Document:

Filed by Bowne Pure Compliance

Exhibit 4(i)(10)

 

Supplemental Indenture No. 9

 

TUCSON ELECTRIC POWER COMPANY

to

THE BANK OF NEW YORK MELLON,

Trustee

 

Dated as of July 3, 2008

Supplemental to Indenture of Mortgage and Deed of Trust,

dated as of December 1, 1992

 

Amending the Indenture of Mortgage and Deed of Trust

 

 

This instrument constitutes a mortgage, a deed of trust and a security agreement.

 

 

 

SUPPLEMENTAL INDENTURE NO. 9, dated as of July 3, 2008, between Tucson Electric Power
Company (hereinafter sometimes called the “Company”), a corporation organized and existing
under the laws of the State of Arizona, having its principal office at One South Church Avenue, in
the City of Tucson, Arizona, as trustor, and The Bank of New York Mellon (successor in
trust to Bank of Montreal Trust Company), a banking corporation organized and existing under the
laws of the State of New York and having its principal office at 101 Barclay Street, in the Borough
of Manhattan, The City of New York, New York, as trustee (hereinafter sometimes called the
“Trustee”), under the Indenture of Mortgage and Deed of Trust, dated as of December 1, 1992,
between the Company and the Trustee (hereinafter called the “Original Indenture”), as heretofore
amended and supplemented, this Supplemental Indenture No. 9 being supplemental thereto (the
Original Indenture as heretofore amended and supplemented, and as supplemented hereby, and as it
may from time to time be further supplemented, modified, altered or amended by any supplemental
indenture entered into in accordance with and pursuant to the provisions thereof, is hereinafter
called the “Indenture”).

Recitals of the Company

WHEREAS, Subsection (k) of Section 1 of Article XIII of the Indenture provides that,
without the consent of any Holders of Bonds, the Company and the Trustee, at any time and from time
to time, may enter into one or more indentures supplemental to the Indenture, in form satisfactory
to the Trustee, to cure any ambiguity, to correct or supplement any provision therein which may be
defective or inconsistent with any other provision therein; or to make any changes to the
provisions thereof or to add other provisions with respect to matters or questions arising under
the Indenture, provided that such other changes or additions shall not adversely affect the
interests of the Holders of Bonds of any series or Tranche in any material respect; and

WHEREAS, the Company and the Trustee enter into this Supplemental Indenture No. 9 to cure
ambiguity and correct and supplement a provision contained in Section 3 of Article XV of the
Indenture, which change shall not adversely affect the interests of the Holders of Bonds of any
series or Tranche in any material respect; and

WHEREAS, effective June 3, 1999, The Bank of New York succeeded to all of the corporate trust
business of Bank of Montreal Trust Company, and, as a consequence, The Bank of New York, being
otherwise qualified and eligible under Article XII of the Original Indenture, became the successor
trustee under the Indenture without further act on the part of the parties thereto, as contemplated
by Section 11 of Article XII of the Original Indenture; and

WHEREAS, effective July 1, 2008, The Bank of New York changed its name to The Bank of New York
Mellon.

 

1

 

NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE NO. 9 WITNESSETH, in consideration of
the premises, and of the sum of $1 duly paid to the Company by the Trustee at or before the
ensealing and delivery hereof, and for other good and valuable consideration, the receipt and
sufficiency whereof are hereby acknowledged, the Company covenants and agrees to and with the
Trustee and its successors in trust as follows:

ARTICLE I

Definitions

Section 1. Applicability of Article

For all purposes of this Supplemental Indenture No. 9, except as otherwise expressly provided
or unless the context otherwise requires, the terms defined in this Article shall have the meanings
herein specified and include the plural as well as the singular.

ARTICLE II

Amendments

Section 2. Amendment to Article XV, Section 3 of the Indenture

The Company hereby amends Section 3 of Article XV of the Indenture to read in its entirety as
follows:

“Section 3. Government Obligations and Money Held in Trust.

Neither the Government Obligations nor the money deposited with the Trustee pursuant to
Section 1 of this Article, nor the principal or interest payments on any such Government
Obligations, shall be withdrawn or used for any purpose other than, and shall be held in
trust for, the payment of the principal of and premium, if any, and interest, if any, on the
Bonds or portions of principal amount thereof in respect of which such deposit was made, all
subject, however, to the provisions of Section 6 of Article XVI; provided, however, that,
unless a Default shall have occurred and be continuing, any cash, including cash received
from such principal or interest payments on such Government Obligations deposited with the
Trustee, if not then needed for such purpose, shall, to the extent practicable, be invested
in Government Obligations of the type described in clause (b) in the first paragraph of
Section 1 of this Article maturing at such times and in such amounts as shall be sufficient
to pay when due the principal of and premium, if any, and interest, if any, due and to
become due on such Bonds or portions thereof on and prior to the maturity or redemption
date, as the case may be, thereof, and interest earned from such reinvestment shall be paid
over to the Company as received by the Trustee, free and clear of the Lien of this
Indenture; and provided, further, that, unless a Default shall have occurred and be
continuing, any moneys held by the Trustee in accordance with this Section on the maturity
or redemption date, as the case may be, of all such Bonds in excess of the amount required
to pay the principal of and premium, if any, and interest, if any, then due on such Bonds
shall be paid over to the Company free and clear of the Lien of this Indenture.”

 

2

 

ARTICLE III

Miscellaneous Provisions

This Supplemental Indenture No. 9 is a supplement to the Original Indenture. As heretofore
supplemented and further supplemented by this Supplemental Indenture No. 9, the Original Indenture
is in all respects ratified, approved and confirmed, and the Original Indenture as heretofore
supplemented and this Supplemental Indenture No. 9 shall together constitute one and the same
instrument.

The Trustee makes no representation as to the validity or sufficiency of this Supplemental
Indenture No. 9. The statements and recitals herein are deemed to be those of the Company and not
of the Trustee.

 

3

 

IN WITNESS WHEREOF, Tucson Electric Power Company has caused its corporate name to be
hereunto affixed, and this instrument to be signed by one of its Vice Presidents, and its corporate
seal to be hereunto affixed and attested by its Secretary or one of its Assistant Secretaries for
and on its behalf; and The Bank of New York Mellon, as trustee, in evidence of its acceptance of
the trust hereby created, has caused its corporate name to be hereunto affixed, and this instrument
to be signed by one of its authorized signatories and its corporate seal to be hereunto affixed and
attested by one of its authorized signatories, for and on its behalf, all as of the day and year
first above written.

	 	 	 	 	 	 	 
	 	 	Tucson Electric Power Company
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Kentton C. Grant	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	Vice President	 	 

[SEAL]

Attest:

	 	 	 
	/s/ Linda Kennedy

	 	 
	 	 	 
	Secretary
	 	 

 

4

 

	 	 	 	 	 	 	 
	 	 	The Bank of New York Mellon,

Trustee
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Rafael E. Miranda	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	Authorized Signatory	 	 

[SEAL]

Attest:

	 	 	 
	/s/ Timothy Casey

	 	 
	 	 	 
	Authorized Signatory
	 	 

 

5

 

	 	 	 	 	 	 	 
	State of Arizona

	 	 	)	 	 	 
	 

	 	 	)	 	 	ss.:
	County of Pima

	 	 	)	 	 	 

This instrument was acknowledged before me this 2nd day of July, 2008 by Kentton C. Grant, as
Vice President, Finance and Rates, and Linda Kennedy, as Secretary, of Tucson Electric Power
Company, an Arizona corporation, known to me to be the individuals who executed this
instrument, and known to me to be a Vice President and the Secretary, respectively, of said
corporation, and who personally acknowledged before me and stated that they executed said
instrument on behalf of said corporation for the purposes and consideration therein expressed.

	 	 	 	 	 
	 

	 	/s/ Tracy M. Munoz
	 	 
	 

	 	 	 	 
	 

	 	Notary Public	 	 

“OFFICIAL SEAL”

Tracy M. Munoz

Notary Public-Arizona

Pima County

My Commission Expires 6/10/2010

 

6

 

	 	 	 	 	 	 	 
	State of New York

	 	 	)	 	 	 
	 

	 	 	)	 	 	ss.:
	County of New York

	 	 	)	 	 	 

This instrument was acknowledged before me this 3rd day of July, 2008 by Rafael E. Miranda, as
Authorized Signatory, and Timothy Casey, as Authorized Signatory, of The Bank of New York
Mellon, a New York banking corporation, known to me to be the individuals who executed this
instrument, and known to me to be Authorized Signatories of said corporation, and who personally
acknowledged before me and stated that they executed said instrument on behalf of said corporation
for the purposes and consideration therein expressed.

	 	 	 	 	 
	 	     /s/ Carlos R. Luciano
 	 
	 	Carlos R. Luciano 	 
	 	Notary Public, State of New York

No. 41-4765897

Qualified in Queens County

Commission Expires April 30, 2010	 

 

7Filed by Bowne Pure Compliance

Exhibit 4(r)(3)

[EXECUTION COPY]

AMENDMENT NO. 2

TO

AMENDED AND RESTATED CREDIT AGREEMENT

This AMENDMENT NO. 2, dated as of May 30, 2008 (this “Amendment”), is made by and among TUCSON
ELECTRIC POWER COMPANY, an Arizona corporation (the “Borrower”), the lenders listed on the
signature pages of this Amendment as “Lenders” (such lenders, together with their respective
permitted assignees from time to time, being referred to herein, collectively, as the “Lenders”),
and UNION BANK OF CALIFORNIA, N.A., as administrative agent for the Lenders (in such capacity, the
“Administrative Agent”).

PRELIMINARY STATEMENT:

The Borrower, the Lenders, the Issuing Banks party thereto, The Bank of New York and JPMorgan
Chase Bank, N.A., as Co-Syndication Agents, Wells Fargo Bank, National Association and ABN AMRO
Bank N.V., as Co-Documentation Agents, and the Administrative Agent previously entered into that
certain Amended and Restated Credit Agreement, dated as of August 11, 2006, as amended by Amendment
No. 1 thereto, dated as of September 1, 2006 (as so amended, the “Existing Agreement”, as amended
by this Amendment, the “Amended Agreement”, and as the Amended Agreement may hereafter be amended,
supplemented or otherwise modified from time to time, the “Credit Agreement”). The Borrower
desires to amend the definition of Consolidated Total Indebtedness contained in Section 1.01 of the
Existing Agreement in certain particulars. Each of the Borrower, the Required Lenders and the
Administrative Agent has agreed to such amendment, on the terms and conditions set forth herein.
The parties therefore agree as follows (capitalized terms used but not defined herein having the
meanings assigned such terms in the Existing Agreement):

SECTION 1.  Amendment to Existing Agreement. The Existing Agreement is, effective as of the
date hereof and subject to the satisfaction of the conditions precedent set forth in Section 2
hereof, hereby amended as follows:

(a) Consolidated Total Indebtedness. The definition of Consolidated Total Indebtedness
contained in Section 1.01 of the Existing Agreement is hereby amended by adding the following
proviso immediately preceding the period at the end thereof:

“provided, however, that there shall be disregarded for purposes of the
determination of Consolidated Total Indebtedness as of June 30, 2008 the aggregate
outstanding principal amount of the Borrower’s First Collateral Trust Bonds, 71/2% Series A
due 2008, and First Collateral Trust Bonds, 71/2% Series B due 2008 (collectively, the
“Collateral Trust Bonds”), provided that (1) cash in an amount sufficient
to repay in full the Collateral Trust Bonds on their maturity date of August 1, 2008 shall
have been irrevocably deposited in trust with The Bank of New York (as successor in trust
to Bank of Montreal Trust Company), as trustee (the “Bond Trustee”), for the
payment thereof on such maturity date, and (2) the Borrower shall have irrevocably
instructed the Bond Trustee to apply all such cash to the repayment of the Collateral
Trust Bonds on such maturity date”

 

 

 

SECTION 2.  Conditions of Effectiveness of Amendment. The amendment to the Existing Agreement
set forth in Section 1 hereof shall become effective as of the date hereof when, and only when, the
Administrative Agent shall have received counterparts of this Amendment executed by the Borrower,
the Required Lenders and the Administrative Agent (in sufficient quantity for each party to have a
fully executed original).

SECTION 3.  Representations and Warranties of the Borrower. The Borrower represents and
warrants as follows:

(a) The execution and delivery by the Borrower of this Amendment, and the performance by the
Borrower of this Amendment and the Amended Agreement, are within the Borrower’s organizational
powers and have been duly authorized by all necessary corporate and, if required, stockholder
action, and do not and will not (i) violate any Requirement of Law, (ii) violate or result in a
default under any indenture, agreement or other instrument binding upon the Borrower or any of its
Consolidated Subsidiaries or its assets, or give rise to a right thereunder to require any payment
to be made by the Borrower or any of its Consolidated Subsidiaries, or (iii) result in the creation
or imposition of any Lien on any asset of the Borrower or any of its Consolidated Subsidiaries,
except Liens created under the Loan Documents or under the Mortgage Indenture. This Amendment has
been duly executed and delivered by the Borrower.

(b) The execution and delivery by the Borrower of this Amendment, and the performance by the
Borrower of this Amendment and the Amended Agreement, do not require any consent or approval of,
registration or filing with, or any other action by, any Governmental Authority, except as set
forth in Section 3.03(a) of the Existing Agreement.

(c) Each of this Amendment and the Amended Agreement constitutes a legal, valid and binding
obligation of the Borrower, enforceable in accordance with its terms, subject to applicable
bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights
generally and subject to
general principles of equity, regardless of whether considered in a proceeding in equity or at
law.

(d) No Default or Event of Default has occurred and is continuing.

 

2

 

SECTION 4.  Reference to and Effect on the Existing Agreement. (a) Upon the effectiveness of
this Amendment: (i) each reference in the Existing Agreement to “this Agreement”, “hereunder”,
“hereof” or words of like import referring to the Existing Agreement shall mean and be a reference
to the Credit Agreement; and (ii) each reference in any other Loan Document to “the Credit
Agreement”, “thereunder”, “thereof” or words of like import referring to the Existing Agreement
shall mean and be a reference to the Credit Agreement.

(b) Except as specifically amended or waived above, the Existing Agreement shall continue to
be in full force and effect and is hereby in all respects ratified and confirmed. Without limiting
the generality of the foregoing, the Security Documents and all of the Collateral described therein
do and shall continue to secure the payment of all Obligations.

(c) The execution, delivery and effectiveness of this Amendment shall not, except as expressly
provided herein, operate as a waiver of any right, power or remedy of the Lenders, the Issuing
Banks or the Administrative Agent under the Existing Agreement or any other Loan Document, nor
constitute a waiver of any provision of the Existing Agreement or any other Loan Document.

SECTION 5.  Costs and Expenses. The Borrower agrees to pay on demand all reasonable
out-of-pocket expenses of the Administrative Agent in connection with the preparation, negotiation,
syndication, execution and delivery of this Amendment and the other instruments and documents to be
delivered hereunder, including, without limitation, the reasonable fees, charges and disbursements
of counsel to the Administrative Agent with respect thereto and with respect to advising the
Administrative Agent as to its rights and responsibilities hereunder and thereunder, and all
out-of-pocket expenses incurred by the Administrative Agent, any Issuing Bank or any Lender
(including, without limitation, the fees, charges and disbursements of any counsel for the
Administrative Agent, any Issuing Bank or any Lender) in connection with the enforcement (whether
through negotiations, legal proceedings or otherwise) of this Amendment.

 

3

 

SECTION 6.  Execution in Counterparts. This Amendment may be executed in any number of
counterparts and by different parties hereto in separate counterparts, each of which when so
executed and delivered shall be deemed to be an original and all of which taken together shall
constitute but one and the same instrument. In furtherance of the foregoing, it is understood and
agreed that signatures hereto submitted by facsimile transmission shall be deemed to be, and shall
constitute, original signatures.

SECTION 7.  Governing Law. This Amendment shall be governed by, and construed in accordance
with, the laws of the State of the New York.

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 

4

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their
respective officers thereunto duly authorized, as of the date first above written.

	 	 	 	 	 
	 	TUCSON ELECTRIC POWER COMPANY

	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	UNION BANK OF CALIFORNIA, N.A., 

as Administrative Agent and a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-1

 

	 	 	 	 	 
	 	WELLS FARGO BANK, NATIONAL ASSOCIATION, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-2

 

	 	 	 	 	 
	 	ABN AMRO BANK N.V., as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-3

 

	 	 	 	 	 
	 	THE BANK OF NEW YORK, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-4

 

	 	 	 	 	 
	 	JPMORGAN CHASE BANK, N.A., as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-5

 

	 	 	 	 	 
	 	BANK HAPOALIM B.M., as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-6

 

	 	 	 	 	 
	 	
BAYERISCHE LANDESBANK, NEW YORK BRANCH, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	   	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-7

 

	 	 	 	 	 
	 	BNP PARIBAS, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-8

 

	 	 	 	 	 
	 	COBANK, ACB, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-9

 

	 	 	 	 	 
	 	COMERICA WEST INCORPORATED, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-10

 

	 	 	 	 	 
	 	COMMERZBANK AG, NEW YORK AND CAYMAN
BRANCHES, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-11

 

	 	 	 	 	 
	 	DRESDNER BANK AG, NEW YORK AND
CAYMAN BRANCHES, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-12

 

	 	 	 	 	 
	 	KBC BANK, N.V., as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-13

 

	 	 	 	 	 
	 	LLOYDS TSB BANK PLC, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-14

 

	 	 	 	 	 
	 	SOVEREIGN BANK, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-15

 

	 	 	 	 	 
	 	THE BANK OF TOKYO-MITSUBISHI, UFJ, LTD.,
NEW YORK BRANCH (as successor to
 UFJ BANK LIMITED), as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	 
	 	By:  	
 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-16

 

	 	 	 	 	 
	 	U.S. BANK NATIONAL ASSOCIATION, 

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-17

 

	 	 	 	 	 
	 	WACHOVIA BANK, NATIONAL ASSOCIATION, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

 

S-18

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