Document:

exv10w9

 

Exhibit 10.9

                               ,
2007

Citigroup Global Markets Inc.

388 Greenwich Street

New York, New York 10013

Re: Santa Monica Media Corporation Initial Public Offering

Ladies and Gentlemen:

This letter is being delivered to you in accordance with the Underwriting Agreement (the
“Underwriting Agreement”) between Santa Monica Media Corporation, a Delaware corporation (the
“Company”), and Citigroup Global Markets Inc. (the
“Representative”) relating to an underwritten initial public
offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the
Company’s common stock, par value $0.001 per share (the “Common Stock”), and one warrant, each of
which is exercisable for one share of Common Stock (each, a “Warrant”).

In order to induce the Company and the Representative
to enter into the Underwriting Agreement and
to proceed with the IPO, and in recognition of the benefit that such IPO will confer upon the
undersigned as a stockholder of the company, and for other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the undersigned hereby agrees with the
Representative as follows:

The undersigned represents and warrants that (i) the biographical information furnished to the
Company and the Representative and attached hereto as Exhibit A is true and accurate in all
respects (other than de minimis errors or omissions), does not omit any material information with
respect to the undersigned’s background during the previous five years and contains all of the
information required to be disclosed pursuant to Item 401 of Regulation S-K, promulgated under the
Securities Act of 1933, as amended, and (ii) the questionnaires furnished by the undersigned to the
Company and the Representative and attached hereto as Exhibit B are true and accurate in all
respects. The undersigned further represents and warrants that:

     (a) The undersigned is not subject to or a respondent in any legal action for any injunction,
cease-and-desist order or order or stipulation to desist or refrain from any act or practices
relating to the offering of securities in any jurisdiction;

     (b) The undersigned has never been convicted of or pleaded guilty to any crime (i) involving
any fraud, (ii) relating to any financial transaction or handling of funds of another

 

 

person, or (iii) pertaining to any dealings in any securities and is not currently a defendant
in any such criminal proceeding; and

     (c) The undersigned has never been suspended or expelled from membership in any securities or
commodities exchange or association or had a securities or commodities license or registration
denied, suspended or revoked.

The undersigned acknowledges and understands that the Representative and the Company will rely
upon the agreements, representations and warranties set forth herein in proceeding with the IPO.

This letter agreement shall be binding on the undersigned and the undersigned’s respective
successors, heirs, personal representatives and assigns.

This letter agreement shall be governed by and interpreted and construed in accordance with the
laws of the State of New York applicable to contracts formed and to be performed entirely within
the State of New York, without regard to the conflicts of law provisions thereof to the extent such
principles or rules would require or permit the application of the laws of another jurisdiction.

No term or provision of this letter agreement may be amended, changed, waived, altered or modified
except by written instrument executed and delivered by the party against whom such amendment,
change, waiver, alteration or modification is to be enforced.

	 	 	 	 	 	 	 
	 	 	Very truly yours,	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Name:
	 	 

	 	 

	 	 	 	 	 
	Accepted and agreed as of the date hereof:	 	 
	 
	 	 	 	 
	CITIGROUP GLOBAL MARKETS INC.	 	 
	 
	 	 	 	 
	 
	 	 	 	 
	By:
	 	 	 	 
	Name:

	 	 

	 	 
	Title:
	 	 	 	 
	 
	 	 	 	 

 

 

EXHIBIT A

Biography

See attached.

 

 

EXHIBIT B

Questionnaires

See attached.exv10w10

 

Exhibit 10.10

                                ,
2007

Citigroup Global Markets Inc.

388 Greenwich Street

New York, New York 10013

Re: Santa Monica Media Corporation Initial Public Offering

Ladies and Gentlemen:

This letter is being delivered to you in accordance with the Underwriting Agreement (the
“Underwriting Agreement”) between Santa Monica Media Corporation, a Delaware corporation (the
“Company”), and Citigroup Global Markets Inc. (the
“Representative”) relating to an underwritten initial public
offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the
Company’s common stock, par value $0.001 per share (the “Common Stock”), and one warrant, each of
which is exercisable for one share of Common Stock (each, a “Warrant”).

In order to induce the Company and the Representative
to enter into the Underwriting Agreement and
to proceed with the IPO, and in recognition of the benefit that such IPO will confer upon Santa
Monica Capital Partners, LLC as a stockholder of the company, and for other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, Santa Monica Capital
Partners, LLC hereby agrees with the Representative as follows:

Santa Monica Capital Partners, LLC represents and warrants that (i) the information furnished to
the Company and the Representative and attached hereto as Exhibit A is true and accurate in all
respects (other than de minimis errors or omissions) and contains all of the information required
to be disclosed pursuant to Item 401 of Regulation S-K, promulgated under the Securities Act of
1933, as amended, and (ii) the questionnaires furnished by Santa Monica Capital Partners, LLC to
the Company and the Representative are true and accurate in all respects. Santa Monica Capital
Partners, LLC further represents and warrants that:

     (a) Santa Monica Capital Partners, LLC is not, and its control persons are not, subject to or
a respondent in any legal action for any injunction, cease-and-desist order or order or stipulation
to desist or refrain from any act or practices relating to the offering of securities in any
jurisdiction;

     (b) Santa Monica Capital Partners, LLC has never, and its control persons have never, been
convicted of or pleaded guilty to any crime (i) involving any fraud, (ii) relating to

 

 

any financial transaction or handling of funds of another person, or (iii) pertaining to any
dealings in any securities and is not currently a defendant in any such criminal proceeding; and

     (c) Santa Monica Capital Partners, LLC has never, and its control persons have never, been
suspended or expelled from membership in any securities or commodities exchange or association or
had a securities or commodities license or registration denied, suspended or revoked.

Santa Monica Capital Partners, LLC acknowledges and understands that the Representative and the
Company will rely upon the agreements, representations and warranties set forth herein in
proceeding with the IPO.

This letter agreement shall be binding on Santa Monica Capital Partners, LLC and its successors,
heirs, personal representatives and assigns.

This letter agreement shall be governed by and interpreted and construed in accordance with the
laws of the State of New York applicable to contracts formed and to be performed entirely within
the State of New York, without regard to the conflicts of law provisions thereof to the extent such
principles or rules would require or permit the application of the laws of another jurisdiction.

[Remainder of page intentionally left blank]

 

 

No term or provision of this letter agreement may be amended, changed, waived, altered or modified
except by written instrument executed and delivered by the party against whom such amendment,
change, waiver, alteration or modification is to be enforced.

	 	 	 	 	 	 	 
	 	 	SANTA MONICA CAPITAL PARTNERS, LLC	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Name:
	 	 

	 	 
	 	 	Title: Member	 	 

	 	 	 
	Accepted and agreed as of the date hereof:
	 	 
	 
	 	 
	CITIGROUP GLOBAL MARKETS INC.
	 	 
	 
	 	 
	 
	 	 
	 

Name:

	 	 
	Title:
	 	 
	 
	 	 

 

 

EXHIBIT A

Information

See attached.exv10w11

 

Exhibit 10.11

AMENDMENT TO SECURITIES

PURCHASE AGREEMENT

     This Amendment to
Securities Purchase Agreement (the
“Amendment”) dated as of February 13, 2007 by and among Santa Monica Media Corporation, a Delaware corporation (the “Company”),
and Santa Monica Capital Partners, LLC, a Delaware limited liability company (“Buyer”), is made
with reference to the following:

     The parties have entered into that certain Securities Purchase Agreement dated as of April
19, 2006 (the “Agreement”) and wish to amend the Agreement
as set forth herein. Capitalized terms not defined herein shall
have the meanings ascribed to them in the Agreement.

     NOW THEREFORE, the
Company and Buyer hereby amend the Agreement as follows:

	 	1.	 	The minimum size of a Qualified IPO shall be reduced to $100,000,000 and any
reference to Deutsche Bank Securities, Inc. in the Agreement shall be deleted.
	 
	 	2.	 	In all other respects, the Agreement remains in full force and effect.

     IN WITNESS WHEREOF, the undersigned Buyer and the Company have caused this Amendment to be
duly executed as of the date first above written.

	 	 	 	 	 
	 
	 	 	 	 
	SANTA MONICA MEDIA CORPORATION	 	 
	 
	 	 	 	 
	By:

	 	/s/ David Marshall
 

David Marshall
	 	   
	 

	 	Chief Executive Officer	 	 
	 
	 	 	 	 
	 
	 	 	 	 
	 
	 	 	 	 
	BUYER:	 	 
	 
	 	 	 	 
	SANTA MONICA CAPITAL PARTNERS, LLC	 	 
	 
	 	 	 	 
	By Santa Monica Capital Corp., its Manager	 	 
	 
	 	 	 	 
	By:

	 	/s/ David Marshall
 

David Marshall, President

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