Document:

exv10w8

Exhibit 10.8

SERVICES AGREEMENT

     THIS SERVICES AGREEMENT is made as of December 31, 2002 (this “Agreement”) by and between
GENERAL ELECTRIC CAPITAL CORPORATION, a Delaware corporation (“Purchaser”), and McKESSON CAPITAL
CORP., a Delaware corporation (“MCC”).

     WHEREAS, MCC is engaged in the business of financing equipment lease transactions by
purchasing equipment lease receivables from its Affiliates.

     WHEREAS, Purchaser now owns a portfolio of payment and contract rights with respect to lease
and rental agreements with commercial customers that it has purchased from MCC, pursuant to the
Purchase Agreement dated as of December 31, 2002 between Purchaser and MCC (the “Purchase
Agreement”).

     WHEREAS, Purchaser and MCC desire to enter into this Agreement pursuant to which MCC will
provide certain services to Purchaser.

     NOW, THEREFORE, in consideration of the recitals and for other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, it is hereby agreed
that:

     1. Definitions. Capitalized terms used herein, including in Exhibit A hereto, have the
meanings assigned to them in the preamble to this Agreement, in the Purchase Agreement or as set
forth below.

          (a) “Account Party Insurer” means any insurance company from time to time issuing one or more
insurance policies to or for the benefit of any Account Party.

          (b) “Ancillary Payments” means those payments related solely to the Ancillary Agreements.

          (c) “Customary Standard” has the meaning specified in Section 7.

          (d) “Customer Service and Collection Procedures” shall mean those procedures outlined in the
document attached as Exhibit B hereto.

          (e) “Exempt Materials” has the meaning specified in Section 10.

          (f) “Law” shall mean any law, rule, regulation or governmental requirement of any kind of any
Governmental Entity, and the rules, regulations, interpretations and orders promulgated thereunder.

          (g) “Liquidation Proceeds” means, with respect to a Non-Performing Account, proceeds from the
sale or re-marketing of the Equipment relating solely to such Non-Performing Account, proceeds of
any related insurance policy of any Account Party Insurer and

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any other recoveries (other than pursuant to any MCC Insurance Policy) with respect to such
Non-Performing Account and the related Equipment, including, without limitation, any amounts
collected as judgments against an Account Party or others related to the failure of such Account
Party to pay any amount in respect of any Payment Right under the related Account Document or to
return the Equipment, net of (i) any out-of-pocket fees and expenses reasonably incurred by MCC or
any of its Affiliates in enforcing or attempting to enforce, as agent for Purchaser, any relevant
Account Document (including in the context of a lessee bankruptcy) or in repossessing, repairing,
refurbishing, preparing for sale or lease, liquidating or re-marketing such Equipment, (ii) amounts
so received that are required to be refunded to the Account Party on such Account, and (iii) any
Retained Payment Rights.

          (h) “Lockbox Account” shall mean, as of the date hereof, the lockbox account maintained by MCC
with Bank One Corporation or one of its Affiliates and to which Account Parties are directed to
remit Payments, which account shall be assigned from Seller to Purchaser in accordance with Section
7.20 of the Purchase Agreement.

          (i) “MCC Change of Control” means an event or series of events by which MCC ceases to be a
Subsidiary of McKesson Corporation.

          (j) “MCC Event of Default” means any one of the following events (whatever the reason for such
MCC Event of Default and without regard to whether it shall be voluntary or involuntary or be
effected by operation of law or pursuant to any judgment, decree or order of any court or any
order, rule or regulation of any Governmental Entity):

               (i) failure on the part of MCC to remit to the Lockbox Account any monies received by MCC and
required to be remitted to the Lockbox Account by this Agreement, in the manner and by the date
required by this Agreement, which failure continues unremedied for a period of 15 days from the
date of receipt of such monies by MCC;

               (ii) a default on the part of MCC (other than due to any reason specified in Section 19(h)
below) in its observance or performance in any material respect of certain covenants or agreements
in this Agreement which failure continues unremedied for a period of 30 days after notice is given
to MCC by Purchaser;

               (iii) if any representation or warranty of MCC made in this Agreement shall prove to be
incorrect in any material respect as of the time made; or

               (iv) an Event of Bankruptcy in respect of MCC.

          (k) “MCC Insurance Policy” means any insurance policy issued or provided by any third-party
insurer (including any McKesson Affiliate) or any self-insurance arrangement in respect of the
McKesson Affiliates, relating to property, assets, activities or businesses of any of the McKesson
Affiliates.

          (l) “Net Worth” means, at a particular date, all amounts which would be included under the
shareholders’ equity on the consolidated balance sheet of the relevant entity principles generally
accepted in the United States.

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          (m) “Non-Performing Account” means an Account (a) that has become more than ninety (90) days
delinquent, (b) that has been accelerated by MCC in accordance with the applicable Account
Documents and the customary and historic practices of MCC, (c) that MCC or Purchaser has determined
to be uncollectible in accordance with its customary and historic practices, (d) with an Account
Party in respect of which an Event of Bankruptcy has occurred and is continuing, or (e) a Default
(as defined in the applicable Account Document) occurs for any other reason and such Default
continues for ninety (90) days.

          (n) “Payment Date” means, as to any Payment, the first Business Day of the month which next
succeeds the month in which such Payment is scheduled to be received by MCC, provided such Payment
Date is at least two (2) Business Days after the date such Payment was scheduled to be received by
MCC.

          (o) “Portfolio Event of Default” means for each of three consecutive Payment Dates eight
percent (8%) or more of the Payments under the Accounts have been 90 days or more delinquent (other
than as a result of any event described in Section 19(h) below).

          (p) “Residual Interest” means, as the context may require, the actual or anticipated residual
interest of the McKesson Affiliates in respect of any Equipment.

          (q) The following capitalized terms are defined in the sections of this Agreement identified
below:

	 	 	 	 	 

	 

	 	“Accessible Systems”
	 	Exhibit A, Section 7(c)
	 

	 	“Management Services”
	 	Section 2(a)
	 

	 	“Parent”
	 	Section 9(b)
	 

	 	“Servicer Advance”
	 	Section 12(c)
	 

	 	“Servicer Advance Deductions”
	 	Section 12(c)
	 

	 	“Third Party Purchaser”
	 	Section 12(d)
	 

	 	“Lockbox Account Sweep Date”
	 	Section 12(b)

     2. Administration Services.

          (a) Management Services. MCC shall process, administer and manage the Purchased Assets and
provide the documentation and other services described on Exhibit A hereto or otherwise provided
for in this Agreement (collectively, the “Management Services”). Purchaser and MCC shall cooperate
in good faith to develop and agree in writing to such additional procedures for the provision of
the Management Services as may become necessary to more fully effectuate the terms of this
Agreement. MCC shall have only those duties or obligations that are expressly set forth in this
Agreement.

          (b) Authorization. Subject to the provisions of this Agreement, Purchaser hereby irrevocably
(subject only to Sections 10 and 11 hereof) appoints MCC as its agent and authorizes MCC to take
any and all reasonable steps in its name and on its behalf as are necessary or desirable to collect
all amounts due under the Purchased Assets, including, without limitation, endorsing the name of
Purchaser on any of its checks and other instruments representing collections, executing and
delivering any and all instruments of satisfaction or cancellation, or of partial or full release
or discharge, and all other comparable instruments, with

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respect to the Purchased Assets and, after the delinquency of any Payment and to the extent
permitted under and in compliance with applicable Law, to commence proceedings with respect to
enforcing payment thereof, all to the extent consistent with and in accordance with the Customer
Services and Collections Procedures. Purchaser shall furnish MCC with any powers of attorney and
other documents necessary or appropriate to enable MCC to carry out the Management Services, and
shall cooperate with MCC to the fullest extent in order to ensure the collectability of the
Purchased Assets.

          (c) Modification of Leases. Without the prior written consent of Purchaser, MCC shall not
terminate, waive, amend or modify any material provision of any Account Document to the extent
relating to any Payment Right, except (i) as may be required by Law, (ii) ministerial changes
necessary in order to correct inaccurate or incomplete clauses or provisions (other than clauses
and provisions related to the Payment Rights), (iii) early terminations pursuant to customer
buyouts, but subject to Section 7.17 of the Purchase Agreement, and (iv) amendments undertaken in
connection with any lease extension or upgrade, subject to Section 7.17 of the Purchase Agreement.

          (d) Obligations of MCC with Respect to Account Documents. MCC will use commercially reasonable
efforts to duly fulfill, and comply with, all obligations on MCC’s part to be fulfilled under or in
connection with the Account Documents. MCC will not (i) amend, rescind, cancel or modify any
Account Document or term or provision thereof if such amendment, rescission, cancellation or
modification would adversely affect, or reasonably be expected to adversely affect, the Payment
Rights, or (ii) take any action that would impair the rights of Purchaser in the Purchased Assets.

          (e) Cooperation. Each party agrees to cooperate with the other in the enforcement, if
necessary, of such other party’s rights under any Account Documents, whether in the form of
litigation or other proceedings, as reasonably requested by such other party. Purchaser shall be
responsible for all reasonable, out-of-pocket costs and expenses (including reasonable attorneys’
fees and costs) arising from or incurred in connection with such enforcement and shall promptly pay
to MCC upon request all of MCC’s reasonable, out-of-pocket costs and expenses relating thereto
(including reasonable attorneys’ fees and costs).

     3. Notice of MCC Event of Default; Other Requested Information. MCC shall deliver to the
Purchaser:

          (a) Notice of MCC Event of Default. Promptly upon becoming aware of the existence of any
condition or event which constitutes a MCC Event of Default, or any event which, with the lapse of
time and/or the giving of notice, would constitute a MCC Event of Default and which has not been
waived in writing by Purchaser, a written notice describing its nature and period of existence and
the action MCC is taking or proposes to take with respect thereto; and

          (b) Requested Information. With reasonable promptness, any other data and information related
solely to the Purchased Assets and the servicing thereof which may be reasonably requested from
time to time.

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     4. Maintenance of Insurance Policies.

          (a) In connection with its activities as servicer of the Purchased Assets, MCC agrees to
present claims to the Account Party Insurer under any insurance policy applicable to any Purchased
Asset, and to settle, adjust and compromise such claims, in each case (i) consistent with the terms
of any relevant Account Document, (ii) after receiving notice of the occurrence of any material
casualty event involving such Equipment, and (iii) provided the applicable Account Party does not
take such action on a reasonably timely basis. MCC shall remit to the Lockbox Account, within two
(2) Business Days of receipt, any Liquidation Proceeds received by MCC in connection therewith.

          (b) MCC shall obtain evidence from each Account Party of insurance to the extent required
under the Account Documents, the Customer Service and Collection Procedures and the Customary
Standard.

          (c) Notwithstanding any other term or provision hereof to the contrary, Purchaser shall not
have any claim on account of, or direct or indirect interest in, any MCC Insurance Policy, or
proceeds thereof.

     5. Compliance with Law. MCC shall perform the Management Services and its other obligations
under this Agreement in material compliance with applicable Laws. Notwithstanding anything to the
contrary herein, MCC shall not be required to take any action, or omit to take any action, that MCC
deems to be in violation of, or inconsistent with, Law or the terms of this Agreement, the Purchase
Agreement or any Account Document or any Ancillary Agreement. MCC’s duty under this Section 5 to
comply with applicable Law shall not be limited by the procedures established and approved under
this Agreement.

     6. Independent Contractor. MCC shall at all times be considered an independent contractor in
the performance of the Management Services, and neither MCC nor any employee of MCC shall be
considered an employee, partner or joint venturer of Purchaser. Neither Purchaser nor MCC, nor any
employee or agent of either of them, shall make any representation or statement to any Person that
is inconsistent with this Section 6.

     7. Standard of Performance. CC shall perform the Management Services in a commercially
reasonable manner and shall apply at least the same standard of care, diligence and prudence in
such performance as it does with respect to its own or its Affiliates’ lease portfolios, and shall
not discriminate against Purchaser in favor of any other Person, including MCC or any Affiliate of
MCC, for whom it provides similar services, nor shall it offer priority to Purchaser (such
standard, the “Customary Standard”).

     8. Maintenance of Systems. MCC shall exercise commercially reasonable efforts to at all times
maintain or cause to be maintained such systems as are reasonably necessary to enable it to timely
and fully perform the Management Services, including, without limitation, maintenance of
computer hardware and software and appropriate information backup systems, and shall comply with
the provisions of Exhibit A hereto with respect thereto.

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     9. Audit and Information Rights.

          (a) Upon the request of Purchaser, during normal business hours and upon reasonable advance
notice, and in such a manner as shall not unduly interfere with or interrupt the operation and
conduct of MCC’s other businesses, and subject to its customary security measures, MCC shall
provide representatives of Purchaser (including its internal and external auditors) no more
frequently than twice in any given 12 month period with access to the books, records, files and
papers, whether in hard copy or computer format, used or held for use by MCC in the provision of
the Management Services, to permit an audit, at the expense of Purchaser, of the Management
Services or any out-of-pocket costs required to be reimbursed to MCC by Purchaser pursuant to this
Agreement.

          (b) In the event that McKesson Corporation, the parent company of MCC (“Parent”), ceases to be
a publicly reporting company for any period of time, Parent shall provide Purchaser, during such
period, with (i) its unaudited quarterly consolidated balance sheet within forty-five (45) days of
the end of each fiscal quarter, and (ii) its audited yearly consolidated balance sheet within
ninety (90) days of the end of each fiscal year.

     10. Term of Agreement. The term of this Agreement shall commence on the date hereof and shall
continue until six (6) months after the last Account Document expires unless the parties agree in
writing to extend such term or unless this Agreement is earlier terminated pursuant to Section 11
below. Upon the termination of this Agreement, MCC shall cooperate with Purchaser in effecting an
efficient transition of the Purchased Assets, including without limitation transfer of copies of
all material records, files, computer files and information in respect of any remaining Purchased
Assets, and originals of any Account Document related solely to the Purchased Assets; provided,
however, that MCC shall be under no obligation to deliver (i) minutes of its board of directors’
meetings and information provided to its board (or that of the board of any McKesson Affiliate),
(ii) Ancillary Agreements, (iii) material subject to any legal privilege, (iv) communications with
MCC’s (or any McKesson Affiliate’s) tax or accounting advisors, (v) personnel records, or (vi) any
documents or information subject to any confidentiality arrangement with any third party to the
extent such arrangement would prohibit such transfer or disclosure (together, the “Exempt
Materials”).

     11. Termination.

          (a) Either Purchaser or MCC may terminate this Agreement due to any default in the performance
by the other party of its material obligations under this Agreement, on written notice identifying
in reasonable detail the cause for termination. Such termination shall be effective without further
action or notice by the terminating party thirty (30) days after the date of such notice, unless
prior to the expiration of such 30-day period the default or other cause is cured or remedied;
provided, however, that if such default or other cause cannot be cured or remedied with
commercially reasonable efforts within such 30-day period, the period for cure or remedy shall be
extended for thirty (30) additional days on the conditions that: (i) the non-defaulting party shall
have consented in writing to the extension of the cure period, which consent shall not be
unreasonably withheld, and (ii) the defaulting party shall have commenced good-faith efforts to
cure or remedy such default or other cause within the initial 30-day period and shall continue to
pursue such efforts diligently until the cure or remedy is accomplished.

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          (b) Purchaser may terminate this Agreement (i) upon the occurrence of a MCC Event of Default
that is not cured, if a cure is available, within the applicable cure period, a MCC Change of
Control or a Portfolio Event of Default or (ii) if the Net Worth of Parent falls below $1.0
billion. Notwithstanding any provision to the contrary contained herein, in the event of any such
termination, Purchaser shall collect and promptly remit to MCC any and all amounts in respect of
any Retained Payment Rights received by Purchaser (either directly or through the Lockbox Account)
after the termination date.

          (c) Upon any termination of this Agreement (other than any termination pursuant to subsection
(a) above on account of Purchaser’s default), MCC shall reimburse to Purchaser the portion of the
Services Fee (as defined in Section 3.2 of the Purchase Agreement) which is unearned as of the date
of the termination. The portion of the Services Fee to be reimbursed to Purchaser shall equal the
unamortized portion of the Service Fee as of the termination date (calculated on a straight-line
basis based upon an annual accrual of $125,000 (or $10,417 per month)).

     12. Purchased Assets; Application of Amounts Received; Servicer Advances.

          (a) All Purchased Assets are and shall at all times be the sole and exclusive property of
Purchaser, and MCC shall not have or assert any lien, claim or other right to, or interest in, such
property of Purchaser. Upon expiration or termination of this Agreement, the originals and all
copies of such property of Purchaser shall be returned to Purchaser promptly, and MCC shall have no
right to withhold such property of Purchaser for any reason, including, without limitation, any
dispute, offset, counterclaim, recoupment, defense or other right that MCC might have against
Purchaser; provided, however, that MCC may at all times retain (i) the Exempt Materials, and (ii)
one or more copies of any documents and agreements, as may be necessary or appropriate for tax or
audit purposes or as advised by counsel.

          (b) All Payments and other property received by MCC with respect to the Purchased Assets
(other than in respect of Retained Payment Rights) shall be for the account of Purchaser, shall be
deemed received and held in trust for Purchaser and, in respect of any Payments and other property
received by MCC and not remitted by the applicable Account Party directly to the Lockbox Account,
shall be remitted by MCC to the Lockbox Account on a date not later than two (2) Business Days
following receipt of such Payment and/or other property by MCC. Subject to MCC’s removal and
refund rights described below in this subsection (b), all Payments remitted to the Lockbox Account
shall be swept from such Lockbox Account by Purchaser on the date that is two (2) Business Days
following the date of remittance of such Payments into the Lockbox Account (each such date, a
“Lockbox Account Sweep Date”), provided, however, that no Payments shall be swept from the Lockbox
Account during the first five (5) days of any calendar month. MCC shall not be entitled to set-off
from amounts to be paid by MCC to the Lockbox Account under any provision of this Agreement any
amounts purported to be owed by Purchaser or any of its Affiliates to MCC or any of its Affiliates.
Late charges related to any period prior to the date hereof shall be retained by MCC.
Late charges related to any period on or after the date hereof shall be paid to Purchaser. On the
Business Day immediately following the date on which any Payments are remitted to the Lockbox
Account, MCC shall provide a report to Purchaser containing such information regarding all Payments
and other property remitted to the Lockbox Account on such remittance date as may be reasonably

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requested by Purchaser, including, without limitation, matching such Payments and other
property to the corresponding Purchaser lease number. Notwithstanding any provision to the
contrary contained herein, subject to the terms of the Lockbox Account Documents, MCC shall at all
times have the right to direct the bank with whom the Lockbox Account is established to remove from
the Lockbox Account and to pay to MCC, without further authorization or approval from Purchaser,
all amounts deposited therein identified by the Account Party as Retained Payment Rights or to the
extent such amounts have not been identified as Payments and exceed the portion of any outstanding
invoices for Payments related to such Account Party. Purchaser agrees to execute such documents
and agreements and to take such actions as the bank may reasonably request to effectuate the
removal of such amounts from the Lockbox Account. In addition, if MCC shall determine that any
other amounts in respect of any Retained Payment Rights have been remitted to the Lockbox Account,
then Purchaser shall promptly refund the amount in respect of such Retained Payment Rights to MCC
within five (5) Business Days following receipt of written request for such refund from MCC
(provided that MCC has delivered to Purchaser reasonably satisfactory information supporting such
determination by MCC).

          (c) Provided Purchaser is not required at such time to deliver to MCC the notice pursuant to
Section 18 below, MCC agrees that, with respect to each Payment Date, MCC will remit to the Lockbox
Account an amount equal to the Payments correlating thereto, less any Servicer Advance Deductions
(defined below), whether or not MCC has received payment thereof from the related Account Party,
which amount shall be deemed a full recourse loan by MCC to Purchaser (each such amount, being
referred to herein as a “Servicer Advance”); provided, however, that MCC shall not be required to
make any Servicer Advances in respect of an Account that is no longer being serviced by MCC under
this Agreement or is a Non-Performing Account by virtue of clause (b), (c) or (d) of the definition
thereof. MCC will make Servicer Advances in respect of any Account only in an amount up to the
amount equal to three (3) monthly payments for such Account. Servicer Advances will be repaid
(together with interest thereon at the rate of 4.0% percent per annum) by Purchaser on the earlier
to occur of the following: (i) the date on which a Payment is, or Payments are, as applicable,
subsequently received by MCC from an Account Party which represent such Servicer Advance (and MCC
may retain the same in satisfaction of Purchaser’s repayment obligation relating thereto, provided
that any failure by MCC to retain or net out any such amount shall not impair any right of recourse
by MCC against Purchaser for repayment of any Servicer Advance); (ii) the date on which the
servicing contemplated herein in respect of the applicable Account is terminated; (iii) provided
that MCC shall have paid Servicer Advances outstanding on such Account in an amount equal to three
(3) monthly Payments, the next succeeding Payment Date (and if to be repaid on such date, the same
may be netted out from MCC’s then scheduled remittance to Purchaser, provided that any failure by
MCC to retain or net out any such amount shall not impair any right of recourse by MCC against
Purchaser for repayment of any Servicer Advance); and (iv) five (5) Business Days following the
date on which Purchaser has determined such Account to be uncollectible in accordance with its
customary practices or MCC has determined such Account to be uncollectible in accordance with its
customary and historic practices. The “Servicer Advance Deductions” shall be any amounts already
remitted to the Lockbox Account in accordance with Section 12(b).

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          (d) If an Account Party remits to MCC amounts that are not immediately identifiable as
Payments, and that are not immediately identifiable as payments in respect of any Retained Payment
Rights, then MCC shall apply such amounts as follows: first, to delinquent payments in the order
such payments were due and to the extent such payments were due on the same date, pro rata among
such payments, and second, so long as all payments due are current, to Purchaser and MCC (or if a
Person other than Purchaser or MCC has an interest in such amounts (a “Third Party Purchaser”), to
any such Third Party Purchaser), pro rata based on the amount of obligations then due and payable;
provided, however, that if the foregoing allocation is not reasonably acceptable to any such Third
Party Purchaser(s), Purchaser agrees to enter into good faith negotiations in respect of
modification thereof to be undertaken with reasonable promptness upon request of MCC.

          (e) If MCC receives Liquidation Proceeds in respect of any Account, MCC shall apply such
Liquidation Proceeds as follows: first, to the payment of any Taxes with respect to such Account,
second, in respect of any delinquent amounts owed to Purchaser, MCC or any Third Party Purchaser,
in the order in which such amounts became due, third, to Purchaser and to any Third Party Purchaser
who has an interest in such amounts, pro rata based on, and to the extent of, the amount of
obligations with respect to such Account then due and owing to Purchaser or such Third Party
Purchaser, and fourth, to MCC to the extent of its Residual Interest; provided, however, that if
the foregoing allocation is not reasonably acceptable to such Third Party Purchaser(s), Purchaser
agrees to enter into good faith negotiations in respect of modification thereof to be undertaken
with reasonable promptness upon request of MCC.

          (f) To the extent that MCC receives amounts relating to Taxes with respect to an Account,
whether or not constituting part of the collections relating to such Account, MCC shall cause the
same to be remitted to the relevant taxing authority in order to satisfy any valid, uncontested
obligations in respect of such Taxes. In addition, if any Account Party remits amounts relating to
Taxes to the Lockbox Account, MCC shall at all times have the right, without further authorization
or approval from Purchaser, to direct the bank with whom the Lockbox Account is established to
remove the same from the Lockbox Account and pay such amounts to MCC, and MCC shall cause such
amounts to be remitted to the relevant taxing authority in order to satisfy any valid, uncontested
obligations in respect of such Taxes. Purchaser agrees to execute such documents and agreements and
to take such actions as the bank may reasonably request to effectuate the removal of such amounts
from the Lockbox Account.

     13. Representations of MCC. MCC hereby represents and warrants to Purchaser that:

          (a) MCC is a corporation duly organized, validly existing and in good standing under the laws
of the State of Delaware and has all requisite corporate power and authority to own its assets and
carry on its business as now being conducted and to execute, deliver and perform this Agreement.

          (b) The execution and delivery by MCC of this Agreement have been duly authorized by all
necessary corporate actions on the part of MCC, and this Agreement has been duly and validly
executed and delivered by MCC and constitutes the valid and binding obligation of MCC enforceable
against MCC in accordance with its terms.

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          (c) Neither the execution and delivery by MCC of this Agreement nor compliance by MCC with the
terms and provisions thereof will conflict with or result in a breach of the provisions of MCC’s
certificate of incorporation or bylaws, any loan agreement, mortgage, indenture, security agreement
or other contract to which MCC is a party, or any law, regulation or order of any court or
government or governmental agency or instrumentality, except where such conflict or breach would
not have a material adverse effect on the business, financial condition or operations of MCC or on
the ability of MCC to consummate the transactions and perform the Management Services contemplated
by this Agreement.

     14. Representations of Purchaser. Purchaser hereby represents and warrants to MCC that:

          (a) Purchaser is a corporation duly organized, validly existing and in good standing under the
laws of the State of Delaware and has all requisite corporate power and authority to own its assets
and carry on its business as now being conducted and to execute, deliver and perform this
Agreement.

          (b) The execution and delivery by Purchaser of this Agreement have been duly authorized by all
necessary corporate action on the part of Purchaser, and this Agreement has been duly and validly
executed and delivered by Purchaser and constitutes the valid and binding obligation of Purchaser
enforceable against Purchaser in accordance with its terms.

          (c) Neither the execution and delivery by Purchaser of this Agreement nor compliance by
Purchaser with the terms and provisions thereof will conflict with or result in a breach of the
provisions of Purchaser’s certificate of incorporation or bylaws, any loan agreement, mortgage,
indenture, security agreement or other contract to which Purchaser is a party, or any law,
regulation, or order of any court or government or governmental agency or instrumentality, except
where such conflict or breach would not have a material adverse effect on the business, financial
condition or operations of Purchaser or on the ability of Purchaser to consummate the transactions
contemplated by this Agreement.

     15. Late Payments. If MCC fails to pay any amount that may become due to Purchaser hereunder
on its due date, then (i) interest shall accrue thereon from the due date until paid in full at a
rate equal to 4% per annum, and (ii) MCC shall reimburse Purchaser upon demand for any and all
collection costs (including, without limitation, reasonable attorneys’ fees) incurred by Purchaser.

     16. Trademark Licenses.

          (a) McKesson Automation Inc., a Pennsylvania corporation and an Affiliate of MCC (“MAH”), owns
or has the right to use the trade name and corporate name “McKesson Automated Healthcare” in both
block letter and stylized formats, and the MAH logo, and the marks set forth on Exhibit D hereto
(collectively, the “MAH Trademarks”). Promptly after the Closing Date, MCC will use its reasonable
best efforts to cause MAH to grant to Purchaser a personal, royalty-free, non-transferable,
limited, non-exclusive license to use the MAH Trademarks as necessary in order to perform servicing
responsibilities hereunder if and when

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assumed by Purchaser. Purchaser’s use of the MAH Trademarks shall be consistent with the
terms provided and be in compliance with applicable law.

          (b) McKesson Automation Systems Inc., a Louisiana corporation and an Affiliate of MCC (“MAS”),
owns or has the right to use the trade name and corporate name “McKesson Automation Systems” in
both block letter and stylized formats, and the MAS logo, and the marks set forth on Exhibit D
hereto (collectively, the “MAS Trademarks”). Promptly after the Closing Date, MCC will use its
reasonable best efforts to cause MAS to grant to Purchaser a personal, royalty-free,
non-transferable, limited, non-exclusive license to use the MAS Trademarks as necessary in order to
perform servicing responsibilities hereunder if and when assumed by Purchaser. Purchaser’s use of
the MAS Trademarks shall be consistent with the terms provided and be in compliance with applicable
law.

          (c) All use of the MAS Trademarks and the MAH Trademarks shall inure to the benefit of MAS and
MAH, as applicable, and Purchaser shall acquire no rights in the MAS Trademarks or the MAH
Trademarks by virtue of its use. Purchaser shall not use the Trademarks in conjunction with any
other name, term or mark so as to form a combination mark. The licenses granted under subsections
(a) and (b) of this Section 16 are personal to Purchaser and shall terminate upon the termination
of this Agreement or any assignment or transfer by Purchaser of its rights or obligations under
this Agreement, except to a Permitted Assignee who is an Affiliate of Purchaser upon notice thereof
from Purchaser to MCC.

     17. Notices. All notices, consents and other communications hereunder shall be in writing and
shall be deemed to have been duly given (a) when delivered by hand or by Federal Express or a
similar overnight courier to, or (b) when successfully transmitted by telecopier to, the party for
whom intended, at the address or telecopier number for such party set forth below (or at such other
address or telecopier number for a party as shall be specified by like notice, provided, however,
that any notice of change of address or telecopier number shall be effective only upon receipt):

If to MCC:

McKesson Capital Corp.

One Post Street

San Francisco, California 94104

Telephone No. (415) 983-9339

Telecopy No. (415) 983-8826

Attention: Nicholas Loiacono, Vice President and Treasurer

with a copy to:

McKesson Corporation

One Post Street

San Francisco, California 94104

Telephone No. (415) 983-8319

Telecopy No. (415) 983-8826

Attention: Ivan Meyerson, General Counsel

11

 

If to Purchaser:

GE Capital Healthcare Financial Services

20225 Watertower Blvd., Suite 300

Brookfield, Wisconsin 53045

Telephone No. (262) 798-4500

Telecopy No. (262) 798-4530

Attention: Richard Berger

with a copy to:

GE Capital Healthcare Financial Services

20225 Watertower Blvd., Suite 300

Brookfield, Wisconsin 53045

Telephone No. (262) 798-4611

Telecopy No. (262) 798-4590

Attention: Carlos Carrasquillo,

           General Counsel, Equipment Finance

     18. Purchaser Net Worth Reporting Requirement. Purchaser shall deliver immediate written
notice to MCC in the event that Purchaser’s net worth at any time is equal to or less than $10.0
billion.

     19. Miscellaneous.

          (a) This Agreement contains the entire understanding of the parties with respect to the
subject matter hereof. There are no restrictions, promises, warranties, covenants or undertakings
other than those expressly set forth in this Agreement. This Agreement supersedes all prior
negotiations, agreements and undertakings between the parties with respect to such subject matter.

          (b) No amendment of this Agreement shall be effective unless in writing and signed by MCC and
Purchaser.

          (c) This Agreement may be executed in several counterparts, each of which shall be deemed an
original, but such counterparts shall together constitute but one and the same agreement. Each of
the parties to this Agreement agrees that a signature affixed to a counterpart of this Agreement
and delivered by facsimile by any person is intended to be its, her or his signature and shall be
valid, binding and enforceable against such person.

          (d) This Agreement shall be governed by, and construed and interpreted in accordance with, the
laws of the State of New York applicable to contracts made and wholly performed within such state.

          (e) Each of the parties hereto hereby expressly and irrevocably submits to the exclusive
personal jurisdiction of the United States District Court for the Southern District of New York and
to the jurisdiction of any other competent court of the State of New York. Each party irrevocably
consents to the service of process outside the territorial jurisdiction of the

12

 

foregoing courts in any such action or proceeding by mailing copies thereof by registered
United States mail, postage prepaid, return receipt requested, to its address as specified in or
pursuant to Section 17 hereof. However, the foregoing shall not limit the right of a party to
effect service of process on the other party by any other legally available method.

          (f) Neither this Agreement nor any of the rights, interests or obligations hereunder shall be
assigned by any of the parties hereto (whether by operation of Law or otherwise) without the prior
written consent of the other party; provided, however, that Purchaser may assign its rights
hereunder to a Permitted Assignee without the consent of MCC. Subject to the preceding sentence,
this Agreement will be binding upon, inure to the benefit of and be enforceable by the parties and
their respective permitted successors and assigns.

          (g) If any term, provision, covenant or restriction of this Agreement is held by a court of
competent jurisdiction or other authority to be invalid, void, unenforceable or against its
regulatory policy, the remainder of the terms, provisions, covenants and restrictions of this
Agreement shall remain in full force and effect and shall in no way be affected, impaired or
invalidated.

          (h) Neither party shall be responsible for delays or failure of performance resulting from
acts of God, strikes, walkouts, riots, acts of war, acts of terrorism, epidemics, governmental
regulations and power failure.

          (i) Each party shall be responsible for the payment of its own attorneys’ fees, expenses and
any other costs incurred in connection with the negotiation and closing of the transactions
contemplated by this Agreement and any other documents executed in connection herewith.

          (j) All representations, warranties and indemnities contained in this Agreement (and any other
agreement delivered pursuant hereto), all of the Purchaser’s obligations under Sections 11(b),
11(c), 12(d), 12(e) and 16 of this Agreement and all of MCC’s obligations under Sections 2(d), 10,
11(c), 12(a), 12(b), 12(d), 12(e), 12(f), 15 and 16 of this Agreement shall survive the termination
for this Agreement.

     20. Jury Trial Waiver. EACH OF THE PARTIES HERETO KNOWINGLY, VOLUNTARILY AND INTENTIONALLY
WAIVES ANY RIGHTS IT MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY LITIGATION BASED HEREON, OR
ARISING OUT OF UNDER, OR IN CONNETION WITH, THIS AGREEMENT OR ANY EXHIBIT OR OTHER ATTACHMENT
HERETO, OR ANY COURSE OF CONDUCT, COURSE OF DEALING OR STATEMENTS (WHETHER VERBAL OR WRITTEN)
RELATING TO THE FOREGOING. THIS PROVISION IS A MATERIAL INDUCEMENT FOR THE PARTIES HERETO TO ENTER
INTO THIS AGREEMENT.

[SIGNATURES APPEAR ON NEXT PAGE]

13

 

     IN WITNESS WHEREOF, the parties have duly executed this Services Agreement as of the date
first written above.

	 	 	 	 	 
	 	MCKESSON CAPITAL CORP:

 	 
	 	By:  	/s/ Nicholas Loiacono
 	 
	 	 	Its:  Vice President and Treasurer 	 
	 	 	 	 
	 
	 	GENERAL ELECTRIC CAPITAL CORPORATION

 	 
	 	By:  	/s/ James J. Ambrose
 	 
	 	 	Its:  General Manager, Healthcare 	 
	 	 	Financial Services Equipment Finance 	 
	 

Signature Page to Service Agreement

 

 

Exhibit A

MANAGEMENT SERVICES

     MCC, as agent for Purchaser, will provide the following services:

     1. Invoicing and Notices. MCC will invoice customers for lease payments, rental payments,
taxes, late charges and miscellaneous billings. Invoices shall be in the same format (including
billing headers) as disclosed by MCC to Purchaser prior to the date hereof, or as used by MCC
immediately prior to the date hereof or in such other form as customarily used by MCC from time to
time and approved by Purchaser No material changes shall be made to the form, and no changes shall
be made to the substance, of the invoices without the prior written approval of Purchaser, except
to the extent required by law or regulation.

     2. Collections. MCC will make collection efforts with respect to Accounts as specified in the
Customer Service and Collection Procedures MCC will provide status reports on overall delinquencies
and on individual accounts as reasonably requested by Purchaser, including detail of all material
actions taken by MCC with regard to any delinquent accounts MCC will follow any special Purchaser
policies or instructions related to the collection of Non-Performing Accounts, provided that such
policies and instructions are not inconsistent with the relevant Account Document and do not
require MCC to incur additional unreimbursable expenses As necessary, subject to Purchaser’s
written approval, and on behalf of Purchaser, MCC will retain and manage outside legal counsel to
obtain judgments and assist in the collection of defaults Any compromise, restructuring or
settlement of any claim with respect to any lease or rental agreement or Equipment, together with
any amendment entered into during the existence of a Default (as defined in the applicable Account
Document), shall be subject to the prior written approval of Purchaser, such approval not to be
unreasonably withheld Purchaser may, upon prior written notice to MCC, assume all servicing
responsibilities with respect to a Non-Performing Account, including without limitation directly
enforcing remedies as lessor or rentor under such Account Document In the event of any such
assumption, Purchaser shall collect and promptly remit to MCC any and all Ancillary Payment or
Residual Interest amounts received by Purchaser (either directly or through the Lockbox Account)
after the assumption date In the event that Purchaser shall assume servicing responsibilities
pursuant to this Section 2, MCC will notify the applicable Account Parties of such assumption by
sending a letter in the form of Exhibit C hereto to such Account Parties, and MCC shall furnish
Purchaser with any powers of attorney and other documents necessary or appropriate to enable
Purchaser to carry out its servicing responsibilities, and MCC shall cooperate with Purchaser to
the fullest extent in order to ensure the collectability of the Purchased Assets Notwithstanding
any provision to the contrary contained in this Agreement or the Purchase Agreement, all
reasonable, out-of-pocket Account collection and enforcement costs and expenses (including
reasonable attorneys’ fees and court costs) incurred by MCC, as agent for Purchaser, in connection
with and pursuant to the terms of this Agreement or the Purchase Agreement shall be paid by
Purchaser (or promptly reimbursed to MCC if such reasonable cost or expense is advanced by MCC for
any reason) and MCC shall have no liability for, or obligation to pay, any such costs or expenses.

     With respect to collections, MCC will follow its existing procedures, except as may be
inconsistent with the terms of this Agreement, provided that MCC may make modifications to

-1

 

such
procedures that are not material to Purchaser, provided further that material modifications to such
procedures will require the prior written approval of Purchaser.

     3. Realization Upon Non-Performing Accounts; Re-marketing.

          (a) MCC shall, consistent with the Customer Service and Collection Procedures, use
commercially reasonable efforts to collect the amounts owed pursuant to any Account Document
related to a Non-Performing Account including, to the extent appropriate, taking non-judicial
action to accelerate and collect all amounts due under any such Account Document If a
Non-Performing Account is more than one hundred and twenty (120) days delinquent, or if a
Non-Performing Account is delinquent for less than one hundred twenty (120) days and MCC determines
that prompt commencement of litigation or repossession is warranted with respect to such
Non-Performing Account, then, if (i) in the reasonable opinion of MCC the anticipated costs are not
likely outweighed by the anticipated realization benefit, and (ii) Purchaser has so instructed MCC
and agreed to indemnify MCC on account of all costs and expenses incurred by MCC in relation
thereto, MCC shall bring an action against the Account Party for all amounts due under any Account
Document related to such Non-Performing Account and/or institute proceedings to repossess and sell
or re-market the Equipment Notwithstanding the foregoing, MCC shall not accelerate any scheduled
Payment unless permitted to do so by the terms of the relevant Account Document or under applicable
Law In addition, to the extent that an escrow account has been established to cover defaults on an
Account and/or to hold security deposits with respect to an Account, amounts in the escrow account
shall be applied by MCC against defaults under such Account as Payments under Section 12(b) of this
Agreement.

          (b) MCC shall use commercially reasonable efforts, consistent with the Customer Service and
Collection Procedures, to accelerate, repossess, or otherwise comparably convert the ownership of
any Equipment that it has reasonably determined should be repossessed or otherwise converted
following a default under any Account or upon the expiration of the term of any Account Document,
and then sell or re-market such Equipment MCC shall follow such practices and procedures as are
consistent with the Customer Service and Collection Procedures and as it shall deem necessary or
advisable and as shall be customary and usual in its servicing of equipment contracts and other
actions by MCC in order to realize upon such Account, which may include commercially reasonable
efforts to enforce, as agent for Purchaser, any recourse obligations of Account Parties and
repossessing and selling the Equipment at public or private sale MCC, as agent for Purchaser, shall
use commercially reasonable efforts to lease, sell or otherwise dispose promptly of items of
Equipment repossessed in relation to Non-Performing Accounts, consistent with the Customer Service
and Collection Procedures The foregoing is subject to the provision that, in any case in which the
Equipment shall have suffered damage, MCC shall not be required to expend funds in connection with
any repair or towards the repossession of such Equipment unless it shall determine in its good
faith business judgment that such repair and/or repossession will increase the Liquidation Proceeds
by an amount materially greater than the amount of such expenses.

A-2

 

          (c) In performing its re-marketing responsibilities hereunder:

               (i) MCC will not discriminate between the Equipment and equipment owned by another party to
whom MCC may be bound to provide re-marketing assistance or any equipment owned by MCC.

               (ii) MCC will not permit any lien, encumbrance or claim to attach to the Equipment.

               (iii) MCC will warrant that the Equipment that is delivered to a buyer; lessee or renter will
be in good working order, condition and repair, conforming to specifications according to MCC’s (or
an applicable McKesson Affiliate’s) current warranty policy for used equipment and is in
satisfactory condition and meets all applicable standards established by any applicable
governmental entity.

               (iv) MCC will not agree to any sales price (unless greater than the delinquent amount due to
Purchaser related to the applicable Account) or lease or rental payment structure without the prior
written approval of Purchaser.

          (d) MCC shall remit to the Lockbox Account all Liquidation Proceeds within two Business Days
of receipt and shall furnish to the Purchaser, no later than the next Payment Date, a certificate
setting forth the basis for MCC’s determination of the amount, if any, of such Liquidation
Proceeds.

          (e) MCC shall remit to the Lockbox Account on the Lockbox Account Sweep Date all payments made
with respect to any Credit Enhancements of an Account Party’s obligations under any Account
Document.

     4. Customer Service.

          (a) MCC shall provide to Account Parties normal and customary customer services (which shall
be determined based on the type, kind and quality of customer services provided with respect to the
Purchased Assets immediately prior to the date hereof, including telephone etiquette and
issue-resolution guidelines) using the customer services telephone number used in connection with
the management of the Purchased Assets immediately prior to the date hereof Such services shall
include responding to requests for information concerning the status of an Account Party’s Account
Document and invoicing information.

          (b) MCC will update its operating system to reflect changes that are approved by Purchaser and
will provide detailed system change information to Purchaser.

     5. Access to Records. Upon receipt of a request of Purchaser, MCC shall provide Purchaser with
access during regular business hours to the Account Documents that are held by MCC or that are
under its control and that are necessary to enable Purchaser to respond to Account Party inquiries
or otherwise manage the Purchased Assets that are being serviced under this Agreement Purchaser
shall be entitled to make copies of, and extracts from, such Account Documents, or, in the case of
Account Documents that constitute chattel paper, to obtain the

A-3

 

originals thereof MCC shall designate individuals (and an alternate in case such individuals
are not available from time to time) to be the primary contacts with Purchaser for this purpose.

     6. Management Reporting. MCC will provide to Purchaser on the tenth (10th) Business Day of
each month, a computer tape and a diskette (or any other electronic transmission reasonably
acceptable to the Purchaser) in a format reasonably acceptable to Purchaser, containing information
with respect to each Account sufficient to determine the Payments made with respect to such Account
In addition, MCC will provide such other reports and information to Purchaser, and with such
frequency (or on an ad hoc basis), as necessary to allow Purchaser to track the performance of the
Purchased Assets per Purchaser’s systems and requirements Such reports shall include, but not be
limited to, reports with respect to taxes, collection, delinquency, payment posting, customer
service activities, cash application, letters of credit, insurance and accounting (including
reports for general ledger entries for all lease accounts and monthly detailed reports showing
income recognition, net asset values, receipts and dispositions). The parties shall cooperate in
good faith after the date hereof to agree on the forms of such reports.

     7. System Maintenance.

          (a) MCC will, at its own cost and expense, retain its current contract management system, or
an alternative system of at least equal capability, used by MCC to perform services hereunder in
respect of the Purchased Assets MCC will ensure appropriate disaster recovery and data backup
routines with respect to Purchased Assets.

          (b) MCC will and will cause any subcontractor to maintain its computer system to produce all
required billing, portfolio accounting, tax and other reports and will keep current with updates
and revisions.

          (c) MCC shall provide Purchaser with access, through a MCC employee, to the database used to
service the Purchased Assets, to facilitate day to day inquiries and transaction processing (such
computer programs and/or systems referred to collectively as the “Accessible Systems”).

          (d) MCC shall process all collections and other updates, modifications, cancellations or
restructurings, if any, to the Leases, which modifications, cancellations or restructuring have
been approved in writing by Purchaser, on MCC’s operating system.

          (e) MCC shall maintain and service the Accessible Systems in accordance with its maintenance
and service standards in all material respects as in effect as of the date hereof.

     8. Sales and Property Tax Collection and Reporting. MCC will use its commercially reasonable
efforts to collect sales, use and property taxes and provide tax data to Purchaser to be combined
with Purchaser’s existing filings within each jurisdiction MCC will maintain appropriate records
and assist Purchaser with any sales, use and property tax audits.

     9. Accounts Payable. If requested by MCC, Purchaser will maintain an account for payment of
taxes, outside legal, repossession and repair costs, and other cash disbursements, per procedures
to be established.

A-4

 

     10. UCC Financing Statements. MCC will file and follow for UCC assignments, filings,
extensions, terminations, continuations, etc. on every piece of collateral, and provide appropriate
reports to Purchaser in connection therewith. Without limiting the foregoing, MCC shall as soon as
practicable but in no event later than ninety (90) days following the Closing, (i) investigate
specific lapsed UCC filings upon Purchaser request and take reasonable corrective action as
mutually agreed to be appropriate; and (ii) make such filings and take such other actions as are
necessary or desirable to Purchaser to establish and maintain perfection under Revised Article 9 of
the Uniform Commercial Code.

     11. Consultation. Upon reasonable request of Purchaser, during normal business hours and in
such a manner as shall not unduly interfere with or disrupt the operation and conduct of MCC’s
other businesses, and subject to the customary security policies of the McKesson Affiliates MCC
shall permit Purchaser to consult on a reasonable periodic basis with the applicable employees of
MCC or its Affiliates providing services hereunder or, to the extent that such persons continue to
be employees of MCC or its Affiliates, who were involved in MCC’s operation of the Purchased Assets
prior to the date hereof.

     12. General. MCC shall perform its services under this Agreement in accordance with MCC’s
servicing manual as in effect on the date hereof except as may be inconsistent with the terms of
this Agreement, provided that MCC may make modifications to such manual that are not material to
Purchaser, provided further that material modifications to such manual will require the prior
written approval of Purchaser.

     13. Conversion. MCC shall provide Purchaser reasonable assistance with conversion of all
requested Payment data, including, but not limited to, data mapping sessions with appropriate
representatives of MCC or its Affiliates, transfer of data extracts in a form requested by
Purchaser and assistance with problem resolution and reconciliation.

A-5

 

Exhibit B

Customer Service and Collection Procedures

See attached.

 

 

MCKESSON CAPITAL CORP.

CUSTOMER SERVICE & COLLECTION

PROCEDURES

 

 

Collection Representative

Key Responsibilities

[*****] —Contact clients and return incoming phone calls to collect delinquent accounts. Fax
statement copies to Accounts Payable and Director of Pharmacy to initiate Payment process.
Supply Purchasing Department with equipment locations in order to create Purchase Order.
Generate check history spreadsheets and equipment summary spreadsheets to provide customers more
detailed information of their accounts.

[*****] —Contact clients regarding new contracts that are back-billed over [*****] days.
Research contract problems associated with past due accounts and possible Commencement date
issues. Contact business unit sales force to confirm intentions of contract. Send customers
needed documentation/contract so payment can be processed.

[*****] —Provide administrative support for Leasing Manager and Senior Accountant. Enter new
contracts in [*****], mail any documentation needing attention for Leasing Manager.

[*****]—Contract compliance, UCC filings and insurance information.

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Collection Representative

Daily Duties

	•	 	Return phone calls from Customer calling with questions, concerns, information needs.

	•	 	Begin [*****] collection calls to customers with [*****] days outstanding on
account. (See Sample Delinquency Report)

	•	 	Post payments into [*****] and record checks received that paid accounts [*****] days old.

	•	 	If applicable, call customers that sent incorrect payment amount. Instruct Accounts
Payable Representative to correct situation. In certain situations, a check history
spreadsheet, equipment summary spreadsheet, or internal check journal may be necessary.

	•	 	Resume [*****] collection calls to customers.

	•	 	The below are completed when [*****] calls are finished depending what day of the
month it is.

1) Research Contract Problems with business units

2) File UCC’s

3) Update Insurance Records

4) Process Monthly Statements

5) Input new contracts to [*****], mail new insurance requests

6) Research contract questions with business units

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

[*****] Days Past Due Accounts

	•	 	Collection Representative will verify if information on Phone Audit Form is the same as the information on
the Account Statement (see PhoneAuditForm.doc).
	 
	•	 	Collection representative will generate word document (see DemandLetterOver[*****]. doc). Send document via
regular mail.
	 
	•	 	Account is added on to Collection Representative’s worklist.
	 
	•	 	Collection Representative pursues Accounts Payable for missing payment or partial payment.
	 
	•	 	Collection Representative will update notes on [*****] (see [*****]Collection.doc) and follow up date on the
CDI (Contract detail Information) screen.

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

[*****] Days Past Due Accounts

	•	 	If there’s no response from Accounts Payable and no
payment is received, collection representative will
call customer’s primary contact person (i.e. Director
of Pharmacy or Director of Materials Management).
Collection Representative will update notes on [*****]
(see [*****]Collection.doc) and follow up date on the
CDI (Contract Detail Information) screen.
	 
	•	 	If customer’s primary contact person is not available,
collection representative will leave a message (see
CollectionScript1.doc). Collection Representative will
update notes on [*****] (see [*****]Collection.doc) and
follow up date on the CDI screen.
	 
	•	 	Collection Representative will follow up after [*****]
days and leave the following message (see
CollectionScript2.doc). Collection Representative will
update notes on [*****] (see [*****]Collection.doc) and
follow up date on the CDI screen.
	 
	•	 	Once contact is made with customer’s primary contact
person, Collection Representative will make
arrangements to bring past due account current. Past
Due Account will be classified under [*****] on the CDI
screen.
	 
	•	 	[*****].
	 
	•	 	Collection Representative involves business unit sales
force and project management team for assistance to
induce customer to pay or if necessary, documentation
is obtained to amend the contract.

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

[*****] Days Past Due Accounts

	•	 	Collection Representative will continue to follow up
with customer’s primary contact person regarding
[*****]. Collection Representative will update notes
on [*****] CDI screen (see [*****]Collection.doc).
	 
	•	 	Collection Representative will continue to work with
business unit sales force and project management team
until payment is received or a contract amendment is
signed.
	 
	•	 	If payment is not received or contract structure is not
adjusted, Financial Services Department Management is
informed.
	 
	•	 	Leasing Manager will research if customer has other
McKesson accounts that are also past due. Leasing
Manager will generate word document (see
DemandLetterOver[*****].doc) and update CDI screen.
Send documents via certified mail with return receipt.
Leasing Manager will update notes on [*****] (see
[*****]Collection.doc).
	 
	•	 	If after several [*****] fall through, Leasing Manager
will generate word document (see
DemandLetterOver[*****].doc) and update CDI screen.
Send documents via certified mail with return receipt.
Leasing Manager will update notes on [*****] (see
[*****]Collection.doc).

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

[*****] Days Past Due Accounts

	•	 	If customer does not respond or no payments are
received, account is referred to an outside Collection
Lawyer (see CollectionLawyer.doc). Business Unit
Management is informed. Leasing Manager will update
notes on [*****] CDI screen (see
[*****]Collection.doc).
	 
	•	 	Leasing Manager will prepare Legal File for Collection
Lawyer (see CollectionFileSummary.doc and
CollectionFileChecklist.doc).
	 
	•	 	Legal File will be sent out to Collection Lawyer.

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

EXHIBITS AND SAMPLE DOCUMENTS

 

 

Capital Corp.

One Post Street, Suite 2900

San Francisco, CA 94104

PHONE AUDIT FORM

Date:                                         

	 	 	 	 	 	 	 

	Contract No.:

	 	 	 	CCAN:	 	 
	 

	 	 
	 	 	 	 
	Customer Name:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	DBA:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	Address:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	Contact Name:

	 	 	 	Position:	 	 
	 

	 	 
	 	 	 	 
	Phone No.:

	 	 	 	Fax No.:	 	 
	 

	 	 
	 	 	 	 
	Billing Address:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	Purchase Order No.:

	 	 	 	AP Contact:	 	 
	 

	 	 
	 	 	 	 
	AP Phone No.:

	 	 	 	AP Fax No.:	 	 
	 

	 	 
	 	 	 	 
	Federal Tax ID Number:
	 	 	 	 	 	 
	 

	 	 

	 	 	 	 

	 	 	 

	[*****]

	 	 

	[*****]

	 	 

	[*****]

	 	 

					
	[*****]:                                         
	 	[*****]:                                         
	 	and [*****]:                                         .

			

	[*****] Please describe.
	 	 
	 

	 	 
	 

			

	Other comments and special instructions:
	 	 
	 	 	 
	
 

 

	 	 	 	 	 	 	 

	Performed by:

	 	 	 	Date:	 	 
	 

	 	 
	 	 	 	 

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Capital Corp.

One Post Street, Suite 2900

San Francisco, CA 94104

(415) 983-8410

PAST DUE [*****]

LETTER

March 26, 2001

Name

Customer Name

Customer Address

Re:

Dear :

A recent review of your account shows we had yet to receive your payment due on  for
the amount of .

If your check has already been mailed we thank you, if it has not, please be sure to send it
out immediately.

If there are any reasons why a check cannot be mailed please call us at (415) 732-2644.

Thank you,

Neil D. Ricafrente

Financial Services Department

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Capital Corp.

One Post Street, Suite 2900

San Francisco, CA 94104

(415) 983-8410

PAST DUE [*****]

LETTER

Friday, January 03, 2003

Name

Customer Name

Customer Address

Re:

Dear :

Our
records show that we have not received payment for the
Acudose-Rx cabinet rental.

The monthly billing statement
was sent to your attention on.  Per the agreement executed
between our two companies, Acudose-Rx cabinet rentals are due on the of each
month.

Please expedite a payment of to pay your Pakplus service. If there is any
reason why a check cannot be mailed please call us at (415) 732-2644.

Thank you,

Neil D. Ricafrente

Financial Services Department

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Capital Corp.

One Post Street, Suite 2900

San Francisco, CA 94104

(415) 983-8410

PAST DUE [*****]

LETTER

August 24, 2001

Customer Name

Customer Address

Re:

Dear

As of today we have not received a check from you. Your account is now significantly past due.
If we do not receive  $by we will be forced to exercise our rights under the
Rental Agreement.

Please see that the above requested payment is sent to us immediately. If payment cannot be
sent please contact us at .

Thank you,

Neil d. Ricafrente

Financial Services Department

CC:

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Capital Corp.

One Post Street, Suite 2900

San Francisco, CA 94104

(415) 983-8410

[*****] LETTER

	 

	Friday, January 03, 2003

	 
	Name

Customer Name

Customer Address

	 
	Re:

	 
	Dear :

We are in receipt of a payment you have made forto. However, we still need
to receive in order to bring your account current.

If a payment has already been mailed we thank you, if it has not, please be sure to send it out
immediately. In order to ensure that payments are credited to your account in a timely manner
please send payments to:

McKessonHBOC Capital Corp.

21728 Network Place

Chicago, IL 60673-1217

If you have any questions, please call us at (415) 732-2644.

Thank you,

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Neil d. Ricafrente

Financial Services Department

 

 

LEGAL COLLECTION FILE CHECKLIST

Collection File Checklist

	1.	 	Collection File Summary Form
	 
	2.	 	Account Summary Excel Spreadsheet.
	 
	3.	 	Consolidated Account Summary Excel Spreadsheet (if applicable).
	 
	4.	 	Payment History Printout.
	 
	5.	 	Copies of Demand Letter sent to customer.
	 
	6.	 	Copy of Rental Agreement.
	 
	7.	 	Copy of Maintenance Agreement.
	 
	8.	 	Copy of UCC-1 Fillings
	 
	9.	 	Other relevant documents and correspondence.

 

 

[*****]COLLECTION.DOC

[*****] Procedure to update collection notes;

1. From [*****] Master Menu go to Leasing Menu

	 	 	 	 	 

	Menu Number: 1

	 	[*****] Master Menu
	 	11/12/02

	 	 	 

	3 MCKESSON

	 	IL.9F-213.09

	 	 	 	 	 

	 

	 	1) Company Maintenance Menu
	 	SYS.9F-032
	 

	 	2) Leasing Menu	 	 
	 

	 	3) Credit Application Menu	 	 
	 

	 	4) General Ledger Link	 	 
	 

	 	5) Accounts Payable Interface Menu	 	 
	 

	 	6) Operations Menu	 	 
	 

	 	7) Miscellaneous Menu	 	 
	 

	 	8) Security Maintenance Menu	 	 
	 

	 	9) [*****] Online Information	 	 
	 

	 	10) System Maintenance Menu	 	 
	 

	 	11) Interface Menu	 	 

Enter Selection 2

2. From Leasing Menu go to Customer Service Menu

	 	 	 	 	 

	Menu Number: 35

	 	Lease Master Menu
	 	11/12/02

	 	 	 

	3 MCKESSON

	 	IL.9F-213.09

	 	 	 	 	 

	 

	 	1) Table Maintenance Menu
	 	SYS.9F-032
	 

	 	2) System Maintenance Menu	 	 
	 

	 	3) Contract Maintenance Menu	 	 
	 

	 	4) Asset Maintenance Menu	 	 
	 

	 	5) Accounts Receivable Menu	 	 
	 

	 	6) Customer Service Menu	 	 
	 

	 	7) Disposition and Gain/Loss Menu	 	 
	 

	 	8) Credit Bureau Extract Menu	 	 
	 

	 	9) Insurance Tracking Menu	 	 
	 

	 	10) Report Menu	 	 
	 

	 	11) Report Queue Menu	 	 
	 

	 	12) Period-End Close and Purge	 	 

Enter Selection 6

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

3. From Customer Service Menu go to Contract Servicing Menu

	 	 	 	 	 

	Menu Number: 5

	 	Customer Service Menu
	 	11/12/02

	 	 	 

	3 MCKESSON

	 	IL.9F-213.09

	 	 	 	 	 

	 

	 	1) Customer Service Parameter Maintenance
	 	SYS.9F-032
	 

	 	2) Customer Service Parameter Inquiry	 	 
	 

	 	3) Collector Parameter Maintenance	 	 
	 

	 	4) Repo Collector Parameter Maintenance	 	 
	 

	 	5) Customer Summary Information	 	 
	 

	 	6) Contract Servicing Menu	 	 
	 

	 	7) Invoice Number Inquiry	 	 
	 

	 	8) Purge Customer Messages	 	 
	 

	 	9) Collection Reports	 	 
	 

	 	10) Customer Data Inquiry	 	 

Enter Selection 6

4. From Contract Servicing Menu, enter 01 for Department Number field then hit Enter.

5. Enter Collection Representative’s number on the Personnel Number field then hit Enter.

6. Choose Contract detail Information on the Contract Servicing Menu then hit Enter.

	 	 	 	 	 

	CUST.00

	 	Contract Servicing Menu
	 	11/12/2002

	 	 	 	 	 

	 

	 	Department Number 01 COLLECTIONS
	 
	 	 
	 

	 	Personnel Number. 0007 Neil D. Ricafrente
	 
	 	 
	 

	 	Office Number.... 0376 Home Office
	 
	 	 
	 

	 	1) Existing Worklist
	 

	 	2) Create New Worklist
	 

	 	3) Contract Detail Information
	 

	 	4) Contract Detail Inquiry
	 

	 	5) Collector Parameter Inquiry
	 

	 	6) Generate Worklist Report
	 

	 	    Repossession Worklist

Selection 3

 

 

7. Enter Lessor Number then hit Enter.

8. Enter Contract Number then hit Enter.

	 	 	 	 	 

	CUST.02

	 	Contract Detail Information
	 	11/12/2002

Lessor.. XXX

Contract XXXXXX-XXX

9. Choose Message Maintenance Menu, Select 34.

	 	 	 	 	 

	CUST.02

	 	Contract Detail Information
	 	11/18/2002
	 

	** 	 More Messages **	 	 
	Lessor.. 0XX

	 	Cust XXXXXXXXXXXXXXXX
	 	Branch 8835 MAH
	Contract XXXXXX-XXX          Cntc XXXXXXX            01* Dealer
	L/Worked 11/14/02

	 	Tel. XXXXXXXXX	 	 

	 	 	 	 	 

	02* Delin Cd 61
	 	Commenced. 01/01/00	 	20* End Dep
	L/Pymt... 09/17/02
	 	Cont Term. 49	 	21* Tot Due 44,400.00
	Paid To.. 09/01/02
	 	Term Date. 02/01/04	 	22* Tot P/D 33,300.00
	Due Day.. 01
	 	14* Asset Data	 	Net Res
	Lead Days 15
	 	Gross Cont 543,900.00	 	Collat.
	B/Cycle.. YYYYYYYYYYYY           Pymts 32.0            355,200.00 25* Comment

	Pymt Amt.            11,100.00 Balance...           188,700.00
	 	 
	09) PO Num B140202-A1	 	Net Invest            179,937.62 26* B/O Msg
	10* Inv Desc Robot-Rx            Sec Dep...	 	 
	 
	 	33* Related Parties	 	 
	27) Agent.... 0023 XXXXXX	 	 
	28) Lock Agnt N No
	 	31* Collection Cntct Data	 	34* Message Maint
	F/U Date
	 	Cod Message	 	35* Message Delete
	29) 11/18/2002 NJS look for journal	 	36* Follow/up Hist
	30* Follow-up Data
	 	32* More Contact Info	 	37* Detail Info
	Selection 34
	 	 	 	 

 

 

10. Hit Enter 2 times until last documented message appears.

	 	 	 	 	 

	CUST.02

	 	Contract Detail Information
	 	11/18/2002
	 

	 	** More Messages **	 	 
	Lessor.. XXX      Cust XXXXXXXXXXXXXXXXX      Branch 8835      MAH
	Contract XXXXXX-XXX Cntc XXXXXXXXXXX      01 * Dealer
	L/Worked 11/14/02      Tel. XXXXXXXXXX
	 
	 	 	 	 
	02* Delin Cd 61

	 	Commenced. 01/01/00
	 	20* End Dep
	   L/Pymt... 09/17/02

	 	Cont Term. 49
	 	21* Tot Due 44,400.00
	   Paid To.. 09/01/02

	 	Term Date. 02/01/04
	 	22* Tot P/D 33,300.00
	   Due Day.. 01

	 	14* Asset Data
	 	Net Res
	   Lead Days 15

	 	Gross Cont 543,900.00
	 	Collat.
	   B/Cycle.. YYYYYYYYYYYY      Pymts 32.0      355,200.00 25* Comment
	   Pymt Amt. 11,100.00           Balance... 188,700.00
	09)
	 	 	 	 

Message Histories for the COLLECTIONS Department

     Seq.. 83  tt Mary, she said Sept. and Oct. were paid on Nov. 1
but sent to another lockbox in Chicago. Emailed Mary
to see if she could journal.

     Date 11/14/02    Message Type 1 Contract

     Time 11:42           Personnel XXXXXXXX

Selection

11. Enter “a” to add comments.

12. Type comments then hit Enter to Save and to Exit Screen.

 

MCKESSON CAPITAL CORP.

LEASE ADMINISTRATION

PROCEDURES

 

 

LEASES ADMINISTRATION SYSTEM

BACKGROUND

McKesson Capital Corp. (MCC) was started in 1999. At the same time, a Lease Administration
System ([*****] developed by [*****]) was selected to be the backbone of the operation. Initially,
McKesson ran on a parallel system, one based on a manual Excel spreadsheet and the other on [*****]
Software. Over this time period, MCC has probed and fine-tuned the process. MCC has added
valuable features on the process imbedded with controls so errors are caught at the on time of
inception and data integrity is ensured. These improvements have also resulted in usable tools
that are used for General Ledger account reconciliation, cash reconciliation, information
reporting, customer service and etc.

LEASES TRANSFER/SALE TO MCC

     Copies of contracts are received from the business units. These are reviewed for accuracy and
completeness and verified with a preliminary spreadsheet showing the details of the equipment as
accepted in accordance with the terms of the contract, the present value of the stream of payments
being transferred, lease monthly payment, pass through items such as maintenance, packaging fees,
resource fees, cosource fees, installation fees and other related charges.

     If everything is in order, a standard inter-unit journal (980) is requested from the business
unit backed up by our final spreadsheet (see Exhibit 001) and a Lease Contract Purchase Report (see
Exhibit 002). which will provide for the general ledger entry of new contracts and contract changes
such as extensions, restructures, etc. An Amortization Schedule (see Exhibit 003) and a Leasing
Checklist (see Exhibit 004) are initiated in preparation for loading into the [*****] System.

     Contract Numbers are assigned as follows:

	 	 	 

	XXX

	 	Lessor Code which is [*****] for MCC
	 
	 	 
	XXXXXX

	 	First 3 stands for the business unit ([*****] for MAH
	 
	 	 
	 

	 	[*****] for APS, etc.), next 4 for the series.
	 
	 	 
	XXX

	 	type of contract/equipment.

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

LOAD NEW LEASES

     This process is menu driven and extreme caution must be exercised to make sure
information is 100% accurate as this will significantly impact all charges automatically billed to
customer each month and all financing, credit, management and other information generated for
reporting purposes. Data is input from Leasing Checklist and cover page of Rental Agreement or
Customer Order Form.

     See Exhibits 004, 005, 101 thru 111

 

 

EXHIBIT 005

McKesson Automation Inc.

MAI Product Rental Agreement

	 	 	 
	Lessor	 	Lessee
	Our Legal Name:

	 	Hospital Legal Name:
	McKesson Automation Inc.

	 	[*****]
	 
	 	 
	Street Address:

	 	Street Address:
	700 Waterfront Drive

	 	[*****]
	 
	 	 
	City, State, Zip Code:

	 	City, State, Zip Code:
	Pittsburgh, PA 15222

	 	[*****]
	 
	 	 
	Telephone:

	 	Telephone:
	(412) 209-1400

	 	[*****]
	 
	 	 
	Telecopy:

	 	Telecopy:
	(412) 209-1414

	 	[*****]
	 
	 	 
	Contact:

	 	Contact:
	 

	 	[*****]
	 
	 

	 	Tax Identification Number:

MAI Product Rented:

	 	 	 	 	 	 	 

	Product:

	 	Rental Number
	 	Serial Number:
	 	Software Version:
	5 — AcuDose-Rx (main)
	 	 	 	 	 	 
	5 — AcuDose-Rx (aux)
	 	 	 	 	 	 
	2 — AcuDose-Rx (tower)
	 	 	 	 	 	 

MAI Product Location:

	 	 	 	 	 

	Building:

	 	Floor:
	 	Room:
	 
	 	 	 	 
	 	 	Rental Terms:
	 	 
	 
	 	 	 	 
	Term:

	 	Monthly Rent:
	 	Total Rent:
	[*****] Months

	 	5 AcuDose-Rx (main) [*****]
	 	5 AcuDose-Rx (main): [*****]
	 

	 	5 AcuDose-Rx (aux) [*****]
	 	5 AcuDose-Rx (aux): [*****]
	 

	 	2 AcuDose-Rx (tower) [*****]
	 	2 AcuDose-Rx (tower): [*****]
	 

	 	Total Monthly Rent: [*****]
	 	TOTAL RENT: [*****]

	 	 	 
	Rental Number:	 	Rental Date:
	 
	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Data Entry Screens

	 	 	 	 	 

	CMAINT.00

	 	Lease Contract Maintenance
	 	10/23/2002

          Exhibit 101

Lessor............. [*****]

Contract.......... [*****]

Cust Credit Acct NNNNNNNNNN

For an existing customer use the original CCAN# assigned and system will automatically bring
you to Contract Type Screen# but it is recommended that a review of equipment location and
receivable address be done or updated

Hit Shift + for a new customer

	 	 	 	 	 

	CMAINT.00

	 	Lease Contract Maintenance
	 	10/23/2002

Lessor............. [*****]

Contract.......... [*****]

Cust Credit Acct [*****]

Customer Credit Code. C CBR                Select option C for Contract Balance Receivable

Customer Credit Limit 100,000.00           Enter Total Rent on cover page of Rental Agreement

Relationship............. NNNN.NNNN

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

	 	 	 	 	 	 	 	 	 

	CMAINT.01	 	     Lease Contract Maintenance	 	11/18/2002
	 	 	 	 	Customer Addresses	 	 
	Contract XXX-XXXXXX-XXX	 	Exhibit 102	 	 
	 
	 	 	 	 	 	 	 	 
	01*	 	Customer Name/Address Detail	 	02* Accounts Receivable Name/Address Detail
	 	 	Cust Name. XXXXXXXXXXXX	 	   A/R Name.. XXXXXXX
	 

	 	Short Name
	 	 	 	Attention. XXXX	 	 
	 

	 	DBA..... XXXXXXXX	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	Commercial Bureau Addr Detail	 	 Consumer Bureau Address Detail
	 	 	Cust Name.	 	   Last Name.	 	 
	 	 	DBA.....	 	First Name	 	 
	 
	 	 	 	 	 	 	 	 
	05*

	 	Related Parties
	 	Title
	 	Code
	 	Phone
	 
	 	 	 	 	 	 	 	 
	06*	 	Contact Data	 	 	 	07) Cntc Phone XXXXXXXXX
	08)	 	Req Signature XXXXXXXXX	 	09) Req Phone. XXXXXXXXX
	10)	 	Cntc Fax Ph.. XXXXXX	 	 	 	 
	Selection	 	 	 	 	 	 

	 	 	 	 	 

	CMAINT.01

	 	     Lease Contract Input
	 	10/23/2002
	 

	 	Customer Addresses	 	 

Customer Name/Address

(Equipment location)|

	 	 	 	 	 

	01)

	 	Name.....	 	 
	02)

	 	Address 1.	 	 
	03)

	 	Address 2.	 	 
	04)

	 	Address 3.	 	 
	05)

	 	City.....	 	 
	06)

	 	State.....
	 	07) Zip
	08)

	 	Country.....	 	 
	09)

	 	Short Name	 	 
	10)

	 	DBA.....	 	 

 

			
	‘*’	 	to back up, ‘@’ to drop to bottom, ‘/’ to

 

 

	 	 	 	 	 

	CMAINT.01

	 	     Lease Contract Input
	 	10/23/2002
	 

	 	Customer Addresses	 	 

Accounts Receivable Name/Address

	 	 	 	 	 

	01)

	 	Name.....	 	 
	02)

	 	Address 1.	 	 
	03)

	 	Address 2.	 	 
	04)

	 	Address 3.	 	 
	05)

	 	City.....	 	 
	06)

	 	State.....
	 	07) Zip
	08)

	 	Country.....	 	 
	09)

	 	Attention.	 	 

	 	 	 	 	 

	CMAINT.01

	 	     Lease Contract Input

Customer Addresses
	 	10/23/2002
	Contract [*****]
	 	 	 	 

	 	 	 	 	 	 	 

	01*	 	Customer Name/Address Detail	 	02* Accounts Receivable Name/Address Detail
	 	 	Cust Name.	 	A/R Name
	 	 	Short Name	 	Attention.
	 

	 	DBA.....	 	 	 	 
	 
	 	 	 	 	 	 
	06*

	 	Contact Data
	 	 	 	07) Cntc Phone                     
	08)

	 	Req Signature
	 	 	 	09) Req Phone.
	10)

	 	Cntc Fax Ph.	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Customer/Insurance Data

     Exhibit 103

Contract [*****]

     Hit Shift@ enter system will automatically assign CCAN# for new customer

	 	 	 

	01) Customer ID.....___ ________________
	 	Service Code...
	02) Fed ID/Soc Sec #
	 	18* SIC Code
	03) Credit Score.....
	 	19) Local SIC Code.....
	04) Facility Score
	 	20* NAICS Code
	05) Per Fin Stmt.....
	 	Parent Code

	06) L/C Date
	 	22* Add Inc Data
	07) Collateral Cd
	 	23* Broker Data
	08* Collateral Asset
	 	Customer Data Inquiry

	09* Collateral Cont
	 	25) Insur Status
	10) Fiscal Yr End.....
	 	26* Insur Data          Enter Insurance data if available
	Credit Acct.....
	 	27* Filing Data         Enter UCC-1 filing info if available
	Cust Credit Acct
	 	28* Early Buyout Options
	Application Num.
	 	29* Funding Data
	14) Consumer(Y/N).....
	 	Credit Application

	15) Purpose of Loan.
	 	Dealer Payables

	16) Sale Code.....
	 	32* Additional Cust/Ins Data

 

‘*’ to back up, ‘@’ to drop to bottom, ‘/’

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

			
	Contract Data
	 	Exhibit 104
	Contract [*****]	 	 

     Contract Type..... TL

Contract Data

Contract [*****]

	 	 	 

	Contract Type..... TL True Lease
	 	Gross Equip Cost.

	02) Date Into System.. 10/23/2002
	 	18) Int Tax Exempt... N No
	03) Booking Date.....
	 	19) Inc Start Date...
	04) Commencement Date. Lease Start date
	 	20) Pre-Tax Yield....
	05) Contract Term..... # months remaining
	 	Blended Target...

	Termination Date..
	 	22) Delayed Income... N No
	07) Income Method..... E Ef/Yield
	 	23) Pymts in Arrears.    N for MAH, Y for APS
	08) Floating Rate..... N No
	 	24* DC
	09) Num End Pymts/Adv.
	 	25) Non-Accrual After
	10) Ending Pymts/Adv.....
	 	26* Residual Data
	11) Interim Interest.....
	 	After Tax Data

	12) Security Deposit.....
	 	28* Prov Loss/Reserve Data
	13) Gross Contract.... Rental remaining
	 	Writedown Data

	14) Gross Finance..... Rental income
	Renewal
Data

	15) Set-Up Income.....
	 	Blended Income Data

	(23 Net Finance Income
	 	32* Customer View N No

System defaults on the rest

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Contract [*****]

Contract Invoicing Data

Contract [*****]

	 	 	 

	01) Purchase Order..... if available
	 	18) Follow-up Days...
	02) Num of Units.....
	 	19) Billing Cycle:
	03) Invoice Descrip.. Type of Equipment, quantity
	 	J F M A M J J A S O N D
	(04) Invoice
Code..... C                               for contract      M fills Y on each month

	05) Invoice Format.....
	 	Final Pymt Date.....

	06* Link Data                                              Next Inv Date.....

	07) Lead Inv Days.... System defaults to 15
	 	Next Aging Date...

	08) Invoicing Due Day System defaults to 1
	 	Next Lt Chrg Date.

	09) Variable Payment.  N for even payments
	 	Next Daily Lt Chrg

	  Y for uneven payments
	 	 
	10) Contract Payment. monthly rental if 09 is N
	 	Remit To..........

	Minimum Payment.....
	 	26) Quote Buyout......
	(12) Payment Option.....
	 	 
	13)
First Payment Amt     Interim rent or
1st month’s rent
	 	27* Late Charge Data
	14)
First Pymt Date..
       Prorate Date or
1st month’s due date
	 	End Pay Deposit

	15) Num Beg Pymts/Adv
	 	Tax Pymts Entered.

	16) Use Tax Resp.....
	 	Tax Data

	VAT 1st Pymt Date
	 	Print Pymt Receipt

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Late Charge Data
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Exhibit 105
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Contract [*****]
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	01) Late Charge Exempt.....	 	N, if exempt enter Y	 	 	 	Late Charges Due
	02) Float Rt Mthly LC.....	 	Y	 	Last Lt Chrgs.....	 	 	 	 
	03) Late Charge Code.....	 	S	 	Late Charge Date	 	 	 	 
	04) Late Charge Rate.....	 	 	 	Current LC Rcvb.	 	 	 	 
	05) Monthly LC Begin Date	 	 	 	 	 	Open Item Data
	06) Min Late Charge.....	 	 	 	LC Tax Rates	 	 	 	 
	07) Max Late Charge.....	 	 	 	Int LC Exempt.....	 	 	 	 
	08) Flat Fee Monthly LC.....	 	 	 	 	 	Int Lt Chrg Data
	09) Daily Late Charges.....	 	Y	 	 	 	Float Rt Mthly Lt Chrg Data
	     Float Rt Daily LC.....	 	 	 	 	 	Float Rt Daily Lt Chrg Data
	Daily Lt Chrg Rate.....
	 	[*****]	 	 	 	 	 	Float Rt Int Lt Chrg Data	 	 	 	 	 	 	 	 	 	 	 	 
	     Lt Chrg Days in Month	 	31	 	27* Late Charge Memo	 	 	 	 
	Lt Chrg Days in Year.
	 	360	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Daily Lt Chrg Amount.
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	15) Grace Period
	 	no. of days	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	Internal Codes
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Contract [*****]
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	01) Promotion... ___	 	01 if HCA 03 if CoSource	 	 	 	 	 	12) Comm Basis.....	 	 	 	 	 	 	 	 
	02) Product Line
	 	= to select applicable code	 	 	 	 	 	 	 	 	 	13) Comm	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Amount.....
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	03) Program Type	 	95	 	 	 	 	 	14) Tax Sale Code.....	 	 	 	 	 	 	 	 
	04) Relationship	 	 	 	 	 	 	 	15) Municipal Lse.....	 	 	 	 	 	 	 	 
	05) Business Seg	 	= to select applicable code	 	 	 	 	 	 	 	16) Sale/Leasbk.....
	06) Region.....	 	 	 	 	 	17) Non-Notification	 	 	 	 	 	 	 	 	 	 	 	 
	07) Branch.....	 	= to select applicable code	 	 	 	 	 	 	 	18) Adv Rate Pct.....
	08) Legal Status	 	 	 	 	 	 	 	19) Pending Code.....	 	 	 	 	 	 	 	 
	09) Def Collectr	 	 	 	 	 	 	 	REVS Cont St.....	 	 	 	 	 	 	 	 
	10) Lead Bank.....	 	 	 	 	 	 	 	21) GL Link Index... = to select	 	 	 	 	 	 	 	 
	applicable code
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ABS State.....
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	22* Marketing Reps	 	 	 	 	 	26* Appry Auths                 30* Additional	 	 	 	 	 	 	 	 	 	 	 	 
	Internal Codes
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	23* Remit to Code	 	02 for MCC	 	 	 	 	 	ACH Data	 	 	 	 	 	 	 	 
	     Aggregate Data	 	 	 	28* Dealer Fields	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	25* Invoice Message	 	 	 	29* Lessor Subsidiary	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

 

***** Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

	 	 	 	 	 

	CMAINT.06

	 	          Lease Contract Input
	 	10/23/2002
	 

	 	Internal Codes	 	 

	 	 	 	 	 

	CMAINT.07.NUM           Lease Contract Maintenance	 	10/23/2002
	 

	 	Variable Payments	 	 

	 	 	 	 	 

	Contract [*****]

	 	Contract Type
	 	True Lease
	Contract Term 61

	 	Billing Cycle:
	 	J F M A M J J A S O N D
	Total Amount 257,545 60

	 	 	 	Y Y Y Y Y Y Y Y Y Y Y Y

	 	 	 

	Num Pymts

	 	     Amount
	 
	001) 1

	 	1,705.60
	002) 60

	 	4,264.00

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 

	Asset ID NNNNNNNN

	 Exhibit 106

	Lessor.....      [*****]

	Contract   [*****]

	CCAN       [*****]

	Cust Name

Hit Shift+ to set up asset

	 	 	 	 	 

	Asset Description, Vendor and Tax Data	 	 
	Contract [*****]                                         Asset 1	 	Asset ID 1731
	 
	 	 	 	 
	01) Asset Desc...                                                             	 	Collateral Ct
	02) Model.....	 	19* Recourse Data
	03) Year Of Manuf

	 	 	 	20) Delivery Date Enter acceptance date
	04) Quantity.....

	 	 	 	Vehicle Make.....
	05) Serial Number

	 	 	 	Vehicle Body.....
	06) License Number

	 	 	 	Plate Type.....
	07) Equip Number.

	 	 	 	24* Inspect Data
	08) Asset Code.....

	 	 	 	25) Prop Tax Status
	09) Asset Status. 

     Status Date.....

	 	 	 	26* Prop Tax Data

Prop Tax Location
	11) Last Use Date

	 	 	 	28* Filing Data
	12) New/Used Code	 	DFS UCC Data
	13) Date Entered.

	 	 	 	30) SIC Code.....
	14) Asset Vendor.

     Local Vendor.

	 	 	 	31) NAICS Code.....

32* G/L Masking Data
	16) Manufacturer.

	 	 	 	33) ADR Class.....
	17) Collateral Cd
	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 	 	 

	Asset Location and Tax Rate Data
	 	 
	          Exhibit 107
	 	 
	Contract [*****]          Asset 1           Asset ID 1731
	 	 
	 
	 	 
	01) Asset Addr1..... Will default to equipment location address
	 	 
	02) Asset Addr2.....
	 	 
	03) Asset City.....
	 	 
	04) Asset State.....
	 	05) Asset Zip
	06) Asset Country...
	 	07) Eff Date.
	08) Asset Location.. St)           Cnty)           City)
	 	 
	 
	 	 
	09) State Tax Code.. 31 exempt 150 for rental tax
	 	18) City Tax Code...    31 exempt 150 for rental tax
	10) Misc St Tax Code 31 exempt 150 for rental tax
	 	19) Misc City Tax Cd 31 exempt 150 for rental tax
	11) LC State Tax Cd.
	 	20) LC City Tax Code
	12) State Tax %....
	 	21) City Tax %.....
	13) County Tax Code 31 exempt 150 for rental tax
	 	22) City Trans Tax %
	14) Misc Cnty Tax Cd 31 exempt 150 for rental tax
	 	23* Maximum Tax Data
	15) LC Cnty Tax Code
	 	24* State Tax Notes
	16) County Tax %....
	 	25* County Tax Notes
	17) Cnty Trans Tax %
	 	26* City Tax Notes
	 
	 	 
	Selection
	 	 

 

			
	‘*’	 	to back up one filed or ‘?’ for help
	 
	 	 	Asset Location and Tax Rate Data

***** Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 	 	 

	MAX.TAX.DETAIL          Asset Dependent Data Input          10/23/2002
	          Maximum Tax Data
	 	 
	Contract [*****]          Asset 1          Asset ID 1731
	 
	 	 
	01) Max State Tax.....
	 	     15) Max City Tax.....
	CTD State Tax Rcvd
	 	CTD City Tax Rcvd.
	03) Mo’s Stat Txd Rent
	 	     17) Mo’s City Txd Rent
	MTD State Txd Rent
	 	MTD City Txd Rent.
	YTD State Txd Rent
	 	YTD City Txd Rent.
	CTD State Txd Rent
	 	CTD City Txd Rent.
	7) St Tax Rchd Date..
	 	     21) City Tax Rchd Date
	8) Max Cnty Tax...... Enter maximum
county tax due
	 	 
	CTD Cnty Tax Rcvd.
	 	 
	10) Mo’s Cnty Txd Rent
	 	 
	MTD Cnty Txd Rent.
	 	 
	YTD Cnty Txd Rent.
	 	 
	CTD Cnty Txd Rent.
	 	 
	14) Cnty Tax Rchd Date
	 	 
	 
	 	 
	Selection
	 	 

 

***** Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 	 	 

	Costs & Residuals Data
	 	 
	          Exhibit 108
	 	 
	Contract [*****]           Asset 1           Asset ID 1731
	 
	 	 
	01) List Price..... Equipment Cost
	 	15) Purchase Option
	02) Dealer Comm.....
	 	16) Pur Option Date
	03) Discount.....
	 	17) Renewal Option.
	04) Original Cost..... Equipment Cost
	 	     GST Paid Amt...
	05* Upfront Tax
	 	     GST Paid Date...
	06* Other Costs
	 	20* Residual Data
	07) Asset Cost.....
	 	     Tax on Profit
	08) Sales Profit..... Equipment Cost
	 	     Blended Income Data
	09) Cost % on Rental N No
	 	     Dealer Payables
	10) Rental Amount... monthly rental
	 	     Like Kind Exchange
	Asset Cost Pct..
	 	 
	Inventory Value.
	 	 
	13) Dealer Reserve..
	 	 
	14) Down Pymt Pct...
	 	 

01) Detailed Asset Description

Contract [*****]           Asset 1           Asset ID 1731

 

***** Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 	 	 

	INSERT mode: Enter text, press ~
	 	Exhibit 109
	Federal Depreciation/ITC Data
	 	 
	Contract
[*****]          
Asset.. 1           Asset ID 1731
	     Hit Shift underscore to bypass this screen
	 
	 	 
	01) Begin Depr Date.. 10/30/2002
	 	     Fed Optimize Date
	02) Fed
Convention...
	 	19) Depr Percentages.
	03) Federal
Method...
	 	     ITC
Base Amount..
	LKE Carryover Tbl
	 	     ITC
Net Pct.....
	LKE Basis Adjust
	 	     ITC
Gross Pct....
	06) Tax Depr
Basis...
	 	     ITC Income Method
	07) Federal
Life.....
	 	     Tax
Reduction Cd.
	08) Fed Calc
Basis...
	 	25) Previous Years’ Depr:
	09) YTD
Federal Depr.
	 	 
	CTD Federal
Depr.
	 	 
	Monthly Fed
Depr.
	 	 
	12) Calc AMT
Depr.....
	 	 
	13) Calc ACE
Depr.....
	 	 
	ACE/AMT Depr
	 	 
	15) ADR
Year.....
	 	 
	16) ADR
Class.....
	 	 
	ADR
Salvage.....
	 	 
	API.FUND.CHECK           AP Interface Funding Maintenance          10/23/2002
	 
	 	 
	Hit enter to bypass
	 	 

 

***** Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 	 	 

	Contract [*****]
	 	Seq 001
	Fund Key 1749
	 	 
	 
	 	 
	01)
Category..... _
	 	17) Invoice Date.....
	02) Pymt
Type.....
	 	18) Date Due.....
	03) Asset
Key.....
	 	19* Comments
	04) Pay
Code....
	 	     Misc
GL Code.....
	05)
Dealer/CCAN...
	 	     Misc Desc
	Name......
	 	22) Delivery Code.....
	07) Address 1.....
	 	23) Separate Check.....
	08) Address
2.....
	 	     Wire Info
	09) Address
3.....
	 	     Date
Sent.....
	10) City.....
	 	     Ck/Wr
Bank.....
	11)
State.....
	 	     Ck/Wr
No.....
	12) Zip
Code.....
	 	     Ck/Wr
Amount.....
	13) Invoice
No....
	 	     Ck/Wr
Date.....
	14) Invoice
Amt...
	 	     Currency.....
	Invoice Status U Unapproved
	 	 
	16) PO
No.....
	 	 

 

***** Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

	 	 	 	 	 

	CMAINT.05

	 	Lease Contract Maintenance
	 	10/23/2002

             Exhibit 110

Current Invoiced Data

	 	 	 	 	 

	Contract [*****]
	 	 	 	 
	Invcd [*****] Days Adv
	 	 	 	10* Tax Percents
	Due
	 	State Tax Due.....
	Invcd [*****] Days Adv
	 	 	 	County Tax Due.....
	Due
	 	City Tax Due.....
	Invcd [*****] Days Adv
	 	 	 	Trans Cnty Tax Due
	Due
	 	Trans City Tax Due
	Current Invoiced.
	 	 	 	16* Late Charges Due
	Due
	 	 	 	17* Daily Lt Chrgs Due
	Past Due
[*****]...
	 	 	 	18* Misc Due
	Due
	 	19* Misc Past Due
	Past Due
[*****]...
	 	 	 	20* Misc Billable
	Due
	 	 	 	21* Misc Invoiced
	Past Due
[*****]...
	 	 	 	22* Open Item Detail
	Due
	 	Discount Info
	Past Due Over [*****].

	 	 	 	Floating Rate Invoice Data
	Due
	 	Remaining Payments
	Interest Due.....
	 	 	 	 
	Due
	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission

 

 

Miscellaneous Billable Data

Contract [*****]                            Misc Key 2831

	 	 	 	 	 

	01) Description.....Enter type of charge.	 	12) Pass Thru.....
	 

	 	Funding Method..	 	 
	 

	 	Wire Information	 	 

	 	 	 	 	 	 	 	 	 	 	 

	02) Billing Cycle	 	Jan.	 	May.	 	Sept	 	15) Link Code.....
	 

	 	Feb.
	 	June
	 	Oct.
	 	 	 	16) G/L Code.....= to select applicable code
	 

	 	Mar.
	 	July
	 	Nov.
	 	 	 	17* Misc Amount Data
	 

	 	Apr.
	 	Aug.
	 	Dec.
	 	 	 	Misc Accrual Data

               Enter Y on each month if applicable

	 	 	 	 	 

	03) First Pymt Date. Mo/yr

	 	 	 	               19* Misc Finance Data
	04) Final Pymt Date Mo/yr	 	20) CB/Disp.....
	   Next Due Date...	 	Insurance Data
	06)
Pay Code.....

	 	 	 	Misc. Invoiced
	07)
Taxable.....

	 	 	 	Payoff Quote
	08)
Incl In Rental..

	 	 	 	Early Payoff
	09) Dealer Code.....	 	Gain/Loss Information
	   Cust Credit Acct
	 	 	 	 
	11)
Asset ID.....
	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

	 	 	 	 	 	 	 

	Miscellaneous Invoiced Data
	 	 	 	 	 	 
	Contract [*****]	 	          Misc Key: 21534
	          Exhibit 111
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	01) Description	 	Enter type of charge and date if applicable
	 
	 	 	 	 	 	 
	02)
Inv Due Date.....

	 	 	 	13) Misc Amount.....	 	 
	03)
Pay Code.....

	 	 	 	     Misc
State Tax...	 	 
	04)
Taxable.....

	 	 	 	     Misc
County Tax..	 	 
	05)
Incl In Rental..

	 	 	 	     Misc
City Tax....	 	 
	06)
Dealer Code....

	 	 	 	     Misc
TCounty Tax.	 	 
	       Cust
Cr Acct....

	 	 	 	     Misc
TCity Tax...	 	 
	08)
Asset ID.....

	 	 	 	     Open
Item Number.	 	 
	09)
Pass Thru.....

	 	 	 	20) CB/Disp.....	 	 
	     Funding
Method..	 	21* Memo	 	 
	     Wire Information	 	 	 	 
	12) G/L Code.....= to select applicable code	 	 	 	 

	 	 	 	 	 

	CMAINT.00

	 	Lease Contract Maintenance
	 	10/23/2002

	 	 	 

	     Lessor..... [*****]

	 	Gross Contract...
	     Contract..... [*****]

	 	Commencement Date
	     Contract
Type... True Lease

	 	Invoice Code                A Inv By Custome
	 

	 	Private Label           N No
	     No insurance

	 	** More Messages **
	     *** Customer Name / Address ***

	 	*** Receivables Name / Address ***

	 	 	 	 	 

	01) Customer Addresses

	 	07) Variable Pymt Schedule
	 	13) Contract History
	02) Customer/Insurance Data

	 	08) Asset Data
	 	14) User Defined Data
	03) Contract Data

	 	09) Pymt/Delinquency Data
	 	       Participation Data
	04) Contract Invoicing Data

	 	10) Income Data
	 	16) Floating Rate Data
	05) Current Invoiced

	 	11) Pymt History Data
	 	     Post-Dated Chk Data
	06) Internal Codes

	 	12) Contract Changes	 	 
	Selection Age
	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

CASH RECEIPTS/POSTING PAYMENTS

	 	 	 

	Customers mail checks to:

	 	BankOne
	 

	 	Lockbox [*****]
	 

	 	Chicago, Il 60673

     ACH Customers payments are drawn by Wachovia Bank

     [*****] Lockbox advice with copies of the checks are received. A tape is run, which includes
intercompany transfers, and are matched against control totals. Payments are posted in batches to
the individual accounts. 980’s are prepared for funds received but intended for other business
units. See Exhibit 007, 008, 201 thru 202

     A Cash Control Sheet is maintained [*****] showing a detail of all funds received at Lockbox
whether by check or wire and ACH funds drawn. It also includes intercompany transfer of funds
received by other business units intended for MCC, likewise, funds received by MCC intended for
other business units. See Exhibit 006

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Exhibit 201

Data Entry Screens

	 	 	 	 	 	 	 

	PYMT.00

	 	Payment Entry
	 	10/23/2002
	 	

Batch NNNN

     Batch
Total.....

     Pymts Entered...

03) Deposit Date....

     Currency........

	 	 	 

	05* Payment Transactions

	 	16) Net Fund GL Code
	06* Adjusting Payments for Contracts
	 	 
	07* Returned Checks
	 	 
	08* Correcting Payments
	 	 
	09* Contract Open Item Inquiry
	 	 
	10* Contract Payment History Inquiry
	 	 
	11 * Invoice Inquiry
	 	 
	12* Payment Edit Report
	 	 
	13* Batch Edit Report
	 	 
	14* Application Cash History
	 	 
	15* Buyout Quote Inquiry
	 	 

	 	 	 
	Payment Transactions Summary
batch 0004	 	 
	 	 	Pymts Entered
	 	 	Batch Total..            20,000.00
	     Tran               Pymt

	 	                              Pymt
	Seq Type Account Number

	 	Mthd Date Rcvd                      Amount Check/Ref Type

 

 

For Ref type, it is recommended to select override option so the system will bring up all unpaid
open items in aging buckets marked according to the payment hierarchy. User has the option to
select items to be applied. Any overpayment must be entered in unapplied suspense. Total payments
must match Batch Total. Posting will finalize transaction.

 

 

			
	Returned Checks or Correcting Payments
	 	Exhibit 202

	 	 	 	 	 

	CMAINT.11

	 	Lease Contract Maintenance
	 	11/12/2002
	 

	 	Payment History Inquiry	 	 

Contract. [*****] [*****]

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Trans	 	Type	 	Check/Memo	 	Date Due	 	Date Rcvd	 	Amount Rcvd	 	Tot Rental
	0001)

	 	 	26710	 	 	Over
	 	11/01/02
	 	11/08/02
	 	 	10,800.00	 	 	 	10,800.00	 
	0002)

	 	 	25784	 	 	Man’l Manual Adj
	 	07/01/01
	 	10/21/02
	 	 	10,800.00	 	 	 	10,800.00	 
	...
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 

	PYMT.CORRECT.RETURN	 	Payment Entry	 	11/12/2002
	 	 	Correcting Payment

Batch 0004 Batch Total Pymts Entered...

	 	 	 	 	 	 	 	 	 
	Seq	 	Trans Account Number	 	Date Rcvd	 	Amount Rcvd	 	Check Payer’s Nm
	 
	 	 	 	 	 	 	 	 

Enter payment by:

1) Check Number

2) Contract Transaction Number

3) G/L Transaction Number

4) Application Transaction Number

Selection

It is recommended to select option 2-Contract Transaction No. (found on payment
history screen , 26710 for example) so System will pull out items and
automatically prepare the reversal. Posting will finalize the correction.

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

	 	 	 	 	 

	PYMT.CORRECT.RETURN.DETAIL
	 	Payment Entry	 	11/12/2002
	Correcting Payment
	 	 	 	 
	Transaction... 26710
	 	Batch........... 0004	 	 
	Contract...... [*****]
	 	Payments Entered	 	 
	[*****].................................................
	 	Batch Total......	 	 
	01) Date Received
	 	11/08/2002	 	 
	Total Received
	 	-10,800.00 Interest......	 	 
	03* Rental Rcvd
	 	-10,800.00 Comp Interest.	 	 
	State
Tax.....
	 	18* Late Charges	 	 
	County
Tax.....
	 	G.L.
Code......
	 	 
	City Tax......
	 	20) Payment Memo..	 	 
	Cnty Trans Tax
	 	21) Reason Code...	 	 
	City Trans Tax
	 	Payment Method 2 Check	 	 
	 
	 	Reference Num. 400204	 	 
	 
	 	24* Check Details	 	 
	 
	 	Miscellaneous:	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

MONTHLY BILLING AND STATEMENT RUN

True up numbers for certain pass thru items as provided by the business units are entered into the
system on the [*****] work day. [*****] days prior to the due date, system, thru the nightly job
stream, will create open items for the next billing cycle and will generate the statements to be
mailed out to the customers. Two copies of each statement are made. One set is sent to the
business unit and the second set is retained by us for a month as a useful tool for customer
service.

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

END OF THE MONTH REPORTS

     Credit Warning/Aging Report

Contract Receivable Trial Balance

Unapplied Suspense Report

Miscellaneous/Late Charge Receivable Report — All G/L codes

Miscellaneous/Late Charge Receivable Report — Late Charges

Tax Receivable Balance Sheet

Net Investment Trial Balance

Finance and Interest Income Report

Contract Principal and Interest Report

Cash Proforma Report

Payment Application Report

Summary Past Due Report

Combined Tax Accrued Report

List of Contacts

     General Ledger New Contract Book Report

General Ledger Contract/Asset Change Book Report

General Ledger Accrual Book Report

General Ledger Payment Application Book Report

General Ledger Non-Contract Payment Application Report

General Ledger Book Gain Loss Report

General Ledger Income Book Report

Prepared by Mary Caminong

Ext. 8504

November 12, 2002

 

 

EXHIBITS AND WORKSHEETS

 

 

     

	 	 	 

	Exhibit 001

	 	M=Main
	 

	 	A=Auxiliary
	 

	 	T=Tower
	 

	 	SM=Small Main
	 

	 	SA=Small Auxiliary
	 

	 	NS=NarcStation
	 

	 	NV=Narc Vault

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	S	 	S	 	N	 	N	 	 	 	Accepted/	 	 	 	 	 	 	 	 	 	 
	Hospital Legal Name	 	Serial Number	 	City	 	ST.	 	Product	 	M	 	A	 	T	 	M	 	A	 	S	 	V	 	Amount	 	Payments Begin	 	ease Payment	 	FMV (Price)	 	Maintenance Payment	 	MAH Transfer Amount	 	MCC Transfer
	[*****]
	 	[*****]	 	[*****]	 	 	 	Acudose-Rx	 	 	 	 	 	1	 	 	 	 	 	 	 	 	 	[*****]	 	09/06/02	 	[*****]	 	[*****]	 	[*****]	 	[*****]	 	[*****]
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	1	 	1	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	2	 	2	 	2	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	 	 	1	 	1	 	 	 	 	 	 	 	 	 	 	 	09/05/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	 	 	 	 	 	 	2	 	 	 	 	 	 	 	 	 	08/27/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	1	 	1	 	1	 	5	 	 	 	 	 	 	 	 	 	08/14/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	2	 	2	 	 	 	 	 	 	 	 	 	 	 	 	 	09/10/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	1	 	 	 	1	 	 	 	 	 	 	 	 	 	 	 	09/17/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	2	 	 	 	1	 	 	 	 	 	 	 	 	 	 	 	09/17/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	1	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	09/17/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	1	 	 	 	1	 	 	 	 	 	 	 	 	 	 	 	09/10/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	10/01/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	2	 	 	 	2	 	 	 	 	 	 	 	 	 	 	 	09/09/02	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	prorated	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	Acudose-Rx	 	2	 	 	 	2	 	 	 	 	 	 	 	 	 	 	 	09/23/02	 	 	 	 	 	 	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

     Exhibit 002

MCKESSON CAPITAL CORPORATION

LEASE CONTRACTS PURCHASED

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Profit	 	Term	 	Equipment	 	Unearned	 	Total	 	MAH - 980	 	APS - 980	 	 	 	Transfer
	Account No.	 	Customer Name	 	Center	 	(months)	 	Cost	 	Interest	 	Rentals	 	9000000007	 	9000000020	 	Period	 	Date
	[*****]

	 	[*****]
	 	[*****]
	 	[*****]
	 	[*****]
	 	[*****]
	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	[*****]
	 	 	 	 	 	[*****]
	 	[*****]
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	[*****]
	 	 	 	 	 	[*****]
	 	[*****]
	 

	 	 	 	 	 	 	 	[*****]
	 	[*****]
	 	[*****]
	 	 	 	[*****]
	 	 	 	[*****]
	 	[*****]
	 	[*****]

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

Exhibit
003

	 	 	 	 	 	 	 	 	 

	Amortization of Fixed Rate Loans
	 	 	 	 	 	
	[*****]
	 	 	 	 	 	 	 	 
	Term (Months):
	 	 	[*****]	 	 	(Minimum   [*****])
	Annual Interest Rate:
	 	 	[*****]	 	 	arrears    advance
	Principal Amount:
	 	 	[*****]	 	 	 	[*****]   [*****]	 
	Monthly Payment:
	 	 	[*****]	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	NPV	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	Beg Bal	 	Interest	 	Prin PD	 	End Bal	 	 	9/18-9/30	 	 	 	[*****]	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	10/1/2002
	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	 	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/2002
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	12/1/2002
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	1/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	2/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 		 	 	 	 	 	 	 	 
	3/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Number of Units	 	Rental	 	Maintenance
	4/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	6/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	7/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	9/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	10/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Main	 	 	5	 	 	 	[*****]	 	 	 	[*****]	 
	11/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Aux	 	 	5	 	 	 	 	 	 	 	 	 
	12/1/2003
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tower	 	 	2	 	 	 	 	 	 	 	 	 
	1/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Sm Main	 	 	0	 	 	 	 	 	 	 	 	 
	2/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Narc Station	 	 	0	 	 	 	 	 	 	 	 	 
	3/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Narc Vaults	 	 	0	 	 	 	 	 	 	 	 	 
	4/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Sm Aux	 	 	0	 	 	 	 	 	 	 	 	 
	5/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Monthly	 	 	 	 	 	 	 	 	 	 	 	 
	6/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	7/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	9/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	10/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	12/1/2004
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	1/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	2/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	3/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	4/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	6/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	7/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	9/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	10/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	12/1/2005
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	1/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	2/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	3/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	4/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	6/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	7/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	9/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	10/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	12/1/2006
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	1/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	2/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	3/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	4/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	6/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	7/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	9/1/2007
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	[*****]	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Interim	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	 	 	 	Cost	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Interest	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	9/18-9/30
	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Prepared by:	 	 	 	 	 	 	 	 
	Gross Contract
	 	 	 	 	 	 	[*****]	 	 	 	[*****]	 	 	 	[*****]	 	 	 	 	 	 	Total Rental	 	 	[*****]	 	 	 	 	 	 	Mary Caminong	 	 	 	 	 	Ext. 8504

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the Securities and Exchange Commission.

 

 

EXHIBIT 004

	 	 	 

	MCKESSON CAPITAL CORP
	 	LEASING CHECKLIST

	 	 	 	 	 

	Customer Name
	 	 	 	 
	Trade:

	 	[*****]	 	 
	 

	 	 	 	 
	Legal:

	 	[*****]	 	 
	 

	 	 	 	 
	Equipment:

	 	 	 	Acu Dose-Rx
	 

	 	 	 	 
	 

	 	 	 	5 Main, 5 Aux, 2 Tower
	 

	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 

	Total Cost
	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	Total Rentals
	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	Rental Income
	 	 	[*****]	 	 	Rate:	 	 	[*****]	 
	 
	 	 	 	 	 	 	 	 
	Rental remaining
	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	 
	 	 	0.00	 	 	 	 	 	 	 
	# mos remaining
	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	Lease terms (mos)
	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	Lease starts
	 	 	09/18/02	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	Interim Rent
	 	 	[*****]	 	 	Prorated from	 	 	09/18/02	 
	 
	 	 	 	 	 	 	 	 
	Monthly rental
	 	 	[*****]	 	 	Next rental due	 	 	10/01/02	 
	 
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Other Monthly Charges:
	 	 	 	 	 	Prorated	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	Maintena
	 	 	[*****]	 	 	09/18/02	 	 	[*****]	 
	 	 	 	 	 	 	 
	Packagin
	 	$	0.00	 	 	Year 1	 	$	0.00	 
	 	 	 	 	 	 	 
	Co Source
	 	$	0.00	 	 	Year 2	 	$	0.00	 
	 	 	 	 	 	 	 
	Resource
	 	$	0.00	 	 	Year 3	 	$	0.00	 
	 	 	 	 	 	 	 
	Installation
	 	$	0.00	 	 	Year 4	 	$	0.00	 
	 	 	 	 	 	 	 
	Shipping
	 	$	 	 	 	Year 5	 	$	0.00	 
	 	 	 	 	 	 	 
	Other One Ti
	 	$	0.00	 	 	Year 6	 	$	0.00	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	State Tax Rate
	 	 	[*****]	 	 	Exempt (Y)	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 

	 	 	 	 	 

	McKesson Annual Volume
	 	 	 
	 

	 	 

	 	 
	Reserve for Potential Loss 
	 	 	 
	 

	 	 

	 	 

	 	 	 	 	 	 	 	 	 	 	 

	Transfer to MCC on:
	 	 	10/16/02	 	 	[*****]	 	 	 	 
	 	 	 	 	 	 	 
	G/L Cr            APS
	 	 	9000000020	 	 	$	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	HBOC
	 	 	9000000030	 	 	$	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	MAH
	 	 	9000000007	 	 	[*****]	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	MPS
	 	 	9000000002	 	 	$0.00	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	$0.00	 	 	 	 
	Prepare by:
	 	Mary Caminong	 	 	 	 	10/16/2002	 
	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	 
	[*****]— Loaded by:
	 	 	 	 	 	 	 	 	 	 
	 	 	 
	 
	 	 	 	 	 	 	 	Date

	 	 	 	 	 	 	 

	Contract

	 	[*****]
	 	 	[*****]	 
	 

	 	 	 	 	 	 
	Plan No.

	 	 	 	 	95	 

	 	 	 	 	 

	Credit information attached:
	 	 	 
	 
	 	 	 	 
	Dun & Bradstreet
	 	 	 
	 

	 	 

	 	 
	Financial Statement
	 	 	 
	 

	 	 

	 	 
	Cash Flow
	 	 	 
	 

	 	 

	 	 
	NACM
	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 

	Financial Data:
	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Project Cash Flow
	Current Ratio
	 	 	 	 	 	Yr 1	 	$	 	 
	 
	 	 	 	 	 	 	 	 
	% Net Profit
	 	 	 	 	 	Yr 2	 	$	 	 
	 
	 	 	 	 	 	 	 	 
	Working Capital
	 	 	 	 	 	Yr 3	 	$	 	 
	 
	 	 	 	 	 	 	 	 
	Inventory Turnover
	 	 	 	 	 	Yr 4	 	$	 	 
	 
	 	 	 	 	 	 	 	 
	% ROI
	 	 	 	 	 	Yr 5	 	$	 	 
	 
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Down Payment
	 	 	 	 	 	 	 	$	 	 
	 
	 	 	 	 	 	 	 	 	 
	Date first piece of equipment installed
or merchandise delivered	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 

	 	 	 	 	 

	Documentation:
	 	 	 	 
	 
	 	 	 	 
	UCC-1
	 	 	 	 
	 

	 	 	 	 
	Guaranty
	 	 	 	 
	 

	 	 	 	 
	Fire & Liability Loss Payable
	 	 	 	 
	 

	 	 	 	 
	Fire Insurance Co.
	 	 	 	 
	 	 	 
	Policy Expiration
	 	 	 	 
	 

	 	 	 	 
	Tax exemption certificate
	 	 	 	 
	 

	 	 	 	 
	Corporate Charter examined (Y/N)
	 	 	 	 
	 

	 	 	 	 
	Rental Agreement
	 	 	 	 
	 

	 	 	 	 
	Installation Maintenance Support, etc. 

Agmt
Delivery & Acceptance

	 	 	 	09/18/02

	 	 	 	 	 

	Approvals:	 	 
	 	 	 
	 

	 	Manager, Lease Financing
	 	Date
	 
	 	 	 	 
	 	 	 
	 

	 	VP, Financial Services
	 	Date

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

Exhibit 005

			
	Cash Receipts — MHCC
	 	BankOne Acct #[*****]
	Oct-02	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Bank One Lockbox	 	 	 	 	 	 	 	Wire Transfers
	Daily Cash	 	[*****]	 	Deposit per Treasury Report	 	Intercompany Cash Receipt	 	Wachovia [*****]	 	Date	 	Amount
	 	 	 	 	 	 	 	 	 	 		 	
	1

	 	[*****]
	 	[*****]
	 	[*****]
	 	[*****]	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	2
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	3

	 	 	 	 	 	 	 	 	 	 	 	 	0.00	 
	 	 	     	 	 	 	 	 	 	 	 
	4
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	5
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	6
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	7
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	8
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	9
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	10
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	11
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	12
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	13
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	14
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	15
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	16
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	17
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	18
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	19
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	20
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	21
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	22
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	23
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	24
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	25
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	26
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	27
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	28
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	29
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	30
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	31
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	     	 	 	 	 	 	 	 	 
	Total

	 	[*****]
	 	[*****]
	 	[*****]
	 	[*****]
	 	 	 	 	0.00	 
	Difference	 	 	 	[*****] Bank error — Deposit correction notice 10/14/02	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Per [*****], bank rep, adj will be done in Nov
	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Checks:	 	[*****]	 	 	 	Contract Receivable Trial Balance
	 	 	 	 	 	 
	Wire:	 	[*****]	 	 	 	Unapplied suspense EOM
	 	 	 	 	 	 
	ACH

	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	NSF

	 	[*****]
	 	 	 	Unapplied Suspense BOM	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	A/R Cash:

	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	[*****]
	 	Intercompany Cash Receipts	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Cr to A/R:

	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	variance	 	 	 	 	 	 	 	 
	 

	 	[*****]
	 	Lockbox Advice
	 	980 to	 	 	 	 	 	 	 	 
	 

	 	 	 	Wire in Lockbox	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	Suspense	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	ITB	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	APS	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	ITB	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	ITB	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]
	 	MAH	 	 	 	 	 	 	 	 
	 

	 	 	 	[*****]	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	[*****]
	 	Total Lockbox activity
	 	ok	 	 	 	 	 	 	 	 
	 

	 	 	 	Intercompany CR	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	Total ACH Activity	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	[*****]
	 	Total CR	 	 	 	 	 	 	 	 	 	 
	 

	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	[*****]	 	Bank error to be adjusted Nov.
	 	 	 	 	 	 	 	 
	 

	 	[*****]
	 	Total Lockbox activity	 	 	 	 	 	 	 	 	 	 
	Note:	 	[*****]	 	[*****] dep 10/04 — Payment stopped 10/10/02
	 	 	 	 	 	 	 	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

EXHIBIT 007

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	GA-980 (R4-85)
	 	 	 	 	 	 	 	 	 	 	10002	 
	 

	 	INTERUNIT

TRANSFER INVOICE	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	MONTH
	 	 	 	OCT-02	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRANSFER FRC

	 	McKesson Capital Corp 8025
	 	 	 	FOR	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	ACCOUNTING OFFICE
	 	NO.
	 	 	 	BRANCH
	 	 	 	BRANCH NO.

	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRANSFER TO

	 	McKesson Drug Company
	 	 	 	FOR	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	ACCOUNTING OFFICE
	 	NO.
	 	 	 	BRANCH
	 	 	 	BRANCH NO.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	REF. #	 	DESCRIPTION	 	ACCOUNT	 	DEBIT	 	 	CREDIT	 	 	Posted AR
	 
	 
	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	[*****]	 	[*****]	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	Funds received at Drug Lockbox	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	Intercompany Acct #	 	 	 	 	 	 	 	 	[*****]	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 
	 	TOTAL	 	 	 	 	[*****]	 	 	 	[*****]	 	 	 
	 

cc: LaVonna Weddington, Carrollton

	 	 	 	 	 
	 	 	 
	 	ISSUED BY 	                                                               Mary Caminong, HO Drug Credit ext 8504
 	 
	 	 	 	 
	 	 	 	 
	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

EXHIBIT 008

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	GA-980 (R4-85)
	 	 	 	 	 	 	 	 	 	 	100005	 
	 

	 	INTERUNIT	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	TRANSFER INVOICE	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	MONTH
	 	 	 	OCT-02	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRANSFER FRC

	 	McKesson Capital Corp 8025
	 	 	 	FOR	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	ACCOUNTING OFFICE
	 	NO.
	 	 	 	BRANCH
	 	 	 	BRANCH NO.

	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRANSFER TO

	 	McKesson Automated Healthcare
	 	 	 	FOR	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	ACCOUNTING OFFICE
	 	NO.
	 	 	 	BRANCH
	 	 	 	BRANCH NO.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	REF. #	 	DESCRIPTION	 	ACCOUNT	 	DEBIT	 	 	CREDIT	 	 	Posted AR
	 
	 
	 	[*****]	 	[*****]	 	 	 	 	 	 	[*****]	 	 	 
	 
	 	[*****]	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	Funds received at MCC Lockbox	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	Intercompany Acct #	 	 	 	 	[*****]	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 
	 	TOTAL	 	 	 	 	[*****]	 	 	 	[*****]	 	 	 
	 

cc: Tim Abbot

	 	 	 	 	 
	 	 	 
	 	ISSUED BY 	                                                                Mary Caminong, HO Drug Credit ext. 8504
 	 
	 	 	 	 
	 	 	 	 
	 

 

			
	*****	 	Confidential portions of this document have been redacted and filed separately with the
Securities and Exchange Commission.

 

 

     EXHIBIT C

                                        

                                        

                                        

     RE: Assignment of Account

Ladies and Gentlemen:

     Pursuant to the                                         
(collectively, the “Account”) dated                                         
between
you (“Customer”) and the undersigned (“                                        
”), the Equipment described in the
Account documents was either leased to or given as collateral by you in relation to said Account.
Please be advised that                                         
has assigned its entire right, title, and interest in
the lease or rental payments to be made under the Account, to General Electric Capital Corporation
(“Purchaser”) pursuant to the terms of a Purchase Agreement (the “Sale and Assignment”). This
Assignment relates only to the Account and does not include or affect any other agreement between
Customer and                                         , including without limitation, any maintenance agreement, services
agreement, license or license agreement or other agreement entered into from time to time between
Customer and                                         . By separate written notice, McKesson Capital Corp. may provide
instructions to you regarding the location and account to which payments should be remitted for
“miscellaneous charges” payable under such other agreements.

     By executing this letter, Customer acknowledges, agrees and affirms (for the benefit of
Purchaser) as follows:

     1. The Account, and all the documents associated therewith, have been duly and validly
executed and delivered by Customer, is in full force and effect, constitutes the valid and binding
obligation of Customer enforceable against it in accordance with the terms (subject, however, to
laws of general application affecting creditors’ rights), and constitutes the complete
understanding and entire agreement between                                         
and Customer concerning the subject
matter thereof.

     2. No default by Customer, or condition, which, with or without the passage of time, the
giving of notice or both, would constitute a default by Customer, exists under the Account.

     3. The Equipment is located at the address set forth in the Account Documents.

     4. All of the warranties and representations of Customer contained in the Account documents
are true and correct as of the date hereof.

C-1

 

     5. Purchaser shall, for all purposes and without limitation, be entitled to all the rights,
remedies and privileges of       
                                   under the Account as if it were                                
         
named therein, to the extent the same are assigned, but shall not be responsible for
                                        ’ obligations thereunder.

     6. In the event that purchaser assigns the Account to another party, the Customer will, at
Purchasers’ request, execute and deliver to Purchaser a letter similar to this letter, to the
extent applicable, for the benefit of such transferee.

	 	 	 	 	 
	 	Very truly yours,

 	 
	 	 	 
	 	
[GENERAL ELECTRIC CAPITAL CORPORATION\]

 	 
	 	By:  	 	 
	 	 	 	 
	 	Title:  	 	 
	 

	 

	       
           
                             

	 

	Acknowledged:

	 

	By:                                           

	 

	Title:                                        

C-2

 

EXHIBIT D

McKesson Automation Systems Inc. Trademarks

BAKER CELL(TM)

BAKER CASSETTE(TM)

BAKER UNIVERSAL(TM)

DIAL-RX(R)

DRUG-O-MATIC(R)

PRODUCTIVITY STATION(R)

AUTOSCRIPT(TM)

PHARMACY 2000(R)

DRUG IMAGE LIBRARY AND DESIGN(R)

WHAT IT TAKES TO AUTOMATE(SM)

                                        

McKesson Automation Inc. Trademarks

ROBOT-RX(TM)

MEDCAROUSEL(TM)

MEDDIRECT(TM)

ACUDOSE-RX(TM)

ACUSCAN-RX(TM)

SUPPLYSCAN(TM)

CONNECT-RX(TM)

SUREPAK(TM)

NARCSTATION(TM)

FULFILL-RX(TM)

ADMIN-RX(TM)

D-1exv10w1

Exhibit 10.1

RETIREMENT TRANSITION AGREEMENT

     This RETIREMENT TRANSITION AGREEMENT (hereinafter this “Agreement”) is entered into by and
between Trinity Industries, Inc., a Delaware corporation (hereinafter “Trinity”), and Mark W.
Stiles (hereinafter “Stiles”). Each of Trinity and Stiles is a “Party” and collectively, are the
“Parties.”

RECITALS

     WHEREAS, on March 22, 2010, Stiles notified Trinity of his intent to begin a gradual
transition towards retirement in 2013;

     WHEREAS, as part of Trinity’s longstanding succession plan, the Parties agreed to begin
Stiles’ phased retirement transition on March 22, 2010;

     WHEREAS, on March 22, 2010, Stiles relinquished his position as Senior Vice President of
Trinity and Group President — Construction, Marine, and Components, and assumed a new role that
reports to the Chief Executive Officer of Trinity or his delegate;

     WHEREAS, Stiles’ competencies in business management; manufacturing; construction,
infrastructure, and related industries; Stiles’ commercial contacts; and Stiles’ state and federal
legislative and political contacts are unique and Trinity desires to capitalize on Stiles’ unique
competencies and contacts during Stiles’ phased retirement transition; and

     WHEREAS, Trinity desires to assure itself of the services of Stiles for the period provided in
this Agreement, and Stiles desires to serve in the employ of Trinity for such period, on the terms
and conditions hereinafter provided;

     NOW, THEREFORE, in consideration of the Recitals and the mutual promises, covenants, and
agreements set forth in this Agreement, the Parties promise and agree as follows:

ARTICLE 1

     1.1 Employment. Trinity hereby employs Stiles, and Stiles hereby accepts employment
by Trinity, for the Duties (as defined below) and the Term (as defined below) upon the terms and
conditions contained in this Agreement.

     1.2 Term. Subject to the termination provisions of Section 1.3 below, the “Term” of
this Agreement shall mean the period commencing on the effective date (the “Effective Date”) which
is the date set forth on the signature page hereof and ending on December 31, 2010, plus any
additional period for which the term of this Agreement is extended pursuant to this Section 1.2.
The Parties may, by a written amendment to this Agreement in each case, extend the Term of this
Agreement to include (i) calendar year 2011, (ii) calendar year 2012 and (iii) the period beginning
January 1, 2013 and ending May 15, 2013. If this Agreement is terminated pursuant to Section 1.3
below, the Term shall be deemed to have ended on the date of such termination in accordance with
the provisions of Section 1.3.

     1.3 Early Termination.

     (a) Trinity Termination. If Stiles breaches any covenants or representations
or warranties set forth this Agreement in any manner, Trinity shall have the right at any
time thereafter to terminate this Agreement by providing written notice to Stiles informing
him of such termination. Upon the termination of this Agreement by Trinity pursuant to this
Section 1.3(a), Stiles’ employment shall be deemed to be terminated for cause as of the date
set forth in the written notice provided to Stiles by Trinity and all

 

obligations of Trinity to Stiles under this Agreement, including the obligation to make
payments to Stiles, shall be deemed terminated as of such date.

     (b) Other Termination. This Agreement shall also terminate (i) at the
expiration of the Term, (ii) by Stiles giving written notice to Trinity of his termination
of his employment hereunder, or (iii) upon Stiles’ death. Upon termination of this
Agreement pursuant to this Section 1.3(b)(i), all obligations of Trinity to Stiles under
this Agreement, including the obligation to make payments to Stiles, shall be deemed
terminated as of the date of the end of the Term. Upon termination of this Agreement
pursuant to this Section 1.3(b)(ii), all obligations of Trinity to Stiles under this
Agreement, including the obligation to make payments to Stiles, shall be deemed terminated
in accordance with Section 1.3(c) below. Upon termination of this Agreement pursuant to
this Section 1.3(b)(iii), Trinity shall make the required salary payment for the remainder
of the Term (as set forth in Section 1.5) in which the death occurs and the Agreement will
automatically terminate without further notice to any person at the expiration of the Term
in which Stiles’ death occurs.

     (c) Notice of Termination. Each Party shall give the other party sixty days
(60) written notice of termination during the Term of the Agreement. Trinity shall give
written notice to Stiles by December 20 in each Term of whether it will extend the Term of
the Agreement for the following year. If Trinity chooses not to extend the Term, the
Agreement will terminate at the end of the Term; however, Trinity shall pay Stiles the then
effective compensation through the end of February following the end of the Term.

     1.4 Position and Duties.

     (a) Position. During the Term, Stiles shall be an employee of the Company and
shall use his best efforts in performing the Duties defined in Section 1.4(b) below.
Stiles acknowledges and agrees that, effective as of March 22, 2010, he resigned from, as
applicable, any and all positions as an officer, director, manager or similar position(s) of
the Company and its subsidiaries.

     (b) Duties. During the Term, Stiles shall perform the following duties
(“Duties”) as directed from time to time by the CEO or his delegate: (i) interact on
Trinity’s behalf with regulatory bodies for the industries in which Trinity affiliates
operate, including national, state, and local elected and appointed officials, (ii) identify
for Trinity business opportunities and conduct due diligence for Trinity’s business
development personnel, (iii) provide Trinity with contact and related information about
Stiles’ personal network of individuals, elected officials, lobbyists, attorneys,
consultants, and others whom Stiles employed, engaged, consulted with, counseled with,
confided in, sought advice from, or conversed with in any way related to the business,
affairs, finances, and enterprise of Trinity and/or its affiliated entities, (iv) be
available at times identified on a schedule agreed to between Stiles and the CEO or his
delegate for consultation with the Trinity’s CEO, CFO, corporate and business unit officers
and other executive management, and (v) oversee and manage any special projects assigned to
Stiles by the CEO or his delegate.

     1.5 Commitment and Compensation.

     During the Term, Stiles shall devote the time as set forth below and use his best efforts to
perform the Duties, and Trinity shall compensate Stiles, on the following basis:

(a) From the Effective Date to December 31, 2010, Stiles shall receive the monthly
compensation he currently receives as an employee (including perquisites), less
applicable tax withholdings, except that he shall not receive or be entitled to (i)
any 2010 short term incentive compensation (that would have been payable in 2011) and
(ii) any long term incentive compensation in any form. Additionally, within ten
(10) days after the Effective Date, Trinity shall pay Stiles a one-time, lump sum
payment of $15,000.00 as an office allowance, subject to withholding for taxes. All
compensation payable under this Section 1.5(a), excluding the office allowance, shall
be paid to Stiles in accordance with Trinity’s standard payroll payment process.

 

In consideration of such compensation, Stiles shall perform the Duties on a full-time
basis (40 hours per week) from and after the Effective Date through December 31,
2010.

    (b) If the Parties extend the Term to include calendar year 2011 pursuant to Section
1.2, Stiles shall make himself available to Trinity for performing the Duties for
twenty (20) hours per calendar week during the calendar year 2011 and Trinity shall
pay to Stiles two hundred sixty thousand dollars and no cents ($260,000.00), less
applicable tax withholdings, as his salary for that calendar year in accordance with
Trinity’s standard payroll payment process.

(c) If the Parties extend the Term to include calendar year 2012 pursuant to Section
1.2, Stiles shall make himself available to Trinity for performing the Duties for
eight (8) hours per calendar week during the calendar year 2012 and Trinity shall pay
to Stiles one hundred four thousand dollars and no cents ($104,000.00), less
applicable tax withholdings, as his salary for that calendar year in accordance with
Trinity’s standard payroll payment process.

(d) If the Parties extend the Term to include January 1, 2013 through May 15, 2013
pursuant to Section 1.2, Stiles shall make himself available to Trinity for
performing the Duties for four (4) hours per calendar week for the period from
January 1, 2013 through May 15, 2013 and Trinity shall pay to Stiles twenty one
thousand six hundred sixty seven dollars and no cents ($21,667.00), less applicable
tax withholdings, as his salary for the period from January 1, 2013 through May 15,
2013 in accordance with Trinity’s standard payroll payment process.

(e) During the Term, Trinity will provide administrative services for answering
Stiles’ Trinity telephone line and handling Stiles’ mail addressed to Trinity’s
corporate offices. Through September 30, 2010, Trinity will provide one
administrative staff member to make coordinated visits to Stiles’ home in Italy,
Texas, if needed and as requested. While these administrative services have
heretofore been provided to Stiles by Deanna Connor, Trinity reserves the right to
substitute any administrative staff it deems appropriate.

     1.6 Employee Benefits. During 2010, Stiles will continue to be eligible to
participate in standard employee benefits to the extent permitted under the terms of the employee
benefits plans, excluding vacation pay benefits, and will be eligible to participate in the
Executive Perquisite Program dated July 1, 2001 (as noted in Section 1.5(a) above). If the Term is
extended beyond December 31, 2010 pursuant to Section 1.2, Stiles shall only be eligible for
standard employee benefits that all employees are eligible to receive, including the 401k Enhanced
Plan and group medical, dental and cancer plans, and excluding vacation pay, but only to the
extent, if any, such benefits are permitted by such plans and benefits programs to be afforded to
Stiles. Stiles acknowledges and agrees that employee benefits may be added, discontinued, amended,
or modified at any time and from time to time during the Term at the sole discretion of Trinity.
In the event of Stiles’ death during the Term, any benefits payable under any employee benefit plan
in which Stiles participated shall be paid to the designated beneficiary(ies) on file at Trinity.
During the Term, Stiles shall be entitled to retain the use of his company laptop and Blackberry,
at Trinity’s cost, to facilitate his performance of the Duties. Stiles is not entitled to any
vacation time or vacation pay during the Term. The Parties agree that nothing in this Agreement
modifies any employee benefit plan and any employee benefits for which Stiles may be eligible shall
be governed by the terms of the applicable plan(s).

     1.7 Travel Expenses. During the Term, Trinity shall reimburse Stiles for customary
and reasonable travel expenses directly attributable to the Duties pursuant to Trinity Operating
Procedure No. B-11, provided that any expense reasonably anticipated by Stiles to exceed $500.00
shall require written pre-approval by the CEO or his delegate.

     1.8 Incentive Stock Option Grants and Non-Qualified Stock Option Grants (“ISO’s and
NQSO’s”). The Parties acknowledge and agree the ISO’s and NQSO’s granted to Stiles shall be
governed by the express language, terms, and conditions of the plan(s) and agreements under which
they were granted, and the Parties agree nothing contained in this Agreement is intended to modify
or in any way whatsoever change the ISO’s and NQSO’s. Stiles acknowledges that Exhibit A, attached
hereto, sets forth a listing of all ISO’s and NQSO’s previously granted to him and that were
outstanding on the Effective Date.

 

     1.9 Restricted Stock and Career Stock Awards (“RSA’s”). The Parties acknowledge and
agree that the RSA’s awarded to Stiles shall be governed by the express language, terms and
conditions of the plan(s) and agreements under which they were awarded. If the Parties do not
agree to extend the Term for any extension period pursuant to Section 1.2, all RSA’s that would
have vested in any such extension period shall terminate, lapse, and be forfeited. With respect
to thirty one thousand nine hundred forty (31,940) restricted shares heretofore granted to Stiles
so as to vest from and after May 15, 2013, Stiles shall be entitled to accelerated vesting of said
31,940 restricted shares as at May 15, 2013 provided (i) this Agreement has been extended for each
of 2011, 2012, and from January 1, 2013 through May 15, 2013 pursuant to Section 1.2, (ii) the CEO
or his delegate determines at or prior to May 15, 2013, in the exercise of his or her sole and
arbitrary discretion, that during the Term, Stiles has contributed the expected value to Trinity by
faithful and professional performance of the Duties, (iii) the CEO or his delegate, upon making the
determination called for in 1.9(ii) herein above, recommends to the Human Resources Committee of
the Board of Directors of Trinity (the “Committee”) that the Committee consider acceleration of the
vesting of the 31,940 restricted shares, and (iv) the Committee accelerates the vesting of these
restricted shares. Stiles acknowledges that Exhibit B, attached hereto, sets forth a listing of
all RSA’s previously awarded to him and that were outstanding on the Effective Date.

     1.10 Deferred Compensation Plan and Agreement. The Parties acknowledge and agree the
Deferred Compensation Plan and Agreement dated January 1, 2005 (“DCP”), shall be governed by the
express language, terms and conditions of the DCP and the Parties agree nothing contained in this
Agreement is intended to modify or in any way whatsoever change the DCP. Stiles acknowledges and
agrees that (a) he will not participate in the DCP for any year following 2010 notwithstanding any
one or more extensions to the Term, (b) he will receive a distribution of his DCP account balance
in accordance with the plan document, and (c) he is bound by the non-compete provision of paragraph
4(a) of the DCP.

     1.11 Amended and Restated Executive Severance Agreement. The Parties hereby agree,
that notwithstanding any language therein to the contrary, that certain Amended and Restated
Executive Severance Agreement, Class A-1, dated September 2008, between the Parties is hereby
terminated as of the date hereof and made of no further force or effect.

ARTICLE 2

     2.1 Confidential Information, Code of Business Conduct and Ethics, and Training.
During the Term, Trinity shall provide to Stiles confidential information and trade secrets of
Trinity and its affiliated entities including, but not limited to, physical and electronic data and
information regarding Trinity’s and its affiliated entities’ (a) customers, vendors, suppliers,
consultants, and agents; (b) financial condition and activities, budgets, asset dispositions,
mergers and acquisitions, ventures, partnerships, and investments; (c) manufacturing processes and
equipment; and operational plans, strategies, objectives, and tactics; (d) marketing, sales, and
related commercial plans, strategies, objectives, and tactics, and (e) overall growth initiatives
and planning (collectively the “Confidential Information”). Stiles understands, acknowledges and
agrees the Confidential Information gives Trinity and its affiliated entities a competitive
advantage over others who do not have such Confidential Information and Trinity and/or its
affiliated entities would be substantially harmed if the Confidential Information were disclosed
without proper authorization. Stiles forever shall hold the Confidential Information in trust and
confidence for Trinity and/or its affiliated entities and (x) shall never use the Confidential
Information for any purpose (other than for the sole and express benefit of Trinity and/or its
affiliated entities) and (y) shall never disclose to any person or entity the Confidential
Information unless previously authorized by the CEO or his delegate in writing or such information
has become public information through no fault or actions of Stiles. Stiles shall take all
reasonable steps and to implement all reasonable measures to safeguard the Confidential Information
and prevent its unauthorized disclosure. Stiles acknowledges and agrees he is also bound by the
terms of the Confidentiality Agreement that he electronically signed on February 15, 2007 and
thereafter reaffirmed on February 18, 2008, January 21, 2009, and November 17, 2009, all as part of
Trinity’s training in “Protecting Company Trade Secrets”, and further agrees he shall remain bound
by such Confidentiality Agreement and such affirmations.

Stiles hereby represents and warrants to Trinity that, at all times during his employment with
Trinity, he has fully complied with (1) Trinity’s Code of Business Conduct and Ethics (the “Code of
Business Conduct”) including, without limitation, the provisions regarding (i) Legal Compliance,
(ii) Confidential Information, and (iii) Insider

 

Information and Insider Trading, (2) all of Trinity’s policies, and (3) all federal and state laws,
including, but not limited to, federal and state securities laws relating to the trading of any
securities on the basis of material, non-public information. Stiles further represents and
warrants that he has properly and fully disclosed in writing to the Trinity Board, and/or the CEO,
all acts, conduct, undertakings, as well as oral, written, and digital communications, which have
been, or could be, subject to audit or investigation by any party including Trinity, governmental,
regulatory agencies, or self-regulating agencies.

During the Term, Stiles shall fully comply with the Code of Business Conduct, all of Trinity’s
policies, and all federal and state laws, including, but not limited to, federal and state
securities laws and to participate in the web-hosted, and other Trinity training and education
programs as directed by the CEO or his delegate.

     2.2 Non-Solicitation and Non-Compete. In consideration of Trinity’s promise to
provide Stiles Confidential Information and other benefits and to protect Trinity’s Confidential
Information and goodwill, during the Term and for a twenty four (24) month period immediately
following the Term, Stiles shall not recruit employees of Trinity or its affiliated entities,
including those hired or acquired by such entities during the Term of this Agreement, away from
their employment with Trinity or an affiliate.

Further, in consideration of Trinity’s promise to provide Stiles Confidential Information and other
benefits and to protect Trinity’s Confidential Information and goodwill, during the Term and for a
twelve (12) month period immediately following the Term, Stiles shall not directly or indirectly,
absent the express written consent of the CEO or his delegate, engage in, establish, perform any
services for, or become or serve as a director, officer, employee, owner, partner, advisor, agent,
or consultant, with (A) any Competing Business or (B) any business or entity that is or becomes
during the Term a supplier or customer of Trinity or its affiliated entities. “Competing Business”
means any business that competes, directly or indirectly, with Trinity or its affiliated entities
(i) as of the Effective Date of this Agreement, (ii) any time during the two years preceding the
Effective Date of this Agreement, or (iii) any time during the Term of this Agreement, which
includes but is not limited to any business involved in designing, developing, manufacturing or
servicing products in the construction, marine, energy (i.e., wind energy, tank containers, tank
heads and propane tanks), railcar or component business, and related products and businesses.
Because Trinity’s business is world-wide, Stiles responsibilities for Trinity are world-wide and
Stiles shall receive Confidential Information about Trinity’s business world-wide, the geographic
restriction for this Section 2.2 is world-wide.

Further, in consideration of Trinity’s promise to provide Stiles Confidential Information and other
benefits and to protect Trinity’s Confidential Information and goodwill, during the Term and for
the twenty four (24) month period immediately following the expiration date of the Term, Stiles
shall not serve as a consulting or testifying expert for any third party in any legal proceedings
(including arbitration or mediation) or threatened legal proceedings involving Trinity, unless
called to do so by Trinity or an affiliate.

     2.3 Stock Trading. Stiles acknowledges that he is aware that United States securities
laws restrict persons with material non-public information about a company obtained directly or
indirectly from that company from purchasing or selling securities of such company, or from
communicating such information to any other person under circumstances in which it is reasonably
foreseeable that such person is likely to purchase or sell such securities. During the Term and for
a six (6) month period immediately following the Term, Stiles shall abide by any Trinity blackout
periods.

     2.4 Injunctive Relief. Stiles consents and agrees that if he has violated or were to
violate Section 2.1 or 2.2 of this Agreement, Trinity would sustain irreparable harm and,
therefore, in addition to any other remedies that Trinity may have under this Agreement or
otherwise, and notwithstanding the provisions of Section 4.5 below, Trinity shall be entitled to
apply to any court of competent jurisdiction for constructive trust and/or an injunction
restraining Stiles or any other party from committing or continuing any such violation of this
Agreement, in addition to any other damages and rights to which Trinity may be entitled.

     2.5 Consultation with Attorney and Tax Advisor. Stiles has been represented by
counsel and tax advisors in connection with the negotiation and execution of this Agreement and has
relied upon such counsel and tax advisors regarding the tax aspects of this Agreement and has not
relied upon any of Trinity’s or its subsidiaries’ directors, officers, managers, employees,
attorneys or accountants.

 

     2.6 Reliance. Stiles stipulates and acknowledges that Trinity is entering into this
Agreement in reliance on the accuracy of all statements, representations, and warranties made by
Stiles herein, including, but not limited to, the statements, representations, and warranties made
in Sections 2.1, 3.1, 3.2, and 4.6.

ARTICLE 3

     3.1 General Release, Personal Representations, and Warranty. Stiles hereby
IRREVOCABLY AND UNCONDITIONALLY RELEASES, ACQUITS, AND FOREVER DISCHARGES, for himself, his heirs,
executors, administrators, legal representatives, and assigns, Trinity and its current and former
subsidiaries, parents, affiliates, successors, and assigns, and their respective directors,
officers, managers, shareholders, employees, supervisors, attorneys, agents and representatives
(collectively the “Released Parties”), from any and all claims, complaints, grievances,
liabilities, obligations, promises, agreements, damages, causes of action, rights, debts, demands,
controversies, costs, losses, interest, and expenses (including attorneys’ fees and expenses)
whatsoever, other than any arising under this Agreement, and demands of every kind or nature
whatsoever which he now has or may have or assert, growing out of or pertaining to, any
transactions, dealings, employment, conduct, acts or omissions, or other matters or things arising
from Stiles’ relationship or employment with Trinity occurring or existing at any time on or prior
to the date of this Agreement. Unless otherwise specifically provided in this Agreement, Stiles
releases Trinity from any and all rights or claims under (a) any cash bonuses, short term incentive
compensation, and long term incentive compensation; (b) participation in the Deferred Compensation
Plan and Agreement dated January 1, 2005; (c) participation in the Executive Perquisite Program
dated July 1, 2001; (d) vacation pay, (e) any and all claims for benefits of any and all kinds and
character; (f) compensatory and punitive damages; (g) any and all claims for personal, emotional,
and medical injury; and (h) any and all claims for breach of contract or quasi-contract, or tort or
negligence, as well as costs, interest, expenses, and attorneys’ fees relative thereto. Stiles
waives any and all rights and claims which he has, or may have, against the Released Parties under
the Age Discrimination in Employment Act, as amended, the Older Workers Benefit Protection Act of
1990, as amended, Title VII of the Civil Rights Act, as amended, the Americans with Disabilities
Act, as amended, the Family and Medical Leave Act of 1993, the Equal Pay Act of 1963, the
Rehabilitation Act of 1973, 42 U.S.C. § 1981, the Civil Rights Act of 1991, the Civil Rights Acts
of 1866 and/or 1871, the Sarbanes-Oxley Act, the Lilly Ledbetter Act, the Genetic Information and
Nondiscrimination Act, the Texas Commission on Human Rights Act, the Texas Payday Law, the Texas
Labor Code or any other applicable federal, state or local employment discrimination statute, law
or ordinance, including, without limitation, claims for wrongful discharge, breach of express or
implied contract or implied covenant of good faith and fair dealing, and any other claims arising
under state or federal law, as well as any expenses, costs or attorneys’ fees. Stiles further
agrees that Stiles will not file or permit to be filed on Stiles’ behalf any such claim as amended,
or any other federal, state or municipal statutes, regulations, executive orders or ordinances,
including any and all causes of action recognized at common law and/or public policy of the United
States of America and/or the State of Texas. This release excludes any claim which cannot be
released by private agreement, such as workers’ compensation claims, claims after the effective
date of this Agreement, and the right to file administrative charges with certain government
agencies. Nothing in this Agreement shall be construed to prohibit Stiles from filing a charge
with or participating in any investigation or proceeding conducted by the Equal Employment
Opportunity Commission, National Labor Relations Board, or a comparable state or local agency.
Stiles represents and warrants that no other person has any right, title, interest, or claim, at
law or equity, or pursuant to judgment, decree, or settlement, and whether arising by marriage,
divorce or otherwise, to any of the compensation, benefits, or property set out in this Agreement.

     3.2 Covenant Not to Sue. Except for any actions necessary to enforce this Agreement,
Stiles hereby represents, warrants and covenants that he has not filed and shall not file or
initiate a lawsuit against Trinity or the Released Parties in any federal, state, or local forum as
to any claim or dispute released under this Agreement and shall not permit any assignee, trustee,
agent, or legal representative of Stiles to file or initiate, a lawsuit against Trinity or the
Released Parties in any federal, state, or local forum as to any claim or dispute released under
this Agreement. If Stiles or anyone acting on his behalf, including any federal, state, county, or
municipal agency or entity, files any administrative claim or charge pertaining to Stiles’
employment with Trinity or relating to any claim released under this Agreement, Stiles hereby
agrees to disclaim and waive any claim for damages of any nature, including wages, compensatory,
and punitive damages, and attorneys’ fees, costs and expenses.

 

     3.3 No Admission of Liability. Stiles does hereby acknowledge and promise that,
although Section 3.1 includes the full, complete, and final settlement and satisfaction by Stiles
of all claims, demands and charges of every nature growing out of those matters involved in each
and every aspect of his employment relationship with Trinity, these facts shall in no manner be
deemed an admission, finding or indication — for any purpose whatsoever — that Trinity or the
Released Parties have, at any time (including the present) or in any respect, contrary to law or to
the rights of any person, violated the rights of Stiles or any other person.

ARTICLE 4

     4.1 Amendment Waiver. This Agreement may be amended, modified, superseded, or
canceled, and any of the terms, provisions, covenants, or conditions hereof may be waived, only by
a written instrument executed by the Parties hereto, or, in the case of a waiver, by the Party
waiving compliance. The failure of any Party to this Agreement at any time or times to require
performance of any provision hereof shall in no manner affect the right to enforce the same. No
waiver by any Party to this Agreement of any condition contained in this Agreement, or of the
breach of any term, provision, or covenant contained in this Agreement, in any one or more
instances, shall be deemed to be, or construed as, a further or continuing waiver of any such
condition or breach, or as a waiver of any other condition or of the breach of any other term,
provision, or covenant.

     4.2 Effect of Termination. Upon termination of this Agreement pursuant to the terms
hereof, this Agreement shall become void and of no further effect except for Sections 1.8, 1.9,
1.10, 2.1, 2.2, 2.3, 2.4, 3.1, 3.2, 3.3, 4.2, 4.3, 4.4, 4.5, 4.6 and 4.8 which shall continue in
full force and effect.

     4.3 Legal Proceedings. During the Term and for a period of twelve (12) months
immediately following the expiration date of the Term, Stiles shall, without the necessity of a
subpoena, make himself available, upon reasonable notice and at reasonable times, if deemed
necessary by Trinity, for any and all legal proceedings or threatened legal proceedings involving
Trinity or its affiliates and agrees to cooperate fully with Trinity and its affiliates in any such
legal proceeding or threatened proceeding for which Trinity or any affiliate may call him as a
witness or expert. Stiles shall also cooperate with Trinity and affiliates by providing any
requested information and reasonably assist in the preparation for any discovery or legal
proceedings. Further, Stiles shall immediately notify Trinity upon being contacted by any person
or entity not specifically authorized by Trinity requesting information about internal company
operations or matters, and Stiles shall refrain from providing any information until after
notification to and consultation with Trinity. Stiles shall be reimbursed reasonable expenses
incurred while serving as a witness for Trinity in any such proceedings. Stiles shall provide
Trinity with proper documentation for expenses prior to reimbursement.

     4.4 Governing Law and Severability. Stiles acknowledges and agrees the terms and
conditions of this Agreement are contractual and not a mere recital. Stiles further agrees and
acknowledges that the validity and/or enforceability of this Agreement will be governed by the laws
of the State of Texas, unless preempted by federal law, and that if any provision contained herein
should be determined by any court or administrative agency to be illegal, invalid, unenforceable,
or otherwise contrary to public policy, the validity and enforceability of the remaining parts,
terms, or provisions shall not be affected thereby and said illegal or invalid part, term, or
provision shall be deemed not to be a part of this Agreement.

     4.5 Entire Agreement. Except for existing written agreements referred to herein for
the purposes expressed and related to confidentiality, DCP, ISO’s, NQSO’s, and RSA’s, this
Agreement contains the entire understanding between the Parties hereto with respect to Stiles
employment, and supersedes all prior and contemporaneous agreements and understandings,
inducements, or conditions, express or implied, oral or written, except as herein contained, which
shall be deemed terminated effective immediately.

     4.6 Dispute Resolution. Except for any proceeding involving Section 2.1 or Section
2.2, any dispute, controversy or claim arising out of or in relation or connection to this
Agreement, including, without limitation, any dispute as to the construction, validity,
interpretation, enforceability, or breach of this Agreement, shall be exclusively and finally
settled by binding arbitration in accordance with the then current Arbitration Rules of the
American Arbitration Association, and any party may submit such dispute, controversy, or claim to
arbitration.

 

Each party may elect one arbitrator and the Parties shall mutually select a third arbitrator,
and all three arbitrators shall determine the dispute, controversy, or claim by a majority vote.
The arbitration shall be governed by the United States Arbitration Act, 9 U.S.C. §§ 1-16, as
amended, to the exclusion of any provision of state law inconsistent therewith or which would
produce a different result, and judgment upon the award rendered by the arbitrator may be entered
by any court having jurisdiction. The arbitration shall be held in Dallas, Texas.

     4.7 Voluntary Consent. By signing this Agreement, Stiles acknowledges (a) he has read
this Agreement and fully understands its terms and their import; (b) any and all questions
regarding the terms of this Agreement have been asked and answered to his complete satisfaction;
(c) he has had at least 21 days to consider the terms and effects of this Agreement and has either
considered it for that period of time or has knowingly and voluntarily waived his right to do so;
(d) he may revoke this Agreement by sending written notice to S. THEIS RICE, VICE PRESIDENT AND
CHIEF LEGAL OFFICER, TRINITY INDUSTRIES, INC., 2525 Stemmons Freeway, Dallas, Texas 75207, so as to
be received within seven (7) days of Stiles’ signing of this Agreement (“Revocation Period”); (e)
the receipt of the consideration described in this Agreement is expressly conditioned on his
signing of this Agreement and the expiration of the mandatory Revocation Period, without revocation
by Stiles; (f) he has been given the opportunity to consult with an attorney of his own choosing
regarding the terms of this Agreement and encouraged to do so; and (g) he is entering into this
Agreement voluntarily, of his own free will, and without any coercion, undue influence, threat, or
intimidation of any kind or type whatsoever.

     4.8 Notices. All notices or other communications to be given or delivered under or by
reason of the provisions of this Agreement shall be in writing and shall be deemed to have been
given on (a) the date when either (i) delivered personally, (ii) delivered by overnight delivery
service with signature confirmation of receipt, or (iii) subject to the following sentence,
delivered via facsimile if confirmed by appropriate receipt of the completed transmission, or (b)
the date delivered by certified or registered mail, return receipt requested and postage prepaid,
to the recipient. Any facsimile shall be effective if the facsimile receipt establishes it was
received during the recipient’s normal business hours, or at the beginning of the recipient’s next
business day after the receipt of the facsimile if the facsimile receipt establishes it was not
received during the recipient’s normal business hours. Either Party may, by written notice to the
other Party, change the address for mailing such notices.

	 	 	 

	Notices to Trinity:

	 	Trinity Industries, Inc.
	 

	 	Attn: General Counsel
	 

	 	2525 Stemmons Freeway
	 

	 	Dallas, TX 75207
	 

	 	Facsimile: [214-589-8824]
	 
	 	 
	Notices to Stiles:

	 	Mark W. Stiles
	 

	 	1152 North Highway 77
	 

	 	Italy, Texas 76651
	 
	 	 
	 

	 	With a copy to:
	 
	 	 
	 

	 	Rogge Dunn
	 

	 	Clouse Dunn Khoshbin LLP
	 

	 	1201 Elm Street, Suite 5200
	 

	 	Dallas, Texas 75270-2142
	 

	 	Fax (214) 220-3833

 

     NOW, THEREFORE, intending to be legally bound hereby, Stiles signs this Agreement on this
28th day of July, 2010.

MARK W. STILES

	 	 	 

	/s/ Mark W. Stiles
 

	 	 
	Mark W. Stiles
	 	 

     NOW, THEREFORE,
intending to be legally bound hereby, James E. Perry, an
authorized officer, executes this Agreement on behalf of Trinity Industries, Inc. this
29th day of July, 2010 (the “Effective Date”).

TRINITY INDUSTRIES, INC.

	 	 	 	 	 

	By:

	 	/s/ James E. Perry
 

	 	 

 

     

											

	 

	 	 	 	 	 	Trinity Industries, Inc.
	 	Page:
	 	1
	Options Summary

	 	 	 	 	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	 	 	 	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	 	 	 	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:37:18PM
	As of:   7/20/2010
	 	 	 	 	 	 	 	 	 	 
	Current Market Value:    $20.0000

	 	 	 	 	 	 	 	 	 	 

			

	Mark W. Stiles

	 	ID: 53170

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Option No: 0413961

	 	Option Date: 5/29/2003
	 	Shares: 26,469
	 	Price: $11.3333
	 	Plan: 1998
	 	Type: ISO
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	0
	 	5/29/2004	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	6/14/2006	 	 	Cash	 	 	8,823	 	 	$	31.4100	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/29/2005	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	6/6/2007	 	 	Cash	 	 	8,823	 	 	$	46.9800	 	 	 	 	 	 	 	 	 	 	 	 	 
	8,823
	 	5/29/2006	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	9/25/2008	 	 	Cash	 	 	8,823	 	 	$	30.0000	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8,823
	 	5/29/2007	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	 	 	 	 	 	 	26,469	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	8,823
	 	5/29/2008	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	26,469
	 	 	 	 	0	 	 	$	0.00	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Option No: 0413962

	 	Option Date: 5/29/2003
	 	Shares: 24,531
	 	Price: $11.3333
	 	Plan: 1998
	 	Type: NQ
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	10,200
	 	5/29/2004	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	8/10/2005	 	 	Same-Day Sale	 	 	10,613	 	 	$	24.6667	 	 	 	 	 	 	 	 	 	 	 	 	 
	10,200
	 	5/29/2005	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	9/1/2005	 	 	Same-Day Sale	 	 	9,788	 	 	$	25.1805	 	 	 	 	 	 	 	 	 	 	 	 	 
	1,377
	 	5/29/2006	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	6/14/2007	 	 	Same-Day Sale	 	 	2,753	 	 	$	45.0100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	1,377
	 	5/29/2007	 	 	0	 	 	$	0.00	 	 	5/29/2013	 	 	 	 	 	 	 	 	23,154	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	1,377
	 	5/29/2008	 	 	1,377	 	 	$	15,605.95	 	 	5/29/2013	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	24,531
	 	 	 	 	1,377	 	 	$	15,605.95	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Option No: 0414188

	 	Option Date: 5/10/2004
	 	Shares: 5,279
	 	Price: $18.9400
	 	Plan: 2004
	 	Type: ISO
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE  	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	0
	 	5/10/2005	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/10/2006	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/10/2007	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/10/2008	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,279
	 	5/10/2009	 	 	5,279	 	 	$	99,984.26	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,279
	 	 	 	 	5,279	 	 	$	99,984.26	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Exhibit A

 

     

											

	 

	 	 	 	 	 	Trinity Industries, Inc.
	 	Page:
	 	2
	Options Summary

	 	 	 	 	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	 	 	 	 	2525 Stemmons Freeway	 	Date:
	 	7/20/2010
	 

	 	 	 	 	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:37:18PM
	As of: 7/20/2010
	 	 	 	 	 	 	 	 	 	 
	Current Market Value:    $20.0000

	 			 	 	 	 	 	 	 

			

	Mark W. Stiles

	 	ID: 53170

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Option No: 0414189

	 	Option Date: 5/10/2004
	 	Shares: 22,772
	 	Price: $18.9400
	 	Plan: 2004
	 	Type: NQ
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	5,611
	 	5/10/2005	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	9/12/2005	 	 	Same-Day Sale	 	 	5,610	 	 	$	25.4333	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,610
	 	5/10/2006	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	6/14/2007	 	 	Same-Day Sale	 	 	11,221	 	 	$	45.0100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,610
	 	5/10/2007	 	 	0	 	 	$	0.00	 	 	5/10/2014	 	 	 	 	 	 	 	 	16,831	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,610
	 	5/10/2008	 	 	5,610	 	 	$	106,253.40	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	331
	 	5/10/2009	 	 	331	 	 	$	6,269.14	 	 	5/10/2014	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	22,772
	 	 	 	 	5,941	 	 	$	112,522.54	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	Option No: 415032
	 	Option Date: 5/9/2005	 	Shares: 5,055	 	 	 	Price: $17.9400	Plan: 2004	 	 	 	Type: ISO	 	 	 	Accept Date:	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	0
	 	5/9/2006	 	 	0	 	 	$	0.00	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/9/2007	 	 	0	 	 	$	0.00	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/9/2008	 	 	0	 	 	$	0.00	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	0
	 	5/9/2009	 	 	0	 	 	$	0.00	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,055
	 	5/9/2010	 	 	5,055	 	 	$	90,686.70	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,055
	 	 	 	 	5,055	 	 	$	90,686.70	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	Option No: 415033
	 	Option Date: 5/9/2005	 	Shares: 20,220	 	 	 	Price: $17.9400	Plan: 2004	 	 	 	Type: NQ	 	 	 	Accept Date:	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	5,055
	 	5/9/2006	 	 	0	 	 	$	0.00	 	 	5/9/2015	 	 	6/14/2007	 	 	Same-Day Sale	 	 	10,110	 	 	$	45.0100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,055
	 	5/9/2007	 	 	0	 	 	$	0.00	 	 	5/9/2015	 	 	 	 	 	 	 	 	10,110	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,055
	 	5/9/2008	 	 	5,055	 	 	$	90,686.70	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	5,055
	 	5/9/2009	 	 	5,055	 	 	$	90,686.70	 	 	5/9/2015	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	20,220
	 	 	 	 	10,110	 	 	$	181,373.40	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

 

     

	 	 	 	 	 	 	 	 	 	 	 

	 

	 	 	 	 	 	Trinity Industries, Inc.
	 	Page:
	 	3
	Options Summary

	 	 	 	 	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	 	 	 	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	 	 	 	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:37:18PM
	As of: 7/20/2010
	 	 	 	 	 	 	 	 	 	 
	Current Market Value:   $20.0000

	 			 	 	 	 	 	 	 

			

	Mark W. Stiles

	 	ID: 53170

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Option No: 416810

	 	Option Date: 12/10/2008
	 	Shares: 6,775
	 	Price: $16.2400
	 	Plan: 2004
	 	Type: ISO
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	6,775
	 	5/15/2012	 	 	0	 	 	$	0.00	 	 	12/10/2018	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	6,775
	 	 	 	 	0	 	 	$	0.00	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Option No: 416811

	 	Option Date: 12/10/2008
	 	Shares: 38,225
	 	Price: $16.2400
	 	Plan: 2004
	 	Type: NQ
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VESTING SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	CANCELLATIONS	 
	 
	Granted	 	Full Vest	 	Exercisable	 	 	Total Price	 	 	Expires	 	Date	 	 	Type	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	38,225
	 	5/15/2012	 	 	0	 	 	$	0.00	 	 	12/10/2018	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	38,225
	 	 	 	 	0	 	 	$	0.00	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 

	Total Options Exercisable:
	 	 	27,762	 
	Total Price:
	 	$	500,172.85	 
	Total Potential Gain:
	 	$	55,067.15	 

 

 

     

											

	 

	 	 	 	 	 	Trinity Industries, Inc.
	 	Page:
	 	1
	Awards Summary

	 	 	 	 	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	 	 	 	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	 	 	 	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:34:56PM
	As of: 7/20/2010
	 	 	 	 	 	 	 	 	 	 
	Current Market Value:    $20.0000

	 			 	 	 	 	 	 	 

			

	Mark W. Stiles

	 	ID: 53170

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Award No: 0414017

	 	Award Date: 5/29/2003
	 	Shares: 24,000
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AWARD SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	 	 	 	 	 	 	 	CANCELLATIONS	 	 
	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	8,000
	 	 	5/29/2007	 	 	 	8,000	 	 	Check	 	 	5/29/2007	 	 	Release	 	 	8,000	 	 	$	46.1700	 	 	 	 	 	 	 	 	 	 	 	 	 
	8,000
	 	 	5/29/2009	 	 	 	8,000	 	 	Check	 	 	5/29/2009	 	 	Release	 	 	8,000	 	 	$	15.2400	 	 	 	 	 	 	 	 	 	 	 	 	 
	8,000
	 	 	5/29/2009	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	24,000
	 	 	 	 	 	 	16,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	16,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Award No: 0414035

	 	Award Date: 12/17/2003
	 	Shares: 15,000
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AWARD SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	 	 	 	 	 	 	 	CANCELLATIONS	 	 
	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	15,000
	 	 	11/30/2013	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	15,000
	 	 	 	 	 	 	0	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Vesting has been adjusted

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Award No: 0414281

	 	Award Date: 5/11/2004
	 	Shares: 42,750
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AWARD SCHEDULE	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	 	 	 	 	 	 	 	CANCELLATIONS	 	 
	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	14,250
	 	 	5/11/2008	 	 	 	14,250	 	 	Check	 	 	5/11/2008	 	 	Release	 	 	14,250	 	 	$	33.4700	 	 	 	 	 	 	 	 	 	 	 	 	 
	14,250
	 	 	5/11/2010	 	 	 	14,250	 	 	Check	 	 	5/11/2010	 	 	Release	 	 	14,250	 	 	$	23.6900	 	 	 	 	 	 	 	 	 	 	 	 	 
	14,250
	 	 	5/11/2012	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	42,750
	 	 	 	 	 	 	28,500	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	28,500	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 	 

	Award No: 413711

	 	Award Date: 4/2/2001
	 	Shares: 15,000
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AWARD SCHEDULE	 	 	 	 	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	 	 	 	 	 	 	 	 	 	CANCELLATIONS	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Issued	 	Vest Date	 	 	Vested	 	 	Method	 	 	Date	 	 	Type	 	 	Shares	 	 	Value	 	 	Date	 	 	Reason	 	 	Shares	 
	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Exhibit B

 

     

							

	 

	 	Trinity Industries, Inc.
	 	Page:
	 	 2 
	Awards Summary

	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:34:56PM
	As of: 7/20/2010
	 	 	 	 	 	 
	Current Market Value:    $20.0000
	 	 	 	 	 	 
	Mark W. Stiles

	 	ID: 53170	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 413711
	 	Award Date: 4/2/2001
	 	Shares: 15,000
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	9,000	 	 	 	4/2/2004	 	 	 	9,000	 	 	Check	 	 	4/2/2004	 	 	Release	 	 	9,000	 	 	$	19.6267	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	3,000	 	 	 	4/2/2005	 	 	 	3,000	 	 	Check	 	 	4/2/2005	 	 	Release	 	 	3,000	 	 	$	18.6200	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	3,000	 	 	 	4/2/2006	 	 	 	3,000	 	 	Check	 	 	4/2/2006	 	 	Release	 	 	3,000	 	 	$	36.2600	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	15,000	 	 	 	 	 	 	 	15,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	15,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 413783
	 	Award Date: 12/12/2001
	 	Shares: 4,500
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	4,500	 	 	 	12/12/2004	 	 	 	4,500	 	 	Check	 	 	12/12/2004	 	 	Release	 	 	4,500	 	 	$	21.1067	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	4,500	 	 	 	 	 	 	 	4,500	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	4,500	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 413801
	 	Award Date: 3/21/1997
	 	Shares: 3,000
	 	Price: $0.0000
	 	Plan: 1993
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	3,000	 	 	 	11/30/2013	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	3,000	 	 	 	 	 	 	 	0	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Vesting has been adjusted

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 413812
	 	Award Date: 3/12/1998
	 	Shares: 1,500
	 	Price: $0.0000
	 	Plan: 1993
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	1,500	 	 	 	11/30/2013	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	1,500	 	 	 	 	 	 	 	0	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Vesting has been adjusted

 

     

							

	Awards Summary

	 	Trinity Industries, Inc.
	 	Page:
	 	 3 
	 

	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:34:56PM
	As of: 7/20/2010
	 	 	 	 	 	 
	Current Market Value:    $20.0000
	 	 	 	 	 	 
	Mark W. Stiles

	 	ID: 53170	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 413831
	 	Award Date: 12/7/1998
	 	Shares: 2,250
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	2,250	 	 	 	11/30/2013	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	2,250	 	 	 	 	 	 	 	0	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Vesting has been adjusted

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 413858
	 	Award Date: 12/9/1999
	 	Shares: 3,750
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	3,750	 	 	 	11/30/2013	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	3,750	 	 	 	 	 	 	 	0	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Vesting has been adjusted

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 414101
	 	Award Date: 5/9/2002
	 	Shares: 15,000
	 	Price: $0.0000
	 	Plan: 1998
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	9,000	 	 	 	5/9/2005	 	 	 	9,000	 	 	Check	 	 	5/9/2005	 	 	Release	 	 	9,000	 	 	$	17.9800	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	3,000	 	 	 	5/9/2006	 	 	 	3,000	 	 	Check	 	 	5/9/2006	 	 	Release	 	 	3,000	 	 	$	46.2800	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	3,000	 	 	 	5/9/2007	 	 	 	3,000	 	 	Check	 	 	5/9/2007	 	 	Release	 	 	3,000	 	 	$	45.0000	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	15,000	 	 	 	 	 	 	 	15,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	15,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 415008
	 	Award Date: 3/14/2005
	 	Shares: 4,950
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	4,950	 	 	 	11/30/2011	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	4,950	 	 	 	 	 	 	 	0	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

Vesting has been adjusted

 

     

							

	Awards Summary

	 	Trinity Industries, Inc.
	 	Page:
	 	 4 
	 

	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:34:56PM
	As of: 7/20/2010
	 	 	 	 	 	 
	Current Market Value:    $20.0000
	 	 	 	 	 	 
	Mark W. Stiles

	 	ID: 53170	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 415288
	 	Award Date: 5/9/2005
	 	Shares: 40,500
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	13,500	 	 	 	5/9/2009	 	 	 	13,500	 	 	Check	 	 	5/9/2009	 	 	Release	 	 	13,500	 	 	$	16.9500	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	13,500	 	 	 	5/9/2011	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	13,500	 	 	 	5/9/2013	 	 	 	0	 	 	Check	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	40,500	 	 	 	 	 	 	 	13,500	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	13,500	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 415587
	 	Award Date: 5/15/2006
	 	Shares: 16,500
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	5,500	 	 	 	5/15/2007	 	 	 	5,500	 	 	Trade	 	 	5/15/2007	 	 	Release	 	 	5,500	 	 	$	46.6800	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	5,500	 	 	 	5/15/2009	 	 	 	5,500	 	 	Trade	 	 	5/15/2009	 	 	Release	 	 	5,500	 	 	$	14.4100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	5,500	 	 	 	5/15/2011	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	16,500	 	 	 	 	 	 	 	11,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	11,000	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 416062
	 	Award Date: 5/7/2007
	 	Shares: 23,700
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	7,900	 	 	 	5/15/2008	 	 	 	7,900	 	 	Trade	 	 	5/15/2008	 	 	Release	 	 	7,900	 	 	$	37.5000	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	7,900	 	 	 	5/15/2010	 	 	 	7,900	 	 	Trade	 	 	5/15/2010	 	 	Release	 	 	7,900	 	 	$	23.5100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	7,900	 	 	 	5/15/2012	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	23,700	 	 	 	 	 	 	 	15,800	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	15,800	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 416287
	 	Award Date: 5/5/2008
	 	Shares: 26,400
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 

 

     

							

	Awards Summary

	 	Trinity Industries, Inc.
	 	Page:
	 	 5 
	 

	 	ID:75-0225040
	 	File:
	 	Optsum
	 

	 	2525 Stemmons Freeway
	 	Date:
	 	7/20/2010
	 

	 	Dallas, Texas 75207-2401
	 	Time:
	 	3:34:56PM
	As of: 7/20/2010
	 	 	 	 	 	 
	Current Market Value:    $20.0000
	 	 	 	 	 	 
	Mark W. Stiles

	 	ID: 53170	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 416287
	 	Award Date: 5/5/2008
	 	Shares: 26,400
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	5,280	 	 	 	5/15/2009	 	 	 	5,280	 	 	Trade	 	 	5/15/2009	 	 	Release	 	 	5,280	 	 	$	14.4100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	5,280	 	 	 	5/15/2010	 	 	 	5,280	 	 	Trade	 	 	5/15/2010	 	 	Release	 	 	5,280	 	 	$	23.5100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	5,280	 	 	 	5/15/2011	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	5,280	 	 	 	5/15/2012	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	5,280	 	 	 	5/15/2013	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	26,400	 	 	 	 	 	 	 	10,560	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	10,560	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

													
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Award No: 417380
	 	Award Date: 5/4/2009
	 	Shares: 32,200
	 	Price: $0.0000
	 	Plan: 2004
	 	Type: RSA
	 	Accept Date:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	AWARD SCHEDULE	 	 	 	 	 	TRANSACTIONS	 	 	 	 	 	CANCELLATIONS
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	Tax Payment	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Issued	 	Vest Date	 	Vested	 	Method	 	Date	 	Type	 	Shares	 	Value	 	Date	 	Reason	 	Shares
	 
	 
	 	 	6,440	 	 	 	5/15/2010	 	 	 	6,440	 	 	Trade	 	 	5/15/2010	 	 	Release	 	 	6,440	 	 	$	23.5100	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	6,440	 	 	 	5/15/2011	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	6,440	 	 	 	5/15/2012	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	6,440	 	 	 	5/15/2013	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	6,440	 	 	 	5/15/2014	 	 	 	0	 	 	Trade	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	32,200	 	 	 	 	 	 	 	6,440	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	6,440	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 

	Total Awards Earned But Not Yet Released:
	 	 	0	 
	Total Price:
	 	$	0.00	 
	Total Potential Gain
	 	$	0.00

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00176-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00176-of-00352.parquet"}]]