Document:

Exhibit 4.1(c)

 

AMENDMENT NO. 3 dated as of February 14, 2008 (this
“Amendment”) to the LOAN AND SECURITY AGREEMENT dated as of June 30,
2003, as amended by Amendment No. 1 dated as of September 29, 2003
and as further amended by Amendment No. 2 dated as of December 15,
2005 (as the same may be amended, supplemented or otherwise modified, renewed
or replaced from time to time, the “Credit Agreement”), by and between BELPORT
CAPITAL FUND LLC, a Delaware limited liability company (the “Borrower”)
and DRESDNER KLEINWORT HOLDINGS I, INC. (formerly known as DRKW HOLDINGS, INC.),
a Delaware corporation, as lender (the “Lender”).

 

WHEREAS, on June 30, 2003, the Borrower and the
Lender entered into the Credit Agreement pursuant to which the Lender made
available to the Borrower a term loan in the aggregate principal amount of $221,000,000;

 

WHEREAS, immediately prior to the Effective Date (as
defined herein) of this Amendment and after giving effect to all prior
amendments to the Credit Agreement and all prior prepayments, an aggregate
principal amount of $218,500,000 was outstanding under the term loan;

 

WHEREAS, the Borrower has requested that the Lender increase
the amount of the term loan by $14,000,000 to an aggregate principal amount of
$232,500,000;

 

WHEREAS, the Borrower and the Lender have mutually
agreed, subject to the terms and conditions of this Amendment, to amend certain
provisions of the Credit Agreement, as set forth herein, in order to clarify
certain definitions;

 

NOW, THEREFORE, in consideration of the premises and
of the mutual agreements herein contained, the parties hereto agree as follows:

 

SECTION 1. 
Amendments.  Subject to the
satisfaction of the conditions precedent set forth in Section 3 hereof,
the Credit Agreement is hereby amended as of the Effective Date (as defined in Section 3
hereof) as follows:

 

(A)      Section 2.1 of the Credit Agreement
is hereby amended in its entirety to read as follows:

 

“2.1         Loan.  The Lender agrees, on the terms and
conditions set forth herein, (i) to make (x) a Loan to the Borrower
on the Closing Date in an aggregate principal amount of $221,000,000, (y) a
Loan to the Borrower on September 29, 2003 in an aggregate principal
amount of $9,500,000 and (z) a Loan to the Borrower on 

 

 

February 14, 2008 in an aggregate principal
amount of $14,000,000 and (ii) concurrently with any prepayment made by a
Designated Fund under a loan facility provided by the Lender to such Designated
Fund in connection with a transfer of assets from such Designated Fund to the
Borrower, to make an additional Loan to the Borrower in an aggregate principal
amount equal to the amount of such prepayment.”

 

(B)       Section 2.2(b) of the Credit
Agreement is hereby amended by deleting the figure “$230,500,000” and inserting
the figure “$232,500,000” in lieu thereof.

 

SECTION 2. 
Representations and Warranties. 
The Borrower hereby represents and warrants that:

 

(A)      after giving effect to this Amendment, the
representations and warranties contained in the Credit Agreement are true and
correct in all material respects on and as of the date hereof as if such
representations and warranties had been made on and as of the date hereof
(except to the extent that any such representations and warranties specifically
relate to an earlier date); and

 

(B)       after giving effect to this Amendment, no
Event of Default or Default will have occurred and be continuing on and as of
the date hereof.

 

SECTION 3. 
Conditions Precedent.  The
effectiveness of this Amendment is subject to the satisfaction in full of each
of the conditions precedent set forth in this Section 3 (the date on which
all such conditions have been satisfied being herein called the “Effective Date”):

 

(A)      the Lender shall have received executed
counterparts of this Amendment which, when taken together, bear the signatures
of the Borrower and the Lender;

 

(B)       the Lender shall have received a new Note
executed by the Borrower in an aggregate principal amount of $232,500,000 to be
exchanged for and replace the prior Note delivered by the Borrower in an
aggregate principal amount of $230,500,000;

 

(C)       the Borrower shall have received from the
Lender the prior Note in an aggregate principal amount of $230,500,000 for
cancellation;

 

(D)      the Lender shall have received the written
opinion of counsel to the Borrower, dated the date hereof and addressed to the
Lender, in form and substance satisfactory to counsel to the Lender;

 

(E)       the Lender shall have received such other
documents as the Lender may reasonably request; and

 

(F)       all legal matters incident to this Amendment
shall be satisfactory to counsel to the Lender.

 

 

SECTION 4.           Miscellaneous.

 

(A)      Capitalized terms used herein and not
otherwise defined herein shall have the meanings as defined in the Credit
Agreement.

 

(B)       Except as expressly amended hereby, the Credit
Agreement shall remain in full force and effect in accordance with the original
terms thereof.

 

(C)       The amendments herein contained are
limited specifically to the matters set forth above and do not constitute
directly or by implication an amendment or waiver of any other provision of the
Credit Agreement or any default which may occur or may have occurred under the
Credit Agreement.

 

(D)      This Amendment may be executed in any
number of counterparts, each of which shall constitute an original, but all of
which when taken together shall constitute one and the same instrument.

 

(E)       This Amendment shall constitute a
Fundamental Document.

 

(F)       This Amendment shall be governed by, and
construed in accordance with, the laws of the State of New York.

 

[REMAINDER OF PAGE
INTENTIONALLY LEFT BLANK]

 

 

IN WITNESS WHEREOF, the undersigned have caused this
Amendment to be duly executed as of the date first written above.

 

	
   

  	
  Borrower:

  
	
   

  	
   

  
	
   

  	
  BELPORT CAPITAL FUND LLC, as Borrower

  
	
   

  	
   

  
	
   

  	
  By:

  	
  EATON VANCE MANAGEMENT, as

  Manager

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By: 

  	
            /s/
  Andrew Frenette

  
	
   

  	
  Name: 

  	
  Andrew Frenette

  
	
   

  	
  Title:

  	
  Vice President

  
	
   

  	
  Address: 

  	
  The Eaton Vance Building

  
	
   

  	
   

  	
  255 State Street

  
	
   

  	
   

  	
  Boston, Massachusetts 02109

  
	
   

  	
  Telephone No.: (617) 482-8260

  
	
   

  	
  Telecopier No.: (617) 482 3836

  
					

 

 

	
   

  	
  Lender:

  
	
   

  	
   

  
	
   

  	
  DRESDNER KLEINWORT HOLDINGS I, INC.,

  as Lender

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
          /s/
  Gregory Rayker

  
	
   

  	
  Name:

  	
  Gregory Raykher

  
	
   

  	
  Title:

  	
  President

  
	
   

  	
  Address:

  	
  1301 Avenue of the Americas

  
	
   

  	
   

  	
  New York, New York 10019

  
	
   

  	
  Telephone No.:  (212) 969-7909

  
	
   

  	
  Telecopier No.:  (212) 969-7850

  
				

 

 

	
   

  	
  ACKNOWLEDGED AND ACCEPTED

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  Investment Manager:

  
	
   

  	
   

  
	
   

  	
  WELLS FARGO BANK, NATIONAL

  ASSOCIATION, successor-by-merger to Wells

  Fargo Bank Minnesota, National Association, as

  Investment Manager

  
	
   

  	
   

  
	
   

  	
  By: 

  	
          /s/
  Kristen L. Puttin

  
	
   

  	
  Name:

  	
  Kristen L. Puttin

  
	
   

  	
  Title:

  	
  Corporate Trust Officer

  
	
   

  	
  Address:

  	
  Sixth Street and Marquette Avenue

  
	
   

  	
   

  	
  MAC N9311-161

  
	
   

  	
   

  	
  Minneapolis, MN 55479

  
	
   

  	
   

  	
  Attention: Corporate Trust

  
	
   

  	
   

  	
  Services/Asset-

  
	
   

  	
   

  	
  Backed Administration

  
	
   

  	
  Telephone No.:  (612) 667-8058

  
	
   

  	
  Telecopier No.:  (617) 667-3539Exhibit 99.(4.1)(F)

 

AMENDMENT
NO. 6 dated as of October 10, 2007 (this “Amendment”) to the LOAN
AND SECURITY AGREEMENT dated as of July 15, 2003, as amended by Amendment No. 1
dated as of November 4, 2003, as further amended by Amendment No. 2
dated as of March 16, 2004, as further amended by Amendment No. 3
dated as of December 15, 2005, as further amended by Amendment No. 4
dated as of December 15, 2005 and as further amended by Amendment No. 5
dated as of June 30, 2006 (as the same may be further amended,
supplemented or otherwise modified, renewed or replaced from time to time, the “Credit
Agreement”), by and between BELROSE CAPITAL FUND LLC, a Delaware limited
liability company (the “Borrower”) and DRESDNER KLEINWORT HOLDINGS I,
INC. (formerly known as DRKW HOLDINGS, INC.), a Delaware corporation, as lender
(the “Lender”).

 

WHEREAS, on July 15, 2003, the Borrower and the
Lender entered into the Credit Agreement pursuant to which the Lender made
available to the Borrower a term loan in the aggregate principal amount of
$168,000,000;

 

WHEREAS, on November 4, 2003, the Borrower and
the Lender entered into Amendment No. 1 to the Credit Agreement pursuant
to which the Lender increased the amount of the term loan by $9,000,000, so
that, after giving effect to all prior prepayments, an aggregate principal
amount of $177,000,000 was outstanding under the term loan;

 

WHEREAS, on March 16, 2004, the Borrower and
Lender entered into Amendment No. 2 to the Credit Agreement pursuant to
which the Lender increased the amount of the term loan by a further
$39,000,000, so that, after giving effect to all prior prepayments, an
aggregate principal amount of $216,000,000 was outstanding under the term loan;

 

WHEREAS, on December 15, 2005, the Borrower and
Lender entered into Amendment No. 3 to the Credit Agreement pursuant to
which the Lender increased the amount of the term loan by an additional
$26,500,000, so that, after giving effect to all prior prepayments, an
aggregate principal amount of $242,500,000 was outstanding under the term loan;

 

 

WHEREAS, on June 30, 2006, the Borrower and
Lender entered into Amendment No. 5 to the Credit Agreement pursuant to
which the Lender increased the amount of the term loan by an additional
$24,000,000, so that, after giving effect to all prior prepayments, an
aggregate principal amount of $266,500,000 was outstanding under the term loan;

 

WHEREAS, the Borrower has requested the Lender to
further increase the amount of the term loan by $105,000,000 to an aggregate
principal amount of $371,500,000;

 

WHEREAS, the Borrower has requested and the Lender has
agreed, subject to the terms and conditions of this Amendment, to amend certain
provisions of the Credit Agreement, as set forth herein;

 

NOW, THEREFORE, in consideration of the premises and
of the mutual agreements herein contained, the parties hereto agree as follows:

 

SECTION 1.  Amendments.  Subject to the satisfaction of the conditions
precedent set forth in Section 3 hereof, the Credit Agreement is hereby
amended as of the Effective Date (as defined in Section 3 hereof) as
follows:

 

(A)                                                                              Section 2.1 of the Credit Agreement
is hereby amended in its entirety to read as follows:

 

                                                “2.1                           Loan.  The Lender
agrees, on the terms and conditions set forth herein, (i) to make (u) a
Loan to the Borrower on the Closing Date in an aggregate principal amount of
$168,000,000, (v) a Loan to the Borrower on November 4, 2003 in an
aggregate principal amount of $9,000,000, (w) a Loan to the Borrower on March 16,
2004 in an aggregate principal amount of $39,000,000, (x) a Loan to the
Borrower on December 15, 2005 in an aggregate principal amount of
$26,500,000, (y) a Loan to the Borrower on June 30, 2006 in an
aggregate principal amount of $24,000,000 and (z) a Loan to the Borrower
on October 10, 2007 in an aggregate principal amount of $105,000,000 and (ii) concurrently
with any prepayment made by a Designated Fund under a loan facility provided by
the Lender to such Designated Fund in connection with a transfer of assets from
such Designated Fund to the Borrower, to make an additional Loan to the
Borrower in an aggregate principal amount equal to the amount of such
prepayment.”

 

(B)                                                                                Section 2.2(b) of the Credit
Agreement is hereby amended by deleting the figure “$266,500,000” and inserting
the figure “$371,500,000” in lieu thereof.

 

(C)                                                                                Section 2.4 of the Credit Agreement
is hereby amended in its entirety to read as follows:

 

                                                “2.4                           Interest.  Interest
shall accrue on the unpaid principal amount of the Loan at the Interest Rate
from and including the Closing Date (with respect to the loan made pursuant to Section 2.1(i)(u) hereof),
November 4, 2003 (with 

 

 

respect
to the loan made pursuant to Section 2.1(i)(v) hereof), March 16,
2004 (with respect to the loan made pursuant to Section 2.1(i)(w) hereof),
December 15, 2005 (with respect to the loan made pursuant to Section 2.1(i)(x) hereof),
June 30, 2006 (with respect to the loan made pursuant to Section 2.1(i)(y) hereof),
October 10, 2007 (with respect to the loan made pursuant to Section 2.01(i)(z) hereof)
or the date that a Loan is made pursuant to Section 2.1(ii) (with
respect to such loan made pursuant to Section 2.1(ii)), and in each case,
to but excluding the date of any principal payment whether upon acceleration or
otherwise.  Interest accrued on the Loan
shall be payable on each applicable Interest Payment Date and on any day on
which the Loan is repaid whether due to acceleration or otherwise.
Notwithstanding anything in this Agreement to the contrary, the interest rate
on the Loan shall in no event be in excess of the maximum interest rate
permitted by Applicable Law.  All
interest shall accrue daily and shall be calculated on the basis of a 360-day
year and the actual number of days elapsed.”

 

SECTION 2.  Representations and Warranties.  The Borrower hereby represents and warrants
that:

 

(A)                                                                              after giving effect to this Amendment,
the representations and warranties contained in the Credit Agreement are true
and correct in all material respects on and as of the date hereof as if such
representations and warranties had been made on and as of the date hereof
(except to the extent that any such representations and warranties specifically
relate to an earlier date); and

 

(B)                                                                                after giving effect to this Amendment, no
Event of Default or Default will have occurred and be continuing on and as of
the date hereof.

 

SECTION 3.  Conditions Precedent.  The effectiveness of this Amendment is
subject to the satisfaction in full of each of the conditions precedent set
forth in this Section 3 (the date on which all such conditions have been
satisfied being herein called the “Effective Date”):

 

(A)                                                                              the Lender shall have received executed
counterparts of this Amendment which, when taken together, bear the signatures
of the Borrower and the Lender;

 

(B)                                                                                the Lender shall have received a new Note
executed by the Borrower in an aggregate principal amount of $371,500,000 to be
exchanged for and replace the prior Note delivered by the Borrower in an
aggregate principal amount of $266,500,000;

 

(C)                                                                                the Borrower shall have received from the
Lender the prior Note in an aggregate principal amount of $266,500,000 for
cancellation;

 

 

(D)                                                                               the Lender shall have received the
written opinion of counsel to the Borrower, dated the date hereof and addressed
to the Lender, in form and substance satisfactory to counsel to the Lender;

 

(E)                                                                                 the Lender shall have received such other
documents as the Lender may reasonably request; and

 

(F)                                                                                 all legal matters incident to this
Amendment shall be satisfactory to counsel to the Lender.

 

SECTION 4.  Loan.  Upon satisfaction of the conditions precedent
set forth in Section 3 hereof, the Lender shall make $105,000,000
available to the Borrower on October 10, 2007  by causing an amount of same day funds in
Dollars equal to $105,000,000 to be disbursed via Federal Funds wire transfer
to the Borrower’s account at the Custodian, ABA No. 011-001-438, Account No. 5821-5013
Control Wire Re: Belrose Capital Fund LLC – 4983, or to such other account as
to which the Borrower shall instruct the Lender in writing.

 

SECTION 5.  Miscellaneous.

 

(A)                                                                              Capitalized terms used herein and not
otherwise defined herein shall have the meanings as defined in the Credit
Agreement.

 

(B)                                                                                Except as expressly amended hereby, the
Credit Agreement shall remain in full force and effect in accordance with the
original terms thereof.

 

(C)                                                                                The amendments herein contained are
limited specifically to the matters set forth above and do not constitute
directly or by implication an amendment or waiver of any other provision of the
Credit Agreement or any default which may occur or may have occurred under the
Credit Agreement.

 

(D)                                                                               This Amendment may be executed in any
number of counterparts, each of which shall constitute an original, but all of
which when taken together shall constitute one and the same instrument.

 

(E)                                                                                 This Amendment shall constitute a
Fundamental Document.

 

(F)                                                                                 This Amendment shall be governed by, and
construed in accordance with, the laws of the State of New York.

 

[REMAINDER
OF PAGE INTENTIONALLY LEFT BLANK]

 

 

IN WITNESS WHEREOF, the undersigned have caused this
Amendment to be duly executed as of the date first written above.

 

	
   

  	
  Borrower:

  
	
   

  	
   

  	
   

  
	
   

  	
  BELROSE CAPITAL
  FUND LLC, as Borrower

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  EATON VANCE
  MANAGEMENT, as

  
	
   

  	
   

  	
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Andrew
  Frenette

  
	
   

  	
  Name:

  	
   

  	
  Andrew Frenette

  
	
   

  	
  Title:

  	
  Vice President

  
	
   

  	
  Address:

  	
  The Eaton Vance
  Building

  
	
   

  	
   

  	
  255 State Street

  
	
   

  	
   

  	
  Boston,
  Massachusetts 02109

  
	
   

  	
  Telephone No.:  (617) 482-8260

  
	
   

  	
  Telecopier No.:  (617) 482 3836

  
							

 

 

	
   

  	
  Lender:

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  DRESDNER
  KLEINWORT HOLDINGS I, INC.,

  
	
   

  	
  as Lender

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Gregory
  Raykher

  	
   

  
	
   

  	
  Name:

  	
   

  	
  Gregory Raykher

  
	
   

  	
  Title:

  	
  President

  
	
   

  	
  Address:

  	
  1301 Avenue of
  the Americas

  
	
   

  	
   

  	
  New York, New
  York 10019

  
	
   

  	
  Telephone No.:  (212) 969-7909

  
	
   

  	
  Telecopier No.:  (212) 969-7850

  
									

 

 

	
   

  	
  ACKNOWLEDGED AND
  ACCEPTED

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Investment
  Manager:

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  WELLS FARGO
  BANK, NATIONAL

  
	
   

  	
  ASSOCIATION,
  successor-by-merger to Wells

  
	
   

  	
  Fargo Bank
  Minnesota, National Association, as

  
	
   

  	
  Investment
  Manager

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Kristen L.
  Puttin

  	
   

  
	
   

  	
  Name:

  	
   

  	
  Kristen L.
  Puttin

  
	
   

  	
  Title:

  	
  Corporate Trust
  Officer

  
	
   

  	
  Address:

  	
  Sixth Street and
  Marquette Avenue

  
	
   

  	
   

  	
  MAC N9311-161

  
	
   

  	
   

  	
  Minneapolis, MN
  55479

  
	
   

  	
   

  	
  Attention:
  Corporate Trust

  
	
   

  	
   

  	
  Services/Asset-

  
	
   

  	
   

  	
  Backed
  Administration

  
	
   

  	
  Telephone No.:  (612) 667-8058

  
	
   

  	
  Telecopier No.:  (617) 667-3539

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