Document:

Exhibit 10.3

 

Notice
of Grant of Stock Option and

Terms and Conditions of Employee Stock Option

 

	
  Grantee: Neil Dial

  	
   

  	
  Plan:

  	
   

  	
  2004

  

 

Effective
September 29, 2008 (the “Award
Date”), you (the “Grantee”) have been granted a nonqualified stock option (the “Option”)
to buy 250,000 shares of Common Stock of Power-One, Inc. (the “Corporation”)
at a price of $1.23 per share (the “Exercise
Price”).

 

The
aggregate Exercise Price of the shares subject to the Option is $307,500.00

 

The Option will become vested as to 100% of the
total number of shares of Common Stock subject to the Option on September 29, 2012 (i.e. the fourth
anniversary of the Award Date).  The
Option will vest earlier pursuant to the following terms and circumstances:

 

·                  Target Price #1- 
this target is reached when the average closing price of Power-One Common Stock
(measured during a period of any 20 out of 30 consecutive trading days
that occur at any time starting 90 days before the first anniversary of the
Award Date) is equal to or greater than 175% of the Exercise Price of the
option.

 

·                  Target Price #2- 
this target is reached when the average closing price of Power-One Common
Stock (measured during a period of any 20 out of 30 consecutive trading
days that occur at any time starting 90 days before the second
anniversary of the Award Date) is equal to or greater than 275% of the Exercise
Price of the option.

 

·                  First Accelerated
Vesting Date -  this vesting will occur seven days after Target
Price #1 has been reached, except that in no event will this vesting be
effective prior to the first anniversary of the Award Date.   At this
First Accelerated Vesting, the option vests for 50% of the total options
granted.

 

·                  Second Accelerated
Vesting Date -  this vesting will occur seven days after Target Price
#2 has been reached, except that in no event will this vesting be effective
prior to the second anniversary of the Award Date.  At this Second
Accelerated Vesting, the option vests for 50% of the total options granted.

 

·                  Once a given Target
Price (#1 and #2) is first reached, the vesting acceleration
will occur on the applicable Accelerated Vesting Date noted.  Once
vesting has occurred after reaching the applicable Target Price and Accelerated
Vesting Date, subsequent changes in the Corporation’s stock price will not
change the vested status of the options.

 

The Grantee is also a party to the Corporation’s applicable
Change in Control Agreement, which provides for accelerated vesting of the
shares of Common Stock subject to the Option under the circumstances provided
therein.

 

The Option will expire on the tenth anniversary of
the Award Date (the “Expiration Date”).

 

In all cases, the Option is subject to early
termination under Section 5 of the Terms (as defined below and attached
hereto) and Section 7.4 of the Plan (as defined below).  The Option and applicable performance targets
are subject to adjustment pursuant to Section 7.1 of the Plan.

 

By your signature and the
Corporation’s signature below, you and the Corporation agree that the Option is
granted under and governed by the terms and conditions of the Corporation’s
2004 Stock Incentive Plan (the “Plan”), and the Terms and Conditions of Employee
Nonqualified Stock Option (the “Terms”), which are attached and incorporated
herein by this reference.  This Notice of
Grant of Stock Option, together with the Terms, will be referred to as your
Option Agreement.  The Option has been
granted to you in addition to, and not in lieu of, any other form of
compensation otherwise payable or to be paid to you.  Capitalized terms are defined in the Plan if
not defined herein or in the Terms.  You
acknowledge receipt of a copy of the Terms, the Plan and the Prospectus for the
Plan.

 

 

	
  /s/ Richard J. Thompson

  	
   

  	
  September 29, 2008

  
	
  Power-One, Inc.

  	
   

  	
  Date

  
	
   

  	
   

  	
   

  
	
  /s/ Neil Dial

  	
   

  	
  September 29, 2008

  
	
  Grantee

  	
   

  	
  Date

  

 

Senior
Executive 2004 Plan with accelaration

 

 

Executive Stock Option Award with
Acceleration

 

POWER-ONE, INC.

2004 STOCK INCENTIVE PLAN

 

TERMS AND CONDITIONS OF EMPLOYEE NONQUALIFIED
STOCK OPTION

 

1.                                      General.

 

These
Terms and Conditions of this Nonqualified Stock Option (these “Terms”) apply to a particular stock option (the “Option”) if incorporated by reference in the Notice of Grant
of Stock Option (the “Grant Notice”)
corresponding to that particular grant. 
The recipient of the Option identified in the Grant Notice is referred
to as the “Grantee.”  The per share exercise price of the Option as
set forth in the Grant Notice is referred to as the “Exercise
Price.”  The effective date of
grant of the Option as set forth in the Grant Notice is referred to as the “Award Date.”  The
exercise price and the number of shares covered by the Option are subject to
adjustment under Section 7.1 of the Plan.

 

The
Option was granted under and subject to the Power-One, Inc. 2004 Stock
Incentive Plan (the “Plan”).  Capitalized terms are defined in the Plan if
not defined herein.  The Option has been
granted to the Grantee in addition to, and not in lieu of, any other form of
compensation otherwise payable or to be paid to the Grantee.  The Grant Notice and these Terms are
collectively referred to as the “Option Agreement” applicable to the Option.

 

2.                                      Vesting;
Limits on Exercise; Incentive Stock Option Status.

 

The Option shall vest and become exercisable in percentage installments
of the aggregate number of shares subject to the Option as set forth on the
Grant Notice.  The Option may be
exercised only to the extent the Option is vested and exercisable.

 

·                  Cumulative
Exercisability.  To the extent that
the Option is vested and exercisable, the Grantee has the right to exercise the
Option (to the extent not previously exercised), and such right shall continue,
until the expiration or earlier termination of the Option.

 

·                  No Fractional
Shares.  Fractional share interests
shall be disregarded, but may be cumulated.

 

·                  Minimum
Exercise.  No fewer than 100 shares
of Common Stock (subject to adjustment under Section 7.1 of the Plan) may
be purchased at any one time, unless the number purchased is the total number
at the time exercisable under the Option.

 

·                  Nonqualified
Stock Option.  The Option is a
nonqualified stock option and is not, and shall not be, an incentive stock
option within the meaning of Section 422 of the Code.

 

3.                                      Continuance
of Employment Required; No Employment/Service Commitment.

 

Except for any vesting in connection with the Grantee’s termination of
employment or other vesting event pursuant to the terms of an applicable
employment agreement (if any) with the Corporation entered into on or prior to
the date hereof (as it may be amended from time to time, the “Employment Agreement”) or the Corporation’s applicable
Change in Control

 

2004 Plan Employee Stock Option
Terms and Conditions

 

1

 

Executive
Stock Option Award with Acceleration

 

Agreement to which the Grantee is a party
(the “CIC Agreement”), the vesting schedule
applicable to the Option requires continued employment through each applicable
vesting date as a condition to the vesting of the applicable installment of the
Option and the rights and benefits under this Option Agreement.  Employment for only a portion of the vesting
period, even if a substantial portion, will not entitle the Grantee to any
proportionate vesting or avoid or mitigate a termination of rights and benefits
upon or following a termination of employment or services as provided in Section 5
below or under the Plan. Service solely as a director of the Corporation or one
of its Subsidiaries shall not be considered continued employment for purposes
of this Option Agreement.

 

Nothing contained in this Option Agreement or the Plan constitutes a
continued employment or service commitment by the Corporation or any of its
Subsidiaries, affects the Grantee’s status, if he or she is an employee, as an
employee at will who is subject to termination without cause, confers upon the
Grantee any right to remain employed by or in service to the Corporation or any
Subsidiary, interferes in any way with the right of the Corporation or any
Subsidiary at any time to terminate such employment or service, or affects the
right of the Corporation or any Subsidiary to increase or decrease the Grantee’s
other compensation.  Nothing in this
paragraph, however, is intended to adversely affect any independent contractual
right of the Grantee without his consent hereto.

 

4.                                      Method
of Exercise of Option.

 

The Option shall be exercisable by the delivery to the Secretary of the
Corporation (or such other person as the Administrator may require pursuant to
such administrative exercise procedures as the Administrator may implement from
time to time) of:

 

·                  a written notice
stating the number of shares of Common Stock to be purchased pursuant to the
Option or by the completion of such other administrative exercise procedures as
the Administrator may require from time to time,

 

·                  payment in full
for the Exercise Price of the shares to be purchased in cash, check or by
electronic funds transfer to the Corporation, or (subject to compliance with
all applicable laws, rules, regulations and listing requirements and further
subject to such rules as the Administrator may adopt as to any non-cash
payment) in shares of Common Stock already owned by the Grantee, valued at
their fair market value (as determined under the Plan) on the exercise date;

 

·                  any written
statements or agreements required pursuant to Section 8.1 of the Plan; and

 

·                  satisfaction of
the tax withholding provisions of Section 8.5 of the Plan.

 

The Administrator also may, but is not required to, authorize a
non-cash payment alternative by notice and third party payment in such manner
as may be authorized by the Administrator, or, subject to such procedures as
the Administrator may adopt, authorize a “cashless exercise” with a third party
who provides simultaneous financing for the purposes of (or who otherwise
facilitates) the exercise of the Option.

 

2

 

Executive Stock Option Award with
Acceleration

 

5.                                      Early
Termination of Option.

 

5.1          Expiration
Date.  Subject to
earlier termination as provided below in this Section 5, the Option will
terminate on the “Expiration Date” set forth in the Grant Notice (the “Expiration Date”).

 

5.2          Possible
Termination of Option upon Certain Corporate Events.  The Option is subject to termination in
connection with certain corporate events as provided in Section 7.4 of the
Plan.

 

5.3          Termination
of Option upon a Termination of Grantee’s Employment.  Subject to earlier
termination on the Expiration Date of the Option or pursuant to Section 5.2
above and except as provided in an Employment Agreement or the CIC Agreement,
if the Grantee ceases to be employed by the Corporation or a Subsidiary (the
date that the Grantee’s employment with the Corporation or a Subsidiary
terminates is referred to as the Grantee’s “Employment
Termination Date”), any portion of the Option that is not vested on
the Employment Termination Date shall terminate on the Employment Termination
Date.  If the Grantee’s employment with
the Corporation or a Subsidiary is terminated by the Corporation for cause (as
defined below), the Option (whether vested or not) shall terminate on the
Employment Termination Date.

 

5.4          Termination
of Option upon a Termination of Grantee’s Employment and Services.  Subject to earlier termination on the
Expiration Date of the Option or pursuant to Sections 5.2 or 5.3 above, the
following rules shall apply to the Option following Grantee’s Employment
Termination Date:

 

·                  other than as
expressly provided below in this Section 5.4, (a) the Grantee will
have until the date that is 3 months after his or her Employment Termination
Date to exercise the Option (or portion thereof) to the extent that it was
vested on the Employment Termination Date, and 
(b) the Option, to the extent exercisable for the 3-month period
following the Employment Termination Date and not exercised during such period,
shall terminate at the close of business on the last day of the 3-month period;

 

·                  if the Grantee’s
Employment Termination Date occurs as a result of the Grantee’s death, or disability
(as defined below), (a) the Grantee (or his beneficiary or personal
representative, as the case may be) will have until the date that is six (6) months
after the Grantee’s Employment Termination Date to exercise the Option to the
extent that it was vested on the Employment Termination Date, and (b) the
Option, to the extent exercisable for the 6-month period following the Employment
Termination Date and not exercised during such period, shall terminate at the
close of business on the last day of the 6-month period;

 

“Disability” for purposes of the Option
shall be considered to have been the basis for the occurrence of Grantee’s Employment
Termination Date as determined in the reasonable and good faith judgment of the
Administrator.

 

3

 

Executive Stock Option Award with
Acceleration

 

“Cause”-               Following the occurrence of a “change
in control’ as defined in the CIC Agreement, the “cause” definition contained
in the CIC Agreement shall apply for purposes of the Option.  Otherwise, cause as a basis for the occurrence
of Grantee’s Employment Termination Date shall be as determined in the
reasonable and good faith judgment of the Administrator.

 

In all events the Option is subject to earlier termination on the
Expiration Date of the Option or as contemplated by Section 5.2.  The Administrator shall be the sole judge of
whether the Grantee continues to render employment or services for purposes of
this Option Agreement.

 

6.                                      Non-Transferability.

 

The Option and any other rights of the Grantee under this Option
Agreement or the Plan are nontransferable and exercisable only by the Grantee,
except as set forth in Section 5.7 of the Plan.

 

7.                                      Notices.

 

Any notice to be given under the terms of this Option Agreement shall
be in writing and addressed to the Corporation at its principal office to the
attention of the Secretary, and to the Grantee at the address last reflected on
the Corporation’s payroll records, or at such other address as either party may
hereafter designate in writing to the other. 
Any such notice shall be delivered in person or shall be enclosed in a
properly sealed envelope addressed as aforesaid, registered or certified, and
deposited (postage and registry or certification fee prepaid) in a post office
or branch post office regularly maintained by the United States
Government.  Any such notice shall be
given only when received, but if the Grantee is no longer employed by the
Corporation or a Subsidiary, shall be deemed to have been duly given five
business days after the date mailed in accordance with the foregoing provisions
of this Section 7.

 

8.                                      Plan.

 

The Option and all rights of the Grantee under this Option Agreement
are subject to the terms and conditions of the Plan, incorporated herein by
this reference.  The Grantee agrees to be
bound by the terms of the Plan and this Option Agreement.  The Grantee acknowledges having read and
understanding the Plan, the Prospectus for the Plan, and this Option
Agreement.  Unless otherwise expressly
provided in other sections of this Option Agreement, provisions of the Plan
that confer discretionary authority on the Board or the Administrator do not
and shall not be deemed to create any rights in the Grantee unless such rights
are expressly set forth herein or are otherwise in the sole discretion of the
Board or the Administrator so conferred by appropriate action of the Board or
the Administrator under the Plan after the date hereof.

 

9.                                      Entire
Agreement.

 

This Option Agreement, the Plan, the Employment Agreement and the CIC
Agreement together constitute the entire agreement and supersede all prior
understandings and agreements, written or oral, of the parties hereto with
respect to the subject matter hereof. 
The Plan and this Option Agreement may be amended pursuant to Section 8.6
of the Plan.  Such amendment must be in
writing and signed by the Corporation. 
The Corporation may, however, unilaterally waive 

 

4

 

Executive Stock Option Award with
Acceleration

 

any provision hereof in writing
to the extent such waiver does not adversely affect the interests of the
Grantee hereunder, but no such waiver shall operate as or be construed to be a
subsequent waiver of the same provision or a waiver of any other provision
hereof.

 

10.                               Governing
Law.

 

This Option Agreement shall be governed by and construed in accordance
with the laws of the State of Delaware.

 

11.                               Effect
of this Agreement.

 

Subject to the Corporation’s right to terminate the Option pursuant to Section 7.2
of the Plan, this Option Agreement shall be assumed by, be binding upon and
inure to the benefit of any successor or successors to the Corporation.

 

12.                               Counterparts.

 

This Option Agreement may be executed simultaneously in any number of
counterparts, each of which shall be deemed an original but all of which
together shall constitute one and the same instrument.

 

13.                               Section Headings.

 

The section headings of this Option Agreement are for convenience of
reference only and shall not be deemed to alter or affect any provision hereof.

 

5Exhibit
10.1

 

AMENDMENT TO AMENDMENT NO. 4
AND 

FORBEARANCE AND STANDSTILL AGREEMENT

 

AMENDMENT TO AMENDMENT NO. 4
AND FORBEARANCE AND STANDSTILL AGREEMENT dated as of September 30, 2008 (this
“Agreement”) between HERBST GAMING, INC. (the “Borrower”), the Subsidiaries
of the Borrower executing a counterpart hereof (the “Grantors” and,
together with the Borrower, the “Loan Parties”) and WILMINGTON TRUST
COMPANY, as administrative agent for the lenders parties to the Credit
Agreement referenced below (in such capacity, together with its successors in
such capacity, the “Administrative Agent”).

 

The Borrower, the Grantors, the
Lenders parties thereto and the Administrative Agent are parties to (i) a
Credit Agreement dated as of January 3, 2007 (as amended by Amendment No. 1
to Second Amended and Restated Credit Agreement dated as of August 14,
2007, Amendment No. 2 to Second Amended and Restated Credit Agreement
dated as of December 14, 2007, Omnibus Amendment No. 3 and
Appointment and Acceptance dated as of April 24, 2008, the Forbearance
Agreement (as defined below) and as further amended, supplemented and otherwise
modified from time to time, the “Credit Agreement”) and (ii) an
Amendment No. 4 and Forbearance and Standstill Agreement dated as of May 15,
2008 (the “Forbearance Agreement”).

 

The Borrower, the Grantors and
the Administrative Agent (pursuant to authority granted by and having obtained
all necessary consents of the Requisite Lenders parties to the Credit Agreement
and the Forbearance Agreement) wish now to amend the Forbearance Agreement in
certain respects, and, accordingly, the parties hereto hereby agree as follows:

 

Section 1.  Definitions.  Except as otherwise defined in this Agreement,
terms defined in the Credit Agreement and the Forbearance Agreement are used
herein as defined therein.

 

Section 2.  Amendments to Forbearance Agreement.  Subject to the satisfaction of the conditions
precedent specified in Section 4 hereof, but effective as of the date
hereof, the Forbearance Agreement shall be amended as follows:

 

(a)           Add Certain
Defaults to Loan Parties’ Acknowledgments. 
The first two sentences of Section 1(a) of the Forbearance
Agreement shall be amended to read in their entirety as follows:

 

“Each of the Financial Statement Default, the Financial Covenant
Default, the SEC Reporting Default and the Senior Subordinated Notes Default
(each as defined in Schedule A hereto) constitutes an Event of Default that has occurred, remains uncured, has not been
waived and is continuing as of the date of the Amendment to this Agreement
dated as of September 30, 2008 (the “Amendment”) and cannot be cured.  Except for the Financial Statement Default,
the Financial Covenant Default, the SEC Reporting Default and the Senior
Subordinated Notes Default, no other Defaults or Events of Default have
occurred and are continuing as of the date of the Amendment.”

 

(b)           Extend
Forbearance Period.  Section 2
of the Forbearance Agreement shall be amended by (i) deleting the words “Subject
to the satisfaction of the conditions precedent specified in Section 5
below, but” in the first two lines thereof and capitalizing the initial
reference to the word “effective” contained therein and (ii) replacing the
date “September 30, 2008” contained in subclause (a) thereof with “November 5,
2008”.

 

(c)           Extend Period for
Borrowing Eurodollar Rate Loans.  Section 4(a)(iii) of
the Forbearance Agreement shall be amended by replacing the date “September 30,
2008” contained therein with “November 5, 2008”.

 

1

 

(d)           Add Specified
Defaults.  Numbered items 3, 5 and 6
of Schedule A to the Forbearance Agreement shall be amended to read in their
entirety as follows:

 

“3.           An Event of Default
under Section 6.02(a) of the Credit Agreement solely with respect to
the inability to certify as to paragraph 3 of the Compliance Certificate as a
result of the Financial Statement Default, the Financial Covenant Default (as defined
below), the SEC Reporting Default (as defined below), the Senior Subordinated
Notes Default (as defined below) and the other Specified Defaults set forth
herein.

 

5.             An Event of Default
under Sections 7.12, 7.13 and 7.14 of the Credit Agreement solely with respect
to the Fiscal Quarters ending March 31, 2008, June 30, 2008 and September 30, 2008
(together, the “Financial Covenant Default”).

 

6.             An Event of Default
under Section 8.01(e) of the Credit Agreement solely as a result of
failure to (i) file reports
with the Securities and Exchange Commission (“SEC”) within the time periods
specified in the SEC’s rules and regulations, including the Company’s
failure to satisfactorily file management’s report on internal control over
financial reporting in connection with its Annual Report on Form 10-K for
the year ended December 31, 2007 (the “SEC Reporting Default”), and (ii) pay
interest due under the Senior Subordinated Notes (the “Senior Subordinated
Notes Default”), in each case unless such Event of Default results in the
acceleration of any of the Senior Subordinated Notes.”

 

Section 3.  Representations and Warranties.  Each of the Loan Parties represents and
warrants to the Lenders and the Administrative Agent, as to itself and each of
its subsidiaries, that (i) the representations and warranties of each Loan
Party set forth in the Credit Agreement, the Forbearance Agreement and the
other Loan Documents are true and correct in all material respects as if made
on and as of the date hereof (or, if any such representation or warranty is
expressly stated to have been made as of a specific date, such representation
or warranty shall be true and correct in all material respects as of such
specific date, in each case other than as a result of the occurrence of the
Financial Statement Default, the Financial Covenant Default, the SEC Reporting
Default and the Senior Subordinated Notes Default (each as defined in the
Forbearance Agreement as to be amended hereby)), except for those
representations and warranties listed on Schedule C to the Forbearance
Agreement, and (ii) no Default or Event of Default (other than the
Financial Statement Default, the Financial Covenant Default, the SEC Reporting
Default and the Senior Subordinated Notes Default) has occurred and is
continuing.

 

Section 4.  Conditions Precedent.  The amendments set forth in Section 2
hereof shall become effective, as of the date hereof, upon satisfaction of the
following conditions:

 

                (a)           The Administrative Agent shall have
received counterparts of this Agreement, executed and delivered by the Borrower
and each other Loan Party.

 

                (b)           The Borrower shall have paid (i) the
accrued interest and fees under the Credit Agreement due on October 1,
2008 (pursuant to Section 4(a)(i) of the Forbearance Agreement) and (ii) all
costs, expenses and fees as set forth in Section 10.04 of the Credit
Agreement.

 

Section 5.  Release.  Each Loan Party, on behalf of itself, and any
Person claiming by, through or under such Loan Party (collectively, the “Loan
Party Group”) acknowledges that it has no claim, counterclaim, setoff,
recoupment, action or cause of action of any kind or nature whatsoever (“Claims”)
against all or any of the Administrative Agent or any of the Lenders or any of
their respective directors, officers, employees, agents, attorneys, financial
advisors, legal representatives, affiliates, shareholders, partners, successors
and assigns (the Administrative Agent or any of the Lenders and their
respective directors, officers, employees, agents, attorneys, financial
advisors, legal representatives, 

 

2

 

affiliates, shareholders, partners, successors and
assigns are jointly and severally referred to as the “Lender Group”),
that directly or indirectly arise out of or are based upon or in any manner
connected with any “Prior Event” (as defined below), and each Loan Party on
behalf of itself and all the other members of the Loan Party Group hereby
releases each member of the Lender Group from any liability whatsoever should
any Claims nonetheless exist.  As used
herein the term “Prior Event” means any transaction, event,
circumstances, action, failure to act or occurrence of any sort or type,
whether known or unknown, which occurred, existed, was taken, permitted or
begun prior to the execution of this Agreement and occurred, existed, was
taken, permitted or begun in accordance with, pursuant to or by virtue of any
terms of the Credit Agreement, the Forbearance Agreement, this Agreement, any
other Loan Document or any of the transactions contemplated herein or therein
or any oral or written agreement relating to any of the foregoing, including
without limitation any approval or acceptance given or denied.  This Section 5 shall survive the
termination of this Agreement and shall remain in full force and effect even if
any of the conditions set forth in Section 4 above are not satisfied.

 

Section 6.  References Generally.  References in the Forbearance Agreement
(including references to the Forbearance Agreement as amended hereby) to “this
Agreement” (and indirect references such as “hereunder”, “hereby”, “herein” and
“hereof”) shall be deemed to be references to the Forbearance Agreement as
amended hereby.  This Agreement is a Loan
Document for all purposes of the Credit Agreement.

 

Section 7.  Miscellaneous.  This Agreement shall be limited as written
and nothing herein shall be deemed to constitute a waiver of any other term,
provision or condition of the Credit Agreement, the Forbearance Agreement or
any other Loan Document in any other instance than as set forth herein or
prejudice any right or remedy that the Administrative Agent or any Lender may
have or may in the future have under the Credit Agreement, the Forbearance
Agreement or any other Loan Document.  Except
as herein provided, each of the Credit Agreement, the Forbearance Agreement and
the other Loan Documents shall remain unchanged and in full force and effect
and are hereby in all respects ratified and confirmed.  This Agreement may be executed in any number
of counterparts, all of which taken together shall constitute one and the same
amendatory instrument, and any of the parties hereto may execute this Agreement by signing any such counterpart.  Delivery of an executed counterpart of a
signature page to this Agreement by electronic transmission shall be
effective as delivery of a manually executed counterpart of this Agreement.  This Agreement
shall be governed by, and construed in accordance with, the law of the State of
New York.

 

3

 

IN WITNESS WHEREOF, the
parties hereto have caused this Agreement to
be duly executed and delivered as of the day and year first above written.

 

 

	
   

  	
  WILMINGTON TRUST COMPANY,

  
	
   

  	
  as Administrative Agent

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  

 

 

	
   

  	
  HERBST
  GAMING, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  FLAMINGO
  PARADISE GAMING, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  MARKET
  GAMING, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CARDIVAN
  COMPANY

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CORRAL
  COIN, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CORRAL
  COUNTRY COIN, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  

 

 

	
   

  	
  E-T-T
  ENTERPRISES L.L.C.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  E-T-T,
  INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  HGI –
  ST. JO, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  HGI –
  LAKESIDE, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  HGI –
  MARK TWAIN, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  THE
  SANDS REGENT

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  

 

 

	
   

  	
  ZANTE
  INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  LAST
  CHANCE, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  CALIFORNIA
  PROSPECTORS, LTD.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  PLANTATION
  INVESTMENTS, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  DAYTON
  GAMING, INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  THE
  PRIMADONNA COMPANY, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00147-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00147-of-00352.parquet"}]]