Document:

Exhibit
4.1

 

EXECUTION
VERSION

 

AMENDMENT
NO. 3 TO

AMENDED AND RESTATED
CREDIT AGREEMENT

 

This Amendment No. 3 to Amended and Restated Credit Agreement
(this “Amendment”) is entered into as of January 21, 2010 by and
among The Manitowoc Company, Inc., a Wisconsin corporation (the “Borrower”),
the Subsidiary Borrowers signatory hereto (together with the Borrower, the “Borrowers”),
JPMorgan Chase Bank, N.A., individually and as administrative agent (the “Administrative
Agent”), and the other financial institutions signatory hereto.

 

RECITALS

 

A.            The
Borrowers, the Administrative Agent and the Lenders are party to that certain
Amended and Restated Credit Agreement dated as of August 25, 2008, as
amended (as so
amended, the “Credit Agreement”). 
Unless otherwise specified herein, capitalized terms used in this
Amendment shall have the meanings ascribed to them by the Credit Agreement, as
amended hereby.

 

B.            The
Borrowers, the Administrative Agent and the undersigned Lenders wish to amend
the Credit Agreement on the terms and conditions set forth below.

 

Now,
therefore, in consideration of the mutual execution hereof and other good and
valuable consideration, the parties hereto agree as follows:

 

1.             Amendments
to Credit Agreement.  Upon the
“Effective Date” (as defined below), the Credit Agreement shall be amended as
follows:

 

(a)           The defined term
“Consolidated EBIT” in Section 1.01 of the Credit Agreement is hereby
deleted and replaced with the following:

 

“Consolidated EBIT”
means, for any period, Consolidated Net Income from continuing operations for
such period before deducting therefrom Consolidated Interest Expense for such
period (to the extent deducted in arriving at Consolidated Net Income for such
period) and provision for taxes based on income (including foreign withholding
taxes imposed on interest or dividend payments and state single business,
unitary or similar taxes imposed on net income) that were included in arriving
at Consolidated Net Income for such period and without giving effect, without
duplication, to (a) any extraordinary gains, extraordinary losses or other
extraordinary non-cash charges or benefits, (b) any charges arising out of
prepayments of the Senior Notes, (c) any gains or losses from sales of
assets other than from sales of inventory in the ordinary course of business, (d) fees,
expenses and charges incurred or recorded prior to December 31, 2008 in
connection with the Acquisition, the Transactions or Divestiture Transactions
up to an aggregate amount of $25,000,000, (e) 

 

 

fees, expenses and
charges incurred or recorded after December 31, 2008 and prior to December 31,
2009 in connection with Divestiture Transactions, (f) non-recurring cash
severance and non-recurring cash restructuring charges (other than in
connection with the Acquisition, the Transactions or Divestiture Transactions) incurred or
recorded (i) after September 30, 2008 and on or prior to March 31,
2009 in an aggregate amount up to $25,400,000 and (ii) after March 31,
2009 and on or prior to December 31, 2009 in an aggregate amount up to
$26,000,000, (g) non-recurring cash restructuring charges (other than in connection with the Acquisition, the
Transactions, the Divestiture Transactions or as permitted by clause (f) of
this definition) incurred or recorded on or prior to December 31, 2010 in
an aggregate amount up to $20,000,000 and (h) non-recurring cash
restructuring charges (other than in connection with the Acquisition, the Transactions,
the Divestiture Transactions, as permitted by clause (f) of this
definition or as permitted by clause (g) of this definition) incurred or
recorded after December 31, 2010 in an aggregate amount up to
$15,000,000.

 

(b)           The defined term
“Senior Note Documents” in Section 1.01 of the Credit Agreement is hereby
deleted and replaced with the following:

 

“Senior
Note Documents” means the Original Senior Note Documents, the Additional
Senior Note Documents, and all other documents executed and delivered with
respect any Indebtedness of the Borrower and its Subsidiaries (as applicable)
incurred pursuant to Section 6.01(p) and/or 6.01(q) of this
Agreement subsequent to the Amendment No. 3 Effective Date.

 

(c)           The defined term
“Senior Notes” in Section 1.01 of the Credit Agreement is hereby deleted
and replaced with the following:

 

“Senior Notes” means the Original
Senior Notes, the Additional Senior Notes and any other notes issued pursuant
to the Senior Note Documents.

 

(d)           Section 1.01 of
the Credit Agreement is amended by adding the following definitions in
appropriate alphabetical order:

 

“Additional
Senior Note Documents” means the Additional Senior Note Indenture and all
other documents executed and delivered with respect to the Additional Senior
Notes or Additional Senior Note Indenture as in effect on the Amendment No. 3
Effective Date and as the same may be amended, restated, amended and restated,
modified or supplemented from time to time in accordance with the terms hereof
and thereof.

 

“Additional
Senior Note Indenture” means the Indenture to be dated on or about the
Amendment No. 3 Effective Date, among the Borrower and the other parties
thereto, as in effect on the Amendment No. 3 Effective Date and as the
same may 

 

2

 

be
amended, restated, amended and restated, modified or supplemented from time to
time in accordance with the terms hereof and thereof.

 

“Additional Senior
Notes” means the Borrower’s Senior Notes issued pursuant to the Additional
Senior Note Indenture, as in effect on the Amendment No. 3 Effective Date
and as the same may be amended, modified or supplemented from time to time in
accordance with the terms hereof and thereof.

 

“Amendment No. 3”
means that certain Amendment No. 3 to Credit Agreement dated as of January 21,
2010 by and among the Borrower, the Administrative Agent and the Lenders party
thereto.

 

“Amendment No. 3
Effective Date” means the “Effective Date” as defined in Amendment No. 3.

 

“Original
Senior Note Documents” means the Original Senior Note Indenture and all
other documents executed and delivered with respect to the Original Senior
Notes or Original Senior Note Indenture as in effect on the Effective Date and
as the same may be amended, restated, amended and restated, modified or
supplemented from time to time in accordance with the terms hereof and thereof.

 

“Original
Senior Note Indenture” means the Indenture dated as of November 6,
2003, among the Borrower and the other parties thereto, as in effect on the
Effective Date and as the same may be amended, restated, amended and restated,
modified or supplemented from time to time in accordance with the terms hereof
and thereof.

 

“Original
Senior Notes” means the Borrower’s 7-1/8% Senior Notes due 2013, issued
pursuant to the Original Senior Note Indenture, as in effect on the Effective
Date and as the same may be amended, modified or supplemented from time to time
in accordance with the terms hereof and thereof.

 

(e)           Sub-clause
(ii) of Section 5.01(c) of the Credit Agreement is hereby deleted and replaced
with the following:

 

(ii) setting forth
reasonably detailed calculations (x)(1) of the amount of “Permitted
Indebtedness” (as described in part (2) of the definition thereof in the
Original Senior Note Indenture) then outstanding and then permitted to be
incurred by the terms of the Original Senior Note Indenture, (2) of the
amount of “Permitted Indebtedness” (as described in part (2) of the
definition thereof in the Additional Senior Note Indenture) then outstanding
and then permitted to be incurred by the terms of the Additional Senior Note
Indenture and (3) to the extent applicable, of the amount of “Permitted
Indebtedness” (as defined in the applicable Senior Note Document) then
outstanding and then permitted to be incurred under this Agreement pursuant to
the terms of any other Senior Note Document and (y) demonstrating
compliance with Sections 6.07, 6.08, 6.15, 6.16, 6.20 and, commencing with the
fiscal quarter ending December 31, 2010, 6.21

 

3

 

(f)            Section 6.01(b) of the Credit Agreement is hereby deleted
and replaced with the following:

 

(b) Indebtedness existing on the Effective Date and set forth in
Schedule 6.01, and any subsequently incurred Indebtedness under lines of credit
to any Foreign Subsidiaries which were in effect on the Effective Date, as reduced
by any permanent repayments of principal thereof, and extensions, renewals and
replacements of any such Indebtedness to the extent that such extensions,
renewals and replacements do not increase the principal amount or facility
amount, as applicable, outstanding at the time of any such extension, renewal
or replacement); provided, however, that, as applicable, such
Indebtedness shall be repaid in full as indicated on Schedule 6.01;

 

(g)           Section 6.01(i) of the Credit Agreement is hereby deleted
and replaced with the following:

 

(i)            Indebtedness of Foreign Subsidiaries
of the Borrower under lines of credit to any such Foreign Subsidiary from
Persons other than the Borrower or any of its Subsidiaries, the proceeds of
which Indebtedness are used for such Foreign Subsidiary’s working capital and
other general corporate purposes; provided that the aggregate principal
amount of all such Indebtedness outstanding at any time for all such Foreign
Subsidiaries (excluding Indebtedness existing on the Effective Date and set
forth on Schedule 6.01, subsequently incurred Indebtedness under lines of
credit to any Foreign Subsidiaries which were in effect on the Effective Date, and refinancings thereof by the
applicable Subsidiary or another Subsidiary in the same country to the extent
that such refinancings do not increase the amount of the applicable
Indebtedness nor provide security not applicable to such scheduled or
subsequently incurred Indebtedness, except to the extent secured and/or
guaranteed by the Security Documents and/or the other applicable Credit
Documents) shall not exceed $30,000,000;

 

(h)           Section 6.01(n) of the Credit Agreement is hereby amended
by deleting the number “$80,000,000” and replacing it with “$100,000,000”.

 

(i)            Section 6.01(p) of the Credit Agreement is hereby amended
by deleting the words “Senior Note Documents” and replacing them with “Original
Senior Note Documents”.

 

(j)            Section 6.05(i) of the Credit Agreement is hereby amended
by deleting the number “$80,000,000” and replacing it with “$100,000,000”.

 

(k)           Section 6.05(j) of the Credit Agreement is hereby amended
by deleting the number “$80,000,000” and replacing it with “$100,000,000”.

 

(l)            Sub-clause
(vii)(B) of Section 6.05(m) of the Credit Agreement is hereby deleted and replaced with the
following:

 

4

 

(B) the Borrower is in
compliance with Sections 6.07, 6.08 and, commencing with the fiscal quarter
ending December 31, 2010, 6.21, on a Pro Forma Basis

 

(m)          Section 6.07
of the Credit Agreement
is hereby deleted and replaced with the following:

 

SECTION 6.07       Minimum
Consolidated Interest Coverage Ratio. 
The Borrower will not permit the Consolidated Interest Coverage Ratio
for any fiscal quarter of the Borrower set forth below to be less than or equal
to the ratio set forth opposite such fiscal quarter below:

 

	
  Fiscal
  Quarter Ending

  	
   

  	
  Ratio

  
	
   

  	
   

  	
   

  
	
  June 30, 2009

  September 30, 2009

  December 31, 2009

  March 31, 2010

  	
   

  	
  2.75:1.00

  2.25:1.00

  1.875:1.00

  1.75:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2010

  September 30, 2010

  December 31, 2010

  March 31, 2011

  	
   

  	
  1.75:1.00

  1.80:1.00

  1.85:1.00

  2.00:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2011

  September 30, 2011

  December 31, 2011

  March 31, 2012

  	
   

  	
  2.00:1.00

  2.125:1.00

  2.25:1.00

  2.375:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2012

  September 30, 2012

  December 31, 2012

  March 31, 2013

  	
   

  	
  2.50:1.00

  2.50:1:00

  2.75:1.00

  2.75:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2013,

  and thereafter

  	
   

  	
  3.00:1.00

  

 

(n)           Section 6.08
of the Credit
Agreement is hereby deleted and replaced with the following:

 

SECTION 6.08       Maximum Consolidated Total Leverage
Ratio.  The Borrower will cause the
Consolidated Total Leverage Ratio at all times during the fiscal quarters of
the Borrower set forth below to be less than the ratio set forth opposite such
fiscal quarter below:

 

5

 

	
  Fiscal
  Quarter Ending

  	
   

  	
  Ratio

  
	
   

  	
   

  	
   

  
	
  June 30, 2009

  September 30, 2009

  December 31, 2009

  March 31, 2010

  	
   

  	
  5.25:1.00

  6.625:1.00

  7.125:1.00

  7.80:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2010

  September 30, 2010

  December 31, 2010

  March 31, 2011

  	
   

  	
  7.80:1.00

  7.25:1.00

  6.625:1.00

  6.50:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2011

  September 30, 2011

  December 31, 2011

  March 31, 2012

  	
   

  	
  6.375:1.00

  6.25:1.00

  5.75:1.00

  5.75:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2012

  September 30, 2012

  December 31, 2012

  March 31, 2013

  	
   

  	
  5.25:1.00

  4.75:1.00

  4.50:1.00

  4.50:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2013

  September 30, 2013

  December 31, 2013,

  and thereafter

  	
   

  	
  4.25:1.00

  3.75:1.00

  3.50:1.00

  

 

(o)           Section 6.10 of the Credit Agreement is hereby deleted and replaced
with the following:

 

SECTION 6.10.  Restrictive Agreements.  The Borrower will not, and will not permit
any of its Subsidiaries to, directly or indirectly, enter into, incur or permit
to exist any agreement or other arrangement that prohibits, restricts or
imposes any condition upon (a) the ability of the Borrower or any
Subsidiary to create, incur or permit to exist any Lien upon any of its
property or assets, or (b) the ability of any Subsidiary to pay dividends
or other distributions with respect to any shares of its capital stock or to
make or repay loans or advances to the Borrower or any other Subsidiary or to
Guarantee Indebtedness of the Borrower or any other Subsidiary; provided
that (i) the foregoing shall not apply to restrictions and conditions
imposed by law or by this Agreement or the other Credit Documents or, only
until the Initial Borrowing Date, restrictions or conditions imposed by any of
the “Credit Documents” (as defined in the Existing Credit Agreement), (ii) the
foregoing shall not apply to restrictions and conditions existing on the
Effective Date identified on Schedule 6.10 (but shall apply to any extension or
renewal of, or any amendment or modification expanding the scope of, any such
restriction or condition), (iii) the foregoing shall not apply to 

 

6

 

restrictions and
conditions contained in the Additional Senior Note Documents as in effect on
the Amendment No. 3 Effective Date (but shall apply to any extension or
renewal of, or any amendment or modification expanding the scope of, any such
restriction or condition) or any restrictions or conditions contained in any
Senior Note Documents issued subsequent to the Amendment No. 3 Effective
Date; provided that any Senior Note Documents issued subsequent to the
Amendment No. 3 Effective Date pursuant to Section 6.01(q)(i) shall
be on terms not materially less favorable to the Lenders, taken as a
whole, than the terms
of the Additional Senior Note Documents, (iv) the foregoing shall not
apply to customary restrictions and conditions contained in agreements relating
to the sale of a Subsidiary pending such sale, provided such restrictions and
conditions apply only to the Subsidiary that is to be sold and such sale is
permitted hereunder, (v) clause (a) of
the foregoing shall not apply to restrictions or conditions imposed by any
agreement relating to secured Indebtedness permitted by this Agreement if such
restrictions or conditions apply only to the property or assets securing such
Indebtedness and (vi) clause
(a) of the foregoing shall not apply to customary provisions in leases and
other contracts restricting the assignment thereof.

 

(p)           Section 6.21
of the Credit
Agreement is hereby deleted and replaced with the following:

 

SECTION 6.21  Maximum Consolidated Senior Secured
Leverage Ratio.  The Borrower
will cause the Consolidated Senior Secured Leverage Ratio at all times during
the fiscal quarters of the Borrower set forth below to be less than the ratio
set forth opposite such fiscal quarter below:

 

	
  Fiscal
  Quarter Ending

  	
   

  	
  Ratio

  
	
   

  	
   

  	
   

  
	
  December 31, 2010

  March 31, 2011

  	
   

  	
  5.00:1.00

  5.00:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2011

  September 30, 2011

  December 31, 2011

  March 31, 2012

  	
   

  	
  5.00:1.00

  5.00:1.00

  4.25:1.00

  4.25:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2012

  September 30, 2012

  December 31, 2012

  March 31, 2013

  	
   

  	
  4.00:1.00

  3.75:1.00

  3.50:1.00

  3.25:1.00

  
	
   

  	
   

  	
   

  
	
  June 30, 2013

  September 30, 2013

  December 31, 2013,

  and thereafter

  	
   

  	
  3.25:1.00

  3.25:1.00

  3.00:1.00

  

 

7

 

2.             Representations,
Warranties and Acknowledgments of the Borrowers.  The Borrowers represent and warrant that:

 

(a)           The execution,
delivery and performance by the Borrowers of this Amendment have been duly
authorized by all necessary corporate action and that this Amendment is a
legal, valid and binding obligation of the Borrowers enforceable against the
Borrowers in accordance with its terms, except as the enforcement thereof may
be subject to  the effect of any
applicable bankruptcy, insolvency, reorganization, moratorium or similar law
affecting creditors’ rights generally;

 

(b)           Each of the
representations and warranties contained in the Credit Agreement is true and
correct in all material respects (except that any representation or warranty
which is already qualified as to materiality or by reference to Material
Adverse Effect is true and correct in all respects) on and as of the date
hereof (other than representations and warranties that relate solely to an
earlier date);

 

(c)           After giving effect
to this Amendment, no Default has occurred and is continuing.

 

(d)           The Borrower’s receipt of the net
proceeds from the issuance of the Additional Senior Notes constitutes a
Prepayment Event under Section 2.12(c) of the Credit Agreement, and
the Borrower shall apply such net proceeds to prepay outstanding Term A
Borrowings and Term B Borrowings, ratably. 
Notwithstanding the 10 Business Day time period permitted by Section 2.12(c) of
the Credit Agreement for the making of such prepayment, the Borrower shall use
its reasonable best efforts to ensure that such prepayment is made promptly
(and in any event within 2 Business Days) upon the Borrower’s receipt of the
net proceeds from the issuance of the Additional Senior Notes.

 

(e)           Attached hereto as Schedule
I is a true and complete list of all lines of credit of the Foreign
Subsidiaries of the Borrowers which were in effect on the Effective Date (as
defined in the Credit Agreement).

 

3.             Effective
Date.  This Amendment shall become
effective upon the execution and delivery hereof by the Borrowers, the
Administrative Agent and the Required Lenders (without respect to whether it
has been executed and delivered by all the Lenders); provided that Section 1
hereof shall not become effective until the date (the “Effective Date”)
when the following additional conditions have also been satisfied:

 

(a)           Each
of the Credit Parties shall have executed and delivered to the Administrative Agent
a Reaffirmation of Guaranty and Collateral Documents in the form of Exhibit A
hereto.

 

(b)           The Administrative Agent shall have
received an executed legal opinion from Foley & Lardner LLP in form
and substance satisfactory to the Administrative Agent.  The Borrower hereby requests such counsel to
deliver such opinion.

 

8

 

(c)           The
Borrower shall have paid (i) to the Administrative Agent for the ratable
benefit of the Lenders consenting to this Amendment an amendment fee equal to
..075% of the aggregate Revolving Commitments and outstanding Term Loans of each
such Lender, in each case determined as of the Effective Date (without giving effect to any prepayment
of the Term Loans on the Effective Date), and (ii) to the
Administrative Agent for its own account any other separately agreed fees
relating hereto.

 

(d)           The
Administrative Agent shall have received evidence of the Borrower’s issuance of
the Additional Senior Notes on terms not materially less favorable to the
Lenders, taken as a whole, than the terms of the Original Senior Notes in an
aggregate principal amount not less than $300,000,000.

 

(e)           The
Borrowers shall have provided such other corporate and other certificates,
opinions, documents, instruments and agreements as the Administrative Agent may
reasonably request.

 

The Administrative
Agent shall notify the Borrower and the Lenders promptly of the occurrence of
the Effective Date and such notice shall be conclusive and binding on all
parties hereto.  In the event
the Effective Date has not occurred on or before the date that is ninety (90)
from the initial date upon which the Required Lenders shall have consented to
this Amendment, Section 1 hereof shall not become operative and shall be
of no force or effect.

 

4.             Reference
to and Effect Upon the Credit Agreement.

 

(a)           Except as
specifically amended or waived above, the Credit Agreement and the other Credit
Documents shall remain in full force and effect and are hereby ratified and
confirmed in all respects.

 

(b)           The execution,
delivery and effectiveness of this Amendment shall not operate as a waiver of
any right, power or remedy of the Administrative Agent, the Collateral Agent or
any Lender under the Credit Agreement or any other Credit Document, nor
constitute a waiver of any provision of the Credit Agreement or any other
Credit Document, except as specifically set forth herein.  Upon the effectiveness of this Amendment,
each reference in the Credit Agreement to “this Agreement”, “hereunder”,
“hereof”, “herein” or words of similar import shall mean and be a reference to
the Credit Agreement as amended hereby.

 

(c)           This Amendment shall
be deemed to be a Credit Document for all purposes of the Credit Documents.

 

5.             Costs
and Expenses.  The Borrower hereby
affirms its obligations under Section 9.03 of the Credit Agreement to
reimburse the Administrative Agent for all reasonable out-of-pocket expenses
incurred by the Administrative Agent in connection with the preparation,
negotiation, execution and delivery of this Amendment, including but not
limited to the reasonable fees, charges and disbursements of attorneys for the Administrative
Agent with respect thereto.

 

9

 

6.             Governing
Law.  This Agreement shall be
construed in accordance with and governed by the law (without regard to
conflict of law provisions) of the State of New York.

 

7.             Headings.  Section headings in this Amendment are
included herein for convenience of reference only and shall not constitute a
part of this Amendment for any other purposes.

 

8.             Counterparts.  This Amendment may be executed in any number
of counterparts, each of which when so executed shall be deemed an original but
all such counterparts shall constitute one and the same instrument.

 

[SIGNATURE PAGES FOLLOW]

 

10

 

IN
WITNESS WHEREOF, the parties have executed this Amendment as of the date and
year first above written.

 

	
   

  	
  THE
  MANITOWOC COMPANY, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Maurice D. Jones

  
	
   

  	
  Name:

  	
  Maurice
  D. Jones

  
	
   

  	
  Title:

  	
  Senior
  Vice President, General Counsel & Secretary

  
	
   

  	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  MANITOWOC
  EMEA HOLDING SARL

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Maurice D. Jones

  
	
   

  	
  Name:

  	
  Maurice
  D. Jones

  
	
   

  	
  Title:

  	
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  MANITOWOC
  HOLDING ASIA SAS

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Maurice D. Jones

  
	
   

  	
  Name:

  	
  Maurice
  D. Jones

  
	
   

  	
  Title:

  	
  General
  Manager

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  JPMORGAN
  CHASE BANK, N.A., individually

  and as Administrative Agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mike Kelly

  
	
   

  	
  Name:

  	
  Mike
  Kelly

  
	
   

  	
  Title:

  	
  V.P.

  

 

2

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  AllianceBernstein
  Income Fund Inc. 

  AllianceBernstein
  LP, as Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  Sanford C. Bernstein Funds, Inc. — Intermediate 

  Duration Portfolio

  
	
   

  	
  AllianceBernstein
  LP, as Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  Sanford C. Bernstein Funds, Inc. II — 

  Intermediate Duration Institutional Portfolio

  
	
   

  	
  AllianceBernstein
  LP, as Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  ABCLO 2007-1, Ltd.  

  AllianceBernstein LP, as Manager 

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  AllianceBernstein Institutional Investments — 

  Senior Loan Portfolio

  
	
   

  	
  AllianceBernstein
  LP, as Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  The Noranda Pension Funds Trust — Bond Fund 

  AllianceBernstein LP, as Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/ Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  AllianceBerstein Global Bond Fund 

  AllianceBernstein LP, as Manager 

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  AllianceBernstein Institutional Investments — 

  High-Yield Loan Portfolio (JPY)  

  AllianceBernstein LP, as Manager

  
	
   

  	
   

  
	
   

  	
   

  	
  /s/
  Michael E. Sohr

  
	
   

  	
  Name:

  	
  MICHAEL
  E. SOHR

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  APOSTLE LOOMIS SAYLES 

  CREDIT OPPORTUNITIES FUND, 

  As Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P.,

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  APOSTLE LOOMIS SAYLES 

  SENIOR LOAN FUND,

  
	
   

  	
  As Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis, Sayles & Company, L.P., 

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis, Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CONFLUENT 4 LIMITED,

  
	
   

  	
  As Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis, Sayles & Company, L.P., 

  As Sub-Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis, Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LOOMIS SAYLES CLO I, LTD.

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P.,

  Its Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  LOOMIS SAYLES

  
	
   

  	
  LEVERAGED
  SENIOR LOAN FUND LTD.,

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  THE LOOMIS SAYLES

  
	
   

  	
  SENIOR
  LOAN FUND, LLC, 

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 
 Its Managing Member

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NATIXIS LOOMIS SAYLES

  
	
   

  	
  SENIOR
  LOAN FUND,

  
	
   

  	
  As
  Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, L.P., 

  Its Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  Loomis,
  Sayles & Company, Incorporated, 

  Its General Partner

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mary McCarthy

  
	
   

  	
  Name:

  	
  Mary
  McCarthy

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
  Virtus
  Senior Floating Rate Fund

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel J. Moskey

  
	
   

  	
  Name:

  	
  Daniel
  J. Moskey, CFA

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Golden
  Knight II CLO, Ltd., as Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Elizabeth Maclean

  
	
   

  	
  Name:

  	
  Elizabeth
  Maclean

  
	
   

  	
  Title:

  	
  PORTFOLIO
  MANAGER

  
	
   

  	
   

  	
   

  
	
   

  	
  LORD
  ABBETT & CO. LLC

  
	
   

  	
  AS
  COLLATERAL MANAGER

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Lord
  Abbett Investment Trust — Lord Abbett 

  Floating Rate Fund, as Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Elizabeth Maclean

  
	
   

  	
  Name:

  	
  Elizabeth
  Maclean

  
	
   

  	
  Title:

  	
  PORTFOLIO
  MANAGER

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Global Leveraged Capital Credit Opportunity 

  Fund I, as Lender

  
	
   

  	
   

  
	
   

  	
  Global Leveraged Capital Management, LLC, as 

  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christian Giordano

  
	
   

  	
  Name:

  	
  Christian
  Giordano

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Bank
  of America, N.A., successor by merger to

  Merrill Lynch Bank USA

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Brian Lukehart

  
	
   

  	
  Name:

  	
  Brian
  Lukehart

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NATIONWIDE
  LIFE INSURANCE 

  COMPANY

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ronald R. Serpico

  
	
   

  	
  Name:

  	
  Ronald
  R. Serpico

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2005-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2005-2, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2006-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2007-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  Financial CLO 2007-A, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended
and Restated Credit Agreement]

 

 

	
   

  	
  KKR
  FI Partners I L.P.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Oregon
  Public Employees Retirement Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Mark Casanova

  
	
   

  	
  Name:

  	
  Mark
  Casanova

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CREDIT INDUSTRIEL ET COMMERCIAL 

  LYONNAISE DE BANQUE

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Guirec  Penhoat

  
	
   

  	
  Name:

  	
  Guirec  PENHOAT

  
	
   

  	
  Title:

  	
  Directeur des Grandes  Entreprises

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LATITUDE
  CLO I, LTD

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kirk Wallace

  
	
   

  	
  Name:

  	
  Kirk
  Wallace

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LATITUDE
  CLO II, LTD

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kirk Wallace

  
	
   

  	
  Name:

  	
  Kirk
  Wallace

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LATITUDE
  CLO III, LTD

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kirk Wallace

  
	
   

  	
  Name:

  	
  Kirk
  Wallace

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  GANNETT PEAK CLO I, LTD.

  
	
   

  	
  By:
  McDonnell Investment Management, LLC, 

  as Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kathleen A. Zarn

  
	
   

  	
  Name:

  	
  Kathleen A. Zarn

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ILLINOIS STATE BOARD OF INVESTMENT

  
	
   

  	
  By:
  McDonnell Investment Management, LLC, 

  as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kathleen A. Zarn

  
	
   

  	
  Name:

  	
  Kathleen A. Zarn

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LIBERTY
  MUTUAL INSURANCE COMPANY

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sheila Finnerty

  
	
   

  	
  Name:

  	
  Sheila
  Finnerty

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LIBERTY
  MUTUAL FIRE INSURANCE COMPANY

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sheila Finnerty

  
	
   

  	
  Name:

  	
  Sheila
  Finnerty

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EMPLOYERS
  INSURANCE COMPANY OF WAUSAU

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sheila Finnerty

  
	
   

  	
  Name:

  	
  Sheila
  Finnerty

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BANK
  OF NOVA SCOTIA

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Paula Czach

  
	
   

  	
  Name:

  	
  Paula
  Czach

  
	
   

  	
  Title:

  	
  Director

  

 

 

	
   

  	
  SCOTIABANK
  EUROPE PLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  John O’ Connor

  
	
   

  	
  Name:

  	
  John
  O’ Connor

  
	
   

  	
  Title:

  	
  Head
  of Credit Administration

  

 

 

	
   

  	
  KINGSLAND
  I, LTD.

  
	
   

  	
  By:
  Kingsland Capital Management, LLC as 

  Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vincent Siino

  
	
   

  	
  Name:

  	
  Vincent
  Siino

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KINGSLAND
  II, LTD.

  
	
   

  	
  By:
  Kingsland Capital Management, LLC as 

  Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vincent Siino

  
	
   

  	
  Name:

  	
  Vincent
  Siino

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KINGSLAND
  III, LTD.

  
	
   

  	
  By:
  Kingsland Capital Management, LLC as 

  Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vincent Siino

  
	
   

  	
  Name:

  	
  Vincent
  Siino

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KINGSLAND
  IV, LTD.

  
	
   

  	
  By:
  Kingsland Capital Management, LLC as 

  Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vincent Siino

  
	
   

  	
  Name:

  	
  Vincent
  Siino

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KINGSLAND
  V, LTD.

  
	
   

  	
  By:
  Kingsland Capital Management, LLC as 

  Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vincent Siino

  
	
   

  	
  Name:

  	
  Vincent
  Siino

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ROSEDALE
  CLO LTD.

  
	
   

  	
  By:
  Princeton Advisory Group, Inc.

  the Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Scott O’ Connell

  
	
   

  	
  Name:

  	
  Scott
  O’ Connell

  
	
   

  	
  Title:

  	
  Senior
  Credit Analyst

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ROSEDALE
  CLO II LTD.

  
	
   

  	
  By:
  Princeton Advisory Group, Inc.

  the Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Scott O’ Connell

  
	
   

  	
  Name:

  	
  Scott
  O’ Connell

  
	
   

  	
  Title:

  	
  Senior
  Credit Analyst

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint
  CLO III, Ltd. as Lender

  
	
   

  	
  By
  Neuberger Berman Fixed Income LLC as

  collateral manager for the Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Colin Donlan

  
	
   

  	
  Name:

  	
  Colin
  Donlan

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint CLO IV, Ltd.
  as Lender

  
	
   

  	
  By Neuberger Berman
  Fixed Income LLC as

  collateral manager for the Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to
Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint CLO V, Ltd.
  as Lender

  
	
   

  	
  By Neuberger Berman
  Fixed Income LLC as

  collateral manager for the Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to
Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint CLO VII,
  Ltd. as Lender

  
	
   

  	
  By Neuberger Berman
  Fixed Income LLC as

  collateral manager for the Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to
Amended and Restated Credit Agreement]

 

 

	
   

  	
  LightPoint CLO VIII, Ltd. as Lender

  
	
   

  	
  By Neuberger Berman Fixed
  Income LLC as

  collateral manager for the Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Marquette
  US/European CLO, Plc. as Lender 

  
	
   

  	
  By Neuberger Berman Fixed
  Income LLC as 

  collateral manager for the Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Airlie
  CLO 2006-I, Ltd. as Lender

  
	
   

  	
  By Neuberger Berman Fixed
  Income LLC as 

  collateral manager for the Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Neuberger Berman – Floating
  Rate Income Fund as Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Colin Donlan

  
	
   

  	
  Name:

  	
  Colin Donlan

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle High Yield Partners
  VII, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Linda Pace

  
	
   

  	
  Name:

  	
  Linda Pace

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle High Yield Partners
  X, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Linda Pace

  
	
   

  	
  Name:

  	
  Linda Pace

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle High Yield Partners
  VIII, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Linda Pace

  
	
   

  	
  Name:

  	
  Linda Pace

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle High Yield Partners
  IX, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Linda Pace

  
	
   

  	
  Name:

  	
  Linda Pace

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle High Yield Partners
  VI, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Linda Pace

  
	
   

  	
  Name:

  	
  Linda Pace

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Carlyle Credit Partners
  Financing I, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Linda Pace

  
	
   

  	
  Name:

  	
  Linda Pace

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CHANG
  HWA COMMERCIAL BANK, LTD.,

  
	
   

  	
  NEW
  YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Eric Y.S. Tsai

  
	
   

  	
  Name:

  	
  Eric
  Y.S. Tsai

  
	
   

  	
  Title:

  	
  VP&
  General Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DEUTSCHE
  BANK AG NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Marguerite Sutton

  
	
   

  	
  Name:

  	
  Marguerite
  Sutton

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Enrique Landaeta

  
	
   

  	
  Name:

  	
  Enrique Landaeta

  
	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BLT 18 LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ronald Gotz

  
	
   

  	
  Name:

  	
  Ronald
  Gotz

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CREDIT
  INDUSTRIEL ET COMMERCIAL,

  
	
   

  	
  as
  Additional Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Eric Longuet

  
	
   

  	
  Name:

  	
  Eric
  Longuet

  
	
   

  	
  Title:

  	
  Vice
  President

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/  Nicolas Courtaigne

  
	
   

  	
  Name:

  	
  Nicolas
  Courtaigne

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  III CDO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  IV CDO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  V CDO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  VI CDO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  VII CDO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  VIII CLO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LANDMARK
  IX CDO LIMITED

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  GREYROCK
  CDO, LTD.

  
	
   

  	
  By
  Aladdin Capital Management LLC as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Aladdin
  Flexible Investment Fund SPC, Series 2007-1

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Aladdin
  Flexible Investment Fund Series SPC 2008-1

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Aladdin
  Flexible Investment Fund SPC Series 2008-2

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christine M. Barto

  
	
   

  	
  Name:

  	
  Christine
  M. Barto

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WATERFRONT CLO 2007-1, LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert E. Sydow

  
	
   

  	
  Name:

  	
  Robert E. Sydow

  
	
   

  	
  Title:

  	
  President

  
	
   

  	
   

  	
  Grandview Capital Management, LLC

  
	
   

  	
   

  	
  As Investment Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Galaxy
  CLO 2003-1, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO III, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO IV, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO V, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO VI, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO VII, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO VIII, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Galaxy
  CLO X, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  Saturn
  CLO, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
  AIG
  Bank Loan Fund, Ltd.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Investment Manager

  
	
   

  	
   

  
	
   

  	
  American
  International Group, Inc.

  
	
   

  	
  By:
  PineBridge Investments LLC

  
	
   

  	
  Its
  Investment Adviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Julie Bothamley

  
	
   

  	
  Name:

  	
  Julie Bothamley

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Mountain
  Capital CLO III Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jonathan Dietz

  
	
   

  	
  Name:

  	
  Jonathan
  Dietz

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Mountain
  Capital CLO IV Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jonathan Dietz

  
	
   

  	
  Name:

  	
  Jonathan
  Dietz

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Mountain
  Capital CLO V Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jonathan Dietz

  
	
   

  	
  Name:

  	
  Jonathan
  Dietz

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Mountain
  Capital CLO VI Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jonathan Dietz

  
	
   

  	
  Name:

  	
  Jonathan
  Dietz

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PPM
  Monarch Bay Funding LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Tara E Kenny

  
	
   

  	
  Name:

  	
  Tara
  E Kenny

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PPM
  Shadow Creek Funding LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Tara E Kenny

  
	
   

  	
  Name:

  	
  Tara
  E Kenny

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SERVES
  2006-1, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David C. Wagner

  
	
   

  	
   

  	
  PPM
  America, Inc., as Collateral Manager

  
	
   

  	
  Name:

  	
  David
  C. Wagner

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PPM
  GRAYHAWK CLO, LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David C. Wagner

  
	
   

  	
   

  	
  PPM
  America, Inc., as Collateral Manager

  
	
   

  	
  Name:

  	
  David
  C. Wagner

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PPM
  America, Inc., as Attorney-in-fact, on behalf

  
	
   

  	
  of
  Jackson National Life Insurance Company

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  David C. Wagner

  
	
   

  	
  Name:

  	
  David
  C. Wagner

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PACIFIC
  LIFE INSURANCE COMPANY

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  James P. Leasure

  
	
   

  	
  Name:

  	
  James
  P. Leasure

  
	
   

  	
  Title:

  	
  Assistant
  Vice President

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Gail H. McIntosh

  
	
   

  	
  Name:

  	
  Gail
  H. McIntosh

  
	
   

  	
  Title:

  	
  Assistant
  Secretary

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KDP
  Asset Management for

  
	
   

  	
  Veronica
  Atkins Marital Trust

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kathy A. News

  
	
   

  	
  Name:

  	
  Kathy
  A. News

  
	
   

  	
  Title:

  	
  Sr.
  Portfolio Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KDP
  Asset Management for

  
	
   

  	
  Boeing
  Co. Employees Retirement Plans Master

  Trust

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  

  	
  /s/ Kathy
  A. News

  
	
   

  	
  Name:

  	
  Kathy
  A. News

  
	
   

  	
  Title:

  	
  Sr.
  Portfolio Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KDP
  Asset Management for

  
	
   

  	
  State
  Retirement and Pension System of Maryland

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By
  

  	
  /s/ Kathy
  A. News

  
	
   

  	
  Name:

  	
  Kathy
  A. News

  
	
   

  	
  Title:

  	
  Sr.
  Portfolio Manager

  

 

[Amendment No. 3 to Amended
and Restated Credit Agreement]

 

 

	
   

  	
  KDP
  Asset Management for

  
	
   

  	
  Vermont Pension
  Investment Committee

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Kathy A. News

  
	
   

  	
  Name:

  	
  Kathy A. News

  
	
   

  	
  Title:

  	
  Sr. Portfolio Manager

  

 

[Amendment No. 3 to
Amended and Restated Credit Agreement]

 

 

	
  NYLIM
  Flatiron CLO 2003-1 Ltd.

  	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  	
   

  
	
  By: 

  	
  New York Life Investment
  Management LLC,

  	
   

  	
   

  
	
   

  	
  as Collateral Manager and Attorney-in-Fact

  	
   

  	
  By

  	
   

  
	
   

  	
   

  	
  Name:

  	
   

  
	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
  Title:

  	
   

  
	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  NYLIM
  Flatiron CLO 2004-1 Ltd.

  	
   

  	
  Flatiron
  CLO 2007-1 Ltd.

  
	
   

  	
   

  	
   

  
	
  By: 

  	
  New York Life Investment
  Management LLC,

  as Collateral Manager and Attorney-in-Fact

  	
   

  	
  By:

  	
  New York Life Investment
  Management, LLC,

  as Collateral Manager and Attorney-in-Fact

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
  By:

  	
  /s/
  Robert F. Young

  
	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  
	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  NYLIM
  Flatiron CLO 2005-1 Ltd.

  	
   

  	
  NYLIM
  Flatiron CLO 2006-1 Ltd.

  
	
   

  	
   

  	
   

  
	
  By: 

  	
  New York Life Investment
  Management LLC,

  as Collateral Manager and Attorney-in-Fact

  	
   

  	
  By:

  	
  New York Life Investment
  Management LLC,

  as Collateral Manager and Attorney-in-Fact

  
	
   

  	
   

  	
   

  
	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
  By:

  	
  /s/
  Robert F. Young

  
	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  
	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  SILVERADO CLO 2006-II LIMITED

  	
   

  	
   

  	
  NYLIM
  Institutional Floating Rate Fund L.P.

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  By: 

  	
  New York Life Investment
  Management LLC,

  as Portfolio Manager and Attorney-in-Fact 

  	
   

  	
   

  	
  By:

  	
  New York Life Investment
  Management LLC,

  its Investment Manager

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
   

  	
  By:

  	
  /s/
  Robert F. Young

  
	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  	
   

  	
  Name:  

  	
  ROBERT
  F. YOUNG

  
	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  	
   

  	
  Title:  

  	
  VICE
  PRESIDENT

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
									

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
   

  	
  [ADDITIONAL
  LENDER SIGNATURE]

  
	
   

  	
   

  
	
  MainStay
  Floating Rate Fund,

  	
   

  
	
  a
  series of Eclipse Funds, Inc.

  	
   

  
	
   

  	
   

  	
  By

  	
   

  
	
  By:

  	
  New York Life Investment
  Management LLC,

  	
   

  	
  Name:

  	
   

  
	
   

  	
  its Investment Manager 

  	
   

  	
  Title:

  	
   

  
	
   

  	
   

  
	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
   

  
	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  
	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  
	
  MainStay
  VP Floating Rate Portfolio,

  	
   

  
	
  a
  series of MainStay VP Series Fund, Inc.

  	
   

  
	
   

  	
   

  
	
  By: 

  	
  New York Life Investment
  Management LLC,

  its Investment Manager 

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  
	
   

  	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  New
  York Life Insurance Company

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  
	
   

  	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  New York Life
  Insurance and Annuity Corporation

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By: 

  	
  New York Life Investment
  Management LLC,

  its Investment Manager

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Robert F. Young

  	
   

  	
   

  
	
   

  	
   

  	
  Name:

  	
  ROBERT
  F. YOUNG

  	
   

  	
   

  
	
   

  	
   

  	
  Title:

  	
  VICE
  PRESIDENT

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
													

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  U.S.
  Bank National Association

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jason Nadler

  
	
   

  	
  Name:

  	
  Jason
  Nadler

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  I LIMITED PARTNERSHIP

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Lyon
  Capital Management LLC, 

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sophie A. Venon

  
	
   

  	
  Name:

  	
  LYON
  CAPITAL MANAGEMENT LLC

  
	
   

  	
  Title:

  	
  Sophie
  A. Venon

  
	
   

  	
   

  	
  Portfolio
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  II LIMITED PARTNERSHIP

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Lyon
  Capital Management LLC, 

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sophie A. Venon

  
	
   

  	
  Name:

  	
  LYON
  CAPITAL MANAGEMENT LLC

  
	
   

  	
  Title:

  	
  Sophie
  A. Venon

  
	
   

  	
   

  	
  Portfolio
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  III, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Lyon
  Capital Management LLC, 

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sophie A. Venon

  
	
   

  	
  Name:

  	
  LYON
  CAPITAL MANAGEMENT LLC

  
	
   

  	
  Title:

  	
  Sophie
  A. Venon

  
	
   

  	
   

  	
  Portfolio
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  IV, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Lyon
  Capital Management LLC, 

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sophie A. Venon

  
	
   

  	
  Name:

  	
  LYON
  CAPITAL MANAGEMENT LLC

  
	
   

  	
  Title:

  	
  Sophie
  A. Venon

  
	
   

  	
   

  	
  Portfolio
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  V LTD.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Lyon
  Capital Management LLC, 

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sophie A. Venon

  
	
   

  	
  Name:

  	
  LYON
  CAPITAL MANAGEMENT LLC

  
	
   

  	
  Title:

  	
  Sophie
  A. Venon

  
	
   

  	
   

  	
  Portfolio
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LCM
  VI, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Lyon
  Capital Management LLC, 

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Sophie A. Venon

  
	
   

  	
  Name:

  	
  LYON
  CAPITAL MANAGEMENT LLC

  
	
   

  	
  Title:

  	
  Sophie
  A. Venon

  
	
   

  	
   

  	
  Portfolio
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Ameriprise Certificate Company

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Ameriprise Financial, Inc.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  California Public Employees’

  
	
   

  	
  Retirement System

  
	
   

  	
  By: RiverSource Investments, LLC,

  
	
   

  	
  its agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource Blond Series, Inc. -

  
	
   

  	
  RiverSource Floating Rate Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource Institutional

  
	
   

  	
  Leveraged Loan Fund II, L.P.

  
	
   

  	
   

  
	
   

  	
  By: RiverSource Investments, LLC

  
	
   

  	
  As Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Secretary

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource Life Insurance Company

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  RiverSource Strategic Allocation

  
	
   

  	
  Series, Inc. - RiverSource Strategic

  
	
   

  	
  Income Allocation Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion CDO VI, Ltd.

  
	
   

  	
  By: RiverSource Investments,

  
	
   

  	
  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion CDO VII Limited

  
	
   

  	
  By: RiverSource Investments,

  
	
   

  	
  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion CDO 8 Limited

  
	
   

  	
  By: RiverSource Investments,

  
	
   

  	
  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Centurion CDO 9 Limited

  
	
   

  	
  By: RiverSource Investments,

  LLC as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent CDO 10 Limited

  
	
   

  	
  By: RiverSource
  Investments,

  
	
   

  	
  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent CDO XI Limited

  
	
   

  	
  By: RiverSource Investments,

  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent CDO 12 Limited

  
	
   

  	
  By: RiverSource
  Investments,

  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent CDO 14 Limited

  
	
   

  	
  By: RiverSource
  Investments,

  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Director of Operations

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Cent CDO 15 Limited

  
	
   

  	
  By: RiverSource
  Investments,

  LLC as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robin C. Stancil

  
	
   

  	
  Name:

  	
  Robin C. Stancil

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SOCIETE GENERALE

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ L. Gueven

  
	
   

  	
  Name:

  	
  L. Gueven

  
	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MORGAN STANLEY SENIOR
  FUNDING, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ RyanVetsch

  
	
   

  	
  Name:

  	
  RyanVetsch

  
	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  UniCredit Bank AG, New
  York Branch (fka 

  Bayerische Hypo- und Vereinsbank AG, New York 

  Branch)

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Ken Hamilton

  
	
   

  	
  Name:

  	
  Ken Hamilton

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Richard Cordover

  
	
   

  	
  Name:

  	
  Richard Cordover

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE III CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE IV CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE V CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE VI CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE VII CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE VIII CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VENTURE IX CDO LIMITED

  
	
   

  	
  By its investment advisor,
  

  MJX Asset Management LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Martin Davey

  
	
   

  	
  Name:

  	
  Martin Davey

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Oppenheimer Senior
  Floating Rate Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Jason Reuter

  
	
   

  	
  Name:

  	
  Jason Reuter

  
	
   

  	
  Title:

  	
  AVP

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Oppenheimer Master Loan
  Fund, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Jason Reuter

  
	
   

  	
  Name:

  	
  Jason Reuter

  
	
   

  	
  Title:

  	
  AVP

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  HarbourView CLO 2006-1

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Jason Reuter

  
	
   

  	
  Name:

  	
  Jason Reuter

  
	
   

  	
  Title:

  	
  AVP

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Del
  Mar CLO I, Ltd.

  
	
   

  	
  By:
  Caywood-Scholl Capital Management, LLC.

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Tom Saake

  
	
   

  	
   

  	
  Name:

  	
  Tom Saake

  
	
   

  	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  M&I Marshall &
  Ilsley Bank

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Ronald J. Carey

  
	
   

  	
  Name:

  	
  Ronald J. Carey

  
	
   

  	
  Title:

  	
  VP

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ James R. Miller

  
	
   

  	
  Name:

  	
  James R. Miller

  
	
   

  	
  Title:

  	
  SVP

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WELLS FARGO BANK, NATIONAL

  ASSOCIATION,

  
	
   

  	
  as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Mark H. Halldorson

  
	
   

  	
  Name:

  	
  Mark H. Halldorson

  
	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CATERPILLAR FINANCIAL
  SERVICES 

  CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Michael M. Ward

  
	
   

  	
  Name:

  	
  Michael M. Ward

  
	
   

  	
  Title:

  	
  Credit & Operations Manager - Syndications 

  Caterpillar Financial Services Corporation

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AS LENDERS:

  
	
   

  	
   

  
	
   

  	
  San Bernardino County
  Employees’ Retirement

  Association

  
	
   

  	
   

  
	
   

  	
  MacKay Shields Short
  Duration Alpha Fund

  
	
   

  	
   

  
	
   

  	
  New York Life Insurance
  Company (Guaranteed

  Products)

  
	
   

  	
   

  
	
   

  	
  New York Life Insurance
  Company, GP - Portable

  Alpha

  
	
   

  	
   

  
	
   

  	
  UBS PACE Select Advisors
  Trust – UBS PACE

  High Yield Investments

  
	
   

  	
   

  
	
   

  	
  Houston Police Officers’
  Pension System

  
	
   

  	
   

  
	
   

  	
  MacKay Shields Core Plus
  Alpha Fund Ltd.

  
	
   

  	
   

  
	
   

  	
  Northrop Grumman Pension
  Master Trust

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By: MacKay Shields LLC as
  Investment Advisor

  and not individually

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Dan Roberts

  
	
   

  	
   

  	
  Dan Roberts

  
	
   

  	
   

  	
  Senior Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Grand Central Asset Trust,
  LBAM Series

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Adam Jacobs

  
	
   

  	
  Name:

  	
  Adam Jacobs

  
	
   

  	
  Title:

  	
  Attorney-In-Fact

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Eagle Creek CLO, Ltd.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Bryan Higgins

  
	
   

  	
  Name:

  	
  Bryan Higgins

  
	
   

  	
  Title:

  	
  Authorised Signor

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NAVIGARE FUNDING I CLO LTD

  
	
   

  	
   

  	
  By: Navigare Partners LLC

  
	
   

  	
   

  	
  its collateral manager, as Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Joel G. Serebransky

  
	
   

  	
   

  	
  Name:

  	
  Joel G. Serebransky

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NAVIGARE FUNDING II CLO LTD

  
	
   

  	
   

  	
  By: Navigare Partners LLC

  
	
   

  	
   

  	
  its collateral manager, as Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Joel G. Serebransky

  
	
   

  	
   

  	
  Name:

  	
  Joel G. Serebransky

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NAVIGARE FUNDING III CLO LTD

  
	
   

  	
   

  	
  By: Navigare Partners LLC

  
	
   

  	
   

  	
  as collateral manager, as Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Joel G. Serebransky

  
	
   

  	
   

  	
  Name:

  	
  Joel G. Serebransky

  
	
   

  	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FIFTH THIRD BANK

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Tim Adair

  
	
   

  	
  Name:

  	
  Tim Adair

  
	
   

  	
  Title:

  	
  Assistant Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Associated Bank, N.A.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Daniel Holzhauer

  
	
   

  	
  Name:

  	
  Daniel Holzhauer

  
	
   

  	
  Title:

  	
  Vice President – Senior
  Lender

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Name of Institution:

  
	
   

  	
   

  
	
   

  	
  SunAmerica Senior Floating
  Rate Fund, Inc. 

  as Lender

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Wellington Management
  Company, LLP, 

  as investment adviser

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Robert J. Toner

  
	
   

  	
   

  	
  Robert J. Toner

  
	
   

  	
   

  	
  Vice President and Counsel

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Axa Investment Managers Paris
  S.A. on behalf of:

  
	
   

  	
   

  
	
   

  	
  Confluent 5 Limited

  
	
   

  	
  Matignon Derivatives Loans

  
	
   

  	
  MATIGNON LEVERAGED LOANS
  LIMITED

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Olivier Testard

  
	
   

  	
  Name:

  	
  Olivier Testard

  
	
   

  	
  Title:

  	
  Head of leveraged loan
  research

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  The Sumitomo Trust and
  Banking Co., Ltd., 

  New York Branch

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Frances E. Wynne

  
	
   

  	
  Name:

  	
  FRANCES E. WYNNE

  
	
   

  	
  Title:

  	
  SENIOR DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NATIXIS

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Pieter van Tulder

  
	
   

  	
  Name:

  	
  Pieter van Tulder

  
	
   

  	
  Title:

  	
  Managing Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Nicolas Regent

  
	
   

  	
  Name:

  	
  Nicolas Regent

  
	
   

  	
  Title:

  	
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship
  CLO III

  
	
   

  	
  By: Deutsche Investment
  Management Americas, Inc. 

  (as successor in interest to Deutsche Asset Management, Inc.) 

  As
  Sub-Adviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric S. Meyer

  
	
   

  	
   

  	
  Eric S. Meyer, Managing
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship
  CLO IV

  
	
   

  	
  By: Deutsche Investment
  Management Americas, Inc. 

  (as successor in interest to Deutsche Asset Management, Inc.) 

  As
  Sub-Adviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric S. Meyer

  
	
   

  	
   

  	
  Eric S. Meyer, Managing
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship
  CLO V

  
	
   

  	
  By: Deutsche Investment
  Management Americas, Inc. 

  (as successor in interest to Deutsche Asset Management, Inc.) 

  As
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric S. Meyer

  
	
   

  	
   

  	
  Eric S. Meyer, Managing
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Flagship
  CLO VI

  
	
   

  	
  By:

  	
  Deutsche Investment
  Management Americas, Inc. 

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric S. Meyer

  
	
   

  	
   

  	
  Eric S. Meyer, Managing
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DWS Floating Rate Plus Fund

  
	
   

  	
  By:

  	
  Deutsche Investment
  Management Americas, Inc. 

  Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric S. Meyer

  
	
   

  	
   

  	
  Eric S. Meyer, Managing
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DWS Short Duration Plus Fund

  
	
   

  	
  By:

  	
  Deutsche Investment
  Management Americas, Inc. 

  Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric S. Meyer

  
	
   

  	
   

  	
  Eric S. Meyer, Managing
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Joseph Tavolieri

  
	
   

  	
   

  	
  Name:

  	
  Joseph Tavolieri

  
	
   

  	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SunTrust Bank

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ David Fournier

  
	
   

  	
  Name:

  	
  David Fournier

  
	
   

  	
  Title:

  	
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EAGLE
  LOAN TRUST

  
	
   

  	
  By:
    Stanfield Capital Partners, LLC

  as its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield Amage CLO Ltd.

  
	
   

  	
  By:
  Stanfield Capital Partners, LLC

  as its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield Bristol CLO,
  Ltd.

  
	
   

  	
  By:
  Stanfield Capital Partners LLC

  as it Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield Daytona CLO, Ltd

  
	
   

  	
  By:
  Stanfield Capital Partners, LLC

  as its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield Modena CLO, Ltd

  
	
   

  	
  By:
  Stanfield Capital Partners, LLC

  as its Asset Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield Veyron CLO, Ltd

  
	
   

  	
  By:
  Stanfield Capital Partners, LLC

  as its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Baker
  Street Funding CLO 2005-I Ltd.

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  Baker
  Street CLO II Ltd.

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  Grand
  Horn CLO Ltd.

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  Mountain
  View Funding CLO 2006-I Ltd.

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  Mountain
  View CLO III Ltd.

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  Mountain
  View CLO III Ltd.

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
  Ridgeworth
  Funds – Seix Floating Rate High

  Income Fund

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Subadviser

  
	
   

  	
   

  
	
   

  	
  Rochdale
  Fixed Income Opportunities Portfolio

  
	
   

  	
  By: Seix Investment
  Advisors LLC, as Subadviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ George Goudelias

  
	
   

  	
  Name:

  	
  George Goudelias

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  NAVIGATOR CDO 2004, LTD., as
  a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE Asset Management Inc., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ John Campos

  
	
   

  	
   

  	
  Name:

  	
  John Campos

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  NAVIGATOR CDO 2005, LTD., as
  a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE Asset Management Inc., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ John Campos

  
	
   

  	
   

  	
  Name:

  	
  John Campos

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  NAVIGATOR CDO 2006, LTD., as
  a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE Asset Management Inc., as Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ John Campos

  
	
   

  	
   

  	
  Name:

  	
  John Campos

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  GENERAL ELECTRIC PENSION TRUST, as
  a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  GE Capital Debt Advisors, LLC., as Collateral
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ John Campos

  
	
   

  	
   

  	
  Name:

  	
  John Campos

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Mizuho
  Corporate Bank, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Toru Inoue

  
	
   

  	
  Name:

  	
  Toru
  Inoue

  
	
   

  	
  Title:

  	
  Deputy
  General Manager

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  KATONAH
  VII CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized Officer

  Katonah Debt Advisors,
  L.L.C.

  As Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  KATONAH
  IX CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized Officer

  Katonah Debt Advisors,
  L.L.C.

  As Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  KATONAH
  2007-I CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Daniel Gilligan

  
	
   

  	
  Name:

  	
  DANIEL GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized Officer

  Katonah Debt Advisors,
  L.L.C.

  As Manager

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  This
  consent is made severally and not jointly by the following Lenders, acting in
  each case through the undersigned investment advisor:

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  T.
  Rowe Price Institutional High Yield Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  Board
  of Pensions of the Evangelical Lutheran Church in America

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  IAM
  National Pension Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:
  T. Rowe Price Associates, Inc. as investment advisor:

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan D. Siegel

  
	
   

  	
  Name:

  	
  Jonathan
  D. Siegel

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit
Agreement]

 

 

	
   

  	
  QUALCOMM
  Global Trading, Inc.

  By:
  Morgan Stanley Investment Management

  Inc.
  as Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Drobny

  
	
   

  	
  Name:

  	
  ROBERT DROBNY

  
	
   

  	
  Title:

  	
  Executive Director

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  MSIM Peconic Bay, Ltd.

  By: Morgan Stanley
  Investment

  Management Inc. as
  Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Robert Drobny

  
	
   

  	
  Name:

  	
  ROBERT DROBNY

  
	
   

  	
  Title:

  	
  Executive Director

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CIFC
  Funding 2006 – II, Ltd.

  
	
   

  	
  CIFC
  Funding 2006 – IB, Ltd.

  
	
   

  	
   

  
	
   

  	
  By:
  Commercial Industrial Finance Corp., 

  its Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Rob Miller

  
	
   

  	
  Name:

  	
  Rob
  Miller

  
	
   

  	
  Title:

  	
  Secretary

  
				

 

[Amendment No. 3 to Amended
and Restated Credit Agreement]

 

 

	
   

  	
  SUMITOMO
  MITSUI BANKING 

  CORPORATION

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Yasuhiko Imai

  
	
   

  	
  Name:

  	
  Yasuhiko
  Imai

  
	
   

  	
  Title:

  	
  Senior Vice President

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  PT.
  Bank Negara Indonesia (Persero) Tbk 

  New York Agency

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Pieter Siadari

  
	
   

  	
  Name:

  	
  Pieter
  Siadari

  
	
   

  	
  Title:

  	
  General Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Jerry Phillips

  
	
   

  	
  Name:

  	
  Jerry
  Phillips

  
	
   

  	
  Title:

  	
  Credit Manager

  
				

 

[Signature Page to
Credit Agreement]

 

 

 

 

	
   

  	
  JHF
  II-Multi Sector Bond Fund,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  Stone
  Harbor LIBOR Plus Total Return Fund,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  Commonwealth
  of Pennsylvania State Employees

  Retirement System,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  Stone
  Harbor Leveraged Loan Portfolio,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  Stone
  Harbor Sterling Core Plus Bond Fund,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  UBS
  UK Pension and Life Assurance Scheme,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  San
  Joaquin County Employees’ Retirement 

  Association,

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Beth Semmel

  
	
   

  	
  Name:

  	
  Beth
  Semmel

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

 

	
   

  	
  ZOHAR
  III, LIMITED

  
	
   

  	
   

  
	
   

  	
  By:
  Patriarch Partners XV, LLC

  its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Lynn Tilton

  
	
   

  	
  Name:

  	
  Lynn
  Tilton

  
	
   

  	
  Title:

  	
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  GULF
  STREAM-COMPASS CLO 2004-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-COMPASS CLO 2005-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-SEXTANT CLO 2006-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  GULF
  STREAM-RASHINBAN CLO 2006-I LTD

  By: Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  NEPTUNE
  FINANCE CCS, LTD.

  By:
  Gulf Stream Asset Management LLC

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Steve Riddell

  
	
   

  	
  Name:

  	
  Steve
  Riddell

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  By:
  Callidus Debt Partners CLO Fund VII, Ltd.

  
	
   

  	
  By:
  Its Collateral Manager,

  
	
   

  	
  Callidus
  Capital Management, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ira Ginsburg

  
	
   

  	
  Name:

  	
  Ira
  Ginsburg

  
	
   

  	
  Title:

  	
  Principal

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

 

 

 

	
   

  	
  COMMERZBANK
  AG, NEW YORK AND

  GRAND CAYMAN BRANCHES

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Patrick L. Hartweger

  

  
	
   

  	
  Name:

  	
  Patrick
  L. Hartweger

  
	
   

  	
  Title:

  	
  Vice President

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Peter Wesemeier

  

  
	
   

  	
  Name:

  	
  Peter
  Wesemeier

  
	
   

  	
  Title:

  	
  Assistant Vice
  President

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  CALYON
  NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ David Cagle

  

  
	
   

  	
  Name:

  	
  David
  Cagle

  
	
   

  	
  Title:

  	
  Managing Director

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Blake Wright

  

  
	
   

  	
  Name:

  	
  Blake
  Wright

  
	
   

  	
  Title:

  	
  Managing Director

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Fraser Sullivan CLO II Ltd.

  
	
   

  	
  By:
  Fraser Sullivan Investment Management, LLC,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ John W. Fraser

  

  
	
   

  	
  Name:

  	
  John
  W. Fraser

  
	
   

  	
  Title:

  	
  Managing Partner

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  COA
  Financing CLO Ltd.

  
	
   

  	
  By:
  FS COA Management, LLC, as Investment

  Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ John W. Fraser

  

  
	
   

  	
  Name:

  	
  John
  W. Fraser

  
	
   

  	
  Title:

  	
  Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Fraser
  Sullivan CLO I Ltd.

  
	
   

  	
  By:
  Fraser Sullivan Investment Management, LLC,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ John W. Fraser

  

  
	
   

  	
  Name:

  	
  John
  W. Fraser

  
	
   

  	
  Title:

  	
  Managing Partner

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  FEINGOLD
  O’KEEFFE CAPITAL, LLC

  
	
   

  	
  As
  Collateral Manager for

  
	
   

  	
  Avery
  Street CLO, Ltd.

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Scott D’Orsi

  

  
	
   

  	
  Name:

  	
  Scott
  D’Orsi

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  FEINGOLD
  O’KEEFFE CAPITAL, LLC

  
	
   

  	
  As
  Collateral Manager for

  
	
   

  	
  Lime
  Street CLO, Ltd.

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Scott D’Orsi

  

  
	
   

  	
  Name:

  	
  Scott
  D’Orsi

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  FEINGOLD
  O’KEEFFE CAPITAL, LLC

  
	
   

  	
  As
  Collateral Manager for

  
	
   

  	
  Emerson
  Place CLO, Ltd.

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Scott D’Orsi

  

  
	
   

  	
  Name:

  	
  Scott
  D’Orsi

  
	
   

  	
  Title:

  	
  Portfolio Manager

  
				

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

 

 

Lender:

 

	
   

  	
  PRINCIPAL
  LIFE INSURANCE COMPANY

  DBA
  BOND & MORTGAGE SEPARATE ACCOUNT

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  IOWA
  PUBLIC EMPLOYEES’ RETIREMENT SYSTEM

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  STATE BOARD OF ADMINISTRATION OF FLORIDA

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  PRINCIPAL
  LIFE INSURANCE COMPANY

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  PRINCIPAL
  FUNDS, INC. – BOND AND

  MORTGAGE SECURITIES FUND

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  PRINCIPAL
  GLOBAL INVESTORS TRUST -

  HIGH YIELD FIXED INCOME FUND

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  PRINCIPAL GLOBAL
  INVESTORS FUND – HlGH YIELD FUND

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

Lender:

 

	
   

  	
  LOS
  ANGELES COUNTY EMPLOYEES RETIREMENT 

  ASSOCIATION

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  Principal
  Global Investors, LLC

  a
  Delaware limited liability company,

  its authorized signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Karen A. Pearston

  
	
   

  	
   

  	
  Karen A. Pearston

  Vice President &

  Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Colin Pennycooke

  
	
   

  	
   

  	
  COLIN PENNYCOOKE,
  Counsel

  

 

Amendment No. 3 to Amended and Restated Credit Agreement

 

 

 

 

	
   

  	
  BIG SKY III SENIOR LOAN
  TRUST

  
	
   

  	
  BY: 

  	
  EATON
  VANCE MANAGEMENT

  
	
   

  	
   

  	
  AS
  INVESTMENT ADVISOR

  
	
   

  	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  
				

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Eaton Vance CDO VII PLC

  
	
   

  	
  By: Eaton Vance
  Management

  as Interim Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Eaton Vance CDO IX Ltd.

  
	
   

  	
  By: Eaton Vance
  Management

  as Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Eaton Vance CDO X PLC

  
	
   

  	
  By: Eaton Vance
  Management

  As Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON VANCE SENIOR

  FLOATING-RATE TRUST

  
	
   

  	
  BY: EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON VANCE
  FLOATING-RATE

  INCOME TRUST

  
	
   

  	
  BY: EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Eaton Vance Credit

  Opportunities Fund

  
	
   

  	
  By: Eaton Vance
  Management

  As Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON VANCE SENIOR
  INCOME TRUST

  
	
   

  	
  BY: EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Michael B. Botthof

  

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Confluent 3 Limited

  
	
   

  	
  By: Morgan Stanley
  Investment Management Inc.

  as Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Robert Drobny

  

  
	
   

  	
  Name:

  	
  ROBERT
  DROBNY

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Zodiac Fund – Morgan
  Stanley US

  Senior Loan Fund

  
	
   

  	
  By: Morgan Stanley
  Investment Management Inc. as

  Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Robert Drobny

  

  
	
   

  	
  Name:

  	
  ROBERT
  DROBNY

  
	
   

  	
  Title:

  	
  Executive
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH X CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Daniel Gilligan

  

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah Debt Advisors, L.L.C.

  As Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  KATONAH VIII CLO LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Daniel Gilligan

  

  
	
   

  	
  Name:

  	
  DANIEL
  GILLIGAN

  
	
   

  	
  Title:

  	
  Authorized
  Officer

  Katonah Debt Advisors, L.L.C.

  As Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield Vantage CLO,
  Ltd

  
	
   

  	
  By: Stanfield Capital
  Partners, LLC

  as its Asset Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  
  /s/ Christopher Jansen

  

  
	
   

  	
  Name:

  	
  Christopher
  Jansen

  
	
   

  	
  Title:

  	
  Managing Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield McLaren CLO,
  Ltd.

  
	
   

  	
  By: Stanfield Capital
  Partners, LLC

  as its Collateral Manager

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Christopher Jansen

  
	
   

  	
  Name:

  	
   

  
	
   

  	
  Title:

  	
   

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield
  Carrera CLO, Ltd.

  
	
   

  	
  By:
  Stanfield Capital Partners LLC

  as its Asset Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher
  Jansen

  
	
   

  	
  Title:

  	
  Managing
  Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Stanfield
  AZURE CLO, Ltd.

  
	
   

  	
  By:
  Stanfield Capital Partners, LLC

  as its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher
  Jansen

  
	
   

  	
  Title:

  	
  Managing
  Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LFSIGXG
  LLC

  
	
   

  	
  By:
  Stanfield Capital Partners LLC as its Sub-Investments Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Christopher Jansen

  
	
   

  	
  Name:

  	
  Christopher
  Jansen

  
	
   

  	
  Title:

  	
  Managing
  Partner

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON
  VANCE SHORT DURATION

  
	
   

  	
  DIVERSIFIED
  INCOME FUND

  
	
   

  	
  By: EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON
  VANCE INSTITUTIONAL SENIOR LOAN FUND

  
	
   

  	
  By: EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON
  VANCE

  
	
   

  	
  LIMITED
  DURATION INCOME FUND

  
	
   

  	
  By:
  EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  GRAYSON
  & CO

  
	
   

  	
  By: BOSTON MANAGEMENT AND RESEARCH

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SENIOR
  DEBT PORTFOLIO

  
	
   

  	
  By: Boston Management and Research

  as Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  EATON
  VANCE

  
	
   

  	
  VT
  FLOATING-RATE INCOME FUND

  
	
   

  	
  By:
  EATON VANCE MANAGEMENT

  AS INVESTMENT ADVISOR

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Eaton
  Vance Medallion

  
	
   

  	
  Floating-Rate
  Income Portfolio

  
	
   

  	
  By: Eaton Vance Management

  As Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Michael B. Botthof

  
	
   

  	
  Name:

  	
  Michael
  B. Botthof

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  THE
  BANK OF TOKYO-MITSUBISHI UFJ, LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  /s/
  Victor Pierzchalski

  
	
   

  	
  Name:

  	
  Victor
  Pierzchalski

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Pioneer
  Floating Rate Fund

  
	
   

  	
  Pioneer
  Floating Rate Trust

  
	
   

  	
  Pioneer Diversified High Income Trust,

  Each as a Lender

  
	
   

  	
   

  
	
   

  	
  By: Pioneer Investment Management, Inc.,

  As investment advisor to each Lender above

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Margaret C. Begley

  
	
   

  	
   

  	
  Name:

  	
  Margaret
  C. Begley

  
	
   

  	
   

  	
  Title:

  	
  Assitant
  Secretary
  and Associate General Counsel

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Montpelier
  Investments Holdings Ltd., as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By: Pioneer Institutional Asset Management, Inc.

  As investment advisor to the Lender above

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Margaret C. Begley

  
	
   

  	
   

  	
  Name:

  	
  Margaret
  C. Begley

  
	
   

  	
   

  	
  Title:

  	
  Assitant
  Secretary
  and Associate General Counsel

  
					

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  CLO III, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  CLO IV, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  CLO VI, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  VII, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AMMC
  VIII, LIMITED

  
	
   

  	
  By: American Money Management Corp.,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Chester M. Eng

  
	
   

  	
  Name:

  	
  Chester
  M. Eng

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ColumbusNova
  CLO Ltd. 2006-I

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Erik Nelson

  
	
   

  	
  Name:

  	
  Erik
  Nelson

  
	
   

  	
  Title:

  	
  Associate

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ColumbusNova
  CLO Ltd. 2006-II

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Erik Nelson

  
	
   

  	
  Name:

  	
  Erik
  Nelson

  
	
   

  	
  Title:

  	
  Associate

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ColumbusNova
  CLO Ltd. 2007-I

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Erik Nelson

  
	
   

  	
  Name:

  	
  Erik
  Nelson

  
	
   

  	
  Title:

  	
  Associate

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ColumbusNova
  CLO IV Ltd. 2007-II

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Erik Nelson

  
	
   

  	
  Name:

  	
  Erik
  Nelson

  
	
   

  	
  Title:

  	
  Associate

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BNP
  PARIBAS

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  John Treadwell, Jr.

  
	
   

  	
  Name:

  	
  John
  Treadwell, Jr.

  
	
   

  	
  Title:

  	
  Vice
  President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Scott Tricarico

  
	
   

  	
  Name:

  	
  SCOTT
  TRICARICO

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Blue
  Shield of California

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Guang Alex Yu

  
	
   

  	
  Name:

  	
  Guang
  Alex Yu

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

Manitowoc

 

 

	
   

  	
  Franklin
  CLO V, Limited

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Guang Alex Yu

  
	
   

  	
  Name:

  	
  Guang
  Alex Yu

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

Manitowoc

 

 

	
   

  	
  Franklin
  CLO VI, Limited

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Guang Alex Yu

  
	
   

  	
  Name:

  	
  Guang
  Alex Yu

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

Manitowoc

 

 

	
   

  	
  Franklin
  Floating Rate Daily Access Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

Manitowoc

 

 

	
   

  	
  Franklin
  Floating Rate Master Series

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

Manitowoc

 

 

	
   

  	
  Franklin
  Templeton Series II Funds Franklin

  Floating Rate II Fund

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

Manitowoc

 

 

	
   

  	
  Franklin
  Templeton Limited Duration Income 

  Trust

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard Hsu

  
	
   

  	
  Name:

  	
  Richard
  Hsu

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

Manitowoc

 

 

	
   

  	
  CANARAS
  SUMMIT CLO LTD

  
	
   

  	
  By:
  Canaras Capital Management LLC

  As Sub-Investment Adviser

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Richard J. Vratanina

  
	
   

  	
  Name:

  	
  Richard
  J. Vratanina

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  PACIFICA
  CDO III, LTD.

  
	
   

  	
  PACIFICA
  CDO IV, LTD.

  
	
   

  	
  PACIFICA
  CDO V, LTD.

  
	
   

  	
  PACIFICA
  CDO VI, LTD.

  
	
   

  	
  WESTWOOD
  CDO I, LTD.

  
	
   

  	
  WESTWOOD
  DCO II, LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Ronald M. Grobeck

  
	
   

  	
  Name:

  	
  Ronald
  M. Grobeck

  
	
   

  	
  Title:

  	
  Managing
  Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  COOPERATIEVE
  CENTRALE RAIFFEISEN-

  BOERENI EENBANK B.A., “RABOBANK

  NEDERLAND”, NEW YORK BRANCH

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Andrew Sherman

  
	
   

  	
  Name:

  	
  Andrew
  Sherman

  
	
   

  	
  Title:

  	
  Executive
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Peter Glawe

  
	
   

  	
  Name:

  	
  Peter
  Glawe

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TD
  Bank, N.A.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Deborah Gravinese

  
	
   

  	
  Name:

  	
  Deborah
  Gravinese

  
	
   

  	
  Title:

  	
  Senior
  Vice President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BELL
  ATLANTIC MASTER TRUST

  
	
   

  	
  By:
  TCW Asset Management Company,

  As Investment Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CELERITY
  CLO LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  as Agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FARAKER
  INVESTMENT PTE LTD.

  
	
   

  	
  By: TCW Asset Management
  Company,

  as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FIRST
  2004-I CLO, LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  FIRST
  2004-II CLO, LTD.

  
	
   

  	
  By:
  TCW Asset Management Company,

  its Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ILLINOIS
  STATE BOARD OF INVESTMENT

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MAC
  CAPITAL, LTD.

  
	
   

  	
  By:
  TCW Asset Management Company as its

  Portfolio Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  RGA
  Reinsurance Company

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Trust
  Company of the West,

  
	
   

  	
  As
  trustee of TCW Capital Trust

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TCW
  CREDIT OPPORTUNITIES FUND I B, L.P.

  
	
   

  	
  TCW
  Asset Management Company as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TCW
  Credit Opportunities Fund, L.P.

  
	
   

  	
  By:
  TCW Asset Management Company 

  as Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TCW
  Senior Secured Floating Rate Loan Fund, L.P.

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  TCW
  Senior Secured Loan Fund, LP

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Palmetto
  Investors Master Fund, LLC.

  
	
   

  	
  By:
  TCW Asset Management Company,

  As its Managing Member

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VELOCITY
  CLO LTD.

  
	
   

  	
  By: TCW Asset Management Company,

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  VITESSE
  CLO LTD.

  
	
   

  	
  By:
  TCW Asset Management Company as its

  Portfolio Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WEST
  BEND MUTUAL INSURANCE COMPANY

  
	
   

  	
  By:
  TCW Asset Management Company,

  as its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Stephen Suo

  
	
   

  	
  Name:

  	
  STEPHEN
  SUO

  
	
   

  	
  Title:

  	
  SENIOR
  VICE PRESIDENT

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Jonathan R. Insull

  
	
   

  	
  Name:

  	
  JONATHAN
  R. INSULL

  
	
   

  	
  Title:

  	
  MANAGING
  DIRECTOR

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  Siemens
  Financial Services, Inc.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Anthony Casciano

  
	
   

  	
  Name:

  	
  Anthony Casciano

  
	
   

  	
  Title:

  	
  Managing Director

  

 

	
   

  	
  By

  	
  /s/
  Douglas Maher

  
	
   

  	
  Name:

  	
  Douglas Maher

  
	
   

  	
  Title:

  	
  Managing Director

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BURR
  RIDGE CLO Plus LTD.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SCHILLER
  PARK CLO LTD.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MARKET
  SQUARE CLO, Ltd.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MARQUETTE
  PARK CLO LTD.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LONG
  GROVE CLO, LIMITED.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BRIDGEPORT
  CLO II LTD.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BRIDGEPORT
  CLO LTD.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CUMBERLAND
  II CLO LTD.

  
	
   

  	
  By:
  Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  DFR
  MIDDLE MARKET CLO Ltd.

  
	
   

  	
  By: Deerfield Capital Management LLC as its 

  Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Lynne Sanders

  
	
   

  	
  Name:

  	
  Lynne
  Sanders

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Nantucket
  CLO I Ltd

  
	
   

  	
  By:
  Fortis Investment Management USA, Inc., 

  as Attorney-in-Fact

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/
  Vanessa Ritter

  
	
   

  	
  Name:

  	
  Vanessa
  Ritter

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Sankaty Advisors, LLC
  as Collateral

  Manager for AVERY POINT CLO,

  LTD., as Term Lender

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Sankaty
  Advisors, LLC as Collateral

  Manager for Castle Hill III CLO,

  Limited, as Term Lender

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Chatham Light II CLO,
  Limited, by 

  Sankaty Advisors LLC, as Collateral

  Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Katonah
  III, Ltd. by Sankaty

  Advisors LLC as Sub-Advisors

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Sankaty Advisors, LLC
  as Collateral

  Manager for Race Point II CLO,

  Limited, as Term Lender

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Sankaty Advisors, LLC
  as Collateral

  Manager for Race Point III CLO,

  Limited, as Term Lender

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Race
  Point IV CLO, Ltd

  By: Sankaty Advisors, LLC

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  SSS
  Funding II

  
	
   

  	
  By:
  Sankaty Advisors, LLC

  as Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Sankaty
  Managed Account (PSERS), L.P.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Future
  Fund Board of Guardians 

  
	
   

  	
  By:
  Sankaty Advisors, LLC As 

  Its Investment Advisor

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Sankaty
  Senior Loan Fund, L.P.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Alan K. Halfenger

  
	
   

  	
  Name:

  	
  ALAN K. HALFENGER

  
	
   

  	
  Title:

  	
  CHIEF COMPLIANCE OFFICER 

  ASSISTANT SECRETARY

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Bayerische
  Landesbank

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Suyash Upreti

  
	
   

  	
  Name:

  	
  Suyash
  Upreti

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

 

	
   

  	
  By

  	
  /s/ Paul R.
  Casino

  
	
   

  	
  Name:

  	
  Paul
  R. Casino

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Harch
  CLO II Limited

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Michael E.
  Lewitt

  
	
   

  	
  Name:

  	
  Michael
  E. Lewitt

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Harch
  CLO III Limited

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Michael E.
  Lewitt

  
	
   

  	
  Name:

  	
  Michael
  E. Lewitt

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2004, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robert
  Hoffman

  
	
   

  	
  Name:

  	
  ROBERT
  HOFFMAN

  
	
   

  	
  Title:

  	
  EXECUTIVE
  DIRECTOR

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2005, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robert
  Hoffman

  
	
   

  	
  Name:

  	
  ROBERT
  HOFFMAN

  
	
   

  	
  Title:

  	
  EXECUTIVE
  DIRECTOR

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2006, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robert
  Hoffman

  
	
   

  	
  Name:

  	
  ROBERT
  HOFFMAN

  
	
   

  	
  Title:

  	
  EXECUTIVE
  DIRECTOR

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Clydesdale
  CLO 2007, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robert
  Hoffman

  
	
   

  	
  Name:

  	
  ROBERT
  HOFFMAN

  
	
   

  	
  Title:

  	
  EXECUTIVE
  DIRECTOR

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Clydesdale
  Strategic CLO I, Ltd.

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robert
  Hoffman

  
	
   

  	
  Name:

  	
  ROBERT
  HOFFMAN

  
	
   

  	
  Title:

  	
  EXECUTIVE
  DIRECTOR

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT MANAGER

  	
   

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  NCRAM
  Senior Loan Trust 2005

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Robert
  Hoffman

  
	
   

  	
  Name:

  	
  ROBERT
  HOFFMAN

  
	
   

  	
  Title:

  	
  EXECUTIVE
  DIRECTOR

  

 

	
  NOMURA CORPORATE RESEARCH

  	
   

  
	
  AND ASSET MANAGEMENT INC.

  	
   

  
	
  AS

  	
   

  
	
  INVESTMENT ADVISER

  	
   

  

 

[Amendment No. 3 to Amended and Restated
Credit Agreement]

 

 

	
   

  	
  Avenue
  CLO IV, Limited

  
	
   

  	
  Avenue
  CLO V, Limited

  
	
   

  	
  Avenue
  CLO VI, Limited

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Sriram
  Balakrishnan

  
	
   

  	
  Name:

  	
  Sriram
  Balakrishnan

  
	
   

  	
  Title:

  	
  Portfolio
  Manager

  

 

[Amendment No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Green
  Island CBNA Loan Funding LLC

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Adam Kaiser

  
	
   

  	
  Name:

  	
  Adam
  Kaiser

  
	
   

  	
  Title:

  	
  ATTORNEY-IN-FACT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  ALZETTE
  EUROPEAN CLO S.A.

  
	
   

  	
  By: INVESCO Senior Secured Management, Inc.

  As Collateral Manager

  
	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AVALON
  CAPITAL LTD. 3

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Asset Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  BELHURST
  CLO LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CELTS
  CLO 2007-1 LTD

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Portfolio Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CHAMPLAIN
  CLO, LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CHARTER
  VIEW PORTFOLIO

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Investment Advisor

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  DIVERSIFIED
  CREDIT PORTFOLIO LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

          as Investment Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  AJM
  FLOATING RATE FUND

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Sub-Adviser

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  HUDSON
  CANYON FUNDING II, LTD

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager & Attorney InFact 

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LIMEROCK
  CLO I

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  MOSELLE
  CLO S.A.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

 

	
   

  	
  NAUTIQUE
  FUNDING LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SAGAMORE
  CLO LTD.

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Collateral Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  SARATOGA
  CLO I, LIMITED

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As the Asset Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WASATCH
  CLO LTD

  
	
   

  	
  By:
  INVESCO Senior Secured Management, Inc.

        As Portfolio Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Thomas Ewald

  
	
   

  	
  Name:

  	
  Thomas Ewald

  
	
   

  	
  Title:

  	
  Authorized
  Signatory

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  CCA
  EAGLE LOAN MASTER FUND LTD.

  
	
   

  	
  By:
  Citigroup Alternative Investments LLC, as

  Investment manager for and on behalf of CCA

  EAGLE LOAN MASTER FUND LTD.

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Roger Yee

  
	
   

  	
  Name:

  	
  Roger Yee

  
	
   

  	
  Title:

  	
  VP

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  REGATTA
  FUNDING LTD

  
	
   

  	
  By:
  Citi Alternative Investments LLC,

  attorney-in-fact

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Roger Yee

  
	
   

  	
  Name:

  	
  Roger Yee

  
	
   

  	
  Title:

  	
  VP

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  LMP
  Corporate Loan Fund, Inc.

  
	
   

  	
  By:
  Citi Alternative Investments LLC

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Roger Yee

  
	
   

  	
  Name:

  	
  Roger Yee

  
	
   

  	
  Title:

  	
  VP

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  WhiteHorse
  IV, Ltd.

  
	
   

  	
  By
  WhiteHorse Capital Partners, L.P.

       As collateral manager

  
	
   

  	
  By
  WhiteRock Asset Advisor, LLC, its G.P.

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Ethan M. Underwood,
  CFA

  
	
   

  	
  Name:

  	
  Ethan M. Underwood, CFA

  
	
   

  	
  Title:

  	
  Portfolio
  Manager

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  Grand
  Central Asset Trust, Cameron I Series

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Adam Kaiser

  
	
   

  	
  Name:

  	
  Adam Kaiser

  
	
   

  	
  Title:

  	
  ATTORNEY-IN-FACT

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  1776
  CLO I, LTD.

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Jim Reilly

  
	
   

  	
  Name:

  	
  Jim Reilly

  
	
   

  	
  Title:

  	
   

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]

 

 

	
   

  	
  The
  Northern Trust Company

  
	
   

  	
   

  	
   

  
	
   

  	
  By

  	
  /s/ Peter Hallan

  
	
   

  	
  Name:

  	
  Peter Hallan

  
	
   

  	
  Title:

  	
  Vice
  President

  

 

[Amendment
No. 3 to Amended and Restated Credit Agreement]Exhibit 4.1

 

FORM OF COMMON STOCK PURCHASE WARRANT

 

EVERGREEN ENERGY INC.

 

	
  Warrant Shares:

  	
  Initial Exercise Date: January       ,
  2010

  

 

THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”)
certifies that, for value received,                           
(the “Holder”) is entitled, upon the terms and subject to the
limitations on exercise and the conditions hereinafter set forth, at any time
on or after July            ,
2010 (the “Initial Exercise Date”) and on or prior to the close of
business on the five year anniversary of the Initial Exercise Date (the “Termination
Date”) but not thereafter, to subscribe for and purchase from Evergreen
Energy Inc., a Delaware corporation (the “Company”), up to             
shares (the “Warrant Shares”) of Common Stock.

 

Section 1.                                            Definitions.  Capitalized terms used and not otherwise
defined herein shall have the meanings set forth in that certain Securities
Purchase Agreement (the “Purchase Agreement”), dated January 26,
2010, among the Company and the
purchasers signatory thereto.

 

Section 2.                                            Exercise.

 

a)                                      Exercise of Warrant. 
Exercise of the purchase rights represented by this Warrant may be made,
in whole or in part, at any time or times on or after the Initial Exercise Date
and on or before the Termination Date by delivery to the Company (or such other
office or agency of the Company as it may designate by notice in writing to the
registered Holder at the address of the Holder appearing on the books of the
Company) of a duly executed facsimile copy of the Notice of Exercise Form annexed
hereto; and, within five (5) Trading Days of the date said Notice of
Exercise is delivered to the Company, the Company shall have received payment
of the aggregate Exercise Price of the shares thereby purchased by wire
transfer or cashier’s check drawn on a United States bank or, if available,
pursuant to the cashless exercise procedure specified in Section 2(c) below.  Notwithstanding anything herein to the
contrary, the Holder shall not be required to physically surrender this Warrant
to the Company until the Holder has purchased all of the Warrant Shares
available hereunder and the Warrant has been exercised in full, in which case,
the Holder shall surrender this Warrant to the Company for cancellation within
five (5) Trading Days of the date the final Notice of Exercise is
delivered to the Company.  Partial
exercises of this Warrant resulting in purchases of a portion of the total
number of Warrant Shares available hereunder shall have the effect of lowering
the outstanding number of Warrant Shares purchasable hereunder in an amount
equal to the applicable number of Warrant Shares purchased.  The Holder and the Company shall maintain
records showing the number of Warrant Shares purchased and the date of such
purchases.  The Company shall deliver any
objection to any Notice of Exercise Form within 1 Business Day of receipt
of such notice.  The Holder
and any

 

1

 

assignee, by acceptance of this
Warrant, acknowledge and agree that, by reason of the provisions of this
paragraph, following the purchase of a portion of the Warrant Shares hereunder,
the number of Warrant Shares available for purchase hereunder at any given time
may be less than the amount stated on the face hereof.

 

b)                                     Exercise Price. 
The exercise price per share of the Common Stock under this Warrant
shall be $0.3859, subject to adjustment
hereunder (the “Exercise Price”).

 

c)                                      Cashless Exercise. 
If at the time of exercise hereof there is no effective registration
statement registering, or the prospectus contained therein is not available for
the issuance of the Warrant Shares to the Holder and all of the Warrant Shares
are not then registered for resale by Holder into the market at market prices
from time to time on an effective registration statement for use on a
continuous basis (or the prospectus contained therein is not available for
use), then this Warrant may also be exercised, in whole or in part, at such
time by means of a “cashless exercise” in which the Holder shall be entitled to
receive a certificate for the number of Warrant Shares equal to the quotient
obtained by dividing [(A-B) (X)] by (A), where:

 

(A) =   the VWAP on the Trading Day immediately preceding the date on which
Holder elects to exercise this Warrant by means of a “cashless exercise,” as
set forth in the applicable Notice of Exercise;

 

(B) =   the Exercise Price of this Warrant, as adjusted hereunder; and

 

(X) =   the number of Warrant Shares that would be issuable upon exercise of
this Warrant in accordance with the terms of this Warrant if such exercise were
by means of a cash exercise rather than a cashless exercise, or if only a
portion of this Warrant is being exercised, the portion of the Warrant being
exercised (at the date of such calculation).

 

“VWAP” means, for any
date, the price determined by the first of the following clauses that applies: (a) if
the Common Stock is then listed or quoted on a Trading Market, the daily volume
weighted average price of the Common Stock for such date (or the nearest preceding
date) on the Trading Market on which the Common Stock is then listed or quoted
as reported by Bloomberg L.P. (based on a Trading Day from 9:30 a.m.
(Eastern time) to 4:02 p.m. (Eastern time), (b)  if the OTC Bulletin
Board is not a Trading Market, the volume weighted average price of the Common
Stock for such date (or the nearest preceding date) on the OTC Bulletin Board, (c) if
the Common Stock is not then listed or quoted for trading on the OTC Bulletin
Board and if prices for the Common Stock are then reported in the “Pink Sheets”
published by Pink OTC Markets, Inc. (or a similar organization or agency
succeeding to its functions of reporting prices), the most recent bid price per
share of the Common Stock so reported, or (d) in all other cases, the fair
market value of a share of Common Stock as determined by an independent
appraiser selected in good faith by the Holders of a majority in interest of
the Securities then outstanding and reasonably acceptable to the Company, the
fees and expenses of which shall be paid by the Company.

 

2

 

Notwithstanding anything herein to the contrary, on
the Termination Date, this Warrant shall be automatically exercised via
cashless exercise pursuant to this Section 2(c).

 

d)                                     Mechanics of Exercise.

 

i.                  Delivery of Certificates Upon Exercise. 
Certificates for shares purchased hereunder shall be transmitted by the
Transfer Agent to the Holder by crediting the account of the Holder’s prime
broker with the Depository Trust Company through its Deposit Withdrawal Agent
Commission (“DWAC”) system if the Company is then a participant in such
system and either (A) there is an effective Registration Statement
permitting the issuance of the Warrant Shares to or resale of the Warrant
Shares by Holder or (B) this Warrant is being exercised via cashless
exercise, and otherwise by physical delivery to the address specified by the
Holder in the Notice of Exercise by the date that is three (3) Trading
Days after the latest of (A) the delivery to the Company of the Notice of
Exercise Form, (B) surrender of this Warrant (if required) and (C) payment
of the aggregate Exercise Price as set forth above (including by cashless
exercise, if permitted) (such date, the “Warrant Share Delivery Date”).  This Warrant shall be deemed to have been
exercised on the first date on which all of the foregoing have been delivered
to the Company.  The Warrant Shares shall
be deemed to have been issued, and Holder or any other person so designated to
be named therein shall be deemed to have become a holder of record of such
shares for all purposes, as of the date the Warrant has been exercised, with
payment to the Company of the Exercise Price (or by cashless exercise, if
permitted) and all taxes required to be paid by the Holder, if any, pursuant to
Section 2(d)(vi) prior to the issuance of such shares, having been
paid. If the Company fails for any reason to deliver to the Holder certificates
evidencing the Warrant Shares subject to a Notice of Exercise by the Warrant
Share Delivery Date, the Company shall pay to the Holder, in cash, as
liquidated damages and not as a penalty, for each $1,000 of Warrant Shares
subject to such exercise (based on the VWAP of the Common Stock on the date of
the applicable Notice of Exercise), $10 per Trading Day (increasing to $20 per
Trading Day on the fifth Trading Day after such liquidated damages begin to
accrue) for each Trading Day after such Warrant Share Delivery Date until such
certificates are delivered or Holder rescinds such exercise.

 

ii.               Delivery of New Warrants Upon Exercise. 
If this Warrant shall have been exercised in part, the Company shall, at
the request of a Holder and upon surrender of this Warrant certificate, at the
time of delivery of the certificate or certificates representing Warrant
Shares, deliver to Holder a new Warrant evidencing the rights of Holder to
purchase the unpurchased Warrant Shares called for by this Warrant, which new
Warrant shall in all other respects be identical with this Warrant.

 

3

 

iii.            Rescission Rights.  If the
Company fails to cause the Transfer Agent to transmit to the Holder a
certificate or the certificates representing the Warrant Shares pursuant to Section 2(d)(i) by
the Warrant Share Delivery Date, then, the Holder will have the right to
rescind such exercise.

 

iv.           Compensation for Buy-In on Failure to Timely Deliver
Certificates Upon Exercise.  In addition
to any other rights available to the Holder, if the Company fails to cause the
Transfer Agent to transmit to the Holder a certificate or the certificates
representing the Warrant Shares pursuant to an exercise on or before the
Warrant Share Delivery Date, and if after such date the Holder is required by
its broker to purchase (in an open market transaction or otherwise) or the
Holder’s brokerage firm otherwise purchases, shares of Common Stock to deliver
in satisfaction of a sale by the Holder of the Warrant Shares which the Holder
anticipated receiving upon such exercise (a “Buy-In”), then the Company
shall, at the option of the Holder either (A) pay in cash to the Holder
the amount of the Holder’s total purchase price (including brokerage
commissions, if any) for the shares of Common Stock so purchased (the “Buy-In
Amount”) or (B) (y) pay in cash to the Holder the amount by which
the Buy-In Amount exceeds the amount obtained by multiplying (1) the
number of Warrant Shares that the Company was required to deliver to the Holder
in connection with the exercise at issue times (2) the price at which the
sell order giving rise to such purchase obligation was executed, and (z) at
the option of the Holder, either reinstate the portion of the Warrant and
equivalent number of Warrant Shares for which such exercise was not honored (in
which case such exercise shall be deemed rescinded) or deliver to the Holder
the number of shares of Common Stock that would have been issued had the
Company timely complied with its exercise and delivery obligations
hereunder.  For example, as to clause (B) above,
if the Holder purchases Common Stock having a total purchase price of $11,000
to cover a Buy-In with respect to an attempted exercise of shares of Common
Stock with an aggregate sale price giving rise to such purchase obligation of
$10,000, under clause (y) of the immediately preceding sentence the
Company shall be required to pay the Holder $1,000. The Holder shall provide
the Company written notice indicating the amounts payable to the Holder in
respect of the Buy-In and, upon request of the Company, evidence of the amount
of such loss.  Nothing herein shall limit
a Holder’s right to pursue any other remedies available to it hereunder, at law
or in equity including, without limitation, a decree of specific performance
and/or injunctive relief with respect to the Company’s failure to timely
deliver certificates representing shares of Common Stock upon exercise of the
Warrant as required pursuant to the terms hereof.

 

v.              No Fractional Shares or Scrip. 
No fractional shares or scrip representing fractional shares shall be
issued upon the exercise of this Warrant. 
As to any fraction of a share which the Holder would otherwise

 

4

 

be entitled to purchase
upon such exercise, the Company shall, at its election, either pay a cash
adjustment in respect of such final fraction in an amount equal to such
fraction multiplied by the Exercise Price or round up to the next whole share.

 

vi.           Charges, Taxes and Expenses. 
Issuance of certificates for Warrant Shares shall be made without charge
to the Holder for any issue or transfer tax or other incidental expense in
respect of the issuance of such certificate, all of which taxes and expenses
shall be paid by the Company, and such certificates shall be issued in the name
of the Holder or in such name or names as may be directed by the Holder; provided,
however, that in the event certificates for Warrant Shares are to be
issued in a name other than the name of the Holder, this Warrant when
surrendered for exercise shall be accompanied by the Assignment Form attached
hereto duly executed by the Holder and the Company may require, as a condition
thereto, the payment of a sum sufficient to reimburse it for any transfer tax
incidental thereto.

 

vii.        Closing of Books.  The Company
will not close its stockholder books or records in any manner which prevents
the timely exercise of this Warrant, pursuant to the terms hereof.

 

e)                                      Holder’s Exercise Limitations. 
The Company shall not effect any exercise of this Warrant, and a Holder
shall not have the right to exercise any portion of this Warrant, pursuant to Section 2
or otherwise, to the extent that after giving effect to such issuance after
exercise as set forth on the applicable Notice of Exercise, the Holder
(together with the Holder’s Affiliates, and any other Persons acting as a group
together with the Holder or any of the Holder’s Affiliates), would beneficially
own in excess of the Beneficial Ownership Limitation (as defined below). 
For purposes of the foregoing sentence, the number of shares of Common Stock
beneficially owned by the Holder and its Affiliates shall include the number of
shares of Common Stock issuable upon exercise of this Warrant with respect to
which such determination is being made, but shall exclude the number of shares
of Common Stock which would be issuable upon (i) exercise of the
remaining, nonexercised portion of this Warrant beneficially owned by the
Holder or any of its Affiliates and (ii) exercise or conversion of the
unexercised or nonconverted portion of any other securities of the Company
(including, without limitation, any other 
Common Stock Equivalents) subject to a limitation on conversion or
exercise analogous to the limitation contained herein beneficially owned by the
Holder or any of its Affiliates.  Except as set forth in the preceding
sentence, for purposes of this Section 2(e), beneficial ownership shall be
calculated in accordance with Section 13(d) of the Exchange Act and
the rules and regulations promulgated thereunder, it being acknowledged by
the Holder that the Company is not representing to the Holder that such
calculation is in compliance with Section 13(d) of the Exchange Act
and the Holder is solely responsible for any schedules required to be filed in
accordance therewith.   To the extent
that the limitation contained in this Section 2(e) applies, the
determination of whether this Warrant is exercisable (in relation to other
securities owned by the Holder together with any Affiliates) and of which
portion of this Warrant is exercisable shall be

 

5

 

in the sole discretion of
the Holder, and the submission of a Notice of Exercise shall be deemed to be
the Holder’s determination of whether this Warrant is exercisable (in relation
to other securities owned by the Holder together with any Affiliates) and of
which portion of this Warrant is exercisable, in each case subject to the
Beneficial Ownership Limitation, and the Company shall have no obligation to
verify or confirm the accuracy of such determination.   In addition, a determination as to any group
status as contemplated above shall be determined in accordance with Section 13(d) of
the Exchange Act and the rules and regulations promulgated
thereunder.  For purposes of this Section 2(e),
in determining the number of outstanding shares of Common Stock, a Holder may
rely on the number of outstanding shares of Common Stock as reflected in (A) the
Company’s most recent periodic or annual report filed with the Commission, as
the case may be, (B) a more recent public announcement by the Company or (C) a
more recent written notice by the Company or the Transfer Agent setting forth
the number of shares of Common Stock outstanding.  Upon the written or
oral request of a Holder, the Company shall within two Trading Days confirm
orally and in writing to the Holder the number of shares of Common Stock then
outstanding.  In any case, the number of outstanding shares of Common
Stock shall be determined after giving effect to the conversion or exercise of
securities of the Company, including this Warrant, by the Holder or its
Affiliates since the date as of which such number of outstanding shares of
Common Stock was reported.  The “Beneficial
Ownership Limitation” shall be [4.99%/9.99%] of the number of shares of the
Common Stock outstanding immediately after giving effect to the issuance of
shares of Common Stock issuable upon exercise of this Warrant.  The Holder, upon not less than 61 days’ prior
notice to the Company, may increase or decrease the Beneficial Ownership
Limitation provisions of this Section 2(e), provided that the Beneficial
Ownership Limitation in no event exceeds 9.99% of the number of shares of the
Common Stock outstanding immediately after giving effect to the issuance of
shares of Common Stock upon exercise of this Warrant held by the Holder and the
provisions of this Section 2(e) shall continue to apply.  Any such increase or decrease will not be
effective until the 61st day after such notice is delivered to the
Company.  The provisions of this
paragraph shall be construed and implemented in a manner otherwise than in
strict conformity with the terms of this Section 2(e) to correct this
paragraph (or any portion hereof) which may be defective or inconsistent with
the intended Beneficial Ownership Limitation herein contained or to make
changes or supplements necessary or desirable to properly give effect to such
limitation. The limitations contained in this paragraph shall apply to a
successor holder of this Warrant.

 

Section 3.                                            Certain Adjustments.

 

a)                                      Stock Dividends and Splits. If the Company, at any time while this
Warrant is outstanding: (i) pays a stock dividend or otherwise makes a
distribution or distributions on shares of its Common Stock or any other equity
or equity equivalent securities payable in shares of Common Stock (which, for
avoidance of doubt, shall not include any shares of Common Stock issued by the
Company upon exercise of this Warrant), (ii) subdivides outstanding shares
of Common Stock into a larger number of shares, (iii) combines (including
by way of reverse stock split) outstanding shares of Common Stock into a
smaller number of shares, or (iv) issues by reclassification of shares of
the Common Stock any shares of capital stock of the Company, then in each

 

6

 

case the Exercise Price
shall be multiplied by a fraction of which the numerator shall be the number of
shares of Common Stock (excluding treasury shares, if any) outstanding
immediately before such event and of which the denominator shall be the number
of shares of Common Stock outstanding immediately after such event, and the
number of shares issuable upon exercise of this Warrant shall be
proportionately adjusted such that the aggregate Exercise Price of this Warrant
shall remain unchanged.  Any adjustment
made pursuant to this Section 3(a) shall become effective immediately
after the record date for the determination of stockholders entitled to receive
such dividend or distribution and shall become effective immediately after the
effective date in the case of a subdivision, combination or re-classification.

 

b)                                     [RESERVED]

 

c)                                      Subsequent Rights Offerings. 
If the Company, at any time while the Warrant is outstanding, shall
issue rights, options or warrants to all holders of Common Stock (and not to
the Holders) entitling them to subscribe for or purchase shares of Common Stock
at a price per share less than the VWAP on the record date mentioned below,
then, the Exercise Price shall be multiplied by a fraction, of which the
denominator shall be the number of shares of the Common Stock outstanding on
the date of issuance of such rights, options or warrants plus the number of
additional shares of Common Stock offered for subscription or purchase, and of
which the numerator shall be the number of shares of the Common Stock
outstanding on the date of issuance of such rights, options or warrants plus
the number of shares which the aggregate offering price of the total number of
shares so offered (assuming receipt by the Company in full of all consideration
payable upon exercise of such rights, options or warrants) would purchase at
such VWAP.  Such adjustment shall be made
whenever such rights, options or warrants are issued, and shall become
effective immediately after the record date for the determination of
stockholders entitled to receive such rights, options or warrants.

 

d)                                     Pro Rata Distributions. 
If the Company, at any time while this Warrant is outstanding, shall
distribute to all holders of Common Stock (and not to the Holders) evidences of
its indebtedness or assets (including cash and cash dividends) or rights or
warrants to subscribe for or purchase any security, then in each such case the
Exercise Price shall be adjusted by multiplying the Exercise Price in effect
immediately prior to the record date fixed for determination of stockholders
entitled to receive such distribution by a fraction of which the denominator
shall be the VWAP determined as of the record date mentioned above, and of
which the numerator shall be such VWAP on such record date less the then per
share fair market value at such record date of the portion of such assets or
evidence of indebtedness so distributed applicable to one outstanding share of
the Common Stock as determined by the Board of Directors in good faith.  In either case the adjustments shall be
described in a statement provided to the Holder of the portion of assets or
evidences of indebtedness so distributed or such subscription rights applicable
to one share of Common Stock.  Such adjustment
shall be made whenever any such distribution is made and shall become effective
immediately after the record date mentioned above.  If the Company, at any time that this Warrant
is outstanding, shall announce the record date for the distribution of the
voting securities of any Subsidiary on a pro-rata basis to its shareholders (a “Spin-Off”),
then in lieu of the

 

7

 

foregoing adjustment to
the Exercise Price, the Holder may elect by written notice to the Company
delivered on or before the applicable record date, to receive upon exercise of
this Warrant, in addition to shares of Common Stock, that number of voting
securities distributed in the Spin-Off that would have been received had
this Warrant been exercised prior to the applicable record date.

 

e)                                      Fundamental Transaction. If, at any time while this Warrant is
outstanding, (i) the Company,
directly or indirectly, in one or more related transactions effects any merger or consolidation of
the Company with or into another Person, (ii) the Company, directly or indirectly, effects any sale, lease,
license, assignment, transfer, conveyance or other disposition of all or substantially all of its assets
in one or a series of related transactions, (iii) any, direct or indirect,
purchase offer, tender offer or exchange offer (whether by the Company or
another Person) is completed pursuant to which holders of Common Stock are
permitted to sell, tender or exchange their shares for other securities, cash
or property and has been accepted by the holders of 50% or more of the
outstanding Common Stock, (iv) the Company,
directly or indirectly, in one or more related transactions effects any reclassification,
reorganization or recapitalization of the Common Stock or any compulsory share
exchange pursuant to which the Common Stock is effectively converted into or
exchanged for other securities, cash or property, (v) the Company, directly or indirectly, in one or more related transactions  consummates
a stock or share purchase agreement or other business
combination (including, without limitation, a reorganization, recapitalization,
spin-off or scheme of arrangement) with another
Person whereby such other Person acquires more than 50% of the
outstanding shares of Common Stock
(not including any shares of Common Stock held by the other Person or other
Persons making or party to, or associated or affiliated with the other Persons
making or party to, such stock or share purchase agreement or other
business combination) (each a “Fundamental Transaction”),
then, upon any subsequent exercise of
this Warrant, the Holder shall have the
right to receive, for each Warrant Share that would have been issuable upon
such exercise immediately prior to the occurrence of such Fundamental Transaction,
at the option of the Holder (without regard to any limitation in Section 2(e) on
the exercise of this Warrant), the number of
shares of Common Stock of the successor or acquiring corporation or of the
Company, if it is the surviving corporation, and any additional consideration (the
“Alternate Consideration”) receivable as
a result of such Fundamental Transaction by a holder of the number of shares of
Common Stock for which this Warrant is exercisable immediately prior to such
Fundamental Transaction (without regard to any limitation in Section 2(e) on
the exercise of this Warrant).  For purposes of any such exercise, the
determination of the Exercise Price shall be appropriately adjusted to apply to
such Alternate Consideration based on the amount of Alternate Consideration
issuable in respect of one share of Common Stock in such Fundamental
Transaction, and the Company shall apportion the Exercise Price among the
Alternate Consideration in a reasonable manner reflecting the relative value of
any different components of the Alternate Consideration.  If holders of Common Stock are given any
choice as to the securities, cash or property to be received in a Fundamental
Transaction, then the Holder shall be given the same choice as to the Alternate
Consideration it receives upon any exercise of this Warrant following such
Fundamental Transaction.  Notwithstanding
anything to the contrary, in the event of a Fundamental Transaction that is (1) an
all cash transaction, (2) a “Rule 13e-3 transaction” as defined in

 

8

 

Rule 13e-3 under the Exchange Act, or (3) a
Fundamental Transaction involving a person or entity not traded on a national
securities exchange, including, but not limited to, the Nasdaq Global Select
Market, the Nasdaq Global Market, or the Nasdaq Capital Market, the Company or
any Successor Entity (as defined below) shall, at the Holder’s option,
exercisable at any time concurrently with, or within 30 days after, the
consummation of the Fundamental Transaction, purchase this Warrant from the
Holder by paying to the Holder an amount of cash equal to the Black Scholes
Value of the remaining unexercised portion of this Warrant on the date of the
consummation of such Fundamental Transaction, provided that the
foregoing right shall not be exercisable by the Holder with respect to a
Fundamental Transaction (I) under clause (ii) above in this paragraph
that results solely from the Company selling all or substantially all of the
assets of Buckeye Industrial Mining Co. to an unaffiliated and unrelated Person so long as
the Company together with its Subsidiaries continues to have bona fide,
substantial and continuing business operations and activities at all times
after such sale is consummated (it being understood and agreed that (1) the
foregoing right shall become immediately exercisable by the Holder with respect
to such Fundamental Transaction for a period of 30 days commencing on the date
that the Company together with its Subsidiaries ceases to have bona fide,
substantial and continuing business operations and activities at any time after
such sale is consummated, (2) the Company shall provide the Holder with
prompt written notice of such cessation and (3) Black Scholes Value with
respect to such Fundamental Transaction shall always be determined
as of the day of consummation of such Fundamental Transaction but (A) the
remaining option time shall be equal to (W) the time between the date of
the public announcement of such Fundamental Transaction and the Termination
Date if such cessation occurs on or prior to the one (1) year anniversary
of the consummation of such Fundamental Transaction or (X) the time
between the date of such cessation and the Termination Date if such cessation
occurs after the one (1) year anniversary of the consummation of such
Fundamental Transaction (as applicable) and (B) the risk-free interest
rate shall be equal to (Y) a risk-free interest rate corresponding to the
U.S. Treasury rate for a period equal to the time between the date of the
public announcement of such Fundamental Transaction and the Termination Date if
such cessation occurs on or prior to the one (1) year anniversary of the
consummation of such Fundamental Transaction or (Z) a risk-free interest
rate corresponding to the U.S. Treasury rate for a period equal to the time
between the date of such cessation and the Termination Date if such cessation
occurs after the one (1) year anniversary of the consummation of such
Fundamental Transaction (as applicable)) or (II) resulting solely from the Company’s
contemplated offering pursuant to a universal shelf registration statement for
$50,000,000.  “Black
Scholes Value” means the value of this Warrant based on the Black
and Scholes Option Pricing Model obtained from the “OV” function on Bloomberg,
L.P. (“Bloomberg”) determined as of the day of consummation of the
applicable Fundamental Transaction for pricing purposes and reflecting (A) a
risk-free interest rate corresponding to the U.S. Treasury rate for a period
equal to the time between the date of the public announcement of the applicable
Fundamental Transaction and the Termination Date, (B) an expected
volatility equal to the greater of 100% and the 100 day volatility obtained
from the HVT function on Bloomberg as of the Trading Day immediately following
the public announcement of the applicable Fundamental Transaction, (C) if
applicable, the underlying price per share used in such calculation

 

9

 

shall be the sum of the price per share being offered
in cash, if any, plus the value of any non-cash consideration, if any, being
offered in such Fundamental Transaction and (D) a remaining option time
equal to the time between the date of the public announcement of the applicable
Fundamental Transaction and the Termination Date.  The Company shall cause any
successor entity in a Fundamental Transaction in which the Company is not the
survivor (the “Successor Entity”) to assume in writing all of the
obligations of the Company under this Warrant and the other Transaction
Documents in accordance with the provisions of this Section 3(e) pursuant
to written agreements in form and substance reasonably satisfactory to the
Holder and approved by the Holder (without unreasonable delay) prior to such
Fundamental Transaction and shall, at the option of the holder of this Warrant,
deliver to the Holder in exchange for this Warrant a security of the Successor
Entity evidenced by a written instrument substantially similar in form and
substance to this Warrant which is exercisable for a corresponding number of
shares of capital stock of such Successor Entity (or its parent entity)
equivalent to the shares of Common Stock acquirable and receivable upon
exercise of this Warrant (without regard to any limitations on the exercise of
this Warrant) prior to such Fundamental Transaction, and with an exercise price
which applies the exercise price hereunder to such shares of capital stock (but
taking into account the relative value of the shares of Common Stock pursuant
to such Fundamental Transaction and the value of such shares of capital stock,
such number of shares of capital stock and such exercise price being for the
purpose of protecting the economic value of this Warrant immediately prior to
the consummation of such Fundamental Transaction), and which is reasonably
satisfactory in form and substance to the Holder. Upon the occurrence of any
such Fundamental Transaction, the Successor Entity shall succeed to, and be
substituted for (so that from and after the date of such Fundamental
Transaction, the provisions of this Warrant and the other Transaction Documents
referring to the “Company” shall refer instead to the Successor Entity), and
may exercise every right and power of the Company and shall assume all of the
obligations of the Company under this Warrant and the other Transaction
Documents with the same effect as if such Successor Entity had been named as
the Company herein. The provisions of
this paragraph shall apply similarly and equally to successive Fundamental
Transactions and shall be applied as if this Warrant (and any such subsequent
warrants) were fully exercisable and without regard to any limitations on the
exercise of this Warrant (provided that the Holder shall continue to be
entitled to the benefit of the Beneficial Ownership Limitation, applied however
with respect to shares of capital stock registered under the Exchange Act and
thereafter receivable upon exercise of this Warrant (or any such other
warrant)).

 

f)                                        Voluntary Adjustment by the Company. 
The Company may, at any time during the term of this Warrant, reduce the
then current exercise price to any amount and for any period of time deemed
appropriate by the Board of Directors.

 

g)                                     Calculations. All calculations under this Section 3
shall be made to the nearest cent or the nearest 1/100th of a share, as the
case may be. For purposes of this Section 3, the number of shares of
Common Stock deemed to be issued and outstanding as of a given date shall be
the sum of the number of shares of Common Stock (excluding treasury shares, if
any) issued and outstanding.

 

10

 

h)                                     Notice to Holder.

 

i.                  Adjustment to Exercise Price. Whenever the Exercise Price is adjusted
pursuant to any provision of this Section 3, the Company shall promptly
mail to the Holder a notice setting forth the Exercise Price after such
adjustment and setting forth a brief statement of the facts requiring such
adjustment. If the Company enters into a Variable Rate Transaction, despite the
prohibition thereon in the Purchase Agreement, the Company shall be deemed to
have issued Common Stock or Common Stock Equivalents at the lowest possible
conversion or exercise price at which such securities may be converted or
exercised.

 

ii.               Notice to Allow Exercise by Holder. If (A) the Company shall declare a
dividend (or any other distribution in whatever form) on the Common Stock, (B) the
Company shall declare a special nonrecurring cash dividend on or a redemption
of the Common Stock, (C) the Company shall authorize the granting to all
holders of the Common Stock rights or warrants to subscribe for or purchase any
shares of capital stock of any class or of any rights, (D) the approval of
any stockholders of the Company shall be required in connection with any
reclassification of the Common Stock, any consolidation or merger to which the
Company is a party, any sale or transfer of all or substantially all of the
assets of the Company, or any compulsory share exchange whereby the Common
Stock is converted into other securities, cash or property, or (E) the
Company shall authorize the voluntary or involuntary dissolution, liquidation
or winding up of the affairs of the Company, then, in each case, the Company
shall cause to be mailed to the Holder at its last address as it shall appear
upon the Warrant Register of the Company, at least 20 calendar days prior to
the applicable record or effective date hereinafter specified, a notice stating
(x) the date on which a record is to be taken for the purpose of such
dividend, distribution, redemption, rights or warrants, or if a record is not
to be taken, the date as of which the holders of the Common Stock of record to
be entitled to such dividend, distributions, redemption, rights or warrants are
to be determined or (y) the date on which such reclassification,
consolidation, merger, sale, transfer or share exchange is expected to become
effective or close, and the date as of which it is expected that holders of the
Common Stock of record shall be entitled to exchange their shares of the Common
Stock for securities, cash or other property deliverable upon such
reclassification, consolidation, merger, sale, transfer or share exchange;
provided that the failure to mail such notice or any defect therein or in the
mailing thereof shall not affect the validity of the corporate action required
to be specified in such notice.  To the
extent that any notice provided hereunder constitutes, or contains, material,
non-public information regarding the Company or any of the Subsidiaries, the
Company shall simultaneously file such notice with the Commission pursuant to a
Current Report on Form 8-K.  The
Holder shall remain entitled to exercise this Warrant during the period
commencing on 

 

11

 

the date of such notice
to the effective date of the event triggering such notice except as may
otherwise be expressly set forth herein.

 

Section 4.                                            Transfer of
Warrant.

 

a)                                      Transferability. 
This Warrant and all rights hereunder (including, without limitation,
any registration rights) are transferable, in whole or in part, upon surrender
of this Warrant at the principal office of the Company or its designated agent,
together with a written assignment of this Warrant substantially in the form
attached hereto duly executed by the Holder or its agent or attorney and funds
sufficient to pay any transfer taxes payable upon the making of such
transfer.  Upon such surrender and, if
required, such payment, the Company shall execute and deliver a new Warrant or
Warrants in the name of the assignee or assignees, as applicable, and in the
denomination or denominations specified in such instrument of assignment, and
shall issue to the assignor a new Warrant evidencing the portion of this
Warrant not so assigned, and this Warrant shall promptly be cancelled.  The Warrant, if properly assigned in
accordance herewith, may be exercised by a new holder for the purchase of
Warrant Shares without having a new Warrant issued.

 

b)                                     New Warrants. This Warrant may be divided or combined
with other Warrants upon presentation hereof at the aforesaid office of the
Company, together with a written notice specifying the names and denominations
in which new Warrants are to be issued, signed by the Holder or its agent or
attorney.  Subject to compliance with Section 4(a),
as to any transfer which may be involved in such division or combination, the
Company shall execute and deliver a new Warrant or Warrants in exchange for the
Warrant or Warrants to be divided or combined in accordance with such notice.
All Warrants issued on transfers or exchanges shall be dated the initial
issuance date set forth on the first page of this Warrant and shall be
identical with this Warrant except as to the number of Warrant Shares issuable
pursuant thereto.

 

c)                                      Warrant Register. The Company shall register this
Warrant, upon records to be maintained by the Company for that purpose (the “Warrant
Register”), in the name of the record Holder hereof from time to time.  The Company may deem and treat the registered
Holder of this Warrant as the absolute owner hereof for the purpose of any
exercise hereof or any distribution to the Holder, and for all other purposes,
absent actual notice to the contrary.

 

d)                                     Understandings or Arrangements.          Such
Holder is acquiring this Warrant as principal for its own account and has no
direct or indirect arrangement or understandings with any other persons to
distribute or regarding the distribution of such Warrant (this representation
and warranty not limiting such Holder’s right to sell the Warrant pursuant to
the Registration Statement or otherwise in compliance with applicable federal
and state securities laws.) Such Holder is acquiring this Warrant hereunder in
the ordinary course of its business.

 

12

 

Section 5.                                            Miscellaneous.

 

a)                                      No Rights as Stockholder Until Exercise. 
This Warrant does not entitle the Holder to any voting rights, dividends
or other rights as a stockholder of the Company prior to the exercise hereof as
set forth in Section 2(d)(i).

 

b)                                     Loss, Theft, Destruction or Mutilation of
Warrant. The
Company covenants that upon receipt by the Company of evidence reasonably
satisfactory to it of the loss, theft, destruction or mutilation of this
Warrant or any stock certificate relating to the Warrant Shares, and in case of
loss, theft or destruction, of indemnity or security reasonably satisfactory to
it (which, in the case of the Warrant, shall not include the posting of any
bond), and upon surrender and cancellation of such Warrant or stock
certificate, if mutilated, the Company will make and deliver a new Warrant or
stock certificate of like tenor and dated as of such cancellation, in lieu of
such Warrant or stock certificate.

 

c)                                      Saturdays, Sundays, Holidays, etc. 
If the last or appointed day for the taking of any action or the
expiration of any right required or granted herein shall not be a Business Day,
then, such action may be taken or such right may be exercised on the next
succeeding Business Day.

 

d)                                     Authorized Shares.

 

The Company covenants that, during the period the Warrant is
outstanding, it will reserve from its authorized and unissued Common Stock a
sufficient number of shares to provide for the issuance of the Warrant Shares
upon the exercise of any purchase rights under this Warrant.  The Company further covenants that its issuance
of this Warrant shall constitute full authority to its officers who are charged
with the duty of executing stock certificates to execute and issue the
necessary certificates for the Warrant Shares upon the exercise of the purchase
rights under this Warrant.  The Company
will take all such reasonable action as may be necessary to assure that such
Warrant Shares may be issued as provided herein without violation of any
applicable law or regulation, or of any requirements of the Trading Market upon
which the Common Stock may be listed. 
The Company covenants that all Warrant Shares which may be issued upon
the exercise of the purchase rights represented by this Warrant will, upon
exercise of the purchase rights represented by this Warrant and payment for
such Warrant Shares in accordance herewith, be duly authorized, validly issued,
fully paid and nonassessable and free from all taxes, liens and charges created
by the Company in respect of the issue thereof (other than taxes in respect of
any transfer occurring contemporaneously with such issue).

 

Except and to the extent as waived or consented to by
the Holder, the Company shall not by any action, including, without limitation,
amending its certificate of incorporation or through any reorganization,
transfer of assets, consolidation, merger, dissolution, issue or sale of
securities or any other voluntary action, avoid or seek to avoid the observance
or performance of any of the terms of this Warrant, but will at all times in
good faith assist in the carrying out of all such terms and in the taking of
all such actions as may be necessary or 

 

13

 

appropriate to protect the rights of Holder as set
forth in this Warrant against impairment. 
Without limiting the generality of the foregoing, the Company will (i) not
increase the par value of any Warrant Shares above the amount payable therefor
upon such exercise immediately prior to such increase in par value, (ii) take
all such action as may be necessary or appropriate in order that the Company
may validly and legally issue fully paid and nonassessable Warrant Shares upon
the exercise of this Warrant and (iii) use commercially reasonable efforts
to obtain all such authorizations, exemptions or consents from any public
regulatory body having jurisdiction thereof, as may be, necessary to enable the
Company to perform its obligations under this Warrant.

 

Before taking any action which would result in an
adjustment in the number of Warrant Shares for which this Warrant is
exercisable or in the Exercise Price, the Company shall obtain all such
authorizations or exemptions thereof, or consents thereto, as may be necessary
from any public regulatory body or bodies having jurisdiction thereof.

 

e)                                      Jurisdiction. All questions concerning the
construction, validity, enforcement and interpretation of this Warrant shall be
determined in accordance with the provisions of the Purchase Agreement.

 

f)                                        Restrictions. 
The Holder acknowledges that the Warrant Shares acquired upon the
exercise of this Warrant, if not registered, and the Holder does not utilize
cashless exercise, will have restrictions upon resale imposed by state and
federal securities laws.

 

g)                                     Nonwaiver and Expenses. 
No course of dealing or any delay or failure to exercise any right
hereunder on the part of Holder shall operate as a waiver of such right or
otherwise prejudice Holder’s rights, powers or remedies.  Without limiting any other provision of this
Warrant or the Purchase Agreement, if the Company willfully and knowingly fails
to comply with any provision of this Warrant, which results in any material
damages to the Holder, the Company shall pay to Holder such amounts as shall be
sufficient to cover any costs and expenses including, but not limited to,
reasonable attorneys’ fees, including those of appellate proceedings, incurred
by Holder in collecting any amounts due pursuant hereto or in otherwise
enforcing any of its rights, powers or remedies hereunder.

 

h)                                     Notices.  Any notice,
request or other document required or permitted to be given or delivered to the
Holder by the Company shall be delivered in accordance with the notice
provisions of the Purchase Agreement.

 

i)                                         Limitation of Liability. 
No provision hereof, in the absence of any affirmative action by Holder
to exercise this Warrant to purchase Warrant Shares, and no enumeration herein
of the rights or privileges of Holder, shall give rise to any liability of
Holder for the purchase price of any Common Stock or as a stockholder of the
Company, whether such liability is asserted by the Company or by creditors of
the Company.

 

14

 

j)                                         Remedies.  The Holder,
in addition to being entitled to exercise all rights granted by law, including
recovery of damages, will be entitled to specific performance of its rights
under this Warrant.  The Company agrees
that monetary damages would not be adequate compensation for any loss incurred
by reason of a breach by it of the provisions of this Warrant and hereby agrees
to waive and not to assert the defense in any action for specific performance
that a remedy at law would be adequate.

 

k)                                      Successors and Assigns. 
Subject to applicable securities laws, this Warrant and the rights and
obligations evidenced hereby shall inure to the benefit of and be binding upon
the successors and permitted assigns of the Company and the successors and
permitted assigns of Holder.  The
provisions of this Warrant are intended to be for the benefit of any Holder
from time to time of this Warrant and shall be enforceable by the Holder or holder
of Warrant Shares.

 

l)                                         Amendment.  This Warrant
may be modified or amended or the provisions hereof waived with the written
consent of the Company and the Holder.

 

m)                                   Severability. 
Wherever possible, each provision of this Warrant shall be interpreted
in such manner as to be effective and valid under applicable law, but if any
provision of this Warrant shall be prohibited by or invalid under applicable
law, such provision shall be ineffective to the extent of such prohibition or
invalidity, without invalidating the remainder of such provisions or the
remaining provisions of this Warrant.

 

n)                                     Headings.  The headings
used in this Warrant are for the convenience of reference only and shall not,
for any purpose, be deemed a part of this Warrant.

 

********************

 

(Signature
Pages Follow)

 

15

 

IN WITNESS WHEREOF, the
Company has caused this Warrant to be executed by its officer thereunto duly
authorized as of the date first above indicated.

 

 

	
   

  	
  EVERGREEN ENERGY INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By: 

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  

 

16

 

NOTICE OF EXERCISE

 

TO:                            EVERGREEN
ENERGY INC.

 

(1)          The undersigned hereby elects to purchase                 
Warrant Shares of the Company pursuant to the terms of the attached Warrant
(only if exercised in full), and tenders herewith payment of the exercise price
in full, together with all applicable transfer taxes, if any.

 

(2)          Payment shall take the form of (check applicable box):

 

o in lawful money of the United States; or

 

o [if permitted] the cancellation of such
number of Warrant Shares as is necessary, in accordance with the formula set
forth in subsection 2(c), to exercise this Warrant with respect to the maximum
number of Warrant Shares purchasable pursuant to the cashless exercise
procedure set forth in subsection 2(c).

 

(3)          Please issue a certificate or certificates
representing said Warrant Shares in the name of the undersigned or in such
other name as is specified below:

 

 

The Warrant Shares shall be delivered to the following DWAC Account
Number or by physical delivery of a certificate to:

 

 

 

[SIGNATURE OF
HOLDER]

 

	
  Name of
  Investing Entity:

  	
   

  
	
  Signature
  of Authorized Signatory of Investing Entity: 

  	
   

  
	
  Name of
  Authorized Signatory:

  	
   

  
	
  Title of
  Authorized Signatory:

  	
   

  
	
  Date:

  	
   

  

 

 

ASSIGNMENT FORM

 

(To assign the foregoing warrant, execute

this form and supply required information.

Do not use this form to exercise the warrant.)

 

FOR VALUE RECEIVED, [        ]
all of or [              ]
shares of the foregoing Warrant and all rights evidenced thereby are hereby
assigned to

 

________________________________________________________ whose address
is

 

________________________________________________________________________.

 

________________________________________________________________________

 

Dated:                              ,

 

	
   

  	
  Holder’s
  Signature:  

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  Holder’s
  Address:

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Signature
  Guaranteed: 

  	
   

  	
   

  
					

 

 

NOTE:  The signature to this
Assignment Form must correspond with the name as it appears on the face of
the Warrant, without alteration or enlargement or any change whatsoever, and
must be guaranteed by a bank or trust company. 
Officers of corporations and those acting in a fiduciary or other representative
capacity should file proper evidence of authority to assign the foregoing
Warrant.

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