Document:

EX-10.39

 Exhibit 10.39 

Execution Version 
  
 

 
 Share Purchase Deed 
 Ogier
Employee Benefit Trustee Limited 
 and 
 Markit Group
Holdings Limited 
 and 
 The Sellers 

For the sale and purchase of Shares in the 
 Capital of Markit
Group Holdings Limited 
 30 August 2012 

 CONTENTS 
  

					
	CLAUSE	  	PAGE	 
		
	1. DEFINITIONS	  	 	1	  
	2. SALE AND PURCHASE	  	 	3	  
	3. COMPLETION	  	 	4	  
	4. LIMITED RECOURSE	  	 	5	  
	5. SELLER WARRANTIES	  	 	6	  
	6. ASSIGNMENT	  	 	8	  
	7. GENERAL	  	 	8	  

 THIS DEED is made the 30 day of August 2012 

BETWEEN: 
  

	(1)	OGIER EMPLOYEE BENEFIT TRUSTEE LIMITED (No. 78262), a company incorporated in Jersey whose registered office is at Ogier House, The Esplanade, St Helier, Jersey JE4 9WG in its capacity as trustee of the Markit
Group Holdings Limited Employee Benefit Trust (the “Buyer”); 

  

	(2)	MARKIT GROUP HOLDINGS LIMITED (No. 06240773) whose registered office is at 4th floor, Ropemaker Place, 25 Ropemaker Street, London EC2Y 9LY (the “Company”); and 

 

	(3)	THE SELLERS whose names are set out in schedule 1 (the “Sellers”) and “Seller” shall mean any one of them as the context dictates. 

WHEREAS: 
  

	(A)	By a trust deed dated 27 January 2010 (the “Trust Deed”) made between the Company and the Buyer, a trust known as the Markit Group Holdings Limited Employee Benefit Trust (the
“Trust”) was established under which the Buyer in its capacity as trustee of the Trust holds the property of the Trust upon discretionary trusts for the Beneficiaries (as defined in the Trust Deed). 

 

	(B)	The Company is undertaking a Liquidity Event (as defined below) pursuant to which the Buyer will purchase Shares from the Sellers upon the terms and subject to the conditions of this deed. 

THE PARTIES AGREE AS FOLLOWS: 
  

	1.	DEFINITIONS 

 In this deed the following expressions shall bear the following meanings
unless the context otherwise requires: 
 “Articles” means the articles of association of the Company (as amended from time
to time); 
 “Business Day” means a day (excluding Saturdays and Sundays) on which banks generally are open in London,
Jersey and New York for the transaction of normal banking business; 
 “Completion” means the completion of this deed in
accordance with clause 3 hereof; 
 “Completion Date” means the date on which the Sale Shares are transferred to the Buyer;

 “Costs and Expenses” includes without limitation all relevant taxes (including stamp duty, employment related taxes and
employees’ social security contributions), the repayment of loans, exercise costs in respect of Options and Fees, which for each Seller, are set out in columns G to K of schedule 1; 

  
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 “Deferred Consideration” means the total aggregate consideration payable by the
Buyer to certain of the Sellers in instalments after Completion for the Sale Shares as set out in schedule 2, excluding the payments of the Initial Consideration and after the deduction of Costs and Expenses; 

“Deferred Consideration Payment Dates” means the dates on which Deferred Consideration is paid to the Sellers set out in
Schedule 2; 
 “Encumbrances” means any mortgage, charge (fixed or floating), pledge, lien, security or other third party
right or interest (legal or equitable) including any right of preemption, assignment by way of security, reservation of title or any other security interest of any kind however created or arising or any other agreement or arrangement (including a
sale and repurchase arrangement) having similar effect or restriction over or in respect of the use of the relevant security or right; 

“Escrow Agent” has the meaning set out in the Escrow Deed; 

“Escrow Deed” means the escrow instruction deed between the Company, the Sellers, the Buyer and Ashurst LLP in the agreed
terms; 
 “Fees” means the 0.5 per cent charge to be levied on the Sellers by the Company on the Gross Consideration
receivable; 
 “Form of Authority” means the forms of authority in the agreed forms circulated to certain shareholders of
the Company and to be completed by those Sellers who wish to sell their Shares pursuant to the terms of this deed and containing the Warranties to the Buyer and the Company on the terms set out in clause 5 herein; 

“Gross Consideration” means the total aggregate consideration payable by the Buyer to the Sellers for the Sale Shares
calculated in accordance with clause 2.4; 
 “Initial Consideration” means the total aggregate consideration payable by the
Buyer to the Sellers for the Sale Shares on Completion as set out in schedule 1; 
 “Letter of Wishes” means the letter to
the Buyer from the Company in the agreed terms; 
 “Loan” means the advances made by the Company to the Buyer pursuant to
the Loan Agreement; 
 “loan Agreement” means the loan agreement between the Company and the Trustee dated on or about the
date hereof in the agreed terms; 
 “Liquidity Event” means the transfer of the Sale Shares by the Sellers to the Buyer on
the terms of this deed; 
 “Markit Share Option Plans” means the share option plans of the Company as at the date hereof and
from time to time; 
 “Options” means the options granted to Optionholders which have vested and become exercisable pursuant
to the Markit Share Option Plans; 

  
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 “Optionholders” means the Sellers who are holders of options to acquire Shares
pursuant to the Markit Share Option Plans and will exercise Options and sell the resulting Shares in the Liquidity Event; 

“Qualifying Shareholders” means the holders of Shares in the Company at the relevant time who are permitted to participate in
the Liquidity Event; 
 “Sale” has the meaning given to it in the Articles; 

“Sale Consideration” means the total aggregate sum of the Initial Consideration and the Deferred Consideration, payable by the
Buyer to the Sellers for the Sale Shares on or after Completion after the deduction of Costs and Expenses and the other deductions to be made pursuant to the terms of this deed; 

“Sale Shares” means the Shares that are to be sold by the Sellers to the Buyer pursuant to this deed as set out in schedule 1;

 “Shares” means the voting ordinary and non-voting ordinary shares in the capital of the Company owned by each of the
Sellers; and 
 “Warranties” means the warranties given by each of the Sellers to the Buyer and the Company on the terms set
out in clause 5. 
  

	2.	SALE AND PURCHASE 

  

	2.1	Upon the terms and subject to the conditions of this deed, the Sellers {as legal and beneficial owners) shall sell and the Buyer shall purchase with effect from the Completion Date the Sale Shares with full title
guarantee free from any Encumbrances and together with all accrued benefits and rights attaching thereto. 

  

	2.2	Upon the terms and subject to the conditions of this deed, at Completion the Company shall use reasonable endeavours to procure the sale by the Sellers of their respective Sale Shares. 

 

	2.3	For the avoidance of doubt, the number of Sale Shares to be purchased pursuant to this deed by the Buyer will be determined by the elections made by the Qualifying Shareholders who participate in the Liquidity Event and
the appropriate allocations made by the Company in respect thereof. 

  

	2.4	The consideration for the sale and purchase of each of the Sale Shares, shall be US$225.65 per Sale Share, before the deduction of Costs and Expenses (the “Gross Consideration”). 

 

	2.5	The Sellers irrevocably consent to the deduction of the Costs and Expenses and the withholding of such sums by the Company and/or the Buyer from the Gross Consideration payable to each Seller as set out in schedule 1.

  

	2.6	The Sale Consideration, following the deduction of Costs and Expenses, shall be apportioned between the Sellers in the proportions set out opposite their respective names in schedule 1 and is the aggregate sum of
US$484,773,730.91 which shall comprise: 

  
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	 	(a)	the Initial Consideration which shall be paid in accordance with clause 3.3; and 

  

	 	(b)	the Deferred Consideration which shall be paid in accordance with clause 3.4. 

  

	2.7	In respect of the Costs and Expenses withheld {and as further set out in the Escrow Deed), the Sellers, the Company, and the Buyer agree and acknowledge (as applicable) that: 

 

	 	(a)	the Company will account to HMRC or the relevant taxation authority for any tax deductions and undertake such actions as required to pay any stamp duty (or equivalents) to validly transfer the Safe Shares to the Buyer
as soon as is reasonably practicable; 

  

	 	(b)	the Optionholders consent to the Sale Consideration (or the relevant part thereof) owed to them (as indicated in schedule 1) being withheld and used to repay the loan amounts owed by such Optionholders to the Company;
and 

  

	 	(c)	the amount of Fees owed by such Seller be withheld and paid to the Company. 

  

	2.8	The Sale Shares so purchased shall be registered in the name of the Trustee or a nominee to be designated by the Trustee and held by the Trustee upon the trusts set out in the Trust Deed, subject to the powers and
provisions therein contained, for the benefit of the beneficiaries of the Trust. 

  

	3.	COMPLETION 

  

	3.1	Completion shall occur at the offices of Ashurst LLP following the execution of this deed and on Completion: 

  

	 	(a)	the Company shall deliver to or make available to the Buyer; 

  

	 	(i)	transfers in the appropriate form relating to all the Sale Shares duly executed on behalf of each Seller in favour of the Buyer; 

  

	 	(ii)	duly executed share certificates from the Sellers; 

  

	 	(iii)	share certificates relating to the Sale Shares purchased; and 

  

	 	(iv)	copies of this deed, the Loan Agreement, the Letter of Wishes and the Escrow Deed duly executed by the parties thereto (other than the Buyer); 

 

	 	(b)	the Company shall deliver to the Sellers a note indicating the amount of Deferred Consideration owed and the due dates for payment of such Deferred Consideration; and 

 

	 	(c)	the Buyer shall deliver to the Company copies of this deed, the Loan Agreement, the Letter of Wishes and the Escrow Deed duly executed by the Buyer. 

  
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	3.2	The Sellers each irrevocably authorise the Company or such other duly appointed person(s) pursuant to the power of attorney granted in the Form of Authority to duly execute and deliver copies of this deed, the Escrow
Deed, transfers in the appropriate form relating to the Sale Shares and such other documents as are required to facilitate the transfer of the Sale Shares to the Buyer and to effect the terms set out in this deed. 

 

	3.3	As soon as is reasonably practicable following Completion (and as further set out in the Escrow Deed) and upon compliance by the parties with the provisions of clause 3.1 of this deed, the Buyer shall provide for the
transfer by CHAPS of the Initial Consideration to the Sellers via the account notified to it by the Company pursuant to the terms of the Escrow Deed. 

  

	3.4	The Company will procure that the Deferred Consideration shall be paid to the relevant (Sellers at the time(s) (i.e. the Deferred Consideration Payment Dates) and in the amounts set out in schedule 2 in accordance with
the provisions of the Escrow Deed. Notwithstanding the provisions of this clause 3.4, the Company may at its sole discretion notify the Buyer in writing that it wishes, all or any of the Deferred Consideration to be paid at a time in advance of the
due dates for payment to the Sellers, in which case the Company shall accelerate payment of the relevant advances to the Buyer under the Loan Agreement. The Company shall notify the Sellers as soon as reasonably practicable in advance if payment of
the Deferred Consideration is to be accelerated. 

  

	3.5	The Sellers and the Buyer acknowledge and agree that the Deferred Consideration will be an unsecured debt of the Company which may be, at the Company’s sole discretion, subordinated to any finance facility entered
into by the Company. Where any subordination or any similar event occurs which may impact on the Company’s ability to make advances to the Buyer under the Loan Agreement, the Company shall notify the Buyer in writing in advance.

  

	3.6	The Company agrees with the Sellers that it will not (without the consent of the Sellers who are owed Deferred Consideration}, until such time as the Deferred Consideration is paid in full pay any dividends to
shareholders. 

  

	3.7	The Sellers acknowledge and agree that the Buyer shall only be liable to the Sellers for any Sale Consideration due under this deed to the extent that the relevant amounts (to meet in full the payments of the Initial
Consideration and Deferred Consideration due to the Sellers) are transferred by the Company to the Buyer pursuant to the terms of the Loan Agreement and the Escrow Deed. In particular and without prejudice to the foregoing, the Sellers acknowledge
and agree that the Buyer shall have no liability to the Sellers if the Company fails to pay or makes late or partial payment of any advance due to be paid by the Company to the Buyer under the Loan Agreement. 

 

	3.8	The parties hereto each acknowledge and agree that the Sellers recourse in the event of any late, partial or non-payment of the Sale Consideration shall be to the Company. 

 

	4.	LIMITED RECOURSE 

  

	4.1	 The Buyer is entering into this deed solely in its capacity as trustee of the Trust and not otherwise. The Buyer’s liability under this deed is
therefore limited at all times to 

  
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the value of the Sale Consideration and then only to the extent that the amounts of the relevant tranches of Initial Consideration and Deferred Consideration are transferred by the Company to the
Buyer pursuant to the terms of the Loan Agreement and the Escrow Deed. 

  

	4.2	The Company hereby releases and covenants to indemnify, keep indemnified and hold harmless the Buyer, its successors and assigns and each of its partners, employees, officers and agents and their respective heirs,
assigns personal representatives and estates against all actions, proceedings, claims, demands, costs, expenses, loss, damage and liabilities whatsoever and wheresoever arising which they may suffer or incur directly or indirectly in connection with
the performance of their obligations under this deed, the Loan Agreement and the Escrow Deed, and whether the same shall be enforceable in law or not and in particular (but without prejudice to the foregoing) all taxes, duties and fiscal impositions
(including all interest, costs, charges and expenses or other sums incurred in connection therewith) by the revenue authorities of any government in any part of the world, except any arising out of their respective fraud or wilful default.

  

	4.3	For the avoidance of doubt, the Company and the Sellers shall have no recourse to any assets of the Trust which were held in the trust fund on or prior to the date of this deed or which are subsequently acquired by the
Buyer, other than as set out in clause 4.1 above. 

  

	4.4	Under no circumstances shall the Buyer be liable for any default of the Escrow Agent in making payments to the Sellers or otherwise under the Escrow Deed, including for the avoidance of doubt, in relation to any late
payments. 

  

	5.	SELLER WARRANTIES 

  

	5.1	The Sellers each severally (and not jointly and severally) warrant to the Buyer and the Company in the following terms as at Completion that: 

 

	 	(a)	he/she is the only legal and beneficial owner of the Sale Shares to be sold by him/her; 

  

	 	(b)	there is no Encumbrance in relation to any of the Sale Shares to be sold by him/her; and that he/she will indemnify the Buyer and the Company against all claims, demands, liabilities, losses, costs, charges and expenses
that may be brought against or suffered or incurred by the Buyer and/or the Company arising out of or in connection with its share certificate(s) still being in existence or the issue of a duplicate certificate with respect to its Sale Shares.

  

	 	(c)	he/she is entitled to transfer or procure the transfer of the full legal and beneficial ownership of the Sale Shares to be sold by him/her to the Buyer on the terms set out in this deed; 

 

	 	(d)	 neither the sale by the Seller of his/her Safe Shares as contemplated by this deed, nor the execution, delivery or performance of any of the other
documents to which the Seller is or will become a party, the consummation by the Seller of the transactions contemplated thereby, nor the compliance by the Seller with any of the provisions of this deed and/or the other documents to which he/she is
or will become a party will, in each case in any material 

  
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respect result in any breach of any terms, conditions or provisions of any contract or undertaking to which the Seller is a party; and 

 

	 	(e)	there are no proceedings pending or, to the knowledge of the Seller, threatened against the Seller that would reasonably be expected to adversely affect the Seller’s sale of his/her Sale Shares or prevent or
materially delay completion thereof. The Seller is not subject to any outstanding order that could materially and adversely affect the Seller’s sale of his/her Sale Shares. 

 

	5.2	Each of the Warranties shall be construed as a separate warranty, and (unless expressly c provided to the contrary) shall not be limited by the terms of any of the other Warranties or by any other term of this deed.

  

	5.3	Nothing in this clause 5 shall exclude or limit liability in respect of claims arising directly out of any statements made fraudulently or arising as a direct result of fraudulent concealment by any of the Sellers.

  

	5.4	Save in the case of fraud or fraudulent concealment by a Seller, a Seller shall be under no liability in respect of any claim under the Warranties unless written notice of such claim shall have been served upon the
relevant Seller by the Buyer and/or the Company by the earlier of the completion of a sale or listing, or by 5.00 p.m. on the day prior to the date which is six years following the date of this deed and the liability of the relevant Seller for any
claim specified in such notice shall absolutely determine and cease if legal proceedings have not been instituted in respect of such claim by the due service of legal proceedings within six months of the date of such written notice (unless the
amount payable in respect of the relevant claim has been agreed by the relevant Seller within six months of the date of such written notice). For the purpose of this clause 5.4 legal proceedings shall not be deemed to have been commenced unless they
shall have been properly issued and validly served upon the Seller. 

  

	5.5	Save in the case of fraud or fraudulent concealment by a Seller, the aggregate liability of each of the Sellers in respect of all claims (including the proper and reasonable costs of recovery in respect of any claim
incurred on behalf of the Buyer and/or the Company) whatsoever under this deed shall not in any circumstances exceed the Sale Consideration receivable by that Seller pursuant to this deed and the Escrow Deed. 

 

	5.6	If the Buyer and/or the Company (as appropriate) becomes aware of any matter giving rise to any claim under the Warranties, it shall give written notice to the relevant Seller and the Company and/or the Buyer (as
appropriate) promptly after it became so aware, specifying the matter in reasonable detail and, so far as reasonably practicable, the nature and amount of the claim under the Warranties. 

 

	5.7	 Each of the Sellers acknowledges that, immediately following Completion until such time as the transfer(s) of the Sale Shares have been registered in
the register of members of the Company in the name of the Buyer, each of the Sellers will hold those Sale Shares registered in his or her name on trust for and as nominee of the Buyer or its nominee(s) and undertakes to hold all dividends and
distributions and exercise all voting rights available in respect of those Sale Shares in accordance with the directions of the Buyer or its nominee(s) and if any Seller is in breach of the undertakings contained in this clause that Seller
irrevocably authorises the Buyer to appoint some person or persons to execute all instruments or proxies (including 

  
 7 

	 	
consents to short notice) or other documents which the Buyer or its nominee(s) may reasonably require and which may be necessary to enable the Buyer or its nominee(s) to attend and vote at
genera! meetings of the Company and to do anything or things necessary to give effect to the rights contained in this clause 5.7. 

  

	6.	ASSIGNMENT 

  

	6.1	This deed is personal to the parties and no party without the prior written consent of the other parties (a decision in respect of such a consent not to be unreasonably delayed) shall assign, transfer, charge or declare
a trust of the benefit of all or any of such party’s obligations nor any benefit arising to it under this deed. 

  

	6.2	Any purported assignment, transfer, charging or declaration in contravention of this clause 6 shall be ineffective. 

  

	7.	GENERAL 

  

	7.1	The terms of this deed (insofar as not performed at Completion and subject as specifically otherwise provided in this deed) shall continue in force after and notwithstanding Completion. The remedies of the Buyer and/or
the Company in respect of any breach of the Warranties shall continue to subsist notwithstanding Completion. 

  

	7.2	Save as set out in Schedule 1, each of the parties hereto shall bear their own legal, accountancy and other costs, charges and expenses connected with the sale and purchase of the Sale Shares. For the avoidance of
doubt, stamp duty, which forms part of the Costs and Expenses, shall be payable and borne by the Sellers as set out in schedule 1. 

  

	7.3	This deed (together with the Escrow Instruction Deed, the Loan Agreement and the Letter of Wishes) constitutes the entire agreement between the parties hereto in connection with the subject matter hereof.

  

	7.4	If any provision of this deed is or becomes invalid, illegal or unenforceable in any respect under any law, the validity, legality and enforceability of the remaining provisions shall not be in any way affected or
impaired thereby. 

  

	7.5	Following Completion the Sellers shall from time to time as soon as is reasonably practicable upon reasonable request from the Buyer and/or the Company at their own expense do or procure the doing of all such acts
and/or execute or procure the execution of all such documents in a form reasonably satisfactory to the Buyer and/or the Company for the purpose of vesting in the Buyer the full legal and beneficial title to the Sale Shares or otherwise to give the
Buyer and/or its nominee(s) the full benefit of this deed, subject to any restriction or limitation in this deed on the extent of any party’s obligations under this deed. 

 

	7.6	This deed and the terms of this deed shall be kept strictly confidential by the parties, save for: 

  

	 	(a)	the disclosure by the Company to its shareholders of this deed and the matters contemplated herein; or 

  

	 	(b)	where the parties otherwise consent; or 

  
 8 

	 	(c)	for any other legal or regulatory reason or requirement; or 

  

	 	(d)	the disclosure or use is required or made by a member of the Institutional Sellers Group in relation to its ownership of any shares not sold pursuant to this liquidity event; or 

 

	 	(e)	the disclosure is made to professional advisers on a need-to-know basis and on the terms that the relevant Seller procures that such professional advisers comply with the confidentiality provisions as if they were a
party to this Deed. 

  

	7.7	This deed may be executed in any number of counterparts, and by each party on separate counterparts. Each counterpart is an original, but all counterparts shall together constitute one and the same instrument. Delivery
of a counterpart of this deed by e-mail attachment or telecopy shall be an effective mode of delivery. 

  

	7.8	Any notice, demand or other communication given or made or in connection with the matters contemplated by this deed shall be in writing and shall be delivered personally or sent by e-mail or prepaid first class post
(air mail if posted to or from a place outside the United Kingdom): 

 to the Company: 

 

			
	Address:	  	 Markit Group Holdings Limited
 4th floor

Ropemaker Place

		  	 25 Ropemaker Street
 London EC2Y
9LY

	Attention:	  	Rony Grushka
		
	To the Sellers:	  	to the addresses set out in schedule 1

 To the Buyer: 
  

			
	Address:	  	 Ogier Employee Benefit Trustee Limited
 as
trustee of The Markit Group Holdings Limited
 Employee Benefit Trust

Ogier House

		  	 The Esplanade
 St. Helier

Jersey JE4 9WG

	Attention:	  	Anne Flowers

 and shall be deemed to have been duly given or made as follows: 

 

	 	(a)	if personally delivered, upon delivery at the address of the relevant party; 

  

	 	(b)	if sent by first class post, two Business Days after the date of posting; 

  

	 	(c)	if sent by air mail, five Business Days after the date of posting; and 

  

	 	(d)	if sent by e-mail, when dispatched provided a receipt of a non-delivery email is not received, 

  
 9 

 provided that if, in accordance with the above provisions, any such notice, demand or other
communication would otherwise be deemed to be given or made after 5.00 p.m. on a Business Day such notice, demand or other communication shall be deemed to be given or made at 9.00 a.m. on the next Business Day. 

 

	7.9	A party may notify the other parties to this deed of a change to its name, relevant addressee, address or e-mail for the purposes of clause 7.8 provided that such notification shall only be effective on:

  

	 	(a)	the date specified in the notification as the date on which the change is to take place; or 

  

	 	(b)	if no date is specified or the date specified is less than five Business Days after the date on which notice is given, the date falling five Business Days after notice of any such change has been given.

  

	7.10	This deed (and any dispute, controversy, proceedings, non-contractual obligations or claim of whatever nature arising out of, in any way relating to or in connection with this deed or its formation), shall be governed
by and construed in accordance with English law. 

  

	7.11	The courts of England shall have exclusive jurisdiction to hear and decide any suit, action or proceedings, and/or to settle any disputes, which may arise out of or in connection with this deed (respectively,
“Proceedings” and “Disputes”) and, for these purposes, each party irrevocably submits to the jurisdiction of the courts of England. This clause 7.11 is for the benefit of the Buyer, the Company and those of the
Sellers that are resident in the UK (the “UK Sellers”) only. As a result, the Buyer, the Company and the UK Sellers shall not be prevented from taking Proceedings relating to a Dispute against any party who is not resident in the UK
in any other courts with jurisdiction. To the extent allowed by law, the Buyer and/or the Company and/or the UK Sellers may take concurrent Proceedings in any number of jurisdictions. 

 

	7.12	Subject to clause 7.11, each of the Sellers, the Buyer and the Company irrevocably submits to the jurisdiction of the courts of England and waives any objection to Proceedings in any such court on the ground of venue or
on the ground that Proceedings have been brought in an inconvenient forum. Each of the Sellers, the Buyer and the Company further irrevocably agrees that a judgement in any Proceedings or Disputes brought in any court referred to in clauses 7.11 and
7.12 shall be conclusive and binding upon the parties and may be enforced in the courts of any other jurisdiction. 

  

	7.13	Save in the case of fraud or fraudulent concealment, no party shall be entitled to rescind this deed in any circumstances. 

IN WITNESS whereof this deed has been executed on the date first above written. 

  
 10 

							
	Executed as a deed	 	)	  		 	
	for and on behalf of	 	)	  		 	
	 OGIER EMPLOYEE BENEFIT
 TRUSTEE
LIMITED in its capacity as
 trustee of the Markit Group Holdings

Limited Employee Benefit Trust
	 	)	  		 	
	 acting by
	 		  		 	

							
				
	 /s/ [illegible]
	 		  		 	
	Authorised Signatory	 		  		 	
				
	 /s/ [illegible]
	 		  		 	
	Authorised Signatory	 		  		 	

  
 11 

							
	Executed as a deed	 	)	  		 	
	for and on behalf of	 	)	  		 	
	MARKIT GROUP HOLDINGS LIMITED	 	)	  		 	
	acting by	 		  		 	[/s/ Illegible]

 In the presence of: 
  

			
	Witness signature:	 	 /s/ Amy Vincent

		
	Witness name:	 	 AMY VINCENT

	  
 Witness address:
	 	 Ashurst LLP
 Broadwalk House

5 Appold Street

		
	Witness occupation:	 	 Trainee Solicitor

  
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 SELLERS 
  

							
	Signed as a deed under power of attorney for	    		  	
	WAQAS AHMAD	    		  	        [/s/ Illegible]                        
	In the presence of:	    		  	
				
	Witness Signature:	 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	    		  	
				
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	    		  	
			
	Witness Occupation:	 	TRAINEE SOLICITOR                         	  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	KYLE BEAUCHAMP	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	LOUISE BORGENSTIERA	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 13 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	ELIZABETH BORST (MANKOWSKI)	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s /Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	MATTHIJS BROUWER	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	TRINA BROWN	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 14 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	DAVID CRAMMOND	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	SANDEEP DHINGRA	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	DORIAN DO	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 15 

									
	Signed as a deed under power of attorney for	 	 )
	 		 	
	STEPHAN FLAGEL	 	 )
	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	 )
	 		 	
	AAMIR KHAN	 	 )
	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	MARK KNILL	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  
 16 

									
	Signed as a deed under power of attorney for	 	)	 		 	
	SALMA GHANIA LAIDOUDI	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	BRIAN LOCASCIO	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	SIMON MARSHALL UNITT	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  
 17 

									
	Signed as a deed under power of attorney for	 	)	 		 	
	DAVID MASON	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	ROBERT MASON	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	KIMIHIKO MATSUNO	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  
 18 

									
	Signed as a deed under power of attorney for	 	)	 		 	
	FEMI ORANGUN	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	RICHARD MARK PADDLE	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  

									
	Signed as a deed under power of attorney for	 	)	 		 	
	HENRI PEGERON	 	)	 		 	        [/s/ Illegible]                        
	In the presence of:	 		 		 	
					
	Witness Signature:	 		 		 		 	
		 	 /s/ Amy Vincent
	 		 	
	Witness Name:	 	Amy Vincent	 		 		 	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		 		 	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		 		 	

  
 19 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	THOMAS PHILLIPS	 	)	    		  	        [/s/Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	ANDREW PRENDERGAST	 	)	    		  	        [/s/Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CAROLINE RHODES	 	)	    		  	        [/s/Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	    		 		    		  	
		    	 /s/ Amy Vincent
	    		  	
	Witness Name:	    	Amy Vincent	 		    		  	
					
	Witness Address:	    	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	    	TRAINEE SOLICITOR	 		    		  	

  
 20 

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	MICHAEL RUSSELL	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	  		 		    		  	
		  	 /s/ Amy Vincent
	    		  	
	Witness Name:	  	Amy Vincent	 		    		  	
					
	Witness address:	  	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	  	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	GILES SARTON	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	  		 		    		  	
		  	 /s/ Amy Vincent
	    		  	
	Witness Name:	  	Amy Vincent	 		    		  	
					
	Witness Address:	  	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	  	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	ALISTAIR SYKES	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	  		 		    		  	
		  	 /s/ Amy Vincent
	    		  	
	Witness Name:	  	Amy Vincent	 		    		  	
					
	Witness Address:	  	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	  	TRAINEE SOLICITOR	 		    		  	

  
 21 

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	TEEPWOOD LIMITED	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	REINO TRUUMES	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	DEB WINSON	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  
 22 

									
	Signed as a deed under power of attorney for	 	)	    		    	        [/s/
Illegible]                        
	FLORIS ALKEMADE	 	)	    		    
	In the presence of:	 		    		    	
					
	Witness Signature:	 		 		    		    	
		 	 /s/ Amy Vincent
	    		    	
	Witness Name:	 	Amy Vincent	 		    		    	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		    	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		    	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	EDWARD BARLOW	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	        [/s/
Illegible]                        
	MICHAEL BEDFORD	 	)	    		  
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  
 23 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	NIALL CAMERON	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	THOMAS CHARLESWORTH	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	ANDREW CHASEN	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  
 24 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	PENNY DAVENPORT	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	JAN DE ROECK	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	JAMES HESKETH PRICHARD	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 		    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR	 		    		  	

  
 25 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CHARLES LONGDEN	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                    	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	TOM PRICE	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                    	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	MARY RODY	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                    	 		    		  	

  
 26 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	NISHUL SAPERIA	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                    	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	LEO SCHLINKERT	 	)	    		  	
        [/s/ Illegible]               
         

	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                    	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	MELCHIOR VAN WIJLEN	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                    	 		    		  	

  
 27 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	MARC VISSER	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	NICOLA VON SCHROETER	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CHEYNE SPECIAL SITUATIONS FUND L.P.	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 28 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CHEYNE VISTA FUND LP	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CITIGROUP FINANCIAL PRODUCTS, INC.	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CITIGROUP GLOBAL MARKETS	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 29 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	COMMERZBANK AG (FRANKFURT BRANCH)	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	COMMERZBANK AG (LONDON BRANCH)	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	CREDIT AGRICOLE CIB (FORMERLY CALYON)	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 30 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	DB UK HOLDINGS LIMITED	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	GOLDMAN SACHS INTERNATIONAL	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	LABMORGAN CORPORATION	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 31 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	LABMORGAN INVESTMENT CORPORATION	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	THE GOLDMAN SACHS GROUP, INC.	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	THE ROYAL BANK OF SCOTLAND PLC	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 32 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	WF INVESTMENT HOLDINGS, LLC	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	TIM BARKER	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	TRUSTEES OF THE SETTLEMENT OF V. PRICE	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 33 

									
	Signed as a deed under power of attorney for	 	)	    		  	
	JOHN PRICE	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  

									
	Signed as a deed under power of attorney for	 	)	    		  	
	 CARTLIDE MORLAND TRUSTEES LTD

AND JOHN AIDAN JOSEPH PRICE
	 	)	    		  	        [/s/ Illegible]                        
	In the presence of:	 	)	    		  	
					
	Witness Signature:	 		 		    		  	
		 	 /s/ Amy Vincent
	    		  	
	Witness Name:	 	Amy Vincent	 		    		  	
					
	Witness Address:	 	 Ashurst LLP
 Broadwalk House

5 Appold Street
 London EC2A 2HA

United Kingdom
	 		    		  	
					
	Witness Occupation:	 	TRAINEE SOLICITOR                        	 		    		  	

  
 34EX-10.40

 Exhibit 10.40 

Confidential treatment has been requested for portions of this exhibit. The copy filed herewith 

omits the information subject to the confidentiality request. Omissions are designated as 

*****. A complete version of this exhibit has been filed separately with the SEC. 

EXECUTION VERSION 

DERIV/SERV SUPPORT AGREEMENT 

This Deriv/SERV Support Agreement (this “Agreement”) is entered into as of April 2, 2013 (the “Effective
Date”) by and among DTCC Deriv/SERV LLC, a New York limited liability company (“Deriv/SERV”), The Depository Trust & Clearing Corporation, a New York corporation (“DTCC”), and MarkitSERV, LLC, a
Delaware limited liability company (the “Company”). Deriv/SERV and DTCC are each a “Provider” and shall collectively be referred to as the “Providers”. The Providers and the Company are each a
“Party” and shall collectively be referred to as the “Parties”. 
 W I T N
E S S E T H: 
 WHEREAS, Deriv/SERV, DTCC Ventures Corporation, a Delaware corporation, Markit
North America, Inc., a Delaware corporation and MarkitSERV Holdings Limited, a corporation formed under the laws of England and Wales, have entered into a Share Purchase Agreement dated April 2, 2013 (the “Share Purchase
Agreement”); and 
 WHEREAS, pursuant to the Share Purchase Agreement, it was agreed that the Parties would enter into this
Agreement pursuant to which the Providers shall provide the Services (as defined below) to the Company all in accordance with, and as set forth in more detail in, this Agreement. 

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties, for
themselves, their successors and assigns, hereby agree as follows: 
 ARTICLE 1 

SERVICES 
 1.1
Transition Services. Deriv/SERV and DTCC shall provide to the Company and its subsidiaries the following services and support (the “Transition Services”) in accordance with the terms and conditions of this Agreement: 

1.1.1 legal services and support, as set forth on Schedule A1; 

1.1.2 transitional billing, as set forth on Schedule A2; and 

1.1.3 settlement and collection, as set forth on Schedule A3. 

1.2 Long Term Services. Deriv/SERV and DTCC shall provide to the Company and its subsidiaries the following services and support (the
“Long Term Services” and, together with the Transition Services, the “Services”) in accordance with the terms and conditions of this Agreement: 

1.2.1 access to and support of networking and data center hosting for the Company’s information technology systems, as set
forth on Schedule B1; 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 1.2.2 long term Tier 2 customer service, as set forth on Schedule B2;

 1.2.3 ADM mainframe services, as set forth on Schedule B3; and 

1.2.4 mainframe billing, as set forth on Schedule B4. 

1.3 Provision of Services. The Providers shall, themselves or through any of their affiliates, perform and deliver all Services as
detailed in the Schedules referred to in Sections 1.1 and 1.2 above (collectively, the “Schedules”). For purposes of the Schedules, references to the Company shall include the Company and its subsidiaries.
******************************************** ************************************************************************************************************
************************************************************************************************************ ************************************************************************************************************
************************************************************************************************************ ************************************************************************************************************
************************************************************** 
 1.4 Duration of Services. Subject to the terms of this Agreement,
each Provider of a Service shall provide such Service to the Company until the date on which such Service is terminated as provided in the applicable Schedule or otherwise pursuant to Article 5. 

1.5 Outsourcing. It is contemplated that the Services shall be performed solely by the Providers or their respective affiliates. To the
extent that a Provider desires to outsource or subcontract the performance of any Service (or otherwise engage a third party service provider to provide any Service), such Provider shall obtain written authorization from the Company (which shall not
be unreasonably withheld or delayed) before incurring any costs therefor; provided, however, that the foregoing shall not require such Provider to obtain written authorization from the Company to engage one or more consultants or advisors to assist
it in providing any Service. 
 ARTICLE 2 

MIGRATION OF SERVICES; COSTS; OTHER CHARGES 

2.1 Migration of Services. The Parties hereby acknowledge that one of the primary purposes of this Agreement and the provision of
Services under this Agreement is to enable the Company to develop either independently or through relationships with third party vendors, services in replacement of the Services provided by the Providers. At the reasonable request of, and at no cost
to, the Company, the Providers will provide the Company with reasonable support to assist the Company in transitioning each Service within the timeframe set forth in the applicable Schedule. This support may include, at the Providers’ sole cost
and expense, (a) providing the Company with reasonable access to the personnel of the Providers and (b) providing the Company with reasonable access to documents or information in the possession

  
 2 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
or control of the Providers and the right to make copies and extracts therefrom, in each case, to the extent related to the Services. 

2.2 Fees. The compensation for Services provided by each Provider to the Company shall be set forth on the applicable
Schedule, *************************************************************************************************** ************************************************************************************************************
************************************************************************************************************ ************************************************************************************************************
********************************* 
 2.3 Changes in Long Term Services. Unless otherwise mutually agreed to by the Parties, beginning
no later than February 1 of each calendar year starting in calendar year 2014, the Parties shall consult together to review the Long Term Services that will be provided as of the start of the following calendar year. This consultation process
shall be conducted by the Parties in good faith and in a reasonable manner, and if the Parties mutually agree to change any Long Term Service, then no later than April 1 of each calendar year starting in calendar year 2014, the Parties shall
execute a writing in the form of the Schedules (or other appropriate form), which shall constitute an amendment of this Agreement pursuant to Section 6.8, setting forth (a) any changes to the Long Term Services to which the Parties agree,
(b) the service change fees to be paid to the Providers in connection with the change of such Long Term Services and (c) the fees to be paid to the Providers for the provision of any such Long Term Services. For the avoidance of doubt,
except as provided in this Section 2.3 or in the applicable Schedule, the Company shall not reduce its usage of any of the Services. 

2.4 Invoicing and Settlement. 

2.4.1 Except as otherwise provided in the Schedules, each Provider shall invoice the Company on a monthly basis, in arrears,
for the previous month’s Services. 
 2.4.2 The Company agrees to pay amounts due within forty five (45) days after
the date of invoice. 
 2.4.3 Notwithstanding the foregoing, if the Company disputes in good faith and in writing, within
thirty (30) days of receipt of a Provider’s invoice, the amount reflected on such invoice, it may withhold payment of such disputed amount (the Company shall pay the undisputed portion (if any) of such invoice as provided in
Section 2.4.2). In the event of such a dispute, representatives of the Company and the applicable Provider shall promptly meet and use reasonable efforts to resolve the dispute, and the Company shall pay the agreed amounts owed to the
applicable Provider within five (5) days of resolution of any such dispute. In the event that representatives of the Company and the applicable Provider are unable to resolve the dispute, either the Company or the applicable Provider may then
submit the dispute to binding arbitration under the auspices of the International Centre for Dispute Resolution (the “ICDR”) in accordance with its International Arbitration Rules by a panel of three arbitrators, one chosen by the
Company, one chosen by the applicable Provider and one (who shall be the chairman of the panel) 

  
 3 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
chosen by the other two arbitrators. Such arbitrators shall not be limited to persons on the rosters maintained by the ICDR but rather may include all persons of demonstrated expertise in
international financial services matters. 
 ARTICLE 3 

INTELLECTUAL PROPERTY 

3.1 Ownership of Work Product. 

3.1.1 Intellectual Property. For the purposes of this Agreement, “Intellectual Property” shall mean, on
a worldwide basis, all: (a) inventions, whether or not patentable, reduced to practice or made the subject of one or more pending patent applications, (b) patents and patent applications (including all reissues, divisions, continuations,
continuations-in-part, extensions and reexaminations thereof) registered or applied for in the United States and all other nations throughout the world and all improvements to the inventions disclosed in each such registration, patent or patent
application, (c) trademarks, service marks, trade dress, logos, domain names, trade names and corporate names (whether or not registered) in the United States and all other nations throughout the world, including all variations, derivations,
combinations, registrations and applications for registration of the foregoing and all goodwill associated therewith, (d) copyrights (whether or not registered) and registrations and applications for registration thereof in the United States
and all other nations throughout the world, including all derivative works, moral rights, renewals, extensions, reversions or restorations associated with such copyrights, now or hereafter provided by law, regardless of the medium of fixation or
means of expression, (e) all computer software, (including data and related documentation), computer software programs or applications in both source and object code form, databases, data collections and technical documentation of all such
software programs; firmware, files, schematics, logic diagrams, flow charts, designs, models, algorithms, routines, sub-routines, engineering and product specifications, program and system logic, program architecture, program structure, sequence and
organization, listings, screen displays, languages, compilers, testing routines and procedures, test results, training materials, all media on which any of the foregoing is recorded; all technology and tools used to design, develop, test, support,
maintain and diagnose errors in the software; all updates, upgrades, modifications, enhancements, improvements and derivatives of the foregoing and all other information and technical data related to the ownership, use, design, development, testing,
enhancement, support and/or maintenance of the software (collectively, the “Software”), (f) trade secrets and, whether or not confidential, know-how, (g) copies and intangible and tangible embodiments of any of the
foregoing, in whatever form or medium, (h) all rights to obtain and rights to apply for patents, and to register trademarks and copyrights, (i) all rights in all of the foregoing provided by treaties, conventions and common law or
otherwise and (j) all rights to sue or recover and retain damages and costs and attorneys’ fees for past, present and future infringement or misappropriation of any of the foregoing. 

3.1.2 Provider Intellectual Property. The Intellectual Property of each Provider and its affiliates used in connection
with the provision of Services to the 

  
 4 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
Company, whether or not created prior to the date of this Agreement (“Provider Intellectual Property”), shall remain the property of such Provider or its affiliates, as
applicable, and no rights therein shall be assigned or granted to the Company, other than as expressly provided herein. To the extent that any Provider Intellectual Property is required to be used by the Company in connection with the provision of
the Services hereunder, each Provider, for itself and as agent for its affiliates, hereby grants to the Company a perpetual, non- exclusive, limited, nontransferable, nonsublicensable (except as provided in the last sentence of this Section 3.1.2),
************ license to use such Provider Intellectual Property of such Provider or its affiliates solely in connection with the use of such Provider’s Services. For the sake of clarity, the Company may continue to use such Provider
Intellectual Property of such Provider or its affiliates in connection with such Services even if such Provider is no longer providing such Services; and, if a third party is engaged by the Company to provide such Services to the Company, and, in
connection therewith, such Provider Intellectual Property is required to be used by such third party, the Company may grant to such third party a non-exclusive, limited, nontransferable, nonsublicensable, ************ sublicense to use such Provider
Intellectual Property solely in connection with the provision of Services by such third party to the Company pursuant to a sublicense agreement among the Company, such third party and such Provider having terms reasonably satisfactory to such
Provider, including, without limitation, that the Provider Intellectual Property will be (a) used only for Services rendered by such third party to the Company, (b) kept confidential and (c) returned to the Company at the conclusion
of the engagement. 
 3.1.3 Work Product.
******************************************************************************** *******************************************************************************************************
******************************************************************************************************* *******************************************************************************************************
******************************************************************************************************* *******************************************************************************************************
******************************************************************************************************* ******************************************************************************************************* 

3.1.4 Third Party Licensing. Certain systems and Software are used by the Providers under license agreements between the
Providers and various vendors (“Existing License Agreements”). The provision of the Services is contingent upon the rights granted in the Existing License Agreements. To the extent authorized by a vendor pursuant to an Existing
License Agreement, the Providers hereby pass through to the Company any and all warranties accompanying such third party systems and Software used in connection with the Services. To provide the applicable Services using such systems and Software,
the Providers may be required by the terms of the Existing License Agreements to negotiate new license agreements, consents or amendments to the Existing License Agreements, or the Company may be required to enter into new agreements directly with

  
 5 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
the vendors. The Providers and the Company shall use reasonable commercial efforts to obtain or cooperate in obtaining, at the lowest possible cost, any such new license agreements, consents and
amendments to the extent needed to provide the Services. All costs incurred in connection with obtaining any such new license agreements, consents or amendments shall be paid by the Providers. If any such new license agreement, consent or amendment
cannot be obtained at reasonable cost, the Providers and the Company shall use reasonable commercial efforts to ensure that the Company receives a benefit as nearly comparable to the Existing Licenses Agreements as practicable. 

ARTICLE 4 

REPRESENTATIONS AND WARRANTIES; LIABILITY AND INDEMNIFICATION 

4.1 Representations and Warranties. Each Party represents and warrants that: (a) it has all requisite limited liability company or
corporate power and authority, as applicable, to execute, deliver and perform its obligations under this Agreement; and (b) it has not entered into any agreement in conflict with this Agreement. 

4.2 Limitation of Liability and Indemnity. 

4.2.1 OTHER THAN WITH RESPECT TO A PROVIDER’S INDEMNITY OBLIGATIONS HEREUNDER, IN NO EVENT WILL (A) ANY PROVIDER BE
LIABLE TO THE COMPANY FOR ANY TYPE OF INCIDENTAL, SPECIAL, EXEMPLARY, PUNITIVE, INDIRECT OR CONSEQUENTIAL DAMAGES, INCLUDING, BUT NOT LIMITED TO, LOST REVENUE, LOST PROFITS, REPLACEMENT GOODS, LOSS OF TECHNOLOGY, RIGHTS OR SERVICES, LOSS OF DATA, OR
INTERRUPTION OR LOSS OF USE OF SERVICES OR EQUIPMENT EVEN IF SUCH PARTY WAS ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, AND WHETHER ARISING UNDER A THEORY OF CONTRACT, TORT, STRICT LIABILITY OR OTHERWISE AND (B)
*********************************************************** ************************************************************************************************
************************************************************************************************** ****************************************************************************************************
************************************************************************************************ 
 4.2.2 OTHER THAN WITH
RESPECT TO A PARTY’S INDEMNITY OBLIGATIONS HEREUNDER, NO PARTY SHALL HAVE ANY LIABILITY TO ANY OTHER PARTY HEREUNDER, WHETHER DIRECT OR INDIRECT, AND WHETHER ARISING UNDER A THEORY OF CONTRACT, TORT, STRICT LIABILITY OR OTHERWISE, EXCEPT FOR
DAMAGES WHICH HAVE RESULTED FROM THE GROSS NEGLIGENCE, WILLFUL DEFAULT OR WILLFUL MISCONDUCT OF SUCH PARTY OR ITS DIRECTORS, OFFICERS, AGENTS OR EMPLOYEES. 

  
 6 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 4.2.3 Each Provider agrees to defend, indemnify and hold harmless the Company
and any of its affiliates and their respective directors, officers, employees, representatives and agents from and against any and all claims, actions, demands, legal proceedings or liabilities (collectively, “Actions”), and the
damages, losses, judgments, authorized settlements, costs or expenses, including without limitation reasonable attorneys’ fees, resulting therefrom (collectively, “Losses”), arising out of, or in connection with, any third
party claim: 
 4.2.3.1 that the Services and/or Work Product provided by such Provider (except to the extent of any design,
information, content, data or materials provided by the Company or a third party) infringes or misappropriates any Intellectual Property right of such third party; 

4.2.3.2 that the Services and/or Work Product provided by such Provider caused bodily injury (including death) or damaged real
or tangible personal property; 
 4.2.3.3 that the Services and/or Work Product provided by such Provider violated any
governmental laws, rules, ordinances, or regulations applicable to such Provider; or 
 4.2.3.4 that arises from the gross
negligence, willful default or willful misconduct of such Provider or its subcontractors in connection with the Services rendered by such Provider. 

4.2.4 The Company agrees to indemnify and hold harmless each Provider and any of its affiliates and their respective directors,
officers, employees, representatives and agents, from and against any and all Actions or Losses arising out of, or in connection with, any third party claim: 

4.2.4.1 that any design, information, content, data or materials provided by the Company in connection with any Service
provided hereunder infringes or misappropriates any Intellectual Property right of such third party; 
 4.2.4.2 arising out
of or in connection with the Company’s misuse of any Services, Provider Intellectual Property and/or Work Product; 

4.2.4.3 arising out of or in connection with any violation by the Company of any governmental laws, rules, ordinances or
regulations applicable to the Company; 
 4.2.4.4 that the Company caused bodily injury (including death) or damaged real or
tangible personal property; or 
 4.2.4.5 that arises from the gross negligence, willful default or willful misconduct of the
Company or its subcontractors in connection with any Services provided hereunder. 

  
 7 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 4.3 Indemnification Procedures. 

4.3.1 In the event that any Action shall be instituted or threatened in respect of which indemnity may be sought by a person
hereunder (an “Indemnitee”), such Indemnitee shall promptly notify the person against which a claim for indemnification is being asserted (“Indemnitor”) thereof in writing. Failure to provide such notice promptly shall not
affect the Indemnitor’s obligations hereunder except to the extent that the Indemnitor is actually prejudiced thereby. 

4.3.2 The Indemnitor shall have the right to control the defense of any such Action, and, in connection therewith, to retain
counsel, reasonably satisfactory to the Indemnitee, at the Indemnitor’s expense, to represent the Indemnitee. The Indemnitor shall keep the Indemnitee advised of the status of such Action and the defense thereof and shall consider in good faith
recommendations made by the Indemnitee with respect thereto. 
 4.3.3 In connection with any such Action, the Indemnitee
shall have the right to retain its own counsel at its own expense to participate in (but not control) the defense; provided, however, that the fees and expenses of such counsel shall be reimbursed by the Indemnitor if (a) the Action is one for
which indemnity may be sought by an Indemnitee pursuant to this Article 4 and the Indemnitor shall have failed, within a reasonable time after having been notified of the existence of such Action, to assume, and thereafter diligently prosecute, the
defense thereof, or (b) the named parties to any such Action include both the Indemnitor and such Indemnitee and representation of both parties by the same counsel would be inappropriate due to actual or potential differing interests between
them. It is understood that, with respect to any legal expenses of the Indemnitee subject to reimbursement by the Indemnitor pursuant to this Article 4, the Indemnitor shall not be liable for the fees and expenses of more than one law firm (in
addition to any required local counsel) and that all fees and expenses of such counsel shall be paid as they are incurred and billed. 

4.3.4 The Indemnitor shall not be liable for the settlement of any Action effected without its written consent, but if an
Action is settled with its consent or if there is a final judgment against the Indemnitee, the Indemnitor shall indemnify the Indemnitee to the extent provided in this Article 4. The Indemnitor shall not effect any settlement of any Action in
respect of which an Indemnitee is seeking indemnification hereunder without the prior written consent of such Indemnitee (which consent shall not be unreasonably withheld or delayed by such Indemnitee), unless such settlement includes an
unconditional release of such Indemnitee from all liability and claims that are the subject matter of such Action. 
 4.3.5
As necessary or useful to effecting the foregoing procedures, the Indemnitor shall cooperate with the Indemnitee in the execution and delivery of agreements, instruments and other documents and in the provision of access to witnesses, documents and
property (including access to perform interviews, physical investigations or other activities). 

  
 8 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 ARTICLE 5 

TERM AND TERMINATION 
 5.1
Term. Except as otherwise provided herein or as otherwise agreed in writing by the Parties (including in a Schedule), this Agreement shall remain in effect for a period of ********** from the date hereof unless terminated earlier by mutual
agreement of the Parties. To the extent the term of a Service is set forth on a particular Schedule, the obligation of the Provider of such Service to provide or procure such Service shall terminate on the date set forth on the Schedule. 

5.2 Termination. 

5.2.1 Subject to the provisions of the applicable Schedule, the Company may terminate a Provider’s obligation to provide
or procure any Service if the Provider shall have failed to perform any of its material obligations under this Agreement relating to any such Service, and the Company shall have notified Provider in writing of such failure and, to the extent
susceptible to cure, such failure shall have continued for a period of forty-five (45) days after receipt of such written notice. 

5.2.2 Subject to the provisions of the applicable Schedule, the Company may elect to terminate a Provider’s obligation to
provide or procure any Transition Service upon delivery to such Provider of prior written notice of such election at least three (3) months prior to the effective date of any such termination. For the avoidance of doubt, the notice provision in
this Section 5.2.2 does not apply to any Transition Service terminated pursuant to Section 5.2.1. 
 5.2.3 Subject
to the provisions of the applicable Schedule, a Provider may terminate its provision of any Service if: 
 5.2.3.1 the
Company shall have failed to perform any of its material obligations (including payment) under this Agreement relating to any such Service, and such Provider shall have notified the Company in writing of such failure and such failure shall have
continued for a period of at least thirty (30) days after receipt of such written notice; or 
 5.2.3.2 the Company is
using such Service in violation of law, rule or regulation or otherwise not in compliance with this Agreement, in which case the Provider may terminate its provision of such Service for the duration of such violation or noncompliance. 

5.3 Effect of Termination. Other than as required by law or as specifically stated in the Schedule relating to such Service, upon
termination of any Service, or upon termination of this Agreement in accordance with its terms, no Provider shall, after such termination, have any further obligation to provide the terminated Service. 

5.3.1 Notwithstanding termination of this Agreement or any Service, and other than as set forth herein, the Company shall
remain liable to the Providers for fees 

  
 9 

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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
(including any service change fees) then owed and payable in respect of the Services provided prior to the effective date of the termination, and the provisions of Articles 3, 4, 5 and 6 shall
survive any such termination indefinitely. 
 5.3.2 Following termination of this Agreement with respect to any Service, each
Provider and the Company agree to cooperate in providing for an orderly transition of such Service to the Company or to a successor service provider. 

ARTICLE 6 

MISCELLANEOUS 
 6.1
Confidential Information. 
 6.1.1 Except as provided below, all oral or written information provided by a Party (a
“Disclosing Party”) to another Party (a “Receiving Party”) pursuant to this Agreement, including information relating to third parties, is deemed confidential (“Confidential Information”). A
Receiving Party will not use such information for any purpose other than the purpose for which it was disclosed and shall prevent the disclosure to third parties of any and all Confidential Information for a period of ten (10) years from the
termination or expiration of this Agreement, provided, that the Receiving Party’s obligation hereunder shall not apply to information that: 

6.1.1.1 is already rightfully in the Receiving Party’s possession on a non-confidential basis at the time of disclosure;

 6.1.1.2 is or subsequently becomes part of the public domain through no action of the Receiving Party; 

6.1.1.3 is subsequently rightfully received by the Receiving Party from a third party having no obligation of confidentiality
to the party disclosing the Confidential Information; or 
 6.1.1.4 is disclosed to third parties as required by law,
provided that if a Receiving Party is served with any subpoena or other legal process or a court or governmental request or order requiring or purporting to require the disclosure of any of the Disclosing Party’s Confidential Information, the
Receiving Party shall, unless prohibited by law, promptly notify the Disclosing Party of such fact and cooperate fully (at the Disclosing Party’s expense) with the Disclosing Party and its legal counsel in opposing the legal process, seeking a
protective order, seeking to limit, or appealing any such legal process, request, or order to the extent deemed appropriate by the Disclosing Party. 

6.1.2 The Receiving Party agrees to use the same degree of care, but no less than a reasonable degree of care, to protect
against the unauthorized disclosure of a Disclosing Party’s Confidential Information as it uses to protect its own Confidential Information. Confidential Information may be disclosed by a Receiving Party to any of its employees, directors,
consultants or advisers, including legal counsel, tax advisers and auditors, on a need-to-know basis in connection with the performance of the Services, 

  
 10 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
provided, that the Receiving Party shall be liable for any breach of this Section 6.1 by such employee, director, consultant or adviser. 

6.1.3 Upon the termination of this Agreement, at the request of a Disclosing Party, the Receiving Party shall deliver to the
Disclosing Party, or at the election of the Disclosing Party destroy, all Confidential Information of the Disclosing Party, together with any and all copies thereof. 

6.1.4 The Parties acknowledge that the remedies at law for breach of any covenant relating to the protection of Confidential
Information may be inadequate, and each Party shall be entitled to seek injunctive relief for any breach of the provisions of this Agreement relating to the protection of its Confidential Information or Intellectual Property. Nothing contained in
this Section 6.1.4 shall be construed as limiting the Parties’ rights to any other remedies at law, including the recovery of damages for breach of this Agreement. 

6.2 Notices. All notices, requests, consents and other communications hereunder must be in writing and shall be deemed to have been
duly given only if delivered (a) personally, (b) by overnight courier service or (c) by mail (first class postage prepaid) to the Parties at the following addresses: 

If to Deriv/SERV or DTCC, to: 

Jeffrey T. Waddle, Esq. 
 The
Depository Trust & Clearing Corporation 
 55 Water Street 

New York, New York 10041 
 with a
copy to: 
 Larry E. Thompson, Esq. 

The Depository Trust & Clearing Corporation 

55 Water Street 
 New York, New
York 10041 
 If to the Company, to: 

MarkitSERV, LLC 
 c/o Markit Group
Limited 
 4th floor, Ropemaker Place 

25 Ropemaker Street 
 London, EC2Y
9LY, United Kingdom 
 Attention: Chief Executive Officer 

with a copy to: 
 Michael E.
Callahan, Esq. 
 Proskauer Rose LLP 

  
 11 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 11 Times Square 

New York, New York 10036 
 All such notices,
requests, consents and other communications shall if (a) delivered personally to the address as provided in this Section 6.2, be deemed given upon delivery, and (b) delivered by overnight courier service or mail in the manner
described above to the address as provided in this Section 6.2, be deemed given upon receipt (in each case regardless of whether such notice, request, consent or other communication is received by any other person to whom a copy of such notice,
request, consent or other communication is to be delivered pursuant to this Section 6.2). Any Party from time to time may change its address or other information for the purpose of notices to that Party by giving notice pursuant to this
Section 6.2 specifying such change to the other Parties. 
 6.3 Independent Contractor. All Services performed by the Providers
under this Agreement shall be performed by the Providers as independent contractors, and employees of the Providers or any other entities providing Services shall at all times be under a Provider’s sole discretion and control. Each Provider
shall be responsible for and shall withhold or pay, or both, as may be required by law, all taxes pertaining to the employment of such Provider’s personnel and/or performance by it of such Provider’s Services. Subject to each Party’s
express obligations under this Agreement, the management of and control over the provision of the Services shall reside solely with the applicable Provider. 

6.4 Force Majeure. For purposes of this Section, “Force Majeure” means an event beyond the reasonable control of any
Provider, which by its nature could not have been foreseen by a Provider, or, if it could have been foreseen, was unavoidable, and includes without limitation, acts of God, storms, floods, riots, fires, sabotage, civil commotion or civil unrest,
labor trouble or shortage, interference by civil or military authorities, acts of war (declared or undeclared), electronic virus, electronic attack or infiltration, internet disturbance, and failure of energy or telecommunications sources. No
Provider shall have any liability for failure to perform any Service required to be performed by it or failure to fulfill any obligation under this Agreement, so long as and to the extent to which the fulfillment of such Service or obligation is
prevented, frustrated, hindered or delayed as a consequence of circumstances of Force Majeure; provided, that (a) promptly upon the occurrence of such Force Majeure and continuously thereafter, such Provider shall have
******************************************************************************** ******************************** and (b) for the avoidance of doubt, the Company may exercise its rights under Section 5.2.1. 

6.5 Insurance. ************************************************************************************
******************************************************************************************** **************************** 
 6.6 Entire
Agreement. This Agreement (a) supersedes all prior discussions and agreements between the Parties with respect to the subject matter hereof and (b) contains the sole and entire agreement between the Parties with respect to the subject
matter hereof. No oral 

  
 12 

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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
explanation of or oral information relating to this Agreement offered by any Party shall alter the meaning or interpretation of this Agreement. This Agreement includes the Schedules hereto, which
do not change or supersede any term of this Agreement except to the extent that any term of any Schedule is unambiguously contrary to this Agreement, in which case the term of the Schedule will control. 

6.7 Waiver. Any term or condition of this Agreement may be waived at any time by the Party that is entitled to the benefit thereof, but
no such waiver shall be effective unless set forth in a written instrument duly executed by or on behalf of the Party waiving such term or condition. No waiver by any Party of any term or condition of this Agreement, in any one or more instances,
shall be deemed to be or construed as a waiver of the same or any other term or condition of this Agreement on any future occasion. All remedies, either under this Agreement or by law or otherwise afforded, shall be cumulative and not alternative.

 6.8 Amendment. This Agreement may be amended, supplemented or modified only by a written instrument duly executed by or on behalf
of each Party. 
 6.9 No Third Party Beneficiary. The terms and provisions of this Agreement are intended solely for the benefit of
the Parties and their respective successors or permitted assigns, and it is not the intention of the Parties to confer third party beneficiary rights upon any person other than a person entitled to indemnity under Article 4. 

6.10 No Assignment; Binding Effect. Neither this Agreement nor any right, interest or obligation hereunder may be assigned by any Party
without the prior written consent of the other Parties and any attempt to do so shall be void, except each Party may assign any or all of its rights, interests and obligations hereunder to a directly or indirectly wholly-owned subsidiary of such
Party or the ultimate corporate parent of such Party or to a successor in interest, provided that any such assignee agrees in writing to be bound by all of the terms, conditions and provisions contained herein, but no such assignment shall relieve
such Party of its obligations hereunder. Subject to the preceding sentence, this Agreement is binding upon, inures to the benefit of and is enforceable by the Parties and their respective successors and assigns. 

6.11 Consent to Jurisdiction. Each Party hereby irrevocably submits to the exclusive jurisdiction of the United States District Court
for the Southern District of New York or any court of the State of New York located in the Borough of Manhattan in the City of New York in any action or proceeding arising out of or relating to this Agreement, and agrees that any such action or
proceeding shall be brought only in such courts; provided, however, that such consent to jurisdiction is solely for the purpose referred to in this Section 6.11 and shall not be deemed to be a general submission to the jurisdiction of such
courts other than for such purpose. Each Party hereby irrevocably waives, to the fullest extent permitted by law, any objection that it may now or hereafter have to the laying of the venue of any such action or proceeding brought in such courts and
any claim that any such action or proceeding brought in such courts has been brought in an inconvenient forum. 
 6.12 Invalid
Provisions. If any provision of this Agreement is held to be illegal, invalid or unenforceable under any present or future law, and if no Party’s rights or obligations under 

  
 13 

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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 
this Agreement will be materially and adversely affected thereby, (a) such provision shall be fully severable, (b) this Agreement shall be construed and enforced as if such illegal,
invalid or unenforceable provision had never comprised a part hereof and (c) the remaining provisions of this Agreement shall remain in full force and effect and shall not be affected by the illegal, invalid or unenforceable provision or by its
severance herefrom. 
 6.13 Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State
of New York applicable to a contract executed and performed in such State, without giving effect to the conflicts of laws principles thereof that would cause application of the laws of any jurisdiction other than the State of New York. 

6.14 Counterparts. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of
which together shall constitute one and the same instrument. 
 6.15 Headings. The headings used in this Agreement have been inserted
for convenience of reference only and do not define or limit the provisions hereof. 
 [Signature page follows] 

  
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*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 EXECUTION VERSION 

IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be duly executed by their respective authorized officers as of the date
first above written. 
  

					
	DTCC DERIV/SERV LLC
		
	By:	 	 /s/ Ellen Fine Levine

		 	Name:	 	Ellen Fine Levine
		 	Title:	 	Treasurer
	
	THE DEPOSITORY TRUST & CLEARING CORPORATION
		
	By:	 	 /s/ Ellen Fine Levine

		 	Name:	 	Ellen Fine Levine
		 	Title:	 	Chief Financial Officer
	
	MARKITSERV, LLC
		
	By:	 	  

		 	Name:	 	
		 	Title:	 	

  
 [Signature Page
– Deriv/SERV Support Agreement] 
 *** Information has been omitted and filed separately with the Securities and Exchange
Commission. Confidential Treatment has 
 been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be duly executed by
their respective authorized officers as of the date first above written. 
  

					
	DTCC DERIV/SERV LLC
		
	By:	 	  

		 	Name:	 	
		 	Title:	 	
	
	THE DEPOSITORY TRUST & CLEARING CORPORATION
		
	By:	 	  

		 	Name:	 	
		 	Title:	 	
	
	MARKITSERV, LLC
		
	By:	 	 /s/ J. Gooch

		 	Name:	 	J. Gooch
		 	Title:	 	CEO

  
 [Signature Page –
Deriv/SERV Support Agreement] 
 *** Information has been omitted and filed separately with the Securities and Exchange Commission.
Confidential Treatment has 
 been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be duly executed by
their respective authorized officers as of the date first above written. 
  

			
	DTCC DERIV/SERV LLC
		
	By:	 	  

		 	Name:
		 	Title:
	
	THE DEPOSITORY TRUST & CLEARING CORPORATION
		
	By:	 	  

		 	Name:
		 	Title:
	
	MARKITSERV, LLC
		
	By:	 	 /s/ Peter Axilrod

		 	Name: Peter Axilrod
		 	Title:   Chairman of the Board of Managers

  
 [Signature Page –
Deriv/SERV Support Agreement] 
 *** Information has been omitted and filed separately with the Securities and Exchange Commission.
Confidential Treatment has 
 been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule A1 – Legal1 

 

			
	Background and rationale for temporary provision of Service	  	Original Transaction. In 2009, in connection with the formation of MarkitSERV, LLC (“MarkitSERV U.S.) as a joint venture between
DTCC Deriv/SERV LLC (“Deriv/SERV”), on the one hand, and Markit North America, Inc. (“Markit U.S.”) and MarkitSERV Holdings Limited (“Markit U.K.”), on the other hand:
	 	 
	 	  	 a.      Deriv/SERV, Markit U.S. and Markit U.K.
entered into a Limited Liability Company Agreement of MarkitSERV, LLC, pursuant to which Deriv/SERV came to hold ****************** ******************************************************************************
****************************************************************************** ********************************************************************** the “MarkitSERV Shares”); and

	 	 
	 	  	 b.      Deriv/SERV, The Depository Trust &
Clearing Corporation (“DTCC”), the corporate parent of Deriv/SERV, Markit U.S. and Markit Group Limited (“MGL”), the corporate parent of Markit U.S., entered into a Parent Support Agreement pursuant to which Deriv/SERV, DTCC,
Markit U.S. and MGL have, since 2009, provided various support services to MarkitSERV, including legal services provided by the DTCC Legal Department to MarkitSERV U.S. and MarkitSERV U.K. (together “MarkitSERV”).

	 	 
	 	  	********************************************************************************** ******************************************************
	 	 
	 	  	Current Transaction. On the date hereof, in connection with the transfer of the MarkitSERV Shares from Ventures to Markit U.S. and Markit U.K.:
	 	 
	 	  	
a.      DTCC, Deriv/SERV, Ventures and certain of their affiliates, on the one hand, and
MGL, Markit U.S., Markit U.K., MarkitSERV U.S., MarkitSERV UK and certain of their affiliates, on the other hand, have entered into a Strategic Alliance Agreement to restructure and continue their relationship (in the context of MarkitSERV)
going
  

		  	

  

	1 	In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties agree that they will work together in good faith subsequent to the
Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full transition of such Services. 

  
 1 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	 	 forward (the “Alliance Agreement”);

	 	 
	 	 	
b.      Deriv/SERV, DTCC and MarkitSERV U.S. have entered into a Deriv/SERV Support
Agreement for DTCC and Deriv/SERV to provide certain transitional support services to or on behalf of MarkitSERV, including the temporary provision of the legal services described in this Schedule A1 (the “Deriv/SERV Support
Agreement”)
  

c.      MarkitSERV U.S., Deriv/SERV and DTCC have entered into a Company Support
Agreement for MarkitSERV to provide certain transitional support services to or on behalf of Deriv/SERV and DTCC (the “Company Support Agreement”); and
  

d.      MarkitSERV U.S., Deriv/SERV and DTCC have entered into a Collaboration Services
Agreement for the parties to continue to provide certain services to the other (in the context of MarkitSERV), as have been provided prior to the date hereof (the “Collaboration Agreement”).

	 	 
	 	 	Necessity for Service. ******************************************************************** ***************** it is acknowledged by the parties that, pursuant to the
Alliance Agreement, Deriv/SERV Support Agreement and Company Support Agreement, DTCC and its affiliates will continue to have a significant corporate and business interest in the uninterrupted operation of MarkitSERV business and the effective
delivery of MarkitSERV services to (i) DTCC and its affiliates and (ii) the financial services industry generally, including to the customers and clients of Deriv/SERV and other operating subsidiaries of DTCC. It is further acknowledged by
the parties that MarkitSERV has not had its own Legal Department since the formation of the joint venture in 2009, and that it will take some reasonable period of time for the MGL Legal Department to be able to fully, independently and competently
handle all MarkitSERV legal requirements (or for MarkitSERV to establish its own Legal Department to do so). In light of these unique and urgent circumstances, it is agreed by the parties that, from and after the date hereof:
	 	 
	 	 	
a.      the MGL Legal Department shall have primary responsibility for all MarkitSERV
legal requirements;
  

b.      the DTCC Legal Department shall have sole responsibility for all DTCC legal
requirements relating to the performance of its obligations under the Alliance Agreement, the Deriv/SERV Support Agreement and the Collaboration Agreement and its own immediate affairs relating to this Schedule A1; and

 

  
 2 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	 	
c.      the DTCC Legal Department shall assist the MGL Legal Department, on a
transitional support basis, with respect to the legal matters set forth below:
  

	Description of Service	 	Support services, and the supervision of outside counsel engaged by the MGL Legal Department (it being acknowledged that the DTCC Legal Department shall not engage external
lawyers on behalf of MarkitSERV on new matters without the consent of the MGL Legal Department), in connection with the MarkitSERV business, in particular with the following areas of responsibility:
	 	  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

•       ****

	 	  
  

 

•       ****

  
 3 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	Responsibilities	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	
-     ****

	 	 
	 	  	  

-     ****

  
 4 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	  	 
	 	 
	 	  	 -     ****

	 	 
	 	  	
-     ****

 

	Term of Service	  	 ************************************************************
************************************************************ *****************************************
  

	Fees associated with Service	  	 The fees shall be ********** (current estimate budget
is $******** per annum for all services), as may be adjusted below.
  

	 	  	 The parties shall review the services provided
hereunder within one month following Closing and thereafter every 2 months (the “Legal Services Transition Reviews”). At such Legal Services Transition Reviews, the parties shall review the services that have been transitioned to
MarkitSERV, and any agreed adjustments shall be made to the fees to reflect the reduced level of services being provided. *** ********************************************************************************
************************************************************
  

	Additional terms and conditions relating to Service	  	 MGL and MarkitSERV
shall, as expeditiously as possible, transition all legal support for MarkitSERV to the MGL Legal Department or a Legal Department established for MarkitSERV. To facilitate this process, MGL and MarkitSERV shall not be precluded from offering
employment to attorneys in the DTCC Legal Department who have worked on legal matters for MarkitSERV. However, such attorneys shall not be obligated to accept such offers of employment.

 

	Consultation with MGL Legal Department	  	 Attorneys in the
DTCC Legal Department providing support to the MGL Legal Department shall consult with their counterparts in the MGL Legal Department on all matters of material legal consequence and shall take direction from the MGL Legal Department when such
direction is given.
  
  

  
 5 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule A2 – Transitional Billing1 

 

			
	  

Service Levels relating to the Billing Services provided to MarkitSERV by DTCC

 

	 	 
	Production and delivery of Billing File	  	 On a monthly basis:

 

	 	  	
•        Using DSMatch trade data provided in #1 above, provide the ACI
file to Markit Finance via FTP, which includes:
  

•        Price per trade per customer

 

•        Priced Volume Discounts per customer

 

•        Priced Credit Tear-ups per customer

 

•        File to be provided in current format before 11am Eastern, on
Business Day 2 – see Attachment 2 for example of current format
  

	 	 
	Term	  	
***********************************************************

 

	Fees	  	 The fees shall be **********
(current estimate budget is $****** per annum), and may be adjusted as services transition
  

	Attachment 2 – ACI file sent via FTP	  	 

  

	1 	In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties agree that they will work together in good faith subsequent to the
Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full transition of such Services. 

  
 1 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule A3 – Settlement and Collection1 

 

			
	  

Service Levels relating to the Billing Services provided to MarkitSERV by DTCC

 

	Settlement – collection of outstanding customer amounts	  	 On a monthly basis:

 

	  	
•       On a monthly basis, continue to collect, via the DTCC Settlement
process, DSMatch Sales invoice amounts for the applicable customers (see Attachment 3 for the current list)
  

•       Excel file of clients and amounts to be collected to be sent by Markit
Finance to DTCC on Business Day 10
  

•       Customer receipts to be deposited into the following MarkitSERV bank
account on Business Day 15:
  
 HSBC Bank USA, 75 Mamaroneck Avenue,
White Plains, NY 10601
 Routing Code: *********

Account Number: *********

Account Name: *********

SWIFT Code: *********
  

	Term	  	
**************************************************
  

	Fees	  	 The fees shall be **********
(current estimate budget is $***** per annum), and may be adjusted as services transition
  

	Attachment 3 – Settlement customers	  	 

  

	1 	In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties agree that they will work together in good faith subsequent to the
Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full transition of such Services. 

  
 1 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule B1 – Data Center and Infrastructure Support1 

 

					
	 	 
	
Data Center and Infrastructure Support
  
	  	 Term

 

	Description of Services to be provided by DTCC	  	 The Data Center services include mainframe, mid-tier for web-based applications and database servers,
monitoring, systems management, fault detection and repair, backup/restore and problem escalation. Outside of planned code deployments and planned system maintenance as agreed with DTCC, all MarkitSERV managed services should be available (as they
would be for DTCC). MarkitSERV managed services include DSMatch; FXMatcher; Novation Consent and MarkitSERV Portal, which shall be referred to herein as “MarkitSERV Services” or “Services”.

 
 MarkitSERV depends upon the Data Center facilities and service for the running and
delivery of its application services to its clients.
	  	 ********

*********
 ************

***********
 *******

*********
 **********

********
 ********

*********** **************
 ******** *********** ***********
*********** *****
  
 Exception: The Services listed under the
“Facilities” and “Tampa License” Sections below

	 	  	  

•      MarkitSERV requires Data Center service and access from MarkitSERV’s
clients to the MarkitSERV application services.
  

•      MarkitSERV requires service for their applications as specified in
Appendix A, with timely, high quality, and efficient support from DTCC operations. Outside of planned code deployments and planned system maintenance as agreed with DTCC, all MarkitSERV services should be up and running as DTCC services would
be.
  

•      MarkitSERV requires a detailed, documented escalation procedure for rapidly
reporting and escalating all DTCC monitored application, system outages, and capacity and performance issues.
	  
	 	  	  

•  Refer to Attachment B - “Production Incident Alert Procedures”.
	  
	 	  	  

•  Problem Reporting, Escalation, and Resolution:

 
	  

  

	1 	 In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties
agree that they will work together in good faith subsequent to the Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full
transition of such Services. 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

							
	 	  	Fast and timely detection of Operational issues, restoration of service, and resolution of underlying problems is essential to meeting the high service level expected of MarkitSERV Services.	 	 	  	have a shorter term. See those Sections for details.
	 	  	  
 •  DTCC will
monitor the MarkitSERV Services and notify MarkitSERV of issues degrading performance or impairing the access by MarkitSERV clients. Refer to Attachment B - “Production Incident Alert Procedures” for specific escalation times and
procedures.
	 	  
	 	  	  
 •  DTCC will
forward MarkitSERV a post mortem regarding all major production problems and/or any breaches of client confidentiality and any other production problems as requested by MarkitSERV.
	 	  
	 	  	  
 •  Mark Green
shall be the principal point of contact with respect to MarkitSERV Services (“appointee”). The appointee may only be removed or changed by DTCC upon giving MarkitSERV reasonable notice (such period not to be less than 6 months,
unless the person voluntarily decides to leave DTCC). DTCC shall give due consideration to the reasonable representations of MarkitSERV in respect of the quality and/or performance of the appointee and in respect the credentials and qualifications
of any proposed replacement. DTCC shall ensure that the appointee is dedicated to the co-ordination of the management and operation of the Services, the performance of DTCC’s obligations under this Agreement and the management of DTCC’s
day-to-day relationship with MarkitSERV.
	 	  
	 	  	  
 Change Management:
	 	  
	 	  	  
 The availability and reliability of systems depend on effective planning
of all changes to the infrastructure and service, including new implementations, and configuration changes. Proper change management is critical to meeting the expected levels of service. (Refer to Attachment A - “Software Configuration
Management SLA”).
	 	  
	 	  	  
 •  All moves,
additions/deletions, and changes affecting the MarkitSERV services must be reviewed and approved through established DTCC and MarkitSERV change management procedures. MarkitSERV must attend the DTCC WEEKEND PLANNING MEETING.
	 	  
	 	  	  
 •  MarkitSERV
shall have a right to veto any decisions proposed at such sessions to the extent such decision may have an adverse effect on the MarkitSERV services.
	 	  
	 	  	  

•  DTCC must notify MarkitSERV as soon as possible, but in any event not less than 3 days in advance of
scheduled moves, additions/deletions and changes on DTCC systems which affect MarkitSERV services, including preventative maintenance, software patches and configuration changes, giving MarkitSERV the ability to assess risk and plan alternatives.
DTCC shall notify MarkitSERV of all emergency changes as soon
  
	 	  

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

							
	 	  	as possible, prior to implementation if possible.	 	 	  	 
	 	 		 
	 	  	 •    All changes if applicable require fallback procedures that have been tested and reviewed prior to the
change taking place; including plan to execute that mitigates all client downtime. (Refer to Attachment A - “Software Configuration Management SLA”).
	 		  	 
	 	 		 
	 	  	Procurement of Equipment	 		  	 
	 	 		 
	 	  	Capital purchases required for MarkitSERV Services will be charged to MarkitSERV using the allocation method as agreed with MarkitSERV. Unless otherwise specified by MarkitSERV, all such purchases shall be made by DTCC (as DTCC
purchases) in accordance with DTCC infrastructure standards and procurement procedures (such that they are leased by MarkitSERV).	 		  	 
	 	 		 
	 	  	Remote Access ************	 		  	 
	 	 		 
	 	  	 •    DTCC will provide a remote access service to MarkitSERV using the DTCC’s standard remote access
service. This will allow MarkitSERV employees to remote into various software services, such as MS Office, and other necessary applications. MarkitSERV employees incurring connectivity, login or access related problems will be supported during their
normal business hours. MarkitSERV employees utilizing DTCC RDP PCs or other remote application development environments are supported in the same manner as all other DTCC employees.
	 		  	 
	 	 		 
	 	  	 •    The remote access infrastructure exists at all DTCC data center locations and is available 24X7. The
scheduled maintenance window is usually ************ ************ unless otherwise stated. The maintenance and updates are done in a site by site approach so that user access is always available.
	 		  	 
	 	 		 
	 	  	 •    It should be noted that major
updates or changes that require access to be down for any period of time is scheduled and communicated to MarkitSERV in advance.
  
	 	 	  	 
	Service Levels relating to MarkitSERV Services	  	Detailed Service Level Agreements are specified in the table that follows. The Services are organized by Lines of Service corresponding to the Data Center Management Service Categories in the Change Management section above. The
Expectations table identifies the Service Line, the Service Items within the Line, and the expected Service Level for service delivery.	 		  	 
	 	 		 
	 	  	 •      Planned
changes refer to services, which are delivered according to normal business processes. Planned
  
	 	 	  	 

  
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 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

					
	 	  	 delivery covers the vast majority of situations, and represents the standard service level expectation.
	  	 
	 	 	 
	 	  	 •    Emergency changes refer to the extreme situations where the normal business processes are not
sufficient to meet business objectives. Emergency delivery represents the service level that should be observed during extreme situations.
	  	 
	 	 	 
	 	  	In the table below, Expectations are specific to the corresponding Service Items.	  	 
	 	 	 
	 	  	 DTCC shall monitor its performance against the Service Levels and those Services provided hereunder
(and other schedules) to the extent those Services contain a performance metric and provide a report to MarkitSERV setting out the level of performance against the foregoing, such reports to be provided within 5 Business Days of each calendar
month.
  
	  	 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

					
	 	 	 
	 Service
Lines
  
	  	 Service Items / Description

 
	  	
Request Expectations Planned
  

	Backups	  	DTCC will:	  	 
	 	 	 
	 	  	 1.      Develop, implement and schedule procedures to backup and retain application mainframe data for
the appropriate retention periods.
	  	1 – 3 Ongoing
	 	 	 
	 	  	 2.      Restore application data from backups upon requests from MarkitSERV as soon as practicable and in
any event within 7 days.
	  	 
	 	 	 
	 	  	 3.      Provides MarkitSERV
with timely notification in change in Policy and Procedures regarding data storage.
  
	  	 
	Facilities	  	DTCC will:	  	 
	 	 	 
	 	  	 1.      Provide adequate raised floor space for MarkitSERV’s servers, communications and storage
systems located at ADC and PDC.
	  	1 – 6 Ongoing
	 	 	 
	 	  	 2.      Provide controlled physical access to data center space allotted to MarkitSERV. DTCC shall obtain
prior permission from MarkitSERV when access is required or notify MarkitSERV when emergency access is required.
	  	 
	 	 	 
	 	  	 3.      Maintain environment in accordance with equipment manufacturer specifications
	  	 
	 	 	 
	 	  	 4.      Provide environment monitoring and HVAC
	  	 
	 	 	 
	 	  	 5.      Install dual UPS power sources to equipment.
	  	 
	 	 	 
	 	  	 6.      Track data center assets for MarkitSERV. To protect the integrity of the data, MarkitSERV will
supply to DTCC, in a timely manor, all changes in asset status.
	  	 
	 	 	 
	 	  	
*******************************************************
******************************************

 
	  	 
	Monitoring MarkitSERV Services	  	 1.      Monitoring, Event Exception tracking and Outage Escalations of the MarkitSERV Services is
provided by DTCC support personnel. Refer to Attachment C – “MarkitSERV SLA”.
	  	1. See Attachment B (Production Incident Alert Procedures) and Attachment C
	 	 	 
	 	  	 2.      DTCC will notify MarkitSERV’s support staff of any issues related to the MarkitSERV
applications and determine action to resolve issue in each case as soon as practicable.
	  	2. As per Section 1.2
	 	 	 
	 	  	 3.      Monitoring and Outage Escalations of the MarkitSERV Mainframe applications is provided by DTCC IT
Operations.
	  	3. See Attachment B & Attachment C
	 	 	 
	 	  	 4.      DTCC IT Operations
will follow the escalation notification list provided by MarkitSERV.
  
	  	4. As needed

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

					
	 	  	 5.      MarkitSERV will review, update and distribute the support
escalation lists quarterly.
	  	5. Quarterly
	 	 	 
	 	  	 6.      DTCC will produce
& disseminate mainframe & distributed systems event log daily.
  
	  	6. Daily
	Disaster Recovery	  	 1.      Provide MarkitSERV with schedule of planned disaster recovery tests, including scope and
objectives of each exercise at least 30 days in advance of such tests
	  	1. Ongoing
	 	 	 
	 	  	 2.      Provide MarkitSERV with an opportunity for its staff to participate in planned exercises
	  	2. Upon Request
	 	 	 
	 	  	 3.      MarkitSERV to schedule
testing time and participate in Mini DR test. DTCC BCP team will coordinate testing in conjunction with the MarkitSERV ADM Seconded staff members.
  
	  	3. Upon Request
	Performance Testing	  	 1.      MarkitSERV must follow
the established performance and load testing of Web applications deployed into the DTCC DMZ. DTCC must sign-off on all performance test results save where sign-off is required urgently by MarkitSERV so as to avoid any adverse impact on the
MarkitSERV services, in which case where DTCC fails to promptly provide such sign-off MarkitSERV may provide such sign-off. Refer to Attachment D – “WTG Web Performance Testing Process”

 
	  	Ongoing
	Process Management	  	 1.      For new application
request, MarkitSERV must provide DTCC with an Infrastructure Assessment form. Refer to Attachment E – “Infrastructure Engagement Request”.
  
	  	Ongoing
	Change Management	  	 1.      Change requests submitted by MarkitSERV to IT Operations must
be acknowledged in writing (email), notify of scheduled date and notify upon completion. MarkitSERV will provide change management notification to its
  

2.      MarkitSERV will follow the DTCC SCM process for all application migrations. Also
all application requests must be initiated in the DTCC request systems
	  	 1 & 2

See Attachment A – “Software Configuration Management SLA” clients of any service interruptions.

	 	 	 
	 	  	 3.      DTCC will notify MarkitSERV of any changes during service interruptions.
	  	3 & 4 - weekly
	 	 	 
	 	  	 4.      MarkitSERV will have
the right to attend DTCC weekend planning meeting and DTCC shall provide agendas at least 3 Business Days prior to such meetings (in particular any issues which may adversely affect the MarkitSERV services)

 
	  	5. As held.

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

					
	 	  	 5.      If applicable DTCC to attend MarkitSERV change management
meetings
	  	6. Ongoing.
	 	 	 
	 	  	 6.      DTCC will track all
changes
  
	  	 
	Performance Monitoring	  	 1.      Maintain data in historical database for trend analysis

 
 •    Provide database
performance statistics-i.e. TOP CPU hogs and produce reports with recommendations
	  	1. See Attachment C – MarkitSERV SLA
	 	 	 
	 	  	 •    DTCC will provide quarterly reports listing “Privileged Batch Jobs” to review and return
comments
	  	 
	 	 	 
	 	  	 Such reports will be provided to MarkitSERV as directed by MarkitSERV from time to time

 
	  	 
	Technical Support	  	 DTCC will:
  

1.      Provide on-site assistance in emergencies for reset of equipment.
	  	1-3 Ongoing
	 	 	 
	 	  	 2.      Provide remote access to equipment for designated MarkitSERV employees through DTCC remote access
system.
	  	 
	 	 	 
	 	  	 3.      Provide Production technical support and resolution during MarkitSERV’s full Production
window hours. DerivServ services are available 6x24 with a down window from Saturday 1500 thru Sunday 1500.
	  	 3.1 See Attachment B –
“Production Incident Alert Procedures”
  

	 	  	  
 3.1. Problem
resolution and escalation.
  
	  
	Data Center Outage	  	 1.      MarkitSERV requires notification from DTCC immediately upon
DTCC identification of a Data Center Outage.
  

2.      MarkitSERV will open a ticket to notify DTCC of an outage.
	  	 1 & 2

See Attachment B – “Production Incident Alert Procedures

	 	 	 
	 	  	 3.      DTCC will provide outage postmortem documentation for all major outages.
	  	3. Two business days
	 	 	 
	 	  	 4.      MarkitSERV will participate in Postmortem/ and or taskforce meetings when requested and provide
actions to prevent issue further.
	  	4. When requested
	 	 	 
	 	  	 5.      MarkitSERV will
participate in DTCC major production problem summary meeting.
  
	  	5. Quarterly
	Problem Reporting	  	 1.      MarkitSERV will contact DTCC Operations regarding any problems, questions or service changes.
This could include any operability or availability issues, non-provision of service issues.
	  	1. Ongoing
	 	 	 
	 	  	 2.      A ticket will be opened with the CSC Group by MarkitSERV
or DTCC depending on the origin of problem to track each problem to resolution and post mortem response
	  	 2. & 3.

See Attachment B – “Production Incident Alert Procedures”

 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

					
	 	  	
3.      Track and update tickets to reflect status and actions of all requests; provide
acknowledgement of each request to MarkitSERV
  
	  	 
	Problem Resolution	  	 1.      DTCC will begin actions to restore service upon detection
of any failure or problem
	  	1. See Attachment B – “Production Incident Alert Procedures”
	 	 	 
	 	  	 2.      DTCC will initiate root cause analysis for Hardware
failures
	  	2. 1 business day
	 	 	 
	 	  	 3.      DTCC will prioritize and schedule all vendor service
calls
	  	3. 1 business day
	 	 	 
	 	  	 4.      DTCC will repair or swap equipment, troubleshoot potential
data communications or software problems, load new or diagnostic software
	  	4. 1 business day, as per change control calendar
	 	 	 
	 	  	
5.      DTCC will collaborate with MarkitSERV on resolution of issues

 
	  	5. Ongoing
	Point of Contact for Operations	  	
1.      MarkitSERV to be included in production problem bridge line

 
 2.      Contact
Command Center
	  	 1 & 2, See Attachment B “Production
Incident Alert Procedures”
  

	Tampa License	  	Continued access to Tampa (and related services) as currently provided by DTCC for up to 16 MarkitSERV staff. Current services include:	  	Ongoing
	 	 	 
	 	  	 •      Provisioning access to DTCC office facilities by
MarkitSERV employees.
	  	 
	 	 	 
	 	  	 •      Use of Markit owned rack containing communication
equipment supporting Markit’s CISCO IP Phone and intranet connectivity. MarkitSERV employees do not make use of any DTCC supplied equipment.
	  	 
	 	 	 
	 	  	 •      Periodic assistance from DTCC infrastructure to
support changes with Markit’s vendors and periodic power down / power up of Markit’s communication equipment. The equipment is managed remotely by Markit networking staff.
	  	 
	 	 	 
	 	  	
*******************************************************
***********************************************

 
	  	 
	Other	  	 •      DTCC will not re-establish the maximum allowable
downtimes for MarkitSERV services without explicit instruction and/or agreement from MarkitSERV
	  	Ongoing
	 	 	 
	 	  	
•      Current RTO/RPO are:

 
	  	 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

					
	 	  	 •        Triplicate
redundancy utilizing PDC, ADC, and RDC
	  	 
	 	 	 
	 	  	
•        £ 2 hrs recovery for full failover
	  	 
	 	 	 
	 	  	
•        £ 2 minutes of data loss
	  	 
	 	 	 
	 	  	
•        DTCC will continue to support Participant DR testing

 
	  	 
	Fees associated with Service	  	 •        The fee for the Services provided under
this Schedule B1 from the date hereof through the end of calendar year 2013 shall be equal to (i) $**************(ii) *********** (it be acknowledged that these fees are annual fees and shall be adjusted accordingly to reflect the period between
Closing and December 31, 2013). This fee is based on mainframe usage of **************** or less in the product environment and ************ or less in the test environment. An additional $*********** shall be added to the amount in clause (i) above
for mainframe usage in excess of these amounts.
	  	 
	 	 	 
	 	  	 •        The parties have agreed the above fee
based on the understanding that MarkitSERV’s current usage is approximately ********** or less. The parties will review and verify this as soon as possible following Closing and, if appropriate, adjust the fees accordingly.
	  	 
	 	 	 
	 	  	 •        The fee for the Services provided under
this Schedule B1 in calendar years 2014 and beyond needs to be agreed by the parties in accordance with the procedures set forth in Section 2.3 of the Deriv/SERV Support Agreement (except that, with respect to the fees for calendar year 2014, the
consultation period shall begin no later than May 1, 2013 and any amendment shall be executed by the Parties no later than June 1, 2013).
	  	 
	 	 	 
	 	  	
•        Also for the 12 month period post-Closing an aggregate fee of
$****** will be charged for the Services provided under the “Tampa License” Section of this Schedule.
  
	  	 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule B2 – Long Term Tier 2 Customer Service1 

 

			
	  

MarkitSERV SLA- A – MarkitSERV / DTCC SLA – Customer Support Center2

 

	Description of Service to be provided	  	 The Customer Support
Center (CSC) provides first-line technical support to internal DTCC employees and external clients across four environments: Mainframe, PC/LAN, Web and Remote Access (internal only).

 

	Term of provision of Service	  	
*******************************************************************************

********
  

	 Fees associated with such Service

 
	  	 The fees shall be
************** (current estimate budget is $******* per annum)
  

	Service Levels relating to such Service	  	 Service Levels
relating to such Service:
  
 DTCC will provide:

 
 Where the CSC receives a call that is DSMatch Trade Confirmation and/or Novation Consent
related, this call will be passed to the MarkitSERV Client Services team, in most cases immediately, but within ************ in every case.
  

** The method by which this information will be passed along to the MarkitSERV Client Services group is via the MarkitSERV Client Services hotline number

 

  

	1	In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties agree that they will work together in good faith subsequent to the
Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full transition of such Services. 

	2	To the extent there are any changes to the internal DTCC group names, this Agreement shall be construed accordingly. 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	  	 (Performance metrics
shall be provided to MarkitSERV on the above in the monthly SLA Report)
  

	 Additional terms and conditions relating to such Service

 
	  	None.
		
		  	
	 
	
MarkitSERV SLA- B – MarkitSERV / DTCC SLA – Participant Interface Planning (PIP)

 

	Description of Service to be provided	  	 Description of
Service to be provided:
  
 Amongst other responsibilities, the PIP group provides 1st and
2nd level support for external clients having issues with the MQ connections to and from DTCC.
  

Although a small percentage of MQ related issues requires escalation to other DTCC groups, MarkitSERV, on occasion, may need the assistance of those groups to
assist in and/or resolve certain issues.
  
 Provides technical assistance to customers
that require MQ setups.
  

•      Works with other internal areas to process MQ request **********.

 

•      Schedules conference call with customer and coordinates information for
setups.
  

•      Supplies customer with Customer Channel and Queue Name.

 

•      Coordinates connectivity testing “ping” test with customer.
(Performance metrics shall be provided to MarkitSERV on the above in the monthly SLA Report)
  

	Term of provision of Service	  	
********************************************************************************

********
  

	 Fees associated with such Service

 
	  	 The fees shall be
************* (current estimate budget is $******* per annum)
  

	 Service Levels relating to

 
	  	 Service Levels
relating to such Service:
  

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	such Service	  	 DTCC will
continue to provide the same level of service provided to DSMatch currently:
  
 Where
the MarkitSERV Client Services group receives a call that is MQ related, the PIP group may be contacted to assist in troubleshooting the problem.
  

** The method by which MS Client Services will contact the PIP group is through the DTCC hotline number

 

	 Additional terms and conditions relating to such Service

 
	  	 None.

 

		
		  	
	 
	
MarkitSERV SLA- C – MarkitSERV / DTCC SLA – Enterprise Service Center (ESC)

 

	Description of Service to be provided	  	 Description of
Service to be provided:
  
 If applicable, sets up Autoroute product numbers to send
corresponding output reports to the customer. A/R setups will be sent from Implementation.
  

Amongst other responsibilities, the ESC group provides 1st and 2nd level support for external clients having issues receiving certain reports from DTCC.

 
 Although a small percentage of these issues will require escalation to other DTCC groups,
MarkitSERV, on occasion, may need the assistance of those groups to assist in and/or resolve certain issues.
  

(Performance metrics shall be provided to MarkitSERV on the above in the monthly SLA Report)

 

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	Term of provision of Service	  	
*************************************************************************

********************
  

	 Fees associated with such Service

 
	  	The fees shall be ************* (current estimate budget is $****** per annum)
	 Serviced Levels relating

to such Service
	  	 Service Levels
relating to such Service:
  
 DTCC will continue to provide the same level of service
provided to Deriv/SERV currently:
  
 Where the MarkitSERV Client Services group
receives a call about not receiving certain DerivSERV reports, the ESC group may be contacted to assist in troubleshooting the problem.
  

** The method by which MS Client Services will contact the ESC group is through the DTCC hotline number

 

	 Additional terms and

conditions relating to such Service
  
	  	 None.

 

		
		  	
	 
	
MarkitSERV SLA- D – MarkitSERV / DTCC SLA – Account Administration

 

	Description of Service to be provided	  	 Description of
Service to be provided:
  
 Amongst other responsibilities, the Account Administration
Group and/or DTCC Global Sanctions Screening Team shall:
  

•      
**************************************************************************
 ********
  

•      Assigns the Organization ID and client account number(s) for prospective
clients.
  

•      Assigns client account number(s) for additional fund requests.

 

•      Prepares, validates, and distributes Weekly Membership Update Bulletin
wherein new
  

  
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 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	  	
entities/accounts are announced, along with other changes to existing client profiles, e.g., account additions, product additions, name
changes, account terminations. (Note: Certain clients have requested to be exempt from publications.)
  

	Term of provision of Service	  	
******************************************************************************

********
  

	 Fees associated with such Service

 
	  	The fees shall be ********** (current estimate budget is $****** per annum)
	Service Levels relating to such Service	  	 Service Levels
relating to such Service:
  
 DTCC will provide:

 
 Continued support to the MarkitSERV organization at the level of support given to
Deriv/SERV. See attached (appendix A) for current SLA.
  

	 Additional terms and conditions relating to such Service

 
	  	None.
		
		  	
	 
	
MarkitSERV SLA- E – MarkitSERV / DTCC SLA – DTCC Operations

 

	Description of Service to be provided	  	 Description of
Service to be provided:
  

•     Provide support to Bulk Novation and Account Swing Event Setup.

 
 •     Perform
Mainframe updates to client profiles for access to MarkitSERV DSMatch reports.
  

	Term of provision of Service	  	
******************************************************************************

********
  

	Fees associated with such	  	 The fees shall be
********** (current estimate budget is $****** per annum)
  

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 Service
  
	  	 
	Service Levels relating to such Service	  	 Service Levels
relating to such Service:
  
 DTCC will provide:

 
 Continued support to the MarkitSERV organization at the level of support given to
Deriv/SERV.
  

	 Additional terms and conditions relating to such Service

 
	  	None.
		
		  	
	 
	
MarkitSERV SLA- F – MarkitSERV / DTCC SLA – Registration Support Group (RSG)

 

	Description of Service to be provided	  	 Description of
Service to be provided:
  

•     Sets up (Super) Access Coordinators based on Implementation’s requests.

 
 •     Works
directly with customers to create client profiles for (Super) Access Coordinators on Common Registration System (CRS), i.e., web environment. Supports clients with entitlement issues.

 
 •     Allows
MarkitSERV staff access to leverage Common Registration System (CRS).
  

Performance metrics shall be provided to MarkitSERV on the above in the monthly SLA Report

 

	Term of provision of Service	  	
*******************************************************************************

********
  

	 Fees associated with such Service

 
	  	The fees shall be ********** (current estimate budget is $******* per annum
	Service Levels relating to	  	 Service Levels
relating to such Service:
  

  
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been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 such Service

 
	  	 DTCC will
provide:
  
 Continued support to the MarkitSERV organization at the level of support
given to Deriv/SERV.
  

	 Additional terms and conditions relating to such Service

 
	  	None.
		
		  	
	 
	
MarkitSERV SLA- G – MarkitSERV / DTCC SLA – COGNOS Reporting Support: ADM

 

	Description of Service to be provided	  	 Description of
Service to be provided:
  

•    Ensure database replication, availability, and performance

 
 •    Monitor scheduled
tasks for failures
  

•    Manually abort jobs which are not executing properly

 
 •    Incorporate Trade
Confirmation database changes to the Cognos replicated database soon after changes are implemented and ensure that the metadata is in synch.
  

•    Perform & execute the requests that PowerUsers at MarkitSERV cannot support (e.g.
requests requiring SQL to be written). These requests will originate from a MarkitSERV PowerUser.
  

•    Create and enhance dashboards, portals, &/or cubes upon receiving written
requirements from a MarkitSERV’s PowerUser.
  

•    Manage User access privileges.

 
 •    Provide demo and
training for MarkitSERV PowerUsers on new features of BI tool.
  

  
 7 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	  	
•     Communicate resource availability to MarkitSERV PowerUsers to ensure coverage.

 

	 Term of provision of Service

 
	  	
********************************************************************************
***********************

 

	Fees associated with such Service	  	The fees shall be ********** (current estimate budget is $******* per annum)
	 Service Levels relating to such Service

 
	  	 Service Levels relating to such Service:

 
 Cognos DTCC ADM will provide:

 
 Continued support to the MarkitSERV organization at the level of support given to
Deriv/SERV.
  

	 Additional terms and conditions relating to such
Service
  
	  	None.

  
 8 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule B3 – ADM Mainframe1 

 

			
	 ADM – This Schedule B3 to the Deriv/SERV Support
Agreement is a Service Level Agreement between MarkitSERV and DTCC, and is meant to provide an explanation of technology based services provided to MarkitSERV by DTCC ADM.

 

	 Description of Service to be provided

 
	  	
•    The DTCC ADM Development Team (DTCC SLA FTEs) covered by this SLA will provide
MarkitSERV with technology based expertise with respect to their given skillset. MarkitSERV is aware and desirous of the skills that these resources possess, and will be availed of their full services. DTCC shall ensure that such FTEs, who are named
in Exhibit 1 hereto, are dedicated to MarkitSERV at all times.
  

•    The DTCC SLA FTEs will provide application support and development for CDS, Equities and
Interest Rate confirmation processes for the Deriv/Serv mainframe application. Because there is a very strong relationship between the CDS confirmation application and the CDS warehouse, MarkitSERV and DTCC technology and product managers will meet
regularly to identify and resolve any conflicts between the development priorities of the two services.
  

	Responsibilities	  	
Management
  

•    Manages application development workflow (i.e., software installation/migration support,
production support, production coverage schedules, issue resolution)
  

•    Oversees functional and technical analysis, design and development activities

 
 •    Acts as a liaison,
communicating key issues between DTCC and MarkitSERV
  

•    Performs all official DTCC administrative tasks, including, performance reviews, salary
adjustments, disciplinary actions, etc.

  

	1 	In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties agree that they will work together in good faith subsequent to the
Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full transition of such Services. 

  
 1 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	  	
•     Manages prioritization and backlogging of work requests

 
 •     Provides work
estimates for new and existing projects
  

•     Prepares a monthly status report for management review

 
 Developers

 
 Application Design:

 
 •     Prepares
functional specifications
  

•     Translates functional requirements into technical requirements

 
 •     Participates
in the design of new systems
  
 Application Development:

 
 •     Codes new and
existing systems
  

•     Provides application and user support and performs troubleshooting

 
 •     Provides
production support as necessary
  

•     Executes unit testing to ensure code quality

 
 •     Designs and
develops documentation for developed code
  

•     Participates in system testing

 

	Term of provision of Service	  	
*************************************************************************************
*************************************************************************************

*****************
  

	Fees associated with such Service	  	 The fees shall be
********************** (current estimate budget is $********* per annum (i.e., **********************))
  

	Additional terms and conditions relating to such Service	  	
•     All official administrative tasks, such as, performance reviews, salary
adjustments, disciplinary actions, etc. will be performed by the DTCC SLA FTE Manager. DTCC reserves the right to take administrative actions with respect to the DTCC SLA FTE for reasons unrelated to MarkitSERV. MarkitSERV will provide input to DTCC
regarding annual performance review process for these individuals
  

•     DTCC SLA FTEs will continue to conform with all DTCC processes, procedures and
policies; e.g. CMMI, CISO policy, ADM procedures, etc.
  

  
 2 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

			
	 	  	
•    If a DTCC SLA FTE leaves DTCC, DTCC will provide a replacement possessing similar
skills. Otherwise key resources can only be replaced with mutual agreement between the two parties (See Exhibit 1 for the list of Key SLA FTEs). DTCC shall give due consideration to the reasonable representations of MarkitSERV in respect of the
quality and/or performance of the appointee and in respect the credentials and qualifications of any proposed replacement.
  

•    MarkitSERV may not attempt to hire a DTCC SLA FTE without securing prior permission in
writing from a DTCC Officer.
  

•    Mainframe development for MarkitSERV is limited to DTCC SLA FTEs and consultants under
their management.
  

	Change Management	  	
•    All installations, migrations and changes of software located on, or targeted for DTCC
servers, must be reviewed and approved through DTCC change management procedures and conform to established DTCC migration and software development standards.
  

•    Changes will follow the currently established DTCC change management calendar. Changes
will be raised and discussed during a weekly scheduled meeting.
  

  
 3 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions. 

 CONFIDENTIAL TREATMENT REQUESTED by Markit Ltd. 

 

 Deriv/SERV Support Agreement 

Schedule B4 – Mainframe Billing and Financial Services1 

 

			
	 	  	 Service Levels
relating to the Billing Services provided to MarkitSERV by DTCC
  

	Extraction and delivery of DSMatch billable trades file	  	 On a monthly
basis:
  

•     Extraction of DSMatch trade data from Mainframe;

 
 •     Application
of rules to identify the billable trades, by billing type, and volume discount;
  

•     File to be sent to DTCC Billing on Business Day 1 in existing format – see
Attachment 1 for example of current format
  

•     Ongoing maintenance of the rules/ tables

 
 •     Development
of the system/ tables for incorporation of new trade types and activities into billable trades file as applicable.
  

	Term	  	
*****************************************************************
*****************************************************************

 

	Fees	  	 The fees shall be
********** (current estimate budget is $******* per annum), and may be adjusted as services transition
  

  

	1 	In addition to the specific Service Level Agreements set forth herein, with regard to Services to be provided by Deriv/SERV to MarkitSERV, the parties agree that they will work together in good faith subsequent to the
Closing to create and maintain a working transition plan for such Services. Such transition plan shall provide for the documents, training and other matters necessary for full transition of such Services. 

  
 1 

*** Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential Treatment has 

been requested with respect to the omitted portions.

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