Document:

FORM OF SWS GROUP, INC. RESTRICTED STOCK AGREEMENT FOR EMPLOYEES

 Exhibit 4.10 
 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN 
 RESTRICTED STOCK AGREEMENT
 
 FOR EMPLOYEES 
  

			
	Grantee:	 	  

		
	Address:	 	  

		
		 	  

		
	Number of Awarded Shares:	 	  

		
	Date of Grant:	 	  

  

									
	Vesting of Awarded Shares:	  	Date	  	No. Shares	  	Vested %	 
		  		  		  	 	     ̈	% 
		  		  		  	 	     ̈	% 
		  		  		  	 	     ̈	% 
		  		  		  	 	     ̈	% 
	 Total
	  		  		  	 	100	% 

 SWS Group, Inc., a Delaware corporation (the “Company”), hereby grants to the individual
whose name appears above (“Grantee”), pursuant to the provisions of the SWS Group, Inc. 2012 Restricted Stock Plan, as amended from time to time in accordance with its terms (the “Plan”), a restricted stock award
(this “Award”) of shares (the “Awarded Shares”) of its common stock, par value $0.10 per share (the “Common Stock”), effective as of the date of grant as set forth above (the “Grant
Date”), upon and subject to the terms and conditions set forth in this Restricted Stock Agreement (this “Agreement”) and in the Plan, which are incorporated herein by reference. Unless otherwise defined in this Agreement,
capitalized terms used in this Agreement shall have the meanings assigned to them in the Plan. 
 1. EFFECT OF THE PLAN.
The Awarded Shares granted to Grantee are subject to all of the provisions of the Plan and of this Agreement, together with all rules and determinations from time to time issued by the Committee and by the Board pursuant to the Plan. The Company
hereby reserves the right to amend, modify, restate, supplement or terminate the Plan without the consent of Grantee, so long as such amendment, modification, restatement or supplement shall not materially reduce the rights and benefits available to
Grantee hereunder, and this Award shall be subject, without further action by the Company or Grantee, to such amendment, modification, restatement or supplement unless provided otherwise therein. 

2. GRANT. This Award shall evidence Grantee’s ownership of the Awarded Shares. Grantee agrees that the Awarded Shares shall
be subject to all of the terms and conditions set forth in this Agreement and the Plan, including, but not limited to, the forfeiture conditions set forth in Section 4 of this Agreement, the restrictions on transfer set forth in Section 5
of this Agreement and the satisfaction of the Required Withholding as set forth in Section 9(a) of this Agreement. Grantee acknowledges that he or she will not receive a stock certificate representing 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 1

 
the Awarded Shares unless and until the Awarded Shares vest as provided in this Award and all tax withholding obligations applicable to the Vested Awarded Shares (as defined below) have been
satisfied. The Awarded Shares will be held in custody for Grantee, by the Company or in a book entry account with the Company’s transfer agent, until the Awarded Shares have vested in accordance with Section 3 of this Agreement. Upon
vesting of the Awarded Shares, the Company shall, unless otherwise paid by Grantee as described in Section 9(a) of this Agreement, withhold that number of Vested Awarded Shares necessary to satisfy any applicable tax withholding obligation of
Grantee in accordance with the provisions of Section 9(a) of this Agreement, and thereafter shall deliver or shall instruct its transfer agent to deliver to Grantee all remaining Vested Awarded Shares (as defined below). 

3. VESTING SCHEDULE; SERVICE REQUIREMENT. 
 (a) Except as provided otherwise below, the Awarded Shares shall vest if Grantee does not experience a Termination of Service during the period commencing with the Grant Date and ending with the
applicable date that such portion of the Awarded Shares vests (each, a “Vesting Date”). Awarded Shares that have vested pursuant to this Agreement are referred to herein as “Vested Awarded Shares” and Awarded Shares
that have not yet vested pursuant to this Agreement are referred to herein as “Unvested Awarded Shares.” Subject to the provisions of Section 4 of this Agreement, if Grantee does not experience a Termination of Service prior to
an applicable Vesting Date,     percent (    %) of the Awarded Shares will vest on the first Vesting Date; an additional     percent (    %) of the Awarded Shares will
vest on the second Vesting Date; [include such additional Vesting Dates, if any, as are necessary] and the remaining     percent (    %) of the Awarded Shares will vest on the final Vesting Date, all as
set forth on the first page of this Agreement under the heading “Vesting of Awarded Shares.” If an installment of the vesting would result in a fractional Vested Awarded Share, such installment will be rounded to the next higher or lower
Awarded Share, as determined by the Company, except the final installment, which will be for the balance of the Awarded Shares. 

(b) Notwithstanding anything to the contrary in this Agreement, the Unvested Awarded Shares shall become (i) fully vested on the
death of Grantee while Grantee is still an Employee, (ii) in accordance with the provisions of Article 7 of the Plan, fully vested in the event of a Change in Control, or (iii) at the direction and sole discretion of the Committee, vested
in full or in part, at any time. 
 4. CONDITIONS OF FORFEITURE. Upon the Grantee’s Termination of Service (the
“Termination Date”) for any or no reason (other than due to Grantee’s death), including but not limited to Grantee’s voluntary resignation or termination by the Company with or without cause before all of the Awarded
Shares become Vested Awarded Shares, all Unvested Awarded Shares as of the Termination Date shall, without further action of any kind by the Company or Grantee, be forfeited. Unvested Awarded Shares that are forfeited shall be deemed to be
immediately transferred to the Company without any payment by the Company or action by Grantee, and the Company shall have the full right to cancel any evidence of Grantee’s ownership of such forfeited Unvested Awarded Shares and to take any
other action necessary to demonstrate that Grantee no longer owns such forfeited Unvested Awarded Shares automatically upon such forfeiture. Following such forfeiture, Grantee shall have no further rights with respect to such forfeited Unvested
Awarded Shares. Grantee, by his acceptance of the Award granted pursuant to this Agreement, irrevocably grants to the Company a power of attorney to transfer 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 2

 
Unvested Awarded Shares that are forfeited to the Company and agrees to execute any documents requested by the Company in connection with such forfeiture and transfer. The provisions of this
Agreement regarding transfers of Unvested Awarded Shares that are forfeited shall be specifically performable by the Company in a court of equity or law. 
 5. NON-TRANSFERABILITY. Grantee may not sell, transfer, pledge, exchange, hypothecate, or otherwise encumber or dispose of any of the Unvested Awarded Shares, or any right or interest therein, by
operation of law or otherwise, except only with respect to a transfer of title effected pursuant to Grantee’s will or the laws of descent and distribution following Grantee’s death. References to Grantee, to the extent relevant in the
context, shall include references to authorized transferees. Any transfer in violation of this Section 5 shall be void and of no force or effect, and shall result in the immediate forfeiture of all Unvested Awarded Shares. 

6. DIVIDEND AND VOTING RIGHTS. Subject to the restrictions contained in this Agreement, Grantee shall have the rights of a
stockholder with respect to the Awarded Shares, including the right to vote all such Awarded Shares, including Unvested Awarded Shares, and to receive all dividends, cash or stock, paid or delivered thereon, from and after the date hereof. In the
event of forfeiture of Unvested Awarded Shares, Grantee shall have no further rights with respect to such Unvested Awarded Shares. However, the forfeiture of the Unvested Awarded Shares pursuant to Section 4 hereof shall not create any
obligation to repay cash dividends received as to such Unvested Awarded Shares, nor shall such forfeiture invalidate any votes given by Grantee with respect to such Unvested Awarded Shares prior to forfeiture. 

7. CAPITAL ADJUSTMENTS AND CORPORATE EVENTS. If, from time to time during the term of this Agreement, there is any capital
adjustment affecting the outstanding Common Stock as a class without the Company’s receipt of consideration, the Unvested Shares shall be adjusted in accordance with the provisions of Article 10 of the Plan. Any and all new, substituted or
additional securities to which Grantee may be entitled by reason of Grantee’s ownership of the Unvested Awarded Shares hereunder because of a capital adjustment shall be immediately subject to the forfeiture provisions of this Agreement and
included thereafter as “Unvested Awarded Shares” for purposes of this Agreement. 
 8. REFUSAL TO TRANSFER. The
Company shall not be required (a) to transfer on its books any Unvested Awarded Shares that have been sold or otherwise transferred in violation of any of the provisions of this Agreement or the Plan, or (b) to treat as owner of such
Unvested Awarded Shares, or accord the right to vote or pay or deliver dividends or other distributions to, any purchaser or other transferee to whom or which such Unvested Awarded Shares shall have been so transferred. 

9. TAX MATTERS. 
 (a) The Company’s obligation to deliver Awarded Shares to Grantee upon the vesting of such shares shall be subject to the satisfaction of all applicable federal, state and local income and employment
tax withholding requirements (the “Required Withholding”). If the Company has not received from Grantee a certified check or money order for the full amount of the Required Withholding by 5:00 P.M. Central Standard Time on the
date Awarded Shares become Vested Awarded Shares, the Company shall withhold from the Vested Awarded Shares that otherwise would have been delivered to Grantee a number of Vested Awarded Shares necessary 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 3

 
to satisfy Grantee’s Required Withholding, and deliver the remaining Vested Awarded Shares to Grantee. The amount of the Required Withholding and the number of Vested Awarded Shares to be
withheld by the Company, if applicable, to satisfy Grantee’s Required Withholding, as well as the amount reflected on tax reports filed by the Company, shall be based on the value of the Vested Awarded Shares as of 12:01 A.M. Central
Standard Time on the applicable Vesting Date. The obligations of the Company under this Award will be conditioned on such satisfaction of the Required Withholding. 
 (b) Grantee acknowledges that the tax consequences associated with the award are complex and that the Company has urged Grantee to review with Grantee’s own tax advisors the federal, state, and local
tax consequences of this Award. Grantee is relying solely on such advisors and not on any statements or representations of the Company or any of its agents. Grantee understands that Grantee (and not the Company) shall be responsible for
Grantee’s own tax liability that may arise as a result of the Award. Grantee understands further that Section 83 of the Internal Revenue Code of 1986, as amended (the “Code”), taxes as ordinary income the fair market value
of the Awarded Shares as of the Vesting Date. Grantee also understands that Grantee may elect to be taxed at the Grant Date rather than at the time the Awarded Shares vest by filing an election under Section 83(b) of the Code with the Internal
Revenue Service and by providing a copy of the election to the Company. GRANTEE ACKNOWLEDGES THAT HE OR SHE HAS BEEN INFORMED OF THE AVAILABILITY OF MAKING AN ELECTION IN ACCORDANCE WITH SECTION 83(b) OF THE CODE; THAT SUCH ELECTION MUST BE
FILED WITH THE INTERNAL REVENUE SERVICE (AND A COPY OF THE ELECTION GIVEN TO THE COMPANY) WITHIN THIRTY (30) DAYS OF THE GRANT DATE OF AWARDED SHARES TO GRANTEE; AND THAT GRANTEE IS SOLELY RESPONSIBLE FOR MAKING SUCH ELECTION. 

10. ENTIRE AGREEMENT; GOVERNING LAW. The Plan and this Agreement constitute the entire agreement of the Company and Grantee
(collectively, the “Parties”) with respect to the subject matter hereof and supersede in their entirety all prior undertakings and agreements of the Parties with respect to the subject matter hereof. If there is any inconsistency
between the provisions of this Agreement and of the Plan, the provisions of the Plan shall govern. Nothing in the Plan and this Agreement (except as expressly provided therein or herein) is intended to confer any rights or remedies on any person
other than the Parties. The Plan and this Agreement are to be construed in accordance with and governed by the internal laws of the State of Texas, without giving effect to any choice-of-law or conflict of law rules that would cause the application
of the laws of any jurisdiction other than the internal laws of the State of Texas to the rights and duties of the Parties. The Parties waive application of any choice-of-law or conflict of law rules and agree that any such rules should not be
applied to any dispute arising out of related to this Agreement. Should any provision of the Plan or this Agreement relating to the Awarded Shares be determined by a court of law to be illegal or unenforceable, such provision shall be enforced to
the fullest extent allowed by law and the other provisions shall nevertheless remain effective and shall remain enforceable. 

11. INTERPRETIVE MATTERS. Whenever required by the context, pronouns and any variation thereof shall be deemed to refer to the
masculine, feminine, or neuter, and the singular shall include the plural, and vice versa. The term “include” or “including” does not denote or imply any limitation. The captions and headings used in this Agreement are inserted
for convenience and shall not be deemed a part of the Award or this Agreement for construction or interpretation. 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 4

 12. DISPUTE RESOLUTION. The provisions of this Section 12 shall be the exclusive
means of resolving disputes of the Parties (including any other persons claiming any rights or having any obligations through the Company or Grantee) arising out of or relating to the Plan and this Agreement. The Parties shall attempt in good faith
to resolve any disputes arising out of or relating to the Plan and this Agreement by negotiation between individuals who have authority to settle the controversy. Negotiations shall be commenced by either Party by a written statement of the
Party’s position and the name and title of the individual who will represent the Party. Within thirty (30) days of the written notification, the Parties shall meet at a mutually acceptable time and place, and thereafter as often as they
reasonably deem necessary, to resolve the dispute. If the dispute has not been resolved by negotiation within ninety (90) days of the written notification of the dispute, then, to the extent applicable, resolution of the dispute, shall be
determined by arbitration. Any arbitration under this Agreement shall be conducted pursuant to the federal arbitration act before the Financial Industry Regulatory Authority, Inc. or the Municipal Securities Rulemaking Board and in accordance with
the rules then prevailing at the selected organization. Grantee may elect in the first instance whether arbitration shall be by the Financial Industry Regulatory Authority, Inc. or the Municipal Securities Rulemaking Board, but if Grantee fails to
make such election, by registered letter or telegram addressed to the Company at the Company’s main office, before the expiration of ten (10) days after receipt of a written request from the Company to make such election, then the Company
may make such election. The arbitration award shall be final, and judgment upon the award rendered may be entered in any court, state or federal, having jurisdiction. Further, neither of the Parties nor any other person shall bring a putative or
certified class action to arbitration, nor seek to enforce any pre-dispute arbitration agreement against any person who has initiated in court a putative class action or who is a member of a putative class who has not opted out of the class with
respect to any claims encompassed by the putative class action until: (i) the class certification is denied; (ii) the class is decertified; or (iii) the customer is excluded from the class by the court. Such forbearance to enforce an
agreement to arbitrate shall not constitute a waiver of any rights under this Agreement except to the extent stated herein. Arbitration shall be final and binding on the Parties. The Parties are waiving their right to seek remedies in court,
including the right to jury trial. Pre-arbitration discovery is generally more limited than, and different from, court proceedings. The arbitrators’ award is not required to include factual findings or legal reasoning and a Party’s right
to appeal or seek modification of rulings by the arbitrators is strictly limited. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. If such arbitration provision is
found inapplicable, then either Party may file suit and each Party agrees that any suit, action, or proceeding arising out of or relating to the Plan or this Agreement shall be brought in the United States District Court for the Northern District of
Texas (or should such court lack jurisdiction to hear such action, suit or proceeding, in a Texas state court in Dallas County, Texas) and that the Parties shall submit to the jurisdiction of such court and agree that such courts have personal and
subject matter jurisdiction over the Parties in relation to any dispute arising out of or related to this Agreement. The Parties irrevocably waive, to the fullest extent permitted by law, any objection a Party may have to the laying of venue for
and/or the jurisdiction of any such suit, action or proceeding brought in such court. THE PARTIES ALSO EXPRESSLY WAIVE ANY RIGHT THEY HAVE OR MAY HAVE TO A JURY TRIAL OF ANY SUCH SUIT, ACTION OR 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 5

 
PROCEEDING. If any one or more provisions of this Section 12 shall for any reason be held invalid or unenforceable, it is the specific intent of the Parties that such provisions shall be
modified to the minimum extent necessary to make it or its application valid and enforceable. Nothing in this Section 12 prevents the Company or any of its assigns from seeking injunctive or other equitable relief against Grantee in any court
of competent jurisdiction at any time and without participating in, or completing, any process described in this Section 12. 
 13. NATURE OF PAYMENTS. Any and all grants or deliveries of Awarded Shares hereunder shall constitute special incentive payments to Grantee and shall not be taken into account in computing the
amount of salary or compensation of Grantee for the purpose of determining any retirement, death or other benefits under (a) any retirement, bonus, life insurance or other employee benefit plan of the Company, or (b) any agreement between
the Company and Grantee, except as such plan or agreement shall otherwise expressly provide. 
 14. NON-SOLICITATION.
Grantee recognizes and agrees that: (a) prior to Grantee’s employment with Company or any Subsidiary, Grantee had no substantive business or other relationships with any employees of the Company or any Subsidiary; (b) the Company or
any Subsidiary has devoted a considerable amount of time, effort, training and expense to develop its employees and its relationships with its employees; (c) the Company’s or any Subsidiary’s business goodwill is a valuable asset to
the Company and gives the Company a competitive advantage over others who do not have such goodwill; and (d) any damage to the Company’s business goodwill would cause irreparable harm to the Company for which there is no adequate remedy at
law. Thus, in exchange for the grant of this Award, Grantee hereby agrees that during Grantee’s employment with the Company or any Subsidiary and for one year thereafter, Grantee shall not hire, solicit for employment, induce or encourage to
leave the employment of the Company or any Subsidiary, on behalf of Grantee or any other person or entity, any person who is an employee of the Company or any Subsidiary. If Grantee engages in any of the conduct prohibited by this Section 14,
Grantee hereby agrees to pay the Company or the affected Subsidiary $50,000 for each such employee that leaves the employ of the Company or a Subsidiary within thirty (30) days after such employee leaves the employ of the Company or a
Subsidiary. The Parties agree that this amount is reasonable based on the difficulty of calculating damages as a result of the breach of this Section 14 and does not constitute a penalty. The Parties further agree that the payment by Grantee of
this amount does not prohibit Company from pursuing any other remedies available to it for any breach of this Section 14, including, without limitation, injunctive or other equitable relief, lost profits or other monetary damages,
attorneys’ fees, costs and/or interest. 
 15. PAYMENT OF PAR VALUE. In connection with the issuance of the Awarded
Shares pursuant to this Agreement, the Board has determined that the Company has received consideration of not less than the aggregate par value of the Awarded Shares in the form of past services rendered by Grantee to the Company and/or one or more
Subsidiaries. Notwithstanding the foregoing, if Grantee is a newly hired Employee and the Award is made in connection with Grantee’s commencement of employment, the requirement that the Company receive adequate consideration of not less than
the aggregate par value of the Awarded Shares shall be waived and the Awarded Shares issued pursuant to this Agreement shall be made solely from shares of Common Stock held by the Company in its treasury. 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 6

 16. SPECIFIC PERFORMANCE. The Parties acknowledge that remedies at law will be
inadequate remedies for breach of this Agreement and consequently agree that this Agreement shall be enforceable by specific performance. The remedy of specific performance shall be cumulative of all of the rights and remedies at law or in equity of
the parties under this Agreement. 
 17. GRANTEE’S REPRESENTATIONS. Notwithstanding any of the provisions hereof,
Grantee hereby agrees that he or she will not acquire any Awarded Shares, and that the Company will not be obligated to issue any Awarded Shares to Grantee hereunder, if the issuance of such shares shall constitute a violation by Grantee or the
Company of any provision of any law or regulation of any governmental authority. Any determination in this connection by the Company shall be final, binding, and conclusive. The rights and obligations of the Company and the rights and obligations of
Grantee are subject to all applicable laws, rules, and regulations. 
 18. AMENDMENT; WAIVER. This Agreement may be
amended or modified only by means of a written document or documents signed by the Company and Grantee. Any provision for the benefit of the Company contained in this Agreement may be waived, either generally or in any particular instance, by the
Board or by the Committee. A waiver on one occasion shall not be deemed to be a waiver of the same or any other breach on a future occasion. 
 19. NOTICE. Any notice or other communication required or permitted hereunder shall be given in writing and shall be deemed given, effective, and received upon prepaid delivery in person or by
courier or upon the earlier of delivery or the third business day after deposit in the United States mail if sent by certified mail, with postage and fees prepaid, addressed to the other Party at its address as shown beneath its signature in this
Agreement, or to such other address as such Party may designate in writing from time to time by notice to the other Party in accordance with this Section 19. 
 [Signature page follows.] 

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 7

 THE COMPANY HAS CAUSED THIS AGREEMENT TO BE EXECUTED BY ITS DULY AUTHORIZED OFFICER, EFFECTIVE AS OF THE
GRANT DATE SPECIFIED ABOVE. 
  

			
	SWS GROUP, INC.
		
	By:	 	  

		
	Name:	 	  

		
	Title:	 	  

		
	Address:	 	  

		
		 	  

 GRANTEE, TO EVIDENCE HIS OR HER CONSENT AND APPROVAL OF THE TERMS HEREOF, HAS EXECUTED THIS AGREEMENT, AS OF THE
DATE SPECIFIED BELOW. GRANTEE ACKNOWLEDGES AND AGREES THAT THE AWARDED SHARES SUBJECT TO THIS AWARD SHALL VEST AND THE FORFEITURE RESTRICTIONS SHALL LAPSE, IF AT ALL, ONLY DURING THE PERIOD OF GRANTEE’S EMPLOYMENT OR AS OTHERWISE PROVIDED IN
THIS AGREEMENT (NOT THROUGH THE ACT OF BEING GRANTED THE AWARD). GRANTEE FURTHER ACKNOWLEDGES AND AGREES THAT NOTHING IN THIS AGREEMENT OR THE PLAN SHALL CONFER UPON GRANTEE ANY RIGHT WITH RESPECT TO FUTURE AWARDS OR CONTINUATION OF GRANTEE’S
EMPLOYMENT. Grantee acknowledges receipt of a copy of the Plan, represents that he or she is familiar with the terms and provisions thereof, and hereby accepts the Restricted Stock Award subject to all of the terms and provisions hereof and thereof.
Grantee has reviewed this Agreement and the Plan in their entirety, has had an opportunity to obtain the advice of counsel prior to executing this Agreement, and fully understands all provisions of this Agreement and the Plan. Grantee hereby agrees
that all disputes arising out of or relating to this Agreement and the Plan shall be resolved in accordance with Section 12 of this Agreement. Grantee further agrees to notify the Company upon any change in the address for notice indicated in
this Agreement. 
  

									
	DATED:	 	  
	 		 	SIGNED:	 	  

		 		 		 		 	GRANTEE
					
		 		 		 	Address:	 	  

					
		 		 		 		 	  

  

			
	 SWS GROUP, INC. 2012 RESTRICTED STOCK PLAN
 –AWARD AGREEMENT (EMPLOYEE)
	  	Page 8Restatement Agreement Dated November 21, 2012

 Exhibit 10.1 
 RESTATEMENT AGREEMENT 
 This RESTATEMENT AGREEMENT, dated as of
November 21, 2012 (this “Restatement Agreement”), is entered into by and among THE KANSAS CITY SOUTHERN RAILWAY COMPANY, a Missouri corporation (the “Borrower”), KANSAS CITY SOUTHERN, a Delaware corporation
(the “Parent”), the subsidiary guarantors listed on the signature pages hereof (the “Subsidiary Guarantors”), the Lender Parties under the Credit Agreement (as defined below) that are party hereto (the
“Consenting Lenders”, and together with the Non-Consenting Lenders (as defined in the Credit Agreement), the “Existing Lenders”), the Eligible Assignees party hereto that are not Existing Lenders (the “New
Lenders”), and THE BANK OF NOVA SCOTIA, as administrative agent (in such capacity, the “Administrative Agent”) and as collateral agent (in such capacity, the “Collateral Agent”). 

PRELIMINARY STATEMENTS: 
 (1) The Borrower, the Parent, the Subsidiary Guarantors, the Existing Lenders, the Administrative Agent, the Collateral Agent and the other entities party thereto, entered into that certain Amended and
Restated Credit Agreement, dated as of July 12, 2011 (as amended by that certain Amendment No. 1 and Additional Term Advance Agreement, dated as of February 24, 2012, and as further amended, supplemented or otherwise modified prior to
the date hereof, the “Credit Agreement”); 
 (2) The Borrower requested to amend and restate the Credit
Agreement in the form of the Second Amended and Restated Credit Agreement attached as Annex A hereto (the “Amended Credit Agreement”); 
 (3) The amendments contemplated by the Amended Credit Agreement require the consent of all the Lender Parties pursuant to Section 9.01(A) of the Credit Agreement; 

(4) The Consenting Lenders and the New Lenders are willing to amend the Credit Agreement in the form of the Amended Credit Agreement upon
the terms and conditions set forth herein; 
 (5) The Non-Consenting Lenders have not approved the requested amendments and,
pursuant to Section 9.12 of the Credit Agreement, the Borrower requires that each such Non-Consenting Lender assign and delegate, all of its interests, rights and obligations under the Credit Agreement and the Loan Documents, including, without
limitation, such Non-Consenting Lender’s Advances and Commitments, to the Consenting Lenders and the New Lenders that shall assume such obligations; and 
 (6) In accordance with Sections 9.01 and 9.07 of the Credit Agreement, the Administrative Agent, the Collateral Agent, the Consenting Lenders, the New Lenders, the Borrower, the Parent and
the Subsidiary Guarantors have each agreed, subject to the terms and conditions stated below, to the transactions described herein; 
 NOW, THEREFORE, in consideration of the premises and in order to induce the parties hereto to enter into the transactions described herein and the lenders under the Amended Credit Agreement to extend
credit and other financial accommodations to the Borrower pursuant to the Amended Credit Agreement, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, each of the Administrative Agent, the
Collateral Agent, the Consenting Lenders, the New Lenders, the Borrower, the Parent and the Subsidiary Guarantors hereby agree as follows: 

 SECTION 1. Definitions. All capitalized terms not otherwise defined herein shall have
the meanings attributed thereto in the Credit Agreement (or if not defined therein, in the Amended Credit Agreement). 
 SECTION
2. Replacement of Non-Consenting Lenders. If any Existing Lender declines or fails to consent to this Restatement Agreement by returning an executed counterpart hereof to the Administrative Agent prior to the Consent Deadline (as defined in
Section 5 below), then pursuant to and in compliance with the terms of Section 9.12 of the Credit Agreement, such Existing Lender shall be replaced and its Commitments and/or Advances and other Obligations purchased and assumed by
either (x) a New Lender or (y) a Consenting Lender which is willing to increase its Commitments and/or Advances, in each case upon its execution and delivery of this Restatement Agreement (which will also be deemed to be its execution and
delivery of an Assignment and Acceptance substantially in the form of Exhibit C to the Credit Agreement as an “Assignee” as defined therein and thereunder, agreeing in such capacity to all the terms therein applicable to it), such
that immediately after giving effect to this Restatement Agreement on the Restatement Effective Date (as defined in Section 5 below), the amounts of Commitments and/or Advances held by each New Lender and Consenting Lender are the amounts
opposite such Lender’s name as set forth in Schedule 1 hereto. If any transaction contemplated by this Section 2 shall contradict Section 9.07 or 9.12 of the Credit Agreement, the Consenting Lenders
constituting the Required Lenders hereby consent to any such contradiction. 
 SECTION 3. Amendment and Restatement of the
Credit Agreement. The Administrative Agent, the Collateral Agent, each Consenting Lender, each New Lender, the Borrower, the Parent and the Subsidiary Guarantors hereby agree that the Credit Agreement is, effective as of the Restatement
Effective Date, hereby amended and restated in full as set forth in the form of the Amended Credit Agreement. 
 SECTION 4.
Consent and Reaffirmation; Effect of this Restatement Agreement. (a) The Borrower and each other Loan Party hereby consents to this Restatement Agreement and the transactions contemplated hereby, and hereby (i) agrees that,
notwithstanding the effectiveness of this Restatement Agreement, the Security Agreement and each of the other Collateral Documents continue to be in full force and effect, (ii) affirms and confirms its guarantee (in the case of each Loan Party
other than the Borrower) of the Obligations and (in the case of each Loan Party) the pledge of and/or grant of a security interest in those of its assets constituting Collateral pursuant to the Collateral Documents to secure such Obligations, all as
provided in the Loan Documents as originally executed (and if applicable, as such Collateral Documents have been amended, restated, amended and restated, supplemented or otherwise modified prior to the date hereof), and (iii) acknowledges and
agrees that such guarantee, pledge and/or grant continue in full force and effect in respect of, and to secure, the Obligations under the Credit Agreement and the other Loan Documents. 

(b) Except as expressly set forth herein, this Restatement Agreement shall not by implication or otherwise limit, impair, constitute a
waiver of, or otherwise affect the rights and remedies of the Lenders or the Agents under the Credit Agreement or any other Loan Document, and shall not alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants
or agreements contained in the Credit Agreement or any other Loan Document, all of which are ratified and affirmed in all respects and shall continue in full force and effect. Nothing herein shall be deemed to entitle any Loan Party to a consent to,
or a waiver, amendment, modification or other change of, any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement or any other Loan Document in similar or different circumstances. This Restatement
Agreement shall apply and be effective only with respect to the provisions of the Credit Agreement specifically referred to herein. After the Restatement Effective Date, each reference in any Loan Document to the Credit Agreement, to “this
Agreement”, “hereunder”, “hereof” or words of like import referring to the Credit Agreement, shall mean 

 
and be a reference to the Credit Agreement, as modified hereby. This Restatement Agreement shall constitute a “Loan Document” or all purposes of the Credit Agreement and the other Loan
Documents. 
 SECTION 5. Conditions of Effectiveness. This Restatement Agreement shall become effective as of the first
date upon which each of the conditions precedent set forth in this Section 5 shall be satisfied or waived in accordance with Section 9.01 of the Credit Agreement (such date, the “Restatement Effective Date”):

 (a) The Administrative Agent shall have received on or before the Restatement Effective Date the following, each dated such
day (unless otherwise specified): 
 (i) Executed counterparts of this Restatement Agreement by the Borrower, the
Parent, each Subsidiary Guarantor, the Administrative Agent, the Consenting Lenders constituting at least the Required Lenders under the Credit Agreement, each other Consenting Lender and each of the New Lenders. 

(ii) A Note executed by the Borrower in favor of each Consenting Lender and each New Lender requesting a Note at least
three Business Days prior to the Restatement Effective Date. 
 (iii) Certified copies of the resolutions of the
Board of Directors of each Loan Party approving the amendment and restatement of the Credit Agreement as contemplated by this Restatement Agreement, and of all documents evidencing other necessary corporate action and governmental and other third
party approvals and consents, if any, with respect to such amendment and restatement. 
 (iv) A copy of a
certificate of the Secretary of State (or other similar official) of the jurisdiction of incorporation of each Loan Party, dated reasonably near the date of the Restatement Effective Date, certifying (A) as to a true, correct and complete copy
of the charter of such Loan Party and each amendment thereto on file in such Secretary’s office and (B) that (1) such amendments are the only amendments to such Loan Party’s charter on file in such Secretary’s office,
(2) such Loan Party has paid all franchise taxes to the date of such certificate (to the extent the Secretary of State in the applicable jurisdictions typically provides such a certification) and (3) such Loan Party is duly incorporated
and in good standing (to the extent such concept exists in the applicable jurisdiction) or presently subsisting under the laws of the State of the jurisdiction of its incorporation. 

(v) (x) A certificate of the Secretary or Assistant Secretary of each Loan Party, countersigned on behalf of such Loan
Party by another officer of such Loan Party, dated the Restatement Effective Date (the statements made in which certificate shall be true on and as of the Restatement Effective Date), certifying as to (A) the absence of any amendments to the
charter of such Loan Party since the date of the Secretary of State’s certificate referred to in clause (iv) above, (B) a true, correct and complete copy of the bylaws of such Loan Party as in effect on the Restatement Effective Date
and (C) the good standing of each Loan Party (to the extent such concept exists in the applicable jurisdiction) (with the applicable good standing certificates attached thereto), and (y) a certificate of the President or a Vice President
of the Borrower, dated the Restatement Effective Date (the statements made in which certificate shall be true on and as of the Restatement Effective Date), certifying as to the satisfaction of the conditions set forth in Sections 5(e) and
(f). 

 (vi) A certificate of the Secretary or an Assistant Secretary of each Loan
Party certifying the names and true signatures of the officers of such Loan Party authorized to sign this Restatement Agreement and the other documents to be delivered hereunder. 

(vii) (A) A favorable opinion of White & Case LLP, counsel for the Loan Parties, in form and substance reasonably
satisfactory to the Administrative Agent, and (B) to the extent not covered by clause (A) above, a favorable opinion of local counsel from each jurisdiction in which any Loan Party is organized. 

(b) The Collateral Agent shall have received (A) a standard flood hazard determination form ordered by the Collateral Agent
evidencing whether each such Mortgaged Property (as defined in the applicable Mortgage) is in an area designated by the Federal Emergency Management Agency as having special flood or mud slide hazards (a “Flood Hazard Property”) and
whether the community in which such Mortgaged Property is located is participating in the National Flood Insurance Program, (B) for each Flood Hazard Property, the applicable Loan Party’s written acknowledgment of receipt of written
notification from the Collateral Agent as to the fact that such Mortgaged Property is a Flood Hazard Property and as to whether the community in which each such Flood Hazard Property is located is participating in the National Flood Insurance
Program, and (C) for each Flood Hazard Property, copies of the applicable Loan Party’s application for a flood insurance policy plus proof of premium payment, and a declaration page confirming that flood insurance has been issued, or such
other evidence of flood insurance satisfactory to the Collateral Agent and naming the Collateral Agent as sole loss payee on behalf of the Secured Parties. 
 (c) The Administrative Agent shall have received (or received evidence of payment of) all amounts payable thereto or to any Consenting Lender, Non-Consenting Lender or Lead Arranger (as defined in the
Amended Credit Agreement) (or, in the case of any Non-Consenting Lender and Lead Arranger, arrangements satisfactory to the relevant parties have been made with respect to receipt of such amounts) on or prior to the Restatement Effective Date
pursuant to this Restatement Agreement or any other Loan Document (including any outstanding principal, interest and fees owing to any Non-Consenting Lender, any arrangement fee payable to any Lead Arranger in connection herewith and the accrued
fees and expenses of counsel to the Administrative Agent to the extent required to be reimbursed pursuant to that certain Commitment Letter, dated as of November 7, 2012, by and among the Borrower, each Lead Arranger and Bank of America, N.A.).

 (d) The Administrative Agent shall have received by wire transfer of immediately available funds, for the ratable benefit of
each Consenting Lender and New Lender that has delivered an executed counterpart hereof to the Administrative Agent prior to 5:00 p.m. (New York City time), November 21, 2012 (the “Consent Deadline”), an upfront fee in an
amount equal to 0.125% of the aggregate amount of such Consenting Lender or New Lender’s Advances and unutilized Commitments, in each case, as of the Restatement Effective Date. 

(e) The representations and warranties of each of the Parent, the Borrower and the Subsidiary Guarantors contained in this Restatement
Agreement, Article IV of the Amended Credit Agreement and any other Loan Document are true and correct in all material respects on and as of the Restatement Effective Date; provided that, to the extent that such representations and warranties
specifically refer to an earlier date, they shall be true and correct in all material respects as of such earlier date; provided, further, that any representation and warranty that is qualified as to “materiality”,
“Material Adverse Effect” or similar language shall be true and correct (after giving effect to any qualification therein) in all respects on such respective dates; provided, further, that solely for purposes of the
representation and warranty set forth in the second sentence of Section 8(a) of the Security Agreement, Schedule V to the Security Agreement shall be deemed to be replaced with that attached as Schedule 2 hereto. 

 (f) No Default shall exist, or would result from the transactions contemplated hereby.

 For purposes of determining compliance with the conditions specified above, each Consenting Lender and each New Lender shall be deemed to
have consented to, approved or accepted or to be satisfied with each document or other matter required thereunder to be consented to or approved by or acceptable or satisfactory to such Persons unless an officer of the Administrative Agent
responsible for the transactions contemplated by the Loan Documents shall have received notice from any such Person prior to the Restatement Effective Date specifying its objection thereto. 

SECTION 6. Acknowledgement. The Lenders acknowledge that the Leverage Ratio, as set forth in the certificate of the chief
financial officer or other senior financial or senior accounting officer of the Parent, dated as of the date hereof, does not exceed 3.75 to 1.00. 
 SECTION 7. Representations and Warranties. 
 (a) Each of the Borrower, the
Parent and each Subsidiary Guarantor hereby represents and warrants as to itself, on and as of the date hereof, that (i) the execution, delivery and performance by such party of this Restatement Agreement and the transactions contemplated
hereby have been duly authorized by all necessary corporate or other action, and (ii) this Restatement Agreement has been duly executed and delivered by such party and constitutes a legal, valid and binding obligation of such party, enforceable
against such party in accordance with its terms, except as may be limited by applicable bankruptcy, insolvency, fraudulent transfer, reorganization, moratorium or similar laws of general applicability relating to or affecting creditors’ rights
generally and subject to general principals of equity, regardless of whether considered in a proceeding in equity or at law. 

(b) Each of the Borrower, the Parent and each Subsidiary Guarantor hereby represents and warrants that, both on and as of the date hereof
and on and as of the Restatement Effective Date, both before and after giving effect to this Restatement Agreement, no Default or an Event of Default under the Credit Agreement or the Amended Credit Agreement has occurred and is continuing.

 (c) The Borrower hereby represents and warrants that, as of the Restatement Effective Date, the Leverage Ratio does not
exceed 3.75 to 1.00. 
 SECTION 8. Execution in Counterparts. This Restatement Agreement may be executed in any number of
counterparts and by different parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Delivery by telecopier or other form
of electronic communication of an executed counterpart of a signature page to this Restatement Agreement shall be effective as delivery of an original executed counterpart of this Restatement Agreement. 

SECTION 9. Governing Law. This Restatement Agreement and the Notes shall be governed by, and construed in accordance with, the
laws of the State of New York. 
 SECTION 10. WAIVER OF JURY TRIAL. EACH OF THE PARTIES HERETO IRREVOCABLY WAIVES ALL
RIGHT TO TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM (WHETHER BASED ON CONTRACT, TORT OR OTHERWISE) ARISING OUT OF OR RELATING TO THIS RESTATEMENT AGREEMENT OR ANY OF THE TRANSACTIONS CONTEMPLATED HEREBY. 

 SECTION 11. Jurisdiction; Consent to Service of Process. 

(a) Each of the parties hereto hereby irrevocably and unconditionally submits, for itself and its property, to the exclusive jurisdiction
of any New York State court or Federal court of the United States of America sitting in New York City, and any appellate court from any thereof, in any action or proceeding arising out of or relating to this Restatement Agreement or any of the
transactions contemplated hereby, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard and determined
in any such New York State court or, to the fullest extent permitted by law, in such Federal court. Each of the parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other
jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Restatement Agreement shall affect any right that any party may otherwise have to bring any action or proceeding relating to this Restatement Agreement or
any of the transactions contemplated hereby in the courts of any jurisdiction. 
 (b) Each of the parties hereto irrevocably and
unconditionally waives, to the fullest extent it may legally and effectively do so, any objection that it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Restatement Agreement or
any of the transactions contemplated hereby in any New York State or Federal court. Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action
or proceeding in any such court. 
 [Remainder of Page Intentionally Left Blank] 

 IN WITNESS WHEREOF, the parties hereto have caused this Restatement Agreement to be duly
executed by their respective authorized officers as of the day and year first written above. 
  

					
	THE KANSAS CITY SOUTHERN RAILWAY COMPANY
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Executive Vice-President and Chief Financial Officer
	
	KANSAS CITY SOUTHERN
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Executive Vice President and Chief Financial Officer
	
	GATEWAY EASTERN RAILWAY COMPANY
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President and Chief Financial Officer
	
	SOUTHERN DEVELOPMENT COMPANY
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President, Chief Financial Officer and Treasurer
	
	THE KANSAS CITY NORTHERN RAILWAY COMPANY
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President and Chief Financial Officer
	
	TRANS-SERVE, INC.
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President and Chief Financial Officer

 Signature Page to Restatement Agreement 

 
					
	PABTEX, INC.
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President, Chief Financial Officer and Treasurer
	
	KCS HOLDINGS I, INC.
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President and Chief Financial Officer
	
	KCS VENTURES I, INC.
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President and Chief Financial Officer
	
	SOUTHERN INDUSTRIAL SERVICES, INC.
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President, Chief Financial Officer and Treasurer
	
	VEALS, INC.
		
	By	 	 /s/ Michael W. Upchurch

		 	Name:	 	Michael W. Upchurch
		 	Title:	 	Vice President, Chief Financial Officer and Treasurer

  
 Signature Page
to Restatement Agreement 

 
			
	THE BANK OF NOVA SCOTIA, as Administrative Agent
		
	By	 	 /s/ Robert Boomhour

		 	Name: Robert Boomhour
		 	Title:   Director
		
	By	 	 /s/ Clement Yu

		 	Name: Clement Yu
		 	Title:   Associate
	
	THE BANK OF NOVA SCOTIA, as Collateral Agent
		
	By	 	 /s/ Robert Boomhour

		 	Name: Robert Boomhour
		 	Title:   Director
		
	By	 	 /s/ Clement Yu

		 	Name: Clement Yu
		 	Title:   Associate
	
	THE BANK OF NOVA SCOTIA, as Issuing Bank, Swing Line Bank and Consenting Lender
		
	By	 	 /s/ Kimberley Snyder

		 	Name: Kimberley Snyder
		 	Title:   Director

  
 Signature Page
to Restatement Agreement 

 
			
	BANK OF AMERICA, N.A., as Consenting Lender
		
	By	 	 /s/ Irene Bertozzi Bartenstein

		 	Name: Irene Bertozzi Bartenstein
		 	Title:   Director

  
 Signature Page
to Restatement Agreement 

 
							
	COMPASS BANK, as Consenting Lender
		
	By	 	 /s/ Brandon Kelley

		 	Name: Brandon Kelley
		 	Title:   Senior Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
			
	JPMORGAN CHASE BANK, N.A., as Consenting Lender
		
	By	 	 /s/ Robert P. Kellas

		 	Name: Robert P. Kellas
		 	Title:   Executive Director

  
 Signature Page
to Restatement Agreement 

 
			
	MORGAN STANLEY SENIOR FUNDING, INC., as Consenting Lender
		
	By	 	 /s/ Michael King

		 	Name: Michael King
		 	Title:   Vice President

  
 Signature Page
to Restatement Agreement 

 
			
	MORGAN STANLEY BANK, N.A., as Consenting Lender
		
	By	 	 /s/ Michael King

		 	Name: Michael King
		 	Title:   Authorized Signatory

  
 Signature Page
to Restatement Agreement 

 
							
	CITIBANK, N.A., as Consenting Lender
		
	By	 	 /s/ W. Allen Blankenship

		 	Name: W. Allen Blankenship
		 	Title:   Director & Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
			
	THE ROYAL BANK OF SCOTLAND PLC, as Consenting Lender
		
	By	 	 /s/ Jonathan Lasner

		 	Name: Jonathan Lasner
		 	Title:   Director

  
 Signature Page
to Restatement Agreement 

 
							
	SUN TRUST BANK, as Consenting Lender
		
	By	 	 /s/ Baerbel Freudenthaler

		 	Name: Baerbel Freudenthaler
		 	Title:   Director
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
							
	WELLS FARGO BANK, N.A, as Consenting Lender
		
	By	 	 /s/ Kathleen H. Gound

		 	Name: Kathleen H. Gound
		 	Title:   Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
							
	BMO HARRIS FINANCING, INC., as Consenting Lender
		
	By	 	 /s/ William Thomson

		 	Name: William Thomson
		 	Title:   Senior Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
							
	FIFTH THIRD BANK, as Consenting Lender
		
	By	 	 /s/ Robert M. Sander

		 	Name: Robert M. Sander
		 	Title:   Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
							
	THE BANK OF TOKYO-MITSUBISHI UFJ, LTD, as Consenting Lender
		
	By	 	 /s/ Lawrence Elkins

		 	Name: Lawrence Elkins
		 	Title:   Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
			
	BANK MIDWEST, A DIVISION OF NBH BANK, N.A.
		
	By	 	 /s/ Joseph B. Otey

		 	Name: Joseph B. Otey
		 	Title:   Vice President/Relationship Manager

  
 Signature Page
to Restatement Agreement 

 
			
	COMERICA BANK, as Consenting Lender
		
	By	 	 /s/ Mark Leveille

		 	Name: Mark Leveille
		 	Title:   Vice President

  
 Signature Page
to Restatement Agreement 

 
			
	PNC BANK, NATIONAL ASSOCIATION, as Consenting Lender
		
	By	 	 /s/ David Bentzinger

		 	Name: David Bentzinger
		 	Title:   Senior Vice President

  
 Signature Page
to Restatement Agreement 

 
			
	UMB BANK, N.A., as Consenting Lender
		
	By	 	 /s/ David Proffitt

		 	Name: David Proffitt
		 	Title:   Senior Vice President

  
 Signature Page
to Restatement Agreement 

 
			
	U.S. BANK NATIONAL ASSOCIATION, as Consenting Lender
		
	By	 	 /s/ Carlos L. Lamboglia

		 	Name: Carlos L. Lamboglia
		 	Title:   Vice President

  
 Signature Page
to Restatement Agreement 

 
							
	COMMERCE BANK, as Consenting Lender
		
	By	 	 /s/ Pamela T. Hill

		 	Name: Pamela T. Hill
		 	Title:   Vice President
			
		 		 	For any Consenting Lender requiring a second signature line:
				
		 		 	By	 	  

		 		 		 	Name:
		 		 		 	Title:

  
 Signature Page
to Restatement Agreement 

 
			
	FIRST MERIT BANK, N.A., as Consenting Lender
		
	By	 	 /s/ Tim Daniels

		 	Name: Tim Daniels
		 	Title:   Vice President

  
 Signature Page
to Restatement Agreement 

 
			
	BRANCH BANKING AND TRUST COMPANY, as Consenting Lender
		
	By	 	 /s/ Robert M. Searson

		 	Name: Robert M. Searson
		 	Title:   Senior Vice President

  
 Signature Page
to Restatement Agreement 

 
			
	FIRST HAWAIIAN BANK, as Consenting Lender
		
	By	 	 /s/ Landon Santos

		 	Name: Landon Santos
		 	Title:   Corporate Banking Officer

  
 Signature Page
to Restatement Agreement 

 Annex A 

[Form of Amended Credit Agreement attached] 

 Schedule 1 
 Advances and Commitments of Consenting Lenders and New Lenders 
  

															
	 	  	 Lender
	  	Original Term A
Advances	 	  	Additional Term A
Advances	 	  	Revolving Credit
Commitments	 
	 1.
	  	 Bank Midwest, N.A.
	  	$	8,550,000	  	  	$	4,835,227.27	  	  	$	6,000,000	  
					
	 2.
	  	 Bank of America, N.A.
	  	$	29,070,000	  	  	$	19,340,909.09	  	  	$	23,600,000	  
					
	 3.
	  	 BMO Harris Financing, Inc.
	  	$	14,250,000	  	  	$	11,604,545.45	  	  	$	10,000,000	  
					
	 4.
	  	 Branch Banking and Trust Company
	  	$	4,560,000	  	  	$	10,637,500	  	  	 	—  	  
					
	 5.
	  	 Citibank, N.A.
	  	$	17,100,000	  	  	$	19,340,909.09	  	  	$	12,000,000	  
					
	 6.
	  	 Comerica Bank
	  	$	8,550,000	  	  	 	—  	  	  	$	6,000,000	  
					
	 7.
	  	 Commerce Bank, N.A.
	  	$	4,560,000	  	  	 	—  	  	  	$	3,200,000	  
					
	 8.
	  	 Compass Bank NA
	  	$	19,950,000	  	  	$	15,472,727.27	  	  	$	14,000,000	  
					
	 9.
	  	 Fifth Third Bank
	  	$	14,250,000	  	  	$	10,637,500	  	  	$	10,000,000	  
					
	 10.
	  	 First Hawaiian Bank
	  	 	—  	  	  	$	9,670,454.55	  	  	 	—  	  
					
	 11.
	  	 First Merit Bank, N.A.
	  	$	15,960,000	  	  	$	 	  	  	$	3,200,000	  
					
	 12.
	  	 JPMorgan Chase Bank, N.A.
	  	$	19,950,000	  	  	$	19,340,909.09	  	  	$	14,000,000	  
					
	 13.
	  	 Morgan Stanley Bank, N.A.
	  	$	8,550,000	  	  	$	9,670,454.55	  	  	 	—  	  
					
	 14.
	  	 Morgan Stanley Senior Funding, Inc.
	  	 	—  	  	  	$	9,670,454.54	  	  	$	14,000,000	  
					
	 15.
	  	 PNC Bank, National
	  	$	8,550,000	  	  	$	12,571,590.91	  	  	$	6,000,000	  

  
 Sch. 2 - 1

															
	 	  	 Lender
	  	Original Term A
Advances	 	  	Additional Term A
Advances	 	  	Revolving Credit
Commitments	 
		  	 Association
	  				  				  			
					
	 16.
	  	 The Royal Bank of Scotland plc
	  	$	17,100,000	  	  	$	14,505,681.82	  	  	$	12,000,000	  
					
	 17.
	  	 Suntrust Bank
	  	$	17,100,000	  	  	$	14,505,681.82	  	  	$	12,000,000	  
					
	 18.
	  	 The Bank of Nova Scotia
	  	$	28,500,000	  	  	$	19,340,909.10	  	  	$	20,000,000	  
					
	 19.
	  	 The Bank of Tokyo-Mitsubishi UFJ, Ltd.
	  	$	14,250,000	  	  	$	27,077,272.73	  	  	$	10,000,000	  
					
	 20.
	  	 UMB Bank N.A.
	  	$	8,550,000	  	  	$	11,604,545.45	  	  	$	6,000,000	  
					
	 21.
	  	 U.S. Bank National Association
	  	$	8,550,000	  	  	$	11,604,545.45	  	  	$	6,000,000	  
					
	 22.
	  	 Wells Fargo Bank, N.A.
	  	$	17,100,000	  	  	$	14,505,681.82	  	  	$	12,000,000	  
		  		  	  
	  
	 	  	  
	  
	 	  	  
	  
	 
					
		  	 Total:
	  	$	285,000,000	  	  	$	265,937,500	  	  	$	200,000,000	  
		  		  	  
	  
	 	  	  
	  
	 	  	  
	  
	 

  
 Sch. 1 - 2

 Schedule 2 
 SCHEDULE V: 
 PATENTS, TRADEMARKS AND TRADE NAMES, COPYRIGHTS AND

 INTELLECTUAL PROPERTY AGREEMENTS 
 (Note: Only Intellectual Property that is Material and Registered is Listed Below) 

PATENTS: None. 
 TRADEMARKS:

  

			
	 Grantor
	  	 Description

		
	Kansas City Southern	  	Kansas City Southern Lines Logo
		
	Kansas City Southern	  	NAFTA RAIL
		
	The Kansas City Southern Railway Company	  	“Extending Research. Growing Partnerships.” trademark application

 TRADE NAMES: 
  

			
	 Grantor
	  	 Trade Name

		
	The Kansas City Southern Railway Company	  	d/b/a Louisiana & Arkansas Railway Company (over 10 years ago)
		
	Trans-Serve, Inc.	  	d/b/a Superior Tie & Timber

 COPYRIGHTS: 
  

			
	 Grantor
	  	 Description

		
	The Kansas City Southern Railway Company	  	Management Control System (“MCS”) Software

  
 Sch. 2 - 1

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00210-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00210-of-00352.parquet"}]]