Document:

Agreement for the Sale and Purchase of Part of the Business of Opsys Limited

 Exhibit 10.4 
  
 AGREEMENT 
  
 OPSYS UK LIMITED 
  
 and 
  
 OPSYS LIMITED 
  
 FOR THE SALE AND PURCHASE OF PART OF 
 THE BUSINESS OF OPSYS LIMITED 
  
 24 October 2002 

 Contents 
  

					
	 1.
	  	 Definitions and interpretation
	  	1
	 2.
	  	 Sale of the Opsys UK Business and the Assets
	  	5
	 3.
	  	 Consideration
	  	5
	 4.
	  	 Property
	  	6
	 5.
	  	 Value Added Tax
	  	6
	 6.
	  	 Completion
	  	6
	 7.
	  	 Apportionments, Advance Payments and Advance Receipts
	  	7
	 8.
	  	 Post Completion
	  	7
	 9.
	  	 Contracts
	  	7
	 10.
	  	 Employees
	  	8
	 11.
	  	 Warranty
	  	8
	 12.
	  	 General
	  	8
	 13.
	  	 Costs and expenses
	  	9
	 14.
	  	 Notices
	  	9
	 15.
	  	 Governing law and jurisdiction
	  	10

  
 Annexure A - Employees 
 Annexure B - Excluded Contracts 
 Annexure C - Intellectual Property 
 Annexure D - Notice of Objection to Transfer 
 Annexure E - Excluded Items 
 Annexure F - Novation Agreements and Novated Agreements 
  
 Schedule (Property Schedule) 

 This Agreement is made the            
24th             day of             October             2002

  
 Between: 
  

	(1)	Opsys UK Limited (company number: 4421247) whose registered office is 2 Temple Back East, Temple Quay, Bristol, BS1 6EG, UK (the “Buyer”); and

  

	(2)	Opsys Limited (company number: 3426174) whose registered office is at Unit 8, Begbroke Business and Science Park, Sandy Lane, Yarnton, Kidlington, Oxon OX5 1PF (the
“Seller”). 

  
 Background: 
  
 The Buyer is the wholly owned subsidiary of the Seller. The Seller has agreed to sell to the
Buyer and the Buyer has agreed to purchase as a going concern the goodwill and undertaking of the Opsys UK Business (as defined below) carried on at present by the Seller on the terms of this Agreement. 
  
 It is agreed as follows: 
  

	1.	Definitions and interpretation 

  

	1.1	In this Agreement, unless the context otherwise requires, the following words have the following meanings: 

  

			
	“this Agreement”	 	this Agreement (including any schedule or annexure to it and any document in agreed
form);
		
	“Acquired Employees”	 	all the employees of the Seller engaged in the Opsys UK Business whose names are set out in Part One of annexure A and “Acquired Employee” means any of them;
		
	“Assets”	 	the goodwill and undertaking of the Opsys UK Business and all property, rights and assets employed, exercised or enjoyed in or in connection with the Opsys UK Business owned by the Seller,
other than the Excluded Assets, including but without limitation those listed and referred to in clause 2.1;
		
	“Assignment of Patent Rights”	 	the patent assignment in the agreed form initialled by the parties for identification purposes only;
		
	“Assignment of Trade Mark Rights”	 	the assignment of the Trade Marks in the agreed form initialled by the parties for identification purposes only;
		
	“Business Day”	 	a day (other than a Saturday or a Sunday) on which clearing banks are open for business in the City of London;
		
	“Claims”	 	other than claims for a tax asset, all rights and claims of the Seller against third parties relating to any of the Assets or otherwise arising (whether before or after Completion) out of or
in connection with the Opsys UK Business;

  

 1 

			
	“Completion”	 	the performance by the parties of the obligations set out in clause 6 (Completion);
		
	“Consideration”	 	the purchase price for the Opsys UK Business and Assets referred to in clause 3.1;
		
	“Contracts”	 	save for the contracts of employment, the Excluded Contracts, the Novated Agreements and the Novation Agreements, all undischarged contracts, pending contracts, commitments and orders entered
into by or on behalf of the Seller relating to the Opsys UK Business;
		
	“Debts”	 	other than the Claims, all amounts owing to the Seller on the Transfer Date (whether or not then due and payable) in relation to the Opsys UK Business;
		
	“Domain Names”	 	the domain names listed in annexure C;
		
	“Employees”	 	the Retained Employees and the Acquired Employees and “Employee” means any of them;
		
	“Excluded Assets”	 	 (a)    cash in hand or at bank and all cheques and other securities representing them;

		
	 	 	 (b)    the Excluded Contracts;

		
	 	 	 (c)    the Excluded Items;

		
	 	 	 (d)    the Properties;

		
	 	 	 (e)    the Excluded Individuals;

		
	 	 	 (f)     the Debts; and

		
	 	 	 (f)     the Domain Names;

		
	“Excluded Contracts”	 	the contracts relating to the Opsys UK Business listed in annexure B;
		
	“Excluded Individuals”	 	Donald Barclay, Thomas Anthopoulos, Ebinezar Namdas, Jonathan Markham, Shih Chun Lo, Gary Richards, Sanjay Sharma, Esteban Ramon Vella, Sylvia Bettlington, Mounir Halim, Susie Jenkins, George
Robb, Philip Wood, Graham Turnbull, Steven Magennis, Richard Beavington, Christine Tedeschi and Dean Mathieson;

  

 2 

			
	“Excluded Items”	 	the items listed in annexure E;
		
	“Intellectual Property”	 	means patents, trade marks, service marks rights in designs, trade or business names, trade secrets, know-how, copyrights, topography rights and rights in databases (whether or not any of
these is registered and including applications for registration of any such thing) and all rights or forms of protection of a similar nature or having equivalent or similar effect to any of these which may subsist anywhere in the
world;
		
	“IT Architecture”	 	the Opsys VPN and the services provided to the Seller by CAE Office Systems;
		
	“Kodak Licence”	 	the licence between the Seller and Eastman Kodak Company for the cross licence of certain intellectual property rights, dated 31 March 2001;
		
	“Liabilities”	 	all claims, liabilities and obligations of the Seller on the Transfer Date relating exclusively to the Opsys UK Business and for the avoidance of doubt, excluding any liability relating to
the Excluded Assets or any of them and excluding liabilities relating to the Acquired Employees, the Retained Employees or under the TUPE Regulations (which shall, for the avoidance of doubt, be dealt with in the transaction agreement made between,
inter alios, the Buyer and the Seller and dated 23 October 2002);
		
	“notice”	 	includes any notice, demand, consent or other communication;
		
	“Novation Agreements”	 	the agreements listed in annexure F;
		
	“Novated Agreements”	 	the agreements being novated by the Novation Agreements;
		
	“Opsys UK Business”	 	the business of research and development of novel light emitting materials and other opto-electronic technologies for eventual application in organic electroluminescent displays and lighting
including, but not limited to, active and passive matrix displays;
		
	“Properties”	 	the Office Property and the Reception Area Property details of which are summarised in Part 1 of the Schedule and “Property” shall mean either one of them;

  

 3 

			
	“Records”	 	the financial records and other records relating to the Opsys UK Business and the
Employees, held on whatever medium, excluding any which the Seller is required by
law to
retain;
		
	“Retained Employees”	 	means any employee, consultant or other individual who works for the Seller on the date hereof on any basis, other that the Acquired Employees and including the individuals whose names are
set out in Part Two of Annexure A and “Retained Employee” means any of them;
		
	“Trade Marks”	 	the trade marks listed in annexure C;
		
	“Transfer Date”	 	the date of this Agreement;
		
	“TUPE Regulations”	 	the Transfer of Undertakings (Protection of Employment) Regulations 1981.

  

	1.2	In this Agreement, unless the context otherwise requires: 

  

	 	(a)	words in the singular include the plural and vice versa and words in one gender include any other gender; 

  

	 	(b)	a reference to a statute or statutory provision includes: 

  

	 	(i)	any subordinate legislation (as defined in Section 21(1), Interpretation Act 1978) made under it; and 

  

	 	(ii)	any statute or statutory provision which modifies, consolidates, re-enacts or supersedes it ; 

  

	 	(c)	a reference to: 

  

	 	(i)	any party includes its successors in title and permitted assigns; 

  

	 	(ii)	a “person” includes any individual, firm, body corporate, association or partnership, government or state (whether or not having a separate legal personality);

  

	 	(iii)	clauses and schedules are to clauses and schedules of this Agreement and references to sub-clauses and paragraphs are references to sub-clauses and paragraphs of the clause or
schedule in which they appear; 

  

	 	(iv)	any provision of this Agreement is to that provision as amended in accordance with the terms of this Agreement; 

  

	 	(v)	any document being “in the agreed form” means in a form which has been agreed by the parties on or before the date of this Agreement and for identification purposes
signed by them or on their behalf by their solicitors; and 

  

	 	(vi)	 “indemnify” and “indemnifying” any person against any circumstance include indemnifying and keeping him 

  

 4 

 
harmless from all actions, claims and proceedings from time to time made against him and all loss or damage and all payments, costs or expenses made or
incurred by that person as a consequence of or which would not have arisen but for that circumstance; 
  

	 	(d)	except as set out in sub-clause 1.1, terms defined in the Companies Act 1985 have the meanings attributed to them by that Act; 

  

	 	(e)	the table of contents and headings are for convenience only and shall not affect the interpretation of this Agreement; 

  

	 	(f)	the words “include”, “includes” and “including” shall be deemed to be followed by the phrase “without limitation”; and

  

	 	(g)	general words shall not be given a restrictive meaning: 

  

	 	(i)	if they are introduced by the word “other” by reason of the fact that they are proceeded by words indicating a particular class of act, matter or things; or

  

	 	(ii)	by reason of the fact that they are followed by particular examples intended to be embraced by those general words. 

  

	2.	Sale of the Opsys UK Business and the Assets 

  

	2.1	The Seller shall sell to the Buyer with full title guarantee free from all charges and encumbrances (whether monetary or not) and the Buyer shall purchase as at the Transfer Date
the Assets, including but not limited to: 

  

	 	(a)	the Intellectual Property owned by the Seller at the Transfer Date; 

  

	 	(b)	the benefit (so far as they can lawfully be assigned, transferred to or held in trust for the Buyer) of the Claims; 

  

	 	(c)	the benefit (subject to the burden) of the Contracts; and 

  

	 	(d)	the Records. 

  

	2.2	The Seller shall use all reasonable endeavours to procure the re-registration of the Domain Names in the name of the Buyer to take effect on or about twelve months after the
Transfer Date and shall use all reasonable endeavours to execute all documentation at the expense of the Buyer reasonably necessary to effect such re-registration. Where the failure to effect such re-registration on the intended date is outside the
control of the Seller and the Buyer, such failure will not be deemed to be a breach of this clause. 

  

	2.3	Title in, and risk of loss or damage to, the Assets shall pass to the Buyer on the Transfer Date. From the Transfer Date the Seller shall hold the Assets on trust for the Buyer
absolutely until they shall have been delivered, formally transferred or assigned to the Buyer, and shall act in accordance with the Buyer’s instructions in respect of any Asset which it so holds as trustee. 

  

	2.4	The Buyer hereby grants the Seller a non-exclusive, royalty free licence to use the Trade Marks for a period of 12 months from the date hereof. 

  

	3.	Consideration 

  

	3.1	The consideration is the payment by the Buyer to the Seller of the sum of $2,500,000 which shall be left out-standing on inter-company loan and the issue of 839 ordinary shares of
£1 each in the Buyer to the Seller. Any amounts expressed in this Agreement are exclusive of any value added tax which may be chargeable thereon and the amount of any such value added tax shall be payable in addition thereto.

  

 5 

	3.2	In addition, the Buyer shall assume the Liabilities and keep the Seller indemnified against all actions, proceedings, costs, damages, claims and demands in respect of them.

  

	3.3	The Buyer shall not be responsible for any liability in respect of the Opsys UK Business or Assets which is not expressly assumed by it under this Agreement and the Seller shall
indemnify the Buyer accordingly. 

  

	4.	Property 

  
 The provisions of the Schedule shall apply in relation to the Properties and where such provisions shall conflict with other provisions of this agreement
the provisions of the Schedule shall apply. 
  

	5.	Value Added Tax 

  

	5.1	Immediately after the Transfer Date, the Buyer shall use its best endeavours to: 

  

	 	(i)	obtain a VAT registration number; 

  

	 	(ii)	establish a closing date for the Buyer’s VAT period as soon as possible after the Transfer Date; 

  

	 	(iii)	file a claim for VAT in the event that there is a charge to VAT in the Seller connected with the Hive Down. 

  
 The Buyer reimburses the Seller on a pound for pound basis any amount it
receives from customs and excise in respect of any VAT charge incurred by the Seller relating to supplies made by the Buyer hereunder for purposes of VAT. 
  

	5.2	The Seller and the Buyer agree that the sale of the Assets is the transfer of part of the business of the Seller as a going concern for the purposes of both Section 49, VATA and
Article 5, Value Added Tax (Special Provisions) Order 1995 (“Article 5”). The Seller and the Buyer shall use their reasonable endeavours to secure that pursuant to such provisions the sale of the Assets is treated as neither a
supply of goods nor a supply of services for the purposes of VAT. 

  

	6.	Completion 

  

	6.1	Completion shall take place on the signing of this Agreement. 

  

	6.2	On Completion: 

  

	 	(a)	the Seller shall permit the Buyer to enter into and take possession of the Opsys UK Business and shall deliver or cause to be delivered to the Buyer: 

  

	 	(i)	any instruments of transfer which the Buyer may reasonably require to vest title in the Assets (including, without limitation, transfers, conveyances and assignments) together with
all deeds and documents of title relating to the Assets; 

  

	 	(ii)	those Records which are not stored at the Properties; 

  

	 	(iii)	duly executed releases from the holders of all outstanding charges over the Opsys UK Business and/or any of the Assets; 

  

 6 

	 	(iv)	the duly executed Assignment of Patent Rights; 

  

	 	(v)	the duly executed Assignment of Trade Mark Rights; and 

  

	 	(vi)	the duly executed Novation Agreements together with a copy of the Novated Agreements. 

  

	7.	Apportionments, Advance Payments and Advance Receipts 

  

	7.1	The following, shall be apportioned on a time basis so that the part attributable to the period ended on and including the Transfer Date shall be borne by the Seller and the part
attributable to the period commencing on the day following the Transfer Date shall be borne by the Buyer: 

  

	 	(a)	all periodical charges and outgoings attributable to the Opsys UK Business or the Assets (including, but not limited to, rent, rates, gas, electricity, water and telephone charges);

  

	 	(b)	all liabilities in relation to salaries, wages, accrued holiday pay, national insurance, pension contributions, PAYE remittances and all other payments to or in respect of the
Acquired Employees; and 

  

	 	(c)	all rents, licences, fees, royalties and any other amounts receivable in respect of the Opsys UK Business or the Assets; 

  
 and the resulting balance shall be paid over promptly after such
apportionment has been made. 
  

	8.	Post Completion 

  

	8.1	Forthwith after the Transfer Date: 

  

	 	(a)	the Seller shall wholly discontinue carrying on the Opsys UK Business; and 

  

	 	(b)	the parties shall, at the expense of the Buyer, send to the suppliers and customers of the Opsys UK Business letters in a form agreed between them. 

  

	8.2	For a period of twelve months after the Transfer Date, the Seller shall, forthwith upon receipt, forward to the Buyer any notices, correspondence, information or enquiries which
relate to the Opsys UK Business. 

  

	8.3	The Buyer shall preserve, or procure the preservation of the financial records of the Opsys UK Business for a period of seven years and shall permit and allow, upon giving
reasonable notice and during business hours, the Seller and/or its agents, accountants or other representatives access to, and at its own expense to take copies of, them. 

  

	9.	Contracts 

  

	9.1	With effect from Completion, the Buyer shall assume the obligations, and become entitled to the benefits, of the Seller under the Contracts. 

  

	9.2	The Seller and the Buyer shall together use their best efforts to procure the execution of the Novation Agreements by all parties to them. 

  

	9.3	If any Contract cannot be assigned by the Seller to the Buyer except by an agreement of novation or with a consent to assignment or without the assignment constituting an event of
default or termination, no assignment takes place by virtue of this Agreement until legally able to do so, but: 

  

 7 

	 	(a)	the Seller and the Buyer shall (at the request of the Buyer) together take all reasonable steps to obtain the consent or waiver to the event of default or to the termination;

  

	 	(b)	unless or until the Contract has been novated or assigned or the provision waived, the Seller shall hold it in trust for the Buyer; 

  

	 	(c)	the Buyer shall, at its own cost and for its own benefit, perform the Seller’s obligations under the Contract arising after the Transfer Date; and 

  

	 	(d)	the Buyer shall indemnify the Seller against the defective or negligent performance or non-performance of the Contract. 

  

	10.	Employees 

  

	10.1	The parties acknowledge and agree that, pursuant to the TUPE Regulations, the contracts of employment between the Seller and each of the Acquired Employees will have effect from the
Transfer Date as if made originally between the Buyer and each Acquired Employee. 

  

	10.2	The Seller shall procure that on the Transfer Date the Retained Employees shall give to the Seller and the Buyer a notice of objection in the form set out in annexure D.
Contemporaneously the Seller shall ensure that an offer is made by it to each Retained Employee to employ him under a new contract of employment which do not differ in any material way from the terms and conditions of employment of that Retained
Employee immediately before the Transfer Date. 

  

	11.	Warranty 

  
 The Seller warrants to the Buyer that it is the only legal and beneficial owner of the Assets; that the Assets are sold free from all charges and
encumbrances; and that it has obtained all corporate authorisations and all other applicable governmental, statutory, regulatory or other consents, licences, waivers or exemptions required to empower it to enter into and to perform its obligations
under this agreement and each document to be executed by it at or before Completion pursuant to this agreement. 
  

	12.	Stamp Duty 

  
 The Seller and the Buyer hereby certify that the transaction effected under this Agreement does not form part of a larger transaction or of a series of
transactions in respect of which the amount or value or the aggregate amount or value of the consideration (ignoring consideration which may be disregarded for stamp duty purposes) exceeds £60,000. 
  

	13.	General 

  

	13.1	Contracts (Rights of Third Parties) Act 1999 

  
 Unless expressly provided in this Agreement, no term of this Agreement is enforceable pursuant to the Contracts (Rights of Third Parties) Act 1999 by any
person who is not a party to it. 
  

	13.2	Entire Agreement 

  
 This Agreement sets out the entire agreement and understanding between the parties in respect of the subject matter of this Agreement. 
  

 8 

	13.3	Variation 

  
 No purported variation of this Agreement shall be effective unless it is in writing and signed by or on behalf of each of the parties. 
  

	13.4	Effect of Completion 

  
 Except to the extent already performed, all the provisions of this Agreement shall, so far as they are capable of being performed or observed, continue in
full force and effect notwithstanding Completion. 
  

	13.5	Invalidity 

  
 If any provision of this Agreement is found by any court or competent authority to be invalid, unlawful or unenforceable in any jurisdiction, that
provision shall be deemed not to be a part of this Agreement, but it shall not affect the enforceability of the remainder of this Agreement nor shall it affect the validity, lawfulness or enforceability of that provision in any other jurisdiction.

  

	13.6	Further assurance 

  
 After Completion, the Seller shall execute such documents and take such steps as the Buyer may reasonably require to vest the full title (to the extent
possible) to the Opsys UK Business and Assets in the Buyer and give the Buyer the full benefit of this Agreement. 
  

	13.7	Maintenance of Registered Intellectual Property 

  
 Seller shall, at the Buyer’s expense, take all reasonable steps to maintain the registrations of the Trade Marks and of the patents set out in
annexure C as are registered and to prosecute the applications of such of the foregoing as are pending registration, from the Transfer Date until the Buyer or its nominee or successor in title is recorded as proprietor thereof on the relevant
register, provided that the Seller shall be entitled, acting reasonably, to abandon, vary or amend any of the foregoing with the consent of the Buyer, which consent will not be unreasonably withheld or delayed. 
  

	13.8	Counterparts 

  

	 	(a)	This Agreement may be executed in any number of counterparts and by the parties on separate counterparts, but shall not be effective until each party has executed at least one
counterpart. 

  

	 	(b)	Each counterpart, when executed, shall be an original of this Agreement and all counterparts shall together constitute one instrument. 

  

	14.	Costs and expenses 

  

	14.1	Except as referred to in sub-clause 14.2 each party shall bear its own costs and expenses incurred in the preparation, execution and implementation of this Agreement.

  

	14.2	The Buyer shall pay all stamp and other transfer duties and registration fees applicable to any document to which it is a party and which arise as a result of or in consequence of
this Agreement. 

  

	15.	Notices 

  

	15.1	Any notice to a party under this Agreement shall be in writing signed by or on behalf of the party giving it and shall, unless delivered to a party personally, be left at, or sent
by prepaid first class post, prepaid recorded delivery or facsimile to the address of the party as set out on page 1 of this Agreement or as otherwise notified in writing from time to time. 

  

 9 

	15.2	A notice shall be deemed to have been served: 

  

	 	(a)	at the time of delivery if delivered personally; 

  

	 	(b)	48 hours after posting in the case of an address in the United Kingdom and 96 hours after posting for any other address; or 

  

	 	(c)	two hours after transmission if served by facsimile on a Business Day prior to 3pm or in any other case at 10 am on the Business Day after the date of despatch.

  
 If the deemed time of service is not during
normal business hours in the country of receipt, the notice shall be deemed served at or, in the case of faxes, two hours after the opening of business on the next Business Day of that country. 
  

	15.3	In proving service it will be sufficient to prove: 

  

	 	(a)	in the case of personal service, that it was handed to the party or delivered to or left in an appropriate place for receipt of letters at its address; 

  

	 	(b)	in the case of a letter sent by post, that the letter was properly addressed, stamped and posted; or 

  

	 	(c)	in the case of facsimile, that it was properly addressed and despatched to the number of the party. 

  

	15.4	A party shall not attempt to prevent or delay the service on it of a notice connected with this Agreement. 

  

	16.	Governing law and jurisdiction 

  

	16.1	This Agreement shall be governed by and construed in accordance with English Law. 

  

	16.2	Each of the parties irrevocably submits for all purposes in connection with this Agreement to the non-exclusive jurisdiction of the courts of England. 

  
 This Agreement is made on the date appearing at the head of page one. 
  

 10 

							
	 Signed by
	 	    )	 	 	 	 
	 for and on behalf of
	 	)	 	 	 	/s/    Michael Holmes
	 Opsys Limited
	 	)	 	 	 	 
	 in the presence of:
	 	)	 	 	 	 
				
	 Signature of witness:     /s/    Jeremy Osler
	 	 	 	 	 	 
				
	 Name: Jeremy Osler
	 	 	 	 	 	 
				
	 Occupation: Solicitor
	 	 	 	 	 	 
				
	 Signed by
	 	    )	 	 	 	 
	 for and on behalf of
	 	)	 	 	 	/s/    Ian Butcher
	 Opsys UK Limited
	 	)	 	 	 	 
	 in the presence of:
	 	)	 	 	 	 
				
	 Signature of witness:     /s/    Magnus Vekauder
	 	 	 	 	 	 
				
	 Name: Magnus Vekauder
	 	 	 	 	 	 
				
	 Occupation:     Solicitor
	 	 	 	 	 	 

 Annexure A 
  
 Employees 
  
 Part One – Acquired Employees 
  

			
	 1.
	 	Amanda Kelly
	 2.
	 	Annette Steudel
	 3.
	 	Ben Brosh
	 4.
	 	Christopher Shipley
	 5.
	 	Colin Bannister
	 6.
	 	Derek Babbington
	 7.
	 	Elizabeth Potterton
	 8.
	 	Huahong Shi
	 9.
	 	Jane Burrage
	 10.
	 	Jonathan Pillow
	 11.
	 	Kai Look
	 12.
	 	Mark Andrews
	 13.
	 	Mark Bale
	 14.
	 	Michael Frampton
	 15.
	 	Natasha Conway
	 16.
	 	Neil Maxted
	 17.
	 	Nick Popham
	 18.
	 	Nigel Bailey
	 19.
	 	Nigel Male
	 20.
	 	Scott Watkins
	 21.
	 	Tuan Ly
	 22.
	 	Verena Brogden
	 23.
	 	Xuhua Wang
	 24.
	 	Zugang Liu

  
 Part Two – Retained Employees

  

			
	 
	 1.
	 	Rebecca Lingwood
	 2.
	 	Michael Holmes
	 3.
	 	Alexis Zervoglos
	 4.
	 	Catherine Hindle
	 5.
	 	Janet Green
	 6.
	 	Victor Christou
	 7.
	 	Jonathan Bradford
	 8.
	 	John Baits
	 9.
	 	David Martin
	 10.
	 	Damoder Reddy
	 11.
	 	Oleg Salata

  

 14 

 Annexure B 
  
 Excluded Contracts 
  

			
	1.	 	The Kodak Licence
		
	2.	 	Opsys Purchase Order: US-10001 – Microengineering, 6-2 Nlhombashi-Hakozaki, Chuo-ku, Toyko 103-0015; Reference 020209-12(March 14, 2001) & 010216-12 (March 26, 2001)
		
	3.	 	Opsys Purchase Order: US-10002 – ULVAC Technologies Inc., 401 Griffin Brook Drive, Methuen, MA 01844; Reference V-942R2Y (March 22, 2001)
		
	4.	 	Opsys Purchase Order: US-10003 – Kurdex Corporation, Sunnyvale, CA; Reference # 1800C (March 9, 2001)
		
	5.	 	Opsys Purchase Order: US-10004 – Kenix Industries Inc., 7898 E. Acoma Drive, Suite #104, Scottsdale, AZ 85260; Reference QQOPY01N (April 11, 2001)
		
	6.	 	Opsys Purchase Order: US-10005 – Kenix Industries Inc., 7898 E. Acoma Drive, Suite #104, Scottsdale, AZ 85260; Reference QQ-CR100-R3 (Feb 15, 2001)
		
	7.	 	Opsys Purchase Order: US-10006 – Lan Technical Services Company Limited, 1-6-12 Yoyogi, Shibuya-ku, Toyko 161, Japan; Reference LAN-000409A (April 9, 2001)
		
	8.	 	Opsys Purchase Order: US-10007 – Mbraun Gmbh, Gutenbergstr. 7, D-85748, Garching, Germany; Reference AG-10319/1 (April 20, 2001)
		
	9.	 	Opsys Purchase Order: US-10008 – Mbraun Gmbh, Gutenbergstr. 7, D-85748, Garching, Germany; Reference AG-10320/2 (April 27, 2001)
		
	10.	 	All contracts with the Excluded Individuals
		
	11.	 	All contracts with employee benefit programme providers, including, Everitt Kerr & Co Ltd (for pay roll services), Amber Independent Financial Services Ltd (for brokering employee
benefits), Scottish Equitable (for PHI) and Swiss Life (UK) plc (for life insurance).
		
	12.	 	Contract with Lindsay Brown Associates (for public relations services)

  

 15 

 Annexure C 
  
 Intellectual Property 
  
 TRADE MARKS 
  

													
	 Registration No

	 	 Application No.

	 	 Reg./Appl. Date

	 	 Mark

	 	 Classes

	 	 Countries

	 	 Status

	 UK 2229953
 JP 4504550
	 	 EU 001935329
 US 76179324
	 	6 April 2001	 	Opsys	 	1 & 9	 	UK, JP, US, EU	 	 Registered in UK & JP & EU.
 Pending in
US

							
	 UK 2229955
	 	US 76149323	 	6 April 2001	 	Opsys & (old) logo	 	1 & 9	 	UK, US	 	US registration abandoned due to redesign of logo
							
	 UK 2270662
	 	 JP 2001-104490
 US 76340230
 EU 002475655
	 	18 January 2002	 	Opsys (current) logo	 	1 & 9	 	UK, JP, US, EU	 	 Registered in UK
 Pending in JP, US &
EU

							
	 UK 2270660
	 	 JP 2001-104489
 US 76341067
 EU 002475622
	 	25 January 2002	 	Opsys (stylized)	 	1 & 9	 	UK, JP, US, EU	 	 Registered in UK
 Pending in JP, US &
EU

							
	 UK 2235442
	 	 EU 001995794
 US 76178337
	 	24 November 2000	 	OLP	 	1 & 9	 	UK, US, EU	 	 Registered in UK
 EU registration abandoned and
pending in US

  

 16 

 PENDING PATENT APPLICATIONS 
 PATENT APPLICATIONS SOLELY ASSIGNED TO OPSYS LIMITED 
  

															
	 Application No

	  	 Publication No.

	  	 Corresponding
Applications

	  	 Priority Date

	  	 Publication
Date

	  	 Title

	  	 Countries

	  	 Status

	 PCT/GB01/03190
	  	WO 02/07235	  	GB 0017297.3	  	15 Jul 2000	  	24 Jan 2002	  	 Patterned organic light-emitting
 device
	  	 All contracting
 states
	  	Pending
								
	 GB 0108062.1
	  	 	  	 	  	30 Mar 2001	  	 	  	 Improvements in or relating to
 data
displays
	  	GB	  	Pending
								
	 PCT/GB02/02181
	  	 	  	 GB 0111751
 (filed 14 May 2001)
 GB 0208230.3
 (filed 10 Apr 2002)
	  	 14 May 2001
 14 May 2001
	  	 	  	 A method of providing a layer
 including a metal
or silicon or
 germanium and oxygen on a surface
	  	GB	  	Pending
								
	 PCT/GB02/03115
	  	 	  	GB 0117377.2	  	17 Jul 2001	  	 	  	 Tertiary diamines containing
 heterocyclic groups and their use
 in organic electroluminescent
 devices
	  	GB	  	Pending
								
	 GB 0127461.2
 (filed 16 Nov 2001)
 GB 0220844.5
 (filed 7 Sep 2002)
	  	 	  	 	  	16 Nov 2001 16 Nov 2001	  	 	  	 Light emitting device and
 compounds for use
therein
	  	GB	  	Pending
								
	 GB 0203270.4
	  	 	  	 	  	12 Feb 2002	  	 	  	 Light emitting device with
 improved light extraction
	  	GB	  	Pending

  

 17 

															
								
	GB 0204989.8	 	 	 	 	  	4 Mar 2002	  	 	  	 Phosphorescent compositions
 and organic light-emitting
 devices containing them
	    	GB	  	Pending
								
	 GB 0205592.9
 (filed 9 Mar 2002)
 GB 0213902.0
 (filed 18 Jun 2002)
	 	 	 	 	  	 9 Mar 2002
 9 Mar 2002
	  	 	  	 Polymerisable compositions and
 organic light-emitting devices
 containing them
	    	GB	  	Pending

  

 18 

 DOMAIN NAMES 
  

							
	 Registration Date

	  	 Expiry Date

	  	 Domain name

	  	 Owner

	 22/03/2002
	  	22/03/2003	  	opsyslimited.net	  	Opsys Limited
	 12/02/2001
	  	12/02/2003	  	opsyslimited.co.uk	  	Opsys Limited
	 12/02/2001
	  	12/02/2004	  	opsyslimited.com	  	Opsys Limited
	 12/02/2001
	  	12/02/2003	  	opsysinternational.co.uk	  	Opsys Limited
	 12/02/2001
	  	12/02/2004	  	opsysinternational.com	  	Opsys Limited
	 12/02/2001
	  	12/02/2004	  	opsysdisplays.net	  	Opsys Limited
	 12/02/2001
	  	12/02/2003	  	opsysdisplays.co.uk	  	Opsys Limited
	 15/04/1998
	  	15/4/2004	  	opsys.co.uk	  	Opsys Limited
	 12/02/2001
	  	12/02/2004	  	opsysdisplays.com	  	Opsys Limited

  

 19 

 Annexure D 
  
 Notice of Objection to transfer 
  
 Opsys Limited 
  
 I, the undersigned, hereby register my objection to my employment being transferred to Opsys UK under the Transfer of Undertakings (Protection of Employment) Regulations
1981. 
  
 I understand that as a result my employment will terminate on the date
of transfer as if I resigned. I understand that I will not receive any redundancy or severance pay, and that I may not be eligible for jobseeker’s allowance. I confirm that these consequences have been explained to me by Opsys Limited.

  
 Signed 
  
 Print name 
  
 Dated 
  
 Witnessed by 
  
 Signed 
  
 Print name 
  

 20 

 Annexure E 
  
 Excluded Items 
  
 The IT Architecture 
  
 ARC UPS 
  
 Evesham Desktop Computer (Barclays)

  
 Iridium Laptop Computer (R Lingwood) 
  
 Toshiba 3440CT Laptop Computer (J Bradford) 
  
 Ktec Computer - Serial 1131950 (C Hindle) 
  
 Scaleo P4 Desktop Computer 1.8 (J Green) 
  
 Scaleo P4 Desktop Computer 1.6 (V Christou) 
  
 Scaleo P4 Desktop Computer 2.0 (A Zervoglos) 
  
 Toshiba 3440CT Laptop Computer (D Barclay) 
  
 HP Laserjet 3320n Printer 
  
 Cisco 48 Port Hub Switch 
  
 MS 2000 Professional (13 copies) 
  
 MS Office 2000 Professional (seven copies) 
  
 All motor vehicles owned by or leased to the Seller 
  

 21 

 Annexure F 
  
 Novation Agreements and Novated Agreements 
  

			
	 Novation Agreement

	 	 Novated Agreement

	Novation Agreement between (1) Cambridge Display Technology Limited, (2) Opsys Limited, and (3) Opsys UK Limited	 	Licence Agreement between (1) Opsys Limited and (2) Cambridge Display Technology Limited, to be signed at Closing
		
	Novation and Variation Agreement between (1) Isis Innovation Limited, (2) The Chancellors, Masters and Scholars of the University of Oxford, (3) The University Court of the University of St
Andrews, (4) Opsys Limited, (5) Opsys UK Limited and (6) Cambridge Display Technology Limited	 	 Framework Agreement between (1) Isis Innovation Limited, (2) The Chancellors, Masters and Scholars of the University of Oxford, (3) The University
Court of the University of St Andrews, and (4) Opsys Limited, dated 14 February 2002
  
 Umbrella Licence agreement between (1) Isis Innovation Limited, (2) The Chancellors, Masters and Scholars of the University of Oxford, (3) The University Court of the University of St Andrews, and (4) Opsys Limited, dated 21 January
2002

		
	Novation and Variation Agreement between (1) Isis Innovation Limited, (2) The Chancellors, Masters and Scholars of the University of Oxford, (3) Opsys Limited, (4) Opsys UK Limited and (5)
Cambridge Display Technology Limited	 	Framework Agreement between (1) Isis Innovation Limited, (2) The Chancellors, Masters and Scholars of the University of Oxford, and (3) Opsys Limited, dated 22 April 2002
		
	Novation and Variation Agreement between (1) The University of Durham, (2) Opsys Limited, (3) Opsys UK Limited and (4) Cambridge Display Technology Limited	 	 Licence Agreement between (1) The University of Durham, and (2) Opsys Limited, dated 1 August 2001
  
 Agreement relating to Studentship for Miss Bettington between (1) The University of Durham,
and (2) Opsys Limited, dated January 2001

		
	Novation and Variation Agreement between (1 The University Court of the University of St Andrews, (2) Mr Jonathan Markham, (3) Opsys Limited, (4) Opsys UK Limited and (5) Cambridge Display
Technology Limited	 	Collaboration Agreement between (1 The University Court of the University of St Andrews, (2) Mr Jonathan Markham, and (3) Opsys Limited dated 4th July 2001
		
	Novation and Variation Agreement between (1) The Chancellors, Masters and Scholars of the University of Oxford, (2) Mr Michael Frampton, (3) Opsys Limited, (4) Opsys UK Limited and (5) Cambridge
Display Technology Limited	 	CASE Award Agreement between (1) The Chancellors, Masters and Scholars of the University of Oxford, (2) Mr Michael Frampton and (3) Opsys Limited, dated 9 February 2000
		
	Novation Agreement between (1) Central Research Laboratories, (2) Opsys Limited and (3) Opsys UK Limited	 	Licence Agreement between Central Research Laboratories and Opsys Limited, dated 30 April 1999
		
	Novation Agreement between (1) HW Sands, (2) Opsys Limited and (3) Opsys UK Limited	 	Licence Agreement between (1) Opsys Limited and (2) HW Sands, dated 10th October 2000
		
	Novation Agreement between (1) The University of Exeter, (2) Miss Lucy Smith, (3) Opsys Limited, and (4) Opsys UK Limited	 	Studentship Agreement between (1) The University of Exeter, (2) Miss Lucy Smith, and (3) Opsys Limited, dated 1st October 2002
		
	Novation Agreement between (1) Toppan Printing Company
Limited, (2) Opsys Limited and (3) Opsys UK Limited	 	Joint Development Agreement between (1) Toppan Printing
Company Limited and (2) Opsys Limited, dated 4 July 2002
		
	Novation Agreement between (1) European Venture Partners limited and (2) Opsys Limited and (3) Opsys UK Limited	 	Master Lease Agreement between (1) European Venture Partners limited and (2) Opsys Limited dated on or about January 2001
	 	 	 

  

 22 

 Schedule 
  

Part 1 
  
 Properties 
  

			
		
	Office Property:	  	Lease of Unit 8 Begbroke Business and Science Park Yarnton Oxfordshire dated 23 November 1999
between The University of Oxford (the “Reversioner”) (1) and the Seller (2) for a
term expiring 30
September 2004
		
	Reception Area Property:	  	Lease of Reception Area between Unit 7 and Unit 8 Begbroke Business and Science Park Yarnton Oxfordshire dated 24 August 2001 between The University of Oxford (the “Reversioner”)
(1) and the Seller (2) for a term expiring 30 September 2004

  
 Part 2

  
 Sale of Properties 
  

	1.	Definitions And Interpretation 

  

	1.1	In this schedule the following terms shall have the following meanings: 

  
 “Actual Completion Date” means in relation to each of the Properties the date upon which that Property is transferred conveyed or
assigned to the Buyer; 
  
 “Assurances” means
the assignments of the Properties to the Buyer; 
  
 “Lease” means in respect of each of the Properties the lease(s) under which the Seller holds its interest in that property (short particulars of which lease(s) are contained in Part 1); 
  
 “Reversioner’s Consent” means any landlord’s
consent required (whether under the relevant Lease or any superior lease) in relation to the assignment of a Leasehold Property to the Buyer (and in cases where more than one such consent is required any and/or all of them); 
  
 “Standard Commercial Property Conditions” means the
Standard Commercial Property Conditions (First Edition) and “SCPC” means Standard Commercial Property Condition; 
  

	1.2	References to paragraphs are to paragraphs in this schedule. 

  

	2.	Standard Commercial Property Conditions 

  

	2.1	The Standard Commercial Property Conditions are incorporated in this agreement insofar as they are applicable to a sale by private treaty and where these is a conflict between them
and any other provision of this agreement that other provision prevails. 

  

	2.2	In the construction of the Standard Commercial Property Conditions: 

  

	 	(a)	“contract rate” means a yearly rate equivalent to four percentage points above the base lending rate of National Westminster Bank plc for the time being in force
calculated on a daily basis; 

	 	(b)	“purchase price” means (in relation to each of the Properties) the part of the consideration (if any) allocated to that Property. 

  

	2.3	SCPC, 4.1, 4.3.2, 4.5.2, 4.5.5 and 8.3 do not apply. 

  

 23 

	2.4	SCPC 3.3.4 is amended to read “Unless under a legal duty to do so the seller is not to agree to any proposal to change the lease terms without the consent of the buyer (such
consent not to be unreasonably withheld) and is to inform the buyer without delay of any change which may be proposed or agreed.” 

  

	2.5	SCPC 6.3.3 is amended to read “In apportioning any sum, the day on which the apportionment is made is to be apportioned to the seller.” 

  

	2.6	SCPC 6.3.4 is amended to read “For the purposes of apportioning income and outgoings it is to be assumed that they accrue at an equal daily rate throughout the period to which
they relate. In the case of annual rents (whether or not payable quarterly) this period is the period of 365 days (or 366 in a leap year).” 

  

	3.	Title 

  

	3.1	Title to the Properties is set out in Part 1 and title to the Properties shall commence with the relevant Lease as the case may be. 

  

	3.2	Title having been deduced to the Buyer’s Solicitors prior to the date of this agreement the Buyer shall be deemed to purchase with full knowledge of the title in all respects
and shall raise no requisitions or objections in relation to it. 

  

	4.	Sale and Purchase 

  

	4.1	The Seller shall sell and the Buyer shall purchase the Properties. 

  

	4.2	Subject to the terms of this agreement the Seller shall sell with full title guarantee but the Seller shall not be liable under any of the covenants set out in sections 3 or 4 of
the Law of Property (Miscellaneous Provisions) Act 1994 for the consequences of any breach of the tenant’s covenants in the Leases relating to the repair and decoration of the Properties. 

  

	4.3	The sale and purchase effected hereby is both the Properties and (subject to the provisions of paragraphs 8) the Seller shall not be obliged to complete the sale and purchase of any
of the Properties unless the Buyer completes simultaneously the purchase of all the Properties and otherwise completes the purchase of the Business and assets as and in the manner provided for in the agreement of which this schedule forms part.

  

	5.	Matters affecting the Properties 

  

	5.1	The Properties are sold and will be transferred conveyed or assigned subject to and where appropriate with the benefit of: 

  

	 	(a)	all outgoings affecting the Property; 

  

	 	(b)	the payment of the rents reserved by the relevant Lease and the covenants on the part of the lessee and the conditions exceptions reservations and other matters contained mentioned
or referred to in the Lease; 

  

	 	(c)	all easements and quasi-easements and public and private rights of way and all other rights of way and all other rights privileges and liabilities (if any) affecting the Property
whether mentioned herein or not and whether or not the same are or ought to be known to the Seller but without obligation on the part of the Seller to define the same; 

  

	 	(d)	all local land charges (whether registered or not before the date of this agreement) and all matters capable of registration as local land charges (whether or not actually
registered as such) affecting or relating to the Property; 

  

 24 

	 	(e)	all actual or proposed notices, orders, demands, directions, requirements, charges, restrictions, conditions, agreements, proposals or other matters affecting or relating to the
Property (whether or not registered or capable of registration before the date of this agreement) given or made by any Government Department statutory undertaker public local authority or other competent authority; 

  

	 	(f)	all matters which are (or would if the title to the Property were registered be) overriding interests under section 70(1) of the Land Registration Act 1925;

  

	 	(g)	all matters for which the Seller would not be liable under the covenants for title given pursuant to paragraph; 

  
 but otherwise with vacant possession. 
  

	5.2	The Buyer shall be deemed to have notice of the matters referred to in paragraph 5.1 above and shall raise no requisition or objection in relation to them. 

 

	6.	Permitted use under the Planning Acts 

  
 The Buyer shall be deemed to purchase with full knowledge in all respects of the permitted use of the Properties for the purposes of the Planning Acts and
all regulations and statutory instruments made thereunder and shall raise no objection or requisition as to their existing or permitted use. 
  

	7.	Assurances 

  

	7.1	The Assurances shall be prepared by the Seller and executed by the Buyer in duplicate at the expense of the Buyer and where completion takes place after Completion the assurance
shall be delivered to the Seller’s solicitors no later than three working days before the date on which completion should take place in accordance with paragraph 10.1.(b). 

  

	7.2	The Buyer shall arrange for the duplicate (except the duplicate of any document executed outside the United Kingdom) to be stamped and denoted at the Buyer’s expense and
returned to the Seller’s solicitors within ten working days of Completion or (if later) the Actual Completion Date in respect of the relevant Property. 

  

	7.3	The assurances shall contain (where applicable): 

  

	 	(a)	a covenant by the Buyer with the Seller that the Buyer and its successors in title will observe and perform the covenants on the part of the lessee contained in the relevant Lease
and will indemnify and keep indemnified the Seller against all demands, claims, losses, damages, costs, expenses and other liabilities whatsoever suffered or sustained by the Seller as a result of the breach non-performance or non-observance of the
same; 

  

	 	(b)	an agreement and declaration to the effect that the Seller shall not be liable under any of the covenants set out in sections 3 or 4 of the Law of Property (Miscellaneous
Provisions) Act 1994 for the consequences of any breach of the tenant’s covenants in the Leases relating to the repair and decoration of the Leasehold Properties. 

  

 25 

	8.	Reversioner’s Consents 

  
 The following provisions shall apply in relation to the Properties: 
  

	8.1	Sale of the Property is subject to the Seller obtaining the Reversioner’s Consent. 

  

	8.2	The Seller shall hold the Property on trust for the Buyer from the date of this agreement until the Actual Completion Date or (if in fact the assurance of the Property is never
completed) for so long as the assurance is still capable of being completed (that is until the provisions of this agreement cease to be of effect as regards the Property whether by rescission or determination under paragraph 8 or otherwise) and
(except insofar as the Buyer is obliged in that respect) the Seller shall pay the rents in the Leases. 

  

	8.3	The Seller shall as soon as reasonably practicable and at the Buyer’s cost apply for and use reasonable endeavours to obtain the Reversioner’s Consent as soon as possible.

  

	8.4	The Buyer shall use all reasonable endeavours to assist the Seller in obtaining the Reversioner’s Consent and in particular shall promptly provide all such information as the
Seller may require in relation to the obtaining of the consent and such other information as the landlord may be entitled to request under the terms of the relevant Lease. 

  

	8.5	If reasonably required by the landlord the Buyer will enter into a direct covenant with the landlord to observe and perform the terms of the relevant Lease throughout the remainder
of the term and any statutory extension of it and/or provide such additional security for the performance of the lessee’s covenants (whether by way of guarantee rent deposit bank guarantee or otherwise) as the landlord may reasonably require.

  

	8.6	The Buyer shall on and from Completion be permitted to enter into occupation of the Property as licensee of the Seller and shall be entitled to receive all profit and other income
from it. 

  

	8.7	The Buyer shall from Completion until completion of the assurance to it of the Property or determination of this agreement in so far as it relates to the Property (whether by
rescission or otherwise) or until it vacates the Property pursuant to any provision in this schedule be responsible for the payment of all outgoings on the Property (save that any rent or sums payable to the landlord shall be paid by the Buyer to
the Seller not less than four working days before they are due and the Seller shall promptly pay such sums to the landlord) and observe and perform the covenants, agreements, conditions and stipulations on the part of the lessee to be performed and
observed under the relevant Lease and shall indemnify the Seller against any losses arising out of any breach of these obligations. 

  

	8.8	The following further provisions shall apply in relation to any period of occupation of the Property by the Buyer prior to completion of the assurance of the Property to the Buyer:

  

	 	(a)	the Seller so far as it is lawfully able to do so shall permit the Buyer to remain in occupation of the Property; 

  

	 	(b)	the Buyer shall not carry out any activity for which the consent of any third party may be required without such consent being obtained or carry out any such activity which would
constitute a breach or non-observance of the covenants and conditions in the Lease. 

  

	8.9	Subject to clause 8.11(e): 

  

	 	(a)	If the Reversioner’s Consent shall be refused or shall not have been obtained within nine (9) months of the date of this agreement the 

  

 26 

 Seller may rescind this agreement insofar as it relates to the Reception Area Property but not further or
otherwise (and the Buyer shall forthwith vacate the Property) but without prejudice to any rights or remedies which may by then have accrued to the Seller against the Buyer. 
  

	 	(b)	In respect of the Office Property if the Reversioner’s Consent is refused or has not been obtained within six (6) months of the date of this agreement then if both parties
consider that the relevant landlord is acting unreasonably in refusing or withholding consent the Seller shall at the expense of the Buyer seek the opinion of a leading Counsel specialising in landlord and tenant law on whether the landlord is
unreasonably withholding or has unreasonably refused consent to the assignment. If the said leading Counsel advises that the landlord is unreasonably withholding or has unreasonably refused consent the Seller shall at the expense of the Buyer apply
to a court of competent jurisdiction for a declaration that the landlord is acting unreasonably; 

  

	 	(c)	If the declaration is obtained the Assurance of the Office Property shall be completed five working days thereafter. 

  

	 	(d)	If the said leading Counsel advises that landlord’s consent to the assignment has been reasonably refused/withheld or if the declaration referred to in paragraph 8.11(a) is
refused this agreement shall thenceforth be deemed to be at an end as regards the Property concerned and the Buyer shall forthwith vacate the Office Property but without prejudice to any rights or remedies which may by then have accrued to the
Seller against the Buyer. 

  

	 	(e)	If the declaration referred to in paragraph 8.11(a) in respect of the Office Property is refused or in respect of the Reception Area Property if the Landlord refuses consent to the
proposed assignment the Seller shall as soon as reasonably practicable apply to the relevant landlord for all necessary consents to the grant of an underlease of either Property to the Buyer for a term equal to the residue of the term of the
relevant Lease less three days at a rent equal to and otherwise on the same terms as the Lease and the provisions of paragraphs 8.3 and 8.4 shall apply to the obtaining of such consent mutatis mutandis and if such consent is forthcoming the Seller
shall grant and the Buyer shall accept such underlease on the date five working days after the date of receipt of such consent. 

  

	 	(f)	If the consent to underlet referred to above is refused or is not granted within four (4) months of being applied for this agreement shall thenceforth be deemed to be at an end as
regards the Property concerned (and the Buyer shall forthwith vacate the Property) but without prejudice to any rights or remedies which may by then have accrued to the Seller against the Buyer. 

  

	8.10	If any landlord lawfully requests the Seller to terminate the Buyer’s occupation or serves upon the Seller or the Buyer a writ or summons for possession of the Property on the
ground of breach of covenant against parting with possession or occupation thereof without such landlord’s consent the Seller and Buyer shall (unless either the Seller or the Buyer obtains advice from a leading Counsel specialising in landlord
and tenant law that any defence to the claim of the relevant landlord would be unlikely to succeed) at all times at the Buyer’s expense defend such proceedings on the ground that such consent has been unreasonably withheld and such other
grounds (if any) as may be reasonable in the circumstances 

  

 27 

	9.	Completion 

  

	9.1	Notwithstanding clause 6.2 of this agreement and subject to paragraph 14.2 below completion of the sale of the Properties shall take place five working days after Reversion’s
Consent has been obtained. 

  

	9.2	The Seller shall not be bound to complete the sale and purchase of the Properties until the Consideration has been satisfied pursuant to and at the time and in the manner specified
in the Agreement of which this schedule forms part. 

  

	9.3	On the Actual Completion Date the Seller shall deliver to the Buyer: 

  

	 	(a)	a duly executed Assurance of the Property; 

  

	 	(b)	all Leases and other title deeds and documents relating to the Property. 

  

 28Security Agreement, dated July 1, 2004

 CONFIDENTIAL TREATMENT REQUESTED: INFORMATION FOR WHICH CONFIDENTIAL TREATMENT HAS BEEN REQUESTED IS OMITTED FROM THIS
DOCUMENT. SUCH OMISSIONS ARE NOTED BY “[**]”. AN UNREDACTED VERSION OF THIS DOCUMENT HAS BEEN SUBMITTED SEPARATELY TO THE SECURITIES AND EXCHANGE COMMISSION. 
  
 Exhibit 10.10 
  
 SECURITY AGREEMENT 
  
 THIS SECURITY AGREEMENT is made as of July 1, 2004 (“Security Agreement”), by CAMBRIDGE DISPLAY TECHNOLOGY LIMITED, a United Kingdom corporation
and CDT OXFORD LIMITED, a United Kingdom corporation (collectively, or individually, as applicable, “Grantor”), in favor of IPIFS GUARANTEE CORP., a Delaware corporation (“Secured Party”). 
  
 RECITALS 
  
 WHEREAS, pursuant to a certain Credit Agreement dated as of the date hereof by and among Grantor and Lloyds TSB Bank plc
(“Lender”) (as the same may from time to time be amended, modified, supplemented or restated, the “Credit Agreement”), Lender has agreed to make certain advances of money and to extend certain financial accommodations to Grantor
in the amounts and manner set forth in the Credit Agreement (collectively, the “Loans”); 
  
 WHEREAS, a condition to the obligation of the Lender to make the Loans to Grantor is that the Secured Party and the Lender enter into a Letter of
Understanding of even date herewith (such agreement, as amended, modified, supplemented or restated from time to time being referred to as the “Letter of Understanding”). Simultaneously herewith the Secured Party is executing and delivered
the Letter of Understanding to the Lender; and 
  
 WHEREAS, the
Secured Party is unwilling to enter into the Letter of Understanding unless Grantor executes and delivers (a) this Security Agreement and (b) the Reimbursement Agreement of even date herewith (such agreement, as amended, modified, supplemented or
restated from time to time, being referred to as the “Reimbursement Agreement”), pursuant to which Grantor agrees to reimburse the Secured Party for any payments made by the Secured Party to Lender under (i) the Letter of Understanding or
(ii) the L/C Reimbursement Agreement of even date herewith by the Secured Party in favor of Principal Financial Services, Inc. 
  
 AGREEMENT 
  
 NOW, THEREFORE, in order to induce Secured Party to enter into the Reimbursement Agreement and the Security Agreement and for other good and valuable
consideration, the receipt and adequacy of which are hereby acknowledged, and intending to be legally bound, Grantor hereby represents, warrants, covenants and agrees with the Secured Party for its benefit, as follows: 
  
 1. DEFINED TERMS. When used in this Security Agreement the following terms
shall have the following meanings (such meanings being equally applicable to both the singular and plural forms of the terms defined): 
  
 1.1 “Accounts” shall have the meaning assigned to such term in Section 3.2 of this Security Agreement. 

 1.2 “Collateral” shall have the meaning assigned to such term in Section 2 of this Security
Agreement. 
  
 1.3 “Collateral Realization” means (a)
the sale, transfer, assignment or other disposition by the Secured Party of any Patent, Patent License, Copyright, Copyright License, Trademark, Trademark License or other License comprising a portion of the Collateral, or (b) the Secured Party
taking and retaining possession of any Patent, Patent License, Copyright, Copyright License, Trademark, Trademark License or other License comprising a portion of the Collateral, in each case, following exercise by the Secured Party of its remedies
hereunder. 
  
 1.4 “Copyrights” means all of the
following in which Grantor now holds or hereafter acquires any right, title or interest: (a) all copyrights, whether registered or unregistered, held or existing pursuant to the laws of the United States, any State thereof or any other country; (b)
registrations, applications and recordings in the United States Copyright Office or in any similar office or agency of the United States, any State thereof or any other country; (c) any continuations, renewals or extensions of any copyright; (d) any
registrations to be issued in any pending applications; (e) any prior versions of works covered by copyright and all works based upon, derived from or incorporating such works; (f) any embodiments of a work that are useful or necessary for the
manufacture or production of a copyrighted work including, without limitation, molds, master tapes, film reels, CDs, DVDs, disks or other magnetic or electronic media; (g) any income, royalties, damages, claims and payments now and hereafter due
and/or payable with respect to copyrights, including, without limitation, damages, claims and recoveries for past, present or future infringement; (h) any rights to sue for past, present and future infringements of any copyright; and (i) any other
rights corresponding to any of the foregoing rights throughout the world. 
  
 1.5 “Copyright License” means any written agreement, in which Grantor now holds or hereafter acquires any right, title or interest, which agreement grants any right in or to any Copyright or Copyright
registration (whether Grantor is the licensee or the licensor thereunder) including, without limitation, licenses pursuant to which Grantor has obtained the exclusive right to use a copyright owned by a third party, a sublicense to use a copyright,
a distribution agreement regarding copyrighted works and the right to prepare for sale, sell or advertise for sale, all of the inventory now or hereafter owned by Grantor and now or hereafter covered by such license agreements. 
  
 1.6 “Event of Default” has the meaning provided in the
Reimbursement Agreement. 
  
 1.7 “License” means any
Copyright License, Patent License, Trademark License or other license of intellectual property rights or interests to which Grantor is or shall become a party. 
  

 2 

 1.8 “Lien” means any mortgage, lien, deed of trust, charge, pledge, security interest or other
encumbrance. 
  
 1.9 “Litigation” means any suits,
actions, proceedings (administrative, judicial or in arbitration, mediation or alternative dispute resolution), claims or counterclaims for infringement, misappropriation, or other violation of any of the Copyrights, Patents, Trademarks and/or
Licenses. 
  
 1.10 “Patents” means all of the following
in which Grantor now holds or hereafter acquires any right, title or interest: (a) all United States or foreign patents (including, without limitation, utility, design and plant patents), all registrations and recordings thereof and all applications
for United States or foreign patents, including, without limitation, registrations, recordings and applications in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other
country; (b) all reissues, divisions, continuations, renewals, continuations in part or extensions of any patent; (c) all petty patents, divisionals and patents of addition; (d) all patents to issue in any such applications; (e) all means of
manufacturing patented products, including, without limitation, trade secrets, formulas, customer lists, manufacturing processes, mask works, molds and prototypes, (f) any income, royalties, damages, claims and payments now and hereafter due and/or
payable with respect to patents, including, without limitation, damages, claims and recoveries for past, present or future infringement; and (g) any rights to sue for past, present and future infringements of any patent. 
  
 1.11 “Patent License” means any written agreement (other than any
joint development agreement), in which Grantor now holds or hereafter acquires any right, title or interest, which agreement grants any right with respect to any Patent (whether Grantor is the licensee or the licensor thereunder) including, without
limitation, licenses pursuant to which Grantor has obtained the exclusive right to use a patent owned by a third party, a sublicense to use a patent, a distribution agreement regarding one or more patented products or processes and the right to
prepare for sale, sell or advertise for sale, all of the inventory now or hereafter owned by Grantor and now or hereafter covered by such license agreements. 
  
 1.12 “Secured Obligations” means (a) all obligations and liabilities of the Grantor under the Reimbursement Agreement; (b) the obligation of
Grantor to pay any fees, costs and expenses of the Secured Party under Section 6.2 hereof; and (c) all other indebtedness, liabilities and obligations of Grantor to Secured Party, whether now existing or hereafter incurred, and whether created
under, arising out of or in connection with any written agreement or otherwise. 
  
 1.13 “Trademarks” means any of the following in which Grantor now holds or hereafter acquires any right, title or interest: (a) any United States or foreign trademarks, trade names, corporate names, company
names, business names, trade styles, trade dress, service marks, logos, other source or business identifiers, designs and general intangibles of like nature, now existing or hereafter adopted or acquired, all registrations and recordings thereof and
any applications in connection therewith, including, without limitation, registrations, recordings and 
  

 3 

 applications in the United States Patent and Trademark Office or in any similar office or agency of the United States,
any State thereof or any other country (collectively, the “Marks”); (b) any reissues, extensions or renewals of any Marks, (c) the goodwill of the business symbolized by or associated with the Marks, (d) all means of manufacturing goods or
offering services covered by the Marks, including, without limitation, trade secrets, formulas, customer lists, manufacturing processes, molds, designs, plans and prototypes, (e) any income, royalties, damages, claims and payments now and hereafter
due and/or payable with respect to the Marks, including, without limitation, payments under all licenses entered into in connection with the Marks and damages, claims, payments and recoveries for past, present or future infringement and (f) any
rights to sue for past, present and future infringements of the Marks. 
  
 1.14 “Trademark License” means any written agreement, in which Grantor now holds or hereafter acquires any right, title or interest, which agreement grants any right in and to any Trademark (whether Grantor is the licensee or the
licensor thereunder) including, without limitation, licenses pursuant to which Grantor has obtained the exclusive right to use a trademark owned by a third party, a sublicense to use a trademark, a distribution agreement relating to goods or
services covered by one or more trademarks and the right to prepare for sale, sell or advertise for sale, all of the inventory now or hereafter owned by Grantor and now or hereafter covered by such license agreements. 
  
 1.15 “UCC” means the Uniform Commercial Code as the same may, from
time to time, be in effect in the State of North Carolina; provided, however, in the event that, by reason of mandatory provisions of law, any or all of the attachment, perfection or priority of Secured Party’s security interest in any
Collateral is governed by the Uniform Commercial Code as in effect in a jurisdiction other than the State of Delaware, the term “UCC” shall mean the Uniform Commercial Code as in effect in such other jurisdiction for purposes of the
provisions hereof relating to such attachment, perfection or priority and for purposes of definitions related to such provisions. 
  
 1.16 In addition, the following terms shall be defined terms having the meaning set forth for such terms in the UCC: “Account Debtor” and
“Proceeds”. Each of the foregoing defined terms shall include all of such items now owned or existing, or hereafter arising or acquired by Grantor. 
  
 1.17 All capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Reimbursement Agreement.

  
 2. GRANT OF SECURITY INTEREST. As collateral security for the
prompt and complete payment and performance when due (whether at stated maturity, by acceleration or otherwise) of all the Secured Obligations and in order to induce Secured Party to enter into the Letter of Understanding, Grantor hereby grants to
Secured Party a security interest in all of Grantor’s right, title and interest, if any, in, to and under the following, whether now owned or existing or hereafter arising or acquired and wheresoever located (collectively, the
“Collateral”): 
  
 2.1 All Copyrights, Patents,
Trademarks including, without limitation, the Copyrights, Patents and Trademarks listed in Schedule A, all Licenses including, without limitation, the Licenses listed in Schedule B and any presently pending Litigation relating to Patents or Patent
Licenses including, without limitation, the Litigation listed in Schedule C; and 
  

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 2.2 To the extent not otherwise included, all Proceeds of each of the foregoing and all accessions to,
substitutions and replacements for and rents, profits and products of each of the foregoing. 
  
 2.3 The accounts listed in Schedule I and all monies and other property deposited in such accounts. 
  
 3. RIGHTS OF SECURED PARTY; COLLECTION OF ACCOUNTS. 
  
 3.1 Notwithstanding anything contained in this Security Agreement to the contrary, Grantor expressly agrees that prior to the Collateral Realization
relating to such License, it shall remain liable under each of its Licenses to observe and perform all the conditions and obligations to be observed and performed by it thereunder and that it shall perform all of its duties and obligations
thereunder, all in accordance with and pursuant to the terms and provisions of each such License. Nothing contained in this Security Agreement shall be deemed to impose on the Secured Party any obligation or liability under any License by reason of
or arising out of this Security Agreement or the granting to Secured Party of a Lien therein or the receipt by Secured Party of any payment relating to any License pursuant hereto, or to require or obligate Secured Party in any manner to perform or
fulfill any of the obligations of Grantor under or pursuant to any License, or to make any payment, or to make any inquiry as to the nature or the sufficiency of any payment received by it or the sufficiency of any performance by any party under any
License, or to present or file any claim, or to take any action to collect or enforce any performance or the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times. Grantor agrees that any
rights granted under this Security Agreement to the Secured Party with respect to all of the Collateral shall be worldwide and without any liability for royalties or other related charges from the Secured Party to Grantor. 
  
 3.2 Secured Party authorizes Grantor to collect its accounts and accounts
receivable related to the sale, license, settlement, judgment or other disposition of, or otherwise arising from, any of the Collateral (collectively, the “Accounts”), provided that such collection is performed in a prudent and
businesslike manner, and Secured Party may, upon the occurrence and during the continuation of any Event of Default and with prior written notice to Grantor, limit or terminate said authority at any time. Upon the occurrence and during the
continuance of any Event of Default, at the request of Secured Party, Grantor shall, to the extent available to or possessed by Grantor, deliver all originals or other documents evidencing and relating to the performance of labor or service which
created such Accounts, including, without limitation, all original orders, invoices and shipping receipts. 
  

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 3.3 Secured Party may at any time, upon the occurrence and during the continuance of any Event of
Default, with prior written notice to Grantor of its intention to do so, notify any Account Debtors of Grantor or any parties to the Licenses of Grantor that the Accounts and the right, title and interest of Grantor in and under such Licenses have
been assigned to Secured Party and that payments shall be made directly to Secured Party. Upon the request of Secured Party at any time after the occurrence and during the continuance of an Event of Default, Grantor shall so notify such Account
Debtors and parties to such Licenses. Upon the occurrence and during the continuance of any Event of Default and upon prior written notice to Grantor, Secured Party may, in its name or in the name of others, communicate with such Account Debtors and
parties to such Licenses to verify with such parties, to Secured Party’s satisfaction, the existence, amount and terms of any such Accounts or Licenses. 
  
 4. REPRESENTATIONS AND WARRANTIES. Grantor hereby represents and warrants to Secured Party that: 
  
 4.1 Except for the security interest granted to Secured Party under this
Security Agreement, and except as set forth on Schedule F attached hereto, each of which is owned by the Grantor set forth thereon and one or more third parties, Grantor is the sole legal and equitable owner of all right, title and interest in and
to each item of the Collateral in which it purports to grant a security interest hereunder, having good and marketable title thereto, free and clear of any and all Liens (other than the rights of each licensor or licensee party to any License), and
will continue to be the sole legal and equitable owner of all right, title and interest in and to each item of the Collateral so long as the Copyrights, Patents, Trademarks and Licenses shall continue in force. For greater certainty, Grantor shall
not be deemed to have breached any provision of this Section 4.1 solely by virtue of being a non-exclusive licensee under any License. 
  
 4.2 No effective security agreement, financing statement, equivalent security or lien instrument or continuation statement covering all or any part of the
Collateral exists. Grantor has made no previous assignment, transfer or agreements in violation hereof or constituting a present or future assignment, transfer or encumbrance on any of the Collateral. 
  
 4.3 This Security Agreement creates a legal and valid security interest on
and in all of the Collateral in which Grantor now has rights. Upon the filing of appropriate financing statements in the UCC filing office for the District of Columbia, and, where applicable, the filing of a copy of this Security Agreement with the
Trademark division of the United States Patent and Trademark Office, a conditional assignment with the Patent division of the United States Patent and Trademark Office, and the filing of a copy of this Security Agreement with the United States
Copyright Office, Secured Party will have a fully perfected first priority security interest (under the laws of the United States) in all of the Collateral in which Grantor now has rights. This Security Agreement will create a legal and valid and
fully perfected first priority security interest in the Collateral in which Grantor later acquires rights of the type which can be perfected by the following, when Grantor acquires those rights and additional filings as required are made with the
United States Copyright Office, Patent and Trademark Office and/or other offices as are necessary to perfect Secured Party’s security interest in subsequent ownership rights and interests of Grantor in the Collateral. 
  

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 4.4 So long as any Secured Obligations remain outstanding, the commitment of the Lender to extend credit
has not been terminated or any Loan remains outstanding, Grantor will not execute, and there will not be on file in any public office, any effective financing statement or other document or instrument covering the Collateral. 
  
 4.5 On the date hereof, Grantor’s chief executive office, principal
place of business and the place where Grantor maintains its records concerning the Collateral are located at the address set forth on the signature page hereof on the date hereof, and Grantor’s corporate name, type of organization, jurisdiction
of organization, and corporate identification number set forth on the signature page hereof on the date hereof are all true and correct. 
  
 4.6 Grantor has the full right and power to grant the security interest in the Collateral made hereby. 
  
 4.7 No information furnished to the Secured Party concerning the Collateral
and proceeds thereof, for the purpose of inducing Secured Party to enter into the Letter of Understanding and the transaction contemplated thereby, contains (or will contain at the time the information is furnished) any material misstatement of fact
or omits (or will omit at the time the information is furnished) to state any material fact necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. 
  
 4.8 Except as set forth on Schedule F, to the best of Grantor’s
knowledge and belief, no infringement, breach or unauthorized use presently is being made of any of the Collateral which has or may reasonably be expected to have, alone or in the aggregate, a material adverse effect on the value or use of such
Collateral. The Grantor has advised the Secured Party of the existence of all material restrictions on the use of the Collateral, provided that Grantor shall be deemed to have advised Secured Party of each restriction contained in each
License provided to the Secured Party by Grantor. 
  
 4.9 Except
as set forth on Schedule F, to the best of Grantor’s knowledge and belief (i) except for this Security Agreement and as expressly set forth in each License, there are no obligations to, covenants to or restrictions from third parties affecting
Grantor’s use, disclosure, enforcement, transfer or licensing of the Collateral; (ii) all Collateral that is owned by Grantor is valid and enforceable; (iii) Grantor has the right to use all Collateral that is necessary or desirable for the
operation of Grantor as presently conducted and as proposed by Grantor to be conducted; (iv) Grantor has taken all actions deemed necessary by Grantor, in the exercise of its good business judgment to maintain and protect all Collateral; (v) no loss
of such Collateral is pending, reasonably foreseeable or threatened; (vi) except as set forth on Schedule C hereof, there is no claim pending or currently threatened by or against Grantor asserting the invalidity, 
  

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 misuse or unenforceability of any item of Collateral or challenging Grantor’s right to use or ownership of any item
of Collateral, and there are no grounds for any such claim or challenge; (vii) except as set forth on Schedule C there is not any actual or threatened infringement, misappropriation, breach or other violation of any Collateral, and there are no
facts raising a likelihood of infringement, misappropriation, breach or other violation; (viii) except for the grant of a security interest to the Secured Party under this Security Agreement, the consummation of the transactions contemplated by this
Security Agreement, the Reimbursement Agreement and the Credit Agreement will not alter, impair or extinguish any rights of Grantor in the Collateral; (ix) except as set forth on Schedule C Grantor has not infringed, misappropriated or otherwise
violated, and Grantor does not infringe, misappropriate, or otherwise violate any intellectual property or proprietary right of any other person or entity; and (x) except as set forth on Schedule C there is no claim pending or currently threatened
against Grantor alleging infringement, misappropriation or other violation of intellectual property; and (xi) the Grantor has not given any warranty or indemnification in connection with any item of Collateral to any third party except for statutory
and other warranties given in the ordinary course of business in connection with the sale of goods or services. 
  
 5. COVENANTS. Grantor covenants and agrees with Secured Party that from and after the date of this Security Agreement and until the Secured Obligations
have been performed and paid in full (other than contingent indemnity obligations and other contingent reimbursement obligations): 
  
 5.1 Disposition of Collateral. Except as set forth on Schedule G, Grantor shall not sell, lease, assign, transfer or otherwise dispose of any of
the Collateral, or attempt or contract to do so. Except as set forth on Schedule G, Grantor may enter into any agreement, including, without limitation, any license, related to any or all of the Collateral provided that Grantor obtains Secured
Party’s prior written consent (such consent not to be unreasonably withheld). If Secured Party does not respond within ten (10) Business Days of receipt of Grantor’s written request for such consent (such request to include a copy of the
agreement substantially in the form to be executed), Secured Party’s right to object shall be deemed waived. Notwithstanding the foregoing, Grantor may enter into any license agreement without obtaining Secured Party’s consent if such
license agreement contains terms identical to those set forth in Schedule H or no less favorable to Grantor for each and every term set forth in the numbered paragraphs of Schedule H. Grantor also agrees to maintain, to the extent deemed necessary
by Grantor in the exercise of good business judgment, the quality of any and all merchandise and/or services in connection with which the Trademarks are used, substantially consistent with or better than the quality of said merchandise and/or
services as of the date hereof. 
  
 5.2 Relocation of Business
or Collateral. Grantor shall not relocate its chief executive office, principal place of business or its records from such address(es) provided to Secured Party pursuant to Section 4(d) above without prior written notice to Secured Party except
that Grantor may move its chief executive office, principal place of business or records to 2020 Cambourne Business Park, Cambourne, Cambridge, United Kingdom. 
  

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 5.3 Limitation on Liens on Collateral. Grantor shall not, directly or indirectly, create, permit
or suffer to exist, and shall defend the Collateral against and take such other action as is necessary to remove, any Lien on the Collateral. Notwithstanding the foregoing, liens securing purchase money obligations for intellectual property acquired
from third parties after the date hereof are permitted, provided that, (i) such liens do not, at any time, encumber any property other than the property financed by such Indebtedness, and (ii) the Indebtedness secured thereby does not exceed
the cost or fair market value, whichever is lower, of the property being acquired on the date of acquisition. 
  
 5.4 Maintenance of Records. Grantor shall keep and maintain at its own cost and expense satisfactory and complete records of the Collateral (except
that this Section 5.4 shall not be applicable to Copyrights reasonably deemed to be immaterial by Grantor). 
  
 5.5 Registration and Maintenance of Intellectual Property Rights. Grantor shall (i) diligently prosecute any Patent, Trademark or material
Copyright pending as of the date hereof or thereafter in the manner deemed necessary or appropriate in the good faith businesses judgment of Grantor, (ii) promptly make applications for, register or cause to be registered (to the extent not already
registered and consistent with good faith business judgment) any material Copyright, any Copyright License, any Patent, any Patent License, any Trademark or any Trademark License, which is (a) set forth in Schedule A or Schedule B or (b) is
individually or in the aggregate, material to the conduct of Grantor’s business, with the United States Copyright Office or Patent and Trademark Office, as applicable, including, without limitation, in all such cases the filing and payment of
maintenance, registration and/or renewal fees, the filing of applications for renewal, affidavits of use, affidavits of noncontestability, the filing and diligent prosecution of opposition, interference and cancellation proceedings, and promptly
responding to all United States Copyright Office or Patent and Trademark Office requests and inquiries. Grantor also agrees to preserve and maintain (consistent with good faith business judgment) all rights in the Collateral (other than Copyrights
reasonably determined by Grantor to be immaterial). Any expenses incurred in connection with prosecution, registration and maintenance shall be borne by Grantor. Except to the extent consistent with past practice and consistent with the exercise of
Grantor’s good faith business judgment, Grantor further agrees to retain experienced patent attorneys for the filing and prosecution of all such applications and other proceedings. Grantor shall not, without the Secured Party’s prior
written consent, abandon any rights in or fail to pay any maintenance or renewal fee for any Patent, Trademark or material Copyright listed in Schedule A or materially breach, terminate, fail to renew or extend, or fail to perform any duties or
obligations for any License listed in Schedule B. Grantor further agrees that it will not take any action, or permit any action to be taken by any Person to the extent that such Person is subject to its control, including licensees, or fail to take
any action, which would materially impair the validity, priority, perfection or enforcement of the rights granted to the Secured Party under this Security Agreement, and any such action if it shall take place shall be null and void and of no effect
whatsoever. If Grantor fails to comply with any of the foregoing provisions of Section 5.5, the Secured Party shall have the right (but shall not be obligated) to do so in Grantor’s name to the extent permitted by law, but at Grantor’s
expense, and Grantor hereby agrees to reimburse the Secured Party in full for all expenses, including the fees and disbursements of counsel incurred by the Secured Party in procuring, protecting, defending and 
  

 9 

 maintaining the Collateral. In the event that Grantor shall fail to pay when due any fees required to be paid by it
hereunder, or shall fail to comply with any other duty under this Security Agreement, the Secured Party may, but shall not be required to, pay, satisfy, discharge or bond the same for the account of Grantor, and all monies so paid out shall be
Secured Obligations of Grantor repayable on demand, together with interest at the rate applicable to the Loan. 
  
 5.6 Notification Regarding Changes in Intellectual Property. At the end of each fiscal quarter of Grantor, Grantor shall advise Secured Party of
any subsequent right, title or interest of Grantor in or to any Patent, Trademark, License or material Copyright not specified on Schedule A hereto, the provisions of Section 2 above shall automatically apply thereto, and Grantor hereby authorizes
and appoints Secured Party as Grantor’s attorney-in-fact solely to the extent necessary to modify or amend such Schedule, as necessary, to reflect any addition or deletion to such ownership rights, and pursuant to Schedule D, to make any
additional filings. Grantor hereby authorizes the Secured Party to modify this Security Agreement by amending Schedules A and B to include any future Copyrights, Patents, Trademarks or Licenses that are Collateral under Section 2 above. In addition
to any requirements in this Security Agreement for notification, Grantor shall also provide the Secured Party with quarterly reports that identify the status of the Collateral, any new Patents, Trademarks, Licenses and/or material Copyrights, any
newly filed applications, the status of any pending applications, the payment of any maintenance or renewal fees, the status of any litigation and any threats of litigation, in each case, solely to the extent relating to the Collateral.
Notwithstanding anything to the contrary in this Section 5.6, no representations set forth in Section 4 of this Security Agreement shall apply to any information added to Schedules A and B by the Secured Party or any modifications to such schedules
made by Security Party after the effective date of this Security Agreement. 
  
 5.7 Defense of Intellectual Property. Grantor shall, to the extent it deems necessary or appropriate in its good faith businesses judgment, (i) protect, defend and maintain the validity and enforceability of
all material current and future Patents, Trademarks and material Copyrights, (ii) use its commercially reasonable efforts to detect material infringements of such Copyrights, Patents and Trademarks and promptly advise Secured Party in writing of
material infringements detected and (iii) not allow any material Copyrights, Patents or Trademarks to be abandoned, forfeited or dedicated to the public without the written consent of Secured Party. Grantor shall not commence, or cause to be
commenced, any action, proceeding, lawsuit, mediation or arbitration relating to the Collateral without the prior written consent of the Secured Party, such consent not to be unreasonably withheld; nor shall Grantor engage in any activity or conduct
that could give rise to declaratory judgment jurisdiction. At Grantor’s sole expense, Secured Party shall have the right (but shall not be obligated) to approve (such approval not to be unreasonably withheld)counsel and/or participate in
any action, proceeding, lawsuit, mediation or arbitration relating to the Collateral. In addition, except as set forth in Schedule F, any proposed settlement or compromise of any action, proceeding, lawsuit, mediation or arbitration relating to the
Collateral must be approved, in writing, by the Secured Party, such approval not to be unreasonably withheld. If Secured Party does not respond within ten (10) Business Days of receipt of Grantor’s written request for any consent or approval
required under this Section 5.7, Secured Party’s right to object shall be deemed waived. 
  

 10 

 5.8 Further Assurances; Pledge of Instruments. At any time and from time to time, upon the written
reasonable request of Secured Party, and at the sole expense of Grantor, Grantor shall promptly and duly execute and deliver any and all such further instruments and documents (including, without limitation, control agreements) and take such further
action as Secured Party may reasonably deem necessary or desirable to obtain the full benefits of this Security Agreement, including, without limitation, facilitating the filing of UCC-1 Financing Statements in all applicable jurisdictions and this
Security Agreement (and any amendment hereto) or any other document that the Secured Party may reasonably deem necessary, including, without limitation, any filing described in Schedule D or any other collateral assignment, (and any amendments
thereto) with the United States Copyright Office, Patent and Trademark Office and/or the state or foreign equivalents of these offices, as applicable. 
  
 5.9 Right of Inspection and Audit. Upon reasonable notice to Grantor (unless an Event of Default has occurred and is continuing, in which case no
notice is necessary), Secured Party shall at not more than three (3) times in any calendar year, be afforded full and free access during normal business hours (or during an Event of Default at any time and any number of times) to all the books,
records, correspondence, office, facilities and operations of Grantor, including, without limitation, Grantor’s quality control processes, and Secured Party or any agents or representatives of Secured Party may examine the same, take extracts
therefrom and make photocopies thereof, and Grantor agrees to render to Secured Party, at Grantor’s cost and expense, such clerical and other assistance as may be reasonably requested with regard thereto. 
  
 5.10 Continuous Perfection. Grantor shall not change its name,
identity, corporate structure, jurisdiction of organization or corporation identification number in any manner which might make any financing or continuation statement filed in connection herewith seriously misleading within the meaning of Section
9-506 of the UCC (or any other then applicable provision of the UCC or any other applicable law) unless Grantor gives Secured Party thirty (30) days prior written notice thereof and takes all action necessary or reasonably requested by Secured Party
to amend such financing statement or continuation statement so that it is not seriously misleading. 
  
 5.11 Power of Attorney. Effective only upon the occurrence and during the continuance of an Event of Default, Grantor hereby irrevocably appoints
Secured Party (and any of Secured Party’s designated officers or employees) as Grantor’s true and lawful attorney to: (a) send requests for verification of Accounts and Licenses or notify account debtors or licensees of Secured
Party’s security interest in the Accounts and Licenses; (b) endorse Grantor’s name on any checks or other forms of payment or security that may come into Secured Party’s possession relating to any Account, License or other Collateral;
(c) sign Grantor’s name on any invoice or bill of lading relating to any Account, drafts against account debtors of any Account, schedules and assignments of Accounts and Licenses, verifications of Accounts and Licenses, and notices to account
debtors of any Account and licensees of any License, (d) make, settle and adjust all claims under and decisions with respect to Grantor’s policies of insurance relating to any Account, License or other Collateral; (e) settle and adjust disputes
and claims respecting the Accounts and Licenses directly with account debtors and licensees, for amounts and upon terms 
  

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 which Secured Party determines to be reasonable; (f) modify, in its sole discretion, any intellectual property security
agreement entered into between Grantor and Secured Party without first obtaining Grantor’s approval of or signature to such modification by amending reference to any right, title or interest in any Copyright, Patent, Trademark or License,
acquired by Grantor after the execution hereof or to delete any reference to any right, title or interest in any Copyright, Patent, Trademark or License, in which Grantor no longer has or claims any right, title or interest; (g) file, in its sole
discretion, one or more financing or continuation statements and amendments thereto, relative to any of the Collateral without the signature of Grantor where permitted by law; (h) endorse Grantor’s name on all applications, documents, papers
and instruments, in each case, relating to the Collateral, necessary or desirable for the Secured Party in the use of the Collateral, (i) take any other actions with respect to the Collateral as the Secured Party deems in the best interest of the
Secured Party; (j) grant or issue any exclusive or non-exclusive license under the Collateral to anyone or (h) assign, pledge, convey or transfer title in or dispose of the Collateral to anyone, including the Secured Party or a third party to the
extent permitted under the UCC (or any other applicable law), free and clear of any encumbrance upon title thereof (other than any encumbrance created by this Security Agreement). The appointment of Secured Party as Grantor’s attorney in fact,
and each and every one of Secured Party’s rights and powers, being coupled with an interest, is irrevocable until all of the Secured Obligations have been fully repaid and performed and Secured Party’s obligation to provide advances
hereunder is terminated. Grantor hereby ratifies all that such attorney shall lawfully do or cause to be done by virtue of this Security Agreement. 
  
 6. RIGHTS AND REMEDIES UPON DEFAULT. 
  
 6.1 If any Event of Default shall occur and be continuing, Secured Party may exercise in addition to all other rights and remedies granted to it under
this Security Agreement and under any other instrument or agreement securing, evidencing or relating to the Secured Obligations, all rights and remedies of a secured party under the UCC (or any other applicable law). Without limiting the generality
of the foregoing, Grantor expressly agrees that in any such event, and during the existence and continuance of an Event of Default, Secured Party, without demand of performance or other demand, advertisement or notice of any kind (except the notice
specified below of time and place of public or private sale) to or upon Grantor or any other Person (all and each of which demands, advertisements and notices are hereby expressly waived to the maximum extent permitted by the UCC and other
applicable law), may forthwith collect, receive, appropriate and realize upon the Collateral, or any part thereof, and may forthwith sell, lease, license, assign, give an option or options to purchase or sell or otherwise dispose of and deliver said
Collateral (or contract to do so), or any part thereof, in one or more parcels at public or private sale or sales, at any exchange or broker’s board or at any of Secured Party’s offices or elsewhere at such prices as it may deem best, for
cash or on credit or for future delivery without assumption of any credit risk. Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private sale or sales, to purchase the whole or
any part of said Collateral so sold, free of any right or equity of redemption, which equity of redemption Grantor hereby releases. Secured Party shall apply the net proceeds of any such collection, recovery, receipt, appropriation, realization or
sale as provided in Section 6.4 hereof, Grantor remaining liable for any deficiency remaining unpaid after such application, and 
  

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 to the extent required by the UCC (or any other applicable law), only after so paying over such net proceeds and after
the payment by Secured Party of any other amount required by any provision of law, need Secured Party account for the surplus, if any, to Grantor. To the maximum extent permitted by applicable law, Grantor waives all claims, damages, and demands
against Secured Party arising out of the repossession, retention or sale of the Collateral except such as arise out of the gross negligence or willful misconduct of Secured Party. Grantor agrees that Secured Party need not give more than ten (10)
days’ notice (which notification shall be deemed given when mailed or delivered on an overnight basis, postage prepaid, addressed to Grantor at its address set forth on the signature page hereof) of the time and place of any public sale or of
the time after which a private sale may take place and that such notice is reasonable notification of such matters. Grantor shall remain liable for any deficiency if the proceeds of any sale or disposition of the Collateral are insufficient to pay
all amounts to which Secured Party is entitled, Grantor also being liable for the reasonable fees of any attorneys employed by Secured Party to collect such deficiency. 
  
 6.2 Grantor also agrees to pay all fees, costs and expenses of Secured Party, including, without limitation, reasonable
attorneys’ fees, reasonably incurred in connection with the enforcement of any of its rights and remedies hereunder. 
  
 6.3 Grantor hereby waives presentment, demand, protest or any notice (to the maximum extent permitted by applicable law) of any kind in connection with
this Security Agreement or any Collateral. 
  
 6.4 The Proceeds of
any sale, disposition or other realization upon all or any part of the Collateral shall be distributed by Secured Party in the following order of priorities: 
  

FIRST, to Secured Party in an amount equal to the then unpaid fees, costs and expenses of Secured Party; 
  
 SECOND, to Secured Party in an amount equal to the other unpaid Secured
Obligations and 
  
 FINALLY, upon payment in full of the Secured
Obligations, to Grantor or its representatives, in accordance with the UCC (or any other applicable law) or as a court of competent jurisdiction may direct. 
  
 7. SECURED PARTY’S RIGHT TO SUE. From and after the occurrence and during continuance of an Event of Default, the Secured Party shall have a right,
but shall in no way be obligated, to bring suit for past, present and future damages in its own name and for its own benefit to enforce the Copyrights, Patents, Trademarks and Licenses, and if the Secured Party commence any such suit, Grantor shall,
at the request of the Secured Party, do any and all lawful acts and execute any and all proper documents required by the Secured Party in aid of such enforcement. 
  

 13 

 8. INDEMNITY. Grantor agrees to defend, indemnify and hold harmless Secured Party and its officers,
employees, and agents against (a) all obligations, demands, claims and liabilities claimed or asserted by any other party in connection with the transactions contemplated by this Security Agreement and (b) all losses or expenses in any way suffered,
incurred or paid by Secured Party as a result of or in any way arising out of or following transactions between Secured Party, Lender and/or Grantor, whether under this Security Agreement, the Letter of Understanding, the Reimbursement Agreement or
otherwise (including without limitation, reasonable attorneys’ fees and expenses for one firm of counsel), except for losses arising from or out of Secured Party’s gross negligence or willful misconduct.  
  
 9. LIMITATION ON SECURED PARTY’S DUTY IN RESPECT OF COLLATERAL. Secured
Party shall deal with the Collateral in the same manner as it deals with similar property for its own account. Secured Party shall be deemed to have acted reasonably in the custody, preservation and disposition of any of the Collateral if it takes
such action as Grantor requests in writing, but failure of Secured Party to comply with any such request shall not in itself be deemed a failure to act reasonably and no failure of Secured Party to do any act not so requested shall be deemed a
failure to act reasonably. 
  
 10. REINSTATEMENT. This Security
Agreement shall remain in full force and effect and continue to be effective should any petition be filed by or against Grantor for liquidation or reorganization, should Grantor become insolvent or make an assignment for the benefit of creditors or
should a receiver or trustee be appointed for all or any significant part of Grantor’s property and assets and shall continue to be effective or be reinstated, as the case may be, if at any time payment and performance of the Secured
Obligations, or any part thereof, is, pursuant to applicable law, rescinded or reduced in amount or must otherwise be restored or returned by any obligee of the Secured Obligations, whether as a “voidable preference,” “fraudulent
conveyance” or otherwise, all as though such payment or performance had not been made. In the event that any payment, or any part thereof, is rescinded, reduced, restored or returned, the Secured Obligations shall be reinstated and deemed
reduced only by such amount paid and not so rescinded, reduced, restored or returned. 
  
 11. MISCELLANEOUS. 
  
 11.1 No
Waiver; Cumulative Remedies. 
  
 11.1.1 Secured Party shall not
by any act, delay, omission or otherwise be deemed to have waived any of its respective rights or remedies hereunder, nor shall any single or partial exercise of any right or remedy hereunder on any one occasion preclude the further exercise thereof
or the exercise of any other right or remedy. 
  
 11.1.2 The
rights and remedies hereunder provided are cumulative and may be exercised singly or concurrently and are not exclusive of any rights and remedies provided by law. 
  

 14 

 Grantor acknowledges and agrees that this Security Agreement is not intended to limit or restrict in any way the rights
and remedies of the Secured Party but rather is intended to facilitate the exercise of such rights and remedies. The Secured Party shall have, in addition to all other rights and remedies given it by the terms of the Security Agreement, all rights
and remedies allowed by law and the rights and remedies of a secured party under the UCC (or any other applicable law). Recourse to security will not be required at any time. 
  
 11.1.3 None of the terms or provisions of this Security Agreement may be waived, altered, modified or amended except by an
instrument in writing, duly executed by Grantor and Secured Party. 
  
 11.2 Releases. 
  
 11.2.1 This Security Agreement is
made for collateral purposes only. Subject to Section 11.2.2 below, at such time as the Secured Obligations shall have been paid and performed in full (other than contingent indemnity obligations and other contingent reimbursement obligations), the
Collateral shall automatically be released from the Liens created hereby, and this Security Agreement and all obligations of Secured Party and Grantor hereunder shall automatically terminate, all without delivery of any instrument or performance of
any act by any party, and all rights to the Collateral shall revert to Grantor. At the request and sole expense of Grantor following any such termination Secured Party shall deliver to Grantor all termination statements, releases or other
instruments as may be necessary or proper to revest in Grantor (without recourse to or warranty by the Secured Party) full title to the Collateral granted in this Security Agreement, subject to any acceptance or disposition of Collateral which may
have been made by the Secured Party pursuant to this Security Agreement. 
  
 11.2.2 This Security Agreement and the security interests granted herein shall remain in full force and effect and continue to be effective if at any time payment and performance of the Secured Obligations, or any
part thereof, is, pursuant to applicable law, avoided, rescinded or reduced in amount, or must otherwise be restored or returned by any obligee of the Secured Obligations, whether as a “voidable preference,” “fraudulent
conveyance” or otherwise, all as though such payment or performance had not been made. In the event that any payment, or any part thereof, is avoided, rescinded, reduced, restored or returned, the Secured Obligations and the security interests
granted herein shall be reinstated and the Secured Obligations shall be deemed reduced only by such amount paid and not so avoided, rescinded, reduced, restored or returned. The provisions of this Section 11.2.2 shall survive repayment of all of the
Secured Obligations, and the termination of this Security Agreement in any manner 
  
 11.3 Successor and Assigns. This Security Agreement and all obligations of Grantor hereunder shall be binding upon the successors and permitted assigns of Grantor, and shall, together with the rights and
remedies of Secured Party hereunder, inure to the benefit of Secured Party, any future holder of any of the Secured Obligations and their respective successors and assigns. The Secured Party may, without cost or expense to Grantor, assign to any
Eligible 
  

 15 

 Assignee all or any part of, or any interest (undivided or divided) in, the Secured Party’s rights and benefits
under this Security Agreement including, without limitation, the right, title or interest in and to the Collateral. For the purpose of this Section 11.3, the term “Eligible Assignee” shall mean (a) prior to the occurrence of a Default or
an Event of Default, any financial institution, financial services company, insurance or reinsurance company, government agency, investment company, institutional investor or pension fund, or (b) after a Default or an Event of Default, any Person.
To the extent of any assignment by the Secured Party, the assignee shall have the same rights and benefits against Grantor hereunder as it would have had if such assignee were the Secured Party. Grantor may not assign this Security Agreement without
the prior written consent of the Secured Party, which consent may be granted or withheld at the sole discretion of the Secured Party. Grantor’s successors shall include, without limitation, a receiver, trustee or debtor-in-possession of or for
Grantor. No sales of participations, other sales, assignments, transfers or other dispositions of any agreement governing or instrument evidencing the Secured Obligations or any portion thereof or interest therein shall in any manner affect the Lien
granted to Secured Party hereunder. 
  
 11.4 Notices. All
notifications and other communications permitted or required under this Agreement shall be in writing. Notices shall be effective upon delivery if delivered to the party entitled to receive the same by hand or two Business Day after deposit with an
internationally recognized overnight courier, specifying next day delivery with written verification of receipt, addressed to such party at the address set forth on the signature page hereof. 
  
 11.5 Confidentiality; Sharing Information. Secured Party agrees to
maintain the confidentiality of the Information (as defined below), except that Information may be disclosed (a) to its affiliates and to its affiliates’ respective partners, directors, officers, employees, agents, advisors and representatives
(it being understood that the Persons to whom such disclosure is made will be informed of the confidential nature of such Information and instructed to keep such Information confidential), (b) to the extent requested by any regulatory authority
purporting to have jurisdiction over it, (c) to the extent required by applicable laws or regulations or by any subpoena or similar legal process, (d) to any other party to this Security Agreement or any Related Document, (e) in connection with the
exercise of any remedies hereunder or under any other Related Document or any action or proceeding relating to this Security Agreement or any other Related Document or the enforcement of rights hereunder or thereunder, (f) subject to any agreement
containing provisions substantially the same as those of this Section, to (i) any assignee of or participant in, or any prospective assignee of or participant in, any of its rights or obligations under this Security Agreement or (ii) any actual or
prospective counterparty (or its advisors) to any swap or derivative transaction relating to the Grantor and its obligations, (g) with the consent of the Grantor or (h) to the extent such Information (x) becomes publicly available other than as a
result of a breach of this Section or (y) becomes available to Secured Party or any of its affiliates on a non-confidential basis from a source other than the Grantor. 
  
 For the purpose of this Section, “Information” means all information received from the Grantor relating to
the Grantor or any of its businesses, other than any such information that is available to Secured Party on a non-confidential basis prior to disclosure by the Grantor, 
  

 16 

 provided that, in the case of information received from the Grantor after the date hereof, such information is clearly
identified at the time of delivery as confidential. Any Person required to maintain the confidentiality of Information as provided in this Section shall be considered to have complied with its obligation to do so if such Person has exercised the
same degree of care to maintain the confidentiality of such Information as such Person would accord to its own confidential information. 
  
 11.6 Counterparts. This Security Agreement may be executed in any number of separate counterparts, each of which, when so executed, shall be deemed
an original, and all of said counterparts taken together shall be deemed to constitute but one and the same instrument. 
  
 11.7 Severability. If any provision of this Security Agreement is held to be unenforceable under applicable law for any reason, it shall be
adjusted, if possible, rather than voided in order to achieve the intent of the parties to the extent possible. In any event, all other provisions of this Security Agreement shall be deemed valid and enforceable to the fullest extent possible under
applicable law. 
  
 11.8 Governing Law. IN ALL RESPECTS,
INCLUDING ALL MATTERS OF CONSTRUCTION, VALIDITY AND PERFORMANCE, THIS SECURITY AGREEMENT AND THE SECURED OBLIGATIONS ARISING HEREUNDER SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NORTH CAROLINA
APPLICABLE TO CONTRACTS MADE AND PERFORMED IN SUCH STATE EXCEPT TO THE EXTENT THAT PERFECTION OR THE EFFECT OF PERFECTION OF ANY SECURITY INTEREST IN THE COLLATERAL MAY BE GOVERNED BY THE LAWS OF ANY OTHER JURISDICTION. 
  
 11.9 Consent to Jurisdiction and Service of Process; Waiver of Jury
Trial. ALL JUDICIAL PROCEEDINGS BROUGHT AGAINST EACH PARTY HERETO WITH RESPECT TO THIS SECURITY AGREEMENT MAY BE BROUGHT IN ANY STATE OR FEDERAL COURT OF COMPETENT JURISDICTION SITTING IN NEW YORK, NEW YORK, AND BY EXECUTION AND DELIVERY OF THIS
SECURITY AGREEMENT, EACH PARTY HERETO ACCEPTS, FOR ITSELF AND IN CONNECTION WITH ITS PROPERTIES, GENERALLY AND UNCONDITIONALLY, THE NONEXCLUSIVE JURISDICTION OF THE AFORESAID COURTS, AND IRREVOCABLY AGREES TO BE BOUND BY ANY FINAL JUDGMENT RENDERED
THEREBY IN CONNECTION WITH THIS SECURITY AGREEMENT FROM WHICH NO APPEAL HAS BEEN TAKEN OR IS AVAILABLE. EACH PARTY HERETO IRREVOCABLY CONSENTS TO THE SERVICE OF PROCESS OF ANY OF THE AFOREMENTIONED COURTS IN ANY SUCH ACTION OR PROCEEDING BY THE
MAILING OF COPIES THEREOF BY REGISTERED OR CERTIFIED MAIL, POSTAGE PREPAID, TO ITS NOTICE ADDRESS, SUCH SERVICE TO BECOME EFFECTIVE TEN (10) DAYS AFTER SUCH MAILING. EACH OF PARTIES HERETO IRREVOCABLY WAIVES (I) TRIAL BY JURY IN ANY ACTION OR
PROCEEDING WITH RESPECT TO THIS SECURITY AGREEMENT AND (II) ANY OBJECTION (INCLUDING, WITHOUT LIMITATION, ANY OBJECTION OF THE 
  

 17 

 LAYING OF VENUE OR BASED ON THE GROUNDS OF FORUM NON CONVENIENS) WHICH IT MAY NOW OR HEREAFTER HAVE TO THE BRINGING OF
ANY SUCH ACTION OR PROCEEDING WITH RESPECT TO THIS SECURITY AGREEMENT IN ANY JURISDICTION SET FORTH ABOVE. NOTHING HEREIN SHALL AFFECT THE RIGHT TO SERVE PROCESS IN ANY OTHER MANNER PERMITTED BY LAW OR SHALL LIMIT THE RIGHT OF THE LENDER TO BRING
PROCEEDINGS AGAINST GRANTOR IN THE COURTS OF ANY OTHER JURISDICTION. 
  
 11.10 Advice of Counsel. Grantor represents to the Secured Party that Grantor’s attorneys have reviewed this Security Agreement and that it has discussed this Security Agreement with its attorneys. 
  
 11.11 Section and Heading Titles. The section and heading titles are
for convenience and reference only and shall not affect in any way the interpretation of any of the provisions of this Security Agreement. 
  
 (Remainder of page intentionally left blank) 
  

 18 

 IN WITNESS WHEREOF, each of the parties hereto has caused this Security Agreement to be executed and
delivered by its duly authorized officer on the date first set forth above. 
  

							
	 CAMBRIDGE DISPLAY TECHNOLOGY LIMITED
	 	 CDT OXFORD LIMITED

				
	 By:
	 	 /s/    Stephen Chandler

	 	By:	 	 /s/    Scott S. D. Brown

	 	 	 Printed Name: Stephen Chandler
	 	 	 	 Printed Name: Scott S. D. Brown

	 	 	 Title: General Counsel
	 	 	 	 Title: Director

  

			
	 ADDRESS OF GRANTOR:
	 	 ADDRESS OF GRANTOR

		
	 Greenwich House
	 	Greenwich House
	 Madingley Rise
	 	Madingley Rise
	 Madingley Road
	 	Madingley Road
	 Cambridge CB30TX
	 	Cambridge CB30TX
	 Great Britain
	 	Great Britain
		
	 TYPE OF ORGANIZATION: Corporation
	 	 TYPE OF ORGANIZATION: Corporation

	 JURISDICTION: United Kingdom
	 	 JURISDICTION: United Kingdom

	 CORPORATE ID NUMBER: 2672530
	 	 CORPORATE ID NUMBER: 4421247

  

			
	 ACCEPTED AND ACKNOWLEDGED BY:

	 IPIFS GUARANTEE CORP.

	 By:
	 	 /s/    Keith Agisim

	 	 	 Printed Name: Keith Agisim

	 	 	 Title: President

  

	
	 ADDRESS OF IPIFS GUARANTEE CORPORATION:

	
	 2221 Edge Lake Drive

	 Suite 100

	 Charlotte, NC 28217

 Schedule A To Security Agreement 
  
 INTELLECTUAL PROPERTY 
  
 Copyrights 
  
 None. 
  
 Trademarks 
  
 “CDT” 
  

									
	 CDT ref.

	  	Country

	  	Filed

	  	Applic #

	  	Status

	 CDT30001
 Class 9 / 11 / 42
	  	EUROPEAN
COMMUNITY	  	30-Jan-
2002.	  	2561751	  	Pending
					
	 CDT30009
	  	USA	  	25-Jul—
2002	  	78/147,803	  	Pending
					
	 CDT30010
 Class 9 / 11 / 42
	  	KOREA	  	26 July
2002	  	45-2002-0002587	  	Granted 20/2/04,#0009344
					
	 CDT30011
	  	JAPAN	  	29 July
2002	  	63856/2002.	  	Pending
					
	 CDT30012
 Class 9
 Class 11
 Class 42
	  	CHINA	  	30th July
2002
30th July
2002
30th July
2002	  	3258506
3258505
3258503	  	Granted 27/02/04, # 3258506
Granted 13/11/03, # 3258505  
 Preliminarily approved awaiting Grant
confirmation.

					
	 CDT30013
 Class 9
 Class 11
 Class 42
	  	TAIWAN	  	29th July
2002
29th July
2002
29th July
2002	  	91031266
91031267
91031268	  	Granted 01/12/03, # 1068707
Granted 16/09/03, # 1057780
Granted 01/12/03, #
184437
					
	 CDT30014
 Class 9
 Class 11
 Class 42
	  	HONG KONG	  	29th July
2002
29th July
2002
29th July
2002	  	11631/2002
11632/2002
11633/2002	  	Pending
Granted 21/02/03, # B02497/2003
Pending
	
	“CDT is LEP”
					
	 CDT ref.

	  	Country

	  	Filed

	  	Applic #

	  	Status

	 CDT30007
	  	EUROPEAN
COMMUNITY	  	30-Jan-2002	  	2561702	  	Granted 02/05/03

 “CAMBRIDGE DISPLAY TECHNOLOGY” 
  

									
	 CDT ref.

	  	Country

	  	Filed

	  	Applic #

	  	Status

	 CDT30006
 Class 9 / 11 & 42
	  	EUROPEAN
COMMUNITY	  	30-Jan-2002	  	2561728	  	Granted 17/9/03
					
	 CDT30015
	  	USA	  	July 2002	  	78/147,455	  	Pending
					
	 CDT30017
	  	JAPAN	  	26 July 2002	  	63324/2002	  	Granted 24/01/03 #4640217
					
	 CDT30018
 Class 9
 Class 11
 Class 42
	  	CHINA	  	30th July
2002
30th July
2002
30th July
2002	  	3258509
3158508
3258507	  	Pending
“
“
					
	 CDT30019
 Class 9
 Class 11
 Class 42
	  	TAIWAN	  	29th July
2002
29th July
2002
29th July
2002	  	91031263
91031264
91031265	  	Notice of allowance
Pending
Granted 16/11/03, # 190033
					
	 CDT30020
 Class 9
 Class 11
 Class 42
	  	HONG KONG	  	29th July
2002
29th July
2002
29th July
2002	  	11628/2002
11629/2002
11630/2002	  	Granted 30/01/02, # B02140/2004
Granted 30/01/02, # B15286/2003
Granted 30/01/02, # B02141/2004
	
	“P-OLED”
					
	 CDT ref.

	  	Country

	  	Filed

	  	Applic #

	  	Status

	 CDT30022
 Class 9 / 11 & 42
	  	EUROPEAN
COMMUNITY	  	4-June-2004	  	2561728	  	TBA

  

 21 

 Patents 
  

			
	 Case Number: 1
	 	Owner: CDT
		
	 Title: Optical Modulators based on Polymers
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0304554	  	19-May-1988	  	0294061	  	08-Sep-1993
	 France
	  	Granted	  	88 304554.4	  	19-May-1988	  	0294061	  	08-Sep-1993
	 Germany, Federal Republic
	  	Granted	  	88 304554.4	  	19-May-1988	  	DE3883853.2	  	08-Sep-1993
	 United Kingdom
	  	Granted	  	88 304554.4	  	19-May-1988	  	0294061	  	08-Sep-1993
	 United States of America
	  	Granted	  	07/196,409	  	20-May-1988	  	4,923,288	  	08-May-1990

  

			
	 Case Number: 2
	 	Owner: CDT
	
	Title: Semiconductive Copolymers for use in Electroluminescent

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Australia
	  	Granted	  	0054285	  	18-Apr-1990	  	0626415	  	24-Nov-1992
	 Austria
	  	Granted	  	0906272	  	18-Apr-1990	  	0117834	  	25-Jan-1995
	 Brazil
	  	Granted	  	PI 9006718-5	  	18-Apr-1990	  	PI9006718-5	  	29-Dec-1998
	 Canada
	  	Granted	  	2030785	  	18-Apr-1990	  	2,030,785	  	30-May-2000
	 European Patent Convention
	  	Granted	  	0906272	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 Finland
	  	Granted	  	906271	  	18-Apr-1990	  	112555	  	15-Dec-2003
	 France
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 Germany, Federal Republic
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	P69016345.2	  	25-Jan-1995
	 Hong Kong
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	245/97	  	25-Jan-1995
	 Italy
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 Japan
	  	Granted	  	0116159	  	18-Apr-1990	  	3239991	  	12-Oct-2001
	 Japan
	  	Granted	  	0506028	  	18-Apr-1990	  	3249971	  	16-Nov-2001
	 Korea, Republic of
	  	Granted	  	702649/1990	  	18-Apr-1990	  	189398	  	15-Jan-1999
	 Netherlands
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 Singapore
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	9790575-6	  	25-Jan-1995
	 Spain
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 Sweden
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 Switzerland
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 United Kingdom
	  	Granted	  	90 906272.1	  	18-Apr-1990	  	0423283	  	25-Jan-1995
	 United States of America
	  	Granted	  	07/634,117	  	28-Dec-1990	  	5,247,190	  	21-Sep-1993
	 United States of America
	  	Granted	  	80/050,348	  	05-May-1993	  	5,399,502	  	21-Mar-1995
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB90/00584	  	18-Apr-1990	  	 	  	 

  

 22 

			
	 Case Number: 3
	 	Owner: CDT
	
	 Title: Semiconductive Polymers for use in Luminescent Devices

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Austria
	  	Granted	  	0915877	  	22-Aug-1991	  	E179434	  	09-Apr-2003
	 Belgium
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Denmark
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 European Patent Convention
	  	Granted	  	0915877	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 France
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Germany, Federal Republic
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	69131180e103309	  	22-Aug-2011
	 Greece
	  	Granted	  	3030441	  	22-Aug-1991	  	20030402414	  	09-Apr-2003
	 Hong Kong
	  	Granted	  	0111004	  	22-Aug-1991	  	1010381	  	11-Aug-2000
	 Italy
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Japan
	  	Granted	  	0230678	  	30-Jul-2001	  	3336314	  	02-Aug-2002
	 Japan
	  	Granted	  	0514597	  	22-Aug-1991	  	3242648	  	19-Oct-2001
	 Luxembourg
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Netherlands
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Spain
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Sweden
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 Switzerland
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 United Kingdom
	  	Granted	  	91 915877.4	  	22-Aug-1991	  	0544795	  	09-Apr-2003
	 United States of America
	  	Granted	  	07/748,777	  	22-Aug-1991	  	5,401,827	  	28-Mar-1995
	 United States of America
	  	Granted	  	08/506,201	  	18-Sep-1995	  	5,672,678	  	30-Sep-1997
	 United States of America
	  	Granted	  	08/246,269	  	19-May-1994	  	5,512,654	  	30-Apr-1996
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB91/01420	  	22-Aug-1991	  	 	  	 
	 Canada
	  	Published	  	2089482	  	22-Aug-1991	  	 	  	 

  

			
	 Case Number: 4
	 	Owner: CDT
		
	 Title: Patterning of Semiconductive Polymers
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0915529	  	22-Aug-1991	  	0544771	  	13-Mar-1996
	 Germany, Federal Republic
	  	Granted	  	P69117957.3	  	22-Aug-1991	  	P69117957.3	  	13-Mar-1996
	 Hong Kong
	  	Granted	  	91 915529.1	  	22-Aug-1991	  	244/97	  	27-Feb-1997
	 United Kingdom
	  	Granted	  	91 915529.1	  	22-Aug-1991	  	0544771	  	13-Mar-1996
	 United States of America
	  	Granted	  	08/199,036	  	18-Feb-1994	  	5,425,125	  	13-Jun-1995
	 United States of America
	  	Granted	  	07/748,795	  	22-Aug-1991	  	5,328,809	  	12-Jul-1994
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB91/01421	  	22-Aug-1991	  	 	  	 

  

 23 

			
	 Case Number: 5
	 	Owner: CDT
		
	 Title: Manufacture of Electroluminescent Device
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	93/917914.9	  	26-Jul-1993	  	0653148	  	20-Nov-1996
	 France
	  	Granted	  	93 917914.9	  	26-Jul-1993	  	0653148	  	20-Nov-1996
	 Germany, Federal Republic
	  	Granted	  	93 917914.9	  	26-Jul-1993	  	P69306115.4	  	20-Nov-1996
	 Hong Kong
	  	Granted	  	93 917914.9	  	26-Jul-1993	  	376/97	  	27-Mar-1997
	 Japan
	  	Granted	  	6-504319	  	26-Jul-1993	  	3478824	  	03-Oct-2003
	 Korea, Republic of
	  	Granted	  	700309/1995	  	26-Jul-1993	  	299657	  	11-Jun-2001
	 United Kingdom
	  	Granted	  	93 917914.9	  	26-Jul-1993	  	0653148	  	20-Nov-1996
	 United States of America
	  	Granted	  	08/379,503	  	26-Jul-1993	  	5,747,182	  	05-May-1998
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB93/01573	  	26-Jul-1993	  	 	  	 

  

			
	 Case Number: 6
	 	Owner: CDT
		
	 Title: Electroluminescent Device
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0917915	  	26-Jul-1993	  	0653149	  	20-Nov-1996
	 France
	  	Granted	  	93 917915.6	  	26-Jul-1993	  	0653149	  	20-Nov-1996
	 Germany, Federal Republic
	  	Granted	  	93 917915.6	  	26-Jul-1993	  	P69306116.2	  	20-Nov-1996
	 Hong Kong
	  	Granted	  	93 917915.6	  	26-Jul-1993	  	375/97	  	27-Mar-1997
	 Korea, Republic of
	  	Granted	  	700310/1995	  	26-Jul-1993	  	299658	  	11-Jun-2001
	 United Kingdom
	  	Granted	  	93 917915.6	  	26-Jul-1993	  	0653149	  	20-Nov-1996
	 United States of America
	  	Granted	  	08/848,952	  	26-Jul-1993	  	5,807,627	  	15-Sep-1998
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB93/01574	  	26-Jul-1993	  	 	  	 
	 Japan
	  	Published	  	6-504320	  	26-Jul-1993	  	 	  	 

  

			
	 Case Number: 7
	 	Owner: CDT
	
	 Title: Electroluminescent Device Comprising a Chromophoric Polymeric

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	08/481,379	  	17-Dec-1993	  	5,653,914	  	05-Aug-1997
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB93/93025	  	17-Dec-1993	  	 	  	 

  

			
	 Case Number: 8
	 	Owner: CDT
		
	 Title: Polymers for Electroluminiscent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0915663	  	20-May-1994	  	0704094	  	08-Aug-2001
	 Germany, Federal Republic
	  	Granted	  	94 915663.2	  	20-May-1994	  	69427909	  	08-Aug-2001
	 Netherlands
	  	Granted	  	94 915663.2	  	20-May-1994	  	0704094	  	08-Aug-2001
	 United Kingdom
	  	Granted	  	94 915663.2	  	20-May-1994	  	0704094	  	08-Aug-2001
	 United States of America
	  	Granted	  	08/210,327	  	18-Mar-1994	  	5,514,878	  	07-May-1996
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB94/01118	  	20-May-1994	  	 	  	 

  

 24 

			
	 Case Number: 9
	 	Owner: CDT
		
	 Title: Electroluminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0924916	  	26-Aug-1994	  	0715803	  	29-Oct-1997
	 Germany, Federal Republic
	  	Granted	  	94 924916.3	  	26-Aug-1994	  	P69406550.1	  	29-Oct-1997
	 Hong Kong
	  	Granted	  	94 924916.3	  	26-Aug-1994	  	1004618	  	27-Nov-1998
	 Netherlands
	  	Granted	  	94 924916.3	  	26-Aug-1994	  	0715803	  	29-Oct-1997
	 United Kingdom
	  	Granted	  	94 924916.3	  	26-Aug-1994	  	0715803	  	29-Oct-1997
	 United States of America
	  	Granted	  	08/604,966	  	22-Apr-1996	  	5,821,690	  	13-Oct-1998
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB94/01840	  	23-Aug-1994	  	 	  	 

  

			
	 Case Number: 11
	 	Owner: CDT
	
	 Title: Photodetective Device Having a Semiconductor Conjugated

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	08/305,848	  	14-Sep-1994	  	5,523,555	  	04-Jun-1996

  

			
	 Case Number: 12
	 	Owner: CDT
		
	 Title: Photoresponsive Materials
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	0024894	  	09-Dec-1994	  	2296815	  	17-Mar-1999
	 United States of America
	  	Granted	  	08/569,710	  	08-Dec-1995	  	5,698,048	  	16-Dec-1997

  

			
	 Case Number: 15
	 	Owner: CDT
		
	 Title: Manufacture of Organic Light Emitting Diodes
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	96910097.3	  	17-Apr-1996	  	0821862	  	26-Jun-2002
	 France
	  	Granted	  	96 910097.3	  	17-Apr-1996	  	0821862	  	26-Jun-2002
	 Germany, Federal Republic
	  	Granted	  	96 910097.3	  	17-Apr-1996	  	0821862	  	26-Jun-2002
	 United Kingdom
	  	Granted	  	96 910097.3	  	17-Apr-1996	  	0821862	  	26-Jun-2002
	 United States of America
	  	Granted	  	08/930,230	  	17-Apr-1996	  	5,965,979	  	12-Oct-1999
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB96/00923	  	17-Apr-1996	  	 	  	 
	 Japan
	  	Published	  	0531552	  	17-Apr-1996	  	 	  	 

  

 25 

			
	 Case Number: 16
	 	Owner: CDT
		
	 Title: Fabrication of Organic Light Emitting Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0910103	  	18-Apr-1996	  	0823133	  	17-Jul-2002
	 France
	  	Granted	  	96 910103.9	  	18-Apr-1996	  	0823133	  	17-Jul-2002
	 Germany, Federal Republic
	  	Granted	  	96 910103.9	  	18-Apr-1996	  	69622392e103317	  	18-Apr-2016
	 United Kingdom
	  	Granted	  	96 910103.9	  	18-Apr-1996	  	0823133	  	17-Jul-2002
	 United States of America
	  	Granted	  	08/945,570	  	18-Apr-1996	  	5,929,562	  	27-Jul-1999
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB96/00929	  	18-Apr-1996	  	 	  	 
	 Japan
	  	Published	  	0531556	  	18-Apr-1996	  	 	  	 

  

			
	 Case Number: 17
	 	Owner: CDT
		
	 Title: Electroluminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	97 15336.5	  	17-Apr-1996	  	2312326	  	28-Jul-1999
	 United States of America
	  	Granted	  	08/922,809	  	17-Apr-1996	  	6,188,175	  	13-Feb-2001
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB96/00925	  	17-Apr-1996	  	 	  	 

  

			
	 Case Number: 18
	 	Owner: CDT
		
	 Title: Backlights for Light Modulators
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	97 15334.0	  	17-Apr-1996	  	2314196	  	17-Jun-1998
	 United States of America
	  	Granted	  	08/894,901	  	17-Apr-1996	  	6,111,560	  	29-Aug-2000
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB96/00924	  	17-Apr-1996	  	 	  	 

  

			
	 Case Number: 20
	 	Owner: CDT
		
	 Title: Sensing Device
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	96 15319.2	  	22-Jul-1996	  	2315594	  	16-Aug-2000

  

 26 

			
	 Case Number: 23
	 	Owner: CDT
		
	 Title: Cross Linking Polymers and Oxadiazoles
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0941813	  	28-Dec-1995	  	0800563	  	12-Jul-2000
	 Germany, Federal Republic
	  	Granted	  	69518011.8-08	  	18-Jul-1997	  	DE69518011	  	12-Jul-2000
	 Netherlands
	  	Granted	  	95 941813.8	  	18-Jul-1997	  	0800563	  	12-Jul-2000
	 United Kingdom
	  	Granted	  	95 941813.8	  	18-Jul-1997	  	0800563	  	12-Jul-2000
	 United States of America
	  	Granted	  	09/561,831	  	28-Apr-2000	  	6,559,256	  	06-May-2003
	 United States of America
	  	Granted	  	09/561,847	  	28-Apr-2000	  	6,723,811	  	20-Apr-2004
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB95/03043	  	28-Dec-1995	  	 	  	 
	 Japan
	  	Pending	  	8-520312	  	28-Dec-1995	  	 	  	 
	 European Patent Convention
	  	Published	  	99124732.1	  	28-Dec-1995	  	 	  	 
	 European Patent Convention
	  	Published	  	02080081.9	  	28-Dec-1995	  	 	  	 
	 Hong Kong
	  	Published	  	03106548.1	  	11-Sep-2003	  	 	  	 
	 Japan
	  	Published	  	2002-340806	  	25-Nov-2002	  	 	  	 
	 United States of America
	  	Published	  	10/313,252	  	06-Dec-2002	  	 	  	 
	 United States of America
	  	Published	  	10/642,097	  	15-Aug-2003	  	 	  	 

  

			
	 Case Number: 24
	 	Owner: CDT
		
	 Title: Efficient Backlighting for LCD’s
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	0022791	  	02-Apr-1997	  	2314665	  	17-May-2000
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/00939	  	02-Apr-1997	  	 	  	 

  

			
	 Case Number: 25
	 	Owner: CDT
		
	 Title: High Contrast Displays
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	0022790	  	10-Apr-1997	  	2316228	  	06-Dec-2000
	 United States of America
	  	Granted	  	08/973,322	  	10-Apr-1997	  	6,211,613	  	03-Apr-2001
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/00996	  	10-Apr-1997	  	 	  	 

  

			
	 Case Number: 26
	 	Owner: CDT
		
	 Title: Protective Thin Oxide Layer
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/180,037	  	06-May-1999	  	6,541,790	  	01-Apr-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/01208	  	02-May-1997	  	 	  	 
	 United States of America
	  	Pending	  	10/350,129	  	24-Jan-2003	  	 	  	 
	 European Patent Convention
	  	Published	  	0920818	  	02-May-1997	  	 	  	 

  

 27 

			
	 Case Number: 27
	 	Owner: CDT
		
	 Title: Organic Light Emitting Diode Colour Display
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/155,951	  	10-Apr-1997	  	6,395,328	  	28-May-2002
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/00995	  	10-Apr-1997	  	 	  	 
	 Korea, Republic of
	  	Pending	  	708039	  	10-Apr-1997	  	 	  	 
	 European Patent Convention
	  	Published	  	0916532	  	10-Apr-1997	  	 	  	 
	 Japan
	  	Published	  	0535981	  	10-Apr-1997	  	 	  	 

  

			
	 Case Number: 28
	 	Owner: CDT
		
	 Title: High Efficiency EL Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 China
	  	Granted	  	97 196867.5	  	29-Jul-1997	  	1130956C	  	10-Dec-2003
	 European Patent Convention
	  	Granted	  	0933784	  	29-Jul-1997	  	0947123	  	27-Feb-2002
	 France
	  	Granted	  	97 933784.7	  	29-Jul-1997	  	0947123	  	27-Feb-2002
	 Germany, Federal Republic
	  	Granted	  	97 933784.7	  	29-Jul-1997	  	69710781e103327	  	29-Jul-2017
	 Italy
	  	Granted	  	97 933784.7	  	29-Jul-1997	  	0947123	  	27-Feb-2002
	 Netherlands
	  	Granted	  	97 933784.7	  	29-Jul-1997	  	0947123	  	27-Feb-2002
	 United Kingdom
	  	Granted	  	97933784.7	  	29-Jul-1997	  	0947123	  	27-Feb-2002
	 United States of America
	  	Granted	  	09/230,401	  	05-Oct-1999	  	6,605,823	  	12-Aug-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/02039	  	29-Jul-1997	  	 	  	 
	 Japan
	  	Pending	  	0508616	  	29-Jul-1997	  	 	  	 
	 United States of America
	  	Pending	  	10/615,924	  	07-Oct-2003	  	 	  	 

  

			
	 Case Number: 29
	 	Owner: CDT
	
	 Title: Electrode Deposition for Organic Light Emitting Devices

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/254,302	  	04-Sep-1997	  	6,402,579	  	11-Jun-2002
	 United States of America
	  	Granted	  	10/081,849	  	25-Feb-2002	  	6,488,555	  	03-Dec-2002
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/02395	  	04-Sep-1997	  	 	  	 
	 European Patent Convention
	  	Published	  	97939049	  	04-Sep-1997	  	 	  	 
	 Japan
	  	Published	  	10-0512367	  	04-Sep-1997	  	 	  	 

  

 28 

			
	 Case Number: 31
	 	Owner: CDT
	
	 Title: Organic Light-Emitting Devices with Improved Cathode

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 China
	  	Granted	  	97197569.8	  	04-Sep-1997	  	ZL97197569	  	14-May-2003
	 European Patent Convention
	  	Granted	  	97939034.1	  	04-Sep-1997	  	0925709	  	13-Aug-2003
	 France
	  	Granted	  	97 939034.1	  	04-Sep-1997	  	0925709	  	13-Aug-2003
	 Germany, Federal Republic
	  	Granted	  	97 939034.1	  	04-Sep-1997	  	69724129e103313	  	04-Sep-2017
	 Netherlands
	  	Granted	  	97 939034.1	  	04-Sep-1997	  	0925709	  	13-Aug-2003
	 United Kingdom
	  	Granted	  	97 939034.1	  	04-Sep-1997	  	0925709	  	13-Aug-2003
	 United States of America
	  	Granted	  	09/254,294	  	04-Sep-1997	  	6,255,774	  	03-Jul-2001
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/02380	  	04-Sep-1997	  	 	  	 
	 Japan
	  	Published	  	0512357	  	04-Sep-1997	  	 	  	 

  

			
	 Case Number: 33
	 	Owner: CDT
	
	 Title: Control of Conjugation Length in Semiconductive Polymers

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/230,374	  	29-Jul-1997	  	6,423,428	  	23-Jul-2002
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/02038	  	29-Jul-1997	  	 	  	 

  

			
	 Case Number: 36
	 	Owner: CDT
		
	 Title: Pulsed LEP Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	08/934,873	  	22-Sep-1997	  	6,002,206	  	14-Dec-1999

  

			
	 Case Number: 38
	 	Owner: CDT
		
	 Title: Viscosity Modification of Precursor Solutions
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	0012582	  	26-Jan-1998	  	2335430	  	13-Sep-2000
	 United States of America
	  	Granted	  	09/355,383	  	26-Jan-1998	  	6,153,711	  	28-Nov-2000
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB98/00214	  	26-Jan-1998	  	 	  	 

  

			
	 Case Number: 42
	 	Owner: CDT
	
	 Title: Electrically Conducting Colour Filters for use in Organic Light Emitting

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB98/01804	  	19-Jun-1998	  	 	  	 
	 United States of America
	  	Pending	  	09/446,476	  	19-Jun-1998	  	 	  	 

  

			
	 Case Number: 43
	 	Owner: CDT
	
	 Title: Methods of Increasing the Efficiency of Organic Electroluminescent Devices

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/486,680	  	31-May-2000	  	6,580,212	  	17-Jun-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB98/02615	  	01-Sep-1998	  	 	  	 

  

 29 

			
	 Case Number: 44
	 	Owner: CDT
		
	 Title: Electroluminescent Device
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/196,983	  	20-Nov-1998	  	6,384,528	  	07-May-2002
	 European Patent Convention
	  	Published	  	0309500	  	19-Nov-1998	  	 	  	 

  

			
	 Case Number: 45
	 	Owner: CDT
		
	 Title: Electroluminescent Device
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	98 306888.3	  	27-Aug-1998	  	0901176	  	29-Oct-2003
	 France
	  	Granted	  	98/306888.3	  	27-Aug-1998	  	0901176	  	29-Oct-2003
	 Germany, Federal Republic
	  	Granted	  	98 306888.3	  	27-Aug-1998	  	69819270e103329	  	27-Aug-2018
	 United Kingdom
	  	Granted	  	98306888.3	  	27-Aug-1998	  	0901176	  	29-Oct-2003
	 United States of America
	  	Granted	  	09/143,100	  	28-Aug-1998	  	6,416,885	  	09-Jul-2002
	 United States of America
	  	Granted	  	09/976,319	  	15-Oct-2001	  	6,551,727	  	22-Apr-2003
	 Hong Kong
	  	Pending	  	03102284.8	  	31-Mar-2003	  	 	  	 
	 European Patent Convention
	  	Published	  	02077318	  	27-Aug-1998	  	 	  	 

  

			
	 Case Number: 47
	 	Owner: CDT
		
	 Title: High Efficiency Co-Polymers
	 	 

  

											
	 Country

	  	Status

	  	Application
Number

	  	Application
Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0943059	  	26-Sep-1997	  	0928305	  	28-Jun-2000
	 France
	  	Granted	  	97 943059.2	  	28-Sep-1997	  	0928305	  	28-Jun-2000
	 Germany, Federal Republic
	  	Granted	  	97 943059.2	  	28-Sep-1997	  	P69702400.8	  	28-Jun-2000
	 Netherlands
	  	Granted	  	97 943059.2	  	28-Sep-1997	  	0928305	  	28-Jun-2000
	 United Kingdom
	  	Granted	  	97 943059.2	  	28-Sep-1997	  	0928305	  	28-Jun-2000
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB97/02653	  	26-Sep-1997	  	 	  	 
	 Japan
	  	Published	  	0515423	  	26-Sep-1997	  	 	  	 

  

			
	 Case Number: 48
	 	Owner: CDT
		
	 Title: Materials for Polymer Electroluminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Japan
	  	Granted	  	0517035	  	21-Oct-1998	  	3243247	  	19-Oct-2001
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB98/03154	  	21-Oct-1998	  	 	  	 
	 United States of America
	  	Pending	  	09/529,873	  	21-Oct-1998	  	 	  	 
	 European Patent Convention
	  	Published	  	98949124.6	  	21-Oct-1998	  	 	  	 

  

			
	 Case Number: 49
	 	Owner: CDT
		
	 Title: Sputter Deposition
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/555,240	  	04-Aug-2000	  	6,559,593	  	06-May-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB98/03489	  	20-Nov-1998	  	 	  	 

  

 30 

			
	 Case Number: 50
	 	Owner: CDT
		
	 Title: Light Emitting Polymer Device
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	97 25050.0	  	26-Nov-1997	  	2319880	  	08-Nov-2000
	 United States of America
	  	Granted	  	08/978,989	  	26-Nov-1997	  	5,965,901	  	12-Oct-1999

  

			
	 Case Number: 51
	 	Owner: CDT
		
	 Title: Microactivity with Tunable Resonance Wavelength
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	97 25523.6	  	02-Dec-1997	  	2320105	  	26-Jul-2000
	 United States of America
	  	Granted	  	08/984,636	  	03-Dec-1997	  	5,969,475	  	19-Oct-1999

  

			
	 Case Number: 53
	 	Owner: CDT-SEC
		
	 Title: Electroluminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/641,229	  	17-Aug-2000	  	6,429,601	  	06-Aug-2002
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/00383	  	05-Feb-1999	  	 	  	 
	 Japan
	  	Pending	  	2000-532839	  	05-Feb-1999	  	 	  	 
	 Korea, Republic of
	  	Pending	  	2000-7009072	  	05-Feb-1999	  	 	  	 
	 China
	  	Published	  	99 803127.5	  	05-Feb-1999	  	 	  	 
	 European Patent Convention
	  	Published	  	0904974	  	05-Feb-1999	  	 	  	 

  

			
	 Case Number: 54
	 	Owner: CDT-SEC
		
	 Title: Display Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	88108774	  	27-May-1999	  	148277	  	01-May-2002
	 United States of America
	  	Granted	  	09/640,436	  	17-Aug-2000	  	6,498,049	  	24-Dec-2002
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/00530	  	19-Feb-1999	  	 	  	 
	 Japan
	  	Pending	  	2000-532872	  	19-Feb-1999	  	 	  	 
	 Korea, Republic of
	  	Pending	  	5996/1999	  	23-Feb-1999	  	 	  	 
	 China
	  	Published	  	99 103116.4	  	23-Feb-1999	  	 	  	 
	 European Patent Convention
	  	Published	  	0906330.8	  	19-Feb-1999	  	 	  	 

  

			
	 Case Number: 55
	 	Owner: CDT-SEC
		
	 Title: Display Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Japan
	  	Granted	  	2000-532869	  	05-Feb-1999	  	3515955	  	23-Jan-2004
	 United States of America
	  	Granted	  	09/640,619	  	17-Aug-2000	  	6,518,700	  	11-Feb-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/00381	  	05-Feb-1999	  	 	  	 
	 Korea, Republic of
	  	Pending	  	7009276/2000	  	05-Feb-1999	  	 	  	 
	 China
	  	Published	  	99 803261.1	  	05-Feb-1999	  	 	  	 
	 European Patent Convention
	  	Published	  	0904972	  	05-Feb-1999	  	 	  	 

  

 31 

			
	 Case Number: 56
	 	Owner: CDT
		
	 Title: Electroluminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	99907773.8	  	12-Mar-1999	  	1062844	  	01-Oct-2003
	 France
	  	Granted	  	99 907773.8	  	12-Mar-1999	  	1062844	  	01-Oct-2003
	 Germany, Federal Republic
	  	Granted	  	99 907773.8	  	12-Mar-1999	  	69911753	  	01-Oct-2003
	 Japan
	  	Granted	  	2000-537410	  	12-Mar-1999	  	3479642	  	03-Oct-2003
	 Netherlands
	  	Granted	  	99 907773.8	  	12-Mar-1999	  	1062844	  	01-Oct-2003
	 United Kingdom
	  	Granted	  	99 907773.8	  	12-Mar-1999	  	1062844	  	01-Oct-2003
	 United States of America
	  	Granted	  	09/656,227	  	06-Sep-2000	  	6,558,219	  	06-May-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/00740	  	12-Mar-1999	  	 	  	 

  

			
	 Case Number: 57
	 	Owner: CDT
		
	 Title: Electroluminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	88108773	  	27-May-1999	  	175630	  	07-Aug-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/00741	  	12-Mar-1999	  	 	  	 
	 Japan
	  	Pending	  	2004-098825	  	12-Mar-1999	  	 	  	 
	 Japan
	  	Pending	  	2000-537271	  	12-Mar-1999	  	 	  	 
	 Korea, Republic of
	  	Pending	  	7010005/2000	  	12-Mar-1999	  	 	  	 
	 United States of America
	  	Pending	  	09/508,367	  	12-Mar-1999	  	 	  	 
	 China
	  	Published	  	99 803981.0	  	12-Mar-1999	  	 	  	 
	 European Patent Convention
	  	Published	  	0907774	  	12-Mar-1999	  	 	  	 
	 United States of America
	  	Published	  	10/682,204	  	10-Oct-2003	  	 	  	 

  

			
	 Case Number: 58
	 	Owner: CDT
		
	 Title: Conjugated Polymers
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	98 06947.9	  	31-Mar-1998	  	2328442	  	05-Sep-2001
	 United States of America
	  	Granted	  	09/283,127	  	31-Mar-1999	  	6,340,732	  	22-Jan-2002

  

			
	 Case Number: 59
	 	Owner: CDT
		
	 Title: Multilayer Photovotaic or Photoconductive Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	88103540	  	08-Mar-1999	  	148687	  	07-May-2002
	 United States of America
	  	Granted	  	09/646,325	  	02-Feb-1999	  	6,340,789	  	22-Jan-2002
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/00349	  	02-Feb-1999	  	 	  	 
	 Japan
	  	Pending	  	2000-538395	  	02-Feb-1999	  	 	  	 
	 Korea, Republic of
	  	Pending	  	7010420/2000	  	02-Feb-1999	  	 	  	 
	 China
	  	Published	  	99 805464.X	  	02-Feb-1999	  	 	  	 
	 European Patent Convention
	  	Published	  	0903818	  	02-Feb-1999	  	 	  	 

  

 32 

			
	 Case Number: 60
	 	Owner: CDT
		
	 Title: Flexible Substrates for Organic Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/283,424	  	01-Apr-1999	  	6,592,969	  	15-Jul-2003
	 European Patent Convention
	  	Pending	  	04076051.4	  	02-Apr-2004	  	 	  	 
	 European Patent Convention
	  	Published	  	990302512.1	  	31-Mar-1999	  	 	  	 
	 Japan
	  	Published	  	11-97047	  	02-Apr-1999	  	 	  	 
	 United States of America
	  	Published	  	10/326,977	  	24-Dec-2002	  	 	  	 

  

			
	 Case Number: 62
	 	Owner: CDT
		
	 Title: Methods For Controlling a Light Emmissive Display
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/01145	  	14-Apr-1999	  	 	  	 
	 Hong Kong
	  	Pending	  	01 105178.2	  	14-Apr-1999	  	 	  	 
	 Japan
	  	Pending	  	2000-543952	  	14-Apr-1999	  	 	  	 
	 United States of America
	  	Pending	  	09/687,682	  	14-Apr-1999	  	 	  	 
	 United States of America
	  	Pending	  	10/834,972	  	14-Apr-1999	  	 	  	 
	 European Patent Convention
	  	Published	  	0915946	  	14-Apr-1999	  	 	  	 

  

			
	 Case Number: 63
	 	Owner: CDT
		
	 Title: Backlit Displays
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/01157	  	15-Apr-1999	  	 	  	 

  

			
	 Case Number: 64
	 	Owner: CDT
		
	 Title: Selective Depositions of Polymer Films
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	99 09418.7	  	23-Apr-1999	  	2336553	  	08-Jan-2003
	 Germany, Federal Republic
	  	Published	  	9918193	  	22-Apr-1999	  	19918193.4	  	 
	 Japan
	  	Published	  	11-118689	  	26-Apr-1999	  	 	  	 

  

			
	 Case Number: 65
	 	Owner: CDT
		
	 Title: Backlit Displays
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	0926631	  	16-Jun-1999	  	1088297	  	02-May-2003
	 France
	  	Granted	  	99 926631.5	  	16-Jun-1999	  	1088297	  	02-May-2003
	 Germany, Federal Republic
	  	Granted	  	0926631	  	16-Jun-1999	  	69907451e103302	  	16-Jun-2019
	 Netherlands
	  	Granted	  	99 926631.5	  	16-Jun-1999	  	1088297	  	02-May-2003
	 United Kingdom
	  	Granted	  	99 926631.5	  	16-Jun-1999	  	1088297	  	02-May-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB99/01918	  	16-Jun-1999	  	 	  	 
	 United States of America
	  	Pending	  	09/719,955	  	16-Jun-1999	  	 	  	 
	 Japan
	  	Published	  	2000-555231	  	19-Dec-2000	  	 	  	 

  

 33 

			
	 Case Number: 66
	 	Owner: CDT
	 Title: Light-Emissive Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	United States of America	  	Granted	  	09/333,359	  	15-Jun-1999	  	6,635,990	  	21-Oct-2003
	Japan	  	Pending	  	174590/99	  	21-Jun-1999	  	 	  	 
	European Patent Convention	  	Published	  	99304692.9	  	16-Jun-1999	  	 	  	 

  

			
	 Case Number: 69
	 	Owner: CDT
		
	 Title: Particles and Devices Comprising Particles
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/02263	  	14-Jul-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7000611/2001	  	14-Jul-1999	  	 	  	 
	United States of America	  	Pending	  	09/743,692	  	14-Jul-1999	  	 	  	 
	China	  	Published	  	99 810348.9	  	14-Jul-1999	  	 	  	 
	European Patent Convention	  	Published	  	0933039	  	14-Jul-1999	  	 	  	 
	Hong Kong	  	Published	  	01 107848.8	  	14-Jul-1999	  	 	  	 
	Japan	  	Published	  	2000-560621	  	14-Jul-1999	  	 	  	 

  

			
	 Case Number: 70
	 	Owner: CDT
		
	 Title: Optical Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/02271	  	14-Jul-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7000610/2001	  	14-Jul-1999	  	 	  	 
	United States of America	  	Pending	  	09/743,621	  	14-Jul-1999	  	 	  	 
	China	  	Published	  	99 810422.1	  	14-Jul-1999	  	 	  	 
	European Patent Convention	  	Published	  	99933046.7	  	14-Jul-1999	  	 	  	 
	Hong Kong	  	Published	  	01 107847.9	  	14-Jul-1999	  	 	  	 
	Japan	  	Published	  	2000-560063	  	14-Jul-1999	  	 	  	 

  

			
	 Case Number: 71
	 	Owner: CDT
		
	Title: Self Assembled Transport Layers for OLEDs	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	France	  	Granted	  	98941597	  	04-Sep-1998	  	1010360	  	17-Mar-2004
	Germany, Federal Republic	  	Granted	  	98941597	  	04-Sep-1998	  	69822480e103317	  	04-Sep-2018
	Japan	  	Granted	  	2000-511341	  	04-Sep-1998	  	3442363	  	20-Jun-2003
	Netherlands	  	Granted	  	98941597	  	04-Sep-1998	  	1010360	  	17-Mar-2004
	Taiwan	  	Granted	  	87118410	  	05-Nov-1998	  	129518	  	24-Jul-2001
	United Kingdom	  	Granted	  	98941597	  	04-Sep-1998	  	1010360	  	17-Mar-2004
	European Patent Convention	  	Nat. Filed	  	98941587.1	  	04-Sep-1998	  	1010360	  	17-Mar-2004
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB98/02671	  	04-Sep-1998	  	 	  	 
	United States of America	  	Pending	  	09/508,034	  	04-Sep-1998	  	 	  	 

  

 34 

			
	 Case Number: 72
	 	Owner: CDT
		
	 Title: Compounds for Electronic Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	European Patent Convention	  	Granted	  	98941598	  	04-Sep-1998	  	1017735	  	19-Nov-2003
	France	  	Granted	  	98/941598.9	  	04-Sep-1998	  	1017735	  	19-Nov-2003
	Germany, Federal Republic	  	Granted	  	98/941598.9	  	04-Sep-1998	  	69819923ngfe103	  	04-Sep-2018
	Japan	  	Granted	  	2000-510790	  	04-Sep-1998	  	3313357	  	31-May-2002
	Netherlands	  	Granted	  	98/941598.9	  	04-Sep-1998	  	1017735	  	19-Nov-2003
	United Kingdom	  	Granted	  	98/941598.9	  	04-Sep-1998	  	1017735	  	19-Nov-2003
	United States of America	  	Granted	  	10/155,823	  	24-May-2002	  	6,626,566	  	30-Sep-2003
	United States of America	  	Granted	  	09/508,035	  	30-May-2000	  	6,403,809	  	11-Jun-2002
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB98/02672	  	04-Sep-1998	  	 	  	 

  

			
	 Case Number: 73
	 	Owner: CDT
		
	 Title: Display Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Japan	  	Granted	  	2000-566899	  	19-Feb-2001	  	3504922	  	19-Dec-2003
	United States of America	  	Granted	  	09/763,072	  	17-Aug-1999	  	6,693,611	  	17-Feb-2004
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/02719	  	17-Aug-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7002135/2001	  	17-Aug-1999	  	 	  	 
	China	  	Published	  	99 811121.X	  	17-Aug-1999	  	 	  	 
	European Patent Convention	  	Published	  	0940348	  	17-Aug-1999	  	 	  	 

  

			
	 Case Number: 76
	 	Owner: CDT
		
	 Title: Display Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/04050	  	07-Dec-1999	  	 	  	 
	Canada	  	Pending	  	2/354,139	  	07-Dec-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7007191/2001	  	07-Dec-1999	  	 	  	 
	United States of America	  	Pending	  	09/857,698	  	09-Nov-2001	  	 	  	 
	 	  	China	  	Published	  	99 815508.X	  	07-Dec-1999	  	07-Dec-2019
	European Patent Convention	  	Published	  	0958360	  	07-Dec-1999	  	 	  	 
	Hong Kong	  	Published	  	02 105599.2	  	30-Jul-2002	  	 	  	 
	Japan	  	Published	  	2000-587391	  	07-Dec-1999	  	 	  	 

  

 35 

			
	 Case Number: 80
	 	Owner: CDT
		
	 Title: Organic Light Emitting Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/04150	  	15-Dec-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7007617/2001	  	15-Dec-1999	  	 	  	 
	United States of America	  	Pending	  	09/868,351	  	15-Dec-1999	  	 	  	 
	China	  	Published	  	99 815945.X	  	15-Dec-1999	  	15-Dec-2019	  	 
	China	  	Published	  	02 142173.0	  	15-Dec-1999	  	 	  	 
	European Patent Convention	  	Published	  	0961189	  	15-Dec-1999	  	 	  	 
	Hong Kong	  	Published	  	03102593.4	  	10-Apr-2003	  	 	  	 
	Japan	  	Published	  	2000-588818	  	15-Dec-1999	  	 	  	 

  

			
	 Case Number: 81
	 	Owner: CDT
	
	 Title: Method of Forming Electrodes for Organic Light-Emitting

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	United States of America	  	Granted	  	09/868,302	  	24-Sep-2001	  	6,576,093	  	10-Jun-2003
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/04154	  	15-Dec-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7007530/2001	  	15-Dec-1999	  	 	  	 
	China	  	Published	  	99 815586.1	  	15-Dec-1999	  	 	  	 
	European Patent Convention	  	Published	  	0961191	  	15-Dec-1999	  	 	  	 
	Hong Kong	  	Published	  	02 103571.9	  	15-Dec-1999	  	 	  	 
	Japan	  	Published	  	2000-588819	  	15-Dec-1999	  	 	  	 

  

			
	 Case Number: 82
	 	Owner: CDT
		
	 Title: Organic Light-Emitting Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	China	  	Granted	  	99 815669.8	  	14-Dec-1999	  	ZL99815669.8	  	19-May-2004
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB99/04144	  	14-Dec-1999	  	 	  	 
	Korea, Republic of	  	Pending	  	7007618/2001	  	14-Dec-1999	  	 	  	 
	United States of America	  	Pending	  	09/868,262	  	03-Jan-2002	  	 	  	 
	European Patent Convention	  	Published	  	0959554	  	14-Dec-1999	  	 	  	 
	Japan	  	Published	  	2000-588817	  	14-Dec-1999	  	 	  	 

  

 36 

			
	 Case Number: 84
	 	Owner: CDT
		
	 Title: Polymers, their preparation and uses
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/00809	  	26-Feb-2001	  	 	  	 
	France	  	Pending	  	0907906	  	26-Feb-2001	  	 	  	 
	Germany, Federal Republic	  	Pending	  	0907906	  	26-Feb-2001	  	 	  	 
	Japan	  	Pending	  	2001-562601	  	26-Aug-2002	  	 	  	 
	Taiwan	  	Pending	  	90108644	  	11-Apr-2001	  	 	  	 
	United Kingdom	  	Pending	  	0907906	  	26-Feb-2001	  	 	  	 
	European Patent Convention	  	Published	  	01907906.0	  	26-Feb-2001	  	 	  	 
	United States of America	  	Published	  	10/204,919	  	26-Feb-2001	  	 	  	 

  

			
	 Case Number: 86
	 	Owner: CDT
	
	 Title: POLYMER CONTAINING SUBSTITUTED TRIPHENYLAMINE UNIT

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB02/02803	  	20-Jun-2002	  	 	  	 
	Japan	  	Pending	  	2003-507173	  	20-Jun-2002	  	 	  	 
	United States of America	  	Pending	  	10/481,439	  	20-Jun-2002	  	 	  	 
	European Patent Convention	  	Published	  	02740886.3	  	20-Jun-2002	  	 	  	 

  

			
	 Case Number: 87
	 	Owner: CDT
		
	 Title: Opto-electrical Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	United States of America	  	Granted	  	09/913,380	  	19-Dec-2001	  	6,707,248	  	16-Mar-2004
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/00478	  	14-Feb-2000	  	 	  	 
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/00476	  	14-Feb-2000	  	 	  	 
	China	  	Pending	  	00 803666.7	  	14-Feb-2000	  	 	  	 
	Hong Kong	  	Pending	  	02106682.8	  	12-Sep-2002	  	 	  	 
	Korea, Republic of	  	Pending	  	7010215/2001	  	14-Feb-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7010214/2001	  	14-Feb-2000	  	 	  	 
	United States of America	  	Pending	  	10/800,575	  	15-Mar-2004	  	 	  	 
	United States of America	  	Pending	  	09/913,381	  	29-Jan-2002	  	 	  	 
	China	  	Published	  	00 803665.9	  	14-Feb-2000	  	 	  	 
	European Patent Convention	  	Published	  	0902806	  	14-Feb-2000	  	 	  	 
	European Patent Convention	  	Published	  	0902804	  	14-Feb-2000	  	 	  	 
	Japan	  	Published	  	2000-599086	  	14-Feb-2000	  	 	  	 
	Japan	  	Published	  	2000-599087	  	14-Feb-2000	  	 	  	 

  

 37 

			
	 Case Number: 88
	 	Owner: CDT
		
	 Title: Polymers, Their Preparation and Uses
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	United States of America	  	Granted	  	09/754,744	  	04-Jan-2001	  	6,512,082	  	28-Jan-2003
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/00029	  	04-Jan-2001	  	 	  	 
	Korea, Republic of	  	Pending	  	7008756/2002	  	05-Jul-2002	  	 	  	 
	Taiwan	  	Pending	  	90101328	  	19-Jan-2001	  	 	  	 
	China	  	Published	  	01 805339.4	  	04-Jan-2001	  	 	  	 
	European Patent Convention	  	Published	  	0900173	  	04-Jan-2001	  	 	  	 
	Japan	  	Published	  	2001-550309	  	04-Jan-2001	  	 	  	 

  

			
	 Case Number: 89
	 	Owner: CDT
		
	 Title: Polymer Preparation
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Japan	  	Granted	  	2000-604091	  	03-Mar-2000	  	3310658	  	24-May-2002
	United States of America	  	Granted	  	09/518,991	  	03-Mar-2000	  	6,353,072	  	05-Mar-2002
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/00771	  	03-Mar-2000	  	 	  	 
	Canada	  	Pending	  	2362459	  	03-Mar-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7011275/2001	  	03-Mar-2000	  	 	  	 
	China	  	Published	  	00 804675.1	  	03-Mar-2000	  	 	  	 
	European Patent Convention	  	Published	  	0907788	  	03-Mar-2000	  	 	  	 
	Hong Kong	  	Published	  	02 106916.6	  	23-Sep-2002	  	 	  	 
	United States of America	  	Published	  	10/090,474	  	04-Mar-2002	  	 	  	 

  

			
	 Case Number: 91
	 	Owner: CDT
		
	 Title: Method of Producing Organic Light-Emissive Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/01991	  	01-Jun-2000	  	 	  	 
	United States of America	  	Pending	  	10/009,078	  	19-Jun-2002	  	 	  	 

  

			
	 Case Number: 93
	 	Owner: CDT-SEC
	
	 Title: Multiple Wavelength Light Emitting Device, Electronic Aparatus, and

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/02143	  	02-Jun-2000	  	 	  	 
	Japan	  	Pending	  	TBA	  	02-Jun-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7015590/2001	  	02-Jun-2000	  	 	  	 
	United States of America	  	Pending	  	09/980,100	  	08-Mar-2002	  	 	  	 
	China	  	Published	  	00 811102.2	  	02-Jun-2000	  	 	  	 
	European Patent Convention	  	Published	  	0937036	  	02-Jun-2000	  	 	  	 

  

 38 

			
	 Case Number: 96
	 	Owner: CDT
		
	 Title: Light-emitting Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/02121	  	01-Jun-2000	  	 	  	 
	Hong Kong	  	Pending	  	02 106295.7	  	01-Jun-2000	  	 	  	 
	Japan	  	Pending	  	2001-502180	  	01-Jun-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7015814/2001	  	01-Jun-2000	  	 	  	 
	United States of America	  	Pending	  	10/009,079	  	29-Apr-2002	  	 	  	 
	China	  	Published	  	00 808591.9	  	01-Jun-2000	  	 	  	 
	European Patent Convention	  	Published	  	0935383	  	01-Jun-2000	  	01-Jun-2020	  	 

  

			
	 Case Number: 101
	 	Owner: CDT
		
	 Title: Polymers, Their Preparation and Uses
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	United Kingdom	  	Granted	  	0208403.6	  	12-Oct-2000	  	2371679	  	19-May-2004
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/03911	  	12-Oct-2000	  	 	  	 
	United States of America	  	Published	  	10/122,685	  	12-Oct-2000	  	 	  	 

  

			
	 Case Number: 103
	 	Owner: CDT-SEC
	
	 Title: A Formulation for Depositing a Light-Emitting Polymer Layer

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/03349	  	30-Aug-2000	  	 	  	 
	Japan	  	Pending	  	2001-520800	  	30-Aug-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7002525/2002	  	30-Aug-2000	  	 	  	 
	China	  	Published	  	00812208.3	  	30-Aug-2000	  	 	  	 
	European Patent Convention	  	Published	  	0956699	  	30-Aug-2000	  	30-Aug-2020	  	 
	Hong Kong	  	Published	  	03100402.9	  	16-Jan-2003	  	 	  	 
	United States of America	  	Published	  	10/060,444	  	30-Aug-2000	  	30-Aug-2020	  	 

  

			
	 Case Number: 108
	 	Owner: CDT
		
	 Title: Aromatic Derivatives for Luminescent Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Japan	  	Granted	  	2001-512779	  	24-Jul-2000	  	3403188	  	28-Feb-2003
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/02850	  	24-Jul-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7001044/2002	  	24-Jan-2002	  	 	  	 
	United States of America	  	Pending	  	10/048,097	  	04-Jun-2002	  	 	  	 
	China	  	Published	  	00 810826.9	  	24-Jul-2000	  	 	  	 
	European Patent Convention	  	Published	  	00946212.8	  	24-Jul-2000	  	 	  	 

  

 39 

			
	 Case Number: 175
	 	Owner: CDT
		
	 Title: LUMINESCENT POLYMER
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/00019	  	04-Jan-2001	  	 	  	 
	Korea, Republic of	  	Pending	  	7008759/2002	  	05-Jul-2002	  	 	  	 
	Taiwan	  	Pending	  	90101326	  	19-Jan-2001	  	 	  	 
	United States of America	  	Pending	  	10/169,692	  	07-Nov-2002	  	 	  	 
	China	  	Published	  	01 805336.X	  	04-Jan-2001	  	 	  	 
	European Patent Convention	  	Published	  	01901239.2	  	04-Jan-2001	  	 	  	 
	Hong Kong	  	Published	  	03105342.1	  	24-Jul-2003	  	 	  	 
	Japan	  	Published	  	2001-550308	  	04-Jan-2001	  	 	  	 

  

			
	 Case Number: 200
	 	Owner: CDT
		
	 Title: Doping
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	European Patent Convention	  	Granted	  	00919019.0	  	05-Apr-2000	  	1166281	  	07-Jul-2004
	France	  	Granted	  	00919019.0	  	05-Apr-2000	  	1166281	  	07-Jul-2004
	Germany, Federal Republic	  	Granted	  	00919019.0	  	05-Apr-2000	  	1166281	  	07-Jul-2004
	United Kingdom	  	Granted	  	00919019.0	  	05-Apr-2000	  	1166281	  	07-Jul-2004
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/01288	  	05-Apr-2000	  	 	  	 
	Korea, Republic of	  	Pending	  	7012766/2001	  	05-Apr-2000	  	 	  	 
	United States of America	  	Pending	  	tba	  	05-Apr-2000	  	 	  	 
	United States of America	  	Pending	  	09/958,257	  	19-Feb-2002	  	 	  	 
	China	  	Published	  	00 807051.2	  	05-Apr-2000	  	 	  	 
	European Patent Convention	  	Published	  	04075962.3	  	26-Mar-2004	  	 	  	 
	Hong Kong	  	Published	  	02108243.6	  	14-Nov-2002	  	 	  	 
	Japan	  	Published	  	2000-610019	  	05-Apr-2000	  	 	  	 

  

			
	 Case Number: 205
	 	Owner: CDT
	
	 Title: Method of Producing an Organic Light-Emissive Device

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Taiwan	  	Granted	  	90116585	  	06-Jul-2001	  	176083	  	11-Aug-2003
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/03014	  	05-Jul-2001	  	 	  	 
	United Kingdom	  	Published	  	02 29433.8	  	05-Jul-2001	  	 	  	 
	United States of America	  	Published	  	10/332,061	  	05-Jul-2001	  	 	  	 

  

 40 

			
	 Case Number: 207
	 	Owner: CDT
	
	 Title: Methods of Producing an Organic Light-Emissive Device

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Taiwan	  	Granted	  	89125716	  	06-Apr-2001	  	166113	  	17-Mar-2003
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB00/04441	  	22-Nov-2000	  	 	  	 
	United States of America	  	Pending	  	10/130,772	  	13-Aug-2002	  	 	  	 
	China	  	Published	  	00 816204.2	  	24-May-2002	  	 	  	 
	European Patent Convention	  	Published	  	0977683	  	22-Nov-2000	  	 	  	 
	Hong Kong	  	Published	  	03105690.9	  	08-Aug-2003	  	 	  	 

  

			
	 Case Number: 208
	 	Owner: CDT
		
	 Title: Luminescent Polymer
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/00825	  	26-Feb-2001	  	 	  	 
	Taiwan	  	Pending	  	90115399	  	26-Jun-2001	  	 	  	 
	United States of America	  	Pending	  	10/204,993	  	02-Dec-2002	  	 	  	 
	European Patent Convention	  	Published	  	0907911	  	26-Feb-2001	  	 	  	 
	Japan	  	Published	  	2001-562644	  	26-Aug-2002	  	 	  	 

  

			
	 Case Number: 211
	 	Owner: CDT
		
	 Title: Backlight
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Taiwan	  	Granted	  	90111973	  	18-May-2001	  	NI-160704	  	11-Aug-2002
	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/01990	  	08-May-2001	  	 	  	 
	United States of America	  	Published	  	10/276,164	  	08-May-2001	  	 	  	 

  

			
	 Case Number: 213
	 	Owner: CDT
		
	 Title: COPOLYMER
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB01/01037	  	09-Mar-2001	  	 	  	 
	Taiwan	  	Pending	  	90108429	  	09-Apr-2001	  	 	  	 
	European Patent Convention	  	Published	  	0910036	  	09-Mar-2001	  	 	  	 
	Japan	  	Published	  	2001-565781	  	10-Sep-2002	  	 	  	 
	United States of America	  	Published	  	10/221,060	  	09-Mar-2001	  	 	  	 

  

 41 

			
	 Case Number: 218
	 	Owner: CDT
		
	 Title: Light Emitting Diodes
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/02732	  	21-Jun-2001	  	 	  	 
	 Korea, Republic of
	  	Pending	  	2002-7017485	  	21-Dec-2002	  	 	  	 
	 Taiwan
	  	Pending	  	90115287	  	22-Jun-2001	  	 	  	 
	 China
	  	Published	  	01811604.3	  	21-Jun-2001	  	 	  	 
	 European Patent Convention
	  	Published	  	0943610	  	21-Jun-2001	  	 	  	 
	 Japan
	  	Published	  	2002-503946	  	24-Dec-2002	  	 	  	 
	 United States of America
	  	Published	  	10/276,108	  	18-Jun-2003	  	 	  	 

  

			
	 Case Number: 221
	 	Owner: CDT
		
	 Title: Polymer and uses thereof
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	90123613	  	03-Oct-2001	  	185811	  	14-Jan-2004
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/04281	  	25-Sep-2001	  	 	  	 
	 European Patent Convention
	  	Published	  	0967566	  	25-Sep-2001	  	 	  	 
	 Japan
	  	Published	  	2002-531237	  	26-Mar-2003	  	 	  	 
	 United States of America
	  	Published	  	10/381,544	  	25-Sep-2001	  	 	  	 

  

			
	 Case Number: 223
	 	Owner: CDT
		
	 Title: Optoelectronic Devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	90104252	  	23-Feb-2001	  	175690	  	07-Aug-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/00496	  	07-Feb-2001	  	 	  	 
	 European Patent Convention
	  	Published	  	0904103	  	07-Feb-2001	  	 	  	 
	 Japan
	  	Published	  	2001-559074	  	06-Aug-2002	  	 	  	 
	 United States of America
	  	Published	  	10/203,683	  	07-Feb-2001	  	 	  	 

  

			
	 Case Number: 226
	 	Owner: CDT
	
	 Title: LIGHT-EMISSIVE POLYMER BLENDS AND LIGHT EMISSIVE DEVICES MADE

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/04381	  	02-Oct-2001	  	 	  	 
	 European Patent Convention
	  	Published	  	01972272.7	  	02-Oct-2001	  	 	  	 
	 United States of America
	  	Published	  	10/398,142	  	02-Oct-2001	  	 	  	 

  

 42 

			
	 Case Number: 236
	 	Owner: CDT-SEC
	
	 Title: Multiple-Wavelength Light Emitting Device and Electronic

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Granted	  	99 19826.9	  	20-Aug-1999	  	2353400	  	14-Jan-2004
	 United States of America
	  	Granted	  	09/807,754	  	14-Aug-2000	  	6,639,250	  	28-Oct-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB00/03121	  	14-Aug-2000	  	 	  	 
	 Korea, Republic of
	  	Pending	  	7004961/2001	  	14-Aug-2000	  	 	  	 
	 European Patent Convention
	  	Published	  	00953304.3	  	14-Aug-2000	  	 	  	 

  

			
	 Case Number: 237
	 	Owner: CDT
	
	 Title: Formulation and Method for Depositing a Material on a Substrate

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/00845	  	27-Feb-2002	  	 	  	 
	 China
	  	Pending	  	02805595.0	  	27-Feb-2002	  	 	  	 
	 Hong Kong
	  	Pending	  	04103743.0	  	25-May-2004	  	 	  	 
	 Japan
	  	Pending	  	2002-568175	  	27-Feb-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/469,443	  	05-Jan-2004	  	 	  	 
	 European Patent Convention
	  	Published	  	02702497.5	  	27-Feb-2002	  	 	  	 

  

			
	 Case Number: 240
	 	Owner: CDT
		
	 Title: Polymers, their preparation and uses
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/02179	  	10-May-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/02167	  	10-May-2002	  	 	  	 
	 China
	  	Pending	  	02811266.0	  	10-May-2002	  	 	  	 
	 Japan
	  	Pending	  	2002-589592	  	09-Jan-2004	  	 	  	 
	 Japan
	  	Pending	  	2002-589593	  	10-May-2002	  	 	  	 
	 Korea, Republic of
	  	Pending	  	20037014648	  	10-May-2002	  	 	  	 
	 Taiwan
	  	Pending	  	91109838	  	10-May-2002	  	 	  	 
	 Taiwan
	  	Pending	  	91109837	  	10-May-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/477,337	  	10-May-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/477,037	  	10-May-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02722513.5	  	10-May-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02722520.0	  	10-May-2002	  	 	  	 
	 France
	  	Published	  	02722520.0	  	10-May-2002	  	 	  	 
	 Germany, Federal Republic
	  	Published	  	02722520.0	  	10-May-2002	  	 	  	 
	 United Kingdom
	  	Published	  	02722520.0	  	10-May-2002	  	 	  	 

  

 43 

			
	 Case Number: 241
	 	Owner: CDT
		
	 Title: POLYMER, ITS PREPARATION AND USES
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/01585	  	10-Apr-2002	  	 	  	 
	 Japan
	  	Pending	  	2002582109	  	10-Apr-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/475,027	  	12-Mar-2004	  	 	  	 
	 European Patent Convention
	  	Published	  	02708540.6	  	10-Apr-2002	  	 	  	 

  

			
	 Case Number: 242
	 	Owner: CDT
		
	 Title: Polymer
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/00749	  	20-Feb-2002	  	 	  	 
	 Japan
	  	Pending	  	2002-566250	  	20-Feb-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02700454	  	20-Feb-2002	  	 	  	 
	 United States of America
	  	Published	  	10/468,719	  	20-Feb-2002	  	 	  	 

  

			
	 Case Number: 247
	 	Owner: CDT
	
	 Title: TWISTED POLYMERS, USES THEREOF AND PROCESSES FOR THE

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/04303	  	26-Sep-2001	  	 	  	 
	 European Patent Convention
	  	Published	  	01969996.6	  	26-Sep-2001	  	 	  	 
	 Japan
	  	Published	  	2002-531235	  	26-Sep-2001	  	 	  	 
	 United States of America
	  	Published	  	10/381,583	  	23-Jun-2003	  	 	  	 

  

			
	 Case Number: 262
	 	Owner: CDT
	
	 Title: A Formulation for Depositing a Conjugated Polymer Layer

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	90104585	  	27-Feb-2001	  	176271	  	14-Aug-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/00852	  	28-Feb-2001	  	 	  	 
	 European Patent Convention
	  	Published	  	01907930.0	  	28-Feb-2001	  	 	  	 
	 France
	  	Published	  	0907930	  	28-Feb-2001	  	 	  	 
	 Germany, Federal Republic
	  	Published	  	0907930	  	28-Feb-2001	  	 	  	 
	 Japan
	  	Published	  	2002-524016	  	28-Feb-2003	  	 	  	 
	 Netherlands
	  	Published	  	0907930	  	28-Feb-2001	  	 	  	 
	 United Kingdom
	  	Published	  	0907930	  	28-Feb-2001	  	 	  	 
	 United States of America
	  	Published	  	10/362,431	  	28-Feb-2001	  	 	  	 

  

			
	 Case Number: 271
	 	Owner: CDT
	
	 Title: Multi-step organic light emissive devices (Thick Film EL Device)

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/03459	  	29-Jul-2002	  	 	  	 
	 United States of America
	  	Pending	  	tba	  	29-Jan-2004	  	 	  	 

  

 44 

			
	Case Number: 273	 	Owner: CDT
		
	 Title: Electrical Connection of Optoelectronic devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Pending	  	GB2003/005571	  	18-Dec-2003	  	 	  	 

  

			
	Case Number: 277	 	Owner: CDT
	
	 Title: MONOMER FOR USE IN PREPARATION OF A POLYMER TO BE USED IN

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Hong Kong
	  	Pending	  	04103955.3	  	23-Jan-2002	  	 	  	 
	 Japan
	  	Pending	  	2002-559423	  	24-Jul-2003	  	 	  	 
	 United States of America
	  	Pending	  	10/470,049	  	10-Nov-2003	  	 	  	 
	 China
	  	Published	  	02804060.0	  	23-Jan-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02710106.2	  	23-Jan-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	PCTGB02/00294	  	23-Jan-2002	  	 	  	 

  

			
	Case Number: 279	 	Owner: CDT
		
	 Title: NaF/Al cathode
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/03394	  	24-Jul-2002	  	 	  	 
	 China
	  	Pending	  	02816169.6	  	24-Jul-2002	  	 	  	 
	 Japan
	  	Pending	  	2003-517962	  	24-Jul-2002	  	 	  	 
	 Korea, Republic of
	  	Pending	  	2004-7000930	  	24-Jul-2002	  	 	  	 
	 Taiwan
	  	Pending	  	091116741	  	26-Jul-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/484,763	  	24-Jul-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02747593.8	  	24-Jul-2002	  	 	  	 

  

			
	Case Number: 288	 	Owner: CDT-SEC
	
	 Title: Multiple Wavelength Light Emitting Device, Electronic Apparatus, and

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Taiwan
	  	Granted	  	89105849	  	29-Mar-2000	  	167092	  	02-Apr-2003
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTJP00/01962	  	29-Mar-2000	  	 	  	 
	 China
	  	Pending	  	00 800987.2	  	29-Mar-2000	  	 	  	 
	 Japan
	  	Pending	  	2000-608851	  	29-Mar-2000	  	 	  	 
	 Korea, Republic of
	  	Pending	  	10-2000-7013448	  	29-Mar-2000	  	 	  	 
	 United States of America
	  	Pending	  	09/701,468	  	29-Nov-2000	  	 	  	 
	 European Patent Convention
	  	Published	  	0912924	  	29-Mar-2000	  	 	  	 

  

 45 

			
	Case Number: 289	 	Owner: CDT
	
	 Title: OPTOELECTRONIC DISPLAYS (Photoluminescence quenching display)

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/03935	  	29-Aug-2002	  	 	  	 
	 China
	  	Pending	  	tba	  	29-Aug-2002	  	 	  	 
	 Japan
	  	Pending	  	2003-525365	  	29-Aug-2002	  	 	  	 
	 Korea, Republic of
	  	Pending	  	2004-7003091	  	29-Aug-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/488,419	  	29-Aug-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02762550.8	  	29-Aug-2002	  	 	  	 

  

			
	Case Number: 290	 	Owner: CDT
		
	 Title: (Monomers and Polymers)
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Japan
	  	Pending	  	2003-538226	  	18-Oct-2002	  	 	  	 
	 United States of America
	  	Pending	  	TBA	  	18-Oct-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02772531.6	  	18-Oct-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	PCTGB02/04723	  	18-Oct-2002	  	 	  	 

  

			
	Case Number: 291	 	Owner: CDT
		
	 Title: Method of polymerisation
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/04743	  	21-Oct-2002	  	 	  	 
	 Japan
	  	Pending	  	2003 538300	  	21-Oct-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/493,643	  	21-Oct-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02777441.3	  	21-Oct-2002	  	 	  	 

  

			
	Case Number: 292	 	Owner: CDT
		
	 Title: POLYMER PREPARATION (Polymerisation)
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Japan
	  	Pending	  	2003 538225	  	22-Oct-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/493,650	  	22-Oct-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02770088.9	  	22-Oct-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	PCTGB02/04752	  	22-Oct-2002	  	 	  	 

  

 46 

			
	Case Number: 293	 	Owner: CDT
		
	 Title: ELECTROLUMINESCENT DEVICE
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/03882	  	23-Aug-2002	  	 	  	 
	 China
	  	Pending	  	02818372.X	  	23-Aug-2002	  	 	  	 
	 Japan
	  	Pending	  	20032-523037	  	23-Aug-2002	  	 	  	 
	 Korea, Republic of
	  	Pending	  	2004 7002763	  	23-Aug-2002	  	 	  	 
	 Taiwan
	  	Pending	  	091119146	  	23-Aug-2002	  	 	  	 
	 United States of America
	  	Pending	  	10/488,073	  	23-Aug-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02753152.4	  	23-Aug-2002	  	 	  	 

  

			
	Case Number: 294	 	Owner: CDT
		
	 Title: Driver scheme
	 	 

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	PCTGB03/01712	  	22-Apr-2003	  	 	  	 

  

			
	Case Number: 296	 	Owner: CDT
	
	 Title: METHOD OF PREPARING PHOTORESPONSIVE DEVICES, AND DEVICES

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United States of America
	  	Granted	  	09/974,018	  	10-Oct-2001	  	6,670,213	  	30-Dec-2003
	 United States of America
	  	Pending	  	10/740,199	  	18-Dec-2003	  	 	  	 

  

			
	Case Number: 299	 	Owner: CDT
	
	 Title: METHOD FOR PREPARING LIGHT EMITTING DEVICES

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	PCTGB03/00742	  	20-Feb-2003	  	 	  	 

  

			
	Case Number: 300	 	Owner: CDT
		
	 Title: SUCTION DEVICE
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	PCTGB20302249	  	22-May-2003	  	 	  	 

  

			
	Case Number: 301	 	Owner: CDT
		
	 Title: Improving contrast
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	PCTGB03/01784	  	28-Apr-2003	  	 	  	 

  

 47 

			
	Case Number: 305	 	Owner: CDT
		
	 Title: DISPLAY DRIVERS (Pixel circuit)
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/04773	  	23-Oct-2002	  	 	  	 
	 China
	  	Pending	  	02821879.5	  	23-Oct-2002	  	 	  	 
	 Japan
	  	Pending	  	2003-540963	  	23-Oct-2002	  	 	  	 
	 Korea, Republic of
	  	Pending	  	10-2004-7006289	  	23-Oct-2002	  	 	  	 
	 United States of America
	  	Pending	  	TBA	  	23-Oct-2002	  	 	  	 
	 European Patent Convention
	  	Published	  	02770091.3	  	23-Oct-2002	  	 	  	 

  

			
	Case Number: 313	 	Owner: CDT
	
	 Title: PELLET FEEDER (Method of supplying material for vapour deposition)

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Pending	  	02 16992.8	  	22-Jul-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	GB2003/02925	  	08-Jul-2003	  	 	  	 

  

			
	Case Number: 315	 	Owner: CDT
	
	 Title: Method of preparation of organic optoelectronic and electronic devices

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	PCTGB03/01214	  	21-Mar-2003	  	 	  	 

  

			
	Case Number: 317	 	Owner: CDT
		
	 Title: Pixel circuit
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB02/04781	  	23-Oct-2002	  	 	  	 
	 China
	  	Pending	  	02821880.9	  	23-Oct-2002	  	 	  	 
	 European Patent Convention
	  	Pending	  	02802331.5	  	23-Oct-2002	  	 	  	 
	 Japan
	  	Pending	  	2003-540971	  	23-Oct-2002	  	 	  	 
	 Korea, Republic of
	  	Pending	  	5-1998-700291-5	  	23-Oct-2002	  	 	  	 
	 United States of America
	  	Pending	  	TBA	  	23-Oct-2002	  	 	  	 

  

			
	Case Number: 318	 	Owner: CDT
		
	 Title: OLED driving
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/002529	  	11-Jun-2003	  	 	  	 
	 United Kingdom
	  	Published	  	02 13986.3	  	18-Jun-2002	  	 	  	 

  

			
	Case Number: 320	 	Owner: CDT
	
	 Title: COMBINED INFORMATION DISPLAY AND INFORMATION INPUT DEVICE

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/002734	  	26-Jun-2003	  	 	  	 

  

 48 

			
	Case Number: 321	 	Owner: CDT
		
	 Title: DISPLAY DEVICES (Short Title: Pixel patterning)
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/001720	  	23-Apr-2003	  	 	  	 

  

			
	Case Number: 322	 	Owner: CDT-General Electric
		
	 Title: OPTICAL DEVICE
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/003960	  	3-Sep-03	  	 	  	 

  

			
	Case Number: 325	 	Owner: CDT
		
	 Title: Column drivers
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	PCTGB03/01100	  	14-Mar-2003	  	 	  	 
	 United Kingdom
	  	Published	  	02 06062.2	  	14-Mar-2002	  	 	  	 

  

			
	Case Number: 334	 	Owner: CDT
		
	 Title: Patterning Method
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/002917	  	07-Jul-2003	  	 	  	 

  

			
	Case Number: 346	 	Owner: CDT
		
	 Title: Thermal treatment of devices
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/004406	  	10-Oct-2003	  	 	  	 

  

			
	Case Number: 347	 	Owner: CDT
	
	 Title: DEPOSITION APPARATUS AND METHODS (Inkjet head movement)

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Pending	  	02 24109.9	  	16-Oct-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	GB2003/004482	  	14-Oct-2003	  	 	  	 

  

			
	Case Number: 348	 	Owner: CDT
		
	 Title: Drop volume measurement
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Pending	  	02 27778.8	  	28-Nov-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	PCT/GB2003/005033	  	19-Nov-2003	  	 	  	 

  

			
	Case Number: 354	 	Owner: CDT
		
	 Title: Column circuitry for passive matrix drive
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/002550	  	12-Jun-2003	  	 	  	 
	 United Kingdom
	  	Published	  	02 13989.7	  	18-Jun-2002	  	 	  	 

  

 49 

			
	 Case Number: 359
	 	Owner: CDT
	
	 Title: ORGANIC OPTOELECTRONIC DEVICE ENCAPSULATION PACKAGE (Improving

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/003615	  	15-Aug-2003	  	 	  	 

  

			
	 Case Number: 361
	 	Owner: CDT
	
	 Title: INTERCONNECTABLE BUILDING BLOCKS (Polymer electronics device for

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Published	  	GB2003/003602	  	15-Aug-2003	  	 	  	 

  

			
	 Case Number: 364
	 	Owner: CDT
	
	 Title: COLOUR SOURCE AND METHOD FOR ITS FABRICATION

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 European Patent Convention
	  	Granted	  	95/919727.8	  	16-May-1995	  	0760843	  	22-Aug-2001
	 France
	  	Granted	  	95919727.8	  	16-May-1995	  	95919727.8	  	22-Aug-2001
	 Germany, Federal Republic
	  	Granted	  	95919727.8	  	16-May-1995	  	69522324e103322	  	16-May-2015
	 Netherlands
	  	Granted	  	95919727.8	  	16-May-1995	  	0760843	  	22-Aug-2001
	 Sweden
	  	Granted	  	9401688	  	17-May-1994	  	0506019	  	03-Nov-1997
	 United Kingdom
	  	Granted	  	95 919727.8	  	16-May-1995	  	0760843	  	22-Aug-2001
	 United States of America
	  	Granted	  	08/737,572	  	17-Apr-1997	  	6,117,567	  	12-Sep-2000
	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTSE95/00549	  	16-May-1995	  	 	  	 
	 Japan
	  	Pending	  	10-500441	  	16-May-1995	  	 	  	 

  

			
	 Case Number: 370
	 	Owner: CDT
		
	 Title: POLYMER (High Electron Affinity Fluorenes)
	 	 

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Pending	  	02 25869.7	  	06-Nov-2002	  	 	  	 
	 Patent Cooperation Treaty
	  	Published	  	GB2003/004753	  	04-Nov-2003	  	 	  	 

  

			
	 Case Number: 407
	 	Owner: CDT Oxford
	
	 Title: PATTERNED ORGANIC LIGHT EMITTING DEVICE

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 Patent Cooperation Treaty
	  	Nat. Filed	  	PCTGB01/03190	  	12-Jul-01	  	 	  	 
	 United Kingdom
	  	Published	  	03 00871.1	  	12-Jul-01	  	 	  	 

  

			
	 Case Number: 408
	 	Owner: CDT Oxford
	
	 Title: IMPROVEMENTS IN OR RELATING TO DATA DISPLAYS

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	 United Kingdom
	  	Published	  	01 08062.1	  	30-Mar-01	  	 	  	 

  

 50 

			
	 Case Number: 409
	 	Owner: CDT Oxford
	
	 Title: A METHOD OF PROVIDING A LAYER INCLUDING A METAL OR SILICON OR

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB02/02181	  	13-May-02	  	 	  	 
	Japan	  	Pending	  	2002-590431	  	13-May-02	  	 	  	 
	United States of America	  	Pending	  	10/477,336	  	13-May-02	  	 	  	 
	European Patent Convention	  	Published	  	2722521.8	  	13-May-02	  	 	  	 

  

			
	 Case Number: 410
	 	Owner: CDT Oxford
	
	 Title: TERTIARY DIAMINES CONTAINING HETEROCYCLIC GROUPS AND THEIR USE

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCTGB02/03115	  	4-Jul-02	  	 	  	 
	Japan	  	Pending	  	2003-514065	  	4-Jul-02	  	 	  	 
	United States of America	  	Pending	  	10/483,802	  	4-Jul-02	  	 	  	 
	European Patent Convention	  	Published	  	2743418.2	  	4-Jul-02	  	 	  	 

  

			
	 Case Number: 411
	 	Owner: CDT Oxford
	
	 Title: LIGHT EMITTING DEVICE AND COMPOUNDS FOR USE THEREIN

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Nat. Filed	  	PCT/GB2002/005176	  	15-Nov-02	  	 	  	 
	European Patent Convention	  	Pending	  	2777550.1	  	15-Nov-02	  	 	  	 
	Japan	  	Pending	  	 	  	16-Nov-02	  	 	  	 
	United States of America	  	Pending	  	TBA	  	15-Nov-02	  	 	  	 

  

			
	 Case Number: 413
	 	Owner: CDT Oxford
	
	 Title: PHOSPHORESCENT COMPOSITIONS AND ORGANIC LIGHT EMITTING DEVICES

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Published	  	PCTGB03/00857	  	3-Mar-03	  	 	  	 

  

			
	 Case Number: 414
	 	Owner: CDT Oxford
	
	 Title: POLYMERISABLE COMPOSITIONS AND ORGANIC LIGHT-EMITTING DEVICES

  

											
	 Country

	  	Status

	  	Application Number

	  	Application Date

	  	Patent Number

	  	Issue Date

	Patent Cooperation Treaty	  	Published	  	PCTGB03/00899	  	3-Mar-03	  	 	  	 

  

 51 

 Schedule B To Security Agreement 
  
 LICENSES 
  
 Copyrights 
  
 None. 
  
 Trademarks 
  
 None. 
  
 Patents 
  
 Licenses 
  
 License, dated November 17, 1995, between Philips Electronics UK Limited and Cambridge Display Technology Limited  
  
 License Agreement, dated August 1, 1996, between Cambridge Display Technology, Ltd. and
Philips Electronics N.V. 
  
 Cross License Agreement, dated November 25, 1999,
between Cambridge Display Technology Limited and Seiko Epson Corporation 
  
 Patent Licence for Displays and Display Illumination dated 20 May 2003 between Cambridge Display Technology Limited and Dai Nippon Printing Co., Ltd 
  
 Patent Licence for Displays and Display Illumination dated 26 August 2003 between Innoled Private Limited and CDT Licensing Limited 
  
 Patent Licence for Microdisplays dated 28 March 2002 between Cambridge Display Technology
Limited and MicroEmissive Displays Limited 
  
 Patent Licence dated 31 December
1996 between Cambridge Display Technology Limited and Delta Electronics Inc (novated from Innovative Display Technologies on 28 August 1998) 
  
 Patent Licence and Know-How Agreement dated 21 December 2001 between ST Microelectronics NV and Cambridge Display Technology Limited 
  
 Patent License, dated April 27, 2001, between Cambridge Display Technology Limited and OSRAM
Opto Semiconductors Gmbh & Co. OHG 
  
 License Agreement, dated August 13,
2001, between Cambridge Display Technology Limited and Sumitomo Chemical Co., Ltd. 
  
 Option Agreement, dated December 1, 2003, between Cambridge Display Technology Limited, CDT Oxford Ltd. and Sumitomo Chemical Co., Ltd. 
  

 52 

 Patent License of Displays and Display Illumination, dated October 16, 2001, between Cambridge Display Technology
Limited, E.I. DuPont De Nemours and Company and Uniax Corporation 
  
 Patent and
Know-How License, dated December 14, 2001, between Cambridge Display Technology Limited and Covion Organic Semiconductors GmbH 
  
 Materials Intellectual Property Agreement dated 13 November 2001 between Cambridge Display Technology Limited and Dow Chemical Company 
  
 Patent Licence dated 24 January 2000 between HC Starck and Cambridge Display Technology
Limited 
  
 The New LEP Technology Agreement, dated January 1, 2001, between
Cambridge Display Technology Limited and the University of Cambridge 
  
 Licence
of Technology dated 21 January 2002 between Isis Innovation Limited, University of Oxford, University of St Andrews and Opsys Limited. 
  
 Side Letter, dated October 23, 2002, between Cambridge Display Technology Limited and Opsys Limited wherein Opsys granted certain rights under the Opsys IP to Cambridge
Display Technology 
  
 Patent Technology License, dated October 25, 2002, between
Opsys UK Limited and Opsys US Corporation 
  
 License Agreement, dated October 25,
2002, between Cambridge Display Technology Limited and Opsys US Corporation 
  
 Patent Licence dated 21 June 2004 between CDT Oxford Limited and Arborescent 2 Limited (a subsidiary of Opsys Limited and Cambridge Display Technology Limited) entered into pursuant to the Transaction documentation entered into for the
purchase of shares in CDT Oxford Limited (formerly known as Opsys UK Limited) on 23 October 2002. 
  
 License Agreement, dated October 25, 2002, between Cambridge Display Technology Limited and Opsys Limited 
  

 53 

 Schedule C To Security Agreement 
  
 PENDING LITIGATION 
  
 Cambridge Display Technology Limited (“CDT”) initiated an action in the High Court of Justice against E.I. DuPont de Nemours and Company for payment of a
minimum royalty under a Patent Licence for Displays and Display Illumination dated 16 October 2001. The Court found in favour of E.I DuPont de Nemours and Company and CDT has subsequently lodged an appeal against the judgement with the Court of
Appeal. 
  

 54 

 Schedule D To Security Agreement 
  
 UCC Filing Jurisdictions 
  
 District of Columbia 
  
 Other Filings 
  
 1. U.S. Copyright Office 
  
 A. Grantor has executed in blank and delivered to the Secured Party an assignment of Copyright Licenses and Copyrights set forth in Schedules A and B
hereto. The assignment is in the form of Schedule E hereto. Grantor hereby authorizes the Secured Party to complete and record with the U.S. Copyright Office each assignment upon the occurrence of an Event of Default that is continuing at the time
of filing. 
  
 B. Grantor hereby authorizes the Secured Party to
file a copy of this Security Agreement with the U.S. Copyright Office for each Copyright License and Copyright set forth in Schedules A and B hereto. 
  
 2. U.S. Patent and Trademark Office 
  
 A. Patents. Grantor has executed conditional assignments (in the form of Schedule E hereto) for each Patent License and Patent set forth in
Schedule A and B hereto. Grantor hereby authorizes the Secured Party to file the conditional assignments with the U.S. Patent and Trademark Office (or the appropriate foreign patent office). 
  
 B. Trademarks 
  
 1. Grantor has executed in blank and delivered to the Secured Party an
assignment of Trademark Licenses and Trademarks set forth in Schedules A and B hereto. The assignment is in the form of Schedule E hereto. Grantor hereby authorizes the Secured Party to complete and record with the U.S. Patent and Trademark (or the
appropriate foreign or state office) each assignment upon the occurrence of an Event of Default that is continuing at the time of filing. 
  
 2. Grantor hereby authorizes the Secured Party to file a copy of this Security Agreement with the U.S. Patent and Trademark Office for each Trademark
License and Trademark now or hereafter set forth in Schedules A and B hereto. 
  
 3. Foreign Filings 
  
 Grantor shall promptly and
duly execute, deliver and/or file any and all documents and instruments with any foreign recording office with respect to the Collateral and take such further action as Secured Party may reasonably deem necessary or desirable to perfect its security
interest in the Collateral in any foreign jurisdiction, including, without limitation, any foreign patent, trademark and/or copyright office. 
  

 55 

 Schedule E To Security Agreement 
  
 Form Assignment Documents 
  
 1. FORM OF COPYRIGHT ASSIGNMENT 
  
 COPYRIGHT ASSIGNMENT 
  
 This Assignment Agreement (this “Assignment”) is made this          day of
            , 200    , by and between [NAME], a [TYPE OF ENTITY] (“Assignor”) and [NAME], a [TYPE OF ENTITY] (“Assignee”) for good and
valuable consideration, the sufficiency and receipt of which is hereby acknowledged. 
  
 Assignor hereby assigns, grants and delivers (and hereby further agrees to assign, grant and deliver) exclusively unto Assignee all rights, titles and interests of every kind and nature whatsoever in and to the
[DESCRIBE COPYRIGHTED MATERIAL], Copyright Registration Nos.                     , copies of which are attached hereto as Annex 1 and
incorporated herein by reference, and all copies, versions, and derivatives thereof, (collectively, the “Works”), including all copyrights therein and thereto, all licenses to or for the Works, all renewals thereof, and all copyright
registrations therefor. The rights assigned include, but are not limited to, all rights to secure copyright registration, renewals and extensions for those copyrights in the United States and every other country of the world, as well as all rights
of publication, right to license, rights to create derivative works and all other rights which are incident to copyright ownership, together with all claims for damages and other remedies by reason of past infringement of any of the foregoing
intellectual property rights, with the right to sue for, and collect, the same for Assignee’s own use and benefit. Assignor hereby waives and transfers to Assignee any and all moral rights that Assignor may have under the law of any
jurisdiction to the maximum extent permissible under law, and acknowledges that Assignee shall have the right to add to, subtract from, rearrange, edit and/or change the Works. 
  
 Assignor further agrees to execute and deliver to Assignee, its successors and assigns, such other and further instruments
and documents as Assignee reasonably may request for the purpose of establishing, evidencing and enforcing or defending its complete, exclusive, perpetual and worldwide ownership of all rights, titles and interests of every kind and nature
whatsoever, including all copyrights, in and to any Work, and Assignor hereby constitutes and appoints Assignee as its agent and attorney-in-fact, with full power of substitution, to execute and deliver such documents or instruments as Assignor may
fail or refuse to execute and deliver, this power and agency being coupled with an interest and being irrevocable. 
  
 Should there be any conflict between any provision of this Assignment and any present or future law (statutory or common law), contrary to which the
parties have no legal or enforceable right to contract, the latter shall prevail, but in such event the provision of this Assignment affected shall be curtailed and limited only to the extent necessary to bring it within legal and enforceable
requirements, and the other provisions of this Assignment shall not be affected but shall remain in full force and effect. 
  

 56 

 Agreed to and accepted this          day of
                     2003. 
  

							
	[ASSIGNOR]:	    	[ASSIGNEE]:
				
	 By:
	 	  

	    	 By:
	 	  

	 Name:
	 	 	    	 Name:
	 	 
	 Title:
	 	 	    	 Title:
	 	 

  
 Annex 1

  
 [PHOTO OR COPY OF THE WORK PLUS REGISTRATION INFO] 
  

 57 

 2. FORM OF CONDITIONAL ASSIGNMENT OF PATENTS 
  
 CONDITIONAL ASSIGNMENT OF PATENTS 
  
 THIS CONDITIONAL ASSIGNMENT is made this          day of
            , 200    , by and between IPIFS GUARANTEE CORP., a Delaware corporation having its principal offices at 2221 Edge Lake Drive, Suite 100,
Charlotte, North Carolina 28217 (“Assignee”), and                     , a
                     corporation having its principal offices at
                         (“Assignor”). 
  
 W I T N E S S E T H : 
  
 WHEREAS, Assignor is the sole owner of all right, title and interest in and to or the licensee of the patents, patent applications and inventions
identified on attached Annex 1, which is incorporated by reference, and all corresponding patents and patent applications in all jurisdictions worldwide, and divisions, continuations, continuations-in-part, reissues, reexaminations, renewals or
extensions thereof, any patent issuing thereon, and all licenses to or for such patents (collectively, the “Patents”); 
  
 WHEREAS, simultaneously with the execution of this Conditional Assignment Assignor received a loan from
                     (“Lender”) pursuant to a Credit Agreement between the Assignor and the Lender effective the
         day of              200     (the “Loan”); 
  
 WHEREAS, the Loan is conditioned on, inter alia, Assignee guaranteeing
the repayment of the Loan; 
  
 WHEREAS, as a material inducement
to Assignee guaranteeing the Loan, Grantor has simultaneously executed a Reimbursement Agreement dated                     , by and between
the Assignor and Assignee (the “Reimbursement Agreement”) and a Security Agreement dated                     , by and between the
Assignor and Assignee (the “Security Agreement”) granting a lien in and a conditional assignment of the Patents; 
  
 WHEREAS, pursuant to the Reimbursement Agreement, the Security Agreement and 37 C.F.R. § 3.56, Assignor desires to assign to Assignee, upon an Event
of Default (as defined in the Reimbursement Agreement) the entire right, title and interest in and to the Patents and Assignee wishes to obtain, upon an Event of Default, the entire right, title and interest in and to the Patents; 
  
 NOW, THEREFORE, for good and valuable consideration, receipt and sufficiency
of which is hereby acknowledged, the parties hereto agree as follows: 
  
 1. Assignor, pursuant to 37 C.F.R. §3.56, conditionally assigns all right, title and interest in and to the Patents, including all rights to sue and recover for the past infringement thereof, and any and all causes of action related
thereto, to Assignee, provided that such assignment is conditioned upon the occurrence of an Event of Default. Upon the occurrence of an Event of Default, all right, title and interest in and to the Patents along with any and all rights of
enforcement with respect to the Patents, including all rights to sue and recover for the past infringement thereof, and any and all causes of action related thereto shall be, and are hereby, immediately and irrevocably assigned, transferred, set
over and conveyed to Assignee. 
  

 58 

 2. Assignor also agrees at any time to execute and to deliver upon request of Assignee such additional
documents as the Assignee may deem necessary or desirable to secure patent protection throughout the world, and otherwise to do whatever necessary to give the full effect to and perfect the rights of the Assignee under this Assignment, including the
execution, delivery and procurement of such other documents evidencing this Assignment as the Assignee may deem necessary or desirable. 
  
 3. The parties acknowledge and agree that this assignment is conditional upon the occurrence of an Event of Default and that presently, and until the
occurrence of an Event of Default, there has been no assignment of the Patents. Therefore, until an Event of Default has occurred, the Assignor enjoys all of the substantive rights of patent ownership, including, without limitation, the right to sue
for infringement, the right to prosecute any pending related applications and the duty to pay all maintenance fees for the Patents 
  
 4. In the event Assignee was, is or becomes a party to or other participant in, or is threatened to be made a party to or other participant in, a
threatened, pending or completed action, claim, suit or proceeding by reason of (or arising or allegedly arising in any manner out of or relating to in whole or in part) this Conditional Assignment, the Reimbursement Agreement and/or the Security
Agreement, Assignor to the fullest extent permitted by applicable law shall indemnify and hold harmless the Assignee from and against any and all losses, damages, judgments, awards, fines, penalties, amounts paid or payable in settlement,
deficiencies and expenses (including, without limitation, all reasonable attorney’s fees, costs, witness fees and expenses, interest, assessments, and other charges) suffered, incurred or sustained by the Assignee or to which the Assignee
becomes subject, resulting from, arising out of or relating to such action, claim, suit or proceeding (it being understood that any such losses, damages, judgments, awards, fines, penalties, amounts, deficiencies and expenses shall be paid or
reimbursed (as applicable) by Assignor as soon as practicable but in any event no later than 15 days after written request is made to Assignor accompanied by supporting documentation). The Assignee shall give Assignor written notice of any action,
claim, suit or proceeding (accompanied by such reasonable supporting documentation as may be in the Assignee’s possession) as soon as practicable after the Assignee becomes aware thereof; provided that the failure of the Assignee to give such
notice shall not relieve Assignor of its indemnification obligations under this Conditional Assignment. 
  
 5. Upon the occurrence of an Event of Default all of the foregoing Patents shall be held and enjoyed by Assignee for its own use and for the use of its
successors, assigns or other legal representatives, as fully and entirely as the same would have been held and enjoyed by Assignor if this conditional transfer to Assignee had not been made. This Assignment is not intended to limit Assignor’s
obligation pursuant to §§ 2, 4.3, 5.5 and 5.6 of the Security Agreement to assign patents and patent applications that have not been included in Schedule 1. 
  

 59 

 IN WITNESS WHEREOF, Assignor has caused this instrument of Conditional Assignment to be executed and its
corporate seal to be hereunto affixed. 
  
 Agreed to accepted this
         day of                      2004. 
  

							
	[ASSIGNOR]:	    	IPIFS GUARANTEE CORP.:
				
	 By:
	 	  

	    	 By:
	 	  

	 Name:
	 	 	    	 Name:
	 	 
	 Title:
	 	 	    	 Title:
	 	 

  
 ANNEX 1

  

							
	 Country

	  	Patent No.

	  	Issue Date

	  	Title

  

 60 

 3. FORM OF TRADEMARK ASSIGNMENT 
  
 TRADEMARK ASSIGNMENT 
  

WHEREAS, [NAME], a [STATE] corporation; having its principal place of business at
             (“Assignor”) has used the trademarks,             , Registration Nos.
            , registered in the United States Patent and Trademark Office as set forth on the attached Annex 1, which is incorporated herein by reference (collectively, the
“Marks”); and 
  
 WHEREAS, [NAME], a [TYPE OF
ENTITY], having its principal place of business at                      (“Assignee”) is desirous of acquiring any and all rights
that Assignor may have in and to the Marks and the registrations thereof, together with the goodwill of the business in connection with which any of the Marks is used and which is symbolized by such Mark, along with the right to pursue claims and
recover damages and profits for past infringements thereof; 
  
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, Assignor does hereby assign, transfer, convey and deliver (and agrees further to assign, transfer, convey and deliver)
unto Assignee all right, title and interest in and to each Mark, including the registration therefor and any common law rights therein, in the United States and throughout the world, and any and all similar designations thereto, together with the
goodwill of the business in connection with which such Mark is used and which is symbolized by such Mark, along with any and all licenses to or for such Mark and the right to pursue claims and recover damages and profits for past infringements
thereof. 
  
 Assignor agrees to execute and deliver at the request of the
Assignee, all papers, instruments, and assignments, and to perform any other reasonable acts that Assignee may require in order to vest all of Assignor’s right, title, and interest in and to each Mark in Assignee and/or to provide evidence to
support any of the foregoing in the event such evidence is deemed necessary by Assignee, to the extent such evidence is in the possession or control of Assignor. 
  
 Agreed to and accepted this              day of
                     2004. 
  

							
	[ASSIGNOR]:	    	[ASSIGNEE]:
				
	 By:
	 	  

	    	 By:
	 	  

	 Name:
	 	 	    	 Name:
	 	 
	 Title:
	 	 	    	 Title:
	 	 

  

 61 

 ANNEX 1 
  

Registrant: 
  
 Mark: 
  
 Reg. No.: 
  
 Classes: 
  
 Reg. Date: 
  

 62 

 Schedule F To Security Agreement 
  
 EXCLUDED ITEMS 
  

	1.	A Patent Licence for Displays and Display Illumination dated 16 October 2001 between Cambridge Display Technology Limited (“CDT”), DuPont and Company
(“DuPont”) and Uniax Corporation (“Uniax”) (the “DuPont Licence”) contains a clause providing for its modification if any subsequent licence entered into by CDT or any Member of CDT’s Group (as
defined in the DuPont Licence) enters into a More Favourable Licence (as defined in the DuPont Licence). CDT has entered into two subsequent licences and CDT Licensing Limited, a Member of CDT’s Group (as defined in the DuPont Licence), has
entered into one subsequent licence, [**]. 

  

	2.	The Patent and Know-How Licence dated 16 October 2001 between DuPont, Uniax and CDT International Limited was terminated by DuPont and Uniax on January, 9 2004.

  

	3.	[**] 

  

	4.	[**] 

  

 63 

 Exhibit G To Security Agreement 
  
 DISPOSITION OF COLLATERAL – EXCLUDED DISPOSITIONS 
  

	1.	Sale of Goods agreements that contain non-exclusive licenses, which are ancillary to the Sale of Goods agreement, and are included solely for use by the purchaser of the goods
subject of such agreement, provided that the non-exclusive license does not grant a right to sub-license, make, have made, sell, or offer to sell any licensed goods, or import any goods that would be covered by the licensed patents.

  

	2.	Non-exclusive licenses for the purposes of research only, provided only that such licenses do not (i) grant the licensee sublicensing or have made rights; or (ii) permit the
licensee to sell, offer to sell, license, lease, assign, or otherwise convey to any third party any product or service covered by the licensed patents. 

  

	3.	Joint development agreements whereby the Company provides technology development services for one or more third parties under which intellectual property arising out of such joint
development agreement may be owned [**], irrespective of any other terms in the agreement PROVIDED only that: 

  

	 	a.	In so far as any licenses of the intellectual property arising out of such joint development agreement to the joint development partner [**]; 

  

	 	b.	Collateral in existence on the date of execution of such joint development agreement and Collateral created after such date but arising outside the scope of such joint development
agreement shall be licensed to the joint development partner in accordance with Schedule H; and 

  

	 	c.	any licensing by the Company of intellectual property developed under such a joint development agreement to any third party (other than the joint development partner) shall be in
accordance with Schedule H. 

  

 64 

 Exhibit H To Security Agreement 
  
 MINIMUM LICENCE TERMS 
  

	1.	Non-exclusive license to licensee (and affiliates) under [**] patents owned [**] by Cambridge Display Technology Limited (“CDT”) and/or CDT Oxford Limited
(“Oxford”) as appropriate to manufacture, use, sell [**] light emitting devices for displays and/or lighting and/or photovoltaic devices. 

  

	2.	Minimum upfront fees of [**] for a [**] license [**] and [**] for all other licenses. 

  

	3.	With respect to Licenses for active matrix modules (or other relevant products), the minimum royalties applicable thereto shall be [**]%. 

  

	4.	An obligation on the licensee to maintain proper books and accounts to enable the amount of all royalties payable to be determined. 

  

	5.	The license to continue until the last of the patents the subject of the license expires. 

  

	6.	Termination by CDT or Oxford as appropriate on a material breach of the agreement by, or the insolvency of, the licensee. 

  

	7.	Termination by the licensee on not less than 6 months notice. 

  

	8.	No warranties from CDT or Oxford related to the patents or indemnities in respect of infringement by the licensee of any third party patents. 

  

	9.	Assignable on disposal of all or substantially all of licensee’s business. 

  

	10.	There shall no be restrictions on CDT’s ability to assign the license or any patents. 

  

 65 

 Schedule I To Security Agreement 
  
 IP ACCOUNTS 
  
 Cambridge Display Technology Limited Accounts: 
  

	 	1.	[**] 

  

	 	2.	[**] 

  
 CDT Oxford Limited Accounts: 
  

	 	1.	[**] 

  

 66

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