Document:

EX-4.1

 Exhibit 4.1 

GRUPO TELEVISA, S.A.B., 

as Issuer, 
 THE BANK OF
NEW YORK MELLON, 
 as Trustee, Registrar, Paying Agent and Transfer Agent 

and 
 THE BANK OF NEW YORK
MELLON (LUXEMBOURG) S.A., 
 as Luxembourg Paying Agent and Luxembourg Transfer Agent 

 
  

SEVENTEENTH SUPPLEMENTAL INDENTURE 

Dated as of May 13, 2014 
  

 
 Supplementing
the Trust Indenture 
 Dated as of August 8, 2000 
  

 

U.S.$1,000,000,000 5.000% Senior Notes due 2045 

 TABLE OF CONTENTS 

 

							
	 	 	 	  	Page	 
		
	ARTICLE I DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION	  	 	2	  
			
	 Section 1.01
	 	 Definitions
	  	 	2	  
	 Section 1.02
	 	 Section References
	  	 	3	  
		
	ARTICLE II TITLE AND TERMS OF THE SECURITIES	  	 	3	  
			
	 Section 2.01
	 	 Title of the Securities
	  	 	3	  
	 Section 2.02
	 	 Amount and Denominations
	  	 	3	  
	 Section 2.03
	 	 Registered Securities
	  	 	3	  
	 Section 2.04
	 	 [INTENTIONALLY OMITTED]
	  	 	3	  
	 Section 2.05
	 	 Stated Maturity
	  	 	4	  
	 Section 2.06
	 	 Interest
	  	 	4	  
	 Section 2.07
	 	 Registration, Transfer and Exchange
	  	 	4	  
	 Section 2.08
	 	 Redemption of the Securities
	  	 	5	  
	 Section 2.09
	 	 Denominations
	  	 	5	  
	 Section 2.10
	 	 Payment Currency
	  	 	5	  
	 Section 2.11
	 	 Applicability of Certain Indenture Provisions
	  	 	5	  
	 Section 2.12
	 	 Security Registrar and Paying Agent
	  	 	6	  
	 Section 2.13
	 	 Global Securities
	  	 	6	  
	 Section 2.14
	 	 [INTENTIONALLY OMITTED]
	  	 	7	  
	 Section 2.15
	 	 Sinking Fund
	  	 	8	  
	 Section 2.16
	 	 Conversion; Exchange
	  	 	8	  
	 Section 2.17
	 	 Amendments
	  	 	8	  
	 Section 2.18
	 	 Applicable Procedures
	  	 	8	  
	 Section 2.19
	 	 Paying and Transfer Agent
	  	 	8	  
	 Section 2.20
	 	 Consequential Damages
	  	 	8	  
	 Section 2.21
	 	 Payment and reimbursement
	  	 	8	  
		
	ARTICLE III MISCELLANEOUS PROVISIONS	  	 	9	  
		
	EXHIBITS	  			
			
	 Exhibit A
	 	Global Security Form	  			

  
 -i- 

 SEVENTEENTH SUPPLEMENTAL INDENTURE, dated as of the 13th day of May, 2014, among GRUPO TELEVISA, S.A.B., a limited liability public stock corporation (sociedad anónima bursátil) organized under the laws of the United Mexican States
(the “Issuer” or the “Company”). THE BANK OF NEW YORK MELLON, a New York banking corporation, having its Corporate Trust Office located at 101 Barclay Street, New York, New York 10286, as trustee (the
“Trustee”), registrar (“Registrar”), paying agent (“Paying Agent”) and transfer agent (“Transfer Agent”) and THE BANK OF NEW YORK MELLON (LUXEMBOURG) S.A., a bank duly incorporated
and existing under the laws of Luxembourg, at its office at Vertigo Building, Polaris, 2-4 rue Eugène Ruppert, L-2453, Luxembourg, as Luxembourg paying agent and Luxembourg transfer agent (a
“Paying Agent” and a “Transfer Agent”) as the case may be); 
 WHEREAS, the Company has heretofore
executed and delivered to the Trustee an Indenture, dated as of August 8, 2000 (the “Original Indenture” and, together with the First Supplemental Indenture, dated as of August 8, 2000, the Second Supplemental Indenture,
dated as of January 19, 2001, the Third Supplemental Indenture, dated as of September 13, 2001, the Fourth Supplemental Indenture, dated as of March 11, 2002, the Fifth Supplemental Indenture, dated as of March 8, 2002, the Sixth
Supplemental Indenture, dated as of July 31, 2002, the Seventh Supplemental Indenture dated as of March 18, 2005, the Eighth Supplemental Indenture, dated as of May 26, 2005, the Ninth Supplemental Indenture, dated as of
September 6, 2005, the Tenth Supplemental Indenture, dated as of May 9, 2007, the Eleventh Supplemental Indenture, dated as of August 24, 2007, the Twelfth Supplemental Indenture, dated as of May 12, 2008, the Thirteenth
Supplemental Indenture, dated as of August 21, 2008, the Fourteenth Supplemental Indenture, dated as of November 30, 2009, the Fifteenth Supplemental Indenture, dated as of March 22, 2010, the Sixteenth Supplemental Indenture, dated
as of May 14, 2013, and this Seventeenth Supplemental Indenture, the “Indenture”), providing for the issuance by the Company from time to time of its senior debt securities to be issued in one or more series (in the
Original Indenture and herein called the “Securities”); 
 WHEREAS, the Company, in the exercise of the power and authority
conferred upon and reserved to it under the provisions of the Original Indenture and pursuant to appropriate resolutions of the Board of Directors, has duly determined to make, execute and deliver to the Trustee, on May 13, 2014, this
Seventeenth Supplemental Indenture to the Original Indenture in order to establish the form and terms of, and to provide for the creation and issue of, Securities to be designated as the “5.000% Senior Notes due 2045” under the
Original Indenture in the aggregate principal amount of U.S.$1,000,000,000 subject to Section 202 hereof; 
 WHEREAS, Section 901
of the Original Indenture provides, among other things, that the Company, when authorized by a Board Resolution, and the Trustee, at any time and from time to time, without the consent of any Holders, may enter into an indenture supplemental to the
Original Indenture to establish the terms of Securities of any series as permitted by Sections 201 and 301 of the Original Indenture; and 

WHEREAS, all things necessary to make the Securities, when executed by the Company and authenticated and delivered by the Trustee or any
Authenticating Agent and issued upon the terms and subject to the conditions set forth hereinafter and in the Indenture against payment therefor, the valid, binding and legal obligations of the Company and to make this Seventeenth Supplemental
Indenture a valid, binding and legal agreement of the Company, have been done; 

  
 1 

 NOW, THEREFORE, This SEVENTEENTH SUPPLEMENTAL INDENTURE WITNESSETH that, in order to establish
the terms of the series of Securities designated as the “5.000% Senior Notes due 2045” and for and in consideration of the premises and of the covenants contained in the Original Indenture and in this Seventeenth Supplemental
Indenture and for other good and valuable consideration the receipt and sufficiency of which are hereby acknowledged, it is mutually covenanted and agreed as follows: 

ARTICLE I 
 DEFINITIONS
AND OTHER 
 PROVISIONS OF GENERAL APPLICATION 
  

	 	Section 1.01	Definitions. 

 Each capitalized term that is used herein and is defined in the Original
Indenture shall have the meaning specified in the Original Indenture unless such term is otherwise defined herein. 
 “Applicable
Procedures” means, with respect to any transfer or exchange of or for beneficial interests in any Global Security, the rules and procedures of DTC, Euroclear or Clearstream, Luxembourg, as the case may be, that apply to such transfer or
exchange. 
 “Business Day” means any day that is both (i) a day other than a Saturday, Sunday or other day on which
banking institutions in New York City, Mexico City or Luxembourg are authorized or obligated by law, regulation or executive order to close and (ii) a day on which banks and financial institutions in Mexico City are open for business with the
general public. 
 “Clearstream, Luxembourg” shall mean Clearstream, Luxembourg Banking, société
anonyme or any successor. 
 “Closing Date” shall mean May 13, 2014. 

“Depositary” shall mean DTC or its nominee, or any other depositary appointed by the Company, provided, however, that
such depositary shall have an address in the Borough of Manhattan, in the City of New York. 
 “DTC” shall mean The
Depository Trust Company. 
 “Euroclear” shall mean the Euroclear Bank S.A./N.V., as operator of the Euroclear System, or
any successor. 
 “Global Securities” or “Global Security” shall have the meaning assigned to it in
Section 203 hereof. 
 “Interest Payment Date” shall have the meaning assigned to it in the Original Indenture and in
Section 206 hereof. 

  
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 “Mexican GAAP” shall mean financial reporting standards in Mexico and the
accounting principles and policies of the Company and its Restricted Subsidiaries, in each case as in effect from time to time, or any financial reporting standards authorized by the Mexican Comisión Nacional Bancaria y de Valores and
applied by the Company. All ratios and computations shall be computed in conformity with Mexican GAAP. 
 “Notes” shall
mean the Company’s 5.000% Senior Notes due 2045. 
 “Remaining Scheduled Payments” shall mean, with respect to the
Notes, the remaining scheduled payments of principal thereof and interest thereon that would be due after the related Redemption Date but for such redemption. 

“Securities” shall mean the Notes. 
  

	 	Section 1.02	Section References. 

 Each reference to a particular Section set forth in this
Seventeenth Supplemental Indenture shall, unless the context otherwise requires, refer to this Seventeenth Supplemental Indenture. 

ARTICLE II 
 TITLE AND
TERMS OF THE SECURITIES 
  

	 	Section 2.01	Title of the Securities. 

 The title of the Securities of the series established hereby
is the “5.000% Senior Notes due 2045.” 
  

	 	Section 2.02	Amount and Denominations. 

 The aggregate original principal amount of the Notes which
may be authenticated and delivered under this Seventeenth Supplemental Indenture is limited to U.S.$1,000,000,000, except for Securities of such series authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of,
other Securities of the same series pursuant to Section 305, 306, 904 or 1107 of the Original Indenture; provided, however, that the Notes may be reopened, without the consent of the Holders thereof, for issuance of additional Securities
of the same series. 
  

	 	Section 2.03	Registered Securities. 

 The certificates for the Notes shall be Registered Securities in
global form and shall be in substantially the forms attached hereto as Exhibit A (the “Global Security”), and shall bear the legends as are inscribed thereon. 

 

	 	Section 2.04	[INTENTIONALLY OMITTED]. 

  
 3 

	 	Section 2.05	Stated Maturity. 

 The Stated Maturity of the Notes on which the principal thereof is due
and payable shall be May 13, 2045. 
  

	 	Section 2.06	Interest. 

 The principal of the Notes shall bear interest from the later of May 13,
2014 or the most recent Interest Payment Date to which interest has been paid or provided for, payable semi-annually on May 13 and November 13 of each year, commencing on November 13, 2014 to the Persons in whose names the Notes (or
one or more Predecessor Securities) are registered at the close of business on the fifteenth calendar day preceding such Interest Payment Date. Interest payable at maturity will be payable to the person to whom principal is payable on that date.
Interest on the Notes shall be calculated on the basis of a 360-day year comprised of twelve 30-day months. If any Interest Payment Date or Maturity would otherwise be a day that is not a Business Day, the related payment of principal, interest,
premium and Additional Amounts will be made on the next succeeding Business Day as if it were made on the date the payment was due and no interest will accrue on the amounts so payable for the period from and after the Interest Payment Date or
Maturity, as the case may be, to the next succeeding Business Day. Payments postponed to the next Business Day in this situation will be treated as if they were made on the original due date and postponement of this kind will not result in an Event
of Default under the Notes, the Indenture or this Seventeenth Supplemental Indenture. 
 Interest on the Notes will accrue at the rate of
5.000% per annum, until the principal thereof is paid or made available for payment. 
  

	 	Section 2.07	Registration, Transfer and Exchange. 

 The principal of, interest, premium and Additional
Amounts on the Notes shall be payable and the Notes may be surrendered or presented for payment, the Notes may be surrendered for registration of transfer or exchange, and notices and demands to or upon the Company in respect of the Notes and the
Indenture may be served, at the office or agency of the Company maintained for such purposes in The City of New York, State of New York, and so long as any Notes are listed on the Luxembourg Stock Exchange for trading on the Euro MTF market and the
rules of the Luxembourg Stock Exchange so require, a Paying Agent and a Transfer Agent with a specified office in Luxembourg, from time to time; provided, however, that at the option of the Company payment of interest on the Notes may
be made by check mailed to the address of the Persons entitled thereto, as such addresses shall appear in the Security Register. 
 The
Company hereby initially appoints the Trustee at its office in The City of New York as the Registrar, a Paying Agent and a Transfer Agent under the Indenture and the Trustee, by its execution hereof, accepts such appointment; provided,
however, that (subject to Section 1002 of the Indenture) the Company may at any time remove the Trustee at its office or agency in The City of New York designated for the foregoing purposes and may from time to time designate one or more
other offices or agencies for the foregoing purposes and may from time to time rescind such designations. The Company hereby initially appoints The Bank of New York 

  
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Mellon (Luxembourg) S.A. at its office at Vertigo Building, Polaris, 2-4 rue Eugène Ruppert, L-2453, Luxembourg, to act as a Luxembourg Paying Agent and Luxembourg Transfer Agent under the
Indenture and The Bank of New York Mellon (Luxembourg) S. A. by its execution hereof, hereby accepts such appointment. The Trustee, the Registrar, each Paying Agent and each Transfer Agent shall keep copies of the Indenture available for inspection
and copying by holders of the Notes during normal business hours at their respective offices. 
 Notwithstanding the foregoing, a Holder of
U.S.$10 million or more in aggregate principal amount of certificated Notes on a Regular Record Date shall be entitled to receive interest payments, if any, on any Interest Payment Date, other than an Interest Payment Date that is also the date of
Maturity, by wire transfer of immediately available funds if appropriate wire transfer instructions have been received in writing by, and are acceptable to, the Trustee not less than 15 calendar days prior to the applicable Interest Payment Date.
Any wire transfer instructions received by the Trustee will remain in effect until revoked by the Holder. Any interest not punctually paid or duly provided for on a certificated Note on any Interest Payment Date other than the date of Maturity will
cease to be payable to the Holder of the Note as of the close of business on the related Regular Record Date and may be paid either (1) to the Person in whose name the certificated Note is registered at the close of business on a Special Record
Date for the payment of such Defaulted Interest that is fixed by the Company, written notice of which will be given to the Holders of the Notes not less than 10 calendar days prior to such Special Record Date, or (2) at any time in any other
lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such notice as may be required by such securities exchange, as provided in the Indenture. 

 

	 	Section 2.08	Redemption of the Securities. 

 The Notes are redeemable by the Company as set
forth in Exhibit A hereto. Any such redemption shall be made in accordance with the terms of Article Eleven of the Original Indenture, provided that, in the case of a conflict between any such terms and the terms set forth in Exhibit A hereto, the
terms set forth in Exhibit A shall prevail. 
  

	 	Section 2.09	Denominations. 

 Interests in the Notes shall be in minimum denominations of U.S.$200,000
and integral multiples of U.S.$1,000 in excess thereof. 
  

	 	Section 2.10	Currency. 

 The interest, premium, if any, Additional Amounts, if any, and
principal on the Notes shall be payable only in Dollars. 
  

	 	Section 2.11	Applicability of Certain Indenture Provisions. 

 All Sections of the Original
Indenture (as amended by this Seventeenth Supplemental Indenture, including Exhibit A hereto, as applicable) shall apply to the Notes, except for Articles Twelve, Thirteen and Fourteen. 

  
 5 

	 	Section 2.12	Security Registrar and Paying Agent. 

 The Trustee shall be Security Registrar and
the initial Paying Agent and initial Transfer Agent for the Notes (subject to the Company’s right (subject to Section 1002 of the Indenture) to remove the Trustee as such Paying Agent and or Transfer Agent with respect to each series
and/or, from time to time, to designate one or more co-registrars and one or more other Paying Agents and Transfer Agents and to rescind from time to time any such designations), and The City of New York is designated as a Place of Payment for the
Notes. The Company shall maintain a Paying Agent and Transfer Agent in Luxembourg for so long as any Notes are listed on the Luxembourg Stock Exchange for trading on the Euro MTF market. 

 

	 	Section 2.13	Global Securities. 

 Form of Securities. The Notes may be issued in whole
or in part in the form of one or more Global Securities in fully registered form. The initial Depositary for such Global Securities shall be DTC, and the depositary arrangements shall be those employed by whoever shall be the Depositary with respect
to the Notes from time to time. No Notes will be issued in bearer form. 
 Each Global Security authenticated under this Seventeenth
Supplemental Indenture shall be registered in the name of the Depositary or a nominee thereof and delivered to such Depositary or a nominee thereof or custodian therefore, and each such Global Security shall constitute a single Security for all
purposes of the Indenture. 
 Notwithstanding any other provision in the Indenture or the Securities, no Global Security may be exchanged,
in whole or in part, for certificated Notes, and no transfer of a Global Security in whole or in part may be registered in the name of any Person other than the Depositary or a nominee thereof unless (A) the Depositary has notified the Company
that it is unwilling or unable to discharge its responsibilities properly as Depositary for such Global Security and a successor Depositary has not been appointed within 90 days, or (B) the Depositary has ceased to be a clearing agency
registered under the Exchange Act, or (C) there shall have occurred and be continuing an Event of Default with respect to such Notes or (D) the Company in its sole discretion determines that the Global Securities (in whole not in part)
should be exchanged for certificated Notes and delivers a written notice to such effect to the Trustee. Any Global Security exchanged pursuant to Clause (A) or (B) above shall be so exchanged in whole and not in part and any Global
Security exchanged pursuant to Clause (C) or (D) above may be exchanged in whole or from time to time in part in the manner directed by the Depositary or the Company, respectively. If any of these events occur, upon receipt of certificated
Notes executed by the Company and a Company Order, the Trustee will authenticate the Notes in fully certificated registered form for delivery to holders of beneficial interests in the Global Securities and will recognize the registered holders of
the certificated Notes as Holders under the Indenture. 
 Each time that the Company transfers or exchanges a new Note in certificated form
for another Note in certificated form, and after the Transfer Agent receives a completed assignment form, the Company will make available for delivery the new definitive Note at, as the case may be, the offices of the Transfer Agent in New York City
or at the main office of the Transfer Agent in Luxembourg. Alternatively, at the option of the person requesting the transfer or exchange, the Company will mail, at that person’s risk, the new definitive Note to the address of the person that
is specified in the assignment form. In addition, if the Company issues Notes in certificated form, then it will make payments of, interest on and any other amounts payable 

  
 6 

 
under the Notes to Holders in whose names Notes in certificated form, are registered at the close of business on the record date for these payments. If the Notes are issued in certificated form,
the Company will make payments of principal and any redemption payments against the surrender of these certificated Notes at the offices of the Paying Agent in New York City or, as long as the Notes are listed on the Luxembourg Stock Exchange for
trading on the Euro MTF market, at the main office of the Paying Agent in Luxembourg. 
 If the Company issues the Notes in certificated
registered form, so long as the notes are listed on the Luxembourg Stock Exchange for trading on the Euro MTF market, the Company will maintain a paying agent and a transfer agent in Luxembourg. The Company will also publish a notice in Luxembourg
in a leading newspaper having general circulation in Luxembourg (which is expected to be d’Wort). The Company will also publish a notice in Luxembourg in a leading newspaper having general circulation in Luxembourg if any change is made
in the Paying Agent or the Transfer Agent in Luxembourg. 
 Upon any exchange, the certificated Notes shall be issued in definitive,
fully-registered form, without interest coupons, shall have an aggregate principal amount equal to that of such Global Security or portion thereof to be so exchanged and shall be registered in such names and be in such denominations as the
Depositary shall designate and shall bear any legends required by applicable law. Any Global Security to be exchanged in whole shall be surrendered by the Depositary to the Trustee, as Security Registrar. With regard to any Global Security to be
exchanged in part, either such Global Security shall be so surrendered for exchange or, if the Trustee is acting as custodian for the Depositary or its nominee with respect to such Global Security, the principal thereof shall be reduced, by an
amount equal to the portion thereof to be so exchanged, by means of any appropriate adjustment made on the records of the Trustee. Upon any such surrender or adjustment, the Trustee shall authenticate and deliver the Security issuable on such
exchange to or upon the order of the Depositary or an authorized representative thereof. 
 The provisions of the “Operating
Procedures of the Euroclear System” and the “Terms and Conditions Governing Use of Euroclear” and the “Management Regulations” and “Instructions to Participants” of Clearstream, Luxembourg,
respectively, shall be applicable to any Global Security insofar as interests in such Global Security are held by the agent members of Euroclear or Clearstream, Luxembourg. Account holders or participants in Euroclear and Clearstream, Luxembourg
shall have no rights under the Indenture with respect to such Global Security, and the Depositary or its nominee may be treated by the Company, the Trustee, and any agent of the Company or the Trustee as the owner of such Global Security for all
purposes whatsoever. Notwithstanding the foregoing, nothing herein shall prevent the Company, the Trustee, or any agent of the Company or the Trustee from giving effect to any written certification, proxy or other authorization furnished by the
Depositary or impair, as between DTC and its agent members, the operation of customary practices governing the exercise of the rights of a holder of any Security. 
  

	 	Section 2.14	[INTENTIONALLY OMITTED]. 

  
 7 

	 	Section 2.15	Sinking Fund. 

 The Notes shall not be subject to any sinking fund or similar
provision and shall not be redeemable at the option of the holder thereof. 
  

	 	Section 2.16	Conversion; Exchange. 

 The Notes shall not be convertible into Common Stock. 

 

	 	Section 2.17	Amendments. 

 This Supplemental Indenture may be amended by the Company without
the consent of any holder of the Notes in order for any restrictions on transfer contained herein to be in compliance with applicable law or the Applicable Procedures. 
  

	 	Section 2.18	Applicable Procedures. 

 Notwithstanding anything else herein, the Company shall
not be required to permit a transfer of a Global Security that is not permitted by the Applicable Procedures. 
  

	 	Section 2.19	Paying and Transfer Agent. 

 The Bank of New York Mellon (Luxembourg) S.A. agrees
that the provisions of Section 1003 of the Original Indenture shall be binding on it as Luxembourg Paying Agent and Luxembourg Transfer Agent. 
  

	 	Section 2.20	Consequential Damages. 

 Section 602 of the Original Indenture is hereby
amended with respect to the Notes (but not with respect to any other series of Securities) to add the following: 
 “(13) The Trustee
shall have no liability for special, punitive or consequential damages (including lost profit), whether foreseeable or unforeseeable.” 
  

	 	Section 2.21	Payment and Reimbursement. 

 At or prior to 10 a.m. New York City time on the
payment date for any amount due on any Notes, the Company will deposit with the Trustee or a Paying Agent the full amount due on the Notes on such payment date, and the Trustee or such Paying Agent will make the related payment on the Notes on such
payment date as soon as practicable after it has received such amount from the Company. If the Trustee or such Paying Agent has not received by 10 a.m. New York City time on the relevant payment date of any Notes the full amount in cleared,
immediately available funds payable in respect thereof on such date and confirmation satisfactory to itself that such payment in full has been received, it shall not be required to make payment of any amount due on any Note until it has received
such funds from the Company. Nevertheless, subject to the foregoing, if the Trustee or any Paying Agent is satisfied that it will receive such full amount later, it may in its absolute discretion (but shall not be obligated to) pay any such amount
due on the Notes (including, without limitation, interest or principal amounts or any Additional Amounts) in accordance with their terms. 

  
 8 

 If the Trustee or any Paying Agent makes such payment on behalf of the Company in accordance with
the preceding paragraph, and it does not later on that payment date receive the full amount from the Company, the Company shall be liable on demand by the Trustee to repay to the Trustee or such Paying Agent (as directed by the Trustee) the amount
(or the unreimbursed portion thereof), plus interest from (and including) the date such payment was made by the Trustee or such Paying Agent to (but excluding) the date of receipt by the Trustee or such Paying Agent of the payment in full of such
amount (or the unreimbursed portion thereof), at a rate quoted at that time by the Trustee or such Paying Agent as its cost of funding the payment, plus one per cent. per annum. Such interest shall be compounded daily. 

ARTICLE III 

MISCELLANEOUS PROVISIONS 

The Trustee makes no undertaking or representations in respect of, and shall not be responsible in any manner whatsoever for and in respect
of, the validity or sufficiency of this Seventeenth Supplemental Indenture or the proper authorization or the due execution hereof by the Company or for or in respect of the recitals and statements contained herein, all of which recitals and
statements are made solely by the Company. 
 Except as expressly amended hereby, the Original Indenture shall continue in full force and
effect in accordance with the provisions thereof and the Original Indenture is in all respects hereby ratified and confirmed. 
 This
Seventeenth Supplemental Indenture and all its provisions shall be deemed a part of the Original Indenture in the manner and to the extent herein and therein provided. This Seventeenth Supplemental Indenture shall be governed by, and construed in
accordance with, the laws of the State of New York, without regard to conflicts of laws principles thereof other than Section 5-1401 of the New York General Obligations Law. 

This Seventeenth Supplemental Indenture may be executed in any number of counterparts, each of which so executed shall be deemed to be an
original, but all such counterparts shall together constitute but one and the same instrument. 

  
 9 

 IN WITNESS WHEREOF, the parties hereto have caused this Seventeenth Supplemental Indenture to be
duly executed as of the day and year first above written. 
  

			
	GRUPO TELEVISA, S.A.B.,
	as Issuer
		
	By:	 	 /s/ Salvi Rafael Folch Viadero

	Name:	 	Salvi Rafael Folch Viadero
	Title:	 	Chief Financial Officer
		
	By:	 	 /s/ Joaquín Balcárcel Santa Cruz

	Name:	 	Joaquín Balcárcel Santa Cruz
	Title:	 	Vice President — Legal and General
		 	Counsel

  
 10 

 
			
	THE BANK OF NEW YORK MELLON,
	as Trustee, Registrar, Paying Agent and Transfer Agent
		
	By:	 	 /s/ Catherine F. Donohue

	Name:	 	Catherine F. Donohue
	Title: 	 	Vice President

  
 11 

 
			
	THE BANK OF NEW YORK MELLON (LUXEMBOURG) S.A.,
	as Luxembourg Paying Agent and Luxembourg Transfer Agent
		
	By:	 	 /s/ Catherine F. Donohue

	Name:	 	Catherine F. Donohue
	Title: 	 	Attorney-in-Fact

  
 12 

 Exhibit A 

THIS NOTE IS REGISTERED IN THE NAME OF THE DEPOSITARY OR A NOMINEE OF THE DEPOSITARY, WHICH MAY BE TREATED BY GRUPO TELEVISA, S.A.B., THE TRUSTEE AND ANY
AGENT THEREOF AS OWNER AND HOLDER OF THIS GLOBAL NOTE FOR ALL PURPOSES. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE FORM, THIS GLOBAL NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE
OF THE DEPOSITARY, OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY, OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. 

 

					
	No. [1]	  	 	U.S.$500,000,000	  
		
	 CUSIP No.: 40049J BA4
 ISIN No.:
US40049JBA43
	  			

 Grupo Televisa, S.A.B. 

5.000% Senior Note due 2045 

Grupo Televisa, S.A.B., a publicly traded limited liability stock corporation (sociedad anónima bursátil), organized
under the laws of the United Mexican States (hereinafter called the “Company,” which term includes any successor corporation under the Indenture referred to below), for value received, hereby promises to pay Cede & Co., or
registered assigns, the principal sum of FIVE HUNDRED MILLION Dollars (U.S.$500,000,000) (or such lesser amount as shall be the outstanding principal amount of this Note shown in Schedule A hereto) on May 13, 2045, and to pay interest
thereon from the later of May 13, 2014, or the most recent date to which interest has been paid or provided for, semi-annually on May 13 and November 13, in each year (each, an “Interest Payment Date”), commencing on
November 13, 2014, at the rate of 5.000% per annum, until the principal hereof is paid or made available for payment on May 13, 2045. Interest on this Note shall be calculated on the basis of a 360-day year comprised of twelve 30-day
months. If any payment is due on the Note on a day that is not a Business Day, the related payment of principal, interest, premium and Additional Amounts will be made on the next succeeding Business Day; and no interest will accrue on the amounts so
payable for the period from and after such payment date to the next succeeding Business Day. The interest so payable and paid or provided for on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this
Note (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest, which shall be the fifteenth calendar day (whether or not a Business Day) preceding such Interest Payment Date. Any
such interest which is payable, but is not paid or provided for, on any Interest Payment Date other than the date of Maturity shall forthwith cease to be payable to the registered Holder hereof as of the close of business on the related Regular
Record Date by virtue of having been such Holder, and may be paid either (i) to the Person in whose name this Note (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for

  
 A-1 

 
the payment of such Defaulted Interest that is fixed by the Company, written notice of which shall be given to the Holders of Notes of this Series not less than 10 days prior to such Special
Record Date, or (ii) at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed, and upon such notice as may be required by such exchange, all as more fully provided
in such Indenture. 
 Payment of principal, interest, Additional Amounts and any other amounts due on this Note will be made at the office
or agency of the Company maintained for that purpose in The Borough of Manhattan, The City of New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts;
provided, however, that, at the option of the Company, interest may be paid by check mailed to the address of the Person entitled thereto as such address shall appear in the Security Register; provided, further, that payment to
DTC or any successor Depositary may be made by wire transfer to the account designated by DTC or such successor Depositary in writing. 

This Note is a global Security issued on the date hereof which represents U.S.$500,000,000 of the principal amount of the Company’s
5.000% Senior Notes due 2045. This Note is one of a duly authorized issue of securities of the Company (herein called the “Notes”) issued and to be issued in one series under an Indenture, dated as of August 8, 2000, as supplemented
by the First Supplemental Indenture, dated as of August 8, 2000, the Second Supplemental Indenture, dated as of January 19, 2001, the Third Supplemental Indenture, dated as of September 13, 2001, the Fourth Supplemental Indenture,
dated as of March 11, 2002, the Fifth Supplemental Indenture, dated as of March 8, 2002, the Sixth Supplemental Indenture, dated as of July 31, 2002, the Seventh Supplemental Indenture, dated as of March 18, 2005, the Eighth
Supplemental Indenture, dated as of May 26, 2005, the Ninth Supplemental Indenture, dated as of September 6, 2005, the Tenth Supplemental Indenture, dated as of May 9, 2007, the Eleventh Supplemental Indenture, dated as of
August 24, 2007, the Twelfth Supplemental Indenture, dated as of May 12, 2008, the Thirteenth Supplemental Indenture, dated as of August 21, 2008, the Fourteenth Supplemental Indenture, dated as of November 30, 2009, the
Fifteenth Supplemental Indenture, dated as of March 22, 2010 and the Sixteenth Supplemental Indenture, dated as of May 14, 2013 (herein called, together with the Seventeenth Supplemental Indenture referred to below and all other indentures
supplemental thereto, the “Indenture”) between the Company and The Bank of New York Mellon, as Trustee (herein called the “Trustee”, which term includes any successor trustee under the Indenture), to which the Indenture and all
indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Notes, and of the terms upon which the
Notes are, and are to be, authenticated and delivered. This Note is one of the series designated on the face hereof, initially limited (subject to exceptions provided in the Indenture) to the aggregate principal amount specified in the Seventeenth
Supplemental Indenture among the Company, The Bank of New York Mellon, as Trustee, Registrar, Paying Agent and Transfer Agent, and The Bank of New York Mellon (Luxembourg) S.A., as Luxembourg Paying Agent and Luxembourg Transfer Agent, dated as of
May 13, 2014, establishing the terms of the Notes pursuant to the Indenture (the “Seventeenth Supplemental Indenture”). 

  
 A-2 

 If an Event of Default with respect to the Notes shall occur and be continuing, the principal of
the Notes may be declared due and payable in the manner and with the effect provided in the Indenture. 
 The Indenture permits, with
certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Notes of each series issued under the Indenture at any time by the Company and the
Trustee with the consent of the Holders of not less than a majority in aggregate principal amount of the Notes at the time Outstanding of each series affected thereby. The Indenture also contains provisions permitting the Holders of specified
percentages in aggregate principal amount of the Notes of any series at the time Outstanding, on behalf of the Holders of all Notes of such series, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults
under the Indenture and their consequences. Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future Holders of this Note and of any Notes issued upon the registration of transfer
hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Note or such Notes. 

No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company,
which is absolute and unconditional, to pay the principal of and interest on this Note, at the times, place and rate, and in the coin or currency, herein and in the Indenture prescribed. 

As provided in the Indenture and subject to certain limitations set forth therein and in this Note, the transfer of this Note may be
registered on the Security Register upon surrender of this Note for registration of transfer at the office or agency of the Company maintained for the purpose in any place where the principal of and interest on this Note are payable, duly endorsed
by, or accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed by, the Holder hereof or by his attorney duly authorized in writing, and thereupon one or more new Notes of this
series and of like tenor, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. 

The Notes are issuable in book-entry fully registered form without coupons in minimum denominations of U.S.$200,000, and integral multiples
of U.S.$1,000 as specified in the Seventeenth Supplemental Indenture establishing the terms of the Notes and as more fully provided in the Original Indenture. As provided in the Original Indenture, and subject to certain limitations set forth in the
Original Indenture and in this Note, the Notes are exchangeable for a like aggregate principal amount of Notes of this Series in different authorized denominations, as requested by the Holders surrendering the same. 

No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to
cover any tax or other governmental charge payable in connection therewith, other than in certain cases provided in the Indenture. 
 Prior
to due presentment of this Note for registration of transfer, the Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Note is registered as the owner hereof for all purposes, whether or not this
Note be overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary. 

  
 A-3 

 The Company (i) may be discharged from its obligations with respect to the Notes (subject
to certain exceptions) or (ii) may be released from its obligation under specified covenants and agreements in the Indenture. In order to be discharged from its obligations pursuant to clause (i) of the prior sentence, the Company must
comply with the provisions of Sections 401 and 403 of the Indenture; provided, however, notwithstanding anything to the contrary contained in Section 401 of the Indenture, the Company shall irrevocably have deposited or caused to be deposited
with the Trustee, in trust, funds specifically pledged as security for, and dedicated solely to, the benefit of the Holders of the Notes in the Currency in which the Notes are payable or Government Obligations which through the scheduled payment of
principal and interest in respect thereof in accordance with their terms will provide, not later than one day before the due date of any payment of principal of (and premium, if any) and interest, if any, and any Additional Amounts, on the Notes,
money in an amount sufficient, in the opinion of a nationally recognized firm of independent public accountants expressed in a written certification thereof delivered to the Trustee, to pay and discharge the entire indebtedness on the Notes with
respect to principal (and premium, if any) and interest and any Additional Amounts to the date of the deposit (if the Notes have become due and payable) or to the Stated Maturity thereof, as the case may be. In order to be released from its
obligations under specified covenants and agreements in the Indenture pursuant to clause (ii) of the first sentence of this paragraph, the Company must comply with the provisions of Sections 402 and 403 of the Indenture. 

This Note shall be governed by and construed in accordance with the laws of the State of New York without giving effect to any provisions
relating to conflicts of laws other than Section 5-1401 of the New York General Obligations Law. 
 All terms used in this Note which
are defined in the Indenture shall have the meanings assigned to them in the Indenture. 
 Unless the certificate of authentication hereon
has been executed by or on behalf of the Trustee under the Indenture by the manual signature of one of its authorized signatories, this Note shall not be entitled to any benefits under the Indenture or be valid or obligatory for any purpose. 

  
 A-4 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its
corporate seal. 
  

									
		 		 		 	GRUPO TELEVISA, S.A.B.
					
	Attest:	 	  
	 		 	By:	 	  

		 	Name:	 		 	Name:	 	
		 	Title:	 		 	Title:	 	
					
		 		 		 	By:	 	  

		 		 		 	Name:	 	
		 		 		 	Title:	 	

  
 A-5 

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 

This is one of the Notes of the series designated therein referred to in the within-mentioned Indenture. 

 

							
	Dated: May 13, 2014	 		 	 THE BANK OF NEW YORK MELLON,
 as
Trustee

				
		 		 	By:	 	  

  
 A-6 

 FORM OF REVERSE OF SECURITY 

This Note is one of a duly authorized issue of Notes of the Company designated as its 5.000% Senior Notes due 2045 (hereinafter called the
“Notes”), limited in aggregate principal amount to U.S.$1,000,000,000, issued and to be issued under a Seventeenth Supplemental Indenture, dated as of May 13, 2014 (hereinafter called the “Seventeenth Supplemental
Indenture”), among the Company, The Bank of New York Mellon, as Trustee, Registrar, Paying Agent and Transfer Agent, and The Bank of New York Mellon (Luxembourg) S.A., as Luxembourg Paying Agent and Luxembourg Transfer Agent. 

Additional Amounts. All payments of amounts due in respect of the Notes by the Company will be made without withholding or deduction
for or on account of any present or future taxes or duties of whatever nature imposed or levied by or on behalf of Mexico, or any political subdivision thereof or any agency or authority of or in Mexico (“Taxes”) unless the
withholding or deduction of such Taxes is required by law or by the interpretation or administration thereof. In that event, the Company will pay such additional amounts (“Additional Amounts”) as may be necessary in order that the
net amounts receivable by the Holders after such withholding or deduction shall equal the respective amounts which would have been receivable in respect of the Notes, in the absence of such withholding or deduction, which Additional Amounts shall be
due and payable when the amount to which such Additional Amounts relate are due and payable; except that no such Additional Amounts shall be payable with respect to: 

(i) any Taxes which are imposed on, or deducted or withheld from, payments made to the Holder or beneficial owner of the Notes
by reason of the existence of any present or former connection between the Holder or beneficial owner of the Notes (or between a fiduciary, settlor, beneficiary, member or shareholder of, or possessor of a power over, such Holder or beneficial
owner, if such Holder or beneficial owner is an estate, trust, corporation or partnership) and Mexico (or any political subdivision or territory or possession thereof or area subject to its jurisdiction) (including, without limitation, such Holder
or beneficial owner (or such fiduciary, settlor, beneficiary, member, shareholder or possessor) (x) being or having been a citizen or resident thereof, (y) maintaining or having maintained an office, permanent establishment, fixed base or
branch therein, or (z) being or having been present or engaged in a trade or business therein) other than the mere holding of such Notes or the receipt of amounts due in respect thereof; 

(ii) any estate, inheritance, gift, sales, stamp, transfer or personal property Tax; 

(iii) any Taxes that are imposed on, or withheld or deducted from, payments made to the Holder or beneficial owner of the
Notes to the extent such Taxes would not have been so imposed, deducted or withheld but for the failure by such Holder or beneficial owner of such Notes to comply with any certification, identification, information, documentation or other reporting
requirement concerning the nationality, residence, identity or connection with Mexico (or any political subdivision or territory or possession thereof or area subject to its jurisdiction) of the Holder or beneficial owner of

  
 A-7 

 
such Notes if (x) such compliance is required or imposed by a statute, treaty, regulation, rule, ruling or administrative practice in order to make any claim for exemption from, or reduction
in the rate of, the imposition, withholding or deduction of any Taxes, and (y) at least 60 days prior to the first payment date with respect to which the Company shall apply this clause (iii), the Company shall have notified all the Holders of
Notes, in writing, that such Holders or beneficial owners of the Notes will be required to provide such information or documentation; 

(iv) any Taxes imposed on, or withheld or deducted from, payments made to a Holder or beneficial owner of the Notes at a rate
in excess of the 4.9% rate of Tax in effect on the date hereof and uniformly applicable in respect of payments made by the Company to all Holders or beneficial owners eligible for the benefits of a treaty for the avoidance of double taxation to
which Mexico is a party without regard to the particular circumstances of such Holders or beneficial owners (provided that, upon any subsequent increase in the rate of Tax that would be applicable to payments to all such Holders or beneficial owners
without regard to their particular circumstances, such increased rate shall be substituted for the 4.9% rate for purposes of this clause (iv)), but only to the extent that (x) such Holder or beneficial owner has failed to provide on a timely
basis, at the reasonable request of the Company (subject to the conditions set forth below), information, documentation or other evidence concerning whether such Holder or beneficial owner is eligible for benefits under a treaty for the avoidance of
double taxation to which Mexico is a party if necessary to determine the appropriate rate of deduction or withholding of Taxes under such treaty or under any statute, regulation, rule, ruling or administrative practice, and (y) at least 60 days
prior to the first payment date with respect to which the Company shall make such reasonable request, the Company shall have notified the Holders of the Notes, in writing, that such Holders or beneficial owners of the Notes will be required to
provide such information, documentation or other evidence; 
 (v) to or on behalf of a Holder of the Notes in respect of
Taxes that would not have been imposed but for the presentation by such Holder for payment on a date more than 15 days after the date on which such payment became due and payable or the date on which payment thereof is duly provided for and notice
thereof given to Holders, whichever occurs later, except to the extent that the Holder of such Notes would have been entitled to Additional Amounts in respect of such Taxes on presenting such Notes for payment on any date during such 15-day period;
or 
 (vi) any withholding or deductions imposed on a payment to an individual required to be made pursuant to the European
Council Directive 2003/48/EC (the “Directive”) or any law implementing or introduced in order to conform to, such Directive; or 

(vii) any combination of (i), (ii), (iii), (iv), (v) or (vi) above (the Taxes described in clauses (i) through
(vii), for which no Additional Amounts are payable, are hereinafter referred to as “Excluded Taxes”). 

  
 A-8 

 Notwithstanding the foregoing, the limitations on the Company’s obligation to pay
Additional Amounts set forth in clauses (iii) and (iv) above shall not apply if (a) the provision of information, documentation or other evidence described in such clauses (iii) and (iv) would be materially more onerous, in
form, in procedure or in the substance of information disclosed, to a Holder or beneficial owner of a Note (taking into account any relevant differences between U.S. and Mexican law, rules, regulations or administrative practice) than comparable
information or other reporting requirements imposed under U.S. tax law, regulations and administrative practice (such as IRS Forms W-8BEN and W-9) or (b) Rule I.3.17.8 issued by the Secretaría de Hacienda y Crédito
Público (Ministry of Finance and Public Credit), or a substantially similar successor of such rule is in effect, unless the provision of the information, documentation or other evidence described in clauses (iii) and (iv) is
expressly required by statute, regulation, rule, ruling or administrative practice in order to apply Rule I.3.17.8 (or a substantially similar successor of such rule), the Company cannot obtain such information, documentation or other evidence on
its own through reasonable diligence and the Company otherwise would meet the requirements for application of Rule I.3.17.8 (or such other successor of such rule). In addition, such clauses (iii) and (iv) shall not be construed to require
that a non-Mexican pension or retirement fund or a non-Mexican financial institution or any other Holder register with the Ministry of Finance and Public Credit for the purpose of establishing eligibility for an exemption from or reduction of
Mexican withholding tax or to require that a Holder or beneficial owner certify or provide information concerning whether it is or is not a tax-exempt pension or retirement fund. 

At least 30 days prior to each date on which any payment under or with respect to the Notes is due and payable, if the Company will be
obligated to pay Additional Amounts with respect to such payment (other than Additional Amounts payable on the date of the Indenture or Supplemental Indenture relating to such Notes), the Company will deliver to the relevant Trustee an
Officers’ Certificate stating the fact that such Additional Amounts will be payable and the amounts so payable and will set forth such other information necessary to enable the relevant Trustee to pay such Additional Amounts to Holders on the
payment date. Whenever either in the Indenture or such Supplemental Indenture there is mentioned, in any context, the payment of principal (and premium, if any), Redemption Price, interest or any other amount payable under or with respect to any
Notes, such mention shall be deemed to include mention of the payment of Additional Amounts to the extent that, in such context, Additional Amounts are, were or would be payable in respect thereof. 

The Company will provide the Trustee with documentation evidencing the payment of Mexican taxes in respect of which the Company has paid any
Additional Amounts. Copies of such documentation will be made available to the Holders or the paying agent, as applicable, upon request therefor. 

In addition, the Company will pay any stamp, issue, registration, documentary or other similar taxes and other duties (including interest and
penalties) (a) payable in Mexico or the United States (or any political subdivision of either jurisdiction) in respect of the creation, issue and offering of the Notes, and (b) payable in Mexico (or any political subdivision thereof) in
respect of the subsequent redemption or retirement of the Notes (other than, in the case of any subsequent redemption or retirement, Excluded Taxes; except for this purpose, the definition of Excluded Taxes will not include those defined in clause
(ii) thereof). 

  
 A-9 

 Redemption. Except as provided below under “Optional Redemption with
‘Make-Whole’ Amount” and “Withholding Tax Redemption” the Notes are not redeemable by the Company prior to their maturity date. 

Optional Redemption with ‘Make-Whole’ Amount. Prior to November 13, 2044, the Company may, at its option, redeem any of
the Notes in whole or in part, at any time or from time to time on at least 30 days’ but not more than 60 days’ notice, at a Redemption Price equal to the greater of (1) 100% of the principal amount of such Notes redeemed and
(2) the sum calculated by the Company of the present values of each remaining scheduled payment of principal and interest thereon (exclusive of interest accrued to the Redemption Date) discounted to the Redemption Date on a semi-annual basis
(assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate plus 30 basis points (the “Make-Whole Amount”), plus in each case accrued and unpaid interest on the principal amount of the Notes to the Redemption Date. On
or after November 13, 2044, the Company may, at its option, redeem any of the Notes in whole or in part, at any time or from time to time on at least 30 days’ but not more than 60 days’ notice, at a Redemption Price equal to 100% of
the principal amount of such Notes, plus accrued interest on the principal amount of the Notes to the Redemption Date. Any redemption pursuant to this paragraph is referred to herein as the “Optional Redemption.” 

“Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to
maturity or interpolated maturity (on a day count basis) of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such
Redemption Date. 
 “Comparable Treasury Issue” means the United States Treasury security or securities selected by an Independent
Investment Banker as having an actual or interpolated maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues
of corporate debt securities of a comparable maturity to the remaining term of such Notes. 
 “Independent Investment Banker”
means one of the Reference Treasury Dealers appointed by the Company. 
 “Comparable Treasury Price” means, with respect to any
Redemption Date (1) the average of the Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest such Reference Treasury Dealer Quotation or (2) if the Company obtains fewer than four such
Reference Treasury Dealer Quotations, the average of all such quotations. 
 “Reference Treasury Dealer” means each of Credit
Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and HSBC Securities (USA) Inc. or their respective affiliates which are primary United States government securities dealers and two other leading primary United States government securities
dealers in New York City reasonably designated by the Company; provided, however, that if any of the foregoing shall cease to be a primary United States government securities dealer in New York City (a “Primary Treasury
Dealer”), the Company will substitute therefor another Primary Treasury Dealer. 

  
 A-10 

 “Reference Treasury Dealer Quotation” means, with respect to each Reference Treasury
Dealer and any Redemption Date, the average, as determined by the Company, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Company by such
Reference Treasury Dealer at 3:30 pm New York City time on the third Business Day preceding such Redemption Date. 
 On and after the
Redemption Date, interest will cease to accrue on the Notes or any portion of the Notes called for redemption (unless the Company defaults in the payment of the Redemption Price and accrued interest). On or before the Redemption Date, the Company
will deposit with the Trustee money sufficient to pay the Redemption Price and (unless the Redemption Date shall be an Interest Payment Date) accrued interest to the Redemption Date on the Notes to be redeemed on such date. If less than all of the
Notes are to be redeemed, the Notes to be redeemed shall be selected by the Trustee by such method as the Trustee shall deem fair and appropriate in accordance with the procedures of the DTC. 

The election of the Company to redeem the Notes shall be evidenced by a certificate (a “Redemption Certificate”) of an Officer of
the Company, which certificate shall be delivered to the Trustee. The Company shall, not less than 45 days nor more than 60 days prior to the Redemption Date (and no less than 5 Business Days prior to the date when notice will be sent to Holders),
notify the Trustee in writing of such Redemption Date and of all other information necessary to the giving by the Trustee of notices of the Optional Redemption at the Company’s expense. The Trustee shall be entitled to rely conclusively upon
the information so furnished by the Company in the Redemption Certificate and shall be under no duty to check the accuracy or completeness thereof. Such notice shall be irrevocable and upon its delivery the Company shall be obligated to make the
payment or payments to the Trustee referred to therein as set forth in the preceding paragraph. 
 Notice of the Optional Redemption shall
be given by the Trustee to the Holders, in accordance with the provisions of Section 106 of the Original Indenture, upon the mailing by first-class postage prepaid to each Holder at the address of such Holder as it appears in the Register not
less than 30 days nor more than 60 days prior to the Redemption Date. 
 The notice of Optional Redemption shall state: 

(i) the Redemption Date; 
 (ii)
the Redemption Price; 
 (iii) the sum of all other amounts due to the Holders under the Notes and the Indenture; 

(iv) that on the Redemption Date the Redemption Price and accrued interest will become due and payable upon each such Note so to be redeemed;

 (v) the place or places, including the offices of the Company’s Paying Agent in Luxembourg, where such Notes so to be redeemed are
to be surrendered for payment of the Redemption Price and accrued interest; and 
 (vi) the CUSIP number of the Notes. 

  
 A-11 

 Notice of the Optional Redemption having been given as aforesaid, the Notes so to be redeemed
shall, on the Redemption Date, become due and payable at the Redemption Price and accrued interest therein specified. Upon surrender of any such Notes for redemption in accordance with such notice, such Notes shall be paid by the Paying Agent on
behalf of the Company on the Redemption Date; provided that moneys sufficient therefor have been deposited with the Trustee for the Holders no later than 10 a.m. New York City time on the Redemption Date. 

Notwithstanding anything to the contrary in the Indenture or in the Notes, if a Redemption Certificate has been delivered to the Trustee with
respect to all of the outstanding Notes and the Company shall have paid to the Trustee for the benefit of the Holders (i) the Redemption Price and accrued interest and (ii) all other amounts due to the Holders and the Trustee under the
Notes and the Indenture, then neither the Holders nor the Trustee on their behalf shall any longer be entitled to exercise any of the rights of the Holders under the Notes other than the rights of the Holders to receive payment of such amounts from
the Trustee or the Paying Agent, and the occurrence of an Event of Default whether before or after such payment by the Company to the Trustee for the benefit of the Holders shall not entitle either the Holders or the Trustee on their behalf after
such payment to declare the principal of any Notes then outstanding to be due and payable on any date prior to the Redemption Date. The funds paid to the Trustee shall be used to redeem the Notes on the Redemption Date. 

Repurchase of Notes upon a Change of Control. The Company must commence, within 30 days of the occurrence of a Change of Control, and
consummate an Offer to Purchase all Notes then outstanding, at a purchase price equal to 101% of the principal amount of the Notes on the date of repurchase, plus accrued interest (if any) to the date of purchase. The Company is not required to make
an Offer to Purchase following a Change of Control if a third party makes an Offer to Purchase that would be in compliance with the provisions described in this Section if it were made by the Company and such third party purchases (for the
consideration referred to in the immediately preceding sentence) the Notes validly tendered and not withdrawn. Prior to the mailing of the notice to Holders and publishing such notice to Holders in a daily newspaper of general circulation in
Luxembourg commencing such Offer to Purchase, but in any event within 30 days following any Change of Control, the Company, covenants to (i) repay in full all indebtedness of the Company that would prohibit the repurchase of the Notes pursuant
to such Offer to Purchase or (ii) obtain any requisite consents under instruments governing any such indebtedness of the Company to permit the repurchase of the Notes. The Company shall first comply with the covenant in the preceding sentence
before it shall be required to repurchase Notes pursuant to this covenant. 
 Withholding Tax Redemption. The Notes are subject to
redemption (“Withholding Tax Redemption”) at any time (a “Withholding Tax Redemption Date”), as a whole but not in part, at the election of the Company, at a redemption price equal to 100% of the unpaid principal amount thereof
plus accrued and unpaid interest, if any, to and including the Withholding Tax Redemption Date (the “Withholding Tax Redemption Price”) if, as a result of (i) any change in or amendment to the laws, rules or regulations of Mexico, or
any political subdivision or taxing authority or other instrumentality thereof or therein, or (ii) any amendment to or change in the rulings or interpretations relating to such laws, rules or regulations made by any legislative body, court or
governmental or regulatory agency or authority (including the enactment of any 

  
 A-12 

 
legislation and the publication of any judicial decision or regulatory determination) of Mexico, or any political subdivision or taxing authority or other instrumentality thereof or therein, or
(iii) any official interpretation, application or pronouncement by any legislative body, court or governmental or regulatory agency or authority that provides for a position with respect to such laws, rules or regulations that differs from the
theretofore generally accepted position, which amendment or change is enacted, promulgated, issued or announced or which interpretation, application or pronouncement is issued or announced, in each case, after the Closing Date, the Company has
become or would become required to pay any Additional Amounts in excess of those attributable to Taxes that are imposed, deducted or withheld at a rate of 4.9% on or from any payments under the Notes. 

The election of the Company to redeem the Notes shall be evidenced by a certificate (a “Withholding Tax Redemption Certificate”) of
a financial officer of the Company, which certificate shall be delivered to the Trustee. The Company shall, not less than 35 days nor more than 45 days prior to the Withholding Tax Redemption Date, notify the Trustee in writing of such Withholding
Tax Redemption Date and of all other information necessary to the giving by the Trustee of notices of such Withholding Tax Redemption. The Trustee shall be entitled to rely conclusively upon the information so furnished by the Company in the
Withholding Tax Redemption Certificate and shall be under no duty to check the accuracy or completeness thereof. Such notice shall be irrevocable and upon its delivery the Company shall be obligated to make the payment or payments to the Trustee
referred to therein at least two Business Days prior to such Withholding Tax Redemption Date. 
 Notice of Withholding Tax Redemption shall
be given by the Trustee to the Holders, in accordance with the provisions of Section 106 of the Original Indenture, upon the mailing by first-class postage prepaid to each Holder at the address of such Holder as it appears in the Register not
less than 30 days nor more than 60 days prior to the Withholding Tax Redemption Date. 
 The notice of Withholding Tax Redemption shall
state: 
 (i) the Withholding Tax Redemption Date; 

(ii) the Withholding Tax Redemption Price; 

(iii) the sum of all other amounts due to the Holders under the Notes and the Indenture; 

(iv) that on the Withholding Tax Redemption Date the Withholding Tax Redemption Price will become due and payable upon each
such Note so to be redeemed; 
 (v) the place or places, including the offices of our Paying Agent in Luxembourg, where such
Notes so to be redeemed are to be surrendered for payment of the Withholding Tax Redemption Price; and 
 (vi) the CUSIP
number of the Notes. 

  
 A-13 

 Notice of Withholding Tax Redemption having been given as aforesaid, the Notes so to be redeemed
shall, on the Withholding Tax Redemption Date, become due and payable at the Withholding Tax Redemption Price therein specified. Upon surrender of any such Notes for redemption in accordance with such notice, such Notes shall be paid by the Paying
Agent on behalf of the Company on the Withholding Tax Redemption Date; provided that moneys sufficient therefor have been deposited with the Trustee for the Holders. 

Notwithstanding anything to the contrary in the Indenture or in the Notes, if a Withholding Tax Redemption Certificate has been delivered to
the Trustee and the Company shall have paid to the Trustee for the benefit of the Holders (i) the Withholding Tax Redemption Price and (ii) all other amounts due to the Holders and the Trustee under the Notes and the Indenture, then
neither the Holders nor the Trustee on their behalf shall any longer be entitled to exercise any of the rights of the Holders under the Notes other than the rights of the Holders to receive payment of such amounts from the Trustee or the Paying
Agent, and the occurrence of an Event of Default whether before or after such payment by the Company to the Trustee for the benefit of the Holders shall not entitle either the Holders or the Trustee on their behalf after such payment to declare the
principal of any Notes then outstanding to be due and payable on any date prior to the Withholding Tax Redemption Date. The funds paid to the Trustee shall be used to redeem the Notes on the Withholding Tax Redemption Date. 

All terms used in this Note which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 

THE INDENTURE AND THIS NOTE SHALL BE GOVERNED BY AND BE CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT GIVING
EFFECT TO ANY PROVISIONS RELATING TO CONFLICTS OF LAWS OTHER THAN SECTION 5-1401 OF THE NEW YORK GENERAL OBLIGATIONS LAW. 

  
 A-14 

 SCHEDULE A 

SCHEDULE OF INCREASES OR DECREASES IN GLOBAL NOTE 

The following increases or decreases in this global Note have been made: 

 

									
	 Date of transfer
or exchange
	  	Amount of
decrease in
principal amount
of this global
Note	  	Amount of
increase in
principal amount
of this global
Note	  	Principal amount
of this global
Note following
such decrease or
increase	  	Signature of
authorized
signatory of
Trustee or Security
Registrar
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	

  
 A-15EX-10.1

 Exhibit 10.1 

Confidential treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality
request. Omissions are designated as [***]. A complete version of this exhibit has been filed separately with the Securities and Exchange Commission. 

ADDENDUM 
 TO 

MORTGAGE SELLING AND SERVICING CONTRACT 

(Early Advance Reimbursement Agreement) 

This Addendum (the “EAR Agreement”) to that Mortgage Selling and Servicing Contract dated March 23, 2005 (the “MSSC”)
is made by and between Fannie Mae (“Fannie Mae”), a corporation organized and existing under the laws of the United States, and Green Tree Servicing LLC (“Servicer”), a Delaware limited liability company, and is effective April
1, 2014. 
 WHEREAS, Servicer services, on behalf of Fannie Mae, certain residential mortgage loans and real estate owned (REO) properties
owned or securitized by Fannie Mae, in accordance with the MSSC and Fannie Mae Servicing Guide; and 
 WHEREAS, Fannie Mae and Green Tree
have entered into those certain servicing agreements (collectively, the “Agreements”) as follows: 
 a) Mortgage
Loans Servicing Agreement dated June 30, 2008 (“Option One” portfolio); 
 b) Mortgage Loans Servicing
Agreement dated July 31, 2008 (“Barclays” portfolio); 
 c) Interim Servicing Addendum to the Mortgage Selling
and Servicing Contract dated March 19, 2009 (“Bank United” portfolio); 
 d) Green Tree Supplemental Servicing
Agreement dated October 31, 2009 (“Nat City” portfolio); 
 e) Subservicing Addendum to the Mortgage Selling
and Servicing Contract dated February 1, 2010 (“Hayhurst” portfolio); 
 d) Mortgage Selling and
Servicing Contract as applicable to loans transferred from Franklin Bank (“Franklin Bank” portfolio), and 
 WHEREAS, Fannie Mae
has agreed to provide to Servicer early reimbursement of certain Advances; 
 NOW, THEREFORE, in consideration of the mutual premises,
covenants and conditions contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties hereto agree as follows: 

I. Addendum to MSSC. Fannie Mae agrees to provide to Servicer early reimbursement of certain advances relating to loans and REO properties serviced
under the MSSC, any Master Agreement and Fannie Mae Servicing Guide and under the Agreements pursuant to and subject to the conditions of the attached Exhibit A. This EAR Agreement replaces and supersedes in its entirety that Addendum to
Mortgage Selling and Servicing Contract dated effective July 1, 2012, as thereafter amended (the “EAF Agreement”). 

  
 1 

GreenTree Restated EAR Agreement - Final 

 II. Applicable Laws. This EAR Agreement will be construed in accordance with federal law and the laws of
New York, without reference to the choice of law principles under the laws of New York. 
 III. Entire Agreement. All other terms, conditions,
provisions, and covenants in the Agreements, the MSSC and the Fannie Mae Selling and Servicing Guides, as may be updated or amended from time to time, shall remain unaltered and in full force and effect, except as modified by this EAR Agreement.

 IV. Counterparts. This EAR Agreement may be executed in one or more counterparts, each of which shall be deemed to be an original and all of which
when taken together shall constitute a single agreement. 
 IN WITNESS WHEREOF, each of the undersigned parties to this EAR Agreement has caused this EAR
Agreement to be duly executed in its name by one of its duly authorized officers, all as of the date first above written. 
  

									
	Fannie Mae	 		 	 Green Tree Servicing LLC

(Servicer)

					
	By:	 	 /s/ Tara Malone
	 		 	By:	 	 /s/ Cheryl Collins

	Name:	 	 Tara Malone
	 		 	Name:	 	 Cheryl Collins

	Title:	 	 Vice President
	 		 	Title:	 	 Senior Vice President and Treasurer

	Date:	 	 3/31/14
	 		 	Date:	 	 3/31/14

  
 2 

GreenTree Restated EAR Agreement - Final 
 EAR 

 EXHBIT A 

EARLY ADVANCE REIMBURSEMENT AGREEMENT 
  

			
	EARLY REIMBURSEMENT PERIOD:	  	 The period (“Early Reimbursement Period”) during which Fannie Mae will make payments of Periodic Early Reimbursement Amounts (as
defined below) in respect of Eligible Advances (as defined below), which will commence on the Closing Date and end on the first to occur of:
  

1.      March 31, 2015 (unless extended or renewed in writing by Fannie Mae and
Servicer); or
  

2.      a Stop Event that is not waived by Fannie Mae

 
 During the Early Reimbursement Period, Fannie Mae will make payments of Periodic Early
Reimbursement Amounts as provided herein. Upon termination of the Early Reimbursement Period, Fannie Mae will no longer pay Periodic Early Reimbursement Amounts and the Recoupment Period will commence.

		
	ELIGIBLE ADVANCES FOR EARLY REIMBURSEMENT:	  	 Except as provided below, “Eligible Advance” shall include all of the following advances required to be made by the Servicer
with respect to mortgage loans and real estate owned (REO) serviced by the Servicer (“Mortgage Loans”) pursuant to the MSSC and Fannie Mae Servicing Guide (the “Guide”) and the Agreements for which Servicer has not been repaid or
reimbursed as of such date and which relate to mortgage loans directly originated by Servicer, or mortgage loans the servicing or subservicing rights to which were acquired from a third party as identified in Schedule 1:

 

1.      “P&I Delinquency Advances” which are advances of principal or
interest payments, including a “Foreclosure Buyout”). A “Foreclosure Buyout” is an advance required to be remitted as the result of an action taken during the preceding month with respect to a property reported under Fannie Mae
Action Codes 70, 71 or 72 at the start of the month in which the advance is due.
  

2.      “T&I Escrow Advances” which are advances for the payment of taxes,
assessments, insurance premiums, ground rents, and other similar items and charges, and
  

3.      “Corporate Servicing Advances” which are advances other than P&I
Delinquency Advances and T&I Escrow Advances.

  
 3 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
		  	 Eligible Advances shall also include any outstanding P&I Delinquency Advances, T&I Escrow Advances and Corporate Servicing
Advances previously paid or reimbursed by Servicer and identified on Schedule 2 in connection with a servicing transfer to the Servicer. Each such advance shall be deemed a “Legacy Servicing Advance”.

 
 Notwithstanding the foregoing and except as identified in Schedules 1 and 2, Eligible
Advances shall not include advances paid or reimbursed by Servicer in connection with a servicing transfer to the Servicer, including servicing transfers after the date of this EAR Agreement. However, the parties may by written agreement add
additional Eligible Advances to Schedules 1 and 2 (as applicable), which Eligible Advances shall be deemed incorporated into the EAR Agreement.
  

Eligible Advances also shall not include advances applicable to the payment of any guaranty or excess servicing fees or lender paid mortgage insurance
premiums. Eligible Advances must have been actually incurred by the Servicer, and T&I Escrow Advances and Corporate Servicing Advances must fall under one of the 571 Codes in the Fannie Mae 571 Claims Guide.

 
 Notwithstanding anything to the contrary herein, after the date on which the underlying
real estate/collateral is sold or disposed, the loan or REO Property is otherwise “liquidated” (including as a result of an event reported as Fannie Mae Action Code of 70, 71 or 72), or loans have a zero UPB as a result of an event
reported as Fannie Mae Action Code of 60 or 65 (the “Final Liquidation Date”), no Periodic Early Reimbursement Amounts will be paid by Fannie Mae for advances made by the Servicer after the Final Liquidation Date on that Mortgage Loan. In
addition, all Periodic Early Reimbursement Amounts must be repaid within one-hundred twenty (120) days after the Final Liquidation Date of the related loan, regardless of whether recoveries have actually been collected.

 
 Servicer shall not draw on any third party financing or other facility funds for use to
pay amounts attributable to Eligible Advances for which Fannie Mae has made payment to Servicer of Periodic Early Reimbursement Amounts unless Servicer reduces the applicable Periodic Early Reimbursement Amount by a commensurate amount. Any such
amounts shall be considered a collection or reimbursement related to Eligible Advances and be immediately deposited by the Servicer into a Collections Account.

  
 4 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
	PERIODIC EARLY REIMBURSEMENT AMOUNT:	  	 For any Reporting Cycle (as defined below), an amount equal to the Funding Value (as defined below) of Eligible Advances, subject to the
Early Reimbursement Amount Limit (as defined below).
  
 If the Early Reimbursement
Amount Limit is reached in a particular Reporting Cycle, Fannie Mae shall reimburse P&I Delinquency Advances before T&I Escrow Advances or Corporate Servicing Advances and, within each category, Eligible Advances applicable to Mortgage Loans
held directly by Fannie Mae (“MRS Advances”) prior to those Mortgage Loans held in an MBS trust (“MBS Advances”.)

		
	AGGREGATE EARLY REIMBURSEMENT AMOUNT:	  	As of any date of determination, the excess, if any, of (i) the total Periodic Early Reimbursement Amounts previously paid to Servicer by Fannie Mae prior to such date over (ii) the aggregate, cumulative amount of Collections (as
defined below) recouped by Fannie Mae prior to such date. In no event shall Fannie Mae be obligated to make payment of any Periodic Early Reimbursement Amount that would result in the Aggregate Early Reimbursement Amount exceeding the Early
Reimbursement Amount Limit.
		
	FUNDING VALUE:	  	With respect to any Eligible Advance as of any date of determination, the product of (x) the outstanding balance of such Eligible Advance as of such date and (y) the applicable Early Reimbursement Rate.
		
	EARLY REIMBURSEMENT RATE:	  	 P&I Delinquency Advances: [***]%.

T&I Escrow Advances: [***]%
 Corporate Servicing Advances:
[***]%
  
 Legacy Servicing Advances shall have an Early Reimbursement Rate as provided
in Schedule 2.
  
 The Early Reimbursement Rate for T&I Escrow Advances, Corporate
Servicing Advances and Legacy Servicing Advances (excluding Legacy Servicing Advances which constitute P&I Delinquency Advances) will be recalculated on the first day of each calendar quarter and will be based on the average cumulative Aged
Advance Utilization Rate for the immediately preceding three (3) calendar months as follows:

  

					
	 Aged Advance

Utilization Rate
	  	Early
Reimbursement
Rate	 
	 [***]%- [***]%
	  	 	[	***]% 
	 [***]% - <[***]%
	  	 	[	***]% 
	 Less than [***]%
	  	 	[	***]% 

  

	***	Certain information on this page has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions. 

  
 5 

GreenTree Restated EAR Agreement - Final 
 EAR 

					
		  	 For purposes of this calculation, “Aged Advance Utilization Rate” shall mean the percentage of 1) the total of
Eligible Advances applicable to Mortgage Loans on which the underlying real estate/collateral is sold or disposed, the loan or REO Property is otherwise “liquidated” (including as a result of an event reported as Fannie Mae Action Code of
70, 71 or 72), or loans have a zero UPB as a result of an event reported as Fannie Mae Action Code of 60 or 65, divided by 2) the amount of Eligible Advances applicable to such Mortgage Loans previously reimbursed by Fannie Mae to Servicer under
this EAR Agreement or the EAF Agreement. An Aged Advance Utilization Rate of less than [***]% may be considered a Stop Event by Fannie Mae. Any revised Early Reimbursement Rate shall become effective for the Periodic Early Reimbursement Amount
applicable to the next Reporting Cycle ninety (90) days after the Servicer is notified in writing by Fannie Mae of any revision.
  

With respect to Mortgage Loans where Hayhurst Mortgage, Inc. or Bank United was the original advancing servicer, any Eligible Advances related to such
servicing transfers will not be included in Aged Advance Utilization Rate calculations.

		
	EARLY REIMBURSEMENT AMOUNT LIMIT:	  	Fannie Mae’s obligation to make payment of Periodic Early Reimbursement Amounts will not exceed a maximum Aggregate Early Reimbursement Amount of Nine-Hundred Fifty Million ($950,000,000) dollars.
		
	DEFICIENCY AMOUNT:	  	A Deficiency Amount shall exist on any date if, and to the extent that, on such date, the Aggregate Early Reimbursement Amount exceeds the Funding Value of all Eligible Advances. If a Deficiency Amount exists, the
party that becomes aware of such event shall immediately notify the other party of the existence of any Deficiency Amount. Any such Deficiency Amount shall be cured by the Servicer within three business days of the Servicer becoming aware of the
existence of a

  

	***	Certain information on this page has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions. 

  
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GreenTree Restated EAR Agreement - Final 
 EAR 

			
	 	  	Deficiency Amount. Any Deficiency Amount attributable to the reduction of an Early
Reimbursement Rate as provided herein shall be due and payable by Servicer within sixty (60) days.
		
	FANNIE MAE DESIGNATED ACCOUNT:	  	 “Designated Account” shall mean a Fannie Mae designated account created by Fannie Mae in its name and under its control at a
financial institution of Fannie Mae’s choosing. A Designated Account may relate to either MBS Advances or MRS Advances but not both.
  

The Servicer hereby acknowledges and agrees that it has no right, title, interest or claim in or to any Designated Account or any funds or other assets therein
(whether or not deposited by the Servicer), or any interest earned or accrued on the foregoing (notwithstanding anything to the contrary contained in the Guide or in any other agreement), all of which shall be the exclusive property of Fannie
Mae.

		
	ONGOING RECONCILIATION PERIOD:	  	 Anytime an Eligible Advance is requested by Servicer hereunder, Servicer shall provide Fannie Mae an Advance Request Form, a sample of
which is attached hereto as Schedule 3, and shall deliver such request form via e-mail to “advance_facilities_data@fanniemae.com”.
  

Beginning in the month of the effective date of this EAR Agreement, Servicer shall deliver the Reports (as defined below) as required in the Data
Dictionary
  
 The calendar month covered by a Report, as applicable, shall constitute a
“Reporting Cycle.”
  
 P&I Delinquency Advances.

 
 No later than the second business day following the receipt by Fannie Mae of the Report
applicable to P&I Delinquency Advances, Fannie Mae will notify the Servicer of any discrepancies, including any discrepancies between the (a) the sum of all reported loan-level P&I Delinquency Advances and (b) the aggregate P&I
Delinquency Advances requested by the Servicer.

  
 7 

GreenTree Restated EAR Agreement - Final 
 EAR 

					
		 	On the business day each month prior to the draft date applicable to the standard Fannie Mae MBS remittance cycle (the “Draft Date”) published in the Guide, the following actions shall occur:
			
		 	 (i)
	  	to the extent a Periodic Early Reimbursement Amount is required to be distributed, Fannie Mae shall deposit (such deposit shall be contingent on the fact that no discrepancy regarding the requested P&I Delinquency Advances
remains outstanding) into the Designated Account the Periodic Early Reimbursement Amount relating to the P&I Delinquency Advances for the related Reporting Cycle; and
			
		 	 (ii)
	  	by 10:00 AM (Eastern Time) on such date, the Servicer shall deposit all remaining principal and interest required to be remitted on the Draft Date for all Fannie Mae MBS Mortgage Loans serviced by the Servicer.
		 	  
 On the Draft Date, Fannie Mae shall draft from the
Designated Account, in lieu of the Servicer’s custodial account or accounts, the Required P&I and any amounts deposited by Fannie Mae as Periodic Early Reimbursement Amounts.

 
 The Servicer shall deposit into the Collections Account on the Draft Date any principal
and interest reported as “uncollected” on the Report, and received between the business day immediately preceding the Report Date and the Draft Date.
  

T&I Escrow Advances and Corporate Servicing Advances.
  

No later than the second business day following the Report Date applicable to T&I Escrow Advance and Corporate Servicing Advances, Fannie Mae will notify
the Servicer of any discrepancies regarding T&I Escrow Advance and Corporate Servicing Advances.
  

Servicer may also receive Periodic Early Reimbursement Amounts at month end by submitting to Fannie Mae a Report applicable T&I Escrow Advance and
Corporate Servicing Advances six business days prior to month end. No later than the second business day following receipt of this Report Fannie Mae will notify the Servicer of any discrepancies regarding T&I Escrow Advance and Corporate
Servicing Advances
  
 On the business day immediately preceding both the Draft Date and
the last business day of the month, Fannie Mae shall fund (to the extent a Periodic Early Reimbursement Amount is required to be distributed) the Periodic Early Reimbursement Amount for T&I Escrow Advance and Corporate Servicing Advances (as
requested by the Servicer on an Advance Request Form) to the Servicer. Such funding shall be

  
 8 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
		  	 contingent on the fact that no discrepancy regarding the requested T&I Escrow Advances and Corporate Servicing Advances remains
outstanding.
  
 Subject to the conditions identified below, Fannie Mae additionally
agrees that it will reimburse Servicer for T&I Escrow Advance and Corporate Servicing Advances on a daily basis as may be requested by Servicer and agreed to by Fannie Mae. Therefore in addition to the reporting requirements identified herein,
not later than the fifth (5th) business day prior to the business day on which Servicer requests that Fannie Mae make reimbursement to Servicer (or such other time period as mutually agreed to by
the parties), Servicer shall deliver to Fannie Mae or its designee a Report applicable to T&I Escrow Advance and Corporate Servicing Advances. Fannie Mae and/or its designee will reconcile the same within five (5) business days, and if it
determines that an amount is due and owing by Fannie Mae to Servicer, such amount shall be reimbursed to Servicer by Fannie Mae on the date requested by Servicer, or at such time as may otherwise be mutually agreed to by Fannie Mae and Servicer.
Applicable to each reimbursement of T&I Escrow Advances and Corporate Servicing Advances made by Fannie Mae herein, Servicer shall pay Fannie Mae a fee equal to the greater of 1) $1,000, or 2) the Compensation Rate divided by twenty-four (24),
multiplied by the T&I Escrow Advance and Corporate Servicing Advances reimbursed by Fannie Mae. Servicer will not be required to pay such administrative fee for the reimbursements made 1) on the business day immediately preceding the Draft Date,
and 2) one business day prior to the last business day of each calendar month. Fannie Mae will provide to Servicer an invoice for such administrative fees on or about the tenth (10th) day of each
calendar month, and within thirty days of receipt of the invoice Servicer agrees to wire to Fannie Mae such invoiced amount as directed in the invoice, or as otherwise directed by Fannie Mae.

 
 At any time Fannie Mae may notify the Servicer of any material discrepancy between the
P&I Delinquency Advances, T&I Escrow Advances or Corporate Servicing Advances as previously reported by the Servicer and the amounts reflected in Fannie Mae’s internal systems of record. Such discrepancies shall constitute a material
Due Diligence issue and the Servicer and Fannie Mae will work in good faith to resolve any such material discrepancies.

  
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GreenTree Restated EAR Agreement - Final 
 EAR 

					
	REPORTS:	 	 In addition to any required reporting obligations in the Guide, during the Ongoing Reconciliation Period and through the term of
this Agreement Servicer shall deliver to Fannie Mae or its designee reports and loan level listings (each a “Report”) in a format reasonably acceptable to Fannie Mae containing the data and within the time periods identified in Schedule
4 (“EAR Data Dictionary”) to this EAR Agreement (as such Attachment may be modified by Fannie Mae in writing from time to time), including (i) such reason codes to conform to information and codes required by Fannie Mae Form 571 (Cash
Disbursement Request) and (ii) upon request, reconciliations and supporting documentation (including invoices) of general ledger receivables applicable to Eligible Advances.
  

The Servicer shall also provide to Fannie Mae by the 25th day of each month (i) provided that a P&I Delinquency Advance was made, a completed Fannie Mae
Form 496 (“Principal and Interest (P&I) Custodial Account Analysis”) including all applicable schedules, and (ii) Fannie Mae Form 496a (“Taxes and Insurance (T&I) Custodial Account Analysis”), including all applicable
schedules.

		
	 COLLECTIONS ACCOUNT
 OVER
COLLECTION:
	 	All collections and reimbursements related to Eligible Advances, other than Foreclosure Buyouts, received on the related Mortgage Loans by the Servicer from Fannie Mae, mortgagors or as liquidation proceeds or
other recoveries (in the aggregate, the “Collections”), must be deposited by the Servicer into a Collections Account established by Fannie Mae and under Fannie Mae’s control no later than 6:00 pm ET on the second business day
following Servicer’s receipt thereof, subject to the following:
			
		 	(i)	  	During the Early Reimbursement Period the Servicer may retain any Collections in excess of the Periodic Early Reimbursement Amount outstanding with respect to the related Mortgage Loan; and
			
		 	(ii)	  	During the period between the final disbursement of a Periodic Early Reimbursement Amount and the last day for recoupment as provided below, the Servicer may retain any Collections in excess of the Aggregate Early Reimbursement
Amount.
		
		 	All Periodic Early Reimbursement Amounts related to Foreclosure Buyouts shall be repaid to the Collections Account within one business day after the Servicer receives a monthly reimbursement of foreclosure advances from
Fannie Mae, without regard to the amount actually reimbursed. Further, all

  
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GreenTree Restated EAR Agreement - Final 
 EAR 

			
		  	 Periodic Early Reimbursement Amounts for P&I Delinquency Advances and applicable to Mortgage Loans which have undergone a
reclassification as provided in the Guide shall be repaid to the Collections Account within two business days of such reclassification.
  

However, following the occurrence of, and during the continuance of, a Stop Event that has not been waived by Fannie Mae, clauses (i) and (ii) above shall not
apply and further, all reimbursements of Eligible Advances due from Fannie Mae shall be deposited directly into the Collections Account by Fannie Mae.
  

Servicer shall notify Fannie Mae in the event it determines that any Periodic Early Reimbursement Amount relates to an advance other than an Eligible Advance.
In addition, Fannie Mae shall provide Servicer with a monthly report listing any Periodic Early Reimbursement Amounts outstanding on advances it has determined to be ineligible, including any relating to loans more than one hundred twenty (120) days
past their Final Liquidation Date. Servicer shall deposit any such amounts into the Collections Account within 15 calendar days after the date of such determination or report, regardless of whether recoveries have actually been collected.

 
 If the amount in the Collections Account exceeds the Aggregate Early Reimbursement Amount
(“Over Collection”), then simultaneously with the first to occur of the payment of the next Periodic Early Reimbursement Amount or the commencement of the Recoupment Period, the Over Collection amount shall be applied to reduce the
Aggregate Early Reimbursement Amount outstanding. Any amount by which the Over Collection exceeds such Aggregate Early Reimbursement Amount will be returned to the Servicer within five business days following the date the Aggregate Early
Reimbursement Amount is reduced to zero.

		
	MONTHLY SETTLEMENTS / SETTLEMENT DATES:	  	 On the third business day of each month, Fannie Mae shall notify Servicer of the Early Reimbursement Compensation amount. On the fifth
business day of each calendar month, Servicer shall fund to an account designated by Fannie Mae the Early Reimbursement Compensation. Such date shall be deemed a “Settlement Date.”

 
 In the event that Fannie Mae does not timely receive such funding, on the following
business day Fannie Mae may withdraw an amount equal to such unpaid Early

  
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GreenTree Restated EAR Agreement - Final 
 EAR 

			
		  	 Reimbursement Compensation directly from the Collections Account prior to the calculation of the Periodic Early Reimbursement Amount for
that month. Such withdrawal will not avoid the occurrence of a Stop Event.
  
 Following
the occurrence of, and during the continuance of, a Stop Event that has not been waived by Fannie Mae, a Settlement Dates shall occur with such frequency (e.g., weekly or daily) as Fannie Mae shall direct.

		
	EARLY REIMBURSEMENT COMPENSATION:	  	In consideration of Fannie Mae’s reimbursing to Servicer Eligible Advances earlier than as provided under the MSSC and Guide, the Servicer will pay Fannie Mae a monthly compensation amount equal to the aggregate amount
obtained by daily application of the Compensation Rate to the amount of the Aggregate Early Reimbursement Amount on a 360 day per year basis for the actual number of days elapsed since the prior Settlement Date (or, with respect to the first
Settlement Date following the Closing Date, since the Closing Date). The Servicer will pay the Early Reimbursement Compensation to Fannie Mae on each Settlement Date.
		
	COMPENSATION RATE:	  	250 basis points over One-Month LIBOR. LIBOR will be set as of the last business day of the second month preceding the month in which the Settlement Date occurs. (For example, if the Settlement Date is August 3rd, LIBOR will be as of the last business day in June.) Notwithstanding the foregoing, the Compensation Rate shall be 350 basis points over One-Month LIBOR on Eligible Advances related to those
mortgage servicing rights acquired by Servicer from a) Bank of America, National Association on or about January 31, 2013 (including BANA Legacy Servicing Advances), and b) GMAC Mortgage, LLC on or about January 31, 2013 (including GMACM Legacy
Servicing Advances).
		
	FACILITY RENEWAL/AMENDMENT FEE:	  	On the Closing Date Servicer shall pay 0.500% per annum of the Early Reimbursement Amount Limit. If extended or renewed in writing by Fannie Mae and Servicer, 0.500% per annum of the Early Reimbursement Amount Limit shall
thereafter be payable as a renewal fee on the first business day after such renewal date. If the Early Reimbursement Amount Limit is increased, 0.500% of the additional amount shall be payable as an Amendment Fee on the first business day following
the effective date of the increase and pro rated from such effective date to the scheduled end of the Early Reimbursement Period.

  
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GreenTree Restated EAR Agreement - Final 
 EAR 

							
	CLOSING DATE:	 	April 1, 2014
		
	RECOUPMENT:	 	Periodic Early Reimbursement Amounts shall be recouped by Fannie Mae primarily through Collections, however the Servicer can pay any or all outstanding amounts due at any time, and is obligated to pay, if applicable, the
outstanding Aggregate Early Reimbursement Amount on or prior to the completion of an eighteen (18) month period starting on the earlier of (i) the first day of the month following the end of the Early Reimbursement Period or (ii) the occurrence of a
Stop Event. Such eighteen (18) month period is referred to herein as the “Recoupment Period.”
		
	STOP EVENTS:	 	Unless otherwise waived by Fannie Mae, Stop Events are as follows:
			
		 	 1.
	 	Failure of Servicer to comply with the terms or conditions of this EAR Agreement and such failure continues for 1 business day, specifically including but not limited to,
				
		 		 	 a.
	  	Failure of the Servicer to pay any Early Reimbursement Compensation amount or any Deficiency Amount when due.
				
		 		 	 b.
	  	Failure of the Servicer to deposit Collections into the Collection Account by 6:00 pm ET on the second business day following the receipt thereof by Servicer.
				
		 		 	 c.
	  	Failure of the Servicer to repay in a timely manner any portion of the Aggregate Early Reimbursement Amount relating to an advance that is not an Eligible Advance.
			
		 	 2.
	 	Failure of the Servicer to be an approved Fannie Mae Servicer.
			
		 	 3.
	 	Occurrence of a change in the Servicer’s organization as described in the Part I, Chapter 2, Section 204 of the Guide.
			
		 	 4.
	 	Failure of the Servicer to resolve a material Due Diligence issue within 30 business days of notification, unless the parties mutually agree to extend such cure period, it being understood that (a) Fannie Mae has the
option to suspend funding of Periodic Early Reimbursement Amounts while a material Due Diligence issue remains unresolved, even if no Stop Event has occurred, and (b) Fannie Mae will act in good faith to determine materiality of Due Diligence
issues.
			
		 	 5.
	 	Insolvency, Receivership or Bankruptcy of the Servicer, as established by a court of competent jurisdiction.

  
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GreenTree Restated EAR Agreement - Final 
 EAR 

							
			
		 	 6.
	 	Failure of the Servicer to submit any required Reports or other reporting and such failure continues for 5 business days
			
		 	 7.
	 	The occurrence of an Event of Default by the Servicer under any Master Agreement or the MSSC, as applicable, which has not been waived or cured as may be allowed under such agreement or contract, if
applicable.
			
		 	 8.
	 	Failure by the Servicer to deposit into the Designated Account all principal and interest as provided herein; provided, however, that such failure shall be subject to a cure period of one business day; provided,
further, however, that such cure period shall be unavailable if such failure occurs more than once in any four-month period or more than twice in any twelve-month period.
			
		 	 9.
	 	The Aggregate Early Reimbursement Amount is zero.
			
		 	 10.
	 	120 days after written notice by Fannie Mae.
			
		 	 11.
	 	The earlier of 120 days or such earlier date as set forth in such Proceeding following written notice by Fannie Mae or Servicer, as applicable, that either Fannie Mae or Servicer, as applicable, becomes subject to any
order, or litigation, claim, action, suit, arbitration, inquiry, proceeding, investigation or similar proceeding initiated by a governmental authority (a “Proceeding”) which impairs such party’s ability to discharge its obligations
hereunder in any material respect.

  

			
		  	 Upon occurrence of a Stop Event not waived by Fannie Mae, the Early Reimbursement Period may be terminated.

 
 Upon the occurrence of a subsection 10 or 11 Stop Event, Fannie Mae shall cooperate in
good faith and reasonably assist the Servicer should the Servicer elect to seek alternative financing for some or all of the (i) outstanding Periodic Early Reimbursement Amounts and (ii) future P&I Delinquency Advances, T&I Escrow Advances
and Corporate Servicing Advances required to be made by the Servicer under each of the Agreements.

		
	DUE DILIGENCE REQUIREMENTS:	  	Fannie Mae has the right to perform due diligence activities related to Eligible Advances and Periodic Early Reimbursement Amounts prior to the Closing Date and at any such time thereafter (“Due Diligence”). Promptly
upon Fannie Mae’s (or its agent’s) request, the Servicer is required to provide reasonable access to Servicer’s system’s and personnel, books and records whether stored in tangible or

  
 14 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
		  	 electronic form. Failure of the Servicer to provide such access will constitute a material Due Diligence issue and a Stop Event. Subject
to an annual cap of $75,000, Servicer shall bear all reasonable out-of-pocket costs and expenses of Fannie Mae relating to a Due Diligence review of the Servicer’s activities hereunder, including without limitation third party vendor fees.
Notwithstanding the foregoing, Servicer shall be responsible for all reasonable out-of-pocket costs and expenses of Fannie Mae, including without limitation third party vendor fees, relating to Due Diligence reviews applicable to the mortgage
servicing rights which Servicer acquired from Bank of America, National Association on or about January 31, 2013, and such amounts shall not be subject to the annual cap.
  

In the event non-material issues are discovered during the Due Diligence process, the Servicer will be notified in writing by Fannie Mae or its agent and will
have a reasonable amount of time to cure such issues. However, failure to cure will constitute a material Due Diligence event.

		
	SERVICING TRANSFER:	  	Unless consented to in a writing by Fannie Mae specifically referencing this EAR Agreement, no servicing of Mortgage Loans for which there exists any outstanding Periodic Early Reimbursement Amount shall be transferred to another
servicer unless the Periodic Early Reimbursement Amount applicable to such Mortgage Loan is deposited into the Collections Account, or the Servicer otherwise makes a payment to Fannie Mae in an amount equal to such Periodic Early Reimbursement
Amount.
		
	FANNIE MAE SERVICING REQUIREMENTS:	  	Except as specifically set forth herein, entering into this EAR Agreement does not alter or diminish any obligations or duties required of the Servicer according to the MSSC and the Fannie Mae Selling and Servicing Guides, as
applicable.
		
	ASSIGNMENT:	  	Neither Fannie Mae nor the Servicer may assign, transfer or participate its rights under this EAR Agreement.
		
	TERMINATION:	  	 Fannie Mae may terminate this EAR Agreement:
  

(i) after the Early Reimbursement Period is completed or ended;
  

(ii) when the Aggregate Early Reimbursement Amount is zero; or
  

(iii) on the occurrence of a Stop Event not waived by Fannie Mae.

  
 15 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
		  	Any termination hereunder shall be effective on the earlier of the expiration of any applicable Recoupment Period, or the date the Aggregate Early Reimbursement Amount is zero

  
 16 

GreenTree Restated EAR Agreement - Final 
 EAR 

 SCHEDULE 1 

 

					
	 Original Advancing Servicer or Originator
	  	 SSID Number
	  	 Transfer Date

	Bank of America, N.A.	  	 261840154
 261840197

261847000
 261840200

261840812
	  	 April 1, 2013
 May 1, 2013

June 1, 2013
 September 1, 2013

December 1, 2013

			
	GMAC Mortgage, LLC	  	 261840111
 261840120

261840138
 261840146

261840804
 261840855
	  	January 31, 2013
			
	Flagstar Capital Markets Corporation	  	261840103	  	January 1, 2013
			
	National City Bank and National City Mortgage Services	  	261840057	  	November 1, 2009
			
	Bank United	  	261840049	  	April 1, 2009
			
	Hayhurst Mortgage, Inc	  	261840073	  	February 1, 2010
			
	Option One	  	261840022	  	July 1, 2008
			
	Franklin Bank	  	261840065	  	December 1, 2009
			
	Green Tree Servicing LLC	  	261840006	  	N/A

 Advances made by Servicer relating to Mortgage Loans in each of the above referenced acquired portfolios after the applicable
Transfer Date shall be Eligible Advances. 

  
 17 

GreenTree Restated EAR Agreement - Final 
 EAR 

 SCHEDULE 2 
  

					
	 Original Advancing Servicer
	  	 Legacy Advance Type; Early Reimbursement rate
	  	 Transfer Date

	Bank of America, N.A.	  	 P&I Delinquency Advance: 100%
 T&I
Escrow Advances: 80%
 Corporate Servicing Advances: 80%
	  	 April 1, 2013
 May 1, 2013

June 1, 2013
 September 1, 2013

December 1, 2013

			
	GMAC Mortgage, LLC	  	 P&I Delinquency Advance: 100%
 T&I
Escrow Advances: 80%
 Corporate Servicing Advances: 80%
	  	January 31, 2013
			
	Flagstar Capital Markets Corporation	  	 P&I Delinquency Advance: 100%
 T&I
Escrow Advances: 80%
 Corporate Servicing Advances: 80%
	  	January 1, 2013
			
	National City Bank and National City Mortgage Services	  	 P&I Delinquency Advance: 100%
 T&I
Escrow Advances: 80%
 Corporate Servicing Advances: 80%
	  	November 1, 2009

  
 18 

GreenTree Restated EAR Agreement - Final 
 EAR 

 SCHEDULE 3 

(Advance Request Form) 
 For the [Month/Day/Year]
[EAR/SUB] funding, ABC Mortgage Company submitted the following files. I certify that to the best of my knowledge these advances are all either borrower recoverable or 571 claimable expenses. Should it be determined that these advances are not
recoverable or claimable, we will abide by the terms of the contract for repayment. 
  

															
	 File Name
	  	Number of
Files
Submitted	  	Total FNMA
Advance
Amount	  	Advance
Dates
From	  	Advance
Dates To	  	Bank Name	  	Account#	  	Routing#
	 P&I Advance Detail
	  		  		  		  		  		  		  	
	 Corp/Escrow Advance Detail
	  		  		  		  		  		  		  	
		  	  
	  	  
	  	  
	  	  
	  	  
	  	  
	  	  

	 Total
	  		  		  		  		  		  		  	
		  	  
	  	  
	  	  
	  	  
	  	  
	  	  
	  	  

 [Name] 
 [Title] (Must be an
Officer of the company) 
 [Company] 

  
 19 

GreenTree Restated EAR Agreement - Final 
 EAR 

 SCHEDULE 4 

(EAR Data Dictionary) 

  
 20 

GreenTree Restated EAR Agreement - Final 
 EAR 

  
 

 
 Advance Solution Data Dictionary 

  
 21 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
	Confidential Fannie Mae Document, Please Obtain Approval for Distributing	  	
	The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria	  	1

  
 22 

GreenTree Restated EAR Agreement - Final 
 EAR 

  
 

 
 Advance Solutions Data Dictionary 

Table of Contents 
  

	*	Due Date and Frequency are defined in the Third Amended and Restated Strategic Relationship Agreement, SCHEDULE E3 Advance Solution Reporting and Certification Requirements 

 

							
	 SAAS
Required
Elements
	  	 Report Name
	  	 Event
	  	 Required Naming convention:

	65	  	Corporate and Escrow Advance Detail - SRA E3 ID #1	  	Legacy and On-going Fundings; withdrawals from Advance Reserve Account	  	CorpTIAdv_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	19	  	Corporate and Escrow Recovery Detail - SRA E3 ID #2	  	Reporting Recoveries/deposits	  	CorpTIRecovery_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	19	  	P&I Advance Detail - SRA E3 ID #3	  	Legacy and On-going Fundings; withdrawals from Gross Service Fee Account	  	AdvDetail_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	19	  	P&I Recoveries Detail - SRA E3 ID #4	  	Reporting Recoveries/deposits	  	Recovery_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	17	  	P&I Loans Brought Current - SRA E3 ID #5	  	Reporting	  	LoanCurrent_Monthly_<Servicer Name>_<MMDDYYYY>.csv
				
	17	  	Trial Balance - SRA E3 ID #6	  	Reporting	  	TrialBal_Weekly_<Servicer Name>_<MMDDYYYY>.csv
				
	11	  	571 Claims - SRA E3 ID #7	  	Reporting	  	ClaimsFile_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	28	  	Daily Collections Detail - SRA E3 ID #8	  	Reporting	  	DailyCollection_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	20	  	Delinquency Detail - SRA E3 ID #9	  	Reporting	  	DeliDetail_Weekly_<Servicer Name>_<MMDDYYYY>.csv
				
	16	  	Interest shortfall - SRA E3 ID #10	  	Reporting	  	IntShortfall_Monthly_<Servicer Name>_<MMDDYYYY>.csv
				
	18	  	Loan Population / Boarding File - SRA E3 ID #11	  	Transfer Recon and Legacy Fundings	  	BoardingFile_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	12	  	P&I Draft Summary - SRA E3 ID #12	  	Reporting	  	DraftSummary_Weekly_<Servicer Name>_<MMDDYYYY>.csv
				
	32	  	Remittance Detail - SRA E3 ID #13	  	Reporting	  	RemitDetail_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	8	  	Invoice Data - SRA E3 ID #20	  	Reporting	  	Invoice_Daily_<Servicer Name>_<MMDDYYYY>.csv
				
	9	  	Aged Balance Detailed Review - SRA E3 ID #14	  	Reporting	  	 Aged_Balance_Report_<Servicer Name>_<Program

Type>_<MMDDYYYY>.csv

	 293
	  	

  

	*	Files must be tab delimited.csv format or flat text format 

	*	Header rows are not case sensitive 

  
 23 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
	Confidential Fannie Mae Document, Please Obtain Approval for Distributing	  	
	The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria	  	2

  
 24 

GreenTree Restated EAR Agreement - Final 
 EAR 

			
	 

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Corporate and Escrow Advance Detail - SRA E3 ID #1	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 Escrow: One record per transaction

				
	File Name:	  	CorpTIAdv_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	 Corp: One record per 571 code per transaction

				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 65
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be or SUB
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Advance Date Incurred	  	Date servicer required advance	  	<MM/DD/YYYY>	  		  	
						
	X	  	FNMA Advance Date	  	Date Servicer is requesting funding for advance	  	<MM/DD/YYYY>	  	Reject	  	
						
	X	  	Advance Type	  	For allowable Advance/Recovery Types please refer to SRA Exhibit C10-2: Advance Types	  	<TEXT>	  	Reject	  	For allowable Advance/Recovery Types please refer to SRA Exhibit C10-2: Advance Types
						
	X	  	FNMA Trans Code	  	For allowable FNMA Trans Codes please refer to SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types	  	<TEXT>	  	Reject	  	For allowable FNMA Trans Codes please refer to SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types
						
	X	  	Servicer Trans Code	  	For allowable Servicer Trans Codes please refer to SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types	  	<TEXT>	  		  	 For allowable Servicer Trans Codes please refer

to SRA Exhibit C10-1: Advance Reserve Account
 Allowed Transaction
Types

						
	X	  	Servicer Advance Amount	  	Total amount advanced within reporting cycle	  	<Number as Decimal> <#########.##>	  		  	Cannot be NULL or zero
						
	X	  	Transaction Amount Advanced	  	Servicer advance amount Itemized by 571 code	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Advance Rate	  	FNMA advance rate	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot exceed 100% Cannot be NULL or zero
						
	X	  	FNMA Advance Amount	  	Legacy funding amount; amount withdrawn from Advance Reserve Account	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	3

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

					
	Report Name:	  	Corporate and Escrow Recovery Detail - SRA E3 ID #2	  	Additional Requirements:
			
	File Type:	  	Tab delimited csv file	  	 Escrow: One record per transaction

			
	File Name:	  	CorpTIRecovery_Daily_<Servicer Name>_<MMDDYYYY>.csv	  	 Corp: One record per 571 code per transaction

		  		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 19
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	SUB	  	<TEXT>	  	Reject	  	Must be SUB
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Date Received Payment	  	Date servicer received payment	  	<MM/DD/YYYY>	  		  	
						
	X	  	FNMA Recovery Date	  	Date the recovery is deposited into FNMA bank account	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Recovery Type	  	For allowable Advance/Recovery Types please refer to SRA Exhibit C10-2: Advance Types	  	<TEXT>	  	Reject	  	For allowable Advance/Recovery Types please refer to SRA Exhibit C10-2: Advance Types
						
	X	  	FNMA Trans Code	  	For allowable FNM Trans Codes please refer to SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types	  	<TEXT>	  	Reject	  	For allowable FNM Trans Codes please refer to SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types
						
	X	  	Servicer Trans Code	  	For allowable Servicer Trans Codes please refer to SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types	  	<TEXT>	  		  	 For allowable Servicer Trans Codes please refer

to SRA Exhibit C10-1: Advance Reserve Account
 Allowed Transaction
Types

						
	X	  	Total Recovery Amount	  	Total amount of recovery - total for the date	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Servicer Amount Recovered	  	Total amount of the transaction itemized by 571 code	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Advance Rate	  	FNMA advance rate	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot exceed 100% Cannot be NULL or zero
						
	X	  	FNMA Amount Recovered	  	Amount deposited into the Corp/Escrow Recoveries Account	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	4

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

					
	Report Name:	  	P&I Advance Detail - SRA E3 ID #3	  	Additional Requirements:
			
	File Type:	  	Tab delimited csv file	  	 One record per advance type

			
	File Name:	  	AdvDetail_Daily_<Servicer Name>_<MMDDYYYY>.csv	  	 Fundings for SSPI, G Fees, Excess Svc Fee, LPMI, PPIS

			
		  		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 19
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	SUB	  	<TEXT>	  	Reject	  	Must SUB
						
	X	  	Advance Type	  	 For allowable Advance/Recovery Types please refer to Data Dictionary

Legend
	  	<TEXT>	  	Reject	  	For allowable Advance/Recovery Types please refer to Data Dictionary Legend
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Remittance type	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Advance Date	  	Date Servicer is requesting funding for advance	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Advance Amount	  	Amount needed for the draft or advance, Legacy or On-going funding amount; month end advance position; amount withdrawn from the Gross Service Fee Account	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Scheduled P&I Payment	  	Scheduled Principal and Interest less Service fee due at Remittance	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
		  	  
 Interest Type
	  	  
 The type of interest rate structure used to amortize loan

<Fixed / ARM / NegAm, IO, Balloon, Other>
	  	  
 <TEXT>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Interest Only in Reporting

Month
	  	  
 Identify if loan is I/O loan; Y or N
	  	  
 TEXT
	  		  
						
	X	  	Current Interest Rate	  	The decimal equivalent of the interest rate that is presently being used on the loan to calculate monthly payments	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Loan Term	  	The number of months used to fully amortize the loan	  	<Number>	  	Reject	  	Cannot be NULL or zero
		  	  
 GFee Advance Amount
	  	  
 GFee Advance Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Excess Service Fee Advance

Amount
	  	  
 Excess Service Fee Advance Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 LPMI Advance Amount
	  	  
 LPMI Advance Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	5

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	P&I Recoveries Detail - SRA E3 ID #4	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record for each transaction posted

				
	File Name:	  	Recovery_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 19
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Date Payment Received	  	Date payment was received by servicer	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Total Payment Received	  	Total transaction amount posted to the loan (ties to clearing account)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Total P&I Collections	  	Per transaction, pays down advance (net interest)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Recovery Date	  	Date the recovery is deposited into FNMA bank account	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Recovery Type	  	 For allowable Advance/Recovery Types please refer to Data Dictionary

Legend
	  	<TEXT>	  	Reject	  	Must be allowable Recovery Type. See DD Legend.
						
	X	  	FNMA Amount Recovered	  	Amount deposited into the P&I Recoveries Account	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
		  	  
 Total Gfee Collections
	  	  
 Total Gfee Collections
	  	  
 <Number as Decimal> <#########.##>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Total Excess Service Fee Collections
	  	  
 Total Excess Service Fee Collections
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 GFee Recovered
	  	  
 Total amount of Gfee recovered within reporting cycle
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Excess Service Fee Recovered
	  	  
 Total amount of Excess Service Fee recovered within reporting
cycle
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Posted Date
	  	  
 Posted Date
	  	  
 <MM/DD/YYYY>
	  		  
		  	  
 LPMI Recovered
	  	  
 LPMI Recovered
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	Foreclosure Reimbursements	  	  
 Foreclosure Reimbursements
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	P&I Price Adjusments	  	  
 P&I Price Adjusments
	  	  
 <Number as Decimal> <#########.##>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	6

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	P&I Loans Brought Current - SRA E3 ID #5	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan

				
	File Name:	  	LoanCurrent_Monthly_<Servicer Name>_<MMDDYYYY>.csv	 		  	
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 17
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB or SUB	  	<TEXT>	  	Reject	  	Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Date Payment Received	  	Date payment was received by servicer	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	P&I Recovered	  	Total amount of P&I recovered within reporting cycle	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Principal Recovered	  	Total amount of principal recovered within reporting cycle	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Interest Recovered	  	Total amount of interest recovered within reporting cycle	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
		  	  
 Gfee Recovered
	  	  
 Total amount of Gfee recovered within reporting cycle
	  	  
 <Number as Decimal> <#########.##>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Service Fee Recovered
	  	  
 Service Fee Recovered
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Excess Service Fee Recovered
	  	  
 Total amount of Excess Service Fee recovered within reporting
cycle
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 LPMI Recovered
	  	  
 LPMI Recovered
	  	  
 <Number as Decimal> <#########.##>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	7

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Trial Balance - SRA E3 ID #6	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan

				
	File Name:	  	TrialBal_Weekly_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 17
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	P&I Advance Balance	  	Total outstanding P&I advance balance (net interest)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Corp Advance Balance	  	Total outstanding corp advance balance	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Escrow Advance Balance	  	Total outstanding Escrow advance balance	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Total Advance Balance	  	Total outstanding advance balance (P&I + Escrow/Corp)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
		  	  
 Excess Service Fee Advance Balance
	  	  
 Total Excess Service Fee Advance Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Gfee Advance Balance
	  	  
 Total outstanding Gfee advance balance
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Service Fee Advance Balance
	  	  
 Total outstanding Service Fee advance balance
	  	  
 <Number as Decimal> <#########.##>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	8

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	571 Claims - SRA E3 ID #7	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per claim filed

				
	File Name:	  	ClaimsFile_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 11
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Claim Amount	  	Total Amount of the claim submitted to AMN	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	9

			
	 

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Daily Collections Detail - SRA E3 ID #8	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per transaction posted, reversals are negative

				
	File Name:	  	DailyCollection_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	 *  Report balances to bank activity (Clearing, P&I, T&I)

				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 28
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Date Payment Received	  	Date payment was received by servicer	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Total Payment Received	  	Transaction amount posted (ties to clearing account)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Total P&I Collections	  	Total Principal and Net Interest Collected (ties to custodial account)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	Total T&I Collections	  	Escrow amount posted for transaction (ties to T&I custodial account)	  	<Number as Decimal> <#########.##>	  		  	Cannot be NULL
						
		  	Suspense Amount	  	Payment received from borrower that is short of expected payment and not applied to the loan	  	<Number as Decimal> <#########.##>	  		  	Cannot be NULL
						
		  	Late Charges	  	Late charges applied to loan for transaction	  	<Number as Decimal> <#########.##>	  		  	Cannot be NULL
						
	X	  	Gross Interest	  	Gross interest amount collected for transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL; Can be zero
						
	X	  	Net Interest	  	Current month’s interest due less Servicing Fees	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Service Fee Rate	  	Decimal equivalent of the service fee rate based on the servicing agreement	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Service Fee Amount	  	GROSS Service Fee amount collected for transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
		  	  
 Pre-Paid Principal
	  	  
 Pre-paid principal collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Pre-Paid Interest
	  	  
 Pre-paid interest collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Pre-Paid Service Fee
	  	  
 Pre-paid service fee collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Paid In Full Principal
	  	  
 Principal applied on paid in full loan for the current reporting
period
	  	  
 <Number as Decimal> <#########.##>
	  		  
						
	X	  	Paid In Full Interest	  	Interest applied on paid in full loan for transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL; Can be zero
						
	X	  	Curtailment	  	Unscheduled prin applied to reduce UPB for transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	10

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Daily Collections Detail - SRA E3 ID #8 CONT’D	 		  	

  

											
	 SAAS Required
	  	 Business Name
	  	 Description
	  	 Allowable Values
	  	 SAAS
Action
	  	 Data Quality Check

		  	Excess Service Fee Rate	  	Decimal equivalent of excess fee that servicer is charging FNMA. (Service Fee rate -FNMA agreed Service Fee rate)	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Excess Service Fee Amount	  	Excess Service Fee Amount	  	<Number as Decimal> <#########.##>	  		  	Cannot be Null
		  	  
 IO Strip
	  	  
 IO Strip
	  	  
 <Number as Decimal> <#########.##>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Gfee Rate
	  	  
 Decimal equivalent of fee FNMA charges investor to guarantee the
performance of the loans in a given pool
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Gfee Amount
	  	  
 Guarantee fee amount remitted or due to FNMA
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Delinquent Excess Service Fee
	  	  
 Excess Service Fee amount due per payment
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Delinquent Gfee
	  	  
 Guarantee Fee amount due per payment
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 LPMI Amount
	  	  
 Dollar amount of lender paid insurance
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 LPMI Rate
	  	  
 Decimal percentage of portion of mortgage insurance paid by the
lender
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Paid In Full Excess Service Fee
	  	  
 Paid In Full Excess Service Fee collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Paid In Full Gfee
	  	  
 Paid In Full Gfee collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Paid In Full Service Fee
	  	  
 Paid In Full Service Fee collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Pre-Paid Excess Service Fee
	  	  
 Pre-Paid Excess Service Fee collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Pre-Paid Gfee
	  	  
 Pre-Paid GFee Fee collected for transaction
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Loan Repurchases
	  	Loan Repurchases	  	  
 <Number as Decimal> <#########.##>
	  		  
						
	X	  	Interest on Curtailment Adj	  		  	<Number as Decimal> <#########.##>	  		  	Cannot be Null
						
	X	  	 Paid In Full Interest
 Adjustment
	  		  	<Number as Decimal> <#########.##>	  		  	Cannot be Null
						
	X	  	Principal	  		  	<Number as Decimal> <#########.##>	  		  	Cannot be Null

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	11

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Delinquency Detail - SRA E3 ID #9	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record for each delinquent payment

				
	File Name:	  	DeliDetail_Weekly_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 20
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	
						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remiitance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent P&I	  	Cumulative delinquent principal & interest	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Principal	  	Cumulative delinquent principal	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Interest	  	Net Interest due per payment	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Service Fee	  	Cumulative service fee that is delinquent	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Months	  	Number of months of delinquent	  	<Number>	  	Reject	  	Cannot be NULL
						
		  	Interest Type	  	The type of interest rate structure used to amortize the loan <Fixed / ARM / NegAm, IO, Balloon, Other>	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Interest Only in Reporting

Month
	  	  
 Identify if loan is I/O loan; Y or N
	  	  
 TEXT
	  		  
						
	X	  	Current Interest Rate	  	The decimal equivalent of the interest rate that is presently being used on the loan to calculate monthly payments.	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Loan Term	  	The number of months used to fully amortize the loan	  	<Number>	  	Reject	  	Cannot be NULL
						
		  	Excess Service Fee Rate	  	Decimal equivalent of excess fee that servicer is charging FNMA. (Servicer Fee rate -FNMA agreed Servicer Fee rate)	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 IO Strip
	  	  
 IO Strip
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Delinquent Excess Service Fee
	  	  
 Excess Service Fee amount due per payment
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Delinquent Gfee
	  	  
 Guarantee Fee Amount due per payment
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Delinquent LPMI
	  	  
 Delinquent LPMI
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Loan Modified
	  	  
 Loan Modified
	  	  
 <TEXT>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	12

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Interest shortfall - SRA E3 ID #10	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan

				
	File Name:	  	IntShortfall_Monthly_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 16
	  	 	  	 	  	 	  	 	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  		  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process
						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	Must be allowable FNMA Remiitance Type. See DD Legend
						
	X	  	Curtailment Adjustment	  	Interest shortfall caused from scheduled vs. actual interest collected	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Curtailment	  	Unscheduled prin applied to reduce UPB for transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Scheduled P&I Payment	  	Scheduled amount of P&I due at remit	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Scheduled Principal	  	Scheduled amount of principal due at remit	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Scheduled Interest	  	Scheduled amount of interest due at remit	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	Interest Type	  	The type of interest rate structure used to amortize the loan <Fixed / ARM / NegAm, IO, Balloon, Other>	  	<TEXT>	  		  	This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process
						
	X	  	Current Interest Rate	  	The decimal equivalent of the interest rate that is presently being used on the loan to calculate monthly payments	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
		  	PPIS	  	Pre-Paid Interest Shortfall	  	<Number as Decimal> <#########.##>	  		  	This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process
		  	  
 Payoff Effective Date
	  	  
 Payoff Effective Date
	  	  
 <MM/DD/YYYY>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	13

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Loan Population / Boarding File - SRA E3 ID #11	 		  	Additional Requirements
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan

				
	File Name:	  	BoardingFile_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 18
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remittance Type. See
 DD
Legend

						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Principal	  	Cumulative delinquent principal at transfer	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Interest	  	Interest due on loan at transfer	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Delinquent Service Fee	  	Cumulative service fee that is delinquent at transfer	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	P&I Advance Balance	  	Legacy P&I advance balance at transfer	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Corp Advance Balance	  	Legacy Corp advance balance at transfer	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Escrow Advance Balance	  	Legacy Escrow advance balance at transfer	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Total Advance Balance	  	Total outstanding advance balance (P&I + Escrow/Corp)	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	Gfee Rate	  	Decimal equivalent of fee FNMA charges investor to guarantee the performance of the loans in a given pool	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 LPMI Rate
	  	  
 Decimal percentage of portion of mortgage insurance paid by the
lender
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Excess Service Fee Rate
	  	  
 Decimal equivalent of excess fee that servicer is charging FNMA.
(Servicer
 Fee rate -FNMA agreed Servicer Fee rate)
	  	  
 <Number as Decimal> <#########.##>
	  		  
						
		  	Transfer Date	  	Date Loan was Transferred from Legacy Servicer to New Servicer	  	<MM/DD/YYYY>	  		  	Cannot be NULL

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	14

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	P&I Draft Summary - SRA E3 ID #12	 		  	
				
	File Type:	  	Tab delimited csv file	 		  	
				
	File Name:	  	DraftSummary_Weekly_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 12
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be Must be SUB
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Draft Date	  	Date FNMA drafts remittance amount	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
		  	Reclass DLRS Credits	  	Reclass DLRS Credits	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	MBS P&I Draft Amount	  	Total MBS Draft Amount	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	MRS P&I Draft Amount	  	Total MRS Draft Amount	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	MBS P&I Advance Amount	  	Total MBS Advance Amount	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	MRS P&I Advance Amount	  	Total MRS Advance Amount	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	MBS Trust Acct Balance	  	Total MBS Collections	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	MRS Trust Acct Balance	  	Total MRS Collections	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	Excess Service Fee Advance Amount	  	Total Excess Service Fee Advance Amount	  	<Number as Decimal> <#########.##>	  		  	This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process
		  	  
 Excess Service Fee

Collections
	  	  
 Total Excess Service Fee Collections
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Excess Service Fee Draft

Amount
	  	  
 Total Excess Service Fee Draft Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Excess Service Fee Pool/Loan

Level Variance
	  	  
 Variance between loan level remittance detail and draft total
(<1%)
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Gfee Advance Amount
	  	  
 Total Gfee Advance Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Gfee Collections
	  	  
 Total Gfee Collections
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Gfee Draft Amount
	  	  
 Total Gfee Draft Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 Gfee Pool/Loan Level Variance
	  	  
 Variance between loan level remittance detail and draft total
(<1%)
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 MRS Pool/Loan Level Variance
	  	  
 Variance between loan level remittance detail and draft total
(<1%)
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 MBS Pool/Loan Level Variance
	  	  
 Variance between loan level remittance detail and draft total
(<1%)
	  	  
 <Number as Decimal> <#########.##>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	15

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Remittance Detail - SRA E3 ID #13	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan as of FNMA reporting cycle cut off

				
	File Name:	  	RemitDetail_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 32
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS

Action
	  	 SAAS Data Quality Check

						
	X	  	Master Servicer Number	  	9 digit Master Servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Previous Servicer Number	  	Legacy servicer’s FNMA seller/servicer ID	  	<TEXT>	  	Reject	  	Must be nine digits; Cannot be NULL
						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be SUB
						
	X	  	FNMA Status Code	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Reject	  	Must be allowable FNMA Status Code. See DD Legend
						
		  	Branch ID	  	FNMA Branch ID identifier	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Investor Number	  	Number used to associate pool of loans with an investor	  	<TEXT>	  	Reject	  	Cannot be NULL
						
	X	  	Effective Date	  	As of date - indicating when data was generated	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  		  	
						
	X	  	FNMA Remittance Type	  	Servicer Principal and Interest Remittance Schedule based on the Servicing Agreement	  	<TEXT>	  	Reject	  	 Must be allowable FNMA Remittance Type. See
 DD
Legend

						
	X	  	FNMA Remittance Amount	  	Loan level amount remitted to FNMA	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Beginning UPB	  	UPB prior to transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Current UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Next Payment Due Date	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Last Paid Installment Date	  	Date last installment was paid through	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	P&I Constant	  	Monthly Principal and Gross Interest Due	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Principal	  	Principal remitted or due	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL; Can be zero
						
	X	  	Net Interest	  	Current month’s interest due less Servicing Fees	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Service Fee Rate	  	Decimal equivalent of the service fee rate based on the servicing agreement	  	<Number as Decimal> <#####.#####>	  	Reject	  	Cannot be NULL
						
	X	  	Service Fee Amount	  	Amount due to Servicer as fee based on servicing agreement	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	Gfee Rate	  	Decimal equivalent of fee FNMA charges investor to guarantee the performance of the loans in a given pool	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Gfee Amount
	  	  
 Guarantee fee amount remitted or due to fnma
	  	  
 <Number as Decimal> <#########.##>
	  		  
						
	X	  	LPMI	  	Decimal percentage of portion of mortgage insurance paid by the lender	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	Interest on Curtailment Adj	  	Adjustment applied to curtailment	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Paid In Full Principal	  	Principal applied on paid in full loan for the current reporting period	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL; Can be zero
						
	X	  	Paid In Full Interest	  	Paid in full interest remitted or due	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL; Can be zero
						
	X	  	 Paid In Full Interest
 Adjustment
	  	Shortage in expected interest due to loan being paid in full	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL; Can be zero

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	16

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

 Report Name:    Remittance Detail - SRA E3 ID #13 CONT’D 

 

											
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Curtailment	  	Unscheduled principal applied to reduce UPB for transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	FNMA Remittance Date	  	Date Servicer remits funds to FNMA	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	Current Scheduled UPB	  	Scheduled UPB after transaction	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Scheduled P&I Payment	  	Scheduled amount of P&I due at remit	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
		  	Interest Type	  	The type of interest rate structure used to amortize the loan <Fixed / ARM / NegAm, IO, Balloon, Other>	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Interest Only in Reporting

Month
	  	  
 Identify if loan is I/O loan; Y or N
	  	  
 TEXT
	  		  
						
	X	  	Current Interest Rate	  	The decimal equivalent of the interest rate that is presently being used on the loan to calculate monthly payments.	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL or zero
						
	X	  	Loan Term	  	The number of months used to fully amortize the loan	  	<Number>	  	Reject	  	Cannot be NULL
						
		  	Excess Service Fee Rate	  	Decimal equivalent of excess fee that servicer is charging FNMA. (Servicer Fee rate -FNMA agreed Servicer Fee rate)	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 Excess Service Fee Amount
	  	  
 Excess Service Fee Amount
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 IO Strip
	  	  
 IO Strip
	  	  
 <Number as Decimal> <#########.##>
	  		  
		  	  
 FNMA Status Code Effective Date
	  	  
 FNMA Status Code Effective Date
	  	  
 <MM/DD/YYYY>
	  		  

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	17

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Invoice Data - SRA E3 ID #20	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan

				
	File Name:	  	Invoice_Daily_<Servicer Name>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 9
	  	 LOAN LEVEL INVOICE FILE

	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Program Type	  	Must be SUB	  	<TEXT>	  	Reject	  	Must be allowable Program type SUB
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  		  	 Must be 9 digits
 Cannot be NULL

						
		  	Servicer Loan Number	  	Loan number assigned by servicer	  	<TEXT>	  	Veri	  	If FNMA loan Number not NULL then validate servicer loan number against ADW. If no match then Veri If FNMA loan number is Null, then no DQ check
						
	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be valid FNMA loan number and must be in the transfer population
						
	X	  	FNMA Invoice Type	  	Must be allowable Invoice Type. Only 1 Invoice Type per file. See Invoice Type Legend	  	<TEXT>	  	Reject	  	Cannot be NULL. Must be one Invoice Type per file. Must be allowable Invoice Type. See Invoice Type Legend.
						
	X	  	Servicer Invoice Number	  	Servicer assigned unique number. Only 1 Invoice Number per file.	  	<TEXT>	  	Reject	  	Cannot be NULL. Must be one invoice # per file
						
		  	 Borrower Next Payment Due
 Date
	  	Borrower’s scheduled next due date	  	<MM/DD/YYYY>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	Borrower LPI Date	  	Borrower’s Last Paid Installment date	  	<MM/DD/YYYY>	  		  
						
	X	  	 Servicer Expense Incurred
 Date
	  	Date that the Servicer incurred the expense	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	 Servicer Expense
 Reimbursement Request
Date
	  	Date Servicer is requesting reimbursement for expense. Only 1 Reimbursement Request Date per file.	  	<MM/DD/YYYY>	  	Reject	  	 Cannot be NULL
 Cannot be multiple dates per
file

						
	X	  	FNMA Expense Code	  	Must be allowable FNMA Expense Code. See Expense Code Legend	  	<TEXT>	  	Reject	  	 Cannot be NULL. Must be allowable Expense
 Code.
See Expense Code Legend.

						
		  	Servicer Transaction Code	  	Servicer code assigned to identify transaction	  	<TEXT>	  		  	
						
	X	  	 Servicer Transaction Expense
 Amount
	  	Servicer expense amount Itemized by FNMA Expense Code	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
		  	 Servicer Transaction
 Requested Amount
	  	Servicer requested expense amount itemized by FNMA Expense Code	  	<Number as Decimal> <#########.##>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	 Servicer Transaction Check
 Number
	  	Servicer check number used to disburse transactions	  	<TEXT>	  		  
						
	X	  	Servicer Data file Type	  	 Type of data contained in invoice file. Allowable values are ‘L’ for Loan

Level or ‘S’ for Non-Loan Level
	  	<TEXT>	  	Reject	  	 Cannot be NULL
 Value must be ‘L’
or ‘S’
 Cannot be multiple values per file

						
		  	Servicer Notes	  	Servicer comments	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	18

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Invoice Data - SRA E3 ID #20 CONT’D	 		  	

  

											
	 8
	  	 NON-LOAN LEVEL INVOICE FILE

	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

						
	X	  	Program Type	  	INV	  	<TEXT>	  	Reject	  	Must be allowable Program type (INV)
						
	X	  	Sub-servicer Number	  	9 digit Sub-servicer number assigned by FNMA	  	<TEXT>	  	Reject	  	Must be 9 digits
						
		  		  		  		  		  	Cannot be NULL
						
	X	  	FNMA Invoice Type	  	Must be allowable Invoice Type. Only 1 Invoice Type per file. See Invoice Type Legend	  	<TEXT>	  	Reject	  	Cannot be NULL. Must be one Invoice Type per file. Must be allowable Invoice Type. See Invoice Type Legend.
						
	X	  	Servicer Invoice Number	  	Servicer assigned unique number. Only 1 Invoice Number per file.	  	<TEXT>	  	Reject	  	Cannot be NULL. Must be one invoice # per file
						
	X	  	Servicer Expense Incurred Date	  	Date that the Servicer incurred the expense	  	<MM/DD/YYYY>	  	Reject	  	Cannot be NULL
						
	X	  	 Servicer Expense
 Reimbursement Request
Date
	  	Date Servicer is requesting reimbursement for expense. Only 1 Reimbursement Request Date per file.	  	<MM/DD/YYYY>	  	Reject	  	 Cannot be NULL
 Cannot be multiple dates per
file

						
	X	  	 FNMA Expense Code
	  	 Must be allowable FNMA Expense Code. See Expense Code Legend
	  	 <TEXT>
	  	Reject	  	Cannot be NULL. 
						
		  	 Servicer Transaction Code
	  	 Servicer code assigned to identify transaction
	  	 <TEXT>
	  		  	Must be allowable Expense Code. See Expense Code Legend. This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process
						
	X	  	Servicer Transaction Expense Amount	  	Servicer expense amount Itemized by FNMA Expense Code	  	<Number as Decimal> <#########.##> 	  	Reject	  	Cannot be NULL
						
		  	Servicer Transaction Requested Amount	  	Servicer requested expense amount itemized by FNMA Expense Code	  	<Number as Decimal> <#########.##>	  		  	This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process
						
		  	Servicer Transaction Check Number	  	Servicer check number used to disburse transactions	  	<TEXT>	  		  	
						
	X	  	Servicer Data file Type	  	Type of data contained in invoice file. Allowable values are ‘L’ for Loan Level or ‘S’ for Non-Loan Level	  	<TEXT>	  	Reject	  	 Cannot be NULL
 Value must be ‘L’ or
‘S’
 Cannot be multiple values per file

						
		  	Servicer Notes	  	Servicer comments	  	<TEXT>	  		  	This data element is not required by SAAS but can be populated without causing the file to reject the SAAS import process

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	19

			
	

	  	Advance Solution Data Dictionary    

  

	*	Due Date and Frequency are defined in the
Third Amended and Restated Strategic
Relationship Agreement, SCHEDULE E3 Advance
Solution Reporting and Certification
Requirements 

  

							
	Report Name:	  	Aged Balance Detailed Review - SRA E3 ID #14	 		  	Additional Requirements:
				
	File Type:	  	Tab delimited csv file	 		  	 One record per loan

				
	File Name:	  	Aged_Balance_Report_<Servicer Name>_<Program Type>_<MMDDYYYY>.csv	 		  	
				
		  		 		  	 *  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship Exec

  

											
	 9
	  	 
	 SAAS Required
	  	 Business Name
	  	 Business Description
	  	 SAAS Allowable Values
	  	 SAAS
Action
	  	 SAAS Data Quality Check

	X	  	FNMA Loan Number	  	Unique 10 digit loan number assigned by FNMA	  	<TEXT>	  	Reject	  	 Must be valid FNMA loan number and must be in

the transfer population

						
		  	Seller Servicer Number	  	9 digit Seller Servicer Number assigned by FNMA	  	<TEXT>	  	Veri	  	 Must be 9 digits
 Cannot be NULL

						
		  	Portfolio	  	Seller Servicer Name associated with Seller Servicer Number	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

						
	X	  	Loan Status	  	Must be FNMA Status Code. See DD Legend	  	<TEXT>	  	Veri	  	Cannot be NULL
		  	  
 Liquidation Date
	  	  
 Date the loan liquidated
	  	  
 <MM/DD/YYYY>
	  		  	  
 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

		  	  
 REO Disposition Date
	  	  
 Date the REO disposition occurred
	  	  
 <MM/DD/YYYY>
	  		  
						
	X	  	Property State	  	State the property is located within	  	<TEXT>	  	Veri	  	Cannot be NULL.
						
	X	  	Aging Category	  	Must be allowable Aging Category. See DD Legend	  	<TEXT>	  	Reject	  	 Cannot be NULL. Must be allowable Aging

Category. See Aging Description Legend.

						
	X	  	Aged Balance Amount	  	Amount that is considered Aged and due for repayment	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Trial Balance Amount	  	Amount that is currently the total Trial Balance	  	<Number as Decimal> <#########.##>	  	Reject	  	Cannot be NULL
						
	X	  	Category	  	Must be allowable Category. See DD Legend	  	<TEXT>	  	Reject	  	Cannot be NULL. Must be allowable Category. See Aging Description Legend.
						
	X	  	Reason Description	  	Must be allowabe Reason Description. See DD Legend	  	<TEXT>	  	Reject	  	 Cannot be NULL. Must be allowable Reason

Description. See Reason Description Legend.

						
	X	  	Reason Code	  	Must be allowable Reason Code. See DD Legend	  		  	Reject	  	 Cannot be NULL. Must be allowable Reason
 Code.
See Reason Description Legend.

						
		  	Comments	  	Servicer comments	  	<TEXT>	  		  	 This data element is not required by SAAS but

can be populated without causing the file to reject the SAAS import process

  

					
		 	 Confidential Fannie Mae Document

***The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	20

			
	

	  	 Advance Solutions Data Dictionary
  

*  All variances to the Data Dictionary must be approved by the Fannie Mae Relationship
Exec

  

 Data Dictionary Legend - SAAS Allowable Values 

FNMA Status Codes 
  

			
	 Code
	  	 Description

	0	  	Current/Active/Standard Default
		
	00	  	Current/Active/Standard Default
		
	12	  	Relief provisions
		
	15	  	Bankruptcy/litigation
		
	20	  	Referred for deed-in-lieu or assignment
		
	30	  	Referred for foreclosure
		
	59	  	Out of Portfolio (OOPs) repurchases
		
	60	  	Liquidated - Payoff
		
	65	  	Liquidated - Repurchase
		
	66	  	Liquidated - MBS substitution
		
	70	  	Liquidated - Held for sale
		
	71	  	Liquidated - 3rd party sale/condemnation
		
	72	  	Liquidated - Pending conveyance
		
	74	  	Assigned to Federal Housing Administration (FHA)/ Veterans Administration (VA)
		
	80	  	Liquidated - Sold to Private Label Security
		
	90	  	Loan liquidated in error and read to book of business source system. Not representing an actual loan liquidation.
		
	91	  	Dissolution. Loan erroneously entered on source system and required to be liquidated to remove from source systems.
		
	99	  	Other/error

 Corp/Escrow Advance/Recovery Types are defined in SRA Exhibit C10-2: Advance Types 

Corp/Escrow FNM Trans Codes are defined in SRA Exhibit C10-1: Advance Reserve Account Allowed Transaction Types 

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	21

			
	

	  	Advance Solutions Data Dictionary

  

 Data Dictionary Legend - SAAS Allowable Values 

Other Advance & Recovery Types (loan-level data) 
  

					
	 Code
	  	 Report Type
	  	 Description

	ADMIN	  	Other	  	Intentifies Admin Fees paid by Sub-servicer
			
	AGED	  	Other	  	Identifies Aged Advance Balances paid by Sub-servicer
			
	INCT	  	Other	  	Incentive
			
	INV	  	Other	  	Invoice
			
	REF	  	Other	  	Refund
			
	DELMOD	  	PI	  	Delinquent modifications
			
	DLRS	  	PI	  	Delinquent Loan Reclass - MBS
			
	ESFEE	  	PI	  	Excess Service Fee transactions
			
	ESFEES	  	PI	  	Excess Service Fee interest shortfall
			
	FBO	  	PI	  	Foreclosure buy out
			
	GFEE	  	PI	  	GFEE transactions
			
	GFEES	  	PI	  	GFEE interest shortfall
			
	LEGP	  	PI	  	Legacy Servicer P&I Advances
			
	LPMI	  	PI	  	LPMI transactions
			
	PPIS	  	PI	  	Prepaid Interest Shortfall
			
	SCRA	  	PI	  	Soldiers and Sailors Buydown expenses
			
	SSPI	  	PI	  	Description to be utilized on the SUB P&I Advance Detail Reports

 FNMA Remittance Type 
  

			
	 Code
	  	 Description

	AA	  	Actual/Actual
		
	SS	  	Scheduled/Scheduled
		
	SA	  	Scheduled/Actual
		
	MBS	  	Mortgage Backed Security
		
	MRS	  	Mortgage Remittance System
		
	RPM	  	Rapid Payment Method
		
	EXP	  	Express

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	22

			
	

	  	Advance Solutions Data Dictionary

  

 Data Dictionary Legend - SAAS Allowable Values 

FNMA Invoice Expense Codes 
  

					
	 FNMA Expense Code
	  	 Expense Name
	  	 Invoice Type

	101	  	Loan boarding Fee	  	Self-Pay (Sub-Servicing Fees)
			
	102	  	Subservicing Fees - Current Loans	  	Self-Pay (Sub-Servicing Fees)
			
	103	  	Subservicing Fees - 30 to 59 days past due	  	Self-Pay (Sub-Servicing Fees)
			
	120	  	Subservicing Fees – 60-539 days past due	  	Self-Pay (Sub-Servicing Fees)
			
	125	  	Subservicing Fees – 540+ days past due	  	Self-Pay (Sub-Servicing Fees)
			
	202	  	Interest on Escrow	  	Self-Pay
			
	203	  	Interest on Hazard Insurance	  	Self-Pay
			
	309	  	HARP Operational Expenses	  	Self-Pay
			
	339	  	HAMP-Like Incentives	  	Self-Pay
			
	340	  	Prior Servicer Claimable Expense – Not Collectible	  	Self-Pay
			
	350	  	Terminated Lenders – Not Collectible	  	Self-Pay
			
	360	  	Prior Servicer Claimed Expense - Collectible	  	Self-Pay
			
	400	  	Incentive Compensation	  	Incentive Compensation

 FNM Invoice Types 
  

					
	 Invoice Type
	  	 Frequency
	  	 
	Self-Pay (Sub-Servicing Fees)	  	Monthly	  	
			
	Self-Pay	  	Monthly	  	
			
	Incentive Compensation	  	Quarterly	  	

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	23

			
	

	  	Advance Solutions Data Dictionary

  

 Data Dictionary Legend - SAAS Allowable Values 

Aged Advances Reason Codes 
  

					
	 Reason Code
	  	 Reason Description
	  	 Definition

	1000	  	1000 - Claim in Submitted Status	  	Servicer has submitted the claim but the claim is still in submitted or acknowledged status.
			
	2000	  	2000 - Supplemental Claim in Submitted Status	  	The initial claim was rejected or curtailed and the servicer has re-submitted .
			
	3000	  	3000 - Servicer Expense	  	The servicer acknowledges this as a servicer expense and should be taking immediate action to repay Fannie Mae through recovery process.
			
	4000	  	4000 - Pending NSO Review	  	No action can be taken to close the balance due to an issue that requires attention of Fannie Mae to resolve. (Examples of this include but are not limited to loans that may have issues with the cases in HSSN or where certain
transaction are awaiting a decision.) These should be documented and reported to Fannie Mae Servicing Management for resolution.
			
	5000	  	5000 - Legacy Servicer Expense	  	The aged advance is due to a prior servicer balance that transferred or an expense that was incurred due to servicing error. These items should be identified with the proper transaction code.
			
	6000	  	6000 - Approved Aged Balance	  	Servicer has been granted a waiver or extension in writing by the NSO at Fannie Mae.
			
	7000	  	7000 - Fannie Mae Expense	  	This aged advance has been identified as an item that should paid through the invoice billing process at Fannie Mae and should be paid back as a recovery by the servicer.
			
	8000	  	8000 - Redemption Period Pending	  	Loan is in redemption state and servicer cannot file claim until the redemption period has expired.
			
	9000	  	9000 - Approved Claim Pending Posting	  	The submitted claim that will close the aged balance has been approved or paid but the servicer has not had the ability to post the paid transactions to their system and therefore has not been able to record the
recovery.
			
	10000	  	10000 - Active Loan Status	  	The aged balance is for a loan that has been reactivated or the servicer is showing the loan in active status.
			
	11000	  	11000 - Zero Aged Balance Loan	  	 The servicer is not showing aged advances on their side and is disputing the amount.

All items will be reviewed.

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	24

			
	

	  	Advance Solutions Data Dictionary

  

 Data Dictionary Legend - SAAS Aged Balance Categories 

Aging Description 
  

					
	 Aging Category
	  	 Category
	  	 Period

	 AA Loan <=90 Days
	  	AA Balances	  	<=90
			
	 AA Loan 1 Year
	  	AA Balances	  	1 year
			
	 AA Loan 151-180 Days
	  	AA Balances	  	151-180
			
	 AA Loan 181-365 Days
	  	AA Balances	  	181-365
			
	 AA Loan 2 Years
	  	AA Balances	  	2 years
			
	 AA Loan 3 Years
	  	AA Balances	  	3 years
			
	 AA Loan 91-150 Days
	  	AA Balances	  	91-150
			
	 AA Loan 31-60 Days
	  	AA Balances	  	31-60
			
	 AA Loan 61-90 Days
	  	AA Balances	  	61-90
			
	 AA Loan <=30 Days
	  	AA Balances	  	<=30
			
	 Liq 30 Days
	  	Liquidated Balances	  	30
			
	 Liq 31-60 Days
	  	Liquidated Balances	  	31-60
			
	 Liq 61-90 Days
	  	Liquidated Balances	  	61-90
			
	 Liq 91-120 Days
	  	Liquidated Balances	  	91-120
			
	 Liq 121-150 Days
	  	Liquidated Balances	  	121-150
			
	 Liq 151-180 Days
	  	Liquidated Balances	  	151-180
			
	 Liq 181-365 Days
	  	Liquidated Balances	  	181-365
			
	 Liq 1 Year
	  	Liquidated Balances	  	1 year
			
	 Liq 2 Years
	  	Liquidated Balances	  	2 years
			
	 Liq 3 Years
	  	Liquidated Balances	  	3 years
			
	 QC - Liq 61-90 Days
	  	QC Repurchase Balances	  	61-90
			
	 QC - Liq 30 Days
	  	QC Repurchase Balances	  	30
			
	 QC - Liq 3 Years
	  	QC Repurchase Balances	  	3 years
			
	 QC - Liq 2 Years
	  	QC Repurchase Balances	  	2 years
			
	 QC - Liq 181-365 Days
	  	QC Repurchase Balances	  	181-365
			
	 QC - AA Loan <=90 Days
	  	QC Repurchase Balances	  	<=90
			
	 QC - Liq 121-150 Days
	  	QC Repurchase Balances	  	121-150
			
	 QC - Liq 91-120 Days
	  	QC Repurchase Balances	  	91-120
			
	 QC - AA Loan 91-150 Days
	  	QC Repurchase Balances	  	91-150
			
	 QC - AA Loan 3 Years
	  	QC Repurchase Balances	  	3 years
			
	 QC - AA Loan 2 Years
	  	QC Repurchase Balances	  	2 years
			
	 QC - AA Loan 181-365 Days
	  	QC Repurchase Balances	  	181-365
			
	
QC - AA Loan 151-180 Days
	  	QC Repurchase Balances	  	151-180
			
	 QC - Liq/REO 30 Days
	  	QC Repurchase Balances	  	30
			
	 QC - AA Loan 1 Year
	  	QC Repurchase Balances	  	1 year
			
	 QC - Liq 151-180 Days
	  	QC Repurchase Balances	  	151-180
			
	 QC - Liq 1 Year
	  	QC Repurchase Balances	  	1 year
			
	 QC - Liq/REO 61-90 Days
	  	QC Repurchase Balances	  	61-90

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	25

			
	

	  	Advance Solutions Data Dictionary

  

 Data Dictionary Legend - SAAS Aged Balance Categories 

Aging Description 
  

					
	 Aging Category
	  	 Category
	  	 Period

	QC - Zero UPB 3 Years	  	QC Repurchase Balances	  	3 years
			
	QC - Zero UPB 2 Years	  	QC Repurchase Balances	  	2 years
			
	QC - Zero UPB 181-365 Days	  	QC Repurchase Balances	  	181-365
			
	QC - Zero UPB 151-180 Days	  	QC Repurchase Balances	  	151-180
			
	QC - Zero UPB 1 Year	  	QC Repurchase Balances	  	1 year
			
	QC - Zero UPB <=90 Days	  	QC Repurchase Balances	  	<=90
			
	QC - Liq/REO 91-120 Days	  	QC Repurchase Balances	  	91-120
			
	QC - Liq/REO 1 Year	  	QC Repurchase Balances	  	1 year
			
	QC - Liq/REO 31-60 Days	  	QC Repurchase Balances	  	31-60
			
	QC - Zero UPB 91-150 Days	  	QC Repurchase Balances	  	91-150
			
	QC - Liq/REO 3 Years	  	QC Repurchase Balances	  	3 years
			
	QC - Liq/REO 2 Years	  	QC Repurchase Balances	  	2 years
			
	QC - Liq/REO 181-365 Days	  	QC Repurchase Balances	  	181-365
			
	QC - Liq/REO 151-180 Days	  	QC Repurchase Balances	  	151-180
			
	QC - Liq/REO 121-150 Days	  	QC Repurchase Balances	  	121-150
			
	QC - Liq 31-60 Days	  	QC Repurchase Balances	  	31-60
			
	Liq/REO 181-365 Days	  	REO Balances	  	181-365
			
	Liq/REO 31-60 Days	  	REO Balances	  	31-60
			
	Liq/REO 61-90 Days	  	REO Balances	  	61-90
			
	Liq/REO 91-120 Days	  	REO Balances	  	91-120
			
	Liq/REO 121-150 Days	  	REO Balances	  	121-150
			
	Liq/REO 151-180 Days	  	REO Balances	  	151-180
			
	Liq/REO 30 Days	  	REO Balances	  	30
			
	Liq/REO 1 Year	  	REO Balances	  	1 year
			
	Liq/REO 3 Years	  	REO Balances	  	3 years
			
	Liq/REO 2 Years	  	REO Balances	  	2 years
			
	Zero UPB 121-150 Days	  	Zero UPB Balances	  	121-150
			
	Zero UPB 31-60 Days	  	Zero UPB Balances	  	31-60
			
	Zero UPB 61-90 Days	  	Zero UPB Balances	  	61-90
			
	Zero UPB 91-120 Days	  	Zero UPB Balances	  	91-120
			
	Zero UPB 1 Year	  	Zero UPB Balances	  	1 year
			
	Zero UPB 3 Years	  	Zero UPB Balances	  	3 years
			
	Zero UPB 181-365 Days	  	Zero UPB Balances	  	181-365
			
	Zero UPB 2 Years	  	Zero UPB Balances	  	2 years
			
	Zero UPB 151-180 Days	  	Zero UPB Balances	  	151-180
			
	Zero UPB 91-150 Days	  	Zero UPB Balances	  	91-150
			
	Zero UPB <=90 Days	  	Zero UPB Balances	  	<=90

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	26

			
		  	Advance Solutions Data Dictionary

  

 

 
 Subservicing Summary
  

							
	Servicer:	  	IBM - Seterus	 	Invoice To:	  	Fannie Mae
		  	3039 Cornwallis Road	 		  	14221 Dallas Parkway, Suite 1000
		  	Research Triangle Park, NC. 27709	 		  	Dallas, TX 75254
		  		 		  	Customer 7324875 Contract LBAAAAF
				
	Servicer Contact:	  	Lisa Muttoni Financial	 	Fannie Mae Contact:	  	John Shively
		  	Analyst Phone:	 		  	972-656-2986
		  	720-396-7471	 	Invoice Submitted To:	  	special_assets_invoicing@fanniemae.com
		  	Email: lisa.j.muttoni@us.ibm.com	 	CC:	  	john_shively@fanniemae.com

  

					
		 	Invoice Date:	  	MM/DD/YYYY
		 	Invoice Number:	  	XXX
		 	Services Period:	  	MM,YYYY
		 	PO #	  	N/A Payment 
		 	Terms	  	XXX
		 	Late Payment Fees may apply per Sch X Sec X

  

									
	 	  	 	  	 	  	EXPENSE AMOUNT	 
				
	FEES	  	SUB-SERVICING FEES	  		  			
		  	 See Data Dictionary
	  		  	$	—  	  
		  		  		  	$	—  	  
		  		  		  	$	—  	 
		  		  		  	$	—  	 
		  		  		  	  
	  
	 
		  	Sub-Total:	  		  	$	—  	 
				
	REIMBURSEMENTS	  	SELF-PAY FEES	  		  			
		  	 See Data Dictionary
	  		  	$	—  	 
		  		  		  	$	—  	 
		  		  		  	$	—  	 
		  		  		  	$	—  	 
		  		  		  	$	—  	 
		  		  		  	$	—  	 
		  		  		  	  
	  
	 
		  	Sub-Total: INCENTIVE	  		  	$	—  	 
				
		  	 COMPENSATION
	  		  			
		  	 See Data Dictionary
	  		  	$	—  	 
		  		  		  	  
	  
	 
		  	 TOTAL DUE Servicer / (FNMA)
	  	 (Non-Taxable Charges)
	  	$	—  	  
		  		  		  	  
	  
	 

 I certify that to the best of my knowledge these expenses are all eligible under the sub-servicing agreement (SRA) and are
accurate in their amounts. Should it be determined that these expenses are not eligible under the agreement, we will abide by the terms of the contract for repayment.
  

			
	Approver (Vice President)	  	
Date                  
                          

 WIRING INSTRUCTIONS

Bank Name: Account Name:

ABA/Routing Number (Wire): 

ABA/Routing Number (ACH):
 Account Number:

 

	*	The purpose of this document is to define the data reporting requirements and does not represent the eligilbe advance and/or eligible invoice criteria.

  

					
		 	 Confidential Fannie Mae Document, Please Obtain Approval for Distributing

The purpose of the Data Dictionary is to define the reporting templates and not the eligible Advance and/or invoicing criteria
	 	27

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