Document:

Summary of Company's Executive Compensation Arrangement

 Exhibit 10.13 
 UMB FINANCIAL CORPORATION 
 Summary of the Company’s Compensation Arrangements 

with Directors and Certain Executive Officers 
 Director Compensation. The following tables set forth the 2006 rates of compensation for the Company’s non-employee directors: 
  

													
	 	  	 	  	Committee Service
	 	  	Board
Service	  	Audit	  	Compensation	  	Governance
and
Nominating
	 Annual Retainer
	  	$	10,000.00	  	$	5,000.00	  	$	2,500.00	  	$	2,500.00
	 Restricted Stock
	  	$	10,000.00	  			  			  		
	 Meeting Attendance Fees
	  	$	1,000.00	  	$	1,000.00	  	$	1,000.00	  	$	1,000.00
	 Committee Chairman Meeting Attendance Fees
	  	 	-0-	  	$	1,000.00	  	$	1,000.00	  	$	1,000.00
	 Telephonic Meeting Attendance Fees
	  	$	500.00	  	$	500.00	  	$	500.00	  	$	500.00

 Named Executive Officer Compensation 
 None of the Company’s current named executive officers (as defined in Regulation S-K Item 402(a)(3)) have written employment agreements with the Company, and
all such named executive officers serve as employees at will. Summaries of the Company’s unwritten employment arrangements with the named executive officers are as follows: 
 Base Salary 
 Effective January 1, 2006, the current named executive officers are scheduled to receive the
following annual base salaries in their current positions: 
  

				
	 Name and Current Position
	  	Base Salary ($)
	 J. Mariner Kemper
 (Chairman and Chief Executive Officer)
	  	$	500,000.00
		
	 Peter J. deSilva 1
 (President and Chief Operating Officer)
	  	$	460,000.00
		
	 Peter J. Genovese
 (CEO – St. Louis and Vice Chairman – East Region)
	  	$	323,730.00
		
	 David D. Kling
 (Divisional Executive Vice President, UMB Bank, n.a.)
	  	$	245,000.00
		
	 Vincent J. Ciavardini2
 (Vice Chairman of the Company, President and CEO of UMB Fund
Services, Inc.)
	  	$	300,000.00

	1	Mr. deSilva’s Restricted Stock Award Agreement and employment arrangement description are filed as Exhibit 10.9 to this Form 10-K. 

	2	Mr. Ciavardini’s employment arrangement description is filed as Exhibit 10.8 to this Form 10-K. 

 Annual and Long-Term Incentive Plans. In their current positions, certain of the named executive officers may be
eligible to: 
  

	 	•	 	Receive an annual cash incentive award pursuant to the Company’s 2005 Short-Term Incentive Plan (filed as Exhibit 10.7 to this Form 10-K). Under such plan, Mr. Kemper,
Mr. deSilva and Mr. Genovese may be eligible to receive target awards of 50% of their respective base salaries, and Mr. Ciavardini and Mr. Kling may be eligible to receive target awards of 30% of their respective base salaries.

  

	 	•	 	Receive annual stock awards pursuant to the Company’s Long-Term Incentive Plan (filed as Exhibit 10.3 to this Form 10-K). Under such plan, Mr. Kemper and Mr. deSilva
may be eligible to receive awards equal to 100% of their respective base salaries; Mr. Genovese may be eligible to receive stock awards equal to 70% of his base salary; and Mr. Ciavardini and Mr. Kling may be eligible to receive stock
awards equal to 50% of their respective base salaries. 

 Benefit Plans and Other Arrangements. In
their current positions, the named executive officers are eligible to: 
  

	 	•	 	Participate in the Company’s broad-based benefit programs generally available to its salaried employees, including health, disability and life insurance programs, the Employee
Stock Ownership Plan of UMB, the UMB Profit Sharing and 401(k) Savings Plan, and any applicable severance plan. 

  

	 	•	 	Receive certain perquisites offered by the Company, including an automobile allowance, disability insurance, club membership fees and relocation payments, if applicable.2006A Amendment to Loan Documents

 Exhibit 10.6.9 
 2006A AMENDMENT TO LOAN DOCUMENTS 
 THIS 2006A AMENDMENT TO LOAN DOCUMENTS (this
“Amendment”), is made and entered into as of February 28, 2006, by and among (i) JPMORGAN CHASE BANK, N.A. (successor by merger to BANK ONE, NA with its main office in Chicago, Illinois), a national banking association (the
“Agent Bank”) (JPMORGAN CHASE BANK, N.A. may also be referred to as a “Bank”); (ii) the BANKS identified on Schedule 1.1 hereto (each a “Bank” and collectively, the “Banks”); (iii) SYPRIS
SOLUTIONS, INC., a Delaware corporation, with its principal office and place of business and registered office in Louisville, Jefferson County, Kentucky (the “Borrower”) and (iv) the GUARANTORS identified on Schedule 1.2 hereto
(each a “Guarantor” and collectively, the “Guarantors”). 
 PRELIMINARY STATEMENT: 
 A. Certain of the Guarantors and their Affiliates entered into a Loan Agreement dated as of March 21, 1997, with the Agent Bank (the “Original
Loan Agreement”), whereby the Agent Bank extended in favor of the Guarantors a revolving line of credit in the amount of $20,000,000, a term loan in the amount of $10,000,000 and a swing line of credit subfacility in the amount of $5,000,000.

 B. The predecessors to the Borrower and certain of the Guarantors entered into a 1997A Amended and Restated Loan Agreement dated as of
November 1, 1997, with the Agent Bank (the “1997A Loan Agreement”), whereby the Agent Bank increased the revolving line of credit to $30,000,000 and the term loan to $15,000,000 and provided the swing line of credit subfacility in the
amount of $5,000,000. The 1997A Loan Agreement was subsequently amended by, among other amendments, the 1998A Amendment to Loan Documents dated as of February 18, 1998. 
 C. The Borrower, certain of the Guarantors, the Agent Banks and the Banks entered into the 1999 Amended and Restated Loan Agreement dated as of
October 27, 1999 (the “1999 Loan Agreement”), which amended, restated and replaced the Original Loan Agreement and the 1997A Loan Agreement, as amended. The 1999 Loan Agreement provided for (i) a revolving line of credit in the
amount of $100,000,000, (ii) a swing line subfacility of $5,000,000 and (iii) a letter of credit subfacility of $15,000,000. The 1999 Loan Agreement was subsequently amended by the 2000A Amendment to Loan Documents dated as of
November 9, 2000 (the “2000A Amendment”). 
 D. The Borrower, certain of the Guarantors, the Agent Bank and the Banks entered
into the 2001A Amendment to Loan Documents dated as of February 15, 2001 and having an effective date of December 31, 2000 (the “2001A Amendment”) in order to (i) change certain financial covenants and (ii) make certain
other changes as set forth therein. 

 E. The Borrower, the Guarantors, the Agent Bank and the Banks entered into the 2002A Amendment to Loan
Documents dated as of December 21, 2001 and having an effective date of January 1, 2002 (the “2002A Amendment”) in order to (i) to restructure, reorganize and/or rename, as applicable, certain of the Guarantors, and to add a
Guarantor and (ii) to amend the 1999 Loan Agreement and other Loan Documents to reflect such changes in the Guarantors and (iii) make certain other changes as set forth therein. 
 F. The Borrower, the Guarantors, the Agent Bank and the Banks entered into the 2002B Amendment to Loan Documents dated as of July 3, 2002 (the
“2002B Amendment”) in order to (i) increase the revolving line of credit to $125,000,000, (ii) add a new participant Bank and (iii) make certain other changes as set forth therein. 
 G. The Borrower, the Guarantors, the Agent Bank and the Banks entered into the 2003A Amendment to Loan Documents dated as of October 16, 2003 (the
“2003A Amendment”) in order to (i) extend the maturity of the line of credit from January 2, 2005 to October 16, 2008, (ii) to add a new Section 2.1G to the Loan Agreement providing a mechanism for Borrower to
increase its line of credit by an additional $25,000,000 and (iii) to make certain other changes as set forth therein. 
 H. The Agent
Bank and the Banks in May 2004 consented to the Borrower’s issuance of $55,000,000 of senior notes pursuant to a note purchase agreement. 
 I. The Borrower in April 2004 created a new subsidiary, Sypris Technologies Kenton, Inc., a Delaware corporation (“STK”), and the Agent Bank and the Banks consented to the creation of STK as a subsidiary, on the condition that STK
become a Guarantor under the Loan Agreement. STK became a Guarantor under the Loan Agreement by executing and delivering to the Agent Bank a Guaranty Agreement dated June 1, 2004, guarantying the obligations of the Borrower to the Banks (the
“STK Guaranty”). 
 J. The Borrower in June 2004 requested that the Banks consent to the Borrower’s acquisition of a facility
in Toluca, Mexico (the “Toluca Facility”). The Banks consented to the acquisition of the Toluca Facility. The Borrower created the following second tier subsidiary and third tier subsidiaries related to the Toluca Facility: (i) Sypris
Technologies Mexican Holdings, LLC (the interests of which are held by Sypris Technologies, Inc.) and (ii) Sypris Technologies Mexico, S. de R.L. de C.V. and Sypris Technologies Toluca, S.A. de C.V. (the interests of which are held by Sypris
Technologies Mexican Holdings, LLC and Sypris Technologies, Inc.) (all of the foregoing Subsidiaries are referred to as the “Toluca Subsidiaries”). 
 K. The Borrower, the Guarantors, the Agent Bank and the Banks entered into the 2005A Amendment to Loan Documents dated as of March 10, 2005 (the “2005A Amendment”) in order to among other things,
(i) to include provisions related to the Borrower’s issuance of $55,000,000 of senior notes in May 2004, (ii) to amend one of the 

  

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financial covenants of the Loan Agreement and (iii) to include a provision related to the Toluca Facility. 
 L. The Borrower, the Guarantors, the Agent Bank and the Banks entered into the 2005B Amendment to Loan Documents dated as of May 10, 2005 (the
“2005B Amendment”) in order to extend a deadline for taking certain action with respect to the Toluca Subsidiaries. 
 M. The
Borrower, the Guarantors, the Agent Bank and the Banks entered into the 2005C Amendment to Loan Documents dated as of August 3, 2005 (the “2005C Amendment”) in order to restate Section 7.7 of the Loan Agreement (Ratio of Adjusted
Funded Debt to EBITDA). 
 N. Sypris Technologies Mexican Holdings, LLC and Sypris Technologies, Inc. entered into a Pledge Agreement dated
as of September 13, 2005 (the “Pledge Agreement”), for the purpose of pledging 65% of the stock or interests in certain foreign subsidiaries to the Agent Bank, for the benefit of the Banks and the Noteholders. The Agent Bank and the
Noteholders entered into a Collateral Sharing Agreement dated as of September 13, 2005, with respect to the pledged stock and interests. 
 O. The Borrower, the Guarantors, the Agent Bank and the Banks now wish to amend the Loan Documents in order to (i) reduce the size of the Revolving Credit Facility from $125,000,000 to $100,000,000; (ii) modify the definition of
“EBITDA,” (iii) modify the Fixed Charge Coverage Ratio and (iv) add a capital expenditures limitation to the negative covenants. 
 P. Subject to the terms set forth herein, the Banks are agreeable to the amendments to the Loan Documents set forth herein. The 1999 Loan Agreement, as amended by the 2000A Amendment, 2001A Amendment, the 2002A
Amendment, the 2002B Amendment, the 2003A Amendment, the 2005A Amendment, the 2005B Amendment, the 2005C Amendment and this Amendment is referred to herein as the “Loan Agreement.” Terms not defined herein shall have the meanings set forth
in the Loan Agreement. 
 NOW, THEREFORE, in consideration of the promises and the mutual covenants and agreements set forth herein and for
other good and valuable consideration, the mutuality, receipt and sufficiency of which are hereby acknowledged, the parties agree as follows: 
 1. AMENDMENT TO LOAN AGREEMENT. 
 A. Amendment of the Definitions section of Loan Agreement. The following
definitions are amended and restated in their entirety: 
 1.37 “EBITDA” means, as of the end of any Fiscal Quarter, the sum of the
Borrower’s (i) Net Income, (ii) Interest Expense, (iii) provisions for taxes based on income, (iv) depreciation, (v) amortization and (vi)

  

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noncash stock compensation expense reducing Net Income, for the previous four Fiscal Quarters, determined on a consolidated basis in accordance with GAAP.
The calculation of EBITDA shall include adjustments necessary to reflect the pro forma results of acquisitions and dispositions. Any pro forma adjustments required to be made hereby shall include adjustments to reflect consolidation savings (without
limitation as to other appropriate pro forma adjustments in accordance with generally accepted financial practice) giving effect to all acquisitions and dispositions made during the period with respect to which such adjustment is being made as if
such acquisitions and dispositions were made on the first day of such period. The calculation of EBITDA shall exclude the following: (i) gains or losses on dispositions of noncurrent assets, (ii) losses on writedowns of noncurrent assets
or lease obligation, and (iii) the cumulative effect of changes in accounting principles. 
 1.48 “Fixed Charge Coverage Ratio”
means, as of any Date of Determination thereof, the ratio of (i) the sum of the Borrower’s EBITDA plus Operating Lease Rentals to (ii) the sum of the Borrower’s Interest Expense plus Operating Lease Rentals. 
 1.101 “Revolving Credit Facility” means the revolving line of credit established by the Banks in favor of the Borrower in the principal amount
of One Hundred Million Dollars ($100,000,000), subject to being increased up to One Hundred Twenty Five Million Dollars ($125,000,000) as set forth in Section 2.1G of the Loan Agreement, pursuant to which the Borrower may obtain Revolving
Credit Loans from the Banks and/or Letters of Credit from the Agent Bank during the term of the Revolving Credit Facility upon the terms and conditions set forth in this Loan Agreement. The Revolving Credit Facility includes as a sublimit the Letter
of Credit Subfacility and the Swing Line Credit Subfacility. All references to the “aggregate principal balance of the Revolving Credit Loans outstanding” or similar phrases in this Loan Agreement or in the Revolving Credit Notes shall
mean, as of the date of determination thereof, the sum of (i) the entire aggregate outstanding principal balance of all Revolving Credit Loans made by the Banks pursuant to this Loan Agreement, (ii) the then existing Letter of Credit Usage
and (iii) the then existing Swing Line Usage. 
 B. Addition of New Definition to the Definitions section of Loan Agreement. The
following definition is added to the Definitions section of the Loan Agreement: 
 “Capital Expenditure” shall mean, for any period,
the consolidated sum of all expenditures by, or obligations incurred by, the Borrower and its Subsidiaries for an asset which will be used in a year or years subsequent to and in the year in which the expenditure is made or obligation is incurred,
and which asset is properly classified in relevant financial 

  

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statements of the Borrower and its Subsidiaries as equipment, real property or improvements, fixed assets or a similar type of capitalized asset, all in
accordance with GAAP. 
 C. Amendment of Section 2 of the Loan Agreement. The following parts of Section 2 of the Loan
Agreement are amended to reflect the decrease in the size of the Revolving Credit Facility from One Hundred Twenty Five Million Dollars ($125,000,000) to One Hundred Million Dollars ($100,000,000). 
 (1) Amendment of the first paragraph of Section 2. The first paragraph of Section 2 is amended and restated to read as follows:

 “Subject to the terms and conditions of this Loan Agreement (including but not limited to Section 2.1G hereof), the Banks hereby
establish the Revolving Credit Facility in favor of the Borrower in the principal amount of One Hundred Million Dollars ($100,000,000). Pursuant to the Revolving Credit Facility, the Borrower may obtain Revolving Credit Loans and/or Letters of
Credit pursuant to, and subject to the terms and conditions set forth in, this Loan Agreement for the purposes set forth in Sections 2.5A and 2.7 hereof. The Revolving Credit Facility is subject to the following terms and conditions:”

 (2) Amendment of Section 2.1A Section 2.1A is amended to delete the words “One Hundred Twenty Five Million
Dollars ($125,000,000)” and to substitute therefor “One Hundred Million Dollars ($100,000,000)”. 
 (3)
Amendment of Section 2.1G. The first paragraph of Section 2.1G is amended and restated as follows: 
 “(i) Amount of
Increase in Revolving Loan Commitments. The Borrower may from time to time and at any time, with the consent of the Agent Bank (provided, however, if Borrower shall have complied with the provisions of this Section 2.1G such consent shall
not be unreasonably withheld) but without the consent of the Banks, except as provided in Section 2.1G (ii) hereof, increase the total amount of the Revolving Loan Commitments by a maximum amount of up to Twenty Five Million Dollars
($25,000,000), to a total amount not to exceed One Hundred Twenty Five Million Dollars ($125,000,000), subject to satisfaction of each and all of the requirements contained in this Section 2.G (subject to those requirements, a “Permitted
Commitment Increase”).” 
 (4) Amendment of Section 2.1G(v)(e). Paragraph (v)(e) of Section 2.1G is
amended and restated as follows: 
 “(e) Limit on Amount. Any increase in the Revolving Loan Commitments pursuant to this
Section 2.1G may not cause the total 

  

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amount of the Revolving Loan Commitments to exceed One Hundred Twenty Five Million Dollars ($125,000,000).” 
 D. Amendment and restatement of Section 7.6 (Ratio of Fixed Charge Coverage Ratio). Section 7.6 of the Loan Agreement is amended and
restated in its entirety as follows: 
 “7.6 Fixed Charge Coverage Ratio. The Borrower shall not permit the Fixed Charge Coverage
Ratio for any Fiscal Quarter to fall below the following applicable ratio calculated as of the end of the applicable Fiscal Quarter set forth below: 
  

			
	 Fiscal Quarter Ending
	  	 Applicable Minimum Ratio

	 3/31/06 and thereafter
	  	3.00 to 1.00

 E. Addition of New Limitation on Capital Expenditures. A new Section 7.10 is added to the
Loan Agreement as follows: 
 “7.10 Capital Expenditures. The Borrower shall not incur Capital Expenditures in any calendar year
in excess of the following limits: 
  

				
	 Calendar Year
	  	Limitation
	 2006
	  	$	30,000,000
	 2007
	  	$	35,000,000
	 2008
	  	$	40,000,000

 F. Amendment and restatement of Compliance Certificate. The Compliance Certificate is
amended and restated in its entirety by the Compliance Certificate attached hereto as Exhibit A. 
 2. RATIFICATION. Except as
specifically amended by the provisions hereinabove, the Loan Documents remain in full force and effect. The Borrower and Guarantors reaffirm and ratify all of their respective obligations to Agent Bank and the Banks under all of the Loan Documents,
as amended and modified hereby, including, but not limited to, the Loan Agreement, the Guaranty Agreements, the Negative Pledge Agreement and all other agreements, documents and instruments now or hereafter evidencing and/or pertaining to the Loan
Agreement. Each reference to all or any of the Loan Documents contained in any other of the Loan Documents shall be deemed to be a reference to such Loan Document, as modified hereby. 
 3. REPRESENTATIONS, WARRANTIES, AND COVENANTS OF THE BORROWER. To induce the Agent Bank and the Banks to enter into this Amendment, the Borrower
represents and warrants to Agent Bank and the Banks as follows: 
 A. The Borrower has full power, authority, and capacity to
enter into this Amendment, and this Amendment constitutes the legal, valid and binding obligation of the Borrower, enforceable against it in accordance with its respective terms. 
  

 6 

 B. No uncured Event of Default under the Notes or any of the other Loan Documents has
occurred which continues unwaived by the Agent Bank, and no Potential Default exists as of the date hereof. 
 C. The Person
executing this Amendment on behalf of the Borrower is duly authorized to do so. 
 D. The representations and warranties made
by the Borrower in any of the Loan Documents are hereby remade and restated as of the date hereof. 
 E. Except as previously
disclosed to the Agent Bank or disclosed in the Borrower’s filings with the Securities and Exchange Commission, copies of which have been provided previously to the Agent Bank, there are no material actions, suits, legal, equitable, arbitration
or administrative proceedings pending or threatened against the Borrower, the adverse determination of which could have a material adverse effect on the Loan Documents, the business operations or financial condition of the Borrower and the
Guarantors taken as a whole, or the ability of the Borrower to fulfill its obligations under the Loan Documents. 
 4. REPRESENTATIONS,
WARRANTIES, AND COVENANTS OF THE GUARANTORS. To induce the Agent Bank and the Banks to enter into this Amendment, the Guarantors represent and warrant to the Agent Bank and the Banks as follows: 
 A. each Guarantor has full power, authority, and capacity to enter into this Amendment, and this Amendment constitutes the legal, valid
and binding obligations of such Guarantor, enforceable against such Guarantor in accordance with their terms. 
 B. the Person
executing this Amendment on behalf of each Guarantor is duly authorized to do so. 
 C. the representations and warranties
made by each Guarantor in any of the Loan Documents are hereby remade and restated as of the date hereof. 
 D. except as
previously disclosed to the Agent Bank, there are no material actions, suits, legal, equitable, arbitration or administrative proceedings pending or threatened against any Guarantor, the adverse determination of which could have a material adverse
effect on the Loan Documents, the business operations or financial condition of the Borrower and the Guarantors taken as a whole or the ability of any Guarantor to fulfill its obligations under the Guaranty Agreement. 
  

 7 

 5. MISCELLANEOUS. 
 A. Amendment Fee. The Borrower shall pay to the Agent Bank, for the benefit of the Banks, ratably based upon their Revolving Credit
Facility Pro Rata Shares, an amendment fee in the amount of One Hundred Thousand Dollars ($100,000). 
 B. Other Fees and
Expenses. The Borrower shall pay to or for the account of the Agent Bank the reasonable fees and expenses of Agent Bank’s counsel in negotiating, drafting and closing this Amendment. 
 C. Illegality. In case any one or more of the provisions contained in this Amendment should be invalid, illegal or unenforceable in
any respect, the validity, legality and enforceability of the remaining provisions contained herein shall not in any way be affected or impaired thereby. 
 D. Changes in Writing. No modification, amendment or waiver of any provision of this Amendment nor consent to any departure by the Borrower or any of the Guarantors therefrom, will in any event be effective
unless the same is in writing and signed by the Agent Bank, and then such waiver or consent shall be effective only in the specific instance and for the purpose for which given. 
 E. Successors and Assigns. This Amendment will be binding upon and inure to the benefit of the Borrower, the Guarantors, the Agent
Bank and the Banks and their respective successors and assigns; provided, however, that neither the Borrower nor the Guarantors may assign this Amendment in whole or in part without the prior written consent of the Agent Bank, and the
Agent Bank and the Banks at any time may assign this Amendment in whole or in part, as provided in Section 11 of the Loan Agreement. 
 F. Counterparts. This Amendment may be signed in any number of counterpart copies and by the parties hereto on separate counterparts, but all such copies shall constitute one and the same instrument.

 G. Precondition to Effectiveness of Amendment. This Amendment shall not take effect until the Agent Bank shall have
determined, to its satisfaction, that the holders of the Senior Notes have approved the following changes to the Note Purchase Agreement: (i) amendment of the Consolidated EBITDA definition to reflect the add-back of noncash stock compensation
expense; (ii) amendment of the Fixed Charge Coverage Ratio to be no more stringent than the Fixed Charge Ratio established by this Amendment; (iii) the modification of any capital expenditure limitation (if any) to be no more stringent
than the capital expenditure limitation established by this Amendment. 
  

 8 

 IN WITNESS WHEREOF, the Agent Bank, each Bank, the Borrower and each Guarantor has caused this Amendment
to be duly executed as of the day and year first above written. 
  

			
	JPMORGAN CHASE BANK, N.A.
	as the Agent Bank
		
	By	 	/s/ J. Duffy Baker
		 	J. Duffy Baker
		 	Senior Vice President
	
	JPMORGAN CHASE BANK, N.A.
	as a Bank
		
	By	 	/s/ J. Duffy Baker
		 	J. Duffy Baker
		 	Senior Vice President
	
	BANK OF AMERICA, N.A.
	as a Bank
		
	By	 	/s/ Brian P. Sallee
		 	Brian P. Sallee
		 	Vice President
	
	LASALLE BANK NATIONAL ASSOCIATION
	as a Bank
		
	By	 	/s/ A. Mark Mital
		 	A. Mark Mital
		 	First Vice President
	
	SUNTRUST BANK, N.A.
	as a Bank
		
	By	 	/s/ Scott T. Corley
		 	Scott T. Corley
		 	Managing Director

  

 9 

			
	 U.S. BANK NATIONAL ASSOCIATION f/k/a
 FIRSTAR
BANK, N.A.,

	as a Bank
		
	By	 	/s/ David A. Wombwell
		 	David A. Wombwell
		 	Senior Vice President
	
	NATIONAL CITY BANK OF KENTUCKY
	as a Bank
		
	By	 	/s/ Rob King
		 	Rob King
		 	Senior Vice President

  

 10 

			
	SYPRIS SOLUTIONS, INC.
	(the “Borrower”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Vice President and Treasurer
	
	 SYPRIS TEST & MEASUREMENT, INC.,
 a
Delaware corporation (“ST&M”)

	(as a “Guarantor”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Assistant Secretary
	
	SYPRIS TECHNOLOGIES, INC. a Delaware corporation (“ST”)
	(as a “Guarantor”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Assistant Secretary
	
	SYPRIS ELECTRONICS, LLC, a Delaware limited liability company (“SE”)
	(as a “Guarantor”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Assistant Secretary

  

 11 

			
	SYPRIS DATA SYSTEMS, INC., a Delaware corporation (“SDS”)
	(as a “Guarantor”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Assistant Secretary
	
	 SYPRIS TECHNOLOGIES MARION, LLC,
 a Delaware
limited liability company (“Marion”)

	(as a “Guarantor”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Assistant Secretary
	
	 SYPRIS TECHNOLOGIES KENTON, INC.
 a Delaware
corporation (“STK”)

	(as a “Guarantor”)
		
	By	 	/s/ Anthony C. Allen
		 	Anthony C. Allen
		 	Assistant Secretary

  

 12 

 SCHEDULE 1.1 
 LIST OF BANKS 
 JPMORGAN CHASE BANK, N.A. (“JPMorgan Chase Bank”) 
 416 West Jefferson Street 
 Louisville, Kentucky 40202 
 Attention: J. Duffy Baker, Senior Vice President 
 LASALLE BANK 

NATIONAL ASSOCIATION (“LaSalle”) 
 135 South LaSalle 

Chicago, Illinois 60603 
 Attention: Mr. A. Mark Mital, First Vice
President 
 BANK OF AMERICA, N.A. (“Bank of America”) 
 Bank of America 
 Middle Market Banking 
 414 Union
Street 
 Nashville, Tennessee 37219 
 Attention: Brian P. Sallee,
Vice President 
 SUNTRUST BANK, N.A. (“SunTrust”) 
 201 Fourth Avenue North, 3rd Floor 
 Nashville, Tennessee 37219 
 Attention: Scott T. Corley, Managing Director 
 U.S. BANK NATIONAL ASSOCIATION (“U.S. Bank”) 
 1 Financial Square

 Louisville, Kentucky 40202 

	Attention: David A. Wombwell, Senior Vice President	

 NATIONAL CITY BANK OF KENTUCKY (“National City”) 

101 S. Fifth Street 
 Louisville, Kentucky 40202 
 Attention: Mr. Rob King, Senior Vice President 

 SCHEDULE 1.2 
 LIST OF GUARANTORS 
 SYPRIS TEST & MEASUREMENT, INC., 
 a Delaware corporation (“ST&M”) 
 6120 Hanging Moss Road 
 Orlando, Florida 32807 
 Attention: President 
 SYPRIS TECHNOLOGIES, INC., 
 a Delaware corporation (“ST”)

 2820 West Broadway 
 Louisville, Kentucky 40211 
 Attention: President 
 SYPRIS ELECTRONICS, LLC, 
 a Delaware limited liability company (“SE”) 
 10901 Malcolm McKinley
Drive 
 Tampa, Florida 33612 
 Attention: President 

SYPRIS DATA SYSTEMS, INC., 
 a Delaware corporation (“SDS”)

 605 East Huntington Dr. 
 Monrovia, California 91016

 Attention: President 
 SYPRIS TECHNOLOGIES MARION, LLC,

 a Delaware limited liability company (“Marion”) 
 1550 Marion Agosta Road 
 Marion, Ohio 43302 
 Attn:
President 
 SYPRIS TECHNOLOGIES KENTON, INC., 
 a Delaware
corporation (“STK”) 
 101 Bullitt Lane, Suite 450 
 Louisville, Kentucky 40222 
 Attention: President 

 EXHIBIT A 
 FORM OF COMPLIANCE CERTIFICATE 
 This Compliance Certificate is being delivered to JPMorgan Chase
Bank, N.A., as Agent Bank, pursuant to Section 6.3C of that certain Amended and Restated Loan Agreement dated as of October 27, 1999, as amended, among Sypris Solutions, Inc. as Borrower (the “Borrower”), certain Guarantors (as
defined in the Loan Agreement), the Agent Bank and the Banks (as defined in the Loan Agreement) (together with all amendments, modifications and supplements thereto and all restatements thereof, the “Loan Agreement”). All capitalized terms
used herein without definition shall have the meanings assigned to those terms in the Loan Agreement. The undersigned officer, on behalf of the Borrower, certifies that as of the last day of the most recently ended Fiscal Quarter of the Borrower
dated __________, 20___ (the “Compliance Date”): 
 1. EBIT. The Borrower’s EBIT for the previous four Fiscal Quarters,
determined as of the Compliance Date was ________, calculated as follows: 
  

					
	 (a)
	  	Net Income	  	  
			
	 (b)
	  	Interest Expense	  	  
			
	 (c)
	  	provisions for taxes based on income	  	  
			
	 (d)
	  	Total (a) + (b) + (c)	  	  

 2. EBITDA. The Borrower’s EBITDA for the previous four Fiscal Quarters, determined as
of the Compliance Date was _________, calculated as follows: 
  

					
	 (a)
	  	Net Income	  	  
			
	 (b)
	  	Interest Expense	  	  
			
	 (c)
	  	provisions for taxes based on income	  	  
			
	 (d)
	  	depreciation	  	  
			
	 (e)
	  	amortization	  	  
			
	 (f)
	  	noncash stock compensation expense	  	  
			
	 (g)
	  	Total (a) + (b) + (c) + (d) + (e) + (f)	  	  

 3. Fixed Charge Coverage Ratio. The Borrower’s Fixed Charge Coverage Ratio for the previous
four Fiscal Quarters, determined as of the Compliance Date was __________, calculated as follows [Reference Section 7.6 of the Loan Agreement]: 
  

					
	 (a)
	  	EBITDA (from 2(g))	  	  
			
	 (b)
	  	Operating Lease Rentals and other rentals	  	  
			
	 (c)
	  	(a) + (b)	  	  
			
	 (d)
	  	Interest Expense	  	  
			
	 (e)
	  	(b) + (d)	  	  
			
	 (f)
	  	(c) ÷ (e)	  	  

 Required: The total in 3(f) must be equal to or greater than the applicable Minimum
Ratio set forth below as of the end of the applicable Fiscal Quarter set forth below: 
  

			
	 Fiscal Quarter Ending
	  	 Applicable Minimum Ratio

	 3/31/06 and thereafter
	  	3.00 to 1.00

 4. Ratio of Adjusted Funded Debt to EBITDA. The ratio of the Borrower’s Adjusted
Funded Debt to EBITDA for the previous four Fiscal Quarters, determined as of the Compliance Date was __________, calculated as follows [Reference Section 7.7 of the Loan Agreement]: 
  

					
	 (a)
	  	Adjusted Funded Debt	  	  
			
	 (b)
	  	EBITDA (from 2(g))	  	  
			
	 (c)
	  	(a) ÷ (b)	  	  

 Required: The Borrower shall not permit the total in 4(c) for any period of four
consecutive Fiscal Quarters, to exceed the following applicable maximum ratio as of the end of any Fiscal Quarter. 
  

			
	 Fiscal Quarter Ending
	  	 Applicable Maximum Ratio

	3/31/06 and all Fiscal Quarters ending thereafter	  	3.00 to 1.00

 5. Minimum Net Worth. The Borrower’s Net Worth for the previous Fiscal Quarter, determined as
of the Compliance Date was _____________ calculated as follows [Reference Section 7.8 of the Loan Agreement]: 
  

					
	 (a)
	  	Net Worth as of Compliance Date	  	  
			
	 (b)
	  	85% of Net Worth as of 9/26/99	  	  
			
	 (c)
	  	50% of Net Income earned in each Fiscal Quarter ended subsequent to Closing Date	  	  
			
	 (d)
	  	100% of equity raised or contributed	  	  
			
	 (e)
	  	(b) + (c) + (d)	  	  

 Required: The total in 5(a) must be equal to or greater than the total in 5(e).

 6. Capital Expenditures. The Borrower’s Capital Expenditures for the calendar year to date, determined as of the Compliance
Date were _____________ calculated as follows [Reference Section 7.10 of the Loan Agreement]: 
 Required: The Borrower
shall not incur capital expenditures in any calendar year in excess of the following limits: 
  

			
	 Calendar Year
	  	Limitation
	 2006
	  	$30,000,000
	 2007
	  	$35,000,000
	 2008
	  	$40,000,000

 7. Other Covenants. The Borrower has not, during the proceeding Fiscal Quarter ending on
the Compliance Date, violated any of the other covenants contained in Sections 6 and 7 of the Loan Agreement. 
 The undersigned officer of
the Borrower executing and delivering this Compliance Certificate on behalf of the Borrower further certifies that he has reviewed the Loan Agreement and has no knowledge of any event or condition which constitutes a Potential Default or an Event of
Default under the Loan Agreement or the other Loan Documents other than [if any Potential Default or Event of Default has occurred, describe the same, the period of existence thereof and what action the Borrower has taken or propose to take with
respect thereto]. 

 IN WITNESS THEREOF, the Borrower, through a duly authorized officer, has executed this Compliance
Certificate this _____ day of _______________, 20__. 
  

			
	SYPRIS SOLUTIONS, INC.
		
	By	 	  
	Title:	 	  
	(the “Borrower”)

 SCHEDULE 2.1 
 SCHEDULE OF REVOLVING LOAN COMMITMENTS AND 
 REVOLVING CREDIT FACILITY PRO RATA SHARES 
 The maximum amount of the Revolving Credit Facility is $100,000,000.* 
  

							
	 Name of Bank
	  	Revolving
Credit Facility
Pro Rata Share	 	 	 Revolving
 Loan
 Commitment

	 JP Morgan Chase Bank, NA
	  	28.0	%	 	$	28,000,000.00
	 LaSalle Bank National Association
	  	23.2	%	 	$	23,200,000.00
	 Bank of America, N.A.
	  	15.2	%	 	$	15,200,000.00
	 SunTrust Bank, N.A.
	  	15.2	%	 	$	15,200,000.00
	 U.S. Bank National Association
	  	11.2	%	 	$	11,200,000.00
	 National City Bank of Kentucky
	  	7.2	%	 	$	7,200,000.00
		  	 	 	 	 	 
	 Totals
	  	100.00	%	 	$	100,000,000.00

  

	*	The maximum amount of the Revolving Credit Facility can be increased, under certain circumstances set forth in Section 2.1G of the Loan Agreement, by an additional $25,000,000.

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