Document:

Amendment No. 1 to Foundry Agreement

  
 Exhibit 10.4(a)

 AMENDMENT No. 1 
 to 
 Foundry Agreement 

between 

Texas Instruments Incorporated and Spansion LLC and Nihon Spansion Limited 

This Amendment No. 1 (“Amendment No. 1”) to the Foundry Agreement is entered into this 15th day of September 2010, (the “Effective Date”) by and
between Spansion LLC, having its principal place of business at 915 DeGuigne Drive, Sunnyvale, California 94088-3453, U.S.A. (“Spansion”), Nihon Spansion Limited, having its principal place of business at 1-14, Nishin-cho, Kawasaki-shi,
Kawasaki-ku, Kanagawa 210-0024, Japan (“Spansion Nihon), and Texas Instruments Incorporated, having its principal place of business at 12500 TI Boulevard, Dallas, Texas 75266, U.S (“TI”). Spansion, Spansion Nihon, and TI are
collectively referred to as “Parties” to this Amendment and, individually, as a “Party” to this Amendment. 

Whereas, the Parties entered into a Foundry Agreement with an Effective Date of August 31, 2010 (“Original Agreement”), 

Whereas, the Parties desire to make the confidentiality provisions of the Original Agreement applicable to certain additional entities, and

 Whereas, the Parties agree to make further modifications to the provisions of the Original Agreement as set forth below. 

Now therefore, the parties hereby agree as follows: 
  

	 	I.	The provisions of Section 10 of the Original Agreement (Confidential Information) will apply to any Spansion subsidiaries and any TI subsidiaries. This
modification will retroactively apply to the Effective Date of the Original Agreement. 

  

	 	II.	For clarification, the Parties acknowledge that the quantities set forth in the table in Exhibit D are intended to be quantities in the thousands (one unit =
1000 wafers) 

 (remainder of page intentionally left blank) 

  
 1 

  
 IN WITNESS WHEREOF, the Parties hereto
have caused this Agreement to be duly signed and executed. 
  

							
	TEXAS INSTRUMENTS INCORPORATED	  		  	SPANSION LLC	  	
				
	 /s/ Kevin Ritchie
 Authorized Signature
	  		  	 /s/ Randy W. Furr
 Authorized Signature
	  	
				
	 Kevin Ritchie
 Name
	  		  	 Randy W. Furr
 Name
	  	
				
	 SVP
 Title
	  		  	 EVP and CFO
 Title
	  	
				
	 9/17/2010
 Date
	  		  	 9/15/2010
 Date
	  	
				
	NIHON SPANSION LIMITED	  		  		  	
				
	 /s/ Randy W. Furr
 Authorized Signature
	  		  		  	
				
	 Randy W. Furr
 Name
	  		  		  	
				
	 Director
 Title
	  		  		  	
				
	 9/15/2010
 Date
	  		  		  	

  
 2First Amendment to Schedule to Lease Agreement

  
 Exhibit 10.5

 

 

 CONFIDENTIAL 
 FIRST AMENDMENT TO 
 SCHEDULE TO LEASE AGREEMENT 

THIS FIRST AMENDMENT is made effective the 10th day of September, 2010 (the “Effective Date”) by and between SPANSION LLC, having its principal place
of business at 915 DeGuigne Drive, Sunnyvale, California, 94088-3453 (hereinafter referred to as “Lessee”), and AIG COMMERCIAL EQUIPMENT FINANCE, INC., having its principal place of business at 5700 Granite Parkway, Suite 850,
Plano, Texas, 75024 (hereinafter called “Lessor”). 
 RECITALS 

WHEREAS, Lessee and Banc of America Leasing & Capital, LLC (“BofA”) entered into that certain Lease Schedule
No. 15878-11500-012, dated September 28, 2006 (the “Schedule”), issued pursuant to and incorporating terms of Lease Agreement Number 15878-11500, dated September 30, 2005 (the “Lease”); 

WHEREAS, BofA assigned to Lessor all right, title, interest, and obligations under and with respect to the Schedule, and, solely to the extent
incorporated in the Schedule, the Lease, and Lessee consented to such assignment, on November 1, 2006; 
 WHEREAS, Lessee and Lessor
wish to modify the Schedule in order to effect a change in the terms of the Schedule; 
 NOW THEREFORE, in consideration of the promises
and mutual covenants of the parties, it is agreed that the Schedule shall be modified as follows: 
  

	1.	 Notwithstanding anything to the contrary in Section 9 of the Schedule: (i) the Lease term as to all, but not less than all, of the Units
under the Schedule shall be extended for a period of three months (the “Extended Term”) at a monthly Rent of $89,188.64, plus applicable taxes, payable by Lessee to Lessor in advance on the 29th day of each month during the Extended Term beginning on
September 29, 2010, and (ii) Lessee has irrevocably elected to purchase on December 28, 2010, all of Lessor’s right, title and interest in and to all, but not less than all, of the Units under the Schedule for a purchase price
equal to $1,383,985.56, plus all Rent installments, late charges and other amounts then due and owing under the Schedule, plus all applicable taxes (other than past-due personal property taxes or personal property taxes for the current tax year),
assessments and other charges due or payable in connection with the sale of the Units, all of the foregoing payable in immediately available funds on December 28, 2010. For clarification purposes, Lessee shall remain liable for all
personal property taxes, but shall have no obligation to pay such taxes to Lessor. Time is of the essence. Capitalized terms used above but not otherwise defined above shall have the meanings set forth in the Schedule.

 The parties agree that except as amended in the manner specified above, all remaining provisions of the Schedule and Lease
shall continue in full force and effect. 

  
 Page 1

 

 

 CONFIDENTIAL 
  

  
 THIS FIRST AMENDMENT has
been signed by the duly-authorized representatives of the parties (or their designees) in two identical copies of which each party has taken one. 
  

							
	 AIG COMMERCIAL EQUIPMENT

FINANCE, INC.
	 		  	SPANSION LLC	  	
				
	 /s/ Brian D. DeRusha
	 		  	 /s/ Randy W. Furr
	  	
	Authorized Signature	 		  	Authorized Signature	  	
				
	 Brian D. DeRusha
	 		  	 Randy W. Furr
	  	
	Name	 		  	Name	  	
				
	 Senior Vice President
	 		  	 Chief Financial Officer
	  	
	Title	 		  	Title	  	
				
	 September 10, 2010
	 		  	 September 10, 2010
	  	
	Date	 		  	Date	  	

 THE UNDERSIGNED GUARANTOR CONSENTS TO THE FOREGOING 

FIRST AMENDMENT: 
 SPANSION, INC.

  

	
	 /s/ Randy W. Furr

	Authorized Signature
	
	 Randy W. Furr

	Name
	
	 Chief Financial Officer

	Title
	
	 September 10, 2010

	Date

  
 Page 2Amendment Number One to Loan and Security Agreement

  
 Exhibit 10.6

 AMENDMENT NUMBER ONE TO 
 LOAN AND SECURITY AGREEMENT 
 This Amendment Number One to Loan and
Security Agreement (this “Amendment”), dated as of October 15, 2010, is entered into among SPANSION INC., a Delaware corporation (“Parent”), SPANSION LLC, a Delaware limited liability company
(“Spansion”) and certain of Spansion’s subsidiaries party hereto (such subsidiaries together with Spansion, individually, a “Borrower” and, collectively, the “Borrowers”), each of the lenders
set forth on the signature pages hereof (collectively, the “Lenders”), and BANK OF AMERICA, N.A., a national banking association, as Administrative Agent, as Sole Lead Arranger, as Sole Bookrunner, and as agent for the
Lenders (in such capacity, “Agent”). Capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Agreement (as defined below). 

R E C I T A L S 
 WHEREAS, Borrowers, Agent, and the Lenders previously entered into that certain Loan and Security Agreement, dated as of May 10, 2010 (as amended, restated, amended and restated, supplemented,
extended or otherwise modified in writing from time to time, the “Agreement”); 
 WHEREAS, the claims agent
appointed pursuant to the Plan of Reorganization is seeking to settle one or more claims (the “Claims”) filed in the Chapter 11 Case against Borrowers and/or one or more of its Affiliates. In connection with such settlement
Borrowers may pay up to US$85,000,000 to acquire (i) certain Claims, and/or (ii) the proceeds of such Claims, and/or (iii) the Capital Stock of Parent issued on account of such Claims pursuant to the Plan of Reorganization;

 WHEREAS, upon its acquisition of the foregoing, Borrowers will (i) acquire or be issued Capital Stock of Parent in
satisfaction of such Claims and (ii) distribute or assign to Parent all Capital Stock of Parent so acquired by Borrowers; 

WHEREAS, the foregoing settlement and the steps to be taken as described above in connection with such settlement are herein referred to
as the “Settlement Transactions”; and 
 WHEREAS, Borrowers, Agent, and the Lenders desire to amend, in certain
respects, the Agreement, and provide the consent set forth in this Amendment, in order to permit the Settlement Transactions. Accordingly the parties hereto hereby agree as follows: 

A G R E E M E N T 
 NOW, THEREFORE, in consideration of the foregoing and the mutual covenants herein contained, and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged,
the parties hereby agree as follows: 
 Section 1. Amendments to the Agreement. Agent, the Required Lenders, and
Borrowers agree that the Agreement is hereby amended as of the Amendment Number One Effective Date (as defined in Section 3) as follows 

  
 1 

  
 A. The following
definitions set forth in Section 1.1 of the Agreement are deleted in their entirety and replaced with the following: 
 Dominion/Covenant Trigger Event: as of any date of determination, that (a) an Event of Default has occurred as of such date, (b) the sum of Availability plus Qualified Cash is less than
$60,000,000 as of such date, or (c) the aggregate outstanding Revolver Loans are in excess of $500,000 and Availability is less than $20,000,000 as of such date. 

Reporting Trigger Event: as of any date of determination, that (a) an Event of Default has occurred as of such
date, (b) the sum of Availability plus Qualified Cash is less than $80,000,000 as of such date, or (c) the aggregate outstanding Revolver Loans are in excess of $500,000 and Availability is less than $20,000,000 as of such date.

 B. The definition of “Eligible Foreign Accounts (Qualified)” set forth in Section 1.1 of the Agreement
is amended by deleting the phrase “Equity Interest” on the eighth line thereof and replacing it with “Capital Stock”. 
 C. Section 10.2.5(a) of the Agreement is hereby deleted and replaced with the following: 
 (a) additional Investments by Parent or Subsidiaries in any Obligor; 

Section 2. Limited Consents. 
 A. Effective as of the Amendment Number One Effective Date (as defined in Section 3), the Lenders party hereto hereby consent to the Settlement Transactions and agree that the Settlement
Transactions may be consummated notwithstanding anything to the contrary in the Loan Documents including, without limitation, any limitations on Investments, Asset Dispositions, Distributions, transactions with Affiliates, or limitations on
amendments to or variations from the Plan of Reorganization. Effective as of the Amendment Number One Effective Date, the Lenders party hereto further agree that (i) the Settlement Transactions shall not be subject to any notice requirements or
collateral perfection requirements under the Loan Documents and (ii) that the Obligors may enter into an amendment to and consent under the Term Loan Agreement that is comparable to this Amendment. 

B. The limited consent set forth above shall be effective for the purposes set forth above and shall be limited precisely as written and
shall not be deemed to (a) be a consent to any amendment, waiver or modification of any other term or condition of any Loan Document, or (b) otherwise prejudice any right or remedy which Agent or Lenders may now have or may have in the
future under or in connection with any Loan Document. 
 Section 3. Conditions Precedent. The satisfaction of each
of the following shall constitute conditions precedent to the effectiveness of this Amendment and each and every provision hereof, and this Amendment shall be effective as of the date upon which such

  
 2 

 
conditions precedent shall be fully and completely satisfied (such date being the “Amendment Number One Effective Date”): 

A. Amendment. A fully executed copy of this Amendment signed by Borrowers and the Required Lenders, and acknowledged by the
Guarantors, shall be delivered to Agent. 
 B. Term Loan Amendment. A fully executed copy of Amendment No.3 and Consent
to the Term Loan Agreement. 
 Section 4. Miscellaneous. 

A. Survival of Representations and Warranties. All representations and warranties made in the Agreement or any other document or
documents relating thereto, including, without limitation, any Loan Document furnished in connection with this Amendment, shall survive the execution and delivery of this Amendment and the other Loan Documents, and no investigation by Agent or the
Lenders or any closing shall affect the representations and warranties or the right of Agent or the Lenders to rely thereon. 

B. Reference to Agreement. The Agreement and each of the other Loan Documents, and any and all other agreements, documents or
instruments now or hereafter executed and delivered pursuant to the terms hereof, or pursuant to the terms of the Agreement as amended hereby, are hereby amended so that any reference therein to the Agreement shall mean a reference to the Agreement
as amended hereby. 
 C. Agreement Remains in Effect. The Agreement and the other Loan Documents, as amended hereby,
remain in full force and effect and each Borrower ratifies and confirms its agreements and covenants contained therein. Each Borrower hereby confirms that, after giving effect to this Amendment, no Event of Default or Default exists as of the
effective date of this Amendment. 
 D. Severability. Any provision of this Amendment held by a court of competent
jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder of this Amendment and the effect thereof shall be confined to the provision so held to be invalid or unenforceable. 

E. APPLICABLE LAW. THIS AMENDMENT SHALL BE GOVERNED BY THE LAWS OF THE STATE OF CALIFORNIA, WITHOUT GIVING EFFECT TO ANY
CONFLICT OF LAW PRINCIPLES (BUT GIVING EFFECT TO FEDERAL LAWS RELATING TO NATIONAL BANKS). 
 F. Successors and
Assigns. This Amendment is binding upon and shall inure to the benefit of Agent, the Lenders, and Borrowers and their respective successors and assigns; provided, however, that no Borrower may assign or transfer any of its rights
or obligations hereunder without the prior written consent of the Lenders. 

  
 3 

  
 G.
Counterparts. This Amendment may be executed in one or more counterparts, each of which when so executed shall be deemed to be an original, but all of which when taken together shall constitute one and the same instrument. 

H. Headings. The headings, captions and arrangements used in this Amendment are for convenience only and shall not affect the
interpretation of this Amendment. 
 I. NO ORAL AGREEMENTS. THIS AMENDMENT, TOGETHER WITH THE OTHER LOAN DOCUMENTS AS
WRITTEN, REPRESENTS THE FINAL AGREEMENT AMONG AGENT, THE LENDERS, AND BORROWERS AND MAY NOT BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO UNWRITTEN ORAL AGREEMENTS AMONG AGENT, THE
LENDERS, AND BORROWERS. 
 ***** 

  
 4 

  
 IN WITNESS WHEREOF,
the parties have executed this Amendment on the date first above written. 
  

			
	“BORROWER”
	
	 SPANSION LLC, 
 a Delaware limited liability company

		
	By:	 	 /s/ Randy W. Furr

	Name:	 	Randy W. Furr
	Title:	 	Executive Vice President and Chief Financial Officer
	
	“PARENT”
	
	 SPANSION INC.,
 a Delaware corporation

		
	By:	 	 /s/ Randy W. Furr

	Name:	 	Randy W. Furr
	Title:	 	Executive Vice President and Chief Financial Officer

 Amendment Number One to Loan and Security Agreement 

  
 AGENT AND LENDERS:

  

			
	 BANK OF AMERICA, N.A.,
 as Agent and a Lender

		
	By:	 	 /s/ Steven W. Sharp

	Name:	 	Steven W. Sharp
	Title:	 	Vice President

  
 Amendment
Number One to Loan and Security Agreement 

  

			
	 WELLS FARGO CAPITAL FINANCE, LLC,
 as a Lender

		
	By:	 	 /s/ Krista Wade

	Name:	 	Krista Wade
	Title:	 	Vice President

  
 Amendment
Number One to Loan and Security Agreement 

  
 ACKNOWLEDGMENT AND
REAFFIRMATION OF GUARANTY 
 Each of the undersigned parties (each, a “Guarantor”), (i) consents to and
approves the execution and delivery of this Amendment by the parties hereto, (ii) agrees that this Amendment does not and shall not limit or diminish in any manner the obligations of such Guarantor pursuant to the guaranty agreement delivered
in connection with the Agreement (the “Guaranty”) by the undersigned and that such obligations would not be limited or diminished in any manner even if such Guarantor had not reaffirmed this Amendment, (iii) agrees that this
Amendment shall not be construed as requiring the consent of such Guarantor in any other circumstance, (iv) reaffirms each of its obligations under the Guaranty, and (v) agrees that the Guaranty remains in full force and effect and is
hereby ratified and confirmed. 
  

			
	“GUARANTORS”
	
	 SPANSION INTERNATIONAL, INC.,
 a Delaware corporation

		
	By:	 	 /s/ Randy W. Furr

	Name:	 	 Randy W. Furr

	Title:	 	 Chief Financial Officer and Treasurer

  
 Acknowledgment
and Reaffirmation of Guaranty 

  

			
	 SPANSION INC.,
 a Delaware corporation

		
	By:	 	 /s/ Randy W. Furr

	Name:	 	 Randy W. Furr

	Title:	 	 Executive Vice President and Chie Financial Officer

  
 Acknowledgment
and Reaffirmation of Guaranty 

  

			
	 CERIUM LABORATORIES, LLC,
 a Delaware limited liability company

		
	By:	 	 /s/ Randy W. Furr

	Name:	 	 Randy W. Furr

	Title:	 	 Chief Financial Officer

  
 Acknowledgment
and Reaffirmation of Guaranty 

  

			
	 SPANSION TECHNOLOGY LLC,

a Delaware corporation

		
	By:	 	 /s/ Randy W. Furr

	Name:	 	 Randy W. Furr

	Title:	 	 Executive Vice President and Chief Financial Officer

  
 Acknowledgment
and Reaffirmation of Guaranty

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00180-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00180-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00180-of-00352.parquet"}]]