Document:

Indenture

 Exhibit 4.1 
  

 THE McGRAW-HILL COMPANIES, INC. 
 and 
 The Bank of New York, 
 Trustee 
  

 INDENTURE 
 Dated as of
November 2, 2007 
 Providing for Issuance of Senior Securities in Series 
  

  

 TABLE SHOWING REFLECTION IN INDENTURE OF CERTAIN PROVISIONS 
 OF TRUST INDENTURE ACT OF 1939, 
 AS AMENDED BY
THE TRUST INDENTURE REFORM ACT OF 1990 
  

					
	 TIA
	 	 	 	 Section

	310	 	(a)(1)	 	Section 6.09
		 	(a)(2)	 	Section 6.09
		 	(a)(3)	 	Not Applicable
		 	(a)(4)	 	Not Applicable
		 	(a)(5)	 	Section 6.09
		 	(b)	 	Section 6.08
	311	 	(a)	 	Section 6.13
		 	(b)	 	Section 6.13
		 	(b)(2)	 	 Section 7.03(a),
 Section 7.03(b)

	312	 	(a)	 	 Section 7.01,
 Section 7.02(a)

		 	(b)	 	Section 7.03(b)
		 	(c)	 	Section 7.02(c)
	313	 	(a)	 	Section 7.03(a)
		 	(b)	 	Section 7.03(b)
		 	(c)	 	 Section 7.03(a),
 Section 7.03(b)

		 	(d)	 	Section 7.03(c)
	314	 	(a)(1)	 	Section 7.04
		 	(a)(2)	 	Section 7.04
		 	(a)(3)	 	Section 7.04
		 	(a)(4)	 	Section 10.04
		 	(b)	 	Not Applicable
		 	(c)(1)	 	Section 1.02
		 	(c)(2)	 	Section 1.02
		 	(c)(3)	 	Not Applicable
		 	(d)	 	Not Applicable
		 	(e)	 	Section 1.02
	315	 	(a)	 	 Section 6.01(a),
 Section 6.01(c)

		 	(b)	 	 Section 6.02,
 Section 7.03(a)

		 	(c)	 	Section 6.01(b)
		 	(d)	 	Section 6.01
		 	(d)(1)	 	Section 6.01(a)
		 	(d)(2)	 	Section 6.01(c)(ii)
		 	(d)(3)	 	Section 6.01(c)(iii)
		 	(e)	 	Section 5.14
	316	 	(a)	 	Section 1.01
		 	(a)(1)(A)	 	 Section 5.02,
 Section 5.12

					
	 TIA
	 	 	 	 Section

		 	(a)(1)(B)	 	Section 5.13
		 	(a)(2)	 	Not Applicable
		 	(b)	 	Section 5.08
		 	(c)	 	Section 1.04(d)
	317	 	(a)(1)	 	Section 5.03
		 	(a)(2)	 	Section 5.04
		 	(b)	 	Section 10.03
	318	 	(a)	 	Section 1.07

 Note: This table shall not, for any purpose, be deemed to be part of the Indenture. 

 TABLE OF CONTENTS 
  

					
	 	 	 	  	Page
	ARTICLE ONE
	
	 DEFINITIONS AND OTHER PROVISIONS
 OF GENERAL APPLICATION

			
	Section 1.01.	 	Definitions	  	1
	Section 1.02.	 	Compliance Certificates and Opinions	  	10
	Section 1.03.	 	Form of Documents Delivered to Trustee	  	11
	Section 1.04.	 	Acts of Securityholders	  	11
	Section 1.05.	 	Notices, etc., to Trustee and Company	  	13
	Section 1.06.	 	Notices to Securityholders; Waiver	  	13
	Section 1.07.	 	Conflict with Trust Indenture Act	  	14
	Section 1.08.	 	Effect of Headings and Table of Contents	  	14
	Section 1.09.	 	Successors and Assigns	  	14
	Section 1.10.	 	Separability clause	  	14
	Section 1.11.	 	Benefits of Indenture	  	14
	Section 1.12.	 	Governing Law	  	14
	Section 1.13.	 	Counterparts	  	14
	Section 1.14.	 	Judgment Currency	  	14
	
	ARTICLE TWO
	
	SECURITY FORMS
			
	Section 2.01.	 	Forms Generally	  	15
	Section 2.02.	 	Forms of Securities	  	15
	Section 2.03.	 	Form of Trustee’s Certificate of Authentication	  	16
	Section 2.04.	 	Securities Issuable in the Form of a Global Security	  	16
	
	ARTICLE THREE
	
	THE SECURITIES
			
	Section 3.01.	 	General Title; General Limitations; Issuable in Series; Terms of Particular Series	  	18
	Section 3.02.	 	Denominations	  	21
	Section 3.03.	 	Execution, Authentication and Delivery and Dating	  	21
	Section 3.04.	 	Temporary Securities	  	22
	Section 3.05.	 	Registration, Transfer and Exchange	  	23
	Section 3.06.	 	Mutilated, Destroyed, Lost and Stolen Securities	  	24
	Section 3.07.	 	Payment of Interest; Interest Rights Preserved	  	25
	Section 3.08.	 	Persons Deemed Owners	  	26
	Section 3.09.	 	Cancellation	  	26

  

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	Section 3.10.	 	Computation of Interest	  	27
	Section 3.11.	 	Delayed Issuance of Securities	  	27
	
	ARTICLE FOUR
	
	SATISFACTION AND DISCHARGE
			
	Section 4.01.	 	Satisfaction and Discharge of Indenture	  	27
	Section 4.02.	 	Application of Trust Money	  	28
	Section 4.03.	 	Defeasance Upon Deposit of Funds or Government Obligations	  	29
	Section 4.04.	 	Reinstatement	  	31
	
	ARTICLE FIVE
	
	REMEDIES
			
	Section 5.01.	 	Events of Default	  	31
	Section 5.02.	 	Acceleration of Maturity; Rescission and Annulment	  	32
	Section 5.03.	 	Collection of Indebtedness and Suits for Enforcement by Trustee	  	34
	Section 5.04.	 	Trustee May File Proofs of Claim	  	35
	Section 5.05.	 	Trustee May Enforce Claims Without Possession of Securities	  	35
	Section 5.06.	 	Application of Money Collected	  	36
	Section 5.07.	 	Limitation on Suits	  	36
	Section 5.08.	 	Unconditional Right of Securityholders to Receive Principal, Premium and Interest	  	37
	Section 5.09.	 	Restoration of Rights and Remedies	  	37
	Section 5.10.	 	Rights and Remedies Cumulative	  	37
	Section 5.11.	 	Delay or Omission Not Waiver	  	37
	Section 5.12.	 	Control by Securityholders	  	38
	Section 5.13.	 	Waiver of Past Defaults	  	38
	Section 5.14.	 	Undertaking for Costs	  	38
	Section 5.15.	 	Waiver of Stay or Extension Laws	  	39
	
	ARTICLE SIX
	
	THE TRUSTEE
			
	Section 6.01.	 	Certain Duties and Responsibilities	  	39
	Section 6.02.	 	Notice of Defaults	  	40
	Section 6.03.	 	Certain Rights of Trustee	  	41
	Section 6.04.	 	Not Responsible for Recitals or Issuance of Securities	  	42
	Section 6.05.	 	May Hold Securities	  	42
	Section 6.06.	 	Money Held in Trust	  	42
	Section 6.07.	 	Compensation and Reimbursement	  	42
	Section 6.08.	 	Disqualification; Conflicting Interests	  	43
	Section 6.09.	 	Corporate Trustee Required; Eligibility	  	43
	Section 6.10.	 	Resignation and Removal	  	44

  

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	Section 6.11.	 	Acceptance of Appointment by Successor	  	46
	Section 6.12.	 	Merger, Conversion, Consolidation or Succession to Business	  	46
	Section 6.13.	 	Preferential Collection of Claims Against Company	  	47
	Section 6.14.	 	Appointment of Authenticating Agent	  	47
	
	ARTICLE SEVEN
	
	 SECURITYHOLDERS’ LISTS AND REPORTS BY
 TRUSTEE AND COMPANY

			
	Section 7.01.	 	Company to Furnish Trustee Names and Addresses of Securityholders	  	48
	Section 7.02.	 	Preservation of Information; Communications to Securityholders	  	49
	Section 7.03.	 	Reports by Trustee	  	50
	Section 7.04.	 	Reports by Company	  	50
	
	ARTICLE EIGHT
	
	CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER
			
	Section 8.01.	 	Consolidation, Merger, Conveyance or Transfer on Certain Terms	  	51
	Section 8.02.	 	Successor Person Substituted	  	51
	
	ARTICLE NINE
	
	SUPPLEMENTAL INDENTURES
			
	Section 9.01.	 	Supplemental Indentures Without Consent of Securityholders	  	52
	Section 9.02.	 	Supplemental Indentures with Consent of Securityholders	  	53
	Section 9.03.	 	Execution of Supplemental Indentures	  	54
	Section 9.04.	 	Effect of Supplemental Indentures	  	54
	Section 9.05.	 	Conformity with Trust Indenture Act	  	54
	Section 9.06.	 	Reference in Securities to Supplemental Indentures	  	55
	
	ARTICLE TEN
	
	COVENANTS
			
	Section 10.01.	 	Payment of Principal, Premium and Interest	  	55
	Section 10.02.	 	Maintenance of Office or Agency	  	55
	Section 10.03.	 	Money for Security Payments to Be Held in Trust	  	55
	Section 10.04.	 	Statement as to Compliance	  	57
	Section 10.05.	 	Legal Existence	  	57
	Section 10.06.	 	Limitation on Liens	  	57
	Section 10.07.	 	Waiver of Certain Covenants	  	58

  

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	ARTICLE ELEVEN
	
	REDEMPTION OF SECURITIES
			
	Section 11.01.	 	Applicability of Article	  	58
	Section 11.02.	 	Election to Redeem; Notice to Trustee	  	59
	Section 11.03.	 	Selection by Trustee of Securities to Be Redeemed	  	59
	Section 11.04.	 	Notice of Redemption	  	60
	Section 11.05.	 	Deposit of Redemption Price	  	60
	Section 11.06.	 	Securities Payable on Redemption Date	  	60
	Section 11.07.	 	Securities Redeemed in Part	  	61
	Section 11.08.	 	Optional Redemption.	  	61
	
	ARTICLE TWELVE
	
	 REPURCHASE OF THE SECURITIES
 UPON CHANGE OF CONTROL TRIGGERING EVENT

			
	Section 12.01.	 	Offer to Repurchase Upon Change of Control Triggering Event.	  	62

  

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 THIS INDENTURE between THE MCGRAW-HILL COMPANIES, INC., a New York corporation (hereinafter called
the “Company”) having its principal office at 1221 Avenue of the Americas, New York, New York 10020, and The Bank of New York, a New York banking corporation, as trustee (hereinafter called the “Trustee”), is made
and entered into as of November 2, 2007. 
 Recitals of the Company 
 The Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of its debentures, notes, bonds or other
evidences of indebtedness, to be issued in one or more fully registered series. 
 All things necessary to make this Indenture a valid
agreement of the Company in accordance with its terms, have been done. 
 Agreements of the Parties 
 To set forth or to provide for the establishment of the terms and conditions upon which the Securities are and are to be authenticated, issued and
delivered, and in consideration of the premises and the purchase of Securities by the Holders thereof, it is mutually covenanted and agreed as follows, for the equal and proportionate benefit of all Holders of the Securities or of a series thereof,
as the case may be: 
 ARTICLE ONE 
 DEFINITIONS AND OTHER PROVISIONS 
 OF GENERAL APPLICATION 
 Section 1.01. Definitions. 
 (a) For all purposes
of this Indenture and of any indenture supplemental hereto, except as otherwise expressly provided or unless the context otherwise requires: 
 (1) the terms defined in this Article have the meanings assigned to them in this Article, and include the plural as well as the singular; 
 (2) all other terms used herein which are defined in the Trust Indenture Act or by Commission rule under the Trust Indenture Act, either
directly or by reference therein, have the meanings assigned to them herein; 
 (3) all accounting terms not otherwise defined
herein have the meanings assigned to them in accordance with GAAP and, except as otherwise herein expressly provided, the term “generally accepted accounting principles” with respect to any computation required or permitted hereunder shall
mean such accounting principles and any accounting rules or interpretations promulgated by the Commission as are generally accepted in the United States of America at the date of this Indenture; and 
  

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 (4) all references in this instrument to designated “Articles”,
“Sections” and other subdivisions are to the designated Articles, Sections and other subdivisions of this instrument as originally executed. The words “herein”, “hereof” and “hereunder” and other words of
similar import refer to this Indenture as a whole and not to any particular Article, Section or other subdivision. 
 (b) Certain terms, used
principally in Article Six, are defined in that Article. 
 “Act”, when used with respect to any Securityholder, has
the meaning specified in Subsection 1.04(a). 
 “Affiliate” of any specified Person means any other Person directly or
indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the
management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms “controlling” and “controlled” have meanings correlative to the
foregoing. 
 “Authenticating Agent” means any Person authorized by the Company to authenticate Securities under
Section 6.14. 
 “Below Investment Grade Rating Event” means the Securities are rated below an Investment Grade Rating
by each of the Rating Agencies on any date from the date of the public notice of an arrangement that could result in a Change of Control until the end of the 60-day period following public notice of the occurrence of the Change of Control (which
60-day period shall be extended so long as the rating of the Securities is under publicly announced consideration for possible downgrade by any of the Rating Agencies); provided that a Below Investment Grade Rating Event otherwise arising by
virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a particular Change of Control (and thus shall not be deemed a Below Investment Grade Rating Event for purposes of the definition of Change of Control
Triggering Event hereunder) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not announce or publicly confirm or inform the Trustee or the Company in writing at the Trustee’s or the
Company’s request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or not the applicable Change of Control
shall have occurred at the time of the Below Investment Grade Rating Event). 
 “Board of Directors” means (i) the
board of directors of the Company, (ii) any duly authorized committee of such board, (iii) any committee of officers of the Company or (iv) any officer of the Company acting, in the case of (iii) or (iv), pursuant to authority
granted by the board of directors of the Company or any committee of such board. 
 “Board Resolution” means a copy of a
resolution certified by the Secretary or an Assistant Secretary of the Company to have been duly adopted by the Board of Directors and to be in full force and effect on the date of such certification, and delivered to the Trustee. 
 “Business Day” means, with respect to any series of Securities, unless otherwise specified in a Board Resolution and an Officer’s
Certificate with respect to a particular series of 

  

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Securities, each day which is not a Saturday, Sunday or other day on which banking institutions in the pertinent Place or Places of Payment or the city in
which the Corporate Trust Office is located are authorized or required by law or executive order to be closed. 
 “Capital
Stock” of any Person means any and all shares, interests, rights to purchase, warrants, options, participation or other equivalents of or interests in (however designated) equity of such Person, including any preferred stock and limited
liability or partnership interests (whether general or limited), but excluding any debt securities convertible into such equity. 
 “Change of Control” means the occurrence of any of the following: (1) the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or a series of related
transactions, of all or substantially all of the properties or assets of the Company and its Subsidiaries taken as a whole to any Person or group of related persons for purposes of Section 13(d) of the Exchange Act (a “Group”)
other than the Company or one of its Subsidiaries; (2) the approval by the holders of the Company’s common stock of any plan or proposal for the liquidation or dissolution of the Company (whether or not otherwise in compliance with the
provisions hereof); (3) the consummation of any transaction or series of related transactions (including, without limitation, any merger or consolidation) the result of which is that any “person” (individually and as that term is used
in Section 13(d)(3) and Section 14(d)(2) of the Exchange Act), becomes the beneficial owner, directly or indirectly, of more than 50% of the then outstanding number of shares of the Company’s Voting Stock; or (4) the first day on
which a majority of the members of the Company’s board of directors are not Continuing Directors. 
 “Change of Control
Offer” has the meaning set forth in Subsection 12.01(a) hereof. 
 “Change of Control Payment” has the meaning set
forth in Subsection 12.01(a) hereof. 
 “Change of Control Payment Date” has the meaning set forth in
Subsection 12.01(b)(3) hereof. 
 “Change of Control Triggering Event” means the occurrence of both a Change of Control
and a Below Investment Grade Rating Event. 
 “Commission” means the Securities and Exchange Commission, as from time to
time constituted, created under the Exchange Act, or, if at any time after the execution of this instrument such Commission is not existing and performing the duties now assigned to it under the Trust Indenture Act, then the body performing such
duties at such time. 
 “Company” means the Person named as the “Company” in the first paragraph of this
instrument until a successor shall have become such pursuant to the applicable provisions of this Indenture, and thereafter “Company” shall mean such successor. 
 “Company Request”, “Company Order” and “Company Consent” mean a written request, order or consent, respectively, signed in the name of the Company by its 

  

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Chairman of the Board, Chief Executive Officer, Chief Operating Officer, President or a Vice President, and by its Treasurer, an Assistant Treasurer,
Controller, an Assistant Controller, Secretary or an Assistant Secretary, and delivered to the Trustee. 
 “Comparable Treasury
Issue” means the U.S. treasury security selected by an Independent Investment Banker as having a maturity comparable to the remaining term (the “Remaining Life”) of the Securities to be redeemed that would be utilized, at
the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of such Securities. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of five Reference Treasury Dealer
Quotations for such Redemption Date, after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than four such Reference Treasury Dealer Quotations, the average of all
such quotations. 
 “Consolidated Net Worth” means, with respect to any Person, at the date of any determination, the
consolidated stockholders’ or owners’ equity of the holders of capital stock or partnership interests of such Person and its subsidiaries, determined on a consolidated basis in accordance with GAAP consistently applied. 
 “Continuing Director” means, as of any date of determination, with respect to any series of securities, any member of the Company’s
board of directors who (1) was a member of the Company’s board of directors on the original issue date of the Securities of such series; or (2) was nominated for election or elected to the Company’s board of directors with the
approval of a majority of the Continuing Directors who were members of the Company’s board of directors at the time of such nomination or election (either by a specific vote or by approval of the Company’s proxy statement in which such
member was named as a nominee for election as a director, without objection or opposition to such nomination). 
 “Corporate Trust
Office” means the office of the Trustee at which at any particular time its corporate trust business shall be principally administered, which office at the date hereof is located at 101 Barclay Street, 8W, New York, New York 10286, Attn:
Corporate Trust Administration. 
 “Debt” of any Person means, without duplication, (i) any obligation of such Person
for money borrowed, (ii) any obligation of such Person evidenced by bonds, debentures, notes, or other similar instruments, and (iii) all guarantee obligations of such Person with respect to Debt of others. 
 “Defaulted Interest” has the meaning specified in Subsection 3.07(b). 
 “Depository” means, unless otherwise specified by the Company pursuant to either Section 2.04 or 3.01, with respect to Securities
of any series issuable or issued as a Global Security, The Depository Trust Company, New York, New York, or any successor thereto registered as a clearing agency under the Exchange Act or other applicable statute or regulation. 
 “Discharged” has the meaning specified in Subsection 4.03(g). 
  

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 “Event of Default” has the meaning specified in Article Five. 
 “Exchange Act” means the Securities Exchange Act of 1934, as amended. 
 “Fitch” means Fitch Ratings Ltd., or its successor. 
 “Federal Bankruptcy Act” has the meaning specified in Subsection 5.01(a)(5). 
 “GAAP” means generally accepted accounting principles as such principles are in effect in the United States as of the date of this Indenture. 
 “Global Security”, when used with respect to any series of Securities issued hereunder, means a Security which is executed by the Company and authenticated and delivered by the Trustee to the
Depository or pursuant to the Depository’s instruction, all in accordance with this Indenture and an indenture supplemental hereto, if any, or Board Resolution and pursuant to a Company Request, which shall be registered in the name of the
Depository or its nominee and which shall represent, and shall be denominated in an amount equal to the aggregate principal amount of, all of the Outstanding Securities of such series or any portion thereof, in either case having the same terms,
including, without limitation, the same original issue date, date or dates on which principal is due, and interest rate or method of determining interest. 
 “Holder”, when used with respect to any Security, means a Securityholder, which means a Person in whose name a security is registered in the Security Register. 
 “Indenture” or “this Indenture” means this instrument as originally executed or as it may from time to time be
supplemented or amended by one or more indentures supplemental hereto entered into pursuant to the applicable provisions hereof and shall include the terms of particular series of Securities established as contemplated by Section 3.01.

 “Independent Investment Banker” means either Deutsche Bank Securities Inc., J.P. Morgan Securities Inc. or Greenwich
Capital Markets, Inc., as specified by the Company, or if these firms are unwilling or unable to select the Comparable Treasury Issue, an independent investment banking institution of national standing appointed by the Company, in the Company’s
sole discretion. 
 “Interest”, when used with respect to an Original Issue Discount Security which by its terms bears
interest only after Maturity, means interest payable after Maturity. 
 “Interest Payment Date”, when used with respect to
any series of Securities, means the Stated Maturity of any installment of interest on those Securities. 
 “Investment Grade
Rating” means a rating equal to or higher than BBB- (or the equivalent) by Fitch and Baa3 (or the equivalent) by Moody’s. 
 “Lien” means any pledge, mortgage, lien, encumbrance or other security interest. 
  

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 “Material Subsidiary” means any Person that is a Subsidiary if at the end of the most
recent fiscal quarter of the Company, the aggregate amount, determined in accordance with GAAP consistently applied, of securities of, loans and advances to, and other investments in, such Person held by the Company and its other Subsidiaries
exceeded 10% of the Company’s Consolidated Net Worth. 
 “Material U.S. Subsidiary” means any Material Subsidiary that
is organized under the laws of the United States of America or any political subdivision thereof (including any State thereof or the District of Columbia). 
 “Maturity”, when used with respect to any Securities, means the date on which the principal of any such Security becomes due and payable as therein or herein provided, whether on a Repayment Date, at
the Stated Maturity or by declaration of acceleration, call for redemption or otherwise. 
 “Moody’s” means
Moody’s Investors Service, Inc., or its successor. 
 “Officers’ Certificate” means a certificate signed by the
Chairman of the Board, the Chief Executive Officer, the President, the Chief Operating Officer, the Chief Financial Officer, General Counsel or a Vice President, and by the Treasurer, an Assistant Treasurer, the Controller, an Assistant Controller,
the Secretary or an Assistant Secretary of the Company, and delivered to the Trustee. Wherever this Indenture requires that an Officers’ Certificate be signed also by a financial expert or an accountant or other expert, such financial expert,
accountant or other expert (except as otherwise expressly provided in this Indenture) may be in the employ of the Company, and shall be acceptable to the Trustee. 
 “Opinion of Counsel” means a written opinion of counsel, who may (except as otherwise expressly provided in this Indenture) be an employee of or of counsel to the Company, which is delivered to the
Trustee. 
 “Original Issue Discount Security” means (i) any Security which provides for an amount less than the
principal amount thereof to be due and payable upon a declaration of acceleration of the Maturity thereof, and (ii) any other security which is issued with “original issue discount” within the meaning of Section 1273(a) of the
Internal Revenue Code of 1986, as amended, and the regulations thereunder. 
 “Outstanding”, when used with respect to the
Securities or Securities of any series, means, as of the date of determination, all such Securities theretofore authenticated and delivered under this Indenture, except: 
  

	 	(i)	such Securities theretofore canceled by the Trustee or delivered to the Trustee for cancellation; 

  

	 	(ii)	such Securities for whose payment or redemption money in the necessary amount has been theretofore deposited with the Trustee or any Paying Agent in trust for the Holders of such
Securities; provided that, if such Securities are to be redeemed, notice of such redemption has been duly given pursuant to this Indenture or provision therefor satisfactory to the Trustee has been made; and 

  

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	 	(iii)	such Securities in exchange for or in lieu of which other Securities have been authenticated and delivered pursuant to this Indenture, or which shall have been paid pursuant to the
terms of Section 3.06 (except with respect to any such Security as to which proof satisfactory to the Trustee is presented that such Security is held by a Person in whose hands such Security is a legal, valid and binding obligation of the
Company). 

 In determining whether the Holders of the requisite principal amount of such Securities Outstanding have given any request,
demand, authorization, direction, notice, consent or waiver hereunder, (i) the principal amount of any Original Issue Discount Security that shall be deemed to be Outstanding shall be the amount of the principal thereof that would be due and
payable as of the date of the taking of such action upon a declaration of acceleration of the Maturity thereof, and (ii) Securities owned by the Company or any other obligor upon the Securities or any Affiliate of the Company or of such other
obligor shall be disregarded and deemed not to be Outstanding. In determining whether the Trustee shall be protected in relying upon any such request, demand, authorization, direction, notice, consent or waiver, only Securities which a Responsible
Officer assigned to the Corporate Trust Department of the Trustee knows to be owned by the Company or any other obligor upon the Securities or any Affiliate of the Company or such other obligor shall be so disregarded. Securities so owned which have
been pledged in good faith may be regarded as Outstanding if the pledgee establishes to the satisfaction of the Trustee the pledgee’s right to act as owner with respect to such Securities and that the pledgee is not the Company or any other
obligor upon the Securities or any Affiliate of the Company or such other obligor. 
 “Paying Agent” means any Person
authorized by the Company to pay the principal of (and premium, if any) or interest on any Securities on behalf of the Company. The Company initially authorizes the Trustee to act as Paying Agent for the Securities on its behalf. The Company may at
any time and from time to time authorize one or more Persons to act as Paying Agent in addition to or in place of the Trustee with respect to any series of Securities issued under this Indenture. 
 “Person” means any individual, corporation, limited liability company, partnership, joint venture, association, joint-stock company,
trust, unincorporated organization or government or any agency or political subdivision thereof. 
 “Place of Payment” means
with respect to any series of Securities issued hereunder the city or political subdivision so designated with respect to the series of Securities in question in accordance with the provisions of Section 3.01. 
 “Predecessor Securities” of any particular Security means every previous Security evidencing all or a portion of the same debt as that
evidenced by such particular Security; and, for the purposes of this definition, any Security authenticated and delivered under Section 3.06 in lieu of a lost, destroyed or stolen Security shall be deemed to evidence the same debt as the lost,
destroyed or stolen Security. 
  

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 “Rating Agencies” means (1) each of Fitch and Moody’s; and (2) if any of
Fitch or Moody’s ceases to rate the Securities or fails to make a rating of the Securities publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating organization” within the
meaning of Rule 15c3-1(c)(2)(vi)(F) under the Exchange Act, selected by the Company (as certified by a resolution of the Company’s board of directors) as a replacement agency for Fitch or Moody’s, or all of them, as the case may be.

 “Redemption Date”, when used with respect to any Security to be redeemed, means the date fixed for such redemption by or
pursuant to this Indenture. 
 “Redemption Price”, when used with respect to any Security to be redeemed, means the price
specified in the Security at which it is to be redeemed pursuant to this Indenture. 
 “Reference Treasury Dealer” means
(1) any of Deutsche Bank Securities Inc., J.P. Morgan Securities Inc. and Greenwich Capital Markets, Inc. and their respective successors; provided, however, that if any of the foregoing shall cease to be a primary U.S. government
securities dealer in New York City (a “Primary Treasury Dealer”), the Company will substitute therefor another Primary Treasury Dealer and (2) any three other Primary Treasury Dealers selected by the Company after consultation
with the Independent Investment Banker. 
 “Reference Treasury Dealer Quotations” means, with respect to each Reference
Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in
writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third Business Day preceding such Redemption Date. 
 “Regular Record Date” for the interest payable on any Security on any Interest Payment Date means the date specified in such Security as the Regular Record Date. 
 “Repayment Date”, when used with respect to any Security to be repaid, means the date fixed for such repayment pursuant to such
Security. 
 “Repayment Price”, when used with respect to any Security to be repaid, means the price at which it is to be
repaid pursuant to such Security. 
 “Required Currency”, when used with respect to any Security, has the meaning set forth
in Section 1.14. 
 “Responsible Officer”, when used with respect to the Trustee, means any officer of the Trustee with
direct responsibility for the administration of this Indenture and also means, with respect to a particular corporate trust matter, any other officer to whom such matter is referred because of his knowledge of and familiarity with the particular
subject. “Responsible Officer”, when used with respect to the Company, means any of the Chief Executive Officer, President, Chief Operating Officer, Chief Financial Officer, General Counsel, Treasurer, Assistant Treasurer,
Controller, an Assistant Controller or Vice President, Corporate Finance, the Secretary or Assistant Secretary of the Company (or any equivalent of the foregoing officers). 
  

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 “Security” or “Securities” means any note or notes, bond or bonds,
debenture or debentures, or any other evidences of indebtedness, as the case may be, of any series authenticated and delivered from time to time under this Indenture. 
 “Security Register” shall have the meaning specified in Section 3.05. 
 “Security Registrar” means the Person who keeps the Security Register specified in Section 3.05. The Company initially appoints the Trustee to act as Security Registrar for the Securities on its behalf. The Company may
at any time and from time to time authorize any Person to act as Security Registrar in place of the Trustee with respect to any series of Securities issued under this Indenture. 
 “Securityholder” means a Person in whose name a security is registered in the Security Register. 
 “Special Record Date” for the payment of any Defaulted Interest means a date fixed by the Trustee pursuant to Section 3.07.

 “Stated Maturity” when used with respect to any Security or any installment of principal thereof or interest thereon
means the date specified in such Security as the fixed date on which the principal of such Security or such installment of principal or interest is due and payable. 
 “Subsidiary” means, with respect to any Person, any corporation more than 50% of the voting stock of which is owned directly or indirectly by such Person, and any partnership, association, joint
venture or other entity in which such Person owns more than 50% of the equity interests or has the power to elect a majority of the board of directors or other governing body. 
 “Tranche” has the meaning specified in Section 11.03. 
 “Treasury Rate” means, with respect to any Redemption Date, (a) the yield, under the heading that represents the average for the
immediately preceding week, appearing in the most recently published statistical release designated “H.15(519)” or any successor publication that is published weekly by the Board of Governors of the Federal Reserve System and that
establishes yields on actively traded U.S. treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities”, for the maturity corresponding to the Comparable Treasury Issue (if no maturity is within three
months before or after the Remaining Life, yields for the two published maturities most closely corresponding to the Comparable Treasury Issue will be determined and the Treasury Rate will be interpolated or extrapolated from such yields on a
straight line basis, rounding to the nearest month); or (b) if such release (or any successor release) is not published during the week preceding the calculation date or does not contain such yields, the rate per annum equal to the semiannual
equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date.

 “Trust Indenture Act” or “TIA” means the Trust Indenture Act of 1939 as in force at the date as of which
this instrument was executed; provided, however, that, in the event 

  

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the Trust Indenture Act of 1939 is amended after such date, “Trust Indenture Act” or “TIA” means, to the extent required by any such
amendment, the Trust Indenture Act of 1939 as so amended. 
 “Trustee” means the Person named as the Trustee in the first
paragraph of this instrument until a successor Trustee shall have become such pursuant to the applicable provisions of this Indenture, and thereafter “Trustee” shall mean and include each Person who is then a Trustee hereunder. If at any
time there is more than one such Person, “Trustee” as used with respect to the Securities of any series shall mean the Trustee with respect to Securities of that series. 
 “Vice President” when used with respect to the Company or the Trustee means any vice president, whether or not designated by a number or
a word or words added before or after the title “vice president”, including without limitation, an assistant vice president. 
 “Voting Stock” of a Person means all Capital Stock of such Person then outstanding and normally entitled to vote in the election of directors, managers or trustees, as applicable, of such Person. 
 “Yield to Maturity” means the yield to maturity on a series of Securities, calculated by the Company at the time of issuance of such
series of Securities, or, if applicable, at the most recent redetermination of interest on such series, in accordance with accepted financial practice. 
 Section 1.02. Compliance Certificates and Opinions. 
 (a) Upon any application or request by the Company to the Trustee
to take any action under any provision of this Indenture, the Company shall furnish to the Trustee an Officers’ Certificate stating that all conditions precedent, if any (including any covenants compliance with which constitutes a condition
precedent), provided for in this Indenture relating to the proposed action have been complied with and an Opinion of Counsel stating that in the opinion of such Counsel all such conditions precedent, if any (including any covenants compliance with
which constitutes a condition precedent), have been complied with, except that in the case of any such application or request as to which the furnishing of such documents is specifically required by any provision of this Indenture relating to such
particular application or request, no additional certificate or opinion need be furnished. 
 (b) Every certificate or opinion with respect
to compliance with a condition or covenant provided for in this Indenture (other than annual statements of compliance provided pursuant to Section 10.04) shall include: 
 (1) a statement that each individual signing such certificate or opinion has read such covenant or condition and the definitions herein
relating thereto; 
 (2) a brief statement as to the nature and scope of the examination or investigation upon which the
statements or opinions contained in such certificate or opinion are based; 
  

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 (3) a statement that, in the opinion of each such individual, he has made such
examination or investigation as is necessary to enable him to express an informed opinion as to whether or not such covenant or condition has been complied with; and 
 (4) a statement as to whether, in the opinion of each such individual, such condition or covenant has been complied with. 
 Section 1.03. Form of Documents Delivered to Trustee. 
 (a) In any case where several matters are required to be certified by, or covered by an opinion of, any specified Person, it is not necessary that all such matters be certified by, or covered by the opinion of, only one such Person, or that
they be so certified or covered by only one document, but one such Person may certify or give an opinion with respect to some matters and one or more other such Persons may certify or give an opinion as to the other matters, and any such Person may
certify or give an opinion as to such matters in one or several documents. 
 (b) Any certificate or opinion of an officer of the Company may
be based, insofar as it relates to legal matters, upon a certificate or opinion of, or representations by, counsel, unless such officer knows, or in the exercise of reasonable care should know, that the certificate or opinion or representations with
respect to the matters upon which his certificate or opinion is based are erroneous. Any such certificate or Opinion of Counsel may be based, insofar as it relates to factual matters, upon a certificate or opinion of, or representations by, an
officer or officers of the Company stating that the information with respect to such factual matters is in the possession of the Company, unless such Counsel knows, or in the exercise of reasonable care should know, that the certificate or opinion
or representations with respect to such matters are erroneous. 
 (c) Where any Person is required to make, give or execute two or more
applications, requests, consents, certificates, statements, opinions or other instruments under this Indenture, they may, but need not, be consolidated and form one instrument. 
 Section 1.04. Acts of Securityholders. 
 (a) Any request, demand, authorization, direction,
notice, consent, waiver or other action provided by this Indenture to be given or taken by Securityholders or Securityholders of any series may be embodied in and evidenced by one or more instruments of substantially similar tenor signed by such
Securityholders in person or by an agent duly appointed in writing or may be embodied in or evidenced by an electronic transmission which identifies the documents containing the proposal on which such consent is requested and certifies such
Securityholders’ consent thereto and agreement to be bound thereby; and, except as herein otherwise expressly provided, such action shall become effective when such instrument or instruments are delivered to the Trustee, and, where it is hereby
expressly required, to the Company. If any Securities are denominated in coin or currency other than that of the United States, then for the purposes of determining whether the Holders of the requisite principal amount of Securities have taken any
action as herein described, the principal amount of such Securities shall be deemed to be that amount of United States dollars that could be obtained for 

  

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such principal amount on the basis of the spot rate of exchange into United States dollars for the currency in which such Securities are denominated (as
evidenced to the Trustee by an Officers’ Certificate) as of the date the taking of such action by the Holders of such requisite principal amount is evidenced to the Trustee as provided in the immediately preceding sentence. If any Securities
are Original Issue Discount Securities, then for the purposes of determining whether the Holders of the requisite principal amount of Securities have taken any action as herein described, the principal amount of such Original Issue Discount
Securities shall be deemed to be the amount of the principal thereof that would be due and payable upon a declaration of acceleration of the Maturity thereof as of the date the taking of such action by the Holders of such requisite principal amount
is evidenced to the Trustee as provided in the first sentence of this Subsection 1.04(a). Such instrument or instruments (and the action embodied therein and evidenced thereby) are herein sometimes referred to as the “Act” of
the Securityholders signing such instrument or instruments. Proof of execution of any such instrument or of a writing appointing any such agent shall be sufficient for any purpose of this Indenture and (subject to Section 6.01) conclusive in
favor of the Trustee and the Company, if made in the manner provided in this Section. 
 (b) The fact and date of the execution by any Person
of any such instrument or writing may be proved by the affidavit of a witness to such execution or by the certificate of any notary public or other officer authorized by law to take acknowledgments of deeds, certifying that the individual signing
such instrument or writing acknowledged to him the execution thereof. Where such execution is by an officer of a corporation or a member of a partnership, on behalf of such corporation or partnership, such certificate or affidavit shall also
constitute sufficient proof of his authority. The fact and date of the execution of any such instrument or writing, or the authority of the person executing the same, may also be proved in any other manner which the Trustee deems sufficient.

 (c) The ownership of Securities shall be proved by the Security Register. 
 (d) If the Company shall solicit from the Holders any request, demand, authorization, direction, notice, consent, waiver or other action, the Company
may, at its option, fix in advance a record date for the determination of Holders entitled to give such request, demand, authorization, direction, notice, consent, waiver or other action, but the Company shall have no obligation to do so. Such
record date shall be the later of 10 days prior to the first solicitation of such action or the date of the most recent list of Holders furnished to the Trustee pursuant to Section 7.01. If such a record date is fixed, such request, demand,
authorization, direction, notice, consent, waiver or other action may be given before or after the record date, but only the Holders of record at the close of business on the record date shall be deemed to be Holders for the purposes of determining
whether Holders of the requisite proportion of Securities outstanding have authorized or agreed or consented to such request, demand, authorization, direction, notice, consent, waiver or other action, and for that purpose the Securities outstanding
shall be computed as of the record date; provided that no such authorization, agreement or consent by the Holders on the record date shall be deemed effective unless it shall become effective pursuant to the provisions of this Indenture not
later than six months after the record date, and that no such authorization, agreement or consent may be amended, withdrawn or revoked once given by a Holder, unless the Company shall provide for such amendment, withdrawal or revocation in
conjunction with such solicitation of authorizations, agreements or consents or unless and to the extent required by applicable law. 
  

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 (e) Any request, demand, authorization, direction, notice, consent, waiver or other action by the Holder
of any Security shall bind the Holder of every Security issued upon the registration of transfer thereof or in exchange therefor or in lieu thereof, in respect of anything done or suffered to be done by the Trustee or the Company in reliance thereon
whether or not notation of such action is made upon such Security. 
 Section 1.05. Notices, etc., to Trustee and Company. Any request, demand,
authorization, direction, notice, consent, waiver or Act of Securityholders or other document provided or permitted by this Indenture to be made upon, given or furnished to, or filed with: 
 (a) the Trustee by any Securityholder or by the Company shall be sufficient for every purpose hereunder if made, given, furnished or filed in writing to
or with the Trustee at its Corporate Trust Office, Attention: Securities Servicing; or 
 (b) the Company by the Trustee or by any
Securityholder shall be sufficient for every purpose hereunder (except as provided in Subsection 5.01(a)(4) or, in the case of a request for repayment, as specified in the Security carrying the right to repayment) if in writing and mailed,
first-class postage prepaid, to the Company addressed to it at the address of its principal office specified in the first paragraph of this instrument, Attention: Treasurer, or at any other address previously furnished in writing to the Trustee by
the Company. 
 Section 1.06. Notices to Securityholders; Waiver. 
 (a) Where this Indenture or any Security provides for notice to Securityholders of any event, such notice shall be sufficiently given (unless otherwise herein or in such Security expressly provided) if in writing and
mailed, first-class postage prepaid, to each Securityholder affected by such event, at his address as it appears in the Security Register, not later than the latest date, and not earlier than the earliest date, prescribed for the giving of such
notice. In any case where notice to Securityholders is given by mail, neither the failure to mail such notice, nor any defect in any notice so mailed, to any particular Securityholder shall affect the sufficiency of such notice with respect to other
Securityholders. Where this Indenture or any Security provides for notice in any manner, such notice may be waived in writing by the Person entitled to receive such notice, either before or after the event, and such waiver shall be the equivalent of
such notice. Waivers of notice by Securityholders shall be filed with the Trustee, but such filing shall not be a condition precedent to the validity of any action taken in reliance upon such waiver. 
 (b) In case, by reason of the suspension of regular mail service as a result of a strike, work stoppage or otherwise, it shall be impractical to mail
notice of any event to any Securityholder when such notice is required to be given pursuant to any provision of this Indenture, then any method of notification as shall be satisfactory to the Trustee and the Company shall be deemed to be a
sufficient giving of such notice. 
  

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 Section 1.07. Conflict with Trust Indenture Act. 
 If and to the extent that any provision hereof limits, qualifies or conflicts with the duties imposed by, or with another provision (an “incorporated
provision”) included in this Indenture by operation of, any of Sections 310 to 318, inclusive, of the Trust Indenture Act, such imposed duties or incorporated provision shall control. 
 Section 1.08. Effect of Headings and Table of Contents. 
 The Article and Section headings herein and the Table of Contents are for convenience only and shall not affect the construction hereof. 
 Section 1.09. Successors and Assigns. 
 All covenants and agreements in this Indenture by the Company shall bind its
respective successors and assigns, whether so expressed or not. 
 Section 1.10. Separability clause. 
 In case any provision in this Indenture or in the Securities shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the
remaining provisions shall not in any way be affected or impaired thereby. 
 Section 1.11. Benefits of Indenture. 
 Nothing in this Indenture or in any Securities, express or implied, shall give to any Person, other than the parties hereto and their successors
hereunder, any Authenticating Agent or Paying Agent, the Security Registrar and the Holders of Securities (or such of them as may be affected thereby), any benefit or any legal or equitable right, remedy or claim under this Indenture. 
 Section 1.12. Governing Law. 
 This Indenture
shall be construed in accordance with and governed by the laws of the State of New York. 
 Section 1.13. Counterparts. 
 This instrument may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all such counterparts
shall together constitute but one and the same instrument. 
 Section 1.14. Judgment Currency. 
 The Company agrees, to the fullest extent that it may effectively do so under applicable law, that (a) if for the purpose of obtaining judgment in
any court it is necessary to convert the sum due in respect of the principal of, or premium or interest, if any, on the Securities of any series (the “Required Currency”) into a currency in which a judgment will be 

  

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rendered (the “Judgment Currency”), the rate of exchange used shall be the rate at which in accordance with normal banking procedures the
Trustee could purchase in the City of New York the Required Currency with the Judgment Currency on the New York Banking Day preceding that on which a final unappealable judgment is given and (b) its obligations under this Indenture to make
payments in the Required Currency (i) shall not be discharged or satisfied by any tender, or any recovery pursuant to any judgment (whether or not entered in accordance with subsection (a)), in any currency other than the Required
Currency, except to the extent that such tender or recovery shall result in the actual receipt, by the payee, of the full amount of the Required Currency expressed to be payable in respect of such payments, (ii) shall be enforceable as an
alternative or additional cause of action for the purpose of recovering in the Required Currency the amount, if any, by which such actual receipt shall fall short of the full amount of the Required Currency so expressed to be payable and
(iii) shall not be affected by judgment being obtained for any other sum due under this Indenture. For purposes of the foregoing, “New York Banking Day” means any day except a Saturday, Sunday or a legal holiday in the City of
New York or a day on which banking institutions in the City of New York are authorized or required by law or executive order to close. 
 ARTICLE TWO 
 SECURITY FORMS 
 Section 2.01. Forms Generally. 
 (a) The Securities shall have such appropriate insertions,
omissions, substitutions and other variations as are required or permitted by this Indenture and may have such letters, numbers or other marks of identification and such legends or endorsements placed thereon, as may be required to comply with the
rules of any securities exchange, or as may, consistently herewith, be determined by the officers executing such Securities, as evidenced by their execution of the Securities. Any portion of the text of any Security may be set forth on the reverse
thereof, with an appropriate reference thereto on the face of the Security. 
 (b) The definitive Securities shall be printed, lithographed or
engraved or produced by any combination of these methods on steel engraved borders or may be produced in any other manner, all as determined by the officers executing such Securities, as evidenced by their execution of such Securities, subject, with
respect to the Securities of any series, to the rules of any securities exchange on which such Securities are listed. 
 Section 2.02. Forms of
Securities. 
 Each Security shall be in one of the forms approved from time to time by or pursuant to a Board Resolution, or established
in one or more indentures supplemental hereto. Prior to the delivery of a Security to the Trustee for authentication in any form approved by or pursuant to a Board Resolution, the Company shall deliver to the Trustee the Board Resolution by or
pursuant to which such form of Security has been approved, which Board Resolution shall have attached thereto a true and correct copy of the form of Security which has been approved thereby or, if a Board Resolution authorizes a specific officer or
officers to approve a form of Security, a certificate of such officer or officers approving the form of Security attached thereto. 

  

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Any form of Security approved by or pursuant to a Board Resolution must be acceptable as to form to the Trustee, such acceptance to be evidenced by the
Trustee’s authentication of Securities in that form or a certificate signed by a Responsible Officer of the Trustee and delivered to the Company. 
 Section 2.03. Form of Trustee’s Certificate of Authentication. 
 The form of Trustee’s Certificate of
Authentication for any Security issued pursuant to this Indenture shall be substantially as follows: 
 TRUSTEE’S CERTIFICATE OF
AUTHENTICATION 
 This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture.

  

			
	The Bank of New York, as Trustee,
		
	by	 	  

		 	Authorized Signatory
		
	Dated	 	

 Section 2.04. Securities Issuable in the Form of a Global Security. 
 (a) If the Company shall establish pursuant to Sections 2.02 and 3.01 that the Securities of a particular series are to be issued in whole or in part
in the form of one or more Global Securities, then the Company shall execute and the Trustee or its agent shall, in accordance with Section 3.03 and the Company Order delivered to the Trustee or its agent thereunder, authenticate and deliver,
such Global Security or Securities, which (i) shall represent, and shall be denominated in an amount equal to the aggregate principal amount of, the Outstanding Securities of such series to be represented by such Global Security or Securities,
or such portion thereof as the Company shall specify in a Company Order, (ii) shall be registered in the name of the Depository for such Global Security or Securities or its nominee, (iii) shall be delivered by the Trustee or its agent to
the Depository or pursuant to the Depository’s instruction and (iv) shall bear a legend substantially to the following effect: “Unless this certificate is presented by an authorized representative of the Depository to Issuer or its
agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of the nominee of the Depository or in such other name as is requested by an authorized representative of the Depository (and any payment
is made to the nominee of the Depository or to such other entity as is requested by an authorized representative of the Depository), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL inasmuch as the
registered owner hereof, the nominee of the Depository, has an interest herein.” 
 (b) Notwithstanding any other provision of this
Section 2.04 or of Section 3.05, and subject to the provisions of Subsection (c) of this Section 2.04, unless the terms of a Global Security expressly permit such Global Security to be exchanged in whole or in part 

  

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for individual Securities, a Global Security may be transferred, in whole but not in part and in the manner provided in Section 3.05, only to a nominee
of the Depository for such Global Security, or to the Depository, or a successor Depository for such Global Security selected or approved by the Company, or to a nominee of such successor Depository. 
 (c) (1) If at any time the Depository for a Global Security notifies the Company that it is unwilling or unable to continue as Depository for such Global
Security or if at any time the Depository for the Securities for such series shall no longer be eligible or in good standing under the Exchange Act or other applicable statute or regulation, the Company shall appoint a successor Depository with
respect to such Global Security. If a successor Depository for such Global Security is not appointed by the Company within 90 days after the Company receives such notice or becomes aware of such ineligibility, the Company will execute, and the
Trustee or its agent, upon receipt of a Company Request for the authentication and delivery of individual Securities of such series in exchange for such Global Security, will authenticate and deliver, individual Securities of such series of like
tenor and terms in an aggregate principal amount equal to the principal amount of the Global Security in exchange for such Global Security. 
 (2) The Company may at any time and in its sole discretion determine that the Securities of any series or portion thereof issued or issuable in the form of one or more Global Securities shall no longer be represented
by such Global Security or Securities. In such event the Company will execute, and the Trustee, upon receipt of a Company Request for the authentication and delivery of individual Securities of such series in exchange in whole or in part for such
Global Security, will authenticate and deliver individual Securities of such series of like tenor and terms in definitive form in an aggregate principal amount equal to the principal amount of such Global Security or Securities representing such
series or portion thereof in exchange for such Global Security or Securities. 
 (3) If specified by the Company pursuant to
Sections 2.02 and 3.02 with respect to Securities issued or issuable in the form of a Global Security, the Depository for such Global Security may surrender such Global Security in exchange in whole or in part for individual Securities of such
series of like tenor and terms in definitive form on such terms as are acceptable to the Company and such Depository. Thereupon the Company shall execute, and the Trustee or its agent shall authenticate and deliver, without service charge,
(1) to each Person specified by such Depository a new Security or Securities of the same series of like tenor and terms and of any authorized denomination as requested by such Person in aggregate principal amount equal to and in exchange for
such Person’s beneficial interest as specified by such Depository in the Global Security; and (2) to such Depository a new Global Security of like tenor and terms and in an authorized denomination equal to the difference, if any, between
the principal amount of the surrendered Global Security and the aggregate principal amount of Securities delivered to Holders thereof. 
 (4) In any exchange provided for in any of clauses (1), (2) or (3) of this Subsection 2.04(c), the Company will execute and the Trustee or its agent will authenticate and deliver individual Securities
in definitive registered form in authorized 

  

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denominations. Upon the exchange of the entire principal amount of a Global Security for individual Securities, such Global Security shall be canceled by the
Trustee or its agent. Except as provided in clause (3) of this Subsection 2.04(c), Securities issued in exchange for a Global Security pursuant to this Section shall be registered in such names and in such authorized denominations as the
Depository for such Global Security, pursuant to instructions from its direct or indirect participants or otherwise, shall instruct the Trustee or the Security Registrar. The Trustee or the Security Registrar shall deliver at its Corporate Trust
Office such Securities to the Persons in whose names such Securities are so registered. 
 ARTICLE THREE 
 THE SECURITIES 
 Section 3.01. General Title;
General Limitations; Issuable in Series; Terms of Particular Series. 
 (a) The aggregate principal amount of Securities which may be
authenticated and delivered and Outstanding under this Indenture is not limited. 
 (b) The Securities may be issued in one or more series as
from time to time may be authorized by the Board of Directors. There shall be established in or pursuant to a Board Resolution or in a supplemental indenture, subject to Section 3.11, prior to the issuance of Securities of any such series:

 (1) the title of the Securities of such series (which shall distinguish the Securities of such series from Securities of
any other series); 
 (2) the Person to whom any interest on a Security of such series shall be payable, if other than the
Person in whose name that Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for such interest; 
 (3) the date or dates on which the principal of the Securities of such series is payable; 
 (4) the rate or rates at which the Securities of such series shall bear interest, if any, the date or dates from which such interest shall
accrue, the Interest Payment Dates on which any such interest shall be payable and the Regular Record Date for any interest payable on any Interest Payment Date; 
 (5) the place or places where the principal of and any premium and interest on Securities of such series shall be payable, where any of
such Securities that are issued in registered form may be surrendered for registration, transfer or exchange, and where any such Securities may be surrendered for conversion or exchange; 
 (6) the period or periods within which the Redemption Price or Prices or the Repayment Price or Prices, as the case may be, at which and
the terms and conditions upon which Securities of such series may be redeemed or repaid, as the case may be, in whole or in part, at the option of the Company or the Holder; 
  

 18 

 (7) the obligation, if any, of the Company to purchase Securities of such series pursuant
to any sinking fund or analogous provisions or at the option of a Holder thereof and the period or periods within which, the price or prices at which and the terms and conditions upon which Securities of such series shall be purchased, in whole or
in part, pursuant to such obligation; 
 (8) if other than denominations of $1,000 and any integral multiple thereof, the
denominations in which Securities of such series shall be issuable; 
 (9) if other than U.S. dollars, the currency or
currencies or units based on or related to currencies in which the Securities of such series shall be denominated and in which payments of principal of, and any premium and interest on, such Securities shall or may be payable; 
 (10) if the principal of (and premium, if any) or interest, if any, on the Securities of such series are to be payable, at the election of
the Company or a Holder thereof, in a coin or currency (including a composite currency) other than that in which the Securities are stated to be payable, the period or periods within which, and the terms and conditions upon which, such election may
be made; 
 (11) if the amount of payments of principal of (and premium, if any) or interest, if any, on the Securities of
such series may be determined with reference to an index based on a coin or currency (including a composite currency) other than that in which the Securities are stated to be payable, the manner in which such amounts shall be determined; 

(12) any limit upon the aggregate principal amount of the Securities of such series which may be authenticated and delivered under this
Indenture (except for Securities authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of, other Securities of such series pursuant to Sections 3.04, 3.05, 3.06, 9.06 and 11.07 and except for any
Securities which, pursuant to Section 3.03, are deemed never to have been authenticated and delivered hereunder); 
 (13)
provisions, if any, with regard to the exchange of Securities of such series, at the option of the Holders thereof, for other Securities of the same series of the same aggregate principal amount or of a different authorized series or different
authorized denomination or denominations, or both; 
 (14) provisions, if any, with regard to the appointment by the Company
of an Authenticating Agent in one or more places other than the location of the office of the Trustee with power to act on behalf of the Trustee and subject to its direction in the authentication and delivery of the Securities of any one or more
series in connection with such transactions as shall be specified in the provisions of this Indenture or in or pursuant to such Board Resolution or supplemental indenture; 
  

 19 

 (15) the portion of the principal amount of Securities of the series, if other than the
principal amount thereof, which shall be payable upon declaration of acceleration of the Maturity thereof pursuant to Section 5.02 or provable in bankruptcy pursuant to Section 5.04; 
 (16) any Event of Default with respect to the Securities of such series, if not set forth herein, and any additions, deletions or other
changes to the Events of Default set forth herein that shall be applicable to the Securities of such series; 
 (17) any
covenant solely for the benefit of the Securities of such series and any additions, deletions or other changes to the provisions of Article Ten or Section 1.01 or any definitions relating to such Article that would otherwise be applicable
to the Securities of such series; 
 (18) if Section 4.03 of this Indenture shall not be applicable to the Securities of
such series and if Section 4.03 shall be applicable to any covenant or Event of Default established in or pursuant to a Board Resolution or in a supplemental indenture as described above that has not already been established herein; 

(19) if the Securities of such series shall be issued in whole or in part in the form of a Global Security or Securities, the terms and
conditions, if any, upon which such Global Security or Securities may be exchanged in whole or in part for other individual Securities; and the Depository for such Global Security or Securities; and 
 (20) any other terms of such series; 
 all
upon such terms as may be determined in or pursuant to such Board Resolution or supplemental indenture with respect to such series. 
 (c)
The form of the Securities of each series shall be established pursuant to the provisions of this Indenture, in or pursuant to the Board Resolution or in the supplemental indenture creating such series. The Securities of each series shall be
distinguished from the Securities of each other series in such manner, reasonably satisfactory to the Trustee, as the Board of Directors may determine. 
 (d) Unless otherwise provided with respect to Securities of a particular series, the Securities of any series may only be issuable in registered form, without coupons. 
 (e) Unless otherwise provided in the Board Resolution or supplemental indenture relating to the issuance of Securities of any series, interest on
Outstanding Securities of such series shall be paid to holders of record on the date that is 15 days prior to the date such interest is to be paid, or, if not a Business Day, the next preceding Business Day. 
 (f) Unless otherwise provided in the Board Resolution or supplemental indenture relating to the issuance of Securities of any series, such Securities
shall be direct unsecured obligations of the Company and shall rank equally with the Company’s other unsecured and unsubordinated indebtedness. 
  

 20 

 (g) Any terms or provisions in respect of the Securities of any series issued under this Indenture may be
determined pursuant to this Section by providing for the method by which such terms or provisions shall be determined. 
 Section 3.02.
Denominations. 
 The Securities of each series shall be issuable in such denominations and currency as shall be provided in the
provisions of this Indenture or in or pursuant to the Board Resolution or the supplemental indenture creating such series. In the absence of any such provisions with respect to the Securities of any series, the Securities of that series shall be
issuable only in fully registered form in denominations of $1,000 and any integral multiple thereof. 
 Section 3.03. Execution, Authentication and
Delivery and Dating. 
 (a) The Securities shall be executed on behalf of the Company by any of its Chairman of the Board, its Chief
Executive Officer, its President, its Chief Operating Officer, its Chief Financial Officer, General Counsel, one of its Vice Presidents or its Treasurer, its Assistant Treasurer, its Controller or its Assistant Controller and attested by its
Secretary or one of its Assistant Secretaries. The signature of any of these officers on the Securities may be manual or facsimile. 
 (b)
Securities bearing the manual or facsimile signatures of individuals who were at any time the proper officers of the Company shall bind the Company, notwithstanding that such individuals or any of them have ceased to hold such offices prior to the
authentication and delivery of such Securities or did not hold such offices at the date of such Securities. 
 (c) At any time and from time
to time after the execution and delivery of this Indenture, the Company may deliver Securities executed by the Company to the Trustee for authentication; and the Trustee shall, upon Company Order, authenticate and deliver such Securities as in this
Indenture provided and not otherwise. 
 (d) Prior to any such authentication and delivery, the Trustee shall be provided with, in addition
to any Officers’ Certificate and Opinion of Counsel required to be furnished to the Trustee pursuant to Section 1.02, and the Board Resolution and any certificate relating to the issuance of the series of Securities required to be
furnished pursuant to Section 2.02, an Opinion of Counsel stating that: 
 (1) all instruments furnished to the Trustee
conform to the requirements of the Indenture and constitute sufficient authority hereunder for the Trustee to authenticate and deliver such Securities; 
 (2) the form and terms of such Securities have been established in conformity with the provisions of this Indenture; 
 (3) all laws and requirements with respect to the execution and delivery by the Company of such Securities have been complied with, the Company has the corporate power to issue such Securities and such Securities have
been duly authorized and delivered by the Company and, assuming due authentication and delivery by the Trustee, 

  

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constitute legal, valid and binding obligations of the Company enforceable in accordance with their terms (subject, as to enforcement of remedies, to
applicable bankruptcy, reorganization, insolvency, moratorium or other laws and legal principles affecting creditors’ rights generally from time to time in effect and to general equitable principles, whether applied in an action at law or in
equity) and entitled to the benefits of this Indenture, equally and ratably with all other Securities, if any, of such series Outstanding; 
 (4) the Indenture is qualified under the Trust Indenture Act; and 
 (5) such other matters as
the Trustee may reasonably request; 
 and, if the authentication and delivery relates to a new series of Securities created by an indenture supplemental
hereto, also stating that all laws and requirements with respect to the form and execution by the Company of the supplemental indenture with respect to that series of Securities have been complied with, the Company has corporate power to execute and
deliver any such supplemental indenture and has taken all necessary corporate action for those purposes and any such supplemental indenture has been duly executed and delivered and constitutes the legal, valid and binding obligation of the Company
enforceable in accordance with its terms (subject, as to enforcement of remedies, to applicable bankruptcy, reorganization, insolvency, moratorium or other laws and legal principles affecting creditors’ rights generally from time to time in
effect and to general equitable principles, whether applied in an action at law or in equity). 
 (e) The Trustee shall not be required to
authenticate such Securities if the issue thereof will adversely affect the Trustee’s own rights, duties or immunities under the Securities and this Indenture. 
 (f) Unless otherwise provided in the form of Security for any series, all Securities shall be dated the date of their authentication. 
 (g) No Security shall be entitled to any benefit under this Indenture or be valid or obligatory for any purpose unless there appears on such Security a certificate of authentication substantially in the form provided
for herein executed by the Trustee by manual or facsimile signature, and such certificate upon any Security shall be conclusive evidence, and the only evidence, that such Security has been duly authenticated and delivered hereunder. Notwithstanding
the foregoing, if any Security shall have been authenticated and delivered hereunder but never issued and sold by the Company, and the Company shall deliver such Security to the Trustee for cancellation as provided in Section 3.09, for all
purposes of this Indenture such Security shall be deemed never to have been authenticated and delivered hereunder and shall never be entitled to the benefits of this Indenture. 
 Section 3.04. Temporary Securities. 
 (a) Pending the preparation of definitive Securities of any
series, the Company may execute, and, upon receipt of the documents required by Section 3.03, together with a Company Order, the Trustee shall authenticate and deliver, temporary Securities which are printed, lithographed, typewritten or
otherwise produced, in any authorized denomination, substantially of the tenor of the definitive Securities in lieu of which they are issued and with such appropriate insertions, omissions, substitutions and other variations as the officers
executing such Securities may determine, as evidenced by their execution of such Securities. 
  

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 (b) If temporary Securities of any series are issued, the Company will cause definitive Securities of
such series to be prepared without unreasonable delay. After the preparation of definitive Securities, the temporary Securities of such series shall be exchangeable for definitive Securities of such series upon surrender of the temporary Securities
of such series at the office or agency of the Company in a Place of Payment, without charge to the Holder; and upon surrender for cancellation of any one or more temporary Securities the Company shall execute and the Trustee shall authenticate and
deliver in exchange therefor a like principal amount of definitive Securities of such series of authorized denominations and of like tenor and terms. Until so exchanged the temporary Securities of such series shall in all respects be entitled to the
same benefits under this Indenture as definitive Securities of such series. 
 Section 3.05. Registration, Transfer and Exchange. 
 (a) The Company shall keep or cause to be kept a register or registers (herein sometimes referred to as the “Security Register”) in
which, subject to such reasonable regulations as it may prescribe, the Company shall provide for the registration of Securities, or of Securities of a particular series, and of transfers of Securities or of Securities of such series. Any such
register shall be in written form or in any other form capable of being converted into written form within a reasonable time. At all reasonable times the information contained in such register or registers shall be available for inspection by the
Trustee at the office or agency to be maintained by the Company as provided in Section 10.02. There shall be only one Security Register per series of Securities. 
 (b) Subject to Section 2.04, upon surrender for registration of transfer of any Security of any series at the office or agency of the Company maintained for such purpose in a Place of Payment, the Company shall
execute, and the Trustee shall authenticate and deliver, in the name of the designated transferee or transferees, one or more new Securities of such series of any authorized denominations, of a like aggregate principal amount and Stated Maturity and
of like tenor and terms. 
 (c) Subject to Section 2.04, at the option of the Holder, Securities of any series may be exchanged for
other Securities of such series of any authorized denominations, of a like aggregate principal amount and Stated Maturity and of like tenor and terms, upon surrender of the Securities to be exchanged at such office or agency. Whenever any Securities
are so surrendered for exchange, the Company shall execute, and the Trustee shall authenticate and deliver, the Securities which the Securityholder making the exchange is entitled to receive. 
 (d) All Securities issued upon any registration of transfer or exchange of Securities shall be the valid obligations of the Company, evidencing the same
debt, and entitled to the same benefits under this Indenture, as the Securities surrendered upon such registration of transfer or exchange. 
 (e) Every Security presented or surrendered for registration of transfer or exchange shall (if so required by the Company or the Trustee) be duly endorsed, or be accompanied by a written instrument of transfer in form satisfactory to the
Company and the Trustee duly executed, by the Holder thereof or his attorney duly authorized in writing. 
  

 23 

 (f) Unless otherwise provided in the Security to be registered for transfer or exchanged, no service
charge shall be made on any Securityholder for any registration of transfer or exchange of Securities, but the Company may (unless otherwise provided in such Security) require payment of a sum sufficient to cover any tax or other governmental charge
that may be imposed in connection with any registration of transfer or exchange of Securities, other than exchanges pursuant to Section 3.04, 9.06 or 11.07 not involving any transfer. 
 (g) The Company shall not be required (i) to issue, register the transfer of or exchange any Security of any series during a period beginning at the
opening of business 15 days before the day of the mailing of a notice of redemption of Securities of such series selected for redemption under Section 11.03 and ending at the close of business on the date of such mailing, or (ii) to
register the transfer of or exchange any Security so selected for redemption in whole or in part. 
 (h) None of the Company, the Trustee,
any agent of the Trustee, any Paying Agent or the Security Registrar will have any responsibility or liability for any aspect of the records relating to or payments made on account of beneficial ownership interests of a Global Security or for
maintaining, supervising or reviewing any records relating to such beneficial ownership interests. 
 Section 3.06. Mutilated, Destroyed, Lost and
Stolen Securities. 
 (a) If (i) any mutilated Security is surrendered to the Trustee, or the Company and the Trustee receive
evidence to their satisfaction of the destruction, loss or theft of any Security, and (ii) there is delivered to the Company and the Trustee such security or indemnity as may be required by them to save each of them harmless, then, in the
absence of notice to the Company or the Trustee that such Security has been acquired by a protected purchaser, the Company shall execute and upon its written request the Trustee shall authenticate and deliver, in exchange for or in lieu of any such
mutilated, destroyed, lost or stolen Security, a new Security of like tenor, series, Stated Maturity and principal amount, bearing a number not contemporaneously outstanding. 
 (b) In case any such mutilated, destroyed, lost or stolen Security has become or is about to become due and payable, the Company in its discretion may,
instead of issuing a new Security, pay such Security. 
 (c) Upon the issuance of any new Security under this Section, the Company may
require the payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in relation thereto and any other expenses (including the fees and expenses of the Trustee) connected therewith. 
 (d) Every new Security issued pursuant to this Section in lieu of any destroyed, lost or stolen Security shall constitute an original additional
contractual obligation of the Company, whether or not the destroyed, lost or stolen Security shall be at any time enforceable by anyone, and shall be entitled to all the benefits of this Indenture equally and proportionately with any and all other
Securities of the same series duly issued hereunder. 
  

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 (e) The provisions of this Section are exclusive and shall preclude (to the extent lawful) all other
rights and remedies with respect to the replacement or payment of mutilated, destroyed, lost or stolen Securities. 
 Section 3.07. Payment of
Interest; Interest Rights Preserved. 
 (a) Unless otherwise provided with respect to such Security pursuant to Section 3.01,
interest on any Security which is payable, and is punctually paid or duly provided for, on any Interest Payment Date shall be paid to the Person in whose name that Security (or one or more Predecessor Securities) is registered at the close of
business on the Regular Record Date for such interest. 
 (b) Any interest on any Security which is payable, but is not punctually paid or
duly provided for, on any Interest Payment Date (herein called “Defaulted Interest”) shall forthwith cease to be payable to the registered Holder on the relevant Regular Record Date by virtue of his having been such Holder; and,
except as hereinafter provided, such Defaulted Interest may be paid by the Company, at its election in each case, as provided in clause (1) or clause (2) below: 
 (1) The Company may elect to make payment of any Defaulted Interest to the Persons in whose names any such Securities (or their respective
Predecessor Securities) are registered at the close of business on a Special Record Date for the payment of such Defaulted Interest, which shall be fixed in the following manner. The Company shall notify the Trustee in writing of the amount of
Defaulted Interest proposed to be paid on each such Security and the date of the proposed payment, and at the same time the Company shall deposit with the Trustee an amount of money equal to the aggregate amount proposed to be paid in respect of
such Defaulted Interest or shall make arrangements satisfactory to the Trustee for such deposit prior to the date of the proposed payment, such money when deposited to be held in trust for the benefit of the Persons entitled to such Defaulted
Interest as in this clause provided. Thereupon the Trustee shall fix a Special Record Date for the payment of such Defaulted Interest which shall be not more than 15 nor less than 10 days prior to the date of the proposed payment and not less than
10 days after the receipt by the Trustee of the notice of the proposed payment. The Trustee shall promptly notify the Company of such Special Record Date and, in the name and at the expense of the Company, shall cause notice of the proposed payment
of such Defaulted Interest and the Special Record Date therefor to be mailed, first class postage prepaid, to the Holder of each such Security at his address as it appears in the Security Register, not less than 10 days prior to such Special Record
Date. Notice of the proposed payment of such Defaulted Interest and the Special Record Date therefor having been mailed as aforesaid, such Defaulted Interest shall be paid to the Persons in whose names such Securities (or their respective
Predecessor Securities) are registered on such Special Record Date and shall no longer be payable pursuant to the following clause (2). 
  

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 (2) The Company may make payment of any Defaulted Interest in any other lawful manner not
inconsistent with the requirements of any securities exchange on which such Securities may be listed, and upon such notice as may be required by such exchange, if, after notice given by the Company to the Trustee of the proposed payment pursuant to
this clause, such manner of payment shall be deemed practicable by the Trustee. 
 (c) If any installment of interest the Stated Maturity of
which is on or prior to the Redemption Date for any Security called for redemption pursuant to Article Eleven is not paid or duly provided for on or prior to the Redemption Date in accordance with the foregoing provisions of this Section, such
interest shall be payable as part of the Redemption Price of such Securities. 
 (d) Subject to the foregoing provisions of this Section,
each Security delivered under this Indenture upon registration of transfer of or in exchange for or in lieu of any other Security shall carry the rights to interest accrued and unpaid, and to accrue, which were carried by such other Security.

 Section 3.08. Persons Deemed Owners. 
 (a) The Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name any Security is registered as the owner of such Security for the purpose of receiving payment of principal of (and premium, if any),
and (subject to Section 3.07) interest on, such Security and for all other purposes whatsoever, whether or not such Security be overdue, and neither the Company, the Trustee nor any agent of the Company or the Trustee shall be affected by
notice to the contrary. 
 (b) None of the Company, the Trustee, any Paying Agent or the Security Registrar will have any responsibility or
liability for any aspect of the records relating to or payments made on account of beneficial ownership interests in a Global Security or for maintaining, supervising or reviewing any records relating to such beneficial ownership interests.

 Section 3.09. Cancellation. 
 All
Securities surrendered for payment, redemption, registration of transfer, exchange or credit against a sinking fund shall, if surrendered to any Person other than the Trustee, be delivered to the Trustee and, if not already cancelled, shall be
promptly canceled by it. The Company may at any time deliver to the Trustee for cancellation any Securities previously authenticated and delivered hereunder which the Company may have acquired in any manner whatsoever, and all Securities so
delivered shall be promptly canceled by the Trustee. No Security shall be authenticated in lieu of or in exchange for any Securities canceled as provided in this Section, except as expressly permitted by this Indenture. The Trustee shall dispose of
all canceled Securities in accordance with its standard procedures and deliver a certificate of such disposition to the Company upon its written request therefor. 
  

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 Section 3.10. Computation of Interest. 
 Unless otherwise provided as contemplated in Section 3.01, interest on the Securities shall be calculated on the basis of a 360-day year of twelve
30-day months. 
 Section 3.11. Delayed Issuance of Securities. 
 (a) Notwithstanding any contrary provision herein, if all Securities of a series are not to be originally issued at one time, it shall not be necessary for the Company to deliver to the Trustee an Officers’
Certificate, Board Resolution, supplemental indenture, opinion of counsel or Company Order otherwise required pursuant to Sections 1.02, 2.02, 3.01 and 3.03 at or prior to the time of authentication of each Security of such series if such
documents are delivered to the Trustee or its agent at or prior to the authentication upon original issuance of the first Security of such series to be issued; provided that any subsequent request by the Company to the Trustee to authenticate
Securities of such series upon original issuance shall constitute a representation and warranty by the Company that as of the date of such request, the statements made in the Officers’ Certificate or other certificates delivered pursuant to
Sections 1.02 and 2.02 shall be true and correct as if made on such date. 
 (b) A Company Order, Officers’ Certificate or Board
Resolution or supplemental indenture delivered by the Company to the Trustee in the circumstances set forth in Subsection (a) of this Section 3.11 may provide that Securities which are the subject thereof will be authenticated and
delivered by the Trustee or its agent on original issue from time to time in the aggregate principal amount, if any, established for such series pursuant to such procedures acceptable to the Trustee as may be specified from time to time by Company
Order upon the telephonic, electronic or written order of Persons designated in such Company Order, Officers’ Certificate, supplemental indenture or Board Resolution (any such telephonic or electronic instructions to be promptly confirmed in
writing by such Persons) and that such Persons are authorized to determine, consistent with such Company Order, Officers’ Certificate, supplemental indenture or Board Resolution, such terms and conditions of said Securities as are specified in
such Company Order, Officers’ Certificate, supplemental indenture or Board Resolution. 
 ARTICLE FOUR 
 SATISFACTION AND DISCHARGE 
 Section 4.01.
Satisfaction and Discharge of Indenture. 
 (a) This Indenture shall cease to be of further effect with respect to any series of
Securities (except as to any surviving rights of registration of transfer or exchange of Securities of such series expressly provided for herein or in the form of Security for such series), and the Trustee, on receipt of a Company Request and at the
expense of the Company, shall execute proper instruments acknowledging satisfaction and discharge of this Indenture as to such series, when: 
 (1) either 
 (i) all Securities of that series theretofore authenticated and delivered (other
than (A) Securities of such series which have been destroyed, lost or stolen and which have been replaced or paid as provided in Section 3.06, and (B) Securities of such series for whose payment money in the Required Currency has
theretofore been deposited in trust or segregated and held in trust by the Company and thereafter repaid to the Company or discharged from such trust, as provided in Section 10.03) have been delivered to the Trustee canceled or for
cancellation; or 
  

 27 

 (ii) all such Securities of that series not theretofore delivered to the Trustee canceled
or for cancellation: 
  

	 	(A)	have become due and payable, or 

  

	 	(B)	will become due and payable at their Stated Maturity within one year, or 

  

	 	(C)	are to be called for redemption within one year under arrangements satisfactory to the Trustee for the giving of notice of redemption by the Trustee in the name, and at the expense,
of the Company, 

 and the Company, in the case of sub-clause (A), (B) or (C) above, has irrevocably deposited or
caused to be deposited with the Trustee as trust funds in trust for the purpose an amount in the Required Currency sufficient to pay and discharge the entire indebtedness on such Securities not theretofore delivered to the Trustee canceled or for
cancellation, for principal (and premium, if any) and interest to the date of such deposit (in the case of Securities which have become due and payable), or to the Stated Maturity or Redemption Date, as the case may be; 
 (2) the Company has paid or caused to be paid all other sums payable hereunder by the Company with respect to the Securities of such
series; and 
 (3) the Company has delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel each
stating that all conditions precedent herein provided for relating to the satisfaction and discharge of this Indenture with respect to the Securities of such series have been complied with. 
 Notwithstanding the satisfaction and discharge of this Indenture with respect to any series of Securities, the obligations of the Company to the Trustee
with respect to that series under Section 6.07 shall survive and the obligations of the Company and the Trustee under Sections 3.05, 3.06, 4.02, 10.02 and 10.03 shall survive such satisfaction and discharge. 
 Section 4.02. Application of Trust Money. 
 (a)
Subject to Subsection 10.03(e), all money deposited with the Trustee pursuant to Section 4.01 or Section 4.03 shall be held in trust and applied by it, in accordance 

  

 28 

 
with the provisions of the series of Securities in respect of which it was deposited and this Indenture, to the payment, either directly or through any
Paying Agent (including the Company acting as its own Paying Agent) as the Trustee may determine, to the Persons entitled thereto, of the principal (and premium, if any) and interest for whose payment such money has been deposited with the Trustee;
but such money need not be segregated from other funds except to the extent required by law. 
 (b) Anything herein to the contrary
notwithstanding, the Trustee shall deliver or pay to the Company from time to time upon Company Request any money or securities deposited with and held by it as provided in Section 4.03 and this Section 4.02 which, in the opinion of a
nationally recognized firm of independent public accountants expressed in a written certification thereof delivered to the Trustee, are in excess of the amount thereof which would then be required to be deposited to effect an equivalent satisfaction
and discharge, Discharge (as defined below) or covenant defeasance, provided that the Trustee shall not be required to liquidate any securities in order to comply with the provisions of this Subsection. 
 Section 4.03. Defeasance Upon Deposit of Funds or Government Obligations. 
 Unless pursuant to Section 3.01 provision is made that this Section shall not be applicable to the Securities of any series, at the Company’s option, either (x) the Company shall be deemed to have
been Discharged (as defined below) from its obligations with respect to any series of Securities after the applicable conditions set forth below have been satisfied or (y) the Company shall cease to be under any obligation to comply with any
term, provision or condition set forth in Sections 10.05 and 10.06 (and any other Sections or covenants applicable to such Securities that are determined pursuant to Section 3.01 to be subject to this provision), and clause (4) of
Section 5.01 of this Indenture (and any other Events of Default applicable to such Securities that are determined pursuant to Section 3.01 to be subject to this provision) shall be deemed not to be an Event of Default with respect to any
series of Securities at any time after the applicable conditions set forth below have been satisfied: 
 (a) the Company shall have deposited
or caused to be deposited irrevocably with the Trustee as trust funds, specifically pledged as security for, and dedicated solely to, the benefit of the Holders of the Securities of such series, (1) money in an amount, or (2) the
equivalent in securities of the government which issued the currency in which the Securities are denominated or government agencies backed by the full faith and credit of such government which through the payment of interest and principal in respect
thereof in accordance with their terms will provide freely available funds on or prior to the due date of any payment, money in an amount, or (3) a combination of clauses (1) and (2), sufficient, in the opinion (with respect to
clauses (2) and (3)) of a nationally recognized firm of independent public accountants expressed in a written certification thereof delivered to the Trustee, to pay and discharge each installment of principal (including mandatory sinking
fund payments) and any premium of, interest on and any repurchase or redemption obligations with respect to the outstanding Securities of such series on the dates such installments of interest or principal or repurchase or redemption obligations are
due (before such a deposit, if the Securities of such series are then redeemable or may be redeemed in the future pursuant to the terms thereof, in either case at the option of the Company, the Company may give to the Trustee, in accordance with
Section 11.02, a notice of its election to redeem all of the Securities of such series at a future date in accordance with Article Eleven); 
  

 29 

 (b) no Event of Default or event (including such deposit) which with notice or lapse of time would become
an Event of Default with respect to the Securities of such series shall have occurred and be continuing on the date of such deposit; 
 (c)
the Company shall have delivered to the Trustee (A) an Opinion of Counsel to the effect that Holders of the Securities of such series will not recognize income, gain or loss for Federal income tax purposes as a result of the Company’s
exercise of its option under this Section 4.03 and will be subject to Federal income tax on the same amount and in the same manner and at the same times as would have been the case if such option had not been exercised, and, in the case of
Securities being Discharged, accompanied by a ruling to that effect from the Internal Revenue Service, unless, as set forth in such Opinion of Counsel, there has been a change in the applicable federal income tax law since the date of this Indenture
such that a ruling from the Internal Revenue Service is no longer required and (B) an Opinion of Counsel, subject to such qualifications, exceptions, assumptions and limitations as are reasonably deemed necessary by such counsel and are
reasonably satisfactory to counsel for the Trustee, to the effect that the trust resulting from the deposit referred to in Subsection (a) of this Section 4.03 does not violate the Investment Company Act of 1940; 
 (d) the Company shall have delivered to the Trustee an Officers’ Certificate stating that the deposit referred to in Subsection (a) of this
Section 4.03 above was not made by the Company with the intent of preferring the Holders over other creditors of the Company or with the intent of defeating, hindering, delaying or defrauding creditors of the Company or others; and 

(e) the Company shall have delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel each stating that all conditions precedent
herein provided for relating to the satisfaction and discharge of this Indenture with respect to the Securities of such series have been complied with. 
 (f) If the Company, at its option, with respect to a series of Securities, satisfies the applicable conditions pursuant to either clause (x) or (y) of the first sentence of this Section, then clause (4)
of Subsection 5.01(a) (and any other Events of Default applicable to such series of Securities that are determined pursuant to Section 3.01 to be subject to this provision) shall be deemed not to be an Event of Default with respect to such
series of Securities at any time thereafter. 
 (g) “Discharged” means that the Company shall be deemed to have paid and
discharged the entire indebtedness represented by, and obligations under, the Securities of such series and to have satisfied all the obligations under this Indenture relating to the Securities of such series (and the Trustee, on receipt of a
Company Request and at the expense of the Company, shall execute proper instruments acknowledging the same), except (1) the rights of Holders of Securities to receive, from the trust fund described in clause (a) of this Section, payment of
the principal and any premium of and any interest on such Securities when such payments are due; (2) the Company’s obligations with respect to such Securities under 

  

 30 

 
Sections 3.05, 3.06, 4.02, 6.07, 10.02 and 10.03; (3) the Company’s right of redemption, if any, with respect to any Securities of such series
pursuant to Article Eleven, in which case the Company may redeem the Securities of such series in accordance with Article Eleven by complying with such Article and depositing with the Trustee, in accordance with Section 11.05, an
amount of money sufficient, together with all amounts held in trust pursuant to Section 4.02 with respect to Securities of such series, to pay the Redemption Price of all the Securities of such series to be redeemed; and (4) the rights,
powers, trusts, duties and immunities of the Trustee hereunder. A “Discharge” shall mean the meeting by the Company of the foregoing requirements. 
 Section 4.04. Reinstatement. 
 If the Trustee or Paying Agent is unable to apply any money or securities in accordance
with Section 4.02 of this Indenture, by reason of any legal proceeding or by reason of any order or judgment of any court or governmental authority enjoining, restraining or otherwise prohibiting such application, the Company’s obligations
under this Indenture and the Securities shall be revived and reinstated as though no deposit had occurred pursuant to Section 4.01 or 4.03 of this Indenture, as the case may be, until such time as the Trustee or Paying Agent is permitted to
apply all such money or securities in accordance with Section 4.02 of this Indenture; provided that, if the Company has made any payment of principal of or interest on any Securities because of the reinstatement of its obligations, the
Company shall be subrogated to the rights of the Holders of such Securities to receive such payment from the money or securities held by the Trustee or Paying Agent. 
 ARTICLE FIVE 
 REMEDIES 
 Section 5.01. Events of Default. 
 (a) “Event of Default”, wherever used herein, means
with respect to any series of Securities any one of the following events (whatever the reason for such Event of Default and whether it shall be voluntary or involuntary or be effected by operation of law or pursuant to any judgment, decree or order
of any court or any order, rule or regulation of any administrative or governmental body), unless such event is either inapplicable to a particular series or it is specifically deleted or modified in or pursuant to the supplemental indenture or
Board Resolution creating such series of Securities or in the form of Security for such series: 
 (1) default in the payment
of any interest upon any Security of that series when it becomes due and payable, and continuance of such default for a period of 30 days; or 
 (2) default in the payment of the principal of (or premium, if any, on) any Security of that series at its Maturity; or 
 (3) default in the payment of any sinking or purchase fund or analogous obligation when the same becomes due by the terms of the Securities of such series; or 
  

 31 

 (4) default in the performance, or breach, of any covenant or warranty of the Company in
this Indenture in respect of the Securities of such series (other than a covenant or warranty in respect of the Securities of such series a default in the performance of which or the breach of which is elsewhere in this Section specifically dealt
with), all of such covenants and warranties in the Indenture which are not expressly stated to be for the benefit of a particular series of Securities being deemed in respect of the Securities of all series for this purpose, and continuance of such
default or breach for a period of 90 days after there has been given, by registered or certified mail, to the Company by the Trustee or to the Company and the Trustee by the Holders of at least 25% in aggregate principal amount of the Outstanding
Securities of such series, a written notice specifying such default or breach and requiring it to be remedied and stating that such notice is a “Notice of Default” hereunder; or 
 (5) the entry of an order for relief against the Company or any Material U.S. Subsidiary thereof under Title 11, United States
Code (the “Federal Bankruptcy Act”) by a court having jurisdiction in the premises or a decree or order by a court having jurisdiction in the premises adjudging the Company or any Material U.S. Subsidiary thereof a bankrupt or
insolvent under any other applicable Federal or State law, or the entry of a decree or order approving as properly filed a petition seeking reorganization, arrangement, adjustment or composition of or in respect of the Company or any Material
U.S. Subsidiary thereof under the Federal Bankruptcy Act or any other applicable Federal or State law, or appointing a receiver, liquidator, assignee, trustee, sequestrator (or other similar official) of the Company or any Material
U.S. Subsidiary thereof or of any substantial part of its property, or ordering the winding up or liquidation of its affairs, and the continuance of any such decree or order unstayed and in effect for a period of 90 consecutive days; or

 (6) the consent by the Company or any Material U.S. Subsidiary thereof to the institution of bankruptcy or insolvency
proceedings against it, or the filing by it of a petition or answer or consent seeking reorganization or relief under the Federal Bankruptcy Act or any other applicable Federal or State law, or the consent by it to the filing of any such petition or
to the appointment of a receiver, liquidator, assignee, trustee, sequestrator (or other similar official) of the Company or any Material U.S. Subsidiary thereof or of any substantial part of its property, or the making by it of an assignment
for the benefit of creditors, or the admission by it in writing of its inability to pay its debts generally as they become due, or the taking of corporate action by the Company or any Material U.S. Subsidiary thereof in furtherance of any such
action; or 
 (7) any other Event of Default provided in the supplemental indenture or Board Resolution under which such
series of Securities is issued or in the form of Security for such series. 
 Section 5.02. Acceleration of Maturity; Rescission and Annulment.

 (a) If an Event of Default described in clause (1), (2), (3), (4) or (7) (if the Event of Default under clause (4) or
(7) is with respect to less than all series of Securities then Outstanding) of Subsection 5.01(a) occurs and is continuing with respect to any series, then and in 

  

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each and every such case, unless the principal of all the Securities of such series shall have already become due and payable, either the Trustee or the
Holders of not less than 25% in aggregate principal amount of the Securities of such series then Outstanding hereunder (each such series acting as a separate class), by notice in writing to the Company (and to the Trustee if given by Holders), may
declare the principal amount (or, if the Securities of such series are Original Issue Discount Securities, such portion of the principal amount as may be specified in the terms of that series) of all the Securities of such series and all accrued
interest thereon to be due and payable immediately, and upon any such declaration the same shall become and shall be immediately due and payable, anything in this Indenture or in the Securities of such series contained to the contrary
notwithstanding. If an Event of Default described in clause (4) or (7) (if the Event of Default under clause (4) or (7) is with respect to all series of Securities then Outstanding), of Subsection 5.01(a) occurs and is
continuing, then and in each and every such case, unless the principal of all the Securities shall have already become due and payable, either the Trustee or the Holders of not less than 25% in aggregate principal amount of all the Securities then
Outstanding hereunder (treated as one class), by notice in writing to the Company (and to the Trustee if given by Holders), may declare the principal amount (or, if any Securities are Original Issue Discount Securities, such portion of the principal
amount as may be specified in the terms thereof) of all the Securities then Outstanding and all accrued interest thereon to be due and payable immediately, and upon any such declaration the same shall become and shall be immediately due and payable,
anything in this Indenture or in the Securities contained to the contrary notwithstanding. If an Event of Default of the type set forth in clause (5) or (6) of Subsection 5.01(a) occurs and is continuing, the principal of and any
interest on the Securities then outstanding shall become immediately due and payable. 
 (b) At any time after such a declaration of
acceleration has been made with respect to the Securities of any or all series, as the case may be, and before a judgment or decree for payment of the money due has been obtained by the Trustee as hereinafter in this Article provided, the Holders of
a majority in principal amount of the outstanding Securities of such series, by written notice to the Company and the Trustee, may rescind and annul such declaration and its consequences if: 
 (1) the Company has paid or deposited with the Trustee a sum sufficient to pay: 
 (i) all overdue installments of interest on the Securities of such series; and 
 (ii) the principal of (and premium, if any, on) any Securities of such series which have become due otherwise than by such declaration of
acceleration, and interest thereon at the rate or rates prescribed therefor by the terms of the Securities of such series, to the extent that payment of such interest is lawful; and 
 (iii) interest upon overdue installments of interest at the rate or rates prescribed therefor by the terms of the Securities of such
series to the extent that payment of such interest is lawful; and 
  

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 (iv) all sums paid or advanced by the Trustee hereunder and the reasonable compensation,
expenses, disbursements and advances of the Trustee, its agents and counsel and all other amounts due the Trustee under Section 6.07; and 
 (2) all Events of Default with respect to such series of Securities, other than the nonpayment of the principal of the Securities of such series which have become due solely by such acceleration, have been cured or
waived as provided in Section 5.13. 
 No such rescission shall affect any subsequent default or impair any right consequent thereon.

 Section 5.03. Collection of Indebtedness and Suits for Enforcement by Trustee. 
 (a) The Company covenants that if: 
 (1) default is made in the payment of any installment of interest on any Security of any series when such interest becomes due and payable; or 
 (2) default is made in the payment of the principal of (or premium, if any, on) any Security at the Maturity thereof; or 
 (3) default is made in the payment of any sinking or purchase fund or analogous obligation when the same becomes due by the terms of the Securities of any series; 
 and any such default continues for any period of grace provided with respect to the Securities of such series, the Company will, upon demand of the Trustee, pay to it,
for the benefit of the Holder of any such Security (or the Holders of any such series in the case of clause (3) above), the whole amount then due and payable on any such Security (or on the Securities of any such series in the case of
clause (3) above) for principal (and premium, if any) and interest, with interest, to the extent that payment of such interest shall be legally enforceable, upon the overdue principal (and premium, if any) and upon overdue installments of
interest, at such rate or rates as may be prescribed therefor by the terms of any such Security (or of Securities of any such series in the case of clause (3) above); and, in addition thereto, such further amount as shall be sufficient to cover
the costs and expenses of collection, including the reasonable compensation, expenses, disbursements and advances of the Trustee, its agents and counsel and all other amounts due the Trustee under Section 6.07. 
 (b) If the Company fails to pay such amounts forthwith upon such demand, the Trustee, in its own name and as trustee of an express trust, may institute a
judicial proceeding for the collection of the sums so due and unpaid, and may prosecute such proceeding to judgment or final decree, and may enforce the same against the Company or any other obligor upon the Securities of such series and collect the
money adjudged or decreed to be payable in the manner provided by law out of the property of the Company or any other obligor upon such Securities, wherever situated. 
  

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 (c) If an Event of Default with respect to any series of Securities occurs and is continuing, the Trustee
may in its discretion proceed to protect and enforce its rights and the rights of the Holders of Securities of such series by such appropriate judicial proceedings as the 
 (d) Trustee shall deem most effectual to protect and enforce any such rights, whether for the specific enforcement of any covenant or agreement in this Indenture or in aid of the exercise of any power granted herein,
or to enforce any other proper remedy. 
 Section 5.04. Trustee May File Proofs of Claim. 
 (a) In case of the pendency of any receivership, insolvency, liquidation, bankruptcy, reorganization, arrangement, adjustment, composition or other
judicial proceeding relative to the Company or any other obligor upon the Securities or the property of the Company or of such other obligor or their creditors, the Trustee (irrespective of whether the principal of the Securities shall then be due
and payable as therein expressed or by declaration or otherwise and irrespective of whether the Trustee shall have made any demand on the Company for the payment of overdue principal or interest) shall be entitled and empowered, by intervention in
such proceedings or otherwise: 
 (1) to file and prove a claim for the whole amount of principal (or portion thereof
determined pursuant to Subsection 3.01(b)(16) to be provable in bankruptcy) (and premium, if any) and interest owing and unpaid in respect of the Securities and to file such other papers or documents as may be necessary and advisable in order
to have the claims of the Trustee (including any claim for the reasonable compensation, expenses, disbursements and advances of the Trustee, its agents and counsel and all other amounts due the Trustee under Section 6.07) and of the
Securityholders allowed in such judicial proceeding; and 
 (2) to collect and receive any moneys or other property payable or
deliverable on any such claims and to distribute the same; 
 and any receiver, assignee, trustee, liquidator, sequestrator (or other similar official) in
any such judicial proceeding is hereby authorized by each Securityholder to make such payment to the Trustee and in the event that the Trustee shall consent to the making of such payments directly to the Securityholders, to pay to the Trustee any
amount due to it for the reasonable compensation, expenses, disbursements and advances of the Trustee, its agents and counsel, and any other amounts due the Trustee under Section 6.07. 
 (b) Nothing herein contained shall be deemed to authorize the Trustee to authorize or consent to or accept or adopt on behalf of any Securityholder any
plan of reorganization, arrangement, adjustment or composition affecting the Securities or the rights of any Holder thereof, or to authorize the Trustee to vote in respect of the claim of any Securityholder in any such proceeding. 
 Section 5.05. Trustee May Enforce Claims Without Possession of Securities. 
 All rights of action and claims under this Indenture or the Securities of any series may be prosecuted and enforced by the Trustee without the possession of any of the Securities of 

  

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such series or the production thereof in any proceeding relating thereto, and any such proceeding instituted by the Trustee shall be brought in its own name
as trustee of an express trust, and any recovery of judgment shall, after provision for the payment of the reasonable compensation, expenses, disbursements and advances of the Trustee, its agent and counsel and any other amounts due the Trustee
under Section 6.07, be for the ratable benefit of the Holders of the Securities of the series in respect of which such judgment has been recovered. 
 Section 5.06. Application of Money Collected. 
 Any money collected by the Trustee with respect to a series of
Securities pursuant to this Article shall be applied in the following order, at the date or dates fixed by the Trustee and, in case of the distribution of such money on account of principal (or premium, if any) or interest, upon presentation of the
Securities of such series and the notation thereon of the payment if only partially paid and upon surrender thereof if fully paid: 
 FIRST: To the payment of all amounts due the Trustee under Section 6.07. 
 SECOND: To the payment of the
amounts then due and unpaid upon the Securities of that series for principal (and premium, if any) and interest, in respect of which or for the benefit of which such money has been collected, ratably, without preference or priority of any kind,
according to the amounts due and payable on such Securities for principal (and premium, if any) and interest, respectively. 
 THIRD: To the Company. 
 Section 5.07. Limitation on Suits. 
 No Holder of any Security of any series shall have any right to institute any proceeding, judicial or otherwise, with respect to this Indenture, or for
the appointment of a receiver or trustee, or for any other remedy hereunder, unless: 
 (a) such Holder has previously given written notice to
the Trustee of a continuing Event of Default with respect to Securities of such series; 
 (b) the Holders of not less than 25% in principal
amount of the outstanding Securities of such series shall have made written request to the Trustee to institute proceedings in respect of such Event of Default in its own name as Trustee hereunder; 
 (c) such Holder or Holders have offered to the Trustee indemnity reasonably satisfactory to it against the costs, expenses and liabilities to be incurred
in compliance with such request; 
 (d) the Trustee for 60 days after its receipt of such notice, request and offer of indemnity has failed
to institute any such proceeding; and 
  

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 (e) no direction inconsistent with such written request has been given to the Trustee during such 60-day
period by the Holders of a majority in principal amount of the Outstanding Securities of such series; 
 it being understood and intended that no one or more
Holders of Securities of such series shall have any right in any manner whatever by virtue of, or by availing of, any provision of this Indenture to affect, disturb or prejudice the rights of any other Holders of Securities of such series, or to
obtain or to seek to obtain priority or preference over any other such Holders or to enforce any right under this Indenture, except in the manner herein provided and for the equal and proportionate benefit of all the Holders of all Securities of
such series. 
 Section 5.08. Unconditional Right of Securityholders to Receive Principal, Premium and Interest. 
 Notwithstanding any other provisions in this Indenture, the Holder of any Security shall have the right, which is absolute and unconditional, to receive
payment of the principal of (and premium, if any) and (subject to Section 3.07) interest on such Security on the respective Stated Maturities expressed in such Security (or, in the case of redemption or repayment, on the Redemption Date or
Repayment Date, as the case may be) and to institute suit for the enforcement of any such payment, and such right shall not be impaired without the consent of such Holder. 
 Section 5.09. Restoration of Rights and Remedies. 
 If the Trustee or any Securityholder has
instituted any proceeding to enforce any right or remedy under this Indenture and such proceeding has been discontinued or abandoned for any reason, then and in every such case the Company, the Trustee and the Securityholders shall, subject to any
determination in such proceeding, be restored severally and respectively to their former positions hereunder, and thereafter all rights and remedies of the Trustee and the Securityholders shall continue as though no such proceeding had been
instituted. 
 Section 5.10. Rights and Remedies Cumulative. 
 No right or remedy herein conferred upon or reserved to the Trustee or to the Securityholders is intended to be exclusive of any other right or remedy, and every right and remedy shall, to the extent permitted by law,
be cumulative and in addition to every other right and remedy given hereunder or now or hereafter existing at law or in equity or otherwise. The assertion or employment of any right or remedy hereunder, or otherwise, shall not prevent the concurrent
assertion or employment of any other appropriate right or remedy. 
 Section 5.11. Delay or Omission Not Waiver. 
 No delay or omission of the Trustee or of any Holder of any Security to exercise any right or remedy accruing upon any Event of Default shall impair any
such right or remedy or constitute a waiver of any such Event of Default or an acquiescence therein. Every right and remedy given by this Article or by law to the Trustee or to the Securityholders may be exercised from time to time, and as often as
may be deemed expedient, by the Trustee or by the Securityholders, as the case may be. 
  

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 Section 5.12. Control by Securityholders. 
 The Holders of a majority in principal amount of the Outstanding Securities of any series shall have the right to direct the time, method and place of
conducting any proceeding for any remedy available to the Trustee or exercising any trust or power conferred on the Trustee with respect to the Securities of such series, provided that: 
 (a) the Trustee shall have the right to decline to follow any such direction if the Trustee, being advised by counsel, determines that the action so
directed may not lawfully be taken or would conflict with this Indenture or if the Trustee in good faith shall, by a Responsible Officer, determine that the proceedings so directed would involve it in personal liability or be unjustly prejudicial to
the Holders not taking part in such direction, and 
 (b) the Trustee may take any other action deemed proper by the Trustee which is not
inconsistent with such direction. 
 Section 5.13. Waiver of Past Defaults. 
 The Holders of not less than a majority in principal amount of the Outstanding Securities of any series may on behalf of the Holders of all the Securities
of such series waive any past default or Event of Default hereunder with respect to such series and its consequences, except a default not theretofore cured: 
 (a) in the payment of the principal of (or premium, if any) or interest on any of the Securities of such series, or in the payment of any sinking or purchase fund or analogous obligation with respect to the Securities
of such series, or 
 (b) in respect of a covenant or provision hereof which under Article Nine cannot be modified or amended without
the consent of the Holder of each Outstanding Security of such series. 
 Upon any such waiver, such default shall cease to exist, and any
Event of Default arising therefrom shall be deemed to have been cured, for every purpose of this Indenture; but no such waiver shall extend to any subsequent or other default or impair any right consequent thereon. 
 Section 5.14. Undertaking for Costs. 
 All
parties to this Indenture agree, and each Holder of any Security by his acceptance thereof shall be deemed to have agreed, that any court may in its discretion require, in any suit for the enforcement of any right or remedy under this Indenture, or
in any suit against the Trustee for any action taken or omitted by it as Trustee, the filing by any party litigant in such suit of an undertaking to pay the costs of such suit, and that such court may in its discretion assess reasonable costs,
including reasonable attorneys’ fees and expenses, against any party litigant in such suit, having due regard to the merits and good faith of the claims or defenses made by such party litigant; but the provisions of this Section shall not apply
to any suit instituted by the Trustee, to any suit instituted by any Securityholder, or group of Securityholders, holding in the aggregate more than 10% in principal amount of the Outstanding 

  

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Securities of any series to which the suit relates, or to any suit instituted by any Securityholder for the enforcement of the payment of the principal of
(or premium, if any) or interest on a Security on or after the respective Stated Maturities expressed in such Security (or, in the case of redemption or repayment, on or after the Redemption Date or Repayment Date, as the case may be). 

Section 5.15. Waiver of Stay or Extension Laws. 
 The Company covenants (to the extent that it may lawfully do so) that it will not at any time insist upon, or plead, or in any manner whatsoever claim or take the benefit or advantage of, any stay or extension law wherever enacted, now or
at any time hereafter in force, which may affect the covenants or the performance of this Indenture; and the Company (to the extent that it may lawfully do so) hereby expressly waives all benefit or advantage of any such law, and covenants that it
will not hinder, delay or impede the execution of any power herein granted to the Trustee, but will suffer and permit the execution of every such power as though no such law had been enacted. 
 ARTICLE SIX 
 THE TRUSTEE 
 Section 6.01. Certain Duties and Responsibilities. 
 (a) Except during the continuance of an Event of Default with respect to any series of Securities: 
 (i) the Trustee
undertakes to perform such duties and only such duties as are specifically set forth in this Indenture with respect to the Securities of such series, and no implied covenants or obligations shall be read into this Indenture against the Trustee; and

 (ii) in the absence of bad faith on its part, the Trustee may, with respect to Securities of such series, conclusively
rely, as to the truth of the statements and the correctness of the opinions expressed therein, upon certificates or opinions furnished to the Trustee and conforming to the requirements of this Indenture; but in the case of any such certificates or
opinions which by any provision hereof are specifically required to be furnished to the Trustee, the Trustee shall be under a duty to examine the same to determine whether or not they conform to the requirements of this Indenture (but need not
confirm or investigate the accuracy of mathematical calculations or other facts stated therein). 
 (b) In case an Event of Default with
respect to any series of Securities has occurred and is continuing, the Trustee shall exercise with respect to the Securities of such series such of the rights and powers vested in it by this Indenture, and use the same degree of care and skill in
their exercise, as a prudent man would exercise or use under the circumstances in the conduct of his own affairs. 
  

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 (c) No provision of this Indenture shall be construed to relieve the Trustee from liability for its own
negligent action, its own negligent failure to act, or its own willful misconduct, except that: 
 (i) this Subsection shall
not be construed to limit the effect of Subsection (a) of this Section; 
 (ii) the Trustee shall not be liable for any
error of judgment made in good faith by a Responsible Officer, unless it shall be proved that the Trustee was negligent in ascertaining the pertinent facts; 
 (iii) the Trustee shall not be liable with respect to any action taken or omitted to be taken by it in good faith in accordance with the
direction of the Holders of a majority in principal amount of the Outstanding Securities of any series relating to the time, method and place of conducting any proceeding for any remedy available to the Trustee, or exercising any trust or power
conferred upon the Trustee, under this Indenture with respect to the Securities of such series; and 
 (iv) no provision of
this Indenture shall require the Trustee to expend or risk its own funds or otherwise incur any financial liability in the performance of any of its duties hereunder, or in the exercise of any of its rights or powers, if it shall have reasonable
grounds for believing that repayment of such funds or adequate indemnity against such risk or liability is not reasonably assured to it. 
 (d) Whether or not therein expressly so provided, every provision of this Indenture relating to the conduct or affecting the liability of or affording protection to the Trustee shall be subject to the provisions of this Section. 

Section 6.02. Notice of Defaults. 
 Within 90
days after the occurrence of any default hereunder with respect to Securities of any series, the Trustee shall transmit by mail to all Securityholders of such series, as their names and addresses appear in the Security Register, notice of such
default hereunder known to the Trustee, unless such default shall have been cured or waived; provided, however, that, except in the case of a default in the payment of the principal of (or premium, if any) or interest on any Security of such
series or in the payment of any sinking or purchase fund installment or analogous obligation with respect to Securities of such series, the Trustee shall be protected in withholding such notice if and so long as the board of directors, the executive
committee or a trust committee of directors and/or Responsible Officers of the Trustee in good faith determine that the withholding of such notice is in the interests of the Securityholders of such series; and provided, further, that in the case of
any default of the character specified in Subsection 5.01(a)(4) with respect to Securities of such series no such notice to Securityholders of such series shall be given until at least 90 days after the occurrence thereof. For the purpose of
this Section, the term “default”, with respect to Securities of any series, means any event which is, or after notice or lapse of time or both would become, an Event of Default with respect to Securities of such series. 

 

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 Section 6.03. Certain Rights of Trustee. 
 Except as otherwise provided in Section 6.01: 
 (a) the Trustee may conclusively rely and shall be fully protected in acting or refraining from acting upon any resolution, certificate, statement, instrument, opinion, report, notice, request, direction, consent, order, bond, debenture or
other paper or document believed by it to be genuine and to have been signed or presented by the proper party or parties; 
 (b) any request
or direction of the Company mentioned herein shall be sufficiently evidenced by a Company Request or Company Order and any resolution of the Board of Directors may be sufficiently evidenced by a Board Resolution; 
 (c) whenever in the administration of this Indenture the Trustee shall deem it desirable that a matter be proved or established prior to taking,
suffering or omitting any action hereunder, the Trustee (unless other evidence be herein specifically prescribed) may, in the absence of bad faith on its part, rely upon an Officers’ Certificate; 
 (d) the Trustee may consult with counsel and the written advice of such counsel and Opinion of Counsel shall be full and complete authorization and
protection in respect of any action taken, suffered or omitted by it hereunder in good faith and in reliance thereon; 
 (e) the Trustee
shall be under no obligation to exercise any of the rights or powers vested in it by this Indenture at the request or direction of any of the Securityholders pursuant to this Indenture, unless such Securityholders shall have offered to the Trustee
security or indemnity reasonably satisfactory to it against the costs, expenses and liabilities which might be incurred by it in compliance with such request or direction; 
 (f) the Trustee shall not be bound to make any investigation into the facts or matters stated in any resolution, certificate, statement, instrument,
opinion, report, notice, request, direction, consent, order, bond, debenture or other paper or document, but the Trustee, in its discretion, may make such further inquiry or investigation into such facts or matters as it may see fit, and, if the
Trustee shall determine to make such further inquiry or investigation, it shall be entitled to examine the books, records and premises of the Company, personally or by agent or attorney; 
 (g) the Trustee may execute any of the trusts or powers hereunder or perform any duties hereunder either directly or by or through agents or attorneys
and the Trustee shall not be responsible for any misconduct or negligence on the part of any agent or attorney appointed with due care by it hereunder; 
 (h) the Trustee shall not be charged with knowledge of any default (as defined in Section 6.02) or Event of Default with respect to the Securities of any series for which it is acting as Trustee unless either
(1) a Responsible Officer of the Trustee assigned to the Corporate Trust Department of the Trustee (or any successor division or department of the Trustee) shall have actual knowledge of such default or Event of Default or (2) written
notice of such default or Event of Default shall have been given to the Trustee by the Company or any other obligor on such Securities or by any Holder of such Securities; 
  

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 (i) the Trustee shall not be liable for any action taken, suffered or omitted by it in good faith and
believed by it to be authorized or within the discretion or rights or powers conferred upon it by this Indenture; and 
 (j) the rights,
privileges, protections, immunities and benefits given to the Trustee, including, without limitation, its right to be indemnified, are extended to, and shall be enforceable by, the Trustee in each of its capacities hereunder, and each agent,
custodian and other Person employed to act hereunder. 
 Section 6.04. Not Responsible for Recitals or Issuance of Securities. 
 The recitals contained herein and in the Securities, except the certificates of authentication, shall be taken as the statements of the Company, and the
Trustee assumes no responsibility for their correctness. The Trustee shall not be responsible for and makes no representations as to the validity or sufficiency of this Indenture or of the Securities. The Trustee shall not be accountable for any
statement in the Securities or any other document in connection with the Securities other that its certificate of authentication or the use or application by the Company of Securities or the proceeds thereof. The Trustee shall not be responsible for
the use or application of any money received by any Paying Agent other than the Trustee. 
 Section 6.05. May Hold Securities. 
 The Trustee, any Authenticating Agent, any Paying Agent, the Security Registrar, or any other agent of the Company, in its individual or any other
capacity, may become the owner or pledgee of Securities and, subject to Sections 6.08 and 6.13, may otherwise deal with the Company with the same rights it would have if it were not Trustee, Authenticating Agent, Paying Agent, Security
Registrar or such other agent. 
 Section 6.06. Money Held in Trust. 
 Subject to the provisions of Section 10.03 hereof, all moneys in any currency or currency received by the Trustee shall, until used or applied as
herein provided, be held in trust for the purposes for which they were received, but need not be segregated from other funds except to the extent required by law. The Trustee shall be under no liability for interest on any money received by it
hereunder except as otherwise agreed in writing with the Company. 
 Section 6.07. Compensation and Reimbursement. 
 (a) The Company agrees: 
 (1)
to pay to the Trustee from time to time reasonable compensation for all services rendered by it hereunder (which compensation shall not be limited by any provision of law in regard to the compensation of a trustee of an express trust); 

 

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 (2) except as otherwise expressly provided herein, to reimburse the Trustee upon its
request for all reasonable expenses, disbursements and advances incurred or made by the Trustee in accordance with any provision of this Indenture (including the reasonable compensation and the expenses and disbursements of its agents and counsel),
except any such expense, disbursement or advance as shall be determined to have been caused by its own negligence or bad faith; and 
 (3) to indemnify the Trustee for, and to hold it harmless against, any loss, liability or expense incurred without negligence or bad faith on its part, arising out of or in connection with the acceptance or administration of this trust,
including the costs and expenses of defending itself against any claim or liability in connection with the exercise or performance of any of its powers or duties hereunder. 
 (b) As security for the performance of the obligations of the Company under this Section the Trustee shall have a lien prior to the Securities upon all
property and funds held or collected by the Trustee as such, except funds held in trust for the payment of principal of (and premium, if any) or interest on particular Securities. 
 (c) When the Trustee incurs expenses or renders services in connection with an Event of Default specified in Section 5.01(a)(5) or (6), the expenses
and the compensation for the services are intended to constitute expenses of administration under any bankruptcy law. 
 (d) The
Company’s obligations under this Section 6.07 and any lien arising hereunder shall survive the resignation or removal of any Trustee, the discharge of the Company’s obligations pursuant to Article Nine of this Indenture and/or
the termination of this Indenture. 
 Section 6.08. Disqualification; Conflicting Interests. 
 The Trustee for the Securities of any series issued hereunder shall be subject to the provisions of Subsection 310(b) of the Trust Indenture Act
during the period of time provided for therein. In determining whether the Trustee has a conflicting interest as defined in Subsection 310(b) of the Trust Indenture Act with respect to the Securities of any series, there shall be excluded this
Indenture with respect to Securities of any particular series of Securities other than that series. Nothing herein shall prevent the Trustee from filing with the Commission the application referred to in the second to last paragraph of
Subsection 310(b) of the Trust Indenture Act. 
 Section 6.09. Corporate Trustee Required; Eligibility. 
 There shall at all times be a Trustee hereunder with respect to each series of Securities, which shall be either: 
 (a) a corporation organized and doing business under the laws of the United States of America or of any State, authorized under such laws to exercise
corporate trust powers and subject to supervision or examination by Federal or State authority, or 
  

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 (b) a corporation or other Person organized and doing business under the laws of a foreign government
that is permitted to act as Trustee pursuant to a rule, regulation or order of the Commission, authorized under such laws to exercise corporate trust powers, and subject to supervision or examination by authority of such foreign government or a
political subdivision thereof substantially equivalent to supervision or examination applicable to United States institutional trustees; 
 in either case
having a combined capital and surplus of at least $50,000,000. If such corporation publishes reports of condition at least annually, pursuant to law or to the requirements of the aforesaid supervising or examining authority, then for the purposes of
this Section, the combined capital and surplus of such corporation shall be deemed to be its combined capital and surplus as set forth in its most recent report of condition so published. Neither the Company nor any Person directly or indirectly
controlling, controlled by, or under common control with the Company shall serve as trustee for the Securities of any series issued hereunder. If at any time the Trustee with respect to any series of Securities shall cease to be eligible in
accordance with the provisions of this Section, it shall resign immediately in the manner and with the effect specified in Section 6.10. 
 Section 6.10. Resignation and Removal. 
 (a) No resignation or removal of the Trustee and no appointment of a successor
Trustee pursuant to this Article shall become effective until the acceptance of appointment by the successor Trustee under Section 6.11. 
 (b) The Trustee may resign with respect to any series of Securities at any time by giving written notice thereof to the Company. If an instrument of acceptance by a successor Trustee shall not have been delivered to the Trustee within 30
days after the giving of such notice of resignation, the resigning Trustee may petition any court of competent jurisdiction for the appointment of a successor Trustee. 
 (c) The Trustee may be removed with respect to any series of Securities at any time by Act of the Holders of a majority in principal amount of the outstanding Securities of that series, delivered to the Trustee and to
the Company. If an instrument of acceptance by a successor Trustee shall not have been delivered to the Trustee within 30 days after the giving of such notice of removal, the removed Trustee may petition any court of competent jurisdiction for the
appointment of a successor Trustee. 
 (d) If at any time: 
 (i) the Trustee shall fail to comply with Subsection 310(b) of the Trust Indenture Act pursuant to Section 6.08 with respect to
any series of Securities after written request therefor by the Company or by any Securityholder who has been a bona fide Holder of a Security of that series for at least six months, unless the Trustee’s duty to resign is stayed in accordance
with the provisions of Subsection 310(b) of the Trust Indenture Act, or 
  

 44 

 (ii) the Trustee shall cease to be eligible under Section 6.09 with respect to any
series of Securities and shall fail to resign after written request therefor by the Company or by any such Securityholder, or 
 (iii) the Trustee shall become incapable of acting with respect to any series of Securities, or 
 (iv) the Trustee
shall be adjudged a bankrupt or insolvent or a receiver of the Trustee or of its property shall be appointed or any public officer shall take charge or control of the Trustee or of its property or affairs for the purpose of rehabilitation,
conservation or liquidation, 
 then, in any such case, (1) the Company by a Board Resolution may remove the Trustee, with respect to the
series, or in the case of clause (iv), with respect to all series, or (2) subject to Section 6.09, any Securityholder who has been a bona fide Holder of a Security of such series for at least six months may, on behalf of himself and
all others similarly situated, petition any court of competent jurisdiction for the removal of the Trustee and the appointment of a successor Trustee with respect to the series, or, in the case of clause (iv), with respect to all series.

 (e) (i) If the Trustee shall resign, be removed or become incapable of acting with respect to any series of Securities, or if a vacancy
shall occur in the office of the Trustee with respect to any series of Securities for any cause, the Company, by Board Resolution, shall promptly appoint a successor Trustee for that series of Securities. 
 (ii) If, within one year after such resignation, removal or incapacity, or the occurrence of such vacancy, a successor Trustee with
respect to such series of Securities shall be appointed by Act of the Holders of a majority in principal amount of the Outstanding Securities of such series delivered to the Company and the retiring Trustee, the successor Trustee so appointed shall,
forthwith upon its acceptance of such appointment, become the successor Trustee with respect to such series and supersede the successor Trustee appointed by the Company with respect to such series. If no successor Trustee with respect to such series
shall have been so appointed by the Company or the Securityholders of such series and accepted appointment in the manner hereinafter provided, subject to Section 5.14, any Securityholder who has been a bona fide Holder of a Security of that
series for at least six months may, on behalf of himself and all others similarly situated, petition any court of competent jurisdiction for the appointment of a successor Trustee with respect to such series. 
 (f) The Company shall give notice of each resignation and each removal of the Trustee with respect to any series and each appointment of a successor
Trustee with respect to any series by mailing written notice of such event by first-class mail, postage prepaid, to the Holders of Securities of that series as their names and addresses appear in the Security Register. Each notice shall include the
name of the successor Trustee and the address of its principal Corporate Trust Office. 
  

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 (g) If a Trustee is removed with or without cause, all fees and expenses (including the reasonable fees
and expenses of counsel) of the Trustee incurred in the administration of the trust or in performing the duties hereunder shall be paid to the Trustee. 
 Section 6.11. Acceptance of Appointment by Successor. 
 (a) Every successor Trustee appointed hereunder shall execute,
acknowledge and deliver to the Company and to the predecessor Trustee an instrument accepting such appointment, and thereupon the resignation or removal of the predecessor Trustee shall become effective with respect to any series as to which it is
resigning or being removed as Trustee, and such successor Trustee, without any further act, deed or conveyance, shall become vested with all the rights, powers, trusts and duties of the predecessor Trustee with respect to any such series; but, on
request of the Company or the successor Trustee, such predecessor Trustee shall, upon payment of its reasonable charges, if any, execute and deliver an instrument transferring to such successor Trustee all the rights, powers and trusts of the
predecessor Trustee, and shall duly assign, transfer and deliver to such successor Trustee all property and money held by such predecessor trustee hereunder with respect to all or any such series, subject nevertheless to its lien, if any, provided
for in Section 6.07. Upon request of any such successor Trustee, the Company shall execute any and all instruments for more fully and certainly vesting in and confirming to such successor Trustee all such rights, powers and trusts. 

(b) In case of the appointment hereunder of a successor Trustee with respect to the Securities of one or more (but not all) series, the Company, the
predecessor Trustee and each successor Trustee with respect to the Securities of any applicable series shall execute and deliver an indenture supplemental hereto which shall contain such provisions as shall be deemed necessary or desirable to
confirm that all the rights, powers, trusts and duties of the predecessor Trustee with respect to the Securities of any series as to which the predecessor Trustee is not being succeeded shall continue to be vested in the predecessor Trustee, and
shall add to or change any of the provisions of this Indenture as shall be necessary to provide for or facilitate the administration of the trusts hereunder by more than one Trustee, it being understood that nothing herein or in such supplemental
indenture shall constitute such Trustees co-trustees of the same trust and that each such Trustee shall be Trustee of a trust or trusts hereunder separate and apart from any trust or trusts hereunder administered by any other such Trustee.

 (c) No successor Trustee with respect to any series of Securities shall accept its appointment unless at the time of such acceptance such
successor Trustee shall be qualified and eligible with respect to that series under this Article. 
 Section 6.12. Merger, Conversion, Consolidation
or Succession to Business. 
 Any corporation into which the Trustee may be merged or converted or with which it may be consolidated, or
any corporation resulting from any merger, conversion or consolidation to which the Trustee shall be a party, or any corporation succeeding to all or substantially all of the corporate trust business of the Trustee, shall be the successor of the
Trustee hereunder, provided such corporation shall be otherwise qualified and eligible under this Article, without the execution or filing of any paper or any further act on the part of any of the parties hereto. In case any Securities shall
have been authenticated, but not delivered, by the 

  

 46 

 
Trustee then in office, any successor by merger, conversion or consolidation to such authenticating Trustee may adopt such authentication and deliver the
Securities so authenticated with the same effect as if such successor Trustee had itself authenticated such Securities. 
 Section 6.13. Preferential
Collection of Claims Against Company. 
 The Trustee shall comply with TIA Subsection 3.11(a), excluding any creditor relationship
listed in TIA Subsection 3.11(b). A Trustee who has resigned or been removed shall be subject to TIA Subsection 3.11(a) to the extent indicated. 
 Section 6.14. Appointment of Authenticating Agent. 
 (a) At any time when any of the Securities remain Outstanding the
Trustee, with the approval of the Company, may appoint an Authenticating Agent or Agents with respect to one or more series of Securities which shall be authorized to act on behalf of the Trustee to authenticate Securities of such series issued upon
original issuance, exchange, registration of transfer or partial redemption thereof or pursuant to Section 3.06, and Securities so authenticated shall be entitled to the benefits of this Indenture and shall be valid and obligatory for all
purposes as if authenticated by the Trustee hereunder. Wherever reference is made in this Indenture to the authentication and delivery of Securities by the Trustee or the Trustee’s certificate of authentication, such reference shall be deemed
to include authentication and delivery on behalf of the Trustee by an Authenticating Agent and a certificate of authentication executed on behalf of the Trustee by an Authenticating Agent. Each Authenticating Agent shall be acceptable to the Company
and shall at all times be a corporation organized and doing business under the laws of the United States of America, any State thereof or the District of Columbia, authorized under such laws to act as an Authenticating Agent, having a combined
capital and surplus of not less than $50,000,000 and, if other than the Company itself, subject to supervision or examination by Federal or State authority. If such Authenticating Agent publishes reports of condition at least annually, pursuant to
law or to the requirements of said supervising or examining authority, then for the purposes of this Section, the combined capital and surplus of such Authenticating Agent shall be deemed to be its combined capital and surplus as set forth in its
most recent report of condition so published. If at any time an Authenticating Agent shall cease to be eligible in accordance with the provisions of this Section, such Authenticating Agent shall resign immediately in the manner and with the effect
specified in this Section. 
 (b) Any corporation into which an Authenticating Agent may be merged or converted or with which it may be
consolidated, or any corporation resulting from any merger, conversion or consolidation to which such Authenticating Agent shall be a party, or any corporation succeeding to the corporate agency or corporate trust business of an Authenticating
Agent, shall continue to be an Authenticating Agent, provided such corporation shall be otherwise eligible under this Section, without the execution or filing of any paper or any further act on the part of the Trustee or the Authenticating
Agent. 
 (c) An Authenticating Agent may resign at any time by giving written notice thereof to the Trustee and, if other than the Company,
to the Company. The Trustee may at any time terminate the agency of an Authenticating Agent by giving written notice thereof to such Authenticating Agent and, if other than the Company, to the Company. Upon receiving such a 

  

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notice of resignation or upon such a termination, or in case at any time such Authenticating Agent shall cease to be eligible in accordance with the
provisions of this Section, the Trustee, with the approval of the Company, may appoint a successor Authenticating Agent which shall be acceptable to the Company and shall mail written notice of such appointment by first-class mail, postage prepaid,
to all Holders of Securities of the series with respect to which such Authenticating Agent will serve, as their names and addresses appear in the Security Register. Any successor Authenticating Agent upon acceptance of its appointment hereunder
shall become vested with all the rights, powers and duties of its predecessor hereunder, with like effect as if originally named as an Authenticating Agent. No successor Authenticating Agent shall be appointed unless eligible under the provisions of
this Section. 
 (d) The Company agrees to pay to each Authenticating Agent from time to time reasonable compensation for its services under
this Section. 
 (e) If an appointment with respect to one or more series is made pursuant to this Section, the Securities of such series may
have endorsed thereon, in addition to the Trustee’s certificate of authentication, an alternate certificate of authentication in the following form: 
 “This is one of the Securities of the series designated therein referred to in the within-mentioned Indenture. 
  

			
	The Bank of New York, as Trustee,
		
	by	 	  

		 	As Authenticating Agent
		
	by	 	  

		 	As Authorized Agent
	
	Dated
                                        
                    ”

 ARTICLE SEVEN 
 SECURITYHOLDERS’ LISTS AND REPORTS BY 
 TRUSTEE AND COMPANY

 Section 7.01. Company to Furnish Trustee Names and Addresses of Securityholders. 
 The Company will furnish or cause to be furnished to the Trustee: 
 (a) semi-annually, not more than 15 days after December 15 and June 15 in each year in such form as the Trustee may reasonably require, a list of the names and addresses of the Holders of Securities of each
series as of such December 15 and June 15, as applicable, and 
 (b) at such other times as the Trustee may request in writing,
within 30 days after the receipt by the Company of any such request, a list of similar form and content as of a date not more than 15 days prior to the time such list is furnished; provided, however, that if and so long as the Trustee shall
be the Security Registrar for Securities of a series, no such list need be furnished with respect to such series of Securities. 
  

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 Section 7.02. Preservation of Information; Communications to Securityholders. 
 (a) The Trustee shall preserve, in as current a form as is reasonably practicable, the names and addresses of Holders of Securities contained in the most
recent list furnished to the Trustee as provided in Section 7.01 and the names and addresses of Holders of Securities received by the Trustee in its capacity as Security Registrar, if so acting. The Trustee may destroy any list furnished to it
as provided in Section 7.01 upon receipt of a new list so furnished. 
 (b) (1) If three or more Holders of Securities of any series
(hereinafter referred to as “applicants”) apply in writing to the Trustee, and furnish to the Trustee reasonable proof that each such applicant has owned a Security of such series for a period of at least six months preceding the date of
such application, and such application states that the applicants desire to communicate with other Holders of Securities of such series or with the Holders of all Securities with respect to their rights under this Indenture or under such Securities
and is accompanied by a copy of the form of proxy or other communication which such applicants propose to transmit, then the Trustee shall, within five (5) Business Days after the receipt of such application, at its election, either:

  

	 	(A)	afford such applicants access to the information preserved at the time by the Trustee in accordance with Subsection 7.02(a), or 

  

	 	(B)	inform such applicants as to the approximate number of Holders of Securities of such series or all Securities, as the case may be, whose names and addresses appear in the
information preserved at the time by the Trustee in accordance with Subsection 7.02(a), and as to the approximate cost of mailing to such Securityholders the form of proxy or other communication, if any, specified in such application.

 (2) If the Trustee shall elect not to afford such applicants access to such information, the Trustee shall,
upon the written request of such applicants, mail to each Holder of a Security of such series or to all Securityholders, as the case may be, whose names and addresses appear in the information preserved at the time by the Trustee in accordance with
Subsection 7.02(a), a copy of the form of proxy or other communication which is specified in such request, with reasonable promptness after a tender to the Trustee of the material to be mailed and of payment, or provision for the payment, of
the reasonable expenses of mailing, unless, within five days after such tender, the Trustee shall mail to such applicants and file with the Commission, together with a copy of the material to be mailed, a written statement to the effect that, in the
opinion of the Trustee, such mailing would be contrary to the best interests of the Holders of Securities of such series or all Securityholders, as the case may be, or would be in violation of applicable law. Such written statement shall specify the
basis of such opinion. If the Commission, after opportunity for a hearing upon the objections specified in the written statement so 

  

 49 

 
filed, shall enter an order refusing to sustain any of such objections or if, after the entry of an order sustaining one or more of such objections, the
Commission shall find, after notice and opportunity for hearing, that all the objections so sustained have been met and shall enter an order so declaring, the Trustee shall mail copies of such material to all Securityholders of such series or all
Securityholders, as the case may be, with reasonable promptness after the entry of such order and the renewal of such tender; otherwise the Trustee shall be relieved of any obligation or duty to such applicants respecting their application.

 (c) Every Holder of Securities, by receiving and holding the same, agrees with the Company and the Trustee that neither the Company nor
the Trustee shall be held accountable by reason of the disclosure of any such information as to the names and addresses of the Holders of Securities in accordance with Subsection 7.02(b), regardless of the source from which such information was
derived, and that the Trustee shall not be held accountable by reason of mailing any material pursuant to a request made under Subsection 7.02(b). 
 Section 7.03. Reports by Trustee. 
 (a) Within 60 days after May 15 of each year commencing with the first
May 15 after the issuance of Securities, the Trustee shall transmit by mail, at the Company’s expense, to all Holders as their names and addresses appear in the Security Register, as provided in Trust Indenture Act 313(c), a brief report
dated as of May 15 in accordance with and with respect to the matters required by Trust Indenture Act Subsection 313(a). 
 (b) The
Trustee shall transmit by mail, at the Company’s expense, to all Holders as their names and addresses appear in the Security Register, as provided in Trust Indenture Act 313(c), a brief report in accordance with and with respect to the matters
required by Trust Indenture Act Subsection 313(b). 
 (c) A copy of each such report shall, at the time of such transmission to Holders,
be furnished to the Company and, in accordance with Trust Indenture Act Subsection 313(d), be filed by the Trustee with each stock exchange upon which the Securities are listed, and also with the Commission. The Company shall promptly, and in
any event within ten (10) Business Days, notify the Trustee if the Securities are listed on any national securities exchange or any delisting thereof. 
 Section 7.04. Reports by Company. 
 The Company shall file with the Trustee, and transmit to Holders, such information,
documents and other reports, and such summaries thereof, as may be required pursuant to the Trust Indenture Act at the times and in the manner provided pursuant to such Act; provided that any such information, documents or reports required to
be filed with the Commission pursuant to Section 13 or 15(d) of the Exchange Act shall be filed with the Trustee within 15 days after the same is so required to be filed with the Commission. The Company also shall comply with the other
provisions of Trust Indenture Act Subsection 314(a). Delivery of such reports, information and documents to the Trustee is for informational purposes only and the Trustee’s receipt of such shall not constitute constructive notice of any
information contained 

  

 50 

 
therein or determinable from information contained therein, including the Company’s compliance with any of its covenants hereunder (as to which the
Trustee is entitled to rely exclusively on Officers’ Certificates). 
 ARTICLE EIGHT 
 CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 
 Section 8.01. Consolidation, Merger, Conveyance or Transfer on Certain Terms. 
 The Company shall not consolidate with
or merge into any other Person or convey or transfer its properties and assets substantially as an entirety to any Person, unless: 
 (a) in
the case of the Company, the Person formed by such consolidation or into which the Company is merged or the Person which acquires by conveyance or transfer the properties and assets of the Company substantially as an entirety shall be a corporation,
partnership or trust organized and existing under the laws of the United States of America or any State thereof or the District of Columbia, and shall expressly assume, by an indenture supplemental hereto, executed and delivered to the Trustee, in
form satisfactory to the Trustee, the due and punctual payment of the principal of (and premium, if any) and interest on all the Securities and the performance of every covenant of this Indenture (as supplemented from time to time) on the part of
the Company to be performed or observed; 
 (b) immediately after giving effect to such transaction, no Event of Default, and no event which,
after notice or lapse of time, or both, would become an Event of Default, shall have happened and be continuing; and 
 (c) the Company has
delivered to the Trustee an Officers’ Certificate and an Opinion of Counsel each stating that such consolidation, merger, conveyance or transfer and such supplemental indenture comply with this Article and that all conditions precedent herein
provided for relating to such transaction have been complied with. 
 Section 8.02. Successor Person Substituted. 
 Upon any consolidation or merger, or any conveyance or transfer of the properties and assets of the Company in accordance with Section 8.01, the
successor Person formed by such consolidation or into which the Company is merged or to which such conveyance or transfer is made shall succeed to, and be substituted for, and may exercise every right and power of, the Company under this Indenture
with the same effect as if such successor had been named as the Company herein. In the event of any such conveyance or transfer, the Company as the predecessor shall be discharged from all obligations and covenants under this Indenture and the
Securities and may be dissolved, wound up or liquidated at any time thereafter. 
  

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 ARTICLE NINE 
 SUPPLEMENTAL INDENTURES 
 Section 9.01. Supplemental Indentures Without Consent of Securityholders.

 (a) Without the consent of the Holders of any Securities, the Company, when authorized by a Board Resolution, and the Trustee, at any time
and from time to time, may enter into one or more indentures supplemental hereto, in form satisfactory to the Trustee, for any of the following purposes: 
 (1) to evidence the succession of another corporation or Person to the Company and the assumption by any such successor of the obligations of the Company contained herein and in the Securities; or 
 (2) to add to the covenants of the Company, or to surrender any right or power herein conferred upon the Company, for the benefit of the
Holders of the Securities of any or all series (and if such covenants or the surrender of such right or power are to be for the benefit of less than all series of Securities, stating that such covenants are expressly being included or such
surrenders are expressly being made solely for the benefit of one or more specified series); or 
 (3) to cure any ambiguity
or to correct any provision herein which may be inconsistent with any other provision herein, or to make any other provisions with respect to matters or questions arising under this Indenture; or 
 (4) to add to this Indenture such provisions as may be expressly permitted by the TIA, excluding, however, the provisions referred to in
Section 316(a)(2) of the TIA as in effect at the date as of which this instrument was executed or any corresponding provision in any similar federal statute hereafter enacted; or 
 (5) to establish any form of Security, as provided in Article Two, to provide for the issuance of any series of Securities as
provided in Article Three and to set forth the terms thereof, and/or to add to the rights of the Holders of the Securities of any series; or 
 (6) to evidence and provide for the acceptance of appointment by another corporation as a successor Trustee hereunder with respect to one or more series of Securities and to add to or change any of the provisions of
this Indenture as shall be necessary to provide for or facilitate the administration of the trusts hereunder by more than one Trustee, pursuant to Section 6.11; or 
 (7) to add any additional Events of Default in respect of the Securities of any or all series (and if such additional Events of Default
are to be in respect of less than all series of Securities, stating that such Events of Default are expressly being included solely for the benefit of one or more specified series); or 
  

 52 

 (8) to provide for uncertificated Securities in addition to or in place of certificated
Securities and to provide for bearer Securities; provided that uncertificated Securities are issued in registered form for purposes of Section 163(f) of the Internal Revenue Code of 1986, as amended, or in a manner such that the
uncertificated Securities are described in Section 163(f)(2)(B) of such Internal Revenue Code; or 
 (9) to secure the
Securities of any series pursuant to Section 10.06 or otherwise; or 
 (10) to make any change necessary to comply with
any requirement of the Commission in connection with the qualification of this Indenture or any supplemental indenture under the Trust Indenture Act. 
 (b) No supplemental indenture for the purposes identified in clauses (2), (3) or (7) above may be entered into if to do so would adversely affect the rights of the Holders of Outstanding Securities of
any series in any material respect. 
 Section 9.02. Supplemental Indentures with Consent of Securityholders. 
 (a) With the consent of the Holders of not less than a majority in principal amount of the Outstanding Securities of all series affected by such
supplemental indenture or indentures (acting as one class), by Act of said Holders delivered to the Company and the Trustee (in accordance with Section 1.04 hereof), the Company, when authorized by a Board Resolution, and the Trustee may enter
into an indenture or indentures supplemental hereto for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of this Indenture or of modifying in any manner the rights of the Holders of the
Securities of each such series under this Indenture; provided, however, that no such supplemental indenture shall, without the consent of the Holder of each Outstanding Security affected thereby: 
 (1) change the Maturity of the principal of, or the Stated Maturity of any premium on, or any installment of interest on, any Security, or
reduce the principal amount thereof or the interest or any premium thereon, or change the method of computing the amount of principal thereof or interest thereon on any date or change any Place of Payment where, or the coin or currency in which, any
Security or any premium or interest thereon is payable, or impair the right to institute suit for the enforcement of any such payment on or after the Maturity or the Stated Maturity, as the case may be, thereof (or, in the case of redemption or
repayment, on or after the Redemption Date or the Repayment Date, as the case may be); or 
 (2) reduce the percentage in
principal amount of the Outstanding Securities of any series, the consent of whose Holders is required for any such supplemental indenture, or the consent of whose Holders is required for any waiver of compliance with certain provisions of this
Indenture or certain defaults hereunder and their consequences, provided for in this Indenture; or 
 (3) modify any of the
provisions of this Section 9.02, Section 5.13 or Section 10.07, except to increase any such percentage or to provide that certain other provisions of this Indenture cannot be modified or waived without the consent of the Holder of
each Outstanding Security affected thereby; or 
  

 53 

 (4) impair or adversely affect the right of any Holder to institute suit for the
enforcement of any payment on, or with respect to, the Securities of any series on or after the Stated Maturity of such Securities (or in the case of redemption, on or after the Redemption Date). 
 (b) For purposes of this Section 9.02, if the Securities of any series are issuable upon the exercise of warrants, each holder of an unexercised and
unexpired warrant with respect to such series shall be deemed to be a Holder of Outstanding Securities of such series in the amount issuable upon the exercise of such warrant. For such purposes, the ownership of any such warrant shall be determined
by the Company in a manner consistent with customary commercial practices. The Trustee for such series shall be entitled to rely on an Officers’ Certificate as to the principal amount of Securities of such series in respect of which consents
shall have been executed by holders of such warrants. 
 (c) A supplemental indenture which changes or eliminates any covenant or other
provision of this Indenture which has expressly been included solely for the benefit of one or more particular series of Securities, or which modifies the rights of the Holders of Securities of such series with respect to such covenant or other
provision, shall be deemed not to affect the rights under this Indenture of Holders of Securities of any other series. 
 (d) It shall not be
necessary for any Act of Securityholders under this Section to approve the particular form of any proposed supplemental indenture, but it shall be sufficient if such Act shall approve the substance thereof. 
 Section 9.03. Execution of Supplemental Indentures. 
 In executing, or accepting the additional trusts created by, any supplemental indenture permitted by this Article or the modifications thereby of the trusts created by this Indenture, the Trustee shall be entitled to receive, and (subject
to Section 6.01) shall be fully protected in relying upon, an Opinion of Counsel stating that the execution of such supplemental indenture is authorized or permitted by this Indenture. The Trustee may, but shall not be obligated to, enter into
any such supplemental indenture which affects the Trustee’s own rights, duties or immunities under this Indenture or otherwise. 
 Section 9.04.
Effect of Supplemental Indentures. 
 Upon the execution of any supplemental indenture under this Article, this Indenture shall be
modified in accordance therewith, and such supplemental indenture shall form a part of this Indenture for all purposes; and every Holder of Securities theretofore or thereafter authenticated and delivered hereunder shall be bound thereby to the
extent provided therein. 
 Section 9.05. Conformity with Trust Indenture Act. 
 Every supplemental indenture executed pursuant to this Article shall conform to the requirements of TIA as then in effect. 
  

 54 

 Section 9.06. Reference in Securities to Supplemental Indentures. 
 Securities authenticated and delivered after the execution of any supplemental indenture pursuant to this Article may, and shall if required by the
Trustee, bear a notation in form approved by the Trustee as to any matter provided for in such supplemental indenture. If the Company shall so determine, new Securities so modified as to conform, in the opinion of the Trustee and the Board of
Directors, to any such supplemental indenture may be prepared and executed by the Company and authenticated and delivered by the Trustee in exchange for Outstanding Securities. 
 ARTICLE TEN 
 COVENANTS 
 Section 10.01. Payment of Principal, Premium and Interest. 
 With respect to each series of Securities, the Company will duly and punctually pay the principal of (and premium, if any) and interest on such Securities in accordance with their terms and this Indenture, and will
duly comply with all the other terms, agreements and conditions contained in, or made in the Indenture for the benefit of, the Securities of such series. 
 Section 10.02. Maintenance of Office or Agency. 
 (a) The Company will maintain an office or agency in each Place of
Payment where Securities may be presented or surrendered for payment, where Securities may be surrendered for registration of transfer or exchange, and where notices and demands to or upon the Company in respect of the Securities and this Indenture
may be served. The Company will give prompt written notice to the Trustee of the location, and of any change in the location, of such office or agency. If at any time the Company shall fail to maintain such office or agency or shall fail to furnish
the Trustee with the address thereof, such presentations, surrenders, notices and demands may be made or served at the Corporate Trust Office of the Trustee, and the Company hereby appoints the Trustee its agent to receive all such presentations,
surrenders, notices and demands. 
 (b) Unless otherwise set forth in, or pursuant to, a Board Resolution or Indenture supplemental hereto
with respect to a series of Securities, the Company hereby initially designates as the Place of Payment for each series of Securities, the Borough of Manhattan, the City and State of New York, and initially appoints the Trustee at its Corporate
Trust Office as the Company’s office or agency for each such purpose in such city. 
 Section 10.03. Money for Security Payments to Be Held in
Trust. 
 (a) If the Company shall at any time act as its own Paying Agent for any series of Securities, it will, on or before each due
date of the principal of (and premium, if any) or interest on, any of the Securities of such series, segregate and hold in trust for the benefit of the Persons entitled thereto a sum sufficient to pay the principal (and premium, if any) or interest
so becoming due until such sums shall be paid to such Persons or otherwise disposed of as herein provided, and will promptly notify the Trustee of its action or failure to act. 
  

 55 

 (b) Whenever the Company shall have one or more Paying Agents for any series of Securities, it will, on
or prior to each due date of the principal of (and premium, if any) or interest on, any Securities of such series, deposit with a Paying Agent a sum sufficient to pay the principal (and premium, if any) or interest so becoming due, such sum to be
held in trust for the benefit of the Persons entitled to such principal (and premium, if any) or interest, and (unless such Paying Agent is the Trustee) the Company will promptly notify the Trustee of its action or failure so to act. 
 (c) The Company will cause each Paying Agent other than the Trustee for any series of Securities to execute and deliver to the Trustee an instrument in
which such Paying Agent shall agree with the Trustee, subject to the provisions of this Section, that such Paying Agent will: 
 (1) hold all sums held by it for the payment of principal of (and premium, if any) or interest on Securities of such series in trust for the benefit of the Persons entitled thereto until such sums shall be paid to such Persons or otherwise
disposed of as herein provided; 
 (2) give the Trustee notice of any default by the Company (or any other obligor upon the
Securities of such series) in the making of any such payment of principal (and premium, if any) or interest on the Securities of such series; and 
 (3) at any time during the continuance of any such default, upon the written request of the Trustee, forthwith pay to the Trustee all sums so held in trust by such Paying Agent. 
 (d) The Company may at any time, for the purpose of obtaining the satisfaction and discharge of this Indenture with respect to any series of Securities
or for any other purpose, pay, or by Company Order direct any Paying Agent to pay, to the Trustee all sums held in trust by the Company or such Paying Agent in respect of each and every series of Securities as to which it seeks to discharge this
Indenture or, if for any other purpose, all sums so held in trust by the Company in respect of all Securities, such sums to be held by the Trustee upon the same trusts as those upon which such sums were held by the Company or such Paying Agent; and,
upon such payment by any Paying Agent to the Trustee, such Paying Agent shall be released from all further liability with respect to such money. 
 (e) Any money deposited with the Trustee or any Paying Agent, or then held by the Company, in trust for the payment of the principal of (and premium, if any) or interest on any Security of any series and remaining unclaimed for two years
after such principal (and premium, if any) or interest has become due and payable shall be paid to the Company on Company Request, or (if then held by the Company) shall be discharged from such trust; and the Holder of such Security shall thereafter
as an unsecured general creditor, look only to the Company for payment thereof, and all liability of the Trustee or such Paying Agent with respect to such trust money, and all liability of the Company as trustee thereof, shall thereupon cease. The
Trustee or such Paying Agent, before being required to make any such repayment, may at the expense of the Company mail to the Holders of the Securities as to which the money to be repaid was held in trust, as their names and addresses appear in the
Security Register, a notice 

  

 56 

 
that such moneys remain unclaimed and that, after a date specified in the notice, which shall not be less than 30 days from the date on which the notice was
first mailed to the Holders of the Securities as to which the money to be repaid was held in trust, any unclaimed balance of such moneys then remaining will be paid to the Company free of the trust formerly impressed upon it. 
 Section 10.04. Statement as to Compliance. 
 (a)
The Company will deliver to the Trustee, within 120 days after the end of each fiscal year, a written statement signed by the Chairman of the Board, the Chief Financial Officer, the General Counsel, a Vice President, the Treasurer, an Assistant
Treasurer, the Controller, an Assistant Controller, the Secretary or an Assistant Secretary of the Company stating that: 
 (1) a review of the activities of the Company during such year and of performance under this Indenture and under the terms of the Securities has been made under his supervision; and 
 (2) to the best of his knowledge, based on such review, the Company has fulfilled all its obligations under this Indenture and has
complied with all conditions and covenants on its part contained in this Indenture through such year, or, if there has been a default in the fulfillment of any such obligation, covenant or condition, specifying each such default known to him and the
nature and status thereof. 
 (b) For the purpose of this Section 10.04, default and compliance shall be determined without regard to
any grace period or requirement of notice provided pursuant to the terms of this Indenture. 
 Section 10.05. Legal Existence. 
 Subject to Article Eight the Company will do or cause to be done all things necessary to preserve and keep in full force and effect its legal
existence. 
 Section 10.06. Limitation on Liens. 
 (a) The Company shall not create, assume, incur or guarantee any Debt secured by a Lien on any of its properties or assets, without securing the Securities of any applicable series equally and ratably with (or prior
to) such secured Debt for so long as such Debt is secured, unless the aggregate principal amount of such secured Debt then outstanding does not exceed an amount equal to 10% of the Company’s total consolidated assets measured as of the date of
the Company’s most recent filing of its quarterly report on Form 10-Q or annual report on Form 10-K preceding the creation or assumption of any such Lien. 
 (b) The restriction in Subsection (a) of this Section 10.06 will not apply to Debt secured by (1) Liens existing on the date the Securities are issued, as applicable, and Liens on property of, or
indebtedness of, any Person at the time such Person becomes a Subsidiary (whether by acquisition or otherwise, including through merger or consolidation), (2) Liens in favor of or required by contracts with governmental entities, (3) Liens
in favor of the Company or a Subsidiary of the Company, (4) Liens existing at the time of acquisition of the assets secured 

  

 57 

 
thereby (including acquisition through merger or consolidation) and purchase money Liens, (5) Liens on any property to secure all or part of the cost of
improvements or construction thereon or indebtedness incurred to provide funds for such purpose in a principal amount not exceeding 110% of the cost of such improvements or constructions, (6) liens on shares of common stock, indebtedness or
other securities of a Person that is not a subsidiary of ours and (7) any extension, renewal or refunding of any Lien referred to in the foregoing clauses (1) through (6), inclusive. 
 Section 10.07. Waiver of Certain Covenants. 
 The
Company may omit in respect of any series of Securities, in any particular instance, to comply with any covenant or condition set forth in Sections 10.05 or 10.06 or set forth in a Board Resolution or supplemental indenture with respect to the
Securities of such series, unless otherwise specified in such Board Resolution or supplemental indenture, if before or after the time for such compliance the Holders of not less than a majority in principal amount of the Outstanding Securities of
all series affected by such waiver (voting as one class) shall, by Act of such Securityholders delivered to the Company and the Trustee (in accordance with Section 1.04 hereof), either waive such compliance in such instance or generally waive
compliance with such covenant or condition, but no such waiver shall extend to or affect such covenant or condition except to the extent so expressly waived, and, until such waiver shall become effective, the obligations of the Company and the
duties of the Trustee in respect of any such covenant or condition shall remain in full force and effect. Nothing in this Section 10.07 shall permit the waiver of compliance with any covenant or condition set forth in such Board Resolution or
supplemental indenture which, if in the form of an indenture supplemental hereto, would not be permitted by Section 9.02 without the consent of the Holder of each Outstanding Security affected thereby. 
 ARTICLE ELEVEN 
 REDEMPTION OF
SECURITIES 
 Section 11.01. Applicability of Article. 
 The Company may reserve the right to redeem and pay before Stated Maturity all or any part of the Securities of any series, either by optional redemption, sinking or purchase fund or analogous obligation or otherwise,
by provision therefor in the form of Security for such series established and approved pursuant to Section 2.02 and on such terms as are specified in such form or in the indenture supplemental hereto with respect to Securities of such series as
provided in Section 3.01. Redemption of Securities of any series shall be made in accordance with the terms of such Securities and, to the extent that this Article does not conflict with such terms, the succeeding Sections of this Article.
Notwithstanding anything to the contrary in this Indenture, except in the case of redemption pursuant to a sinking fund, the Trustee shall not make any payment in connection with the redemption of Securities until the close of business on the
Redemption Date. 
  

 58 

 Section 11.02. Election to Redeem; Notice to Trustee. 
 (a) The election of the Company to redeem any Securities redeemable at the election of the Company shall be evidenced by, or pursuant to authority granted
by, a Board Resolution. In case of any redemption at the election of the Company of less than all of the Securities of any series, the Company shall, at least 60 days prior to the Redemption Date fixed by the Company (unless a shorter notice shall
be satisfactory to the Trustee), notify the Trustee in writing of such Redemption Date and of the principal amount of Securities of such series and the Tranche (as defined in Subsection 11.03(a)) to be redeemed. 
 (b) In the case of any redemption of Securities (1) prior to the expiration of any restriction on such redemption provided in the terms of such
Securities or elsewhere in this Indenture, or (2) pursuant to an election of the Company which is subject to a condition specified in the terms of such Securities, the Company shall furnish the Trustee with an Officers’ Certificate
evidencing compliance with such restriction or condition. 
 Section 11.03. Selection by Trustee of Securities to Be Redeemed. 
 (a) If less than all the Securities of like tenor and terms of any series (a “Tranche”) are to be redeemed, the particular Securities to
be redeemed shall be selected not more than 60 days prior to the Redemption Date by the Trustee, from the Outstanding Securities of such Tranche not previously called for redemption, by such method as the Trustee shall deem fair and appropriate and
which may include provision for the selection for redemption of portions of the principal of Securities of such Tranche of a denomination larger than the minimum authorized denomination for Securities of that series. Unless otherwise provided in the
terms of a particular series of Securities, the portions of the principal of Securities so selected for partial redemption shall be equal to the minimum authorized denomination of the Securities of such series, or an integral multiple thereof, and
the principal amount which remains outstanding shall not be less than the minimum authorized denomination for Securities of such series. If less than all the Securities of unlike tenor and terms of a series are to be redeemed, the particular Tranche
of Securities to be redeemed shall be selected by the Company. 
 (b) The Trustee shall promptly notify the Company in writing of the
Securities selected for redemption and, in the case of any Security selected for partial redemption, the principal amount thereof to be redeemed. 
 (c) Securities shall be excluded from eligibility for selection for redemption if they are identified by registration and certificate number in a written statement signed by an authorized officer of the Company and delivered to the Trustee
at least 60 days prior to the Redemption Date as being owned of record and beneficially by, and not pledged or hypothecated by, either (1) the Company or (2) an entity specifically identified in such written statement as being an Affiliate
of the Company. 
 (d) For all purposes of this Indenture, unless the context otherwise requires, all provisions relating to the redemption
of Securities shall relate, in the case of any Security redeemed or to be redeemed only in part, to the portion of the principal of such Security which has been or is to be redeemed. 
  

 59 

 Section 11.04. Notice of Redemption. 
 (a) Notice of redemption shall be given by first-class mail, postage prepaid, mailed not less than 30 (unless otherwise provided in the supplemental
indenture or Board Resolution establishing the relevant series) nor more than 60 days prior to the Redemption Date, to each Holder of Securities to be redeemed, at his address appearing in the Security Register. 
 (b) All notices of redemption shall state: 
 (1) the Redemption Date; 
 (2) the Redemption Price; 
 (3) if less than all Outstanding Securities of any series are to be redeemed, the identification (and, in the case of partial redemption,
the respective principal amounts) of the Securities to be redeemed; 
 (4) that on the Redemption Date the Redemption Price
will become due and payable upon each such Security, and that interest, if any, thereon shall cease to accrue from and after said date; 
 (5) the place where such Securities are to be surrendered for payment of the Redemption Price, which shall be the office or agency of the Company in the Place of Payment; and 
 (6) that the redemption is on account of a sinking or purchase fund, or other analogous obligation, if that be the case. 
 (c) Notice of redemption of Securities to be redeemed at the election of the Company shall be given by the Company or, at the Company’s request, by
the Trustee in the name and at the expense of the Company; provided that if the Trustee is asked to give such notice the Company shall have delivered to the Trustee at least fifteen (15) Business Days prior to the date such notice of
redemption is due to Holders of Securities an Officers’ Certificate requesting that the Trustee give such notice and setting forth the information to be stated in such notice as provided in the preceding Subsection. 
 Section 11.05. Deposit of Redemption Price. 
 On
or prior to any Redemption Date and, subject to Section 11.09, the Company shall deposit with the Trustee or with a Paying Agent (or, if the Company is acting as its own Paying Agent, segregate and hold in trust as provided in
Section 10.03) an amount of money sufficient to pay the Redemption Price of all the Securities which are to be redeemed on that date. 
 Section 11.06. Securities Payable on Redemption Date. 
 (a) Notice of redemption having been given as aforesaid, the
Securities so to be redeemed shall, subject to Section 11.09, on the Redemption Date, become due and payable at 

  

 60 

 
the Redemption Price therein specified and from and after such date (unless the Company shall default in the payment of the Redemption Price) such Securities
shall cease to bear interest and any rights to convert such Securities shall terminate. Upon surrender of such Securities for redemption in accordance with the notice and, subject to Section 11.09, such Securities shall be paid by the Company
at the Redemption Price. Unless otherwise provided with respect to such Securities pursuant to Section 3.01, installments of interest the Stated Maturity of which is on or prior to the Redemption Date shall be payable to the Holders of such
Securities registered as such on the relevant Regular Record Dates according to their terms and the provisions of Section 3.07. 
 (b)
If any Security called for redemption shall not be so paid upon surrender thereof for redemption, the principal shall, until paid, bear interest from the Redemption Date at the rate borne by the Security, or as otherwise provided in such Security.

 Section 11.07. Securities Redeemed in Part. 
 Any Security which is to be redeemed only in part shall be surrendered at the office or agency of the Company in the Place of Payment with respect to that series (with, if the Company or the Trustee so requires, due
endorsement by, or a written instrument of transfer in form satisfactory to the Company and the Trustee duly executed by, the Holder thereof or his attorney duly authorized in writing) and the Company shall execute and the Trustee shall authenticate
and deliver to the Holder of such Security without service charge, a new Security or Securities of the same series and Stated Maturity and of like tenor and terms, of any authorized denomination as requested by such Holder in aggregate principal
amount equal to and in exchange for the unredeemed portion of the principal of the Security so surrendered. 
 Section 11.08. Optional
Redemption. 
 (a) Unless otherwise specified pursuant to Section 3.01 hereof, the Company may redeem the Securities of any series,
at its option, at any time in whole, or from time to time in part, at a Redemption Price equal to the greater of (1) 100% of the principal amount of the Securities to be redeemed or (2) the sum of the present values of the remaining
scheduled payments of principal and interest on the Securities to be redeemed, exclusive of interest accrued to the Redemption Date, discounted to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months)
at the applicable Treasury Rate plus the number of basis points specified in the supplemental indenture or Board Resolution pursuant to which the Securities of a series are issued, plus, in each case, accrued and unpaid interest to the Redemption
Date. 
 (b) The Treasury Rate shall be calculated on the third Business Day preceding the Redemption Date. The Company shall calculate the
Redemption Price with respect to the Securities of any series in accordance with the terms and provisions of this Indenture. 
 (c) Any
redemption pursuant to this Section 11.08 shall be made pursuant to the provisions of Sections 11.01 through 11.07 hereof. 
  

 61 

 ARTICLE TWELVE 
 REPURCHASE OF THE SECURITIES 
 UPON CHANGE OF CONTROL TRIGGERING EVENT 
 Section 12.01. Offer to Repurchase Upon Change of Control Triggering Event. 
 (a) Upon the occurrence of a Change of Control Triggering Event, unless the Company has exercised its right to redeem the Securities pursuant to Article Eleven, each Holder will have the right to require the Company
to repurchase all or any part (equal to $2,000 or an integral multiple of $1,000 in excess thereof) of each Holder’s Securities of the applicable series pursuant to the offer described below (the “Change of Control Offer”) on
the terms set forth in the Securities at a purchase price in cash equal to 101% of the aggregate principal amount of the Securities repurchased plus accrued and unpaid interest, if any, to the date of purchase (the “Change of Control
Payment”), pursuant to and in accordance with the offer described in this Section 12.01. 
 (b) Within 30 days following
any Change of Control Triggering Event, the Company shall send, by first class mail, a notice to each Holder, with a written copy to the Trustee, which notice shall govern the terms of the Change of Control Offer. Such notice shall state:

 (1) a description of the transaction or transactions that constitute the Change of Control Triggering Event; 
 (2) that the Change of Control Offer is being made pursuant to this Section 12.01 and that all Securities validly tendered will be accepted for
payment; 
 (3) the Change of Control Payment and the “Change of Control Payment Date”, which shall be a Business Day that
is no earlier than 30 days nor later than 60 days from the date such notice is mailed, other than as may be required by law; 
 (4)
that any Security not tendered will continue to accrue interest; 
 (5) that any Security accepted for payment pursuant to the Change of
Control Offer shall cease to accrue interest after the Change of Control Payment Date unless the Company shall default in the payment of the Change of Control Payment of the Securities and the only remaining right of the Holder is to receive payment
of the Change of Control Payment upon surrender of the Securities to the Paying Agent; 
 (6) that Holders electing to have a portion of a
Security purchased pursuant to a Change of Control Offer may only elect to have such Security purchased in a principal amount of $2,000 or integral multiples of $1,000 in excess thereof; 
 (7) that if a Holder elects to have a Security purchased pursuant to the Change of Control Offer it will be required to surrender the Security, with the
form entitled “Option of Holder to Elect Purchase” on the reverse of the Security completed, or transfer by book-entry transfer, to the Paying Agent at the address specified in the notice prior to the close of business on the third
Business Day prior to the Change of Control Payment Date; 
  

 62 

 (8) that a Holder will be entitled to withdraw its election if the Company receives, not later than the
third Business Day preceding the Change of Control Payment Date, a telegram, telex, facsimile transmission or letter setting forth the name of such Holder, the principal amount of Securities such Holder delivered for purchase, and a statement that
such Holder is withdrawing its election to have such Security purchased; and 
 (9) that if Securities are purchased only in part a new
Security of the same type will be issued in a principal amount equal to the unpurchased portion of the Securities surrendered. 
 (c) On the
Change of Control Payment Date, the Company shall, to the extent lawful, (1) accept for payment all Securities or portions thereof properly tendered pursuant to the Change of Control Offer, (2) deposit with the Paying Agent an amount equal
to the Change of Control Payment in respect of all Securities or portions thereof properly tendered and (3) deliver or cause to be delivered for cancellation to the Trustee the Securities properly accepted together with an Officers’
Certificate stating the aggregate principal amount of Securities or portions thereof being purchased by the Company. The Paying Agent shall promptly mail to each Holder of Securities properly tendered the Change of Control Payment for such
Securities, and the Trustee, upon receipt of a Company Request, shall promptly authenticate and mail (or cause to be transferred by book entry) to each Holder a new Security of such series equal in principal amount to any unpurchased portion of the
Securities surrendered by such Holder, if any; provided that each new Security will be in a principal amount of $2,000 or integral multiples of $1,000 in excess thereof. 
 (d) The Company shall comply with the requirements of Rule 14e-1 under the Exchange Act and any other securities laws and regulations thereunder to
the extent such laws and regulations are applicable in connection with the repurchase of Securities as a result of a Change of Control Triggering Event. To the extent that the provisions of any securities laws or regulations conflict with this
Subsection 12.01(d), the Company will comply with the applicable securities laws and regulations and will not be deemed to have breached its obligations under this Section 12.01 by virtue of such conflicts. 
 (e) Notwithstanding the foregoing, the Company will not be required to make an offer to repurchase the Securities upon a Change of Control Triggering
Event if a third party makes such an offer in the manner, at the times and otherwise in compliance with the requirements for an offer made by the Company herein and such third party purchases all the Securities properly tendered and not withdrawn
under its offer. 
  

 63 

 IN WITNESS WHEREOF, the parties hereto have caused this Indenture to be duly executed as of the day and
year first above written. 
  

			
	THE McGRAW-HILL COMPANIES, INC.
		
	by:	 	 /s/ John C. Weisenseel

	Name:	 	John C. Weisenseel
	Title:	 	Senior Vice President and Treasurer

  

			
	THE BANK OF NEW YORK
		
	by:	 	 /s/ Geovanni Barris

	Name:	 	Geovanni Barris
	Trustee	 	Vice President

  

 64Form of Tax Allocation Agreement

 EXHIBIT 10.2 
 FORM OF 
 TAX ALLOCATION AGREEMENT 
 TAX ALLOCATION AGREEMENT (this “Agreement”), dated as of
                    , 2007, among Abraxis BioScience, Inc. (f/k/a Generico Holdings, Inc.), a Delaware corporation
(“Gholdco”), Generico LLC, a Delaware limited liability company (“Generico”) (Gholdco and Generico, collectively, the “Generico Parties”), New Abraxis, Inc., a Delaware corporation (“New
Alpha”), and New Abraxis, LLC, a Delaware limited liability company (“New Alpha LLC”) (New Alpha and New Alpha LLC, collectively, the “Alpha Parties”). 
 RECITALS 
 WHEREAS, prior to the Alpha
Merger, the corporation formerly known as Abraxis BioScience, Inc. (“Alpha”) was the common parent of an affiliated group of corporations within the meaning of Section 1504(a) of the Internal Revenue Code of 1986, as amended
(the “Code”), which currently files consolidated federal Income Tax Returns (the “Affiliated Group”); 
 WHEREAS, on the date hereof, Alpha merged (the “Alpha Merger”) with and into New Alpha LLC, whereby each issued and outstanding share of common stock, $0.001 par value per share, of Alpha (other than shares held by Alpha in
treasury) was converted into one share of common stock, par value $0.001 per share, of Gholdco (the “Gholdco Common Stock”), with New Alpha LLC being the surviving entity in the Alpha Merger and all of its membership interests held
by Gholdco and Gholdco changed its name to Abraxis BioScience, Inc.; 
 WHEREAS, as a consequence of the Alpha Merger, Alpha ceased to exist
and Gholdco became the common parent of the Affiliated Group; 
 WHEREAS, pursuant to the Separation Agreement dated as of the date hereof
between the Generico Parties and the Alpha Parties (as may be amended from time to time in accordance with its terms, the “Separation Agreement”), Gholdco will distribute to its stockholders on a pro rata basis, all of the issued
and outstanding shares of New Alpha common stock (“New Alpha Common Stock”) (as described more fully in the Separation Agreement, the “Share Distribution”); 
 WHEREAS, in connection with the transactions contemplated by the Separation Agreement, one or more of the Generico Group members will incur an aggregate
of up to $1.0 billion of indebtedness, the “Debt Financing”; 
 WHEREAS, the parties to this Agreement intend that
(i) the Alpha Merger will qualify as a tax-free reorganization within the meaning of Section 368(a)(1)(F) of the Code, (ii) following the Alpha Merger, Gholdco, as the “successor” to Alpha for Tax purposes, became the common
parent of the Affiliated Group; (iii) the New Alpha Contribution and the Cash Contribution followed by the Share Distribution will qualify as 

 
a tax-free reorganization within the meaning of Section 368(a)(1)(D) of the Code; and (iv) the Share Distribution will qualify as a distribution
eligible for nonrecognition under Sections 355(a) and 361(c) of the Code; 
 WHEREAS, after the Distribution Date (as defined in the
Separation Agreement), neither New Alpha, New Alpha LLC nor any of the Alpha Subsidiaries (as hereinafter defined) will be a member of the Affiliated Group for federal income tax purposes, at all times from its formation through the Distribution
Date, New Alpha LLC will be disregarded as an entity separate from New Alpha for U.S. federal income tax purposes, and at all times from its formation through the Distribution Date, Generico will be disregarded as an entity separate from New Alpha
or Gholdco for U.S. federal income tax purposes; 
 WHEREAS, after the Share Distribution the Affiliated Group shall continue and Gholdco
shall be treated as the common parent of the Affiliated Group for federal income tax purposes; and 
 WHEREAS, the Generico Group and the
Alpha Group (as hereinafter defined) desire on behalf of themselves and their successors to set forth their rights and obligations with respect to Taxes due for periods before, on and after the Distribution Date. 
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

 ARTICLE I 
 DEFINITIONS 
 SECTION 1.01. General. Capitalized terms used in this Agreement have the meanings set forth in
this Agreement, or, when not so defined, in the Separation Agreement. As used in this Agreement, the following terms shall have the following meanings (such meanings to be equally applicable to both the singular and plural forms of the terms
defined): 
 “Affiliate” has the meaning set forth in the Separation Agreement. 
 “Affiliated Group” has the meaning set forth in the first recital. 
 “Agreement” means this Tax Allocation Agreement as the same may be amended from time to time. 
 “Alpha” has the meaning set forth in the first recital. 
 “Alpha Business” has the meaning set forth in the Separation Agreement. 
 “Alpha
Group” means New Alpha, New Alpha LLC and the Alpha Subsidiaries. 
  

 2 

 “Alpha Indemnified Parties” has the meaning set forth in the Separation Agreement.

 “Alpha Merger” has the meaning set forth in the second recital. 
 “Alpha Parties” has the meaning set forth in the preamble. 
 “Alpha Separate Group Basis” means, in the case of any Covered Group Return, the amount of Covered Group Taxes for such Covered Group
Return that would have been due if the underlying Covered Group conducted solely the Alpha Business and did not conduct the Generico Business and was computed (i) by taking into account elections and accounting methods actually used in
computing the Covered Group Taxes for such Covered Group Return and (ii) with such other adjustments as are contemplated by this Agreement. 
 “Alpha Subsidiary” means each direct and indirect Subsidiary of Alpha immediately after the Distribution. 
 “Alpha Taxes” means all Taxes to the extent related to the Alpha Business. The amount of Alpha Taxes for the 2007 taxable year shall be deemed to be zero. 
 “Claim” has the meaning set forth in Section 3.03. 
 “Code” has the meaning set forth in the first recital. 
 “Combined Return”
has the meaning set forth in Section 2.14. 
 “Controlling Party” means the party described as the Controlling Party in
accordance with Section 3.01. 
 “Covered Group” means, the group of Persons that join in the filing of a Covered Group
Return. 
 “Covered Group Return” means any Tax Return (including any consolidated, combined, or unitary Tax Return) that
includes both Alpha Taxes and Generico Taxes for a period that ends prior to or includes the Distribution Date. 
 “Covered Group
Taxes” means any Taxes reportable on a Covered Group Return. 
 “Debt Financing” has the meaning set forth in the
fifth recital. 
 “ERISA” means the Employee Retirement Income Security Act of 1974, as amended. 
 “Filing Party” has the meaning set forth in Section 2.09. 
 “Final Determination” means with respect to any issue (a) a decision, judgment, decree or other order by any court of competent
jurisdiction, which decision, judgment, decree or other order has become final and not subject to further appeal, (b) a closing 

  

 3 

 
agreement (whether or not entered into under Section 7121 of the Code) or any other binding settlement agreement (whether or not with the IRS) entered
into in connection with or in contemplation of an administrative or judicial proceeding, (c) the completion of the highest level of administrative proceedings if a judicial contest is not or is no longer available, or (d) any other final
disposition, including by reason of the expiration of the applicable statute of limitations. 
 “Generico” has the meaning
set forth in the preamble. 
 “Generico Business” has the meaning set forth in the Separation Agreement. 
 “Generico Group” means Gholdco, Generico and the Generico Subsidiaries. 
 “Generico Indemnified Parties” has the meaning set forth in the Separation Agreement. 
 “Generico Parties” has the meaning set forth in the preamble. 
 “Generico Subsidiary” means each direct and indirect Subsidiary of Generico other than a member of the Alpha Group. 
 “Generico Tainting Act” means: 
 (a) any action (or failure to take any reasonably available action) after the Distribution Date by any of the Generico Parties or any Affiliate of the Generico Parties other than an action contemplated by any of the Transaction Agreements;

 (b) any acquisition or other transaction involving the equity of any member of the Generico Group (other than the distribution of the New
Alpha Common Stock in the Share Distribution); or 
 (c) any Prohibited Act performed by any of the Generico Parties or any Affiliate of the
Generico Parties; 
 “Generico Taxes” means all Taxes to the extent related to the Generico Business. 
 “Gholdco” has the meaning set forth in the preamble. 
 “Gholdco Common Stock” has the meaning set forth in the second recital. 
 “Governmental Entity” has the meaning set forth in the Separation Agreement. 
 “Income Tax” means
any Tax measured by or imposed on or in lieu of net income. 
 “Income Tax Return” means any Tax Return relating to Income
Taxes. 
 “Indemnifiable Losses” has the meaning set forth in the Separation Agreement. 
  

 4 

 “Indemnified Parties” has the meaning set forth in Section 3.02(b). 
 “Independent Firm” has the meaning set forth in Article VI. 
 “IRS” means the United States Internal Revenue Service. 
 “Liable Party” has the meaning set forth in Section 2.09. 
 “New
Alpha” has the meaning set forth in the preamble. 
 “New Alpha Common Stock” has the meaning set forth in the
fourth recital. 
 “New Alpha LLC” has the meaning set forth in the preamble. 
 “Person” has the meaning set forth in the Separation Agreement. 
 “Post-Distribution Period” means any Taxable year or other Taxable period beginning after the Distribution Date and, in the case of any
Taxable year or other Taxable period that begins on or before and ends after the Distribution Date, that part of the Taxable year or other Taxable period that begins at the beginning of the day after the Distribution Date. 
 “Pre-Distribution Period” means any Taxable year or other Taxable period that ends on or before the close of the Distribution Date and,
in the case of any Taxable year or other Taxable period that begins on or before and ends after the Distribution Date, that part of the Taxable year or other Taxable period through the close of the Distribution Date. 
 “Prior Payments” means, for any type of Tax Return and any Taxable year, all payments previously made to a Governmental Entity in
respect of such Tax Return for such Taxable year and the amount of any overpayment for a prior Taxable period that is creditable against the liability reportable on such Tax Return for such Taxable year. 
 “Private Letter Ruling” has the meaning set forth in the Separation Agreement. 
 “Prohibited Acts” has the meaning specified in Section 4.02(a). 
 “Restricted Period” has the meaning specified in Section 4.02(a). 
 “Restructuring Taxes” means any Taxes (and other liabilities, including, without limitation, liability to stockholders and the costs of
defending against the imposition of such Taxes and other liabilities) of any member of the Generico Group or the Alpha Group arising from or attributable to one or more of the Transactions, including but not limited to (a) any failure of the
Share Distribution to constitute a tax-free distribution under Section 355 and Section 368(a)(1)(D) of the Code, or (b) any failure of any stock of New Alpha to qualify as “qualified property” within the meaning of
Section 355(c)(2) or Section 361(c)(2) of the Code because of the application of Section 355(d) or Section 355(e) of the Code to the Share Distribution. 
  

 5 

 “Ruling Request” means the ruling request and any other materials (including the
attachments and supplemental submissions to the IRS) delivered or deliverable by the Alpha Parties and others in connection with the issuance by the IRS of the Private Letter Ruling. 
 “Separation Agreement” has the meaning set forth in the fourth recital. 
 “Share Distribution” has the meaning set forth in the fourth recital. 
 “Straddle Period” has the meaning set forth in Section 2.05. 
 “Subsidiary” means, when used with respect to any Person, any corporation or other organization, whether incorporated or unincorporated,
at least a majority of the securities or other interests of which having by their terms ordinary voting power to elect a majority of the board of directors or others performing similar functions with respect to such corporation or other organization
is directly or indirectly owned or controlled by such Person or by any one or more of its Subsidiaries, or by such Person and one or more of its Subsidiaries. 
 “Tax” (and, with correlative meaning, “Taxes” and “Taxable”) has the meaning set forth in the Separation Agreement. 
 “Tax Carryover Attribute” has the meaning specified in Section 2.08. 
 “Tax Liability Issue” has the meaning set forth in Section 3.02(b). 
 “Tax Return” means any return, report or similar statement filed or required to be filed with respect to any Tax (including any attached
schedules), including, without limitation, any information return, claim for refund, amended return or declaration of estimated Tax. 
 “Transaction Taxes” has the meaning set forth in Section 2.04(b). 
 ARTICLE II 
 TAX RETURNS, TAX PAYMENTS AND TAX SHARING OBLIGATIONS 
 SECTION 2.01. Obligations to File Tax Returns. 
 (a) Gholdco shall prepare and timely file or
cause to be timely filed all Tax Returns with respect to any member of the Alpha Group or the Generico Group that are due (after taking into account any extensions properly filed) before the Distribution Date. 
 (b) From and after the Distribution Date, Gholdco shall prepare and timely file or cause to be timely filed (i) all Covered Group Returns and
(ii) any Tax Returns that relate solely to the Generico Business (including all Income Tax Returns with respect to one or more members of the Generico Group that do not include any members of the Alpha Group). 
  

 6 

 (c) From and after the Distribution Date, New Alpha shall prepare and timely file or cause to be timely
filed any Tax Returns that relate solely to the Alpha Business (including all Income Tax Returns with respect to one or more members of the Alpha Group that do not include any members of the Generico Group). 
 (d) All Covered Group Returns and all other Tax Returns relating to (i) any member of the Generico Group for Taxable years or periods ending on or
before or including the Distribution Date and (ii) any member of the Alpha Group that are required to be filed by Gholdco pursuant to this Agreement, shall (to the extent permitted by Applicable Laws) be prepared on a basis consistent with the
elections, methods of accounting, positions, conventions and principles of taxation and the manner in which any Tax item or other information is reported as reflected in comparable Tax Returns filed before the date of this Agreement, provided
that a different method can be used (x) if it would not materially increase Taxes for which the Alpha Group would be responsible under this Agreement or (y) with the prior written consent of New Alpha (such consent not to be
unreasonably withheld). The preceding sentence shall not apply to the extent (i) otherwise contemplated or required by the Ruling Request or Private Letter Ruling, or (ii) necessary to comply with any change in Applicable Laws. Consent
shall not be considered unreasonably withheld within the meaning of the second preceding sentence if such different method would increase Taxes for which the Alpha Parties would be responsible under this Agreement and for which Gholdco does not
compensate the Alpha Parties. Gholdco shall (A) make available to New Alpha any Tax Return it is responsible for filing pursuant to Section 2.01(a) at least 30 calendar days prior to filing, provided that New Alpha shall supply
Gholdco with all information regarding any member of the Alpha Group necessary for preparing such Return at least 90 calendar days prior to the due date (taking into account any available extensions) for filing such Return, and (B) make
reasonable revisions to any such Tax Return that are requested by New Alpha. 
 (e) Gholdco, New Alpha, or Alpha, as the case may be, shall
bear 100% of out-of-pocket costs, including accountants’ and attorneys’ fees, incurred in preparing any Tax Returns it is responsible for preparing and filing under Section 2.01. 
 SECTION 2.02. Obligation to Remit Taxes. 
 Gholdco and New Alpha shall each timely remit or cause to be timely remitted any Taxes due in respect of any Tax Return it is required to file or cause to be filed pursuant to Section 2.01. 
 SECTION 2.03. Tax Indemnity; Prior Agreements; Refunds. 
 (a) From and after the Distribution Date, the Alpha Parties shall indemnify, defend, and hold harmless the Generico Indemnified Parties from and against, any and all Indemnifiable Losses incurred or suffered by one or
more of the Generico Indemnified Parties in connection with, relating to, arising out of, or due to, directly or indirectly, (i) any Alpha Taxes (including, for the avoidance of doubt, any Alpha Taxes arising from a redetermination thereof from
an audit or examination of a Pre-Distribution Period or 

  

 7 

 
Straddle Period); and (ii) any amount for which New Alpha is liable under Section 2.04. Any amount payable by the Alpha Parties to the Generico
Parties with respect to any Tax pursuant to this Section 2.03(a) shall be reduced by any direct or indirect payments made by the Alpha Parties or any Alpha Affiliate with respect to such Tax after the Distribution Date to any Generico
Indemnified Party and by any Prior Payments made by or on behalf of the Alpha Parties. The portion of a Prior Payment that is deemed to be on behalf of the Alpha Parties shall be the portion which bears the same proportion to the Prior Payment as
the portion of Covered Group Taxes to which the Prior Payment relates that constitute Alpha Taxes bears to the amount of Covered Group Taxes to which the Prior Payment relates for the taxable year. As an example, if the amount of notional Taxes that
constitute Alpha Taxes for the period beginning on January 1, 2007 and ending on the Distribution Date was $20X and the amount of notional Taxes that constitute Generico Taxes for the same period was $30X, then 40 percent of any estimated Tax
payments made with respect to that period shall be deemed to have been made on behalf of the Alpha Parties. 
 (b) From and after the
Distribution Date, the Generico Parties shall indemnify, defend, and hold harmless the Alpha Indemnified Parties from and against, any and all Indemnifiable Losses incurred or suffered by one or more of the Alpha Indemnified Parties in connection
with, relating to, arising out of, or due to, directly or indirectly, (i) any Generico Taxes (including, for the avoidance of doubt, any Generico Taxes arising from a redetermination thereof from an audit or examination of a Pre-Distribution
Period or Straddle Period); and (ii) any amount for which Gholdco is liable under Section 2.04. Any amount payable by the Generico Parties to the Alpha Parties with respect to any Tax pursuant to this Section 2.03(b) shall be reduced
by any direct or indirect payments made by the Generico Parties or any Generico Affiliate with respect to such Tax after the Distribution Date to any Alpha Indemnified Party and by any Prior Payments made on behalf of the Generico Parties. The
portion of a Prior Payment that is deemed to be on behalf of the Generico Parties shall be the portion which bears the same proportion to the Prior Payment as the portion of Covered Group Taxes to which the Prior Payment relates that constitute
Generico Taxes bears to the amount of Covered Group Taxes to which the Prior Payment relates for the taxable year. 
 (c) Any and all prior
Tax sharing agreements or practices between the Generico Parties or any Gholdco Subsidiary, on the one hand, and the Alpha Parties or any Alpha Subsidiary, on the other hand, shall automatically be terminated as of the Distribution Date (other than
any such agreements set forth in the Transaction Agreements). 
 (d) From and after the Distribution Date, New Alpha shall be entitled to any
refund of or credit for Alpha Taxes, provided that the Generico Parties shall be entitled to receive and retain any refund of Taxes to the extent such refund is attributable to a Tax Carryover Attribute relating to the Generico Business. From
and after the Distribution Date, Gholdco shall be entitled to any refund of or credit for Generico Taxes. 
  

 8 

 SECTION 2.04. Restructuring Taxes; Other Taxes Relating to the Share Distribution.

 (a) Except as otherwise provided in Section 4.02(c) and in the next sentence of this Section 2.04(a), the Alpha Parties shall be
liable for 100% of any Restructuring Taxes. The Generico Parties shall be liable for any Restructuring Taxes that are imposed as a result of a Generico Tainting Act. 
 (b) Notwithstanding Section 2.04(a), the Generico Parties shall be liable for 50% and the Alpha Parties shall be liable for 50% of any sales, transfer, value added or other similar Taxes or fees (including all
real estate, transfer Taxes, real estate recording fees, patent, copyright, and trademark recording fees and similar items relating to patents, copyrights and trademarks, but excluding Restructuring Taxes) payable in connection with the transactions
contemplated by the Separation Agreement (the “Transaction Taxes”). The parties agree to timely sign and deliver such certificates or forms as are requested by the other party and may be necessary or appropriate to enable such party
to file promptly and timely the Tax Returns for such Transaction Taxes with the appropriate Taxing authorities and remit payment of the Transaction Taxes. 
 SECTION 2.05. Straddle Periods. 
 (a) The portion of any Covered Group Taxes constituting Alpha
Taxes shall be computed on an Alpha Separate Group Basis. The remaining portion of any Covered Group Taxes shall constitute Generico Taxes. 
 (b) Any Tax (including escheat liability) other than Covered Group Taxes (which Taxes are addressed in Section 2.05(a) above) shall constitute (i) an Alpha Tax to the extent it relates to the Alpha Business (including any Tax
relating to the Alpha Business attributable to a Pre-Distribution Period for which Gholdco is liable as the “successor” to Alpha for Tax purposes) and (ii) a Generico Tax to the extent it relates to the Generico Business. 

SECTION 2.06. Pre-Closing vs. Post Closing Issues. 
 (a) Notwithstanding any other provision of this Agreement, any amount arising by virtue of (i) the exercise after the Distribution Date of any compensatory option to acquire New Alpha Common Stock or Gholdco
Common Stock or (ii) the vesting after the Distribution Date of any restricted stock units in New Alpha or Gholdco shall be deductible by Gholdco, if the holder of such option or restricted stock unit was employed by Gholdco or a subsidiary of
Gholdco from the date such option or restricted stock unit was granted through the date of exercise or vesting, as applicable, and deductible by New Alpha, if the holder of such option or restricted stock unit was employed by New Alpha or a
subsidiary of New Alpha from the date such option or restricted stock unit was granted through the date of exercise or vesting, as applicable, in 

  

 9 

 
each case except as otherwise determined by the IRS in the Private Letter Ruling or a Final Determination. 
 (b) To the extent required by Applicable Laws, the Taxable year of each member of the Alpha Group shall close at the close of the Distribution Date and
the Taxable income of such year for Income Tax purposes shall be computed taking into account the principles of Treasury Regulation Section 1.1502-76(b) or of a corresponding provision under the laws of an applicable state, local, municipal or
foreign jurisdiction, except that no “ratable allocation election” for extraordinary items as defined thereunder will be made. 
 SECTION 2.07. Tax Attributes. 
 (a) Tax benefit carryforwards to Post-Distribution Periods, including net
operating loss carryforwards, net capital loss carryforwards, foreign Tax credit carryforwards and research and development credit carryforwards shall be computed and allocated between the Alpha Business and the Generico Business based on the group
that generated such item, except to the extent otherwise provided under Applicable Laws. To the extent that a Tax benefit relates to the Alpha Business but cannot as a matter of law be so allocated, the amount of such Tax benefit shall reduce any
payment obligation of the Alpha Parties under this Agreement. To the extent that the amount of any such Tax benefit exceeds any payment obligation of the Alpha Parties under this Agreement, the Generico Parties shall pay the amount of such excess to
the Alpha Parties when a benefit from such Tax benefit is realized. 
 (b) The allocation of earnings and profits between Gholdco and
the Alpha Parties shall be reasonably determined by New Alpha pursuant to Section 312(h) of the Code and the Treasury Regulations promulgated thereunder within six months of the Distribution Date. 
 SECTION 2.08. Carryback Provisions. Unless the parties otherwise agree in writing, the Alpha Parties and the Generico Parties shall elect
and shall cause each of the Alpha Subsidiaries or Generico Subsidiaries to elect, where permitted by Applicable Laws, to carry forward any loss, credit or similar Tax attribute arising in a Post-Distribution Period, with respect to a Covered Group
Return (“Tax Carryover Attribute”) that could, in the absence of such election, be carried back to a Pre-Distribution Period. Any refund or credit of Taxes resulting from the required carryback to a Covered Group Return of any Tax
Carryover Attribute attributable to the Alpha Business arising in a Post-Distribution Period shall be for the account and benefit of New Alpha; provided, however, that Gholdco shall only be required to pay such amount to New Alpha at the time
such amount is actually realized in cash, credit, refund or offset by the Generico Group after taking into account (i) all other Tax attributes of the Affiliated Group and (ii) any carryback of any Tax Carryover Attribute attributable to
the Generico Business. Any refund, credit or offset of Taxes resulting from the carryback of any Tax Carryover Attribute attributable to the Generico Business arising in a Post-Distribution Period shall be for the account and benefit of Gholdco. If
a member of the Alpha Group recognizes a 
  

 10 

 
Tax Carryover Attribute that, under Applicable Laws, must be carried back to a Pre-Distribution Period during which Alpha or any Alpha Subsidiary joined in
filing a Tax Return on a consolidated, combined, or unitary basis with one or more of Gholdco, Generico or any Gholdco Subsidiary, Gholdco shall, at the expense of New Alpha, file appropriate refund claims within a reasonable period after being
requested by New Alpha to do so, unless such filing shall materially adversely affect the liability or any attributes of the Generico Parties or any of their Affiliates under this Agreement (including the ability of any member of the Generico Group
to carry back a Tax attribute), in which case such filing shall be subject to Gholdco’s prior written consent (such consent not to be unreasonably withheld). If a refund claim for which the Alpha Parties have received payment from the Generico
Parties is subsequently disallowed by the relevant Governmental Entity, the Alpha Parties shall promptly return such payment to the Generico Parties together with any interest, penalties and additions to Tax resulting from such disallowance.

 SECTION 2.09. General Tax Payments. With respect to any Taxes for which one party (the “Liable Party”) is
liable under Article II and that are to be remitted in connection with Tax Returns to be filed by the other party (the “Filing Party”) after the Distribution Date, the Liable Party shall make any payment of estimated Taxes no later
than the fifth day after receipt of written request (but not before the fifth date preceding the due date for such payment) from the Filing Party setting forth the Filing Party’s good faith estimate of the Liable Party’s portion of the
estimated Taxes to be remitted. Promptly after the date that the Tax Return for the Taxable period is due (including extensions), the Filing Party shall provide a written request to the Liable Party describing in reasonable detail the amount of any
true-up payment owed to the Filing Party and to be made by the Liable Party or any true-up payment owed by the Filing Party to the Liable Party as a result of an overpayment by the Liable Party. A true-up payment shall be made no later than fifteen
(15) days after receipt of the written request for the true-up payment. 
 SECTION 2.10. Other Payments. Other payments
due to a party under Article II shall be due (a) in the case of the receipt or crediting of a refund, five (5) days after such receipt or crediting and (b) in the case of a Final Determination, or the completion of an audit,
assessment or examination or similar event, two (2) days prior to the date payment is to be made to the Governmental Entity. In the case of a delay in payment, the party required to have made payment shall pay interest to the other party at a
rate equal to the prime rate of Citibank, N.A. in effect on the date such payment was required to be made plus 2%. 
 SECTION 2.11.
Payment Failures. If any party required to make a payment hereunder fails to make such payment when required by this Agreement (or, if no required time period is specified, within 10 Business Days of written request by the party to whom the
payment is due), the amount due shall bear interest at a rate equal to the prime rate of Citibank, N.A. in effect on the date such payment was required to be made plus 2%. 
  

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 SECTION 2.12. Notice. Gholdco and New Alpha shall give each other prompt written notice of
any payment that may be due under this Agreement, provided that any failure to notify shall not cause any party to forfeit substantive rights, except to the extent the other party is materially prejudiced thereby. Any payment that may be due
under this Agreement is to be made by wire transfer of immediately available funds to the account designated by Gholdco or New Alpha in such notice or by any other method as shall be agreed upon by Gholdco and New Alpha. 
 SECTION 2.13. Amended Tax Returns. From and after the Distribution Date, the Generico Parties shall not, and shall not permit any of their
Affiliates to, file any amended Tax Return for any Pre-Distribution Period or Straddle Period without the prior written consent of New Alpha (such consent not to be unreasonably withheld) unless such amended Tax Return does not materially adversely
affect the liability or any attributes of the Alpha Parties or any of their Affiliates under this Agreement or the Separation Agreement (including the ability of New Alpha to carry back a Tax Carryover Attribute in accordance with
Section 2.08). 
 SECTION 2.14. Combined Tax Returns. From and after the Distribution Date, if the Generico Parties and
the Alpha Parties shall be required to file a combined Tax Return in California (a “Combined Return”), (i) Gholdco shall prepare and timely file or cause to be timely filed such Combined Return; (ii) Gholdco shall timely
remit or cause to be timely remitted any Taxes due in respect of such Combined Return; and (iii) the respective liability of each of the parties with respect to the Taxes due in respect of such Combined Return shall be determined in accordance
with Cal. Code Regs., tit. 18, § 25106.5. The amount of the respective liability of the Alpha Parties shall be Alpha Taxes and the amount of the respective liability of the Generico Parties shall be Generico Taxes. 
 SECTION 2.15. Option Deductions. 
 (a) Except as otherwise required by law, upon the exercise of any option to purchase New Alpha stock from New Alpha, New Alpha shall claim any Tax deduction attributable to such exercise on its Tax Returns and no member of the Generico
Group shall claim such deduction on its Tax Returns. Except as otherwise required by law, upon the exercise of any option to purchase Gholdco stock from Gholdco, Gholdco shall claim any Tax deduction attributable to such exercise on its Tax Returns
no member of the Alpha Group shall claim such deduction on its Tax Returns. 
 (b) Section 2.15(a) shall apply mutatis mutandis
to other equity-based compensation, including restricted stock. 
 ARTICLE III 
 TAX AUDITS 
 SECTION 3.01. Controlling Party. Except as otherwise
provided in this Agreement, Gholdco shall be the Controlling Party with respect to any Covered Group 
  

 12 

 
Tax relating to the Generico Business and New Alpha shall be the Controlling Party for any Covered Group Taxes relating to the Alpha Business. The
Controlling Party with respect to any Covered Group Tax shall have the right to control the conduct and disposition of all audits or other proceedings with respect to such Covered Group Tax, provided that New Alpha shall (subject to the other
provisions of this Agreement) have the right to conduct and lead any audit or other proceedings relating to any Restructuring Taxes, unless such Restructuring Taxes are imposed as a result of a Generico Tainting Act, in which case the Alpha Parties
and the Generico Parties shall jointly control the conduct and disposition of any audit or other proceedings with respect to such Restructuring Taxes, at the expense of the Generico Parties. 
 SECTION 3.02. Tax Contest Procedures. The Controlling Party shall have the right, in the Controlling Party’s reasonable discretion, to
resolve, settle or agree to any deficiency, claim or adjustment proposed, asserted or assessed in connection with or as a result of any Tax controversy, including (without limitation) any audit, protest, or claim for refund, competent authority
proceeding and litigation in Tax Court or any other court of competent jurisdiction (a “Tax Controversy”), with respect to any Taxes for which the Controlling Party is responsible as set forth in Section 3.01. Such control
rights shall extend to any matter pertaining to the management and control of a Tax Controversy, including execution of waivers, choice of forum, scheduling of conferences and the resolution of any Tax Item and the non-Controlling Party shall issue
to the Controlling Party any powers of attorney or consents as are necessary to permit the Controlling Party to exercise such rights. Any costs incurred in the handling or contesting of a Tax Controversy shall be borne by the Controlling Party.

 ARTICLE IV 
 COOPERATION 
 The following provisions shall apply from and after the Distribution Date. 
 SECTION 4.01. Inconsistent Actions. Each party hereto agrees to, and to cause each of its Affiliates to, (a) report the Alpha Merger
as a tax-free reorganization within the meaning of Section 368(a)(1)(F) of the Code, the Alpha Contribution followed by the Share Distribution as a tax-free reorganization within the meaning of Section 368(a)(1)(D) of the Code, and the
Share Distribution as a distribution qualifying for nonrecognition under Sections 355(a) and 361(c) of the Code on all Tax Returns and other filings, (b) comply with and take no action inconsistent with the representations and covenants
provided to the IRS in connection with obtaining the Private Letter Ruling, and (c) for the Restricted Period, not fail to be engaged in the conduct of the active trade or businesses relied upon for purposes of satisfying the requirements of
Section 355(b) of the Code for purposes of the Private Letter Ruling. For all Post-Distribution Periods, each party to this Agreement agrees to, and to cause each of its Affiliates to, in the absence of a controlling change in Applicable Laws
or circumstances, report on all Tax Returns the Tax consequences of the transactions undertaken pursuant to the Transaction Agreements in accordance with the positions taken with respect to such transactions to the extent reported on Covered Group
Returns filed in respect of such transactions. 
  

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 SECTION 4.02. Prohibited Acts. 
 (a) For 24 months following the Distribution Date (the “Restricted Period”), each of the Generico Parties and their Affiliates, on the
one hand, and each of the Alpha Parties and its Affiliates, on the other hand, agree that they will not (i) redeem or otherwise repurchase any capital stock of Gholdco or New Alpha other than pursuant to open market stock repurchase programs
meeting the requirements of Section 4.05(1)(b) of Rev. Proc. 96-30, 1996-1 C.B. 696, or (ii) enter into any agreements or arrangements with respect to transactions or events (including, but not limited to, capital contributions or
acquisitions, entering into any partnership or joint venture arrangements, stock issuances, stock acquisitions, option grants, or a series of such transactions or events (but excluding the Share Distribution)), in the case of each of clauses
(i) and (ii) above that, if considered part of a plan that includes the Share Distribution would result in one or more Persons acquiring, directly or indirectly, stock of Gholdco or New Alpha representing a “50-percent or greater
interest” therein within the meaning of Section 355(d)(4) of the Code (any act inconsistent with the acts described in Section 4.01 hereof and any act described in clauses (i) and (ii) above, collectively, the
“Prohibited Acts”). Notwithstanding the foregoing, the following shall not be considered a Prohibited Act: (v) the issuance of any compensatory options by Gholdco, (w) the issuance of any Gholdco stock pursuant to any
Gholdco compensatory option or restricted stock unit, and (x) the repurchase of any Gholdco restricted stock, in each case described in clauses (v), (w) and (x), if such action satisfies the conditions of Treasury Regulation
§ 1.355-7(d)(8)(i), and (y) the issuance of stock to a retirement plan qualified under Section 401(a) or 403(a) of the Code in a transaction that satisfies the requirements of Treasury Regulation Section 1.355-7(d)(9). For
the avoidance of doubt, any issuance of additional equity or rights to acquire new equity by Gholdco to new investors during the Restricted Period shall be considered a Prohibited Act. 
 (b) Notwithstanding the foregoing, a party may take any of the Prohibited Acts, subject to Section 2.04, if, (i) in the case of the Alpha
Parties and their Affiliates, (A) New Alpha first obtains (at its expense) an opinion in form and substance reasonably acceptable to Gholdco of Fried, Frank, Harris, Shriver & Jacobson LLP or another nationally recognized law firm or
“big four” accounting firm reasonably acceptable to Gholdco, which opinion may be based on usual and customary factual representations, or (B) at New Alpha’s request, Gholdco (at New Alpha’s expense) obtains a supplemental
ruling from the IRS, or, (ii) in the case of Gholdco and its Affiliates, (A) Gholdco first obtains (at its expense) an opinion in form and substance reasonably acceptable to New Alpha of a nationally recognized law firm or “big
four” accounting firm reasonably acceptable to New Alpha, which opinion may be based on usual and customary factual representations or (B) Gholdco (at its expense) obtains a supplemental ruling from the IRS, in each case that such
Prohibited Act(s), and any transaction related thereto, should not affect (i) the qualification of the Share Distribution under Section 355 and Section 368(a)(1)(D) of the Code and (ii) the nonrecognition of gain to Gholdco in
the Share Distribution. A party may also take any of the Prohibited Acts, subject to Section 2.04, with the written consent of the other party in the other party’s sole and absolute 

  

 14 

 
discretion. During the Restricted Period, the parties shall provide, and shall cause their respective Affiliates to provide, all information reasonably
requested by the other party relating to any transaction involving an acquisition (directly or indirectly) of that party’s stock within the meaning of Section 355(e) of the Code. The parties hereto agree that the payment of monetary
compensation would not be an adequate remedy to a breach of the obligations described in the Prohibited Acts, and each party consents to the issuance and entry of an injunction to prevent a breach of the obligations contained in the Prohibited Acts,
subject to the waiver and consent described in the preceding sentence. New Alpha represents that, to its knowledge, from the date of this Agreement until the time of the Share Distribution, and except as contemplated by the Transaction Agreements,
there will be no agreement, understanding, arrangement or substantial negotiations by Gholdco (or any of its Subsidiaries) concerning any acquisition of Gholdco stock for purposes of applying Treas. Reg. § 1.355-7(d)(3) and an opinion
and/or ruling obtained in accordance with Section 4.02(b)(ii) may assume the accuracy of such representation. 
 (c) Notwithstanding
anything in this Agreement to the contrary, a party shall be responsible for, and shall indemnify the other party and hold the other party harmless from, any Restructuring Taxes resulting from any Prohibited Act taken by such party or any of their
Affiliates, regardless of whether the exception contained in Section 4.02(b) is satisfied with respect to such act. 
 SECTION 4.03.
Cooperation with Respect to Tax Return Filings, Examinations and Tax Related Controversies. In addition to any obligations imposed pursuant to the Separation Agreement, each party shall fully cooperate with the other party and its
representatives, in a prompt and timely manner, in connection with (i) the preparation and filing of and (ii) any inquiry, audit, redetermination, examination, investigation, dispute, or litigation involving, any Tax Return required to be
filed by such other party pursuant to this Agreement. Such cooperation shall include, but not be limited to, (A) the execution and delivery to such other party of any power of attorney required to allow such other party and its counsel to
participate in or control any inquiry, audit or other administrative proceeding and to assume the defense or prosecution, as the case may be, of any suit, action or proceeding pursuant to the terms of and subject to the conditions set forth in
Article III, and (B) making available, during normal business hours, and within 15 days of any written request therefor, all books, records and information, and the assistance of all officers and employees, necessary or useful in connection
with the preparation of any Tax return or any Tax inquiry, audit, redetermination, examination, investigation, dispute, litigation or any other matter. Any recoveries by the Generico Parties, the Alpha Parties, or any of their respective Affiliates
against third parties (including awards for damages) relating to Restructuring Taxes shall be shared and allocated by the parties consistently with the allocation of the underlying Restructuring Taxes. 
  

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 ARTICLE V 
 RETENTION OF RECORDS; ACCESS 
 The Alpha Group and the Generico Group shall retain all Information in
accordance with Section 6.04 of the Separation Agreement. At or prior to the Distribution Date, New Alpha shall make available to Gholdco to copy all consolidated, combined and unitary Tax Returns of the Affiliated Group and all notes,
workpapers, correspondence and other records related thereto. 
 ARTICLE VI 
 DISPUTES 
 From and after the Distribution Date, if New Alpha and Gholdco cannot
agree on the calculation of any liability under this Agreement, or the interpretation or application of any provision under this Agreement, either party may provide to the other party written notice of intent to invoke the dispute resolution
procedures of this Article VI. Within 10 days following the receipt of such written notice, New Alpha and Gholdco shall jointly retain a nationally recognized law firm or “big four” accounting firm, which firm is independent of both
parties (the “Independent Firm”), to resolve the dispute. If the parties cannot jointly agree on an Independent Firm to resolve the dispute within the 10 day period, then each party shall select a nationally recognized law firm or
“big four” accounting firm, which firm is independent of both parties, and both law or accounting firms shall jointly select an Independent Firm which shall make the determination under this Article VI. The Independent Firm shall act as an
arbitrator to resolve all points of disagreement and its decision shall be final and binding upon all parties involved. The Independent Firm shall determine the appropriate outcome based upon this Agreement with respect to each disputed item. The
Independent Firm shall have 90 days from the date that it is selected in which to make such determinations, unless New Alpha and Gholdco mutually agree on an extension of such period or the Independent Firm, in its discretion, determines that an
extension of such period is warranted by exceptional circumstances. New Alpha and Gholdco shall provide the Independent Firm with such information or documentation as the Independent Firm deems in its discretion to be necessary for it to make the
determinations requested of it. Any determination by the Independent Firm shall be in writing. Following the decision of the Independent Firm, New Alpha and Gholdco shall each take or cause to be taken any action necessary to implement the decision
of the Independent Firm. The fees and expenses relating to the Independent Firm shall be borne by the party that such Independent Firm determines has lost the dispute. Notwithstanding the foregoing, this Article VI shall not apply to any dispute
arising under Section 2.04 or 4.02(c) with respect to the respective liability of the parties in the event Restructuring Taxes are imposed. 
  

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 ARTICLE VII 
 SURVIVAL OF LIABILITIES 
 Notwithstanding any other provision in this Agreement, any liabilities
under this Agreement shall survive for 60 days following any applicable statute of limitation; provided, however, that each party may continue to demand the full amount of payment to be made with respect to any such liabilities under this
Agreement and such liabilities shall continue to survive until paid in full in accordance with this Agreement. 
 ARTICLE VIII

 MISCELLANEOUS 
 SECTION 8.01. Entire Agreement; Construction. This Agreement, the Separation Agreement, and the Ancillary Agreements, including any annexes, schedules and exhibits hereto or thereto, and other agreements and documents referred
to herein and therein, will together constitute the entire agreement between the parties with respect to the subject matter hereof and thereof and will supersede all prior negotiations, agreements and understandings of the parties of any nature,
whether oral or written, with respect to such subject matter. Notwithstanding any other provisions in this Agreement to the contrary, in the event and to the extent that there is a conflict relating to Taxes between the provisions of this Agreement
and the provisions of the Separation Agreement or any other Ancillary Agreements the provisions of this Agreement shall control. 
 SECTION 8.02. Survival of Agreements. Except as otherwise contemplated by this Agreement, all covenants and agreements of the parties contained in this Agreement will remain in full force and effect and survive the
Distribution Date. 
 SECTION 8.03. Governing Law. This Agreement will be governed by and construed in accordance with the laws
of the State of Delaware (without giving effect to choice of law principles thereof). 
 SECTION 8.04. Notices. All notices and
other communications hereunder shall be in writing and shall be deemed duly given (i) on the date of delivery if delivered personally, (ii) upon confirmation of receipt if delivered by telefacsimile, (iii) on the first Business Day
following the date of dispatch if delivered by a recognized next-day courier service or (iv) when received if delivered by registered or certified mail, return receipt requested, postage prepaid. All notices hereunder shall be delivered as set
forth below, or pursuant to such other instructions as may be designated in writing by the party to receive such notice: 
  

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 (a) If to New Alpha or New Alpha LLC, or prior to the Share Distribution, Generico or Gholdco:

 Abraxis BioScience, Inc. 
 11755 Wilshire Boulevard 
 Suite 2000 
 Los Angeles, CA 90025 
 Fax: (310) 883-3138 
 Attention: General Counsel 
 with a copy to

 Fried, Frank, Harris, Shriver & Jacobson LLP 
 1001 Pennsylvania Avenue, NW – Suite 800 
 Washington, DC 20004 
 Fax: (202) 639-7003 
 Attention: Alan S. Kaden

 (b) If to Gholdco or Generico, to: 
 APP Pharmaceuticals, Inc., 
 1501 East Woodfield Road, Suite 300E 
 Schaumburg, Illinois 60173 
 Fax:
(847) 413-2652 
 Attention: President 
 or
to such other persons or addresses as may be designated in writing by the party to receive such notice as provided above. 
 SECTION 8.05.
Payments. Any payment that may be due under this Agreement is to be made by wire transfer of immediately available funds to the account designated by the Alpha Parties or the Generico Parties in such notice or by any other method as shall
be agreed upon by the Alpha Parties and the Generico Parties. 
 SECTION 8.06. Consent to Jurisdiction. Each of the Generico
Parties and the Alpha Parties irrevocably agrees that any legal action or proceeding with respect to this Agreement, the transactions contemplated hereby, any provision hereof, the breach, performance, validity or invalidity hereof or for
recognition and enforcement of any judgment in respect hereof brought by another party hereto or its successors or permitted assigns may be brought and determined in any federal or state court located in the State of Delaware, and each of the
Generico Parties and the Alpha Parties hereby irrevocably submits with regard to any such action or proceeding for themselves and in respect to their property, generally and unconditionally, to the exclusive jurisdiction of the aforesaid courts.
Each of the Generico Parties and the Alpha Parties hereby irrevocably waives, and agrees not to assert, by way of motion, as a defense, counterclaim or otherwise, in any action or proceeding with respect to this Agreement, the transactions
contemplated hereby, any provision hereof or the breach, performance, enforcement, validity or invalidity hereof, (a) any claim that it is not personally subject to the jurisdiction of the 
  

 18 

 
above-named courts for any reason other than the failure to lawfully serve process, (b) that it or its property is exempt or immune from jurisdiction of
any such court or from any legal process commenced in such courts (whether through service of notice, attachment prior to judgment, attachment in aid of execution of judgment, execution of judgment or otherwise) and (c) to the fullest extent
permitted by Applicable Laws, that (i) the suit, action or proceeding in any such court is brought in an inconvenient forum, (ii) the venue of such suit, action or proceeding is improper and (iii) this Agreement, or the subject matter
hereof, may not be enforced in or by such courts. 
 SECTION 8.07. Amendments. This Agreement cannot be amended except by a
written agreement executed by New Alpha and Gholdco. 
 SECTION 8.08. Assignment. No party to this Agreement will (or permit
any of the members of its Group to) convey, assign or otherwise transfer any of its rights or obligations under this Agreement, in whole or in part, without the prior written consent of the other parties in their sole and absolute discretion;
provided that the Generico Parties may assign this Agreement and all of their rights hereunder to their lenders and debt providers for collateral security purposes. Any conveyance, assignment or transfer requiring the prior written consent of
the other parties pursuant to this Section 8.08 that is made without such consent will be void ab initio. No assignment of this Agreement will relieve the assigning party of its obligations hereunder. This Agreement shall be binding upon and
inure to the benefit of the parties hereto and their respective successors and permitted assigns. The obligations of New Alpha and New Alpha LLC under this Agreement shall be binding upon any Person that acquires all or substantially all the assets
or stock of New Alpha, whether by merger, amalgamation or consolidation, asset purchase, stock purchase or subscription or otherwise, and New Alpha shall not enter into any agreement for any such transaction that does not so expressly provide in
writing. The obligations of Generico and Gholdco under this Agreement shall be binding upon any Person that acquires all or substantially all the assets or stock of Gholdco, whether by merger, amalgamation or consolidation, asset purchase, stock
purchase or subscription or otherwise, and Gholdco shall not enter into any agreement for any such transaction that does not so expressly provide in writing. 
 SECTION 8.09. Captions; Currency. The article, section and paragraph captions herein and the table of contents hereto are for convenience of reference only, do not constitute part of this Agreement and
will not be deemed to limit or otherwise affect any of the provisions hereof. Unless otherwise specified, all references herein to numbered articles or sections are to articles and sections of this Agreement and all references herein to schedules
are to schedules to this Agreement. Unless otherwise specified, all references contained in this Agreement, in any schedule referred to herein or in any instrument or document delivered pursuant hereto to dollars or “$” shall mean
United States Dollars. 
 SECTION 8.10. Severability. If any provision of this Agreement or the application thereof to any
Person or circumstance is determined by a court of competent jurisdiction to be invalid, void or unenforceable, the remaining provisions hereof, or the 
  

 19 

 
application of such provision to Persons or circumstances other than those as to which it has been held invalid or unenforceable, will remain in full force
and effect and will in no way be affected, impaired or invalidated thereby. If the economic or legal substance of the transactions contemplated hereby is affected in any manner adverse to any party as a result thereof, the parties will negotiate in
good faith in an effort to agree upon a suitable and equitable substitute provision to effect the original intent of the parties. 
 SECTION 8.11. Parties in Interest. This Agreement is binding upon and is for the benefit of the parties hereto and their respective successors and permitted assigns. This Agreement is not made for the benefit of any Person not
a party hereto, and no Person other than the parties hereto or their respective successors and permitted assigns will acquire or have any benefit, right, remedy or claim under or by reason of this Agreement. 
 SECTION 8.12. Schedules. All schedules attached hereto are hereby incorporated in and made a part of this Agreement as if set forth in full
herein. Capitalized terms used in the schedules hereto but not otherwise defined therein will have the respective meanings assigned to such terms in this Agreement. 
 SECTION 8.13. Waivers; Remedies. Any agreement on the part of a party hereto to waive the performance by the other party of any of its covenants hereunder shall be valid only if set forth in a written
instrument signed on behalf of such party. No failure or delay on the part of either the Generico Parties or the Alpha Parties in exercising any right, power or privilege hereunder will operate as a waiver thereof, nor will any waiver on the part of
either the Generico Parties or the Alpha Parties of any right, power or privilege hereunder operate as a waiver of any other right, power or privilege hereunder, nor will any single or partial exercise of any right, power or privilege hereunder
preclude any other or further exercise thereof or the exercise of any other right, power or privilege hereunder. 
 SECTION 8.14.
Counterparts. This Agreement may be executed in separate counterparts, each such counterpart being deemed to be an original instrument, and all such counterparts will together constitute the same agreement. 
 SECTION 8.15. Performance. The Generico Parties will cause to be performed and hereby guarantee the performance of all actions, agreements
and obligations set forth herein to be performed by any of their Subsidiaries. The Alpha Parties will cause to be performed and hereby guarantee the performance of all actions, agreements and obligations set forth herein to be performed by any of
their Subsidiaries. 
 SECTION 8.16. Enforcement. The parties agree that irreparable damage would occur in the event that any
of the provisions of this Agreement were not performed in accordance with their specific terms. It is accordingly agreed that the parties shall be entitled to pursue specific performance of the terms hereof, this being in addition to any other
remedy to which they are entitled at law or in equity. 
  

 20 

 SECTION 8.17. Interpretation. Any reference herein to any federal, state, local, or
foreign law shall be deemed also to refer to all rules and regulations promulgated thereunder, unless the context requires otherwise. For the purposes of this Agreement, (a) words in the singular shall be held to include the plural and vice versa
and words of one gender shall be held to include the other gender as the context requires, (b) the terms “hereof”, “herein”, and “herewith” and words of similar import shall, unless otherwise stated, be construed to
refer to this Agreement as a whole and not to any particular provision of this Agreement and (c) the word “including” and words of similar import when used in this Agreement shall mean “including, without limitation”. 

SECTION 8.18. Mutual Drafting. This Agreement shall be deemed to be the joint work product of the Generico Parties and the Alpha Parties
and any rule of construction that a document shall be interpreted or construed against a drafter of such document shall not be applicable. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 
  

 21 

 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their duly authorized representatives.

  

			
	ABRAXIS BIOSCIENCE, INC. (f/k/a GENERICO HOLDINGS, INC.)
		
	By:	 	  

	Name:	 	
	Title:	 	
	
	GENERICO, LLC
		
	By:	 	  

	Name:	 	
	
	NEW ABRAXIS, LLC
		
	By:	 	  

	Name:	 	
	Title:	 	
	
	NEW ABRAXIS, INC.
		
	By:	 	  

	Name:	 	
	Title:	 	

  

 22 

 TABLE OF CONTENTS 
  

							
	 	  	 	  	 	  	PAGE
	ARTICLE I DEFINITIONS	  	2
				
		  	SECTION 1.01.	  	General.	  	2
		
	ARTICLE II TAX RETURNS, TAX PAYMENTS AND TAX SHARING OBLIGATIONS	  	6
				
		  	SECTION 2.01.	  	Obligations to File Tax Returns.	  	6
		  	SECTION 2.02.	  	Obligation to Remit Taxes.	  	7
		  	SECTION 2.03.	  	Tax Indemnity; Prior Agreements; Refunds.	  	7
		  	SECTION 2.04.	  	Restructuring Taxes; Other Taxes Relating to the Share Distribution.	  	9
		  	SECTION 2.05.	  	Straddle Periods.	  	9
		  	SECTION 2.06.	  	Pre-Closing vs. Post Closing Issues.	  	9
		  	SECTION 2.07.	  	Tax Attributes.	  	10
		  	SECTION 2.08.	  	Carryback Provisions.	  	10
		  	SECTION 2.09.	  	General Tax Payments.	  	11
		  	SECTION 2.10.	  	Other Payments.	  	11
		  	SECTION 2.11.	  	Payment Failures.	  	11
		  	SECTION 2.12.	  	Notice.	  	12
		  	SECTION 2.13.	  	Amended Tax Returns.	  	12
		  	SECTION 2.14.	  	Combined Tax Returns.	  	12
		
	ARTICLE III TAX AUDITS	  	12
				
		  	SECTION 3.01.	  	Controlling Party.	  	12
		  	SECTION 3.02.	  	Tax Contest Procedures	  	13
		
	ARTICLE IV COOPERATION	  	13
				
		  	SECTION 4.01.	  	Inconsistent Actions.	  	13
		  	SECTION 4.02.	  	Prohibited Acts.	  	14
		  	SECTION 4.03.	  	Cooperation with Respect to Tax Return Filings, Examinations and Tax Related Controversies.	  	15
		
	ARTICLE V RETENTION OF RECORDS; ACCESS	  	16
		
	ARTICLE VI DISPUTES	  	16
		
	ARTICLE VII SURVIVAL OF LIABILITIES	  	17
		
	ARTICLE VIII MISCELLANEOUS	  	17

  

 1 

 TABLE OF CONTENTS 
  

							
	 	 	 	  	 	  	PAGE
		 	SECTION 8.01.	  	Entire Agreement; Construction.	  	17
		 	SECTION 8.02.	  	Survival of Agreements.	  	17
		 	SECTION 8.03.	  	Governing Law.	  	17
		 	SECTION 8.04.	  	Notices.	  	17
		 	SECTION 8.05.	  	Payments.	  	18
		 	SECTION 8.06.	  	Consent to Jurisdiction.	  	18
		 	SECTION 8.07.	  	Amendments.	  	19
		 	SECTION 8.08.	  	Assignment.	  	19
		 	SECTION 8.09.	  	Captions; Currency.	  	19
		 	SECTION 8.10.	  	Severability.	  	19
		 	SECTION 8.11.	  	Parties in Interest.	  	20
		 	SECTION 8.12.	  	Schedules.	  	20
		 	SECTION 8.13.	  	Waivers; Remedies.	  	20
		 	SECTION 8.14.	  	Counterparts.	  	20
		 	SECTION 8.15.	  	Performance.	  	20
		 	SECTION 8.16.	  	Enforcement.	  	20
		 	SECTION 8.17.	  	Interpretation.	  	21
		 	SECTION 8.18.	  	Mutual Drafting.	  	21

  

 2

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