or advisable from time to time in order to preserve, perfect and protect the Liens granted under the Loan Documents and to exercise and enforce its
rights and remedies thereunder with respect to the Collateral. 
 8.1.12 Subordination of Intercompany Loans. Each Loan Party shall
cause any intercompany Indebtedness, loans or advances owed by any Loan Party to any other Loan Party to be subordinated pursuant to the terms of the Intercompany Subordination Agreement. 

8.1.13 Anti-Terrorism Laws; International Trade Law Compliance. (a) No Covered Entity will become a Sanctioned Person, (b) no
Covered Entity, either in its own right or through any third party, will (A) have any of its assets in a Sanctioned Country or in the possession, custody or control of a Sanctioned Person in violation of any Anti-Terrorism Law; (B) do
business in or with, or derive any of its income from investments in or transactions with, any Sanctioned Country or Sanctioned Person in violation of any Anti-Terrorism Law; (C) engage in any dealings or transactions prohibited by any
Anti-Terrorism Law or (D) use the Loans to fund any operations in, finance any investments or activities in, or, make any payments to, a Sanctioned Country or Sanctioned Person in violation of any Anti-Terrorism Law, (c) the funds used to
repay the Obligations will not be derived from any unlawful activity, (d) each Covered Entity shall comply with all Anti-Terrorism Laws, and (e) the Borrower shall promptly notify the Administrative Agent in writing upon the occurrence of
a Reportable Compliance Event. 
 8.1.14 Keepwell. Each Qualified ECP Loan Party jointly and severally (together with each other
Qualified ECP Loan Party) hereby absolutely unconditionally and irrevocably (a) guarantees the prompt payment and performance of all Swap Obligations owing by each Non-Qualifying Party (it being understood and agreed that this guarantee is a
guaranty of payment and not of collection), and (b) undertakes to provide such funds or other support as may be needed from time to time by any Non-Qualifying Party to honor all of such Non Qualifying Party’s obligations under this
Agreement or any other Loan Document in respect of Swap Obligations (provided, however, that each Qualified ECP Loan Party shall only be liable under this Section 8.1.14 for the maximum amount of such liability that can be hereby incurred
without rendering its obligations under this Section 8.1.14, or otherwise under this Agreement or any other Loan Document, voidable under applicable law, including applicable law relating to fraudulent conveyance or fraudulent transfer, and not
for any greater amount). The obligations of each Qualified ECP Loan Party under this Section 8.1.14 shall remain in full force and effect until payment in full of the Obligations and termination of this Agreement and the other Loan Documents.
Each Qualified ECP Loan Party intends that this Section 8.1.14 constitute, and this Section 8.1.14 shall be deemed to constitute, a guarantee of the obligations of, and a “keepwell, support, or other agreement” for the benefit of
each other Loan Party for all purposes of Section 1a(18(A)(v)(II)) of the CEA. 
 8.1.15 Joinder of Osmose Guarantors. The
Borrower shall within two (2) hours of the time of the consummation of the Osmose Acquisition (such post-consummation 

  
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two (2) hour period being referred to herein as the “Due Authorization Limitation Provision”) cause the Osmose Guarantors to execute a Guarantor Joinder and join this
Agreement and the other Loan Documents pursuant to Section 11.13 [Joinder of Guarantors] and the Loan Parties, the Osmose Entities and their owners, as applicable, if the same are located in the United States, shall grant Liens in the assets of
and stock or other ownership interests in such Osmose Entities and otherwise comply with Section 11.13 [Joinder of Guarantors]. 
 8.2 Negative
Covenants. 
 8.2.1 Indebtedness. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, at any
time create, incur, assume or suffer to exist any Indebtedness, except: 
 (i) Indebtedness under the Loan Documents; 

(ii) Existing Indebtedness as set forth on Schedule 8.2.1 (including any extensions, renewals or replacements thereof), provided
(a) there is no increase in the amount thereof or other significant change in the terms thereof unless otherwise specified on Schedule 8.2.1, and (b) the terms of such Indebtedness do not restrict the ability of the
Subsidiaries of the Borrower to pay dividends or make other distributions on account of the ownership interests of the Borrower’s Subsidiaries; 

(iii) Indebtedness of a Loan Party to another Loan Party which is subordinated in accordance with the provisions of Section 8.1.12
[Subordination of Intercompany Loans], and Indebtedness of Foreign Subsidiaries to the Loan Parties and their Subsidiaries to the extent permitted under Section 8.2.4(vi); 

(iv) Indebtedness under any Lender-Provided Credit Arrangement; provided however, that the aggregate amount of all such Indebtedness under
this Subsection 8.2.1(iv) shall not exceed $50,000,000 at any one time outstanding; 
 (v) Indebtedness under any Lender-Provided
Treasury Arrangement or other cash management arrangement approved by the Administrative Agent; 
 (vi) Any Lender-Provided Hedge or other
Interest Rate Hedge approved by the Administrative Agent; 
 (vii) Indebtedness secured by Purchase Money Security Interests and
Indebtedness evidenced by capitalized leases and other Indebtedness for borrowed money, including without limitation, Indebtedness assumed in connection with Permitted Acquisitions; provided however, (i) the aggregate amount of all such
Indebtedness under this Subsection 8.2.1(vii) (excluding for the purpose of this computation any Indebtedness described in Schedule 8.2.1) shall not exceed $25,000,000, and (ii) the terms of such Indebtedness shall not restrict
the ability of the Subsidiaries of the Borrower to pay dividends or make other distributions on account of the ownership interests of the Borrower’s Subsidiaries; 

(viii) Unsecured, non-speculative Currency/Commodity Agreements entered into in the ordinary course of business; 

  
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 (ix) Non-speculative Currency/Commodity Agreements entered into in the ordinary course of
business and consistent with past practice; 
 (x) The 2009 Senior Note Debt of the Borrower or Indebtedness of the Borrower arising under
any New Note Indenture in an aggregate principal amount not to exceed $300,000,000; provided, however, that Borrower may incur Indebtedness under any New Note Indenture of up to $500,000,000, subject to the condition that to the extent that such
Indebtedness exceeds $300,000,000, the Borrower shall prepay the outstanding principal balance of the Term Loan in accordance with Section 5.7.2 [Note Issuance], and Guaranties of the domestic Loan Parties executed in connection with the 2009
Senior Note Debt or Indebtedness under any New Note Indenture subject, however, to the requirements of Section 8.2.3 [Guaranties]; 

(xi) Guaranties permitted under Section 8.2.3 [Guaranties]; 

(xii) Indebtedness in respect of surety bonds, performance bonds, bid bonds, or similar obligations arising in the ordinary course of
business up to an amount reasonably determined to be payable under all surety bonds then outstanding not to exceed at any time $40,000,000 in the aggregate; and 

(xiii) Any other Indebtedness of any Loan Party or of any Subsidiary of any Loan Party; provided however, that the aggregate amount of all
such Indebtedness under this Subsection 8.2.1(xiii) shall not exceed $10,000,000 at any one time outstanding; provided further that the terms of such Indebtedness shall not restrict the ability of the Subsidiaries of the Borrower to pay
dividends or make other distributions on account of the ownership interests of the Borrower’s Subsidiaries. 
 8.2.2 Liens; Lien
Covenants. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, at any time create, incur, assume or suffer to exist any Lien on any of its property or assets, tangible or intangible, now owned or hereafter
acquired, or agree or become liable to do so, except Permitted Liens. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, at any time directly or indirectly enter into or assume any agreement (other than this
Agreement, the other Loan Documents, the 2009 Senior Note Indenture or any New Note Indenture), or adopt any charter or other governing document provision, prohibiting the creation or assumption of any Lien upon any of the property or assets of the
Loan Parties and their Subsidiaries, other than (i) this Agreement and the other Loan Documents, (ii) the 2009 Senior Note Indenture, (iii) any New Note Indenture, and (iv) agreements which relate to purchase money financing and
capital leases permitted under of Section 8.2.1(vii) [Indebtedness]; provided that the prohibitions on Liens in such agreements relate only to the assets subject to such financing or lease. 

8.2.3 Guaranties. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries or any Excluded Subsidiary to, at
any time, directly or indirectly, become or be liable in respect of any Guaranty, or assume, guarantee, become surety for, endorse or otherwise agree, become or remain directly or contingently liable upon or with respect to any obligation or
liability of any other Person, except for: 
 (i) Guaranties of Indebtedness of the Loan Parties permitted hereunder; 

  
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 (ii) Guaranties by the Borrower of Indebtedness of Subsidiaries of the Borrower and Excluded
Subsidiaries under Lender-Provided Hedges, Lender-Provided Treasury Arrangements and Lender-Provided Credit Arrangements permitted hereunder; 

(iii) Guaranties listed on Schedule 8.2.3 hereto; 

(iv) Guaranties of Indebtedness incurred by any Excluded Subsidiary, and its subsidiaries, permitted Joint Ventures under Section 8.2.9
[Subsidiaries, Partnerships and Joint Ventures] and non-Loan Party Subsidiaries, provided however, that the aggregate principal or stated amount of all such Guaranties under this Section 8.2.3(iv) shall not exceed $120,000,000 at any one time;
and 
 (v) indemnifications by the Borrower or any of its Subsidiaries of the liabilities of its directors or officers pursuant to the
provisions contained in such party’s respective organizational documents or bylaws. 
 Notwithstanding the foregoing, no Subsidiary
shall execute any Guaranty of any Indebtedness of the 2009 Senior Notes or any notes issued under any New Note Indenture unless, prior to the date of such execution, such Subsidiary has executed and delivered a Guaranty Agreement in favor of the
Administrative Agent. 
 8.2.4 Loans and Investments. Each of the Loan Parties shall not, and shall not permit any of its
Subsidiaries to, at any time make or suffer to remain outstanding any loan or advance to, or purchase or acquire any stock, bonds, notes or securities of, or any partnership interest (whether general or limited) or limited liability company interest
in, or any other investment or interest in, or make any capital contribution to, any other Person, or agree, become or remain liable to do any of the foregoing, except: 

(i) trade credit extended on usual and customary terms, including extended repayment terms to the extent consistent with the current
practices of the Loan Parties, in the ordinary course of business; 
 (ii) advances to employees to meet expenses incurred by such
employees in the ordinary course of business; 
 (iii) Permitted Investments and investments in Permitted Acquisitions; 

(iv) loans and advances to, and investments in, other Loan Parties organized under the laws of the United States or a state thereof, or, upon
the Borrower’s request and the prior written consent of the Administrative Agent, any other country; 
 (v) loans and investments set
forth on Schedule 8.2.4; 

  
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 (vi) loans and advances to, and investments in, Foreign Subsidiaries created or acquired after
the Closing Date, and additional loans and advances to, and investments in, Foreign Subsidiaries in existence on the Closing Date in excess of the amount of such investments in such Foreign Subsidiaries listed on Schedule 8.2.4, in an
aggregate amount not exceeding $100,000,000 at any one time outstanding; 
 (vii) loans and advances to, and investments in, Joint Ventures
not existing as of the Closing Date (excluding any loans and advances to, and investments in, Foreign Subsidiaries created after the Closing Date pursuant to clause (vi) of this Section 8.2.4), and additional loans, advances and
investments in existing Joint Ventures above the amount of such investments in existing Joint Ventures listed on Schedule 8.2.4, which Joint Ventures (a) limit the liability of the Loan Party or Subsidiary to such party’s
investment therein (except to the extent of liabilities under Guaranties otherwise permitted under this Agreement), and (b) are in the same or substantially similar lines of business as the Loan Parties’ business; provided that the
aggregate amount of the sum of (y) such investments in Joint Ventures from and after the Closing Date pursuant to this clause (vii), and (z) advances under clause (ix) of this Section 8.2.4 shall not exceed $75,000,000 at
any one time; 
 (viii) advances to subcontractors and suppliers of the Loan Parties or their Subsidiaries made in the ordinary course of
business, provided that the aggregate amount of such advances shall not exceed $10,000,000 at any one time outstanding; and 
 (ix)
advances not in excess of $10,000,000 at any one time outstanding to customers of the Loan Parties or their Subsidiaries to finance the construction of facilities for such customers which will use products supplied by the Loan Parties or their
Subsidiaries, provided that the aggregate amount of the sum of (y) all such advances pursuant to this clause (ix), and (z) investments under clause (vii) of this Section 8.2.4 shall not exceed $75,000,000 at any one time.

 8.2.5 Restricted Payments. The Borrower shall not, and shall not permit any of its Subsidiaries to, directly or indirectly, make
any Restricted Payment, provided that the Borrower may make the following Restricted Payments: 
 (i) dividends and distributions by the
Borrower to Holdings, including dividends and distributions which are used to redeem or repurchase the outstanding capital stock of Holdings, if prior to and after giving effect thereto, (A) no Event of Default or Potential Default will have
occurred and be continuing or shall exist, and (B) the Loan Parties are in pro forma compliance with the Fixed Charge Coverage Ratio set forth in Section 8.2.15 [Minimum Fixed Charge Coverage Ratio] after giving effect to such dividend or
distribution; and 
 (ii) payments made by the Borrower to repurchase the 2009 Senior Notes or any notes issued under any New Note
Indenture so long as prior to and after giving effect to any such payments, (A) Undrawn Availability is at least $50,000,000, and (B) no Event of Default or Potential Default will have occurred and be continuing or shall exist. 

  
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 8.2.6 Liquidations, Mergers, Consolidations, Acquisitions. Each of the Loan Parties shall
not, and shall not permit any of its Subsidiaries to, dissolve, liquidate or wind-up its affairs, or become a party to any merger or consolidation, or acquire by purchase, lease or otherwise all or substantially all of the assets or capital stock of
any other Person, provided that: 
 (i) any Loan Party other than the Borrower may consolidate or merge into the Borrower or into another
Loan Party which is wholly-owned by one or more of the other Loan Parties; 
 (ii) any Subsidiary of a Loan Party may be liquidated or
dissolved if it is inactive or if all of the assets of such Subsidiary have been sold or disposed of in compliance with the terms of this Agreement; 

(iii) any Subsidiary of a Loan Party may be merged into any Person or may be liquidated and dissolved, in each case in connection with the
sale or disposition of such Subsidiary, if the sale or disposition of all of the assets of such Subsidiary would have been otherwise permitted hereunder, and any Subsidiary of the Borrower which is not a Loan Party may be merged into any other
Subsidiary of the Borrower which is not a Loan Party; and 
 (iv) any Loan Party or any Subsidiary of a Loan Party may acquire, whether by
purchase or by merger, (A) all of the ownership interests of another Person or (B) substantially all of the assets of another Person or of a business or division of another Person (each, a “Permitted Acquisition”),
provided that each of the following requirements is met: 
 (a) if the Loan Parties are acquiring the ownership interests in such
Person, such Person shall execute a Guarantor Joinder and join this Agreement as a Guarantor pursuant to Section 11.13 [Joinder of Guarantors] on or before the date of such Permitted Acquisition; 

(b) the Loan Parties, such Person and its owners, as applicable, if the same are located in the United States, shall grant Liens in the
assets of or acquired from and stock or other ownership interests in such Person and otherwise comply with Section 11.13 [Joinder of Guarantors] on or before the date of such Permitted Acquisition; 

(c) the board of directors or other equivalent governing body of such Person shall have approved such Permitted Acquisition; 

(d) the business acquired, or the business conducted by the Person whose ownership interests are being acquired, as applicable, shall be
reasonably related to one or more line or lines of business conducted by the Loan Parties and shall comply with Section 8.2.10 [Continuation of or Change in Business]; 

(e) no Potential Default or Event of Default shall exist immediately prior to and after giving effect to such Permitted Acquisition; 

(f) in the case of any Permitted Acquisition, (1) the Borrower shall be in compliance with the covenants contained in Section 8.2
hereof after giving effect to such Permitted Acquisition (including in such computation Indebtedness or other 

  
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liabilities assumed or incurred in connection with such Permitted Acquisition and income earned or expenses incurred by the Person, business or assets to be acquired prior to the date of such
Permitted Acquisition), and (2) after giving effect to such Permitted Acquisition, the Undrawn Availability is at least $50,000,000. In the case of any Permitted Acquisition in connection with which the aggregate Consideration exceeds
$50,000,000, the Borrower shall demonstrate compliance with clauses (1) and (2) of this subsection (f) by delivering at least five (5) Business Days prior to such Permitted Acquisition a certificate in the form of
Exhibit 8.2.6 (each, an “Acquisition Compliance Certificate”) evidencing compliance with such covenants on a pro forma basis and certifying as to such Undrawn Availability; and 

(g) the Loan Parties or such Subsidiary, as applicable, shall deliver to the Administrative Agent (a) at least five (5) Business
Days before such Permitted Acquisition drafts of any agreements proposed to be entered into by such Loan Parties and/or such Subsidiary, as applicable, in connection with such Permitted Acquisition, and (b) prior to the date of such Permitted
Acquisition, execution copies of such agreements entered into by such Loan Parties and/or such Subsidiary, as applicable, in connection with such Permitted Acquisition, and shall deliver to the Administrative Agent such other information about such
Person or its assets as any Loan Party may reasonably require. 
 8.2.7 Dispositions of Assets or Subsidiaries. Each of the Loan
Parties shall not, and shall not permit any of its Subsidiaries to, sell, convey, assign, lease, abandon or otherwise transfer or dispose of, voluntarily or involuntarily, any of its properties or assets, tangible or intangible (including sale,
assignment, discount or other disposition of accounts, contract rights, chattel paper, equipment or general intangibles with or without recourse or of capital stock, shares of beneficial interest, partnership interests or limited liability company
interests of a Subsidiary of such Loan Party), except: 
 (i) transactions involving the sale of inventory in the ordinary course of
business and casualty losses to inventory to the extent that the insurance proceeds therefrom are used (a) to repair or replace such inventory, which inventory shall be subject to the Lenders’ Prior Security Interest, or (b) to prepay
the Loans in accordance with this Agreement; 
 (ii) any sale, transfer or lease of assets in the ordinary course of business which are no
longer necessary or required in the conduct of such Loan Party’s or such Subsidiary’s business; 
 (iii) any sale, transfer or
lease of assets by any wholly owned Subsidiary of a Loan Party to another Loan Party; 
 (iv) subject to the provisions of
Section 8.2.9, any transfer of the ownership interests in a wholly owned Subsidiary of the Borrower which is not a Loan Party to another wholly owned Subsidiary of the Borrower; 

(v) any sale, transfer or lease of assets in the ordinary course of business which are replaced by substitute assets acquired or leased,
provided such substitute assets are subject to the Lenders’ Prior Security Interest if the assets so sold, transferred or leased were so subject; 

  
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 (vi) provided no Event of Default or Potential Default exists, any sale of Property A;
provided however, the Net Cash Proceeds (after deduction of the amount, if any, payable to Seller pursuant to Section 7.10 of the Osmose Purchase Agreement) of any such sale of Property A shall be applied as a mandatory prepayment in
accordance with Section 5.7.1 hereof [Asset Sales and Recovery Events]; or 
 (vii) provided no Event of Default or Potential Default
exists, any sale, transfer or lease of assets, other than those specifically excepted pursuant to clauses (i) through (vi) above, which in any one sale, transfer or lease of assets, or in any number of sales, transfers or leases of assets,
involves the sale, transfer, or lease of assets having a book value of not more than twenty-five percent (25%) of the Consolidated Net Tangible Assets during the term of this Agreement (in each case, measured with respect to a series of sales,
transfers or leases of assets on the day of the first sale); provided however, the Net Cash Proceeds of any such sale, transfer or lease of assets under this clause (vi) shall be applied as a mandatory prepayment in accordance with
Section 5.7.1 hereof [Asset Sales and Recovery Events]. 
 8.2.8 Affiliate Transactions. Each of the Loan Parties shall not, and
shall not permit any of its Subsidiaries to, enter into or carry out any transaction with an Affiliate (other than a Loan Party or a wholly-owned Subsidiary of a Loan Party to the extent not otherwise prohibited by this Agreement) (including
purchasing property or services from or selling property or services to any Affiliate of any Loan Party or other Person) unless such transaction is not otherwise prohibited by this Agreement, is entered into in the ordinary course of business upon
fair and reasonable arm’s-length terms and conditions which are of a type which are or have previously been fully disclosed to the Administrative Agent and is in accordance with all applicable Law. 

8.2.9 Subsidiaries, Partnerships and Joint Ventures. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries
to, own or create directly or indirectly any Subsidiaries other than (i) any Subsidiary which has joined this Agreement as a Guarantor on the Closing Date or which is listed on Schedule 6.1.3 hereto (excluding Koppers Assurance);
(ii) any Subsidiary formed under the laws of the United States or a state thereof after the Closing Date which joins this Agreement as a Guarantor pursuant to Section 11.13 [Joinder of Guarantors], provided that such Subsidiary and the
Loan Parties, as applicable, shall grant and cause to be perfected first priority Liens to the Collateral Agent for the benefit of the Lenders (in form and substance satisfactory to the Administrative Agent) in the assets held by, and stock of or
other ownership interests in, such Subsidiary; (iii) Excluded Subsidiaries and any subsidiary of an Excluded Subsidiary, (iv) Foreign Subsidiaries and any subsidiary of a Foreign Subsidiary, (v) Persons acquired in accordance with
Section 8.2.6(iv) and, subject to the Due Authorization Limitation Provision, the Osmose Entities, which join this Agreement as Guarantors pursuant to Section 11.13 [Joinder of Guarantors], provided that such Subsidiary and the Loan
Parties, as applicable, shall grant and cause to be perfected first priority Liens to the Collateral Agent for the benefit of the Lenders (in form and substance satisfactory to the Administrative Agent) in the assets held by, and stock of or other
ownership interests in, such Subsidiary. Except as set forth on Schedule 8.2.9 and to the extent permitted by clause (vii) of Section 8.2.4 [Loans and Investments], each of the Loan Parties shall not become or agree to
(1) become a general or limited partner in any general or limited partnership, except that the Loan Parties may be general or limited partners in other Loan Parties, (2) become a member or manager of, or hold a limited

  
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liability company interest in, a limited liability company, except that the Loan Parties may be members or managers of, or hold limited liability company interests in, other Loan Parties, or
(3) become a party to a Joint Venture. 
 8.2.10 Continuation of or Change in Business. Each of the Loan Parties shall not, and
shall not permit any of its Subsidiaries to, engage in any business other than as set forth on Schedule 8.2.10, substantially as conducted and operated by such Loan Party or Subsidiary during the present fiscal year and businesses
reasonably related thereto, and such Loan Party or Subsidiary shall not permit any material change in the nature of such business. For avoidance of doubt, the parties recognize that sale or dispositions of assets or Subsidiaries otherwise permitted
under this Agreement shall not violate this Section 8.2.10. 
 8.2.11 Plans and Benefit Arrangements. Each of the Loan Parties
shall not, and shall not permit any of its Subsidiaries to: 
 (1) fail to satisfy the minimum funding requirements of ERISA and the
Internal Revenue Code with respect to any Plan; 
 (2) request a minimum funding waiver from the Internal Revenue Service with respect to
any Plan; 
 (3) engage in a Prohibited Transaction with any Plan, Benefit Arrangement or Multiemployer Plan which, alone or in conjunction
with any other circumstances or set of circumstances resulting in liability under ERISA, would constitute a Material Adverse Change; 
 (4)
fail to make when due any contribution to any Multiemployer Plan that the Borrower or any member of the ERISA Group may be required to make under any agreement relating to such Multiemployer Plan, or any Law pertaining thereto; 

(5) withdraw (completely or partially) from any Multiemployer Plan or withdraw (or be deemed under Section 4062(e) of ERISA to withdraw)
from any Multiple Employer Plan, where any such withdrawal is likely to result in a material liability of the Borrower or any member of the ERISA Group; 

(6) terminate, or institute proceedings to terminate, any Plan under Section 4041 of ERISA, where such termination is likely to result
in a material liability to the Borrower or any member of the ERISA Group; 
 (7) make any amendment to any Plan in violation of
Section 436(c) of the Internal Revenue Code; or 
 (8) fail to give any and all notices and make all disclosures and governmental
filings required under ERISA or the Internal Revenue Code, where such failure is likely to result in a Material Adverse Change. 

  
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 8.2.12 Fiscal Year. Holdings shall not, and shall not permit any Subsidiary of Holdings
to, change its fiscal year from the twelve-month period beginning January 1 and ending December 31. 
 8.2.13 Issuance of
Stock. Neither Holdings nor the Borrower shall issue any capital stock, options or warrants, the effect of which would result in a Change of Control. Other than as permitted under Sections 8.2.5 and 8.2.9, each of the Loan Parties other
than the Borrower and Holdings shall not, and shall not permit any of its Subsidiaries to, issue any additional shares of its capital stock or any options, warrants or other rights in respect thereof. 

8.2.14 Changes in Organizational Documents 2009 Senior Note Debt Documents, New Note Indentures, and Transaction Documents. 

(i) Changes in Organizational Documents. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, amend in
any respect its certificate of incorporation (including any provisions or resolutions relating to capital stock), by-laws, certificate of limited partnership, partnership agreement, certificate of formation, limited liability company agreement or
other organizational documents without providing at least ten (10) calendar days’ prior written notice to the Administrative Agent and the Lenders and, in the event such change would be materially adverse to the Lenders as determined by
the Administrative Agent in its sole discretion, obtaining the prior written consent of the Required Lenders. 
 (ii) Changes in 2009
Senior Note Debt Documents; New Note Indenture Documents. Each of the Loan Parties shall not, and shall not permit any of its Subsidiaries to, amend, modify, supplement or restate any of the 2009 Senior Note Debt Documents or any New Note
Indenture or related documents or waive compliance by any Person party thereto with any provision thereof without providing at least thirty (30) calendar days’ prior written notice to the Administrative Agent and, in the event such change
could be adverse to the Lenders as reasonably determined by the Administrative Agent, obtaining the prior written consent of the Required Lenders. Without limiting the generality of the foregoing, the Administrative Agent may deem any such
amendment, modification, supplement or restatement to be adverse if the covenants which relate to Holdings and its Subsidiaries set forth in the terms and conditions of any such notes and related documents are more restrictive in any material
respect than the covenants set forth in this Agreement. 
 (iii) Limitations on New Note Indentures. Each of the Loan Parties shall
not agree to, permit, or suffer to exist any New Note Indenture, unless such New Note Indenture and the Indebtedness thereunder, meets all of the following criteria: 

(a) after giving effect to any New Note Indenture, the Loan Parties shall be in compliance with the covenants and other requirements of this
Agreement (including those set forth in Sections 8.2.15 [Minimum Fixed Charge Coverage Ratio] and 8.2.16 [Maximum Total Secured Leverage Ratio] of this Agreement) and no Event of Default or Potential Default shall exist or be continuing; 

  
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 (b) the events of default and covenants set forth in any New Note Indenture, shall not be more
restrictive, in any material respect, than the Events of Default and covenants set forth in this Agreement; 
 (c) the payment of the
Indebtedness outstanding under any New Note Indenture, shall not be secured (other than to the extent of customary rights of set off) by any Lien on any property or assets of any Loan Party; 

(d) no New Note Indenture shall prohibit any Loan Party from providing any Lien, now or hereafter, to the Administrative Agent or any Lender
to secure the payment or performance of any or all of the Obligations; 
 (e) no Obligations of the Loan Parties under this Agreement and
the other Loan Documents shall conflict with or violate the terms of any New Note Indenture, and any Loans outstanding or hereafter made to the Borrowers and any Letters of Credit issued or hereafter issued under this Agreement shall continue to be
permitted to be incurred under such New Note Indenture; 
 (f) after giving effect to any New Note Indenture, (i) the 2009 Senior Note
Debt Documents shall have been terminated or (ii) (A) the 2009 Senior Note Debt shall not be secured (other than to the extent of customary rights of set off) by any Lien on any property or assets of any Loan Party and (B) the
Borrower shall call the outstanding 2009 Senior Notes on the earliest date permissible under the 2009 Senior Note Debt Documents and thereupon terminate the 2009 Senior Note Debt Documents; and 

(g) the Indebtedness outstanding under any New Note Indenture, will not conflict with or violate the terms of this Agreement or any other
Loan Document. 
 (iv) Changes in Other Transaction Documents. The Borrower shall not, and shall not permit any Subsidiary to, amend
or modify any provisions of the Osmose Acquisition Documents without providing at least fifteen (15) calendar days’ prior written notice to the Administrative Agent and the Lenders and, in the event such change would be adverse to the
Lenders as determined by the Administrative Agent in its sole discretion, obtaining the prior written consent of the Required Lenders. 

8.2.15 Minimum Fixed Charge Coverage Ratio. The Loan Parties shall not permit the Fixed Charge Coverage Ratio, calculated as of the end
of each fiscal quarter for the four fiscal quarters then ended, to be less than 1.1 to 1.0. 

  
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 8.2.16 Maximum Total Secured Leverage Ratio. The Loan Parties shall not at any time permit
the Total Secured Leverage Ratio, calculated as of the end of each fiscal quarter for the four fiscal quarters then ended, to exceed the maximum ratio set forth below for the applicable period: 

(i) Prior to the Qualified Note Issuance: 
  

			
	 Fiscal Period-End
	  	 Maximum Total Secured

Leverage Ratio

	Closing Date through but not including December 31, 2014	  	5.50 to 1.00
	December 31, 2014 through but not including December 31, 2015	  	5.25 to 1.00
	December 31, 2015 through but not including December 31, 2016	  	5.00 to 1.00
	December 31, 2016 through but not including December 31, 2017	  	4.50 to 1.00
	December 31, 2017 through but not including December 31, 2018	  	4.25 to 1.00
	December 31, 2018 and for all periods thereafter	  	4.00 to 1.00

 (ii) Following the Qualified Note Issuance: 

 

			
	 Fiscal Period-End
	  	 Maximum Total Secured

Leverage Ratio

	Date of consummation of the Qualified Note Issuance through but not including December 31, 2015	  	the ratio based on the amount of the Qualified Note Issuance according to the table set forth in the definition of Reduced Ratio
	December 31, 2015 and for all periods thereafter	  	3.00 to 1.00

 8.3 Reporting Requirements. The Loan Parties will furnish or cause to be furnished to the Administrative Agent and each
of the Lenders: 
 8.3.1 Quarterly Financial Statements. As soon as available and in any event within forty-five (45) calendar
days after the end of each of the first three fiscal quarters in each fiscal year, financial statements of Holdings and its Subsidiaries, consisting of a consolidated balance sheet as of the end of such fiscal quarter and related consolidated
statements of income 

  
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and cash flows for the fiscal quarter then ended and the fiscal year through that date, which shall include in the notes thereto the condensed consolidating balance sheet and condensed
consolidating statements of income and cash flows for Holdings and its Subsidiaries, all in reasonable detail and certified (subject to normal year-end audit adjustments) by the Chief Executive Officer, President, Chief Financial Officer, or
Treasurer of Holdings as having been prepared in accordance with GAAP, consistently applied, and setting forth in comparative form the respective financial statements for the corresponding date and period in the previous fiscal year. Simultaneously
with the delivery of the financial statements referred to above, the Borrower shall also furnish to the Administrative Agent and the Lenders a report on environmental matters occurring during such fiscal quarter with such information and in form and
scope satisfactory to the Administrative Agent. 
 8.3.2 Annual Financial Statements. As soon as available and in any event within
ninety (90) calendar days after the end of each fiscal year of Holdings, financial statements of Holdings and its Subsidiaries consisting of a consolidated balance sheet as of the end of such fiscal year, and related consolidated statements of
income, stockholders’ equity and cash flows for the fiscal year then ended, which shall include in the notes thereto the condensed consolidating balance sheet and condensed consolidating statements of income and cash flows for Holdings and its
Subsidiaries, all in reasonable detail and setting forth in comparative form the financial statements as of the end of and for the preceding fiscal year, and certified by independent certified public accountants of nationally recognized standing
satisfactory to the Administrative Agent. The certificate or report of accountants shall be free of qualifications (other than any consistency qualification that may result from a change in the method used to prepare the financial statements as to
which such accountants concur) and shall not indicate the occurrence or existence of any event, condition or contingency which would materially impair the prospect of payment or performance of any covenant, agreement or duty of any Loan Party under
any of the Loan Documents. Simultaneously with the delivery of the financial statements referred to above, the Borrower shall also furnish to the Administrative Agent and the Lenders a report on environmental matters occurring during the fourth
fiscal quarter of such year which contains such information and in form and scope satisfactory to the Administrative Agent. 
 8.3.3
Certificate of the Borrower. Concurrently with the financial statements of Holdings and its Subsidiaries furnished to the Administrative Agent and to the Lenders pursuant to Sections 8.3.1 [Quarterly Financial Statements] and 8.3.2
[Annual Financial Statements] and , if Holdings elects to do so, as of the date of the consummation of the Qualified Note Issuance, a certificate (each, a “Compliance Certificate”) of Holdings signed by the Chief Executive Officer,
President, Chief Financial Officer, or Treasurer of Holdings, in the form of Exhibit 8.3.3, to the effect that, except as described pursuant to Section 8.3.4 [Notice of Default], (i) the representations and warranties of the
Borrower contained in Section 6 and in the other Loan Documents are true on and as of the date of such certificate with the same effect as though such representations and warranties had been made on and as of such date (except representations
and warranties which expressly relate solely to an earlier date or time) and the Loan Parties have performed and complied with all covenants and conditions hereof, (ii) no Event of Default or Potential Default exists and is continuing on the
date of such certificate, (iii) containing calculations in sufficient detail to demonstrate compliance as of the date of such financial statements with all financial covenants contained in Section 8.2 [Negative Covenants] and
(iv) containing a listing as of the date of such financial statements of the identity and amount of (y) the outstanding Lender-Provided Credit Arrangements and (z) the outstanding Guaranties under Section 8.2.3(iv). 

  
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 8.3.4 Notice of Default. Promptly after any officer of any Loan Party has learned of the
occurrence of an Event of Default or Potential Default, a certificate signed by the Chief Executive Officer, President, Chief Financial Officer, Treasurer, or Director of such Loan Party setting forth the details of such Event of Default or
Potential Default and the action which such Loan Party proposes to take with respect thereto. 
 8.3.5 Notice of Litigation. Promptly
after the commencement thereof, notice of all (i) actions, suits, proceedings or investigations before or by any Official Body or any other Person against any Loan Party or Subsidiary of any Loan Party which relate to the Collateral, involve a
claim or series of claims in excess of $5,000,000 or, (ii) Environmental Complaint, individually or in the aggregate which exceeds $5,000,000 or a Safety Complaint, individually or in the aggregate, which exceeds $5,000,000, which in any such
case listed in clause (i) or (ii) would, if adversely determined, constitute a Material Adverse Change. 
 8.3.6 Certain
Events. Written notice to the Administrative Agent: 
 (1) at least ten (10) Business Days prior thereto, with respect to any
proposed sale or transfer of assets pursuant to clause (vi) of Section 8.2.7 [Dispositions of Assets or Subsidiaries], 
 (2)
within the time limits set forth in Section 8.2.14(i) [Changes in Organizational Documents], any amendment to the organizational documents of any Loan Party; and 

(3) at least ten (10) Business Days prior thereto, with respect to any change in any Loan Party’s locations from the locations set
forth in Schedule A to the Security Agreement; and 
 (4) Immediately in the event that the Borrower or its accountants
conclude or advise that any previously issued financial statement, audit report or interim review should no longer be relied upon or that disclosure should be made or action should be taken to prevent future reliance, notice in writing setting forth
the details thereof and the action which the Borrower proposes to take with respect thereto. 
 8.3.7 Budgets, Forecasts, Other Reports
and Information. Promptly upon their becoming available to the Borrower: 
 (1) Holdings’ consolidated annual budget, including a
consolidated balance sheet, income statement and cash flow statement, and consolidated forecasts or projections of Holdings and its subsidiaries, to be supplied not later than sixty (60) days after the commencement of the fiscal year to which
any of the foregoing may be applicable, 
 (2) any reports, notices or proxy statements generally distributed by the Borrower to its
stockholders on a date no later than the date supplied to such stockholders, 

  
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 (3) regular or periodic reports, including Forms 10-K, 10-Q and 8-K, registration statements and
prospectuses, filed by the Borrower with the Securities and Exchange Commission, 
 (4) a copy of any material order in any proceeding to
which the Borrower or any of its Subsidiaries is a party issued by any Official Body, 
 (5) a duly completed copy of IRS Form 8886 or any
successor form, in the event that the Borrower has notified the Administrative Agent of its intention to treat the Loans and/or Letters of Credit as being a “reportable transaction” (within the meaning of Treasury Regulation
Section 1.6011-4); and 
 (6) such other reports and information as any of the Lenders may from time to time reasonably request. The
Borrower shall also notify the Lenders promptly of the enactment or adoption of any Law which results in a Material Adverse Change. 
 8.3.8
Notices Regarding Plans and Benefit Arrangements. 
 8.3.8.1 Certain Events. Promptly upon becoming aware of the occurrence
thereof, notice (including the nature of the event and, when known, any action taken or threatened by the Internal Revenue Service or the PBGC with respect thereto) of: 

(1) any Reportable Event with respect to the Borrower or any other member of the ERISA Group, 

(2) any Prohibited Transaction which could subject the Borrower or any other member of the ERISA Group to a civil penalty assessed pursuant
to Section 502(i) of ERISA or a tax imposed by Section 4975 of the Internal Revenue Code in connection with any Plan, any Benefit Arrangement or any trust created thereunder, 

(3) any assertion of material withdrawal liability with respect to any Multiemployer Plan, 

(4) any partial or complete withdrawal from a Multiemployer Plan by the Borrower or any other member of the ERISA Group under Title IV of
ERISA (or assertion thereof), where such withdrawal is likely to result in material withdrawal liability, 
 (5) any cessation of
operations (by the Borrower or any other member of the ERISA Group) at a facility in the circumstances described in Section 4062(e) of ERISA, 

(6) withdrawal by the Borrower or any other member of the ERISA Group from a Multiple Employer Plan, 

(7) a failure by the Borrower or any other member of the ERISA Group to make a payment to a Plan required to avoid imposition of a Lien under
Section 302(f) of ERISA, 

  
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 (8) the adoption of an amendment to a Plan requiring the provision of security to such Plan
pursuant to Section 307 of ERISA, or 
 (9) any change in the actuarial assumptions or funding methods used for any Plan, where the
effect of such change is to materially increase or materially reduce the unfunded benefit liability or obligation to make periodic contributions. 

8.3.8.2 Notices of Involuntary Termination and Annual Reports. Promptly after receipt thereof, copies of (a) all notices received
by the Borrower or any other member of the ERISA Group of the PBGC’s intent to terminate any Plan administered or maintained by the Borrower or any member of the ERISA Group, or to have a trustee appointed to administer any such Plan; and
(b) at the request of the Administrative Agent or any Lender each annual report (IRS Form 5500 series) and all accompanying schedules, the most recent actuarial reports, the most recent financial information concerning the financial status
of each Plan administered or maintained by the Borrower or any other member of the ERISA Group, and schedules showing the amounts contributed to each such Plan by or on behalf of the Borrower or any other member of the ERISA Group in which any of
their personnel participate or from which such personnel may derive a benefit, and each Schedule B (Actuarial Information) to the annual report filed by the Borrower or any other member of the ERISA Group with the Internal Revenue Service with
respect to each such Plan. 
 8.3.8.3 Notice of Voluntary Termination. Promptly upon the filing thereof, copies of any Form 5310, or
any successor or equivalent form to Form 5310, filed with the PBGC in connection with the termination of any Plan under Section 4041 of ERISA. 

9. DEFAULT 
 9.1 Events of Default.
An Event of Default shall mean the occurrence or existence of any one or more of the following events or conditions (whatever the reason therefor and whether voluntary, involuntary or effected by operation of Law): 

9.1.1 Payments Under Loan Documents. The Borrower shall fail to pay any principal of any Loan (including scheduled installments,
mandatory prepayments or the payment due at maturity), Reimbursement Obligation or Letter of Credit or Obligation or any interest on any Loan, Reimbursement Obligation or Letter of Credit Obligation or any other amount owing hereunder or under the
other Loan Documents on the date on which such principal, interest or other amount becomes due in accordance with the terms hereof or thereof; 

9.1.2 Breach of Warranty. Any representation or warranty made at any time by any of the Loan Parties herein or by any of the Loan
Parties in any other Loan Document, or in any certificate, other instrument or statement furnished pursuant to the provisions hereof or thereof, shall prove to have been false or misleading in any material respect as of the time it was made or
furnished; 
 9.1.3 Anti-Terrorism Laws. Any representation or warranty contained in Section 6.1.27 [Anti-Terrorism Laws] is or
becomes false or misleading at any time; 

  
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 9.1.4 Breach of Negative and Certain Other Covenants, Visitation Rights or Anti-Terrorism
Laws. Any of the Loan Parties shall default in the observance or performance of any covenant contained in Section 6.1.27 [Anti-Terrorism Laws], Section 8.1.6 [Visitation Rights], Section 8.1.15 [Joinder of Osmose Guarantors], or
Section 8.2 [Negative Covenants]; 
 9.1.5 Breach of Other Covenants. Any of the Loan Parties shall default in the observance or
performance of any other covenant, condition or provision hereof or of any other Loan Document and such default shall continue unremedied for a period of thirty calendar days after any officer of any Loan Party becomes aware of the occurrence
thereof (such grace period to be applicable only in the event such default can be remedied by corrective action of the Loan Parties as determined by the Administrative Agent in its sole discretion); 

9.1.6 Defaults in Other Agreements or Indebtedness. (i) A default or event of default shall occur at any time under the terms of any
other agreement involving borrowed money or the extension of credit or any other Indebtedness under which any Loan Party or Subsidiary of any Loan Party may be obligated as a borrower or guarantor in excess of $10,000,000 in the aggregate, and such
breach, default or event of default consists of the failure to pay (beyond any period of grace permitted with respect thereto, whether waived or not) any Indebtedness when due (whether at stated maturity, by acceleration or otherwise) or if such
breach or default permits or causes the acceleration of any Indebtedness (whether or not such right shall have been waived), (ii) the termination of any commitment to lend, or (iii) the occurrence of any Triggering Event; 

9.1.7 Final Judgments or Orders. Any final judgments or orders for the payment of money (not covered by insurance for which there is no
dispute with respect to coverage by the applicable insurance carrier) in excess of $10,000,000 in the aggregate shall be entered against any Loan Party by a court having jurisdiction in the premises, which judgment is not discharged, vacated, bonded
or stayed pending appeal within a period of thirty (30) days from the date of entry; 
 9.1.8 Loan Document Unenforceable. Any
of the Loan Documents shall cease to be legal, valid and binding agreements enforceable against the party executing the same or such party’s successors and assigns (as permitted under the Loan Documents) in accordance with the respective terms
thereof or shall in any way be terminated (except in accordance with its terms) or become or be declared ineffective or inoperative or shall in any way be challenged or contested or cease to give or provide the respective Liens, security interests,
rights, titles, interests, remedies, powers or privileges intended to be created thereby; 
 9.1.9 Uninsured Losses; Proceedings Against
Assets. There shall occur any material uninsured damage to or loss, theft or destruction of any of the Collateral in excess of $10,000,000 or the Collateral or any other of the Loan Parties’ or any of their Subsidiaries’ assets are
attached, seized, levied upon or subjected to a writ or distress warrant; or such come within the possession of any receiver, trustee, custodian or assignee for the benefit of creditors and the same is not cured within thirty (30) days
thereafter; 
 9.1.10 Notice of Lien or Assessment. A notice of Lien or assessment in excess of $5,000,000 which is not a Permitted
Lien is filed of record with respect to all or any part of 

  
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any of the Loan Parties’ or any of their Subsidiaries’ assets by the United States, Canada, Bermuda or any department, agency or instrumentality of the foregoing, or by any state,
county, provincial, municipal or other governmental agency, including the PBGC, or any taxes or debts owing at any time or times hereafter to any one of these becomes payable and the same is not paid within thirty (30) days after the same
becomes payable; 
 9.1.11 Insolvency. Any Loan Party or any Subsidiary of a Loan Party ceases to be Solvent or admits in writing its
inability to pay its debts as they mature; 
 9.1.12 Events Relating to Plans and Benefit Arrangements. Any of the following occurs:
(i) any Reportable Event, which the Administrative Agent determines in good faith constitutes grounds for the termination of any Plan by the PBGC or the appointment of a trustee to administer or liquidate any Plan, shall have occurred and be
continuing; (ii) proceedings shall have been instituted or other action taken to terminate any Plan, or a termination notice shall have been filed with respect to any Plan under Section 4041 of ERISA; (iii) a trustee shall be
appointed to administer or liquidate any Plan; (iv) the PBGC shall give notice of its intent to institute proceedings to terminate any Plan or Plans or to appoint a trustee to administer or liquidate any Plan; and, in the case of the occurrence
of (i), (ii), (iii) or (iv) above, the Administrative Agent determines in good faith that the amount of the Borrower’s liability is likely to exceed $10,000,000; (v) the Borrower or any member of the ERISA Group shall fail to
make any contributions when due to a Plan or a Multiemployer Plan; (vi) the Borrower or any other member of the ERISA Group shall make any amendment to a Plan with respect to which security is required under Section 307 of ERISA;
(vii) the Borrower or any other member of the ERISA Group shall withdraw completely or partially from a Multiemployer Plan; (viii) the Borrower or any other member of the ERISA Group shall withdraw (or shall be deemed under
Section 4062(e) of ERISA to withdraw) from a Multiple Employer Plan; or (ix) any applicable Law is adopted, changed or interpreted by any Official Body with respect to or otherwise affecting one or more Plans, Multiemployer Plans or
Benefit Arrangements and, with respect to any of the events specified in (v), (vi), (vii), (viii) or (ix), the Administrative Agent determines in good faith that any such occurrence would be reasonably likely to materially and adversely affect
the total enterprise represented by the Borrower and the other members of the ERISA Group; 
 9.1.13 Cessation of Business. Any Loan
Party or Subsidiary of a Loan Party ceases to conduct its business as contemplated, except as expressly permitted under Section 8.2.6 [Liquidations, Mergers, Etc.] or 8.2.7 [Dispositions of Assets or Subsidiaries], or any Loan Party or
Subsidiary of a Loan Party is enjoined, restrained or in any way prevented by court order from conducting all or any material part of its business and such injunction, restraint or other preventive order is not dismissed within thirty (30) days
after the entry thereof; 
 9.1.14 Change of Control. A Change of Control shall have occurred; 

9.1.15 Beazer East Default. (1) (a) A failure by Beazer East to pay any obligation or set of obligations under Article VII of
the Beazer Acquisition Agreement (not covered by insurance for which there is no dispute with respect to coverage by the applicable insurance carrier) in excess of $10,000,000 in the aggregate, which failure shall have continued for a period of 30
days or more, or (b) any other failure by Beazer East to perform any obligation 

  
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or set of obligations under Article VII of the Beazer Acquisition Agreement which the Required Lenders shall have determined in good faith has had, is having, or would be reasonably likely
to have, a Material Adverse Change; and (2) a failure to perform by Beazer Limited under the Beazer Acquisition Agreement Guarantee with respect to such obligation or set of obligations; provided, however, that if an arbitration proceeding or
arbitrations proceedings shall have been instituted under Article XI of the Beazer Acquisition Agreement with respect to such obligation or set of obligations, such failure by Beazer East to perform shall not constitute an Event of Default
hereunder unless and until (w) a final decision shall have been rendered against Beazer East in such arbitration proceeding and Beazer East shall have failed to perform such obligation for a period of thirty days after such final decision has
been rendered, (x) the Required Lenders shall have determined in good faith that such arbitration proceeding is not being diligently prosecuted, (y) a period of one year shall have passed since the commencement of such arbitration
proceeding, or (z) the Borrower shall have expended more than $10,000,000 in the aggregate in unreimbursed expenditures as a result of such failure to perform by Beazer East and Beazer Limited; 

9.1.16 Involuntary Proceedings. A proceeding shall have been instituted in a court having jurisdiction in the premises seeking a decree
or order for relief in respect of any Loan Party or Subsidiary of a Loan Party in an involuntary case under any applicable bankruptcy, insolvency, reorganization or other similar law now or hereafter in effect, or for the appointment of a receiver,
receiver and manager, liquidator, provisional liquidator, assignee, custodian, trustee, sequestrator, conservator (or similar official) of any Loan Party or Subsidiary of a Loan Party for any substantial part of its property, or for the winding-up
or liquidation of its affairs, and such proceeding shall remain undismissed or unstayed and in effect for a period of thirty (30) consecutive days or such court shall enter a decree or order granting any of the relief sought in such proceeding;
or 
 9.1.17 Voluntary Proceedings. Any Loan Party or Subsidiary of a Loan Party shall commence a voluntary case under any applicable
bankruptcy, insolvency, reorganization or other similar law now or hereafter in effect, shall consent to the entry of an order for relief in an involuntary case under any such law, or shall consent to the appointment or taking possession by a
receiver, receiver and manager, liquidator, provisional liquidator, assignee, custodian, trustee, sequestrator, administrator, conservator (or other similar official) of itself or for any substantial part of its property or shall make a general
assignment for the benefit of creditors, or shall fail generally to pay its debts as they become due, or shall take any action in furtherance of any of the foregoing. 

9.2 Consequences of Event of Default. 

9.2.1 Events of Default Other Than Bankruptcy, Insolvency or Reorganization Proceedings. If an Event of Default specified under
Sections 9.1.1 through 9.1.15 shall occur and be continuing, the Lenders and the Administrative Agent shall be under no further obligation to make Loans and the Issuing Lenders shall be under no obligation to issue Letters of Credit and the
Administrative Agent may, and upon the request of the Required Lenders, shall (i) by written notice to the Borrower, declare the unpaid principal amount of the Notes then outstanding and all interest accrued thereon, any unpaid fees and all
other Indebtedness of the Borrower to the Lenders hereunder and thereunder to be forthwith due and 

  
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payable, and the same shall thereupon become and be immediately due and payable to the Administrative Agent for the benefit of each Lender without presentment, demand, protest or any other notice
of any kind, all of which are hereby expressly waived, and (ii) require the Borrower to, and the Borrower shall thereupon, deposit in a non-interest-bearing account with the Collateral Agent, as Cash Collateral for its Obligations under the
Loan Documents, an amount equal to the maximum amount currently or at any time thereafter available to be drawn on all outstanding Letters of Credit, and the Borrower hereby pledges to the Collateral Agent and the Lenders, and grants to the
Collateral Agent and the Lenders a security interest in, all such cash as security for such Obligations. Upon the curing of all Events of Default to the satisfaction of the Required Lenders, the Collateral Agent shall return such Cash Collateral to
the Borrower; and 
 9.2.2 Bankruptcy, Insolvency or Reorganization Proceedings. If an Event of Default specified under
Section 9.1.16 [Involuntary Proceedings] or Section 9.1.17 [Voluntary Proceedings] shall occur, the Lenders shall be under no further obligations to make Loans hereunder and the Issuing Lenders shall be under no obligation to issue Letters
of Credit and the unpaid principal amount of the Loans then outstanding and all interest accrued thereon, any unpaid fees and all other Indebtedness of the Borrower to the Lenders hereunder and thereunder shall be immediately due and payable,
without presentment, demand, protest or notice of any kind, all of which are hereby expressly waived; and 
 9.2.3 Set-off. If an
Event of Default shall have occurred and be continuing, each Lender, each Issuing Lender, and each of their respective Affiliates and any participant of such Lender or Affiliate which has agreed in writing to be bound by the provisions of
Section 5.3 [Sharing of Payments by Lenders] is hereby authorized at any time and from time to time, to the fullest extent permitted by applicable Law, to set off and apply any and all deposits (general or special, time or demand, provisional
or final, in whatever currency) at any time held and other obligations (in whatever currency) at any time owing by such Lender, such Issuing Lender or any such Affiliate or participant to or for the credit or the account of any Loan Party against
any and all of the Obligations of such Loan Party now or hereafter existing under this Agreement or any other Loan Document to such Lender, such Issuing Lender, Affiliate or participant, irrespective of whether or not such Lender, Issuing Lender,
Affiliate or participant shall have made any demand under this Agreement or any other Loan Document and although such Obligations of the Borrower or such Loan Party may be contingent or unmatured or are owed to a branch or office of such Lender or
such Issuing Lender different from the branch or office holding such deposit or obligated on such Indebtedness. The rights of each Lender, each Issuing Lender and their respective Affiliates and participants under this Section are in addition to
other rights and remedies (including other rights of setoff) that such Lender, such Issuing Lender or their respective Affiliates and participants may have. Each Lender and each Issuing Lender agrees to notify the Borrower and the Administrative
Agent promptly after any such setoff and application; provided that the failure to give such notice shall not affect the validity of such setoff and application; and 

9.2.4 Application of Proceeds. From and after the date on which the Administrative Agent has taken any action pursuant to this
Section 9.2 and until Payment in Full, any and all proceeds received by the Administrative Agent and/or Collateral Agent from any sale or other disposition of the Collateral, or any part thereof, or the exercise of any other remedy by the
Administrative Agent, shall be applied as follows (and prior to the 2009 Senior Note Redemption, subject in all respects to the terms and conditions of the Collateral Trust Agreement): 

(i) First, to payment of that portion of the Obligations constituting fees, indemnities, expenses and other amounts, including
attorney fees, payable to the Administrative Agent in its capacity as such, each Issuing Lender in its capacity as such and the Swing Loan Lender in its capacity as such, ratably among the Administrative Agent, the Issuing Lenders and Swing Loan
Lender in proportion to the respective amounts described in this clause First payable to them; 

  
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 (ii) Second, to payment of that portion of the Obligations constituting fees, indemnities
and other amounts (other than principal and interest) payable to the Lenders under the Loan Documents, including attorney fees, ratably among the Lenders in proportion to the respective amounts described in this clause Second payable to them;

 (iii) Third, to payment of that portion of the Obligations constituting accrued and unpaid interest on the Loans and
Reimbursement Obligations, ratably among the Lenders in proportion to the respective amounts described in this clause Third payable to them; 

(iv) Fourth, to payment of that portion of the Obligations constituting unpaid principal of the Loans, Reimbursement Obligations and
payment obligations then owing under Lender-Provided Hedges, Lender-Provided Treasury Arrangements and Lender-Provided Credit Arrangements, ratably among the Lenders, the Issuing Lenders, and the Lenders or Affiliates of Lenders which provide
Lender-Provided Hedges, Lender-Provided Treasury Arrangements and Lender-Provided Credit Arrangements, in proportion to the respective amounts described in this clause Fourth held by them; 

(v) Fifth, to the Administrative Agent for the account of the Issuing Lenders, to Cash Collateralize any undrawn amounts under
outstanding Letters of Credit; and 
 (vi) Last, the balance, if any, to the Loan Parties or as required by Law. 

Notwithstanding anything to the contrary in this Section 9.2.4, no Swap Obligations of any Non-Qualifying Party shall be paid with amounts received from
such Non-Qualifying Party under its Guaranty Agreement (including sums received as a result of the exercise of remedies with respect to such Guaranty Agreement) or from the proceeds of such Non-Qualifying Party’s Collateral if such Swap
Obligations would constitute Excluded Hedge Liabilities; provided, however, that to the extent possible appropriate adjustments shall be made with respect to payments and/or the proceeds of Collateral from other Loan Parties that are Eligible
Contract Participants with respect to such Swap Obligations to preserve the allocation to Obligations otherwise set forth above in this Section 9.2.4. 

9.2.5 Collateral Sharing. All Liens granted under the Security Agreement, the Patent Trademark and Copyright Security Agreement, the
Pledge Agreement, the Collateral Assignment of Contract Rights and any other Loan Document (the “Collateral Documents”) shall secure ratably and on a pari passu basis (i) the Obligations in favor of the Administrative Agent and
the Lenders hereunder, (ii) the Obligations incurred by any of the Loan Parties in favor of 

  
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any Lender, or any Affiliate of any Lender, which provides a Lender-Provided Hedge, a Lender-Provided Treasury Arrangement or a Lender-Provided Credit Arrangement (the
“Hedge/Treasury/Credit Provider”), and (iii) prior to the 2009 Senior Note Redemption, the holders of the 2009 Notes. The Collateral Agent under the Collateral Documents shall be deemed to serve and is appointed as the
collateral agent for the Hedge/Treasury/Credit Provider and the Lenders hereunder, provided that subject to the terms and conditions of the Collateral Trust Agreement, if applicable, the Collateral Agent shall comply with the instructions and
directions of the Administrative Agent (or the Lenders under this Agreement to the extent that this Agreement or any other Loan Documents empowers the Lenders to direct the Administrative Agent), as to all matters relating to the Collateral,
including the maintenance and disposition thereof. No Hedge/Treasury/Credit Provider (except in its capacity as a Lender hereunder) shall be entitled or have the power to direct or instruct the Collateral Agent on all matters relating to the
Collateral, including the maintenance and disposition thereof or to control or direct in any manner the maintenance or disposition of the Collateral. 

9.2.6 Other Rights and Remedies. In addition to all of the rights and remedies contained in this Agreement or in any of the other Loan
Documents, the Collateral Agent shall have all of the rights and remedies of a secured party under the Uniform Commercial Code or other applicable Law, all of which rights and remedies shall be cumulative and non-exclusive, to the extent permitted
by Law. The Collateral Agent and/or the Administrative Agent may, and upon the request of the Required Lenders shall, exercise all post-default rights granted to the Collateral Agent and/or the Administrative Agent and the Lenders under the Loan
Documents or applicable Law. 
 9.2.7 Notice of Sale. Any notice required to be given by the Collateral Agent of a sale, lease, or
other disposition of the Collateral or any other intended action by the Administrative Agent and/or Collateral Agent, if given ten (10) days prior to such proposed action, shall constitute commercially reasonable and fair notice thereof to the
Borrower. 
 10. ADMINISTRATIVE AGENT; COLLATERAL AGENT 

10.1 The Administrative Agent. 

10.1.1 Appointment and Authority. Each of the Lenders and each Issuing Lender hereby irrevocably appoints PNC to act on its behalf as
the Administrative Agent hereunder and under the other Loan Documents and authorizes the Administrative Agent to take such actions on its behalf and to exercise such powers as are delegated to the Administrative Agent by the terms hereof or thereof,
together with such actions and powers as are reasonably incidental thereto. The provisions of this Section 10 are solely for the benefit of the Administrative Agent, the Lenders and the Issuing Lenders, and neither the Borrower nor any other
Loan Party shall have rights as a third party beneficiary of any of such provisions. 
 10.1.2 Rights as a Lender. The Person serving
as the Administrative Agent hereunder shall have the same rights and powers in its capacity as a Lender as any other Lender and may exercise the same as though it were not the Administrative Agent and the term “Lender” or
“Lenders” shall, unless otherwise expressly indicated or unless the context otherwise requires, include the Person serving as the Administrative Agent hereunder in its individual capacity. 

  
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Such Person and its Affiliates may accept deposits from, lend money to, act as the financial advisor or in any other advisory capacity for and generally engage in any kind of business with the
Borrower or any Subsidiary or other Affiliate thereof as if such Person were not the Administrative Agent hereunder and without any duty to account therefor to the Lenders. 

10.1.3 Exculpatory Provisions. The Administrative Agent shall not have any duties or obligations except those expressly set forth
herein and in the other Loan Documents. Without limiting the generality of the foregoing, the Administrative Agent: 
 (a) shall not be
subject to any fiduciary or other implied duties, regardless of whether a Potential Default or Event of Default has occurred and is continuing; 

(b) shall not have any duty to take any discretionary action or exercise any discretionary powers, except discretionary rights and powers
expressly contemplated hereby or by the other Loan Documents that the Administrative Agent is required to exercise as directed in writing by the Required Lenders (or such other number or percentage of the Lenders as shall be expressly provided for
herein or in the other Loan Documents); provided that the Administrative Agent shall not be required to take any action that, in its opinion or the opinion of its counsel, may expose the Administrative Agent to liability or that is contrary
to any Loan Document or applicable Law; and 
 (c) shall not, except as expressly set forth herein and in the other Loan Documents, have
any duty to disclose, and shall not be liable for the failure to disclose, any information relating to the Borrower or any of its Affiliates that is communicated to or obtained by the Person serving as the Administrative Agent or any of its
Affiliates in any capacity. 
 The Administrative Agent shall not be liable for any action taken or not taken by it (i) with the
consent or at the request of the Required Lenders (or such other number or percentage of the Lenders as shall be necessary, or as the Administrative Agent shall believe in good faith shall be necessary, under the circumstances as provided in
Sections 11.1 [Modifications, Amendments or Waivers] and 9.2 [Consequences of Event of Default]) or (ii) in the absence of its own gross negligence or willful misconduct, as determined by a final non-appealable judgment of a court of
competent jurisdiction. The Administrative Agent shall be deemed not to have knowledge of any Potential Default or Event of Default unless and until notice describing such Potential Default or Event of Default is given to the Administrative Agent by
the Borrower, a Lender or an Issuing Lender. 
 The Administrative Agent shall not be responsible for or have any duty to ascertain or
inquire into (i) any statement, warranty or representation made in or in connection with this Agreement or any other Loan Document, (ii) the contents of any certificate, report or other document delivered hereunder or thereunder or in
connection herewith or therewith, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth herein or therein or the occurrence of any Potential Default or Event of Default, (iv) the
validity, enforceability, effectiveness or genuineness of this Agreement, any other Loan Document or any other agreement, instrument or document or (v) the satisfaction of 

  
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any condition set forth in Section 7 [Conditions of Lending and Issuance of Letters of Credit] or elsewhere herein, other than to confirm receipt of items expressly required to be delivered
to the Administrative Agent. 
 10.1.4 Reliance by Administrative Agent. The Administrative Agent shall be entitled to rely upon, and
shall not incur any liability for relying upon, any notice, request, certificate, consent, statement, instrument, document or other writing (including any electronic message, Internet or intranet website posting or other distribution) believed by it
to be genuine and to have been signed, sent or otherwise authenticated by the proper Person. The Administrative Agent also may rely upon any statement made to it orally or by telephone and believed by it to have been made by the proper Person, and
shall not incur any liability for relying thereon. In determining compliance with any condition hereunder to the making of a Loan, or the issuance, extension, increase or renewal of a Letter of Credit, that by its terms must be fulfilled to the
satisfaction of a Lender or an Issuing Lender, the Administrative Agent may presume that such condition is satisfactory to such Lender or such Issuing Lender unless the Administrative Agent shall have received notice to the contrary from such Lender
or such Issuing Lender prior to the making of such Loan or the issuance, extension, increase or renewal of such Letter of Credit. The Administrative Agent may consult with legal counsel (who may be counsel for the Borrower), independent accountants
and other experts selected by it, and shall not be liable for any action taken or not taken by it in accordance with the advice of any such counsel, accountants or experts. 

10.1.5 Delegation of Duties. The Administrative Agent may perform any and all of its duties and exercise its rights and powers
hereunder or under any other Loan Document by or through any one or more sub agents appointed by the Administrative Agent. The Administrative Agent and any such sub agent may perform any and all of its duties and exercise its rights and powers by or
through their respective Related Parties. The exculpatory provisions of this Section 10 shall apply to any such sub agent and to the Related Parties of the Administrative Agent and any such sub agent, and shall apply to their respective
activities in connection with the syndication of the credit facilities provided for herein as well as activities as Administrative Agent. 

10.1.6 Resignation of Administrative Agent. The Administrative Agent may at any time give notice of its resignation to the Lenders, the
Issuing Lenders and the Borrower. Upon receipt of any such notice of resignation, the Required Lenders shall have the right, with approval from the Borrower (so long as no Event of Default has occurred and is continuing), to appoint a successor,
such approval not to be unreasonably withheld or delayed. If no such successor shall have been so appointed by the Required Lenders and shall have accepted such appointment within thirty (30) days after the retiring Administrative Agent gives
notice of its resignation, then the retiring Administrative Agent may on behalf of the Lenders and the Issuing Lenders, appoint a successor Administrative Agent; provided that if the Administrative Agent shall notify the Borrower and the Lenders
that no qualifying Person has accepted such appointment, then such resignation shall nonetheless become effective in accordance with such notice and (i) the retiring Administrative Agent shall be discharged from its duties and obligations
hereunder and under the other Loan Documents (except that in the case of any collateral security held by the Administrative Agent on behalf of the Lenders or the Issuing Lenders under any of the Loan Documents, the retiring Administrative Agent
shall continue to 

  
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hold such collateral security until such time as a successor Administrative Agent is appointed) and (ii) all payments, communications and determinations provided to be made by, to or through
the Administrative Agent shall instead be made by or to each Lender and each Issuing Lender directly, until such time as the Required Lenders appoint a successor Administrative Agent as provided for above in this Section 10.1.6. Upon the
acceptance of a successor’s appointment as Administrative Agent hereunder, such successor shall succeed to and become vested with all of the rights, powers, privileges and duties of the retiring (or retired) Administrative Agent, and the
retiring Administrative Agent shall be discharged from all of its duties and obligations hereunder or under the other Loan Documents (if not already discharged therefrom as provided above in this Section). The fees payable by the Borrower to a
successor Administrative Agent shall be the same as those payable to its predecessor unless otherwise agreed between the Borrower and such successor. After the retiring Administrative Agent’s resignation hereunder and under the other Loan
Documents, the provisions of this Section 10 and Section 11.3 [Expenses; Indemnity; Damage Waiver] shall continue in effect for the benefit of such retiring Administrative Agent, its sub agents and their respective Related Parties in
respect of any actions taken or omitted to be taken by any of them while the retiring Administrative Agent was acting as Administrative Agent. 

If PNC resigns as Administrative Agent under this Section 10.1.6, PNC shall also resign as an Issuing Lender. Upon the appointment of a
successor Administrative Agent hereunder, such successor shall (i) succeed to all of the rights, powers, privileges and duties of PNC as the retiring Issuing Lender and Administrative Agent and PNC shall be discharged from all of its respective
duties and obligations as Issuing Lender and Administrative Agent under the Loan Documents, and (ii) issue letters of credit in substitution for the Letters of Credit issued by PNC, if any, outstanding at the time of such succession or make
other arrangement satisfactory to PNC to effectively assume the obligations of PNC with respect to such Letters of Credit. 
 10.1.7
Non-Reliance on Administrative Agent and Other Lenders. Each Lender and each Issuing Lender acknowledges that it has, independently and without reliance upon the Administrative Agent or any other Lender or any of their Related Parties and
based on such documents and information as it has deemed appropriate, made its own credit analysis and decision to enter into this Agreement. Each Lender and each Issuing Lender also acknowledges that it will, independently and without reliance upon
the Administrative Agent or any other Lender or any of their Related Parties and based on such documents and information as it shall from time to time deem appropriate, continue to make its own decisions in taking or not taking action under or based
upon this Agreement, any other Loan Document or any related agreement or any document furnished hereunder or thereunder. 
 10.1.8 No
Other Duties, etc. Anything herein to the contrary notwithstanding, none of the Administrative Agent, the Joint Lead Arrangers, the Co-Syndication Agents, or the Co-Documentation Agents listed on the cover page hereof shall have any powers,
duties or responsibilities under this Agreement or any of the other Loan Documents, except in its capacity, as applicable, as the Administrative Agent, a Lender or an Issuing Lender hereunder. 

10.1.9 Administrative Agent’s Fee. The Borrower shall pay to the Administrative Agent the nonrefundable fees (the
“Administrative Agent’s Fee”) under the terms of a letter (the “Administrative Agent’s Letter”) between the Borrower and Administrative Agent, as amended from time to time. 

  
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 10.1.10 Authorization to Release Collateral and Guarantors. The Lenders and Issuing
Lenders authorize the Administrative Agent to release (i) any Collateral consisting of assets or equity interests sold or otherwise disposed of in a sale or other disposition or transfer permitted under Section 8.2.7 [Dispositions of
Assets or Subsidiaries] or Section 8.2.6 [Liquidations, Mergers, Consolidations, Acquisitions], and (ii) any Guarantor from its obligations under the Guaranty Agreement if the ownership interests in such Guarantor are sold or otherwise
disposed of or transferred to persons other than Loan Parties or Subsidiaries of the Loan Parties in a transaction permitted under Section 8.2.7 [Dispositions of Assets or Subsidiaries] or Section 8.2.6 [Liquidations, Mergers,
Consolidations, Acquisitions]. 
 10.1.11 No Reliance on Administrative Agent’s Customer Identification Program. Each Lender
acknowledges and agrees that neither such Lender, nor any of its Affiliates, participants or assignees, may rely on the Administrative Agent to carry out such Lender’s, Affiliate’s, participant’s or assignee’s customer
identification program, or other obligations required or imposed under or pursuant to the USA Patriot Act or the regulations thereunder, including the regulations contained in 31 CFR 103.121 (as hereafter amended or replaced, the “CIP
Regulations”), or any other Anti-Terrorism Law, including any programs involving any of the following items relating to or in connection with any of the Loan Parties, their Affiliates or their agents, the Loan Documents or the transactions
hereunder or contemplated hereby: (i) any identity verification procedures, (ii) any recordkeeping, (iii) comparisons with government lists, (iv) customer notices or (v) other procedures required under the CIP Regulations or
such other Laws. 
 10.2 The Collateral Agent. 

10.2.1 Appointment and Authority. Each of the Administrative Agent, Lenders and the Issuing Lender hereby irrevocably appoints the
Collateral Agent to act on its behalf as the Collateral Agent hereunder and under the other Loan Documents and authorizes the Collateral Agent to take such actions on its behalf and to exercise such powers as are delegated to the Collateral Agent by
the terms hereof or thereof, together with such actions and powers as are reasonably incidental thereto. The provisions of this Section 10.2 are solely for the benefit of the Lenders, the Administrative Agent, and the Issuing Lender, and
neither the Borrower nor any other Loan Party shall have rights as a third party beneficiary of any of such provisions, except to the extent that such provisions expressly provide that the Borrower or any of its Subsidiaries have rights set forth
below. 
 10.2.2 Rights as a Lender. After the 2009 Senior Note Redemption, the Person serving as Collateral Agent hereunder shall
have the same rights and powers in its capacity as a Lender as any other Lender and may exercise the same as though it were not the Collateral Agent and the term “Lender”, or “Lenders” shall, unless otherwise expressly indicated
or unless the context otherwise requires, include the Person serving as the Collateral Agent hereunder in its individual capacity. Such Person and its Affiliates may accept deposits from, lend money to, act as the financial advisor or in any other
advisory capacity for and generally engage in any kind of business with the Borrower or any Subsidiary or other Affiliate thereof as if such Person were not the Collateral Agent hereunder and without any duty to account therefor to the Lenders. 

  
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 10.2.3 Exculpatory Provisions. The Collateral Agent shall not have any duties or
obligations except those expressly set forth herein and in the other Loan Documents. Without limiting the generality of the foregoing, the Collateral Agent: 

(a) shall not be subject to any fiduciary or other implied duties, regardless of whether a Potential Default or Event of Default has occurred
and is continuing; 
 (b) shall not have any duty to take any discretionary action or exercise any discretionary powers, except
discretionary rights and powers expressly contemplated hereby or by the other Loan Documents that the Collateral Agent is required to exercise as directed in writing by the Administrative Agent or Required Lenders (or such other number or percentage
of the Lenders as shall be expressly provided for herein or in the other Loan Documents); provided that the Collateral Agent shall not be required to take any action that, in its opinion or the opinion of its counsel, may expose the Collateral Agent
to liability or that is contrary to any Loan Document or applicable Law; and 
 (c) shall not, except as expressly set forth herein and in
the other Loan Documents, have any duty to disclose, and shall not be liable for the failure to disclose, any information relating to the Borrower or any of its Affiliates that is communicated to or obtained by the Person serving as Collateral Agent
or any of its Affiliates in any capacity. 
 The Collateral Agent shall not be liable for any action taken or not taken by it (i) with
the consent or at the request of the Administrative Agent and/or Required Lenders (or such other number or percentage of the Lenders as shall be necessary, or as the Collateral Agent shall believe in good faith shall be necessary, under the
circumstances as provided in Sections 11.1 [Modifications, Amendments or Waivers] and 9.2 [Consequences of Event of Default]) or (ii) in the absence of its own gross negligence or willful misconduct as determined by a court of competent
jurisdiction in a final, non-appealable judgment. The Collateral Agent shall be deemed not to have knowledge of any Potential Default or Event of Default unless and until notice describing such Potential Default or Event of Default is given to the
Collateral Agent by the Borrower, the Administrative Agent, a Lender or the Issuing Lender. 
 The Collateral Agent shall not be responsible
for or have any duty to ascertain or inquire into (i) any statement, warranty or representation made in or in connection with this Agreement or any other Loan Document, (ii) the contents of any certificate, report or other document
delivered hereunder or thereunder or in connection herewith or therewith, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth herein or therein or the occurrence of any Potential
Default or Event of Default, (iv) the validity, enforceability, effectiveness or genuineness of this Agreement, any other Loan Document or any other agreement, instrument or document or (v) the satisfaction of any condition set forth in
Section 7 [Conditions of Lending and Issuance of Letters of Credit] or elsewhere herein, other than to confirm receipt of items expressly required to be delivered to the Collateral Agent. 

  
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 10.2.4 Reliance by Collateral Agent. The Collateral Agent shall be entitled to rely upon,
and shall not incur any liability for relying upon, any notice, request, certificate, consent, statement, instrument, document or other writing (including any electronic message, Internet or intranet website posting or other distribution) believed
by it to be genuine and to have been signed, sent or otherwise authenticated by the proper Person. The Collateral Agent also may rely upon any statement made to it orally or by telephone and believed by it to have been made by the proper Person, and
shall not incur any liability for relying thereon. The Collateral Agent may consult with legal counsel (who may be counsel for the Borrower), independent accountants and other experts selected by it, and shall not be liable for any action taken or
not taken by it in accordance with the advice of any such counsel, accountants or experts. 
 10.2.5 Delegation of Duties. The
Collateral Agent may perform any and all of its duties and exercise its rights and powers hereunder or under any other Loan Document by or through any one or more sub agents appointed by the Collateral Agent. The Collateral Agent and any such sub
agent may perform any and all of its duties and exercise its rights and powers by or through their respective Related Parties. The exculpatory provisions of this Section 10.2 shall apply to any such sub agent and to the Related Parties of the
Collateral Agent and any such sub agent, and shall apply to their respective activities in connection with the syndication of the credit facilities provided for herein as well as activities as Collateral Agent. 

10.2.6 Resignation of Collateral Agent. The Collateral Agent may at any time give notice of its resignation to the Administrative
Agent, the Lenders, the Issuing Lender and the Borrower. Upon receipt of any such notice of resignation, the Administrative Agents shall have the right, with approval from the Borrower (so long as no Event of Default has occurred and is continuing),
to appoint a successor, such approval not to be unreasonably withheld or delayed. If no such successor shall have been so appointed by the Administrative Agent and shall have accepted such appointment within thirty (30) days after the retiring
Collateral Agent gives notice of its resignation, then the Collateral Agent may on behalf of the Administrative Agent, the Lenders and the Issuing Lender, appoint a successor Collateral Agent; provided that if the Collateral Agent shall notify the
Borrower and Administrative Agent that no qualifying Person has accepted such appointment, then such resignation shall nonetheless become effective in accordance with such notice and the retiring Collateral Agent shall be discharged from its duties
and obligations hereunder and under the other Loan Documents (except that in the case of any collateral security held by the Collateral Agent on behalf of the Lenders or the Issuing Lender under any of the Loan Documents, the retiring Collateral
Agent shall continue to hold such collateral security until such time as a successor Collateral Agent is appointed). Upon the acceptance of a successor’s appointment as Collateral Agent hereunder, such successor shall succeed to and become
vested with all of the rights, powers, privileges and duties of the retiring (or retired) Collateral Agent, and the retiring Collateral Agent shall be discharged from all of its duties and obligations hereunder or under the other Loan Documents (if
not already discharged therefrom as provided above in this Section). After the retiring Collateral Agent’s resignation hereunder and under the other Loan Documents, the provisions of this Section 10.2 and Section 11.3 [Expenses;
Indemnity; Damage Waiver] shall continue in effect for the benefit of such retiring Collateral Agent, its sub agents and their respective Related Parties in respect of any actions taken or omitted to be taken by any of them while the retiring
Collateral Agent was acting as Collateral Agent. 

  
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 If the Person serving as Collateral Agent is a Defaulting Lender pursuant to clause (d) of
the definition thereof, the Required Lenders may, to the extent permitted by applicable Law, by notice in writing to the Borrower and such Person remove such Person as Collateral Agent and, in consultation with the Borrower, appoint a successor.

 10.2.7 Non-Reliance on Collateral Agent and Other Lenders. Each Lender, the Administrative Agent and the Issuing Lender
acknowledges that it has, independently and without reliance upon the Collateral Agent or any other Lender or any of their Related Parties and based on such documents and information as it has deemed appropriate, made its own credit analysis and
decision to enter into this Agreement. Each Lender, the Administrative Agent and the Issuing Lender also acknowledges that it will, independently and without reliance upon the Collateral Agent or any other Lender or any of their Related Parties and
based on such documents and information as it shall from time to time deem appropriate, continue to make its own decisions in taking or not taking action under or based upon this Agreement, any other Loan Document or any related agreement or any
document furnished hereunder or thereunder. 
 10.2.8 Authorization to Release Collateral and Guarantors. The Lenders and Issuing
Lenders authorize the Collateral Agent, to release (i) any Collateral consisting of assets or equity interests sold or otherwise disposed of in a sale or other disposition or transfer permitted under Section 8.2.7 [Dispositions of Assets
or Subsidiaries] or Section 8.2.6 [Liquidations, Mergers, Consolidations, Acquisitions], and (ii) any Guarantor from its obligations under the Guaranty Agreement if the ownership interests in such Guarantor are sold or otherwise disposed
of or transferred to persons other than Loan Parties or Subsidiaries of the Loan Parties in a transaction permitted under Section 8.2.7 [Dispositions of Assets or Subsidiaries] or Section 8.2.6 [Liquidations, Mergers, Consolidations,
Acquisitions]. 
 11. MISCELLANEOUS 

11.1 Modifications, Amendments or Waivers. With the written consent of the Required Lenders, the Administrative Agent, acting on behalf of all the
Lenders, and the Borrower, on behalf of the Loan Parties, may from time to time enter into written agreements amending or changing any provision of this Agreement or any other Loan Document or the rights of the Lenders or the Loan Parties hereunder
or thereunder, or may grant written waivers or consents hereunder or thereunder; provided, however, that only the consent of the Lender(s) party to any Lender-Provided Hedges, Lender-Provided Treasury Arrangements and Lender-Provided
Credit Arrangements shall be required with respect to amendments, changes, waivers and consents to agreements related thereto. Any such agreement, waiver or consent made with such written consent shall be effective to bind all the Lenders and the
Loan Parties; provided, that no such agreement, waiver or consent may be made which will: 
 11.1.1 Increase of Commitment. Increase
the amount of the Revolving Credit Commitment or Term Loan Commitment of any Lender hereunder without the consent of such Lender; 
 11.1.2
Extension of Payment; Reduction of Principal, Interest or Fees; Modification of Terms of Payment. Whether or not any Loans are outstanding, extend the Expiration Date or the time for payment of principal or interest of any Loan (excluding the
due 

  
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date of any mandatory prepayment of a Loan), the Commitment Fee or any other fee payable to any Lender, or reduce the principal amount of or the rate of interest borne by any Loan or reduce the
Commitment Fee or any other fee payable to any Lender, without the consent of each Lender directly affected thereby; 
 11.1.3 Release of
Collateral or Guarantor. Except for sales of assets or capital stock permitted by Section 8.2.7 [Dispositions of Assets or Subsidiaries] and releases of Guarantors and Collateral authorized under Section 8.2.9 [Subsidiaries,
Partnerships and Joint Ventures], release all or substantially all of the Collateral or any Guarantor from its Obligations under the Guaranty Agreement without the consent of all Lenders (other than Defaulting Lenders); or 

11.1.4 Miscellaneous. Amend the definition of “Optional Currency” or Section 2.12.4(iii) [European Monetary Union;
Requests for Additional Optional Currencies], Section 5.2 [Pro Rata Treatment of Lenders], Section 10.1.3 [Exculpatory Provisions] or Section 5.3 [Sharing of Payments by Lenders] or this Section 11.1, alter any provision
regarding the pro rata treatment of the Lenders or requiring all Lenders to authorize the taking of any action or reduce any percentage specified in the definition of Required Lenders, in each case without the consent of all of the Lenders; 

provided that no agreement, waiver or consent which would modify the interests, rights or obligations of the Administrative Agent, the Issuing Lenders,
or the Swing Loan Lender may be made without the written consent of the Administrative Agent, the Issuing Lenders or the Swing Loan Lender, as applicable, and provided, further that, if in connection with any proposed waiver, amendment or
modification referred to in Sections 11.1.1 through 11.1.4 above, the consent of the Required Lenders is obtained but the consent of one or more of such other Lenders whose consent is required is not obtained (each, a “Non-Consenting
Lender”), then the Borrower shall have the right to replace any such Non-Consenting Lender with one or more replacement Lenders pursuant to Section 5.6.2 [Replacement of a Lender]. Notwithstanding anything to the contrary herein, no
Defaulting Lender shall have any right to approve or disapprove any amendment, waiver or consent hereunder (and any amendment, waiver or consent which by its terms requires the consent of all Lenders or each affected Lender may be effected with the
consent of the applicable Lenders other than Defaulting Lenders), except that (x) the Commitment of any Defaulting Lender may not be increased or extended without the consent of such Lender, and (y) any waiver, amendment or modification
requiring the consent of all Lenders or each affected Lender that by its terms affects any Defaulting Lender disproportionately adversely relative to other affected Lenders shall require the consent of such Defaulting Lender. 

  
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 11.2 No Implied Waivers; Cumulative Remedies. No course of dealing and no delay or failure of the
Administrative Agent or any Lender in exercising any right, power, remedy or privilege under this Agreement or any other Loan Document shall affect any other or future exercise thereof or operate as a waiver thereof, nor shall any single or partial
exercise thereof preclude any further exercise thereof or of any other right, power, remedy or privilege. The rights and remedies of the Administrative Agent and the Lenders under this Agreement and any other Loan Documents are cumulative and not
exclusive of any rights or remedies which they would otherwise have. 
 11.3 Expenses; Indemnity; Damage Waiver. 

11.3.1 Costs and Expenses. The Borrower shall pay (i) all out of pocket expenses incurred by the Administrative Agent, Collateral
Agent and their Affiliates (including the reasonable fees, charges and disbursements of counsel for the Administrative Agent), in connection with the syndication of the credit facilities provided for herein, the preparation, negotiation, execution,
delivery and administration of this Agreement and the other Loan Documents or any amendments, modifications or waivers of the provisions hereof or thereof (whether or not the transactions contemplated hereby or thereby shall be consummated),
(ii) all out-of-pocket expenses incurred by the Issuing Lenders in connection with the issuance, amendment, renewal or extension of any Letter of Credit or any demand for payment thereunder, (iii) all out of pocket expenses incurred by the
Administrative Agent and Collateral Agent, any Lender or any Issuing Lender (including the fees, charges and disbursements of any counsel for the Administrative Agent, any Lender or any Issuing Lender), and shall pay all fees and time charges for
attorneys who may be employees of the Administrative Agent and Collateral Agent, any Lender or any Issuing Lender, in connection with the enforcement or protection of its rights (A) in connection with this Agreement and the other Loan
Documents, including its rights under this Section, or (B) in connection with the Loans made or Letters of Credit issued hereunder, including all such out of pocket expenses incurred during any workout, restructuring or negotiations in respect
of such Loans or Letters of Credit, and (iv) all reasonable out-of-pocket expenses of the Administrative Agent’s regular employees and agents engaged periodically to perform audits of the Loan Parties’ books, records and business
properties. 
 11.3.2 Indemnification by the Borrower. The Borrower shall indemnify the Collateral Agent, the Administrative Agent
(and any sub-agent thereof), each Lender and each Issuing Lender, and each Related Party of any of the foregoing Persons (each such Person being called an “Indemnitee”) against, and hold each Indemnitee harmless from, any and all
losses, claims, damages, liabilities and related expenses (including the fees, charges and disbursements of any counsel for any Indemnitee), incurred by any Indemnitee or asserted against any Indemnitee by any third party or by the Borrower or any
other Loan Party arising out of, in connection with, or as a result of (i) the execution or delivery of this Agreement, any other Loan Document or any agreement or instrument contemplated hereby or thereby, the performance or nonperformance by
the parties hereto of their respective obligations and enforcement hereunder or thereunder or the consummation of the transactions contemplated hereby or thereby, (ii) any Loan or Letter of Credit or the use or proposed use of the proceeds
therefrom (including any refusal by an Issuing Lender to honor a demand for payment under a Letter of Credit if the documents presented in connection with such demand do not strictly comply with the terms of such Letter of Credit), (iii) breach
of representations, warranties or covenants of the Borrower 

  
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under the Loan Documents, or (iv) any actual or prospective claim, litigation, investigation or proceeding relating to any of the foregoing, including any such items or losses relating to or
arising under Environmental Laws or pertaining to environmental matters, whether based on contract, tort or any other theory, whether brought by a third party or by the Borrower or any other Loan Party, and regardless of whether any Indemnitee is a
party thereto; provided that such indemnity shall not, as to any Indemnitee, be available to the extent that such losses, claims, damages, liabilities or related expenses (x) are determined by a court of competent jurisdiction by final
and nonappealable judgment to have resulted from the gross negligence or willful misconduct of such Indemnitee or (y) result from a claim brought by the Borrower or any other Loan Party against an Indemnitee for breach in bad faith of such
Indemnitee’s obligations hereunder or under any other Loan Document, if the Borrower or such Loan Party has obtained a final and nonappealable judgment in its favor on such claim as determined by a court of competent jurisdiction. This
Section 11.3.2 [Indemnification by the Borrower] shall not apply with respect to Taxes other than any Taxes that represent losses, claims, damages, etc. arising from any non-Tax claim. 

11.3.3 Reimbursement by Lenders. To the extent that the Borrower for any reason fails to indefeasibly pay any amount required under
Sections 11.3.1 [Costs and Expenses] or 11.3.2 [Indemnification by the Borrower] to be paid by it to the Collateral Agent or Administrative Agent (or any sub-agent thereof), the Issuing Lenders or any Related Party of any of the foregoing, each
Lender severally agrees to pay to the Collateral Agent and Administrative Agent (or any such sub-agent), the Issuing Lenders or such Related Party, as the case may be, such Lender’s Ratable Share (determined as of the time that the applicable
unreimbursed expense or indemnity payment is sought) of such unpaid amount, provided that the unreimbursed expense or indemnified loss, claim, damage, liability or related expense, as the case may be, was incurred by or asserted against the
Collateral Agent, the Administrative Agent (or any such sub-agent) or an Issuing Lender in its capacity as such, or against any Related Party of any of the foregoing acting for the Administrative Agent (or any such sub-agent) or Issuing Lender in
connection with such capacity. 
 11.3.4 Waiver of Consequential Damages, Etc. To the fullest extent permitted by applicable Law, the
Borrower shall not assert, and hereby waives, any claim against any Indemnitee, on any theory of liability, for special, indirect, consequential or punitive damages (as opposed to direct or actual damages) arising out of, in connection with, or as a
result of, this Agreement, any other Loan Document or any agreement or instrument contemplated hereby, the transactions contemplated hereby or thereby, any Loan or Letter of Credit or the use of the proceeds thereof. No Indemnitee referred to in
Section 11.3.2 [Indemnification by Borrower] shall be liable for any damages arising from the use by unintended recipients of any information or other materials distributed by it through telecommunications, electronic or other information
transmission systems in connection with this Agreement or the other Loan Documents or the transactions contemplated hereby or thereby. 

11.3.5 Payments. All amounts due under this Section shall be payable not later than ten (10) days after demand therefor. 

11.4 Holidays. Whenever payment of a Loan to be made or taken hereunder shall be due on a day which is not a Business Day such payment shall be due on
the next Business Day (except as 

  
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provided in Section 4.2 [Interest Periods]) and such extension of time shall be included in computing interest and fees, except that the Loans shall be due on the Business Day preceding the
Expiration Date if the Expiration Date is not a Business Day. Whenever any payment or action to be made or taken hereunder (other than payment of the Loans) shall be stated to be due on a day which is not a Business Day, such payment or action shall
be made or taken on the next following Business Day, and such extension of time shall not be included in computing interest or fees, if any, in connection with such payment or action. 

11.5 Notices; Effectiveness; Electronic Communication. 

11.5.1 Notices Generally. Except in the case of notices and other communications expressly permitted to be given by telephone (and
except as provided in Section 11.5.2 [Electronic Communications]), all notices and other communications provided for herein shall be in writing and shall be delivered by hand or overnight courier service, mailed by certified or registered mail
or sent by telecopier (i) if to a Lender, to it at its address set forth in its administrative questionnaire, or (ii) if to any other Person, to it at its address set forth on Schedule 1.1(B), or (iii) with respect to the
Collateral Agent prior to the 2009 Senior Note Redemption, at the address of the Collateral Trustee set forth in the Collateral Trust Agreement. 

Notices sent by hand or overnight courier service, or mailed by certified or registered mail, shall be deemed to have been given when
received; notices sent by telecopier shall be deemed to have been given when sent (except that, if not given during normal business hours for the recipient, shall be deemed to have been given at the opening of business on the next Business Day for
the recipient). Notices delivered through electronic communications to the extent provided in Section 11.5.2 [Electronic Communications], shall be effective as provided in such Section. 

11.5.2 Electronic Communications. Notices and other communications to the Lenders and the Issuing Lenders hereunder may be delivered or
furnished by electronic communication (including e mail and Internet or intranet websites) pursuant to procedures approved by the Administrative Agent or Collateral Agent, as applicable; provided that the foregoing shall not apply to notices
to any Lender or any Issuing Lender if such Lender or such Issuing Lender, as applicable, has notified the Administrative Agent that it is incapable of receiving notices under such Article by electronic communication. The Administrative Agent,
Collateral Agent or the Borrower may, in its discretion, agree to accept notices and other communications to it hereunder by electronic communications pursuant to procedures approved by it; provided that approval of such procedures may be
limited to particular notices or communications. Unless the Administrative Agent and/or Collateral Agent otherwise prescribes, (i) notices and other communications sent to an e-mail address shall be deemed received upon the sender’s
receipt of an acknowledgement from the intended recipient (such as by the “return receipt requested” function, as available, return e-mail or other written acknowledgement); provided that if such notice or other communication is not
sent during the normal business hours of the recipient, such notice or communication shall be deemed to have been sent at the opening of business on the next Business Day for the recipient, and (ii) notices or communications posted to an
Internet or intranet website shall be deemed received upon the deemed receipt by the intended recipient at its e-mail address as described in the foregoing clause (i) of notification that such notice or communication is available and
identifying the website address therefor. 
 11.5.3 Change of Address, Etc. Any party hereto may change its address, e mail address
or telecopier number for notices and other communications hereunder by notice to the other parties hereto. 

  
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 11.6 Severability. The provisions of this Agreement are intended to be severable. If any provision of this
Agreement shall be held invalid or unenforceable in whole or in part in any jurisdiction, such provision shall, as to such jurisdiction, be ineffective to the extent of such invalidity or unenforceability without in any manner affecting the validity
or enforceability thereof in any other jurisdiction or the remaining provisions hereof in any jurisdiction. 
 11.7 Duration; Survival. All
representations and warranties of the Loan Parties contained herein or made in connection herewith shall survive the execution and delivery of this Agreement, the completion of the transactions hereunder and Payment In Full. All covenants and
agreements of the Borrower contained herein relating to the payment of principal, interest, premiums, additional compensation or expenses and indemnification, including those set forth in the Notes, Section 5 [Payments] and Section 11.3
[Expenses; Indemnity; Damage Waiver], shall survive Payment In Full. All other covenants and agreements of the Loan Parties shall continue in full force and effect from and after the date hereof and until Payment In Full. 

11.8 Successors and Assigns. 
 11.8.1
Successors and Assigns Generally. The provisions of this Agreement shall be binding upon, and inure to the benefit of, the parties hereto and their respective successors and assigns permitted hereby, except that neither the Borrower nor any
other Loan Party may assign or otherwise transfer any of its rights or obligations hereunder without the prior written consent of the Administrative Agent, Collateral Agent and each Lender and no Lender may assign or otherwise transfer any of its
rights or obligations hereunder except (i) to an assignee in accordance with the provisions of Section 11.8.2 [Assignments by Lenders], (ii) by way of participation in accordance with the provisions of Section 11.8.4
[Participations], or (iii) by way of pledge or assignment of a security interest subject to the restrictions of Section 11.8.5 [Certain Pledges; Successors and Assigns Generally] (and any other attempted assignment or transfer by any party
hereto shall be null and void). Nothing in this Agreement, expressed or implied, shall be construed to confer upon any Person (other than the parties hereto, their respective successors and assigns permitted hereby, Participants to the extent
provided in Section 11.8.4 [Participations] and, to the extent expressly contemplated hereby, the Related Parties of each of the Administrative Agent and the Lenders) any legal or equitable right, remedy or claim under or by reason of this
Agreement. 
 11.8.2 Assignments by Lenders. Any Lender may at any time assign to one or more assignees all or a portion of its
rights and obligations under this Agreement (including all or a portion of its Commitment and the Loans at the time owing to it); provided that any such assignment shall be subject to the following conditions: 

(i) Minimum Amounts. 

(a) in the case of an assignment of the entire remaining amount of the assigning Lender’s Commitment and the Loans at the time owing to
it or in the case of an assignment to a Lender, an Affiliate of a Lender or an Approved Fund, no minimum amount need be assigned; and 

  
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 (b) in any case not described in clause (i)(a) of this Section 11.8.2, the aggregate
amount of the Commitment (which for this purpose includes Loans outstanding thereunder) or, if the applicable Commitment is not then in effect, the principal outstanding balance of the Loans of the assigning Lender subject to each such assignment
(determined as of the date the Assignment and Assumption Agreement with respect to such assignment is delivered to the Administrative Agent or, if “Trade Date” is specified in the Assignment and Assumption Agreement, as of the Trade Date)
shall not be less than $5,000,000, in the case of any assignment in respect of the Revolving Credit Commitment of the assigning Lender, or $1,000,000, in the case of the Term Loan of such assigning Lender, unless each of the Administrative Agent
and, so long as no Event of Default has occurred and is continuing, the Borrower otherwise consents (each such consent not to be unreasonably withheld or delayed). 

(ii) Proportionate Amounts. Each partial assignment shall be made as an assignment of a proportionate part of all the assigning
Lender’s rights and obligations under this Agreement with respect to the Loan or the Commitment assigned. 
 (iii) Required
Consents. No consent shall be required for any assignment except for the consent of the Administrative Agent (which shall not be unreasonably withheld or delayed) and: 

(a) the consent of the Borrower (such consent not to be unreasonably withheld or delayed) shall be required unless (x) an Event of
Default has occurred and is continuing at the time of such assignment or (y) such assignment is to a Lender, an Affiliate of a Lender or an Approved Fund; provided that the Borrower shall be deemed to have consented to any such assignment
unless it shall object thereto by written notice to the Administrative Agent within five (5) Business Days after having received notice thereof; and 

(b) the consent of the Issuing Lenders (such consent not to be unreasonably withheld or delayed) shall be required for any assignment that
increases the obligation of the assignee to participate in exposure under one or more Letters of Credit (whether or not then outstanding). 

(iv) Assignment and Assumption Agreement. The parties to each assignment shall execute and deliver to the Administrative Agent an
Assignment and Assumption Agreement, together with a processing and recordation fee of $3,500, and the assignee, if it is not a Lender, shall deliver to the Administrative Agent an administrative questionnaire provided by the Administrative Agent.

 (v) No Assignment to Borrower. No such assignment shall be made to the Borrower or any of the Borrower’s Affiliates or
Subsidiaries. 
 (vi) No Assignment to Natural Persons. No such assignment shall be made to a natural person. 

  
 129 

 Subject to acceptance and recording thereof by the Administrative Agent pursuant to Section 11.8.3
[Register], from and after the effective date specified in each Assignment and Assumption Agreement, the assignee thereunder shall be a party to this Agreement and, to the extent of the interest assigned by such Assignment and Assumption Agreement,
have the rights and obligations of a Lender under this Agreement, and the assigning Lender thereunder shall, to the extent of the interest assigned by such Assignment and Assumption Agreement, be released from its obligations under this Agreement
(and, in the case of an Assignment and Assumption Agreement covering all of the assigning Lender’s rights and obligations under this Agreement, such Lender shall cease to be a party hereto) but shall continue to be entitled to the benefits of
Sections 4.4 [Euro-Rate Unascertainable; Etc.], 5.8 [Increased Costs], and 11.3 [Expenses, Indemnity; Damage Waiver] with respect to facts and circumstances occurring prior to the effective date of such assignment. Any assignment or transfer by
a Lender of rights or obligations under this Agreement that does not comply with this Section 11.8.2 shall be treated for purposes of this Agreement as a sale by such Lender of a participation in such rights and obligations in accordance with
Section 11.8.4 [Participations]. 
 11.8.3 Register. The Administrative Agent, acting solely for this purpose as an agent of the
Borrower, shall maintain a record of the names and addresses of the Lenders, and the Commitments of, and principal amounts of the Loans owing to, each Lender pursuant to the terms hereof from time to time. Such register shall be conclusive, and the
Borrower, the Administrative Agent and the Lenders may treat each Person whose name is in such register pursuant to the terms hereof as a Lender hereunder for all purposes of this Agreement, notwithstanding notice to the contrary. Such register
shall be available for inspection by the Borrower and any Lender, at any reasonable time and from time to time upon reasonable prior notice. 

11.8.4 Participations. Any Lender may at any time, without the consent of, or notice to, the Borrower or the Administrative Agent, sell
participations to any Person (other than a natural person or the Borrower or any of the Borrower’s Affiliates or Subsidiaries) (each, a “Participant”) in all or a portion of such Lender’s rights and/or obligations under
this Agreement (including all or a portion of its Commitment and/or the Loans owing to it); provided that (i) such Lender’s obligations under this Agreement shall remain unchanged, (ii) such Lender shall remain solely
responsible to the other parties hereto for the performance of such obligations and (iii) the Borrower, the Administrative Agent, the Lenders, and the Issuing Lenders shall continue to deal solely and directly with such Lender in connection
with such Lender’s rights and obligations under this Agreement. 
 Any agreement or instrument pursuant to which a Lender sells such a
participation shall provide that such Lender shall retain the sole right to enforce this Agreement and to approve any amendment, modification or waiver of any provision of this Agreement; provided that such agreement or instrument may provide
that such Lender will not, without the consent of the Participant, agree (other than as is already provided for herein) to any amendment, modification or waiver with respect to Sections 11.1.1 [Increase of Commitment], 11.1.2 [Extension of
Payment, Etc.], or 11.1.3 [Release of Collateral or Guarantor] that affects such Participant. The Borrower agrees that each Participant shall be entitled to the benefits of Sections 4.4 [Euro-Rate Unascertainable, Etc.], 5.8 [Increased Costs],
5.10 [Indemnity] and 5.9 [Taxes] (subject to the requirements and limitations therein, including the requirements under 

  
 130 

 
Section 5.9.7 [Status of Lenders] (it being understood that the documentation required under Section 5.9.7 [Status of Lenders] shall be delivered to the participating Lender)) to the
same extent as if it were a Lender and had acquired its interest by assignment pursuant to Section 11.8.2 [Assignments by Lenders]; provided that such Participant (A) agrees to be subject to the provisions of Section 5.6.2
[Replacement of a Lender] and Section 5.6.3 [Designation of a Different Lending Office] as if it were an assignee under Section 11.8.2 [Assignments by Lenders]; and (B) shall not be entitled to receive any greater payment under
Sections 5.8 [Increased Costs] or 5.9 [Taxes], with respect to any participation, than its participating Lender would have been entitled to receive, except to the extent such entitlement to receive a greater payment results from a Change in Law
that occurs after the Participant acquired the applicable participation. Each Lender that sells a participation agrees, at the Borrower’s request and expense, to use reasonable efforts to cooperate with the Borrower to effectuate the provisions
of Section 5.6.2 [Replacement of a Lender] and Section 5.6.3 [Designation of Different Lending Office] with respect to any Participant. To the extent permitted by law, each Participant also shall be entitled to the benefits of
Section 9.2.3 [Set-off] as though it were a Lender; provided that such Participant agrees to be subject to Section 5.3 [Sharing of Payments by Lenders] as though it were a Lender. Each Lender that sells a participation shall, acting
solely for this purpose as a non-fiduciary agent of the Borrower, maintain a register on which it enters the name and address of each Participant and the principal amounts (and stated interest) of each Participant’s interest in the Loans or
other obligations under the Loan Documents (the “Participant Register”); provided that no Lender shall have any obligation to disclose all or any portion of the Participant Register (including the identity of any Participant
or any information relating to a Participant’s interest in any commitments, loans, letters of credit or its other obligations under any Loan Document) to any Person except to the extent that such disclosure is necessary to establish that such
commitment, loan, letter of credit or other obligation is in registered form under Section 5f.103-1(c) of the United States Treasury Regulations. The entries in the Participant Register shall be conclusive absent manifest error, and such Lender
shall treat each Person whose name is recorded in the Participant Register as the owner of such participation for all purposes of this Agreement notwithstanding any notice to the contrary. For the avoidance of doubt, the Administrative Agent (in its
capacity as Administrative Agent) shall have no responsibility for maintaining a Participant Register. 
 11.8.5 Certain Pledges;
Successors and Assigns Generally. Any Lender may at any time pledge or assign a security interest in all or any portion of its rights under this Agreement to secure obligations of such Lender, including any pledge or assignment to secure
obligations to a Federal Reserve Bank; provided that no such pledge or assignment shall release such Lender from any of its obligations hereunder or substitute any such pledgee or assignee for such Lender as a party hereto. 

11.9 Confidentiality. 
 11.9.1
General. Each of the Administrative Agent, the Lenders and the Issuing Lenders agrees to maintain the confidentiality of the Information, except that Information may be disclosed (i) to its Affiliates and to its and its Affiliates’
respective partners, directors, officers, employees, agents, advisors and other representatives (it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to
keep such Information confidential), (ii) to the extent requested by any 

  
 131 

 
regulatory authority purporting to have jurisdiction over it (including any self-regulatory authority, such as the National Association of Insurance Commissioners), (iii) to the extent
required by applicable Laws or regulations or by any subpoena or similar legal process, (iv) to any other party hereto, (v) in connection with the exercise of any remedies hereunder or under any other Loan Document or any action or
proceeding relating to this Agreement or any other Loan Document or the enforcement of rights hereunder or thereunder, (vi) subject to an agreement containing provisions substantially the same as those of this Section, to (A) any assignee
of or Participant in, or any prospective assignee of or Participant in, any of its rights or obligations under this Agreement or (B) any actual or prospective counterparty (or its advisors) to any swap or derivative transaction relating to the
Borrower and its obligations, (vii) with the consent of the Borrower or (viii) to the extent such Information (Y) becomes publicly available other than as a result of a breach of this Section or (Z) becomes available to the
Administrative Agent, any Lender, any Issuing Lender or any of their respective Affiliates on a nonconfidential basis from a source other than the Borrower or the other Loan Parties. Any Person required to maintain the confidentiality of Information
as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the same degree of care to maintain the confidentiality of such Information as such Person would accord to its own
confidential information. 
 11.9.2 Sharing Information With Affiliates of the Lenders. Each Loan Party acknowledges that from time
to time financial advisory, investment banking and other services may be offered or provided to the Borrower or one or more of its Affiliates (in connection with this Agreement or otherwise) by any Lender or by one or more Subsidiaries or Affiliates
of such Lender and each of the Loan Parties hereby authorizes each Lender to share any information delivered to such Lender by such Loan Party and its Subsidiaries pursuant to this Agreement to any such Subsidiary or Affiliate subject to the
provisions of Section 11.9.1 [General]. 
 11.10 Counterparts; Integration; Effectiveness. 

11.10.1 Counterparts; Integration; Effectiveness. This Agreement may be executed in counterparts (and by different parties hereto in
different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Agreement and the other Loan Documents, and any separate letter agreements with respect to fees
payable to the Administrative Agent, constitute the entire contract among the parties relating to the subject matter hereof and supersede any and all previous agreements and understandings, oral or written, relating to the subject matter hereof
including any prior confidentiality agreements and commitments. Except as provided in Section 7 [Conditions Of Lending And Issuance Of Letters Of Credit], this Agreement shall become effective when it shall have been executed by the
Administrative Agent and when the Administrative Agent shall have received counterparts hereof that, when taken together, bear the signatures of each of the other parties hereto. Delivery of an executed counterpart of a signature page of this
Agreement by telecopy or e mail shall be effective as delivery of a manually executed counterpart of this Agreement. 

  
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 11.11 CHOICE OF LAW; SUBMISSION TO JURISDICTION; WAIVER OF VENUE; SERVICE OF PROCESS; WAIVER OF JURY
TRIAL. 
 11.11.1 Governing Law. This Agreement shall be deemed to be a contract under the Laws of the State of New York without
regard to its conflict of laws principles. Each standby Letter of Credit issued under this Agreement shall be subject either to the rules of the Uniform Customs and Practice for Documentary Credits, as most recently published by the International
Chamber of Commerce (the “ICC”) at the time of issuance (“UCP”) or the rules of the International Standby Practices (ICC Publication Number 590) (“ISP98”), as determined by the Issuing Lenders, and
each trade Letter of Credit shall be subject to UCP, and in each case to the extent not inconsistent therewith, the Laws of the State of New York without regard to its conflict of laws principles. 

11.11.2 SUBMISSION TO JURISDICTION. THE BORROWER AND EACH OTHER LOAN PARTY IRREVOCABLY AND UNCONDITIONALLY SUBMITS, FOR ITSELF AND ITS
PROPERTY, TO THE NONEXCLUSIVE JURISDICTION OF THE COURTS OF THE STATE OF NEW YORK SITTING IN NEW YORK COUNTY AND OF THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK AND ANY APPELLATE COURT FROM ANY THEREOF, IN ANY ACTION OR
PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT, OR FOR RECOGNITION OR ENFORCEMENT OF ANY JUDGMENT, AND EACH OF THE PARTIES HERETO IRREVOCABLY AND UNCONDITIONALLY AGREES THAT ALL CLAIMS IN RESPECT OF ANY SUCH
ACTION OR PROCEEDING MAY BE HEARD AND DETERMINED IN SUCH NEW YORK STATE COURT OR, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, IN SUCH FEDERAL COURT. EACH OF THE PARTIES HERETO AGREES THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR PROCEEDING
SHALL BE CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS BY SUIT ON THE JUDGMENT OR IN ANY OTHER MANNER PROVIDED BY LAW. NOTHING IN THIS AGREEMENT OR IN ANY OTHER LOAN DOCUMENT SHALL AFFECT ANY RIGHT THAT THE ADMINISTRATIVE AGENT, ANY LENDER
OR ANY ISSUING LENDER MAY OTHERWISE HAVE TO BRING ANY ACTION OR PROCEEDING RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT AGAINST THE BORROWER OR ANY OTHER LOAN PARTY OR ITS PROPERTIES IN THE COURTS OF ANY JURISDICTION. 

11.11.3 WAIVER OF VENUE. THE BORROWER AND EACH OTHER LOAN PARTY IRREVOCABLY AND UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT PERMITTED
BY APPLICABLE LAW, ANY OBJECTION THAT IT MAY NOW OR HEREAFTER HAVE TO THE LAYING OF VENUE OF ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT IN ANY COURT REFERRED TO IN THIS SECTION 11.11. EACH
OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, THE DEFENSE OF AN INCONVENIENT FORUM TO THE MAINTENANCE OF SUCH ACTION OR PROCEEDING IN ANY SUCH COURT AND AGREES NOT ASSERT ANY SUCH DEFENSE. 

  
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 11.11.4 SERVICE OF PROCESS. EACH PARTY HERETO IRREVOCABLY CONSENTS TO SERVICE OF PROCESS
IN THE MANNER PROVIDED FOR NOTICES IN SECTION 11.5 [NOTICES; EFFECTIVENESS; ELECTRONIC COMMUNICATION]. NOTHING IN THIS AGREEMENT WILL AFFECT THE RIGHT OF ANY PARTY HERETO TO SERVE PROCESS IN ANY OTHER MANNER PERMITTED BY APPLICABLE LAW. 

11.11.5 WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT
IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER
THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, ADMINISTRATIVE AGENT OR ATTORNEY OF ANY OTHER PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PERSON WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE
FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT AND THE OTHER LOAN DOCUMENTS BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION. 

11.12 USA Patriot Act Notice. Each Lender that is subject to the USA Patriot Act and the Administrative Agent (for itself and not on behalf of any
Lender) hereby notifies Loan Parties that pursuant to the requirements of the USA Patriot Act, it is required to obtain, verify and record information that identifies the Loan Parties, which information includes the name and address of Loan Parties
and other information that will allow such Lender or Administrative Agent, as applicable, to identify the Loan Parties in accordance with the USA Patriot Act. 

11.13 Joinder of Guarantors. Any Subsidiary of the Borrower which is required to join this Agreement as a Guarantor pursuant to Section 8.2.9
[Subsidiaries, Partnerships and Joint Ventures] shall execute and deliver to the Administrative Agent (i) a Guarantor Joinder in substantially the form attached hereto as Exhibit 1.1(G)(1) pursuant to which it shall join as a
Guarantor each of the documents to which the Guarantors are parties; (ii) documents in the forms described in Section 7.1 [First Loans] modified as appropriate to relate to such Subsidiary; and (iii) documents necessary to grant and
perfect Prior Security Interests to the Collateral Agent for the benefit of the Lenders in all Collateral held by such Subsidiary. Unless required to be delivered sooner pursuant to the provisions hereof, the Loan Parties shall deliver such
Guarantor Joinder and related documents to the Administrative Agent within five (5) Business Days after the date of the filing of such Subsidiary’s articles of incorporation or constitution if the Subsidiary is a corporation, the date of
the filing of its certificate of limited partnership if it is a limited partnership or the date of its organization if it is an entity other than a limited partnership or corporation. 

11.14 Funding by Branch, Subsidiary or Affiliate. 

11.14.1 Notional Funding. Each Lender shall have the right from time to time, without notice to the Borrower, to deem any branch,
Subsidiary or Affiliate (which for the 

  
 134 

 
purposes of this Section 11.14 shall mean any corporation or association which is directly or indirectly controlled by or is under direct or indirect common control with any corporation or
association which directly or indirectly controls such Lender) of such Lender to have made, maintained or funded any Loan to which the Euro-Rate Option applies at any time, provided that immediately following (on the assumption that a payment were
then due from the Borrower to such other office), and as a result of such change, the Borrower would not be under any greater financial obligation pursuant to Section 2.12.4(ii) [Additional Compensation in Certain Circumstances] than it would
have been in the absence of such change. Notional funding offices may be selected by each Lender without regard to such Lender’s actual methods of making, maintaining or funding the Loans or any sources of funding actually used by or available
to such Lender. 
 11.14.2 Actual Funding. Each Lender shall have the right from time to time to make or maintain any Loan by
arranging for a branch, Subsidiary or Affiliate of such Lender to make or maintain such Loan subject to the last sentence of this Section 11.14.2. If any Lender causes a branch, Subsidiary or Affiliate to make or maintain any part of the Loans
hereunder, all terms and conditions of this Agreement shall, except where the context clearly requires otherwise, be applicable to such part of the Loans to the same extent as if such Loans were made or maintained by such Lender, but in no event
shall any Lender’s use of such a branch, Subsidiary or Affiliate to make or maintain any part of the Loans hereunder cause such Lender or such branch, Subsidiary or Affiliate to incur any cost or expenses payable by the Borrower hereunder or
require the Borrower to pay any other compensation to any Lender (including any expenses incurred or payable pursuant to Section 2.12.4(ii) [Additional Compensation in Certain Circumstances]) which would otherwise not be incurred. 

11.14.3 Collateral Trust Agreement. Each Lender hereby authorizes the Administrative Agent and Collateral Agent on behalf of such
Lender to execute the Collateral Trust Agreement. Each Lender by execution of this Agreement expressly agrees to the provisions of, and to be bound by the terms and provisions of, the Collateral Trust Agreement. 

11.14.4 Right to Realize on Collateral and Enforce Guaranty. Anything contained in any of the Loan Documents to the contrary
notwithstanding, the Borrower, the Administrative Agent, the Collateral Agent and each Lender and each Issuing Lender hereby agree that no Lender shall have any right individually to realize upon any of the Collateral or to enforce the Guaranty, it
being understood and agreed that all powers, rights and remedies hereunder may be exercised solely by the Administrative Agent on behalf of Lenders in accordance with the terms hereof and all powers, rights and remedies under Collateral Documents
may be exercised solely by Collateral Agent. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGES FOLLOW] 

  
 135 

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 IN WITNESS WHEREOF, the parties hereto, by their officers thereunto duly authorized, have
executed this Agreement as of the day and year first above written. 
  

			
	BORROWER:
	
	KOPPERS INC.
		
	By:	 	 /s/ Louann E. Tronsberg-Deihle

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	GUARANTORS:
	
	KOPPERS HOLDINGS INC.
	KOPPERS DELAWARE, INC.
	KOPPERS ASIA LLC
	KOPPERS CONCRETE PRODUCTS, INC.
	CONCRETE PARTNERS, INC.
		
	By:	 	 /s/ Louann E. Tronsberg-Deihle

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	 /s/ Louann E. Tronsberg-Deihle

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President
	
	KOPPERS VENTURES LLC
		
	By:	 	 /s/ Louann E. Tronsberg-Deihle

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	ADMINISTRATIVE AGENT AND LENDERS:
	
	PNC BANK, NATIONAL ASSOCIATION,
	as a Lender and as Administrative Agent
		
	By:	 	 /s/ Tracy J. DeCock

	Name:	 	Tracy J. DeCock
	Title:	 	Senior Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	WELLS FARGO BANK, NATIONAL ASSOCIATION,
	as a Lender and as Co-Syndication Agent
		
	By:	 	 /s/ J. Barrett Donovan

	Name:	 	J. Barrett Donovan
	Title:	 	Senior Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	BANK OF AMERICA, N.A.,
	as a Lender and as Co-Syndication Agent
		
	By:	 	 /s/ Joseph E. Flynn

	Name:	 	Joseph E. Flynn
	Title:	 	Senior Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	CITIZENS BANK OF PENNSYLVANIA,
	as a Lender and as Co-Syndication Agent
		
	By:	 	 /s/ Philip R. Medsger

	Name:	 	Philip R. Medsger
	Title:	 	Senior Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	FIFTH THIRD BANK,
	as a Lender and as Co-Documentation Agent
		
	By:	 	 /s/ Michael S. Barnett

	Name:	 	Michael S. Barnett
	Title:	 	Managing Director

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	DEUTSCHE BANK AG NEW YORK BRANCH,
	as a Lender
		
	By:	 	 /s/ Marcus M. Tarkington

	Name:	 	Marcus M. Tarkington
	Title:	 	Director
	
	DEUTSCHE BANK AG NEW YORK BRANCH,
	as a Lender
		
	By:	 	 /s/ Michael Shannon

	Name:	 	Michael Shannon
	Title:	 	Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	BARCLAYS BANK PLC,
	as a Lender
		
	By:	 	 /s/ Ann E. Sutton

	Name:	 	Ann E. Sutton
	Title:	 	Director

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.,
	as a Lender
		
	By:	 	 /s/ Mustafa Khan

	Name:	 	Mustafa Khan
	Title:	 	Director

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	BMO HARRIS BANK N.A.,
	as a Lender
		
	By:	 	 /s/ Edward McGuire

	Name:	 	Edward McGuire
	Title:	 	Managing Director

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	FIRST NIAGARA BANK, N. A.,
	as a Lender
		
	By:	 	 /s/ Brad Johnston

	Name:	 	Brad Johnston
	Title:	 	Assistant Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	FIRST NATIONAL BANK OF PENNSYLVANIA,
	as a Lender
		
	By:	 	 /s/ Dennis F. Lennon

	Name:	 	Dennis F. Lennon
	Title:	 	Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	THE HUNTINGTON NATIONAL BANK,
	as a Lender
		
	By:	 	 /s/ Michael Kiss

	Name:	 	Michael Kiss
	Title:	 	Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	FIRST COMMONWEALTH BANK,
	as a Lender
		
	By:	 	 /s/ Joseph P. Hynds

	Name:	 	Joseph P. Hynds
	Title:	 	Senior Vice President

 [SIGNATURE PAGE TO CREDIT AGREEMENT] 

 

 
			
	TRISTATE CAPITAL BANK,
	as a Lender
		
	By:	 	 /s/ Paul J. Oris

	Name:	 	Paul J. Oris
	Title:	 	Senior Vice President

 SCHEDULE 1.1(A) 

PRICING GRID— 

VARIABLE PRICING AND LETTER OF CREDIT 

FEES BASED ON TOTAL SECURED LEVERAGE RATIO 
  

																			
	 Level
	  	 Total Secured Leverage Ratio
	  	Commitment
Fee	 	 	Letter of
Credit Fee	 	 	Base Rate
Spread	 	 	Euro-Rate
Spread	 
	I	  	Greater than or equal to 3.00 to 1.00	  	 	0.375	% 	 	 	3.25	% 	 	 	2.25	% 	 	 	3.25	% 
	II	  	Less than 3.00 to 1.00 but greater than or equal to 2.50 to 1.00	  	 	0.375	% 	 	 	3.00	% 	 	 	2.00	% 	 	 	3.00	% 
	III	  	Less than 2.50 to 1.00 but greater than or equal to 2.00 to 1.00	  	 	0.250	% 	 	 	2.75	% 	 	 	1.75	% 	 	 	2.75	% 
	IV	  	Less than 2.00 to 1.00 but greater than or equal to 1.50 to 1.00	  	 	0.250	% 	 	 	2.50	% 	 	 	1.50	% 	 	 	2.50	% 
	V	  	Less than 1.50 to 1.00	  	 	0.200	% 	 	 	2.25	% 	 	 	1.25	% 	 	 	2.25	% 

 For purposes of determining the Applicable Margin, the Applicable Commitment Fee Rate and the Applicable
Letter of Credit Fee Rate: 
 (a) The Applicable Margin, the Applicable Commitment Fee Rate and the Applicable Letter of Credit Fee Rate
shall be determined on the Closing Date based on the Total Secured Leverage Ratio computed on such date (after giving effect to the Osmose Transactions) pursuant to a Compliance Certificate to be delivered on the Closing Date. 

(b) The Applicable Margin, the Applicable Commitment Fee Rate and the Applicable Letter of Credit Fee Rate shall be recomputed as of
(i) the end of each fiscal quarter ending after the Closing Date and (ii) if Holdings elects to do so, the date of the consummation of the Qualified Note Issuance, based on the Total Secured Leverage Ratio as of such quarter end or date of
consummation, as the case may be. Any increase or decrease in the Applicable Margin, Applicable Commitment Fee Rate or the Applicable Letter of Credit Fee Rate computed as of (i) a quarter end shall be effective on the date on which the
Compliance Certificate evidencing such computation is due to be delivered under Section 8.3.3 [Certificate of Borrower] and (ii) the date of the consummation of the Qualified Note Issuance shall be effective on the date on which the
Compliance Certificate evidencing such computation is delivered to the Administrative 

 
Agent, except that any changes in pricing levels relating to outstanding Borrowing Tranches of Optional Currency Loans shall be effective upon the expiration of the current Interest Period with
respect to such Borrowing Tranches. If a Compliance Certificate is not delivered when due in accordance with such Section 8.3.3, then the rates in Level I shall apply as of the first Business Day after the date on which such Compliance
Certificate was required to have been delivered and shall remain in effect until the date on which such Compliance Certificate is delivered. 

(c) If, as a result of any restatement of or other adjustment to the financial statements of the Borrower or for any other reason, the
Borrower or the Lenders determine that (i) the Total Secured Leverage Ratio as calculated by the Borrower as of any applicable date was inaccurate and (ii) a proper calculation of the Total Secured Leverage Ratio would have resulted in
higher pricing for such period, the Borrower shall immediately and retroactively be obligated to pay to the Administrative Agent for the account of the applicable Lenders, promptly on demand by the Administrative Agent (or, after the occurrence of
an actual or deemed entry of an order for relief with respect to the Borrower under the Bankruptcy Code of the United States, automatically and without further action by the Administrative Agent, any Lender or any Issuing Lender), an amount equal to
the excess of the amount of interest and fees that should have been paid for such period over the amount of interest and fees actually paid for such period. This paragraph shall not limit the rights of the Administrative Agent, any Lender or any
Issuing Lender, as the case may be, under Section 2.9 [Letter of Credit Subfacility] or Section 4.3 [Interest After Default] or Section 9 [Default]. The Borrower’s obligations under this paragraph shall survive the termination of
the Commitments and the repayment of all other Obligations hereunder. 

 SCHEDULE 1.1(B) 

COMMITMENTS OF LENDERS AND ADDRESSES FOR NOTICES 

Part 1 - Commitments of Lenders and Addresses for Notices to Lenders 
  

																			
	 Lender
	  	Amount of
Commitment
for Revolving
Credit Loans	 	  	Amount of
Commitment
for Term Loans	 	  	Commitment	 	  	Ratable Share	 
						
	 Name:
	  	PNC Bank, National Association	  	$	62,500,000	  	  	$	37,500,000	  	  	$	100,000,000	  	  	 	12.500000000	% 
	 Address:
	  	 Three PNC Plaza
 225 Fifth Avenue

Pittsburgh, Pennsylvania 15222
	  				  				  				  			
	 Attention:
	  	Tracy J. DeCock, Senior Vice President	  				  				  				  			
	 Email:
	  	tracy.decock@pnc.com	  				  				  				  			
	 Telephone:

Telecopy:
	  	 412-762-9999
 412-762-4718
	  				  				  				  			
	  
 with a copy to:

 
	  				  				  				  			
	 Name:
	  	PNC Agency Services	  				  				  				  			
	 Address:
	  	 PNC Bank, National Association
 PNC Firstside
Center
 500 First Avenue
 Pittsburgh, Pennsylvania
15219
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Trina Barkley

trina.barkley@pnc.com
 412-768-0423

412-762-8672
	  				  				  				  			
						
	 Name:
	  	Wells Fargo Bank, National Association	  	$	51,562,500	  	  	$	30,937,500	  	  	$	82,500,000	  	  	 	10.312500000	% 
	 Address:
	  	 Four Gateway Center
 444 Liberty Avenue,
Suite 1400
 Pittsburgh, PA 15222
	  				  				  				  			
	 Attention:

Email:

Telephone:
	  	 J. Barrett Donovan

Barrett.Donovan@wellsfargo.com
 (412) 454-4603
	  				  				  				  			
	 Telecopy:
	  		  				  				  				  			
						
	 Name:
	  	Bank of America, N.A.	  	$	51,562,500	  	  	$	30,937,500	  	  	$	82,500,000	  	  	 	10.312500000	% 
	 Address:
	  	 1600 JFK Blvd., Suite 1100
 Philadelphia, PA
19103
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Joseph E. Flynn

joseph.flynn@baml.com
 (267) 675-0214

(212) 909-8551
	  				  				  				  			

																			
	 Lender
	  	Amount of
Commitment
for Revolving
Credit Loans	 	  	Amount of
Commitment
for Term Loans	 	  	Commitment	 	  	Ratable Share	 
						
	 Name:
	  	Citizens Bank of Pennsylvania	  	$	51,562,500	  	  	$	30,937,500	  	  	$	82,500,000	  	  	 	10.312500000	% 
	 Address:
	  	 525 William Penn Place, PW 2625
 Pittsburgh,
PA 15219
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Philip R. Medsger

philip.r.medsger@rbscitizens.com
 (412) 867-2384

(412) 867-2223
	  				  				  				  			
						
	 Name:
	  	Fifth Third Bank	  	$	51,562,500	  	  	$	30,937,500	  	  	$	82,500,000	  	  	 	10.312500000	% 
	 Address:
	  	 38 Fountain Square Plaza
 MD: 109058

Cincinnati, OH 45263
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Rachel Bonomo

Rachel.Bonomo@53.com
 (513) 534-6169

(513) 534-6523
	  				  				  				  			
						
	 Name:
	  	Deutsche Bank AG New York Branch	  	$	51,562,500	  	  	$	30,937,500	  	  	$	82,500,000	  	  	 	10.312500000	% 
	 Address:
	  	 60 Wall Street
 New York, NY
10005-2836
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Marcus Tarkington

marcus.tarkington@db.com
 (212) 250-6153

(212)553-3080
	  				  				  				  			
						
	 Name:
	  	Barclays Bank PLC	  	$	51,562,500	  	  	$	30,937,500	  	  	$	82,500,000	  	  	 	10.312500000	% 
	 Address:
	  	 745 Seventh Avenue, 27th Floor

New York, NY 10019
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 May Huang
 May.Huang@Barclays.com

(212) 526-0787
 (212) 526-5115
	  				  				  				  			
	  
 with a copy to:

 
	  				  				  				  			
	 Name:
	  	US Loan Operations	  				  				  				  			
	 Address:
	  	 Barclays Bank PLC
 200 Park Avenue

New York, NY 10166
	  				  				  				  			
	 Attention:

Email:
	  	 Tunde Malomo

19725355728@tls.ldsprod.com

tunde.malomo@barclays.com
	  				  				  				  			
	 Telephone:

Telecopy:
	  	 (212) 320-7520
 (972) 535-5728
	  				  				  				  			

																			
						
	 Name:
	  	The Bank of Tokyo-Mitsubishi UFJ, LTD.	  	$	31,250,000	  	  	$	18,750,000	  	  	$	50,000,000	  	  	 	6.250000000	% 
	 Address:
	  	 1251 Avenue of the Americas
 New York, NY
10020-1104
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Mustafa Khan
 mukhan@us.mufg.jp

(212) 782-4458
	  				  				  				  			
						
	 Name:
	  	BMO Harris Bank N.A.	  	$	21,875,000	  	  	$	13,125,000	  	  	$	35,000,000	  	  	 	4.375000000	% 
	 Address:
	  	 111 West Monroe Street
 Chicago, IL
60603
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Edward McGuire

edward.mcguire@bmo.com
 (312) 293-8362

(312) 293-4327
	  				  				  				  			
						
	 Name:
	  	First Niagara Bank, N.A.	  	$	21,875,000	  	  	$	13,125,000	  	  	$	35,000,000	  	  	 	4.375000000	% 
	 Address:
	  	 726 Exchange Street, 9th Floor

Buffalo, NY 14210
	  				  				  				  			
	 Attention:

Email:
	  	 Paula Taggart / Amy Norsen

paula.taggart@fnfg.com
 amy.norsen@fnfg.com
	  				  				  				  			
	 Telephone:

Telecopy:
	  	 (716) 819-5754 / (716) 819-5808
 (716)
819-5156
	  				  				  				  			
						
	 Name:
	  	First National Bank of Pennsylvania	  	$	18,750,000	  	  	$	11,250,000	  	  	$	30,000,000	  	  	 	3.750000000	% 
	 Address:
	  	 4148 East State Street
 Hermitage, PA
16148
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Dennis F. Lennon

Lennon@fnb-corp.com
 (412) 395-2042

(412) 231-3584
	  				  				  				  			
						
	 Name:
	  	The Huntington National Bank	  	$	12,500,000	  	  	$	7,500,000	  	  	$	20,000,000	  	  	 	2.500000000	% 
	 Address:
	  	 801 West Big Beaver Road
 Troy, MI
48084
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Jackie Compau

jackllyn.compau@huntington.com
 (248) 637-7426
	  				  				  				  			
						
	 Name:
	  	First Commonwealth Bank	  	$	12,500,000	  	  	$	7,500,000	  	  	$	20,000,000	  	  	 	2.500000000	% 
	 Address:
	  	 437 Grant Street
 Frick Building, Suite
1600
 Pittsburgh, PA 15219
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Joseph P. Hynds

JHynds@fcbanking.com
 (412) 690-2138

(412) 690-2206
	  				  				  				  			

																			
						
	 Name:
	  	TriState Capital Bank	  	$	9,375,000	  	  	$	5,625,000	  	  	$	15,000,000	  	  	 	1.875000000	% 
	 Address:
	  	 One Oxford Centre
 Suite 2700

301 Grant Street
 Pittsburgh, PA 15219
	  				  				  				  			
	 Attention:

Email:

Telephone:

Telecopy:
	  	 Paul J. Oris
 poris@tscbank.com

(412) 304-0344
 (412) 304-0391
	  				  				  				  			
		  		  	  
	  
	 	  	  
	  
	 	  	  
	  
	 	  	  
	  
	 
	 TOTAL
	  	$	500,000,000	  	  	$	300,000,000	  	  	$	800,000,000	  	  	 	100.000000000	% 
		  		  	  
	  
	 	  	  
	  
	 	  	  
	  
	 	  	  
	  
	 

 SCHEDULE 1.1(B) 

COMMITMENTS OF LENDERS AND ADDRESSES FOR NOTICES 

Part 2 - Addresses for Notices to Borrower and Guarantors: 

ADMINISTRATIVE AGENT 
  

			
	Name:	  	PNC Bank, National Association
	Address:	  	Three PNC Plaza
		  	225 Fifth Avenue
		  	Pittsburgh, Pennsylvania 15222
	Attention:	  	Tracy J. DeCock, Senior Vice President
	Email:	  	tracy.decock@pnc.com
	Telephone:	  	412-762-9999
	Telecopy:	  	412-762-4718
	
	with a copy to:
		
	Name:	  	PNC Agency Services
	Address:	  	PNC Bank, National Association
		  	PNC Firstside Center
		  	500 First Avenue
		  	Pittsburgh, Pennsylvania 15219
	Attention:	  	Trina Barkley
	Email:	  	trina.barkley@pnc.com
	Telephone:	  	412-762-0423
	Telecopy:	  	412-762-8672
	
	BORROWER:
		
	Name:	  	Koppers Inc.
	Address:	  	436 Seventh Avenue
		  	Pittsburgh, Pennsylvania 15219
	Attention:	  	Louann E. Tronsberg-Deihle
	Email:	  	Tronsberg-DeihleLE@koppers.com
	Telephone:	  	412-227-2472
	Telecopy:	  	412-227-2159

 GUARANTORS: 
  

			
	Name:	  	[Name]
		  	c/o Koppers Inc.
	Address:	  	436 Seventh Avenue
		  	Pittsburgh, Pennsylvania 15219
	Attention:	  	Louann E. Tronsberg-Deihle
	Email:	  	Tronsberg-DeihleLE@koppers.com
	Telephone:	  	412-227-2472
	Telecopy:	  	412-227-2159

 Schedule 1.1(E) 

EXCLUDED SUBSIDIARIES 
 Koppers Mauritius

 Koppers (Beijing) Chemical Co Ltd (China) 
 Koppers (China)
Carbon & Chemical Co Ltd (China) 
 Tangshan Koppers Kailuan Carbon Chemical Co., Ltd (China) 

Koppers India Carbon Materials and Chemicals Pte Ltd (China) 

Koppers (Tianjin) Trading Co. Ltd (China) 
 Koppers (Jiangsu)
Carbon Chemical Co. Ltd (China) 
 SIA Osmose Russia 
 Osmose
Spain S.L. 
 Protim Abrasives Ltd. 
 Injecta Osmose Ltd. 

Protim Ltd. 
 B.C. Clean Wood Preservers, Ltd. 

Celcure Svenska AB 
 Celcure Ltd. 

Protim International Ltd. 

 SCHEDULE 1.1(L) 

LANDLORD’S WAIVERS - LOCATIONS 

None 

 SCHEDULE 1.1(P) 

PERMITTED LIENS 
 None 

 SCHEDULE 2.9.1 

EXISTING LETTERS OF CREDIT 
  

															
	OUTSTANDING LETTERS OF CREDIT	 
	As Of 8/4/14	 
	 LC #
	  	 Beneficiary
	  	Issue
Date	 	  	Expire
Date	 	  	Outstanding
Amount	 
					
	 Koppers Holdings, Inc
	  		  				  				  			
	 18116119-00-000
	  	 National Union Fire Insurance Company
	  	 	05/12/03	  	  	 	11/01/15	  	  	 	4,883,658.00	  
					
	 Koppers Assurance
	  		  				  				  			
	 18100260
	  	 South Carolina Department of Insurance
	  	 	07/28/04	  	  	 	11/01/15	  	  	 	2,250,000.00	  
	 257454
	  	 National Union Fire Insurance Company
	  	 	05/12/03	  	  	 	11/01/15	  	  	 	1,948,364.00	  
					
	 Koppers Inc
	  		  				  				  			
	 S017929
	  	 Bank of Tokyo
	  	 	11/05/13	  	  	 	11/05/18	  	  	 	32,011,524.15	  
	 S500037N
	  	 Bank of Tokyo
	  				  	 	11/05/18	  	  	 	6,466,109.50	  
					
	 Osmose Holdings
	  		  				  				  			
	 LC #
	  		  				  				  			
	 SB1513350001
	  	 HSBC Brazil
	  	 	8/16/2012	  	  	 	12/31/2014	  	  	 	1,200,000.00	  
		  		  				  				  	  
	  
	 
		  	 TOTAL US STANDBY and DOCUMENTARY LETTERS OF CREDIT
	   
	  	 	48,759,655.65	  
		  		  				  				  	  
	  
	 

 SCHEDULE 6.1.1 

QUALIFICATIONS TO DO BUSINESS 
  

					
	 	  	 Jurisdiction of

Incorporation/Organization
	  	 Certain Jurisdictions in which

Qualified to do Business as

Foreign Corporation

	Koppers Inc.	  	Pennsylvania	  	Alabama, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota (as
Koppers Inc.), Mississippi, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New York (as Koppers Industries, Inc.), North Carolina, Ohio, Oklahoma, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington, West Virginia,
Wisconsin
	Koppers World-Wide Ventures Corporation	  	Delaware	  	
	Koppers Delaware, Inc.	  	Delaware	  	
	Koppers Assurance, Inc.	  	South Carolina	  	
	Koppers Asia LLC	  	Delaware	  	
	Koppers Holdings Inc.	  	Pennsylvania	  	
	Koppers Ventures LLC	  	Delaware	  	
	Koppers Concrete Products, Inc.	  	Delaware	  	Ohio
	Concrete Partners, Inc.	  	Delaware	  	
	Koppers Australia Holding Company Pty Ltd	  	Australia (Victoria)	  	
	Koppers Australia Pty Limited	  	Australia (NSW)	  	
	Koppers Wood Products Pty. Ltd.	  	Australia (NWS)	  	Philippines
	Koppers Carbon Materials & Chemicals Pty Ltd.	  	Australia (NSW)	  	
	Continental Carbon Australia Pty Ltd.	  	Australia (NSW)	  	
	1Koppers Shipping Pty Ltd.	  	Australia (NSW)	  	
	Koppers Ashcroft Inc.	  	Canada (British Columbia)	  	
	Koppers Europe ApS	  	Denmark	  	
	Koppers Denmark ApS	  	Denmark	  	
	Koppers Tar Tech International ApS (formerly Koppers Trading Denmark A/S)	  	Denmark	  	
	Koppers European Holdings ApS	  	Denmark	  	
	Koppers Poland Sp. z.o.o	  	Poland (limited liability company)	  	
	Koppers UK Holding Ltd.	  	English Limited Corporation	  	
	Koppers UK Limited	  	English Limited Corporation	  	
	Koppers UK Transport Limited	  	English Limited Corporation	  	

					
	 	  	 Jurisdiction of

Incorporation/Organization
	  	 Certain Jurisdictions in which

Qualified to do Business as

Foreign Corporation

	Koppers Specialty Chemicals Limited	  	English Limited Corporation	  	
	Koppers Luxembourg Sarl	  	Luxembourg	  	
	Koppers International B.V.	  	The Netherlands (private limited liability company)	  	
	Koppers Netherlands B.V.	  	The Netherlands (private limited liability company)	  	
	Koppers World-Wide Holdings C.V.	  	The Netherlands (Limited Partnership)	  	
	Tankrederij J.A. van Seumeren B.V.	  	The Netherlands (private limited liability company)	  	

  

	1	In process of being dissolved 

  

					
	 Osmose Entity
	  	 Jurisdiction of

Organization
	  	 Jurisdictions of

Qualification

	Osmose, Inc.	  	New York	  	Georgia
		  		  	Michigan
	  	  	South Carolina
	  	  	Tennessee
	  	  	Washington
	Osmose Railroad Services, Inc.	  	Delaware	  	Alabama
		  		  	Arizona
	  	  	Arkansas
	  	  	California
	  	  	Colorado

					
		 		 	Connecticut
		 		 	District of Columbia
		 		 	Florida
		 		 	Georgia
		 		 	Idaho
		 		 	Illinois
		 		 	Indiana
		 		 	Iowa
		 		 	Kansas
		 		 	Kentucky
		 		 	Louisiana
		 		 	Maine
		 		 	Maryland
		 		 	Massachusetts
		 		 	Michigan
		 		 	Minnesota
		 		 	Mississippi
		 		 	Missouri
		 		 	Montana
		 		 	Nebraska
		 		 	Nevada

					
		 		 	New Hampshire
		 		 	New Jersey
		 		 	New Mexico
		 		 	North Carolina
		 		 	North Dakota
		 		 	Ohio
		 		 	Oklahoma
		 		 	Oregon
		 		 	Pennsylvania
		 		 	Rhode Island
		 		 	South Carolina
		 		 	South Dakota
		 		 	Tennessee
		 		 	Texas
		 		 	Utah
		 		 	Vermont
		 		 	Virginia
		 		 	Washington
		 		 	West Virginia
		 		 	Wisconsin
		 		 	Wyoming

					
	 Subsidiaries of

Osmose, Inc.
	  	 Jurisdiction of

Organization
	  	 Jurisdiction(s) of

Qualification

	Osmose-Nevada Limited-Liability Company	  	Nevada	  	
	Wood Protection Management LLC	  	Nevada	  	
	Osmose Denmark A/S	  	Denmark	  	
	Osmose Australia Pty Ltd.	  	Australia	  	
	Osmose Thailand Pty. Ltd.	  	Thailand	  	
	Protim Solignum Sdn Bhd	  	Malaysia	  	
	Osmose Chile Limitada	  	Chile	  	
	Protim Solignum Ltd.	  	United Kingdom	  	
	Osmose NZ, LLC	  	New York	  	
	Timber Specialties Co.	  	Nova Scotia, Canada	  	Registered agents in Ontario, Alberta, British Columbia, Manitoba, Newfoundland, Quebec and Saskatchewan
	Wood Protection LP	  	Texas	  	
	AB Osmose Finland Oy	  	Finland	  	
	Osmose Sweden AB	  	Sweden	  	
	Osmose Norway AS	  	Norway	  	

					
	Osmose Deutschland GmbH	  	Germany	  	
	SIA Osmose Latvia	  	Latvia	  	
	Protim Solignum South Africa Pty Ltd.	  	South Africa	  	
	Osmose New Zealand	  	New Zealand	  	
	Mattersmiths Technologies Ltd.	  	New Zealand	  	
	Mattersmiths Holdings Ltd.	  	New Zealand	  	
	Protim Osmose Ltd.	  	Ireland	  	
	Technologias DeMadeiras Brasileiras Comerico De Preservantes Ltda.	  	Brazil	  	
	1172 North Thomas, LLC	  	Delaware	  	Tennessee
	Retratar Espana S.L. (inactive)	  	Spain	  	

 SCHEDULE 6.1.3 

SUBSIDIARIES1 

 

									
	 Subsidiary Name
	  	 Jurisdiction of

Incorporation/

Organization
	  	 Authorized

Capital Stock
	  	 Issued and

Outstanding
Shares of Capital

Stock
	  	 Holders of Issued

and Outstanding
 Shares of Capital

Stock

	Borrower’s United States Subsidiaries:	  		  		  	
	Concrete Partners, Inc.	  	Delaware Corporation	  	1,000 shares of common stock are currently authorized.	  	1,000 shares of common stock are currently issued.	  	Koppers Inc. owns 100% of the common stock of Concrete Partners, Inc.
					
	Koppers Asia LLC	  	Delaware limited liability company	  	None	  	None	  	Koppers Inc. owns 100% of the membership interest in Koppers Asia LLC
					
	Koppers Assurance, Inc.	  	South Carolina corporation	  	100,000 shares of common stock are currently authorized.	  	50,000 shares of common stock are currently issued.	  	Koppers Inc. owns 100% of the common stock of Koppers Assurance, Inc.
					
	Koppers Concrete Products, Inc.	  	Delaware corporation	  	1,000 shares of common stock are currently authorized.	  	1,000 shares of common stock are currently issued.	  	Koppers Inc. owns 100% of the common stock of Koppers Concrete Products, Inc.
					
	Koppers Delaware, Inc.	  	Delaware corporation	  	1,000 shares of common stock are currently authorized.	  	1,000 shares of common stock are currently issued.	  	Koppers Inc. owns 100% of the common stock of Koppers Delaware, Inc.
					
	Koppers Ventures LLC	  	Delaware limited liability company	  	None	  	None	  	Koppers World-Wide Ventures Corporation owns 100% of the membership interest in Koppers Ventures LLC
					
	Koppers World-Wide Ventures Corporation	  	Delaware corporation	  	1,000 shares of common stock are currently authorized.	  	1,000 shares of common stock are currently issued.	  	Koppers Inc. owns 100% of the common stock of Koppers World-Wide Ventures Corporation

 

	1 	There are no options, warrants or other rights outstanding to purchase any of the Subsidiary Shares set forth on this Schedule 6.1.3. 

									
	 Subsidiary Name
	  	 Jurisdiction of

Incorporation/

Organization
	  	 Authorized

Capital Stock
	  	 Issued and

Outstanding
Shares of Capital

Stock
	  	 Holders of Issued

and Outstanding
 Shares of Capital

Stock

	Borrower’s Australian Subsidiaries:
					
	Koppers Australia Holding Company Pty Ltd.	  	Australian corporation (Victoria)	  	12 Ordinary Shares	  	12 Ordinary Shares $1 each fully paid	  	Koppers World-Wide Ventures Corporation owns 100% of the common stock of Koppers Australia Holding Co. Pty Ltd.
					
	Koppers Australia Pty Ltd.	  	Australian corporation (NSW)	  		  	12,375,000 of ordinary shares of common stock are currently issued and 2,183,824 non-voting C shares	  	Koppers Australia Holding Company Pty Ltd. currently owns 100% of the ordinary shares of common stock of Koppers Australia Pty. And 100% of non-voting C shares. Koppers World-Wide Ventures Corporation owns 100% of the non-voting
“C” shares of common stock of Koppers Australia Pty. Limited.
					
	Koppers Wood Products Pty Ltd.	  	Australian corporation (NSW)	  		  	3,500,000 shares of nominal common stock are currently issued.	  	Koppers Australia Pty. Limited currently owns 100% of the shares of nominal common stock of Koppers Wood Products Pty Ltd. currently issued.
					
	Koppers Carbon Materials & Chemicals Pty Ltd.	  	Australian corporation (NSW)	  		  	2,000,000 shares of nominal common stock are currently issued.	  	Koppers Australia Pty. Limited currently owns 100% of the shares of nominal common stock of Koppers Carbon Materials & Chemicals Pty Ltd.
					
	Continental Carbon Australia Pty Ltd.	  	Australian corporation (NSW)	  		  	8,000,000 shares of nominal common stock are currently issued.	  	Koppers Australia Pty Limited currently owns 100% of the shares of nominal common stock of Continental Carbon Australia Pty Ltd.

									
	 Subsidiary Name
	  	 Jurisdiction of

Incorporation/

Organization
	  	 Authorized

Capital Stock
	  	 Issued and

Outstanding
Shares of Capital

Stock
	  	 Holders of Issued

and Outstanding
 Shares of Capital

Stock

	2Koppers Shipping Pty Ltd.	  	Australian corporation (NSW)	  		  	2 shares of nominal common stock are currently issued.	  	Koppers Australia Pty Limited currently owns 100% of the shares of nominal common stock of Koppers Shipping Pty Ltd. currently issued.
				
	Borrower’s Canadian Subsidiaries:	  		  		  	
	Koppers Ashcroft Inc.	  	Canadian corporation (British Columbia)	  	Unlimited shares of capital stock without par are currently authorized.	  	100 shares of common stock are currently issued.	  	Koppers World-Wide Ventures Corporation currently owns 100% of the issued shares of common stock of Koppers Ashcroft Inc.
				
	Borrower’s European Subsidiaries:	  		  		  	
	Koppers Europe ApS	  	Danish corporation	  	DKK 8,375,000 shares of registered capital stock are currently authorized.	  	DKK 8,375,000 shares of registered capital stock are currently issued.	  	Koppers International B.V. Corporation currently owns 100% of the issued shares of registered capital stock of Koppers Europe ApS.
					
	Koppers Denmark ApS	  	Danish corporation	  	DKK 70,000,000 shares of registered capital stock are currently authorized.	  	DKK 70,000,000 shares of registered capital stock are currently issued.	  	Koppers Europe ApS currently owns 100% of the issued shares of registered capital stock of Koppers Denmark ApS.
					
	Koppers Tar Tech International ApS (formerly Koppers Trading Denmark A/S)	  	Danish corporation	  	DKK 70,000,000 shares of registered capital stock are currently authorized.	  	DKK 70,000,000 shares of registered capital stock are currently issued.	  	Koppers Denmark ApS currently owns 100% of the issued shares of registered capital stock of Koppers Tar Tech International ApS.
					
	Koppers European Holdings ApS	  	Danish corporation	  	DKK 500,000 shares of registered capital stock are currently authorized.	  	DKK 500,000 shares of registered capital stock are currently issued.	  	Koppers Denmark ApS owns 100% of the issued shares of registered capital stock of Koppers European Holdings ApS.

									
	 Subsidiary Name
	  	 Jurisdiction of

Incorporation/

Organization
	  	 Authorized

Capital Stock
	  	 Issued and

Outstanding
Shares of Capital

Stock
	  	 Holders of Issued

and Outstanding
 Shares of Capital

Stock

	Koppers Poland Sp. z.o.o.	  	Polish corporation (limited liability company)	  	PLN 1.700.000 (3,400 shares @ PLN 500 each) are currently authorized.	  	3,400 shares are currently issued.	  	Koppers European Holdings ApS currently owns 100% of the issued capital stock of Koppers Poland Sp. z.o.o.
					
	Koppers UK Holding Ltd.	  	English limited corporation	  	3,900,000 shares of registered capital stock are currently authorized.	  	3,900,000 shares of registered capital stock are currently issued.	  	Koppers European Holdings ApS currently owns 100% of the issued capital stock of Koppers UK Holding Ltd.
					
	Koppers UK Limited	  	English limited corporation	  	3,000,000 shares of registered capital stock are currently authorized.	  	1,560,000 shares of registered stock are currently issued.	  	Koppers UK Holding Limited currently owns 100% of the issued capital stock of Koppers UK Limited.
					
	Koppers UK Transport Limited	  	English limited corporation	  	20,000 shares of registered capital stock are currently authorized.	  	16,150 shares of registered capital stock are currently issued.	  	Koppers UK Limited currently owns 100% of the issued capital stock of Koppers UK Transport Limited
					
	Koppers Specialty Chemicals Limited	  	English limited corporation	  	100,000 ordinary shares of registered capital stock are currently authorized at £1.	  	1 ordinary share of registered capital stock is currently issued.	  	Koppers UK Limited currently owns 100% of the issued capital stock of Koppers Specialty Chemicals Limited.
					
	Koppers Luxembourg Sarl	  	Limited Liability Company Grand Duchy of Luxembourg	  	USD$19,950 registered capital	  	399 shares of registered capital stock at USD$50 each are currently issued.	  	Koppers International B.V. currently owns 100% of the issued capital stock of Koppers Luxembourg Sarl.
					
	Koppers International B.V.	  	The Netherlands – private limited liability company	  		  	18,000 shares are issued with a nominal value of EUR 1 per share	  	Koppers World-Wide Holdings C.V. owns 100% of the shares of Koppers International B.V.
					
	Koppers Netherlands B.V.	  	The Netherlands – private limited liability company	  	EUR 6.750.000,00 divided into 15,000 shares with a par value of EUR 450 each are authorized.	  	EUR 3.150.000,00 divided into 7,000 shares with a par value of EUR 450 each are issued.	  	Koppers International B.V. owns 100% of the shares of Koppers Netherlands B.V.

									
	 Subsidiary Name
	  	 Jurisdiction of

Incorporation/

Organization
	  	 Authorized

Capital Stock
	  	 Issued and

Outstanding
Shares of Capital

Stock
	  	 Holders of Issued

and Outstanding
 Shares of Capital

Stock

	Koppers World-Wide Holdings C.V.	  	The Netherlands – limited partnership	  	Koppers Ventures LLC- EUR 300 Koppers World-Wide Ventures Corporation EUR 29,700	  		  	Koppers Ventures LLC owns 1% of the shares and Koppers World-Wide Ventures Corporation owns 99% of the shares of Koppers World-Wide Holdings C.V.
					
	Tankrederij J.A. van Seumeren B.V.	  	The Netherlands – private limited liability company	  	NLG 75,000 (Dutch guilders) divided into 75 shares of NLG at 1,000 each are authorized.	  	NLG 15,000 shares are issued.	  	Koppers Netherlands B.V. owns 100% of the shares of Tankrederij J.A. van Seumeren B.V.

  

									
	 Subsidiary
	  	 Owner
	  	 Jurisdiction

of

Organization
	  	 Authorized

Capital

Stock
	  	 Issued and

Oustanding

Shares/Units

	Osmose, Inc.	  	Koppers Inc.	  	New York	  	2,250,000	  	774,254
					
	Osmose Railroad Services, Inc.	  	Koppers Inc.	  	Delaware	  	3,000	  	100
					
	Osmose-Nevada Limited-Liability Company	  	Osmose, Inc.	  	Nevada	  	N/A	  	N/A
					
	Wood Protection Management LLC	  	Osmose, Inc.	  	Nevada	  	N/A	  	N/A
					
	Osmose Denmark A/S	  	Osmose, Inc.	  	Denmark	  		  	10
					
	Osmose Australia Pty Ltd.	  	Osmose, Inc.	  	Australia	  		  	4
					
	Osmose Thailand Pty. Ltd.	  	 Osmose, Inc. – 75%
  

Protim Solignum Ltd. – 25%
	  	Thailand	  		  	20,000

									
	 Subsidiary
	  	 Owner
	  	 Jurisdiction

of

Organization
	  	 Authorized

Capital

Stock
	  	 Issued and

Outstanding

Shares/Units

	Protim Solignum Sdn Bhd	  	Osmose, Inc.	  	Malaysia	  		  	2
					
	Osmose Chile Limitada	  	 Osmose, Inc. – 99.9%
  

Attorney in Chile - 0.1%
  

(as Nominee)
	  	Chile	  	N/A	  	N/A
					
	Protim Solignum Ltd.	  	Osmose, Inc.	  	United Kingdom	  		  	2,020,001
					
	Osmose NZ, LLC	  	Osmose, Inc.	  	New York	  	N/A	  	N/A
					
	Timber Specialties Co.	  	Osmose-Nevada Limited-Liability Company	  	Nova Scotia, Canada	  		  	2
					
	Wood Protection LP	  	 Osmose-Nevada Limited-Liability Company – 99%
  

Wood Protection
 Management LLC – 1%
	  	Texas	  	N/A	  	N/A
					
	AB Osmose Finland Oy	  	Osmose Denmark A/S	  	Finland	  		  	234
					
	Osmose Sweden AB	  	Osmose Denmark A/S	  	Sweden	  		  	1 - 50000 SEK
					
	Osmose Norway AS	  	Osmose Denmark A/S	  	Norway	  		  	1 - 50000 NOK
					
	Osmose Deutschland GmbH	  	Osmose Denmark A/S	  	Germany	  		  	1 - 25.000 €

									
	 Subsidiary
	  	 Owner
	  	 Jurisdiction

of

Organization
	  	 Authorized

Capital

Stock
	  	 Issued and

Outstanding

Shares/Units

	SIA Osmose Latvia	  	Osmose Denmark A/S	  	Latvia	  		  	1 - 2.000 LVL
					
	Protim Solignum South Africa Pty Ltd.	  	Protim Solignum Ltd.	  	South Africa	  		  	120
					
	Osmose New Zealand	  	Osmose NZ, LLC	  	New Zealand	  		  	5,071,900
					
	Mattersmiths Technologies Ltd.	  	Osmose New Zealand	  	New Zealand	  		  	10,000
					
	Mattersmiths Holdings Ltd.	  	Osmose New Zealand	  	New Zealand	  		  	1,000
					
	Protim Osmose Ltd.	  	Protim Solignum Ltd.	  	Ireland	  		  	100
					
	Technologias DeMadeiras Brasileiras Comerico De Preservantes Ltda.	  	 Osmose, Inc. – 99.99%
  

Osmose-Nevada, Limited-Liability Company – .01%
	  	Brazil	  		  	8,909,218 quotas

  

	2 	IN PROCESS OF BEING DISSOLVED. 

 SCHEDULE 6.1.7 

LITIGATION 
  

	1.	Coal Tar Pitch Cases. 

 Koppers Inc., along with other defendants, is currently a
defendant in lawsuits filed in three states in which the plaintiffs claim they suffered a variety of illnesses (including cancer) as a result of exposure to coal tar pitch sold by the defendants. There are approximately 113 plaintiffs in 62 cases
pending as of June 30, 2014 as compared to 111 plaintiffs in 61 cases pending as of December 31, 2013. As of June 30, 2014,, there are a total of 58 cases pending in state court in Pennsylvania, three in Arkansas, and one case
pending in state court in Tennessee. 
 The plaintiffs in all 62 pending cases seek to recover compensatory damages, while plaintiffs in 57
cases also seek to recover punitive damages. The plaintiffs in the 58 cases filed in Pennsylvania state court seek unspecified damages in excess of the court’s minimum jurisdictional limit. The plaintiffs in the Arkansas state court cases each
seek compensatory damages in excess of $50,000 in addition to punitive damages. The plaintiffs in the Tennessee state court case each seek damages of $15.0 million. The other defendants in these lawsuits vary from case to case and include companies
such as Beazer East, Inc., United States Steel Corporation, Honeywell International Inc., Vertellus Specialties Inc., Dow Chemical Company, UCAR Carbon Company, Inc., Exxon Mobil Corporation, SGL Carbon Corporation, and Alcoa, Inc. Discovery is
proceeding in these cases. No trial dates have been set in any of these cases. 
 The Company has not provided a reserve for these lawsuits
because, at this time, the Company cannot reasonably determine the probability of a loss, and the amount of loss, if any, cannot be reasonably estimated. The timing of resolution of these cases cannot be reasonably determined. The Company’s
insurance carrier is paying defense costs relating to these actions. Although Koppers Inc. is vigorously defending these cases and there appears to be insurance coverage for them, an unfavorable resolution of these matters may have a material
adverse effect on the Company’s business, financial condition, cash flows and results of operations. 
  

	2.	Gainesville. 

 Koppers Inc. operated a utility pole treatment plant in Gainesville from
December 29, 1988 until its closure in 2009. The property upon which the utility pole treatment plant was located was sold by Koppers Inc. to Beazer East, Inc. in 2010. 

In November 2010, a class action complaint was filed in the Circuit Court of the Eighth Judicial Circuit located in Alachua County, Florida by
residential real property owners located in a neighborhood west of and immediately adjacent to the former utility pole treatment plant in Gainesville. The complaint named Koppers Holdings Inc., Koppers Inc., Beazer East and several other parties as
defendants. . In a second amended complaint, plaintiffs define the putative class as consisting of all persons who are present record owners of residential real properties located in an area within a two-mile radius of the former Gainesville wood
treating plant. Plaintiffs further allege that chemicals and contaminants from the Gainesville plant have contaminated real properties within the two mile geographical area, have caused property damage (diminution in value) and have placed residents
and owners of the putative class properties at an elevated risk of 

 
exposure to and injury from the chemicals at issue. The second amended complaint seeks damages for diminution in property values, the establishment of a medical monitoring fund and punitive
damages. 
 The case was removed to the United States District Court for the Northern District of Florida in December 2010. The district
court dismissed Koppers Holdings Inc. in September 2013 on the ground that there was no personal jurisdiction. Plaintiffs’ appeal of the dismissal of Koppers Holdings Inc. was dismissed in December 2013. In May, 2014, the Court entered an
amended scheduling order for class certification, which sets a deadline of November 21, 2014 for completion of class discovery. Discovery on the merits is stayed until further order of the court. 

The Company has not provided a reserve for this matter because, at this time, it cannot reasonably determine the probability of a loss, and the
amount of loss, if any, cannot be reasonably estimated. The timing of resolution of this case cannot be reasonably determined. Although the Company is vigorously defending this case, an unfavorable resolution of this matter may have a material
adverse effect on the Company’s business, financial condition, cash flows and results of operations. 
  

	3.	Virgin Islands. 

 Osmose, Inc. is currently a defendant in a putative class action
lawsuit filed in the United States District Court of the Virgin Islands. The plaintiffs claim, on behalf of themselves and others similarly situated, that Osmose, Inc.’s wood preservative products and formulas are defective, and the complaint
alleges the following causes of action: breach of contract, negligence, strict liability, fraud and violation of Virgin Islands Consumer Fraud and Deceptive Business Practices statute. The putative class is defined as all users (residential or
commercial) of wood products treated with Osmose wood preserving products in the United States who purchased such wood products from January 1, 2004 to the present. Alternatively, plaintiffs allege that the putative class should be all persons
and entities that have owned or acquired buildings or other structures physically located in the U.S. Virgin Islands that contain wood products treated with Osmose wood preserving products from January 1, 2004 to the present. The complaint
alleges plaintiffs are entitled to unspecified “economic and compensatory damages”, punitive damages, costs and disgorgement of profits. The complaint further requests a declaratory judgment and injunction to establish an inspection and
disposal program for class members’ structures. 
 The lawsuit was filed on July 16, 2014 and Osmose Inc.’s responsive
pleading is due on August 18, 2014. However, Koppers Inc. understands that Osmose, Inc. is seeking a 21-day extension of time to file its responsive pleading. Koppers Inc. understands that the Court has not yet scheduled a class certification
hearing or trial. Koppers Holdings Inc. has not provided a reserve for this matter because it is not a party to this lawsuit. In addition, even if Koppers was a party, it cannot reasonably determine the probability of a loss, and the amount of loss,
if any, cannot be reasonably estimated. The timing of resolution of this case cannot be reasonably determined. 

 SCHEDULE 6.1.8 

OWNED AND LEASED REAL PROPERTY 
 The
following real property is either owned or leased by the borrower 
  

																	
	 	  	 	  	 	  	 	  	 	  	Owned/	  	 	  	 	  	 
	 Facility
	  	 City
	  	 County
	  	 State
	  	 Country
	  	 Leased
	  	 Division
	  	 Type
	  	 Status

	Clairton	  	Clairton	  	Allegheny	  	PA	  	USA	  	O	  	CMC	  	PF	  	Operating
	Denver	  	Denver	  	Denver	  	CO	  	USA	  	O	  	RUP	  	PF	  	Operating
	Florence	  	Florence	  	Florence	  	SC	  	USA	  	O	  	RUP	  	PF	  	Operating
	Follansbee	  	Follansbee	  	Brooke	  	WV	  	USA	  	O	  	CMC	  	PF	  	Operating
	Galesburg	  	Galesburg	  	Knox	  	IL	  	USA	  	L	  	RUP	  	PF	  	Operating
	Green Spring	  	Green Spring	  	Hampshire	  	WV	  	USA	  	O	  	RUP	  	PF	  	Operating
	Grenada*	  	Tie Plant	  	Grenada	  	MS	  	USA	  	O	  	RUP	  	PF	  	Operating
	Guthrie	  	Guthrie	  	Todd	  	KY	  	USA	  	O	  	RUP	  	PF	  	Operating
	Harmarville	  	Harmarville	  	Allegheny	  	PA	  	USA	  	L	  	Admin	  	Office	  	Operating
	Huntington	  	Huntington	  		  	WV	  	Joints	  	L	  	RUP	  	Huntington	  	Operating
	North Little Rock	  	North Little Rock	  	Pulaski	  	AR	  	USA	  	O	  	RUP	  	PF	  	Operating
	Pittsburgh	  	Pittsburgh	  	Allegheny	  	PA	  	USA	  	L	  	Admin	  	Office	  	Operating
	Portland	  	Portland	  	Multnomah	  	OR	  	USA	  	L	  	CMC	  	PF	  	Operating
	Portsmouth	  	Portsmouth	  	Scioto	  	OH	  	USA	  	O	  	RUP	  	TY/PY	  	Operating
	Roanoke	  	Salem	  	Roanoke	  	VA	  	USA	  	O	  	RUP	  	PF	  	Operating
	Somerville	  	Somerville	  	Burleson	  	TX	  	USA	  	O	  	RUP	  	PF	  	Operating
	Stickney	  	Stickney	  	Cook	  	IL	  	USA	  	O	  	CMC	  	PF	  	Operating
	Susquehanna	  	Susquehanna	  	Susquehanna	  	PA	  	USA	  	O	  	RUP	  	PF	  	Operating
	Montgomery	  	Montgomery	  	Montgomery	  	AL	  	USA	  	O	  	RUP	  	PF	  	Closed

 CMC- Carbon Materials & Chemicals 

RUP – Railroad Utility Products 
 Admin – offices 

PF – Production Facility 
 TY/PY – Tie Yard / Pole Yard

 * Closed Facility 
  

											
	 Facility
	  	 City
	  	 State
	  	 Owned/
Leased
	  	 Division
	  	 Type of Yard

	Carey	  	Carey	  	OH	  	L	  	RUP	  	Main Distribution Yard
	New Haven	  	New Haven	  	CT	  	L	  	RUP	  	Main Distribution Yard
	Dubuque	  	Dubuque	  	IA	  	L	  	RUP	  	Main Distribution Yard

											
	Oklahoma City	  	Oklahoma City	  	OK	  	L	  	RUP	  	Main Distribution Yard
	Hagerstown	  	Hagerstown	  	MD	  	L	  	RUP	  	Main Distribution Yard
	Topeka	  	Topeka	  	KS	  	L	  	RUP	  	Main Distribution Yard
	Benton	  	Benton	  	KS	  	L	  	RUP	  	Main Distribution Yard
	Green Bay	  	Green Bay	  	WI	  	L	  	RUP	  	Main Distribution Yard
	Salem	  	Salem	  	NJ	  	L	  	RUP	  	Main Distribution Yard
	Council Bluffs	  	Council Bluffs	  	IA	  	L	  	RUP	  	Main Distribution Yard
	South Windham	  	South Windham	  	CT	  	L	  	RUP	  	Main Distribution Yard
	Rochester Dist Yard	  	Rochester	  	NY	  	L	  	RUP	  	Main Distribution Yard
	Poplar Bluff	  	Poplar Bluff	  	MO	  	L	  	RUP	  	Pole Procurement
	Lordstown	  	Lordstown	  	OH	  	L	  	RUP	  	Pole Procurement
	Allendale	  	Allendale	  	SC	  	L	  	RUP	  	Pole Procurement
	Morrison	  	Morrison	  	TN	  	L	  	RUP	  	Pole Procurement
	Loogootee	  	Loogootee	  	IN	  	L	  	RUP	  	Pole Procurement
	Fordyce	  	Fordyce	  	AR	  	L	  	RUP	  	Pole Procurement
	Superior	  	Superior	  	WI	  	L	  	RUP	  	Pole Procurement
	Corinth	  	Corinth	  	MS	  	L	  	RUP	  	Pole Procurement
	Florence	  	Florence	  	AL	  	L	  	RUP	  	Pole Procurement
	Portsmouth	  	Portsmouth	  	OR	  	L	  	RUP	  	Pole Procurement
	Evergreen	  	Evergreen	  	SC	  	L	  	RUP	  	Pole Procurement
	Loudonville	  	Loudonville	  	OH	  	L	  	RUP	  	Pole Procurement
	Jackson	  	Jackson	  	TN	  	L	  	RUP	  	Pole Procurement

											
	West Plains	  	West Plains	  	MO	  	L	  	RUP	  	Pole Procurement
	Paducah	  	Paducah	  	KY	  	L	  	RUP	  	Pole Procurement
	Orange	  	Orange	  	VA	  	L	  	RUP	  	Pole Procurement
	Sedalia	  	Sedalia	  	MO	  	L	  	RUP	  	Pole Procurement
	Mitchell	  	Mitchell	  	IN	  	L	  	RUP	  	Pole Procurement
	Dillwyn	  	Dillwyn	  	VA	  	L	  	RUP	  	Pole Procurement
	Crewe	  	Crewe	  	VA	  	L	  	RUP	  	Pole Procurement
	Paintsville	  	Paintsville	  	KY	  	L	  	RUP	  	Pole Procurement
	Beaver Dam	  	Beaver Dam	  	KY	  	L	  	RUP	  	Pole Procurement
	South Alabama	  	South Alabama	  	AL	  	L	  	RUP	  	Pole Procurement
	Smarr	  	Smarr	  	GA	  	L	  	RUP	  	Pole Procurement
	Sedalia	  	Sedalia	  	MO	  	L	  	RUP	  	Tie Producer
	Calico Rock	  	Calico Rock	  	AR	  	L	  	RUP	  	Tie Producer
	Piedmont	  	Piedmont	  	MO	  	L	  	RUP	  	Tie Producer

 Australian Subsidiaries 
  

											
	 Facility
	  	 City
	  	 State
	  	 Country
	  	 Owned/ Leased
	  	 Division

	Brisbane	  	Brisbane	  	Queensland	  	AU	  	Leased	  	Wood
	Bunbury	  	Bunbury	  	Western Australia	  	AU	  	Owned/Leased	  	Wood
	Grafton	  	Grafton	  	New South Wales	  	AU	  	Owned	  	Wood
	Longford	  	Longford	  	Tasmania	  	AU	  	Owned	  	Wood
	Mayfield	  	Mayfield, New Castle	  	New South Wales	  	AU	  	Owned	  	CMC
	Port of Portland	  	Port of Portland	  	Victoria	  	AU	  	Leased	  	CMC
	Takura	  	Takura	  	Queensland	  	AU	  	Leased	  	Wood
	Sydney	  	Sydney	  	Wales	  	AU	  	Leased	  	Wood
	Manilla	  	Manilla	  	Phillipines	  	Phillipines	  	Leased	  	Wood

 European Subsidiaries 
  

											
	Stettin	  	Stettin	  	Poland	  	Poland	  	Leased	  	CMC
	Scunthorpe	  	Scunthorpe	  	England	  	UK	  	Owned	  	CMC
	Port Clarence	  	Port Clarence	  	England	  	UK	  	Owned	  	CMC
	Nyborg	  	Nyborg	  	Nyborg	  	Denmark	  	Owned / Leased	  	CMC
	Uithoorn	  	Uithoorn	  	Uithoorn	  	The Netherlands	  	Leased	  	CMC

 Canadian Subsidiaries 
  

											
	 Facility
	  	 City
	  	 State
	  	 Country
	  	 Owned/
Leased
	  	 Division

	Ashcroft	  	Ashcroft	  	BC	  	Canada	  	Owned	  	Wood

 China Subsidiaries 
  

											
	 Facility
	  	 City
	  	 State
	  	 Country
	  	 Owned/
Leased
	  	 Division

	Tianjin	  	Tianjin	  	PROC	  	China	  	Owned	  	CMC
	Tangshan	  	Hebei	  	PBOC	  	China	  	Leased	  	CMC
	Pizhou	  	Jiangsu	  	PBOC	  	China	  	 Owned
 /Leased
	  	Wood

  

	1.	Leased Real Property 

  

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	100 New Hermitage Drive, Office 2B Hermitage, MO 65668	  	Osmose Railroad Services, Inc. / J.P. Perry, LLC

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	 302 Platte Clay Way Suites 201A, 201B 201C and Storage Space 3
  

Kearney, MO 64060
	  	Osmose Railroad Services, Inc. / Waldo Properties, L.L.C.
		
	184 A & B West Independence Blvd Mount Airy, NC 27030	  	Osmose Railroad Services, Inc. / Willow Centre Properties, LLC
		
	11925 Pearl Road, Suite 207 Strongsville, OH	  	Osmose Railroad Services, Inc. / Strongsville Professional Building
		
	52430 Duncan Avenue, Torch Lake Township, Houghton County, Michigan and Government Lot 3, Section 7, T55N, R32W, Torch Lake Township, Houghton County, Michigan with such exact boundaries as set forth in that certain
Lease Agreement, dated September 2, 2008, by and between MSL Development, LLC and Peninsula Copper Industries, Inc.	  	 Osmose, Inc. / MSL Development, LLC
  

Osmose, Inc. sublets 2270.541 square feet of building space at 52430 Duncan Avenue, Hubbell, Michigan to Peninsula Copper Industries, Inc.

	  

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	 Tamarack Warehouse
  

Tamarack City, MI
	  	 Osmose, Inc./
  

Harrington Ridge Coal & Stove LLC

		
	 3691 Tulane Road, Memphis, TN
  

372 Titan St.
  

Memphis, TN
  

3183 Tranquility Dr.
  

Memphis, TN
  

3333Asteroid Rd.
  

Memphis, TN
	  	 Osmose, Inc./
  

Nickey Warehouse
  

All locations owned by same landlord.

		
	 35 Crawford
 Crescent,

Campbellville,
 Ontario, Canada L09

1B0
	  	Timber Specialties Co./ Stonegate Properties Inc. in trust for 1540392 Ontario Inc.

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	9190 (& 9184) Twiss Road, Campbellville, ON L0P 1B0	  	 1212814 Ontario Limited (aka Timber Preservatives and now amalgamated with Timber Specialties Co.) /

 
 527049 Ontario Limited / Osmose Inc. is Guarantor

 

		
		  	1212814 Ontario Limited (aka Timber Preservatives and now amalgamated with Timber Specialties Co.) subleases 9184 Twiss & a portion of 9190 Twiss to Goodfellow Inc.
		
	 Unit 697-2-4
 Desa Kiaira Condominium

 
 60000 Kuala Lumpur

 
 Jalan Damansara
  

Malaysia
	  	Protim Solignum Sdn Bhd / Tan Hui Chuan
		
	 6, Jalan 5, Kawasan Perusahaan,
 Bandar Sultan
Sulaiman,
  
 Pelabuhan Klang,

 
 Selangor, 42000, Malaysia
	  	Mastra Industries Sdn Bhd / Protim Solignum Sdn Bhd

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	 19 Lebuh Sultan Mohamed 2,
  

Bandar Sultan Sulaiman,
  

Pelabuhan Klang,
  

Selangor, 42000, Malaysia
	  	Bumi Marine Sdn Bhd / Protim Solignum Sdn Bhd
		
	 152 Unit 1607, 16th Floor
 Chartered Square
Building
  
 North Sathorn Road Silom

 
 Bangkok 10500, Thailand
	  	Osmose (Thailand) Ltd. / Chartered Square Holding Co., Ltd.
		
	Product warehouse space	  	Thep Siam Co. Ltd / Osmose Thailand Pty Ltd
		
	 Suite 5, Level 2
 460 Church St.

 
 Parramatta NSW 2150

 
 Australia
	  	Osmose Australia Pty Ltd / Stourton Properties Pty Ltd
		
	Unit 12/ 49 Jijaws St., Sumner Park, QLD, Australia	  	Osmose Australia Pty Ltd./ Binnalong Downs Pastoral Co. Pty Ltd

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	11 Jamestown Rd.	  	Protim Solignum Ltd / Burgess Galvin & Co. Ltd.
	Inchicore	  	
		
	Dublin 8	  	
		
	Ireland	  	
		
	Kilmacraddock, Leixlip,	  	Protim Osmose Limited / Mrs. Mary O’Flaherty
		
	County Kildare	  	
		
	Ireland	  	
		
	Plot 8 (Fieldhouse Lane) Marlow, Bucks, United Kingdom SL7 1LS	  	Protim Solignum Limited / the Urban District Council of Marlow / Wycombe District Council
		
		  	Osmose, Inc. is guarantor
		
	Lundinkatu 10 B 35, FI-061000 Porvoo	  	Ab Osmose Finland Oy / Henrik Osterman
		
	Finland	  	
		
	Premises No 30-11- 2011/001	  	Ab Osmose Finland Oy. /
		  	Ltd. NP Business centre
	Sampetera Str. 2	  	
		
	1046 Riga, Latviacadastral No. 0100 076 0184	  	

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	Lilla Garnisonsgatan 36	  	Osmose Sweden AB /
		
	25467 Helsingborg	  	Nitton71 Fastighet & kapitalforvaltning AB
		
	Sweden	  	
		
	Lilla Garnisonsgatan 33	  	Osmose Sweden AB /
		
	25467 Helsingborg	  	JUMO Mat-och Reglerteknik AB
		
	Sweden	  	
		
	Ekvandan 6	  	Osmose Sweden AB /
		
	N. Vala	  	Humlans Minilager AB
		
	Helsingborg	  	
		
	Sweden	  	
		
	Merkurius 3	  	Osmose Sweden AB / Nipstadens
	Apt 0312, 2nd Floor	  	Fastighetsforvaltning AB
		
	Storgatan 50	  	
		
	Solleftea	  	
		
	Sweden	  	
		
	St. Petri.g. 7	  	Holship Norway AS / Osmose Norway AS
		
	NO-3003 Drammen	  	
		
	Norway	  	

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	Myklerudveien	  	Univar AS / Osmose Norway AS
		
	NO-1454 Fagerstrand	  	
		
	Norway	  	
		
	Espa	  	Jan Erik Johansen / Osmose Norway AS
		
	Heidtun 2	  	
		
	NO-2338 Espa	  	
		
	Norway	  	
		
	Am Sagewerk 26 D- D-68526 Ladenburg Germany	  	Marion Zajonc /. Osmose Deutschland GmbH
		
	Rua Alexandre Schlemm 531, Sala 02	  	Tecnologias De Madeiras Brasileiras Comercio de Preservantes Ltda. /
		
	Barrio Anita Garibaldi, CEP 89202-181	  	Ironildo Osellame
		
	Joinville	  	
		
	Estado do Santa Catarina	  	
		
	Brazil	  	

			
	 Address
	  	 Osmose Entity Tenant / Landlord

(as such names appear on the Leases)

	Americo Vespucio Norte 2680 Oficina “62” complejo El Cortijo Comuna de Conchali	  	Comercial Osmose Chile Limitada / Patagonica Immobiliaria S.A. (sublessor) / Banco Santander-Chile
		
	Código postal 8551378	  	
		
	Santiago – Region Metropolitanta	  	
		
	Paseo de la Castellana	  	Torre Europa / Osmose Spain S.L.
	95-15	  	
		
	28046 Madrid Spain (virtual office)	  	

  

	2.	Owned Real Property 

  

							
	 Property Address
	  	 Osmose Entity Record

Title Owner/Holder
	  	 Lease or Use Rights

Granted
	  	 Notes

	Beardstown Township, Cass County, IL / 03-013-008-00	  	Osmose, Inc.	  	Use rights granted to Kevin Massie (no written lease)	  	
				
	1016 Everee Inn Road, Griffin, GA 30224	  	Osmose, Inc.	  		  	

							
	 Property Address
	  	 Osmose Entity Record

Title Owner/Holder
	  	 Lease or Use Rights

Granted
	  	 Notes

	Vacant Land, Everee Inn Road, Griffin, GA 30224	  	Osmose, Inc.	  		  	
				
	1141 Anne Street, Griffin, GA 30224	  	Osmose, Inc.	  	License for Right of Entry between Earthgrains Baking Companies, Inc. and Osmose Wood Preserving, Inc. dated November 17, 1997, filed for record November 26, 1997, recorded at Deed Book 1488, Page 347, Spalding County, Georgia
Records.	  	
	1142 Anne Street, Griffin, GA 30224	  	Osmose, Inc.	  		  	
				
	1143 Anne Street, Griffin, GA 30224	  	Osmose, Inc.	  		  	
				
	1145 Anne Street, Griffin, GA 30224	  	Osmose, Inc.	  		  	
				
	5150-5151 South Loop East, Houston, TX 77033	  	Wood Protection LP	  		  	
				
	4518 Tompkins Drive, Madison, WI 53716	  	Osmose Railroad Services, Inc.	  		  	
				
	4546 Tompkins Drive, Madison, WI 53716	  	Osmose Railroad Services, Inc.	  		  	
				
	4602 Tompkins Drive, Madison, WI 53716	  	Osmose Railroad Services, Inc.	  		  	
				
	3450 Fite Rd, Millington TN 38053-8310	  	Osmose, Inc.	  		  	
				
	103 Robertson Rd, Rock Hill, SC 29730	  	Osmose, Inc.	  		  	

							
	 Property Address
	  	 Osmose Entity Record

Title Owner/Holder
	  	 Lease or Use Rights

Granted
	  	 Notes

	 Cafpirco Rd. Mt. Gambier,
 SA 5290

 
 Australia
	  	Osmose Australia Pty Ltd.	  		  	
				
	 25 Buckley Grove,
 Moolap, Victoria

3219 Australia
	  	Osmose Australia Pty Ltd.	  		  	
				
	 8 Mayo Road
  

Wiri, Manukau
  

Auckland
  

New Zealand
	  	Osmose New Zealand	  		  	
				
	 14 Mayo Road
  

Wiri, Manukau
  

Auckland
  

New Zealand
	  	Osmose New Zealand	  		  	
				
	 23 Yukon Place
  

Hornby, Christchurch
 New Zealand
	  	Osmose New Zealand	  		  	
				
	 Fieldhouse Lane,
 Marlow, Bucks SL7

1LS UK
	  	Protim Solignum Limited	  		  	
				
	 Lingfield Way
  

Yarm Road Industrial Estate
  

Darlington, County Durham DL14QA
  

UK
	  	Protim Solignum Limited	  		  	

							
	 Property Address
	  	 Osmose Entity Record

Title Owner/Holder
	  	 Lease or Use Rights

Granted
	  	 Notes

	 Stan Robinson (Stafford) Limited
  

Darlington Road,
  

Darlington, County Durham
  

United Kingdom
  

Postal Code: DL1 4PT
	  	Protim Solignum Limited	  		  	

 SCHEDULE 6.1.13 

CONSENTS AND APPROVALS 
 None 

 SCHEDULE 6.1.15 

PATENTS, TRADEMARKS, COPYRIGHTS, LICENSES, ETC. 

Patents: 
 The report (Patent Property Report) which is
attached to this Schedule is incorporated by reference into this Schedule 6.1.15. 
 Trademarks: 

The report (Trademark Property Report) which is attached to this Schedule is incorporated by reference into this Schedule 6.1.15. 

Copyrights: 
 None 

Tradenames and Common Law Marks:2 

CARBOMOD 
 KFOAM 

KOPPERS 
 KOPPERS (IN CHINESE) 

KOPPERS (IN CHINESE-IN INTAGLIO) 
 KOPPERS (STYLIZED) 

KOPPERS (STYLIZED-IN INTAGLIO) 
 KOPPERS AND DESIGN 

KOPPERS AND DESIGN (FULL CIRCLE) 
 KOPPERS AND DESIGN
(OCTAGONAL) 
 KOPPERS AND DESIGN (SEMI-CIRCULAR) 
 NORSlP

 TAR-GLAS – abandoned 
 ONYX 

ORGOL 

 Licenses: 
  

	1.	The Borrower and/or its Subsidiaries hold various software and/or technology licenses for the use of software and/or technology at locations around the world. 

 

	2.	The Borrower and/or its Subsidiaries hold various environmental, health and safety licenses issued by local, state, federal or other regulatory authorities related to the operation of their facilities.

  

	3.	The Borrower and/or its Subsidiaries hold various licenses related to the operation of certain equipment at locations around the world. 

 

	2	To the extent registered or pending registration, recorded owners of such tradenames are set forth on the Trademark Property Report attached to this Schedule. 

  
 - 195 - 

 KOPPERS DELAWARE, INC. 
  

			
	Trademark Report By Mark Family	  	Printed: 3/7/2013

  

			
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	 Client
	  	280714
		
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	  	ACTIVE
	
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

	
	 CARBOMOD

								
	EUROPEAN UNION (C	  	12-126-CT	  	10/6/2003	  	3393741	  	4/19/2005	  	3393741	  	REGISTERED	  	01, 04, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	EVT (EQUI-VISCOUS TEMPERATURES) TAR, PHTHALIC ANHYDRIDE	  		  	
					
		  	04	  	BENZENE, CRUDE BENZOLE, BASE OILS, CARBOLIC OIL, BENZOLE ABSORBING OIL, COAL TAR OIL MIXTURES	  		  	
					
		  	19	  	ALUMINUM PITCH SOLIDS, ALUMINUM PITCH LIQUIDS, LIQUID PITCHES, PENCIL PITCH, SPECIAL PITCHES, ANTHRACENE PASTE	  		  	
	
	 KFOAM

								
	UNITED STATES	  	05-214-US	  	9/13/2005	  	78/711,858	  	10/16/2007	  	3,313,879	  	REGISTERED	  	17
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	CARBON, GRAPHITE AND COMPOSITE FOAM MATERIALS USED FOR HEAT TRANSFER AND THERMAL MANAGEMENT APPLICATIONS	  		  	

  
 - 196 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

	
	 KOPPERS (IN CHINESE)

								
	CHINA	  	02-131-CN-1	  	8/27/1998	  	9800098184	  	1/14/2000	  	1352569	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICALS USED IN INDUSTRY (INCLUDES CARBON BLACK FEEDSTOCK AND NAPHTHALENE); CHEMICALS USED IN AGRICULTURE (EXCLUDING PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES); CHEMICALS USED IN
HORTICULTURE (EXCLUDING PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES); CHEMICALS USED IN FORESTRY (EXCLUDING PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES)	  		  	
								
	CHINA	  	02-131-CN-2	  	8/27/1998	  	9800098148	  	2/28/2000	  	1368007	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	DYESTUFFS; PAINT; WOOD PRESERVING AGENTS (INCLUDES CREOSOTE); COLOURING AGENTS	  		  	
								
	CHINA	  	02-131-CN-3	  	8/27/1998	  	9800098149	  	1/28/2000	  	1358056	  	REGISTERED	  	04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	04	  	FUELS; DUST LAYING COMPOSITIONS	  		  	
								
	CHINA	  	02-131-CN-5	  	10/16/1998	  	9800116941	  	1/28/2000	  	1358307	  	REGISTERED	  	05
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	05	  	PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES	  		  	
								
	CHINA	  	02-131-CN-6	  	11/9/1998	  	9800126487	  	3/28/2000	  	1378347	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	TREATED WOODEN FRAMES; TREATED WOODEN DECKING; TREATED CONSTRUCTION TIMBER; TREATED WOODEN TELEGRAPH POLES; TREATED TIMBER FOR BRIDGES; TREATED WOODEN FOUNDATION PILING; TREATED WOODEN MARINE PILING; BINDING MATERIALS
FOR ROAD REPAIR; ROAD COATING MATERIALS; SEMI-WORKED WOOD (INCLUDES PITCH)	  		  	
								
	CHINA	  	02-131-CN-7	  	8/27/1998	  	9800098148	  	2/28/2000	  	1367822	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	NON-METALLIC BUILDING MATERIALS; ASPHALT; TAR; PORTABLE NON-METALLIC BUILDING STRUCTURES (INCLUDES PITCH)	  		  	

  
 - 197 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	CHINA	  	02-131-CN-9	  	8/27/1998	  	9800098154	  	1/28/2000	  	1359827	  	REGISTERED	  	39
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	39	  	TRANSPORT, STORAGE	  		  	
								
	CHINA	  	02-131-CN-10	  	8/27/1998	  	9800098155	  	1/21/2000	  	1357381	  	REGISTERED	  	42
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	42	  	ENGINEERING, NON-TRADE PROFESSIONAL CONSULTING	  		  	
								
	CHINA	  	02-131-CN-4	  	8/27/1998	  	9800098150	  	12/21/1999	  	1345845	  	REGISTERED	  	05
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	05	  	PHARMACEUTICALS; DISINFECTANTS	  		  	
	
	 KOPPERS (IN CHINESE-IN INTAGLIO)

								
	CHINA	  	02-132-CN-4	  	8/27/1998	  	9800098178	  	12/21/1999	  	1345844	  	REGISTERED	  	05
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	05	  	PHARMACEUTICALS; DISINFECTANTS	  		  	
	
	 KOPPERS (STYLIZED)

								
	CHINA	  	02-123-CN-9	  	8/27/1998	  	980098163	  	1/28/2000	  	1359825	  	REGISTERED	  	39
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	39	  	TRANSPORT, STORAGE	  		  	
								
	CHINA	  	02-123-CN-7	  	11/9/1998	  	9800126488	  	3/28/2000	  	1378208	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	TREATED WOODEN FRAMES; TREATED WOODEN DECKING; TREATED CONSTRUCTION TIMBER; TREATED WOODEN TELEGRAPH POLES, TREATED TIMBER FOR BRIDGES; TREATED WOODEN FOUNDATION PILING; TREATED WOODEN MARINE PILING; BINDING MATERIALS
FOR ROAD REPAIR; ROAD COATING MATERIALS; SEMI-WORKED WOOD (INCLUDES PITCH)	  		  	

  
 - 198 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	CHINA	  	02-123-CN-1	  	8/27/1998	  	980098156	  	1/14/2000	  	1352578	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICALS USED IN INDUSTRY (INCLUDES CARBON BLACK FEEDSTOCK AND NAPHTHALENE); CHEMICALS USED IN AGRICULTURE (EXCLUDING PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES); CHEMICALS USED IN
HORTICULTURE (EXCLUDING PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES); CHEMICALS USED IN FORESTRY (EXCLUDING PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES)	  		  	
								
	CHINA	  	02-123-CN-5	  	10/16/1998	  	9800116940	  	1/28/2000	  	1358309	  	REGISTERED	  	05
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	05	  	PESTICIDES, FUNGICIDES, HERBICIDES, INSECTICIDES, GERMICIDES, PARASITICIDES	  		  	
								
	CHINA	  	02-123-CN-6	  	8/27/1998	  	9800098157	  	2/28/2000	  	1367801	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	NON-METALLIC BUILDING MATERIALS; ASPHALT; TAR; PORTABLE NON-METALLIC BUILDING STRUCTURES (INCLUDES PITCH)	  		  	
								
	CHINA	  	02-123-CN-4	  	8/27/1998	  	9800098159	  	12/21/1999	  	1345804	  	REGISTERED	  	05
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	05	  	PHARMACEUTICALS; DISINFECTANTS	  		  	
								
	CHINA	  	02-123-CN-3	  	8/27/1998	  	9800098158	  	1/28/2000	  	1358054	  	REGISTERED	  	04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	04	  	FUELS; DUST LAYING COMPOSITIONS	  		  	
								
	CHINA	  	02-123-CN-2	  	8/27/1998	  	9800098157	  	2/28/2000	  	1368006	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	DYESTUFFS; PAINT; WOOD PRESERVING AGENTS (INCLUDES CREOSOTE); COLOURING	  		  	
								
	JAPAN	  	02-123-JP	  	6/7/1984	  	597381984	  	9/30/1993	  	2576356	  	REGISTERED	  	01, 02, 19

  
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICALS AND MEDICINES	  		  	
					
		  	02	  	PAINTS, VARNISHES, LACQUERS, PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; COLOURANTS; MORDANTS; RAW NATURAL RESINS; METALS IN FOIL AND POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS	  		  	
					
		  	19	  	BUILDING MATERIALS (NONMETALLIC); NONMETALLIC RIGID PIPES FOR BUILDING, ASPHALT, PITCH AND BITUMEN, NONMETALLIC TRANSPORTABLE BUILDINGS, MONUMENTS, NOT OF METAL	  		  	
			
	 KOPPERS AND DESIGN (FULL CIRCLE)
	  	 	  	 
								
	AUSTRALIA	  	02-118-AU	  	7/12/1985	  	N/A	  	7/12/1985	  	B429785	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	TREATED WOOD AND TIMBER, IN PARTICULAR, PRESSURE-TREATED AND/OR PRESERVATIVE-TREATED WOOD PRODUCTS, INCLUDING ROUND-WOOD PRODUCTS FOR LANDSCAPING; BUILDING POLES FOR POLE FRAME CONSTRUCTION; AND SAWN TIMBERS; EXCEPT
REFRACTORY MATERIALS	  		  	
			
	 KOPPERS AND DESIGN (OCTAGONAL)
	  	 	  	

								
	AUSTRALIA	  	02-117-AU	  	7/12/1985	  	B429772	  	7/12/1985	  	B429772	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	TREATED WOOD AND TIMBER, IN PARTICULAR, PRESSURE-TREATED AND/OR PRESERVATIVE-TREATED WOOD PRODUCTS, INCLUDING ROUND-WOOD PRODUCTS FOR LANDSCAPING; BUILDING POLES FOR POLE FRAME CONSTRUCTION; AND SAWN TIMBERS; EXCEPT
REFRACTORY MATERIALS	  		  	
			
	 KOPPERS AND DESIGN (SEMI-CIRCULAR)
	  	 	  	

								
	AUSTRALIA	  	02-116-AU	  	7/12/1985	  	N/A	  	7/12/1985	  	B429784	  	REGISTERED	  	19

  
 - 200 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	TREATED WOOD AND TIMBER, IN PARTICULAR, PRESSURE-TREATED AND/OR PRESERVATIVE-TREATED WOOD PRODUCTS, INCLUDING ROUND-WOOD PRODUCTS FOR LANDSCAPING; BUILDING POLES FOR POLE FRAME CONSTRUCTION; AND SAWN TIMBERS; EXCEPT
REFRACTORY MATERIALS	  		  	
		
	 KOPPERS AND DESIGN
	  	

								
	AUSTRALIA	  	03-118-AU	  	5/29/2003	  	955898	  	12/10/2004	  	955898	  	REGISTERED	  	01, 02, 04, 17, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	ISOCYANURATE, URETHANE OR PHENOLIC FOAM INSULATION MATERIALS	  		  	
					
		  	19	  	CRUDE OIL, TAR AND PITCHES; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION; NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF
PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES; BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE TREATED WOOD PRODUCTS; NAMELY,
PILINGS, POLES, POSTS, CROSSTIES, LUMBER, STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY
CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS; POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATING FOR BRUSHING AND
SPRAYING	  		  	
					
		  	01	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE,
SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  		  	
					
		  	02	  	WOOD PRESERVATIVES, NAMELY CREOSOTE AND CREOSOTE SOLUTIONS	  		  	
					
		  	04	  	FUEL, NAMELY COKE; AND FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE AS INDUSTRIAL LUBRICANTS	  		  	
								
	CANADA	  	03-118-CA	  	8/6/2004	  	1226201	  	1/19/2007	  	679870	  	REGISTERED	  	NA
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	NA	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE,
SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS, WOOD PRESERVATIVES NAMELY CREOSOTE AND CREOSOTE SOLUTIONS, FUEL, NAMELY COKE; AND
FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR	  		  	

  
 - 201 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

					
		  		  	USE AS INDUSTRIAL LUBRICANTS; ISOCYANURATE, URETHANE AND PHENOLIC FOAM INSULATION MATERIALS; CRUDE OIL COAL TAR AND PITCHES; PRESERVATIVE TREATED LUMBER, BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES
FOR BUILT-UP ROOF CONSTRUCTION; NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES;
BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE TREATED WOOD PRODUCTS, NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER, STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED
STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS; POLYSTER
FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATINGS FOR BRUSHING AND SPRAYING	  		  	
								
	CHINA	  	03-118-CN	  	10/8/2003	  	3742247	  	8/21/2005	  	3742247	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALINE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE AND MALEIC ANHYDRIDE SOLD
IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  		  	
								
	CHINA	  	03-118-CN-2	  	10/8/2003	  	3742248	  	2/14/2006	  	3742248	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	WOOD PRESERVATIVES, NAMELY CREOSOTE FOR WOOD PRESERVATION	  		  	
								
	CHINA	  	03-118-CN-3	  	10/8/2003	  	3742250	  	5/28/2005	  	3742250	  	REGISTERED	  	04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	04	  	FUEL; FLOATATION OILS, COAL TAR NEUTRAL OILS, TAR ACID OILS FOR USE AS INDUSTRIAL LUBRICANTS (INCLUDES CARBON BLACK FEEDSTOCK)	  		  	
								
	CHINA	  	03-118-CN-4	  	10/8/2003	  	3742249	  	7/14/2005	  	3742249	  	REGISTERED	  	17
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	ISOCYANURATE, URETHANE OR PHENOLIC FOAM INSULATION MATERIALS	  		  	
								
	CHINA	  	03-118-CN-5	  	10/8/2003	  	3742251	  	1/7/2006	  	3742251	  	REGISTERED	  	19

  
 - 202 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	CRUDE OIL, TAR AND PITCHES; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION, NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF
PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES; PRESERVATIVE TREATED WOOD PRODUCTS, NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER,
STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY, ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS;
REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS; POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATINGS FOR BRUSHING AND SPRAYING; BITUMINOUS COATINGS FOR PROTECTING
ROOFING; BITUMINOUS COATING FOR PROTECTION SIDING; BITUMINOUS COATING FOR PROTECTING VALLEYS	  		  	
								
	EUROPEAN UNION (C	  	03-118-CT	  	10/6/2003	  	3393725	  	4/25/2005	  	3393725	  	REGISTERED	  	01, 02, 04, 17, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY, QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE,
SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  		  	
					
		  	02	  	WOOD PRESERVATIVES, NAMELY, CREOSOTE AND CREOSOTE SOLUTIONS	  		  	
					
		  	04	  	FUEL, NAMELY, COKE AND FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE AS INDUSTRIAL LUBRICANTS	  		  	
					
		  	17	  	ISOCYANURATE, URETHANE OR PHENOLIC FOAM INSULATION MATERIALS	  		  	
					
		  	19	  	CRUDE OIL, TAR AND PITCHES; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION, NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF
PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES; BITUMINOUS-COATED SURFACES; BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE
TREATED WOOD PRODUCTS, NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER, STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY, ARCHES, BEAMS, COLUMNS, DECKING,
LIGHTING STANDARDS, UTILITY CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS; POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC
ROOF COATINGS FOR BRUSHING AND SPRAYING	  		  	
								
	JAPAN	  	03-118-JP	  	8/12/2004	  	2004074938	  	12/2/2005	  	4912572	  	REGISTERED	  	01, 02, 04, 17, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	ORGANIC ACIDS, NAPHTHALENE, CARBON BLACK FOR INDUSTRIAL PURPOSES, OTHER CHEMICALS, UNPROCESSED PLASTICS	  		  	

  
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

					
		  	02	  	CREOSOTE FOR WOOD PRESERVATIVES, OTHER WOOD PRESERVATIVES	  		  	
					
		  	04	  	FUEL, COAL TAR OILS, INDUSTRIAL OILS, INDUSTRIAL MATERIALS	  		  	
					
		  	17	  	ELECTRICAL, THERMAL AND ACOUSTIC INSULATION MATERIALS	  		  	
					
		  	19	  	COAL TAR, OTHER TARS AND PITCHES, UTILITY POLES, NOT OF METAL, RAILROAD CROSSTIES, NOT OF METAL, PRESERVATIVE TREATED LUMBER, OTHER BUILDING TIMBER; CEMENTS AND THEIR PRODUCTS; ROOF COVERINGS, NOT OF METAL; BUILDING
MATERIALS (NON-METALLIC)	  		  	
								
	MEXICO	  	03-118-MX-2	  	1/19/2005	  	697481	  	4/18/2005	  	876173	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; COLORANTS; MORDANTS, RAW NATURAL RESINS; METALS FOR FOIL AND POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS	  		  	
								
	MEXICO	  	03-118-MX-1	  	8/27/2004	  	674074	  	5/27/2005	  	883632	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICALS USED IN INDUSTRY, SCIENCE AND PHOTOGRAPHY, AS WELL AS IN AGRICULTURE, HORTICULTURE AND FORESTRY; UNPROCESSED ARTIFICIAL RESINS; UNPROCESSED PLASTICS; MANURES; FIRE EXTINGUISHING COMPOSITIONS; TEMPERING AND
SOLDERING PREPARATIONS; CHEMICAL SUBSTANCES FOR PRESERVING FOODSTUFFS; TANNING SUBSTANCES; ADHESIVES USED IN INDUSTRY	  		  	
								
	MEXICO	  	03-118-MX-3	  	8/27/2004	  	674075	  	3/7/2005	  	871582	  	REGISTERED	  	04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	04	  	INDUSTRIAL OILS AND GREASES; LUBRICANTS; DUST ABSORBING, WETTING AND BINDING COMPOSITIONS; FUELS (INCLUDING MOTOR SPIRIT) AND ILLUMINANTS; CANDLES AND WICKS FOR LIGHTING	  		  	
								
	MEXICO	  	03-118-MX-4	  	8/27/2004	  	674076	  	9/23/2005	  	900465	  	REGISTERED	  	17
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	RUBBER, GUTTA-PERCHA, GUM, ASBESTOS, MICA AND GOODS MADE FROM THESE MATERIALS AND NOT INCLUDED IN OTHER CLASSES; PLASTICS IN EXTRUDED FORM FOR USE IN MANUFACTURE; PACKING, STOPPING AND INSULATING MATERIALS; FLEXIBLE
PIPES, NOT OF METAL	  		  	
								
	SOUTH AFRICA	  	03-118-ZA-4	  	8/11/2004	  	200413685	  	6/28/2010	  	200413685	  	REGISTERED	  	17
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	RUBBER, GUTTA-PERCHA, GUM, ASBESTOS, MICA AND GOODS MADE FROM THESE	  		  	

  
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

					
		  		  	MATERIALS AND NOT INCLUDED IN OTHER CLASSES; PLASTICS IN EXTRUDED FORM FOR USE IN MANUFACTURE; PACKING, STOPPING AND INSULATING MATERIALS INCLUDING ISOCYANURATE, URETHANE AND PHENOLIC FOAM INSULATION MATERIALS; FLEXIBLE
PIPES, NOT OF METAL	  		  	
								
	SOUTH AFRICA	  	03-118-ZA-1	  	8/11/2004	  	200416888	  	6/28/2010	  	200413688	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICALS USED IN INDUSTRY, SCIENCE AND PHOTOGRAPHY, AS WELL AS IN AGRICULTURE, HORTICULTURE AND FORESTRY INCLUDING ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY
QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE, SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TA ACID OILS FOR USE IN THE
MANUFACTURE OF PAINTS AND SOLVENTS; UNPROCESSED ARTIFICIAL RESINS; UNPROCESSED PLASTICS; MANURES; FIRE EXTINGUISHING COMPOSITIONS; TEMPERING AND SOLDERING PREPARATIONS; CHEMICAL SUBSTANCES FOR PRESERVING FOODSTUFFS; TANNING SUBSTANCES; ADHESIVE USED
IN INDUSTRY	  		  	
								
	SOUTH AFRICA	  	03-118-ZA-3	  	8/11/2004	  	200413686	  	6/28/2010	  	200413686	  	REGISTERED	  	04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	04	  	INDUSTRIAL OILS AND GREASES; LUBRICANTS INCLUDING FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE AS INDUSTRIAL LUBRICANTS; DUST ABSORBING, WETTING AND BINDING COMPOSITIONS; FUELS INCLUDING MOTOR SPIRIT
AND COKE, AND ILLUMINANTS; CANDLES WICKS	  		  	
								
	SOUTH AFRICA	  	03-118-ZA-2	  	8/11/2004	  	200413687	  	6/28/2010	  	200413687	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD INCLUDING WOOD PRESERVATIVES, NAMELY CREOSOTE AND CREOSOTE SOLUTIONS; COLOURANTS, MORDANTS; RAW NATURAL RESINS, METALS IN FOIL AND
POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS	  		  	
								
	SOUTH AFRICA	  	03-118-ZA-5	  	8/11/2004	  	200413684	  	6/28/2010	  	200413684	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	BUILDING MATERIALS (NON-METALLIC); NON-METALLIC RIGID PIPES FOR BUILDING; ASPHALT, PITCH AND BITUMEN; CRUDE COAL TAR AND PITCHES; PRESERVATIVE TREADED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL
MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION; NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED
SURFACES; BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE TREATED WOOD PRODUCTS; NAMELY, PILINGS, POLES, POSTS,	  		  	

  
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

					
		  		  	CROSSTIES, LUMBER, STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY
CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS, POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATINGS FOR BRUSHING
AND SPRAYING NON-METALLIC TRANSPORTABLE BUILDING MONUMENTS, NOT OF METAL	  		  	
								
	TAIWAN	  	03-118-TW	  	8/11/2004	  	093037399	  		  		  	PENDING	  	01, 02, 04, 17, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	INDUSTRIAL CHEMICALS, SCIENTIFIC CHEMICALS; ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE,
PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE, SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACIDS OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  		  	
					
		  	02	  	WOOD PRESERVATIVE, NAMELY CREOSOTE AND CREOSOTE SOLUTIONS	  		  	
					
		  	04	  	GAS FUELS, LIQUID FUELS AND SOLID FUELS, COKE; AND GREASES FOR INDUSTRIAL USE, LUBRICATING OILS, SOLID FUELS; FUEL, NAMELY COKE; AND FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE AS INDUSTRIAL
MATERIALS	  		  	
					
		  	17	  	ISOCYANURATE, URETHANE AND PHENOLIC FOAM INSULATION MATERIALS	  		  	
					
		  	19	  	CRUDE COAL TAR AND PITCHES; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION; NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF
PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES; BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE TREATED WOOD PRODUCTS, NAMELY,
PILINGS, POLES, POSTS, CROSSTIES, LUMBER, STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY
CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES; FOR GENERAL CONSTRUCTION PURPOSES AND PANELS; POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALT ROOF COATINGS FOR BRUSHING AND
SPRAYING	  		  	
								
	UNITED STATES	  	03-118-US	  	4/7/2003	  	76/504,825	  	4/25/2006	  	3,085,821	  	REGISTERED	  	01, 02, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	NAPHTHALENE, PHTHALIC ANHYDRIDE SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  		  	
					
		  	02	  	WOOD PRESERVATIVES, NAMELY CREOSOTE AND CREOSOTE SOLUTIONS	  		  	
					
		  	19	  	CRUDE COAL TAR AND PITCHES; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION, NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF
PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED	  		  	

  
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

					
		  		  	SURFACES; PRESERVATIVE TREATED WOOD PRODUCTS, NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER; LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATINGS FOR BRUSHING AND SPRAYING	  		  	
								
	UNITED STATES	  	12-127-US	  	7/10/2012	  	85/673,152	  		  		  	PENDING	  	17, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	NON-METALLIC BUILDING MATERIALS, NAMELY, CARBON, GRAPHITE AND COMPOSITE FOAM, AND SYNTHETIC GRAPHITE, FOR HEAT TRANSFER AND THERMAL MANAGEMENT APPLICATIONS, INSULATING AND FLAME RETARDANT MATERIALS, THERMAL INTERFACE
MATERIALS, BLAST ABATEMENT MATERIALS, ROOFING MATERIALS, STRUCTURAL APPLICATIONS, AND ELECTRICALLY CONDUCTIVE APPLICATIONS	  		  	
					
		  	19	  	CARBON, GRAPHITE AND COMPOSITE FOAM, AND SYNTHETIC GRAPHITE, FOR HEAT TRANSFER AND THERMAL MANAGEMENT APPLICATIONS, INSULATING AND FLAME RETARDANT MATERIALS, THERMAL INTERFACE MATERIALS, BLAST ABATEMENT MATERIALS,
ROOFING MATERIALS, STRUCTURAL APPLICATIONS, AND ELECTRICALLY CONDUCTIVE APPLICATIONS	  		  	
								
	 KOPPERS
	  	 	  	 	  	 	  	 	  	 	  	 	  	 
								
	AUSTRALIA	  	02-112-AU-7	  	7/18/1969	  	N/A	  	7/18/1969	  	B230715	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	NAPHTHALENE, CREOSOTE AND OTHER SUCH PRODUCTS DERIVED FROM COAL TAR OR MADE FROM SUBSTANCES OR MIXTURES CONTAINING COAL TAR, ALL BEING CHEMICAL PRODUCTS FOR USE IN INDUSTRY	  		  	
								
	AUSTRALIA	  	02-112-AU-6	  	6/10/1981	  	B361298	  	6/10/1981	  	B361298	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	PRESERVATIVE TREATED WOOD PRODUCTS, EXCLUDING REFRACTORY MATERIALS; BUILDING MATERIALS (NONMETALLIC); NONMETALLIC RIGID PIPES FOR BUILDING; ASPHALT, PITCH AND BITUMEN; NONMETALLIC TRANSPORTABLE BUILDINGS; MONUMENTS, NOT
OF METAL	  		  	
								
	AUSTRALIA	  	02-112-AU-5	  	7/18/1969	  	A293576	  	7/18/1969	  	A293576	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	NAPHTHALENE, BEING A COAL TAR DERIVED PRODUCT FOR USE IN INDUSTRY	  		  	

  
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	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	AUSTRALIA	  	02-112-AU-4	  	7/18/1969	  	A293575	  	7/18/1969	  	A293575	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	CREOSOTE DERIVED FROM COKE OVEN TAR AND BEING A PRESERVATIVE FOR WOOD, AND COAL TAR ENAMELS BEING ANTI-CORROSIVE COATING MATERIALS	  		  	
								
	AUSTRALIA	  	02-112-AU-3	  	6/10/1981	  	B361299	  	6/10/1981	  	B361299	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	WOOD PRESERVATIVE CHEMICALS AND COMPOSITIONS	  		  	
								
	AUSTRALIA	  	02-112-AU-2	  	7/18/1969	  	B293574	  	7/18/1969	  	B293574	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	PITCH INCLUDING ELECTRODE BINDER REFRACTORY PITCH AND TAPHOLE PITCH; ROAD TARS AND BLENDED TAR AND PITCH COATING MATERIALS IN THIS CLASS ALL THE AFORESAID GOODS BEING DERIVED FROM COKE OVEN TAR, AND ALL OTHER GOODS,
EXCEPT REFRACTORY MATERIALS; BUILDING MATERIALS (NONMETALLIC); NONMETALLIC RIGID PIPES FOR BUILDING, ASPHALT PITCH AND BITUMEN NONMETALLIC TRANSPORTABLE BUILDING, MONUMENTS NOT OF METAL	  		  	
								
	AUSTRALIA	  	02-112-AU-1	  	7/18/1969	  	N/A	  	7/18/1969	  	A230716	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	PITCH INCLUDING ELECTRODE BINDER PITCH, REFRACTORY PITCH AND TADPOLE PITCH; ROAD TARS AND BLENDED TAR AND PITCH COATING MATERIALS IN THIS CLASS, ALL THE AFORESAID GOODS BEING DERIVED FROM COKE AND TAR	  		  	
								
	AUSTRALIA	  	02-112-AU-8	  	4/18/2005	  	1050872	  	11/28/2005	  	1050872	  	REGISTERED	  	40
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	40	  	TREATMENT OF MATERIALS, INCLUDING TREATMENT OF WOOD PRODUCTS FOR OTHERS	  		  	
								
	BAHRAIN	  	02-112-BH	  	12/12/2005	  	46315	  	6/15/2008	  	46315	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	COAL TAR PITCH	  		  	
								
	CANADA	  	02-112-CA-1	  	7/10/1972	  	355075	  	7/13/1973	  	TMA192633	  	REGISTERED	  	NA

  
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	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	NA	  	COKE, CRUDE COAL TARS AND PITCHES; ASPHALT; MINERAL AGGREGATES; SYNTHETIC RESINS, NAMELY, AMINO, VINYL, ALKYD, POLYESTER, AND ACRYLIC RESINS; CHLORINATED RUBBER; AND CHEMICALLY TREATED TIMBER, BITUMINOUS AND ASPHALTIC
PAVING MATERIALS, NAMELY, PRIMERS, EMULSIONS, BINDERS, SEALERS, AND PAVEMENT REJUVENATORS; PRINTED HOUSE ORGAN PUBLICATIONS ISSUED PERIODICALLY AND PAMPHLETS FOR SHEETS ISSUES FROM TIME TO TIME	  		  	
								
	CANADA	  	02-112-CA-2	  	2/10/1933	  	161378	  	2/10/1933	  	UCA001052	  	REGISTERED	  	NA
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	NA	  	ROOFING MATERIALS, ROAD MATERIALS, COAL TARS, WATER GAS TARS, PITCHES, PITCH COKE AND CHEMICAL PRODUCTS, SUCH AS FERTILIZERS, DISINFECTANTS, DEODORANTS, INSECTICIDES, FUNGICIDES, PAINTS AND WOOD PRESERVING OILS AND
COMPOUNDS, TAR ACIDS, LIGHT OILS, SULFUR AND THE LIKE	  		  	
								
	CHINA	  	11-089-CN-1	  	5/30/2011	  	9529529	  	6/21/2012	  	9529529	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE,
SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  		  	
								
	CHINA	  	11-089-CN-2	  	5/30/2011	  	9529528	  	6/21/2012	  	9529528	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	WOOD PRESERVATIVES, NAMELY CREOSOTE FOR WOOD PRESERVATION	  		  	
								
	CHINA	  	11-089-CN-3	  	5/30/2011	  	9529527	  	6/21/2012	  	9529527	  	REGISTERED	  	04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	04	  	FUEL; FLOATATION OILS, COAL TAR NEUTRAL OILS; TAR ACID OILS FOR USE AS INDUSTRIAL LUBRICANTS (INCLUDES CARBON BLACK FEEDSTOCK)	  		  	

  
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	CHINA	  	11-089-CN-5	  	5/30/2011	  	9529526	  	6/21/2012	  	9529526	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	CRUDE OIL TAR AND PITCHES; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION: NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF
PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES; PRESERVATIVE TREATED WOOD PRODUCTS, NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER,
STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS;
REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS; POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATINGS FOR BRUSHING AND SPRAYING; BITUMINOUS COATINGS FOR PROTECTING
ROOFING; BITUMINOUS COATING FOR PROTECTING SIDING; BITUMINOUS COATING FOR PROTECTING VALLEYS	  		  	
								
	EGYPT	  	02-112-EG-2	  	12/13/2005	  	181216	  	3/4/2009	  	181216	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	NAPHTHALENE	  		  	
								
	EUROPEAN UNION (C	  	02-112-CT	  	8/30/2000	  	001838259	  	10/16/2001	  	001838259	  	REGISTERED	  	01, 02, 04
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICALS, NAMELY NAPHTHALENE, BENZENE AND SODIUM PHENOLATE	  		  	
					
		  	02	  	RESINS AND PRESERVATIVES, NAMELY CREOSOTE	  		  	
					
		  	04	  	INDUSTRIAL OILS AND GREASED, NAMELY COAL TAR DERIVATIVES, INCLUDING OILS, PITCHES AND TARS	  		  	
								
	FIJI	  	02-112-FJ	  	4/28/2005	  	N/A	  	8/2/2006	  	2782005	  	REGISTERED	  	50
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	50	  	(LOCAL) GOODS MANUFACTURED FROM WOOD NOT INCLUDED IN OTHER CLASSES, INCLUDING TREATED TIMBER LUMBER, AND TREATED WOOD PRODUCTS	  		  	
								
	FIJI	  	02-112-FJ-2	  	4/28/2005	  	N/A	  	8/2/2006	  	2772005	  	REGISTERED	  	17
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	17	  	(LOCAL) MANUFACTURES FROM WOOD FOR BUILDING, INCLUDING TREATED TIMBER, TREATED LUMBER, AND TREATED WOOD PRODUCTS	  		  	

  
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	FRANCE	  	02-112-FR	  	6/30/1997	  	31126	  	7/28/1967	  	1539181	  	REGISTERED	  	01, 02, 06, 07, 09, 16, 17, 19, 20, 26, 28
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	ARTIFICIAL AND SYNTHETIC RESINS, THERMOPLASTIC OR THERMOADHESIVE; MATERIALS AND FILM FOR FABRICATION OF TUBES, COLORANTS, VARNISHES, LACQUERS, MATERIALS TO PROTECT AGAINST RUST, WOOD PRESERVATIVES, ANTI-CORROSIVES,
MATERIALS FOR CONSTRUCTION OF RAILROADS, PACKING AND DRUMS FOR INDUSTRIAL USE; MATERIALS FOR PACKING HOUSEHOLD AND INDUSTRIAL PRODUCTS; PISTONS, RINGS FOR INDUSTRIAL USE; INDUSTRIAL FANS; INSTALLATIONS AND EQUIPMENT FOR PRODUCTION OF ALL KINDS OF
PACKAGING; SOUND CONTROL EQUIPMENT; MATERIALS FOR PACKING HOUSEHOLD AND INDUSTRIAL PRODUCTS PACKAGING; OBJECTS MADE OF ARTIFICIAL AND SYNTHETIC RESINS, THERMOPLASTIC OR THERMOADHESIVE; PANELS FOR AUTOMOBILES ; MATERIALS FOR WELDING, INSULATION
INSTALLATIONS, SHAFT JOINTS; PANELS; CONSTRUCTION LUMBER, FLOOR AND ROOFING MATERIALS, FURNITURE, MIRRORS, FRAMES, BUTTON BANKS AND MOLDS; SPORTS ITEMS, TOYS GAMES	  		  	
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; COLOURANTS, MORDANTS; RAW NATURAL RESINS; METALS IN FOIL AND POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS	  		  	
					
		  	06	  	COMMON METALS AND THEIR ALLOYS; METAL BUILDING MATERIALS; TRANSPORTABLE BUILDINGS OF METAL, MATERIALS OF METAL FOR RAILWAY TRACKS NONELECTRIC CABLES AND WIRES OF COMMON METAL; IRONMONGERY, SMALL ITEMS OF METAL HARDWARE
PIPES AND TUBES OF METAL, SAFES; GOODS OF COMMON METALS NOT INCLUDED IN OTHER CLASSES; ORES	  		  	
					
		  	07	  	MACHINES AND MACHINE TOOLS; MOTORS AND ENGINES (EXCEPT FOR LAND VEHICLES); MACHINE COUPLING AND TRANSMISSION COMPONENTS (EXCEPT FOR LAND VEHICLES); AGRICULTURAL IMPLEMENTS OTHER THAN HAND-OPERATED; INCUBATORS FOR
EGGS	  		  	
					
		  	09	  	SCIENTIFIC, NAUTICAL, SURVEYING, PHOTOGRAPHIC, CINEMATOGRAPHIC, OPTICAL, WEIGHING, MEASURING, SIGNALING, CHECKING (SUPERVISION), LIFESAVING AND TEACHING APPARATUS AND INSTRUMENTS; APPARATUS AND INSTRUMENTS FOR
CONDUCTING, SWITCHING, TRANSFORMING, ACCUMULATING, REGULATING OR CONTROLLING ELECTRICITY; APPARATUS FOR RECORDING, TRANSMISSION OR REPRODUCTION OF SOUND OR IMAGES; MAGNETIC DATA CARRIERS, RECORDING DISCS, AUTOMATIC VENDING MACHINES AND MECHANISMS
FOR COIN OPERATED APPARATUS; CASH REGISTERS, CALCULATING MACHINES, DATA PROCESSING EQUIPMENT AND COMPUTERS, FIRE-EXTINGUISHING APPARATUS	  		  	
					
		  	16	  	PAPER, CARDBOARD AND GOODS MADE FROM THESE MATERIALS, NOT INCLUDED IN OTHER CLASSES; PRINTED MATTER; BOOKBINDING MATERIAL, PHOTOGRAPHS, STATIONERY; ADHESIVES FOR STATIONERY OR HOUSEHOLD PURPOSES; ARTISTS’ MATERIALS;
PAINT BRUSHES; TYPEWRITERS AND OFFICE REQUISITES (EXCEPT FURNITURE); INSTRUCTIONAL AND TEACHING MATERIAL (EXCEPT APPARATUS); PLASTIC MATERIALS FOR PACKAGING (NOT INCLUDED IN OTHER CLASSES); PRINTERS TYPE, PRINTING BLOCKS	  		  	
					
		  	17	  	RUBBER, GUTTA-PERCHA, GUM, ASBESTOS, MICA AND GOODS MADE FROM THESE MATERIALS AND NOT INCLUDED IN OTHER CLASSES; PLASTICS IN EXTRUDED FORM FOR USE IN MANUFACTURE PACKING, STOPPING AND INSULATING MATERIALS; FLEXIBLE
PIPES, NOT OF METAL	  		  	
					
		  	19	  	BUILDING MATERIALS (NONMETALLIC); NONMETALLIC RIGID PIPES FOR BUILDING; ASPHALT, PITCH AND BITUMEN; NONMETALLIC TRANSPORTABLE BUILDINGS; MONUMENTS, NOT OF METAL	  		  	

  
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		  	20	  	FURNITURE, MIRRORS, PICTURE FRAMES; GOODS (NOT INCLUDED IN OTHER CLASSES) OF WOOD, CORK REED, CANE, WICKER, HORN, BONE, IVORY, WHALEBONE, SHELL, AMBER, MOTHER-OF-PEARL, MEERSCHAUM AND SUBSTITUTES FOR ALL THESE MATERIALS,
OR OF PLASTICS	  		  	
					
		  	26	  	LACE AND EMBROIDERY, RIBBONS AND BRAID; BUTTONS, HOOKS AND EYES, PINS AND NEEDLES; ARTIFICIAL FLOWERS	  		  	
					
		  	28	  	GAMES AND PLAYTHINGS; GYMNASTIC AND SPORTING ARTICLES NOT INCLUDED IN OTHER CLASSES; DECORATIONS FOR CHRISTMAS TREES	  		  	
								
	INDIA	  	02-112-IN	  	10/26/2005	  	1394588	  		  		  	ALLOWED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE,
SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOATATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS; SODIUM PHENOLATE; BENZENE; BENZOLE ABSORBING OIL; CARBOLIC OIL	  		  	
								
	INDIA	  	02-112-IN-2	  	10/26/2005	  	1394589	  		  		  	PENDING	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	CRUDE COAL TAR AND PITCHES; EVT TARS; PRESERVATIVE TREATED LUMBER; BITUMINOUS CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION: NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT;
WATERPROOF PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES; BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE TREATED WOOD
PRODUCTS, NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER, STRUCTURAL SUPPORTS AND LAMINATED STRUCTURAL WOOD PRODUCTS FOR GENERAL CONSTRUCTION PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS,
UTILITY CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL CONSTRUCTION PURPOSES AND PANELS, POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALT ROOF COATINGS FOR
BRUSHING AND SPRAYING; ALUMINUM PITCH LIQUID; ALUMINUM PITCH SOLID	  		  	
								
	INDONESIA	  	02-112-ID	  	7/8/2005	  	2005011083	  	2/13/2005	  	IDM000113504	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	COAL TAR PITCH; COAL TAR DERIVATIVES	  		  	
								
	ITALY	  	02-112-IT	  	7/28/1967	  	508380	  	5/11/1989	  	815165	  	REGISTERED	  	01, 02, 06, 07, 09, 16, 17, 19, 20

  
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	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CHEMICAL PRODUCTS FOR USE IN THE INDUSTRY, SCIENCE, PHOTOGRAPHY, AGRICULTURE, HORTICULTURE, FORESTRY; ARTIFICIAL AND SYNTHETIC RESINS; PLASTICS IN THE FORM OF POWDERS, LIQUIDS OR PASTES, FOR INDUSTRIAL USE; MANURES
(NATURAL OR ARTIFICIAL); FIRE EXTINGUISHING COMPOSITIONS; TEMPERING SUBSTANCES AND CHEMICAL PREPARATIONS FOR SOLDERING; CHEMICAL SUBSTANCES FOR PRESERVING FOODSTUFFS; TANNING SUBSTANCES; AND ADHESIVE SUBSTANCES FOR USE IN INDUSTRY	  		  	
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; COLORING MATTERS, DYESTUFFS; MORDANTS; NATURAL RESINS; METALS IN FOIL AND POWDER FORM FOR PAINTERS, DECORATORS	  		  	
					
		  	06	  	UNWROUGHT AND PARTLY WROUGHT COMMON METALS AND THEIR ALLOYS; ANCHORS, ANVILS, BELLS, ROLLED AND CAST BUILDING MATERIALS; RAILS AND OTHER METALLIC MATERIALS FOR RAILWAY TRACKS; CHAINS (EXCEPT DRIVING CHAINS FOR VEHICLES);
CABLES AND WIRES (NONELECTRIC); LOCKSMITHS’ WORK; METALLIC PIPES AND TUBES; SAFES AND CASH BOXES; STEEL BALLS; HORSESHOES; NAILS AND SCREWS; OTHER GOODS IN NONPRECIOUS METAL NOT INCLUDED IN OTHER CLASSES; ORES	  		  	
					
		  	07	  	MACHINES AND MACHINE TOOLS; MOTORS (EXCEPT FOR LAND VEHICLES); MACHINE COUPLINGS AND BELTING (EXCEPT FOR LAND VEHICLES); LARGE SIZE AGRICULTURAL IMPLEMENTS; INCUBATORS	  		  	
					
		  	09	  	SCIENTIFIC, NAUTICAL, SURVEYING AND ELECTRICAL APPARATUS AND INSTRUMENTS (INCLUDING WIRELESS), PHOTOGRAPHIC, CINEMATOGRAPHIC, OPTICAL, WEIGHING, MEASURING, SIGNALING, CHECKING (SUPERVISION), LIFESAVING AND TEACHING
APPARATUS AND INSTRUMENTS; COIN OR COUNTERFREED APPARATUS; TALKING MACHINES; CASH REGISTERS; CALCULATING MACHINES; FIRE EXTINGUISHING APPARATUS	  		  	
					
		  	16	  	PAPER AND PAPER ARTICLES, CARDBOARD AND CARDBOARD ARTICLES; PRINTED MATTER;, NEWSPAPER AND PERIODICALS, BOOKS; BOOKBINDING MATERIAL; PHOTOGRAPHS, STATIONERY; ADHESIVES FOR STATIONARY ARTISTS’ MATERIALS; PAINT
BRUSHES; TYPEWRITERS AND OFFICE REQUISITES (EXCEPT FURNITURE); INSTRUCTIONAL AND TEACHING MATERIAL (OTHER THAN APPARATUS); PLAYING CARDS; PRINTERS TYPE AND CLICHES (STEREOTYPES)	  		  	
					
		  	17	  	GUTTA-PERCHA, INDIA RUBBER, BALATA AND SUBSTITUTES, ARTICLES MADE FROM THESE SUBSTANCES AND NOT INCLUDED IN OTHER CLASSES; PLASTICS IN THE FORM OF SHEETS, BLOCKS AND RODS, BEING FOR USE IN MANUFACTURE; MATERIALS FOR
PACKING, STOPPING OR INSULATING; ASBESTOS, MICA AND THEIR PRODUCTS; HOBE PIPES (NONMETALLIC)	  		  	
					
		  	19	  	BUILDING MATERIALS, NATURAL AND ARTIFICIAL STONE, CEMENT, LIME MORTAR, PLASTER AND GRAVEL; PIPES OF EARTHENWARE OR CEMENT, ROAD MAKING MATERIALS; ASPHALT, PITCH AND BITUMEN; PORTABLE BUILDINGS; STONE MONUMENTS; CHIMNEY
POTE	  		  	
					
		  	20	  	FURNITURE, MIRRORS, PICTURE FRAMES; ARTICLES (NOT INCLUDED IN OTHER CLASSES) OF WOOD, CORK REEDS, CANE, WICKER, HORN, BONE, IVORY, WHALEBONE, SHELL, AMBER, MOTHER-OF-PEARL, MEERSCHAUM, CELLOLOID, SUBSTITUTES FOR ALL
THESE MATERIALS, OR OF PLASTICS	  		  	
								
	JAPAN	  	02-112-JP	  	10/31/2001	  	2001097619	  	7/11/2003	  	4690680	  	REGISTERED	  	02, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	CCA TREATED TIMBER; OTHER BUILDING TIMBER; TAR AND PITCH	  		  	
					
		  	02	  	WOOD PRESERVATIVES	  		  	

  
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	MALAYSIA	  	02-112-MY-2	  	11/2/2005	  	05018584	  	4/20/2010	  	05018584	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	CREOSOTE FOR WOOD PRESERVATION	  		  	
								
	MALAYSIA	  	02-112-MY	  	11/2/2005	  	05018583	  	4/20/2010	  	05018583	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	CARBON BLACK FEEDSTOCK	  		  	
								
	MEXICO	  	02-112-MX-1	  	6/15/1990	  	89343	  	6/25/1991	  	397005	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; COLOURANTS; MORDANTS; RAW NATURAL RESINS; METALS IN FOIL AND POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS	  		  	
								
	MEXICO	  	02-112-MX-4	  	5/8/2007	  	853132	  		  		  	PENDING	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	BUILDING MATERIALS NON-METALLIC); NON-METALLIC RIGID PIPES FOR BUILDING; ASPHALT PITCH AND BITUMEN; NON-METALLIC TRANSPORTABLE BUILDINGS; MONUMENTS, NOT OF METAL, PARTICULARLY, TREATED WOOD PRODUCTS; FOR USE IN RAILROADS
(POLES, TIES AND BRIDGES); RAILROAD TRACK PRODUCTS (NOT OF METAL); TREATED CROSSTIES (NOT OF METAL); SWITCH TIES (NOT OF METAL); LUMBER OF USE IN RAILROADS (POLES, TIES AND BRIDGES), SPECIALTY TRACK WORK (NOT OF METAL), EXCLUDING DECORATIVE STONE
AND BRICK	  		  	
								
	MEXICO	  	02-112-MX-5	  	2/25/2008	  	916400	  	2/11/2009	  	1083360	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	NON-METALLIC RIGID PIPES FOR BUILDING; ASPHALT, PITCH AND BITUMEN; NON-METALLIC TRANSPORTABLE BUILDINGS; MONUMENTS, NOT OF METAL; TREATED WOOD PRODUCTS, RAILROAD TRACK PRODUCTS (NOT OF METAL), NAMELY, TREATED CROSSTIES,
SWITCH TIES, SWITCH TURNOUTS, PREPLATED TIES AND PANEL TIES; TREATED CROSSTIES (NOT OF METAL); SWITCH TIES (NOT OF METAL); LUMBER, POLES; BRIDGE MATERIALS; SPECIALTY TRACKWORK (NOT OF METAL); EXCLUDING DECORATIVE STONE AND DECORATIVE BRICK	  		  	
								
	NEW ZEALAND	  	02-112-NZ	  	4/18/2005	  	728285	  	10/20/2005	  	728285	  	REGISTERED	  	02, 19

  
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	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	BUILDING MATERIALS (NON-METALLIC); ASPHALT, PITCH AND BITUMEN; TREATED TIMBER; TREATED LUMBER; TREATED WOOD PRODUCTS; COAL TAR PITCH	  		  	
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; CREOSOTE	  		  	
								
	NORWAY	  	02-112-NO	  	9/13/2005	  	200509051	  	5/24/2006	  	232835	  	REGISTERED	  	02, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	PAINTS, VARNISHES, LACQUERS; PRESERVATIVES AGAINST RUST AND AGAINST DETERIORATION OF WOOD; COLOURANTS; MORDANTS; RAW NATURAL RESINS; METALS IN FOIL AND POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS; CREOSOTE
AND CREOSOTE OIL FOR WOOD PRESERVATION	  		  	
					
		  	19	  	BUILDING MATERIALS (NON-METALLIC); NON-METALLIC RIGID PIPES FOR BUILDING; ASPHALT, PITCH AND BITUMEN; NON-METALLIC TRANSPORTABLE BUILDINGS, MONUMENTS, NOT OF METAL; COAL TAR PITCH	  		  	
								
	PAKISTAN	  	02-112-PK	  	6/29/2005	  	211044	  	11/25/2011	  	211044	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	NAPHTHALENE	  		  	
								
	PERU	  	02-112-PE-2	  	7/27/2005	  	250154	  	12/16/2005	  	111314	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	RAILROAD TIES - NOT OF METAL	  		  	
								
	PHILIPPINES	  	02-112-PH	  	8/31/2005	  	42005008546	  	11/13/2006	  	42005008546	  	REGISTERED	  	02, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	TREATED TIMBER	  		  	
					
		  	02	  	CREOSOTE FOR WOOD PRESERVATION	  		  	
								
	SOUTH AFRICA	  	02-112-ZA	  		  	9607425	  	12/7/1999	  	9607425	  	REGISTERED	  	02
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	02	  	PRESERVATIVES FOR WOOD; PAINTS VARNISHES; LACQUERS; PRESERVATIVES AGAINST RUST; COLOURANTS; MORDANTS; RAW NATURAL RESINS; METALS IN FOIL AND POWDER FORM FOR PAINTERS, DECORATORS, PRINTERS AND ARTISTS	  		  	
								
	TAIWAN	  	02-112-TW	  	10/5/2001	  	90041149	  	11/16/2002	  	1021464	  	REGISTERED	  	01

  
 - 215 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	01	  	NAPHTHALENE AND CREOSOTE FOR CHEMICAL PURPOSES	  		  	
								
	TURKEY	  	02-112-TR	  	5/2/2005	  	200516639	  	5/2/2005	  	200516639	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	ASPHALT, PITCH, BITUMEN, TAR; MATERIALS FOR MAKING, COATING AND REPAIRING ROAD... SAND, GRAVEL, MOSAIC, FINE GRAVEL; DRY MIXTURES OF NATURAL MATERIALS SUCH AS SANDSTONE, SAND, GRAVE, AQUARIUM SAND... LIME; CEMENT;
GYPSUM... STONE, ARTIFICIAL STONE; MARBLE, ARTIFICIAL MARBLE, INTERIOR AND EXTERIOR BUILDING AND FLOOR FACINGS OF STONE AND ARTIFICIAL STONE, TILES, PAVING STONES, BORDER STONES... CONCRETE PANELS, CONCRETE PIPES, JOINT PIECES, PANELS, WALLS,
GIRDERS AND COLUMNS, ROOFING, PREFABRICATED CONCRETE STRUCTURES, PORTABLE STRUCTURES OF CONCRETE POLES OF CONCRETE, PALINGS, POLES OF CONCRETE FOR ELECTRIC AND COMMUNICATION LINES, CONCRETE BARRIERS, BENCHES, FLOWER BEDS... PANELS, WALLS,
PARTITIONS, BUILDING ELEMENTS OF GYPSUM; PREFABRICATED BUILDING ELEMENTS OF GYPSUM... ASBESTOS PIPES, JOINT PIECES, TRAFFIC SIGNS NOT OF METAL, MECHANICAL FOR ROADS, MONUMENTS AND STATUES OF CONCRETE STONE OR MARBLE... MODULE STRUCTURES OF
WOOD AND PREFABRICATED BUILDING ELEMENTS, WOODWORK, DOORS OF WOOD, WINDOWS AND DOORS OF WOOD, WINDOW AND DOOR CASES, VENETIAN BLIND, JALOUSIES, SHUTTERS, WAINSCOTING, PARTITIONS, CABANAS OF WOOD, HUTS OF WOOD; PARQUETS OF WOOD; PLYWOOD;
FIBREBOARDS... SEMI-WORKED TIMBERS, WOOD POLES, WOOD, WOODEN BEAMS, BEAMS... MODULE STRUCTURES OF PLASTIC OR SYNTHETIC, PREFABRICATED BUILDING ELEMENTS, PLASTIC PARTITIONS, CABINETS; PLASTIC DOORS, WINDOWS AND DOOR AND WINDOW CASES, VENETIAN
BLIND, JALOUSIES, SHUTTERS, BUILDING PIPES OF PLASTIC AND PARTS THEREOF, UNLOADING PIPES, GUTTERS, NATURAL OR SYNTHETIC VENEERS, SYNTHETIC COATINGS THAT CAN BE STUCK WITH HEAT... BUILDING GLASS; GLASSES, DOUBLE GLASS, GLASS PLATES FOR ROOFS,
GLASS BRICK, GLASS PANELS, GLASS TILES... BITUMINOUS ROOFING CARDBOARDS; BITUMINOUS VENEERS... PREFABRICATED SWIMMING POOLS NOT OF METAL	  		  	
								
	UNITED ARAB EMR	  	02-112-AE	  	1/25/2006	  	77046	  	12/10/2006	  	78110	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	COAL TAR PITCH	  		  	
								
	UNITED KINGDOM	  	02-112-GB-9	  	2/18/1976	  	B1059040	  	2/15/1978	  	B1059040	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
					
		  	19	  	NON-METALLIC BUILDING MATERIALS, CONCRETE, PIPES OF EARTHENWARE OR OF CEMENT, NON-METALLIC ROAD MAKING MATERIALS, ASPHALT, PITCH, BITUMEN, PAVING MATERIALS; TIMBER (OTHER THAN UNSAWN TIMBER) AND ARTICLES MADE FROM
TIMBER; COAL-TAR; COATINGS (NOT BEING PAINTS) FOR BUILDING AND CIVIL ENGINEERING CONSTRUCTION PURPOSES; NATURAL AND ARTIFICIAL STONE	  		  	

  
 - 216 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	UNITED STATES	  	02-112-US-2	  	11/4/1993	  	74/456,586	  	7/4/1995	  	1,902,735	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	19	  	BITUMEN CEMENT FOR FLASHING AND ROOFING; STRUCTURAL MEMBRANES FOR BUILT-UP ROOF CONSTRUCTION; NAMELY, TAR-SATURATED FABRIC, ASPHALT AND TAR FELT; WATERPROOF PITCH FOR BUILDING AND ROOFING; BITUMINOUS FIBER ROOF COATING
PLASTIC; BITUMINOUS TOUCH UP SEALANT FOR PATCHING AND REPAIRING BITUMINOUS-COATED SURFACES, BITUMINOUS PROTECTED ROOFING, SIDING AND VALLEYS; PRESERVATIVE TREATED WOOD PRODUCTS; NAMELY, PILINGS, POLES, POSTS, CROSSTIES, LUMBER, STRUCTURAL SUPPORTS
AND GENERAL CONSTRUCTIONS PURPOSES; LAMINATED STRUCTURAL WOOD PRODUCTS, NAMELY ARCHES, BEAMS, COLUMNS, DECKING, LIGHTING STANDARDS, UTILITY CROSSARMS, PLYWOOD AND OTHER STRUCTURAL MEMBERS; REINFORCED PLASTIC STANDARD STRUCTURAL SHAPES FOR GENERAL
CONSTRUCTION PURPOSES AND PANELS; POLYESTER FLOORING; AND LIQUID AND LIQUIFIABLE BITUMINOUS MASTIC AND ASPHALTIC ROOF COATINGS FOR BRUSHING AND SPRAYING	  	
								
	UNITED STATES	  	02-112-US-3	  	11/4/1993	  	74/456,289	  	9/19/1995	  	1,919,197	  	REGISTERED	  	04, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	04	  	FUEL, NAMELY COKE	  	
				
		  	19	  	CRUDE COAL TAR AND PITCHES AND PRESERVATIVE TREATED LUMBER	  	
								
	UNITED STATES	  	02-112-US-4	  	11/4/1993	  	74/456,593	  	12/12/1995	  	1,940,412	  	REGISTERED	  	01
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	01	  	ORGANIC ACIDS, CRESYLIC ACID COMPOUNDS, NAPHTHALENE, COAL, TAR BASES IN CRUDE AND PURE FORM, NAMELY QUINOLINE AND PYRIDINE, SYNTHETIC PEARLESCENCE, NAMELY BASIC LEAD CARBONATE, PHTHALIC ANHYDRIDE, AND MALEIC ANHYDRIDE,
SOLD IN BULK TO THE TAR, COKE AND ALUMINUM INDUSTRIES; FLOTATION OILS, COAL TAR NEUTRAL OILS AND TAR ACID OILS FOR USE IN THE MANUFACTURE OF PAINTS AND SOLVENTS	  	
								
	UNITED STATES	  	02-112-US-15	  	4/19/2005	  	78/611,936	  	10/17/2006	  	3,156,761	  	REGISTERED	  	40
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	40	  	TREATMENT AND DISPOSAL OF CROSSTIES, SWITCH TIES, LUMBER, CROSSING PANELS, POLES, AND PILING	  	
								
	UNITED STATES	  	02-112-US-1	  	2/1/1982	  	73/348,052	  	6/7/1983	  	1,241,176	  	REGISTERED	  	17
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	17	  	ISOCYANURATE FOAM INSULATION	  	

  
 - 217 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	VIETNAM	  	02-112-VN	  	9/29/2005	  	4200512727	  	8/23/2007	  	86926	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	19	  	PRESERVATIVE TREATED LUMBER; TREATED TIMBER	  	
	
	 NORSIP

								
	EUROPEAN UNION (C	  	02-127-CT	  	10/6/2003	  	3393733	  	2/8/2005	  	3393733	  	REGISTERED	  	01, 04, 19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	01	  	EVT TAR, PHTHALIC ANHYDRIDE	  	
				
		  	04	  	BENZENE, CRUDE BENZOLE, BASE OILS, CARBOLIC OIL, BENZOLE ABSORBING OIL, COAL TAR OIL MIXTURES	  	
				
		  	19	  	ALUMINUM PITCH SOLIDS, ALUMINUM PITCH LIQUIDS, LIQUID PITCHES, PENCIL PITCH, SPECIAL PITCHES, ANTHRACENE PASTE	  	
	
	 ONYX

								
	UNITED STATES	  	02-115-US	  	2/10/2000	  	75/915,987	  	9/4/2001	  	2,486,239	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	19	  	COLD PROCESS ROOFING SYSTEM COMPRISING TAR COATINGS, INSULATION MATERIALS, REINFORCING FABRICS AND ADHESIVES	  	
	
	 ORGOL

								
	EUROPEAN UNION (C	  	02-125-CT	  	10/1/2001	  	2393684	  	3/12/2004	  	02393684	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	19	  	BITUMEN; BITUMINOUS COATINGS; BITUMINOUS PRODUCTS; COAL TAR; MACADAM; ROAD COATING MATERIALS; TAR AND TARRED STRIPS; COMPOSITIONS FOR PRODUCING TAR MACADAM	  	

  
 - 218 - 

															
	 COUNTRY
	  	 REFERENCE #
	  	 FILED
	  	 APP#
	  	 REG DT
	  	 REG #
	  	 STATUS
	  	 CLASSES

								
	UNITED KINGDOM	  	02-125-GB	  	10/26/1993	  	1551688	  	10/26/1993	  	1551688	  	REGISTERED	  	19
								
	 	  	 CLASS
	  	 DESCRIPTION
	  	 	  	 	  	 	  	 	  	 
				
		  	19	  	BITUMEN; BITUMINOUS COATINGS; BITUMINOUS PRODUCTS; COAL TAR; MACADAM; ROAD COATING MATERIALS; TAR AND TARRED STRIPS; COMPOSITIONS FOR PRODUCING TAR MACADAM	  	
						
		  		  		  	END OF REPORT	  	TOTAL ITEMS SELECTED	  	95

  
 - 219 - 

 KOPPERS INC. - Patent Property Report 

As of July 28, 2014 
  

																	
	 Title
	  	 Country
	  	 Status
	  	 App Serial No.
	  	 Filing Date
	  	 Patent No.
	  	 Date Issued
	  	 Owner
	  	 Webb Ref.:

									
	“Center Supported Bond Joint for Railroad Track”	  	CA	  	ISSUED	  	111389	  	5/30/2005	  	111389	  	1/16/2007	  	KOPPERS DELAWARE, INC.	  	050087
									
	“Center Supported Bond Joint”	  	US	  	ISSUED	  	29/221,351	  	1/13/2005	  	D576,023	  	9/2/2008	  	KOPPERS DELAWARE, INC.	  	040275
									
	“Center Supported Bond Joint”	  	US	  	PENDING	  	13/473,074	  	5/16/2012	  		  		  	KOPPERS DELAWARE, INC.	  	121603
									
	“Chopped Carbon Fiber Preform Processing Method Using Coal Tar Pitch Binder”	  	JP	  	PUBLISHED	  	2006515131	  	6/1/2004	  		  		  	KOPPERS DELAWARE, INC.	  	111582
									
	“Coal Tar and Hydrocarbon Mixture Pitch and the Preparation and Use Thereof”	  	US	  	ISSUED	  	10/476,017	  	5/9/2002	  	7,066,997	  	6/27/2006	  	PNC BANK, NATIONAL ASSOCIATION	  	111574
									
	“Coal Tar and Hydrocarbon Mixture Pitch and the Preparation and Use Thereof”	  	US	  	ISSUED	  	11/388,238	  	3/22/2006	  	7,465,387	  	12/16/2008	  	PNC BANK, NATIONAL ASSOCIATION	  	111576
									
	“Methods of Making Coal Tar and Hydrocarbon Mixture Pitch	  	ZA	  	ISSUED	  	2005/6071	  	5/9/2002	  	2005/6071	  	3/29/2006	  	KOPPERS DELAWARE, INC.	  	122528

  
 - 220 - 

																	
	 Title
	  	 Country
	  	 Status
	  	 App Serial No.
	  	 Filing Date
	  	 Patent No.
	  	 Date Issued
	  	 Owner
	  	 Webb Ref.:

									
	“Coal Tar and Hydrocarbon Mixture Pitch and the Preparation and Use Thereof’	  	JP	  	PENDING	  	2002-589597	  	5/9/2002	  		  		  	KOPPERS INDUSTRIES OF DELAWARE, INC.	  	111571
									
	“Coal Tar and Hydrocarbon Mixture Pitch and the Preparation and Use Thereof’	  	ZA	  	PUBLISHED	  	2003/08434	  	5/9/2002	  		  		  	KOPPERS COMPANY, INC.	  	111573
									
	“Coal Tar and Hydrocarbon Mixture Pitch Production using a High Efficiency Evaporate Distillation Process”	  	US	  	ISSUED	  	09/853,372	  	5/11/2001	  	7,033,485	  	4/25/2006	  	PNC BANK, NATIONAL ASSOCIATION	  	111562
									
	“Coal Tar Pitch Blend Having Low Polycyclic Aromatic Hydrocarbon Content and Method of Making Thereof”	  	US	  	ISSUED	  	08/513,329	  	8/10/1995	  	5,746,906	  	5/5/1998	  	PNC BANK, NATIONAL ASSOCIATION	  	111502
									
	“Composite Pole”	  	AU	  	PUBLISHED	  	2007215390	  	2/15/2007	  		  		  	KOPPERS WOOD PRODUCTS PTY LTD.	  	111524
									
	“Concrete Railroad Tie Insulator Spacer and Fastening System”	  	MX	  	PUBLISHED	  	MX/a/2001/008756	  	8/30/2001	  		  		  	KSA LIMITED PARTNERSHIP	  	111548

  
 - 221 - 

																	
	 Title
	  	 Country
	  	 Status
	  	 App Serial No.
	  	 Filing Date
	  	 Patent No.
	  	 Date Issued
	  	 Owner
	  	 Webb Ref.:

									
	“Concrete Railroad Tie Turnout Assembly”	  	MX	  	PENDING	  	PA/a/2005/004835	  	10/23/2003	  		  		  	KSA LIMITED PARTNERSHIP	  	110365
									
	“Concrete Railroad Tie Two-Piece Insulator Spacer and Fastening System”	  	MX	  	PUBLISHED	  	MX/a/2003/003088	  	4/9/2003	  		  		  	KSA LIMITED PARTNERSHIP	  	111543
									
	“Cross-Tie Pre-Plating System”	  	US	  	ISSUED	  	08/207,118	  	2/28/1994	  	5,343,606	  	9/6/1994	  	KOPPERS DELAWARE, INC.	  	111084
									
	“Cross-Tie Pre-Plating System”	  	US	  	ISSUED	  	08/300,749	  	9/6/1994	  	5,528,807	  	6/25/1996	  	KOPPERS DELAWARE, INC.	  	111085
									
	“Cross-Tie Pre-Plating System”	  	US	  	ISSUED	  	08/665,670	  	6/20/1996	  	5,813,103	  	9/29/1998	  	KOPPERS DELAWARE, INC.	  	111086
									
	“Cross-Tie Pre-Plating System”	  	US	  	ISSUED	  	09/161,135	  	9/25/1998	  	6,119,327	  	9/19/2000	  	KOPPERS DELAWARE, INC.	  	111088
									
	“Cross-Tie Pre-Plating System”	  	US	  	ISSUED	  	09/273,600	  	3/22/1999	  	6,131,272	  	10/17/2000	  	KOPPERS DELAWARE, INC.	  	111089
									
	“Cross·Tie Pre-Plating System”	  	US	  	ISSUED	  	09/689,330	  	10/12/2000	  	6,543,118	  	4/8/2003	  	KOPPERS DELAWARE, INC.	  	111090
									
	“Gauge Plate and Switch Rod Insulators”	  	US	  	ISSUED	  	09/72,354	  	11/27/2000	  	6,305,614	  	10/23/2001	  	KOPPERS DELAWARE, INC.	  	001916
									
	“Gauge Plate and Switch Rod Insulators”	  	US	  	ISSUED	  	09/941,010	  	8/28/2001	  	6,422,479	  	7/23/2002	  	KOPPERS DELAWARE, INC.	  	011014
									
	“Gauge Plate and Switch Rod Insulators”	  	US	  	ISSUED	  	09/089,958	  	6/3/1998	  	6,170,756	  	1/9/2001	  	KOPPERS DELAWARE, INC.	  	980148
									
	“Gauge Plate and Switch Rod Insulators”	  	CA	  	ISSUED	  	2,239,651	  	6/4/1998	  	2,239,651	  	2/19/2002	  	KOPPERS DELAWARE, INC.	  	980729

  
 - 222 - 

																	
	 Title
	  	 Country
	  	 Status
	  	 App Serial No.
	  	 Filing Date
	  	 Patent No.
	  	 Date Issued
	  	 Owner
	  	 Webb Ref.:

									
	“Insulated Rail Joint Incorporating Spacer-Impregnated Adhesive and Method for Bonding Insulated Rail Joints”	  	US	  	ISSUED	  	08/246,596	  	5/20/1994	  	5,503,331	  	4/2/1996	  	KOPPERS DELAWARE, INC.	  	940513
									
	“Lap Joint”	  	US	  	ISSUED	  	11/900,635	  	9/12/2007	  	8,113,441	  	2/14/2012	  	KOPPERS DELAWARE, INC.	  	071812
									
	“Lap Joint”	  	CA	  	PUBLISHED	  	2,602,622	  	9/14/2007	  		  		  	KOPPERS DELAWARE, INC.	  	073287
									
	“Lap Joint”	  	US	  	PUBLISHED	  	13/350,886	  	1/16/2012	  		  		  	KOPPERS DELAWARE, INC.	  	113069
									
	“Low-PAH Pitch and Process for Same”	  	MX	  	PUBLISHED	  	949,105	  		  	194,872	  		  	KOPPERS DELAWARE, INC.	  	
									
	“Low-PAH Pitch and Process for Same”	  	US	  	PUBLISHEDF	  	08/156,240	  	11/23/1993	  	5,534,134	  	7/9/1996	  	KOPPERS DELAWARE, INC.	  	
									
	“Mesophase Pitch and Preparation from Quinoline Insoluble Free Coal Tar Pitch Distillate”	  	EP	  	PENDING	  	11153716.3	  	5/9/2002	  	2363446	  		  	KOPPERS DELAWARE, INC.	  	121281
									
	“Method and Arrangement to Insulate Rail Ends”	  	US	  	ISSUED	  	11/375,372	  	3/14/2006	  	7,975,933	  	7/12/2011	  	KOPPERS DELAWARE, INC.	  	060529
									
	“Method and Arrangement to Insulate Rail Ends”	  	US	  	ISSUED	  	13/037,483	  	3/1/2011	  	8,302,878	  	11/6/2012	  	KOPPERS DELAWARE, INC.	  	110242

  
 - 223 - 

																	
	 Title
	  	 Country
	  	 Status
	  	 App Serial No.
	  	 Filing Date
	  	 Patent No.
	  	 Date Issued
	  	 Owner
	  	 Webb Ref.:

									
	“Method and Arrangement to Insulate Rail Ends”	  	CA	  	PENDING	  	2,600,746	  	3/14/2006	  		  		  	KOPPERS DELAWARE, INC.	  	073279
									
	“Modular Insulated Tie Plate”	  	US	  	PENDING	  	13/723,264	  	12/21/2012	  		  		  	KOPPERS DELAWARE, INC.	  	121142
									
	“Notched Tie Plate Insulator”	  	US	  	ISSUED	  	12/199,915	  	8/28/2008	  	8,042,747	  	10/25/2011	  	KOPPERS DELAWARE, INC.	  	082683
									
	“Notched Tie Plate Insulator”	  	CA	  	PUBLISHED	  	2,639,207	  	8/28/2008	  		  		  	KOPPERS DELAWARE, INC.	  	082697
									
	“Process for Making Carbon Electrode Impregnating Pitch from Coal Tar”	  	JP	  	PENDING	  	7500143	  	7/30/1993	  		  		  	KOPPERS INDUSTRIES, INC.	  	111556
									
	“Profiled Bar”	  	US	  	ISSUED	  	29/181,073	  	5/2/2003	  	D497,326	  	10/19/2004	  	KOPPERS DELAWARE, INC.	  	030522
									
	“Profiled Bar”	  	US	  	ISSUED	  	10/838,173	  	5/3/2004	  	7,097,112	  	8/29/2006	  	KOPPERS DELAWARE, INC.	  	040305
									
	“Profiled Bar”	  	CA	  	ISSUED	  	2,466,137	  	5/3/2004	  	2,466,137	  	7/5/2011	  	KOPPERS DELAWARE, INC.	  	044071
									
	“Rail Joint Bars and Rail Joint Assemblies”	  	US	  	ISSUED	  	10/838,172	  	5/3/2004	  	7,090,143	  	8/15/2006	  	KOPPERS DELAWARE, INC.	  	043808
									
	“Rail Joint Bars and Rail Joint Assemblies”	  	CA	  	ISSUED	  	2,466,134	  	5/3/2004	  	2,466,134	  	12/18/2012	  	KOPPERS DELAWARE, INC.	  	043823
									
	“Rail Joint Bars and Rail Joint Assemblies”	  	US	  	ISSUED	  	11/503,865	  	8/14/2006	  	7,490,781	  	2/17/2009	  	KOPPERS DELAWARE, INC.	  	062466
									
	“Rail Joint Bars and Rail Joint Assemblies”	  	US	  	ISSUED	  	12/353,269	  	1/14/2009	  	8,123,144	  	2/28/2012	  	KOPPERS DELAWARE, INC.	  	083596

  
 - 224 - 

																	
	 Title
	  	 Country
	  	 Status
	  	 App Serial No.
	  	 Filing Date
	  	 Patent No.
	  	 Date Issued
	  	 Owner
	  	 Webb Ref.:

									
	“Rail Joint Bars and Rail Joint Assemblies”	  	CA	  	PENDING	  	2,792,005	  	5/3/2004	  		  		  	PORTEC RAIL PRODUCTS, INC.	  	122510
									
	“Rail Joint for Railroad Track”	  	CA	  	ISSUED	  	104675	  	10/28/2003	  	104675	  	4/22/2005	  	KOPPERS DELAWARE, INC.	  	031982
									
	“Saturated Aircraft Brake Preform Including Coal Tar Pitch and Preparation Thereof”	  	EP	  	PENDING	  	11153714.8	  	5/9/2002	  	2363619	  		  	KOPPERS DELAWARE, INC.	  	121282
									
	“Single Bend Rail”	  	US	  	PENDING	  	61/701,185	  	9/14/2012	  		  		  	KOPPERS DELAWARE, INC.	  	120075
									
	“Tie Plate”	  	CA	  	ISSUED	  	2,445,491	  	10/17/2003	  	2,445,491	  	6/14/2011	  	KOPPERS DELAWARE, INC.	  	032009
									
	“Tie Plate”	  	US	  	ISSUED	  	11/269,160	  	11/7/2005	  	7,261,244	  	8/28/2007	  	KOPPERS DELAWARE, INC.	  	053354
									
	“Wrap-Around Joint Bar Sleeve Insulator”	  	US	  	ISSUED	  	29/236,399	  	8/15/2005	  	D547,642	  	7/31/2007	  	KOPPERS DELAWARE, INC.	  	044647
									
	“In Situ Mesophase Pitch Infiltration of Carbon Fiber Preforms with Optional CVI/CVD Step”	  	US	  	PENDING	  	61/722,844	  		  		  		  	KOPPERS DELAWARE, INC.	  	

  
 - 225 - 

 Patents and Patent Applications 
  

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 US
	  	  
 09/26/2006
	  	  
 11/526,765

 
 8,637,089
	  	Micronized Wood Preservative Formulations
	  
 US
	  	  
 05/14/2008
	  	  
 12/153,167
	  
	  
 US
	  	  
 05/14/2008
	  	  
 12/153,166
	  

  
 - 226 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 US DIV
	  	  
 03/29/11
	  	  
 13/074,170

 
 8,603,576
	  	Micronized Additives
	  
 US DIV
	  	  
 11/01/2013
	  	  
 14/069,651
	  
	  
 Australia
	  	  
 02/15/2007
	  	  
 2007214393
	  	Micronized Wood Preservative
	  
 US CON
	  	  
 01/21/2010
	  	  
 12/691,707 8,168,304
	  
	  
 US
	  	  
 08/25/2006
	  	  
 11/467,368

 
 7,544,423
	  	Wood Composites
	  
 Chile
	  	  
 08/25/2006
	  	  
 2251/2006
	  
	  
 Australia
	  	  
 08/25/2006
	  	  
 2006282789
	  
	  
 Canada
	  	  
 08/25/2006
	  	  
 2,620,526
	  
	  
 New Zealand
	  	  
 08/25/2006
	  	  
 566618
	  
	  
 US
	  	  
 05/28/2009
	  	  
 12/473,394

 
 8,182,928
	  

  
 - 227 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 US CON
	  	  
 01/11/2012
	  	  
 13/347,846

 
 8,431,236
	  	
	  
 US
	  	  
 10/05/2005
	  	  
 11/243,640
	  	Micronized Oil Borne Wood Preservative Formulations
	  
 US CON
	  	  
 06/16/11
	  	  
 13/161,772
	  
	  
 Australia
	  	  
 10/05/2005
	  	  
 20055296077
	  
	  
 Europe
	  	  
 10/05/2005
	  	  
 05801806.0
	  
	  
 Europe DIV
	  	  
 08/26/2011
	  	  
 11179103.4
	  
	  
 New Zealand
	  	  
 10/05/2005
	  	  
 554680
	  
	  
 Chile
	  	  
 10/13/2005
	  	  
 2707/2005
	  
	  
 Guatemala
	  	  
 10/13/2005
	  	  
 PI 2005-0289

 
 5327
	  

  
 - 228 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 US
	  	  
 04/09/2004
	  	  
 10/821,326

 
 7,674,481
  

7,674,481 C1
	  	Micronized Wood Preservative Formulations
	  
 Australia
	  	  
 04/09/2004
	  	  
 2004230950
	  
	  
 Brazil
	  	  
 04/09/2004
	  	  
 PI0409100-0
	  
	  
 Canada
	  	  
 04/09/2004
	  	  
 2,521,872
	  
	  
 Europe
	  	  
 04/09/2004
	  	  
 04749967.8
	  
	  
 Europe DIV
	  	  
 04/09/2004
	  	  
 10012837.0
	  
	  
 Korea
	  	  
 04/09/2004
	  	  
 20057019300

 
 10-1110669
	  
	  
 Norway
	  	  
 04/09/2004
	  	  
 2005/5250
	  
	  
 New Zealand
	  	  
 04/09/2004
	  	  
 542889
	  
	  
 Philippines
	  	  
 04/09/2004
	  	  
 1-2005-501812
	  

  
 - 229 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 Singapore
	  	  
 04/09/2004
	  	  
 200506585-9

 
 116230
	  	
	  
 South Africa
	  	  
 04/09/2004
	  	  
 2005/08085
	  
	  
 US
	  	  
 06/20/2008
	  	  
 12/213,529
	  
	  
 US
	  	  
 09/29/2008
	  	  
 12/240,995

 
 8,460,759
	  
	  
 US
	  	  
 08/13/2010
	  	  
 95/001,418

 
 7,674,481 C1
	  	Reexamination
	  
 Australia
	  	  
 04/09/2004
	  	  
 2009220030
	  	Micronized Wood Preservative Formulations
	  
 US
	  	  
 10/21/2004
	  	  
 10/970,446
	  	Micronized Wood Preservative Formulations
	  
 Brazil
	  	  
 10/18/2005
	  	  
 PI 0517009-5
	  

  
 - 230 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 Canada
	  	  
 10/18/2005
	  	  
 2,584,210
	  	
	  
 Argentina
	  	  
 10/21/2005
	  	  
 P050104401
	  	
	  
 Malaysia
	  	  
 10/20/2005
	  	  
 PI 20054931

 
 MY 140716A
	  	

  
 - 231 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

	  
 China
	  	  
 12/05/2003
	  	  
 200380105127.X

 
 ZL200380105127.X
	  	Glue line use of bifenthrin in wood products
	  
 Indonesia
	  	  
 12/05/2003
	  	  
 W-00200501432

 
 IDP 0025610
	  
	  
 Latvia
	  	  
 12/05/2003
	  	  
 P-05-80

 
 LV 13395
	  
	  
 New Zealand
	  	  
 12/05/2003
	  	  
 540460
	  
	  
 Russia
	  	  
 12/05/2003
	  	  
 2005121141

 
 2337934
	  

  
 - 232 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

				
	Brazil	  	 12/05/2003
  
	  	PI 0310126-6	  	Surface Treatment for Wood and Wood Products
	  
 Europe
	  	  
 12/05/2003

 
	  	  
 03812108.3
	  
	Indonesia	  	 12/05/2003
  
	  	W-00200501433	  
	Latvia	  	 12/05/2003
  
	  	 P-05-81
  

LV 13376
  
	  
	New Zealand	  	 12/05/2003
  
	  	540459	  
	US	  	08/20/2007	  	 11/894,373
  

7,666,254
	  	Synergistic Borate Compositions for Wood Preservation

  
 - 233 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

				
	US	  	08/31/2007	  	 11/849,082
  

7,632,567
	  	Micronized Wood Preservative Formulations Comprising Copper
	  
 US
	  	  
 02/25/2008
	  	  
 12/071,707
	  	  
 Method for Preparing Fine Particle Dispersion for Wood Preservation

 

	US	  	05/23/2000	  	 09/577,743
  

6,306,317
  
	  	Phosphate Free Fire Retardant Composition
	Australia	  	03/15/12	  	 2009353571
  
	  	Oil Borne Wood Preserving Composition for Treatment of Poles, Posts, Pilings, Cross-Ties and Other Wooded Structures
	Chile	  	03/15/12	  	 00779-2012
  
	  
	Europe	  	03/29/12	  	 09778781.6
  
	  
	New Zealand	  	03/15/12	  	 598824
  
	  
	US	  	03/26/12	  	 13/498,185
  
	  	
	US	  	07/27/2009 (371 date)	  	12/083,235	  	Wood Impregnation

  
 - 234 - 

							
	 Country
	  	 Filing Date
	  	 App. No. Patent No.
	  	 Title

				
	New Zealand	  		  	523246	  	Method of making particles for use in a pharmaceutical composition
				
	New Zealand	  		  	603128	  	Micronized wood Preservative formulations
				
	United States	  		  	13/950,773	  	Dazomet Compositions
				
	United States	  		  	13/828,303	  	Automatic Profiling of the Dielectric Behavior of Wood

  
 - 235 - 

							
	 Country
	  	 App. No. Patent No.
	  	 Title
	  	 
				
	US	  	 11/053,437
  

7,238,654
	  	Compatibilizing Surfactant Useful with Slurries of Copper Particles	  	
				
	US	  	 10/961,157
  

7,426,948
	  	Milled Submicron Organic Biocides with Narrow Particle Size Distribution, and Uses Thereof	  	
	Brazil	  	P10516100-2	  	  
				
	US	  	 11/436,528
  

7,411,080
  

7,411,080C1
  
	  	Direct Synthesis of Copper Carbonate	  	
	US	  	90/010,598	  	  
				
	Europe	  	5778809.3	  	Composition, Method of Making, and Treatment of Wood with an Injectable Wood Preservative Slurry having Biocidal Particles	  	
		  	  
 1755841
	  	  
	  
 Great Britain
	  	  
 5778809.3
	  	  
		  	  
 1755841
	  	  

  
 - 236 - 

							
	 Country
	  	 App. No. Patent No.
	  	 Title
	  	 
				
	US CON	  	12/458,522	  	Inhibition of calcium and magnesium precipitation from wood preservatives	  	
		  	  
 8,409,627
	  	  	
	  
 US CON II
	  	  
 13/777,649
	  	  	
	  
 Australia
	  	  
 2010-235946
	  	  	
	  
 Brazil
	  	  
 PI0411340-3
	  	  	
	  
 Canada
	  	  
 2530044
	  	  	
	  
 Denmark
	  	  
 04776802.3
	  	  	
		  	  
 1651401
	  	  	
	  
 Europe
	  	  
 4776802.3
	  	  	
		  	  
 1651401
	  	  	

  
 - 237 - 

							
	 Country
	  	 App. No. Patent No.
	  	 Title
	  	 
				
	France	  	1651401	  		  	
				
	Germany	  	 4776802.3
 60200402217
	  		  	
				
	Japan	  	2006-517452	  		  	
				
	Netherlands	  	1651401	  		  	
				
	New Zealand	  	544699	  		  	
				
	Poland	  	1651401	  		  	
				
	Spain	  	1651401	  		  	
				
	Sweden	  	1651401	  		  	
				
	Great Britain	  	 4766802.3
 1651401
	  		  	
				
	US	  	 10/545,605
  

7,252,706
	  	Inhibition of Calcium and Magnesium Precipitation from Wood Preservatives	  	

  
 - 238 - 

							
	 US PROV
  
	  	60/616,646	  	Milled submicron chlorothalonil with narrow particle size distribution, and uses thereof	  	
	US DIV	  	 10/961,155
  

7,316,738
	  	  
	  
 US DIV
	  	  
 11/970,308
	  	  
		  	 (Division of
 7,316,738)
	  	  
	  
 Canada
	  	  
 2,522,363
	  	  
	  
 Europe
	  	  
 05256260.0
	  	  
	  
 US
	  	  
 10/961,206
	  	Particulate Wood Preservative and Method for Producing Same	  	
	  
 US CON
	  	  
 12/209,653
	  	  
		  	 (CON of 10/961,206
 Filed 10/12/04)
	  	  
		  	  
 8,158,208
	  	  
	  
 US CON II
	  	  
 13/446,373
	  	  
	  
 US CON III
	  	  
 14226484
	  	  
	  
 PCT
	  	  
 PCT/US05/36192
	  	  
	  
 US
	  	  
 11/009,042
	  	Use of Sub-Micron Copper Salt Particles in Wood Preservation	  	
	  
 PCT
	  	  
 PCT/US05/44765
	  	  
	  
 US
	  	  
 12/349,834
	  	  
	  
 Australia
	  	  
 2005-316737
	  	  
	  
 Canada
	  	  
 2591396
	  	  

  
 - 239 - 

							
	Europe	  	5853634.3	  		  	
				
	Japan	  	2007-545688	  		  	
				
	Mexico	  	MX/a2007/007114	  		  	
				
	US	  	10/074,251	  	Process for the Dissolution of Copper Metal	  	
		  	  
 6,646,147
	  	  
	  
 Canada
	  	  
 2,476,643
	  	  
	  
 Europe
	  	  
 3739790.8
	  	  
		  	  
 1490375
	  	  
	  
 Germany
	  	  
 3739790.8
	  	  
		  	  
 1490375
	  	  
	  
 Great Britain
	  	  
 3739790.8
	  	  
	  
 US
	  	  
 11/046,804

 
 7,476,371
	  	Process for the dissolution of copper metal	  	
	  
 Canada
	  	  
 2,518,846
	  	  
	  
 Europe
	  	  
 5255562

 
 EP 1640463
	  	  

  
 - 240 - 

							
				
	France	  	5255562	  		  	
				
		  	EP 1640463	  		  	
				
	Germany	  	5255562	  		  	
				
		  	EP 1640463	  		  	
				
	Spain	  	5255562	  		  	
				
		  	EP 1640463	  		  	
				
	Great Britain	  	5255562	  		  	
				
		  	EP 1640463	  		  	
				
	US	  	 10/660,795
  

6,905,531
	  	Process for the Dissolution of Copper Metal	  	
				
	US	  	 10/704,155
  

6,905,532
	  	Process for the Dissolution of Copper Metal	  	

  
 - 241 - 

									
	 Title
	  	 Country
	  	 Patent No. Issue Date
	  	 Pub. No. / Pub. Date
	  	 Application No. Filing Date

					
	Wood Impregnation	  	US	  		  	 20090297871
  

12/3/2009
  
	  	 12/083235
  

7/27/2009

	Wood Impregnation	  	Australia	  		  	 2010226067
  

10/21/2010
  
	  	 2010226067
  

9/30/2010

	 Antisapstain Compositions with Improved Working Properties
  
	  	Australia	  		  	 2011200443
  

2/24/2011
  
	  	 2011200443
  

2/3/2011

	Wood Impregnation	  	Canada	  		  	 2623989
  

4/26/2007
  
	  	 2623989
  

9/26/2006

	 Process for Electrochemical Generation of Higher Oxidate State Values from Lower Oxidation State Values Above Zero of Transition Metal(s)
(Eg; Chromium (VI) from Chromium (III) Rich Chemical Waste
  
	  	New Zealand	  	331053	  	 331053
  

12/20/2002
	  	 331053
  

7/21/1998

	Wood Impregnation	  	New Zealand	  	 543124
  

10/19/2005
	  	 543124
  

3/28/2008
  
	  	543124
	Wood Impregnation	  	Australia	  		  	 2011200045
  

1/27/2011
	  	 2011200045
  

1/7/2011
  

	WOOD IMPREGNATION	  	Australia	  		  		  	 2012201900
  

3/30/2012
  

	WOOD IMPREGNATION	  	Australia	  		  		  	 2013228034
  

9/13/2013
  

	Wood impregnation	  	New Zealand	  		  		  	 613216
  

7/16/2013

  
 - 242 - 

											
	 Title of Invention
	  	 Country
	  	 Application No.
	  	 Application Filing Date
	  	 Patent No.
	  	 Patent Issue Date

						
	A prophylactic composition	  	New Zealand	  	330982	  	7/14/1998	  	N/A	  	N/A
						
	A prophylactic composition	  	New Zealand	  	330219	  	4/17/1998	  	330219	  	8/2/2001
						
	A prophylactic composition	  	New Zealand	  	507477	  	4/13/1999	  	507477	  	11/4/2002
						
	Biocidal composition containing phosphite ions	  	United States	  	US 09/688,693	  	10/17/2000	  	US 6,720,313 B1	  	4/13/2004
						
	Compositions for use in treating organic substances	  	Australia	  	AU - AU 2006217170 A1, A2, B2 PCT - PCT/NZ2006/000027	  	AU - 2/22/2006 PCT - 9/20/2007	  	No Patent Number Issued to Date	  	N/A
						
	Compositions for use in treating organic substances	  	New Zealand	  	538446	  	2/22/2005	  	538446	  	5/15/2008
						
	Compositions for use in treating organic substances	  	New Zealand	  	540854	  	6/17/2005	  	N/A	  	N/A

  
 - 243 - 

											
	Compositions for use in treating organic substances	  	New Zealand	  	545116	  	2/2/2006	  	N/A	  	N/A
						
	Compositions for use in treating organic substances	  	United States	  	US - US 11/816,793 PCT - PCT/NZ2006/000027	  	US - 3/11/2009 PCT - 2/22/2006	  	N/A	  	N/A
						
	Enhanced penetration of biocides	  	New Zealand	  	549510	  	8/28/2006	  	549510	  	11/26/2009
						
	Enhanced penetration of biocides	  	Australia	  	AU 2013245481 A1, B2	  	10/16/2013	  	No Patent Number Issued to Date	  	N/A
						
	Enhanced penetration of biocides[2]	  	New Zealand	  	551759	  	11/30/2006	  	N/A	  	N/A
						
	Improved treatment process	  	Australia	  	AU - AU 2004291816 A1, B2 PCT - PCT/NZ2004/000295	  	AU - 11/19/2004 PCT - 5/18/2006	  	No Patent Number Issued to Date	  	N/A
						
	Improved treatment process	  	New Zealand	  	529640	  	11/19/2003	  	529640	  	1/11/2007
						
	Improvements in solvent recovery	  	Australia	  	AU - AU 2010242174 A1 PCT - PCT/NZ2010/000080	  	AU - 4/27/2010 PCT - 11/9/2011	  	N/A	  	N/A
						
	Improvements in solvent recovery	  	Chile	  	2011-2667	  	4/27/2010	  	N/A	  	N/A

  
 - 244 - 

											
	Improvements in solvent recovery	  	European Union	  	EP - EP 20100770001 (10770001.5) PCT - PCT/NZ2010/000080	  	EP - 4/27/2010 PCT - 4/27/2010	  	N/A	  	N/A
						
	Improvements in solvent recovery	  	New Zealand	  	600113	  	4/27/2009	  	N/A	  	N/A
						
	Method of delivering compositions to substrates	  	Australia	  	AU - AU 2003288825 A1, B2 PCT - PCT/NZ2003/000277	  	AU - 12/12/2003 PCT - 6/21/2005	  	No Patent Number Issued to Date	  	N/A
						
	Method of delivering compositions to substrates	  	Chile	  	2003-2636	  	12/16/2003	  	49.561	  	N/A
						
	Method of delivering compositions to substrates	  	New Zealand	  	523249	  	12/16/2002	  	523249	  	10/19/2006
						
	Method of delivering compositions to substrates	  	United States	  	US - US 10/539,685 PCT - PCT/NZ03/00277	  	US - 8/9/2006 PCT - 12/12/2003	  	US 8,425,980 B2	  	4/23/2013
						
	Method of delivering compositions to substrates	  	United States	  	US 13/861,648	  	4/12/2013	  	N/A	  	N/A
						
	Novel formulating technique for metal complexes	  	New Zealand	  	286069	  	2/26/1996	  	N/A	  	N/A
						
	Solubilizing technique for chemical moieties	  	New Zealand	  	280716	  	12/20/1995	  	280716	  	6/9/1999

  
 - 245 - 

											
	Solubilizing technique for chemical moieties	  	New Zealand	  	299302	  	9/5/1996	  	N/A	  	N/A
						
	Solubilizing technique for chemical moieties	  	New Zealand	  	330685	  	12/17/1996	  	330685	  	12/18/2003
						
	Solvent recovery	  	United States	  	US - US 13/266,687 PCT - PCT/NZ10/00080	  	US - 10/27/2011 PCT - 4/27/2010	  	N/A	  	N/A
						
	Sub-micron biocides	  	New Zealand	  	608495	  	7/30/2010	  	N/A	  	N/A
						
	Sub-micron biocides	  	South Korea	  	10-2013-7005021	  	8/1/2011	  		  	
						
	Sub-micron compositions	  	Australia	  	 AU - AU 2011283284 A1
 PCT -

PCT/NZ2011/000146
	  	 AU - 8/1/2011
 PCT - 2/15/2013
	  	No Patent Number Issued to Date	  	N/A
						
	Sub-micron compositions	  	Brazil	  	BR 112013002328-7	  	8/1/2011	  	N/A	  	N/A
						
	Sub-micron compositions	  	Canada	  	CA - CA 2807029 A1 PCT - PCT/NZ2011/000146	  	 CA - 8/1/2011
 PCT - 8/1/2011
	  	N/A	  	N/A
						
	Sub-micron compositions	  	Chile	  	2013-00292	  	8/1/2011	  	N/A	  	N/A
						
	Sub-micron compositions	  	European Union	  	EP - EP 20110812831 (11812831.3) PCT - PCT/NZ2011/000146	  	 EP - 8/1/2011
 PCT - 8/1/2011
	  	N/A	  	N/A
						
	Sub-micron compositions	  	New Zealand	  	587127	  	7/30/2010	  	587127	  	1/7/2014

  
 - 246 - 

											
	Sub-micron compositions	  	United States	  	US - US
13/813,001 PCT
- PCT/
NZ2011/000146	  	US - 1/29/2013
PCT - 8/1/2011	  	N/A	  	N/A
						
	Treatment process	  	United States	  	US - US
10/580,160 PCT
- PCT/
NZ04/00295	  	US - 3/13/2007
PCT -
11/19/2004	  	N/A	  	N/A

  
 - 247 - 

									
	 IP Type
	  	 Title
	  	 Serial No.
	  	 Filing Date
	  	 Sealing Date

					
	Australia	  	Glue Line Use of Synthetic Pyrethroids in Wood Products	  	 2003266461
  

(2003266461)
	  	5/12/2003	  	22/05/2005
					
	Australia	  	Electrochemical Conversion of Transition Metal Cations to Anions at a Higher Oxidation State	  	 48063/99
  

(739578)
	  	29/06/1999	  	31/01/2002
					
	Australia	  	Surface Treatment for Wood and Wood Products	  	2008207612	  	29/08/2008	  	
					
	Australia	  	Wood Impregnation Processes	  	2009100096	  	4/02/2009	  	 19/02/2009
  

Certified
 11/02/2010

					
	Australia	  	Improved Surface Treatment for Wood and Wood Products	  	2012202186	  	16/04/2012	  	
					
	Australia	  	Improved Surface Treatment for Wood and Wood Products	  	2013204209	  	12/04/2013	  	

  
 - 248 - 

 Trademark Registrations and Trademark Applications 

 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	ACQ	  	Australia	  	936091	  	11/29/2002	  	936091	  	11/12/2003
						
	ACQ	  	New Zealand	  	669428	  	11/29/2002	  	669428	  	6/9/2003
						
	ACQ	  	New Zealand	  	669429	  	11/29/2002	  	669429	  	6/9/2003
						
	ACQ	  	New Zealand	  	640510	  	6/27/2001	  	640510	  	10/7/2002
						
	ACQ	  	New Zealand	  	640511	  	6/27/2001	  	640511	  	10/7/2002
						
	ACQ	  	New Zealand	  	640512	  	6/27/2001	  	640512	  	10/7/2002
						
	ACQ	  	New Zealand	  	669427	  	11/29/2002	  	669427	  	6/9/2003
						
	ACQ PRESERVE	  	New Zealand	  	301806	  	11/25/1998	  	301806	  	8/17/1999
						
	ADVANCE GUARD	  	United States	  	77/412,773	  	3/4/2008	  	3700758	  	10/27/2009
						
	ADVANCE GUARD	  	Canada	  	861619	  	11/14/1997	  	TMA539,803	  	1/17/2001
						
	ADVANCE GUARD & DESIGN	  	Canada	  	861620	  	11/14/1997	  	TMA504,691	  	11/27/1998
						
	ADVANCEGUARD	  	New Zealand	  	643604	  	8/14/2001	  	643604	  	2/14/2002
						
	ADVANCEGUARD	  	New Zealand	  	643610	  	8/14/2001	  	643610	  	2/14/2002
						
	AGRIPOST	  	United Kingdom	  	2554085	  	7/27/2010	  	2554085	  	10/29/2010
						
	AQUALITE	  	Australia	  	1158528	  	1/30/2007	  	1158528	  	9/13/2007
						
	AQUALITE	  	New Zealand	  	762718	  	1/30/2007	  	762718	  	8/2/2007

  
 - 249 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	AQUAZOLE	  	New Zealand	  		  		  	977986	  	11/28/2013
						
	BETTEREARTH	  	Canada	  	850931	  	7/16/1997	  	TMA542,130	  	3/9/2001
						
	BLACKPOST	  	European Union	  	009276676	  	7/27/2010	  	009276676	  	1/10/2011
						
	BLUE CONTROL	  	Argentina	  	3295678	  	12/4/2013	  		  	
						
	BLUE CONTROL	  	Australia	  	1589515	  	11/5/2013	  	N/A	  	N/A
						
	BLUE CONTROL	  	Brazil	  		  		  		  	
						
	BLUE CONTROL	  	Canada	  	1650489	  	11/4/2013	  	N/A	  	N/A
						
	BLUE CONTROL	  	Chile	  		  		  		  	
						
	BLUE CONTROL	  	European Union	  	012276903	  	11/4/2013	  	N/A	  	N/A
						
	BLUE CONTROL	  	New Zealand	  	987412	  	11/5/2013	  	N/A	  	N/A
						
	BLUE CONTROL	  	United States	  	82/120,361	  	11/15/2013	  		  	
						
	BOISNATURE	  	Canada	  	1160024	  	11/28/2002	  	TMA661,931	  	3/31/2006
						
	BORACOL	  	New Zealand	  	670407	  	12/12/2002	  	670407	  	6/12/2003
						
	BORACOL	  	New Zealand	  	670408	  	12/12/2002	  	670408	  	6/12/2003
						
	BORACOL	  	New Zealand	  	670409	  	12/12/2002	  	670409	  	6/12/2003
						
	BORACOL	  	New Zealand	  	670406	  	12/12/2002	  	670406	  	11/3/2003
						
	CARBO-NT	  	United States	  	76/591,355	  	5/4/2004	  	3046681	  	1/17/2006

  
 - 250 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	CEDARSHADES	  	Canada	  	1559458	  	1/12/2012	  	N/A	  	N/A
						
	CEDARSHADES PLUS & DESIGN	  	Canada	  	874973	  	4/14/1998	  	TMA542,148	  	3/12/2001
						
	CELBRITE	  	United Kingdom	  	1025607	  	2/26/1974	  	1025607	  	2/26/1974
						
	CELBRITE	  	Russia	  	2005704612	  	3/4/2005	  	307318	  	5/26/2006
						
	CELBRITE	  	European Union	  	007562226	  	1/30/2009	  	007562226	  	9/9/2009
						
	CELBRITE	  	Germany	  	3020090061181	  	2/2/2009	  	3020090061181	  	6/12/2009
						
	CELCURE	  	Benelux	  	512060	  	3/9/1971	  	R12680	  	3/9/1971
						
	CELCURE	  	European Union	  	000026302	  	4/1/1996	  	000026302	  	1/5/1998
						
	CELCURE	  	France	  	1423889	  	6/8/1997	  	1423889	  	7/17/2007
						
	CELCURE	  	Ghana	  	2627/06	  	6/15/2006	  	N/A	  	N/A
						
	CELCURE	  	Greece	  	F36087	  	8/26/1966	  	F36087	  	10/17/1967
						
	CELCURE	  	Guyana	  		  		  	6222A	  	1/26/1966
						
	CELCURE	  	Ireland	  	N/A	  	10/6/1952	  	54935	  	10/6/1952
						
	CELCURE	  	Italy	  	MI2006C008627	  	8/18/2006	  	1211489	  	12/14/1998
						
	CELCURE	  	Norway	  	42823	  	9/12/1947	  	35655	  	9/12/1947
						
	CELCURE	  	Pakistan	  		  		  	26246	  	9/14/1956
						
	CELCURE	  	Portugal	  	228912MNA	  	3/6/1985	  	228912MNA	  	7/6/1990

  
 - 251 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	CELCURE	  	Switzerland	  	P-357661	  	8/25/1987	  	P-357661	  	1/8/1998
						
	CELCURE	  	Trinidad & Tobago	  	N/A	  	12/16/1965	  	3452	  	7/3/1967
						
	CELCURE	  	United Kingdom	  	452177	  	9/26/1924	  	452177	  	9/26/1924
						
	CELCURE	  	United Kingdom	  	1277387	  	10/1/1986	  	1277387	  	9/2/1988
						
	CELCURISED	  	Germany	  	763798	  	7/20/1961	  	763798	  	7/26/1962
						
	CELCURISED	  	Guyana	  	N/A	  		  	6223A	  	1/26/1966
						
	CLAW	  	United States	  	85/453,887	  	10/22/2011	  	4,478,490	  	2/4/2014
						
	CLAW CLIMBING LUBRICANT ADDITIVE FOR WOOD (LOGO: CLAWS PLACED TO THE UPPER RIGHT OF CLAW, WITH THE “L” AND “A” IN CLAW ATTACHED TO EACH OTHER, ALL PLACED ABOVE THE WORDING “CLIMBING LUBRICANT ADDITIVE FOR
WOOD”, WITH THE “C” IN CLIMBING, THE “L” IN LUBRICANT, THE “A” IN ADDITIVE, AND THE “W” IN WOOD ALL PLACED IN BOLD TYPEFACE)	  	United States	  	85/453,891	  	10/22/2011	  	N/A	  	N/A

  
 - 252 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	CLEANRING	  	Canada	  	559269	  	3/17/1986	  	TMA328,881	  	6/19/1987
						
	CLEANWOOD	  	United States	  	76/597,025	  	6/10/2004	  	3007137	  	10/18/2005
						
	CUT-N-SEAL	  	Canada	  	1528737	  	5/24/2011	  	TMA826,731	  	6/20/2012
						
	CUTROL 375	  	New Zealand	  	252583	  	8/17/1995	  	252583	  	5/19/1997
						
	DESIGNWOOD	  	United States	  	85/459,270	  	10/28/2011	  	N/A	  	N/A
						
	DETERMITE	  	Australia	  	912952	  	5/15/2002	  	912952	  	1/13/2003
						
	EARTHSHADES	  	Canada	  	1573480	  	4/17/2012	  	N/A	  	N/A
						
	ENDCOAT	  	Canada	  	1487516	  	7/6/2010	  	TMA797,288	  	5/11/2011
						
	ENVIROCLAD	  	Australia	  	860624	  	12/15/2000	  	860624	  	11/7/2001
						
	ENVIROPOST	  	Australia	  	860620	  	12/15/2000	  	860620	  	11/7/2001

  
 - 253 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	FENTEX	  	United Kingdom	  	1129214	  	2/23/1980	  	1129214	  	2/23/1980
						
	FIELD LINER	  	CTM	  		  		  		  	
						
	FIM-1	  	Canada	  	1409863	  	9/8/2008	  	TMA752,505	  	11/6/2009
						
	FIREGUARD	  	Australia	  	191230	  	11/4/1964	  	191230	  	Not listed
						
	FIREPRO	  	United States	  	76/090,220	  	6/30/2000	  	2534910	  	1/29/2002
						
	FIREPRO	  	Canada	  	1062819	  	6/14/2000	  	TMA566,444	  	8/27/2002
						
	FRAME GUARD	  	United Kingdom	  	2413728	  	2/13/2006	  	2413728	  	12/22/2006
						
	FRAMEPLUS	  	New Zealand	  	682569	  	7/9/2003	  	682569	  	1/15/2004
						
	FRAMEPLUS	  	New Zealand	  	682570	  	7/9/2003	  	682570	  	1/15/2004
						
	FRAMEPLUS	  	New Zealand	  	682571	  	7/9/2003	  	682571	  	1/15/2004
						
	FRAMEPLUS	  	New Zealand	  	682568	  	7/9/2003	  	682568	  	1/15/2004
						
	FRAMEPRO	  	New Zealand	  	753597	  	8/21/2006	  	753597	  	6/7/2007
						
	FRESH IDEAS IN WOOD FROM AROUND THE WORLD	  	Canada	  	1275439	  	10/12/2005	  	TMA764,000	  	4/12/2010
						
	GUARDIAN	  	New Zealand	  	806266	  	5/12/2009	  	806266	  	10/7/2010
						
	HI-BOR	  	United States	  	74/182,093	  	7/3/1991	  	1917292	  	9/5/1995
						
	HYLITE	  	Australia	  	967584	  	8/27/2003	  	967584	  	5/10/2004

  
 - 254 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	HYLITE	  	New Zealand	  	252581	  	8/17/1995	  	252581	  	10/28/1997
						
	HYLITE EXTRA	  	New Zealand	  	252582	  	8/17/1995	  	252582	  	10/28/1997
						
	IMPRETECT	  	New Zealand	  	252580	  	8/17/1995	  	252580	  	3/17/1997
						
	IT LOOKS DIFFERENT BECAUSE IT IS DIFFERENT	  	Canada	  	1632335	  	6/25/2013	  		  	
						
	K-33	  	Chile	  	789765	  	7/17/1997	  	884022	  	10/14/2007
						
	K-33	  	Colombia	  	92333654	  		  	113007	  	10/5/2011
						
	K-33	  	United States	  	72/380,123	  	1/4/1971	  	933747	  	5/16/1972
						
	K-33	  	Canada	  	486401	  	5/3/1982	  	TMA370,811	  	7/20/1990
						
	LIFEWOOD	  	Australia	  	852299	  	10/4/2000	  	852299	  	11/28/2002
						
	LIFEWOOD	  	New Zealand	  	624295	  	10/2/2000	  	624295	  	4/5/2001
						
	LIFEWOOD	  	United States	  	73/731,746	  	5/31/1988	  	1535297	  	4/18/1989
						
	LIFEWOOD	  	European Union	  	002346138	  	8/8/2001	  	002346138	  	12/19/2002

  
 - 255 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	MADEPIL AC 40	  	Brazil	  	817133720	  	2/19/1993	  	817133720	  	9/13/1994
						
	MADEPIL TRI 90	  	Brazil	  	823108570	  	8/11/2000	  	823108570	  	11/28/2006
						
	MCA	  	European Union	  	007083835	  	7/23/2008	  	007083835	  	4/2/2009
						
	MCQ	  	New Zealand	  	792550	  	7/11/2008	  	792550	  	1/15/2009
						
	MICRO SHADES (LOGO)	  	United States	  	78/915,243	  	6/23/2006	  	3473975	  	7/22/2008
						
	MICROPOST	  	European Union	  	009276841	  	7/27/2010	  	009276841	  	1/10/2011
						
	MICROPRO	  	Argentina	  	2767678	  	8/23/2007	  	2394173	  	9/17/2010
						
	MICROPRO	  	Argentina	  	2767680	  	8/23/2007	  	2393379	  	9/17/2010
						
	MICROPRO	  	Australia	  	1576469	  	8/23/2013	  	N/A	  	N/A
						
	MICROPRO	  	Brazil	  	829704604	  	5/2/2008	  	829704604	  	9/8/2010
						
	MICROPRO	  	Brazil	  	829704558	  	5/2/2008	  	829704558	  	8/16/2011
						
	MICROPRO	  	Japan	  	2005-066192	  	7/19/2005	  	4968359	  	7/7/2006
						
	MICROPRO	  	New Zealand	  	983361	  	8/23/2013	  	N/A	  	N/A
						
	MICROPRO	  	New Zealand	  	732663	  	7/15/2005	  	732663	  	10/12/2006
						
	MICROPRO	  	South Korea	  	2007-59375	  	11/20/2007	  	760229	  	9/8/2008
						
	MICROPRO	  	Australia	  	1065361	  	7/18/2005	  	1065361	  	6/1/2006
						
	MICROPRO	  	Argentina	  	2767679	  	8/23/2007	  	2455328	  	8/12/2011
						
	MICROPRO	  	Canada	  	1264686	  	7/13/2005	  	TMA749,049	  	9/30/2009

  
 - 256 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	MICROPRO	  	Chile	  	778315	  	6/22/2007	  	807237	  	1/30/2008
						
	MICROPRO	  	European Union	  	004544102	  	7/15/2005	  	004544102	  	12/10/2008
						
	MICROPRO	  	Honduras	  	20985-11	  	6/23/2011	  	N/A	  	N/A
						
	MICROPRO	  	Honduras	  	20984-11	  	6/23/2011	  	N/A	  	N/A
						
	MICROPRO	  	Philippines	  	4-2007-012531	  	11/12/2007	  	4-2007-012531	  	7/21/2008
						
	MICROPRO	  	United States	  	78/768,653	  	12/7/2005	  	3,432,948	  	5/20/2008
						
	MICROPRO (CHINESE CHARACTERS)	  	Taiwan	  	96001359	  	1/9/2007	  	1291530	  	12/1/2007
						
	MICROPRO (CHINESE CHARACTERS)	  	China	  	5842842	  	1/12/2007	  	5842842	  	12/21/2009
						
	MICROPRO (CHINESE CHARACTERS)	  	China	  	5842841	  	1/12/2007	  	5842841	  	12/7/2009
						
	MICROPRO (ENGLISH CHARACTERS)	  	Taiwan	  	96001357	  	1/9/2007	  	1291529	  	12/1/2007
						
	MICROPRO (ENGLISH CHARACTERS)	  	China	  	5753691	  	11/29/2006	  	5753691	  	12/7/2009
						
	MICROPRO (ENGLISH CHARACTERS)	  	China	  	5753690	  	11/29/2006	  	5753690	  	11/21/2009
						
	MICROPRO AND DESIGN (LOGO)	  	United States	  	78/917,094	  	6/26/2006	  	3486452	  	8/12/2008
						
	MICROPRO MICRONIZED TIMBER	  	United Kingdom	  	2529201	  	10/19/2009	  	2529201	  	1/22/2010

  
 - 257 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	MICROPRO SIENNA	  	Australia	  	1576472	  	8/23/2013	  	N/A	  	N/A
						
	MICROPRO SIENNA	  	New Zealand	  	983362	  	8/23/2013	  	N/A	  	N/A
						
	MICROPRO SIENNA	  	Canada	  	1598192	  	10/15/2012	  	TMA865,922	  	11/26/2013
						
	MICROSHADES	  	Australia	  	1095569	  	1/20/2006	  	1095569	  	8/22/2006
						
	MICROSHADES	  	China	  	5225955	  	3/20/2006	  	5225955	  	6/28/2009
						
	MICROSHADES	  	European Union	  	004849105	  	1/20/2006	  	004849105	  	1/19/2007
						
	MICROSHADES	  	Japan	  	2006-006713	  	1/30/2006	  	5033515	  	3/16/2007
						
	MICROSHADES	  	New Zealand	  	741784	  	1/20/2006	  	741784	  	1/11/2007
						
	MICROSHADES	  	United States	  	78/793,206	  	1/17/2006	  	3228894	  	4/10/2007
						
	MICROSHADES	  	Canada	  	1286460	  	1/18/2006	  	TMA745,456	  	8/17/2009
						
	MICROSHIELD	  	United Kingdom	  	2396983	  	7/15/2005	  	2396983	  	12/8/2006
						
	MICROSHIELD	  	United Kingdom	  	2551770	  	6/30/2010	  	2551770	  	9/24/2010
						
	MICROSHIELD	  	European Union	  	009213984	  	6/30/2010	  	009213984	  	2/28/2011
						
	MICROWOOD	  	Canada	  	1522860	  	4/8/2011	  	N/A	  	N/A
						
	NATURAL GUARD	  	Canada	  	1167351	  	2/12/2003	  	TMA610,539	  	5/17/2004
						
	NATURE GUARD	  	Canada	  	1166777	  	2/6/2003	  	TMA655,594	  	12/21/2005
						
	NATURESHADES	  	Canada	  	1573481	  	4/17/2012	  	N/A	  	N/A
						
	NATURESHADES	  	United States	  	85/599,920	  	4/17/2012	  	N/A	  	N/A

  
 - 258 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	NATUREWOOD	  	Guatemala	  	2004-429	  	6/21/2004	  	127907	  	2/12/2004
						
	NATUREWOOD	  	New Zealand	  	635556	  	4/4/2001	  	635556	  	10/4/2001
						
	NATUREWOOD	  	New Zealand	  	635557	  	4/4/2001	  	635557	  	10/4/2001
						
	NATUREWOOD	  	New Zealand	  	635558	  	4/4/2001	  	635558	  	10/4/2001
						
	NATUREWOOD	  	Japan	  	2004-025920	  	3/19/2004	  	4875308	  	6/24/2005
						
	NATUREWOOD	  	RUSSIA	  	2005704613	  	3/4/2005	  	303535	  	3/24/2006
						
	NATUREWOOD	  	United States	  	74/411,444	  	7/12/1993	  	1887913	  	4/4/1995
						
	NATUREWOOD	  	Estonia	  	M200200155	  	2/8/2002	  	37510	  	3/12/2003
						
	NATUREWOOD	  	European Union	  	002345270	  	8/8/2001	  	002345270	  	9/16/2004
						
	NATUREWOOD	  	Latvia	  	M02218	  	2/8/2002	  	M53287	  	5/20/2004
						
	NATUREWOOD	  	Poland	  	246236	  	2/8/2002	  	161288	  	4/1/2005
						
	NATUREWOOD	  	Canada	  	1137333	  	4/18/2002	  	TMA653,201	  	11/22/2005
						
	NEXWOOD	  	United Kingdom	  	2485561	  	4/22/2008	  	2485561	  	11/28/2008
						
	NEXWOOD	  	United States	  	77/467,573	  	5/7/2008	  	N/A	  	N/A
						
	NORUSTO	  	Nigeria	  		  		  	8404	  	
						
	NORUSTO	  	United Kingdom	  	300586	  	2/19/1908	  	300586	  	2/19/1908
						
	NW 100	  	Canada	  	1137334	  	4/18/2002	  	TMA619,692	  	9/15/2004

  
 - 259 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	NW 100	  	Canada	  	1168620	  	2/24/2003	  	TMA620,276	  	9/22/2004
						
	ORGANIC LIFE	  	Australia	  	1090262	  	12/12/2005	  	1090262	  	7/26/2006
						
	ORGANIC LIFE	  	New Zealand	  	740249	  	12/12/2005	  	740249	  	1/11/2007
						
	PERMAGUARD	  	Canada	  	866022	  	1/13/1998	  	TMA529,608	  	6/21/2000
						
	PLAYGUARD	  	United Kingdom	  	2354877	  	2/2/2004	  	2354877	  	7/9/2004
						
	PLAYGUARD	  	Canada	  	1142293	  	6/5/2002	  	TMA663,098	  	4/21/2006
						
	PLYGUARD	  	Indonesia	  	D00-2009-001108	  	1/14/2009	  	IDM000261511	  	8/2/2010
						
	PRESERVE ACQ	  	New Zealand	  	640513	  	6/27/2001	  	640513	  	9/9/2002
						
	PRESERVE ACQ	  	New Zealand	  	640514	  	6/27/2001	  	640514	  	9/9/2002
						
	PRESERVE ACQ	  	New Zealand	  	640515	  	6/27/2001	  	640515	  	9/9/2002
						
	PRESERVEPLUS ACQ	  	New Zealand	  	640517	  	6/27/2001	  	640517	  	9/9/2002
						
	PRESERVEPLUS ACQ	  	New Zealand	  	640518	  	6/27/2001	  	640518	  	9/9/2002
						
	PRESERVEPLUS ACQ	  	New Zealand	  	640516	  	6/27/2001	  	640516	  	9/9/2002
						
	PREVAC	  	Australia	  	271295	  	8/13/1973	  	271295	  	Not listed
						
	PREVAC	  	New Zealand	  	105371	  	8/13/1973	  	105371	  	11/19/1973
						
	PREVAC	  	Malaysia	  	M/082609	  	6/8/1979	  	M/082609	  	6/8/1979
						
	PREVAC	  	Malaysia	  	R/019852	  	6/11/1979	  	R/019852	  	6/11/1979

  
 - 260 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	PREVAC	  	Malaysia	  	S/024538	  	6/8/1979	  	S/024538	  	6/8/1979
						
	PREVAC	  	Germany	  	P20798	  	9/25/1972	  	920744	  	7/23/1974
						
	PREVAC	  	Indonesia	  	N/A	  	9/29/2004	  	IDM000074931	  	5/15/2006
						
	PREVAC	  	Ireland	  	73/2256	  	8/14/1973	  	82478	  	8/14/1973
						
	PREVAC	  	Ireland	  	71/1746	  	10/13/1971	  	79323	  	10/13/1971
						
	PREVAC	  	Singapore	  	T7980624I	  	6/2/1979	  	T7980624I	  	6/2/1979
						
	PREVAC	  	South Africa	  	94/6004	  	6/13/1994	  	94/6004	  	1/8/1997
						
	PREVAC	  	United Kingdom	  	923088	  	3/26/1968	  	923088	  	3/27/1968
						
	PREVAC	  	United Kingdom	  	991511	  	5/3/1972	  	991511	  	5/3/1972
						
	PREVAC	  	Malaysia	  	2011022466	  	12/20/2011	  	N/A	  	N/A
						
	PREVAC	  	Malaysia	  	2011022465	  	12/20/2011	  	N/A	  	N/A
						
	PROCOAT	  	Colombia	  	0417931	  	2/27/2004	  	300263	  	9/30/2004
						
	PROCOAT	  	Guatemala	  	2004-1010	  	2/11/2004	  	132405	  	10/12/2004
						
	PROTIM	  	Australia	  	328883	  	2/16/1979	  	328883	  	Not listed
						
	PROTIM	  	Australia	  	261984	  	9/19/1972	  	261984	  	Not listed
						
	PROTIM	  	New Zealand	  	101984	  	9/26/1972	  	101984	  	11/13/1974
						
	PROTIM	  	Malaysia	  	M/082608	  	6/8/1979	  	M/082608	  	1/2/1986

  
 - 261 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	PROTIM	  	Malaysia	  	R/019851	  	6/11/1979	  	R/019851	  	6/11/1979
						
	PROTIM	  	Malaysia	  	S/024539	  	6/8/1979	  	S/024539	  	9/6/1986
						
	PROTIM	  	Russia	  	2005704611	  	3/4/2005	  	303534	  	3/24/2006
						
	PROTIM	  	Brunei	  		  		  	10470	  	5/28/1981
						
	PROTIM	  	Chile	  	665316	  	11/4/2004	  	714715	  	1/12/2005
						
	PROTIM	  	China	  	5283725	  	4/13/2006	  	5283725	  	7/21/2009
						
	PROTIM	  	China	  	3737817	  	9/28/2003	  	3737817	  	7/21/2008
						
	PROTIM	  	China	  	3737819	  	9/28/2003	  	3737819	  	7/28/2005
						
	PROTIM	  	China	  	3737818	  	9/28/2003	  	3737818	  	7/21/2005
						
	PROTIM	  	European Union	  	003326212	  	8/28/2003	  	003326212	  	2/10/2005
						
	PROTIM	  	Finland	  	197604609	  	10/19/1976	  	76123	  	1/20/1981
						
	PROTIM	  	France	  	955309	  	9/19/1988	  	1489496	  	9/19/1988
						
	PROTIM	  	Germany	  	P20799	  	9/25/1972	  	932383	  	6/25/1975
						
	PROTIM	  	Hong Kong	  	N/A	  	9/10/2003	  	300076752	  	9/10/2003
						
	PROTIM	  	Ireland	  	N/A	  	9/11/1957	  	59647	  	9/11/1957
						
	PROTIM	  	Philippines	  	029113	  	4/25/1997	  	029113	  	4/13/1981
						
	PROTIM	  	Poland	  	154158	  	12/8/1995	  	143426	  	3/24/2003
						
	PROTIM	  	Serbia	  	Z-790/74	  	11/6/1974	  	26928	  	6/10/1983

  
 - 262 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	PROTIM	  	Singapore	  	N/A	  	6/2/1979	  	T7980623J	  	6/2/1979
						
	PROTIM	  	Slovenia	  	7480790	  	11/6/1974	  	7480790	  	10/13/1997
						
	PROTIM	  	South Africa	  	94/6002	  	6/13/1994	  	94/6002	  	1/8/1997
						
	PROTIM	  	Sweden	  	1972/04127	  	9/22/1972	  	143042	  	5/11/1973
						
	PROTIM	  	Switzerland	  	01656/1981	  	3/24/1981	  	2P-310973	  	9/14/1981
						
	PROTIM	  	United Kingdom	  	732800	  	8/5/1954	  	UK00000732800	  	8/5/1954
						
	PROTIM	  	Vietnam	  	4199418003	  	5/4/1994	  	40015206	  	1/24/1995
						
	PROTIM	  	Malaysia	  	2011022467	  	12/20/2011	  	N/A	  	N/A
						
	PROTIM	  	Malaysia	  	2011022468	  	12/20/2011	  	N/A	  	N/A
						
	PROTIM	  	China	  	5328559	  	4/30/2006	  	5328559	  	7/28/2009
						
	PROTIM	  	China	  	4414966	  	12/14/2004	  	4414966	  	3/6/2008
						
	PROTIM	  	China	  	4414965	  	12/14/2004	  	4414965	  	3/6/2008
						
	PROTIM	  	Hong Kong	  	N/A	  	12/2/2004	  	300330678	  	12/2/2004
						
	PROTIM (IMAGE: QUADRIELATERAL)	  	Australia	  	328884	  	2/16/1979	  	328884	  	Not listed
						
	RAIN DANCE	  	United States	  	78/632,352	  	5/18/2005	  	3720073	  	12/1/2009
						
	RAINCOAT	  	Australia	  	852300	  	10/4/2000	  	852300	  	8/3/2001
						
	RAINSHIELD PRESSURE TREATED WOOD & DESIGN	  	Canada	  	696947	  	1/8/1992	  	TMA436,111	  	11/25/1994

  
 - 263 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	RECTANGLE & DESIGN	  	Canada	  	400892	  	8/4/1976	  	TMA229,125	  	7/21/1978
						
	SMART SENSE	  	Australia	  	1090263	  	12/12/2005	  	1090263	  	7/26/2006
						
	SMART SENSE	  	New Zealand	  	740250	  	12/12/2005	  	740250	  	12/14/2006
						
	SMART SENSE	  	United States	  	78/737,793	  	10/21/2005	  	3406865	  	4/1/2008
						
	SMART SENSE	  	United States	  	78/977,928	  	12/8/2005	  	3218991	  	3/13/2007
						
	SMART SENSE	  	European Union	  	004774261	  	12/8/2005	  	004774261	  	11/15/2006
						
	SMART SENSE	  	Canada	  	1286367	  	1/17/2006	  	TMA769,004	  	6/8/2010
						
	SOLIGNUM	  	Ghana	  	27196	  	7/19/1921	  	27196	  	7/19/1921
						
	SOLIGNUM	  	Nigeria	  	N/A	  	11/15/1927	  	3538	  	
						
	SOLIGNUM	  	Nigeria	  	36619	  	2/2/1980	  	36619	  	10/9/1986
						
	SOLIGNUM	  	Portugal	  	121210	  	9/22/1913	  	121210	  	3/18/1914
						
	SOLIGNUM	  	Australia	  	2649	  	10/13/1906	  	2649	  	Not listed
						
	SOLIGNUM	  	New Zealand	  	7348	  	5/27/1908	  	7348	  	8/27/1908
						
	SOLIGNUM	  	Austria	  	AM2026/56	  	10/24/1956	  	35932	  	2/2/1957
						
	SOLIGNUM	  	Bahamas	  		  		  	2121	  	
						
	SOLIGNUM KILLS TERMITES	  	Bangladesh	  	16253	  	11/18/1980	  	16253    	  	11/18/1980

  
 - 264 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	SOLIGNUM KILLS TERMITES	  	Bangladesh	  	16250	  	11/18/1998	  	16250	  	11/18/1980
						
	SOLIGNUM	  	Barbados	  	620	  	6/15/1951	  	81/5118	  	6/15/1951
						
	SOLIGNUM	  	Benelux	  	568318	  	12/8/1971	  	89638	  	12/8/1971
						
	SOLIGNUM	  	Bermuda	  	361	  	7/9/1921	  	361	  	4/21/2005
						
	SOLIGNUM	  	Brunei	  	14	  	9/16/1957	  	14	  	9/16/1957
						
	SOLIGNUM	  	China	  	4414964	  	12/14/2004	  	4414964	  	2/21/2008
						
	SOLIGNUM	  	China	  	3737820	  	9/28/2003	  	3737820	  	7/21/2005
						
	SOLIGNUM	  	Congo	  	4786	  	9/23/1955	  	3585/C	  	8/27/1987
						
	SOLIGNUM	  	Denmark	  	VA191100116	  	2/23/1911	  	VR191100211	  	4/29/1961
						
	SOLIGNUM	  	European Union	  	003488731	  	10/30/2003	  	003488731	  	2/10/2005
						
	SOLIGNUM	  	Finland	  	198605182	  	12/30/1986	  	102042	  	8/5/1988
						
	SOLIGNUM	  	France	  	N/A	  	12/31/1987	  	1582652	  	12/31/1987
						
	SOLIGNUM	  	Germany	  	S7649	  	10/25/1956	  	705666	  	8/21/1957
						
	SOLIGNUM	  	Ghana	  	N/A	  	7/19/1921	  	1324	  	7/19/1921
						
	SOLIGNUM	  	Guyana	  	1064A	  	8/9/1927	  	1064A	  	8/9/1927
						
	SOLIGNUM	  	Hong Kong	  	N/A	  		  	19110108	  	4/17/1911
						
	SOLIGNUM	  	Iceland	  	1521/2003	  	6/19/2003	  	670/2003	  	9/3/2003
						
	SOLIGNUM	  	India	  		  		  	810	  	6/9/1942
						
	SOLIGNUM	  	Indonesia	  		  		  	IDM000094543	  	11/7/2006

  
 - 265 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	SOLIGNUM	  	Indonesia	  		  		  	IDM000094544	  	11/7/2006
						
	SOLIGNUM	  	Ireland	  		  		  	34163	  	
						
	SOLIGNUM	  	Italy	  	MI2003C006269	  	6/19/2003	  	1040842	  	3/2/2007
						
	SOLIGNUM	  	Jersey	  		  		  	1393	  	11/17/1959
						
	SOLIGNUM	  	Kenya	  		  		  	KET/1958/008502	  	
						
	SOLIGNUM	  	Macao	  	N/A	  	8/10/1987	  	513-M	  	10/18/1987
						
	SOLIGNUM	  	Malawi	  		  		  	MW/TM/195901621	  	
						
	SOLIGNUM	  	Malaysia	  	M/001332	  	2/26/1951	  	M/001332	  	3/27/1951
						
	SOLIGNUM	  	Malaysia	  	N/A	  	1/10/1952	  	SAR/1013	  	1/10/1952
						
	SOLIGNUM	  	Pakistan	  	2417	  	6/9/1942	  	2417	  	6/9/1942
						
	SOLIGNUM	  	Philippines	  	995	  	11/7/1990	  	995	  	11/21/1990
						
	SOLIGNUM	  	Poland	  	154157	  	12/8/1995	  	125688	  	11/9/2000
						
	SOLIGNUM	  	Sierra Leone	  		  		  	681	  	
						
	SOLIGNUM	  	Singapore	  	T39/01332I	  	5/11/1939	  	T39/01332I	  	5/11/1939
						
	SOLIGNUM	  	South Africa	  	N/A	  	12/19/1930	  	1639/30/2	  	12/19/1930
						
	SOLIGNUM	  	South Africa	  	1639/30/1	  	12/19/1930	  	1639/30/1	  	12/19/1930
						
	SOLIGNUM	  	Spain	  	M0023602	  	9/26/1913	  	M0023602	  	2/21/1914
						
	SOLIGNUM	  	Sweden	  	N/A	  	8/6/1900	  	7241	  	10/9/1900
						
	SOLIGNUM	  	Switzerland	  	05906/1988	  	8/19/1988	  	366274	  	1/16/1989
						
	SOLIGNUM	  	Thailand	  	521126	  	6/13/2003	  	217169	  	4/12/2005

  
 - 266 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	SOLIGNUM	  	Thailand	  	521125	  		  	Kor215254	  	6/13/2003
						
	SOLIGNUM	  	Trinidad & Tobago	  	N/A	  	11/29/1909	  	25/1909	  	3/2/1910
						
	PROTIM SOLIGNUM	  	Turkey	  	93/010346	  	9/29/1993	  	148177	  	9/29/1993
						
	SOLIGNUM	  	United Kingdom	  	230949	  	5/18/1900	  	230949	  	5/18/1900
						
	SOLIGNUM	  	United Kingdom	  	1145598	  	12/13/1980	  	1145598	  	12/13/1980
						
	SOLIGNUM	  	Vietnam	  	18002	  	5/4/1994	  	15061	  	1/17/1995
						
	SOLIGNUM	  	Nigeria	  	F/TM/2010/19936	  	12/7/2010	  	N/A	  	N/A
						
	SOLIGNUM	  	Nigeria	  	F/TM/2010/19937	  	12/7/2010	  	N/A	  	N/A
						
	SOLIGNUM	  	Hong Kong	  	N/A	  	12/2/2004	  	300330687	  	12/4/2005
						
	SOLIGNUM (THAI CHARACTERS)	  	Thailand	  	456740	  	6/19/1981	  	196394	  	6/19/1981
						
	SOLIGNUM (THAI CHARACTERS)	  	Thailand	  	456739	  	6/19/1981	  	196395	  	6/19/1981
						
	SOLIGNUM AND DEVICE	  	Nigeria	  	N/A	  	1/2/1980	  	36616	  	
						
	SOLIGNUM ARCHITECTURAL	  	Nigeria	  	38236	  	11/7/1980	  	38236	  	
						
	SOLIGNUM ARCHITECTURAL	  	Hong Kong	  	N/A	  		  	19831696	  	6/26/1981
						
	SOLIGNUM ARCHITECTURAL	  	Iceland	  	193/1981	  	6/12/1981	  	428/1982	  	12/30/1982

  
 - 267 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	SOLIGNUM ARCHITECTURAL	  	Malaysia	  	N/A	  	6/22/1981	  	M/91082	  	1/6/1992
						
	SOLIGNUM ARCHITECTURAL	  	Singapore	  	T81/03016C	  	7/10/1981	  	T81/03016C	  	7/10/1981
						
	SOLIGNUM ARCHITECTURAL	  	United Kingdom	  	1155933	  	6/17/1981	  	1155933	  	6/17/1981
						
	SOLIGNUM COLOURLESS	  	Thailand	  	256684	  	12/7/1983	  	10525	  	12/7/1983
						
	SOLIGNUM EXTERIOR	  	Thailand	  	256683	  	12/7/1983	  	10524	  	
						
	SOLIGNUM TIMBERTONE	  	Hong Kong	  		  		  	19821496	  	6/26/1981
						
	SOLIGNUM TIMBERTONE	  	Iceland	  	194/1981	  	6/12/1981	  	429/1982	  	12/30/1982
						
	SOLIGNUM TIMBERTONE	  	Malaysia	  	N/A	  	6/22/1981	  	M/91081	  	10/9/1991
						
	SOLIGNUM TIMBERTONE	  	Singapore	  	T81/03017A	  	7/10/1981	  	T81/03017A	  	7/10/1981
						
	SOLIGNUM TIMBERTONE	  	Thailand	  	466833	  	9/30/1981	  	198737	  	9/30/1981
						
	SOLIGNUM TIMBERTONE	  	United Kingdom	  	1006898	  	2/20/1973	  	1006898	  	2/20/1973
						
	SOLIGNUM TIMBERTONE	  	Nigeria	  		  		  	38167	  	
						
	STABILWOOD	  	New Zealand	  	794665	  	8/20/2008	  	794665	  	5/13/2010

  
 - 268 - 

											
	 MARK
	  	 Country
	  	 Appl. No.
	  	 File Date
	  	 Registration No.
	  	 Registr. Date

						
	STABILWOOD	  	Australia	  	1258301	  	8/20/2008	  	1258301	  	3/26/2009
						
	SUNWOOD	  	United States	  		  		  	1175696	  	11/3/1981
						
	SUNWOOD	  	Canada	  	454044	  	5/23/1980	  	TMA258,919	  	5/15/1981
						
	SUSTAIN	  	European Union	  	007066665	  	7/15/2008	  	007066665	  	3/12/2009
						
	SUSTAIN	  	United States	  	77/240,779	  	7/27/2007	  	3635951	  	6/9/2009
						
	TIMBER SPECIALTIES & DESIGN	  	Canada	  	333253	  	5/25/1970	  	TMA177,670	  	8/20/1971
						
	TIMBERFUME	  	United States	  	73/056,110	  	6/25/1975	  	1038656	  	5/4/1976
						
	TIMBERSAVER	  	New Zealand	  	684288	  	8/6/2003	  	684288	  	8/12/2004
						
	TIMBERSAVER	  	New Zealand	  	684289	  	8/6/2003	  	684289	  	8/12/2004
						
	TIMBERSAVER	  	New Zealand	  	684290	  	8/6/2003	  	684290	  	8/12/2004
						
	TIMBERSAVER	  	New Zealand	  	684286	  	8/6/2003	  	684286	  	5/10/2004
						
	ULTRAWOOD	  	Australia	  	516575	  	8/8/1989	  	516575	  	2/4/1992
						
	ULTRAWOOD	  	New Zealand	  	293903	  	6/17/1998	  	293903	  	7/7/1999
						
	WOODFUME	  	United States	  	73/056,111	  	6/25/1975	  	1054920	  	12/28/1976
						
	WOOD-FUME	  	Canada	  	415636	  	9/20/1977	  	TMA237,462	  	11/23/1979
						
	WOODSHADES	  	Japan	  	2005-066191	  	7/19/2005	  	4968358	  	7/7/2006
						
	WOODSHADES	  	New Zealand	  	732662	  	7/15/2005	  	732662	  	10/12/2006
						
	WOODSHADES	  	Canada	  	857310	  	9/26/1997	  	TMA498,117	  	7/30/1998
						
	XJ TIMBER PROTECTIVE	  	Australia	  	852298	  	10/4/2000	  	852298	  	8/3/2001

  
 - 269 - 

 Copyright Registrations 

REGISTERED COPYRIGHTS IN THE UNITED STATES 
  

							
	 Title
	  	 Registration Number
	  	 Registration Date
	  	 Current Owner

				
	Osmose, America’s wood: 40-year limited warranty, farm & residential applications, ask dealer for a copy.	  	VA0000519733	  	09/11/1989	  	Osmose Wood Preserving, Inc.
				
	Osmose Deckit assembly instructions	  	TX0000066361	  	06/16/1978	  	Osmose Wood Preserving Company of America, Inc.
				
	Osmose groundline inspection and treatment service.	  	TX0000612340	  	01/12/1981	  	Osmose Wood Preserving Company of America, Inc.
				
	Wood pole fire-guard application procedures	  	TXu521045	  	3/2/1992	  	Osmose Wood Preserving, Inc.
				
	Environmental	  	VAu99218	  	7/16/1986	  	Osmose Wood Preserving, Inc.
				
	Knowing more about pole decay	  	TX1317488	  	6/23/1983	  	Osmose Wood Preserving Company of America Inc.
				
	Shigometer the function and application	  	TX632934	  	11/14/1980	  	Osmose Wood Preserving Company of America Inc.
				
	Gazebos/director John D. Elliott	  	PA252479	  	4/22/1985	  	A-V Department; Osmose Wood Preserving
				
	Fences/director John D. Elliott	  	PA252382	  	2/21/1985	  	A-V Department; Osmose Wood Preserving
				
	Decks/director John D. Elliott	  	PA252381	  	4/23/1985	  	A-V Department; Osmose Wood Preserving

  
 - 270 - 

 Domain Names 

Australia 
 determite.com.au 

microprotimber.com.au 
 osmose.com.au 

protimtimbercare.com.au 
 Canada 

123stiles.com 
 aallcannwood.com 

abetterpost.ca 
 abetterpost.com 

advance-guard.com 

  
 - 271 - 

 advanceguard.ca 

arriere-cours.com 
 bohemiasandylane.com 

boisnature.ca 
 cedarshades.ca 

cedarshades.com 
 creativebackyards.com 

cut-n-seal.ca 
 cut-n-seal.com 

cutnseal.ca 
 earthshades.ca 

endcoat.ca 
 goodfellowterra.ca 

goodfellowterra.com 
 greatwood.ca 

horizonrails.ca 
 horizonrails.com 

k-33.ca 
 lmwp.com 

micronizedtreatedwood.ca 
 micronizedtreatedwood.co 

micronizedtreatedwood.com 
 micronizedwood.ca 

micronizedwood.co 
 micronizedwood.com 

  
 - 272 - 

 micropro.mobi 

microprobackyards.ca 
 microprobackyards.co 

microprobackyards.com 
 microprosienna.ca 

microprosienna.com 
 microprowood.ca 

microprowood.co 
 microwood.ca 

natureshades.ca 
 naturewood.ca 

nw100.ca 
 proguard.mobi 

proguardbackyards.com 
 proguardmicropro.com 

proguardpreservedwood.com 
 proshadesfencing.com 

rancherschoiceposts.com 
 stiles123.ca 

stiles123.com 
 styles123.com 

timberspec.com 
 timberspecialties.com 

ultralastwood.ca 
 ultralastwood.com 

woodshades.ca 

  
 - 273 - 

 Chile 
 osmose.cl

 Europe 
 indurawood.co.uk 

indurawood.com 
 indurawood.eu 

makesureits4.info 
 makesureits4.org 

micronizedtimber.com 
 micronizedtimber.eu 

micronizedtimber.info 
 osmose.asia 

osmose.asia.com 
 osmose.cn 

osmose.co.uk 
 osmose.co.za 

osmose.com.es 
 osmose.dk 

osmose.ee 
 osmose.es 

  
 - 274 - 

 osmose.eu 

osmose.fi 
 osmose.gr 

osmose.hk 
 osmose.ie 

osmose.in 
 osmose.jp 

osmose.lt 
 osmose.lv 

osmose.my 
 osmose.no 

osmose.org.uk 
 osmose.ph 

osmose.pl 
 osmose.ru 

osmose.se 
 osmose.sg 

osmose-africa.com 
 osmose-deutschland.com 

osmose-digital.com 
 osmose-europe.com 

osmose-france.com 
 osmose-uk.com 

osmosenaturewood.co.uk 
 preservedtimber.com 

  
 - 275 - 

 preservedtimber.eu 

preservedtimber.info 
 protim.cn 

protim.co.uk 
 protimosmose.ie 

protimsolignum.com 
 shades-decking.co.uk 

shades-decking.com 
 solignum.cn 

treatedtimber.info 
 woodhardening.co.uk 

woodhardening.com 
 woodhardening.eu 

New Zealand 
 osmose.co.nz. 

United States 
 Advanceguardproducts.com 

Hibor.net 
 Microprotimber.com 

Microprotreatedwood.com 
 Microprowood.com 

  
 - 276 - 

 Osmose.com 

Osmose.us 
 Osmoseinc.com 

Osmoseinc.net 
 Osmosenet.net 

 

			
	 Registered Domain Names in Brazil

	 Name
	  	 Owner

		
	tmbpreservantes.com.br	  	Technologias DeMadeiras Brasileiras Comerico De Preservantes Ltda.
		
	osmosepreservantes.com.br	  	Technologias DeMadeiras Brasileiras Comerico De Preservantes Ltda.
		
	osmosewood.com.br	  	Technologias DeMadeiras Brasileiras Comerico De Preservantes Ltda.

 Patent and Trademark License Agreements 

1. “Commercialisation Agreement” between DEEDI, Carter Holt Harvey Wood Products Australia Pty Ltd, and Solvents Australia Pty Ltd (licensors) and
Osmose Australia Pty Ltd (licensee), dated 2010. 

  
 - 277 - 

 2. “Patent License Agreement” between Ecospan Consulting Services Pty Ltd (licensor) and Osmose
(Australia) Pty Ltd (licensee), dated 7 October 2003. 
 3. “Trade Mark License Agreement for Boracol” between Wood-Slimp GmbH (licensor) and
Osmose Australia Pty Limited (licensee), dated 20 December 2005. 
 4. “License Agreement” between Lonza Inc. (licensor) and Osmose, Inc.
(licensee), dated 28 September 2011. 

  
 - 278 - 

	1.	Product and Dealer Registrations 

 Osmose, Inc. Product and Dealer Registrations 

 

									
	OSMOSE INC.
US EPA Pesticide Product Registrations
	 Product Name
	  	 Reg. #
	  	 Approval

Date
	 	  	 Active Ingredients

				
	Osmose K-33 (60%)	  	3008-34	  	 	4/23/1975	  	  	Arsenic Acid, Chromic Acid, Copper Oxide
				
	Sodium Fluoride	  	3008-58	  	 	7/14/1964	  	  	Sodium Fluoride
				
	Osmose ACC 50%	  	3008-60	  	 	9/27/1994	  	  	Chromic Acid, Copper Oxide
				
	Osmose Wood-Bor	  	3008-61	  	 	8/3/1993	  	  	Boron sodium oxide, tetrahydrate
				
	Arsenic Acid	  	3008-66	  	 	9/19/1986	  	  	Arsenic Acid
				
	Osmose Arsenic Acid 75% (in process of cancelling due to lack of use)	  	3008-72	  	 	3/25/1996	  	  	Arsenic Acid
				
	Technical Grade Cupric Oxide	  	3008-76	  	 	12/28/1999	  	  	Cupric Oxide
				
	Chromic Acid	  	3008-78	  	 	5/30/2001	  	  	Chromic Acid
				
	FirePro	  	3008-84	  	 	6/24/2002	  	  	Boric Acid, Boron sodium oxide pentahydrate
				
	Copper MEA Solution	  	3008-86	  	 	9/23/2003	  	  	Copper ethanolamine complex
				
	NW 100-C	  	3008-87	  	 	9/8/2003	  	  	Copper ethanolamine complex
				
	NW 200-C	  	3008-89	  	 	11/16/2004	  	  	Copper ammonium carbonate
				
	MicroPro 200 (ORD-X372)	  	3008-90	  	 	5/12/2005	  	  	Copper carbonate, DDA-Carbonate
				
	MicroPro 800 (ORD-X378)	  	3008-91	  	 	5/10/2005	  	  	Copper 8-quinolinolate
				
	MicroPro 200C (ORD-X370)	  	3008-92	  	 	8/30/2005	  	  	Copper carbonate

  
 - 279 - 

									
				
	NM 300 (ORD-X280)	  	3008-94	  	 	4/5/2006	  	  	DDA-Carbonate
				
	Disodium Octaborate Tetrahydrate	  	3008-95	  	 	12/5/2006	  	  	Disodium Octaborate Tetrahydrate
				
	Basic Copper Carbonate	  	3008-96	  	 	1/9/2007	  	  	Copper carbonate
				
	MTZ (ORD-X300)	  	3008-97	  	 	5/9/2007	  	  	Tebuconazole
				
	STZ (ORD-X450)	  	3008-98	  	 	5/15/2007	  	  	Tebuconazole
				
	MicroPro 200C V3 (ORD-X400)	  	3008-99	  	 	4/7/2008	  	  	Copper Carbonate
				
	ORD-X310	  	3008-100	  	 	9/30/2008	  	  	Copper (1) Oxide (Cuprous Oxide)
				
	MP200-A (ORD-X170)	  	3008-101	  	 	5/6/2009	  	  	Copper Carbonate, Tebuconazole
				
	CMC 10.3	  	3008-102	  	 	6/3/2005	  	  	Copper Carbonate
				
	CMC 9.0	  	3008-103	  	 	8/29/2005	  	  	Copper Carbonate
				
	Sustain 20CQ	  	3008-104	  	 	1/25/2006	  	  	Copper Carbonate
				
	Sustain 20T	  	3008-105	  	 	2/6/2007	  	  	Copper Carbonate, Tebuconazole
				
	Sustain 20	  	3008-106	  	 	1/4/2007	  	  	Copper Carbonate
				
	Everlast CA-B	  	3008-107	  	 	11/15/2006	  	  	Copper Carbonate, Tebuconazole
				
	Sustain 25	  	3008-108	  	 	11/13/2008	  	  	Copper Carbonate
				
	Sustain 25T	  	3008-109	  	 	2/23/2009	  	  	Copper Carbonate, Tebuconazole
				
	Copper MEA Carbonate	  	3008-110	  	 	9/16/2003	  	  	Copper Carbonate
				
	CB-300 (ORD-X123)	  	3008-111	  	 	6/1/2011	  	  	Propiconazole, Tebuconazole, Imidacloprid
				
	NW-CA (ORD-X070)	  	3008-112	  	 	10/3/2011	  	  	Copper Ethanolamine Complex, Tebuconazole, Propiconazole
				
	MP200-A28 (ORD-X380	  	3008-113	  	 	8/10/2012	  	  	Copper Carbonate, Tebuconazole
				
	Basic Copper Carbonate – Wet Cake	  	3008-114	  	 	2/22/2012	  	  	Copper Carbonate
				
	Basic Copper Carbonate – Dry	  	3008-115	  	 	2/22/2012	  	  	Copper Carbonate
				
	MCTI (ORD-X045)	  	3008-116	  	 	10/18/2012	  	  	Copper Carbonate, Tebuconazole, Imidacloprid
				
	Cupric Oxide Technical	  	3008-117	  	 	6/7/2012	  	  	Copper Oxide
				
	ORD-X042	  	3008-118	  	 	10/16/2012	  	  	Tebuconazole, Imidacloprid

  
 - 280 - 

									
	 Osmose, Inc. US EPA Supplemental Distribution Pesticide Product
Registrations

	 Product Name
	 	 Reg. #
	 	 Agreement Date
	 	 Active Ingredients
	 	 Basic Registrant

	BAC-Q	 	10324-21-3008	 	5-22-2001	 	ADBAC	 	Mason Chemical
					
	Carbo-NT	 	6836-304-3008	 	6-13-2003	 	DDA Carbonate	 	Lonza Inc.
					
	CleanWood 45-Plus	 	67071-6-3008	 	10-30-2007	 	2-n-octyl-4-isothiazolin-3-one	 	Thor
					
	CleanWood AC	 	67071-5-3008	 	4-30-2007	 	5-Chloro-2-methyl-4-isothiazolin-3-one; 2-methyl-4-isothiazolin-3-one	 	Thor
					
	DAC-Q	 	6836-213-3008	 	6-9-2001	 	DDAC	 	Lonza, Inc.
					
	DAC-QM	 	10324-91-3008	 	2-24-2004	 	DDAC	 	Mason Chemical
					
	BFN	 	53883-236-3008	 	2-20-2008	 	Bifenthrin Industrial	 	Control Solutions, Inc.
					
	CleanWood Micro	 	72304-1-3008	 	9-8-2010	 	Chlorothalonil	 	SipCam

 Osmose Inc. State Pesticide Registrations 

 

																	
	 3/17/2014
	  	 K-33 (60%)
	  	 NW 200-C
	  	 NW 100-C
	  	 CARBO-NT
	  	 MICROPRO
200C
	  	 MP200-A
	  	 MTZ
	  	 MICROPRO
200C V3

	Alabama	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Alaska	  	OK	  		  		  		  		  		  		  	
									
	Arizona	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Arkansas	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	California	  	OK	  	OK	  	OK	  	OK	  	OK	  		  	OK	  	OK
									
	Colorado	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Connecticut	  		  		  		  		  		  		  		  	
									
	Delaware	  	OK	  		  		  		  		  		  		  	

  
 - 281 - 

																	
	District of Columbia	  		  		  		  		  		  		  		  	
									
	Florida	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Georgia	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Hawaii	  	OK	  		  		  		  		  		  		  	
									
	Idaho	  	OK	  		  	OK	  	OK	  		  		  		  	
									
	Illinois	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Indiana	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Iowa	  	OK	  		  		  		  		  		  		  	
									
	Kansas	  		  		  		  		  		  		  		  	
									
	Kentucky	  	OK	  		  	OK	  	OK	  		  		  		  	
									
	Louisiana	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Maine	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Maryland	  	OK	  		  		  		  	OK	  	OK	  	OK	  	
									
	Massachusetts	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Michigan	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Minnesota	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Mississippi	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Missouri	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Montana	  	OK	  		  	OK	  	OK	  		  		  		  	
									
	Nebraska	  	OK	  		  		  		  	OK	  	OK	  	OK	  	
									
	Nevada	  	OK	  		  		  		  		  		  		  	
									
	New Hampshire	  	OK	  		  		  		  		  		  		  	
									
	New Jersey	  	OK	  		  		  		  	OK	  		  		  	
									
	New Mexico	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	New York	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	North Carolina	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	North Dakota	  		  		  		  		  		  		  		  	
									
	Ohio	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Oklahoma	  	OK	  		  		  		  		  		  		  	

  
 - 282 - 

																	
	Oregon	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Pennsylvania	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Rhode Island	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	South Carolina	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	South Dakota	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Tennessee	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Texas	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Utah	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Vermont	  		  		  		  		  		  		  		  	
									
	Virginia	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Washington	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	West Virginia	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Wisconsin	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Wyoming	  	OK	  		  		  		  		  		  		  	

  
 - 283 - 

																	
	 3/17/2014
	 	 CLEANWOOD
AC
	 	 CLEANWOOD
45 PLUS
	 	 CMC 9.0
	 	 CMC

10.3
	 	 DAC-

QM
	 	 BFN
	 	 STZ
	 	 WOODBOR

	Alabama	 	OK	 	OK	 	OK	 		 	OK	 	OK	 	OK	 	OK
									
	Alaska	 	OK	 		 		 		 		 		 		 	
									
	Arizona	 	OK	 	OK	 	OK	 		 	OK	 		 		 	
									
	Arkansas	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	California	 	OK	 	OK	 		 	OK	 	OK	 		 	OK	 	
									
	Colorado	 	OK	 	OK	 	OK	 	OK	 	OK	 		 		 	
									
	Connecticut	 		 		 		 		 		 		 		 	
									
	Delaware	 		 		 		 		 		 		 		 	
									
	District of Columbia	 		 		 		 		 		 		 		 	
									
	Florida	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
									
	Georgia	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
									
	Hawaii	 	OK	 	OK	 		 		 		 		 		 	OK
									
	Idaho	 	OK	 	OK	 	OK	 	OK	 	OK	 		 		 	
									
	Illinois	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Indiana	 	OK	 	OK	 	OK	 		 	OK	 	OK	 	OK	 	OK
									
	Iowa	 	OK	 	OK	 		 		 		 		 		 	
									
	Kansas	 		 		 		 		 		 		 		 	
									
	Kentucky	 	OK	 	OK	 		 		 		 		 		 	
									
	Louisiana	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Maine	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Maryland	 	OK	 	OK	 		 		 		 		 		 	
									
	Massachusetts	 	OK	 	OK	 	OK	 		 	OK	 	OK	 	OK	 	
									
	Michigan	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Minnesota	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Mississippi	 	OK	 	OK	 	OK	 		 	OK	 	OK	 	OK	 	
									
	Missouri	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Montana	 		 		 		 		 	OK	 		 		 	
									
	Nebraska	 	OK	 	OK	 		 		 		 		 		 	

  
 - 284 - 

																	
	Nevada	 	OK	 		 		 		 		 		 		 	
									
	New Hampshire	 	OK	 		 		 		 		 		 		 	
									
	New Jersey	 	OK	 		 		 		 		 		 		 	
									
	New Mexico	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	New York	 	OK	 	OK	 	OK	 		 	OK	 	OK	 	OK	 	
									
	North Carolina	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	North Dakota	 		 		 		 		 		 		 		 	
									
	Ohio	 	OK	 	OK	 	OK	 	OK	 	OK	 		 		 	
									
	Oklahoma	 	OK	 		 		 		 		 		 		 	
									
	Oregon	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Pennsylvania	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Rhode Island	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	South Carolina	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
									
	South Dakota	 	OK	 	OK	 	OK	 		 	OK	 	OK	 	OK	 	
									
	Tennessee	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Texas	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
									
	Utah	 	OK	 	OK	 	OK	 		 	OK	 		 		 	
									
	Vermont	 		 		 		 		 		 		 		 	
									
	Virginia	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
									
	Washington	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
									
	West Virginia	 	OK	 	OK	 	OK	 	OK	 	OK	 		 		 	
									
	Wisconsin	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK	 	
									
	Wyoming	 	OK	 		 		 		 		 		 		 	

  
 - 285 - 

													
	 3/17/2014
	 	 NM 300

(FIM)
	 	 FirePRO
	 	 CleanWood

Micro
	 	 CB-300
	 	 NW-CA
	 	 MP200-A28

	Alabama	 	OK	 		 	OK	 		 	OK	 	OK
							
	Alaska	 		 		 		 		 		 	
							
	Arizona	 		 		 		 		 		 	OK
							
	Arkansas	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	California	 	OK	 	OK	 	OK	 	OK	 	OK	 	
							
	Colorado	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Connecticut	 		 		 		 		 		 	
							
	Delaware	 		 		 		 		 		 	
							
	District of Columbia	 		 		 		 		 		 	
							
	Florida	 		 		 	OK	 	OK	 	OK	 	OK
							
	Georgia	 		 		 	OK	 	OK	 	OK	 	OK
							
	Hawaii	 		 		 		 		 		 	
							
	Idaho	 		 		 		 	OK	 	OK	 	
							
	Illinois	 	OK	 		 	OK	 		 	OK	 	OK
							
	Indiana	 		 		 	OK	 	OK	 	OK	 	OK
							
	Iowa	 		 		 		 		 		 	
							
	Kansas	 		 		 		 		 		 	
							
	Kentucky	 		 		 		 		 		 	
							
	Louisiana	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Maine	 		 		 	OK	 	OK	 	OK	 	OK
							
	Maryland	 		 		 	OK	 		 		 	OK
							
	Massachusetts	 		 		 	OK	 		 	OK	 	OK
							
	Michigan	 		 		 	OK	 		 	OK	 	OK
							
	Minnesota	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Mississippi	 		 		 	OK	 		 		 	OK
							
	Missouri	 		 		 	OK	 		 	OK	 	OK
							
	Montana	 		 		 		 		 		 	
							
	Nebraska	 		 		 	OK	 		 		 	OK

  
 - 286 - 

													
	Nevada	 		 		 		 		 		 	
							
	New Hampshire	 		 		 		 		 		 	
							
	New Jersey	 		 		 		 		 		 	
							
	New Mexico	 		 		 		 		 		 	OK
							
	New York	 		 		 	OK	 		 		 	OK
							
	North Carolina	 		 		 	OK	 	OK	 	OK	 	OK
							
	North Dakota	 		 		 		 		 		 	
							
	Ohio	 		 		 	OK	 	OK	 	OK	 	OK
							
	Oklahoma	 		 		 		 		 		 	
							
	Oregon	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Pennsylvania	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Rhode Island	 		 		 	OK	 		 	OK	 	OK
							
	South Carolina	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	South Dakota	 		 		 		 		 		 	OK
							
	Tennessee	 		 		 	OK	 	OK	 	OK	 	OK
							
	Texas	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Utah	 		 		 		 		 		 	OK
							
	Vermont	 		 		 		 		 		 	
							
	Virginia	 	OK	 		 	OK	 	OK	 	OK	 	OK
							
	Washington	 	OK	 	OK	 	OK	 	OK	 	OK	 	OK
							
	West Virginia	 		 	OK	 	OK	 	OK	 	OK	 	OK
							
	Wisconsin	 	OK	 		 	OK	 		 	OK	 	OK
							
	Wyoming	 		 		 		 		 		 	

  
 - 287 - 

 Osmose Railroad Services, Inc. State Registrations 

 

					
	 	  	 Timberfume II
	  	 CU-89-RTU II

	Alabama	  	OK	  	OK
	Alaska	  	OK	  	OK
	Arizona	  	OK	  	OK
	Arkansas	  	OK	  	OK
	California*	  	—  	  	OK
	Colorado	  	OK	  	OK
	Connecticut	  	OK	  	OK
	Delaware	  	OK	  	OK
	District of Columbia	  	OK	  	—  
	Florida	  	OK	  	OK
	Georgia	  	OK	  	OK
	Hawaii	  	—  	  	OK
	Idaho	  	OK	  	OK
	Illinois	  	OK	  	OK
	Indiana	  	OK	  	OK
	Iowa	  	OK	  	OK
	Kansas	  	OK	  	OK
	Kentucky	  	OK	  	OK
	Louisiana	  	OK	  	OK
	Maine	  	OK	  	OK
	Maryland	  	OK	  	OK
	Massachusetts	  	OK	  	—  
	Michigan	  	OK	  	OK
	Minnesota	  	OK	  	OK
	Mississippi	  	OK	  	OK
	Missouri	  	OK	  	OK
	Montana	  	OK	  	OK
	Nebraska	  	OK	  	OK
	Nevada	  	OK	  	OK
	New Hampshire	  	OK	  	OK
	New Jersey	  	OK	  	OK
	New Mexico	  	OK	  	OK
	New York	  	OK	  	OK
	North Carolina	  	OK	  	OK
	North Dakota	  	OK	  	OK
	Ohio	  	OK	  	OK
	Oklahoma	  	OK	  	OK
	Oregon	  	OK	  	OK
	Pennsylvania	  	OK	  	OK
	Rhode Island	  	OK	  	OK
	South Carolina	  	OK	  	OK
	South Dakota	  	OK	  	OK
	Tennessee	  	OK	  	OK
	Texas	  	OK	  	OK
	Utah	  	OK	  	OK
	Vermont	  	OK	  	OK
	Virginia	  	OK	  	OK
	Washington	  	OK	  	OK
	West Virginia	  	OK	  	OK
	Wisconsin	  	OK	  	OK
	Wyoming	  	OK	  	OK

  
 - 288 - 

 Osmose, Inc. Pesticide Dealer Licenses 

 

			
	 State
	  	 Company/Person

Licensed

	Florida	  	Osmose, Inc.
		
	Georgia	  	Osmose, Inc.
		
	Iowa	  	Osmose, Inc.
		
	Indiana	  	Osmose, Inc.
		
	Michigan	  	Teri Muchow
		
	Mississippi	  	Teri Muchow
		
	New Mexico	  	Osmose, Inc.
		
	New York	  	Osmose, Inc.
		
	Oklahoma	  	Osmose, Inc.
		
	Oregon	  	Osmose, Inc.
		
	Texas	  	Osmose, Inc.

 Protim Solignum Product Registrations (by Country) 

 

							
	 Product name
	  	 Region
	  	 Country
	  	 
	Celcure AC-500 (AC-450)	  	Africa	  	Cameroon	  	
				
	Celcure CCA C60	  	Africa	  	Kenya	  	
				
	Osmose CCA C60	  	Africa	  	Kenya	  	
				
	Celcure AC-500	  	Africa	  	South Africa	  	Approved 2009. Annual renewal required.
				
	Celcure AC-450	  	Africa	  	Tanzania	  	Application submitted, awaiting testing

  
 - 289 - 

							
	Celcure CCA C60	  	Africa	  	Tanzania	  	Registered. Re-registration completed, paperwork held by Distribution Agency
				
	Osmose AC-450	  	Africa	  	Tanzania	  	Application submitted, awaiting testing
				
	Osmose Pole Paste	  	Africa	  	Tanzania	  	Application submitted, awaiting testing
				
	Timberlife Aqua Conc.	  	Asia	  	Hong Kong	  	
				
	Timberlife Aqua RFU	  	Asia	  	Hong Kong	  	
				
	Trussguard Aqua	  	Asia	  	Hong Kong	  	
				
	Celcure AC-800	  	Asia	  	Israel	  	Registered
				
	Koshipuro TB	  	Asia	  	Japan	  	Informed by Agency that approval has been granted by JWPA – waiting on further information
				
	MicroPro 200	  	Asia	  	Philippines	  	
				
	Soilguard	  	Asia	  	Philippines	  	
				
	Timberlife Aqua Conc.	  	Asia	  	Philippines	  	
				
	Timberlife Aqua RFU	  	Asia	  	Philippines	  	
				
	Colourless AZ	  	Asia	  	Singapore	  	
				
	Determite	  	Europe	  	Czech Republic	  	Registered
				
	Sleeper Protect	  	Europe	  	Czech Republic	  	Registered
				
	Protim P-Vac (31)	  	Europe	  	Denmark	  	Registered
				
	Protim P-Vac (31V)	  	Europe	  	Denmark	  	Registered
				
	Celcure C4	  	Europe	  	Estonia	  	Registered
				
	Celcure AC-500	  	Europe	  	Finland	  	Registered
				
	Celcure AC-800	  	Europe	  	Finland	  	Registered
				
	Celcure C4-B	  	Europe	  	Finland	  	Registered
				
	Celcure MC-350 A & B	  	Europe	  	Finland	  	Registered
				
	Celcure MC-500	  	Europe	  	Finland	  	Registered

  
 - 290 - 

							
	Celkil 90	  	Europe	  	Finland	  	Registered
				
	Injecta Puuöljy, Whreä	  	Europe	  	Finland	  	Registered
				
	Osmose Puuöljy	  	Europe	  	Finland	  	Registered
				
	Osmose Puuöljy, Ruskea	  	Europe	  	Finland	  	Registered
				
	Celcure C4	  	Europe	  	France	  	FCBA Approval
				
	Protim E406	  	Europe	  	France	  	FCBA Approval required
				
	Celbor P25	  	Europe	  	France	  	Registered
				
	Celcure AC-500	  	Europe	  	France	  	Registered
				
	Celcure AC-800	  	Europe	  	France	  	Registered
				
	Celcure AC-400	  	Europe	  	Germany	  	
				
	Celcure AC-450	  	Europe	  	Germany	  	
				
	Celcure AC-500	  	Europe	  	Germany	  	
				
	Celbrite T330	  	Europe	  	Germany	  	
				
	Celbrite FS1	  	Europe	  	Germany	  	Registered
				
	Celbrite FS2	  	Europe	  	Germany	  	Registered
				
	Fentex	  	Europe	  	Germany	  	BPD Product Authorisation : Mutual recognition
				
	Celcure C4	  	Europe	  	Germany	  	Registered
				
	Celcure CCO	  	Europe	  	Germany	  	Registered
				
	Celcure AC-500	  	Europe	  	Greece	  	Registered
				
	Pole Paste	  	Europe	  	Greece	  	Registered
				
	Solignum Universal	  	Europe	  	Greece	  	Registered
				
	Celcure MC-500 (A&B)	  	Europe	  	Ireland	  	Registration requested Nov 11
				
	MicroPro Endcoat	  	Europe	  	Ireland	  	
				
	Osmose Endcoat Wood Preservative (Green)	  	Europe	  	Ireland	  	Registered
				
	Brooks Wood Preserver Brown	  	Europe	  	Ireland	  	Registered

  
 - 291 - 

							
	Brooks Wood Preserver Clear	  	Europe	  	Ireland	  	Registered
				
	Brooks Wood Preserver Green	  	Europe	  	Ireland	  	Registered
				
	Brown CDB	  	Europe	  	Ireland	  	Registered
				
	Celcure AC-500	  	Europe	  	Ireland	  	Registered
				
	Celcure AC-800	  	Europe	  	Ireland	  	Registered
				
	Protim 418V	  	Europe	  	Ireland	  	Registered
				
	Protim 418V (M)	  	Europe	  	Ireland	  	Registered
				
	Protim B610	  	Europe	  	Ireland	  	Registered
				
	Protim CDB Brown	  	Europe	  	Ireland	  	Registered
				
	Protim CDB Clear	  	Europe	  	Ireland	  	Registered
				
	Protim E406	  	Europe	  	Ireland	  	Registered
				
	Protim E415	  	Europe	  	Ireland	  	Registered
				
	Protim E415(i)	  	Europe	  	Ireland	  	Registered
				
	Protim E418	  	Europe	  	Ireland	  	Registered
				
	Celcure CB90	  	Europe	  	Ireland	  	Registered
				
	Celkil 90	  	Europe	  	Ireland	  	Registered
				
	Osmose ABS 33	  	Europe	  	Ireland	  	Registered
				
	Protim E455	  	Europe	  	Ireland	  	Registered
				
	Protim E460	  	Europe	  	Ireland	  	Registered
				
	Protim E460 WP	  	Europe	  	Ireland	  	Registered
				
	Protim E480	  	Europe	  	Ireland	  	Registered
				
	Protim Fentex M	  	Europe	  	Ireland	  	Registered
				
	Protim Green E	  	Europe	  	Ireland	  	Registered
				
	Protim Insecticidal AQ8	  	Europe	  	Ireland	  	Registered
				
	Protim Insecticidal Emulsion P	  	Europe	  	Ireland	  	Registered
				
	Protim Universal	  	Europe	  	Ireland	  	Registered

  
 - 292 - 

							
	Protim Universal AQ 250	  	Europe	  	Ireland	  	Registered
				
	Protim Wall Solution 250	  	Europe	  	Ireland	  	Registered
				
	Protim Woodworm Killer P	  	Europe	  	Ireland	  	Registered
				
	Celbrite S795	  	Europe	  	Latvia	  	Registered
				
	Celbrite S8	  	Europe	  	Latvia	  	Registered
				
	Celcure AC-350	  	Europe	  	Latvia	  	Registered
				
	Celcure C4	  	Europe	  	Latvia	  	Registered
				
	Celcure AC-500	  	Europe	  	Netherlands	  	Registered
				
	Celcure AC-800	  	Europe	  	Netherlands	  	Registered
				
	Celcure P50 Flytande	  	Europe	  	Netherlands	  	Registered
				
	Celcure AC-500	  	Europe	  	Norway	  	Registered
				
	Celcure AC-800	  	Europe	  	Norway	  	Registered
				
	Celcure C4	  	Europe	  	Norway	  	Registered
				
	Protim P-Vac 11	  	Europe	  	Norway	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac 31	  	Europe	  	Norway	  	Registered
				
	Celcure MC-350 A&B	  	Europe	  	Norway	  	Registered
				
	Celkil 95	  	Europe	  	Norway	  	Registered
				
	Osmoweld MPF (600 ml)	  	Europe	  	Norway	  	Registered
				
	Fentex E5 (PL) 611	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac (31)	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac (31)	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac 11	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim FC (31)	  	Europe	  	Poland	  	Registered
				
	Protim FC (31) I	  	Europe	  	Poland	  	Registered

  
 - 293 - 

							
	Protim P-Vac (40)	  	Europe	  	Poland	  	Registered
				
	Protim P-Vac (60)	  	Europe	  	Poland	  	Registered
				
	Celcure AC-500	  	Europe	  	Poland	  	Registered
				
	Celcure AC-800	  	Europe	  	Poland	  	Registered
				
	Protim 418 V	  	Europe	  	Poland	  	Registered
				
	Celbrite Phoenix	  	Europe	  	Poland	  	Registered
				
	Celcure CC50	  	Europe	  	Portugal	  	
				
	Celcure MC-800	  	Europe	  	Portugal	  	
				
	PolePaste	  	Europe	  	Portugal	  	
				
	Celcure AC-725	  	Europe	  	Portugal	  	Registered, paperwork held by Distribution Agency
				
	Celbrite Phoenix C	  	Europe	  	Russia	  	Registered
				
	Celbrite S8	  	Europe	  	Russia	  	Registered
				
	Celcure AC-500	  	Europe	  	Russia	  	Registered
				
	Celcure CCA C50	  	Europe	  	Russia	  	Registered
				
	Celcure CCA C60	  	Europe	  	Russia	  	
				
	AC-500	  	Europe	  	Spain	  	Approval awaited
				
	AC-800	  	Europe	  	Spain	  	Approval awaited
				
	CC50	  	Europe	  	Spain	  	Approval awaited
				
	PolePaste	  	Europe	  	Spain	  	Approval awaited
				
	PoleRods	  	Europe	  	Spain	  	Approval awaited
				
	Copper Carbonate	  	Europe	  	Spain	  	Registered
				
	Copper Oxide	  	Europe	  	Spain	  	Registered
				
	Celcure C4	  	Europe	  	Sweden	  	Approval awaited
				
	Celcure MC-350 (A&B)	  	Europe	  	Sweden	  	Approval awaited
				
	Celcure MC-500 (A&B)	  	Europe	  	Sweden	  	Registered
				
	MC-T	  	Europe	  	Sweden	  	KEMI Registration requested Dec 11

  
 - 294 - 

							
	Protim P-Vac (31)	  	Europe	  	Sweden	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac 11	  	Europe	  	Sweden	  	BPD Product Authorisation Application
				
	Protim E415	  	Europe	  	Sweden	  	Registered
				
	Protim B610	  	Europe	  	Sweden	  	Registered
				
	Protim E41-600	  	Europe	  	Sweden	  	Registered
				
	P50 Flytande	  	Europe	  	Sweden	  	Registered
				
	Osmose Process Oil	  	Europe	  	Sweden	  	Registered
				
	Celcure AC-500	  	Europe	  	Sweden	  	Registered
				
	Celcure AC-800	  	Europe	  	Sweden	  	Registered
				
	Celbor DB25	  	Europe	  	Sweden	  	Registered
				
	Advanced Guard	  	Europe	  	UK & N. Ireland	  	Registered
				
	Aqueous Universal	  	Europe	  	UK & N. Ireland	  	Registered
				
	Brooks Wood Preserver	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor M	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor P	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor P5	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor P25	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor PR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbrite LA	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbrite M	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 295 - 

							
	Celbrite P	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbronze B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-10	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-12	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-350 A	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-350 B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-500	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-500 R	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-700	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-800	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure ACB	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-500	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-500 A	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-500 B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-T3	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celgard FP	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celpruf B	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 296 - 

							
	Celpruf WB11	  	Europe	  	UK & N. Ireland	  	Registered
				
	Cut End	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 [Frame]	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application : Frame formulation
				
	Fentex E2 610	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 Cedar	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 WR 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 WR Cedar	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E5 (PL) 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E5 [Frame]	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application : Frame formulation
				
	Fentex E5 Clear	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES 5 Green	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 610	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 637	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 658	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	MicroPro Endcoat	  	Europe	  	UK & N. Ireland	  	Registration requested Nov 11
				
	Osmose Endcoat (Clear, Brown, Green)	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application

  
 - 297 - 

							
	Osmose FirePro	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Osmose Pole Paste	  	Europe	  	UK & N. Ireland	  	Registered
				
	Osmose Pole Rods	  	Europe	  	UK & N. Ireland	  	Registered
				
	Preservative Gel	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 250 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 265	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 340	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 340 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 340 E	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 415	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 415 T	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 415 TWR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 JWR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 J	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 V	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 V (M)	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 298 - 

							
	Protim 418 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 600 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim AQ	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Aquachem-Insecticidal	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Brown CDB	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E406	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E406 Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E406 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E41 Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E410	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E415	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E415 (i)	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E415 R	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E418 C	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E41 J	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E430	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E470	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E480	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 299 - 

							
	Protim FDR 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim FDR 418 J	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim B10	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim B610	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim E418	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim FDR 418	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim FDR418V	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim Green E	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Frameguard	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim I-Guard	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Insecticidal AQ8	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim JP 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Solignum D.O.T.	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Universal	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Wall Solution 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Wall Solution Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Woodworm Killer P	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum Anti-Fungi Concentrate	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 300 - 

							
	Solignum End Coat Wood Preservative	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum Insecticidal AQ8	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum Woodworm Killer	  	Europe	  	UK & N. Ireland	  	Registered
				
	Universal P.I.	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-800	  	Europe	  	Ukraine	  	Registered

 PROTIM SOLIGNUM ONGOING BPR PRODUCT REGISTRATIONS (BY COUNTRY) 

 

							
	 Product name
	  	 Region
	  	 Country
	  	 BPR - Annex I inclusion date

	Brooks Wood Preserver	  	Europe	  		  	1/02/2016
				
	Celbor P	  	Europe	  		  	1/02/2015
				
	Celbor P 25	  	Europe	  		  	1/02/2015
				
	Preservative Gel	  	Europe	  		  	1/02/2015
				
	Protim E406 WR	  	Europe	  		  	1/02/2016
				
	Protim E418 C	  	Europe	  		  	1/02/2016
				
	Protim Universal AQ250	  	Europe	  		  	1/02/2016
				
	Celcure AC-500	  	Europe	  	Finland	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Finland	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	Finland	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	Finland	  	1/02/2015
				
	Celcure AC-400	  	Europe	  	Germany	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Germany	  	1/02/2015
				
	Pole Protect	  	Europe	  	Germany	  	1/02/2015
				
	Celbrite S8D	  	Europe	  	Germany	  	1/02/2015
				
	Protim 418 V	  	Europe	  	Ireland	  	1/02/2016

  
 - 301 - 

							
	Protim Brown CDB	  	Europe	  	Ireland	  	1/02/2016
				
	Protim Green E	  	Europe	  	Ireland	  	1/02/2016
				
	Protim Universal	  	Europe	  	Ireland	  	1/02/2016
				
	Celcure AC-500	  	Europe	  	Latvia	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Latvia	  	1/02/2015
				
	Celbrite S-795	  	Europe	  	Latvia	  	1/02/2015
				
	Celbrite S8	  	Europe	  	Latvia	  	1/02/2015
				
	Celbrite S-795	  	Europe	  	Lithuania	  	1/02/2015
				
	Celbrite S8	  	Europe	  	Lithuania	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	Norway	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	Norway	  	1/02/2015
				
	Celcure AC-500	  	Europe	  	Poland	  	1/02/2015
				
	Protim 418 V	  	Europe	  	Poland	  	1/02/2016
				
	Celcure AC-500	  	Europe	  	Sweden	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Sweden	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	Sweden	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	Sweden	  	1/02/2015
				
	Protim E415	  	Europe	  	Sweden	  	1/02/2016
				
	Celcure AC-500	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Osmose End Coat	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Protim 265	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim 415	  	Europe	  	UK & N. Ireland	  	1/02/2016

  
 - 302 - 

							
	Protim 418	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim 418 V	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim E406	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim E406 Conc. 10	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim E415	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim I-Guard	  	Europe	  	UK & N. Ireland	  	1/02/2015

  
 - 303 - 

											
	 OSMOSE AUSTRALIA PTY LTD.
PRODUCT REGISTRATIONS

 
 Updated 3/17
	 	 Approval
Number
	 	 Name
	 	 Product type
	 	 Status
	 	 Actives

	 	30710	 	BORACOL 100RH FUNGICIDE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE | BENZALKONIUM CHLORIDE
	 	 30711
	 	BORACOL 200RH FUNGICIDE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE |
BENZALKONIUM CHLORIDE

	 	 30712
	 	BORACOL 400RH FUNGICIDE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE |
BENZALKONIUM CHLORIDE

	 	 30713
	 	IMPEL RODS FOR TIMBER PRESERVATION	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 BORON AS DISODIUM OCTOBORATE ANHYDROUS

	 	 30740
	 	HYLITE TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 CARBENDAZIM | ZINC NAPHTHENATE

	 	 39420
	 	PROTIM 70 WR (P) WOOD PRESERVATIVE	 	WOOD PRESERVATIVE	 	Registered	 	  
 COPPER (CU) PRESENT AS COPPER NAPHTHENATE | PERMETHRIN
(25:75::CIS:TRANS)

	 	 40092
	 	IMPRETECT C.S.	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 ARSENIC PRESENT AS ARSENIC ACID | CHROMIUM AS SODIUM
DICHROMATE | COPPER PRESENT AS COPPER SULFATE

	 	 40753
	 	  
 PROTIM 235 WR WOOD PRESERVATIVE
	 	WOOD PRESERVATIVE	 	Registered	 	  
 TRIBUTYLTIN NAPHTHENATE | PERMETHRIN |
DICHLOFLUANID

	 	 41482
	 	IMPRETECT CO	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 ARSENIC PRESENT AS ARSENIC ACID | CHROMIUM PRESENT AS
CHROMIUM TRIOXIDE | COPPER AS COPPER (II) OXIDE

	 	 41680
	 	SARMIX 3 CCA SALTS	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 ARSENIC PRESENT AS ARSENIC PENTOXIDE | CHROMIUM AS
SODIUM DICHROMATE | COPPER PRESENT AS

	 	 41681
	 	SARMIX OXCELL C-680 FOR TIMBER TREATMENT	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 ARSENIC PRESENT AS ARSENIC ACID | CHROMIUM PRESENT AS
CHROMIUM TRIOXIDE | COPPER AS COPPER (II) OXIDE

	 	 45387
	 	ACQ FOR TIMBER TREATMENT	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 COPPER AMMONIUM CARBONATE | DIDECYL DIMETHYL AMMONIUM
CHLORIDE

	 	 46037
	 	  
 PROTIM LCWR (P) WOOD PRESERVATIVE
	 	WOOD PRESERVATIVE	 	Registered	 	PERMETHRIN (25:75::CIS:TRANS)
	 	 48187
	 	  
 PROTIM LCWR TRUSSGUARD (P) WOOD PRESERVATIVE
	 	WOOD PRESERVATIVE	 	Registered	 	PERMETHRIN (25:75::CIS:TRANS)
	 	 49309
	 	  
 PROTIM-SOLIGNUM XJ CLEAR TIMBER PROTECTIVE
	 	WOOD PRESERVATIVE	 	Registered	 	  
 ZINC NAPHTHENATE | PERMETHRIN
(25:75::CIS:TRANS)

	 	 50176
	 	L-BOR TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 BORON PRESENT AS DISODIUM OCTABORATE
TETRAHYDRATE

	 	 51707
	 	  
 PROTIM TIMBERCARE CN TIMBER OIL
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 COPPER (CU) PRESENT AS COPPER
NAPHTHENATE

	 	 51708
	 	  
 PROTIM SOLIGNUM TIMBER PROTECTIVE EMULSION CN
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	COPPER (CU) PRESENT AS COPPER NAPHTHENATE
	 	 52101
	 	OSMOSE ACQ TYPE D FOR TIMBER TREATMENT	 	MIXED FUNCTION PESTICIDE	 	Registered	 	  
 COPPER AS COPPER CARBONATE | DIDECYL DIMETHYL AMMONIUM
CHLORIDE

	 	 55284
	 	  
 INSHIELD INSECTICIDE
	 	INSECTICIDE	 	Registered	 	PERMETHRIN (25:75::CIS:TRANS)
	 	 58293
	 	  
 PROTIM OPTIMUM READY-TO-USE LOSP TIMBER
PRESERVATIVE
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	PERMETHRIN | PROPICONAZOLE | TEBUCONAZOLE
	 	 58677
	 	  
 OSMOSE DETERMITE TIMBER INSECTICIDE
	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
	 	 59591
	 	  
 OSMOSE DETERMITE GLUE LINE INSECTICIDE
	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
	 	 59785
	 	  
 OSMOSE DETERMITE ULTRA LOW ODOUR TIMBER FRAMING
INSECTICIDE
	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
	 	 61546
	 	  
 OSMOSE DETERMITE ULTRA LOW ODOUR TIMBER FRAMING
INSECTICIDE RTU
	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
	 	 61870
	 	  
 OSMOSE DETERMITE RESEAL
	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
	 	 61924
	 	  
 OSMOSE MICROPRO COPPER BASED TIMBER
PRESERVATIVE
	 	WOOD PRESERVATIVE	 	Registered	 	COPPER AS COPPER CARBONATE
	 	 62395
	 	  
 CUTROL ANTI SAPSTAIN
	 	FUNGICIDE	 	Registered	 	OXINE COPPER
	 	 62542
	 	  
 PROTIM OPTIMUM GOLD READY-TO-USE LOSP TIMBER
PRESERVATIVE
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	PERMETHRIN | PROPICONAZOLE | TEBUCONAZOLE
	 	 67081
	 	  
 PROTIM OPTIMUM CONCENTRATE TIMBER
PRESERVATIVE
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	PERMETHRIN | PROPICONAZOLE | TEBUCONAZOLE
	 	 67623
	 	  
 OSMOSE MICRONISED TEBUCONAZOLE TIMBER
PRESERVATIVE
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	TEBUCONAZOLE
	 	69272	 	  
 PROTIM OPTIMUM READY-TO-USE PENETRATING LOSP TIMBER
PRESERVATIVE
	 	MIXED FUNCTION PESTICIDE	 	Registered	 	PERMETHRIN | PROPICONAZOLE | TEBUCONAZOLE

  
 - 304 - 

 Osmose New Zealand Product Registrations 

 

			
	 Product Name
	  	 New Zealand EPA Approval No.

	ACQ for Timber Treatment	  	HSR000850
		
	ACQ Timber Preservative	  	HSR000940
		
	ACQ Wood Preservative	  	HSR100651
		
	ACQ Wood PreservativeWorking Solution	  	HSR100649
		
	ACQ Wood Presrevative Intermediate Concentrate	  	HSR100652
		
	Alkaline Copper Quat	  	HSR001674
		
	Arsenic Acid	  	HSR006500
		
	Baimol	  	HSR000904
		
	Bifenthrin 100EC	  	HSR02046
		
	Boracol 100RH	  	HSR000845
		
	Boracol 200RH	  	HSR000907
		
	Boracol 400RH	  	HSR000907
		
	Boron Glycol Option 1	  	HSR007928
		
	Boron Glycol Option 2	  	HSR007929
		
	Boron Glycol Option 3	  	HSR007930
		
	Boron Glycol Option 4	  	HSR007931
		
	Boron Glycol Option 5	  	HSR007932
		
	Cleanwood	  	HSR000901
		
	Copper Ammonium Carbonate (CAC) Concentrate	  	HSR100650
		
	Cutrol 375	  	HSR000114
		
	Determite Glueline	  	HSR008033
		
	Dip Salts	  	HSC06007

  
 - 305 - 

			
		
	F-Bor Powder	  	HSR000911
		
	FramePro	  	HSR000907
		
	FrameSaver	  	HSR000907
		
	Hylite 109	  	HSR000872
		
	Hylite Antimould	  	HSR000870
		
	Hylite Antimould II	  	HSR000670
		
	Hylite Antisapstain	  	HSR000095
		
	Hylite Clear	  	HSR002477
		
	Hylite Excell	  	HSR00874
		
	Hylite Extra	  	HSR000868
		
	Hylite NC	  	HSR000876
		
	Hysan	  	HSR100072
		
	Hysan RTU	  	HSR100073
		
	Hysan RTU + Antimould	  	HSR100074
		
	Impretect C	  	HSR000908
		
	Liquid Boron	  	HSR000848
		
	ORD-X170 revised	  	HSR100809
		
	ORD-X370 (1.2 - 7.6g/L Copper) + Co-Biocide A	  	HSR007831
		
	ORD-X370 (7.5 - 25.5g/L Copper) + Co-Biocide A	  	HSR007832
		
	ORD-X370 Concentrate	  	HSR007833
		
	ORD-X370 plus TEB EC25 - Option 1	  	HSR007958
		
	ORD-X370 plus TEB EC25 - Option 2	  	HSR007959
		
	ORD-X370 plus TEB EC25 - Option 3	  	HSR007960
		
	pH Adjust	  	HSR0002490

  
 - 306 - 

			
		
	Premix B	  	HSR100274
		
	Premix BR	  	HSR100275
		
	Protim Antimould	  	HSR02009
		
	Protim Aquazole	  	HSR007777
		
	Protim Aquazole Ready to use	  	HSR007778
		
	Protim FramePlus RFU	  	HSR002466
		
	Protim H3 Domestic	  	HSR000842
		
	Protim H3 Export	  	HSR000841
		
	Protim Optimum II	  	HSR002442
		
	Protim Optimum RFU	  	HSR002441
		
	Protim Reseal	  	HSR002662
		
	Sarmix Oxcel C	  	HSR000851
		
	Sodium Dichromate 60% Solution	  	HSR006382
		
	TEB EC25	  	HSR007961
		
	Thickened Boron	  	HSR100564
		
	Xyla Conc	  	HSR100591

 Mattersmiths Product Registrations 

 

			
	 Product Name
	  	 NZ EPA Approval No.

	 Blue Preserve Type DC
  

(import or manufacture)
	  	HSR06047
		
	 Blue Control IC
  

(manufacture & export)
	  	HSR06036
		
	 SureBor
  

(import or manufacture)
	  	HSR04062

  
 - 307 - 

			
		
	 SureBor N
  

(import or manufacture)
	  	HSR 06105
		
	 Blue Control OF
  

(import & manufacture)
	  	HSR 07087
		
	 Blue Control OF
  

(Plant compound)
	  	P007030
		
	Blue Control OC	  	P005343
		
	Blue Control TCPN	  	P005827
		
	Blue Control OCA	  	P005342

 Latin America Product Registrations 

 

													
	 Chemical
	  	 Country
	  	 Active
Ingredient
	  	 Formulation
	  	 Regsitration
Date
	  	 Expiration
Date
	  	 Registration
Number

	Timberlux CCA-C70	  	Chile	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Oct 2008	  	Feb 2018	  	2368
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
							
	Preservantes De Madera CCA Tipo C	  	Chile	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Apr 2012	  	April 2017	  	2428
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
							
	Timberlux CCA-C 60	  	Chile	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Oct 2008	  	Oct 2018	  	2500
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
							
	Timberlux CCB	  	Chile	  	Sodium
Dichromate	  	Water
Dispersible
Granules	  	Feb 2009	  	Feb 2014	  	2529
							
		  		  	Copper
Sulphate	  		  		  		  	
							
		  		  	Boric Acid	  		  		  		  	

  
 - 308 - 

													
	Osmose K-33	  	Chile	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Jun 2010	  	Dec 2014	  	2553
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
							
	Protim S65	  	Chile	  	TBTN
(tributyltin
naftenato)	  	Soluble
Liquid
Concentrate	  	Jun 2008	  	to confirm	  	2603
							
		  		  	Permethrine	  		  		  		  	
							
	Protim Optimum	  	Chile	  	Propiconazole	  	Soluble
Liquid
Concentrate	  	Aug 2010	  	Aug 2015	  	2700
							
		  		  	Tebuconazole	  		  		  		  	
							
		  		  	Permethrine	  		  		  		  	
							
	Cutrol	  	Chile	  	Copper 8-
Qunolinolate	  	Soluble
Liquid
Concentrate	  	Jun 2008	  	Dec 2016	  	2432
							
	Hylite	  	Chile	  	Carbendzime	  	Suspension
Concentrate	  	Sep 2008	  	Aug 2018	  	2516
							
		  		  	Copper 8-
Qunolinolate	  		  		  		  	
							
	Hyite 540	  	Chile	  	Carbendzime	  	Suspension
Concentrate	  	Sep 2007	  	March 2017	  	2644
							
		  		  	Copper 8-
Qunolinolate	  		  		  		  	
							
	MP200A (registered as Micro CA)	  	Chile	  	Copper
Carbonate	  	Suspension
Concentrate	  	Jan 2011	  	Jan 2016	  	2752
							
		  		  	Tebuconazole	  		  		  		  	
							
	Madepil Tri 90 Fungicide Liquid	  	Brazil	  	Tribromophenol	  		  	June 2011	  	Oct 2014	  	0949
							
	Madepil AC 40	  	Brazil	  	CCA	  		  	Sep 2011	  	Jun 2015	  	007315
							
	MP200A	  	Puerto Rico	  	Copper
Carbonate	  	Suspension
Concentrate	  	Mar 2013	  	Nov 2014	  	13-691-6
							
	Cleanwood AC	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-691-10

  
 - 309 - 

													
	Cleanwood 45 Plus	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-691-8
							
	Osmose K-33	  	Puerto Rico	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Mar 2013	  	Nov 2014	  	13-691-9
							
	NW-CA	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-261-11
							
	Cleanwood Micro	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-91-8
							
	Osmose K-33	  	Honduras	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Jul 2006	  	Jul 2016	  	591-30-I
							
	Cleanwood 45 Plus	  	Honduras	  		  		  	Oct 2012	  	Oct 2022	  	448-276 II
							
	Cleanwood AC	  	Honduras	  		  		  	Oct 2012	  	Oct 2022	  	449-277 II
							
	MP200A (registered as Micro CA)	  	Honduras	  	Copper
Carbonate	  	Suspension
Concentrate	  	Jul 2012	  	Jul 2022	  	441-269 II
							
	MicroPRO 200C	  	Honduras	  		  		  	Mar 2008	  	Mar 2018	  	617-56 I
							
	Carbo NT	  	Honduras	  		  		  	Mar 2008	  	Mar 2018	  	618-57
							
	MTZ	  	Honduras	  		  		  		  		  	
							
	Osmose K-33	  	Mexico	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  		  		  	
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
							
	Osmose K-33	  	Costa Rica	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  		  		  	
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
							
	MP200A	  	Costa Rica	  	Copper
Carbonate	  	Suspension
Concentrate	  		  		  	
							
	Carbo NT	  	Costa Rica	  		  		  		  		  	
							
	CleanWood AC	  	Costa Rica	  		  		  		  		  	
							
	MP400-EXT	  	Costa Rica	  		  		  		  		  	
							
	Hollow Heart	  	Costa Rica	  		  		  		  		  	

  
 - 310 - 

													
	Osmose K-33	  	Belize	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	Jun 27, 2013	  	Jun 27, 2018	  	0231-2
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	
					
	MP200A	  	Jamaica	  	Copper
Carbonate	  	Suspension
Concentrate	  	
							
	Cleanwood 45 Plus	  	Jamaica	  		  		  		  		  	
							
	Cleanwood AC	  	Jamaica	  		  		  		  		  	
					
	Osmose K-33	  	Bolivia	  	Chromic Acid	  	Soluble
Liquid
Concentrate	  	
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic
Pentoxide	  		  		  		  	

 Plant/Facility Permits 

OSMOSE SITE PERMITS – BUFFALO, NEW YORK LOCATION 
  

							
	 Osmose
Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Osmose, Inc.	  	Restricted Pesticides Commercial Permit	  	R05442	  	February 28, 2015
				
	Osmose, Inc.	  	Air Facility Registration Certificate	  	9-1402-00410/02000	  	Not Applicable
				
	Osmose, Inc.	  	Hazardous Materials Certificate of Registration	  	062711 007 021TU	  	June 30, 2015
				
	Osmose, Inc.	  	Petroleum Bulk Storage Certificate	  	9-014583	  	September 2, 2016
				
	Osmose, Inc.	  	Liquefied Gas Permit	  	46-Y	  	December 31, 2014
				
	Osmose, Inc.	  	Fire prevention code license	  	FPC11-505318	  	December 31, 2014
				
	Osmose, Inc.	  	Pollutant Discharge permit	  	1205-BU114	  	June 30, 2015

  
 - 311 - 

 OSMOSE SITE PERMITS – ROCK HILL, SOUTH CAROLINA LOCATION 

 

							
	 Osmose
Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Osmose, Inc.	  	Conditional Major Air Quality Permit	  	CM-2440-0079	  	June 30, 2015
				
	Osmose, Inc.	  	Non-Storm Water Discharge Assessment and Certification	  	9-1402-00410/02000	  	Not Applicable

 OSMOSE SITE PERMITS – HUBBELL, MICHIGAN LOCATION 

 

							
	 Osmose
Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Hubbell	  	 Noncontact Cooling Water General Permit NPDES

(Under revision) 2 PDF’s in files until review is complete
	  	MI0059182	  	October 1, 2017
				
	Hubbell	  	Air permit	  	213-961	  	NA

 OSMOSE SITE PERMITS – MILLINGTON, TENNESSEE LOCATION 

 

							
	 Osmose
Entity
	  	 Type of Permit
	  	 Permit
Number
	  	 Expiration Date

	Osmose, Inc.	  	Tennessee Multi-Sector Permit (TMSP)	  	TNR051061	  	May 14, 2014
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-01P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-02P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-03P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)

  
 - 312 - 

							
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-04P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-05P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-06P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-07P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-08P	  	September 22, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-09P	  	June 15, 2012 (Decision made not to renew-redundant permit)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-010P	  	February 15, 2013 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-11P	  	February 15, 2013 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc	  	City of Memphis industrial wastewater discharge agreement	  	N-LN2-112	  	March 22, 2014 (in process of renewal)

 WOOD PROTECTION, LP PERMITS 
  

	 	1.	City Of Houston 

  

	 	a.	Fire Department Permits 

  

	 	i.	Lock Box 

  

	 	ii.	Hazardous Storage 

  

	 	iii.	Hot Work 

  

	 	iv.	FC Storage & Use GE 

  

	 	v.	Fuel Dispense 

  

	 	vi.	Hi-Pile Storage 

  
 - 313 - 

	 	b.	Occupancy 

  

	 	i.	5101 Treating 

  

	 	ii.	5151 Office 

  

	 	iii.	5151  1⁄2 Warehouse 

  

	 	c.	Sign Operating Permit 

  

	 	d.	Solid Waste 

  

	 	e.	Combustible Waste Storage 

  

	 	2.	Environmental Protection Agency - TXD059345116 

  

	 	3.	Forest Stewardship Council Certificate 

  

	 	4.	Texas Commission of Environmental Quality 

  

	 	a.	Storm Water 

  

	 	b.	Tier II 

  

	 	5.	Texas Department of Agriculture 

  

	 	a.	Structural Pesticide Business 

  

	 	b.	Commercial Applicator 

  

	 	6.	Texas Department of Transportation 

  

	 	7.	Texas Motor Fuels Tax License 

  

	 	8.	Texas Sales and Use Tax 

  

	 	9.	US Department of Transportation # 1939045 

 OSMOSE SITE PERMITS – CAMPBELLVILLE,
ONTARIO LOCATION 
  

							
	 Osmose
Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Osmose, Inc.	  	Conditional Major Air Quality Permit	  	3938-5XSKXB	  	Not Applicable

 OSMOSE AUSTRALIA PTY LTD SITE PERMITS (MOUNT GAMBIER) 

 

					
	 AUTHORITY
	  	 LICENSE
NUMBER
	  	 DESCRIPTION

	EPA (SA)	  	EPA13981	  	LICENSE 1(2)(a)(i) CHEMICAL WORKS (inorganic) &3(4) ACTIVITIES PRODUCING LISTED WASTE
	SA Dept Health	  	2014-81343	  	MANUFACTURERS LICENSE - SCHEDULE 7 TIMBER PRESERVATIVES
	SA Dept Health	  	2014-81345	  	WHOLESALE DEALERS LICENSE - SCHEDULE 7 POISONS
			
	SAFEWORK SA	  	72258	  	DANGEROUS SUBSTANCES LICENSE
			
	SA INDUSTRIAL AFFAIRS	  	9004/95	  	EXEMPTION FOR DG STORAGE
			
	EPA (SA)	  	19624	  	LICENSE TO OPERATE AN IONISING RADIATION APPARATUS (JASON GLYNN)
	EPA (SA)	  	19513	  	REGISTRATION OF AN IONISING RADIATION APPARATUS; (SPECTRO PHOENIX BENCHTOP 11039)
			
	SAFEWORK SA	  	51294	  	DANGEROUS GOODS VEHICLE TDC976 (CLASS 6.1/8)

  
 - 314 - 

					
	SAFEWORK SA	  	51265	  	DANGEROUS GOODS VEHICLE TCN257 (CLASS 6.1/8)
	SAFEWORK SA	  	51438	  	DANGEROUS GOODS VEHICLE TUU035 (CLASS 6.1/8)
	ADELAIDE INSPECTION	  	2010-32069	  	PRESSURE EQUIPMENT; AIR RECEIVER
	SAFEWORK SA	  	25853	  	PLANT A23507 (AIR COMPRESSOR)
	EPA (SA)	  	LP50274	  	LICENCE TO POSSES A RADIATION SOURCE

  
 - 315 - 

 PROTIM SOLIGNUM LTD SITE PERMITS 

 

					
	 Osmose Entity
	  	 Type of Permit
	  	 Permit Number

	Protim Solignum Ltd	  	Pollution Prevention and Control (England and Wales) Regulations 2000	  	QP3638SJ
			
	Protim Solignum Ltd	  	Registered as a producer of hazardous waste	  	OAG214
			
	Protim Solignum Ltd	  	Hazardous substances consent – Darlington Borough Council	  	Ref 13/00656/HS
			
	Protim Solignum Ltd	  	Lower tier COMAH site	  	—  
			
	Protim Solignum Ltd	  	Cooling tower notification to Darlington Borough Council under the Cooling Tower & Evaporative Condensers Regulations	  	—  

 OSMOSE NEW ZEALAND SITE CONSENTS 

 

			
	 AUCKLAND
	  	 
	 Type of Consent
	  	 Number

	Consent to discharge trade wastes	  	Consent No 977
		
	Contaminated Site Discharge Consent	  	Consent No. 36870
		
	Air Discharge Consent	  	Consent No 37264
		
	Industrial Trade Process Consent	  	Consent No 36657
		
	Location Test Certificate	  	000065/10687-L1
		
	Stationary Container System Test Certificate	  	000065/10687-S1
		
	CHRISTCHURCH	  	
		
	Environment Canterbury Consent	  	Consent CRC001340
		
	Location Test Certificate	  	303-14913
		
	Stationary Container System Test Certificate	  	0063/17525-1

  
 - 316 - 

 US Department of Transportation Permits: 

 

	 	(1)	Osmose, Inc. – DOT 20610 

 Osmose Railroad Services, Inc. - DOT 1075736 

Product and Dealer Registrations 
 Osmose, Inc. Product and
Dealer Registrations 
 OSMOSE INC. 
 US EPA Pesticide Product
Registrations 
  

							
	 Product Name
	  	 Reg. #
	  	 Approval Date
	  	 Active Ingredients

	Osmose K-33 (60%)	  	3008-34	  	4/23/1975	  	Arsenic Acid, Chromic Acid, Copper Oxide
				
	Sodium Fluoride	  	3008-58	  	7/14/1964	  	Sodium Fluoride
				
	Osmose ACC 50%	  	3008-60	  	9/27/1994	  	Chromic Acid, Copper Oxide
				
	Osmose Wood-Bor	  	3008-61	  	8/3/1993	  	Boron sodium oxide, tetrahydrate
				
	Arsenic Acid	  	3008-66	  	9/19/1986	  	Arsenic Acid
				
	Osmose Arsenic Acid 75% (in process of cancelling due to lack of use)	  	3008-72	  	3/25/1996	  	Arsenic Acid
				
	Technical Grade Cupric Oxide	  	3008-76	  	12/28/1999	  	Cupric Oxide

  
 - 317 - 

							
				
	Chromic Acid	  	3008-78	  	5/30/2001	  	Chromic Acid
				
	FirePro	  	3008-84	  	6/24/2002	  	Boric Acid, Boron sodium oxide pentahydrate
				
	Copper MEA Solution	  	3008-86	  	9/23/2003	  	Copper ethanolamine complex
				
	NW 100-C	  	3008-87	  	9/8/2003	  	Copper ethanolamine complex
				
	NW 200-C	  	3008-89	  	11/16/2004	  	Copper ammonium carbonate
				
	MicroPro 200 (ORD-X372)	  	3008-90	  	5/12/2005	  	Copper carbonate, DDA-Carbonate
				
	MicroPro 800 (ORD-X378)	  	3008-91	  	5/10/2005	  	Copper 8-quinolinolate
				
	MicroPro 200C (ORD-X370)	  	3008-92	  	8/30/2005	  	Copper carbonate
				
	NM 300 (ORD-X280)	  	3008-94	  	4/5/2006	  	DDA-Carbonate
				
	Disodium Octaborate Tetrahydrate	  	3008-95	  	12/5/2006	  	Disodium Octaborate Tetrahydrate
				
	Basic Copper Carbonate	  	3008-96	  	1/9/2007	  	Copper carbonate
				
	MTZ (ORD-X300)	  	3008-97	  	5/9/2007	  	Tebuconazole
				
	STZ (ORD-X450)	  	3008-98	  	5/15/2007	  	Tebuconazole
				
	MicroPro 200C V3 (ORD-X400)	  	3008-99	  	4/7/2008	  	Copper Carbonate
				
	ORD-X310	  	3008-100	  	9/30/2008	  	Copper (1) Oxide (Cuprous Oxide)
				
	MP200-A (ORD-X170)	  	3008-101	  	5/6/2009	  	Copper Carbonate, Tebuconazole
				
	CMC 10.3	  	3008-102	  	6/3/2005	  	Copper Carbonate
				
	CMC 9.0	  	3008-103	  	8/29/2005	  	Copper Carbonate

  
 - 318 - 

							
				
	Sustain 20CQ	  	3008-104	  	1/25/2006	  	Copper Carbonate
				
	Sustain 20T	  	3008-105	  	2/6/2007	  	Copper Carbonate, Tebuconazole
				
	Sustain 20	  	3008-106	  	1/4/2007	  	Copper Carbonate
				
	Everlast CA-B	  	3008-107	  	11/15/2006	  	Copper Carbonate, Tebuconazole
				
	Sustain 25	  	3008-108	  	11/13/2008	  	Copper Carbonate
				
	Sustain 25T	  	3008-109	  	2/23/2009	  	Copper Carbonate, Tebuconazole
				
	Copper MEA Carbonate	  	3008-110	  	9/16/2003	  	Copper Carbonate
				
	CB-300 (ORD-X123)	  	3008-111	  	6/1/2011	  	Propiconazole, Tebuconazole, Imidacloprid
				
	NW-CA (ORD-X070)	  	3008-112	  	10/3/2011	  	Copper Ethanolamine Complex, Tebuconazole, Propiconazole
				
	MP200-A28 (ORD-X380	  	3008-113	  	8/10/2012	  	Copper Carbonate, Tebuconazole
				
	Basic Copper Carbonate – Wet Cake	  	3008-114	  	2/22/2012	  	Copper Carbonate
				
	Basic Copper Carbonate – Dry	  	3008-115	  	2/22/2012	  	Copper Carbonate
				
	MCTI (ORD-X045)	  	3008-116	  	10/18/2012	  	Copper Carbonate, Tebuconazole, Imidacloprid
				
	Cupric Oxide Technical	  	3008-117	  	6/7/2012	  	Copper Oxide
				
	ORD-X042	  	3008-118	  	10/16/2012	  	Tebuconazole, Imidacloprid

  
 - 319 - 

 Osmose, Inc. US EPA Supplemental Distribution Pesticide Product Registrations 

 

									
	 Product Name
	  	 Reg. #
	  	 Agreement
Date
	  	 Active Ingredients
	  	 Basic Registrant

	BAC-Q	  	10324-21-3008	  	5-22-2001	  	ADBAC	  	Mason Chemical
					
	Carbo-NT	  	6836-304-3008	  	6-13-2003	  	DDA Carbonate	  	Lonza Inc.
					
	CleanWood 45-Plus	  	67071-6-3008	  	10-30-2007	  	2-n-octyl-4-isothiazolin-3-one	  	Thor
					
	CleanWood AC	  	67071-5-3008	  	4-30-2007	  	5-Chloro-2-methyl-4-isothiazolin-3-one; 2-methyl-4-isothiazolin-3-one	  	Thor
					
	DAC-Q	  	6836-213-3008	  	6-9-2001	  	DDAC	  	Lonza, Inc.
					
	DAC-QM	  	10324-91-3008	  	2-24-2004	  	DDAC	  	Mason Chemical
					
	BFN	  	53883-236-3008	  	2-20-2008	  	Bifenthrin Industrial	  	Control Solutions, Inc.
					
	CleanWood Micro	  	72304-1-3008	  	9-8-2010	  	Chlorothalonil	  	SipCam

 Osmose Inc. State Pesticide Registrations 
  

																	
	 3/17/2014
	  	 K-33

(60%)
	  	 NW

200-C
	  	 NW

100-C
	  	 CARBO-NT
	  	 MICROPRO
200C
	  	 MP200-A
	  	 MTZ
	  	 MICROPRO
200C V3

	Alabama	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Alaska	  	OK	  		  		  		  		  		  		  	
									
	Arizona	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Arkansas	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	California	  	OK	  	OK	  	OK	  	OK	  	OK	  		  	OK	  	OK

  
 - 320 - 

																	
									
	Colorado	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Connecticut	  		  		  		  		  		  		  		  	
									
	Delaware	  	OK	  		  		  		  		  		  		  	
									
	District of Columbia	  		  		  		  		  		  		  		  	
									
	Florida	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Georgia	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Hawaii	  	OK	  		  		  		  		  		  		  	
									
	Idaho	  	OK	  		  	OK	  	OK	  		  		  		  	
									
	Illinois	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Indiana	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Iowa	  	OK	  		  		  		  		  		  		  	
									
	Kansas	  		  		  		  		  		  		  		  	
									
	Kentucky	  	OK	  		  	OK	  	OK	  		  		  		  	
									
	Louisiana	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Maine	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Maryland	  	OK	  		  		  		  	OK	  	OK	  	OK	  	
									
	Massachusetts	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Michigan	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Minnesota	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Mississippi	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Missouri	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Montana	  	OK	  		  	OK	  	OK	  		  		  		  	
									
	Nebraska	  	OK	  		  		  		  	OK	  	OK	  	OK	  	
									
	Nevada	  	OK	  		  		  		  		  		  		  	

  
 - 321 - 

																	
									
	New Hampshire	  	OK	  		  		  		  		  		  		  	
									
	New Jersey	  	OK	  		  		  		  	OK	  		  		  	
									
	New Mexico	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	New York	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	North Carolina	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	North Dakota	  		  		  		  		  		  		  		  	
									
	Ohio	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Oklahoma	  	OK	  		  		  		  		  		  		  	
									
	Oregon	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Pennsylvania	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Rhode Island	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	South Carolina	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	South Dakota	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Tennessee	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Texas	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Utah	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Vermont	  		  		  		  		  		  		  		  	
									
	Virginia	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Washington	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	West Virginia	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Wisconsin	  	OK	  		  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Wyoming	  	OK	  		  		  		  		  		  		  	

  
 - 322 - 

																	
	 3/17/2014
	  	 CLEANWOOD
AC
	  	 CLEANWOOD
45 PLUS
	  	 CMC 9.0
	  	 CMC 10.3
	  	 DAC-QM
	  	 BFN
	  	 STZ
	  	 WOODBOR

	Alabama	  	OK	  	OK	  	OK	  		  	OK	  	OK	  	OK	  	OK
									
	Alaska	  	OK	  		  		  		  		  		  		  	
									
	Arizona	  	OK	  	OK	  	OK	  		  	OK	  		  		  	
									
	Arkansas	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	California	  	OK	  	OK	  		  	OK	  	OK	  		  	OK	  	
									
	Colorado	  	OK	  	OK	  	OK	  	OK	  	OK	  		  		  	
									
	Connecticut	  		  		  		  		  		  		  		  	
									
	Delaware	  		  		  		  		  		  		  		  	
									
	District of Columbia	  		  		  		  		  		  		  		  	
									
	Florida	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Georgia	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Hawaii	  	OK	  	OK	  		  		  		  		  		  	OK
									
	Idaho	  	OK	  	OK	  	OK	  	OK	  	OK	  		  		  	
									
	Illinois	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Indiana	  	OK	  	OK	  	OK	  		  	OK	  	OK	  	OK	  	OK
									
	Iowa	  	OK	  	OK	  		  		  		  		  		  	
									
	Kansas	  		  		  		  		  		  		  		  	
									
	Kentucky	  	OK	  	OK	  		  		  		  		  		  	
									
	Louisiana	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Maine	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Maryland	  	OK	  	OK	  		  		  		  		  		  	

  
 - 323 - 

																	
									
	Massachusetts	  	OK	  	OK	  	OK	  		  	OK	  	OK	  	OK	  	
									
	Michigan	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Minnesota	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Mississippi	  	OK	  	OK	  	OK	  		  	OK	  	OK	  	OK	  	
									
	Missouri	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Montana	  		  		  		  		  	OK	  		  		  	
									
	Nebraska	  	OK	  	OK	  		  		  		  		  		  	
									
	Nevada	  	OK	  		  		  		  		  		  		  	
									
	New Hampshire	  	OK	  		  		  		  		  		  		  	
									
	New Jersey	  	OK	  		  		  		  		  		  		  	
									
	New Mexico	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	New York	  	OK	  	OK	  	OK	  		  	OK	  	OK	  	OK	  	
									
	North Carolina	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	North Dakota	  		  		  		  		  		  		  		  	
									
	Ohio	  	OK	  	OK	  	OK	  	OK	  	OK	  		  		  	
									
	Oklahoma	  	OK	  		  		  		  		  		  		  	
									
	Oregon	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Pennsylvania	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Rhode Island	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	South Carolina	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	South Dakota	  	OK	  	OK	  	OK	  		  	OK	  	OK	  	OK	  	
									
	Tennessee	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Texas	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Utah	  	OK	  	OK	  	OK	  		  	OK	  		  		  	
									
	Vermont	  		  		  		  		  		  		  		  	

  
 - 324 - 

																	
									
	Virginia	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	Washington	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK
									
	West Virginia	  	OK	  	OK	  	OK	  	OK	  	OK	  		  		  	
									
	Wisconsin	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK	  	
									
	Wyoming	  	OK	  		  		  		  		  		  		  	

  
 - 325 - 

													
	 3/17/2014
	  	 NM 300

(FIM)
	  	 FirePRO
	  	 CleanWood
Micro
	  	 CB-300
	  	 NW-CA
	  	 MP200-A28

	Alabama	  	OK	  		  	OK	  		  	OK	  	OK
							
	Alaska	  		  		  		  		  		  	
							
	Arizona	  		  		  		  		  		  	OK
							
	Arkansas	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	California	  	OK	  	OK	  	OK	  	OK	  	OK	  	
							
	Colorado	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Connecticut	  		  		  		  		  		  	
							
	Delaware	  		  		  		  		  		  	
							
	District of Columbia	  		  		  		  		  		  	
							
	Florida	  		  		  	OK	  	OK	  	OK	  	OK
							
	Georgia	  		  		  	OK	  	OK	  	OK	  	OK
							
	Hawaii	  		  		  		  		  		  	
							
	Idaho	  		  		  		  	OK	  	OK	  	
							
	Illinois	  	OK	  		  	OK	  		  	OK	  	OK
							
	Indiana	  		  		  	OK	  	OK	  	OK	  	OK
							
	Iowa	  		  		  		  		  		  	
							
	Kansas	  		  		  		  		  		  	
							
	Kentucky	  		  		  		  		  		  	
							
	Louisiana	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Maine	  		  		  	OK	  	OK	  	OK	  	OK
							
	Maryland	  		  		  	OK	  		  		  	OK
							
	Massachusetts	  		  		  	OK	  		  	OK	  	OK
							
	Michigan	  		  		  	OK	  		  	OK	  	OK

  
 - 326 - 

													
							
	Minnesota	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Mississippi	  		  		  	OK	  		  		  	OK
							
	Missouri	  		  		  	OK	  		  	OK	  	OK
							
	Montana	  		  		  		  		  		  	
							
	Nebraska	  		  		  	OK	  		  		  	OK
							
	Nevada	  		  		  		  		  		  	
							
	New Hampshire	  		  		  		  		  		  	
							
	New Jersey	  		  		  		  		  		  	
							
	New Mexico	  		  		  		  		  		  	OK
							
	New York	  		  		  	OK	  		  		  	OK
							
	North Carolina	  		  		  	OK	  	OK	  	OK	  	OK
							
	North Dakota	  		  		  		  		  		  	
							
	Ohio	  		  		  	OK	  	OK	  	OK	  	OK
							
	Oklahoma	  		  		  		  		  		  	
							
	Oregon	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Pennsylvania	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Rhode Island	  		  		  	OK	  		  	OK	  	OK
							
	South Carolina	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	South Dakota	  		  		  		  		  		  	OK
							
	Tennessee	  		  		  	OK	  	OK	  	OK	  	OK
							
	Texas	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Utah	  		  		  		  		  		  	OK
							
	Vermont	  		  		  		  		  		  	
							
	Virginia	  	OK	  		  	OK	  	OK	  	OK	  	OK
							
	Washington	  	OK	  	OK	  	OK	  	OK	  	OK	  	OK

  
 - 327 - 

													
							
	West Virginia	  		  	OK	  	OK	  	OK	  	OK	  	OK
							
	Wisconsin	  	OK	  		  	OK	  		  	OK	  	OK
							
	Wyoming	  		  		  		  		  		  	

  
 - 328 - 

 Osmose Railroad Services, Inc. State Registrations 

 

					
	 	  	 Timberfume
	  	 CU-89-RTU

	Alabama	  	OK	  	OK
	Alaska	  	OK	  	OK
	Arizona	  	OK	  	OK
	Arkansas	  	OK	  	OK
	California*	  	—  	  	OK
	Colorado	  	OK	  	OK
	Connecticut	  	OK	  	OK
	Delaware	  	OK	  	OK
	District of Columbia	  	OK	  	—  
	Florida	  	OK	  	OK
	Georgia	  	OK	  	OK
	Hawaii	  	—  	  	OK
	Idaho	  	OK	  	OK
	Illinois	  	OK	  	OK
	Indiana	  	OK	  	OK
	Iowa	  	OK	  	OK
	Kansas	  	OK	  	OK
	Kentucky	  	OK	  	OK
	Louisiana	  	OK	  	OK
	Maine	  	OK	  	OK
	Maryland	  	OK	  	OK
	Massachusetts	  	OK	  	—  
	Michigan	  	OK	  	OK
	Minnesota	  	OK	  	OK
	Mississippi	  	OK	  	OK
	Missouri	  	OK	  	OK
	Montana	  	OK	  	OK
	Nebraska	  	OK	  	OK
	Nevada	  	OK	  	OK
	New Hampshire	  	OK	  	OK
	New Jersey	  	OK	  	OK
	New Mexico	  	OK	  	OK
	New York	  	OK	  	OK
	North Carolina	  	OK	  	OK
	North Dakota	  	OK	  	OK
	Ohio	  	OK	  	OK
	Oklahoma	  	OK	  	OK
	Oregon	  	OK	  	OK
	Pennsylvania	  	OK	  	OK
	Rhode Island	  	OK	  	OK
	South Carolina	  	OK	  	OK
	South Dakota	  	OK	  	OK
	Tennessee	  	OK	  	OK
	Texas	  	OK	  	OK
	Utah	  	OK	  	OK
	Vermont	  	OK	  	OK
	Virginia	  	OK	  	OK
	Washington	  	OK	  	OK
	West Virginia	  	OK	  	OK
	Wisconsin	  	OK	  	OK
	Wyoming	  	OK	  	OK

  
 - 329 - 

 Osmose, Inc. Pesticide Dealer Licenses 
  

			
	 State
	  	 Company/Person Licensed

	Florida	  	Osmose, Inc.
		
	Georgia	  	Osmose, Inc.
		
	Iowa	  	Osmose, Inc.
		
	Indiana	  	Osmose, Inc.
		
	Michigan	  	Teri Muchow
		
	Mississippi	  	Teri Muchow
		
	New Mexico	  	Osmose, Inc.
		
	New York	  	Osmose, Inc.
		
	Oklahoma	  	Osmose, Inc.
		
	Oregon	  	Osmose, Inc.
		
	Texas	  	Osmose, Inc.

 Protim Solignum Product Registrations (by Country) 
  

							
				
	 Product name
	  	 Region
	  	 Country
	  	 
	Celcure AC-500 (AC-450)	  	Africa	  	Cameroon	  	
				
	Celcure CCA C60	  	Africa	  	Kenya	  	
				
	Osmose CCA C60	  	Africa	  	Kenya	  	
				
	Celcure AC-500	  	Africa	  	South Africa	  	Approved 2009. Annual renewal required.

  
 - 330 - 

							
				
	Celcure AC-450	  	Africa	  	Tanzania	  	Application submitted, awaiting testing
				
	Celcure CCA C60	  	Africa	  	Tanzania	  	Registered. Re-registration completed, paperwork held by Distribution Agency
				
	Osmose AC-450	  	Africa	  	Tanzania	  	Application submitted, awaiting testing
				
	Osmose Pole Paste	  	Africa	  	Tanzania	  	Application submitted, awaiting testing
				
	Timberlife Aqua Conc.	  	Asia	  	Hong Kong	  	
				
	Timberlife Aqua RFU	  	Asia	  	Hong Kong	  	
				
	Trussguard Aqua	  	Asia	  	Hong Kong	  	
				
	Celcure AC-800	  	Asia	  	Israel	  	Registered
				
	Koshipuro TB	  	Asia	  	Japan	  	Informed by Agency that approval has been granted by JWPA – waiting on further information
				
	MicroPro 200	  	Asia	  	Philippines	  	
				
	Soilguard	  	Asia	  	Philippines	  	
				
	Timberlife Aqua Conc.	  	Asia	  	Philippines	  	
				
	Timberlife Aqua RFU	  	Asia	  	Philippines	  	
				
	Colourless AZ	  	Asia	  	Singapore	  	
				
	Determite	  	Europe	  	Czech Republic	  	Registered
				
	Sleeper Protect	  	Europe	  	Czech Republic	  	Registered
				
	Protim P-Vac (31)	  	Europe	  	Denmark	  	Registered
				
	Protim P-Vac (31V)	  	Europe	  	Denmark	  	Registered
				
	Celcure C4	  	Europe	  	Estonia	  	Registered

  
 - 331 - 

							
				
	Celcure AC-500	  	Europe	  	Finland	  	Registered
				
	Celcure AC-800	  	Europe	  	Finland	  	Registered
				
	Celcure C4-B	  	Europe	  	Finland	  	Registered
				
	Celcure MC-350 A & B	  	Europe	  	Finland	  	Registered
				
	Celcure MC-500	  	Europe	  	Finland	  	Registered
				
	Celkil 90	  	Europe	  	Finland	  	Registered
				
	Injecta Puuöljy, Whreä	  	Europe	  	Finland	  	Registered
				
	Osmose Puuöljy	  	Europe	  	Finland	  	Registered
				
	Osmose Puuöljy, Ruskea	  	Europe	  	Finland	  	Registered
				
	Celcure C4	  	Europe	  	France	  	FCBA Approval
				
	Protim E406	  	Europe	  	France	  	FCBA Approval required
				
	Celbor P25	  	Europe	  	France	  	Registered
				
	Celcure AC-500	  	Europe	  	France	  	Registered
				
	Celcure AC-800	  	Europe	  	France	  	Registered
				
	Celcure AC-400	  	Europe	  	Germany	  	
				
	Celcure AC-450	  	Europe	  	Germany	  	
				
	Celcure AC-500	  	Europe	  	Germany	  	
				
	Celbrite T330	  	Europe	  	Germany	  	
				
	Celbrite FS1	  	Europe	  	Germany	  	Registered
				
	Celbrite FS2	  	Europe	  	Germany	  	Registered
				
	Fentex	  	Europe	  	Germany	  	BPD Product Authorisation : Mutual recognition
				
	Celcure C4	  	Europe	  	Germany	  	Registered
				
	Celcure CCO	  	Europe	  	Germany	  	Registered
				
	Celcure AC-500	  	Europe	  	Greece	  	Registered

  
 - 332 - 

							
				
	Pole Paste	  	Europe	  	Greece	  	Registered
				
	Solignum Universal	  	Europe	  	Greece	  	Registered
				
	Celcure MC-500 (A&B)	  	Europe	  	Ireland	  	Registration requested Nov 11
				
	MicroPro Endcoat	  	Europe	  	Ireland	  	
				
	Osmose Endcoat Wood Preservative (Green)	  	Europe	  	Ireland	  	Registered
				
	Brooks Wood Preserver Brown	  	Europe	  	Ireland	  	Registered
				
	Brooks Wood Preserver Clear	  	Europe	  	Ireland	  	Registered
				
	Brooks Wood Preserver Green	  	Europe	  	Ireland	  	Registered
				
	Brown CDB	  	Europe	  	Ireland	  	Registered
				
	Celcure AC-500	  	Europe	  	Ireland	  	Registered
				
	Celcure AC-800	  	Europe	  	Ireland	  	Registered
				
	Protim 418V	  	Europe	  	Ireland	  	Registered
				
	Protim 418V (M)	  	Europe	  	Ireland	  	Registered
				
	Protim B610	  	Europe	  	Ireland	  	Registered
				
	Protim CDB Brown	  	Europe	  	Ireland	  	Registered
				
	Protim CDB Clear	  	Europe	  	Ireland	  	Registered
				
	Protim E406	  	Europe	  	Ireland	  	Registered
				
	Protim E415	  	Europe	  	Ireland	  	Registered
				
	Protim E415(i)	  	Europe	  	Ireland	  	Registered
				
	Protim E418	  	Europe	  	Ireland	  	Registered
				
	Celcure CB90	  	Europe	  	Ireland	  	Registered
				
	Celkil 90	  	Europe	  	Ireland	  	Registered

  
 - 333 - 

							
				
	Osmose ABS 33	  	Europe	  	Ireland	  	Registered
				
	Protim E455	  	Europe	  	Ireland	  	Registered
				
	Protim E460	  	Europe	  	Ireland	  	Registered
				
	Protim E460 WP	  	Europe	  	Ireland	  	Registered
				
	Protim E480	  	Europe	  	Ireland	  	Registered
				
	Protim Fentex M	  	Europe	  	Ireland	  	Registered
				
	Protim Green E	  	Europe	  	Ireland	  	Registered
				
	Protim Insecticidal AQ8	  	Europe	  	Ireland	  	Registered
				
	Protim Insecticidal Emulsion P	  	Europe	  	Ireland	  	Registered
				
	Protim Universal	  	Europe	  	Ireland	  	Registered
				
	Protim Universal AQ 250	  	Europe	  	Ireland	  	Registered
				
	Protim Wall Solution 250	  	Europe	  	Ireland	  	Registered
				
	Protim Woodworm Killer P	  	Europe	  	Ireland	  	Registered
				
	Celbrite S795	  	Europe	  	Latvia	  	Registered
				
	Celbrite S8	  	Europe	  	Latvia	  	Registered
				
	Celcure AC-350	  	Europe	  	Latvia	  	Registered
				
	Celcure C4	  	Europe	  	Latvia	  	Registered
				
	Celcure AC-500	  	Europe	  	Netherlands	  	Registered
				
	Celcure AC-800	  	Europe	  	Netherlands	  	Registered
				
	Celcure P50 Flytande	  	Europe	  	Netherlands	  	Registered
				
	Celcure AC-500	  	Europe	  	Norway	  	Registered
				
	Celcure AC-800	  	Europe	  	Norway	  	Registered
				
	Celcure C4	  	Europe	  	Norway	  	Registered

  
 - 334 - 

							
				
	Protim P-Vac 11	  	Europe	  	Norway	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac 31	  	Europe	  	Norway	  	Registered
				
	Celcure MC-350 A&B	  	Europe	  	Norway	  	Registered
				
	Celkil 95	  	Europe	  	Norway	  	Registered
				
	Osmoweld MPF (600 ml)	  	Europe	  	Norway	  	Registered
				
	Fentex E5 (PL) 611	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac (31)	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac (31)	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac 11	  	Europe	  	Poland	  	BPD Product Authorisation : Mutual recognition
				
	Protim FC (31)	  	Europe	  	Poland	  	Registered
				
	Protim FC (31) I	  	Europe	  	Poland	  	Registered
				
	Protim P-Vac (40)	  	Europe	  	Poland	  	Registered
				
	Protim P-Vac (60)	  	Europe	  	Poland	  	Registered
				
	Celcure AC-500	  	Europe	  	Poland	  	Registered
				
	Celcure AC-800	  	Europe	  	Poland	  	Registered
				
	Protim 418 V	  	Europe	  	Poland	  	Registered
				
	Celbrite Phoenix	  	Europe	  	Poland	  	Registered
				
	Celcure CC50	  	Europe	  	Portugal	  	
				
	Celcure MC-800	  	Europe	  	Portugal	  	
				
	PolePaste	  	Europe	  	Portugal	  	
				
	Celcure AC-725	  	Europe	  	Portugal	  	Registered, paperwork held by Distribution Agency

  
 - 335 - 

							
				
	Celbrite Phoenix C	  	Europe	  	Russia	  	Registered
				
	Celbrite S8	  	Europe	  	Russia	  	Registered
				
	Celcure AC-500	  	Europe	  	Russia	  	Registered
				
	Celcure CCA C50	  	Europe	  	Russia	  	Registered
				
	Celcure CCA C60	  	Europe	  	Russia	  	
				
	AC-500	  	Europe	  	Spain	  	Approval awaited
				
	AC-800	  	Europe	  	Spain	  	Approval awaited
				
	CC50	  	Europe	  	Spain	  	Approval awaited
				
	PolePaste	  	Europe	  	Spain	  	Approval awaited
				
	PoleRods	  	Europe	  	Spain	  	Approval awaited
				
	Copper Carbonate	  	Europe	  	Spain	  	Registered
				
	Copper Oxide	  	Europe	  	Spain	  	Registered
				
	Celcure C4	  	Europe	  	Sweden	  	Approval awaited
				
	Celcure MC-350 (A&B)	  	Europe	  	Sweden	  	Approval awaited
				
	Celcure MC-500 (A&B)	  	Europe	  	Sweden	  	Registered
				
	MC-T	  	Europe	  	Sweden	  	KEMI Registration requested Dec 11
				
	Protim P-Vac (31)	  	Europe	  	Sweden	  	BPD Product Authorisation : Mutual recognition
				
	Protim P-Vac 11	  	Europe	  	Sweden	  	BPD Product Authorisation Application
				
	Protim E415	  	Europe	  	Sweden	  	Registered
				
	Protim B610	  	Europe	  	Sweden	  	Registered
				
	Protim E41-600	  	Europe	  	Sweden	  	Registered
				
	P50 Flytande	  	Europe	  	Sweden	  	Registered
				
	Osmose Process Oil	  	Europe	  	Sweden	  	Registered

  
 - 336 - 

							
				
	Celcure AC-500	  	Europe	  	Sweden	  	Registered
				
	Celcure AC-800	  	Europe	  	Sweden	  	Registered
				
	Celbor DB25	  	Europe	  	Sweden	  	Registered
				
	Advanced Guard	  	Europe	  	UK & N. Ireland	  	Registered
				
	Aqueous Universal	  	Europe	  	UK & N. Ireland	  	Registered
				
	Brooks Wood Preserver	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor M	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor P	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor P5	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor P25	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbor PR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbrite LA	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbrite M	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbrite P	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celbronze B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-10	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 337 - 

							
				
	Celcure AC-12	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-350 A	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-350 B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-500	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-500 R	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-700	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-800	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure ACB	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-500	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-500 A	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-500 B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure MC-T3	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celgard FP	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celpruf B	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celpruf WB11	  	Europe	  	UK & N. Ireland	  	Registered
				
	Cut End	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application

  
 - 338 - 

							
				
	Fentex E2 [Frame]	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application : Frame formulation
				
	Fentex E2 610	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 Cedar	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 WR 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E2 WR Cedar	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E5 (PL) 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex E5 [Frame]	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application : Frame formulation
				
	Fentex E5 Clear	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES 5 Green	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 610	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 611	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 637	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Fentex ES5 658	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	MicroPro Endcoat	  	Europe	  	UK & N. Ireland	  	Registration requested Nov 11

  
 - 339 - 

							
				
	Osmose Endcoat (Clear, Brown, Green)	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Osmose FirePro	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Osmose Pole Paste	  	Europe	  	UK & N. Ireland	  	Registered
				
	Osmose Pole Rods	  	Europe	  	UK & N. Ireland	  	Registered
				
	Preservative Gel	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 250 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 265	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 340	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 340 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 340 E	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 415	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 415 T	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 415 TWR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 JWR	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 340 - 

							
				
	Protim 418 J	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 V	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 V (M)	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 418 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim 600 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim AQ	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Aquachem-Insecticidal	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Brown CDB	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E406	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E406 Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E406 WR	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E41 Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E410	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E415	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E415 (i)	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E415 R	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 341 - 

							
				
	Protim E418 C	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E41 J	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E430	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E470	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim E480	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim FDR 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim FDR 418 J	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim B10	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim B610	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim E418	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim FDR 418	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim FDR418V	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim Green E	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Frameguard	  	Europe	  	UK & N. Ireland	  	BPD Product Authorisation Application
				
	Protim I-Guard	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Insecticidal AQ8	  	Europe	  	UK & N. Ireland	  	Registered

  
 - 342 - 

							
				
	Protim JP 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Solignum D.O.T.	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Universal	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Wall Solution 250	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Wall Solution Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Protim Woodworm Killer P	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum Anti-Fungi Concentrate	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum End Coat Wood Preservative	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum Insecticidal AQ8	  	Europe	  	UK & N. Ireland	  	Registered
				
	Solignum Woodworm Killer	  	Europe	  	UK & N. Ireland	  	Registered
				
	Universal P.I.	  	Europe	  	UK & N. Ireland	  	Registered
				
	Celcure AC-800	  	Europe	  	Ukraine	  	Registered

 PROTIM SOLIGNUM ONGOING BPR PRODUCT REGISTRATIONS (BY COUNTRY) 

 

							
	 Product name
	  	 Region
	  	 Country
	  	 BPR - Annex I inclusion date

	Brooks Wood Preserver	  	Europe	  		  	1/02/2016
				
	Celbor P	  	Europe	  		  	1/02/2015
				
	Celbor P 25	  	Europe	  		  	1/02/2015

  
 - 343 - 

							
				
	Preservative Gel	  	Europe	  		  	1/02/2015
				
	Protim E406 WR	  	Europe	  		  	1/02/2016
				
	Protim E418 C	  	Europe	  		  	1/02/2016
				
	Protim Universal AQ250	  	Europe	  		  	1/02/2016
				
	Celcure AC-500	  	Europe	  	Finland	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Finland	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	Finland	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	Finland	  	1/02/2015
				
	Celcure AC-400	  	Europe	  	Germany	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Germany	  	1/02/2015
				
	Pole Protect	  	Europe	  	Germany	  	1/02/2015
				
	Celbrite S8D	  	Europe	  	Germany	  	1/02/2015
				
	Protim 418 V	  	Europe	  	Ireland	  	1/02/2016
				
	Protim Brown CDB	  	Europe	  	Ireland	  	1/02/2016
				
	Protim Green E	  	Europe	  	Ireland	  	1/02/2016
				
	Protim Universal	  	Europe	  	Ireland	  	1/02/2016
				
	Celcure AC-500	  	Europe	  	Latvia	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Latvia	  	1/02/2015
				
	Celbrite S-795	  	Europe	  	Latvia	  	1/02/2015
				
	Celbrite S8	  	Europe	  	Latvia	  	1/02/2015
				
	Celbrite S-795	  	Europe	  	Lithuania	  	1/02/2015
				
	Celbrite S8	  	Europe	  	Lithuania	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	Norway	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	Norway	  	1/02/2015

  
 - 344 - 

							
				
	Celcure AC-500	  	Europe	  	Poland	  	1/02/2015
				
	Protim 418 V	  	Europe	  	Poland	  	1/02/2016
				
	Celcure AC-500	  	Europe	  	Sweden	  	1/02/2015
				
	Celcure AC-800	  	Europe	  	Sweden	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	Sweden	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	Sweden	  	1/02/2015
				
	Protim E415	  	Europe	  	Sweden	  	1/02/2016
				
	Celcure AC-500	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Celcure MC-500 A	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Celcure MC-500 B	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Osmose End Coat	  	Europe	  	UK & N. Ireland	  	1/02/2015
				
	Protim 265	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim 415	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim 418	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim 418 V	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim E406	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim E406 Conc. 10	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim E415	  	Europe	  	UK & N. Ireland	  	1/02/2016
				
	Protim I-Guard	  	Europe	  	UK & N. Ireland	  	1/02/2015

  
 - 345 - 

											
	 OSMOSE AUSTRALIA
PTY LTD. PRODUCT
REGISTRATIONS

 
 Updated 3/17
	 	 Approval

Number
	 	 Name
	 	 Product type
	 	 Status
	 	 Actives

	 	30710	 	BORACOL 100RH FUNGICIDE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE |

BENZALKONIUM CHLORIDE

						
		 	30711	 	BORACOL 200RH FUNGICIDE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE |

BENZALKONIUM CHLORIDE

						
		 	30712	 	BORACOL 400RH FUNGICIDE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE |

BENZALKONIUM CHLORIDE

						
		 	30713	 	IMPEL RODS FOR TIMBER PRESERVATION	 	MIXED FUNCTION PESTICIDE	 	Registered	 	BORON AS DISODIUM OCTOBORATE ANHYDROUS
						
		 	30740	 	HYLITE TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	CARBENDAZIM | ZINC NAPHTHENATE
						
		 	39420	 	PROTIM 70 WR (P) WOOD PRESERVATIVE	 	WOOD PRESERVATIVE	 	Registered	 	COPPER (CU) PRESENT AS COPPER NAPHTHENATE | PERMETHRIN (25:75::CIS:TRANS)
						
		 	40092	 	IMPRETECT C.S.	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 ARSENIC PRESENT AS ARSENIC ACID |

CHROMIUM AS SODIUM DICHROMATE |

COPPER PRESENT AS COPPER SULFATE

						
		 	40753	 	PROTIM 235 WR WOOD PRESERVATIVE	 	WOOD PRESERVATIVE	 	Registered	 	 TRIBUTYLTIN NAPHTHENATE |

PERMETHRIN | DICHLOFLUANID

						
		 	41482	 	IMPRETECT CO	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 ARSENIC PRESENT AS ARSENIC ACID |

CHROMIUM PRESENT AS CHROMIUM TRIOXIDE | COPPER AS COPPER (II) OXIDE

						
		 	41680	 	SARMIX 3 CCA SALTS	 	MIXED FUNCTION PESTICIDE	 	Registered	 	ARSENIC PRESENT AS ARSENIC PENTOXIDE | CHROMIUM AS SODIUM DICHROMATE | COPPER PRESENT AS
						
		 	41681	 	SARMIX OXCELL C-680 FOR TIMBER TREATMENT	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 ARSENIC PRESENT AS ARSENIC ACID |

CHROMIUM PRESENT AS CHROMIUM TRIOXIDE | COPPER AS COPPER (II) OXIDE

						
		 	45387	 	ACQ FOR TIMBER TREATMENT	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 COPPER AMMONIUM CARBONATE |

DIDECYL DIMETHYL AMMONIUM CHLORIDE

						
		 	46037	 	PROTIM LCWR (P) WOOD PRESERVATIVE	 	WOOD PRESERVATIVE	 	Registered	 	PERMETHRIN (25:75::CIS:TRANS)
						
		 	48187	 	PROTIM LCWR TRUSSGUARD (P) WOOD PRESERVATIVE	 	WOOD PRESERVATIVE	 	Registered	 	PERMETHRIN (25:75::CIS:TRANS)
						
		 	49309	 	PROTIM-SOLIGNUM XJ CLEAR TIMBER PROTECTIVE	 	WOOD PRESERVATIVE	 	Registered	 	ZINC NAPHTHENATE | PERMETHRIN (25:75::CIS:TRANS)
						
		 	50176	 	L-BOR TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	BORON PRESENT AS DISODIUM OCTABORATE TETRAHYDRATE
						
		 	51707	 	PROTIM TIMBERCARE CN TIMBER OIL	 	MIXED FUNCTION PESTICIDE	 	Registered	 	COPPER (CU) PRESENT AS COPPER NAPHTHENATE
						
		 	51708	 	PROTIM SOLIGNUM TIMBER PROTECTIVE EMULSION CN	 	MIXED FUNCTION PESTICIDE	 	Registered	 	COPPER (CU) PRESENT AS COPPER NAPHTHENATE
						
		 	52101	 	OSMOSE ACQ TYPE D FOR TIMBER TREATMENT	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 COPPER AS COPPER CARBONATE |

DIDECYL DIMETHYL AMMONIUM CHLORIDE

						
		 	55284	 	INSHIELD INSECTICIDE	 	INSECTICIDE	 	Registered	 	PERMETHRIN (25:75::CIS:TRANS)
						
		 	58293	 	PROTIM OPTIMUM READY-TO-USE LOSP TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 PERMETHRIN | PROPICONAZOLE |

TEBUCONAZOLE

						
		 	58677	 	OSMOSE DETERMITE TIMBER INSECTICIDE	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
						
		 	59591	 	OSMOSE DETERMITE GLUE LINE INSECTICIDE	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
						
		 	59785	 	OSMOSE DETERMITE ULTRA LOW ODOUR TIMBER FRAMING INSECTICIDE	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
						
		 	61546	 	OSMOSE DETERMITE ULTRA LOW ODOUR TIMBER FRAMING INSECTICIDE RTU	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
						
		 	61870	 	OSMOSE DETERMITE RESEAL	 	INSECTICIDE	 	Registered	 	BIFENTHRIN
						
		 	61924	 	OSMOSE MICROPRO COPPER BASED TIMBER PRESERVATIVE	 	WOOD PRESERVATIVE	 	Registered	 	COPPER AS COPPER CARBONATE
						
		 	62395	 	CUTROL ANTI SAPSTAIN	 	FUNGICIDE	 	Registered	 	OXINE COPPER
						
		 	62542	 	PROTIM OPTIMUM GOLD READY-TO-USE LOSP TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 PERMETHRIN | PROPICONAZOLE |

TEBUCONAZOLE

						
		 	67081	 	PROTIM OPTIMUM CONCENTRATE TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	 PERMETHRIN | PROPICONAZOLE |

TEBUCONAZOLE

						
		 	67623	 	OSMOSE MICRONISED TEBUCONAZOLE TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	TEBUCONAZOLE
						
		 	69272	 	PROTIM OPTIMUM READY-TO-USE PENETRATING LOSP TIMBER PRESERVATIVE	 	MIXED FUNCTION PESTICIDE	 	Registered	 	PERMETHRIN | PROPICONAZOLE | TEBUCONAZOLE

  
 - 346 - 

 Osmose New Zealand Product Registrations 

 

			
	 Product Name
	  	 New Zealand EPA Approval No.

	ACQ for Timber Treatment	  	HSR000850
		
	ACQ Timber Preservative	  	HSR000940
		
	ACQ Wood Preservative	  	HSR100651
		
	ACQ Wood PreservativeWorking Solution	  	HSR100649
		
	ACQ Wood Presrevative Intermediate Concentrate	  	HSR100652
		
	Alkaline Copper Quat	  	HSR001674
		
	Arsenic Acid	  	HSR006500
		
	Baimol	  	HSR000904
		
	Bifenthrin 100EC	  	HSR02046
		
	Boracol 100RH	  	HSR000845
		
	Boracol 200RH	  	HSR000907
		
	Boracol 400RH	  	HSR000907
		
	Boron Glycol Option 1	  	HSR007928
		
	Boron Glycol Option 2	  	HSR007929
		
	Boron Glycol Option 3	  	HSR007930
		
	Boron Glycol Option 4	  	HSR007931
		
	Boron Glycol Option 5	  	HSR007932
		
	Cleanwood	  	HSR000901
		
	Copper Ammonium Carbonate (CAC) Concentrate	  	HSR100650
		
	Cutrol 375	  	HSR000114

  
 - 347 - 

			
	Determite Glueline	  	HSR008033
		
	Dip Salts	  	HSC06007
		
	F-Bor Powder	  	HSR000911
		
	FramePro	  	HSR000907
		
	FrameSaver	  	HSR000907
		
	Hylite 109	  	HSR000872
		
	Hylite Antimould	  	HSR000870
		
	Hylite Antimould II	  	HSR000670
		
	Hylite Antisapstain	  	HSR000095
		
	Hylite Clear	  	HSR002477
		
	Hylite Excell	  	HSR00874
		
	Hylite Extra	  	HSR000868
		
	Hylite NC	  	HSR000876
		
	Hysan	  	HSR100072
		
	Hysan RTU	  	HSR100073
		
	Hysan RTU + Antimould	  	HSR100074
		
	Impretect C	  	HSR000908
		
	Liquid Boron	  	HSR000848
		
	ORD-X170 revised	  	HSR100809
		
	ORD-X370 (1.2 - 7.6g/L Copper) + Co-Biocide A	  	HSR007831
		
	ORD-X370 (7.5 - 25.5g/L Copper) + Co-Biocide A	  	HSR007832
		
	ORD-X370 Concentrate	  	HSR007833
		
	ORD-X370 plus TEB EC25 - Option 1	  	HSR007958

  
 - 348 - 

			
	ORD-X370 plus TEB EC25 - Option 2	  	HSR007959
		
	ORD-X370 plus TEB EC25 - Option 3	  	HSR007960
		
	pH Adjust	  	HSR0002490
		
	Premix B	  	HSR100274
		
	Premix BR	  	HSR100275
		
	Protim Antimould	  	HSR02009
		
	Protim Aquazole	  	HSR007777
		
	Protim Aquazole Ready to use	  	HSR007778
		
	Protim FramePlus RFU	  	HSR002466
		
	Protim H3 Domestic	  	HSR000842
		
	Protim H3 Export	  	HSR000841
		
	Protim Optimum II	  	HSR002442
		
	Protim Optimum RFU	  	HSR002441
		
	Protim Reseal	  	HSR002662
		
	Sarmix Oxcel C	  	HSR000851
		
	Sodium Dichromate 60% Solution	  	HSR006382
		
	TEB EC25	  	HSR007961
		
	Thickened Boron	  	HSR100564
		
	Xyla Conc	  	HSR100591

  
 - 349 - 

 Mattersmiths Product Registrations 
  

			
	 Product Name
	  	 NZ EPA Approval No.

	 Blue Preserve Type DC
  

(import or manufacture)
	  	HSR06047
		
	 Blue Control IC
  

(manufacture & export)
	  	HSR06036
		
	 SureBor
  

(import or manufacture)
	  	HSR04062
		
	 SureBor N
  

(import or manufacture)
	  	HSR 06105
		
	 Blue Control OF
  

(import & manufacture)
	  	HSR 07087
		
	 Blue Control OF
  

(Plant compound)
	  	P007030
		
	Blue Control OC	  	P005343
		
	Blue Control TCPN	  	P005827
		
	Blue Control OCA	  	P005342

 Latin America Product Registrations 
  

													
	 Chemical
	  	 Country
	  	 Active Ingredient
	  	 Formulation
	  	 Regsitration

Date
	  	 Expiration

Date
	  	 Registration

Number

	Timberlux CCA-C70	  	Chile	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Oct 2008	  	Feb 2018	  	2368
							
		  		  	Cupric Oxide	  		  		  		  	
		  		  	Arsenic Pentoxide	  		  		  		  	

  
 - 350 - 

													
	Preservantes De Madera CCA Tipo C	  	Chile	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Apr 2012	  	April 2017	  	2428
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	
							
	Timberlux CCA-C 60	  	Chile	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Oct 2008	  	Oct 2018	  	2500
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	
							
	Timberlux CCB	  	Chile	  	Sodium Dichromate	  	Water Dispersible Granules	  	Feb 2009	  	Feb 2014	  	2529
							
		  		  	Copper Sulphate	  		  		  		  	
							
		  		  	Boric Acid	  		  		  		  	
							
	Osmose K-33	  	Chile	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Jun 2010	  	Dec 2014	  	2553
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	
							
	Protim S65	  	Chile	  	TBTN (tributyltin naftenato)	  	Soluble Liquid Concentrate	  	Jun 2008	  	to confirm	  	2603
		  		  	Permethrine	  		  		  		  	

  
 - 351 - 

													
	Protim Optimum	  	Chile	  	Propiconazole	  	Soluble Liquid Concentrate	  	Aug 2010	  	Aug 2015	  	2700
							
		  		  	Tebuconazole	  		  		  		  	
							
		  		  	Permethrine	  		  		  		  	
							
	Cutrol	  	Chile	  	Copper 8-Qunolinolate	  	Soluble Liquid Concentrate	  	Jun 2008	  	Dec 2016	  	2432
							
	Hylite	  	Chile	  	Carbendzime	  	Suspension Concentrate	  	Sep 2008	  	Aug 2018	  	2516
							
		  		  	Copper 8-Qunolinolate	  		  		  		  	
							
	Hyite 540	  	Chile	  	Carbendzime	  	Suspension Concentrate	  	Sep 2007	  	March 2017	  	2644
							
		  		  	Copper 8-Qunolinolate	  		  		  		  	
							
	MP200A (registered as Micro CA)	  	Chile	  	Copper Carbonate	  	Suspension Concentrate	  	Jan 2011	  	Jan 2016	  	2752
							
		  		  	Tebuconazole	  		  		  		  	
							
	Madepil Tri 90 Fungicide Liquid	  	Brazil	  	Tribromophenol	  		  	June 2011	  	Oct 2014	  	0949
							
	Madepil AC 40	  	Brazil	  	CCA	  		  	Sep 2011	  	Jun 2015	  	007315

  
 - 352 - 

													
	MP200A	  	Puerto Rico	  	Copper Carbonate	  	Suspension Concentrate	  	Mar 2013	  	Nov 2014	  	13-691-6
							
	Cleanwood AC	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-691-10
							
		  		  		  		  		  		  	
							
	Cleanwood 45 Plus	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-691-8
							
	Osmose K-33	  	Puerto Rico	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Mar 2013	  	Nov 2014	  	13-691-9
							
	NW-CA	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-261-11
							
	Cleanwood Micro	  	Puerto Rico	  		  		  	Mar 2013	  	Nov 2014	  	13-91-8
							
	Osmose K-33	  	Honduras	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Jul 2006	  	Jul 2016	  	591-30-I
							
	Cleanwood 45 Plus	  	Honduras	  		  		  	Oct 2012	  	Oct 2022	  	448-276 II
							
	Cleanwood AC	  	Honduras	  		  		  	Oct 2012	  	Oct 2022	  	449-277 II
							
	MP200A (registered as Micro CA)	  	Honduras	  	Copper Carbonate	  	Suspension Concentrate	  	Jul 2012	  	Jul 2022	  	441-269 II
							
	MicroPRO 200C	  	Honduras	  		  		  	Mar 2008	  	Mar 2018	  	617-56 I
							
	Carbo NT	  	Honduras	  		  		  	Mar 2008	  	Mar 2018	  	618-57
							
	MTZ	  	Honduras	  		  		  		  		  	

  
 - 353 - 

													
	Osmose K-33	  	Mexico	  	Chromic Acid	  	Soluble Liquid Concentrate	  	
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	
					
	Osmose K-33	  	Costa Rica	  	Chromic Acid	  	Soluble Liquid Concentrate	  	
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	
							
	MP200A	  	Costa Rica	  	Copper Carbonate	  	Suspension Concentrate	  		  		  	
					
	Carbo NT	  	Costa Rica	  		  		  	
					
	CleanWood AC	  	Costa Rica	  		  		  	
							
	MP400-EXT	  	Costa Rica	  		  		  		  		  	
							
	Hollow Heart	  	Costa Rica	  		  		  		  		  	
							
	Osmose K-33	  	Belize	  	Chromic Acid	  	Soluble Liquid Concentrate	  	Jun 27, 2013	  	Jun 27, 2018	  	0231-2
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	

  
 - 354 - 

													
	MP200A	  	Jamaica	  	Copper Carbonate	  	Suspension Concentrate	  		  		  	
							
	Cleanwood 45 Plus	  	Jamaica	  		  		  		  		  	
							
	Cleanwood AC	  	Jamaica	  		  		  		  		  	
							
	Osmose K-33	  	Bolivia	  	Chromic Acid	  	Soluble Liquid Concentrate	  		  		  	
							
		  		  	Cupric Oxide	  		  		  		  	
							
		  		  	Arsenic Pentoxide	  		  		  		  	

 Plant/Facility Permits 
 OSMOSE
SITE PERMITS – BUFFALO, NEW YORK LOCATION 
  

							
	 Osmose Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Osmose, Inc.	  	Restricted Pesticides Commercial Permit	  	R05442	  	February 28, 2015
				
	Osmose, Inc.	  	Air Facility Registration Certificate	  	9-1402-00410/02000	  	Not Applicable
				
	Osmose, Inc.	  	Hazardous Materials Certificate of Registration	  	062711 007 021TU	  	June 30, 2015
				
	Osmose, Inc.	  	Petroleum Bulk Storage Certificate	  	9-014583	  	September 2, 2016
				
	Osmose, Inc.	  	Liquefied Gas Permit	  	46-Y	  	December 31, 2014
				
	Osmose, Inc.	  	Fire prevention code license	  	FPC11-505318	  	December 31, 2014
				
	Osmose, Inc.	  	Pollutant Discharge permit	  	1205-BU114	  	June 30, 2015

  
 - 355 - 

 OSMOSE SITE PERMITS – ROCK HILL, SOUTH CAROLINA LOCATION 

 

							
	 Osmose Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Osmose, Inc.	  	Conditional Major Air Quality Permit	  	CM-2440-0079	  	June 30, 2015
				
	Osmose, Inc.	  	Non-Storm Water Discharge Assessment and Certification	  	9-1402-00410/02000	  	Not Applicable

 OSMOSE SITE PERMITS – HUBBELL, MICHIGAN LOCATION 

 

							
	 Osmose Entity
	  	 Type of Permit
	  	 Permit
Number
	  	 Expiration Date

	Hubbell	  	 Noncontact Cooling Water General Permit NPDES
  

(Under revision) 2 PDF’s in files until review is complete
	  	MI0059182	  	October 1, 2017
				
	Hubbell	  	Air permit	  	213-961	  	NA

 OSMOSE SITE PERMITS – MILLINGTON, TENNESSEE LOCATION 

 

							
	 Osmose Entity
	  	 Type of Permit
	  	 Permit

Number
	  	 Expiration Date

	Osmose, Inc.	  	Tennessee Multi-Sector Permit (TMSP)	  	TNR051061	  	May 14, 2014
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-01P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-02P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-03P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)

  
 - 356 - 

							
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-04P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-05P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-06P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-07P	  	December 1, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-08P	  	September 22, 2011 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-09P	  	June 15, 2012 (Decision made not to renew-redundant permit)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-010P	  	February 15, 2013 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc.	  	Memphis and Shelby County Health Department Operating Permit – Air Pollution	  	00073-11P	  	February 15, 2013 (In the process of renewal – authorized to conduct business under this permit until agency processes renewal request)
				
	Osmose, Inc	  	City of Memphis industrial wastewater discharge agreement	  	N-LN2-112	  	March 22, 2014 (in process of renewal)

  
 - 357 - 

 WOOD PROTECTION, LP PERMITS 

City Of Houston 
 Fire Department Permits 

Lock Box 
 Hazardous Storage 

Hot Work 
 FC Storage & Use GE 

Fuel Dispense 
 Hi-Pile Storage 

Occupancy 
 5101 Treating 

5151 Office 
 5151
 1⁄2 Warehouse 
 Sign Operating Permit 

Solid Waste 
 Combustible Waste Storage 

Environmental Protection Agency - TXD059345116 
 Forest
Stewardship Council Certificate 
 Texas Commission of Environmental Quality 

Storm Water 
 Tier II 

Texas Department of Agriculture 
 Structural Pesticide Business

 Commercial Applicator 
 Texas Department of Transportation

  
 - 358 - 

 Texas Motor Fuels Tax License 

Texas Sales and Use Tax 
 US Department of Transportation #
1939045 
 OSMOSE SITE PERMITS – CAMPBELLVILLE, ONTARIO LOCATION 
  

							
	 Osmose Entity
	  	 Type of Permit
	  	 Permit Number
	  	 Expiration Date

	Osmose, Inc.	  	Conditional Major Air Quality Permit	  	3938-5XSKXB	  	Not Applicable

 OSMOSE AUSTRALIA PTY LTD SITE PERMITS (MOUNT GAMBIER) 

 

					
	 AUTHORITY
	  	 LICENSE
NUMBER
	  	 DESCRIPTION

	EPA (SA)	  	EPA13981	  	LICENSE 1(2)(a)(i) CHEMICAL WORKS (inorganic) &3(4)ACTIVITIES PRODUCING LISTED WASTE
			
	SA Dept Health	  	2014-81343	  	MANUFACTURERS LICENSE - SCHEDULE 7 TIMBER PRESERVATIVES
			
	SA Dept Health	  	2014-81345	  	WHOLESALE DEALERS LICENSE - SCHEDULE 7 POISONS
			
	SAFEWORK SA	  	72258	  	DANGEROUS SUBSTANCES LICENSE
			
	SA INDUSTRIAL AFFAIRS	  	9004/95	  	EXEMPTION FOR DG STORAGE
			
	EPA (SA)	  	19624	  	LICENSE TO OPERATE AN IONISING RADIATION APPARATUS (JASON GLYNN)
			
	EPA (SA)	  	19513	  	REGISTRATION OF AN IONISING RADIATION APPARATUS; (SPECTRO PHOENIX BENCHTOP 11039)
			
	SAFEWORK SA	  	51294	  	DANGEROUS GOODS VEHICLE TDC976 (CLASS 6.1/8)
			
	SAFEWORK SA	  	51265	  	DANGEROUS GOODS VEHICLE TCN257 (CLASS 6.1/8)
			
	SAFEWORK SA	  	51438	  	DANGEROUS GOODS VEHICLE TUU035 (CLASS 6.1/8)
			
	ADELAIDE INSPECTION SERVICES	  	2010-32069	  	PRESSURE EQUIPMENT; AIR RECEIVER
			
	SAFEWORK SA	  	25853	  	PLANT A23507 (AIR COMPRESSOR)
			
	EPA (SA)	  	LP50274	  	LICENCE TO POSSES A RADIATION SOURCE

  
 - 359 - 

 PROTIM SOLIGNUM LTD SITE PERMITS 
  

					
	 Osmose Entity
	  	 Type of Permit
	  	 Permit Number

	Protim Solignum Ltd	  	Pollution Prevention and Control (England and Wales) Regulations 2000	  	QP3638SJ
			
	Protim Solignum Ltd	  	Registered as a producer of hazardous waste	  	OAG214
			
	Protim Solignum Ltd	  	Hazardous substances consent – Darlington Borough Council	  	Ref 13/00656/HS
			
	Protim Solignum Ltd	  	Lower tier COMAH site	  	—
			
	Protim Solignum Ltd	  	Cooling tower notification to Darlington Borough Council under the Cooling Tower & Evaporative Condensers Regulations	  	—

 OSMOSE NEW ZEALAND SITE CONSENTS 
  

			
	AUCKLAND
		
	 Type of Consent
	  	 Number

	Consent to discharge trade wastes	  	Consent No 977
		
	Contaminated Site Discharge Consent	  	Consent No. 36870
		
	Air Discharge Consent	  	Consent No 37264
		
	Industrial Trade Process Consent	  	Consent No 36657
		
	Location Test Certificate	  	000065/10687-L1
		
	Stationary Container System Test Certificate	  	000065/10687-S1
		
	CHRISTCHURCH	  	
		
	Environment Canterbury Consent	  	Consent CRC001340
		
	Location Test Certificate	  	303-14913
		
	Stationary Container System Test Certificate	  	0063/17525-1

  
 - 360 - 

 US Department of Transportation Permits: 

Osmose, Inc. – DOT 20610 
 Osmose Railroad Services, Inc. -
DOT 1075736 

  
 - 361 - 

 SCHEDULE 6.1.17 

PARTNERSHIP AGREEMENTS; LLC AGREEMENTS 

Koppers Asia LLC Operating Agreement, dated as of November 20, 2007, by and between Koppers Inc. and Koppers Asia LLC 

Koppers Ventures LLC Operating Agreement dated February 2, 2010, by Koppers World-Wide Ventures Corporation 

Operating Agreement of Osmose-Nevada Limited-Liability Company 

Operating Agreement of Wood Protection Management LLC 

Operating Agreement of Osmose NZ, LLC 
 Agreement of Limited
Partnership of Wood Protection LP 

  
 - 362 - 

 The following Insurance policies are in effect for Koppers Inc. as of August 4 , 2014 

 

							
	 Coverage
	  	 	  	 Carrier
	  	Limits
	 Executive Risks (Worldwide)
	  		  		  	
	 D&O / ODL
	  		  	Federal Insurance Company	  	$10,000,000
	 First Excess D&O
	  		  	AIG	  	$10,000,000
	 Second Excess D&O
	  		  	Navigators	  	$10,000,000
	 Side A Excess DIC
	  		  	Ace American	  	$10,000,000
				
	 Koppers UK D&O
	  		  		  	$1,000,000
	 Koppers Australia D&O
	  		  	Federal Insurance Company	  	$1,000,000
	 Koppers Denmark D&O
	  		  	Federal Insurance Company	  	$1,000,000
	 Koppers Netherlands D&O
	  		  	Federal Insurance Company	  	$1,000,000
	 Koppers China D&O
	  		  	Federal Insurance Company	  	$1,000,000
	 Koppers Canada
	  		  	Federal Insurance Company	  	$1,000,000
	 Fiduciary
	  		  	Federal Insurance Company	  	$10,000,000
	 Employment Practices
	  		  	Federal Insurance Company	  	$10,000,000
	 Crime
	  		  	Zurich	  	$5,000,000
	 Special Coverage (expires 11/1/14)
	  		  	Federal Insurance Company	  	$5,000,000
				
	 Koppers US
	  		  		  	
	 Casualty
	  		  		  	
	 Primary Workers Compensation
	  		  	Chartis	  	Statutory /
$2,000,000
	 Primary Employers Liability
	  		  	Chartis	  	$2,000,000

  
 - 363 - 

 The following Insurance policies are in effect for Koppers Inc. as of August 4 , 2014 

 

							
	 Primary General Liability
	  	Chartis	  	
		  	General Aggregate	  	Chartis	  	$3,000,000
		  	Products Completed	  	Chartis	  	$3,000,000
		  	Personal & Advertising	  	Chartis	  	$1,000,000
		  	Each Occurrence Limit	  	Chartis	  	$1,000,000
		  	Damage to Premises	  	Chartis	  	$1,000,000
		  	Medical Expense	  	Chartis	  	$1,000,000
		  	Employee Benefit	  	Chartis	  	$1,000,000
	 Primary Automobile
	  	Chartis	  	
		  	Liability	  	Chartis	  	$2,000,000
		  	Auto Medical Payments	  	Chartis	  	$10,000
		  	Uninsured Motorist Coverage	  	Chartis	  	$2,000,000
	 Umbrella
	  		  	Chartis	  	$23,000,000
xs Primary
	 Excess Liability
	  	XL Bermuda Ltd	  	$75,000,000
xs
$25,000,000
	 Excess Liability
	  	Catlin Underwriting Syndicate	  	$25,000,000
xs
$100,000,000
	 Excess Liability
	  	Iron-Starr	  	$25,000,000
xs
$125,000,000
	 Punitive Damages Excess
	  	Magna Carta Insurance, Ltd	  	$25,000,000
	 Pollution Legal Liability
	  		  	Ace	  	$25,000,000
	 Pollution Legal Liability (Excess)
	  		  	XL	  	$25,000,000
xs Primary
	 Osmose Pollution Legal Liability
	  		  	AIG	  	$25,000,000
	 Osmose Pollution Legal Liability (Excess)
	  		  	Zurich	  	$10,000,000
xs Primary
				
	 International Liability (DIC)
	  		  		  	
	 General Liability
	  	AIG	  	$4,000,000
	 Workers Compensation
	  	AIG	  	$2,000,000
	 Automobile
	  	AIG	  	$2,000,000

  
 - 364 - 

 The following Insurance policies are in effect for Koppers Inc. as of August 4 , 2014 

 

							
	 Hired Automobile Physical Damage
	  		  	AIG	  	$25,000
	 Auto Medical Payments
	  		  	AIG	  	$50,000
	 Employers Liability
	  	AIG	  	$2,000,000
	 Repatriation
	  	AIG	  	$250,000
	 Accidental Death & Dismemberment
	  		  		  	
		  	Per Person (US / Canada)	  	AIG	  	$50,000
		  	Per Person (Third Country Nationals)	  	AIG	  	$25,000
		  	Aggregate	  	AIG	  	$500,000
				
	 Property
	  		  		  	
	 All Risks
	  	Boiler and Machinery	  	AIG	  	$87,500,000 of
$250,000,000
		  	Boiler and Machinery	  	HDI	  	$87,500,000 of
$250,000,000
		  	Boiler and Machinery	  	Liberty Mutual	  	$37,500,000 of
$250,000,000
		  		  	Ace American	  	$37,500,000 of
$250,000,000
			
	 Marine Liability (Transit)
	  	Allianz	  	$10,000,000
	 Marine Liability (Storage)
	  	Allianz	  	$20,000,000
	 Global Excess Marine Liability
	  	ProSight	  	$18,000,000 of $24,000,000
	 Global Excess Marine Liability
	  	Starr	  	$6,000,000 of $24,000,000
	 Motor Truck Cargo Liability
	  	Allianz	  	$10,000
				
	 Business Travel
	  		  		  	
		  	Class 1 - full time salaried employees	  	Chartis	  	5 X Salary max of
$1,500,000
		  	Class 2 - Outside Directors	  	Chartis	  	$250,000
		  	Class 3 - Eligible Spouse / Children	  	Chartis	  	Spouse $100,000 Children
$25,000

  
 - 365 - 

							
	The following Insurance policies are in effect for Koppers Inc. as of August 4 , 2014
				
	 Koppers Europe
	  		  		  	
	 Marine Liability
	  		  	Allianz	  	$1,000,000
	 UK Employer Liability
	  		  	Zurich	  	£25,000,000
	 Employer’s Liability
	  		  	Zurich	  	£5,000,000
	 Professional Indemnity
	  		  	Ace	  	£2,000,000
	 Koppers Europe Public & Products Liability
	  		  	Ace	  	£2,000,000
	 UK Motor Fleet
	  		  	Zurich	  	Unlimited for
personal
 injuryThird Party
Property
Damage

	 UK & Netherlands Computer
	  		  	RSA	  	£1,010,000
	 UK Hired in Plant
	  		  	Zurich	  	£1,200,000
	 Russia Policy (Rail Cars)
	  		  	Igosstrakh	  	Property $2
million USD
Liability $1
million USD
	 UK Personal Accident & Travel
	  		  	Chartis	  	Various
				
	 Koppers Australia
	  		  		  	
	 Workers Compensation
	  		  	QBE	  	Statutory
	 General Liability / Products
	  		  	QBE	  	$5,000,000
	 Umbrella Casualty
	  		  	Chartis	  	US Global
	 Excess Liability
	  		  	XL/Catlin/Iron-Starr	  	US Global
	 Fidelity Guarantee
	  		  	Chubb	  	$500,000
	 Motor Vehicle Fleet
	  		  	Allianz	  	$30,000,000

  
 - 366 - 

									
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Eastern Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Eastern Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Wisconsin and Southern Railroad	  	$	10,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Grand Elk Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Palouse Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Boise Valley Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - South Kansas and Oklahoma Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Batten Kill Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Stillwater Central Railroad	  	$	6,000,000	  
	 Commercial Insurance Railroad Protection Liability Policy
	  	Travelers - Palouse River Railroad	  	$	6,000,000	  

  

											
	 	  	 Statutory

Liability
	  	 Employer’s

Liability
	  	 Marine Cargo
	  	 All Risk

	Protim Solignum Ltd	  	UK	  		  	 Zurich (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	FX738393 (United Kingdom) & 7059759 (overseas)
						
	Osmose	  	Australia	  	Yes for Workers Compensation	  		  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	FX738393 (United Kingdom) & 7059759 (overseas)
						
	Osmose	  	New Zealand	  	 QBE Insurance (Int) Ltd
  

Renewed 1/01/2014
	  	 QBE Insurance (Int) Ltd
  

Renewed 1/01/2014
	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	FX738393 (United Kingdom) & 7059759 (overseas)

  
 - 367 - 

											
	Protim Osmose Ltd	  	Ireland	  		  	 FBD (Chill Ltd Broker)
  

Renewed 1/01/2014
	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	
						
	Protim Solignum Sdn Bhd*	  	Malaysia	  		  	 Berjaya Sompo Insurance Berhad
  

(Antah Insurance Brokers Sdn Bhd)
  

Renewed 1/01/2014
	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	 Berjaya Sompo Insurance Berhad
  

(Antah Insurance Brokers Sdn Bhd) Renewed 1/01/2014

						
	Osmose	  	Thailand	  		  	 New Hamshire Insurance Co.
  

(Independent Consultant Co. Ltd)
	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	New Hamshire Insurance Co (Independent Consultant Co. Ltd) Renewed 1/01/2014
						
	Osmose	  	Denmark	  		  	Moderna Försäkringar	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	Moderna Försäkringar Renewed 1/01/2014
						
	Osmose	  	Finland	  		  	Union Arrangement and Moderna Försäkringar	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	Moderna Försäkringar Renewed 1/01/2014
						
	Osmose	  	Germany	  		  	Union Arrangement and Moderna Försäkringar	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	Moderna Försäkringar Renewed 1/01/2014
						
	Osmose	  	Latvia	  		  	Moderna Försäkringar	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	Moderna Försäkringar Renewed 1/01/2014
						
	Osmose	  	Norway	  		  	No employees	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	Moderna Försäkringar Renewed 1/01/2014

  
 - 368 - 

											
	Osmose	  	Russia	  		  	Moderna Försäkringar	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	No requirement as do not have premises in Russia
						
	Osmose	  	Sweden	  		  	TGL/TFA Union Arrangement and Moderna Försäkringar	  	 ACE European Group (Gallagher Heath Broker)
  

Renewed 1/01/2014
	  	Moderna Försäkringar Renewed 1/01/2014
						
	Protim Solignum South Africa Pty Ltd	  	South Africa	  		  		  		  	
						
	Omose Chile Limitada	  	Chile	  		  		  		  	

  
 - 369 - 

 SCHEDULE 6.1.20 

MATERIAL CONTRACTS 
 Executive Employment
Agreement, dated March 14, 2012, by and between Osmose, Inc. and Paul A. Goydan 
 Joint Venture Contract for the establishment of Koppers (Jiangsu)
Carbon Chemical Company Limited between Koppers International B.V. and Yizhou Group Company Limited dated September 10, 2012. 
 Asset Purchase
Agreement by and between Tolko Industries Ltd., Koppers Ashcroft Inc. and Koppers Inc. dated as of January 7, 2014. 
 Indenture, by and among Koppers
Inc., Koppers Holdings Inc., the Subsidiary Guarantors party thereto and Wells Fargo Bank, National Association, dated as of December 1, 2009. 

Subscription Agreement by and between Koppers Inc. and Mr. Walter Turner dated December 1, 2009. 

Exchange and Registration Rights Agreement by and among Koppers Inc., Koppers Holdings and the other guarantors party hereto, Goldman, Sachs & Co.,
Banc of America Securities LLC, RBS Securities Inc. and UBS Securities LLC, dated December 1, 2009. 
 Asset Purchase Agreement by and between Koppers
Inc. and Koppers Company, Inc., dated as of December 28, 1988. 
 Asset Purchase Agreement Guarantee provided by Beazer PLC, dated as of
December 28, 1988. 
 Employment agreement with Steven R. Lacy dated April 5, 2002. 

Retirement Plan of Koppers Industries, Inc. and Subsidiaries for Salaried Employees. 

Koppers Industries, Inc. Non-contributory Long Term Disability Plan for Salaried Employees. 

Koppers Industries, Inc. Employee Savings Plan. 
 Koppers
Industries, Inc. Survivor Benefit Plan. 
 Employment agreement with Brian H. McCurrie dated October 13, 2003. 

Amendment and Restatement to Article VII of the Asset Purchase Agreement by and between Koppers Inc. and Beazer East, Inc., dated July 15, 2004. 

Agreement and Plan of Merger dated as of November 18, 2004, by and among Koppers Inc., Merger Sub for KI Inc. and Koppers Holdings Inc. (f/k/a KI
Holdings Inc.). 

  
 - 370 - 

 Asset Purchase Agreement dated April 28, 2006 between Reilly Industries, Inc. and Koppers Inc. 

Joint Venture Contract in relation to the establishment of Tangshan Koppers Kailuan Carbon Chemical Co., LTD, among Kailuan Clean Coal Company Limited,
Koppers Mauritius, and Tangshan Iron & Steel Co. Ltd. 
 Koppers Holdings Inc. Benefit Restoration Plan. 

Purchase Agreement dated as of August 3, 2008 by and among Koppers Inc., Carbon Investments, Inc., and ArcelorMittal S.A. 

Koppers Inc. Supplemental Executive Retirement Plan I. 
 Koppers
Inc. Supplemental Executive Retirement Plan II. 
 Amendment to Employment Agreement with Steven R. Lacy effective as of January 1, 2009. 

Amendment to Employment Agreement with Brian H. McCurrie effective as of January 1, 2009. 

Amendment to Koppers Holdings Inc. Benefit Restoration Plan effective as of January 1, 2009. 

Amendment to the Employee Savings Plan of Koppers Inc. and Subsidiaries effective as of January 1, 2008. 

Amendment to the Retirement Plan for Koppers Inc. effective January 1, 2008. 

Restricted Stock Unit Issuance Agreement – Time Vesting. 

Restricted Stock Unit Issuance Agreement – Performance Vesting. 

Notice of Grant of Stock Option. 
 Amendment #2 to Employment
Agreement with Brian H. McCurrie effective May 1, 2010. 
 Form of Koppers Holdings Inc. Restricted Stock Unit Issuance Agreement Non-Employee Director
–Time Vesting. 
 Letter Agreement between James T. Dietz and Koppers Inc. dated October 4, 2006. 

Summary of Terms and Conditions of Employment between Mark R. McCormack and Koppers. 

Amendment No. 2 to Employment Agreement with Steven R. Lacy effective December 19, 2012. 

  
 - 371 - 

 Amendment No. 3 to Employment Agreement with Brian McCurrie effective December 19, 2012. 

Employment Agreement between Koppers Inc. and Walter W. Turner effective January 1, 2013. 

2013 Restricted Stock Unit Issuance Agreement – Time Vesting for Walter W. Turner. 

2013 Restricted Stock Unit Issuance Agreement – Performance Vesting for Walter W. Turner. 

2013 Notice of Grant of Stock Option for Walter W. Turner. 

Form of Amended and Restated Change in Control Agreement entered into as of May 6, 2013 between the Company and the named Executive. 

Amendment No. 3 to Employment Agreement with Steven R. Lacy effective August 7, 2013. 

Amendment No. 4 to Employment Agreement with Brian McCurrie effective August 7, 2013. 

2014 Restricted Stock Unit Issuance Agreement – Time Vesting. 

2014 Restricted Stock Unit Issuance Agreement – Time Vesting for Walter W. Turner. 

Senior Management Corporate Incentive Plan. 
 Management
Incentive Plan. 
 EBIT Based Management Incentive Plan. 

Letter dated April 24, 2014 from Koppers Inc. to Brian H. McCurrie. 

Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated effective February 28, 2014. 

Stock Purchase Agreement by and among Osmose Holdings, Inc., Osmose, Inc., Osmose Railroad Services, Inc. and Koppers Inc. dated as of April 13, 2014.

  
 - 372 - 

 SCHEDULE 6.1.22 

EMPLOYEE BENEFIT PLAN DISCLOSURES 

None 

  
 - 373 - 

 SCHEDULE 6.1.24 

ENVIRONMENTAL DISCLOSURES 

Section 6.1.24(1): 
  

	1)	In July 2008, the Illinois EPA (“IEPA”) issued two Notices of Violation to the Stickney, Illinois facility alleging improper management of hazardous materials and demanding an investigation of the site. One
notice was for the owned portion of the site (38 acres) and one Notice was for the leased terminal. Koppers Inc. (the “Company”), in cooperation with the former owner, Beazer East Inc., has conducted an investigation of both parcels.
Remediation of the leased parcel is complete and the IEPA issued a Return to Compliance Letter on the Notice of Violation. Investigation continues on the owned parcel. 

 

	2)	In February 2007, the United States Environmental Protection Agency (“EPA” or “USEPA”) Region IV issued an Information Request to both the Company and Beazer East, Inc. regarding the investigation
and remediation of the Grenada, Mississippi facility. Subsequent meetings resolved the issues related to the owned property, but issues were raised concerning the possible migration of contaminants off the property. The Company, in cooperation with
the former owner, Beazer East Inc, conducted a series of investigations of off site properties and have conducted remediation activities in certain areas. Additional discussions are ongoing regarding remediation of additional areas.

  

	3)	Florence NOV – In February 2013, the South Carolina Department of Health and Environmental Control (“SCDHEC”) issue a Notice of Violation to the Company regarding issues related to the design of the
facility drip track. The Company has engaged in ongoing discussions with SCDHEC regarding the design and possible modifications to address the concerns. 

  

	4)	Stickney SPCC – On January 31, 2014, the United States Environmental Protection Agency (“USEPA”) Region V issued a Notice of Violation regarding the facility Spill Prevention, Countermeasures and
Control (“SPCC”) Plan as a result of a September 11, 2013 inspection. The NOV alleges a lack of detail in the Plan. The Company has been working with USEPA to address the concerns. 

 

	5)	Follansbee - On December 28, 2012, Beazer East Inc (“Beazer”) alleged an increase in Light Non-Aqueous Phase Liquids (“LNAPL”) in an on-site groundwater monitoring well were being caused be
Koppers activities at the site and demanded that the Company address the issue. The Company agreed to conduct an investigation. The initial investigation revealed that the alleged source of contaminants, an on-site sump, was intact and was not the
cause of the contaminants. Further investigation is planned to identify a source. 

  

	6)	 Portland Harbor Superfund. The Company has been named as one of the potentially responsible parties (“PRPs”) at the Portland Harbor CERCLA
site located on the Willamette River in Oregon. The Company currently operates a coal tar pitch terminal near the site. The Company has responded to an EPA information request and has executed a PRP agreement which outlines the process to
develop an allocation of past and future costs among more than 80 parties to the site. The Company believes that it is a de minimus contributor at 

  
 - 374 - 

	 	
the site. Additionally, a separate natural resources damages assessment (“NRDA”) is being conducted by a local trustee group. The NRDA is intended to identify further information
necessary to estimate liabilities for remediation based settlements of national resource damages (“NRD”) claims. The Company may also incur liabilities under the NRD process and has entered into a separate process to develop an
allocation of NRD cost. 

 On March 30, 2012, a draft Feasibility Study (“FS”) was submitted to EPA by the Lower
Willamette Group (“LWG”), a group of certain PRPs which has been conducting the investigation of the site. The draft FS identifies ten possible remedial alternatives which range in cost from approximately $170 million to $1.8
billion. The FS does not determine who is responsible for remediation costs or select remedies. The FS is under review by the EPA which will issue a final decision on the nature and extent of the final remediation. Responsibility for
implementing and funding that work will be decided in a separate allocation process. 
 Other than the estimated costs of participating in
the PRP group at the Portland Harbor CERCLA site, the Company has not provided a reserve for this matter because there has not been a determination of the total cost of the investigation, the remediation that will be required, the amount of natural
resources damages or how those costs will be allocated among the PRPs. Accordingly, the Company believes that it cannot reasonably determine the probability of a loss, and the amount of loss, if any, cannot be reasonably estimated. An unfavorable
resolution of this matter may have a material adverse effect on the Company’s business, financial condition, cash flows and results of operations. 
  

	7)	Newark Bay Superfund. In September 2009, the Company received a general notice letter notifying it that it may be a PRP at the Newark Bay CERCLA site. In January 2010, Koppers Inc. submitted a response to the
general notice letter asserting that Koppers Inc. is a de minimus party at this site. 

 Other than the estimated costs
of participating in the PRP group at the Newark Bay CERCLA site, the Company has not provided a reserve for this matter because there has not been a determination of the total cost of the investigation, the remediation that will be required, the
amount of natural resources damages or how those costs will be allocated among the PRPs. Accordingly, the Company believes that it cannot reasonably determine the probability of a loss, and the amount of loss, if any, cannot be reasonably estimated.
An unfavorable resolution of this matter may have a material adverse effect on the Company’s business, financial condition, cash flows and results of operations. 
  

	8)	In addition, the Company has been notified that it is a PRP in the following site and has joined the PRP group at the following site: 

a. LWD, Calvert City, Kentucky - In 2009, USEPA accepted completion of remedial activities at the site. Subsequently, the Kentucky
Department of Environmental Protection (“KYDEP”) identified additional potential work areas. Final costs and a consent order are being prepared to complete the PRP’s approved scope of work and operation and maintenance
(“O&M”) plan for these areas. The PRPs and other settling parties have settled USEPA’s claim for past recovery cost reimbursement. The PRP Group’s and USEPA’s 

  
 - 375 - 

 
tolling agreements with non-settling parties expired on 12/31/2012 and the PRPs filed suit against non-settling parties at that time. The PRP continues to obtain funds from these previously
non-settling parties. The Company does not believe that on an individual basis this matter would have a material adverse effect on the Company’s business, financial condition, cash flows and results of operations. 

Section 6.1.24(2): 
 Follansbee, WV NPDES
– a permit was issued in February 2013 with modified discharge limits on certain parameters which the Company cannot currently meet. The Company has appealed the modified discharge limits on those certain parameters (and certain other minor
matters) and is working with the West Virginia DEP to resolve the issues. 
 Guthrie, KY air permit – As the result of installation of new
equipment, Kentucky required the Company to perform air emission testing. The results of such testing are in discussion and may result in modified permit limits. 

Clairton, PA air permit – While developing Title V Application for the facility, the facility discovered permits initiated by former owners
which are not a part of the current permit application. The Company is working with the Allegheny County Health Department to resolve the issues associated with these permits with the goal of obtaining the required Title V Permit. 

Section 6.1.24(3): 
 Follansbee, WV
NPDES – a permit was issued in February 2013 with modified discharge limits on certain parameters which the Company cannot currently meet. The Company has appealed the modified discharge limits on those certain parameters (and certain other
minor matters) and is working with the West Virginia DEP to resolve the issues. 
 Section 6.1.24(7): 

There may be structures, improvements, equipment, fixtures, impoundments, pits, lagoons, or aboveground or underground storage tanks which are owned by a Loan
Party (by virtue of the acquisition of a Property), but that are not currently operated by an Loan Party which may contain Regulated Substances other than conforming to the descriptions contained in Section 6.1.24 (vii). 

  
 - 376 - 

 Section 6.1.24(9): 

The Company has been notified that it is a PRP at the following site: 
  

	 	1)	LWD, Calvert City, Kentucky 

  

	 	2)	Portland Harbor 

  

	 	3)	Newark Bay 

 Section 6.1.24(10): 

 

	1)	Properties owned or operated by the Borrower that are on the NPL: Florence, South Carolina (200 acres of owned property); Gainesville, Florida (86 acres of owned property); Galesburg, Illinois (125 acres of
leased property). 

  

	2)	Properties owned or operated by the Borrower at which a RCRA Facility Investigation, Corrective Action Study and/or Corrective Action is underway: Denver, Colorado (64 acres of owned property; Follansbee, West
Virginia (32 acres of owned property); Green Spring, West Virginia (98 acres of owned property); Grenada, Mississippi (154 acres of owned property); Guthrie, Kentucky (122 acres of owned property); Montgomery, Alabama (84 acres of owned property); l
North Little Rock, Arkansas (148 acres of owned property); Portland, Oregon (6 acres of leased property); Roanoke, Virginia (91 acres of owned property); Somerville, Texas (244 acres of owned property);; Susquehanna, Pennsylvania (109 acres of owned
property); Woodward, Alabama (23 acres of owned property); Florence, South Carolina (listed on NPL, but being remediated under RCRA). 

  

	3)	Properties owned or operated by the Borrower that are being investigated under Environmental Laws other than CERCLA or RCRA: Clairton, Pennsylvania (17 acres of owned property) – Pursuant to Pennsylvania
Clean Streams Law; Stickney, Illinois (38 acres of owned property) – voluntary site investigation at the request of the IEPA; Stickney, Illinois (7.89 acres of leased land) – Illinois site remediation program. 

 

	4)	Properties owned or operated by the Borrower which have known CERCLA or RCRA sites located adjacent: ; Denver, Colorado – Broderick wood treating site (CERCLA); Denver, Colorado – Dewey Lake (to the
knowledge of any Loan Party Dewey Lake has not yet been identified or proposed to be identified on any such list, but some investigatory work has been done); Clairton, Pennsylvania – USS Clairton Works (RCRA); Portland, Oregon – Portland
Harbor (CERCLA); Woodward, Alabama – Beazer Coke Plant (RCRA); Grenada, Mississippi – Heatcraft (RCRA). 

 Note: All Properties
subject to a Remedial Action either have a land use restriction filed, recorded or imposed, or can be expected to have a land use restriction filed, recorded or imposed, effectively restricting the use of the land to industrial use. 

Section 6.1.24(11): 
 Green Spring, West Virginia;
Roanoke, Virginia; and Montgomery, Alabama are each located in a floodplain. 

  
 - 377 - 

 Section 6.1.24(14) 

Port Clarence, UK: – In January 2014, the UK Health and Safety Executive (“HSE”) expressed concern about issues related to the Control of Major
Accidents and Hazards ((“COMAH”) status of the facility and requested a five year plan to address deficiencies. The Company has provided a plan and continues to work with the HSE to resolve issues. 

In December 2007, EPA Region IV issued an Information Request to Osmose, Inc. regarding the J&W Pallet and Drum Superfund Site in Atlanta, Georgia. In its
January 2008 response, Osmose, Inc. stated that it has no record of sending waste to J&W Pallet and Drum Company. To the knowledge of the Loan Parties, Osmose, Inc. has not corresponded with EPA about this matter since January 2008. 

In October 2007, EPA Region 4 issued an Information Request to Osmose, Inc. regarding the Kentucky Wood Preserving Site in Winchester, Kentucky. In its
response, Osmose, Inc. stated that, according to its records, it sold a product to Kentucky Wood Preserving between 1964 and sometime after 1980. To the knowledge of the Loan Parties, Osmose, Inc. has not otherwise corresponded with EPA about this
matter. 
 Groundwater sampling conducted in 2012 and 2013 at the Osmose, Inc. facility in Mt. Gambier, Australia indicated the presence of dissolved
chromium at levels above applicable guidelines. A further investigation is being conducted in consultation with the Southern Australian Environmental Protection Agency. 

Groundwater and soil sampling at the Osmose, Inc. facility in Wiri, New Zealand indicates the presence of constituents of concern in soil and groundwater,
including groundwater in boundary wells, above adopted trigger levels. Osmose, Inc. reported groundwater sampling results to, and is responding to direction from, the Auckland Regional Council. 

In January 2011, Osmose, Inc. responded to an inquiry from EPA regarding claims with respect to the validity of a formulator’s exemption for three
products. In its response, Osmose, Inc. explained why the exemption was properly obtained. To the knowledge of the Loan Parties, Osmose, Inc. has not heard from EPA about this matter since that time. 

Regulated Substances are present at detectable levels in soil and groundwater associated with certain real properties located in the United Kingdom and
acquired by the Borrower in the Osmose Acquisition. The Loan Parties plan to take Remedial Action in accordance with Environmental Laws. 
 The Tennessee
Department of Environmental Conversation notified Osmose, Inc. that property located in Millington, Tennessee has been entered into the State Remediation Program, in connection with a Remedial Action at the property. 

In connection with a release of Regulated Substances, Remedial Action is being undertaken at an Osmose, Inc. facility located at 5151 South Loop East,
Houston, Texas under the oversight of the Texas Commission of Environmental Quality. 

  
 - 378 - 

 Remedial Action, involving the removal of contaminated soil, is being undertaken as part of the decommissioning
of a former Osmose, Inc. facility located on leased property in Campbellville, Ontario. 

  
 - 379 - 

 SCHEDULE 8.1.3 

INSURANCE REQUIREMENTS RELATING TO COLLATERAL 

COVENANTS: 
 At the request of the Administrative Agent, the Loan
Parties shall deliver to the Administrative Agent and each of the Lenders (x) on the Closing Date and annually thereafter an original certificate of insurance signed by the Loan Parties’ independent insurance broker describing and
certifying as to the existence of the insurance on the Collateral required to be maintained by this Agreement and the other Loan Documents, together with a copy of the endorsement described in the next sentence attached to such certificate, and
(y) from time to time a summary schedule indicating all insurance then in force with respect to each of the Loan Parties. Such policies of insurance shall contain special endorsements, in form and substance reasonably acceptable to the
Administrative Agent, which shall include the provisions set forth below or are otherwise in form reasonably acceptable to the Administrative Agent in its discretion. The applicable Loan Parties shall notify the Administrative Agent promptly of any
occurrence causing a material loss or decline in value of the Collateral and the estimated (or actual, if available) amount of such loss or decline. Except for monies which the applicable Loan Party is entitled to use for replacement or rebuilding
as permitted herein, any monies received by the Administrative Agent or the Collateral Agent, as the case may be, constituting insurance proceeds for the Collateral may, at the option of the Administrative Agent, (i) be applied by the
Administrative Agent to the payment of the Loans in such manner as the Administrative Agent may reasonably determine, or (ii) be disbursed to the applicable Loan Parties on such terms as are deemed appropriate by the Administrative Agent for
the repair, restoration and/or replacement of property in respect of which such proceeds were received. 
 Except in the case of liability insurance and
workmen’s compensation insurance relating to the Collateral owned by the Loan Parties: 
 (10) provided no Event of Default or
Potential Default exists, all insurance proceeds for losses of $10,000,000 or less shall be adjusted with and payable to the applicable Loan Parties, 

(11) provided no Event of Default or Potential Default exists, all insurance proceeds for losses greater than $10,000,000 but less than
$30,000,000 shall be adjusted with and payable to the applicable Loan Parties and shall be either used by the Loan Parties within 180 days of the receipt of such proceeds to rebuild or replace the property subject to such loss (provided that the
Loan Parties shall have provided to the Administrative Agent within 60 days of the receipt of such proceeds satisfactory evidence of such Loan Parties’ commitment to rebuild or replace such property in the form of executed purchase orders,
construction contracts and the like) or applied as a mandatory prepayment of the Loans in accordance with the provisions of Section 5.7.2 [Application Among Loans and Interest Rate Options]; and 

(12) all insurance proceeds for losses of $30,000,000 or more shall be adjusted with the applicable Loan Parties and payable to the
Administrative Agent or the Collateral Agent, as the case may be; provided that in the event of such a loss under this clause (c), the 

  
 - 380 - 

 
Loan Parties may provide the Administrative Agent with a written request within 10 days of such loss that the Loan Parties be permitted to use the insurance proceeds associated with such loss for
rebuilding or replacing the property subject to such loss, and upon receipt of such request, the Administrative Agent shall distribute such request to the Lenders, which shall have 15 days to decide whether to approve or deny such request, and, 

(1) in the event that the Required Lenders approve such request, the Administrative Agent shall provide notice of such approval
to the Borrower, and the Borrower shall have 180 days from the receipt of such proceeds to rebuild or replace the property subject to such loss (provided that the Loan Parties shall have provided to the Administrative Agent within 60 days of the
receipt of such proceeds satisfactory evidence of such Loan Parties’ commitment to rebuild or replace such property in the form of executed purchase orders, construction contracts and the like), 

(2) in the event that the Required Lenders fail to approve such request or the Loan Parties fail to reinvest such funds within
180 days from the date of receipt of such proceeds (or fail to provide the Administrative Agent with satisfactory evidence of such parties’ commitment to rebuild or replace such property within 60 days of the receipt of such proceeds), such
proceeds shall be applied as a mandatory prepayment of the Loans in accordance with the provisions of Section 5.7.1, 

(3) include effective waivers by the insurer of all claims for insurance premiums against the Administrative Agent or the
Collateral Agent, as the case may be, 
 (4) provide that no cancellation of such policies by reason of non-payment of
premium shall be effective until at least ten (10) days after receipt by the Administrative Agent or the Collateral Agent, as the case may be, of written notice of such cancellation, 

(5) provide that no cancellation of such policies for any reason (other than non-payment of premium) nor any change therein
shall be effective until at least thirty (30) days after receipt by the Administrative Agent or the Collateral Agent, as the case may be, of written notice of such cancellation or change, 

(6) be primary without right of contribution of any other insurance carried by or on behalf of any additional insureds with
respect to their respective interests in the Collateral, and 
 (7) provide that inasmuch as the policy covers more than one
insured, all terms, conditions, insuring agreements and endorsements (except limits of liability) shall operate as if there were a separate policy covering each insured. 

  
 - 381 - 

 ENDORSEMENTS: 

(i) specify each of the Administrative Agent and the Collateral Trustee (and their respective successors and assigns) as an additional insured
and lender loss payee as its interests may appear, with the understanding that any obligation imposed upon the insured (including the liability to pay premiums) shall be the sole obligation of the applicable Loan Parties and not that of the insured,

 (ii) with respect to all property insurance policies, provide that the interest of the Lenders shall be insured regardless of any breach
or violation by the applicable Loan Parties of any warranties, declarations or conditions contained in such policies or any action or inaction of the applicable Loan Parties or others insured under such policies, except that the insurer shall not be
obligated to maintain the insurance if the breach consists of non-payment of premiums which continues for ten (10) days after written notice to Administrative Agent, 

(iii) provide a waiver of any right of the insurers to set off or counterclaim or any other deduction, whether by attachment or otherwise,

 (iv) provide that any and all rights of subrogation which the insurers may have or acquire against the Loan Parties shall be, at all
times and in all respects, junior and subordinate to the prior Payment In Full of the Obligations hereunder and that no insurer shall exercise or assert any right of subrogation until such time as the Obligations hereunder have been Paid In Full and
the Commitments have terminated, 
 (v) provide that no cancellation of such policies by reason of non-payment of premium shall be effective
until at least ten (10) days after receipt by the Administrative Agent of written notice of such cancellation, 
 (vi) provide that no
cancellation of such policies for any reason (other than non-payment of premium) nor any change therein shall be effective until at least thirty (30) days after receipt by the Administrative Agent of written notice of such cancellation or
change, 
 (vii) be primary without right of contribution of any other insurance carried by or on behalf of any additional insureds with
respect to their respective interests in the Collateral, and 
 (viii) provide that inasmuch as the policy covers more than one insured, all
terms, conditions, insuring agreements and endorsements (except limits of liability) shall operate as if there were a separate policy covering each insured. 

  
 - 382 - 

 SCHEDULE 8.2.1 

PERMITTED INDEBTEDNESS 
  

									
	 United States (all amounts in U.S.
Dollars)
	  	Total Facility	 	 	Total Drawn As
of
Amended And
Restated Credit
Agreement
Effective Date*	 
	 Koppers Inc. – (Financing of Insurance Premiums)

Bank Direct Capital Finance / AFCO Premium Credit LLC
	  	 
 
 	(not to exceed $13 million
depending on premium
amount)	  
  
  	 	 	(not to exceed $13 million)	  
	 PNC Visa Procurement Card
	  	$	2,200,000	  	 	$	1,100,000	  
	 Bank of America, NA –Uncommitted Banker’s Undertaking Facility and Uncommitted Overdraft Facility to Koppers Australia Pty,
Limited
	  	A$	11,000,000	  	 	A$	2,130,729	  
			
	 Bank of America, NA –Overdraft Facility to Koppers International BV
	  	€	5,000,000	  	 	 	Nil	  
	 Koppers Europe and its Subsidiaries - Den Danske Bank
	  	(£)	1,000,000	  	 	(£)	571,273	  

 The following intercompany loans 

Loan by Koppers World-Wide Ventures Corporation to Koppers Australia Holding Company Pty. Ltd. – AU$64 million 

Loan by Koppers World-Wide Ventures Corporation to Koppers Mauritius - USD $4.1 million 

Loan by Koppers World-Wide Ventures Corporation to Koppers Ashcroft CAD $18.8 million 

Loan by Koppers Assurance Inc. to Koppers Inc. – USD $40.8 million 

Loan by Koppers European Holdings ApS to Koppers Denmark ApS - DKK 0.6 Million 

Loan by Koppers Europe ApS to Koppers Denmark ApS to–DKK 2.4 Million 

Loan by Koppers Denmark ApS to Koppers International B.V. –DKK 91.8 million. 

Loan by Koppers Tar Tech International ApS to Koppers Denmark ApS –DKK 3.0 million 

Loan by Koppers UK Limited to Koppers International B.V. - GBP 17 Million 

Loan by Timber Specialties Co to Tecnologias De Madeiras Brasileiras Participacoes Ltda 

CDN $3.1 million 
  

							
	 BOND NO.
	  	 OBLIGEE / DESCRIPTION
	  	BOND Amount	 
	131011001	  	 U. S. CUSTOMS AND BORDER PROTECTION
	  	$	50,000	  
		  	 Importer Bond, Customs Assigned bond #9913FS153; Surety bond #131011001/SUR0017871
	  			
			
	K08744427	  	 DEPARTMENT OF AGRICULTURE, STATE OF
	  	$	10,000	  
		  	 Agriculture permit bond
	  			
			
	K08854919	  	 WISCONSIN & SOUTHERN RAILROAD LLC
	  	$	1,028,202	  
		  	 Madison Subdivision Bridge Rehabilitation; Contract #R1306
	  			

  
 - 383 - 

							
			
	K0892837A	  	 STATE OF MINNESOTA
	  	$	170,800	  
		  	 Project 2014-079-04/8T134; Glacial Lakes Trail - Nest Lake Bridge
	  			
			
	K09053864	  	 CSX TRANSPORTATION, INC.
	  	$	162,983	  
		  	 Repair Overhead Highway Bridge over Louina Street at Mile Post ANJ-843.20, Roanoke, Alabama
	  			
			
	SUR0020937	  	 STATE OF OREGON
	  	$	20,000	  
		  	 Commercial Contractors Bond
	  			
			
	SUR0020939	  	 OFFICE OF THE SECRETARY OF STATE OF
	  	$	500	  
		  	 Notary bond for Helen Hoeft
	  			
			
	SUR0020944	  	 STATE OF ARIZONA
	  	$	10,000	  
		  	 Class A General Engineering
	  			
			
	SUR0020955	  	 STATE OF IOWA, DIVISION OF LABOR
	  	$	25,000	  
		  	 Out-of-State Contractors Tax Bond; Contractor Registration No: C086353
	  			
			
	SUR0020956	  	 WEST VIRGINIA DIVISION OF LABOR
	  	$	38,000	  
		  	 Wage payment collection bond
	  			
			
	SUR0020965	  	 STATE OF ARKANSAS
	  	$	10,000	  
		  	 Contractor’s Compliance Bond
	  			
			
	SUR0020967	  	 STATE OF OREGON, OREGON DEPARTMENT OF
	  	$	3,750	  
		  	 Highway use tax bond
	  			
			
	SUR0020968	  	 STATE OF DELAWARE
	  	$	9,000	  
		  	 Non-resident contractor bond
	  			
			
	SUR0020983	  	 OFFICE OF THE SECRETARY OF STATE OF
	  	$	500	  
		  	 Notary bond for Cathy Cremer
	  			
			
	SUR0020986	  	 STATE OF NEW MEXICO REGULATION AND
	  	$	10,000	  
		  	 Contractor License Bond
	  			
			
	SUR0020987	  	 STATE OF MONTANA
	  	$	500	  
		  	 Commercial Pesticide Applicator Bond
	  			
			
	SUR0020989	  	 STATE OF WASHINGTON
	  	$	12,000	  
		  	 Continuous Contractor’s Bond
	  			
			
	SUR0020990	  	 STATE OF WASHINGTON
	  	$	100,000	  
		  	 Pesticide Applicator Bond
	  			
			
	SUR0020991	  	 STATE OF ARKANSAS
	  	$	100,000	  
		  	 Commercial Applicator’s License Bond - use and/or apply pesticides or fertilizers
	  			

  
 - 384 - 

							
			
	SUR0020992	  	 STATE OF MISSISSIPPI
	  	$	5,000	  
		  	 license to engage in wood preservation - utility poles, control of pests of utility poles; control of pests by
	  			
			
	SUR0021009	  	 STATE OF CALIFORNIA.
	  	$	12,500	  
		  	 Contractor’s Bond
	  			
			
	SUR0021010	  	 STATE OF CALIFORNIA.
	  	$	12,500	  
		  	 Bond of Qualifying Individual
	  			
			
	SUR0022944	  	 OFFICE OF THE SECRETARY OF STATE OF
	  	$	500	  
		  	 Notary bond for Kristin Lees
	  			
			
	SUR0022953	  	 THE OREGON INTERNATIONAL PORT OF COOS
	  	$	527,557	  
		  	 Oregon International Port of Coos Bay 2013 Major Rail Rehabilitation - Steel Bridge Repair Project
	  			
			
	SUR0022958	  	 CHICAGO, CENTRAL & PACIFIC RAILROAD
	  	$	3,295,189	  
		  	 Bridge 182.0 Swing Span Strengthening Mile 182 Dubuque Subdivision, near Dubuque, Iowa; Contract
	  			
			
	SUR0022982	  	 STATE OF MINNESOTA
	  	$	243,500	  
		  	 Project 2013-125-02, St Croix River Trail Bridge Rehabilitation
	  			
			
	SUR0022997	  	 OREGON INTERNATIONAL PORT OF COOS BAY
	  	$	1,940,594	  
		  	 2013 Major Rail Rehabilitation Project - Coos Bay, Siuslaw & Umpqua Swing Span Bridges Repair Project
	  			
			
	SUR0023002	  	 STATE OF OREGON
	  	$	30,000	  
		  	 Statutory Public Works Bond
	  			
			
	SUR0023033	  	 CONNECTICUT SOUTHERN RAILROAD, INC.
	  	$	3,180,835	  
		  	 2014 CSOR Manchester Subdivision Br. 1.1 Steel Repairs
	  			
			
	SUR0023034	  	 NORFOLK SOUTHERN RAILWAY COMPANY
	  	$	289,668	  
		  	 Preservative Treatment at Bridge NB-30 in New Bern, NC; Contract #1440001824, BRIDGE-NC-2014-01
	  			

  
 - 385 - 

 SCHEDULE 8.2.3 

GUARANTIES 
  

									
	 Guarantor
	  	 Primary Obligor
	  	 Lender / Guarantee
	  	Amount	 
	 Koppers Inc.
	  	Koppers Europe	  	Den Danske Bank	  	£	1,000,000	  
				
	 Koppers Inc.
	  	Koppers Employees (multiple)	  	American Express	  	$	200,000	  
				
	 Koppers Inc.
	  	Koppers International B.V.	  	Arcelor Mittal	  	 	5 000 000,00 PLN	  
				
	 Koppers Inc.
	  	Koppers International B.V.	  	Koppers UK Ltd	  	$	6,000,000	  

  
 - 386 - 

 SCHEDULE 8.2.4 

PERMITTED LOANS AND INVESTMENTS 

North America (currency as noted) – 
 Investment by
Koppers Inc. in Koppers Assurance, Inc. – US$0.5 million 
 Investment by Koppers World-Wide Ventures Corporation in Koppers Australia Holding Company
Pty. Ltd. – US$3.5 million 
 Investment by Koppers World-Wide Ventures Corporation in Koppers Ventures LLC – US$21.8 million 

Investment by Koppers World-Wide Ventures Corporation in Koppers World-Wide Holdings C.V. – US$0.1 million 

Investment by Koppers Ventures LLC in Koppers World-Wide Holdings C.V. – US$21.8 million (related to the Investment by Koppers World-Wide Ventures
Corporation in Koppers Ventures LLC of US$21.8 million) 
 Investment by Koppers Concrete Products, Inc. in KSA Limited Partnership – US$33,170 

Investment by Concrete Partners, Inc. in KSA Limited Partnership – US$1.9 million 

Loan by Koppers Concrete Products, Inc. in KSA Limited Partnership – US$4,500 

Loan by Concrete Partners, Inc. in KSA Limited Partnership – US$220,500 

Loan by Koppers World-Wide Ventures Corporation to Koppers Australia Holding Company Pty. Ltd. – AU$64 million 

Loan by Koppers World-Wide Ventures Corporation to Koppers Mauritius US$4.1 million 

Loan by Koppers World-Wide Ventures Corporation to Koppers Ashcroft CAD $18.8 million 

Loan by Koppers Assurance, Inc. to Koppers Inc. – US$40.8 million 

Advance accounts (loans) by Koppers Inc. to wood raw material suppliers totaling US$ 2,009,541.28 

Loan by Timber Specialties Co to Tecnologias De Madeiras Brasileiras Participacoes Ltda 

CDN $3.1 million 

  
 - 387 - 

 Australia (all amounts in Australian Dollars) 

Investment by Koppers Australia Holding Company Pty. Ltd. in Koppers Australia Pty. Ltd. – AU$81.5 million 

Investment by Koppers Australia Pty. Ltd. in Koppers Carbon Materials & Chemicals Pty. Ltd. – AU$9.2 million 

Investment by Koppers Australia Pty. Ltd. in Continental Carbon Australia Pty. Ltd. – AU$8.7 million 

Investment by Koppers Australia Pty. Ltd. in Koppers Wood Products Pty. Ltd. – AU$7.1 million 

Investment by Koppers Australia Pty. Ltd. in Koppers Mauritius – AU$19.5 million 

Investment by Koppers Australia Pty. Ltd. in Koppers (Beijing) Chemical Co., Ltd. – AU$0.1 million 

Europe (currency as noted) 
 Investment by Koppers Europe
ApS in Koppers Denmark ApS – DKK 49.0 million 
 Investment by Koppers Denmark ApS in Koppers Tar Tech International ApS – DKK
0.2 million 
 Investment by Koppers Denmark ApS in Koppers European Holdings ApS – DKK 0.6 million 

Investment by Koppers European Holdings ApS in Koppers Poland Sp. Z.o.o. – DKK 0.5 million 

Investment by Koppers European Holdings ApS in Koppers UK Holding Ltd. – DKK 6 million 

Investment by Koppers UK Holding Ltd. in Koppers UK Limited – GBP 11.8 million 

Investment by Koppers UK Limited in Koppers Specialty Chemicals Ltd. – GBP 0.1 million 

Investment by Koppers UK Limited in Koppers UK Transport Ltd. – GBP 0.3 million 

Investment by Koppers World-Wide Holdings C.V. in Koppers International B.V. – Euro 9.7 million 

Investment by Koppers International B.V. in Koppers Netherlands B.V. – Euro 18.0 million 

Investment by Koppers International B.V. in Koppers Europe ApS – Euro 21.4 million 

Investment by Koppers International B.V. in Koppers S.a.r.l. Luxembourg – Euro 0.1 million 

Investment by Koppers International B.V. in Koppers (Tianjin) Trading Co., Ltd (China) – USD 1.0 million 

  
 - 388 - 

 Investment by Koppers International B.V. in Koppers (Jiangsu) Carbon Chemical Co., Ltd (China) – Euro
16.0 million 
 Loan by Koppers European Holdings ApS to Koppers Denmark ApS – DKK 0.6 million 

Loan by Koppers Europe ApS to Koppers Denmark ApS to – DKK 2.4 million 

Loan by Koppers Denmark ApS to Koppers International B.V. – DKK 91.8 million 

Loan by Koppers Tar Tech International ApS to Koppers Denmark ApS – DKK 3.0 million 

Loan by Koppers UK Ltd to Koppers International B.V. GBP 17 million 

  
 - 389 - 

 SCHEDULE 8.2.9 

PERMITTED PARTNERSHIPS, LLCS, JOINT VENTURES 

KSA Limited Partnership 
 Koppers Ventures LLC 

Koppers (China) Carbon & Chemical Co Ltd 
 Koppers
(Jiangsu) Carbon Chemical Co. Ltd 
 Wood Protection LP 

Osmose Thailand Pty. Ltd. 
 Osmose Chile Limitada 

Technologias DeMadeiras Brasileiras Comerico De Preservantes Ltda. 

1172 North Thomas, LLC 

  
 - 390 - 

 SCHEDULE 8.2.10 

BUSINESS DESCRIPTIONS 
 Koppers Holdings
Inc. was incorporated in November 2004 as a holding company for Koppers Inc. (Koppers). Koppers is a leading integrated global provider of carbon compounds and commercial wood treatment products and services. Their products are used in a variety of
niche applications in a diverse range of end-markets, including the aluminum, railroad, specialty chemical, utility, rubber, concrete and steel industries. Koppers serves their customers through a comprehensive global manufacturing and distribution
network, with manufacturing facilities located in the United States, Australia, China, the United Kingdom, Denmark, Canada, and the Netherlands. 
 Legacy
Koppers operates two principal business segments: Carbon Materials and Chemicals and Railroad and Utility Products and Services. Their operations are, to a substantial extent, vertically integrated. Through its Carbon Materials and Chemicals
business, they process coal tar into a variety of products, including carbon pitch, creosote, naphthalene and phthalic anhydride, which are intermediate materials necessary in the production of aluminum, the pressure treatment of wood, the
production of high-strength concrete, and the production of plasticizers and specialty chemicals, respectively. Through its Railroad and Utility Products and Services business, they are the largest supplier of railroad crossties to the North
American railroads. 
 In the third quarter of 2014, Koppers Inc. acquired Osmose, Inc. (WPG) and Osmose Railroad Services, Inc. (ORS). WPG is the leading
global manufacturer and provider of wood preservation and treatment chemicals which enhance the useful life of wood by protecting it from rot, decay, termites. The company’s products serve a diverse range of end-markets including
infrastructure, residential and commercial construction, and agriculture. The company has operations and sales in North America, Latin America, Europe and Australasia. ORS is a leading provider of railroad infrastructure services including bridge
inspection, engineering, maintenance and repair, and construction services for Class 1 and shortline railroads in North America. 

  
 - 391 - 

 EXHIBIT 1.1(A) 

[FORM OF] 
 ASSIGNMENT AND
ASSUMPTION AGREEMENT 
 THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (the “Assignment and Assumption”) is dated as of the
Effective Date set forth below and is entered into by and between [Insert name of Assignor] (the “Assignor”) and [Insert name of Assignee] (the “Assignee”). Capitalized terms used but not defined
herein shall have the meanings given to them in the Credit Agreement identified below (as the same may be amended, restated, modified, or supplemented from time to time, the “Credit Agreement”), receipt of a copy of which is hereby
acknowledged by the Assignee. The Standard Terms and Conditions set forth in Annex 1 attached hereto are hereby agreed to and incorporated herein by reference and made a part of this Assignment and Assumption as if set forth herein in
full. 
 For an agreed consideration, the Assignor hereby irrevocably sells and assigns to the Assignee, and the Assignee hereby irrevocably
purchases and assumes from the Assignor, subject to and in accordance with the Standard Terms and Conditions and the Credit Agreement, as of the Effective Date inserted by the Administrative Agent as contemplated below (i) all of the
Assignor’s rights and obligations in its capacity as a Lender under the Credit Agreement and any other documents or instruments delivered pursuant thereto to the extent related to the amount and percentage interest identified below of all of
such outstanding rights and obligations of the Assignor under the respective facilities identified below (including, without limitation, any Letters of Credit and guarantees included in such facilities), and (ii) to the extent permitted to be
assigned under applicable law, all claims, suits, causes of action and any other right of the Assignor (in its capacity as a Lender) against any Person, whether known or unknown, arising under or in connection with the Credit Agreement, any other
documents or instruments delivered pursuant thereto or the loan transactions governed thereby or in any way based on or related to any of the foregoing, including, but not limited to, contract claims, tort claims, malpractice claims, statutory
claims and all other claims at law or in equity related to the rights and obligations sold and assigned pursuant to clause (i) above (the rights and obligations sold and assigned pursuant to clauses (i) and (ii) above being referred
to herein collectively as, the “Assigned Interest”). Such sale and assignment is without recourse to the Assignor and, except as expressly provided in this Assignment and Assumption, without representation or warranty by the
Assignor. 
  

							
	12.	  	Assignor:	  	  
	  	
				
	13.	  	Assignee:	  	  
	  	
		  		  	[and is an Affiliate of [identify Lender]]
			
	14.	  	Borrower:	  	KOPPERS INC.
			
	15.	  	Administrative Agent:	  	PNC BANK, NATIONAL ASSOCIATION, as the administrative agent under the Credit Agreement

  
 - 392 - 

 
					
	16.	  	Credit Agreement:	  	Credit Agreement dated as of August 15, 2014, among Koppers Inc., the Lenders party thereto, the Guarantors party thereto and PNC Bank, National Association, as Administrative Agent.
			
	17.	  	Assigned Interest:	  	

  

															
	 Facility Assigned
	  	Aggregate Amount of
Commitment for all
Lenders	 	  	Amount of
Commitment
Assigned	 	  	Percentage Assigned
of
Commitment/Loans2	 	 	CUSIP Number
	 Revolving Credit Commitment
	  	$	            	  	  	$	            	  	  	 	    	% 	 	
	 Term Loans
	  	$	            	  	  	$	            	  	  	 	    	% 	 	

  

	 	18.	[Trade Date:                     ]3 

Effective Date:             , 20     [TO BE INSERTED BY
ADMINISTRATIVE AGENT AND WHICH SHALL BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR.]4 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGES FOLLOW] 

 

	2 	Set forth, to at least 9 decimals, as a percentage of the Commitment/Loans of all Lenders thereunder. 

	3 	To be completed if the Assignor and the Assignee intend that the minimum assignment amount is to be determined as of the Trade Date. 

	4 	Assignor shall pay a fee of $3,500 to the Administrative Agent in connection with the Assignment and Assumption. 

  
 - 393 - 

 [SIGNATURE PAGE 1 OF 2 TO ASSIGNMENT AND ASSUMPTION AGREEMENT] 

The terms set forth in this Assignment and Assumption are hereby agreed to: 

 

			
	ASSIGNOR
	
	  

		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	ASSIGNEE
	
	  

		
	By:	 	  

	Name:	 	  

	Title:	 	  

 [SIGNATURE PAGE 2 OF 2 TO ASSIGNMENT AND ASSUMPTION AGREEMENT] 

Consented to and Accepted: 
  

			
	 PNC BANK, NATIONAL ASSOCIATION,

as Administrative Agent

		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	 [PNC BANK, NATIONAL ASSOCIATION, 5]

as Issuing Lender

		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	 Consented to:6

KOPPERS INC., a Pennsylvania corporation

		
	By:	 	  

	Name:	 	  

	Title:	 	  

  

	5 	If applicable. 

	6 	If applicable. 

 ANNEX 1 

KOPPERS INC. CREDIT FACILITIES 

STANDARD TERMS AND CONDITIONS 

FOR ASSIGNMENT AND ASSUMPTION AGREEMENT 

1. Representations and Warranties. 

1.1 Assignor. The Assignor (a) represents and warrants that (i) it is the legal and beneficial owner of the Assigned
Interest, (ii) the Assigned Interest is free and clear of any lien, encumbrance or other adverse claim, (iii) it has full power and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to
consummate the transactions contemplated hereby and (iv) it is [not] a Defaulting Lender; and (b) assumes no responsibility with respect to (i) any statements, warranties or representations made in or in connection with the
Credit Agreement or any other Loan Document, (ii) the execution, legality, validity, enforceability, genuineness, sufficiency or value of the Loan Documents or any collateral thereunder, (iii) the financial condition of the Borrower, any
of its Subsidiaries or Affiliates or any other Person obligated in respect of any Loan Document, or (iv) the performance or observance by the Borrower, any of its Subsidiaries or Affiliates or any other Person of any of their respective
obligations under any Loan Document. 
 1.2. Assignee. The Assignee (a) represents and warrants that (i) it has full power
and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) it meets all requirements of
an eligible assignee under the Credit Agreement (subject to receipt of such consents as may be required under the Credit Agreement), (iii) from and after the Effective Date, it shall be bound by the provisions of the Credit Agreement and the
other Loan Documents as a Lender thereunder and, to the extent of the Assigned Interest, shall have the obligations of a Lender thereunder, (iv) it is sophisticated with respect to decisions to acquire assets of the type represented by the
Assigned Interest and either it, or the Person exercising discretion in making its decision to acquire the Assigned Interest, is experienced in acquiring assets of such type, (v) it has received a copy of the Credit Agreement, together with
copies of the most recent financial statements delivered pursuant to Section 8.3 [Reporting Requirements] thereof, as applicable, and such other documents and information as it has deemed appropriate to make its own credit analysis and decision
to enter into this Assignment and Assumption and to purchase the Assigned Interest on the basis of which it has made such analysis and decision independently and without reliance on the Administrative Agent or any other Lender, (vi) it has,
independently and without reliance upon the Administrative Agent or any other Lender and based on such documents and information as it has deemed appropriate, made its own credit analysis and decision to enter into this Assignment and Assumption
Agreement and to purchase such Assigned Interest and (vii) if Assignee is not incorporated or organized under the Laws of the United States of America or a state thereof, attached to the Assignment and Assumption is any documentation required
to be delivered by it pursuant to the terms of the Credit Agreement, duly completed and executed by the Assignee; and (b) agrees that (i) it will, independently and without reliance on the Administrative Agent,

 
the Assignor or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action
under the Loan Documents, and (ii) it will perform in accordance with their terms all of the obligations which by the terms of the Loan Documents are required to be performed by it as a Lender. 

2. Payments. From and after the Effective Date, the Administrative Agent shall make all payments in respect of the Assigned Interest
(including payments of principal, interest, fees and other amounts) to the Assignor for amounts which have accrued to but excluding the Effective Date and to the Assignee for amounts which have accrued from and after the Effective Date.
Notwithstanding the foregoing, the Administrative Agent shall make all payments of interest, fees or other amounts paid or payable in kind from and after the Effective Date to the Assignee. 

3. General Provisions. This Assignment and Assumption shall be binding upon, and inure to the benefit of, the parties hereto and their
respective successors and assigns. This Assignment and Assumption may be executed in any number of counterparts, which together shall constitute one instrument. Delivery of an executed counterpart of a signature page of this Assignment and
Assumption by telecopy shall be effective as delivery of a manually executed counterpart of this Assignment and Assumption. This Assignment and Assumption shall be governed by, and construed in accordance with, the internal laws of the State of New
York, without regard to its conflict of laws principles. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

  
 - 397 - 

 EXHIBIT 1.1(C) 

[FORM OF] 
 COLLATERAL ASSIGNMENT
OF CONTRACT RIGHTS 
 THIS COLLATERAL ASSIGNMENT OF CONTRACT RIGHTS (the “Assignment”) is made and entered into the
     day of August, 2014 by KOPPERS INC., a Pennsylvania corporation (the “Assignor”), in favor of WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Collateral Agent (as defined below) for the benefit
of the Secured Parties (as defined below). 
 WITNESSETH: 

WHEREAS, reference is made to that certain Credit Agreement, dated as of August 15, 2014 (as amended, restated, modified or supplemented
from time to time, the “Credit Agreement”), among the Assignor, the Guarantors (as defined therein) from time to time party thereto, the Lenders (as defined therein) from time to time party thereto, and PNC Bank, National
Association, as Administrative Agent (as defined therein) and, following the 2009 Senior Note Redemption (as defined below), also in its capacity as the Collateral Agent; in each such capacity, for itself and the other Lenders (in such capacities,
the “Agent”); and 
 WHEREAS, pursuant to the Credit Agreement, the Agent and the Lenders have agreed to make certain
financial accommodations and loans to the Assignor; and 
 WHEREAS, pursuant to the Credit Agreement, the Collateral Agent, not in its
individual capacity but solely as the collateral trustee for the benefit of the Secured Parties, has entered into that certain Collateral Trust Agreement, dated as of even date herewith (as amended, restated, modified or supplemented from time to
time, the “Collateral Trust Agreement”), with the Assignor, the Guarantors (as defined therein) from time to time party thereto, the Agent and the Trustee (as defined therein) by which they agreed to share in certain collateral (the
“Shared Collateral”), on the basis set forth more fully therein, in order to secure the Secured Obligations (as defined therein); and 

WHEREAS, reference is made to that certain Stock Purchase Agreement dated as of April 13, 2014, by and among the Assignor, Osmose
Holdings, Inc., Osmose, Inc. and Osmose Railroad Services, Inc. (as amended, restated, modified or supplemented from time to time, the “Assigned Contract”); and 

WHEREAS, the Assigned Contract assigned by this Assignment is intended to and is to be part of the Shared Collateral; and 

WHEREAS, this Assignment is intended to and is to be a Collateral Document (as defined in the Collateral Trust Agreement); and 

 WHEREAS, the obligation of the Agent and the Lenders to make loans and other financial
accommodations under the Credit Agreement is subject to the condition, among others, that the Assignor secure the Credit Agreement Obligations (as defined below) to the Agent and the Lenders under the Credit Agreement, the other Loan Documents (as
defined therein) and otherwise as more fully described herein in the manner set forth herein; 
 NOW, THEREFORE, in consideration of the
premises, and the promises and covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are acknowledged by the Assignor, and intending to be legally bound, the Assignor assigns to the Collateral
Agent for the benefit of the Secured Parties (as defined below), and any successors and permitted assigns to the interests in the Credit Agreement Obligations and the Indenture Secured Obligations (as defined below) owing to any such Persons (as
defined in the Credit Agreement), all of its right, title and interest in and to the Assigned Contract to the extent assignable and to the fullest extent permitted by law. 

1. THE RECITALS SET FORTH ABOVE ARE HEREBY INCORPORATED IN THIS ASSIGNMENT AS IF FULLY SET FORTH HEREIN. EXCEPT AS OTHERWISE EXPRESSLY
PROVIDED HEREIN, CAPITALIZED TERMS USED IN THIS ASSIGNMENT SHALL HAVE THE RESPECTIVE MEANINGS GIVEN TO THEM IN THE CREDIT AGREEMENT AND THE RULES OF CONSTRUCTION SET FORTH IN SECTION 1.2 OF THE CREDIT AGREEMENT SHALL APPLY TO THIS
ASSIGNMENT. 
 18.1 “Collateral Agent” shall mean (i) prior to the 2009 Senior Note Redemption, Wells Fargo Bank,
National Association, not in its individual capacity but solely as the collateral agent for the benefit of the Secured Parties pursuant to the Collateral Trust Agreement and (ii) after the 2009 Senior Note Redemption, PNC Bank, National
Association, not in its individual capacity but solely as the Administrative Agent for the benefit of itself and the Lenders. 
 18.2
“Credit Agreement Obligations” shall mean and include the following: (i) any and all obligations, liabilities, and indebtedness from time to time of the Borrower, any Guarantor or any other Subsidiary of the Borrower to the Agent,
any of the Lenders or any Affiliate of the Agent or any Lender under or in connection with the Credit Agreement or any other Loan Document, whether for principal, interest, fees, indemnities, expenses, or otherwise, and all refinancings or
refundings thereof, whether such obligations, liabilities, or indebtedness are direct or indirect, secured or unsecured, joint or several, absolute or contingent, due or to become due, whether for payment or performance, now existing or hereafter
arising (and including obligations, liabilities, and indebtedness arising or accruing after the commencement of any bankruptcy, insolvency, reorganization, or similar proceeding with respect to the Borrower, any Guarantor or any other Subsidiary of
the Borrower or which would have arisen or accrued but for the commencement of such proceeding, even if the claim for such obligation, liability, or indebtedness is not enforceable or allowable in such proceeding, and including all Obligations,
liabilities, and indebtedness arising from any extensions of credit under or in connection with the Loan Documents from time to time, regardless whether any such extensions of credit are in excess of the amount committed under or contemplated by the
Loan Documents or are made in circumstances in which any condition to an extension of credit is not satisfied); (ii) all Reimbursement Obligations of each Loan Party and any other Subsidiary of the Borrower

  
 2 

 
with respect to any one or more Letters of Credit issued by any Issuing Lender; (iii) all indebtedness, loans, obligations, expenses and liabilities of each Loan Party, any Excluded
Subsidiary or any other Subsidiary of the Borrower to the Agent or any of the Lenders, or any of their respective Affiliates, arising out of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any Lender-Provided Credit
Arrangement provided by the Agent, any of the Lenders or such Affiliates pursuant to the Credit Agreement; (iv) any sums advanced by or owing to the Agent or any of the Lenders for any reason relating to the Credit Agreement, any other Loan
Document, or any collateral relating thereto, including for indemnification, for maintenance, preservation, protection or enforcement of, or realization upon, the Assigned Contract or other collateral security or any one or more guaranties, and for
enforcement, collection, or preservation of the rights of the Agent and the Lenders, and regardless whether before or after default or the entry of any judgment; (v) any obligation or liability of any Loan Party or any other Subsidiary of the
Borrower arising out of overdrafts on deposits or other accounts or out of electronic funds (whether by wire transfer or through automated clearing houses or otherwise) or out of the return unpaid of, or other failure of the Agent or any Lender to
receive final payment for, any check, item, instrument, payment order or other deposit or credit to a deposit or other account, or out of the Agent’s or any Lender’s non-receipt of or inability to collect funds or otherwise not being made
whole in connection with depository or other similar arrangements, and (vi) any amendments, extensions, renewals and increases of or to any of the foregoing; notwithstanding the foregoing provisions in this definition, “Credit Agreement
Obligations” shall not include Excluded Swap Obligations. 
 18.3 “Event of Default” shall mean (i) prior to the
2009 Senior Note Redemption, a Triggering Event (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, an Event of Default (as defined in the Credit Agreement). 

18.4 “Indenture Secured Obligations” shall mean the Indenture Secured Obligations as such term is defined in the Collateral Trust
Agreement. 
 18.5 “Secured Obligations” shall mean (i) prior to the 2009 Senior Note Redemption, the Indenture
Secured Obligations and the Credit Agreement Obligations, and (ii) after the 2009 Senior Note Redemption, the Credit Agreement Obligations. 

18.6 “Secured Parties” shall mean (i) prior to the 2009 Senior Note Redemption, the Collateral Agent, the Agent, the Trustee
and the Creditors (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, the Agent, the Lenders and any provider of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any
Lender-Provided Credit Arrangement. 
 18.7 “Secured Party Document” and “Secured Party Documents” shall mean
(i) prior to the 2009 Senior Note Redemption, one or more of the Credit Agreement, the Collateral Trust Agreement, the other Loan Documents, the Indenture (as defined in the Collateral Trust Agreement) and the Notes (as defined in the
Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, one or more of the Credit Agreement and the other Loan Documents. 

18.8 “2009 Senior Note Redemption” shall mean the 2009 Senior Note Redemption as such term is defined in the Collateral Trust
Agreement. 

  
 3 

 2. THE ASSIGNOR HAS GRANTED, COLLATERALLY ASSIGNED AND BY THESE PRESENTS DOES HEREBY GRANT AND
COLLATERALLY ASSIGN UNTO THE COLLATERAL AGENT, FOR THE RATABLE BENEFIT OF EACH OF THE SECURED PARTIES, ALL THE RIGHTS, INTERESTS AND PRIVILEGES WHICH THE ASSIGNOR HAS OR MAY HAVE IN OR UNDER THE ASSIGNED CONTRACT, INCLUDING THE PRESENT AND
CONTINUING RIGHT WITH FULL POWER AND AUTHORITY, IN ITS OWN NAME, OR IN THE NAME OF THE ASSIGNOR, OR OTHERWISE, BUT SUBJECT TO THE PROVISIONS AND LIMITATIONS OF SECTION 3 HEREOF, (I) TO MAKE CLAIM FOR, ENFORCE, PERFORM, COLLECT AND RECEIVE
ANY AND ALL RIGHTS UNDER THE ASSIGNED CONTRACT, (II) TO DO ANY AND ALL THINGS WHICH THE ASSIGNOR IS OR MAY BECOME ENTITLED TO DO UNDER THE ASSIGNED CONTRACT, AND (III) TO MAKE ALL WAIVERS AND AGREEMENTS, GIVE ALL NOTICES, CONSENTS AND
RELEASES AND OTHER INSTRUMENTS AND TO DO ANY AND ALL OTHER THINGS WHATSOEVER WHICH THE ASSIGNOR IS OR MAY BECOME ENTITLED TO DO UNDER THE ASSIGNED CONTRACT. 

3. THE ACCEPTANCE OF THIS ASSIGNMENT AND THE PAYMENT OR PERFORMANCE UNDER THE ASSIGNED CONTRACT SHALL NOT CONSTITUTE A WAIVER OF ANY RIGHTS
OF THE COLLATERAL AGENT UNDER THE TERMS OF COLLATERAL TRUST AGREEMENT OR ANY OF THE OTHER SECURED PARTY DOCUMENTS TO WHICH IT IS A PARTY, IT BEING UNDERSTOOD THAT, UNTIL THE OCCURRENCE OF AN EVENT OF DEFAULT AND THE EXERCISE OF THE COLLATERAL
AGENT’S RIGHTS UNDER SECTION 4 HEREOF, THE ASSIGNOR SHALL HAVE ALL RIGHTS TO THE ASSIGNED CONTRACT AND TO RETAIN, USE AND ENJOY THE SAME. 

4. THE ASSIGNOR, UPON THE OCCURRENCE OF AN EVENT OF DEFAULT, HEREBY AUTHORIZES THE COLLATERAL AGENT, AT THE COLLATERAL AGENT’S OPTION,
TO DO ALL ACTS REQUIRED OR PERMITTED UNDER THE ASSIGNED CONTRACT AS THE COLLATERAL AGENT IN ITS SOLE DISCRETION MAY DEEM PROPER. THE ASSIGNOR DOES HEREBY IRREVOCABLY CONSTITUTE AND APPOINT THE COLLATERAL AGENT, WHILE THIS ASSIGNMENT REMAINS IN FORCE
AND EFFECT AND, IN EACH INSTANCE, TO THE FULL EXTENT PERMITTED BY APPLICABLE LAW, ITS TRUE AND LAWFUL ATTORNEY IN FACT, COUPLED WITH AN INTEREST AND WITH FULL POWER OF SUBSTITUTION AND REVOCATION, FOR THE ASSIGNOR AND IN ITS NAME, PLACE AND STEAD,
TO DEMAND AND ENFORCE COMPLIANCE WITH ALL THE TERMS AND CONDITIONS OF THE ASSIGNED CONTRACT AND ALL BENEFITS ACCRUED THEREUNDER, WHETHER AT LAW, IN EQUITY OR OTHERWISE; PROVIDED, HOWEVER, THAT THE COLLATERAL AGENT SHALL NOT EXERCISE ANY SUCH POWER
UNLESS AND UNTIL AN EVENT OF DEFAULT SHALL HAVE OCCURRED. THE ASSIGNOR ACKNOWLEDGES AND AGREES THAT (I) THE POWER OF ATTORNEY HEREIN GRANTED SHALL IN NO WAY BE CONSTRUED AS TO BENEFIT THE ASSIGNOR; (II) THE COLLATERAL AGENT HEREIN GRANTED
THIS POWER OF ATTORNEY SHALL HAVE NO DUTY TO EXERCISE ANY POWERS GRANTED HEREUNDER FOR 

  
 4 

 
THE BENEFIT OF THE ASSIGNOR; AND (III) THE COLLATERAL AGENT HEREIN GRANTED THIS POWER OF ATTORNEY SHALL, TO THE EXTENT EXERCISABLE, EXERCISE ANY AND ALL POWERS GRANTED HEREUNDER
FOR THE BENEFIT OF THE SECURED PARTIES. THE COLLATERAL AGENT HEREBY ACCEPTS THIS POWER OF ATTORNEY AND ALL POWERS GRANTED HEREUNDER FOR THE BENEFIT OF THE COLLATERAL AGENT AND THE OTHER SECURED PARTIES. 

5. THE COLLATERAL AGENT SHALL NOT BE OBLIGATED TO PERFORM OR DISCHARGE ANY OBLIGATION OR DUTY TO BE PERFORMED OR DISCHARGED BY THE ASSIGNOR
UNDER THE ASSIGNED CONTRACT, AND THE ASSIGNOR HEREBY AGREES TO INDEMNIFY THE COLLATERAL AGENT AND THE SECURED PARTIES FOR, AND TO SAVE THE COLLATERAL AGENT AND THE SECURED PARTIES HARMLESS FROM, ANY AND ALL LIABILITY ARISING UNDER THE ASSIGNED
CONTRACT, OTHER THAN ARISING OR RESULTING FROM THE COLLATERAL AGENT’S (OR ITS AGENTS, EMPLOYEES OR CONTRACTORS) GROSS NEGLIGENCE OR WILLFUL MISCONDUCT. 

6. THE ASSIGNOR AGREES THAT THIS ASSIGNMENT AND THE DESIGNATION AND DIRECTIONS HEREIN SET FORTH ARE IRREVOCABLE. 

7. NEITHER THIS ASSIGNMENT NOR ANY ACTION OR INACTION ON THE PART OF THE COLLATERAL AGENT OR ANY OF THE SECURED PARTIES SHALL CONSTITUTE AN
ASSUMPTION ON THE PART OF THE COLLATERAL AGENT OR ANY OF THE SECURED PARTIES OF ANY OBLIGATIONS OR DUTIES UNDER THE ASSIGNED CONTRACT. 

8. The Assignor covenants and warrants that: 

(a) it has the power and authority to assign the Assigned Contract and there have been no prior assignments of the Assigned Contract; 

(b) the Assigned Contract is and shall be a valid contract, and that there are and shall be, to the Assignor’s knowledge, no defaults on
the part of any of the parties thereto; 
 (c) it will not assign, pledge or otherwise encumber the Assigned Contract without the prior
written consent of the Collateral Agent and the Secured Parties to the extent provided in the Credit Agreement and the other Loan Documents; 

(d) it will not cancel, terminate or accept any surrender of the Assigned Contract, or (except as may otherwise be permitted by the Credit
Agreement and the other Loan Documents) amend or modify the same directly or indirectly in any respect whatsoever, without having obtained the prior written consent of the Collateral Agent, which consent shall not be unreasonably withheld or
delayed, and, if applicable, the Secured Parties thereto; 
 (e) it will not waive or give any consent with respect to any default or
material variation in the performance under the Assigned Contract, it will at all times take proper steps to enforce all of the provisions and conditions thereof, and it will forthwith notify the Collateral Agent of any material default under the
Assigned Contract; 

  
 5 

 (f) it will perform and observe, or cause to be performed and observed, all of the terms,
covenants and conditions on its part to be performed and observed with respect to the Assigned Contract; and 
 (g) it will execute from
time to time any and all additional assignments or instruments of further assurance to the Collateral Agent, as the Collateral Agent may at any time reasonably request. 

9. At such time as all of the Obligations are indefeasibly Paid In Full and all of the other Secured Obligations are indefeasible payment in
full in cash of, all as when due (whether at stated maturity, by acceleration or otherwise), this Assignment and all of the Collateral Agent’s right, title and interest hereunder with respect to the Assigned Contract shall terminate. 

10. This Assignment shall inure to the benefit of the Collateral Agent and the other Secured Parties, and shall be binding upon the Assignor,
and their respective successors, successors in title and assigns. Without limiting the generality of the foregoing, the Assignor hereby acknowledges and agrees to any assignment by Wells Fargo Bank, National Association, in its capacity as
Collateral Agent, of all its right, title and interest under, pursuant to, and in connection with this Assignment to PNC Bank, National Association, in its capacity as Collateral Agent for itself and the Lenders. The Collateral Agent may resign and
a successor the Collateral Agent may be appointed in the manner provided in the Collateral Trust Agreement. Upon the acceptance of any appointment as a collateral agent by a successor collateral agent, that successor collateral agent shall thereupon
succeed to and become vested with all the rights, powers, privileges and duties of the retiring collateral agent, as secured party under this Assignment and the retiring collateral agent shall thereupon be discharged from its duties and obligations
under this Assignment. After any retiring collateral agent’s resignation, the provisions of this Assignment shall inure to its benefit as to any actions taken or omitted to be taken by it under this Assignment while it was the Collateral Agent.

 11. This Assignment shall be deemed to be a contract under the laws of the State of New York and shall for all purposes be governed by
and construed and enforced in accordance with the laws of the State of New York without regard to its conflicts of laws principles. 
 12.
The parties agree that in the event of any conflict or inconsistency between the provisions of this Assignment and the provisions of the Collateral Trust Agreement, the provisions of the Collateral Trust Agreement shall control until the Collateral
Trust Agreement is terminated in accordance with its terms. Until such termination of the Collateral Trust Agreement, notwithstanding any provision in this Assignment to the contrary, the parties and signatories hereto acknowledge and agree that any
and all rights, powers, privileges, duties, responsibilities, liabilities and/or obligations (including the right to grant or withhold consent and the right to act or refrain from acting), whether discretionary or mandatory, are and shall be
exercised by the Collateral Agent solely in accordance with the terms and conditions of the Collateral Trust Agreement, at the direction of the Agent, the Trustee and/or other Person specified in the Collateral Trust Agreement as having the right to
give direction to the Collateral Agent, and subject further to the rights of the Collateral Agent to require the Borrower and any Loan Party to provide (i) officers’ certificate(s), opinion(s) and advice from counsel, accountants,
appraisers and other third parties, (ii) advancement of expenses, and/or (iii) assurances of 

  
 6 

 
indemnity, all as reasonably satisfactory to the Collateral Agent. The Collateral Agent shall not be responsible for and makes no representation as to the existence, genuineness, value or
protection of the Assigned Contract, for the legality, effectiveness or sufficiency of any Collateral Document, or for the creation, perfection, priority, sufficiency or protection of any Liens hereunder. For the avoidance of doubt, nothing herein
shall require the Collateral Agent to file financing statements or continuation statements, or be responsible for maintaining the security interests purported to be created as described herein (except for the accounting for moneys actually received
by it hereunder) and such responsibility shall be solely that of the Loan Parties. Until such termination of the Collateral Trust Agreement, for the avoidance of doubt, in addition to any protections, rights or immunities given to the Collateral
Agent hereunder, the Collateral Agent shall be entitled to the rights, protections and immunities given to it in its capacity as the Collateral Trustee (as defined therein) under the Collateral Trust Agreement. 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGE FOLLOWS] 

  
 7 

 [SIGNATURE PAGE TO COLLATERAL ASSIGNMENT OF CONTRACT RIGHTS] 

IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their respective officers or agents thereunto duly
authorized, as of the date first above written. 
  

			
	ASSIGNOR:
	
	KOPPERS INC.
		
	By:	 	  

		
	Name:	 	Louann E. Tronsberg-Deihle
		
	Title:	 	Treasurer

 [SIGNATURE PAGE TO COLLATERAL ASSIGNMENT OF CONTRACT RIGHTS] 

 

			
	COLLATERAL AGENT:
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION, as Collateral Agent
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 EXHIBIT 1.1(G)(1) 

[FORM OF] 
 GUARANTOR JOINDER AND
ASSUMPTION AGREEMENT 
 THIS GUARANTOR JOINDER AND ASSUMPTION AGREEMENT is made as of August     , 2014, by
                                        , a
                     [corporation/partnership/limited liability company] (the “New Guarantor”), with an address of
                    . 
 Background 

Reference is made to: (i) the Credit Agreement dated as of August 15, 2014 (as the same may be amended, restated, modified or
supplemented from time to time, the “Credit Agreement”) by and among Koppers Inc., a Pennsylvania corporation (the “Borrower”), PNC Bank, National Association, in its capacity as administrative agent for the Lenders
party thereto (in such capacity, the “Administrative Agent”), the Guarantors party thereto, and the Lenders party thereto, (ii) the Continuing Agreement of Guaranty and Suretyship dated as of August 15, 2014 (as the same
may be amended, restated, modified or supplemented from time to time, the “Guaranty”) of the Guarantors issued to the Lenders and the Administrative Agent, (iii) the Security Agreement, dated as of August 15, 2014 (as the
same may be amended, restated, modified or supplemented from time to time, the “Security Agreement”), among the Borrower, the Guarantors and the Administrative Agent, (iv) [INSERT AS APPLICABLE: the Pledge Agreement,
dated as of August 15, 2014 (as the same may be amended, restated, modified or supplemented from time to time, the “Pledge Agreement”), made by the Borrower and the Guarantors party thereto in favor of the Administrative Agent,
(v) the Patent, Trademark and Copyright Security Agreement, dated as of August 15, 2014 (as the same may be amended, restated, modified or supplemented from time to time, the “Patent, Trademark and Copyright Security
Agreement”), among the Borrower and the Guarantors party thereto in favor of the Administrative Agent, (vi)] the Intercompany Subordination Agreement, dated as of August 15, 2014, among the Borrower and the Guarantors (as the
same may be amended, restated, modified or supplemented from time to time, the “Intercompany Subordination Agreement”), and [(v) /(vi)/ (vii)] the other Loan Documents referred to in the Credit Agreement, as the same may
be modified, supplemented, or amended. 
 Agreement 

Capitalized terms defined in the Credit Agreement are used herein as defined therein. In consideration of the New Guarantor becoming a
Guarantor under the terms of the Credit Agreement and in consideration of the value of the direct and indirect benefits received by New Guarantor as a result of becoming affiliated with the Borrower and the Guarantors, the New Guarantor hereby
agrees that effective as of the date hereof it hereby is, and shall be deemed to be, a Guarantor under the Credit Agreement, the Guaranty, the Security Agreement, [INSERT AS APPLICABLE: the Pledge Agreement, the Patent, Trademark and
Copyright Security Agreement,] the Intercompany Subordination Agreement, and each of the other Loan 

 
Documents to which the Guarantors are a party, and agrees that from the date hereof and so long as any Loan or any Commitment of any Lender shall remain outstanding and until Payment In Full, New
Guarantor has assumed the joint and several obligations of a “Guarantor” under, and New Guarantor shall perform, comply with and be subject to and bound by, jointly and severally, each of the terms, provisions and waivers of the Credit
Agreement, the Guaranty, the Security Agreement [INSERT AS APPLICABLE: the Pledge Agreement, the Patent, Trademark and Copyright Security Agreement,] the Intercompany Subordination Agreement, and each of the other Loan Documents which
are stated to apply to or are made by a “Guarantor”. Without limiting the generality of the foregoing, the New Guarantor hereby represents and warrants that (i) each of the representations and warranties set forth in Article 6 of
the Credit Agreement applicable to New Guarantor as a Guarantor is true and correct as to New Guarantor on and as of the date hereof, and (ii) New Guarantor has heretofore received a true and correct copy of the Credit Agreement, the Guaranty,
and each of the other Loan Documents (including any modifications thereof or supplements or waivers thereto) in effect on the date hereof. 

New Guarantor hereby makes, affirms, and ratifies in favor of the Lenders and the Administrative Agent the Credit Agreement, the Guaranty and
each of the other Loan Documents given by the Guarantors to Administrative Agent and any of the Lenders. 
 New Guarantor is simultaneously
delivering to the Administrative Agent the following documents together with this Guarantor Joinder required under Section 8.2.9 [Subsidiaries, Partnerships and Joint Ventures], and Section 11.13 [Joinder of Guarantors] of the Credit
Agreement: 
 Updated Schedules to Credit Agreement. [Note: updates to schedules do not cure any breach of
warranties]. 
  

					
	 Schedule No. and Description
	  	Delivered	  	Not
Delivered
			
	 Schedule 6.1.1 - Qualifications To Do Business
	  	 ̈	  	 ̈
			
	 Schedule 6.1.3 - Subsidiaries
	  	 ̈	  	 ̈
			
	 Opinion of Counsel (Schedule 7.1.1)
	  	 ̈	  	 ̈
			
	 Any other Schedules to Credit Agreement that necessitate updates after giving effect to this Guarantor Joinder and Assumption
Agreement
	  	 ̈	  	 ̈

 In furtherance of the foregoing, New Guarantor shall execute and deliver or cause to be executed and delivered
at any time and from time to time such further instruments and documents and do or cause to be done such further acts as may be reasonably necessary in the reasonable opinion of the Administrative Agent to carry out more effectively the provisions
and purposes of this Guarantor Joinder and Assumption Agreement. 

  
 4 

 This Guarantor Joinder and Assumption Agreement may be executed in any number of counterparts,
and by different parties hereto in separate counterparts, each of which, when so executed, shall be deemed an original, but all such counterparts shall constitute one and the same instrument. New Guarantor acknowledges and agrees that a telecopy
transmission to the Administrative Agent or any Lender of signature pages hereof purporting to be signed on behalf of New Guarantor shall constitute effective and binding execution and delivery hereof by New Guarantor. 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGE FOLLOWS] 

  
 5 

 [SIGNATURE PAGE 1 OF 1 TO THE GUARANTOR JOINDER 

AND ASSUMPTION AGREEMENT] 

IN WITNESS WHEREOF, and intending to be legally bound hereby, the New Guarantor has duly executed this Guarantor Joinder and Assumption
Agreement and delivered the same to the Administrative Agent for the benefit of the Lenders, as of the date and year first above written. 
  

			
	  

		
	By:	 	  

	Name:	 	
	Title:	 	  

 

			
	 Acknowledged and accepted:
 PNC
BANK, NATIONAL ASSOCIATION,
 as Administrative Agent

		
	By:	 	  

	Name:	 	  

	Title:	 	  

 EXHIBIT 1.1(G)(2) 

[FORM OF] 
 CONTINUING AGREEMENT
OF GUARANTY AND SURETYSHIP 
 THIS CONTINUING AGREEMENT OF GUARANTY AND SURETYSHIP (this “Guaranty”), dated as of
this 15th day of August, 2014, is jointly and severally given by EACH OF THE UNDERSIGNED AND EACH OF THE OTHER PERSONS WHICH BECOMES A GUARANTOR HEREUNDER FROM TIME TO TIME (each, a
“Guarantor” and collectively, the “Guarantors”) in favor of PNC BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (as defined below) (the “Administrative Agent”) in
connection with the Credit Agreement (as defined below). 
 WITNESSETH THAT: 

WHEREAS, reference is made to that certain Credit Agreement, dated August 15, 2014, among Koppers Inc., a Pennsylvania corporation
(the “Borrower”), the Guarantors (as defined therein) party thereto, the Lenders (as defined therein) from time to time party thereto (the “Lenders”), and the Administrative Agent (as amended, restated, modified or
supplemented, from time to time, the “Credit Agreement”). Capitalized terms not otherwise defined herein shall have the respective meanings ascribed to them by the Credit Agreement and the rules of construction set forth in
Section 1.2 [Construction] of the Credit Agreement shall apply to this Guaranty); and 
 WHEREAS, pursuant to the Credit Agreement, the
Administrative Agent and the Lenders have agreed to make certain financial accommodations and loans to the Borrower; and 
 WHEREAS, the
obligation of the Administrative Agent and the Lenders to make loans under the Credit Agreement is subject to the condition, among others, that the Guarantors guaranty the Obligations to the Administrative Agent and the Lenders under the Credit
Agreement, the other Loan Documents and otherwise as more fully described herein in the manner set forth herein. 
 NOW, THEREFORE,
intending to be legally bound hereby, and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto covenant and agree as follows: 

19. Guarantied Obligations. To induce the Administrative Agent and the Lenders to make loans and grant other financial accommodations
to the Borrower under the Credit Agreement, each Guarantor hereby jointly and severally unconditionally, and irrevocably, guaranties to the Administrative Agent, each Lender and any provider of any Lender-Provided Hedge, any Lender-Provided Treasury
Arrangement or any Lender-Provided Credit Arrangement; and becomes surety, as though it was a primary obligor for, the full and punctual payment and performance when due (whether on demand, at stated maturity, by acceleration, or otherwise and
including any amounts which would become due but for the operation of an automatic stay under the federal bankruptcy code of the United States or any similar Laws of any 

 
country or jurisdiction) of all Obligations, including, without limiting the generality of the foregoing, the following: (a) any and all obligations, liabilities, and indebtedness from time
to time of the Borrower, any other Guarantor or any other Subsidiary of the Borrower to the Administrative Agent, any of the Lenders or any Affiliate of any Agent or any Lender under or in connection with the Credit Agreement or any other Loan
Document, whether for principal, interest, fees, indemnities, expenses, or otherwise, and all refinancings or refundings thereof, whether such obligations, liabilities, or indebtedness are direct or indirect, secured or unsecured, joint or several,
absolute or contingent, due or to become due, whether for payment or performance, now existing or hereafter arising (and including obligations, liabilities, and indebtedness arising or accruing after the commencement of any bankruptcy, insolvency,
reorganization, or similar proceeding with respect to the Borrower, any Guarantor or any other Subsidiary of the Borrower or which would have arisen or accrued but for the commencement of such proceeding, even if the claim for such obligation,
liability, or indebtedness is not enforceable or allowable in such proceeding, and including all Obligations, liabilities, and indebtedness arising from any extensions of credit under or in connection with the Loan Documents from time to time,
regardless whether any such extensions of credit are in excess of the amount committed under or contemplated by the Loan Documents or are made in circumstances in which any condition to an extension of credit is not satisfied); (b) all
Reimbursement Obligations of each other Loan Party and any other Subsidiary of the Borrower with respect to any one or more Letters of Credit issued by any Issuing Lender; (c) all indebtedness, loans, obligations, expenses and liabilities of
each other Loan Party or any other Subsidiary of the Borrower to the Administrative Agent or any of the Lenders, or any of their respective Affiliates, arising out of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any
Lender-Provided Credit Arrangement provided by the Administrative Agent, any of the Lenders or such Affiliates pursuant to the Credit Agreement; (d) any sums advanced by or owing to the Administrative Agent or any of the Lenders for any reason
relating to the Credit Agreement, any other Loan Document, or any collateral relating thereto, including for indemnification, for maintenance, preservation, protection or enforcement of, or realization upon, the Collateral or other collateral
security or any one or more guaranties, and for enforcement, collection, or preservation of the rights of the Administrative Agent and the Lenders, and regardless whether before or after default or the entry of any judgment; (e) any obligation
or liability of any other Loan Party or any other Subsidiary of the Borrower arising out of overdrafts on deposits or other accounts or out of electronic funds (whether by wire transfer or through automated clearing houses or otherwise) or out of
the return unpaid of, or other failure of the Administrative Agent or any Lender to receive final payment for, any check, item, instrument, payment order or other deposit or credit to a deposit or other account, or out of the Administrative
Agent’s or any Lender’s non-receipt of or inability to collect funds or otherwise not being made whole in connection with depository or other similar arrangements, and (f) any amendments, extensions, renewals and increases of or to
any of the foregoing; notwithstanding the foregoing provisions in this definition, “Obligations” shall not include Excluded Swap Obligations (all of the foregoing obligations, liabilities and indebtedness are referred to herein
collectively as the “Guarantied Obligations” and each as a “Guarantied Obligation”). Without limitation of the foregoing, any of the Guarantied Obligations shall be and remain Guarantied Obligations entitled to the
benefit of this Guaranty even if the Administrative Agent or any of the Lenders (or any one or more assignees or transferees thereof) from time to time assign or otherwise transfer all or any portion of their respective rights and obligations under
the Loan Documents, or any other Guarantied Obligations, to any other Person. In furtherance of the foregoing, each Guarantor jointly and severally agrees as follows. 

  
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 20. Guaranty. Each Guarantor hereby promises to pay and perform all such Guarantied
Obligations immediately upon demand of the Administrative Agent and the Lenders or any one or more of them. All payments made hereunder shall be made by each Guarantor in immediately available funds in, as applicable, U.S. Dollars or the applicable
Original Currency, and shall be made without setoff, counterclaim, withholding, or other deduction of any nature. 
 21. Obligations
Absolute. The obligations of the Guarantors hereunder shall not be discharged or impaired or otherwise diminished by any failure, default, omission, or delay, willful or otherwise, by any Lender, the Administrative Agent, or the Borrower or any
other obligor on any of the Guarantied Obligations, or by any other act or thing or omission or delay to do any other act or thing which may or might in any manner or to any extent vary the risk of any Guarantor or would otherwise operate as a
discharge of any Guarantor as a matter of law or equity. Each of the Guarantors agrees that the Guarantied Obligations will be paid and performed strictly in accordance with the terms of the Loan Documents or any Lender-Provided Hedge, any
Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement. Without limiting the generality of the foregoing, each Guarantor hereby consents to, at any time and from time to time, and the joint and several obligations of each
Guarantor hereunder shall not be diminished, terminated, or otherwise similarly affected by any of the following: 
 21.1 Any lack of
genuineness, legality, validity, enforceability or allowability (in a bankruptcy, insolvency, reorganization or similar proceeding, or otherwise), or any avoidance or subordination, in whole or in part, of any Loan Document or any of the Guarantied
Obligations and regardless of any Law, regulation or order now or hereafter in effect in any jurisdiction affecting any of the Guarantied Obligations, any of the terms of the Loan Documents, or any rights of the Administrative Agent or the Lenders
or any other Person with respect thereto; 
 21.2 Any increase, decrease, or change in the amount, nature, type or purpose of any of, or any
release, surrender, exchange, compromise or settlement of any of the Guarantied Obligations (whether or not contemplated by the Loan Documents as presently constituted); any change in the time, manner, method, or place of payment or performance of,
or in any other term of, any of the Guarantied Obligations; any execution or delivery of any additional Loan Documents; or any amendment, modification or supplement to, or renewals, extensions, refinancing or refunding of, any Loan Document or any
of the Guarantied Obligations; 
 21.3 Any failure to assert any breach of or default under any Loan Document or any of the Guarantied
Obligations; any extensions of credit in excess of the amount committed under or contemplated by the Loan Documents, or in circumstances in which any condition to such extensions of credit has not been satisfied; any other exercise or non-exercise,
or any other failure, omission, breach, default, delay, or wrongful action in connection with any exercise or non-exercise, of any right or remedy against the Borrower or any other Person under or in connection with any Loan Document or any of the
Guarantied Obligations; any refusal of payment or performance of any of the Guarantied Obligations, whether or not with any reservation of rights against any Guarantor; or any application of collections (including but not

  
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limited to collections resulting from realization upon any direct or indirect security for the Guarantied Obligations) to other obligations, if any, not entitled to the benefits of this Guaranty,
in preference to Guarantied Obligations entitled to the benefits of this Guaranty, or if any collections are applied to Guarantied Obligations, any application to particular Guarantied Obligations; 

21.4 Any taking, exchange, amendment, modification, waiver, supplement, termination, subordination, compromise, release, surrender, loss, or
impairment of, or any failure to protect, perfect, or preserve the value of, or any enforcement of, realization upon, or exercise of rights, or remedies under or in connection with, or any failure, omission, breach, default, delay, or wrongful
action by the Administrative Agent or the Lenders, or any of them, or any other Person in connection with the enforcement of, realization upon, or exercise of rights or remedies under or in connection with, or, any other action or inaction by the
Administrative Agent or the Lenders, or any of them, or any other Person in respect of, any direct or indirect security for any of the Guarantied Obligations. As used in this Guaranty, “direct or indirect security” for the
Guarantied Obligations, and similar phrases, includes any collateral security, guaranty, suretyship, letter of credit, capital maintenance agreement, put option, subordination agreement, or other right or arrangement of any nature providing direct
or indirect assurance of payment or performance of any of the Guarantied Obligations, made by or on behalf of any Person; 
 21.5 Any
merger, consolidation, liquidation, dissolution, winding-up, charter revocation, or forfeiture, or other change in, restructuring or termination of the corporate structure or existence of, the Borrower or any other Person; any bankruptcy,
insolvency, reorganization or similar proceeding with respect to the Borrower or any other Person; or any action taken or election made by the Administrative Agent or the Lenders, or any of them (including but not limited to any election under
Section 1111(b)(2) of the United States Bankruptcy Code), the Borrower, or any other Person in connection with any such proceeding; 

21.6 Any defense, setoff, or counterclaim which may at any time be available to or be asserted by the Borrower or any other Person with
respect to any Loan Document or any of the Guarantied Obligations; or subject to Section 5 hereof, any discharge by operation of law or release of the Borrower or any other Person from the performance or observance of any Loan Document or any
of the Guarantied Obligations; or 
 21.7 Any other event or circumstance, whether similar or dissimilar to the foregoing, and whether known
or unknown, which might otherwise constitute a defense available to, or limit the liability of, any Guarantor, a guarantor or a surety, excepting only Payment In Full. 

Each Guarantor acknowledges, consents, and agrees that new Guarantors may join in this Guaranty pursuant to Section 11.13 [Joinder of
Guarantors] of the Credit Agreement and each Guarantor affirms that its obligations shall continue hereunder undiminished. Each Guarantor consents to, and approves of, each of its Subsidiaries entering into and performing its obligations under the
Loan Documents to which each such Subsidiary is a party. 

  
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 22. Waivers, etc. Each of the Guarantors hereby waives any defense to or limitation on its
obligations under this Guaranty arising out of or based on any event or circumstance referred to in Section 3 hereof. Without limitation and to the fullest extent permitted by applicable Law, each Guarantor waives each of the following: 

22.1 All notices, disclosures and demand of any nature which otherwise might be required from time to time to preserve intact any rights
against any Guarantor, including the following: any notice of any event or circumstance described in Section 3 hereof; any notice required by any Law, regulation or order now or hereafter in effect in any jurisdiction; any notice of nonpayment,
nonperformance, dishonor, or protest under any Loan Document or any of the Guarantied Obligations; any notice of the incurrence of any Guarantied Obligation; any notice of any default or any failure on the part of the Borrower or any other Person to
comply with any Loan Document or any of the Guarantied Obligations or any direct or indirect security for any of the Guarantied Obligations; and any notice of any information pertaining to the business, operations, condition (financial or otherwise)
or prospects of the Borrower or any other Person; 
 22.2 Any right to any marshalling of assets, to the filing of any claim against the
Borrower or any other Person in the event of any bankruptcy, insolvency, reorganization or similar proceeding, or to the exercise against the Borrower or any other Person of any other right or remedy under or in connection with any Loan Document or
any of the Guarantied Obligations or any direct or indirect security for any of the Guarantied Obligations; any requirement of promptness or diligence on the part of the Administrative Agent or the Lenders, or any of them, or any other Person; any
requirement to exhaust any remedies under or in connection with, or to mitigate the damages resulting from default under, any Loan Document or any of the Guarantied Obligations or any direct or indirect security for any of the Guarantied
Obligations; any benefit of any statute of limitations; and any requirement of acceptance of this Guaranty or any other Loan Document, and any requirement that any Guarantor receive notice of any such acceptance; 

22.3 Any defense or other right arising by reason of any Law now or hereafter in effect in any jurisdiction pertaining to election of remedies
(including but not limited to anti-deficiency laws, “one action” laws or the like), or by reason of any election of remedies or other action or inaction by the Administrative Agent or the Lenders, or any of them (including but not limited
to commencement or completion of any judicial proceeding or nonjudicial sale or other action in respect of collateral security for any of the Guarantied Obligations), which results in denial or impairment of the right of the Administrative Agent or
the Lenders, or any of them, to seek a deficiency against the Borrower or any other Person or which otherwise discharges or impairs any of the Guarantied Obligations; and 

22.4 Any and all defenses any Guarantor may now or hereafter have based on principles of suretyship, impairment of collateral, or the like.

 23. Reinstatement. This Guaranty is a continuing obligation of each of the Guarantors and shall remain in full force and effect
notwithstanding that no Guarantied Obligations may be outstanding from time to time and notwithstanding any other event or circumstance. Upon termination of the Commitments, the expiration of all Letters of Credit and Payment In Full, this Guaranty
shall terminate; provided, however, that this Guaranty shall continue to be effective or be reinstated, as the case may be, any time any payment of any of the Guarantied Obligations is rescinded, recouped, avoided, or must otherwise be
returned or released by any Lender or the Administrative Agent upon or during the insolvency, bankruptcy, 

  
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or reorganization of, or any similar proceeding affecting, the Borrower or any other Person, or for any other reason whatsoever, all as though such payment had not been made and was due and
owing. 
 24. Subrogation. Each Guarantor waives and agrees it will not exercise any rights against the Borrower or any other
Guarantor or any of their respective Subsidiaries arising in connection with, or any Collateral securing, the Guarantied Obligations (including rights of subrogation, contribution, and the like) until the Guarantied Obligations have been
indefeasibly Paid In Full and all Commitments have been terminated and all Letters of Credit have expired. If any amount shall be paid to any Guarantor by or on behalf of the Borrower or any other Guarantor or any of their respective Subsidiaries by
virtue of any right of subrogation, contribution, or the like, such amount shall be deemed to have been paid to such Guarantor for the benefit of, and shall be held in trust for the benefit of, the Administrative Agent and the Lenders and shall
forthwith be paid to the Administrative Agent to be credited and applied upon the Guarantied Obligations, whether matured or unmatured, in accordance with the terms of the Credit Agreement. 

25. No Stay. Without limitation of any other provision of this Guaranty, if any declaration of default or acceleration or other
exercise or condition to exercise of rights or remedies under or with respect to any Guarantied Obligation shall at any time be stayed, enjoined, or prevented for any reason (including but not limited to stay or injunction resulting from the
pendency against the Borrower or any other Person of a bankruptcy, insolvency, reorganization or similar proceeding), the Guarantors agree that, for the purposes of this Guaranty and their obligations hereunder, the Guarantied Obligations shall be
deemed to have been declared in default or accelerated, and such other exercise or conditions to exercise shall be deemed to have been taken or met. 

26. Taxes. Each Guarantor hereby agrees to be bound by the provisions of Section 5.9 [Taxes] of the Credit Agreement and shall
make all payments free and clear of Taxes as provided therein. 
 27. Notices. Each Guarantor agrees that all notices, statements,
requests, demands and other communications under this Guaranty shall be given to such Guarantor at the address set forth on a Schedule to, or in a Guarantor Joinder given under, the Credit Agreement and in the manner provided in Section 11.5
[Notices; Effectiveness; Electronic Communication] of the Credit Agreement. The Administrative Agent and the Lenders may rely on any notice (whether or not made in a manner contemplated by this Guaranty) purportedly made by or on behalf of a
Guarantor, and the Administrative Agent and the Lenders shall have no duty to verify the identity or authority of the Person giving such notice. 

28. Counterparts; Telecopy Signatures. This Guaranty may be executed in any number of counterparts, each of which, when so executed,
shall be deemed an original, but all such counterparts shall constitute but one and the same instrument. Each Guarantor acknowledges and agrees that a telecopy transmission to the Administrative Agent or any Lender of signature pages hereto
purporting to be signed on behalf of any Guarantor shall constitute effective and binding execution and delivery hereof by such Guarantor. 

  
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 29. Setoff, Default Payments by Borrower. 

29.1 In the event that at any time any obligation of any of the Guarantors now or hereafter existing under this Guaranty shall have become due
and payable, the Administrative Agent and the Lenders, or any of them, shall have the right from time to time, without notice to any Guarantor, to set off against and apply to such due and payable amount any obligation of any nature of any Lender or
the Administrative Agent, or any subsidiary or Affiliate of any Lender or the Administrative Agent, to any Guarantor, including but not limited to all deposits (whether time or demand, general or special, provisionally credited or finally credited,
however evidenced) now or hereafter maintained by any Guarantor with the Administrative Agent or any Lender or any subsidiary or Affiliate thereof. Such right shall be absolute and unconditional in all circumstances and, without limitation, shall
exist whether or not the Administrative Agent or the Lenders, or any of them, shall have given any notice or made any demand under this Guaranty or under such obligation to any Guarantor, whether such obligation to such Guarantor is absolute or
contingent, matured or unmatured (it being agreed that the Administrative Agent and the Lenders, or any of them, may deem such obligation to be then due and payable at the time of such setoff), and regardless of the existence or adequacy of any
collateral, guaranty, or other direct or indirect security or right or remedy available to the Administrative Agent or any of the Lenders. The rights of the Administrative Agent and the Lenders under this Section are in addition to such other rights
and remedies (including, without limitation, other rights of setoff and banker’s lien) which the Administrative Agent and the Lenders, or any of them, may have, and nothing in this Guaranty or in any other Loan Document shall be deemed a waiver
of or restriction on the right of setoff or banker’s lien of the Administrative Agent and the Lenders, or any of them. Each of the Guarantors hereby agrees that, to the fullest extent permitted by Law, any Affiliate or subsidiary of the
Administrative Agent or any of the Lenders and any holder of a participation in any Guarantied Obligations or in any other obligation of any Guarantor under this Guaranty, shall have the same rights of setoff as the Administrative Agent and the
Lenders as provided in this Section (regardless whether such Affiliate or participant otherwise would be deemed a creditor of the Guarantor). 

29.2 Upon the occurrence and during the continuation of any default under any Guarantied Obligation, if any amount shall be paid to any
Guarantor by or for the account of Borrower, any other Guarantor or any other Subsidiary of the Borrower, such amount shall be held in trust for the benefit of each Lender and Administrative Agent and shall forthwith be paid to the Administrative
Agent to be credited and applied to the Guarantied Obligations when due and payable. 
 30. Construction. The section and other
headings contained in this Guaranty are for reference purposes only and shall not affect interpretation of this Guaranty in any respect. This Guaranty has been fully negotiated between the applicable parties, each party having the benefit of legal
counsel, and accordingly neither any doctrine of construction of guaranties or suretyships in favor of the guarantor or surety, nor any doctrine of construction of ambiguities in agreements or instruments against the party controlling the drafting
thereof, shall apply to this Guaranty. 
 31. Successors and Assigns. This Guaranty shall be binding upon each Guarantor, its
successors and assigns, and shall inure to the benefit of and be enforceable by the Administrative 

  
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Agent and the Lenders, or any of them, and their respective successors and permitted assigns; provided, however, that no Guarantor may assign or transfer any of its rights or
obligations hereunder or any interest herein and any such purported assignment or transfer shall be null and void. Without limitation of the foregoing, the Administrative Agent and the Lenders, or any of them (and any of their respective successive
assignees or transferees), from time to time may assign or otherwise transfer all or any portion of its rights or obligations under the Loan Documents (including all or any portion of any commitment to extend credit), or any other Guarantied
Obligations, to any other Person and such Guarantied Obligations (including any Guarantied Obligations resulting from an extension of credit by such other Person under or in connection with the Loan Documents, or any Lender-Provided Hedge, any
Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement) shall be and remain Guarantied Obligations entitled to the benefit of this Guaranty, and to the extent of its interest in such Guarantied Obligations such other Person
shall be vested with all the benefits in respect thereof granted to the Administrative Agent and the Lenders in this Guaranty or otherwise. 

32. Governing Law; Submission to Jurisdiction; Waiver of Jury Trial. 

32.1 Governing Law. This Guaranty shall be governed by, construed, and enforced in accordance with, the internal Laws of the State of
New York, without regard to conflict of laws principles. 
 32.2 Certain Waivers. Each Guarantor hereby irrevocably: 

32.2.1 Submits to the nonexclusive jurisdiction of any New York state or federal court sitting in New York County, in any
action or proceeding arising out of or relating to this Guaranty, and each Guarantor hereby irrevocably agrees that all claims in respect of such action or proceeding may be heard and determined in such New York state or federal court. Each
Guarantor hereby waives to the fullest extent it may effectively do so, the defense of an inconvenient forum to the maintenance of any such action or proceeding. Each Guarantor hereby appoints the process agent identified below (the “Process
Agent”) as its agent to receive on behalf of such party and its respective property service of copies of the summons and complaint and any other process which may be served in any action or proceeding. Such service may be made by mailing or
delivering a copy of such process to the Guarantor in care of the Process Agent at the Process Agent’s address, and each Guarantor hereby authorizes and directs the Process Agent to receive such service on its behalf. Each Guarantor agrees that
a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions (or any political subdivision thereof) by suit on the judgment or in any other manner provided at law. Each Guarantor further agrees
that it shall, for so long as any commitment or any obligation of any Loan Party to the Administrative Agent or any Lender remains outstanding, continue to retain Process Agent for the purposes set forth in this Section 14. The Process Agent is
the Borrower, with an office on the date hereof as set forth in the Schedules to the Credit Agreement. The Process Agent hereby accepts the appointment of Process Agent by the Guarantors and agrees to act as Process Agent on behalf of the
Guarantors; 

  
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 32.2.2 Waives any objection to jurisdiction and venue of any action instituted
against it as provided herein and agrees not to assert any defense based on lack of jurisdiction or venue; and 
 32.2.3
WAIVES TRIAL BY JURY IN ANY ACTION, SUIT, PROCEEDING, OR COUNTERCLAIM OF ANY KIND ARISING OUT OF OR RELATED TO THIS GUARANTY, THE CREDIT AGREEMENT, OR ANY OTHER LOAN DOCUMENT TO THE FULLEST EXTENT PERMITTED BY LAW. 

33. Severability; Modification to Conform to Law. 

33.1 It is the intention of the parties that this Guaranty be enforceable to the fullest extent permissible under applicable Law, but that the
unenforceability (or modification to conform to such Law) of any provision or provisions hereof shall not render unenforceable, or impair, the remainder hereof. If any provision in this Guaranty shall be held invalid or unenforceable in whole or in
part in any jurisdiction, this Guaranty shall, as to such jurisdiction, be deemed amended to modify or delete, as necessary, the offending provision or provisions and to alter the bounds thereof in order to render it or them valid and enforceable to
the maximum extent permitted by applicable Law, without in any manner affecting the validity or enforceability of such provision or provisions in any other jurisdiction or the remaining provisions hereof in any jurisdiction. 

33.2 Without limitation of the preceding subsection (a), to the extent that applicable Law (including applicable Laws pertaining to fraudulent
conveyance or fraudulent or preferential transfer) otherwise would render the full amount of a Guarantor’s obligations hereunder invalid, voidable, or unenforceable on account of the amount of such Guarantor’s aggregate liability under
this Guaranty, then, notwithstanding any other provision of this Guaranty to the contrary, the aggregate amount of such Guarantor’s liability shall, without any further action by the Administrative Agent or any of the Lenders or such Guarantor
or any other Person, be automatically limited and reduced to the highest amount which is valid and enforceable as determined in such action or proceeding, which (without limiting the generality of the foregoing) may be an amount which is equal to
the greater of: 
 33.2.1 the fair consideration actually received by such Guarantor under the terms and as a result of the
Loan Documents, and any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement and any Lender-Provided Credit Arrangement, and the value of the benefits described in this Section 15 (b) hereof, including (and to the extent not
inconsistent with applicable federal and state Laws affecting the enforceability of guaranties) distributions, commitments, and advances made to or for the benefit of such Guarantor with the proceeds of any credit extended under the Loan Documents
and any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement and any Lender-Provided Credit Arrangement, or 

33.2.2 the excess of (A) the amount of the fair value of the assets of such Guarantor as of the date of this Guaranty as
determined in accordance with applicable federal and state Laws governing determinations of the insolvency of debtors as in effect on the date hereof, over (B) the amount of all liabilities of such Guarantor as of the date of this Guaranty,
also as determined on the basis of applicable federal and state Laws governing the insolvency of debtors as in effect on the date hereof. 

  
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 33.3 Notwithstanding anything to the contrary in this Section or elsewhere in this Guaranty, this
Guaranty shall be presumptively valid and enforceable to its full extent in accordance with its terms, as if this Section (and references elsewhere in this Guaranty to enforceability to the fullest extent permitted by Law) were not a part of this
Guaranty, and in any related litigation the burden of proof shall be on the party asserting the invalidity or unenforceability of any provision hereof or asserting any limitation on any Guarantor’s obligations hereunder as to each element of
such assertion. 
 34. Additional Guarantors. At any time after the initial execution and delivery of this Guaranty to the
Administrative Agent and the Lenders, additional Persons may become parties to this Guaranty and thereby acquire the duties and rights of being a Guarantor hereunder by executing and delivering to the Administrative Agent and the Lenders a Guarantor
Joinder pursuant to the Credit Agreement. No notice of the addition of any Guarantor shall be required to be given to any pre-existing Guarantor and each Guarantor hereby consents thereto. 

35. Joint and Several Obligations. The obligations and additional liabilities of the Guarantors under this Guaranty are joint and
several obligations of the Guarantors, and each Guarantor hereby waives to the full extent permitted by Law any defense it may otherwise have to the payment and performance of the Guarantied Obligations that its liability hereunder is limited and
not joint and several. Each Guarantor acknowledges and agrees that the foregoing waivers and those set forth below serve as a material inducement to the agreement of the Administrative Agent and the Lenders to make the Loans and other financial
accommodations, and that the Administrative Agent and the Lenders are relying on each specific waiver and all such waivers in accepting this Guaranty. The undertakings of each Guarantor hereunder secure the obligations of itself and the other
Guarantors. The Administrative Agent and the Lenders, or any of them, may, in their sole discretion, elect to enforce this Guaranty against any Guarantor without any duty or responsibility to pursue the Borrower, any other Guarantor or any other
Person, and such an election by the Administrative Agent and the Lenders, or any of them, shall not be a defense to any action the Administrative Agent and the Lenders, or any of them, may elect to take against any Guarantor. Each of the Lenders and
the Administrative Agent hereby reserves all rights against each Guarantor. 
 36. Receipt of Credit Agreement, Other Loan Documents,
Benefits. 
 36.1 Each Guarantor hereby acknowledges that it has received a copy of the Credit Agreement, the other Loan Documents and
any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement and any Lender-Provided Credit Arrangement, and each Guarantor certifies that the representations and warranties made therein with respect to such Guarantor are true and correct.
Further, each Guarantor acknowledges and agrees to perform, comply with, and be bound by all of the provisions of the Credit Agreement and the other Loan Documents. 

36.2 Each Guarantor hereby acknowledges, represents, and warrants that it receives direct and indirect benefits by virtue of its affiliation
with Borrower and the other Guarantors and that it will receive direct and indirect benefits from the financing arrangements contemplated by 

  
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the Credit Agreement and that such benefits, together with the rights of contribution and subrogation that may arise in connection herewith are a reasonably equivalent exchange of value in return
for providing this Guaranty. 
 37. Miscellaneous. 

37.1 Amendments, Waivers. No amendment to or waiver of any provision of this Guaranty, and no consent to any departure by any Guarantor
herefrom, shall in any event be effective unless in a writing manually signed by or on behalf of the Administrative Agent and the Lenders. Any such waiver or consent shall be effective only in the specific instance and for the specific purpose for
which given. No delay or failure of the Administrative Agent or the Lenders, or any of them, in exercising any right or remedy under this Guaranty shall operate as a waiver thereof; nor shall any single or partial exercise of any such right or
remedy preclude any other or further exercise thereof or the exercise of any other right or remedy. The rights and remedies of the Administrative Agent and the Lenders under this Guaranty are cumulative and not exclusive of any other rights or
remedies available hereunder, under any other agreement or instrument, by Law, or otherwise. 
 37.2 Telecommunications. Each Lender
and the Administrative Agent shall be entitled to rely on the authority of any individual making any telecopy, electronic or telephonic notice, request, or signature without the necessity of receipt of any verification thereof. 

37.3 Expenses. Each Guarantor unconditionally agrees to pay all costs and expenses, including attorney’s fees incurred by the
Administrative Agent or any of the Lenders in enforcing this Guaranty against any Guarantor and each Guarantor shall pay and indemnify each Lender and the Administrative Agent for, and hold it harmless from and against, any and all obligations,
liabilities, losses, damages, costs, expenses (including disbursements and reasonable legal fees of counsel to any Lender or the Administrative Agent), penalties, judgments, suits, actions, claims, and disbursements imposed on, asserted against, or
incurred by any Lender or the Administrative Agent: 
 37.3.1 relating to the preparation, negotiation, execution,
administration, or enforcement of or collection under this Guaranty or any document, instrument, or agreement relating to any of the Obligations, including in any bankruptcy, insolvency, or similar proceeding in any jurisdiction or political
subdivision thereof; 
 37.3.2 relating to any amendment, modification, waiver, or consent hereunder or relating to any
telecopy or telephonic transmission purporting to be by any Guarantor or the Borrower; and 
 37.3.3 in any way relating to
or arising out of this Guaranty, or any document, instrument, or agreement relating to any of the Guarantied Obligations, or any action taken or omitted to be taken by any Lender or the Administrative Agent hereunder, and including those arising
directly or indirectly from the violation or asserted violation by any Guarantor or the Borrower or the Administrative Agent or any Lender of any Law, rule, regulation, judgment, order, or the like of any jurisdiction or political subdivision
thereof (including those relating to environmental protection, health, labor, importing, exporting, or safety) and regardless whether asserted by any governmental entity or any other Person. 

  
 17 

 37.4 Prior Understandings. This Guaranty and the Credit Agreement constitute the entire
agreement of the parties hereto with respect to the subject matter hereof and supersede any and all other prior and contemporaneous understandings and agreements. 

37.5 Survival. All representations and warranties of the Guarantors made in connection with this Guaranty shall survive, and shall not
be waived by, the execution and delivery of this Guaranty, any investigation by or knowledge of the Administrative Agent and the Lenders, or any of them, any extension of credit, or any other event or circumstance whatsoever. 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGES FOLLOW] 

  
 18 

 [SIGNATURE PAGE - CONTINUING 

AGREEMENT OF GUARANTY AND SURETYSHIP] 

IN WITNESS WHEREOF, the undersigned parties intending to be legally bound, have executed this Guaranty as of the date first above written.

  

			
	GUARANTORS:
	
	 KOPPERS HOLDINGS INC.

KOPPERS DELAWARE, INC.
 KOPPERS ASIA LLC

KOPPERS CONCRETE PRODUCTS, INC.
 CONCRETE PARTNERS,
INC.

		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President
	
	KOPPERS VENTURES LLC
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary

 [SIGNATURE PAGE - CONTINUING 

AGREEMENT OF GUARANTY AND SURETYSHIP] 
  

			
	Acknowledged and consented to:
	
	 PNC BANK, NATIONAL ASSOCIATION,

as Administrative Agent

		
	By:	 	  

	Name:	 	Tracy J. DeCock
	Title:	 	Senior Vice President

 [SIGNATURE PAGE - CONTINUING 

AGREEMENT OF GUARANTY AND SURETYSHIP] 
  

			
	Acknowledged and consented to:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer

 EXHIBIT 1.1(I) 

[FORM OF] 
 INTERCOMPANY
SUBORDINATION AGREEMENT 
 THIS INTERCOMPANY SUBORDINATION AGREEMENT (this “Agreement”) is dated as of August 15, 2014
and is made by and among KOPPERS INC., a Pennsylvania corporation (the “Borrower”), EACH OF THE PERSONS LISTED ON THE SIGNATURE PAGES HERETO AND EACH OF THE OTHER PERSONS WHICH BECOMES A GUARANTOR UNDER THE CREDIT
AGREEMENT (EACH AS DEFINED BELOW) OR IS OTHERWISE REQUIRED TO BE A PARTY HEREUNDER PURSUANT TO THE CREDIT AGREEMENT (the Borrower, each other Person and each Guarantor being individually referred to herein as a “Company” and
collectively as the “Companies”), for the benefit of PNC BANK, NATIONAL ASSOCIATION, as administrative agent (the “Administrative Agent”) for the Lenders (defined below). 

WITNESSETH THAT: 
 WHEREAS,
reference is made to that certain Credit Agreement (as amended, restated, modified or supplemented, from time to time, the “Credit Agreement”) dated as of August 15, 2014, by and among the Borrower, the Guarantors (as defined
therein) from time to time party thereto (the “Guarantors”), the Lenders (as defined therein) from time to time party thereto (the “Lenders”), and the Administrative Agent; each capitalized term used herein shall,
unless otherwise defined herein, have the meaning specified in the Credit Agreement; and 
 WHEREAS, pursuant to the Credit Agreement, the
Administrative Agent and the Lenders have agreed to make certain loans and other financial accommodations to the Borrower; and 
 WHEREAS,
the Companies have or, in the future, may have liabilities, obligations or indebtedness owed to each other (the liabilities, obligations and indebtedness of each of the Companies to any other Company, now existing or hereafter incurred (whether
created directly or acquired by assignment or otherwise), and interest and premiums, if any, thereon and other amounts payable in respect thereof and all other obligations and other amounts payable by any Company to any other Company are hereinafter
collectively referred to as the “Intercompany Indebtedness”); and 
 WHEREAS, the obligation of the Administrative Agent
and the Lenders to make loans under the Credit Agreement is subject to the conditions, among others, that the Companies subordinate the Intercompany Indebtedness to the Obligations of the Borrower or any other Company to the Administrative Agent or
the Lenders pursuant to the Credit Agreement, the other Loan Documents, any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement and any Lender-Provided Credit Arrangement (collectively, the “Senior Debt”) in the manner
set forth herein. 

 NOW, THEREFORE, intending to be legally bound hereby, and for good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the parties hereto covenant and agree as follows: 
 38. Intercompany
Indebtedness Subordinated to Senior Debt. The recitals set forth above are hereby incorporated by reference. All Intercompany Indebtedness shall be subordinate and subject in right of payment until receipt by the Administrative Agent and the
Lenders of Payment In Full. 
 39. Payment Over of Proceeds Upon Dissolution, Etc. Upon any distribution of assets of any Company in
the event of (a) any insolvency or bankruptcy case or proceeding, or any receivership, liquidation, reorganization or other similar case or proceeding in connection therewith, relative to any Company or to its creditors, as such, or to its
assets, or (b) any liquidation, dissolution or other winding up of any Company, whether voluntary or involuntary and whether or not involving insolvency or bankruptcy, or (c) any assignment for the benefit of creditors or any marshalling
of assets and liabilities of any Company (a Company distributing assets as set forth herein being referred to in such capacity as a “Distributing Company”), then and in any such event, the Administrative Agent shall be entitled to
receive, for the benefit of the Administrative Agent and the Lenders as their respective interests may appear, Payment In Full of all amounts due or to become due (whether or not an Event of Default has occurred under the terms of the Loan Documents
or the Senior Debt has been declared due and payable prior to the date on which it would otherwise have become due and payable) on or in respect of any and all Senior Debt before the holder of any Intercompany Indebtedness owed by the Distributing
Company is entitled to receive any payment on account of the principal of or interest on such Intercompany Indebtedness, and to that end, the Administrative Agent shall be entitled to receive, for application to the payment of the Senior Debt, any
payment or distribution of any kind or character, whether in cash, property or securities, which may be payable or deliverable in respect of the Intercompany Indebtedness owed by the Distributing Company in any such case, proceeding, dissolution,
liquidation or other winding up event. 
 40. No Commencement of Any Proceeding. Each Company agrees that, so long as the Senior Debt
shall remain unpaid, it will not commence, or join with any creditor other than the Lenders and the Administrative Agent in commencing, any proceeding referred to in Section 2 against any other Company that owes it any Intercompany
Indebtedness. 
 41. Prior Payment of Senior Debt Upon Acceleration of Intercompany Indebtedness. If any portion of the Intercompany
Indebtedness owed by any Company becomes or is declared due and payable before its stated maturity, then and in such event the Administrative Agent and the Lenders shall be entitled to receive Payment In Full of all amounts due and to become due on
or in respect of the Senior Debt (whether or not an Event of Default has occurred under the terms of the Loan Documents or the Senior Debt has been declared due and payable prior to the date on which it would otherwise have become due and payable)
before the holder of any such Intercompany Indebtedness is entitled to receive any payment thereon. 
 42. No Payment When Senior Debt in
Default. If any Event of Default or Potential shall have occurred and be continuing, or such an Event of Default or Potential Default would result from or exist after giving effect to a payment with respect to any portion of the

  
 23 

 
Intercompany Indebtedness, unless the Required Lenders shall have consented to or waived the same, so long as any of the Senior Debt shall remain outstanding, no payment shall be made by any
Company owing such Intercompany Indebtedness on account of principal or interest on any portion of the Intercompany Indebtedness. 
 43.
Payment Permitted if No Default. Nothing contained in this Agreement shall prevent any of the Companies, at any time except during the pendency of any of the conditions described in Sections 2, 4 and 5, from making regularly scheduled
payments of principal of or interest on any portion of the Intercompany Indebtedness, or the retention thereof by any of the Companies of any money deposited with it for the payment of or on account of the principal of or interest on the
Intercompany Indebtedness. 
 44. Receipt of Prohibited Payments. If, notwithstanding the foregoing provisions of Sections 2, 4, 5
and 6, a Company that is owed Intercompany Indebtedness by a Distributing Company shall have received any payment or distribution of assets from the Distributing Company of any kind or character, whether in cash, property or securities, then and in
such event such payment or distribution shall be held in trust for the benefit of the Administrative Agent and the Lenders as their respective interests may appear, shall be segregated from other funds and property held by such Company, and shall be
forthwith paid over to the Administrative Agent in the same form as so received (with any necessary endorsement) to be applied (in the case of cash) to or held as collateral (in the case of noncash property or securities) for the payment or
prepayment of the Senior Debt in accordance with the terms of the Credit Agreement. 
 45. Rights of Subrogation. Each Company agrees
that no payment or distribution to the Administrative Agent or the Lenders pursuant to the provisions of this Agreement shall entitle it to exercise any rights of subrogation in respect thereof until the Senior Debt shall have been indefeasibly Paid
In Full. 
 46. Agreement Solely to Define Relative Rights. The purpose of this Agreement is solely to define the relative rights of
the Companies, on the one hand, and the Administrative Agent and the Lenders, on the other hand. Nothing contained in this Agreement is intended to or shall impair, as between any of the Companies and their creditors other than the Administrative
Agent and the Lenders, the obligation of the Companies to each other to pay the principal of and interest on the Intercompany Indebtedness as and when the same shall become due and payable in accordance with its terms, or is intended to or shall
affect the relative rights among the Companies and their creditors other than the Administrative Agent and the Lenders, nor shall anything herein prevent any of the Companies from exercising all remedies otherwise permitted by applicable Law upon
default under any agreement pursuant to which the Intercompany Indebtedness is created, subject to the rights, if any, under this Agreement of the Administrative Agent and the Lenders to receive cash, property or securities otherwise payable or
deliverable with respect to the Intercompany Indebtedness. 

  
 24 

 47. Instruments Evidencing Intercompany Indebtedness. Each Company shall cause each
instrument which now or hereafter evidences all or a portion of the Intercompany Indebtedness to be conspicuously marked as follows: 

“This instrument is subject to the terms of that certain Intercompany Subordination Agreement dated as of August 15,
2014, in favor of PNC BANK, NATIONAL ASSOCIATION, as Administrative Agent for the Lenders referred to therein, which Intercompany Subordination Agreement is incorporated herein by reference. Notwithstanding any contrary statement contained in the
within instrument, no payment on account of the principal thereof or interest thereon shall become due or payable except in accordance with the express terms of the Intercompany Subordination Agreement.” 

Each Company will further mark its internal records in such a manner as shall be effective to give proper notice to the effect of this Agreement. 

48. No Implied Waivers of Subordination. No right of the Administrative Agent or any Lender to enforce subordination, as herein
provided, shall at any time in any way be prejudiced or impaired by any act or failure to act on the part of any Company or by any act or failure to act by the Administrative Agent or any Lender, or by any non-compliance by any Company with the
terms, provisions and covenants of any agreement pursuant to which the Intercompany Indebtedness is created, regardless of any knowledge thereof with which the Administrative Agent or any Lender may have or be otherwise charged. Each Company by its
acceptance hereof shall agree that, so long as there is Senior Debt outstanding or Commitments in effect under the Credit Agreement, such Company shall not agree to sell, assign, pledge, encumber or otherwise dispose of, or agree to compromise, the
obligations of the other Companies with respect to their Intercompany Indebtedness, other than by means of payment of such Intercompany Indebtedness according to its terms, without the prior written consent of the Administrative Agent. 

Without in any way limiting the generality of the foregoing paragraph, the Administrative Agent or any of the Lenders may, at any time and
from time to time, without the consent of or notice to any of the Companies, except the Borrower to the extent provided in the Credit Agreement, without incurring responsibility to any of the Companies and without impairing or releasing the
subordination provided in this Agreement or the obligations hereunder of the Companies to the Administrative Agent and the Lenders, do any one or more of the following in accordance with the terms of the Credit Agreement: (i) change the manner,
place or terms of payment, or extend the time of payment, renew or alter the Senior Debt or otherwise amend or supplement the Senior Debt or the Loan Documents; (ii) sell, exchange, release or otherwise deal with any property pledged, mortgaged
or otherwise securing the Senior Debt; (iii) release any person liable in any manner for the payment or collection of the Senior Debt; and (iv) exercise or refrain from exercising any rights against any of the Companies and any other
person. 
 49. Additional Subsidiaries. The Companies covenant and agree that they shall cause Subsidiaries (other than Excluded
Subsidiaries) created or acquired after the date of this Agreement, required to join this Agreement pursuant to Section 8.2.9 [Subsidiaries, Partnerships and Joint Ventures] or otherwise under the Credit Agreement, to execute a Guarantor
Joinder in substantially the form of Exhibit 1.1(G)(1) to the Credit Agreement, whereby such Subsidiary joins this Agreement and subordinates all Indebtedness owed to any such Subsidiary by any of the Companies or other Subsidiaries
hereafter created or acquired to the Senior Debt. 

  
 25 

 50. Continuing Force and Effect. This Agreement shall continue in force for so long as any
portion of the Senior Debt remains unpaid and any Commitments or Letters of Credit under the Credit Agreement remain outstanding, it being contemplated that this Agreement be of a continuing nature. 

51. Modification, Amendments or Waivers. Any and all agreements amending or changing any provision of this Agreement or the rights of
the Administrative Agent or the Lenders hereunder, and any and all waivers or consents to Events of Default or other departures from the due performance of any Company hereunder, shall be made only by written agreement, waiver or consent signed by
the Administrative Agent, acting on behalf of all the Lenders, with the written consent of the Required Lenders, any such agreement, waiver or consent made with such written consent being effective to bind all the Lenders. 

52. Expenses. The Companies unconditionally and jointly and severally agree upon demand to pay to the Administrative Agent and the
Lenders the amount of any and all out-of-pocket costs, expenses and disbursements, including fees and expenses of counsel (including the allocated costs of staff counsel) for which reimbursement is customarily obtained, which the Administrative
Agent or any of the Lenders may incur in connection with (a) the exercise or enforcement of any of the rights of the Administrative Agent or the Lenders hereunder, or (b) the failure by any of the Companies to perform or observe any of the
provisions hereof. 
 53. Severability. The provisions of this Agreement are intended to be severable. If any provision of this
Agreement shall be held invalid or unenforceable in whole or in part in any jurisdiction, such provision shall, as to such jurisdiction, be ineffective to the extent of such invalidity or unenforceability without in any manner affecting the validity
or enforceability thereof in any other jurisdiction or the remaining provisions hereof in any jurisdiction. 
 54. Governing Law.
This Agreement shall be a contract under the internal laws of the State of New York and for all purposes shall be construed in accordance with the internal laws of the State of New York, without giving effect to its principles of conflict of laws.

 55. Successors and Assigns. This Agreement shall inure to the benefit of the Administrative Agent and the Lenders and their
respective successors and assigns, as permitted in the Credit Agreement, and the obligations of each Company shall be binding upon their respective successors and permitted assigns, provided, that no Company may assign or transfer its rights or
obligations hereunder or any interest herein and any such purported assignment or transfer shall be null and void. The duties and obligations of the Companies may not be delegated or transferred by the Companies without the prior written consent of
the Required Lenders and any such delegation or transfer without such consent shall be null and void. Except to the extent otherwise required by the context of this Agreement, the word “Lenders” when used herein shall include,
without limitation, any holder of a Note or an assignment of rights therein originally issued to a Lender under the Credit Agreement, and each such holder of a Note or assignment shall have the benefits of this Agreement to the same extent as if
such holder had originally been a Lender under the Credit Agreement. 
 56. Joint and Several Obligations. Each of the obligations of
each and every Company under this Agreement is joint and several. The Administrative Agent and the Lenders, 

  
 26 

 
or any of them, may, in their sole discretion, elect to enforce this Agreement against any Company without any duty or responsibility to pursue any other Company and such an election by the
Administrative Agent and the Lenders, or any of them, shall not be a defense to any action the Administrative Agent and the Lenders, or any of them, may elect to take against any Company. Each of the Lenders and Administrative Agent hereby reserves
all right against each Company. 
 57. Counterparts. This Agreement may be executed in any number of counterparts and by the
different parties hereto on separate counterparts, each of which, when executed and delivered, shall be deemed an original, but all such counterparts shall constitute but one and the same instrument. Each Company acknowledges and agrees that a
telecopy or electronic transmission to the Administrative Agent or any Lender of the signature page hereof purporting to be signed on behalf of any Company shall constitute effective and binding execution and delivery hereof by such Company. 

58. Attorneys-in-Fact. Each of the Companies hereby authorizes and empowers the Administrative Agent, at the election of the
Administrative Agent and in the name of either the Administrative Agent, for the benefit of the Administrative Agent and the Lenders as their respective interests may appear, or in the name of each such Company as is owed Intercompany Indebtedness,
to execute and file proofs and documents and take any other action the Administrative Agent may deem advisable to completely protect the Administrative Agent’s and the Lenders’ interests in the Intercompany Indebtedness and the right of
the Administrative Agent and the Lenders of enforcement thereof, and to that end each of the Companies hereby irrevocably makes, constitutes and appoints the Administrative Agent, its officers, employees and agents, or any of them, with full power
of substitution, as the true and lawful attorney-in-fact and agent of such Company, and with full power for such Company, and in the name, place and stead of such Company for the purpose of carrying out the provisions of this Agreement, and taking
any action and executing, delivering, filing and recording any instruments which the Administrative Agent may deem necessary or advisable to accomplish the purposes hereof, which power of attorney, being given for security, is coupled with an
interest and is irrevocable. Each Company hereby ratifies and confirms, and agrees to ratify and confirm, all action taken by the Administrative Agent, its officers, employees or agents pursuant to the foregoing power of attorney. 

59. Application of Payments. In the event any payments are received by the Administrative Agent under the terms of this Agreement for
application to the Senior Debt at any time when the Senior Debt has not been declared due and payable and prior to the date on which it would otherwise become due and payable, such payment shall constitute a voluntary prepayment of the Senior Debt
for all purposes under the Credit Agreement. 
 60. Remedies. In the event of a breach by any of the Companies in the performance of
any of the terms of this Agreement, the Administrative Agent, on behalf of the Lenders, may demand specific performance of this Agreement and seek injunctive relief and may exercise any other remedy available at law or in equity, it being recognized
that the remedies of the Administrative Agent on behalf of the Lenders at law may not fully compensate the Administrative Agent on behalf of the Lenders for the damages they may suffer in the event of a breach hereof. 

  
 27 

 61. Consent to Jurisdiction; Waiver of Jury Trial. Each Company hereby irrevocably submits
to the nonexclusive jurisdiction of any New York state or federal court sitting in New York County, in any action or proceeding arising out of or relating to this Agreement, and each Company hereby irrevocably agrees that all claims in respect of
such action or proceeding may be heard and determined in such New York state or federal court. Each Company hereby waives to the fullest extent it may effectively do so, the defense of an inconvenient forum to the maintenance of any such action or
proceeding. Each Company hereby appoints the process agent identified below (the “Process Agent”) as its agent to receive on behalf of such party and its respective property service of copies of the summons and complaint and any
other process which may be served in any action or proceeding. Such service may be made by mailing or delivering a copy of such process to the Company in care of the Process Agent at the Process Agent’s address, and each Company hereby
authorizes and directs the Process Agent to receive such service on its behalf. Each Company agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions (or any political subdivision
thereof) by suit on the judgment or in any other manner provided at law. Each Company further agrees that it shall, for so long as any commitment or any obligation of any Loan Party to the Administrative Agent or any Lender remains outstanding,
continue to retain Process Agent for the purposes set forth in this Section 24. The Process Agent is the Borrower, with an office on the date hereof as set forth in the Schedules to the Credit Agreement. The Process Agent hereby accepts the
appointment of Process Agent by the Companies and agrees to act as Process Agent on behalf of the Companies. 
 62. EXCEPT AS PROHIBITED BY
LAW, EACH COMPANY HEREBY WAIVES TRIAL BY A JURY IN ANY ACTION, SUIT, PROCEEDING OR COUNTERCLAIM OF ANY KIND ARISING OUT OF THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT OR THE COLLATERAL TO THE FULLEST EXTENT PERMITTED BY LAW. 

63. Notices. All notices, statements, requests and demands and other communications given to or made upon the Companies, the
Administrative Agent or the Lenders in accordance with the provisions of this Agreement shall be given or made as provided in Section 11.5 [Notices; Effectiveness; Electronic Communication] of the Credit Agreement. 

64. Rules of Construction. The rules of construction set forth in Section 1.2 [Construction] of the Credit Agreement shall apply
to this Agreement. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGES FOLLOW] 

  
 28 

 [SIGNATURE PAGE - INTERCOMPANY SUBORDINATION AGREEMENT] 

WITNESS the due execution hereof as of the day and year first above written. 

 

			
	COMPANIES:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	 KOPPERS HOLDINGS INC.

KOPPERS DELAWARE, INC.
 KOPPERS ASIA LLC

KOPPERS CONCRETE PRODUCTS, INC.
 CONCRETE PARTNERS,
INC.

		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President
	
	KOPPERS VENTURES LLC
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary

 [SIGNATURE PAGE - INTERCOMPANY SUBORDINATION AGREEMENT] 

 

			
	ADMINISTRATIVE AGENT:
	
	 PNC BANK, NATIONAL ASSOCIATION,

as Administrative Agent

		
	By:	 	  

	Name:	 	Tracy J. DeCock
	Title:	 	Senior Vice President

 EXHIBIT 1.1(N)(1) 

[FORM OF] 
 REVOLVING CREDIT NOTE

  

			
	US$        	  	Pittsburgh, Pennsylvania
		  	                    , 2014

 FOR VALUE RECEIVED, the undersigned, KOPPERS INC., a Pennsylvania corporation (herein called the
“Borrower”), hereby unconditionally promises to pay to the order of                      (the “Lender”), the lesser
of (i) the principal sum of                      U.S. Dollars (US$        ), or (ii) the aggregate
unpaid principal balance of all Revolving Credit Loans made by the Lender to the Borrower pursuant to Section 2.1.1 [Revolving Credit Loans; Optional Currency Loans] of the Credit Agreement, dated as of August 15, 2014, among the Borrower,
the Guarantors now or hereafter party thereto, the Lenders now or hereafter party thereto and PNC Bank, National Association, as administrative agent, (hereinafter referred to in such capacity as the “Administrative Agent”) (as
amended, restated, modified, or supplemented from time to time, the “Credit Agreement”), together with all outstanding interest thereon on the Expiration Date. 

The Borrower shall pay interest on the unpaid principal balance hereof from time to time outstanding from the date hereof at the rate or rates
per annum specified by the Borrower pursuant to, or as otherwise provided in, the Credit Agreement. Subject to the provisions of the Credit Agreement, interest on this Revolving Credit Note will be payable pursuant to Section 5.5 [Interest
Payment Dates] of, or as otherwise provided in, the Credit Agreement. If any payment or action to be made or taken hereunder shall be stated to be or become due on a day which is not a Business Day, such payment or action shall be made or taken on
the next following Business Day, unless otherwise provided in the Credit Agreement, and such extension of time shall be included in computing interest or fees, if any, in connection with such payment or action. Upon the occurrence and during the
continuation of an Event of Default and at the Administrative Agent’s discretion or upon written demand by the Required Lenders, the Borrower shall pay interest on the entire principal amount of the then outstanding Revolving Credit Loans
evidenced by this Revolving Credit Note and all other obligations due and payable to the Lender pursuant to the Credit Agreement and the other Loan Documents at a rate per annum as set forth in Section 4.3 [Interest After Default] of the Credit
Agreement. Such interest rate will accrue before and after any judgment has been entered. 
 Subject to the provisions of the Credit
Agreement, payments of both principal and interest shall be made without setoff, counterclaim or other deduction of any nature, at the office of the Administrative Agent located at 500 First Avenue, Pittsburgh, Pennsylvania 15219, unless otherwise
directed in writing by the Administrative Agent, in lawful money of the United States of America in immediately available funds. 
 This
Revolving Credit Note is one of the Notes referred to in, and is entitled to the benefits of, the Credit Agreement and the other Loan Documents, including the representations, warranties, covenants, conditions, security interests and Liens contained
or granted therein. The 

 
Credit Agreement among other things contains provisions for acceleration of the maturity hereof upon the happening of certain stated events and also for prepayments, in certain circumstances, on
account of principal hereof prior to maturity upon the terms and conditions therein specified. The Borrower waives presentment, demand, notice, protest and all other demands and notices in connection with the delivery, acceptance, performance,
default or enforcement of this Revolving Credit Note and the Credit Agreement. 
 This Revolving Credit Note shall bind the Borrower and its
successors and assigns, and the benefits hereof shall inure to the benefit of the Lender and its successors and assigns. All references herein to the “Borrower”, the “Administrative Agent” and the “Lender” shall be
deemed to apply to the Borrower, the Administrative Agent and the Lender, respectively, and their respective successors and assigns as permitted under the Credit Agreement. 

This Revolving Credit Note and any other documents delivered in connection herewith and the rights and obligations of the parties hereto and
thereto shall for all purposes be governed, by and construed and enforced in accordance with, the internal laws of the State of New York without giving effect to its conflicts of law principles. 

All capitalized terms used herein shall, unless otherwise defined herein, have the same meanings given to such terms in the Credit Agreement
and Section 1.2 [Construction] of the Credit Agreement shall apply to this Revolving Credit Note. 
 [REMAINDER OF PAGE INTENTIONALLY
LEFT BLANK] 
 [SIGNATURE PAGE FOLLOWS] 

  
 32 

 [SIGNATURE PAGE TO REVOLVING CREDIT NOTE] 

IN WITNESS WHEREOF, and intending to be legally bound hereby, the undersigned has executed this Revolving Credit Note by its duly authorized
officer. 
  

			
	BORROWER:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer

 EXHIBIT 1.1(N)(2) 

[FORM OF] 
 SWING LOAN NOTE 

 

			
	US$25,000,000	  	Pittsburgh, Pennsylvania
		  	                    , 2014

 FOR VALUE RECEIVED, the undersigned, KOPPERS INC., a Pennsylvania corporation (herein called the
“Borrower”), hereby unconditionally promises to pay to the order of PNC BANK, NATIONAL ASSOCIATION (the “Lender”), the lesser of (i) the principal sum of Twenty-Five Million U.S. Dollars (US$25,000,000),
or (ii) the aggregate unpaid principal balance of all Swing Loans made by the Lender to the Borrower pursuant to the Credit Agreement, dated as of August 15, 2014, among the Borrower, the Guarantors now or hereafter party thereto, the
Lenders now or hereafter party thereto, and the Lender, as administrative agent (hereinafter referred to in such capacity as the “Administrative Agent”) (as amended, restated, modified, or supplemented from time to time, the
“Credit Agreement”), payable with respect to each Swing Loan evidenced hereby on the earlier of (i) demand by the Lender or (ii) the Expiration Date. 

The Borrower shall pay interest on the unpaid principal balance of each Swing Loan from time to time outstanding from the date hereof at the
rate per annum and on the date(s) provided in the Credit Agreement. Subject to the provisions of the Credit Agreement, interest on this Swing Loan Note will be payable pursuant to Section 5.5 [Interest Payment Dates] of, or as otherwise
provided in, the Credit Agreement. If any payment or action to be made or taken hereunder shall be stated to be or become due on a day which is not a Business Day, such payment or action shall be made or taken on the next following Business Day,
unless otherwise provided in the Credit Agreement, and such extension of time shall be included in computing interest or fees, if any, in connection with such payment or action. Upon the occurrence and during the continuation of an Event of Default
and at the Administrative Agent’s discretion or upon written demand by the Required Lenders, the Borrower shall pay interest on the entire principal amount of the then outstanding Swing Loans evidenced by this Swing Loan Note at a rate per
annum as set forth in Section 4.3 [Interest After Default] of the Credit Agreement. Such interest rate will accrue before and after any judgment has been entered. 

Subject to the provisions of the Credit Agreement, payments of both principal and interest shall be made without setoff, counterclaim or other
deduction of any nature, at the office of the Administrative Agent located at 500 First Avenue, Pittsburgh, Pennsylvania 15219, unless otherwise directed in writing by the Administrative Agent, in lawful money of the United States of America in
immediately available funds. 
 This Swing Loan Note is one of the Notes referred to in, and is entitled to the benefits of, the Credit
Agreement and the other Loan Documents, including the representations, warranties, covenants, conditions, security interests and Liens contained or granted therein. The Credit Agreement among other things contains provisions for acceleration of the
maturity hereof upon 

 
the happening of certain stated events and also for prepayments, in certain circumstances, on account of principal hereof prior to maturity upon the terms and conditions therein specified. The
Borrower waives presentment, demand, notice, protest and all other demands and notices in connection with the delivery, acceptance, performance, default or enforcement of this Swing Loan Note and the Credit Agreement. 

THE BORROWER ACKNOWLEDGES AND AGREES THAT THE LENDER MAY AT ANY TIME AND IN ITS SOLE DISCRETION DEMAND PAYMENT OF ALL AMOUNTS OUTSTANDING
UNDER THIS SWING LOAN NOTE WITHOUT PRIOR NOTICE TO THE BORROWER. 
 This Swing Loan Note shall bind the Borrower and its successors and
assigns, and the benefits hereof shall inure to the benefit of the Lender and its successors and assigns. All references herein to the “Borrower”, the “Administrative Agent” and the “Lender” shall be deemed to apply to
the Borrower, the Administrative Agent and the Lender, respectively, and their respective successors and assigns as permitted under the Credit Agreement. 

This Swing Loan Note and any other documents delivered in connection herewith and the rights and obligations of the parties hereto and thereto
shall for all purposes be governed, by and construed and enforced in accordance with, the internal laws of the State of New York without giving effect to its conflicts of law principles. 

All capitalized terms used herein shall, unless otherwise defined herein, have the same meanings given to such terms in the Credit Agreement
and Section 1.2 [Construction] of the Credit Agreement shall apply to this Swing Loan Note. 
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BLANK] 
 [SIGNATURE PAGE FOLLOWS] 

  
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 [SIGNATURE PAGE TO SWING LOAN NOTE] 

IN WITNESS WHEREOF, and intending to be legally bound hereby, the undersigned has executed this Swing Loan Note by its duly authorized
officer. 
  

			
	BORROWER:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer

 EXHIBIT 1.1(N)(3) 

[FORM OF] 
 TERM NOTE 

 

			
	US$        	  	Pittsburgh, Pennsylvania
		  	                    , 2014

 FOR VALUE RECEIVED, the undersigned, KOPPERS INC., a Pennsylvania corporation (herein called the
“Borrower”), hereby unconditionally promises to pay to the order of                      (the “Lender”), the lesser
of (i) the principal sum of                      U.S. Dollars (US$        ), or (ii) the aggregate
unpaid principal balance of all the Term Loan made by the Lender to the Borrower pursuant to Section 3.1 [Term Loan Commitments] of the Credit Agreement, dated as of August 15, 2014, among the Borrower, the Guarantors now or hereafter
party thereto, the Lenders now or hereafter party thereto and PNC Bank, National Association, as administrative agent, (hereinafter referred to in such capacity as the “Administrative Agent”) (as amended, restated, modified, or
supplemented from time to time, the “Credit Agreement”), payable as set forth in the Credit Agreement, together with all outstanding interest thereon on the Expiration Date. 

The Borrower shall pay interest on the unpaid principal balance hereof from time to time outstanding from the date hereof at the rate or rates
per annum specified by the Borrower pursuant to, or as otherwise provided in, the Credit Agreement. Subject to the provisions of the Credit Agreement, interest on this Term Note will be payable pursuant to Section 5.5 [Interest Payment Dates]
of, or as otherwise provided in, the Credit Agreement. If any payment or action to be made or taken hereunder shall be stated to be or become due on a day which is not a Business Day, such payment or action shall be made or taken on the next
following Business Day, unless otherwise provided in the Credit Agreement, and such extension of time shall be included in computing interest or fees, if any, in connection with such payment or action. Upon the occurrence and during the continuation
of an Event of Default and at the Administrative Agent’s discretion or upon written demand by the Required Lenders, the Borrower shall pay interest on the unpaid principal balance hereof at a rate per annum as set forth in Section 4.3
[Interest After Default] of the Credit Agreement. Such interest rate will accrue before and after any judgment has been entered. 
 Subject
to the provisions of the Credit Agreement, payments of both principal and interest shall be made without setoff, counterclaim or other deduction of any nature, at the office of the Administrative Agent located at 500 First Avenue, Pittsburgh,
Pennsylvania 15219, unless otherwise directed in writing by the Administrative Agent, in lawful money of the United States of America in immediately available funds. 

This Term Note is one of the Notes referred to in, and is entitled to the benefits of, the Credit Agreement and the other Loan Documents,
including the representations, warranties, covenants, conditions, security interests and Liens contained or granted therein. The Credit Agreement among other things contains provisions for acceleration of the maturity hereof upon the happening of
certain stated events and also for prepayments, in certain circumstances, on 

 
account of principal hereof prior to maturity upon the terms and conditions therein specified. The Borrower waives presentment, demand, notice, protest and all other demands and notices in
connection with the delivery, acceptance, performance, default or enforcement of this Term Note and the Credit Agreement. 
 This Term Note
shall bind the Borrower and its successors and assigns, and the benefits hereof shall inure to the benefit of the Lender and its successors and assigns. All references herein to the “Borrower”, the “Administrative Agent” and the
“Lender” shall be deemed to apply to the Borrower, the Administrative Agent and the Lender, respectively, and their respective successors and assigns as permitted under the Credit Agreement. 

This Term Note and any other documents delivered in connection herewith and the rights and obligations of the parties hereto and thereto shall
for all purposes be governed, by and construed and enforced in accordance with, the internal laws of the State of New York without giving effect to its conflicts of law principles. 

All capitalized terms used herein shall, unless otherwise defined herein, have the same meanings given to such terms in the Credit Agreement
and Section 1.2 [Construction] of the Credit Agreement shall apply to this Term Note. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 [SIGNATURE PAGE FOLLOWS] 

  
 38 

 [SIGNATURE PAGE TO TERM NOTE] 

IN WITNESS WHEREOF, and intending to be legally bound hereby, the undersigned has executed this Term Note by its duly authorized officer. 

 

			
	BORROWER:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer

 EXHIBIT 1.1(P)(1) 

[FORM OF] 
 PATENT, TRADEMARK AND
COPYRIGHT SECURITY AGREEMENT 
 THIS PATENT, TRADEMARK AND COPYRIGHT SECURITY AGREEMENT (the “Agreement”), dated as of
August 15, 2014 is entered into by and among EACH OF THE PERSONS LISTED ON THE SIGNATURE PAGES HERETO AND EACH OF THE OTHER PERSONS WHICH BECOMES A PLEDGOR HEREUNDER FROM TIME TO TIME (each, a “Pledgor” and collectively,
the “Pledgors”) and WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Collateral Agent (as defined below) for the benefit of the Secured Parties (as defined below). 

WITNESSETH THAT: 
 WHEREAS,
reference is made to that certain Credit Agreement, dated as of August 15, 2014 (as amended, restated, modified or supplemented from time to time, the “Credit Agreement”), among Koppers Inc., a Pennsylvania corporation
(the “Borrower”), the Guarantors (as defined therein) from time to time party thereto (the “Guarantors”), the Lenders (as defined therein) from time to time party thereto (the “Lenders”), and PNC
Bank, National Association, as Administrative Agent (as defined therein) and, following the 2009 Senior Note Redemption (as defined below), also in its capacity as the Collateral Agent; in each such capacity, for itself and the other Lenders (in
such capacities, the “Agent”); and 
 WHEREAS, pursuant to the Credit Agreement, the Agent and the Lenders have agreed to
make certain loans and other financial accommodations to the Borrower; and 
 WHEREAS, pursuant to the Credit Agreement, the Collateral
Agent, not in its individual capacity but solely as the collateral trustee for the benefit of the Secured Parties, has entered into that certain Collateral Trust Agreement, dated as of even date herewith (as amended, restated, modified or
supplemented from time to time, the “Collateral Trust Agreement”), with the Borrower, the Guarantors (as defined therein) from time to time party thereto, the Agent and the Trustee (as defined therein) by which they agreed to share
in certain collateral (the “Shared Collateral”), on the basis set forth more fully therein, in order to secure the Secured Obligations (as defined below); and 

WHEREAS, the Patents, Trademarks and Copyrights (as defined below) secured by this Agreement are intended to and are to be part of the Shared
Collateral; and 
 WHEREAS, this Agreement is intended to and is to be a Collateral Document (as defined in the Collateral Trust Agreement);
and 
 WHEREAS, the obligation of the Agent and the Lenders to make loans under the Credit Agreement is subject to the conditions, among
others, that the Pledgors secure the Credit Agreement Obligations (as defined below) to the Agent and the Lenders under the Credit 

 
Agreement, the other Loan Documents (as defined therein) and otherwise by pledging to the Collateral Agent, in accordance herewith, the Patents, Trademarks and Copyrights as more fully described
herein in the manner set forth herein; 
 NOW, THEREFORE, intending to be legally bound hereby, and for good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the parties hereto covenant and agree as follows: 
 65. Except as otherwise
expressly provided herein, (i) capitalized terms used in this Agreement shall have the respective meanings assigned to them in the Credit Agreement and (ii) the rules of construction set forth in Section 1.2 [Construction] of the
Credit Agreement shall apply to this Agreement. Where applicable and except as otherwise expressly provided herein, terms used herein (whether or not capitalized) shall have the respective meanings assigned to them in the Uniform Commercial Code as
enacted in the State of New York, as amended from time to time (the “Code”). 
 65.1 “Patents, Trademarks and
Copyrights” shall mean and include all of each Pledgor’s present and future right, title and interest in and to the following: all trade names, patent applications, patents, trademark applications, trademarks and copyrights, whether
now owned or hereafter acquired by any Pledgor, including, without limitation, those listed on Schedule A hereto, including all proceeds thereof (such as, by way of example, license royalties and proceeds of infringement suits), the right to
sue for past, present and future infringements, all rights corresponding thereto throughout the world and all reissues, divisions, continuations, renewals, extensions and continuations-in-part thereof, and the goodwill of the business to which any
of the patents, trademarks and copyrights relate. 
 65.2 “Collateral Agent” shall mean (i) prior to the 2009 Senior
Note Redemption, Wells Fargo Bank, National Association, not in its individual capacity but solely as the collateral agent for the benefit of the Secured Parties pursuant to the Collateral Trust Agreement and (ii) after the 2009 Senior Note
Redemption, PNC Bank, National Association, not in its individual capacity but solely as the Administrative Agent for the benefit of itself and the Lenders. 

65.3 “Credit Agreement Obligations” shall mean and include the following: (i) any and all obligations, liabilities, and
indebtedness from time to time of the Borrower, any Guarantor or any other Subsidiary of the Borrower to the Agent, any of the Lenders or any Affiliate of the Agent or any Lender under or in connection with the Credit Agreement or any other Loan
Document, whether for principal, interest, fees, indemnities, expenses, or otherwise, and all refinancings or refundings thereof, whether such obligations, liabilities, or indebtedness are direct or indirect, secured or unsecured, joint or several,
absolute or contingent, due or to become due, whether for payment or performance, now existing or hereafter arising (and including obligations, liabilities, and indebtedness arising or accruing after the commencement of any bankruptcy, insolvency,
reorganization, or similar proceeding with respect to the Borrower, any Guarantor or any other Subsidiary of the Borrower or which would have arisen or accrued but for the commencement of such proceeding, even if the claim for such obligation,
liability, or indebtedness is not enforceable or allowable in such proceeding, and including all Obligations, liabilities, and indebtedness arising from any extensions of credit under or in connection with the Loan Documents from time to time,
regardless whether any such extensions 

  
 41 

 
of credit are in excess of the amount committed under or contemplated by the Loan Documents or are made in circumstances in which any condition to an extension of credit is not satisfied);
(ii) all Reimbursement Obligations of each Loan Party and any other Subsidiary of the Borrower with respect to any one or more Letters of Credit issued by any Issuing Lender; (iii) all indebtedness, loans, obligations, expenses and
liabilities of each Loan Party, any Excluded Subsidiary or any other Subsidiary of the Borrower to the Agent or any of the Lenders, or any of their respective Affiliates, arising out of any Lender-Provided Hedge, any Lender-Provided Treasury
Arrangement or any Lender-Provided Credit Arrangement provided by the Agent, any of the Lenders or such Affiliates pursuant to the Credit Agreement; (iv) any sums advanced by or owing to the Agent or any of the Lenders for any reason relating
to the Credit Agreement, any other Loan Document, or any collateral relating thereto, including for indemnification, for maintenance, preservation, protection or enforcement of, or realization upon, the Collateral or other collateral security or any
one or more guaranties, and for enforcement, collection, or preservation of the rights of the Agent and the Lenders, and regardless whether before or after default or the entry of any judgment; (v) any obligation or liability of any Loan Party
or any other Subsidiary of the Borrower arising out of overdrafts on deposits or other accounts or out of electronic funds (whether by wire transfer or through automated clearing houses or otherwise) or out of the return unpaid of, or other failure
of the Agent or any Lender to receive final payment for, any check, item, instrument, payment order or other deposit or credit to a deposit or other account, or out of the Agent’s or any Lender’s non-receipt of or inability to collect
funds or otherwise not being made whole in connection with depository or other similar arrangements, and (vi) any amendments, extensions, renewals and increases of or to any of the foregoing; notwithstanding the foregoing provisions in this
definition, “Credit Agreement Obligations” shall not include Excluded Swap Obligations. 
 65.4 “Event of
Default” shall mean (i) prior to the 2009 Senior Note Redemption, a Triggering Event (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, an Event of Default (as defined in the Credit
Agreement). 
 65.5 “Indenture Secured Obligations” shall mean the Indenture Secured Obligations as such term is defined in
the Collateral Trust Agreement. 
 65.6 “Secured Obligations” shall mean (i) prior to the 2009 Senior Note Redemption,
the Indenture Secured Obligations and the Credit Agreement Obligations, and (ii) after the 2009 Senior Note Redemption, the Credit Agreement Obligations. 

65.7 “Secured Parties” shall mean (i) prior to the 2009 Senior Note Redemption, the Collateral Agent, the Agent, the
Trustee and the Creditors (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, the Agent, the Lenders and any provider of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any
Lender-Provided Credit Arrangement. 
 65.8 “Secured Party Document” and “Secured Party Documents” shall
mean (i) prior to the 2009 Senior Note Redemption, one or more of the Credit Agreement, the Collateral Trust Agreement, the other Loan Documents, the Indenture (as defined in the Collateral Trust Agreement) and the Notes (as defined in the
Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, one or more of the Credit Agreement and the other Loan Documents. 

  
 42 

 65.9 “2009 Senior Note Redemption” shall mean the 2009 Senior Note Redemption as
such term is defined in the Collateral Trust Agreement. 
 66. To secure the full payment and performance of all Secured Obligations, each
Pledgor hereby grants and conveys a security interest to the Collateral Agent, for the benefit of the Secured Parties and their respective affiliates, in the entire right, title and interest of such Pledgor in and to all of its Patents, Trademarks
and Copyrights. Notwithstanding the foregoing and only with respect to contracts and licenses which exist on the Closing Date, if the foregoing grant of a security interest in favor of the Collateral Agent would cause such contracts and licenses to
be void pursuant to the terms of such contracts and licenses (subject to any limitations in Article 9 of the Code with respect to the effect of such restrictions on the collateral assignment of such contracts and licenses), then the grant of a
security interest in such contracts and licenses shall be postponed to the extent of such restrictions on collateral assignment until such time as the grant of the security interest would not cause such contracts and licenses to be void. 

67. Each Pledgor jointly and severally represents and warrants, and covenants that: 

67.1 the Patents, Trademarks and Copyrights are subsisting and have not been adjudged invalid or unenforceable, in whole or in part; 

67.2 to the best of such Pledgor’s knowledge, each of the Patents, Trademarks and Copyrights is valid and enforceable; 

67.3 such Pledgor is the sole and exclusive owner of the entire and unencumbered right, title and interest in and to each of the Patents,
Trademarks and Copyrights, free and clear of any liens, charges and encumbrances, except for Permitted Liens, including pledges, assignments, licenses, shop rights and covenants by such Pledgor not to sue third persons; 

67.4 such Pledgor has the corporate, limited liability company or partnership power and authority, as applicable, to enter into this Agreement
and perform its terms; 
 67.5 no claim has been made to such Pledgor or, to the knowledge of such Pledgor, any other person that the use of
any of the Patents, Trademarks and Copyrights does or may violate the rights of any third party; 
 67.6 such Pledgor has used, and will
continue to use for the duration of this Agreement, consistent standards of quality in its manufacture of products sold under the Patents, Trademarks and Copyrights; 

67.7 such Pledgor has used, and will continue to use for the duration of this Agreement, proper statutory notice in connection with its use of
the Patents, Trademarks and Copyrights, except for those Patents, Trademarks and Copyrights that are hereafter allowed to lapse in accordance with Section 11 hereof; 

67.8 such Pledgor will not change its state of incorporation, formation or organization, as applicable without providing at least ten
(10) calendar days prior written notice the Collateral Agent; 

  
 43 

 67.9 such Pledgor will not change its name without providing at least ten (10) calendar days
prior written notice to the Collateral Agent; and 
 67.10 such Pledgor shall preserve its existence as a corporation, partnership or a
limited liability company, as applicable, and except as permitted by the Credit Agreement, shall not (1) in one, or a series of related transactions, merge into or consolidate with any other entity, the survivor of which is not such Pledgor, or
(2) sell all or substantially all of its assets. 
 68. Each of the obligations and additional liabilities of each and every Pledgor
under this Agreement are joint and several with the obligations of the other Pledgors, and each Pledgor hereby waives to the fullest extent permitted by Law any defense it may otherwise have to the payment and performance of the Obligations that its
liability hereunder is limited and not joint and several. Each Pledgor acknowledges and agrees that the foregoing waiver serves as a material inducement to the agreement of the Agent and the Lenders to make the Loans, and that the Collateral Agent,
Agent and the Secured Parties are relying on such waiver in accepting this Agreement. The undertakings of each Pledgor hereunder secure the obligations of the Borrower, itself and the other Pledgors. The Collateral Agent and the Secured Parties, or
any of them, may, in their sole discretion, elect to enforce this Agreement against any Pledgor without any duty or responsibility to pursue any other Pledgor and such an election by the Collateral Agent and the Secured Parties, or any of them,
shall not be a defense to any action the Collateral Agent and the Secured Parties, or any of them, may elect to take against any Pledgor. Each of the Secured Parties and the Collateral Agent hereby reserves all rights against each Pledgor. 

69. Each Pledgor agrees that, until all of the Credit Agreement Obligations shall have been Paid In Full and all of the other Secured
Obligations shall have been indefeasibly paid in full in cash, it will not enter into any agreement (for example, a license agreement) which is inconsistent with such Pledgor’s obligations under this Agreement, without the Collateral
Agent’s prior written consent which shall not be unreasonably withheld, except such Pledgor may license technology in the ordinary course of business without the Collateral Agent’s consent to suppliers and customers to facilitate the
manufacture and use of such Pledgor’s products. 
 70. If, before the Secured Obligations shall have been Paid In Full and the other
Secured Obligations shall have been indefeasibly paid in full in cash, any Pledgor shall own any new trademarks or any new copyrightable or patentable inventions, or any patent application or patent for any reissue, division, continuation, renewal,
extension, or continuation in part of any Patent, Trademark or Copyright or any improvement on any Patent, Trademark or Copyright, the provisions of this Agreement shall automatically apply thereto and such Pledgor shall give to the Collateral Agent
prompt notice thereof in writing. Each Pledgor and the Collateral Agent agree to modify this Agreement by amending Schedule A to include any future patents, patent applications, trademark applications, trademarks, copyrights or copyright
applications and the provisions of this Agreement shall apply thereto. 
 71. The Collateral Agent and the Administrative Agent shall have,
in addition to all other rights and remedies given it by this Agreement and those rights and remedies set forth in the Collateral Trust Agreement, the Credit Agreement and the other Secured Party Documents to which it is a party, those allowed by
applicable Law and the rights and remedies of a secured party under the Uniform Commercial Code as enacted in any jurisdiction in which the 

  
 44 

 
Patents, Trademarks and Copyrights may be located and, without limiting the generality of the foregoing, if an Event of Default has occurred and is continuing, the Collateral Agent may
immediately, without demand of performance and without other notice (except as set forth below) or demand whatsoever to any Pledgor, all of which are hereby expressly waived, and without advertisement, sell at public or private sale or otherwise
realize upon, in a city that the Collateral Agent shall designate by notice to such Pledgor, in Pittsburgh, Pennsylvania or elsewhere, the whole or from time to time any part of the Patents, Trademarks and Copyrights, or any interest which such
Pledgor may have therein and the proceeds therefrom shall, after the Collateral Agent has made all deductions of expenses, including but not limited to attorneys’ fees and other expenses incurred in connection with repossession, collection,
sale or disposition of such Patents, Trademarks and Copyrights or in connection with the enforcement of the Collateral Agent’s rights with respect to such Patents, Trademarks and Copyrights, including in any insolvency, bankruptcy or
reorganization proceedings, be applied against the Secured Obligations, whether or not all the same be then due and payable, as follows: 

71.1.1 first, in accordance with the Collateral Trust Agreement, and, following the 2009 Senior Note Redemption, in such order as set forth
in Section 9.2.4 [Application of Proceeds] of the Credit Agreement; and 
 71.1.2 the balance, if any, as required by Law. 

Notice of any sale or other disposition of the Patents, Trademarks and Copyrights shall be given to Pledgors at least ten (10) days before the time of
any intended public or private sale or other disposition of the Patents, Trademarks and Copyrights is to be made, which each Pledgor hereby agrees shall be reasonable notice of such sale or other disposition. At any such sale or other disposition,
the Collateral Agent may, to the extent permissible under applicable Law, purchase the whole or any part of the Patents, Trademarks and Copyrights sold, free from any right of redemption on the part of any Pledgor, which right is hereby waived and
released. 
 72. If any Event of Default shall have occurred and be continuing, each Pledgor hereby authorizes and empowers the Collateral
Agent to make, constitute and appoint any officer or agent of the Collateral Agent, as the Collateral Agent may select in its exclusive discretion, as such Pledgor’s true and lawful attorney-in-fact, with the power to endorse such
Pledgor’s name on all applications, documents, papers and instruments necessary for the Collateral Agent to use the Patents, Trademarks and Copyrights, or to grant or issue, on commercially reasonable terms, any exclusive or nonexclusive
license under the Patents, Trademarks and Copyrights to any third person, or necessary for the Collateral Agent to assign, pledge, convey or otherwise transfer title in or dispose, on commercially reasonable terms, of the Patents, Trademarks and
Copyrights to any third Person. Each Pledgor hereby ratifies all that such attorney shall lawfully do or cause to be done by virtue hereof. This power of attorney, being coupled with an interest, shall be irrevocable for the life of this Agreement.

 73. At such time as all of the Secured Obligations shall have been Paid In Full and all of the other Secured Obligations shall have been
indefeasibly paid in full in cash, this Agreement shall terminate and the Collateral Agent shall execute and deliver to the Pledgors all deeds, assignments and other instruments as may be necessary or proper to re-vest in the Pledgors full title to
the Patents, Trademarks and Copyrights, subject to any disposition thereof which may have been made by the Collateral Agent pursuant hereto. 

  
 45 

 74. Any and all fees, costs and expenses, of whatever kind or nature, including reasonable
attorneys’ fees and expenses incurred by the Collateral Agent and the Administrative Agent in connection with the preparation of this Agreement and all other documents relating hereto and the consummation of this transaction, the filing or
recording of any documents (including all taxes in connection therewith) in public offices, the payment or discharge of any taxes, counsel fees, maintenance fees, encumbrances, the protection, maintenance or preservation of the Patents, Trademarks
and Copyrights, or the defense or prosecution of any actions or proceedings arising out of or related to the Patents, Trademarks and Copyrights, shall be borne and paid by the Pledgors within fifteen (15) days of demand by the Collateral Agent,
and if not paid within such time, shall be added to the principal amount of the Secured Obligations and shall bear interest at the highest rate prescribed in the Credit Agreement. 

75. Each Pledgor shall have the duty, through counsel reasonably acceptable to the Collateral Agent, to prosecute diligently any patent
applications of the Patents, Trademarks and Copyrights pending as of the date of this Agreement if commercially reasonable or thereafter until the Credit Agreement Obligations shall have been Paid In Full and the other Secured Obligations shall have
been indefeasibly paid in full in cash, to make application on unpatented but patentable inventions (whenever it is commercially reasonable in the reasonable judgment of such Pledgor to do so) and to preserve and maintain all rights in patent
applications and patents of the Patents, including the payment of all maintenance fees. Any expenses incurred in connection with such an application shall be borne by the Pledgors. No Pledgor shall abandon any Patent, Trademark or Copyright without
the consent of the Collateral Agent, which shall not be unreasonably withheld. 
 76. Each Pledgor shall have the right to bring suit,
action or other proceeding in its own name and to join (i) until the Collateral Trust Agreement is terminated in accordance with its terms, the Collateral Agent or (ii) after such termination, with the consent of the Agent, which shall not
be unreasonably withheld, the Agent; in any such case, if necessary, as a party to such suit so long as the Collateral Agent or the Agent, as the case may be, is satisfied that such joinder will not subject it to any risk of liability, to enforce
the Patents, Trademarks and Copyrights and any licenses thereunder. Each Pledgor shall promptly, upon demand, reimburse and indemnify the Collateral Agent and the Agent for all damages, costs and expenses, including reasonable legal fees, incurred
by the Collateral Agent and the Agent as a result of such suit or joinder by such Pledgor. 
 77. No course of dealing between any Pledgor
and the Collateral Agent, nor any failure to exercise nor any delay in exercising, on the part of the Collateral Agent, any right, remedy, power or privilege of the Collateral Agent hereunder shall operate as a waiver thereof, nor shall any single
or partial exercise of any right, remedy, power or privilege hereunder preclude any other or further exercise thereof or the exercise of any other right, remedy, power or privilege. No waiver of a single Event of Default shall be deemed a waiver of
a subsequent Event of Default. 

  
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 78. All of the Collateral Agent’s rights and remedies with respect to the Patents,
Trademarks and Copyrights, whether established hereby or by any other Secured Party Document to which it is a party, or by any other agreements or by Law, shall be cumulative and not exclusive of any rights or remedies which it may otherwise have
under any other Secured Party Documents to which it is a party, or by Law, and the Collateral Agent may enforce any one or more remedies hereunder successively or concurrently at its option. 

79. (a) It is the intention of the parties that this Agreement be enforceable to the fullest extent permissible under applicable Law, but that
the unenforceability (or modification to conform to such Law) of any provision or provisions hereof shall not render unenforceable, or impair, the remainder hereof. If any provision in this Agreement shall be held invalid or unenforceable in whole
or in part in any jurisdiction, this Agreement shall, as to such jurisdiction, be deemed amended to modify or delete, as necessary, the offending provision or provisions and to alter the bounds thereof in order to render it or them valid and
enforceable to the maximum extent permitted by applicable Law, without in any manner affecting the validity or enforceability of such provision or provisions in any other jurisdiction or the remaining provisions hereof in any jurisdiction without
invalidating the remaining provisions hereof. 
 (b) Without limitation of the preceding Subsection (a), to the extent that applicable Law
(including applicable Laws pertaining to fraudulent conveyance or fraudulent or preferential transfer) otherwise would render the full amount of any Pledgor’s obligations hereunder invalid, voidable, or unenforceable on account of the amount of
a Pledgor’s aggregate liability under this Agreement, then, notwithstanding any other provision of this Agreement to the contrary, the aggregate amount of such liability shall, without any further action by the Collateral Agent or any of the
Secured Parties or such Pledgor or any other Person, be automatically limited and reduced to the highest amount which is valid and enforceable as determined in such action or proceeding, which (without limiting the generality of the foregoing) may
be an amount which is equal to the greater of: 
 79.1.1 the fair consideration actually received by such Pledgor under the
terms and as a result of the Secured Party Documents, and any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement and any Lender-Provided Credit Arrangement, and the value of the benefits described in Section 25 hereof, including
(and to the extent not inconsistent with applicable federal and state laws affecting the enforceability of guaranties) distributions, commitments, and advances made to or for the benefit of such Pledgor with the proceeds of any credit extended under
the Secured Party Documents or any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement, or 

79.1.2 the excess of (1) the amount of the fair value of the assets of such Pledgor as of the date of this Agreement as
determined in accordance with applicable federal and state laws governing determinations of the insolvency of debtors as in effect on the date hereof, over (2) the amount of all liabilities of such Pledgor as of the date of this Agreement, also
as determined on the basis of applicable federal and state laws governing the insolvency of debtors as in effect on the date hereof. 

  
 47 

 (c) Notwithstanding anything to the contrary in this Section or elsewhere in this Agreement, this
Agreement shall be presumptively valid and enforceable to its full extent in accordance with its terms, as if this Section (and references elsewhere in this Agreement to enforceability to the fullest extent permitted by Law) were not a part of this
Agreement, and in any related litigation, the burden of proof shall be on the party asserting the invalidity or unenforceability of any provision hereof or asserting any limitation on any Pledgor’s obligations hereunder as to each element of
such assertion. 
 80. This Agreement supersedes all prior understandings and agreements, whether written or oral, between the parties
hereto relating to a grant of a security interest in the Patents, Trademarks and Copyrights by any Pledgor. This Agreement is subject to waiver, modification, supplement or amendment only by a writing signed by the parties, except as provided in
Section 6 and Section 26 hereof with respect to additions and supplements to Schedule A hereto. 
 81. Each Pledgor
hereby agrees to be bound by the provisions of Section 5.9 [Taxes] of the Credit Agreement and shall make all payments free and clear of Taxes as provided therein. 

82. The benefits and burdens of this Agreement shall inure to the benefit of and be binding upon the respective successors and permitted
assigns of the parties, provided, however, that no Pledgor may assign or transfer any of its rights or obligations hereunder or any interest herein, and any such purported assignment or transfer shall be null and void. Without limiting the
generality of the foregoing, each of the Pledgors hereby acknowledges and agrees to any assignment by Wells Fargo Bank, National Association, in its capacity as Collateral Agent, of all its right, title and interest under, pursuant to, and in
connection with this Agreement to PNC Bank, National Association, in its capacity as Collateral Agent for itself and the Lenders. The Collateral Agent may resign and a successor the Collateral Agent may be appointed in the manner provided in the
Collateral Trust Agreement. Upon the acceptance of any appointment as a collateral agent by a successor collateral agent, that successor collateral agent shall thereupon succeed to and become vested with all the rights, powers, privileges and duties
of the retiring collateral agent, as secured party under this Agreement and the retiring collateral agent shall thereupon be discharged from its duties and obligations under this Agreement. After any retiring collateral agent’s resignation, the
provisions of this Agreement shall inure to its benefit as to any actions taken or omitted to be taken by it under this Agreement while it was the Collateral Agent. 

83. This Agreement shall be governed by, construed, and enforced in accordance with the internal laws of the State of New York without regard
to its conflict of laws principles, except to the extent the validity or perfection of the security interests or the remedies hereunder in respect of any Patents, Trademarks or Copyrights are governed by the law of a jurisdiction other than the
State of New York. 
 84. Each Pledgor hereby irrevocably submits to the nonexclusive jurisdiction of any New York state or federal court
sitting in New York County, in any action or proceeding arising out of or relating to this Agreement, and each Pledgor hereby irrevocably agrees that all claims in respect of such action or proceeding may be heard and determined in such New York
state or federal court. Each Pledgor hereby waives to the fullest extent it may effectively do so, the defense of an inconvenient forum to the maintenance of any such action or proceeding. Each Pledgor hereby appoints the process agent identified
below (the “Process Agent”) as its agent to 

  
 48 

 
receive on behalf of such party and its respective property service of copies of the summons and complaint and any other process which may be served in any action or proceeding. Such service may
be made by mailing or delivering a copy of such process to any of the Pledgor in care of the Process Agent at the Process Agent’s address, and each Pledgor hereby authorizes and directs the Process Agent to receive such service on its behalf.
Each Pledgor agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions (or any political subdivision thereof) by suit on the judgment or in any other manner provided at law. Each
Pledgor further agrees that it shall, for so long as any Commitment under the Credit Agreement or any Secured Obligation of any Loan Party to any Secured Party remains outstanding, continue to retain Process Agent for the purposes set forth in this
Section 20. The Process Agent is the Borrower, with an office on the date hereof as set forth in the Schedules to the Credit Agreement. The Process Agent hereby accepts the appointment of Process Agent by the Pledgors and agrees to act as
Process Agent on behalf of the Pledgors. 
 85. This Agreement may be executed by different parties hereto on any number of separate
counterparts, each of which, when so executed and delivered, shall be deemed an original, and all such counterparts shall together constitute one and the same instrument. Each Pledgor acknowledges and agrees that a telecopy or electronic
transmission to the Collateral Agent or any Secured Party of the signature page hereof purporting to be signed on behalf of such Pledgor shall constitute effective and binding execution and delivery hereof by such Pledgor. 

86. EACH PLEDGOR HEREBY IRREVOCABLY WAIVES TRIAL BY JURY IN ANY ACTION, SUIT, PROCEEDING OR COUNTERCLAIM OF ANY KIND ARISING OUT OF OR RELATED
TO THIS AGREEMENT, THE CREDIT AGREEMENT, ANY OTHER SECURED PARTY DOCUMENT OR THE PATENTS, TRADEMARKS AND COPYRIGHTS TO THE FULLEST EXTENT PERMITTED BY LAW. 

87. All notices, requests, demands, directions and other communications (collectively, “notices”) given to or made upon any
party hereto under the provisions of this Agreement shall be as set forth in Section 9 of the Collateral Trust Agreement in the case of the Collateral Agent, and in case of the Pledgors, as set forth in Section 11.5 [Notices;
Effectiveness; Electronic Communication] of the Credit Agreement; provided that such notices to any Pledgor shall be given to the Borrower on behalf of such Pledgor at the address referred to in, and in the manner provided in,
Section 11.5 [Notices; Effectiveness; Electronic Communication] of the Credit Agreement. 
 88. Each Pledgor acknowledges and agrees
that, in addition to the other rights of the Collateral Agent hereunder and under the other Secured Party Documents, because the Collateral Agent’s remedies at law for failure of such Pledgor to comply with the provisions hereof relating to the
Collateral Agent’s rights (i) to inspect the books and records related to the Patents, Trademarks and Copyrights, (ii) to receive the various notifications such Pledgor is required to deliver hereunder, (iii) to obtain copies of
agreements and documents as provided herein with respect to the Patents, Trademarks and Copyrights, (iv) to enforce the provisions hereof pursuant to which such Pledgor has appointed the Collateral Agent its attorney-in-fact, and (v) to
enforce the Collateral Agent’s remedies hereunder, would be inadequate and that any such failure would not be adequately compensable in damages, such Pledgor agrees that each such provision hereof may be specifically enforced. 

  
 49 

 89. Each Pledgor hereby acknowledges, represents, and warrants that it receives synergistic
benefits by virtue of its affiliation with the Borrower and/or the other Pledgors and that it will receive direct and indirect benefits from the financing arrangements contemplated by the Secured Party Documents and that such benefits, together with
the rights of contribution and subrogation that may arise in connection herewith are a reasonably equivalent exchange of value in return for providing this Agreement. 

90. At any time after the initial execution and delivery of this Agreement to the Collateral Agent, additional Persons may become parties to
this Agreement and thereby acquire the duties and rights of being a Pledgor hereunder by executing and delivering to the Agent and the Collateral Agent a Guarantor Joinder pursuant to the Credit Agreement and, in addition, a new Schedule A
hereto shall be provided to the Collateral Agent with respect to such new Pledgor. No notice of the addition of any Pledgor shall be required to be given to any pre-existing Pledgor and each Pledgor hereby consents thereto. 

91. The parties agree that in the event of any conflict or inconsistency between the provisions of this Agreement and the provisions of the
Collateral Trust Agreement, the provisions of the Collateral Trust Agreement shall control until the Collateral Trust Agreement is terminated in accordance with its terms. Until such termination of the Collateral Trust Agreement, notwithstanding any
provision in this Agreement to the contrary, the parties and signatories hereto acknowledge and agree that any and all rights, powers, privileges, duties, responsibilities, liabilities and/or obligations (including the right to grant or withhold
consent and the right to act or refrain from acting), whether discretionary or mandatory, are and shall be exercised by the Collateral Agent solely in accordance with the terms and conditions of the Collateral Trust Agreement, at the direction of
the Agent, the Trustee and/or other Person specified in the Collateral Trust Agreement as having the right to give direction to the Collateral Agent, and subject further to the rights of the Collateral Agent to require the Borrower and any Loan
Party to provide (i) officers’ certificate(s), opinion(s) and advice from counsel, accountants, appraisers and other third parties, (ii) advancement of expenses, and/or (iii) assurances of indemnity, all as reasonably
satisfactory to the Collateral Agent. The Collateral Agent shall not be responsible for and makes no representation as to the existence, genuineness, value or protection of any Patents, Trademarks and Copyrights, for the legality, effectiveness or
sufficiency of any Collateral Document, or for the creation, perfection, priority, sufficiency or protection of any Liens hereunder. For the avoidance of doubt, nothing herein shall require the Collateral Agent to file financing statements or
continuation statements, or be responsible for maintaining the security interests purported to be created as described herein (except for the safe custody of any Patents, Trademarks and Copyrights in its possession and the accounting for moneys
actually received by it hereunder) and such responsibility shall be solely that of the Loan Parties. Until such termination of the Collateral Trust Agreement, for the avoidance of doubt, in addition to any protections, rights or immunities given to
the Collateral Agent hereunder, the Collateral Agent shall be entitled to the rights, protections and immunities given to it in its capacity as the Collateral Trustee (as defined therein) under the Collateral Trust Agreement.

  
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 [SIGNATURES ON FOLLOWING PAGES] 

  
 51 

 [SIGNATURE PAGE TO PATENT, 

TRADEMARK AND COPYRIGHT SECURITY AGREEMENT] 

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their respective officers or agents thereunto duly
authorized, as of the date first above written with the intent that it constitutes a sealed instrument. 
  

			
	PLEDGORS:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	 KOPPERS HOLDINGS INC.

KOPPERS DELAWARE, INC.
 KOPPERS ASIA LLC

KOPPERS CONCRETE PRODUCTS, INC.
 CONCRETE PARTNERS,
INC.

		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President
	
	KOPPERS VENTURES LLC
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary

 [SIGNATURE PAGE TO PATENT, 

TRADEMARK AND COPYRIGHT SECURITY AGREEMENT] 
  

			
	COLLATERAL AGENT:
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION, as Collateral Agent
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 SCHEDULE A 

TO 
 PATENT, TRADEMARK AND
COPYRIGHT SECURITY AGREEMENT 
 LIST OF REGISTERED PATENTS, TRADEMARKS, 

TRADE NAMES AND COPYRIGHTS 
  

	1.	Registered Patents: 

  

	2.	Trademarks: 

  

	3.	Trade Names: 

  

	4,	Copyrights: 

 EXHIBIT 1.1(P)(2) 

[FORM OF] 
 PLEDGE AGREEMENT 

THIS PLEDGE AGREEMENT, dated as of August 15, 2014 (as amended, restated, modified or supplemented from time to time, the
“Agreement”), is given, made and entered into by EACH OF THE PERSONS LISTED ON THE SIGNATURE PAGES HERETO AND EACH OF THE OTHER PERSONS WHICH BECOMES A PLEDGOR HEREUNDER FROM TIME TO TIME (each, a “Pledgor”
and collectively, the “Pledgors”), a Pledgor of the corporations, limited liability companies, partnerships or other entities as set forth on Schedule A hereto (each, a “Company” and collectively the
“Companies”), in favor of WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Collateral Agent (as defined below) for the benefit of the Secured Parties (as defined below). 

WITNESSETH THAT: 
 WHEREAS,
reference is made to that certain Credit Agreement, dated as of August 15, 2014 (as amended, restated, modified or supplemented from time to time, the “Credit Agreement”), among Koppers Inc., a Pennsylvania corporation (the
“Borrower”), the Guarantors (as defined therein) from time to time party thereto (the “Guarantors”), the Lenders (as defined therein) from time to time party thereto (the “Lenders”), and PNC Bank,
National Association, as Administrative Agent (as defined therein) and, following the 2009 Senior Note Redemption (as defined below), also in its capacity as the Collateral Agent; in each such capacity, for itself and the other Lenders (in such
capacities, the “Agent”); and 
 WHEREAS, pursuant to the Credit Agreement, the Agent and the Lenders have agreed to make
certain financial accommodations and loans to the Borrower; and 
 WHEREAS, pursuant to the Credit Agreement, the Collateral Agent, not in
its individual capacity but solely as the collateral trustee for the benefit of the Secured Parties, has entered into that certain Collateral Trust Agreement, dated as of even date herewith (as amended, restated, modified or supplemented from time
to time, the “Collateral Trust Agreement”), with the Borrower, the Guarantors (as defined therein) from time to time party thereto, the Agent and the Trustee (as defined therein) by which they agreed to share in certain collateral
(the “Shared Collateral”), on the basis set forth more fully therein, in order to secure the Secured Obligations (as defined below); and 

WHEREAS, pursuant to and in consideration of the Credit Agreement and the Collateral Trust Agreement, certain of the issued and outstanding
capital stock, shares, securities, member interests, partnership interests and other ownership interests of each of the Companies is to be pledged to the Collateral Agent in accordance herewith; and 

WHEREAS, each Pledgor owns the outstanding capital stock, shares, securities, member interests, partnership interests and other ownership
interests of the Companies as set forth on Schedule A hereto; and 

 WHEREAS, the Pledged Collateral (as defined below) secured by this Agreement is intended to and
is to be part of the Shared Collateral; and 
 WHEREAS, this Agreement is intended to and is to be a Collateral Document (as defined in the
Collateral Trust Agreement); and 
 WHEREAS, the obligation of the Agent and the Lenders to make loans under the Credit Agreement is subject
to the conditions, among others, that the Pledgors secure the Credit Agreement Obligations (as defined below) to the Agent and the Lenders under the Credit Agreement, the other Loan Documents (as defined therein) and otherwise by pledging to the
Collateral Agent, in accordance herewith, the issued and outstanding capital stock, member interests, partnership interest, and other ownership interests of each of the Companies as more fully described herein in the manner set forth herein. 

NOW, THEREFORE, intending to be legally bound hereby, and for good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto covenant and agree as follows: 
 92. Defined Terms. 

92.1 Except as otherwise expressly provided herein, capitalized terms used in this Agreement shall have the respective meanings assigned to
them in the Credit Agreement. Where applicable and except as otherwise expressly provided herein, terms used herein (whether or not capitalized) shall have the respective meanings assigned to them in the Uniform Commercial Code as enacted in the
State of New York, as amended from time to time (the “Code”). 
 92.2 “Pledged Collateral” shall mean and
include all of each Pledgor’s present and future right, title and interest in and to the following: (i) all investment property, capital stock, shares, securities, member interests, partnership interests, warrants, options, put rights,
call rights, similar rights, and all other ownership or participation interests in any entity or business or in the revenue, income, or profits thereof, (ii) all property of each Pledgor in the Collateral Agent’s possession or in transit
to or from, under the custody or control of, or on deposit with, the Collateral Agent or any Affiliate thereof, including deposit and other accounts, (iii) cash and cash equivalents (collectively referred to herein as
“Investments”, including all Investments listed on Schedule A attached hereto and made a part hereof, and all rights and privileges pertaining thereto, including, without limitation, all present and future Investments
receivable in respect of or in exchange for any Investments, and all rights under shareholder, member, partnership agreements and other similar agreements relating to any Investments, all rights to subscribe for Investments, whether or not
incidental to or arising from ownership of any Investments, (iv) all Investments hereafter pledged by any Pledgor to the Collateral Agent to secure the Secured Obligations, (v) together with all cash, interest, stock and other dividends or
distributions paid or payable on any of the foregoing, and all books and records (whether paper, electronic or any other medium) pertaining to any of the foregoing, including, without limitation, all stock record and transfer books, and together
with whatever is received when any of the foregoing is sold, exchanged, replaced or otherwise disposed of, including all proceeds, as such term is defined in the Code, and all other investment property and similar assets of any Pledgor,

  
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and (vi) all cash and non-cash proceeds (including, without limitation, insurance proceeds) of any of the foregoing property, all products thereof, and all additions and accessions thereto,
substitutions therefor and replacements thereof. 
 92.3 “Company” and “Companies” shall mean one or more
of the entities issuing any of the Collateral which is or should be (in accordance with Section 5(k) hereto) described on Schedule A hereto. 

92.4 “Collateral Agent” shall mean (i) prior to the 2009 Senior Note Redemption, Wells Fargo Bank, National Association,
not in its individual capacity but solely as the collateral agent for the benefit of the Secured Parties pursuant to the Collateral Trust Agreement and (ii) after the 2009 Senior Note Redemption, PNC Bank, National Association, not in its
individual capacity but solely as the Administrative Agent for the benefit of itself and the Lenders. 
 92.5 “Credit Agreement
Obligations” shall mean and include the following: (i) any and all obligations, liabilities, and indebtedness from time to time of the Borrower, any Guarantor or any other Subsidiary of the Borrower to the Agent, any of the Lenders or
any Affiliate of the Agent or any Lender under or in connection with the Credit Agreement or any other Loan Document, whether for principal, interest, fees, indemnities, expenses, or otherwise, and all refinancings or refundings thereof, whether
such obligations, liabilities, or indebtedness are direct or indirect, secured or unsecured, joint or several, absolute or contingent, due or to become due, whether for payment or performance, now existing or hereafter arising (and including
obligations, liabilities, and indebtedness arising or accruing after the commencement of any bankruptcy, insolvency, reorganization, or similar proceeding with respect to the Borrower, any Guarantor or any other Subsidiary of the Borrower or which
would have arisen or accrued but for the commencement of such proceeding, even if the claim for such obligation, liability, or indebtedness is not enforceable or allowable in such proceeding, and including all Obligations, liabilities, and
indebtedness arising from any extensions of credit under or in connection with the Loan Documents from time to time, regardless whether any such extensions of credit are in excess of the amount committed under or contemplated by the Loan Documents
or are made in circumstances in which any condition to an extension of credit is not satisfied); (ii) all Reimbursement Obligations of each Loan Party and any other Subsidiary of the Borrower with respect to any one or more Letters of Credit
issued by any Issuing Lender; (iii) all indebtedness, loans, obligations, expenses and liabilities of each Loan Party, any Excluded Subsidiary or any other Subsidiary of the Borrower to the Agent or any of the Lenders, or any of their
respective Affiliates, arising out of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement provided by the Agent, any of the Lenders or such Affiliates pursuant to the Credit Agreement;
(iv) any sums advanced by or owing to the Agent or any of the Lenders for any reason relating to the Credit Agreement, any other Loan Document, or any collateral relating thereto, including for indemnification, for maintenance, preservation,
protection or enforcement of, or realization upon, the Collateral or other collateral security or any one or more guaranties, and for enforcement, collection, or preservation of the rights of the Agent and the Lenders, and regardless whether before
or after default or the entry of any judgment; (v) any obligation or liability of any Loan Party or any other Subsidiary of the Borrower arising out of overdrafts on deposits or other accounts or out of electronic funds (whether by wire
transfer or through automated clearing houses or otherwise) or out of the return unpaid of, or other failure of the Agent or any Lender to receive final payment 

  
 57 

 
for, any check, item, instrument, payment order or other deposit or credit to a deposit or other account, or out of the Agent’s or any Lender’s non-receipt of or inability to collect
funds or otherwise not being made whole in connection with depository or other similar arrangements, and (vi) any amendments, extensions, renewals and increases of or to any of the foregoing; notwithstanding the foregoing provisions in this
definition, “Credit Agreement Obligations” shall not include Excluded Swap Obligations 
 92.6 “Event of
Default” shall mean (i) prior to the 2009 Senior Note Redemption, a Triggering Event (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, an Event of Default (as defined in the Credit
Agreement). 
 92.7 “Indenture Secured Obligations” shall mean the Indenture Secured Obligations as such term is defined in
the Collateral Trust Agreement. 
 92.8 “Secured Obligations” shall mean (i) prior to the 2009 Senior Note Redemption,
the Indenture Secured Obligations and the Credit Agreement Obligations, and (ii) after the 2009 Senior Note Redemption, the Credit Agreement Obligations. 

92.9 “Secured Parties” shall mean (i) prior to the 2009 Senior Note Redemption, the Collateral Agent, the Agent, the
Trustee and the Creditors (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, the Agent, the Lenders and any provider of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any
Lender-Provided Credit Arrangement. 
 92.10 “Secured Party Document” and “Secured Party Documents” shall
mean (i) prior to the 2009 Senior Note Redemption, one or more of the Credit Agreement, the Collateral Trust Agreement, the other Loan Documents, the Indenture (as defined in the Collateral Trust Agreement) and the Notes (as defined in the
Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, one or more of the Credit Agreement and the other Loan Documents. 

92.11 “2009 Senior Note Redemption” shall mean the 2009 Senior Note Redemption as such term is defined in the Collateral
Trust Agreement. 
 93. Grant of Security Interests. 

93.1 To secure on a first priority perfected basis the Payment In Full of all of the Credit Agreement Obligations and the indefeasible payment
in full in cash of the other Secured Obligations, each Pledgor hereby grants to the Collateral Agent a continuing first priority security interest under the Code in and hereby pledges to Collateral Agent, in each case for the benefit of each of the
Secured Parties, all of such Pledgor’s now existing and hereafter acquired or arising right, title and interest in, to, and under the Pledged Collateral whether now or hereafter existing and wherever located. 

93.2 Upon the execution and delivery of this Agreement, each Pledgor shall deliver to and deposit with the Collateral Agent (or with a Person
designated by the Collateral Agent to hold the Pledged Collateral on behalf of the Collateral Agent) in pledge, all of such Pledgor’s certificates, instruments or other documents comprising or evidencing the Pledged Collateral, together with
undated stock powers, instruments or other documents signed in blank by such 

  
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Pledgor. In the event that any Pledgor should ever acquire or receive certificates, securities, instruments or other documents evidencing the Pledged Collateral, such Pledgor shall deliver to and
deposit with the Collateral Agent in pledge, all such certificates, securities, instruments or other documents which evidence the Pledged Collateral. 

93.3 Notwithstanding anything to the contrary contained in this Agreement, the Pledged Collateral with respect to any Company organized under
the laws of a country or state other than the United States (or any state thereof) or such other country designated by the Borrower and consented to in writing by the Collateral Agent (each, a “Partial Pledge Company”) shall not
exceed sixty-five percent (65%) of the total combined voting power of all classes of capital stock, shares, securities, member interests, partnership interests and other ownership interests entitled to vote of such Partial Pledge Company and
this Agreement shall not apply to any such stock, shares, securities, member interests, partnership interests or ownership interests which are in excess of such sixty-five percent (65%) limitation. To the extent the Collateral Agent receives
more than sixty-five percent (65%) of the total combined voting power of all classes of capital stock, shares, securities, member interests, partnership interests and other ownership interests entitled to vote of any Partial Pledge Company,
Collateral Agent shall return such excess stock, shares, securities, member interests, partnership interests and other ownership interests upon the request of the applicable Pledgor. 

94. Additional Actions and Further Assurances. 

94.1 Prior to or concurrently with the execution of this Agreement, and thereafter from time to time without any request or notice by the
Collateral Agent, Pledgor, at its sole cost and expense, shall execute and deliver to the Collateral Agent all filings, notices, registrations for the corporate records, and all such other documents, and shall take such other action, as may be
necessary or advisable to obtain, preserve, protect, and maintain the Collateral Agent’s continuing first priority perfected security interest in the portion of the Pledged Collateral that relates to capital stock (or other equity interests) in
any Partial Pledged Subsidiary. 
 94.2 Prior to or concurrently with the execution of this Agreement, and thereafter at any time and from
time to time upon reasonable request of the Agent, each Pledgor shall execute and deliver to the Collateral Agent all financing statements, continuation financing statements, assignments, certificates and documents of title, affidavits, reports,
notices, schedules of account, letters of authority, further pledges, transfer powers, powers of attorney and all other documents (collectively, the “Security Documents”) which the Agent may reasonably request, in form reasonably
satisfactory to the Agent, and take such other action which the Agent may reasonably request, to perfect and continue perfected and to create and maintain the first priority status of the Collateral Agent’s security interest in the Pledged
Collateral and to fully consummate the transactions contemplated under this Agreement. Each Pledgor agrees that the Agent may record any one or more financing statements under the applicable Uniform Commercial Code with respect to the pledge and
security interest herein granted. Each Pledgor hereby irrevocably makes, constitutes and appoints each of the Collateral Agent and the Agent (and any of the Collateral Agent’s and the Agent’s respective officers or employees or agents
designated by the Collateral Agent or the Agent, as applicable) as such Pledgor’s true and lawful attorney with power to sign the name of such Pledgor on all or any of the Security Documents which the Collateral Agent or the Agent determines
must be executed, filed, recorded or sent in order to 

  
 59 

 
perfect or continue perfected the Collateral Agent’s security interest in the Pledged Collateral in any jurisdiction. Such power, being coupled with an interest, is irrevocable until all of
the Credit Agreement Obligations have been Paid In Full and the other Secured Obligations have been indefeasibly paid in full in cash. 

94.3 The Collateral Agent shall not be responsible for and makes no representation as to the existence, genuineness, value or protection of
any Pledged Collateral, for the legality, effectiveness or sufficiency of any Security Document, or for the creation, perfection, priority, sufficiency or protection of any Liens hereunder. For the avoidance of doubt, nothing herein shall require
the Collateral Agent to file financing statements or continuation statements, or be responsible for maintaining the security interests purported to be created as described herein (except for the safe custody of any Pledged Collateral in its
possession and the accounting for moneys actually received by it hereunder) and such responsibility shall be solely that of the Loan Parties. 

95. Representations and Warranties. 

Each Pledgor hereby jointly and severally represents and warrants to the Collateral Agent as follows: 

95.1 The Pledged Collateral does not include Margin Stock and no Loan under the Credit Agreement shall be used for the purpose of purchasing
or carrying Margin Stock. “Margin Stock” as used in this clause (a) shall have the meaning ascribed to such term by Regulation U of the Board of Governors of the Federal Reserve System of the United States; 

95.2 Such Pledgor, has and will continue to have (or, in the case of after-acquired Pledged Collateral, at the time such Pledgor acquires
rights in such Pledged Collateral, will have and will continue to have), title to its Pledged Collateral, free and clear of all Liens other than those in favor of the Collateral Agent for the Secured Parties, and Liens of a governmental authority
for taxes not yet due and payable to the extent any applicable statute provides for a Lien on the Pledged Collateral; 
 95.3 The capital
stock shares, securities, member interests, partnership interests and other ownership interests constituting the Pledged Collateral have been duly authorized and validly issued to such Pledgor (as set forth on Schedule A hereto), are fully
paid and nonassessable and constitute the following: (i) one hundred percent (100%) of the issued and outstanding capital stock, member interests, partnership interests of each of the Companies which are not Partial Pledged Companies, and
(ii) sixty-five percent (65%) of the issued and outstanding capital stock, shares, securities, member interests and partnership interests of each of the Partial Pledged Companies; 

95.4 The security interests in the Pledged Collateral granted hereunder are valid, perfected and of first priority, subject to the Lien of no
other Person, other than Liens of a governmental authority for taxes not yet due and payable to the extent any applicable statute provides for a Lien on the Pledged Collateral; 

  
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 95.5 There are no restrictions upon the transfer of the Pledged Collateral and such Pledgor has
the power and authority and right to transfer the Pledged Collateral owned by such Pledgor free of any encumbrances and without obtaining the consent of any other Person; 

95.6 Such Pledgor has all necessary power to execute, deliver and perform this Agreement; 

95.7 There are no actions, suits, or proceedings pending or, to such Pledgor’s best knowledge after due inquiry, threatened against or
affecting such Pledgor with respect to the Pledged Collateral, at law or in equity or before or by any Official Body, and such Pledgor is not in default with respect to any judgment, writ, injunction, decree, rule or regulation which could adversely
affect such Pledgor’s performance of the terms of this Agreement; 
 95.8 This Agreement has been duly executed and delivered and
constitutes the valid and legally binding obligation of such Pledgor, enforceable in accordance with its terms, except to the extent that enforceability of this Agreement may be limited by applicable bankruptcy, insolvency, reorganization,
moratorium or other similar Laws affecting the enforceability of creditors’ rights generally or limiting the right of specific performance; 

95.9 Neither the execution or delivery by such Pledgor of this Agreement, nor the compliance with the terms and provisions hereof, will
violate any provision of any Law or conflict with or result in a breach of any of the terms, conditions or provisions of any judgment, order, injunction, decree or ruling of any Official Body to which such Pledgor or any of its property is subject
or any provision of any agreement, understanding or arrangement to which Pledgor is a party or by which such Pledgor or any of its property is bound; 

95.10 Such Pledgor’s exact legal name is as set forth on the signature page hereto; 

95.11 The jurisdiction of incorporation, formation or organization as applicable, of such Pledgor is as set forth on Schedule A
hereto; and 
 95.12 All rights of such Pledgor in connection with its ownership of each of the Companies are evidenced and governed solely
by the stock certificates, instruments or other documents evidencing ownership and organizational documents of each of the Companies and no shareholder, voting or other similar agreements are applicable to any of the Pledged Collateral or any of any
Pledgor’s rights with respect thereto, and no such certificate, instrument or other document provides that any member interest, or partnership interest or other intangible ownership interest, constituting Pledged Collateral, is a
“security” within the meaning of and subject to Article 8 of the Code; and, the organizational documents of each Company contain no restrictions on the rights of shareholders, members or partners other than those that normally would apply
to a company organized under the laws of the jurisdiction of organization of each of the Companies. 
 96. General Covenants. 

Each Pledgor hereby covenants and agrees as follows: 

96.1 Such Pledgor shall do all reasonable acts that may be necessary and appropriate to maintain, preserve and protect the Pledged Collateral;
such Pledgor shall be responsible for the risk of loss of, damage to, or destruction of the Pledged Collateral owned by such Pledgor, unless such loss is the result of the gross negligence or willful misconduct of the Collateral Agent; 

  
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 96.2 The capital stock shares, securities, member interests, partnership interests and other
ownership interests constituting the Pledged Collateral have been duly authorized and validly issued to such Pledgor (as set forth on Schedule A hereto), are fully paid and nonassessable and constitute the following: (i) the percentage
listed on Schedule A of the issued and outstanding capital stock, member interests and partnership interests of each of the Companies which are not Partial Pledged Companies, and (ii) the lesser of (x) sixty five percent
(65%) of the issued and outstanding capital stock, shares, securities, member interests and partnership interests of each of the Partial Pledged Companies or (y) all of the issued and outstanding capital stock, member interests and
partnership interests owned by Borrower or any of its Subsidiaries of each Partial Pledged Company; 
 96.3 The security interests under the
Code in the Pledged Collateral granted hereunder are valid, perfected and of first priority subject to the Lien of no other Person, other than Liens of a governmental authority for taxes not yet due and payable to the extent any applicable statute
provides for a Lien on the Pledged Collateral. Upon the consummation of those actions described in Section 3 hereof, the security interests in the Pledged Collateral granted hereunder shall be valid, perfected and of first priority subject to
the Lien of no other Person under all applicable Law, other than Liens of a governmental authority for taxes not yet due and payable to the extent any applicable statute provides for a Lien on the Pledged Collateral; 

96.4 Such Pledgor shall appear in and defend any action or proceeding of which such Pledgor is aware which could reasonably be expected to
affect such Pledgor’s title to, or the Collateral Agent’s interest in, the Pledged Collateral or the proceeds thereof; provided, however, that with the prior written consent of the Collateral Agent such Pledgor may settle
such actions or proceedings with respect to the Pledged Collateral, which consent shall not be unreasonably withheld or delayed; 
 96.5
Such Pledgor shall, and shall cause each of the Companies to, keep separate, accurate and complete records of the Pledged Collateral, disclosing the Collateral Agent’s security interest hereunder; 

96.6 Such Pledgor shall comply with all Laws applicable to the Pledged Collateral unless any noncompliance would not individually or in the
aggregate materially impair the use or value of the Pledged Collateral or the Collateral Agent’s rights hereunder; 
 96.7 There are no
restrictions upon the transfer of the Pledged Collateral and such Pledgor has the power and authority and unencumbered right to transfer the Pledged Collateral owned by such Pledgor free of any encumbrances and without the necessity of obtaining the
consent of any other Person, other than such consents as have been or will be obtained as of the date hereof or in connection with Pledged Collateral subsequently acquired by Pledgor and other than as provided in the Credit Agreement; 

  
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 96.8 Such Pledgor has all necessary power to execute, deliver and perform this Agreement and all
necessary action to authorize the execution, delivery and performance of this Agreement has been properly taken; 
 96.9 Such Pledgor shall
pay any and all taxes, duties, fees or imposts of any nature imposed by any Official Body on any of the Pledged Collateral, except to the extent contested in good faith by appropriate proceedings; 

96.10 Such Pledgor shall permit the Collateral Agent, its officers, employees and agents at reasonable times to inspect all books and records
related to the Pledged Collateral; 
 96.11 Subject to Section 2(c) hereof, to the extent, following the date hereof, such Pledgor
acquires capital stock, shares, securities, member interests, partnership interests and other ownership interests of any of the Companies or any of the rights, property or securities, shares, capital stock, member interests, partnership interests or
any other ownership interests described in the definition of Pledged Collateral with respect to any of the Companies, such ownership interests shall be subject to the terms hereof and, upon such acquisition, shall be deemed to be hereby pledged to
the Collateral Agent; and, such Pledgor thereupon shall deliver all such securities, shares, capital stock, member interests, partnership interests and other ownership interests together with an updated Schedule A hereto, to the
Collateral Agent together with all such transfer powers, control agreements, financing statements, and any other documents necessary to implement the provisions and purposes of this Agreement as the Collateral Agent may request; 

96.12 Except as permitted by the Credit Agreement, during the term of this Agreement, such Pledgor shall not sell, assign, replace, retire,
transfer or otherwise dispose of its Pledged Collateral; 
 96.13 Such Pledgor will not change its state of incorporation, formation or
organization, as applicable without providing at least ten (10) calendar days prior written notice to the Collateral Agent; 
 96.14
Such Pledgor will not change its name without providing at least ten (10) calendar days prior written notice to the Collateral Agent; 

96.15 Such Pledgor shall preserve its existence as a corporation, limited liability company or partnership, as applicable, and except as
permitted by the Credit Agreement, shall not (i) in one, or a series of related transactions, merge into or consolidate with any other entity, the survivor of which is not such Pledgor, or (ii) sell all or substantially all of its assets;
and 
 96.16 During the term of this Agreement, such Pledgor shall not and shall not permit any Company (i) to issue any certificates
evidencing the ownership interests of such Company unless such securities are immediately delivered to the Secured Party upon issuance, together with all evidence of such election and issuance and all Security Documents as set forth in
Section 3 hereof or (ii) to elect to treat any ownership interests as securities that are subject to Article 8 of the Code; except that, it is acknowledged and agreed with respect to the equity of the first tier Foreign
Subsidiaries of any of the Osmose Entities or Osmose Guarantors which is required to be pledged hereunder and which is evidenced by stock certificates or similar certificates, the 

  
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Pledgors shall have one hundred eighty (180) days from the date hereof to provide to the Collateral Agent certificates evidencing such equity required to be pledged hereunder,
however PNC Bank, as Administrative Agent under the Credit Agreement, may in its sole discretion waive the requirement for delivery of certificates with respect to one or more first tier Foreign Subsidiaries of any of the Osmose Entities or
Osmose Guarantors. 
 97. Other Rights With Respect to Pledged Collateral. 

In addition to the other rights with respect to the Pledged Collateral granted to the Collateral Agent hereunder, at any time and from time to
time, after and during the continuation of an Event of Default, the Collateral Agent, at its option and at the expense of the Pledgors, may (a) transfer into its own name, or into the name of its nominee, all or any part of the Pledged
Collateral, thereafter receiving all dividends, income or other distributions upon the Pledged Collateral; (b) take control of and manage all or any of the Pledged Collateral; (c) apply to the payment of any of the Secured Obligations,
whether any be due and payable or not, any moneys, including cash dividends and income from any Pledged Collateral, now or hereafter in the hands of the Collateral Agent, any Secured Party, or any Affiliate of the Collateral Agent or any Secured
Party, on deposit or otherwise, belonging to any Pledgor, as the Collateral Agent in its sole discretion shall determine; and (d) do anything which any Pledgor is required to do but fails to do hereunder. 

98. Additional Remedies Upon Event of Default. 

Upon the occurrence of any Event of Default and while such Event of Default shall be continuing, the Collateral Agent shall have, in addition
to all rights and remedies of a secured party under the Code or other applicable Law, and in addition to its rights under Section 6 above and under the other Secured Party Documents to which it is a party, the following rights and remedies:

 98.1 The Collateral Agent may, after ten (10) days’ advance notice to the applicable Pledgor, sell, assign, give an option or
options to purchase or otherwise dispose of such Pledgor’s Pledged Collateral or any part thereof at public or private sale, at any of the Collateral Agent’s offices or elsewhere, for cash, on credit or for future delivery, and upon such
other terms as the Collateral Agent may deem commercially reasonable. Each Pledgor agrees that ten (10) days’ advance notice of the time and place of any public sale or the time after which any private sale is to be made shall constitute
reasonable notification. The Collateral Agent shall not be obligated to make any sale of Pledged Collateral regardless of notice of sale having been given. The Collateral Agent may adjourn any public or private sale from time to time by announcement
at the time and place fixed therefor, and such sale may, without further notice, be made at the time and place to which it was so adjourned. Each Pledgor recognizes that the Collateral Agent may be compelled to resort to one or more private sales of
the Pledged Collateral to a restricted group of purchasers who will be obliged to agree, among other things, to acquire such securities, shares, capital stock, member interests, partnership interests or ownership interests for their own account for
investment and not with a view to the distribution or resale thereof. Each Pledgor acknowledges and agrees that any such private sale may result in prices and other terms less favorable than if such sale were a public sale and, notwithstanding such
circumstances, agrees that any such private sale shall be deemed to have been made in a commercially reasonable 

  
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manner. The Collateral Agent shall be under no obligation to delay sale of any of the Pledged Collateral for the period of time necessary to permit any Pledgor (or issuer) to register such
securities for public sale under the Securities Act of 1933, as amended, or under applicable securities laws, even if any Pledgor (or issuer) would agree to do so. 

98.2 The Pledgors and each of the Companies hereby agree that, at the joint and several expense of the Pledgors and the Companies, the
Collateral Agent may have this Agreement translated into the official language of the Collateral Agent or any Company at any time in the Collateral Agent’s discretion. In the event of any disagreement between the Collateral Agent and any
Pledgor or any of the Companies regarding the translation of this Agreement, the Collateral Agent may submit this Agreement to an internationally recognized translator for translation, at the joint and several expense of the Pledgors and each
Company, and each of the Pledgors and each of the Companies is hereby irrevocably deemed to accept as accurate and agree to the translation rendered thereby. 

98.3 The proceeds of any collection, sale or other disposition of the Pledged Collateral, or any part thereof, shall, after the Collateral
Agent has made all deductions of expenses, including but not limited to attorneys’ fees and other expenses incurred in connection with repossession, collection, sale or disposition of such Pledged Collateral or in connection with the
enforcement of the Collateral Agent’s rights with respect to the Pledged Collateral, including in any insolvency, bankruptcy or reorganization proceedings, be applied against the Secured Obligations, whether or not all the same be then due and
payable, as follows: 
 98.3.1 first, in accordance with the Collateral Trust Agreement, and, following the 2009 Senior Note Redemption, in
such order as set forth in Section 9.2.4 [Application of Proceeds] of the Credit Agreement; and 
 98.3.2 the balance, if any, as
required by Law. 
 99. Collateral Agent’s Duties. 

The powers conferred on the Collateral Agent hereunder are solely to protect its interest in the Pledged Collateral and shall not impose any
duty upon it to exercise any such powers. Except for the safe custody of any Pledged Collateral in its possession and the accounting for moneys actually received by it hereunder, the Collateral Agent shall have no duty as to any Pledged Collateral
or as to the taking of any necessary steps to preserve rights against prior parties or any other rights pertaining to any Pledged Collateral. 

100. Additional Pledgors. 

It is anticipated that additional persons will from time to time become Subsidiaries of the Borrower or a Guarantor, each of whom will be
required to join this Agreement. It is acknowledged and agreed that new Subsidiaries of the Borrower or of a Guarantor will become Pledgors hereunder and will be bound hereby simply by executing and delivering to the Agent and the Collateral Agent a
Guarantor Joinder in the form of Exhibit 1.1(G)(1) to the Credit Agreement. In addition, a new Schedule A hereto and corresponding Security Documents shall be provided to Collateral Agent showing the pledge of the ownership interest in
such new Subsidiary and any ownership interests that such new Subsidiary owns in any other Person. 

  
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 101. No Waiver; Cumulative Remedies. 

No failure to exercise, and no delay in exercising, on the part of the Collateral Agent, any right, power or privilege hereunder shall operate
as a waiver thereof; nor shall any single or partial exercise of any right, power or privilege hereunder preclude any further exercise thereof or the exercise of any other right, power or privilege. No waiver of a single Event of Default shall be
deemed a waiver of a subsequent Event of Default. The remedies herein provided are cumulative and not exclusive of any remedies provided under the other Secured Party Documents or by Law and the Collateral Agent may enforce any one or more remedies
hereunder successively or concurrently at its option. Each Pledgor waives any right to require the Collateral Agent to proceed against any other Person or to exhaust any of the Pledged Collateral or other security for the Secured Obligations or to
pursue any remedy in the Collateral Agent’s power. 
 102. No Discharge Until Indefeasible Payment of the Secured Obligations.

 The pledge, security interests, and other Liens and the obligations of each Pledgor hereunder shall not be discharged or impaired or
otherwise diminished by any failure, default, omission, or delay, willful or otherwise, by the Collateral Agent, any other Person, or any other obligor on any of the Secured Obligations, or by any other act or thing or omission or delay to do any
other act or thing which may or might in any manner or to any extent vary the risk of such Pledgor or which would otherwise operate as a discharge of such Pledgor as a matter of law or equity. Without limiting the generality of the foregoing, each
Pledgor hereby consents to, and the pledge, security interests, and other Liens given by such Pledgor hereunder shall not be diminished, terminated, or otherwise similarly affected by any of the following at any time and from time to time: 

102.1 Any lack of genuineness, legality, validity, enforceability, or allowability (in a bankruptcy, insolvency, reorganization or similar
proceeding, or otherwise), or any avoidance or subordination, in whole or in part, of any Secured Party Document or any of the Secured Obligations and regardless of any law, regulation, or order now or hereafter in effect in any jurisdiction
affecting any of the Secured Obligations, any of the terms of the Secured Party Documents, or any rights of the Collateral Agent or any other Person with respect thereto; 

102.2 Any increase, decrease, or change in the amount, nature, type or purpose of any of or any release, surrender, exchange, compromise or
settlement of any of the Secured Obligations (whether or not contemplated by the Secured Party Documents as presently constituted); any change in the time, manner, method, or place of payment or performance of, or in any other term of, any of the
Secured Obligations; any execution or delivery of any additional Secured Party Documents; or any amendment, modification or supplement to, or refinancing or refunding of, any Secured Party Document or any of the Secured Obligations; 

102.3 Any failure to assert any breach of or default under any Secured Party Document or any of the Secured Obligations; any extensions of
credit in excess of the amount committed under or contemplated by any of the Secured Party Documents, or in circumstances in which any condition to such extensions of credit has not been satisfied; any other exercise or non-exercise, or any other
failure, omission, breach, default, delay, or wrongful action in connection with any 

  
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exercise or non-exercise, of any right or remedy against such Pledgor or any other Person under or in connection with any Secured Party Document; any refusal of payment or performance of any of
the Secured Obligations, whether or not with any reservation of rights against any Pledgor; or any application of collections (including collections resulting from realization upon any direct or indirect security for the Secured Obligations) to
other obligations, if any, not entitled to the benefits of this Agreement, in preference to Secured Obligations or, if any collections are applied to Secured Obligations, any application to particular Secured Obligations; 

102.4 Any taking, exchange, amendment, modification, supplement, termination, subordination, release, loss, or impairment of, or any failure
to protect, perfect, or preserve the value of, or any enforcement of, realization upon, or exercise of rights or remedies under or in connection with, or any failure, omission, breach, default, delay, or wrongful action by the Collateral Agent or
any other Person in connection with the enforcement of, realization upon, or exercise of rights or remedies under or in connection with, or, any other action or inaction by the Collateral Agent or any other Person in respect of, any direct or
indirect security for any of the Secured Obligations (including the Pledged Collateral). As used in this Agreement, “direct or indirect security” for the Secured Obligations, and similar phrases, includes any collateral security,
guaranty, suretyship, letter of credit, capital maintenance agreement, put option, subordination agreement, or other right or arrangement of any nature providing direct or indirect assurance of payment or performance of any of the Secured
Obligations, made by or on behalf of any Person; 
 102.5 Any merger, consolidation, liquidation, dissolution, winding-up, charter
revocation, or forfeiture, or other change in, restructuring or termination of the corporate structure or existence of, any Pledgor or the Borrower or any other Person; any bankruptcy, insolvency, reorganization or similar proceeding with respect to
any Pledgor or the Borrower or any other Person; or any action taken or election (including any election under Section 1111(b)(2) of the United States Bankruptcy Code or any comparable law of any jurisdiction) made by the Collateral Agent or
any Pledgor or the Borrower or by any other Person in connection with any such proceeding; 
 102.6 Any defense, setoff, or counterclaim
which may at any time be available to or be asserted by any Pledgor or the Borrower or any other Person with respect to any Secured Party Document or any of the Secured Obligations; or any discharge by operation of law or release of any Pledgor or
the Borrower or any other Person from the performance or observance of any Secured Party Document or any of the Secured Obligations; or 

102.7 Any other event or circumstance, whether similar or dissimilar to the foregoing, and whether known or unknown, which might otherwise
constitute a defense available to, or limit the liability of a guarantor or a surety, including any Pledgor, excepting only Payment In Full of the Credit Agreement Obligations and the indefeasible payment in full in cash of the other Secured
Obligations. 
 103. Taxes. 

All payments and collections made by or from the Pledgors under this Agreement shall be deemed to be payments pursuant to, and each Pledgor
hereby agrees to be bound by, the provisions of Section 5.9 [Taxes] of the Credit Agreement and each Pledgor shall make all payments free and clear of Taxes as provided therein. 

  
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 104. Waivers. 

Each Pledgor hereby waives any and all defenses that any Pledgor may now or hereafter have based on principles of suretyship, impairment of
collateral, or the like and each Pledgor hereby waives any defense to or limitation on its obligations under this Agreement arising out of or based on any event or circumstance referred to in the immediately preceding section hereof. Without
limiting the generality of the foregoing and to the fullest extent permitted by applicable law, each Pledgor hereby further waives each of the following: 

104.1 All notices, disclosures and demands of any nature that otherwise might be required from time to time to preserve intact any rights
against such Pledgor, including the following: any notice of any event or circumstance described in the immediately preceding section hereof; any notice required by any law, regulation or order now or hereafter in effect in any jurisdiction; any
notice of nonpayment, nonperformance, dishonor, or protest under any Secured Party Document or any of the Secured Obligations; any notice of the incurrence of any Secured Obligations; any notice of any default or any failure on the part of such
Pledgor or the Borrower or any other Person to comply with any Secured Party Document or any of the Secured Obligations or any requirement pertaining to any direct or indirect security for any of the Secured Obligations; and any notice or other
information pertaining to the business, operations, condition (financial or otherwise), or prospects of the Borrower or any other Person; 

104.2 Any right to any marshalling of assets, to the filing of any claim against such Pledgor or the Borrower or any other Person in the event
of any bankruptcy, insolvency, reorganization, or similar proceeding, or to the exercise against such Pledgor or the Borrower, or any other Person of any other right or remedy under or in connection with any Secured Party Document or any of the
Secured Obligations or any direct or indirect security for any of the Secured Obligations; any requirement of promptness or diligence on the part of the Collateral Agent or any other Person; any requirement to exhaust any remedies under or in
connection with, or to mitigate the damages resulting from default under, any Secured Party Document or any of the Secured Obligations or any direct or indirect security for any of the Secured Obligations; any benefit of any statute of limitations;
and any requirement of acceptance of this Agreement or any other Secured Party Document, and any requirement that any Pledgor receive notice of any such acceptance; and 

104.3 Any defense or other right arising by reason of any Law now or hereafter in effect in any jurisdiction pertaining to election of
remedies (including anti-deficiency laws, “one action” laws, or the like), or by reason of any election of remedies or other action or inaction by the Collateral Agent (including commencement or completion of any judicial proceeding or
nonjudicial sale or other action in respect of collateral security for any of the Secured Obligations), which results in denial or impairment of the right of the Collateral Agent or any Secured Party to seek a deficiency against the Borrower or any
other Person or which otherwise discharges or impairs any of the Secured Obligations. 

  
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 105. Setoff. 

Each Pledgor hereby waives and releases, and shall not assert, any and all rights of setoff and any similar claims or actions whatsoever now
and hereafter it may have at any time against the Collateral Agent or any Secured Party, any of the Collateral Agent’s or any Secured Party’s Affiliates, and any of the respective successors, assigns, and participants of the Collateral
Agent or any Secured Party or any Affiliate of the Collateral Agent or any Secured Party. 
 106. Assignment. 

106.1.1 This Agreement shall inure to the benefit of the Collateral Agent, the Secured Parties and their respective successors and assigns.
Without limiting the generality of the foregoing, each of the Pledgors hereby acknowledges and agrees to any assignment by Wells Fargo Bank, National Association, in its capacity as Collateral Agent, of all its right, title and interest under,
pursuant to, and in connection with this Agreement to PNC Bank, National Association, in its capacity as Collateral Agent for itself and the Lenders. All obligations of each Pledgor shall bind its successors and assigns; provided, however, no
Pledgor may assign or transfer any of its rights and obligations hereunder or any interest herein, and any such purported assignment or transfer shall be null and void. 

106.1.2 The Collateral Agent may resign and a successor the Collateral Agent may be appointed in the manner provided in the Collateral Trust
Agreement. Upon the acceptance of any appointment as a collateral agent by a successor collateral agent, that successor collateral agent shall thereupon succeed to and become vested with all the rights, powers, privileges and duties of the retiring
collateral agent, as secured party under this Agreement and the retiring collateral agent shall thereupon be discharged from its duties and obligations under this Agreement. After any retiring collateral agent’s resignation, the provisions of
this Agreement shall inure to its benefit as to any actions taken or omitted to be taken by it under this Agreement while it was the Collateral Agent. 

107. Severability. 
 Any
provision of this Agreement (or portion thereof) which shall be held invalid or unenforceable shall be ineffective without invalidating the remaining provisions hereof (or portions thereof). 

108. Governing Law. 

This Agreement shall be construed in accordance with and governed by the internal laws of the State of New York without regard to its
conflicts of law principles, except to the extent the validity or perfection of the security interests or the remedies hereunder in respect of any Pledged Collateral are governed by the law of a jurisdiction other than the State of New York. 

109. Notices. 
 All
notices, requests, demands, directions and other communications (collectively, “notices”) given to or made upon any party hereto under the provisions of this Agreement shall be as set forth in Section 9 of the Collateral Trust
Agreement in the case of the Collateral Agent, 

  
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and in case of the Pledgors, as set forth in Section 11.5 [Notices; Effectiveness; Electronic Communication] of the Credit Agreement; provided that such notices to any Pledgor shall
be given to the Borrower on behalf of such Pledgor at the address referred to in, and in the manner provided in, Section 11.5 [Notices; Effectiveness; Electronic Communication] of the Credit Agreement. 

110. Specific Performance. 

Each Pledgor acknowledges and agrees that, in addition to the other rights of the Collateral Agent hereunder and under the other Secured Party
Documents to which it is a party, because the Collateral Agent’s remedies at law for failure of such Pledgor to comply with the provisions hereof relating to the Collateral Agent’s rights (i) to inspect the books and records related
to the Pledged Collateral, (ii) to receive the various notifications such Pledgor is required to deliver hereunder, (iii) to obtain copies of agreements and documents as provided herein with respect to the Pledged Collateral, (iv) to
enforce the provisions hereof pursuant to which the such Pledgor has appointed the Collateral Agent its attorney-in-fact, and (v) to enforce the Collateral Agent’s remedies hereunder, would be inadequate and that any such failure would not
be adequately compensable in damages, such Pledgor agrees that each such provision hereof may be specifically enforced. 
 111. Voting
Rights in Respect of the Pledged Collateral. 
 So long as no Event of Default shall occur and be continuing, each Pledgor may exercise
any and all voting and other consensual rights pertaining to the Pledged Collateral or any part thereof for any purpose not inconsistent with the terms of this Agreement or the other Secured Party Documents; provided, however, that
such Pledgor will not exercise or will refrain from exercising any such voting and other consensual right pertaining to the Pledged Collateral, as the case may be, if such action would have a material adverse effect on the value of any Pledged
Collateral. Without limiting the generality of the foregoing and in addition thereto, without the written consent of the Collateral Agent, the Pledgors shall not vote to enable, or take any other action to permit, any of the Companies to issue any
stock, member interests, partnership interests or other equity securities, member interests, partnership interests or other ownership interests of any nature or to issue any other securities, shares, capital stock, member interests, partnership
interests or other ownership interests convertible into or granting the right to purchase or exchange for any stock, member interests, partnership interests or other equity securities, member interests, partnership interests or other ownership
interests of any nature of any such Company, and all such additional stock, member interests, partnership interests, or other equity securities consented to by the Collateral Agent shall be Pledged Collateral subject to the terms of this Agreement.
The Pledgors shall not enter into any agreement or undertaking restricting the right or ability of any Pledgor or the Collateral Agent to sell, assign or transfer any of the Pledged Collateral. 

112. Consent to Jurisdiction. 

Each Pledgor and each of the Companies hereby irrevocably submits to the nonexclusive jurisdiction of any New York state or federal court
sitting in New York County, in any action or proceeding arising out of or relating to this Agreement, and each Pledgor and each of the 

  
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Companies hereby irrevocably agrees that all claims in respect of such action or proceeding may be heard and determined in such New York state or federal court. Each Pledgor and each of the
Companies hereby waives to the fullest extent it may effectively do so, the defense of an inconvenient forum to the maintenance of any such action or proceeding. Each Pledgor and each of the Companies hereby appoints the process agent identified
below (the “Process Agent”) as its agent to receive on behalf of such party and its respective property service of copies of the summons and complaint and any other process which may be served in any action or proceeding. Such
service may be made by mailing or delivering a copy of such process to any of the Pledgors or the Companies in care of the Process Agent at the Process Agent’s address, and each Pledgor and each Company hereby authorizes and directs the Process
Agent to receive such service on its behalf. Each Pledgor and each of the Companies agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions (or any political subdivision thereof)
by suit on the judgment or in any other manner provided at law. Each Pledgor further agrees that it shall, for so long as any Commitment under the Credit Agreement or any Secured Obligation of any Loan Party to any Secured Party remains outstanding,
continue to retain Process Agent for the purposes set forth in this Section 21. The Process Agent is the Borrower, with an office on the date hereof as set forth in the schedules to the Credit Agreement. The Process Agent hereby accepts the
appointment of Process Agent by the Pledgors and the Companies and agrees to act as Process Agent on behalf of the Pledgors and the Companies. 

113. Waiver of Jury Trial. 

EXCEPT AS PROHIBITED BY LAW, EACH PLEDGOR AND EACH OF THE COMPANIES HEREBY WAIVES ANY RIGHT IT MAY HAVE TO A TRIAL BY A JURY IN RESPECT OF ANY
LITIGATION DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER, OR IN CONNECTION WITH THIS AGREEMENT OR ANY OTHER DOCUMENTS OR TRANSACTIONS RELATING THERETO. 

114. Entire Agreement; Amendments. 

This Agreement constitutes the entire agreement between the parties with respect to the subject matter hereof and supersedes all prior
agreements relating to a grant of a security interest in the Pledged Collateral by any Pledgor. This Agreement may not be amended or supplemented except by a writing signed by the Collateral Agent and the Pledgors. 

115. Counterparts; Telecopy Signatures. 

This Agreement may be executed in any number of counterparts, and by different parties hereto in separate counterparts, each of which, when so
executed, shall be deemed an original, but all such counterparts shall constitute one and the same instrument. Each Pledgor acknowledges and agrees that a telecopy transmission to the Collateral Agent or any Secured Party of the signature pages
hereof purporting to be signed on behalf of any Pledgor shall constitute effective and binding execution and delivery hereof by such Pledgor. 

116. Construction. 
 The
rules of construction contained in Section 1.2 [Construction] of the Credit Agreement apply to this Agreement. 

  
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 117. Collateral Trust Agreement. 

The parties agree that in the event of any conflict or inconsistency between the provisions of this Agreement and the provisions of the
Collateral Trust Agreement, the provisions of the Collateral Trust Agreement shall control until the Collateral Trust Agreement is terminated in accordance with its terms. Until such termination of the Collateral Trust Agreement, notwithstanding any
provision in this Agreement to the contrary, the parties and signatories hereto acknowledge and agree that any and all rights, powers, privileges, duties, responsibilities, liabilities and/or obligations (including the right to grant or withhold
consent and the right to act or refrain from acting), whether discretionary or mandatory, are and shall be exercised by the Collateral Agent solely in accordance with the terms and conditions of the Collateral Trust Agreement, at the direction of
the Agent, the Trustee and/or other Person specified in the Collateral Trust Agreement as having the right to give direction to the Collateral Agent, and subject further to the rights of the Collateral Agent to require the Borrower and any Loan
Party to provide (i) officers’ certificate(s), opinion(s) and advice from counsel, accountants, appraisers and other third parties, (ii) advancement of expenses, and/or (iii) assurances of indemnity, all as reasonably
satisfactory to the Collateral Agent. Until such termination of the Collateral Trust Agreement, for the avoidance of doubt, in addition to any protections, rights or immunities given to the Collateral Agent hereunder, the Collateral Agent shall be
entitled to the rights, protections and immunities given to it in its capacity as the Collateral Trustee (as defined therein) under the Collateral Trust Agreement. 

[SIGNATURE PAGES FOLLOW] 

  
 72 

 [SIGNATURE PAGE TO PLEDGE AGREEMENT] 

IN WITNESS WHEREOF, and intending to be legally bound, the parties hereto have caused this Agreement to be duly executed as of the date first
above written. 
  

			
	PLEDGORS:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS HOLDINGS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President
	
	KOPPERS VENTURES LLC
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary

 [SIGNATURE PAGE TO PLEDGE AGREEMENT] 

 

 
			
	COLLATERAL AGENT:
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION,
as Collateral Agent
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 ACKNOWLEDGEMENT AND CONSENT 

Each of the undersigned hereby acknowledges receipt of a copy of the Pledge Agreement, dated as of August 15, 2014, made by each of the
Pledgors (as defined therein) from time to time party thereto for the benefit of Wells Fargo Bank, National Association, as Collateral Agent (the “Pledge Agreement”). Capitalized terms used herein shall have the meanings set forth
in the Pledge Agreement. Each of the undersigned, intending to be legally bound hereby, agrees for the benefit of the Secured Parties, as follows: 

1. Each of the undersigned will be bound by the terms of the Pledge Agreement and will comply with such terms insofar as such terms are
applicable to the undersigned, including without limiting the generality of the foregoing, those terms in Sections 20 and 21 of the Pledge Agreement. 

2. Each of the undersigned will notify the Collateral Agent promptly in writing of the occurrence of any of the events described in
Section 5(k) of the Pledge Agreement. 
 3. The terms of Section 3 of the Pledge Agreement shall apply to it, mutatis
mutandis, with respect to all actions that may facilitate, in the reasonable judgment of the Collateral Agent, the carrying out of Section 3 of the Pledge Agreement. 

4. To the extent that any of undersigned has or hereafter may acquire any immunity from the jurisdiction of any court or from any legal
process (whether through service or notice, attachment prior to judgment, attachment in aid of execution, execution, or otherwise) with respect to itself or its property, each of undersigned hereby irrevocably waives such immunity in respect of its
obligations under the Pledge Agreement and any other document or agreement executed in connection therewith, and each of undersigned agrees that it will not raise or claim any such immunity at or in respect of any such action or proceeding. 

5. Each of the undersigned acknowledges and agrees that any notices sent to the Pledgor regarding any of the Pledged Collateral shall also be
sent to the Collateral Agent in the manner and at the address of Collateral Agent as indicated in Section 18 of the Pledge Agreement. 

6. During the term of this Agreement, each of the undersigned shall not treat any uncertificated ownership interests as securities which are
subject to Article 8 of the Code. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGES FOLLOW] 

 [SIGNATURE PAGE TO 

ACKNOWLEDGEMENT AND CONSENT TO PLEDGE AGREEMENT] 

 

			
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President

  

			
	KOPPERS DELAWARE, INC.
	KOPPERS ASIA LLC
	KOPPERS CONCRETE PRODUCTS, INC.
	CONCRETE PARTNERS, INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer

  

			
	KOPPERS VENTURES LLC
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary
	
	Address for Notices for each of the foregoing entities:
	
	436 Seventh Avenue
	Pittsburgh, Pennsylvania 15219

 [SIGNATURE PAGE TO 

ACKNOWLEDGEMENT AND CONSENT TO PLEDGE AGREEMENT] 
  

					
	SIGNED for and on behalf of KOPPERS AUSTRALIA HOLDING COMPANY PTY LTD by its duly appointed attorney(s):	 		 	
			
	 Steven R. Lacy
	 		 	  

	who certifies/certify that he/she/they have no notice of the revocation of the power of attorney in the presence of:	 		 	Attorney(s) signature
			
	  
	 		 	
	Witness signature	 		 	
			
	  
	 		 	
	Name of Witness	 		 	
			
		 		 	Address for Notices:
			
		 		 	436 Seventh Avenue
		 		 	Pittsburgh, Pennsylvania 15219

 [SIGNATURE PAGE TO 

ACKNOWLEDGEMENT AND CONSENT TO PLEDGE AGREEMENT] 
  

 
					
	KOPPERS WORLD-WIDE HOLDINGS C.V.
		
	By:	 	Koppers Ventures LLC, as General Partner
			
		 	By:	 	  

		 	Name:	 	Louann E. Tronsberg-Deihle
		 	Title:	 	Treasurer
		
		 	Address for Notices:
		
		 	436 Seventh Avenue
		 	Pittsburgh, Pennsylvania 15219

 SCHEDULE A 

TO 
 PLEDGE AGREEMENT

 DESCRIPTION OF PLEDGED COLLATERAL 
  

	A.	Corporations 

  

					
	Pledgor and Pledgor’s
jurisdiction of formation	 	Pledged Shares	 	Type and Amount of Ownership
		 		 	
		 		 	
		 		 	

  

	B.	Limited Liability Companies 

  

					
	Pledgor and Pledgor’s
jurisdiction of formation	 	Pledged limited liability
company interests	 	Type and Amount of Ownership
		 		 	
		 		 	
		 		 	

  

	C.	Partnerships 

  

					
	Pledgor and Pledgor’s
jurisdiction of formation	 	Pledged Partnership Interests	 	Type and Amount of Ownership
		 		 	
		 		 	
		 		 	

 EXHIBIT 1.1(S) 

[FORM OF] 
 SECURITY AGREEMENT

 THIS SECURITY AGREEMENT (this “Agreement”), dated as of August 15, 2014, is entered into by and among
EACH OF THE PERSONS LISTED ON THE SIGNATURE PAGES HERETO AS A DEBTOR AND EACH OF THE OTHER PERSONS WHICH BECOMES A DEBTOR HEREUNDER FROM TIME TO TIME (each, a “Debtor” and collectively, the “Debtors”), and
WELLS FARGO BANK, NATIONAL ASSOCIATION, as the Collateral Agent (as defined below) for the benefit of the Secured Parties (as defined below); 

WITNESSETH THAT: 
 WHEREAS,
reference is made to that certain Credit Agreement, dated as of August 15, 2014 (as amended, restated, modified or supplemented from time to time, the “Credit Agreement”), among Koppers Inc., a Pennsylvania corporation (the
“Borrower”), the Guarantors (as defined therein) from time to time party thereto (the “Guarantors”), the Lenders (as defined therein) from time to time party thereto (the “Lenders”), and PNC Bank,
National Association, as Administrative Agent (as defined therein) and, following the 2009 Senior Note Redemption (as defined below), also in its capacity as the Collateral Agent; in each such capacity, for itself and the other Lenders (in such
capacities, the “Agent”); and 
 WHEREAS, the Debtors are (or will be with respect to after-acquired property) the legal
and beneficial owners and the holders of the Collateral (as defined in Section 1 hereof); and 
 WHEREAS, pursuant to the Credit
Agreement, the Agent and the Lenders have agreed to make certain financial accommodations and loans to the Borrower; and 
 WHEREAS,
pursuant to the Credit Agreement, the Collateral Agent, not in its individual capacity but solely as the collateral trustee for the benefit of the Secured Parties, has entered into that certain Collateral Trust Agreement, dated as of even date
herewith (as amended, restated, modified or supplemented from time to time, the “Collateral Trust Agreement”), with the Borrower, the Guarantors (as defined therein) from time to time party thereto, the Agent and the Trustee (as
defined therein) by which they agreed to share in certain collateral (the “Shared Collateral”), on the basis set forth more fully therein, in order to secure the Secured Obligations (as defined below); and 

WHEREAS, the Collateral (as defined below) secured by this Agreement is intended to and is to be part of the Shared Collateral; and 

WHEREAS, this Agreement is intended to and is to be a Collateral Document (as defined in the Collateral Trust Agreement); and 

WHEREAS, the obligation of the Agent and the Lenders to make loans and other financial accommodations under the Credit Agreement is subject to
the condition, among others, that the Debtors secure the Credit Agreement Obligations (as defined below) to the Agent and the Lenders under the Credit Agreement, the other Loan Documents (as defined therein) and otherwise as more fully described
herein in the manner set forth herein. 

 NOW, THEREFORE, intending to be legally bound hereby, and for good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the parties hereto covenant and agree as follows: 
 118. Terms which are
defined in the Credit Agreement and not otherwise defined herein are used herein as defined therein and the rules of construction set forth in Section 1.2 [Construction] of the Credit Agreement shall apply to this Agreement. The following words
and terms shall have the following meanings, respectively, unless the context hereof otherwise clearly requires: 
 118.1
“Code” means the Uniform Commercial Code as in effect in the State of New York on the date hereof and as amended from time to time except to the extent that the conflict of law rules of such Uniform Commercial Code shall apply the
Uniform Commercial Code as in effect from time to time in any other state to specific property or other matters. 
 118.2
“Collateral” means all of each Debtor’s right, title and interest in, to and under the following described property of such Debtor (each capitalized term used in this Section 1(b) shall have in this Agreement the meaning
given to it by the Code): 
 118.2.1 all now existing and hereafter acquired or arising Accounts, Goods, Health Care
Insurance Receivables, General Intangibles, Payment Intangibles, Deposit Accounts, Chattel Paper (including, without limitation, Electronic Chattel Paper), Documents, Instruments, Software, Investment Property, Letters of Credit, Letter of Credit
Rights, advices of credit, money, Commercial Tort Claims as listed on Schedule B hereto (as such Schedule is amended or supplemented from time to time), Equipment, As-Extracted Collateral, Inventory, Fixtures, and Supporting Obligations,
together with all products of and Accessions to any of the foregoing and all Proceeds of any of the foregoing (including, without limitation, all insurance policies and proceeds thereof); 

118.2.2 to the extent, if any, not included in clause (i) above, each and every other item of personal property and
fixtures, whether now existing or hereafter arising or acquired, including, without limitation, all licenses, contracts and agreements, and all collateral for the payment or performance of any contract or agreement, together with all products and
Proceeds (including all insurance policies and proceeds) of any Accessions to any of the foregoing; and 
 118.2.3 all
present and future business records and information, including computer tapes and other storage media containing the same and computer programs and software (including, without limitation, source code, object code and related manuals and
documentation and all licenses to use such software) for accessing and manipulating such information. 
 118.3 “Collateral
Agent” shall mean (i) prior to the 2009 Senior Note Redemption, Wells Fargo Bank, National Association, not in its individual capacity but solely as the collateral agent for the benefit of the Secured Parties pursuant to the Collateral
Trust Agreement and (ii) after the 2009 Senior Note Redemption, PNC Bank, National Association, not in its individual capacity but solely as the Collateral Agent for the benefit of itself and the Lenders. 

  
 81 

 118.4 “Credit Agreement Obligations” shall mean and include the following:
(i) any and all obligations, liabilities, and indebtedness from time to time of the Borrower, any Guarantor or any other Subsidiary of the Borrower to the Agent, any of the Lenders or any Affiliate of the Agent or any Lender under or in
connection with the Credit Agreement or any other Loan Document, whether for principal, interest, fees, indemnities, expenses, or otherwise, and all refinancings or refundings thereof, whether such obligations, liabilities, or indebtedness are
direct or indirect, secured or unsecured, joint or several, absolute or contingent, due or to become due, whether for payment or performance, now existing or hereafter arising (and including obligations, liabilities, and indebtedness arising or
accruing after the commencement of any bankruptcy, insolvency, reorganization, or similar proceeding with respect to the Borrower, any Guarantor or any other Subsidiary of the Borrower or which would have arisen or accrued but for the commencement
of such proceeding, even if the claim for such obligation, liability, or indebtedness is not enforceable or allowable in such proceeding, and including all Obligations, liabilities, and indebtedness arising from any extensions of credit under or in
connection with the Loan Documents from time to time, regardless whether any such extensions of credit are in excess of the amount committed under or contemplated by the Loan Documents or are made in circumstances in which any condition to an
extension of credit is not satisfied); (ii) all Reimbursement Obligations of each Loan Party and any other Subsidiary of the Borrower with respect to any one or more Letters of Credit issued by any Issuing Lender; (iii) all indebtedness,
loans, obligations, expenses and liabilities of each Loan Party, any Excluded Subsidiary or any other Subsidiary of the Borrower to the Agent or any of the Lenders, or any of their respective Affiliates, arising out of any Lender-Provided Hedge, any
Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement provided by the Agent, any of the Lenders or such Affiliates pursuant to the Credit Agreement; (iv) any sums advanced by or owing to the Agent or any of the Lenders
for any reason relating to the Credit Agreement, any other Loan Document, or any collateral relating thereto, including for indemnification, for maintenance, preservation, protection or enforcement of, or realization upon, the Collateral or other
collateral security or any one or more guaranties, and for enforcement, collection, or preservation of the rights of the Agent and the Lenders, and regardless whether before or after default or the entry of any judgment; (v) any obligation or
liability of any Loan Party or any other Subsidiary of the Borrower arising out of overdrafts on deposits or other accounts or out of electronic funds (whether by wire transfer or through automated clearing houses or otherwise) or out of the return
unpaid of, or other failure of the Agent or any Lender to receive final payment for, any check, item, instrument, payment order or other deposit or credit to a deposit or other account, or out of the Agent’s or any Lender’s non-receipt of
or inability to collect funds or otherwise not being made whole in connection with depository or other similar arrangements, and (vi) any amendments, extensions, renewals and increases of or to any of the foregoing; notwithstanding the
foregoing provisions in this definition, “Credit Agreement Obligations” shall not include Excluded Swap Obligations 

118.5 “Event of Default” shall mean (i) prior to the 2009 Senior Note Redemption, a Triggering Event (as defined in the
Collateral Trust Agreement), and (ii) after the 2009 Senior Note Redemption, an Event of Default (as defined in the Credit Agreement). 

  
 82 

 118.6 “Indenture Secured Obligations” shall mean the Indenture Secured
Obligations as such term is defined in the Collateral Trust Agreement. 
 118.7 “Receivables” means all of the Accounts,
Health Care Insurance Receivables, Payment Intangibles, Chattel Paper (including, without limitation, Electronic Chattel Paper), all Proceeds of the foregoing and other Collateral arising from the foregoing. 

118.8 “Secured Obligations” shall mean (i) prior to the 2009 Senior Note Redemption, the Indenture Secured Obligations
and the Credit Agreement Obligations, and (ii) after the 2009 Senior Note Redemption, the Credit Agreement Obligations. 
 118.9
“Secured Parties” shall mean (i) prior to the 2009 Senior Note Redemption, the Collateral Agent, the Agent, the Trustee and the Creditors (as defined in the Collateral Trust Agreement), and (ii) after the 2009 Senior Note
Redemption, the Agent, the Lenders and any provider of any Lender-Provided Hedge, any Lender-Provided Treasury Arrangement or any Lender-Provided Credit Arrangement. 

118.10 “Secured Party Document” and “Secured Party Documents” shall mean (i) prior to the 2009 Senior
Note Redemption, one or more of the Credit Agreement, the Collateral Trust Agreement, the other Loan Documents, the Indenture (as defined in the Collateral Trust Agreement) and the Notes (as defined in the Collateral Trust Agreement), and
(ii) after the 2009 Senior Note Redemption, one or more of the Credit Agreement and the other Loan Documents. 
 118.11 “2009
Senior Note Redemption” shall mean the 2009 Senior Note Redemption as such term is defined in the Collateral Trust Agreement. 

119. As security for the Payment In Full of the Credit Agreement Obligations and the indefeasible payment in full in cash of the other Secured
Obligations, each Debtor hereby agrees that the Collateral Agent and the Secured Parties shall have, and each Debtor hereby grants to and creates in favor of the Collateral Agent for the benefit of the Secured Parties, a continuing first priority
lien on and security interest under the Code in and to the Collateral subject only to Permitted Liens. Without limiting the generality of Section 4 below, each Debtor further agrees that with respect to each item of the Collateral as to which
(a) the creation of a valid and enforceable security interest is not governed exclusively by the Code, or (b) the perfection of a valid and enforceable first priority security interest therein under the Code cannot be accomplished either
by the Collateral Agent taking possession thereof or by the filing in appropriate locations of appropriate Code financing statements executed by such Debtor, such Debtor will at its expense execute and deliver to the Collateral Agent and hereby does
authorize the Collateral Agent to execute and file such documents, agreements, notices, assignments and instruments and take such further actions as may be requested by the Collateral Agent from time to time for the purpose of creating a valid and
perfected first priority Lien on such item, subject only to Permitted Liens, enforceable against such Debtor and all third parties to secure the Secured Obligations. Notwithstanding the foregoing and only with respect to contracts and licenses which
exist on the Closing Date, if the foregoing grant of a security interest in favor of the Collateral Agent would cause such contracts and licenses to be void pursuant to the terms of such contracts and licenses (subject to any limitations in
Article 9 of the Code with respect to the effect of such restrictions on the collateral assignment of such contracts and licenses), then the 

  
 83 

 
grant of a security interest in such contracts and licenses shall be postponed to the extent of such restrictions on collateral assignment until such time as the grant of the security interest
would not cause such contracts and licenses to be void). 
 120. Each Debtor represents and warrants to the Collateral Agent and the Secured
Parties that (a) the Debtors have good and marketable title to the Collateral, (b) except for the security interest granted to and created in favor of the Collateral Agent for the benefit of the Secured Parties and Permitted Liens, all the
Collateral is free and clear of any Lien, (c) the Debtors will defend the Collateral against all claims and demands of all persons at any time claiming the same or any interest therein, (d) each Account is genuine and enforceable in
accordance with its terms and the Debtors will defend the same against all claims, demands, recoupment, setoffs, and counterclaims at any time asserted, (e) at the time any Account becomes subject to this Agreement, each such Account will be a
good and valid Account representing a bona fide sale of goods or services by the Debtors and such goods will have been shipped to the respective account debtors or the services will have been performed for the respective account debtors (or for
those on behalf of whom the account debtors are obligated on the Accounts), and no such Account will at such time be subject to any claim for credit, allowance, setoff, recoupment, defense, counterclaim or adjustment by any account debtor or
otherwise, (f) the exact legal name of each Debtor is as set forth on the signature page hereto, and (g) the state of incorporation, formation or organization as applicable, of each Debtor is as set forth on Schedule A hereto. 

121. Each Debtor will faithfully preserve and protect the Collateral Agent’s security interest in the Collateral as a prior perfected
security interest under the Code, superior and prior to the rights of all third Persons, except for holders of Permitted Liens, and will do all such other acts and things and will, upon request therefor by the Agent, execute, deliver, file and
record, and each Debtor hereby authorizes the Agent to so file, all such other documents and instruments, including, without limitation, financing statements, security agreements, assignments and documents and powers of attorney with respect to the
Collateral, and pay all filing fees and taxes related thereto, as the Agent in its reasonable discretion may deem necessary or advisable from time to time in order to attach, continue, preserve, perfect, and protect said security interest (including
the filing at any time or times after the date hereof of financing statements under, and in the locations advisable pursuant to, the Code); and, each Debtor hereby irrevocably appoints each of the Collateral Agent and the Agent, its respective
officers, employees and agents, or any of them, as attorneys-in-fact for each Debtor to execute, deliver, file and record such items for such Debtor and in the Debtor’s name, place and stead to preserve, continue, perfect and protect said
security interest. This power of attorney, being coupled with an interest, shall be irrevocable for the life of this Agreement. 
 122. Each
Debtor covenants and agrees that: 
 122.1 it will defend the Collateral Agent’s and the Secured Parties’ right, title and lien on
and security interest in and to the Collateral and the Proceeds thereof against the claims and demands of all Persons whomsoever, other than any Person claiming a right in the Collateral pursuant to an agreement between such Person and the
Collateral Agent; 

  
 84 

 122.2 it will not suffer or permit to exist on any Collateral any Lien except for Permitted
Liens; 
 122.3 it will not take or omit to take any action, the taking or the omission of which would result in a material alteration
(except as permitted by the Credit Agreement) or impairment of the Collateral or of the Collateral Agent’s rights under this Agreement; 

122.4 it will not sell, assign or otherwise dispose of any portion of the Collateral except as permitted in Section 8.2.7 [Disposition of
Assets or Subsidiaries] of the Credit Agreement; 
 122.5 it will (i) except for such Collateral delivered to the Collateral Agent
pursuant to this Section or otherwise now or hereafter under the control of the Collateral Agent, obtain and maintain sole and exclusive possession of all Chattel Paper, Documents, Instruments, Investment Property and Letters of Credit,
(ii) maintain its chief executive office and keep the Collateral and all records pertaining thereto at the locations specified on the Security Interest Data Summary attached as Schedule A hereto, unless it shall have given the Collateral
Agent prior notice and taken any action reasonably requested by the Collateral Agent to maintain its security interest therein, (iii) notify the Collateral Agent if an Account becomes evidenced or secured by an Instrument or Chattel Paper and
deliver to the Collateral Agent upon the Collateral Agent’s request therefor all Collateral consisting of Instruments and Chattel Paper immediately upon each Debtor’s receipt of a request therefor, (iv) deliver to the Collateral Agent
possession of all Collateral the possession of which is required to perfect the Collateral Agent’s Lien thereon or security interest therein or the possession of which grants priority over a Person filing a financing statement with respect
thereto, (v) execute control agreements and cause other Persons to execute acknowledgments in form and substance reasonably satisfactory to the Collateral Agent evidencing the Collateral Agent’s control with respect to all Collateral the
control or acknowledgment of which perfects the Collateral Agent’s security interest therein, including Letters of Credit, Letter of Credit Rights, Electronic Chattel Paper, Deposit Accounts and Investment Property, and (vi) keep
materially accurate and complete books and records concerning the Collateral and such other books and records as the Collateral Agent may from time to time reasonably require; 

122.6 it will promptly furnish to the Collateral Agent such information and documents relating to the Collateral as the Collateral Agent may
reasonably request, including, without limitation, all invoices, Documents, contracts, Chattel Paper, Instruments and other writings pertaining to such Debtor’s contracts or the performance thereof, all of the foregoing to be certified upon
request of the Collateral Agent by an authorized officer of such Debtor; 
 122.7 it shall immediately notify the Collateral Agent if any
Account arises out of contracts with the United States or any department, agency or instrumentality thereof or any one or more of the states of the United States or any department, agency, or instrumentality thereof, and will execute any instruments
and take any steps required by the Collateral Agent so that all monies due and to become due under such contract shall be assigned to the Collateral Agent and notice of the assignment given to and acknowledged by the appropriate government agency or
authority under the Federal Assignment of Claims Act; 

  
 85 

 122.8 it will not change its state of incorporation, formation or organization, as applicable,
without providing at least ten (10) calendar days prior written notice to the Collateral Agent; 
 122.9 it will not change its name
without providing at least ten (10) calendar days prior written notice to the Collateral Agent; 
 122.10 except as otherwise permitted
under the Credit Agreement, it shall preserve its current existence as a corporation, partnership or a limited liability, as applicable, and shall not (i) in one, or a series of related transactions, merge into or consolidate with any other
entity, the survivor of which is not the Debtor, or (ii) sell all or substantially all of its assets; 
 122.11 if such Debtor shall at
any time acquire a Commercial Tort Claim, as defined in the Code, such Debtor shall immediately notify the Collateral Agent in a writing signed by such Debtor of the details thereof and grant to the Collateral Agent for the benefit of the Secured
Parties in such writing a security interest therein and in the Proceeds thereof, with such writing to be in form and substance reasonably satisfactory to the Collateral Agent and such writing shall constitute a supplement to Schedule B
hereto; 
 122.12 it hereby authorizes the Collateral Agent to, at any time and from time to time, file in any one or more jurisdictions
financing statements that describe the Collateral, together with continuation statements thereof and amendments thereto, without the signature of such Debtor and which contain any information required by the Code or any other applicable statute
applicable to such jurisdiction for the sufficiency or filing office acceptance of any financing statements, continuation statements, or amendments. Each Debtor agrees to furnish any such information to the Collateral Agent promptly upon request.
Any such financing statements, continuation statements, or amendments may be signed by the Collateral Agent on behalf of such Debtor if the Collateral Agent so elects and may be filed at any time in any jurisdiction; and 

122.13 it shall at any time and from time to time take such steps as the Collateral Agent may reasonably request as are necessary for the
Collateral Agent to insure the continued perfection of the Collateral Agent’s and the Secured Parties’ security interest in the Collateral with the same priority required hereby and the preservation of its rights therein. 

123. Each Debtor assumes full responsibility for taking any and all necessary steps to preserve the Collateral Agent’s and the Secured
Parties’ rights with respect to the Collateral against all Persons other than anyone asserting rights in respect of a Permitted Lien. The Collateral Agent shall be deemed to have exercised reasonable care in the custody and preservation of the
Collateral in its possession if the Collateral Agent takes such action for that purpose as such Debtor shall request in writing; provided that such requested action will not, in the judgment of the Collateral Agent, impair the security
interest in the Collateral created hereby or the Collateral Agent’s and the Secured Parties’ rights in, or the value of, the Collateral; and provided further that such written request is received by the Collateral Agent in
sufficient time to permit the Collateral Agent to take the requested action. 
 124. The pledge, security interests and other Liens and the
obligations, liabilities and indebtedness of each Debtor hereunder shall not be discharged until Payment In Full of the 

  
 86 

 
Credit Agreement Obligations and the indefeasible payment in full in cash of the other Secured Obligations. The pledge, security interests, and other Liens and the obligations, liabilities and
indebtedness of each Debtor hereunder shall not be discharged or impaired or otherwise diminished by any failure, default, omission, or delay, willful or otherwise, by Collateral Agent, or any other obligor on any of the Secured Obligations, or by
any other act or thing or omission or delay to do any other act or thing which may or might in any manner or to any extent vary the risk of such Debtor or which would otherwise operate as a discharge of any Debtor as a matter of law or equity.
Without limiting the generality of the foregoing, each Debtor hereby consents to, and the pledge, security interests, and other Liens given by such Debtor hereunder shall not be diminished, terminated, or otherwise similarly affected by any of the
following at any time and from time to time: 
 124.1 Any lack of genuineness, legality, validity, enforceability, or allowability (in a
bankruptcy, insolvency, reorganization or similar proceeding, or otherwise), or any avoidance or subordination, in whole or in part, of any Secured Party Document or any of the Secured Obligations and regardless of any law, regulation, or order now
or hereafter in effect in any jurisdiction affecting any of the Secured Obligations, any of the terms of the Secured Party Documents, or any rights of the Collateral Agent or any other Person with respect thereto; 

124.2 Any increase, decrease, or change in the amount, nature, type or purpose of any of the Secured Obligations (whether or not contemplated
by the Secured Party Documents as presently constituted); any change in the time, manner, method, or place of payment or performance of, or in any other term of, any of the Secured Obligations; any execution or delivery of any additional Secured
Party Documents; or any amendment, modification or supplement to, or refinancing or refunding of, any Secured Party Document or any of the Secured Obligations; 

124.3 Any failure to assert any breach of or default under any Secured Party Document or any of the Secured Obligations; any extensions of
credit in excess of the amount committed under or contemplated by the Secured Party Documents, or in circumstances in which any condition to such extensions of credit has not been satisfied; any other exercise or non-exercise, or any other failure,
omission, breach, default, delay, or wrongful action in connection with any exercise or non-exercise, of any right or remedy against any Debtor or any other Person under or in connection with any Secured Party Document or any of the Secured
Obligations; any refusal of payment or performance of any of the Secured Obligations, whether or not with any reservation of rights against any Debtor; or any application of collections (including collections resulting from realization upon any
direct or indirect security for the Secured Obligations) to other obligations, liabilities or indebtedness, if any, not entitled to the benefits of this Agreement, in preference to Secured Obligations or, if any collections are applied to Secured
Obligations, any application to particular Secured Obligations; 
 124.4 Any taking, exchange, amendment, modification, supplement,
termination, subordination, release, loss, or impairment of, or any failure to protect, perfect, or preserve the value of, or any enforcement of, realization upon, or exercise of rights or remedies under or in connection with, or any failure,
omission, breach, default, delay, or wrongful action by the Collateral Agent or any other Person in connection with the enforcement of, realization upon, or exercise of rights or remedies under or in connection with, or, any other action or inaction
by 

  
 87 

 
Collateral Agent or any other Person in respect of, any direct or indirect security for any of the Secured Obligations (including the Collateral). As used in this Agreement, “direct or
indirect security” for the Secured Obligations, and similar phrases, includes any collateral security, guaranty, suretyship, letter of credit, capital maintenance agreement, put option, subordination agreement, or other right or arrangement
of any nature providing direct or indirect assurance of payment or performance of any of the Secured Obligations, made by or on behalf of any Person; 

124.5 Any merger, consolidation, liquidation, dissolution, winding-up, charter revocation, or forfeiture, or other change in, restructuring or
termination of the existing structure or existence of, any Debtor or any other Person; any bankruptcy, insolvency, reorganization or similar proceeding with respect to any Debtor or any other Person; or any action taken or election (including any
election under Section 1111(b)(2) of the United States Bankruptcy Code or any comparable law of any jurisdiction) made by the Collateral Agent or any Debtor or by any other Person in connection with any such proceeding; 

124.6 Any defense, setoff, or counterclaim which may at any time be available to or be asserted by any Debtor or any other Person with respect
to any Secured Party Document or any of the Secured Obligations; or any discharge by operation of law or release of any Debtor or any other Person from the performance or observance of any Secured Party Document or any of the Secured Obligations; or

 124.7 Any other event or circumstance, whether similar or dissimilar to the foregoing, and whether known or unknown, which might
otherwise constitute a defense available to, or limit the liability of, a guarantor or a surety, including each Debtor, excepting only Payment In Full of the Credit Agreement Obligations and the indefeasible payment in full in cash of the other
Secured Obligations. 
 125. Each Debtor hereby waives any and all defenses which such Debtor may now or hereafter have based on principles
of suretyship, impairment of collateral, or the like and each Debtor hereby waives any defense to or limitation on its obligations, liabilities or indebtedness under this Agreement arising out of or based on any event or circumstance referred to in
the immediately preceding Section hereof. Without limiting the generality of the foregoing and to the fullest extent permitted by applicable law, each Debtor hereby further waives each of the following: 

125.1 All notices, disclosures and demands of any nature which otherwise might be required from time to time to preserve intact any rights
against such Debtor, including the following: any notice of any event or circumstance described in the immediately preceding Section hereof; any notice required by any law, regulation or order now or hereafter in effect in any jurisdiction; any
notice of nonpayment, nonperformance, dishonor, or protest under any Secured Party Document or any of the Secured Obligations; any notice of the incurrence of any Secured Obligations; any notice of any default or any failure on the part of the
Debtors or any other Person to comply with any Secured Party Document or any of the Secured Obligations or any requirement pertaining to any direct or indirect security for any of the Secured Obligations; and any notice or other information
pertaining to the business, operations, condition (financial or otherwise), or prospects of the Debtors or any other Person; 

  
 88 

 125.2 Any right to any marshalling of assets, to the filing of any claim against such Debtor or
any other Person in the event of any bankruptcy, insolvency, reorganization, or similar proceeding, or to the exercise against such Debtor or any other Person of any other right or remedy under or in connection with any Secured Party Document or any
of the Secured Obligations or any direct or indirect security for any of the Secured Obligations; any requirement of promptness or diligence on the part of the Collateral Agent or any other Person; any requirement to exhaust any remedies under or in
connection with, or to mitigate the damages resulting from default under, any Secured Party Document or any of the Secured Obligations or any direct or indirect security for any of the Secured Obligations; any benefit of any statute of limitations;
and any requirement of acceptance of this Agreement or any other Secured Party Document, and any requirement that such Debtor receive notice of any such acceptance; and 

125.3 Any defense or other right arising by reason of any Law now or hereafter in effect in any jurisdiction pertaining to election of
remedies (including anti-deficiency laws, “one action” laws or the like), or by reason of any election of remedies or other action or inaction by the Collateral Agent (including commencement or completion of any judicial proceeding or
nonjudicial sale or other action in respect of the Collateral for any of the Secured Obligations), which results in denial or impairment of the right of the Collateral Agent to seek a deficiency against such Debtor or any other Person or which
otherwise discharges or impairs any of the Secured Obligations. 
 126. (a) At any time and from time to time whether or not an Event of
Default then exists and without prior notice to or consent of any Debtor, the Collateral Agent may at its option take such actions as the Collateral Agent deems appropriate (i) to attach, perfect, continue, preserve and protect the Collateral
Agent’s and the Secured Parties’ first priority security interest in or Lien on the Collateral, and/or (ii) to inspect, audit and verify the Collateral, including reviewing all of each Debtor’s books and records and copying and
making excerpts therefrom; provided that prior to an Event of Default or a Potential Default, the same is done with advance notice during normal business hours to the extent access to such Debtor’s premises is required, and (iii) to
add all liabilities, obligations, costs and expenses reasonably incurred in connection with the foregoing clauses (i) and (ii) to the Secured Obligations, to be paid by the Debtors to the Collateral Agent for the benefit of the Secured
Parties within ten (10) days after demand; 
 (b) At any time and from time to time after an Event of Default exists and is continuing
and without prior notice to or consent of any Debtor, the Collateral Agent may at its option take such action as the Collateral Agent deems appropriate (i) to maintain, repair, protect and insure the Collateral, and/or (ii) to perform,
keep, observe and render true and correct any and all covenants, agreements, representations and warranties of the Debtors hereunder, and (iii) to add all liabilities, obligations, costs and expenses reasonably incurred in connection with the
foregoing clauses (i) and (ii) to the Secured Obligations, to be paid by the Debtors to the Collateral Agent for the benefit of the Secured Parties within ten (10) days after demand. 

127. After there exists any Event of Default: 

127.1 The Collateral Agent shall have and may exercise all the rights and remedies available to a secured party under the Code in effect at
the time, and such other rights and remedies as may be provided by Law and as set forth below, including, without limitation, to 

  
 89 

 
take over and collect all of any Debtor’s Receivables and all other Collateral, and to this end each Debtor hereby appoints the Collateral Agent, its officers, employees and agents, as its
irrevocable, true and lawful attorneys-in-fact with all necessary power and authority to (i) take possession immediately, with or without notice, demand, or legal process, of any of or all of the Collateral wherever found, and for such
purposes, enter upon any premises upon which the Collateral may be found and remove the Collateral therefrom, (ii) require any Debtor to assemble the Collateral and deliver it to the Collateral Agent or to any place designated by the Collateral
Agent at the Debtors’ expense, (iii) receive, open and dispose of all mail addressed to any Debtor and notify postal authorities to change the address for delivery thereof to such address as the Collateral Agent may designate,
(iv) demand payment of the Receivables, (v) enforce payment of the Receivables by legal proceedings or otherwise, (vi) exercise all of any Debtor’s rights and remedies with respect to the collection of the Receivables,
(vii) settle, adjust, compromise, extend or renew the Receivables, (viii) settle, adjust or compromise any legal proceedings brought to collect the Receivables, (ix) to the extent permitted by applicable Law, sell or assign the
Receivables upon such terms, for such amounts and at such time or times as the Collateral Agent deems advisable, (x) discharge and release the Receivables, (xi) take control, in any manner, of any item of payment or Proceeds from any
account debtor, (xii) prepare, file and sign any Debtor’s name on any proof of claim in any bankruptcy or similar proceeding or similar document against any account debtor, (xiii) prepare, file and sign any Debtor’s name on any
notice of Lien, assignment or satisfaction of Lien or similar document in connection with the Receivables, (xiv) do all acts and things necessary, in the Collateral Agent’s sole discretion, to fulfill the Borrower’s, or any
Guarantor’s or any Debtor’s obligations, liabilities or indebtedness to the Collateral Agent or the Secured Parties under the Credit Agreement, any of the other Secured Party Documents or otherwise, (xv) endorse the name of any Debtor
upon any check, Chattel Paper, Document, Instrument, invoice, freight bill, bill of lading or similar document or agreement relating to the Receivables or Inventory, (xvi) use any Debtor’s stationery and sign such Debtor’s name to
verifications of the Receivables and notices thereof to account debtors, (xvii) access and use the information recorded on or contained in any data processing equipment or computer hardware or software relating to the Receivables, Inventory, or
other Collateral or proceeds thereof to which any Debtor has access, (xviii) demand, sue for, collect, compromise and give acquittances for any and all Collateral, (xix) prosecute, defend or compromise any action, claim or proceeding with
respect to any of the Collateral, and (xx) take such other action as the Collateral Agent may deem appropriate, including extending or modifying the terms of payment of any Debtor’s debtors. This power of attorney, being coupled with an
interest, shall be irrevocable for the life of this Agreement. To the extent permitted by Law, each Debtor hereby waives all claims of damages due to or arising from or connected with any of the rights or remedies exercised by the Collateral Agent
pursuant to this Agreement, except claims for physical damage to the Collateral arising from gross negligence or willful misconduct by the Collateral Agent. 

127.2 The Collateral Agent shall have the right to lease, sell or otherwise dispose of all or any of the Collateral at public or private sale
or sales for cash, credit or any combination thereof, with such notice as may be required by Law (it being agreed by the Debtors that, in the absence of any contrary requirement of Law, ten (10) days’ prior notice of a public or private
sale of Collateral shall be deemed reasonable notice), in lots or in bulk, for cash or on credit, all as the Collateral Agent, in its sole discretion, may deem advisable. Such sales may be adjourned from time to time with or without notice. The
Collateral Agent shall have the right to conduct such 

  
 90 

 
sales on any Debtor’s premises or elsewhere and shall have the right to use any Debtor’s premises without charge for such sales for such time or times as the Collateral Agent may see
fit. The Collateral Agent may purchase all or any part of the Collateral at public or, if permitted by Law, private sale and, in lieu of actual payment of such purchase price, may set off the amount of such price against the Secured Obligations.

 127.3 Each Debtor, at its cost and expense (including the cost and expense of any of the following referenced consents, approvals, etc.),
will promptly execute and deliver or cause the execution and delivery of all applications, certificates, instruments, registration statements, and all other documents and papers the Collateral Agent may request in connection with the obtaining of
any consent, approval, registration, qualification, permit, license, accreditation, or authorization of any other Official Body or other Person necessary or appropriate for the effective exercise of any rights hereunder or under the other Secured
Party Documents. Without limiting the generality of the foregoing, each Debtor agrees that in the event the Collateral Agent on behalf of itself and/or the Secured Parties shall exercise its rights hereunder or pursuant to the other Secured Party
Documents, to sell, transfer, or otherwise dispose of, or vote, consent, operate, or take any other action in connection with any of the Collateral, each Debtor shall execute and deliver (or cause to be executed and delivered) all applications,
certificates, assignments and other documents that the Collateral Agent requests to facilitate such actions and shall otherwise promptly, fully, and diligently cooperate with the Collateral Agent and any other Persons in making any application for
the prior consent or approval of any Official Body or any other Person to the exercise by the Collateral Agent on behalf of itself and/or the Secured Parties or any such rights relating to all or any of the Collateral. Furthermore, because each
Debtor agrees that the remedies at law, of the Collateral Agent on behalf of itself and/or the Secured Parties, for failure of such Debtor to comply with this Subsection (c) would be inadequate, and that any such failure would not be adequately
compensable in damages, each Debtor agrees that this Subsection (c) may be specifically enforced. 
 127.4 The Collateral Agent may
request, without limiting the rights and remedies of the Collateral Agent on behalf of itself and the Secured Parties otherwise provided hereunder and under the other Secured Party Documents, that each Debtor do any of the following: (i) give
the Collateral Agent on behalf of the Secured Parties specific assignments of the accounts receivable of the Debtors after such accounts receivable come into existence, and schedules of such accounts receivable, the form and content of such
assignment and schedules to be reasonably satisfactory to Collateral Agent, and (ii) in order to better secure the Collateral Agent on behalf of the Secured Parties, to the extent permitted by Law, enter into such lockbox agreements and
establish such lockbox accounts as the Collateral Agent may require, all at the sole expense of the Debtors and shall direct all payments from all payors due to each Debtor, to such lockbox accounts. 

128. The Lien on and security interest in the Collateral granted to and created in favor of the Collateral Agent by this Agreement shall be
for the benefit of the Collateral Agent and the Secured Parties. Each of the rights, privileges, and remedies provided to the Collateral Agent hereunder or otherwise by Law with respect to the Collateral shall be exercised by the Collateral Agent
only for the benefit of the Secured Parties, and any of the Collateral or Proceeds thereof held or realized upon at any time by the Collateral Agent shall, after the Collateral Agent has made all deductions of expenses, including but not limited to
attorneys’ fees and other expenses 

  
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incurred in connection with repossession, collection, sale or disposition of such Collateral or in connection with the enforcement of the Collateral Agent’s rights with respect to the
Collateral, including in any insolvency, bankruptcy or reorganization proceedings, be applied against the Secured Obligations, whether or not all the same be then due and payable, as follows: . 

128.1.1 first, in accordance with the Collateral Trust Agreement, and, following the 2009 Senior Note Redemption, in such order
as set forth in Section 9.2.4 [Application of Proceeds] of the Credit Agreement; and 
 128.1.2 the balance, if any, as
required by Law. 
 Each Debtor shall remain liable to the Collateral Agent and the Secured Parties for and shall pay to the Collateral Agent for the
benefit of the Secured Parties any deficiency which may remain after such sale or collection. 
 129. If the Collateral Agent repossesses or
seeks to repossess any of the Collateral pursuant to the terms hereof because of the occurrence of an Event of Default, then to the extent it is commercially reasonable for the Collateral Agent to store any Collateral on any premises of any Debtor,
such Debtor hereby agrees to lease to the Collateral Agent on a month-to-month tenancy for a period not to exceed one hundred twenty (120) days at the Collateral Agent’s election, at a rental rate equal to One Dollar ($1.00) per month (if
such Debtor owns the premises), and at the current rental rate per month (if such Debtor leases the premises), the premises on which the Collateral is located; provided it is located on premises owned or leased by such Debtor. 

130. Upon Payment In Full of the Credit Agreement Obligations and the indefeasible payment in full in cash of the other Secured Obligations,
the expiration of all Commitments and Letters of Credit, and termination of the Credit Agreement, this Agreement shall terminate and be of no further force and effect, and the Collateral Agent shall thereupon promptly return to each Debtor such of
the Collateral and such other documents delivered by such Debtor or obtained by the Collateral Agent hereunder as may then be in the Collateral Agent’s possession, subject to the rights of third parties. Until such time, however, this Agreement
shall be binding upon and inure to the benefit of the parties hereto and their respective successors and permitted assigns. Without limiting the generality of the foregoing, each of the Debtors hereby acknowledges and agrees to any assignment by
Wells Fargo Bank, National Association, in its capacity as Collateral Agent, of all its right, title and interest under, pursuant to, and in connection with this Agreement to PNC Bank, National Association, in its capacity as Collateral Agent for
itself and the Lenders. 
 131. No failure or delay on the part of the Collateral Agent in exercising any right, remedy, power or privilege
hereunder shall operate as a waiver thereof or of any other right, remedy, power or privilege of the Collateral Agent hereunder; nor shall any single or partial exercise of any such right, remedy, power or privilege preclude any other or further
exercise thereof or the exercise of any other right, remedy, power or privilege. No waiver of a single Event of Default shall be deemed a waiver of a subsequent Event of Default. All waivers under this Agreement must be in writing. The rights and
remedies of the Collateral Agent under this Agreement are cumulative and in addition to any rights or remedies which it may otherwise have, and the Collateral Agent may enforce any one or more remedies hereunder successively or concurrently at its
option. 

  
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 132. All notices, statements, requests and demands given to or made upon either party hereto in
accordance with the provisions of this Agreement shall be given or made as provided in Section 9 of the Collateral Trust Agreement in the case of the Collateral Agent, and in case of the Debtors, as set forth in Section 11.5 [Notices;
Effectiveness; Electronic Communication] of the Credit Agreement; provided that such notices to any Debtor shall be given to the Borrower on behalf of such Debtor at the address referred to in, and in the manner provided in, Section 11.5
[Notices; Effectiveness; Electronic Communication] of the Credit Agreement. 
 133. Each Debtor agrees that as of the date hereof, all
information contained on the Security Interest Data Summary attached hereto as Schedule A is accurate and complete and contains no omission or misrepresentation. Except for such information in Schedule A which is specific to the
Closing Date, each Debtor shall promptly notify the Collateral Agent of any changes in the information set forth thereon. 
 134. All
payments and collections made by or from the Debtors under this Agreement shall be deemed to be payments pursuant to, and each Debtor hereby agrees to be bound by, the provisions of Section 5.9 [Taxes] of the Credit Agreement and each Debtor
shall make all payments free and clear of Taxes as provided therein. 
 135. Each Debtor acknowledges that the provisions hereof giving the
Collateral Agent rights of access to books, records and information concerning the Collateral and such Debtor’s operations and providing the Collateral Agent access to such Debtor’s premises are intended to afford the Collateral Agent with
immediate access to current information concerning such Debtor and its activities, including without limitation, the value, nature and location of the Collateral so that the Collateral Agent can, among other things, make an appropriate determination
after the occurrence of an Event of Default, whether and when to exercise its other remedies hereunder and at law, including, without limitation, instituting a replevin action should any Debtor refuse to turn over any Collateral to the Collateral
Agent. Each Debtor further acknowledges that should such Debtor at any time fail to promptly provide such information and access to the Collateral Agent, each Debtor acknowledges that the Collateral Agent would have no adequate remedy at law to
promptly obtain the same. Each Debtor agrees that the provisions hereof may be specifically enforced by the Collateral Agent and waives any claim or defense in any such action or proceeding that the Collateral Agent has an adequate remedy at law.

 136. This Agreement shall be binding upon, and inure to the benefit of, the Collateral Agent, the Secured Parties and their respective
successors and assigns, and each Debtor and each of its respective successors and assigns, except that no Debtor may assign or transfer its duties or obligations hereunder or any interest herein. Without limiting the generality of the foregoing,
each of the Debtors hereby acknowledges and agrees to any assignment by Wells Fargo Bank, National Association, in its capacity as Collateral Agent, of all its right, title and interest under, pursuant to, and in connection with this Agreement to
PNC Bank, National Association, in its capacity as Collateral Agent for itself and the Lenders. The Collateral Agent may resign and a successor Collateral Agent may be appointed in the manner provided in the Collateral Trust Agreement. Upon the
acceptance of any appointment as a collateral agent by a successor 

  
 93 

 
collateral agent, that successor collateral agent shall thereupon succeed to and become vested with all the rights, powers, privileges and duties of the retiring collateral agent, as secured
party under this Agreement and the retiring collateral agent shall thereupon be discharged from its duties and obligations under this Agreement. After any retiring collateral agent’s resignation, the provisions of this Agreement shall inure to
its benefit as to any actions taken or omitted to be taken by it under this Agreement while it was the Collateral Agent. 
 137. This
Agreement shall be deemed to be a contract under the laws of the State of New York and for all purposes shall be governed by, and construed in accordance with, the laws of said State excluding its rules relating to conflicts of law. 

138. Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction shall not invalidate the remaining provisions
hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction. 

139. Each Debtor hereby irrevocably submits to the nonexclusive jurisdiction of any New York state or federal court sitting in New York County
in any action or proceeding arising out of or relating to this Agreement, and each Debtor hereby irrevocably agrees that all claims in respect of such action or proceeding may be heard and determined in such New York state or federal court. Each
Debtor hereby waives to the fullest extent it may effectively do so, the defense of an inconvenient forum to the maintenance of any such action or proceeding. Each Debtor hereby appoints the process agent identified below (the “Process
Agent”) as its agent to receive on behalf of such party and its respective property service of copies of the summons and complaint and any other process which may be served in any action or proceeding. Such service may be made by mailing or
delivering a copy of such process to such Debtor in care of the Process Agent at the Process Agent’s address, and each Debtor hereby authorizes and directs the Process Agent to receive such service on its behalf. Each Debtor agrees that a final
judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions (or any political subdivision thereof) by suit on the judgment or in any other manner provided at law. Each Debtor further agrees that it shall,
for so long as any Commitment under the Credit Agreement or any Secured Obligation of any Loan Party to any Secured Party remains outstanding, continue to retain Process Agent for the purposes set forth in this Section 22. The Process Agent is
the Borrower, with an office on the date hereof as set forth in the Schedules to the Credit Agreement. The Process Agent hereby accepts the appointment of Process Agent by the Companies and agrees to act as Process Agent on behalf of the Companies.

 140. EXCEPT AS PROHIBITED BY LAW, EACH DEBTOR HEREBY WAIVES ANY RIGHT IT MAY HAVE TO A TRIAL BY A JURY IN RESPECT OF ANY LITIGATION
DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER, OR IN CONNECTION WITH THIS AGREEMENT OR ANY OTHER DOCUMENTS OR TRANSACTIONS RELATING THERETO. 

141. At any time after the initial execution and delivery of this Agreement to the Collateral Agent and the Secured Parties, additional
Persons may become parties to this Agreement and thereby acquire the duties and rights of being a Debtor hereunder by executing and delivering to the Collateral Agent and the Agent a Guarantor Joinder pursuant to the Credit Agreement. No notice of
the addition of any Debtor shall be required to be given to any pre-existing Debtor and each Debtor hereby consents thereto. 

  
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 142. This Agreement may be executed in any number of counterparts, and by different parties
hereto in separate counterparts, each of which, when so executed, shall be deemed an original, but all such counterparts shall constitute one and the same instrument. Each Debtor acknowledges and agrees that a telecopy transmission to the Collateral
Agent or any Secured Party of the signature pages hereof purporting to be signed on behalf of such Debtor shall constitute effective and binding execution and delivery hereof by such Debtor. 

143. The parties agree that in the event of any conflict or inconsistency between the provisions of this Agreement and the provisions of the
Collateral Trust Agreement, the provisions of the Collateral Trust Agreement shall control until the Collateral Trust Agreement is terminated in accordance with its terms. Until such termination of the Collateral Trust Agreement, notwithstanding any
provision in this Agreement to the contrary, the parties and signatories hereto acknowledge and agree that any and all rights, powers, privileges, duties, responsibilities, liabilities and/or obligations (including the right to grant or withhold
consent and the right to act or refrain from acting), whether discretionary or mandatory, are and shall be exercised by the Collateral Agent solely in accordance with the terms and conditions of the Collateral Trust Agreement, at the direction of
the Agent, the Trustee and/or other Person specified in the Collateral Trust Agreement as having the right to give direction to the Collateral Agent, and subject further to the rights of the Collateral Agent to require the Borrower and any Loan
Party to provide (i) officers’ certificate(s), opinion(s) and advice from counsel, accountants, appraisers and other third parties, (ii) advancement of expenses, and/or (iii) assurances of indemnity, all as reasonably
satisfactory to the Collateral Agent. The Collateral Agent shall not be responsible for and makes no representation as to the existence, genuineness, value or protection of any Collateral, for the legality, effectiveness or sufficiency of any
Collateral Document, or for the creation, perfection, priority, sufficiency or protection of any Liens hereunder. For the avoidance of doubt, nothing herein shall require the Collateral Agent to file financing statements or continuation statements,
or be responsible for maintaining the security interests purported to be created as described herein (except for the safe custody of any Collateral in its possession and the accounting for moneys actually received by it hereunder) and such
responsibility shall be solely that of the Loan Parties. Until such termination of the Collateral Trust Agreement, for the avoidance of doubt, in addition to any protections, rights or immunities given to the Collateral Agent hereunder, the
Collateral Agent shall be entitled to the rights, protections and immunities given to it in its capacity as the Collateral Trustee (as defined therein) under the Collateral Trust Agreement. 

[SIGNATURE PAGES FOLLOW] 

  
 95 

 [SIGNATURE PAGE TO SECURITY AGREEMENT] 

IN WITNESS WHEREOF, the parties hereto, by their officers thereunto duly authorized, have executed and delivered this Agreement as of the day
and year first above set forth. 
  

			
	DEBTORS:
	
	KOPPERS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS HOLDINGS INC.
	KOPPERS DELAWARE, INC.
	KOPPERS ASIA LLC
	KOPPERS CONCRETE PRODUCTS, INC.
	CONCRETE PARTNERS, INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer
	
	KOPPERS WORLD-WIDE VENTURES CORPORATION
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Vice President
	
	KOPPERS VENTURES LLC
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer and Assistant Secretary

 [SIGNATURE PAGE TO SECURITY AGREEMENT] 

 

 
			
	COLLATERAL AGENT:
	
	WELLS FARGO BANK, NATIONAL ASSOCIATION, as Collateral Agent
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 SCHEDULE A 

TO 
 SECURITY AGREEMENT

 Security Interest Data Summary 

1. The chief executive office of              (a “Debtor”) is
located at: 
 [ADDRESS] 

             County 

2. Such Debtor’s true and full name is as follows:             . Such Debtor
uses no trade names or fictitious names. 
 3. Such Debtor’s form of organization is as follows: 

4. Such Debtor’s state of organization is as follows: 

5. Such Debtor’s EIN # is as follows: 

6. Such Debtor’s organization ID # (if any exists) is as follows: 

7. As of the Closing Date, all of such Debtor’s personal property which has not been delivered to the Collateral Agent pursuant to the
terms of this Agreement or the Credit Agreement is now, and will be at all future times, located at such Debtor’s chief executive office as described in Paragraph 1 above, except as specified below: 

8. All of such Debtor’s books and records, including those relating to accounts payable and accounts receivable, are kept at such
Debtor’s chief executive office as described in Paragraph 1 above, except as specified below: 
 9. All of the Debtor’s real
property is located in the following counties: 

 SCHEDULE B 

TO 
 SECURITY AGREEMENT

 Commercial Tort Claims 

 EXHIBIT 2.5.1 

[FORM OF] 
 LOAN REQUEST 

 

			
	TO:	  	PNC Bank, National Association, as Administrative Agent
		  	PNC Firstside Center - 4th Floor
		  	500 First Avenue
		  	P7-PFSC-04-I
		  	Pittsburgh, PA 15219
		  	Telephone No.: (412) 768-0423
		  	Telecopier No.: (412) 762-8672
		  	Attn: Agency Services
		
	FROM:	  	Koppers Inc., a Pennsylvania corporation (the “Borrower”).
		
	RE:	  	Credit Agreement (as amended, restated, modified or supplemented from time to time, the “Credit Agreement”), dated as of August 15, 2014, by and among the Borrower, the Guarantors party thereto, the Lenders
party thereto and PNC Bank, National Association, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”).

 Capitalized terms not otherwise defined herein shall have the respective meanings ascribed to them by the Credit Agreement.

  

	A.	Pursuant to Section 2.5.1 [Revolving Credit Loan Requests] of the Credit Agreement, the undersigned Borrower irrevocably requests [check one line under 1(a) below and fill in blank space next to the line as
appropriate]: 

  

					
	1(a)	 	             	  	A new Revolving Credit Loan in U.S. Dollars, OR
			
		 	             	  	Renewal of the Euro-Rate Option applicable to an outstanding              [specify type of Loan — Revolving Credit Loan or Term Loan] in U.S. Dollars originally
made on             , 20    , OR
			
		 	             	  	Conversion of the Base Rate Option applicable to an outstanding              [specify type of Loan — Revolving Credit Loan or Term Loan] in U.S. Dollars
originally made on             , 20     to a Loan in U.S. Dollars to which the Euro-Rate Option applies, OR
			
		 	             	  	Conversion of the Euro-Rate Option applicable to an outstanding              [specify type of Loan — Revolving Credit Loan or Term Loan] in U.S. Dollars
originally made on                  , 20     to a Loan in U.S. Dollars to which the Base Rate Option applies, OR
			
		 	             	  	A new Revolving Credit Loan in [specify Optional Currency: Euro, Australian Dollars, other]             , OR    
			
		 	             	  	Renewal of the Euro-Rate Option applicable to an outstanding              Revolving Credit Loan in [specify Optional Currency: Euro, Australian Dollars, other]
             originally made on             , 20    ,
OR

 SUCH NEW, RENEWED OR CONVERTED LOAN SHALL BEAR INTEREST: 

[Check one line under 1(b) below and fill in blank spaces in line next to line]: 

 

							
	1(b)(i)	 	             	  	Under the Base Rate Option for Loans in U.S. Dollars. Such Loan in U.S. Dollars shall have a Borrowing Date of             , 20    
(which date shall be (i) the same Business Day of receipt by the Administrative Agent by 12:00 noon eastern time of this Loan Request for making a new Revolving Credit Loan to which the Base Rate Option applies, or (ii) the last day of the
preceding Interest Period if a Loan to which the Euro-Rate Option applies is being converted to a Loan to which the Base Rate Option applies).
			
		 		  	 OR

			
	(ii)	 	             	  	Under the Euro-Rate Option for Loans in U.S. Dollars. Such Loan shall have a Borrowing Date of             , 20     (which date shall
be three (3) Business Days subsequent to the Business Day of receipt by the Administrative Agent by 12:00 noon eastern time of this Loan Request for making a new Revolving Credit Loan in U.S. Dollars to which the Euro-Rate Option applies, renewing a
Loan in U.S. Dollars to which the Euro-Rate Option applies, or converting a Loan in U.S. Dollars to which the Base Rate Option applies to a Loan in U.S. Dollars to which the Euro-Rate Option applies).
			
		 		  	 OR

			
	(iii)	 	             	  	Under the Euro-Rate Option for Loans in [specify Optional Currency: Euro, Australian Dollars, other].              Such Loan shall have a
Borrowing Date of             , 20     (which date shall be four (4) Business Days subsequent to the Business Day of receipt by the Administrative Agent by 12:00 noon
eastern time of this Loan Request for making a new Revolving Credit Loan in [specify Optional Currency: Euro, Australian Dollars, other]              to which the Euro-Rate Option
applies, renewing a Loan in [specify Optional Currency: Euro, Australian Dollars, other]              to which the Euro-Rate Option applies, or converting a Loan in [specify
Optional Currency: Euro, Australian Dollars, other]              to which the Base Rate Option applies to a Loan in [specify Optional Currency: Euro, Australian Dollars, other]
             to which the Euro-Rate Option applies).

  
 101 

							
			
		 	2	 	Such Loan is in the principal amount of [specify U.S. Dollars OR Optional Currency: Euro, Australian Dollars, other]              or the principal amount
to be renewed is [specify U.S. Dollars OR Optional Currency: Euro, Australian Dollars, other]              or the principal amount to be converted is [specify U.S. Dollars OR
Optional Currency: Euro, Australian Dollars]              [not to be less than U.S. $1,000,000, or the Dollar Equivalent thereof if an Optional Currency Loan, and in increments of
U.S. $500,000, or the Dollar Equivalent thereof if an Optional Currency Loan, for each Borrowing Tranche under the Euro-Rate Option and not less than the lesser of $100,000 or the maximum amount available for Borrowing Tranches under the Base Rate
Option].
			
		 	3	 	 [Complete the applicable blank below if the Borrower is selecting the Euro-Rate Option]:

 
 Such Loan in U.S. Dollars shall have an Interest Period of [select: one, two, three, or
six] Month(s):             .
  

OR
  

Such Loan in [specify Optional Currency: Euro, Australian Dollars, other]
             shall have an Interest Period of one Month.

		
	B	 	As of the date hereof and the date of making the above-requested Loan (and after giving effect thereto): all of the representations and warranties contained in Section 6 of the Credit Agreement and in the other Loan
Documents (or, on the Closing Date, solely the Specified Representations) are true and correct in all material respects on such date (except representations and warranties which relate solely to an earlier date or time, which representations and
warranties were true and correct on and as of the specific dates or times referred to therein); other than in the case of any Loans made or Letters of Credit issued on the Closing Date, no Event of Default or Potential Default has occurred and is
continuing; the making of such Loan shall not contravene any Law applicable to any Loan Party, any Subsidiary of any Loan Party, or any of the Lenders; and the making of such Loan shall not cause the Revolving Facility Usage to exceed the Revolving
Credit Commitments.

  
 102 

							
		
	C	 	Each of the undersigned hereby irrevocably requests [check one line below and fill in blank spaces next to the line as appropriate]:
				
		 	1	 	             	  	Funds to be deposited into a PNC Bank bank account per our current standing instructions. Complete amount of deposit if not full loan advance amount: [specify U.S. Dollars OR Optional Currency: Euro, Australian Dollars,
other]             .
				
		 	2	 	             	  	Funds to be wired per the following wire instructions:
				
		 		 		  	Amount of Wire Transfer:
                                         
   
		 		 		  	[specify U.S. Dollars OR Optional Currency: Euro, Australian Dollars, other]
		 		 		  	 Bank Name:
                                         
                         

ABA:
                                         
                                    

Account Number:
                                         
                 
 Account Name:
                                         
                     
 Reference:
                                         
                             

				
		 	3	 	             	  	Funds to be wired per the attached Funds Flow (multiple wire transfers).

 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGE FOLLOWS] 

 [SIGNATURE PAGE TO LOAN REQUEST] 

The Borrower certifies to the Administrative Agent for the benefit of the Lenders as to the accuracy of the foregoing on
                 , 20    . 
  

			
	KOPPERS INC.
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 EXHIBIT 2.5.2 

[FORM OF] 
 SWING LOAN REQUEST

  

			
	TO:	  	PNC Bank, National Association, as Administrative Agent
		  	PNC Firstside Center - 4th Floor
		  	500 First Avenue
		  	P7-PFSC-04-I
		  	Pittsburgh, PA 15219
		  	Telephone No.: (412) 768-0423
		  	Telecopier No.: (412) 762-8672
		  	Attn: Agency Services
		
	FROM:	  	Koppers Inc., a Pennsylvania corporation (the “Borrower”).
		
	RE:	  	Credit Agreement (as amended, restated, modified or supplemented from time to time, the “Credit Agreement”), dated as of August 15, 2014, by and among the Borrower, the Guarantors party thereto, the Lenders
party thereto and PNC Bank, National Association, as administrative agent for the Lenders (in such capacity, the “Administrative Agent”).

 Capitalized terms not otherwise defined herein shall have the respective meanings given to them by the Credit
Agreement. 
 Pursuant to Section 2.5.2 of the Credit Agreement, the Borrower hereby makes the following Swing Loan Request: 

 

					
	1.	 	Aggregate principal amount of such Swing Loan (may not be less than U.S. $500,000 and in integral multiples of U.S. $100,000)	  	U.S. $        
			
	2.	 	Proposed Borrowing Date	  	
			
		 	(which date shall be on or after the date on which the Administrative Agent receives this Swing Loan Request, with such Swing Loan Request to be received no later than 11:00 a.m. eastern time on the Borrowing Date)	  	
		
	3.	 	As of the date hereof and the date of making the above-requested Swing Loan (and after giving effect thereto): all of the representations and warranties contained in Section 6 of the Credit Agreement and in the other
Loan Documents (or on the Closing Date, solely the Specified Representations) are true and correct in all material respects on such date (except representations and warranties which relate solely to an earlier date or time, which representations and
warranties were true and

							
		 	correct on and as of the specific dates or times referred to therein); other than in the case of any Loans made or Letters of Credit issued on the Closing Date, no Event of Default or Potential Default has occurred and
is continuing; the making of such Loan shall not contravene any Law applicable to any Loan Party, any Subsidiary of any Loan Party, or any of the Lenders; and the making of such Loan shall not exceed the Swing Loan Commitment or cause the Revolving
Facility Usage to exceed the Revolving Credit Commitments.
		
	4.	 	The undersigned hereby irrevocably requests [check one line below and fill in blank spaces next to the line as appropriate]:
				
		 	A	 	             	  	Funds to be deposited into a PNC Bank bank account per our current standing instructions. Complete amount of deposit if not full loan advance amount:
            .
				
		 	B	 	             	  	 Funds to be wired per the following wire instructions:
  

Amount of Wire Transfer:
                                        
    
 Bank Name:
                                         
                         

ABA:
                                         
                                    

Account Number:
                                         
                 
 Account Name:
                                         
                    
 Reference:
                                         
                             

				
		 	C	 	             	  	Funds to be wired per the attached Funds Flow (multiple wire transfers).

 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGE FOLLOWS] 

  
 106 

 [SIGNATURE PAGE TO SWING LOAN REQUEST] 

The Borrower certifies to the Administrative Agent for the benefit of the Lenders as to the accuracy of the foregoing on
                 , 20    . 
  

			
	KOPPERS INC.
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 EXHIBIT 2.11 

[FORM OF] 
 LENDER JOINDER AND
ASSUMPTION AGREEMENT 
 THIS LENDER JOINDER AND ASSUMPTION AGREEMENT (the “Joinder”) is made as of
                 , 20     (the “Effective Date”) by
                                         (the
“New Lender”). 
 BACKGROUND 

Reference is made to the Credit Agreement dated as of August 15, 2014 among Koppers Inc., a Pennsylvania corporation (the
“Borrower”), the Guarantors now or hereafter party thereto, the Lenders now or hereafter party thereto and PNC Bank, National Association, as administrative agent (in such capacity, the “Administrative Agent”) (as
amended, restated, modified or supplemented from time to time, the “Credit Agreement”). Capitalized terms defined in the Credit Agreement are used herein as defined therein. 

AGREEMENT 
 In
consideration of the Lenders permitting the New Lender to become a Lender under the Credit Agreement, the New Lender agrees that effective as of the Effective Date it shall become, and shall be deemed to be, a Lender under the Credit Agreement and
each of the other Loan Documents and agrees that from the Effective Date and so long as the New Lender remains a party to the Credit Agreement, such New Lender shall assume the obligations of a Lender under and perform, comply with and be bound by
each of the provisions of the Credit Agreement which are stated to apply to a Lender and shall be entitled (in accordance with its Ratable Share) to the benefits, rights and remedies set forth therein and in each of the other Loan Documents. The New
Lender hereby acknowledges that it has heretofore received (i) a true and correct copy of the Credit Agreement (including any amendments or modifications thereof or supplements or waivers thereto) as in effect on the Effective Date, and
(ii) the executed original of its Revolving Credit Note dated the Effective Date issued by the Borrower under the Credit Agreement in the face amount of $        . 

The Commitments and Ratable Shares of the New Lender and each of the other Lenders are as set forth on Schedule 1.1(B) to the Credit
Agreement. Schedule 1.1(B) to the Credit Agreement is being amended and restated effective as of the Effective Date hereof to read as set forth on Schedule 1.1(B) hereto. Schedule 1 hereto lists as of the date hereof the
amount of Loans under each outstanding Borrowing Tranche. Notwithstanding the foregoing on the date hereof, the Borrower shall repay all outstanding Revolving Credit Loans to which either the Base Rate Option or the Euro-Rate Option applies and
simultaneously reborrow a like amount of Loans under each such Interest Rate Option from the Lenders (including the New Lender) according to the Ratable Shares set forth on attached Schedule 1.1(B) and shall be subject to breakage fees
and other indemnities provided in Section 5.10 [Indemnity]. 

 The New Lender is executing and delivering this Joinder as of the Effective Date and acknowledges
that it shall: (A) participate in all new Revolving Credit Loans borrowed by the Borrower on and after the Effective Date according to its Ratable Share; and (B) participate in all Letters of Credit outstanding on and after the Effective
Date according to its Ratable Share. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGES FOLLOW] 

 [SIGNATURE PAGE TO LENDER 

JOINDER AND ASSUMPTION AGREEMENT] 

IN WITNESS WHEREOF, the New Lender has duly executed and delivered this Joinder as of the Effective Date. 

 

			
	[NEW LENDER]
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 [ACKNOWLEDGEMENT TO LENDER JOINDER AND ASSUMPTION AGREEMENT] 

 

			
	ACKNOWLEDGED:
	
	 PNC BANK, NATIONAL ASSOCIATION,

as Administrative Agent

		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	KOPPERS, INC.
		
	By:	 	  

	Name:	 	  

	Title:	 	  

 SCHEDULE 1.1(B) 

COMMITMENTS OF LENDERS 

 SCHEDULE 1 

OUTSTANDING TRANCHES 

 EXHIBIT 5.9.7(A) 

[FORM OF] 
 U.S. TAX COMPLIANCE
CERTIFICATE 
 (For Foreign Lenders That Are Not Partnerships For U.S. Federal Income Tax Purposes) 

Reference is hereby made to the Credit Agreement dated as August 15, 2014 (as amended, supplemented or otherwise modified from time to
time, the “Credit Agreement”), among Koppers Inc., as borrower, each lender from time to time party thereto, each lender from time to time party thereto, and PNC Bank, National Association, as the administrative agent for the
lenders. 
 Pursuant to the provisions of Section 5.9 [Taxes] of the Credit Agreement, the undersigned hereby certifies that
(i) it is the sole record and beneficial owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of
the Internal Revenue Code, (iii) it is not a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Internal Revenue Code and (iv) it is not a controlled foreign corporation related to the Borrower
as described in Section 881(c)(3)(C) of the Internal Revenue Code. 
 The undersigned has furnished the Administrative Agent and the
Borrower with a certificate of its non-U.S. Person status on IRS Form W-8BEN. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the
Borrower and the Administrative Agent, and (2) the undersigned shall have at all times furnished the Borrower and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each
payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. 
 Unless otherwise defined
herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement. 
  

			
	[NAME OF LENDER]
		
	By:	 	  

		
		 	Name:
		
		 	Title:
		
	Date:	 	                 , 20[    ]

 EXHIBIT 5.9.7(B) 

[FORM OF] 
 U.S. TAX COMPLIANCE
CERTIFICATE 
 (For Foreign Participants That Are Not Partnerships For U.S. Federal Income Tax Purposes) 

Reference is hereby made to the Credit Agreement dated as of August 15, 2014 (as amended, supplemented or otherwise modified from time to
time, the “Credit Agreement”), among Koppers Inc., as borrower, each lender from time to time party thereto, each lender from time to time party thereto, and PNC Bank, National Association, as the administrative agent for the
lenders. 
 Pursuant to the provisions of Section 5.9 [Taxes] of the Credit Agreement, the undersigned hereby certifies that
(i) it is the sole record and beneficial owner of the participation in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Internal Revenue Code, (iii) it is
not a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Internal Revenue Code, and (iv) it is not a controlled foreign corporation related to the Borrower as described in Section 881(c)(3)(C) of
the Internal Revenue Code]. 
 The undersigned has furnished its participating Lender with a certificate of its non-U.S. Person status on
IRS Form W-8BEN. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender in writing, and (2) the undersigned shall have at
all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. 

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit
Agreement. 
  

			
	[NAME OF PARTICIPANT]
		
	By:	 	  

		
		 	Name:
		
		 	Title:
		
	Date:	 	                 , 20[    ]

 EXHIBIT 5.9.7(C) 

[FORM OF] 
 U.S. TAX COMPLIANCE
CERTIFICATE 
 (For Foreign Participants That Are Partnerships For U.S. Federal Income Tax Purposes) 

Reference is hereby made to the Credit Agreement dated as of August 15, 2014 (as amended, supplemented or otherwise modified from time to
time, the “Credit Agreement”), among Koppers Inc., as borrower, each lender from time to time party thereto, each lender from time to time party thereto, and PNC Bank, National Association, as the administrative agent for the
lenders. 
 Pursuant to the provisions of Section 5.9 [Taxes] of the Credit Agreement, the undersigned hereby certifies that
(i) it is the sole record owner of the participation in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such participation, (iii) with respect such
participation, neither the undersigned nor any of its direct or indirect partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of
Section 881(c)(3)(A) of the Internal Revenue Code, (iv) none of its direct or indirect partners/members is a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Internal Revenue Code and
(v) none of its direct or indirect partners/members is a controlled foreign corporation related to the Borrower as described in Section 881(c)(3)(C) of the Internal Revenue Code. 

The undersigned has furnished its participating Lender with IRS Form W-8IMY accompanied by one of the following forms from each of its
partners/members that is claiming the portfolio interest exemption: (i) an IRS Form W-8BEN or (ii) an IRS Form W-8IMY accompanied by an IRS Form W-8BEN from each of such partner’s/member’s beneficial owners that is claiming the
portfolio interest exemption. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender and (2) the undersigned shall have
at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. 

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit
Agreement. 
  

			
	[NAME OF PARTICIPANT]
		
	By:	 	  

		
		 	Name:
		
		 	Title:
		
	Date:	 	                 , 20[    ]

 EXHIBIT 5.9.7(D) 

[FORM OF] 
 U.S. TAX COMPLIANCE
CERTIFICATE 
 (For Foreign Lenders That Are Partnerships For U.S. Federal Income Tax Purposes) 

Reference is hereby made to the Credit Agreement dated as of August 15, 2014 (as amended, supplemented or otherwise modified from time to
time, the “Credit Agreement”), among Koppers Inc., as borrower, each lender from time to time party thereto, each lender from time to time party thereto, and PNC Bank, National Association, as the administrative agent for the
lenders. 
 Pursuant to the provisions of Section 5.9 [Taxes] of the Credit Agreement, the undersigned hereby certifies that:
(i) it is the sole record owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such
Loan(s) (as well as any Note(s) evidencing such Loan(s)), (iii) with respect to the extension of credit pursuant to this Credit Agreement or any other Loan Document, neither the undersigned nor any of its direct or indirect partners/members is
a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Internal Revenue Code, (iv) none of its direct or indirect partners/members
is a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Internal Revenue Code and (v) none of its direct or indirect partners/members is a controlled foreign corporation related to the Borrower as
described in Section 881(c)(3)(C) of the Internal Revenue Code. 
 The undersigned has furnished the Administrative Agent and the
Borrower with IRS Form W-8IMY accompanied by one of the following forms from each of its partners/members that is claiming the portfolio interest exemption: (i) an IRS Form W-8BEN or (ii) an IRS Form W-8IMY accompanied by an IRS Form
W-8BEN from each of such partner’s/member’s beneficial owners that is claiming the portfolio interest exemption. By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes,
the undersigned shall promptly so inform the Borrower and the Administrative Agent, and (2) the undersigned shall have at all times furnished the Borrower and the Administrative Agent with a properly completed and currently effective
certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. 

Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit
Agreement. 
  

			
	[NAME OF LENDER]
		
	By:	 	  

		 	Name:
		 	Title:
		
	Date:	 	                 , 20[    ]

 EXHIBIT 7.1.1 

FORM OF SOLVENCY CERTIFICATE 
 I,
the undersigned, an Authorized Officer of KOPPERS HOLDINGS INC., a Pennsylvania corporation (the “Holdings”), in that capacity only and not in my individual capacity (and without personal liability), do hereby certify as of the date
hereof, and based upon facts and circumstances as they exist as of the date hereof (and disclaiming any responsibility for changes in such facts and circumstances after the date hereof), to the Administrative Agent and each of the Lenders party to
the Credit Agreement referred to below that: 
 1. This certificate is furnished to the Administrative Agent and the Lenders pursuant to
Section 7.1.1 of the Credit Agreement dated as of August 15, 2014, among the Koppers Inc., Holdings, PNC Bank, National Association, as Administrative Agent, and the other parties thereto (the “Credit Agreement”). Unless
otherwise defined herein, capitalized terms used in this certificate shall have the meanings set forth in the Credit Agreement. 
 2. For
purposes of this certificate, the terms below shall have the following meanings: 
 (a) “Fair Value” shall
mean the amount at which the assets (both tangible and intangible), in their entirety, of Holdings and its Subsidiaries taken as a whole (after giving effect to the Transactions) would change hands between a willing buyer and a willing seller,
within a commercially reasonable period of time, each having reasonable knowledge of the relevant facts, with neither being under any compulsion to act. 

(b) “Present Fair Salable Value” shall mean the amount that could be obtained by an independent willing seller
from an independent willing buyer if the assets (both tangible and intangible) of Holdings and its Subsidiaries taken as a whole (after giving effect to the Transactions) are sold on a going concern basis with reasonable promptness in an
arm’s-length transaction under present conditions for the sale of comparable business enterprises insofar as such conditions can be reasonably evaluated. 

(c) “Stated Liabilities” shall mean the recorded liabilities (including contingent liabilities that would be
recorded in accordance with GAAP) of Holdings and its Subsidiaries taken as a whole (after giving effect to the Transactions), as of the date hereof after giving effect to the consummation of the Transactions (including the execution and delivery of
the Credit Agreement, the making of the Loans and the use of proceeds of such Loans on the date hereof), determined in accordance with GAAP consistently applied. 

(d) “Identified Contingent Liabilities” shall mean the maximum estimated amount of liabilities reasonably
likely to result from pending litigation, asserted claims and assessments, guaranties, uninsured risks and other contingent liabilities of Holdings and its Subsidiaries (taken as a whole after giving effect to the transactions under the Credit
Agreement and the Osmose Transactions) (including the execution and delivery of the Credit Agreement, the making of the Loans and the use of proceeds of such Loans on the date hereof) (including all fees and expenses related thereto (including the
Osmose Acquisition)), as identified and explained in terms of their nature and estimated magnitude by Authorized Officers of the Borrower. 

(e) “Will be able to pay their Stated Liabilities and Identified Contingent Liabilities as they mature” For
the period from the date hereof through the Expiration Date, Holdings and its subsidiaries taken as a whole (after giving effect to the 

 
transactions under the Credit Agreement and the Osmose Transactions) will have sufficient assets and cash flow to pay their respective liabilities, contingent or otherwise, as those liabilities
mature or otherwise become payable, in light of business conducted or anticipated to be conducted by the Holdings and its Subsidiaries as reflected in the Pro Forma Financial Information and in light of the anticipated credit capacity. 

(f) “Do not have Unreasonably Small Capital” For the period from the date hereof through Expiration Date,
Holdings and its Subsidiaries taken as a whole (after giving effect to the transactions under the Credit Agreement and the Osmose Transactions) (including execution and delivery of the Credit Agreement, the making of the Loans and the use of
proceeds of such Loans on the date hereof (including the Osmose Acquisition)) is a going concern and has sufficient capital to reasonably ensure that it will continue to be a going concern for such period. I understand that “unreasonably small
capital” depends upon the nature of the particular business or businesses conducted or to be conducted, and I have reached my conclusion based on the needs and anticipated needs for capital of the business conducted or anticipated to be
conducted by the Loan Parties as reflected in the Pro Forma Financial Information and in light of the anticipated credit capacity. 
 3. For
purposes of this certificate, I, or officers of Holdings under my direction and supervision, have performed the following procedures as of and for the periods set forth below. 

(a) I have reviewed the financial statements (including the Pro Forma Financial Information) referred to in
Section 6.1.9(ii) of the Credit Agreement. 
 (b) I have knowledge of and have reviewed to my satisfaction the Credit
Agreement. 
 (c) As an Authorized Officer of Holdings, I am familiar with the financial condition of Holdings and its
Subsidiaries. 
 4. Based on and subject to the foregoing, I hereby certify on behalf of Holdings that after giving effect to the
consummation of the transaction under the Credit Agreement and the Osmose Transactions (including the execution and delivery of the Credit Agreement, the making of the Loans and the use of proceeds of such Loans on the date hereof), it is my opinion
that (i) the Fair Value of the assets of Holdings and its Subsidiaries taken as a whole (after giving effect to the transactions under the Credit Agreement and the Osmose Transactions) exceed their liabilities, contingent or otherwise;
(ii) the Present Fair Salable Value of the assets of Holdings and its Subsidiaries taken as a whole (after giving effect to the transactions under the Credit Agreement and the Osmose Transactions) exceed their liabilities, contingent or
otherwise; (iii) Holdings and its Subsidiaries taken as a whole (after giving effect to the transactions under the Credit Agreement and the Osmose Transactions) do not have Unreasonably Small Capital; and (iv) Holdings and its Subsidiaries
taken as a whole (after giving effect to the transactions under the Credit Agreement and the Osmose Transactions) will be able to pay their liabilities, contingent or otherwise, as they mature. 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGE FOLLOWS] 

 [SIGNATURE PAGE TO SOLVENCY CERTIFICATE] 

IN WITNESS WHEREOF, the Holdings has caused this certificate to be executed on its behalf by an Authorized Officer as of the date first
written above. 
  

			
	KOPPERS HOLDINGS INC.
		
	By:	 	  

	Name:	 	Louann E. Tronsberg-Deihle
	Title:	 	Treasurer

 EXHIBIT 7.1.1(VII) 

[FORM OF] 
 LANDLORD’S WAIVER

 THIS LANDLORD’S WAIVER (the “Agreement”) made as of this      day of
            , 201     by             , a
             (the “Landlord”) to [insert: WELLS FARGO BANK, NATIONAL ASSOCIATION, in its capacity as collateral trustee (in such capacity, “Collateral
Trustee”) for the Creditors (as defined in that certain Collateral Trust Agreement dated as of August 15, 2014 by and among Koppers Inc., a Pennsylvania corporation, as issuer, the Group Agents party thereto, the Collateral Trustee,
and the Guarantors party thereto OR PNC BANK, NATIONAL ASSOCIATION, in its capacity as collateral agent (in such capacity, the “Collateral Agent”) for the Lenders (as defined in the Credit Agreement described below)], all
as set forth and defined therein). 
 WITNESSETH: 

KOPPERS INC. (the “Borrower”) is or may become indebted to the [insert: Collateral Agent and the Creditors OR
Collateral Agent and the Lenders] for certain extensions of credit and other financial accommodations (the “Loans”). The Guarantors have guaranteed the Loans. Pursuant to the provisions of that certain Credit Agreement dated as
of August 15, 2014 by and among the Borrower, the Lenders party thereto, [insert: PNC Bank, National Association, in its capacity as Collateral Agent for the Lenders OR the Collateral Agent], and the Guarantors party thereto (as
amended, restated, modified and or supplemented from time to time, the “Credit Agreement”), the Loans are or may become secured by security interests and liens in certain tangible and intangible personal property of the Borrower and
Guarantors (collectively, the “Collateral”). Under the provisions of a certain lease (the “Lease”) dated             , between the Landlord and
             [insert: Borrower OR name of Guarantor] (the “Lessee”), the Landlord has leased approximately
             square feet situated on the property described as              (the “Premises”). Since all or a
part of the Collateral may be located on or affixed to the Premises, the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] have required, as a condition to making the Loans, the execution and delivery of
this Agreement by the Landlord. 
 NOW, THEREFORE, to induce the [insert: Collateral Agent and the Creditors OR Collateral Agent
and the Lenders] to make the Loans available to the Borrower, the Landlord, intending to be legally bound hereby covenants and agrees with the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] as
follows: 
 144. The Landlord hereby agrees that any of the Collateral may be affixed to the Premises and shall remain personal property
notwithstanding the manner in which it is affixed thereto and consents to the security interest and lien of the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders], and their respective successors and
assigns, in the Collateral located on, at or about or affixed to the Premises. This waiver shall apply to any of the Collateral which is already located on, at or about or affixed to the Premises or may hereafter be located on, at or about or
affixed to the Premises. 

 145. The Landlord hereby waives and releases in favor of the [insert: Collateral Agent and the
Creditors OR Collateral Agent and the Lenders], and agrees that the [insert: Collateral Agent’s and the Creditors’ OR Collateral Agent’s and the Lenders’] liens and security interests in the Collateral
shall be prior and superior to, (a) any and all rights of distraint, levy and execution, and marshalling of assets which the Landlord may now or hereafter have against the Collateral, (b) any and all liens and security interests that the
Landlord may now or hereafter have on the Collateral, and (c) any and all other claims that the Landlord may now or hereafter have on or against the Collateral for any rent or other sums due or to become due to the Landlord by the Lessee under
the provisions of the Lease or otherwise. 
 146. The [insert: Collateral Agent and the Creditors OR Collateral Agent and the
Lenders] may remove the Collateral from the Premises whenever the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] deem it necessary to do so to protect their interests, and without liability or
accountability to the Landlord therefor, and the Landlord hereby irrevocably grants to the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] the right of entry to the Premises to remove any of the
Collateral at any reasonable time or times. 
 147. In the event the Lessee defaults under the Lease and is evicted by the Landlord, the
[insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] shall have the right, by sending notice to the Landlord, to keep and store any portion of the Collateral located at the Premises at or about the date the
Lessee loses possession of the Premises for a period, determined by the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders], of up to one hundred twenty (120) days, counting from the date the Lessee
loses possession of the Premises, on a month-to-month basis, provided the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] pay rent to the Landlord for each month at the monthly rent provided for in the
Lease. The [insert: Collateral Agent and/or the Creditors OR Collateral Agent and/or the Lenders] shall give the Landlord at least ten (10) calendar days’ notice if the [insert: Collateral Agent and/or the Creditors
OR Collateral Agent and/or the Lenders] wish to terminate the [insert: Collateral Agent’s and the Creditors’ OR Collateral Agent’s and the Lenders’] use of the Premises for storage at the end of any month
during the one hundred twenty (120) day period. If the [insert: Collateral Agent or the Creditors OR Collateral Agent or the Lenders] have been using the Premises for storage and fail to give such notice, the [insert:
Collateral Agent or the Creditors OR Collateral Agent or the Lenders] shall be responsible for the next month’s rent, even if the [insert: Collateral Agent or the Creditors OR Collateral Agent or the Lenders] are no
longer using the Premises for storage. The [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders] shall have no obligation to pay any rent under the Lease for any period of time prior to the date the Lessee
lost possession of the Premises and the [insert: Collateral Agent and/or the Creditors OR Collateral Agent and/or the Lenders] notify the Landlord of their intention to use the Premises. The [insert: Collateral Agent and the
Creditors OR Collateral Agent and the Lenders] may conduct one or more auction sales of the Collateral at the Premises during the period the [insert: Collateral Agent or the Creditors OR Collateral Agent or the Lenders] are
using the Premises for storage of the Collateral. As used in this Section, the term “month” shall mean a calendar month. 

 148. The Landlord shall notify any purchaser of the Premises and any subsequent mortgagee or any
other holder of any lien, security interest or encumbrance on the Premises of the existence of this Agreement. 
 149. The Landlord hereby
certifies that the Landlord has full power and authority to execute this Agreement and that it has legal title to the Premises. 
 150. This
Agreement shall continue in effect during the term of the Credit Agreement and any extensions, renewals, refinancings or modifications thereof and any substitutions therefor, shall be binding upon the successors, assigns and transferees of the
Landlord, and shall inure to the benefit of the [insert: Collateral Agent and the Creditors OR Collateral Agent and the Lenders], and their respective successors and assigns. The Landlord hereby waives notice of the [insert:
Collateral Agent’s and the Creditors’ OR Collateral Agent’s and the Lenders’] acceptance of and reliance on this Agreement. 

[REMAINDER OF PAGE LEFT INTENTIONALLY BLANK] 

[SIGNATURE PAGES FOLLOW] 

 [SIGNATURE PAGE TO LANDLORD’S WAIVER] 

IN WITNESS WHEREOF, the Landlord has caused this Agreement to be executed, sealed and delivered on the day and year first written above. 

 

							
	WITNESS/ATTEST	 		 	LANDLORD
				
	  
	 		 	By:	 	  

				
		 		 	Name:	 	  

				
		 		 	Title:	 	  

 ACKNOWLEDGEMENT TO BE MADE BY OWNER OR LANDLORD 

STATE OF                      

COUNTY OF                      

TO WIT: 
 I HEREBY CERTIFY that
on this      day of             , 201    , before me, a Notary Public for the state and county aforesaid, personally appeared
            , known to me or satisfactorily proven to be the person whose name is subscribed to the foregoing instrument, who acknowledged that he/she is the
            , that he/she has been duly authorized to execute, and has executed, the foregoing instrument on behalf of the said entity for the purposes therein set forth, and that the same
is its act and deed. 
 IN WITNESS WHEREOF, I have hereunto set my hand and Notarial Seal, the day and year first above written. 

 

	
	  

	Notary Public

 My commission expires: 

 CONSENT 

The undersigned Lessee hereby consents to the terms and conditions of this Landlord’s Waiver as set forth above. 

 

							
	ATTEST	 		 	[INSERT NAME OF LESSEE]
				
	  
	 		 	By:	 	 (SEAL)

				
		 		 	Name:	 	  

				
		 		 	Title:	 	  

 EXHIBIT 8.2.6 

[FORM OF] 
 ACQUISITION COMPLIANCE
CERTIFICATE 
             , 20     

This certificate is delivered pursuant to Section 8.2.6 of that certain Credit Agreement dated as of August 15, 2014 (the
“Credit Agreement”) by and among Koppers Inc., a Pennsylvania corporation (the “Borrower”), the Lenders party thereto (the “Lenders”), the Guarantors party thereto (the
“Guarantors”) and PNC Bank, National Association, as Administrative Agent for the Lenders (the “Administrative Agent”). Unless otherwise defined herein, terms defined in the Credit Agreement are used herein with the
same meanings. 
 The undersigned officer,             , the
             [President/Chief Executive Officer/Chief Financial Officer/Treasurer] of the Borrower, does hereby certify on behalf of the Borrower after giving pro forma effect to the
Permitted Acquisition which is the basis for this Certificate, as follows: 
 Description of Proposed Permitted Acquisition 

The Borrower desires that              [list Borrower, Guarantor or other
Subsidiary that will be making the Acquisition] (the “Acquiring Company”) [acquire the assets/acquire the stock] [by purchase/by merger] of
                     [Insert name of entity or business division whose assets are being acquired or the entity whose equity interests are being
acquired] (the “Target”) from              [identify the name(s) of the seller(s) of such assets or equity interests] (the “Seller”) (the
“Acquisition”). 
 The total Consideration to be paid, including the aggregate of (i) cash paid by the Borrower or any
of its Subsidiaries, directly or indirectly, to the Seller, (ii) the Indebtedness incurred or assumed by the Borrower or any of its Subsidiaries, whether in favor of Seller or otherwise, and whether fixed or contingent, (iii) any Guaranty
given or incurred by the Borrower or any of its Subsidiaries in connection with the Acquisition, and (iv) any other consideration given or obligation incurred by the Borrower or any of its Subsidiaries in connection with the Acquisition is
$        , which amount exceeds $50,000,000 and, accordingly, Section 8.2.6(iv)(f) of the Credit Agreement requires the delivery of this Certificate. 

The proposed date of Acquisition is              (the “Acquisition
Date”), which is at least five (5) Business Days after the date this Certificate is delivered. 
 The Target is engaged in
             [describe business being acquired]. 
 The board of
directors or other equivalent governing body of the Seller has approved of such Permitted Acquisition. 
  

	 	151.	 Maximum Total Secured Leverage Ratio (Sections 8.2.16 and 8.2.6(iv)(f)(1)). The Total Secured Leverage Ratio is     
to 1.00 (from item (1)(C) below), on a 

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pro forma basis after giving effect to the proposed Permitted Acquisition, calculated as of the most recently ended fiscal quarter for the four fiscal quarters then ended,7 which does not exceed the permitted ratio for such period as determined by reference to Table 1: 

TABLE 1: 
 Prior to the
Qualified Note Issuance: 
  

			
	 Fiscal Period-End
	  	Maximum Total Secured Leverage Ratio
	 Closing Date through but not including December 31, 2014
	  	5.50 to 1.00
	 December 31, 2014 through but not including December 31, 2015
	  	5.25 to 1.00
	 December 31, 2015 through but not including December 31, 2016
	  	5.00 to 1.00
	 December 31, 2016 through but not including December 31, 2017
	  	4.50 to 1.00
	 December 31, 2017 through but not including December 31, 2018
	  	4.25 to 1.00
	 December 31, 2018 and for all periods thereafter
	  	4.00 to 1.00

 [OR] 

 

	7 	For the purposes of this Certificate, in giving effect to the Permitted Acquisition: 

  

	 	(a)	Consolidated EBITDA as reported in the maximum Total Secured Leverage Ratio shall be calculated on a pro forma basis, using (i) historical numbers, in accordance with GAAP as if the Permitted Acquisition had been
consummated at the beginning of such period or (ii) financial effects that are reasonably identifiable and factually supportable, as projected by Holdings in good faith, which were set forth in the certificate previously or concurrently
delivered by an Authorized Officer of Holdings to the Administrative Agent (which certificate also set forth in reasonable detail the calculation of such financial effects), and agreed to by the Administrative Agent, and 

 

	 	(b)	Indebtedness or other liabilities assumed or incurred in connection with the Permitted Acquisition and income earned or expenses incurred by the Target, business or assets to be acquired prior to the date of the
Permitted Acquisition shall be included. 

 PNC Bank, National Association, 

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Page 131 
  

 Following the Qualified Note Issuance: 

 

			
	 Fiscal Period-End
	  	 Maximum Total Secured Leverage Ratio

	 Date of consummation of the Qualified Note Issuance through but not including December 31, 2015
	  	The ratio based on the amount of the Qualified Note Issuance according to the table set forth in the definition of Reduced Ratio
	 December 31, 2015 and for all periods thereafter
	  	3.00 to 1.00

  

							
	151.1	 	Total Secured Debt, the numerator of the Total Secured Leverage Ratio, is pro forma Indebtedness in respect of the following in each case of Holdings and its Subsidiaries, determined and consolidated in accordance with
GAAP, and is calculated without duplication as follows:	  	
				
		 	151.1.1	 	borrowed money secured by a Lien on assets of a Loan Party	  	$            
				
		 	151.1.2	 	amounts raised under or liabilities in respect of any note purchase or acceptance credit facility secured by a Lien on assets of a Loan Party	  	$            
				
		 	151.1.3	 	the unreimbursed amount of all drafts drawn under letters of credit issued for the account of Holdings or its Subsidiaries and the undrawn stated amount of all letters of credit issued for the account of Holdings and its
Subsidiaries, in each case secured by a Lien on assets of a Loan Party	  	$            
				
		 	151.1.4	 	obligations with respect to capitalized leases secured by a Lien on assets of a Loan Party	  	$            
				
		 	151.1.5	 	net obligations requiring any actual cash payment or settlement under any commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device, in any case whether secured or
unsecured	  	$            
				
		 	151.1.6	 	the sum of items (1)(A)(i) through (1)(A)(v) equals Total Secured Debt, the numerator of the Total Secured Leverage Ratio	  	$            
			
	151.2	 	pro forma Consolidated EBITDA, the denominator of the Total Secured Leverage Ratio, in each case of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, is calculated as follows:	  	
				
		 	151.2.1	 	Consolidated Net Income	  	$            
				
		 	151.2.2	 	depreciation	  	$            
				
		 	151.2.3	 	depletion	  	$            
				
		 	151.2.4	 	amortization	  	$            
				
		 	151.2.5	 	other non-recurring, non-cash charges to net income	  	$            

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		 	151.2.6	 	losses on the sale of assets outside the ordinary course of business	  	$            
				
		 	151.2.7	 	interest expense	  	$            
				
		 	151.2.8	 	income tax expense	  	$            
				
		 	151.2.9	 	cash dividends received from Affiliates to the extent not included in determining Consolidated Net Income	  	$            
				
		 	151.2.10	 	equity losses of Affiliates (other than Consolidated Subsidiaries) to the extent included in determining Consolidated Net Income	  	$            
				
		 	151.2.11	 	non-recurring, cash and non-charges to net income in an aggregate cumulative amount not greater than $75,000,000 related to discontinuation or sale of business operations of Holdings and its Subsidiaries	  	$            
				
		 	151.2.12	 	all unamortized financing costs written off, and premiums paid, gains/losses incurred, and/or charges and fees paid and not capitalized, in each case, by the Loan Parties in connection with any (x) Osmose Diligence,
(y) early extinguishment of the 2009 Notes or (z) exchange, redemption, repurchase, tender or retirement of the 2009 Notes	  	$            
				
		 	151.2.13	 	non-recurring, non-cash credits to net income	  	$            
				
		 	151.2.14	 	gains on the sale of assets outside the ordinary course of business	  	$            
				
		 	151.2.15	 	equity earnings of Affiliates (other than Consolidated Subsidiaries) to the extent included in determining Consolidated Net Income	  	$            
				
		 	151.2.16	 	the sum of items (1)(B)(i) through (1)(B)(xii) minus the sum of items (1)(B)(xiii) through (1)(B)(xv) equals Consolidated EBITDA, the denominator of the Total Secured Leverage Ratio	  	$            
			
	151.3	 	item (1)(A)(vi) divided by item (1)(B)(xvi) equals the Total Secured Leverage Ratio	  	         to 1.00
		
	152.	 	Minimum Fixed Charge Coverage Ratio (Sections 8.2.16 and 8.2.6(iv)(f)(2)). The Fixed Charge Coverage Ratio is      to 1.0 (from item (2)(C) below) ), on a pro forma basis after giving
effect to the proposed Permitted Acquisition, calculated as of the most recently ended fiscal quarter for the four fiscal quarters then ended,8 which is not less than the permitted ratio of 1.1 to
1.0.

   

 

	8 	See footnote 1 above. 

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	152.1	 	The numerator of the Fixed Charge Coverage Ratio of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, is calculated as follows:
				
		 	152.1.1	 	Consolidated EBITDA (from item (1)(B)(xvi) above)	  	$            
				
		 	152.1.2	 	Capital Expenditures	  	$            
				
		 	152.1.3	 	cash taxes	  	$            
				
		 	152.1.4	 	item (2)(A)(i) minus item (2)(A)(ii) minus item (2)(A)(iii) equals the numerator of the Fixed Charge Coverage Ratio	  	$            
		
	152.2	 	Fixed Charges, the denominator of the Fixed Charge Coverage Ratio, of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, are calculated as follows:
				
		 	152.2.1	 	interest expense	  	$            
				
		 	152.2.2	 	contractual principal installments on Indebtedness	  	$            
				
		 	152.2.3	 	contractual principal payments on capitalized leases	  	$            
				
		 	152.2.4	 	dividends and distributions (excluding payments made by the Borrower to redeem the 2009 Senior Notes as permitted under Section 8.2.5 of the Credit Agreement)	  	$            
				
		 	152.2.5	 	sum of items (2)(B)(i) through (2)(B)(iv) equals the denominator of the Fixed Charge Coverage Ratio	  	$            
			
	152.3	 	item (2)(A)(iv) divided by item (2)(B)(v) equals the Fixed Charge Coverage Ratio	  	         to 1.0
			
	153.	 	Undrawn Availability (Section 8.2.6(iv)(f)(2)). After giving effect to the Permitted Acquisition which is the basis for this Certificate, the Undrawn Availability is
$        , which is at least $50,000,000.	  	
			
	154.	 	No Event of Default or Potential Default exists immediately prior to or after giving effect to the Permitted Acquisition which is the basis for this Certificate.	  	

 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

[SIGNATURE PAGE FOLLOWS] 

 [SIGNATURE PAGE TO 

ACQUISITION COMPLIANCE CERTIFICATE] 

IN WITNESS WHEREOF, the undersigned has executed this Certificate this      day of
            , 20    . 
  

			
	KOPPERS INC.
		
	By:	 	  

	Name:	 	  

	Title:	 	[President/Chief Executive Officer/Chief Financial Officer/Treasurer

 EXHIBIT 8.3.3 

[FORM OF] 
 QUARTERLY COMPLIANCE
CERTIFICATE 
             , 20     

This certificate is delivered pursuant to Section 8.3.3 of that certain Credit Agreement dated as of August 15, 2014 (the
“Credit Agreement”) by and among Koppers Inc., a Pennsylvania corporation (the “Borrower”), the Lenders party thereto (the “Lenders”), the Guarantors party thereto (the
“Guarantors”) and PNC Bank, National Association, as Administrative Agent for the Lenders (the “Administrative Agent”). Unless otherwise defined herein, terms defined in the Credit Agreement are used herein with the
same meanings. 
 The undersigned officer,             , the
            [President/Chief Executive Officer/Chief Financial Officer/Treasurer] of Holdings, does hereby certify on behalf of Holdings and each of Holdings’
Subsidiaries as of the [quarter/year] ended             , 20     (the “Report Date”), as follows: 

155. Maximum Total Secured Leverage Ratio (Section 8.2.16). The Total Secured Leverage Ratio is      to 1.00
(from item (1)(C) below), calculated as of the Report Date for the four fiscal quarters ended as of the Report Date, which does not exceed the permitted ratio for such period as determined by reference to Table 1: 

TABLE 1: 
 Prior to the
Qualified Note Issuance: 
  

			
	 Fiscal Period-End
	  	Maximum Total Secured Leverage Ratio
	 Closing Date through but not including December 31, 2014
	  	5.50 to 1.00
	 December 31, 2014 through but not including December 31, 2015
	  	5.25 to 1.00
	 December 31, 2015 through but not including December 31, 2016
	  	5.00 to 1.00
	 December 31, 2016 through but not including December 31, 2017
	  	4.50 to 1.00
	 December 31, 2017 through but not including December 31, 2018
	  	4.25 to 1.00
	 December 31, 2018 and for all periods thereafter
	  	4.00 to 1.00

 [OR] 

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            , 20     

Page 136 
  

 Following the Qualified Note Issuance: 

 

			
	 Fiscal Period-End
	  	
Maximum Total Secured Leverage Ratio

	 Date of consummation of the Qualified Note Issuance through but not including December 31, 2015
	  	The ratio based on the amount of the Qualified Note Issuance according to the table set forth in the definition of Reduced Ratio
	 December 31, 2015 and for all periods thereafter
	  	3.00 to 1.00

  

							
	155.1	 	Total Secured Debt, the numerator of the Total Secured Leverage Ratio, is Indebtedness in respect of the following in each case of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, and
is calculated without duplication as follows:	  	
				
		 	155.1.1	 	borrowed money secured by a Lien on assets of a Loan Party	  	$            
				
		 	155.1.2	 	amounts raised under or liabilities in respect of any note purchase or acceptance credit facility secured by a Lien on assets of a Loan Party	  	$            
				
		 	155.1.3	 	the unreimbursed amount of all drafts drawn under letters of credit issued for the account of Holdings or its Subsidiaries and the undrawn stated amount of all letters of credit issued for the account of Holdings and its
Subsidiaries, in each case secured by a Lien on assets of a Loan Party	  	$            
				
		 	155.1.4	 	obligations with respect to capitalized leases secured by a Lien on assets of a Loan Party	  	$            
				
		 	155.1.5	 	net obligations requiring any actual cash payment or settlement under any commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device, in any case whether secured or
unsecured	  	$            
				
		 	155.1.6	 	the sum of items (1)(A)(i) through (1)(A)(v) equals Total Secured Debt, the numerator of the Total Secured Leverage Ratio	  	$            
			
	155.2	 	Consolidated EBITDA, the denominator of the Total Secured Leverage Ratio, in each case of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, is calculated as follows:	  	
				
		 	155.2.1	 	Consolidated Net Income	  	$            
				
		 	155.2.2	 	depreciation	  	$            
				
		 	155.2.3	 	depletion	  	$            
				
		 	155.2.4	 	amortization	  	$            
				
		 	155.2.5	 	other non-recurring, non-cash charges to net income	  	$            

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		 	155.2.6	 	losses on the sale of assets outside the ordinary course of business	  	$            
				
		 	155.2.7	 	interest expense	  	$            
				
		 	155.2.8	 	income tax expense	  	$            
				
		 	155.2.9	 	cash dividends received from Affiliates to the extent not included in determining Consolidated Net Income	  	$            
				
		 	155.2.10	 	equity losses of Affiliates (other than Consolidated Subsidiaries) to the extent included in determining Consolidated Net Income	  	$            
				
		 	155.2.11	 	non-recurring, cash and non-charges to net income in an aggregate cumulative amount not greater than $75,000,000 related to discontinuation or sale of business operations of Holdings and its Subsidiaries	  	$            
				
		 	155.2.12	 	non-cash stock-based compensation expense	  	$            
				
		 	155.2.13	 	all unamortized financing costs written off, and premiums paid, gains/losses incurred, and/or charges and fees paid and not capitalized, in each case, by the Loan Parties in connection with any (x) Osmose Diligence,
(y) early extinguishment of the 2009 Notes or (z) exchange, redemption, repurchase, tender or retirement of the 2009 Notes	  	$            
				
		 	155.2.14	 	non-recurring, non-cash credits to net income	  	$            
				
		 	155.2.15	 	gains on the sale of assets outside the ordinary course of business	  	$            
				
		 	155.2.16	 	gains on non-cash equity-based compensation	  	$            
				
		 	155.2.17	 	equity earnings of Affiliates (other than Consolidated Subsidiaries) to the extent included in determining Consolidated Net Income	  	$            
				
		 	155.2.18	 	the sum of items (1)(B)(i) through (1)(B)(xiii) minus the sum of items (1)(B)(xiv) through (1)(B)(xvii)	  	$            

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		 	155.2.19	 	Adjustment to Consolidated EBITDA to the extent that the computation of Consolidated EBITDA includes a gain or loss with respect to any commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other
interest rate management device (including, for the avoidance of doubt, obligations under such commodity swap, currency swap, interest rate swap, cap, collar or floor agreement or other interest rate management device that are secured as well as
those that are unsecured) as follows: Consolidated EBITDA shall be (1) increased by any non-cash items of loss arising from such swap, agreement or other device, in each case, net of any actual cash payments related to the items giving rise to
the loss and (2) decreased by any non-cash items of gain arising from such swap, agreement or other device, in each case, net of any actual cash payments related to items giving rise to the gain	  	$            
				
		 	155.2.20	 	the sum of items (1)(B)(xviii) and (1)(B)(xix) equals Consolidated EBITDA, the denominator of the Total Secured Leverage Ratio	  	$            
			
	155.3	 	item (1)(A)(vi) divided by item (1)(B)(xx) equals the Total Secured Leverage Ratio	  	         to 1.00

  156. Minimum Fixed Charge Coverage Ratio (Section 8.2.15). The Fixed Charge Coverage Ratio, calculated as of the
Report Date for the four fiscal quarters ended as of the Report Date, is      to 1.0 (from item (2)(C) below), which is not less than the permitted ratio of 1.1 to 1.0. 

 

							
	156.1	 	The numerator of the Fixed Charge Coverage Ratio of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, is calculated as follows:	  	
				
		 	156.1.1	 	Consolidated EBITDA (from item (1)(B)(xx) above)	  	$            
				
		 	156.1.2	 	Capital Expenditures	  	$            
				
		 	156.1.3	 	cash taxes	  	$            
				
		 	156.1.4	 	item (2)(A)(i) minus item (2)(A)(ii) minus item (2)(A)(iii) equals the numerator of the Fixed Charge Coverage Ratio	  	$            

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	156.2	 	Fixed Charges, the denominator of the Fixed Charge Coverage Ratio, of Holdings and its Subsidiaries, determined and consolidated in accordance with GAAP, are calculated as follows:	  	
				
		 	156.2.1	 	interest expense	  	$            
				
		 	156.2.2	 	contractual principal installments on Indebtedness	  	$            
				
		 	156.2.3	 	contractual principal payments on capitalized leases	  	$            
				
		 	156.2.4	 	dividends and distributions (excluding payments made by the Borrower to redeem the 2009 Senior Notes as permitted under Section 8.2.5 of the Credit Agreement)	  	$            
				
		 	156.2.5	 	sum of items (2)(B)(i) through (2)(B)(iv) equals the denominator of the Fixed Charge Coverage Ratio	  	$            
			
	156.3	 	item (2)(A)(iv) divided by item (2)(B)(v) equals the Fixed Charge Coverage Ratio	  	         to 1.0
		
	157.	 	Indebtedness (Section 8.2.1).
		
	157.1	 	As of the Report Date, the aggregate amount of all Indebtedness under any Lender-Provided Credit Arrangement is $        , which is not greater than the permitted amount of
$50,000,000.
		
	157.2	 	As of the Report Date, the aggregate amount of Indebtedness secured by Purchase Money Security Interests and Indebtedness evidenced by capitalized leases (excluding any Indebtedness described in Schedule 8.2.1) is
$        , which does not exceed the permitted amount of $25,000,000.
		
	157.3	 	As of the Report Date, the aggregate amount of Indebtedness in respect of surety bonds, performance bonds, bid bonds, or similar obligations arising in the ordinary course of business (up to an amount reasonably
determined to be payable under all surety bonds then outstanding) is $        , which does not exceed the permitted amount of $40,000,000.
		
	157.4	 	As of the Report Date, the aggregate amount of Indebtedness permitted under Section 8.2.1(xiii), which does not restrict the ability of the Subsidiaries of the Borrower to pay dividends or make other distributions
on account of the ownership interests of the Borrower’s Subsidiaries is $        , which does not exceed the permitted amount of $10,000,000.

   158. Guaranties (Section 8.2.3). The aggregate principal or stated amount of
Guaranties of Indebtedness incurred by any Excluded Subsidiary, and its subsidiaries, permitted Joint Ventures under Section 8.2.9 [Subsidiaries, Partnerships and Joint Ventures] and non-Loan Party Subsidiaries is
$        , which does not exceed the permitted amount of $120,000,000. 

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as Administrative Agent 

            , 20     

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	159.	 	Loans and Investments (Section 8.2.4).
		
	159.1	 	The aggregate amount of (i) loans and advances to, and investments in, Foreign Subsidiaries created or acquired after the Closing Date, and (ii) additional loans and advances to, and investments in, Foreign
Subsidiaries in existence on the Closing Date that are in excess of the applicable amounts described for such Foreign Subsidiary on Schedule 8.2.4 is $        , which does not exceed the permitted amount
of $100,000,000.
		
	159.2	 	The aggregate amount of (i) loans and advances to, and investments in, Joint Ventures not existing as of the Closing Date (excluding any loans and advances to, and investments in, Foreign Subsidiaries created after
the Closing Date pursuant to Section 8.2.4(vi)), and (ii) additional loans, advances and investments in in existing Joint Ventures listed on Schedule 8.2.4, which Joint Ventures (a) limit the liability of the Loan Party or Subsidiary
to such party’s investment therein (except to the extent of liabilities under Guaranties otherwise permitted under the Credit Agreement), and (b) are in the same or substantially similar lines of business as the Loan Parties’
business; provided that the aggregate amount of the sum of (y) such investments in Joint Ventures from and after the Closing Date pursuant to Section 8.2.4(vii), and (z) advances under Section 8.2.4(ix) are
$        , which does not exceed the permitted amount of $75,000,000.
		
	159.3	 	The aggregate amount of advances to subcontractors and suppliers of the Loan Parties or their Subsidiaries made in the ordinary course of business is $        , which does not
exceed the permitted amount of $10,000,000.
		
	159.4	 	The aggregate amount of advances to customers of the Loan Parties or their Subsidiaries to finance the construction of facilities for such customers which will use products supplied by the Loan Parties or their
Subsidiaries is $        , which does not exceed the permitted amount of $10,000,000, provided that the aggregate amount of the sum of (y) all such advances pursuant to Section 8.2.4(ix), and
(z) investments under Section 8.2.4(vii) is $        , which does not exceed the permitted amount of $75,000,000.
		
	160.	 	[INSERT IF APPLICABLE:] Restricted Payments (Section 8.2.5(i)).
		
	160.1	 	The Borrower made dividends and distributions in an aggregate amount equal to $         to Holdings, and prior to and after giving effect thereto:
			
		 	160.1.1	 	The Fixed Charge Coverage Ratio on a pro forma basis after giving effect to such dividends and distributions is              to 1.0 which is not less than the
permitted ratio of 1.1 to 1.0; and
			
		 	160.1.2	 	No Event of Default or Potential Default occurred, was continuing or existed.

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as Administrative Agent 

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	160.2	 	The Borrower made payments to repurchase the 2009 Senior Notes or any notes issued under any New Note Indenture in an aggregate amount equal to $        , and prior to and after
giving effect thereto:
			
		 	160.2.1	 	Undrawn Availability is $        , which is not less than the required amount of $50,000,000; and
			
		 	160.2.2	 	No Event of Default or Potential Default occurred, was continuing or existed.

   161. As of the date hereof, the Loan Parties have performed and complied with all covenants and
conditions of the Credit Agreement; all of the representations and warranties of the Borrower and the other Loan Parties contained in Section 6 of the Credit Agreement and in the other Loan Documents are true and correct on and as of the date
hereof with the same effect as though such representations and warranties had been made on the date hereof (except representations and warranties which expressly relate solely to an earlier date or time, which representations and warranties were
true and correct on and as of the specific dates or times referred to therein); and no Event of Default or Potential Default exists or occurred and is continuing. 

  162. As of the date hereof, the identity and amount of all outstanding Lender-Provided Credit Arrangements and any outstanding
Guaranties described in Section 8.2.3(iv) of the Credit Agreement are listed on Annex 1 hereto. 
 [REMAINDER OF PAGE
INTENTIONALLY LEFT BLANK] 
 [SIGNATURE PAGE FOLLOWS] 

 [SIGNATURE PAGE TO QUARTERLY COMPLIANCE CERTIFICATE] 

IN WITNESS WHEREOF, the undersigned has executed this Certificate this      day of
            , 20    . 
  

			
	KOPPERS HOLDINGS INC.
		
	By:	 	  

		
	Name:	 	  

		
	Title:	 	  

 Annex 1 

[Listing of Lender-Provided Credit Arrangements and any outstanding Guaranties described in Section 8.2.3(iv) of the
Credit Agreement] 
 [see attached]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00237-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00237-of-00352.parquet"}]]