Document:

Exhibit 4.1

                         NATIONAL HEALTH PARTNERS, INC.

                  2011 EMPLOYEE AND CONSULTANT STOCK PLAN NO. 3

                          AS ADOPTED SEPTEMBER 23, 2011

1. PURPOSE.

     The purpose of this Plan is to provide incentives to attract, retain and
motivate eligible persons whose present and potential contributions are
important to the success of the Company by offering them an opportunity to
participate in the Company's future performance through awards of Options,
Restricted Stock and Stock Bonuses. Capitalized terms not defined in the text
are defined in Section 2.

2. DEFINITIONS.

     As used in this Plan, the following terms will have the following meanings:

     "AWARD" means any award under this Plan, including any Option, Restricted
Stock or Stock Bonus.

     "AWARD AGREEMENT" means, with respect to each Award, the signed written
agreement between the Company and the Participant setting forth the terms and
conditions of the Award.

     "BOARD" means the Board of Directors of the Company.

     "CAUSE" means any cause, as defined by applicable law, for the termination
of a Participant's employment with the Company or a Parent or Subsidiary of the
Company.

     "CODE" means the Internal Revenue Code of 1986, as amended.

     "COMPANY" means National Health Partners, Inc., an Indiana corporation, or
any successor corporation.

     "DEBT OBLIGATION" means any obligation of the Company to a Participant
(including an Insider) for accounting, engineering, legal and other services
rendered to the Company.

     "DISABILITY" means a disability, whether temporary or permanent, partial or
total, as determined by the Board.

     "EXCHANGE ACT" means the Securities Exchange Act of 1934, as amended.

     "EXCHANGE PRICE" means the price at which Shares are exchanged with holders
of Debt Obligations.

     "EXERCISE PRICE" means the price at which a holder of an Option may
purchase the Shares issuable upon exercise of the Option.
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     "FAIR MARKET VALUE" means, as of any date, the value of a share of the
Company's Common Stock determined as follows:

     (a)  if such Common Stock is publicly traded and is then listed on a
          national securities exchange, its closing price on the date of
          determination on the principal national securities exchange on which
          the Common Stock is listed or admitted to trading as reported in The
          Wall Street Journal;

     (b)  if such Common Stock is quoted on the NASDAQ National Market, its
          closing price on the NASDAQ National Market on the date of
          determination as reported in The Wall Street Journal;

     (c)  if such Common Stock is publicly traded but is not listed or admitted
          to trading on a national securities exchange, the average of the
          closing bid and asked prices on the date of determination as reported
          by Bloomberg, L.P.;

     (d)  in the case of an Award made on the Effective Date, the price per
          share at which shares of the Company's Common Stock are initially
          offered for sale to the public by the Company's underwriters in the
          initial public offering of the Company's Common Stock pursuant to a
          registration statement filed with the SEC under the Securities Act; or

     (e)  if none of the foregoing is applicable, by the Board in good faith.

     "INSIDER" means an officer or director of the Company or any other person
whose transactions in the Company's Common Stock are subject to Section 16 of
the Exchange Act.

     "OPTION" means an award of an option to purchase Shares pursuant to Section
6.

     "PARTICIPANT" means a person who receives an Award under this Plan.

     "PERFORMANCE FACTORS" means the factors selected by the Board, in its sole
and absolute discretion, from among the following measures to determine whether
the performance goals applicable to Awards have been satisfied:

     (a)  Net revenue and/or net revenue growth;

     (b)  Earnings before income taxes and amortization and/or earnings before
          income taxes and amortization growth;

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     (c)  Operating income and/or operating income growth;

     (d)  Net income and/or net income growth;

     (e)  Earnings per share and/or earnings per share growth;

     (f)  Total stockholder return and/or total stockholder return growth;

     (g)  Return on equity;

     (h)  Operating cash flow return on income;

     (i)  Adjusted operating cash flow return on income;

     (j)  Economic value added;

     (k)  Individual confidential business objectives;

     (l)  Serving on the Board;

     (m)  Assisting the Company's entry into major business relationships; and

     (n)  Any other performance benchmark, goal or milestone determined by the
          Board in its sole and absolute discretion.

     "PERFORMANCE PERIOD" means the period of service determined by the Board,
not to exceed five years, during which years of service or performance is to be
measured for Restricted Stock Awards or Stock Bonuses.

     "PLAN" means this National Health Partners, Inc. 2011 Employee and
Consultant Stock Plan No. 3, as amended from time to time.

     "RESTRICTED STOCK AWARD" means an award of Shares pursuant to Section 7.

     "SEC" means the Securities and Exchange Commission.

     "SECURITIES ACT" means the Securities Act of 1933, as amended.

     "SHARES" means shares of the Company's Common Stock reserved for issuance
under this Plan, as adjusted pursuant to Sections 3 and 19, and any successor
security.

     "STOCK BONUS" means an award of Shares, or cash in lieu of Shares, pursuant
to Section 8.

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     "TERMINATION" or "TERMINATED" means, for purposes of this Plan with respect
to a Participant, that the Participant has for any reason ceased to provide
services as an employee, officer, director, consultant, independent contractor,
or advisor to the Company. An employee will not be deemed to have ceased to
provide services in the case of (i) sick leave, (ii) military leave, or (iii)
any other leave of absence approved by the Company, provided that such leave is
for a period of not more than 90 days, unless reemployment upon the expiration
of such leave is guaranteed by contract or statute or unless provided otherwise
pursuant to a formal policy adopted from time to time by the Company and issued
and promulgated to employees in writing. In the case of any employee on an
approved leave of absence, the Board may make such provisions respecting
suspension of vesting of the Award while on leave from the employ of the Company
or a Subsidiary as it may deem appropriate, except that in no event may an
Option be exercised after the expiration of the term set forth in the Option
agreement. The Board will have sole discretion to determine whether a
Participant has ceased to provide services and the effective date on which the
Participant ceased to provide services ("TERMINATION DATE").

     "UNVESTED SHARES" means "Unvested Shares" as defined in the Award
Agreement.

     "VESTED SHARES" means "Vested Shares" as defined in the Award Agreement.

3. SHARES SUBJECT TO THE PLAN.

     3.1 NUMBER OF SHARES AVAILABLE. Subject to Sections 3.2 and 19, the total
aggregate number of Shares reserved and available for grant and issuance
pursuant to this Plan will be 10,000,000 plus Shares that are subject to: (a)
issuance upon exercise of an Option but cease to be subject to such Option for
any reason other than exercise of such Option; (b) an Award granted hereunder
but forfeited or repurchased by the Company at the original issue price; and (c)
an Award that otherwise terminates without Shares being issued. At all times the
Company shall reserve and keep available a sufficient number of Shares as shall
be required to satisfy the requirements of all outstanding Options granted under
this Plan and all other outstanding but unvested Awards granted under this Plan.

     3.2 ADJUSTMENT OF SHARES. In the event that the number of outstanding
shares is changed by a stock dividend, recapitalization, stock split, reverse
stock split, subdivision, combination, reclassification or similar change in the
capital structure of the Company without consideration, then (a) the number of
Shares reserved for issuance under this Plan, (b) the Exercise Prices of and
number of Shares subject to outstanding Options, and (c) the number of Shares
subject to other outstanding Awards will be proportionately adjusted, subject to
any required action by the Board or the stockholders of the Company and
compliance with applicable securities laws; provided, however, that fractions of
a Share will not be issued but will either be replaced by a cash payment equal
to the Fair Market Value of such fraction of a Share or will be rounded up to
the nearest whole Share, as determined by the Board.

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4. ELIGIBILITY.

     ISOs (as defined in Section 6 below) may be granted only to employees
(including officers and directors who are also employees) of the Company. All
other Awards may be granted to employees, officers, directors, consultants,
independent contractors and advisors of the Company or any Parent or Subsidiary
of the Company; provided such consultants, contractors and advisors render bona
fide services not in connection with the offer and sale of securities in a
capital-raising transaction.

5. ADMINISTRATION.

     5.1 BOARD AUTHORITY. This Plan will be administered by the Board. Subject
to the general purposes, terms and conditions of this Plan, the Board will have
full power to implement and carry out this Plan. Without limitation, the Board
will have the authority to:

     (a)  construe and interpret this Plan, any Award Agreement and any other
          agreement or document executed pursuant to this Plan;

     (b)  prescribe, amend and rescind rules and regulations relating to this
          Plan or any Award;

     (c)  select persons to receive Awards;

     (d)  determine the form and terms of Awards;

     (e)  determine the number of Shares or other consideration subject to
          Awards;

     (f)  determine whether Awards will be granted singly, in combination with,
          in tandem with, in replacement of, or as alternatives to, other Awards
          under this Plan or any other incentive or compensation plan of the
          Company or any Parent or Subsidiary of the Company;

     (g)  grant waivers of Plan or Award conditions;

     (h)  determine the vesting, ability to exercise and payment of Awards;

     (i)  correct any defect, supply any omission or reconcile any inconsistency
          in this Plan, any Award or any Award Agreement;

     (j)  determine whether an Award has been earned;

          and

     (k)  make all other determinations necessary or advisable for the
          administration of this Plan.

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     5.2 BOARD DISCRETION. Any determination made by the Board with respect to
any Award will be made at the time of grant of the Award or, unless in
contravention of any express term of this Plan or Award, at any later time, and
such determination will be final and binding on the Company and on all persons
having an interest in any Award under this Plan. The Board may delegate to one
or more officers of the Company the authority to grant an Award under this Plan
to Participants who are not Insiders of the Company.

6. OPTIONS.

     The Board may grant Options to eligible persons and will determine whether
such Options will be Incentive Stock Options within the meaning of the Code
("ISO") or Nonqualified Stock Options ("NQSOS"), the number of Shares subject to
the Option, the Exercise Price of the Option, the period during which the Option
may be exercised, and all other terms and conditions of the Option, subject to
the following:

     6.1 FORM OF OPTION GRANT. Each Option granted under this Plan will be
evidenced by an Award Agreement that will expressly identify the Option as an
ISO or an NQSO (hereinafter referred to as the "STOCK OPTION AGREEMENT"), and
will be in such form and contain such provisions (which need not be the same for
each Participant) as the Board may from time to time approve, and which will
comply with and be subject to the terms and conditions of this Plan.

     6.2 DATE OF GRANT. The date of grant of an Option will be the date on which
the Board makes the determination to grant such Option, unless otherwise
specified by the Board. The Stock Option Agreement and a copy of this Plan will
be delivered to the Participant within a reasonable time after the granting of
the Option.

     6.3 EXERCISE PERIOD. Options may be exercisable within the times or upon
the events determined by the Board as set forth in the Stock Option Agreement
governing such Option; provided, however, that no Option will be exercisable
after the expiration of ten (10) years from the date the Option is granted; and
provided further that no ISO granted to a person who directly or by attribution
owns more than ten percent (10%) of the total combined voting power of all
classes of stock of the Company or of any Parent or Subsidiary of the Company
("TEN PERCENT STOCKHOLDER") will be exercisable after the expiration of five (5)
years from the date the ISO is granted. The Board also may provide for Options
to become exercisable at one time or from time to time, periodically or
otherwise, in such number of Shares or percentage of Shares as the Board
determines. All Options granted hereunder shall grant the Participants the right
to exercise their Options immediately or at the rate of at least 20% per year
for five years, subject to the continued employment of the Participant by the
Company.

     6.4 EXERCISE PRICE. The Exercise Price of an Option will be determined by
the Board when the Option is granted and may be not less than 85% of the Fair
Market Value of the Shares on the date of grant; provided that: (a) the Exercise
Price of an ISO will be not less than 100% of the Fair Market Value of the
Shares on the date of grant; and (b) the Exercise Price of any ISO granted to a
Ten Percent Stockholder will not be less than 110% of the Fair Market Value of

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the Shares on the date of grant. Payment for the Shares purchased may be made in
accordance with Section 9 of this Plan.

     6.5 METHOD OF EXERCISE. Options may be exercised only by delivery to the
Company of a written stock option exercise agreement ("EXERCISE AGREEMENT") in a
form approved by the Board, (which need not be the same for each Participant),
stating the number of Shares being purchased, the restrictions imposed on the
Shares purchased under such Exercise Agreement, if any, and such representations
and agreements regarding Participant's investment intent and access to
information and other matters, if any, as may be required or desirable by the
Company to comply with applicable securities laws, together with payment in full
of the Exercise Price for the number of Shares being purchased.

     6.6 TERMINATION. Notwithstanding the exercise periods set forth in the
Stock Option Agreement, exercise of an Option will always be subject to the
following:

             (a) If the Participant's service is Terminated for any reason
except death or Disability, then the Participant may exercise such Participant's
Options only to the extent that such Options would have been exercisable upon
the Termination Date no later than three (3) months after the Termination
Date(or such shorter or longer time period not exceeding five (5) years as may
be determined by the Board, with any exercise beyond three (3) months after the
Termination Date deemed to be an NQSO), but in any event, no later than the
expiration date of the Options.

             (b) If the Participant's service is Terminated because of
Participant's death or Disability (or the Participant dies within three (3)
months after a Termination other than for Cause or because of Participant's
Disability), then Participant's Options may be exercised only to the extent that
such Options would have been exercisable by Participant on the Termination Date
and must be exercised by Participant (or Participant's legal representative or
authorized assignee) no later than twelve (12) months after the Termination Date
(or such shorter or longer time period not exceeding five (5) years as may be
determined by the Board, with any such exercise beyond (i) three (3) months
after the Termination Date when the Termination is for any reason other than the
Participant's death or Disability, or (ii) twelve (12) months after the
Termination Date when the Termination is for Participant's death or Disability,
deemed to be an NQSO), but in any event no later than the expiration date of the
Options.

             (c) Notwithstanding the provisions in paragraph 6.6(a) above, if a
Participant's service is Terminated for Cause, neither the Participant, the
Participant's estate nor such other person who may then hold the Option shall be
entitled to exercise any Option with respect to any Shares whatsoever, after
Termination, whether or not after Termination the Participant may receive
payment from the Company or Subsidiary for vacation pay, for services rendered
prior to Termination, for services rendered for the day on which Termination
occurs, for salary in lieu of notice, or for any other benefits. For the purpose
of this paragraph, Termination shall be deemed to occur on the date when the
Company dispatches notice or advice to the Participant that his service is
Terminated.

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     6.7 LIMITATIONS ON EXERCISE. The Board may specify a reasonable minimum
number of Shares that may be purchased on any exercise of an Option, provided
that such minimum number will not prevent Participant from exercising the Option
for the full number of Shares for which it is then exercisable.

     6.8 LIMITATIONS ON ISO. The aggregate Fair Market Value (determined as of
the date of grant) of Shares with respect to which ISO are exercisable for the
first time by a Participant during any calendar year (under this Plan or under
any other incentive stock option plan of the Company, Parent or Subsidiary of
the Company) will not exceed $100,000. If the Fair Market Value of Shares on the
date of grant with respect to which ISO are exercisable for the first time by a
Participant during any calendar year exceeds $100,000, then the Options for the
first $100,000 worth of Shares to become exercisable in such calendar year will
be ISO and the Options for the amount in excess of $100,000 that become
exercisable in that calendar year will be NQSOs. In the event that the Code or
the regulations promulgated thereunder are amended after the Effective Date of
this Plan to provide for a different limit on the Fair Market Value of Shares
permitted to be subject to ISO, such different limit will be automatically
incorporated herein and will apply to any Options granted after the effective
date of such amendment.

     6.9 MODIFICATION, EXTENSION OR RENEWAL. The Board may modify, extend or
renew outstanding Options and authorize the grant of new Options in substitution
therefor, provided that any such action may not, without the written consent of
a Participant, impair any of such Participant's rights under any Option
previously granted. Any outstanding ISO that is modified, extended, renewed or
otherwise altered will be treated in accordance with Section 424(h) of the Code.
The Board may reduce the Exercise Price of outstanding Options without the
consent of Participants affected by a written notice to them; provided, however,
that the Exercise Price may not be reduced below the minimum Exercise Price that
would be permitted under Section 6.4 of this Plan for Options granted on the
date the action is taken to reduce the Exercise Price.

     6.10 NO DISQUALIFICATION. Notwithstanding any other provision in this Plan,
no term of this Plan relating to ISO will be interpreted, amended or altered,
nor will any discretion or authority granted under this Plan be exercised, so as
to disqualify this Plan under Section 422 of the Code or, without the consent of
the Participant affected, to disqualify any ISO under Section 422 of the Code.

7. RESTRICTED STOCK.

     A Restricted Stock Award is an offer by the Company to sell to an eligible
person Shares that are subject to restrictions. The Board will determine to whom
an offer will be made, the number of Shares the person may purchase, the price
to be paid ("PURCHASE PRICE"), the restrictions to which the Shares will be
subject, and all other terms and conditions of the Restricted Stock Award,
subject to the following:

     7.1 FORM OF RESTRICTED STOCK AWARD. All purchases under a Restricted Stock
Award made pursuant to this Plan will be evidenced by an Award
Agreement("RESTRICTED STOCK PURCHASE AGREEMENT") that will be in such form

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(which need not be the same for each Participant) as the Board will from time to
time approve, and will comply with and be subject to the terms and conditions of
this Plan. The offer of Restricted Stock will be accepted by the Participant's
execution and delivery of the Restricted Stock Purchase Agreement and full
payment for the Shares to the Company within thirty (30) days from the date the
Restricted Stock Purchase Agreement is delivered to the person. If such person
does not execute and deliver the Restricted Stock Purchase Agreement along with
full payment for the Shares to the Company within thirty (30) days, then the
offer will terminate, unless otherwise extended by the Board.

     7.2 PURCHASE PRICE. The Purchase Price of Shares sold pursuant to a
Restricted Stock Award will be determined by the Board on the date the
Restricted Stock Award is granted, except in the case of a sale to a Ten Percent
Stockholder, in which case the Purchase Price will be 110% of the Fair Market
Value. Payment of the Purchase Price must be made in accordance with Section 9
of this Plan.

     7.3 TERMS OF RESTRICTED STOCK AWARDS. Restricted Stock Awards shall be
subject to such restrictions as the Board may impose. These restrictions may be
based upon completion of a specified number of years of service with the Company
or upon completion of the performance goals as set out in advance in the
Participant's individual Restricted Stock Purchase Agreement. Restricted Stock
Awards may vary from Participant to Participant and between groups of
Participants. Prior to the grant of a Restricted Stock Award, the Board shall:
(a) determine the nature, length and starting date of any Performance Period for
the Restricted Stock Award; (b) select from among the Performance Factors to be
used to measure performance goals, if any; and (c) determine the number of
Shares that may be awarded to the Participant. Prior to the payment of any
Restricted Stock Award, the Board shall determine the extent to which such
Restricted Stock Award has been earned. Performance Periods may overlap and
Participants may participate simultaneously with respect to Restricted Stock
Awards that are subject to different Performance Periods and have different
performance goals and other criteria.

     7.4 TERMINATION DURING PERFORMANCE PERIOD. If a Participant is Terminated
during a Performance Period for any reason, then such Participant will be
entitled to payment (whether in Shares, cash or otherwise) with respect to the
Restricted Stock Award only to the extent earned as of the date of Termination
in accordance with the Restricted Stock Purchase Agreement, unless the Board
determines otherwise.

     7.5 "RESTRICTED STOCK MEANS." "Restricted Stock" as used in this Plan means
Shares that are subject to restrictions imposed by this Plan and not by
restrictions required by the Securities Act and, therefore, "Restricted Stock"
is not intended to be the same as "Restricted Securities" under the Securities
Act.

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8. STOCK BONUSES.

     8.1 AWARDS OF STOCK BONUSES. A Stock Bonus is an award of Shares (which may
consist of Restricted Stock) for extraordinary services rendered to the Company.
A Stock Bonus will be awarded pursuant to an Award Agreement ("STOCK BONUS
AGREEMENT") that will be in such form (which need not be the same for each
Participant) as the Board will from time to time approve, and will comply with
and be subject to the terms and conditions of this Plan. A Stock Bonus may be
awarded upon satisfaction of such performance goals as are set out in advance in
the Participant's individual Award Agreement ("PERFORMANCE STOCK BONUS
AGREEMENT") that will be in such form (which need not be the same for each
Participant) as the Board will from time to time approve, and will comply with
and be subject to the terms and conditions of this Plan. Stock Bonuses may vary
from Participant to Participant and between groups of Participants, and may be
based upon the achievement of the Company and/or individual performance factors
or upon such other criteria as the Board may determine.

     8.2 TERMS OF STOCK BONUSES. The Board will determine the number of Shares
to be awarded to the Participant. If the Stock Bonus is being earned upon the
satisfaction of performance goals pursuant to a Performance Stock Bonus
Agreement, then the Board will: (a) determine the nature, length and starting
date of any Performance Period for each Stock Bonus; (b) select from among the
Performance Factors to be used to measure the performance, if any; and (c)
determine the number of Shares that may be awarded to the Participant. Prior to
the payment of any Stock Bonus, the Board shall determine the extent to which
such Stock Bonuses have been earned. Performance Periods may overlap and
Participants may participate simultaneously with respect to Stock Bonuses that
are subject to different Performance Periods and different performance goals and
other criteria. The number of Shares may be fixed or may vary in accordance with
such performance goals and criteria as may be determined by the Board. The Board
may adjust the performance goals applicable to the Stock Bonuses to take into
account changes in law and accounting or tax rules and to make such adjustments
as the Board deems necessary or appropriate to reflect the impact of
extraordinary or unusual items, events or circumstances to avoid windfalls or
hardships.

     8.3 FORM OF PAYMENT. The earned portion of a Stock Bonus may be paid to the
Participant by the Company either currently or on a deferred basis, with such
interest or dividend equivalent, if any, as the Board may determine. Payment may
be made in the form of cash or whole Shares or a combination thereof, either in
a lump sum payment or in installments, all as the Board will determine.

9. PAYMENT FOR SHARE PURCHASES.

     9.1 PAYMENT. Payment for Shares purchased pursuant to this Plan may be made
in cash (by check) or, where expressly approved for the Participant by the Board
and where permitted by law:

     (a)  by cancellation of, or credit against, indebtedness of the Company to
          the Participant;

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     (b)  by surrender of shares that either: (1) have been owned by Participant
          for more than one year and have been paid for within the meaning of
          Rule 144 of the Securities Act of 1933 (and, if such shares were
          purchased from the Company by use of a promissory note, such note has
          been fully paid with respect to such shares); or (2) were obtained by
          Participant in the public market;

     (c)  by waiver of compensation due or accrued to the Participant for
          services rendered; or

     (e)  by any combination of the foregoing.

10. WITHHOLDING TAXES.

     10.1 WITHHOLDING GENERALLY. Whenever Shares are to be issued in
satisfaction of Awards granted under this Plan, the Company may require the
Participant to remit to the Company an amount sufficient to satisfy federal,
state and local withholding tax requirements prior to the delivery of any
certificate or certificates for such Shares. Whenever, under this Plan, payments
in satisfaction of Awards are to be made in cash, such payment will be net of an
amount sufficient to satisfy federal, state, and local withholding tax
requirements.

     10.2 STOCK WITHHOLDING. When, under applicable tax laws, a participant
incurs tax liability in connection with the exercise or vesting of any Award
that is subject to tax withholding and the Participant is obligated to pay the
Company the amount required to be withheld, the Board may allow the Participant
to satisfy the minimum withholding tax obligation by electing to have the
Company withhold from the Shares to be issued that number of Shares having a
Fair Market Value equal to the minimum amount required to be withheld,
determined on the date that the amount of tax to be withheld is to be
determined. All elections by a Participant to have Shares withheld for this
purpose will be made in accordance with the requirements established by the
Board and be in writing in a form acceptable to the Board.

11. PRIVILEGES OF STOCK OWNERSHIP.

     11.1 VOTING AND DIVIDENDS. No Participant will have any of the rights of a
stockholder with respect to any Shares until the Shares are issued to the
Participant. After Shares are issued to the Participant, the Participant will be
a stockholder and will have all the rights of a stockholder with respect to such
Shares, including the right to vote and receive all dividends or other
distributions made or paid with respect to such Shares; provided, that if such
Shares are Restricted Stock, then any new, additional or different securities
the Participant may become entitled to receive with respect to such Shares by
virtue of a stock dividend, stock split or any other change in the corporate or
capital structure of the Company will be subject to the same restrictions as the
Restricted Stock; provided, further, that the Participant will have no right to
retain such stock dividends or stock distributions with respect to Shares that
are repurchased at the Participant's Purchase Price or Exercise Price pursuant
to Section 12.

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12. TRANSFERABILITY.

     Awards granted under this Plan, and any interest therein, will not be
transferable or assignable by Participant, and may not be made subject to
execution, attachment or similar process, other than by will or by the laws of
descent and distribution. During the lifetime of the Participant an Award will
be exercisable only by the Participant. During the lifetime of the Participant,
any elections with respect to an Award may be made only by the Participant
unless otherwise determined by the Board and set forth in the Award Agreement
with respect to Awards that are not ISOs.

13. RESTRICTIONS ON SHARES.

     At the discretion of the Board, the Company may reserve to itself and/or
its assignee(s) in the Award Agreement a right to repurchase a portion of or all
Unvested Shares held by a Participant following such Participant's Termination
at any time within ninety (90) days after the later of (a) Participant's
Termination Date, or (b) the date Participant purchases Shares under this Plan.
Such repurchase by the Company shall be for cash and/or cancellation of purchase
money indebtedness, and the price per share shall be the Participant's Exercise
Price or the Purchase Price, as applicable; provided that the Company's right to
repurchase at the original Purchase Price shall lapse at the rate of 20% of
Unvested Shares per year over five years from the date the Options were granted
(without respect to the date the Options were exercised or became exercisable).

14.      CERTIFICATES.

     All certificates for Shares or other securities delivered under this Plan
will be subject to such stock transfer orders, legends and other restrictions as
the Board may deem necessary or advisable, including restrictions under any
applicable federal, state or foreign securities law, or any rules, regulations
and other requirements of the SEC or any stock exchange or automated quotation
system upon which the Shares may be listed or quoted.

15. ESCROW; PLEDGE OF SHARES.

     To enforce any restrictions on a Participant's Shares, the Board may
require the Participant to deposit all certificates representing Shares,
together with stock powers or other instruments of transfer approved by the
Board appropriately endorsed in blank, with the Company or an agent designated
by the Company to hold in escrow until such restrictions have lapsed or
terminated, and the Board may cause a legend or legends referencing such
restrictions to be placed on the certificates. Any Participant who is permitted
to execute a promissory note as partial or full consideration for the purchase
of Shares under this Plan will be required to pledge and deposit with the
Company all or part of the Shares so purchased as collateral to secure the
payment of Participant's obligation to the Company under the promissory note;
provided, however, that the Board may require or accept other or additional
forms of collateral to secure the payment of such obligation and, in any event,
the Company will have full recourse against the Participant under the promissory

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note notwithstanding any pledge of the Participant's Shares or other collateral.
In connection with any pledge of the Shares, Participant will be required to
execute and deliver a written pledge agreement in such form as the Board will
from time to time approve. The Shares purchased with the promissory note may be
released from the pledge on a pro rata basis as the promissory note is paid.

16. EXCHANGE AND BUYOUT OF AWARDS.

     The Board may, at any time or from time to time, authorize the Company,
with the consent of the respective Participants, to issue new Awards in exchange
for the surrender and cancellation of any or all outstanding Awards. The Board
may at any time buy from a Participant an Award previously granted with payment
in cash, Shares (including Restricted Stock) or other consideration, based on
such terms and conditions as the Board and the Participant may agree.

17. SECURITIES LAW AND OTHER REGULATORY COMPLIANCE.

     An Award will not be effective unless such Award is in compliance with all
applicable federal and state securities laws, rules and regulations of any
governmental body, and the requirements of any stock exchange or automated
quotation system upon which the Shares may then be listed or quoted, as they are
in effect on the date of grant of the Award and also on the date of exercise or
other issuance. Notwithstanding any other provision in this Plan, the Company
will have no obligation to issue or deliver certificates for Shares under this
Plan prior to: (a) obtaining any approvals from governmental agencies that the
Company determines are necessary or advisable; and/or (b) completion of any
registration or other qualification of such Shares under any state or federal
law or ruling of any governmental body that the Company determines to be
necessary or advisable. The Company will be under no obligation to register the
Shares with the SEC or to effect compliance with the registration, qualification
or listing requirements of any state securities laws, stock exchange or
automated quotation system, and the Company will have no liability for any
failure to do so.

18. NO OBLIGATION TO EMPLOY.

     Nothing in this Plan or any Award granted under this Plan will confer or be
deemed to confer on any Participant any right to continue in the employ of, or
to continue any other relationship with, the Company or any Parent or Subsidiary
of the Company or limit in any way the right of the Company or any Parent or
Subsidiary of the Company to terminate Participant's employment or other
relationship at any time, with or without cause.

19. CORPORATE TRANSACTIONS.

     19.1 ASSUMPTION OR REPLACEMENT OF AWARDS BY SUCCESSOR. In the event of (a)
a dissolution or liquidation of the Company, (b) a merger or consolidation in
which the Company is not the surviving corporation (other than a merger or
consolidation with a wholly-owned subsidiary, a reincorporation of the Company
in a different jurisdiction, or other transaction in which there is no
substantial change in the stockholders of the Company or their relative stock
holdings and the Awards granted under this Plan are assumed, converted or

                                       13
<PAGE>
replaced by the successor corporation, which assumption will be binding on all
Participants), (c) a merger in which the Company is the surviving corporation
but after which the stockholders of the Company immediately prior to such merger
(other than any stockholder that merges, or which owns or controls another
corporation that merges, with the Company in such merger) cease to own their
shares or other equity interest in the Company, (d) the sale of substantially
all of the assets of the Company, or (e) the acquisition, sale, or transfer of
more than 50% of the outstanding shares of the Company by tender offer or
similar transaction, any or all outstanding Awards may be assumed, converted or
replaced by the successor corporation (if any), which assumption, conversion or
replacement will be binding on all Participants. In the alternative, the
successor corporation may substitute equivalent Awards or provide substantially
similar consideration to Participants as was provided to stockholders (after
taking into account the existing provisions of the Awards). The successor
corporation may also issue, in place of outstanding Shares of the Company held
by the Participant, substantially similar shares or other property subject to
repurchase restrictions no less favorable to the Participant. In the event such
successor corporation (if any) refuses to assume or substitute Awards, as
provided above, pursuant to a transaction described in this Subsection 19.1,
such Awards will expire on such transaction at such time and on such conditions
as the Board will determine. Notwithstanding anything in this Plan to the
contrary, the Board may provide that the vesting of any or all Awards granted
pursuant to this Plan will accelerate upon a transaction described in this
Section 19. If the Board exercises such discretion with respect to Options, such
Options will become exercisable in full prior to the consummation of such event
at such time and on such conditions as the Board determines, and if such Options
are not exercised prior to the consummation of the corporate transaction, they
shall terminate at such time as determined by the Board.

     19.2 OTHER TREATMENT OF AWARDS. Subject to any greater rights granted to
Participants under the foregoing provisions of this Section 19, in the event of
the occurrence of any transaction described in Section 19.1, any outstanding
Awards will be treated as provided in the applicable agreement or plan of
merger, consolidation, dissolution, liquidation, or sale of assets.

     19.3 ASSUMPTION OF AWARDS BY THE COMPANY. The Company, from time to time,
also may substitute or assume outstanding awards granted by another company,
whether in connection with an acquisition of such other company or otherwise, by
either: (a) granting an Award under this Plan in substitution of such other
company's award; or (b) assuming such award as if it had been granted under this
Plan if the terms of such assumed award could be applied to an Award granted
under this Plan. Such substitution or assumption will be permissible if the
holder of the substituted or assumed award would have been eligible to be
granted an Award under this Plan if the other company had applied the rules of
this Plan to such grant. In the event the Company assumes an award granted by
another company, the terms and conditions of such award will remain
unchanged(except that the exercise price and the number and nature of Shares
issuable upon exercise of any such option will be adjusted appropriately
pursuant to Section 424(a) of the Code). In the event the Company elects to

                                       14
<PAGE>
grant a new Option rather than assuming an existing option, such new Option may
be granted with a similarly adjusted Exercise Price.

20. ADOPTION AND STOCKHOLDER APPROVAL.

     This Plan will become effective on the date on which it is adopted by the
Board ("EFFECTIVE DATE"). This Plan shall be approved by the stockholders of the
Company within twelve (12) months before or after the date this Plan is adopted
by the Board. Upon the Effective Date, the Board may grant Awards pursuant to
this Plan. In the event that stockholder approval of this Plan is not obtained
within the time period provided herein, all Awards granted hereunder shall be
cancelled, any Shares issued pursuant to any Awards shall be cancelled and any
purchase of Shares issued hereunder shall be rescinded.

21. TERM OF PLAN/GOVERNING LAW.

     Unless earlier terminated as provided herein, this Plan will terminate ten
(10) years from the date this Plan is adopted by the Board or, if earlier, the
date of stockholder approval. This Plan and all agreements thereunder shall be
governed by and construed in accordance with the laws of the State of Indiana.

22. AMENDMENT OR TERMINATION OF PLAN.

     The Board may at any time terminate or amend this Plan in any respect,
including without limitation amendment of any form of Award Agreement or
instrument to be executed pursuant to this Plan; provided, however, that the
Board will not, without the approval of the stockholders of the Company, amend
this Plan in any manner that requires such stockholder approval.

23. NONEXCLUSIVITY OF THE PLAN.

     Neither the adoption of this Plan by the Board, the submission of this Plan
to the stockholders of the Company for approval, nor any provision of this Plan
will be construed as creating any limitations on the power of the Board to adopt
such additional compensation arrangements as it may deem desirable, including,
without limitation, the granting of stock options and bonuses otherwise than
under this Plan, and such arrangements may be either generally applicable or
applicable only in specific cases.

24. ACTION BY BOARD.

     Any action permitted or required to be taken by the Board or any decision
or determination permitted or required to be made by the Board pursuant to this
Plan shall be taken or made in the Board's sole and absolute discretion.

Adopted by the Board of Directors on September 23, 2011.

                                       15ex10-7.htm

Exhibit 10.7

 

 

PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS ARE DESIGNATED “[*].”

 

Execution Version

 

 

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

 

 

 

AEROPOSTALE, INC.

 

the Borrower,

 

the Guarantors referenced herein,

 

BANK OF AMERICA, N.A.

as Agent,

the Lenders referenced herein,

and

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED,

as Lead Arranger and Sole Bookrunner

 

 

 

 

September 22, 2011

 

 

  

  

  

 

TABLE OF CONTENTS

 

 

 

 

	 	 Article 1 - 	 Definitions:	 -1-
	 	 	 	 
	 	 Article 2 - 	 The Revolving Credit: 	 -25-
	 	 	 	 
	 	 2-1.	 Establishment of  Revolving Credit. 	 -25-
	 	 2-2.	 Swing Line Loan. 	 -25-
	 	 2-3.	 Voluntary Reduction or Termination of Commitments. 	 -26-
	 	 2-4.	 Risks of Value of Collateral 	 -26-
	 	 2-5.	 Loan Requests. 	 -26-
	 	 2-6.	 Making of Loans Under Revolving Credit.	 -28-
	 	 2-7.	 The Loan Account. 	 -29-
	 	 2-8.	 The Revolving Credit Notes 	 -30-
	 	 2-9.	 Payment of The Loan Account.	 -30-
	 	 2-10.	 Interest Rates. 	 -31-
	 	 2-11.	 Other Fees. 	 -31-
	 	 2-12.	 Intentionally Omitted. 	 -32-
	 	 2-13.	 Line (Unused Fee). 	 -32-
	 	 2-14.	 Intentionally Omitted 	 -32-
	 	 2-15.	 Concerning Fees. 	 -32-
	 	 2-16.	 Agent’s Discretion.	 -32-
	 	 2-17.	 Procedures For Issuance of L/C’s.	 -32-
	 	 2-18.	 Fees For L/C’s.	 -34-
	 	 2-19.	 Cash Collateralization of L/Cs.	 -34-
	 	 2-20.	 Concerning L/C’s.	 -34-
	 	 2-21.	 Changed Circumstances.	 -36-
	 	 2-22.	 Increased Costs 	 -37-
	 	 2-23.	 Lenders' Commitments. 	 -38-
	 	 2-24.	 Increase In Commitments.	 -39-
	 	 	 	 
	 	 Article 3 -	 Conditions Precedent:	 -40-
	 	 	 	 
	 	 3-1.	Generally	  -40- 
	 	 3-2.	Corporate Due Diligence.	 -40-
	 	 3-3. 	Opinion 	 -40-
	 	 3-4. 	Additional Documents 	 -41-
	 	3-5.	Officers’ Certificates 	 -41-
	 	 3-6.	Representations and Warranties 	  -41-
	 	 3-7.	Borrowing Base Certificate 	  -41-
	 	 3-8.	All Fees and Expenses Paid 	  -41-
	 	 3-9.	Financial Projections 	  -41-
	 	  3-10.	Borrower’s Assets 	  -41-
	 	  3-11.	Lien Search 	  -42-
	 	  3-12.	Perfection of Collateral 	 -42-
	 	  3-13.	Insurance 	 -42-
	 	  3-14.	No Suspension Event 	 -42-
	 	  3-15.	No Adverse Change 	 -42-

 

   

  

ii

  

 

 

 

	 	 3-16.	Execution and Delivery of Agreement  	 -42-
	 	  3-17. 	Availability 	 -42-
	 	 3-18.	Patriot Act 	 -42-
	 	 	 	 
	 	 Article 4 - 	 General Representations, Covenants and Warranties:	 -42-
	 	 	 	 
	 	 4-1. 	 Payment and Performance of Liabilities 	 -42-
	 	 4-2.	 Due Organization - Corporate Authorization - No Conflicts.	 -43-
	 	 4-3.	 Trade Names.	 -43-
	 	 4-4.	 Intellectual Property.	 -44-
	 	 4-5.	 Locations.	 -44-
	 	 4-6.	 Title to Assets.	 -45-
	 	 4-7.	 Indebtedness 	 -47-
	 	 4-8.	 Insurance Policies. 	 -47-
	 	 4-9.	 Licenses 	 -48-
	 	 4-10.	 Leases 	 -48-
	 	 4-11.	 Requirements of Law 	 -48-
	 	 4-12.	 Maintain Properties 	 -48-
	 	 4-13.	 Pay Taxes/Tax Shelter Regulations.	 -49-
	 	 4-14.	 No Margin Stock 	 -51-
	 	 4-15.	 ERISA 	 -51-
	 	 4-16.	 Hazardous Materials.	 -52-
	 	 4-17.	 Litigation 	 -52-
	 	 4-18.	 Investments 	 -53-
	 	 4-19.	 Loans 	 -53-
	 	 4-20.	 Protection of Assets 	 -54-
	 	 4-21.	 Line of Business 	 -54-
	 	 4-22.	 Affiliate Transactions 	 -54-
	 	 4-23.	 Additional Assurances.	 -54-
	 	 4-24.	 Adequacy of Disclosure.	 -55-
	 	 4-25.	 Investments 	 -55-
	 	 4-26.	 Prepayments of Indebtedness.	 -55-
	 	 4-27. 	 Other Covenants 	 -56-
	 	4-28. 	 Labor Matters.	 -56-
	 	 4-29.	 Restricted Payments.	 -56-
	 	 4-30.	 Solvency.	 -57-
	 	 4-31.	 Material Contracts.	  -57- 
	 	 4-32.	 Customer Relations.	 -57-
	 	 4-33.	 Consents.	 -57-
	 	 4-34.	 Amendment of Material Documents.	 -57-
	 	 4-35.	 Use of Proceeds.	 -57-
	 	 4-36.	 Compliance with Leases.	 -58-
	 	 	 	 
	 	Article 5 -	 Financial Reporting and Performance Covenants: 	 -58-
	 	 	 	 
	 	 5-1.	 Maintain Records 	  -58-
	 	 5-2.	 Access to Records. 	  -58-
	 	 5-3.	 Prompt Notice to Agent.	  -59-

 

 

  

iii

  

 

 

	 	 5-4.	 Intentionally Omitted.	  -60- 
	 	 5-5.	 Borrowing Base Certificates  	  -60- 
	 	 5-6.	 Monthly Reports 	 -60-
	 	 5-7.	 Quarterly Reports 	 -61-
	 	 5-8.	 Annual Reports.	 -61-
	 	 5-9.	 Fiscal Year.	 -62-
	 	 5-10.	 Inventories, Appraisals, and Audits.	 -62-
	 	 5-11.	 Additional Financial Information.	 -63-
	 	 5-12.	 Consolidated Fixed Charge Coverage Ratio	 -63-
	 	 	 	 
	 	 Article 6 - 	 Use and Collection of Collateral:	-63- 
	 	 	 	 
	 	 6-1.	 Use of Inventory Collateral.	 -63-
	 	 6-2.	 Adjustments and Allowances 	 -64-
	 	 6-3.	 Validity of Accounts.	 -64-
	 	 6-4.	 Notification to Account Debtors	  -64- 
	 	 	 	 
	 	Article 7 - 	 Cash Management. Payment of Liabilities:	 -65-
	 	 	 	 
	 	   7-1.  	 Depository Accounts.	 -65-
	 	 7-2.	 Credit Card Receipts.	 -65-
	 	 7-3.	 The Concentration, Blocked, and Operating Accounts.	 -65-
	 	 7-4.	 Proceeds and Collection of Accounts. 	 -66-
	 	 7-5.	 Payment of Liabilities.	 -67-
	 	 7-6.	 The Operating Account 	 -68-
	 	 	 	 
	 	Article 8 - 	 Grant of Security Interest:	 -68-
	 	 	 	 
	 	  8-1. 	 Grant of Security Interest 	 -68-
	 	 8-2.	 Extent and Duration of Security Interest 	 -69-
	 	 8-3.	 Use of Assets	 -69-
	 	 	 	 
	 	 Article 9 -	 AgentAs Borrower’s Attorney-In-Fact:	 -69-
	 	 	 	 
	 	9-1. 	 Appointment as Attorney-In-Fact.	 -69-
	 	9-2. 	 No Obligation to Act.	 -70-
	 	 	 	 
	 	 Article 10 -	 Events of Default: 	 -70-
	 	 	 	 
	 	  10-1. 	 Failure to Pay Revolving Credit.	 -71-
	 	 10-2.	 Failure To Make Other Payments.	 -71-
	 	 10-3.	 Failure to Perform Covenant or Liability (No Grace Period).	  -71-
	 	 10-4.	 Failure to Perform Covenant or Liability (Limited Grace Period). 	  -71-
	 	 10-5.	 Failure to Deliver Borrowing Base Certificates. 	  -71-
	 	 10-6.	 Failure to Perform Covenant or Liability (Grace Period). 	  -71-
	 	 10-7.	 Misrepresentation.	  -71-
	 	 10-8.	 Default of Other Debt. 	 -72-
	 	 10-9.	 Default of Leases.	 -72-
	 	 10-10.	 Uninsured Casualty Loss.	 -72-
	 	 10-11.	 Judgment.  Restraint of Business.	 -72-
	 	 10-12.	 Business Failure.	 -72-

 

 

 

  

iv

  

 

 

	 	 10-13.	 Bankruptcy.	  -72- 
	 	 10-14.	 Indictment - Forfeiture	 -73-
	 	 10-15.	 Default by Guarantor or Subsidiary	 -73-
	 	 10-16.	 Termination of Guaranty.	 -73-
	 	 10-17.	 Challenge to Loan Documents.	 -73-
	 	 10-18.	 ERISA	 -73-
	 	 10-19.	 Material Contracts.	 -73-
	 	 10-20.	 Change in Control.	 -74-
	 	 	 	 
	 	 Article 11 -	 Rights and Remedies Upon Default:	-74- 
	 	 	 	 
	 	 11-1.	 Rights of Enforcement 	 -74-
	 	 11-2.	 Sale of Collateral.	 -74-
	 	 11-3.	 Occupation of Business Location.	 -75-
	 	 11-4.	 Grant of Nonexclusive License 	 -75-
	 	 11-5.	 Assembly of Collateral.	 -76-
	 	 11-6.	 Rights and Remedies.	 -76-
	 	 	 	 
	 	Article 12 - 	 Notices: 	 -76-
	 	 	 	 
	 	12-1. 	 Notice Addresses.	 -76-
	 	  12-2.   	 Notice Given. 	 -77-
	 	 	 	 
	 	Article 13 -	 Term:	 -78-
	 	 	 	 
	 	13-1. 	 Termination of Revolving Credit. 	 -78-
	 	13-2. 	 Effect of Termination 	 -78-
	 	 	 	 
	 	 Article 14 -	 General:	 -78-
	 	 	 	 
	 	14-1.	 Protection of Collateral 	 -78-
	 	14-2.	 Successors and Assigns.	 -78-
	 	14-3.	 Severability. 	 -78-
	 	14-4. 	 Amendments.  Course of Dealing.	 -79-
	 	14-5.	 Power of Attorney.	 -79-
	 	14-6.	 Application of Proceeds 	 -79-
	 	14-7.	 Costs and Expenses of Agent.	 -79-
	 	14-8.	 Copies and Facsimiles. 	 -80-
	 	14-9.	 New York Law.	 -80-
	 	14-10.	 Consent to Jurisdiction.	 -80-
	 	14-11.	 Indemnification	 -81-
	 	14-12.	 Rules of Construction.	 -81-
	 	14-13.	 Intent.	 -83-
	 	14-14. 	 Right of Set-Off.	 -83-
	 	14-15. 	 Maximum Interest Rate	 -83-
	 	14-16.	 Waivers.	 -83-
	 	14-17.	 Confidentiality.	 -84-
	 	14-18.	 Press Releases	 -85-
	 	14-19.	 No Advisory or Fiduciary Responsibility	 -85-
	 	14-20.	 No Other Duties.	 -86-

 

 

 

v

 

 

 

 

 

 

	 	14-21.	 USA PATRIOT Act Notice	 -86-
	 	 14-22.	 Foreign Asset Control Regulations.         	 -86-
	 	 14-23.	 Obligations of Lenders Several.	 -86-
	 	14.24.	 Existing Loan Agreement Amended and Restated.	 -86-

 

 

  

vi

  

 

EXHIBITS

 

2-8                      :           Revolving Credit Note

4-2                      :           Related Entities

4-3                      :           Trade Names

4-5                      :           Locations, Leases, and Landlords

4-6                      :           Encumbrances

4-7                      :           Indebtedness

4-8                      :           Insurance Policies

4-10                    :           Capital Leases

4-13                    :           Taxes

4-17                    :           Litigation

4-22                    :           Permitted Management Fees and Other Affiliated Transactions

4-23                    :           Excluded Assets

5-5                      :           Form of Borrowing  Base Certificate

6-3                      :           Bonds and Deposits

7-1                      :           DDAs

7-2                      :           Credit Card Arrangements

 

  

 

  

Execution Version

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

 

September 22, 2011

 

THIS THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) is made between

 

Bank of America, N.A. (in such capacity, the “Agent”), a national banking association with offices at 100 Federal Street, 9th Floor, Boston, Massachusetts 02110, as agent for the ratable benefit of the “Lenders” who are, at present, those financial institutions identified on the signature pages of this Agreement or who otherwise become “Lenders” pursuant to the terms of this Agreement from time to time;

 

and

 

the Lenders party hereto,

 

and

 

Aeropostale, Inc., (hereinafter, the “Borrower”), a Delaware corporation with its principal executive offices at 112 West 34th Street, New York, New York 10120;

 

in consideration of the mutual covenants contained herein and benefits to be derived herefrom,

 

	
  

	
WITNESSETH:

 

WHEREAS, the Borrower entered into that certain Second Amended and Restated Loan and Security Agreement dated as of November 13, 2007 with Bank of America, N.A., as the sole lender (as amended and in effect, the “Existing Loan Agreement”); and

 

WHEREAS, the Borrower, the Agent and the Lenders party hereto desire to amend and restate the Existing Loan Agreement in order (a) to increase the amount of the Loan Ceiling (as hereinafter defined) to $175,000,000.00, which amount is subject to increase or decrease in accordance with the provisions of this Agreement, and (b) to make certain other amendments to the terms and conditions of the Existing Loan Agreement; and

 

NOW, THEREFORE, the parties hereto agree that the Existing Loan Agreement is hereby amended and restated in its entirety to read as follows:

 

Article 1 - Definitions:

 

As herein used, the following terms have the following meanings or are defined in the section of this Agreement so indicated:

 

“Acceptable L/C Inventory”:  Inventory which is the subject of a commercial L/C in favor of a foreign manufacturer or vendor of such Inventory, which Inventory is to be manufactured for, or delivered to, the Loan Parties and will become Acceptable In-Transit Inventory within seventy-five (75) days after the date of issuance of the commercial L/C.

 

 

  

  

  

 

“Acceptable In-Transit Inventory”:  Inventory that is in-transit to a Loan Party,

 

(a) for which both title and risk of loss to which have passed to the Loan Party;

 

(b) which Inventory has been placed with a carrier (f.o.b.) for shipment to the Loan Parties, and which Inventory is scheduled to be received within fifty (50) days at a Loan Party’s distribution center in the United States;

 

(c) for which a Document of Title has been issued in favor of the Loan Party, as consignee, and in each case as to which the Agent has Control over such Documents of Title and a perfected security interest which is prior and superior to all security interests, claims, and all Encumbrances other than Permitted Encumbrances having priority under applicable Requirements of Law (it being understood, however, that the Agent will not require physical possession of the Documents of Title or any foreign filings to be deemed “perfected”);

 

(d) which Inventory is insured to the reasonable satisfaction of the Agent (including, without limitation, marine cargo insurance); and

 

(d) the Agent has received agreements (to the extent relevant to such Inventory) with (i) each sourcing agent under any of the Loan Party’s sourcing agreements, and (ii) each Loan Party’s carriers, freight forwarders, and customs brokers, each satisfactory in form and substance to the Agent.

 

Notwithstanding the foregoing, the Agent may, in its reasonable business judgment, exclude any particular Inventory from the definition of “Acceptable In-Transit Inventory” in the event the Agent determines that such Inventory is subject to any Person’s right of reclamation, repudiation, stoppage in-transit or any event has occurred or is reasonably anticipated by the Agent to arise which may otherwise adversely impact the ability of the Agent to realize upon such Inventory.

 

“Acceptable Inventory”:  Such of the Loan Parties’ Inventory, at such locations, and of such types, character, qualities and quantities, as the Agent in its reasonable discretion from time to time determines to be acceptable for borrowing, including, without limitation, Acceptable In-Transit Inventory and Acceptable L/C Inventory (but excluding Blank Stock Inventory), as to which Inventory, the Agent has a perfected security interest which is prior and superior to all security interests, claims, and all Encumbrances other than Permitted Encumbrances with priority under applicable Requirements of Law.  Without limiting the generality of the foregoing, Acceptable Inventory shall in no event include Inventory that is not salable, non-merchandise categories (such as labels, bags and packaging), Inventory not located in the United States (other than Acceptable In-Transit Inventory and Acceptable L/C Inventory), samples, damaged goods, return-to-vendor merchandise, and packaway Inventory.

 

“Accounts” and “Accounts Receivable”: include, without limitation, “accounts” as defined in the UCC, and also all:  accounts, accounts receivable, credit card receivables, notes, drafts, acceptances, and other forms of obligations and receivables and rights to payment for credit extended and for goods sold or leased, or services rendered, whether or not yet earned by performance; all “contract rights” as formerly defined in the UCC; all Inventory which gave rise thereto, and all rights associated with such Inventory, including the right of stoppage in transit; and all reclaimed, returned, rejected or repossessed Inventory (if any) the sale of which gave rise to any Account.

 

 

  

-2-

  

 

“ACH”:  Automated clearing house.

 

“Account Debtor”:  Has the meaning given that term in the UCC and includes all credit card processors of the Loan Parties.

 

“Additional Commitment Lender”: Is defined in Section 2-24.

 

“Adjusted Eurodollar Rate”: With respect to any Eurodollar Loan for any Interest Period, an interest rate per annum (rounded upwards, if necessary, to the next 1/16 of one percent) equal to (a) the Eurodollar Rate for such Interest Period multiplied by (b) the Statutory Reserve Rate.

 

“Aeropostale Canada”: Aeropostale Canada, Inc., an Ontario Canada corporation with a United States address of 112 West 34th Street., New York, New York 10120, a wholly owned Subsidiary of the Borrower.

 

“Affiliate”:  With respect to any two Persons, a relationship in which (a) one holds, directly or indirectly, not less than twenty-five percent (25%) of the capital stock, beneficial interests, partnership interests, or other equity interests of the other; or (b) one has, directly or indirectly, the right, under ordinary circumstances, to vote for the election of a majority  of the directors (or other body or Person who has those powers customarily vested in a board of directors of a corporation); or (c) not less than twenty-five percent (25%) of their respective ownership is directly or indirectly held by the same third Person.

 

“AGC”:  Aero GC Management LLC, a Virginia Limited Liability Company with an address of 112 West 34th Street., New York, New York 10120, a wholly owned Subsidiary of the Borrower.

 

“Agency Agreement”:  That certain Agency Agreement entered into among the Agent and Lenders dated as of the Effective Date, regarding the loan arrangement contemplated by this Agreement and the Loan Documents, as amended and in effect from time to time.

 

“Agent”: Defined in the Preamble.

 

"Agent’s Rights and Remedies”: Is defined in Section 11-6.

 

“Aggregate Outstandings”:   At any time of determination, the sum of (a) the Revolving Credit Loans outstanding, plus (b) the Stated Amount of L/Cs outstanding.

 

“Applicable Margin”:

(a) From the Effective Date through and including January 31, 2012, the percentages set forth in Level I of the pricing grid below; and

(b) After February 1, 2012, the following percentages based upon the following performance criteria:

 

 

  

-3-

  

 

 

	
Level

	
Average Outstandings

	
Eurodollar Loans Margin

 

	
Prime Rate Margin

	
Line (Unused) Fee

	
I

	
Less than $87,500,000.00

	
1.50%

	
0.50%

	
0.25%

	
II

	
Greater than or equal to $87,500,000.00

	
1.75%

	
0.75%

	
0.25%

The Applicable Margin shall be adjusted quarterly as of the first day of each February, May, August, and November, commencing February 1, 2012 based upon the Borrower’s Average Outstandings calculated for the most recent quarter then ended. Upon the occurrence of an Event of Default, at the option of the Agent, interest shall be determined in the manner set forth in Section 2-10(f).  

 

“Appraised Value”: The net appraised liquidation value of the Loan Parties’ Inventory as set forth in the Loan Parties’ stock ledger (expressed as a percentage of the Cost of such Inventory), each as reasonably determined from time to time by the Agent in accordance with its customary procedures and based upon the most recent appraisal conducted hereunder by an independent appraiser reasonably satisfactory to the Agent.

 

“Approved Fund”: Any Person (other than a natural person) that is (or will be) engaged in making, purchasing, holding or otherwise investing in commercial loans and similar extensions of credit in the ordinary course of its business that is administered or managed by (a) a Lender, (b) an Affiliate of a Lender (c) an entity or an Affiliate of an entity that administers or manages a Lender, or (d) the same investment advisor or an advisor under common control with such Lender, Affiliate or advisor, as applicable.

 

“Arranger”: Merrill Lynch, Pierce, Fenner & Smith Incorporated, in its capacity as sole lead arranger and sole book manager.

 

“Availability”:   The lesser of the Loan Ceiling or the Borrowing Base;

 

Minus

 

(I) The then unpaid principal balance of the Loan Account.

 

Minus

 

(II) The then Stated Amount of all L/C’s.

 

Minus

 

(III) Unreimbursed L/C Obligations.

 

“Average Outstandings”:  For any three month period, the average Aggregate Outstandings during such period.

 

“AWI”:  Aeropostale West, Inc., a Delaware corporation with an address of 201 Willowbrook Blvd., Wayne, New Jersey 07470, a wholly owned Subsidiary of the Borrower.

 

 “Bank Products”:  Any services or facilities provided to a Loan Party by the Agent or any Lender or any of their respective Affiliates (but excluding Cash Management Services), including without limitation, on account of leasing, purchase cards, supply chain finance services (including, without limitation, trade payable services and supplier accounts receivable purchases), swap and other hedging contracts.

 

 

  

-4-

  

 

 

“Bank Product Reserves”:  Such reserves as the Agent from time to time determine in its reasonable discretion exercised in good faith as being necessary or appropriate to reflect the liabilities and obligations of the Loan Parties with respect to Bank Products then provided or outstanding.

 

“Bankruptcy Code”:    Title 11, U.S.C., as amended from time to time.

 

“Base Rate Loan”:  Each Revolving Credit Loan while bearing interest at the Prime Rate, which, for the avoidance of doubt, shall include all Swing Line Loans.

 

“Blank Stock Inventory”:  Inventory of the Loan Parties which consists of blank t-shirts and other items of apparel which are in the possession of third Persons for processing, which Inventory otherwise would be deemed Acceptable Inventory.

 

“Blocked Account”:  Is defined in Section 7-3. 

 

“Borrower”: Is defined in the Preamble.

 

“Borrowing Base”:  The amounts calculated to the following formulae, as applicable:

 

(a)                      For so long as the aggregate outstanding amount of Revolving Credit Loans and the Stated Amount of L/Cs is less than or equal to $75,000,000.00 in the aggregate, the result of the following:

 

    (i)          95% of the book value (as determined in accordance with GAAP) of Acceptable Inventory,

  

plus

 

    (ii)           90% of the face amount of Eligible Credit Card Receivables;

 

minus

 

    (iii)          Reserves.

 

(b)                      If the aggregate outstanding amount of Revolving Credit Loans and the Stated Amount of L/Cs, at any time, exceeds $75,000,000.00 in the aggregate, from and after such date through and including the Maturity Date, the result of the following:

 

(i)          90% of the most recent Appraised Value of Acceptable Inventory multiplied by the Cost of Acceptable Inventory,

 

plus

 

(ii)          90% of the face amount of Eligible Credit Card Receivables;

 

minus

 

(iii)          Reserves.

 

 

  

-5-

  

 

 

“Borrowing Base Certificate”:   Is defined in Section 5-5.

 

“Business Day”:  Any day other than (a) a Saturday or Sunday; (b) any day on which banks in Boston, Massachusetts or New York, New York, generally are not open to the general public for the purpose of conducting commercial banking business; or (c) a day on which the Agent is not open to the general public to conduct business, and, if such day relates to any Eurodollar Loan, means any such day on which dealings in dollar deposits are conducted by and between banks in the London interbank market.

 

“Business Plan”:  The Borrower’s then current business plan and any revision, amendment, or update of such business plan to which the Agent has provided its written sign-off.

 

“Capital Expenditures”:  The expenditure of funds or the incurrence of liabilities which are capitalized in accordance with GAAP, provided that for purposes of this Agreement, capital expenditures funded by the proceeds from the incurrence of Indebtedness permitted hereunder, by the proceeds received from the sale of assets permitted pursuant to §4-12(d) hereof, by casualty insurance proceeds or condemnation proceeds shall, to the extent of such proceeds, not be deemed Capital Expenditures.

 

“Capital Lease”:  Any lease of (or other arrangement conveying the right to use) real or personal property, or a combination thereof, which obligations are required to be classified and accounted for as liabilities on a balance sheet of such Person under GAAP and the amount of which obligations shall be the capitalized amount thereof determined in accordance with GAAP.

 

“Capital Lease Obligations”: With respect to any Person for any period, any obligations associated with Capital Leases.

 

“Cash Dominion Event”:  Either (i) the occurrence and continuance of any Event of Default, or (ii) the failure of the Borrower to maintain Availability in an amount greater than twelve and one-half percent (12.5%) of the lesser of (A) the Commitments and (B) the Borrowing Base.  For purposes of this Agreement, the occurrence of a Cash Dominion Event shall be deemed continuing (i) so long as such Event of Default has not been waived, and/or (ii) if the Cash Dominion Event arises as a result of the Borrower’s failure to achieve Availability as required hereunder, until Availability has exceeded twelve and one-half percent (12.5%) of the lesser of (A) the Commitments and (B) the Borrowing Base, in either case, for sixty (60) consecutive days, in which case a Cash Dominion Event shall no longer be deemed to be continuing for purposes of this Agreement; provided that a Cash Dominion Event shall be deemed continuing (even if an Event of Default is no longer continuing and/or Availability exceeds the required amount for 60 consecutive days) at all times after a Cash Dominion Event has occurred and been discontinued on two (2) occasions during any calendar year.

 

“Cash Equivalents” shall mean, as to any Person, (i) securities issued or directly and fully guaranteed or insured by the United States or any agency or instrumentality thereof (provided that the full faith and credit of the United States is pledged in support thereof) having maturities of not more than twelve (12) months from the date of acquisition by such Person, (ii) time deposits and certificates of deposit of any commercial bank incorporated in the United States of recognized standing having capital and surplus in excess of $100,000,000.00 with maturities of not more than twelve (12) months from the date of acquisition by such Person, (iii) repurchase obligations with a term of not more than seven (7) days for underlying securities of the types described in clause (i) above, provided that there shall be no restriction on the maturities of such underlying securities pursuant to this clause (iii) entered into with a bank meeting the qualifications specified in clause (ii) above, (iv) commercial paper issued by the parent corporation of any commercial bank (provided that the parent corporation and the bank are both incorporated in the United States) of recognized standing having capital and surplus in excess of $500,000,000.00 and commercial paper issued by any Person incorporated in the United States rated at least A-1 or the equivalent thereof by Standard & Poor’s Ratings Group or at least P-1 or the equivalent thereof by Moody’s Investors Service, Inc. and in each case maturing not more than twelve (12) months after the date of acquisition by such Person, and (v) investments in money market funds substantially all of whose assets are comprised of securities of the types described in clauses (i) through (v) above.

 

 

  

-6-

  

 

 

“Cash Management Reserves ”:  Such reserves as the Agent, from time to time, determines in its reasonable discretion exercised in good faith as being necessary or appropriate to reflect the reasonably anticipated liabilities and obligations of the Loan Parties with respect to Cash Management Services then provided or outstanding.

 

“Cash Management Services”:  Any cash management services or facilities provided to a Loan Party by the Agent, any Lender, or any of their respective Affiliates, including, without limitation: (a) ACH transactions, (b) controlled disbursement services, treasury, depository, overdraft, and electronic funds transfer services, (c) foreign exchange facilities, (d) credit or debit cards, and (e) merchant card services. ”

 

“Change in Control”:  The occurrence of any of the following:

 

(a) The acquisition, by any group of persons (within the meaning of the Securities Exchange Act of 1934, as amended) or by any Person, of beneficial ownership (within the meaning of Rule 13d-3 of the Securities and Exchange Commission) of 30% or more of the issued and outstanding capital stock of the Borrower (on a fully diluted basis) having the right, under ordinary circumstances, to vote for the election of directors of the Borrower.

 

(b)  Persons (“Continuing Directors”) who (i) were directors of the Borrower on the first day of any period consisting of twelve (12) consecutive calendar months (the first of which twelve (12) month periods commencing with the first day of the month during which this Agreement was executed), or (ii) subsequently became directors of the Borrower and whose initial election or initial nomination for election subsequent to that date was approved by a majority of the Continuing Directors then on the board of directors of the Borrower cease, for any reason other than death or disability or replacement (in the ordinary course of business and not as a result of any change in the equity ownership of the Borrower), to constitute a majority of the directors of the Borrower.

 

(c) If the Borrower fails at any time to own, directly or indirectly, 100% of the equity interests of any Subsidiary free and clear of all Encumbrances (other than the Encumbrances in favor of the Agent), except where such failure is as a result of a transaction permitted by the Loan Documents.

 

“Chattel Paper”:  Has the meaning given that term in the UCC.

 

“Collateral”:  Is defined in Section 8-1.

 

“Commercial Tort Claim”: Has the meaning given that term in the UCC.

 

“Commitment”: Subject to the provisions of Sections 2-23 and 2-24, as of the Effective Date, as follows:

 

 

  

-7-

  

 

 

	
LENDER

	
DOLLAR COMMITMENT

	
COMMITMENT PERCENTAGE

	
Bank of America, N.A.

	
$100,000,000.00

	
57.14285%

	
Wells Fargo Bank, National Association

	
$75,000,000.00

	
42.85715%

“Commitment Increase”: Is defined in Section 2-24.

 

“Commitment Percentage”:  As provided in the Definition of “Commitment”, above.

 

“Concentration Account”:  Is defined in Section 7-3.  

 

“Confirmation Agreement”: That certain Joinder, Confirmation, and Amendment of Ancillary Loan Documents dated as of the Effective Date entered into among the Loan Parties and the Agent, as amended and in effect from time to time.

 

“Consolidated”: With reference to any term defined herein, shall mean that term as applied to the accounts of the Borrower and its Subsidiaries, consolidated in accordance with GAAP.

 

“Consolidated EBITDA”: At any date of determination, an amount equal to Consolidated Net Income of the Borrower and its Subsidiaries on a consolidated basis for the most recently completed Measurement Period, plus (a) the following to the extent deducted in calculating such Consolidated Net Income: (i) Consolidated Interest Charges, (ii) the provision for federal, state, local and foreign income Taxes, (iii) depreciation and amortization expense, (iv) other non-recurring expenses reducing such Consolidated Net Income which do not represent a cash item in such period or any future period (in each case of or by the Borrower and its Subsidiaries for such Measurement Period), and (v) such other non-recurring expenses or cost savings arising from or relating to Permitted Acquisitions as may be agreed by the Agent from time to time, minus (b) the following to the extent included in calculating such Consolidated Net Income: (i) federal, state, local and foreign income tax credits and (ii) all non-cash items increasing Consolidated Net Income (in each case of or by Borrower and its Subsidiaries for such Measurement Period), all as determined on a Consolidated basis in accordance with GAAP.

 

“Consolidated Fixed Charge Coverage Ratio”: At any date of determination, the ratio of (a) (i) Consolidated EBITDA for such period minus (ii) Capital Expenditures made during such period, minus (iii) the aggregate amount of federal, state, local and foreign income taxes paid in cash during such period (but not less than zero) to (b) Debt Service Charges, in each case, of or by Borrower and its Subsidiaries for the most recently completed Measurement Period, all as determined on a Consolidated basis in accordance with GAAP.

 

“Consolidated Interest Charges”: For any Measurement Period, the sum of (a) all interest, premium payments, debt discount, fees, charges and related expenses in connection with borrowed money (including capitalized interest) or in connection with the deferred purchase price of assets, in each case to the extent treated as interest in accordance with GAAP, including, without limitation, all commissions, discounts and other fees and charges owed with respect to letters of credit and bankers’ acceptance financing and net costs under swap or hedging contracts, but excluding any non-cash or deferred interest financing costs, and (b) the portion of rent expense with respect to such period under Capital Lease Obligations that is treated as interest in accordance with GAAP, in each case of or by Borrower and its Subsidiaries for the most recently completed Measurement Period, all as determined on a Consolidated basis in accordance with GAAP.

 

 

  

-8-

  

 

 

“Consolidated Net Income”: As of any date of determination, the net income of the Borrower and its Subsidiaries for the most recently completed Measurement Period, all as determined on a Consolidated basis in accordance with GAAP, provided, however, that there shall be excluded (a) extraordinary gains and extraordinary losses for such Measurement Period, (b) the income (or loss) of such Person during such Measurement Period in which any other Person has a joint interest, except to the extent of the amount of cash dividends or other distributions actually paid in cash to such Person during such period, (c) the income (or loss) of such Person during such Measurement Period and accrued prior to the date it becomes a Subsidiary of a Person or any of such Person’s Subsidiaries or is merged into or consolidated with a Person or any of its Subsidiaries or that Person’s assets are acquired by such Person or any of its Subsidiaries, and (d) the income of any direct or indirect Subsidiary of a Person to the extent that the declaration or payment of dividends or similar distributions by that Subsidiary of that income is not at the time permitted by operation of the terms of its organization documents or any agreement, instrument, judgment, decree, order, statute, rule or governmental regulation applicable to that Subsidiary, except that Borrower’s equity in any net loss of any such Subsidiary for such Measurement Period shall be included in determining Consolidated Net Income.

 

“Control”: Has the meaning given that term in the UCC.

 

“Cost”:  The lower of:

 

(a) the calculated cost of purchases, as determined from invoices received by the Borrower, the Borrower’s purchase journal or stock ledger, based upon the Borrower’s accounting practices, known to the Agent, which practices are in effect on the date on which this Agreement was executed; or

 

(b) the cost equivalent of the lowest ticketed or promoted price at which the subject inventory is offered to the public, after all mark-downs (whether or not such price is then reflected on the Borrower’s accounting system), which cost equivalent is determined in accordance with the retail method of accounting, reflecting the Borrower’s historic business practices.

 

The term “Cost” does not include Inventory capitalization costs or other non-purchase price charges (such as freight) used in the Borrower’s calculation of cost of goods sold.

 

“Cost Factor”:  The result of 1 minus the Borrower’s then cumulative markup percent derived from the Borrower’s purchase journal on a rolling 12-month basis.

 

“Costs of Collection”:  Includes, without limitation (a) all reasonable out-of-pocket expenses incurred by the Agent, the Arranger and their respective Affiliates, in connection with this Agreement and the other Loan Documents, including without limitation (i) the reasonable fees, charges and disbursements of (A) counsel for the Agent and the Arranger, (B) appraisers, (C) commercial finance examiners, and (D) all such out-of-pocket expenses incurred during any workout, restructuring or negotiations in respect of the Liabilities, (ii) in connection with (A) the syndication of the credit facilities provided for herein, (B) the preparation, negotiation, administration, management, execution and delivery of this Agreement and the other Loan Documents or any amendments, modifications or waivers of the provisions thereof (whether or not the transactions contemplated hereby or thereby shall be consummated), (C) the enforcement or protection of their rights in connection with this Agreement or the Loan Documents or efforts to preserve, protect, collect, or enforce the Collateral or in connection with any proceeding under the Bankruptcy Code, including, without limitation, in each case under this clause (C), outside consultants for the Agent, or (D) any workout, restructuring or negotiations in respect of any Liabilities; and (b) with respect to the Issuer, and its Affiliates, all reasonable out-of-pocket expenses incurred in connection with the issuance, amendment, renewal or extension of any L/C or any demand for payment thereunder.

 

 

  

-9-

  

 

 

“Covenant Compliance Event”: Either (a) an Event of Default has occurred and is continuing, or (b) Availability at any time is less than or equal to ten percent (10%) of the lesser of the Commitments and the Borrowing Base. For purposes hereof, the occurrence of a Covenant Compliance Event shall be deemed continuing (i) so long as such Event of Default has not been waived, and/or (ii) if the Covenant Compliance Event arises as a result of the Borrower’s failure to achieve Availability as required hereunder, until Availability has exceeded ten percent (10%) of the lesser of the Commitments and the Borrowing Base for sixty (60) consecutive days, in which case a Covenant Compliance Event shall no longer be deemed to be continuing for purposes of this Agreement.

“Credit Party” or “Credit Parties”: Means (a) individually, (i) each Lender and its Affiliates, (ii) the Agent, (iii) each Issuer, (iv) the Arranger, (v) each beneficiary of each indemnification obligation undertaken by any Loan Party under any Loan Document, (vi) any other Person to whom Liabilities under this Agreement and other Loan Documents are owing, and (vii) the successors and assigns of each of the foregoing, and (b) collectively, all of the foregoing.

 

“DDA”:  Any checking or other demand daily depository account maintained by a Loan Party.

 

“Debt Service Charges”: For any Measurement Period, the sum of (a) Consolidated Interest Charges paid or required to be paid for such Measurement Period, plus (b) principal payments made or required to be made on account of Indebtedness (excluding (i) the Obligations, (ii) any synthetic lease obligations but including, without limitation, Capital Lease Obligations, and (iii) the types of Indebtedness described in clauses (c), (d), and (f) of the definition of Indebtedness) for such Measurement Period, in each case determined on a Consolidated basis in accordance with GAAP.

 

“Default Interest Event”:  The occurrence of any of the following:

 

(a) The acceleration of the time for payment of the Liabilities upon the occurrence of an Event of Default.

 

(b) The occurrence of any Event of Default under Sections 10-1, 10-2, 10-12, or 10-13 hereof.

 

(c) The failure of the Borrower to comply with the provisions of Section 4-29, Section 5-5 (which failure continues for five Business Days), or Sections 5-6 or 5-7 (which failures continue for fifteen (15) Business Days), or Article 7. 

 

“Defaulting Lender”: Has the meaning given that term in the Agency Agreement.

 

“Deposit Account”:  Has the meaning given that term in the UCC.

 

“Deteriorating Lender”: Has the meaning given that term in the Agency Agreement.

 

“Documents”:  Has the meaning given that term in the UCC.

 

 

  

-10-

  

 

 

“Documents of Title”:   Has the meaning given that term in the UCC.

 

“Dollar Commitment”:   As provided in the Definition of “Commitment”, above.

 

“Effective Date”:   The date upon which the conditions precedent set forth in Article 3 hereof have been satisfied or waived and this Agreement has become effective.

 

“Eligible Credit Card Receivables”: As of any date of determination, Accounts due to a Loan Party from VISA, MasterCard, American Express, Diners Club, Discovercard, and other major credit card processors reasonably acceptable to the Agent, in its reasonable discretion, as arise in the ordinary course of business, and which have been earned by performance and are deemed by the Agent in its discretion to be eligible for inclusion in the calculation of the Borrowing Base.  None of the following shall be deemed to be Eligible Credit Card Receivables:

 

(a)           Accounts that have been outstanding for more than five (5) Business Days from the date of sale;

 

(b)           Accounts with respect to which a Loan Party does not have good, valid and marketable title thereto, free and clear of any Lien (other than Liens granted to the Agent);

 

(c)           Accounts that are not subject to a first priority security interest in favor of the Agent;

 

(d)           Accounts which are disputed, are with recourse, or with respect to which a claim, counterclaim, offset or chargeback has been asserted by the related credit card processor (but only to the extent of such dispute, counterclaim, offset or chargeback);

 

(e)           Accounts as to which the credit card processor has the right under certain circumstances to require a Loan Party to repurchase the Accounts from such credit card processor;

 

(f)           Accounts arising from the use of a private label credit card of a Loan Party; or

 

(g)           Accounts (other than VISA, Master Card, American Express, Diners Club and Discovercard) which the Agent determines in its reasonable commercial discretion acting in good faith to be unlikely to be collected.

 

“Employee Benefit Plan”:  As defined in Section 3(2) of ERISA.

 

“Encumbrance”: Each of the following:

 

(a) Any security interest, mortgage, pledge, hypothecation, lien, attachment, or charge of any kind (including any agreement to give any of the foregoing); the interest of a lessor under a Capital Lease; conditional sale or other title retention agreement; sale (to the extent of recourse) of accounts receivable or chattel paper; or other arrangement pursuant to which any Person is entitled to any preference or priority with respect to the property or assets of another Person or the income or profits of such other Person or which constitutes an interest in property to secure an obligation; each of the foregoing whether consensual or non-consensual and whether arising by way of agreement, operation of law, legal process or otherwise.

 

(b) The filing of any financing statement under the UCC or comparable law of any jurisdiction.

 

 

  

-11-

  

 

 

“End Date”: The date upon which both (a) all Liabilities (other than indemnities, not then due and payable, which survive repayment of the Revolving Credit Loans and L/Cs and termination of the Commitments) have been paid in full and (b) all obligations of the Agent, Issuer, or any Lender to make loans and advances and to provide other financial accommodations to the Borrower hereunder shall have been irrevocably terminated.

 

“Environmental Laws”:  All of the following:

 

(a) Any and all federal, state, local or municipal laws, rules, orders, regulations, statutes, ordinances, codes, decrees or requirements which regulate or relate to, or impose any standard of conduct or liability on account of or in respect to environmental protection matters, including, without limitation, Hazardous Materials, as are now or hereafter in effect.

 

(b) The common law relating to damage to Persons or property from Hazardous Materials.

 

“Equipment”:  Includes, without limitation, “equipment” as defined in the UCC, and also all motor vehicles, rolling stock, machinery, office equipment, plant equipment, tools, dies, molds, store fixtures, furniture, and other goods, property, and assets which are used and/or were purchased for use in the operation or furtherance of the Borrower’s business, and any and all accessions or additions thereto, and substitutions therefor.

 

“ERISA”:  The Employee Retirement Income Security Act of 1974, as amended.

 

“ERISA Affiliate”:  Any Person which is under common control with the Borrower within the meaning of Section 4001 of ERISA or is part of a group which includes the Borrower and which would be treated as a single employer under Section 414 of the Internal Revenue Code of 1986, as amended.

 

“Eurodollar Business Day”: Any day which is both a Business Day and a day on which the principal Eurodollar market in which Bank of America, N.A. participates is open for dealings in United States Dollar deposits.

 

“Eurodollar Loan”: Any Revolving Credit Loan which bears interest at the Adjusted Eurodollar Rate.

 

“Eurodollar Rate”:  For any Interest Period with respect to a Eurodollar Loan, the rate per annum equal to the British Bankers Association LIBOR Rate (“BBA LIBOR”), as published by Reuters (or other commercially available source providing quotations of BBA LIBOR as designated by the Agent from time to time) at approximately 11:00 a.m., London time, two Business Days prior to the commencement of such Interest Period, for Dollar deposits (for delivery on the first day of such Interest Period) with a term equivalent to such Interest Period.  If such rate is not available at such time for any reason, then the “Eurodollar Rate” for such Interest Period shall be the rate per annum determined by the Agent to be the rate at which deposits in Dollars for delivery on the first day of such Interest Period in same day funds in the approximate amount of the Eurodollar Loan being made, continued or converted by Bank of America, N.A. and with a term equivalent to such Interest Period would be offered by Bank of America, N.A.’s London Branch to major banks in the London interbank eurodollar market at their request at approximately 11:00 a.m. (London time) two Business Days prior to the commencement of such Interest Period.

 

“Events of Default”: Is defined in Article 10.

 

 

  

-12-

  

 

 

“Excluded Taxes”: With respect to the Agent, any Lender, the Issuer or any other recipient of any payment to be made by or on account of any obligation of the Loan Parties hereunder, (a) taxes imposed on or measured by its overall net income (however denominated), and franchise taxes imposed on it (in lieu of net income taxes), by the jurisdiction (or any political subdivision thereof) under the laws of which such recipient is organized or in which its principal office is located or, in the case of any Lender, in which its applicable lending office is located, (b) any branch profits taxes imposed by the United States or any similar tax imposed by any other jurisdiction in which any Loan Party is located and (c) in the case of a Foreign Lender, any withholding tax that is imposed on amounts payable to such Foreign Lender at the time such Foreign Lender becomes a party hereto (or designates a new lending office) or is attributable to such Foreign Lender’s failure or inability (other than as a result of a change in applicable Requirements of Law) to comply with Section 4-13(h), except to the extent that such Foreign Lender (or its assignor, if any) was entitled, at the time of designation of a new lending office (or assignment), to receive additional amounts from the Loan Parties with respect to such withholding tax pursuant to Section 4-13(e) and (g) any U.S. federal, state or local backup withholding tax, and (e) any U.S. federal withholding tax imposed under FATCA.

 

“Existing Loan Agreement”: Has the meaning set forth in the Recitals hereto.

 

“FATCA”: Current Section 1471 through 1474 of the Internal Revenue Code of 1986, and the regulations promulgated thereunder, as amended and in effect, or any amended version or successor provision that is substantively similar and, in each case, any regulations promulgated thereunder and any interpretation and other guidance issued in connection therewith.

 

“Federal Funds Effective Rate”:   For any day, the rate per annum equal to the weighted average of the rates on overnight Federal funds transactions with members of the Federal Reserve System arranged by Federal funds brokers on such day, as published by the Federal Reserve Bank of New York on the Business Day next succeeding such day; provided that (a) if such day is not a Business Day, the Federal Funds Rate for such day shall be such rate on such transactions on the next preceding Business Day as so published on the next succeeding Business Day, and (b) if no such rate is so published on such next succeeding Business Day, the Federal Funds Rate for such day shall be the average rate (rounded upward, if necessary, to a whole multiple of 1/100 of 1%) charged to Bank of America, N.A. on such day on such transactions.

 

“Fee Letter”:  The letter agreement, dated June 15, 2011, between the Borrower, the Agent, and Arranger with respect to certain fees payable to the Agent, Arranger, and Lenders in connection with this Agreement.

 

“Fixtures”: Has the meaning given that term in the UCC.

 

“Foreign Asset Control Regulations”: Has the meaning set forth in Section 14-22.

 

“Foreign Lender”: Any Lender that is organized under the laws of a jurisdiction other than that in which the Borrower is resident for Tax purposes.  For purposes of this definition, the United States, each State thereof and the District of Columbia shall be deemed to constitute a single jurisdiction.

 

“GAAP”:   Principles which are consistent with those promulgated or adopted by the Financial Accounting Standards Board and its predecessors (or successors) in effect and applicable to that accounting period in respect of which reference to GAAP is being made, provided, however, in the event of a Material Accounting Change, then unless otherwise specifically agreed to by the Agent, the Borrower shall include, with its monthly,  quarterly, and annual financial statements a schedule, certified by the Borrower’s chief financial officer, on which the effect of such Material Accounting Change to the statement with which provided shall be described. Notwithstanding the foregoing, any obligations of a Person under a lease (whether existing now or entered into in the future) that is not (or would not be) a Capitalized Lease Obligation under GAAP as in effect on the Effective Date, shall not be treated as a Capitalized Lease Obligation solely as a result of the adoption of changes in GAAP outlined by the Financial Accounting Standards Board in its press release dated March 19, 2009.

 

 

  

-13-

  

 

 

“General Intangibles”:  Includes, without limitation, “general intangibles” as defined in the UCC; and also all: rights to payment for credit extended; deposits; amounts due to a Loan Party; credit memoranda in favor of a Loan Party; warranty claims; tax refunds and abatements; insurance refunds and premium rebates; all means and vehicles of investment or hedging, including, without limitation, options, warrants, and futures contracts; records; customer lists; telephone numbers; goodwill; causes of action; judgments; payments under any settlement or other agreement; literary rights; rights to performance; royalties; license and/or franchise fees; rights of admission; licenses; franchises; license agreements, including all rights of a Loan Party to enforce same; permits, certificates of convenience and necessity, and similar rights granted by any governmental authority; patents, patent applications, patents pending, and other intellectual property; internet addresses and domain names; developmental ideas and concepts; proprietary processes; blueprints, drawings, designs, diagrams, plans, reports, and charts; catalogs; manuals; technical data; computer software programs (including the source and object codes therefor), computer records, computer software, rights of access to computer record service bureaus, service bureau computer contracts, and computer data; tapes, disks, semi-conductors chips and printouts; trade secrets rights, copyrights, mask work rights and interests, and derivative works and interests; user, technical reference, and other manuals and materials; trade names, trademarks, service marks, and all goodwill relating thereto; applications for registration of the foregoing; and all other general intangible property of the Loan Parties in the nature of intellectual property; proposals; cost estimates, and reproductions on paper, or otherwise, of any and all concepts or ideas, and any matter related to, or connected with, the design, development, manufacture, sale, marketing, leasing, or use of any or all property produced, sold or leased, by a Loan Party or credit extended or services performed, by a Loan Party, whether intended for an individual customer or the general business of a Loan Party, or used or useful in connection with research by a Loan Party.

 

“Goods”:  Has the meaning given that term in the UCC.

 

“Guarantor” and “Guarantors”: means individually and collectively AWI, Jimmy’Z, AGC, Aeropostale Procurement Company, Inc., Aeropostale Licensing, Inc., P.S. from Aeropostale, Inc., and any other Subsidiary of the Borrower which executes and delivers a Guarantor Agreement pursuant to the terms of this Agreement from time to time.

 

“Guarantor Agreement”:  Each instrument and document executed by a Guarantor of the Liabilities to evidence or secure the Guarantor’s guaranty thereof.

 

“Hazardous Materials”:  Any (a) hazardous materials, hazardous waste, hazardous or toxic substances, petroleum products, which (as to any of the foregoing) are defined or regulated as a hazardous material in or under any Environmental Law and (b) oil in any physical state.

 

“Increase Effective Date”: Is defined in Section 2-24.

 

“Indebtedness”:  All indebtedness and obligations of or assumed by any Person on account of or in respect to any of the following:

 

 

  

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(a)                      In respect of money borrowed (including any indebtedness which is non-recourse to the credit of such Person but which is secured by an Encumbrance on any asset of such Person) whether or not evidenced by a promissory note, bond, debenture or other written obligation to pay money.

 

(b)                      In connection with any letter of credit or acceptance transaction (including, without limitation, the face amount of all letters of credit and acceptances issued for the account of such Person or reimbursement on account of which such Person would be obligated).

 

(c)                      In connection with the sale or discount of accounts receivable or chattel paper of such Person other than the sale of retail Accounts to credit card processors.

 

(d)                      On account of deposits or advances.

 

(e)                      As lessee under Capital Leases.

 

(f)                      On account of net obligations under any swap or hedging contract.

 

(g)                      With respect to obligations to purchase, redeem, retire, defease or otherwise make any payment in respect of any equity interest in such Person or any other Person, or any warrant, right or option to acquire such equity interest, valued, in the case of a redeemable preferred interest, at the greater of its voluntary or involuntary liquidation preference plus accrued and unpaid dividends.

 

“Indebtedness” also includes:

 

(x)                      Indebtedness of others secured by an Encumbrance on any asset of such Person, whether or not such Indebtedness is assumed by such Person.

 

(y)                      Any guaranty, endorsement, suretyship or other undertaking pursuant to which that Person may be liable on account of any Indebtedness of any third party, other than endorsements of negotiable instruments for collection in the ordinary course of business.

 

(z)                      The Indebtedness of a partnership or joint venture in which such Person is a general partner or joint venturer to the extent that the holder of such Indebtedness has recourse to such Person.

 

“Indemnified Claim”:   Is defined in Section 14-11.

 

“Indemnified Person”:   Is defined in Section 14-11.

 

“Indemnified Taxes”: Taxes other than Excluded Taxes.

 

“Instruments”:      Has the meaning given that term in the UCC.

 

“Interest Payment Date”:   With reference to:

 

Each Eurodollar Loan: The last day of the Interest Period relating thereto and, in addition, if such Eurodollar Loan has an Interest Period of greater than three months, the last day of the third month of such Interest Period; the Termination Date; and the End Date.

 

 

  

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Each Base Rate Loan: the first day of each month; the Termination Date; and the End Date.

 

“Interest Period”:

 

(a) With respect to each Eurodollar Loan: Subject to Subsection (c), below, the period commencing on the date of the making or continuation of, or conversion to, the subject Eurodollar Loan and ending one, two, three or six months thereafter, as the Borrower may elect by notice (pursuant to Section 2-5(a)) to the Agent.

 

(b) With respect to each Base Rate Loan: Subject to Subsection (c), below, the period commencing on the date of the making or continuation of or conversion to such Base Rate Loan and ending on that date (i) as of which the subject Base Rate Loan is converted to a Eurodollar Loan, as the Borrower may elect by notice (pursuant to Section 2-5(a)) to the Agent, or (ii) on which the subject Base Rate Loan is paid by the Borrower.

 

(c) The setting of Interest Periods is in all instances subject to the following:

 

(i)           Any Interest Period for a Base Rate Loan which would otherwise end on a day which is not a Business Day shall be extended to the next succeeding Business Day.

 

(ii)           Any Interest Period for a Eurodollar Loan which would otherwise end on a day that is not a Business Day shall be extended to the next succeeding Business Day, unless that succeeding Business Day is in the next calendar month, in which event such Interest Period shall end on the last Business Day of the month during which the Interest Period ends.

 

(iii)           Subject to Subsection (iv), below, any Interest Period applicable to a Eurodollar Loan, which Interest Period begins on a day for which there is no numerically corresponding day in the calendar month during which such Interest Period ends, shall end on the last Business Day of the month during which that Interest Period ends.

 

(iv)           Any Interest Period which would otherwise end after the Termination Date shall end on the Termination Date.

 

(v)           The number of Interest Periods in effect at any one time is subject to Section 2-10(d) hereof.

 

“Inventory”:  Includes, without limitation, “inventory” as defined in the UCC and also all:  packaging, advertising, and shipping materials related to any of the foregoing, and all names or marks affixed or to be affixed thereto for identifying or selling the same; Goods held for sale or lease or furnished or to be furnished under a contract or contracts of sale or service by the Borrower, or used or consumed or to be used or consumed in the Borrower’s business; Goods of said description in transit: returned, repossessed and rejected Goods of said description; and all documents (whether or not negotiable) which represent any of the foregoing.

 

“Investment”:  Any direct or indirect acquisition or investment by such Loan Party, whether by means of (a) the purchase or other acquisition of equity interests of another Person, (b) a loan, advance or capital contribution to, guarantee or assumption of debt of, or purchase or other acquisition of any other debt or interest in, another Person, or (c) any acquisition of the assets or equity interests of any Person.

 

 

  

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“Investment Property”:  Has the meaning given that term in the UCC.

 

“ISP”:  With respect to any L/C, the “International Standby Practices 1998” published by the Institute of International Banking Law & Practice (or such later version thereof as may be in effect at the time of issuance).

 

“Issuer”:  Bank of America, N.A. or Wells Fargo Bank, National Association

 

“Jimmy’Z”:  Jimmy’Z Surf Co., LLC, a Delaware limited liability company with an address of 112 West 34th Street, New York, New York 10120, a wholly owned Subsidiary of the Borrower.

 

“L/C”:  Any letter of credit, the issuance of which is procured by the Agent for the account of the Borrower and any banker’s acceptance made on account of such letter of credit.

 

“L/C Borrowing”: An extension of credit resulting from a drawing under any L/C which has not been reimbursed on the date when made or refinanced as a Revolving Credit Loan.

 

“Lease”:  Any lease or other agreement, no matter how styled or structured, pursuant to which the Borrower is entitled to the use or occupancy of any space.

 

“Lenders”:  Defined in the Preamble to this Agreement, and, as the context requires, includes the Swing Line Lender.

 

“Letter of Credit Rights”: Has the meaning given that term in the UCC and also shall refer to any right to payment or performance under a letter of credit, whether or not the beneficiary has demanded or at the time is entitled to demand payment or performance.

 

“Liabilities” (in the singular, “Liability”):  Includes, without limitation, all and each of the following, whether now existing or hereafter arising:

 

(a) Any and all direct and indirect liabilities, debts, and obligations of the Borrower to the Agent or any Lender, each of every kind, nature, and description under the Loan Documents.

 

(b) Each obligation to repay any loan, advance, indebtedness, note, obligation, overdraft, or amount now or hereafter owing by the Borrower to the Agent or any Lender under the Loan Documents (including all future advances whether or not made pursuant to a commitment by the Agent or any Lender), whether or not any of such are liquidated, unliquidated, primary, secondary, secured, unsecured, direct, indirect, absolute, contingent, or of any other type, nature, or description, or by reason of any cause of action which the Agent or any Lender may hold against the Borrower under the Loan Documents.

 

(c) All notes and other obligations of the Borrower now or hereafter assigned to or held by the Agent or any Lender with respect to the Loan Documents, each of every kind, nature, and description.

 

(d) All interest, fees, and charges and other amounts which may be charged by the Agent or any Lender to the Borrower under the Loan Documents and/or which may be due from the Borrower to the Agent or any Lender under the Loan Documents from time to time.

 

 

  

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(e) All costs and expenses incurred or paid by the Agent or any Lender in respect of any of the Loan Documents (including, without limitation, Costs of Collection, reasonable attorneys’ fees, and all court and litigation costs and expenses).

 

(f) Any and all covenants of the Borrower to or with the Agent or any Lender and any and all obligations of the Borrower to act or to refrain from acting in accordance with under Loan Documents.

 

(f) All obligations on account of Bank Products and Cash Management Services.

 

(g) Each of the foregoing as if each reference to the “Agent” and “Lender” therein were to each of the Affiliates of such Persons.

 

“Line (Unused) Fee”:   Is defined in Section 2-13.

 

“Liquidity Requirement”:  With respect to any acquisition or payment, (i) no Suspension Event or Event of Default then exists or would arise from the consummation of the specified transaction and the making of any payments with respect thereto, (ii) the Borrower has furnished the Agent with a pro forma balance sheet, income statement and cash flow statement (including, without limitation, a projection of Availability) for the subsequent 12 month period, after giving effect to the consummation of the specified transaction and the making of any payments with respect thereto; and (iii) the Agent is reasonably satisfied that Availability, after giving effect to such specified transaction and the making of any payments with respect thereto, will be at least equal to 20% of the Borrowing Base for the 12 months following such specified transaction and the making of such payments; and (iv) the Agent is reasonably satisfied that, after giving effect to such specified transaction and the making of any payments with respect thereto, the Borrower will be solvent.

 

“Loan Account”:   Is defined in Section 2-7.

 

“Loan Ceiling”:   $175,000,000.00, as may be modified from time to time in accordance with Sections 2-3 and 2-24 of this Agreement.

 

“Loan Documents”:   This Agreement, the Agency Agreement, Confirmation Agreement, each instrument and document executed and/or delivered as contemplated by Article 3, below, and each other instrument or document from time to time executed and/or delivered in connection with the arrangements contemplated hereby or in connection with any transaction which arises out of any depository, letter of credit, interest rate protection, foreign exchange or other hedging agreement, or equipment leasing services provided by the Agent, any Affiliate of the Agent, [or any Lender], as each may be amended from time to time.

 

“Loan Party” or “Loan Parties”: Individually and collectively the Borrower and each Guarantor.

 

“Material Accounting Change”:  Any change in GAAP applicable to accounting periods subsequent to the Borrower’s fiscal year most recently completed prior to the execution of this Agreement, which change has a material effect on the Borrower’s financial condition or operating results, as reflected on financial statements and reports prepared by or for the Borrower, when compared with such condition or results as if such change had not taken place.

 

 

  

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“Material Adverse Effect”:    A material adverse effect upon (i) the  Loan Parties  business, assets, properties, liabilities (actual or contingent), operations, financial affairs, or condition (financial or otherwise) taken as a whole, or (ii) the Collateral, taken as a whole, or (iii) the ability of the Loan Parties to perform their respective obligations under this Agreement and the other Loan Documents, taken as a whole, or (iv) the validity, enforceability, perfection or priority of this Agreement or the other Loan Documents or of the rights and remedies of the Agent under any Loan Document, taken as a whole. In determining whether any individual event would result in a Material Adverse Effect, notwithstanding that such event in and of itself does not have such effect, a Material Adverse Effect shall be deemed to have occurred if the cumulative effect of such event and all other then existing events would result in a Material Adverse Effect.

 

“Material Contract”: With respect to any Person, each contract to which such Person is a party the termination of which contract could reasonably be expected to have a Material Adverse Effect.

 

“Material Indebtedness”: Indebtedness (other than the Liabilities) of the Loan Parties in an aggregate principal amount exceeding $10,000,000.00.   For purposes of determining the amount of Material Indebtedness at any time, (a) the amount of the obligations in respect of any swap contract at such time shall be calculated after taking into account the effect of any legally enforceable netting agreement relating to such swap contracts, (b) undrawn committed or available amounts shall be included, and (c) all amounts owing to all creditors under any combined or syndicated credit arrangement shall be included.

 

“Maturity Date”:   September 22, 2016.

 

“Measurement Period”: At any date of determination, the most recently completed twelve (12) months of the Borrower.

 

“Operating Account”:    Is defined in Section 7-3.  

 

“Other Taxes”: All present or future stamp or documentary taxes or any other excise or property taxes, charges or similar levies arising from any payment made hereunder or under any other Loan Document or from the execution, delivery or enforcement of, or otherwise with respect to, this Agreement or any other Loan Document, excluding, however, any such amounts imposed as a result of an assignment by a Lender of its loan or Commitment.

 

“Participant”:   Is defined in Section 14-14, hereof.

 

“Payment Conditions”: At the time of determination with respect to any specified transaction or payment, that:

(a) no Suspension Event or Event of Default then exists or would arise as a result of entering into such transaction or the making such payment,

(b) after giving effect to such transaction or payment, Availability is equal to or greater than fifteen percent (15%) of the lesser of (1) the Commitments and (2) the Borrowing Base,

(c) the Consolidated Fixed Charge Coverage Ratio, on a pro-forma basis for the Measurement Period immediately prior to such transaction or payment, will be equal to or greater than 1.0:1.0 (or, solely with respect to Restricted Payments, 1.1:1.0), and

 

 

  

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(d) for the six-month period immediately following such transaction or payment and after giving effect to such transaction or payment, Availability shall be equal to or greater than fifteen percent (15%) of the lesser of (1) the Commitments and (2) the Borrowing Base.

Prior to undertaking any transaction or payment which is subject to the Payment Conditions, the Borrower shall deliver to the Agent a certificate of the Borrower evidencing satisfaction of the conditions contained in clauses (b), (c) and (d) above on a basis (including, without limitation, giving due consideration to results for prior periods) reasonably satisfactory to the Agent.

“Payment Intangibles”:   Has the meaning given that term in the UCC and shall also refer to any General Intangible under which the Account Debtor’s primary obligation is a monetary obligation.

 

“Permitted Acquisition”:  The investment in, the purchase of stock of, or the purchase of all or a substantial part of the assets or properties of, or controlling interests in, any Person (other than the Borrower), or the entering into of any transaction, series of transactions, merger (with the Borrower as the surviving entity), consolidation or exchange of securities with any Person (referred to herein as an “Acquisition”), in which each of the following conditions are satisfied:

 

(a) The type of business of such Person is generally the same type of business (or is included in the types of business) in which the Borrower is engaged or a business reasonably related thereto;

 

(b) Immediately after giving effect to the transaction, the Payment Conditions have been satisfied;

 

(c) Such Acquisition shall have been approved by the board of directors of the Person (or similar governing body if such Person is not a corporation) which is the subject of such Acquisition and such Person shall not have announced that it will oppose such Acquisition or shall not have commenced any action which alleges that such Acquisition shall violate applicable Law;

 

(d) For any Acquisition in an amount greater than $10,000,00.00, the Borrower shall have furnished the Agent with thirty (30) days’ prior written notice of such intended Acquisition and shall have furnished the Agent with a current draft of the acquisition documents (and final copies thereof as and when executed), copies of any third party accounting, financial, and legal due diligence undertaken by the Loan Parties in connection with such Acquisition, appropriate financial statements of the Person which is the subject of such Acquisition, pro forma projected financial statements for the twelve (12) month period following such Acquisition after giving effect to such Acquisition (including balance sheets, cash flows and income statements by quarter (and, if available, by month) for the acquired Person, individually, and on a Consolidated basis with all Loan Parties), and such other information as the Agent may reasonably require, all of which shall be in form reasonably satisfactory to the Agent;

 

(e) If the Acquisition involves the purchase of equity interests in a Person and proceeds of any Revolving Credit Loan will be used to pay the purchase price or other amounts payable to the seller in connection with such Acquisition, either (i) the legal structure of the Acquisition shall be acceptable to the Agent in its discretion, or (ii) the Loan Parties shall have provided the Agent with a favorable solvency opinion from an unaffiliated third party valuation firm reasonably satisfactory to the Agent;

 

(f) After giving effect to the Acquisition, if the Acquisition is an Acquisition of equity interests, a Loan Party shall acquire and own, directly or indirectly, a majority of the equity interests in the Person being acquired and shall control a majority of any voting interests or shall otherwise control the governance of the Person being acquired; and

 

 

  

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(g) All action required to be undertaken pursuant to Section 4-18(f) by any Subsidiary created in connection with such transaction (including, but not limited to, causing such Subsidiary to become a Guarantor hereunder) has been completed, or, simultaneously with the consummation of such Acquisition, will be completed, to the reasonable satisfaction of the Agent.

 

In all events, any assets acquired in a Permitted Acquisition must first satisfy the eligibility requirements contained in this Agreement before the Borrower shall be permitted to include any such assets in the Borrowing Base.  Without limiting the foregoing and the provisions of Section 5-10(c), the Agent shall have obtained, at the Borrower’s expense, a satisfactory appraisal and audit with respect to such acquired assets.

 

“Permitted Encumbrances”:   Those Encumbrances permitted as provided in Section 4-6(a) hereof.

 

“Person”:  Any natural person, and any corporation, limited liability company, trust, partnership, joint venture, or other enterprise or entity.

 

“Prime Rate”:  For any day a fluctuating rate per annum equal to the highest of (a) the rate of interest in effect for such day as publicly announced from time to time by Bank of America, N.A. as its “prime rate”; (b) the Federal Funds Rate for such day, plus 0.50%; and (c) the Eurodollar Rate for a 30-day interest period as determined on such day, plus 1.0%.  The “prime rate” is a rate set by Bank of America, N.A. based upon various factors including Bank of America, N.A.’s costs and desired return, general economic conditions and other factors, and is used as a reference point for pricing some loans, which may be priced at, above, or below such announced rate.  Any change in Bank of America, N.A.’s prime rate, the Federal Funds Rate or the Eurodollar Rate, respectively, shall take effect at the opening of business on the day specified in the public announcement of such change.

 

“Proceeds”:  Includes, without limitation, “Proceeds” as defined in the UCC (defined below), and each type of property described in Section 8-1 hereof.

 

“Receipts”:  All cash, cash equivalents, checks, and credit card slips and receipts as arise out of the sale of the Collateral.

 

“Receivables Collateral”:   That portion of the Collateral which consists of the Loan Parties’ Accounts, Accounts Receivable, General Intangibles for the payment of money, Chattel Paper, Instruments, Investment Property, letters of credit for the benefit of a Loan Party, and bankers’ acceptances held by a Loan Party, and any rights to payment.

 

“Related Entity”:     (a)           Any corporation, limited liability company, trust, partnership, joint venture, or other enterprise which: is a parent, brother-sister, Subsidiary, or Affiliate, of the Borrower; could have such enterprise’s tax returns or financial statements consolidated with the Borrower’s; could be a member of the same controlled group of corporations (within the meaning of Section 1563(a)(1), (2) and (3) of the Internal Revenue Code of 1986, as amended from time to time) of which the Borrower is a member; controls or is controlled by the Borrower or by any Affiliate of the Borrower.

 

(b)           Any Affiliate.

 

 

  

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“Required Consent”: Has the meaning given that term in the Agency Agreement.

 

“Requirement of Law”:   As to any Person:

 

(a)           (i)           All statutes, rules, regulations, orders, or other requirements having the force of law and (ii) all court orders and injunctions, arbitrator’s decisions, and/or similar rulings, in each instance ((i) and (ii)) of or by any federal, state, municipal, and other governmental authority, or court, tribunal, governmental panel, or other governmental body which has jurisdiction over such Person, or any property of such Person.

 

(b)           That Person’s charter, certificate of incorporation, articles of organization, and/or other organizational documents, as applicable; and

 

(c) that Person’s by-laws and/or other instruments which deal with corporate or similar governance, as applicable;

 

provided however, for purposes of this Agreement (i) the Dodd-Frank Wall Street Reform and Consumer Protection Act and all requests, guidelines or directives in connection therewith, and (ii) all rules, guidelines or directives promulgated by the Bank for International Settlements, the Basel Committee on Banking Supervision (or any successor or similar authority) or the United States regulatory authorities, in each case pursuant to Basel III, shall, in each case, be deemed to have gone into effect and been adopted after the Effective Date.

 

“Reserves”:  Without duplication of any other reserves or items that are otherwise addressed or excluded either through eligibility criteria or in the most recent appraisal conducted hereunder by an independent appraiser reasonably satisfactory to the Agent, such reserves as the Agent from time to time determines in its reasonable discretion exercised in good faith as being necessary or appropriate (a) to reflect the impediments to the Agent’s ability to realize upon the Collateral, including any claims or liabilities that the Agent determines will need to be satisfied in connection with the realization upon such Collateral (including, without limitation, the Inventory), (b) to reflect costs, expenses and other amounts that the Agent may incur or be required to pay to realize upon the Collateral, including, without limitation, on account of rent, customs and duties and Permitted Encumbrances, (c) to reflect changes in the determination of the saleability, at retail, of Acceptable Inventory, (d) to reflect such other factors as negatively affect the market value of the Acceptable Inventory, (e) to reflect criteria, events, conditions, contingencies or risks which adversely affect any component of the Borrowing Base, (f) on account of gift cards, gift certificates, merchandise credits and customer deposits, (g) Cash Management Reserves, (h) Bank Product Reserves, and (i) rent reserves not to exceed two (2) months rent plus any past due amounts. The Agent shall have the right, at any time and from time to time after the Effective Date in its reasonable discretion exercised in good faith as being necessary or appropriate to establish, modify or eliminate Reserves.

 

“Responsible Officer”:  means the chief executive officer, chief operating officer, president, chief financial officer, general counsel, chief accounting officer, treasurer, controller, vice president of finance of a Loan Party or any of the other individuals designated in writing to the Agent by an existing Responsible Officer of a Loan Party as an authorized signatory of any certificate or other document to be delivered hereunder.  Any document delivered hereunder that is signed by a Responsible Officer of a Loan Party shall be conclusively presumed to have been authorized by all necessary corporate, partnership and/or other action on the part of such Loan Party and such Responsible Officer shall be conclusively presumed to have acted on behalf of such Loan Party.

 

 

  

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“Restricted Payment”: Any dividend or other distribution (whether in cash, securities or other property) with respect to any capital stock or other equity interest of any Person or any of its Subsidiaries, or any payment (whether in cash, securities or other property), including any sinking fund or similar deposit, on account of the purchase, redemption, retirement, defeasance, acquisition, cancellation or termination of any such capital stock or other equity interest, or on account of any return of capital to such Person’s stockholders, partners or members (or the equivalent of any thereof), or any option, warrant or other right to acquire any such dividend or other distribution or payment.  Without limiting the foregoing, “Restricted Payments” with respect to any Person shall also include all payments made by such Person with any proceeds of a dissolution or liquidation of such Person.

 

“Revolving Credit”:   Is defined in Section 2-1.

 

“Revolving Credit Note”:     Is defined in Section 2-8.

 

“Revolving Credit Loan”:   A term of convenience which refers to so much of the unpaid principal balance of the Loan Account as bears the same rate of interest for the same Interest Period, which, for the avoidance of doubt, shall include Swing Line Loans as the context may require.

 

“Secured L/Cs”:  L/Cs which have been secured in the manner provided pursuant to Section 2-19 hereof.

 

“Solvent” and “Solvency”: With respect to any Person on a particular date, that on such date (a) at fair valuation, all of the properties and assets of such Person are greater than the sum of the debts, including contingent liabilities, of such Person, (b) the present fair saleable value of the properties and assets of such Person is not less than the amount that would be required to pay the probable liability of such Person on its debts as they become absolute and matured, (c) such Person is able to realize upon its properties and assets and pay its debts and other liabilities, contingent obligations and other commitments as they mature in the normal course of business, (d) such Person does not intend to, and does not believe that it will, incur debts beyond such Person’s ability to pay as such debts mature, and (e) such Person is not engaged in a business or a transaction, and is not about to engage in a business or transaction, for which such Person’s properties and assets would constitute unreasonably small capital after giving due consideration to the prevailing practices in the industry in which such Person is engaged.  The amount of all guarantees at any time shall be computed as the amount that, in light of all the facts and circumstances existing at the time, can reasonably be expected to become an actual or matured liability.

“Statutory Reserve Rate”:   A fraction (expressed as a decimal), the numerator of which is the number one and the denominator of which is the number one minus the aggregate of the maximum reserve percentages (including any marginal, special, emergency or supplemental reserves) expressed as a decimal established by the Federal Reserve Board to which any Lender is subject with respect to the Adjusted Eurodollar Rate, for Eurocurrency funding (currently referred to as “Eurocurrency Liabilities” in Regulation D of the Federal Reserve Board). Such reserve percentages shall include those imposed pursuant to such Regulation D.  Eurodollar Loans shall be deemed to constitute Eurocurrency funding and to be subject to such reserve requirements without benefit of or credit for proration, exemptions or offsets that may be available from time to time to the Lenders under such Regulation D or any comparable regulation. The Statutory Reserve Rate shall be adjusted automatically on and as of the effective date of any change in any reserve percentage.

 

“Stated Amount”: The maximum amount for which an L/C may be honored.

 

 

  

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“Subordinated Indebtedness”: Indebtedness the payment of principal and interest of which is expressly subordinated in right of payment to the Liabilities, in such form and on such terms (which may include the payment of current interest until the occurrence, and during the continuance, of a Suspension Event) as are reasonably acceptable to the Agent.

 

“Subsidiary”:   As to any Person, any corporation, association, partnership, limited liability company, joint venture or other business entity of which at least fifty percent (50%) or more of the ordinary voting power (or equivalent interests) for the election of a majority of the board of directors (or other equivalent governing body) of such entity is held or controlled by such Person, or by one or more Subsidiaries of such Person, or by such Person and one or more Subsidiaries of such Person; or which is otherwise controlled by such Person, or by one or more Subsidiaries of such Person, or by such Person and one or more Subsidiaries of such Person through the exercise of voting power or otherwise.

 

“Supporting Obligation”: Has the meaning given that term in the UCC and shall also refer to a Letter of Credit Right or secondary obligation that supports the payment or performance of an Account, Chattel Paper, a Document, a General Intangible, an Instrument or Investment Property.

 

“Suspension Event”: Any occurrence, circumstance, or state of facts which (a) is an Event of Default, which is continuing; or (b) would become an Event of Default if any requisite notice were given and/or any requisite period of time were to run and such occurrence, circumstance, or state of facts were not absolutely cured within any applicable grace period.

 

“Swing Line Lender”: Bank of America, N.A.

 

“Swing Line Loan Request”: Is defined in Section 2-2.

 

“Swing Line Loans”: Is defined in Section 2-2.

 

“Swing Line Sublimit”: $20,000,000.00

 

“Taxes”: All present or future taxes, levies, imposts, duties, deductions, withholdings, assessments, fees or other charges imposed by any governmental authority, including any interest, additions to tax or penalties applicable thereto.

 

“Termination Date”:   The earliest of (a) the Maturity Date; or (b) the occurrence of any event described in Section 10-13 hereof; or (c) date set by notice by the Agent to the Borrower, which notice sets the Termination Date on account of the occurrence of any Event of Default other than as described in Section 10-13 hereof.

 

“Trust Deposit Accounts”:  Depository accounts established by the Loan Parties the proceeds of which are to be utilized solely for the payment of sales taxes, ad valorem taxes, withholding taxes and other similar Taxes, and other depository accounts established by the Loan Parties for which such Loan Party is a trustee or other fiduciary for any other Persons.

 

“UCC”: The Uniform Commercial Code as presently in effect in New York, provided, however, that if a term is defined in Article 9 of the Uniform Commercial Code differently than in another Article thereof, the term shall have the meaning set forth in Article 9; providedfurther that, if by reason of mandatory provisions of law, perfection, or the effect of perfection or non-perfection, of a security interest in any Collateral or the availability of any remedy hereunder is governed by the Uniform Commercial Code as in effect in a jurisdiction other than New York, “Uniform Commercial Code” means the Uniform Commercial Code as in effect in such other jurisdiction for purposes of the provisions hereof relating to such perfection or effect of perfection or non-perfection or availability of such remedy, as the case may be.

 

 

  

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“Unreimbursed L/C Obligations”: The then unpaid reimbursement obligations in respect of L/Cs which have been drawn, but which have not been repaid either by an advance under the Revolving Credit in accordance with the provisions of Section 2-17(f) hereof or otherwise.

 

Article 2 - The Revolving Credit:

 

2-1. Establishment of Revolving Credit.

 

(a) The Lenders hereby establish a revolving line of credit (the “Revolving Credit”) in the Borrower’s favor pursuant to which each Lender, subject to, and in accordance with, this Agreement, agrees to severally make loans and advances and otherwise provide financial accommodations to and for the account of the Borrower as provided herein, in each case equal to that Lender’s Commitment Percentage up to the maximum amount of such Lender’s Dollar Commitment; provided that the Aggregate Outstandings shall not at any time in the aggregate exceed the lesser of (A) the Loan Ceiling, or (B) the Borrowing Base.

 

(b) The proceeds of borrowings under the Revolving Credit shall be used solely for working capital and general corporate purposes of the Borrower, including, without limitation, the repurchase of the Borrower’s capital stock, and for its Capital Expenditures, all solely to the extent permitted by this Agreement.

 

(c) The Borrower recognizes that the Agent’s exercise of any discretion accorded to the Agent with respect to the Revolving Credit and of its rights, remedies, powers, privileges, and discretions with respect to the Loan Parties may be subject to the terms and conditions of the Agency Agreement.

 

2-2. Swing Line Loan.

 

(a) The Swing Line.  Subject to the terms and conditions set forth herein, the Swing Line Lender agrees, in reliance upon the agreements of the other Lenders set forth in this Section 2-2 and in the Agency Agreement, to make loans (each such loan, a “Swing Line Loan”) to the Borrower from time to time on any Business Day in an aggregate amount not to exceed at any time outstanding the amount of the Swing Line Sublimit; provided, however, that after giving effect to any Swing Line Loan, Aggregate Outstandings shall not at any time in the aggregate exceed the lesser of (A) the Loan Ceiling, or (B) the Borrowing Base; provided further, that the Borrower shall not use the proceeds of any Swing Line Loan to refinance any outstanding Swing Line Loan, and provided further that the Swing Line Lender shall not be obligated to make any Swing Line Loan at any time when any Lender is at such time a Defaulting Lender or Deteriorating Lender, unless the Swing Line Lender has entered into satisfactory arrangements with the Borrower or such Lender to eliminate the Swing Line Lender’s risk with respect to such Lender.  Within the foregoing limits, and subject to the other terms and conditions hereof, the Borrower may borrow under this Section 2-2 prepay under Section 2-9 and reborrow under this Section 2-2.  Each Swing Line Loan shall bear interest only at a rate based on the Prime Rate.  The Swing Line Lender shall have all of the benefits and immunities (A) provided to the Agent in the Agency Agreement with respect to any acts taken or omissions suffered by the Swing Line Lender in connection with Swing Line Loans made by it or proposed to be made by it as if the term “Agent” as used in the Agency Agreement included the Swing Line Lender with respect to such acts or omissions, and (B) as additionally provided herein with respect to the Swing Line Lender.

 

 

  

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(b) Borrowing Procedures.  Each Swing Line Borrowing shall be made upon the Borrower’s irrevocable notice to the Swing Line Lender and the Agent, which may be given by telephone. Each such notice (each, a “Swing Line Loan Request”) must be received by the Swing Line Lender and the Agent not later than 1:00 p.m. on the requested borrowing date, and shall specify (i) the amount to be borrowed, which shall be a minimum of $10,000.00, and (ii) the requested borrowing date, which shall be a Business Day.  Each such telephonic notice must be confirmed promptly by delivery to the Swing Line Lender and the Agent of a written Swing Line Loan Request, appropriately completed and signed by a Responsible Officer of the Borrower.  Promptly after receipt by the Swing Line Lender of any telephonic Swing Line Loan Request, the Swing Line Lender will confirm with the Agent (by telephone or in writing) that the Agent has also received such Swing Line Loan Request and, if not, the Swing Line Lender will notify the Agent (by telephone or in writing) of the contents thereof.  Unless the Swing Line Lender has received notice (by telephone or in writing) from the Agent at the request of the Lenders with Required Consent prior to 2:00 p.m. on the date of the proposed Swing Line Borrowing (A) directing the Swing Line Lender not to make such Swing Line Loan as a result of the limitations set forth in the proviso to the first sentence of Section 2-2(a), or (B) that one or more of the applicable conditions specified in Section 2-5(g) is not then satisfied, then, subject to the terms and conditions hereof, the Swing Line Lender may, on the borrowing date specified in such Swing Line Loan Request, make the amount of its Swing Line Loan available to the Borrower either by (i) crediting the account of the Borrower on the books of Bank of America, N.A. with the amount of such funds or (ii) wire transfer of such funds, in each case in accordance with instructions provided to (and reasonably acceptable to) the Swing Line Lender by the Borrower; provided, however, that if, on the date of the proposed Swing Line Loan, there are L/C Borrowings outstanding, then the proceeds of such Swing Line Loan, first, shall be applied to the payment in full of any such L/C Borrowings, and second, shall be made available to the Borrower as provided above.

 

(c) Swing Line Lender shall be responsible for invoicing the Borrower for interest on the Swing Line Loans.  The Borrower shall make all payments of principal and interest in respect of the Swing Line Loans directly to the Swing Line Lender.

 

2-3. Voluntary Reduction or Termination of Commitments.

 

 The Borrower may reduce, or terminate, the Lenders' Commitments, pro rata, in whole or in part from time to time, by furnishing three (3) Business Days' written notice to the Agent.  Upon the effective date of any such reduction, the Borrower shall pay to the Agent (a) any amounts required by under Section 2-9(b) hereof as a result of such reduction or termination, together with (b) the accrued Line (Unused) Fee as of the date of such reduction or termination.  No reduction or termination of the Commitments may be reinstated.

 

2-4. Risks of Value of Collateral»

 

.           The Agent’s reference to a given asset in connection with the making of loans, credits, and advances and the providing of financial accommodations under the Revolving Credit and/or the monitoring of compliance with the provisions hereof shall not be deemed a determination by the Agent relative to the actual value of the asset in question.  All risks concerning the collectability of the Borrower’s Accounts and the saleability of the Borrower’s Inventory are and remain upon the Borrower.  All Collateral secures the prompt, punctual, and faithful performance of the Liabilities whether or not relied upon by the Agent or any Lender in connection with the making of loans, credits, and advances and the providing of financial accommodations under the Revolving Credit.

 

2-5. Loan Requests.

 

 

  

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(a) Subject to the provisions of this Agreement (and, in particular, subject to any provisions of Section 2-2 relating to Swing Line Loans), a loan or advance under the Revolving Credit duly and timely requested by the Borrower shall be made pursuant hereto, provided that:

 

(i) Availability will not be exceeded;

 

(ii) If Aggregate Outstandings exceed $75,000,000.00, no loans, advances or other financial accommodations shall be made if as a result thereof the Aggregate Outstandings would exceed $100,000,000.00 until such time as the Agent has completed, and received the results of a commercial finance audit and inventory appraisal in accordance with the provisions of Section 5-10 hereof.

 

(iii) The Revolving Credit has not been suspended as provided in Section 2-5(h).

 

(b) Requests for loans and advances under the Revolving Credit may be requested by the Borrower in such manner as may from time to time be reasonably acceptable to the Agent.

 

(c) Subject to the provisions of this Agreement, the Borrower may request a Revolving Credit Loan and elect an interest rate and Interest Period to be applicable to that Revolving Credit Loan by giving the Agent notice no later than the following:

 

(i) If such Revolving Credit Loan is or is to be converted to a Base Rate Loan: By 11:00 AM on the Business Day on which the subject Revolving Credit Loan is to be made or is to be so converted.  Base Rate Loans requested by the Borrower, other than those resulting from the conversion of a Eurodollar Loan, shall not be less than $10,000.00 (or the then Availability if less than $10,000.00).

 

(ii) If such Revolving Credit Loan is, or is to be continued as, or converted to, a Eurodollar Loan: By 1:00 PM two (2) Eurodollar Business Days before the end of the then applicable Interest Period.  Eurodollar Loans and conversions to Eurodollar Loans shall each be not less than $1,000,000.00 and in increments of $1,000,000.00 in excess of such minimum.

 

(iii) Any Eurodollar Loan which matures while a Suspension Event is extant shall be converted, at the option of the Agent to a Base Rate Loan notwithstanding any notice from the Borrower that such Loan is to be continued as a Eurodollar Loan.

 

(d) Any request for a Revolving Credit Loan or for the conversion of a Revolving Credit Loan which is made after the applicable deadline therefor, as set forth above, shall be deemed to have been made at the opening of business on the then next Business Day or Eurodollar Business Day, as applicable.  Each request for a Revolving Credit Loan or for the conversion of a Revolving Credit Loan shall be made in such manner as may from time to time be reasonably acceptable to the Agent.

 

(e) The Borrower may request that the Agent cause the issuance of L/C’s for the account of the Borrower as provided in Section 2-17.

 

(f) The Agent may rely on any request for a loan or advance, or other financial accommodation under the Revolving Credit which the Agent, in good faith, reasonably believes to have been made by a Person duly authorized to act on behalf of the Borrower and may decline to make any such requested loan or advance, or issuance, or to provide any such financial accommodation pending the Agent being furnished with such documentation concerning that Person’s authority to act as may be reasonably satisfactory to the Agent.

 

 

  

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(g) A request by the Borrower for a loan or advance, or other financial accommodation under the Revolving Credit shall be irrevocable and shall constitute certification by the Borrower that as of the date of such request, each of the following conditions has been satisfied:

 

(i) No event or circumstance which could reasonably be expected to result in a Material Adverse Effect shall have occurred.

 

(ii) All or a portion of any loan or advance so requested will be set aside by the Borrower to cover all of the Borrower’s obligations for sales tax on account of sales since the then most recent borrowing pursuant to the Revolving Credit.

 

(iii) Each representation which is made herein or in any of the Loan Documents (defined below) is then true and complete in all material respects as of and as if made on the date of such request (other than those which are as of a specific date, in which case such representation was true and complete in all material respects as of such date, and other than those of which are qualified by materiality, in which case such representations are true and correct in all respects).

 

(iv) No Suspension Event is then extant.

 

(h) Upon the occurrence, and during the continuance, from time to time of any Suspension Event:

 

(i) The Agent may suspend the Revolving Credit immediately.

 

(ii) Neither the Agent nor any Lender shall be obligated, during such suspension, to make any loans or advance, or to provide any financial accommodation hereunder or to seek the issuance of any L/C.

 

(iii) The Agent may suspend the right of the Borrower to request any Eurodollar Loan or to convert any Base Rate Loan to a Eurodollar Loan.

 

2-6. Making of Loans Under Revolving Credit.

 

(a) A loan or advance under the Revolving Credit shall be made by the transfer of the proceeds of such loan or advance to the Operating Account or as otherwise instructed by the Borrower.

 

(b) A loan or advance shall be deemed to have been made under the Revolving Credit (and the Borrower shall be indebted to the Lenders for their respective pro rata portions of the amount thereof immediately) at the following:

 

(i) The Agent’s initiation of the transfer of the proceeds of such loan or advance in accordance with the Borrower’s instructions (if such loan or advance is of funds requested by the Borrower).

 

 

  

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(ii) The charging of the amount of such loan to the Loan Account (in all other circumstances).

 

(c) There shall not be any recourse to or liability of the Agent or any Lender, on account of:

 

(i) Any delay in the making of any loan or advance requested under the Revolving Credit unless due to the Agent’s, or, if applicable, Lender’s, gross negligence or willful misconduct.

 

(ii) Any delay in the proceeds of any such loan or advance constituting collected funds.

 

(iii) Any delay in the receipt, and/or any loss, of funds which constitute a loan or advance under the Revolving Credit, the wire transfer of which was properly initiated in accordance with wire instructions provided to the Agent by the Borrower.

 

2-7. The Loan Account.

 

(a) An account (“Loan Account”) shall be opened on the books of the Agent. A record may be kept in the Loan Account of all loans made under or pursuant to this Agreement and of all payments thereon.

 

(b) The Agent may also keep a record (either in the Loan Account or elsewhere, as the Agent may from time to time elect) of all interest, fees, service charges, costs, expenses, and other debits owed the Agent and each Lender on account of the Liabilities and of all credits against such amounts so owed.

 

(c) All credits against the Liabilities shall be conditional upon final payment to the Agent for the account of each Lender of the items giving rise to such credits.  The amount of any item credited against the Liabilities which is charged back against the Agent or any Lender for any reason or is not so paid shall be a Liability and shall be added to the Loan Account, whether or not the item so charged back or not so paid is returned.

 

(d) Except as otherwise provided herein, all fees, service charges, costs, and expenses for which the Borrower is obligated hereunder are payable on demand.

 

(e) The Agent, without the request of the Borrower, may advance under the Revolving Credit any interest, fee, service charge, or other payment to which the Agent or any Lender is entitled from the Borrower pursuant hereto and may charge the same to the Loan Account notwithstanding that such amount so advanced may result in Availability being exceeded.  Such action on the part of the Agent shall not constitute a waiver of the Agent’s or any Lender’s rights and Borrower’s obligations under Section 2-9(b). Any amount which is added to the principal balance of the Loan Account as provided in this Section 2-7(e) shall bear interest, subject to Section 2-10(f), at the Prime Rate.

 

(f) Absent manifest error, any statement rendered by the Agent to the Borrower concerning the Liabilities shall be considered correct and accepted by the Borrower and shall be conclusively binding upon the Borrower unless the Borrower provides the Agent with written objection thereto within sixty (60) days from the receipt of such statement, which written objection shall indicate, with particularity, the reason for such objection.  The Loan Account and the Agent’s books and records concerning the loan arrangement contemplated herein and the Liabilities shall be prima facie evidence and proof of the items described therein.

 

 

  

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2-8. The Revolving Credit Notes.  The obligation to repay loans and advances under the Revolving Credit, with interest as provided herein, shall be evidenced by promissory notes (each, a “Revolving Credit Note”) in the form of EXHIBIT 2-8, annexed hereto, executed by the Borrower, one payable to each Lender.  Neither the original nor a copy of a Revolving Credit Note shall be required, however, to establish or prove any Liability.  In the event that a Revolving Credit Note is ever lost, mutilated, or destroyed, upon receipt of an indemnification with respect to the lost Revolving Credit Note from such Lender in form and substance reasonably satisfactory to the Borrower and the Agent, the Borrower shall execute a replacement thereof and deliver such replacement to such Lender.

 

2-9. Payment of The Loan Account.

 

(a) The Borrower may repay all or any portion of the principal balance of the Loan Account from time to time until the Termination Date.  Such payments shall be applied first to Base Rate Loans (which, for the avoidance of doubt shall include the Swing Line Loans) and only then to Eurodollar Loans.

 

(b) The Borrower, without notice or demand from the Agent or any Lender, shall pay the Agent that amount, from time to time, which is necessary so that the unpaid balance of the Loan Account does not exceed Availability. Such payments shall be applied first to Base Rate Loans (which, for the avoidance of doubt shall include the Swing Line Loans) and only then to Eurodollar Loans.

 

(c) Subject to the provisions of Section 7-5(c) hereof, the Agent shall endeavor to cause those applications of payments (if any), pursuant to Sections 2-9(a) and 2-9(b) against Eurodollar Loans then outstanding in such manner as results in the least cost to the Borrower, but shall not have any affirmative obligation to do so nor liability on account of the Agent’s failure to have done so.  In no event shall action or inaction taken by the Agent excuse the Borrower from any indemnification obligation under Section 2-9(e).

 

(d) The Borrower shall repay the then entire unpaid balance of the Loan Account and all other Liabilities on the Termination Date.

 

(e) The Borrower shall indemnify the Agent and each Lender and hold the Agent and each Lender harmless from and against any loss, cost or expense (excluding loss of anticipated profits) which the Agent or any Lender may sustain or incur (including, without limitation, by virtue of acceleration after the occurrence of any Event of Default) as a consequence of the following:

 

(i) Default by the Borrower in payment of the principal amount of or any interest on any Eurodollar Loan as and when due and payable, including any such loss or expense arising from interest or fees payable by the Agent or such Lender to lenders of funds obtained by it in order to maintain its Eurodollar Loans.

 

(ii) Default by the Borrower in making a borrowing or conversion after the Borrower has given (or is deemed to have given) a request for a Revolving Credit Loan or a request to convert a Revolving Credit Loan from one applicable interest rate to another.

 

 

  

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(iii) The making of any payment on a Eurodollar Loan or the making of any conversion of any such Loan to a Base Rate Loan on a day that is not the last day of the applicable Interest Period with respect thereto, including interest or fees payable by the Lenders to lenders of funds obtained by it in order to maintain any such Loans as “breakage fees” (so-called).

 

2-10. Interest Rates.

 

(a) Each Revolving Credit Loan shall bear interest at the Prime Rate plus the Applicable Margin for Base Rate Loans unless timely notice is given (as provided in Section 2-5(a)) that the subject Revolving Credit Loan (or a portion thereof) is, or is to be converted to, a Eurodollar Loan.

 

(b) Each Revolving Credit Loan which consists of a Eurodollar Loan shall bear interest at the Adjusted Eurodollar Rate plus the Applicable Margin for Eurodollar Loans.

 

(c) Subject to the provisions hereof (including, but not limited to Section 2-2), the Borrower, by notice to the Agent, may cause all or a part of the unpaid principal balance of the Loan Account to bear interest at the Prime Rate or the Adjusted Eurodollar Rate as specified from time to time by the Borrower.

 

(d) The Borrower shall not select, renew, or convert any interest rate for a Revolving Credit Loan such that, in addition to interest at the Prime Rate, there are more than six (6) Interest Periods for Eurodollar Loans applicable to the Revolving Credit Loans at any one time.

 

(e) The Borrower shall pay accrued and unpaid interest on each Revolving Credit Loan in arrears as follows:

 

(i) On the applicable Interest Payment Date for that Revolving Credit Loan.

 

(ii) On the Termination Date and on the End Date.

 

(iii) Following the occurrence, and during the continuance, of any Event of Default, with such frequency as may be determined by the Agent.

 

(f) Following the occurrence, and during the continuance, of any Default Interest Event (and whether or not the Agent exercises the Agent’s rights on account thereof), all Revolving Credit Loans shall bear interest at a rate which is the aggregate of the interest rate then in effect plus two percent (2%) per annum, unless the Agent, with the consent of the Lenders with Required Consent, elects not to exercise its right to increase the interest rate in effect by said two percent (2%) per annum.

 

(g) All computations of interest for Base Rate Loans shall be made on the basis of a year of 365 or 366 days, as the case may be, and actual days elapsed.  All other computations of fees and interest shall be made on the basis of a 360-day year and actual days elapsed (which results in more fees or interest, as applicable, being paid than if computed on the basis of a 365-day year).

 

2-11. Other Fees.

 

 The Borrower shall pay (i) to the Arranger and the Agent for their own respective accounts fees in the amounts and at the times specified in the Fee Letter, and (ii) upfront fees agreed to by the Loan Parties and any applicable Lender.  In either case, such fees shall be fully earned when paid and shall not be refundable for any reason whatsoever.

 

 

  

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2-12. Intentionally Omitted.

 

2-13. Line (Unused Fee).

 

In addition to any other fee paid by Borrower on account of the Revolving Credit, the Borrower shall pay the Agent, for the account of the Lenders, a Line (Unused) Fee (so referred to herein) in arrears, on the first day of each quarter, commencing with the first quarter immediately following the Effective Date (and on the Termination Date).  The Line (Unused) Fee shall be equal to Applicable Margin for Line (Unused) Fee per annum multiplied by the difference during the quarter just ended (or relevant period with respect to the payment being made on the Termination Date) between Loan Ceiling and the Average Outstandings.

 

2-14. Intentionally Omitted

 

2-15. Concerning Fees.

 

The Borrower shall not be entitled to any credit, rebate or repayment of any fees payable under the Fee Letter, the Line (Unused) Fee or any other fee previously earned by the Agent or any Lender pursuant to this Agreement notwithstanding any termination of this Agreement or suspension or termination of the Agent or any Lender’s respective obligations hereunder, including obligations to make loans and advances hereunder.

 

2-16. Agent’s Discretion.

 

Each reference in the Loan Documents to the exercise of discretion or the like by the Agent shall be to its exercise of its reasonable judgment, in good faith, based upon the Agent’s consideration of any such factor as the Agent reasonably deems appropriate.

 

2-17. Procedures For Issuance of L/C’s.

 

(a) The Borrower may request that the Agent cause the issuance of L/C’s for the account of the Borrower.  Each such request shall be in such manner as may from time to time be acceptable to the Agent and Issuer.

 

(b) Subject to the provisions of Section 2.5(a)(ii), the Agent will endeavor to cause the issuance of any L/C so requested by the Borrower, provided that, at the time that the request is made, the Revolving Credit has not been suspended as provided in Section 2-5(h) and if so issued:

 

(i) The aggregate Stated Amount of all L/C’s then outstanding, does not exceed Forty Million Dollars and No Cents ($40,000,000.00).

 

(ii) Subject to the restrictions in clause (iii) below, the expiry date of any standby L/Cs is not more than twelve months from the date of issuance, unless the Agent has approved such expiry date, and the expiry date of any commercial L/C shall be less than 120 days from the date of issuance, unless the Agent has approved such expiry date.

 

(iii) The expiry date of such requested L/C must occur at least seven (7) Business Days prior to the Maturity Date, unless either (1) such L/C is cash collateralized on or prior to the date of issuance of such L/C (or such later date as to which the Agent may agree), or (2) the Agent has approved such expiry date.

 

 

  

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(iv) Availability would not be exceeded.

 

(c) The Issuer shall not issue any L/C’s hereunder without the prior consent of the Agent if:

 

(i) any order, judgment or decree of any governmental authority or arbitrator shall by its terms purport to enjoin or restrain the Issuer from issuing such L/C, or any law applicable to the Issuer or any request or directive (whether or not having the force of law) from any governmental authority with jurisdiction over the Issuer shall prohibit, or request that the Issuer refrain from, the issuance of letters of credit generally or such L/C in particular or shall impose upon the Issuer with respect to such L/C any restriction, reserve or capital requirement (for which the Issuer is not otherwise compensated hereunder) not in effect on the Effective Date, or shall impose upon the Issuer any unreimbursed loss, cost or expense which was not applicable on the Effective Date and which the Issuer in good faith deems material to it;

 

(ii) the issuance of such L/C would violate one or more policies of the Issuer applicable to letters of credit generally;

 

(iii) such L/C is to be denominated in a currency other than Dollars; provided that if the L/C Issuer, in its discretion, issues an L/C denominated in a currency other than Dollars, all reimbursements by the Borrower of the honoring of any drawing under such L/C shall be paid in the currency in which such L/C was denominated;

 

(iv) such L/C contains any provisions for automatic reinstatement of the stated amount after any drawing thereunder; or

 

(v) a default of any Lender’s obligations to fund obligations related to L/C’s pursuant to the Agency Agreement exists or any Lender is at such time a Defaulting Lender or Deteriorating Lender hereunder, unless the Issuer has entered into satisfactory arrangements with the Borrower or such Lender to eliminate the Issuer’s risk with respect to such Lender.

 

(d) The Borrower shall execute such documentation to apply for and support the issuance of an L/C as may be reasonably required by the Issuer.

 

(e) There shall not be any recourse to, nor liability of, the Agent or any Lender on account of

 

(i) Any delay by an Issuer to issue an L/C;

 

(ii) Any action or inaction of an Issuer on account of or in respect to, any L/C.

 

(f) The Borrower shall reimburse the Issuer for the amount of any drawing under an L/C on the same Business Day of such drawing.  The Agent, without the request of the Borrower, may advance under the Revolving Credit (and charge to the Loan Account) the amount of any honoring of any L/C and other amount for which the Borrower, the Issuer, or the Lenders become obligated on account of, or in respect to, any L/C.  Such advance shall be made whether or not a Suspension Event is then extant or such advance would result in Availability’s being exceeded.  Such action shall not constitute a waiver of the Agent’s rights under Section 2-9(b) hereof.

 

 

  

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2-18. Fees For L/C’s.

 

(a) The Borrower shall pay to the Agent, for the ratable account of the Lenders, a fee, on account of L/C’s, the issuance of which had been procured by the Agent, quarterly in arrears, and on the Termination Date and on the End Date, equal to the following per annum percentages of the average Stated Amount of the following categories of Letters of Credit outstanding during the three month period then ended:

 

(i) Standby L/C and any banker’s acceptances: At a per annum rate equal to the then Applicable Margin for Eurodollar Loans;

 

(ii) Commercial L/C: At a per annum rate equal to fifty percent (50%) of the then Applicable Margin for Eurodollar Loans.

 

(iii) After the occurrence and during the continuance of an Event of Default, effective upon written notice from the Agent, the L/C fees shall be increased by an amount equal to two percent (2%) per annum.

 

(b) In addition to the fee to be paid as provided in Subsection 2-18(a), above, the Borrower shall pay to the Issuer, on demand, all issuance, processing, negotiation, amendment, and administrative fees and other amounts charged by the Issuer on account of, or in respect to, any L/C; provided, that in no event shall any fronting fees payable to Issuer be in excess of 0.125% per annum, computed, with respect to commercial L/C, on the amount of such L/C, and, with respect to standby L/Cs, on the daily amount available to be drawn on such L/C.

 

2-19. Cash Collateralization of L/C’s.

 

 With respect to all L/Cs, upon the Agent’s request after the occurrence, and during the continuance, of any Event of Default hereunder, the Borrower shall deposit in an account with the Agent, an amount in cash equal to 103% of the then Stated Amount of all outstanding L/Cs.  Such deposit shall be held by the Agent as collateral for the payment and performance of the Liabilities.  The Agent shall have the exclusive dominion and control over such account.  Such deposits shall not bear interest.  Monies in such account shall be automatically applied by the Agent to reimburse the Issuer for any honoring of any L/Cs, together with any other amounts owed to the Issuer, and after all L/Cs have been so reimbursed or otherwise expired, any remaining balance shall be applied in reduction of the Liabilities.  In lieu of depositing such cash with the Agent, the Borrower may furnish the Agent with a so-called “back-to-back” letter of credit in form and substance and issued by a bank reasonably satisfactory to the Agent in its sole and absolute discretion, in an amount equal to 103% of the then Stated Amount of all outstanding L/Cs.  Drawings under such “back-to-back” letters of credit shall be applied by the Agent to the Liabilities in the manner set forth above with respect to the cash collateral account.  If no Event of Default then exists, the cash collateral deposited with the Agent and/or the amount of the “back-to-back” letters of credit may be reduced by an amount equal to any reduction from time to time in the Stated Amount of all outstanding L/Cs (other than on account of drawings thereunder).

 

2-20. Concerning L/C’s.

 

(a) None of the Issuer, the Issuer’s correspondents, or any advising, negotiating, or paying bank with respect to any L/C shall be responsible in any way for:

 

 

  

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(i) The performance by any beneficiary under any L/C of that beneficiary’s obligations to the Borrower.

 

(ii) The form, sufficiency, correctness, genuineness, authority of any person signing; falsification; or the legal effect of; any documents called for under any L/C if (with respect to the foregoing) such documents on their face appear to be in order, except to the extent that such Issuer, Issuer’s correspondents, or advising, negotiating, or paying bank has actual knowledge of any of the foregoing.

 

(b) The Issuer may honor, as complying with the terms of any L/C and of any drawing thereunder, any drafts or other documents otherwise in order, but signed or issued by an administrator, executor, conservator, trustee in bankruptcy, debtor in possession, assignee for the benefit of creditors, liquidator, receiver, or other legal representative of the party authorized under such L/C to draw or issue such drafts or other documents.

 

(c) Unless otherwise agreed to, in the particular instance, the Borrower hereby authorizes any Issuer to:

 

(i) Select an advising bank, if any.

 

(ii) Select a paying bank, if any.

 

(iii) Select a negotiating bank.

 

(d) All directions, correspondence, and funds transfers relating to any L/C are at the risk of the Borrower.  The Issuer shall have discharged the Issuer’s obligations under any L/C which, or the drawing under which, includes payment instructions, by the initiation of the method of payment called for in, and in accordance with, such instructions (or by any other commercially reasonable and comparable method). None of the Agent, the Issuer, or any Lender shall have any responsibility for any inaccuracy, interruption, error, or delay in transmission or delivery by post, telegraph or cable, or for any inaccuracy of translation, except for their gross negligence or willful misconduct.

 

(e) The Agent’s, each Lender’s, and the Issuer’s rights, powers, privileges and immunities specified in or arising under this Agreement are in addition to any heretofore or at any time hereafter otherwise created or arising, whether by statute or rule of law or contract.

 

(f) Except to the extent otherwise expressly provided hereunder or agreed to in writing by the Issuer and the Borrower, (i) the rules of the ISP shall apply to each standby L/C, and (ii) the rules of the Uniform Customs and Practice for Documentary Credits, as most recently published by the International Chamber of Commerce at the time of issuance shall apply to each commercial L/C.

 

(g) If any change in any Requirement of Law, executive order or regulation, or any directive of any administrative or governmental authority (whether or not having the force of law), or in the interpretation thereof by any court or administrative or governmental authority charged with the administration thereof, shall either:

 

(i) impose, modify or deem applicable any reserve, special deposit or similar requirements against letters of credit heretofore or hereafter issued by any Issuer or with respect to which the Agent, any or any Issuer has an obligation to lend to fund drawings under any L/C; or

 

 

  

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(ii) impose on any Issuer any other condition or requirements relating to any such letters of credit;

 

and the result of any event referred to in Section 2-20(g)(i) or 2-20(g)(ii), above, shall be to increase the cost to any Issuer of issuing or maintaining any L/C (which increase in cost shall be the result of such Issuer’s reasonable allocation among that Issuer’s letter of credit customers of the aggregate of such cost increases resulting from such events), then, upon demand by the Agent and delivery by the Agent to the Borrower of a certificate of an officer of the subject Issuer describing such change in law, executive order, regulation, directive, or interpretation thereof, its effect on such Issuer, and the basis for determining such increased costs and their allocation, the Borrower shall immediately pay to the Agent, from time to time as specified by the Agent, such amounts as shall be sufficient to compensate such Issuer for such increased cost;  provided that the Borrower shall not be obligated to make payment of such amounts which arise from transactions which occurred more than ninety (90) Business Days prior to the Agent’s furnishing notice hereunder.   Any Issuer’s determination of costs incurred under Section 2-20(g)(i) or 2-20(g)(ii), above, and the allocation, if any, of such costs among the Borrower and other letter of credit customers of such Issuer, if done in good faith and made on an equitable basis and in accordance with such officer’s certificate, shall be conclusive and binding on the Borrower, absent manifest error.

 

(h) The obligations of the Borrower under this Agreement with respect to L/C’s are absolute, unconditional, and irrevocable and shall be performed strictly in accordance with the terms hereof under all circumstances, whatsoever including, without limitation, the following:

 

(i) Any lack of validity or enforceability or restriction, restraint, or stay in the enforcement of this Agreement, any L/C, or any other agreement or instrument relating thereto.

 

(ii) Any amendment or waiver of, or consent to the departure from, any L/C.

 

(iii) The existence of any claim, set-off, defense, or other right which the Borrower may have at any time against the beneficiary of any L/C.

 

2-21. Changed Circumstances.

 

(a) The Agent may give the Borrower notice of the occurrence of the following:

 

(i) The Agent shall have determined in good faith (which determination shall be final and conclusive) on any day on which the rate for a Eurodollar Loan would otherwise be set, that adequate and fair means do not exist for ascertaining such rate.

 

(ii) The Agent shall have determined in good faith (which determination shall be final and conclusive) that:

 

(A) The continuation of or conversion of any Revolving Credit Loan to a Eurodollar Loan has been made impracticable or unlawful by the occurrence of a contingency that materially and adversely affects the applicable market or compliance by the Agent in good faith with any applicable Requirements of Law or interpretation or change thereof by any governmental authority charged with the interpretation or administration thereof or with any request or directive of any such governmental authority (whether or not having the force of law).

 

 

  

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(B) The indices on which the interest rates for Eurodollar Loans are based shall no longer represent the effective cost to the Agent or any Lender for U.S. dollar deposits in the interbank market for deposits in which it regularly participates.

 

(b) In the event that the Agent gives the Borrower notice of an occurrence described in Section 2-21(a), then, until the Agent notifies the Borrower that the circumstances giving rise to such notice no longer apply:

 

(i) The obligation of the Agent and each Lender to make Eurodollar Loans of the type affected by such changed circumstances or to permit the Borrower to select the affected interest rate as otherwise applicable to any Revolving Credit Loans shall be suspended.

 

(ii) Any notice which the Borrower had given the Agent with respect to any Eurodollar Loan, the time for action with respect to which has not occurred prior to the Agent’s having given notice pursuant to Section 2-21(a), shall be deemed to be a request for a Base Rate Loan.

 

(c) Notwithstanding the foregoing, each Lender agrees to use its reasonable efforts (consistent with its internal policy and legal and regulatory restrictions and so long as such efforts would not be disadvantageous to it, in its reasonable discretion, in any legal, economic or regulatory manner) to designate a different lending office if the making of such designation would allow such Lender or its lending office to continue to make Eurodollar Loans.

 

2-22. Increased Costs.  If there is adopted after the date hereof any requirement of law, or if there is any new interpretation or application of any law after the date hereof by any court or by any governmental or other authority or entity charged with the administration thereof, whether or not having the force of law, which:

 

(a) subjects the Agent or any Lender to any Taxes or changes the basis of taxation, or increases any existing Taxes, on payments of principal, interest or other amounts payable by the Borrower to the Agent or any Lender under this Agreement (except for Taxes on the Agent or any Lender’s overall net income or capital imposed by the jurisdiction in which the Agent or such Lender’s principal or lending offices are located or in which the Agent or such Lender is organized);

 

(b) imposes, modifies or deems applicable any reserve, cash margin, special deposit or similar requirements against assets held by, or deposits in or for the account of or loans by or any other acquisition of funds by the relevant funding office of any Lender;

 

(c) imposes on any Lender any other condition with respect to any Loan Document; or

 

(d) imposes on any Lender a requirement to maintain or allocate capital in relation to the Liabilities;

 

and the result of any of the foregoing, in the Agent’s reasonable opinion, is to increase the cost to any Lender of making or maintaining any loan, advance or financial accommodation or to reduce the income receivable by any Lender in respect of any loan, advance or financial accommodation by an amount which the Agent deems to be material, then upon the Agent’s giving written notice thereof to the Borrower (such notice to set out in reasonable detail the facts giving rise to and a summary calculation of such increased cost or reduced income), the Borrower shall forthwith pay to the Agent, for the benefit of such Lender, upon receipt of such notice, that amount which shall compensate such Lender for such additional cost or reduction in income, provided that the Borrower shall not be obligated to make payment of such amounts which arise from transactions which occurred more than ninety (90) Business Days prior to the Agent’s furnishing notice hereunder.

 

 

  

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Notwithstanding the foregoing, each Lender agrees to use its reasonable efforts (consistent with its internal policy and legal and regulatory restrictions and so long as such efforts would not be disadvantageous to it, in its reasonable discretion, in any legal, economic or regulatory manner) to designate a different lending office if the making of such designation would allow such Lender or its lending office to avoid the imposition of such increased costs.

 

2-23. Lenders’ Commitments.

 

(a) The Dollar Commitments, Commitment Percentages, and identities of the Lenders (but not the overall Commitment) may be changed, from time to time by the  assignment of Dollar Commitments and Commitment Percentages with other Persons who determine to become “Lenders”, provided, however, that

 

(i) Unless an Event of Default has occurred and is continuing (in which event, no consent of the Borrower is required) any assignment (other than an assignment to a then Lender, Affiliate of a Lender, or an Approved Fund of a Lender) shall be subject to the prior consent of the Borrower (not to be unreasonably withheld), which consent will be deemed given unless the Borrower provides the Agent with written objection, not more than five (5) Business Days after the Agent shall have given the Borrower written notice of a proposed assignment).

 

(ii) Any assignment shall be subject to the prior written consent of the Agent (not to be unreasonably withheld).

 

(iii) Any such assignment or reallocation shall be on a pro-rata basis such that each reallocated or assigned Dollar Commitment to any Person remains the same percentage of the overall Commitment (in terms of dollars) as the reallocated Commitment Percentage is to such Person; provided that this clause (iii) shall not apply to the Swing Line Lender’s rights and obligations in respect of Swing Line Loans.

 

(iv) No such assignment shall be in an amount less than Ten Million Dollars ($10,000,000.00), or, if less, the total Dollar Commitment of such assigning Lender.

 

(b) Upon written notice given the Borrower from time to time by the Agent, of any assignment or allocation referenced in Section 2-23(a):

 

(i) The Borrower shall execute one or more replacement Revolving Credit Notes to reflect such changed Dollar Commitments, Commitment Percentages, and identities and shall deliver such replacement Revolving Credit Notes to the Agent (which promptly thereafter shall deliver to the Borrower the Revolving Credit Notes so replaced) provided however, in the event that a Revolving Credit Note is to be exchanged following its acceleration or the entry of an order for relief under the Bankruptcy Code with respect to the Borrower, the Agent, in lieu of causing the Borrower to execute one or more new Revolving Credit Notes, may issue the Agent’s Certificate confirming the resulting Commitments and Commitment Percentages.

 

 

  

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(ii) Such change shall be effective from the effective date specified in such written notice and any Person added as a Lender shall have all rights and privileges of a Lender hereunder thereafter as if such Person had been a signatory to this Agreement and any other Loan Document to which a Lender is a signatory and any person removed as a Lender shall be relieved of any obligations or responsibilities of a Lender hereunder thereafter.

 

(iii) The Agent shall maintain a register identifying the Lenders from time to time.

 

2-24. Increase In Commitments.

 

(a) Provided no Suspension Event or Event of Default then exists or would arise therefrom, upon notice to the Agent (which shall promptly notify the Lenders), the Borrower may from time to time request an increase in the Commitment by an amount (for all such requests) not exceeding $75,000,000.00 in the aggregate; provided that (i) any such request for an increase shall be in a minimum amount of $25,000,000.00, and (ii) the Borrower may make a maximum of three (3) such requests.  At the time of sending such notice, the Borrower (in consultation with the Agent) shall specify the time period within which each Lender is requested to respond (which shall in no event be less than ten (10) Business Days from the date of delivery of such notice to the Lenders.

 

(b) Each Lender shall notify the Agent within such time period whether or not it agrees to increase its Commitment and, if so, whether by an amount equal to, greater than, or less than its Commitment Percentage of such requested increase.  Any Lender not responding within such time period shall be deemed to have declined to increase its Commitment.

 

(c) The Agent shall notify the Borrower and each Lender of the Lenders’ responses to each request made in this Section 2-24.  To achieve the full amount of a requested increase and subject to the approval of the Agent, the Issuer and the Swing Line Lender (which approvals shall not be unreasonably withheld), to the extent that the existing Lenders decline to increase their Commitments, or decline to increase their Commitments to the amount requested by the Borrower, the Agent will use its reasonable efforts to arrange for other Person(s) to become a Lender hereunder and to issue commitments in an amount equal to the amount of the increase in the Commitment requested by the Borrower and not accepted by the existing Lenders  (each such Person issuing a commitment and becoming a Lender hereunder, an “Additional Commitment Lender”), provided, however, that without the consent of the Agent, at no time shall the Commitment of any Additional Commitment Lender be less than $10,000,000.00.

 

(d) If the Commitments are increased in accordance with this Section 2-24, the Agent and the Borrower shall determine the effective date (the “Increase Effective Date”) of such increase (such increase, a “Commitment Increase”).  The Agent shall promptly notify the Borrower and the Lenders of the final allocation of such Commitment Increase and the Increase Effective Date and on such date (i) the Commitments and the Loan Ceiling under, and for all purposes of, this Agreement shall be increased by the aggregate amount of such Commitment Increases, and (ii) the grid contained in the definition of “Commitment” shall be deemed modified, without further action, to reflect the revised Commitments and Commitment Percentages of the Lenders.

 

(e) As a condition precedent to such increase, (i) the Borrower shall deliver to the Agent a certificate of the Loan Parties dated as of the Increase Effective Date (A) certifying and attaching the resolutions, if necessary, adopted by the Loan Parties approving or consenting to such Commitment Increase, and (B) in the case of the Borrower, certifying that, before and after giving effect to such Commitment Increase, (1) the representations and warranties contained in this Agreement the other Loan Documents are true and correct in all material respects on and as of the Increase Effective Date, except (1) to the extent that such representations and warranties specifically refer to an earlier date, in which case they are true and correct as of such earlier date, and (2) to the extent such representations and warranties are qualified by materiality, in which case they are true and correct in all respects, (ii) the Borrower, the Agent, and any Additional Commitment Lender shall have executed and delivered a joinder to the Loan Documents in such form as the Agent shall reasonably require; (iii) the Borrower shall have paid such fees and other compensation to the Additional Commitment Lenders as the Agent, the Borrower and such Additional Commitment Lenders shall agree; (iv) the Borrower shall have paid such arrangement fees to the Agent as the Borrower and Agent may agree; (v) if so requested by the Agent, the Borrower shall deliver to the Agent and the Lenders an opinion or opinions, in form and substance reasonably satisfactory to the Agent, from counsel to the Borrower reasonably satisfactory to the Agent and dated such date with respect to the Loan Documents and the other documents, agreements and instruments then executed and the transactions contemplated thereby; (vi) the Borrower and the Additional Commitment Lender shall have delivered such other instruments, documents and agreements as the Administrative Agent may reasonably have requested; and (vii) no Suspension Event or Event of Default exists or would arise after giving effect to such Commitment Increase.  The Borrower shall prepay any Revolving Credit Loans outstanding on the Increase Effective Date to the extent necessary to keep the outstanding Revolving Credit Loans ratable with any revised Commitment Percentages arising from any nonratable increase in the Commitments under this Section 2-24.

 

 

  

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(f) Any Commitment Increase contemplated by the provisions of this Section 2-24 shall, except as otherwise provided for in this Section 2-24, bear interest and be entitled to fees and other compensation on the same basis as all other Commitments.

 

Article 3 - Conditions Precedent:

 

3-1. Generally.

 

As a condition to the effectiveness of this Agreement, each of the documents respectively described in Sections 3-2 through and including 3-5 (each in form and substance reasonably satisfactory to the Agent) shall have been delivered to the Agent, and the conditions respectively described in Sections 3-6 through and including 3-18, shall have been satisfied:

 

3-2. Corporate Due Diligence.

 

(a) A Certificate of corporate good standing issued by the Secretary of State of each State in which a Loan Party is organized.

 

(b) Certificates of due qualification, in good standing, issued by the Secretary(ies) of State of each State in which the nature of a Loan Party’s business conducted or assets owned would reasonably be expected to require such qualification.

 

(c) A Certificate of each Loan Party’s Secretary of the due adoption, continued effectiveness, and setting forth the texts of, each corporate resolution adopted in connection with the establishment of the loan arrangement contemplated by the Loan Documents and attesting to the true signatures of each Person authorized as a signatory to any of the Loan Documents.

 

3-3. Opinion An opinion of counsel to the Loan Parties in form and substance reasonably satisfactory to the Agent.

 

 

  

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3-4. Additional Documents  Such additional instruments and documents as the Agent or its counsel reasonably may require or request.

 

3-5. Officers’ Certificates.  Certificate executed by the President and the Chief Financial Officer of the Borrower, satisfactory in form and substance to the Agent, and stating the following: (i) that the representations and warranties made by the Loan Parties to the Agent and Lenders in the Loan Documents are true and complete in all material respects as of the date of such Certificate, except in the case of any representation and warranty qualified by materiality, they shall be true and correct in all respects; (ii) that no event has occurred which is or which, solely with the giving of notice or passage of time (or both) would be an Event of Default; (iii) attesting to the Solvency of the Loan Parties as of the Effective Date after giving effect to the transactions contemplated hereby; and (iv) either (1) no consents, licenses or approvals are required in connection with the execution, delivery and performance by the Loan Parties and the validity against any such Loan Party of the Loan Documents to which it is a party, or (2) that all such consents, licenses and approvals have been obtained and are in full force and effect.

 

3-6. Representations and Warranties.  Each of the representations made by or on behalf of the Loan Parties in this Agreement or in any of the other Loan Documents or in any other report, statement, document, or paper provided by or on behalf of a Loan Party shall be true and complete in all material respects as of the date as of which such representation or warranty was made, except in the case of any representation and warranty qualified by materiality, they shall be true and correct in all respects.

 

3-7. Borrowing Base Certificate.  The Agent shall have received a Borrowing Base Certificate dated the Effective Date, relating to the month ended on August 31, 2011, and executed by a Responsible Officer of the Borrower.

 

3-8. All Fees and Expenses Paid.  All fees due at or immediately after the first funding under the Revolving Credit and all costs and expenses reasonably incurred by the Agent and Arranger in connection with the establishment of the credit facility contemplated hereby (including the reasonable fees and expenses of counsel to the Agent) shall have been paid (to the extent then invoiced).

 

3-9. Financial Projections.  The Agent shall have received and be satisfied with (i) a detailed forecast prepared on a quarterly basis for the period commencing on the Effective Date and ending on or about January 29, 2012 which shall include an Availability model, Consolidated income statement, balance sheet, and statement of cash flow, by quarter, each prepared in conformity with GAAP (but for the absence of footnotes and year-end adjustments) and consistent with the Loan Parties’ then current practices, (ii) a detailed forecast prepared on annual basis for the period from January 29, 2012 to the Maturity Date, which shall include a Consolidated income statement, balance sheet, and statement of cash flow, by year, each prepared in conformity with GAAP (but for the absence of footnotes and year-end adjustments) and consistent with the Loan Parties’ then current practices and (iii) such other information (financial or otherwise) reasonably requested by the Agent.

 

3-10. Borrower’s Assets.  The Agent shall have received a copy of the results of the Loan Parties’ most recent physical inventory and such results shall be reasonably satisfactory to the Agent.  In addition, the Agent shall be reasonably satisfied that the inventory of each Loan Party is located at such places or is in transit to such Loan Party and is in the amounts and of the quality and value previously represented by the Borrower to the Agent and Lenders and the Agent shall have received such reports, material and other information concerning the inventory and the Loan Parties’ suppliers as shall reasonably satisfy the Agent in its sole discretion.

 

 

  

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3-11. Lien Search.  The Agent shall have received results of searches or other evidence satisfactory to the Agent (in each case dated as of a date reasonably satisfactory to the Agent) indicating the absence of liens on the assets of the Loan Parties, except for Permitted Encumbrances and liens for which termination statements and releases reasonably satisfactory to the Agent are being tendered concurrently with the establishment of the Revolving Credit.

 

3-12. Perfection of Collateral.  The Agent shall have filed all such financing statements and given all such notices as may be necessary for the Agent to perfect its security interest in such of the Collateral as to which the Agent determines to perfect its security interests and to assure its first priority status (subject only to Permitted Encumbrances having priority under applicable Requirements of Law).

 

3-13. Insurance.  The Agent shall be reasonably satisfied with the Loan Parties’ insurance arrangements and shall have received all documentation requested in connection with such insurance including, documentation naming the Agent as “loss payee” or “additional insured”, as applicable, under each policy.

 

3-14. No Suspension Event.  No Suspension Event shall then exist.

 

3-15. No Adverse Change.  No event shall have occurred or failed to occur since April 30, 2011, which occurrence or failure reasonably would be expected to have a Material Adverse Effect.

 

3-16. Execution and Delivery of Agreement.  This Agreement shall have been duly executed and delivered by the parties hereto, and shall be in full force and effect and shall be in form and substance satisfactory to the Agent.

 

3-17. Availability.  After giving effect to (i) any Revolving Credit Loans made on the Effective Date, (ii) any charges made in connection with the establishment of the credit facility contemplated hereby and (iii) all L/Cs to be issued at, or immediately subsequent to, such establishment, Availability shall be not less than $125,000,000.

3-18. Patriot Act.  The Agent and the Lenders shall have received all documentation and other information required by regulatory authorities under applicable “know your customer” and anti-money laundering rules and regulations, including without limitation the USA PATRIOT Act.

 

No document shall be deemed delivered to the Agent until received and accepted by the Agent at its head offices in Boston, Massachusetts.  Under no circumstances will this Agreement take effect until executed and accepted by the Agent at said head office.

 

Article 4 - General Representations, Covenants and Warranties:

 

To induce the Agent and each Lender to establish the loan arrangement contemplated herein and to make loans and advances and to provide financial accommodations under the Revolving Credit (each of which loans shall be deemed to have been made in reliance thereupon), the Borrower, in addition to all other representations, warranties, and covenants made by the Borrower in any other Loan Document, makes those representations, warranties, and covenants included in this Agreement.

 

4-1. Payment and Performance of Liabilities.  The Borrower shall pay each Liability when due (or when demanded if payable on demand) and shall promptly, punctually, and faithfully perform each other Liability.

 

 

  

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4-2. Due Organization - Corporate Authorization - No Conflicts.

 

(a) Each Loan Party presently is and shall hereafter remain in good standing in its State of organization and each is and shall hereafter remain duly qualified and in good standing in every other State in which, by reason of the nature or location of the Loan Parties’ assets or operation of the Loan Parties’ business, such qualification is necessary, except where the failure to so qualify would not have a Material Adverse Effect.

 

(b) Each Related Entity as of the date hereof is listed on EXHIBIT 4-2, annexed hereto.  Each Subsidiary is and shall hereafter remain in good standing in the State in which incorporated and is and shall hereafter remain duly qualified in which other State in which, by reason of that entity’s assets or the operation of such entity’s business, such qualification may be necessary, except where the failure to so qualify would not reasonably be expected to have a Material Adverse Effect.  The Borrower shall provide the Agent with prior written notice of any entity’s becoming or ceasing to be a Related Entity.

 

(c) No Loan Party shall change its State of incorporation or its taxpayer identification number without the prior consent of the Agent.

 

(d) Each Loan Party has all requisite corporate power and authority to execute and deliver all Loan Documents to which such Loan Party is a party and has and will hereafter retain all requisite corporate power to perform all Liabilities.

 

(e) The execution and delivery by the Loan Parties of each Loan Document to which it is a party; the Loan Parties’ consummation of the transactions contemplated by such Loan Documents (including, without limitation, the creation of security interests by the Loan Parties as contemplated hereby); each Loan Party’s performance under those of the Loan Documents to which it is a party; the borrowings hereunder; and the use of the proceeds thereof:

 

(i) Have been duly authorized by all necessary corporate action.

 

(ii) Do not, and will not, contravene in any material respect any provision of any (A) Requirement of Law, (B) Material Indebtedness, or (C) the organizational documents of such Loan Party.

 

(iii) Will not result in the creation or imposition of, or the obligation to create or impose, any Encumbrance upon any assets of a Loan Party pursuant to any Requirement of Law or obligation, except pursuant to the Loan Documents.

 

(f) The Loan Documents have been duly executed and delivered by each Loan Party and are the legal, valid and binding obligations of the Loan Parties enforceable against the Loan Parties in accordance with their respective terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium and similar laws of general application relating to or affecting the rights and remedies of creditors generally and except as the remedy of specific performance or injunctive relief is subject to the discretion of the court before which any proceeding therefor may be brought.

 

4-3. Trade Names.

 

(a) EXHIBIT 4-3, annexed hereto, is a listing of:

 

 

  

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(i) All names under which the Loan Parties conducted their business within the past five (5) years.

 

(ii) All entities and/or persons with whom the Loan Parties consolidated or merged within the past five (5) years, or from whom the Loan Parties, within the past five (5) years, acquired in a single transaction or in a series of related transactions substantially all of such entity’s or person’s assets.

 

(b) No Loan Party will change its name or conduct its business under any name not listed on EXHIBIT 4-3 except (i) upon not less than twenty-one (21) days prior written notice (with reasonable particularity) to the Agent and (ii) in compliance with all other provisions of this Agreement.

 

4-4. Intellectual Property.

 

(a) Each Loan Party owns and possesses, or has the right to use (and will hereafter own, possess, or have such right to use) all patents, industrial designs, trademarks, trade names, trade styles, brand names, service marks, logos, copyrights, trade secrets, know-how, confidential information, and other intellectual or proprietary property of any third Person necessary for the Loan Parties’ conduct of their respective business.

 

(b) The conduct by the Loan Parties of their respective business does not presently infringe in any manner which could reasonably be expected to have a Material Adverse Effect (nor will the Loan Parties conduct their businesses in the future so as to infringe  in any manner which could reasonably be expected to have a Material Adverse Effect) the patents, industrial designs, trademarks, trade names, trade styles, brand names, service marks, logos, copyrights, trade secrets, know-how, confidential information, or other intellectual or proprietary property of any third Person.

 

4-5. Locations.

 

(a) The Collateral, and the books, records, and papers of Loan Parties pertaining thereto, are kept and maintained solely at, or in transit to and from, the Loan Parties’ chief executive offices at

 

(i) 112 West 34th Street, New York, New York 10120

 

(ii) 201 Willowbrook Blvd., Wayne, New Jersey 07470

 

(iii) those locations which are listed on EXHIBIT 4-5 annexed hereto, as such EXHIBIT may be amended from time to time, which EXHIBIT includes, with respect to each such location, the name and address of the landlord on the Lease which covers such location (or an indication that a Loan Party owns the subject location) and of all service bureaus with which any such records are maintained.

 

(b) No Loan Party shall remove any of the Collateral from said chief executive office or those locations listed on EXHIBIT 4-5 except:

 

(i) to accomplish sales of Inventory in the ordinary course of business; or

 

(ii) to move Inventory, Equipment and other assets  from one such location to another such location; or

 

 

  

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(iii) to utilize such of the Collateral as is removed from such locations in the ordinary course of business (such as motor vehicles).

 

(iv) to accomplish other dispositions permitted pursuant to Section 4-12(d) hereof.

 

(v) otherwise upon thirty (30) days prior written notice to the Agent.

 

(c) Except (i) with respect to Inventory delivered to a processor for finishing, (ii) with respect to Inventory in transit, and (iii) as otherwise disclosed pursuant to, or permitted by, this Section 4-5, no tangible personal property of a Loan Party is in the care or custody of any third party or stored or entrusted with a bailee or other third party and none shall hereafter be placed under such care, custody, storage, or entrustment.

 

4-6. Title to Assets.

 

(a) Each of the Loan Parties is, and shall hereafter remain, the owner of, or holder of subsisting license or leasehold rights in and to, the Collateral free and clear of all Encumbrances with the exceptions of the following (the “Permitted Encumbrances”):

 

(i) Encumbrances in favor of the Agent.

 

(ii) Those Encumbrances (if any) listed on EXHIBIT 4-6, annexed hereto.

 

(iii) Purchase money security interests in Equipment to secure Indebtedness otherwise permitted hereby.

 

(iv) Encumbrances for Taxes, governmental assessments or charges in the nature of Taxes not yet due or which are being contested in good faith by appropriate proceedings as to which adequate reserves are maintained on the books of the Loan Parties in accordance with GAAP.

 

(v) Encumbrances in respect of property or assets of the Loan Parties imposed by law, which were incurred in the ordinary course of business, such as carriers’, warehousemen’s, customs broker’s, materialmen’s, repairmen’s, and mechanics’ liens and other similar Encumbrances, in each case in respect of obligations not overdue for a period of more than thirty (30) days or which are being contested in good faith by appropriate proceedings.

 

(vi) Utility deposits and pledges or deposits in connection with worker’s compensation, unemployment insurance and other social security legislation.

 

(vii) Encumbrances arising under Capital Leases.

 

(viii) Encumbrances resulting from the sale, transfer and assignment of retail Accounts to credit card processors.

 

(ix) Deposits to secure the performance of bids, tenders, trade contracts (other than for borrowed money), leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature incurred in the ordinary course of business, all to the extent such obligations are otherwise permitted hereunder.

 

 

  

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(x) Encumbrances on Equipment of a Person which becomes a Subsidiary after the date hereof pursuant to, and Equipment acquired in connection with, a Permitted Acquisition, provided that (A) such Encumbrances existed at the time such Person became a Subsidiary or such Equipment was acquired and were not created in anticipation of the acquisition, and (B) any such Encumbrance does not cover any other assets of such Person after it became a Subsidiary or any other assets of the Loan Parties after such Equipment was acquired, and (C) such Encumbrance does not secure any Indebtedness other than Indebtedness existing immediately prior to the time such Person became a Subsidiary or the time of such acquisition.

 

(xi) Encumbrances consisting of the right of setoff of a customary nature or bankers’ liens on amounts on deposit incurred in the ordinary course of business.

 

(xii) Encumbrances on goods in favor of customs and revenue authorities which secure the payment of customs duties in connection with the importation of such goods, which obligations are not overdue.

 

(xiii) Encumbrances constituting precautionary filings by lessors and bailees with respect to assets which are leased or entrusted to a Loan Party but in which assets such Loan Party has mere possessory rights.

 

(xiv) Encumbrances arising from judgments which do not result in an Event of Default under Section 10-11 hereof.

 

(xv) Encumbrances (i) arising by reason of zoning restrictions, easements, licenses, reservations, restrictions, covenants, rights-of-way, encroachments, minor defects or irregularities in title (including leasehold title) and other similar encumbrances on the use of real property or (ii) consisting of leases, licenses or subleases granted by a lessor, licensor or sublessor on its real property (in each case other than Capital Leases) that, for each of the Liens in clauses (i) and (ii) above, do not, in the aggregate, materially (x) impair the value or marketability of such real property or (y) interfere with the ordinary conduct of the business conducted and proposed to be conducted at such real property.

 

(xvi) Landlords’ statutory Encumbrances in respect of rent not in default.

 

(xvii) Encumbrances of a collection bank on items in the course of collection arising under Section 4-208 of the UCC as in effect in the State of New York or any similar section under any applicable UCC or any similar Requirement of Law of any foreign jurisdiction.

 

provided, however, in all such cases, no Encumbrance shall be considered a ‘Permitted Encumbrance’ to the extent such Encumbrance covers any assets not constituting Collateral unless and until, if requested by the Agent, the Loan Parties shall have used commercially reasonable efforts to cause the holder of such Encumbrance to deliver to the Agent a use and/or access agreement with respect to such assets, which shall be in form and substance reasonably acceptable to the Agent.

 

(b) No Loan Party has or shall have possession of any property on consignment.

 

(c) No Loan Party shall acquire or obtain the right to use any Equipment, the acquisition or right to use of which Equipment is otherwise permitted by this Agreement, in which Equipment any third party has an interest, except for:

 

 

  

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(i) Equipment which is merely incidental to the conduct of a Loan Party’s business.

 

(ii) Equipment, the acquisition or right to use of which has been consented to by the Agent, which consent may be conditioned upon the Agent’s receipt of such agreement with the third party which has an interest in such Equipment as is satisfactory to the Agent.

 

(iii) Equipment, the acquisition of which is permitted pursuant to Section 4-7(c) hereof or which is the subject of an operating lease (but not Capital Leases).

 

4-7. Indebtedness.  No Loan Party has or shall hereafter have any Indebtedness with the exceptions of:

 

(a) The Liabilities.

 

(b) The Indebtedness (if any) listed on EXHIBIT 4-7, annexed hereto.

 

(c) Capital Lease obligations and purchase money Indebtedness not to exceed the aggregate principal amount outstanding in excess of $25,000,000.00, and extensions, renewals and refinancings thereof  on terms no less favorable in any material respect to the Loan Parties than the Indebtedness or Capital Lease being refinanced.

 

(d) Subordinated Indebtedness.

 

(e) Other Indebtedness not to exceed $50,000,000.00 outstanding at any time.

 

4-8. Insurance Policies.

 

(a) EXHIBIT 4-8, annexed hereto, is a schedule of all material insurance policies owned by the Loan Parties or under which the Loan Parties are the named insured as of the date hereof.  Each of such policies is in full force and effect.  None of the issuers (to the Borrower’s knowledge) of any such policy, have provided notice that the Loan Parties are in default or violation of any such policy.

 

(b) The Loan Parties shall have and maintain at all times insurance covering such risks, in such amounts, containing such terms, in such form, for such periods, and written by such companies as may be reasonably satisfactory to the Agent.  The coverage reflected on EXHIBIT 4-8 presently satisfies the foregoing requirements, it being recognized by the Loan Parties, however, that such requirements may change hereafter to reflect changing circumstances.  All insurance carried by the Loan Parties shall provide for a minimum of fourteen (14) days’ written notice of cancellation to the Agent and all such insurance which covers the Collateral shall include an endorsement in favor of the Agent, as loss payee and additional insured, which endorsement shall provide that the insurance, to the extent of the Agent’s interest therein, shall not be impaired or invalidated, in whole or in part, by reason of any act or neglect of the Loan Parties or by the failure of the Loan Parties to comply with any warranty or condition of the policy.  In the event of the failure by the Loan Parties to maintain insurance as required herein, the Agent, at its option, may obtain such insurance, provided, however, the Agent’s obtaining of such insurance shall not constitute a cure or waiver of any Event of Default occasioned by the Loan Parties’ failure to have maintained such insurance.  The Loan Parties shall furnish to the Agent certificates or other evidence satisfactory to the Agent regarding compliance by the Loan Parties with the foregoing insurance provisions.

 

 

  

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(c) After the occurrence, and during the continuance, of an Event of Default, the Loan Parties shall each advise the Agent of each claim made by a Loan Party under any policy of insurance which covers the Collateral and will permit the Agent, at the Agent’s option in each instance, to the exclusion of the Loan Parties, to conduct the adjustment of each such claim. The Loan Parties each hereby appoint the Agent as such Loan Party’s attorney in fact, exercisable after the occurrence, and during the continuance, of an Event of Default, to obtain, adjust, settle, and cancel any insurance described in this section and to endorse in favor of the Agent any and all drafts and other instruments with respect to such insurance.  This appointment, being coupled with an interest, is irrevocable until this Agreement is terminated by a written instrument executed by a duly authorized officer of the Agent.  The Agent shall not be liable on account of any exercise pursuant to said power except for any exercise in actual willful misconduct and bad faith.  The Agent may apply any proceeds of such insurance against the Liabilities, whether or not such have matured, in such order of application as the Agent may determine.

 

4-9. Licenses.  Each material license, distributorship, franchise, and similar agreement issued to, or to which a Loan Party is a party is in full force and effect.  To the Borrower’s knowledge, no party to any such license or agreement is in default or violation thereof. No Loan Party has received any notice or threat of cancellation of any such license or agreement.

 

4-10. Leases.  EXHIBIT 4-10, annexed hereto, is a schedule of all presently effective Capital Leases (other than Capital Leases the total obligations under which do not aggregate more than $100,000.00).  EXHIBIT 4-5 includes a list of all other presently effective Leases.  Each of such Leases and Capital Leases presently is in full force and effect.  As of the date hereof, no party to any such Lease or Capital Lease is in default or violation in any material respect of any such Lease or Capital Lease and no Loan Party has received any notice or threat of cancellation of any such Lease or Capital Lease.  Each Loan Party hereby authorizes the Agent at any time and from time to time after the occurrence, and during the continuance, of an Event of Default to contact any of the Loan Party’s landlords in order to confirm the Loan Party’s continued compliance with the terms and conditions of the Lease(s) between such Loan Party and that landlord and to discuss such issues, concerning the Loan Party’s occupancy under such Lease(s), as the Agent may determine.

 

4-11. Requirements of Law.  Each Loan Party is in compliance with, and shall hereafter comply with and use its respective assets in compliance with, all Requirements of Law, except to the extent that such non-compliance would not reasonably be expected to have a Material Adverse Effect.  No Loan Party has received any notice of any material violation of any Requirement of Law, which violation has not been cured or otherwise remedied.

 

4-12. Maintain Properties.  The Loan Parties each shall:

 

(a) Keep the Collateral in good order and repair (ordinary reasonable wear and tear and insured casualty excepted).

 

(b) Not suffer or cause the waste or destruction of any material part of the Collateral.

 

(c) Not use any of the Collateral in violation of any policy of insurance thereon.

 

(d) Not sell, lease, or otherwise dispose of any of the Collateral, other than the following:

 

(i) The sale of Inventory in compliance with this Agreement.

 

 

  

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(ii) as long as no Event of Default exists or would arise as a result thereof, the disposal of Equipment which is obsolete, worn out, or damaged beyond repair, which Equipment is replaced to the extent necessary to preserve or improve the operating efficiency of the Loan Parties.

 

(iii) The surrender, disposition, or expiration of Collateral (such as trademarks and copyrights) no longer used or useful for the conduct of the Loan Parties’ businesses in the ordinary course.

 

(iv) The turning over to the Agent of all Receipts as provided herein.

 

(v) The transfer, sale and assignment of retail Accounts to credit card processors.

 

4-13. Pay Taxes/Tax Shelter Regulations.

 

(a) Except as disclosed on EXHIBIT 4-13, (i) all tax returns (federal, state, local or foreign) that relate to or include any Loan Party and that are due on or before the date hereof, taking into account any extensions for the filing thereof, have been or will be prepared and timely filed in accordance in all material respects with applicable Requirements of Law, (ii) all such tax returns are or will be correct and complete insofar as they relate to the Loan Parties, and (iii) all Taxes (federal, state, local or foreign) for which a Loan Party may be liable that are due (whether or not shown on any tax return) have been or will be paid in full.

 

(b) Each Loan Party has, and hereafter shall: pay, as they become due and payable, all Taxes and unemployment contributions and other charges of any kind or nature levied, assessed or claimed against such Loan Party, or the Collateral by any person or entity whose claim could result in an Encumbrance upon any asset of any Loan Party or by any governmental authority, except to the extent such Taxes are being contested by a Loan Party in good faith, and adequate reserves are being maintained therefor on Loan Parties books in accordance with GAAP; properly exercise any trust responsibilities imposed upon a Loan Party by reason of withholding from employees’ pay or by reason of a Loan Party’s receipt of sales tax or other funds for the account of any third party; timely make all contributions and other payments as may be required pursuant to any Employee Benefit Plan now or hereafter established by the Loan Parties; and timely file all Tax and other returns and other reports with each governmental authority to whom a Loan Party is obligated to so file, in each case, taking into account any applicable extension periods.

 

(c) At its option, after the occurrence, and during the continuance, of a Suspension Event, the Agent may, but shall not be obligated to, pay any Taxes, unemployment contributions, and any and all other charges levied or assessed upon a Loan Party, or the Collateral by any person or entity or governmental authority, and make any contributions or other payments on account of a Loan Party’s Employee Benefit Plan as the Agent, in the Agent’s discretion, may deem necessary or desirable, to protect, maintain, preserve, collect, or realize upon any or all of the Collateral or the value thereof or any right or remedy pertaining thereto, provided, however, the Agent’s making of any such payment shall not constitute a cure or waiver of any Event of Default occasioned by a Loan Party’s failure to have made such payment.

 

(d) The Borrower does not intend to treat the Revolving Credit and the L/Cs and the transactions related thereto as being “reportable transactions” (within the meaning of Treasury Regulation Section 1.6011-4).  In the event the Borrower determines to take any action inconsistent with such intention, it will promptly notify the Agent thereof.  If the Borrower so notifies the Agent, the Borrower acknowledges that the Agent may treat the Revolving Credit and/or its interest in the L/Cs as part of a transaction that is subject to Treasury Regulation Section 301.6112-1, and the Agent, will maintain the lists and other records required by such Treasury Regulation.

 

 

  

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(e) Any and all payments by or on account of any obligation of the Loan Parties hereunder or under any other Loan Document shall be made free and clear of and without reduction or withholding for any Indemnified Taxes or Other Taxes, provided that if the Loan Parties shall be required under Requirements of Law to deduct any Indemnified Taxes (including any Other Taxes) from such payments, then (i) the sum payable shall be increased as necessary so that after making all required deductions (including deductions applicable to additional sums payable under this Section 4-14) the Agent, Lenders or Issuer, as the case may be, receives an amount equal to the sum it would have received had no such deductions been made, (ii) the Loan Parties shall make such deductions and (iii) the Loan Parties shall timely pay the full amount deducted to the relevant applicable governmental authority in accordance with Requirements of Law.

 

(f) The Loan Parties shall indemnify the Agent, each Lender and the Issuer, within ten (10) days after demand therefor, for the full amount of any Indemnified Taxes or Other Taxes (including Indemnified Taxes or Other Taxes imposed or asserted on or attributable to amounts payable under this Section 4-13) paid by such Agent, such Lender or the Issuer, as the case may be, and any penalties, interest and reasonable expenses arising therefrom or with respect thereto, whether or not such Indemnified Taxes or Other Taxes were correctly or legally imposed or asserted by the relevant governmental authority.  A certificate as to the amount of such payment or liability delivered to the Borrower by a Lender or the Issuer (with a copy to the Agent), or by the Agent on its own behalf or on behalf of the Agent, a Lender or the Issuer, shall be conclusive absent manifest error.

 

(g) As soon as practicable after any payment of Indemnified Taxes or Other Taxes by the Loan Parties to a governmental authority, the Borrower shall deliver to the Agent the original or a certified copy of a receipt issued by such governmental authority evidencing such payment, a copy of the return reporting such payment or other evidence of such payment reasonably satisfactory to the Agent.

 

(h) Any Foreign Lender that is entitled to an exemption from or reduction of withholding tax under the law of the jurisdiction in which any Loan Party is resident for tax purposes, or any treaty to which such jurisdiction is a party, with respect to payments hereunder or under any other Loan Document shall deliver to the Borrower (with a copy to the Agent), at the time or times prescribed by Requirements of Law or reasonably requested by the Borrower or the Agent, such properly completed and executed documentation prescribed by Requirements of Law as will permit such payments to be made without withholding or at a reduced rate of withholding.  Such delivery shall be provided on the Effective Date and on or before such documentation expires or becomes obsolete or after the occurrence of an event requiring a change in the documentation most recently delivered.  In addition, any Lender, if requested by the Borrower or the Agent, shall deliver such other documentation prescribed by Requirements of Law or reasonably requested by the Borrower or the Agent as will enable the Borrower or the Agent to determine whether or not such Lender is subject to backup withholding or information reporting requirements.

 

Without limiting the generality of the foregoing, in the event that any Loan Party is resident for tax purposes in the United States, any Foreign Lender shall deliver to the Borrower and the Agent (in such number of copies as shall be requested by the recipient) on or prior to the date on which such Foreign Lender becomes a Lender under this Agreement (and from time to time thereafter upon the request of the Borrower or the Agent, but only if such Foreign Lender is legally entitled to do so), whichever of the following is applicable:

 

 

  

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(1)           duly completed copies of Internal Revenue Service Form W-8BEN claiming eligibility for benefits of an income tax treaty to which the United States is a party,

 

(2)           duly completed copies of Internal Revenue Service Form W-8ECI,

 

(3)           in the case of a Foreign Lender claiming the benefits of the exemption for portfolio interest under section 881(c) of the Code, (x) a certificate to the effect that such Foreign Lender is not (A) a “bank” within the meaning of section 881(c)(3)(A) of the Code, (B) a “10 percent shareholder” of the Borrowers within the meaning of section 881(c)(3)(B) of the Code, or (C) a “controlled foreign corporation” described in section 881(c)(3)(C) of the Code and (y) duly completed copies of  Internal Revenue Service Form W-8BEN, or

 

(4)           any other form prescribed by Law as a basis for claiming exemption from or a reduction in United States Federal withholding tax duly completed together with such supplementary documentation as may be prescribed by Law to permit the Borrower to determine the withholding or deduction required to be made.

 

(i) If the Agent, any Lender or the Issuer determines, in its sole discretion, that it has received a refund of any taxes or Other Taxes as to which it has been indemnified by the Loan Parties or with respect to which the Loan Parties have paid additional amounts pursuant to this Section 4-13, it shall pay to the Borrower an amount equal to such refund (but only to the extent of indemnity payments made, or additional amounts paid, by the Loan Parties under this Section 4-13 with respect to the taxes or Other Taxes giving rise to such refund), net of all out-of-pocket expenses of the Agent, such Lender or the Issuer, as the case may be, and without interest (other than any interest paid by the relevant governmental authority with respect to such refund), provided that the Loan Parties, upon the request of such Agent, such Lender or the Issuer, agree to repay the amount paid over to the Borrower (plus any penalties, interest or other charges imposed by the relevant governmental authority) to such Agent, such Lender or the Issuer in the event that such Agent, such Lender or the Issuer is required to repay such refund to such governmental authority.  This subsection shall not be construed to require the Agent, any Lender or the Issuer to make available its tax returns (or any other information relating to its taxes that it deems confidential) to the Loan Parties or any other Person.

 

4-14. No Margin Stock.  No Loan Party is engaged in the business of extending credit for the purpose of purchasing or carrying any margin stock (within the meaning of Regulations U,T, and X of the Board of Governors of the Federal Reserve System of the United States).  No part of the proceeds of any borrowing hereunder will be used at any time to purchase or carry any such margin stock or to extend credit to others for the purpose of purchasing or carrying any such margin stock.

 

4-15. ERISA.  From and after the date hereof, none of the Loan Parties nor any ERISA Affiliate shall, in any manner which could reasonably be expected to have a Material Adverse Effect:

 

(a) Fail to comply in all material respects with any Employee Benefit Plan.

 

(b) Fail timely to file all reports and filings required by ERISA to be filed by a Loan Party.

 

 

  

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(c) Engage in any non-exempt “prohibited transactions” (as described in ERISA).

 

(d) Engage in, or commit, any act such that a tax or penalty could be imposed upon the Loan Parties on account thereof pursuant to ERISA.

 

(e) Accumulate any material funding deficiency within the meaning of Section 302 of ERISA.

 

(f) Terminate any Employee Benefit Plan such that a lien could be asserted against any assets of the Loan Parties on account thereof pursuant to ERISA.

 

(g) Be a member of, contribute to, or have any obligation under any Employee Benefit Plan which is a multiemployer plan within the meaning of Section 4001(a)(3) of ERISA.

 

4-16. Hazardous Materials.

 

(a) Other than matters that could not reasonably be expected to have a Material Adverse Effect, no Loan Party has ever:

 

(i) Been legally responsible for any release or threat of release of any Hazardous Material.

 

(ii) Received notification of any release or threat of release of any Hazardous Material from any site or vessel occupied or operated by a Loan Party and/or of the incurrence of any expense or loss in connection with the assessment, containment, or removal of any release or threat of release of any Hazardous Material from any such site or vessel.

 

(b) The Loan Parties each shall:

 

(i) Dispose of any Hazardous Material only in compliance with all Environmental Laws, except for dispositions which could not reasonably be expected to have a Material Adverse Effect.

 

(ii) Not store on any site or vessel occupied or operated by a Loan Party and not transport or arrange for the transport of any Hazardous Material, except if such storage or transport is in the ordinary course of the Loan Parties’ business and is in compliance with all Environmental Laws or could not reasonably be expected to have a Material Adverse Effect.

 

(c) The Loan Parties shall provide the Agent with written notice upon such Loan Party obtaining knowledge of any incurrence of any expense or loss by any governmental authority or other Person in connection with the assessment, containment, or removal of any Hazardous Material, for which expense or loss a Loan Party may be liable, other than expense or loss that could not reasonably be expected to have a Material Adverse Effect.

 

4-17. Litigation.  Except as described in EXHIBIT 4-17, annexed hereto, there is not presently pending or threatened by or against the Loan Parties any suit, action, proceeding, or investigation which, if determined adversely to the Loan Parties, would have a material adverse effect upon the Loan Parties’ financial condition or ability to conduct its business as such business is presently conducted or is contemplated to be conducted in the foreseeable future.

 

 

  

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4-18. Investments.  No Loan Party shall:

 

(a) Intentionally Omitted.

 

(b) Intentionally Omitted.

 

(c) Intentionally Omitted.

 

(d) Merge or consolidate or be merged or consolidated with or into any other corporation or other entity, other than (i) the merger of any of the Borrower’s Subsidiaries with and into the Borrower, and (ii) in connection with any Permitted Acquisitions.

 

(e) Consolidate any of a Loan Party’s operations with those of any other corporation or other entity, except in connection with any Permitted Acquisition.

 

(f) Organize or create any Subsidiary, other than in connection with a Permitted Acquisition and only if (i) such Subsidiary guarantees the repayment of the Liabilities and (ii) such Subsidiary grants the Agent a first priority Encumbrance (subject to Permitted Encumbrances having priority under applicable Requirements of Law) on all of its assets, all of the foregoing satisfactory in form and substance to the Agent.

 

(g) Subordinate any debts or obligations owed to a Loan Party by any third party to any other debts owed by such third party to any other Person.

 

(h) Acquire any assets other than (i) Permitted Acquisitions, (ii) by the making of Capital Expenditures to the extent permitted hereunder, (iii) in the ordinary course and conduct of the Loan Parties business permitted under Section 4-21 hereof, and (iv) Investments in joint ventures not to exceed $10,000,000.00 in the aggregate at any time; provided however Investments in joint ventures may exceed $10,000,000.00 in the aggregate at any time so long as at the time such Investment that would exceed the $10,000,000.00 cap is made, the Payment Conditions have been satisfied.

 

4-19. Loans.  No Loan Party shall make any loans or advances to, nor acquire the Indebtedness of, any Person, provided, however, the foregoing does not prohibit any of the following:

 

(a) Advance payments made to the Loan Parties’ suppliers in the ordinary course.

 

(b) Advances to a Loan Party’s officers, employees, and salespersons with respect to reasonable expenses to be incurred by such officers, employees, and salespersons for the benefit of such Loan Party in the ordinary course of business, which expenses are properly substantiated by the person seeking such advance and properly reimbursable by such Loan Party.

 

(c) Advances on account of sales of Inventory in the ordinary course of business made on credit and all Accounts arising therefrom.

 

(d) Provided that the Liquidity Requirement has been satisfied, loans and/or Investment in or to Aeropostale Puerto Rico, Inc. and Aeropostale Canada.

 

(e) Loans and/or Investments by one Loan Party to another in the ordinary course of business.

 

 

  

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4-20. Protection of Assets.  The Agent, in the Agent’s reasonable discretion, and from time to time, may discharge any tax or Encumbrance on any of the Collateral, or take any other action that the Agent may deem necessary to repair, insure, maintain, preserve, collect, or realize upon any of the Collateral.  The Agent shall not have any obligation to undertake any of the foregoing and shall have no liability on account of any action so undertaken except where there is a specific finding in a judicial proceeding (in which the Agent has had an opportunity to be heard), from which finding no further appeal is available, that the Agent had acted in actual bad faith or in a grossly negligent manner.  The Borrower shall pay to the Agent, on demand, or the Agent, in its reasonable discretion, may add to the Loan Account, all amounts paid or incurred by the Agent pursuant to this section.  The obligation of the Borrower to pay such amounts is a Liability.

 

4-21. Line of Business. No Loan Party shall engage in any business other than the business in which it is currently engaged (which is agreed to be the design, sourcing, marketing, distribution and sale of apparel products and accessories and the licensing of trade names, trademarks and intellectual property to third Persons in connection with the foregoing), any business reasonably related thereto or any business or activity that is reasonably similar or complementary thereto or a reasonable extension, development or expansion thereof or ancillary thereto.

 

4-22. Affiliate Transactions.  No Loan Party shall make any payment, nor give any value to any Related Entity except for goods and services actually purchased by such Loan Party from, or sold by such Loan Party to, such Related Entity for a price and on terms which shall not be less favorable to the Loan Party from those which would have been charged in an arms-length transaction, except:

 

(a)  until the occurrence, and during the continuance, of an Event of Default, the Loan Parties may (a) pay management fees at the times and in the amounts, and (b) may maintain and make payments with respect to those transactions, in each case as set forth in EXHIBIT 4-22 hereof;

 

(b) transactions in the ordinary course of business among the Loan Parties;

 

(c) provided that the Liquidity Requirement has been satisfied, loans to, payments to, or Investments in Aeropostale Puerto Rico, Inc. and Aeropostale Canada.

 

4-23. Additional Assurances.

 

(a) Except as set forth on EXHIBIT 4-23, no Loan Party is the owner of, nor has it any interest in, any property or asset which, immediately upon the satisfaction of the conditions precedent to the effectiveness of the credit facility contemplated hereby (Article 3) will not be subject to a perfected security or other collateral interest in favor of the Agent (subject only to Permitted Encumbrances) to secure the Liabilities.

 

(b) Except as set forth on EXHIBIT 4-23, no Loan Parties will hereafter acquire any asset or any interest in property which is not, immediately upon such acquisition, subject to such a perfected security or other collateral interest in favor of the Agent to secure the Liabilities (subject only to Permitted Encumbrances).

 

(c) The Loan Parties shall each execute and deliver to the Agent such instruments, documents, and papers, and shall do all such things from time to time hereafter as the Agent may reasonably request to carry into effect the provisions and intent of this Agreement; to protect and perfect the Agent’s security interests in the Collateral; and to comply in all material respects with all applicable statutes and laws, and facilitate the collection of the Receivables Collateral.  The Loan Parties shall each execute all such instruments as may be reasonably required by the Agent with respect to the recordation and/or perfection of the security interests created herein.

 

 

  

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(d) Each Loan Party hereby designates the Agent as and for such Loan Party’s true and lawful attorney, with full power of substitution, to sign and file any financing statements in order to perfect or protect the Agent’s security and other collateral interests in the Collateral.

 

(e) To the full extent permitted by applicable Requirements of Law, a carbon, photographic, or other reproduction of this Agreement or of any financing statement or other instrument executed pursuant to this Section 4-23 shall be sufficient for filing to perfect the security interests granted herein.

 

4-24. Adequacy of Disclosure.

 

(a) All financial statements for periods after the Effective Date which are furnished to the Agent by the Loan Parties shall be prepared in accordance with GAAP consistently applied and present fairly, in all material respects, the condition of the Loan Parties at the date(s) thereof and the results of operations and cash flows for the period(s) covered.

 

(b) Intentionally Omitted

 

(c) As of the Effective Date, no Loan Party has any contingent obligations or obligation under any Lease or Capital Lease which is not noted in the Loan Party’s financial statements furnished to the Agent  prior to the execution of this Agreement.

 

(d) No document, instrument, agreement, or paper now or hereafter given the Agent by or on behalf of a Loan Party in connection with the execution of this Agreement by the Agent contains or will contain any untrue statement of a material fact or omits or will omit to state a material fact necessary in order to make the statements therein not misleading.  There is no fact known to a Loan Party which has, or which, in the foreseeable future would reasonably be expected to have, a material adverse effect on the financial condition of the Loan Parties which has not been disclosed in writing to the Agent.

 

4-25. Investments.  As long as no Cash Dominion Event exists, the Loan Parties may make investments consisting of Cash Equivalents maintained at such bank(s) as the Borrower may select.

 

4-26. Prepayments of Indebtedness.

 

No Loan Party will make or agree to pay or make, directly or indirectly, any payment or other distribution (whether in cash securities or other property) of or in respect of principal of or interest on any Indebtedness, including any sinking fund or similar deposit, on account of the purchase, redemption, retirement, acquisition, cancellation or termination of any Indebtedness, except:

 

(a) as long as no Event of Default has occurred and is continuing or would result therefrom, mandatory payments and prepayments of interest and principal as and when due in respect of any Indebtedness permitted hereunder, excluding any Subordinated Indebtedness;

 

(b)  payments on account of Subordinated Indebtedness to the extent permitted under any subordination agreement or provisions governing such Indebtedness;

 

 

  

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(c) voluntary prepayments of Indebtedness permitted hereunder (other than Subordinated Indebtedness) as long as the Payment Conditions are satisfied; and

 

(d) refinancings of Indebtedness to the extent permitted under this Agreement.

 

4-27. Other Covenants. No Loan Party shall indirectly do or cause to be done any act which, if done directly by a Loan Party, would breach any covenant contained in this Agreement.

 

4-28. Labor Matters. There are no strikes, lockouts, slowdowns or other material labor disputes against any Loan Party pending or, to the knowledge of any Loan Party, threatened. The hours worked by and payments made to employees of the Loan Parties comply with the Fair Labor Standards Act and any other applicable federal, state, local or foreign Law dealing with such matters except to the extent that any such violation could not reasonably be expected to have a Material Adverse Effect. No Loan Party has incurred any liability or obligation under the Worker Adjustment and Retraining Act or similar state Law.  All payments due from any Loan Party, or for which any claim may be made against any Loan Party, on account of wages and employee health and welfare insurance and other benefits, have been paid or properly accrued in accordance with GAAP as a liability on the books of such Loan Party. Except as set forth on Schedule 4-28 or as filed with the SEC, no Loan Party is a party to or bound by any collective bargaining agreement, management agreement, employment agreement, bonus, restricted stock, stock option, or stock appreciation plan or agreement or any similar plan, agreement or arrangement. There are no representation proceedings pending or, to any Loan Party’s knowledge, threatened to be filed with the National Labor Relations Board, and no labor organization or group of employees of any Loan Party has made a pending demand for recognition. There are no complaints, unfair labor practice charges, grievances, arbitrations, unfair employment practices charges or any other claims or complaints against any Loan Party pending or, to the knowledge of any Loan Party, threatened to be filed with any governmental authority or arbitrator based on, arising out of, in connection with, or otherwise relating to the employment or termination of employment of any employee of any Loan Party which could reasonably be expected to have a Material Adverse Effect. The consummation of the transactions contemplated by the Loan Documents will not give rise to any right of termination or right of renegotiation on the part of any union under any collective bargaining agreement to which any Loan Party is bound.

 

4-29. Restricted Payments.

 

Declare or make, directly or indirectly, any Restricted Payment, or incur any obligation (contingent or otherwise) to do so, except that each of the following shall be permitted so long as no Suspension Event or Event of Default shall have occurred and be continuing prior, or immediately after giving effect, to the following, or would result therefrom:

 

(a)           each Subsidiary of a Loan Party may make Restricted Payments to any Loan Party;

(b)           the Loan Parties and each Subsidiary may declare and make dividend payments or other distributions payable solely in the common stock or other common equity interests of such Person; and,

(c)           if the Payment Conditions are satisfied, the Loan Parties and each Subsidiary may purchase, redeem or otherwise acquire equity interests issued by it, and the Borrower may declare or pay cash dividends to its stockholder.

 

 

  

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4-30. Solvency.  After giving effect to the transactions contemplated by this Agreement, and before and after giving effect to each Revolving Credit Loan, the Loan Parties, on a Consolidated basis, are Solvent. No transfer of property has been or will be made by any Loan Party and no obligation has been or will be incurred by any Loan Party in connection with the transactions contemplated by this Agreement or the other Loan Documents with the intent to hinder, delay, or defraud either present or future creditors of any Loan Party.

 

4-31. Material Contracts.

 

(a) Schedule 4-31 sets forth all Material Contracts to which any Loan Party is a party or is bound as of the Effective Date.  The Loan Parties have delivered true, correct and complete copies of such Material Contracts to the Agent on or before the Effective Date.  The Loan Parties are not in breach or in default in any material respect of or under any Material Contract and have not received any notice of the intention of any other party thereto to terminate any Material Contract.

 

(b) From and after the Effective Date, the Loan Parties agree they shall each perform and observe all the terms and provisions of each Material Contract to be performed or observed by it, (b) maintain each such Material Contract in full force and effect except to the extent such Material Contract is no longer used or useful in the conduct of the business of the Loan Parties in the ordinary course of business, consistent with past practices, (c) enforce each such Material Contract in accordance with its terms, and, (d) upon request of the Agent, make such demands and requests for information and reports or for action from any other party to each such Material Contract as any Loan Party or any of its Subsidiaries is entitled to make under such Material Contract, and (e) cause each of its Subsidiaries to do the foregoing except, in any case, where the failure to do so, either individually or in the aggregate, could not be reasonably likely to have a Material Adverse Effect.

 

4-32. Customer Relations.  There exists no actual or, to the knowledge of any Loan Party, threatened, termination or cancellation of, or any material adverse modification or change in the business relationship of any Loan Party with any supplier material to its operations.

 

4-33. Consents.  No approval, consent, exemption, authorization, or other action by, or notice to, or filing with, any governmental authority or any other Person is necessary or required in connection with the execution, delivery or performance by, or enforcement against, any Loan Party of this Agreement or any other Loan Document, except for (a) the perfection or maintenance of the liens created hereunder or under any other Loan Document (including the first priority nature thereof) or (b) such as have been obtained or made and are in full force and effect.

 

4-34. Amendment of Material Documents.  The Loan Parties shall not amend, modify or waive any of a Loan Party’s rights under (a) its organization documents in a manner materially adverse to the Agent, Issuer, or any Lender, or (b) any Material Contract or Material Indebtedness (other than on account of any refinancings permitted pursuant to this Agreement), in each case to the extent that such amendment, modification or waiver would result in a Suspension Event or Event of Default under any of the Loan Documents, would be materially adverse to the Agent, Issuer, or any Lender, or otherwise would be reasonably likely to have a Material Adverse Effect.

 

4-35. Use of Proceeds.  The Loan Parties shall not use the proceeds of any Revolving Credit Loan or Swing Line Loan, whether directly or indirectly, and whether immediately, incidentally or ultimately, for any purposes other than (a) the acquisition of working capital assets in the ordinary course of business, (b) to finance Capital Expenditures of the Loan Parties, and (c) for general corporate purposes, in each case to the extent expressly permitted under law and the Loan Documents.

 

 

  

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4-36. Compliance with Leases.  Except as otherwise expressly permitted hereunder, (a) make all payments and otherwise perform all obligations in respect of all Leases to which any Loan Party or any of its Subsidiaries is a party, keep such Leases in full force and effect (b) not allow such Leases to lapse or be terminated or any rights to renew such Leases to be forfeited or cancelled except in the ordinary course of business, consistent with past practices, (c) notify the Agent of any default by any party with respect to such Leases and cooperate with the Agent in all respects to cure any such default, and (d) cause each of its Subsidiaries to do the foregoing, except, in any case, where the failure to do so, either individually or in the aggregate, could not be reasonably likely to have a Material Adverse Effect.

 

Article 5 - Financial Reporting and Performance Covenants:

 

5-1. Maintain Records.  The Borrower shall, and shall cause each Guarantor to:

 

(a) At all times, keep proper books of account, in which full, true, and accurate entries shall be made of all of the Loan Parties’ transactions, all in accordance with GAAP, applied consistently with all prior periods, to fairly reflect, in all material respects, the financial condition of the Loan Parties at the close of, and its results of operations for, the periods in question.

 

(b) Timely provide the Agent with those financial reports, statements, and schedules required by this Article 5 or otherwise, each of which reports, statements and schedules shall be prepared, to the extent applicable, in accordance with GAAP (but for the absence of footnotes and year-end adjustments), applied consistently with all prior periods, to fairly reflect, in all material respects, the financial condition of the Loan Parties at the close of, and their results of operations for, the period(s) covered therein.

 

(c) At all times, keep accurate (in all material respects) and current records of the Collateral including, without limitation, accurate current stock, cost, and sales records of its respective Inventory, accurately and sufficiently itemizing and describing the kinds, types, and quantities of Inventory and the cost and selling prices thereof.

 

(d) At all times, retain Deliotte & Touche LLP, or such other independent certified public accountants who are reasonably satisfactory to the Lender and instruct such accountants to fully cooperate with, and be available to, the Agent to discuss a Loan Party’s financial performance, financial condition, operating results, controls, and such other matters, within the scope of the retention of such accountants, as may be raised by the Agent.  Agent shall give the Borrower an opportunity to participate in any discussions Agent has with Borrower’s certified public accountant pursuant to this Section 5-1.

 

5-2. Access to Records.

 

(a) The Borrower shall, and shall cause each Guarantor to, afford the Agent and the Agent’s representatives with access from time to time, during normal business hours and, unless an Event of Default exists, upon reasonable notice, as the Agent and such representatives may require to all properties owned by or over which a Loan Party has control.  The Agent and the Agent’s representatives shall have the right, and the Borrower will, and will cause each Guarantor to, permit the Agent and such representatives from time to time as the Agent and such representatives may request, during normal business hours and, unless an Event of Default exists, upon reasonable notice, to examine, inspect, copy, and make extracts from any and all of the Loan Parties’ books, records, electronically stored data, papers, and files pertaining to its business operations, financial information or the Collateral.  The Borrower shall, and shall cause the Guarantor to, make copying facilities reasonably available to the Agent.

 

 

  

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(b) The Borrower for itself, and as the sole shareholder or member, as applicable, of each Guarantor, hereby authorizes the Agent and the Agent’s representatives to:

 

(i) Inspect, copy, duplicate, review, cause to be reduced to hard copy, run off, draw off, and otherwise use any and all computer or electronically stored information or data which relates to the Loan Parties, whether in the possession of a Loan Party or in the possession of any service bureau, contractor, accountant, or other person, (and the Loan Parties each directs any such service bureau, contractor, accountant, or other person fully to cooperate with the Agent and the Agent’s  representatives with respect thereto), provided that, except as set forth in Section 5-10 hereof, such inspections and reviews shall not be undertaken by the Agent as long as no Event of Default then exists and is continuing.

 

(ii) Verify at any time the Collateral or any portion thereof, including verification with Account Debtors, and/or with each Loan Party’s computer billing companies, collection agencies, and accountants and to sign the name of the Loan Party on any notice to such Loan Party’s Account Debtors or verification of the Collateral, provided that, as long as no Event of Default exists and is continuing, the form and content of any such verification letters shall be subject to the prior approval of the Borrower (whose consent shall not be unreasonably withheld or delayed).

 

5-3. Prompt Notice to Agent.

 

(a) The Borrower shall, and shall cause each Guarantor to, provide the Agent with written notice promptly upon the occurrence of any of the following events, which written notice shall be with reasonable particularity as to the facts and circumstances in respect of which such notice is being given:

 

(i) Any change in a Loan Party’s executive officers.

 

(ii) The completion of any physical count of a Loan Party’s Inventory (together with a copy of the certified results thereof).

 

(iii) Any ceasing of any Loan Party making of payment, in the ordinary course, to a material portion (in amount or number) of its creditors.

 

(iv) Any failure by a Loan Party to pay rent at any of the locations, which failure continues for more than twenty (20) Business Days following the day on which such rent first came due, except for Leases for such locations which have been terminated or abandoned by a Loan Party and except for amounts subject to a good faith dispute.

 

(v) Any material change in the business, operations, or financial affairs of a Loan Party.

 

(vi) The occurrence of any Suspension Event that has not been cured by the Loan Parties or waived by the Agent.

 

 

  

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(vii) Any decision on the part of a Loan Party to discharge a Loan Party’s present independent accountants or any withdrawal or resignation by such independent accountants from their acting in such capacity (as to which, see Subsection 5-1(d)).

 

(viii) Any litigation which, if determined adversely to a Loan Party, would reasonably be expected to have a material adverse effect on the financial condition of such Loan Party.

 

(ix) The acquisition by a Loan Party of any Commercial Tort Claim.

 

(x) The intention by Borrower to treat the Revolving Credit and/or the L/Cs and related transactions as being a “reportable transaction” (within the meaning of Treasury Regulation Section 1.6011-4), by delivering a duly completed copy of IRS Form 8886 or any successor form.

 

(b) The Borrower shall, and shall cause each Guarantor to, provide the Agent, when received by the Borrower or Guarantor, with a copy of any management letter or similar communications from any accountant of the Borrower or Guarantor.

 

5-4. Intentionally Omitted.

 

5-5. Borrowing Base Certificates.  Quarterly, within seven (7) days after the end of the Borrower’s prior fiscal quarter, the Borrower shall provide the Agent with a certificate in the form of Exhibit 5-5 (a “Borrowing Base Certificate”) showing the Borrowing Base as of the close of business on the last day of the Borrower’s immediately preceding fiscal quarter, each such Borrowing Base Certificate to be certified as complete and correct on behalf of the Borrower by a Responsible Officer of the Borrower. Notwithstanding the foregoing, if, at any time, Availability is less than seventy percent (70%) of the lesser of (a) the Commitments and (b) the Borrowing Base, then such Borrowing Base Certificate shall be delivered monthly, within seven (7) days after the end of the Borrower’s fiscal month until such time that the foregoing Availability deficiency does not exist for a period of sixty (60) consecutive days as confirmed by the Agent, upon which, the Borrower’s obligation to deliver Borrowing Base Certificates shall revert to the provisions of the first sentence of this Section 5-5; provided that, if at any time, an Event of Default exists (without, in any way, limiting the Agent’s Rights and Remedies) or if, at any time, the Availability is less than twelve and one-half percent (12.5%) of the lesser of (a) the Commitments and (b) the Borrowing Base, then such Borrowing Base Certificate shall be delivered weekly, on the Wednesday of each such week until such time that the foregoing Availability deficiency described in this proviso does not exist for a period of sixty (60) consecutive days as confirmed by the Agent, upon which, the Borrower’s obligation to deliver Borrowing Base Certificates shall revert to the other provisions of this  Section 5-5, as applicable.

5-6. Monthly Reports. Only if a Cash Dominion Event exists, within twenty (20) days following the end of each of the Borrower’s fiscal months, the Borrower shall provide the Agent with original counterparts of an internally prepared financial statement of the Loan Parties’ financial condition and the results of their respective operations for, the period ending with the end of the subject month, which financial statement shall include, at a minimum, a balance sheet, income statement (on a “consolidated” basis), cash flow and comparison of same store sales for the corresponding quarter of the then immediately previous year, as well as to the Business Plan, and management’s analysis and discussion of the operating results reflected therein.

 

 

  

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(b) At all times when a Covenant Compliance Event has occurred and is continuing, the Borrower shall deliver to the Agent, within seven (7) days after the end of Borrower’s fiscal month, a duly completed compliance certificate signed by a Responsible Officer of the Borrower which (among other things) includes (i) a detailed calculation of the Consolidated Fixed Charge Coverage Ratio, and, and (ii) a certification that no Suspension Event or Event of Default exists or, if any such Suspension Event or Event of Default shall exist, stating the nature and status of such event.

 

5-7. Quarterly Reports.  Within forty-five (45) days following the end of each of the Borrower’s fiscal quarters, the Borrower shall provide the Agent with original counterparts of an internally prepared financial statement of the Loan Parties’ financial condition and the results of their respective operations for, the period ending with the end of the subject quarter, which financial statement shall include, at a minimum, a balance sheet, income statement (on a “consolidated” basis), cash flow and comparison of same store sales for the corresponding quarter of the then immediately previous year, as well as to the Business Plan, and management’s analysis and discussion of the operating results reflected therein.  The delivery either electronically or in paper to the Agent of the Borrower’s Form 10Q or Form 10K, as the case may be, which is filed with the Securities and Exchange Commission shall satisfy the Borrower’s obligations under this Section 5-7.  

 

5-8. Annual Reports.

 

(a) Annually, within ninety (90) days following the end of the Borrower’s fiscal year, the Borrower shall furnish the Agent with an original signed counterpart of the Borrower’s Consolidated annual financial statement, which statement shall have been prepared by, and bear the unqualified opinion of, the Borrower’s independent certified public accountants (i.e. said statement shall be “certified” by such accountants).  Such annual statement shall include, at a minimum (with comparative information for the then prior fiscal year) a balance sheet, income statement, statement of changes in shareholders’ equity, and cash flows.  The delivery either electronically or in paper to the Agent of the Borrower’s Form 10K which is filed with the Securities and Exchange Commission shall satisfy the Borrower’s obligations under this Section 5-8(a).  

 

(b) No later than the earlier of fifteen (15) days prior to the end of each of the Borrower’s fiscal years or the date on which such accountants commence their work on the preparation of the Borrower’s annual financial statement, the Borrower shall give written notice to such accountants (with a copy of such notice, when sent, to the Agent) that:

 

(i) Such annual financial statement will be delivered by the Borrower to the Agent.

 

(ii) It is an intention of the Loan Parties, in their engagement of such accountants, to satisfy the financial reporting requirements set forth in this Article 5.

 

(iii) The Loan Parties have been advised that the Agent and each Lender will rely thereon with respect to the administration of, and transactions under, the credit facility contemplated by this Agreement.

 

(c) Each annual statement shall be accompanied by such accountant’s Certificate indicating that, in the preparation of such annual statement, such accountants did not conclude that any Suspension Event had occurred during the subject fiscal year (or if one or more had occurred, the facts and circumstances thereof).

 

 

  

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5-9. Fiscal Year.  The Borrower shall not change its fiscal year or permit any other Loan Party to change its fiscal year, or the accounting policies or reporting practices of the Loan Parties, except as required by GAAP; provided that, to the extent any such changes are required by GAAP, the Loan Parties shall promptly deliver notice of same to the Agent pursuant to Section 5-3(a)(v) of this Agreement.

 

5-10. Inventories, Appraisals, and Audits.

 

(a) The Agent, at the expense of the Borrower, may observe each physical count and/or inventory of so much of the Collateral as consists of Inventory which is undertaken on behalf of, and at the request of, a Loan Party.

 

(b) The Loan Parties, at their own expense, shall cause not less than one (1) physical inventory to be undertaken in each twelve (12) month period during which this Agreement is in effect to be conducted by a national third party inventory taker.

 

(i) The Loan Parties shall provide the Agent with a copy of the final results of each such inventory (as well as of any other physical inventory undertaken by a Loan Party) within fourteen (14) days following the completion of such inventory.

 

(ii) The Borrower shall provide the Agent with a reconciliation of the results of each such inventory (as well as of any other physical inventory undertaken by a Loan Party) to the Loan Party’s books and records within forty-five (45) days following completion of such inventory.

 

(iii) The Agent, in its discretion, following the occurrence, and during the continuance, of a Suspension Event or an Event of Default, may cause such additional inventories to be taken as the Agent determines (each, at the expense of the Borrower).

 

(iv) The Agent, in its reasonable discretion, may cause such additional inventories to be taken as it deems necessary or appropriate (each at the expense of the Agent and Lenders).

 

(c) Upon the Agent’s request from time to time, the Borrower shall, and shall cause each Guarantor to, permit the Agent to obtain appraisals conducted by such appraisers as are satisfactory to the Agent and using a methodology similar in scope and nature as was undertaken on behalf of the Agent prior to the effectiveness of this Agreement.  Without limiting the foregoing, the Agent may obtain periodic Inventory liquidation analyses performed by Hilco/Great American Group or another liquidation analysis firm selected by the Agent; provided that the expense for any such appraisals shall be borne by the Agent and Lenders (except as provided in the following three sentences).  At any time after the Aggregate Outstandings exceed, or are anticipated to exceed, $75,000,000.00, the Agent may, in its discretion, undertake up to two (2) Inventory appraisals at the Loan Parties’ expense, in each twelve (12) month period (each such appraisal, a “Standard Appraisal”).  Notwithstanding the foregoing, to the extent the average Aggregate Outstandings for any thirty (30) day period exceed, or are anticipated to exceed $50,000,000.00 prior to the date of the first Standard Appraisal, the Agent may, in its discretion, undertake the first of its two (2) permitted Inventory appraisals for such twelve (12) month period at the Loan Parties’ expense (up to $25,000.00), despite the fact the Aggregate Outstandings have not reached the threshold outlined in the preceding sentence.  The Agent may cause additional Inventory appraisals to be undertaken (i) as Agent, using its reasonable discretion, deems necessary or appropriate, at the Lenders’ expense, or (ii) if required by applicable Requirements of Law or if a Suspension Event or Event of Default has occurred and is continuing, at the expense of the Borrower.

 

 

  

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(d) Upon the Agent’s request from time to time, the Borrower shall, and shall cause each other Loan Party to, permit the Agent to conduct commercial finance audits of the Borrower’s and the other Loan Parties’ books and records using a methodology similar in scope and nature as was undertaken on behalf of the Agent prior to the effectiveness of this Agreement, provided that the expense for any such audits shall be borne by the Agent and Lenders (except as provided in the final two sentences of this clause).  At any time after the Aggregate Outstandings exceed, or are anticipated to exceed, $75,000,000.00, the Agent shall have the right to undertake two audits, at the Loan Parties’ expense, in each twelve month period.  The Agent may cause additional audits to be undertaken (i) as Agent, using its reasonable discretion, deems necessary or appropriate, at the Agent and Lenders’ expense, or (ii) if required by applicable Requirements of Law or if a Suspension Event or Event of Default has occurred and is continuing, at the expense of the Borrower.

 

5-11. Additional Financial Information.

 

(a) In addition to all other information required to be provided pursuant to this Article 5, the Borrower promptly shall provide the Agent (and shall cause each other Loan Party and any other guarantor of the Liabilities to also provide the Agent), with such other and additional information concerning the Borrower or Guarantors, the Collateral, the operation of the Borrower’s or Guarantors’ business, and the Borrower’s or Guarantors’) financial condition, including original counterparts of financial reports and statements, as the Agent may from time to time reasonably request from the Borrower.

 

(b) The Borrower may provide the Agent, at the Agent’s discretion, from time to time hereafter, with updated projections of the Loan Parties’ anticipated performance and operating results.

 

(c) In all events, the Borrower, no sooner than ninety (90) nor later than thirty (30) days prior to the end of each of the Borrower’s fiscal years, shall furnish the Agent with an updated and extended balance sheet, income statement, cash flow statement (including an Availability model), prepared on a monthly basis and which shall go out at least through the end of the then next fiscal year. Together with such updated and extended projections, the Borrower shall deliver to the Agent a description of the methodology and assumptions upon which the projections were prepared.

 

(d) The Loan Parties each recognizes that all appraisals, inventories, analysis, financial information, and other materials which the Agent may obtain, develop, or receive with respect to the Loan Parties is confidential to the Agent and that, except as otherwise provided herein, no Loan Party is entitled to receipt of any of such appraisals, inventories, analysis, financial information, and other materials, nor copies or extracts thereof or therefrom.

 

5-12. Consolidated Fixed Charge Coverage Ratio. During the continuance of a Covenant Compliance Event, the Borrower shall not permit the Consolidated Fixed Charge Coverage Ratio (calculated as of the first day of any Covenant Compliance Event, and as of the last day of each month during such Covenant Compliance Event) to be less than 1.0:1.0.

 

Article 6 - Use and Collection of Collateral:

 

6-1. Use of Inventory Collateral.

 

(a) The Borrower shall not, and shall cause each other Loan Party not to engage in any sale of the Inventory other than for fair consideration in the conduct of the Borrower’s or any other Loan Party’s business in the ordinary course (other than promotions, markdowns, and discounts in the ordinary course of business) nor shall either engage in sales or other dispositions to creditors in reduction or satisfaction of such creditors’ claims; sales or other dispositions in bulk; or any use of any of the Inventory in breach of any provision of this Agreement. Notwithstanding the foregoing, the Loan Parties may “job-out” end of season and slow-moving Inventory, provided that the Inventory so disposed of does not exceed five percent (5%) of the Loan Parties’ aggregate retail receipts in any fiscal year.

 

 

  

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(b) No sale of Inventory shall be on consignment, approval, or under any other circumstances such that, with the exception of the Loan Parties’ customary return policy applicable to the return of inventory purchased by the Loan Parties’ retail customers in the ordinary course, such Inventory may be returned to the Loan Parties without the consent of the Agent.

 

6-2. Adjustments and Allowances.  A Loan Party may grant such allowances or other adjustments to the such Loan Party’s Account Debtors as the Loan Party, respectively, may reasonably deem to accord with sound business practice, provided, however, the authority granted the Loan Parties pursuant to this Section 6-2 may be limited or terminated by the Agent at any time after the occurrence, and during the continuance, of an Event of Default in the Agent’s discretion.

 

6-3. Validity of Accounts.

 

(a) The amount of each Account shown on the books, records, and invoices of the Loan Parties represented as owing by each Account Debtor is and will be the correct amount actually owing by such Account Debtor (subject to adjustments for returned Inventory in the ordinary course of business) and shall have been fully earned by performance by such Loan Party.

 

(b) The Agent, from time to time (at the expense of the Borrower in each instance), may verify the validity, amount, and all other matters with respect to the Receivables Collateral directly with Account Debtors (including without limitation, by forwarding balance verification requests to each Loan Party’s Account Debtors), and with each Loan Party’s accountants, collection agents, and computer service bureaus (each of which is hereby authorized and directed to cooperate in full with the Agent and to provide the Agent with such information and materials as the Agent may request), provided that, as long as no Event of Default exists and is continuing, the form and content of any such verification letters shall be subject to the prior approval of the Borrower (whose consent shall not be unreasonably withheld or delayed).

 

(c) No Loan Party has knowledge of any impairment of the validity or collectibility of any of the Accounts (other than customary adjustments and chargebacks in the ordinary course of business) and shall notify the Agent of any such fact immediately after a Loan Party becomes aware of any such impairment.

 

(d) Except as set forth in EXHIBIT 6-3, no Loan Party shall post any bond to secure a Loan Party’s performance under any agreement to which a Loan Party is a party nor cause any surety, guarantor, or other third party obligee to become liable to perform any obligation of a Loan Party (other than to the Agent) in the event of Loan Party’s failure so to perform, if the amount of any such bond or other obligation of a Loan Party exceeds $50,000 in any one instance, and after giving effect to all existing bonds and obligations permitted hereunder, the aggregate amount thereof does not exceed $1,000,000.

 

6-4. Notification to Account Debtors.  The Agent shall have the right at any time after the occurrence, and during the continuance, of an Event of Default, to notify any of a Loan Party’s Account Debtors to make payment directly to the Agent and to collect all amounts due on account of the Collateral.

 

 

  

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Article 7 - Cash Management. Payment of Liabilities:

 

7-1. Depository Accounts.

 

(a) Annexed hereto as EXHIBIT 7-1 is a Schedule of all present DDAs, which Schedule includes, with respect to each depository (i) the name and address of that depository; (ii) the account number(s) of the account(s) maintained with such depository; and (iii) a contact person at such depository.

 

(b) To the extent not previously delivered to the Agent, the Borrower shall, and shall cause each Guarantor to, deliver to the Agent, as a condition to the effectiveness of this Agreement:

 

(i) at the request of the Agent, notification, executed on behalf of the Borrower or Guarantor, as applicable, to each depository institution with which any DDA is maintained (other than the Operating Account), in form reasonably satisfactory to the Agent, of the Agent’s interest in such DDA;

 

(ii) an agreement (generally referred to as a “Blocked Account Agreement”), in form reasonably satisfactory to the Agent, with any depository institution at which a Blocked Account is maintained;

 

(iii) an agreement, in form reasonably satisfactory to the Agent, with any depository institution at which the Operating Account is maintained.

 

(c) No Loan Party will establish any DDA hereafter unless, contemporaneous with such establishment, such Loan Party, delivers to the Agent notice of same.

 

7-2. Credit Card Receipts.

 

(a) Annexed hereto as EXHIBIT 7-2 is a Schedule which describes all arrangements to which each Loan Party is a party with respect to the payment to such Loan Party, of the proceeds of all credit card charges for sales by the Loan Party.

 

(b) To the extent not previously delivered to the Agent, the Borrower shall, and shall cause each Guarantor to, deliver to the Agent, as a condition to the effectiveness of this Agreement, notifications, executed on behalf of the Borrower or such Guarantor, as applicable, to each of the Borrower’s and Guarantor’s credit card clearinghouses and processors of notice (in form satisfactory to the Agent), which notice provides that payment of all credit card charges submitted by the Borrower or Guarantor to that clearinghouse or other processor and any other amount payable to the Borrower or Guarantor by such clearinghouse or other processor shall be directed to the Concentration Account or as otherwise designated from time to time by the Agent.  Neither the Borrower nor any Guarantor shall change such direction or designation except upon and with the prior written consent of the Agent.

 

7-3. The Concentration, Blocked, and Operating Accounts.

 

(a) The following checking accounts have been or will be established (and are so referred to herein):

 

 

  

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(i) The Concentration Account: Established by the Borrower with Bank of America, N.A.

 

(ii) The Blocked Account: Established by the Borrower with Bank of America, N.A.

 

(iii) The Operating Account:  Established by the Borrower with Bank of America, N.A.

 

(b) The contents of each DDA, of the Operating Account, and of the Blocked Account constitute Collateral and Proceeds of Collateral. The contents of the Concentration Account constitute Collateral and Proceeds of Collateral.

 

(c) The Loan Parties:

 

(i) To the extent not previously delivered to the Agent, contemporaneously with the execution of this Agreement, shall provide the Agent with such agreement (generally referred to as a “Blocked Account Agreement”) of the depository with which the Blocked Account and Concentration Account are maintained as may be reasonably satisfactory to the Agent;

 

(ii) To the extent not previously delivered to the Agent, contemporaneously with the execution of this Agreement, shall provide the Agent with such agreement of the depository with which the Operating Account is maintained as may be reasonably satisfactory to the Agent; and

 

(iii) Shall not establish any Blocked Account or Operating Account hereafter except upon not less than thirty (30) days prior written notice to the Agent and the delivery to the Agent of a similar such agreement.

 

(d) The Loan Parties shall pay all fees and charges of, and maintain such impressed balances as may be required by the Agent or by any bank in which any account is opened as required hereby (even if such account is opened by and/or is the property of the Agent).

 

7-4. Proceeds and Collection of Accounts.

 

(a) All Receipts constitute Collateral and proceeds of Collateral and, after the occurrence and during the continuance of a Cash Dominion Event, shall be held in trust by the Loan Parties for the Agent; shall not be commingled with any of a Loan Party’s other funds; and shall be deposited and/or transferred only to the Blocked Account.

 

(b) After the occurrence and during the continuance of a Cash Dominion Event, the Borrower shall cause the, and shall cause each Guarantor to, ACH or wire transfer to the Blocked Account, no less frequently than daily (and whether or not there is then an outstanding balance in the Loan Account) of

 

(i) the then current contents of each DDA (other than the Operating Account), each such transfer to be net of any minimum balance, not to exceed $5,000.00, as may be required to be maintained in the subject DDA by the bank at which such DDA is maintained); and

 

 

  

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(ii) the proceeds of all credit card charges not otherwise provided for pursuant hereto.

 

Telephone advice (confirmed by written notice) shall be provided to the Agent on each Business Day on which any such transfer is made.

 

(c) After the occurrence and during the continuance of a Cash Dominion Event, whether or not any Liabilities are then outstanding, the Loan Parties shall cause the ACH or wire transfer to the Concentration Account, no less frequently than daily, of then entire ledger balance of the Blocked Account, net of such minimum balance, not to exceed $5,000.00, as may be required to be maintained in the Blocked Account by the bank at which the Blocked Account is maintained.

 

(d) After the occurrence and during the continuance of a Cash Dominion Event, in the event that, notwithstanding the provisions of this Section 7-4, a Loan Party receives or otherwise has dominion and control of any Receipts, or any proceeds or collections of any Collateral, such Receipts, proceeds, and collections shall be held in trust by such Loan Party for the Agent and shall not be commingled with any of the Loan Party’s other funds or deposited in any account of the Loan Party other than as instructed by the Agent.

 

7-5. Payment of Liabilities.

 

(a) On each Business Day, the Agent shall apply, towards the Liabilities, the then collected balance of the Concentration Account (net of fees charged, and of such impressed balances as may be required by the bank at which the Concentration Account is maintained).

 

(b) The following rules shall apply to deposits and payments under and pursuant to this Agreement:

 

(i) Funds shall be deemed to have been deposited to the Concentration Account on the Business Day on which deposited, provided that notice of such deposit is available to the Agent by 2:00 PM on that Business Day.

 

(ii) Funds paid to the Agent, other than by deposit to the Concentration Account, shall be deemed to have been received on the Business Day when they are good and collected funds, provided that notice of such payment is available to the Agent by 2:00PM on that Business Day.

 

(iii) If notice of a deposit to the Concentration Account (Section 7-5(b)(i)) or payment (Section 7-5(b)(ii)) is not available to the Agent until after 2:00PM on a Business Day, such deposit or payment shall be deemed to have been made at 9:00 AM on the then next Business Day.

 

(iv) All deposits to the Concentration Account and other payments to the Agent are subject to clearance and collection.

 

(c) All payments shall be applied First to pay Liabilities other than the principal balance of the Loan Account; Second, in reduction of the Swing Line Loans until paid in full, Third, in reduction of the remaining Base Rate Loans until paid in full, and Fourth in reduction of Eurodollar Loans until paid in full, together with any amounts which become due as a result of such payment pursuant to Section 2-7(e) hereof; provided that at the Borrower’s option, as long as no Event of Default then exists, the Borrower shall have the right, in lieu of making a prepayment on account of the Eurodollar Loans, to cause any amounts in excess of the sums required to pay the Liabilities described in clauses First, Second, and Third above, to be deposited with the Agent and held as collateral for the Liabilities and applied to the payment of the applicable Eurodollar Loans at the end of the current Interest Periods applicable thereto, in order of maturity of such Interest Periods (or upon the occurrence, and during the continuance, of an Event of Default, to the Liabilities in such order and manner as the Agent, in its discretion, shall determine.

 

 

  

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(d) The Agent shall transfer to the Operating Account any surplus in the Concentration Account remaining after the application towards the Liabilities referred to in Section 7-5(a), above (less those amount which are to be netted out, as provided therein) provided, however, in the event that both (i) a Suspension Event has occurred and is continuing, and (ii) one or more L/C’s are then outstanding, the Agent may establish a funded reserve of up to 103% of the aggregate Stated Amounts of such L/C’s.

 

(e) To the extent this Agreement provides that the Agent shall have sole discretion in the application of proceeds of any collection, sale or disposition of the Collateral, or in the application of any other payments received pursuant to this Agreement, the Agent and Borrower acknowledge and agree that such rights may be subject to the terms and conditions of the Agency Agreement.

 

7-6. The Operating Account. Except as otherwise specifically provided in, or permitted by, this Agreement, all checks shall be drawn by the Loan Parties upon, and other disbursements shall be made by the Loan Parties solely from, the Operating Account.  Until the occurrence, and during the continuance, of a Cash Dominion Event, as provided in the agreement with the depository with which the Operating Account has been established, the Agent shall not be entitled to exercise any dominion or control over the funds in the Operating Account.

 

Article 8 - Grant of Security Interest:

 

8-1. Grant of Security Interest.  To secure the Borrower’s prompt, punctual, and faithful performance of all and each of the Liabilities, the Borrower hereby grants to the Agent, for the ratable benefit of itself and the other Credit Parties, a continuing security interest in and to, and assigns to the Agent, for the ratable benefit of itself and the other Credit Parties (and ratifies and confirms the Borrower’s prior grant of a security interest to Agent as “lender” pursuant to the Existing Loan Agreement, in and to) the following, and each item thereof, whether now owned or now due, or in which the Borrower has an interest, or hereafter acquired, arising, or to become due, or in which the Borrower obtains an interest, and all products, Proceeds, substitutions, and accessions of or to any of the following (all of which, together with any other property in which the Agent may in the future be granted a security interest, is referred to herein as the “Collateral”):

 

(a) All Accounts, Accounts Receivable, and Deposit Accounts;

 

(b) All Inventory;

 

(c) All General Intangibles, including, without limitation, all Payment Intangibles arising from Accounts Receivable, or the sale of, or providing of, Inventory or services;

 

(d) All Equipment, Goods, Fixtures, Chattel Paper, which, in each case, arise from Accounts Receivable, or the sale of, or providing of, Inventory or services;

 

 

  

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(e) All books, records, and information relating to the Collateral and/or to the operation of the Borrower’s business, and all rights of access to such books, records, and information, and all property in which such books, records, and information are stored, recorded, and maintained, which, in each case, arise from any ‘Collateral’ described in clauses (a) through (d) above;

 

(f) All Investment Property, Instruments, Documents, policies and certificates of insurance, deposits, impressed accounts, compensating balances, money, cash, or other property, which, in each case, arise from any ‘Collateral’ described in clauses (a) through (d) above;

 

(g) All Letter of Credit Rights and Supporting Obligations, which, in each case, arise from any ‘Collateral’ described in clauses (a) through (d) above;

 

(h) All Commercial Tort Claims which arise from any ‘Collateral’ described in clauses (a) through (d) above;

 

(i) All insurance proceeds, refunds, and premium rebates, including, without limitation, proceeds of fire and credit insurance, whether any of such proceeds, refunds, and premium rebates arise out of any of the foregoing (8-1(a) through 8-1(h)).

 

(j) All liens, guaranties, rights, remedies, and privileges pertaining to any of the foregoing (8-1(a) through 8-1(i), including the right of stoppage in transit.

 

provided that, the Collateral shall not include leases or licenses and rights thereunder to the extent of enforceable anti-assignment provisions therein contained which have not been waived, provided, however, that in no event shall the foregoing be construed to exclude from the security interest created by this Agreement, proceeds or products of any such leases or licenses or any accounts receivable or the right to payments due or to become due the Borrower under any such lease or license.

 

8-2. Extent and Duration of Security Interest.  This grant of a security interest is in addition to, and supplemental of, any security interest previously granted by the Borrower to the Agent and shall continue in full force and effect applicable to all Liabilities, until all Liabilities have been paid and/or satisfied in full (other than indemnities not then due and payable, which survive repayment of the Revolving Credit Loans and the L/Cs and termination of the Commitments) and the security interest granted herein is specifically terminated in writing by a duly authorized officer of the Agent (which the Agent agrees to do upon payment and satisfaction of all such Liabilities).

 

8-3. Use of Assets.  Without limiting any other rights or remedies of the Agent hereunder, the Borrower and each other Loan Party hereby covenant and agree that Agent shall, in connection with the disposition of the Collateral, following any Event of Default, have an irrevocable license to use any assets of the Loan Parties (in addition to those assets constituting Collateral), including all general intangibles, furniture, fixtures and equipment contained in any premises owned or occupied by any Loan Party without cost, subject to the rights, if any, of third parties in such other assets.  Neither the Agent nor any Lender shall have any obligation or liability with respect to the use of any assets of the Loan Parties, except with respect to the gross negligence or willful misconduct of the Agent or such Lender.

 

Article 9 - Agent As Borrower’s Attorney-In-Fact:

 

9-1. Appointment as Attorney-In-Fact.  The Borrower hereby irrevocably constitutes and appoints the Agent as the Borrower’s true and lawful attorney, with full power of substitution, exercisable only after the occurrence, and during the continuance, of an Event of Default, to convert the Collateral into cash at the sole risk, cost, and expense of the Borrower, but for the sole benefit of the Agent. The rights and powers granted the Agent by this appointment include but are not limited to the right and power to:

 

 

  

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(a) Prosecute, defend, compromise, or release any action relating to the Collateral.

 

(b) Sign change of address forms to change the address to which the Borrower’s mail is to be sent to such address as the Agent shall designate; receive and open the Borrower’s mail; remove any Receivables Collateral and Proceeds of Collateral therefrom and turn over the balance of such mail either to the Borrower or to any trustee in bankruptcy, receiver, assignee for the benefit of creditors of the Borrower, or other legal representative of the Borrower whom the Agent determines to be the appropriate person to whom to so turn over such mail.

 

(c) Endorse the name of the Borrower in favor of the Agent upon any and all checks, drafts, notes, acceptances, or other items or instruments; sign and endorse the name of the Borrower on, and receive as secured party, any of the Collateral, any invoices, schedules of Collateral, freight or express receipts, or bills of lading, storage receipts, warehouse receipts, or other documents of title respectively relating to the Collateral.

 

(d) Sign the name of the Borrower on any notice to the Borrower’s Account Debtors or verification of the Receivables Collateral; sign the Borrower’s name on any Proof of Claim in Bankruptcy against Account Debtors, and on notices of lien, claims of mechanic’s liens, or assignments or releases of mechanic’s liens securing the Accounts.

 

(e) Take all such action as may be necessary to obtain the payment of any letter of credit and/or banker’s acceptance of which the Borrower is a beneficiary.

 

(f) Repair, manufacture, assemble, complete, package, deliver, alter or supply goods, if any, necessary to fulfill in whole or in part the purchase order of any customer of the Borrower.

 

(g) Use, license or transfer any or all General Intangibles of the Borrower.

 

9-2. No Obligation to Act.  The Agent shall not be obligated to do any of the acts or to exercise any of the powers authorized by Section 9-1 herein, but if the Agent elects to do any such act or to exercise any of such powers, it shall not be accountable for more than it actually receives as a result of such exercise of power, provided that, if the Agent elects to use or license any General Intangibles of the Borrower consisting of trademarks, copyrights or similar property, the Agent shall use reasonable efforts to preserve and maintain any such trademark, copyright or similar property (but nothing contained herein shall obligate the Agent or any Lender to undertake (or refrain from undertaking) any specific action with respect thereto).  Neither the Agent or any Lender shall be responsible to the Borrower for any act or omission to act pursuant to Section 9-1, except to the extent that the subject act or omission to act had been grossly negligent or in actual bad faith.

 

Article 10 - Events of Default:

 

The occurrence of any event described in this Article 10 shall constitute an “Event of Default” herein.  Upon the occurrence of any Event of Default described in Section 10-13, any and all Liabilities shall become due and payable without any further act on the part of the Agent or any Lender.  Upon the occurrence, and during the continuance, of any other Event of Default, any and all Liabilities shall become immediately due and payable, at the option of the Agent and without notice or demand.  The occurrence and continuance of any Event of Default shall also constitute, without notice or demand, a default under all other Loan Documents, whether such Loan Documents now exist or hereafter arise.

 

 

  

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10-1. Failure to Pay Revolving Credit.  The failure by the Borrower to pay any principal amount when due under the Revolving Credit.

 

10-2. Failure To Make Other Payments.  The failure by the Borrower to pay when due (or upon demand, if payable on demand) any payment Liability within five (5) days of the date when due other than the principal amount under the Revolving Credit.

 

10-3. Failure to Perform Covenant or Liability (No Grace Period).  The failure by the Loan Parties to promptly, punctually, faithfully and timely perform, discharge, or comply with any covenant or Liability not otherwise described in Section 10-1 or Section 10-2 hereof, and included in any of the following provisions hereof:

 

 

	 	 Section	 Relates to:
	 	 4-5	 Location of Collateral
	 	 4-6	 Title to Assets
	 	 4-7	 Indebtedness
	 	 4-8(b)	 Insurance Policies
	 	 4-29	 Restricted Payments
	 	 4-30	 Solvency
	 	 4-34	 Amendment of Material Documents
	 	 5-12	 Consolidated Fixed Charge Coverage Ratio
	 	 6	 Use of Collateral
	 	 Article 7	 Cash Management

 

10-4. Failure to Perform Covenant or Liability (Limited Grace Period).  The failure by the Loan Parties to promptly, punctually and faithfully perform, discharge, or comply with any covenant under Sections 4-13, 4-22, 4-23, and Article 5 hereof (except as  to Section 5-12, which is governed by the provisions of Section 10-3 above and Section 5-5, but only to the extent governed by the provisions of Section 10-5 below), in each instance within five (5) days after the date on which such covenant was to have been performed, discharged, or complied with.

 

10-5. Failure to Deliver Borrowing Base Certificates. At any time when the Borrower is required to deliver weekly Borrowing Base Certificates pursuant to Section 5-5 of this Agreement, the failure of the Borrower to deliver any such Borrowing Base Certificate within one (1) Business Day of the date when due.

 

10-6. Failure to Perform Covenant or Liability (Grace Period). The failure by the Loan Parties to promptly, punctually and faithfully perform, discharge, or comply with any covenant hereunder or under any other Loan Document or with any Liability not described in any of Sections 10-1, 10-2, 10-3 or 10-4 hereof, in each instance within fifteen (15) days after the date on which such covenant was to have been performed, discharged, or complied with.

 

10-7. Misrepresentation. Any representation, warranty or certification at any time made by the Borrower to the Agent and/or Lenders is not true or complete in all material respects when given.

 

 

  

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10-8. Default of Other Debt. The occurrence of any event such that any Material Indebtedness could then be accelerated (whether or not the subject creditor takes any action on account of such occurrence), provided that if such event is waived in writing by the holder of the Indebtedness prior to the exercise of remedies by the Agent hereunder, the occurrence of such event shall not constitute an Event of Default hereunder.

 

10-9. Default of Leases. The occurrence of any event such that any Lease or Leases of the Borrower could then be terminated (whether or not any or all of the subject lessors take any action on account of such occurrence) and such termination (individually or together with all other such terminations) could reasonably likely have a Material Adverse Effect, provided that if such event is waived in writing by the subject lessors prior to the exercise of remedies by the Agent hereunder, the occurrence of such event shall not constitute an Event of Default hereunder.

 

10-10. Uninsured Casualty Loss.The occurrence of any uninsured loss, theft, damage, or destruction of or to any material portion of the Collateral, having an aggregate value in excess of $1,500,000.00.

 

10-11. Judgment.  Restraint of Business.

 

(a) The entry of any uninsured judgment against the Borrower, in excess of $5,000,000.00, individually or in the aggregate, which judgment is not satisfied (if a money judgment) or appealed from (with execution or similar process stayed) within thirty (30) days of its entry.

 

(b) The entry of any order or the imposition of any other process having the force of law, in either case applicable specifically to the Borrower, the effect of which is to restrain in any material adverse way the conduct by the Borrower of its business in the ordinary course, which order is not dissolved within ten (10) days of its imposition.

 

10-12. Business Failure. Any act by, against, or relating to the Borrower, or its property or assets, which act constitutes the application for, consent to, or sufferance of the appointment of a receiver, trustee, or other person, pursuant to court action or otherwise, over all, or any material part of the Borrower’s property; the granting of any trust mortgage or execution of an assignment for the benefit of the creditors of the Borrower generally; the offering by or entering into by the Borrower of any composition, extension, or any other arrangement seeking relief generally from or extension of the debts of the Borrower; or the initiation of any judicial or non-judicial proceeding or agreement by, against, or including the Borrower which seeks or intends to accomplish a reorganization or arrangement with creditors, provided that, if such proceeding is initiated against the Borrower, an Event of Default shall not arise hereunder unless such proceeding is not timely contested in good faith by the Borrower by appropriate proceedings or, if so contested, is not dismissed within sixty (60) days of when initiated; and/or the initiation by or on behalf of the Borrower of the liquidation or winding up of all or any material part of the Borrower’s business or operations.

 

10-13. Bankruptcy. The failure by the Borrower to generally pay the debts of the Borrower as they mature; adjudication of bankruptcy or insolvency relative to the Borrower; the entry of an order for relief or similar order with respect to the Borrower in any proceeding pursuant to the Bankruptcy Code or any other federal bankruptcy law; the filing of any complaint, application, or petition by the Borrower initiating any matter in which the Borrower is or may be granted any relief from its debts generally pursuant to the Bankruptcy Code or any other insolvency statute or procedure of general application; the filing of any complaint, application, or petition against the Borrower initiating any matter in which the Borrower is or may be granted any relief from its debts generally pursuant to the Bankruptcy Code or any other insolvency statute or procedure of general application, which complaint, application, or petition is not timely contested in good faith by the Borrower by appropriate proceedings or, if so contested, is not dismissed within sixty (60) days of when filed.

 

 

  

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10-14. Indictment - Forfeiture.  Any Loan Party is (A) criminally indicted or convicted of a felony for fraud or dishonesty in connection with the Loan Parties’ business, or (B) charged by a governmental authority under any law that would reasonably be expected to lead to forfeiture of any material portion of Collateral, or (ii) any director or senior officer of any Loan Party is (A) criminally indicted or convicted of a felony for fraud or dishonesty in connection with the Loan Parties’ business, unless such director or senior officer promptly resigns or is removed or replaced or (B) charged by a governmental authority under any law that would reasonably be expected to lead to forfeiture of any material portion of Collateral.

 

10-15. Default by Guarantor or Subsidiary.  The occurrence of any of the foregoing Events of Default with respect to any Guarantor of the Liabilities, or the occurrence of any of the foregoing Events of Default with respect to any Subsidiary of the Borrower, as if such guarantor or Subsidiary were the “Borrower” described therein.

 

10-16. Termination of Guaranty. The termination or attempted termination of any Guaranty Agreement by any Guarantor of the Liabilities (other than in accordance with its terms or as permitted by the Lenders).

 

10-17. Challenge to Loan Documents.

 

(a) Any challenge by or on behalf of the Borrower, any Guarantor, or any other guarantor of the Liabilities to the validity of any Loan Document or the applicability or enforceability of any Loan Document strictly in accordance with the subject Loan Document’s terms or which seeks to void, avoid, limit, or otherwise adversely affect any security interest created by or in any Loan Document or any payment made pursuant thereto.

 

(b) Any determination by any court or any other judicial or government authority that the Loan Documents, taken as a whole, are not enforceable strictly in accordance with their terms or which voids, avoids, limits, or otherwise adversely affects any security interest created by any Loan Document or any payment made pursuant thereto.

 

10-18. ERISA.

 

  (i) An ERISA Event occurs with respect to a pension plan or multiemployer plan which has resulted or could reasonably be expected to result in liability of any Loan Party under Title IV of ERISA to the pension plan, multiemployer plan or the Pension Benefit Guaranty Corporation in an aggregate amount in excess of $5,000,000.00 or which would reasonably likely result in a Material Adverse Effect, or (ii) a Loan Party or any ERISA affiliate fails to pay when due, after the expiration of any applicable grace period, any installment payment with respect to its withdrawal liability under Section 4201 of ERISA under a multiemployer plan in an aggregate amount in excess of $5,000,000.00 or which would reasonably likely result in a Material Adverse Effect.

 

10-19. Material Contracts. Any Loan Party or any Subsidiary thereof fails to make any payment when due (whether by scheduled maturity, required prepayment, acceleration, demand, or otherwise) in respect of any Material Contract or fails to observe or perform any other agreement or condition relating to any such Material Contract or contained in any instrument or agreement evidencing, securing or relating thereto, or any other event occurs, the effect of which default or other event is to cause, or to permit the counterparty to such Material Contract to terminate such Material Contract.

 

 

  

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10-20. Change in Control.  Any Change in Control.

 

Article 11 - Rights and Remedies Upon Default:

 

In addition to all of the rights, remedies, powers, privileges, and discretions which the Agent is provided prior to the occurrence of an Event of Default, the Agent shall have the following rights and remedies upon the occurrence, and during the continuance, of any Event of Default.

 

11-1. Rights of Enforcement.  The Agent shall have all of the rights and remedies of a secured party upon default under the UCC, as well as all other rights and remedies afforded to the Agent under applicable state, federal, and international laws.  In addition to which, the Agent may, or, at the request of the Lender with Required Consent, shall, take any or all of the following actions:

 

(a) To collect the Receivables Collateral with or without the taking of possession of any of the Collateral.

 

(b) To take possession of all or any portion of the Collateral.

 

(c) To sell, lease, or otherwise dispose of any or all of the Collateral, in its then condition or following such preparation or processing as the Agent deems advisable and with or without the taking of possession of any of the Collateral.

 

(d) To conduct one or more going out of business sales which include the sale or other disposition of the Collateral.

 

(e) To apply the Receivables Collateral or the Proceeds of the Collateral towards (but not necessarily in complete satisfaction of) the Liabilities.

 

(f) To exercise all or any of the rights, remedies, powers, privileges, and discretions under all or any of the Loan Documents.

 

11-2. Sale of Collateral.

 

(a) Any sale or other disposition of the Collateral may be at public or private sale upon such terms and in such manner as the Agent deems advisable, having due regard to compliance with any statute or regulation which might affect, limit, or apply to the Agent’s  disposition of the Collateral.

 

(b) The Agent, in the exercise of the Agent’s rights and remedies upon default, may conduct one or more going out of business sales, in the Agent’s own right or by one or more agents and contractors. Such sale(s) may be conducted upon any premises owned, leased, or occupied by the Borrower.  The Agent and any such agent or contractor, in conjunction with any such sale, may augment the Inventory with other goods (all of which other goods shall remain the sole property of the Agent or such agent or contractor).  Any amounts realized from the sale of such goods which constitute augmentations to the Inventory (net of an allocable share of the costs and expenses incurred in their disposition) shall be the sole property of the Agent or such agent or contractor and neither the Borrower nor any Person claiming under or in right of the Borrower shall have any interest therein.

 

(c) Unless the Collateral is perishable or threatens to decline speedily in value, or is of a type customarily sold on a recognized market (in which event the Agent shall provide the Borrower with such notice as may be practicable under the circumstances), the Agent shall give the Borrower at least ten (10) days prior written notice of the date, time, and place of any proposed public sale, and of the date after which any private sale or other disposition of the Collateral may be made.  The Borrower agrees that such written notice shall satisfy all requirements for notice to the Borrower which are imposed under the UCC or other applicable Requirements of Law with respect to the exercise of the Agent’s rights and remedies upon default.

 

 

  

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(d) The Agent may purchase the Collateral, or any portion of it at any sale held under this Article (to the extent permitted by applicable Requirements of Law).

 

(e) Subject to the terms and provisions of the Agency Agreement, upon the occurrence and during the continuance of an Event of Default, the Agent shall apply the proceeds of any Collateral in the following order:

 

	
  

	
First:

	
To all costs and expenses incurred by the Agent under this Agreement, or any other Loan Document, including all Costs of Collection.

 

	 	
Second:

	
To accrued and unpaid interest on the Revolving Credit Loans until all accrued and unpaid interest on the Revolving Credit Loans has been paid in full.

 

	
  

	
Third:

	
To the principal balance of the Swing Line Loans, until the unpaid principal balance of the Swing Line Loans has been paid in full.

 

	
  

	
Fourth:

	
To the principal balance of the remaining Revolving Credit Loans, until the unpaid principal balance of the Revolving Credit Loans has been paid in full.

 

	
  

	
Fifth:

	
To all fees due under this Agreement or any other Loan Document, until the remaining balance of all fees (including L/C Fees, Line (Unused Fees)) have been paid in full

 

	
  

	
Sixth:

	
To all other Liabilities, including without limitation, on account of the remaining Bank Products and Cash Management Services and obligations owed with respect to hedging contracts, until such Liabilities have been paid in full.

 

	
  

	
Seventh:

	
As provided under applicable Requirements of Law, to each Person then entitled thereto.

 

11-3. Occupation of Business Location. In connection with the Agent’s exercise of the Agent’s rights under this Article 11, the Agent may enter upon, occupy, and use any premises owned or occupied by the Borrower, and may exclude the Borrower from such premises or portion thereof as may have been so entered upon, occupied, or used by the Agent. The Agent shall not be required to remove any of the Collateral from any such premises upon the Agent’s taking possession thereof, and may render any Collateral unusable to the Borrower.  In no event shall the Agent or any Lender be liable to the Borrower for use or occupancy by the Agent of any premises pursuant to this Article 11, nor for any charge (such as wages for the Borrower’s employees and utilities) incurred in connection with the Agent’s exercise of the Agent’s Rights and Remedies, except for such charges which are incurred as a result of the Agent’s or such Lender’s gross negligence or willful misconduct.

 

11-4. Grant of Nonexclusive License.  The Borrower hereby grants to the Agent a royalty free nonexclusive irrevocable license, exercisable upon the occurrence, and during the continuance, of an Event of Default, to use, apply, and affix any trademark, trade name, logo, or the like in which the Borrower now or hereafter has rights, such license being with respect to the Agent’s exercise of the rights hereunder including, without limitation, in connection with any completion of the manufacture of Inventory or sale or other disposition of Inventory. In exercising its rights under such license, the Agent shall use reasonable efforts to preserve and maintain any such trademark, trade name, or logo, but nothing contained herein shall obligate the Agent to undertake (or refrain from undertaking) any specific action and neither the Agent no any Lender shall, under any circumstances, have any liability to the Borrower, except for such which are a result of the Agent’s or such Lender’s gross negligence or willful misconduct.

 

 

  

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11-5. Assembly of Collateral. The Agent may require the Borrower to assemble the Collateral and make it available to the Agent at the Borrower’s sole risk and expense at a place or places which are reasonably convenient to both the Agent and Borrower.

 

11-6. Rights and Remedies. The rights, remedies, powers, privileges, and discretions of the Agent hereunder (herein, the “Agent’s Rights and Remedies”) shall be cumulative and not exclusive of any rights or remedies which it would otherwise have.  No delay or omission by the Agent in exercising or enforcing any of the Agent’s Rights and Remedies shall operate as, or constitute, a waiver thereof.  No waiver by the Agent of any Event of Default or of any default under any other agreement shall operate as a waiver of any other default hereunder or under any other agreement.  No single or partial exercise of any of the Agent’s Rights or Remedies, and no express or implied agreement or transaction of whatever nature entered into between the Agent and any person, at any time, shall preclude the other or further exercise of the Agent’s Rights and Remedies.  No waiver by the Agent of any of the Agent’s Rights and Remedies on any one occasion shall be deemed a waiver on any subsequent occasion, nor shall it be deemed a continuing waiver.  All of the Agent’s Rights and Remedies and all of the Agent’s rights, remedies, powers, privileges, and discretions under any other agreement or transaction are cumulative, and not alternative or exclusive, and may be exercised by the Agent at such time or times and in such order of preference as the Agent in its sole discretion may determine.  The Agent’s Rights and Remedies may be exercised without resort or regard to any other source of satisfaction of the Liabilities.

 

Article 12 - Notices:

 

12-1. Notice Addresses.  All notices, demands, and other communications made in respect of this Agreement (other than a request for a loan or advance or other financial accommodation under the Revolving Credit) shall be made to the following addresses, each of which may be changed upon seven (7) days written notice to all others given by certified mail, return receipt requested:

 

	
  

	
If to the Agent:

	
Bank of America, N.A.

 

	
  

	
100 Federal Street, 9th Floor

 

	
  

	
Boston, Massachusetts 02110

 

	
  

	
Attention

	
: Christine Hutchinson

 

	
  

	
  Director

 

	
  

	
Fax

	
: (617) 434-4312

 

	
  

	
Email:

	
christine.hutchinson@baml.com

 

With a copy to (which copy shall not constitute notice):

 

 

  

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Riemer & Braunstein LLP

 

Three Center Plaza

 

Boston, Massachusetts  02108

 

Attention          :  David S. Berman, Esquire

 

Fax                      : (617) 880-3456

 

Email:                  dberman@riemerlaw.com

 

	
  

	
If to the Borrower:

	
Aeropostale, Inc.

 

	
  

	
201 Willowbrook Blvd.

 

	
  

	
Wayne, New Jersey 07470

 

	
  

	
Attention

	
: Joseph Pachella, GVP and Treasurer

 

	
  

	
Fax

	
: (973) 872-5650

 

	
  

	
Email:

	
jpachella@aeropostale.com

 

	
  

	
With a Copy to (which copy shall not constitute notice):

 

	
  

	
Edward M. Slezak, Esquire

 

	
  

	
General Counsel

 

	
  

	
Aeropostale, Inc.

 

	
  

	
112 West 34th Street, 22nd Floor

 

	
  

	
New York, New York 10120

 

	
  

	
Fax: (646) 619-4873

 

	
  

	
Email:

	
eslezak@aeropostale.com

 

12-2. Notice Given.

 

(a) Except as otherwise specifically provided herein, notices shall be deemed made and correspondence received, as follows (all times being local to the place of delivery or receipt):

 

(i) By mail: the sooner of when actually received or three (3) days following deposit in the United States mail, postage prepaid.

 

(ii) By recognized overnight express delivery: the Business Day following the day when sent.

 

(iii) By Hand: If delivered on a Business Day after 9:00 AM and no later than three (3) hours prior to the close of customary business hours of the recipient, when delivered.  Otherwise, at the opening of the then next Business Day.

 

(iv) By Facsimile or electronic transmission (which must include a header on which the party sending such transmission is indicated): If sent on a Business Day after 9:00 AM and no later than three (3) hours prior to the close of customary business hours of the recipient, one (1) hour after being sent.  Otherwise, at the opening of the then next Business Day.

 

(b) Rejection or refusal to accept delivery and inability to deliver because of a changed address or Facsimile Number for which no due notice was given shall each be deemed receipt of the notice sent.

 

 

  

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Article 13 - Term:

 

13-1. Termination of Revolving Credit.  The Revolving Credit shall remain in effect (subject to suspension as provided in Section 2-5(h) hereof) until the Termination Date.

 

13-2. Effect of Termination.  On the Termination Date, the Borrower shall pay the Agent (whether or not then due), in immediately available funds, all then Liabilities (other than indemnities, not then due and payable, which survive repayment of the Revolving Credit Loans and L/Cs and termination of the Commitments), including, without limitation: the entire balance of the Loan Account; any accrued and unpaid Line (Unused) Fee; any payments due on account of the indemnification obligations included in Section 2-9(e); to the extent requested by the Agent, cash collateral for any outstanding L/Cs; and all unreimbursed costs and expenses of the Agent for which the Borrower is responsible; and shall make such arrangements concerning any L/C’s then outstanding are reasonably satisfactory to the Agent.  Until such payment, all provisions of this Agreement, other than those contained in Article 2 which place an obligation on the Agent and the Lenders to make any loans or advances or to provide financial accommodations under the Revolving Credit or otherwise, shall remain in full force and effect until all Liabilities (other than indemnities, not then due and payable, which survive repayment of the Revolving Credit Loans and L/Cs and termination of the Commitments) shall have been paid in full.  The release by the Agent of the security and other collateral interests granted the Agent by the Borrower hereunder may be upon such conditions and indemnifications as the Agent may reasonably require to protect the Agent and Lenders against and chargebacks, credits, returned items and any other reversal of payments which had been received by the Agent and applied toward such Liabilities.

Article 14 - General:

 

14-1. Protection of Collateral.  Neither the Agent nor any Lender has a duty as to the collection or protection of the Collateral beyond the safe custody of such of the Collateral as may come into the possession of the Agent and shall have no duty as to the preservation of rights against prior parties or any other rights pertaining thereto.  With the Borrower’s prior approval (which shall not be unreasonably delayed or withheld), the Agent may include reference to the Borrower (and may utilize any logo or other distinctive symbol associated with the Borrower) in connection with any advertising, promotion, or marketing undertaken by the Agent.

 

14-2. Successors and Assigns. This Agreement shall be binding upon the Borrower and the Borrower’s representatives, successors, and assigns and shall inure to the benefit of the Agent, the Lenders and their respective successors and assigns, provided, however, no trustee or other fiduciary appointed with respect to the Borrower shall have any rights hereunder.  In the event that the Agent or any Lenders, in accordance with the provisions of Section 2-23 hereof, assign or transfer their respective rights under this Agreement, the assignee shall thereupon succeed to and become vested with all rights, powers, privileges, and duties of such assignor hereunder to the extent of such assignment, and, with respect to the interest so assigned, such assignor shall thereupon be discharged and relieved from its duties and obligations hereunder.

 

14-3. Severability.  Any determination that any provision of this Agreement or any application thereof is invalid, illegal, or unenforceable in any respect in any instance shall not affect the validity, legality, or enforceability of such provision in any other instance, or the validity, legality, or enforceability of any other provision of this Agreement.

 

 

  

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14-4. Amendments.  Course of Dealing.

 

(a) This Agreement and the other Loan Documents incorporate all discussions and negotiations between the Borrower, the Agent, and the Lenders, either express or implied, concerning the matters included herein and in such other instruments, any custom, usage, or course of dealings to the contrary notwithstanding.  No such discussions, negotiations, custom, usage, or course of dealings shall limit, modify, or otherwise affect the provisions thereof.  No failure by the Agent to give notice to the Borrower of the Borrower’s having failed to observe and comply with any warranty or covenant included in any Loan Document shall constitute a waiver of such warranty or covenant or the amendment of the subject Loan Document.

 

(b) The Borrower may undertake any action otherwise prohibited hereby, and may omit to take any action otherwise required hereby, upon and with the express prior written consent of the Agent, subject to the terms and conditions of the Agency Agreement.  No consent, modification, amendment, or waiver of any provision of any Loan Document shall be effective unless executed in writing by or on behalf of the party to be charged with such modification, amendment, or waiver (and if such party is the Agent, then by a duly authorized officer thereof). Any modification, amendment, or waiver provided by the Agent shall be in reliance upon all representations and warranties theretofore made to the Agent by or on behalf of the Borrower (and any guarantor, endorser, or surety of the Liabilities) and consequently may be rescinded in the event that any of such representations or warranties was not true and complete in all material respects when given.

 

14-5. Power of Attorney.  In connection with all powers of attorney included in this Agreement, the Borrower hereby grants unto the Agent full power to do any and all things necessary or appropriate in connection with the exercise of such powers as fully and effectually as the Borrower might or could do, hereby ratifying all that said attorney shall do or cause to be done by virtue of this Agreement.  No power of attorney set forth in this Agreement shall be affected by any disability or incapacity suffered by the Borrower and each shall survive the same. All powers conferred upon the Agent by this Agreement, being coupled with an interest, shall be irrevocable until this Agreement is terminated by a written instrument executed by a duly authorized officer of the Agent.

 

14-6. Application of Proceeds.  Except as otherwise provided in Sections 7-5 and 11-2(e) hereof, the proceeds of any collection, sale, or disposition of the Collateral, or of any other payments received hereunder, shall be applied towards the Liabilities in such order and manner as the Agent determines in its sole discretion.  The Borrower shall remain liable for any deficiency remaining following such application.

 

14-7. Costs and Expenses of Agent.

 

(a) The Borrower shall pay on demand all Costs of Collection and all reasonable expenses of the Agent in connection with the preparation, execution, and delivery of this Agreement and of any other Loan Documents, whether now existing or hereafter arising, and all other reasonable expenses which may be incurred by the Agent in preparing or amending this Agreement and all other agreements, instruments, and documents related thereto, or otherwise incurred with respect to the Liabilities, and all other costs and expenses of the Agent which relate to the credit facility contemplated hereby.

 

(b) The Borrower shall pay on demand all costs and expenses (including reasonable attorneys’ fees) incurred, following the occurrence, and during the continuance, of any Event of Default, by the Agent in connection with the enforcement, attempted enforcement, or preservation of any rights and remedies under this, or any other Loan Document, as well as any such costs and expenses in connection with any “workout”, forbearance, or restructuring of the credit facility contemplated hereby.

 

 

  

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(c) The Borrower authorizes the Agent to pay all such fees and expenses and in the Agent’s discretion, to add such fees and expenses to the Loan Account.

 

(d) The undertaking on the part of the Borrower in this Section 14-7 shall survive payment of the Liabilities and/or any termination, release, or discharge executed by the Agent in favor of the Borrower, other than a termination, release, or discharge which makes specific reference to this Section 14-7.

 

14-8. Copies and Facsimiles. This Agreement and all documents which relate thereto, which have been or may be hereinafter furnished any of the Credit Parties may be reproduced by such Credit Party by any photographic, microfilm, xerographic, digital imaging, or other process, and the Credit Parties may destroy any document so reproduced.  Any such reproduction shall be admissible in evidence as the original itself in any judicial or administrative proceeding (whether or not the original is in existence and whether or not such reproduction was made in the regular course of business). Any facsimile which bears proof of transmission shall be binding on the party which or on whose behalf such transmission was initiated and likewise shall be so admissible in evidence as if the original of such facsimile had been delivered to the party which or on whose behalf such transmission was received.

 

14-9. New York Law. This Agreement and all rights and obligations hereunder, including matters of construction, validity, and performance, shall be governed by the laws of The State of New York (without giving effect to the conflicts of laws principals thereof, but including Sections 5-1401 and 5-1402 of the New York General Obligations Law).

14-10. Consent to Jurisdiction.

 

The Borrower agrees that any legal action, proceeding, case, or controversy against the Borrower with respect to any Loan Document may be brought in the State of New York sitting in New York County and of the United States District Court of the Southern District of New York, and any appellate court from any thereof, as the Agent may elect in the Agent’s sole discretion.  By execution and delivery of this Agreement, the Borrower, for itself and in respect of its property, accepts, submits, and consents generally and unconditionally, to the non-exclusive jurisdiction of the aforesaid courts.

(a) The Borrower WAIVES personal service of any and all process upon it, and irrevocably consents to the service of process out of any of the aforementioned courts in any such action or proceeding by the mailing of copies thereof by certified mail, postage prepaid, to the Borrower at the Borrower’s address for notices as specified herein, such service to become effective ten (10) Business Days after such mailing.

 

(b) The Borrower WAIVES any objection based on forum non conveniens and any objection to venue of any action or proceeding instituted in the aforesaid courts under any of the Loan Documents.

 

(c) Nothing herein shall affect the right of the Agent to bring legal actions or proceedings in any other competent jurisdiction.

 

The Borrower agrees that any action commenced by the Borrower asserting any claim or counterclaim arising under or in connection with this Agreement or any other Loan Document shall be brought solely in the State of New York sitting in New York County and of the United States District Court of the Southern District of New York, and that such Courts shall have exclusive jurisdiction with respect to any such action.

 

 

  

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14-11. Indemnification.  The Loan Parties shall indemnify, defend, and hold the Agent and each other Credit Party and any employee, officer, or agent of the Agent and other Credit Parties (each, an “Indemnified Person”) harmless of and from any claim brought or threatened against any Indemnified Person by the Borrower, any guarantor or endorser of the Liabilities, or any other Person (as well as from reasonable attorneys’ fees and expenses in connection therewith) on account of the relationship of the Borrower or of any other guarantor or endorser of the Liabilities with the Agent and other Credit Parties (each, an “Indemnified Claim”) other than any claim resulting from the gross negligence, bad faith, or willful misconduct of such Indemnified Person.  Each Indemnified Claim may be defended, compromised, settled, or pursued by the Indemnified Person with counsel of the Agent’s selection (and if such Indemnified Claim is brought by a Person other than the Loan Parties, any guarantor or endorser of the Liabilities or any Affiliate of the Loan Parties, after consultation with (but not approval of) the Loan Parties regarding the selection of such counsel), but at the expense of the Borrower, provided that any Indemnified Claim may not be settled without the consent of the Loan Parties (which shall not be unreasonably withheld or delayed) if as the result of any such settlement the Loan Parties will be obligated to make any payment (other than reimbursement of the reasonable costs and expenses of  the Indemnified Person). This indemnification shall survive payment of the Liabilities and/or any termination, release, or discharge executed by the Agent in favor of the Borrower or any other Loan Party, other than a termination, release, or discharge which makes specific reference to this Section 14-11.

 

14-12. Rules of Construction. The following rules of construction shall be applied in the interpretation, construction, and enforcement of this Agreement and of the other Loan Documents:

 

(a) Words in the singular include the plural and words in the plural include the singular.

 

(b) Titles, headings (indicated by being underlined or shown in Small Capitals) and any Table of Contents are solely for convenience of reference; do not constitute a part of the instrument in which included; and do not affect such instrument’s meaning, construction, or effect.

 

(c) The words “includes” and “including” are not limiting.

 

(d) Text which follows the words “including, without limitation” (or similar words) is illustrative and not limitational.

 

(e) Except where the context otherwise requires or where the relevant subsections are joined by “or”, compliance with any Section or provision of any Loan Document which constitutes a warranty or covenant requires compliance with all subsections (if any) of that Section or provision.  Except where the context otherwise requires, compliance with any warranty or covenant of any Loan Document which includes subsections which are joined by “or” may be accomplished by compliance with any of such subsections.

 

(f) Text which is shown in italics, shown in bold, shown IN ALL CAPITAL LETTERS, or in any combination of the foregoing, shall be deemed to be conspicuous.

 

(g) The words “may not” are prohibitive and not permissive.

 

 

  

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(h) The word “or” is not exclusive.

 

(i) Terms which are defined in one section of any Loan Document are used with such definition throughout the instrument in which so defined.

 

(j) The symbol “$” refers to United States Dollars.

 

(k) Unless limited by reference to a particular Section or provision, any reference to “herein”, “hereof”, or “within” is to the entire Loan Document in which such reference is made.

 

(l) References to “this Agreement” or to any other Loan Document is to the subject instrument as amended to the date on which application of such reference is being made.

 

(m) Except as otherwise specifically provided, all references to time are to Boston time.

 

(n) In the determination of any notice, grace, or other period of time prescribed or allowed hereunder:

 

(i) Unless otherwise provided (A) the day of the act, event, or default from which the designated period of time begins to run shall not be included and the last day of the period so computed shall be included unless such last day is not a Business Day, in which event the last day of the relevant period shall be the then next Business Day and (B) the period so computed shall end at 5:00 PM on the relevant Business Day.

 

(ii) The word “from” means “from and including”.

 

(iii) The words “to” and “until” each mean “to, but excluding”.

 

(iv) The word “through” means “to and including”.

 

(o) References to “presently”, “currently”, and other similar expressions mean the date of this Agreement.

 

(p) The term “upon the occurrence, and during the continuance, of an Event of Default”, “upon the occurrence, and during the continuance, of Default Interest Event” and any other similar term means, subject to the terms and conditions of the Agency Agreement, the occurrence of an Event of Default or a Default Interest Event which has not been (i) waived by the Agent, or (ii) resolved to the reasonable satisfaction of the Agent. For purposes hereof, an Event of Default shall be deemed “resolved to the reasonable satisfaction of the Agent” if (A) the Agent has not theretofore exercised any of its rights and remedies on account of the existence of such Event of Default, and (B) the matter giving rise to such Event of Default has been fully remediated by the Borrower, provided, however, that (1) nothing contained herein shall furnish the Borrower with any additional cure periods beyond those set forth in Article 10, if any, prior to an event constituting an “Event of Default”, (2) notwithstanding the foregoing, any Event of Default under Article 7, or Sections 10-1, 10-2, 10-12, or 10-13 hereof may only be waived by the Agent and shall not ever be deemed “resolved to the reasonable satisfaction of the Agent”, and (3) the Borrower may not resolve any occurrences which constitute Events of Default to the reasonable satisfaction of the Agent on more than four (4) occasions in any fiscal year.

 

 

  

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(q) The Loan Documents shall be construed and interpreted in a harmonious manner and in keeping with the intentions set forth in Section 14-13 hereof, provided, however, in the event of any inconsistency between the provisions of this Agreement and any other Loan Document, the provisions of this Agreement shall govern and control.

 

14-13. Intent. It is intended that:

 

(a) This Agreement take effect as a sealed instrument.

 

(b) The scope of the security interests created by this Agreement be broadly construed in favor of the Agent and Lenders.

 

(c) The security interests created by this Agreement secure all Liabilities, whether now existing or hereafter arising.

 

(d) All reasonable costs and expenses (other than overhead costs) incurred by the Agent in connection with its relationship with the Borrower shall be borne by the Borrower.

 

(e) Unless otherwise explicitly provided herein, the consent of the Agent or any Lender to any action of the Borrower which is prohibited unless such consent is given may be given or refused by the Agent and Lenders in their reasonable discretion.

 

14-14. Right of Set-Off. Any and all deposits (other than Trust Deposit Accounts) or other sums at any time credited by or due to the Borrower from the Agent, any Lender, or any participant (a “Participant”) in the credit facility contemplated hereby or any from any Affiliate of the Agent, any Lender, or any Participant and any cash, securities, instruments or other property of the Borrower in the possession of the Agent, any Lender, any Participant or any such Affiliate, whether for safekeeping or otherwise (regardless of the reason such Person had received the same) shall at all times constitute security for all Liabilities and for any and all obligations of the Borrower to the  Agent, any Lender or any Participant or any such Affiliate and may be applied or set off against the Liabilities and against such obligations at any time, whether or not such are then due and whether or not other collateral is then available to the Agent, any Lender or any Participant or any such Affiliate.

 

14-15. Maximum Interest Rate.  Notwithstanding anything to the contrary contained in any Loan Document, the interest paid or agreed to be paid under the Loan Documents shall not exceed the maximum rate of non-usurious interest permitted by applicable Law (the “Maximum Rate”).  If any Lender shall receive interest in an amount that exceeds the Maximum Rate, the excess interest shall be applied to the principal of the Revolving Loans or, if it exceeds such unpaid principal, refunded to the Borrower.  In determining whether the interest contracted for, charged, or received by the Agent or Lenders exceeds the Maximum Rate, such Person may, to the extent permitted by applicable Requirements of Law, (a) characterize any payment that is not principal as an expense, fee, or premium rather than interest, (b) exclude voluntary prepayments and the effects thereof, and (c) amortize, prorate, allocate, and spread in equal or unequal parts the total amount of interest throughout the contemplated term of the Liabilities hereunder.

 

14-16. Waivers.

 

(a) The Borrower (and all guarantors, endorsers, and sureties of the Liabilities) make each of the waivers included in Section 14-16(b), below, knowingly, voluntarily, and intentionally, and understands that the Agent and Lenders, in entering into the financial arrangements contemplated hereby and in providing loans and other financial accommodations to or for the account of the Borrower as provided herein, whether not or in the future, are relying on such waivers.

 

 

  

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(b) THE BORROWER, AND EACH SUCH GUARANTOR, ENDORSER, AND SURETY RESPECTIVELY WAIVES THE FOLLOWING:

 

(i) Except as otherwise specifically required hereby, and to the extent permissible under applicable Requirements of Law, notice of non-payment, demand, presentment, protest and all forms of demand and notice, both with respect to the Liabilities and the Collateral.

 

(ii) Except as otherwise specifically required hereby, and to the extent permissible under applicable Requirements of Law, the right to notice and/or hearing prior to the Agent’s  exercising of the Agent’s rights upon default.

 

(iii) THE RIGHT TO A JURY IN ANY TRIAL OF ANY CASE OR CONTROVERSY IN WHICH THE AGENT OR ANY LENDER IS OR BECOMES A PARTY (WHETHER SUCH CASE OR CONTROVERSY IS INITIATED BY OR AGAINST THE AGENT OR ANY LENDER OR IN WHICH THE AGENT OR ANY LENDER IS JOINED AS A PARTY LITIGANT), WHICH CASE OR CONTROVERSY ARISES OUT OF OR IS IN RESPECT OF, ANY RELATIONSHIP AMONGST OR BETWEEN THE BORROWER OR ANY OTHER PERSON AND THE AGENT OR ANY LENDER (AND THE AGENT AND LENDERS LIKEWISE WAIVE THEIR RIGHT TO A JURY IN ANY TRIAL OF ANY SUCH CASE OR CONTROVERSY).

 

(iv) Except to the extent that such may not be waived under applicable Requirements of Law, the benefits or availability of any stay, limitation, hindrance, delay, or restriction with respect to any action which the Agent or any Lender may or may become entitled to take hereunder.

 

(v) Any defense, counterclaim, set-off, recoupment, or other basis on which the amount of any Liability, as stated on the books and records of the Agent or any Lender, could be reduced or claimed to be paid otherwise than in accordance with the tenor of and written terms of such Liability.

 

(vi) Any claim against the Agent or any Lender to consequential, special, or punitive damages.

 

14-17. Confidentiality. The Credit Parties shall keep, and shall cause their respective officers, directors, employees, affiliates and attorneys to keep, all financial statements, reports and other proprietary information furnished to them by the Borrower, the Guarantor or their respective Affiliates (hereinafter collectively, the “Information”) confidential and shall not disclose such Information, or cause such Information to be disclosed, to any Person, provided, however, that (i) the Information may be disclosed to any Credit Party’s officers, directors, employees, affiliates, attorneys and other advisors as need to know the Information in connection with the Agent’s or Lenders’ administration of the Liabilities; (ii) the Information may be disclosed to any regulatory or other governmental authorities having jurisdiction over the Agent and Lenders as required in connection with the exercise of their regulatory activity; (iii) the Information may be disclosed to any prospective assignee or participant, who has agreed to be bound by the provisions of this Section 14-17; (iv) the Information may be disclosed in connection with the enforcement of the Liabilities by the Agent or any Lender to the extent required in connection therewith; and (v) the Information may otherwise be disclosed to the extent required by law.  Notwithstanding anything herein to the contrary, “Information” shall not include, and each Credit Party (and each employee, representative, or other agent of the Agent and each Lender) may disclose to any and all Persons without limitation of any kind, any information with respect to the “tax treatment” and “tax structure” (in each case, within the meaning of Treasury Regulation Section 1.6011-4) of the transactions contemplated hereby and all materials of any kind (including options or other tax analyses) that are provided to any Credit Party (and each employee, representative, or other agent of any Credit Party) relating to such tax treatment and tax structure; provided, that with respect to any document or similar item that in either case contains information concerning the tax treatment or tax structure of the transaction as well as other information, this sentence shall only apply to such portions of the document or similar item that relate to the tax treatment or tax structure of the Revolving Credit, the L/Cs and other transactions contemplated hereby.

 

 

  

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14-18. Press Releases.  Once the Borrower has filed this Agreement with the Securities and Exchange Commission and disseminated a corresponding press release regarding this Agreement, then Borrower consents to the publication by the Agent and/or Lender of advertising material relating to the financing transactions contemplated by this Agreement using the Borrower’s name, product photographs, logo or trademark.  The Agent and/or Lender shall provide a draft reasonably in advance of any advertising material to the Borrower for review and comment prior to the publication thereof.  Subject to the conditions contained in this Section 14-18, the Agent and Lender reserve the right to provide to industry trade organizations information necessary and customary for inclusion in league table measurements.

 

14-19. No Advisory or Fiduciary Responsibility.  In connection with all aspects of each transaction contemplated hereby, the Loan Parties acknowledge and agree that: (i) the credit facility provided for hereunder and any related arranging or other services in connection therewith (including in connection with any amendment, waiver or other modification hereof or of any other Loan Document) are an arm’s-length commercial transaction between the Loan Party, on the one hand, and the Agent and Lenders, on the other hand, and each of the Loan Parties is capable of evaluating and understanding and understands and accepts the terms, risks and conditions of the transactions contemplated hereby and by the other Loan Documents (including any amendment, waiver or other modification hereof or thereof); (ii) in connection with the process leading to such transaction, the Agent and Lenders are and have been acting solely as principals and are not the financial advisor, agent or fiduciary, for the Loan Parties or any of their respective Affiliates, stockholders, creditors or employees or any other Person; (iii) the Agent and Lenders have not assumed and will not assume an advisory, agency or fiduciary responsibility in favor of the Loan Parties with respect to any of the transactions contemplated hereby or the process leading thereto, including with respect to any amendment, waiver or other modification hereof or of any other Loan Document (irrespective of whether the Agent and Lenders have advised or are currently advising the Loan Parties or any of their respective Affiliates on other matters) and the Agent and Lenders have no any obligation to the Loan Parties or any of their respective Affiliates with respect to the transactions contemplated hereby except those obligations expressly set forth herein and in the other Loan Documents; (iv) the Agent, any Lender and their respective Affiliates may be engaged in a broad range of transactions that involve interests that differ from those of the Loan Parties and their respective Affiliates, and the Agent and Lenders have no obligation to disclose any of such interests by virtue of any advisory, agency or fiduciary relationship; and (v) the Agent and Lenders have not provided and will not provide any legal, accounting, regulatory or tax advice with respect to any of the transactions contemplated hereby (including any amendment, waiver or other modification hereof or of any other Loan Document) and each of the Loan Parties has consulted its own legal, accounting, regulatory and tax advisors to the extent it has deemed appropriate.  Each of the Loan Parties hereby waives and releases, to the fullest extent permitted by law, any claims that it may have against the Agent and any Lender with respect to any breach or alleged breach of agency or fiduciary duty.

 

 

  

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14-20. No Other Duties.  Anything herein to the contrary notwithstanding, none of the Arranger (including its role as “bookrunner”) listed on the cover page hereof shall have any powers, duties or responsibilities under this Agreement or any of the other Loan Documents, except in its capacity as the Agent, a Lender or the Issuer hereunder.

 

14-21. USA PATRIOT Act Notice.  The Agent and each Lender hereby notifies the Loan Parties that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies the Loan Parties, which information includes the name and address of each such Person and other information that will allow the Agent and each Lender to identify the Loan Parties in accordance with the Act.  Each of the Loan Parties is in compliance, in all material respects, with the Patriot Act.  No part of the proceeds of the Revolving Loans will be used by the Loan Parties, directly or indirectly, for any payments to any governmental official or employee, political party, official of a political party, candidate for political office, or anyone else acting in an official capacity, in order to obtain, retain or direct business or obtain any improper advantage, in violation of the United States Foreign Corrupt Practices Act of 1977, as amended.

 

14-22. Foreign Asset Control Regulations.  Neither of the advance of the Swing Line Loans or Revolving Credit Loans or the issuance of L/Cs, nor the use of the proceeds of any thereof, will violate the Trading With the Enemy Act (50 U.S.C. § 1 et seq., as amended) (the "Trading With the Enemy Act") or any of the foreign assets control regulations of the United States Treasury Department (31 CFR, Subtitle B, Chapter V, as amended) (the "Foreign Assets Control Regulations") or any enabling legislation or executive order relating thereto (which for the avoidance of doubt shall include, but shall not be limited to (a) Executive Order 13224 of September 21, 2001 Blocking Property and Prohibiting Transactions With Persons Who Commit, Threaten to Commit, or Support Terrorism (66 Fed. Reg. 49079 (2001)) (the "Executive Order") and (b) the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (Public Law 107-56)).  Furthermore, none of the Loan Parties or their Affiliates (a) is or will become a "blocked person" as described in the Executive Order, the Trading With the Enemy Act or the Foreign Assets Control Regulations or (b) engages or will engage in any dealings or transactions, or be otherwise associated, with any such "blocked person" or in any manner violative of any such order.

 

14-23. Obligations of Lenders Several.  The obligations of the Lenders hereunder to make Revolving Credit Loans, to fund participations in L/Cs and Swing Line Loans and to make payments hereunder are several and not joint.  The failure of any Lender to make any Revolving Credit Loan, to fund any such participation or to make any payment hereunder on any date required hereunder shall not relieve any other Lender of its corresponding obligation to do so on such date, and no Lender shall be responsible for the failure of any other Lender to so make its Revolving Credit Loan, to purchase its participation or to make its payment hereunder.

 

14-24. Existing Loan Agreement Amended and Restated.  This Agreement shall amend and restate the Existing Loan Agreement in its entirety.  On the Effective Date, the rights and obligations of the parties under the Existing Loan Agreement shall be subsumed within and be governed by this Agreement; provided, however, that each of the “Revolving Credit Loans” (as such term is defined in the Existing Loan Agreement) outstanding under the Existing Loan Agreement on the Effective Date shall, for purposes of this Agreement, be included as  Revolving Credit Loans hereunder and each of the “L/Cs” (as defined in the Existing Loan Agreement) outstanding under the Existing Loan Agreement on the Effective Date shall be L/Cs hereunder.

 

 

 

  

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[signature pages follow]

 

  

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IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of the date above first written.  This Agreement shall take effect as a sealed instrument.

BORROWER:                                                                    AEROPOSTALE, INC., as “Borrower”

 

 

 

	 	 By:	 /s/ Marc Miller	 
	 	 Name:	 Marc Miller 	 
	 	 Title:	 Chief Financial Officer	 

 

GUARANTORS:         

 

                                                        

	 	 AEROPOSTALE WEST, INC
	 	 JIMMY’Z SURF CO., LLC
	 	 AERO GC MANAGEMENT LLC
	 	 AEROPOSTALE PROCUREMENT COMPANY, INC.
	 	 AEROPOSTALE LICENSING, INC.
	 	 P.S. FROM AEROPOSTALE, INC.,
	 	 each as a “Guarantor”

 

 

	 	 By:	 /s/ Marc Miller	 
	 	 Name:	 Marc Miller 	 
	 	 Title:	 Chief Financial Officer	 

 

 

[Signature Page to Third Amended and Restated Loan and Security Agreement]

  

  

  

 

 

 

	 	 BANK OF AMERICA, N.A.,	 
	 	 as “Agent” and a “Lender”	 

 

	 	 By:	 /s/ Christine Hutchinson	 
	 	 Name:	 Christine Hutchinson	 
	 	 Title:	 Director	 

 

[Signature Page to Third Amended and Restated Loan and Security Agreement]

  

  

  

 

 

	 	 WELLS FARGO BANK, NATIONAL ASSOCIATION, as a “Lender”	 

 

	 	 By:	 /s/ Connie Liu	 
	 	 Name:	 Connie Liu	 
	 	 Title:	 Vice President	 

 

 

[Signature Page to Third Amended and Restated Loan and Security Agreement]

  

  

  

 

 

Exhibit 2.8

Revolving Credit Note

 

REVOLVING CREDIT NOTE

 

Boston, Massachusetts

September 22, 2011

FOR VALUE RECEIVED, the undersigned, Aeropostale, Inc., a Delaware corporation with its principal executive offices at 112 West 34th Street, New York, New York 10120 (the "Borrower") promises to pay to the order of Wells Fargo Bank, National Association, a national banking association with offices at One Boston Place, 18th Floor, Boston, Massachusetts  02108 (hereinafter, with any subsequent holder, a "Lender") the aggregate unpaid principal balance of loans and advances made to or for the account of the Borrower pursuant to the Revolving Credit established pursuant to the Third Amended and Restated Loan and Security Agreement dated as of even date herewith (as such may be amended hereafter, the "Loan Agreement") by and among Bank of America, N.A., as Agent on behalf of itself, the Lender and certain other lenders, the lenders party thereto, the Guarantors party thereto, and the Borrower, with interest at the rate and payable in the manner stated therein.  All capitalized terms used but not defined herein shall have the meaning set forth in the Loan Agreement.

This is a "Revolving Credit Note" to which reference is made in the Loan Agreement and is subject to all terms and provisions thereof.  The principal of, and interest on, this Revolving Credit Note shall be payable as provided in the Loan Agreement and shall be subject to acceleration as provided therein.

The Lender's books and records concerning loans and advances pursuant to the Revolving Credit, the accrual of interest thereon, and the repayment of such loans and advances, shall be prima facie evidence of the indebtedness to the Lender hereunder.

No delay or omission by the Lender in exercising or enforcing any of the Lender's powers, rights, privileges, remedies, or discretions hereunder shall operate as a waiver thereof on that occasion nor on any other occasion.  No waiver of any default hereunder shall operate as a waiver of any other default hereunder, nor as a continuing waiver.

 

 

  

  

  

 

 

The Borrower waives presentment, demand, notice, and protest, and also waives any delay on the part of the holder hereof; assents to any extension or other indulgence (including, without limitation, the release or substitution of collateral) permitted by the Lender with respect to this Revolving Credit Note and/or any collateral given to secure this Revolving Credit Note or any extension or other indulgence with respect to any other liability or any collateral given to secure any other liability of the Borrower.

This Revolving Credit Note shall be binding upon the Borrower and upon its successors, assigns, and representatives, and shall inure to the benefit of the Lender and its successors, endorsees, and assigns.

The liabilities of the Borrower, and of any endorser or guarantor of this Revolving Credit Note, are joint and several, provided, however, the release by the Lender of any one or more such Persons shall not release any other Person obligated on account of this Revolving Credit Note.  Each reference in this Revolving Credit Note to the Borrower, any endorser, and any guarantor, is to such Person individually and also to all such Persons jointly.  No Person obligated on account of this Revolving Credit Note may seek contribution from any other Person also obligated unless and until all liabilities, obligations and indebtedness to the Lender of the Person from whom contribution is sought have been satisfied in full.

This Revolving Credit Note and all rights and obligations hereunder, including matters of construction, validity, and performance, shall be governed by the laws of The State of New York (without giving effect to the conflicts of laws principals thereof, but including Sections 5-1401 and 5-1402 of the New York General Obligations Law).

 

 

  

  

  

 

The Borrower makes the following waiver knowingly, voluntarily, and intentionally, and understands that the Agent and the Lender, in the establishment and maintenance of its relationship with the Borrower contemplated by the within Revolving Credit Note, are relying thereon.  THE BORROWER, TO THE EXTENT ENTITLED THERETO, WAIVES ANY PRESENT OR FUTURE RIGHT OF THE BORROWER OR OF ANY OTHER PERSON LIABLE TO THE AGENT OR THE LENDER ON ACCOUNT OF OR IN RESPECT TO THE LIABILITIES, TO A TRIAL BY JURY IN ANY CASE OR CONTROVERSY IN WHICH THE AGENT OR THE LENDER IS OR BECOMES A PARTY (WHETHER SUCH CASE OR CONTROVERSY IS INITIATED BY OR AGAINST THE AGENT OR THE LENDER OR IN WHICH THE AGENT OR THE LENDER IS JOINED AS A PARTY LITIGANT), WHICH CASE OR CONTROVERSY ARISES OUT OF, OR IS IN RESPECT TO, ANY RELATIONSHIP AMONGST OR BETWEEN THE BORROWER, THE AGENT, ANY SUCH PERSON, AND THE LENDER.

[Signature Page to Follow]

  

  

  

 

	 	 	 BORROWER:	 
	 	 	 	 
	Witness: 	 	 AEROPOSTALE, INC.	 
	 	 	 	 	 
	/s/ Robert Hernon 	 	 	 	 
	 	 	 	 	 
	 	 	 By:	 /s/ Marc Miller	 
	 	 	 Name:	 Marc Miller 	 
	 	 	 Title:	 Chief Financial Officer	 

 

1363642.1

Signature Page to Revolving Credit Note – Wells Fargo Bank, National Association

  

  

  

 

Exhibit 4.2 to

The Third Amended and Restated

 Loan and Security Agreement

Related Entities and other Guarantors

Aéropostale West, Inc.

Jimmy’Z Surf Co., LLC

Aéropostale Canada, Inc.

Aéropostale Puerto Rico, Inc.

Aéropostale Licensing, Inc.

P.S. from Aéropostale, Inc.

Aéropostale Procurement Company, Inc.

  

  

  

Exhibit 4.3 to

The Third Amended and Restated

 Loan and Security Agreement

Trade Names

(a)(i)        Aéropostale

Jimmy’Z

P.S. from Aéropostale

(a)(ii)       None.

  

  

  

 

Exhibit 4.5 to

The Third Amended and Restated

Loan and Security Agreement

 

Locations, Leases and Landlords

 

(see attached).

 

 

  

  

  

 

 

 

	  	  	  	  	  	  	  	  	  	  	  	  	  	  
	
Aeropostale, Inc. - Locations, Leases and Landlords

	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  	  	  
	
Location

	
Name

	
Address

	
Space

	
City

	
ST

	
Zip

	
 SQFT

	
Company

	
Address1

	
Address2

	
City

	
State

	
Zip Code

	  	  	  	  	  	  	  	  	  	  	  	  	  	  
	
Aeropostale Stores

	  	  	  	  	  	  	  	  	  	  	  	  
	
11

	
Franklin Mills Mall

	
1434 Franklin Mills Circle

	
0

	
Philadelphia

	
PA

	
19154

	
         4,865

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
19

	
Arizona Mills Mall

	
5000 Arizona Mills Circle

	
179

	
Tempe

	
AZ

	
85282

	
         4,255

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
20

	
Newport Centre

	
30-262 Mall Drive West

	
0

	
Jersey City

	
NJ

	
07307

	
         3,372

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
22

	
Stoneridge Mall

	
1364 Stoneridge Mall Drive

	
0

	
Pleasanton

	
CA

	
95466

	
         3,709

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
23

	
Bridgewater Commons

	
400 Commons Way

	
279

	
Bridgewater

	
NJ

	
08807

	
           3,110

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
25

	
Parmatown Mall

	
7777 West Ridgewood Drive

	
4

	
Parma

	
OH

	
44129

	
          3,017

	
RMS Investment Company

	
7899 W. Ridgewood Drive

	
Parma

	
OH

	
44129-5506

	
27

	
Great Northern Mall

	
4954 Great Northern Boulevard

	
0

	
North Olmstead

	
OH

	
44070

	
         3,028

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
28

	
Woodbridge Center

	
260 Woodbridge Center Drive

	
2535

	
Woodbridge

	
NJ

	
07095

	
         3,890

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
30

	
Staten Island Mall

	
2655 Richmond Avenue

	
247A

	
Staten Island

	
NY

	
10314

	
         3,762

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
31

	
Rockaway

	
Route 80 & Mt Hope Avenue

	
128

	
Rockaway

	
NJ

	
07866

	
          6,147

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
34

	
The Mall at Greece Ridge

	
458 Greece Center Drive

	
458

	
Rochester

	
NY

	
14626

	
          3,132

	
Wilmorite

	
1265 Scottsville Road

	  	
Rochester

	
NY

	
14624

	
35

	
Ross Park Mall

	
1000 Ross Park Mall Drive

	
0

	
Pittsburgh

	
PA

	
15237

	
         4,659

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
36

	
The Mall at St. Matthews

	
5000 Shelbyville Road

	
1340

	
Louisville

	
KY

	
40207

	
          5,147

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
37

	
Cherry Hill Mall

	
252 Cherry Hill Mall

	
1265

	
Cherry Hill

	
NJ

	
08002

	
         5,933

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
38

	
Valley Fair Shopping Center

	
2855 Stevens Creek Boulevard

	
B577

	
Santa Clara

	
CA

	
95050

	
         2,864

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
41

	
River Oaks Center

	
96 River Oaks Dr.

	
0

	
Calumet City

	
IL

	
60409

	
         2,778

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
43

	
Lycoming Mall

	
300 Lycoming Mall Circle

	
812

	
Pennsdale

	
PA

	
17756

	
          3,519

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
46

	
Lehigh Valley Mall

	
224 Lehigh Valley Mall

	
R4

	
Whitehall

	
PA

	
18052

	
         4,020

	
Kravco

	
The Atrium - 234 Mall Blvd

	
PO Box 1528

	
King of Prussia

	
PA

	
19406

	
48

	
South Hills Village

	
346 South Hills Village

	
0

	
Upper St. Clair

	
PA

	
15241

	
         3,590

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
49

	
Hamilton Mall

	
Black Horse Pike

	
0

	
Mays Landing

	
NJ

	
08330

	
          4,221

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
50

	
Square One Mall

	
363 Square One Mall

	
1

	
Saugus

	
MA

	
01906

	
         3,977

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
51

	
Dadeland

	
7225 Southwest 88th Street

	
3050A

	
Miami

	
FL

	
33156

	
         4,674

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
52

	
Sunrise Mall

	
100 Sunrise Mall

	
0

	
Massapequa

	
NY

	
11758

	
         3,290

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
54

	
Manhattan Mall

	
100 West 33rd Street

	
0

	
New York

	
NY

	
10001

	
         4,326

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
56

	
Washington Crown Center

	
1500 W. Chestnut Street

	
256

	
Washington

	
PA

	
15301

	
         3,436

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
57

	
Eastview Mall

	
257 Eastview Mall

	
F9

	
Victor

	
NY

	
14564

	
         3,600

	
Wilmorite

	
1265 Scottsville Road

	  	
Rochester

	
NY

	
14624

	
58

	
Garden State Plaza

	
355 State Highway #17 South

	
1114

	
Paramus

	
NJ

	
07652

	
         5,903

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
59

	
Marketplace Mall

	
3400 West Henrietta Road

	
0

	
Rochester

	
NY

	
14623

	
         3,479

	
Wilmorite

	
1265 Scottsville Road

	  	
Rochester

	
NY

	
14624

	
60

	
Granite Run Mall

	
1067 West Baltimore Pike

	
0

	
Media

	
PA

	
19063

	
         3,202

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
62

	
Walden Galleria

	
2000 Walden Avenue

	
L213

	
Cheektowaga

	
NY

	
14225

	
          7,134

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
63

	
Burlington Mall

	
75 Middlesex Turnpike

	
C16A

	
Burlington

	
MA

	
01803

	
         2,800

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
65

	
Del Amo Mall

	
21540 Hawthorne Boulevard

	
14

	
Torrance

	
CA

	
90503

	
         3,342

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
66

	
Roosevelt Field Mall

	
630 Old Country Rd

	
1036 & 1037

	
Garden City

	
NY

	
11530

	
         5,377

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
67

	
Smith Haven Mall

	
148 Smith Haven Mall

	
J03

	
Lake Grove

	
NY

	
11755

	
           4,116

	
Simon Property Group

	
Smith Haven Mall

	
225 W. Washington St.

	
Indianapolis

	
IN

	
46204

	
70

	
Emerald Square

	
999 S. Washington Street

	
D322

	
North Attleboro

	
MA

	
02760

	
         2,778

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
71

	
Twelve Oaks Mall

	
27688 Novi Road

	
D181

	
Novi

	
MI

	
48377

	
         4,573

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
75

	
Poughkeepsie Galleria

	
2001 South Road

	
0

	
Poughkeepsie

	
NY

	
12601

	
         3,409

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
77

	
Hamilton Place

	
2100 Hamitlon Place Boulevard

	
267

	
Chattanooga

	
TN

	
37421

	
         3,956

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
79

	
Pentagon City

	
1100 South Hayes

	
1028

	
Arlington

	
VA

	
22202

	
         3,840

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
84

	
Gwinnett Place

	
2100 Pleasant Hill Road

	
0

	
Duluth

	
GA

	
30096

	
         3,383

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
85

	
Castleton Square

	
6020 East 82nd Street

	
0

	
Indianapolis

	
IN

	
46250

	
         4,030

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
86

	
Towne Center At Cobb

	
400 Earnett Barrett Parkway

	
0

	
Kennesaw

	
GA

	
30144

	
         4,037

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
87

	
Crossgates Mall

	
120 Washington Ave. Extension

	
D206A

	
Albany

	
NY

	
12203

	
         5,295

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
88

	
Scottsdale Fashion Square

	
7014 East Camelback Road

	
2129

	
Scottsdale

	
AZ

	
85251

	
         3,570

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
89

	
Jefferson Valley Mall

	
650 Lee Boulevard

	
0

	
Yorktown Heights

	
NY

	
10598

	
         3,384

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
90

	
Trumbull Shopping Park

	
5065 Main Street

	
0

	
Trumbull

	
CT

	
06611

	
         3,500

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
91

	
Concord Mall

	
4737 Concord Pike

	
0

	
Wilmington

	
DE

	
19803

	
         3,600

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
92

	
Oxford Valley Mall

	
2300 East Lincoln Highway

	
0

	
Langhorne

	
PA

	
19047

	
         3,986

	
Kravco

	
The Atrium - 234 Mall Blvd

	
PO Box 1528

	
King of Prussia

	
PA

	
19406

	
93

	
Paramus Park Mall

	
700 Paramus Park

	
1675

	
Paramus

	
NJ

	
07652

	
         4,433

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
99

	
King's Plaza Mall

	
5240 Kings Plaza

	
141

	
Brooklyn

	
NY

	
11234

	
         4,895

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
100

	
Willowbrook Mall

	
1444 Willowbrook Mall

	
1126

	
Wayne

	
NJ

	
07470

	
         4,299

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
102

	
Park City Center

	
711 Park City Center

	
G711

	
Lancaster

	
PA

	
17601

	
         5,483

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
103

	
Ohio Valley Mall

	
67800 Mall Ring Road

	
320

	
St. Clairsville

	
OH

	
43950

	
         3,567

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
104

	
Los Cerritos Center

	
156 Los Cerritos Center

	
0

	
Cerritos

	
CA

	
90703

	
         3,900

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
105

	
Monroeville Mall

	
US Route 22E

	
0

	
Monroeville

	
PA

	
15146

	
         3,809

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
106

	
Natick Collection

	
1245 Worcester Road

	
0

	
Natick

	
MA

	
01760

	
         3,726

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

 

 

 

  

  

  

 

	 Location	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State	
Zip

Code

	
109

	
Belden Village

	
4381 Belden Village Mall

	
0

	
Canton

	
OH

	
44718

	
         3,954

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
110

	
Dulles Town Center

	
21100 Dulles Town Circle

	
220

	
Dulles

	
VA

	
20166

	
         3,000

	
Lerner

	
2000 Tower Oaks Boulevard

	
Eighth Floor

	
Rockville

	
MD

	
20852

	
111

	
Lakeside Mall

	
14600 Lakeside Circle

	
1450

	
Sterling Heights

	
MI

	
48313

	
         5,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
112

	
Holyoke Mall

	
50 Holyoke Street

	
0

	
Holyoke

	
MA

	
01040

	
          3,136

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
113

	
Genesee Valley Center

	
3231 South Linden Road

	
0

	
Flint

	
MI

	
48507

	
          3,518

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
114

	
Greenwood Park Mall

	
1251 US 31 North

	
0

	
Indianapolis

	
IN

	
46142

	
         3,097

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
115

	
Shoppingtown Mall

	
3649 Erie Boulevard East

	
14

	
Dewitt

	
NY

	
13214

	
         3,498

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
116

	
University Park Mall

	
6501 North Grape Road

	
0

	
Mishawaka

	
IN

	
46545

	
         3,634

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
117

	
Cross County Mall

	
5110 Xavier Drive

	
5110/5120

	
Yonkers

	
NY

	
10704

	
         5,558

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
120

	
St. Charles Towne Center

	
11110 Mall Circle

	
Q08

	
Waldorf

	
MD

	
20603

	
         3,582

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
121

	
Fiesta Mall

	
1445 West Southern

	
1250

	
Mesa

	
AZ

	
85202

	
         3,635

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
123

	
Great Lakes Mall

	
7850 Mentor Avenue

	
330

	
Mentor

	
OH

	
44060

	
         3,482

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
124

	
West Town Mall

	
7600 Kingston Pike

	
1156

	
Knoxville

	
TN

	
37919

	
         2,990

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
127

	
Edison Mall

	
4125 Cleveland Avenue

	
0

	
Fort Myers

	
FL

	
33901

	
         3,527

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
129

	
Quaker Bridge Mall

	
Route 1 & Quaker Bridge Road

	
I10

	
Lawrenceville

	
NJ

	
08608

	
         3,222

	
Kravco

	
The Atrium - 234 Mall Blvd

	
PO Box 1528

	
King of Prussia

	
PA

	
19406

	
130

	
Livingston Mall

	
112 Eisenhower Parkway

	
1022

	
Livingston

	
NJ

	
07039

	
         3,497

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
131

	
Ocean County Mall

	
1201 Hooper Avenue

	
101L

	
Toms River

	
NJ

	
08753

	
         3,645

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
132

	
Walt Whitman Mall

	
160-5 Route 110

	
1063

	
Huntington Station

	
NY

	
11746

	
         4,354

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
133

	
Tri-County Mall

	
11700 Princeton Pike

	
G-9

	
Cincinnati

	
OH

	
45246

	
         2,500

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
134

	
Monmouth Mall

	
Routes 35 & 36

	
0

	
Eatontown

	
NJ

	
07724

	
         3,745

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
135

	
Montgomery Mall

	
230 Montgomery Mall

	
C1 & C2

	
North Wales

	
PA

	
19454

	
         4,046

	
Kravco

	
The Atrium - 234 Mall Blvd

	
PO Box 1528

	
King of Prussia

	
PA

	
19406

	
136

	
White Plains

	
100 Main Street

	
489

	
White Plains

	
NY

	
10601

	
         3,690

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
137

	
Willow Grove Park

	
2500 Moreland Road

	
0

	
Willow Grove

	
PA

	
19090

	
         2,965

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
139

	
Galleria At Crystal Run

	
1 Galleria Drive

	
D209

	
Middletown

	
NY

	
10940

	
          4,091

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
140

	
Carousel Center

	
9768 Carousel Center

	
0

	
Syracuse

	
NY

	
13290

	
         3,832

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
141

	
Sunvalley Mall

	
236 Sunvalley Mall

	
0

	
Concord

	
CA

	
94520

	
         2,590

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
142

	
Hawthorn Center

	
707 Hawthorn Center

	
G6UL

	
Vernon Hills

	
IL

	
60061

	
         3,542

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
143

	
Stratford Square Mall

	
220 Stratford Square

	
B20

	
Bloomingdale

	
IL

	
60108

	
         2,557

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
144

	
Deptford Mall

	
300 North Almonession Road

	
0

	
Deptford

	
NJ

	
08096

	
          4,414

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
145

	
Stamford Town Center

	
100 Grey Rock Place

	
0

	
Stamford

	
CT

	
06901

	
         3,454

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
146

	
Woodfield Mall

	
5 Woodfield Mall

	
G311

	
Schaumburg

	
IL

	
60173

	
          5,124

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
147

	
Fox Valley

	
2426 Fox Valley Center

	
0

	
Aurora

	
IL

	
60504

	
         3,944

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
148

	
Danbury Fair Mall

	
7 Backus Avenue

	
0

	
Danbury

	
CT

	
06810

	
         4,827

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
149

	
Eastern Hills Mall

	
4545 Transit Road

	
670

	
Williamsville

	
NY

	
14221

	
         3,550

	
Mountain Development Corp.

	
100 Delawanna Avenue

	  	
Clifton

	
NJ

	
07014

	
150

	
Freehold Raceway Mall

	
3710 Route 9

	
0

	
Freehold

	
NJ

	
07728

	
         3,468

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
151

	
Silver City Galleria Mall

	
2 Galleria Mall Drive

	
0

	
Taunton

	
MA

	
02780

	
          3,127

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
152

	
Christiana Mall

	
102 Christiana Mall

	
0

	
Newark

	
DE

	
19702

	
         4,879

	
General Growth Properties

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
153

	
Columbia Mall

	
10300 Little Patuxent Parkway

	
153

	
Columbia

	
MD

	
21044

	
          4,159

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
154

	
Menlo Park Mall

	
100 Menlo Park Road

	
349

	
Edison

	
NJ

	
08837

	
         4,000

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
157

	
Southlake Mall

	
2250 Southlake Mall

	
BU-628

	
Merrillville

	
IN

	
46410

	
         4,005

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
158

	
Boulevard Mall

	
1231 Niagara Falls Boulevard

	
0

	
Amherst

	
NY

	
14226

	
          4,731

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
159

	
Fairfield Commons Mall

	
2727 Fairfield Mall

	
0

	
Beavercreek

	
OH

	
45432

	
          3,731

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
160

	
Lynnhaven Mall

	
701 Lynnhaven Parkway

	
D06A

	
Virginia Beach

	
VA

	
23452

	
         3,330

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
162

	
Seminole Towne Center

	
268 Towne Center Circle

	
0

	
Sanford

	
FL

	
32771

	
          3,213

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
164

	
Chesterfield Towne Center

	
11500 Midlothian Turnpike

	
0

	
Richmond

	
VA

	
23113

	
         3,940

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
166

	
Queens Center

	
90-15 Queens Boulevard

	
0

	
Elmhurst

	
NY

	
11373

	
         3,830

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
167

	
Great Northern Mall

	
4155 Route 31

	
G-106

	
Clay

	
NY

	
13041

	
          3,091

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
169

	
Sangertown Mall

	
Route 5 & 5A

	
G-03

	
New Hartford

	
NY

	
13413

	
         4,069

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
171

	
Westmoreland Mall

	
Route 30 East

	
218

	
Greensburg

	
PA

	
15601

	
         2,838

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
172

	
Dover Mall

	
3024 Dover Mall

	
0

	
Dover

	
DE

	
19901

	
         4,274

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
174

	
Green Acres Mall

	
1048 Green Acres Mall

	
107

	
Valley Stream

	
NY

	
11581

	
         3,624

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
175

	
Tippecanoe Mall

	
2415 Sagamore Pkwy South

	
C11B

	
Lafayette

	
IN

	
47905

	
         4,693

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
176

	
Fox Run Mall

	
50 Fox Run Road

	
1

	
Newington

	
NH

	
03801

	
         3,670

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
177

	
Pyramid Mall Ithaca

	
40 Catherwood Road

	
B07

	
Ithaca

	
NY

	
14850

	
         3,533

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
178

	
Hudson Valley Mall

	
1300 Ulster Ave

	
H04

	
Kingston

	
NY

	
12401

	
         3,600

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
183

	
Metrocenter Mall

	
9818 Metro Parkway East

	
0

	
Phoenix

	
AZ

	
85051

	
         3,702

	
Jones Lang LaSalle Americas, Inc

	
3344 Peachtree Road NE, Suite 1200

	
Atlanta

	
GA

	
30326

	
184

	
Palisades Center

	
2452 Palisades Center Drive

	
B203

	
West Nyack

	
NY

	
10994

	
         5,649

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
185

	
South Shore Mall

	
1701 Sunrise Highway

	
0

	
Bay Shore

	
NY

	
11706

	
         3,593

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
188

	
Stones River Mall

	
1720 Old Fort Parkway

	
A160

	
Murfreesboro

	
TN

	
37129

	
         3,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
189

	
Southland

	
23000 Eureka Road

	
1290

	
Taylor

	
MI

	
48180

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
190

	
Dayton Mall

	
2700 Miamisburg-Centerville Road

	
252

	
Dayton

	
OH

	
45459

	
         3,870

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

 

 

 

  

  

  

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
192

	
The Shoppes at Buckland Hills

	
194 Buckland Hills Drive

	
1138

	
Manchester

	
CT

	
06040

	
         4,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
193

	
Exton Square Mall

	
306 Exton Square Parkway

	
2005

	
Exton

	
PA

	
19341

	
         3,360

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
194

	
Mall Of New Hampshire

	
1500 South Willow Street

	
W123

	
Manchester

	
NH

	
03103

	
         3,728

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
195

	
Crystal Mall

	
850 Hartford Turnpike

	
R207

	
Waterford

	
CT

	
06385

	
         2,853

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
197

	
Annapolis Mall

	
1340 Annapolis Mall

	
126

	
Annapolis

	
MD

	
21401

	
         3,974

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
198

	
Orland Square

	
240 Orland Square

	
B11

	
Orland Park

	
IL

	
60462

	
          3,081

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
200

	
Northshore Mall

	
210 Andover Street

	
E155

	
Peabody

	
MA

	
01960

	
         3,473

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
201

	
Southern Park Mall

	
7401 Market Street

	
725

	
Youngstown

	
OH

	
44512

	
         3,700

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
202

	
Great Lakes Crossing

	
4532 Baldwin Road

	
859

	
Auburn Hills

	
MI

	
48326

	
          3,212

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
203

	
Northwoods Mall

	
2150 Northwoods Boulevard

	
G532

	
N. Charleston

	
SC

	
29406

	
         4,078

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
204

	
Mall of America

	
267 North Garden

	
N267

	
Bloomington

	
MN

	
55425

	
          7,152

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
205

	
Century Mall III

	
3075 Clairton Road

	
629

	
West Mifflin

	
PA

	
15123

	
          3,107

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
206

	
Hanes Mall

	
3320 Silas Creek Parkway

	
AL-120

	
Winston Salem

	
NC

	
27103

	
          3,961

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
207

	
Rivertown Crossing

	
3700 Rivertown Parkway SW

	
2048

	
Grandville

	
MI

	
49418

	
          5,513

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
208

	
Providence Place

	
118 Providence Place

	
B307

	
Providence

	
RI

	
02903

	
         3,090

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
209

	
Meriden Square Mall

	
470 Lewis Avenue

	
4068

	
Meriden

	
CT

	
06451

	
         3,436

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
214

	
Southpark Center

	
408 Southpark Center

	
DL-408

	
Strongsville

	
OH

	
44136

	
         3,424

	
Westfield

	
11601 Wilshire Blvd, 12th Floor

	
Los Angeles

	
CA

	
90025

	
215

	
Glenbrook Square Mall

	
4201 Coldwater Road

	
L06

	
Fort Wayne

	
IN

	
46805

	
         5,499

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
216

	
Market Place

	
2000 North Neil Street

	
340

	
Champaign

	
IL

	
61820

	
         3,920

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
218

	
Summit Mall

	
3265 West Market Street

	
258A

	
Akron

	
OH

	
44333

	
          3,139

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
219

	
Eastwood Mall

	
5555 Youngstown-Warren Rd

	
652

	
Niles

	
OH

	
44446

	
         3,500

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
220

	
College Mall

	
2918 East Third Street

	
M13A

	
Bloomington

	
IN

	
47401

	
         3,505

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
221

	
Muncie Mall

	
3501 North Granville Avenue

	
L05

	
Muncie

	
IN

	
47303

	
         3,705

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
222

	
Plymouth Meeting Mall

	
2100 Plymouth Meeting Mall

	
2100

	
Plymouth Meeting

	
PA

	
19462

	
         3,077

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
223

	
Haywood Mall

	
700 Haywood Mall

	
2045

	
Greenville

	
SC

	
29605

	
         3,403

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
224

	
Jersey Gardens

	
651 Kapkowski Road

	
2076

	
Elizabeth

	
NJ

	
07201

	
         5,363

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
225

	
Knoxville Center Mall

	
3001 Knoxville Center Drive

	
2187

	
Knoxville

	
TN

	
37924

	
          3,019

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
226

	
Meridian Mall

	
1982 East Grand River Avenue

	
243

	
Okemos

	
MI

	
48864

	
         3,660

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
227

	
Franklin Park Mall

	
5001 Monroe Street

	
520

	
Toledo

	
OH

	
43623

	
          5,517

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
228

	
Potomac Mills Center

	
2700 Potomac Mills Circle

	
247

	
Prince William

	
VA

	
22192

	
         3,559

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
229

	
Coventry Mall

	
Route 724 & 100 Bypass

	
C-8

	
Pottstown

	
PA

	
19465

	
         2,958

	
Stoltz Management

	
725 Conshohocken Road

	
Bala Cynwyd

	
PA

	
19004

	
230

	
Coolsprings Galleria

	
1800 Galleria Boulevard

	
2140

	
Franklin

	
TN

	
37067

	
         3,736

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
231

	
Fairlane Town Center

	
18900 Michigan Avenue

	
N314

	
Dearborn

	
MI

	
48126

	
         3,047

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
233

	
Colonial Mall Gadsden

	
1001 Rainbow Drive

	
47

	
Gadsden

	
AL

	
35901

	
          3,165

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
234

	
Colonial Park Mall

	
Route 22 & Colonial Road

	
15

	
Harrisburg

	
PA

	
17109

	
          3,125

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
236

	
Pheasant Lane Mall

	
310 Daniel Webster Highway

	
E145

	
Nashua

	
NH

	
03060

	
          3,103

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
237

	
Beaver Valley Mall

	
640 Beaver Valley Mall

	
640

	
Monaca

	
PA

	
15061

	
         4,000

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
238

	
Honey Creek

	
3401 South US Highway 41

	
B-2

	
Terre Haute

	
IN

	
47802

	
         3,640

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
239

	
RiverGate Mall

	
1000 Rivergate Parkway

	
1040

	
Goodlettsville

	
TN

	
37072

	
         3,462

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
240

	
Cary Town Center

	
1105 Walnut Street

	
E4428

	
Cary

	
NC

	
27511

	
         2,567

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
242

	
Grand Central Mall

	
100 Grand Central Mall

	
273

	
Vienna

	
WV

	
26105

	
          2,712

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
243

	
Mall At Johnson City

	
2011 North Roan Street

	
17

	
Johnson City

	
TN

	
37601

	
         3,055

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
244

	
Maplewood Mall

	
3001 White Bear Avenue

	
2012

	
Maplewood

	
MN

	
55109

	
         2,974

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
245

	
Chesterfield Mall

	
253 Chesterfield Mall

	
BL-220

	
Chesterfield

	
MO

	
63017

	
         3,208

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
246

	
Chapel Hill Mall

	
2000 Britain Road

	
339

	
Akron

	
OH

	
44310

	
          3,418

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
247

	
Fashion Square Mall

	
4691 Fashion Square Mall

	
C312

	
Saginaw

	
MI

	
48604

	
         3,009

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
248

	
Wilton Mall

	
3065 Route 50

	
E-18

	
Saratoga Springs

	
NY

	
12866

	
         2,467

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
249

	
Asheville Mall

	
3 South Tunnel Road

	
L-42

	
Asheville

	
NC

	
28805

	
          3,154

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
250

	
Burnsville Center

	
2016 Burnsville Center

	
1044

	
Burnsville

	
MN

	
55306

	
         2,676

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
251

	
Eastland Mall

	
800 N. Green River Road

	
64

	
Evansville

	
IN

	
47715

	
          3,310

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
254

	
Mid Rivers

	
1252 Mid Rivers Mall Drive

	
1252

	
St. Peters

	
MO

	
63376

	
          3,133

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
256

	
Independence Mall

	
101 Independence Mall Way

	
D114

	
Kingston

	
MA

	
02364

	
          3,081

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
257

	
Circle Centre Mall

	
49 West Maryland Street

	
F16

	
Indianapolis

	
IN

	
46225

	
         3,632

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
258

	
Tysons Corner Center

	
7983 Tysons Corner Center

	
G5U

	
McLean

	
VA

	
22102

	
          3,481

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
259

	
Arundel Mills

	
7000 Arundel Mills Circle

	
211

	
Hanover

	
MD

	
21076

	
         3,088

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
260

	
Arnot Mall

	
3300 Chambers Road

	
N9

	
Horseheads

	
NY

	
14845

	
         3,000

	
Arnot Realty Corporation

	
100 Stillwater Drive

	  	
Horseheads

	
NY

	
14845

	
261

	
Morgantown Mall

	
9613 Mall Road

	
613

	
Morgantown

	
WV

	
26501

	
         2,870

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
262

	
Arbor Place

	
6700 Douglas Boulevard

	
1180

	
Douglasville

	
GA

	
30315

	
         3,339

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
263

	
Governor's Square

	
1500 Apalachee Parkway

	
2170

	
Tallahassee

	
FL

	
32301

	
         3,024

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
264

	
Colonial Mall at Macon

	
3661 Eisenhower Parkway

	
18

	
Macon

	
GA

	
31206

	
          3,120

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
265

	
Miller Hill

	
1600 Miller Trunk Highway

	
J08

	
Duluth

	
MN

	
55811

	
         2,842

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

 

 

  

  

  

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
266

	
Merle Hay Mall

	
3800 Merle Hay Road

	
912

	
Des Moines

	
IA

	
50310

	
         3,456

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
268

	
Oak Court

	
4465 Poplar Avenue

	
1130

	
Memphis

	
TN

	
38117

	
         4,000

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
269

	
Four Seasons Mall

	
209 Four Seasons Town Cntr

	
209

	
Greensboro

	
NC

	
27407

	
         3,585

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
271

	
Harford Mall

	
678 Belair Road

	
W4

	
Bel Air

	
MD

	
21014

	
         3,243

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
272

	
University Mall

	
1701 McFarlen Boulevard East

	
112

	
Tuscaloosa

	
AL

	
35405

	
         3,539

	
Aronov Realty Management

	
3500 Eastern Blvd.

	  	
Montgomery

	
AL

	
36116-1781

	
273

	
Meadowbrook Mall

	
2640 Meadowbrook Road

	
640

	
Bridgeport

	
WV

	
26330

	
         3,325

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
274

	
Sandusky Mall

	
4314 Milan Road

	
327

	
Sandusky

	
OH

	
44870

	
         3,457

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
275

	
Eastland Mall

	
1615 E. Empire Street

	
1055

	
Bloomington

	
IL

	
61701

	
           4,211

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
277

	
Brass Mill Center

	
495 Union Street

	
1128

	
Waterbury

	
CT

	
06706

	
         3,759

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
278

	
White Marsh

	
8200 Perry Hall Boulevard

	
2035

	
Baltimore

	
MD

	
21236

	
         3,265

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
280

	
Concord Mills

	
8111 Concord Mills Boulevard

	
699

	
Concord

	
NC

	
28027

	
          3,051

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
281

	
Kennedy Mall

	
555 John F. Kennedy Road

	
566

	
Dubuque

	
IA

	
52002

	
         3,745

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
282

	
Augusta Mall

	
3450 Wrightsboro Road

	
1131

	
Augusta

	
GA

	
30909

	
         3,242

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
283

	
Independence Mall

	
3500 Oleander Drive

	
1093

	
Wilmington

	
NC

	
28403

	
          3,216

	
Centro Properties

	
2 Tower Bridge

	
One Fayette Street Suite 300

	
Conshohocken

	
PA

	
19428

	
284

	
Colonial Myrtle Beach

	
10177 North  Kings Highway

	
D9

	
Myrtle Beach

	
SC

	
29572

	
         3,438

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
285

	
Greenville Mall

	
714 SE Greenville Boulevard

	
D-4

	
Greenville

	
NC

	
27858

	
         2,895

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
286

	
Richland Mall

	
649 Richland Mall

	
A-7

	
Mansfield

	
OH

	
44906

	
         3,500

	
Centro Properties

	
2 Tower Bridge

	
One Fayette Street Suite 300

	
Conshohocken

	
PA

	
19428

	
287

	
North Dartmouth Mall

	
137 N. Dartmouth Mall

	
1360

	
North Dartmouth

	
MA

	
02747

	
         3,300

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
288

	
Eastland Mall

	
2716 Eastland Mall

	
B8

	
Columbus

	
OH

	
43232

	
         4,560

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
289

	
Woodland Mall

	
3195 28th Street

	
1A

	
Grand Rapids

	
MI

	
49512

	
          3,615

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
290

	
Valley Hills Mall

	
1960 Highway 70 South East

	
230

	
Hickory

	
NC

	
28602

	
         3,699

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
291

	
Riverchase Galleria

	
2000 Riverchase Galleria

	
V2

	
Hoover

	
AL

	
35244

	
         3,089

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
292

	
Westroads Mall

	
10000 California Street

	
3212

	
Omaha

	
NE

	
68114

	
         4,022

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
293

	
Tanger Outlet Riverhead

	
1770 West Main Street

	
304

	
Riverhead

	
NY

	
11901

	
         3,838

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
294

	
Springfield Mall

	
1250 Baltimore Parkway

	
10BU

	
Springfield

	
PA

	
19064

	
          3,071

	
Kravco

	
The Atrium - 234 Mall Blvd

	
PO Box 1528

	
King of Prussia

	
PA

	
19406

	
297

	
Macomb Mall

	
32281 Gratiot Avenue

	
240/250

	
Roseville

	
MI

	
48066

	
         3,000

	
Thor Equities

	
25 West 39th Street

	  	
New York

	
NY

	
10018

	
299

	
Mall of Louisiana

	
6401 Blue Bonnet Boulevard

	
2186

	
Central

	
LA

	
70837

	
         3,369

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
300

	
River Hills Mall

	
1850 Adams Street

	
308

	
Mankato

	
MN

	
56001

	
         3,044

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
301

	
Colonial Mall Bel Aire

	
3449 Bel Air Mall

	
C19

	
Mobile

	
AL

	
36606

	
         2,846

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
303

	
Northtown Mall

	
398 Northtown Drive

	
H19

	
Blaine

	
MN

	
55434

	
         3,600

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
304

	
Bangor Mall

	
663 Stillwater Avenue

	
E6

	
Bangor

	
ME

	
04401

	
          3,514

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
305

	
Oakdale Mall

	
601-635 Harry L. Drive

	
76

	
Johnson City

	
NY

	
13790

	
         2,827

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
306

	
Independence Center

	
1162 Independence Center Dr.

	
G07

	
Independence

	
MO

	
64057

	
         3,800

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
307

	
Polaris Fashion Place

	
1500 Polaris Parkway

	
2094

	
Columbus

	
OH

	
43240

	
         3,243

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
308

	
South County Mall

	
342 South County Cente Way

	
349

	
Koch

	
MO

	
63129

	
          3,861

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
309

	
Midway Mall

	
3214 Midway Mall

	
F-36

	
Elyria

	
OH

	
44035

	
         3,036

	
Centro Properties

	
2 Tower Bridge

	
One Fayette Street Suite 300

	
Conshohocken

	
PA

	
19428

	
310

	
Valley View Mall

	
4802 Valley View Road

	
LB-40

	
Roanoke

	
VA

	
24012

	
         2,920

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
311

	
West Ridge Mall

	
1801 South West Wannamaker Rd

	
G13A

	
Topeka

	
KS

	
66604

	
         3,093

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
312

	
McKinley Mall

	
3701 McKinley Parkway

	
807

	
Buffalo

	
NY

	
14219

	
         3,372

	
McKinley Mall LLC

	
3701 McKinley Parkway

	
1 McKinley Mall

	
Buffalo

	
NY

	
14219

	
313

	
Maine Mall

	
224 Maine Mall

	
W-11

	
South Portland

	
ME

	
04106

	
         3,356

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
314

	
CherryVale Mall

	
7200 Harrison Avenue

	
F129

	
Rockford

	
IL

	
61112

	
         3,438

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
315

	
St. Clair Square

	
105 Street Clair Square

	
105

	
Fairview Heights

	
IL

	
62208

	
          4,041

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
316

	
Cross Creek Mall

	
443 Cross Creek Mall

	
TB-7

	
Fayetteville

	
NC

	
28303

	
         3,858

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
317

	
Charlestown Town Center

	
2105 Charleston Town Center

	
2105

	
Charleston

	
WV

	
25389

	
         2,849

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
318

	
Mayfair Mall

	
2500 N. Mayfair Road

	
865

	
Wauwatosa

	
WI

	
53226

	
         3,023

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
319

	
White Oaks Mall

	
2501 West Wabash

	
C-10

	
Springfield

	
IL

	
62704

	
         3,623

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
330

	
Park Plaza Mall

	
6000 W. Markham Street

	
3048

	
Little Rock

	
AR

	
72205

	
          2,910

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
331

	
The Hanover Mall

	
1775 Washington Street

	
113

	
Hanover

	
MA

	
02339

	
         3,000

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
332

	
Chicago Ridge Mall

	
444 Chicago Ridge Drive

	
H-1

	
Chicago Ridge

	
IL

	
60415

	
         3,509

	
Shopco Advisory Corp.

	
1250 Broadway

	
24th Floor

	
New York

	
NY

	
10001

	
333

	
Washington Square

	
10202 East Washington Street

	
166

	
Indianapolis

	
IN

	
46229

	
          3,016

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
334

	
Ashland Town Center

	
500 Winchester Avenue

	
468

	
Ashland

	
KY

	
41101

	
         3,354

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
335

	
River Valley Mall

	
1635 River Valley Circle South

	
331

	
Lancaster

	
OH

	
43130

	
         3,200

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
336

	
Logan Valley Mall

	
Route 220 & Goods Lane

	
A-944

	
Altoona

	
PA

	
16602

	
         3,227

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
337

	
Capital City

	
3568 Capital City Mall

	
230

	
Camp Hill

	
PA

	
17011

	
         3,603

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
338

	
Jefferson Pointe Mall

	
4120 W. Jefferson Boulevard

	
H10

	
Fort Wayne

	
IN

	
46804

	
          3,401

	
UCR Asset Services

	
7001 Preston Road

	
Suite 222

	
Dallas

	
TX

	
75205

	
339

	
The Mall at Whitney Field

	
100 Commercial Road

	
23

	
Leominster

	
MA

	
01453

	
         3,548

	
Kimco Realty

	
c/o Gregory Greenfield & Associates

	
124 Johnson Ferry Road

	
Atlanta

	
GA

	
30328

	
340

	
Oakwood Mall

	
4800 Golf Road

	
322

	
Eau Claire

	
WI

	
54701

	
         3,786

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
341

	
The Lakes Mall

	
5600 Harvey Street

	
1076

	
Muskegon

	
MI

	
49444

	
         2,928

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
342

	
York Galleria

	
1 York Galleria

	
166

	
York

	
PA

	
17402

	
         3,055

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
343

	
River Ridge

	
3405 Chandlers Mountain Road

	
B-90

	
Lynchburg

	
VA

	
24502

	
         3,200

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
344

	
Berkshire Mall

	
Route 8 & Old State Road

	
B104

	
Lanesboro

	
MA

	
01237

	
         3,500

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

 

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
346

	
Robinson Town Center

	
2490 Robinson Center Drive

	
2490

	
Pittsburgh

	
PA

	
15205

	
         3,266

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
347

	
Stroud Mall

	
152 Stroud Road

	
152

	
Stroudsburg

	
PA

	
18360

	
         2,750

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
348

	
Connecticut Post

	
1201 Boston Post Road

	
2041

	
Milford

	
CT

	
06460

	
         2,890

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
349

	
Berkshire Mall

	
1665 State Hill Road

	
G-7

	
Wyomissing

	
PA

	
19610

	
         3,625

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
351

	
The Plaza at King of Prussia

	
160 N. Gulph Road

	
2035A

	
King of Prussia

	
PA

	
19406

	
         6,304

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
353

	
Northpark Mall

	
320 West Kimberly Road

	
36

	
Davenport

	
IA

	
52806

	
          3,415

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
354

	
Southpark Mall

	
4500 16th Street

	
175

	
Moline

	
IL

	
61265

	
          3,103

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
355

	
Eastgate Mall

	
4601 Eastgate Boulevard

	
344

	
Cincinnati

	
OH

	
45245

	
         3,964

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
356

	
Southpark Mall

	
224 South Park Circle

	
F-40

	
Colonial Heights

	
VA

	
23834

	
          3,150

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
357

	
Clearview Mall

	
101 Clearview Circle

	
720

	
Butler

	
PA

	
16001

	
         2,997

	
JJ Gumberg

	
1051 Brinton Road

	
Brinton Executive Center

	
Pittsburgh

	
PA

	
15221

	
358

	
Gateway Mall

	
21 Gateway Mall

	
338

	
Lincoln

	
NE

	
68505

	
         3,728

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
359

	
Burlington Town Center

	
49 Church Street

	
2036

	
Burlington

	
VT

	
05402

	
         3,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
360

	
Nittany Mall

	
2901 East College Avenue

	
0

	
State College

	
PA

	
16801

	
         3,333

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
361

	
Spring Hill Mall

	
1422 Spring Hill Mall

	
1422

	
West Dundee

	
IL

	
60118

	
         3,402

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
362

	
Solomon Pond

	
601 Donald Lynch Boulevard

	
N-219

	
Marlborough

	
MA

	
01752

	
         3,208

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
363

	
Mall of Georgia

	
3333 Buford Drive

	
2025

	
Buford

	
GA

	
30519

	
          3,713

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
364

	
Northwoods Mall

	
4501 War Memorial Drive

	
BL-06

	
Peoria

	
IL

	
61613

	
          4,281

	
Northwoods Developement Company

	
c/o Simon Property Group

	
225 W. Washington St.

	
Indianapolis

	
IN

	
46204

	
365

	
Findlay Village

	
1800 Tiffin Avenue

	
153

	
Findlay

	
OH

	
45840

	
         3,600

	
JJ Gumberg

	
1051 Brinton Road

	
Brinton Executive Center

	
Pittsburgh

	
PA

	
15221

	
366

	
Wausau Center

	
A124 Wausau Center

	
A124

	
Wausau

	
WI

	
54403

	
         3,600

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
367

	
Birchwood Mall

	
4350 24th Avenue

	
222

	
Fort Gratiot

	
MI

	
48059

	
          3,199

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
368

	
Susquehanna Mall

	
Route 11 & 15

	
F1-A

	
Selinsgrove

	
PA

	
17870

	
         3,090

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
369

	
Eden Prairie Center

	
8251 Flying Cloud Drive

	
2016

	
Eden Prairie

	
MN

	
55344

	
         3,530

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
370

	
Steeplegate Mall

	
270 Loudon Road

	
1242

	
Concord

	
NH

	
03301

	
          3,158

	
General Growth

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
371

	
Salmon Run Mall

	
21182 Salmon Run Mall

	
B117

	
Watertown

	
NY

	
13601

	
         2,958

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
372

	
Champlain Centres

	
60 Smithville Boulevard

	
C119

	
Plattsburgh

	
NY

	
12901

	
         3,366

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
373

	
Florence Mall

	
2028 Florence Mall

	
1132

	
Florence

	
KY

	
41042

	
         3,828

	
General Growth

	
Florence Mall

	
110 North Wacker

	
Chicago

	
IL

	
60606

	
374

	
North Grand Mall

	
2801 Grand Avenue

	
1230

	
Ames

	
IA

	
50010

	
         3,707

	
Landau & Heyman

	
120 S Riverside Plaza

	
Ste 1605

	
Chicago

	
IL

	
60606

	
375

	
Palmer Park

	
136 Palmer Park Mall

	
B-9

	
Easton

	
PA

	
18045

	
          2,971

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
376

	
Manhattan Town Center

	
100 Manhattan Town Center

	
250

	
Manhattan

	
KS

	
66502

	
         3,500

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
377

	
Jefferson Mall

	
4801 Outer Loop Road

	
C576

	
Louisville

	
KY

	
40219

	
          2,521

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
378

	
University Mall

	
155 Dorset Street

	
H-6

	
South Burlington

	
VT

	
05403

	
         3,000

	
Finard & Company

	
One Burlington Woods Drive

	
Burlington

	
MA

	
01803

	
379

	
The Mall at Rockingham

	
99 Rockingham Park Blvd

	
W247

	
Salem

	
NH

	
03079

	
          3,419

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
380

	
Brookfield Square

	
95 W. Mooreland Road

	
D-7

	
Brookfield

	
WI

	
53005

	
         3,968

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
381

	
The Galleria

	
500 Industrial Park Road

	
220

	
Johnstown

	
PA

	
15904

	
         3,250

	
Zamias

	
300 Market Street

	  	
Johnstown

	
PA

	
15901

	
382

	
Madison Square Mall

	
5901 University Drive

	
17/18

	
Huntsville

	
AL

	
35806

	
         3,060

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
383

	
Rotterdam Square

	
93 West Campbell Road

	
G-106

	
Schenectady

	
NY

	
12306

	
         2,930

	
Wilmorite

	
1265 Scottsville Road

	  	
Rochester

	
NY

	
14624

	
384

	
Kenwood Towne Center

	
7875 Montgomery Road

	
L-209

	
Cincinnati

	
OH

	
45236

	
         3,650

	
Urban Retail

	
Kenwood Town Center

	  	
Cincinnati

	
OH

	  
	
385

	
Kentucky Oaks Mall

	
5101 Hinkleville Road

	
270/280

	
Paducah

	
KY

	
42001

	
          3,651

	
Cafaro Company

	
Kentucky Oaks Mall

	
2445 Belmont Ave, PO Box 2186

	
Youngstown

	
OH

	
44504-0186

	
386

	
Upper Valley Mall

	
1475 Upper Valley Pike

	
242

	
Springfield

	
OH

	
45504

	
         3,024

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
387

	
Apple Blossom Mall

	
1850 Apple Blossom Drive

	
S131A

	
Winchester

	
VA

	
22601

	
         3,252

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
388

	
College Square

	
6301 University Avenue

	
1325

	
Cedar Falls

	
IA

	
50613

	
          3,514

	
Landau & Heyman

	
120 S Riverside Plaza

	
Ste 1605

	
Chicago

	
IL

	
60606

	
389

	
Wolfchase Galleria

	
2760 Germantown Parkway

	
1450

	
Memphis

	
TN

	
38133

	
         3,450

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
390

	
Magnolia Mall

	
2701 David H. McLeod Blvd

	
1418

	
Florence

	
SC

	
29501

	
         3,002

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
391

	
Phillipsburg Mall

	
1200 Highway 22 East

	
214

	
Phillipsburg

	
NJ

	
08865

	
         3,696

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
392

	
West Towne Mall

	
61 West Towne Mall

	
D8

	
Madison

	
WI

	
53719

	
         3,050

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
393

	
Regency Mall

	
5680 Durand Avenue

	
B-216

	
Racine

	
WI

	
53406

	
         3,450

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
394

	
Northgate Mall

	
9707/9709 Colerain Ave

	
112/114

	
Cincinnati

	
OH

	
45251

	
         3,300

	
David Hocker

	
312 Walut Street

	
14th Floor

	
Cincinnati

	
OH

	
45202-4089

	
395

	
Brunswick Square

	
755 Street Highway 18

	
212

	
East Brunswick

	
NJ

	
08816

	
         3,790

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
396

	
The Town Center at Easton

	
4045 The Strand West

	
422

	
Columbus

	
OH

	
43219

	
         3,673

	
Steiner and Associates, Inc.

	
4016 Townsfair Way

	
Suite 201

	
Columbus

	
OH

	
43219

	
397

	
Indian Mound Mall

	
771 S. 30th Street

	
725

	
Heath

	
OH

	
43056

	
         3,200

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
398

	
Towne East Square

	
7700 E. Kellogg Drive, Suite 745

	
H10A

	
Wichita

	
KS

	
67207

	
          3,100

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
399

	
Sikes Senter

	
3111 Midwestern Parkway

	
490

	
Wichita Falls

	
TX

	
76308

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
440

	
Coral Ridge Mall

	
1451 Coral Ridge Avenue

	
526

	
Coralville

	
IA

	
52241

	
          3,401

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
441

	
Georgia Square Mall

	
3700 Atlanta Highway

	
16

	
Athens

	
GA

	
30606

	
          3,150

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
442

	
Mall of Abilene

	
4301 Buffalo Gap Road

	
1132

	
Abilene

	
TX

	
79606

	
         3,339

	
Landau & Heyman

	
120 S Riverside Plaza

	
Ste 1605

	
Chicago

	
IL

	
60606

	
443

	
Great Mall of Great Plains

	
20327 W. 151st Street

	
327

	
Olathe

	
KS

	
66061

	
         4,284

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
444

	
Central Mall

	
5111 Rogers Avenue

	
125

	
Fort Smith

	
AR

	
72903

	
         2,920

	
Warmack and Company, LLC

	
650 Central Mall

	  	
Texarkana

	
TX

	
75503-2497

	
445

	
Santa Rosa Mall

	
300 Mary Esther Boulevard Rd

	
46J

	
Mary Esther

	
FL

	
32569

	
         3,054

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
446

	
Westwood Mall

	
1804 W. Michigan Avenue

	
804

	
Jackson

	
MI

	
49202

	
          4,214

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
447

	
Eastwood Town Center

	
3011 Preyde Boulevard

	
I-4

	
Lansing

	
MI

	
48912

	
         3,600

	
Jeffery R. Anderson Realty

	
Rookwood Tower

	
3805 Edwards Rd Suite 700

	
Cincinnati

	
OH

	
45209-1955

	
448

	
Penn Square Mall

	
1901 Northwest Expressway

	
2010

	
Oklahoma City

	
OK

	
73118

	
         3,090

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

 

 

  

  

  

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
449

	
Louis Joliet

	
1118 Mall Loop Drive

	
1118

	
Joliet

	
IL

	
60431

	
          4,281

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
450

	
Crossroads Center

	
4101 W. Division Street

	
E-10

	
St. Cloud

	
MN

	
56301

	
          4,021

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
451

	
University Mall

	
1235 E. Main Street

	
A15

	
Carbondale

	
IL

	
62901

	
         3,600

	
Urban Retail Properties

	
111 East Wacker Drive

	
Suite 2400

	
Chicago

	
IL

	
60601

	
452

	
West Valley Mall

	
3200 North Naglee Road

	
254

	
Tracy

	
CA

	
95304

	
         3,498

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
453

	
Cape Cod Mall

	
769 Lyannough Road

	
S119

	
Hyannis

	
MA

	
02601

	
         3,862

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
454

	
Grand Traverse

	
3200 S. Airport Road West

	
208

	
Traverse City

	
MI

	
49684

	
         3,040

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
455

	
Enfield Square

	
90 Elm Street

	
31

	
Enfield

	
CT

	
06082

	
         3,300

	
Centro Properties

	
2 Tower Bridge

	
One Fayette Street Suite 300

	
Conshohocken

	
PA

	
19428

	
456

	
Lakeland Mall

	
3800 US Hwy 98 North

	
630

	
Lakeland

	
FL

	
33809

	
         3,200

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
457

	
Colony Square Mall

	
3575 Maple Avenue

	
430

	
Zanesville

	
OH

	
43701

	
         2,659

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
458

	
Westshore Mall

	
12331 James Street, Suite 426

	
B-5

	
Holland

	
MI

	
49424

	
         3,053

	
Wilmorite

	
1265 Scottsville Road

	  	
Rochester

	
NY

	
14624

	
459

	
Towne Mall

	
1704 North Dixie Highway

	
A-8

	
Elizabethtown

	
KY

	
42701

	
         3,000

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
460

	
Janesville Mall

	
2500 Milton Avenue

	
155A

	
Janesville

	
WI

	
53545

	
          3,418

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
461

	
West Park Mall

	
251 West Park Mall

	
251D

	
Cape Girardeau

	
MO

	
63703

	
           3,811

	
Centro Properties

	
2 Tower Bridge

	
One Fayette Street Suite 300

	
Conshohocken

	
PA

	
19428

	
462

	
Viewmont Mall

	
38 Viewmont Mall

	
772

	
Scranton

	
PA

	
18505

	
         3,300

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
463

	
Swansea Mall

	
262 Swansea Mall Drive

	
1106A

	
Swansea

	
MA

	
02777

	
         3,028

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
464

	
Bay City Mall

	
4101 E Wilder Road

	
E505

	
Bay City

	
MI

	
48706

	
          3,410

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
465

	
Lansing Mall

	
5318 W. Saginaw Avenue

	
174

	
Lansing

	
MI

	
48917

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
466

	
Lakeview Square

	
5775 Beckley Road

	
631

	
Battle Creek

	
MI

	
49015

	
         3,500

	
5775 Beckley Road Holdings , LLC

	
701 13th Streeet, N.W.

	
Suite 1000

	
Washington

	
DC

	
20005

	
467

	
Governor's Square

	
2801 Wilma-Rudolph Blvd

	
680

	
Clarksville

	
TN

	
37042

	
         3,660

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
468

	
Eastfield Mall

	
1655 Boston Road

	
129

	
Springfield

	
MA

	
01129

	
         3,470

	
Mountain Development Corp.

	
100 Delawanna Avenue

	  	
Clifton

	
NJ

	
07014

	
469

	
Northpark Mall

	
101 N. Rangeline Road

	
162

	
Joplin

	
MO

	
64801

	
           3,117

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
470

	
Northgate Mall

	
203 Northgate Mall

	
F020/F030

	
Chattanooga

	
TN

	
37415

	
         3,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
471

	
Hulen Mall

	
1070 Hulen Mall

	
1635

	
Fort Worth

	
TX

	
76132

	
         2,909

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
472

	
Ridgmar

	
2044 Green Oaks Road

	
K15

	
Fort Worth

	
TX

	
76116

	
         2,982

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
473

	
Arsenal Mall

	
485 Arsenal Street

	
B9

	
Watertown

	
MA

	
02472

	
         3,809

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
474

	
Apache Mall

	
333 Apache Mall

	
658

	
Rochester

	
MN

	
55901

	
          3,041

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
475

	
Anderson Mall

	
3101 North Main Street

	
Q08B

	
Anderson

	
SC

	
29621

	
         3,848

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
476

	
South Shore

	
250 Granite Street

	
2050

	
Braintree

	
MA

	
02184

	
          5,031

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
477

	
Northgate Mall

	
1058 W. Club Road

	
410

	
Durham

	
NC

	
27701

	
         2,747

	
Northgate Associates

	
PO Box 2476

	  	
Durham

	
NC

	
27715

	
478

	
Yorktown Mall

	
133 Yorktown Center

	
133

	
Lombard

	
IL

	
60148

	
         2,835

	
Pehrson Long Associates

	
203 Yorktown Center

	  	
Lombard

	
IL

	
60148

	
479

	
Pecanland

	
4700 Milhaven Road

	
1222

	
Monroe

	
LA

	
71203

	
         3,654

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
481

	
Park Place

	
5870 E. Broadway Boulevard

	
346

	
Tuscon

	
AZ

	
85711

	
          3,174

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
482

	
Neshaminy Mall

	
622 Neshaminy Mall

	
622

	
Bensalem

	
PA

	
19020

	
          3,175

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
483

	
Triangle Town Center

	
5950 Triangle Town Boulevard

	
FL 1037

	
Raleigh

	
NC

	
27616

	
         3,540

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
484

	
The Oaks Mall

	
6357 West Newberry Road

	
D-12

	
Gainesville

	
FL

	
32605

	
         3,349

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
485

	
Collin Creek

	
811 North Central Expressway

	
1370

	
Plano

	
TX

	
75075

	
          3,531

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
486

	
Colonial Mall Auburn

	
1627-44 Opelika Road

	
44

	
Auburn

	
AL

	
36830

	
         3,542

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
487

	
Carolina Place

	
11025 Carolina Place Parkway

	
A-25

	
Charlotte

	
NC

	
28134

	
         2,997

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
488

	
Parks at Arlington

	
3811 South Cooper Street

	
2420

	
Arlington

	
TX

	
76015

	
         3,330

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
489

	
Town Square Mall

	
5000 Frederica Street

	
E6

	
Owensboro

	
KY

	
42301

	
         3,674

	
Aronov Realty Management

	
3500 Eastern Blvd.

	  	
Montgomery

	
AL

	
36116-1781

	
490

	
Prime Retail Grove City

	
1911 Leesburg Grove City Rd

	
1045

	
Grove City

	
PA

	
16127

	
         4,749

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
491

	
Prime Retail Hagerstown

	
495 Prime Outlets Boulevard

	
520

	
Hagerstown

	
MD

	
21740

	
         5,063

	
Simon Property Group

	
225 West Washington Street

	
Indianapolis

	
IN

	
46204

	
492

	
Prime Outlets at San Marcos

	
3939 IH  35 South

	
401 & 402

	
San Marcos

	
TX

	
78666

	
         5,764

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
493

	
Rehoboth Beach Outlet

	
4565 Highway One

	
321

	
Rehoboth

	
DE

	
19971

	
         5,000

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
494

	
Valley Mall

	
1925 East Market Street

	
412

	
Harrisonburg

	
VA

	
22801

	
         3,200

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
506

	
Shenango Valley Mall

	
3333 East State Street

	
834

	
Hermitage

	
PA

	
16148

	
         3,600

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
507

	
Greenwood Mall

	
2625 Scottsville Road

	
118

	
Bowling Green

	
KY

	
42104

	
         3,584

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
508

	
Myrtle Beach Factory Stores

	
4625 Factory Stores Boulevard

	
H100

	
Myrtle Beach

	
SC

	
29579

	
         5,040

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
509

	
Prime Outlets at Pleasant Prairie

	
11211 120th Avenue

	
C050

	
Kenosha

	
WI

	
53158

	
         3,600

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
510

	
Prime Outlets at Jeffersonville

	
8755 Factory Shop Boulevard

	
755

	
Jeffersonville

	
OH

	
43128

	
          5,016

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
511

	
Prime Outlets at Birch Run

	
12140 South Beyer Road

	
H010

	
Birch Run

	
MI

	
48415

	
         6,000

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
512

	
Fashion Outlets of Niagara Falls

	
1672 Military Road

	
21

	
Niagara Falls

	
NY

	
14304

	
         5,993

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
515

	
Waterloo Premium Outlets

	
655 Route 318

	
B083

	
Waterloo

	
NY

	
13165

	
         6,000

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
516

	
Huntley Outlet Center

	
11800 Factory Shops Blvd

	
380

	
Huntley

	
IL

	
60142

	
          5,105

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
517

	
New River Valley

	
716 New River Road

	
716

	
Christiansburg

	
VA

	
24073

	
         3,542

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
518

	
Crossroads Mall

	
6650 South Westnedge

	
120

	
Portage

	
MI

	
49024

	
          3,271

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
519

	
Wyoming Valley Mall

	
346 Wyoming Valley Mall

	
346

	
Wilkes-Barre

	
PA

	
18702

	
         3,385

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
520

	
Virginia Center Commons

	
10101 Brook Road

	
324

	
Glen Allen

	
VA

	
23059

	
         2,809

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
521

	
Geneva Commons

	
502 Commons Drive

	
2200

	
Geneva

	
IL

	
60134

	
         3,600

	
Jeffery R. Anderson Realty

	
Rookwood Tower

	
3805 Edwards Rd Suite 700

	
Cincinnati

	
OH

	
45209-1955

	
522

	
Southridge Mall

	
5300 South 76th Street

	
1300

	
Greendale

	
WI

	
53129

	
         4,500

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
523

	
Tulsa Promenade

	
4107 South Yale Avenue

	
221

	
Tulsa

	
OK

	
74135

	
         3,682

	
Coyote Management LP

	
16475 Dallas Parkway

	
Suite 250

	
Addison

	
TX

	
75001

 

 

 

  

  

  

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
524

	
Esplanade

	
1401 West Esplande Avenue

	
220

	
Kenner

	
LA

	
70065

	
         3,274

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
525

	
Kirkwood Mall

	
877 Kirkwood Mall

	
440

	
Bismarck

	
ND

	
58504

	
         4,284

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
526

	
Grapevine Mills

	
3000 Grapevine Mills Parkway

	
513

	
Grapevine

	
TX

	
76051

	
          5,413

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
527

	
Golden East Crossings

	
1100 North Wesleyan Blvd

	
1112

	
Rocky Mount

	
NC

	
27804

	
         2,606

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
528

	
Sarasota Square

	
8201 South Tamiami Trail

	
A2

	
Sarasota

	
FL

	
34238

	
         3,200

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
529

	
Green Tree Mall

	
757 East Highway 131

	
526

	
Clarksville

	
IN

	
47129

	
         3,000

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
530

	
Columbia Mall

	
2300 Bernadette Drive

	
318

	
Columbia

	
MO

	
65203

	
         3,003

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
531

	
Quintard Mall

	
700 Quintard Drive

	
73

	
Oxford

	
AL

	
36203

	
          3,515

	
Grimmer Realty Company

	
200 Green Springs Highway

	
Green Springs Shopping Cntr

	
Birmingham

	
AL

	
35209-4906

	
532

	
Huntington Mall

	
Route 60 and Mall Road

	
760

	
Barboursville

	
WV

	
25504

	
         3,567

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
533

	
North Town Mall

	
4750 North Division Street

	
2216

	
Spokane

	
WA

	
99207

	
         3,067

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
534

	
Southwest Plaza

	
8501 West Bowles Avenue

	
2B-525

	
Littleton

	
CO

	
80123

	
         3,828

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
535

	
Bellis Fair Mall

	
1 Bellis Fair Parkway

	
604

	
Bellingham

	
WA

	
98226

	
         3,426

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
536

	
Patrick Henry

	
12300 Jefferson Avenue

	
413

	
Newport News

	
VA

	
23602

	
         3,434

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
537

	
The Citadel

	
750 Citadel Drive

	
2382

	
Colorado Springs

	
CO

	
80909

	
         3,848

	
Urban Retail Properties LLC

	
1468 West 9th Street

	
Suite 500

	
Cleveland

	
OH

	
444113

	
538

	
Northeast Mall

	
1001 Melbourne Street

	
D-188

	
Hurst

	
TX

	
76053

	
          3,199

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
539

	
Alderwood Mall

	
3000 184th Street Southwest

	
230

	
Lynnwood

	
WA

	
98037

	
          3,132

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
540

	
Kitsap Mall

	
10315 Silverdale Way Northwest

	
A08

	
Silverdale

	
WA

	
98383

	
         3,500

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
541

	
South Hill Mall

	
3500 South Meridian

	
944

	
Puyallup

	
WA

	
98373

	
         3,382

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
542

	
The Shoppes at Arbor Lakes

	
12449 Elm Creek Boulevard

	
A-14

	
Maple Grove

	
MN

	
55369

	
         3,600

	
PRISA Arbor Lakes, LLC

	
Two Prudential Plaza

	
180 North Stetson Avenue Suite 3275

	
Chicago

	
IL

	
60601

	
543

	
Vancouver Mall

	
8700 NE Vancouver Mall Drive

	
246

	
Vancouver

	
WA

	
98662

	
          3,210

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
544

	
Bay Park Square

	
303 Bay Park Square

	
985

	
Green Bay

	
WI

	
54304

	
         3,527

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
545

	
Country Side Mall

	
27001 US Highway 19

	
1059

	
Clearwater

	
FL

	
33761

	
         3,349

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
546

	
Fox River Mall and Plaza

	
4301 West Wisconsin Avenue

	
104

	
Appleton

	
WI

	
54913

	
         4,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
547

	
Columbia Mall

	
2800 Columbia Road

	
320 & 325

	
Grand Forks

	
ND

	
58201

	
         3,309

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
548

	
Lima Mall

	
2400 Elida Road

	
542

	
Lima

	
OH

	
45805

	
         4,507

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
549

	
Valley View

	
3800 State Road 16

	
162

	
LaCrosse

	
WI

	
54601

	
         3,339

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
550

	
Post Oak Mall

	
1500 Harvey Road

	
4006

	
College Station

	
TX

	
77840

	
         3,785

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
551

	
Midland Mall

	
6800 Eastman Avenue

	
234

	
Midland

	
MI

	
48642

	
         3,800

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
552

	
Moorestown Mall

	
400 Route 38

	
1365

	
Moorestown

	
NJ

	
08057

	
         3,000

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
553

	
Carolina Mall

	
1480 Concord Parkway North

	
265

	
Concord

	
NC

	
28025

	
          3,418

	
Hull Storey Retail Group

	
3632 Wheeler Road

	  	
Agusta

	
GA

	
30909

	
554

	
Valley West Mall

	
1551 Valley West Drive

	
182

	
West Des Moines

	
IA

	
50266

	
         3,880

	
Watson Centers

	
3100 West Lake Street

	
Suite 420

	
Minneapolis

	
MN

	
55416-4599

	
555

	
Cordova Mall

	
5100 North Nine Avenue

	
B217

	
Pensacola

	
FL

	
32504

	
         3,999

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
556

	
Mall of the Bluffs

	
1751 Madison Avenue

	
406

	
Council Bluffs

	
IA

	
51503

	
          3,521

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
557

	
Quail Springs

	
2501 West Memorial Road

	
252

	
Oklahoma City

	
OK

	
73134

	
         3,333

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
558

	
Towne West Square

	
4600 West Kellogg

	
K02A

	
Wichita

	
KS

	
67209

	
          3,180

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
559

	
Eastdale Mall

	
1045 Eastdale Mall

	
B5

	
Montgomery

	
AL

	
36117

	
         3,395

	
Aronov Realty Management

	
3500 Eastern Blvd.

	  	
Montgomery

	
AL

	
36116-1781

	
560

	
North Point Mall

	
2132 North Point Circle

	
2122

	
Alpharetta

	
GA

	
30022

	
         3,596

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
561

	
Altamonte Mall

	
451 East Altamonte Drive

	
1245

	
Altamonte Springs

	
FL

	
32701

	
         3,539

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
562

	
Foothills Mall

	
215 East Foothills Parkway

	
E-9

	
Ft. Collins

	
CO

	
80525

	
          3,180

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
563

	
Vista Ridge

	
2401 South Stemmons Freeway

	
1366

	
Lewisville

	
TX

	
75067

	
         2,762

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
564

	
Ridgedale Center

	
12353 Wayzata Boulevard

	
1390

	
Minnetonka

	
MN

	
55305

	
          3,481

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
565

	
North Star

	
7400 San Pedro Avenue

	
100

	
San Antonio

	
TX

	
78216

	
         4,620

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
566

	
Memorial City Mall

	
303 Memorial City Mall

	
201

	
Houston

	
TX

	
77027

	
         3,458

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
567

	
Empire Mall

	
1230 Empire Mall

	
314

	
Sioux Falls

	
SD

	
57106

	
         3,409

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
568

	
Southern Hills

	
4400 Sergeant Road

	
312

	
Sioux City

	
IA

	
51106

	
          3,561

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
569

	
Oglethorpe Mall

	
7804 Abercorn Street

	
32

	
Savannah

	
GA

	
31406

	
         3,580

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
570

	
Southlake Mall

	
1206 Southlake Mall

	
1206

	
Morrow

	
GA

	
30260

	
           4,121

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
571

	
Mill Creek Mall

	
250 Millcreek Mall

	
250

	
Erie

	
PA

	
16565

	
         3,684

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
572

	
Vintage Faire Mall

	
3401 Dale Road

	
Q06

	
Modesto

	
CA

	
95356

	
         3,776

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
573

	
Wiregrass Commons

	
900 Commons Drive

	
95

	
Dothan

	
AL

	
36303

	
         3,407

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
574

	
Westgate Mall

	
205 West Blackstock Road

	
370

	
Spartanburg

	
SC

	
29301

	
           4,191

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
575

	
Deerbrook Mall

	
20131 Highway 59 North

	
1090

	
Humble

	
TX

	
77338

	
         3,090

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
576

	
Colonial Mall Valdosta

	
1700 Norman Drive

	
1034

	
Valdosta

	
GA

	
31601

	
         3,379

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
577

	
Parkway Place

	
2801 South Memorial Parkway

	
242

	
Huntsville

	
AL

	
35801

	
         3,065

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
578

	
Francis Scott Key

	
5500 Buckyestown Pike

	
660

	
Frederick

	
MD

	
21703

	
          4,081

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
579

	
Tanger Outlet Sevierville

	
1645 Parkway Suite

	
1370

	
Sevierville

	
TN

	
37862

	
         3,550

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
580

	
Prime Outlets at Ellenton

	
5109 Factory Shops Boulevard

	
905

	
Ellenton

	
FL

	
34222

	
           4,118

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
581

	
Prime Outlets at Gaffney

	
235 Factory Shops Boulevard

	
235

	
Gaffney

	
SC

	
29341

	
          3,514

	
Simon Property Group

	
225 West Washington Street

	
Indianapolis

	
IN

	
46204

	
582

	
Tanger Outlet Center Foley

	
2601 South Mckenzie

	
L-23

	
Foley

	
AL

	
36535

	
          5,134

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
583

	
Gettysburg Village Factory Stores

	
1863 Gettysburg Village Drive

	
420

	
Gettysburg

	
PA

	
17325

	
         3,480

	
Delancey Realty Services

	
718 Arch Street

	
Suite 400

	
Philadelphia

	
PA

	
19106

	
584

	
Woodland Hills Mall

	
7021 South Memorial Drive

	
244

	
Tulsa

	
OK

	
74133

	
          3,531

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

 

 

 

  

  

  

 

	Location	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
585

	
Valley River Mall

	
265 Valley River Center

	
B-8

	
Eugene

	
OR

	
97401

	
         3,500

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
586

	
Dakota Square

	
2400 Ten Street

	
210

	
Minot

	
ND

	
58701

	
         3,393

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
587

	
South Plains Mall

	
6002 Slide Road

	
B9

	
Lubbock

	
TX

	
79414

	
         3,590

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
588

	
Rivercenter Mall

	
849 East Commerce Street

	
491

	
San Antonio

	
TX

	
78205

	
         3,536

	
L & B Group

	
c/o Institutional Property Managers

	
8750 North Central Expressway Suite 800

	
Dallas

	
TX

	
75231-6437

	
589

	
Lakeline Mall

	
11200 Lakeline Mall Drive

	
N10

	
Cedar Park

	
TX

	
78613

	
         2,986

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
590

	
Tuttle Crossing

	
5043 Tuttle Crossing Blvd

	
139

	
Dublin

	
OH

	
43016

	
          3,013

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
591

	
Lakeforest Mall

	
701 Russell Avenue

	
E-115

	
Gaithersburg

	
MD

	
20877

	
          3,144

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
592

	
Clackamas Town Center

	
12000 South East 82nd Ave

	
B209

	
Portland

	
OR

	
97266

	
         3,390

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
593

	
Fort Henry Mall

	
2101 Fort Henry Drive

	
E-39

	
Kingsport

	
TN

	
37664

	
         2,880

	
Boardwalk Management Company, Inc.

	
Fort Henry Mall

	  	
Kingsport

	
TN

	  
	
594

	
Regency Square Mall

	
301 Cox Creek Parkway

	
1308

	
Florence

	
AL

	
35630

	
         3,500

	
Hull Storey Retail Group

	
3632 Wheeler Road

	  	
Agusta

	
GA

	
30909

	
595

	
Eastridge Mall

	
246 North New Hope Road

	
125

	
Gastonia

	
NC

	
28054

	
         2,870

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
596

	
Acadiana Mall

	
5725 Johnston Street

	
E-209

	
Lafayette

	
LA

	
70503

	
         2,983

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
597

	
Spotsylvania Mall

	
305 Spotsylvania Mall

	
305

	
Fredericksburg

	
VA

	
22407

	
         3,525

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
598

	
Rushmore Mall

	
2200 North Maple

	
218

	
Rapid City

	
SD

	
57701

	
         3,393

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
599

	
Tanger Outlet Branson

	
300 Tanger Blvd

	
408

	
Branson

	
MO

	
65616

	
         3,345

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
600

	
Castle Rock

	
5050 Factory Shops Blvd

	
370

	
Denver

	
CO

	
80108

	
          4,718

	
Craig Realty Group

	
Attn: Manager Lease Admin.

	
1500 Quail St. Suite 100

	
Newport Beach

	
CA

	
92660

	
601

	
Silver Sands Factory Outlets

	
10676 Emerald Coast Pky

	
127-128

	
Destin

	
FL

	
32541

	
         3,852

	
Howard Group

	
185 Grand Blvd

	
Suite 100

	
Sandestin

	
FL

	
32550

	
602

	
Northpark

	
1200 East County Line Road

	
216

	
Ridgeland

	
MS

	
39157

	
          3,716

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
603

	
Tyrone Square

	
6901 22nd Avenue North

	
672A

	
St. Petersburg

	
FL

	
33710

	
         3,500

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
604

	
West Acres Mall

	
3902 13th Avenue

	
0

	
Fargo

	
ND

	
58103

	
          3,318

	
West Acres Development

	
PO Box 9978

	  	
Fargo

	
ND

	
58106-9978

	
605

	
University Mall

	
2205 University Square Mall

	
0

	
Tampa

	
FL

	
33612

	
         4,026

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
606

	
Oakridge Mall

	
925 Blossom Hill Road

	
1556

	
San Jose

	
CA

	
95123

	
         3,027

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
607

	
Desert Ridge

	
21001 North Tatum Boulevard

	
53

	
Phoenix

	
AZ

	
85050

	
         3,550

	
Vestar Development

	
2425 E. Camelback Road

	
Suite 750

	
Phoenix

	
AZ

	  
	
608

	
Florida Mall

	
8001 S. Orange Blossom Trail

	
854

	
Orlando

	
FL

	
32809

	
         3,077

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
609

	
The Maine Outlet

	
345 US Route 1

	
17

	
Kittery

	
ME

	
03904

	
          3,193

	
Ram Management Company

	
121 Middle Street

	
Suite 200

	
Portland

	
ME

	
04101

	
611

	
Coastal Grand Mall

	
500 Coastal Grand Circle

	
460

	
Myrtle Beach

	
SC

	
29577

	
         3,360

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
612

	
Superstition Springs

	
6555 East Southern Avenue

	
J-14

	
Mesa

	
AZ

	
85206

	
          3,310

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
613

	
Tanger Outlet Center

	
237 Tanger Drive

	
237

	
Williamsburg

	
IA

	
52361

	
         5,000

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
614

	
Wheaton Mall

	
11160 Veirs Mill Road

	
151

	
Silver Spring

	
MD

	
20902

	
         3,650

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
615

	
St. Augustine Premium Outlets

	
2700 State Road 16

	
O102

	
St. Augustine

	
FL

	
32092

	
         3,900

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
616

	
Johnson Creek Outlet Center

	
595 West Linmar Lane

	
B080

	
Johnson Creek

	
WI

	
53038

	
         4,000

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
617

	
Plaza Camino Real

	
2525 El Camino Real

	
120

	
Carlsbad

	
CA

	
92008

	
         3,860

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
618

	
Berkeley Mall

	
621A Berkeley Blvd

	
G-9

	
Goldsboro

	
NC

	
27534

	
         3,783

	
Faison

	
121 West Trade Street

	
27th Floor

	
Charlotte

	
NC

	
28202

	
619

	
Center at Salisbury

	
2300 N. Salisbury Boulevard

	
H121

	
Salisbury

	
MD

	
21801

	
         3,047

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
620

	
Barton Creek

	
2901 Capital of Texas Highway

	
M05

	
Austin

	
TX

	
78746

	
          3,615

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
621

	
Brandon Town Center

	
553 Brandon Town Center Mall

	
553

	
Brandon

	
FL

	
33511

	
          3,081

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
622

	
North County Fair

	
200 East Via Rancho Parkway

	
C417

	
Escondido

	
CA

	
92025

	
           4,117

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
623

	
Jacksonville Mall

	
342 Jacksonville Mall

	
C11

	
Jacksonville

	
NC

	
28546

	
          3,015

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
624

	
Katy Mills

	
5000 Katy Mills Circle

	
720

	
Katy

	
TX

	
77494

	
          3,213

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
625

	
Citrus Park Town Center

	
8081 Citrus Park Town Center

	
8081

	
Tampa

	
FL

	
33625

	
         3,773

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
626

	
Westgate Mall

	
7701 West Interstate 40

	
552

	
Amarillo

	
TX

	
79121

	
         4,404

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
627

	
Mission Valley

	
1640 Camino Del Rio North

	
221

	
San Diego

	
CA

	
92108

	
          3,146

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
628

	
Towson Town Center

	
825 Dulaney Valley Road

	
1125

	
Towson

	
MD

	
21204

	
         3,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
629

	
Parkway Plaza

	
359 Parkway Plaza

	
M-14

	
El Cajon

	
CA

	
92020

	
         3,978

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
630

	
Cortana Mall

	
9327 Cortana Place

	
F-6

	
Baton Rouge

	
LA

	
70815

	
          4,210

	
Mall Prop

	
654 Madison Ave

	  	
New York

	
NY

	
10021

	
631

	
Southland Mall

	
5953 West Park Avenue

	
2027

	
Houma

	
LA

	
70364

	
          3,510

	
Sizeler Properties

	
2542 Williams Blvd

	  	
Kenner

	
LA

	
70062-5596

	
632

	
Bel Mar

	
7251 West Alaska Drive

	
2m-3/r-30

	
Lakewood

	
CO

	
80226

	
         3,532

	
Continuum Property Management Co.

	
355 South Teller Street

	
Suite 230

	
Lakewood

	
CO

	
80226

	
633

	
Chandler Fashion Center

	
3111 West Chandler Boulevard

	
2158

	
Chandler

	
AZ

	
85226

	
         3,072

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
634

	
Panama City Mall

	
2202 Martin Luther King Jr. Blvd

	
2202

	
Panama City

	
FL

	
32405

	
         2,804

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
635

	
Mall at St. Vincent

	
1133 St. Vincent Avenue

	
360

	
Shreveport

	
LA

	
71104

	
         3,279

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
636

	
St. Louis Mills

	
5555 St. Louis Mills Boulevard

	
253

	
Hazelwood

	
MO

	
63042

	
         3,692

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
637

	
Chico Mall

	
1950 East 20th Street

	
307

	
Chico

	
CA

	
95928

	
          3,130

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
638

	
Battlefield Mall

	
2825 South Glenstone

	
T-18

	
Springfield

	
MO

	
65804

	
         4,568

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
639

	
Clifton Park Center

	
22 Clifton Country Road

	
85

	
Clifton Park

	
NY

	
12065

	
         3,400

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
640

	
Cumberland Mall

	
3849 South Delsea Drive

	
B-10

	
Vineland

	
NJ

	
08360

	
         2,994

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
641

	
Chapel Hills Mall

	
1710 Briargate Boulevard

	
137

	
Colorado Springs

	
CO

	
80920

	
         3,547

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
642

	
Paddock Mall

	
3100 College Road

	
248

	
Ocala

	
FL

	
34474

	
         3,680

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
643

	
Richmond Square

	
3801 National Road East

	
531

	
Richmond

	
IN

	
47374

	
         4,337

	
Landau & Heyman

	
120 S Riverside Plaza

	
Ste 1605

	
Chicago

	
IL

	
60606

	
644

	
East Towne Mall

	
21 East Towne Mall

	
518

	
Madison

	
WI

	
53704

	
         3,800

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
645

	
Indiana Mall

	
2334 Oakland Avenue

	
645

	
Indiana

	
PA

	
15701

	
          3,341

	
Zamias

	
300 Market Street

	  	
Johnstown

	
PA

	
15901

	
646

	
Markland Mall

	
1207 South Reed Road

	
H10B

	
Kokomo

	
IN

	
46902

	
         3,480

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
647

	
Colorado Mills

	
14500 Colfax Avenue

	
446

	
Lakewood

	
CO

	
80401

	
         3,467

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
648

	
Salem Center

	
480 Center Street Northeast

	
2219

	
Salem

	
OR

	
97301

	
         3,537

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
649

	
Jordan Creek

	
101 Jordan Creek Parkway

	
2334

	
Des Moines

	
IA

	
50266

	
          3,149

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
650

	
Sooner Fashion Mall

	
3321 West Main Street

	
321

	
Norman

	
OK

	
73072

	
         3,485

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
651

	
Outlet Center at Albertville

	
6415 Labeaux Avenue

	
A20

	
Albertville

	
MN

	
55301

	
         4,500

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
652

	
Arrowhead Towne Centre

	
7700 W. Arrowhead Towne Ctr

	
2112

	
Glendale

	
AZ

	
85308

	
          3,013

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
653

	
Lighthouse Place Premium Outlets

	
815 Lighhouse Place

	
815

	
Michigan City

	
IN

	
46360

	
         4,879

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
654

	
Plaza Bonita

	
3030 Plaza Bonita Road

	
2304

	
National City

	
CA

	
91950

	
         4,064

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
655

	
Colonial Mall Decatur

	
1801 Beltline Road Southwest

	
B-1

	
Decatur

	
AL

	
35601

	
         3,235

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
656

	
Colonial Brookwood Village

	
716 Brookwood Village

	
228

	
Homewood

	
AL

	
35209

	
          3,610

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
657

	
Baybrook Mall

	
1306 Baybrook Mall

	
1300

	
Houston

	
TX

	
77546

	
         3,482

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
658

	
Regency Square

	
1404 Parham Road

	
H208

	
Richmond

	
VA

	
23229

	
         3,059

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
659

	
Algoniquin Commons

	
1904 South Randall Road

	
4190

	
Algonquin

	
IL

	
60102

	
         3,600

	
Jeffery R. Anderson Realty

	
Rookwood Tower

	
3805 Edwards Rd Suite 700

	
Cincinnati

	
OH

	
45209-1955

	
660

	
Spokane Valley Mall

	
14700 East Indiana Avenue

	
1012

	
Spokane

	
WA

	
99216

	
          3,891

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
661

	
Golden Triangle Mall

	
2201 I-35E

	
L09A

	
Denton

	
TX

	
76205

	
          3,561

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
662

	
Central Mall

	
23 Central Mall

	
23

	
Texarkana

	
TX

	
75503

	
          3,199

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
663

	
Williamsburg Premium Outlets

	
5715-E080 Richmond Road

	
E080

	
Williamsburg

	
VA

	
23188

	
          4,100

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
664

	
Adrian Mall

	
1357 South Main Street

	
1220

	
Adrian

	
MI

	
49221

	
         3,434

	
Jones Lang LaSalle Americas, Inc

	
3344 Peachtree Road NE, Suite 1200

	
Atlanta

	
GA

	
30326

	
665

	
Mall at Wellington Green

	
10300 West Forest Hill Blvd

	
142

	
Wellington

	
FL

	
33414

	
         2,866

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
667

	
Mall at Victor Valley

	
14400 Bear Valley Road

	
437

	
Victorville

	
CA

	
92392

	
          3,165

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
669

	
Shoppes at Grand Prairie

	
5201 West War Memorial Drive

	
345

	
Peoria

	
IL

	
61615

	
         3,608

	
Culian Properties

	
211 Fulton Street

	
Suite 700

	
Peoria

	
IL

	
61602

	
670

	
Clay Terrace

	
14511 Clay Terrace

	
B08

	
Carmel

	
IN

	
46032

	
          2,810

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
671

	
Old Hickory

	
2021 North Highland Ave.

	
B4

	
Jackson

	
TN

	
38305

	
         4,040

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
672

	
Zona Rosa

	
7116 Northwest 86 Terrace

	
206

	
Kansas City

	
MO

	
64153

	
         3,600

	
Steiner and Associates, Inc.

	
4016 Townsfair Way

	
Suite 201

	
Columbus

	
OH

	
43219

	
673

	
Valley Plaza

	
2701 Ming Avenue

	
155

	
Bakersfield

	
CA

	
93304

	
         3,570

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
674

	
Chautauqua Mall

	
318 East Fairmount Avenue

	
547A

	
Lakewood

	
NY

	
14750

	
         3,478

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
675

	
Ingram Park Mall

	
6301 Northwest Loop 410

	
L-08

	
San Antonio

	
TX

	
78238

	
         3,480

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
676

	
Richland Mall

	
6001 West Waco Drive

	
39

	
Waco

	
TX

	
76710

	
         3,500

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
677

	
Broadway Mall

	
879 Broadway Mall

	
879

	
Hicksville

	
NY

	
11801

	
           4,011

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
679

	
Melbourne Mall

	
1700 West New Haven Avenue

	
229A

	
Melbourne

	
FL

	
32904

	
         3,000

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
680

	
Greenbrier Mall

	
1401 Greenbrier Parkway

	
2234

	
Chesapeake

	
VA

	
23320

	
          3,501

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
681

	
Dallas Galleria

	
13350 Dallas Parkway

	
3375

	
Dallas

	
TX

	
75240

	
         3,200

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
682

	
Treasure Coast Mall

	
3256 Northwest Federal Hwy

	
3256

	
Jensen Beach

	
FL

	
34957

	
         2,663

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
683

	
Tanger Outlet Center Howell

	
1475 North Burkhart Road

	
D250

	
Howell

	
MI

	
48855

	
         4,500

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
684

	
Coastland Center

	
1912 Tamiami Trail North

	
M-4

	
Naples

	
FL

	
34102

	
         3,644

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
685

	
Edgewater Mall

	
2600 Beach Boulevard

	
32

	
Biloxi

	
MS

	
39531

	
         4,336

	
Jim Wilson

	
2600 EastChase Lane

	
Suite 100

	
Montgomery

	
AL

	
36117-7024

	
686

	
Broadway Square

	
4601 South Broadway

	
B09A

	
Tyler

	
TX

	
75703

	
         3,883

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
687

	
Osage Beach Premium Outlets

	
4540 Highway 54

	
BB9

	
Osage Beach

	
MO

	
65065

	
          4,518

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
688

	
Imperial Valley Mall

	
1468 Dogwood Avenue

	
1468

	
El Centro

	
CA

	
92243

	
         3,940

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
689

	
Mall at Barnes Crossing

	
1001 Barnes Crossing Road

	
220

	
Tupelo

	
MS

	
38804

	
         3,527

	
David Hocker

	
312 Walut Street

	
14th Floor

	
Cincinnati

	
OH

	
45202-4089

	
690

	
Valley Mall

	
17301 Valley Mall Road

	
278

	
Hagerstown

	
MD

	
21740

	
         3,025

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
691

	
Orange Park

	
1910 Wells Road

	
C19

	
Orange Park

	
FL

	
32073

	
          3,127

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
692

	
Sunland Park

	
750 Sunland Park Drive

	
E09

	
El Paso

	
TX

	
79912

	
         3,267

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
693

	
Northwest Arkansas Mall

	
4201 North Shiloh Drive

	
1230

	
Fayetteville

	
AR

	
72703

	
         3,536

	
Urban Retail Properties

	
111 East Wacker Drive

	
Suite 2400

	
Chicago

	
IL

	
60601

	
694

	
Flatiron Crossing

	
1 West Flat Iron Circle

	
1116

	
Broomfield

	
CO

	
80021

	
         3,600

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
695

	
Parkdale Mall

	
6155 Eastex Freeway

	
412

	
Beaumont

	
TX

	
77706

	
         3,004

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
696

	
Charlottesville Fashion Square

	
1558 East Rio Road

	
1410A

	
Charlottesville

	
VA

	
22901

	
          2,816

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
697

	
The Galleria

	
5085 Westheimer Road

	
B3610

	
Houston

	
TX

	
77056

	
         3,297

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
698

	
The Avenues

	
10300 Southside Boulevard

	
1580

	
Jacksonville

	
FL

	
32256

	
         3,842

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
699

	
Sawgrass Mills

	
12801 West Sunrise Boulevard

	
657

	
Sunrise

	
FL

	
33323

	
         3,320

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
700

	
Oak View Mall

	
3001 South 144th Street

	
H-2

	
Omaha

	
NE

	
68144

	
         3,584

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
701

	
First Colony Mall

	
16535 Southwest Freeway

	
260

	
Sugarland

	
TX

	
77479

	
         3,762

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
702

	
Lufkin Mall

	
4600 South Medford Drive

	
1272

	
Lufkin

	
TX

	
75901

	
          3,156

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
703

	
Southdale Center

	
2815 Southdale Center

	
2815

	
Edina

	
MN

	
55435

	
         3,897

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
704

	
Hampshire Mall

	
367 Russell Street

	
0

	
Hadley

	
MA

	
01035

	
         3,250

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
705

	
Coronado Center

	
6600 Menual Northeast

	
B-4

	
Albuquerque

	
NM

	
87110

	
         3,454

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
706

	
Capital Mall

	
625 Black Lake Boulevard

	
G8

	
Olympia

	
WA

	
98502

	
         3,240

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
707

	
College Square

	
2550 East Morris Boulevard

	
52

	
Morristown

	
TN

	
37813

	
         3,500

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
708

	
Boynton Beach Mall

	
801 North Congress Avenue

	
365A

	
Boynton Beach

	
FL

	
33426

	
          3,313

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
710

	
Aviation Mall

	
578 Aviation Road

	
29A

	
Queensbury

	
NY

	
12804

	
         3,400

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
711

	
Paradise Valley

	
4550 E. Cactus Road

	
F-020

	
Phoenix

	
AZ

	
85032

	
         3,500

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

 

 

 

  

  

  

 

 

 

	
Location

	
Name

	
Address

	
Space

	
City

	
ST

	
Zip

	
         SQFT

	
Company

	
Address1

	
Address2

	
City

	
State

	
Zip

Code

	
712

	
Clinton Crossing Premium Outlets

	
20-A Killingworth Turnpike

	
110

	
Clinton

	
CT

	
06413

	
         4,052

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
713

	
Edinburgh Premium Outlets

	
11660 NE Executive Dr.

	
D010

	
Edinburgh

	
IN

	
46124

	
         6,074

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
714

	
St. Louis Galleria

	
1155 Saint Louis Galleria

	
2113

	
Richmond Heights

	
MO

	
63117

	
         3,663

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
715

	
Valencia Town Center

	
24201 W. Valencia Boulevard

	
1249

	
Valencia

	
CA

	
91355

	
         3,289

	
Westfield

	
11601 Wilshire Blvd., 11th Floor

	
Los Angeles

	
CA

	
90025

	
716

	
Frenchtown Square Mall

	
2121 N. Monroe South

	
525

	
Monroe

	
MI

	
48162

	
         2,976

	
Cafaro

	
PO Box 2186

	
2445 Belmont Ave

	
Youngstown

	
OH

	
44504

	
717

	
Ontario Mills

	
One Mills Circle

	
404

	
Ontario

	
CA

	
91764

	
         3,769

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
718

	
Montgomery Mall

	
7101 Democracy Blvd

	
1194

	
Bethesda

	
MD

	
20817

	
         3,500

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
719

	
Chicago Premium Outlets

	
1650 Premium Outlets Boulevard

	
1239

	
Aurora

	
IL

	
60502

	
         4,459

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
720

	
Wrentham Village Premium Outlets

	
One Premium Outlets Blvd

	
335

	
Wrentham

	
MA

	
02093

	
          3,531

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
721

	
Desoto Square

	
303 US Hwy 301 Blvd West

	
421

	
Bradenton

	
FL

	
34205

	
          3,130

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
722

	
The Crossings Premium Outlets

	
1000 Route 611

	
E-02

	
Tannersville

	
PA

	
18372

	
         3,000

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
723

	
Petaluma Village Premium Outlets

	
2200 Petaluma Blvd North

	
435

	
Petaluma

	
CA

	
94952

	
         4,453

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
724

	
Alexandria Mall

	
3437 Masonic Drive

	
1184

	
Alexandria

	
LA

	
71301

	
         3,706

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
726

	
Aurora Premium Outlets

	
549 S. Chillicothe Road

	
170/160

	
Aurora

	
OH

	
44202

	
         4,045

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
727

	
Woodlands Mall

	
1201 Lake Woodlands Drive

	
1014

	
The Woodlands

	
TX

	
77380

	
          3,510

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
728

	
La Plaza

	
2200 S. 10th Street

	
A05

	
McAllen

	
TX

	
78503

	
         3,625

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
729

	
Fair Oaks

	
11743L Fair Oaks Mall

	
J-119

	
Fairfax

	
VA

	
22033

	
         3,695

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
730

	
Chula Vista Center

	
555 Broadway

	
1098

	
Chula Vista

	
CA

	
91910

	
         3,039

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
731

	
Rouge Valley Mall

	
1600 North Riverside Avenue

	
1037

	
Medford

	
OR

	
97501

	
         2,895

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
732

	
Boise Towne Square

	
350 N. Milwaukee

	
2120

	
Boise

	
ID

	
83704

	
         3,557

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
733

	
Lakeside Mall

	
3301 Veterans Memorial Blvd

	
54B

	
Metairie

	
LA

	
70002

	
         3,543

	
Lakeside Mall

	
3301 Veteran's Memorial Blvd.

	
Metairie

	
LA

	
70002

	
734

	
Crabtree Valley

	
4325 Glenwood Avenue

	
1086

	
Raleigh

	
NC

	
27612

	
          3,551

	
Plaza Associates

	
2840 Plaza Place

	
Suite 100

	
Raliegh

	
NC

	
27612

	
735

	
Meadows Mall

	
4300 Meadows Lane

	
2170

	
Las Vegas

	
NV

	
89107

	
         3,690

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
736

	
Galleria at Tyler

	
1299 Galleria at Tyler

	
F210

	
Riverside

	
CA

	
92503

	
         3,398

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
737

	
Sunrise Mall

	
2370 North Exp.

	
1194

	
Brownsville

	
TX

	
78256

	
         3,537

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
738

	
Peachtree Mall

	
3507 Manchester Expwy

	
38

	
Columbus

	
GA

	
31909

	
         3,825

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
739

	
Woodbury Commons

	
255 Red Apple Ct.

	
255

	
Central Valley

	
NY

	
10917

	
          4,214

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
740

	
Atlantic City Center

	
111B North Michigan Avenue

	
150B

	
Atlantic City

	
NJ

	
08401

	
          5,100

	
Cordish Company

	
601 East Pratt St.

	
6th Floor

	
Baltimore

	
MD

	
21202

	
741

	
The Shops at the Las Americas

	
4141 Camino De La Plaza Drive

	
474

	
San Ysidro

	
CA

	
92173

	
         8,683

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
742

	
Woodbury Lakes

	
9140 Hudson Road

	
E-06

	
Woodbury

	
MN

	
55125

	
         3,600

	
Red Development

	
One East Washington

	
Suite 300

	
Phoenix

	
AZ

	
85004

	
743

	
The Gateway

	
86 South Rio Grand

	
2086

	
Salt Lake City

	
UT

	
84102

	
         2,704

	
Inland Southwest Management LLC

	
2901 Butterfield Road

	  	
Oak Brook

	
IL

	
60523

	
744

	
University Mall

	
575 East University Parkway

	
B40

	
Orem

	
UT

	
84097

	
         3,942

	
Woodbury Corporation

	
2733 E. Parley's Way

	
Suite 300

	
Salt Lake City

	
UT

	
84109-1662

	
745

	
Provo Towne Centre

	
1200 Towne Centre Boulevard

	
1140

	
Provo

	
UT

	
84601

	
         3,286

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
746

	
Palm Desert

	
72840 Highway 111

	
W457

	
Palm Desert

	
CA

	
92260

	
         2,939

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
747

	
Camarillo Premium Outlets

	
740 Ventura Blvd

	
500

	
Camarillo

	
CA

	
93010

	
         2,925

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
748

	
Cielo Vista

	
8401 Gateway Blvd.

	
T06

	
El Paso

	
TX

	
79925

	
         3,534

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
749

	
Northlake Mall

	
6801 Northlake Mall Drive

	
181

	
Charlotte

	
NC

	
28216

	
          3,071

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
750

	
Fayette Mall

	
3615 Nicholasville Road

	
G718

	
Lexington

	
KY

	
40503

	
         3,500

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
751

	
Marley Station

	
7900 Governor Ritchie Hwy

	
E217

	
Glen Burnie

	
MD

	
21061

	
         3,500

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
752

	
Shops at Saucon Valley

	
2845 Center Valley Parkway

	
420

	
Bethlehem

	
PA

	
18034

	
         3,450

	
Saucon Valley Venture LLC

	
6410 Poplar Ave.

	
Suite 850

	
Memphis

	
TN

	
38119

	
753

	
Great Mall

	
480 Great Mall Drive

	
480

	
Milpitas

	
CA

	
95035

	
         3,800

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
754

	
Oakland Mall

	
362 W. 14 Mile Road

	
362

	
Troy

	
MI

	
48083

	
         4,000

	
Oakland Mall LLC

	
39577 Woodward Ave.

	
Suite 110

	
Bloomfield Hills

	
MI

	
48304

	
755

	
Albany Mall

	
2601 Dawson Road

	
C10/C11

	
Albany

	
GA

	
31707

	
         3,663

	
Aronov Realty Management

	
3500 Eastern Blvd.

	  	
Montgomery

	
AL

	
36116-1781

	
756

	
Rock Hill Galleria

	
2301 Dave Lyle Blvd

	
825

	
Rock Hill

	
SC

	
29730

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
757

	
Lindale Mall

	
4444 1st Ave. NE

	
110/111

	
Cedar Rapids

	
IA

	
52402

	
         3,668

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
758

	
Citadel Mall

	
2070 Sam Rittenberg Blvd

	
E-712

	
Charleston

	
SC

	
29407

	
         2,960

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
759

	
Westgate Mall

	
200 Westgate Drive

	
E131

	
Brockton

	
MA

	
02301

	
         3,200

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
760

	
Rimrock Mall

	
300 S. 24th Street West

	
D-10

	
Billings

	
MT

	
59102

	
         3,800

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
761

	
Eastridge Mall

	
2200 Eastridge Loop

	
2090

	
San Jose

	
CA

	
95122

	
         3,335

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
762

	
Uniontown Mall

	
1332 Mall Run Road

	
322/330

	
Uniontown

	
PA

	
15401

	
         3,502

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
763

	
Crossroads Mall

	
5475 Robert C. Byrd Drive

	
F10

	
Prosperity

	
WV

	
25909

	
         3,620

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
764

	
Coral Square Mall

	
9501 W. Atlantic Boulevard

	
9501

	
Coral Springs

	
FL

	
33071

	
         3,880

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
765

	
Turtle Creek Mall

	
1000 Turtle Creek Drive

	
370

	
Hattiesburg

	
MS

	
39402

	
         3,430

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
766

	
MacArthur Center

	
300 Monticello Avenue

	
122

	
Norfolk

	
VA

	
23510

	
         3,554

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
767

	
Forest Mall

	
835 W. Johnson Street

	
D01B

	
Fond du Lac

	
WI

	
54935

	
         3,566

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
768

	
Tacoma Mall

	
4502 S. Stelle Street

	
432A

	
Tacoma

	
WA

	
98409

	
          3,591

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
769

	
Finger Lakes Mall

	
1579 Clark Street Road

	
A12/A13

	
Aurelius

	
NY

	
13022

	
          3,591

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
770

	
Firewheel Town Center

	
365 Cedar Sage Drive

	
H05

	
Garland

	
TX

	
75040

	
         3,654

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
771

	
Newgate Mall

	
3651 Wall Avenue

	
1064

	
Ogden

	
UT

	
84405

	
         3,456

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
772

	
The Legends at Village West

	
1837 VillageWEst Parkway

	
B121

	
Kansas City

	
KS

	
66109

	
         3,774

	
Red Development

	
One East Washington

	
Suite 300

	
Phoenix

	
AZ

	
85004

	
773

	
Shoppes at La Cantera

	
15900 La Cantera Parkway

	
1670

	
San Antonio

	
TX

	
78256

	
         3,246

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
774

	
Highland Mall

	
6001 Airport Blvd

	
2050

	
Austin

	
TX

	
78752

	
         3,604

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
775

	
Indian River Mall

	
6200 20th Street

	
686B

	
Vero Beach

	
FL

	
32966

	
          2,912

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
776

	
Northshore Square

	
150 North Shore Blvd.

	
2035

	
Slidell

	
LA

	
70460

	
         3,248

	
Sizeler Properties

	
2542 Williams Blvd

	  	
Kenner

	
LA

	
70062-5596

	
777

	
Northridge Fashion Center

	
9301 Tampa Ave.

	
116

	
Northridge

	
CA

	
91324

	
         3,758

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
778

	
Montclair Plaza

	
2128 Montclair Plaza Lane

	
2128

	
Montclair

	
CA

	
91763

	
         3,500

	
Cushman & Wakefield of California

	
601 S. Figueroa Street

	
47th Floor

	
Los Angeles

	
CA

	
90017-5752

	
779

	
Piedmont Mall

	
325 Piedmont Drive

	
122

	
Danville

	
VA

	
24540

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
780

	
Santa Rosa Plaza

	
1012 Santa Rosa Plaza

	
1012&1014

	
Santa Rosa

	
CA

	
95401

	
          3,201

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
781

	
Irvine Spectrum

	
71 Fortune Drive

	
826

	
Irvine

	
CA

	
92618

	
         3,430

	
Irvine Company

	
The Irvine Co. Retail Properties

	
100 Innovation Drive

	
Irvine

	
CA

	
92617

	
782

	
Layton Hills Mall

	
2008 Layton Hills Mall

	
2008

	
Layton

	
UT

	
84041

	
          3,281

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
783

	
Aurora Mall

	
14200 E Alameda

	
1057

	
Aurora

	
CO

	
80012

	
         3,700

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
784

	
Southhaven Towne Center

	
6524 Towne Center Loop

	
830

	
Southaven

	
MS

	
38671

	
         3,200

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
785

	
Eastern Shore Center

	
30500 State Highway 181

	
106

	
Spanish Fort

	
AL

	
36527

	
         3,503

	
MG Herring Group

	
5710 LBJ Freeway

	
Suite 450

	
Dallas

	
TX

	
75240

	
786

	
Mt. Berry Square

	
32 Mt. Berry Square NE

	
220

	
Rome

	
GA

	
30165

	
         3,205

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
787

	
Dolphin Mall

	
11401 North West 12th Street

	
274

	
Miami

	
FL

	
33172

	
         4,689

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
788

	
Santa Anita Fashion Place

	
400 South Baldwin Suite #419-U

	
H11

	
Arcadia

	
CA

	
91007

	
         3,335

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
789

	
Fresno Fashion Fair

	
693 East Shaw Ave

	
G9

	
Fresno

	
CA

	
93710

	
         3,794

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
790

	
Settlers Green

	
2 Common Court

	
D54

	
North Conway

	
NH

	
03860

	
           4,171

	
OVP Management

	
13 Settlers Green

	  	
North Conway

	
NH

	
03860

	
791

	
Northridge Mall

	
674 Northridge Mall

	
F6

	
Salinas

	
CA

	
93906

	
         3,840

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
792

	
New Park Mall

	
1047 Newpark Mall

	
1047

	
Newark

	
CA

	
94560

	
          3,012

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
793

	
Las Vegas Fashion Outlets

	
32100 Las Vegas Blvd.

	
100

	
Primm

	
NV

	
89019

	
         4,200

	
Talisman Company

	
1500 San Remo Ave.

	
Suite 135

	
Coral Gables

	
FL

	
33146

	
794

	
Seattle Premium Outlets

	
10600 Quil Ceda Blvd.

	
654

	
Tulalip

	
WA

	
98271

	
         2,932

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
795

	
Solano Mall

	
1350 Travis Blvd

	
L9

	
Fairfield

	
CA

	
94533

	
         3,090

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
796

	
Weberstown Mall

	
4950 Pacific Ave.

	
429

	
Stockton

	
CA

	
95207

	
         3,500

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
797

	
Walnut Square Mall

	
2150 East Walnut Ave.

	
55

	
Dalton

	
GA

	
30721

	
          2,901

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
798

	
Longview Mall

	
3500 McCann Road

	
H05A

	
Longview

	
TX

	
75605

	
         3,997

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
799

	
Foothills Mall

	
153 Foothills Mall

	
53

	
Maryville

	
TN

	
37801

	
         3,600

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
800

	
North Georgia Premium

	
800 Hwy 400 South

	
215

	
Dawsonville

	
GA

	
30534

	
          4,014

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
801

	
Central Mall

	
200 C Avenue

	
31

	
Lawton

	
OK

	
73501

	
          3,174

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
802

	
Galleria at Pittsburgh Mills

	
373 Pittsburgh Mills Circle

	
373

	
Frazer

	
PA

	
15084

	
         3,300

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
803

	
Prien Lake Mall

	
616 West Prien Lake Road

	
B04B

	
Lake Charles

	
LA

	
70601

	
         3,760

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
804

	
Metropolis Mall

	
2498 Futura Park Way

	
210

	
Plainfield

	
IN

	
46168

	
         3,300

	
North Shore Properties

	
c/o Premier Property USA LLC

	
5252 E. 82nd St. Suite 300

	
Indianapolis

	
IN

	
46250

	
805

	
Volusia Mall

	
1700 West Int Speedway Blvd

	
128

	
Daytona Beach

	
FL

	
32114

	
         2,945

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
806

	
Main Place

	
2800 N. Main Street

	
656

	
Santa Ana

	
CA

	
92705

	
          3,100

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
807

	
Rolling Oaks Mall

	
6909 North Loop 1604

	
J10A

	
San Antonio

	
TX

	
78247

	
         2,979

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
809

	
Bradley Square

	
200 Paul Huff Parkway

	
608

	
Cleveland

	
TN

	
37312

	
         3,482

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
810

	
Gurnee Mills

	
6170 West Grand Ave.

	
515

	
Gurnee

	
IL

	
60031

	
          3,818

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
811

	
Tucson Mall

	
4500 North Oracle Road

	
291/292/293

	
Tucson

	
AZ

	
85705

	
          3,198

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
812

	
Lakewood Center

	
372 Lakewood Center

	
372

	
Lakewood

	
CA

	
90712

	
         3,500

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
813

	
South Towne Center

	
10450 South State Street

	
1250

	
Salt Lake City

	
UT

	
84070

	
         3,000

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
814

	
Streets at Southpoint

	
6910 Fayetteville Road

	
2150

	
Durham

	
NC

	
27713

	
         3,845

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
815

	
Auburn Mall

	
385 South Bridge Street

	
S180

	
Auburn

	
MA

	
01501

	
          3,510

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
816

	
Tanger Outlet Park City

	
6699 North Landmark Drive

	
K110

	
Park City

	
UT

	
84098

	
         4,500

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
817

	
Horizon Outlet Center

	
1701 Retherford Street

	
E005

	
Tulare

	
CA

	
93274

	
         4,000

	
Horizon Group Properties Inc

	
PO Box 0510

	  	
Muskeegon

	
MI

	
49443-0510

	
818

	
Glendale Galleria

	
2187 Glendale Galleria

	
2187

	
Glendale

	
CA

	
91210

	
         2,864

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
819

	
Port Charlotte Town Center

	
1441 Tamiami Trail

	
141

	
Port Charlotte

	
FL

	
33948

	
         3,457

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
820

	
Hot Springs Mall

	
4501 Central Ave.

	
B7

	
Hot Springs

	
AR

	
71913

	
         3,849

	
Aronov Realty Management

	
3500 Eastern Blvd.

	  	
Montgomery

	
AL

	
36116-1781

	
821

	
The Summit Sierra

	
13987 South Virginia Street

	
708

	
Reno

	
NV

	
89511

	
         3,500

	
Bayer Properties Inc.

	
2222 Arlington Ave

	  	
Birmingham

	
AL

	
35205

	
822

	
Regency Square

	
9501 Arlington Expressway

	
150

	
Jacksonville

	
FL

	
32225

	
         2,863

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
823

	
Stonebriar Mall

	
2601 Preston Road

	
2154

	
Frisco

	
TX

	
75034

	
         3,242

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
824

	
Locust Grove

	
1000 Tanger Drive

	
412

	
Locust Grove

	
GA

	
30248

	
         5,300

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
825

	
Northpark

	
8687 North Central Expressway

	
2264

	
Dallas

	
TX

	
75225

	
         3,500

	
Nasher

	
8080 N. Central Expressway

	
Suite 1100

	
Dallas

	
TX

	
75206-1807

	
826

	
Horton Plaza

	
59 Horton Plaza

	
49

	
San Diego

	
CA

	
92101

	
         4,000

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
827

	
Pierre Bossier

	
2950 East Texas Street

	
87

	
Bossier

	
LA

	
71111

	
          3,412

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
828

	
Mall at Turtle Creek

	
3000 East Highland Drive

	
405

	
Jonesboro

	
AR

	
72401

	
         3,500

	
David Hocker

	
312 Walut Street

	
14th Floor

	
Cincinnati

	
OH

	
45202-4089

	
829

	
Lincoln City

	
1500 SE East Devils Lake Rd

	
405

	
Lincoln City

	
OR

	
97367

	
         4,297

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
830

	
Branson Landing

	
409 Branson Landing

	
409

	
Branson

	
MO

	
65616

	
         3,332

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
831

	
Briarwood Mall

	
266 Briarwood Circle

	
G105

	
Ann Arbor

	
MI

	
48108

	
         4,344

	
Mills Corporation

	
5425 Wisconsin Ave.

	
Suite 500

	
Chevy Chase

	
MD

	
20815

	
832

	
Shops at Sunset Place

	
5701 Sunset Drive

	
B01A

	
Miami

	
FL

	
33143

	
           3,116

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
833

	
Columbiana

	
100 Columbiana Circle

	
1460

	
Columbia

	
SC

	
29212

	
         3,925

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
834

	
Westminster Mall

	
2044A Westminster Mall

	
2044A

	
Westminster

	
CA

	
92683

	
         4,585

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
835

	
West Oaks Mall

	
9401 West Colonial Drive

	
338

	
Ocoee

	
FL

	
34761

	
         3,504

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

 

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
836

	
Victoria Mall

	
7800 North Navarro

	
207

	
Victoria

	
TX

	
77904

	
         3,484

	
Hull Storey Retail Group

	
3632 Wheeler Road

	  	
Agusta

	
GA

	
30909

	
837

	
Merced Mall

	
280 Merced Mall

	
280

	
Merced

	
CA

	
95348

	
         3,446

	
Codding Enterprises

	
PO Box 6655

	  	
Santa Rosa

	
CA

	
95406-0655

	
838

	
Woodburn Company Store

	
1001 Arney Road

	
606

	
Woodburn

	
OR

	
97071

	
         4,668

	
Craig Realty Group

	
Attn: Manager Lease Admin.

	
1500 Quail St. Suite 100

	
Newport Beach

	
CA

	
92660

	
839

	
Bonita Lakes

	
1050 Bonita Lake Circle

	
50

	
Meridian

	
MS

	
39301

	
         2,977

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
840

	
The Avenue Carriage Crossing

	
4650 Merchants Park Circle

	
808

	
Memphis

	
TN

	
38017

	
         3,499

	
Wilson

	
Carriage Ave. LLC

	
2500 Ridge Parkway STE 1600

	
Atlanta

	
GA

	
30334

	
841

	
Killeen Mall

	
2100 South W.S. Young Drive

	
1412

	
Killeen

	
TX

	
76543

	
         3,089

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
842

	
Town East

	
1238 Town East Mall

	
1238

	
Mesquite

	
TX

	
75150

	
         2,963

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
843

	
Willowbend

	
6121 West Park Blvd

	
C118

	
Plano

	
TX

	
75093

	
          3,416

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
844

	
Coloinal Mall Glynn Place

	
100 Mall Blvd

	
0

	
Brunswick

	
GA

	
31525

	
         3,200

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
845

	
Oakbrook Center

	
532 Oakbrook Center

	
532

	
Oakbrook

	
IL

	
60523

	
         2,990

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
846

	
Visalia Mall

	
2221 South Mooney Blvd

	
1815

	
Visalia

	
CA

	
93277

	
         4,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
847

	
Gonzales Outlet Center

	
2400 Tanger Blvd

	
158

	
Gonzales

	
LA

	
70737

	
         4,000

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
848

	
Rosedale Shopping Center

	
2000 Rosedale Center

	
840

	
Minneapolis

	
MN

	
55113

	
         3,390

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
849

	
Magic Valley Mall

	
1485 Poleline Road East

	
263

	
Twin Falls

	
ID

	
83301

	
          3,412

	
Woodbury Corporation

	
2733 E. Parley's Way

	
Suite 300

	
Salt Lake City

	
UT

	
84109-1662

	
850

	
Galleria at Sunset

	
1300 West Sunset Road

	
2725

	
Henderson

	
NV

	
89014

	
         3,593

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
851

	
Fair Oaks

	
2120 25th Street

	
G102

	
Columbus

	
IN

	
47201

	
         2,854

	
Veritas Realty

	
930 E. 66th Street

	  	
Indianpolis

	
IN

	
46220

	
852

	
Grand Teton Mall

	
2300 East 17th Street

	
1229

	
Idaho Falls

	
ID

	
83404

	
         4,000

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
853

	
Mesilla Valley Mall

	
700 South Telshor

	
1502

	
Las Cruces

	
NM

	
88011

	
         3,968

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
854

	
Irving Mall

	
3732 Irving Mall Dr.

	
E07

	
Irving

	
TX

	
75062

	
         3,974

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
855

	
Capitola Mall

	
1855 41st Street

	
G01

	
Capitola

	
CA

	
95010

	
          3,415

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
856

	
Jordan Landing Strip

	
7138 South Plaza Center Drive

	
Suite A

	
West Jordan

	
UT

	
84084

	
         3,798

	
Foursquare Properties

	
5850 Avenida Encinas

	
Suite A

	
Carlsbad

	
CA

	
92008

	
857

	
Red Cliffs Mall

	
1770 E. Red Cliffs Drive

	
1113

	
St. George

	
UT

	
84790

	
         3,802

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
858

	
Bayshore

	
5789 North Bayshore Drive

	
L109

	
Milwaukee

	
WI

	
53217

	
          3,510

	
Steiner and Associates, Inc.

	
4016 Townsfair Way

	
Suite 201

	
Columbus

	
OH

	
43219

	
859

	
Commerce II

	
800 Steven B. Tanger Blvd

	
111

	
Commerce

	
GA

	
30529

	
         4,000

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
860

	
Fashion Place

	
6191 South State Street

	
331

	
Murray

	
UT

	
84107

	
          3,671

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
861

	
West Oaks Mall

	
1000 West Oaks Mall

	
321

	
Houston

	
TX

	
77082

	
         3,652

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
862

	
Waterford Lakes Town Center

	
653 North Alafaya Trail

	
P11

	
Orlando

	
FL

	
32828

	
          3,127

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
863

	
Brea Mall

	
2065 Brea Mall

	
2065

	
Brea

	
CA

	
92821

	
         3,365

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
864

	
Lloyd Center

	
1225 Lloyd Center

	
1225

	
Portland

	
OR

	
97232

	
         4,060

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
865

	
Columbia Center

	
1321 North Columbia Ctr Blvd

	
441

	
Kennewick

	
WA

	
99336

	
          3,361

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
866

	
Willowbrook Mall

	
1028 Willowbrook Mall

	
1028

	
Houston

	
TX

	
77070

	
         3,246

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
867

	
Oak Park Mall

	
11401 West 95th Street

	
43

	
Overland Park

	
KS

	
66214

	
          3,316

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
868

	
Merritt Square

	
777 East Merritt Island Cswy

	
F19 / 19A

	
Merritt Island

	
FL

	
32952

	
         3,650

	
Thor Merritt Square

	
139 Fifth Ave

	  	
New York

	
NY

	
10010

	
869

	
Mall at Stonecrest

	
2929 Turner Hill Road

	
1680

	
Atlanta

	
GA

	
30038

	
         3,200

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
870

	
Outlets at Hershey

	
124 Outlet Square

	
83-85

	
Hershey

	
PA

	
17033

	
         4,000

	
FSH Associates

	
120 North Pointe Blvd

	
Suite 301

	
Lancaster

	
PA

	
17601

	
871

	
Shops at Montage

	
2531 Shoppes Blvd

	
2531

	
Moosic

	
PA

	
18507

	
         3,500

	
Jeffery R. Anderson Realty

	
Rookwood Tower

	
3805 Edwards Rd Suite 700

	
Cincinnati

	
OH

	
45209-1955

	
872

	
Round Rock Premium Outlets

	
4401 North IH 35

	
823

	
Round Rock

	
TX

	
78664

	
         3,800

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
873

	
Coconut Point

	
23141 Fashion Drive

	
L15

	
Bonita Springs

	
FL

	
33928

	
          3,176

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
874

	
Gulfview Square

	
9409 US Highway 19

	
259

	
Port Richey

	
FL

	
34655

	
         3,650

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
875

	
Village at Sandhill

	
486-5 Town Center Place

	
M-105

	
Columbia

	
SC

	
29229

	
         3,804

	
Hill Partners

	
Village at Sandhill, LLC

	
10 Flintlake Rd.

	
Columbia

	
SC

	
29223

	
876

	
Pinnacle Hills Promenade

	
2203 South 45th Street

	
3140

	
Rogers

	
AR

	
72758

	
         3,690

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
877

	
Green Oaks Village

	
9620 Village Place Blvd

	
0

	
Brighton

	
MI

	
48116

	
         3,500

	
Lormax

	
6755 Daly Road

	  	
West Bloomfield

	
MI

	
48322

	
878

	
Shops at Fallen Timber

	
3100 Main Street

	
1335

	
Maumee

	
OH

	
43537

	
         3,545

	
General Growth Properties

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
879

	
Greene Town Center

	
4465 Glengarry Drive

	
C102

	
Dayton

	
OH

	
45430

	
         2,898

	
Steiner and Associates, Inc.

	
4016 Townsfair Way

	
Suite 201

	
Columbus

	
OH

	
43219

	
880

	
Topanga Plaza

	
6600 Topanga Canyon Blvd

	
2004

	
Canoga Park

	
CA

	
91303

	
         3,907

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
881

	
Miromar Outlet

	
10801 Corkscrew Rd Suite 510

	
628

	
Estero

	
FL

	
33928

	
         4,000

	
Mirormar

	
10801 Corkscrew Road

	
Suite 305

	
Estero

	
FL

	
33928

	
882

	
Rio Grand Premium Outlets

	
5001 East Expressway 83

	
605

	
Mercedes

	
TX

	
78570

	
          9,371

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
883

	
Southgate Mall

	
2901 Brooks Street

	
J-3A

	
Missoula

	
MT

	
59801

	
         3,057

	
Southgate Mall Associates

	
C?O Lambros Real Estate

	
3011 American Way

	
Missoula

	
MT

	
59808

	
884

	
International Plaza

	
2223 North West Shore Blvd

	
118

	
Tampa

	
FL

	
33607

	
         4,000

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
885

	
Lake Buena Vista

	
15555 S. Apopka Vineland Rd

	
H-2

	
Orlando

	
FL

	
32821

	
         4,000

	
Lake Buena Vista Joint Venture

	
1725 University Drive

	
Suite 450

	
Coral Springs

	
FL

	
33071

	
886

	
Prime Outlets Gulfport

	
10310 Factory Shops Blvd

	
310

	
Gulfport

	
MS

	
39503

	
         4,847

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
887

	
Prime Outlets Hillsboro

	
104 I-35 NE

	
160-A

	
Hillsboro

	
TX

	
76645

	
          4,014

	
Craig Realty Group - Anthem, LP

	
4100 Macarthur

	
Suite 200

	
Newport Beach

	
CA

	
92660

	
888

	
Mall Del Norte

	
5300 South Dario

	
159

	
Laredo

	
TX

	
78041

	
         3,800

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
889

	
Pinnacle at Tutwiler Farm

	
5048 Pinnacle Square

	
930

	
Trussville

	
AL

	
35173

	
         3,480

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
890

	
Leesburg Premium Outlet

	
241 Fort Evan Rd NE

	
1625

	
Leesburg

	
VA

	
20176

	
         3,467

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
891

	
Prime Outlets Queenstown

	
416 Outlet Center Drive

	
B030/031

	
Queenstown

	
MD

	
21658

	
         4,000

	
Simon Property Group

	
225 West Washington Street

	
Indianapolis

	
IN

	
46204

	
892

	
Arden Fair

	
1689 Arden Way

	
2104

	
Sacramento

	
CA

	
95815

	
         2,867

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
893

	
Southlake TC

	
251 Grand Ave

	
251

	
Southlake

	
TX

	
76092

	
         3,365

	
SLTS Grand Ave, LP

	
1256 Main Street

	
Ste 240

	
Southlake

	
TX

	
76092

	
894

	
Sacramento Gateway

	
3648 North Freeway Blvd

	
V4-E

	
Sacramento

	
CA

	
95815

	
         3,500

	
PRISA Arbor Lakes, LLC

	
Two Prudential Plaza

	
180 North Stetson Avenue Suite 3275

	
Chicago

	
IL

	
60601

	
895

	
Lebanon Premium Outlets

	
315 Outlet Viallage Blvd

	
315

	
Lebanon

	
TN

	
37090

	
         3,759

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
896

	
Tanger Outlet Myrtle Beach

	
10843 Kings Road

	
655

	
Myrtle Beach

	
SC

	
29572

	
         3,490

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

 

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
897

	
Galleria Centerville

	
2922 Watson Blvd

	
250

	
Centerville

	
GA

	
31028

	
         3,056

	
Zamias

	
300 Market Street

	  	
Johnstown

	
PA

	
15901

	
898

	
Oak Hollow

	
921 Eastchester Drive

	
1120/1130

	
High Point

	
NC

	
27262

	
          3,109

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
899

	
Aiken Mall

	
2441 Whiskey Road

	
335

	
Aiken

	
SC

	
29803

	
         2,989

	
Veritas Realty

	
930 E. 66th Street

	  	
Indianpolis

	
IN

	
46220

	
900

	
Town Center at Otay Ranch

	
2015 Birch Road

	
215

	
Chula Vista

	
CA

	
91915

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
901

	
Randolph Mall

	
345 Randolph Mall

	
E8

	
Asheboro

	
NC

	
27203

	
         3,653

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
902

	
Brazos Mall

	
100 Highway 332 West

	
1544

	
Lake Jackson

	
TX

	
77566

	
         3,537

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
903

	
Manassas Mall

	
8300 Sudley Road

	
19

	
Manassas

	
VA

	
20109

	
         3,400

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
904

	
Promenade at Bolingbrook

	
623 East Boughton Road

	
820

	
Bolingbrook

	
IL

	
60440

	
         3,600

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
905

	
The Outlet Shoppes at Oshkosh

	
3001 South Washburn Street

	
C010

	
Oshkosh

	
WI

	
54904

	
         3,500

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
906

	
Supermall

	
1101 Supermall Way

	
211

	
Auburn

	
WA

	
98001

	
         4,633

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
907

	
Tanger Outlets Tilton

	
120 Laconia Road

	
303

	
Tilton

	
NH

	
03276

	
         3,500

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
908

	
Pembroke Lakes Mall

	
11401 Pines Blvd

	
638

	
Pembroke Pines

	
FL

	
33026

	
         4,064

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
909

	
Puente Hills

	
1600 South Azuza Ave.

	
145

	
Industry

	
CA

	
91748

	
          3,419

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
910

	
Cache Valley

	
1300 North Main

	
1136

	
Logan

	
UT

	
84341

	
         3,253

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
911

	
Chesapeake Square

	
Chesapeake Square

	
838

	
Chesapeake

	
VA

	
23321

	
         3,568

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
912

	
Cottonwood Mall

	
10000 Coors Blvd. NW

	
C205B

	
Albuquerque

	
NM

	
87114

	
         3,025

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
913

	
Plaza at West Covina

	
466 Plaza Drive

	
466

	
West Covina

	
CA

	
91790

	
         3,269

	
Westfield

	
11601 Wilshire Blvd, 12th Floor

	
Los Angeles

	
CA

	
90025

	
914

	
Shawnee Mall

	
4901 N. Kickapoo Street

	
1024-B

	
Shawnee

	
OK

	
74804

	
         3,824

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
915

	
Antelope Valley

	
1233 Rancho Vista Blvd

	
133

	
Palmdale

	
CA

	
93551

	
         3,088

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
916

	
Cascade Mall

	
456 Cascade Mall Drive

	
D08

	
Burlington

	
WA

	
98233

	
          3,441

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
917

	
Eagle Ridge

	
430 Eagle Ridge Drive

	
538

	
Lake Wales

	
FL

	
33859

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
918

	
Westside Pavilion

	
10800 West Pico Blvd.

	
349

	
Los Angeles

	
CA

	
90064

	
         3,858

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
919

	
Valley Mall

	
2529 Main Street

	
B-07

	
Yakima

	
WA

	
98903

	
         3,680

	
Valley Mall LLC

	
7455 SW Bridgeport Rd.

	
Suite 205

	
Tigard

	
OR

	
97224

	
920

	
Hickory Point

	
1145 Hickory Point Mall

	
1145

	
Forsyth

	
IL

	
62535

	
         3,500

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
921

	
Prime Outlets Orlando

	
4975 International Drive

	
C309

	
Orlando

	
FL

	
32819

	
         4,494

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
922

	
San Tan Village

	
2200 East Williams Field Road

	
656

	
Gilbert

	
AZ

	
85296

	
         3,593

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
923

	
Shops at Wiregrass

	
28210 Paseo Drive

	
135

	
Wesley Chapel

	
FL

	
33544

	
         3,393

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
924

	
Tanger Outlets Lancaster

	
905 Stanley K Tanger Blvd

	
905

	
Lancaster

	
PA

	
17602

	
          3,910

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
925

	
The Outlet Shoppes at El Paso

	
7051 South Desert Blvd

	
A-167

	
Canutillo

	
TX

	
79935

	
         4,400

	
Horizon Group Properties Inc

	
PO Box 0510

	  	
Muskeegon

	
MI

	
49443-0510

	
926

	
Ave Webb Gin

	
1350 Scenic Highway

	
412

	
Snellville

	
GA

	
30078

	
         3,467

	
Cousins

	
191 Peachtree Street NE

	
Suite 3600

	
Atlanta

	
GA

	
30303-1740

	
927

	
Town Square Las Vegas

	
6611 Las Vegas Blvd South

	
A146

	
Las Vegas

	
NV

	
89119

	
          3,318

	
Turnberry Associates

	
19501 Biscayne Blvd.

	
Suite 400

	
Aventura

	
FL

	
33180

	
929

	
Las Palmas Marketplace

	
11917 Gateway West

	
A-2

	
El Paso

	
TX

	
79936

	
         3,500

	
ADD Holdings

	
5823 N. Mesa

	
Suite 195

	
El Paso

	
TX

	
79912

	
930

	
Mesa Mall

	
2424 US Highways 6 & 50

	
224

	
Grand Junction

	
CO

	
81505

	
         3,652

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
931

	
Tempe Marketplace

	
2000 East Rio Salado Parkway

	
I-2

	
Tempe

	
AZ

	
85281

	
         3,508

	
Vestar Development

	
2425 E. Camelback Road

	
Suite 750

	
Phoenix

	
AZ

	  
	
932

	
Pinnacle at Turkey Creek

	
11311 Parkside Drive

	
1210

	
Knoxville

	
TN

	
37934

	
         3,267

	
Colonial Properties

	
2101 6th Ave N

	
Ste 750

	
Birmingham

	
AL

	
35202

	
933

	
Hamburg Pavilion

	
2312 Sir Barton Way

	
190

	
Lexington

	
KY

	
40509

	
         4,000

	
Thomas

	
Fourth Quarter Properties VII

	
45 Ansley Drive

	
Newnan

	
GA

	
30263

	
934

	
The Loop

	
3220 North John Young Pkwy

	
B-17

	
Kissimmee

	
FL

	
34741

	
         3,353

	
Wilder

	
800 Boylston Street

	
Suite 1300

	
Boston

	
MA

	
02199

	
935

	
Prime Outlets Lee

	
250 Prime Outlets Blvd

	
E250

	
Lee

	
MA

	
01238

	
         4,382

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
936

	
Allen Premium Outlets

	
820 West Stacy Road

	
208

	
Allen

	
TX

	
75013

	
         4,066

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
937

	
The Block at Orange

	
20 City Blvd West

	
121

	
Orange

	
CA

	
92868

	
         3,400

	
Simon Property Group

	
225 W Washington St

	  	
Indianapolis

	
IN

	
46204-3438

	
938

	
Las Vegas Outlet

	
7400 Las Vegas Blvd South

	
15

	
Las Vegas

	
NV

	
89123

	
          4,214

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
940

	
Town Center Plaza

	
5029 West 117th Street

	
3200

	
Leawood

	
KS

	
66211

	
         4,000

	
DDR

	
c/o Developers Diversified Realty

	
3300 Enterprise Pkwy

	
Beachwood

	
OH

	
44122

	
941

	
Gateway Station

	
12900 South Freeway

	
M4

	
Burleson

	
TX

	
76028

	
         3,225

	
Kimco Realty

	
PO Box 5678

	  	
Lutherville

	
MD

	
21094-5678

	
942

	
Pacific View Mall

	
3301 East Main Street

	
2367

	
Ventura

	
CA

	
93003

	
         3,683

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
943

	
Country Club Mall

	
1262 Vocke Road

	
444

	
LaValle

	
MD

	
21502

	
         3,600

	
JJ Gumberg

	
1051 Brinton Road

	
Brinton Executive Center

	
Pittsburgh

	
PA

	
15221

	
944

	
Midland Mall

	
4511 N. Midkiff Drive

	
F05

	
Midland

	
TX

	
79705

	
         5,672

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
945

	
The Shops at Highland Village

	
1700 Cottonwood Creek

	
130

	
Highland Village

	
TX

	
75077

	
          3,212

	
Shops at Highland Village Developers

	
c/o Regency Realty Group

	
121 West Forsyth St. STE 200

	
Jacksonville

	
FL

	
32202

	
946

	
Burr Ridge Town Center

	
535 Willage Center Drive

	
350

	
Burr Ridge

	
IL

	
60527

	
         3,052

	
NorthMarq Real Estate Services LLC

	
701 Village Center Drive

	  	
Burr Ridge

	
IL

	
60527

	
947

	
Cumberland Mall

	
1341 Cumberland SE

	
218

	
Atlanta

	
GA

	
30339

	
          3,591

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
948

	
South Park Mall

	
2310 SW Military Drive

	
202

	
San Antonio

	
TX

	
78224

	
         3,500

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
949

	
Colonie Center

	
131 Colonie Center

	
433

	
Albany

	
NY

	
12205

	
         3,500

	
Feldman

	
2201 E. Cameback Rd.

	
STE 350

	
Phoenix

	
AZ

	
85016

	
950

	
West County Mall

	
33 West County Center

	
1065

	
Des Peres

	
MO

	
63131

	
          4,160

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
951

	
Harrisburg Mall

	
3501 Paxton Street

	
J8A

	
Harrisburg

	
PA

	
17111

	
         4,596

	
Feldman

	
2201 E. Cameback Rd.

	
STE 350

	
Phoenix

	
AZ

	
85016

	
952

	
Short Pump T/C

	
11800 West Broad Street

	
2028

	
Richmond

	
VA

	
23233

	
         2,825

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
953

	
Prime Outlets at Pismo Beach

	
333 Five Cities Drive

	
A017

	
Pismo Beach

	
CA

	
93449

	
         3,500

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
954

	
Meadowood Mall

	
5330 Meadowood Mall

	
D-108

	
Reno

	
NV

	
89502

	
         4,000

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
955

	
Riverdale Village

	
12768 Riverdale Blvd

	
103

	
Coon Rapids

	
MN

	
55448

	
         3,333

	
DDR

	
c/o Developers Diversified Realty

	
3300 Enterprise Pkwy

	
Beachwood

	
OH

	
44122

	
956

	
The Shops at Centerra

	
5971 Sky Pond Drive

	
C-142

	
Loveland

	
CO

	
80538

	
         3,960

	
Poag & McEwen

	
Centerra Lifestyle Center LLC

	
6410 Poplar Ave. Ste 850

	
Memphis

	
TN

	
38119

	
957

	
Village at Stone Oak

	
22602 US 281 North

	
108

	
San Antonio

	
TX

	
78259

	
         3,405

	
DDR

	
c/o Developers Diversified Realty

	
3300 Enterprise Pkwy

	
Beachwood

	
OH

	
44122

	
958

	
Hill Country Galleria

	
12700 Hill Country Blvd

	
S-115

	
Bee Cave

	
TX

	
78738

	
         3,727

	
Reit Management & Research LLC

	
12912 Hill Country Blvd.

	
Suite F-250

	
Bee Cave

	
TX

	
78738

	
959

	
North Hanover Mall

	
1155 Carlisle Street

	
526

	
Hanover

	
PA

	
17331

	
         4,326

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
960

	
The Orchard Town Center

	
14697 Delaware St.

	
300

	
Westminster

	
CO

	
80020

	
         3,427

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
961

	
Sunset Mall

	
4001 Sunset Drive

	
1032

	
San Angelo

	
TX

	
76904

	
         3,587

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
962

	
Warwick Mall

	
400 Bald Hill Road

	
B125

	
Warwick

	
RI

	
02886

	
         5,848

	
Warwick Mall LLC

	
c/o Bliss Properties Inc.

	
PO Box 2513

	
Providence

	
RI

	
02906-0513

	
963

	
Tanger Barstow

	
2796 Tanger Way Suite 345

	
345

	
Barstow

	
CA

	
92311

	
         4,000

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
964

	
Uptown Village at Cedar Hill

	
305 West FM 1382

	
508

	
Cedar Hill

	
TX

	
75104

	
         3,550

	
MG Herring Group

	
5710 LBJ Freeway

	
Suite 450

	
Dallas

	
TX

	
75240

	
965

	
The District

	
11560 S. District Main Dr.

	
0

	
South Jordan

	
UT

	
84047

	
         4,000

	
Boyer Company

	
90 South 400 West

	
Suite 200

	
Salt Lake City

	
UT

	
84101

	
966

	
Shoppes at River Crossing

	
5080 Riverside Drive

	
308

	
Macon

	
GA

	
31210

	
         3,509

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
967

	
Commons at Federal Way

	
1917 S. Commons Way

	
0

	
Federal Way

	
WA

	
98003

	
          3,417

	
Steadfast

	
4343 Von Karman

	
Ste 300

	
Newport Beach

	
CA

	
92660

	
968

	
Promenade at Casa Grande

	
1269 N. Promenade Pkwy

	
101

	
Casa Grande

	
AZ

	
85230

	
         3,500

	
WPP

	
WP Casa Grande Retail LLC

	
C/o WDP Partners 11411 N. Tatum Blvd.

	
Phoenix

	
AZ

	
85028

	
969

	
Avenue Forsyth

	
410 Peachtree Drive

	
4154

	
Cumming

	
GA

	
30041

	
         3,200

	
Cousins

	
191 Peachtree Street NE

	
Suite 3600

	
Atlanta

	
GA

	
30303-1740

	
970

	
La Palmera

	
5488 S. Padre Island Drive

	
1030

	
Corpus Christi

	
TX

	
78411

	
         3,826

	
Padre Staples LLC

	
PS Mall LP d/b/a Padre Staples Mall

	
5488 Padre Island Drive

	
Corpus Christi

	
TX

	
78411

	
971

	
Shadow Lake Towne Center

	
7775 Olson Drive

	
S-115

	
Papillon

	
NE

	
68046

	
         3,553

	
Red Development

	
One East Washington

	
Suite 300

	
Phoenix

	
AZ

	
85004

	
972

	
Pier Park

	
204 Bluefish Drive

	
G130

	
Panama City Beach

	
FL

	
32413

	
         3,599

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
973

	
Hamilton Town Center

	
13976 Town Center Blvd.

	
700

	
Noblesville

	
IN

	
46060

	
         3,500

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
974

	
Gallatin Valley Mall

	
2825 West Main Street

	
4-E1

	
Bozeman

	
MT

	
59718

	
         3,000

	
Gallatin Mall Group LLC

	
PO Box 80510

	  	
Billings

	
MT

	
59108-0510

	
975

	
West Shore Plaza

	
306 Westshore Plaza

	
A.2

	
Tampa

	
FL

	
33609

	
         3,397

	
Glimcher Properties Ltd

	
20 S Third St

	  	
Columbus

	
OH

	
43215

	
976

	
Chambersburg Mall

	
3055 Black Gap Road

	
630

	
Chambersburg

	
PA

	
17201

	
         3,904

	
Preit-Rubin

	
The Bellevue

	
200 S Broad St

	
Philadelphia

	
PA

	
19102

	
977

	
Broward Mall

	
8000 West Broward Boulevard

	
1717

	
Plantation

	
FL

	
33388

	
         3,700

	
Westfield

	
11601 Wilshire Blvd, 12th Floor

	
Los Angeles

	
CA

	
90025

	
978

	
Stonewood Center

	
251 Stonewood Street

	
B-43

	
Downey

	
CA

	
90241

	
         3,837

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
979

	
Southcenter

	
2626 Southcenter Mall

	
2826

	
Tukwila

	
WA

	
98188

	
         3,880

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
980

	
Pearland T/C

	
11200 Broadway

	
310

	
Pearland

	
TX

	
77584

	
         3,800

	
CBL & Associates

	
One Park Pl

	
6148 Lee Hwy, Ste 300

	
Chattanooga

	
TN

	
37421

	
981

	
Bay Terrace

	
212-01 26th Ave & Bell Blvd.

	
212-01/05

	
Bayside

	
NY

	
11360

	
          4,140

	
Cord Meyer Development

	
111-15 Queens Boulevard

	  	
Forest Hills

	
NY

	
11375

	
982

	
Montebello Town Center

	
2119 Montebello TC Drive

	
CU 111/112

	
Montebello

	
CA

	
90640

	
         3,232

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
983

	
Patriot Place

	
263 Patriot Place

	
TS J7

	
Foxboro

	
MA

	
02035

	
          3,510

	
Kraft Group

	
NPP Development LLC Gillette Stadium

	
One Patriot Place

	
Foxborough

	
MA

	
02035

	
984

	
Streets of Brentwood

	
2535 Sand Creek Road

	
124

	
Brentwood

	
CA

	
94513

	
         3,300

	
Continental Real Estate Companies

	
150 East Broad Street

	
Suite 800

	
Columbus

	
OH

	
43215

	
985

	
Galleria at Roseville

	
1151 Galleria Parkway

	
2265

	
Roseville

	
CA

	
95678

	
         3,500

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
986

	
Everett Mall

	
1402 SE Everett Mall Way

	
175

	
Everett

	
WA

	
98208

	
          3,617

	
Steadfast

	
4343 Von Karman

	
Ste 300

	
Newport Beach

	
CA

	
92660

	
987

	
Southpark Mall

	
4400 Sharon Road

	
K15

	
Charlotte

	
NC

	
28211

	
         3,659

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
988

	
Dogwood Festival

	
106 Dogwood Blvd

	
G-4

	
Flowood

	
MS

	
39232

	
         4,500

	
Aronov Realty Management

	
3500 Eastern Blvd.

	  	
Montgomery

	
AL

	
36116-1781

	
989

	
Westland Shopping Center

	
35000 West Warren

	
731

	
Westland

	
MI

	
48185

	
         3,898

	
Jones Lang LaSalle

	
200 East Randolph Drive

	
Chicago

	
IL

	
60601

	
990

	
The Oaks

	
222 W. Hillcrest Drive

	
E-123

	
Thousand Oaks

	
CA

	
91360

	
          3,016

	
Macerich

	
The Oaks

	
225 W. Hillcrest Drive

	
Thousand Oaks

	
CA

	
91360

	
991

	
Victoria Gardens

	
12394 Southmain Street

	
1130

	
Rancho Cucamonga

	
CA

	
91739

	
         3,677

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
992

	
Arboretum of South Barrington

	
100 W. Higgins Road

	
H-22

	
South Barrington

	
IL

	
60010

	
         3,520

	
Arboretum of South Barrington LLC

	
c/o the Jaffe Companies

	
400 Skokie Blvd. Suite 405

	
Northbrook

	
IL

	
60062

	
993

	
Downtown Plaza

	
545 L Street

	
2039

	
Sacramento

	
CA

	
95814

	
          2,915

	
Westfield

	
11601 Wilshire Blvd, 12th Floor

	
Los Angeles

	
CA

	
90025

	
994

	
Moreno Valley Mall

	
22500 Town Circle

	
1156

	
Moreno Valley

	
CA

	
92553

	
          3,610

	
Cushman & Wakefield of California, Inc

	
601 S. Figueroa Street

	
47th Floor

	
Los Angeles

	
CA

	
90017-5752

	
995

	
Burbank Town Center

	
201 East Magnolia Blvd.

	
210

	
Burbank

	
CA

	
91501

	
         3,926

	
General Growth Properties

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
996

	
Water Tower Place

	
835 North Michigan Avenue

	
620

	
Chicago

	
IL

	
60611

	
          4,061

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
997

	
Oklahoma Factory Shops

	
7628 W. Reno Ave

	
A130

	
Oklahoma

	
OK

	
73127

	
         4,430

	
Horizon Group Properties

	
5000 Hakes Drive

	
Suite 500

	
Muskegon

	
MI

	
49441

	
999

	
Oakwood Center

	
197-33 W. Bank Expressway

	
1075

	
Gretna

	
LA

	
70056

	
         3,052

	
General Growth Properties

	
Oakwood Center

	
110 N. Wacker Drive

	
Chicago

	
IL

	
60606

	
1010

	
The Meadows

	
20 Meadows Circle Drive

	
204

	
Lake St. Louis

	
MO

	
63367

	
         3,348

	
Davis Street Land Co.

	
622 Davis Street

	
Suite 200

	
Evanston

	
IL

	
60201

	
1012

	
Ashley Park

	
406 Newnan Crossing Bypass

	
406

	
Newnan

	
GA

	
30265

	
         3,470

	
Thomas

	
Fourth Quarter Properties VII

	
45 Ansley Drive

	
Newnan

	
GA

	
30263

	
1013

	
Aspen Grove

	
7301 South Sante Fe Drive

	
620

	
Littleton

	
CO

	
80120

	
         3,870

	
DDR

	
c/o Developers Diversified Realty

	
3300 Enterprise Pkwy

	
Beachwood

	
OH

	
44122

	
1014

	
Eastridge Mall

	
601 SE Wyoming Blvd.

	
1176

	
Casper

	
WY

	
82609

	
          3,431

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1015

	
Ocean City Outlets

	
12741 Ocean Gateway

	
302

	
Ocean City

	
MD

	
21842

	
         3,500

	
Cordish Company

	
601 East Pratt St.

	
6th Floor

	
Baltimore

	
MD

	
21202

	
1016

	
Carolina Premium Outlet

	
1209 Industrial Park Drive

	
550

	
Smithfield

	
NC

	
27577

	
          4,100

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1017

	
Folsom Premium Outlets

	
13000 Folsom Boulevard

	
801

	
Folsom

	
CA

	
95630

	
         3,808

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1018

	
Vacaville Premium Oulet

	
321 Nut Tree Road

	
331 B

	
Vacaville

	
CA

	
95687

	
         4,500

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1019

	
Village at Riverstone

	
2037 North Main Street

	
B-107

	
Coeur D'Alene

	
ID

	
83814

	
         3,524

	
Riverstone Center East

	
Village at Riverstone c/o Bryan Stone

	
104 South Division

	
Spokane

	
WA

	
99202

	
1020

	
Greendale Mall

	
7 Neponset Street

	
W218

	
Worcester

	
MA

	
01606

	
         3,805

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1021

	
Promenade at Chenal

	
17821 Chenal Parkway

	
D-111

	
Little Rock

	
AR

	
72223

	
         3,456

	
Red Development

	
One East Washington

	
Suite 300

	
Phoenix

	
AZ

	
85004

	
1022

	
The Shoppes at Chino Hill

	
13850 City Center Drive

	
5060

	
Chino Hills

	
CA

	
91709

	
         3,859

	
PM Realty Group

	
18201 Von Karman Avenue

	
Suite 200

	
Irvine

	
CA

	
92612

	
1023

	
Philadelphia Premium Outlet

	
18 West Lightcap Road

	
645

	
Pottstown

	
PA

	
19464

	
         3,894

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1024

	
Houston Premium Outlet

	
29300 Hempstead Road

	
701

	
Houston

	
TX

	
77433

	
         4,692

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1025

	
McCain Mall

	
3929 McCain Blvd.

	
J01-FB

	
N. Little Rock

	
AR

	
72116

	
         3,393

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1026

	
St John's Town Center

	
10281 Midtown Parkway

	
D31

	
Jacksonville

	
FL

	
32246

	
         4,400

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1027

	
The Waterfront

	
235 West Bridge Street

	
5

	
Homestead

	
PA

	
15120

	
         3,529

	
DDR

	
c/o Developers Diversified Realty

	
3300 Enterprise Pkwy

	
Beachwood

	
OH

	
44122

	
1028

	
Cambridgeside Galleria

	
100 CambridgeSide Place

	
E318

	
Cambridge

	
MA

	
02141

	
         5,200

	
NE Development

	
c/o UBS Realty Investors LLC

	
242 Trumbull Street

	
Hartford

	
CT

	
06103-1212

	
1029

	
Valle Vista

	
2020 S. Expressway 83

	
B13

	
Harlingen

	
TX

	
78552

	
         4,500

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1030

	
Shops at  Lake Havasu

	
5601 North State Route 95

	
814

	
Lake Havasu

	
AZ

	
86404

	
         3,475

	
Wolford Development

	
412 Georgia Avenue

	
Suite 200

	
Chattanooga

	
TN

	
37403-1845

	
1032

	
Simi Valley Town Center

	
1555 Simi Valley Town Center Way

	
730

	
Simi Valley

	
CA

	
93065

	
         4,083

	
Walton Simi Investors VI, LLC

	
900 N. Michigan Avenue

	
Suite 1900

	
Chicago

	
IL

	
60611

	
1033

	
Beachwood Place

	
26300 Cedar Road, Suite 2160

	
2320

	
Beachwood

	
OH

	
44122

	
          3,019

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

 

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	
State

	
 Zip

Code

	
1034

	
Northfield Square

	
1600 North U.S. Route 50

	
358A

	
Bourbonnais

	
IL

	
60914

	
         4,500

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1035

	
Pine Ridge Mall

	
4155 Yellowstone Highway

	
1250

	
Chubbuck

	
ID

	
83202

	
           3,117

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1036

	
Redmond Town Center

	
16571 NE 74th Street

	
F-235

	
Redmond

	
WA

	
98052

	
          3,551

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
1038

	
Centralia Outlets

	
1322 Lum Road

	
1322

	
Centralia

	
WA

	
98531

	
         5,045

	
Prism

	
1145 Broadway

	
Suite 1300

	
Tacoma

	
WA

	
98402

	
1039

	
Park Meadows

	
8505 Park Meadows Center Drive

	
2340

	
Lone Tree

	
CO

	
80124

	
         3,323

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1040

	
Lodi Station Outlet

	
9911 Avon Lake Road

	
480

	
Burbank

	
OH

	
44214

	
         3,994

	
Gilad Development

	
5959 Topanga Canyon Blvd.

	
Suite 285

	
Woodland Hill

	
CA

	
91367

	
1041

	
Crocker Park

	
254 Crocker Park Bvld.

	
1005

	
Westlake

	
OH

	
44145

	
         3,400

	
Stark Enterprises

	
1350 West Third Street

	  	
Cleveland

	
OH

	
44113

	
1042

	
Premier Center

	
3424 Hwy 190

	
0

	
Mandeville

	
LA

	
70471

	
         5,000

	
Stirling Properties

	
109 Northpark Blvd.

	
Suite 300

	
Covington

	
LA

	
70433

	
1043

	
Foothills Mall

	
7401 North La Cholla Blvd

	
179

	
Tuscon

	
AZ

	
85741

	
         4,000

	
Feldman

	
2201 E. Cameback Rd.

	
STE 350

	
Phoenix

	
AZ

	
85016

	
1046

	
Jersey Shore Premium Outlets

	
One Premium Outlets Blvd

	
211

	
Tinton Falls

	
NJ

	
07753

	
         3,500

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1047

	
Tanger Outlets Washington

	
2200 Tanger Blvd

	
955

	
Washington

	
PA

	
15301

	
         5,293

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
1048

	
Ala Moana Center

	
1450 Ala Moana Blvd

	
3053

	
Honolulu

	
HI

	
96814

	
         4,856

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1049

	
Cincinnati Premium Outlets

	
874 Premium Outlet Drive

	
874

	
Monroe

	
OH

	
45050

	
         3,937

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1051

	
Jackson Premium Outlets

	
537 Monmouth Road

	
304

	
Jackson

	
NJ

	
08527

	
         3,405

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1052

	
Shops at Mission Viejo

	
555 Shops at Mission Viejo

	
740A

	
Mission Viejo

	
CA

	
92691

	
         3,852

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1053

	
Sunrise Mall

	
 6041 Sunrise Mall

	
E15

	
Citrus Heights

	
CA

	
95610

	
         3,343

	
Steadfast

	
4343 Von Karman

	
Ste 300

	
Newport Beach

	
CA

	
92660

	
1055

	
Animas Valley Mall

	
4601 East Main

	
385

	
Farmington

	
NM

	
87402

	
         4,007

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1056

	
Tanger Outlets Nags Head

	
7100 South Croatan Hwy.

	
69

	
Nags Head

	
NC

	
27959

	
         3,308

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
1057

	
Windward Mall

	
46-056 Kamehameha Highway

	
M08

	
Kaneohe

	
HI

	
96744

	
         3,006

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1059

	
Outlets at Anthem

	
4250 West Anthem Way

	
125

	
Phoenix

	
AZ

	
85086

	
         4,733

	
Craig Realty Group - Anthem, LP

	
4100 Macarthur

	
Suite 200

	
Newport Beach

	
CA

	
92660

	
1060

	
Village of Rochester Hills

	
 160 N. Adams Road

	
B-162

	
Rochester Hills

	
MI

	
48309

	
         3,597

	
Meadowbrook Associates, LLC

	
350 North Old Woodward Avenue

	
Suite 300

	
Birmingham

	
MI

	
48009

	
1061

	
The Gardens Mall

	
3101 PGA Blvd

	
N-217

	
Palm Beach

	
FL

	
33410

	
           4,118

	
Forbes / Cohen Florida Properties LP

	
100 Galleria Officentre

	
STE 427

	
Southfield

	
MI

	
48037

	
1062

	
Peninsula Town Center

	
2507 McMenamin St.

	
G106

	
Hampton

	
VA

	
23666

	
          3,641

	
Steiner and Associates, Inc.

	
4016 Townsfair Way

	
Suite 201

	
Columbus

	
OH

	
43219

	
1063

	
Culver City Mall

	
 6000 Sepulveda Blvd.

	
Suite 2161

	
Culver City

	
CA

	
90230

	
         3,556

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
1064

	
34th Street

	
15 West 34th Street

	
0

	
New York

	
NY

	
10001

	
          5,194

	
15 West 34th Street, LLC

	
15 West 34th Street

	  	
New York

	
NY

	
10110

	
1067

	
Dimond Center

	
800 E. Dimond Blvd

	
DC 110

	
Anchorage

	
AK

	
99515

	
         3,729

	
Dimond Center Holdings

	
800 East Dmond Blvd.

	  	
Anchorage

	
AK

	
99515

	
1068

	
Anchorage 5th Ave

	
320 W. 5th Avenue

	
D46A

	
Anchorage

	
AK

	
99501

	
         3,305

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1069

	
Old Orchard

	
 4999 Old Orchard Center, Unit K16

	
L5

	
Skokie

	
IL

	
60077

	
           3,112

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
1070

	
Shoppes at North Brunswick

	
 541 Shoppes Blvd

	
E5

	
North Brunswick

	
NJ

	
08902

	
         3,635

	
Stanberry

	
328 Civic Center Drive

	  	
Columbus

	
OH

	
43215

	
1071

	
Outlet Shoppes at Fremont

	
6245 North Old 27

	
E090

	
Fremont

	
IN

	
46737

	
         4,026

	
Horizon Group Properties

	
5000 Hakes Drive

	
Suite 500

	
Muskegon

	
MI

	
49441

	
1072

	
Lenox Square

	
 3393 Peachtree Rd NE

	
2022A

	
Atlanta

	
GA

	
30326

	
          4,102

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1073

	
Wisconsin Dells Outlet

	
210 N. Gasser Road

	
391

	
Baraboo

	
WI

	
53913

	
         4,608

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
1074

	
Outlets at Silverthorne

	
125-I Stephans Way Red Village

	
R310

	
Silverthorne

	
CO

	
80498

	
         4,269

	
Craig Realty Group - Anthem, LP

	
4100 Macarthur

	
Suite 200

	
Newport Beach

	
CA

	
92660

	
1075

	
The Falls

	
8888 SW 136th St.

	
170

	
Miami

	
FL

	
33176

	
         4,499

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1076

	
Laurel Park

	
37568 West 6 Mile Rd.

	
490

	
Livonia

	
MI

	
48152

	
          4,251

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
1077

	
Somerset North

	
2800 W. Big Beaver Road

	
Y307

	
Troy

	
MI

	
48084

	
         4,304

	
Somerset Collection Limited Partnership

	
100 Galleria Officentre

	
Suite 427

	
Southfield

	
MI

	
48304

	
1079

	
The Domain

	
11010 Domain Dr.

	
V05

	
Austin

	
TX

	
78757

	
          3,691

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1080

	
San Francisco Center

	
845 Market St.

	
223

	
San Francisco

	
CA

	
94103

	
           4,181

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
1081

	
Pearl Ridge Mall

	
98-1005 Moanalua Rd.

	
158

	
Honolulu

	
HI

	
96701

	
         2,849

	
BRE/Pearlridge LLC

	
180 East Broad Street

	
21st Floor

	
Columbus

	
OH

	
43215

	
1082

	
Harlem Irving Plaza

	
4154 E. North Harlem Ave.

	
146

	
Norridge

	
IL

	
60706

	
         3,409

	
Harlem Irving LLC

	
c/o The Harlem Irving Properties

	
4104 North Harlem Avenue

	
Norridge

	
IL

	
60706

	
1083

	
Washington Square Mall

	
9677 SW Washington Square Rd

	
C-05

	
Portland

	
OR

	
97223

	
           4,131

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
1084

	
Marketplace at Augusta

	
2 Stephen King Drive

	
B260

	
Augusta

	
ME

	
04330

	
         3,508

	
WS Development

	
1330 Boylston Street

	  	
Chestnut Hill

	
MA

	
02467

	
1085

	
Alamance Crossing

	
1050 Piper Lane

	
N1

	
Burlington

	
NC

	
27215

	
         3,974

	
CBL & Assoc. Mgmt.

	
CBL Center Suite 500

	
2030 Hamilton Place Blvd.

	
Chattanooga

	
TN

	
37421

	
1086

	
Florida Keys Outlet Center

	
250 East Palm Dr.

	
210

	
Florida City

	
FL

	
33034

	
         3,482

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1087

	
Westfarms Mall

	
148 Westfarms Mall

	
F108

	
Farmington

	
CT

	
06032

	
         4,002

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
1088

	
Westland Mall

	
1685 W. 49th St

	
1116

	
Hialeah

	
FL

	
33012

	
         3,238

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
1089

	
Citadel Outlets

	
100 Citadel Dr.

	
650

	
Commerce

	
CA

	
90040

	
         4,009

	
Craig Realty Group

	
1500 Quail Street

	
Suite 100

	
Newport Beach

	
CA

	
92660

	
1090

	
Town Center at Boca Raton

	
6000 West Glades Road, Suite #1035

	
1035

	
Boca Raton

	
FL

	
33431

	
         3,785

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
1091

	
Mercer Mall

	
261 Mercer Mall Rd.

	
640&645

	
Bluefield

	
WV

	
24605

	
          4,281

	
Regional Malls LLC

	
PO Box 1127

	  	
Henderson

	
KY

	
42419

	
1092

	
Perimeter Mall

	
4400 Ashford Dunwoody Road

	
1695

	
Atlanta

	
GA

	
30346

	
         3,756

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
1093

	
Fulton Street

	
472-474 Fulton St.

	
472-474 Fulton St.

	
Brooklyn

	
NY

	
11201

	
        18,224

	
474 Fulton Owner LLC

	
500 FIfth Avenue

	
54th Floor

	
New York

	
NY

	
10110

	
1095

	
Gilroy Premium Outlets

	
8375 Arroyo Circle

	
A054

	
Gilroy

	
CA

	
95020

	
         3,922

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
1096

	
Tanger Outlets Tuscola

	
D400 Tuscola Blvd.  Box 4045

	
A11

	
Tuscola

	
IL

	
61953

	
         3,508

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
1097

	
Bellevue Square

	
230 Bellevue Square

	
238

	
Bellevue

	
WA

	
98004

	
         3,270

	
Bellevue Square LLC

	
PO Box 908

	  	
Bellevue

	
WA

	
98009

	
1098

	
The Shops at Grand River

	
6200 Grand River Blvd. East

	
424

	
Birmingham

	
AL

	
35094

	
         4,000

	
Leeds Retail Center LLC

	
3660 Grandview Parkway

	
Suite100

	
Birmingham

	
AL

	
35243

	
1100

	
The Mall at Green Hills

	
2126 Abbott Martin Road

	
190

	
Nashville

	
TN

	
37215

	
         3,620

	
Davis Street Land Co.

	
622 Davis Street

	
Suite 200

	
Evanston

	
IL

	
60201

	
1101

	
North Riverside Park

	
7501 Cermak Road

	
H3

	
North Riverside

	
IL

	
60546

	
          3,351

	
The Feil Organization

	
370 7th Avenue

	
#618

	
New York

	
NY

	
10001

	
1102

	
Promenade at Temecula

	
40820 Winchester Rd.

	
2330

	
Temecula

	
CA

	
92591

	
         3,433

	
Forest City Enterprises

	
50 Public Square

	
Suite 1160

	
Cleveland

	
OH

	
44113

	
1103

	
Tanger Outlets Blowing Rock

	
200 Shoppes on the Parkway Rd

	
18

	
Blowing Rock

	
NC

	
28605

	
         3,540

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
1104

	
Southland Mall

	
20505 S. Dixie Highway

	
1155

	
Cutler Bay

	
FL

	
33189

	
         3,660

	
Gumberg Asset Mgmt. Corp.

	
3200 North Federal Highway

	
Ft. Lauderdale

	
FL

	
33306

	
1105

	
Fashion Outlets of Santa Fe

	
8380 Cerillos Rd

	
448

	
Santa Fe

	
NM

	
87505

	
         4,036

	
Talisman Companies

	
4000 Ponce de Leon Blvd.

	
Suite 420

	
Coral Gables

	
FL

	
33146

 

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
1515

	
Times Square

	
1515 Broadway

	
1515 Broadway

	
New York

	
NY

	
10032

	
        18,877

	
1515 Broadway Fee Owner LLC

	
420 Lexington Avenue

	  	
New York

	
NY

	
10170

	  	  	  	  	  	  	  	  	  	  	  	  	  	  
	
PS Stores

	  	  	  	  	  	  	  	  	  	  	  	  
	
3211

	
Willowbrook Mall

	
1444 Willowbrook Mall

	
1380

	
Wayne

	
NJ

	
07470

	
         3,088

	
General Growth Properties

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
3212

	
Palisades Center

	
3700 Palasades Center Dr.

	
C303

	
West Nyack

	
NY

	
10994

	
         3,500

	
Pyramid

	
Palisades Center

	  	  	  	  
	
3213

	
Staten Island Mall

	
2655 Richmond Avenue

	
247A

	
Staten Island

	
NY

	
10314

	
          2,661

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3214

	
Danbury Fair Mall

	
7 Backus Avenue

	
B-209

	
Danbury

	
CT

	
06810

	
         3,022

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
3215

	
The Shops at the Las Americas

	
4141 Camino De La Plaza

	
474

	
San Ysidro

	
CA

	
92173

	
         4,475

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
3216

	
Freehold Raceway Mall

	
3710 Route 9

	
C-230

	
Freehold

	
NJ

	
07728

	
          3,481

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
3217

	
Shoppes at North Brunswick

	
541 Shoppes Blvd.

	
F

	
North Brunswick

	
NJ

	
08902

	
         2,597

	
Stanberry

	
328 Civic Center Drive

	  	
Columbus

	
OH

	
43215

	
3218

	
Promenade at Sagemore

	
500 Route 73 South

	
A23

	
Marlton

	
NJ

	
08053

	
         3,078

	
Sagemore Management Company LLC

	
6000 Sagemore Drive

	
6301

	
Marlton

	
NJ

	
08053

	
3219

	
Woodbridge Center

	
250 Woodbridge Center Drive

	
2302

	
Woodbridge

	
NJ

	
07095

	
         3,094

	
General Growth Properties

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
3220

	
Cherry Hill Mall

	
2000 Rt. 38

	
1415

	
Cherry Hill

	
NJ

	
08002

	
         3,283

	
PREIT Rubin

	
Cherry Hill Mall

	  	  	  	  
	
3221

	
Bridgewater Commons

	
400 Commons Way

	
3290

	
Bridgewater

	
NJ

	
08807

	
         3,300

	
General Growth Properties

	
110 North Wacker Drive

	  	
Chicago

	
IL

	
60606

	
3222

	
Mall of America

	
118 North Garden

	
N118

	
Bloomington

	
MN

	
55425

	
         4,056

	
MOAC Mall Holdings LLC

	
60 East Broadway

	  	
Bloomington

	
MN

	
55425-5550

	
3223

	
Queens Center

	
90-15 Queens Boulevard

	
1068

	
Elmhurst

	
NY

	
11373

	
         3,842

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
3224

	
Manhattan Mall

	
100 West 33rd Street

	
160

	
New York

	
NY

	
10001

	
         3,296

	
Vornado

	
210 Route 4 East

	  	
Paramus

	
NJ

	
07652

	
3225

	
Mall of Louisiana

	
6401 Bluebonnet

	
1040

	
Baton Rouge

	
LA

	
70836

	
         2,735

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3226

	
Prime Outlets at San Marcos

	
3939 IH-35 South

	
308A

	
San Marcos

	
TX

	
78666

	
          4,164

	
Prime Retail, L.P.

	
217 E. Redwood St.

	
20th FL

	
Baltimore

	
MD

	
21202

	
3227

	
Lehigh Valley Mall

	
173 Lehigh Valley Mall

	
1086

	
Whithall

	
PA

	
18052

	
         2,887

	
Kravco

	
The Atrium - 234 Mall Blvd

	
PO Box 1528

	
King of Prussia

	
PA

	
19406

	
3228

	
Cross County Mall

	
8 Xavier Dr

	
5150

	
Yonkers

	
NY

	
10704

	
         3,355

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
3229

	
Westfarms Mall

	
112 Westfarms Mall

	
H124

	
Farmington

	
CT

	
06032

	
         3,347

	
Taubman

	
200 East Long Lake Road

	
PO Box 200

	
Bloomfield Hills

	
MI

	
48303-0200

	
3230

	
Christiana Mall

	
740 Christina Mall

	
1150

	
Newark

	
DE

	
19702

	
         2,878

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3231

	
Hanes Mall

	
3320 Silas Creek Pkwy

	
AL104

	
Winston-Salem

	
NC

	
27103

	
          3,517

	
CBL & Associates

	
Hanes Mall

	  	  	  	  
	
3232

	
Park City Center

	
220 Park City Center

	
C0220

	
Lancaster

	
PA

	
17601

	
         3,796

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3233

	
Riverchase Galleria

	
3000 Riverchase Galleria

	
164

	
Birmingham

	
AL

	
35244

	
         3,055

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3234

	
Poughkeepsie Galleria

	
2001 South Rd.

	
D108

	
Poughkeepsie

	
NY

	
12601

	
         3,296

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
3235

	
Willow Grove Park

	
2500 W. Moreland Rd.

	
1033

	
Willow Grove

	
PA

	
19090

	
         3,625

	
PREIT

	
200 South Broad Street

	
The Bellevue, 3rd Floor

	
Philadelphia

	
PA

	
19102

	
3236

	
North Point Mall

	
1000 North Point Circle

	
2168

	
Alpharetta

	
GA

	
30022

	
          3,351

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3237

	
Carousel Center

	
1 Carousel Center Dr.

	
F212

	
Syracuse

	
NY

	
13290

	
          3,241

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
3238

	
Deptford Mall

	
300 North Almonession Road

	
1151

	
Depford

	
NJ

	
08096

	
         3,300

	
Macerich

	
401 Wilshire Blvd.

	
Suite 700

	
Santa Monica

	
CA

	
90407

	
3239

	
Walden Galleria

	
D208 Galleria Dr.

	
D208

	
Cheektowaga

	
NY

	
14225

	
         3,009

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
3240

	
Parks at Arlington

	
3811 S. Cooper

	
1034

	
Arlington

	
TX

	
76015

	
         3,490

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3241

	
Crossgates Mall

	
120 Washington Ave. Extension

	
D206A

	
Albany

	
NY

	
12203

	
         3,284

	
Pyramid

	
The Clinton Exchange

	
4 Clinton Sq

	
Syracuse

	
NY

	
13202

	
3242

	
Rockaway Townsquare

	
301 Mt. Hope Ave.

	
1034A

	
Rockaway

	
NJ

	
07866

	
         2,897

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3243

	
Baybrook Mall

	
136 Baybrook Mall

	
13

	
Friendswood

	
TX

	
77546

	
         3,478

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3244

	
South Shore Mall

	
250 Granite Street

	
2050

	
Braintree

	
MA

	
02184

	
          3,178

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3245

	
Roosevelt Field

	
Old Country Road

	
1044A

	
Garden City

	
NY

	
11530

	
         3,052

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3246

	
Paramus Park Mall

	
700 Paramus Park

	
1040

	
Paramus

	
NJ

	
07652

	
         3,788

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3247

	
Newport Centre

	
30-262 Mall Drive West

	
B07

	
Jersey City

	
NJ

	
07307

	
         3,798

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3248

	
Rio Grande Premium Outlet

	
9501 Arlington Expressway

	
801/813

	
Mercedes

	
TX

	
78570

	
         3,676

	
Chelsea Property Group

	
105 Eisenhower Parkway

	
Roseland

	
NJ

	
07068

	
3249

	
Jersey Gardens

	
651 Kapkowski Road

	
2074

	
Elizabeth

	
NJ

	
07201

	
         4,298

	
Glimcher

	
Jersey Gardens

	
150 East Gay Street

	
Columbus

	
OH

	
43215

	
3250

	
Grapevine Mills

	
3000 Grapevine Mills Parkway

	
526

	
Grapevine

	
TX

	
76051

	
         4,355

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3251

	
Mall of Georgia

	
3333 Buford Drive

	
1031

	
Buford

	
GA

	
30519

	
         3,322

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3252

	
Burlington

	
75 Middlesex Turnpike

	
1089

	
Burlington

	
MA

	
01803

	
         3,269

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3253

	
Tanger Outlets Rehoboth Beach

	
36470 Seaside Outlet Drive

	
1440

	
Rehoboth Beach

	
DE

	
19971

	
         2,867

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
3254

	
Locust Grove

	
1000 Tanger Drive

	
405

	
Locust Grove

	
GA

	
30248

	
          3,001

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
3255

	
Tanger Outlet Riverhead

	
1770 West Main Street

	
1214

	
Riverhead

	
NY

	
11901

	
         3,004

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
3256

	
The Outlet Shoppes at El Paso

	
7051 South Desert Blvd

	
E544

	
El Paso

	
TX

	
79935

	
         4,000

	
Horizon Group Properties

	
5000 Hakes Drive

	
Suite 500

	
Muskegon

	
MI

	
49441

	
3257

	
Garden State Plaza

	
355 State Highway #17 South

	
1219A

	
Paramus

	
NJ

	
07652

	
         3,300

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
3258

	
Florida Mall

	
8001 South Orange Blossom Trail

	
854

	
Orlando

	
FL

	
32809

	
         3,024

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3259

	
Warwick Mall

	
400 Bald Hill Road

	
E13

	
Warwick

	
RI

	
02886

	
         2,965

	
Warwick Mall LLC

	
c/o Bliss Properties Inc.

	
PO Box 2513

	
Providence

	
RI

	
02906-0513

	
3262

	
Concord Mills

	
8111 Concord Mills Boulevard

	
699

	
Concord

	
NC

	
28027

	
         3,002

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3264

	
Prime Outlet Orlando

	
4973 International Dr.

	
3F19

	
Orlando

	
FL

	
32819

	
         3,929

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3265

	
Franklin Mills

	
1455 Franklin Mills Circle

	
227

	
Philadelphia

	
PA

	
19154

	
         3,652

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3267

	
Tanger Outlet Myrtle Beach

	
4635 Factory Stores Blvd

	
B2

	
Myrtle Beach

	
SC

	
29579

	
         3,005

	
Tanger Properties, L.P.

	
3200 Northline Avenue

	
Suite 360

	
Greensboro

	
NC

	
27408

	
3268

	
White Marsh

	
8200 Perry Hall Boulevard

	
215

	
White Marsh

	
MD

	
21236

	
          3,315

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3270

	
Westland Mall

	
1685 W. 49th Street

	
1456

	
Haileah

	
FL

	
33012

	
          3,150

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
3271

	
Pembroke Lakes Mall

	
11401 Pines Blvd

	
834

	
Pembroke Pines

	
FL

	
33026

	
         3,009

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3272

	
Carolina Place

	
11025 Carolina Place Parkway

	
D-1

	
Charlotte

	
NC

	
28134

	
         2,933

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3273

	
Four Seasons Town Center

	
1100 Four Seasons Town Centre

	
146

	
Greensboro

	
NC

	
27427

	
         3,500

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

 

 

  

  

  

 

 

	Location 	Name 	Address 	Space 	City 	ST 	Zip 	SQFT 	Company 	Address1 	Address2 	City 	State 	
Zip

Code

	
3274

	
Valley Hills Mall

	
1960 Hwy 70 SE

	
156

	
Hickory

	
NC

	
28602

	
         2,798

	
General Growth

	
110 N Wacker Dr

	  	
Chicago

	
IL

	
60606

	
3275

	
Sunrise Mall

	
100 Sunrise Mall

	
1100

	
Massapequa

	
NY

	
11758

	
         3,500

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	
3276

	
Sunland Park Mall

	
750 Sunland Park Drive

	
E10A

	
El Paso

	
TX

	
79912

	
         3,424

	
Simon Property Group

	
225 W Washington St

	  	
Inidanapolis

	
IN

	
46204-3438

	
3277

	
Cielo Vista

	
8401 Gateway Blvd

	
C05A

	
El Paso

	
TX

	
79925

	
         2,873

	
Simon Property Group (Texas)

	
C/O Simon Property Group

	
225 W. Washington St.

	
Indianapolis

	
IN

	
46204

	
3282

	
Plaza Bonita

	
3030 Plaza Bonita Road

	
2304

	
National City

	
CA

	
91950

	
         3,077

	
Westfield

	
11601 Wilshire Blvd

	
12th Fl

	
Los Angeles

	
CA

	
90025

	  	  	  	  	  	  	  	  	  	  	  	  	  	  
	
Corporate & Warehouse locations

	  	  	  	  	  	  	  	  	  	  	  
	
100004

	
East Coast Distribution Center

	
2 Brick Plant Road

	  	
South River

	
NJ

	
08882

	
     315,000

	
LIT-Northend LLC

	
c/o ING Clarion Ptnrs

	
2100 McKinney Ave, STE 700

	
Dallas

	
TX

	
75201

	
100014

	
Wayne Office

	
201 Willowbrook Blvd,, 7th Floor

	
Wayne

	
NJ

	
07470

	
       40,000

	
Willowbrook Center LLC

	
201 Willowbrook Blvd

	  	
Wayne

	
NJ

	
7470

	
101004

	
West Coast Distribution Center

	
950 North Barrington Avenue

	
Ontario

	
CA

	
91764

	
    359,996

	
ProLogis

	
2817 E. Cedar Street

	
Suite 200

	
Ontairo

	
CA

	
91761

	
200014

	
NYC Office

	
112 West 34 th St., 22nd Floor

	
New York

	
NY

	
10120

	
       88,760

	
Helmsley Spear

	
60 East 42nd Street

	  	
New York

	
NY

	
10017

 

 

  

  

  

 

 

Exhibit 4.6 to

The Third Amended and Restated

 Loan and Security Agreement

Encumbrances

 

 

	
Debtor Name:

	
State

	
Level

	
Secured Party

	
File Date

	
File Number

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
1/3/07

	
70016856

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
2/15/07

	
70608736

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
7/2/07

	
72496072

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
9/19/07

	
73541892

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
10/24/07

	
74028519

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
10/26/07

	
20074868666

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
2/4/08

	
20080416741

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
2/19/08

	
20080604858

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
6/2/08

	
20081877396

	
Aeropostale, Inc.

	
DE

	
SOS

	
General Electric Capital Corp.

	
7/28/08

	
20082574992

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
9/15/08

	
20083119383

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
9/29/08

	
20083298047

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
12/19/08

	
20084231187

	
Aeropostale, Inc.

	
DE

	
SOS

	
Key Equipment Finance Inc.

	
5/1/09

	
20091390282

	
Aeropostale, Inc.

	
DE

	
SOS

	
General Electric Capital Corp.

	
5/4/09

	
20091402830

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
8/12/09

	
20092594643

	
Aeropostale, Inc.

	
DE

	
SOS

	
Pearland Town Center Limited Partnership/CBL & Associates Limited Partnership

	
8/17/09

	
20092636964

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
8/19/09

	
20092666268

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
9/8/09

	
20092880331

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
10/5/09

	
20093187785

	
Aeropostale, Inc.

	
DE

	
SOS

	
Pom-College Station, LLC

	
10/12/09

	
20093276844

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
4/1/10

	
20101125339

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
4/13/10

	
20101282007

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
7/1/10

	
20102314551

	
Aeropostale, Inc.

	
DE

	
SOS

	
IBM Credit LLC

	
7/19/10

	
20102507550

 

 

 

1370259.2

 

 

  

  

  

Exhibit 4.7 to

The Third Amended and Restated

 Loan and Security Agreement

Indebtedness

None.

  

  

  

 

Exhibit 4.8 to

The Third Amended and Restated

 Loan and Security Agreement

Insurance Policies

 

(See attached).

 

 

 

  

  

  

 

 

 

	
 

 

 

 

 

 

	
 

 

 

 

 

 

Period:

 

August 01,2011 to August 01,2012

 

 

 

 

July 27, 2011

 

 

 

 

 

 

 

 

 

 

 

 

 

  

  

  

 

AEROPOSTALE INC

 

	Sold Proposal	 	Cover Page

 

PROPOSAL DATE: July 27, 2011

 

NAMED INSURED:AEROPOSTALE INC

 

PROGRAM EFFECTIVE DATE: From August 01, 2011 to August 01, 2012

 

RATING PLAN(S)

 

The following rating plan formulas apply for your insurance program: 

 

Loss RESPONSIVE RATING PLAN(S)

 

Deductible Plan Computation Formula

 

Deductible Plan Losses + Deductible Plan Claims Handling Reimbursement Charges + Florida Workers Compensation & Employers Liability Deductible Plan Claims Handling Charges + Applicable Premium Tax = Deductible Plan Charges

 

plus

 

Loss Reimbursement Plan Computation Formula (Hawaii Workers Compensation only)

 

Loss Reimbursement Plan Losses + Loss Reimbursement Plan Claims Handling Reimbursement Charges = Loss Reimbursement Plan Charges

 

plus

 

Retrospective Plan Computation Formula

 

Retrospective Plan Incurred Losses + Retrospective Plan Claims Handling Charges + Retrospective Plan Basic Premium including Premium Tax = Retrospective Plan Premium

 

subject to a

 

Maximum Loss Content Formula(s)

 

Maximum Loss Content Rate x Exposure Base, but in no event less than the Minimum Maximum Loss Content Amount shown in the Maximum Loss Content and Minimum Program Cost part of the Cover Page

 

and a

 

Minimum Program Cost Formula

 

Flat Charge, but in no event less than the sum of the minimum amounts shown in other parts of the Cover Page or the Minimum Program Cost whichever is greater.

  

Page 1

  

 

AEROPOSTALE INC

 

	Sold Proposal	 	 

 

	 	

How we charge for the medical cost containment expense component of ALAE is set forth in the Medical Cost Containment Expense Component of ALAEs Exhibit attached to this Proposal and incorporated herein by reference.

 

NON-LOSS RESPONSIVE RATING PLAN

 

Non-Loss Responsive Premium Formula (other than Guaranteed Cost Policies):

 

Non-Loss Responsive Rate(s) x Corresponding Exposure Base(s), but in no event less than any stated Minimum Non-Loss Responsive Premium shown in the Non-Loss Responsive Premiums part of the Cover Page

 

Miscellaneous Charges are exclusive of, and in addition to, your Rating Plans.

 

Your premium and premium tax amounts will include any residual market charges which may be assessed by the various states.

 

AMOUNTS RETAINED BY YOU 

 

The following retentions apply:

 

	Deductible Plan Amount(s)	 	 	 
	

Workers Compensation & Employers Liability Loss including ALAE

	 	 	 
	 	 	$	*	 
	 	 	 	 	 
	
Loss Reimbursement Plan Amount

	 	 	 	 
	
Workers Compensation & Employers Liability Loss including ALAE 

	 	 	 	 
	 	 	$	*	 
	 	 	 	 	 
	Retrospective Plan Loss Limitation(s)	 	 	 	 
	
Workers Compensation & Employers Liability Loss including ALAE 

	 	 	 	 
	 	 	$	*	 

 

Workers Compensation and Employers Liability Losses including Allocated Loss Adjustment Expenses (ALAE) arising out of a single accident shall be limited to the amount indicated above. For Occupational Disease Claims, this limitation shall apply to each employee.

 

	
EXPENSES

	 	
Minimum 

Amount

	 	 	
Estimated 

Amount

	 
	
Basic Premium

	 	$	*	 	 	$	*	 
	 	 	 	 	 	 	 	 	 
	* Per * of Audited Total WC Payroll Excluding Monopolistic States	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	
Payroll

	 	 	 	 	 	$	*	 
	 	 	 	 	 	 	 	 	 
	
Total Expenses included in the Installment Schedule

	 	 	 	 	 	 	 	 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 2

  

AEROPOSTALE INC

 

	Sold Proposal	 	 

 

	
CLAIM HANDLING CHARGES

	Basis	 	Rate	 
	 	 	 	 	 
	
Deductible Plan Claims Handling Reimbursement Changes

	 	 	 	 
	
Workers Compensation & Employers Liability other than Florida

	 	 	 	 
	
Files Designated CM 

	Per Claim	 	$	*	 
	
Files Designated CB 

	 Per Claim	 	$	*	 
	
Florida Workers Compensation & Employers Liability

	 	 	 	 	 
	
Deductible Plan Claims Handling Charges

	 	 	 	 	 
	
Files Designated CM

	 Per Claim	 	$	*	 
	
Files Designated CB 

	 Per Claim	 	$	*	 
	
Loss Reimbursement Plan Claims Handling Reimbursement Charges

	 	 	 	 	 
	
Workers Compensation & Employers Liability

	 	 	 	 	 
	
Files Designated CM

	 Per Claim	 	$	*	 
	
Files Designated CB

	 Per Claim	 	$	*	 
	
Retrospective Plan Claims Handling Charges

	 	 	 	 	 
	
Workers Compensation & Employers Liability

	 	 	 	 	 
	
Files Designated CM

	 Per Claim	 	$	*	 
	
Files Designated CB 

	 Per Claim	 	$	*	 

 

The Per Claim Charges are lifetime charges. The Per Claim Charges are multiplied by the applicable Claim Count beginning on the commencement date and according to the billing basis and billing frequency noted in the Key Dates part of this Cover Page.

 

CM and CB Claims are defined in the Definition of Workers Compensation Medical Only ("CM") and ("CB") Claims Exhibit attached hereto and incorporated herein by reference.

 

	
NON-LOSS RESPONSIVE PREMIUM

 

	 	
Minimum 

Amount

	 	 	
Estimated 

Amount

	 
	
**Workers Compensation Deductible Premium

	 	$	*	 	 	$	*	 
	
*Per * of Audited Total WC Payroll Excluding Monopolistic States Payroll (Excluding Hawaii)

	 	 	 	 	 	 	 	 
	
Loss Reimbursement Plan Premium

	 	$	*	 	 	$	*	 
	
* Per * of Audited Hawaii Only WC Payroll

	 	 	 	 	 	 	 	 
	
Workers Compensation Premium (Other Than WC Deductible Premium)

	 	$	*	 	 	$	*	 
	
*Per * of Audited Total WC Payroll Excluding Monopolistic States Payroll

	 	 	 	 	 	 	 	 
	
Total Estimated Non-Loss Responsive Premium

	 	 	 	 	 	$	*	 

 

""Includes Florida non-risk bearing expenses

 

PREMIUM TAX RATES

 

	
  

	
*Premium Taxes are included in your Non-Loss Responsive Premiums and Retrospective Plan Basic Premium.

 

	
  

	**Applicable to Florida

.

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 3

  

AEROPOSTALE INC

 

	Sold Proposal	 	 

 

Your premium tax amounts will include any residual market charges which may be assessed by the various states.

 

	
MAXIMUM LOSS CONTENT AND MINIMUM PROGRAM COST

	 	 	 
	 	 	Amount	 
	
Your Loss Responsive Rating Plan is subject to the following maximum and minimums:

	 	 	 
	 	 	 	 
	
Estimated Maximum Loss Content Amount

	 	$	*	 
	
Minimum Maximum Loss Content Amount

	 	$	*	 
	
Rating Plan Components Subject to Maximum Loss Content:

	 	 	 	 
	
WC Deductible Plan Losses

	 	 	 	 
	 	 	 	 	 
	
WC Retrospective Plan Losses

	 	 	 	 
	 	 	 	 	 
	
WC Loss Reimbursement Plan Losses

	 	 	 	 
	 	 	 	 	 
	
Maximum Loss Content Rate: * Per * of Audited Total WC Payroll Excluding Monopolistic States Payroll

	 	 	 	 
	 	 	 	 	 
	
Estimated Minimum Program Cost Amount

	 	 	 	 
	
Rating Plan Components Subject to the Minimum Program Cost:

	 	$	*	 
	
Basic Premium

	 	 	 	 
	 	 	 	 	 
	
Workers Compensation Deductible Premium

	 	 	 	 
	 	 	 	 	 
	
Worker's Compensation Premium (other than WC Deductible Premium)

	 	 	 	 
	
Loss Reimbursement Plan Premium

	 	 	 	 
	 	 	 	 	 
	Minimum Program Cost Rate: Fiat Charge	 	 	 	 
	 	 	 	 	 
	All other rating plan components are NOT subject to the Maximum Loss Content or the Minimum Program Cost.	 	 	 	 

 

	
MISCELLANEOUS CHARGES - SURCHARGES AND ASSESSMENTS

	 	
Deposit/Estimated

	 
	 	 	 	 
	  	 	
Amount

	 
	 	 	 	 
	
Estimated and/or Deposit Assessments - Refer to Miscellaneous Charges Exhibit

	 	$	*	 
	
Estimated and/or Deposit Surcharges - Refer to Miscellaneous Charges Exhibit

	 	$	*	 
	
Miscellaneous Charges - Surcharges and Assessments included in the Installment Schedule:

	 	$	*	 

 

	
LOSS FUNDS

	 	
Amount

	 
	 	 	 	 
	
Deductible Plan Deposit

	 	 	 
	
Amount Required for ALL Policy Years (Historical and Current)

	 	$	*	 
	
Currently Holding for Historical Policy Years

	 	$	*	 
	
Additional or (Return) Amount Due

	 	$	*	 
	
Total Loss Funds Due or (Return)

	 	$	*	 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 4

  

 

AEROPOSTALE INC

 

	Sold Proposal	 	  

 

	
INSTALLMENT SCHEDULE

	
Amount Due

	 	 
	
Payments Begin:               August 01, 2011

	  
	 	 
	
Rating Plan Obligations:

	  

	  	 	$	*	 
	
 

	 	 	 	 
	
Payable with * down and 9 equal installments of *, beginning August 01, 2011 and the 1st day of each succeeding month thereafter.

	 	 	 	 
	 	 	 	 	 
	
Surcharges and Assessments:

	 	 	 	 
	  	 	$	*	 
	
 

	 	 	 	 
	 	 	 	 	 
	
Payable with *down and 9 equal installments of *, beginning August 01, 2011 and the 1st day of each succeeding month thereafter.

	 	 	 	 

 

Installments Payment: Remit to Agent/Broker

 

Paid Loss Payment: Remit to Travelers

 

Plan Adjustment Payment: Remit to Agent/Broker

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 5

  

 

AEROPOSTALE INC

 

	Sold Proposal	 	 

	
KEY DATES

	
Commencement

	
Billing

	  
	 	 	 	 
	  	
Date

	
Frequency

	
Billing Basis

	 	 	 	 
	
Deductible Plan

	  	  	  
	
Deductible Plan Losses

	
August 01,2011

	
Monthly

	
Paid

	 	 	 	 
	
Deductible Plan Claims Handling Reimbursement Charges

	  	  	  
	 	 	 	 
	
Workers Compensation

	
August 01,2011

	
Monthly

	
Claim Count

	 	 	 	 
	
Loss Reimbursement Plan

	  	  	  
	
Loss Reimbursement Plan Losses

	
August 01,2011

	
Monthly

	
Paid

	 	 	 	 
	
Loss Reimbursement Plan Claims Handling Reimbursement Charges

	  	  	  
	 	 	 	 
	
Workers Compensation

	
August 01,2011

	
Monthly

	
Claim Count

	 	 	 	 
	
Retrospective Plan

	  	  	  
	 	 	 	 
	
Retrospective Plan Claims Handling Charges

	  	  	  
	
Workers Compensation

	
August 01,2011

	
Monthly

	
Claim Count

	 	 	 	 
	
Retrospective Plan Premium Adjustment

	
February 01, 2013

	
Annually

	  
	 	 	 	 
	
Non-Loss Responsive Premium(s) Non- Loss Responsive Premium(s) Adjustment

	 	 	 
	 	 February 01, 2013	Annually 	
As per Non-Loss Responsive Premium part of the Cover Page   

	  	 	 	 
	
Miscellaneous Charges

	
As of February 

	
Annually

	
See Misc Chrgs 

	Assessments/Surcharges	01, 2013	 	Exhibit

 

	 	
•

	
Paid Basis means the amount of each loss actually paid within your plan layer. Claim Count is the actual number of claims within your plan layer.

 

	 	
+

	
As per the Retrospective Plan Formula set forth in the Rating Plan(s) part of the Cover Page.

  

Page 6

  

AEROPOSTALE INC

 

	Sold Proposal	 	  

 

IN CONSIDERATION OF OUR OFFERING A DEDUCTIBLE PLAN AND LOSS REIMBURSEMENT PLAN TO YOU AS PART OF THE LOSS RESPONSIVE RATING PLAN COMPONENT OF OUR PROPOSAL, YOU REPRESENT TO US, AS PART OF YOUR ACCEPTANCE OF OUR PROPOSAL, THAT YOU WILL REIMBURSE US FOR DEDUCTIBLE PLAN AND LOSS REIMBURSEMENT PLAN LOSSES, ALLOCATED LOSS ADJUSTMENT EXPENSES, DEDUCTIBLE PLAN AND LOSS REIMBURSEMENT PLAN CLAIMS HANDLING REIMBURSEMENT CHARGES, DEDUCTIBLE PLAN AND LOSS REIMBURSEMENT PLAN ADMINISTRATIVE EXPENSE REIMBURSEMENT AMOUNTS, APPLICABLE PREMIUM TAXES (IF ANY) AND ANY OTHER DEDUCTIBLE PLAN AND LOSS REIMBURSEMENT PLAN CHARGES IN ACCORDANCE WITH THE TERMS OF THIS PROPOSAL AND THAT YOU WILL COLLATERALIZE YOUR REIMBURSEMENT OBLIGATION USING COLLATERAL ACCEPTABLE TO US IN FORM, CONTENT, ISSUER AND AMOUNT. YOU UNDERSTAND AND AGREE THAT THIS REPRESENTATION TO US BY YOU CONSTITUTES A MATERIAL REPRESENTATION AND THAT YOUR WILLINGNESS TO PROVIDE US WITH THIS REPRESENTATION IS A MAJOR REASON WHY WE ARE OFFERING YOU A DEDUCTIBLE PLAN AND LOSS REIMBURSEMENT PLAN AS PART OF OUR PROPOSAL.

 

COLLATERAL REQUIREMENT

 

	  	 	
Cash Collateral

	 
	 	 	 	 
	
Amount Required for All Policy Years

	 	$	*	 
	
Currently Holding

	 	$	*	 
	
Additional or (Return) Amount Due

	 	$	*	 
	 	 	 	 	 
	
Collateral Schedule

	 	 	 	 
	 	 	 	 	 
	
Amount Due August 01, 2011

	 	$	*	 
	
Amount Due November 01, 2011

	 	$	*	 
	
Amount Due February 01, 2012

	 	$	*	 
	
Amount Due May 01, 2012

	 	$	*	 

 

With respect to any form of Collateral other than any Letter of Credit we are currently holding, should your insurance program with us be cancelled or non-renewed, we may at our sole option require you to substitute as Collateral a Letter of Credit satisfactory to us in form, content, issuer and amount for the full amount of such Collateral.

 

You shall provide such Letter of Credit within fifteen (15) days after your receipt of our notice of the need for any such change in Collateral.

 

We and you agree that prior to a default we may deplete the cash Collateral and apply such funds against your WC Deductible Plan, WC Loss Reimbursement Plan and WC Retrospective Plan Obligations. If we require additional cash Collateral and you fail to deliver such additional cash Collateral, we may stop depleting the cash Collateral we hold and bill you for any Obligations. Such actions shall in no way affect the continuing validity of our security interest in the remaining cash Collateral.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 7

  

AEROPOSTALE INC

 

	Sold Proposal	 	 

 

CASH COLLATERAL ADJUSTMENT

 

The amount of cash Collateral held for this Policy year will be adjusted, subject to the Collateral and Remedies Section of the Agreement, pursuant to the formula set forth below.

 

Cash Collateral = [(Incurred Deductible Losses + Incurred Loss Reimbursement Plan Losses + Retrospective Plan Incurred Losses) X Loss Development Factor] — [Deductible Losses + Loss Reimbursement Plan Losses + Retrospective Plan Paid Losses]

 

Losses referenced in the formula are valued as of the Adjustment Dates noted below. The Loss Development Factors referenced in the formula above are also set forth below.

 

	
Workers Compensation and Employers Liability

	  
	 	 
	
Adjustment Date

	
LDF

	
As of 02/01/13

	
*

	
As of 02/01/14

	
*

	
As of 02/01/15

	
*

	
As of 02/01/16

	
*

	
As of 02/01/17

	
*

	
As of 02/01/18

	
*

	
As of 02/01/19 and annually thereafter

	
*

 

We will immediately adjust the amount of additional cash Collateral we require pursuant to the formula if, at any time between the scheduled dates referenced above, the amount of cash Collateral we are holding falls below $100,000, and you shall deliver to us such additional cash Collateral as set forth in the Collateral and Remedies Section of the Agreement.

 

In addition, we may require of you at any other time between adjustments an increase in the amount of cash Collateral we hold, or in the amount of any Letters of Credit we take as a substitute for the cash Collateral. The amount of the increase will be determined by us in the good faith exercise of our business judgment. Within fifteen (15) days after we have given you written notice of such an increase in cash Collateral, you will deliver to us the additional cash or increase in the amount of the Letters of Credit as is acceptable to us.

 

SUBSTITUTION OF COLLATERAL

 

WITH RESPECT TO THE CASH COLLATERAL:

 

Subject to your payment of an Administrative Fee as set forth below, you may substitute at any time for the cash Collateral a Letter of Credit (in addition to any other Letter of Credit we may be holding to secure your Obligations to us) which complies with the terms of the Agreement.

 

Administrative Fee = * X Cash Collateral Balance at Substitution Date

 

Total Cash Collateral Paid By You

 

The Administrative Fee generated by this formula is a fee for the Agreement for this program effective date only. Should a Letter of Credit be substituted for the cash Collateral at any time, a Total Administrative Fee will be assessed to you. This Total Administrative Fee will be the sum of your Administrative Fees for all Agreements for all program years.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 8

  

AEROPOSTALE INC

 

	Sold Proposal	 	Cover Page 

 

	
ESTIMATED EXPOSURES

 

 

	
Estimated

Exposure

Amount

	EXPOSURES APPLICABLE TO OTHER THAN GUARANTEED COST POLICIES:	 

	
WC Payroll Deductible Plan States (Excluding HI)

	 	 	 
	
 

	 	$	*	 
	
AK, AL, AR, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OK, PA, RI, SC, SD, TN, TX, UT, VA, VT, WV

	 	 	 	 
	
WC Payroll Loss Reimbursement Plan State

	 	 	 	 
	
 

	 	$	*	 
	
HI

	 	 	 	 
	
WC Payroll Retrospective Plan States

	 	 	 	 
	
 

	 	$	*	 
	
AZ, MA, OR, WI

	 	 	 	 
	
Total WC Payroll Excluding Monopolistic States

	 	 	 	 
	
 

	 	$	*	 
	
WC Payroll Deductible Plan Monopolistic States

	 	 	 	 
	
 

	 	$	*	 
	
ND, OH, PR, WA, WY

	 	 	 	 
	
Total WC Payroll Including Monopolistic States

	 	$	*	 

 

EXHIBITS

 

	 	
1. 

	
Definition of Workers Compensation Medical Only ("CM") and ("CB") Claims Exhibit

	 	
2. 

	
Fraud Statement

	 	
3. 

	
Medical Cost Containment Expense Component of ALAEs Exhibit

	 	
4. 

	
Miscellaneous Charges Exhibit

	 	
5. 

	
Special Account Claim Services Exhibit

	 	
6. 

	
Coverage Overview Exhibit

	 	
7.

	
Terrorism Exhibit

 

IMPORTANT NOTICE REGARDING COMPENSATION DISCLOSURE

 

For information about how Travelers compensates independent agents, brokers, or other insurance producers, please visit this website:

 

http://www.travelers.com/w3c/legal/Producer Compensation Disclosure.html

 

If you prefer, you can call the following toll-free number: 1-866-904-8348. Or you can write to us at Travelers, Enterprise Development, One Tower Square, Hartford, CT 06183.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 9

  

AEROPOSTALE INC

 

	Definition of Workers Compensation Medical Only ("CM") and ("CB") Claims Exhibit

 

Workers Compensation Claims are categorized as CM or CB. To assist you in distinguishing the two categories of Claims, Travelers offers the following definitions of each Claim.

 

A 'CM' loss designator denotes a Workers Compensation Claim which involves medical treatment only, no 24 hour voice-to-voice contact is necessary with the injured employee, employer or provider of medical services and in which:

 

	 	
·

	There is no issue requiring investigation for compensability, offsets or subrogation.

 

	
  

	
·

	
Lost work days do not exceed the applicable statutory waiting period but may involve a return to work under modified duty for a period of less than 90 days.

 

	
  

	
·

	
There are no payments or reserves for categories other than medical or expense.

 

	
  

	
·

	
No reserve advisory or status reports, customer meetings or pre-settlement concurrence review are requested.

 

	
  

	
·

	
Injury does not require medical treatment beyond 180 days.

 

	
  

	
·

	
Anticipated medical treatment is less than or equal to *.

 

	
  

	
·

	
Injured employee is not represented by an attorney.

 

	
  

	
·

	
There are no issues of causal relationship or excessive medical treatment.

 

	
  

	
·

	
No issues of permanency or scarring are involved.

 

A 'CB' loss designator denotes a Workers Compensation Claim that does not fall within any of the above criteria for a CM designator, provided that the Travelers Claim Unit Manager may, in the good faith exercise of his or her Claim handling judgment, classify a Claim as either a 'CB' or a 'CM', if he or she believes that the Claim can be handled as he or she has classified it, without compromising the effectiveness of the Claim handling.

 

These definitions may change to conform with our claim department classifications.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 10

  

 

AEROPOSTALE INC

 

	
Fraud Statement

 

Certain States request that we provide you with a Fraud Statement. Please read the statement applicable to the state of your address on the Policies. If that state and/or Line of Business are not listed, please read the statement applicable to All Other States.

 

ARKANSAS, LOUISIANA, NEW MEXICO, VERMONT AND WEST VIRGINIA: Any person who knowingly presents a false or fraudulent claim for payment of a loss or benefit or knowingly presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

 

CALIFORNIA: Auto: Any person who knowingly makes an application for motor vehicle insurance coverage containing any statement that the applicant resides or is domiciled in this state when, in fact, that applicant resides or is domiciled in a state other than this state, is subject to criminal and civil penalties. Other Than Auto: The "All Other States" statement applies to lines of business other than auto.

 

COLORADO: It is unlawful to knowingly provide false, incomplete, or misleading facts or information to an insurance company for the purpose of defrauding or attempting to defraud the company. Penalties may include imprisonment, fines, denial of insurance and civil damages. Any insurance company or agent of an insurance company who knowingly provides false, incomplete, or misleading facts or information to a policyholder or claimant for the purpose of defrauding or attempting to defraud the policyholder or claimant with regard to a settlement or award payable from insurance proceeds shall be reported to the Colorado division of insurance within the department of regulatory agencies.

 

DISTRICT OF COLUMBIA: WARNING: It is a crime to provide false or misleading information to an insurer for the purpose of defrauding the insurer or any other person. Penalties include imprisonment and/or fines. In addition, an insurer may deny insurance benefits if false information materially related to a claim was provided by the applicant.

 

FLORIDA: Any person who knowingly and with intent to injure, defraud, or deceive any insurer files a statement of claim or an application containing any false, incomplete, or misleading information is guilty of a felony of the third degree.

 

HAWAII: For your protection, Hawaii law requires you to be informed that presenting a fraudulent claim for payment of a loss or benefit is a crime punishable by fines or imprisonment, or both.

 

KENTUCKY: Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance or statement of claim containing any materially false information, or conceals for the purpose of misleading, information concerning any fact material thereto, commits a fraudulent insurance act, which is a crime.

 

MAINE, TENNESSEE, VIRGINIA AND WASHINGTON: It is a crime to knowingly provide false, incomplete, or misleading information to an insurance company for the purpose of defrauding the company. Penalties may include imprisonment, fines, and denial of insurance benefits.

 

MARYLAND: Any person who knowingly and willfully presents a false or fraudulent claim for payment of a loss or benefit or who knowingly and willfully presents false information in an application for insurance is guilty of a crime and may be subject to fines and confinement in prison.

 

MASSACHUSETTS: Auto: If you or someone else on your behalf gives us false, deceptive, misleading, or incomplete information that increases our risk of loss, we may refuse to pay claims under any or all of the Optional Insurance Parts and we may cancel your Policy. Such information includes the description and the place of garaging of the vehicle(s) to be insured, the names of operators required to be listed and the answers to questions in this application about all listed operators. Check to make certain that you have correctly listed all operators and the completeness of their previous driving records. The Merit Rating Board may verify the accuracy of the previous driving records of all listed operators, including that of the applicant for this insurance. Other Than Auto: The "Kentucky" statement applies to lines of business other than auto.

  

Page 11

  

 

AEROPOSTALE INC

 

	
Fraud Statement

 

NEW JERSEY: Any person who includes any false or misleading information on an application for an insurance policy is subject to criminal and civil penalties.

 

NEW YORK: Auto: Any person who knowingly and with intent to defraud any insurance company or other person files an application for commercial insurance or a statement of claim for any commercial or personal insurance benefits containing any materially false information, or conceals for the purpose of misleading, information concerning any fact material thereto, and any person who in connection with such application or claim, knowingly makes or knowingly assists, abets, solicits or conspires with another to make a false report of the theft, destruction, damage or conversion of any motor vehicle to a law enforcement agency, the Department of Motor Vehicles or an insurance company, commits a fraudulent insurance act, which is a crime, and shall also be subject to a civil penalty not to exceed five thousand dollars and the value of the subject motor vehicle or stated claim for each violation. Other Than Auto: Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance or statement of claim containing any materially false information, or conceals for the purpose of misleading, information concerning any fact material thereto, commits a fraudulent insurance act, which is a crime and shall also be subject to a civil penalty not to exceed five thousand dollars and the stated value of the claim for each such violation.

 

OHIO: Any person who, with intent to defraud or knowing that he is facilitating a fraud against an insurer, submits an application or files a claim containing a false or deceptive statement is guilty of insurance fraud.

 

OKLAHOMA: WARNING: Any person who knowingly, and with intent to injure, defraud or deceive any insurer, makes any claim for the proceeds of an insurance Policy containing any false, incomplete or misleading information is guilty of a felony.

 

OREGON: Any person who knowingly and with intent to defraud or solicit another to defraud an insurer: (1) by submitting an application, or (2) by filing a claim containing a false statement as to any material fact, may be violating state law.

 

PENNSYLVANIA: Auto: Any person who knowingly and with intent to injure or defraud any insurer files an application or claim containing any false, incomplete or misleading information shall, upon conviction, be subject to imprisonment for up to seven years and payment of a fine of up to $15,000. Other Than Auto: The "Kentucky" statement applies to lines of business other than auto.

 

PUERTO RICO: Any person who knowingly and with the intent to defraud, presents false information in an insurance request form, or who presents, helps or has presented a fraudulent claim for the payment of a loss or other benefit, or presents more than one claim for the same damage or loss, will incur a felony, and upon conviction will be penalized for each violation with a fine of no less than five thousands dollars ($5,000) nor more than ten thousands dollars ($10,000); or imprisonment for a fixed term of three (3) years, or both penalties. If aggravated circumstances prevail, the fixed established imprisonment may be increased to a maximum of five (5) years; if attenuating circumstances prevail, it may be reduced to a minimum of two (2) years.

 

UTAH: Any person who knowingly presents false or fraudulent underwriting information, files or causes to be filed a false or fraudulent claim for disability compensation or medical benefits, or submits a false or fraudulent report or billing for health care fees or other professional services is guilty of a crime and may be subject to fines and confinement in state prison.

 

ALL OTHER STATES: Any person who knowingly and with intent to defraud any insurance company or another person files an application for insurance or statement of claim containing any materially false information, or conceals for the purpose of misleading information concerning any fact material thereto, commits a fraudulent insurance act, which is a crime and subjects the person to criminal and civil penalties.

  

Page 12

  

 

AEROPOSTALE INC

 

	
Medical Cost Containment Expense Component of ALAEs Exhibit

 

Your pricing structure consists of the following components, which apply to Claims with a date of accident beginning with the Program Effective Date set forth on the Cover Page:

 

	
1.a. 

	There is a * charge applied to any Savings resulting from the following medical bill repricing,pharmacy bill repricing and hospital bill audit activity:

 

	
  

	
·

	
Application of Preferred Provider Network discounts to physicians' bills, hospital bills and pharmacy bills

 

	
  

	
·

	
Repricing as a result of negotiation of out-of-network physicians' bills, pharmacy bills and hospital bills

 

	
  

	
·

	
Repricing of medical bills, pharmacy bills and hospital bills by reviewing the bills and applying state rules/edits and proprietary rules/edits

 

	
  

	
·

	
Repricing of medical bills, pharmacy bills and hospital bills by manual bill review by our medical review team

 

	
  

	
·

	
Repricing to any applicable state-mandated schedule.

 

	
b.     

	Savings realized from medical bill, pharmacy bill and hospital bill review to which the 27% charge is not applied are:

 

	
  

	
·

	Savings realized from the detection and elimination of duplicate bills

	
  

	
·

	
Savings achieved by the Claim case manager, i.e. bills containing unrelated/unauthorized treatment

 

	
  

	
·

	
Savings achieved by the medical case manager, i.e. bills containing unapproved medical treatment

 

	
  

	
·

	
Savings realized from the elimination of non-compensable bills.

 

	
     

	
For purposes of this Exhibit, the term "Savings" shall refer to the difference between the amount billed by physician, hospital, pharmacy and other medical providers and the amount we ultimately paid. We adhere to state-mandated fee schedules and/or usual and customary pricing for certain procedures, may contract with preferred provider networks which have contractual arrangements with certain of those providers to perform certain procedures at pre-determined rates (which may be below fee schedule), and may utilize other fee negotiation resources we determine are necessary and appropriate to determine the amount that we should pay on any given medical bill.

 

	
2.     

	The * charge will be capped at * per bill and is charged to the Claim file as an Allocated

          

	
     

	
Loss Adjustment Expense, unless we are required by state law to charge it to the Claim file as a different component of the applicable rating plan. The * per bill cap applies to bills with a date of service beginning with the Program Effective Date set forth on the Cover Page.

 

	
3.     

	Certain items are still charged separately to the Claim file as Allocated Loss Adjustment Expenses.

 

	
     

	
These items include but are not limited to:

 

	
  

	
·

	
Utilization Review [pre-certification and concurrent review] services charged on a per activity basis

	
  

	
·

	
Independent medical examinations*

	
  

	
·

	
Second opinions by a physician*

	
  

	
·

	
Chiropractic reviews

	
  

	
·

	
Physician advisor programs.

 

	
     

	
*unless ordered by an industrial board or state equivalent, in which case it is treated as Medical.

 

	
4.

	Allocated Loss Adjustment Expenses (or ALAE(s)) are defined in the body of the Agreement. This Exhibit does not amend that definition; it simply sets forth the pricing structure for certain component parts of that definition.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 13

  

 

AEROPOSTALE INC 

 

	

Miscellaneous Charges Exhibit

 

1. Workers Compensation Assessments Applicable to the following States:

 

	
State

	
Fund

	
Assessment

Basis

	
Estimated

Rate

	
Line of

Insurance

	
Estimated

Assessment

Deposit

	
DC

	
Dept. Labor Spec Fnd/Admn Fund

	
Unlimited Paid Losses (Excluding ALAE)

	
*

	
WC

	
*

	
GA

	
Second Injury Fund

	
Unlimited Paid Losses (Excluding ALAE)

	
*

	
WC

	
*

	
KS

	
Admin. Fund/WC Fund

	
Unlimited Paid Losses (Excluding ALAE)

	
*

	
WC

	
*

	
SC

	
Second Injury Fund

	
Unlimited Paid Losses (Excluding ALAE)

	
*

	
WC

	
*

 

Notes Applicable to 1. Above:

 

	
i.

	
These Assessments apply to all Paid Losses and to Deductible Plan Losses.

 

	
ii.

	
These Assessments will be levied on the basis of unlimited Paid Losses and Deductible Plan Losses (excluding ALAE) for D.C. and the States of Georgia, Kansas, and South Carolina. We have, however, agreed that the maximum Assessment amount that we will charge you on any one loss will be *. This is a cap on the amount of the Assessment that we will charge you for any one loss. It is not a cap on the loss amount used to calculate the Assessment, nor is it a cap on the total Assessment amount which you owe for all losses.

 

	
iii.

	
For each of these states, we will collect a deposit amount which is calculated by multiplying the estimated rates displayed in 1. above times our estimate of your Paid Losses and Deductible Plan Losses paid at eighteen (18) months after Policy inception for the indicated Assessment basis noted above.

 

	
iv.

	
As of eighteen (18) months after the effective dates of the Policies, and annually thereafter, we will adjust the amounts which you owe for the Assessments:

 

	 	
·

	
Actual Assessment rates of loss, as promulgated by these states, will be applied to your Paid Losses and Deductible Plan Losses in the same manner and for time periods corresponding to the Assessment periods to which the actual state rates apply.

 

	 	
n

	
For Paid Loss and Deductible Plan Loss Assessment periods for which the actual Assessment rate(s) has not yet been determined by the state(s) as of the time of our first eighteen (18) months and/or subsequent annual adjustment, we will apply the latest known rate(s) to arrive at an estimated Assessment amount for that period. At the time of the next adjustment, this estimated rate will be replaced by the actual rate applicable to that Assessment period, and we will recompute the Assessment amount for that period.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

Page 14

  

AEROPOSTALE INC 

 

	

Miscellaneous Charges Exhibit

 

2. Surcharges

 

	
State

	
Fund

	
Surcharge Basis

	
Rate

	
Line of

Insurance

	
Estimated Surcharge Liability

	
AK

	
Insurance Guaranty Fund(AIGA)

	
Written Premium**

	
*

	
WC

	
*

	
CA

	
User Tax

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CA

	
Fraud Assessment

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CA

	
Subsequent Injury Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CA

	
Insurance Guaranty Fund(CIGA)

	
Written Premium**

	
*

	
WC

	
*

	
CA

	
CIGA All Other

	
Written Premium

	
*

	
GL

	
*

	
CA

	
Uninsured Ernpl. Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CA

	
OSHA Fund Surcharge

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CA

	
LECF Surcharge

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CT

	
Admin. Fund

	
Incurred Losses@ *

	
*

	
WC

	
*

	
CT

	
Second Injury Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
DC

	
Second Injury Fund

	
Written Premium**

	
*

	
WC

	
*

	
FL

	
Cat Fund Emergency Assessment

	
Written Premium

	
*

	
AL

	
*

	
FL

	
Cat Fund Emergency Assessment

	
Written Premium

	
*

	
APD

	
*

	
FL

	
Cat Fund Emergency Assessment

	
Written Premium

	
*

	
GL

	
*

	
FL

	
Guar Fund Surcharge

	
Written Premium

	
*

	
GL

	
*

	
FL

	
Guar Fund Emerg Surch

	
Written Premium

	
*

	
GL

	
*

	
FL

	
2007 Guar Fund

	
Written Premium

	
*

	
GL

	
*

	
FL

	
2008 FL Guaranty Fund

	
Written Premium

	
*

	
GL

	
*

	
GA

	
Insolvency Pool Surcharge

	
Written Premium**

	
*

	
WC

	
*

	
IA

	
Second Injury Fund (IASIFS)

	
Written Premium**

	
*

	
WC

	
*

	
IL

	
Industrial Commission Op Fund

	
Written Premium**

	
*

	
WC

	
*

	
IN

	
Second Injury Fund

	
Written Premium**

	
*

	
WC

	
*

	
KY

	
Special Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
KY

	
Premium Surcharge

	
Written Premium

	
*

	
AL

	
*

	
KY

	
Premium Surcharge

	
Written Premium

	
*

	
APD

	
*

	
KY

	
Premium Surcharge

	
Written Premium

	
*

	
GL

	
*

	
MA

	
Special/Trust Fund

	
Modified Tariff Premium*

	
*

	
WC

	
*

	
ME

	
Fresh Start Surcharge

	
Modified Tariff Premium

	
*

	
WC

	
*

	
ME

	
Board Funds

	
Modified Tariff Premium

	
*

	
WC

	
*

	
ME

	
Supplemental Benefits

	
Modified Tariff Premium

	
*

	
WC

	
*

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 15

  

 

AEROPOSTALE INC

 

	

Miscellaneous Charges Exhibit

 

	
MN

	
Special Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
MN

	
WCRA Assessment

	
Modified Tariff Premium

	
*

	
WC

	
*

	
MO

	
Second Injury Fund (MOSIFS)

	
Modified Tariff Premium

	
*

	
WC

	
*

	
MO

	
Administrative Surcharge

	
Modified Tariff Premium less Written Premium**

	
*

	
WC

	
*

	
MT

	
Subsequent Injury Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
MT

	
Regulatory Assessment

	
Modified Tariff Premium

	
*

	
WC

	
*

	
NJ

	
Second Injury Fund (NJSIFS)

	
Modified Tariff Premium

	
*

	
WC

	
*

	
NJ

	
Guaranty Assn.

	
Written Premium

	
*

	
AL

	
*

	
NJ

	
Guaranty Assn.

	
Written Premium

	
*

	
APD

	
*

	
NJ

	
Guaranty Assn.

	
Written Premium

	
*

	
GL

	
*

	
NJ

	
Uninsured Empl. Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
NY

	
Enforcement Fee

	
Number of Vehicles

	
*

	
AL

	
*

	
NY

	
NY Boards Funds Surcharge

	
Modified Tariff Premium

	
*

	
WC

	
*

	
NY

	
NY Security Fund

	
Written Premium** plus NY Boards Funds Surcharge

	
*

	
WC

	
*

	
OR

	
Admin. Fund

	
Written Premium

	
*

	
WC

	
*

	
OR

	
Guar. Fund Recoupment

	
Written Premium

	
*

	
AL

	
*

	
OR

	
Guar. Fund Recoupment

	
Written Premium

	
*

	
APD

	
*

	
OR

	
Guar. Fund Recoupment

	
Written Premium

	
*

	
GL

	
*

	
OR

	
Guar. Fund Recoupment

	
Written Premium

	
*

	
WC

	
*

	
PA

	
Supersedeas/2nd Inj/Admin Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
TX

	
TX Auto Theft Prevention Auth.

	
Number of Vehicles

	
*

	
AL

	
*

	
VT

	
Admin. Fund

	
Written Premium**

	
*

	
WC

	
*

	
WV

	
Surcharge

	
Written Premium

	
*

	
AL

	
*

	
WV

	
Surcharge

	
Written Premium

	
*

	
APD

	
*

	
WV

	
Surcharge

	
Written Premium

	
*

	
GL

	
*

	
WV

	
Surcharge

	
Written Premium

	
*

	
WC

	
*

	
WV

	
Regulatory Surcharge

	
Modified Tariff Premium

	
*

	
WC

	
*

	
WV

	
WC Debt Reduction Surcharge

	
Modified Tariff Premium

	
*

	
WC

	
*

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 16

  

AEROPOSTALE INC

 

Miscellaneous Charges Exhibit

 

3. Assessments - Other than those Assessments which are listed in 1. above

 

	
State

	
Fund

	
Assessment

Basis

	
Rate

	
Line of

Insurance

	
Estimated

Assessment

Liability

	
AL

	
DIA Fund

	
Incurred Losses@ *

	
*

	
WC

	
*

	
AR

	
WC Comm Fund et al

	
Modified Tariff Premium

	
*

	
WC

	
*

	
CO

	
Various

	
Modified Tariff Premium

	
*

	
WC

	
*

	
FL

	
Admin. Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
FL

	
Guaranty Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
ID

	
Industrial Admin. Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
MI

	
Various

	
Modified Tariff Premium

	
*

	
WC

	
*

	
MI

	
Catastrophic Claims Assn. Asst

	
Written Premium

	
*

	
AL

	
*

	
NE

	
2nd Injury & Voc. Rehab.

	
Incurred Losses@ *

	
*

	
WC

	
*

	
NJ

	
Unsatisfied Claim Judgmt. Fund

	
Written Premium

	
*

	
AL

	
*

	
NM

	
Uninsured Empl. Fund

	
Incurred Losses@ *

	
*

	
WC

	
*

	
RI

	
Admin. FundNVC Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
TX

	
Maint. Tax/Guaranty Fund

	
Modified Tariff Premium

	
*

	
WC

	
*

	
US

	
USL&H Second Injury Fund

	
Incurred Losses@ *

	
*

	
WC

	
*

Notes Applicable to 2. and 3. Preceding:

 

	
i.

	
Those Surcharges and Assessments which are levied on the basis of Incurred Loss are calculated based on a loss limit of *. This means that the Assessment or Surcharge is based on the first * of each loss. A charge has been made in the Assessment or Surcharge rate for the loss limitation and the rates for Assessments include the applicable state premium tax rate. Further, with respect to Surcharge and Assessment Basis, # means all Incurred Losses and Deductible Plan Losses are included.

 

	
ii.

	
For those Surcharges and Assessments which are levied on the basis of premium, the following definitions shall apply:

 

	 	
*

	
Massachusetts: Modified Tariff Premium excluding ARAP (All Risks Adjustment Program) and before application of premium discount and deductible credit.

 

	 	
**

	
For Deductible Plan Policies in these states, Written Premium means Modified Discounted Tariff Premium after application of deductible credit.

 

	 	
***

	
NewYork: For retrospectively rated Policies, the NY Compensation Insurance Rating Board specifies that the premium basis for retro must include the implied premium discount determined on the basis of standard premium. (Rating Board Bulletin R.C. 1960)

 

	
iii.

	
For the purpose of calculating your surcharge and assessment liability, Modified Tariff Premium shall mean manual premium after application of experience modification, but prior to application of any deductible credit.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 17

  

 

AEROPOSTALE INC

 

	

Miscellaneous Charges Exhibit

 

	
iv.

	
For the purpose of calculating your surcharge and assessment liability, Modified Discounted Tariff Premium shall mean manual premium after application of experience modification and premium discount, but prior to application of any deductible credit.

 

	
v.

	
For the purpose of calculating your surcharge and assessment liability , Written Premium shall mean earned loss responsive premium plus Non-Loss Responsive Premium.

  

Page 18

  

AEROPOSTALE INC

 

	

Special Account Claim Services Exhibit

 

Travelers Claim Services are designed with the goal of providing you with consistent, high quality claim service. You may report claims by using our 1-800 telephone claim number, available 24 by 7 by 365. You may also report using our Internet claim reporting facility. Acknowledgements of claims and closing notices will be automatically mailed.

 

CAE Assignment

 

A Claim Account Executive (CAE) will coordinate, meet with you, and assist in your dealings with Travelers Claim Department.

 

Confirmation of Special Account Claim Services

 

With acceptance of our proposal, your CAE will confirm the following services in a SAC (Special Account Claim) Letter. We plan to advise you of the following.

 

	
Workers Compensation Claim Alerts

	
Sent to

	
Charge

	 	 	 
	
Reserve Advisory with Rationale at $25,000

	
SAC Contacts

	
Included

	 	 	 
	
Additional Claim Alerts due to:

	
SAC Contacts

	
Included

	
Controverted Claim

	  	  
	 	 	 
	
Fatality

	  	  
	 	 	 
	
Catastrophic Injury

	  	  
	 	 	 
	
Return to Work cannot be accommodated

	  	  
	
Actual Return to Work

	  	  

 

In addition to the Workers Compensation Claim Alerts above we plan to advise you of the following.

 

	
Advisory Events

	
Line of Insurance

	
Level

	
Method

	 	 	 	 
	
Hearing Notification

	
Workers Compensation

	
All

	
e-Mail

	 	 	 	 
	
Proposed Settlement

	
Workers Compensation

	
* or more

	
e-Mail

	
Suit Acknowledgement

	
Workers Compensation

	
All

	
e-Mail

	
Surveillance Assignment

	
Workers Compensation

	
All

	
e-Mail

 

For the term of this proposal we plan to hold one (1) Claim File Review(s) for Open Claims with an incurred value of $25,000 or more at our designated regional site. If more Claim File Reviews are requested we will charge for additional meetings using the following rates.

 

	
Claim File Reviews

	Location	
Additional

	 	 	 
	
National Claim File Review - Open Claims with an incurred value of * or more.

	
At our designated regional site

	
* per meeting 

	
Local Claim Office File Review with Our Claim Staff during the Policy Period.

	
Telephonic

	* per day.
	
Local Claim Office File Review with Our Claim Staff during the Policy Period.

	
Our Office

	* per day.
	
Local Claim Office File Review with Our Claim Staff during the Policy Period.

	Your Location	* per day.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 19

  

AEROPOSTALE INC

 

	

Special Account Claim Services Exhibit

 

Service Term / Additional Services

 

This proposal applies to the claim services described herein for claims which are open, opened, or reopened during the policy period to which this proposal applies.

 

Any services or guidelines you request that are in addition to the services or guidelines referenced in this proposal may be subject to an additional charge to which the parties must agree in order for any such additional services or guidelines to be made a part of this proposal.

 

Any variations or additions to the service levels referenced above will NOT (subject to applicable law) be provided beyond the expiration of the policy period to which this proposal applies, unless the parties agree to an additional charge for us to continue to provide these services.

 

Continuation of Special Account Claim Services

 

In the event you become insured by another carrier, or in the event the claim services which are the subject of this proposal are provided by an entity other than us your Special Account Claim Services will convert to the service levels referenced below.

 

	
Claim File Reviews

	
National Claim File Review — Open Claims with an incurred value  of 1 Annually * or more.

	
At Our Regional Office

	  	  	  
	
Workers

	
Reserve Advisory and Large Indemnity Payments at *

	
Sent to SAC Contacts

	  	  	  
	
Compensation Claim

	
Controverted Claims

	  
	  	  	  
	
Alerts

	
Fatality

	  
	  	  	  
	  	
Catastrophic Injury

	
All Lines by e-mail

	  	  	  
	  	
Initial Reserve or Reserve Change and

	  
	
Advisory Events

	  	  
	  	
Proposed Settlement

	  
	  	  	  
	  	
Level will be set at * or current SAC level whichever is higher.

	  
	
Advisory Events

	  	  
	  	
Other Advisory events

	
All Lines by e-mail

	  	  	  
	  	
Hearing Notification

	  
	  	  	  
	  	
Suit Acknowledgement

	  
	  	
Surveillance Assignment

	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 20

  

 

Aeropostale, Inc.

 

	

Coverage Overview Exhibit

 

THE FOLLOWING OUTLINES THE COVERAGE FORMS, LIMITS OF INSURANCE, POLICY ENDORSEMENTS AND OTHER TERMS AND CONDITIONS PROVIDED IN THIS PROPOSAL/QUOTE. ANY POLICY COVERAGES, LIMITS OF INSURANCE, POLICY ENDORSEMENTS, COVERAGE SPECIFICATIONS, OR OTHER TERMS AND CONDITIONS THAT YOU HAVE REQUESTED THAT ARE NOT INCLUDED IN THIS PROPOSAL/QUOTE HAVE NOT BEEN AGREED TO BY TRAVELERS. PLEASE REVIEW THIS PROPOSAL/QUOTE CAREFULLY AND IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR TRAVELERS REPRESENTATIVE.

 

WORKERS COMPENSATION / EMPLOYERS LIABILITY 

 

NATIONAL COUNCIL STANDARD FORMS

 

	1992 Form	Applicable in all states covered by the policy.	*

 

POLICY DECLARATIONS

 

	
Item 1. 

	
Named Insured: As per Schedules or *

	
*

	 	 	 
	Item 3.A.	
States of: AK, AL, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OK, PA, RI, SC, SD, TN, TX, UT, VT, VA, WV

	 
	 	 	 
	Item 3.C.	
All Other States Except ND, OH, WA, WY

	 

LIMITS

 

	
Part I   

	Statutory	 	 
	 	 	 	 
	Part II	Bodily Injury by Accident	*	
Each Accident 

	 	 	 	 
	 	Bodily Injury by Disease	*	Policy Limit
	 	 	 	 
	 	Bodily Injury by Disease	*	Each Employee

 

ENDORSEMENTS

 

	
♦

	
Catastrophe (other than Certified Acts of Terrorism)

	
*

	 	 	 
	
♦

	
Employer's Liability Coverage

	
*

	 	 	 
	  	  	
*

	  	  	
*

	 	 	 
	
♦

	
Employers Liability Limits of Liability

	
*

	 	 	 
	
♦

	
Federal Terrorism Risk Insurance Act Disclosure

	
*

	 	 	 
	  	  	
*

	  	  	
*

	  	  	
*

	  	  	
*

	  	  	
*

	  	  	
*

	  	  	
*

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 21

  

Aeropostale, Inc.

 

	

Coverage Overview Exhibit

 

	 	 ̈	Foreign Reimbursement and Repatriation Expense 	*
	 	 	Schedule	*
	 	 	 	*

 

	
Designated Employees:

	 	 	 	  
	  	 	 	 	
outside of the United States.

	
All employees of the named insured while working

	 	 	  
	
Designated WC Law:

	 	 	 	  
	  	 	 	 	  
	
State of hire

	 	 	 	  
	  	 	 	 	  
	
Location and Description of Operations:

	 	 	  
	
Anywhere in the World

	 	 	 	
Each Accident

	  	 	 	 	
Policy Limit

	
Employer's Liability Limits

	 	 	 	  
	  	 	 	 	  
	
Bodily Injury by Accident:

	 	 	 	
Each Employee

	  	 	$	*	 	  
	
0

	 	 	 	 	  
	
Bodily Injury by Disease:

	 	 	 	 	
Each Accident

	  	 	$	*	 	
Policy Limit

	
0

	 	 	 	 	  
	
Bodily Injury by Disease:

	 	 	 	 	
Each Employee

	  	 	$	*	 	  
	  	 	 	 	 	  
	
Foreign Reimbursement

	 	 	 	 	  
	  	 	 	 	 	  
	
Bodily Injury by Accident:

	 	$	*	 	  
	
Bodily Injury by Disease:

	 	$	*	 	  
	
Bodily Injury by Disease:

	 	$	*	 	  
	
Repatriation Expense

	 	$	*	 	  

 

	 	                                                           Notice of Cancellation	*
	 	 	 
	 	                                                          NINETY (90) DAYS	*

 

	 	 	Notification of Change in Ownership	*
	 	 	 	 
	 	 	Voluntary Compensation and Employer's Liability	 *
	 	 	 	 
	 	 	Schedule	*
	 	 	 	 

       

	 	Employees:	 
	 	
    All Employees not subject to the Workers' Compensation Law.* 

    State — All States except NJ, ND, OH, WA, WI and WY*. 

	 	    Designated WC Law:	 
	 	 	 *
	 	     "STATE OF HIRE"	
*

	 	 	 
	 	 ̈           Waiver of Our Right to Recover	 
	 	 	*

 

	 	 	Schedule
	 	 	 

	 	
Designated Person:/Designated Organization:

	 	
    Any person or organization for which the named insured has agreed by written contract executed prior to loss to furnish this waiver

The policies will also include any retrospective rating endorsements and/or deductible endorsements and all state-mandated endorsements as applicable.

 

The policies when issued will, without notice, replace and supersede this and all other correspondence which documents the insurance coverage referenced herein.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

Page 22

  

Aeropostale, Inc.

 

	

Coverage Overview Exhibit

 

 

THIS PROPOSAL/QUOTE DOES NOT AMEND, OR OTHERWISE AFFECT, THE PROVISIONS OF COVERAGE OF ANY RESULTING INSURANCE POLICY ISSUED BY TRAVELERS. IT IS NOT A REPRESENTATION THAT COVERAGE DOES OR DOES NOT EXIST FOR ANY PARTICULAR CLAIM OR LOSS UNDER ANY SUCH POLICY. COVERAGE DEPENDS ON THE APPLICABLE PROVISIONS OF THE ACTUAL POLICY ISSUED, THE FACTS AND CIRCUMSTANCES INVOLVED IN THE CLAIM OR LOSS AND ANY APPLICABLE LAW.

 

Coverage Overview Edition — 3/14/11

  

Page 23

  

 

AEROPOSTALE INC

 

	

Terrorism Exhibit

 

Terrorism Risk Insurance Act of 2002 Disclosure

 

On December 26, 2007, the President of the United States signed into law amendments to the Terrorism Risk Insurance Act of 2002 (the "Act"), which, among other things, extend the Act and expand its scope. The Act establishes a program under which the Federal Government may partially reimburse "Insured Losses" (as defined in the Act) caused by "acts of terrorism". An "act of terrorism" is defined in Section 102(1) of the Act to mean any act that is certified by the Secretary of the Treasury — in concurrence with the Secretary of State and the Attorney General of the United States — to be an act of terrorism; to be a violent act or an act that is dangerous to human life, property, or infrastructure; to have resulted in damage within the United States, or outside the United States in the case of certain air carriers or vessels or the premises of a United States Mission; and to have been committed by an individual or individuals as part of an effort to coerce the civilian population of the United States or to influence the policy or affect the conduct of the United States Government by coercion.

 

The federal government's share of compensation for Insured Losses is 85% of the amount of Insured Losses in excess of each Insurer's statutorily established deductible, subject to the "Program Trigger", (as defined in the Act). In no event, however, will the federal government or any Insurer be required to pay any portion of the amount of aggregate Insured Losses occurring in any one year that exceeds $100,000,000,000, provided that such Insurer has met its deductible. If aggregate Insured Losses exceed $100,000,000,000 in any one year, your coverage may therefore be reduced.

 

The charge for Insured Losses is included in the total premium for each coverage indicated in this Proposal. The charge that has been included for each coverage is indicated below and does not include any charges for the portion of losses covered by the federal government under the Act.

 

	
Coverage

	
Included Charge For Insured Losses

	
Workers' Compensation

	
Exposures in states other than Alaska, Florida and North Carolina: * of the total Workers Compensation premium. Deductible and guaranteed cost Policies (if any) will be subject to any applicable adjustments or audits. For retrospective Policies (if any), the charge will be a flat charge which is charged at policy inception, not subject to any retrospective premium adjustments or audits.

 

Exposures in Alaska, Florida and North Carolina: The rate used to develop your premium is * per * of state remuneration.

 

Note: The foregoing rates are subject to change at any

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 24

  

  

 

 

CONFIRMATION OF INSURANCE

 

 

	DATE: 	07/26/11	 
	 	 	ISSUING OFFICE:
	ASSURED: 	 	 
	 	Aeropostale, Inc	J. Smith Lanier & Co.
	 	201 Willowbrook Blvd.	11330 Lakefield Dr. #100
	 	Wayne, NJ 07470	Duluth, GA 30097
	 	 	 

                                                                                                                                                                                                                                                                                                                                    

This is confirmation that we have arranged with underwriters the insurance or policy changes described below.  We suggest that you review this notice to make certain we have followed your instructions accurately.

 

	INSURORS:	Hanover Insurance Company	PERIOD:  08/01/11 to 08/01/12
	 	 	 
	POLICY #’S: 	*	RISK:              Auto Policy

 

	AUTOMOBILE  	 	LIMITS	 
	 	 	 	 
	Combined Bodily Injury & Property Damage Liability	 	$	*	 
	 Uninsured/Underinsured Motorist Protection	 	$	*	 
	 Personal Injury Protection  	 	Statutory	 
	 Medical Payments	 	$	*	 
	 Comprehensive	 	$	*	 
	 Collision 	 	$	*	 
	 Hired & Non-Owned Liability	 	$	*	 
	 Hired Car Physical Damage	 	$	*	 
	                Comprehensive 	 	$	*	 
	                Collision 	 	$	*	 

 

	
1)  

	
Coverage will be provided using the most recent edition of *, and currently approved State forms.

	
2)  

	
Composite rated.

	
3)  

	
Annual premium  *

	
4)  

	
90 Days Notice of Cancellation/Non-Renewal/Change in Terms.

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insuror named above.

This confirmation may be canceled by you, the insured, b giving notice to the insuror when thereafter the cancellation shall be effective.  The coverage may be canceled by the insuror by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insuror is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insuror.

	 	 	 	 
	 	 	J. SMITH LANIER & COMPANY	 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

 

CONFIRMATION OF INSURANCE 

 

	DATE: 	07/26/11	 
	 	 	ISSUING OFFICE:
	ASSURED: 	 	 
	 	Aeropostale, Inc	J. Smith Lanier & Co.
	 	201 Willowbrook Blvd.	11330 Lakefield Dr. #100
	 	Wayne, NJ 07470	Duluth, GA 30097

This is confirmation that we have arranged with underwriters the insurance or policy changes described below. We suggest that you  review this notice to make certain we have followed your instructions accurately.

 

 

	INSURORS:	Affiliated FM	PERIOD:  08-01-11 to 08-01-12
	 	 	 
	POLICY #: 	TBD	RISK:   Property-Canada

 

PROPERTY

All risk of physical loss subject to the terms and conditions of the proposal with the following coverages:

Policy Limit – The company’s liability will not exceed the respective Sub-Limits of Liability shown elsewhere for the coverages involved.  However, in no event will the company’s total limit exceed * as a result of any one occurrence,  regardless of the number of perils, coverages or locations involved.

 

	Retail Stores Canada as per schedule on file	 	$	*	 (per store)
	(except as noted below)	 	 	 	 
	(SOV Final 04-11)	 	 	 	 
	    	 	 	 	 
	Distribution Warehouse:  1050 Iron Street, Etobicoke, ON     	 	$	*	 (Stock & Supplies) 

 

See Affiliated quote for additional coverages.

 

Premium:  * (Canadian $)

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insuror named above.

This confirmation may be canceled by you, the insured, b giving notice to the insuror when thereafter the cancellation shall be effective.  The coverage may be canceled by the insuror by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insuror is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insuror.

 

	 	 	 	 
	 	 	J. SMITH LANIER & COMPANY	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

CONFIRMATION OF INSURANCE

 

	DATE: 	07/26/11	 
	 	 	ISSUING OFFICE:
	ASSURED: 	 	 
	 	Aeropostale, Inc	J. Smith Lanier & Co.
	 	201 Willowbrook Blvd.	11330 Lakefield Dr. #100
	 	Wayne, NJ 07470	Duluth, GA 30097

 

This is confirmation that we have arranged with underwriters the insurance or policy changes described below.  We suggest that you review this notice to make certain we have followed your instructions accurately.

 

	INSURORS:	Aviva Insurance Company of Canada	PERIOD:  08/01/11 to 08/01/12
	 	 	 
	POLICY #’S: 	TBD	RISK:       Canadian Auto Policy

                                                                                 

	AUTOMOBILE  	 	LIMITS	 
	 	 	 	 
	Combined Bodily Injury & Property Damage Liability	 	$	*	 
	 Uninsured/Underinsured Motorist Protection	 	$	*	 
	 Personal Injury Protection  	 	Statutory	 
	 Comprehensive	 	$	*	 
	 Collision 	 	$	*	 

 

	 	 	 	 
	4 vehicles (Ontario)	 	 	 
	
1 vehicle  (Alberta)

	 	 	 
	
1 vehicle (New Brunswick)

	 	 	 
	1 vehicle (B.C.) – Excess over IBCB policy.	 	 	 
	 	 	 	 
	
Premium:  * (Canadian $’s)

	 	 	 

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insuror named above.

This confirmation may be canceled by you, the insured, b giving notice to the insuror when thereafter the cancellation shall be effective.  The coverage may be canceled by the insuror by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insuror is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insuror.

 

	 	 	 	 
	 	 	J. SMITH LANIER & COMPANY

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

 

CONFIRMATION OF INSURANCE

 

 

	DATE: 	07/26/11	 
	 	 	ISSUING OFFICE:
	ASSURED: 	 	 
	 	Aeropostale, Inc	J. Smith Lanier & Co.
	 	201 Willowbrook Blvd.	11330 Lakefield Dr. #100
	 	Wayne, NJ 07470	Duluth, GA 30097

 

This is confirmation that we have arranged with underwriters the insurance or policy changes described below. We suggest that you review this notice to make certain we have followed your instructions accurately.

 

 

	INSURORS:	ACE USA	PERIOD: 8-01-11 to 8-01-12
	POLICY #’S: 	TBD	RISK:       Canadian General Liability       

	GENERAL LIABILITY	 	LIMITS	 
	 	 	 	 
	General Aggregate	 	$	*	 
	Personal & Advertising Injury	 	$	*	 
	Each Occurrence	 	$	*	 
	Damages to Premises Rented to You	 	$	*	 
	Medical Expense	 	$	*	 
	Employee Benefits Liability 	 	$ 	*	 
	Employers Non-Owned & Hired Liability	 	$ 	*	 
	Hired Car Physical Damage	 	$ 	*	 
	Medical Payments	 	$ 	*	/*
	Executive Assistance Services (incl repatriation)	 	$ 	*	 
	Contingent Employers Liability – each accident	 	$ 	*	 
	                                                         - each employee 	 	$ 	*	 
	                                                         - policy limit 	 	$ 	*	 
	 Accidental Death & Dismemberment	 	$ 	*	each employee
	  	 	$ 	*	aggregate

 

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insurer named above.

This confirmation may be canceled by you, the insured, b giving notice to the insurer when thereafter the cancellation shall be effective.  The coverage may be canceled by the insurer by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insurer is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insurer.

 

	 	 	 	 
	 	 	J. SMITH LANIER & COMPANY	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

 

	
KIDNAP & EXTORTION COVERAGE:

	 
	 	 
	Limits	Causes of Loss
	* Each loss no annual aggregate  	Extortion/Ransom Moneys Payment
	* Each loss no annual aggregate 	In transit Extortion/Ransom Moneys Loss
	* Each loss no annual aggregate 	Kidnap and Extortion Expenses
	* Each loss no annual aggregate  	Legal Costs
	* Each loss no annual aggregate 	Detention Expenses
	* Sub-limit  Each life	Medical Death or Dismemberment 
	* Sub-limit  Each loss	Medical Death or Dismemberment 
	* Each loss no annual aggregate  	Incident Response

 

All Officers, Directors and Employees of the Named Insured

Endorsements:

Broad Named Insured

Additional Insureds – Broad Form Vendors

Notice of Occurrance

Trade or Economic Sanctions Endorsement

90 Day Notice Cancellation or Non-Renewal

Exclusions:

Asbestos & Asbestos Containing Materials & Products

Silica or Silica – Related Dust

War & Terrorism

Designated Professional Services:  All Services

Premium:  * (+ tax) (based on 62 stores)

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insurer named above.

This confirmation may be canceled by you, the insured, b giving notice to the insurer when thereafter the cancellation shall be effective.  The coverage may be canceled by the insurer by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insurer is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insurer.

 

	 	 	 	 
	 	 	J. SMITH LANIER & COMPANY	 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	
ASPEN XS

A FOLLOW FORM EXCESS POLICY

DECLARATIONS

	

NOTICE: DEPENDING ON THE TERMS AND CONDITIONS OF THE FOLLOWED POLICY, THE COVERAGE UNDER THIS POLICY MAY BE LIMITED TO CLAIMS FIRST MADE AGAINST THE INSURED DURING THE POLICY PERIOD. UNLESS THIS POLICY IS ENDORSED OTHERWISE, THE LIMIT OF LIABILITY AVAILABLE TO PAY DAMAGES OR SETTLEMENTS SHALL BE REDUCED AND MAY BE EXHAUSTED BY THE PAYMENT OF DEFENSE COSTS AND/OR CLAIM EXPENSES WHICH ARE PART OF AND NOT IN ADDITION TO THE LIMIT OF LIABILITY. PLEASE READ AND REVIEW THIS POLICY AND THE FOLLOWED POLICY CAREFULLY.

 

	Issued by: Aspen Specialty Insurance Company (hereinafter "Insurer")	          Policy Number: *
	 	 
	Item 1. Named Insured and Address:	  Item 2. Policy Period:
	               Aeropostale, Inc.	From 12:01 AM on: May 15, 2011 (the "Inception Date")
	               201 Willowbrook Blvd	To 12:01 AM on: May 15, 2012 (the "Expiration Date")
	               Wayne, NJ 07470	(Both dates local time at the address shown in Item 1)
	 	 
	Item 3. Limits of Liability	Item 4. Premium: *
	              * per claim	            TRIA Premium: No additional premium
	              * in the aggregate	 
	 	 
	Item 5.  Underlying Policies:	 

 

	A.	Followed Policy Insurer 

Executive Risk Indemnity, Inc

	Followed Policy Insurer 

*

 

	Followed Policy Limit 

*

	FollowedPolicy Period 

5/15/2011  -  5/15/2012

	
B.

	
Underlying Policy Insurer(s)

	
Underlying Policy

Number(s)

	
Underlying Limits

	
Underlying Policy Period(s)

	  	
AXIS Insurance Company

	
*

	
* 

*

	
5/15/2011 — 5/15/2012

 

	
Item 6.

	
Notice of claim reporting:

Aspen Specialty Insurance Company Management Liability Division

600 Atlantic Avenue

Boston, MA 02210-2286

Attn: Claims Department

Email:AMPclaims@aspenspecialty.com

	
    All other notices to the Insurer:

Aspen Specialty Insurance Company Management Liability Division

600 Atlantic Avenue

Boston, MA 02210-2286

            Toll Free: 1-877-245-3510

  

	
Item7. 

	
Endorsements Attached at Inception Date of Policy:

●  General Service of Suit

 

The Named Insured will be the sole agent and will act on behalf of all Insureds for the purpose of giving any notices, including for cancellation of this Policy, for the payment of premium and receipt of any return premium, for the payment of the deductible or retention, or for the exercising of or the declining to exercise any rights under this Policy.

 

IN WITNESS WHEREOF, the Insurer has caused this Policy to be signed by its President and Secretary and countersigned where required by law on the Declarations page by it's duly Authorized representative.

 

 

	/s/ William Murray	/s/ Andrew Noga
	
President

	
Secretary

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	/s/ illegible	  	
 

	  	  	July 5, 2011
	Authorized Representative Date	 	Date

 

NEW JERSEY

 

This Insurance is Issued Pursuant to the New Jersey Surplus Lines Law.

 

Surplus Lines Broker:AmWins Brokerage of New Jersey, Inc.

 

Surplus Lines No.: *

Surplus Lines Transaction No.: *

	 	
"This policy is wr.ttlen by a surplus lines insurer and is not subject to the filing of approval requirements of the New Jersey Department of Banking and Insurance. Such a policy may contain conditions, limitations, exclusions, and different terms than a policy issued by an insurer granted a Certificate of Authority by the New Jersey Department of Banking and Insurance. The insurer has been approved by the Depart­ment as an eligible surplus lines insurer, but the policy is not coveted by the New Jersey Insurance. Guaranty Fund, and only a policy of medical malpractice liability insurance as defined in N.J.S,A. 17;30D-3d or a policy of property insurance CON',:thi owner•occupicd dwellings of less than four dwelling units are covacd by the Nov Josq Surplus Lines Guaranty Fund."

 

	 	 	THIS INSURANCE IS	 
	 	 	ISSUED PURSUANT TO THE	 
	 	 	NJ SURPLUS LINES LAW	 
	 	 	TRANSACTION it: 611.	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 2 of 3

  

 

ASPEN XS

 

A FOLLOW FORM EXCESS POLICY

 

In consideration of the payment of the premium, and in reliance upon the Application and any other materials submitted to the Insurer, the Named Insured on behalf of all Insureds and the Insurer, agree as follows:

 

I. INSURING AGREEMENT: Subject to its terms, conditions and endorsements, this Policy shall provide the Insureds with insurance excess of the Underlying Limits in accordance with the same terms, conditions, definitions, exclusions and limitations of the Followed Policy as they existed on the inception date of this Policy.

 

II. DEFINITIONS

 

	
A.  

	
Application shall have the same meaning given to such term in the Followed Policy.

	
B.  

	
Drop Down Insurer means an insurer of a policy of insurance that is specifically excess of this Policy, which according to its terms and conditions, pays covered loss that is not paid by the Underlying Policies. This Policy does not follow the terms and conditions of any Drop Down Insurer's policy.

	
C.  

	
Followed Policy means the policy referenced in Item 5. A of the Declarations.

	
D.  

	
Insured(s) means the Named Insured and those individuals and/or entities insured under the Followed Policy.

	
E.  

	
Named Insured means the entity referenced in Item 1. of the Declarations.

	
F.  

	
Policy Period means the period of time stated in Item 2. of the Declarations, subject to any earlier cancellation date.

	
G.  

	
Underlying Limits means the aggregate sum of all the Limits of Liability of the Underlying Policies, plus the uninsured retention or deductible under the Followed Policy.

 

	
H.  

	
Underlying Policies means the policies referenced in Item 5. A and 5. B of the Declarations.

 

III. LIMITS OF LIABILITY AND MAINTENANCE OF UNDERLYING INSURANCE: The Limits of Liability referenced in Item 3. of the Declarations are the limits of the Insurer's liability for all covered claims and/or losses in excess of the Underlying Limits. Liability shall attach to the Insurer only after the insurers of the Underlying Policies, the Drop Down Insurers and/or the Insureds shall have paid covered loss in an amount equal to the full amount of the Underlying Limits. In the event of the exhaustion of all the Underlying Limits due to payments thereunder and upon satisfaction of any applicable retention, this Policy shall continue in force as primary insurance. The Insurer shall remain excess of the amount of the Underlying Limits and shall not drop down for any reason including, but not limited to: (1) non-payment to any extent of the Underlying Limits; (2) the existence of a sub-limit of liability in any Underlying Policies (unless specifically endorsed hereon); or (3) any Underlying Policies containing terms and conditions different from the Followed Policy. If the Followed Policy provides coverage that is subject to a sub-limit of liability, then unless this Policy is endorsed otherwise, this Policy shall not apply to any claim that is subject to such sub-limit, however, any such coverage paid by the insurers of the Underlying Policies shall be recognized solely for the purposes of eroding the Underlying Limits.

 

The Named Insured shall maintain the Underlying Policies in full force and effect throughout the Policy Period, except for any reduction or exhaustion of the aggregate limits of the Underlying Policies by reason of payment of any claim and/or loss as provided in such policies. If the Underlying Policies are not so maintained, the Insurer shall not be liable under this Policy to a greater extent than it would have been had such Underlying Policies been so maintained. The risk of collection of any Underlying Limits, including due to reasons of the financial distress of an insurer issuing an Underlying Policy, is expressly retained by the Insureds.

 

IV. DEFENSE, SETTLEMENT AND CONDITIONS: The Insurer shall have the same rights, privileges and protections afforded to the insurers of the Followed Policy in accordance with such policy's terms and conditions. The Insurer shall also have the right, but not the obligation, to effectively associate with the Insureds in the investigation, settlement or defense of any claim and/or loss that is reasonably likely to involve the Limits of Liability of this Policy. The Insureds shall provide the Insurer with such information, assistance and cooperation as the Insurer may reasonably request and shall not do anything, after a claim has been made against an Insured, that prejudices the Insurer's position or potential rights of recovery.

 

The Insureds shall give the Insurer notice of any claims and/or loss in the same manner and at the same time as required by the terms and conditions of the Followed Policy and shall be provided to the Insurer's address referenced in Item 6. of the Declarations. Notice to an insurer of any of the Underlying Policies is not notice to the Insurer. No amendment to the Underlying Policies shall be effective in broadening the coverage afforded by this Policy, changing the Named Insured's name or address, or modifying the premium of this Policy unless the Insurer agrees so in writing.

 

  

Page 3 of 3  

  

 

GENERAL SERVICE OF SUIT ENDORSEMENT

 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT

CAREFULLY.

 

Pursuant to any statute of any state or district of the United States of America which makes provision therefore, the insurer hereby designates the Commissioner, Superintendent or Director of Insurance or other officer specified for that purpose in the statute, and his or her successors in office, and duly authorized deputies in the state where this policy is issued, as the insurer's true and lawful attorney for service of legal process in action, suit or proceeding brought in the state where this policy is issued by or on behalf of an insured or beneficiary against the insurer arising out of the insurance issued under this policy.

 

The Company's registered forwarding address for purposes of receiving service from the Commissioner, Superintendent or Director of Insurance or other officer in each state shall be: Aspen Specialty Insurance Management, Inc., c/o General Counsel, 175 Capital Blvd., Rocky Hill, CT 06067; (860) 760-7758; Questions can be directed to: Compliance@aspenspecialty.com. In addition, please note state-specific instructions as follows:

 

In Arizona, service must be made on the Commissioner of Insurance, but a copy of any service of legal process should also be delivered or forwarded (for informational purposes only) to: Mr. John Rohwer, John Rohwer & Company, P.O. Box 2229, Phoenix, AZ 85002 or Gail Flock do CT Corporation System, 2394 East Camelback Road, Phoenix, AZ 85016.

 

In California, any service of legal process may also be delivered or forwarded to: Jere Keprios do CT Corporation, 818 West Seventh Street, Los Angeles, CA 90017.

 

In Colorado, any service of legal process may also be delivered or forwarded to: Christen Vinnola do The Corporation Company, 1675 Broadway, Suite 1200, Denver, CO 80202.

 

In Georgia, service must be made on the Commissioner of Insurance, but a copy of such service should also be delivered or forwarded (for informational purposes only) to: Dale W. Morris c/c CT Corporation System, 1201 Peachtree Street, NE, Atlanta, GA 30361.

 

In Hawaii, any service of legal process may also be delivered or forwarded to: Ronald V. Grant do CT Corporation Company, Inc. 900 Fort Street Mall, Suite 1800 Honolulu, HI 96813.

In Louisiana, any service of legal process may also be delivered or forwarded to: Lisa Uttech do CT Corporation Regional System, 5615 Corporate Blvd Suite 400B, Baton Rouge, LA 70808.

 

In Maine, service must be made on the Commissioner of Insurance, but a copy of such filing should also be delivered or forwarded (for informational purposes only) to: Peter B. Webster c/o CT Corporation System, 81 West Main Street, Yarmouth, ME 04096.

 

In Michigan, service of legal process may only be made on the Insurance Commissioner, but a copy of such filing should also be sent (for reference only) to: General Counsel, Aspen Insurance U.K. Limited c/o Aspen Specialty Insurance Management, Inc., 175 Capital Blvd., Rocky Hill, CT 06067.

 

In North Carolina, service of legal process may only be made on the Insurance Commissioner, but a copy of any service of legal process should also be delivered or forwarded (for reference only) to: Ron M. Strickland do CT Corporation System 150 Fayetteville Street Box 1011, Raleigh, NC 27601.

 

In Tennessee, any service of legal process may only be made on the Insurance Commissioner, but a copy of such filing should also be delivered or forwarded (for reference only) to: Mark Williams do CT Corporation System 800 S. Gay Street, Suite 2021, Knoxville, TN 37929.

 

In Texas, any service of legal process may only be made on the Insurance Commissioner, but a copy of such filing should also be delivered or forwarded (for reference only) to: Shirley Dillon c/o CT Corporation System, 350 North St. Paul Street, Dallas, TX 75201,

 

  

Page 1 of 2  

  

 

In Wyoming, any service of legal process should be made on the Insurance Commissioner, but a copy of such filing should also be delivered or forwarded (for reference only) to: Tammy Bellefuille do CT Corporation System 1720 Carey Avenue, Cheyenne, WY 82001.

 

The foregoing designation of attorney for service of legal process upon the Company shall not constitute a waiver of the Company's rights to remove, remand, dismiss or transfer any suit or proceeding from any court, or to commence any suit or other proceeding in any court of competent jurisdiction.

 

 

 

All other terms and conditions of this Policy remain unchanged.

 

 

 

	/s/ illegible	  
	Authorized Representative Date	 

 

  

Page 2 of 2  

  

 

POLICYHOLDER DISCLOSURE

NOTICE OF TERRORISM INSURANCE COVERAGE AND

CAP ON LOSSES FROM CERTIFIED ACTS OF TERRORISM

 

Coverage for acts of terrorism is included in your policy. You are hereby notified that under the Terrorism Risk Insurance Act, as amended in 2007, the definition of act of terrorism has changed. As defined in Section 102(1) of the Act: The term "act of terrorism" means any act that is certified by the Secretary of the Treasury—in concurrence with the Secretary of State, and the Attorney General of the United States—to be an act of terrorism; to be a violent act or an act that is dangerous to human life, property, or infrastructure; to have resulted in damage within the United States, or outside the United States in the case of certain air carriers or vessels or the premises of a United States mission; and to have been committed by an individual or individuals as part of an effort to coerce the civilian population of the United States or to influence the policy or affect the conduct of the United States Government by coercion. Under your coverage, any losses resulting from certified acts of terrorism may be partially reimbursed by the United States Government under a formula established by the Terrorism Risk Insurance Act, as amended. However, your policy may contain other exclusions which might affect your coverage, such as an exclusion for nuclear events. Under the formula, the United States Government generally reimburses 85% of covered terrorism losses exceeding the statutorily established deductible paid by the insurance company providing the coverage. The Terrorism Risk Insurance Act, as amended, contains a $100 billion cap that limits U.S. Government reimbursement as well as insurers' liability for losses resulting from certified acts of terrorism when the amount of such losses exceeds $100 billion in any one calendar year. If the aggregate insured losses for all insurers exceed $100 billion, your coverage may be reduced.

 

The portion of your annual premium that is attributable to coverage for acts of terrorism is *, and does not include any charges for the portion of losses covered by the United States government under the Act.

 

BY RECEIPT OF THIS NOTICE YOU HAVE BEEN NOTIFIED, UNDER THE TERRORISM RISK INSURANCE ACT, AS AMENDED, THAT COVERAGE UNDER THIS POLICY FOR ANY LOSSES RESULTING FROM CERTIFIED ACTS OF TERRORISM, MAY BE PARTIALLY REIMBURSED BY THE UNITED STATES GOVERNMENT AND MAY BE SUBJECT TO A $100 BILLION CAP THAT MAY REDUCE YOUR COVERAGE. YOU HAVE ALSO BEEN NOTIFIED OF THE PORTION OF YOUR PREMIUM ATTRIBUTABLE TO SUCH COVERAGE.

 

Includes copyrighted material from Disclosure 2, © 2007 by The National Association of Insurance Commissioners 

 

ASPEN TRIA DISCLOSURE

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1 of 1  

  

 

US Treasury Department's Office

Of Foreign Assets Control ("OFAC") 

Advisory Notice to Policyholders

 

This Policyholder Notice shall not be construed as part of your policy and no coverage is provided by this Policyholder Notice nor can it be construed to replace any provisions of your policy. You should read your policy and review your Declarations page for complete information on the coverages you are provided.

 

This Notice provides information concerning possible impact on your insurance coverage due to directives issued by OFAC. Please read this Notice carefully.

 

The Office of Foreign Assets Control (OFAC) administers and enforces sanctions policy, based on Presidential declarations of "national emergency." OFAC has identified and listed numerous:

 

	
·

	
Foreign agents;

	
·

	
Front organizations;

	
·

	
Terrorists;

	
·

	
Terrorist organizations; and

	
·

	
Narcotics traffickers;

 

as "Specially Designated Nationals and Blocked Persons." This list can be located on the United States Treasury's web site: http://www.treas.gov/ofac

 

In accordance with OFAC regulations, if it is determined that you or any other insured, or any person or entity claiming the benefits of this insurance has violated U.S. sanctions law or is a Specially Designated National and Blocked Person, as identified by OFAC, this insurance will be considered a blocked or frozen contract and all provisions of this insurance are immediately subject to OFAC. When an insurance policy is considered to be such a blocked or frozen contract, no payments nor premium refunds may be made without authorization from OFAC. Other limitations on the premiums and payments also apply.

 

 

	Aspen OFAC (0908)	Reprinted, in part, with permission of ISO Properties, Inc.

 

  

  Page 1 of 1 

  

 

AXIS INSURANCE COMPANY

  Administrative Office

11680 Great Oaks Way, Suite 500

  Alpharetta, Georgia 30022

(a stock company hereinafter the “Insurer”)

 

Excess Policy

DECLARATIONS PAGE

 

SUBJECT TO THE PROVISIONS OF THE FOLLOWED POLICY, THIS POLICY MAY APPLY ONLY TO CLAIMS FIRST MADE OR CLAIMS FIRST MADE AND REPORTED DURING THE POLICY PERIOD OR EXTENDED REPORTING PERIOD, IF APPLICABLE, AND THE LIMIT OF LIABILITY AVAILABLE TO PAY JUDGMENTS OR SETTLEMENT AMOUNTS MAY BE REDUCED AND EXHAUSTED BY PAYMENT OF DEFENSE COSTS OR CLAIMS EXPENSES. PLEASE READ THIS POLICY CAREFULLY.

 

Policy Number: *      Renewal of Policy Number: *

 

	
Item 1. Policyholder and Mailing Address: Aeropostale, Inc.

 

201 Willowbrook Boulevard

Wayne, NJ 07470

 

	
Item 2. Policy Period: From: 12:01 a.m. on May 15, 2011 to: 12:01 a.m. on May 15, 2012

Local time at the address in Item 1.

 

	
Item 3. Limit of Liability for the Policy Period: *.

 

	
Item 4. 

 

	A.  Notice of claims or potential claims:	B.   All other notices:	
Underlying 

Insurance

	AXIS Insurance Company	
AXIS Insurance Company

	See attached 
	Professional Lines Claims	Professional Lines	Schedule of 
	300 Connell Drive, Suite 2000	300 Connell Drive, Suite 2000	Underlying
	P.O. Box 357	P.O. Box 357	Insurance.

 

	
Item 5.  

 

	 	 	Forms and
	
Berkeley Heights, NJ 07922-0357

	
Berkeley Heights, NJ 07922-0357

	 
	
Toll Free Fax: (866) 770-5630

	
Fax: (908) 508-4301

	 
	
E-mail: USClaimNoticeBH@axiscapital.com

	 	 
	Endorsements attached at Policy Inception: See attached Schedule of Forms and Endorsements.	 	 

 

	
Item 6. Notices to Insurer:

 

 

	 /s/ Gregory W. Springer	 /s/ Andrew Weissert	
Item 7. Premium: * (No additional premium for TRIA).

 

The Insurer has caused this Policy to be signed and attested by its authorized officers:

 

 

	
  

	
July 22, 2011 

	
Gregory W. Springer, President  Andrew Weissert, Secretary Date

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	 	Excess Policy

 

In consideration of the premium paid and in reliance upon all information and representations provided or made available by the Insureds to the Insurer in connection with the underwriting of this Policy, and subject to the provisions of this Policy and the Declarations and any Schedules and Endorsements attached hereto, all of which are made a part of this Policy, the Insurer and Policyholder, on behalf of all Insureds, agree as follows:

 

	
I. INSURING AGREEMENT

 

This Policy shall provide insurance excess of the Underlying Insurance. Liability shall attach to the Insurer only after (i) the insurers of the Underlying Insurance, the Insureds or others on behalf of the Insureds shall have paid in legal currency amounts covered under the respective Underlying Insurance equal to the full amount of the Underlying Limit, and (ii) the retention or deductible, if any, applicable under the Underlying Insurance has been satisfied. Except as specifically set forth herein, coverage under this Policy shall apply in conformance with all provisions of the Followed Policy.

 

	
II. DEFINITIONS

 

When used in this Policy, whether in the singular or the plural:

 

	 	
A.

	
Insureds means all persons and entities covered under the Followed Policy.

 

	 	
B.

	
Followed Policy means the insurance policy(ies) identified as such in the Schedule of Underlying Insurance attached hereto.

 

	 	
C.

	
Policy Period means the period set forth in Item 2 of the Declarations.

 

	 	
D.

	
Policyholder means the person(s) or entity(ies) set forth in Item 1 of the Declarations.

 

	 	
E.

	
Underlying Insurance means the Followed Policy and all other policies, if any, identified as such in the Schedule of Underlying Insurance attached hereto.

 

	 	
F. 

	
Underlying Limit means an amount equal to the aggregate of all limits of liability set forth in the Schedule of Underlying Insurance attached hereto.

 

	
III. CONDITIONS AND LIMITATIONS

 

	 	
A.

	
The Limit of Liability set forth in Item 3 of the Declarations shall be the maximum amount payable by the Insurer in excess of the Underlying Limit.

 

	 	
B.

	
If any amount covered under the Underlying Insurance is subject to a sublimit of liability, this Policy shall not apply to such amount, but the Insurer shall recognize payment of such amount in any manner described in Section I. Insuring Agreement as reducing the Underlying Limit by such amount.

 

	 	
C.

	
The Insureds shall give written notice to the Insurer if any Underlying Insurance is changed or terminated or if any insurer of the Underlying Insurance becomes financially unable to pay any amount covered under the Underlying Insurance. No such event shall affect coverage under this Policy, unless the Insurer so agrees in writing. The failure of the Insureds to comply with this section shall not invalidate coverage. However, the Insurer shall not be liable to a greater extent than it would have been had no such event occurred.

 

	
D. Notice to the Insurer shall be given at the respective address shown in Item 6 of the Declarations. Notice to any other insurer shall not constitute notice to the Insurer unless also given to the Insurer as provided above.

 

	
E. The Insurer may, at its sole discretion, elect to participate in the investigation, defense and settlement of any claim or other matter to which the coverage under this Policy could apply even if the Underlying Limit has not been exhausted. The Insureds shall provide the Insurer with information, assistance and cooperation as the Insurer reasonably requests and shall do nothing to prejudice the Insurer’s position or potential rights of recovery. No action by any other insurer shall bind the Insurer under this Policy.

 

  

  

  

 

Schedule of Forms and Endorsements

 

	Notices and Disclosures:	 
	SCHEDULE OF UNDERLYING INSURANCE	*

 

 

	Endorsements:	 	 
	 	 	 
	No	Endorsement Name	Endorsement Number
	 	 	 
	1 	
NEW JERSEY AMENDATORY

ENDORSEMENT

	*

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

Schedule of Underlying Insurance

 

	Followed Policy
	 	 	 
	A.	   Insurer Name	
Policy Number

  	Limit
	 	
EXECUTIVE RISK

INDEMNITY, INC

	
*

 	*

 

	Other Underlying Insurance	 	 
	 	 	 
	
Insurer Name

	Policy Number	Limit
	 	 	 
	NOT APPLICABLE	 	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

	
Endorsement No.

	
Effective date

	
Policy Number

	
Additional Premium

	
1

	
12:01 a.m. on  May 15, 2011

	
*

	
N/A

 

NEW JERSEY AMENDATORY ENDORSEMENT

 

THIS ENDORSEMENT CHANGES THE POLICY.  PLEASE READ IT CAREFULLY.

 

This endorsement modifies insurance provided under the:

 

Excess Policy

 

It is agreed that:

 

	
I.

	
The following is added to the Declarations Page:

 

THIS POLICY IS SUBJECT TO AN AGGREGATE LIMIT OF LIABILITY FOR ALL LOSS DURING THE POLICY PERIOD.

 

	
II.

	
The following provision is added to the Policy:

 

	 	
IV.

	
CANCELLATION, NONRENEWAL AND RENEWAL

 

	 	
A.

	
The Policyholder may cancel this Policy at any time by giving advance written notice thereof to the Insurer stating the effective date of cancellation. In such event, the Insurer shall refund the unearned premium, if any, computed at the customary short rate, within a reasonable time not to exceed the later of sixty (60) days after the date of cancellation or date of notice.

 

	 	
B.

	
The Insurer may cancel this Policy only for nonpayment of premium. In such event, the Insurer shall deliver or mail written notice of cancellation for nonpayment of premium to the Policyholder, stating the effective date thereof, which shall not be less than ten or more (10 or more) days after the date such notice is delivered or mailed. The notice shall state the amount of premium due and the due date. No cancellation for nonpayment shall be effective if payment of the amount due is made prior to the due date.

 

	 	
C.

	
If the Insurer decides not to renew this Policy, the Insurer shall deliver or mail written notice thereof stating the reason(s) for nonrenewal to the Policyholder not more than one hundred twenty (120) days but not less than thirty or more (30 or more) days prior to the expiration of the Policy Period.

 

	
D.

	
If the Insurer decides to renew this Policy, the Insurer shall deliver or mail written notice of the amount of the renewal premium and any change in contract terms to thePolicyholder not more than one hundred twenty (120) days but not less than thirty or more (30 or more) days prior to the due date of the premium and shall state the effect of nonpayment of premium by the due date.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

Pursuant to New Jersey law, this Policy cannot be nonrenewed for any underwriting reason or guideline which is arbitrary, capricious or unfairly discriminatory or without adequate prior notice to the Insureds. The underwriting reasons or guidelines that an Insurer can use to nonrenew this Policy are maintained by the Insurer in writing and will be furnished to the Insured or the Insured’s lawful representative upon written request.

 

	 	
E. 

	
If the Insurer mails any notice required under this section, the Insurer shall do so by registered or certified mail or by mail evidenced by a United States Post Office certificate of mailing to the Policyholder at the address in Item 1 of the Declarations. The Insurer also shall send such notice by mail or electronic mail to the producer of record, if any. The delivery or mailing of such notice shall be sufficient proof thereof and the Policy Period shall end at the date and hour specified in the notice.

 

	
III. 

	
If this Policy provides claims made coverage, then the following provision is added:

 

	 	
V.

	
 EXTENDED REPORTING PERIODS

 

	 	
A.

	
Automatic Coverage Extension

 

If this Policy is cancelled or nonrenewed, the Policyholder shall have an automatic thirty or more (30 or more) day extension of the coverage granted by this Policy following the effective date of cancellation or nonrenewal, but only for acts, errors or omissions taking place before such date.

 

	 	
B.

	
Extended Reporting Period

 

If this Policy is cancelled or nonrenewed for any reason other than nonpayment of premium, the Policyholder shall have the right to purchase an Extended Reporting Period during which any claim first made against the Insureds shall be considered made during the Policy Period, but only for acts, errors or omissions taking place prior to the effective date of cancellation or nonrenewal. This right shall lapse unless written notice of the option elected together with payment of the additional premium due is received by the Insurer within not less than thirty (not less than 30) days following such date.

 

This Extended Reporting Period shall commence after the expiration of the Automatic Coverage Extension and the duration thereof shall follow that of the Followed Policy; provided the Insurer shall offer the option to purchase an Extended Reporting Period of at least one (1) year.

 

The additional premium for the Extended Reporting Period shall be the same percentage of this Policy’s annual premium as the extended reporting period percentage stated in the Followed Policy. The Insureds must purchase the extended reporting period under all unexhausted Underlying Insurance as a condition to electing an Extended Reporting Period under this Policy.

 

The limit of liability for the Extended Reporting Period shall be the remaining limit of the Limit of Liability set forth in Item 3 of the Declarations.

 

All other provisions of the Policy remain unchanged.

 

	 	 	July 22, 2011	 
	Authorized Representative                   Date	 	 	 
	 	 	 	 
	
/s/ illegible

	 	 	 

 

 

 

 

 

  

  

  

 

 

 

DECLARATIONS

 

EXCESS INSURANCE POLICY

 

SUBJECT TO THE PROVISIONS OF THE UNDERLYING INSURANCE, THIS POLICY MAY ONLY APPLY TO ANY CLAIM FIRST MADE AGAINST THE INSUREDS OR LOSS DISCOVERED DURING THE POLICY PERIOD PROVIDED THAT SUCH CLAIM OR LOSS IS REPORTED IN WRITING TO THE INSURER PURSUANT TO THE POLICY PROVISIONS. AMOUNTS INCURRED AS DEFENSE COSTS SHALL REDUCE AND MAY EXHAUST THE APPLICABLE LIMIT OF LIABILITY AND ARE SUBJECT TO THE RETENTIONS. THE INSURER SHALL NOT BE LIABLE FOR ANY DEFENSE COSTS OR FOR ANY JUDGMENT OR SETTLEMENT AFTER THE LIMIT OF LIABILITY HAS BEEN EXHAUSTED. PLEASE READ THIS POLICY CAREFULLY.

 

These Declarations along with the completed and signed application and the Policy with endorsements shall constitute the contract between the Insureds and the Insurer.

 

	
Item 1.

	
Named Insured:

	  	
Aeropostale, Inc.

	  	
Principal Address: 201 Willowbrook Blvd. Wayne, NJ 07470

	 	 
	
Item 2.

	
Policy Period: From: 15-May-2011

	  	
To:

	
15-May-2012

	  	
Both dates at 12:01 a.m. Local Time at the Principal Address stated in Item 1.

	
Item 3.

	
Limit of Liability:

 

Insurer: Beazley Insurance Company, Inc.

 

Policy Number: *

 

* Aggregate for the Policy Period, including costs and expenses incurred in the defense or settlement of all claims.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	
Item 4.

	
Premium:

	
* One Year Premium

	
* NJ Surch

	
arge

	
* Total

	
One Year Premium

	 Item 5.	Notification under this Policy:	  	  
	
a. Notification pursuant to Clause VI shall be given to:

	
b.

	
All other notices under this Policy shall be given to:

	
Beazley Insurance Company, Inc. 30 Batterson Park Road Farmington, CT 06032 Tel: (860) 677-3700 Fax: (860) 679-0247

	  	
Beazley Insurance Company, Inc. 30 Batterson Park Road Farmington, CT 06032 Tel: (860) 677-3700 Fax: (860) 679-0247

 

* Page 1 of 3

Item 6. Endorsements Effective at Inception:

 

	
1.  

	
* Prior and Pending Litigation Exclusion

	
2.  

	
* Delete Clause VII C

	
3.  

	
* NJ New Jersey Amendatory Endorsement

	
4.  

	
* Sanction Limitation and Exclusion Clause

The Insurer has caused this Policy to be signed and attested by its authorized officers, but it shall not bevalid unless also signed by another duly authorized representative of the Insurer.

 

* Page 2 of 3

 

 

	/s/ Doug Colosky	 	28-Jul-11
	Authorized Representative	 	Date
	 	 	 
	 	 	 
	/s/ Christine Oldridge	 	/s/ Andrew Horton
	Secretary	 	President

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

SCHEDULE OF UNDERLYING INSURANCE EXCESS INSURANCE POLICY

 

Type of Insurance: Primary Policy:

 

* Page 3 of 3

 

	
Insurer:

	
Federal Insurance Company (Lead DIC)

	
Policy No.:

	
*

	
Limit of Liability:

	
*

	
Retention:

	
N/A

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

Effective date of this Endorsement: 15-May-2011 This Endorsement is attached to and forms a part of Policy Number: * Insurer: Beazley Insurance Company, Inc.

 

PRIOR AND PENDING LITIGATION EXCLUSION

 

This endorsement modifies insurance provided under the following:

 

EXCESS INSURANCE POLICY

 

In consideration of the premium charged for the Policy, it is hereby understood and agreed that this Policy shall not apply to loss or damages in connection with or resulting from any demand, suit or other proceeding pending, or order, decree or judgement entered, against any Insured on or prior to 15-May­2006 or any act, fact, circumstance or situation underlying or alleged therein.

 

All other terms and conditions of this Policy remain unchanged.

 

 

	 	/s/ Doug Colosky

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

Effective date of this Endorsement: 15-May-2011 This Endorsement is attached to and forms a part of Policy Number: * Beazley Insurance Company, Inc. Referred to in this endorsement as either the “Insurer” or the “Underwriters”

This endorsement modifies insurance provided under the following:

 

EXCESS INSURANCE POLICY

 

In consideration of the premium charged for the Policy, it is hereby understood and agreed that Clause

VII. C. is deleted in its entirety.

 

All other terms and conditions of this Policy remain unchanged.

 

 

	 	/s/ Doug Colosky

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

Effective date of this Endorsement: 15-May-2011 This Endorsement is attached to and forms a part of Policy Number: *

NEW JERSEY AMENDATORY ENDORSEMENT

 

This endorsement modifies insurance provided under the following:

 

EXCESS INSURANCE POLICY

 

1. The Declarations and this Policy are amended by adding the following notice at the beginning thereof:

 

 

THIS POLICY IS SUBJECT TO AN AGGREGATE LIMIT OF LIABILITY.

 

2. Clause VII. CONDITIONS is amended by adding the following Sections F., G., H. and I.:

 

	 	
F.

	
Pursuant to New Jersey law, this Policy cannot be cancelled or non-renewed for any underwriting reason or guideline which is arbitrary, capricious or unfairly discriminatory or without adequate prior notice to the Insured. The underwriting reasons or guidelines that an Insurer can use to cancel or non renew this Policy are maintained by the Insurer in writing and will be furnished to the Insured and/or the Insured’s lawful representative upon written request. This provision shall not apply if this Policy has been in effect for less than sixty (60) days at the time notice of cancellation is mailed or delivered, unless this Policy is a renewal policy.

 

	 	
G.

	
Except for the termination provisions set forth in Clause IV. MAINTENANCE OF UNDERLYING POLICIES,

 

1. If this Policy has been in effect for less than sixty (60) days, the Insurer may cancel this Policy by mailing or delivering to the Named Insured written notice stating when, not less than thirty (30) days thereafter, the cancellation shall be effective. If the Insurer cancels this Policy for nonpayment of premium or moral hazard, the Insurer may cancel this Policy by mailing or delivering notice of cancellation at least ten (10) days before the effective date of cancellation.

2. If this Policy has been in effect for more than sixty (60) days at the time of mailing or delivery of notice of cancellation, the Insurer may cancel this Policy for underwriting reasons or guidelines maintained by the Insurer in writing or for any of the following reasons:

a. nonpayment of premium;

 

b. moral hazard;

 

c. material misrepresentation or nondisclosure to the Insurer of a material fact at the time of acceptance of the risk;

 

d. increased hazard or material change in the risk assumed which could not have been reasonably contemplated by the parties at the time of assumption of the risk;

* Beazley Insurance Company, Inc. Page 1 of2

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

e. substantial breaches of contractual duties, conditions or warranties that materially affect the nature and/or insurability of the risk;

 

f. lack of cooperation from the Insured on loss control matters materially affecting insurability of the risk;

 

g. fraudulent acts against the Insurer by the Insured or its representatives that materially affect the nature of the risk insured;

 

h. loss of or reduction in available insurance capacity;

 

i. material increase in exposure arising out of changes in statutory or case law subsequent to the issuance of this Policy or any subsequent renewal thereof;

 

j. loss of or substantial changes in applicable reinsurance;

 

k. failure by the Insured to comply with any federal, state or local fire, health, safety, building or construction regulation, law or ordinance with respect to an insured risk which substantially increases any hazard insured against within sixty (60) days of written notification of a violation of any such law, regulation or ordinance;

 

l. failure by the Insured to provide reasonable and necessary underwriting information to the Insurer upon written request therefor and a reasonable opportunity to respond; or

 

m. agency termination.

If the Insurer cancels this Policy for any of the reasons set forth in 3. through 13. above, the Insurer shall mail or deliver written notice of cancellation to the Named Insured not more than one hundred twenty (120) days nor less than thirty (30) days before the effective date of cancellation. If the Insurer cancels this Policy for the reasons set forth in 1. and 2. above, the Insurer shall mail or deliver written notice of cancellation to the Named Insured at least ten (10) days before the effective date of cancellation. No cancellation for nonpayment of premium shall be effective if payment of the amount due is made prior to the effective cancellation date. The notice of cancellation shall state the reason for cancellation and, when cancellation is for nonpayment of premium, shall state the amount of premium due and the due date.

 

	 	
H. 

	
The Named Insured may cancel this Policy by providing the Insurer written notice of the date thereafter upon which such cancellation shall be effective. The Insurer shall use the customary short rate to calculate return premium, if any, due to the Named Insured.

 

	 	
I. 

	
If the Insurer decides not to renew this Policy, the Insurer shall mail or deliver to the Named Insured written notice, stating the reason for the non-renewal, between one hundred twenty (120) and thirty (30) days before the end of the Policy Period.

  

All other terms and conditions of this Policy remain unchanged.

 

 

	 	/s/ Doug Colosky

 

  

  

  

 

Effective date of this Endorsement: 15-May-2011 This Endorsement is attached to and forms a part of Policy Number: * Beazley Insurance Company, Inc. Referred to in this endorsement as either the “Insurer” or the “Underwriters”

 

SANCTION LIMITATION AND EXCLUSION CLAUSE

 

This endorsement modifies insurance provided under the following:

 

EXCESS INSURANCE POLICY

 

No (re)insurer shall be deemed to provide cover and no (re)insurer shall be liable to pay any claim or provide any benefit hereunder to the extent that the provision of such cover, payment of such claim or provision of such benefit would expose that (re)insurer to any sanction, prohibition or restriction under United Nations resolutions or the trade or economic sanctions, law or regulations of the European Union, United Kingdom or United States of America.

 

 

All other terms and conditions of this Policy remain unchanged.

 

 

	 	/s/ Doug Colosky

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	
EXCESS INSURANCE POLICY

 

In consideration of the payment of the premium, in reliance on all statements made in the application, and subject to all of the provisions of this Policy, the Insurer and the Named Insured, on behalf of all Insureds, agree as follows:

	 

 

	
I. INSURING CLAUSES

 

To pay on behalf of the Insured excess of the Underlying Policies any claim or loss which triggers coverage under the Underlying Policies, and is not otherwise excluded by the terms, conditions or endorsements of this Policy, and which is reported to the Insurer in accordance with Clause VI. of this Policy.

 

	
  

	
II. DEFINITIONS

 

The following terms whenever used in this Policy in boldface type shall have the meanings indicated.

 

	 	
A.

	
“Insured” shall mean all persons and entities insured under the Primary Policy.

 

	 	
B.

	
“Named Insured” shall mean the person or entity set forth in Item 1. of the Declarations.

 

	 	
C.

	
“Policy Period” shall mean the period set forth in Item 2. of the Declarations.

 

	 	
D.

	
“Primary Policy” shall mean each policy identified as such in the Schedule of Underlying Insurance.

 

E. “Sublimit” means any Underlying Policy Limits which:

 

1               apply only to a particular grant of coverage under such Underlying Policy; and

2                reduce and are part of the otherwise applicable limits of liability of such Underlying Insurance set forth in the Declarations.

	 	
F.

	
“Underlying Policies” shall mean all policies identified in the Schedule of Underlying Insurance.

 

	 	
G.

	
Underlying Policy Limits” shall mean the combined limits of liability of the Underlying Policies for each type of insurance, including costs and expenses incurred in the defense or settlement of any claim.

 

	
III. LIMIT OF LIABILITY

 

	 	
A.

	
The amount shown in Item 3. of the Declarations shall be the maximum aggregate Limit of Liability of the Insurer under this Policy.

 

	 	
B

	
Payment by the Insurer of any amount, including but not limited to defense costs, shall reduce the limits of liability available under this Policy.

 

  

  

  

 

	
IV. MAINTENANCE OF UNDERLYING POLICIES

	 

 

It is a condition of this Policy that the Underlying Policies shall be maintained in full effect during the Policy Period except for any reduction of the Underlying Policy Limits solely by payment of any claims or losses or costs and expenses incurred in the defense or settlement of such claims. If this condition is breached then this Policy shall automatically and immediately terminate with effect from the date when the Underlying Policies cease to be maintained or are deemed to have ceased to be maintained.

 

In the event the insurer under one or more of the Underlying Policies fails to pay any claim or loss or costs and expenses incurred in the defense or settlement of such claim as a result of the insolvency, bankruptcy or liquidation of said insurer, then the Insured shall be deemed self-insured for the amount of the limit of liability of said insurer which is not paid as a result of such insolvency, bankruptcy or liquidation.

 

	
V. REDUCTION / EXHAUSTION OF THE UNDERLYING POLICIES

 

If by reason of the payment of any claims or losses or costs and expenses incurred in the defense or settlement of such claims or losses by the insurers of the Underlying Policies, the amounts of the Underlying Policy Limits are:

 

	 	
A.

	
Partially reduced, then this Policy shall continue to apply in excess of the reduced amounts of the Underlying Policy Limits; or

 

	 	
B.

	
Totally exhausted, then this Policy shall continue in force as primary insurance with respect to any subsequent claim; provided, however that this Policy shall only pay in excess of the retention or deductible applicable to the Primary Policy and in conformance with the terms, conditions and limitations of the Primary Policy except as stated herein, which shall be applied to any subsequent claim in the same manner as specified in the Primary Policy.

 

	 	
C.

	
If any Underlying Limits are subject to a Sublimit then coverage hereunder shall not apply to any claim which is subject to such Sublimit, provided however, that the Underlying Limit shall be recognized hereunder as depleted to the extent of any payment of such claim subject to such Sublimit.

 

	
VI. NOTICE OF CLAIM, OR CIRCUMSTANCE THAT MIGHT LEAD TO A CLAIM

 

For all claims and circumstances that might lead to a claim the Insured must provide written notice in the same manner as required by the Primary Policy, and must be reported to the Insurer in writing via the entity named in Item 5.a. of the Declarations. Notice to any underlying carrier is not notice to the Insurer.

 

  

  

  

 

	  

VII. CONDITIONS

	 

 

	
  

	
A. In the event of a claim or loss for which the Insurer may be liable to contribute, no costs or expenses shall be incurred without the Insurer’s written consent being first obtained (such consent not to be unreasonably withheld). No settlement of a claim or loss shall be effected by the Insured for such a sum as will involve this Policy without the written consent of the Insurer.

 

	
  

	
B. All recoveries or payments recovered or received subsequent to a loss settlement under this Policy shall be applied first to subrogation expenses, second to claims or loss or costs and expenses incurred in the defense or settlement of such claims by the Insurer, third to claims or loss or costs and expenses incurred in the defense or settlement of such claims by the insurers of the Underlying Policies, and fourth to the applicable retention or deductible under the Primary Policy. Provided always that nothing in this Policy shall be construed to mean that loss settlements under this Policy are not payable until the Insured's ultimate net loss has been finally ascertained.

 

	
  

	
C. If the Insured shall proffer any claim or loss knowing the same to be false or fraudulent, as regards amount or otherwise, this Policy shall become void and all claims hereunder shall be forfeited.

 

	
  

	
D. By acceptance of this Policy, the Insured agrees the Insurer may at its own discretion and expense retain counsel to associate in the defense or settlement of any claim and to cooperate with such counsel.

 

	
  

	
E. If during the Policy Period the provisions of the Primary Policy are changed in any manner, as a condition precedent to coverage under this Policy, the Insured shall givewritten notice to the Insurer of the full particulars of such change as soon as practicable butin no event later than thirty (30) days following the effective date of such change. No amendment to any Primary Policy or Underlying Policies during the Policy Period shall be effective in broadening or extending the coverage afforded by this Policy or extending orincreasing the limits of liability afforded by this Policy unless the Insurer so agrees in writing. The Insurer may, in its sole discretion, condition its agreement to follow anychanges to the Primary Policy or the Underlying Policies on the Insured paying any additional premium required by the Insurer for such change.

 

As soon as practicable, but in no event later than thirty (30) days thereafter, the Insured must give the Insurer written notice of any additional or return premiums charged or allowed in connection with any Underlying Policies.

 

	
VIII. SINGULAR FORM OF A WORD

 

Whenever the singular form of a word is used herein, the same shall include the plural when required by context.

 

	
IX. TITLES OF PARAGRAPHS

 

The titles of paragraphs, sections, provisions or endorsements of or to this Policy are intended solely for convenience and reference. Such titles are not deemed in any way to limit, expand or define the provisions to which they relate and are not part of this Policy.

 

  

  

  

 

Executive Protection Portfolio

 

PREMIUM BILL

 

	Insured: Aeropostale, Inc.	Date: 06/02/2011

 

 

Producer: AMWINS BROKERAGE OF NEW JERSEY

150 MORRISTOWN RD STE108

BERNARDSVILLE, NJ 07924-0000

 

Company: Executive Risk Indemnity Inc.

 

THIS BILLING IS TO BE ATTACHED TO AND FORM A PART OF THE POLICY REFERENCED BELOW. 

 

Product:             Executive Protection Portfolio

 

Policy Number: *

 

Policy Period: May 15, 2011 to May 15, 2012

 

NOTE: - PLEASE RETURN THIS BILL WITH REMITTANCE AND NOTE HEREON ANY CHANGES. BILL WILL BE RECEIPTED AND RETURNED TO YOU PROMPTLY UPON REQUEST.

 

PLEASE REMIT TO PRODUCER INDICATED ABOVE.

 

	
Product

	
Effective Date

	
Premium

	
EXECUTIVE LIABILITY AND ENTITY SECURITIES LIABILITY

	
05/15/11

	
*

	  	  	  
	
Surcharge: Property-Liability Insurance Guaranty Association Recoupment - New Jersey

	
05/15/11

	
*

* For Kentucky policies, amount displayed includes tax and collection fees.

 

	TOTAL POLICY PREMIUM                   *
	TOTAL INSTALLMENT PREMIUM DUE       *

 

WHEN REMITTING PLEASE INDICATE POLICY OR CERTIFICATE NUMBER

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

POLICYHOLDER

DISCLOSURE NOTICE OF

TERRORISM INSURANCE COVERAGE

(for policies with no terrorism exclusion or sublimit)

Insuring Company: Executive Risk Indemnity Inc.

 

You are hereby notified that, under the Terrorism Risk Insurance Act (the "Act"), effective December 26, 2007, this policy makes available to you insurance for losses arising out of certain acts of terrorism. Terrorism is defined as any act certified by the Secretary of the Treasury, in concurrence with the Secretary of State and the Attorney General of the United States, to be an act of terrorism; to be a violent act or an act that is dangerous to human life, property or infrastructure; to have resulted in damage within the United States, or outside the United States in the case of an air carrier or vessel or the premises of a United States Mission; and to have been committed by an individual or individuals as part of an effort to coerce the civilian population of the United States or to influence the policy or affect the conduct of the United States Government by coercion.

 

You should know that the insurance provided by your policy for losses caused by acts of terrorism is partially reimbursed by the United States under the formula set forth in the Act. Under this formula, the United States pays 85% of covered terrorism losses that exceed the statutorily established deductible to be paid by the insurance company providing the coverage.

 

However, if aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year (January 1 through December 31), the Treasury shall not make any payment for any portion of the amount of such losses that exceeds $100 billion.

  

  

  

If aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year (January 1 through December 31) and we have met our insurer deductible under the Act, we shall not be liable for the payment of any portion of the amount of such losses that exceeds $100 billion, and in such case insured losses up to that amount are subject to pro rata allocation in accordance with procedures established by the Secretary of the Treasury.

 

The portion of your policy's annual premium that is attributable to insurance for such acts of terrorism is: *.

 

If you have any questions about this notice, please contact your agent or broker.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

IMPORTANT NOTICE TO POLICYHOLDERS

 

Insuring Company: Executive Risk Indemnity Inc.

 

All of the members of the Chubb Group of Insurance companies doing business in the United States (hereinafter "Chubb") distribute their products through licensed insurance brokers and agents ("producers"). Detailed information regarding the types of compensation paid by Chubb to producers on US insurance transactions is available under the Producer Compensation link located at the bottom of the page at www.chubb.com, or by calling 1­866-588-9478. Additional information may be available from your producer.

 

Thank you for choosing Chubb.

 

  

  

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio General Terms and Conditions Section (ERII)

 

	Effective date of	 
	 	 
	this endorsement: May 15, 2011	Company: Executive Risk Indemnity Inc.
	 	 
	 	Endorsement No. 4
	 	 
	 	To be attached to and
	 	 
	 	form a part of Policy No. *

 

Issued to: Aeropostale, Inc.

 

AMEND NOTICE ENDORSEMENT

 

In consideration of the premium charged, it is agreed that Subsection 5., Notice, of the General Terms and Conditions Section of this Policy is deleted and replaced with the following:

 

Notice

 

	
5.

	
Any notice to the Company with respect to any coverage section shall designate the coverage

 

section under which notice is being given and shall be treated as notice only under the coverage section(s) so designated.

 

	 	
(A)

	
Notice to the Company of a Claim, or of circumstances which could give rise to a

 

Claim, shall be given in writing to one of the following addresses:

 

	 	
1.

	
specialtyclaimschubb.com;

 

	 	
2.

	
Attn: Claims Department

 

Chubb Group of Insurance Companies

82 Hopmeadow Street — PO Box 2002

Simsbury, Connecticut 06070-7683; or

 

	 	
3.

	
Attn: Claims Department

 

Chubb Group of Insurance Companies

82 Hopmeadow Street

 

Simsbury, Connecticut 06089

 

	 	
(B)

	
All other notices to the Company under this Policy shall be given in writing

 

addressed to:

Insurance Underwriting Department Chubb Group of 

Insurance Companies

 

15 Mountain View Road

 

Warren, New Jersey 07059

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

Page 1 Attn: Chubb Specialty 

  

 

	 	
(C)

	
Any notice described in Subsection (A) or (B) above shall be effective on the date of receipt by the Company.

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 2

  

 

Notice of Loss Control Services

 

Insuring Company: Executive Risk Indemnity Inc.

 

As a Chubb policyholder, you have loss prevention information and/or services available to you, as described in this Notice.

 

Employment Practices Liability (EPL) Loss Prevention Services

 

	 	
·

	
Employment Practices Loss Prevention Guidelines Manual

 

Written by Seyfarth Shaw exclusively for Chubb, this manual provides an overview of key employment issues and offers proactive ideas for avoiding employment lawsuits. To order the Employment Practices Loss Prevention Guidelines, simply call 1.866.282.9001, order 14-01- 0061, and provide your mailing address.

 

Additional employment practices loss prevention services are available to customers who purchase employment practices liability insurance from Chubb. For more information, simply consult http://csi.chubb.com/epllossprevention or email csi-info@chubb.com.

 

Directors and Officers (D&O) Liability Loss Prevention Services

 

	 	
·

	
Directors and Officers Liability Loss Prevention Manual

 

Written by Dan A. Bailey exclusively for Chubb, Directors and Officers Liability Loss Prevention discusses general principles governing D&O liability and potential exposures for directors and officers. Mr. Bailey has also written Directors and Officers Securities Litigation Loss Prevention to address the exposures of publicly traded companies. To order Directors and Officers Liability Loss Prevention (form # 14-01-0035) or Directors and Officers Securities Litigation Loss Prevention (form # 14-01-0448), simply call 1.866.282.9001, order the form(s) you need, and provide your mailing address.

 

	 	
·

	
Loss Prevention Guidelines for Independent Directors

 

Written exclusively for Chubb by Dan A. Bailey, this manual discusses roles played by independent directors, the increasing importance of independent directors, and corporate governance best practices. To order Loss Prevention Guidelines for Independent Directors, simply call 1.866.282.9001, order 14-01-0679, and provide your mailing address.

 

Additionally, Chubb has prepared The Great M&A Wave: Mergers, Acquisitions and Business Discontinuations Risk and Insurance Management Handbook, which discusses the trends, exposures and strategies to manage the M&A risks. To order The Great M&A Wave: Mergers, Acquisitions and Business Discontinuations Risk and Insurance Management Handbook, simply call 1.866.282.9001, order 07-01-0101, and provide your mailing address.

 

Fiduciary Liability Loss Prevention Services

 

	 	
·

	
Fiduciary Liability Loss Prevention Manual

 

Written by Dan A. Bailey exclusively for Chubb, Fiduciary Liability Loss Prevention discusses general principles governing fiduciary liability and reviews basic fiduciary duties under ERISA. To order Fiduciary Liability Loss Prevention, simply call 1.866.282.9001, order 14-01-0039, and provide your mailing address.

 

  

  

  

 

Crime Loss Prevention Services

 

·       White Collar Crime Loss Prevention Manual

Written by Ernst & Young exclusively for Chubb, White Collar Crime: Loss Prevention through Internal Control discusses general principles governing workplace crime exposures. To order White Collar Crime: Loss Prevention through Internal Control, simply call 1.866.282.9001, order 14-01-0044, and provide your mailing address.

 

Kidnap/Ransom & Extortion Loss Prevention Services

 

·       Kidnap/Ransom & Extortion Loss Prevention Manuals

Chubb offers Managing Terrorism Risks and Managing Travel Risks, written exclusively for Chubb by the Ackerman Group, Inc., an international security consultant. To order the Managing Terrorism Risks, simply call 1.866.282.9001, order 14-01-0179, and provide your mailing address. To order the Managing Travel Risks, simply call 1.866.282.9001, order 14-01­0178, and provide your mailing address.

 

 

The services provided are advisory in nature. While this program is offered as a resource in developing or maintaining a loss prevention program, you should consult competent legal counsel to design and implement your own program. No liability is assumed by reason of the services, access or information provided. All services are subject to change without notice.

 

  

  

  

 

	 	Chubb Group of Insurance Companies	Executive Protection Portfolio SM
	 	15 Mountain View Road	General Terms and Conditions Section
	 	 	 
	 	Warren, New Jersey 07059	 

 

	
DECLARATIONS

	
EXECUTIVE RISK INDEMNITY INC.

A stock insurance company, incorporated under

Policy Number: *

 

THE EXECUTIVE LIABILITY AND ENTITY SECURITIES LIABILITY, FIDUCIARY LIABILITY, OUTSIDE DIRECTORSHIP LIABILITY AND EMPLOYMENT PRACTICES LIABILITY COVERAGE SECTIONS (WHICHEVER ARE PURCHASED) PROVIDE CLAIMS MADE COVERAGE, WHICH APPLIES ONLY TO "CLAIMS" FIRST MADE DURING THE "POLICY PERIOD", OR ANY EXTENDED REPORTING PERIOD. THE APPLICABLE LIMIT(S) OF LIABILITY TO PAY "LOSS" WILL BE REDUCED, AND MAY BE EXHAUSTED, BY THE PAYMENT OF "DEFENSE COSTS" UNLESS OTHERWISE SPECIFIED HEREIN. "DEFENSE COSTS" WILL BE APPLIED AGAINST THE RETENTION. READ THE ENTIRE POLICY CAREFULLY.

 

	
Item 1. Parent Organization:

	
Aeropostale, Inc.

	Principal Address:	 
	 	 201 Willowbrook Blvd 
	 	Wayne, NJ 07470

 

	
Item 2. Policy Period:

	
From 12:01 A.M. on

	May 15, 2011
	 	 	 
	 	To           12:01 A.M. on	May 15, 2012

 

	 	
Item 3.

	
Coverage Summary

 

Description:

 

GENERAL TERMS AND CONDITIONS

 

Item 4. Termination of

 

Prior Bonds or Policies: * (May 15, 2010 - May 15, 2011)

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1 of 6

  

 

		
Chubb Group of Insurance Companies 

	
Executive Protection Portfolio SM

	15 Mountain View Road	 
	 	General Terms and Conditions Section
	Warren, New Jersey 07059	 

 

In witness whereof, the Company issuing this policy has caused this policy to be signed by its authorized officers, but it shall not be valid unless also signed by a duly authorized representative of the Company.

 

EXECUTIVE RISK INDEMNITY INC.

 

	/s/ illegible	 	/s/ illegible
	Secretary	 	President

 

 

	06/02/11	 	 /s/ illegible
	 	 
	Date	 	Authorized Representative

 

  

Page 2 of 6

  

 

	 	 	Executive Protection Portfolio SM
	 	General Terms and Conditions Section     

 

In consideration of payment of the premium and subject to the Declarations and the limitations, conditions, provisions and other terms of this policy, the Company and the Insureds agree as follows:

 

Territory

 

	 	
1. 

	
Coverage shall extend anywhere in the world.

 

 Terms and Conditions

 

	 	
2. 

	
Except for these General Terms and Conditions or unless stated to the contrary in any

coverage section of this policy, the terms and conditions of each coverage section shall apply only to that coverage section. If any provision in these General Terms and Conditions is inconsistent or in conflict with the terms and conditions of any coverage section, the terms and conditions of such coverage section shall control for purposes of that coverage section. Any defined term referenced in these General Terms and Conditions but defined in a coverage section shall, for purposes of coverage under that coverage section, have the meaning set forth in that coverage section.

 

 Definitions

 

	 	
3. 

	
When used in this policy:

 

Claim shall have the meaning set forth in the applicable coverage section. 

 

Insured shall have the meaning set forth in the applicable coverage section.

 

Parent Organization means the organization designated in Item 1 of the Declarations of these General Terms and Conditions.

 

Policy Period means the period of time specified in Item 2 of the Declarations of these General Terms and Conditions, subject to prior termination in accordance with Subsection 11 below. If this period is less than or greater than one year, then the limits of liability specified in the Declarations for each coverage section shall be the Company's maximum limit of liability under such coverage section for the entire period.

 

Limits of Liability and Retentions

 

	 	
4. 

	
Unless stated to the contrary in any coverage section, the limits of liability and retentions

shown for each coverage section are separate limits of liability and separate retentions pertaining to the coverage section for which they are shown. Unless stated to the contrary in any coverage section of this policy, the payment of a retention under one coverage section shall not constitute payment of, and shall not reduce, the applicable retention under any other coverage section.

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	General Terms and Conditions Section    

 

 Notice

 

	 	
5. 

	
Any notice to the Company with respect to any coverage section shall designate the

 

coverage section under which notice is being given and shall be treated as notice only under the coverage section(s) so designated.

 

Notice to the Company of a Claim, or of circumstances which could give rise to a Claim, shall be given in writing addressed to:

 

Attn: Claims Department

 

Chubb Group of Insurance Companies

82 Hopmeadow Street

 

Simsbury, Connecticut 06070-7683

 

All other notices to the Company shall be given in writing addressed to:

 

Attn: Underwriting

 

Chubb Group of Insurance Companies

82 Hopmeadow Street

 

Simsbury, Connecticut 06070-7683

 

Any such notice shall be effective on the date of receipt by the Company at such address.

 

Valuation and Foreign Currency

 

	 	
6. 

	
All premiums, limits, retentions, loss and other amounts under this policy are expressed

 

and payable in the currency of the United States of America. Except as otherwise provided in any coverage section, if a judgment is rendered, a settlement is denominated or any element of loss under this policy is stated in a currency other than United States of America dollars, payment under this policy shall be made in United States of America dollars at the rate of exchange published in The Wall Street Journal on the date the judgment becomes final, the amount of the settlement is agreed upon or the element of loss is due, respectively.

 

Subrogation

 

	 	
7.

	
In the event of any payment under this policy, the Company shall be subrogated to the

 

extent of such payment to all the Insured's rights of recovery, and such Insured shall execute all papers required and shall do everything necessary to secure and preserve such rights, including the execution of such documents necessary to enable the Company effectively to bring suit or otherwise pursue subrogation rights in the name of the Insured.

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	General Terms and Conditions Section    

 

Action Against the Company

 

	 	
8.

	
No action may be taken against the Company unless, as a condition precedent thereto,

 

there shall have been full compliance with all the terms of this policy. No person or entity shall have any right under this policy to join the Company as a party to any action against any Insured to determine such Insured's liability nor shall the Company be impleaded by such Insured or legal representatives of such Insured.

 

Parent Organization Rights and Obligations

 

	 	
9.

	
By acceptance of this policy, the Parent Organization agrees that it shall be considered

 

the sole agent of, and shall act on behalf of, each Insured with respect to: the payment of premiums and the receiving of any return premiums that may become due under this policy; the negotiation, agreement to and acceptance of endorsements; the giving or receiving of any notice provided for in this policy (except the giving of notice to apply for an Extended Reporting Period); the adjustment of loss amounts; and the receipt or enforcement of payment of loss (and the Parent Organization further agrees that it shall be responsible for application of any such payment as provided in this policy). Each Insured agrees that the Parent Organization shall act on its behalf with respect to all such matters.

 

Alteration and Assignment

 

	 	
10.

	
No change in, modification of, or assignment of interest under this policy shall be effective except when made by written endorsement to this policy which is signed by an authorized employee of Chubb & Son, a division of Federal Insurance Company.

 

Termination of Policy or Coverage Section

 

	 	
11.

	
This policy or any coverage section shall terminate at the earliest of the following times:

 

	 	
(a)

	
sixty days after receipt by the Parent Organization of written notice of termination from the Company for any reason other than non-payment of premium;

 

	 	
(b)

	
twenty days after receipt by the Parent Organization of written notice of termination from the Company for non-payment of premium;

 

	 	
(c)

	
upon receipt by the Company of written notice of termination from the Parent Organization; provided that this policy may not be terminated by the Parent Organization after the effective date of any acquisition of the Parent Organization as described in the Changes in Exposure subsection of the applicable coverage section of this policy;

 

	
  

	
(d)

	
upon expiration of the Policy Period as set forth in Item 2 of the Declarations of these General Terms and Conditions; or

 

	 	
(e)

	
at such other time as may be agreed upon by the Company and theParent Organization.

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	General Terms and Conditions Section    

 

The Company shall refund the unearned premium computed at customary short rates if this policy or any coverage section is terminated by the Parent Organization. Under any other circumstances the refund shall be computed pro rata. Payment or tender of any unearned premium by the Company shall not be a condition precedent to the effectiveness of a notice of termination, but such payment shall be made as soon as practicable thereafter.

 

Termination of Prior Bonds or Policies

 

	 	
12.

	
Any bonds or policies issued by the Company or its affiliates and specified in Item 4 of the Declarations of these General Terms and Conditions shall terminate, if not already terminated, as of the inception of this policy.

 

Bankruptcy

 

	 	
13.

	
Bankruptcy or insolvency of any Insured shall not relieve the Company of its obligations nor deprive the Company of its rights or defenses under this policy.

 

Headings

 

	 	
14.

	
The descriptions in the headings and sub-headings of this policy are solely for convenience, and form no part of the terms and conditions of coverage.

 

  

 

  

 

Schedule of Forms

 

 

	To be attached to and form part of	Company: Executive Risk Indemnity Inc.

 

Policy No. *

 

	
Issued to:

	
Aeropostale, Inc.

 

 

Executive Protection Portfolio General Terms and Conditions Section (ERII)

 

*

*

*

*

 

Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII) 

*

*

 

*

*

*

*

*

 

*

*

 

*

*

 

*

*

*

*

*

QAEROPOSTALE (7/05 ed.)

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

ENDORSEMENT

 

Coverage Section: Executive Protection Portfolio General Terms and Conditions Section (ERII)

 

	
Effective date of

	
 

	 	
Company: Executive Risk Indemnity Inc.

	this endorsement: May 15, 2011	 
	 	Endorsement No. 1
	 	 
	 	To be attached to and

 

Issued to: Aeropostale, Inc.

 

NEW JERSEY AMENDATORY ENDORSEMENT

TO THE GENERAL TERMS AND CONDITIONS SECTION

 

In consideration of the premium charged, it is agreed that:

 

	
1.

	
Subsection 11. Termination of Policy or Coverage Section (a) of the General Terms and

 

Conditions Section is amended to add the following to the end of such paragraph (a):

 

"provided that, after this policy or the applicable coverage section is in effect for sixty (60) days, or is a renewal, the Company may cancel this policy, other than for non-payment of premium, only for one or more of the following reasons:

 

	 	
(1)

	
moral hazard, meaning, the risk, danger, or probability that the Insured will destroy or

 

permit to be destroyed, any insured property for the purpose of collecting insurance proceeds; or any change in the character or circumstances of the Insured that will increase the probability of a loss or liability for which the Company will be held responsible;

 

	 	
(2)

	
material misrepresentation or nondisclosure of a material fact at the time of the acceptance of the risk;

 

	 	
(3)

	
increased hazard or material change in the risk assumed which could not have been reasonably contemplated;

 

	 	
(4)

	
substantial breaches of contractual duties, conditions, or warranties that materially affect the nature and/or insurability of the risk;

 

	 	
(5)

	
lack of cooperation from the Insured on loss control matters materially affecting insurability of the risk;

 

	 	
(6)

	
fraudulent acts against the Company by the Insured or its representatives that materially affect the nature of the risk insured;

 

	 	
(7)

	
loss of or reduction in available insurance capacity;

 

	 	
(8)

	
material increase in exposure arising out of changes in statutory or case law subsequent to the issuance of this policy, provided that proper notice is filed with the insurance commissioner;

 

  

Page 1

  

 

	
  

	
(9)

	
loss of or reduction in applicable reinsurance;

 

	
  

	
(10)

	
failure by the Insured to comply with any federal, state, or local fire, health, safety, building or construction regulation, law, or ordinance with respect to an insured risk which substantially increases any hazard insured against within sixty (60) days of written notification of a violation of any such law, regulation or ordinance;

 

	
  

	
(11)

	
failure by the Insured to provide reasonable and necessary underwriting information to the Company upon written request therefor and a reasonable opportunity to respond; or

 

	
  

	
(12)

	
agency termination;

 

	 	
2. 

	
Subsection 11. Termination of Policy or Coverage Section (d) of the General Terms and

 

Conditions Section is amended to add the following at the end of such paragraph (d):

 

"provided that, non-renewal by the Company of this policy or any coverage section is effective if the Company delivers or mails, by first class mail (if the Company retains a date stamped proof of mailing from the post office showing the addressee) or certified mail, between thirty (30) and one hundred and twenty (120) days advance written notice of non-renewal to the Parent Organization at its last known address. Such non-renewal will be based on underwriting guidelines that are not arbitrary, capricious or unfairly discriminatory and the notice of non-renewal will state the reason(s) for non-renewal. If the Company does not provide the notice within the time period specified in this paragraph, this policy will be extended until such notice is provided, with such extension conditioned upon the payment of premium calculated by pro-rating the premium for the expiring Policy Period; or"

 

	 	
3. 

	
Subsection 11. Termination of Policy or Coverage Section of the General Terms and Conditions

 

Section is amended further to add the following at the end of such Subsection:

 

"Any notice of cancellation by the Company will be delivered or mailed by first class mail (if the Company retains a date stamped proof of mailing from the post office showing the addressee) or certified mail to the Parent Organization at its last address known to the Company.

 

The Company will provide such notice of such cancellation between thirty (30) and one hundred twenty (120) days before the effective date of cancellation, except that notice of cancellation for nonpayment of premium or moral hazard may be given up to ten (10) days before the effective date of cancellation.

 

Notices of cancellation or non-renewal by the Company will contain a provision in bold type stating that the Insured may file a written complaint on the decision to cancel or non-renew such coverage section with the New Jersey Department of Insurance. The Department's address will be included and the Insured will be advised to immediately contact the Insurance Department in the event it wishes to file a complaint.

 

The Company has no obligation to send notice of cancellation or non-renewal if the Parent Organization has:

 

	 	
(1) 

	
replaced coverage elsewhere; or

 

	 	
(2) 

	
specifically requested termination.

 

The Company may increase premium or change the terms and conditions of the policy upon renewal by delivering or mailing written notice of such changes to the Parent Organization between thirty (30) and one hundred and twenty (120) days before the premium due date. Such notice will state the effect of nonpayment of the premium by the due date."

 

  

Page 2

  

 

The policy is deemed to have been amended to the extent necessary to effectuate the purposes of this Amendatory Endorsement.

 

The regulatory requirements set forth in this Amendatory Endorsement shall supersede and take precedence over any provisions of the policy or any endorsement to the policy, whenever added, that are inconsistent with or contrary to the provisions of this Amendatory Endorsement, unless such policy or endorsement provisions comply with the applicable insurance laws of the state of New Jersey.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 3

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio General Terms and Conditions Section (ERII)

 

 

	Effective date of	 
	this endorsement/rider: May 15, 2011	Executive Risk Indemnity Inc.
	 	 
	 	Endorsement/Rider No. 2
	 	 
	 	To be attached to and
	 	 
	 	form a part of Policy No. *

 

Issued to: Aeropostale, Inc.

 

AMEND SUBSECTION 11 ENDORSEMENT

 

In consideration of the premium charged, it is agreed that, solely with respect to the coverage section identified above, clause (a) of Subsection 11. Termination of Policy or Coverage Section is deleted.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

 

ENDORSEMENT NO. 3

COMPLIANCE WITH APPLICABLE TRADE SANCTION LAWS

 

This Endorsement, effective at 12:01 a.m. on May 15, 2011, forms part of

 

	 	
PolicyNo.

	
*

	 	
Issuedto 

	
Aeropostale, Inc.

	 	
Issued by 

	
Executive Risk Indemnity Inc.

 

 

It is agreed that this insurance does not apply to the extent that trade or economic sanctions or other similar laws or regulations prohibit the coverage provided by this insurance.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

 

 

 

	 	Chubb Group of Insurance Companies	Executive Protection Portfolio SM
	 	15 Mountain View Road	Executive Liability and Entity Securities
	 	 	Liability Coverage Section
	 	Warren, New Jersey 07059	 

 

 

	
DECLARATIONS

	
EXECUTIVE RISK INDEMNITY INC.

 

A stock insurance company, incorporated under the laws of Delaware, herein called the Company

 

THIS COVERAGE SECTION PROVIDES CLAIMS MADE COVERAGE, WHICH APPLIES ONLY TO "CLAIMS" FIRST MADE DURING THE "POLICY PERIOD", OR ANY EXTENDED REPORTING PERIOD. THE LIMIT OF LIABILITY TO PAY "LOSS" WILL BE REDUCED, AND MAY BE EXHAUSTED, BY "DEFENSE COSTS", AND "DEFENSE COSTS" WILL BE APPLIED AGAINST THE RETENTION. READ THE ENTIRE POLICY CAREFULLY.

 

Item 1. Parent Organization:

Aeropostale, Inc.

 

201 Willowbrook Blvd

Wayne, NJ 07470

 

	
Item2.

	
Limits of Liability:

 

	
(A)   Each Claim:

	
*

	 	 
	
(B)   Each Policy Period:

	
*

	 	 
	
(C) Sublimit for all Securityholder Derivative Demands under Insuring Clause 4:

	
*

 

	
Item 3.

	
Coinsurance Percentage:

 

	
(A)Securities Claims:

	
*

	 	 
	
(B)Claims other than Securities Claims:

	
*

 

	
Item 4.

	
Retention:

 

	
(A)Insuring Clauses 1 and 4:

	
*

	 	 
	
(B)Insuring Clause 2 (Claims other than Securities Claims):

	
*

	 	 
	
(C)Insuring Clauses 2 and 3 (Securities Claims only):

	
*

 

	
Item 5.

	
Organization:

 

Aeropostale, Inc. and its Subsidiaries

 

	
Item 6.

	
Extended Reporting Period:

 

	
(A)Additional Period:

	
365 day

	
(B)Additional Premium:

	
*

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1 of 19

  

 

	 	 	Executive Protection Portfolio SM
	 	 
	 	Executive Liability and Entity Securities
	 	Liability Coverage Section

 

	
Item 7. Pending or Prior Date:

	
May 15, 2002

 

  

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In consideration of payment of the premium and subject to the Declarations, the General Terms and Conditions, and the limitations, conditions, provisions and other terms of this coverage section, the Company and the Insureds agree as follows:

 

Insuring Clauses

 

Executive Liability Coverage Insuring Clause 1

 

	 	
1. 

	
The Company shall pay, on behalf of each of theInsured Persons, Loss for which the

Insured Person is not indemnified by the Organization and which the Insured Person becomes legally obligated to pay on account of any Claim first made against the Insured Person, individually or otherwise, during the Policy Period or, if exercised, during the Extended Reporting Period, for a Wrongful Act committed, attempted, or allegedly committed or attempted by such Insured Person before or during the Policy Period, but only if such Claim is reported to the Company in writing in the manner and within the time provided in Subsection 15 of this coverage section.

 

Executive Indemnification Coverage Insuring Clause 2

 

	 	
2. 

	
The Company shall pay, on behalf of theOrganization, Loss for which the Organization

grants indemnification to an Insured Person, as permitted or required by law, and which the Insured Person becomes legally obligated to pay on account of any Claim first made against the Insured Person, individually or otherwise, during the Policy Period or, if exercised, during the Extended Reporting Period, for a Wrongful Act committed, attempted, or allegedly committed or attempted by such Insured Person before or during the Policy Period, but only if such Claim is reported to the Company in writing in the manner and within the time provided in Subsection 15 of this coverage section.

 

Entity Securities Coverage Insuring Clause 3

 

	 	
3. 

	
The Company shall pay, on behalf of theOrganization, Loss which the Organization

becomes legally obligated to pay on account of any Securities Claim first made against the Organization during the Policy Period or, if exercised, during the Extended Reporting Period, for a Wrongful Act committed, attempted, or allegedly committed or attempted by the Organization or the Insured Persons before or during the Policy Period, but only if such Securities Claim is reported to the Company in writing in the manner and within the time provided in Subsection 15 of this coverage section.

 

Securityholder Derivative Demand Coverage Insuring Clause 4

 

	 	
4. 

	
The Company shall pay, on behalf of theOrganization, Investigative Costs resulting from a

Securityholder Derivative Demand first received by the Organization during the Policy Period or, if exercised, during the Extended Reporting Period, for a Wrongful Act committed, attempted, or allegedly committed or attempted before or during the Policy Period, but only if such Securityholder Derivative Demand is reported to the Company in writing in the manner and within the time provided in Subsection 15 of this coverage section.

 

  

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Definitions

 

	 	
5.

	
When used in this coverage section:

 

Application means all signed applications, including attachments and other materials submitted therewith or incorporated therein, submitted by the Insureds to the Company for this coverage section or for any coverage section or policy of which this coverage section is a direct or indirect renewal or replacement.

 

Application shall also include, for each Organization, all of the following documents whether or not submitted with or attached to any such signed application: (i) the Annual Report (including financial statements) last issued to shareholders before this policy's inception date; (ii) the report last filed with the Securities and Exchange Commission on Form 10-K before this policy's inception date; (iii) the report last filed with the Securities and Exchange Commission on Form 10-Q before this policy's inception date; (iv) the proxy statement and (if different) definitive proxy statement last filed with the Securities and Exchange Commission before this policy's inception date; (v) all reports filed with the Securities and Exchange Commission on Form 8-K during the twelve months preceding this policy's inception date; and (vi) all reports filed with the Securities and Exchange Commission on Schedule 13D, with respect to any equity securities of such Organization, during the twelve months preceding this policy's inception date. All such applications, attachments, materials and other documents are deemed attached to, incorporated into and made a part of this coverage section.

 

Claim means:

 

(1)  when used in reference to the coverage provided by Insuring Clause 1 or 2:

 

	 	
(a)

	
a written demand for monetary damages or non-monetary relief;

 

	
  

	
(b)

	
a civil proceeding commenced by the service of a complaint or similar pleading; or

 

	 	
(c)

	
a formal civil administrative or civil regulatory proceeding commenced by the filing of a notice of charges or similar document or by the entry of a formal order of investigation or similar document,

 

against an Insured Person for a Wrongful Act, including any appeal therefrom;

 

(2) when used in reference to the coverage provided by Insuring Clause 3:

 

	
  

	
(a)

	
a written demand for monetary damages or non-monetary relief;

 

	
  

	
(b)

	
a civil proceeding commenced by the service of a complaint or similar pleading; or

 

	 	
(c)

	
a formal civil administrative or civil regulatory proceeding commenced by thefiling of a notice of charges or similar document or by the entry of a formal order of investigation or similar document, but only while such proceeding is also pending against an Insured Person,

 

against an Organization for a Wrongful Act, including any appeal therefrom; or

 

  

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(3) when used in reference to the coverage provided by Insuring Clause 4, a Securityholder Derivative Demand.

 

Except as may otherwise be provided in Subsection 12, Subsection 13(g),or Subsection 15(b) of this coverage section, a Claim will be deemed to have first been made when such Claim is commenced as set forth in this definition (or, in the case of a written demand, including but not limited to any Securityholder Derivative Demand, when such demand is first received by an Insured).

 

Defense Costs means that part of Loss consisting of reasonable costs, charges, fees (including but not limited to attorneys' fees and experts' fees) and expenses (other than regular or overtime wages, salaries, fees or benefits of the directors, officers or employees of the Organization) incurred in defending any Claim and the premium for appeal, attachment or similar bonds.

 

Domestic Partner means any natural person qualifying as a domestic partner under the provisions of any applicable federal, state or local law or under the provisions of any formal program established by the Organization.

 

Financial Impairment means the status of an Organization resulting from:

 

	 	
(a)

	
the appointment by any state or federal official, agency or court of any receiver, conservator, liquidator, trustee, rehabilitator or similar official to take control of, supervise, manage or liquidate such Organization; or

 

	 	
(b)

	
such Organization becoming a debtor in possession under the United States bankruptcy law or the equivalent of a debtor in possession under the law of any other country.

 

Insured means the Organization and any Insured Person.

 

Insured Capacity means the position or capacity of an Insured Person that causes him or her to meet the definition of Insured Person set forth in this coverage section. Insured Capacity does not include any position or capacity held by an Insured Person in any organization other than the Organization, even if the Organization directed or requested the Insured Person to serve in such position or capacity in such other organization.

 

Insured Person means any natural person who was, now is or shall become:

 

	 	
(a)

	
a duly elected or appointed director, officer, Manager, or the in-house general counsel of any Organization chartered in the United States of America;

 

	 	
(b)

	
a holder of a position equivalent to any position described in (a) above in an Organization that is chartered in any jurisdiction other than the United States of America; or

 

	 	
(c)

	
solely with respect toSecurities Claims, any other employee of an Organization, provided that such other employees shall not, solely by reason of their status as employees, be Insured Persons for purposes of Exclusion 6(c).

 

Investigative Costs means reasonable costs, charges, fees (including but not limited to attorneys' fees and experts' fees) and expenses (other than regular or overtime wages, salaries, fees, or benefits of the directors, officers or employees of the Organization)

 

  

 

  

 

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incurred by the Organization (including its Board of Directors or any committee of its Board of Directors) in investigating or evaluating on behalf of the Organization whether it is in the best interest of the Organization to prosecute the claims alleged in a Securityholder Derivative Demand.

 

Loss means:

 

	 	
(a)

	
the amount that any Insured Person (for purposes of Insuring Clauses 1 and 2) or the Organization (for purposes of Insuring Clause 3) becomes legally obligated to pay on account of any covered Claim, including but not limited to damages (including punitive or exemplary damages, if and to the extent that such punitive or exemplary damages are insurable under the law of the jurisdiction most favorable to the insurability of such damages provided such jurisdiction has a substantial relationship to the relevant Insureds, to the Company, or to the Claim giving rise to the damages), judgments, settlements, pre-judgment and post-judgment interest and Defense Costs; or

 

	 	
(b)

	
for purposes of Insuring Clause 4, covered Investigative Costs. Loss does not include:

 

Loss does not include:

 

	 	
(a)

	
any amount not indemnified by the Organization for which an Insured Person is absolved from payment by reason of any covenant, agreement or court order;

 

	 	
(b)

	
any costs incurred by the Organization to comply with any order for injunctive or other non-monetary relief, or to comply with an agreement to provide such relief;

 

any amount incurred by an Insured in the defense or investigation of any action, proceeding or demand that is not then a Claim even if (i) such amount also benefits the defense of a covered Claim, or (ii) such action, proceeding or demand subsequently gives rise to a Claim;

 

taxes, fines or penalties, or the multiple portion of any multiplied damage award, except as provided above with respect to punitive or exemplary damages;

 

any amount not insurable under the law pursuant to which this coverage section is construed, except as provided above with respect to punitive or exemplary damages;

 

any amount allocated to non-covered loss pursuant to Subsection 17 of this coverage section; or

 

any amount that represents or is substantially equivalent to an increase in the consideration paid (or proposed to be paid) by an Organization in connection with its purchase of any securities or assets.

 

Manager means any natural person who was, now is or shall become a manager, member of the Board of Managers or equivalent executive of an Organization that is a limited liability company.

 

  

 

  

 

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Organization means, collectively, those organizations designated in Item 5 of the Declarations for this coverage section, including any such organization in its capacity as a debtor in possession under the United States bankruptcy law or in an equivalent status under the law of any other country.

 

Pollutants means (a) any substance located anywhere in the world exhibiting any hazardous characteristics as defined by, or identified on a list of hazardous substances issued by, the United States Environmental Protection Agency or any state, county, municipality or locality counterpart thereof, including, without limitation, solids, liquids, gaseous or thermal irritants, contaminants or smoke, vapor, soot, fumes, acids, alkalis, chemicals or waste materials, or (b) any other air emission, odor, waste water, oil or oil products, infectious or medical waste, asbestos or asbestos products or any noise.

 

Related Claims means all Claims for Wrongful Acts based upon, arising from, or in consequence of the same or related facts, circumstances, situations, transactions or events or the same or related series of facts, circumstances, situations, transactions or events.

 

Securities Claim means that portion of a Claim which:

 

	 	
(a)

	
is brought by a securityholder of an Organization

 

	 	
(i) 

	
in his or her capacity as a securityholder of such Organization, with

 

respect to his or her interest in securities of such Organization, and against such Organization or any of its Insured Persons; or

 

	 	
(ii) 

	
derivatively, on behalf of such Organization, against an Insured Person

 

of such Organization; or

 

	 	
(b)

	
alleges that anOrganization or any of its Insured Persons

 

	 	
(i)

	
violated a federal, state, local or foreign securities law or a rule or

 

regulation promulgated under any such securities law; or

 

	 	
(ii)

	
committed a Wrongful Act that constitutes or arises from a purchase, sale, or offer to purchase or sell securities of such Organization,

 

provided that Securities Claim does not include any Claim by or on behalf of a former, current, future or prospective employee of the Organization that is based upon, arising from, or in consequence of any offer, grant or issuance, or any plan or agreement relating to the offer, grant or issuance, by the Organization to such employee in his or her capacity as such of stock, stock warrants, stock options or other securities of the Organization, or any payment or instrument the amount or value of which is derived from the value of securities of the Organization; and provided, further, that Securities Claim does not include any Securityholder Derivative Demand.

 

Securityholder Derivative Demand means:

 

	 	
(a)

	
any written demand, by a securityholder of an Organization, upon the Board of Directors or Board of Managers of such Organization to bring a civil proceeding in a court of law against an Insured Person for a Wrongful Act; or

 

	 	
(b)

	
any lawsuit by a securityholder of an Organization, brought derivatively on behalf of such Organization against an Insured Person for a Wrongful Act without first making a demand as described in (a) above,

 

  

 

  

 

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provided such demand or lawsuit is brought and maintained without any active assistance or participation of, or solicitation by, any Insured Person.

 

Subsidiary, either in the singular or plural, means any organization while more than fifty percent (50%) of the outstanding securities or voting rights representing the present right to vote for election of or to appoint directors or Managers of such organization are owned or controlled, directly or indirectly, in any combination, by one or more Organizations.

 

Wrongful Act means:

 

	 	
(a)

	
any error, misstatement, misleading statement, act, omission, neglect, or breach of duty committed, attempted, or allegedly committed or attempted by an Insured Person in his or her Insured Capacity, or for purposes of coverage under Insuring Clause 3, by the Organization, or

 

	 	
(b)

	
any other matter claimed against an Insured Person solely by reason of his or her serving in an Insured Capacity.

 

Exclusions

 

Applicable To All Insuring Clauses

 

	 	
6.

	
The Company shall not be liable forLoss on account of any Claim:

 

	 	
(a)

	
based upon, arising from, or in consequence of any fact, circumstance, situation, transaction, event or Wrongful Act that, before the inception date set forth in Item 2 of the Declarations of the General Terms and Conditions, was the subject of any notice given under any policy or coverage section of which this coverage section is a direct or indirect renewal or replacement;

 

	 	
(b)

	
based upon, arising from, or in consequence of any demand, suit or other proceeding pending against, or order, decree or judgment entered for or against any Insured, on or prior to the Pending or Prior Date set forth in Item 7 of the Declarations for this coverage section, or the same or substantially the same fact, circumstance or situation underlying or alleged therein;

 

	 	
(c)

	
brought or maintained by or on behalf of anyInsured in any capacity; provided that this Exclusion 6(c) shall not apply to:

 

	 	
(i)

	
a Claim brought or maintained derivatively on behalf of the Organization by

 

one or more securityholders of the Organization, provided such Claim is brought and maintained without any active assistance or participation of, or solicitation by, any Insured Person;

 

	 	
(ii)

	
an employment Claim brought or maintained by or on behalf of an Insured Person;

 

	 	
(iii)

	
aClaim brought or maintained by an Insured Person for contribution or indemnity, if such Claim directly results from another Claim covered under this coverage section; or

 

  

 

  

 

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(iv)

	
a Claim brought by an Insured Person who has not served in an Insured Capacity for at least four (4) years prior to the date such Claim is first made and who brings and maintains such Claim without any active assistance or participation of, or solicitation by, the Organization or any other Insured Person who is serving or has served in an Insured Capacity within such four (4) year period;

 

	 	
(d)

	
based upon, arising from, or in consequence of:

 

	 	
(i) 

	
any actual, alleged, or threatened exposure to, or generation, storage,

 

transportation, discharge, emission, release, dispersal, escape, treatment, removal or disposal of any Pollutants; or

 

	 	
(ii) 

	
any regulation, order, direction or request to test for, monitor, clean up,

 

remove, contain, treat, detoxify or neutralize any Pollutants, or any action taken in contemplation or anticipation of any such regulation, order, direction or request,

 

including but not limited to any Claim for financial loss to the Organization, its securityholders or its creditors based upon, arising from, or in consequence of any matter described in clause (i) or clause (ii) of this Exclusion 6(d);

 

	 	
(e)

	
for bodily injury, mental anguish, emotional distress, sickness, disease or death of any person or damage to or destruction of any tangible property including loss of use thereof whether or not it is damaged or destroyed; provided that this Exclusion 6(e) shall not apply to mental anguish or emotional distress for which a claimant seeks compensation in an employmentClaim;

 

	 	
(f)

	
for an actual or alleged violation of the responsibilities, obligations or duties imposed

 

on fiduciaries by the Employee Retirement Income Security Act of 1974, or any amendments thereto, or any rules or regulations promulgated thereunder, or any similar provisions of any federal, state, or local statutory law or common law anywhere in the world;

 

	 	
(g)

	
for Wrongful Acts of an Insured Person in his or her capacity as a director, officer, manager, trustee, regent, governor or employee of any entity other than the Organization, even if the Insured Person's service in such capacity is with the knowledge or consent or at the request of the Organization; or

 

	 	
(h)

	
made against aSubsidiary or an Insured Person of such Subsidiary for any Wrongful Act committed, attempted, or allegedly committed or attempted during any time when such entity was not a Subsidiary.

 

Applicable To Insuring Clauses 1 and 2 Only

 

	 	
7.

	
TheCompany shall not be liable under Insuring Clause 1 or 2 for Loss on account of any

 

Claim made against any Insured Person:

 

	 	
(a)

	
for an accounting of profits made from the purchase or sale by suchInsured Person of securities of the Organization within the meaning of Section 16(b) of the Securities Exchange Act of 1934, any amendments thereto, or any similar provision of any federal, state, or local statutory law or common law anywhere in the world; or

 

  

 

  

 

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(b)

	
based upon, arising from, or in consequence of:

 

	 	
(i) 

	
the committing in fact of any deliberately fraudulent act or omission or any

 

willful violation of any statute or regulation by such Insured Person; or

 

	 	
(ii) 

	
suchInsured Person having gained in fact any profit, remuneration or

 

advantage to which such Insured Person was not legally entitled,

 

as evidenced by (A) any written statement or written document by any Insured or (B) any judgment or ruling in any judicial, administrative or alternative dispute resolution proceeding.

 

Applicable To Insuring Clause 3 Only

 

	 	
8.

	
The Company shall not be liable under Insuring Clause 3 forLoss on account of any

 

Securities Claim made against any Organization:

 

	 	
(a)

	
based upon, arising from, or in consequence of:

 

	 	
(i) 

	
the committing in fact of any deliberately fraudulent act or omission or any

 

willful violation of any statute or regulation by an Organization or by any past, present or future chief financial officer, in-house general counsel, president, chief executive officer or chairperson of an Organization; or

 

	 	
(ii) 

	
suchOrganization having gained in fact any profit, remuneration or advantage

 

to which such Organization was not legally entitled,

 

as evidenced by (A) any written statement or written document by any Insured or (B) any judgment or ruling in any judicial, administrative or alternative dispute resolution proceeding; or

 

	 	
(b)

	
for any actual or alleged liability of anOrganization under any contract or agreement that relates to the purchase, sale, or offer to purchase or sell any securities; provided that this Exclusion 8(b) shall not apply to liability that would have attached to such Organization in the absence of such contract or agreement.

 

Severability of Exclusions

 

	 	
9. (a)

	
No fact pertaining to or knowledge possessed by anyInsured Person shall be

 

imputed to any other Insured Person for the purpose of applying the exclusions in Subsection 7 of this coverage section.

 

	 	
(b)

	
Only facts pertaining to and knowledge possessed by any past, present, or future chief financial officer, in-house general counsel, president, chief executive officer or chairperson of anOrganization shall be imputed to such Organization for the purpose of applying the exclusions in Subsection 8 of this coverage section.

 

  

 

  

 

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Spouses, Estates and Legal Representatives

 

	 	
10.

	
Subject otherwise to the General Terms and Conditions and the limitations, conditions, provisions and other terms of this coverage section, coverage shall extend toClaims for the Wrongful Acts of an Insured Person made against:

 

	 	
(a)

	
the estate, heirs, legal representatives or assigns of such Insured Person if such Insured Person is deceased or the legal representatives or assigns of such Insured Person if such Insured Person is incompetent, insolvent or bankrupt; or

 

	 	
(b)

	
the lawful spouse or Domestic Partner of such Insured Person solely by reason of such spouse or Domestic Partner's status as a spouse or Domestic Partner, or such spouse or Domestic Partner's ownership interest in property which the claimant seeks as recovery for an alleged Wrongful Act of such Insured Person.

 

All terms and conditions of this coverage section, including without limitation the Retention, applicable to Loss incurred by the Insured Persons, shall also apply to loss incurred by the estates, heirs, legal representatives, assigns, spouses and Domestic Partners of such Insured Persons. The coverage provided by this Subsection 10 shall not apply with respect to any loss arising from an act or omission by an Insured Person's estate, heirs, legal representatives, assigns, spouse or Domestic Partner.

 

Coordination With Employment Practices Liability Coverage Section

 

	 	
11.

	
AnyLoss otherwise covered by both (i) this coverage section and (ii) any employment practices liability coverage section or policy issued by the Company or by any affiliate of the Company (an "Employment Practices Liability Coverage") first shall be covered as provided in, and shall be subject to the limit of liability, retention and coinsurance percentage applicable to such Employment Practices Liability Coverage. Any remaining Loss otherwise covered by this coverage section which is not paid under such Employment Practices Liability Coverage shall be covered as provided in, and shall be subject to the Limit of Liability, Retention and Coinsurance Percentage applicable to this coverage section; provided the Retention applicable to such Loss under this coverage section shall be reduced by the amount of Loss otherwise covered by this coverage section which is paid by the Insureds as the retention under such Employment Practices Liability Coverage.

 

Extended Reporting Period

 

	 	
12.

	
If the Company or theParent Organization terminates or does not renew this coverage section, other than termination by the Company for nonpayment of premium, the Parent Organization and the Insured Persons shall have the right, upon payment of the additional premium set forth in Item 6(B) of the Declarations for this coverage section, to an extension of the coverage granted by this coverage section for Claims that are (i) first made during the period set forth in Item 6(A) of the Declarations for this coverage section (the "Extended Reporting Period") following the effective date of termination or nonrenewal, and (ii) reported to the Company in writing within the time provided in Subsection 15(a) of this coverage section, but only to the extent such Claims are for Wrongful Acts committed, attempted, or allegedly committed or attempted before the earlier of the effective date of termination or nonrenewal or the date of the first merger, consolidation or acquisition event described in Subsection 21 below. The offer of renewal terms and conditions or premiums different from those in effect prior to renewal shall not constitute

 

  

 

  

 

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refusal to renew. The right to purchase an extension of coverage as described in this Subsection shall lapse unless written notice of election to purchase the extension, together with payment of the additional premium due, is received by the Company within thirty (30) days after the effective date of termination or nonrenewal. Any Claim made during the Extended Reporting Period shall be deemed to have been made during the immediately preceding Policy Period. The entire additional premium for the Extended Reporting Period shall be deemed fully earned at the inception of such Extended Reporting Period.

 

Limit of Liability, Retention and Coinsurance

 

	 	
13. (a) 

	
The Company's maximum liability for allLoss on account of each Claim, whether covered under one or more Insuring Clauses, shall be the Limit of Liability set forth in Item 2(A) of the Declarations for this coverage section. The Company's maximum aggregate liability for all Loss on account of all Claims first made during the Policy Period, whether covered under one or more Insuring Clauses, shall be the Limit of Liability for each Policy Period set forth in Item 2(B) of the Declarations for this coverage section.

 

	 	
(b)

	
The Company's maximum aggregate liability under Insuring Clause 4 for all Investigative Costs on account of all Securityholder Derivative Demands shall be the Sublimit set forth in Item 2(C) of the Declarations for this coverage section. Such Sublimit is part of, and not in addition to, the Limits of Liability set forth in Items 2(A) and 2(B) of the Declarations.

 

	 	
(c)

	
Defense Costs are part of, and not in addition to, the Limits of Liability set forth in

 

Item 2 of the Declarations for this coverage section, and the payment by the Company of Defense Costs shall reduce and may exhaust such applicable Limits of Liability.

 

	 	
(d)

	
The Company's liability under Insuring Clause 2 or 3 shall apply only to that part of coveredLoss (as determined by any applicable provision in Subsection 17 of this coverage section) on account of each Claim which is excess of the applicable Retention set forth in Item 4 of the Declarations for this coverage section. Such Retention shall be depleted only by Loss otherwise covered under this coverage section and shall be borne by the Insureds uninsured and at their own risk. Except as otherwise provided in Subsection 14, no Retention shall apply to any Loss under Insuring Clause 1 or 4.

 

If different parts of a singleClaim are subject to different Retentions, the applicable Retentions will be applied separately to each part of such Claim, but the sum of such Retentions shall not exceed the largest applicable

 

	 	
(e)

	

Retention.

 

	 	
(f)

	

To the extent thatLoss resulting from a Securities Claim is covered under Insuring Clause 2 or 3 (as determined by Subsection 17(a) of this coverage section) and is in excess of the applicable Retention, the Insureds shall bear uninsured and at their own risk that percentage of such Loss specified as the Coinsurance Percentage in Item 3(A) of the Declarations for this coverage section, and the Company's liability shall apply only to the remaining percentage of such Loss. To the extent that Loss resulting from a Claim other than a Securities Claim is covered under Insuring Clause 2 or 3 (as determined by Subsection 17(b) of this coverage section) and is in excess of the applicable Retention, the Insureds shall bear uninsured and at their own risk that percentage of such Loss specified as the Coinsurance Percentage in

 

  

 

  

 

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Item 3(B) of the Declarations for this coverage section, and the Company's liability shall apply only to the remaining percentage of such Loss.

 

	 	
(g)

	
All Related Claims shall be treated as a single Claim first made on the date the earliest of such Related Claims was first made, or on the date the earliest of such Related Claims is treated as having been made in accordance with Subsection 15(b) below, regardless of whether such date is before or during the Policy Period.

 

	 	
(h)

	
The limit of liability available during the Extended Reporting Period (if exercised) shall

 

be part of, and not in addition to, the Company's maximum aggregate limit of liability for all Loss on account of all Claims first made during the immediately preceding Policy Period.

 

Presumptive Indemnification

 

	 	
14.

	
If the Organization fails or refuses, other than for reason of Financial Impairment, to indemnify an Insured Person for Loss, or to advance Defense Costs on behalf of an Insured Person, to the fullest extent permitted by statutory or common law, then, notwithstanding any other conditions, provisions or terms of this coverage section to the contrary, any payment by the Company of such Defense Costs or other Loss shall be subject to:

 

	 	
(i) 

	
the applicable Insuring Clause 2 Retention set forth in Item 4 of the Declarations for

 

this coverage section; and

 

	 	
(ii) 

	
the applicable Coinsurance Percentage set forth in Item 3 of the Declarations for this

 

coverage section.

 

Reporting and Notice

 

 

	 	
15. (a)

	
The Insureds shall, as a condition precedent to exercising any right to coverage under this coverage section, give to the Company written notice of any Claim as soon as practicable, but in no event later than the earliest of the following dates:

 

	 	
(i) 

	
sixty (60) days after the date on which any Organization's chief financial

 

officer, in-house general counsel, risk manager, president, chief executive officer or chairperson first becomes aware that the Claim has been made;

 

	 	
(ii) 

	
if this coverage section expires (or is otherwise terminated) without being

 

renewed and if no Extended Reporting Period is purchased, sixty (60) days after the effective date of such expiration or termination; or

 

	 	
(iii)

	
the expiration date of the Extended Reporting Period, if purchased;

 

provided that if the Company sends written notice to the Parent Organization, at any time before the date set forth in (i) above with respect to any Claim, stating that this coverage section is being terminated for nonpayment of premium, the Insureds shall give to the Company written notice of such Claim prior to the effective date of such termination.

 

  

 

  

 

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(b)

	
If during thePolicy Period an Insured:

 

	 	
(i) 

	
becomes aware of circumstances which could give rise to aClaim and gives

 

written notice of such circumstances to the Company;

 

	 	
(ii) 

	
receives a written request to toll or waive a statute of limitations applicable to

 

Wrongful Acts committed, attempted, or allegedly committed or attempted before or during the Policy Period and gives written notice of such request and of such alleged Wrongful Acts to the Company; or

 

	 	
(iii)

	
gives written notice to the Company of aSecurityholder Derivative Demand,

 

then any Claim subsequently arising from the circumstances referred to in (i) above, from the Wrongful Acts referred to in (ii) above, or from the Securityholder Derivative Demand referred to in (iii) above, shall be deemed to have been first made during the Policy Period in which the written notice described in (i), (ii) or (iii) above was first given by an Insured to the Company, provided any such subsequent Claim is reported to the Company as set forth in Subsection 15(a) above. With respect to any such subsequent Claim, no coverage under this coverage section shall apply to loss incurred prior to the date such subsequent Claim is actually made.

 

	 	
(c)

	
TheInsureds shall, as a condition precedent to exercising any right to coverage under this coverage section, give to the Company such information, assistance, and cooperation as the Company may reasonably require, and shall include in any notice under Subsection 15(a) or (b) a description of the Claim, circumstances, or Securityholder Derivative Demand, the nature of any alleged Wrongful Acts, the nature of the alleged or potential damage, the names of all actual or potential claimants, the names of all actual or potential defendants, and the manner in which such Insured first became aware of the Claim, circumstances, or Securityholder Derivative Demand.

 

Defense and Settlement

 

	 	
16.

	
(a) It shall be the duty of theInsureds and not the duty of the Company to defend Claims made against the Insureds.

 

	 	
(b)

	
The Insureds agree not to settle or offer to settle any Claim, incur any Defense Costs or otherwise assume any contractual obligation or admit any liability with respect to any Claim without the Company's prior written consent. The Company shall not be liable for any element of Loss incurred, for any obligation assumed, or for any admission made, by any Insured without the Company's prior mitten consent. Provided the Insureds comply with Subsections 16(c) and (d) below, the Company shall not unreasonably withhold any such consent.

 

	 	
(c)

	
With respect to any Claim that appears reasonably likely to be covered in whole or in part under this coverage section, the Company shall have the right and shall be given the opportunity to effectively associate with the Insureds, and shall be consulted in advance by the Insureds, regarding the investigation, defense and settlement of such Claim, including but not limited to selecting appropriate defense counsel and negotiating any settlement.

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	 
	 	Executive Liability and Entity Securities
	 	Liability Coverage Section

 

	 	
(d)

	
The Insureds agree to provide the Company with all information, assistance and cooperation which the Company may reasonably require and agree that in the event of a Claim the Insureds will do nothing that could prejudice the Company's position or its potential or actual rights of recovery.

 

	 	
(e)

	
Any advancement of Defense Costs shall be repaid to the Company by the Insureds, severally according to their respective interests, if and to the extent it is determined that such Defense Costs are not insured under this coverage section.

 

Allocation

 

	 	
17. (a)

	
If in anySecurities Claim the Insureds incur both Loss that is covered under this

 

coverage section and loss that is not covered under this coverage section, the Insureds and the Company shall allocate such amount between covered Loss and non-covered loss as follows:

 

	 	
(i) 

	
The portion, if any, of such amount that is in part covered and in part not covered

 

under Insuring Clause 2 shall be allocated in its entirety to covered Loss, subject, however, to the applicable Retention and Coinsurance Percentage set forth in Items 4(C) and 3(A) of the Declarations for this coverage section, respectively; and

 

	 	
(ii) 

	
The portion, if any, of such amount that is in part covered and in part not covered

 

under Insuring Clause 1 or 3 shall be allocated between covered Loss and non- covered loss based on the relative legal and financial exposures of the Insureds to covered and non-covered matters and, in the event of a settlement in such Securities Claim, based also on the relative benefits to the Insureds from settlement of the covered matters and from settlement of the non-covered matters; provided that the amount so allocated to covered Loss under Insuring Clause 3 shall be subject to the Retention and Coinsurance Percentage set forth in Items 4(C) and 3(A) of the Declarations for this coverage section, respectively.

 

The Company shall not be liable under this coverage section for the portion of such amount allocated to non-covered loss. The allocation described in (i) above shall be final and binding on the Company and the Insureds under Insuring Clause 2, but shall not apply to any allocation under Insuring Clauses 1 and 3.

 

	 	
(b)

	
If in any Claim other than a Securities Claim the Insured Persons incur both Loss that is covered under this coverage section and loss that is not covered under this coverage section, either because such Claim includes both covered and non-covered matters or because such Claim is made against both Insured Persons and others (including the Organization), the Insureds and the Company shall allocate such amount between covered Loss and non-covered loss based on the relative legal and financial exposures of the parties to covered and non-covered matters and, in the event of a settlement in such Claim, based also on the relative benefits to the parties from such settlement. The Company shall not be liable under this coverage section for the portion of such amount allocated to non-covered loss.

 

	 	
(c)

	
If the Insureds and the Company agree on an allocation of Defense Costs the Company shall advance on a current basis Defense Costs allocated to the covered Loss. If the Insureds and the Company cannot agree on an allocation:

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	 
	 	Executive Liability and Entity Securities
	 	Liability Coverage Section

 

	 	
(i)

	
no presumption as to allocation shall exist in any arbitration, suit or other

 

proceeding;

 

	 	
(ii)

	
the Company shall advance on a current basis Defense Costs which the Company believes to be covered under this coverage section until a different allocation is negotiated, arbitrated or judicially determined; and

 

	 	
(iii)

	
the Company, if requested by theInsureds, shall submit the dispute to binding arbitration. The rules of the American Arbitration Association shall apply except with respect to the selection of the arbitration panel, which shall consist of one arbitrator selected by the Insureds, one arbitrator selected by the Company, and a third independent arbitrator selected by the first two arbitrators.

 

	 	
(d)

	
Any negotiated, arbitrated or judicially determined allocation ofDefense Costs on account of a Claim shall be applied retroactively to all Defense Costs on account of such Claim, notwithstanding any prior advancement to the contrary. Any allocation or advancement of Defense Costs on account of a Claim shall not apply to or create any presumption with respect to the allocation of other Loss on account of such Claim.

 

Other Insurance

 

	 	
18.

	
If any Loss under this coverage section is insured under any other valid insurance policy(ies), then this coverage section shall cover such Loss, subject to its limitations, conditions, provisions and other terms, only to the extent that the amount of such Loss is in excess of the applicable retention (or deductible) and limit of liability under such other insurance, whether such other insurance is stated to be primary, contributory, excess, contingent or otherwise, unless such other insurance is written only as specific excess insurance over the Limits of Liability provided in this coverage section. Any payment by Insureds of a retention or deductible under such other insurance shall reduce, by the amount of such payment which would otherwise have been covered under this coverage section, the applicable Retention under this coverage section.

 

Payment of Loss

 

	 	
19.

	
In the event payment of Loss is due under this coverage section but the amount of such Loss in the aggregate exceeds the remaining available Limit of Liability for this coverage section, the Company shall:

 

	 	
(a)

	
first pay such Loss for which coverage is provided under Insuring Clause 1 of this coverage section; then

 

	 	
(b)

	
to the extent of any remaining amount of the Limit of Liability available after payment under (a) above, pay such Loss for which coverage is provided under any other Insuring Clause of this coverage section.

 

Except as otherwise provided in this Subsection 19, the Company may pay covered Loss as it becomes due under this coverage section without regard to the potential for other future payment obligations under this coverage section.

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	 
	 	Executive Liability and Entity Securities
	 	Liability Coverage Section

 

Changes in Exposure

 

Acquisition /Creation of Another Organization

 

	 	
20.

	
If before or during thePolicy Period any Organization:

 

	 	
(a)

	
acquires securities or voting rights in another organization or creates another organization, which as a result of such acquisition or creation becomes a Subsidiary; or

 

	 	
(b)

	
acquires another organization by merger into or consolidation with an Organization such that the Organization is the surviving entity,

 

such other organization and its Insured Persons shall be Insureds under this coverage section, but only with respect to Wrongful Acts committed, attempted, or allegedly committed or attempted after such acquisition or creation unless the Company agrees, after presentation of a complete application and all other appropriate information, to provide coverage by endorsement for Wrongful Acts committed, attempted, or allegedly

 

committed or attempted by such Insureds before such acquisition or creation.

 

If the total assets of any such acquired organization or new Subsidiary exceed ten percent (10%) of the total assets of the Parent Organization (as reflected in the most recent audited consolidated financial statements of such organization and the Parent Organization, respectively, as of the date of such acquisition or creation), the Parent Organization shall give written notice of such acquisition or creation to the Company as soon as practicable, but in no event later than sixty (60) days after the date of such acquisition or creation, together with such other information as the Company may require and shall pay any reasonable additional premium required by the Company. If the Parent Organization fails to give such notice within the time specified in the preceding sentence, or fails to pay the additional premium required by the Company, coverage for such acquired or created organization and its Insured Persons shall terminate with respect to Claims

 

first made more than sixty (60) days after such acquisition or creation. Coverage for any acquired or created organization described in this paragraph, and for the Insured Persons of such organization, shall be subject to such additional or different terms, conditions and limitations of coverage as the Company in its sole discretion may require.

 

Acquisition by Another Organization

 

	 	
21.

	
If:

 

	 	
(a)

	
the Parent Organization merges into or consolidates with another organization and the Parent Organization is not the surviving entity; or

 

	 	
(b)

	
another organization or person or group of organizations and/or persons acting in concert acquires securities or voting rights which result in ownership or voting control by the other organization(s) or person(s) of more than fifty percent (50%) of the outstanding securities or voting rights representing the present right to vote for the election of or to appoint directors or Managers of the Parent Organization,

 

coverage under this coverage section shall continue until termination of this coverage section, but only with respect to Claims for Wrongful Acts committed, attempted, or allegedly committed or attempted by Insureds before such merger, consolidation or

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	 
	 	Executive Liability and Entity Securities
	 	Liability Coverage Section

 

acquisition. Upon the occurrence of any event described in (a) or (b) of this Subsection 21, the entire premium for this coverage section shall be deemed fully earned.

 

The Parent Organization shall give written notice of such merger, consolidation or acquisition to the Company as soon as practicable, but in no event later than sixty (60) days after the date of such merger, consolidation or acquisition, together with such other information as the Company may require. Upon receipt of such notice and information and at the request of the Parent Organization, the Company shall provide to the Parent Organization a quotation for an extension of coverage (for such period as may be negotiated between the Company and the Parent Organization) with respect to Claims for Wrongful Acts committed, attempted, or allegedly committed or attempted by Insureds before such merger, consolidation or acquisition. Any coverage extension pursuant to such quotation shall be subject to such additional or different terms, conditions and limitations of coverage, and payment of such additional premium, as the Company in its sole discretion may require.

 

Cessation of Subsidiary

 

	 	
22.

	
In the event an organization ceases to be a Subsidiary before or during the Policy Period, coverage with respect to such Subsidiary and its Insured Persons shall continue until termination of this coverage section, but only with respect to Claims for Wrongful Acts committed, attempted, or allegedly committed or attempted while such organization was a Subsidiary.

 

Related Entity Public Offering

 

	 	
23.

	
If any Organization files or causes to be filed, with the United States Securities and Exchange Commission or an equivalent agency or government department in any country other than the United States of America, any registration statement in contemplation of a public offering of equity securities by any entity other than the Parent Organization (irrespective of whether such public offering is an initial public offering or a secondary or other offering subsequent to an initial public offering), then the Company shall not be liable for Loss on account of any Claim based upon, arising from, or in consequence of such registration statement or the sale, offer to sell, distribution or issuance of any securities pursuant to such registration statement, unless (i) the Company receives written notice at least thirty (30) days prior to the effective date of such registration statement providing full details of the contemplated offering, and (ii) the Company, in its sole discretion, agrees by written endorsement to this coverage section to provide coverage for such Claims upon such terms and conditions, subject to such limitations and other provisions, and for such additional premium as the Company may require. If the Company in its sole discretion agrees to provide coverage for such Claims, the additional premium specified by the Company shall be payable to the Company in full not later than the date on which such registration statement becomes effective.

 

Representations and Severability

 

	 	
24.

	
In issuing this coverage section the Company has relied upon the statements,representations and information in the Application. All of the Insureds acknowledge and agree that all such statements, representations and information (i) are true and accurate, (ii) were made or provided in order to induce the Company to issue this coverage section,

 

  

 

  

 

	 	 	Executive Protection Portfolio SM
	 	 
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	 	Liability Coverage Section

 

and (iii) are material to the Company's acceptance of the risk to which this coverage section applies.

 

In the event that any of the statements, representations or information in the Application are not true and accurate, this coverage section shall be void with respect to (i) any Insured who knew as of the effective date of the Application the facts that were not truthfully and accurately disclosed (whether or not the Insured knew of such untruthful disclosure in the Application) or to whom knowledge of such facts is imputed, and (ii) the Organization under Insuring Clause 2 to the extent it indemnifies an Insured Person who had such actual or imputed knowledge. For purposes of the preceding sentence:

 

	 	
(a)

	
the knowledge of any Insured Person who is a past, present or future chief financial officer, in-house general counsel, chief executive officer, president or chairperson of an Organization shall be imputed to such Organization and its Subsidiaries;

 

	 	
(b)

	
the knowledge of the person(s) who signed the Application for this coverage section shall be imputed to all of the Insureds; and

 

	 	
(c)

	
except as provided in (a) above, the knowledge of anInsured Person who did not sign the Application shall not be imputed to any other Insured.

 

  

 

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	Executive Risk Indemnity Inc.
	 	 
	 	Endorsement/Rider No. 1
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

Issued to: Aeropostale, Inc. 

 

AMEND CHANGES IN EXPOSURE ENDORSEMENT

 

In consideration of the premium charged, it is agreed that the second full paragraph of Subsection 20 of this coverage section, Changes in Exposure: Acquisition/Creation of Another Organization, is amended to read in its entirety as follows:

 

If the total assets of any such acquired organization or new Subsidiary exceed thirty percent (30%) of the total assets of the Parent Organization (as reflected in the most recent audited financial statements of such organization and the Parent Organization, respectively, as of the date of such acquisition or creation), the Parent Organization shall give written notice of such acquisition or creation to the Company as soon as practicable, but in no event later than ninety (90) days after the date of such acquisition or creation, together with

 

such other information as the Company may require and shall pay any reasonable additional premium required by the Company. If the Parent Organization fails to give such notice within the time specified in the preceding sentence, or fails to pay the additional premium required by the Company, coverage for such acquired or created organization and its Insured Persons shall terminate with respect to Claims first made more than ninety (90) days after such acquisition or creation. Coverage for any acquired or created organization described in this paragraph, and for the Insured Persons of such organization, shall be subject to such additional or different terms, conditions and limitations of coverage as the Company in its sole discretion may require.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

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ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	Executive Risk Indemnity Inc.
	this endorsement/rider: May 15, 2011	 
	 	Endorsement/Rider No. 2
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

Issued to: Aeropostale, Inc.

AMEND REPRESENTATIONS AND SEVERABILITY WITH ABSOLUTE NON-RESCINDABLE

COVERAGE ENDORSEMENT

 

In consideration of the premium charged, it is agreed that:

 

(1) Subsection 24, Representations and Severability, of this coverage section is deleted and replaced with the following:

 

	 	
(a)

	
The Insureds acknowledge and agree that, in issuing this coverage section, the Company has relied on all statements, representations and information contained in the Application as being true and accurate. All such statements, representations and information are the basis for this coverage section and are to be considered incorporated into this coverage section.

 

	 	
(b)

	
Such Application shall be construed as a separate application for coverage by each of the Insured Persons. With respect to any statements, representations and information contained in the Application, no knowledge possessed by an Insured Person shall be imputed to any other Insured Person.

 

However, in the event that such Application, contains any misrepresentations made with the actual intent to deceive or contains misrepresentations which materially affect either the acceptance of the risk or the hazard assumed by the Company under this coverage section, then no coverage shall be afforded for any Claim based upon, arising from or in consequence of any such misrepresentations under:

 

	 	
(i) 

	
Insuring Clause 1 of this coverage section, with respect to anyInsured Person who

 

knew of such misrepresentations (whether or not such individual knew such Application contained such misrepresentations);

 

	 	
(ii) 

	
Insuring Clause 2 of this coverage section, with respect to anyOrganization to the

 

extent it indemnifies any Insured Person in subsection (i) above; and

 

	 	
(iii)

	
Insuring Clause 3 or 4 of this coverage section, with respect to anyOrganization if any

 

past or present chief executive officer or chief financial officer of the Parent Organization knew of such misrepresentations (whether or not such individual knew such Application contained such misrepresentations);

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

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  (2) The following Subsection is added to this coverage section as follows: 

 

Non-Rescindable

 

The Company shall not be entitled under any circumstances to void or rescind this coverage section with respect to any Insured.

 

Nothing contained herein shall limit or waive any other rights or remedies available to the Company.

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

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ENDORSEMENT/RIDER

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	Executive Risk Indemnity Inc.
	 	 
	 	Endorsement/Rider No. 3
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

Issued to: Aeropostale, Inc.

 

PRIORITY OF PAYMENTS ENDORSEMENT

 

In consideration of the premium charged, it is agreed that Subsection 19, Payment of Loss, of this coverage section is deleted and replaced with the following:

 

	
19.

	
In the event ofLoss arising from a covered Claim for which payment is concurrently due under more than one of the insuring clauses of this coverage section, the Company shall:

 

	 	
(a) 

	
first, payLoss for which coverage is provided under Insuring Clause 1 of this coverage section;

then

 

	 	
(b) 

	
only after payment ofLoss has been made pursuant to (a) above, with respect to whatever remaining amount of the Limit of Liability is available after such payment, at the written request of the current and active Independent Lead Director of the Parent Organization, either pay or withhold payment of such other Loss for which coverage is provided under Insuring Clause 2 of this coverage section; and then

 

	 	
(c)

	
only after payment ofLoss has been made pursuant to (a) and (b) above, with respect to whatever remaining amount of the Limit of Liability is available after such payment, at the written request of the current and active Independent Lead Director of the Parent Organization, either pay or withhold payment of such other Loss for which coverage is provided under Insuring Clauses 3 and 4 of this coverage section.

 

In the event the Company withholds payment pursuant to (b) and/or (c) above, then the Company shall, at such time and in such manner as shall be set forth in written instructions of the current and active Independent Lead Director of the Parent Organization, remit such payment to an Organization or directly to or on behalf of an Insured Person.

 

The bankruptcy or insolvency of any Organization or any Insured Person shall not relieve the Company of any of its obligations to prioritize payment of covered Loss under this coverage section pursuant to this endorsement.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

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The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 2

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	Executive Risk Indemnity Inc.
	 	 
	 	Endorsement/Rider No. 4
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

 

Issued to: Aeropostale, Inc. 

 

AMEND DEFINITION OF WRONGFUL ACT ENDORSEMENT

 

In consideration of the premium charged, it is agreed that Subparagraph (b) of the definition of Wrongful Act as defined in Subsection 5, Definitions, of this coverage section is deleted and replaced with the following:

 

	
(b)

	
any other matter claimed against an Insured Person solely by reason of his or her serving in an Insured Capacity, including any matter claimed pursuant to Section 304(a) of the Sarbanes­Oxley Act of 2002.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

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ENDORSEMENT

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	Executive Risk Indemnity Inc.
	 	 
	 	Endorsement/Rider No. 5
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

Issued to: Aeropostale, Inc.

 

NEW JERSEY AMENDATORY ENDORSEMENT

TO THE EXECUTIVE LIABILITY AND ENTITY SECURITIES LIABILITY COVERAGE SECTION

 

In consideration of the premium charged, it is agreed that:

 

	
1. 

	
The first sentence of Subsection 12. Extended Reporting Period of the Executive Liability and Entity

 

Securities Liability Coverage Section is amended as follows:

 

"If the Company or the Insureds terminate or refuse to renew this coverage section, the Parent Organization and the Insured Persons shall have the right, upon payment of the additional premium set forth in Item 6(B) of the Declarations for this coverage section, to an extension of the coverage granted by this coverage section for Claims that are (i) first made during the period set forth in Item 6(A) of the Declarations for this coverage section (the "Extended Reporting Period") following the effective date of termination or non-renewal, and (ii) reported to the Company in writing within the time provided in Subsection 15(a) of this coverage section but only to the extent such Claims are for Wrongful Acts committed, attempted, or allegedly committed or attempted before the earlier of the effective date of termination or non-renewal or the date of the first merger, consolidation or acquisition event described in Subsection 21 below."

 

 

	
2. 

	
Subsection 12. Extended Reporting Period of the Executive Liability and Entity Securities Liability

 

Coverage Section is amended further by adding the following at the end of such Subsection:

 

"If money is owed to the Company under this policy, then such Extended Reporting Period will not become effective until all amounts due under this policy are paid and the premium for the Extended Reporting Period is paid when due. Any premium paid for the Extended Reporting Period will be applied first to amounts owed under this policy."

 

The policy is deemed to have been amended to the extent necessary to effectuate the purposes of this Amendatory Endorsement.

 

The regulatory requirements set forth in this Amendatory Endorsement shall supersede and take precedence over any provisions of the policy or any endorsement to the policy, whenever added, that are inconsistent with or contrary to the provisions of this Amendatory Endorsement, unless such policy or endorsement provisions comply with the applicable insurance laws of the state of New Jersey.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

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All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 2

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	Executive Risk Indemnity Inc.
	 	 
	 	Endorsement/Rider No. 6
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

Issued to: Aeropostale, Inc.

 

BLANKET 501(C)(3) DOUBLE EXCESS OUTSIDE DIRECTORSHIP LIABILITY ENDORSEMENT 

 

In consideration of the premium charged, it is agreed that:

 

	
(1) 

	
The definition ofInsured Capacity in Subsection 5., Definitions, of this coverage section is deleted and replaced with the following:

 

Insured Capacity means the position or capacity of an Insured Person that causes him or her to meet the definition of Insured Person set forth in this coverage section. Insured Capacity shall include an Outside Directorship.

 

Except as specifically provided for an Outside Directorship, Insured Capacity does not include any position or capacity held by an Insured Person in any organization other than the Organization, even if the Organization directed or requested the Insured Person to serve in such position or capacity in such other organization.

 

	
(2) 

	
The following definitions are added to Subsection 5., Definitions, of this coverage section:

 

Outside Directorship means a position held by an Insured Person (other than Insured Person described in paragraph (c) of the definition of Insured Person), at the specific request or direction of the Organization, as a director, officer, trustee, governor or equivalent executive of an Outside Entity.

 

Outside Entity means any non-profit corporation, community chest, fund organization or foundation exempt from federal income tax as ay organization described in Section 501(c)(3), Internal Revenue Code of 1986, as amended, that is not an Organization.

 

	
(3)

	
The Company shall not be liable for Loss on account of any Claim against an Insured Person for Wrongful Acts of such Insured Person in an Outside Directorship, if such Claim is brought or maintained by or on behalf of (i) an Outside Entity or (ii) any director, officer, trustee, governor or equivalent executive of an Outside Entity in any capacity; this exclusion shall not, however, apply to:

 

(a)a Claim brought or maintained derivatively on behalf of an Outside Entity by one or

 

more securityholders of the Outside Entity who are not directors, officers, trustees, governors or equivalent executives of the Outside Entity, provided that such Claim is

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 1

  

brought and maintained without any active assistance or participation of, or solicitation by, any director, officer, trustee, governor or equivalent executive of the Outside Entity; or

 

	 	
(b)

	
an employmentClaim brought or maintained by or on behalf of a director, officer, trustee, governor or equivalent executive of an Outside Entity who is not an Insured Person.

 

	
(4) 

	
Exclusion 6(g) shall not apply toClaims for Wrongful Acts of an Insured Person in an Outside Directorship.

 

	
(5) 

	
The Company shall not be liable forLoss on account of aiy Claim that is for Wrongful Acts committed, attempted, or allegedly committed or attempted by such Insured Person before beginning to serve in the Outside Directorship or after ceasing to serve in the Outside Directorship.

 

	
(6)

	
Subsection 18., Other Insurance, of this coverage section is amended as follows:

 

	 	
(a) 

	
The heading'Other Insurance' is deleted and replaced with 'Other Insurance and Indemnity'.

 

	 	
(b) 

	
The following paragraph is added to the end thereof:

 

Without in any way limiting the foregoing, it is expressly understood and acknowledged that any coverage provided to any Insured Person in an Outside Directorship shall be specifically excess of any indemnity (other than any indemnity provided by the Organization) or insurance available to such Insured Person by reason of serving in the Outside Directorship.

 

	
(7)

	
Nothing in this endorsement is intended, nor shall anything herein be construed, to increase any of the Company's Limits of Liability shown in Item 2 of the Declarations for this coverage section.

 

	
(8)

	
If the Company or any of its subsidiaries or affiliated companies makes payment under anotherpolicy, or under another coverage section of this policy, on account of a Claim that (i) is also covered under this coverage section and that (ii) is made against an Insured Person for his or her Wrongful Acts in an Outside Directorship, then this coverage section's Limit of Liability with respect to that Claim (as set forth in Item 2(A) of the Declarations for this coverage section) shall be reduced by the amount of the payment so made under such other policy or other coverage section.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

  

Page 2

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	Executive Risk Indemnity Inc.
	this endorsement/rider: May 15, 2011	 
	 	Endorsement/Rider No. 7
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

 

Issued to: Aeropostale, Inc. 

 

OUTSIDE FOR-PROFIT DIRECTORSHIP LIABILITY ENDORSEMENT

 

In consideration of the premium charged, it is agreed that:

 

	
(1)

	
Solely for purposes of the coverage provided under Insuring Clause 1 and Insuring Clause 2 of thiscoverage section, the definition of "Insured Capacity' in Subsection 5. Definitions is amended to read in its entirety as follows:

 

Insured Capacity means:

 

	 	
(a)

	
a position as a duly elected or appointed director, officer or Manager, or as the in-house general counsel, of any Organization chartered in the United States of America;

 

	 	
(b)

	
a position equivalent to one of the positions described in (a) above in an Organization that is chartered in a jurisdiction other than the United States of America;

 

	 	
(c)

	
an Outside For-Profit Directorship held by a duly elected or appointed director, officer or Manager of an Organization or other employee of an Organization; or

 

	 	
(d)

	
solely with respect to Securities Claims, a position as an employee of an Organization.

 

Except as specifically provided in part (c) of this definition, Insured Capacity does not include any position or capacity held by an Insured Person in any organization other than the Organization, even if the Organization directed or requested the Insured Person to serve in such position or capacity in such other organization.

 

For purposes of any coverage that may be provided under Insuring Clause 3 or Insuring Clause 4 of this coverage section, the definition of "Insured Capacity" in Subsection 5. Definitions shall remain unchanged.

 

	
(2) 

	
For-Profit Outside Entitymeans any for-profit entity or organization that (i) is not an Organization and (ii) is not exempt from federal income tax pursuant b Section 501(c)(3) of the Internal Revenue Code of 1986, as amended.

 

	
(3)

	
Outside For-Profit Directorshipmeans a position held by an Insured Person, with the knowledge and consent of the Organization or at the request of the Organization, as a director, officer, trustee, governor or equivalent executive of a For-Profit Outside Entity.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 1

  

 

	
(4)

	
The Company shall not be liable forLoss on account of any Claim against an Insured Person for Wrongful Acts of such Insured Person in an Outside For-Profit Directorship, if such Claim is brought or maintained by or on behalf of (i) a For-Profit Outside Entity or (ii) any director, officer, trustee, governor or equivalent executive of a For-Profit Outside Entity in any capacity; this exclusion shall not, however, apply to:

 

	 	
(a) 

	
a Claim brought or maintained derivatively on behalf of a For-Profit Outside Entity by one or more securityholders of the For-Profit Outside Entity who are not directors, officers, trustees, governors or equivalent executives of the For-Profit Outside Entity, provided that such Claim is brought and maintained without any active assistance or participation of, or solicitation by, any director, officer, trustee, governor or equivalent executive of the For-Profit Outside Entity; or

 

	 	
(b) 

	
an employmentClaim brought or maintained by or on behalf of a director, officer, trustee, governor or equivalent executive of a For-Profit Outside Entity who is not an Insured Person.

 

	
(5)

	
Exclusion 6(d) of this coverage section is amended to read in its entirety as follows:

 

	 	
(d)

	
based upon, arising from, or in consequence of:

 

	 	
(i) 

	
any actual, alleged or threatened exposure to, or generation, storage, transportation, discharge, emission, release, dispersal, escape, treatment, removal or disposal of any Pollutants; or

 

	 	
(ii) 

	
any regulation, order, direction or request to test for, monitor, clean up, remove, contain,treat, detoxify or neutralize any Pollutants, or any action taken in contemplation or anticipation of any such regulation, order, direction or request,

 

including but not limited to any Claim for financial loss to the Organization, any securityholder or creditor of the Organization, any For-Profit Outside Entity, or any securityholder, creditor or member of a For-Profit Outside Entity based upon, arising from, or in consequence of any matter described in clause (i) or clause (ii) of this Exclusion 6(d).

 

	
(6) 

	
Exclusion 6(g) of this coverage section is amended to read in its entirety as follows:

 

	 	
(g)

	
for Wrongful Acts of an Insured Person in his or her capacity as a director, officer, manager, trustee, regent, governor or employee of any entity other than the Organization. This Exclusion 6(g) shall not apply to Claims for Wrongful Acts of an Insured Person in an Outside For-Profit Directorship but shall apply to any Claim, or portion thereof, that is for Wrongful Acts commuted, attempted, or allegedly committed or attempted by such Insured Person before beginning to serve in the Outside For-Profit Directorship or after ceasing to serve in the Outside For-Profit Directorship.

 

	
(7) 

	
Exclusion 7(a) of this coverage section is amended to read in its entirety as follows:

 

	 	
(a)

	
for an accounting of profits made from the purchase or sale by suchInsured Person of securities of the Organization or securities of a For-Profit Outside Entity, within the meaning of Section 16(b) of the Securities Exchange Act of 1934, any amendments thereto, or any similar provision of any federal, state, or local statutory law or common law anywhere in the world.

 

	
(8)

	
Subsection 18. Other Insurance of this coverage section is amended to read in its entirety as follows:

 

	 	
18.

	
Other Insurance and Indemnity

 

	 	
(a)

	
If anyLoss under this coverage section is insured under any other valid insurance policy(ies), then this coverage section shall cover such Loss, subject to its limitations, conditions, provisions and other terms, only to the extent that the amount of such Loss is

  

Page 2

  

in excess of the applicable retention (or deductible) and limit of liability under such other insurance, whether such other insurance is stated to be primary, contributory, excess, contingent or otherwise, unless such other insurance is written only as specific excess insurance over the Limits of Liability provided in this coverage section. Without in any way limiting the foregoing, it is expressly understood and acknowledged that with respect to Loss resulting from a Claim against an Insured Person for his or her Wrongful Acts in an Outside For-Profit Directorship, coverage for any such Loss under this coverage section shall be specifically excess of the applicable retention (or deductible) and limit of liability of any other insurance (whether maintained by the For-Profit Outside Entity or otherwise) that is available to such Insured Person by reason of his or her service in such Outside For-Profit Directorship. Any payment by Insureds of a retention or deductible under any other insurance described in this paragraph shall reduce, by the amount of such payment which would otherwise have been covered under this coverage section, the applicable Retention under this coverage section.

 

	 	
(b)

	
With respect toLoss resulting from a Claim against an Insured Person for his or her

 

Wrongful Acts in an Outside For-Profit Directorship, coverage for any such Loss under this coverage section shall also be specifically excess of any indemnification that is available to such Insured Person by reason of his or her service in such Outside For- Profit Directorship, including indemnification available from or provided by the For- Profit Outside Entity and including indemnification available from or provided by the Organization. The Insureds agree that they will use their best efforts promptly to enforce any right of an Insured Person to obtain indemnification from a For-Profit Outside Entity or any other organization.

 

	
(9) 

	
Nothing in this endorsement is intended, nor shall anything herein be construed, to increase any of theCompany's Limits of Liability shown in Item 2 of the Declarations for this coverage section.

 

	
(10) 

	
If the Company or any of its subsidiaries or affiliated companies makes payment under another policy, orunder another coverage section of this policy, on account of a Claim that (i) is also covered under this coverage section and that (ii) is made against an Insured Person for his or her Wrongful Acts in an Outside For-Profit Directorship, then this coverage section's Limit of Liability with respect to that Claim (as set forth in Item 2(A) of the Declarations for this coverage section) shall be reduced by the amount of the payment so made under such other policy or other coverage section.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 3

  

 

ENDORSEMENT

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	
Company: Executive Risk Indemnity Inc. 

	 	 
	this endorsement/rider: May 15, 2011	Endorsement No. 8
	 	 
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	
Issued to: Aeropostale, Inc.

	 

 

NON-ENTITY EMPLOYMENT PRACTICES ENDORSEMENT 

 

In consideration of the premium charged, it is agreed that:

 

	
(1)

	
Paragraph (1) of the definition of"Claim" in Subsection 5. Definitions of this coverage section is amended to provide that, when used in reference to the coverage provided by Insuring Clause 1 or 2, Claim also means a written notice from any:

 

	 	
(i) 

	
past, present or prospective employee of theOrganization; or

 

	 	
(ii)

	
government agency with jurisdiction over the Organization's employment practices, stating that such past, present or prospective employee or government agency intends to hold an Insured Person responsible for wrongful dismissal, discharge or termination of employment; breach of an oral or written employment or quasi-employment contract; employment-related misrepresentation; violation of an employment discrimination law (including by workplace harassment); wrongful discipline, demotion, denial of tenure or failure or refusal to promote; or employment-related invasion of privacy, employment-related defamation, or employment-related wrongful infliction of emotional distress.

            

	
(2)

	
Part (c) of the definition of"Insured Person" in Subsection 5. Definitions of this coverage section is amended to read in its entirety as follows:

 

	 	
"(c)

	
solely with respect toSecurities Claims and employment Claims, any other 

 

	 	
 

	

employee of an Organization, provided that such other employees shall not, solely by reason of their status as employees, be Insured Persons for purposes of Exclusion 6(c)."

 

	
(3)

	
Subsection 5. Definitions of this coverage section is amended by adding the following definition:

 

"Retaliation means retaliatory treatment against an employee of an Organization on account of such individual:

 

(a)            exercising his or her rights under law;

 

(b)            refusing to violate any law;

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

 

(c)           opposing any unlawful practice;

 

(d)           disclosing or threatening to disclose to a superior or to any governmental agency alleged violations of law; or

 

(e)            having assisted or testified in or cooperated with a proceeding or investigation regarding alleged violations of law by an Insured."

 

	
(4)

	
Subsection 6. Exclusions (e) of this coverage section is amended to read in its entirety as follows:

 

"(e)          for bodily injury, mental anguish, emotional distress, sickness, disease or death of any person or damage to or destruction of any tangible property including loss of use thereof whether or not it is damaged or destroyed; provided that this Exclusion 6(e) shall not apply to:

 

(i)           allegations of mental anguish or emotional distress, to the extent that such allegations are made as part of an employment Claim against an Insured Person; or

 

(ii)           allegations of bodily injury, mental anguish, emotional distress, sickness, disease or death resulting from libel or slander or oral or written publication of defamatory or disparaging material, to the extent that such allegations are made as part of an employment Claim against an Insured Person."

 

	
(5)

	
The Company shall not be liable for Loss on account of any Claim:

 

 

	 	
(a) 

	
for any actual or alleged violation of the responsibilities, obligations or duties imposed by any federal, state, or local statutory law or common law anywhere in the world (including but not limited to the Occupational Safety and Health Act) or amendments to or regulations promulgated under any such law that governs workplace safety and health, including but not limited to any obligation to maintain a place of employment free from hazards likely to cause physical harm, injury or death; provided that this exclusion shall not apply to an employment Claim for Retaliation;

 

	 	
(b) 

	
for any actual or alleged violation of the responsibilities, obligations or duties imposed by any federal, state, or local statutory law or common law anywhere in the world (including but not limited to the Fair Labor Standards Act) or amendments to or regulations promulgated under any such law that governs wage, hour and payroll policies and practices, including but not limited to:

             

	 	
(i) 

	
the calculation, timing or manner of payment of minimum wages, prevailing wage rates, overtime pay or other compensation alleged to be due and owing;

 

	 	
(ii) 

	
the classification of any organization or person for wage and hour purposes;

 

	 	
(iii) 

	
garnishments, withholdings or other deductions from wages;

 

	 	
(iv) 

	
child labor;

  

	 	
(v) 

	
pay equity or comparable worth; or

 

	 	
(vi) 

	
any similar policies or practices;

 

  

Page 2

  

 

provided that this exclusion shall not apply to an employment Claim for Retaliation or for violation of the Equal Pay Act;

 

	 	
(c) 

	
for any actual or alleged violation of the responsibilities, obligations or duties imposed by any federal, state, or local statutory law or common law anywhere in the world (including but not limited to the Worker Adjustment and Retraining Notification Act) or amendments to or regulations promulgated under any such law that governs any obligation of an employer to notify, discuss or bargain with its employees or others in advance of any plant or facility closing or mass layoff or any similar obligation; provided that this exclusion shall not apply to an employment Claim for Retaliation; or

 

	 	
(d) 

	
for any actual or alleged violation of the responsibilities, obligations or duties imposed by any federal, state, or local statutory law or common law anywhere in the world (including but not limited to the National Labor Relations Act) or any amendments to or regulations promulgated under any such law that governs:

                         

	 	
(i) 

	
the rights of employees to engage in, or to refrain from engaging in, union orother collective activities, including but not limited to union organizing, union elections and other union activities;

              

	 	
(ii) 

	
the duty or obligation of an employer to meet, discuss, notify or bargain with any employee or employee representative, collectively or otherwise;

              

	 	
(iii) 

	
the enforcement of any collective bargaining agreement, including but not limited to grievance and arbitration proceedings;

              

	 	
(iv) 

	
strikes, work stoppages, boycotts, picketing and lockouts; or

              

	 	
(v) 

	
any similar rights or duties.

        

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 3

  

 

ENDORSEMENT

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Company: Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 9
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	
Issued to: Aeropostale, Inc.

 

 

AMEND DEFINITION OF INSURED PERSON ENDORSEMENT

 

In consideration of the premium charged, it is agreed that the term Insured Person as defined in Subsection 5 Definitions of this coverage section is amended to include any natural person who was, now is or shall become a/an/the Risk Manager, Audit Committee, Governors, Honorary Chairman, Trustees, Advisory Board Members, Members of the Board of Managers, Committee Members and Management Committee Members, Shadow and De Facto Directors, Board Representatives and Board Observers, Vice President Treasurer, Chief Accounting Officer, Vice President Controller, Vice President Tax, Accounting Director of an Organization.

 

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

 

ENDORSEMENT

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Company: Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 10
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	
Issued to: Aeropostale, Inc.

 

 

AMEND EXCLUSION 6(b) ENDORSEMENT

 

In consideration of the premium charged, it is agreed that subparagraph (b) of Subsection 6 Exclusions of this coverage section is amended to read in its entirety as follows:

 

 

	 	
(b)

	
based upon, arising from, or in consequence of any written demand, suit or other proceeding pending against, or order, decree or judgment entered for or against any Insured, on or prior to the Pending or Prior Date set forth in Item 7 of the Declarations for this coverage section, or the same or substantially the same fact, circumstance or situation underlying or alleged therein;

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

ENDORSEMENT/RIDER

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	
Executive Risk Indemnity Inc. 

	 	 
	 	Endorsement No. 11
	 	 
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

 

 

EFFECT OF BANKRUPTCY ENDORSEMENT

 

 In consideration of the premium charged, it is agreed that:

 

	
(1)

	
Bankruptcy or insolvency of an Insured shall neither relieve the Company of its obligations nor deprive the Company of its rights or defenses under this coverage section.

 

	
(2) 

	
It is understood that the coverage provided under this coverage section is intended to protect and benefit the Insured Persons. If a liquidation or reorganization proceeding is commenced by or against the Organization pursuant to the United States Bankruptcy Code or any similar state or local law, the Insureds hereby (a) waive and release any automatic stay or injunction which may apply in such proceeding to this coverage section or its proceeds under such Bankruptcy Code or law, and (b) agree not to oppose or object to any efforts by the Company or any Insureds to obtain relief from any such stay or injunction.

 

	
(3)

	
The Insureds acknowledge and agree that nothing in this endorsement obligates the Company to:

 

	 	
(a)

	
seek a judicial ruling with respect to the validity or enforceability of any provision in paragraph (2) of this endorsement;

 

	 	
(b) 

	
make any request for relief from any applicable stay or injunction on any Insured's behalf; or

                      

	 	
(c)

	
assert any position in support of or in opposition to, or otherwise take part in litigation concerning, any Insured's request for relief from an applicable stay or injunction.

 

Nothing in this endorsement shall be construed to require the Company to: (i) make any payment of proceeds that are subject to a bankruptcy stay, in the absence of any necessary judicial authorization for the making of such payment; or (ii) in any way violate applicable bankruptcy law or an order of the bankruptcy court.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

Page 1

  

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 2

  

 

ENDORSEMENT

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	this endorsement/rider: May 15, 2011	
Company: Executive Risk Indemnity Inc. 

	 	 
	 	Endorsement No. 12
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

 

 

DELETE SUBSECTION 23 RELATED ENTITY PUBLIC OFFERING ENDORSEMENT

 

In consideration of the premium charged, it is agreed that Subsection 23 Related Entity Public Offering of this coverage section is deleted.

 

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

ENDORSEMENT/RIDER

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 13
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

	 

 

 

AMEND CONDUCT EXCLUSIONS AND SECURITIES CLAIM ALLOCATION ENDORSEMENT

 

 In consideration of the premium charged, it is agreed that:

 

	
(1)

	
Subsection 7., Exclusions Applicable to Insuring Clauses 1 and 2 Only, of this coverage section is deleted and replaced with the following:

 

Applicable To Insuring Clause 1 Only:

 

	 	
7.

	
The Company shall not be liable under Insuring Clause 1 forLoss on account of any Claim made against any Insured Person:

 

 

(a)            based upon, arising from, or in consequence of any deliberately fraudulent act or omission or any willful violation of any statute or regulation by such Insured Person, if a final, non-appealable adjudication in any underlying proceeding or action establishes such a deliberately fraudulent act or omission or willful violation; or

 

	 	
(b) 

	
based upon, arising from, or in consequence of suchInsured Person having gained anyprofit, remuneration or other advantage to which such Insured Person was not legally entitled, if a final, non-appealable adjudication in any underlying proceeding or action establishes the gaining of such a profit, remuneration or advantage.

 

 

	
(2)

	
Subsection 8., Exclusions Applicable to Insuring Clause 3 Only, of this coverage section is deleted and replaced with the following:

 

Applicable To Insuring Clause 3 Only:

 

	 	
8.

	
The Company shall not be liable under Insuring Clause 3 forLoss on account of any Securities

 

Claim made against any Organization:

 

	 	
(a) 

	
based upon, arising from or in consequence of any deliberately fraudulent act or omission or any willful violation of any statute or regulation by such Organization or by any past, present or future chief financial officer, chief executive officer or chief operating officer of such Organization, if a final, non-appealable adjudication in any underlying proceeding or action establishes such a deliberately fraudulent act or omission or willful violation; or

 

(b)            based upon, arising from, or in consequence of such Organization, or by any past, present or future chief financial officer, chief executive officer or chief operating officer of 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

such Organization having gained any profit, remuneration or other advantage to which any such individual or such Organization was not legally entitled, if a final, non- appealable adjudication in any underlying proceeding or action establishes the gaining of such a profit, remuneration or advantage; or

 

	 	
(c)

	
for any actual or alleged liability of an Organization under any contract or agreement that relates to the purchase, sale, or offer to purchase or sell any securities; provided that this Exclusion 8(c) shall not apply to liability that would have attached to such Organization in the absence of such contract or agreement.

 

	
(3) 

	
With respect to Exclusions 7. and 8., as amended above, the terms "proceeding" and "action", as usedtherein, shall not include any declaratory proceeding or action brought by or against the Company.

 

	
(4) 

	
Subsection 9., Severability of the Exclusions, of this coverage section is deleted and replaced with the following:

         

	 	
9.

	
Severability of Exclusions

 

 

	 	
(a)

	
No conduct pertaining to any Insured Person shall be imputed to any other Insured Person for the purpose of applying any exclusion in this coverage section.

 

	 	
(b) 

	
Conduct pertaining to any past, present, or future chief financial officer, chief executive officer or chief operating officer of an Organization shall be imputed to such Organization and its Subsidiaries for the purpose of applying the exclusions in Subsection 8 of this coverage section.

 

	
(5)

	
 Paragraph (a) of Subsection 17., Allocation, of this coverage section is amended to read in its entirety as follows:

 

If in any Securities Claim the Insureds incur both Loss that is covered under this coverage section and loss that is not covered under this coverage section because such Securities Claim includes both covered and non-covered matters, the Insureds and the Company shall allocate such amount between covered Loss and non-covered loss based on the relative legal and financial exposures of the Insureds to the covered and non-covered matters and, in the event of a settlement in such Securities Claim, based also on the relative benefits to the Insureds from settlement of the covered and the non-covered matters. The Company shall not be liable under this coverage section for the portion of such amount allocated to non-covered loss.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	 	 
	 	Authorized Representative	 

 

  

Page 2

  

 

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 14
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

	 

 

 

AMEND EXCLUSION 6(E) ENDORSEMENT

 

In consideration of the premium charged, it is agreed that paragraph (e) of Subsection 6. Exclusions Applicable to All Insuring Clauses of this coverage section is amended to read in its entirety as follows:

 

 

	 	
(e)

	
for bodily injury, mental anguish, emotional distress, sickness, disease or death of any person or damage to or destruction of any tangible property including loss of use thereof whether or not it is damaged or destroyed; provided that this Exclusion 6(e) shall not apply to:

 

(i)            mental anguish or emotional distress for which a claimant seeks compensation in an employment Claim; or

 

(ii)            Loss which is on account of a Securities Claim brought by a securityholder of the Organization in his capacity as such, whether in his own right or on behalf of the Organization, provided that such Securities Claim is brought and maintained without any active assistance or participation of, or solicitation by, any Insured.

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 15
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

	 

 

 

EXECUTIVE PROTECTION ENHANCEMENT ENDORSEMENT

 

 In consideration of the premium charged, it is agreed that:

 

	
(1)

	
AMEND DEFINITIONS

 

Subsection 5, Definitions, of this coverage section is amended as follows:

 

(a) Amend Application

 

The definition of Application is deleted and replaced with the following: Application means:

 

	
  

	
(1)

	
any application given to the Company for this coverage section, including any attachments, or any written information or documentation provided to the Company by or on behalf of an Insured for the purposes of the Company's underwriting of this coverage section;

 

	
  

	
(2)

	
all publicly available documents filed by an Organization with the Securities and Exchange Commission during the twelve (12) months preceding this policy's inception date; and

 

	 	(3)	
if applicable, any warranty provided to the Company within the past three (3) years in connection with any coverage section or policy of which this coverage section is a renewal or replacement.

 

(b)  Amend Claim

 

The definition of Claim is amended by adding the following:

 

when used in reference to the coverage provided by Insuring Clauses 1 or 2, Claim also includes:

 

	 	
(i)

	
the service of a subpoena or other similar written request compelling witness testimony or document production upon an Insured Person in connection with ay matters described above against any Insured Person or an Organization for a Wrongful Act, in which case, the Company shall pay on behalf of such Insured Person Defense Costs and any reasonable and necessary costs, fees and expenses incurred solely by such Insured Person in responding to such subpoena or in producing the documentation demanded by such subpoena or document production request;

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

	 	
(ii)

	
a request by an Enforcement Unit for an Insured Person to appear for an interview or meeting with respect to the Insured Capacity of such Insured Person or an Organization's business activities; or

 

	 	
(iii)

	
in connection with an inquiry or investigation by an Enforcement Unit or a securityholder derivative demand, a request by an Organization for an Insured Person to appear for an interview or meeting with respect to the Insured Capacity of such Insured Person or an Organization's business activities;

 

provided that, with respect to:

 

	
  

	
(A)

	
subparagraph (i) above, such Claim shall be deemed to have been first made when such subpoena or other similar written request is served upon such Insured Person;

 

	
  

	
(B)

	
subparagraph (ii) and (iii) above:

 

	 	
1. 

	
any such request shall not be deemed aClaim first made during the Policy 

 

Period until such Claim is reported pursuant to Subsection 15, Reporting and Notice, of this coverage section; and

 

	 	
2. 

	
the Company shall not pay for any amount incurred as a result of any document production demand or discovery request; and

 

	 	
(C)

	
subparagraph (i), (ii) and (iii) above, the Company shall not pay for any amount incurred as a result of any routine or regularly scheduled Enforcement Unit oversight, compliance, audit, inspection or examination.

 

(c)   Add Enforcement Unit

 

The term Enforcement Unit means any federal, state, local or foreign law enforcement or governmental authority (including, the U.S. Department of Justice, the U.S. Securities and Exchange Commission and any attorney general) or the enforcement unit of any securities exchange or similar self-regulatory body.

 

(d)   Delete Investigative Costs

 

The term Investigative Costs is deleted. Accordingly, all references to Investigative Costs are deleted from this coverage section.

 

(e)   Amend Loss

 

The term Loss is deleted and replaced with the following:

 

Loss means the amount which any Insured becomes legally obligated to pay as a result of any Claim, including:

 

	
  

	
(1)

	
compensatory damages;

 

	
  

	
(2)

	
punitive, exemplary or multiplied damages, fines or penalties (including civil penalties assessed against an Insured Person pursuant to 15 U.S.C. §78dd-2(g)(2)(B) (the Foreign Corrupt Practices Act)), if and to the extent that any such damages, fines or penalties are insurable under the law of the jurisdiction most favorable to the insurability of such damages, fines or penalties, provided such jurisdiction has a substantial relationship to the relevant Insureds, to the Company, or to the Claim giving rise to such damages, fines or penalties;

 

	 	
(3) 

	
judgments, including pre-judgment and post-judgment interest; 

 

Page 2

  

 

	
  

	
(4)

	
settlements;

     

	
  

	
(5)

	
Defense Costs; and

 

	
  

	
(6)

	

any amount attributable to violations of Sections 11, 12 or 15 of the Securities Act of 1933, as amended, to the extent such amount is insurable under the law pursuant to which this coverage section is construed;

 

Loss does not include any portion of such amount that constitutes any:

 

	
  

	
(a)

	

cost incurred by the Organization to comply with any order for non-monetary or injunctive relief, or to comply with an agreement to provide such relief;

 

	
  

	
(b)

	

amount not insurable under the law pursuant to which this coverage section is construed; provided that the Company shall not assert that any amount attributable to violations of Sections 11, 12 or 15 of the Securities Act of 1933, as amended, is subject to this paragraph (b), unless such amount is determined to be uninsurable in a final, non- appealable adjudication (other than a declaratory or equivalent proceeding or action brought by or against the Company);

 

	
  

	
(c)

	

amount that represents or is substantially equivalent to an increase in the consideration paid (or proposed to be paid) by an Organization in connection with its purchase of any securities or assets;

 

	
  

	
(d)

	

taxes; except, solely for the purposes of Insuring Clause 1, any tax imposed upon an Insured Person in his or her capacity as such in connection with any bankruptcy, receivership, conservatorship, or liquidation of an Organization, to the extent that such tax is insurable under the law pursuant to which this coverage section is construed; or

 

	
  

	
(e)

	

cost incurred in cleaning-up, removing, containing, treating, detoxifying, neutralizing, assessing the effects of, testing for, or monitoring Pollutants.

 

	
(f)

	
Amend Pollutants The term Pollutants is deleted and replaced with the following:

 

   Pollutants means any solid, liquid, gaseous or thermal irritant or contaminant, including smoke, vapor, soot, fumes, acids, alkalis, chemicals, asbestos, asbestos products or waste. Waste includes materials to be recycled, reconditioned or reclaimed.

 

	
(g)

	
Delete Securityholder Derivative Demand

 

   The term Securityholder Derivative Demand is deleted and all references to Securityholder Derivative Demand are deleted from this coverage section.

 

	
(h)

	
Add Securityholder Derivative Demand Evaluation Costs

 

The term Securityholder Derivative Demand Evaluation Costs is added as follows:

 

Securityholder Derivative Demand Evaluation Costs means reasonable costs, fees and expenses (other than regular or overtime wages, salaries, fees, or benefits of the directors, officers or employees of the Organization) incurred by the Organization (including its Board of Directors or any committee of its Board of Directors) prior to a Claim solely with respect to any evaluation required to determine whether it is in the best interest of the Organization to prosecute the claims alleged in a securityholder derivative demand, but in no event shall Securityholder Derivative Demand Evaluation Costs include any costs, fees or expenses incurred in a Securities Claim.

  

Page 3

  

	
(2)

	
AMEND EXCLUSIONS

 

Subsection 6 Exclusions Applicable To All Insuring Clauses, of this coverage section is amended as follows:

 

(a)   Amend Prior Notice

 

Exclusion 6(a) is amended by deleting and replacing the word "given" with the word "accepted".

 

(b)   Amend Insured v. Insured

 

Exclusion 6(c) is deleted and replaced with the following:

 

(c) brought by an Organization against:

 

	
  

	
(i)

	
any other Organization; or

 

	
  

	
(ii)

	
an Insured Person of such Organization, provided that this paragraph (c)(2) shall not apply to any Claim brought:

 

  (A)       outside the United States of America or Canada;

 

  (B)       in the event of Financial Impairment of the Organization;

 

  (C)       as a securityholder derivative action; or

 

  (D)         while such Insured Person is no longer acting in an Insured Capacity;

 

	 	
 (c)

	
Delete Pollution Exclusion

 

Exclusion 6(d) is deleted.

 

	
(3)

	
DELETE PRESUMPTIVE INDEMNIFICATION

 

  Subsection 14, Presumptive Indemnification, of this coverage section is deleted. 

 

	
(4)

	
AMEND REPORTING AND NOTICE

 

  Subsection 15, Reporting and Notice, of this coverage section is amended as follows: 

 

  (a)  Paragraph (a) is deleted and replaced with the following:

 

	
  (a)

	
The Insureds shall, as a condition precedent to exercising any right to coverage under this policy, give to the Company written notice of any Claim no later than:

 

 

	
  

	
(i)

	
if this coverage section expires and is renewed with the Company, one hundred and eighty (180) days after such expiration; provided that, if the Parent Organization can prove to the Company's satisfaction that it was not reasonably possible for the Insureds to give such notice within the one hundred and eighty (180) day time period and that subsequent notice was given as soon as reasonably possible thereafter, the Company shall waive the foregoing time period;

 

	
  

	
(ii)

	
if this coverage section expires (or is otherwise terminated) without being renewed with the Company and if no Extended Reporting Period is purchased, sixty (60) days after the effective date of such expiration or termination; or

 

	 	
(iii)

	
the expiration date of the Extended Reporting Period, if purchased;

 

  

Page 4

  

 

provided that, if the Company sends written notice to the Parent Organization stating that this coverage section is being terminated for nonpayment of premium, the Insureds shall give to the Company written notice of such Claim prior to the effective date of such termination.

 

(b)       The lead-in to Paragraph (b) is deleted and replaced with the following:

 

	
  

	
(b)         If during the Policy Period or the Extended Reporting Period (if exercised) an Insured Person or Organization:

 

(c)        Subparagraph (b)(ii) and all references to Subparagraph (b)(ii) in the policy are deleted.

 

	 	
(d) 

	
The reference to "as set forth in Subsection 15(a) above" in paragraph (b) is deleted and replaced with "no later than one hundred and eighty (180) days after the in-house general counsel or risk manager of the Parent Organization becomes aware of such Claim."

 

	
(5)

	
AMEND DEFENSE AND SETTLEMENT

 

Subsection 16, Defense and Settlement, of this coverage section is amended as follows:

 

	
  

	
(a)

	
Loss Incurred With Prior Consent

 

    Paragraph (b) is amended to include the following after the second sentence:

 

Accordingly, the Company shall only be liable for Loss incurred with the Company's prior written consent. However, the Company may, in its sole discretion, waive the foregoing requirement with respect to Loss incurred within thirty (30) days prior to the reporting of a Claim pursuant to Subsection 15, Reporting and Notice, of this coverage section.

 

	
  

	
(b)

	

Advancement of Defense Costs Paragraph (e) is 

 

deleted and replaced with the following:

 

	 	
(e)

	
Defense Costs on account of a Claim reported pursuant to Subsection 15, Reporting and Notice, of this coverage section shall be advanced on a current basis, but no later than ninety (90) days after receipt by the Company of invoices or bills detailing such Defense Costs and all other information requested by the Company with respect to such invoices or bills. The Company shall not seek repayment from an Insured Person of advanced Defense Costs that are uninsured pursuant to Exclusion 7 of this coverage section unless the applicable determination standard (i.e. final, non- appealable adjudication; or other) has been met and all other provisions of this coverage section applicable to Exclusion 7 have been applied.

 

Paragraph (f) is added as follows:

 

	 	
(f)

	

 If an Organization refuses in writing, or fails within sixty (60) days of an Insured Person's written request for indemnification, to advance, pay or indemnify an Insured Person for Loss on account of a Claim, then, upon the Insured Person reporting the Claim pursuant to Subsection 15, Reporting and Notice, of this coverage section, the Company shall advance Defense Costs until such time that the Organization accepts the Insured Person's request for indemnification or the applicable Retention has been satisfied. Any advancement of Defense Costs by the Company shall reduce the Limit of Liability set forth in Item 2(B) of the Declarations.

 

  (c) Settlement Within the Retention Without Prior Consent 

 

Paragraph (g) is added as follows:

 

  

Page 5

  

 

	 	
(g)

	
Notwithstanding paragraph (b) above, with respect to any Claim, reported pursuant to Subsection 15, Reporting and Notice, of this coverage section, the Insureds may settle a Claim (inclusive of Defense Costs) without the Company's prior consent if the amount of such settlement does not exceed the amount of the applicable Retention. However, the Company shall not be liable for any settlement or Defense Costs in excess of the amount of the applicable Retention to which it has not consented in writing. The Insureds shall submit to the Company all requested information with respect to any Claim settled pursuant to this paragraph (g) upon either the underwriting of a renewal of this coverage section or upon expiration of this coverage section, whichever first occurs.

 

	
(6) 

	
AMEND OTHER INSURANCE

 

Subsection 18, Other Insurance, of this coverage section is amended as follows:

 

	
  

	
(a)

	
The reference to "valid insurance" in the first sentence of this Subsection 18 is replaced with "valid and collectible insurance".

 

 

	
  

	
(b)

	
The following sentence is added at the end of this Subsection 18 as a separate paragraph: 

 

In addition to, and not in limitation of, the above paragraph:

 

This coverage section is specifically excess of and shall not contribute with any insurance policy for pollution liability or environmental liability, including any general liability policy.

 

	
(7)

	
 DELETE INSURING CLAUSE 4

 

Insuring Clause 4, Securityholder Derivative Demand Coverage, of this coverage section is deleted.

 

	
(8)

	
ADD SECURITYHOLDER DERIVATIVE DEMAND EVALUATION COVERAGE 

 

The following Subsection is added to this coverage section:

 

SECURITYHOLDER DERIVATIVE DEMAND EVALUATION COVERAGE

 

The Company shall pay, on behalf of the Organization, Securityholder Derivative Demand Evaluation Costs incurred with the Company's prior written consent which the Organization becomes legally obligated to pay on account of any securityholder derivative demand that is first made during the Policy Period, or, if exercised, during the Extended Reporting Period, for Wrongful Acts by Insured Persons before or during the Policy Period in an amount not to exceed * which amount is part of, and not in addition to, the Limit of Liability as set forth in Item 2(B) of the Declarations of this coverage section and no Retention shall apply to such amount.

 

	
(9)

	
INDEMNIFICATION AND SUBROGATION

 

Solely with respect to this coverage section, Subsection 7, Subrogation, of the General Terms and Conditions Section of this policy is deemed deleted and replaced with the following:

 

This policy has been issued to the Parent Organization with the understanding and agreement that each Organization agrees to fulfill its indemnification obligations to the fullest extent permitted by: (i) any statutory or common law, or (ii) any contract or agreement providing an indemnification obligation exceeding any such statutory or common law, to any Insured Person. If the Company pays as Loss any indemnification owed to any Insured Person by any Organization, the Company does not waive or compromise any of its rights to recover such Loss from such Organization.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 6

  

In the event of any payment of Loss under this policy, the Company shall be subrogated to the extent of such payment of Loss to all of the Insureds' rights of recovery, including any such right to indemnification from any Organization, other insurance carrier or other source. As a condition precedent to the Company's payment of any Loss under this policy, the Insureds agree to execute all papers reasonably required and take all reasonable actions to secure and preserve the Company's rights, including the execution of such documents necessary to enable the Company effectively to bring suit or otherwise pursue subrogation rights in the name of the Insureds, including any action against any Organization for indemnification.

 

	
(10) 

	
CANCELLATION/EXTENDED REPORTING TIME PERIOD LIBERALIZATION

 

In the event that any time period relating to notice of cancellation or extended reporting period election provided under this coverage section is less than any such time period required by applicable state law, the Company shall apply the applicable state law.

 

	
(11) 

	
POLICY LIBERALIZATION

 

In the event that any provision of this endorsement conflicts in any way with a provision of another endorsement of this coverage section, to the extent allowed by applicable law, the Parent Organization may determine, in it sole discretion, if such provision in this endorsement or such other endorsement takes precedence in determining the application of such provision under this coverage section.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	/s/ illegible	 
	 	Authorized Representative	 

 

  

Page 7

  

ENDORSEMENT/RIDER

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Company: Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 16
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

 

AMEND DEFINITION OF CLAIM ENDORSEMENT 

In consideration of the premium charged, it is agreed that:

 

	
(1)

	
Sections (1) and (2) of the definition of Claim, as set forth in Subsection 5 of this coverage section, are deleted and replaced with the following:

 

Claim means:

 

	 	
(1)

	
  when used in reference to the coverage provided by Insuring Clauses 1 or 2:

 

	 	
(a)

	
a written demand for monetary or non-monetary relief, including injunctive relief;

 

	 	
(b)

	
a civil proceeding commenced by the service of a complaint or similar pleading;

 

	 	
(c)

	
a formal civil administrative or civil regulatory proceeding commenced by the filing of a notice of charges or similar document or by the entry of a formal order of investigation or similar document;

 

	 	
(d)

	
a criminal proceeding commenced by: (i) an arrest, or (ii) return of an indictment, information or similar document;

 

	 	
(e)

	
an official request for extradition, including the execution of an arrest warrant where such execution is an element of the request for extradition; or

 

	 	
(f)

	
an arbitration or mediation proceeding commenced by receipt of a demand for arbitration,demand for mediation or similar document, against an Insured Person for a Wrongful Act, including any appeal therefrom; or

            

	 	
(g)

	
a civil, criminal, administrative or regulatory investigation or interview of an Insured

 

Person for a Wrongful Act once such Insured Person is identified in writing by any investigating authority as a target of such investigation or interview, including when such Insured Person is served with a Wells Notice, target letter or similar document;

 

	 	
(2)

	
when used in reference to the coverage provided by Insuring Clause 3:

 

	 	
(a)

	
a written demand for monetary or non-monetary relief, including injunctive relief;

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

	 	
(b)

	
a civil proceeding commenced by the service of a complaint or similar pleading;

 

	 	
(c) 

	
a formal civil administrative or civil regulatory proceeding commenced by the filing of a notice of charges or similar document or by the entry of a formal order of investigation or similar document, but only while such proceeding is also pending against an Insured Person;

 

	 	
(d)

	
a criminal proceeding commenced by the return of an indictment, information or similar document; or

            

	 	
(e)

	
an arbitration or mediation proceeding commenced by receipt of a demand for arbitration,demand for mediation or similar document,

           

against an Organization for a Wrongful Act, including any appeal therefrom; or

 

	
(2)

	
The following is added to the definition ofClaim in Subsection 5., Definitions, of this coverage section:

 

Claim also means a written request received by an Insured to toll or waive a statute of limitations, relating to a potential Claim or potential Securities Claim as described in paragraph (1) or (2) of the definition of Claim above.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 	 	 
	 	Authorized Representative	 

 

  

Page 2

  

 

ENDORSEMENT

 

 

Coverage Section: Executive Protection Portfolio Executive Liability and Entity Securities Liability Coverage Section (ERII)

 

	
Effective date of

	 
	 	
Company: Executive Risk Indemnity Inc. 

	this endorsement/rider: May 15, 2011	 
	 	Endorsement No. 17
	 	 
	 	To be attached to and
	 	
form a part of Policy No. *

	 	 
	
Issued to: Aeropostale, Inc.

 

SELLING STOCKHOLDER CAPACITY ENDORSEMENT 

 

In consideration of the premium charged, it is agreed that:

 

(1)           Solely with respect to a Securities Claim brought and maintained against both a Selling Insured Person (as defined in paragraph (2) of this endorsement) and at least one other Insured, the definition of Wrongful Act in Subsection 5 Definitions of this coverage section is amended by adding the following:

 

	 	
(c)

	
any error, misstatement, misleading statement, act, omission, neglect, or breach of duty committed,attempted, or allegedly committed or attempted by a Selling Insured Person in his or her capacity as such.

 

(2)           As used in this endorsement, "Selling Insured Person" means an Insured Person who is, and who is acting in the capacity of, a selling stockholder in the public offering described in the May 13, 2002 S-1 filed with the Securities and Exchange Commission by Aeropostale, Inc. as the same may hereafter be amended from time to time.

 

 

The title and any headings in this endorsement are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this policy shall remain unchanged.

 

	 	/s/  illegible	 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

 

	
 

	

PREMIUM BILL

 

	
Insured:Aeropostale, Inc.

	

Date: 07/22/2011

 

 

Producer: AMWINS BROKERAGE OF NEW JERSEY

150 MORRISTOWN RD STE108

BERNARDSVILLE, NJ 07924-0000

 

Company: Federal Insurance Company

 

THIS BILLING IS TO BE ATTACHED TO AND FORM A PART OF THE POLICY REFERENCED BELOW. 

 

Policy Number:  *

 

Policy Period:  May 15, 2011 to May 15, 2012

 

NOTE: PLEASE RETURN THIS BILL WITH REMITTANCE AND NOTE HEREON ANY CHANGES. BILL WILL BE RECEIPTED AND RETURNED TO YOU PROMPTLY UPON REQUEST.

 

PLEASE REMIT TO PRODUCER INDICATED ABOVE. PLEASE REFER TO 6800-8276

 

	
Product

 

	
Effective Date

	
Premium

	
ELITE EX

	
05/15/11

	
*

	  	  	  
	
Surcharge: Property-Liability Insurance Guaranty Association Recoupment - New Jersey

	
05/15/11

	
*

* For Kentucky policies, amount displayed includes tax and collection fees.

 

	 TOTAL POLICY PREMIUM	 	$	*

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

POLICYHOLDER

DISCLOSURE NOTICE OF

TERRORISM INSURANCE COVERAGE

(for policies with no terrorism exclusion or sublimit)

Insuring Company: Federal Insurance Company

 

You are hereby notified that, under the Terrorism Risk Insurance Act (the "Act"), effective December 26, 2007, this policy makes available to you insurance for losses arising out of certain acts of terrorism. Terrorism is defined as any act certified by the Secretary of the Treasury, in concurrence with the Secretary of State and the Attorney General of the United States, to be an act of terrorism; to be a violent act or an act that is dangerous to human life, property or infrastructure; to have resulted in damage within the United States, or outside the United States in the case of an air carrier or vessel or the premises of a United States Mission; and to have been committed by an individual or individuals as part of an effort to coerce the civilian population of the United States or to influence the policy or affect the conduct of the United States Government by coercion.

 

You should know that the insurance provided by your policy for losses caused by acts of terrorism is partially reimbursed by the United States under the formula set forth in the Act. Under this formula, the United States pays 85% of covered terrorism losses that exceed the statutorily established deductible to be paid by the insurance company providing the coverage.

 

However, if aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year (January 1 through December 31), the Treasury shall not make any payment for any portion of the amount of such losses that exceeds $100 billion.

 

  

  

  

 

If aggregate insured losses attributable to terrorist acts certified under the Act exceed $100 billion in a Program Year (January 1 through December 31) and we have met our insurer deductible under the Act, we shall not be liable for the payment of any portion of the amount of such losses that exceeds $100 billion, and in such case insured losses up to that amount are subject to pro rata allocation in accordance with procedures established by the Secretary of the Treasury.

 

The portion of your policy's annual premium that is attributable to insurance for such acts of terrorism is: *.

 

If you have any questions about this notice, please contact your agent or broker.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

IMPORTANT NOTICE TO POLICYHOLDERS

 

 

Insuring Company: Federal Insurance Company

 

 

All of the members of the Chubb Group of Insurance companies doing business in the United States (hereinafter "Chubb") distribute their products through licensed insurance brokers and agents ("producers"). Detailed information regarding the types of compensation paid by Chubb to producers on US insurance transactions is available under the Producer Compensation link located at the bottom of the page at www.chubb.com, or by calling 1­866-588-9478. Additional information may be available from your producer.

 

Thank you for choosing Chubb.

 

  

  

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 Ci-ii.nam

	 	 

 

	 	 	 
	DECLARATIONS	 	FEDERAL INSURANCE COMPANY
	 	 	 
	 	 	A stock insurance company, incorporated under the
	 	 	laws of Indiana, herein called the Company
	 	 	Capital Center, 251 North Illinois, Suite 1100 
	 	 	Indianapolis, IN 46204-1927
	 	 	 
	 	 	
Policy Number: *

 

NOTICE: THE EXECUTIVE ELITESM DIRECTORS AND OFFICERS LIABILITY POLICY PROVIDES CLAIMS MADE COVERAGE, WHICH APPLIES ONLY TO "CLAIMS" FIRST MADE DURING THE "POLICY PERIOD", OR ANY APPLICABLE EXTENDED REPORTING PERIOD. THE LIMIT OF LIABILITY TO PAY DAMAGES OR SETTLEMENTS WILL BE REDUCED AND MAY BE EXHAUSTED BY "DEFENSE COSTS", AND "DEFENSE COSTS" WILL BE APPLIED AGAINST THE RETENTION AMOUNT. IN NO EVENT WILL THE COMPANY BE LIABLE FOR "DEFENSE COSTS" OR THE AMOUNT OF ANY JUDGMENT OR SETTLEMENT IN EXCESS OF THE APPLICABLE LIMIT OF LIABILITY. READ THE ENTIRE APPLICATION CAREFULLY BEFORE SIGNING.

 

	 Item 1	
Parent Organization:

	
Aeropostale, Inc.

	 
	 	 	 	 
	 	Principal Address:	
201 Willowbrook Blvd 

	 

 

	 Item 2	 Policy Period:	From 12:01 A.M. on	May 15, 2011
	 	 	 	 
	 	 	To           12:01 A.M. on	May 15, 2012
	 	 	 	 
	 	 	Local time at the address shown in Item 1.
	 	 	 	 
	Item 3	Limit of Liability (inclusive of Defense Costs):	 

 

	 	(A)       Each Claim:	
*

	 
	 	 	 	 
	 	(B)       Each Policy Period:	
*

	 
	 	 	 	 
	Item 4	Underlying Insurance:	 	 

 

(A)            Primary Policy.

 

	Insurer  	Policy Number	Limits	Policy Period
	 	 	 	 
	Executive Risk ndemnity Inc.	*	*	
May 15, 2011 To May 15, 2012

 

(B)           Other Policies

 

	Insurer  	Policy Number	Limits	Policy Period
	 	 	 	 
	AXIS Insurance Co.	*	*	
May 15, 2011 To May 15, 2012

	 	 	 	 
	Aspen Specialty Insurance Company	* 	*	
May 15, 2011 To May 15, 2012

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

 

	Item 5          Extended Reporting Period:	 	 
	 	 	 	 
	 	(A)       Additional Period:	365 days	 
	 	 	 	 
	 	(B)       Additional Premium:	*

 

In witness whereof, the Company issuing this policy has caused this policy to be signed by its authorized officers, but it shall not be valid unless also signed by a duly authorized representative of the Company.

 

 

	 	 	 	 FEDERAL INSURANCE CO NY	 
	41/. anli-ta.*Ar" ahl-co#T•- 	 	
 

	 
	 	 	Secretary	 
	 	07/22/2011	 	 Date
	 	 	 	 

  

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

Page 2 of 2

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

In consideration of payment of the premium and subject to the Declarations and the limitations, conditions, provisions and other terms of this policy, the Company, the Parent Organization and the Insured Persons agree as follows:

 

 

I           Insuring Clause

 

The Company shall pay, on behalf of the Insured Persons, Loss on account of any Claim first made against the Insured Persons during the Policy Period (or, if exercised, during the Extended Reporting Period) for a Wrongful Act of the Insured Person before a during the Policy Period, except to the extent that such Loss is paid by any other insurance.

 

In no event shall this policy provide coverage to any Organization or entity, including coverage for any loss for which an Organization grants indemnification to an Insured Person.

 

 

II         Difference in Conditions and Excess Follow Form Provisions

 

Any coverage provided by this policy shall include, but not be limited to, coverage for Loss which is not paid because of a Drop Down Event or because Underlying Insurance has been exhausted, as described below:

 

	 	
(1) 

	
Any coverage forLoss provided under this policy because of a Drop Down Event shall:

 

	
  

	
(a)

	
be provided pursuant to the terms and conditions of this policy;

 

	
  

	
(b)

	
attach at the point where such policy of Underlying Insurance would have attached had a Drop Down Event not occurred;

 

	
  

	
(c)

	
subject to Section VII (Limit of Liability), be limited to the extent of the unexhausted portion of the limit of iability of the policy of Underlying Insurance for which this policy is providing coverage pursuant to the Drop Down Event, unless there is no other policy of Underlying Insurance available to provide coverage for such Loss; and

 

	
  

	
(d)

	
be without prejudice to the Company's excess position.

 

	 	
(2)

	
 Any coverage for Loss provided under this policy because Underlying Insurance has been exhausted shall follow form to the terms and conditions of the Immediate Underlying Policy; provided that:

 

	
  

	
(a)

	
Section I (Insuring Clause) shall remain applicable and shall supersede all insuring clauses in the Immediate Underlying Policy;

 

	
  

	
(b)

	
the following provisions of this policy shall remain applicable and shall supersede any equivalent provisions in the Immediate Underlying Policy:

 

	 	
(i) 

	
the definitions ofApplication, Policy Period and Underlying Insurance in Section III (Definitions); and

  

	 	
(ii) 

	
Section VI (Extended Reporting Period), Section VII (Limit of Liability), Section XII     

 

(Acquisition/Creation of Another Organization), Section XIV (Run-Off Quote), Section XVII (Notice), Section XIX (Subrogation), Section )0( (Role of Parent Organization), Section )0(1 (Alteration and Assignment), Section )0(11 (Termination of Policy), Section XXIV (Representations and Severability) and Section )0(VI     (Compliance with Applicable Trade Sanctions); and

 

 

  

Page 1 of 12

  

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

	
  

	
(c)

	
any defined term used in any Section referred to in (2)(a) or (2)(b) above, other than the defined terms listed in (2)(b)(i) above, shall follow form to any equivalent defined term in the Immediate Underlying Policy.

 

 

III        Definitions

 

When used in this policy: 

 

Application means:

 

	 	
(1)

	
the signed Application Form, including attachments and other materials submitted therewith or incorporated therein, submitted by the Insured Persons or the Organization to the Company for this policy; and

 

	 	
(2)

	
if applicable:

 

	
  

	
(a)

	
all publicly available documents filed by an Organization with the Securities and Exchange Commission during the twelve (12) months preceding this policys inception date; and

 

	
  

	
(b)

	
any warranty provided as a part of, or in addition to, any coverage section or policy of which this policy is a direct or indirect renewal or replacement.

 

Claim means:

 

	 	
(1)

	
a written demand for monetary or non-monetary relief;

 

	 	
(2)

	
a civil proceeding commenced by the service of a complaint or similar pleading;

 

	 	
(3)

	
formal civil administrative or civil regulatory proceeding commenced by the filing of a notice of charges or similar document or by the entry of a formal order of investigation or similar document;

 

	 	
(4)

	
a criminal proceeding commenced by the return of an indictment, information or similar document;

 

	 	
(5)

	
an official request for Extradition, including the execution of an arrest warrant where such execution is an element of the request for Extradition; or

 

	 	
(6)

	
an arbitration or mediation proceeding commenced by receipt of a demand for arbitration, demand for mediation or similar document, against an Insured Person for a Wrongful Act, including any appeal therefrom;

 

	 	
(7)

	
a civil, criminal, administrative or regulatory investigation or interview of an Insured Person for a Wrongful Act, once such Insured Person is identified in writing by any governmental or regulatory authority as a person against whom a proceeding described in (2), (3) or (4) above may be commenced, including when such Insured Person is served with a Wells Notice or a target letter; or

 

	 	
(8)

	
 a subpoena received by an Insured Person in connection with (2), (3), (4) or (7) above or with any equivalent action against an Organization; in which case, the 

Company shall pay the Defense Costs incurred by such Insured Person in responding to such subpoena.

 

Except as may otherwise be provided in Section VI (Extended Reporting Period), paragraph (2) of Section VIII (Reporting and Notice) or Section X (Treatment of Related Claims), a Claim will be deemed to have been first made when such Claim is commenced as set forth in this definition (or, in the case of a written demand, when such demand is first received by an Insured Person).

 

  

Page 2 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

Defense Costs means that part of Loss consisting of reasonable costs, charges, fees (including attorneys' fees and experts' fees) and expenses (other than regular or overtime wages, salaries, fees or benefits of Insured Persons or employees of an Organization or monies advanced by any Underlying Insurer) incurred in investigating, defending, opposing or appealing any Claim, and the premium for appeal, attachment or similar bonds.

 

Domestic Partner means any natural person qualifying as a domestic partner under the provisions of any applicable federal, state or local law or under the provisions of any formal program established by the Organization.

 

Drop Down Event means when one or more of the Underlying Insurers:

 

	 	
(1)

	
is financially unable to indemnify an Insured Person for Loss, including where the Underlying Insurer is precluded from indemnifying an Insured Person for Loss because of a receivership;

 

	 	
(2)

	
denies coverage in writing to an Insured Person for Loss pursuant to the terms and conditions of the Underlying Insurance, including where the Underlying Insurer wrongfully refuses in writing to indemnify an Insured Person for Loss;

 

	 	
(3)

	
rescinds or voids, or provides to an Insured Person or an Organization written notification of an intent to rescind or void, or files a complaint or initiates any other proceeding seeking to rescind or void, any policy of Underlying Insurance; or

 

	 	
(4)

	
is unable to pay Loss because a United States bankruptcy court, or any foreign equivalent thereof, has either ruled that such proceeds are subject to an automatic stay, injunction or other order, or that such proceeds are otherwise deemed a part of the debtor's estate in connection with a reorganization or liquidation proceeding commenced against an Organization pursuant to the United States Bankruptcy Code or any foreign equivalent thereof, and an Insured Person or an Organization has requested that the Underlying Insurer seek relief from the automatic stay, injunction or order.

 

Extradition means any formal process by which an Insured Person located in any country is surrendered to any other country to answer any criminal accusation.

 

Immediate Underlying Policy means the policy of Underlying Insurance that is immediately underlying this policy in Item 4 of the Declarations.

 

Insured Person means any natural person who was, now is or shall become:

 

	 	
(1)

	
a duly elected or appointed director, officer, Manager, trustee, governor, in-house general counsel, comptroller or risk manager of an Organization chartered in the United States of America;

 

	 	
(2)

	
a holder of a position equivalent to any position described in (1) above in an Organization that is chartered in any jurisdiction other than the United States of America; or

 

	 	
(3)

	
a holder of a position equivalent to any position described in (1) or (2) above in an Outside Entity, while serving at the specific request or direction of the Organization.

 

Loss means the amount that an Insured Person becomes legally obligated to pay on account of any Claim for which an Organization (or, if applicable, an Outside Entity) refuses, fails, is financially unable, or is not permitted, to indemnify an Insured Person for any reason, including:

 

	 	
(1) 

	
compensatory damages;

 

	 	
(2) 

	
judgments;

 

	 	
(3) 

	
settlements;

 

  

Page 3 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059

	 	 

 

	 	
(4)

	
pre-judgment and post-judgment interest;

 

	 	
(5)

	
Defense Costs;

 

	 	
(6)

	
taxes imposed by law upon an Insured Person in his or her capacity as such in connection with any bankruptcy, receivership, conservatorship or liquidation of an Organization, to the extent such taxes are insurable by law,

 

	 	
(7)

	
punitive, exemplary or multiplied damages, fines or penalties (including civil penalties assessed against an Insured Person pursuant to 15 U.S.C. §78dd-2(g)(2)(B) (the Foreign Corrupt Practices Act)), if and to the extent that any such damages, fines or penalties are insurable under the law of the jurisdiction most favorable to the insurability of such damages, fines or penalties, provided such jurisdiction has a substantial relationship to the relevant Insured Persons, to the Company, or to the Claim giving rise b such damages, fines or penalties; and

 

	 	
(8)

	
any amount attributable to violations of Section 11 and 12 of the Securities Act of 1933, as amended, to the extent such amount is insurable under the law pursuant to which this policy is construed.

 

Loss does not include:

 

	 	
(a)

	
any costs incurred to comply with any order for injunctive or other non-monetary relief, or to comply with an agreement to provide such relief;

 

(b)           taxes, other than such taxes described in paragraph (6) of this definition of 

 

Loss; or (c) any amount not insurable under the law pursuant to which this policy is construed.

 

Manager means any natural person who was, now is or shall become a manager, member of the Board of Managers or equivalent executive of an Organization that is a limited liability company.

 

Organization means:

 

	 	
(1)

	
the Parent Organization;

 

	 	
(2)

	
any Subsidiary;

 

	 	
(3)

	
any charitable trust, foundation or political action committee controlled or sponsored exclusively by one or more entities described in (1) or (2) above; or

 

	 	
(4)

	
any entity in (1) or (2) above in its capacity as a debtor in possession under United States bankruptcy law or any foreign equivalent thereof.

 

Outside Entity means any:

 

	 	
(1)

	
non-profit entity, community chest, fund or foundation; or

 

	 	
(2)

	
entity that operates for a profit and has not issued or offered any securities other than securities that are exempt from registration under the Securities Act of 1933, the Securities Exchange Act of 1934, or any foreign equivalent thereof,

 

that is not an Organization.

 

Parent Organization means the entity designated in Item 1 of the Declarations.

 

  

Page 4 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059

	 	 

 

Policy Period means the period of time specified in Item 2 of the Declarations, subject to termination in accordance with Section )001 (Termination of Policy).

 

Related Claims means all Claims for Wrongful Acts based upon, aising from or attributable to the same or related facts, circumstances, situations, transactions or events or the same or related series of facts, circumstances, situations, transactions or events.

 

Subsidiary means any entity while more than fifty percent (50%) of the outstanding securities or voting rights representing the present right to vote for election of or to appoint directors or Managers, or the foreign equivalent of any directors or Managers, of such entity are owned or controlled by the Parent Organization directly or through one or more entities qualifying as Subsidiaries.

 

Underlying Insurance means the policy(ies) of insurance set forth in Item 4 of the Declarations and any renewal or replacement of such policy(ies).

 

Underlying Insurer means the insurer(s) of each respective policy of insurance set forth in Item 4 of the Declarations.

 

Wrongful Act means:

 

	 	
(1)

	
any error, misstatement, misleading statement, act, omission, neglect or breach of duty committed, attempted, or allegedly committed or attempted, by an Insured Person in his or her capacity as an Insured Person; or

 

	 	
(2)

	
any other matter claimed against an Insured Person by reason of his or her serving in such capacity.

 

 

IV       Exclusions

 

The Company shall not be liable for Loss on account of any Claim:

 

	 	
(1)

	
based upon, arising from, or attributable to, any fact, circumstance, situation, transaction, event or Wrongful Act that, before the inception date set forth in Item 2 of the Declarations, was the subject of any notice accepted under any policy or coverage section of which this policy is a direct or indirect renewal or replacement;

 

	 	
(2)

	
brought by the Organization against any Insured Person in the United States or Canada or their territories or possessions, provided such Claim is:

 

	
  

	
(a)

	
brought with the approval of the Parent Organization's chief executive officer or chief financial officer and in-house general counsel; and

 

	
  

	
(b)

	
not initiated or brought by or on behalf of any securityholder of the Organization (either derivatively or by class action) or any other third party, including any third party whose rights are derived from an Organization's bankruptcy; rovided this Exclusion (2) shall not apply to Defense Costs; or 

 

	 	
(3)

	
 based upon, arising from, or attributable to:

 

	 	
(a)

	
the committing of any deliberately fraudulent act or omission or any knowing and purposeful violation of any statute or regulation by an Insured Person, if a final adjudication in any underlying action establishes such a deliberately fraudulent act or omission or knowing and purposeful violation; or

 

  

Page 5 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

	 	
(b)

	
an Insured Person having gained any profit, remuneration or advantage to which such Insured Person was not legally entitled, if a final adjudication in any underlying action establishes such ai unlawful gaining of profit, remuneration or advantage.

 

With respect to this Exclusion (3):

 

	 	
(i)

	
the exclusion shall not apply to Defense Costs incurred prior to a final adjudication in any underlying action;

 

	 	
(ii) 

	
a final adjudication in any underlying action, as used in the exclusion, shall not include any declaratoryor equivalent proceeding brought by or against the Company; and

 

	 	
(iii) 

	
no deliberately fraudulent act or omission, knowing and purposeful violation of any statute or regulation or gaining of any unlawful profit, remuneration or advantage by any Insured Person shall be imputed to any other Insured Person for the purpose of applying the exclusion.

 

 

V        Spouses, Estates and Legal Representatives

 

	 	
(1)

	
Subject otherwise to the limitations, conditions, provisions and other terms of this policy, coverage shall extend to Claims for Wrongful Acts of an Insured Person made against:

 

	
  

	
(a)

	
the estate, heirs, legal representatives or assigns of such Insured Person if such Insured Person is deceased, or the legal representatives or assigns of such Insured Person if such Insured Person is incompetent, insolvent or bankrupt; or

 

	
  

	
(b)

	
the lawful spouse or Domestic Partner of such Insured Person solely by reason of such spouse or Domestic Partner's status as a spouse or Domestic Partner, or such spouse or Domestic Partner's ownership interest in property which the claimant seeks as recovery for an dleged Wrongful Act of such Insured Person.

 

	 	
(2)

	
All terms and conditions of this policy applicable to Loss incurred by the Insured Persons shall also apply to loss incurred by the estates, heirs, legal representatives, assigns, spouses and Domestic Partners of such Insured Persons. The coverage provided by this Section V, however, shall not apply with respect to any loss arising from an act or omission by an Insured Person's estate, heirs, legal representatives, assigns, spouses or Domestic Partners.

 

 

  VI     Extended Reporting Period 

 

	 	
(1)

	
If:

 

	
  

	
(a)

	
the Company or the Parent Organization does not renew this policy (other than a cancellation of this policy by the Company for non-payment of premium); or

 

	
  

	
(b)

	
the Parent Organization is involved in a merger, consolidation or acquisition described in Section XIII (Acquisition by Another Organization),

 

the Parent Organization and the Insured Persons shall have the right, upon payment of the additional premium set forth in Item 5(B) of the Declarations, to an extension of the coverage granted by this policy for Claims that are:

 

	 	
(i)

	
first made during the period set forth in Item 5(A) of the Declarations (the "Extended Reporting Period",

 

which such Extended Reporting Period shall become effective on the date of termination or nonrenewal of this policy); and

 

 

  

Page 6 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 Ci-ii.nam

	 	 

 

	 	
(ii)

	
reported to the Company in accordance with paragraph (1) of Section VIII (Reporting and Notice),

 

but only to the extent such Claims are for Wrongful Acts committed, attempted, or allegedly committed or attempted, before the earlier of the effective date of termination or nonrenewal, or the date of a merger, consolidation or acquisition described in Section XI II (Acquisition by Another Organization).

 

	
  

	
(2)

	
The right to purchase an extension of coverage as described in this Section VI shall lapse unless written notice of election to purchase the extension, together with payment of the additional premium due, is received by the Company within sixty (60) days after the effective date of termination or nonrenewal or merger, consolidation or acquisition.

 

	
  

	
(3)

	
Any Claim made during the Extended Reporting Period shall be deemed to have been made during the immediately preceding Policy Period, and the entire additional premium for the Extended Reporting Period shall be deemed fully earned at the inception of such Extended Reporting Period.

 

 

VII     Limit of Liability

 

	
  

	
(1)

	
The Company's maximum liability for all Loss on account of each Claim first made during the Policy Period shall be the Limit of Liability set forth in Item 3(A) of the Declarations. The Company's maximum aggregate liability for all Loss on account of all Claims first made during the Policy Period shall be the Limit of Liability set forth in Item 3(B) of the Declarations.

 

	
  

	
(2)

	
Defense Costs are part of, and not in addition to, the Limits of Liability set forth in Item 3 of the Declarations, and the payment by the Company of Defense Costs shall reduce and may exhaust such applicable Limits of Liability.

 

	 	
(3)

	
The Limit of Liability available during the Extended Reporting Period (if exercised) shall be part of, and not inaddition to, the Company's maximum aggregate Limit of Liability set forth in Item 3(B) of the Declarations.

 

 

VIII    Reporting and Notice

 

	 	
(1)

	
The Insured Persons shall, as a condition precedent to exercising any right to coverage under this policy, give to the Company written notice of any Claim as soon as practicable after the chief executive officer, chief financial officer, in-house general counsel or risk manager of the Organization becomes aware of such Claim.

 

	 	
(2)

	
If during the Policy Period or the first sixty (60) days of the Extended Reporting Period (if exercised) an Insured Person or Organization:

 

	
  

	
(a)

	
becomes aware of circumstances which could give rise to a Claim and gives written notice of such circumstances to the Company; or

 

	
  

	
(b)

	
receives a written request to toll or waive a statute of limitations applicable to Wrongful Acts committed, attempted, or allegedly committed or attempted, before or during the Policy Period and gives written notice of such request and of such alleged Wrongful Acts to the Company,

 

then any Claim subsequently arising from the circumstances referred to in (2)(a) above, or from the Wrongful Acts referred to in (2)(b) above, shall be deemed to have been first made during the Policy Period in which the written notice described in (2)(a) or (2)(b) above was first given by an Insured Person or Organization to the Company, provided any such subsequent Claim is reported to the Company as set forth in paragraph (1) of this Section VIII. With respect to any such subsequent Claim, no coverage under this policy shall apply to loss incurred prior to the date such subsequent Claim is actually made.

 

 

  

Page 7 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

	 	
(3)

	
The Insured Persons shall, as a condition precedent to exercising any right to coverage under this policy, give to the Company such information, assistance and cooperation as the Company may reasonably require, and shall include in any notice under paragraph (1) or (2) of this Section VIII a description of the Claim or circumstance, the nature of any alleged Wrongful Act or circumstance, the nature of the alleged or potential damage, the names of all actual or potential claimants, the names of all actual or potential defendants, and the manner in which such Insured Person first became aware of the Claim or circumstance.

 

IX       Defense and Settlement

 

	
  

	
(1)

	
It shall be the duty of the Insured Persons and not the duty of the Company to defend Claims made against the Insured Persons.

 

 

	
  

	
(2)

	
The Insured Persons agree not to settle or offer to settle any Claim, incur any Defense Costs or otherwise assume any obligation or admit any liability with respect to any Claim, without the Company's prior written consent, which shall not be unreasonably withheld. The Company shall not be liable for any Loss incurred, for any obligation assumed, for any admission made, or for any settlement by, any Insured Person without the Company's prior written consent.

 

	
  

	
(3)

	
With respect to any Claim that appears reasonably likely to be covered in whole or in part under tiis policy, the Company shall have the right and shall be given the opportunity to associate effectively with the Insured Persons, and shall be consulted in advance by the Insured Persons, regarding the investigation, defense and settlement of such Claim, including selecting appropriate defense counsel and negotiating any settlement.

 

	
  

	
(4)

	
The Insured Persons agree to provide the Company with all information, assistance and cooperation which the Company may reasonably require and agree that in the event of a Claim, the Insured Persons will do nothing to prejudice the Company's position or its potential or actual rights of recovery. However, no Insured Person's failure to comply with any obligation under this Section IX shall be imputed to any other Insured Person for the purpose of determining an Insured Person's compliance with this Section IX.

 

	 	
(5)

	
With respect to any Defense Costs for which this policy provides coverage, the Company shall, upon request from an Insured Person, advance Defense Costs on a current basis.

 

X        Treatment of Related Claims

 

All Related Claims shall be treated as a single Claim first made on the date the earliest of such Related Claims was first made, or on the date the earliest of such Related Claims is treated as having been made in accordance with paragraph (2) of Section VIII (Reporting and Notice), regardless of whether such date is before or during the Policy Period.

 

XI       Other Insurance

 

	
  

	
(1)

	
If any Loss under this policy is insured under any other valid and collectible insurance policy (other than a policy that is issued specifically as excess of the insurance afforded by this policy), including Underlying Insurance, this policy shall be excess of and shall not contribute with any such other insurance, regardless of whether such other insurance is stated to be primary, contributing, excess, contingent or otherwise, and the premium for this policy has been calculated accordingly.

 

	
  

	
(2)

	
Without limiting paragraph (1) of this Section XI, this policy is specifically excess of and shall not contribute with any insurance policy: (a) which is maintained by an Outside Entity and available to an Insured Person; or (b) for bodily injury or property damage, including any general liability policy or any liability policy providing coverage for environmental liability.

 

  

Page 8 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

	 	
(3)

	
Nothing in this Section XI shall be construed to preclude this policy from responding to a Drop Down Event in accordance with the terms and conditions of this policy. 

 

XII    Acquisition/Creation of Another Organization

 

	 	
(1)

	
If before or during the Policy Period an Organization:

 

	
  

	
(a)

	
acquires securities or voting rights in another entity or creates another entity, which as a result of such acquisition or creation becomes a Subsidiary; or

	
  

	
(b)

	
acquires another entity by merger into or consolidation with an Organization such that the Organization is the surviving entity,

 

any individuals of such other entity holding positions equivalent to those positions set forth in the definition of Insured Person in Section III (Definitions) shall be deemed Insured Persons under this policy, but only with respect to Wrongful Acts committed, attempted, or allegedly committed or attempted, after such acquisition or creation, unless the Company agrees, after presentation of a complete application and all other appropriate information, to provide coverage by endorsement for Wrongful Acts committed, attempted, or allegedly committed or attempted, by such Insured Persons before such acquisition or creation.

 

	 	
(2)

	
If the total assets of any such acquired entity or new Subsidiary described in paragraph (1)(a) or (1)(b) above exceed ten percent (10%) (or the highest percentage amount set forth in any similar Changes in Exposure or Acquisition/Creation of Another Organization provision of any policy of Underlying Insurance, if such percentage amount is greater) of the total assets of the Parent Organization (as reflected in the most recent audited consolidated financial statements of such entity and the Parent Organization, respectively, as of the date of such acquisition or creation), the Parent Organization shall give written notice of such acquisition or creation to the Company as soon as practicable, but in no event later than sixty (60) days after the date of such acquisition or creation, together with such other information as the Company may require, and shall pay any reasonable addiional premium required by the Company.

 

	 	
(3) 

	
If the Parent Organization fails to give such notice within the time specified in the paragraph (2) of this Section XII or fails to pay the additional premium required by the Company, coverage for such Insured Persons of such acquired or created entity shall terminate with respect to Claims first made more than sixty (60) days after such acquisition or creation. Any coverage that may be provided under this policy to the Insured Persons of such acquired or created entity shall be subject to such additional or different terms, conditions and limitations of coverage as the Company in its sole discretion may require.

 

 

  XIII Acquisition by Another Organization 

 

	 	
(1)

	
If:

 

	
  

	
(a)

	
the Parent Organization merges into or consolidates with another entity and the Parent Organization is not the surviving entity; or

 

	
  

	
(b)

	
another entity or person, or group of entities and/or persons acting in concert, acquires securities or voting rights which result in ownership or voting control by the other entity(ies) or person(s) of more than fifty percent (50%) of the outstanding securities or voting rights representing the present right to vote for the election of or to appoint directors or Managers of the Parent Organization,

 

coverage under this policy shall continue until termination of this policy, but only with respect to Claims for Wrongful Acts committed, attempted, or allegedly committed or attempted, by the Insured Persons before such merger, consolidation or acquisition.

 

  

Page 9 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

	
  (2)

	
Upon the occurrence of any event described in paragraph (1)(a) or (1)(b) of this Section XIII, the entire premium for this policy shall be deemed fully earned.

 

 

XIV   Run-Off Quote

 

	
  

	
(1)

	
Notwithstanding any extension of coverage that may otherwise be provided pursuant to Section VI (Extended Reporting Period), in the event the Parent Organization is involved in a merger, consolidation or acquisition described in Section XIII (Acquisition by Another Organization) and provides notice of such merger, consolidation or acquisition within thirty (30) days of such merger, consolidation or acquisition, together with such other information as the Company may require, the Company shall provide b the Parent Organization a quote for an extension of coverage (the "Run-Off Quote"), for such period as may be negotiated between the Company and the Parent Organization, with respect to Claims for Wrongful Acts committed, attempted, or allegedly committed or attempted, by the Insured Persons before such merger, consolidation or acquisition.

 

 

	
  

	
(2)

	
Any coverage extension offered pursuant to the Run-Off Quote shall be subject to any additional or different terms, conditions and limitations of coverage and payment of such additional premium as the Company in its sole discretion may require.

 

	
  

	
(3)

	
Should the Parent Organization accept the Run-Off Quote, any extension of coverage provided pursuant to the Run-Off Quote shall replace any extension of coverage that You'd otherwise be available to the Parent Organization and the Insured Persons pursuant to Section VI (Extended Reporting Period).

 

 

XV     Cessation of Subsidiary

 

In the event an entity ceases to be a Subsidiary before or during the Policy Period, coverage with respect to any Insured Persons of such Subsidiary shall continue until termination of this policy, but only with respect to Claims for Wrongful Acts committed, attempted, or allegedly committed or attempted while such entity was a Subsidiary.

 

XVI    Territory

 

This policy shall apply to Loss on account of a Claim made against the Insured Persons anywhere in the world.

 

XVII  Notice

 

Notice to the Company of a Claim, or of circumstances which could give rise to a Claim, shall be given in writing addressed to:

 

Chubb Group of Insurance Companies 

15 Mountain View Road

Warren, New Jersey 07059

Attn: Claims Department

 

All other notices to the Company shall be given in writing addressed to:

 

Chubb Group of Insurance Companies 

15 Mountain View Road

Warren, New Jersey 07059

Attn: CSI Underwriting

 

Any such notice shall be effective on the date of receipt by the Company at such address.

 

  

Page 10 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

XVIII Valuation and Foreign Currency

 

All premiums, limits, retentions, loss and other amounts under this policy are expressed and payable in the currency of the United States of America. Except as otherwise provided in this policy, if a judgment is rendered, a settlement is denominated or any element of loss under this policy is stated in a currency other than United States of America dollars, payment under this policy shall be made in United States of America dollars at the rate of exchange published in The Wall Street Journal on the date the judgment becomes final, the amount of the settlement is agreed upon or the element of loss is due, respectively.

 

 

XIX   Subrogation

 

In the event of any payment of Loss under this policy, be Company shall be subrogated to the extent of such payment of Loss to all of the Insured Persons' rights of recovery, including any such right to indemnification from any Organization or other source. As a condition precedent to the Company's payment of any Loss under this policy, the Insured Persons agree to execute all papers reasonably required and take all reasonable actions to secure and preserve the Company's rights, including the execution of such documents necessary to enable the Company effectively to bring suit or otherwise pursue subrogation rights h the name of the Insured Persons, including any action against any Organization for indemnification or any insurer for failure to pay any indemnity due and owing to the Insured Persons.

 

This policy has been issued to the Parent Organization with the understanding and agreement that each Organization agrees to fulfill its indemnification obligations, if any, to the Insured Persons, and if the Company pays, as Loss, any indemnification owed to any Insured Person by any Organization, the Company does not waive or compromise any of its rights to recover such Loss from such Organization.

 

 

)0C    Role of Parent Organization

 

By acceptance of this policy, the Parent Organization agrees that it shall be considered the sole agent of, and shall act on behalf of, each Insured Person with respect to: (a) the payment of premiums and the receiving of any return premiums that may become due under this policy; (b) the negotiation, agreement to and acceptance of endorsements; and (c) the giving or receiving of any notice provided for in this policy (except the giving of notice to apply for an Extended Reporting Period as provided in Section VI (Extended Reporting Period) or the giving of notice of Claim, circumstances or written notice as provided in Section VIII (Reporting and Notice)). Each Insured Person agrees that the Parent Organization shall act on its behalf with respect to all such matters.

 

 

XXI   Alteration and Assignment

 

No change in, modification of, or assignment of interest under, this policy shall be effective except when made by written endorsement to this policy which is signed by an authorized employee of Chubb & Son, a division of Federal Insurance Company.

 

 

)0C11 Termination of Policy

 

This policy shall terminate at the earliest of the following times:

 

	
  

	
(1)

	
twenty (20) days after receipt by the Parent Organization of written notice of termination from the Company for non-payment of premium; or

 

	
  

	
(2)

	
upon expiration of the Policy Period as set forth in Item 2 of the Declarations.

  

Page 11 of 12

  

 

	
Chubb Group of Insurance Companies

	 	Executive Elite"
	 	 	 
	
15 Mountain View Road 

	 	Directors and Officers Liability Insurance
	
Warren, New Jersey 07059 

	 	 

 

)0C111 Bankruptcy

 

	 	
(1)

	
Bankruptcy or insolvency of any Organization shall not relieve the Company of its obligations nor deprive the Company of its rights or defenses under this policy.

 

	 	
(2)

	
In the event a liquidation or reorganization proceeding is commenced by or against an Organization pursuant to the United Sates Bankruptcy Code, as amended, any similar law or any foreign equivalent thereof, the Organization and the Insured Persons hereby: (a) waive and release their rights to any automatic stay or injunction which may apply in such proceeding to this policy or its proceeds under such Bankruptcy Code, similar law or foreign equivalent thereof, to the extent such waiver or release is allowable by such Bankruptcy Code, similar law or foreign equivalent thereof; and (b) agree not to oppose or object to any efforts by the Company, the Organization or an Insured Person to obtain relief from any such stay or injunction.

 

 

XXIV Representations and Severability

 

	 	
(1)

	
The Insured Persons acknowledge and agree that the Company, in issuing this policy, has relied on the Application as the basis for this policy and such Application is deemed incorporated into this policy.

 

	 	
(2)

	
With respect to any misrepresentations contained in the Application, no knowledge possessed by an Insured Person shall be imputed to any other Insured Person for the purpose of determining the availability of coverage with respect to any Claim made against such other Insured Person.

 

	 	
(3)

	
The Company shall not be entitled under any circumstances to void or rescind this policy.

 

 

XXV Headings

 

The descriptions in the headings and sub-headings of this policy are solely for convenience and form no part of the terms and conditions of coverage.

 

 

XXVI Compliance with Applicable Trade Sanction Laws

 

This insurance does not apply to the extent that trade or economic sanctions or other laws or regulations prohibit the Company from providing insurance.

 

  

Page 12 of 12

  

 

ENDORSEMENT/RIDER

 

	Effective date of 	Federal Insurance Company
	 	 
	this endorsement/rider: May 15, 2011	Endorsement/Rider No. 1
	 	 
	 	 
	 	To be attached to and
	 	 
	 	 
	Issued to: Aeropostale, Inc.	 
	 	 

AMEND ITEM 4 ENDORSEMENT

 

In consideration of the premium charged, it is agreed that Item 4 of the Declarations of this policy is amended to read in its entirety as follows:

 

Item 4. Underlying Insurance:

 

(A)            Primary Policy.

 

	Insurer  	Policy Number	Limits	Policy Period
	 	 	 	 
	Executive Risk	* 	*	May 15, 2011 to
	 	 	 	 
	Indemnity Inc.	 	 	May 15, 2012
	 	 	 	 

 

(B)           Other Policies

 

	Insurer  	Policy Number	Limits	Policy Period
	 	 	 	 
	AXIS Insurance Company	*	*	May 15, 2011 to
	 	 	 	 
	Aspen Specialty 	* 	*	May 15, 2012
	 	 	 	 

                                                          

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

 

	 		 
	 	Authorized Representative	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 1

  

 

ENDORSEMENT/RIDER

 

	
Effective date of 

this endorsement/rider: May 15, 2011

	Federal Insurance Company
	 	 
	 	Endorsement/Rider No. 2
	 	 
	 	 
	 	To be attached to and
	 	 
	 	 
	Issued to: Aeropostale, Inc.	 
	 	 

NEW JERSEY AMENDATORY ENDORSEMENT

 

In consideration of the premium charged, it is agreed that:

 

	
1. 

	
Subparagraph (1)(a) of Section VI Extended Reporting Period is amended by deleting the parenthetical"(other than a cancellation of this policy by the Company for non-payment of premium)".

 

	
2. 

	
Subparagraph (1)(a) of Section VI Extended Reporting Period is amended to add the following at the end\thereof:

 

If money is owed to the Company under this policy, then an Extended Reporting Period will not become effective until all amounts due under this policy are paid and the premium for the Extended Reporting Period is paid when due. Any premium paid for the Extended Reporting Period will be applied first to amounts owed under this policy.

 

	
3. 

	
Section )0(11 Termination of Policy (1) is amended by adding the following before the word "or' at the end  of such paragraph (1):

 

; provided that such notice of termination by the Company will be delivered or mailed by first class mail (if the Company retains a date stamped proof of mailing from the post office showing the addressee) or certified mail to the Parent Organization at its last address known to the Company;

 

	
4. 

	
Section )0(11 Termination of Policy (2) is amended to add the following at the end of such paragraph (2):

 

; provided that if the Company does not renew this policy it will deliver or mail, by first class mail (if the Company retains a date stamped proof of mailing from the post office showing the addressee) or certified mail, between thirty (30) and one hundred twenty (120) days advance written notice of non-renewal to the Parent Organization at its last known address. Such non-renewal will be based on underwriting guidelines that are not arbitrary, capricious or unfairly discriminatory and the notice of non-renewal will state the reason(s) for non-renewal. If the Company does not provide the notice within the time period specified in this paragraph, this policy will be extended until such notice is provided, with such extension conditioned upon the payment of premium calculated by pro-rating the premium for the expiring Policy Period.

 

	
5.

	
Section)0(11 Termination of Policy is amended to add the following at the end of such section:

 

Any notice of termination or non-renewal by the Company will contain a provision in bold type stating that the Parent Organization may file a written complaint on the decision to terminate or non-renew this policy with the New Jersey Department of Insurance. The Department's address will be included and the Parent Organization will be advised to immediately contact the Insurance Department in the event it wishes to file a complaint.

 

  

Page 1

  

 

The Company has no obligation to send notice of termination or non-renewal if the Parent Organization has:

 

(i)            replaced coverage elsewhere; or

 

(ii)           specifically requested termination.

 

The Company may increase premium or change the terms and conditions of this policy upon renewal by delivering or mailing written notice of such changes to the Parent Organization between thirty (30) and one hundred and twenty (120) days before the premium due date. Such notice will state the effect of nonpayment of the premium by the due date.

 

The Policy will be deemed to have been amended to the extent necessary to effect the purposes of this Amendatory Endorsement.

 

The regulatory requirements set forth in this Amendatory Endorsement shall supersede and take precedence over any provisions of the Policy or any endorsement to the Policy, whenever added, that are inconsistent with or contrary to the provisions of this Amendatory Endorsement, unless such Policy or endorsement provisions comply with the applicable insurance laws of the state of New Jersey.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 		 
	 	Authorized Representative	 

 

  

Page 2

  

 

ENDORSEMENT/RIDER

 

	
Effective date of 

this endorsement/rider: May 15, 2011

	Federal Insurance Company
	 	 
	 	Endorsement/Rider No. 3
	 	 
	 	 
	 	To be attached to and
	 	 
	 	 
	Issued to: Aeropostale, Inc.	 
	 	 

PENDING OR PRIOR LITIGATION OR MATTERS ENDORSEMENT 

 

In consideration of the premium charged, it is agreed that:

 

	
(1)

	
In the event this policy provides coverage for any reason, other than becauseUnderlying Insurance has been exhausted, such coverage shall follow form to the pending or prior litigation or matters provisions of:

 

	 	
(a)

	
the policy of Underlying Insurance for which this policy is required to drop down and provide coverage in lieu thereof; or

 

	 	
(b)

	
the Primary Policy, in the event there is no policy of Underlying Insurance for which this policy is required to drop down and provide coverage in lieu thereof,

 

	
(2)

	
In the event this policy provides coverage becauseUnderlying Insurance has been exhausted, such coverage shall follow form to the pending or prior litigation or matters provisions of the Immediate Underlying Policy subject to the following Pending or Prior Litigation or Matters Date May 15, 2004.

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

 

	 		 
	 	Authorized Representative	 

 

  

Page 1

  

 

ENDORSEMENT/RIDER

 

	
Effective date of 

this endorsement/rider: May 15, 2011

	Federal Insurance Company
	 	 
	 	Endorsement/Rider No. 4
	 	 
	 	 
	 	To be attached to and
	 	 
	 	 
	Issued to: Aeropostale, Inc.	 
	 	 

EXECUTIVE ELITE COVERAGE ENHANCEMENTS ENDORSEMENT 

 

In consideration of the premium charged, it is agreed that:

 

(1)      DELETE ORGANIZATION VS. INSURED PERSON EXCLUSION

 

Exclusion (2) of Section IV, Exclusions, is deleted.

 

(2)      AMEND APPLICATION DEFINITION

 

If the Insured has not provided a warranty as part of the Application within three years of the inception date of this policy, as set forth in Item 2 of the Declarations, then Paragraph (2)(b) of the definition of Application in Section III, Definitions of this policy shall be deleted.

 

(3)      AMEND CLAIM DEFINITION

 

Paragraph (7) of the definition of Claim is deleted and replaced with the following:

 

	 	
(7)

	
a civil, criminal, administrative or regulatory investigation or interview of an Insured Person for aWrongful Act, once such Insured Person is identified in writing by any governmental or regulatory authority as a target of such investigation or interview, including when such Insured Person is served with a Wells Notice; or

 

(4)       AMEND INSURED PERSON (ODL) DEFINITION

 

Paragraph (3) of the definition of Insured Person in Section III, Definitions is deleted and replaced with the following: 

 

	 	
(3)

	
a holder of a position equivalent to any position described in (1) or (2) above in an Outside Entity, while serving with the knowledge and consent or at the request of, the Organization.

 

(5)      EXPAND SUBSIDIARY DEFINITION

 

The definition of Subsidiary in Section III, Definitions, is deleted and replaced with the following: 

 

Subsidiary means:

 

  

Page 1

  

 

	 	
(a)

	
any entity while more than fifty percent (50%) of the outstanding securities or voting rightsrepresenting the present right to vote for election of or to appoint directors or Managers, or the foreign equivalent of any directors or Managers, of such entity are owned or controlled by the Parent Organization directly or through one or more entities qualifying as Subsidiaries; or

 

	 	
(b)

	
any entity while theParent Organization has the right, pursuant to either written contract or theby-laws, charter, operating agreement or similar documents of an Organization, to elect, appoint or designate a majority of: the Board of Directors of a corporation; the management committee of a joint venture; or the management board of a limited liability company.

 

(6)       FIDUCIARY WRONGFUL ACTS EXTENSION

 

The definition of Wrongful Act in Section III, Definitions, is amended to also mean any actual or alleged error, misstatement, misleading statement, act, omission, neglect, or breach of duty committed, attempted or allegedly committed or attempted by any Insured Person, in his or her capacity as a fiduciary of any employee benefit plan or program sponsored by any Organization solely for the benefit of the employees of an Organization, or any matter claimed against such Insured Person solely by reason of his or her status as such.

 

(7)       ADDITIONAL LIMIT OF LIABILITY FOR INDEPENDENT DIRECTORS

 

Section VII, Limit of Liability, of this policy is amended by adding the following paragraph to the end of such Section VII:

 

	 	
(4) 

	
Solely with respect to anyClaims made against Independent Directors for which coverage is provided under Section I, Insuring Clause, of this policy, the Company shall provide a * Limit of Liability, which amount shall be separate and in addition to the Limits of Liability set forth in Item 3(B) of the Declarations (the "Additional Limit of Liability for Independent Directors").

 

	 	
(5) 

	
The Additional Limit of Liability for Independent Directors shall be excess of any valid insurancethat is specifically excess to this policy and such excess insurance must be completely exhausted by payment of loss, damages or defense costs thereunder before the Company shall have any obligation to make any payment on account of the Additional Limit of Liability for Independent Directors.

 

	 	
(6)

	
Solely for the purposes of this Section VII, "Independent Director" means any natural person, whowas, now is or shall become a duly elected or appointed director of an Organization chartered in the United States of America, or a holder of an equivalent position in an Organization that is chartered in any jurisdiction other than the United States of America, who is not and has never been an officer or employee of any such Organization.

 

(8)      AMEND REPORTING AND NOTICE

 

Section VIII, Reporting and Notice, is amended as follows:

 

	 	
(a)

	
Paragraph (1) of Section VIII is deleted and replaced with the following:

 

	 	
(1)

	
TheInsured Persons shall, as a condition precedent to exercising any right to coverage under this policy, give to the Company written notice of any Claim as soon as practicable after the in-house general counsel or risk manager of the Parent Organization becomes aware of such Claim.

 

	 	
(b) 

	
The lead-in to Paragraph (2) of Section VIII, Reporting and Notice, is deleted and replaced withthe following:

 

	 	
(2)

	
If during thePolicy Period or the Extended Reporting Period (if exercised) an Insured Person or Organization:

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

Page 2

  

 

(9)       INCREASE ACQUISITION THRESHOLD

 

The reference to "ten percent (10%)" in Paragraph (2) Section XII, Acquisition/Creation of Another Organization, is deleted and replaced with "twenty-five percent (25%)".

 

The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and conditions of coverage.

 

All other terms, conditions and limitations of this Policy shall remain unchanged.

 

	 		 
	 	Authorized Representative	 

 

  

Page 3

  

 

 

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

55 Water Street, New York, NY 10041

'Poll-free number: 1-800-677-9163

 

EMPLOYMENT PRACTICES LIABILITY POLICY

DECLARATIONS

 

	THIS POLICY PROVIDES CLAIMS MADE AND REPORTED COVERAGE. THE COVERAGE IS PROVIDED ON A DEFENSE WITHIN THE LIMITS BASIS. COSTS INCURRED BY THE INSURER IN DEFENDING CLAIMS WILL REDUCE THE LIMITS OF LIABILITY. VARIOUS PROVISIONS IN THIS POLICY RESTRICT COVERAGE. READ THE ENTIRE POLICY CAREFULLY TO DETERMINE RIGHTS, DUTIES AND WHAT IS AND IS NOT COVERED.

 

	Policy No:	*	 	 
	Renewal 00 	*	 	 
	 	 	 	 
	Item I.	PARENT ORGANIZATION: 	AEROPOSTAI INC.	 
	 	ADDRESS:	201 WILLOWBROOK: B .VD	 
	 	 	WAYNE, NJ 07470	 
	 	 	 	 
	Item II. 	POLICY PERIOD: 	INCE:MON DATE :	May 15, 2011
	 	 	EXPIRATION DATE:.	May 15, 2012 
	 	 	
12:01 A.M.,local time at the address of 

the Parent Organization as stated above.

	 	 	 	 
	Item III.	LIMIT OF LIABILITY:	*	 
	 	Maximum aggregate Limit of	for all Claims made per Policy Period and the Extended
	 	Reporting Period, if appht. ible under all Section 1. Insuring Agreements, including Defense Costs
	 	 
	Item IV.	RETENTION:	*	 
	 	Bach Claim:	* (Retention is inclusive of Defense Costs)
	 	 	 	 
	Item V.	THIRD PARTY COVERAGE ELECTED 	 	 
	 	Third Party Claim Coverage Elected:	 	 
	 	Sublimit of Liability: 	*	 
	 	Retention: 	*	 
	 	 	 	 
	Item VI.	EXTENDED REPORTING PERIOD:	 	 
	 	Extended Reporting Period ( If Purchased)	 	 
	 	                   Additional Premium: 	*	 
	 	B.               Duration: 	One Year	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	Item VII.	COINSURANCE PERCENT:	 	 
	 	 	 	 
	Item VIII.	PENDING Olt Plki()R DA 1E:	 	 
	 	 	 	 
	 	A.       Section I. Insuring Agreement A.:	August I, 1998	 
	 	B.        Section I. Insuring Agreement B.:	August 1, 1998 ( if elected)	 
	 	 	 	 
	Item IX.	CONTINUITY DATE:	Mar 15, 2005	 
	 	 	 	 
	Item X.	Notice and reporting :	 	 
	 	 	 	 
	 	Notice of Claims and Potential Claims:	All other notices to be sent to:	 
	 	 	 	 
	 	Attn: Specialty Casualty Claims	Attn: Employment Practices Liability 
	 	Liberty International Underwriters	Dept.. -liberty International Underwriters
	 	55 Water Street, 15 floor	55 Water Street, 18th floor	 
	 	New York, NY 10041	New York, NY 10041	 
	 	Facsimile: 212-208-4290 LILIEPI-	 	 
	 	              ClainisReporting(q)libertynt.com	 	 
	 	 	 	 
	Item X.I. 	END(.)RSEMEN'TS FOR.MING PART' OF T S PoLIC1 l ISSC AlANCE: 	1 5
	 	 	 	 
	Item XII.	SURCHARGES:	 	 
	 	NJ Property-Liability Insurance Guaranty Association Surcharge: 	5675

 

This Declarations page, together with the Application, the attached Employment Practices liability Policy Form, and all endorSements thereto, shall constitute the contract between the Insurer and the Parent Organization. This Policy is valid only if signed below by a duly authorized representative of the insurer.

 

	/s/ Susan Klein	 	 
	Authorized Representative	 	Date

 

	
/s/ Daniel C. Cohen

President

	 	
/s/ Dexter R. Legg

Secretary

 

  

  

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

 

(A Stock Insurance Company, hereinafter the "Insurer")

55 Water Street, New York, NY 10041

Toll-free number: 1-800-677-9163

 

EMPLOYMENT PRACTICES LIABILITY POLICY

 

(NOTICE: Words and anal phrases in bold, other than the headings, have a specific meaning and are defined in Section III below.)

 

THIS POLICY PROVIDES CLAIMS MADE AND REPORTED COVERAGE. THE COVERAGE IS PROVIDED ON A DEFENSE WITHIN LIMITS BASIS. COSTS INCURRED BY THE INSURER IN DEFENDING CLAIMS WILL REDUCE THE LIMITS OF LIABILITY. VARIOUS PROVISIONS IN THIS POLICY RESTRICT COVERAGE. READ THE ENTIRE POLICY CAREFULLY TO DETERMINE RIGHTS, DUTIES AND WHAT IS AND IS NOT COVERED.

 

In reliance upon the truthfulneSs And Accuracy of the statements made in the Application, which is attached and made a part of this Policy, and in consideration of, and subject to, the payment of premium when clue, he Parent Organization agreeing to pay the Retention specified in Item IV. of the Declarations or Item V., it applicable and subject to the terms, conditions, and exclusions of this Policy, the Insurer and the Insureds agree as follows:

 

I. INSURING AGREEMENTS

 

The Insurer will pay on behalf of the Insureds all Loss which they shall become legally obligated to pay as a result of a Claim first made against an Insured for a Wrongful Act raking place before or during the Policy Period, and reported to the Insurer during the Policy Period, or Extended Reporting Period (if applicable), pursuant to Section VI. of this Policy

 

B. Third Party Liability (Elective)

 

If Third Party Liability coverage is elected and is indicated in Item V. of the Declarations, the Insurer will pay on behalf of the Insureds all Loss that, the Insureds shall become legally obligated to pay as a result of a Third Party Claim first made against the Insured for a Third Party Wrongful Act taking place before or during the Policy Period, and reported to the Insurer during the Policy Period or Extended Reporting Period, (if applicable) pursuant to Section VI. of this Policy.

 

IL COVERAGE EXTENSIONS

 

A.    Spousal/Domestic Partner Liability

 

Under this subsection, the term "spouse" shall include any person recognized by atay applicable federal, state, local or foreign law as having the same rights as a lawful spouse.

 

Employment Practices Liability Policy

  

1

  

 

If a Claim againstInsured Person includes a claim against the Insured Person's lawful spouse soidy because of:

 

	 	
1.

	
such spouse's status as spouse of the Insured Person; or

 

	 	
2,

	
such spouse's ownership interest in property that the claimant seeks as recovery for alleged Wrongful Acts or, if Third Party Liability' coverage is purchased, Third Party Wrongful Acts of the Insured Person;

 

then all Loss that such spouse becomes legally obligated to pay on account of such Claim shall be treated as Loss that the Insured Person becomes legally obligated to pay on account of the Claim made against the Insured Person, only if and to the extent such Loss would be covered if incurred by the Insured Person. This coverage extension does not apply to any Claim alleging a Wrongful Act or omission by the Insured Person's spouse.

 

B.    Estates and Legal Representatives

 

In the event of the death, incapacity, or bankruptcy of an Insured Person, any Claim made against the estate, legal representatives, heirs, or the assigns of such Insured Person for a Wrongful Act or, if Third Party Liability coverage is elected, Third Party Wrongful Acts by such Insured Person, shall be deemed to be a Claim against such Insured Person.

 

C.    Extended Reporting Period

 

If the Insurer or the Parent Organization fails or refuses to renew this Policy or if the Parent Organization cancels this Policy, any Insured shall have the right to an extension of the coverage granted by this Policy for the duration of time set forth in Item 'VLB. of the Declarations following the effective date of such cancellation or non-renewal. Such extension of coverage shall apply solely with respect to Wrongful Acts and, if Third Party Liability coverage is elected, Third Party Wrongful Acts taking place before the effective date of such cancellation or non-renewal and otherwise subject to coverage under this Policy. •A written request for this extension, together with payment of the Extended Reporting Period Premium set forth in Item VI. 1. of the Declarations, must be Made within 30 days after the effective date of cancellation or non-renewal of the Policy. Such Extended Reporting Period Premium shall be deemed fully earned as of such date. This extension shall not apply if this Policy is terminated by the Insurer for failure to pay any premium when due.

 

The extension of coverage for the Extended Reporting Period shall not in any way increase the Limit of Liability set forth in item Ill, of the Declarations.

 

D.    Punitive Damages Coverage

 

Loss shall include Punitive Damages to the extent such damages are insurable under the laws of any state or jurisdiction which has a substantial relationship to the Insured(s), the Insurer, this Policy or the Claim, provided that such jurisdiction is:

 

	 	
1.

	
where the Punitive Damages were awarded or imposed;

 

	 	
2.

	
where die Wrongful Act, or if Third Party Liability coverage is elected, Third Party Wrongful Act underlying the Claim took place;

 

	 	
3.

	
where either the.Insurer or any Insured is incorporated, has its principal place of business or resides; or 

 

where this Policy was issued or became effective.

 

If the Insured determines in good faith that Punitive Damages in a Claim are insurable, the Insurer shall not challenge such determination unless required to do so as a matter of public policy.

 

Employment Practices Liability Policy

  

2

  

III. DEFINITIONS

 

	
A.

	
"Application" means the written application for this Policy and all attachments and materials submitted in connection with or incorporated in the written application. The Application shall be deemed attached and incorporated into this Policy.

 

	
B.

	
"Claim" means:

 

a written demand against an Insured for monetary or non-monetary relief (including any request to toll or waive any statute of limitations);

 

civil proceeding against an Insured for monetary or non-monetary relief which is commenced by the service of a complaint, or similar pleading;

 

an arbitration or other alternative dispute resolution proceeding commenced by the Insured's receipt: of a written request or demand for such proceeding;

 

	 	
4. 

	
a formal administrative or regulatory proceeding, including without limitation any proceeding by or before

 

the Office of Federal Contract Compliance Program, the Equal Employment Opportunity Commission, commenced by the Insured's receipt of a notice of charges, or any other similar federal, state or local governmental authority located anywhere in the world;

 

against any insured fear Wrongful Acts or, if Third Party :Liability coverage is elected, Third Party Wrongful Acts, including any appeal from there.

 

Claim shall not mean any labor or grievance proceeding or arbitration that. is subject to a collective bargaining agreement.

 

	
C.

	
"Defense Costs" means such reasonable and necessary, charges, fees, (including but not limited to attorneys' fees and experts' fees) and expenses incurred in defending or investigating a Claim, including the costs of mediation, arbitration, or other alternative dispute resolution, and the premium for an appeal, attachment or similar bonds. Defense Costs Ate included Within , and are not in addition to the applicable Limit of Liability set .forth at Item III. of the Declarations. The salary or other compensation of any Insured, Employee or Executive Officer are not Defense Costs.

 

	
D.

	
"Employee" means any past, present, or future employee whose labor or service is directed and controlled by the Insured Organization in the ordinary course of business, including part-time, seasonal, volunteer, interns, prospective and temporary employees as \Nell its individual employed in a supervisory or managerial position. An individual who is leased to the Insured Organization shall be an :Employee, but only while acting Within the scope of their employment for the Insured Organization. Employee also means any independent contractor who is alleging status as an. employee of the Insured Organization. Independent contractor organizations are not Employees. Employees of Independent contractors are also not Employees, except: for temporary or leased personnel retained by an Insured, or persons claiming to be Employees, or persons determined to be joint Employees retained by an Insured.

 

	
E.

	
"Executive Officer" means the Chairperson, President, Chief Executive Officer, Chief Operating Officer, Chief Financial Officer, Director of Human Resources, Director of Risk Management, or in house General Counsel of the Insured Organization, or the Insured Organization's functional equivalent for any such tide.

 

"Insurer" means the insurer shown in the Declarations.

 

	
G.

	
"Insured(s)" means the Insured Organization and Insured Persons.

 

	
H.

	
"Insured Person(s)" means a natural persons who has been, now is, or shall become:

 

Employment Practices Liability Policy

  

3

  

Duly elected or appointed directors or officers of the Insured Organization or with respect to a Subsidiary incorporated outside the United States, its functional equivalent;

 

An Employee of the Insured Organization.

 

"Insured Organization" means collectively, the Parent Organization and any Subsidiary, including any such entity operating as a debtor-in-possession.

 

"Interrelated \Wrongful Acts" means Wrongful Acts that are the same, related or continuous, or Wrongful Acts that arise out of, it common nexus of Ant' fact, circumstance, situation, event, transaction, cause or series of causally connected facts, circumstances, situations, events, transactions, or causes.

 

"Loss" means the total amount which the Insureds become legally obligated to pay on account of each Claim, for damages (including front pay and luck pa)), judgments, settlements, pre- and post-judgment interest and Defense Costs for which an insured becomes legally obligated to pay on account of any Claim for a Wrongful Act, or if 'Third Parry Liability coverage is elected, Third Party Wrongful Acts, subject to where coverage applies. Loss also includes liquidated damages awarded under the Age Discrimination in Employment Act @ADEN, Equal Pay Act (EPA), Family Medical Leave Act (FMLA), and Punitive Damages pursuant to subsection II.D.

 

Loss shall nor include:

 

	 	
1. 

	
Civil or criminal fines or penalties imposed by law;

 

	 	
2. 

	
I :es;

 

Any amount for which the insureds are not financially liable or legally obligated to pay;

 

	 	
4.

	
Employment-related benefits, stock options, perquisites, deferred compensation or any other type of compensation other than salary, wages or bonus compensation;

 

	 	
5.

	
Ant amount which is based upon, arising from, or in consequence of employment reinstatement of the claimant by the Insureds or the continued employment of the claimant;

 

	 	
6.

	
Any amount: which constitutes frontpia-, future damages or other future economic relief or equivalent thereof, if the Insureds has the option pursuant to a judgment or other final adjudication but fails to reinstate the claimant as an Employee;

 

Amounts uninsurable under the law pursuant TO which this Policy is construed; or

 

	 	
8.

	
Any amount which constitutes severance payments or which is 'payable pursuant to any severance, , benefit agreement, practice, or employment related policy.

 

"Parent Organization" means the company designated in Item I. of the Declarations.

 

	
M.

	
"Policy Period" means the period from the inception date set forth in Item IL of the Declarations to the expiration date set forth in Item IL of the Declarations, or its earlier termination pursuant to Section

 

	
N.

	
"Punitive Damages" means punitive or exemplary damages or the multiple portions of multiplied damages.

 

	
O.

	
"Retaliation"means any retaliatory treatment by an Insured relating to or alleged to be in response to any of the following actual, threatened or attempted activities:

 

	 	
1.

	
The disclosure by an Employee to a superior or to any governmental agency of any act by an Insured which act is alleged to be a violation of any federal, state, local or foreign law, common or statutory, or any rule or regulation promulgated thereunder;

 

Employment Practices Liability Policy

  

4

  

 

	 	
2.

	
The exercise by anEmployee of any right that such Employee has under law; or

 

The tiling by an Employee of any claim under the Federal False Claims Act or any similar federal, state, local or foreign "whistle-blower" law.

 

	
P.

	
"Subsidiary" means any entity in which more than fifty percent. (50V, of the outstanding securities or voting rights representing the present right to vote for election of directors or equivalent positions are owned, in any combination, by one or more Insured Organizations.

 

	
Q.

	
"Third Party" means any natural person who is a customer, vendor, service provider or other business invitee of the Insured Organization. Third Party shall not include any Employee.

 

	
R.

	
"Third Party Claim"means any Claim by or on behalf of a Third Party rhat alleges a Third Party Wrongful Act.

 

"Third Party Wrongful Act" means:

 

Discrimination or harassment against a Third Party, based upon age, gender, race, color, national origin, religion, creed, marital status, sexual orientation or preference, gender identity or expression, genetic make up testing, pregnancy, HIV or other health status, disability, or other protected status under federal, state or local law.

 

"Wrongful Act" means one or -lore of the following by an Insured in their capacity as such:

 

	 	
1.

	
Wrongful Termination of an Employee;

 

	 	
2.

	
Retaliation by an Insured(s) against an Employee;

 

	 	
3.

	
Employment related misrepresentation against an Employee or an applicant for employment with an Insured Organization;

 

	 	
4. 

	
Employment related libel, slander, false arrest, humiliation, negligent infliction of emotional distress, defamation or. invasion of privacy against an Employee;

 

	 	
5. 

	
Wrongful failure to employ or promote, wrongful discipline, wrongful deprivation of career opportunity, wrongful demotion or adverse change in terms, conditions or status of employment; wrongful failure to grant tenure, negligent hiring or supervision, negligent training, negligent evaluation or retention, wrongful reference, wrongful failure to provide or enforce corporate policies and procedures related to employment;

 

	 	
6. 

	
Employment related sexual or other workplace harassment, including quid pro quo, and hostile work environment;

 

	 	
7. 

	
Employment discrimination, including discrimination based upon age, gender, race, color, national origin, religion, creed, marital status, sexual orientation, or preference, gender identity or expression, genetic makeup, or refusal to submit to genetic testing, pregnancy, disability, HIV or other health status, Vietnam Era Veteran or other military status, or other protected status established under federal, stare or local law;

 

	 	
8. 

	
Violation of the Family Medical Leave Act (FMLA);

 

	 	
q. 

	
Violation of an individual's civil rights relating to any of the above.

 

"Wrongful Termination" means termination (either actual or constructive) of an employment relationship in a manner which is wrongful or against the law, including breach of an implied agreement.

 

Employment Practices Liability Policy

  

5

  

IV. EXCLUSIONS

 

	
A 

	
The Insurer shall not be liable to make any payment for Loss in connection with any Claim against an Insured:

 

	 	
1.

	
for bodily injury, sickness, disease, death of any person, or for damage to, destruction of, or loss of use of any tangible property; however, this exclusion shall not apply to emotional distress, mental anguish, or humiliation;

 

	 	
2.

	
based upon, arising from, or in am way related to any fact, circumstance, or situation which has been the subject of any written notice under any insurance policy of which this Policy is a renewal or replacement or under any other policy.

 

based upon, arising from, or attributable to any demand, suit, or other proceeding pending against any Insured on or prior to the applicable Prior Litigation Date set forth in item VIII. of the Declarations, or any fact, circumstance or situation underlying or alleged therein;

 

	 	
4.

	
based upon, arising from, or attributable to any alleged 'violation of the responsibilities, obligations, Or duties imposed by law;

 

	
  

	
a)

	
any stare, federal or local law governing workers' compensation, unemployment insurance, social security, disability benefits or similar law; the -Employee Retirement Income Security Act of 1974 (except Section 510 thereof); the Occupational Safety and Health Act; the Federal False Claims Act; the Fair Labor Standards Act (except the Equal Pay Ad) any other similar state or local law concerning wage and hour practices, including but not limited to any Claim for overtime, off-the-clock work, failure to provide rest or meal periods, failure to reimburse expenses, improper classification of employees as exempt or non-exempt, failure to timely pay wages, conversion, unjust enrichment or unfair business practices; provided, however, that this shall not apply to a Claim by an Employee for Retaliation based upon the actual or alleged exercise by an Employee of any rights by reason of the foregoing statues, rules or regulations.

 

	
  

	
b)

	
the Consolidated Omnibus Budget Reconciliation Act of 1985; the Racketeer Influenced and Corrupt Organization Act; the National Labor Relations Acts, Labor Management Relations Act, or any similar state or local law that pertains to the rights of employees with respect to Union, unionizing, or collective activities in the workplace or any obligations of employers with respect to such employee activities: however, this exclusion will not apply to any Claim for Retaliation with respect to the foregoing.

 

based upon, arising from, or in any way related to any actual or alleged obligation of arty Insured under any express written contract or agreement; this exclusion shall not apply if and to the extent such obligation would have existed in the absence of the written contract or agreement; 6

 

for Loss attributable to or arising out of a criminal investigation or criminal proceeding brought against any Insured in any jurisdiction.

 

For purposes of determining the applicability of any exclusions, the Wrongful Act of any Insured Person shall not be imputed to any other Insured Person.

 

	
B.

	
The Insurer shall not be liable for that part of Loss, other than Defense Costs in connection with any Claim against an Insured:

 

	 	
I.

	
the cost associated with providing reasonable accommodations requited by the Americans with Disabilities Act of 1990, or any amendment thereto, or any similar federal, state or local law;

 

Employment Practices Liability Policy

  

6

  

 

	 	
2.

	
the costs associated with costs of training, re-education, sensitivity or minority development programs or other corporate programs, policy or seminars;

 

	 	
3.

	
based upon, arising from, or attributable to any actual or alleged violation of responsibilities, obligations or duties for the Worker Adjustment and Retraining Notification Act.

 

V. LIMITS OF LIABILITY, RETENTIONS AND COINSURANCE

 

	
A. 

	
Limit of Liability

 

	 	
1.

	
The maximum amount payable by the Insurer for all Loss under this 'Policy shall be the amount set forth in Item lift, of the Declarations. Defense Costs paid by the Insurer arc included in and shall reduce the Limit of

 

	
 

	
All Claims arising from the same Wrongful Act or Interrelated Wrongful Acts shall be deemed one Claim and shall lie deemed first made on the date the earliest of such Claims is first made, regardless of whether such date is before or during the Policy Period or Extended Reporting Period, if applicable.

 

	
 

	
Claims subject to Insuring Agreement 1.13. are subject to the Third Party 'lability coverage Sublimit of Liability and Retention specified in Item V. of the Declarations. The sublimit is the maximum aggregate amount that the Insurer will pay for all Loss from all Third Party Claims, and is subject to, part of, and not in addition to, the Limit of Liability in Item Ill. of the Declarations.

 

	
B. 

	
Retention

 

The Insurer shall be liable for only that part of Loss arising from a Claim which is excess of the Retention amount only set forth in Item IV. of the Declarations or Item V., if applicable. The Retention shall be uninsured and shall be paid only by an Insured, regardless of the number of claimants, Claims made, or Insureds against whom a Claim is made.

 

in the event the Insured Organization is unable to indemnify or advance costs on behalf of an Insured Person due to its financial insolvency, no Retention will apply to such Claim

 

Coinsurance Percent

 

The Insurer shall be liable for that portion of Loss for each Claim, excess of the Retention, specified as the applicable Coinsurance Percent in item VIII. of the Declarations. The Insurers liability for Loss for each Claim shall apply only to that portion of Loss in excess of the applicable Coinsurance Percent specified in Item VII. of the Declarations. The Insurer shall have no obligation for such Coinsurance Percent.

 

VI. DEFENSE COSTS , SETTLEMENT, REPORTING AND NOTICE 

 

	 	
A.

	
Defense Costs and Settlements

 

	 	
1.

	
The Insurer shall have the right and duty to defend any Claim against the Insureds to which this Policy applies, even if the allegations in the Claim are groundless, false or fraudulent. The Insurer's right and duty to defend includes, without limitation, the right and duty to appoint defense counsel. Amounts the Insurer pays for Defense Costs reduce the Limit of Liability.

 

	 	
2.

	
The Insurer's right and duty to defend any Claim or to pay any Loss shall terminate upon the Insurers payment of the Limit of Liability stated in Item III. of the Declarations. if the Insurer's right and duty to defend any Claim terminates, by reason of payment of the Limit of Liability, the Insurer has the right to withdraw from any further .defense of any Claim by tendering control of said defense to the Insureds against whom the Claim is made.

 

Employment Practices Liability Policy

  

7

  

 

The Insureds shall not incur any Defense Costs, admit any liability, assume any obligation, agree to any settlement, or make any settlement offer with respect to any Claim without the Insurer's prior written consent, which shall not be unreasonably withheld. Notwithstanding the foregoing, the Insurer's consent shall not be required with respect to any Claim if the total Loss {inclusive of Defense Costs) arising from such Claim is less than * of the applicable Retention set forth in Item IV. of the Declarations or Item V., if applicable. The Insurer shall nor be liable for any settlement, Defense Costs, assumed obligation or admission to which it has not consented.

 

If with respect to any settlement offer or demand made in writing for a Claim for which the Insurer requests that the Insureds consent and an Insured should withhold such consent then if the total Loss incurred on account of such Claim is more than what would have been incurred had the Insureds consented to such settlement offer or demand, then the Coinsurance Percent applicable to such excess Loss shall be increased by adding * to the percent number shown in Item VII. of the Declarations.

 

If the Insurer or the Insureds recommend a settlement of a Claim which is consented to by the Insurer and the Insureds, the Retention Amount shall be retroactively reduced by * if such settlement was agreed to by the insureds within thirty (30) days of the claimants initial monetary demand.

 

	 	
6.

	
The Insured shall give to the Insurer all information, assistance, and cooperation, including providing all such documents and testimony, as the Insurer reasonably may require and, in the event of a Claim, and an Insured shall do nothing that may prejudice the Insurer's position or its potential or actual rights of recovery.

 

	
B.

	
Reporting and Notice

 

A Claim shall be deemed to have first been made when received by an Insured.

 

	 	
2.

	
As a condition precedent to any rights under this Policy, the Insureds shall give to the Insurer as soon as practicable written notice of any Claim or Third Party Claim, if applicable, first made against any Insured during the Policy Period or the Extended Reporting Period but in no event later than:

 

ninety (90) days after the expiration of the Policy Period; or

 

b)    the expiration of the Extended Reporting Period (if purchased).

 

If during the Policy Period an Insured should become aware, of any fact, circumstance or Wrongful Act that reasonably may be expected to give rise to a Claim, and if such circumstance or Wrongful Act is reported to the Insurer during the Policy Period in writing with particulars as to the nature and date of such circumstance or Wrongful Act, the identity of any potential -claimant, the identity of any Insured, including that of any natural person, involved in such circumstance or Wrongful Act, and the Manner in which the Insured first became aware of such circumstance or Wrongful Act, then any Claim subsequently, arising from such circumstance or Wrongful .Act shall be deemed under this Policy to be a Claim made during the Policy Period.

 

	 	
4.

	
Notice of any Claim, circumstance, Wrongful Act or Third Party Wrongful Act, if applicable, first made during the Policy Period shall be in writing and given by prepaid express courier, certified mail, email or facsimile to the address show in Item X. of the Declarations.

 

All other notices under any provision of this Policy shall be sent in writing by prepaid express courier, certified mail or facsimile and shall be effective upon receipt thereof by the addressee. Notice to the Insureds shall be given to the Parent Organization at the address shown in Item I. of the Declarations. .Notice to the Insurer shall be given to the appropriate party at the address set forth in Item X. of the Declarations.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

Employment Practices Liability Policy

  

8

  

 

VII. GENERAL CONDITIONS

 

	
A. 

	
Representations and Severability respect to Application

 

The Insureds represent that the statements and representations contained in the Application arc true and shall be deemed material to the acceptance of the risk or the hazard assumed be the Insurer under this Policy. This Policy is issued in reliance upon the truth of such statements and representations.

 

	 	
2.

	
TheInsureds agree that if the Application contains any material statements or representations that are untrue, this Policy shall he void as to:

 

	 	
a)

	
anyInsured Person who knew the facts that were not truthfully disclosed, provided that such knowledge shall not be imputed to any other Insured Person;

 

	 	
b)

	
theInsured Organization, if any Executive Officer knew the facts that were not truthfully disclosed; whether or not such Insured Person or Executive Officer knew of such untruthful disclosure in the Application.

 

	
B. 

	
Other Insurance

 

Unless expressly written to he excess over other applicable insurance, this Policy is intended to provide primary insurance; provided that if any Loss arising from any Claim made against any Insured is also insured under another valid and collectible poiicy(ies), then this Policy shall share such Loss with such other poltcy(ies) pro rata based on the respective Limits of Liability set forth in the Declarations for this Policy and such other poiicy(ies).

 

	
 

	
Changes in. Exposure

 

	 	
1.

	
Acquisitions ofParent Organization 

 

IF during the Policy Period:

 

	 	
a)

	
the Parent Organization merges into or consolidates with another entity such that the Parent Organization is not the surviving entity; or

 

	 	
b)

	
another entity, organization, or person or group of entities and/or persons acting in concert acquires stock or voting rights that result in ownership or voting control by the other entity(ies) or person(s) of more than fifty (50%) of the outstanding stock representing the present right to vote for the election of directors of the Parent Organization, then coverage shall continue until the later of:

 

	 	
i. 

	
termination of thePolicy Period, or

 

	 	
ii. 

	
any subsequent date the to which theInsurer may agree by endorsement,

 

but only with respect for Claims arising out of Wrongful Acts or, if Third Parry Liability coverage is elected, Third Party Wrongful Acts taking place prior to such merger, consolidation or acquisition. As a condition precedent to any coverage extension pursuant to this subsection, the Parent Organization shall give written notice of such merger, consolidation or acquisition to the Insurer as soon as practicable, together with such information as the Insurer may reasonably require. Any Claim made and reported during such coverage extensions shall be deemed to have been made during the Policy Period in which such merger, consolidation or acquisition occurred.

 

	 	
2.

	
Acquisition or Creation of Another Organization

 

If during the Policy Period the Parent Organization:

 

Employment Practices Liability Policy

  

9

  

 

	 	
a)

	
Acquires securities or voting rights in another entity or creates another entity that., as a result of such acquisition or creation, becomes a Subsidiary, or

 

	 	
b)

	
 Acquires any entity by merger into or consolidation with the Insured Organization,

 

Then such entity and its Insured Persons shall be Insureds under this Policy but only with respect to Wrongful Acts, or it Third Party Liability coverage is elected, Third Party Wrongful Acts taking place after such acquisition or creation unless the Insurer agrees after presentation of all appropriate information, to provide coverage by endorsement for Wrongful Acts or Third Party Wrongful Acts by such Insureds raking place prior to such acquisition or creation.

 

If the total number of existing employees of the newly created or acquired Subsidiary is greater than twenty percent (20%) of the total number of Employees of the Insured Organizations, then the Parent Organization as a condition precedent to coverage with respect to such new Insureds, the Parent Organization shall give written notice of such acquisition or creation to the Insurer at the address indicated in Item X. of the Declarations as soon as practicable, but no later than ninety (90) days after the effective dare of such acquisition or creation, together with such information the Insurer may require 'and shall pay any additional premium required by the Insurer.

 

	
D. 

	
Subrogation

 

If the Insurer pays any Loss under this Policy, the Insurer shall be subrogated to the extent of such payment to all rights of recovery thereof, including without limitation, against an Insured. The Insureds shall execute all papers required and shall do everything that may be necessary to secure and preserve such rights, including the execution of such documents necessary to enable the Insurer effectively to bring suit in the name of the Insureds.

 

	
E. 

	
Authorization Clause

 

The Insureds agree that the Parent Organization in Item I. of the Declarations Shall. act on their behalf with respect to coverage issues under this Policy, including without limitation the giving and receiving of notices hereunder, the payment or return of premiums, and the negotiation and acceptance of endorsements.

 

Amendment, Assignment and Headings

 

	 	
t.

	
Any amendment to this Policy or assignment of an interest in this Policy, in whole or in part, shall be effective only if made by endorsement to this Polity signed be an authorized representative of the Insurer.

 

The headings to the provisions in this Policy, including those found in any endorsements attached hereto, are provided for convenience only and do not affect the construction hereof.

 

	
G.

	
TTerritory and Valuation

 

All premiums, Limits of Liability, Retentions, Loss and other amounts under this Policy are expressed and payable in the currency of the United States of America. If judgment is rendered, settlement is denominated or another element of Loss under this Policy is stated in a currency other than the United States of America dollars, payment under this Policy shall be made in United States dollars at the rate of exchange published in The Wall Street Journal on the date the final judgment is reached, the amount of the settlement is agreed upon or the other element of Loss is due respectively.

 

the extent legally allowed, coverage under this Policy shall extend to Claims made and Wrongful Acts and, if Third Parry Liability coverage is elected, Third Party Wrongful Acts occurring anywhere in the World.

 

FL Termination

 

Employment Practices Liability Policy

  

10

  

This Policy shall terminate at the earliest of the following:

 

	 	
I.

	
upon expiration of thePolicy Period as set forth in Item II. or the Declarations;

 

	 	
2.

	
twenty (20) days after receipt by the Parent Organization of a written notice of termination from the Insurer for failure to pay premium when due; or

 

	 	
3.

	
at such other time when the Parent Organization cancels this Policy.

 

The Insurer shall refund the unearned premium computed at customary short rates if this Police is terminated by the Parent Organization. Under any other circumstances the refund shall be computed pro ram.

 

	
1.

	
No Action Against Insurer

 

No action shalt be taken against the Insurer unless, as a condition precedent thereto, there shall have been full compliance with all of the terms of this Policy, or the amount: of the insureds obligation to pay shall have been Finally determined either by judgment

 

against the Insureds after actual trial, or by written agreement of the Insureds, the claimant and the Insurer.

 

No person or organization shall have the right under this Policy to join the Insurer as a party to any action against. the Insureds, nor shall the Insurer be impleaded by the insureds or their legal representatives.

 

 

	
/s/ David C. Cohen

President

	
 

 

	
/s/ Dexter R. Legg

Secretary

 

Employment Practices Liability Policy

  

11

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 1

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

WARN DEFENSE COST SUBLIMIT ENDORSEMENT

 

It is agreed that Section IV. EXCLUSIONS B.3 is amended by adding the following:

 

Solely with respect to coverage afforded by reason of this endorsement:

 

	
a. 

	Item Ill. Sublimit of Liability Amount:	 
	 	(A)   	Each Claim.	*
	 	 	 	 
	  	( B)   	Each Policy Period	*
	 	 	 	 
	
b.   

	hens IV. Retention Amount:	*
	 	Each Claim	*

 

'ibis Sublirnit shall be part of and nor in addition to the Limits of Liability,

 

All other terms, conditions and exclusions of the Police remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 2

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.

 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

NON DUTY TO DEFEND ENDORSEMENT

 

It is hereby agreed that Section VI. Is deleted in its entirety and replaced by the following:

 

VI. DEFENSE COSTS, SETTLEMENT, REPORTING AND NOTICE

 

A. Defense Costs and Settlements

 

	
1.

	
The Insureds retain responsibility to defend any Claim. The Insurer shall have no duty to provide a defense to any Claim. Defense Costs are a part of Loss. All Defense Costs are subject to hourly rate caps as follows:* an hour for attorney rate cap and * an hour for paralegals.

 

The Insured shall be responsible for all Defense Costs in excess of the above referenced rate caps. The rates referenced above shall apply within applicable Retention Amount and apply through conclusion of the Claim.

 

	
2.

	

fhe Insureds have the right to select defense counsel, subject to Liberty's written consent, which will not. be

 

unreasonably withheld. The Insureds must give the insurer, in writing, notice of their selection of defense counsel within forty-five (45) days of the time Defense Costs exceed *. Any attorney designated as defense counsel to represent any Insureds pursuant to this policy shall comply with our litigation management guidelines. They shall have a minimum of 5 years of employment and labor law experience, shall have no conflict or potential conflict with the Insureds they represent, and shall cooperate with us and our monitoring counsel in defense of the Claim.

 

	
3.

	
The Insureds shall not incur any Defense Costs, admit any liability, assume any obligation, agree to any settlement, or make any settlement offer with respect to any Claim without the Insurer's prior written consent, which shall not be unreasonably withheld. Notwithstanding the foregoing, the Insurer's consent shall not be required with respect to any Claim if the total Loss (inclusive of Defense Costs) arising from such Claim is less than sixty percent (60%) of the applicable Retention set forth in Item IV. of the Declarations or Item V., if applicable. The Insurer shall not beliable for any settlement, Defense Costs, assumed obligation or admission to which it has not consented.

 

If with respect to any settlement offer or demand made in writing for a Claim for which the Insurer requests that the Insureds consent and an Insured should withhold such consent then if the total Loss incurred on account of such Claim is more than what would have been incurred had the Insureds consented to such settlement offer or demand, then the Coinsurance Percent applicable to such excess Loss shall be increased by adding * to the percent number shown in Item VII. of the Declarations.

 

	
5.

	
If the Insurer or the Insureds recommend a settlement of a Claim which is consented to by the Insurer and theInsureds, the Retention Amount shall be retroactively reduced by * if such settlement was agreed to by the Insureds within thirty (30) days of the claimant's initial monetary demand.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

	
6.

	
The Insured shall give to the Insurer all information, assistance, and cooperation, including providing all such documents and testimony, as the Insurer reasonably may require and, in the event of a Claim, an Insured shall do nothing that may prejudice theInsurer's position or irs potential or actual rights of recovery.

 

	
B.

	
Reporting and Notice

 

	 	
1.

	
As a condition precedent to any rights under this Policy, the Insureds shall give to the Insurer as soon as

 

practicable written notice of any Claim or Third Party Claims if applicable, first made against any Insured during the Policy Period or the Extended Reporting Period derailed herein.

 

The Insureds shall, supply a annual bordereau of all Claims or Third Party Claims of which it's human resource department, risk management department, general counsel, internal legal department and controller is aware or has received notification. These bordereaux shall be supplied no later than sixty (60) days before the end of the Policy Period, any extension of the Policy Period or Extended Reporting Period, if applicable and shall include to the extent practicable:

 

	 	
a) 

	
the date of the Claim orThird Party Claim, if applicable;

 

	 	
b) 

	
the date(s) of the acts alleged to have given rise to theClaim or Third Party Claim, if applicable;

 

	 	
c) 

	
the names of the parries and forum of the Claim orThird Party Claim, if applicable;

 

	 	
d) 

	
the names of the counsel selected to defend theClaim or Third Party Claim, if applicable;

 

	 	
c)

	
the amount of the Defense Costs ncurred in the defense of the Claim or Third Party Claim, if applicable

 

the current status of theClaim or Third Party Claim, if applicable.

 

	 	
g)

	
details of any offers of settlement made in the Claim or Third Party Claim, it applicable;

 

Any Claim or Third Party Claim, if applicable, listed on this bordereau of which notice thereof or the circumstances giving rise thereto was not previously given to us shall be deemed to be first notice thereof at the time the bordereau is submitted.

 

Not withstanding the above, if the anticipated Defense Costs phis the anticipated costs of resolving any Claim or Third Party Claim, if applicable, or the circumstances which may give rise to Claim or Third Party Claim, if applicable (which the anticipated costs of settlement or judgment), reach or exceed * or upon notification of the filing or-consolidation of a lawsuit or an administrative action with five (5) or more plaintiff's or purported class, the Insured shall provide notification of this event as soon as practicable, but no later than thirty (30) days. Separate notice of such Claims or Third Party Claims, if applicable, must be given. Bordereau reporting of such Claims or Third Party Claims, if applicable, is not. timely notice under this Policy.

 

	 	
2.

	
If during thePolicy Period an Insured should become aware of any fact, circumstance or Wrongful Act that reasonably may be expected to give rise to a Claim, and if such circumstance or Wrongful Act is reported to the Insurer during the Policy Period in writing with particulars as to the nature and date of such circumstance or Wrongful Act, the identity of any potential claimant, the identity of any insured, including that of any natural person, involved in such circumstance or Wrongful, Act, and the manner in which the Insured first became aware of such circumstance or Wrongful Act, then any Claim subsequently arising from such circumstance or Wrongful Act shall be deemed under this POlicy to be a Claim made during the Policy Period.

 

	 	
i.

	
Notice of any Claim, circumstance, Wrongful Act or Third Party Wrongful Act, if applicable, first made during the Policy Period shall be in writing and given by prepaid express courier, certified mail, email or facsimile to the address show in hem X. of the Declarations.

 

	 	
4.

	
All other notices under any provision of this Policy shall. be sent in writing by prepaid express courier, certified mail or facsimile and shall be effective upon receipt thereof by the addressee. Notice to theInsureds shall be given to the Named Insured at the address shown in Item I. of the Declarations. Notice 10 the Insurer shall be given to the appropriate party at the address set forth in Item X. of the Declarations.

 

All other terms, conditions and exclusions of the. Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 3

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

S ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFUL!

 

LOSS PREVENTION CREDIT ENDORSEMENT

 

it is understood and agreed that Section LI is amended by addition of the following:

 

	 	
E.

	
Loss Prevention Services Credit Against Retention

 

If during the Policy Period the Insured with the prior consent of the Insurer. incurs fees or costs in the form of Loss Prevention Services from a provider approved by the Insurer and a Claim is subsequently made or deemed made during the Policy Period, the amounts paid by the Insured for such Lots Prevention Services shall be credited against the retention amount applicable to such Claim up to a maximum of * of the retention amount. This credit shall only apply to the first Claim made after the Loss Prevention Services were provided.

 

For the purposes of this endorsement, Loss Prevention Services means:

 

	 	
1.

	
legal compliance audits of the Insured's human resources practices and policies, including development or review of employee handbooks, employment application, harassment policies, affirmative action plans and policies regarding hiring, retention, promotion, discipline and discharge of Employees;

 

	 	
2.

	
training programs on employment issues;

 

advice and counseling on matters which have the potential to give rise to aClaim.

 

All other terms, conditions and exclusions of the. Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 4

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

MASS/CLASS/MULTI-PARTY ACTION ENDORSEMENT

 

It is hereby understood and agreed that Item IV. RETENTION: on the Declaration Page is deleted in its entirety and replaced with the following:

 

	Item IV.	RETENTION:  	*
	 	 	 
	 	Each Claim:  	*
	 	 	 
	 	Indemnifiable Loss with respect to threatened,	 
	 	 	 
	 	purported, certified or decertified class actions, mass actions or art Claim brought on behalf of five or more plaintiffs or claimants:    	*

 

All other terms, conditions and exclusions of the Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 5

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

U.S. ECONOMIC AND TRADE SANCTIONS ENDORSEMENT

 

Whenever coverage provided by this policy would be in violation of any U.S. economic or trade sanctions such as, but not limited to, those sanctions administered and enforced by the U.S. Treasury Department's Office of Foreign Assets Control ("OFAC"), such coverage shall be null and void.

 

Similarly, any coverage relating to or referred to in any certificates or other evidences of insurance or any claim that would be in violation of -U.S. economic or trade sanctions as described above shall also be null and void.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 6

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE :POLICY. PLEASE READ IT CAREFULLY.

 

DISCLOSURE — TERRORISM RISK INSURANCE ACT

                                                                           

THIS ENDORSEMENT IS MADE PART OF YOUR POLICY PURSUANT TO THE TERRORISM RISK INSURANCE ACT.

 

In accordance with the Terrorism Risk. Insurance Act, including amendments, CTRIA" or the "Act"), we are required to 'provide you with a nonce of the portion of your premium attributable to coverage for "certified acts of terrorism," the federal share of payment of losses from such acts, and the limitation or "cap" on our liability under the Act.

 

Disclosure of Premium

 

The Company has made available coverage for "certified acts of terrorism" as defined in the Act. If purchased, the portion of your premium attributable to coverage for "certified acts of terrorism" is shown in the Declarations, Declarations Extension Schedule or elsewhere by endorsement in your policy.

 

Federal Participation In Payment Of Terrorism Losses

 

If an individual insurers losses exceed a deductible amount specified in the Act, the federal government will reimburse the insurer for 85% of losses paid in excess of the deductible, provided that aggregate industry losses from a "certified act of terrorism" exceed $100 million.

 

Cap On Insurer Participation In Payment Of Terrorism Losses

 

If aggregate insured losses attributable to "certified acts of terrorism" exceed 5100 billion in a calendar year and we have met our deductible under the Act, we shall not be liable for the payment of any portion of the Amount of such losses that exceeds $100 billion. Nor shall Treasury make Any payment for any portion of the amount of such losses that exceeds 5100 billion. In such case, insured losses up to that amount are subject to pro rata allocation in accordance with procedures established shed by the Secretary of the Treasury.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 7

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

 THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

CAP ON LOSSES FROM CERTIFIED ACTS OF TERRORISM

 

This endorsement modifies insurance provided under the above captioned policy.

 

	
A.

	
Cap On Certified Terrorism Losses

 

"Certified act of terrorism" means an act that is certified by the Secretary of the Treasury, in concurrence with the Secretary of State and the Attorney General of the United States, to be an act of terrorism pursuant to the federal Terrorism Risk insurance Act. The criteria contained in the Terrorism Risk Insurance Act for a "certified act of terrorism" include the following:

 

	
1.

	
The act resulted in insured losses in excess of * in the aggregate, attributable to all types of insurance subject to the Terrorism Risk Insurance Act; and

 

	
2.

	
The act is a violent act or an act that is dangerous to human life, property or infrastructure and is commit-ted by an individual or individuals as part of an effort to coerce the civilian population of the United States or to influence the policy or affect the conduct of the United States Government by coercion.

 

If aggregate insured losses attributable to terrorist acts certified under the Terrorism Risk insurance Act exceed $100 billion in a Program Year (January 1 through December 31) and we have met our insurer deductible under the Terrorism Risk Insurance Act, we shall not be liable for the payment of any portion of the amount of such losses that exceeds $100 billion, and in such case insured losses up to that amount are subject to pro rata allocation in accordance with procedures established by the Secretary of the Treasury.

 

	
B.

	
Application Of Exclusions

 

The terms and limitations of any terrorism exclusion, or the inapplicability or omission of a terrorism exclusion, do not serve to create coverage for any loss which would otherwise be excluded under this Coverage Parr or Policy, such as losses excluded by the Nuclear Hazard Exclusion or the War And Military Action Exclusion.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

 

  

 

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 8

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

AMEND DEFINITION OF SUBSIDIARY ENDORSMENT

 

This endorsement modifies insurance provided under he following:

 

Section III. P. Definition of "Subsidiary" is deleted and replaced by the following:

 

	
P.

	
"Subsidiary"means any entity owned by the Insured Organization, directly or indirectly, along with the power to direct or cause the direction of the management and policies of the subsidiary, whether through the ownership of voting securities, by contract, or othetwise.

 

All other terms, conditions and exclusions of the Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 9

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CARE: "I L.Y.

 

BANKRUPTCY ENDORSEMENT

 

It is agreed that:

 

The Insured's bankruptcy shall not relieve the Insurer of any of its obligation under the Policy.

 

All other terms, conditions and exclusions of the t'ol.icv remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 10

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

CRIMINAL PROCEEDINGS - CLAIMS DEFINITION ENDORSMENT

 

This endorsement modifies insurance provided under the following:

 

Section Ill.. B. Definition of Claim is deleted and replaced hy the following:

 

	
B.

	
"Claim" means:

 

	
1.

	
a written demand against an Insured for monetary or non-monetary relief (including any request: to toll or waive any statute of limitations);

 

	
2.

	
A civil proceeding against an Insured for monetary or non-monetary relief which is commenced by the service of a complaint, or similar pleading;

 

	
 

	
an arbitration or other alternative dispute resolution proceeding commenced by theInsured's receipt of a written request or demand for such proceeding;

 

	
4.

	
a formal administrative or regulatory proceeding, including without limitation any proceeding by or before the Office of Federal Contract Compliance Program, the Equal Employment Opportunity Commission, commencedby the Insured's receipt of a notice of Charges, or any other similar federal, state or local governmental authority located anywhere in the world;

 

	
 

	
a criminal proceeding brought against anyInsured in any jurisdiction.

 

	
 

	
against anyInsured for Wrongful Acts or, if Third Party Liability coverage is elected, Third Party Wrongful Acts, including any appeal from there.

 

	
 

	
Claimshall not mean any labor or grievance proceeding or arbitration that is subject ro a collective bargaining agreement.

 

All other terms, conditions and exclusiOns of the Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 11

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

EXCLUSION ENDORSEMENT

 

it is hereby understood and agreed that Section IV. Exclusions, A (1)-(6) of the Policy, is deleted and replaced the following:

 

IV. EXCLUSIONS

 

	 	
A.

	
'1TheInsurer shall riot be liable to make any payment for Loss in connection with am Claim aga 1st an Insured:

 

	
1.

	
for lxxiily injury, sickness, disease, death of any person, or for damage to, destruction of or loss of use of any tangible property; however, this exclusion shall not apply to emotional distress, mental anguish, or humiliation;

 

	
2.

	
based upon, arising from, or in any way related to any fact, circumstance, or situation which has been the subject of any written notice under any insurance policy of which this Policy is a renewal or replacement.

 

	
3.

	
based upon, arising from, or attributable to any demand, suit, or other proceeding pending against any Insured on or prior to the applicable Prior I .itigation Date set forth in Item VW. of the Declarations, or any fact, circumstance or situation underlying or alleged therein;

 

	
4.

	
for any alleged violation of the responsibilities, obligations, or duties imposed by law;

 

	 	
a)

	
any state, federal or local law governing workers' compensation, unemployment insurance, social security, disability benefits or similar law; the Employee Retirement Income Security Act of 1974 (except Section 510 thereof); the Occupational Safety and Health Act; the Federal False Claims Act; the Fair Labor Standards Act (except the Equal Pay Act) any other similar stateor local law concerning wage and hour practices, including but not

 

	
   

	
limited to anyClaim for overtime, off-the-clock work, failure to provide rest or meal

 

	
  

	
periods, failure to reimburse expenses, improper classification of employees as exempt or non-exempt, failure to timely pay wages, conversion, unjust. enrichment or unfair business practices; provided, however, that this shall not apply to aClaim by an Employee fOr Retaliation based upon the actual or alleged exercise by an Employee of any rights by reason of the foregoing statues, rules or regulations.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

 

  

 

	 	
b)

	
the Consolidated Omnibus Budget Reconciliation Act of 1985; the Racketeer influenced and Corrupt. Organization Act; the National Labor Relations Acts, Labor Management Relations Act, or any similar state or local law that pertains to the rights of employees with respect to Union, unionizing, or collective activities in the workplace or any obligations of employers with respect to such employee activities: however, this exclusion will nor apply to any Claim for Retaliation with respect to the foregoing.

 

based upon, arising from, or in any way related to any actual or alleged obligation of any insured under any express written contract or agreement; this exclusion shall not apply if and to the extent such obligation would have existed in the absence of the written contract or agreement;

 

other terms, conditions and exclusions of the Policy remain unchanged.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 12

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAR FU

 

EXTENDED REPORTING PERIOD ENDORSEMENT

 

It is hereby agreed and understood that Item VI. of the Declarations is deleted in its enitrete and replaced with the following:

 

	Item VI.	EXTENDED REPORTING PERIOD COVEAGE
	 	 
	 	Extended Reporting Period (If Purchased)
	 	 
	 	One Year:	*
	 	Two Years: 	*
	 	"Chree Years	*

 

 

All other terms, conditionsexclusions of the Policy remain. unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO. 13

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

CANCELLATION PROVISION ENDORSEMENT

 

It is hereby understood and agreed that Section VII.. GENERAL CONDITIONS, Item . Termination of the Policy is deleted in its entirety and replaced with the following:

 

	
           [I.

	
Termination

 

fhis Policy shall terminate at the earliest of the following:

 

	
                     1.

	
upon expiration of the Policy Period as set forth in Item II. of the Declarations;

 

	
                     2.

	
twenty (20) days after receipt by the Parent Organization of a written notice of termination from the Insurer for failure to pay premium when due; or

 

	
                      3.

	
at such other time when the Parent Organization cancels this Policy.

 

	
                     4.

	
in the event Liberty's ratings drop below A.- for AM Best and A- for S&P, will allow pro-rata cancellation of the poiicy effective pursuant to the Parent Organization's written request to cancel the poiicy.

 

The Insurer shall refund the unearned premium computed at customary short rates if this Policy is terminated by the Parent Organization. Under any other circumstances the refund shall be. computed pro raga.

 

All other terms, conditions and exclusions of the Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO, 14

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.

 

AMENDED SEVERA.BILITY ENDORSEMENT

 

It is hereby understood and agreed that Section VII. GENERAL CONDITIONS, Item A. Representations and Severability respect to Application of the Policy is deleted in its entirety and replaced with the following:

 

Representations and Severability respect to Application

 

	 	
1.

	
The Insureds represent that the statements and representations contained in the Application are true. This Policy is issued in reliance upon the truth of such statements and representations.

 

	 	
2.

	
The Insureds agree that if the Application contains any material statements or representations that are untrue, this Policy shall be void as to:

 

arty Insured Person who knew the facts that were not truthfully disclosed, provided that such knowledge shall not be imputed to any other Insured Person;

 

	 	
b)

	
the Insured Organization, if any Executive Officer knew the facts that were not truthfully 

 

disclosed: whether or not such Insured Person or Executive Officer knew of such untruthful disclosure in the Application.

 

All other terms, conditions and exclusions of the Policy remain unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

LIBERTY INSURANCE UNDERWRITERS INC.

(A Stock Insurance Company, hereinafter the "Insurer")

 

ENDORSEMENT NO, 15

 

	This endorsement, effective 	May 15, 2011	forms part of	 
	 	 	 	 
	Policy No.   	*	issued to:	AEROPOSTALE, INC.
	 	 	 	 

THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY

 

LIBERALIZATION ENDORSEMENT

 

It is hereby understood and agreed that Section IL COVERAGE, EXTENSIONS is amended by adding the following Liberaliza tiOn clause:

 

	
E.

	
If during thePolicy Period, the Underwriter's policy form * is replaced or updated, any expansion or extension of coverage in the replacement or updated form will apply to expand or extend the coverage under this Policy in the same manner to the extent it does not conflict with any Endorsements attached to this Policy.

 

 

All other terms, conditions and exclusions of the Policy rem in unchanged.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

  

 

  

 

Employment Practices Liability Insurance - Renewal Application

 

LIBERTY INSURANCE UNDERWRITERS INC.

 

(A New York Stock Insurance Company, hereinafter the "Insurer")

175 Berkeley Street, Boston, MA 02117

Toll-free number: 1-800-677-9163

 

NOTICE: THE POLICY FOR WHICH THIS APPLICATION IS SUBMITTED IS WRITTEN ON A CLAIMS MADE AND REPORTED BASIS AND COVERS CLAIMS FIRST MADE AGAINST THE INSUREDS DURING THE POLICY PERIOD OR THE EXTENDED REPORTING PERIOD, IF APPLICABLE, AND REPORTED TO THE UNDERWRITER PURSUANT TO THE TERMS THEREIN.

 

THE POLICY PROVIDES THAT THE LIMIT OF LIABILITY AVAILABLE TO PAY JUDGEMENTS OR SETTLEMENTS SHALL BE REDUCED BY AMOUNTS INCURRED FOR LEGAL DEFENSE. FURTHERMORE, NOTE T•A'I' AMOUNTS INCURRED FOR LEGAL DEFENSE SHALL BE APPLIED AGAINST THE RETENTION AMOUNT.

 

The following material must be attached to this application:

 

	 	
1.

	
EEO-1 Report (consolidated)

 

	 	
2. 

	
Audited Financials

 

	 	
3.

	
Employee Handbook/Manual (including copies of Harassment Policies, ADA Policy, Family Medical Leave Policy, Termination Procedures and Progressive Disciplinary Policies), EEO Statement, At-Will Policy (if there have been any changes).

 

	 	
4.

	
Employee Application Forms (if there have been any changes).

 

	 	
5.

	
Employee Performance Evaluation Forms (if there have been any changes).

 

Please indicate if any of the materials requested above are not attached to his application and the reason why.

 

 

Instructions:

 

	
1. 

	
Answer all questions. If the answer to any question is none, please state none.

	
2. 

	
Attach a separate piece of paper as necessary.

	
3. 

	
Application must be signed and dated by the owner, partner, or officer, and a human resources or personnel officer.

	
4. 

	
PLEASE READ STATEMENT AT THE END OF THE APPLICATION CAREFULLY.

  

 

  

I. GENERAL INFORMATION:

____________________________________

	
A.

	
Name & Address of Insured Organization: Aeropostale, Inc. 

201 Willowbrook Blvd., Wayne, NJ 07470_________________________________________

 

 

	
B.

	
Website address if applicable): www.aeropostale.com                                                                           

 

	
C.

	
Nature of the Business:Retail Apparel 

Years in Business:  23

 

	 	
D.

	
Number of U.S. Locations:                   9   5    3             Number of Foreign Locations:           59

 

IL COVERAGE REQUESTED:

 

	
A.

	
 Limit of Liability:        *  _____________________________________________________________________

 

	
B.

	
Retention:    *  ______________________________________________________________________________

 

	
C.

	
Policy Period Requested: From:          5/15/2011                 To:  5/14/20 2 __________

 

III. EMPLOYEE INFORMATION:

 

	 	
A.

	
Total Number of Employees: 17,828_

         

	
 

	
Full Time:         4,160  _______________ 

 

	
 

	
Part Time:        13,668

	
 

	
Seasonal:

 

	
 

	
Temporary:                  _______________       

 

	
 

	
Leased:                        _______________

 

	
  

	
Independent Contractors: __________________                                                     

 

	
 

	
Foreign;                              _________________

 

	
B. 

	
What (if any) percentage of your workforce is represented by a union? NONE

 

	
C.

	
Please provide a breakdown of the total number of Employees or Insured Individuals in the following jurisdictions.

                            

	
California 1,391 ______________

	Texas 1,595_________________	 Michigan 474______________

	
D.

	
For each of the past 3 years, what has been your annual employee turnover rate?

 

	 Domestic: Year ______ _______	 % Year __________ _________	 % Year _________ __________
	 Foreign: Year    ______ _______	 % Year __________ _________	 % Year _________ __________

 

	
E.

	
Indicate the number of employees or percentage by salary range:

 

	$50,000 or less: _95.2% $50,000-100,000:3,6%	$100,000-250,000:1,1Wo  	Over $250,000:0.1%_

                                                                                                            

IV. COMPANY INFORMATION:

 

	
A.

	
During the next 12 months:

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

 

  

Do you anticipate any significant changes in headcount because of growth or acquisition?     x Yes   o No

 

Do you anticipate any plant, facility, branch, or office closings, consolidations, or layoffs?   o Yes x  No 

 

If yes to either question, please provide details on the circumstances and the anticipated number of layoffs. Planned Store growth for 2011 will lead to increases in headcount.

 

	
B.

	
Will severance packages be offered in exchange for signed release forms?  N/A

 

 o Yes o  No

 

	
C.

	
Are outplacement services provided for terminated employees? o Yes o No N/A

 

	
D.

	
During the past 12 months:

 

Has the Insured Organization acquired and or sold any companies?   o Yes  x  No

 

Has there been any plant, facility, branch, or office closings, consolidations, or layoffs? x  Yes o No

 

If yes, please provide details on how many involuntary terminations occurred. Underperforming store locations closed

 

	
E.

	
Indicate the number of terminations that have occurred within the past year: Involuntary _15,544 Voluntary _17,627_

 

	
F.

	

Is the Insured Organization required to file an affirmative action plan with the (OFCCP) Office of Federal Contract Compliance Programs?

F. Is the Insured Organization required to file an affirmative action plan with the (OFCCP) Office of Federal Contract Compliance Programs?

 

o Yes x  No

 

If yes, has the Insured Organization ever been the subject of an OFCCP investigation, which resulted in a finding of a violation?

 

o Yes  o  No. If yes, please attach a copy of the audit or investigation report and indicate what actions were

 

taken as a result of this violation.

 

V.  LOSS HISTORY:

 

A. Are you aware of any fact (s), incident(s), or circumstance(s) that may result in any claim(s) being made against any person or entity applying for this insurance that the Underwriter has not been put on notice for? o Yes x  No. If yes, please provide details.                                                                                                                      

 

VI.   CLAIMS HANDLING:

 

A. Who in the Insured Organization has been designated ro handle employment practices liability claims?

 

Name Rochelle MayTitle Assoc. Benefits MGR_Address_112 W 34th Str, 22'd Flr, NY, NY 10120_Phone616-452-1838_

 

Email address_rmay@aeropostale.com

 

VII.   CONTACT INFORMATION FOR RISK MANAGEMENT SERVICES

 

For Risk Management and loss prevention service, please include the name and contact information for the individual(s) responsible h overseeing Human Resources matters for access to this program. This service is not, and should not be, considered a substitute for competent legal counsel.

 

Name Harry AxtTitle _VP-Controller_Address_201 Willowbrook Blvd, Wayne, NJ 07470_Phone_973-826-1080_

Email address_haxtOaeropostale.corn

 

VIII.    DECLARATION AND SIGNATURES:

 

THE UNDERSIGNED AUTHORIZED OFFICER OF THE APPLICANT DECLARES THAT THE STATEMENTS SET FORTH HEREIN ARE TRUE. THE UNDERSIGNED AUTHORIZED OFFICER AGREES THAT IF THE INFORMATION SUPPLIED ON THIS APPLICATION CHANGES BETWEEN THE DATE OF THIS APPLICATION AND THE EFFECTIVE DATE OF THE INSURANCE, HE/SHE (UNDERSIGNED) WILL, IN

 

  

 

  

 

ORDER FOR THE INFORMATION TO BE ACCURATE ON THE EFFECTIVE DATE OF THE INSURANCE, IMMEDIATELY NOTIFY THE INSURER OF SUCH CHANGES, AND THE INSURER MAY WITHDRAW OR MODIFY ANY OUTSTANDING QUOTATIONS AND/OR AUTHORIZATIONS OR AGREEMENTS TO BIND THE INSURANCE.

 

THE APPLICANT COMPANY FURTHER AGREES THAT IF INFORMATION SUPPLIED ON THIS APPLICATION CHANGES BETWEEN THE DATE OF THIS APPLICATION AND THE INCEPTION DATE OF THE POLICY PERIOD, IT WILL IMMEDIATELY NOTIFY LIBERTY SURPLUS INSURANCE CORPORATION OF SUCH CHANGE.

 

THE SIGNING OF THIS APPLICATION DOES NOT BIND THE COMPANY TO OFFER OR THE APPLICANT TO ACCEPT INSURANCE; BUT IT IS AGREED THAT THIS APPLICATION SHALL BE THE BASIS OF THE INSURANCE AND WILL BE ATTACHED AND MADE A PART OF THE POLICY SHOULD A POLICY BE ISSUED.

 

WRITTEN STATEMENTS AND MATERIALS FURNISHED TO THE INSURER IN CONJUNCTION WITH THIS APPLICATION ARE HEREBY INCORPORATED BY REFERENCE INTO THIS APPLICATION AND MADE A PART HEREOF.

 

NOTICE TO APPLICANTS: ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COMPANY OR OTHER PERSON FILES AN APPLICATION FOR INSURANCE OR STATEMENT OF CLAIM CONTAINING ANY MATERIALLY FALSE INFORMATION OR, CONCEALS, FOR THE PURPOSE OF MISLEADING, INFORMATION CONCERNING ANY FACT MATERIAL THERETO, COMMITS A FRAUDULENT ACT, WHICH IS A CRIME AND MAY SUBJECT SUCH PERSON TO CRIMINAL AND CIVIL PENALTIES.

 

NOTICE TO ARKANSAS AND NEW MEXICO APPLICANTS: ANY PERSON WHO KNOWINGLY PRESENTS A FALSE OR FRAUDULENT CLAIM FOR PAYMENT OF A LOSS OR BENEFIT, OR KNOWINGLY PRESENTS FALSE INFORMATION IN AN APPLICATION FOR INSURANCE IS GUILTY OF A CRIME AND MAY BE SUBJECT TO FINES AND CONFINEMENT IN PRISON.

 

NOTICE TO COLORADO APPLICANTS: IT IS UNLAWFUL TO KNOWINGLY PROVIDE FALSE, INCOMPLETE, OR MISLEADING FACTS OR INFORMATION TO AN INSURANCE COMPANY FOR THE PURPOSE OF DEFRAUDING OR ATTEMPTING TO DEFRAUD THE COMPANY. PENALTIES MAY INCLUDE IMPRISONMENT, FINES, AND DENIAL OF INSURANCE AND CIVIL DAMAGES. ANY INSURANCE COMPANY OR AGENT OF AN INSURANCE COMPANY WHO KNOWINGLY PROVIDES FALSE, INCOMPLETE, OR MISLEADING FACTS OR INFORMATION TO A POLICYHOLDER OR CLAIMANT FOR THE PURPOSE OF DEFRAUDING OR ATTEMPTING TO DEFRAUD THE POLICYHOLDER OR CLAIMANT WITEI REGARD 'TO A SETTLEMENT OR AWARD PAYABLE FROM INSURANCE PROCEEDS SHALL BE REPORTED TO THE COLORADO DIVISION OF INSURANCE WITHIN THE DEPARTMENT OF REGULATORY AUTHORITIES

 

NOTICE TO DISTRICT OF COLUMBIA APPLICANTS: WARNING: IT IS A CRIME TO PROVIDE FALSE OR MISLEADING INFORMATION TO AN INSURER FOR THE PURPOSE OF DEFRAUDING THE INSURER OR ANY OTHER PERSON. PENALTIES INCLUDE. IMPRISONMENT AND/OR FINES. IN ADDITION, AN INSURER MAY DENY INSURANCE BENEFITS IF FALSE INFORMATION MATERIALLY RELATED TO A CLAIM WAS PROVIDED BY THE APPLICANT.

 

NOTICE TO FLORIDA APPLICANTS: ANY PERSON WHO KNOWINGLY AND WITH INTENT TO INJURE, DEFRAUD OR DECEIVE ANY INSURER FILES AN APPLICATION CONTAINING ANY FALSE, INCOMPLETE OR MISLEADING INFORMATION IS GUILTY OF A FELONY IN THE THIRD DEGREE.

 

NOTICE TO KENTUCKY APPLICANTS: ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COMPANY OR OTHER PERSON FILES AN APPLICATION FOR INSURANCE CONTAINING ANY MATERIALLY FALSE INFORMATION, OR CONCEALS FOR THE PURPOSE OF MISLEADING, INFORMATION CONCERNING ANY FACT MATERIAL THERETO, COMMITS A FRAUDULENT INSURANCE ACT, WHICH IS A CRIME.

 

NOTICE TO LOUISIANA APPLICANTS: ANY PERSON WHO KNOWINGLY PRESENTS A FALSE OR FRAUDULENT CLAIM FOR PAYMENT OF A LOSS OR BENEFIT OR KNOWINGLY PRESENTS FALSE

  

 

  

 

INFORMATION IN AN APPLICATION FOR INSURANCE IS GUILTY OF A CRIME AND MAY BE SUBJECT TO FINES AND CONFINEMENT IN PRISON.

 

 

NOTICE. TO MAINE APPLICANTS: IT IS A CRIME TO KNOWINGLY PROVIDE FALSE, INCOMPLETE OR MISLEADING INFORMATION TO INSURANCE COMPANY FOR THE PURPOSE OF DEFRAUDING THE COMPANY. PENALTIES MAY INCLUDE IMPRISONMENT, FINES OR A DENIAL OF INSURANCE BENEFITS.

 

NOTICE TO NEW JERSEY APPLICANTS: ANY PERSON WHO INCLUDES ANY FALSE OR MISLEADING INFORMATION ON AN APPLICATION FOR AN INSURANCE POLICY IS SUBJECT TO CRIMINAL AND CIVIL PENALTIES.

 

NOTICE TO OHIO APPLICANTS: ANY PERSON WHO, WITH INTENT TO DEFRAUD OR KNOWING THAT HE IS FACILITATING A FRAUD AGAINST AN INSURER, SUBMITS AN APPLICATION OR FILES A CLAIM CONTAINING A FALSE OR DECEPTIVE STATEMENT IS GUILTY OF INSURANCE FRAUD.

 

NOTICE TO OKLAHOMA APPLICANTS: WARNING: ANY PERSON WHO KNOWINGLY, AND WITH INTENT TO INJURE, DEFRAUD OR DECEIVE ANY INSURER, MAKES ANY CLAIM FOR THE PROCEEDS OF AN INSURANCE POLICY CONTAINING ANY FALSE, INCOMPLETE OR MISLEADING INFORMATION IS GUILTY OF A FELONY (365:15-1-10, 36 53613.1).

 

NOTICE TO PENNSYLVANIA APPLICANTS: ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COMPANY OR OTHER PERSON FILES AN APPLICATION FOR INSURANCE OR STATEMENT OF CLAIM CONTAINING ANY MATERIALLY FALSE INFORMATION OR CONCEALS FOR THE PURPOSE OF MISLEADING, INFORMATION CONCERNING ANY FACT MATERIAL THERETO COMMITS A FRAUDULENT INSURANCE ACT, WHICH IS A CRIME AND SUBJECTS SUCH PERSON TO CRIMINAL AND CIVIL PENALTIES.

 

NOTICE TO TENNESSEE, VIRGINIA AND WASHINGTON APPLICANTS: IT IS A CRIME TO KNOWINGLY PROVIDE FALSE, INCOMPLETE OR MISLEADING INFORMATION TO INSURANCE COMPANY FOR THE PURPOSE OF DEFRAUDING THE COMPANY. PENALTIES INCLUDE IMPRISONMENT, FINES AND DENIAL OF INSURANCE BENEFITS.

 

NOTICE TO NEW YORK APPLICANTS: ANY PERSON WHO KNOWINGLY AND WITH INTENT TO DEFRAUD ANY INSURANCE COMPANY OR OTHER PERSON FILES AN APPLICATION FOR INSURANCE OR STATEMENT OF CLAIM CONTAINING ANY MATERIALLY FALSE INFORMATION, OR CONCEALS FOR THE PURPOSE OF MISLEADING, INFORMATION CONCERNING ANY FACT MATERIAL THERETO, COMMITS A FRAUDULENT INSURANCE ACT, WHICH IS A CRIME, AND SHALL ALSO BE SUBJECT TO A CIVIL PENALTY NOT TO EXCEED FIVE THOUSAND DOLLARS AND THE STATED VALUE OF THE CLAIM FOR EACH SUCH VIOLATION.

  

This application must be signed by one of the following representatives; Director of Human Resources, Director of Risk Management,General Counsel, Chairperson, President, Chief Executive War, Chief Op ating Officer, and or the Chief Financial Officer of the Insured Organization.

 

	 	 	 	 	 
	Date	 	Applicants At orized Sig ure	 	Job Title

 

	 	 
	 	Please Print Name

 

  

  

  

CONFIRMATION OF INSURANCE

 

 

	DATE: 	07/26/11	 
	 	 	ISSUING OFFICE:
	ASSURED:   	 	 
	 	Aeropostale, Inc	J. Smith Lanier & Co.
	 	201 Willowbrook Blvd.	11330 Lakefield Dr. #100
	 	Wayne, NJ 07470	Duluth, GA 30097

                                                                                                                                                                                                                                                                                                                     

This is confirmation that we have arranged with underwriters the insurance or policy changes described below.  We suggest that you review this notice to make certain we have followed your instructions accurately.

 

 

	INSURORS:   	Hanover Insurance Company	PERIOD:  8-01-11 to 8-01-12
	POLICY #:	*	RISK:        General Liability      

 

	GENERAL LIABILITY	 	LIMITS	 	 
	 	 	 	 	 
	General Aggregate	 	$	*	 	 (Per location aggregate)
	Product-Completed Operations Aggregate  	 	$	*	 	 
	Personal & Advertising Injury 	 	$	*	 	 
	Each Occurrence	 	$	*	 	 
	Damages to Premises Rented to You 	 	$	*	 	 
	Medical Expense 	 	$	*	 	 
	Employee Benefits Liability	 	$	*	 	 

                                                                      

	 	
1) 

	
Coverage will be provided using the most recent edition of CG0001including all mandatory state forms and  endorsements required.

	 	
2) 

	
Annual premium *  (Composite rate * per store based on 1047 stores)

	 	
3) 

	
90 Day Notice of Cancellation/Non-Renewal

	 	
4) 

	
Mold & Fungus exclusion

	 	
5) 

	
Other exclusions as quoted

	 	
6) 

	
Commercial Broad Form included.

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insurer named above.

This confirmation may be canceled by you, the insured, b giving notice to the insurer when thereafter the cancellation shall be effective.  The coverage may be canceled by the insurer by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insurer is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insurer.

	 	 	 
	 	J. SMITH LANIER & COMPANY	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

 

CONFIRMATION OF INSURANCE

 

 

	DATE:                	07/26/11	 
	 	 	 
	ASSURED:	 	ISSUING OFFICE:
	 	 	 
	 	Aeropostale, Inc. 	J. Smith Lanier & Co.
	 	201 Willowbrook Blvd. 	11330 Lakefield Dr. #100
	 	Wayne, NJ 07470	Duluth, GA 30097

 

This is confirmation that we have arranged with underwriters the insurance or policy changes described below.  We suggest that you  review this notice to make certain we have followed your instructions accurately.

 

 

	INSURORS:      	Affiliated FM	PERIOD:  08-01-11 to 08-01-12
	 	 	 
	POLICY #:         	TBD	RISK:  Property

 

PROPERTY

All risk of physical loss subject to the terms and conditions of the proposal with the following coverages:

Policy Limit – The company’s liability will not exceed the respective Sub-Limits of Liability shown elsewhere for the    coverages  involved.  However, in no event will the company’s total limit exceed $150,000,000 as a result of any one occurrence,  regardless of the number of perils, coverages or locations involved.

 

	
Retail Stores in US & Puerto Rico as per schedule on file 

	 	$	*	 	 (per store)
	
(except as noted below)

	 	 	 	 	 
	
(SOV Final 04-11)

	 	 	 	 	 
	
AERO – Fulton Street, 458 Fulton St, Brooklyn, NY 11201

	 	$	*	 	(Personal Property)
	  	 	$	*	 	(Stock & Supplies)
	
Corporate Office, 201 Willowbrook Blvd, Wayne, NJ 07470

	 	$	*	 	 
	
Corporate Office, 112 West 34th St, New York, NY 10120

	 	$	*	 	 
	  	 	 	 	 	 
	
Limit Per Occurrence (at the NJ DC)

	 	$	 *	 	(Personal Property)
	  	 	$	*	 	(Stock & Supplies)
	  	 	
See sub limits

	 	(Business Interruption)
	
Limit Per Occurrence (at the CA DC)

	 	$	*	 	(Personal Property)
	  	 	$	 *	 	(Stock & Supplies)
	  	 	
See sub limits

	 	(Business Interruption)
	
Supplier Warehouse, 3100 47th Ave, Long Island City, NJ

	 	$	*	 	(Stock & Supplies)

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insuror named above.

This confirmation may be canceled by you, the insured, b giving notice to the insuror when thereafter the cancellation shall be effective.  The coverage may be canceled by the insuror by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insuror is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insuror.

 

	 	
J. SMITH LANIER & COMPANY

	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

CONFIRMATION OF INSURANCE(cont)

 

	AERO – Times Square, 1515 Broadway, New York, NY 10036	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 
	Limit per occurrence 	 	$	*	 	(Personal Property)
	 	 	 	 	 	 
	 	 	$	*	 	(Stock & Supplies)
	 	 	 	 	 	 
	 	 	$	*	 	(Business Income)

 

 

See Affiliated binder attached for additional listed locations & coverages.

 

 

Premium:  *

Eng Fee:   *

Taxes:           TBA

 

 

The coverage represented by this confirmation is subject to the terms, conditions and limitations of the policies in current use by the insuror named above.

This confirmation may be canceled by you, the insured, b giving notice to the insuror when thereafter the cancellation shall be effective.  The coverage may be canceled by the insuror by notice to the insured in accordance with policy conditions.  Otherwise this confirmation will terminate when replaced by a policy.  If this confirmation is not replaced by a policy, the insuror is entitled to charge the premium for the coverage according to the Rules and Rates in use by the insuror.

 

	 	
J. SMITH LANIER & COMPANY

	 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	

A Risk Purchasing Group

 

ESEur

 

ESSENTIAL SERVICES & PROGRAMS, LLC

National Retail Safety Association,Inc.

 

Insured:           Aeropostale, Inc. etal

	EFFECTIVE DATE	EXPIRATION DATE	COMPANY	POLICY NUMBER
	08/01/11	08/01/12	See Below	See Below
	 	 	 	 

NATIONAL RETAIL SAFETY ASSOCIATION, INC. MASTER UMBRELLA PROGRAM

 

	
TYPE OF POLICY: 

	Umbrella Liability	 	
Date: 7/29/11

	 	 	 	 
	
NAMED INSURED: 

	Aeropostale, Inc. etal	 	 
	 	 	 	 
	
SCHEDULE OF UNDERLYING:  

	Per attached	 	 
	 	 	 	 
	
COVERAGES:

	Limit of Liability	*	 
	 	Aggregate Limit	* Per Location	 
	 	 	 	 
	 	SIR	*	 
	 	 	 	 
	
TERMS & CONDITIONS: 

	Per attached	 	 

SUBJECT TO:

	 	
1. 

	
All underlying carriers must have a Best's rating of A-VII or better

 

	 	
2. 

	
Receipt of currently valued 5 year carrier loss runs for General Liability, Auto Liability

 

	 	
3. 

	
Defense costs must be outside the underlying carriers' primary limit(s) of liability

 

	 	
4. 

	
Premium payment is due within 15 days of binding

 

	
UNDERLYING LIMITS

	  	  	  
	 	 	 	 
	
REQUIRED:

	
*

	  	
General Liability - per occurrence

	  	
*

	  	
General Liability - general aggregate

	  	
*

	  	
Automobile Liability

	  	
*

	  	
Employers Liability

	 	 	 	 
	
CARRIER:

	
*

	  	
Great American Ins. Co.

	*
	  	
*XS

	
*

	
Navigators Insurance Co.

	*
	  	
*XS

	
*

	
Lexington Insurance Co.

	*
	  	
* XS

	
*

	
Allied World Assurance Co.

	*
	 	 	 	 
	
EXPOSURES:

	
Per Attached

	  	  
	 	 	 	 
	
TERM PREMIUM:

	
*

	  	  
	 	 	 	 
	
TOTAL FEE:

	
*

	  	  

The Total Cost includes all premiums, commissions, taxes and risk purchasing group membership fees. All insurance policies issued to National Retail Safety Association, Inc. were obtained through the insurance brokering services of Sterling & Sterling, Inc..

 

Kindly make all payments payable to Essential Services & Programs, LLC

 

A policy/contract issued by one of the insurers referenced herein will provide the specifics of coverage. This quotation is subject to change without ptior notice.

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	

A Risk Purchasing Group

 

ESEur

 

ESSENTIAL SERVICES & PROGRAMS, LLC

 

National Retail Safety Association, Inc.

 

	
Entity: 

	Aeropostale, Inc. etal	 	 
	 	 	 	 
	

Annual Receipts:    

 

Vehicles:            

	*	 	 
	 	 	 	 
	# PPT:          139	# Trucks:            0         	# Trailers:          0	Other:           0

 

UNDERLYING CARRIER INFORMATION:

 

	
Coverage

	
Carrier

	
 

	
Premium

	 	 	 	 
	
General Liability

	
Hanover

	
08/01/12

	
*

	
Auto Liability

	
Hanover

	
08/01/12

	
*

	
General Liability

	
Ace

	
08/01/12

	
*

	
Auto Liability

	
Aviva

	
08/09/12

	
*

	
Employer's Liability

	
Travelers

	
08/01/12

	
*

 

 

	Named Insured:	 
	 	Aeropostale, Inc.
	 	PS from Aeropostale, Inc.
	 	Aero GC Management, LLC
	 	Aeropostale West, Inc.
	 	Aeropostale Puerto Rico, Inc. 
	 	Aeropostale Canada, Inc.
	 	Aeropostale Licensing, Inc.

 

 

	135 Crossways Park Drive, P.O. Box 9017, Woodbury NY 11797	(800) 767-7837 	Fax (888) 290-0302

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	

A Risk Purchasing Group

 

ESEur

 

ESSENTIAL SERVICES & PROGRAMS, LLC

 

National Retail Safety Association, Inc.

 

	
Primary Form:

	Great American Ins. Co. Commercial Umbrella Coverage Form GAI6002.06.97
	 	 
	Terms & Conditions:	 
	 	Exclude:
	 	 
	 	
Care, Custody and Control

	 	
Construction Operations

	 	 
	 	
Crises Response/Commercial Management

	 	
Designated Entities 

	 	
Designated Products 

	 	
Discrimination

	 	 
	 	
E-Mail, Fax or Phone 

	 	
Fungi, Mold or Spores 

	 	
Lead

	 	 
	 	
Named Peril and Time Element Pollution

	 	
* SIR New York-Silica or Related Dust

	 	
Professional Services

	 	
Securities and Financial Interest

	 	 
	 	
War Liability

	 	
Designated Premises

	 	
Designated Operations

	 	 
	 	Follow Form:
	 	 
	 	
Abuse or Molestation-Following Form 

	 	
Assault and Battery-Following Form 

	 	
Advertising Injury-Following Form

	 	
Auto Liability-Following Form 

	 	
Employee Benefit-Following Form 

	 	
Foreign Liability-Following Form 

	 	
Liquor Liability- Following Form 

	 	
Personal Injury-Following Form

	 	 
	 	Attachments:
	 	 
	 	
Amendment of Insuring Agreement-Known Injury or Damage 

	 	
Joint Venture Limitation

	 	 
	 	
Knowledge of Occurrence Clause

	 	
Notice of Occurrence Clause

	 	
Named Insured

	 	
Unintentional Errors & Omissions

	 	
WC/EL Limitation

	 	
Premium Payment Endorsement

	 	
Rolling 12 Months Endorsement

	 	
NY Changes-Cancellation and Nonrenewal

	 	
Umbrella Amendatory Endorsement

	 	
120 Day Notice of Cancellation

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

	

A Risk Purchasing Group

 

ESEur

 

ESSENTIAL SERVICES & PROGRAMS, LLC

 

National Retail Safety Association, Inc.

 

Notice

 

PURCHASING GROUP INFORMATION

 

  By accepting the attached quotation/binder for insurance the applicant acknowledges that:

 

	
  

	
·

	
All layers of liability insurance are available only through National Retail Safety Association, Inc. (NRSA)., a Risk Purchasing Group as defined in the federal Liability Risk Retention Act (15 USC §3901 et. seq.) ("NRSA" or the "Purchasing Group");

 

	
  

	
·

	
The Inception Date of the insurance shall be the Effective Date of the applicant's membership in NRSA;

 

	
  

	
·

	
In order to be insured through RSA the applicant will be required to pay the NRSA Membership Fee in addition to all premiums, fees, costs and assessments in connection with the insurance provided through NRSA;:

 

	
  

	
·

	
The Applicant agrees to become a non-voting member of NRSA and to accept, abide by, and be bound by the terms and conditions of membership set forth in this Notice and the Purchasing Group's By-laws;

 

	
  

	
·

	
The applicant's membership in the Purchasing Group is conditioned upon the information contained in its application for insurance being correct in all material respects and also conditioned, among other things, upon the applicant's continuing to meet the eligibility criteria for membership in the Purchasing Group.

 

	
  

	
·

	
NRSA is not an insurance agent, broker, adviser, consultant or carrier, and is not the guarantor of any insurance policy, contract, agreement or carrier. Neither NRSA nor any of its directors, officers, agents, managers or employees shall have any liability whatsoever arising from the failure to obtain insurance coverage for any member or any claim against a member;

 

	
  

	
·

	
In its sole discretion, and at any time, NRSA may modify or discontinue any insurance program or policy.

 

	
  

	
·

	
RSA may engage the services of a Manager to manage its operations on such terms and conditions asN RSA's board of directors approve. Currently, the Manager is Essential Services & Programs LLC ("ES&P"). The Manager's compensation shall be determined by NRSA and shall be funded from membership dues and fees;

 

	
  

	
·

	
Applicant's only rights as a member of NRSA shall be to apply for and purchase insurance. Applicant shall have no rights to participate in the distribution of any earnings or profits of the Purchasing Group.

 

	
  

	
·

	
The applicant's membership in NRSA shall terminate upon: (1) its written resignation from RSA, effective as of the date set forth in such notice; (2) its failure to pay premiums, membership dues, other fees, or taxes to RSA or the Manager when due, or (3) upon termination of the its insurance coverage under all Purchasing Group insurance programs for any reason;

 

	
  

	
·

	
NRSA may charge membership fees in such amounts as it or the Manager shall determine in their sole discretion. Such membership fees may not be applied equally or uniformly among all members as to frequency or amount, and may not bear a relationship to a member's premiums or risk exposure;

 

	
  

	
·

	
Neither NRSA nor the Manager shall be required to disclose the method by which they computed a given member's membership fee or to prove that the method by which they computed a given member's membership fee is reasonable.

 

	
  

	
·

	
The terms and conditions of membership in RSA may be amended, modified, or changed at any time at the sole discretion of NRSA or the Manager, provided that insurance coverage may not be changed retroactively.

 

	
  

	
·

	
Applicant's rights are not assignable without the prior written consent of NRSA

 

	
  

	
·

	
Failure by NRSA to enforce compliance with any term or condition of the program or its policies shall not constitute a waiver of such term or condition.

 

 

 

 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

Exhibit 4.10 to

The Third Amended and Restated

 Loan and Security Agreement

Capital Leases

None.

  

  

  

Exhibit 4.13 to

The Third Amended and Restated

 Loan and Security Agreement

Taxes

None.

  

  

  

 

Exhibit 4.17 to

The Third Amended and Restated

Loan and Security Agreement 

 

Litigation

 

	
MATTER

	
CLAIM AMT

	
DESCRIPTION

	
STATUS

	
LITIGATION ACCRUAL

	
Matters in Litigation/

Mediation:

	  	  	  	  
	  	  	  	  	  
	
Picture Patents, LLC v. Aeropostale

	
Unspecified

	
Plaintiff purports to own a patent on a technology which permits picture images to be viewed and linked over the Internet.  They are claiming our website uses their patented technology.

	
*

	
*

	  	  	  	  	  
	
Card Technologies v. Aeropostale

	
Unspecified

	
Plaintiff purports to own a patent on a technology which allows debit card terminals to talk to a central network and receive authorizations.  They are claiming our debit card terminals in our stores use their patented technology.  They have sued numerous retailers with the same allegations.

	
*

	
*

	  	  	  	  	  
	
Ware v. Aeropostale, et al

	
Unspecified

	
Plaintiff purports to own a patent on a technology which allows debit card terminals to talk to a central network and generate a transaction code and/or receipt number.  They are claiming our debit card terminals in our stores use their patented technology.  They have sued hundreds of retailers with the same allegations.

	
*

	
*

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
L.A. Printex Industries v. Aeropostale, et. Al.

 

	
Unspecified

	
Plaintiff is a design house and is making claims against a number of retailers including Nordstrom, Macys, Charlotte Russe and others that we and our vendors, in this case our vendor was M. Bubbles, have infringed upon several pattern designs L.A. Printex Industries alleges they produced and copyrighted in years prior.  They are arguing we used those copyrighted patterns on some women’s long-sleeve Henleys in 2006 and 2007.

	
*

	
*

 

	  	  	  	  	  
	
Administrative Hearings:

	  	  	  	  
	
Various Employee Claims

(EEOC related Claims)

	
Unspecified

	
11 active complaints filed by former employees.

	
*

	
*

	  	  	  	  	  
	
Various Accident Reports/Product Related Claims (Storeline)

	
Unspecified

	
15 active accident matters claimed to have occurred in a store (submitted to insurance).

	
*

	
*

1369491.1

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

  

  

  

 

  

  

  

Exhibit 4.22

 

Permitted Management Fees and Other Affiliated Transactions

 

 

*

 

 

The information redacted includes allocations of assets and liabilities and intra-company transactions structured for tax planning purposes.

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

 

Exhibit 4.23 to

The Third Amended and Restated

 Loan and Security Agreement

Excluded Assets

None.

  

  

  

 

Exhibit 5.5 to

The Third Amended and Restated

Loan and Security Agreement

 

Form of Borrowing Base Certificate

 

(See attached).

 

 

  

  

  

 

 

	
AEROPOSTALE, INC.

	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
REVOLVING LINE OF CREDIT AVAILABILITY CALCULATION IF BORROWINGS ARE LESS THAN $75MM

	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
E-MAIL TO: William Keenan at william.keenan@baml.com

	  	  	  	  	  	
Cert. No.

	  
	
FAX TO:   (617) 434-4312

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
General Ledger Inventory as of:

	
7/30/2011

	  	  	  	  	  	  	  	
(A)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Stated Inventory Advance Rate:

	  	  	  	  	  	  	  	
95.0%

	
(B)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Inventory Availability (A*B)

	  	  	  	  	  	  	  	
 $                       -

	
(C)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Major Credit Card Receivables as of:

	
7/30/2011

	  	  	  	  	  	  	
 $                       -

	
(D)

	
 

	  	  	  	  	  	  	  	  	  	  	  
	
Major Credit Card Receivable Advance Rate:

	  	  	  	  	  	
90.0%

	
(E)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Major Credit Card Receivable Availability (D*E)

	  	  	  	  	  	
                          -

	
(F)

	  	  	  	  	  	  	  	  	  	  	  	  
	
LESS Availability Reserves:

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	
Gift Certificates (50% of outstanding)

	  	  	  	  	  	
 $                       -

	  
	  	  	
Rent (2 months in WA, VA, PA)

	  	  	  	  	  	
 $                       -

	  
	  	  	
Other Availability Reserves (TBD based on results of field exam)

	  	  	
 $                       -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	
TOTAL AVAILABILITY RESERVES

	  	  	  	  	  	
 $                       -

	
(G)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Total Uncapped Borrowing Base (C+F-G)

	  	  	  	  	  	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Total Capped Borrowing Base (not to exceed $175MM)

	  	  	  	  	  	
 $                       -

	
(H)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
AVAILABILITY CALCULATION

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Beginning Principal Balance

	  	  	  	  	  	  	  	
 $                       -

	  
	  	  	  	
ADD:

	  	  	
Prior days advance

	  	  	
 $                       -

	  
	  	  	  	
LESS:

	  	  	
Prior day's paydown

	  	  	
 $                       -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Ending principal balance

	  	  	  	  	  	  	  	
 $                       -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	
ADD:

	  	  	
Standby Letters of Credit

	  	
 $                       -

	  
	  	  	  	
ADD:

	  	  	
Documentary Letters of Credit

	  	
 $                       -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Total loan balance prior to request

	  	  	  	  	  	  	
 $                       -

	
(I)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Net availability prior to today's request (H-I)

	  	  	  	  	  	
 $                       -

	
(J)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	
ADVANCE REQUEST

	  	  	  	  	  	  	  	
 $                       -

	
(K)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Net availability after today's request (J-K)

	  	  	  	  	  	  	
 $                       -

	
(L)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
The undersigned represents and warrants that (a) the information set forth above has been prepared in accordance with the requirements of the Third Amended and Restated Loan and Security Agreement (the "Agreement") among the Borrower, the other Loan Parties, and Bank of America, N.A., as Agent for itself and certain other lenders; (b) no event or circumstance which could reasonably be expected to result in a Material Adverse Effect has occurred; (c) all or a portion of the advance requested hereby will be set aside by the Borrower to cover 100% of the Borrower’s obligations for sales tax on account of sales since the most recent borrowing under the Agreement; (d) the information set forth above is true and complete in all material respects as of the date hereof (other than those which are as of a specific date, in which case such representation was true and complete in all material respects as of such date, and other than those of which are qualified by materiality, in which case such representations are true and correct in all respects); and (e) no Suspension Event is presently in existence.

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	
Authorized Signer

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  

 

 

  

  

  

 

 

	
AEROPOSTALE, INC.

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
REVOLVING LINE OF CREDIT AVAILABILITY CALCULATION IF BORROWINGS EXCEED $75MM

	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
E-MAIL TO: William Keenan at william.keenan@baml.com

	  	  	  	  	
Cert. No.

	  
	
FAX TO:   (617) 434-4310

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Stock Ledger Inventory at Cost as of:

	
7/30/2011

	  	  	  	  	  	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
LESS Inventory Reserves:

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	
Shrink

	  	  	  	  	  	  	  	
 $                      -

	  
	  	  	
RTVs

	  	  	  	  	  	  	  	
 $                      -

	  
	  	  	
Damaged Inventory

	  	  	  	  	  	
 $                      -

	  
	  	  	
Other Inventory Reserves (TBD based on results of field exam)

	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	
TOTAL INVENTORY RESERVES

	  	  	  	  	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Eligible Inventory, as of:

	
7/30/2011

	  	  	  	  	  	  	
 $                      -

	
(A)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
NOLV

	  	  	  	  	  	  	  	  	  	
TBD

	
(B)

	
Inventory Advance Rate

	  	  	  	  	  	  	  	
90%

	
(C)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Inventory Availability (A*B*C)

	  	  	  	  	  	  	
#VALUE!

	
(D)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Major Credit Card Receivables as of:

	
7/30/2011

	  	  	  	  	  	  	
 $                      -

	
(E)

	
 

	  	  	  	  	  	  	  	  	  	  	  
	
Major Credit Card Receivable Advance Rate:

	  	  	  	  	  	
90.0%

	
(F)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Major Credit Card Receivable Availability (E*F)

	  	  	  	  	  	
                         -

	
(G)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
LESS Availability Reserves:

	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	
Gift Certificates (50% of outstanding)

	  	  	  	  	
 $                      -

	  
	  	  	
Rent (2 months in WA, VA, PA)

	  	  	  	  	  	
 $                      -

	  
	  	  	
Other Availability Reserves (TBD based on results of field exam)

	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	
TOTAL AVAILABILITY RESERVES

	  	  	  	  	
 $                      -

	
(H)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Total Uncapped Borrowing Base (D+G-H)

	  	  	  	  	  	
#VALUE!

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Total Capped Borrowing Base (not to exceed $175MM)

	  	  	  	  	
#VALUE!

	
(I)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
AVAILABILITY CALCULATION

	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Beginning Principal Balance

	  	  	  	  	  	  	
 $                      -

	  
	  	  	  	
ADD:

	  	  	
Prior days advance

	  	
 $                      -

	  
	  	  	  	
LESS:

	  	  	
Prior day's paydown

	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Ending principal balance

	  	  	  	  	  	  	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	
ADD:

	  	  	
Standby Letters of Credit

	  	
 $                      -

	  
	  	  	  	
ADD:

	  	  	
Documentary Letters of Credit

	  	
 $                      -

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
Total loan balance prior to request

	  	  	  	  	  	  	
 $                      -

	
(J)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Net availability prior to today's request (I-J)

	  	  	  	  	  	
 

	
(K)

	  	  	  	  	  	  	  	  	  	  	  	  
	  	
ADVANCE REQUEST

	  	  	  	  	  	  	
 $                      -

	
(L)

	  	  	  	  	  	  	  	  	  	  	  	  
	
Net availability after today's request (K-L)

	  	  	  	  	  	
 

	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	
The undersigned represents and warrants that (a) the information set forth above has been prepared in accordance with the requirements of the Third Amended and Restated Loan and Security Agreement (the "Agreement") among the Borrower, the other Loan Parties, and Bank of America, N.A., as Agent for itself and certain other lenders; (b) no event or circumstance which could reasonably be expected to result in a Material Adverse Effect has occurred; (c) all or a portion of the advance requested hereby will be set aside by the Borrower to cover 100% of the Borrower’s obligations for sales tax on account of sales since the most recent borrowing under the Agreement; (d) the information set forth above is true and complete in all material respects as of the date hereof (other than those which are as of a specific date, in which case such representation was true and complete in all material respects as of such date, and other than those of which are qualified by materiality, in which case such representations are true and correct in all respects); and (e) no Suspension Event is presently in existence.

	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  
	  	
Authorized Signer

	  	  	  	  	  	  	  	  	  
	  	  	  	  	  	  	  	  	  	  	  	  

 

 

  

  

  

Exhibit 6-3 to

The Third Amended and Restated

Loan and Security Agreement

 

Bonds

 

 

None.

 

 

 

  

  

  

 

 

Exhibit 7-1 to

The Third Amended and Restated

Loan and Security Agreement

 

DDAs

 

(See attached).

 

 

 

  

  

  

 

	
BANK ACCOUNT INFORMATION

	  	  
	
as of 8/08/2011

	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
Store #

	
 

	
BANK NAME

	
ACCOUNT#

	
ADDRESS

	
11

	
Aero

	
Citizens Bank

	
*

	
195 Franklin Blvd.

	  	  	
eff   8/16/02

	  	
Philadelphia,  PA  19154

	  	  	  	  	
Branch- 215-637-9515

	  	  	  	  	
Tel: 800-362-5510

	
14

	
corp

	
Bank of America

	
*

	
100 Federal St.

	  	  	  	  	
Boston, MA 02110

	
19

	
Aero W

	
Bank of America

	
*

	  
	  	  	
11/9/2005

	  	
619 S. Mill Ave.

	  	  	  	  	
Tempe,  AZ  85281

	  	  	
Kansas

	  	
Tel.480-804-9481or 1-888-287-4637

	
20

	
Aero

	
Capital One

	
*

	
Newport Mall Towers

	  	  	  	  	
525 Washington Blvd.

	  	  	  	  	
Jersey City,  NJ  07310

	  	  	
merge with Northfork 3/08

	  	
Branch- 201-420-2633

	  	  	  	  	  
	
22

	
Aero

	
JP Morgan Chase

	
*

	
5800 Stoneridge Mall Rd.

	  	  	  	  	
Pleasanton, CA 95466

	  	  	
10/5/2009

	  	
rep# Ana Reyes

	  	  	  	  	
ph#212-552-8183

	
23

	
Aero

	
PNC Bank  NJ

	
*

	
1500 Prince Rogers Ave,

	  	  	  	  	
Bridgewater,  NJ  08807

	  	  	  	  	
Branch-  908-218-8998   Heather

	  	  	  	  	  
	
25

	
Aero

	
JP Morgan Chase

	
*

	
Department 1045

	  	  	  	  	
Columbus, OH 43271-1045

	  	  	  	  	
Tel: 800-965-4408

	  	  	  	  	
Branch- 440 886 4300

	
27

	
Aero

	
Key Bank National Assoc.

	
*

	
P. O. Box 94825

	  	  	  	  	
Cleveland,  OH  44101

	  	  	  	  	
Tel: 1-888-539-4249

	  	  	  	  	
1-800-821-28929

	
28

	
Aero

	
Wachovia

	
*

	
Commercial Customer Service

	  	  	  	  	
1525 W/T/ Harris Blvd

	  	  	  	  	
Charlotte,  NC  28288-1146

	  	  	  	  	
Tel: 800-222-3862

	
29

	
Aero

	
Chase Bank

	
*

	
PO Box 6001

	  	  	  	  	
Mt. Vernon,  NY  10538

	  	  	  	  	
Branch-845-623-0469

	  	  	  	  	  
	
30

	
Aero

	
JP Morgan Chase

	
*

	
Staten Island Mall

	  	  	  	  	
2655 Richmond Avenue

	  	  	  	  	
Staten Island, NY 10314

	  	  	  	  	
Tel: 718-761-4105, Kathy Roma

	  	  	  	  	  
	
31

	
Aero

	
Bank of America

	
*

	
Rockaway Mall

	  	  	  	  	
301 Mt. Hope Ave.

	  	  	  	  	
Rockaway, NJ 07866

	  	  	  	  	
rep# Teresa Duggal

	  	  	  	  	
800-699-7188 ext#26143

	
34

	
Aero

	
M  & T Bank

	
*

	
1282 longPond Road

	  	  	  	  	
Rochester,  NY  14626

	  	  	  	  	
Main Branch-585-225-9729

	  	  	  	  	
Branch- 585-453-9793

	  	  	  	  	  
	
35

	
Aero

	
Citizens Bank

	
*

	
Ross Park Mall Office

	  	  	
Effective 8/46/02

	  	
1000  Ross Park Mall Drive

	  	  	  	  	
Pittsburgh,  PA  15237

	  	  	  	  	
Branch- 412-366-9710

	  	  	  	  	
Fax: 412-366-9468

	
36

	
Aero

	
BB & T Bank

	
*

	
4507 Shelbyville Rd

	  	  	
2/4/2007

	  	
Louisville, KY 40207

	  	  	  	  	
Cindy Bettler ph 502-891-2676

	  	  	  	  	
fax 502-891-2666

	
37

	
Aero E

	
TD Banknorth

	
*

	
Commerce Atrium

	  	  	  	  	
1701 Route 70 East

	  	  	  	  	
Cherry Hill,  NJ  08034-5400

	  	  	  	  	
Branch- 856-667-6400 Andrew Krause

	  	  	  	  	
Branch. Cherry or Frank

	
38

	
Aero

	
Wells Fargo Bank

	
*

	
65 N. Winchester Blvd.

	  	  	  	  	
Santa Clara, CA

	  	  	
switched account number only 7/3/10

	
Patricia Barclay

	  	  	  	  	
Ph#303-470-8908

	
41

	
Aero

	
Charter One Bank

	
*

	
600 South Governor Highway

	  	  	  	  	
Peotone, IL. 60468

	  	  	
effective 7/12/03

	  	
Branch #708-258-2622 Sandy

	  	  	  	  	
Fax #708-258-2626

	
43

	
Aero

	
M & T Bank

	
*

	
300 Lycoming Mall Cir., # 2024

	  	  	  	  	
Pennsdale. PA 17756

	  	  	  	  	
Danielle

	  	  	  	  	
Ph (570) 546-8303

	  	  	  	  	
Fax (570) 546-6852

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
46

	
Aero

	
Wachovia

	
*

	
1205 Grape Street, PA2006

	  	  	  	  	
Whitehall, PA 18052

	  	  	
4/15/2003

	  	
Nancy Chenoweth

	  	  	  	  	
Ph 610-264-5505 Fax 610-264-5269

	
48

	
Aero

	
PNC

	
*

	
285 Fort Couch Rd.

	  	  	  	  	
Pittsburgh,  PA  15241

	  	  	
9/8/2009

	  	
ph# 412-835-0800

	  	  	  	  	  
	
49

	
Aero

	
PNC Bank

	
*

	
312 West Route 38

	  	  	  	  	
Morrestown,  NJ  08057

	  	  	  	  	  
	  	  	  	  	
Tel: 800-762-3955 -Branch- 609-272-0748

	
50

	
Aero

	
Salem  Five Bank

	
*

	
210 Essex Street

	  	  	  	  	
Salem,  MA  01970

	  	  	  	  	
800-322-2265 ext#3500

	  	  	  	  	
Nichol #781-231-2153

	
51

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
6/29/2007

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
52

	
Aero

	
JP Morgan Chase

	
*

	
300 Sunrise Mall Shopping Center

	  	  	  	  	
Sunrise Highway and Carmens Road

	  	  	
10/1/2009

	  	
Massapequa,  NY  11758

	  	  	  	  	
Nelida, bank rep.

	  	  	  	  	
Branch- 516-797-5131 -fax 516-799-1874

	
54

	
Aero

	
Citibank, N.A.

	
*

	
PO 5780 Grand Central Sta.

	  	  	
6/22/2006

	  	
New York,  NY  10163

	  	  	  	  	
Branch- 212-290-7711 Bryan

	  	  	  	  	
212-290-7701 Michael Lonecke

	  	  	  	  	
212-629-4853 direct phone Leslie Cuzano

	
56

	
Aero

	
Washington Federal Savings Bank

	
*

	
1500 Chestnut St.

	  	  	  	  	
Washington, PA 15301

	  	  	  	  	
Janet Gantz

	  	  	  	  	
ph#724-223-8000

	  	  	  	  	
fax# 724-223-8145

	
57

	
Aero

	
 Canandaigua National

	
*

	
72 South Main Street

	  	  	
Bank and Trust Company

	  	
Canandaigua,  NY  14424

	  	  	  	  	
Branch- 585-425-4440

	  	  	  	  	
1-800-462-1714 for Deposit tickets

	
58

	
Aero

	
Bank of America

	
*

	
Route 17 & Route 4

	  	  	
11/9/2005

	  	
Paramus,  NJ  07652

	  	  	  	  	
Branch- 201-845-5450

	  	  	  	  	
fax 201-845-4745

	
59

	
Aero

	
M & T Bank

	
*

	
East Henrietta Office

	  	  	  	  	
44 Exchange Street

	  	  	  	  	
Rochester,  NY  14614-2097

	  	  	  	  	
Branch- 585-427-2906

	
60

	
Aero

	
Citizens Bank

	
*

	
1055 W. Baltimore Pike

	  	  	
Effective 8/16/02

	  	
Lima,  PA  19060

	  	  	  	  	
Tel: 800-862-6200

	  	  	  	  	
Branch- 610-565-1844

	
62

	
Aero

	
Key Bank

	
*

	
2000 Walden Ave Suite B-216

	  	  	
Tax ID # 13-3354541

	  	
Cheektowaga,  NY  14225

	  	  	  	  	
ph#716-683-0481

	  	  	  	  	
1-888-539-4249

	
63

	
Aero

	
Bank of America

	
*

	
100  Federal Street

	  	  	  	  	
Boston,  MA  02106

	  	  	
11/9/2005

	  	
Tel: 800-353-3824

	  	  	  	  	  
	
65

	
Aero W

	
Bank of America

	
*

	
Del Amo Fashion Center

	  	  	
11/9/2005

	  	
Torrance, CA

	  	  	  	  	  
	
66

	
Aero

	
HSBC as of 8/14/00

	
*

	
Roosevelt Field Mall

	  	  	  	  	
Garden City,  NY  11530

	  	  	  	  	
Tel: 800-737-8254

	  	  	  	  	
Branch Manager: Christopher Trakas

	  	  	  	  	
Branch- 516-741-2900    Fax 516-741-6260

	  	  	  	  	  
	
67

	
Aero

	
Capital One

	
*

	
2003 Smith Haven Plaza

	  	  	  	  	
Lake Grove, NY 11755

	  	  	  	  	
1-800-655-2265

	  	  	  	  	
Usman/Nicole helped me out-melissa

	
68

	
Aero Kids

	
Valley Naitonal Bank

	
*

	
40 Meadowlands Parkway

	  	  	  	  	
Secaucus, NJ 07094

	  	  	  	  	
Brian Weber

	  	  	  	  	
Fax: 201-325-9333

	  	  	  	  	  

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
70

	
Aero

	
Bank of America

	
*

	
100 Federal Street

	  	  	
11/9/2005

	  	
Boston,  MA  02106

	  	  	  	  	
Tel: 888-267-2627

	  	  	  	  	  
	
71

	
Aero

	
Bank of America

	
*

	
4300 West Saginaw

	  	  	  	  	
Lansing,  MI  48917

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8506 ext 5760 fax#617-235-2580

	
75

	
Aero

	
Wachovia

	
*

	
Judy Gonsales

	  	  	
7/30/2007

	  	
ph 800-590-7868 team 600 ext 47758

	  	  	  	  	
fax 866-842-0585

	
77

	
Aero

	
First Tennessee Bank

	
*

	
2221 Hamilton Place Blvd.

	  	  	  	  	
Chattanooga, TN 37421

	  	  	  	  	
Mariam Smith or Alicia Detweiler-Lorenz

	  	  	  	  	
Branch- 423- 756-1011

	  	  	  	  	  
	
78

	
Aero

	
Pennstar Bank

	
*

	
Financial Center

	  	  	  	  	
409 Lackawanna Ave. Suite 201

	  	  	  	  	
Scranton , PA 18503-2045

	  	  	  	  	
Branch- 570-341-8000

	
79

	
Aero

	
Chevy Chase Bank

	
*

	
P.O. Box 1296

	  	  	  	  	
Laurel,  MD  20707    Reaz

	  	  	  	  	
Branch- 703-418-2926 *5 or 800-825-9000

	  	  	  	  	
corporate #800-987-2265

	
81

	
Aero

	
First Union National Bank

	
*

	
Attn: CIC-MC 9288

	  	  	  	  	
P.O. Box 740074

	  	  	  	  	
Atlanta,  GA  30374

	  	  	  	  	
Branch- 770-275-3862- 800-222-3862

	
84

	
Aero

	
Wachovia

	
*

	
3400 Satellite Boulevard

	  	  	
new account as of 6/20/00

	  	
Duluth, Georgia 30096

	  	  	  	  	
Velma Warren,Branch-770-813-4630

	  	  	  	  	
1-800-275-3862 -fax 770-813-4639

	
85

	
Aero

	
Huntington National Bank

	
*

	
P.O. Box 6054

	  	  	  	  	
Indianapolis,  IN  46206-6054

	  	  	  	  	
Branch- 317-841-0346

	  	  	  	  	
Fax #317-841-0348

	
86

	
Aero

	
Bank of America

	
*

	
P.O. Box 4899

	  	  	  	  	
Atlanta,  GA  30302-4899

	  	  	  	  	
Tel: 800-299-2265

	  	  	  	  	
branch- 770-423-5177 Nancy O'Brien

	
87

	
Aero

	
Key Bank

	
*

	
Key Bank  Branch 563

	  	  	
open 4/99

	  	
1 Crossgates Mall Road

	  	  	  	  	
Albany,  NY  12203

	  	  	  	  	
Branch-  518-869-0890 Mary

	  	  	  	  	
Fax: 518-869-0985

	
88

	
Aero W

	
Bank of America

	
*

	
P.O. Box 29966

	  	  	  	  	
Phoenix,  AZ  85038-0966

	  	  	  	  	
800-432-1000

	  	  	  	  	  
	
89

	
Aero

	
HSBC

	
*

	
Route 6 at Lee Boulevard

	  	  	  	  	
Yorktown Heights, NY  10598

	  	  	  	  	
1-800-975-4722

	  	  	  	  	  
	
90

	
Aero

	
Banknorth N.A.

	
*

	
Trumbull Branch

	  	  	  	  	
Trumbull,  CT  06601-1899

	  	  	  	  	
1- 800-526-9846

	  	  	  	  	
Branch-203-452-2401, fax 203-365-6574

	
91

	
Aero

	
Wilmington Trust

	
*

	
5107 Concord Pike

	  	  	
As of 3/29/02

	  	
Wilmington, DE 19803

	  	  	  	  	
Joyce Worsley

	  	  	  	  	  
	  	  	  	  	
800-523-2378, 302-472-3322

	
92

	
Aero

	
PNC Bank

	
*

	
3 Oxford Valley Mall

	  	  	  	  	
Langhorne,  PA  19047

	  	  	  	  	
Branch- 215-750-8600

	  	  	  	  	
877-287-2654

	
93

	
Aero

	
Valley National Bank

	
*

	
Paramus Park

	  	  	  	  	
East 58 Midland Avenue

	  	  	  	  	
Paramus,  NJ  07652

	  	  	  	  	
201-265.1888 (Ryan)

	
99

	
Aero

	
JP Morgan Chase

	
*

	
5230 Kings Plaza

	  	  	  	  	
Brooklyn, NY  11234

	  	  	
10/30/2009

	  	
Maria Prezioso

	  	  	  	  	
tel:  718-692-5850

	
100

	
Aero

	
Valley National Bank

	
*

	
Paramus Park

	  	  	  	  	
East 58 Midland Avenue

	  	  	  	  	
Paramus,  NJ  07652

	  	  	  	  	
201-265.1888 (Ryan)

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
102

	
Aero

	
Wachovia

	
*

	
PA6645  Park City Office

	  	  	  	  	
437 Park City Center

	  	  	  	  	
Lancaster,  PA  17601-2711

	  	  	  	  	
Attn: Nancy Benson  Tel: 717-295-8639

	  	  	  	  	
Fax: 717-291-3790

	
103

	
Aero

	
Huntington National Bank

	
*

	
67844 Mall Ring Road

	  	  	  	  	
St. Clairsville, OH 43950

	  	  	  	  	
Anita, Carol DeBonis

	  	  	  	  	
 Branch- 740-695-4101

	  	  	  	  	
Deluxe #1-800-328-7205 deposit slips

	
104

	
Aero W

	
Bank Of America

	
*

	
P.O. Box 27128

	  	  	
11/9/2005

	  	
Concord,  CA  94520

	  	  	  	  	
800-622-8731 (california business phone # )

	  	  	  	  	
clark american 800-234-6147

	
105

	
Aero

	
First Niagara

	
*

	
711 Mall Circle Drive

	  	  	  	  	
Monroeville, PA 15146

	  	  	
9/4/2009

	  	
Diane ph#412-373-8881

	  	  	  	  	  
	
106

	
Aero

	
Bank of America

	
*

	
Natick mall #4061

	  	  	
11/9/2005

	  	
Natick Mall ( Rte 9 West )

	  	  	  	  	
Natick,  MA  01780, Amy ops mgr or  Martha

	  	  	  	  	
Branch 508-653-4044 or 1-800-767-8637

	
108

	
Aero

	
Nations Bank

	
*

	
19645 Biscayne Blvd.

	  	  	  	  	
Aventura,  FL  33180

	  	  	  	  	
Tel: 800-628-5677

	  	  	  	  	
Tel: 305-899-4100

	
109

	
Aero

	
Key Bank

	
*

	
P. O. Box 94825

	  	  	  	  	
Cleveland,  Oh  44101

	  	  	  	  	
1- 800-891-8918

	  	  	  	  	
Branch- 330-489-5544

	
110

	
Aero

	
Chevy Chase Bank

	
*

	
21100 Dulles Town Center

	  	  	  	  	
Dulles,  VA  20166

	  	  	  	  	
Linda Howard, Branch- 301-987-2265

	  	  	  	  	
Fax: 703-406-7343 - 800-987-2265

	
111

	
Aero

	
Bank of America

	
*

	  
	  	  	  	  	  
	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext5760 fax#617-235-2580

	
112

	
Aero

	
Bank of America

	
*

	
100  Federal Street

	  	  	
11/9/2005

	  	
Boston,  MA  02106

	  	  	  	  	
1-800-353-3824

	  	  	  	  	  
	
113

	
Aero

	
Bank of America

	
*

	
G 4584 Miller Road

	  	  	  	  	
Flint, MI 48507

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext5760 fax#617-235-2580

	  	  	  	  	  
	
114

	
Aero

	
Huntington National Bank

	
*

	
P. O. Box 6054

	  	  	  	  	
Indianapolis,  IN  46206-6054

	  	  	  	  	
 Carla Branch- 317-888-3100 Fax #317-888-2674

	  	  	  	  	
1-800-284-4090

	
115

	
Aero

	
Key Bank

	
*

	
3685 Eiry Blvd East

	  	  	
8/23/2007

	  	
Dewitt, NY 13214

	  	  	  	  	
Kathy Malye 315-446-1383

	  	  	  	  	
fax: 315-446-9021

	
116

	
Aero

	
Key Bank

	
*

	
University  Park

	  	  	  	  	
525 W. Cleveland

	  	  	  	  	
Mishawaka,  IN  46545

	  	  	  	  	
Branch -219-237-5374

	  	  	  	  	
Cash management: Tel: 219-296-2432

	  	  	  	  	
Fax: 219-237-5509

	
117

	
Aero

	
Wachovia

	
*

	
10 Xavier Dr.

	  	  	  	  	
Yonkers, NY 10704

	  	  	  	  	
Branch#914-963-8705

	  	  	  	  	
1-800-222-3862

	
120

	
Aero

	
M&T

	
*

	
11175 Mall Circle

	  	  	  	  	
Waldorf, MD 20603

	  	  	  	  	
ph#301-705-7837

	  	  	
1/8/2010

	  	
fax#301-932-5188

	  	  	  	  	
rep# Sharon Coates

	  	  	  	  	
ph#410-244-4207

	
121

	
Aero

	
Wells Fargo Bank

	
*

	
Alma School - Fiesta Mall Office

	  	  	  	  	
P.O. Box 6995

	  	  	  	  	
Portland, OR 97228-6995

	  	  	  	  	
1-800-225-5935

	
123

	
Aero

	
JP Morgan Chase

	
*

	
Great Lakes Mall Branch 0142

	  	  	  	  	
7850 Mentor Avenue

	  	  	  	  	
Mentor,  OH  44060

	  	  	  	  	
Attn. Venessa, Branch-440-352-5531

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
124

	
Aero

	
First Tennessee

	
*

	
Knoxville Branch

	  	  	  	  	
3031-a/13 Mall Road North

	  	  	  	  	
Knoxville,  TN  37924

	  	  	  	  	
Sandra Irick, 865-971-2100

	  	  	  	  	  
	
127

	
Aero

	
Wachovia

	
*

	
P.O. box 2870

	  	  	  	  	
Jacksonville,  FL  32231

	  	  	  	  	
Branch-239-277-5980

	  	  	  	  	
1-800-669-6996

	
129

	
Aero

	
PNC Bank

	
*

	
2431 Main St.

	  	  	  	  	
Lawrenceville,  NJ  08648

	  	  	  	  	
Branch 609-896-2097 or 2081

	  	  	  	  	
1-877-287-2654  Money Rm 1-800-399-2260

	  	  	  	  	
1800-762-2265

	
130

	
Aero

	
Bank of America

	
*

	
Summit Bank

	  	  	
11/9/2005

	  	
30 Columbia Turnpike

	  	  	  	  	
Florham Park, N.J.   07932

	  	  	  	  	
ph 973-377-2580 Mickael

	
131

	
Aero

	
Wachovia

	
*

	
Branch Address:

	  	  	  	  	
1214 Hooper Avenue

	  	  	  	  	
Toms River, NJ 08753

	  	  	  	  	
1-800-566-3862, Branch-732-244-2000

	
132

	
Aero

	
HSBC as of 8/14/00

	
*

	
Walt Whitman Mall

	  	  	  	  	
Huntington Station,  NY  11746-4147

	  	  	  	  	
Branch #631-423-7201

	  	  	  	  	
Fax #631-423-9847

	
133

	
Aero

	
US Bank

	
*

	  
	  	  	
Dec 05 rolled to TRECS

	  	
513-632-4141

	  	  	  	  	
1-800-627-7827

	  	  	  	  	
branch #513-870-0833

	  	  	  	  	  
	
134

	
Aero

	
PNC Bank

	
*

	
P. O. Box 17700

	  	  	  	  	
New Brunswick,  NJ  08906-7700

	  	  	  	  	
Tel: 877-287-2654

	
135

	
Aero

	
TD Bank

	  	
918 Bethlehem Pike

	  	  	  	
*

	
Montgomeryville, PA 18936

	  	  	  	  	
Shafin Esmail

	  	  	
6/20/2011

	  	
Ph# 215-412-4174

	  	  	  	  	
Fax# 215-412-4178

	
136

	
Aero

	
Chase Bank

	
*

	
235 Main Street

	  	  	  	  	
White Plains, NY 10601

	  	  	  	  	
Branch-914-682-0240     Fax: 914-682-9526

	  	  	  	  	
Felicia Etiene

	
137

	
Aero

	
Bank of America

	
*

	
One Bethleham Plaza

	  	  	
11/9/2005

	  	
Bethlehem, PA  18018-5781

	  	  	  	  	
Branch-'215-659-6101  Debbie

	  	  	  	  	
1-800-282-2265

	
138

	
Aero W

	
Bank of America

	
*

	
P.O. Box 27128

	  	  	
11/9/2004

	  	
Concord,  CA  94520

	  	  	  	  	
1-800-432-1000

	  	  	  	  	
Maria Rector EXT 7500

	
139

	
Aero

	
HSBC Bank USA

	
*

	
541 Route 211 East

	  	  	
Formerly

	  	
Middletown,  NY  10940

	  	  	
Marine Midland Bank

	  	  
	  	  	
same acct#

	  	
Carmen branch #845-692-4436

	  	  	  	  	
customer service #800-975-4722

	
140

	
Aero

	
M&T

	
*

	
2100 Park St.

	  	  	  	  	
Syracuse,  NY  13208

	  	  	
8/30/2008

	  	
ph#315-474-2280 fax# 315-474-4208

	
141

	
Aero W

	
Bank of America

	
*

	
P.O. Box 27128

	  	  	
Aero West

	  	
Concord,  CA  94520

	  	  	  	  	
Branch #925-692-6351

	  	  	  	  	
Corporate #800-622-8731 order deposit slips

	
142

	
Aero

	
First American Bank

	
*

	  
	  	  	  	  	
Kristina Jackson

	  	  	
new bank and new account

	  	
847-403-8307 Personal Banker

	  	  	  	  	
Branch-847-816-9100

	  	  	  	  	
Fax #847-816-2193

	
143

	
Aero

	
First American Bank

	
*

	
80 Stanford Drive

	  	  	  	  	
Bloomingdale, IL 60108

	  	  	  	  	
Paul Gendusa

	  	  	  	  	
Ph 630-295-6889 x 100

	  	  	  	  	  
	
144

	
Aero

	
TD

	
*

	
1450 Clements Bridge Rd.

	  	
 

	  	  	
Deptford, NJ 08096

	  	  	
10/4/2010

	  	
Maria King or Leah

	  	  	  	  	
Ph#856-845-2059 Fax#856-845-3475

	
145

	
Aero

	
Wachovia

	
*

	
18 Gariatt Road

	  	  	  	  	
Attn: Account Inquiries

	  	  	  	  	
Upper Darby,  PA  19082

	  	  	  	  	
Tel: 800-222-3862

	  	  	  	  	
1-800-473-3862   Fax 800-214-6988

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
146

	
Aero

	
JP Morgan Chase

	
*

	
Mail Suite 0314

	  	  	  	  	
Chicago, IL 60670-0314

	  	  	  	  	
847-240-6450

	  	  	  	  	
800-404-4111customer service

	
147

	
Aero

	
JP Morgan Chase

	
*

	  
	  	  	  	  	
Fox valley - Aurora Branch

	  	  	  	  	
Lynn Pfieffer - Asst. Branch Manager

	  	  	  	  	
Branch-630-851-3416

	
148

	
Aero

	
Wachovia

	
*

	
18 Gariatt Road

	  	  	  	  	
Attn: Account Inquiries

	  	  	  	  	
Upper Darby,  PA  19082

	  	  	  	  	
Tel: 800-222-3862, Branch-203-944-4043

	
149

	  	
Northwest Savings Bank

	
*

	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
150

	
Aero

	
Bank of America

	
*

	
P.O.  Box 6858

	  	  	
11/9/2005

	  	
Freehold,  NJ   07728

	  	  	  	  	
Tel: 1-800-727-8637

	  	  	  	  	  
	
151

	
Aero

	
Bristol County Savings

	
*

	
851 County St.

	  	  	  	  	
Taunton, MA 02780

	  	  	
8/5/2010

	  	
Richard Clark

	  	  	  	  	
Ph#508-824-1756

	
152

	
Aero

	
PNC Bank

	
*

	
Client Services - Tel: 877-824-5001

	  	  	  	  	
222 Delaware Ave.

	  	  	  	  	
Wilmington,  DE  19899

	  	  	  	  	
Dawn Davis, Eden Square Branch-302-292-0864

	
153

	
Aero

	
Bank of America

	
*

	
P.O. Box 27025

	  	  	  	  	
Richmond,  VA  23261-7025

	  	  	  	  	
Tel: 800-432-1000

	  	  	  	  	  
	
154

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
2/26/2007

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
157

	
Aero

	
JPMorgan Chase Bank

	
*

	
One Indiana Square  MI400

	  	  	  	  	
Indianapolis,  IN  46206

	  	  	  	  	
Branch-219-738-4254

	  	  	  	  	
1-800-433-8248

	
158

	
Aero

	
M & T Bank

	
*

	
P.O. Box 767  (Boulevard Mall)

	  	  	  	  	
Buffalo,  NY  14240

	  	  	  	  	
Branch-716-832-4051

	  	  	  	  	
Fax: 716-834-1476

	
159

	
Aero

	
JP Morgan Chase

	
*

	
2687 Fairfield Commons

	  	  	  	  	
Beavercreek, OH 45431

	  	  	  	  	
Angie Owens or Hope Day

	  	  	  	  	
Ph 937-443-6205 Fax 937-443-6255

	  	  	  	  	  
	
160

	
Aero

	
Bank of America

	
*

	
Regional Center,  VA2-125-04-01

	  	  	  	  	
PO Box 27025

	  	  	  	  	
Richmond,  VA  23261-7025

	  	  	  	  	
Tel: 800-232-5252

	
162

	
Aero

	
Suntrust Bank

	
*

	
Lake Mary Office -  0039

	  	  	  	  	
P.O. Box  628096

	  	  	  	  	
Orlando,  FL  32897

	  	  	  	  	
Branch-407-850-6591, 1-800-786-8787

	
164

	
Aero

	
BB&T

	
*

	
11400 Midlothian Turnpike

	  	  	
as of 10/14/03

	  	
Richmond, VA 23235

	  	  	  	  	
Branch-804-697-5341, Fax-804-897-7629

	  	  	  	  	
Barbara Byrd, mgr

	
166

	
AERO

	
Capital One

	
*

	
89-01  Queens Blvd

	  	  	  	  	
Elmhurst,  NY  11373

	  	  	
merged

	  	
Branch-718-672-7500, 1-800-510-6994

	  	  	  	  	
Margaret Spano, Manager

	
167

	  	
HSBC Bank

	
*

	
3935 Route 31

	  	  	  	  	
Liverpool, NY 13090

	  	  	  	  	
Estella Taylor-Greene

	  	  	  	  	
Ph 315-622-0509 Fax 315-622-0474

	
169

	
Aero

	
M&T

	
*

	
4630  Commercial Drive

	  	  	  	  	
P O Box 718

	  	  	
as of 12/2007

	  	
New Hartford,  NY  13413-0718

	  	  	  	  	
Branch: 315-736-0513   Fax: 315-736-1041

	  	  	  	  	
Francine Butler

	  	  	  	  	  

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
171

	
Aero

	
Dollar Bank

	
*

	
988 E. Pittsburgh Street

	  	  	  	  	
Greensburg, PA 15601

	  	  	
8/11/2003

	  	
Cathy Daversa

	  	  	  	  	
Ph 724-836-7455  Fax 724-836-8829

	  	  	  	  	  
	  	  	  	
*

	  
	
172

	
Aero

	
Wilmington Trust

	  	
Rodney Square North

	  	  	  	  	
1100 North Market St.

	  	  	  	  	
Wilmington,  DE  19890

	  	  	  	  	
Branch- 302-735-2010 -1800-523-2378

	
174

	
Aero

	
Chase Bank

	
*

	
P. O. Box 6001

	  	  	  	  	
Mt. Vernon,   NY  10538

	  	  	  	  	
Branch- 516-823-3601

	  	  	  	  	
Fax: 516-872-4240  Louise Borelli

	
175

	
Aero

	
Lafayette Bank and Trust

	
*

	
133 North 4th Street

	  	  	
open 6/23/99

	  	
Lafayette,  IN  47902-1130

	  	  	  	  	
Tracey Linder

	  	  	  	  	
Branch- 765-423-3821

	  	  	  	  	  
	
176

	
Aero

	
TD Banknorth

	
*

	
Newington Office

	  	  	  	  	
P. O. Box 4548

	  	  	  	  	
Postsmouth,  NH  03802-4548

	  	  	  	  	
Branch- 603-433-2808, 603-430-3812

	
177

	  	
Tompkins Trust Company

	
*

	
40 Catherwood Drive ( Pyramid Mall )

	  	  	
eff  9/02

	  	
Ithaca, NY 14850

	  	  	  	  	
Michelle Bennett

	  	  	  	  	
Ph 607-257-7900  Fax 607-266-0477

	
178

	
Aero

	
Citizens Bank

	
*

	
1300 Ulster Ave, Suite 110

	  	  	
6/15/2007

	  	
Kingston, NY 12401

	  	  	  	  	
PH: 845-336-7920

	  	  	  	  	
Fax: 845-336-7922

	  	  	  	  	
Duane Wolff

	  	  	  	  	  
	
183

	
AeroW

	
Bank of America

	
*

	
P. O. Box 29966

	  	  	  	  	
Phoenix,  AZ  85038-0966

	  	  	
change to aero west August

	  	
1-800-944-0404

	  	  	  	  	
1-800-234-6147 Clark American

	
184

	
Aero

	
JP Morgan Chase

	
*

	
2372 Palisades Center Drive

	  	  	  	  	
West Nyack, NY 10994

	  	  	  	  	
1-800-788-7000

	  	  	  	  	
Branch 845-348-3300 option #3

	  	  	  	  	  
	  	  	  	  	  
	
185

	
Aero

	
Capital One

	
*

	
1701 SUNRISE HWY

	  	  	  	  	
BAY SHORE, NY  11706

	  	  	  	  	
PH. 631-665-3500

	  	  	  	  	
FAX. 631-665-8834

	
186

	
Aero

	
M&T Bank

	
*

	
New Town Office

	  	  	  	  	
9780 Groff Mill Drive

	  	  	
Formerly Allfirst

	  	
Owings Mills,  MD  21117

	  	  	
effective 7/03

	  	
Branch Manager: Judith E. Volley

	  	  	
same acct #

	  	
Tel: 410-654-8406   Fax: 410-654-8409

	  	  	  	  	
Customer Service -800-724-6070

	
188

	
Aero

	
Suntrust

	
*

	
2020 Old Fort Pkwy

	  	  	  	  	
Murfreesboro, TN  37129

	  	  	
2/1/2010

	  	
Branch ph# 615849.7211

	  	  	  	  	
Yolanda Greene ph#615-849-7211

	  	  	  	  	
Fax# 615-849-7104

	
189

	
Aero

	
Bank of America

	
*

	
4300 W. Saginaw Hwy.  (43-44)

	  	  	  	  	
Lansing,  MI  48917

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext5760 fax#617-235-2580

	  	  	  	  	  
	
190

	
Aero

	
Key Bank

	
*

	
2950 Miamisburg - Centerville Road

	  	  	
Open 4/99

	  	
Dayton,  OH  45459

	  	  	  	  	
Felicia Paterson   Branch 937-439-0603

	  	  	  	  	  
	  	  	  	  	  
	
191

	
Aero

	
Wachovia

	
*

	
18 Gariatt Road

	  	  	
closing on 2/5/07

	  	
Attn: Account Inquiries

	  	  	  	  	
Upper Darby,  PA  19082

	  	  	  	  	
Tel: 800-222-3862,  PRESS 706 at recording

	
192

	
Aero

	
Bank of America

	
*

	
14 North Main St.

	  	  	  	  	
Manchester, CT 06042

	  	  	
5/1/2011

	  	
Anute Boonyachai

	  	  	  	  	
Ph# 1-800-657-9533 ext# 50657

	
193

	
Aero

	
Wachovia

	
*

	
1970 West New Haven Ave.

	  	  	  	  	
Exton, PA  19341

	  	  	
effective 9/16/2004

	  	  
	  	  	  	  	
Karen Singletary

	  	  	  	  	
404-214-1432

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
194

	
Aero

	
Citizens Bank

	
*

	
Mall of New Hampshire

	  	  	  	  	
1500 South Willow Street

	  	  	  	  	
Manchester,  NH  03103

	  	  	  	  	
Steven Scheiner

	  	  	  	  	
Tel: 603-634-5550    Fax: 603-634-5551

	  	  	  	  	
Carol # 603-770-5975 order deposit slips

	
195

	
Aero

	
Bank of America

	
*

	
Mail Stop CT OP 0009

	  	  	
11/9/2005

	  	
260 US Route 1

	  	  	  	  	
New London,  CT  06320

	  	  	  	  	
Stella Bergeson   860-447-6181

	  	  	  	  	  
	
196

	
Aero

	
Chevy Chase Bank

	
*

	
Springfield Mall Branch

	  	  	
6/30/1999

	  	
6609 Springfield Mall

	  	  	  	  	
Springfield,  VA  22150

	  	  	  	  	
Bob Koehler 703-924-1251

	  	  	  	  	
Tel: 800-987-2265

	
197

	
Aero

	
Wachovia

	
*

	
185 Annapolis Mall

	  	  	
Open 7/16/99

	  	
Annapolis,  MD  21401

	  	  	  	  	
Jennifer Stumpf

	  	  	  	  	
Tel: 800-704-0883

	
198

	
Aero

	
JP Morgan Chase

	
*

	
15100 LaGrange Road

	  	  	  	  	
Orlando Park, IL 60462

	  	  	
8/3/2004

	  	
Jane Zabelka

	  	  	  	  	
Ph 708-873-7701 Fax 708-873-7748

	  	  	  	  	
Corporate #888-434-3030

	
200

	
Aero

	
Bank North

	
*

	
P.O. Box 6159

	  	  	  	  	
Peabody, Massachusetts 01961-6159

	  	  	  	  	
Evelyn or Kim

	  	  	  	  	
978-531-5414

	
201

	
Aero

	
PNC

	
*

	
7401 Market Street

	  	  	  	  	
Boardman,  OHIO  44512

	  	  	  	  	
Fax: 330-726-3362  Karen Pancake

	  	  	  	  	
Ph 330-742-4083

	
202

	
Aero

	
Bank of America

	
*

	
831 Brown Rd.

	  	  	  	  	
Lake Orion, MI 48359

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext5760 fax#617-235-2580

	
203

	
Aero

	
B B & T Bank

	
*

	
2152 Northwoods Blvd.

	  	  	
open 7/15/99

	  	
Charleston,  SC  29406

	  	  	  	  	
Colleen Hufford

	  	  	  	  	
Tel: 843-937-6740  Fax: 843-569-2121

	
204

	
Aero

	
US

	
*

	
Mall of America

	  	  	  	  	
9633 Lyndale Ave. S

	  	  	
2/1/2010

	  	
Bloomington,  MN  55420

	  	  	  	  	
Diana Vance

	  	  	  	  	
Ph# 216-623-9248

	
205

	
Aero

	
PNC

	
*

	
Southland Office

	  	  	  	  	
451 Clairton Blvd.

	  	  	  	  	
Pittsburgh,  PA  15235

	  	  	  	  	
Joanne Biles

	  	  	  	  	
1-800-352-0186- branch 412-653-6220

	
206

	
Aero

	
Wachovia Bank

	
*

	
Medical Park Office

	  	  	
10-Aug

	  	
2000 South Hawthorne Road

	  	  	  	  	
Winston-Salem, NC  27103

	  	  	
BAI in effect

	  	
Attn.: Roxanne Nifong-Lackey

	  	  	
2/1/2005

	  	
Ph 336-765-0414- fax 336-768-9775

	  	  	  	  	  
	
207

	
Aero

	
Chemical

	
*

	
4495 Wilson Avenue

	  	  	  	  	
Grandville, MI 49418

	  	  	
7/30/2010

	  	
Pam Davis

	  	  	  	  	
ph#616-588-7588

	  	  	  	  	  
	  	  	  	  	  
	
208

	
Aero

	
Citizens Bank

	
*

	
189 Canal Street

	  	  	
10-Aug

	  	
Providence, RI  02903

	  	  	  	  	
Tel: 401-282-2523    800-862-6200

	  	  	  	  	
Michael Gervasini     Fax: 401-455-5508

	  	  	  	  	  
	
209

	
Aero

	
Bank of America

	
*

	
670 George Washington Highway

	  	  	
9-Nov

	  	
Route 116N

	  	  	  	  	
Lincoln,  RI  02865

	  	  	  	  	
400 East Main Street     (Branch)

	  	  	  	  	
Meriden,  CT

	  	  	  	  	
Shaun Callahan   203-634-7130

	  	  	  	  	
Kimberly J. Schwartz - branch manager

	  	  	  	  	  
	
213

	
Aero

	
Key Bank

	
*

	
691 Richmond Road

	  	  	  	  	
Richmond Heights,  OH  44143

	  	  	
CLOSED

	  	
Linda Myers   440-449-5301

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
214

	
Aero

	
Key Bank

	
*

	
17333 Southpark Center

	  	  	  	  	
Strongsville, OH 44136

	  	  	
effective 3/5/04

	  	
Donna Steinc

	  	  	  	  	
Ph 440-238-2300 Fax 440-238-2314

	
215

	
Aero

	
PNC Bank

	
*

	
445 W. Colliseum Blvd.

	  	  	  	  	
Fort Wayne, IN  46805

	  	  	  	  	
Tel.  260-373-0512

	  	  	  	  	
Reneta Rhurairatnam

	
216

	
Aero

	
Bank Champaign

	
*

	
South Neil at Devonshire Drive

	  	  	  	  	
Champaign,  IL  61824-1490

	  	  	  	  	
Tracy A. Lutz  217-351-2876

	  	  	  	  	  
	
218

	
Aero

	
Chase Bank

	
*

	
3265 W. Market Street

	  	  	  	  	
Summit Mall # 170

	  	  	  	  	
Akron,  OHIO  44333

	  	  	  	  	
Amy Lorentz  Tel: 330-972-1930

	  	  	  	  	  
	
219

	
Aero

	
JP Morgan Chase

	
*

	
Ohio/West Virginia Markets

	  	  	  	  	
PO Box 260180

	  	  	  	  	
Baton Rouge, LA  70826-0180

	  	  	  	  	
Ph 330-972-9250

	  	  	  	  	  
	
220

	
Aero

	
Old National Bank

	
*

	
2718 E. Third Street

	  	  	  	  	
Bloomington,  IN  47401

	  	  	  	  	
Ralph Huestis

	  	  	  	  	
Branch #812-330-2680

	  	  	  	  	
Fax #812-331-4022

	
221

	
Aero

	
Old National Bank

	
*

	
1001 McGalliard Road

	  	  	  	  	
Muncie, IN 47303

	  	  	  	  	
Leah Beeson

	  	  	  	  	
Ph 765-284-6191  Fax 765-284-6209

	  	  	  	  	
1800-431-Bank

	
222

	
Aero

	
TD Bank North

	
*

	
1000 MacArthur Blvd.

	  	  	  	  	
Mahwah, NJ 07430

	  	  	  	  	
Cust. Service 1800-482-5465

	  	  	  	  	
branch #610-825-2740 Iliac Martinez

	
223

	
Aero

	
Wachovia Bank

	
*

	
702 Haywood Road

	  	  	
12/11/2003

	  	
Greenville, SC 29607

	  	  	
BAI

	  	  
	  	  	
2/1/2005

	  	
Ph 864-239-1913  Fax 864-676-9366

	
224

	
Aero

	
Bank of America

	
*

	  
	  	  	
11/9/2005

	  	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	
BRANCH:908-351-2270

	
225

	
Aero

	
Regions

	
*

	
5005 Washington Pike

	  	  	  	  	
Knoxville, TN 37917

	  	  	
merged AmSouth 12/7/07

	  	
Beth Hackleroad

	  	  	  	  	
Ph 865-521-5157 Fax 865-521-5121

	  	  	  	  	  
	
226

	
Aero

	
Comerica Bank

	
*

	
Meridian Mall

	  	  	
12/12 rolled to bai reporting

	  	
1982 East Grand River Ave.

	  	  	  	  	
Okemis,  MI  48864

	  	  	  	  	
Ken Pyciak  Tel: 517-349-0091

	  	  	  	  	
fax 517-349-6340

	
227

	
Aero

	
Huntington National Bank

	
*

	
10 E Main Str

	  	  	  	  	
Salineville, OH 43945

	  	  	  	  	
Jeff Apardian

	  	  	  	  	
419 254-7052 ext 3216

	  	  	  	  	
419 473-2249 fax

	  	  	  	  	
Jim 412-227-4862

	
228

	
Aero

	
PNC Bank

	
*

	
2720 Potomac Mills Circle

	  	  	
5/13/2005

	  	
Woodbridge,  VA  22192

	  	  	  	  	
Ph 877-287-2654

	  	  	
PNC acquired Riggs bank

	  	  
	
229

	
Aero

	
Bank of America

	
*

	
Coventry Mall

	  	  	
11/9/2005

	  	
Route 724 and 100

	  	  	  	  	
Pottstown,  PA  19465

	  	  	  	  	
Linda M Robinson Tel: 610-327-1110

	  	  	  	  	
Fax: 610-970-2197 BRANCH:610-327-1110

	
230

	
Aero

	
First Tennessee

	
*

	
7082 Bakersbridge Road

	  	  	  	  	
Franklin, Tennessee, 37064

	  	  	  	  	
Agnes Nichols   615-790-5130

	  	  	  	  	  
	
231

	
Aero

	
Bank of America

	
*

	
25230 Michigan Avenue

	  	  	  	  	
Dearborn,  MI  48124

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext 5760 fax#617-235-2580

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	  	  	  	  	  
	
233

	
Aero

	
Exchange Bank of Alabama

	
*

	
3003 Rainbow Drive

	  	  	  	  	
Gadsen, AL 35901

	  	  	  	  	
Joyce Frohock

	  	  	  	  	
PH 256-442-3003

	  	  	  	  	  
	
234

	
Aero

	
Wachovia

	
*

	
Colonial Park Financial Center

	  	  	  	  	
53 Colonial Park Mall

	  	  	  	  	
Harrisburg, PA 17109

	  	  	  	  	
Dwight Smith

	  	  	  	  	
717-540-4461

	  	  	  	  	
717-652-8718 fax

	
235

	
Aero

	
Regions

	
*

	
5236 Hickory Hollow Parkway

	  	  	  	  	
Antioch, TN 37013

	  	  	
merged AmSouth 12/7/07

	  	
Sheri Parsons or Lisa Griffith

	  	  	  	  	
phone 615-736-6130

	
236

	
Aero

	
Bank of America

	
*

	
Pheasant Lane Mall

	  	  	
11/9/2005

	  	
310 DW Highway

	  	  	  	  	
Nashua, NH 03060

	  	  	  	  	
Joanne Mahoney

	  	  	  	  	
Tel: 603-888-9952

	  	  	  	  	  
	
237

	
Aero

	
Huntington National Bank

	
*

	
613 Beaver Valley Mall

	  	  	  	  	
Monaca, PA 15061    1-877-619-0011 Michlle

	  	  	  	  	
724-728-8770 724-728-7339

	  	  	  	  	
Ginger McKeown

	
238

	
Aero

	
First Financial Bank

	
*

	
Honey Creek Mall

	  	  	  	  	
3401 S. US Hwy 41

	  	  	  	  	
Terre Haute, IN 47802

	  	  	  	  	
Brenda Thomson, 812-238-6437

	
239

	
Aero

	
Regions

	
*

	
900 Rivergate Parkway

	  	  	  	  	
Goodlettsville, TN 37072

	  	  	  	  	
Karen Wallace

	  	  	
merged AmSouth 12/7/07

	  	
phone 615-748-2706  Fax 615-748-2704

	  	  	  	  	  
	
240

	
Aero

	
Wachovia

	
*

	
1201 Walnut St.

	  	  	  	  	
Cary, NC 27511

	  	  	  	  	
Karen Singletary

	  	  	
5/1/2011

	  	
404-214-1432

	  	  	  	  	  
	
241

	
Aero

	
Huntington National Bank

	
*

	
17 South High Street

	  	  	  	  	
Attn. MA10

	  	  	  	  	
Columbus, OH 43215

	  	  	  	  	
Stephanie Schleppi

	  	  	  	  	
mall booth 614-480-0161, beth-4004, sharron 4442

	  	  	  	  	  
	
242

	
Aero

	
United National Bank

	
*

	
234 Grand Central Mall

	  	  	  	  	
Vienna, WV 26105

	  	  	  	  	
Michael Sweet or Sheila

	  	  	  	  	
phone 304-485-3811

	  	  	  	  	
304-424-4612 Downtown Branch

	
243

	
Aero

	
Bank of America

	
*

	
2105 N. Roane St.

	  	  	  	  	
Johnson City, TN 37604

	  	  	
12/3/2007

	  	
Fax# 617-310-3332

	  	  	  	  	
Rep. Frank Tarara

	  	  	  	  	  
	
244

	
Aero

	
TCF

	
*

	
2989 White Bear Ave.

	  	  	  	  	
Maplewood, MN 55109

	  	  	
11/24/2008

	  	
Sarah Wadi

	  	  	  	  	
ph# 651-748-9060

	
245

	
Aero W

	
Commerce Bank-WEST

	
*

	
1699 Clarkson Road

	  	  	  	  	
Chesterfield, MO 63017

	  	  	  	  	
314-726-2255, ph; 314-746-5015 fax

	  	  	  	  	
Brady Lewis; Gina

	
246

	
Aero

	
JP Morgan Chase

	
*

	
Mail Code OH2-5210

	  	  	  	  	
1805 Brittian Road

	  	  	  	  	
Akron, OH 44310

	  	  	  	  	
ph 330-972-1915; fax 330-972-1390

	  	  	  	  	
Chastity Booth, Mary Anne Nutter

	
247

	
Aero

	
Chemical Bank

	
*

	  
	  	  	  	  	
333 E. Main Street

	  	  	  	  	
Midland, MI 48640-0231

	  	  	  	  	
Keith A Wenzel

	  	  	  	  	
Ph 989-790-1202

	  	  	  	  	
Fax #989-790-9080

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	  	  	  	  	  
	
248

	
Aero

	
Trustco Bank

	
*

	
3065 Route 50

	  	  	  	  	
Saratoga Springs, NY 12866

	  	  	  	  	
Chris Jordan

	  	  	  	  	
Ph 518-583-1716

	  	  	  	  	  
	
249

	
Aero

	
SunTrust Bank

	
*

	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	
branch# 828-299-5582

	  	  	  	  	  
	
250

	
Aero

	
Wells Fargo

	
*

	
100 West Burnsville Parkway

	  	  	  	  	
Burnsville, MN 55337

	  	  	  	  	
Annette Schilling 612-316-3794, fax 3797

	  	  	  	  	
Mall branch 90 W. County Highway 42

	  	  	  	  	
Burnsville, MN 55337

	  	  	  	  	
800-225-5935 order slips 800-289-3557

	
251

	
Aero

	
Fifth Third Bank

	
*

	
1250 North Green River Road

	  	  	
12/12/05 rolled to bai reporting

	
Evansville, IN 47715

	  	  	  	  	
Cindy Lucke

	  	  	  	  	
Ph 812-474-2745  Fax 812-474-2746

	  	  	  	  	  
	
252

	
Aero

	
Bank of America

	
*

	
414 Union Street

	  	  	
11/9/2005

	  	
Nashville, TN 37239-1697

	  	  	  	  	
Jacqueline J. Wilson

	  	  	  	  	
Tel: 615-749-3863 Fax: 615-749-3378

	
253

	
Aero

	
Montgomery First National Bank

	
*

	
180 Crestwood Plaza

	  	  	
effective 3/24/03

	  	
St. Louis, MO 63126

	  	  	  	  	
Flery Langholz

	  	  	  	  	
Ph 314-962-8888 Fax 314-213-4501

	
254

	
Aero

	
Bank of America

	
*

	
100 Mid Rivers Mall Drive

	  	  	
11/9/2005

	  	
St. Peters, MO 63376

	  	  	  	  	
Jane Ramey

	  	  	  	  	
636-278-4469   Fax 636-397-6524

	  	  	  	  	  
	  	  	  	  	  
	
255

	
Aero

	
Harris Bank St. Charles

	
*

	
1 East Main Street

	  	  	  	  	
St. Charles, IL 60174-1981

	  	  	  	  	
Charlotte. E. Johnson-Dunlop

	  	  	  	  	
Ph 630-377-6894  Fax 630-377-7157

	  	  	  	  	
1888-489-2265

	
256

	
Aero

	
Sovereign

	
*

	
21 Commerce Way

	  	  	  	  	
Plymouth, MA 02360

	  	  	
8/1/2011

	  	
Wayne Benner

	  	  	  	  	
Ph#781-585-1001

	
257

	
Aero

	
PNC Bank

	
*

	
One National City Center, Suite 100

	  	  	  	  	
Indianapolis, IN 46255

	  	  	  	  	
317-267-7902 ph; 317-267-7905 fax

	  	  	  	  	
Amy Fukumoto, Vicki

	
258

	
Aero

	
Chevy Chase Bank

	
*

	
7935 Tysons Corner Center

	  	  	  	  	
Mclean, VA 22102

	  	  	  	  	
Missa Khatib

	  	  	  	  	
Ph 703-883-3915  Fax 703-883-3918

	
259

	
Aero

	
Bank of America

	
*

	
Waterloo Banking Center

	  	  	
11/9/2005

	  	
Hanover, MD 21076

	  	  	  	  	
Pam Wiley

	  	  	  	  	
Ph 410-799-1744, fax 410-799-1263

	  	  	  	  	
Elisabeth Abernathy, nat'l rep 615-749-3163

	
260

	
Aero

	
Elmira Savings Bank

	
*

	
333 East Water Street

	  	  	  	  	
Elmira, NY 14901

	  	  	  	  	
607-739-0341 ph; 607-739-0457 fax

	  	  	  	  	
Phyllis

	
261

	
Aero

	
BB&T

	
*

	
9259 Mall Road

	  	  	  	  	
Morgantown, WV 26505

	  	  	  	  	
Kellie Shaffer

	  	  	  	  	
Ph 304-983-9018

	
262

	
Aero

	
Wachovia

	
*

	
6300 Arbor Place Boulevard

	  	  	  	  	
Douglasville, GA 30135

	  	  	  	  	
770-920-3700 #4, phone

	  	  	  	  	
Sherrie Wylie, manager

	
263

	
Aero

	
Capital City Bank

	
*

	
Governor's Square Mall Office

	  	  	  	  	
P.O. Box 900

	  	  	  	  	
Tallahassee, FL 32302-0900

	  	  	  	  	
ph 850-402-7500-fax 850-878-9120

	  	  	  	  	  
	
264

	
Aero

	
Bank of America

	
*

	
GA8-309-01-01

	  	  	
11/9/05

	  	
3855 Bloomfield Road

	  	  	  	  	
Macon, GA 31206-3613

	  	  	  	  	
ph 912-474-1415; fax 912-474-1418

	  	  	  	  	
Brenda Mitchell

	
265

	
Aero

	
US

	
*

	
2400 Maple Grove Rd.

	  	  	  	  	
Duluth, MN 55881

	  	  	
5/20/2011

	  	
Rep: Becky Matthews ph#314-418-2920

	  	  	  	  	
branch #218-723-2903

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	  	  	  	  	  
	
266

	
Aero

	
Bank of America

	
*

	
6200 Aurora Avenue, Suite 101E

	  	  	
11/9/2005

	  	
Urbandale, IA 50322-2896

	  	  	  	  	
Linda Pollock

	  	  	  	  	
Ph 515-235-2906, 800-362-1615 ext 2906

	  	  	  	  	
Fax  515-235-2992

	
268

	
Aero

	
Regions

	
*

	
4485 Poplar Avenue

	  	  	  	  	
Memphis, TN 38117

	  	  	
merged AmSouth 12/7/07

	  	
901-762-5955, 901-685-7911

	  	  	  	  	
Clare Pannell

	
269

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
3/21/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  
	
271

	
Aero

	
Liberty Federal Savings

	
*

	
698 Belair Road, Suite h-6

	  	  	
and Loan Association

	  	
Bel Air, MD 21014

	  	  	  	  	
Amy Chmielewski

	  	  	  	  	
Ph 410-879-3568  Fax 410-879-7016

	
272

	
Aero

	
Regions Bank

	
*

	
331 University Boulevard

	  	  	  	  	
Tuscaloosa, AL 35401

	  	  	
merged AmSouth 127/07

	  	
Tel: 800-267-6884

	  	  	  	  	
Patsy Montague  Tel 391-5770

	
273

	
Aero

	
BB&T

	
*

	
Box 2015 Meadowbrook Mall

	  	  	  	  	
Bridgeport, WV 26330

	  	  	  	  	
ph 304-842-7313, fax 304-842-5280 Will

	  	  	  	  	
Charlotte Sidow, Barb Brewer

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
274

	
Aero

	
PNC

	
*

	
3902 Milan Road

	  	  	
 

	  	
Sandusky, OH 44870

	  	  	  	  	
Judy Edinger

	  	  	  	  	
Ph 419-621-2980  Fax 419-621-2986

	
275

	  	
PNC

	
*

	
Keith Stone

	  	  	
 

	  	
1332 E.Empire Str

	  	  	  	  	
Bloomington, IL 61701

	  	  	  	  	
ph 309-823-3281

	  	  	  	  	
fax 309-823-3279

	  	  	  	  	  
	
276

	
Aero

	
Riggs National Bank

	
*

	
1201 Wisconsin Ave NW

	  	  	  	  	
Washington, DC  20007

	  	  	  	  	
Tel: 202-835-5591

	  	  	  	  	
Mrs. Lyles

	  	  	  	  	  
	
277

	
Aero

	
Bank of America

	
*

	
495 Union Street

	  	  	
11/9/2005

	  	
Waterbury, CT 06702

	  	  	  	  	
Debra Neri

	  	  	  	  	
Ph 203-757-8404  Fax 203-757-8442

	  	  	  	  	  
	
278

	
Aero

	
Bank of America

	
*

	
White Marsh Mall Branch

	  	  	
9/25/2006

	  	
Baltimore, MD 21236

	  	  	  	  	
Casey Carrow

	  	  	  	  	
Ph 410-986-1970 Fax 410-986-1975

	  	  	  	  	  
	
280

	
Aero

	
First Citizen's Bank

	
*

	
8541 Concord Mills Blvd.

	  	  	  	  	
Concord, NC 28027

	  	  	  	  	  
	  	  	  	  	
Tracey Jacobs

	  	  	  	  	
Ph#704-979-3165

	  	  	  	  	
Fax#704-979-3166

	  	  	  	  	  
	
281

	
Aero

	
Dubuque Bank and Trust

	
*

	
1398 Central Avenue

	  	  	
Company

	  	
Dubuque, IA 52001-5051

	  	  	  	  	
Jeffrey Timmerman

	  	  	  	  	
Ph 319-556-1994, 319-589-2150

	  	  	  	  	  
	
282

	
Aero

	
Wachovia

	
*

	
3430 Wrightboro Raod

	  	  	  	  	
Augusta, GA 30909

	  	  	  	  	
Lori Evans

	  	  	  	  	
Ph 706-667-2256 Fax 706-868-4640

	  	  	  	  	  
	
283

	
Aero

	
Wachovia

	
*

	
Independence Center

	  	  	  	  	
3750 Oleander Drive, NC3241

	  	  	  	  	
Wilmington, NC 28403

	  	  	  	  	
Wally Simpson

	  	  	  	  	
PH 910-793-3710 Fax 910-793-3707

	
284

	
Aero

	
Conway National

	
*

	
9726 Highway 17 North

	  	  	  	  	
Myrtle Beach, SC 29572

	  	  	
4/4/2010

	  	
Suzette Jackson

	  	  	  	  	
Ph# 843-449-3373 Fax# 843-449-9967

	
285

	
Aero

	
RBC Bank

	
*

	
611 E. Arlington Blvd.

	  	  	  	  	
Greenvile, NC 27858

	  	  	  	  	
Brian Landreth

	  	  	  	  	
Ph 252-551-7800  Fax 252-551-7805

	
286

	
Aero

	
Key Bank

	
*

	
688 N-Lex Springmill Road

	  	  	  	  	
Mansfield, OH 44906

	  	  	  	  	
Sue Schell

	  	  	  	  	
Ph 419-529-5214  Fax 419-529-9934

	
287

	
Aero

	
Sovereign Bank

	
*

	
791 Purchase Street

	  	  	  	  	
New Bedford, MA 02740-6300

	  	  	
as of 10/18/04

	  	
Tricia Farrington

	  	  	  	  	
Ph 508-994-6155

	
288

	
Aero

	
Fifth Third Bank

	
*

	
Eastland Banking Center

	  	  	
12/12/05 rolled to bai reporting

	
2810 S. Hamilton Road

	  	  	  	  	
Columbus, OH 43232

	  	  	  	  	
Judy Holzbacher

	  	  	  	  	
Ph 614-864-1870  Fax 614-864-1732

	
289

	
AERO

	
Comerica Bank

	
*

	
3215 28th Street

	  	  	
12/12/05 rolled to bai reporting

	
Grand Rapids, MI 49512

	  	  	  	  	
Sherrie

	  	  	  	  	
Ph 616-957-0551  Fax 616-957-3419

	  	  	  	  	  
	
290

	
Aero

	
First Citizens Bank

	
*

	
1862 Highway 70 South East

	  	  	  	  	
Hickory, NC 28602

	  	  	  	  	
Cassie Hensley

	  	  	  	  	
Ph 828-326-1186

	  	  	  	  	
branch #828-326-1163

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
291

	
Aero

	
Wachovia Bank

	
*

	
consolidated accounts

	  	  	
wachovia acquired Southtrust

	
any questions call Judy Goncalves

	  	  	
11/08/05

	  	
at 800-590-7868

	  	  	  	  	  
	  	  	  	  	  
	
292

	
Aero

	
First Westroads Bank

	
*

	
10855 West Dodge Road

	  	  	  	  	
Omaha, NE 68154

	  	  	  	  	
Kathy Hess

	  	  	  	  	
Ph 402-391-7204 Fax 402-391-2793

	  	  	  	  	  
	
293

	
Aero

	
Chase Bank

	
*

	
7 West Main Str, Riverhead, NY

	  	  	
10/15/2007

	  	
Teresa 312-954-3713

	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
294

	
Aero

	
Citizens Bank

	
*

	
1250 Baltimore Pike

	  	  	
Effective 8/16/02

	  	
Springfield, PA 19064

	  	  	  	  	
Lisa Carey-Kerr

	  	  	  	  	
Ph 610-328-2184  Fax 610-328-3363

	  	  	  	  	  
	
297

	
Aero

	
Comerica Bank

	
*

	
35795 Gratiot Avenue

	  	  	
12/12/05 rolled to bai reporting

	
Clinton Township, MI 48035

	  	  	  	  	
Gwen Rashid, Sharon

	  	  	  	  	
Ph 586-791-0801

	  	  	  	  	
fax 586-791-7112

	
299

	
Aero

	
Capital One

	
*

	
6920 Bluebonnett Blvd.

	  	  	  	  	
Baton Rouge, LA 70810

	  	  	
4/5/2009

	  	
Giatana White

	  	  	  	  	
Ph#504-533-5344 or 504-533-3016

	  	  	  	  	  
	
300

	
Aero

	
US

	
*

	
312 Raintree Rd.

	  	  	  	  	
Mankato, MN 56001

	  	  	
4/4/2011

	  	
Mary Kaisershot

	  	  	  	  	
Ph 507-387-9460

	  	  	  	  	
Rep Becky Matthews #314-418-2920

	
301

	
Aero

	
Wachovia

	
*

	
Wachovia consolidated accts

	  	  	
11/1/2005

	  	
any questions call Judy Goncalves at Wachovia

	  	  	  	  	
800-590-7868

	  	  	  	  	  
	  	  	  	  	  
	
302

	
Aero

	
Community Bank and Trust

	
*

	
1851 North Elm Street

	  	  	  	  	
Commerce, GA 30529

	  	  	  	  	
Melissa Morris

	  	  	  	  	
Ph 706-336-3202

	  	  	  	  	  
	
303

	
Aero

	
TCF National Bank

	
*

	
1801 Plymouth Road

	  	  	  	  	
Minnetonka, MN 55305-1963

	  	  	  	  	
John D Gahley

	  	  	  	  	
877-784-8239

	  	  	  	  	
612-333-2722

	
304

	
Aero

	
Bangor Savings Bank

	
*

	
687 Hogan Rd ,Bangor , ME 04401

	  	  	
9/12/2007

	  	
Ph: 207-942-4818

	  	  	  	  	
Fax: 207-942-4819

	  	  	  	  	
Cindy Stevens

	  	  	  	  	  
	
305

	
Aero

	
HSBC Bank

	
*

	
107 Oakdale Mall

	  	  	  	  	
Johnson City, NY 13790

	  	  	  	  	
Maryanne

	  	  	  	  	
Ph 607-798-8896

	  	  	  	  	
Fax 607-798-0354

	
306

	
Aero

	
US Bank

	
*

	
1350 Euclid Ave,

	  	  	
8/22/2007

	  	
Cleveland , OH 44115

	  	  	  	  	
Bath Ladd

	  	  	  	  	
216 902-7858 ph

	  	  	  	  	
216 623-9303 fax

	
307

	
Aero

	
Huntington National Bank

	
*

	
2055 Polaris Parkway

	  	  	  	  	
Columbus, OH 43240

	  	  	  	  	
Branch #614-480-0700

	  	  	  	  	
Fax #614-480-0706

	  	  	  	  	
Bank Officer Usha

	  	  	  	  	  
	
308

	
Aero

	
US Bank

	
*

	
P.O. Box 1800

	  	  	
Dec 05 rolled to TRECS

	  	
Saint Paul, Minnesota 55101-0800

	  	  	  	  	
1-800-872-2657

	  	  	
Formerly

	  	
Branch #314-487-6759

	  	  	
Firstar Bank

	  	
Fax #314-416-2570

	
309

	
Aero

	
Firstmerit Bank, N.A.

	
*

	
West River Office

	  	  	  	  	
1530 West River North

	  	  	  	  	
Elyria, OH 44035

	  	  	  	  	
Raymona Davis

	  	  	  	  	
330-996-6000

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
310

	
Aero

	
First Citizens Bank

	
*

	
1959 Valley View Blvd

	  	  	  	  	
Roanake, VA 24012

	  	  	  	  	
M. Beth Ruffing

	  	  	  	  	
PH 540-985-3270 Fax 540-985-3204

	  	  	  	  	  
	
311

	
Aero

	
Commerce Bank and Trust

	
*

	
3035 South Topeka

	  	  	  	  	
Topeka, Kansas 66611

	  	  	  	  	
Michael J. Province

	  	  	  	  	
Ph 785-228-7665 Fax 785-228-7684

	  	  	  	  	  
	
312

	
Aero

	
Key Bank

	
*

	
1080 McKinley Mall

	  	  	  	  	
Blasdell, NY 14219

	  	  	  	  	
Darlene

	  	  	  	  	
Ph 716-827-4488

	  	  	  	  	
Fax 716-824-1419

	
313

	
Aero

	
Bank North, N.A.

	
*

	
250 Maine Mall

	  	  	  	  	
So. Portland, ME 04106

	  	  	  	  	
Gwen Mercier

	  	  	
formely known as:

	  	
Ph 207-774-7675

	  	  	
Peoples Heritage Bank

	  	
Fax 207-828-2991

	
314

	
Aero

	
US Bank

	
*

	
P.O. Box 1800

	  	  	
Dec 05 rolled to TRECS

	  	
Saint Paul, Minnesota 55101-0800

	  	  	
Formerly

	  	
1-800-685-5065

	  	  	
Firstar Bank

	  	
Kym Owens

	  	  	  	  	
Ph 815-332-5834    Fax 815-332-4603

	
315

	
Aero

	
Associated Bank

	
*

	
6550 N. Illinois Street

	  	  	  	  	
Fairview Heights, IL 62208-2028

	  	  	  	  	
Joann Blank

	  	  	  	  	
Ph 618-622-4244  Fax 618-632-6663

	
316

	
Aero

	
Wachovia

	
*

	  
	  	  	
5/21/2006

	  	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
317

	
Aero

	
United National Bank

	
*

	
1079 Charleston Town Center Mall

	  	  	  	  	
Charleston, WV 25389

	  	  	  	  	
Karen Buckley

	  	  	  	  	
Ph 304-345-8550

	  	  	  	  	
Fax304-345-7621

	
318

	
Aero

	
US Bank

	
*

	
P.O. Box 1800

	  	  	
Dec 05 rolled to TRECS

	  	
Saint Paul, Minnesota 55101-0800

	  	  	
Formerly

	  	
1-800-685-5065

	  	  	
FirstStar Bank

	  	  
	  	  	  	  	  
	
319

	
Aero

	
Town & Country Bank

	
*

	
2501 W. Wabash Ave.

	  	  	  	  	
Springfield, IL 62704

	  	  	  	  	
Attn: Shannon G. Estes

	  	  	  	  	
Ph (217) 787-3100

	  	  	  	  	
Fax ( 217) 698-0303

	
330

	  	
US Bank

	
*

	
6320 W. Markham

	  	  	
Dec 05 rolled to  TRECS

	  	
Little Rock, AR 72205

	  	  	  	  	
Annabelle Cabrera

	  	  	  	  	
Ph 501-661-0536  Fax 501-661-1328

	  	  	  	  	  
	
331

	
Aero

	
Bank of America

	
*

	
Hanover Office

	  	  	
11/9/2005

	  	
1774 Washington Street

	  	  	  	  	
Hanover, MA 02339

	  	  	  	  	
Michelle C. Cardella

	  	  	  	  	
Ph 781-826-6660

	
332

	  	
Bank of America

	
*

	
6551 West 95th Street

	  	  	  	  	
Chicago Ridge, IL 60415

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext5760  fax#617-235-2580

	  	  	  	  	  
	
333

	
Aero

	
Huntington National Bank

	
*

	
4000 Pendleton Way

	  	  	  	  	
Indianapolis, IN 46226

	  	  	  	  	
Chris Shaw

	  	  	  	  	
Ph 317-269-4648, 800-284-4090

	  	  	  	  	
Fax #317-639-7260

	
334

	
Aero

	
Citizens National Bank

	
*

	
One Heritage Center

	  	  	
6/24/2006

	  	
855 Central Avenue

	  	  	  	  	
Ashland, KY 41105-2247

	  	  	  	  	
Pamela L. Fultz

	  	  	  	  	
Ph 606-920-7305 Fax 606-920-7350

	
335

	  	
PNC Bank

	
*

	
1637 North Memorial Drive

	  	  	  	  	
Lancaster, OH 43130

	  	  	  	  	
Fonda

	  	  	  	  	
Ph 740-687-1888  Fax 740-681-4083

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
336

	  	
First Commonwealth

	
*

	
Logan Valley Mall

	  	  	  	  	
Route 220 and Plank Road @ Goods Lane

	  	  	  	  	
Altoona, PA 16602

	  	  	  	  	
Karen or Cory

	  	  	  	  	
Ph 814-947-4904  Fax 814-946-4723

	
337

	
Aero

	
Sovereign Bank

	
*

	  
	  	  	  	  	  
	  	  	
2/14/2005

	  	  
	  	  	  	  	
1-877-768-1145

	  	  	  	  	  
	
338

	
Aero

	
PNC Bank

	
*

	
6020 West Jefferson Boulevard

	  	  	  	  	
Fort Wayne, IN 46804

	  	  	  	  	
Anita Moreno

	  	  	  	  	
Ph 260-434-0652  McBee 260-760-8444

	  	  	  	  	
Fax 219-434-0673

	
339

	  	
Bank of America

	
*

	
1 Main Street

	  	  	
11/9/2005

	  	
Leominster, MA 01453

	  	  	  	  	
Aphrodite

	  	  	  	  	
Ph 978-840-8321  Fax  978-537-2624

	  	  	  	  	  
	
340

	
Aero

	
US Bank

	
*

	
P.O. Box 1800

	  	  	
Dec 05 rolled to TRECS

	  	
Saint Paul, Minnesota 55101-0800

	  	  	
Formerly

	  	
1-800-685-5065

	  	  	
Firstar Bank

	  	  
	  	  	  	  	  
	
341

	
Aero

	
Fifth Third Bank

	
*

	
(Western Michigan)

	  	  	  	  	
1850 East Paris

	  	  	  	  	
Grand Rapids, MI 49546

	  	  	  	  	
231-798-4503 ph

	  	  	  	  	  
	
342

	
Aero

	
Susquehanna

	
*

	
2951 Whiteford Road

	  	  	  	  	
York, PA 17402

	  	  	  	  	
Bank Officer Wendy Tawney

	  	  	  	  	
Ph (717) 755-6414

	  	  	  	  	
Fax (717) 757-0097

	  	  	  	  	  
	
343

	  	
Wachovia Bank

	
*

	
828 Main Street

	  	  	  	  	
Lynchburg, VA 24504

	  	  	  	  	
Tim Holt

	  	  	
BAI in effect

	  	
Ph 434-522-4430  Fax 434-544-2682

	  	  	
2/1/2005

	  	  
	
344

	
Aero

	
Banknorth Massachusetts

	
*

	
660 Merrill Road

	  	  	  	  	
Pittsfield, MA 01201

	  	  	  	  	
Robin Sabato

	  	  	  	  	
Ph 413-499-7687

	  	  	  	  	
Fax 413-499-1684

	
346

	
Aero

	
PNC Bank

	
*

	
6300 Robinson Centre Drive

	  	  	
 

	  	
Pittsburgh, PA  15205

	  	  	  	  	
Ph. 412-787-5700

	  	  	  	  	
Fax. 412-787-5252

	  	  	  	  	
Branch Mgr. Janet E. Lipartia

	  	  	  	  	  
	  	  	  	  	  
	
347

	
Aero

	
Wayne Bank

	
*

	
600 Stroud Mall

	  	  	  	  	
Stroudsburg, PA 18360

	  	  	  	  	
Diane Oney

	  	  	  	  	
Ph 570-424-3330

	  	  	  	  	
Fax 570-424-3335

	
348

	
Aero

	
Bank of America

	
*

	
Mail Stop: CT EH NB00329

	  	  	  	  	
1201 Boston Post Road

	  	  	  	  	
Milford, CT 06460

	  	  	
11/9/2005

	  	
Terry MacPhail

	  	  	  	  	
Ph 203-882-7050

	  	  	  	  	
Fax 203-882-7121

	
349

	
Aero

	
Sovereign Bank

	
*

	
1665 State Hill Road M3

	  	  	  	  	
Wyomossing, PA 19610

	  	  	  	  	
Attn: Angie Lattanzio

	  	  	  	  	
Ph (610) 320-7543

	  	  	  	  	
Fax (610) 375-2244

	  	  	  	  	  
	
351

	
Aero

	
Citizens Bank

	
*

	
The Plaza at King of Prussia

	  	  	
Effective 8/16/02

	  	
King Prussia, PA 19406

	  	  	  	  	
Attn : Palma Salvucci

	  	  	  	  	
Ph ( 610 ) 265-3955

	  	  	  	  	
Fax ( 610 ) 337-5965

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
353

	
Aero

	
First Midwest Bank, N.A.

	
*

	
320 West Kimberly Road

	  	  	  	  	
Davenport, Iowa 52806

	  	  	  	  	
Patricia Duda

	  	  	  	  	
Ph 319-333-4672

	  	  	  	  	
Fax 319-333-4679

	
354

	
Aero

	
Wells fargo Bank

	
*

	
4575 16th Street

	  	  	  	  	
Moline, IL 61265

	  	  	  	  	
Patti Caulkins

	  	  	
merged on 12/8/2007

	  	
Ph 309-757-4808  Fax 309-757-4819

	  	  	  	  	  
	
355

	
Aero

	
KeyBank

	
*

	
4565 Eastgate Blvd.

	  	  	  	  	
Cincinnati, OH 45245

	  	  	  	  	
Attn: Raylina Lillich

	  	  	  	  	
Ph ( 513 ) 752-1781

	  	  	  	  	  
	
356

	
Aero

	
BB&T

	
*

	
497 Southpark Circle

	  	  	
as of 10/14/03

	  	
Colonial Heights, VA 23834

	  	  	  	  	
Attn: Susan B.Webb

	  	  	  	  	
Ph ( 804 ) 526-0772

	  	  	  	  	
Fax (804 ) 520-8384

	
357

	
Aero

	
Nextier Bank

	
*

	
196 Clearview Circle

	  	  	  	  	
Butler, PA 16001

	  	  	
bank name changed

	  	
Attn: Beth Swartz

	  	  	
5/15/2006

	  	
724-283-5317

	  	  	  	  	
fax no. 724-283-2488

	
358

	
Aero

	
Wells Fargo

	
*

	
6940 O Street

	  	  	
as of 12/08/04

	  	
Lincoln, NE  68516

	  	  	  	  	
Ph. 402-434-6141

	  	  	  	  	
Fax. 402-434-6151

	  	  	  	  	
Branch Mgr. Jon Whitmire

	  	  	  	  	  
	
359

	
Aero

	
Peoples United

	
*

	
THIS SMALL BRANCH CLOSE ON MAY 08'

	  	  	  	  	
150 Bank Street

	  	  	
7/16/2010

	  	
Burlington, VT 05402

	  	  	  	  	
IF YOU NEED HELP CALL CUSTOMER SERVICE

	  	  	  	  	
1-800-545-2236

	
360

	
Aero

	
Ameriserv

	
*

	
734 South Atherton St.

	  	  	  	  	
State College, PA 16801-4628

	  	  	  	  	  
	  	  	
4/24/2009

	  	
Branch#800-837-2265 (5401)

	  	  	  	  	
Ph# 814-235-6809

	
361

	
Aero

	
First American Bank

	
*

	
261 South Western Ave

	  	  	  	  	
Carpentersville, IL 60110

	  	  	  	  	
Attn: Erin Caudill

	  	  	  	  	
Ph (847)551-4416 Ext 103

	  	  	  	  	
Fax (847) 426-1066

	
362

	
Aero

	
Bank of America

	
*

	
601 Donald Lynch Boulevard

	  	  	
11/9/2005

	  	
Marlboro, MA 01752

	  	  	  	  	
Attn: Beverly G. Brown

	  	  	  	  	
Ph (508) 303-0737

	  	  	  	  	
Fax (508) 303-6501

	  	  	  	  	  
	
363

	
Aero

	
Wachovia

	
*

	
3275 Bufford Drive

	  	  	  	  	
Buford, GA. 30519

	  	  	  	  	
Attn: Audrey Thorson

	  	  	  	  	
Ph (770) 831-2968

	  	  	  	  	  
	
364

	
Aero

	
Associated Bank

	
*

	
201B Northwoods Mall

	  	  	  	  	
Peoria, IL 61613

	  	  	  	  	
Attn: Marva Grant

	  	  	  	  	
Ph (309) 688-3404

	  	  	  	  	
Fax (309) 688-5088

	
365

	
Aero

	
Key Bank National Association

	
*

	
1920 Tiffin Avenue

	  	  	  	  	
Findlay, OH 45840

	  	  	  	  	
Attn: Dagne M. Lazenby

	  	  	  	  	
Ph (419) 423-3212

	  	  	  	  	
Fax (419) 419-3216

	  	  	  	  	  
	
366

	
Aero

	
M & I Bank

	
*

	
500 3rd Street

	  	  	  	  	
Wausau, WI 54402

	  	  	  	  	
Attn: Pat Krohn

	  	  	  	  	
Ph (715)847-4292

	  	  	  	  	
Fax (715) 847-4328

	  	  	  	  	  
	
367

	
Aero

	
JP Morgan Chase

	
*

	
4512  24th Ave

	  	  	  	  	
Fort Gratiot, MI 48059

	  	  	  	  	
Attn: Sandra Varney

	  	  	  	  	
Ph (810) 385-5311 or 1-800-225-5623

	  	  	  	  	
Fax (810) 385-4430

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	  	  	  	  	  
	
368

	
Aero

	
M & T Trust Company

	
*

	
Susquehanna Valley Mall A-1

	  	  	  	  	
Sellingsgrove, PA 17870

	  	  	  	  	
Attn: Sandy Krehel

	  	  	  	  	
Ph (570) 374-8108

	  	  	  	  	
Fax: (570) 374-6232

	
369

	  	
US Bank

	
*

	
300 Prairie Center Drive

	  	  	
Dec 05 rolled to TRECS

	  	
Eden Prairie, MN 55344

	  	  	  	  	
Casey Stowman

	  	  	  	  	
Ph 952-942-2860  Fax 952-942-2865

	  	  	  	  	  
	
370

	
Aero

	
TD  Bank

	
*

	
277 Sheep Davis Rd.

	  	  	  	  	
Concord, NH 03301

	  	  	  	  	
Attn: Beth Haggett

	  	  	  	  	
Ph (603) 229-5967

	  	  	  	  	
Fax (603) 229-5977

	
371

	
Aero

	
HSBC

	
*

	
1218 Arsenal Street

	  	  	  	  	
Watertown, NY 13601

	  	  	
9/29/2003

	  	
Margaret Farone

	  	  	  	  	
Ph 315-785-3640 Fax 315-785-0871

	  	  	  	  	  
	
372

	
Aero

	
Community Bank N.A.

	
*

	
Champlain Center

	  	  	  	  	
60 Smithfield Blvd. Suite 50

	  	  	  	  	
Plattsburgh, NY 12901

	  	  	  	  	
Attn: Kristina Melhorn

	  	  	  	  	
Ph (518) 561-8770

	  	  	  	  	
Fax (518) 561-9240

	  	  	  	  	  
	
373

	  	
Fifth Third Bank

	
*

	
7840 Mall Road

	  	  	
12/12/2005

	  	
Florence, KY 41042

	  	  	
rolled to bai reporting

	  	
Nancie Lane

	  	  	  	  	
Ph 859-371-6626  Fax 859-371-8140

	  	  	  	  	  
	
374

	
Aero

	
First National Bank

	
*

	
2406 Grand Avenue

	  	  	  	  	
Ames, IA 50010

	  	  	  	  	
Attn: Kathy Dunham

	  	  	  	  	
Ph #515-232-5569

	  	  	  	  	  
	  	  	  	  	  
	
375

	
Aero

	
TD Bank

	
*

	
2417 Park Avenue

	  	  	  	  	
Palmer, PA 18045

	  	  	
8/30/2009

	  	
Roe Maver or Michelle

	  	  	  	  	
Ph (610) 923-5143

	  	  	  	  	
Fax (610) 923-6059

	  	  	  	  	  
	
376

	
Aero W

	
Commerce Bank-WEST

	
*

	
727 Poyntz Avenue

	  	  	  	  	
Manhattan, KS 66502

	  	  	  	  	
Attn: Carrie Struble

	  	  	  	  	
Ph (785) 587-1523

	  	  	  	  	
Fax (785) 587-1586

	  	  	  	  	  
	
377

	
Aero

	
BB&T

	
*

	
Attn: Steven Bartlett

	  	  	  	  	
Ph (502) 810-0400

	  	  	
formerly

	  	
Fax (502) 810-0426

	  	  	
Bank of Loiusville

	  	  
	  	  	  	  	  
	  	  	  	  	  
	
378

	
Aero

	
Peoples United

	
*

	
University Mall

	  	  	  	  	
155 Dorset Street

	  	  	
7/16/2010

	  	
South Burlington, VT 05401

	  	  	  	  	
Ph 802-658-1444  Fax 802-863-2295

	  	  	  	  	  
	
379

	  	
Bank of America

	
*

	
99 Rockingham Park Blvd.

	  	  	
11/9/2005

	  	
Salem, NH 03079

	  	  	  	  	
Gary Rockwell

	  	  	
kansas

	  	
Ph 603-894-5882  Fax 603-890-4935

	  	  	  	  	  
	
380

	  	
US Bank

	
*

	
P.O. Box 1800

	  	  	
Dec 05 rolled to TRECS

	  	
Saint Paul, Minnesota 55101-0800

	  	  	  	  	
1-800-673-3555

	  	  	  	  	  
	  	  	  	  	  
	
381

	  	
Ameriserv Financial

	
*

	
500 Galleria Drive Suite 100

	  	  	  	  	
Johnstown, PA 15904

	  	  	  	  	
Nanette Richey

	  	  	  	  	
Ph 814-269-3815 Fax 814-266-2037

	  	  	  	  	  
	
382

	  	
Regions Bank

	
*

	
5901 University Drive

	  	  	  	  	
Huntsville, AL 35806

	  	  	  	  	
Beth Carter

	  	  	  	  	
Ph 256-551-7101  Fax 256-551-7107

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
383

	  	
TrustCo Bank

	
*

	
93 W. Campbell Road

	  	  	  	  	
Schenectady, NY 12306

	  	  	  	  	
Carol Townsend

	  	  	  	  	
Ph 518-377-2393

	  	  	  	  	  
	
384

	  	
US Bank

	
*

	
P.O. Box 1800

	  	  	
Dec 05 rolled to TRECS

	  	
Saint Paul, Minnesota 55101-0800

	  	  	
Formerly

	  	
1-800-673-3555

	  	  	
Firstar Bank

	  	  
	  	  	  	  	  
	
385

	  	
Regions Bank

	
*

	
5025 Hinkleville Road

	  	  	  	  	
Paducah, KY 42001

	  	  	  	  	
Tammy Brasher

	  	  	  	  	
Ph 270-441-1552  Fax 270-443-2909

	  	  	  	  	  
	
386

	  	
Key Bank

	
*

	
1475 Upper Valley Pike

	  	  	  	  	
Springfield, OH 45504

	  	  	  	  	
Julie Mills

	  	  	  	  	
Ph 937-328-3111  Fax 937-328-3103

	  	  	  	  	  
	
387

	  	
BB &T Bank

	
*

	
2082 South Pleasant Valley Road

	  	  	  	  	
Winchester, VA 22601

	  	  	  	  	
Sandy Hill

	  	  	  	  	
Ph 540-723-4725

	  	  	  	  	
apple blossom branch @ mall closed

	
388

	
Aero

	
US Bank

	
*

	
6301 University Avenue

	  	  	
Dec 05 rolled to TRECS

	  	
Cedar Falls, IA 50613

	  	  	  	  	
Cindy Rindels

	  	  	  	  	
Ph 319-266-9384  Fax 319-277-8723

	  	  	  	  	  
	
389

	  	
First Tennessee Bank

	
*

	
2750 N. Germantown Pkwy

	  	  	  	  	
Memphis, TN 38133

	  	  	  	  	
Joy Panyanouvong

	  	  	  	  	
Ph 901-387-3800  Fax 901-387-3817

	  	  	  	  	  
	
390

	  	
Wachovia Bank

	
*

	
408 S. Irby Street

	  	  	  	  	
Florence, SC 29501

	  	  	  	  	
Larry Welch

	  	  	  	  	
Ph 843-664-4093

	  	  	  	  	  
	
391

	  	
PNC Bank

	
*

	
1192 Route 22 East

	  	  	
3/22/2004

	  	
Phillipsburg, NJ 08865

	  	  	  	  	
Kimberly Roth

	  	  	  	  	
Ph 908-859-9509  Fax 908-213-0921

	  	  	  	  	  
	
392

	  	
Wells Fargo Bank

	
*

	
432 South Gammon Road

	  	  	  	  	
Madison, WI 53719

	  	  	  	  	
Kevin J. Huff

	  	  	  	  	
Ph 608-827-2853  Fax 608-833-6803

	  	  	  	  	  
	
393

	  	
Wells Fargo Bank

	
*

	
1700 Dr. ML King Jr. Drive

	  	  	  	  	
Racine, WI 53404

	  	  	  	  	
Karen Wilson

	  	  	  	  	
Ph 262-631-1389  Fax  262-637-0823

	  	  	  	  	  
	
394

	  	
Fifth Third Bank

	
*

	
9690 Colerain Avenue

	  	  	
12/12/05  rolled to bai reporting

	
Cincinnati, OH 45251

	  	  	  	  	
Doug Greulich

	
 

	
Ph 513-923-4790 Fax 513-245-1038

	  	  	  	  	  
	
395

	
Aero E

	
TD Banknorth

	
*

	
765 Route 18

	  	  	  	  	
East Brunswick, NJ 08816

	  	  	
merged 11/1/08

	  	
Erika Shanoff

	  	  	  	  	
Ph 732-698-1184  Fax 732-698-1420

	  	  	  	  	  
	
396

	  	
Huntington National Bank

	
*

	
3931 Morse Crossing

	  	  	  	  	
Columbus, OH 43219

	  	  	  	  	
Jonathan Mollory

	  	  	  	  	
Ph 614-480-0100  Fax 614-331-5506

	  	  	  	  	  
	
397

	  	
Chase

	
*

	
895 Hebron Road

	  	  	  	  	
Heath, OH 43056

	  	  	
formerly

	  	
Michael Schenk

	  	  	
Bank One

	  	
Ph 740-522-3121

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
398

	  	
Bank of America

	
*

	
141 South Rock Road

	  	  	  	  	
Wichita, KS 67207

	  	  	  	  	
Vickie Haskell

	  	  	  	  	
Ph 316-261-2309  Fax 316-683-2276

	  	  	  	  	  
	
399

	  	
Bank of America

	
*

	
2733 Midwestern Parkway

	  	  	
11/9/2005

	  	
Wichita Falls, TX 76308

	  	  	  	  	
Michael Hull

	  	  	  	  	
Ph 940-696-7720  800-432-1000 Fax 940-696-7752

	  	  	  	  	  
	
439

	
Aero

	
Frost

	
*

	
221 Wonder World Drive

	  	  	  	  	
San Marcos, TX 78666

	  	  	
9/15/2009

	  	
Barbara Castleberry

	  	  	
temp store

	  	
Ph#512-393-5647

	  	  	  	  	
Fax#512-393-5721

	
440

	
Aero

	
Hills Bank & Trust

	
*

	
1009 2nd Street

	  	  	  	  	
Coralville, IA 52241

	  	  	
10/23/2003

	  	
Stacia Jelmeland

	  	  	  	  	
Ph 319-351-8000  Fax 319-351-2529

	  	  	  	  	  
	
441

	
Aero

	
Athens First Bank & Trust Company

	
*

	
4000 Atlanta Hwy

	  	  	  	  	
Athens, GA 30622

	  	  	
12/10/2006

	  	
Eric Quillian

	  	  	  	  	
706-357-7122

	  	  	  	  	
706-357-7123 fax

	
442

	  	
Chase Bank

	
*

	
3250 Rebecca Lane

	  	  	  	  	
Abilene, TX 79606

	  	  	  	  	
Josephine Leal

	  	  	  	  	
Ph 915-674-3900  Fax 915-698-9266

	  	  	  	  	  
	
443

	  	
UMB Bank

	
*

	
20652 West 151st Street

	  	  	  	  	
Olathe, KS 66061

	  	  	  	  	
Linda Sutherland

	  	  	  	  	
Ph 913-780-1119  Fax 913-780-1331

	  	  	  	  	  
	
444

	  	
BancorpSouth

	
*

	
5111 Rogers Avenue, #16

	  	  	  	  	
Fort Smith, AR 72903

	  	  	  	  	
Sue Crowly

	  	  	  	  	
Ph 479-484-4450  Fax 501-452-2009

	  	  	  	  	  
	
445

	  	
Regions Bank

	
*

	
420 Mary Esther Blvd.

	  	  	  	  	
Mary Esther, FL 32569

	  	  	
4/4/2011

	  	
Angel Babula

	  	  	  	  	
Ph 850-833-8222

	  	  	  	  	  
	
446

	  	
Comerica Bank

	
*

	
1620 W. Michigan Avenue

	  	  	
12/12/05 rolled to bai reporting

	
Jackson, MI 49202

	  	  	  	  	
Diane Toland

	  	  	  	  	
Ph 517-788-5144  Fax  517-788-5363

	  	  	  	  	  
	
447

	  	
Comerica

	
*

	
2615 Lake Lansing Rd.

	  	  	  	  	
Lansing, MI 48912

	  	  	
3/6/2009

	  	
Korey Kuhl

	  	  	  	  	
ph#517-367-8034

	  	  	  	  	
fax#517-367-8039

	
448

	
Aero

	
UMB Bank

	
*

	
2079 Penn Square

	  	  	  	  	
Oklahoma City, OK 73118

	  	  	  	  	
Hayley Land

	  	  	  	  	
Ph 405-239-5800

	  	  	  	  	  
	
449

	  	
First American Bank

	
*

	
3205 Mall Loop Drive

	  	  	  	  	
Joliet, IL 60431

	  	  	  	  	
Kari Fitzmaurice

	  	  	  	  	
Ph 815-439-4901 x 103  Fax 815-439-4910

	  	  	  	  	  
	
450

	  	
Wells Fargo

	
*

	
200 33rd Ave. S

	  	  	  	  	
St. Cloud, MN 56301

	  	  	
5/31/10

	  	
Pat Barclay

	  	  	  	  	
Ph#303-470-8908

	  	  	  	  	
branch #320-203-4200

	
451

	  	
Regions Bank

	
*

	
601 East Main Street

	  	  	  	  	
Carbondale, IL 62901

	  	  	  	  	
Paula Buristsch

	  	  	  	  	
Ph  618-529-2700

	  	  	  	  	  
	
452

	
Aero W

	
Bank of America

	
*

	
100 Ellinwood Way, Suite 250

	  	  	
11/9/05

	  	
Pleasant Hill, CA 94523

	  	  	  	  	
Jade Jones

	  	  	  	  	
1-800-678-1433

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
453

	  	
Bank of America

	
*

	
291 Barnstable Road

	  	  	
9-Nov

	  	
Hyannis, MA 02601

	  	  	  	  	
Kissi Johnson-Brown

	  	  	  	  	
Ph  508-790-8124  Fax  508-790-8125

	  	  	  	  	  
	
454

	  	
Huntington Bank

	
*

	
3160 S. Airport Road West

	  	  	  	  	
Traverse City, MI 49684

	  	  	  	  	
Carol Jenkins

	  	  	  	  	
Ph 231-922.5760  Fax 231-922-5774

	  	  	  	  	
banking center 231-922-5607

	
455

	  	
Webster Bank

	
*

	
50 Freshwater Blvd.

	  	  	  	  	
Enfield, CT 06082

	  	  	  	  	
Alex Martin

	  	  	  	  	
Ph 860-253-6122  Fax 860-253-6151

	  	  	  	  	
1-800-325-2424

	
456

	  	
Bank of America

	
*

	  
	  	  	  	  	
863-816-1610

	  	  	
Kansas

	  	
888-287-4637

	  	  	  	  	  
	  	  	  	  	  
	
457

	  	
Huntington Bank

	
*

	
3573 Maple Avenue

	  	  	  	  	
Zanesville, OH 43701

	  	  	  	  	
Tina Dingey

	  	  	  	  	
Ph 740-455-7059  Fax 740-455-5707

	  	  	  	  	
800-480-2001

	
458

	  	
PNC Bank

	
*

	
12353 James Street

	  	  	  	  	
Holland, MI 49424

	  	  	  	  	
Mary Lou Callan

	  	  	  	  	
Ph  616-394-7086  Fax  616-394-4788

	  	  	  	  	
Branch # 616-394-9800

	
459

	  	
Citizens Union Bank

	
*

	
1704 N. Dixie Hwy

	  	  	  	  	
Elizabethtown, KY 42701

	  	  	  	  	
Heidi Meredith

	  	  	  	  	
Ph 270-763-8168  Fax  270-763-8170

	  	  	  	  	  
	
460

	  	
Bank Mutual

	
*

	
2111 Holiday Drive

	  	  	
3/15/2007

	  	
Janesville, WI 53545

	  	  	  	  	
Russann Mcmanus

	  	  	  	  	
608-756-2336 ph

	  	  	  	  	
608-756-0204 fax

	
461

	  	
US Bank

	
*

	
3060 William Street

	  	  	
Dec 05 rolled to TRECS

	  	
Cape Girardeau, MO 63703

	  	  	  	  	
Carol Schmidt

	  	  	  	  	
Ph #573-986-5000

	  	  	  	  	
1-800-872-2657

	
462

	  	
PNC Bank

	
*

	
Route 6 Scranton Carbondale Highway

	  	  	  	  	
Scranton, PA 18508

	  	  	  	  	
Carol Milani

	  	  	  	  	
Ph 570-961-7298 Fax 570-961-6402

	  	  	  	  	  
	
463

	  	
Fall River Five Bank

	
*

	
Routh 118 Swansea Mall Drive

	  	  	  	  	
Swansea, MA 02777

	  	  	  	  	
Kevin Michalski

	  	  	  	  	
Ph. 774-888-6342

	  	  	  	  	
Fax. 774-888-6475

	
464

	  	
Chemical Bank

	
*

	
3533 E. Wilder Road

	  	  	  	  	
Bay City, Michigan 48706

	  	  	  	  	
Barbara Benford

	  	  	  	  	
Ph 989-894-9898  Fax 989-894-9895

	  	  	  	  	  
	
465

	  	
Comerica Bank

	
*

	
5510 W. Saginaw

	  	  	
12/12/05 rolled to bai reporting

	
Lansing, MI 48917

	  	  	  	  	
Jennifer Sherwood

	  	  	  	  	
Ph 517-886-0226

	  	  	  	  	  
	
466

	  	
Southern Michigan Bank & Trust

	
*

	
5350 E. Beckley Road

	  	  	  	  	
Battle Creek, MI 49015

	  	  	  	  	
Jean-Marie Warren

	  	  	  	  	
Ph 517-279-5500

	  	  	  	  	  
	
467

	  	
Regions

	
*

	
128 North 2nd Street

	  	  	  	  	
Clarksville, TN 37040

	  	  	  	  	
Lisa Crabtree

	  	  	
merged AmSouth 12/7/07

	  	
Ph 931-553-5201 Ph 931-5201

	  	  	  	  	  
	
468

	  	
Banknorth

	
*

	
1800 Boston Road

	  	  	  	  	
Springfield, MA 01129

	  	  	  	  	
Diane Ryan

	  	  	  	  	
Ph 413-748-8525  Fax 413-543-0714

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
469

	  	
US Bank

	
*

	
105 North Rangeline Road

	  	  	
Dec 05 rolled to TRECS

	  	
Joplin, MO 64801

	  	  	  	  	
Chrys Wehmeyer

	  	  	  	  	
Ph 417-623-5677  Fax 417-623-5961

	  	  	  	  	  
	
470

	  	
First Tennessee Bank

	
*

	
12 Nortgate Park

	  	  	  	  	
Chattanooga,TN 37415

	  	  	  	  	
Mona Lamb

	  	  	  	  	
Ph 423-870-3160  Fax 423-870-3166

	  	  	  	  	
423-757-4720 order deposit slips

	
471

	  	
Frost National Bank

	
*

	
4200 South Hulen

	  	  	  	  	
Forth Worth, TX 76109

	  	  	  	  	
Karen Duvall or Roxanne

	  	  	  	  	
Ph#817-420-5200

	  	  	  	  	
fax#817-420-5230

	
472

	  	
Frost National Bank

	
*

	
6115 Camp Bowie Blvd.

	  	  	  	  	
Forth Worth, TX 77062

	  	  	  	  	
Michala Freeman

	  	  	  	  	
Ph 817-420-5025  Fax 817-420-5277

	  	  	  	  	
ph 817-420-5195 Vallery

	
473

	  	
Bank of America

	
*

	
39 Main Street

	  	  	
11/9/2005

	  	
Watertown, MA 02472

	  	  	  	  	
Shamci Ghaffari

	  	  	  	  	
Ph 617-972-1606  Fax 617-923-4623

	  	  	  	  	  
	
474

	  	
Associated Bank

	
*

	
206 South Broadway

	  	  	  	  	
Rochester, MN 55904

	  	  	  	  	
Brenda Schuler, Bernie LeCrone (Contact)

	  	  	  	  	
Ph 507-285-2626

	  	  	  	  	  
	
475

	
Aero

	
Bank of America

	
*

	
301 N. Main Street

	  	  	  	  	
Anderson, SC 29621

	  	  	
open in Kansas

	  	
Diane Smith

	  	  	  	  	
Ph 864-231-5843

	  	  	  	  	
Clark American deposit slips 800-234-6147

	
476

	  	
Bank of America

	
*

	
1400 Hancock Street

	  	  	
11/9/2005

	  	
Quincy, MA 02169

	  	  	  	  	
Kathy Egan-Casy

	  	  	  	  	
Ph 617-434-7731

	  	  	  	  	  
	
477

	  	
Bank of America

	
*

	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
478

	  	
ColeTaylor Bank

	
*

	
One Yorktown Center

	  	  	  	  	
Lomboard, IL 60148

	  	  	  	  	
Barbara Kopp

	  	  	  	  	
Ph 630-932-3101      Fax 630-629-8338

	  	  	  	  	  
	
479

	
Aero

	
Chase

	
*

	
1100 Pecanland Road

	  	  	  	  	
Monroe, LA 71203

	  	  	
formerly

	  	
Patsy Schmittzehe

	  	  	
Bank One

	  	
Ph 318-345-7710

	  	  	  	  	  
	
481

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	  	  	
Wichita, KS 67202

	  	  	
kansas

	  	
Melissa Wolverton

	  	  	  	  	
888-852-5000

	  	  	  	  	
800-234-6147 Business Solutions

	
482

	  	
Wachovia

	
*

	
207 Neshaminy Mall

	  	  	  	  	
Bensalem, PA 19020

	  	  	  	  	
Joseph Knight

	  	  	  	  	
Ph 215-396-4405  Fax 215-355-0547

	  	  	  	  	  
	
483

	  	
Wachovia

	
*

	
4560 Capital Blvd.

	  	  	  	  	
Raleigh, NC 27604

	  	  	  	  	
Melanie

	  	  	  	  	
919-571-3889

	  	  	  	  	  
	
484

	  	
Wachovia

	
*

	
6301 W. New Berry Road

	  	  	  	  	
Gainsville, FL 32605

	  	  	  	  	
Ph 352-335-3480  Fax 352-335-3484

	  	  	  	  	  
	
485

	  	
Legacy Bank of Texas

	
*

	
5000 Legacy Drive, Suite 120

	
 

	  	  	  	
Plano, TX 75024

	  	  	  	  	
Elisa Arellano

	  	  	  	  	
Ph 972-461-7009  Fax 972-461-7020

	  	  	  	  	  
	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
486

	
Aero

	
RBC

	
*

	
2085 East University Drive

	  	  	  	  	
Auburn, AL 36830

	  	  	
6/20/2008

	  	
Lee Oliver

	  	  	  	  	
Ph 334-826-1150 Fax 334-826-2064

	  	  	  	  	  
	
487

	  	
Wachovia

	
*

	
9420 Pineville Matthews Road

	  	  	  	  	
Pineville, NC 28134

	  	  	  	  	  
	  	  	  	  	
Ph 704-373-6320  Fax 704-383-5952

	  	  	  	  	  
	
488

	  	
Comerica Bank

	
*

	
4200 S. Cooper Street

	  	  	
12/12/05 rolled to bai reporting

	
Arlington, TX 76015

	  	  	  	  	
Karen

	  	  	  	  	
Ph 817-276-7200  Fax 817-276-7236

	  	  	  	  	  
	
489

	  	
US Bank

	
*

	
5000 Frederica Street

	  	  	
Dec 05 rolled to TRECS

	  	
Owensboro, KY 42301

	  	  	  	  	
Scott Tucker

	  	  	  	  	
Ph 270-926-5270  Fax 270-926-5272

	  	  	  	  	  
	
490

	  	
PNC Bank

	
*

	
201 South Broad Street

	  	  	  	  	
Grove City, PA 16127

	  	  	  	  	
Karen

	  	  	  	  	
Ph 724-458-9250  Fax 724-458-0567

	  	  	  	  	  
	
491

	  	
PNC Bank

	
*

	
1449 S. Potomac Street

	  	  	  	  	
Hagerstown, MD 21740

	  	  	  	  	
Shannon Eikelberger

	  	  	
merged with Fidelity Bank on 09/12/07

	
Ph 301-745-5833  Fax 301-745-4952

	  	  	  	  	  
	
492

	  	
Frost Bank

	
*

	
221 Wonder World Drive

	  	  	  	  	
San Marcos, TX 78667

	  	  	  	  	
Barbara Castleberry

	  	  	  	  	
Ph 512-393-5647 800-562-6732  Fax 512-393-5721

	  	  	  	  	  
	
493

	  	
The Bank of Delmarva

	
*

	
4575 Highway 1, Suite 80

	  	  	  	  	
Rehoboth Beach, DE 19971

	  	  	  	  	
Dorene Walton

	  	  	  	  	
Ph  302-226-8900  Fax 302-226-8558

	  	  	  	  	  
	
494

	  	
Suntrust Bank

	
*

	
180 East Market Street

	  	  	  	  	
Harrisonburg, VA 22801

	  	  	  	  	
Yvonne Smith

	  	  	  	  	
Ph 540-568-1015  Fax 540-568-1099

	
505

	
Aero

	
Citizens National Bank

	
*

	
200 Fork at the River Pkwy

	  	  	
11/4/2005

	  	
Seviereville, TN  37862

	  	  	  	  	
Robin Young

	  	  	  	  	
Ph.  865-429-7560 or 453-9031 Main

	  	  	  	  	
Fax 865-429-7906

	
506

	  	
Citizen's Bank

	
*

	
3390 East State Str

	  	  	  	  	
Hermitage, PA 16148

	  	  	
8/19/2006

	  	
Jennifer Cochina

	  	  	  	  	
ph 724-983-0500

	  	  	  	  	
fax 724-983-1447

	
507

	  	
PNC Bank

	
*

	
2629 Scotttsville Road

	  	  	  	  	
Bowling Green, Ky 42102

	  	  	
National City Bank

	  	
Faye Griffith , Kay Madison

	  	  	  	  	
Ph 270-745-9302   Fax 270-745-9310

	
508

	  	
Wachovia

	
*

	
Caroline Forrest Financial Center

	  	  	
10/19/2005

	  	
3766 Renee Drive

	  	  	  	  	
Myrtle Beach, SC  29579

	  	  	  	  	
Jean Martin

	  	  	  	  	
Ph.  843-903-5359

	
509

	  	
Johnson Bank

	
*

	
7500 Green Bay Road

	  	  	  	  	
Kenosha, WI 53142

	  	  	  	  	
Pauline Holtz-McGaughy

	  	  	  	  	
Ph 262-697-7500  Fax 262-697-7520

	  	  	  	  	  
	
510

	  	
Fifth Third Bank

	
*

	
1 Fayette Center

	  	  	
12/12/05 rolled to bai reporting

	
Washington Court House, OH 43160

	  	  	  	  	
Jesse Jamison

	  	  	  	  	
Ph 740-948-9488  Fax 740-948-9484

	  	  	  	  	  
	
511

	  	
PNC Bank

	
*

	
12010 Church Street

	  	  	  	  	
Birch Run, MI 48415

	  	  	  	  	
Connie Tackebury

	  	  	  	  	
Ph 989-797-9277  Fax 989-797-9282

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
512

	  	
M & T Bank

	
*

	
2443 Military Road

	  	  	  	  	
Niagara Falls, NY 14304

	  	  	  	  	
Kerry White

	  	  	  	  	
Ph 716-297-1880  Fax 716-290-1218

	  	  	  	  	
1-800-724-2440

	
513

	  	
Queenstown Bank of MD

	
*

	
223 Chesapeake Village Road

	  	  	  	  	
Queenstown, MD 21658

	  	  	  	  	
Janet Such

	  	  	  	  	
Ph 410-827-5101 Fax 410-827-3370

	  	  	  	  	  
	
514

	
Aero

	
Sun Trust Bank

	
*

	
7677 Dr. Phillips Blvd

	  	  	
as of 12/08/04

	  	
Orlando, FL  32819

	  	  	  	  	
Ph.  407-354-1398 *4

	  	  	  	  	
Branch Mgr. Kim Mendel

	
515

	  	
Bank of America

	
*

	
54 Full St.

	  	  	  	  	
Seneca Falls, NY 13148

	  	  	  	  	
Anute Boonyachai

	  	  	
5/1/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	  	  	  	  	  
	
516

	  	
Harris Bank Huntley

	
*

	
10604 Route 47

	  	  	  	  	
Huntley, IL 60142

	  	  	  	  	
Anne Grasser

	  	  	  	  	
Ph 847-669-5151  Fax 847-669-5191

	  	  	  	  	  
	
517

	
Aero

	
BB&T

	
*

	
1201 Norwood Street

	  	  	
as of 10/14/03

	  	
Christiansburg, VA 24073

	  	  	  	  	
Rachel Lee

	  	  	  	  	
Ph 540-381-5710 Fax 540-382-8813

	  	  	  	  	  
	
518

	
Aero

	
Fifth Third Bank

	
*

	
6488 South Westnedge Avenue

	  	  	
12/12/05 rolled to bai reporting

	
Portage, MI 49002

	  	  	  	  	
Linda Fricke

	  	  	  	  	
Ph 269-329-5815 Fax 269-329-6002

	  	  	  	  	  
	
519

	
Aero

	
M & T Bank

	
*

	  
	  	  	  	  	  
	  	  	
10/19/2007

	  	  
	  	  	  	  	  
	  	  	  	  	  
	
520

	
Aero

	
Suntrust Bank

	
*

	
10170 Brook Road

	  	  	  	  	
Glen Allen, VA 23059

	  	  	
4/4/2003

	  	
Kathy Bronson

	  	  	  	  	
Ph 804-264-4199  Fax 804-819-6035

	  	  	  	  	  
	
521

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
5/14/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
522

	
Aero

	
M & I Bank

	
*

	
5454 South 76th Street

	  	  	  	  	
Greendale, WI 53129

	  	  	
4/11/2003

	  	
Barbara Manthey

	  	  	  	  	
Ph 414-423-2380  Fax 414-423-2387

	  	  	  	  	  
	
523

	
Aero

	
JP Morgan Chase

	
*

	
5307 E. 41st Street

	  	  	  	  	
Tulsa, OK 74135

	  	  	  	  	
Celine Rodriquez

	  	  	  	  	
Ph 918-280-7961

	  	  	  	  	
custoner svc 918-280-7950

	
524

	
Aero

	
Capital One

	
*

	
313 Carondelet Street

	  	  	  	  	
New Orleans, LA 70403

	  	  	
name of the Bank was changed

	
Tammy Prats

	  	  	
5/13/2006

	  	
Ph 504-533-2905  Fax 504-533-5344

	  	  	  	  	  
	
525

	
Aero

	
Kirkwood Bank & Trust

	
*

	
7th & Arbor Avenue

	  	  	  	  	
Bismarck, ND 58506

	  	  	
4/11/2003

	  	
Dan Stegmiller,

	  	  	  	  	
Ph 701-355-5375 Fax 701-258-7436

	  	  	  	  	  
	
526

	
Aero

	
Frost Bank

	
*

	
975 William D. Tate

	  	  	  	  	
Grapevine, TX 76051

	  	  	
4/18/2003

	  	
Cathy West

	  	  	  	  	
Ph 817-420-5251  Fax 817-420-5820

	  	  	  	  	  
	
527

	
Aero

	
Wachovia

	
*

	
1400 Benvenue Road

	  	  	  	  	
Rocky Mount, NC 27804

	  	  	
6/27/2003

	  	
Kim Sutton

	  	  	  	  	
PH 252-972-4238

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
528

	
Aero

	
Suntrust Bank

	
*

	
8055 S. Beneva Road

	  	  	  	  	
Sarasota, FL 34238

	  	  	
7/18/2003

	  	
Frank Zeckel

	  	  	  	  	
Ph 941-925-9700 Fax 941-922-5618

	  	  	  	  	  
	
529

	
Aero

	
JP Morgan Chase

	
*

	
821 E. Highway 131

	  	  	  	  	
Clarksville, IN 47129

	  	  	  	  	
Sherri Coleman

	  	  	  	  	
Ph 812-284-7550 Fax 812-284-7553

	  	  	  	  	  
	
530

	
Aero

	
Boone County National

	
*

	
720 East Broadway P o Box 678( Mall Facility)

	  	  	  	  	
Columbia, MO 65205

	  	  	
2/6/2004

	  	
Meredith Imler

	  	  	  	  	
Ph 573-817-8964

	  	  	  	  	  
	
531

	
Aero

	
Regions Bank

	
*

	
825 Quintard Drive

	  	  	  	  	
Oxford, AL 36203

	  	  	
4/25/2003

	  	
Sandy Turner

	  	  	  	  	
Ph 256-835-6075  Fax 256-831-1093

	  	  	  	  	  
	
532

	
Aero

	
First Sentry

	
*

	
P.O. Box 790

	  	  	  	  	
Barboursville, WV 25504

	  	  	
2/2/2009

	  	
Cindy Collins

	  	  	  	  	
Ph 304-399-6401

	  	  	  	  	
fax# 304-399-6411

	
533

	
Aero W

	
Bank of America

	
*

	
30 E. Wellesley Avenue

	  	  	  	  	
Spokane, WA 99207

	  	  	
5/2/2003

	  	
Janice Stratton

	  	  	  	  	
Ph 509-353-6062

	  	  	  	  	
1-800-234-6147

	
534

	
Aero W

	
US Bank

	
*

	
8441 West Bowles Avenue

	  	  	
Dec 05 rolled to TRECS

	  	
Littleton, CO 80123

	  	  	  	  	
Brett Mauzy

	  	  	  	  	
Ph 303-904-9234  Fax 303-973-3424

	  	  	  	  	  
	
535

	
AeroW

	
Key Bank

	
*

	
180 Telegraph Road

	  	  	  	  	
Bellingham, WA 98226

	  	  	
9/5/2003

	  	
Amber Pen

	  	  	  	  	
360-676-6116  Fax 360-6142

	  	  	  	  	  
	
536

	
Aero

	
Towne Bank

	
*

	
1 Old Oyster Point Road Suite 110

	  	  	  	  	
Newport News, VA 23602

	  	  	
3/15/2004

	  	
Toni Marshall

	  	  	  	  	
Ph 757-249-7800  Fax 757-249-0840

	  	  	  	  	  
	
537

	
Aero W

	
UMB

	
*

	
730 Citadel Drive East

	  	  	  	  	
Colorado Springs, CO 80909

	  	  	
4/17/2009

	  	
Cheryl Murphy

	  	  	  	  	
Ph 719-597-0170 Fax 719-597-0178

	  	  	  	  	  
	
538

	
Aero

	
Bank of America

	
*

	
8625 Bedford-Euless Road

	  	  	  	  	
Hurst, TX 76053

	  	  	
5/16/2003

	  	
Scot Cowdrey

	  	  	  	  	
Ph 817-284-5546

	  	  	  	  	  
	
539

	
Aero W

	
US Bank

	
*

	
4411 196th Street

	  	  	
Dec 05 rolled to TRECS

	  	
Lynwood, WA 98036

	  	  	  	  	
Gary Duffina

	  	  	  	  	
Ph 425-775-5466  Fax 425-776-7393

	  	  	  	  	  
	
540

	
Aero W

	
Bank of America

	
*

	
9981 Silverdale Way NW

	  	  	  	  	
Silverdale, WA 98383

	  	  	
5/23/2003

	  	
Kathy Denton

	  	  	  	  	
Ph 360-692-5501

	  	  	  	  	  
	
541

	
Aero W

	
Columbia Bank

	
*

	
3500 S. Meridian Suite 503

	  	  	  	  	
Puyallup. WA 98373

	  	  	
5/30/2003

	  	
Michelle Laborde

	  	  	  	  	
Ph#253-939-9800

	  	  	  	  	
fax#253-833-2476

	
542

	
Aero

	
Wells Fargo Bank

	
*

	
7767 Elm Creek Blvd. N #100

	  	  	  	  	
Maple Grove, MN 55369

	  	  	
9/12/2003

	  	
Barbara Hall (#564 contact)

	  	  	  	  	
Ph 612-316-4642  Fax 612-316-4575

	  	  	  	  	  
	
543

	
Aero W

	
Bank of America

	
*

	
3308 N E Auto Mall Drive

	  	  	  	  	
Vancouver, WA 98662

	  	  	
7/18/2003

	  	
Rita Paulson

	  	  	  	  	
Ph360-696-5511

	  	  	  	  	
Marsha, 888-852-5000 ext 4600

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
544

	
Aero

	
Associated Bank

	
*

	
2403 South Oneida Street

	  	  	  	  	
Green Bay, WI 54304

	  	  	
8/1/2003

	  	
Micah Marshall

	  	  	  	  	
Ph 920-433-3218 Fax 920-499-2690

	  	  	  	  	  
	
545

	
Aero

	
Suntrust Bank

	
*

	
26627 US Hwy 19 N

	  	  	  	  	
Clearwater, FL 33761

	  	  	
10/31/2003

	  	
Denise Mason

	  	  	  	  	
Ph 727-791-0224  Fax 727-797-7557

	  	  	  	  	  
	
546

	
Aero

	
Chase

	
*

	
4401 W. Wisconsin Avenue

	  	  	  	  	
Appleton, WI 54913

	  	  	  	  	
Mary Learman

	  	  	  	  	
Ph 920-738-9000 Fax 920-738-9988

	  	  	  	  	  
	
547

	
Aero

	
Frandsen & Trust

	
*

	
1616 South Washington Street

	  	  	  	  	
Grand Forks, ND 58201

	  	  	
10/19/2009

	  	
Tammie

	  	  	  	  	
Ph 701-780-7727  Fax 701-780-7710

	  	  	  	  	
main #701-780-7700

	
548

	
Aero

	
Huntington National Bank

	
*

	
2025 N. Cable Road

	  	  	  	  	
Lima, OH 45805

	  	  	  	  	
Ginger Gesler

	  	  	  	  	
Ph 419-227-6504  Fax 419-229-4574

	  	  	  	  	  
	
549

	
Aero

	
M & I Bank

	
*

	
3500 State Road 16

	  	  	  	  	
La Crosse, WI 54601

	  	  	
5/23/2003

	  	
Lori Raabe

	  	  	  	  	
Ph 608-781-8834 Fax 608-781-1511

	  	  	  	  	  
	
550

	
Aero

	
Bank of America

	
*

	
111 University Dr. E

	  	  	  	  	
College Station, TX 77840

	  	  	  	  	
Anute Boonyachai

	  	  	
5/1/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
551

	
Aero

	
Chemical Bank

	
*

	
6615 Eastman Avenue

	  	  	  	  	
Midland, MI 48642

	  	  	
6/6/2003

	  	
Christine Brown

	  	  	  	  	
Ph 989-839-5317-18   Fax 989-835-7194

	  	  	  	  	  
	
552

	
Aero

	
Wachovia

	
*

	
1301 Nixon Drive

	  	  	  	  	
Morrestown, NJ 08057

	  	
 

	
5/30/2003

	  	
Sean Lore

	  	  	  	  	
Ph 856-787-2165  Fax 856-273-4903

	  	  	  	  	  
	
553

	
Aero

	
Wachovia

	
*

	
886 Church Street North

	  	  	  	  	
Concord, NC 28025

	  	  	
6/6/2003

	  	
Kim Overcash

	  	  	  	  	
Ph 704-793-4830 Fax 704-785-2059

	  	  	  	  	  
	
554

	
Aero

	
Wells Fargo Bank

	
*

	
9801 University

	  	  	  	  	
Clive, IA 50265

	  	  	
6/13/2003

	  	
Rose Hullett

	  	  	  	  	
Ph 515-237-5809 Fax 515-237-5855

	  	  	  	  	  
	
555

	
Aero

	
Bank of America

	
*

	
5041 Bayou Blvd.

	  	  	  	  	
Pensacola, FL 32504

	  	  	
5/16/2003

	  	
Susie Gonzales

	  	  	  	  	
Ph 850-444-0551

	  	  	  	  	  
	
556

	
 Aero

	
US Bank

	
*

	
1751 Madison Ave

	  	  	
Dec 05 rolled to  TRECS

	  	
Council Bluffs, IA 51503

	  	  	  	  	
Karrie Falconer

	  	  	  	  	
Ph 712-325-4740  Fax 712-325-4352

	  	  	  	  	  
	
557

	
Aero

	
IBC Bank

	
*

	
2501 W Memorial

	  	  	  	  	
Oklahoma City, OK 73134

	  	  	
4/11/2006

	  	
Loretta Sapp

	  	  	  	  	
405 775-1730 ph

	  	  	  	  	
405 775-1731 fax

	
558

	
Aero

	
Bank of America

	
*

	
500 South West Street

	  	  	  	  	
Wichita, KS 67209

	  	  	
6/20/2003

	  	
Brenda Dosda

	  	  	  	  	
Ph 316-261-4242

	  	  	  	  	  
	
559

	
Aero

	
Regions Bank

	
*

	
320 Eastdale Circle

	  	  	  	  	
Montgomery, AL 36117

	  	  	
6/27/2003

	  	
Shannon Cannon

	  	  	  	  	
Ph 334-832-8831 Fax 334-832-8402

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
560

	
Aero

	
Bank of America

	
*

	
6304 North Point Parkway

	  	  	  	  	
Alpharetta, GA 30022

	  	  	
7/4/2003

	  	
Ann Hollar

	  	  	  	  	
Ph 770-442-2466

	  	  	  	  	  
	
561

	
Aero

	
SunTrust  Bank

	
*

	
498 Palm Springs Drive

	  	  	  	  	
Altamonte, FL 32701

	  	  	
7/25/2003

	  	
Dee Simpson

	  	  	  	  	
407-834-6869  Fax 407-830-7513

	  	  	  	  	  
	
562

	
Aero W

	
Wells Fargo Bank

	
*

	
3600 S. College Avenue

	  	  	  	  	
Fort Collins, CO 80525

	  	  	
6/27/2003

	  	
Anita Nemitz

	  	  	  	  	
Ph 970-266-7777 Fax 970-266-7800

	  	  	  	  	  
	
563

	
Aero

	
Chase Bank

	
*

	
1201 West Main Street

	  	  	  	  	
Lewisville, TX 75067

	  	  	  	  	
Anna Dietert

	  	  	  	  	
Ph 972-221-5017

	  	  	  	  	  
	
564

	
Aero

	
Wells Fargo Bank

	
*

	
1809 Plymouth Road South

	  	  	  	  	
Minnetonka, MN 55305

	  	  	
4/4/2003

	  	
Barbara Hall

	  	  	  	  	
Ph 612-316-4642  Fax 612-316-4575

	  	  	  	  	  
	
565

	
Aero

	
I B C Bank

	
*

	
7400 San Pedro, Suite 608

	  	  	  	  	
San Antonio, TX 78216

	  	  	
5/9/2003

	  	
Jesse Monoz

	  	  	  	  	
Ph 210-369-2940 Fax 210-377-3579

	  	  	  	  	  
	
566

	
Aero

	
Wells Fargo Bank

	
*

	
901 Gessner Road

	  	  	  	  	
Houston, TX 77024

	  	  	
5/16/2003

	  	
Erika Cruz

	  	  	  	  	
Ph 713-463-8044  Fax 713-463-8258

	  	  	  	  	  
	
567

	
Aero

	
Wells Fargo Bank

	
*

	
5300 W. 41st St.

	  	  	  	  	
Sioux Falls SD 57106

	  	  	  	  	
Pat Barclay

	  	  	
5/30/2011

	  	
Ph#303-470-8908

	  	  	  	  	
Branch #605-575-7466

	
568

	
Aero

	
Wells Fargo Bank

	
*

	
600 4th Street

	  	  	  	  	
Sioux City, IA 51102

	  	  	
5/23/2003

	  	
Eileen Iversen

	  	  	  	  	
Ph 712-277-7175  Fax 712-277-7149

	  	  	  	  	  
	
569

	
Aero

	
Bank of America

	
*

	
7802 Abercorn Drive

	  	  	  	  	
Savannah, GA 31406

	  	  	
6/27/2003

	  	
Mercy Garcia

	  	  	  	  	
Ph 912-353-3960

	  	  	  	  	  
	
570

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
6/3/2007

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  
	
571

	
Aero

	
Northwest Savings Bank

	
*

	
200 Mill Creek Mall

	  	  	  	  	
Erie, PA 16565

	  	  	
9/12/2003

	  	
Jennifer D-Annibale

	  	  	  	  	
Ph 814-868-5161 Fax 814-864-1917

	  	  	  	  	  
	
572

	
Aero W

	
Bank of America

	
*

	
3401 Dale Road

	  	  	
10/3/2003

	  	
Modesto, CA 95356

	  	  	  	  	
Peggy Rubio

	  	  	  	  	  
	  	  	  	  	  
	
573

	
Aero

	
Wachovia

	
*

	
Wachovia consolidated accts

	  	  	
11/1/2005

	  	
Any questions call Judy Goncalves at Wachovia

	  	  	  	  	
800-590-7868

	  	  	  	  	  
	  	  	  	  	  
	
574

	
Aero

	
Wachovia

	
*

	
1495 W. O Ezell Blvd.

	  	  	  	  	
Spartanburg, SC 29301

	  	  	
8/22/2003

	  	
Robin Osborne

	  	  	  	  	
864-596-4166 Fax 864-587-6275

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
575

	
Aero

	
Bank of America

	
*

	
9460 FM Road W

	  	  	  	  	
Humble, TX 77338

	  	  	
7/25/2003

	  	
Ellen Cooper

	  	  	  	  	
PH 281-548-3700

	  	  	  	  	  
	  	  	  	  	
2801 S. Memorial Parkway Ste 102

	
577

	
Aero

	
SouthBank

	
*

	
Huntsville, AL 35801

	  	  	  	  	
Jeff Slaten

	  	  	
8/1/2003

	  	
Ph 256-533-2224 Fax 256-533-0442

	  	  	  	  	  
	
576

	
Aero

	
Bank of America

	
*

	
2000 Baytree

	  	  	  	  	
Valdosta, GA 31601

	  	  	
7/25/2003

	  	
Susan Harrison

	  	  	  	  	  
	  	  	  	  	  
	
578

	
Aero

	
M&T

	
*

	
5585 Spectrum Dr.

	  	  	  	  	
Frederick MD 21703

	  	  	
10/5/2008

	  	
Chip Hess

	  	  	  	  	
ph# 301-695-0503

	  	  	  	  	
fax# 301-698-2643

	
579

	
Aero

	
Citizens National Bank

	
*

	
200 Forks of the River Parkway

	  	  	  	  	
Sevierville, TN 37862

	  	  	
7/25/2003

	  	
865-453-9031 main #

	  	  	  	  	
Shirley Piniak

	  	  	  	  	
Ph 865-429-7522 Fax 865-429-7599

	
580

	
Aero

	
Bank of America

	
*

	
7008 US Hwy 301 N

	  	  	  	  	
Ellenton, FL 34222

	  	  	
7/25/2003

	  	
Kim Wilson

	  	  	  	  	  
	  	  	  	  	  
	
581

	
Aero

	
Bank of America

	
*

	
1602 W Floyd Baker Blvd

	  	  	  	  	
Gaffney, SC 29341

	  	  	
9/5/2003

	  	
Lisa Sullivan

	  	  	  	  	
Ph 864-487-8351

	  	  	  	  	  
	
582

	
Aero

	
Regions Bank

	
*

	
1301 South Mckenzie Street

	  	  	  	  	
Foley, AL 36535

	  	  	  	  	
Victoria Gartments or AndreaWalker

	  	  	
merged AmSouth 12/7/07

	  	
Ph 251-943-2265 Fax 251-943-8029

	  	  	  	  	  
	
583

	
Aero

	
PNC

	
*

	
1275 York Road

	  	  	  	  	
Gettysburg, PA 17325

	  	  	
8/11/2008

	  	
Kelly Smarsh

	  	  	  	  	
Ph 717-337-9333 Fax 717-337-2489

	  	  	  	  	  
	
584

	
Aero

	
IBC Bank

	
*

	
7021 S. Memorial Drive, Suite #269

	  	  	
12/5/2005

	  	
Tulsa, OK  74133

	  	  	  	  	
Micah Hartwell

	  	  	  	  	
Ph.  918-497-2812

	  	  	  	  	
Fax. 918-497-2813

	
585

	
Aero W

	
Wells Fargo Bank

	
*

	
1590 Coburgh Rd.

	  	  	  	  	
Eugene, OR 97401

	  	  	  	  	
Pat Barclay

	  	  	
5/30/2011

	  	
Ph# 303-470-8908

	  	  	  	  	
Branch# 541-465-5696

	
586

	
Aero

	
Wells Fargo Bank

	
*

	
15 2nd Avenue SW (Main Branch)

	  	  	  	  	
1525 24th Avenue SW (mall branch)

	  	  	
9/19/2003

	  	
Minot, ND 58701

	  	  	  	  	
Beb Walter 701-857-1746 main branch

	  	  	  	  	
Ph 701-839-7699 branch

	
587

	
Aero

	
Plains Capital Bank

	
*

	
6002 Slide Road

	  	  	  	  	
Lubbock, TX 79414

	  	  	
9/19/2003

	  	
Jennifer Webb

	  	  	  	  	
806-785-6255 Fax 806-785-6262

	  	  	  	  	  
	
588

	
Aero

	
BBVA Compass

	
*

	
849 East Commerce Street, Suite 739

	  	  	  	  	
San Antonio TX, 78205

	  	  	  	  	
Irene Flores

	  	  	  	  	
Ph 210-475-9315  Fax 210-475-9328

	  	  	  	  	  
	
589

	
Aero

	
IBC Bank

	
*

	
11200 LakeLine Mall Drive

	  	  	  	  	
Cedar Park, TX 78613

	  	  	
2/15/2007

	  	
Donna Savage

	  	  	  	  	
ph: 512-397-4592

	  	  	  	  	
fax: 512-397-4591

	
590

	
Aero

	
Huntington Bank

	
*

	
6340 Frantz Road

	  	  	  	  	
Dublin, OH 43017

	  	  	
10/20/2003

	  	
Lisa Thomas

	  	  	  	  	
Ph 614--480-0191  Fax 614-480-0193

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
591

	
Aero

	
Bank of America

	
*

	
474 N. Federick Avenue

	  	  	  	  	
Gaithersburg, MD 20877

	  	  	
9/12/2003

	  	
Gary Fennington

	  	  	  	  	
Ph 301-963-5360

	  	  	  	  	  
	
592

	
Aero W

	
US Bank

	
*

	
11333 SE 82nd Avenue ( main branch)

	  	  	
Dec 05 rolled to TRECS

	  	
12000 SE 82nd Avenue Ste 2001 (mall branch)

	  	  	  	  	
Portland, OR 97266

	  	  	  	  	
Hannah Brougnoli 503-275-4058 main branch

	  	  	  	  	
Ph 503-275-5535 mall branch

	
593

	
Aero

	
First Tennessee

	
*

	
2400 Memorial Blvd.

	  	  	  	  	
Kingsport, TN 37664

	  	  	
 open 2/13/2006

	  	
Ted Palaske

	  	  	  	  	
fax 423-247-8035

	  	  	  	  	
423-230-4224

	
594

	
Aero

	
Suntrust Bank

	
*

	
402 Cox Creek Parkway

	  	  	
9/26/2003

	  	
Florence, AL 35630

	  	  	  	  	
Judy Mcclure

	  	  	  	  	
256-767-8585  Fax 256-767-8406

	  	  	  	  	  
	
595

	
Aero

	
Bank of America

	
*

	
355 S. New Hope Road

	  	  	  	  	
Gastonia, NC 28054

	  	  	
9/26/2003

	  	
Lee Costic

	  	  	  	  	
704-854-4130

	  	  	  	  	  
	
596

	
Aero

	
MidSouth Bank

	
*

	
3730 Ambassador Caffery Pkwy

	  	  	  	  	
Lafayette, LA 70503

	  	  	
10/31/2003

	  	
Nancy Venable

	  	  	  	  	
337-291-4903  Fax 337-988-2891

	  	  	  	  	  
	
597

	
Aero

	
Wachovia

	
*

	
4109 Plank Road

	  	  	  	  	
Fredericksburg, VA 22407

	  	  	
9/26/2003

	  	
Belinda Walker/Diana Foster

	  	  	  	  	
540-786-9485  Fax 540-785-6604

	  	  	  	  	  
	
598

	
Aero

	
US Bank

	
*

	
701 Saint Joseph Street ( main branch)

	  	  	
Dec. 05 rolled to TRECS

	  	
Rapid City, SD 57701

	  	  	  	  	
Carol Burgess

	  	  	  	  	
Ph 605-394-2048

	  	  	  	  	
605 342-2141 mall branch

	
599

	
Aero

	
Regions Bank

	
*

	
Union Planters Bank

	  	  	  	  	
203 North Commerce Street

	  	  	  	  	
Branson, MO 65616

	  	  	  	  	
Sara Copeland

	  	  	  	  	
417-334-2191   Fax 417-332-0651

	
600

	
AeroW

	
Wells Fargo Bank

	
*

	
66 W Springer Drive

	  	  	  	  	
Highlands Ranch, CO 80129

	  	  	
9/19/2003

	  	
Pat Barclay

	  	  	  	  	
Ph 303-470-8908  Fax 303-791-2558

	  	  	  	  	  
	
601

	
Aero

	
Regions

	
*

	
91 Scenic Gulf Drive

	  	  	  	  	
Miranar Beach, FL 32550

	  	  	  	  	
Vanessa Harris

	  	  	
merged AmSouth 12/7/07

	  	
Ph 850-833-8258  Fax 850-837-9537

	  	  	  	  	  
	
602

	
Aero

	
Regions

	
*

	
1240 E. County Line Road

	  	  	  	  	
Ridgeland, MS 29157

	  	  	  	  	
Shawn Hubbard, Stacy Robinson

	  	  	
merged AmSouth 12/7/07

	  	
Ph 601-960-6447 Fax 601-956-3678

	  	  	  	  	  
	
603

	
Aero

	
Bank of America

	
*

	
1300 66th Street North

	  	  	  	  	
St. Petersburg, FL 33710

	  	  	
10/10/2003

	  	
Jeffrey Jackson

	  	  	  	  	  
	  	  	  	  	  
	
604

	
Aero

	
Union State Bank

	
*

	
3902 13th Avenue SW

	  	  	  	  	
Fargo, ND 58103

	  	  	
10/31/2003

	  	
Missy Strike

	  	  	  	  	
Ph 701-281-1302  Fax 701-433-7305

	  	  	  	  	  
	
605

	
Aero

	
Bank of America

	
*

	
1720 East Fowler Avenue

	  	  	  	  	
Tampa, FL 33612

	  	  	
10/31/2003

	  	
Jack Jones

	  	  	  	  	
Ph 813-538-4901

	  	  	  	  	  
	
606

	
Aero W

	
Bank of America

	
*

	
971 Blossom Hill Road

	  	  	  	  	
San Jose, CA 95123

	  	  	
10/3/2003

	  	
Christine Espinoza

	  	  	  	  	
Ph.  408-983-0588

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
607

	
Aero W

	
Bank of America

	
*

	
21001 N. Tatum Blvd. Ste. 90

	  	  	  	  	
Phoenix, AZ 85050

	  	  	
10/31/2003

	  	
Donna Staton

	  	  	  	  	
Ph 480-538-4901

	  	  	  	  	  
	
608

	
Aero

	
Suntrust Bank

	
*

	
4582 South Kirkman Road

	  	  	  	  	
Orlando, FL 32811

	  	  	
10/31/2003

	  	
Stacy Spruce

	  	  	  	  	
 

	  	  	  	  	  
	
609

	
Aero

	
Peoples United

	
*

	
17 Walker Street

	  	  	  	  	
Kittery, ME 03904

	  	  	
7/16/2010

	  	
Louise Barsalou

	  	  	  	  	
Ph 207-439-5020  Fax 207-439-1571

	  	  	  	  	  
	
611

	
Aero

	
Wachovia Bank

	
*

	
2110 Oak Street

	  	  	  	  	
Myrtle Beach, SC 29577

	  	  	
3/17/2004

	  	
David Welborn

	  	  	  	  	
Ph 843-448-2686 Fax 843-448-6447

	  	  	  	  	  
	
612

	
Aero W

	
Bank of America

	
*

	
1210.S. Power Road

	  	  	  	  	
Mesa, AZ 85206

	  	  	
3/19/2004

	  	
Tamera Raleigh( branch ) Marsha Byler (national )

	  	  	  	  	
480-218-5145                       888-852-5000 ext 4600

	  	  	  	  	  
	
613

	
Aero

	
County Bank

	
*

	
500 N Highland Str

	  	  	
2/12/2007

	  	
Williamsburg, Iowa 52361

	  	  	  	  	
Darlene Doehrmann

	  	  	  	  	
877-611-2525; 319-668-2888

	  	  	  	  	
fax 319-668-2093

	
614

	
Aero

	
Wachovia

	
*

	
Wachovia Bank

	  	  	
3/1/2005

	  	
2800 West University Blvd

	  	  	  	  	
Wheaton, MD  20902

	  	  	  	  	
Attn:  Craig Carver

	  	  	  	  	
Ph.  704-383-1582

	
615

	
Aero

	
Wachovia Bank

	
*

	
1919 US 1 South

	  	  	  	  	
St. Augustine, FL 32086

	  	  	
2/20/2004

	  	
Linda Wilson(branch) Benjamin Kehoe(biz bnker

	  	  	  	  	
Ph  904-824-7568              704-427-7092

	  	  	  	  	  
	
616

	
Aero

	
Premier Bank

	
*

	
100 Grell Lane

	  	  	  	  	
Johnson Creek, WI 53038

	  	  	
2/20/2004

	  	
Theresa Copp

	  	  	  	  	
Ph 920-699-6900  Fax 920-699-6909

	  	  	  	  	  
	
617

	
Aero W

	
Bank of America

	
*

	
2550 El Camino Real

	  	  	  	  	
Carlsbad, CA 92008

	  	  	
4/9/2004

	  	
Toni Galbreath( branch ) Marsha Byler (national )

	  	  	
kansas

	  	
                                               888-852-5000 ext 4600

	  	  	  	  	  
	
618

	
Aero

	
Wachovia Bank

	
*

	
605 N. Berkeley Blvd.

	  	  	  	  	
Goldsboro, NC 27534

	  	  	
7/30/2004

	  	
Jim Malcolm

	  	  	  	  	
Ph 919-778-6062

	  	  	  	  	  
	
619

	
Aero

	
BB & T Bank

	
*

	
2400 N. Salisbury Blvd.

	  	  	  	  	
Salisbury, MD 21801

	  	  	
4/9/2004

	  	
Lauren Marshall

	  	  	  	  	
Ph 410-860-0995  Fax 410-546-1688

	  	  	  	  	  
	
620

	
Aero

	
Compass Bank

	
*

	
2901 Capital of TX Hwy South

	  	  	  	  	
Austin, TX 78746

	  	  	
4/9/2004

	  	
Tina Segoviano

	  	  	  	  	
Ph 512-421-5841  Fax 512-421-5842

	  	  	  	  	  
	
621

	
Aero

	
Bank of America

	
*

	
2105 West Brandon Blvd.

	  	  	  	  	
Brandon, FL 33511

	  	  	
4/16/2004

	  	
Jennifer Lombard (branch ) Marsha Byler (national )

	  	  	  	  	
813-653-2235                    888-852-5000 ext 4600

	  	  	  	  	  
	
622

	
Aero W

	
Wells Fargo Bank

	
*

	
16901 Bernardo Center Drive

	  	  	  	  	
San Diego, CA 92128

	  	  	
4/16/2004

	  	
Eric Robertson or Alice Perry

	  	  	  	  	
Ph 858-487-5323  Fax 858674-4276

	  	  	  	  	  
	
623

	
Aero

	
Bank of America

	
*

	
1726 Country Club Road

	  	  	  	  	
Jacksonville, NC 28546

	  	  	
4/16/2004

	  	
Pamela Dufore (branch ) Marsha Byler (national )

	  	  	  	  	
910-355-4246                    888-852-5000 ext 4600

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
624

	
Aero

	
Bank of America

	
*

	
20005 Katy Fwy

	  	  	  	  	
Katy, TX 77450

	  	  	
4/16/2004

	  	
Michael Macias (branch ) Marsha Byler (national )

	  	  	  	  	
                                             888-852-5000 ext 4600

	  	  	  	  	  
	
625

	
Aero

	
First Citrus Bank

	
*

	
13850 Sheldon Road

	  	  	  	  	
Tampa, FL 33626

	  	  	
4/23/2004

	  	
Karen Kling

	  	  	  	  	
Ph 813-926-5588 Fax 813-920-3814

	  	  	  	  	  
	
626

	
Aero

	
Herring National Bank

	
*

	
2500 S. Coulter Street, Ste 123

	  	  	  	  	
Amarillo, TX 79106

	  	  	
4/23/2004

	  	
Shirlene Fluke

	  	  	  	  	
Ph 806-358-3700 Fax 806-354-4141

	  	  	  	  	  
	
627

	
Aero W

	
Bank of America

	
*

	
1775 Camino De La Reina

	  	  	  	  	
San Diego, CA 92108

	  	  	
4/23/2004

	  	
Trisha Phillips (branch ) Marsha Byler (national )

	  	  	  	  	
619-681-1886                       888-852-5000 ext 4600

	  	  	  	  	  
	
628

	
Aero

	
Bank of America

	
*

	
825 Dulaney Valley Road, Ste 120

	  	  	  	  	
Towson, MD 21204

	  	  	
4/23/2004

	  	
Shonga Faust (branch ) Marsha Byler (national )

	  	  	  	  	
410-828-1668                      888-852-5000 ext 4600

	  	  	  	  	  
	
629

	
Aero W

	
Bank of America

	
*

	
512 Fletcher Pkwy

	  	  	  	  	
El Cajon, CA 92020

	  	  	
4/30/2004

	  	
Josie Herrera (branch ) Marsha Byler (national )

	  	  	  	  	
619-401-8200               888-852-5000 ext 4600

	  	  	  	  	  
	
630

	
Aero

	
Capital One

	
*

	
8031 Airline Highway

	  	  	  	  	
Baton Rouge, LA 70815

	  	  	
bank name was changerd

	  	
Nikki Tessier

	  	  	
5/1/2006

	  	
Ph 225-381-2201 Fax 225-381-8922

	  	  	  	  	  
	
631

	
Aero

	
JP Morgan Chase

	
*

	
5977 W. Park Ave.

	  	  	  	  	
Houma, LA 70364

	  	  	
2/28/2011

	  	
Carlos Santiago

	  	  	  	  	
Ph#212-552-8183

	  	  	  	  	
branch #985-876-7541

	
632

	
Aero W

	
Wells Fargo Bank

	
*

	
7200 W. Alameda Avenue

	  	  	  	  	
Lakewood, CO 80226

	  	  	
5/14/2004

	  	
Rhonda Doane

	  	  	  	  	
Ph 303-937-3365 Fax 303-937-3390

	  	  	  	  	  
	
633

	
Aero W

	
Bank of America

	
*

	
3410 W. Chandler Avenue

	  	  	
5/7/2004

	  	
Chandler, AZ 85226

	  	  	  	  	
Kim Bredernitz(branch ) Marsha Byler (national )

	  	  	  	  	
 480-224-2021                       888-852-5000 ext 4600

	  	  	  	  	  
	
634

	
Aero

	
Peoples First Community Bank

	
*

	
2305 Highway 77

	  	  	  	  	
Panama City, FL 32405

	  	  	
5/7/2004

	  	
Terry Gravatt or Vicky(branch Manager)

	  	  	  	  	
Ph 850-770-7203(7206) Fax 850-769-3603

	  	  	  	  	  
	
635

	
Aero

	
Capital One

	
*

	
814 Jordan Street

	  	  	  	  	
Shreveport, LA 71104

	  	  	
bank name was changed

	  	
Beverly(branch) Tammy Ptrats(national)

	  	  	
5/1/2006

	  	
Ph 318-674-2523, 504-533-2905  Fax 504-533-5344

	  	  	  	  	  
	
636

	
Aero

	
PNC Bank

	
*

	
750 First Capitol Drive

	  	  	  	  	
St. Charles, MO 63301

	  	  	  	  	
Chris Tucker

	  	  	  	  	
636-536-3428

	  	  	  	  	  
	
637

	
Aero W

	
Tri Counties Bank

	
*

	
1950 E. 20th Street, Ste 725

	  	  	  	  	
Chico, CA 95928

	  	  	
4/30/2004

	  	
Ken Sorbis or Roy Palomino

	  	  	  	  	
Ph 530-898-0370 Fax 530-898-0375

	  	  	  	  	
Mgr. Melanie Bassett

	
638

	
Aero W

	
Commerce Bank

	
*

	
1345 East Battlefield

	  	  	  	  	
Springfield, MO 65804

	  	  	
4/30/2004

	  	
Rebecca Wright

	  	  	  	  	
Ph 417-837-5202 Fax 417-837-5289

	  	  	  	  	
deposit slips 1-800-453-2265

	
639

	
Aero

	
Bank of America

	
*

	
1 Clifton Country Road

	  	  	
11/9/2005

	  	
Clifton Park, NY 12064

	  	  	  	  	
Debbie Durden

	  	  	  	  	
Ph 518-383-2228 Fax 518-371-4361

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
640

	
Aero E

	
TD Bank

	
*

	
3850 S. Delsea Drive

	  	  	  	  	
Vineland, NJ 08360

	  	  	  	  	
Stephanie Walkman

	  	  	  	  	
Ph 856-327-5276  Fax 856-327-6215

	  	  	  	  	  
	
641

	
Aeo W

	
US Bank

	
*

	
1520 Briargate Blvd.

	  	  	
Dec 05 rolled to TRECS

	  	
Colorado Springs, CO 80920

	  	  	  	  	
Mary Koch

	  	  	  	  	
Ph719-528-3525 Fax 719-531-6746

	  	  	  	  	  
	
642

	
Aero

	
Wachovia Bank

	
*

	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	
Ph. 704-427-7077

	  	  	  	  	
Todd Kirby

	
643

	
Aero

	
Chase

	
*

	
4400 E. Main Street

	  	  	  	  	
Richmond, IN 47374

	  	  	  	  	
Shelly Harrod

	  	  	  	  	
Ph 765-935-3803, 6872 d-line Fax 765-966-4767

	
644

	
Aero

	
Wells Fargo

	
*

	
Pat Barclay

	  	  	
8/1/2011

	  	  
	  	  	  	  	  
	  	  	  	  	  
	
645

	
Aero

	
First Commonwealth

	
*

	
3100 Oakland Ave South town ave

	  	  	  	  	  
	  	
 

	
5/31/2009

	  	
Jackie Hathaway

	  	  	  	  	
Ph 724-349-3629

	  	  	  	  	  
	
646

	
Aero

	
Star Financial

	
*

	
1708 East Markland Ave

	  	  	
3/23/2005

	  	
Kokomo, IN  46901

	  	  	  	  	
Amy McKane

	  	  	  	  	
tel:  765-868-3825

	  	  	  	  	  
	
647

	
Aero W

	
First Bank of Colorado

	
*

	
10403 W. Colfax Avenue

	  	  	  	  	
Lakewood, CO 80215

	  	  	
6/25/2004

	  	
Rachael Miller

	  	  	  	  	
Ph 303-235-1155 Fax 303-235-1193

	  	  	  	  	  
	
648

	
Aero W

	
Bank of America

	
*

	
390 High Street NE

	  	  	  	  	
Salem, OR 97301

	  	  	
6/25/2004

	  	
Patti Craig(branch ) Teresa Wallweber(national )

	  	  	  	  	
503-364-0136                     888-852-5000 ext 4601

	  	  	  	  	  
	
649

	
Aero

	
Vantus

	
*

	
6260 Mills Civic Pkwy

	  	  	  	  	
West Des Moines, IA 50266

	  	  	
2/27/2009

	  	
Tim #515-422-5138 fax#515-422-5135

	  	  	  	  	
branch #515-422-5136

	  	  	  	  	  
	
650

	
Aero

	
Bank of Oklahoma

	
*

	
3550 West Main Street

	  	  	  	  	
Norman, OK

	  	  	
10/15/2004

	  	
James Branscum

	  	  	  	  	
Ph 405-366-3637, 366-3600 Fax 405-366-3608

	  	  	  	  	  
	
651

	
Aero

	
Premier Bank

	
*

	
11055 61st Street NE

	  	  	  	  	
Alberville, MN 55301

	  	  	
3/19/2004

	  	
Deb Hackenmueller

	  	  	  	  	
Ph 763-497-8224  Fax 763-497-8048

	  	  	  	  	  
	
652

	
Aero W

	
Chase

	
*

	
7675 West Bell Road

	  	  	  	  	
Peoria, AZ 85382

	  	  	  	  	
Karen Barnes

	  	  	  	  	
Ph 602-589-4160  Fax 602-589-3364

	  	  	  	  	  
	
653

	
Aero

	
PNC Bank

	
*

	
611 Lighthouse Place

	  	  	  	  	
Michigan City, IN 46360

	  	  	  	  	
Kathy Kindelan

	  	  	  	  	
Ph 219-874-9752  Fax 219-873-2271

	  	  	  	  	  
	
654

	
Aero W

	
Wells Fargo Bank

	
*

	
4180 Bonita Road

	  	  	  	  	
Bonita, CA 91902

	  	  	
10/8/2004

	  	
Chantell Ballesteros

	  	  	  	  	
Ph 619-479-1756

	  	  	  	  	  
	
655

	
Aero

	
Compass Bank

	
*

	
2009 suite C Beltline Road

	  	  	  	  	
Decatur, AL 35601

	  	  	
4/23/2004

	  	
Amy Thompson

	  	  	  	  	
Ph 256-552-4350 Fax 256-552-4354

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
656

	
Aero

	
Regions Bank

	
*

	
1 Independence Plaza

	  	  	  	  	
Homewood, AL 35209

	  	  	  	  	
Carol Moats

	  	  	
merged AmSouth 12/7/07

	  	
Ph 205-716-1130  Fax 205-716-1138

	  	  	  	  	  
	
657

	
Aero

	
Bank of America

	
*

	
1550 W. Bay Area Blvd.

	  	  	  	  	
Friendswood, TX 77546

	  	  	
4/30/2004

	  	
Rosalyn Dikes (branch ) Marsha Byler (national )

	  	  	  	  	
                                              888-852-5000 ext 4600

	  	  	  	  	  
	
658

	
Aero

	
Bank of America

	
*

	
1410 Parham Road

	  	  	  	  	
Richmond, VA 23229

	  	  	
5/14/2004

	  	
Pamela Langfitt(branch ) Marsha Byler (national )

	  	  	  	  	
804-754-0760                      888-852-5000 ext 4600

	  	  	  	  	  
	
659

	
Aero

	
Bank of America

	
*

	
2450 W. Algonquin Road

	  	  	
5/20/2005

	  	
Lake in the hill, IL  60156

	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
660

	
Aero W

	
Bank of America

	
*

	
12816 E. Sprague Avenue

	  	  	  	  	
Spokane, WA 999214

	  	  	
5/28/2004

	  	
Shelley Allen(branch ) Marsha Byler (national )

	  	  	  	  	
509-353-6026                     888-852-5000 ext 4600

	  	  	  	  	  
	
661

	
Aero

	
JP Morgan Chase

	
*

	
2310 Colorado Blvd.

	  	  	  	  	
Denton, TX 76205

	  	  	
5/28/2004

	  	
Brad Cain

	  	  	  	  	
Ph 940-381-7475 Fax 940-381-7410

	  	  	  	  	  
	
662

	
Aero

	
Regions Bank

	
*

	
2000 Richmond Road

	  	  	  	  	
Texarkana, TX 75503

	  	  	
6/4/2004

	  	
Pat Son

	  	  	  	  	
Ph 903-832-2551  Fax 903-223-5050

	  	  	  	  	  
	
663

	
Aero

	
Bank of America

	
*

	
1801 Richmond Road

	  	  	  	  	
Williamsburg, VA 23185

	  	  	
10/1/2004

	  	
Stacey Castruita  (branch ) Teresa Wallweber(national )

	  	  	
open in kansas

	  	
757-259-5481                 888-852-5000 ext 4601

	  	  	  	  	  
	
664

	
Aero

	
United Bank & Trust

	
*

	
1422 South Winner St.

	  	  	
6/2/2005

	  	
Adrian, MI  49221

	  	  	  	  	
Tammy Hall

	  	  	  	  	
Ph.  517-266-5503

	  	  	  	  	  
	
665

	
Aero

	
Bank of America

	
*

	
4364 State Road 7

	  	  	  	  	
Lake Worth, TX 33467

	  	  	
5/58/04

	  	
Dev Bhandary(branch ) Marsha Byler (national )

	  	  	  	  	
561-642-4426                     888-852-5000 ext 4600

	  	  	  	  	
clark american 800-355-4691

	
667

	
Aer W

	
Bank of America

	
*

	  
	  	  	  	  	
12682 Amargosa Rd.

	  	  	
2/4/2008

	  	
Victorville, CA 92392

	  	  	  	  	  
	  	  	  	  	  
	
669

	
Aero

	
Commerce

	
*

	
7400 North Orange Prairie Rd.

	  	  	  	  	
Peoria, IL 61615

	  	  	  	  	
Wes Thompson

	  	  	
11/5/2010

	  	
Ph#309-999-3257

	  	  	  	  	
Fax#309-691-5257

	
670

	
Aero

	
JP Morgan Chase

	
*

	
14801 US 31 North

	  	  	  	  	
Carmel, IN 46032

	  	  	
10/14/2004

	  	
Jon Walker

	  	  	  	  	
Ph 317-321-4022   Fax 317-574-9496

	
671

	
Aero

	
Regions

	
*

	
1993 N. Highland Ave.

	  	  	  	  	
Jackson, TN  38305

	  	  	  	  	
Terrell Parker

	  	  	
merged AmSouth 12/7/07

	  	
Ph.  731-984-6000

	  	  	  	  	
Fax.  731-668-4827

	
672

	
Aero

	
UMB Bank

	
*

	
1 Victory Drive

	  	  	  	  	
Liberty, MO 64068

	  	  	
5/19/2004

	  	
Tom Brusnahan or Melissa Sergent

	  	  	  	  	
816-792-6710 or 6713 Fax 816-792-4697

	  	  	  	  	  
	
673

	
Aero W

	
Bank of America

	
*

	
2708 Ming Avenue

	  	  	  	  	
Bakersfield, CA 93304

	  	  	
6/25/2004

	  	
Erin Bedford(branch ) Teresa Wallweber(national )

	  	  	  	  	
661-395-2020                     888-852-5000 ext 4601

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
674

	
Aero

	
Northwest Savings Bank

	
*

	
311 East Fairmount Avenue

	  	  	  	  	
Lakewood, NY 14750

	  	  	  	  	
Jessica Weaver

	  	  	  	  	
Ph 716-763-2265

	  	  	  	  	  
	
675

	
Aero

	
I B C Bank

	
*

	
6301 NW Loop 14, Ste. Q-14

	  	  	  	  	
San Antonio, TX 78238

	  	  	
9/10/2004

	  	
Isabel  Bravo

	  	  	  	  	
Ph 210-369-2910 Fax 210521-8044

	  	  	  	  	  
	
676

	
Aero

	
Chase Bank

	
*

	
320 N. New Road

	  	  	  	  	
Waco, TX 76710

	  	  	  	  	
Carole Gallagher

	  	  	  	  	
Ph 254-776-9500

	  	  	  	  	  
	
677

	
Aero

	
Astoria Federal Savings Bank

	
*

	
102 Broadway Mall

	  	  	  	  	
Hicksville, NY 11801

	  	  	
10/29/2004

	  	
Christina Smith

	  	  	  	  	
Ph 516-681-4000 Fax 516-681-4017

	
679

	
Aero

	
Wachovia

	
*

	
1970 West New Haven Avenue

	  	  	  	  	
Melbourne, FL 32904

	  	  	
9/24/2004

	  	
Charlotte Hutchinson

	  	  	  	  	
Ph 321-984-7467 Fax 321-984-3417

	  	  	  	  	  
	
680

	
Aero

	
BB & T Bank

	
*

	
1809 Greenbrier Parkway

	  	  	  	  	
Chesapeake, VA 23320

	  	  	
10/1/2004

	  	
Crystal Crawford

	  	  	  	  	
Ph757-523-4462  Fax 757-523-4469

	  	  	  	  	  
	
681

	
Aero

	
Bank of America

	
*

	
13355 Noel Road, Ste. 100

	  	  	  	  	
Dallas, TX 75240

	  	  	
9/24/2004

	  	
Conrad Mendoza(branch ) Teresa Wallweber(national )

	  	  	  	  	
972-716-5800                 888-852-5000 ext 4601

	  	  	  	  	  
	
682

	
Aero

	
Bank of America

	
*

	
3321 NW Federal Highway

	  	  	  	  	
Jensen Beach, FL 34957

	  	  	
7/23/2004

	  	
Lee Monroe(branch ) Teresa Wallweber(national )

	  	  	  	  	
772-692-7821                    888-852-5000 ext 4601

	  	  	  	  	  
	
683

	
Aero

	
First National Bank

	
*

	
2400 W. Grand River

	  	  	  	  	
Howell, MI 48843

	  	  	
7/30/2004

	  	
Kevin Morrow

	  	  	  	  	
Ph 517-540-6299 Fax 517-548-7368

	  	  	  	  	
Mc Bee deposit slips 248-553-8134 Nancy

	
684

	
Aero

	
Bank of America

	
*

	
1901 Tamiami Trail North

	  	  	  	  	
Naples, FL 34102

	  	  	  	  	
Anute Boonyachai

	  	  	
10/30/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	
branch #239-436-3533

	
685

	
Aero

	
Regions/ Union Planters same

	
*

	
210 Eisenhower Drive

	  	  	
11/21/2005

	  	
Biloxi, MS  39531

	  	  	  	  	
Jamie Tendel

	  	  	
store reopened due to Katrina

	
PH.  228-435-6610

	  	  	
Hurricane

	  	  
	
686

	
Aero

	
Chase Bank

	
*

	
Ph 903-534-4231

	  	  	
3/1/2007

	  	
Fax 903-581-9460

	  	  	  	  	
Shauna Pate

	  	  	  	  	  
	  	  	  	  	  
	
687

	
Aero

	
US

	
*

	
4056 Highway 54

	  	  	  	  	
Osage Beach, MO 65065

	  	  	  	  	
chad

	  	  	
11/29/2010

	  	
Ph 573-348-1705

	  	  	  	  	
call account manager Becky Matthews

	
688

	
Aero

	
Wells Fargo

	
*

	
Pat Barclay

	  	  	  	  	
Ph# 303-470-8908

	  	  	  	  	
fax# 303-791-2558

	  	  	  	  	  
	
689

	
Aero

	
Bancorp South

	
*

	
4359 Mall Drive

	  	  	
3/2/2005

	  	
Tupelo, MS  38802

	  	  	  	  	
Britni Beasley

	  	  	  	  	
Ph.  662-678-8000

	  	  	  	  	  
	
690

	
Aero

	
M & T Bank

	
*

	
17301 Valley Mall Drive

	  	  	  	  	
Hagerstown, MD 21740

	  	  	
10/29/2004

	  	
Nancy McKenzie

	  	  	  	  	
Ph 301-790-6916 Fax 301-852-0213

	  	  	  	  	  
	
691

	
Aero

	
Bank of America

	
*

	
29 Blanding Blvd.

	  	  	  	  	
Orange Park, FL 32073

	  	  	
9/10/2004

	  	
Sharon Davis (branch ) Teresa Wallweber(national )

	  	  	  	  	
904-269-1770                    888-852-5000 ext 4601

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
692

	
Aero

	
Bank of America

	
*

	
685 Sunland Park Drive

	  	  	  	  	
El Paso, TX 79912

	  	  	
9/17/2004

	  	
Christina Trevizo (branch ) Teresa Wallweber(national )

	  	  	  	  	
915-833-6003                   888-852-5000 ext 4601

	  	  	  	  	  
	
693

	
Aero

	
Arvest Bank

	
*

	
4201 N. Shailoh Drive

	  	  	  	  	
Fayetteville, AR 72703

	  	  	
7/30/2004

	  	
Joe Dimaggio

	  	  	  	  	
Ph 479-444-5612  Fax 479-444-5620

	  	  	  	  	  
	
694

	
Aero W

	
First National Bank of Colorado

	
*

	
615 Interlocken Blvd.

	  	  	  	  	
Broomfield, CO 80021

	  	  	
effective 10/1/2004

	  	
April Vendegna

	  	  	  	  	
Ph 303-544-7999

	  	  	  	  	  
	
695

	
Aero

	
Wachovia

	
*

	
Wachoiva consolidated accts

	  	  	
11/1/2005

	  	
For questions call Judy Goncalves at Wachovia

	  	  	  	  	
800-590-7868

	  	  	  	  	  
	  	  	  	  	  
	
696

	
Aero

	
BB & T Bank

	
*

	
1425 Seminole Trail

	  	  	  	  	
Charlottesville, VA 22901

	  	  	
9/17/2004

	  	
Tracey Travillian

	  	  	  	  	
Ph 434-975-3491  Fax 434-973-8604

	  	  	  	  	  
	
697

	
Aero

	
I B C Bank

	
*

	
5085 Westheimer Ste. 4640

	  	  	  	  	
Houston, TX 77056

	  	  	
9/17/2004

	  	
Thomas Frausto

	  	  	  	  	
Ph 713-285-2294 Fax 713-439-0633

	  	  	  	  	  
	
698

	
Aero

	
Bank of America

	
*

	
9225 Baymeadows Road

	  	  	  	  	
Jacksonville, FL 32256

	  	  	
9/24/2004

	  	
James Bridgewater (branch ) Teresa Wallweber(national )

	  	  	  	  	
904-731-4600                 888-852-5000 ext 4601

	  	  	  	  	  
	
699

	
Aero

	
Bank of America

	
*

	
12381 West Sunrise Blvd.

	  	  	  	  	
Plantation, FL 33323

	  	  	
10/1/2004

	  	
Angela Plummer  (branch ) Teresa Wallweber(national )

	  	  	  	  	
954-915-0940                 888-852-5000 ext 4601

	  	  	  	  	
Clark American 800-234-6147

	
700

	
Aero

	
US Bank

	
*

	
3410 S. 143rd Plaza

	  	  	
Dec 05 rolled to TRECS

	  	
Omaha, NE 68144

	  	  	  	  	
Mary Sumpter

	  	  	  	  	
Ph 402-334-3603  Fax 402-334-3636

	  	  	  	  	  
	
701

	
Aero

	
JP Morgan Chase

	
*

	
2430 Highway 6 South

	  	  	  	  	
Sugar Land, TX 77479

	  	  	  	  	
Sergio Babba

	  	  	  	  	
Ph 281-269-7328  Fax 281-269-7312

	  	  	  	  	  
	
702

	
Aero

	
Regions Bank

	
*

	
4501 S. Medford Drive

	  	  	  	  	
Lufkin, TX 75901

	  	  	
9/24/2004

	  	
Lanell Day

	  	  	  	  	
Ph 936-632-9096  Fax 936-632-8540

	  	  	  	  	  
	
703

	
Aero

	
Bremer Bank

	
*

	
6900 France Ave. S

	  	  	
3/23/2005

	  	
Edina, MN  55435

	  	  	  	  	
Kim Lindeen

	  	  	  	  	
tel:  952-925-9500

	  	  	  	  	  
	
704

	
Aero

	
Peoples Bank

	
*

	
5 South Maple Street

	  	  	  	  	
Hadley, MA 01035

	  	  	
9/24/2004

	  	
Donna Wiley

	  	  	  	  	
Ph 413-493-7454  Fax 413-585-1558

	  	  	  	  	  
	
705

	
Aero

	
Bank of America

	
*

	
6605 Uptown Blvd.

	  	  	  	  	
Albuquerque, NM 87110

	  	  	
9/24/2004

	  	
Lee Gurule (branch ) Teresa Wallweber(national )

	  	  	  	  	
505-282-3030                 888-852-5000 ext 4601

	  	  	  	  	  
	
706

	
Aero W

	
Bank of America

	
*

	
910 Black Lake Blvd.

	  	  	  	  	
Olympia, WA 98502

	  	  	
9/24/2004

	  	
Jackie Bensley  (branch ) Teresa Wallweber(national )

	  	  	  	  	
360-754-3630                 888-852-5000 ext 4601

	
707

	
Aero

	
First Bank of Tenneessee

	
*

	
2301 E. Andrew Johnson Hwy

	  	  	
effective 05/10/05

	  	
Morristown, TN  37814

	  	  	  	  	
Nancy Carpenter

	  	  	  	  	
Tel.  423-586-8021

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
708

	
Aero

	
Bank of America

	
*

	
105 N. Congress Avenue

	  	  	  	  	
Boynton Beach, FL 33426

	  	  	
10/1/2004

	  	
Hazel Scalise  (branch ) Teresa Wallweber(national )

	  	  	  	  	
561-742-9092                 888-852-5000 ext 4601

	
710

	
Aero

	
Bank North

	
*

	
340 Aviation Road

	  	  	  	  	
Queenbury, NY 12804

	  	  	
10/15/2004

	  	
Deb Prendergast

	  	  	  	  	
Ph 518-798-0070  Fax 518-743-1215

	  	  	  	  	  
	
711

	
Aero W

	
Bank of America

	
*

	
13008 N. Tatum Blvd.

	  	  	  	  	
Phoenix, AZ 85032

	  	  	
10/29/2004

	  	
Bill Coulter  (branch ) Teresa Wallweber(national )

	  	  	  	  	
602-569-4029                888-852-5000 ext 4601

	  	  	  	  	  
	
712

	
Aero

	
Liberty Bank

	
*

	
8 East Main Street

	  	  	  	  	
Clinton, CT 06413

	  	  	
10/8/2004

	  	
Heather Downie

	  	  	  	  	
Ph 860-669-5773 Fax 860-669-4353

	  	  	  	  	  
	
713

	
Aero

	
Main Source Bank

	
*

	
3880 West Presidential Way

	  	  	  	  	
Edinburgh, IN 46124

	  	  	
10/8/2004

	  	
Elisa Walter

	  	  	  	  	
Ph  812-526-0551  Fax  812-526-0581

	  	  	  	  	  
	
714

	
Aero

	
Bank of America

	
*

	
7800 Forsyth Blvd.

	  	  	  	  	
Clayton, MO 63105

	  	  	
10/15/2004

	  	
Gayle Diaz  (branch ) Teresa Wallweber(national )

	  	  	  	  	
314-466-0460                888-852-5000 ext 4601

	  	  	  	  	  
	
715

	
Aero W

	
Bank of America

	
*

	
23929 Valencia Blvd.

	  	  	  	  	
Valencia, CA 91355

	  	  	
10/29/2004

	  	
Cathy Gero  (branch ) Teresa Wallweber(national )

	  	  	  	  	
661-253-4653                888-852-5000 ext 4601

	  	  	  	  	  
	
716

	
Aero

	
Monroe Bank & Trust

	
*

	
2121 N. Monroe Street, Ste. 131

	  	  	  	  	
Monroe, MI 48162

	  	  	
10/29/2004

	  	
Shannon Porath

	  	  	
secret code AERO

	  	
Ph 734-241-3431  Fax 734-241-1726

	
717

	
Aero W

	
Bank of America

	
*

	
9717 Foothill Blvd.

	  	  	
3/2/2005

	  	
Rancho Cucamanga, CA  91730

	  	  	  	  	
Matt Keever

	  	  	  	  	
Ph.  909-483-8176

	  	  	  	  	  
	
718

	
Aero

	
Chevy Chase Bank

	
*

	
7101 Democracy Blvd.

	  	  	
1/26/2005

	  	
Bethesda, MD  20817

	  	  	  	  	  
	  	  	  	  	
Ph.  301-365-5100

	  	  	  	  	  
	
719

	
Aero

	
Harris

	
*

	
2505 N  Farnsworth Ave

	  	  	  	  	
Aurora, IL 60504

	  	  	
merged 10/1/10

	  	
Zach Bebee

	  	  	  	  	
630-862-2474 - Branch 312-461-6730

	  	  	  	  	
fax: 630-862-2489

	
720

	
Aero

	
Wrentham Cooperative Bank

	
*

	
102 South Street

	  	  	
3/10/2005

	  	
Wrentham, MA  02093

	  	  	  	  	
Sarah Giovanucci

	  	  	  	  	
Ph.  508-384-6101

	  	  	  	  	  
	
721

	
Aero

	
Bank of America

	
*

	
4545 14th St. W

	  	  	
3/23/2005

	  	
Bradenton, FL  34205

	  	  	  	  	
Kathy Cannavino

	  	  	  	  	
Ph.  941-751-6595

	  	  	  	  	  
	
722

	
Aero

	
Citizens Bank

	
*

	
Route 611 & 715

	  	  	
3/2/2005

	  	
Tannersville, PA  18372

	  	  	  	  	
Shawn

	  	  	  	  	
Ph. 570-629-1631

	  	  	  	  	
fax. 570-629-8757

	
723

	
Aero W

	
Bank of America

	
*

	
200 Kentucky St.

	  	  	
3/9/2005

	  	
Petaluma, CA  94952

	  	  	  	  	
Robin Edwards

	  	  	  	  	
Ph.  707-769-2850

	  	  	  	  	  
	
724

	
Aero

	
JP Morgan Chase

	
*

	
2203 Memorial Drive

	  	  	  	  	
Alexandria, LA  71301

	  	  	  	  	
James White

	  	  	  	  	
Ph.  318-448-6389

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
725

	
Aero

	
Wachovia Bank

	
*

	  
	  	  	
7/1/2005

	  	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
726

	
Aero

	
Chase Bank

	
*

	
250 W. Garfield Rd

	  	  	
3/23/2005

	  	
Aurora, OH  44202

	  	  	  	  	
Stacy Famageltto

	  	  	  	  	
Ph. 330-562-7115

	  	  	  	  	  
	
727

	
Aero

	
Bank of America

	
*

	
1255 Lake Woodland Drive

	  	  	
3/30/2005

	  	
The Woodlands, TX  77380

	  	  	  	  	
Katrina Johnson

	  	  	  	  	
Ph.  281-362-4200

	  	  	  	  	  
	
728

	
Aero

	
IBC Bank

	
*

	
2200 S. 10th Street

	  	  	
3/23/2005

	  	
McAllen, TX  78502

	  	  	  	  	
Jaime Vargas

	  	  	  	  	
Ph.  956-688-3670

	  	  	  	  	
aba # for ach's 114-902-528

	
729

	
Aero

	
Bank of America

	
*

	
12011 Kee Jackson Hwy

	  	  	
3/23/2005

	  	
Fairfax, VA  2033

	  	  	  	  	
Eva Seifert

	  	  	  	  	
Ph.  703-277-3230

	  	  	  	  	  
	
730

	
Aero W

	
Wells Fargo Bank

	
*

	
826 3rd Avenue

	  	  	
3/23/2005

	  	
Chula Vista, CA  91910

	  	  	  	  	
Luis Lopez

	  	  	  	  	
619-426-0622

	  	  	  	  	  
	
731

	
Aero W

	
Bank of America

	
*

	
222 W. Main Street

	  	  	
3/23/2005

	  	
Medford, OR  97501

	  	  	  	  	
Maria Holloway

	  	  	  	  	
Ph.  541-722-3384

	  	  	  	  	  
	
732

	
Aero W

	
Bank of America

	
*

	
9780 W. Fairview Ave.

	  	  	
12/22/2005

	  	
Boise, ID  83704

	  	  	  	  	
Ph. 208-377-5000

	  	  	  	  	  
	  	  	  	  	  
	
733

	
Aero

	
Capital One

	
*

	
3050 Severn Ave.

	  	  	  	  	
Metairie, LA  70002

	  	  	  	  	
Tammy or Drew Booth

	  	  	  	  	
Tel.  504-533-2905

	  	  	  	  	
Fax.  504-533-5344

	
734

	
Aero

	
Wachovia

	
*

	
4325 Glenwood Ave

	  	  	
10/7/2007

	  	
Raleigh, NC  27612

	  	  	  	  	
Alicia Keisler

	  	  	  	  	
Ph.  919-829-6657

	  	  	  	  	  
	
735

	
Aero W

	
Bank of America

	
*

	
4801 W. Charleston Blvd

	  	  	
3/23/2005

	  	
Las Vegas, NV  89107

	  	  	  	  	
Merling Arias

	  	  	  	  	
Ph.  702-654-4310

	  	  	  	  	  
	
736

	
Aero W

	
Wells Fargo Bank

	
*

	
Galleria at Tyler Mall

	  	  	
3/23/2005

	  	
3765 Tyler Street

	  	  	  	  	
Riverside, CA  92503

	  	  	  	  	
JP Bouchereau

	  	  	  	  	
951-343-3860

	
737

	
Aero

	
IBC Bank

	
*

	
2350 N. Expressway, Ste. 7222

	  	  	
6/24/2005

	  	
Brownsville, TX  78526

	  	  	  	  	
Guillermo Lambarri

	  	  	  	  	
Tel.  956-547-1380

	  	  	  	  	
Fax.  956-574-9596

	
738

	
Aero

	
Columbus Bank & Trust

	
*

	
3261 Manchester Expressway

	  	  	
3/23/2005

	  	
Columbus, GA  31909

	  	  	  	  	
Sandra Wilkoff

	  	  	  	  	
Ph.  706-649-2715

	  	  	  	  	  
	
739

	
Aero

	
M & T Bank

	
*

	
23 Lake Street

	  	  	
7/15/2005

	  	
Monroe, NY  10950

	  	  	  	  	
Linda Conte-Giannone

	  	  	  	  	
845-782-8101

	  	  	  	  	  
	
740

	
Aero

	
PNC Bank

	
*

	
3400 Atlantic Ave.

	  	  	
5/11/2005

	  	
Atlantic City, NJ  08401

	  	  	  	  	
Tel.  609-343-6707

	  	  	  	  	
Mikael Mason

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
741

	
Aero W

	
Bank of America

	
*

	
201 E. San Ysidro Blvd.

	  	  	
4/27/2005

	  	
San Ysidro, CA  92173

	  	  	  	  	
Tel.  619-662-6423

	  	  	
combo store with P.S. #3215

	  	  
	  	  	
same account

	  	  
	
742

	
Aero

	
Wells Fargo

	
*

	
I-94 Woodbury

	  	  	
9/15/2005

	  	
9882 Norma Lane

	  	  	  	  	
Woodbury, MN  55125

	  	  	  	  	
Ph.  651-205-8310

	  	  	  	  	
Christina Skar

	
743

	
Aero W

	
Wells Fargo Bank

	
*

	
29 S. Rio Grande St., 2nd Floor

	  	  	
3/30/2005

	  	
Salt Lake City, UT  84101

	  	  	  	  	
JP Bouchereau

	  	  	  	  	
Ph.  801-456-0660

	  	  	  	  	
Fax.

	
744

	
Aero W

	
Wells Fargo Bank

	
*

	
1175 S. State St.

	  	  	
5/2/2005

	  	
Orem, UT  84097

	  	  	  	  	
Daron Stealey

	  	  	  	  	
Ph.  801-426-5529

	  	  	  	  	
Fax.  801-226-0734

	
745

	
Aero W

	
Wells Fargo Bank

	
*

	
66 W. 1200 S.

	  	  	
5/2/2005

	  	
Provo, UT  84601

	  	  	  	  	
Tel. 801-377-1397

	  	  	  	  	  
	  	  	  	  	  
	
746

	
Aero W

	
Citibank

	
*

	
44480 Town Center Way

	  	  	
3/30/2005

	  	
Palm Desert, CA  92260

	  	  	  	  	
Angel Mendez

	  	  	  	  	
Ph.  760-346-4128

	
747

	
Aero W

	
Santa Barbara Trust & Bank

	
*

	
2310 E. Ponderosa Drive

	  	  	
8/5/2005

	  	
Camarillo, CA  93010

	  	  	  	  	
Arturo Solis

	  	  	  	  	
Ph. 805-383-2224

	  	  	  	  	
Fax.  805-383-2228

	
748

	
Aero

	
Wells Fargo

	
*

	
6175 Gateway West

	  	  	  	  	
El Paso, TX 79925

	  	  	
8/30/2009

	  	
Pat Barclay

	  	  	  	  	
ph#303-470-8908

	
749

	
Aero

	
Wachovia

	
*

	
8300 Medical Plaza Dr.

	  	  	
12/9/2005

	  	
Charlotte, NC  28216

	  	  	  	  	  
	  	  	  	  	  
	
750

	
Aero

	
PNC Bank

	
*

	
3517 Nicholasville Road

	  	  	  	  	
Lexington, KY  40503

	  	  	  	  	
Aakesh Patel

	  	  	  	  	
Ph.  859-281-5456

	  	  	  	  	
Fax.  859-281-5459

	  	  	  	  	
800-669-1518 Treasury Erica (valid.dep.tick)

	
751

	
Aero

	
Bank of America

	
*

	
80 Mountain Rd.

	  	  	  	  	
Glen Burnie, MD 21060

	  	  	  	  	
Tracey Popoola

	  	  	
11/30/2009

	  	
Ph# 800-657-9533 ext#53553

	  	  	  	  	  
	
752

	
Aero

	
Wachovia Bank

	
*

	
Four S. Main Str

	  	  	
10/27/2006

	  	
Coopersburg, PA

	  	  	  	  	
610-282-3012

	  	  	  	  	  
	  	  	  	  	  
	
753

	
Aero W

	
Wells Fargo Bank

	
*

	
140 Great Mall Drive

	  	  	
3/9/2005

	  	
Milpitas, CA  95035

	  	  	  	  	
Bree Philpott

	  	  	  	  	
Ph.  408-934-9625

	  	  	  	  	  
	
754

	
Aero

	
Bank of America

	
*

	
2600 W. Bigbeaver

	  	  	  	  	
Troy, MI  48084

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext 5760 fax#617-235-2580

	  	  	  	  	  
	
755

	
Aero

	
Bank of America

	
*

	
2630 Dawson Road

	  	  	
4/27/2005

	  	
Albany, GA  31707

	  	  	  	  	
Gladys

	  	  	  	  	
Ph.  229-434-4580

	  	  	  	  	
Fax. 229-434-4583

	
756

	
Aero

	
BB & T Bank

	
*

	
2286 N. Dave Lyle Blvd

	  	  	
3/23/2005

	  	
Rock Hill, SC  29730

	  	  	  	  	
Eric Bowers

	  	  	  	  	
Ph.  803-366-3144

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
757

	
Aero W

	
Farmers' State Bank

	
*

	
4444 1st Ave.

	  	  	
9/30/2005

	  	
Cedar Rapids, IA  52402

	  	  	  	  	
Joan Ironside

	  	  	  	  	
Ph.  319-395-0201

	  	  	  	  	
Fax.  319-294-6679

	
758

	
Aero

	
Wachovia Bank

	
*

	
Citadel Mall Financial Center

	  	  	
3/16/2005

	  	
828 Orleans Rd

	  	  	  	  	
Charleston, SC  29407

	  	  	  	  	
Craig Carver

	  	  	  	  	
Ph.  843-724-5184

	
759

	
Aero

	
Bank of America

	
*

	
826 Belmont St.

	  	  	
4/27/2005

	  	
Brockton, MA  02301

	  	  	  	  	
Tel.  800-841-4000

	  	  	  	  	  
	  	  	  	  	  
	
760

	
Aero W

	
Wells Fargo Bank

	
*

	
2334 Central Ave.

	  	  	
3/23/2005

	  	
Billings, MT  59102

	  	  	  	  	
JP Bouchereau

	  	  	  	  	
Ph.  406-652-8288

	
761

	
Aero W

	
Bank of America

	
*

	
2225 Quimby Road

	  	  	
9/9/2005

	  	
San Jose, CA  95122

	  	  	  	  	
Veronica Rubio or Mary Diaz

	  	  	  	  	
408-223-4481 fax. 408-971-5396

	
762

	
Aero

	
PNC

	
*

	
1366 Mall Run Road

	  	  	  	  	
Uniontown, PA  15401

	  	  	  	  	
Suan Lee

	  	  	  	  	
tel:  724-438-3400

	
763

	
Aero

	
United Bank

	
*

	
84 Crossroads Mall

	  	  	
3/23/2005

	  	
Mt. Hope, WV  25880

	  	  	  	  	
Matthew Whitener

	  	  	  	  	
Ph.  304-256-7280

	  	  	  	  	  
	
764

	
Aero

	
Bank of America

	
*

	
1401 N. University Drive

	  	  	
3/23/2005

	  	
Coral Springs, FL  33071

	  	  	  	  	
Sonia Canova

	  	  	  	  	
Ph.  954-341-0104

	  	  	  	  	  
	
765

	
Aero

	
Regions

	
*

	
1000 Turtle Creek Drive

	  	  	  	  	
Hattiesburg, MS  39402

	  	  	  	  	
Tel.  601-261-4270

	  	  	
merged AmSouth 12/7/07

	  	
Hunter Russum

	  	  	  	  	  
	
766

	
Aero

	
Bank of America

	
*

	
One Commercial Plaza

	  	  	
3/23/2005

	  	
Norfolk, VA  23510

	  	  	  	  	
Lenita Griffin

	  	  	  	  	
Ph.  757-441-4770

	  	  	  	  	  
	
767

	
Aero

	
American Bank

	
*

	
676 W. Johnson St

	  	  	
3/23/2005

	  	
Fond Due Lac, WI  54935

	  	  	  	  	
Diana Dehnel

	  	  	  	  	
Ph.  920-922-9292

	  	  	  	  	  
	
768

	
Aero W

	
Bank of America

	
*

	
4002 Tacoma Mall Blvd.

	  	  	
9/9/2005

	  	
Tacoma, WA  98409

	  	  	  	  	
Susan Bungert or Rowena Ly

	  	  	  	  	
Ph. 253-305-3145

	  	  	  	  	
Fax.  253-305-3148

	
769

	
Aero

	
Savanah Bank

	
*

	
1579 Clark Streeet Road

	  	  	
7/29/2005

	  	
Auburn, NY  13021

	  	  	  	  	
Danielle Kehoe

	  	  	  	  	
315-252-4551

	  	  	  	  	  
	
770

	
Aero

	
Chase Bank

	
*

	
4430 Labon Drive, Suite 346

	  	  	
9/30/2005

	  	
Garland, TX  75040

	  	  	  	  	
James W. Jennings

	  	  	  	  	
Ph.  972-530-3449 or 877-226-5663

	  	  	  	  	
Fax.  972-530-4194

	
771

	
Aero W

	
Wells Fargo Bank

	
*

	
890 W. Riverdale Rd

	  	  	
5/2/2005

	  	
Ogden, UT  84405

	  	  	  	  	
tel. 801-626-9761

	  	  	  	  	  
	  	  	  	  	  
	
772

	
Aero

	
US Bank

	
*

	
10959 Parallel Ave.

	  	  	
Dec 05 rolled to TRECS

	  	
Kansas City, KS  66109

	  	  	  	  	
Amy Hrabe

	  	  	  	  	
Ph.  913-334-9811

	  	  	  	  	
Fax. 913-334-9163

	
773

	
Aero

	
IBC Bank

	
*

	
130 East Travis St/

	  	  	
9/29/2005

	  	
San Antonio, TX  78205

	  	  	  	  	
David Solis

	  	  	  	  	
210-369-2943

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
774

	
Aero

	
IBC Bank

	
*

	
6001 Airport Blvd

	  	  	
3/4/2007

	  	
Austin , TX 78752

	  	  	  	  	
Lucila Rios

	  	  	  	  	
512-397-4542

	  	  	  	  	
fax 512-397-4549

	
775

	
Aero

	
Bank of America

	
*

	
5780 20th Street

	  	  	
6/10/2005

	  	
Vero Beach, FL  32966

	  	  	  	  	
Soula Planker

	  	  	  	  	
Ph.  772-564-8181

	  	  	  	  	
Fax.  772-569-2014

	
776

	
Aero

	
Chase Bank

	
*

	
350 Gause Blvd.

	  	  	
7/29/2005

	  	
Slidell,  lA  70458

	  	  	  	  	
Michelle Lingston

	  	  	  	  	
Ph.  985-847-0501

	  	  	  	  	
Fax.  985-649-6451

	
777

	
Aero W

	
Bank of America

	
*

	
19240 Northhoff St.

	  	  	
10/28/2005

	  	
Northridge, CA  91324

	  	  	  	  	
Dennis Mata

	  	  	
 

	  	
Ph.  818-885-4052

	  	  	  	  	
Fax. 818-885-4128

	
778

	
Aero W

	
Wells Fargo Bank

	
*

	
5120 Moreno St

	  	  	
23-Mar

	  	
Montclair, CA  91763

	  	  	  	  	
JP Bouchereau

	  	  	  	  	
Ph.  909-621-2900

	  	  	  	  	  
	
779

	
Aero

	
American National Bank

	
*

	
628 Main Street

	  	  	
9/9/2005

	  	
Danville, VA  24541

	  	  	  	  	
Linda Moore

	  	  	  	  	
Ph.  434-773-2219 or 2298

	  	  	  	  	
Fax.  434-549-8175

	
780

	
Aero W

	
Wells Fargo Bank

	
*

	
200 B. Street

	  	  	  	  	
Santa Rosa, CA  95401

	  	  	  	  	
JP Bouchereau

	  	  	  	  	
Ph.  707-584-3114

	  	  	  	  	  
	
781

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/21/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
782

	
Aero W

	
Key Bank

	
*

	
999 N. Hill Field Rd

	  	  	
5/11/2005

	  	
Layton, UT  84041

	  	  	  	  	
Tel.  801-544-2834

	  	  	  	  	
Tiffany Gilbraith

	  	  	  	  	  
	
783

	  	
US Bank

	
*

	
14111 E Alameda Ave

	  	  	
7/29/2005

	  	
Aurora, CO 80012

	  	  	  	  	
Clara Gonzalez

	  	  	  	  	
303-344-1331

	
784

	
Aero

	
Bancorp South

	
*

	  
	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	
(662) 349-5516

	  	  	  	  	  
	
785

	
Aero

	
REGIONS BANK

	
*

	
30083 Woodrow Lane

	  	  	
2/3/2006

	  	
Daphne, AL  36527

	  	  	  	  	
Contina Woods

	  	  	  	  	
Ph. 251-431-8114

	  	  	  	  	
Fax. 251-431-8115

	
786

	
Aero

	
United Community Bank

	
*

	  
	  	  	  	  	  
	  	  	  	  	
Tiffany Jeannette

	  	  	  	  	
706-378-2225 (fax 706-378-2295)

	
787

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	  	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
788

	
Aero W

	
Bank of America

	
*

	
1234 So. Baldwin Ave.

	  	  	
9/23/2005

	  	
Arcadia, CA  91007

	  	  	  	  	
Edgar Chacon or Sylvia Evans

	  	  	  	  	
Ph.  626-578-5898

	  	  	  	  	
Fax.  626-578-5500

	
789

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	  	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	
790

	
Aero

	
BankNorth, NA

	
*

	
Bank of New Hampshire

	  	  	
Bank of New Hampshire

	  	
1249 Eastman Road

	  	  	
5/11/2005

	  	
North Conway, NH  03860

	  	  	  	  	
Tel.  603-356-6397

	  	  	  	  	
Chriss Butts

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
791

	
AeroW

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/23/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	  
	
792

	
Aero W

	
Bank of America

	
*

	
36900 Newark Blvd.

	  	  	
4/27/2005

	  	
Newark, CA  94560

	  	  	  	  	
Tel.  510-226-2780

	  	  	  	  	  
	  	  	  	  	  
	
793

	
Aero W

	
Bank of America

	
*

	
2200 W. Warm Springs Road

	  	  	  	  	
Las Vegas, NV  89019

	  	  	  	  	
Tel.  702-654-6339

	  	  	  	  	  
	  	  	  	  	  
	
794

	
Aero W

	
Bank of America

	
*

	
8815 Quil Ceda Blvd

	  	  	
7/22/2005 changed to 07/08/05

	
Tulalip, WA  98271

	  	  	  	  	
Angela Gothard/ Mike Peek

	  	  	  	  	
360-653-3467

	  	  	  	  	  
	
795

	
Aero W

	
Bank of America

	
*

	
1120 Texas Street

	  	  	  	  	
Fairfield, CA  94533

	  	  	  	  	
Tel.  707-438-2604

	  	  	  	  	  
	  	  	  	  	  
	
796

	
Aero W

	
Bank of The West

	
*

	
4932 Pacific Ave.

	  	  	
6/24/2005

	  	
Stockton, CA  95207

	  	  	  	  	
Sysaveuy Seeha

	  	  	  	  	
Tel.  209-957-2301

	  	  	  	  	
fax 209-957-2434 Diane Mcintosh

	
797

	
Aero

	
BB & T Bank

	
*

	
2500 E. Walnut Ave.

	  	  	
6/24/2005

	  	
Dalton, GA  30721

	  	  	  	  	
Rebecca Hudson

	  	  	  	  	
ph# 706-217-3931

	  	  	  	  	
fax# 706-217-3939

	
798

	
Aero

	
Texas Bank & Trust

	
*

	
3622 McCann

	  	  	
6/24/2005

	  	
Longview, TX  75605

	  	  	  	  	
Tammy Gage

	  	  	  	  	
Ph.  903-237-5500

	  	  	  	  	
Fax.  903-234-4620

	
799

	
Aero

	
CBBC Bank

	
*

	
205 Foothills Mall

	  	  	
7/1/2005

	  	
Maryville, TN  37801

	  	  	  	  	
Teresa

	  	  	  	  	
Ph: 865-977-5971

	  	  	  	  	
fax: 865-379-2507

	
800

	
Aero

	
United Community Bank

	
*

	
Hwy 53 West

	  	  	  	  	
Dawsonville, GA  30534

	  	  	  	  	
Tel.  706-265-3232

	  	  	  	  	  
	  	  	  	  	  
	
801

	
Aero

	
IBC Bank

	
*

	
10 Central Mall

	  	  	
7/1/2005

	  	
Lawton, OK  73501

	  	  	  	  	
Lawrell Sparkman

	  	  	  	  	
580-250-4127

	  	  	  	  	  
	
802

	
Aero

	
PNC Bank

	
*

	
2010 Pitsburgh Blvd.

	  	  	
11/23/2005

	  	
Tarentu, PA  15084

	  	  	  	  	
Tel.  724-274-1100

	  	  	  	  	  
	  	  	  	  	  
	
803

	
Aero

	
Capital One

	
*

	
313 corondelet St., 6th fl

	  	  	  	  	
New Orleans, LA  70130

	  	  	
bank name was changed

	  	
Tammy W. Prats

	  	  	
5/1/2006

	  	
504-533-2905

	  	  	  	  	
800-562-9007 x 32905

	
804

	
Aero

	
Harris Bank

	
*

	
2609 East Main Street

	  	  	
5/12/2007

	  	
Plainfield, IN 46168

	  	  	  	  	
Jim O' Bold

	  	  	  	  	
Ph 317 839-3501 Ex 34

	  	  	  	  	
Fax 317-839-3944

	
805

	
Aero

	
Bank of America

	
*

	
1550 S. Clyde Morris Blvd

	  	  	
10/28/2005

	  	
Daytona Beach, FL

	  	  	  	  	
Brian Hills or Debbie Long

	  	  	  	  	
Ph. 386-238-0079

	  	  	  	  	
Fax.  386-239-0859

	
806

	
Aero W

	
Bank of America

	
*

	
2800 N. Main St

	  	  	
10/14/2005

	  	
Santa Ana, CA  92705

	  	  	  	  	
Christine Dougherty or Richard Naas

	  	  	  	  	
Ph.  714-285-4880

	  	  	  	  	
Fax.  714-285-4887

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
807

	
Aero

	
IBC, Inc.

	
*

	
6909 NE Loop 1604, Suite 01

	  	  	
9/16/2005

	  	
San Antonio, TX  78247

	  	  	  	  	
Christina Hernandez

	  	  	  	  	
Ph.  210-369-2922

	  	  	  	  	
Fax.  210-651-3462

	
808

	
Aero

	
South Carolina Bank & Trust

	
*

	
1328 Fording Island Road

	  	  	
10/5/2005

	  	
Bluffton, SC  29910

	  	  	  	  	
Attn:  Jenette Ariyibi

	  	  	  	  	
Ph.  843-837-2100

	  	  	  	  	  
	
809

	
Aero

	
Regions

	
*

	
178 Paul Huff Pkwy

	  	  	  	  	
Cleveland, TN  37312

	  	  	  	  	
LeeAnn Owenby

	  	  	
merged AmSouth 12/7/07

	  	
Ph.  423-479-9661

	  	  	  	  	
Fax.  423-472-2572

	
810

	
Aero

	
Chase Bank

	
*

	
6400 Grand Ave

	  	  	
10/28/2005

	  	
Gurnee, IL  60031

	  	  	  	  	
Ph.  847-782-3680

	  	  	  	  	
Fax.  847-855-0279

	  	  	  	  	
Nanette Brown

	
811

	
Aero W

	
Bank of America

	
*

	
4201 N. Oracle Road

	  	  	
9/30/2005

	  	
Tucson, AZ  85705

	  	  	  	  	
Cecilla Johnson or Andy Chasteen

	  	  	  	  	
PH.  520-408-6550

	  	  	  	  	
Fax.  520-690-1521

	
812

	
Aero W

	
Bank of America

	
*

	
18641 S. Gridley Road

	  	  	
10/28/2005

	  	
Cerritos, CA

	  	  	  	  	
Rod Hernandez or Snny Chauhan

	  	  	  	  	
Ph.  562-403-6252

	  	  	  	  	
Fax.  562-403-6254

	
813

	
Aero W

	
Chase Bank

	
*

	
10620 South State Street

	  	  	
12/20/2005

	  	
Sandy, UT  84070

	  	  	  	  	
Ph.  801-481-5551

	  	  	  	  	  
	  	  	  	  	  
	
814

	
Aero

	
First Citizens Bank

	
*

	
Jamil Johnson

	  	  	
6/3/2007

	  	
7101 Fayetteville Rd, PO Box 51399

	  	  	  	  	
Durham, NC 27707

	  	  	  	  	
919-489-3541 PH

	  	  	  	  	
919-419-0049 Fax

	
815

	
Aero

	
Sovereign Bank

	
*

	
376 Southbridge St.

	  	  	
10/21/2005

	  	
Auburn, MA  01501

	  	  	  	  	
Patrick Royce

	  	  	  	  	
Ph.  508-721-2540

	  	  	  	  	
1-877-768-1145 business

	
816

	
Aero W

	
Wells Fargo Bank

	
*

	
6699 N. Landmark Drive

	  	  	
10/28/2005

	  	
Park City, UT  84098

	  	  	  	  	
Ph.  800-869-3557

	  	  	  	  	  
	  	  	  	  	  
	
817

	
Aero W

	
Union Bank of California

	
*

	
801 East Prosperity,Tulare CA 93274

	  	  	
6/7/2006

	  	
LeeAnn Martinho

	  	  	  	  	
559-688*2812

	  	  	  	  	  
	  	  	  	  	  
	  	  	  	  	  
	
818

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
3/10/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
819

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/23/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
820

	
Aero

	
Regions bank

	
*

	
4441 Central Ave

	  	  	
3/3/2006

	  	
Hot Springs, AR 71913

	  	  	  	  	
ph. 501-624-8860

	  	  	  	  	
fax. 501-624-8969

	
821

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
3/15/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  
	
822

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
3/24/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
823

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
6/14/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  
	  	  	  	  	  
	
824

	
Aero

	
First State

	
*

	
4979 Bill Gardner Pkwy.

	  	  	
3/17/2006

	  	
Locust Grove, GA 30248

	  	  	  	  	
ph. 770-507-9502

	  	  	  	  	
FAX. 770-914-2873

	
825

	
Aero

	
Comerica Bank

	
*

	
8850 Boedeker Str

	  	  	
4/7/2006

	  	
Dallas,TX

	  	  	
consolid account since 10/19/06

	
fax 214 890-0848

	  	  	  	  	
ph. 214-890-5106 ext 5136

	  	  	  	  	
Linda Burns

	  	  	  	  	  
	
826

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/7/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
827

	
Aero

	
Regions

	
*

	
2948 East Texas Str

	  	  	  	  	
Bossier LA 71111

	  	  	  	  	
Ph 318- 674-3536

	  	  	
merged AmSouth 12/7/2007

	  	
Sheren White

	  	  	  	  	  
	
828

	
Aero

	
Liberty Bank

	
*

	
2901 East Highland Drive

	  	  	
3/29/2006

	  	
Jonesboro , AR 72403

	  	  	  	  	
Wayne Wolfe

	  	  	  	  	
fax. 870-931-0916

	  	  	  	  	
870-268-2318

	
829

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
3/31/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
830

	
Aero

	
Arvest Bank

	
*

	
401 N.Walnut

	  	  	
5/8/2006

	  	
PO BOX 160

	  	  	  	  	
Harrison ,AR 72601

	  	  	  	  	
Laura Shaw

	  	  	  	  	
870-391-5613   fax-870-391-5620

	
831

	
Aero

	
Bank of America

	
*

	
395 Briarwood  Cercle

	  	  	  	  	
Ann Arbor MI 48108

	  	  	
2/2/2009

	  	
Jean Pemper

	  	  	  	  	
Ph#800-654-8503 ext5760 fax#617-235-2580

	  	  	  	  	  
	  	  	  	  	  
	
832

	
Aero

	
Regions Bank

	
*

	
8601 South Dixie  Hwy

	  	  	  	  	
Orlando Wesquez

	  	  	
4/14/2006

	  	
ph 305-665-1241

	  	  	  	  	
fax 305-665-4734

	  	  	  	  	  
	  	  	  	  	  
	
833

	
Aero

	
Wachovia bank

	
*

	
Columbiana Center

	  	  	
4/7/2006

	  	
333 Harbison Blvd.

	  	  	  	  	
Columbia , SC 29212

	  	  	  	  	
Leo Crumper

	  	  	  	  	
ph. 877-394-9089

	  	  	  	  	
fax. 803-253-6781

	  	  	  	  	  
	
834

	
Aero W

	
Washington Mutual

	
*

	
6951 Bolsa Ave.

	  	  	  	  	
Westminster, CA 92683

	  	  	
12/3/2007

	  	
Rain Urcia

	  	  	  	  	
Ph#714-934-2112  Fax#714-898-8573

	
835

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/7/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
836

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/14/2006

	  	
Wichita, KS 67202

	  	  	
open in kansas

	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
837

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/14/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
838

	
Aero W

	
Wells Fargo

	
*

	
2600 Newberg Hwy

	  	  	
4/14/2006

	  	
Woodburn, OR 97071

	  	  	  	  	
Brian Speer

	  	  	  	  	
fax 503-982-9922

	  	  	  	  	
ph.503-982-9922

	
839

	
Aero

	
Citizens National Bank

	
*

	
1199 Bonita Lakes Circle

	  	  	
4/14/2006

	  	
Meridian, MS 39301

	  	  	  	  	
Regina Tims

	  	  	  	  	
601-484-5337

	  	  	  	  	
601-484-5341

	  	  	  	  	  
	
840

	
Aero

	
Regions Bank

	
*

	
1300 W Poplar Ave

	  	  	
3/31/2006

	  	
Collerville , TN

	  	  	  	  	
Bridget Ely

	  	  	  	  	
ph 901 853-7980 ex 22

	  	  	  	  	
fax 901 853 7987

	  	  	  	  	  
	
841

	
Aero

	
First National Bank

	
*

	
2511 Trimmier Road

	  	  	
3/31/2006

	  	
Killeen , TX 76543

	  	  	  	  	
Ph. 254-554-4254

	  	  	  	  	
Fax. 254-634-2661 Shirley Tolliver

	
842

	
Aero

	
Chase Bank

	
*

	
1345 N.Town East Blvd

	  	  	
2/4/2007

	  	
Mesquite, TX 75150

	  	  	  	  	
Erika Dunham 972-270-2067

	  	  	  	  	
fax 972-681-0326

	
843

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/28/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  
	
844

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/28/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
845

	
Aero

	
MB Financial Bank

	
*

	
1400 Sixteenth St.

	  	  	  	  	
Oak Brook,IL 60523

	  	  	
11/20/2007

	  	
Michael

	  	  	  	  	
ph 630-203-2724

	  	  	  	  	
fax 630-571-0065

	
846

	
AeroW

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/28/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
847

	
Aero

	
American Gateway

	
*

	
2020 South Burnfide

	  	  	
4/28/2006

	  	
Gonzales, LA 70737

	  	  	  	  	
Nicolle Theel

	  	  	  	  	
225-647-4921

	  	  	  	  	
fax 225 644 6411

	
848

	
Aero

	
Bremer Bank

	
*

	
1715 W County Rd B2

	  	  	
6/23/2006

	  	
Roseville, MN 55113

	  	  	  	  	
Matt Flannery

	  	  	  	  	
ph 651 288-3885

	  	  	  	  	
fax 651 288-3896

	
849

	
Aero W

	
Wells Fargo Bank

	
*

	
1864 Blue Lakes Blvd

	  	  	
5/12/2006

	  	
Twin Falls , ID 83301

	  	  	  	  	
Path Barcley

	  	  	  	  	
fax 303 791-2558

	  	  	  	  	
ph 303 470-8908

	
850

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/24/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
851

	
Aero

	
Fifth Third

	
*

	
Columbus North Banking Center

	  	  	  	  	
2117 25th St.

	  	  	
3/3/2008

	  	
Columbus, IN 47201

	  	  	  	  	
Branch ph# 812-372-9645

	  	  	  	  	
Fax# 812-372-9993

	
852

	
Aero W

	
Wells Fargo Bank

	
*

	
1798 Hitt Road

	  	  	
5/5/2006

	  	
Idaho, ID 83404

	  	  	  	  	
Pat Barcley

	  	  	  	  	
fax 303 791-2558

	  	  	  	  	
ph 303 470-8908

	
853

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
6/30/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
854

	
Aero

	
Chase Bank

	
*

	
3732 Irving Mall

	  	  	
6/15/2006

	  	
Irving , TX 75062

	  	  	  	  	
Kenard 972-255-8556

	  	  	  	  	
fax 972-258-4040

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
855

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/21/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
856

	
Aero W

	
Chase Bank

	
*

	
7352 South Plaza Center Drive

	  	  	
6/16/2006

	  	
West Jordan, UT 84084

	  	  	  	  	
Trevor Weeks

	  	  	  	  	
fax 801-280-6815

	  	  	  	  	
ph 801-280-6763

	
857

	
Aero W

	
Wells Fargo Bank

	
*

	
100 West Burnsville Parkway

	  	  	  	  	
Burnsville, MN 55337

	  	  	
5/26/2006

	  	
Ann Wood

	  	  	  	  	
612 316-1534 ph

	  	  	  	  	
612 316-3797 fax

	
858

	
Aero

	
US Bank

	
*

	
1350 Euclid Ave,

	  	  	
11/2/2006

	  	
Cleveland , OH 44115

	  	  	  	  	
Bath Ladd,                  Diane

	  	  	  	  	
216 902-7858 ph      216-623-9248

	  	  	  	  	
216 623-9303 fax

	
859

	
Aero

	
Community Bank and Trust

	
*

	
800 Steven B.Tanger Blvd

	  	  	  	  	
Commerce,GA 30529

	  	  	
6/2/2006

	  	
1-888-847-2265

	  	  	  	  	
fax 706-335-1986

	
860

	
Aero W

	
Wells Fargo

	
*

	
Beau Jeppesen

	  	  	
8/8/2006

	  	
4920 South State Str

	  	  	  	  	
Murray, UT 84107

	  	  	  	  	
801-293-9470

	  	  	  	  	
801-263-2075 FAX

	
861

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/21/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
862

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/30/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
863

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/23/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
864

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/23/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	  	  	  	  	  
	
865

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
5/23/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
866

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
4/28/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
867

	
Aero

	
Hillcrest Bank

	
*

	
11111 W 95th Str,

	  	  	
6/30/2006

	  	
Overland Park, KS 66214

	  	  	  	  	
Jillian Brewer

	  	  	  	  	
ph 913 324-6149

	  	  	  	  	
fax 913 324-6191

	
868

	
Aero

	
SunTrust Bank

	
*

	
775 E Merritt Island Causeway Suite 100

	  	  	  	  	
Merritt Island, FL 32952

	  	  	
7/28/2006

	  	
Ann Prince

	  	  	  	  	
ph. 321-459-3315

	  	  	  	  	
fax 321-452-8907

	  	  	  	  	  
	
869

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
6/30/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
870

	
Aero

	
PNC Bank

	
*

	
9W. Chocolate Ave.

	  	  	
9/15/2006

	  	
Hershey, PA 17033

	  	  	  	  	
Karen Prickett

	  	  	  	  	
ph.717-534-3201

	  	  	  	  	
fax.717-534-3231

	
871

	
Aero

	
Fidelity Deposit & Discount Bank

	
*

	
4010 Birney Ave

	  	  	
3/29/2007

	  	
Moosic, PA 18507

	  	  	  	  	
Phone: 570-504-0790

	  	  	  	  	
Fax: 570-504-0793

	  	  	  	  	
Casey Egan

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
872

	
Aero

	
Chase Bank

	
*

	
1111 N IH-35

	  	  	
8/3/2006

	  	
Round Rock, TX 78664

	  	  	  	  	
Peggy Smith

	  	  	  	  	
ph 512-244-8550

	  	  	  	  	
fax 512-218-8830

	
873

	
Aero

	
Wachovia Bank

	
*

	
9700 Corckscrow Rd

	  	  	
11/10/2006

	  	
Estero, FL 33928

	  	  	  	  	
Joann 239-495-5240

	  	  	  	  	  
	
874

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
7/14/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
875

	
Aero

	
First Citizens Bank

	
*

	
131 Forum Driva

	  	  	
2/1/2007

	  	
Columbia, SC 29229

	  	  	  	  	
Adam Kreswell

	  	  	  	  	
803-788-8815

	
876

	
Aero

	
Metropolitan Bank

	
*

	
3701 Pinnocall Hill Parkway

	  	  	
10/4/2006

	  	
Rogers, AR 72758

	  	  	  	  	
Ph 479-845-4740,Lyn Mick

	  	  	  	  	
Fax 479-845-4790

	
877

	
Aero

	
Flagstar Bank

	
*

	
9332 Lee Road

	  	  	
10/2/2006

	  	
Brighton, MI 48116

	  	  	  	  	
Liz Houston , ph 810-229-6483

	  	  	  	  	
fax 810-229-6593

	
878

	
Aero

	
Fifth Third Bank

	
*

	
1365 Michigan , WaterVill, OH 43566

	  	  	
10/3/2007

	  	
Donald Firsdon

	  	  	  	  	
ph:419-878-9015

	  	  	  	  	
fax: 419-878-3682

	
879

	
Aero

	
PNC Bank

	
*

	
3979 Indian Ripple Rd.

	  	  	  	  	
Beavercreek, OH 45440

	  	  	  	  	
Karl Borchers

	  	  	  	  	
ph. 937-426-2632

	  	  	  	  	
fax. 937-426-2695

	
880

	
Aero W

	
Bank of America

	
*

	
100 N Broadway

	  	  	
10/6/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
881

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
11/17/2006

	  	
Wichita, KS 67202

	  	  	
open in kansas

	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
882

	
Aero

	
Lone Star National Bank

	
*

	
214 South Texas Blvd.

	  	  	
11/2/2006

	  	
Weslaco, Texas 78596

	  	  	  	  	
Judy Haws

	  	  	  	  	
ph. 956-973-7701

	  	  	  	  	
fax. 956-973-7707

	
883

	
Aero

	
US Bank

	
*

	
1350 Euclid Ave,

	  	  	
9/22/2006

	  	
Cleveland , OH 44115

	  	  	  	  	
Bath Ladd

	  	  	  	  	
216 902-7858 ph

	  	  	  	  	
216 623-9303 fax

	
884

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
9/8/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
885

	
Aero

	
BB & T Bank

	
*

	
Mary Brannigan

	  	  	
9/27/2007

	  	
2941 N Poinciana Blvd

	  	  	  	  	
Kissimmee, FL 34746

	  	  	
Previously Colonial Bank

	  	
FAX: 407-397-7500

	  	  	  	  	
PH: 407-397-7400

	  	  	  	  	  
	
886

	
Aero

	
Hancock Bank

	
*

	
10496 Hwy. 49

	  	  	
9/8/2006

	  	
Gulfport, MS 39503

	  	  	  	  	
ph. 228-831-2143

	  	  	  	  	
fax. 228-328-2360

	  	  	  	  	
Terry Waldrop

	
887

	
Aero

	
Bank of America

	
*

	
100 N Broadway

	  	  	
9/22/2006

	  	
Wichita, KS 67202

	  	  	  	  	
Ph. 888-852-5000

	  	  	  	  	
fax. 316-261-4446

	
888

	
Aero

	
IBC Bank

	
*

	
1200 San Bernardo Ave

	  	  	
3/16/2007

	  	
Laredo, Texas

	  	  	  	  	
Andreana Huddleston ph 956-422-7611

	  	  	  	  	
fax 956-726-6660

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
889

	
Aero

	
Regions Bank

	
*

	
429 Main Str.

	  	  	
3/1/2007

	  	
Trussville, AL 35173

	  	  	  	  	
Lisa Baker ph: 205-326-7546

	  	  	  	  	
fax 205-326-7743

	
890

	
Aero

	
Chevy Chase Bank

	
*

	
604 Potomac Station Drive

	  	  	
5/4/2007

	  	
Leesburg, VA 20176

	  	  	  	  	
Salma Azhar ph : 703-669-2209

	  	  	  	  	
fax : 703-669-2218

	
891

	
Aero

	
Queenstown Bank of Maryland

	
*

	
P.O. Box 120

	  	  	
3/30/2007

	  	
Queenstown, MD 21658

	  	  	  	  	
Phone: 410-827-8881

	  	  	  	  	
fax: 410-827-8190

	  	  	  	  	
Janet Such

	
892

	
Aero W

	
Wells Fargo Bank

	
*

	
1578 Howe Ave

	  	  	
4/6/2007

	  	
Sacramento, CA

	  	  	  	  	
Kappie

	  	  	  	  	
fax 916-564-7648

	  	  	  	  	
ph: 916-565-4904

	
893

	
Aero

	
First National Bank

	
*

	
3801 FairWay Blvd

	  	  	
3/23/2007

	  	
Wichita Falls, TX

	  	  	  	  	
Tracy Elrod

	  	  	  	  	
phone 817-481-0158

	  	  	  	  	
fax 817-481-0698

	
894

	
Aero

	
Bank of America

	
*

	
3645 N. Freeway Blvd.

	  	  	  	  	
Sacramento, CA 95815

	  	  	
10/5/2008

	  	
Jean Pemper

	  	  	  	  	
Ph: 303-470-8908 Fax# 303-791-2558

	
895

	
Aero

	
Wilson Bank & Trust

	
*

	
200 Tennessee Blvd

	  	  	
4/13/2007

	  	
Lebanon, TN 37087

	  	  	  	  	
Katha Wrye  ph: 615-443-6178

	  	  	  	  	
fax 615-443-6284

	
896

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
4/6/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
897

	
Aero

	
BB&T Bank

	
*

	
3001 Watson Blvd.

	  	  	
4/13/2007

	  	
Warner Robins, GA 31093

	  	  	  	  	
Michelle Britt   ph: 478-953-8251

	  	  	  	  	
fax: 478-971-1063

	
898

	
Aero

	
First Citizens Bank

	
*

	
940 Mall Loop Road , Higth Point, NC 27262

	  	  	
4/27/2007

	  	
Barbara Thacker

	  	  	  	  	
ph: 336-883-3765

	  	  	  	  	
fax: 336-883-8087

	
899

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
4/6/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
900

	
Aero West

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
5/18/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
901

	
Aero

	
RBC

	
*

	
1427 E. Dixie Dr.

	  	  	  	  	
Asheboro, NC 27203

	  	  	
1/3/2011

	  	
Candy McReynolds

	  	  	  	  	
Ph#336-626-8683

	
902

	
Aero

	
BBVA Compass

	
*

	
301 This Way

	  	  	  	  	
Lake Jackson, TX 77566

	  	  	  	  	
Blanca 979-297-1151

	  	  	  	  	
fax 979-299-6934

	
903

	
Aero

	
Wachovia

	
*

	
Judy Gonsales

	  	  	
5/25/2007

	  	
ph 800-590-7868 team 600 ext 47758

	  	  	  	  	
fax 866-842-0585

	  	  	  	  	  
	
904

	
Aero

	
JP Morgan Chase

	
*

	
700 N. Janes Ave.

	  	  	  	  	
Bolingbrook, IL 60440

	  	  	
8/30/2008

	  	
ph# 630-783-9240

	  	  	  	  	  
	  	  	  	  	  
	
905

	
Aero

	
Chase Bank

	
*

	
2280 Str Rd 44

	  	  	
4/20/2007

	  	
Osh Kosh, WI 54904

	  	  	  	  	
Sonia 920-236-3900

	  	  	  	  	
fax 920-231-7818

	
906

	
Aero

	
Columbia State Bank

	
*

	
1301 A Street

	  	  	
4/27/2007

	  	
Tacoma , WA 98402

	  	  	  	  	
Michelle  ph 253-939-9800

	  	  	  	  	
fax: 253-833-2476

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
907

	
Aero

	
Northway Bank

	
*

	
5 Market Str.

	  	  	
4/20/2007

	  	
Tilton, NH 03276

	  	  	  	  	
Jenny Williams 603-286-4344

	  	  	  	  	
fax 603-286-4151

	
908

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
5/18/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	
909

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
5/11/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
910

	
Aero West

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	
5/11/2007

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Pat Barclay 303-470-8908

	  	  	  	  	  
	
911

	
Aero

	
SunTrust Bank

	
*

	
Brandy M Young  ph : 757-465-1387

	  	  	
4/13/2007

	  	
fax: 757-465-1449

	  	  	  	  	
4113 Portsmouth Blvd

	  	  	  	  	
Chesapeake, VA 23321

	
912

	
Aero

	
Bank of the West

	
*

	
10050 CoorsBy Pass

	  	  	
5/18/2007

	  	
Albauquerque, NM 87114

	  	  	  	  	
Heisel or Shain Whitlock

	  	  	  	  	
ph:505-792-0726

	  	  	  	  	
fax: 505-792-0781

	
913

	
Aero West

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
6/1/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	
914

	
Aero

	
Arvest Bank

	
*

	
4500 N Harrison

	  	  	
9/7/2007

	  	
Shawnee , OK 74804

	  	  	  	  	
Sonia Ryan

	  	  	  	  	
405-214-1355, fax 405-214-1289

	
915

	
Aero W

	
US

	
*

	
1233 West Ave. P

	  	  	  	  	
Palmdale, CA 93551

	  	  	
2/8/2010

	  	
Diana Vance

	  	  	  	  	
Ph#216-623-9248

	
916

	
Aero W

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
6/15/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	
917

	
Aero

	
Citizens Bank & Trust

	
*

	
Highway 27, Lake Wales, FL 33859

	  	  	
5/25/2007

	  	
Carlie Cosce

	  	  	  	  	
ph: 863-676-7631

	  	  	  	  	
fax: 863-676-1734

	
918

	
Aero

	
Bank of America

	
*

	
10731 West Pico Blvd.

	  	  	  	  	
Los Angeles, CA 90064

	  	  	
1/18/2008

	  	
Ph# 310-996-7846

	  	  	  	  	  
	
919

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
6/8/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	
920

	
Aero

	
Hickory Point Bank

	
*

	
1401 W hickory Point Drive

	  	  	
6/8/2007

	  	
Forsyth, IL 62535

	  	  	  	  	
Misty Lee, ph:217-875-3131

	  	  	  	  	
fax: 217-872-3904

	
921

	
Aero

	
SunTrust Bank

	
*

	
11200 South Orange Blossom Trail

	  	  	
8/10/2007

	  	
Orlando, FL 32837

	  	  	  	  	
 

	  	  	  	  	
fax: 407-851-8249

	
922

	
Aero

	
Bank of America

	
*

	
50 Morrissey Blvd.

	  	  	  	  	
Dorchester, MA 02125

	  	  	
open 10/25/07

	  	
Frank W. Tarara

	  	  	  	  	
1-800-654-8503 ext.5630

	
923

	
Aero

	
Bank of America

	
*

	
1910 Bruce B. Downs Blvd.

	  	  	  	  	
Wesley Chapel, FL 33543

	  	  	
10/30/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

	
924

	
Aero

	
Susquehanna Bank

	
*

	
366 Hartman Bridge Rd.

	  	  	  	  	
Ronks, PA 17572

	  	  	
11/18/2007

	  	
Rina Coulter

	  	  	  	  	
717-397-3725

	  	  	  	  	  
	
925

	
Aero

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	
10/11/2007

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Pat Barclay 303-470-8908

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
926

	
Aero

	
Wachovia

	
*

	
Judy Gonsales

	  	  	
5/11/2007

	  	
ph 800-590-7868 team 600 ext 47758

	  	  	  	  	
fax 866-842-0585

	
927

	
Aero

	
Wells Fargo

	
*

	
3800 Howard Hughes

	  	  	  	  	
Las Vegas, Nevada

	  	  	
10/5/2008

	  	
Pat Barclay

	  	  	  	  	
Ph# 303-470-8908  fax# 303-791-2558

	
929

	
Aero

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	
7/27/2007

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Pat Barclay 303-470-8908

	
930

	
Aero

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	
10/12/2007

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Pat Barclay 303-470-8908

	  	  	  	  	  
	
931

	
Aero

	
TCF

	
*

	
11 S. McClintock Drive.

	  	  	  	  	
Tempe, AZ 85281

	  	  	
1/2/2010

	  	
Mely Torres

	  	  	  	  	
ph#602-716-8975 fax#480-921-3355

	
932

	
Aero

	
First Tennessee Bank

	
*

	
11685 Parkside Drive

	  	  	
8/10/2007

	  	
Knoxville, TN 37934

	  	  	  	  	
Tammy Ailey

	  	  	  	  	
ph: 865-671-6671

	  	  	  	  	
fax: 865-671-6730

	
933

	
Aero

	
Chase Bank

	
*

	
201 East Main Street

	  	  	
3/31/2007

	  	
Lexington, KY 40507

	  	  	  	  	
Phone: 859-231-2696

	  	  	  	  	
Fax: 859-231-2917

	  	  	  	  	
Matthew Orr

	
934

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
4/27/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
935

	
Aero

	
Legacy Bank

	
*

	
76 Park Street, Lee, MA 01238

	  	  	
5/4/2007

	  	
Louise Lucchese

	  	  	  	  	
ph 413-243-4126

	  	  	  	  	
fax: 413-243-4813

	
936

	
Aero

	
JP Morgan Chase

	
*

	
190 E. Stacy Rd. Building #600

	  	  	  	  	
Allen, TX 75002

	  	  	
3/1/2010

	  	
Ana Reyes

	  	  	  	  	
212-552-8183

	
937

	
Aero W

	
CitiBank

	
*

	
4050 W.Metropolitan Dr

	  	  	
8/24/2007

	  	
Orange, CA 92868

	  	  	  	  	
Juana Rivero  714-938-0379

	  	  	  	  	
fax 714-938-0379

	
938

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
5/25/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
939

	
Aero W

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
6/15/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
940

	
Aero

	
Commerce Bank

	
*

	
114 th &Nall , Leawood, KS 66211

	  	  	
6/8/2007

	  	
Ph: 816-234-1760

	  	  	  	  	
Fax: 417-837-5289

	  	  	  	  	
Alyssa Blackwell

	
941

	
Aero

	
Bank of America

	
*

	
534 S Kansas Ave

	  	  	
4/27/2007

	  	
Topeka, KS 66603

	  	  	  	  	
Kathy Kinsch

	  	  	  	  	
888-852-5000 ext 4751

	  	  	  	  	
fax 785-295-3433

	
942

	
Aero

	
JP Morgan Chase

	
*

	
3498 Telegraph Rd.

	  	  	  	  	
Ventura, CA 93003

	  	  	
8/30/2009

	  	
Deanna Hyde

	  	  	  	  	
ph# 805-650-3110

	  	  	  	  	
fax#805-644-6217

	
943

	
Aero

	
Susquehanna Bank

	
*

	
963 National Highway

	  	  	
7/20/2007

	  	
Lavale, MD 21502

	  	  	  	  	
Randall K.Sterne

	  	  	  	  	
ph: 301-777-4747

	  	  	  	  	
fax: 301-729-5432

	
944

	
Aero

	
Citibank

	
*

	
4511 N Midkiff B1 A

	  	  	
9/7/2007

	  	
Midland, TX 79705

	  	  	  	  	
Galle Aparicio ph :432-697-4178

	  	  	  	  	
fax: 432-697-0711

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
945

	
Aero

	
Chase Bank

	
*

	
2370 Justin Road , Lewisville TX

	  	  	
9/28/2007

	  	
972-966-2756

	  	  	  	  	
fax: 972-966-2209 Ammy Shults

	
946

	
Aero

	
Harris Bank

	
*

	
101 Burr Ridge Pkwy

	  	  	  	  	
Burr Ridge, IL 60527

	  	  	
11/9/2007

	  	
Naomi & Julia

	  	  	  	  	
630-323-4000 ext-6901 or 2100

	  	  	  	  	
fax# 630-887-7319

	
947

	
Aero

	
Wachovia Bank

	
*

	
Judy Gonsales

	  	  	
9/27/2007

	  	
ph 800-590-7868 team 600 ext 47758

	  	  	  	  	
fax 866-842-0585

	  	  	  	  	  
	
948

	
Aero

	
IBC Bank

	
*

	
2310 SW Military Dr Ste 216

	  	  	
10/12/2007

	  	
San Antonio, TX 78224

	  	  	  	  	
Isabel Bravo 210-518-2558

	  	  	  	  	
fax 210-927-3374

	
949

	
Aero

	
Trustco Bank

	
*

	
34 Wolf Road

	  	  	
9/28/2007

	  	
Albany, NY 12205

	  	  	  	  	
518-458-7761, FAX 518-458-8779

	  	  	  	  	
Jacky Dushensky

	
950

	
Aero

	
US Bank

	
*

	
1350 Euclid Ave,

	  	  	
5/25/2007

	  	
Cleveland , OH 44115

	  	  	  	  	
Bath Ladd

	  	  	  	  	
216 902-7858 ph

	  	  	  	  	
216 623-9303 fax

	
951

	
Aero

	
Wachovia Bank

	
*

	
Judy Gonsales

	  	  	
9/7/2007

	  	
ph 800-590-7868 team 600 ext 47758

	  	  	  	  	
fax 866-842-0585

	  	  	  	  	  
	
952

	
Aero

	
BB & T Bank

	
*

	
11704 West Broad Str

	  	  	  	  	
Richmond, VA 23233

	  	  	  	  	
Kathy Schemale

	  	  	  	  	
ph: 804-553-5947

	  	  	  	  	
fax: 804-553-2963

	
953

	
Aero

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	
9/28/2007

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Pat Barclay 303-470-8908

	  	  	  	  	  
	
954

	
Aero

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	
7/20/2007

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Pat Barclay 303-470-8908

	  	  	  	  	  
	
955

	
Aero

	
US Bank

	
*

	
121 E. Main St.

	  	  	  	  	
Anoka, MN 55303

	  	  	
11/1/2008

	  	
Diana Vance

	  	  	  	  	
ph#216-623-9248, branch 763-576-1060

	
956

	
Aero

	
Bank of Colorado

	
*

	
4848 Thompson Prky Suite 100

	  	  	
8/17/2007

	  	
Johnstown, CO 80534

	  	  	  	  	
Sandra Chapman  ph: 970-679-7405

	  	  	  	  	
fax: 970-663-7601,main number# 970-663-7600

	
957

	
Aero

	
Wachovia

	
*

	
Jennifer Daley

	  	  	  	  	
1-800-590-7868 Team 600 ext 85743

	  	  	
10/24/2007

	  	
fax: 866-842-0585

	  	  	  	  	  
	
958

	
Aero

	
Wells Fargo

	
*

	
66 West Springer Drive

	  	  	  	  	
Highlands Ranch, CO 80129

	  	  	
10/24/2007

	  	
Pat Barclay 303-470-8908

	  	  	  	  	  
	
959

	
Aero

	
Wachovia Bank

	
*

	
Judy Gonsales

	  	  	
9/21/2007

	  	
ph 800-590-7868 team 600 ext 47758

	  	  	  	  	
fax 866-842-0585

	  	  	  	  	  
	
960

	
Aero

	
JP Morgan Chase

	
*

	
13620 Orchard Parkway

	  	  	  	  	
Westminster, CO 80023

	  	  	
3/13/2008

	  	
Lisa McCullough

	  	  	  	  	
branch: 303-920-1396

	  	  	  	  	
fax: 303-920-9981

	
961

	
Aero

	
Wells Fargo

	
*

	
Pat Barclay

	  	  	  	  	
66 W Springer Drive

	  	  	
3/21/2008

	  	
Highlands Ranch, CO 80129

	  	  	  	  	
Ph 303-470-8908  Fax 303-791-2558

	  	  	  	  	
branch# 806-324-5033

	
962

	
Aero

	
Citizens Bank

	
*

	
965 Oaklawn Ave

	  	  	
10/3/2007

	  	
Granston, RI

	  	  	  	  	
Marlin Volino ph: 401-275-6491

	  	  	  	  	
fax: 401-275-6494

	
963

	
Aero

	
Bank of America

	
*

	
524 East Main St.

	  	  	  	  	
Barstow, CA 92311

	  	  	
4/25/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
964

	
Aero

	
Prosperity Bank

	
*

	
217 E. FM 1382

	  	  	  	  	
Cedar Hill, TX 75104

	  	  	
2/13/2009

	  	
Tonya Walker

	  	  	  	  	
ph#972-291-6246

	  	  	  	  	
fax#972-291-8682

	
965

	
Aero

	
JP Morgan Chase

	
*

	
11423 South Parkway Plaza Dr.

	  	  	  	  	
South Jordan, UT 84095

	  	  	
4/4/2008

	  	
Joey Lujan

	  	  	  	  	
ph. 801-495-5194

	  	  	  	  	
fax. 801-495-5199

	
966

	
Aero

	
Capital City

	
*

	
1701 Bass Road

	  	  	  	  	
Macon, GA 31210

	  	  	  	  	
Eddie Cutchens or Jackie

	  	  	
11/29/2010

	  	
Ph. 478-474-2110

	  	  	  	  	  
	
967

	
Aero

	
Bank of America

	
*

	
32011 Pacific Highway South

	  	  	  	  	
Federal Way, WA 98003

	  	  	
4/11/2008

	  	  
	  	  	  	  	
Ph# 206-358-2750

	  	  	  	  	  
	
968

	
Aero

	
Bank of America

	
*

	
1691 East Florence Blvd.

	  	  	  	  	
Casa Grande, AZ 85222

	  	  	
4/25/2008

	  	
 Ph# 520-421-0865

	  	  	  	  	  
	  	  	  	  	  
	
969

	
Aero

	
Suntrust

	
*

	
1170 Buford Highway

	  	  	  	  	
Cumming, GA 30041

	  	  	
4/30/2008

	  	
Diana Hull

	  	  	  	  	
Ph# 770-205-2105

	  	  	  	  	
Fax# 770-205-2116

	
970

	
Aero

	
American Bank

	
*

	
800 North Shoreline

	  	  	  	  	
Suite 100 Southtower

	  	  	
4/1/2008

	  	
Corpus Christi, TX 78401

	  	  	  	  	
Kendra Milete

	  	  	  	  	
Ph: 361-653-5251fax: 361-888-7200

	
971

	
Aero

	
First National

	
*

	
7960 Towne Center

	  	  	  	  	
Papillion, NE 65048

	  	  	  	  	
Chris Roorda

	  	  	
4/25/2008

	  	
Ph# 402-341-0500

	  	  	  	  	
Fax# 402-885-2518

	
972

	
Aero

	
Regions

	
*

	
17900 Panama City Beach Pkwy

	  	  	  	  	
Panama City Beach, FL 32413

	  	  	
5/1/2008

	  	
Darren

	  	  	  	  	
Ph# 850-235-4014

	  	  	  	  	
Fax# 850-236-7260

	
973

	
Aero

	
JP Morgan Chase

	
*

	
11610 Olio Rd.

	  	  	  	  	
Fishers, IN 46037

	  	  	
5/2/2008

	  	
Ben Lawless

	  	  	  	  	
Ph# 317-579-0681

	  	  	  	  	
Fax# 317-579-0643

	
974

	
Aero

	
Rocky Mountain

	
*

	
2901 W. Main St.

	  	  	  	  	
Bozeman, MT 59718

	  	  	
5/2/2008

	  	
Lana

	  	  	  	  	
Ph# 406-556-7600

	  	  	  	  	
Fax# 406-556-7605

	
975

	
Aero

	
Bank of America

	
*

	
100 N. Westshore Blvd.

	  	  	  	  	
Tampa, FL 3609

	  	  	
5/9/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

	
976

	
Aero

	
M&T

	
*

	
3628 Scotland Main St.

	  	  	  	  	
Chambersburg, PA 17202

	  	  	
4/4/2008

	  	
Katie Hershberger

	  	  	  	  	
ph. 717-267-7670

	  	  	  	  	
fax. 717-267-7676

	
977

	
Aero

	
Bank of America

	
*

	
8000 West Broward Blvd.

	  	  	  	  	
Plantation, FL 33388

	  	  	
7/11/08

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

	
978

	
Aero W

	
Citibank

	
*

	
121 Stonewood St.

	  	  	  	  	
Downey, CA 90241

	  	  	
7/4/2008

	  	
Ivy Smith

	  	  	  	  	
ph# 562-861-0702

	  	  	  	  	
fax# 562-861-8431

	
979

	
Aero

	
Bank of America

	
*

	
225 Tukwila Parkway

	  	  	  	  	
Tukwila, WA 98188

	  	  	
7/25/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
980

	
Aero

	
Wachovia

	
*

	
2821 Business Center Drive.

	  	  	  	  	
Pearland, TX 77584

	  	  	
7/30/2008

	  	
Karen Singletary ph# 404-214-1432

	  	  	  	  	
Juakeisha Coles

	  	  	  	  	
800-590-7868 team 600 ext# 85789

	
981

	
Aero

	
Capital One

	
*

	
21147 26th Ave.

	  	  	  	  	
Bayside, NY 11360

	  	  	  	  	
Tammy Prats

	  	  	
11/5/2010

	  	
Ph#504-533-2905

	  	  	  	  	  
	
982

	
Aero

	
Bank of America

	
*

	
700 W. Whittier Blvd.

	  	  	  	  	
Montebello, CA 90640

	  	  	
11/14/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

	
983

	
Aero

	
Bank of America

	
*

	
16 School St.

	  	  	  	  	
Foxboro, MA 02035

	  	  	
8/8/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

	
984

	
Aero

	
Bank of America

	
*

	
6261 Lone Tree Way

	  	  	  	  	
Brentwood, CA 94513

	  	  	
10/24/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

	
985

	
Aero

	
Bank of America

	
*

	
1188 Galleria Blvd.

	  	  	  	  	
Roseville, CA 95678

	  	  	
11/13/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

	
986

	
Aero

	
Bank of America

	
*

	
1124 SE Everett Mall Way

	  	  	  	  	
Everett, WA 98208

	  	  	
8/23/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext#5760

	  	  	  	  	
Fax# 617-235-2580

	
987

	
Aero

	
Wachovia

	
*

	
6101 Fairview RD.

	  	  	  	  	
Charlotte, NC 28210

	  	  	
8/29/2008

	  	
Karen Singletary ph# 404-214-1432

	  	  	  	  	
Juakeisha Coles

	  	  	  	  	
800-590-7868 team 600 ext# 85789

	
988

	
Aero

	
Regions

	
*

	
280 Dogwood Blvd.

	  	  	  	  	
Flowwod, MS 39232

	  	  	
8/29/2008

	  	
Sandra Harris #423-752-1585

	  	  	  	  	
Felicia Johnson

	  	  	  	  	
branch# 601-960-6531

	
989

	
Aero

	
Charter One

	
*

	
7205 Wayne Rd.

	  	  	  	  	
Westland, MI 48185

	  	  	
4/25/2008

	  	
Gary Gaspas

	  	  	  	  	
Ph# 734-425-7200

	  	  	  	  	
Fax# 734-425-9503

	
990

	
Aero

	
Bank of America

	
*

	
152 W. Hillcrest Dr.

	  	  	  	  	
Thousand Oaks, CA 91360

	  	  	
11/14/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

	
991

	
Aero

	
Wells Fargo

	
*

	
Pat Barclay

	  	  	  	  	
Ph# 303-470-8908

	  	  	
4/18/2008

	  	
Fax# 303-791-2558

	  	  	  	  	  
	  	  	  	  	  
	
992

	
Aero

	
American Chartered

	
*

	
100 West Higgins Rd. lot S-1

	  	  	  	  	
South Barrington, IL 60010

	  	  	
9/26/2008

	  	
Jessalyn Gardner

	  	  	  	  	
ph# 847-418-3212

	  	  	  	  	  
	
993

	
Aero

	
Bank of America

	
*

	
555 Capitol Mall

	  	  	  	  	
Sacramento, CA 95814

	  	  	
5/9/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

	
994

	
Aero

	
Bank of America

	
*

	
Towngate Plaza

	  	  	  	  	
22900 Centerpoint Drive

	  	  	  	  	
Moreno Valley, CA 92553

	  	  	
7/18/2008

	  	
Jean Pemper

	  	  	  	  	
Ph: 303-470-8908 Fax# 303-791-2558

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
995

	
Aero

	
Bank of America

	
*

	
142 E. Olive Ave.

	  	  	  	  	
Burbank, CA 91501

	  	  	
11/14/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

	
996

	
Aero

	
JP Morgan Chase

	
*

	
875 N. Michigan Ave.

	  	  	  	  	
Chicago, IL 60611

	  	  	
9/12/2008

	  	
Wanda Rosario

	  	  	  	  	
ph# 312-664-4600

	  	  	  	  	  
	
999

	
Aero

	
Bank of Louisiana

	
*

	
197 W. Bank Expressway Ste. #8000

	  	  	  	  	
Gretna, LA 70053

	  	  	
9/5/2008

	  	
Oral Kennedy

	  	  	  	  	
ph# 504-362-8305

	  	  	  	  	
fax# 504-368-3537

	
1010

	
Aero

	
First State Bank of St. Charles

	
*

	
3461 Technology Drive

	  	  	  	  	
Lake St. Louis, MO 63367

	  	  	
8/15/2008

	  	
Mike Cunningham

	  	  	  	  	
ph# 636-561-2450

	  	  	  	  	
fax# 636-561-3020

	
1012

	
Aero

	
Fidelity Bank

	
*

	
102 Newnan Crossings Bypass

	  	  	  	  	
Newnan, GA 30265

	  	  	
6/1/2008

	  	
linda Schneider or Joey Chase

	  	  	  	  	
ph# 770-254-5520

	  	  	  	  	
fax# 770-254-5539

	
1013

	
Aero

	
US Bank

	
*

	
181 West Mineral Ave.

	  	  	  	  	
Littleton, CO 80120

	  	  	
8/1/2008

	  	
Diana Vance Rep #216-623-9248

	  	  	  	  	  
	  	  	  	  	  
	
1014

	
Aero

	
First Interstate

	
*

	
Laurie Anderson

	  	  	  	  	
521 SE Wyoming Blvd.

	  	  	
7/4/2008

	  	
Casper, Wyoming 82609

	  	  	  	  	
ph# 307-235-4384

	  	  	  	  	
fax# 307-234-9426

	
1015

	
Aero

	
Bank of Ocean City

	
*

	
10005 Golfcourse Rd.

	  	  	  	  	
Ocean city, MD 21842

	  	  	
5/16/2008

	  	
Will Mumford

	  	  	  	  	
Ph# 410-213-0173

	  	  	  	  	
Fax# 410-213-1473

	
1016

	
Aero

	
First Citizens

	
*

	
409 East Market St.

	  	  	  	  	
Smithfield, NC 27577

	  	  	
8/1/2008

	  	
Maren Lanier

	  	  	  	  	
ph: 919-989-3249

	  	  	  	  	
fax: 919-989-3290

	
1017

	
Aero

	
Wells Fargo

	
*

	
1113 East Bidwell St.

	  	  	  	  	
Folsom, CA 95630

	  	  	
8/8/2008

	  	
Pat Barclay

	  	  	  	  	
Ph# 303-470-8908

	  	  	  	  	
Fax# 303-791-2558

	
1018

	
Aero

	
Bank of The West

	
*

	
1011 Helen Power Dr.

	  	  	  	  	
Vacaville, CA 95687

	  	  	
10/31/2008

	  	
Lisa Burgess

	  	  	  	  	
ph# 707-453-8000

	  	  	  	  	
fax# 707-453-8014

	
1019

	
Aero

	
Idaho Independent Bank

	
*

	
1260 Riverstone Drive

	  	  	  	  	
Coeur d'Alene, Idaho 83814

	  	  	
10/3/2008

	  	
Aimee Leighty

	  	  	  	  	
ph# 208-765-3619

	  	  	  	  	
fax# 208-765-6091

	
1020

	  	
Bank of America

	
*

	
29 West Boylston St.

	  	  	  	  	
Worcester, MA 01605

	  	  	
8/1/2008

	  	
Jean Pemper

	  	  	  	  	
Ph: 303-470-8908 Fax# 303-791-2558

	  	  	  	  	  
	
1021

	
Aero

	
Regions

	
*

	
2200 N. Rodney Parham

	  	  	  	  	
Little Rock, AR 72212

	  	  	
8/22/2008

	  	
Sandra Harris #423-752-1585

	  	  	  	  	
Adrian Jackson

	  	  	  	  	
branch# 501-224-2497

	
1022

	
Aero

	
Comerica

	
*

	
13920 City Center Ste# 4000

	  	  	  	  	
Chino Hills, CA 61709

	  	  	
5/20/08

	  	
Shawn

	  	  	  	  	
Ph# 909-393-3001

	  	  	  	  	
fax# 909-364-9193

	
1023

	
Aero

	
Citizens Bank

	
*

	
429 W. Ridge Pike 19B-6769

	  	  	  	  	
Limerick, PA 19468

	  	  	
5/23/2008

	  	
Heather Bosch

	  	  	  	  	
Ph# 610-495-2699

	  	  	  	  	
fax# 610-495-2691

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
1024

	
Aero

	
Wachovia

	
*

	
17802 Spring Cypress RD.

	  	  	  	  	
Cypress, TX 77429

	  	  	
5/30/2008

	  	
Jennifer Daley

	  	  	  	  	
800-590-7868 team 600 ext# 85743

	  	  	  	  	
Karen Singletary ph# 404-214-1432

	
1025

	
Aero

	
US Bank

	
*

	
3703 MC Cain Blvd.

	  	  	  	  	
North little Rock, AR 72116

	  	  	
6/13/2008

	  	
Diana Vance Rep #216-623-9248

	  	  	  	  	
Will (branch #501-758-6640 fax# 501-753-6432

	
1026

	
Aero

	
Wachovia

	
*

	
4715 Town Center

	  	  	  	  	
Jacksonville, FL 32246

	  	  	
6/13/2008

	  	
Jennifer Daley

	  	  	  	  	
800-590-7868 team 600 ext# 85743

	  	  	  	  	
Karen Singletary ph# 404-214-1432

	
1027

	
Aero

	
First Commonwealth

	
*

	
500 East Waterfront Drive.

	  	  	  	  	
Homestead, PA 15120

	  	  	
7/2/2008

	  	
Sheena Allen

	  	  	  	  	
ph #412-886-2503

	  	  	  	  	
fax# 412-461-2915

	
1028

	
Aero

	
Bank of America

	
*

	
100 Cambridge Side Place

	  	  	  	  	
Cambridge, MA 02141

	  	  	
8/1/2008

	  	
Jean Pemper

	  	  	  	  	
Ph: 303-470-8908 Fax# 303-791-2558

	
1029

	
Aero

	
IBC

	
*

	
501 South Dixieland Rd.

	  	  	  	  	
Harlingen, TX 78552

	  	  	
7/25/2008

	  	
Martin Zarate

	  	  	  	  	
ph: 956-428-6902

	  	  	  	  	
fax: 956-423-4490

	
1030

	
Aero

	
Sun

	
*

	
5695 Hwy 95 N.

	  	  	  	  	
Lake Havasu City, AZ 86404

	  	  	
11/14/08

	  	
Daryl Kallenbach

	  	  	  	  	
ph# 928-764-3301

	  	  	  	  	
fax# 928-764-3317

	
1032

	
Aero

	
Bank of America

	
*

	
2830 Cochran St.

	  	  	  	  	
Simi Valley, CA 93065

	  	  	
8/1/2008

	  	
Jean Pemper

	  	  	  	  	
Ph: 303-470-8908 Fax# 303-791-2558

	
1033

	
Aero

	
Amtrust

	
*

	
26300 Cedar Rd.

	  	  	  	  	
Beachwood, OH 44122

	  	  	
9/18/2009

	  	
Leslie McCarthy

	  	  	  	  	
Ph#216-464-6550

	  	  	  	  	
Fax#216-765-8476

	
1034

	
Aero

	
Centrue

	
*

	
980 N. Kinzie Ave.

	  	  	  	  	
Bradley, IL 60915

	  	  	
9/19/2008

	  	
Jennifer Voss

	  	  	  	  	
ph# 815-937-3681

	  	  	  	  	
fax# 815-937-3684

	
1035

	
Aero

	
Wells Fargo

	
*

	
4195 Yellowstone

	  	  	  	  	
Chubbuck, ID 83202

	  	  	
10/17/2008

	  	
Pat Barclay

	  	  	  	  	
Ph# 303-470-8908

	  	  	  	  	
Fax# 303-791-2558

	
1036

	
Aero

	
Bank of America

	
*

	
7450 170th Ave. NE

	  	  	  	  	
Redmond, WA 98052

	  	  	
11/7/2008

	  	
Jean Pemper

	  	  	  	  	
Ph: 303-470-8908 Fax# 303-791-2558

	
1038

	
Aero

	
Wells Fargo

	
*

	
1116 Harrison Ave.

	  	  	  	  	
Centralia, WA 98531

	  	  	
10/10/2008

	  	
Pat Barclay

	  	  	  	  	
Ph# 303-470-8908

	  	  	  	  	
Fax# 303-791-2558

	
1039

	
Aero

	
Bank of the West

	
*

	
9335 East County Line Rd.

	  	  	  	  	
Centenial, CO 80112

	  	  	
11/6/2008

	  	
Jason Dickens

	  	  	  	  	
ph# 303-792-2265

	
1040

	
Aero

	
FirstMerit

	
*

	
Lodi Station Outlet

	  	  	  	  	
9911 Avon Lake Rd.

	  	  	
10/17/2008

	  	
Burbank, OH 44214

	  	  	  	  	
Christina Miller

	  	  	  	  	
ph# 330-948-1002 fax# 330-948-3297

	
1041

	
Aero

	
Key

	
*

	
4910 Tiedeman Rd.

	  	  	  	  	
mail code OH-01-51-0312

	  	  	
11/21/2008

	  	
Brooklyn, OH 44144

	  	  	  	  	
Mark Gerhart

	  	  	  	  	
ph# 216-813-6805

	
1042

	
Aero

	
JP Morgan Chase

	
*

	
3500 Hwy 190

	  	  	  	  	
Mandeville, LA 70448

	  	  	
11/1/2008

	  	
Sherry

	  	  	  	  	
ph# 985-674-8700 or 8709

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
1043

	
Aero

	
Bank of Ameica

	
*

	
2080 W. Ina Rd.

	  	  	  	  	
Tucson, AZ 85741

	  	  	
11/14/2008

	  	
Jean Pemper

	  	  	  	  	
Ph# 800-654-8503 ext# 5760

	  	  	  	  	
Fax# 617-235-2580

	
1046

	
Aero

	
JP Morgan Chase

	
*

	
3550 Route 66

	  	  	  	  	
Neptune, NJ 07753

	  	  	
11/13/2008

	  	
Stephanie Serratelli

	  	  	  	  	
ph# 732-922-0797

	  	  	  	  	  
	
1047

	
Aero

	
Huntington

	
*

	
590 Washington Rd.

	  	  	  	  	
Washington, PA 15301

	  	  	
11/14/2008

	  	
Kelly Faure

	  	  	  	  	
ph# 724-225-9800

	
1048

	
Aero

	
Bank of Hawaii

	
*

	
1441 Kapiolani Blvd.

	  	  	  	  	
Honolulu, HI 96814

	  	  	
5/22/2009

	  	
Sean Rostron ph#808-694-6628

	  	  	  	  	
Sandy ph#808-694-6627

	
1049

	
Aero

	
JP Morgan Chase

	
*

	
One East Ave.

	  	  	  	  	
Monroe, OH 45050

	  	  	  	  	
Peggy Swanson

	  	  	
8/6/2009

	  	
ph# 513-425-8504

	  	  	  	  	
fax# 513-539-4615

	
1051

	
Aero

	
Wachovia

	
*

	
800 W. Main St.

	  	  	  	  	
Freehold, NJ 07728

	  	  	
10/30/09

	  	
Karen Singletary

	  	  	  	  	
Juakeisha coles

	
1052

	
Aero

	
Bank of America

	
*

	
27571 Puerta Real

	  	  	  	  	
Mission Viejo, CA 92691

	  	  	
4/10/2009

	  	
Rep. Teresa Duggal

	  	  	  	  	
Ph#1-800-699-7188 ext#26143

	
1053

	
Aero

	
US

	
*

	
6199 Sunrise Mall

	  	  	  	  	
Citrus Heights, CA 95610

	  	  	
9/18/2009

	  	
rep. Diana Vance

	  	  	  	  	
Ph#216-623-9248

	
1054

	
Aero

	
Wells Fargo

	
*

	
900 Colusa Ave.

	  	  	  	  	
Yuba City, CA 95991

	  	  	  	  	
Pat Barclay

	  	  	
6/3/2011

	  	
Ph#303-470-8908 Fax#303-791-2558

	  	  	  	  	
Branch# 530-751-9102

	
1055

	
Aero

	
Wells Fargo

	
*

	
4601 East Main

	  	  	  	  	
Farmington, NM 87402

	  	  	  	  	
Pat Barclay

	  	  	
4/15/2011

	  	
Ph#303-470-8908 Fax#303-791-2558

	  	  	  	  	
Carma Slim branch# 505-566-2583

	
1056

	
Aero

	
RBC

	
*

	
103 E. Mall Drive

	  	  	  	  	
Nags Head, NC 27959

	  	  	
4/3/2009

	  	
Tyler Booth

	  	  	  	  	
Ph#252-441-9500

	  	  	  	  	  
	
1057

	
Aero

	
Bank of Hawaii

	
*

	
45-001 Kamehameha Hwy

	  	  	  	  	
Kaneohe, HI 96744

	  	  	
5/29/2009

	  	
Kule Brockett

	  	  	  	  	
Ph#808-694-6132

	  	  	  	  	  
	
1059

	
Aero

	
JP Morgan Chase

	
*

	
4311 W. Anthem Way

	  	  	  	  	
Phoenix, AZ 85086

	  	  	  	  	
Paula Tressalr or Asst. manager Vedrana

	  	  	
4/3/2009

	  	
Ph#623-465-7115 or #623-465-9854

	  	  	  	  	  
	
1060

	
Aero

	
Bank of America

	
*

	
2950 Walton Blvd.

	  	  	  	  	
Rochester Hills, MI 48309

	  	  	
7/3/2009

	  	
Rep. Tracey Popoola

	  	  	  	  	
Ph# 800-657-9533

	  	  	  	  	  
	
1061

	
Aero

	
Wachovia

	
*

	
2989 PGA Blvd.

	  	  	  	  	
Palm Beach, FL 33410

	  	  	  	  	
Karen Singletary

	  	  	
4/9/2010

	  	
404-214-1432

	  	  	  	  	  
	
1062

	
Aero

	
Bank of America

	
*

	
2030 Coliseum Dr.

	  	  	  	  	
Hampton, VA 23666

	  	  	  	  	
Rep. Tracey Popoola

	  	  	
3/11/2010

	  	
Ph# 800-657-9533

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
1063

	
Aero

	
Bank of America

	
*

	
5541 Sepulveda Blvd.

	  	  	  	  	
Culver City, CA 90230

	  	  	
10/8/2009

	  	
Rep. Tracey Popoola

	  	  	  	  	
Ph# 800-657-9533

	  	  	  	  	  
	
1064

	
Aero

	
Citibank

	
*

	
34th St. 7 7th Ave.

	  	  	  	  	
New York, NY 10001

	  	  	
11/17/2009

	  	
Bryan Swan

	  	  	  	  	
Ph# 212-290-7711

	  	  	  	  	  
	
1069

	
Aero

	
Citibank

	
*

	
9933 Lawler Ave. Ste#110

	  	  	  	  	
Skokie, IL 60077

	  	  	
8/1/2011

	  	
Carol Damlos

	  	  	  	  	
Ph#847-329-3162

	  	  	  	  	
Marylu O'Donnell  Ph#201-460-1239

	
1070

	
Aero

	
Wachovia

	
*

	
775 George Rd.

	  	  	  	  	
North Brunswick, NJ 08902

	  	  	
8/21/2009

	  	
Rep. Karen Singletary

	  	  	  	  	
Ph# 404-214-1432

	  	  	  	  	
Juakeisha 1-800-590-7868 team #600 ext#85789

	
1071

	
Aero

	
Wells Fargo

	
*

	
2204 North Wayne St.

	  	  	  	  	
Angola, IN 46703

	  	  	
10/30/2009

	  	
Patricia Barclay

	  	  	  	  	
Ph#303-470-8908

	  	  	  	  	  
	
1072

	
Aero

	
Bank of America

	
*

	
3414 Peachtree Rd.

	  	  	  	  	
Atlanta, GA 30326

	  	  	
7/3/2009

	  	
Rep. Tracey Popoola

	  	  	  	  	
Ph# 800-657-9533

	  	  	  	  	  
	
1073

	
Aero

	
M&I

	
*

	
31 Meadow View Drive.

	  	  	  	  	
Lake Delton,Wisconsin 53940

	  	  	
5/8/2009

	  	
Ph#608-253-8425

	  	  	  	  	
Fax#608-253-8436

	
1074

	
Aero

	
US

	
*

	
704 E. Anemone Trail

	  	  	  	  	
Dillon, CO 80435

	  	  	
2/13/2009

	  	
Rep. Diana Vance

	  	  	  	  	
216-623-9248

	
1075

	
Aero

	
Suntrust

	
*

	
8820 SW 136th St.

	  	  	  	  	
Miami, FL 33176

	  	  	  	  	
Sean Link

	  	  	
4/9/2010

	  	
Ph# 804-363-4860

	  	  	  	  	  
	
1076

	
Aero

	
JP Morgan Chase

	
*

	
37458 6 Mile Rd.

	  	  	  	  	
Livonia, MI 48152

	  	  	
6/19/2009

	  	
branch# 734-953-0620

	  	  	  	  	  
	  	  	  	  	  
	
1077

	
Aero

	
Bank of America

	
*

	
2800 W. Big Beaver Rd.

	  	  	  	  	
Troy, MI 48084

	  	  	
11/6/2009

	  	
Rep. Tracey Popoola

	  	  	  	  	
Ph# 800-657-9533

	  	  	  	  	  
	
1079

	
Aero

	
Wachovia

	
*

	
3216 West Braker Lane

	  	  	  	  	
Austin, TX 78758

	  	  	
2/26/2010

	  	
Karen Singletary

	  	  	  	  	
404-214-1432

	  	  	  	  	  
	
1080

	
Aero

	
Bank of America

	
*

	
One Powell St.

	  	  	  	  	
San Francisco, CA 94102

	  	  	  	  	
Anute Boonyachai

	  	  	
11/2/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
1081

	
Aero

	
Bank of Hawaii

	
*

	
98-211 Pali Momi St.

	  	  	  	  	
Aiea, HI 96701

	  	  	  	  	
Sandie Kitaura

	  	  	
6/18/2010

	  	
Ph# 808-694-6627

	  	  	  	  	
Fax# 808-694-6624

	
1082

	
Aero

	
PNC Bank

	
*

	
4120 North Harlem Ave.

	  	  	  	  	
Norridge, IL 60706

	  	  	
 

	  	
Krystyna Lewandowski

	  	  	  	  	
Ph#708-452-2370 ext#21336

	  	  	  	  	
fax#708-453-8929

	
1083

	
Aero

	
Bank of America

	
*

	
10101 SW Washington Square Rd.

	  	  	  	  	
Portland, OR 97223

	  	  	  	  	
Rep. Tracey Popoola

	  	  	
3/11/2010

	  	
Ph# 800-657-9533

	  	  	  	  	  
	
1084

	
Aero

	
Gardiner Savings Bank of Maine

	
*

	
130 Community Drive

	  	  	  	  	
Augusta, ME 04330

	  	  	
8/7/2009

	  	
Ann Pellettier

	  	  	  	  	
ph# 207-621-2432

	  	  	  	  	
fax# 207-621-2437

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
1086

	
Aero

	
Bank of America

	
*

	
850 N. Homestead Blvd.

	  	  	  	  	
Homestead, Fl. 33030

	  	  	  	  	
Rep. Tracey Popoola

	  	  	
3/26/2010

	  	
Ph# 800-657-9533

	  	  	  	  	  
	
1087

	
Aero

	
Farmington

	
*

	
439 Westfarms Mall ste#B103

	  	  	  	  	
Farmington, CT 06032

	  	  	
7/30/2010

	  	
Roshan Patel

	  	  	  	  	
Ph#860-284-6302

	  	  	  	  	
Fax#860-561-6103

	
1088

	
Aero

	
Wachovia

	
*

	
1900 West 49th St.

	  	  	  	  	
Hialeah, FL 33012

	  	  	
4/30/2010

	  	
Karen Singletary

	  	  	  	  	
404-214-1432

	  	  	  	  	
Branch# 305-820-6440

	
1089

	
Aero

	
Wells Fargo

	
*

	
5458 Whittier Blvd.

	  	  	  	  	
Commerce, CA 90040

	  	  	  	  	
Patricia Barclay

	  	  	
10/16/2010

	  	
Ph#303-470-8908

	  	  	  	  	  
	
1090

	
Aero

	
Bank of America

	
*

	
21060 St Andrews Blvd.

	  	  	  	  	
Boca Raton, FL 33433

	  	  	  	  	
Anute Boonyachai

	  	  	
6/18/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
1091

	
Aero

	
First Community Bank

	
*

	
Rt 460 Mercer Mall

	  	  	  	  	
Bluefield, WV 24701

	  	  	
6/25/10

	  	
Pamela Nuckols

	  	  	  	  	
Ph# 304-327-0437

	  	  	  	  	  
	
1092

	
Aero

	
Bank of America

	
*

	
1 Perimeter Center East NE

	  	  	  	  	
Atlanta, GA 30346

	  	  	  	  	
Anute Boonyachai

	  	  	
4/29/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	
branch #770-392-5059

	
1093

	
Aero

	
Bank of America

	
*

	
350 Fulton Street

	  	  	  	  	
Brooklyn, NY 11201

	  	  	  	  	
Anute Boonyachai

	  	  	
11/18/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
1095

	
Aero

	
Bank of America

	
*

	
7825 Monterey St.

	  	  	  	  	
Gilroy, CA 95020

	  	  	
6/18/2010

	  	
Anute Boonyachai

	  	  	  	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
1096

	
Aero

	
Tuscola National

	
*

	
900 S. Progress Blvd.

	  	  	  	  	
Tuscola, IL 61953

	  	  	
7/23/2010

	  	
Kim Martin

	  	  	  	  	
Ph# 217-253-4711

	  	  	  	  	  
	
1097

	
Aero

	
Bank of America

	
*

	
1055 NE 8th St.

	  	  	  	  	
Bellevue, WA 98004

	  	  	
9/17/2010

	  	
dedicated central one

	  	  	  	  	
Anute #888-715-1000 ext#50657

	  	  	  	  	
branch #206-358-5112

	
1098

	
Aero

	
Regions

	
*

	
8049 Parkway Dr.

	  	  	  	  	
Leeds, AL 35094

	  	  	  	  	
Brian Ralph or Cristy Davis

	  	  	
10/28/2010

	  	
205-716-1690

	  	  	  	  	  
	
1100

	
Aero

	
Sutrust

	
*

	
3811 Hillsboro

	  	  	  	  	
Nashville, TN 37215

	  	  	  	  	
Rep James Fields #804-264-4077

	  	  	
3/18/2011

	  	
branch #615-279-4025

	  	  	  	  	  
	
1102

	
Aero

	
Bank of America

	
*

	
27489 Ynez Rd.

	  	  	  	  	
Temecula, CA 92591

	  	  	  	  	
Anute Boonyachai

	  	  	
3/18/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	
branch #951-676-4114

	
1103

	
Aero

	
First Citizens

	
*

	
1021 Main St.

	  	  	  	  	
Blowing Rock, NC 28605

	  	  	  	  	
Amber Lynn

	  	  	
7/29/2011

	  	
Ph#828-295-3162

	  	  	  	  	
Fax#828-295-4409

	
1104

	
Aero

	
Suntrust

	
*

	
20295 South Dixie Highway

	  	  	  	  	
Cutler Bay, FL 33189

	  	  	  	  	  
	  	  	
4/1/2011

	  	
Rep James Fields #804-264-4077

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
1105

	
Aero

	
Wells Fargo

	
*

	
4384 West Rodeo Rd.

	  	  	  	  	
Santa Fe, NM 87505

	  	  	  	  	
Pat Barclay

	  	  	
3/25/2011

	  	
Ph#303-470-8908 Fax#303-791-2558

	  	  	  	  	
branch #505-424-3882

	
1515

	
Aero

	
Bank of America

	
*

	
1140 Ave. of The Americas

	  	  	  	  	
New York, NY 10036

	  	  	  	  	
Anute #888-715-1000 ext#50657

	  	  	
10/22/2010

	  	
branch #206-358-5112

	  	  	  	  	  
	
3211

	
P.S.

	
Valley National

	
*

	
Paramus Park

	  	  	  	  	
East 58 Midland Avenue

	  	  	
6/26/2009

	  	
Paramus,  NJ  07652

	  	  	  	  	
201-265.1888 Zihara

	  	  	  	  	
 

	
3212

	
P.S.

	
Washington Mutual

	
*

	
Palisades Center Drive

	  	  	  	  	
West Nyack, NY 10994

	  	  	
6/19/2009

	  	
Kristin Keith

	  	  	  	  	
Ph# 845-348-3300 option #3

	  	  	  	  	  
	
3213

	
P.S.

	
JP Morgan Chase

	
*

	
2655 Richmond Ave.

	  	  	  	  	
Staten Island, NY 10314

	  	  	
10/30/2009

	  	
Ana Reyes #212-552-8183

	  	  	  	  	
Jenny Solis #718-761-4105

	  	  	  	  	  
	
3214

	
P.S.

	
Wachovia

	
*

	
108 Mill Plain Rd.

	  	  	  	  	
Danbury, CT 06810

	  	  	
7/10/2009

	  	
Rep. Karen Singletary

	  	  	  	  	
Ph# 404-214-1432

	  	  	  	  	
Juakeisha 1-800-590-7868 team #600 ext#85789

	
3215

	
P.S.

	
Bank of America

	
*

	
Rep. Tracey Popoola

	  	  	
see store #741

	  	
Ph# 800-657-9533

	
3216

	
P.S.

	
Wachovia

	
*

	
72 West Main St.

	  	  	  	  	
Freehold, NJ 07728

	  	  	
7/17/2009

	  	
Rep. Karen Singletary

	  	  	  	  	
Ph# 404-214-1432

	  	  	  	  	
Juakeisha 1-800-590-7868 team #600 ext#85789

	
3218

	
P.S.

	
Susquehanna

	
*

	
8000 Sagemore Drive ste#8101

	  	  	  	  	
Marlton, NJ 08053

	  	  	
8/14/2009

	  	
Mary Brown

	  	  	  	  	
Ph# 856-983-4000

	  	  	  	  	
Fax# 856-983-4385

	
3219

	
P.S.

	
Wachovia

	
*

	
17 Woodbridge Center Drive

	  	  	  	  	
Woodbridge, NJ 07095

	  	  	
8/14/2009

	  	
Rep. Karen Singletary

	  	  	  	  	
Ph# 404-214-1432

	  	  	  	  	
Juakeisha 1-800-590-7868 team #600 ext#85789

	
3220

	
P.S.

	
TD Bank

	
*

	
Cherry Hill

	  	  	  	  	
101 Haddonfield Rd.

	  	  	
7/17/2009

	  	
Cherry Hill, NJ 08002

	  	  	  	  	
Andrew Krause

	  	  	  	  	
Ph# 856-667-6400, fax# 856-667-6744

	
3221

	
P.S.

	
PNC

	
*

	
1500 Prince Rogers Ave.

	  	  	  	  	
Bridgewater, NJ 08807

	  	  	
8/28/2009

	  	
Nicole Vanness

	  	  	  	  	
Ph# 908-218-8998

	  	  	  	  	  
	
3222

	
P.S.

	
US

	
*

	
Mall of America

	  	  	  	  	
9633 Lyndale Ave. S

	  	  	
2/1/2010

	  	
Bloomington,  MN  55420

	  	  	  	  	
Diana Vance

	  	  	  	  	
Ph# 216-623-9248

	
3223

	
P.S.

	
Capitol One

	
*

	
89-01 Queens Blvd.

	  	  	  	  	
Elmhurst, NY 11373

	  	  	
11/6/2009

	  	
Tammy Prats

	  	  	  	  	
Ph# 504-533-2905

	  	  	  	  	  
	
3224

	
P.S.

	
Citibank

	
*

	
34th St. 7 7th Ave.

	  	  	  	  	
New York, NY 10001

	  	  	
11/13/2009

	  	
Bryan Swan

	  	  	  	  	
Ph# 212-290-7711

	  	  	  	  	  
	
3225

	
P.S.

	
Capital One

	
*

	
6401 Bluebonnet Blvd.

	  	  	  	  	
Baton Rouge, LA 70836

	  	  	  	  	
Tammy Pratts

	  	  	
3/26/2010

	  	
Ph#504-533-2905 Fax# 504-533-5344

	  	  	  	  	  

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
3226

	
P.S.

	
Frost

	
*

	
221 Wonder World Drive

	  	  	  	  	
San Marcos, TX 78667

	  	  	
3/11/2010

	  	
Barbara Castleberry

	  	  	  	  	
Ph 512-393-5647 main# 800-562-6732

	  	  	  	  	
fax 512-393-5721

	
3227

	
P.S.

	
Wachovia

	
*

	
1205 Grape St.

	  	  	  	  	
Whitehall, PA 18052

	  	  	  	  	
Karen Singletary

	  	  	
8/20/2010

	  	
404-214-1432

	  	  	  	  	  
	
3228

	
P.S.

	
Wachovia

	
*

	
10 Xavier Dr.

	  	  	  	  	
Yonkers, NY 10704

	  	  	
7/2/2010

	  	
Karen Singletary

	  	  	  	  	
404-214-1432

	  	  	  	  	  
	
3229

	
P.S.

	
Farmington

	
*

	
439 Westfarms Mall Ste# B103

	  	  	  	  	
Farmington, CT 06032

	  	  	  	  	
Yoko Weaver or Dena Martinelli

	  	  	
4/9/2010

	  	
Ph# 860-583-7289

	  	  	  	  	  
	
3230

	
P.S.

	
PNC

	
*

	
201 Newark Shopping Center

	  	  	  	  	
Newark, DE 19711

	  	  	  	  	
Diane Myers #302-733-7158

	  	  	
6/18/2010

	  	
Patricia Vetrano  #732-220- 3014

	  	  	  	  	  
	
3231

	
P.S.

	
Wachovia

	
*

	
2000 South Hawthorne Rd.

	  	  	  	  	
Winston-Salem, NC 27103

	  	  	  	  	
Karen Singletary

	  	  	
6/4/2010

	  	
404-214-1432

	  	  	  	  	  
	
3232

	
P.S.

	
Wachovia

	
*

	
437 Park City Center

	  	  	  	  	
Lancaster, PA 17601

	  	  	  	  	
Karen Singletary

	  	  	
7/2/2010

	  	
404-214-1432

	  	  	  	  	  
	
3233

	
P.S.

	
Wachovia

	
*

	
3089 John Hawkins Pkwy.

	  	  	  	  	
Birmingham, AL 35244

	  	  	  	  	
Karen Singletary

	  	  	
5/21/2010

	  	
404-214-1432

	  	  	  	  	  
	
3234

	
P.S.

	
Wachovia

	
*

	
1863 South Rd.

	  	  	  	  	
Wappingers Falls, NY 12590

	  	  	  	  	
Karen Singletary

	  	  	
4/16/2010

	  	
404-214-1432

	  	  	  	  	  
	
3235

	
P.S.

	
Bank of America

	
*

	
100 Welsh Rd.

	  	  	  	  	
Horsham, PA 19044

	  	  	  	  	
Anute Boonyachai

	  	  	
5/14/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3236

	
P.S.

	
Bank of America

	
*

	
6304 North Point Pkwy

	  	  	  	  	
Alpharetta, GA 30022

	  	  	  	  	
Anute Boonyachai

	  	  	
4/23/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3237

	
P.S.

	
M&T

	
*

	
2100 Park St.

	  	  	  	  	
Syracuse, NY 13208

	  	  	  	  	
Sharon Coates

	  	  	
4/23/2010

	  	
Ph# 410-244-4207

	  	  	  	  	
Breanch# 315-474-2280

	
3238

	
P.S.

	
TD

	
*

	
1450 Clements Bridge Rd.

	  	  	  	  	
Deptford, NJ 08096

	  	  	  	  	
Maria King or Leah

	  	  	
10/8/2010

	  	
Ph#856-845-2059

	  	  	  	  	
Fax#856-845-3475

	
3239

	
P.S.

	
Key

	
*

	
2000 Walden Ave. Ste#B-216

	  	  	  	  	
Cheektowaga, NY 14225

	  	  	  	  	
Rep# Angela Anderson

	  	  	
4/16/2010

	  	
1-800-539-2222 (ext# 8136768)

	  	  	  	  	
Branch ( Bonnie) 716-683-0120

	
3240

	
P.S.

	
Comerica

	
*

	
4200 S. Cooper St.

	  	  	  	  	
Arlington, TX 76015

	  	  	
5/28/2010

	  	
Nicole Warren

	  	  	  	  	
Ph#817-276-7241

	  	  	  	  	  
	
3241

	
P.S.

	
Key

	
*

	
200 Washington Ave.

	  	  	  	  	
Albany, NY 12210

	  	  	
9/17/2010

	  	
Angela Anderson

	  	  	  	  	
800-539-2222

	  	  	  	  	
Branch  Jason Getman #518-463-1226

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
3242

	
P.S.

	
Bank of America

	
*

	
301 Mount Hope Ave.

	  	  	  	  	
Rockaway, NJ 07866

	  	  	  	  	
Anute Boonyachai

	  	  	
7/16/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3243

	
P.S.

	
Bank of America

	
*

	
1550 W. Bay Area Blvd.

	  	  	  	  	
Friendswood, TX 77546

	  	  	  	  	
Anute Boonyachai

	  	  	
11/20/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3244

	
P.S.

	
Bank of America

	
*

	
250 Granite St.

	  	  	  	  	
Braintree, MA 02184

	  	  	  	  	
Anute Boonyachai

	  	  	
10/15/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3245

	
P.S.

	
HSBC

	
*

	
1 Old Country Rd.

	  	  	  	  	
Carle Place, NY 11514

	  	  	  	  	
Ken Goodman

	  	  	
10/22/2010

	  	
Ph#516-741-2900

	  	  	  	  	  
	
3246

	
P.S.

	
Vlley National

	
*

	
East 58 Midland Ave.

	  	  	  	  	
Paramus, NJ 07652

	  	  	  	  	
RuthAnn Thomas

	  	  	
6/18/2010

	  	
Ph# 201-265-1888

	  	  	  	  	  
	
3247

	
P.S.

	
Capital One

	
*

	
Newport Tower

	  	  	  	  	
525 Washington Blvd.

	  	  	  	  	
Jersey City, NJ 07310

	  	  	
11/12/2010

	  	
Branch (Janet Santiago (201-626-2436

	  	  	  	  	
Account manager (Tammy Prats 504-533-2905

	
3249

	
P.S.

	
Bank of America

	
*

	
100 1st Street

	  	  	  	  	
Elizabethport, NJ 07209

	  	  	  	  	
Anute Boonyachai

	  	  	
7/2/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3251

	
P.S.

	
Wachovia

	
*

	
3275 Buford Dr.

	  	  	  	  	
Buford, GA 30519

	  	  	  	  	
Karen Singletary

	  	  	
7/2/2010

	  	
404-214-1432

	  	  	  	  	  
	
3252

	
P.S.

	
Bank of America

	
*

	
75 Middlesex Turnpike

	  	  	  	  	
Burlington, MA 01803

	  	  	  	  	
Anute Boonyachai

	  	  	
11/12/2010

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	  
	
3253

	
P.S.

	
The Bank of Delmarva

	
*

	
18572 Coastal Highway

	  	  	  	  	
Rehoboth Beach, DE 19971

	  	  	  	  	
Christine Welsh

	  	  	
8/6/2010

	  	
Ph#302-226-8900

	  	  	  	  	
Fax#302-226-8558

	
3254

	
P.S.

	
First State

	
*

	
4979 Bill Gardner Pkwy

	  	  	  	  	
Locust Grove, GA 30248

	  	  	  	  	
Pam White

	  	  	
10/8/2010

	  	
Ph#770-507-9502

	  	  	  	  	  
	
3255

	
P.S.

	
JP Morgan Chase

	
*

	
1450 Old Country Rd.

	  	  	  	  	
Riverhead, NY 11901

	  	  	  	  	
Rep: Carlos Santiago

	  	  	
8/13/2010

	  	
Ph#212-552-8183

	  	  	  	  	
Branch# 631-369-2206 or 2298 (Amy teller)

	
3256

	
P.S.

	
Wells Fargo

	
*

	
665 E. Redd Rd.

	  	  	  	  	
El Paso, TX 79932

	  	  	  	  	
Patricia Barclay

	  	  	
7/16/2010

	  	
Ph#303-470-8908

	  	  	  	  	  
	
3257

	
P.S.

	
Bank of America

	
*

	
Garden State Plaza

	  	  	  	  	
300 Garden State Plaza

	  	  	  	  	
Paramus, NJ 07652

	  	  	
7/30/2010

	  	
Ph#201-845-5450

	  	  	  	  	
Ph# 1-800-657-9533 ext# 50657

	
3258

	
PS

	
Suntrust

	
*

	
6900 South Orange Blossom Trail

	  	  	  	  	
Orlando, FL 32809

	  	  	  	  	
Rep James Fields #804-264-4077

	  	  	
3/11/2011

	  	
Daniel Shuford #877-891-5489 ext#71114 treasury

	  	  	  	  	
branch #407-850-6103

	
3259

	
PS

	
Citizens

	
*

	
965 Oaklawn Ave.

	  	  	  	  	
Cranston, RI 02920

	  	  	
3/11/2011

	  	
Nancy Bloch

	  	  	  	  	
Ph#401-275-6491

	  	  	  	  	
fax#401-275-6494

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

 

 

	
3262

	
PS

	
First Citizens

	
*

	
8541 Concord Mills Blvd.

	  	  	  	  	
Concord, NC 28027

	  	  	  	  	
Tracey Jacobs

	  	  	
6/3/2011

	  	
Branch# 704-979-3165

	  	  	  	  	  
	
3264

	
PS

	
Suntrust

	
*

	
4582 South Kirkman Rd.

	  	  	  	  	
Orlando, FL 32819

	  	  	  	  	  
	  	  	
3/25/2011

	  	
Rep James Fields #804-264-4077

	  	  	  	  	
Daniel Shuford #877-891-5489 ext#71114 treasury

	
3265

	
PS

	
Citizens

	
*

	
1313 Franklin Mills Circle

	  	  	  	  	
Philadelphia, PA 19154

	  	  	  	  	
John Gilbert or Lynn

	  	  	
4/8/2011

	  	
branch #215-281-1701

	  	  	  	  	
fax# 215-281-1705

	
3266

	
PS

	
Community Bank & Trust

	
*

	
30983 Highway 441 S.

	  	  	  	  	
Commerce, GA 30529

	  	  	  	  	
Jennifer Turner

	  	  	
4/1/2011

	  	
branch #706-336-7986

	  	  	  	  	
fax #706-335-9540

	
3267

	
PS

	
Wachovia

	
*

	
3766 Renee Dr.

	  	  	  	  	
Myrtle Beach, SC 29579

	  	  	  	  	
Karen Singletary

	  	  	
4/15/2011

	  	
404-214-1432

	  	  	  	  	
branch #843-903-5359

	
3268

	
PS

	
Bank of America

	
*

	
7990 Honey Go Blvd.

	  	  	  	  	
Baltimore, MD 21236

	  	  	  	  	
Anute Boonyachai

	  	  	
6/24/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	
Branch# 410-931-7177

	
3270

	
PS

	
Wachovia

	
*

	
1900 W. 49th St.

	  	  	  	  	
Hialeah, FL 33012

	  	  	  	  	
Karen Singletary

	  	  	
4/29/2011

	  	
404-214-1432

	  	  	  	  	  
	
3271

	
PS

	
Bank of America

	
*

	
10050 Pines Blvd.

	  	  	  	  	
Pembroke Pines, FL 33024

	  	  	  	  	
Anute Boonyachai

	  	  	
5/6/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	
branch #954-435-4114

	
3272

	
PS

	
Wachovia

	
*

	
9420 Pineville Matthews Rd.

	  	  	  	  	
Pineville, NC 28134

	  	  	  	  	
Karen Singletary

	  	  	
6/3/2011

	  	
404-214-1432

	  	  	  	  	  
	
3273

	
PS

	
Bank of America

	
*

	
2105 Pine Croft Rd.

	  	  	  	  	
Greensboro, NC 27407

	  	  	  	  	
Anute Boonyachai

	  	  	
6/3/2011

	  	
Ph# 1-800-657-9533 ext# 50657

	  	  	  	  	
Branch# 336-805-3745

	
3274

	
PS

	
First Citizens

	
*

	
1862 US Highway 70 SE

	  	  	  	  	
Hickory, NC 28602

	  	  	
6/3/2011

	  	
Cassie Hansley

	  	  	  	  	
Ph# 828-326-1186

	  	  	  	  	
Fax# 828-326-1183

	
3275

	
PS

	
JP Morgan Chase

	
*

	
Sunrise Highway & Carmans Rd.

	  	  	  	  	
Massapequa, NY 11758

	  	  	  	  	
Carlos Santiago

	  	  	
5/13/2011

	  	
Ph#212-552-8183

	  	  	  	  	
branch#516-797-3180

	
3277

	
PS

	
Wells Fargo

	
*

	
6175 Gateway Blvd W.

	  	  	  	  	
El Paso, TX 79925

	  	  	  	  	
Pat Barclay

	  	  	
7/22/2011

	  	
Ph#303-470-8908 Fax#303-791-2558

	  	  	  	  	  
	
3278

	
PS

	
IBC

	
*

	
6301 NW Loop 410 Ste#Q14

	  	  	  	  	
San Antonio, TX 78238

	  	  	
7/22/2011

	  	
Sherry Grant

	  	  	  	  	
Ph3210-369-2910

	  	  	  	  	  
	
3282

	
PS

	
Wells Fargo

	
*

	
4180 Bonita Rd.

	  	  	  	  	
Bonita, CA 91902

	  	  	  	  	
Pat Barclay

	  	  	
5/6/2011

	  	
Ph#303-470-8908 Fax#303-791-2558

	  	  	  	  	
branch #619-475-4101

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

 

 

  

  

  

Exhibit 7-2 to

The Third Amended and Restated

Loan and Security Agreement

 

Credit Card Arrangements

 

The Loan Parties have the following credit card agreements in place:

 

    1) Aeropostale, Inc.: First Data Merchant Services (merchant # *)

 

    2) PS from Aeropostale, Inc.: First Data Merchant Services (merchant # *)

 

    3) Aeropostale, Inc. and PS from Aeropostale, Inc.: American Express (merchant # *)

 

    4) Aeropostale, Inc.: Discover Card (merchant # *)

 

    5) PS from Aeropostale, Inc.: Discover Card (merchant # *)

 

 

 

 

* = Material omitted pursuant to a request for Confidential Treatment and filed separately with the Commission on the date of filing of this Form 8-K.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00194-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00194-of-00352.parquet"}]]