Document:

Exhibit 4.8

 

[FORM OF WARRANT CERTIFICATE]

 

Number

 

Warrants

 

THIS WARRANT SHALL BE VOID IF NOT EXERCISED
PRIOR TO

THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR

IN THE WARRANT AGREEMENT DESCRIBED BELOW

 

MYND ANALYTICS, INC.

 

Incorporated Under the Laws of the State
of Delaware

 

CUSIP 62857N111

 

Warrant Certificate

 

This Warrant
Certificate certifies that, or registered assigns, is the registered holder of warrant(s) (the “Warrants”
and each, a “Warrant”) to purchase shares of Common Stock, no par value (“Common Stock”),
of MYnd Analytics, Inc., a Delaware corporation (the “Company”). Each Warrant entitles the holder, upon
exercise during the period set forth in the Warrant Agreement referred to below, to receive from the Company that number of fully
paid and nonassessable shares of Common Stock as set forth below, at the exercise price (the “Exercise Price”)
as determined pursuant to the Warrant Agreement, payable in lawful money (or through “cashless exercise”
as provided for in the Warrant Agreement) of the United States of America upon surrender of this Warrant Certificate and payment
of the Exercise Price at the office or agency of the Warrant Agent referred to below, subject to the conditions set forth herein
and in the Warrant Agreement. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given
to them in the Warrant Agreement (as defined on the reverse hereof).

 

Each Warrant is initially
exercisable for one fully paid and non-assessable share of Common Stock. The number of the shares of Common Stock issuable upon
exercise of the Warrants is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement.

 

The initial Exercise
Price per share of Common Stock for any Warrant is equal to $_____ per share. The Exercise Price is subject to adjustment upon
the occurrence of certain events set forth in the Warrant Agreement.

 

Subject to the conditions
set forth in the Warrant Agreement, the Warrants may be exercised only during the Exercise Period and to the extent not exercised
by the end of such Exercise Period, such Warrants shall become void.

 

     

     

    

 

Reference is hereby
made to the further provisions of this Warrant Certificate set forth on the reverse hereof and such further provisions shall for
all purposes have the same effect as though fully set forth at this place.

 

This Warrant Certificate
shall not be valid unless countersigned by the Warrant Agent, as such term is used in the Warrant Agreement.

 

This Warrant Certificate
shall be governed by and construed in accordance with the internal laws of the State of New York, without regard to conflicts of
laws principles thereof.

 

	 	MYND ANALYTICS, INC.
	 	 	 
	 	By:	 
	 	 	Name:
	 	 	Title:
	 	 	 
	 	AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent
	 	 	 
	 	By:	 
	 	 	Name:
	 	 	Title:

 

[Signature Page to Warrant Certificate]

 

     

     

    

  

[Form of Warrant Certificate]

 

[Reverse]

 

The Warrants evidenced
by this Warrant Certificate are part of a duly authorized issue of Warrants entitling the holder on exercise to receive shares
of Common Stock and are issued or to be issued pursuant to a Warrant Agreement dated as of June __, 2017 (the “Warrant
Agreement”), duly executed and delivered by the Company to _________________, a New York limited liability trust
company, as warrant agent (the “Warrant Agent”), which Warrant Agreement is hereby incorporated by reference
in and made a part of this instrument and is hereby referred to for a description of the rights, limitation of rights, obligations,
duties and immunities thereunder of the Warrant Agent, the Company and the holders (the words “holders”
or “holder” meaning the Registered Holders or Registered Holder) of the Warrants. A copy of the Warrant
Agreement may be obtained by the holder hereof upon written request to the Company. Defined terms used in this Warrant Certificate
but not defined herein shall have the meanings given to them in the Warrant Agreement.

 

Warrants may be exercised
at any time during the Exercise Period set forth in Section 3.3 of the Warrant Agreement.

 

Notwithstanding anything
else in this Warrant Certificate or the Warrant Agreement, no Warrant may be exercised unless at the time of exercise (i) a registration
statement covering the shares of Common Stock to be issued upon exercise is effective under the Securities Act and (ii) a prospectus
thereunder relating to the shares of Common Stock is current, except through “cashless exercise” as provided
for in the Warrant Agreement.

 

The Warrant Agreement
provides that upon the occurrence of certain events the number of shares of Common Stock issuable upon exercise of the Warrants
set forth on the face hereof may, subject to certain conditions, be adjusted. If, upon exercise of a Warrant, the holder thereof
would be entitled to receive a fractional interest in a share of Common Stock, the Company shall, upon exercise, round up to the
nearest whole number of shares of Common Stock to be issued to the holder of the Warrant.

 

Warrant Certificates,
when surrendered at the principal corporate trust office of the Warrant Agent by the Registered Holder thereof in person or by
legal representative or attorney duly authorized in writing, may be exchanged, in the manner and subject to the limitations provided
in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of
like tenor evidencing in the aggregate a like number of Warrants.

 

Upon due presentation
for registration of transfer of this Warrant Certificate at the office of the Warrant Agent a new Warrant Certificate or Warrant
Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without charge except for any tax or
other governmental charge imposed in connection therewith.

 

The Company and the Warrant Agent may deem
and treat the Registered Holder(s) hereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of
ownership or other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the holder(s)
hereof, and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary.
Neither the Warrants nor this Warrant Certificate entitles any holder hereof to any rights of a stockholder of the Company.

 

     

     

    

 

Election to Purchase

 

(To Be Executed Upon Exercise of Warrant)

 

The undersigned hereby
irrevocably elects to exercise the right, represented by this Warrant Certificate, to receive shares of Common Stock and herewith
tenders payment for such shares to the order of MYnd Analytics, Inc. (the “Company”) in the amount of
$______ in accordance with the terms hereof. The undersigned requests that a certificate for such shares be registered in the name
of _____________________, whose address is and that such shares be delivered to whose address is ______________________. If said
number of shares is less than all of the shares of Common Stock purchasable hereunder, the undersigned requests that a new Warrant
Certificate representing the remaining balance of such shares be registered in the name of ,___________________ whose address is
_______________, and that such Warrant Certificate be delivered to _________________, whose address is ______________________.

 

In the event that the
Warrant is to be exercised on a “cashless” basis pursuant to Section 3.3.2 of the Warrant Agreement, the number
of shares that this Warrant is exercisable for shall be determined in accordance with Section 3.3.2 of the Warrant Agreement.

 

	 	________________	a “Cash Exercise” with respect to ____________________________ Warrant Shares; and/or
	 	 	 
	 	________________	a “Cashless Exercise” with respect to Warrant Shares, resulting in a delivery obligation by the Company to the Holder of shares of Common Stock representing the applicable Net Number, subject to adjustment.

 

In the event that the
Warrant may be exercised, to the extent allowed by the Warrant Agreement, through cashless exercise (i) the number of shares that
this Warrant is exercisable for would be determined in accordance with the relevant section of the Warrant Agreement which allows
for such cashless exercise and (ii) the holder hereof shall complete the following: The undersigned hereby irrevocably elects to
exercise the right, represented by this Warrant Certificate, through the cashless exercise provisions of the Warrant Agreement,
to receive shares of Common Stock. If said number of shares is less than all of the shares of Common Stock purchasable hereunder
(after giving effect to the cashless exercise), the undersigned requests that a new Warrant Certificate representing the remaining
balance of such shares be registered in the name of , whose address is , and that such Warrant Certificate be delivered to , whose
address is                              .

 

	Date: ____________, 20	 	(Signature)
	 	 	 
	 	 	(Address)
	 	 	 
	 	 	 
	 	 	(Tax Identification Number)EX-4.3

 Exhibit 4.3 

BNC BANCORP 
 SECOND
SUPPLEMENTAL INDENTURE 
 Dated as of June 16, 2017 

To the Indenture 
 Dated
as of September 30, 2014 
 5.5% Fixed to Floating Rate Subordinated Notes due October 1, 2024 

Wilmington Trust, National Association, as Trustee 

 SECOND SUPPLEMENTAL INDENTURE 

THIS SECOND SUPPLEMENTAL INDENTURE (the “Second Supplemental Indenture”) dated as of June 16, 2017 is by and between Wilmington
Trust, National Association, a national banking association, not in its individual capacity but solely as Trustee (herein, together with its successors in interest, the “Trustee”), and Pinnacle Financial Partners, Inc., a Tennessee
corporation (the “Successor Company”), under the Subordinated Indenture referred to below. 
 WHEREAS, BNC Bancorp, a North
Carolina corporation (the “Company”), and the Trustee have executed and delivered a Subordinated Indenture, dated as of September 30, 2014 (the “Base Indenture”), to provide for the issuance from time to time by the Company
of its unsecured subordinated indebtedness (the “Securities”) to be issued in one or more series as provided in the Base Indenture; 

WHEREAS, the Company and the Trustee have executed and delivered a First Supplemental Indenture, dated as of September 30, 2014 (the
“First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”), to supplement the terms of the Base Indenture to establish the terms of a new series of Securities of the Company designated as its 5.5%
Fixed to Floating Rate Subordinated Notes due 2024 (the “2024 Notes”); 
 WHEREAS, on September 30, 2014, the Company issued
U.S. $60,000,000.00 of its 2024 Notes; 
 WHEREAS, as permitted by the terms of the Indenture, the Company, simultaneously with the
effectiveness of this Second Supplemental Indenture, shall merge (referred to herein for purposes of Article Eight of the Indenture as the “Merger”) with and into the Successor Company with the Successor Company as the surviving
corporation. The parties hereto are entering into this Second Supplemental Indenture pursuant to, and in accordance with, Articles Eight and Nine of the Indenture; 

WHEREAS, all things necessary to make this Second Supplemental Indenture a legal and binding supplement to the Indenture in accordance with
its terms and the terms of the Indenture have been done; 
 WHEREAS, the Company has complied with all conditions precedent provided for in
the Indenture relating to this Second Supplemental Indenture; and 
 WHEREAS, the Company has requested that the Trustee execute and deliver
this Second Supplemental Indenture. 
 NOW, THEREFORE, in consideration of the premises and for other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged by the parties hereto, the Trustee, the Company and the Successor Company hereby agree as follows: 

SECTION 1. Definitions. All capitalized terms used herein that are defined in the Indenture, either
directly or by reference therein, shall have the respective meanings assigned them in the Indenture except as otherwise provided herein or unless the context otherwise requires. 

SECTION 2. Interpretation. 
  

	 	(a)	In this Second Supplemental Indenture, unless a clear contrary intention appears: 

  

	 	(i)	the singular number includes the plural number and vice versa; 

  

	 	(ii)	reference to any gender includes the other gender; 

  
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	 	(iii)	the words “herein,” “hereof” and “hereunder” and other words of similar import refer to this Second Supplemental Indenture as a whole and not to any particular Section or other subdivision;

  

	 	(iv)	reference to any Person includes such Person’s successors and assigns but, if applicable, only if such successors and assigns are permitted by this Second Supplemental Indenture or the Indenture, and reference to a
Person in a particular capacity excludes such Person in any other capacity or individually provided that nothing in this clause (iv) is intended to authorize any assignment not otherwise permitted by this Second Supplemental Indenture or the
Indenture; 

  

	 	(v)	reference to any agreement, document or instrument means such agreement, document or instrument as amended, supplemented or modified and in effect from time to time in accordance with the terms thereof and, if
applicable, the terms hereof, as well as any substitution or replacement therefor and reference to any note includes modifications thereof and any note issued in extension or renewal thereof or in substitution or replacement therefor;

  

	 	(vi)	reference to any Section means such Section of this Second Supplemental Indenture; and 

  

	 	(vii)	the word “including” (and with correlative meaning “include”) means including without limiting the generality of any description preceding such term. 

 

	 	(b)	No provision in this Second Supplemental Indenture shall be interpreted or construed against any Person because that Person or its legal representative drafted such provision. 

SECTION 3. Assumption of Obligations. 

 

	 	(a)	Pursuant to, and in compliance and accordance with, Section 8.01 and Section 8.02 of the Indenture, the Successor Company hereby expressly assumes the due and punctual payment of the principal of (and premium,
if any) and interest on or any Additional Amounts in respect of all of the Securities, including the 2024 Notes, in accordance with their terms, according to their tenor, and the performance of every other covenant of the Indenture on the part of
the Company to be performed or observed. 

  

	 	(b)	Pursuant to, and in compliance and accordance with, Section 8.02 of the Indenture, the Successor Company succeeds to and is substituted for the Company, with the same effect as if the Successor Company had
originally been named in the Indenture as the Company. 

 SECTION 4. Representations
and Warranties. The Successor Company represents and warrants that (a) it has all necessary power and authority to execute and deliver this Second Supplemental Indenture and to perform the
Indenture, (b) that it is the successor of the Company pursuant to the Merger effected in accordance with applicable law, (c) that it is a corporation organized and existing under the 

  
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laws of Tennessee, (d) that after giving effect to the Merger and this Second Supplemental Indenture, no Default or Event of Default, and no event which, after notice or lapse of time or
both, would become an Event of Default, has occurred and is continuing and (e) that this Second Supplemental Indenture is executed and delivered pursuant to Section 9.01(1) and Article Eight of the Indenture and does not require the
consent of the Securityholders. 
 SECTION 5. Conditions of
Effectiveness. This Second Supplemental Indenture shall become effective simultaneously with the effectiveness of the Merger, provided, however, that: 
  

	 	(a)	the Trustee shall have executed a counterpart of this Second Supplemental Indenture and shall have received one or more counterparts of this Second Supplemental Indenture executed by the Successor Company;

  

	 	(b)	the Trustee shall have received an Officers’ Certificate stating that (i) the execution of this Second Supplemental Indenture is authorized or permitted by the Indenture; (ii) in the opinion of the
signers, all conditions precedent provided for in the Indenture relating to the Merger and this Second Supplemental Indenture have been complied with; (iii) in the opinion of the signers, the Merger and this Second Supplemental Indenture comply
with the terms of the Indenture; and (iv) in the opinion of the signers, this Second Supplemental Indenture is a legal, valid and binding obligation of the Successor Company, enforceable against the Successor Company in accordance with the
terms hereof; 

  

	 	(c)	the Trustee shall have received an Opinion of Counsel to the effect that (i) the execution of this Second Supplemental Indenture is authorized or permitted by the Indenture; (ii) all conditions precedent
provided for in the Indenture relating to the Merger have been complied with; (iii) the Merger and this Supplemental Indenture comply with the terms of the Indenture; and (iv) this Supplemental Indenture is a legal, valid and binding
obligation of the Successor Company, enforceable against the Successor Company in accordance with the terms hereof; and 

  

	 	(d)	the Successor Company and the Company shall have duly executed and filed with the Secretary of the State of the State of North Carolina Articles of Merger in connection with the Merger. 

SECTION 6. Reference to the Indenture. 

 

	 	(a)	Upon the effectiveness of this Second Supplemental Indenture, each reference in the Indenture to “this Indenture,” “hereunder,” “herein” or words of like import shall mean and be a
reference to the Indenture, as affected, amended and supplemented hereby. 

  

	 	(b)	Upon the effectiveness of this Second Supplemental Indenture, each reference in any Securities, including the 2024 Notes, to the Indenture including each term defined by reference to the Indenture shall mean and be a
reference to the Indenture or such term, as the case may be, as affected, amended and supplemented hereby. 

  

	 	(c)	The Indenture, as amended and supplemented hereby shall remain in full force and effect and is hereby ratified and confirmed. 

  
 4 

 SECTION 7. Execution in
Counterparts. This Second Supplemental Indenture may be executed in any number of counterparts and by different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an
original and all of which when taken together shall constitute but one and the same instrument. 
 SECTION 8.
Governing Law; Binding Effect. This Second Supplemental Indenture shall be governed by and construed in accordance with the laws of the State of North Carolina,
except that the rights, immunities, duties and liabilities of the Trustee hereunder shall be governed by the laws of the state of New York. This Second Supplemental Indenture shall be binding upon the parties hereto and their respective successors
and assigns. 
 SECTION 9. The Trustee. The Trustee shall not be responsible in any
manner whatsoever for or in respect of the validity or sufficiency of this Second Supplemental Indenture or the due execution thereof by the Successor Company. The recitals of fact contained herein shall be taken as the statements solely of the
Successor Company, and the Trustee assumes no responsibility for the correctness thereof. 
 [Signatures on following page] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Second Supplemental Indenture to be duly
executed as of the day and year first written above. 
  

			
	PINNACLE FINANCIAL PARTNERS, INC.
		
	By:	 	 /s/ Harold R. Carpenter

	Name:	 	Harold R. Carpenter
	Title:	 	Executive Vice President and CFO
	
	WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Trustee
		
	By:	 	 /s/ Michael H. Wass

	Name:	 	 Michael H. Wass

	Title:	 	 Vice President

  
 6

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