Document:

EX-4.2

 

exhibit 4.2

	 	 	 	 	 	 	 	 	 
	NUMBER

	 	 
	 	 
	 	 
	 	SHARES
	                                     C 
	 	 	 	 	 	 	 	 
	 
	 	 	 	INTER-ATLANTIC FINANCIAL, INC.
 	 	 	 	 
	 
	 	 	 	INCORPORATED UNDER THE LAWS OF DELWARE 	 	 	 	 
	 

	 	 	 	COMMON STOCK 	 	 	 	

 SEE RESERVE FOR
CERTAIN DEFINITIONS

CUSIP         
            

	 	 	 	 	 
	       This Certifies That

	 	 	 	 
	 

	 	 	 	 

	 	 	 	 	 	 	 
	        is the owner of

	 	 	 	

	 	 
	 

	 	 	 	 	 	 

FULLY PAID AND NON-ASSESSABLE SHARES OF
THE PAR VALUE OF $.0001 EACH OF THE COMMON STOCK OF

 INTER-ATLANTIC FINANCIAL, INC.

transferable on the books of the Corporation in person or by duly
authorized attorney upon surrender of this certificate properly
endorsed. This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

Witness the seal of the Corporation and the facsimile signatures of
its duly authorized officers.

                  Dated:

	 	 	 	 	 
	 	 

	 	 	 
	 	Chief
Executive Officer

	 
	 	 Secretary
	 	 

	 	 	 
	 	 
	 	 	 Transfer Agent

 

 

     The following abbreviations, when used in the
inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or regulations:

	 	 	 	 	 	 	 	 	 	 	 	 	 
	  TEN COM —

	 	as tenants in common
	 	
	 	UNIF GIFT MIN ACT —
	 	 	 	Custodian	 	 
	 

	 	 	 	 	 	 
	 	 	 	 	 	 
	  TEN ENT —

	 	as tenants by the entireties
	 	 	 	 	 	(Cust)
	 	 	 	(Minor)
	  JT TEN —

	 	as joint tenants with right of survivorship
	 	 	 	
	under Uniform Gifts to Minors

	 

	 	and not as tenants in common
	 	 	 	Act	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 	 
	 	 	 	 
	 

	 	 	 	 	 	 	 	(State)	 	 

Additional Abbreviations may also be used though not in the above list.

Inter-Atlantic Financial, Inc.

     
The Corporation will furnish without charge to each stockholder who so requests the powers, designations,
 preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the
 Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights.
This certificate and the shares represented thereby are issued and shall be held subject to all the provisions
of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing
 for the issue of shares of Preferred Stock (copies of which may be obtained from the
secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents.

     
For value received,                                          hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER

	 	 
	 IDENTIFYING NUMBER OF ASSIGNEE
	 	 

	 	 	 
	 

	 	 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

	 	 	 
	 	 	Shares

of the
capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

	 	 	 
	 	 	Attorney

to
transfer the said stock on the books of the within named Corporation will full power of substitution

in the premises.

Dated                     

	 	 	 	 	 
	 	 	 
	 

	 	Notice:
	 	The signature to this assignment must correspond
with the name as written upon the face of the certificate in
every particular, without alteration or enlargement or any
change whatever.

	 	 	 
	Signature(s) Guaranteed:

	 	 

	 
	 
	 	 
	 	 
	 
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,
PURSUANT TO S.E.C. RULE 17Ad-15).
	 	 

The holder of this certificate shall be entitled to receive funds from the
trust fund pursuant to the Investment Management Trust Agreement, dated _______,
with American Stock Transfer & Trust Company, only in the event
of the Company’s
liquidation upon failure to consummate a business combination or if the holder seeks
 to exercise his redemption right upon a business combination which he
voted against and which is actually completed by the Company.  In no other circumstances
shall the holder have any right or interest of any kind in or to the trust fund. A copy of
 the Investment Management Trust Agreement will be made available by the Company upon request
 by the holder of this certificate.<PAGE>

                                                                     Exhibit 4.3

                          SPECIMEN WARRANT CERTIFICATE

NUMBER                    (SEE REVERSE SIDE FOR LEGEND)                 WARRANTS
______   (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.
                      NEW YORK CITY TIME, __________, 2011

                         INTER-ATLANTIC FINANCIAL, INC.

                                                           CUSIP _______________

                                     WARRANT

     THIS CERTIFIES THAT, for value received _________________________________
is the registered holder of a Warrant or Warrants expiring ________, 2011 [FOUR
YEARS FROM DATE OF PROSPECTUS] ("Warrant") to purchase one fully paid and
non-assessable share of common stock, par value US$.0001 per share ("Shares"),
of Inter-Atlantic Financial, Inc., a Delaware corporation (the "Corporation"),
for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the
holder thereof to purchase from the Corporation, commencing on the later of (i)
the Corporation's completion of a capital stock exchange, asset acquisition or
other similar business combination or (ii) ______________, 2008, such number of
Shares of the Corporation at the price of US$6.00 per share, upon surrender of
this Warrant Certificate and payment of the Warrant Price at the office or
agency of the Warrant Agent, American Stock Transfer & Trust Company (such
payment to be made by check made payable to the Warrant Agent), but only subject
to the conditions set forth herein and in the Warrant Agreement between the
Corporation and American Stock Transfer & Trust Company. In no event shall
the registered holder of this Warrant be entitled to receive a net-cash
settlement, shares of Common Stock or other consideration in lieu of physical
settlement in shares of the Corporation. The Warrant Agreement provides that
upon the occurrence of certain events the Warrant Price and the number of
Warrant Shares purchasable hereunder, set forth on the face hereof, may, subject
to certain conditions, be adjusted. The term Warrant Price as used in this
Warrant Certificate refers to the price per Share at which Shares may be
purchased at the time the Warrant is exercised.

     This Warrant may expire on the date first above written if it is not
exercised prior to such date by the registered holder pursuant to the terms of
the Warrant Agreement or if it is not redeemed by the Corporation prior to such
date.

     No fraction of a Share will be issued upon any exercise of a Warrant. If
the holder of a Warrant would be entitled to receive a fraction of a Share upon
any exercise of a Warrant, the Corporation shall, upon such exercise, round up
to the nearest whole number the number of Shares to be issued to such holder.

     Upon any exercise of the Warrant for less than the total number of full
Shares provided for herein, there shall be issued to the registered holder
hereof or the registered holder's assignee a new Warrant Certificate covering
the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the
Warrant Agent by the registered holder hereof in person or by attorney duly
authorized in writing, may be exchanged in the manner and subject to the
limitations provided in the Warrant Agreement, but without payment of any
service charge, for another Warrant Certificate or Warrant Certificates of like
tenor and evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant
Certificate at the office or agency of the Warrant Agent, a new Warrant
Certificate or Warrant Certificates of like tenor and evidencing in the
aggregate a like number of Warrants shall be issued to the transferee in
exchange for this Warrant Certificate, subject to the limitations provided in
the Warrant Agreement, without charge except for any applicable tax or other
governmental charge.

     The Corporation and the Warrant Agent may deem and treat the registered
holder as the absolute owner of this Warrant Certificate (notwithstanding any
notation of ownership or other writing hereon made by anyone), for the purpose
of any exercise hereof, of any distribution to the registered holder, and for
all other purposes, and neither the Corporation nor the Warrant Agent shall be
affected by any notice to the contrary.

     Neither this Warrant Certificate nor any of the Warrant(s) evidenced hereby
itself entitles the registered holder to any of the rights of a shareholder of
the Corporation.

     The Corporation reserves the right to call the Warrant at any time prior to
its exercise, with a notice of call in writing to the holders of record of the
Warrant, giving 30 days' notice of such call at any time after the Warrant
becomes exercisable if the last sale price of the Shares has been at least
US$11.50 per share on each of 20 trading days within any 30 trading day period
ending on the third business day prior to the date on which notice of such call
is given. The call price of the Warrants is to be US$.01 per Warrant. Any
Warrant either not exercised or tendered back to the Corporation by the end of
the date specified in the notice of call shall be canceled on the books of the
Corporation and have no further value except for the US$.01 call price.

     This Certificate is not valid unless countersigned by the Warrant Agent
and registered by the Registrar.

By                                   [seal]
   -------------------------------            ----------------------------------
   Secretary                                  Chief Executive Officer

   -------------------------------
   Warrant Agent

<PAGE>

                                SUBSCRIPTION FORM
      To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise ______________
Warrants represented by this Warrant Certificate, and to purchase the Shares
issuable upon the exercise of such Warrants, and requests that Certificates for
such shares shall be issued in the name of

________________________________________________________________________________
                     (PLEASE TYPE OR PRINT NAME AND ADDRESS)

________________________________________________________________________________

________________________________________________________________________________

________________________________________________________________________________
                 (SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

and be delivered to ____________________________________________________________
                               (PLEASE PRINT OR TYPE NAME AND ADDRESS)

________________________________________________________________________________
and, if such number of Warrants shall not be all the Warrants evidenced by this
Warrant Certificate, that a new Warrant Certificate for the balance of such
Warrants be registered in the name of, and delivered to, the Registered Holder
at the address stated below:

Dated:
       ------------------------------   ----------------------------------------
                                        (SIGNATURE)

                                        ----------------------------------------
                                        (ADDRESS)

                                        ----------------------------------------

                                        ----------------------------------------
                                        (TAX IDENTIFICATION NUMBER)

                                   ASSIGNMENT
       To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received, _______________________ hereby sells, assigns, and transfers
unto
________________________________________________________________________________
                     (PLEASE TYPE OR PRINT NAME AND ADDRESS)

________________________________________________________________________________

________________________________________________________________________________

________________________________________________________________________________
                 (SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

and be delivered to ____________________________________________________________
                               (PLEASE PRINT OR TYPE NAME AND ADDRESS)

______________________ of the Warrants represented by this Warrant Certificate,
and hereby irrevocably constitute and appoint _________________________________
Attorney to transfer this Warrant Certificate on the books of the Company, with
full power of substitution in the premises.

Dated:
       ------------------------------   ----------------------------------------
                                        (SIGNATURE)

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE
NAME WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR,
WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE
GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE
AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR
CHICAGO STOCK EXCHANGE.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00117-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00117-of-00352.parquet"}]]