Document:

Document

Exhibit 4.1

DESCRIPTION OF REGISTRANT’S SECURITIES
REGISTERED PURSUANT TO SECTION 12 OF THE 
SECURITIES EXCHANGE ACT OF 1934
Our authorized capital stock consists of 650 million shares of Class A common stock, par value $0.001 per share, 125 million shares of Class B common stock, par value $0.001 per share, and 25 million shares of preferred stock, par value $0.001 per share. 
Our Class A common stock is registered under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and listed on the Nasdaq Global Select Market under the symbol “STEP.”  Our Class B common stock is not registered under the Exchange Act. 
Unless our board of directors determines otherwise, we will issue all shares of our Class A common stock and Class B common stock in uncertificated form.
The following summary is qualified in its entirety by reference to our amended and restated certificate of incorporation and bylaws and by applicable law.
All references herein to “we,” “us,” “our” and similar terms refer to StepStone Group Inc..
Common Stock
Class A common stock
Voting. Holders of our Class A common stock are entitled to one vote for each share held of record on all matters submitted to a vote of stockholders. Stockholders do not have the ability to cumulate votes for the election of directors. Holders of our Class A common stock and Class B common stock will vote together as a single class on all matters presented to our stockholders for their vote or approval, except as otherwise required by applicable law.
Dividends. Holders of our Class A common stock are entitled to receive dividends when and if declared by our board of directors out of funds legally available therefor, subject to any statutory or contractual restrictions on the payment of dividends and to any restrictions on the payment of dividends imposed by the terms of any outstanding preferred stock.
Dissolution and Liquidation. Upon our dissolution or liquidation or the sale of all or substantially all of our assets, after payment in full of all amounts required to be paid to creditors and to the holders of preferred stock having liquidation preferences, if any, the holders of our Class A common stock will be entitled to receive pro rata our remaining assets available for distribution, subject to the limited rights of the Class B common stock as described below.
No Preemptive Rights. Holders of our Class A common stock do not have preemptive, subscription, redemption or conversion rights.
Issuance of Additional Class A Common Stock. We may issue additional shares of Class A common stock from time to time, subject to applicable provisions of our amended and restated certificate of incorporation, amended and restated bylaws and Delaware law. We are obligated to issue Class A common stock (subject to the transfer and exchange restrictions set forth in the Eighth Amended and Restated Limited Partnership Agreement of StepStone Group LP (the “StepStone Limited Partnership Agreement”) and the Exchange Agreement, dated as of September 18, 2020, by and among us, StepStone Group LP (the “Partnership”) and the Partnership Unitholders (as defined therein) (the “Exchange Agreement”)) to Class B unitholders who exchange their Class B units of the Partnership for shares of our Class A common stock on a one-for-one basis (unless we elect to satisfy such exchange for cash). When a Class B unit of the Partnership is exchanged for a share of our Class A common stock, a corresponding share of our Class B common stock will automatically be redeemed by us at par value and canceled.

Class B common stock
Voting. Holders of our Class B common stock are entitled to five votes for each share held of record on all matters submitted to a vote of stockholders prior to a Sunset.   A “Sunset” is triggered upon the earliest to occur of the following: (i) Monte Brem, Scott Hart, Jason Ment, Jose Fernandez, Johnny Randel, Michael McCabe, Mark Maruszewski, Thomas Keck, Thomas Bradley, David Jeffrey and Darren Friedman (including their respective family trusts and any other permitted transferees, the “Sunset Holders”) collectively cease to maintain direct or indirect beneficial ownership of at least 10% of the outstanding shares of Class A common stock (determined assuming all outstanding Class B units of the Partnership have been exchanged for Class A common stock); (ii) the Sunset Holders cease collectively to maintain direct or indirect beneficial ownership of an aggregate of at least 25% of the aggregate voting power of our outstanding Class A common stock and Class B common stock, before giving effect to a Sunset; and (iii) September 18, 2025. In the case of a Sunset triggered by an event described in clause (i) or (ii) above, a Sunset triggered during the first two fiscal quarters of any fiscal year will become effective at the end of that fiscal year, and a Sunset triggered during the third or fourth fiscal quarters of any fiscal year will become effective at the end of the following fiscal year.
After a Sunset becomes effective, holders of our Class B common stock will be entitled to one vote for each share held of record on all matters submitted to stockholders for a vote. Stockholders do not have the ability to cumulate votes for the election of directors. Holders of our Class A common stock and Class B common stock will vote together as a single class on all matters presented to our stockholders for their vote or approval, except as otherwise required by applicable law.
 
Dividends. Holders of the Class B common stock are not entitled to dividends in respect of their shares of Class B common stock.
Dissolution and Liquidation. Upon our dissolution or liquidation or the sale of all or substantially all of our assets, after payment in full of all amounts required to be paid to creditors and to the holders of preferred stock having liquidation preferences, if any, the holders of our Class B common stock will be entitled to receive out of our remaining assets available for distribution only the par value of the Class B common stock held by them, pro rata with distributions to the Class A common stock. In connection with an exchange of a Class B unit of the Partnership for Class A common stock, the corresponding share of Class B common stock will be redeemed by us at par value and canceled.
No Preemptive Rights. Holders of our Class B common stock do not have preemptive, subscription or conversion rights. The Class B common stock is subject to redemption upon an exchange of a Class B unit of the Partnership for a share of Class A common stock.
Issuance of Additional Class B Common Stock. No additional issuance of shares of Class B common stock will occur, except upon the vesting of Class B2 units of the Partnership or in connection with a stock split, stock dividend, reclassification or similar transaction.
Preferred Stock
Our board of directors has the authority to issue preferred stock in one or more classes or series and to fix the rights, preferences, privileges and related restrictions, including dividend rights, dividend rates, conversion rights, voting rights, the right to elect directors, terms of redemption, redemption prices, liquidation preferences and the number of shares constituting any class or series, or the designation of the class or series, without the approval of our stockholders.
The authority of our board of directors to issue preferred stock without approval of our stockholders may have the effect of delaying, deferring or preventing a change in control of our company and may adversely affect the voting and other rights of the holders of our common stock. The issuance of preferred stock with voting and conversion rights may adversely affect the voting power of the holders of our common stock, including the loss of voting control to others.

Authorized but Unissued Capital Stock
Delaware law does not require stockholder approval for any issuance of authorized shares. However, the listing requirements of the Nasdaq Global Select Market, which would apply so long as the Class A common stock remains listed on the Nasdaq Global Select Market, require stockholder approval of certain issuances equal to or exceeding 20% of the then outstanding voting power or then outstanding number of shares of Class A common stock. These additional shares may be used for a variety of corporate purposes, including future public offerings, to raise additional capital or to facilitate acquisitions.
One of the effects of the existence of unissued and unreserved common stock or preferred stock may be to enable our board of directors to issue shares to persons friendly to current management, which issuance could render more difficult or discourage an attempt to obtain control of our company by means of a merger, tender offer, proxy contest or otherwise, and thereby protect the continuity of our management and possibly deprive the stockholders of opportunities to sell their shares of common stock at prices higher than prevailing market prices.
Anti-Takeover Effects of Provisions of Delaware Law and our Amended and Restated Certificate of Incorporation and Bylaws
Certain provisions of our amended and restated certificate of incorporation and bylaws could discourage potential acquisition proposals and could delay or prevent a change in control. These provisions are intended to enhance the likelihood of continuity and stability in the composition of our board of directors and in the policies formulated by our board of directors and to discourage certain types of transactions that may involve an actual or threatened change of control. These provisions are designed to reduce our vulnerability to an unsolicited acquisition proposal or proxy fight. Such provisions could have the effect of discouraging others from making tender offers for our shares and, as a consequence, they also may inhibit fluctuations in the market price of our Class A common stock that could result from actual or rumored takeover attempts. Such provisions also may have the effect of preventing changes in our management or delaying or preventing a transaction that might benefit you or other minority stockholders.
These provisions include:
Super Voting Stock. The Class A common stock and Class B common stock vote together on all matters on which stockholders are entitled to vote, except as set forth in our amended and restated certificate of incorporation or required by applicable law. However, until a Sunset becomes effective, the Class B common stock will have five votes per share and the Class A common stock will have one vote per share. Consequently, the holders of our Class B common stock will have greater influence over decisions to be made by our stockholders, including the election of directors.
Classified Board. Our amended and restated certificate of incorporation and bylaws classify our board of directors into three classes of directors, serving staggered three-year terms of office. Our board of directors has the exclusive power to fix the number of directors in each class. Upon the expiration of the initial term of office for each class of directors, each director in such class shall be elected for a term of three years and serve until a successor is duly elected and qualified or until his or her earlier death, resignation or removal; however, each director whose term expires at the 2023 annual meeting of stockholders or any annual meeting thereafter (and any other individual who is nominated for election at any such meeting) shall be elected for a term expiring at the next annual meeting of stockholders. As a result of these provisions, beginning with our 2025 annual meeting of stockholders, all of our directors will be subject to annual election. 
Vacancies occurring on the board of directors, whether due to death, resignation, removal, retirement, disqualification or for any other reason, and newly created directorships resulting from an increase in the authorized number of directors, shall be filled solely by a majority of the remaining members of the board of directors or by a sole remaining director. As long as our board is classified, the existence of a classified board could delay a successful tender offeror from obtaining majority control of our board of directors, and the prospect of that delay might deter a potential offeror. 

Action by Written Consent; Special Meetings of Stockholders. Our amended and restated certificate of incorporation provides that any action required or permitted to be taken by the stockholders must be effected at a duly called annual or special meeting of stockholders and may not be effected by any consent in writing in lieu of a meeting of such stockholders. In addition, our amended and restated certificate of incorporation and bylaws provide that special meetings of stockholders may be called only by the board of directors or the chairman of the board of directors.
Election and Removal of Directors. The DGCL provides that stockholders are not entitled to the right to cumulate votes in the election of directors unless our amended and restated certificate of incorporation provides otherwise. Our amended and restated certificate of incorporation does not expressly provide for cumulative voting. While the board is classified, directors may be removed, but only for cause. Following such time as our board of directors is no longer classified, our directors may be removed with or without cause, but only upon the affirmative vote of holders of at least 66 2⁄3% of the voting power of the outstanding shares of our capital stock entitled to vote generally in the election of directors, voting together as a single class. In addition, the certificate of designation pursuant to which a particular series of preferred stock is issued may provide holders of that series of preferred stock with the right to elect additional directors.
Authorized but Unissued Shares. As described above under the heading “Authorized but Unissued Capital Stock”, the existence of authorized but unissued and unreserved common stock and preferred stock could make more difficult or discourage an attempt to obtain control of us by means of a proxy contest, tender offer, merger or otherwise. 
Business Combinations with Interested Stockholders. In general, Section 203 of the DGCL, an anti-takeover law, prohibits a publicly held Delaware corporation from engaging in a business combination, such as a merger, with a person or group owning 15% or more of the corporation’s voting stock, which person or group is considered an interested stockholder under the DGCL, for a period of three years following the date the person became an interested stockholder, unless (with certain exceptions) the business combination or the transaction in which the person became an interested stockholder is approved in a prescribed manner.
We have elected in our amended and restated certificate of incorporation not to be subject to Section 203. However, our amended and restated certificate of incorporation contains provisions that have the same effect as Section 203, except that they provide that the Sunset Holders, their affiliates and their respective successors (other than the Company or any of our subsidiaries), as well as their direct and indirect transferees, will not be deemed to be “interested stockholders,” regardless of the percentage of our voting stock owned by them, and accordingly will not be subject to such restrictions.
Advance Notice Provisions. Our amended and restated bylaws require stockholders seeking to nominate persons for election as directors at an annual or special meeting of stockholders, or to bring other business before an annual or special meeting (other than a proposal submitted under Rule 14a-8 under the Exchange Act), to provide timely notice in writing. A stockholder’s notice to our corporate secretary must be in proper written form and must set forth certain information, as required under our amended and restated bylaws, related to the stockholder giving the notice, the beneficial owner (if any) on whose behalf the nomination is made as well as their control persons and information about the proposal or nominee for election to the board of directors.
Exclusive forum. Our amended and restated certificate of incorporation provides that, unless we select or consent in writing to the selection of another forum, the Court of Chancery of the State of Delaware (or, if the Court of Chancery does not have jurisdiction, another state court or a federal court located within the State of Delaware) shall be the exclusive forum for any complaints asserting any “internal corporate claims,” which include claims in the right of our company (i) that are based upon a violation of a duty by a current or former director, officer, employee or stockholder in such capacity or (ii) as to which the DGCL confers jurisdiction upon the Court of Chancery. Furthermore, unless we select or consent to the selection of an alternative forum, the federal district courts of the United States of America shall be the exclusive forum for the resolution of any complaint asserting a cause of action arising under the Securities Act. Our exclusive forum provision does not apply to suits brought to enforce any liability or duty created by the Exchange Act, and investors cannot waive compliance with the federal 

securities laws and the rules and regulations thereunder. Any person or entity purchasing or otherwise acquiring an interest in any shares of our capital stock shall be deemed to have notice of and to have consented to the forum provisions in our amended and restated certificate of incorporation. It is possible that a court could find our exclusive forum provision to be inapplicable or unenforceable. Although we believe this provision benefits us by providing increased consistency in the application of Delaware law in the types of lawsuits to which it applies, the provision may have the effect of discouraging lawsuits against our directors and officers.
In addition, certain provisions of the StepStone Limited Partnership Agreement could have the effect of deterring or facilitating a control transaction.Document

Exhibit 10.1

SECOND OMNIBUS AMENDMENT
This SECOND OMNIBUS AMENDMENT, dated as of June 18, 2021 (this “Agreement”), is entered into among Pareteum Corporation, a Delaware corporation (the “Issuer”), each of the Subsidiaries of the Issuer a party hereto (each a “Guarantor”; and together with the Issuer, collectively, the “Grantors”), B.M.F. De Kroes–Brinkers ( the “First Holder”), Arjan de Nijs (the “Second Holder”), Roloro Beheer BV (the “Third Holder”, and together with the First Holder and the Second Holder collectively, the “Existing Holders” and individually, each an “Existing Holder”), and Hoving & Partners S.A., in its capacity as administrative agent (in such capacity, the “Administrative Agent”) and as collateral agent (in such capacity, the “Collateral Agent”) for the Existing Holders.  Capitalized terms used in this Agreement without definition shall have the meanings provided in Article I.
PRELIMINARY STATEMENTS:
The Issuer issued the First Note and the First Warrant each in favor of the First Holder pursuant to the First Securities Purchase Agreement.
The Issuer issued the Second Note and Second Warrant each in favor of the Second Holder and the Third Note and Third Warrant each in favor of the Third Holder, each pursuant to the Second Securities Purchase Agreement.
The Issuer and the other Grantors have requested that the Existing Holders amend the Second Securities Purchase Agreement and the Existing Notes (collectively, the “Existing Documents” and, individually, each an “Existing Document”), as hereinafter set forth.
Each Existing Holder is, on the terms and conditions stated below, willing to grant such request and to amend each Existing Document to which it is a party, as hereinafter set forth.
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, each party to this Agreement agrees, as follows:
ARTICLE I
DEFINITIONS
1.01    Definitions.  The following terms (whether or not underscored) when used in this Agreement, including its preamble and recitals, shall have the following meanings (such definitions to be equally applicable to the singular and plural forms thereof):
“Administrative Agent” is defined in the preamble.
“Agreement” is defined in the preamble.
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“Agreement Effective Date” means the date on which the conditions precedent to the effectiveness of this Agreement as specified in Article III herein have been satisfied.
“Claims” is defined in Section 5.02.
“Collateral Agent” is defined in the preamble.
“Existing Documents” is defined in the preliminary statements.
“Existing Notes” means collectively, the First Note, the Second Note and the Third Note.
“First Holder” is defined in the preamble.
“First Note” means the Senior Second Lien Secured Convertible Note due 2025, dated February 22, 2021, issued by the Issuer in favor of the First Holder, as amended by the First Omnibus Amendment.
“First Omnibus Amendment” means the Omnibus Amendment dated as of April 13, 2021, among the Issuer, each Guarantor party thereto, the First Holder and the Collateral Agent. 
“First Securities Purchase Agreement” means the Securities Purchase Agreement dated as of February 22, 2021, between the Issuer and the First Holder.
“First Warrant” means the Warrant, dated as of February 22, 2021, issued by the Issuer in favor of the First Holder.
“Grantors” is defined in the preamble.
“Guarantor” is defined in the preamble.
“Issuer” is defined in the preamble.
“Note Party” means collectively, each Existing Holder, the Administrative Agent and the Collateral Agent.
“Released Parties” is defined in Section 5.02.
“Second Holder” is defined in the preamble.
“Second Note” means the Senior Second Lien Secured Convertible Note due 2025, dated April 13, 2021, issued by the Issuer in favor of the Second Holder.
“Second Securities Purchase Agreement” means the Securities Purchase Agreement dated as of April 13, 2021, among the Issuer, the Second Holder, the Administrative Agent and the Collateral Agent, as supplemented by the Joinder Agreement dated as of April 15, 2021, among the Issuer, the Third Holder, the Administrative Agent and the Collateral Agent.
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“Second Warrant” means the Warrant, dated as of April 13, 2021, issued by the Issuer in favor of the Second Holder.
“Security Agreement” means the Security Agreement dated as of February 22, 2021, among the Issuer, the other Grantors and the Collateral Agent, as amended by the First Omnibus Amendment.
“Subsidiary Guaranty” means the Subsidiary Guaranty dated as of February 22, 2021, by each Guarantor in favor of the Collateral Agent, as amended by the First Omnibus Amendment.
“Third Holder” is defined in the preamble.
“Third Note” means the Senior Second Lien Secured Convertible Note due 2025, dated April 15, 2021, issued by the Issuer in favor of the Third Holder.
“Third Warrant” means the Warrant, dated as of April 15, 2021, issued by the Issuer in favor of the Third Holder.
“Transactions” is defined in Section 5.02.
1.02    Other Definitions.  Unless otherwise defined herein or the context otherwise requires, terms used in this Agreement, including its preamble and recitals, have the meanings provided in the Second Securities Purchase Agreement.  
ARTICLE II
AMENDMENTS
2.01    Amendments.  Effective as of the Agreement Effective Date, the Existing Documents are hereby amended as follows:
(a)    Second Securities Purchase Agreement.  the Second Securities Purchase Agreement shall be amended to delete the stricken text (indicated textually in the same manner as the following example: stricken text) and to add the double-underlined text (indicated textually in the same manner as the following example: double-underlined text) as set forth in the redline attached as Exhibit A hereto.
(b)    Schedule of Buyers.  the Schedule of Buyers attached to the Second Securities Purchase Agreement is hereby amended by deleting the Schedule of Buyers attached thereto in its entirety and replacing it with the schedule attached as Exhibit B hereto.
(c)    Form of Convertible Note. the form of Convertible Note attached as an exhibit to the Second Securities Purchase Agreement shall be amended to delete the stricken text (indicated textually in the same manner as the following example: stricken text) and to add the double-underlined text (indicated textually in the same manner as the following example: double-underlined text) as set forth in the redline attached as Exhibit C hereto.
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(d)    Form of Warrant. Section 1(b) of the form of Warrant attached as an exhibit to the Second Securities Purchase Agreement is hereby amended and restated as follows:
“(b) Exercise Price. For purposes of this Warrant, “Exercise Price” means $0.37, subject to adjustment as provided herein.”
(e)    Existing Notes. Each of the Existing Notes shall be amended to delete the stricken text (indicated textually in the same manner as the following example: stricken text) and to add the double-underlined text (indicated textually in the same manner as the following example: double-underlined text) as set forth in each redline attached as Exhibits D-1 through D-3 hereto.
2.02    Acknowledgment with Respect to Existing Notes.  Section 5(B) of each Existing Note as amended by this Agreement calls for the payment of Stated Interest (as defined in each Existing Note) to be paid-in-kind.  The Company and each Existing Holder agrees as follows:
(a)    The Company and the First Holder agree that:
(i)    in full satisfaction of the Company’s obligation to make the payment of Stated Interest on the April 1, 2021 Interest Payment Date, the Principal Amount of the First Note was increased, effective as of April 1, 2021, by $19,733; 
(ii)    in full satisfaction of the Company’s obligation to make the payment of Stated Interest on the May 1, 2021 Interest Payment Date, the Principal Amount of the First Note was increased, effective as of May 1, 2021, by $16,132; and
(iii)    in full satisfaction of the Company’s obligation to make the payment of Stated Interest on the June 1, 2021 Interest Payment Date, the Principal Amount of the First Note was increased, effective as of June 1, 2021, by $36,538.
(b)    The Company and the Second Holder agree that in full satisfaction of the Company’s obligation to make the payment of Stated Interest on the June 1, 2021 Interest Payment Date, the Principal Amount of the Second Note was increased, effective as of June 1, 2021, by $27,132.
(c)    The Company and the Third Holder agree that in full satisfaction of the Company’s obligation to make the payment of Stated Interest on the June 1, 2021 Interest Payment Date, the Principal Amount of the Third Note was increased, effective as of  1, 2021, by $6,680.
2.03    Guarantor Acknowledgement.  (a) Each Guarantor (i) consents and agrees to the terms of this Agreement and each Existing Document, as amended and otherwise modified by this Agreement, and (ii) confirms and agrees that the Subsidiary Guaranty, is, and shall continue to be, in full force and effect.
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(b)    On and after the Agreement Effective Date, each reference in an Existing Document to “hereunder”, “hereof” or words of like import shall mean and be a reference to such Existing Document as amended and otherwise modified by this Agreement. 
ARTICLE III
CONDITIONS PRECEDENT
3.01    Conditions of Effectiveness.  This Agreement shall become effective when, and only when, each of the following conditions shall have been satisfied:
(a)    Delivery.  The Collateral Agent shall have received counterparts of this Agreement executed by each Grantor; and
(b)    Representations and Warranties.  The representations and warranties of each Grantor contained in Article IV should be true and correct in all material respects.
(c)    Consent of the First Lien Initial Holder.  the First Lien Initial Holder (as defined in the Security Agreement) shall have consented to the transactions contemplated by the Existing Documents as amended hereby.
(d)    Joinder Agreements. The Issuer shall have received an executed copy of each of (i) a Joinder Agreement among the Issuer, Hoving & Partners Nominees Sàrl, JFG Capital BV and the Administrative Agent in substantially the form attached as Exhibit E hereto and (ii) a Joinder Agreement among the Issuer, the First Holder and the Administrative Agent in substantially the form attached as Exhibit F hereto.
ARTICLE IV
REPRESENTATIONS AND WARRANTIES
In order to induce the Existing Holders to enter into this Agreement, each Grantor, hereby represents and warrants that on and as of the Agreement Effective Date after giving effect to this Agreement:
4.01    Due Authorization; No Conflict.  The execution and delivery by each Grantor of this Agreement and the performance by such Grantor of this Agreement and each Existing Document to which such Grantor is a party, as amended and otherwise modified by this Agreement, have been duly authorized by all necessary corporate or other organizational action of such Grantor, and do not and will not: (a) contravene the terms of such Grantor’s organizational documents; (b) conflict with or result in any breach or contravention of, or the creation of any Lien under, or require any payment to be made under (i) any contractual obligation to which such Grantor is a party (other than the Security Agreement) or affecting such Grantor or any properties of such Grantor or (ii) any order, injunction, writ or decree of any governmental entity or any arbitral award to which such Grantor or any of their property is subject; or (c) violate any applicable law to which such Grantor or any of their property is subject.
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4.02    Enforceability.  Each of this Agreement and each Existing Document to which any Grantor is a party, as amended and otherwise modified by this Agreement, constitute a legal, valid and binding obligation of such Grantor, enforceable against such Grantor in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, fraudulent conveyance and moratorium laws and other laws of general application affecting enforcement of creditors’ rights generally.
ARTICLE V
MISCELLANEOUS
5.01    Effect of Agreement.  Each Existing Document, as specifically amended or otherwise modified by this Agreement, is and shall continue to be in full force and effect and is hereby in all respects ratified and confirmed.
5.02    Release.  Each Note Party hereby unconditionally and irrevocably releases, and fully and forever acquits and discharges each Grantor, all its subsidiaries and other affiliates and their respective officers, servants, employees, agents, attorneys, principals, directors and shareholders, and their respective heirs, legal representatives, successors and assigns (collectively, the “Released Parties”) from any and all claims, demands, causes of action, obligations, remedies, suits, damages and liabilities (collectively, the “Claims”) of any nature whatsoever, whether now known, suspected or claimed, whether arising under common law, in equity or under statute, which any Note Party ever had or now has against any Released Party which may have arisen at any time on or prior to the date of this Agreement and which were in any manner related to any of the following transactions (collectively, the “Transactions”): (a) the transactions contemplated by the Transaction Documents (including the Existing Documents) or (b) the issuance of any shares of Series C Preferred Stock (as defined in each Existing Note) to such Note Party or any of its affiliates; provided that, for the avoidance of doubt, the Company shall not be released in respect of any Transactions occurring on or after the date of this Agreement under the Transaction Documents or otherwise.  Each Note Party covenants and agrees never to commence, voluntarily aid in any way, prosecute or cause to be commenced or prosecuted against any of the Released Parties any action or other proceeding based upon any of the Claims which may have arisen at any time on or prior to the date of this Agreement and were in any manner related to any of the Transactions.  The agreements of each Note Party set forth in this Section 5.02 shall survive the Agreement Effective Date and the Maturity Date (as defined in each Existing Note).
5.03    Section Captions.  Section captions used in this Agreement are for convenience of reference only, and shall not affect the construction of this Agreement.
5.04    Counterparts.  This Agreement may be executed in one or more counterparts, each of which shall be deemed an original, but all of which shall constitute one and the same instrument.  Delivery of an executed counterpart of a signature page of this Agreement by telecopy or other electronic means shall be effective as delivery of a manually executed counterpart of this Agreement.
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5.05    Governing Law.  THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.  
[Signature Page Follows]
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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their respective officers thereunto duly authorized, as of the date first above written.
						
		PARETEUM CORPORATION, as a Grantor

By: /s/ Alexander Korff
Name: Alexander Korff
Title:   Group Corporate Secretary

		PARETEUM NORTH AMERICA CORP., as a Grantor and a Guarantor 

By: /s/ Alexander Korff
Name: Alexander Korff
Title:   Group Corporate Secretary

		DEVICESCAPE HOLDINGS, INC., as a Grantor and a Guarantor

By: /s/ Alexander Korff
Name: Alexander Korff
Title:   Group Corporate Secretary 

		IPASS INC., as a Grantor and a Guarantor

By: /s/ Alexander Korff
Name: Alexander Korff
Title:   Group Corporate Secretary 

		IPASS IP LLC, as a Grantor and a Guarantor

By: /s/ Alexander Korff
Name: Alexander Korff
Title:   Group Corporate Secretary

Signature Page
Second Omnibus Amendment

						
		B.M.F. DE KROES-BRINKERS, 
as First Holder 

By:    /s/ B.M.F De Kroes-Brinkers
Name: B.M.F. De Kroes-Brinkers
Title:   Owner

		

By: /s/ Mom Kloosterman
Name: Moam Kloosterman
Title:   CFO

Signature Page
Second Omnibus Amendment 

						
		SECOND HOLDER

/s/ Arjan de Nijs    
Arjan de Nijs

Signature Page
Second Omnibus Amendment 

						
		ROLORO BEHEER BV, 
as Third Holder 

By:    /s/ H. u. d. Boog
Name: H. u. d. Boog
Title:  Owner

Signature Page
Second Omnibus Amendment 

						
		HOVING & PARTNERS S.A., 
as Administrative Agent and Collateral Agent

By:    /s/ Jan Dirk Wackie Eysten
Name: Jan Dirk Wackie Eysten
Title:  CCO

Signature Page
Second Omnibus Amendment 

EXHIBIT A
Amendments to Second Securities Purchase Agreement
[see attached]

Second Omnibus Amendment 

EXHIBIT B
Amended Schedule of Buyers
[see attached]

Second Omnibus Amendment 

EXHIBIT C
Amendments to Form of Convertible Note
[see attached]

Second Omnibus Amendment 

EXHIBIT D-1
Amendments to First Note
[see attached]

Second Omnibus Amendment 

EXHIBIT D-2
Amendments to Second Note
[see attached]

Second Omnibus Amendment 

EXHIBIT D-3
Amendments to Third Note
[see attached]

Second Omnibus Amendment 

EXHIBIT E
First Joinder Agreement
[see attached]

Second Omnibus Amendment 

EXHIBIT F
Second Joinder Agreement
[see attached]

Second Omnibus Amendment

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