Document:

exv10w33

Exhibit 10.33

SS&C TECHNOLOGIES HOLDINGS, INC.

AMENDED AND RESTATED STOCK OPTION AGREEMENT

1. Grant of Option. On February 17, 2000 (the “Grant Date”), SS&C Technologies,
Inc., a Delaware corporation, granted to William C. Stone (the “Optionee”), an option (the
“Original Option”), pursuant to the Company’s 1998 Stock Incentive Plan, as amended, to purchase an
aggregate of 150,000 shares of Common Stock, $.01 par value per share, of SS&C Technologies, Inc.
at an exercise price of $3.67 per share. On November 23, 2005, the Original Option was assumed
(the “Assumption”) by SS&C Technologies Holdings, Inc. (formerly known as Sunshine Acquisition
Corporation), a Delaware corporation (the “Company”), and automatically converted into an option
(the “Assumed Option”) for the Optionee to purchase 75,000 shares of the Company’s Common Stock,
$0.01 par value per share, at an exercise price of $7.34 per share (the “Exercise Price”).
Pursuant to this Amended and Restated Stock Option Agreement, the Company and the Optionee hereby
agree that the Assumed Option shall be amended such that it becomes an option (the “Option”) for
the Optionee to purchase 75,000 shares (the “Shares”) of Class A Non-Voting Common Stock, $0.01 par
value per share, of the Company at the Exercise Price purchasable as set forth in, and subject to
the terms and conditions of, this Option and the Company’s 1998 Stock Incentive Plan, as amended
and restated by the 2006 Amendment and Restatement (the “Plan”), which is incorporated herein by
reference. Unless earlier terminated, the Option shall expire on February 17, 2010 (the “Final
Exercise Date”). Unless otherwise defined herein, the terms defined in the Plan shall have the
same defined meanings in this Option.

	o 	 	It is intended that this Option shall be an Incentive Stock Option
(“ISO”), as defined in Section 422 of the Internal Revenue Code of
1986, as amended, and any regulations promulgated thereunder (the
“Code”). To the extent that this Option is not an ISO it shall be
treated as a nonstatutory stock option.
	 
	þ 	 	It is intended that this Option shall not be an incentive stock
option as defined in Section 422 of the Code.

2. Vesting Schedule.

     In connection with the Assumption, the Option became fully vested and exercisable on November
23, 2005.

     The right of exercise shall be cumulative so that to the extent this Option is not exercised
in any period to the maximum extent permissible it shall continue to be exercisable, in whole or in
part, with respect to all Shares for which it is vested until the earlier of the Final Exercise
Date or the termination of this Option under the provisions hereof or the Plan.

3. Exercise of Option. This Option shall be exercisable during its term in
accordance with the Vesting Schedule as follows:

     (i) Right to Exercise.

     (a) This Option may not be exercised for a fraction of a Share.

          (b) In the event of the Optionee’s death or disability or if the Optionee ceases to be an
Eligible Participant (as defined below), the exercisability of this Option is governed by Sections
6 and 7 below, subject to the limitation contained in subsection 3(i)(c).

 

 

     (c) In no event may this Option be exercised after the Final Exercise Date.

     (ii) Method of Exercise. Unless the Company or its agents notify the Optionee of
alternate exercise procedures, each election to exercise this Option shall be in writing and shall
state the election to exercise this Option and the number of Shares with respect to which this
Option is being exercised. Such written notice shall be signed by the Optionee and shall be
delivered to the Secretary of the Company in person, by certified mail or by such other means
acceptable to the Company. The written notice shall be accompanied by payment of the Exercise
Price. This Option shall be deemed to be exercised upon receipt by the Company of such written
notice accompanied by the Exercise Price.

     No Shares will be issued pursuant to the exercise of this Option unless such issuance and such
exercise shall comply with all relevant provisions of law and the requirements of any stock
exchange or stock market upon which the Shares may then be listed.

4. Method of Payment. Payment of the Exercise Price shall be by any of the
following, or a combination thereof at the election of the Optionee:

     (i) cash; or

     (ii) check; or

     (iii) by delivery of an irrevocable and unconditional undertaking by a creditworthy broker to
deliver promptly to the Company sufficient funds to pay the Exercise Price, or by delivery by the
Optionee to the Company of a copy of irrevocable and unconditional instructions to a creditworthy
broker to deliver promptly to the Company cash or a check sufficient to pay the Exercise Price; or

     (iv) surrender of other shares of common stock of the Company which (A) have been owned by the
Optionee for more than six (6) months on the date of surrender, and (B) have a Fair Market Value on
the date of surrender equal to the Exercise Price of the Shares as to which the Option is being
exercised.

5. Continuous Relationship with the Company Required. Except as otherwise
provided in Section 7 below, this Option may not be exercised unless the Optionee, at the time he
or she exercises this Option, is, and has been at all times since the Grant Date of this Option, an
employee, officer or director of, or consultant or advisor to, the Company or any parent or
subsidiary of the Company as defined in Section 424(e) or (f) of the Code (an “Eligible
Participant”).

6. Termination of Relationship with the Company. In the event the Optionee ceases
to be an Eligible Participant, the Optionee may, to the extent otherwise so entitled at the date of
such termination (the “Termination Date”), exercise this Option for a period of three months
following the Termination Date. To the extent that the Optionee was not entitled to exercise this
Option at the date of such termination, or if the Optionee does not exercise this Option within the
time specified herein, this Option shall terminate. Notwithstanding the foregoing, if the Optionee,
during the term of this Option, violates the non-competition or confidentiality provisions of any
employment contract, confidentiality and nondisclosure agreement or other agreement between the
Optionee and the Company, the right to exercise this Option shall terminate immediately upon such
violation.

7. Exercise Period Upon Death or Disability. If the Optionee dies or becomes
disabled (within the meaning of Section 22(e)(3) of the Code) prior to the date of expiration of
this Option while he or she is
an Eligible Participant and the Company has not terminated such relationship for “Cause” as
specified in Section 8 below, this Option shall be exercisable, within the period of twelve (12)
months following the date of death or disability of the Optionee by the Optionee (or in the case of
death by an authorized transferee), provided that this Option shall be exercisable only to the
extent that this Option was

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exercisable by the Optionee on the date of his or her death or
disability, and further provided that this Option shall not be exercisable after the Final Exercise
Date.

8. Discharge for Cause. If the Optionee, prior to the date of expiration of this
Option, is discharged by the Company for “Cause” (as defined below), the right to exercise this
Option shall terminate immediately upon the effective date of such discharge. “Cause” shall mean
willful misconduct by the Optionee or willful failure by the Optionee to perform his or her
responsibilities to the Company (including, without limitation, breach by the Optionee of any
provision of any employment, consulting, advisory, nondisclosure, non-competition or other similar
agreement between the Optionee and the Company), as determined by the Company, which determination
shall be conclusive. The Optionee shall be considered to have been discharged for Cause if the
Company determines, within 30 days after the Optionee’s resignation, that discharge for Cause was
warranted.

9. Non-Transferability of Option. This Option may not be transferred in any
manner otherwise than by will or by the laws of descent or distribution and may be exercised during
the lifetime of Optionee only by Optionee. The terms of this Option shall be binding upon the
executors, administrators, heirs, successors and assigns of the Optionee.

10. Term of Option. This Option may be exercised only within the term expiring on
the Final Exercise Date, and may be exercised during such term only in accordance with the Plan and
the terms of this Option.

11. Withholding. No Shares will be issued pursuant to the exercise of this Option
unless and until the Optionee pays to the Company, or makes provision satisfactory to the Company
for payment of, any federal, state or local withholding taxes required by law to be withheld in
respect of this Option.

12. Acquisition Events. This Option shall become immediately exercisable in full
if, on or prior to the first anniversary of an Acquisition Event, the Optionee terminates his or
her employment for Good Reason or is terminated without Cause (for purposes of this Section 12, as
defined in the Plan) by the surviving or acquiring corporation.

[Remainder of page intentionally left blank.]

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Exhibit 10.33

	 	 	 	 	 
	 	SS&C TECHNOLOGIES HOLDINGS, INC. 	 
	 
	 	By:  	                                                     /s/ Normand A. Boulanger
 	 
	 	 	Name:  	Normand A Boulanger 	 
	 	 	Title:  	President and Chief Operating
Officer 	 
	 

     OPTIONEE ACKNOWLEDGES AND AGREES THAT NOTHING IN THIS AGREEMENT, NOR IN THE COMPANY’S 1998
STOCK INCENTIVE PLAN AS AMENDED AND RESTATED BY THE 2006 AMENDMENT AND RESTATEMENT WHICH IS
INCORPORATED HEREIN BY REFERENCE, SHALL CONFER UPON OPTIONEE ANY RIGHT WITH RESPECT TO CONTINUATION
OF EMPLOYMENT, DIRECTORSHIP, CONSULTANCY OR OTHER RELATIONSHIP WITH THE COMPANY, NOR SHALL IT
INTERFERE IN ANY WAY WITH OPTIONEE’S RIGHT OR THE COMPANY’S RIGHT TO TERMINATE OPTIONEE’S
EMPLOYMENT OR CONSULTANCY OR OTHER RELATIONSHIP ANY TIME, WITH OR WITHOUT CAUSE.

     OPTIONEE ACKNOWLEDGES AND AGREES THAT ANY SHARES ACQUIRED BY THE OPTIONEE UPON THE EXERCISE OF
THE OPTION SHALL BE SUBJECT TO THAT CERTAIN STOCKHOLDERS AGREEMENT DATED AS OF NOVEMBER 23, 2005,
AS AMENDED TO DATE, BY AND AMONG SS&C TECHNOLOGIES HOLDINGS, INC., CARLYLE PARTNERS IV, L.P., CPIV
COINVESTMENT, L.P. AND WILLIAM C. STONE.

     The Optionee acknowledges receipt of a copy of the Plan and represents that he is familiar
with the terms and provisions thereof, and hereby accepts this Option subject to all of the terms
and provisions thereof. The Optionee has reviewed the Plan and this Option in their entirety, has
had an opportunity to obtain the advice of counsel prior to executing this Option and fully
understands all provisions of this Option. The Optionee hereby agrees to accept as binding,
conclusive and final all decisions or interpretations of the Board of Directors of the Company upon
any questions arising under the Plan or this Option. The Optionee further agrees to notify the
Company upon any change in the residence address indicated below.

	 	 	 	 	 
	 	 	 
	Dated: February 16, 2010 	/s/ William C. Stone
 	 
	 	William C. Stone 

Residence Address:

12 Deer Ridge Road

Avon, CT 06001Exhibit 4(i)(10)

Exhibit 4(i)(10)

 

Supplemental Indenture No. 9

 

TUCSON ELECTRIC POWER COMPANY

to

THE BANK OF NEW YORK MELLON,

Trustee

 

Dated as of July 3, 2008

Supplemental to Indenture of Mortgage and Deed of Trust,

dated as of December 1, 1992

 

Amending the Indenture of Mortgage and Deed of Trust

 

 

This instrument constitutes a mortgage, a deed of trust and a security agreement.

 

 

 

SUPPLEMENTAL INDENTURE NO. 9, dated as of July 3, 2008, between Tucson Electric Power
Company (hereinafter sometimes called the “Company”), a corporation organized and existing
under the laws of the State of Arizona, having its principal office at One South Church Avenue, in
the City of Tucson, Arizona, as trustor, and The Bank of New York Mellon (successor in
trust to Bank of Montreal Trust Company), a banking corporation organized and existing under the
laws of the State of New York and having its principal office at 101 Barclay Street, in the Borough
of Manhattan, The City of New York, New York, as trustee (hereinafter sometimes called the
“Trustee”), under the Indenture of Mortgage and Deed of Trust, dated as of December 1, 1992,
between the Company and the Trustee (hereinafter called the “Original Indenture”), as heretofore
amended and supplemented, this Supplemental Indenture No. 9 being supplemental thereto (the
Original Indenture as heretofore amended and supplemented, and as supplemented hereby, and as it
may from time to time be further supplemented, modified, altered or amended by any supplemental
indenture entered into in accordance with and pursuant to the provisions thereof, is hereinafter
called the “Indenture”).

Recitals of the Company

WHEREAS, Subsection (k) of Section 1 of Article XIII of the Indenture provides that,
without the consent of any Holders of Bonds, the Company and the Trustee, at any time and from time
to time, may enter into one or more indentures supplemental to the Indenture, in form satisfactory
to the Trustee, to cure any ambiguity, to correct or supplement any provision therein which may be
defective or inconsistent with any other provision therein; or to make any changes to the
provisions thereof or to add other provisions with respect to matters or questions arising under
the Indenture, provided that such other changes or additions shall not adversely affect the
interests of the Holders of Bonds of any series or Tranche in any material respect; and

WHEREAS, the Company and the Trustee enter into this Supplemental Indenture No. 9 to cure
ambiguity and correct and supplement a provision contained in Section 3 of Article XV of the
Indenture, which change shall not adversely affect the interests of the Holders of Bonds of any
series or Tranche in any material respect; and

WHEREAS, effective June 3, 1999, The Bank of New York succeeded to all of the corporate trust
business of Bank of Montreal Trust Company, and, as a consequence, The Bank of New York, being
otherwise qualified and eligible under Article XII of the Original Indenture, became the successor
trustee under the Indenture without further act on the part of the parties thereto, as contemplated
by Section 11 of Article XII of the Original Indenture; and

WHEREAS, effective July 1, 2008, The Bank of New York changed its name to The Bank of New York
Mellon.

 

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NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE NO. 9 WITNESSETH, in consideration of
the premises, and of the sum of $1 duly paid to the Company by the Trustee at or before the
ensealing and delivery hereof, and for other good and valuable consideration, the receipt and
sufficiency whereof are hereby acknowledged, the Company covenants and agrees to and with the
Trustee and its successors in trust as follows:

ARTICLE I

Definitions

Section 1. Applicability of Article

For all purposes of this Supplemental Indenture No. 9, except as otherwise expressly provided
or unless the context otherwise requires, the terms defined in this Article shall have the meanings
herein specified and include the plural as well as the singular.

ARTICLE II

Amendments

Section 2. Amendment to Article XV, Section 3 of the Indenture

The Company hereby amends Section 3 of Article XV of the Indenture to read in its entirety as
follows:

“Section 3. Government Obligations and Money Held in Trust.

Neither the Government Obligations nor the money deposited with the Trustee pursuant to
Section 1 of this Article, nor the principal or interest payments on any such Government
Obligations, shall be withdrawn or used for any purpose other than, and shall be held in
trust for, the payment of the principal of and premium, if any, and interest, if any, on the
Bonds or portions of principal amount thereof in respect of which such deposit was made, all
subject, however, to the provisions of Section 6 of Article XVI; provided, however, that,
unless a Default shall have occurred and be continuing, any cash, including cash received
from such principal or interest payments on such Government Obligations deposited with the
Trustee, if not then needed for such purpose, shall, to the extent practicable, be invested
in Government Obligations of the type described in clause (b) in the first paragraph of
Section 1 of this Article maturing at such times and in such amounts as shall be sufficient
to pay when due the principal of and premium, if any, and interest, if any, due and to
become due on such Bonds or portions thereof on and prior to the maturity or redemption
date, as the case may be, thereof, and interest earned from such reinvestment shall be paid
over to the Company as received by the Trustee, free and clear of the Lien of this
Indenture; and provided, further, that, unless a Default shall have occurred and be
continuing, any moneys held by the Trustee in accordance with this Section on the maturity
or redemption date, as the case may be, of all such Bonds in excess of the amount required
to pay the principal of and premium, if any, and interest, if any, then due on such Bonds
shall be paid over to the Company free and clear of the Lien of this Indenture.”

 

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ARTICLE III

Miscellaneous Provisions

This Supplemental Indenture No. 9 is a supplement to the Original Indenture. As heretofore
supplemented and further supplemented by this Supplemental Indenture No. 9, the Original Indenture
is in all respects ratified, approved and confirmed, and the Original Indenture as heretofore
supplemented and this Supplemental Indenture No. 9 shall together constitute one and the same
instrument.

The Trustee makes no representation as to the validity or sufficiency of this Supplemental
Indenture No. 9. The statements and recitals herein are deemed to be those of the Company and not
of the Trustee.

 

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IN WITNESS WHEREOF, Tucson Electric Power Company has caused its corporate name to be
hereunto affixed, and this instrument to be signed by one of its Vice Presidents, and its corporate
seal to be hereunto affixed and attested by its Secretary or one of its Assistant Secretaries for
and on its behalf; and The Bank of New York Mellon, as trustee, in evidence of its acceptance of
the trust hereby created, has caused its corporate name to be hereunto affixed, and this instrument
to be signed by one of its authorized signatories and its corporate seal to be hereunto affixed and
attested by one of its authorized signatories, for and on its behalf, all as of the day and year
first above written.

	 	 	 	 	 
	 	Tucson Electric Power Company

 	 
	 	By:  	/s/ Kentton C. Grant
 	 
	 	 	Vice President 	 

[SEAL]

Attest:

	 	 	 	 	 
	 	/s/ Linda Kennedy
 	 
	 	Secretary 	 
	 	 	 

 

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	 	The Bank of New York Mellon,

Trustee

 	 
	 	By:  	/s/ Rafael E. Miranda
 	 
	 	 	Authorized Signatory 	 

[SEAL]

Attest:

	 	 	 	 	 
	 	/s/ Timothy Casey
 	 
	 	Authorized Signatory 	 

 

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	State of Arizona

	 	 	)	 	 	 
	 

	 	 	)	 	 	ss.:
	County of Pima

	 	 	)	 	 	 

This instrument was acknowledged before me this 2nd day of July, 2008 by Kentton C. Grant, as
Vice President, Finance and Rates, and Linda Kennedy, as Secretary, of Tucson Electric Power
Company, an Arizona corporation, known to me to be the individuals who executed this
instrument, and known to me to be a Vice President and the Secretary, respectively, of said
corporation, and who personally acknowledged before me and stated that they executed said
instrument on behalf of said corporation for the purposes and consideration therein expressed.

	 	 	 	 	 
	 	                                                                   /s/ Tracy M. Munoz
 	 
	 	Notary Public 	 

“OFFICIAL SEAL”

Tracy M. Munoz

Notary Public-Arizona

Pima County

My Commission Expires 6/10/2010

 

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	State of New York

	 	 	)	 	 	 
	 

	 	 	)	 	 	ss.:
	County of New York

	 	 	)	 	 	 

This instrument was acknowledged before me this 3rd day of July, 2008 by Rafael E. Miranda, as
Authorized Signatory, and Timothy Casey, as Authorized Signatory, of The Bank of New York
Mellon, a New York banking corporation, known to me to be the individuals who executed this
instrument, and known to me to be Authorized Signatories of said corporation, and who personally
acknowledged before me and stated that they executed said instrument on behalf of said corporation
for the purposes and consideration therein expressed.

	 	 	 	 	 
	 	 	 
	 	                            /s/ Carlos R. Luciano
 	 
	 	Carlos R. Luciano 	 
	 	Notary Public, State of New York

No. 41-4765897

Qualified in Queens County

Commission Expires April 30, 2010	 

 

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