Document:

Exhibit
10.1

    SECOND
AMENDMENT

    TO

    LOAN
AND SECURITY AGREEMENT

     

    THIS SECOND AMENDMENT to Loan
and Security Agreement (this “Amendment”) is entered into this 4 day of
November, 2009, by and between SILICON VALLEY BANK (“Bank”)
and ENCISION INC. a
Colorado corporation (“Borrower”) whose address is 6797 Winchester Cir., Boulder
CO  80301.

     

    RECITALS

     

    A.           Bank
and Borrower have entered into that certain Loan and Security Agreement dated as
of November 10, 2006, as amended by a Default Waiver and First Amendment, dated
September 3, 2008 (as the same may from time to time be amended, modified,
supplemented or restated, the “Loan Agreement”).

     

    B.           Bank
has extended credit to Borrower for the purposes permitted in the Loan
Agreement.

     

    C.           Borrower
has requested that Bank amend the Loan Agreement to (i) extend the
Revolving Line Maturity Date and (ii) make certain other revisions to the
Loan Agreement as more fully set forth herein.

     

    D.           Bank
has agreed to so amend certain provisions of the Loan Agreement, but only to the
extent, in accordance with the terms, subject to the conditions and in reliance
upon the representations and warranties set forth below.

     

    Agreement

     

    Now,
Therefore, in consideration of the foregoing recitals and other good and
valuable consideration, the receipt and adequacy of which is hereby
acknowledged, and intending to be legally bound, the parties hereto agree as
follows:

     

    1.           Definitions.  Capitalized
terms used but not defined in this Amendment shall have the meanings given to
them in the Loan Agreement.

     

    2.           Amendments
to Loan Agreement.

     

    2.1           Section
6.6 of the Loan Agreement is hereby amended, in part, to delete the dollar
amount “$750” and replace it with the dollar amount “$850” therein.

     

    2.2           The
definition of Revolving Line Maturity Date in Section 13.1 of the Loan Agreement
is hereby deleted in its entirety and replaced with the following:

     

    “Revolving Line Maturity Date”
is November 8, 2011.

     

    2.3           In
addition to all other fees and Bank Expenses due and payable from time to time
under the Loan Agreement, Borrower will pay a facility fee of $10,000 on the
date of this Amendment and an additional $10,000 facility fee on November 9,
2010.

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    3.           Limitation
of Amendments.

     

    3.1           The
amendments set forth in Section 2, above, are effective for the purposes
set forth herein and shall be limited precisely as written and shall not be
deemed to (a) be a consent to any amendment, waiver or modification of any
other term or condition of any Loan Document, or (b) otherwise prejudice
any right or remedy which Bank may now have or may have in the future under or
in connection with any Loan Document.

     

    3.2           This
Amendment shall be construed in connection with and as part of the Loan
Documents and all terms, conditions, representations, warranties, covenants and
agreements set forth in the Loan Documents, except as herein amended, are hereby
ratified and confirmed and shall remain in full force and effect.

     

    4.           Representations and
Warranties.  To induce Bank to enter into this Amendment,
Borrower hereby represents and warrants to Bank as follows:

     

    4.1           Immediately
after giving effect to this Amendment (a) the representations and
warranties contained in the Loan Documents are true, accurate and complete in
all material respects as of the date hereof (except to the extent such
representations and warranties relate to an earlier date, in which case they are
true and correct as of such date), and (b) no Event of Default has occurred
and is continuing;

     

    4.2           Borrower
has the power and authority to execute and deliver this Amendment and to perform
its obligations under the Loan Agreement, as amended by this
Amendment;

     

    4.3           The
organizational documents of Borrower delivered to Bank on the Effective Date
remain true, accurate and complete and have not been amended, supplemented or
restated and are and continue to be in full force and effect;

     

    4.4           The
execution and delivery by Borrower of this Amendment and the performance by
Borrower of its obligations under the Loan Agreement, as amended by this
Amendment, have been duly authorized;

     

    4.5           The
execution and delivery by Borrower of this Amendment and the performance by
Borrower of its obligations under the Loan Agreement, as amended by this
Amendment, do not and will not contravene (a) any law or regulation binding
on or affecting Borrower, (b) any contractual restriction with a Person
binding on Borrower, (c) any order, judgment or decree of any court or
other governmental or public body or authority, or subdivision thereof, binding
on Borrower, or (d) the organizational documents of Borrower;

     

    4.6           The
execution and delivery by Borrower of this Amendment and the performance by
Borrower of its obligations under the Loan Agreement, as amended by this
Amendment, do not require any order, consent, approval, license, authorization
or validation of, or filing, recording or registration with, or exemption by any
governmental or public body or authority, or subdivision thereof, binding on
either Borrower, except as already has been obtained or made; and

     

    4.7           This
Amendment has been duly executed and delivered by Borrower and is the binding
obligation of Borrower, enforceable against Borrower in accordance with its
terms, except as such enforceability may be limited by bankruptcy, insolvency,
reorganization, liquidation, moratorium or other similar laws of general
application and equitable principles relating to or affecting creditors’
rights.

    
      
         

      

      
        2

        
          

        

      

      
         

      

    

     

    5.           Counterparts.  This
Amendment may be executed in any number of counterparts and all of such
counterparts taken together shall be deemed to constitute one and the same
instrument.

     

    6.           Effectiveness.  This
Amendment shall be deemed effective upon (a) the due execution and delivery to
Bank of this Amendment by each party hereto (b) the due execution and/or
delivery of the documents listed in the Closing Checklist delivered to Borrower
in connection with this Amendment and (b) Borrower’s payment of the $10,000
facility fee referenced in Section 2.4 above and all Bank Expenses in connection
herewith.

     

    In Witness
Whereof, the parties hereto have caused this Amendment to be duly
executed and delivered as of the date first written above.

     

    
      
        
          
            
              
                
                  
                    
                      	
                              BANK:

                            	 
      	
                              BORROWER:

                            
	 	 	 
	
                              SILICON
      VALLEY BANK

                            	 
      	
                              ENCISION
      INC.

                            
	 	 	 
	
                              By:

                            	
                              /s/
      Chris Ennis

                            	 
      	
                              By:

                            	
                              /s/
      John R. Serino

                            
	
                              Print
      Name:

                            	
                              Chris
      Ennis

                            	 
      	
                              Print
      Name:

                            	
                              John
      R. Serino

                            
	
                              Title:

                            	
                              Relationship
      Manager

                            	 
      	
                              Title:

                            	
                              President/CEO

                            

                    

                  

                

              

            

          

        

      

    

    
      
         

      

      
        3Unassociated Document

    EXHIBIT
10.29

    

    October
1, 2009

     

    Mr. Ayaz
Kassam

    Superlattice
Power Inc.

    420
Nellis Blvd., A3-146

    Las
Vegas, NV  89110

     

    Dear Mr.
Kassam,

    

    EV
Innovations hereby advises Superlattice Power, Inc. that it will not issue a
notice of default for your failure to comply with your covenant to invest a
minimum of $1,500,000 in the first year of the term of our License
Agreement.

    

    If you
have any questions, please feel free to call me at (702) 952-9900.

     

    Sincerely,

    

    /s/
Stacey Fling

    
      
        

      

    

    Stacey
Fling

    PresidentUnassociated Document

    
      GPS
device supply and terminal service agreement

      

      Serial
NO.: 200910251

      Signed
on: 25th, Oct.
2009

      

      

      

      PartyA:
Zhengzhou Shenyang Technology Co., Ltd.

      PartyB:
Xingyang Security Service Co., Ltd.

      

      

       

      Regarding
to the ZST vehicle embedded GPS device and service, Party A and Party B have
agreed:

      

      
        	
                I.

              	
                Registration
      material.

                 

              

      

      
        	
                1.

              	
                Party
      B should fill out and ensure the accuracy of the Subscriber Registration
      Form and number of devices, delivery date. Party B should inform
      Party A about all the changes in written form(fax) on a timely
      basis.

                 

              

      

      
        	
                2.

              	
                Party
      A should treat the materials provided by Party B as
      confidentiality.

              

      

       

      
 

      
        	
                II.

              	
                Fees

                 

              

      

      
        	
                1.

              	
                Model:
      SY-A601. Price per unit: 1,600 RMB Yuan(one year annual service fee
      included)

                 

              

      

      Total:
2,500 units.

       

      
        	
                2.

              	
                Party
      B should pay 4,000,000 RMB Yuan to Party A. The annual service fee is 200
      RMB Yuan per year for each unit. Total: 500,000 RMB Yuan.

                 

              

      

      
        	
                3.

              	
                Party
      B should pay the annual service fee at least one month in advance. If not,
      Party A would stop the after-sale service and call-in center
      service.

              

      

       

      
        
           

        

        
           

          
            

          

        

        
           

        

      

       

      
        	
                III.

              	
                System
      installation

                 

              

      

      
        	
                1.

              	
                Party
      A shall assign its technical staff to conduct the debugging and
      installation activities for Party B according to its requirements. The
      service would be started on the installation day.

                 

              

      

      
        	
                2.

              	
                Party
      A shall provide the installation and debugging service. Party B agreed to
      allow Party A conduct the installation and debugging activities in
      accordance with the user mannual.

                 

              

      

      
        	
                3.

              	
                Party
      A shall provide the system operation training to Party
  B.

              

      

       

      
 

      
        	
                IV.

              	
                Warranty
      terms

                 

              

      

      
        	
                1.

              	
                Party
      B may change the products within one month after purchase(term 2
      excluded). Free maintenance for one year(12 months).

                 

              

      

      
        	
                2.

              	
                During
      the free maintenance period, maintenance materials would be
      charged.

                 

              

      

      
        	
                3.

              	
                Maintenance
      would be charged after the expiration of the free maintenance
      period.

                 

              

      

      
        	
                4.

              	
                Exceptions
      of the replacement guarantee and free maintenance are as
      follows:

                 

              

      

      
        	
                (1)

              	
                Service
      fee unpaid.

                 

              

      

      
        	
                (2)

              	
                Due
      to Party B’s operational mistakes.

                 

              

      

      
        	
                (3)

              	
                Unauthorized
      maintenance or modification.

                 

              

      

      
        	
                (4)

              	
                Force
      of majeure.

                 

              

      

      
        	
                5.

              	
                Party
      B shall pay the postage or delivery fee when apply for the maintenance or
      replancement.

              

      

       

      
 

      
        	
                V.

              	
                Roles
      and responsibilities

                 

              

      

      (1) Party
A’s responsibility

       

      1.
Provide alarm/emergency related service to Party B when required.

       

      2.
Provide data search and printing service to 110/Party B when required. The
information includes 1) basic information of vehicle; 2) tracks of the vehicle
and solutions for the alarm/emergency condition.

       

      3.
Provide the position and vehicle condition information for subscribers or
users.

       

      
        
           

        

        
           

          
            

          

        

        
           

        

      

       

      (2) Party
B’s responsibility

       

      1. Party
B shall have intimate knowledge of system operation and use method before
application.

       

      2. Party
B shall operate the system strictly according to the User Operation Manual. Any
losses caused by improper operation shall be born by Party B.

       

      3. Before
the operation of “controlling vehicle to stop”, Party B shall know the situation
of controlled vehicle to avoid accident. Any losses herein shall be born by
Party B.

       

      4. Party
B shall ensure secure password. Any losses caused by password disclosure shall
be born by Party B.

       

      5. Party
B shall ensure that more than two contact persons or operation users listed on
registered form can be informed.

       

      6.
Vehicles shall be parked within GPS mobile coverage scope, so as the mobile can
be connected normally and the system is in early warning state.

       

      7. As the
vehicle number is specially used for location, Party B should not change SIM
card or disclose to others without approval.

       

      8. Party
B shall ensure the vehicle mobile keeps enough amounts for normal operation, any
losses caused by unavailable operation due to default charge shall be born by
Party B.

       

      9. With
the intellectual circuit, the system can be regarded as automatic closing due to
voltage deficiency while the vehicle battery voltage reduces to set level.
Consequently, Party B shall start up the motor regularly to charge for the
battery and ensure normal operation of system.

       

       

      VI.
Exemption clauses

       

      Party A
shall bear no responsibility for following results or losses:

       

      1. GSM
blind area, failure or short message losing and blocking;

       

      2. GPS
location blind area, default or failure.

       

      3.
Non-default problems, man-made destroy of GSM network and GPS
system.

       

      4.
Improper installation and operation of Party B’s users (inc. Party
B).

       

      
        
           

        

        
           

          
            

          

        

        
           

        

      

       

      5.
Improper registration of Party B.

       

      6.
Disconnection or default charge of Party B’s vehicle mobile phone.

       

      7.
Abnormal operation due to default battery voltage or other failures of Party B’s
vehicle.

       

      8. No
entry into early warning of Party B’s vehicle.

       

      9.
Password or other materials disclosure taken by Party B’s system users (inc.
Party B).

       

      10.
Vehicle terminal opening or SIM card changing made by Party B without
approval.

       

      11.
Vehicle lost of Party B.

      

      VII.
Delivery

       

      1. After
signing the contract, Party A shall provide the delivered goods requested by the
contract for installation and commissioning at any time.

       

      2. Each
delivery shall be confirmed through Party B’s telephone, fax and email.
Generally delivery terms for the annual, quarterly and monthly contract should
not respectively exceed 80, 20 and 7 days.

       

       

      VIII. This contract is in
duplicate and shall be effective since signed by both parties. Any disputes
occurred during the contract performance, both parties shall discuss for
solution. If failed, both parties shall bring the disputes to local people’s
court of delivered unit for settlement.

       

       

      

      
        	
                Party
      A (seal): Jia Qingsong

              	
                Party
      B (seal or signature): Huang Jian Xu

                 

              
	
                Date:

              	
                Date:

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