Document:

Exhibit 4.7

 

 

September 6, 2014

 

Cosi, Inc.

294 Washington Street, Suite 510

Boston, MA 02108

 

Re: Cosi, Inc. - Rights Offer

 

This Letter of Agreement (“Agreement”)
sets forth the terms and conditions of the engagement of D.F. King & Co., Inc. (“D.F. King ”), a division of American
Stock Transfer & Trust Company, LLC, as information agent by Cosi, Inc. (“COSI”) in connection with the rights
offer for its common stock (the “Offer”).

 

Services: D.F. King shall
perform the following services:

 

		a)	Review the documents and make recommendations where appropriate;

 

		b)	Devise and implement the most efficient strategy for both “street-name” and registered
shareholders and recommend the specific tactics necessary to maximize participation;

 

		c)	Provide a toll-free number for shareholder queries and a direct line for any questions from banks
and brokers;

 

		d)	Notify banks, brokers and agents of the offering through direct contact or e-mail, while performing
follow-up communication where necessary with those firms which do not respond to the initial notice;

 

		e)	Follow up with banks and brokers (including Broadridge) to confirm receipt of all material and
make certain that all material has been forwarded in a timely manner;

 

		f)	Commence a telephone solicitation campaign from selected unsubscribed registered and “street-name”
retail holders, if mutually agreed;

 

		g)	Contact the reorganization departments of banks and brokers to solicit information regarding participation
of their beneficial holders;

 

		h)	Provide timely reports to COSI detailing the progress of the direct solicitation of registered
and “street-name” retail holders (if such a campaign is incorporated) and providing any feedback obtained from the
reorganization department of banks and brokers.

 

    	 

    	 

    

 

Fees. In consideration
of D.F. King providing the services listed above, COSI shall pay D.F. King the fees listed below plus all reasonable out-of-pocket
expenses. The fees are the following:

 

		a.	$6,500 within ten days following the date COSI receives a fully executed copy of this Agreement;

 

		b.	Extension fee of $500 for each extension after the original expiration date, payable after expiration
of the rights offering (provided, however, that the parties agree that a period of 10 consecutive days announced for example as
two separate extensions shall constitute a single extension for purposes of the extension fee, and an extension of 20 consecutive
days which is announced as a single extension shall constitute only one extension for purposes of the extension fee); and

 

		c.	Out of pocket expenses at the completion or termination of the Offer.

 

The expenses are as follows:

 

		a)	expenses incidental to the information agency, including postage and freight charges incurred in
delivering exchange offer materials;

 

		b)	expenses incurred by D.F. King in working with its agents or other parties involved in the Offer,
including charges for bank threshold lists, data processing, telephone directory assistance, facsimile transmissions or other forms
of electronic communication;

 

		c)	expenses incurred by D.F. King at COSI’s request or for COSI’s convenience, including
copying expenses, expenses relating to the printing of additional and/or supplemental material and travel expenses of D.F. King’s
executives;

 

		d)	any other fees and expenses authorized by COSI and resulting from extraordinary contingencies which
arise during the course of solicitation, including fees and expenses for tombstone advertising (including production and posting),
media relations, stock watch and analytical services; and

 

		e)	expense of $4.50 per telephone call for outbound and inbound calls to shareholders for the first
200 calls, and $4.00 per telephone call for each call in excess of 200 calls.

 

Compliance with Applicable Laws.
COSI and D.F. King hereby represent to one another that each shall use its best efforts to comply with all applicable laws relating
to the exchanging of shares in the Offer, including, without limitation, the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), and the rules and regulations promulgated thereunder.

 

Indemnification. COSI hereby
covenants and agrees to indemnify, reimburse and hold D.F. King and its officers, directors, employees and agents harmless against
any loss, liability or reasonable expense (including legal and other fees and expenses) incurred by D.F. King brought by third
parties against D.F. King which directly related to or arise out of the performance of the Services hereunder, except for such
losses, liabilities or expenses incurred as a result of its gross negligence, bad faith or willful misconduct. D.F. King shall
not settle or compromise any claim for which it seeks indemnification hereunder without the prior written consent of COSI. COSI
shall have the right to control the defense of any claim for which D.F. King seeks indemnification hereunder, and D.F. King shall
cooperate with COSI in its defense of any such claim. In addition the prevailing party in any final, non-appealable determination
shall be entitled to reasonable attorneys’ fees and court costs in any action between the parties to enforce the provisions
of this Agreement, including the indemnification rights contained in this paragraph. The indemnity obligations set forth in this
paragraph shall survive the termination of this Agreement.

 

Governing Law. This Agreement
shall be governed by the substantive laws of the State of New York without regard to its principles of conflicts of laws, and shall
not be modified in any way, unless pursuant to a written agreement which has been executed by each of the parties hereto. The parties
agree that any and all disputes, controversies or claims arising out of or relating to this Agreement (including any breach hereof)
shall be subject to the jurisdiction of the federal and state courts in New York.

 

    	 

    	 

    

 

Confidentiality. D.F. King
agrees to preserve the confidentiality of (i) all material non-public information provided by COSI or its agents for D.F. King’s
use in fulfilling its obligations hereunder and (ii) any information developed by D.F. King based upon such material non-public
information (collectively, “Confidential Information”). COSI agrees that all reports, documents and other work product
provided to COSI by D.F. King pursuant to the terms of this Agreement are for the exclusive use of COSI and may not be disclosed
to any other person or entity other than COSI’ representatives and advisors without the prior written consent of D.F. King,
which consent shall not be unreasonably withheld. The confidentiality obligations set forth in this paragraph shall survive the
termination of this Agreement.

 

This Agreement constitutes the entire agreement
and supersedes all prior agreements and understandings, both written and oral, among the parties hereto with respect to the subject
matter hereof. This Agreement shall be binding upon all successors to COSI (by operation of law or otherwise).

 

This Agreement may be executed in counterparts,
each of which shall be deemed an original and all of which taken together shall constitute one and the same instrument. Signature
by facsimile or other similar electronic transmission will have the same force and effect as an original.

 

If the above is agreed to by you, please
execute and return a signed, dated copy of this Agreement to D.F. King & Co., Inc., 48 Wall Street, 22nd Floor,
New York, NY 10005, Attn: Peter Tomaszewski.

 

	Agreed
    to and accepted as of 	 
	the date first set
    forth above:	 
	 	 
	 Cosi, Inc.	D.F. King & Co.,
    Inc.
	 	 
	By:Vicki
Baue
	By:Peter
Tomaszewski

	 	 
	Title:Vice
    President	Title:Vice
    PresidentEX-10.1

 EXHIBIT 10.1 

Confidential Materials omitted and filed separately with the 

Securities and Exchange Commission. Double asterisks denote omissions. 

 
 

 
 July 31, 2014 

Mr. Greg Melvin 
 Business Development Manager 

134 Rio Robles Drive 
 San Jose, CA 95134 

Reference: Global Supply Agreement (GSA), dated April 21, 2005 

Dear Greg: 
 The parties acknowledge that they are still
negotiating an amendment to the current GSA which (in addition to other provisions) would create an evergreen term for the amended GSA. MKS has asked for additional time to review Applied’s latest proposal for this amendment and so the parties
agree to extend the GSA beyond July 30, 2014 until August 31, 2014. 
 In the interest of a successful conclusion to negotiations, the following
performance criteria will be required of both parties during this period: 
  

	 	1.	Two Business Days (48 hours) turnaround of agreement drafts 

  

	 	2.	Daily discussions between the parties led by Commodity Business Manager (Applied) and Account Manager (MKS) on contractual language topics that are unresolved 

 

	 	3.	If negotiations are not completed by August 14th, a negotiation review with the executives of both parties will be held no later than August 18th at a time and location to be determined by Applied

 Unless the GSA is terminated sooner, the term of the GSA will now expire on August 31st. If, however, MKS fails to perform to the
criteria listed above, or if an additional extension period is required, Applied, at its discretion, can modify payment terms which Applied had previously agreed could stay “as is” to Applied’s standard payment terms of net [**] days
for a period of no less than [**] days. 
 All other terms and conditions of the GSA remain unchanged. Additionally, any addenda or other agreements that
expire upon the expiration or termination of the GSA shall also be extended through August 31st, unless terminated sooner in accordance with their terms. 
  

	
	Sincerely,
	
	/s/ John A. Casey
	
	John A. Casey
	Sr. Commodity Business Manager

  

					
	 /s/ John A. Casey
	 		 	 8/1/14

	Applied Materials	 		 	Date
			
	 /s/ Greg Melvin
	 		 	 8/1/14

	MKS Instruments	 		 	Date

  
 

 
 August 29, 2014 

Mr. Greg Melvin 
 Business Development Manager 

134 Rio Robles Drive 
 San Jose, CA 95134 

Reference: Global Supply Agreement (GSA) Extension Letter, dated July 31st, 2014 

Dear Greg: 
 The parties acknowledge that they are still
negotiating an amendment to the current GSA which (in addition to other provisions) would create an evergreen term for the amended GSA. 
 The parties have
agreed that additional time is required to complete negotiations. The expiration date for the current extension letter is modified from August 31st, 2014 to September 15th, 2014. 
 All other terms and conditions of the GSA remain unchanged. Additionally, any addenda or other
agreements that expire upon the expiration or termination of the GSA shall also be extended through September 15th, unless terminated sooner in accordance with their terms. 

 

	
	Sincerely,
	
	/s/ John A. Casey
	
	John A. Casey
	Sr. Commodity Business Manager

  

					
	 /s/ John A. Casey
	 		 	 8/29/14

	Applied Materials	 		 	Date
			
	 /s/ Greg Melvin
	 		 	 8/29/14

	MKS Instruments	 		 	Date

  
 

 
 September 15, 2014 

Mr. Greg Melvin 
 Business Development Manager 

134 Rio Robles Drive 
 San Jose, CA 95134 

Reference: Global Supply Agreement (GSA) Extension Letter, dated July 31st, 2014 

Dear Greg: 
 The parties acknowledge that they are still
negotiating an amendment to the current GSA which (in addition to other provisions) would create an evergreen term for the amended GSA. 
 The parties have
agreed that additional time is required to complete negotiations. The expiration date for the current extension letter is modified from September 15th 2014 to September 30th, 2014. 

All other terms and conditions of the GSA remain unchanged. Additionally; any addenda or other agreements that expire upon the expiration or termination of
the GSA shall also be extended through September 30th, unless terminated sooner in accordance with their terms. 
  

	
	Sincerely,
	
	/s/ John A. Casey
	
	John A. Casey
	Sr. Commodity Business Manager

  

					
	 /s/ John A. Casey
	 		 	 9/15/14

	Applied Materials	 		 	Date
			
	 /s/ Greg Melvin
	 		 	 9/15/14

	MKS Instruments	 		 	Date

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