Document:

exv10w31

Exhibit 10.31

EXECUTION VERSION

 

FIRST AMENDMENT TO WAREHOUSE LOAN AGREEMENT

Dated
as of April 1, 2011

among

ALC
WAREHOUSE BORROWER, LLC, as Borrower,

THE LENDERS FROM TIME TO TIME PARTY HERETO,

and

CREDIT SUISSE AG, NEW YORK BRANCH, as Agent

 

 

 

FIRST AMENDMENT TO WAREHOUSE LOAN AGREEMENT

     THIS FIRST AMENDMENT TO WAREHOUSE LOAN AGREEMENT, dated as of April 1, 2011 (this
“Amendment”), is entered into by and among ALC WAREHOUSE BORROWER, LLC, as Borrower, the Lenders
from time to time party to the Warehouse Agreement (defined below) and CREDIT SUISSE, NEW YORK
BRANCH AG, as Agent. Capitalized terms used and not otherwise defined herein are used as defined
in the Warehouse Loan Agreement, dated as of May 26, 2010 (as amended, restated, modified and
supplemented from time to time, the “Warehouse Agreement”), among ALC Warehouse Borrower, LLC, as
Borrower, the Lenders from time to time a party thereto, and Credit Suisse AG, New York Branch, as
Agent;

     WHEREAS, the parties hereto desire to amend the Warehouse Agreement in certain respects as
provided herein;

     NOW THEREFORE, in consideration of the premises and other material covenants contained herein,
the parties hereto agree as follows:

     Section 1. Amendments to the Warehouse Agreement. Section 1.01 of the Warehouse
Agreement is hereby amended by:

          (a) inserting a new definition of “Agent Account” after the definition of
“Agent” as follows:

     ““Agent Account” means Bank of New York, ABA: 021000018,
Account Name: NY Participation Account, Account Number: 8900329262.”

          (b) deleting the definition of “Advance Borrowing Base” in its entirety and inserting
the following in lieu thereof:

     ““Advance Borrowing Base” means, as of any date with respect to the
Portfolio and calculated on an aggregate basis (after giving effect to (x) the
addition to the Advance Borrowing Base of any and all Aircraft to the Portfolio on
such date and Cash Collateral to be added to the Cash Collateral Account or made
available for drawing under any Acceptable Letter of Credit, in each case, on such
date and (y) the reduction of the Advance Borrowing Base in respect of any and all
Aircraft, Airframes or Engines to be released from the Portfolio, Cash Collateral to
be released from the Cash Collateral Account, and availability to be reduced or
eliminated with respect to any Acceptable Letter of Credit, in each case, on such
date in accordance with Section 7.04(d), Section 11.23 or
otherwise), the sum of (a) seventy percent (70.0%) of the Aggregate Aircraft
Value at such time plus (b) fifty percent (50.0%) of Cash Collateral held by
the Depositary in the Cash Collateral Account and available for drawing under any
Acceptable Letter of Credit, in each case, at such time.”

          (c) deleting the definition of “Aircraft Leasing Subsidiary” in its entirety and
inserting the following in lieu thereof:

 

 

[First Amendment to Warehouse Loan Agreement]

     ““Aircraft Leasing Subsidiary” means (a) a wholly owned (directly or
indirectly) Subsidiary of the Borrower which was created for the sole purpose of
leasing Aircraft from the Borrower or an Aircraft Owning Subsidiary and leasing such
Aircraft to a Lessee or Lessees or (b) a trust, the entire beneficial interest in
which is wholly owned (directly or indirectly) by the Borrower, which was created
for the sole purpose of leasing (directly or indirectly) Aircraft from the Borrower
or Aircraft from an Aircraft Owning Subsidiary and leasing such Aircraft to a Lessee
or Lessees, in any case, incorporated, organized or formed under the laws of any
state of the United States (or the District of Columbia), Ireland or any other
jurisdiction acceptable to the Agent.”

          (d) deleting the definition of “Aircraft Value” in its entirety and inserting the
following in lieu thereof:

     ““Aircraft Value” means, with respect to any Aircraft, the lesser of
(a) (i) the arithmetic average of the Appraised Values as set forth in three
Independent Appraisals, one from each of the three Independent Appraisers, provided
to the Agent with respect to the Transfer Date for such Aircraft minus (ii) as of
any date of determination, the product of (x) the Monthly Depreciation for such
Aircraft multiplied by (y) the number of full Measuring Periods elapsed from the
Transfer Date of such Aircraft to the date of the most recent Settlement Date to
have occurred and (b) the arithmetic average of the Appraised Values as set forth in
three Independent Appraisals, one from each of the three Independent Appraisers,
then most recently delivered to the Agent (or, in the case of an Aircraft which has
suffered an Event of Loss, then most recently delivered to the Agent prior to such
Event of Loss); provided, however, that in any event, with respect to any Aircraft
with a Financed Modification, the “grossed up” Independent Appraisal with respect
thereto shall be applicable upon substantial completion of such Financed
Modification.”

          (e) deleting the definition of “Applicable LTV Percentage” in its entirety and
inserting the following in lieu thereof:

     ““Applicable LTV Percentage” means, from and including the Closing Date
to but excluding the twelfth Settlement Date following the Availability Expiration
Date, 70.0%; from and including the twelfth Settlement Date following the
Availability Expiration Date to but excluding the twenty-fourth Settlement Date
following the Availability Expiration Date, 62.5%; from and including the
twenty-fourth Settlement Date following the Availability Expiration Date to but
excluding the thirty-sixth Settlement Date following the Availability Expiration
Date, 55.0%; and on the thirty-sixth Settlement Date following the Availability
Expiration Date and thereafter, 50.0%.”

          (f) deleting the definition of “Applicable Margin” in its entirety and inserting the
following in lieu thereof:

     ““Applicable Margin” means two and one-half percent (2.50%).”

2

 

[First Amendment to Warehouse Loan Agreement]

          (g) deleting the definition of “Availability Period” in its entirety and inserting the
following in lieu thereof:

     ““Availability Period” means the period commencing on the Closing Date
and ending on the Settlement Date occurring in June 2013, as extended in accordance
with Section 2.02, and as earlier terminated pursuant to the terms hereof,
including Section 2.07 hereof.”

          (h) deleting the definition of “Available Collateral Debt Amount” in its entirety and
inserting the following in lieu thereof:

     ““Available Collateral Debt Amount” means, with respect to any
Aircraft, the product of (A) the Prepayment Percentage related to such
Aircraft immediately prior to the time of determination times (B) the
Aircraft Value with respect to such Aircraft at the time of determination.”

          (i) Inserting a new definition of “Borrower’s Account” after the definition of
“Borrowing Base” as follows:

     ““Borrower’s Account” means the “Borrower’s Account”
established by the Depositary pursuant to the Depository Agreement.”

          (j) deleting the definition of “Defaulting Lender” in its entirety and inserting the
following in lieu thereof:

     ““Defaulting Lender” means any Lender, as determined by
the Agent, that has on the date of determination (a) failed to fund
any portion of its Loans at the time required to be funded by it
hereunder, except that a Lender shall not be a Defaulting Lender
pursuant to this clause (a) with respect to an Advance
pursuant to Section 2.03 that is received in the Agent
Account prior to 11:59 p.m. (New York City time) on the relevant
Prefunding Date, (b) notified the Borrower, the Agent, or any Lender
that it does not intend to comply with any of its funding
obligations under this Agreement or has made a public statement to
the effect that it does not intend to comply with its funding
obligations under this Agreement or under other agreements in which
it commits to extend credit or (c)(i) become or is insolvent or (ii)
become the subject of an Insolvency or Liquidation Proceeding, or
has taken any action in furtherance of, or indicating its consent
to, approval of or acquiescence in any such Insolvency or
Liquidation Proceeding.”

          (k) deleting the definition of “Eligibility Amount” in its entirety and inserting the
following in lieu thereof:

3

 

[First Amendment to Warehouse Loan Agreement]

     ““Eligibility Amount” means, at any time, an amount
equal to the quotient of (a) the Maximum Facility Amount (without
regard to any increase in the Maximum Facility Amount until any such
increase is effective as provided in Section 2.01(c)(iii))
divided by (b) 70.0%.”

          (l) deleting the definition of “Eligible L/C Issuer” in its entirety and inserting the
following in lieu thereof:

     ““Eligible L/C Issuer” means any bank or other
financial institution acceptable to the Agent which has at all times
both (a) a long-term senior unsecured debt rating of “A” or better
from S&P and (b) a long-term senior unsecured debt rating of “A2” or
better from Moody’s.”

          (m) Inserting a new definition of “Euro Deposit Account” after the definition of
“ERISA Affiliate” as follows:

     ““Euro Deposit Account” means the “Euro Deposit
Account” established by the Depositary or an Affiliate of the
Depositary pursuant to the Depository Agreement.”

          (n) Deleting the reference to “Concentration Account” in the definition of “Interest
Coverage Ratio” and inserting “Borrower’s Account” in lieu thereof;

          (o) Inserting a new definition of “Irish Deposit Account” after the definition of
“Ireland” as follows:

     ““Irish Deposit Account” means the “Irish Deposit Account” established
pursuant to the Depository Agreement.”

          (p) deleting the definition of “Prefunding Advances” in its entirety and inserting the
following in lieu thereof:

     ““Prefunding Advances” means Prefunding Advances made
by Lenders to the Agent Account pursuant to Section 2.03,
but only to the extent that such amounts remain in the Agent Account
or the Prefunding Account.”

          (q) deleting the definition of “Prefunding Date” in its entirety and inserting the
following in lieu thereof:

     ““Prefunding Date” means, for any Advance, the Business
Day immediately preceding the related Transfer Date or such earlier
date as requested by the Borrower and agreed to by the Agent as
provided in Section 2.03(a), on which the Prefunding
Advances are to be advanced to the Agent Account.”

4

 

[First Amendment to Warehouse Loan Agreement]

          (r) deleting the definition of “Prepayment Percentage” in its entirety and inserting
the following in lieu thereof:

     ““Prepayment Percentage” means, with respect to any
Aircraft, a fraction, expressed as a decimal carried to five (5)
decimal places, calculated as follows:

	 	 	 	 	 

	PP

	 	=
	 	   OPB  
   FA
	 
	 	 	 	 
	where
	 	 	 	 
	 
	 	 	 	 
	“AAV”

	 	=
	 	the Aggregate Aircraft Value immediately prior to the
applicable prepayment;
	 
	 	 	 	 
	“AV”

	 	=
	 	the Aircraft Value of such Aircraft immediately prior to
the applicable prepayment;
	 
	 	 	 	 
	“FA”

	 	=
	 	the greater of (i) AAV
minus PEA and (ii) AV;
	 
	 	 	 	 
	“OPB”

	 	=
	 	the aggregate outstanding principal balance of the Loans
(including any outstanding Special Loans) immediately prior
to the applicable prepayment;
	 
	 	 	 	 
	“PEA”

	 	=
	 	the Prefunded Equity Amount immediately prior to the
applicable prepayment; and
	 
	 	 	 	 
	“PP”

	 	=
	 	the Prepayment Percentage.”

          (s) deleting the reference to “Concentration Account” in the definition of “Six Month
Interest Coverage Ratio” and inserting “Borrower’s Account” in lieu thereof.

          (t) deleting the definition of “Total Funded Amount” in its entirety.

     Section 2. Section 2.03(a) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(a) The making of each Advance by each Lender hereunder shall be subject to receipt by the
Agent of a Notice of Borrowing not later than 11:00 a.m. (New York City time) on the third Business
Day prior to the date of the proposed Transfer Date. Advances to fund an approved Financed
Modification shall be made upon receipt by the Agent of a Notice of Borrowing not later than 11:00
a.m. (New York City time) on the third Business Day prior to the date of the proposed Advance,
together with all information with respect thereto reasonably requested by the Agent (including,
but not limited to evidence of the expected or actual cost (including but not limited to invoices)
of such Financed Modification and evidence of substantial completion of such Financed
Modification), in each case in form and substance satisfactory to the Agent. Upon receipt of such
Notice of Borrowing (but in no event later than the end of the day the Agent receives such Notice
of Borrowing), the Agent shall notify each applicable

5

 

[First Amendment to Warehouse Loan Agreement]

Designated Lender of the amount of the Advance to be made by such Designated Lender on such
Transfer Date by delivering an Agent’s Financing Notice to such Designated Lender. At the time the
Agent delivers to each Designated Lender an Agent’s Financing Notice, the Agent shall deliver to
each Lender a copy of the related Request sent to the Agent by the Borrower. Each Designated
Lender shall make its Advance, or instruct (followed by reasonably diligent attention to such
instruction until such time as the Agent shall have received such Advance) its correspondent bank,
if any, to make its Advance, or cause the Conduit Lender it sponsored or for which it acts as a
Support Party, if any, to make its Advance, to the Agent Account by 2:00 p.m. (New York City time)
on the Prefunding Date to be forwarded by the Agent to the Prefunding Account by the end of such
Business Day (and, if such Advance has been wired but not received by the time required hereby, the
applicable Designated Lender shall immediately provide confirmation that such Advance has been
made, which confirmation may be accomplished by providing a SWIFT confirmation or Fed Reference
Number), which, unless extended in accordance with the following sentences, shall be the Business
Day immediately preceding the date of the proposed Transfer Date to the Agent Account. Subject to
the fulfillment of the conditions as set forth in Section 5.02 for such Advance (as may be
modified by Section 5.03), and to the Agent’s receipt of each Lender’s Advance from such
Lender, the Agent shall on the relevant Transfer Date make available to the Borrower at such
account in the United States designated by the Borrower, the amount of such Advance in immediately
available funds via wire transfer. Notwithstanding the preceding sentence, and subject to
clause (b) below, the Borrower may request (i) the Transfer Date be extended to a date
specified in writing by the Borrower to the Agent, which request the Agent may grant in its sole
and absolute discretion and (ii) the Lenders make available the amount of such Prefunding Advance
in the Prefunding Account for a period of time no greater than five (5) Business Days prior to the
applicable Transfer Date. Such amounts contemplated in this Section 2.03 to be held in the
Prefunding Account shall be invested overnight at the Borrower’s risk and direction in Permitted
Investments (the proceeds of which shall be for the account of the Borrower) in accordance with the
Depository Agreement. If the conditions of Section 5.02 are not satisfied, deferred
pursuant to Section 5.03 or waived in accordance with this Agreement on such Transfer Date,
as such Transfer Date may be extended in accordance with clause (i) above, any amounts
advanced by the Lenders pursuant to this clause (a) shall be returned to the Agent Account
to be forwarded by the Agent to the applicable Lenders and any amounts advanced by ALC pursuant to
Section 5.02(b) shall be returned to ALC, in either case on such proposed Transfer Date
(or, if after 2:00 p.m. New York time, on the next Business Day). Any amounts made available
pursuant to clause (ii) above shall accrue interest as provided in Section
3.04(a)(i) and (ii).”

     Section 3. Section 3.02(f) of the Warehouse Agreement is hereby amended by deleting the
reference to “Concentration Account” and inserting “Borrower’s Account for further credit to the
applicable Facility Account” in lieu thereof.

     Section 4. Section 3.03(a) of the Warehouse Agreement is hereby amended by:

          (a) deleting each reference to “Concentration Account” in the first paragraph of Section
3.03(a) and inserting “other Facility Accounts” in lieu thereof; and

6

 

[First Amendment to Warehouse Loan Agreement]

          (b) deleting the reference to “Concentration Account” in clause second of Section
3.03(a) and inserting “Borrower’s Account for further credit to the applicable Facility Account” in
lieu thereof.

     Section 5. Section 3.03(b) of the Warehouse Agreement is hereby amended by deleting clause
fifth thereof in its entirety and inserting the following in lieu thereof:

     “fifth, to the Lenders for the payment of the unpaid principal amount of the Loans in
an amount equal to but not exceeding, with respect to such an Aircraft, the Prepayment Amount or,
with respect to such an Airframe or Engine, all of the proceeds of such Disposition;”

     Section 6. Section 3.03(c) of the Warehouse Agreement is hereby amended by deleting the
reference to “Concentration Account” in the first paragraph of Section 3.03(c) and inserting “other
Facility Accounts” in lieu thereof.

     Section 7. Section 3.03(d) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(d) All payments to Designated Lenders shall be made to the Agent Account to be forwarded by
the Agent to each Designated Lender in accordance with the payment instructions for the applicable
Designated Lender in Schedule I, unless otherwise directed in writing by the applicable
Designated Lender.”

     Section 8. Section 3.04(b) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

     “(b) From and after the Availability Expiration Date, the Loans shall bear additional
interest (in addition to the interest payable pursuant to clause (a) above and
clause (c) below (if any)) on the outstanding principal amount thereof, for each day
during each Interest Period applicable thereto, at a rate per annum equal to, (i) from and
including the Availability Expiration Date to but excluding the first Interim Repayment
Date, 0.75% per annum, (ii) from and including the first Interim Repayment Date to but
excluding the second Interim Repayment Date, 1.25% per annum, (iii) from and including the
second Interim Repayment Date to but excluding the third Interim Repayment Date, 1.75% per
annum and (iv) from and including the third Interim Repayment Date and thereafter, 2.25% per
annum (all such aggregated additional interest owing on any Loans pursuant to clauses
(i) through (iv), the “Aggregated Additional Interest”). Such accrued
interest shall be aggregated on the last day of such Interest Period and any such amount
owing as Aggregated Additional Interest shall, upon such aggregation, accrue interest at the
Applicable Rate (plus the Default Margin if a Facility Event of Default has occurred and is
continuing) and shall be deemed “Aggregated Additional Interest”. Aggregated Additional
Interest and the interest thereon shall be payable in arrears in accordance with Section
3.03.”

     Section 9. Section 3.05 of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

7

 

[First Amendment to Warehouse Loan Agreement]

     “SECTION 3.05 Unutilized Fee. A fee equal to 0.750% per annum of the daily average
aggregate Unused Allocated Amount shall accrue from the Closing Date (the “Unutilized Fee”)
and shall be due and payable to the Lenders ratably in accordance with each Lender’s Loan
Percentage of such Unused Allocated Amount in arrears on each Settlement Date to the extent
provided in Section 3.03. To the extent that an Unutilized Fee paid to a Lender does not
correspond with the amount provided herein for the applicable Settlement Date, such payment will be
reconciled by the Borrower on the immediately succeeding Settlement Date, to the extent provided in
Section 3.03.”

     Section 10. Section 4.06(d) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(d) Subject to clause (g) and without duplication of any amount payable under
clause (a)(i), the Borrower shall indemnify each Protected Party for any Non-Excluded Taxes
and Other Taxes levied, imposed or assessed on such Protected Party with respect to any payment by
or on account of any obligation of the Borrower under any Loan Document whether or not such
Non-Excluded Taxes or Other Taxes are correctly or legally asserted by the relevant Governmental
Entity, provided, that the Borrower shall have no liability hereunder in respect of
interest, penalties or additions to tax attributable to any Non-Excluded Taxes or Other Taxes if
such interest, penalties or additions to tax are the result of the gross negligence or willful
misconduct of the Agent (it being understood and agreed that the Borrower will pay the Agent’s
reasonable legal costs to defend any such action, unless it is determined in a final,
non-appealable judgment by a court of competent jurisdiction that such interest, penalties or
additions to tax are the direct result of the gross negligence or willful misconduct of the Agent).
In addition, the Borrower shall indemnify each Protected Party for any incremental Taxes and Other
Taxes that may become payable by such Protected Party as a result of any failure of the Borrower to
deliver to the Agent, pursuant to clause (c), documentation evidencing the payment of Taxes
or Other Taxes. With respect to indemnification for Non-Excluded Taxes and Other Taxes actually
paid by any Protected Party or the indemnification provided in the immediately preceding sentence,
such indemnification shall be made within 30 days after the date such Protected Party makes written
demand therefor accompanied by a written statement describing the basis for such indemnity and the
computation of the amount payable. The Borrower acknowledges that any payment made to any
Protected Party in respect of the indemnification obligations of the Borrower provided in this
clause shall constitute a payment in respect of which the provisions of clause (a)(i) and
this clause shall apply.”

     Section 11. Section 7.04(a) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(a) The Borrower shall cause the Depositary to create the Concentration Account, the
Prepayment Accounts, the Collection Account, the Rent Account, the Deposit Account, the Cash
Collateral Account, the Prefunding Account, the Aircraft Expenses Account, the Additional
Collateral Account, the Lessee Accounts and other Depository Accounts, in each case in
accordance with the terms of the Depository Agreement. The Borrower shall, and shall cause
the Servicer and each Aircraft Subsidiary to, deposit all Cash Flow received by each such
Person directly into the Borrower’s Account, the Euro Deposit Account or the Irish Deposit
Account, in each

8

 

[First Amendment to Warehouse Loan Agreement]

case, for further credit to the applicable Facility Account. The Borrower shall, and shall
cause the Servicer and each applicable Aircraft Subsidiary to, instruct each Lessee in
writing to make all payments under the applicable Lease (except for Excepted Payments (which
shall be payable to the Persons for whose benefit any such payment is made)) directly to the
Borrower’s Account, the Euro Deposit Account or the Irish Deposit Account, in each case, for
further credit to the applicable Facility Account.”

     Section 12. Section 7.04(b) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(b) On or before the Transfer Date for an Aircraft, the Borrower shall (i) transfer or
cause to be transferred all cash held by any ALC Party (or any applicable Seller) as a
“security deposit” (or other similar term as defined and used in any aircraft lease), if
any, with respect to any Lease for such Aircraft (each, along with any additional “security
deposits” paid pursuant to any Lease for such Aircraft, a “Deposit”) to the
Borrower’s Account, the Euro Deposit Account or the Irish Deposit Account, in each case, for
further credit to the Deposit Account or an Individual AS Account, (ii) deliver to the Agent
a certificate from an Authorized Officer of the Borrower certifying that the amount so
transferred is the correct amount as required by the applicable Lease, and (iii) direct each
applicable Lessee in writing to pay any Deposit paid after such Transfer Date and prior to
the Termination Date directly to the Borrower’s Account, the Euro Deposit Account or the
Irish Deposit Account, and upon receipt thereof, by the Depositary, pursuant to the
Depository Agreement, shall transfer such amount: (x) in the case of a Lease that requires
that the Deposit be maintained in a separate account, to a Lessee Segregated Account to be
maintained therein in accordance with the applicable terms of the Lease, (y) in the case of
a Lease that requires that interest be paid on the Deposit, to a Lessee Interest Account and
(z) in all other cases, to the applicable Deposit Account. The Agent shall cause the
Depositary to pay to the Borrower or the applicable Aircraft Subsidiary for payment to the
applicable Lessee all or part of the applicable Deposit as and when required pursuant to the
applicable Lease upon receipt of a written notice to the Agent signed by an Authorized
Officer of the Borrower certifying that the applicable Lessee is entitled to all or part of
such Deposit under the applicable Lease, together, at the request of the Agent, with copies
of all supporting documentation required under such Lease to evidence such entitlement. The
Borrower or the applicable Aircraft Subsidiary, as the case may be, shall, as between it and
its Lessee and notwithstanding the Depositary or the Collateral Agent’s holding of any such
Deposits, remain responsible for transmitting, or causing to be transmitted, the appropriate
amount of such Deposits to its Lessee entitled to the applicable Deposit. Upon termination
of any Lease, any Deposits remaining in the Deposit Account with respect thereto after
payment of any amounts owed to the related Lessee shall be transferred to the Concentration
Account. If a Deposit is in the form of a letter of credit, unless waived by the Agent in
writing, the letter of credit shall be issued or re-issued to the Borrower or the applicable
Aircraft Subsidiary not later than the Transfer Date for the relevant Aircraft, the letter
of credit shall be payable only to the Borrower’s Account, the Euro Deposit Account or the
Irish Deposit Account, in each case, for further credit to the Deposit Account, and the
Borrower shall, or shall cause such Aircraft Subsidiary to, draw such letter of credit as a
Deposit at the instruction of the Agent, subject to the terms of the applicable Lease and

9

 

[First Amendment to Warehouse Loan Agreement]

letter of credit, and such Deposit is to be transferred to and to be held or applied by the
Borrower pursuant to the terms of this Agreement and the Depository Agreement. Upon request
of the Agent, the Borrower or the applicable Aircraft Subsidiary shall deliver any such
letters of credit to the Collateral Agent, and the Collateral Agent will hold such letters
of credit pursuant to the terms of the Security Agreement.”

     Section 13. Section 7.04(c) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(c) On or before the Transfer Date for an Aircraft, the Borrower shall (i) transfer or
cause to be transferred all cash held by any ALC Party (or any applicable Seller) as a
“maintenance reserve” (or similar term defined and used in any aircraft lease), if any, with
respect to such Aircraft (each, along with any additional “maintenance reserve” paid
pursuant to any Lease for such Aircraft, a “Maintenance Reserve”) to the Borrower’s
Account, the Euro Deposit Account or the Irish Deposit Account, in each case, for further
credit to the Rent Account, (ii) deliver to the Agent a certificate from an Authorized
Officer of the Borrower and the Servicer certifying that the amount so transferred is
correct as required by the applicable Lease, and submit copies of all supporting
documentation and other data to which the Borrower or the Aircraft Subsidiary, as the case
may be, is entitled to support the determination of such amount, and (iii) direct each
applicable Lessee in writing to pay any such Maintenance Reserve paid after such Transfer
Date and prior to the Termination Date directly to the Borrower’s Account, the Euro Deposit
Account or the Irish Deposit Account, in each case, for further credit to Rent Account.
Such amounts in the Rent Account shall be applied on the immediately succeeding Settlement
Date as provided in Section 3.03.”

     Section 14. Section 7.04(h) of the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the following in lieu thereof:

          “(h) At any time, the Borrower may elect to provide the Collateral Agent with an Acceptable
Letter of Credit as Cash Collateral otherwise required to be maintained in the Cash Collateral
Account. At any time an Acceptable Letter of Credit is issued as Cash Collateral, the amount of
cash and the principal amount of Permitted Investments held in the Cash Collateral Account shall
not be less than $15,000,000 in the aggregate. Any such Acceptable Letter of Credit shall be
issued in favor of the Collateral Agent and shall secure the amounts described in clause
(f) above and be made available for drawing against amounts described in clause (f)
above. At the time of issuance of any Acceptable Letter of Credit, the Borrower shall provide to
the Agent, the Collateral Agent, each Lender and each other Protected Party, prior to the exercise
of the Borrower’s right hereunder to provide an Acceptable Letter of Credit as Cash Collateral,
evidence reasonably acceptable to the Agent as to the due authorization, execution and delivery by
and the enforceability of such Acceptable Letter of Credit against such issuer (it being understood
that an opinion of counsel shall not be required evidence as to the due authorization, execution
and delivery by and the enforceability of such Acceptable Letter of Credit against such issuer).
If, at any time while Loans or other Obligations under the Loan Documents remain unpaid, an issuer
ceases to be an Eligible L/C Issuer, unless the non-conforming Acceptable Letter of Credit is
replaced with an Acceptable Letter of Credit within sixty (60) days after the Borrower obtains
knowledge of such event, the Agent may, either

10

 

[First Amendment to Warehouse Loan Agreement]

(x) draw on the non-conforming Acceptable Letter of Credit in an amount equal to the amount
available for drawing under such non-conforming Acceptable Letter of Credit or (y) direct that the
Borrower fund the Cash Collateral Account in an amount equal to the amount available for drawing
under the non-conforming Acceptable Letter of Credit. In the event that the Collateral Agent draws
on an Acceptable Letter of Credit, such proceeds shall be immediately deposited into the Collection
Account. Upon the replacement of any non-conforming Acceptable Letter of Credit with a conforming
Acceptable Letter of Credit, such non-conforming Acceptable Letter of Credit shall be returned to
the Borrower for cancellation.”

     Section 15. Schedule I to the Warehouse Agreement is hereby amended by deleting it in its
entirety and inserting the Schedule I attached hereto in lieu thereof. In connection with the
change in certain Lenders’ Allocations that will be effective as provided in Section 19 hereof,
each Lender agrees to make and/or receive transfers of funds from other Lenders as shall be
necessary to cause the outstanding principal balance of the Loans held by the Lenders to be in the
same relative proportion as provided in Schedule I hereto under the column entitled “Pro-Rata
Share”.

     Section 16. Paragraph 2(c)(ii) of Schedule II to the Warehouse Agreement is hereby amended by:

          (a) deleting the reference to “B787-800” and inserting “B787-8” in lieu thereof; and

          (b) deleting the reference to “B787-900” and inserting “B787-9” in lieu thereof.

     Section 17. Paragraph 4(a) of Schedule II to the Warehouse Agreement is hereby amended by
deleting it in its entirety and inserting the following in lieu thereof:

	 	“(a)	 	 if (i) the aggregate amount of the Loans then outstanding exceeds 35% of the
Maximum Facility Amount and (ii) the weighted average (by Aircraft Value) remaining
lease term of all Leases associated with each Aircraft then in the Portfolio is less
than thirty-six (36) months, then the Lease associated with the Aircraft to be funded
must have a remaining lease term greater than thirty-six (36) months.”

     Section 18. Paragraph 4(b) of Schedule II to the Warehouse Agreement is hereby amended by
deleting it in its entirety and inserting the following in lieu thereof:

	 	“(b)	 	 if (i) the aggregate amount of the Loans then outstanding exceeds 35% of the
Maximum Facility Amount and (ii) the weighted average (by Aircraft Value) age of all
Aircraft then in the Portfolio is greater than five (5.0) years old (measured from date
of manufacture), then the Aircraft to be funded must be younger than five (5.0) years
old (measured from date of manufacture).”

11

 

[First Amendment to Warehouse Loan Agreement]

     Section 19. Effective Date; Warehouse Agreement in Full Force and Effect as Amended.

          (a) Section 1 through Section 18 of this Amendment shall become effective (the
“Effective Date”) on the later to occur of (i) when the Agent shall have received counterparts of
this Amendment executed by the Borrower, the Agent and each Lender and (ii) April 21, 2011.

          (b) Except as specifically amended hereby, the Warehouse Agreement shall remain in full force
and effect. All references to the Warehouse Agreement shall be deemed to mean the Warehouse
Agreement as modified hereby. This Amendment shall not constitute a novation of the Warehouse
Agreement, but shall constitute an amendment thereof. The parties hereto agree to be bound by the
terms and conditions of the Warehouse Agreement, as amended by this Amendment, as though such terms
and conditions were set forth herein.

     Section 20. Miscellaneous.

          (a) This Amendment may be executed in any number of counterparts, and by the different parties
hereto on the same or separate counterparts, each of which when so executed and delivered shall be
deemed to be an original instrument but all of which together shall constitute one and the same
agreement.

          (b) The descriptive headings of the various sections of this Amendment are inserted for
convenience of reference only and shall not be deemed to affect the meaning or construction of any
of the provisions hereof.

          (c) Each of the Agent, the Lenders and the Collateral Agent do not waive and have not waived,
and hereby expressly reserve, its right at any time to take any and all actions, and to exercise
any and all remedies, authorized or permitted under the Warehouse Agreement, as amended, or any of
the other Loan Documents, as amended, or available at law or equity or otherwise. Without limiting
the foregoing, nothing in this Amendment constitutes a waiver of any Facility Event of Default
under the Warehouse Agreement, or of any condition to Advances thereunder.

          (d) Any provision in this Amendment which is prohibited or unenforceable in any jurisdiction
shall, as to such jurisdiction, be ineffective to the extent of such prohibition or
unenforceability without invalidating the remaining provisions hereof, and any such prohibition or
unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in
any other jurisdiction.

          (e) THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT SHALL BE
GOVERNED BY AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK
(INCLUDING, WITHOUT LIMITATION, SECTIONS 5-1401 AND 5-1402 OF THE NEW YORK GENERAL OBLIGATION LAW).

12

 

[First Amendment to Warehouse Loan Agreement]

     IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by their respective
officers thereunto duly authorized, as of the date first above written.

	 	 	 	 	 
	 	ALC WAREHOUSE BORROWER, LLC, as Borrower

By: Air Lease Corporation

Its: Manager

 	 
	 	By:  	/s/
James
C. Clarke	 
	 	Name:  	James
C. Clarke	 
	 	Title:  	Senior Vice President 

& Chief
Financial Officer	 

 

 

[First Amendment to Warehouse Loan Agreement]

	 	 	 	 	 

	 	 	 	 	 
	 	CREDIT SUISSE AG, NEW YORK BRANCH, as Agent

 	 
	 	By:  	/s/
Scott Corman	 
	 	 	Name:  	
Scott Corman	 
	 	 	Title:  	Managing Director	 
	 
	 	 	 
	 	By:  	/s/
David
Center
 	 
	 	 	Name:  	David
Center	 
	 	 	Title:  	Vice President	 

 

 

[First Amendment to Warehouse Loan Agreement]

	 	 	 	 	 

	 	 	 	 	 
	 	CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH, as a Designated Lender

 	 
	 	By:  	
/s/ Kim M. Cuozzo
 	 
	 	 	Name:  	Kim M. Cuozzo	 
	 	 	Title:  	Authorized Signatory	 
	 
	 	 	 
	 	By:  	/s/
Fred Mastromarino
 	 
	 	 	Name:  	Fred Mastromarino	 
	 	 	Title:  	Authorized Signatory	 
	 
	 	ALPINE SECURITIZATION CORP, as a Conduit Lender

By: Credit Suisse AG, New York Branch, as its administrative agent

 	 
	 	By:  	/s/
Kim M. Cuozzo 	 
	 	 	Name:  	Kim M. Cuozzo 	 
	 	 	Title:  	Authorized Signatory	 
	 
	 	 	 
	 	By:  	/s/
Fred Mastromarino
 	 
	 	 	Name:  	Fred Mastromarino	 
	 	 	Title:  	Vice President	 
	 

 

 

	 	 	 	 	 
	 	[First Amendment to Warehouse Loan Agreement]

COMMONWEALTH BANK OF AUSTRALIA, OFFSHORE BANKING UNIT, as a Designated Lender

 	 
	 	By:  	
/s/ Michael Brown	 
	 	 	Name:  	Michael Brown	 
	 	 	Title:  	Senior Vice President	 

 

 

	 	 	 	 	 

	 	 	 	 	 
	 	[First Amendment to Warehouse Loan Agreement]

DEUTSCHE BANK AG, LONDON BRANCH, as a Designated Lender

 	 
	 	By:  	
/s/ Pamela H. Smith	 
	 	 	Name:  	Pamela H. Smith	 
	 	 	Title:  	Managing Director	 
	 
	 	 	 
	 	By:  	
/s/ Ian Faraday	 
	 	 	Name:  	Ian Faraday	 
	 	 	Title:  	Director	 

 

 

	 	 	 	 	 

	 	 	 	 	 
	 	[First Amendment to Warehouse Loan Agreement]

SCOTIABANK EUROPE PLC, as a Designated Lender

 	 
	 	By:  	
/s/ Eugene Dempsey	 
	 	 	Name:  	Eugene Dempsey	 
	 	 	Title:  	Director 

Corporate Banking	 

 

 

	 	 	 	 	 
	 	[First Amendment to Warehouse Loan Agreement]

SOCIÉTÉ GÉNÉRALE, as a Designated Lender

 	 
	 	By:  	
/s/ Anne de Kouchkovsky	 
	 	 	Name: 	Anne de Kouchkovsky	 
	 	 	Title: 	Managing Director	 

 

 

	 	 	 	 	 
	 	[First Amendment to Warehouse Loan Agreement]

WELLS FARGO BANK, NATIONAL ASSOCIATION, as a Designated Lender

 	 
	 	By:  	/s/ William Eustis
 	 
	 	 	Name:  	William Eustis	 
	 	 	Title:  	Directorexv10w3

Exhibit 10.3

SECOND AMENDMENT AGREEMENT

     This SECOND AMENDMENT AGREEMENT (this “Amendment”) is made as of the 10th day of
March, 2011 among:

          (a) GIBRALTAR INDUSTRIES, INC., a Delaware corporation (“Gibraltar”);

          (b) GIBRALTAR STEEL CORPORATION OF NEW YORK, a New York corporation (“GSNY” and,
together with Gibraltar, collectively, “Borrowers” and, individually, each a “Borrower”);

          (c) the Lenders, as defined in the Credit Agreement, as hereinafter defined;

          (d) KEYBANK NATIONAL ASSOCIATION, as the lead arranger, sole book runner and
administrative agent for the Lenders under the Credit Agreement (“Agent”);

          (e) JPMORGAN CHASE BANK, N.A. and BMO HARRIS FINANCING, INC., formerly known as BMO
Capital Markets Financing, Inc., as co-syndication agents; and

          (f) HSBC BANK USA, NATIONAL ASSOCIATION and MANUFACTURERS AND TRADERS TRUST COMPANY, as
co-documentation agents.

     WHEREAS, Borrowers, Agent and the Lenders are parties to that certain Third Amended and
Restated Credit Agreement, dated as of July 24, 2009, that provides, among other things, for loans
and letters of credit aggregating Two Hundred Million Dollars ($200,000,000), all upon certain
terms and conditions (as amended and as the same may from time to time be further amended, restated
or otherwise modified, the “Credit Agreement”);

     WHEREAS, Borrowers, Agent and the Lenders desire to amend the Credit Agreement to modify
certain provisions thereof and add certain provisions thereto;

     WHEREAS, each capitalized term used herein and defined in the Credit Agreement, but not
otherwise defined herein, shall have the meaning given such term in the Credit Agreement; and

     WHEREAS, unless otherwise specifically provided herein, the provisions of the Credit Agreement
revised herein are amended effective as of the date of this Amendment;

     NOW, THEREFORE, in consideration of the premises and of the mutual covenants herein and for
other valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
Borrowers, Agent and the Lenders agree as follows:

 

 

     1. Amendment to Definitions in the Credit Agreement. Section 1.1 of the Credit
Agreement is hereby amended to delete the definition of “Fixed Charge Coverage Ratio” therefrom and
to insert in place thereof the following:

          “Fixed Charge Coverage Ratio” means, as determined for the most recently completed four
fiscal quarters of Gibraltar, on a Consolidated basis and in accordance with GAAP, the ratio
of (a) (i) Consolidated EBITDA, minus (ii) Consolidated Unfunded Capital Expenditures, minus
(iii) Consolidated Income Tax Expense paid in cash (net of tax refunds received in cash) but
excluding taxes paid in cash that are specifically attributable to the gain from the United
Steel Products and Renown Disposition, minus (iv) Capital Distributions; to (b) Consolidated
Fixed Charges.

     2. Additions to Definitions in the Credit Agreement. Section 1.1 of the Credit
Agreement is hereby amended to add the following new definitions thereto:

          “Renown” means Renown Specialties Company Ltd., a company organized under the law of
Canada.

          “United Steel Products” means United Steel Products Company, Inc., a Minnesota
corporation.

          “United Steel Products and Renown Disposition” means the sale by GSNY of all of its
outstanding equity interests in United Steel Products and Renown pursuant to the United
Steel Products and Renown Disposition Documents.

          “United Steel Products and Renown Disposition Date” means the date that the United
Steel Products and Renown Disposition is consummated, pursuant to the United Steel Products
and Renown Disposition Documents.

          “United Steel Products and Renown Disposition Documents” means the United Steel
Products and Renown Purchase Agreement and each other document executed and delivered in
connection therewith.

          “United Steel Products and Renown Purchase Agreement” means (a) that certain Stock
Purchase Agreement, dated as of March 10, 2011, among GSNY, MiTech Industries, Inc., a
Missouri corporation and MiTech Canada Ltd., a company organized under the law of Canada.

     3. Amendment to Addition of Borrowing Base Company Provisions. Section 2.15 of the
Credit Agreement is hereby amended to delete subsection (a) therefrom and to insert in place
thereof the following:

          (a) such Domestic Subsidiary shall have complied with all requirements of Section 5.20
hereof,

2

 

     4. Addition to Merger and Sale of Asset Covenant Provisions. Section 5.12 of the
Credit Agreement is hereby amended to add the following new subsection (k) at the end thereof:

     (k) if no Default or Event of Default shall have occurred and be continuing or
would result therefrom, GSNY may consummate the United Steel Products and Renown
Disposition, provided that:

     (i) the United Steel Products and Renown Disposition is on an arm’s
length basis and has been approved by the board of directors of GSNY;

     (ii) at least eighty percent (80%) of the consideration for the United
Steel Products and Renown Disposition consists of cash;

     (iii) one hundred percent (100%) of the Net Cash Proceeds from the
United Steel Products and Renown Disposition shall (A) first, if there are
any Revolving Loans outstanding, be applied to the Revolving Loans, with
such payment first to be applied to the outstanding Base Rate Loans and then
to the outstanding Eurodollar Loans, and (B) second, be applied or used for
such purposes as Borrowers deem appropriate (but not inconsistent with this
Agreement); and

     (iv) the United Steel Products and Renown Disposition occurs prior to
April 30, 2011.

     5. Amendment to Schedules After the United Steel Products and Renown Disposition Date.
Upon the acceptance by Agent of the updated Schedules to the Credit Agreement pursuant to Section
7 hereof, the Credit Agreement shall be amended to delete Schedule 2 (Guarantors of
Payment), Schedule 3 (Borrowing Base Companies), Schedule 4 (Real Property),
Schedule 5 (Pledged Securities), Schedule 6.1 (Corporate Existence; Subsidiaries;
Foreign Qualification), Schedule 6.9 (Locations) and Schedule 6.17 (Intellectual
Property) therefrom, and to insert in place thereof, respectively, a new Schedule 2,
Schedule 3, Schedule 4, Schedule 5, Schedule 6.1, Schedule
6.9 and Schedule 6.17.

     6. Closing Deliveries. Concurrently with the execution of this Amendment, Borrowers
shall:

          (a) cause each Guarantor of Payment to execute the attached Guarantor Acknowledgment
and Agreement; and

          (b) pay all legal fees and expenses of Agent in connection with this Amendment and any
other Loan Documents.

     7. Required Deliveries After the United Steel Products and Renown Disposition. Within
twenty (20) days after the United Steel Products and Renown Disposition Date, unless a longer
period is agreed to by Agent in writing, Borrowers shall deliver to Agent the following

3

 

replacement Schedules to the Credit Agreement, in each case, as may be requested by Agent, to be in
form and substance acceptable to Agent and giving effect to the United Steel Products and Renown
Disposition: Schedule 2 (Guarantors of Payment), Schedule 3 (Borrowing Base
Companies), Schedule 4 (Real Property), Schedule 5 (Pledged Securities),
Schedule 6.1 (Corporate Existence; Subsidiaries; Foreign Qualification), Schedule
6.9 (Locations) and Schedule 6.17 (Intellectual Property);

     8. Representations and Warranties. Borrowers hereby represent and warrant to Agent
and the Lenders that (a) Borrowers have the legal power and authority to execute and deliver this
Amendment; (b) the officers executing this Amendment have been duly authorized to execute and
deliver the same and bind Borrowers with respect to the provisions hereof; (c) the execution and
delivery hereof by Borrowers and the performance and observance by Borrowers of the provisions
hereof do not violate or conflict with the Organizational Documents of Borrowers or any law
applicable to Borrowers or result in a breach of any provision of or constitute a default under any
other agreement, instrument or document binding upon or enforceable against Borrowers; (d) no
Default or Event of Default exists, nor will any occur immediately after the execution and delivery
of this Amendment or by the performance or observance of any provision hereof; (e) each of the
representations and warranties contained in the Loan Documents is true and correct in all material
respects as of the date hereof as if made on the date hereof, except to the extent that any such
representation or warranty expressly states that it relates to an earlier date (in which case such
representation or warranty is true and correct in all material respects as of such earlier date);
(f) Borrowers are not aware of any claim or offset against, or defense or counterclaim to,
Borrowers’ obligations or liabilities under the Credit Agreement or any Related Writing; and (g)
this Amendment constitutes a valid and binding obligation of Borrowers in every respect,
enforceable in accordance with its terms.

     9. Waiver and Release. Borrowers, by signing below, hereby waive and release Agent
and each of the Lenders, and their respective directors, officers, employees, attorneys, affiliates
and subsidiaries, from any and all claims, offsets, defenses and counterclaims of which Borrowers
are aware, such waiver and release being with full knowledge and understanding of the circumstances
and effect thereof and after having consulted legal counsel with respect thereto.

     10. References to Credit Agreement and Ratification. Each reference to the Credit
Agreement that is made in the Credit Agreement or any other Related Writing shall hereafter be
construed as a reference to the Credit Agreement as amended hereby. Except as herein otherwise
specifically provided, all terms and provisions of the Credit Agreement are confirmed and ratified
and shall remain in full force and effect and be unaffected hereby. This Amendment is a Loan
Document.

     11. Counterparts. This Amendment may be executed in any number of counterparts, by
different parties hereto in separate counterparts and by facsimile signature, each of which, when
so executed and delivered, shall be deemed to be an original and all of which taken together shall
constitute but one and the same agreement.

4

 

     12. Headings. The headings, captions and arrangements used in this Amendment are for
convenience only and shall not affect the interpretation of this Amendment.

     13. Severability. Any term or provision of this Amendment held by a court of
competent jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder
of this Amendment and the effect thereof shall be confined to the term or provision so held to be
invalid or unenforceable.

     14. Governing Law. The rights and obligations of all parties hereto shall be governed
by the laws of the State of New York, without regard to principles of conflicts of laws.

[Remainder of page intentionally left blank.]

5

 

     JURY TRIAL WAIVER. EACH PARTY HERETO HEREBY IRREVOCABLY WAIVES, TO THE FULLEST
EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL
PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN
DOCUMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY
OTHER THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY
OTHER PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PERSON WOULD NOT, IN THE
EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE
OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT AND THE OTHER LOAN DOCUMENTS
BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION.

     IN WITNESS WHEREOF, the parties have executed and delivered this Amendment as of the date
first set forth above.

	 	 	 	 	 
	 	GIBRALTAR INDUSTRIES, INC.

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	GIBRALTAR STEEL CORPORATION OF

NEW YORK

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	KEYBANK NATIONAL ASSOCIATION,

as Agent and as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	MANUFACTURERS AND TRADERS

TRUST COMPANY,

as a Co-Documentation Agent and a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

Signature Page 1 of 3 to

Second Amendment Agreement

 

	 	 	 	 	 
	 	JPMORGAN CHASE BANK, N.A.,

as a Co-Syndication Agent and a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	BMO HARRIS FINANCING, INC.,

as a Co-Syndication Agent and a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	HARRIS N.A.,

as a Fronting Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	HSCB BANK USA, NATIONAL ASSOCIATION,

as a Co-Documentation Agent and a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	BANK OF AMERICA, N.A.,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	PNC BANK, NATIONAL ASSOCIATION,

as successor to National City Bank, as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

Signature Page 2 of 3 to

Second Amendment Agreement

 

	 	 	 	 	 
	 	US BANK, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	RBS CITIZENS, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	FIRST NIAGARA BANK, N.A.,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	COMERICA BANK,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	PNC BANK, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

Signature Page 3 of 3 to

Second Amendment Agreement

 

GUARANTOR ACKNOWLEDGMENT AND AGREEMENT

     The undersigned consent and agree to and acknowledge the terms of the foregoing Second
Amendment Agreement, dated as of March 10, 2011. The undersigned further agree that the
obligations of the undersigned pursuant to the Guaranty of Payment executed by the undersigned are
hereby ratified and shall remain in full force and effect and be unaffected hereby.

     The undersigned hereby waive and release Agent and the Lenders and their respective directors,
officers, employees, attorneys, affiliates and subsidiaries from any and all claims, offsets,
defenses and counterclaims of any kind or nature, absolute and contingent, of which the undersigned
are aware or should be aware, such waiver and release being with full knowledge and understanding
of the circumstances and effect thereof and after having consulted legal counsel with respect
thereto.

     JURY TRIAL WAIVER. THE UNDERSIGNED, TO THE EXTENT PERMITTED BY LAW, HEREBY WAIVE ANY
RIGHT TO HAVE A JURY PARTICIPATE IN RESOLVING ANY DISPUTE, WHETHER SOUNDING IN CONTRACT, TORT OR
OTHERWISE, AMONG BORROWERS, AGENT, THE LENDERS AND THE UNDERSIGNED, OR ANY THEREOF, ARISING OUT OF,
IN CONNECTION WITH, RELATED TO, OR INCIDENTAL TO THE RELATIONSHIP ESTABLISHED AMONG THEM IN
CONNECTION WITH THIS AMENDMENT OR ANY NOTE OR OTHER INSTRUMENT, DOCUMENT OR AGREEMENT EXECUTED OR
DELIVERED IN CONNECTION HEREWITH OR THE TRANSACTIONS RELATED THERETO.

	 	 	 	 	 	 	 

	AIR VENT INC.	 	ALABAMA METAL INDUSTRIES CORPORATION
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 
	 	 	 	 	 	 	 
	APPLETON SUPPLY CO., INC.	 	UNITED STEEL PRODUCTS COMPANY, INC.
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 
	 	 	 	 	 	 	 
	CONSTRUCTION METALS, LLC	 	DIAMOND PERFORATED METALS, INC.
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 

 

	 	 	 	 	 	 	 

	DRAMEX INTERNATIONAL INC	 	FLORENCE CORPORATION
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 
	 	 	 	 	 	 	 
	FLORENCE CORPORATION OF KANSAS	 	GIBRALTAR INTERNATIONAL, INC.
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 
	 	 	 	 	 	 	 
	GIBRALTAR STRIP STEEL, INC.	 	NOLL/NORWESCO, LLC
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 
	 	 	 	 	 	 	 
	SEA SAFE, INC.	 	SOLAR GROUP, INC.
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 
	 	 	 	 	 	 	 
	SOLAR OF MICHIGAN, INC.	 	SOUTHEASTERN METALS MANUFACTURING COMPANY, INC.
	 
	By: 	 	 	By: 	 
	 	Name: 	 	 	 	Name: 	 
	 	Title:	 	 	 	Title:	 

 

SCHEDULE 2

GUARANTORS OF PAYMENT

Air Vent Inc., a Delaware corporation

Alabama Metal Industries Corporation, a Delaware corporation

AMICO Holding Company, Inc.

Appleton Supply Co., Inc., a Delaware corporation

Construction Metals, LLC, a California limited liability company

Diamond Perforated Metals, Inc., a California corporation

Florence Corporation, an Illinois corporation

Florence Corporation of Kansas, a Kansas corporation

Gibraltar Strip Steel, Inc., a Delaware corporation

Noll/Norwesco, LLC, a Delaware limited liability company

Sea Safe, Inc., a Louisiana corporation

Solar Group, Inc., a Delaware corporation

Solar of Michigan, Inc., a Delaware corporation

Southeastern Metals Manufacturing Company, Inc., a Florida corporation

 

 

SCHEDULE 3

BORROWING BASE COMPANIES

Air Vent, Inc.

Alabama Metal Industries Corporation

AMICO Holding Company, Inc.

Appleton Supply Company, Inc.

Construction Metals, LLC

Diamond Perforated Metals, Inc.

Florence Corporation

Gibraltar Strip Steel, Inc.

Noll/Norwesco, LLC

Sea Safe, Inc.

Solar Group, Inc.

Southeastern Metals Manufacturing Company, Inc.

 

 

SCHEDULE 4

REAL PROPERTY

The following parcels of real property owned by the Borrowers and/or the Subsidiaries that are
subject to a Deed of Trust as required pursuant to the terms of the Agreement:

	(a)	 	3011 70th Avenue East, Fife Washington 98424
	 
	(b)	 	1320 Performance Drive, Stockton, California 95206
	 
	(c)	 	107 Fellowship Road, Taylorville, Mississippi 39168

 

 

SCHEDULE 5

PLEDGED SECURITIES

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Gibraltar Steel Corporation of New York

	 	Air Vent Inc.
	 	249 
	 	 	100	%	 	 	7	 	 	 	100	%
	Gibraltar Steel Corporation of New York

	 	Solar of Michigan, Inc.
	 	100 
	 	 	100	%	 	 	1	 	 	 	100	%
	Gibraltar Steel Corporation of New York

	 	Southeastern Metals Manufacturing
Company, Inc.
	 	252,021.7891 
	 	 	100	%	 	 	217	 	 	 	100	%
	Gibraltar Steel Corporation of New York

	 	Gibraltar Strip Steel, Inc.
	 	5 shares of Class A
	 	 	100	%	 	 	21	 	 	 	100	%
	 

	 	 	 	5 shares of Class B
	 	 	 	 	 	 	22	 	 	 	 	 
	Gibraltar Steel Corporation of New York

	 	GSC Flight Services Corp.
	 	100 shares
	 	 	100	%	 	 	1	 	 	 	100	%
	Gibraltar Industries, Inc.

	 	Appleton Supply Co., Inc.
	 	1,000 
	 	 	100	%	 	 	1	 	 	 	100	%
	Gibraltar Industries, Inc.

	 	Florence Corporation
	 	2,440 
	 	 	100	%	 	 	182	 	 	 	100	%
	Gibraltar Industries, Inc.

	 	Gibraltar Steel Corporation of New York
	 	101 
	 	 	100	%	 	 	C-24	 	 	 	100	%
	Gibraltar Industries, Inc.

	 	Solar Group, Inc.
	 	1,000 
	 	 	100	%	 	 	1	 	 	 	100	%

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Gibraltar Industries, Inc.

	 	Gibraltar Industries Germany GmbH**
	 	€25,000 
	 	 	100	%	 	None
	 	 	*	 
	Gibraltar Industries, Inc.

	 	Gibraltar Industries (UK) Limited**
	 	1 Ordinary Share
	 	 	100	%	 	 	2	 	 	 	*	 
	Gibraltar Industries, Inc.

	 	AMICO Holding Company, Inc.
	 	500 
	 	 	100	%	 	 	1	 	 	 	100	%
	AMICO Holding Company, Inc.

	 	Alabama Metal Industries Corporation
	 	110 
	 	 	100	%	 	28 and 29
	 	 	100	%
	Member: Southeastern Metals
Manufacturing Company, Inc.

	 	Construction Metals, LLC
	 	100% 
	 	 	100	%	 	None
	 	 	100	%
	Member: Southeastern Metals
Manufacturing Company, Inc.

	 	Noll/Norwesco, LLC
	 	100% 
	 	 	100	%	 	 	1	 	 	 	100	%
	Alabama Metal Industries Corporation

	 	Diamond Perforated Metals, Inc.
	 	1,000,000 
	 	 	100	%	 	 	7	 	 	 	100	%
	Alabama Metal Industries Corporation

	 	Sea Safe, Inc.
	 	15,008 Common Stock
	 	 	100	%	 	 	56	 	 	 	100	%
	Alabama Metal Industries Corporation

	 	AMICO Canada, Inc.**
	 	1,750,000 
	 	 	100	%	 	 	C-1	 	 	 	*	 
	Florence Corporation

	 	Florence Corporation of Kansas
	 	2,490 
	 	 	100	%	 	 	1	 	 	 	100	%

 

			
	*	 	100% of non-voting shares and equity interests and 65% of voting shares or equity interest
constitute Pledged Securities
	 
	**	 	Foreign Subsidiaries

 

 

SCHEDULE 6.1

CORPORATE EXISTENCE; SUBSIDIARIES; FOREIGN QUALIFICATIONS

1. The following list identifies the jurisdiction of organization/formation and each jurisdiction
in which any Company is qualified to do business:

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Air Vent Inc.

	 	Delaware
	 	Illinois
	 

	 	 	 	Iowa
	 

	 	 	 	Massachusetts
	 

	 	 	 	Mississippi
	 

	 	 	 	Missouri
	 

	 	 	 	North Carolina
	 

	 	 	 	Texas
	 
	 	 	 	 
	Alabama Metal Industries Corporation

	 	Delaware
	 	Alabama
	 

	 	 	 	California
	 

	 	 	 	Colorado
	 

	 	 	 	Florida
	 

	 	 	 	Illinois
	 

	 	 	 	Louisiana
	 

	 	 	 	Mississippi
	 

	 	 	 	Missouri
	 

	 	 	 	Ohio
	 

	 	 	 	South Carolina
	 

	 	 	 	Texas
	 

	 	 	 	Utah
	 

	 	 	 	Washington
	 
	 	 	 	 
	AMICO Holding Company, Inc.

	 	Delaware
	 	None
	 
	 	 	 	 
	Appleton Supply Co., Inc.

	 	Delaware
	 	Michigan
	 

	 	 	 	Wisconsin

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Construction Metals, LLC

	 	California
	 	Arizona
	 

	 	 	 	Colorado
	 

	 	 	 	Utah
	 

	 	 	 	Washington
	 
	 	 	 	 
	Diamond Perforated Metals, Inc.

	 	California
	 	None
	 
	 	 	 	 
	Florence Corporation

	 	Illinois
	 	None
	 
	 	 	 	 
	Florence Corporation of Kansas

	 	Kansas
	 	Utah
	 
	 	 	 	 
	Gibraltar Industries, Inc.

	 	Delaware
	 	New York
	 
	 	 	 	 
	Gibraltar Steel Corporation of New York

	 	New York
	 	Georgia
	 

	 	 	 	Michigan
	 

	 	 	 	Ohio
	 

	 	 	 	Texas
	 
	 	 	 	 
	Gibraltar Strip Steel, Inc.*

	 	Delaware
	 	New York
	 

	 	 	 	Ohio
	 

	 	 	 	Texas***
	 
	 	 	 	 
	Noll/Norwesco, LLC

	 	Delaware
	 	California
	 

	 	 	 	Georgia
	 

	 	 	 	Oregon
	 

	 	 	 	Washington
	 

	 	 	 	Utah
	 
	 	 	 	 
	Sea Safe, Inc.

	 	Louisiana
	 	Illinois
	 

	 	 	 	Texas
	 
	 	 	 	 
	Solar Group, Inc.

	 	Delaware
	 	Mississippi
	 

	 	 	 	Texas
	 

	 	 	 	North Carolina
	 
	 	 	 	 
	Solar of Michigan, Inc.

	 	Delaware
	 	Michigan

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Southeastern Metals Manufacturing Company, Inc.

	 	Florida
	 	New Mexico

Texas
	 
	 	 	 	 
	GSC Flight Services Corp.*

	 	New York
	 	None
	 
	 	 	 	 
	Gibraltar Industries Germany GmbH**

	 	Germany
	 	None
	 
	 	 	 	 
	Gibraltar Industries (UK) Limited**

	 	United Kingdom
	 	None
	 
	 	 	 	 
	AMICO Canada, Inc.**

	 	Canada
	 	British Columbia
	 

	 	 	 	Ontario
	 

	 	 	 	Quebec
	 
	 	 	 	 
	Dramex Expanded Metal Limited**

	 	United Kingdom
	 	None
	 
	 	 	 	 
	Expamet Polska sp.zo.o**

	 	Poland
	 	None
	 
	 	 	 	 
	Sorst Streckmetall GmbH**

	 	Germany
	 	None
	 
	 	 	 	 
	The Expanded Metal Company Limited**

	 	United Kingdom
	 	None

2. The following Subsidiaries are wholly-owned directly by Gibraltar Steel Corporation of New York
which, in turn, is wholly-owned by Gibraltar Industries, Inc.:

Air Vent Inc.

Gibraltar Strip Steel, Inc.*

GSC Flight Services Corp.*

Solar of Michigan, Inc.*

Southeastern Metals Manufacturing Company, Inc.

3. The following Subsidiaries are directly and wholly-owned by Gibraltar Industries, Inc.

Gibraltar Steel Corporation of New York

AMICO Holding Company, Inc.

Appleton Supply Co., Inc.

Gibraltar Industries Germany GmbH**

Gibraltar Industries (UK) Limited**

Florence Corporation

Solar Group, Inc.

 

 

4. The following Subsidiaries are wholly-owned directly by Alabama Metal Industries Corporation
which, in turn, is wholly-owned by AMICO Holding Company, Inc., which is wholly owned by Gibraltar
Industries, Inc.:

AMICO Canada, Inc.**

Diamond Perforated Metals, Inc.

Sea Safe, Inc.

5. The remainder of the Subsidiaries are owned as follows:

	 	 	 	 	 
	 	 	 	 	Indirect
	Subsidiary	 	Direct Ownership	 	Ownership
	Alabama Metal Industries 

Corporation

	 	AMICO Holding Company, Inc.
	 	GII-100%
	 
	 	 	 	 
	Construction Metals LLC

	 	Southeastern Metals
Manufacturing Company, Inc.
— 100%
	 	GSCNY — 100%
	 
	 	 	 	 
	Dramex Expanded Metal
Limited**

	 	Gibraltar Industries (UK)
Limited** — 100%
	 	GII — 100%
	 
	 	 	 	 
	Expamet Polska sp.zo.o**

	 	The Expanded Metal Company
Limited** — 100%
	 	GII — 100%
	 
	 	 	 	 
	Florence Corporation of Kansas

	 	Florence Corporation — 100%
	 	GII — 100%
	 
	 	 	 	 
	Noll/Norwesco, LLC

	 	Southeastern Metals
Manufacturing Company, Inc.
— 100%
	 	GSCNY — 100%
	 
	 	 	 	 
	Sorst Streckmetall GmbH**

	 	Gibraltar Industries
Germany GmbH** — 100%
	 	GII — 100%
	 
	 	 	 	 
	The Expanded Metal Company 

Limited**

	 	Gibraltar Industries (UK)
Limited** — 100%
	 	GII — 100%

 

			
	*	 	Non-Material Subsidiaries
	 
	**	 	Foreign Subsidiaries
	 
	***	 	Borrower or Subsidiary Guarantor, as applicable, is currently in the process of
withdrawing its qualification to do business in this State.
	 
	GSCNY= Gibraltar Steel Corporation of New York
	 
	GII = Gibraltar Industries, Inc.

6. The principal place of business and the chief executive office for the Borrowers, each
Subsidiary Guarantor and each Foreign Subsidiary is 3556 Lake Shore Road Buffalo, New York 14219.

 

 

SCHEDULE 6.9

LOCATIONS

	1.	 	See attached list for locations currently leased and/or owned by a Credit Party, where
inventory is currently located.

	2.	 	The following list provides for third-party locations where inventory is currently held:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Air Vent, Inc.

	 	Reliable Consolidation
	 	415 N Blooming Street
	 	Inventory warehouse*
	 

	 	 	 	Lowel, AR 72745	 	 
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Environmental Friendly
	 	1833 N I-35E
	 	Outside processor*
	 

	 	 	 	Dallas, Texas 75006	 	 
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Pellams Warehouse
	 	917 Parkway
	 	Inventory warehouse*
	 

	 	 	 	Grand Prairie, TX 75051	 	 
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Custom Mfg. Co.
	 	5501 S Lamar
	 	Outside processor*
	 

	 	 	 	Dallas, TX 75215	 	 
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Boswell Retardation Center
	 	P.O. Box 128
	 	Outside processor*
	 

	 	 	 	Magge, MS 39111	 	 
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Pine Belt Industries
	 	5370 Highway 42
	 	Outside processor*
	 

	 	 	 	Hattiesburg, MS 39401	 	 
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Pro Pak
	 	2010 South Great Southwest Parkway
	 	Outside processor*
	 

	 	 	 	Grand Prairie, Texas 75051	 	 
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Van Am Tool & Engineering
	 	5025 Easion Road
	 	Outside processor*
	 

	 	 	 	St. Joseph, MO 64507	 	 
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Bennet Packaging
	 	220 N.W Space Center Rd
	 	Outside processor*
	 

	 	 	 	Lee’s Summit, MO 64064	 	 
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Stemar Industries
	 	116 Kean Street
	 	Outside processor*
	 

	 	 	 	W Bablyon, NY 11704	 	 
	 
	 	 	 	 	 	 
	Florence Corporation

	 	A&E Custom Manufacturing
	 	3150 Chrysler Road
	 	Outside processor*
	 

	 	 	 	Kansas City, KS 66115	 	 
	 
	 	 	 	 	 	 
	Florence Corporation

	 	BMS Logistics
	 	3601 S Leonard Rd
	 	Outside processor*
	 

	 	 	 	St. Joseph, MO 64503	 	 

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Southeastern Metals Manufacturing Company, Inc.
(under the assumed name DOT Metal Products, Inc.)

	 	Coilplus-Texas
	 	6610 Railway

San Antonio, Texas 78244
	 	Outside processor
	 
	 	 	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.
(under the assumed name DOT Metal Products, Inc.)

	 	PreCoat
	 	16402 Jacinto Port Blvd

Houston, TX 77015
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.
(under the assumed name DOT Metal Products, Inc.)

	 	Curtis Steel
	 	6504 Hurst

Houston, TX 77088
	 	Outside processor*
	 
	 	 	 	 	 	 
	Appleton Supply Company, Inc

	 	Wismarq
	 	11440 W. Addison Ave

Franklin Park, IL 60131
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.

	 	Toll/Pride
	 	13518 NE 258th Street

Rayford, FL 32083
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.

	 	PreCoat
	 	3399 Davey Allison Blvd 

Hueytown, AL 35023
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Southeastern Metals Manufacturing Company, Inc.

	 	Lomb
	 	250 Louisville Road 

Savannah, Georgia 31322
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.

	 	Magic Steel
	 	408 Mareo St. NW
Decatur, FL 35603
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.

	 	JIT
	 	216 E. Lathop Avenue
Savannah, Georgia 31402
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Marleau Hercules
	 	4333 N. Detroit Ave

Toledo, OH 43612
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Metalplate Galvanizing
	 	1120 39th Street

Birmingham, AL 35234
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Ferraloy
	 	1425 Red Hat Rd

Decatur, AL 35601
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	B.L. Downey
	 	2125 Gardner Rd

Broadview, IL 60155
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Ferraloy
	 	1435 Red Hat Rd

Decatur, AL 35601
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	AAA Galvanizing
	 	625 Mills Rd 

Joilet, IL 60434
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Metalplate Galvanizing-Deyton
	 	10635 Needham Street

Houston, TX 77013
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Marantha Machine
	 	128 W. Fm 6 

Nevada, TX 75173
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Alabama Metal Industries Corporation

	 	Hobson Galvanizing
	 	2402 Engineering Rd 

Belle Chase, LA 70037
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Aztec Galvanizing
	 	P.O. Box 64

Crowley, Texas 76036
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Vas Delaware Galvanizing
	 	511 Carrol Drive

New Castle Delaware 19720
	 	Outside processor*
	 
	 	 	 	 	 	 
	Diamond Perforated Metals, Inc.

	 	Drexel Supply Co.
	 	10361 E 106 Ave 

Henderson, CO 80601
	 	Public warehouse*

 

			
	*	 	An immaterial amount of collateral is maintained at this location. If required by Agent, a
Processor Waiver, in form and substance acceptable to Agent, will be delivered for this location.

3. Each Credit Party’s chief executive office is located at 3556 Lake Shore Road Buffalo, New York
14219.

 

 

SCHEDULE 6.9

Gibraltar Strip Steel Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	Gibraltar Strip Steel

	 	2555 and 2545 Walden Ave.
	 	Buffalo
	 	New York
	 	 	14225	 	 	Owned
	 	 

Storage & Ventilation Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	Air Vent

	 	7700 Harker Drive Suite A
	 	Peoria
	 	Illinois
	 	 	61615	 	 	Leased
	 	*
	Air Vent

	 	418 N. Front Street
	 	Orrick
	 	Missouri
	 	 	64077	 	 	Owned	 	 
	Air Vent

	 	1710 South 21st Street
	 	Clinton
	 	Iowa
	 	 	52732	 	 	Owned	 	 
	Air Vent

	 	4117 Pinnacle Point Dr.
	 	Dallas
	 	Texas
	 	 	75211	 	 	Leased
	 	*
	 
	SOLAR

	 	107 Fellowship Road
	 	Taylorsville
	 	Mississippi
	 	 	39168	 	 	Owned	 	 
	SOLAR

	 	203 Fellowship Road
	 	Taylorsville
	 	Mississippi
	 	 	39168	 	 	Owned	 	 

Engineered Products Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 	 	 
	Florence
	 	5935 Corporate Drive	 	Manhattan	 	Kansas	 	66503	 	(IRB Bond)	 	 
	Florence
	 	2321 N. Jackson	 	Junction City	 	Kansas	 	66441	 	Leased	 	*

AMICO Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	AMICO

	 	3240 & 3245 Fayette Avenue
	 	Birmingham
	 	Alabama
	 	 	35208	 	 	Owned	 	 
	AMICO

	 	11093 Beach Avenue
	 	Fontana
	 	California
	 	 	92335	 	 	Owned	 	 
	AMICO

	 	7300 W. Sunnyview Avenue
	 	Visalia
	 	California
	 	 	93291	 	 	Owned	 	 
	AMICO

	 	913-915 S. Heald Street
	 	Wilmington
	 	Delaware
	 	 	19806	 	 	Leased
	 	*
	AMICO

	 	1033 Pine Chase Avenue
	 	Lakeland
	 	Florida
	 	 	33801	 	 	Owned	 	 
	AMICO

	 	1115 E. 5000 North Road
	 	Bourbonnais
	 	Illinois
	 	 	60914	 	 	Leased
	 	*
	AMICO

	 	209 Glaser Drive
	 	Lafayette
	 	Louisiana
	 	 	70508	 	 	Owned	 	 
	AMICO

	 	1427 Howell Street
	 	North Kansas City
	 	Missouri
	 	 	64068	 	 	Leased
	 	*
	AMICO

	 	8110 Southern Boulevard
	 	Youngstown
	 	Ohio
	 	 	44512	 	 	Owned	 	 
	AMICO

	 	1520 Roper Mountain Road
	 	Greenville
	 	South Carolina
	 	 	29615	 	 	Leased
	 	*
	AMICO

	 	825 County Road 606
	 	Dayton
	 	Texas
	 	 	77535	 	 	Owned	 	 
	AMICO

	 	120 North Latham
	 	Houston
	 	Texas
	 	 	77011	 	 	Leased
	 	*
	AMICO

	 	212 North 1330 West Street
	 	Orem
	 	Utah
	 	 	84059	 	 	Owned	 	 
	AMICO

	 	22153 West Valley Highway
	 	Kent
	 	Washington
	 	 	98032	 	 	Leased
	 	*

Noll Group Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	CMI

	 	13169-B Slover Avenue
	 	Fontana
	 	California
	 	 	92337	 	 	Leased
	 	*
	CMI

	 	3011 70th Avenue E.
	 	Fife
	 	Washington
	 	 	98424	 	 	Owned	 	 
	CMI

	 	1320 Performance Drive
	 	Stockton
	 	California
	 	 	95206	 	 	Owned	 	 
	CMI

	 	985 West 3160 South

Central Valley Industrial Park
	 	Salt Lake City
	 	Utah
	 	 	84123	 	 	Leased
	 	*
	CMI

	 	4900 Moline Street
	 	Denver
	 	Colorado
	 	 	80239	 	 	Leased

from K & W Metal

Fabricators, LLC
	 	**
	Noll/Norwesco

	 	3011 70th Avenue E.
	 	Fife
	 	Washington
	 	 	98424	 	 	Owned	 	 
	Noll/Norwesco

	 	1320 Performance Drive
	 	Stockton
	 	California
	 	 	95206	 	 	Owned	 	 
	Noll/Norwesco

	 	38 SE 97th Avenue
	 	Portland
	 	Oregon
	 	 	97216	 	 	Owned	 	 
	K & W

	 	13169-B Slover Avenue
	 	Fontana
	 	California
	 	 	92337	 	 	Leased
	 	**
	K & W (lease is in
the name of
Gibraltar
Industries, Inc.)

	 	4850 Moline Street
	 	Denver
	 	Colorado
	 	 	80239	 	 	Leased
	 	*
	Appleton

	 	1905 West Haskell Street
	 	Appleton
	 	Wisconsin
	 	 	54914	 	 	Owned	 	 
	Appleton

	 	927 South Grider Street
	 	Appleton
	 	Wisconsin
	 	 	54914	 	 	Owned	 	 
	SEMCO

	 	11801 Industry Drive
	 	Jacksonville
	 	Florida
	 	 	32218	 	 	Leased
	 	*
	SEMCO

	 	3004 — B Aldine Bender, RR 1
	 	Houston
	 	Texas
	 	 	77032	 	 	Leased
	 	*
	SEMCO

	 	18757 Bracken Drive
	 	San Antonio
	 	Texas
	 	 	78266	 	 	Leased
	 	***

 

			
	*	 	A Landlord’s Waiver has been delivered
	 
	**	 	Location shared with another Credit Party; Landlord’s Waiver has been delivered by the Credit Party on the lease
	 
	***	 	There are two leases for this location and a Landlord’s Waiver has been delivered from each landlord
	 
	****	 	If required by Agent, a Landord’s Waiver, in form and substance acceptable to Agent, will be delivered for
this location

 

 

     SCHEDULE 6.17

INTELLECTUAL PROPERTY

	 	1	 	See attached list of Copyrights
	 
	 	2	 	See attached list of Trademarks
	 
	 	3	 	See attached list of Patents

 

 

	 	 	 	 	 	 	 	 	 
	Copyright Claimant	 	Reg. #	 	Date Reg.	 	Title	 	Description
	Air Vent Inc.

	 	TX 131-073
	 	7/24/1978
	 	Principles of Attic Ventilation
	 	24 pgs
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TX 5-186-529
	 	4/30/2000
	 	Olde Towne Collection
	 	2 pgs
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 976-824
	 	11/27/2000
	 	Premium Mailbox Post: The Estate ES200 Black
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 977-296
	 	11/27/2000
	 	Premium Mailbox Post: The Estate Series ES200 White
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 980-800
	 	12/4/2000
	 	Premium Mailbox: Estate Series E15 Premium
Aluminum Mailbox Post
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 980-912
	 	11/27/2000
	 	Premium Mailbox: Estate Series E15 Black
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 983-179
	 	11/28/2000
	 	Premium Mailbox (Estate Series E15 White)
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	V3412D855
	 	3/13/1998
	 	Centrury Classic 2000 Mailbox & 1 Other Title
(Century Classic 2000 3-D artwork)
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-038-133
	 	3/27/2000
	 	Olde Towne Collection Post Assembly
	 	mailbox support post
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-041-820
	 	3/27/2000
	 	Olde Towne Collection Vertical Mailbox
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-041-830
	 	3/27/2000
	 	Olde Towne Collection Horizontal Mailbox
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VAU 462-933
	 	5/28/1999
	 	Cast Aluminum Horizontal Citibox
	 	technical drawing
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VAU 469-000
	 	5/14/1999
	 	Cast Aluminum Vertical Citibox
	 	technical drawing

 

 

Air Vent Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AV (stylized)

	 	
	 	Registered
	 	12/8/1981
	 	 	1,180,817	 	 	73/258,601
	 	USA
	 	IC 006
	 	Metal roof ventilators
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FILTERVENT

	 	FILTERVENT
	 	Registered
	 	6/5/1990
	 	 	1,599,621	 	 	73/838,041
	 	USA
	 	IC 019
	 	Unitary fabricated roof ridge ventilators without moving parts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FILTERVENT

	 	FILTERVENT
	 	Registered
	 	12/4/2007
	 	 	3,348,074	 	 	78/549,016
	 	USA
	 	IC 019
	 	Non-metallic unitary fabricated roof ridge ventilators without moving parts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	PEAKPERFORMER

(and design)

	 	
	 	Registered
	 	4/24/2007
	 	 	3,234,789	 	 	78/617,180
	 	USA
	 	IC 019
	 	Non-mechanical plastic roof ridge vent for ventilating attics
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SHINGLEVENT

	 	SHINGLEVENT
	 	Registered
	 	6/18/1991
	 	 	1,648,162	 	 	73/834,918
	 	USA
	 	IC 019
	 	Unitary fabricated roof ridge ventilators without moving parts and installation parts sold as a unit
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SOLAR TEK (and design)

	 	
	 	Registered
	 	3/24/1987
	 	 	1,433,735	 	 	73/607,334
	 	USA
	 	IC 011
	 	Automatic foundation ventilator

 

 

Air Vent Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	SOLARCOOL (and design)

	 	
	 	Registered
	 	11/1/2005
	 	 	3,011,981	 	 	78/242,018
	 	USA
	 	IC 006
	 	Solar powered roof and attic vent
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TEMP-VENT (and design)

	 	
	 	Registered
	 	1/27/1976
	 	 	1,031,384	 	 	73/049,505
	 	USA
	 	IC 011
	 	Automatic foundation ventilators
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE EDGE

	 	THE EDGE
	 	Registered
	 	11/11/2008
	 	 	3,531,951	 	 	77/239,648
	 	USA
	 	IC 019
	 	Plastic attic roof intake vents for ventilation purposes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VENTURIVENT

	 	VENTURIVENT
	 	Registered
	 	7/3/1990
	 	 	1,604,349	 	 	73/835,541
	 	USA
	 	IC 006
	 	Unitary fabricated roof rigdge ventilators without moving parts made primarily of metal

 

 

Alabama Metal Industries Corporation

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AMICO

	 	AMICO
	 	Registered
	 	9/5/1995
	 	 	1,915,974	 	 	74/532,835
	 	USA
	 	IC 006

IC 019
	 	Structural and ornamental metal
grating; metal laths, metal
lathing accessories, namely
expansion joints, control
joints, corner beads, casing
beads, and cold rolled channels
for drywall studs and runner
track; metal enclosure systems
comprising expanded metal
panels posts, doors and
hardware for their
installation; metal fencing
systems comprising expanded
metal fence sections, posts,
fittings, rails and gates; and
expanded metal forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AMICO (and design)

	 	
	 	Registered
	 	8/22/1995
	 	 	1,912,984	 	 	74/532,836
	 	USA
	 	IC 006

IC 019
	 	Structural and ornamental metal
grating; metal laths and metal
lathing accessories, namely
expansion joints, control
joints, corner beads, casing
beads and cold rolled metal
channels for drywall studs and
runner tracks; metal enclosure
systems comprising expanded
metal panels, posts, doors and
hardware for their
installation; metal fencing
systems comprising expanded
metal fence sections, posts,
fittings, rails and gates; and
expanded metal forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ANC

	 	ANC
	 	Registered
	 	12/11/2007
	 	 	3,351,722	 	 	77/143,724
	 	USA
	 	IC 019
	 	Non-metal fencing and
accessories therefor, namely,
panels, posts, fittings and
fasteners
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DIAMOND GRIP

	 	DIAMOND GRIP
	 	Registered
	 	9/15/1998
	 	 	2,189,215	 	 	75/318,925
	 	USA
	 	IC 006
	 	Metal industrial safety grating
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GMS GENESIS

(and design)

	 	
	 	Registered
	 	2/25/1997
	 	 	2,063,254	 	 	75/119,091
	 	USA
	 	IC 006
	 	Raised metal access flooring
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ORNAMESH

	 	ORNAMESH
	 	Registered
	 	6/27/1995
	 	 	1,901,456	 	 	74/532,516
	 	USA
	 	IC 006
	 	Ornamental metal gratings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SAFETY GRIP

	 	SAFETY GRIP
	 	Registered
	 	4/4/2000
	 	 	2,337,053	 	 	75/330,898
	 	USA
	 	IC 006
	 	Metal flooring
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SECURA FENCE SYSTEM

	 	SECURA FENCE SYSTEM
	 	Registered
	 	7/11/1995
	 	 	1,904,092	 	 	74/533,654
	 	USA
	 	IC 006
	 	Metal fencing system consisting
of expanded metal fence
sections, posts, fittings,
rails and gates
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SECURA LATH

	 	SECURA LATH
	 	Registered
	 	9/26/1995
	 	 	1,921,479	 	 	74/575,870
	 	USA
	 	IC 006
	 	Metal lathing

 

 

Alabama Metal Industries Corporation

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	SECURA MESH

	 	SECURA MESH
	 	Registered
	 	7/11/1995
	 	 	1,904,088	 	 	74/532,515
	 	USA
	 	IC 006
	 	Metal partitions and enclosure
systems of expanded metal
comprising expanded metal
sections, posts, doors and
hardware
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SHOT-FORM

	 	SHOT-FORM
	 	Registered
	 	5/20/2003
	 	 	2,717,837	 	 	76/167,444
	 	USA
	 	IC 006
	 	Metal casting forms for concrete
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	STAY-FORM

	 	STAY-FORM
	 	Registered
	 	6/20/1995
	 	 	1,900,341	 	 	74/532,517
	 	USA
	 	IC 006
	 	Expanded metal concrete forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ZIP STRIP

	 	ZIP STRIP
	 	Registered
	 	8/8/1995
	 	 	1,910,087	 	 	74/532,798
	 	USA
	 	IC 019
	 	Vinyl trim stop for drywall, stucco and veneer applications
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GATOR-GRATE

(and design)

	 	
	 	Registered
	 	2/12/1985
	 	 	1,319,387	 	 	73/445,594
	 	USA
	 	IC 019
	 	Fiber and resin molded trays,
gratings and structural shapes
for use in industrial and
commercial applications, all
sold as a unit; custom
manufacture of fiber and resin
molded trays, gratings and
structural shapes for use in
industrial and commercial
applications
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	KORDEK

	 	KORDEK
	 	Registered
	 	7/24/1979
	 	 	1,122,786	 	 	73/169,918
	 	USA
	 	IC 019
	 	Fiberglass reinforced molded
resin walking and catwalk
grating

 

 

Appleton Supply Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration 

Date	 	Registration 

Number	 	Application 

Number	 	Country	 	Class	 	Goods or Services
	APPLETON 

BUILDING 

PRODUCTS

(and design)

	 	
	 	Registered
	 	7/24/2007
	 	 	3,270,024	 	 	78/745,852
	 	USA
	 	IC 006
	 	Metal building
products; namely,
flashings, roof
edgings, wind
braces, gravel
stops, ridge rolls,
gutter aprons,
hardboard siding
corners, brick
molding covers, H
molding joint
covers, J channel,
roll aluminum and
roll steel, brick
bonds, flashing
shingles, starter
strips, drywall
corner beads,
soffit panels,
soffit trim and
fascia
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AS (and design)

	 	
	 	Registered
	 	12/29/1992
	 	 	1,759,443	 	 	74/230,736
	 	USA
	 	IC 006
	 	Metal building
products; namely,
flashings, roof
edgings, wind
braces, gravel
stops, ridge rolls,
gutter aprons,
hardboard siding
corners, brick
molding covers, H
molding joint
covers, roll
aluminum and roll
steel, brick bonds,
flashing shingles,
starter strips and
drywall corner
beads
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SELL-EVEN 

BUILDING 

PRODUCTS

	 	SELL-EVEN 

BUILDING

PRODUCTS
	 	Registered
	 	10/6/1992
	 	 	1,721,382	 	 	74/230,245
	 	USA
	 	IC 006
	 	Metal building
products; namely,
soffits, siding,
gutters and coiled
aluminum sold in
bulk
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SELL-EVEN 

BUILDING 

PRODUCTS

(and design)

	 	
	 	Registered
	 	10/6/1992
	 	 	1,721,386	 	 	74/230,951
	 	USA
	 	IC 006
	 	Metal building
products; namely,
soffits, siding,
gutters and coiled
aluminum sold in
bulk

 

 

Gibraltar Industries, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration 

Date	 	Registration 

Number	 	Application 

Number	 	Country	 	Class	 	Goods or Services
	WEATHER-VENT

	 	WEATHER-VENT
	 	Registered
	 	5/31/2005
	 	 	2,956,738	 	 	76/581,717
	 	USA
	 	IC 006
	 	Metal vents to be used on roofs

 

 

Noll/Norwesco,  LLC

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration 

Date	 	Registration 

Number	 	Application 

Number	 	Country	 	Class	 	Goods or Services
	025

	 	 	025	 	 	Registered
	 	9/19/1961
	 	 	0,721,610	 	 	72/097,234
	 	USA
	 	IC 011
	 	Cap assemblies for gas vents
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GENERAL 

METALCRAFT 

PRODUCTS

(and design)

	 	
	 	Registered
	 	1/11/2000
	 	 	2,307,147	 	 	75/502,001
	 	USA
	 	IC 006
	 	Metal building products,
namely, gutters,
downspouts, flashings, roof
vents, and HVAC ducting
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	M&N PLASTICS

	 	M&N PLASTICS
	 	Registered
	 	12/26/2006
	 	 	3,188,869	 	 	78/652,448
	 	USA
	 	IC 019
	 	Fabricated plastic
products, namely area wells
for building ventilation,
vents for buildings, namely
cap vents, foundation
vents, gable vents, ridge
vents, roof vents, soffit
vents, and stem vents.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NOLL

	 	NOLL
	 	Registered
	 	9/19/1961
	 	 	0,721,611	 	 	72/097,235
	 	USA
	 	IC 011
	 	Cap assemblies for gas vents
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	10/5/1965
	 	 	0,796,980	 	 	72/202,117
	 	USA
	 	IC 021
	 	Fabricated metal products,
namely, pails, tubs,
garbage cans, mailboxes,
and sprinkling cans.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	9/7/1965
	 	 	0,795,437	 	 	72/202,118
	 	USA
	 	IC 006

IC 017

IC 019
	 	Fabricated metal products
namely, downspouts,
gutters, roof ventilators,
shower stalls, and window
wells.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	9/7/1965
	 	 	0,795,498	 	 	72/202,119
	 	USA
	 	IC 012
	 	Wheelbarrows

 

 

Noll/Norwesco,  LLC

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration 

Date	 	Registration

 Number	 	Application 

Number	 	Country	 	Class	 	Goods or Services
	NORWESCO

	 	NORWESCO
	 	Registered
	 	11/28/2006
	 	 	3,176,210	 	 	78/616,966
	 	USA
	 	IC 006

IC 012

IC 019

IC 021
	 	Fabricated metal products,
namely, mail boxes,
downspouts, gutters, roof
vents for ventilation,
window wells, metal HVAC
pipe and ducts, namely
pipes, ducts, adjustable
angles, boots, boxes, caps,
collars, elbows, filter
slides, increasers, plugs,
reducers, saddles,
spin-ins, stands, tees, and
wyes for HVAC ducts;
Wheelbarrows; Fabricated
plastic products, namely,
area wells for building
ventilation, vents for
buildings, namely, cap
vents, foundation vents,
gable vents, ridge vents,
roof vents, soffit vents,
and stem vents; Fabricated
metal products, namely,
pails, water tubs, garbage
cans, and watering cans.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VENT AIR

	 	VENT AIR
	 	Registered
	 	12/5/2006
	 	 	3,179,511	 	 	78/617,039
	 	USA
	 	IC 019

IC 020
	 	Fabricated plastic products
for use in household
construction, namely, cap
vent covers, foundation
vent covers, gable vent
covers, ridge vent covers,
roof vent covers, soffit
vent covers, and stem vent
covers for roof, wall, and
building foundations;
Fabricated plastic products
for use in household
construction, namely,
non-metal ventilating ducts
utilizing end cap vents,
foundation vents, gable
vents, ridge vents, roof
vents, soffit vents, and
stem vents.

 

 

Sea Safe, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	SEASAFE (and design)

	 	
	 	Registered
	 	4/3/2001
	 	 	2,439,864	 	 	75/562,870
	 	USA
	 	IC 019
	 	Fiber and resin
molded trays,
gratings and
structural shapes
for use in
industrial and
commercial
applications, all
sold as a unit;
custom manufacture
of fiber and resin
molded trays,
gratings and
structural shapes
for use in
industrial and
commercial
applications

 

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AIRHAWK

	 	AIRHAWK
	 	Registered
	 	4/11/1995
	 	 	1,889,235	 	 	74/447,442
	 	USA
	 	IC 011
	 	Roof ventilators, louver-type ventilators, foundation vents
and roof and attic fans for residential and commercial use
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ARTCRAFT

	 	ARTCRAFT
	 	Registered
	 	6/6/2006
	 	 	3,100,404	 	 	78/593,252
	 	USA
	 	IC 006
	 	Mailboxes, mailbox support posts and bases, newspaper boxes,
and decorative finials, post caps, and mounting brackets for
the above, all made primarily of metal; street signs, street
sign support posts, street sign brackets, all made primarily
of metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	COUNTRY IMAGE

(stylized)

	 	
	 	Registered
	 	4/4/1989
	 	 	1,532,660	 	 	73/752,200
	 	USA
	 	IC 006
	 	Decorated metal rural boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	EASY UP (and design)

	 	 	 	Registered
	 	10/8/1996
	 	 	2,006,214	 	 	75/013,693
	 	USA
	 	IC 006

IC 011

IC 020
	 	Metal goods, namely drive-in post anchors, T-bracing and
flat wall bracing, door viewers and knockers, door finger
pulls, door stops, handrail brackets, cabinet catches, metal
closet rods, sash locks, sash lifts, closet hinges, metal
rod chairs for supporting reinforcing bars used in concrete
construction, soffit ventilators, house numbers, metal
mailboxes, mailbox post mounts, mailbox post supports, mail
slots, mailbox mounting hardware, namely metal mounting
brackets, screws and bolts; metal static roof vents, metal
ridge vents, metal ventilating lovers, soffit strips,
foundation vents;
Turbine ventilators and powered ventilators for domestic use;
Non-metal mailboxes, non-metal mailbox house mounts,
non-metal house numbers, non-metal house number supports,
non-metal mailbox flags, non-metal wall bumpers, non-metal
roof vents, non-metal ridge vents, non-metal storage hooks
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	HANG STUFF

(and design)

	 	
	 	Registered
	 	9/9/1980
	 	 	1,139,387	 	 	73/205,314
	 	USA
	 	IC 006
	 	Wall mounted adjustable tool holders made of metal

 

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MAILSAFE (and 

design)

	 	
	 	Registered
	 	7/2/1996
	 	 	1,984,693	 	 	74/595,017
	 	USA
	 	IC 020
	 	Non-metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	PARCEL PRO

	 	PARCEL PRO
	 	Registered
	 	2/4/2003
	 	 	2,684,473	 	 	76/214,467
	 	USA
	 	IC 006

IC 020

IC 021
	 	Metallic lockable containers for the receipt of delivered
packages, envelopes, and other articles; lockable containers
primarily of plastic for commercial use, namely, for the
receipt of delivered packages, envelopes, and other
articles; lockable containers primarily of plastic for
household use, namely, for the receipt of delivered
packages, envelopes and other articles
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POST L POST

	 	POST L POST
	 	Registered
	 	7/15/1969
	 	 	0,872,869	 	 	72/310,288
	 	USA
	 	IC 006
	 	Metal posts for mounting rural mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SIMPL STORAGE

	 	SIMPL STORAGE
	 	Registered
	 	3/13/2007
	 	 	3,219,028	 	 	78/555,053
	 	USA
	 	IC 020
	 	Plastic shelving systems comprised of plastic shelves,
plastic columns, plastic drawers, plastic closet rods,
plastic uprights, plastic closet shelving
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE BRUTE (stylized)

	 	
	 	Registered
	 	5/30/1989
	 	 	1,541,576	 	 	73/747,770
	 	USA
	 	IC 020
	 	Non-metal rural mailboxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ESTATE SERIES

	 	THE ESTATE SERIES
	 	Registered
	 	11/19/2002
	 	 	2,652,518	 	 	76/167,826
	 	USA
	 	IC 006
	 	Rural metal mailboxes, metal posts for supporting mailboxes,
metal fasteners for securing post components to each other

 

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE GENTRY

	 	THE GENTRY
	 	Registered
	 	2/10/2004
	 	 	2,812,677	 	 	76/498,613
	 	USA
	 	IC 020
	 	Plastic rural mailboxes and plastic posts for rural mailboxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ULTIMATE RIDGE
VENT

	 	THE ULTIMATE RIDGE

VENT
	 	Registered
	 	7/9/2002
	 	 	2,591,184	 	 	76/235,253
	 	USA
	 	IC 019
	 	Non-metallic building materials, namely roofing ridge vents
and vent strips
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ULTIMATE ROLLED 

RIDGE VENT

	 	THE ULTIMATE ROLLED

RIDGE VENT
	 	Registered
	 	6/17/2003
	 	 	2,728,306	 	 	76/242,890
	 	USA
	 	IC 019
	 	Non-metallic building materials, namely ridge vents and vent
strips
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ESTATE

	 	ESTATE
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/616,292
	 	USA
	 	IC 006
	 	Metal fasteners, namely, bolts, screws, rivets, nails,
brackets and fittings for securing mailbox and mailbox post
components together; metal mailboxes; metal posts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	BERKSHIRE

	 	BERKSHIRE
	 	Registered
	 	1/11/2005
	 	 	2,917,510	 	 	78/353,597
	 	USA
	 	IC 006
	 	Metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FIRST CLASS

	 	FIRST CLASS
	 	Registered
	 	10/30/2007
	 	 	3,325,892	 	 	78/534,588
	 	USA
	 	IC 006

IC 020
	 	Metal mail boxes;

Non-metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POSTMASTER

	 	POSTMASTER
	 	Registered
	 	11/7/2000
	 	 	2,402,352	 	 	75/350,207
	 	USA
	 	IC 006

IC 020
	 	Metal mail boxes and accessories, namely, mounting brackets
and shelf expanders; 

Non-metal mail boxes and accessories, namely, mounting
brackets and shelf expanders

 

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POSTMASTER MAILBOX

(and design)

	 	
	 	Registered
	 	6/25/1991
	 	 	1,648,645	 	 	74/025,603
	 	USA
	 	IC 006

IC 020
	 	Stakes used to support mailboxes; 

Mailboxes and covers therefor
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE IRONSIDE

	 	THE IRONSIDE
	 	Registered
	 	3/19/2002
	 	 	2,550,239	 	 	75/350,209
	 	USA
	 	IC 006
	 	Mail boxes made predominately of metal

 

 

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	COPPERXT

	 	COPPERXT
	 	Registered
	 	9/9/2008
	 	 	3,499,865	 	 	77/230,573
	 	USA
	 	IC 006
	 	Metal and metallic composite products, in particular copper bonded to stainless steel, used in building and construction materials, namely, roofing materials, roof
coverings, roofing panels, roofing trims, eave drips, trims, flashing and ventilation products for use in residential and commercial buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GH (and design)

	 	
	 	Registered
	 	10/14/2008
	 	 	3,516,869	 	 	76/671,372
	 	USA
	 	IC 006
	 	Gutter rain water deflectors made primarily of metal.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GUTTER HELMET

	 	GUTTER HELMET
	 	Registered
	 	3/28/1989
	 	 	1,531,983	 	 	73/698,205
	 	USA
	 	IC 019
	 	Rain water gutter deflectors and associated hardware therefor sold as a unit therewith.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NEVER CLEAN YOUR GUTTERS AGAIN!

	 	NEVER CLEAN YOUR GUTTERS AGAIN!
	 	Registered
	 	7/27/1999
	 	 	2,264,723	 	 	75/484,077
	 	USA
	 	IC 006
	 	Gutter rain water deflectors made primarily of metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SM (and design)

	 	
	 	Registered
	 	4/11/1978
	 	 	1,089,047	 	 	73/121,768
	 	USA
	 	IC 006
	 	Metal building and construction products-namely, hurricane clips, wall ties, valleys, gravel stops, downspouts and guttering, termite shields, joist hangers, and rod chairs
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE BEAUTY OF COPPER. THE STRENGTH OF STEEL.

	 	THE BEAUTY OF COPPER. THE STRENGTH OF STEEL.
	 	Registered
	 	8/5/2008
	 	 	3,480,169	 	 	77/362,411
	 	USA
	 	IC 006
	 	Metal and metallic composite products, in particular copper bonded to stainless steel, used in building and construction materials, namely, roofing materials, roof
coverings, roofing panels, roofing trims, eave drips, trims, flashing and ventilation products for use in residential and commercial buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRUSTED QUALITY TESTED STRENGTH

	 	TRUSTED QUALITY TESTED STRENGTH
	 	Registered
	 	1/13/2009
	 	 	3,561,481	 	 	76/671,371
	 	USA
	 	IC 006
	 	Metal building and metal construction products — namely steel framing, gutters, downspouts, lath, storm panels, ridge and hip plates, patio covers, concrete and masonry
foundation connectors, column and post connectors, floor and deck connectors, roof and truss connectors, wall connectors, steel deck panels, eave drip, roof edge, gutter
deflectors, flashing, gravel stops and cover plates, valleys and rail diverters metal roofing, corner beads, soffits, hurricane clips, wall ties, girder shields, termite
shields, joist hangers and rod chairs, metal roof vents for ventilation in residential and commercial buildings

 

 

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	GH MICRO-CS COMMERCIAL SERIES GUTTER PROTECTION

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,898
	 	USA
	 	IC 019
	 	Gutter rain water protection panels with screens made from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DIAMOND

	 	DIAMOND
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/512,075
	 	USA
	 	IC 006
	 	Metal building framing materials, namely, wall, ceiling, roof and floor framing materials made primarily of embossed metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MICRO-CS

	 	MICRO-CS
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,888
	 	USA
	 	IC 019
	 	Gutter rain water protection panels with screens made from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MICRO-CS COMMERCIAL SERIES GUTTER PROTECTION

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,895
	 	USA
	 	IC 019
	 	Gutter rain water protection panels with screens made from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SM SEMCO SOUTHEASTERN METALS CO (and design)

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	78/950,116
	 	USA
	 	IC 006

IC 019
	 	Metal building products, namely, roof coverings, gutters and downspouts, metal wall framing and flashing, metal roof and other metal exhaust vents for non-HVAC ventilation
systems in residential and commercial buildings, metal beads, soffits and trim; Non-metal building products, namely, stucco lath and drywall beads, non-metal roof
coverings, and trim.

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Externally baffled ridge vent and methods of manufacture and use

	 	10/970,302
	 	 	6,991,535	 	 	U
	 	10/21/2004
	 	1/31/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable pitch arcuate roof ventilator

	 	09/973,259
	 	 	6,482,084	 	 	U
	 	10/9/2001
	 	11/19/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Multi-baffled roof ridge vent

	 	09/307,304
	 	 	6,128,869	 	 	U
	 	5/7/1999
	 	10/10/2000
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable pitch arcuate roof ventilator

	 	09/447,666
	 	 	6,149,517	 	 	U
	 	11/23/1999
	 	11/21/2000
	 	USA

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge vent and methods of manufacture and use

	 	10/610,067
	 	 	6,881,144	 	 	U
	 	6/20/2003
	 	4/19/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable pitch arcuate roof ventilator

	 	09/711,370
	 	 	6,299,528	 	 	U
	 	11/10/2000
	 	10/9/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Vent with presecured mechanical fasteners

	 	10/600,397
	 	 	6,793,574	 	 	U
	 	6/20/2003
	 	9/21/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Ventilator

	 	07/443,215
	 	 	4,962,882	 	 	U
	 	11/27/1989
	 	10/16/1990
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Adjustable filtered roof ridge ventilator

	 	07/664,394
	 	 	5,122,095	 	 	U
	 	3/4/1991
	 	6/16/1992
	 	USA

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Temperature and humidity sensitive high efficiency exhaust ventilator apparatus

	 	07/882,182
	 	 	5,253,804	 	 	U
	 	5/12/1992
	 	10/19/1993
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Thrust bearing assembly for roof turbine

	 	07/947,741
	 	 	5,326,313	 	 	U
	 	9/21/1992
	 	7/5/1994
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Power temp vent duct system

	 	08/020,686
	 	 	5,294,049	 	 	U
	 	2/22/1993
	 	3/15/1994
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Rollable ridge vent

	 	29/209,647
	 	 	D511,847	 	 	D
	 	7/19/2004
	 	11/22/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Rollable ridge vent

	 	29/210,091
	 	 	D511,848	 	 	D
	 	7/27/2004
	 	11/22/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Off-peak intake vent

	 	29/297,913
	 	 	D574,947	 	 	D
	 	11/21/2007
	 	8/12/2008
	 	USA

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge vent

	 	11/238,315
	 	 	n/a	 	 	U
	 	9/29/2005
	 	n/a
	 	USA

 

 

Alabama Metal Industries Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Plaster security barrier system

	 	08/399,566
	 	 	5,697,195	 	 	U
	 	3/7/1995
	 	12/16/1997
	 	USA
	Stucco arch casing bead

	 	08/703,013
	 	 	5,699,638	 	 	U
	 	8/26/1996
	 	12/23/1997
	 	USA
	Fastener clip for security wall system

	 	09/226,048
	 	 	6,367,216	 	 	U
	 	1/4/1999
	 	4/9/2002
	 	USA
	Stucco reveal connection system

	 	08/724,355
	 	 	5,761,866	 	 	U
	 	10/1/1996
	 	6/9/1998
	 	USA
	Contoured stucco reveal

	 	10/007,249
	 	 	6,609,341	 	 	U
	 	11/13/2001
	 	8/26/2003
	 	USA
	Door frame reinforcing structure

	 	09/359,600
	 	 	6,178,700	 	 	U
	 	7/23/1999
	 	1/30/2001
	 	USA
	Banding bead

	 	08/008,537
	 	 	5,423,154	 	 	U
	 	1/25/1993
	 	6/13/1995
	 	USA
	Fence system

	 	08/058,577
	 	 	5,421,557	 	 	U
	 	5/6/1993
	 	6/6/1995
	 	USA
	Fence system

	 	08/407,616
	 	 	5,556,080	 	 	U
	 	3/21/1995
	 	9/17/1996
	 	USA
	Connector clip for corner bead

	 	08/320,433
	 	 	5,531,051	 	 	U
	 	10/7/1994
	 	7/2/1996
	 	USA
	Stucco reveal

	 	29/133,649
	 	 	D456,528	 	 	D
	 	12/1/2000
	 	4/30/2002
	 	USA
	Stucco casing bead

	 	29/156,923
	 	 	D471,991	 	 	D
	 	3/8/2002
	 	3/18/2003
	 	USA

 

 

Alabama Metal Industries Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Non-conductive fencing
	 	11/396,880	 	n/a	 	U	 	4/3/2006	 	n/a	 	USA
	Movement control screed
	 	11/293,023	 	n/a	 	U	 	12/2/2005	 	n/a	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation	 	Portions of post mountable mail boxes	 	29/185,753	 	D499,225	 	D	 	7/2/2003	 	11/30/2004	 	USA
	Florence Corporation	 	Portions of roadside mail boxes	 	29/185,752	 	D499,524	 	D	 	7/2/2003	 	12/7/2004	 	USA
	Florence Corporation	 	Portions of a post supportable mail box	 	29/185,750	 	D501,594	 	D	 	7/2/2003	 	2/1/2005	 	USA
	Florence Corporation	 	Portions of post mountable mail boxes	 	29/185,751	 	D503,504	 	D	 	7/2/2003	 	3/29/2005	 	USA
	Florence Corporation	 	Portions of a post supported mail box	 	29/185,747	 	D503,844	 	D	 	7/2/2003	 	4/5/2005	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation	 	Portions of a post for supporting mail boxes	 	29/185,748	 	D503,845	 	D	 	7/2/2003	 	4/5/2005	 	USA
	Florence Corporation	 	Portions of central connector post and locking elements associated therewith for cluster box mail delivery receptacles	 	29/208,350	 	D536,155	 	D	 	6/29/2004	 	1/30/2007	 	USA
	Florence Corporation	 	Portions of master door locking components of cluster box mail delivery receptacles	 	29/208,351	 	D543,335	 	D	 	6/29/2004	 	5/22/2007	 	USA
	Florence Corporation	 	Exterior portions of guard assemblies for parcel door locking systems of cluster box unit mail delivery receptacles	 	29/208,364	 	D547,025	 	D	 	6/29/2004	 	7/17/2007	 	USA
	Florence Corporation	 	Upper and lower portions of fronts of cluster box mail delivery receptacles	 	29/208,352	 	D549,424	 	D	 	6/29/2004	 	8/21/2007	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation	 	Roadside mail boxes and support posts for roadside mail box	 	10/881,797	 	n/a	 	U	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Pivotal bin mail boxes and pivotal support posts for mail boxes	 	10/881,799	 	n/a	 	U	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Portions of shelf box connectors, and shelf box portions connected therewith for use in cluster box mail delivery receptacles	 	29/208,345	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Front portions of pivotal doors of mail delivery receptacles	 	29/208,349	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Engageable shelf and door portions of cluster box mail delivery receptacles	 	29/208,353	 	n/a	 	D	 	unknown	 	n/a	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation	 	Portions of protective outer enclosures of cluster box mail delivery receptacles	 	29/208,354	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Portions of a rectangular door frame for a cluster box mail delivery receptacle	 	29/208,356	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Portions of master loading doors of cluster box mail delivery receptacles	 	29/208,357	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Portions of main doors of cluster box mail delivery receptacles	 	29/208,358	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Portions of a dual member hinge for doors	 	29/208,359	 	n/a	 	D	 	unknown	 	n/a	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation	 	Front portions of pivotally moveable doors of mail delivery receptacles	 	29/208,360	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Exterior portions of cluster box unit mail delivery receptacles	 	29/208,361	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Exterior portions of cluster box mail delivery receptacles	 	29/208,363	 	n/a	 	D	 	unknown	 	n/a	 	USA
	Florence Corporation	 	Portions of door rigidifying extrusion for cluster box mail delivery receptacles, and portion of louver assembly formed therewith	 	29/208,368	 	n/a	 	D	 	unknown	 	n/a	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation
	 	Cluster box mail delivery receptacles	 	Provisional Application No. 60/583,419; Non-provisional Application No. 11/168,471; Non-provisional Application No. 11/168,302	 	—	 	—	 	—	 	—	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Noll/Norwesco, LLC
	 	Exhaust vent	 	08/152,288	 	 	5,662,522	 	 	U	 	11/12/1993	 	9/2/1997	 	USA
	Noll/Norwesco, LLC
	 	Foundation vent	 	08/015,605	 	 	5,444,947	 	 	U	 	2/9/1993	 	8/29/1995	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Noll/Norwesco, LLC
	 	Foundation ventilator	 	08/064,404	 	 	5,460,572	 	 	U	 	5/18/1993	 	10/24/1995	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Noll/Norwesco, LLC
	 	Foundation vent	 	08/156,412	 	 	5,496,213	 	 	U	 	11/22/1993	 	3/5/1996	 	USA

 

 

Sea Safe, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Small boat mooring system
	 	07/804,113	 	 	5,265,553	 	 	U	 	12/6/1991	 	11/30/1993	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Rotatable vent
	 	10/436,023	 	 	7,025,670	 	 	U	 	5/12/2003	 	4/11/2006	 	USA
	Secure parcel receptacle, lock assembly therefore and associated method
	 	09/824,138	 	 	6,412,688	 	 	U	 	4/2/2001	 	7/2/2002	 	USA
	Swivel post anchor
	 	08/937,757	 	 	5,884,874	 	 	U	 	9/25/1997	 	3/23/1999	 	USA
	Mailbox support post
	 	11/030,031	 	 	7,311,291	 	 	U	 	1/6/2005	 	12/25/2007	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Roll type roof ridge ventilator and associated method
	 	09/772,611	 	 	6,684,581	 	 	U	 	1/30/2001	 	2/3/2004	 	USA
	Roof ridge ventilation system
	 	07/643,223	 	 	5,095,810	 	 	U	 	1/22/1991	 	3/17/1992	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Modular shelving system
	 	11/048,838	 	 	n/a	 	 	U	 	2/2/2005	 	n/a	 	USA
	Nestable mailbox and method
	 	09/486,160	 	 	6,347,736	 	 	U	 	2/22/2000	 	2/19/2002	 	USA
	Reinforced plastic mailbox
	 	11/052,591	 	 	7,086,581	 	 	U	 	2/7/2005	 	8/8/2006	 	USA
	Ground mount post
	 	11/024,265	 	 	7,090,117	 	 	U	 	12/28/2004	 	8/15/2006	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Mailbox and support
	 	11/032,964	 	 	7,090,118	 	 	U	 	1/11/2005	 	8/15/2006	 	USA
	Mailbox door with rain intercepting structure
	 	11/042,280	 	 	7,090,119	 	 	U	 	1/25/2005	 	8/15/2006	 	USA
	Multiple component mailbox having postal and newspaper compartments
	 	11/047,976	 	 	7,104,436	 	 	U	 	2/1/2005	 	9/12/2006	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	 	Patent	 	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	 	Number	 	 	(U/D)	 	Date	 	Issued	 	Country
	Multiple purpose newspaper box
	 	11/542,080	 	 	7,201,306	 	 	U	 	10/3/2006	 	4/10/2007	 	USA
	Mailbox stand
	 	09/181,237	 	 	5,971,267	 	 	U	 	10/28/1998	 	10/26/1999	 	USA

 

 

SCHEDULE 6.19

DEPOSIT ACCOUNTS***

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	Gibraltar Steel
Corporation of New York

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.
	 
	 	 	 	 
	Gibraltar Steel
Corporation of New York —
Flat Rolled Group

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Southeastern Metals MFG.
Co., Inc.

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.
Lockbox
	 
	 	 	 	 
	Solar Group, Inc.

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.

Lockbox
	 
	 	 	 	 
	 
	Appleton Supply Co., Inc.

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.

Lockbox
	 
	Solar of Michigan, Inc.

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.

Lockbox
	 
	Construction Metals, LLC

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.

Lockbox
	 
	Air Vent, Inc.

	 	Key Bank

127 Public Square 

Cleveland, OH 44114
	 	Funding

Cont. Disb.

 

 

SCHEDULE 6.19

DEPOSIT ACCOUNTS***

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	Gibraltar Steel Corporation of New York

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding 

Cont. Disb.
	 
	 	 	 	 
	Gibraltar Steel Corporation of New York — Flat Rolled Group

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Southeastern Metals MFG. Co., Inc.

	 	Key Bank 

127 Public Square

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Solar Group, Inc.

	 	Key Bank 

127 Public Square

Cleveland, OH 44114
	 	Funding 

Cont. Disb
.
Lockbox
	 
	 	 	 	 
	Appleton Supply Co., Inc.

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Solar of Michigan, Inc.

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Construction Metals, LLC

	 	Key Bank 

127 Public Square

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Air Vent, Inc.

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

 

 

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	Integrated Technologies INT’L., LTD.
(assumed name of Gibraltar Steel Corporation of New York)

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding
	 
	 	 	 	 
	DOT Metal Products, Inc.
(assumed name of Southeastern Metals MFG. Co., Inc.)

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.
Lockbox
	 
	 	 	 	 
	AMICO

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Gibraltar Steel Corporation of New York — Strip Division

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Seasafe, Inc.

	 	Key Bank 

127 Public Square 

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Noll/Norwesco, LLC

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding 

Cont. Disb.

Lockbox
	 
	 	 	 	 
	Gibraltar Industries, Inc. — Victory Inst. Money Market
Fund-Investor

	 	Key Bank

127 Public Square

Cleveland, OH 44114	 	 
	 
	 	 	 	 
	AMICO — Diamond

	 	Wells Fargo
	 	Payroll ** 

general
disbursement **
	 
	 	 	 	 
	AMICO-Seasafe

	 	Capital One
	 	Checking account**

 

 

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	AMICO-US

	 	Regions Bank 

Five Points W Lomb Ave

2800 Lomb Avenue 

Birmingham, AL 35208
	 	Payroll**
	 
	 	 	 	 
	Construction Metals, LLC

	 	Pacific Western Bank
	 	Payroll**
	 
	 	 	 	 
	DOT
(assumed name of Southeastern Metals MFG. Co., Inc.)

	 	American Bank of Texas

P.O. Box 888 

Marble Falls, Texas 78654
	 	Payroll**
	 
	 	 	 	 
	Florence

	 	Commerce Bank 

727 Poyntz Avenue

Manhattan, KS 66502-0045
	 	Payroll**
	 
	 	 	 	 
	Florence

	 	Harris Bank 

PO Box 755 

Chicago, Il 60690
	 	Disbursement **
	 
	 	 	 	 
	Florence

	 	Harris Bank

PO Box 755

Chicago, Il 60690
	 	Lockbox**
	 
	 	 	 	 
	Florence

	 	US Bank
	 	Bond Issuance Cost

Fund**

 

			
	**	 	Each of these accounts is an Immaterial Deposit Account
	 
	***	 	Account Numbers are available to the Agent upon request

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00187-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00187-of-00352.parquet"}]]