Document:

Exhibit 10.5

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

	
  AMENDMENT
  OF SOLICITATION/MODIFICATION OF CONTRACT

  	
  1. CONTRACT ID
  CODE

  	
  PAGE OF PAGES

  
	
  J

  	
  1

  	
  18

  
	
   

  	
   

  	
   

  	
   

  
	
  2.
  AMENDMENT/MODIFICATION NO.

  02

  	
  3. EFFECTIVE DATE

  04-Jun-2010

  	
  4. REQUISITION/PURCHASE
  REQ. NO. 

  SEE SCHEDULE

  	
  5. PROJECT NO.
  (If applicable)

  
	
   

  	
   

  	
   

  	
   

  
	
  CODE   

  	
    M67854

  	
  CODE   

  	
     S1103A

  
	
  6. ISSUED BY

  COMMANDING
  GENERAL

  MARINE
  CORPS SYSTEMS COMMAND

  ATTEN:
  MRAP/CARL V. BRADSHAW

  2200
  LESTER STREET

  QUANTICO,
  VA 22134-5010

   

  	
  7. ADMINISTERED
  BY (If other than Item 6)

  DCMA
  ATLANTA

  ATTN:
  DIANNE ROBERTS, 2300 LAKE PARK DRIVE

  SUITE
  300

  SMYNRA,
  GA 30080

  
	
  8. NAME AND
  ADDRESS OF CONTRACTOR (No., Street, County, State and Zip Code)

  FORCE PROTECTION
  INDUSTRIES, (INC)

  OTIS BYRD

  9801 HWY 78 STE 3

  LADSON, SC
  29456-3802

  	
  o

  	
  9A. AMENDMENT OF SOLICITATION
  NO.

   

  
	
  o

  	
  9B. DATED (SEE ITEM 11)

   

  
	
  x

  	
  10A. MOD. OF
  CONTRACT/ORDER NO.

  M67854-07-D-5031-0018

  
	
   

  	
   

  	
   

  	
   

  
	
  CODE: 1EFH8

  	
  FACILITY CODE

  	
  x

  	
  10B. DATED (SEE ITEM 13)

  23-Apr-2010

  
	
   

  
	
  11. THIS ITEM
  ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

  
	
   

  
	
   ̈   The above
  numbered solicitation is amended as set forth in Item 14. The hour and date
  specified for receipt of Offer.     o is extended.  o is not extended.

   

  Offer must acknowledge
  receipt of this amendment prior to the hour and date specified in the
  solicitation or as amended by one of the following methods:

  (a) By completing Items
  8 and 15 and returning        copies of the
  amendment; (b) By acknowledging receipt of this amendment on each copy of the
  offer submitted; or (c) By separate letter or telegram which includes a reference
  to the solicitation and amendment numbers. 
  FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED
  FOR THE RECEIPT OF OFFERS PROIR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN
  REJECTION OF YOUR OFFER.  If by virtue
  of this amendment you desire to change an offer already submitted, such
  change may be made by telegram or letter, provided each telegram or letter
  makes reference to the solicitation and this amendment, and is received prior
  to the opening hour and date specified.

  
	
   

  
	
  12. ACCOUNTING AND
  APPROPRIATION DATA (If required)

  See
  Schedule

  
	
   

  
	
  13. THIS ITEM
  APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS.

  IT MODIFIES THE
  CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

  
	
   

  	
   

  
	
  o

  	
  A. 

  	
  THIS CHANGE ORDER IS
  ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE
  MADE IN THE CONRTRACT ORDER NO. IN ITEM 10A.

  
	
   

  	
   

  	
   

  
	
  o

  	
  B. 

  	
  THE ABOVE NUMBERED
  CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as
  changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14,
  PURSUANT TO THE AUTHORITY OF FAR 43.103(B).

  
	
   

  	
   

  	
   

  
	
  x

  	
  C. 

  	
  THIS SUPPLEMENTAL
  AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

  
	
   

  	
  43.103(a) Bilateral
  Agreement of Both Parties

  
	
   

  	
   

  	
   

  
	
  o

  	
  D. 

  	
  OTHER (Specify type of
  modification and authority)

  
	
   

  
	
  E.  IMPORTANT: 
  Contractor                        o is not,          x is required to sign this document and
  return  1  copies to the issuing office.

  
	
   

  
	
  14.  DESCRIPTION OF AMENDMENT/MODIFICATION
  (Organized by UCF section headings, including solicitation/contract subject
  matter where feasible.)

  Modification
  Control Number:  wychesea103522

  The purpose of this
  modification is to order:

  1. CLIN3119 - CAT I AFES
  Modernization Kits, and

  2. CLIN 3120 - CAT II
  AFES Modernization Kits.

   

  All other contract terms
  and conditions remain in full force and effect.

   

  Except as provided
  herein, all terms and conditions of the document referenced in Item 9A or
  10A, as heretofore changed, remains unchanged and in full force and effect.

  
	
   

  	
   

  
	
  15A. NAME AND TITLE OF
  SIGNER (Type or print)

  R. S. Dolfi, Director of
  Contracts

   

  	
  16A. NAME AND TITLE OF
  CONTRACTING OFFICER (Type or print)

                   CARL V.
  BRADSHAW   /  CONTRACTING OFFICER

  TEL:                                                     EMAIL:
  

  
	
   

  	
   

  	
   

  	
   

  
	
  15B. CONTRACTOR/OFFEROR

  	
  15C.
  DATE SIGNED

  	
  16B.
  UNITED STATES OF AMERICA

  	
  16C. DATE SIGNED

  
	
   

  	
   

  	
  03
  Jun 2010

  	
  By

  	
   

  	
   

  	
                4
  June 10

  
	
  (Signature
  of person authorized to sign)

  	
   

  	
  (Signature of Contracting Officer)

  	
   

  
																			

	
   

  	
   

  	
   

  	
   

  	
   

  
	
  EXCEPTION TO SF 30

  	
   

  	
  30-105-04

  	
   

  	
  STANDARD FORM 30 (Rev.
  10-83)

  

 

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

	
  APPROVED BY OIRM 11-84

  	
   

  	
  Prescribed by GSA

  
	
   

  	
   

  	
  FAR (48 CFR) 53.243

  
	
   

  	
   

  	
   

  

	
  AMENDMENT
  OF SOLICITATION/MODIFICATION OF CONTRACT

  	
  1. CONTRACT ID
  CODE

  	
  PAGE OF PAGES

  
	
  J

  	
  1

  	
  18

  
	
   

  	
   

  	
   

  	
   

  
	
  2.
  AMENDMENT/MODIFICATION NO.

  02

  	
  3. EFFECTIVE DATE

  04-Jun-2010

  	
  4. REQUISITION/PURCHASE
  REQ. NO. 

  SEE SCHEDULE

  	
  5. PROJECT NO.
  (If applicable)

  
	
   

  	
   

  	
   

  	
   

  
	
  CODE   

  	
    M67854

  	
  CODE   

  	
     S1103A

  
	
  6. ISSUED BY

  COMMANDING
  GENERAL

  MARINE
  CORPS SYSTEMS COMMAND

  ATTEN:
  MRAP/CARL V. BRADSHAW

  2200
  LESTER STREET

  QUANTICO,
  VA 22134-5010

   

  	
  7. ADMINISTERED
  BY (If other than Item 6)

  DCMA
  ATLANTA

  ATTN:
  DIANNE ROBERTS, 2300 LAKE PARK DRIVE

  SUITE
  300

  SMYNRA,
  GA 30080

  
	
  8. NAME AND
  ADDRESS OF CONTRACTOR (No., Street, County, State and Zip Code)

  FORCE PROTECTION
  INDUSTRIES, (INC)

  OTIS BYRD

  9801 HWY 78 STE 3

  LADSON, SC
  29456-3802

  	
  o

  	
  9A. AMENDMENT OF
  SOLICITATION NO.

   

  
	
  o

  	
  9B. DATED (SEE ITEM 11)

   

  
	
  x

  	
  10A. MOD. OF
  CONTRACT/ORDER NO.

  M67854-07-D-5031-0018

  
	
   

  	
   

  	
   

  	
   

  
	
  CODE: 1EFH8

  	
  FACILITY CODE

  	
  x

  	
  10B. DATED (SEE ITEM 13)

  23-Apr-2010

  
	
   

  
	
  11. THIS ITEM
  ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

  
	
   

  
	
   ̈   The above
  numbered solicitation is amended as set forth in Item 14. The hour and date
  specified for receipt of Offer.     o is extended.  o is not extended.

   

  Offer must acknowledge
  receipt of this amendment prior to the hour and date specified in the
  solicitation or as amended by one of the following methods:

  (a) By completing Items
  8 and 15 and returning        copies of the
  amendment; (b) By acknowledging receipt of this amendment on each copy of the
  offer submitted; or (c) By separate letter or telegram which includes a
  reference to the solicitation and amendment numbers.  FAILURE OF YOUR ACKNOWLEDGEMENT TO BE
  RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PROIR TO THE HOUR
  AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER.  If by virtue of this amendment you desire
  to change an offer already submitted, such change may be made by telegram or
  letter, provided each telegram or letter makes reference to the solicitation
  and this amendment, and is received prior to the opening hour and date
  specified.

  
	
   

  
	
  12. ACCOUNTING AND
  APPROPRIATION DATA (If required)

  See
  Schedule

  
	
   

  
	
  13. THIS ITEM
  APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS.

  IT MODIFIES THE
  CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

  
	
   

  	
   

  
	
  o

  	
  A. 

  	
  THIS CHANGE ORDER IS
  ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE
  MADE IN THE CONRTRACT ORDER NO. IN ITEM 10A.

  
	
   

  	
   

  	
   

  
	
  o

  	
  B. 

  	
  THE ABOVE NUMBERED
  CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as
  changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14,
  PURSUANT TO THE AUTHORITY OF FAR 43.103(B).

  
	
   

  	
   

  	
   

  
	
  x

  	
  C. 

  	
  THIS SUPPLEMENTAL
  AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

  
	
   

  	
  43.103(a) Bilateral
  Agreement of Both Parties

  
	
   

  	
   

  	
   

  
	
  o

  	
  D. 

  	
  OTHER (Specify type of
  modification and authority)

  
	
   

  
	
  E.  IMPORTANT: 
  Contractor                        o is not,          x is required to sign this document and
  return  1  copies to the issuing office.

  
	
   

  
	
  14.  DESCRIPTION OF AMENDMENT/MODIFICATION
  (Organized by UCF section headings, including solicitation/contract subject
  matter where feasible.)

  Modification
  Control Number:  wychesea103522

  The purpose of this
  modification is to order:

  1. CLIN3119 - CAT I AFES
  Modernization Kits, and

  2. CLIN 3120 - CAT II
  AFES Modernization Kits.

   

  All other contract terms
  and conditions remain in full force and effect.

   

  Except as provided
  herein, all terms and conditions of the document referenced in Item 9A or
  10A, as heretofore changed, remains unchanged and in full force and effect.

  
	
   

  	
   

  
	
  15A. NAME AND TITLE OF
  SIGNER (Type or print)

   

   

  	
  16A. NAME AND TITLE OF
  CONTRACTING OFFICER (Type or print)

                   CARL V. BRADSHAW   /  CONTRACTING
  OFFICER

  TEL:                                                     EMAIL:
  

  
	
   

  	
   

  	
   

  	
   

  
	
  15B. CONTRACTOR/OFFEROR

  	
  15C.
  DATE SIGNED

  	
  16B.
  UNITED STATES OF AMERICA

  	
  16C. DATE SIGNED

  
	
   

  	
   

  	
   

  	
  By

  	
   

  	
   

  	
                4
  June 10

  
																			

 

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

	
  (Signature
  of person authorized to sign)

  	
   

  	
  (Signature of Contracting Officer)

  	
   

  

	
  EXCEPTION TO SF 30

  	
   

  	
  30-105-04

  	
   

  	
  STANDARD FORM 30 (Rev. 10-83)

  
	
  APPROVED BY OIRM 11-84

  	
   

  	
   

  	
   

  	
  Prescribed by GSA

  
	
   

  	
   

  	
   

  	
   

  	
  FAR (48 CFR) 53.243

  

 

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SECTION SF 30 BLOCK 14 CONTINUATION PAGE

 

SUMMARY OF CHANGES

 

SECTION A - SOLICITATION/CONTRACT FORM

 

The total cost of this
contract was increased by $46,102,093.00 from $2,715,206.62 to $48,817,299.62.

 

SECTION B - SUPPLIES OR SERVICES AND PRICES

 

CLIN 0045 is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3119

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT I - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT I AFES
  Modernization kits for the A1Cougar Vehicles IAW FPII proposal FP09-0124. The
  Unit of Issue of 1 Each is equal to 1 Kit.

  Reference:

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET
  AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
														

 

SUBCLIN 3119AA is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3119AA

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT I - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT I AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US Air
  Force.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC00441

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC004410015

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET
  AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AF

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [*** ]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC00441000150007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

2

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SUBCLIN
3119AB is added as follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3119AB

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT I - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT I AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US
  Navy.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC00442

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC004420008

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AD

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC0044200080007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

SUBCLIN 3119AC is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3119AC

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT I - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT I AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US
  Marine Corps.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC86899

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC868990014

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AB

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC8689900140015

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

3

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SUBCLIN 3119AD is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3119AD

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  [*** ]

  	
   

  
	
   

  	
   

  	
  CAT I - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT I AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US
  Army.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC00440

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC004400010

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AE

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC0044000100004

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

CLIN 3120 is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3120

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT I - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT II AFES
  Modernization kits for the A1Cougar

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Vehicles IAW FPII proposal FP09-0124. The
  Unit of Issue of 1 Each is equal to 1

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Kit.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
														

 

4

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SUBCLIN
3120AA is added as follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3120AA

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT II - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT II AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US Air
  Force.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC00441

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC004410015

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AF

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC0041000150008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

SUBCLIN 3120AB is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3120AB

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT II - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT II AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US Navy.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC00442

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC004420008

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AD

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC0044200080008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

5

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SUBCLIN 3120AC is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3120AC

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT II - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT II AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US
  Marine Corps.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC86899

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC868990014

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AB

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC8689900140016

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

SUBCLIN 3120AD is added as
follows:

 

	
  ITEM NO

  	
   

  	
  SUPPLIES/SERVICES

  	
   

  	
  QUANTITY

  	
   

  	
  UNIT

  	
   

  	
  UNIT
  PRICE

  	
   

  	
  AMOUNT

  	
   

  
	
  3120AD

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
  Each

  	
   

  	
  $

  	
  [***]

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CAT II - AFES Modernization Kits

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FFP

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  The contractor shall provide CAT II AFES
  Modernization kits for the A1 Cougar vehicles IAW FPII proposal FP09-0124.
  The Unit of Issue of 1 Each is equal to 1 Kit. These kits are for the US
  Army.

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Reference: FP09-0124

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  MILSTRIP: M9545009RC00440

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  PURCHASE REQUEST NUMBER: M9545009RC004400010

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  NET
  AMT

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ACRN AE

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
  [***]

  	
   

  
	
   

  	
   

  	
  CIN: M9545009RC0044000100005

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
														

 

6

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SECTION E - INSPECTION AND ACCEPTANCE

 

The following
Acceptance/Inspection Schedule for CLIN 3119:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  N/A

  	
   

  	
  N/A

  	
   

  	
  N/A

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3119AA:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3119AB:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3119AC:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3119AD:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for CLIN 3120:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  N/A

  	
   

  	
  N/A

  	
   

  	
  N/A

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3120AA:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3120AB:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3120AC:

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

The following
Acceptance/Inspection Schedule for SUBCLIN 3120AD:

 

7

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
  INSPECT AT

  	
   

  	
  INSPECT
  BY

  	
   

  	
  ACCEPT
  AT

  	
   

  	
  ACCEPT
  BY

  
	
  Origin

  	
   

  	
  Government

  	
   

  	
  Origin

  	
   

  	
  Government

  

 

8

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SECTION F
- DELIVERIES OR PERFORMANCE

 

The following Delivery Schedule has been added to
SUBCLIN 3119AA:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

The following Delivery Schedule has been added to
SUBCLIN 3119AB:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-DEC-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-NOV-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  29-OCT-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

9

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

The following Delivery Schedule has been added to
SUBCLIN 3119AC:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-APR-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-MAR-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  28-FEB-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

10

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-JAN-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-DEC-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-NOV-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  29-OCT-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  	
   

  	
  M99933

  	
   

  

 

11

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
   

  	
   

  	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  

 

12

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

The following
Delivery Schedule has been added to SUBCLIN 3119AD:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-MAR-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  28-FEB-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-JAN-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-DEC-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-NOV-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  	
   

  	
  M99933

  	
   

  

 

13

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
   

  	
   

  	
   

  	
   

  	
  FOB: Destination

  	
   

  	
   

  	
   

  

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  29-OCT-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

The following Delivery Schedule has been added to
SUBCLIN 3120AA:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

The following Delivery Schedule has been added to
SUBCLIN 3120AB:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-NOV-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

14

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  29-OCT-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

The following Delivery Schedule has been added to
SUBCLIN 3120AC:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  28-FEB-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-JAN-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

15

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-DEC-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-NOV-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  29-OCT-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

16

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

The following
Delivery Schedule has been added to SUBCLIN 3120AD:

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-MAR-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  28-FEB-2011

  	
   

  	
  [***]

  	
   

  	
  (TRAFFIC MANAGEMENT OFFICER)

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-JAN-2011

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
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  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  31-DEC-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-NOV-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

17

 

[***] INDICATES
MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT HAS BEEN
REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE SECURITIES AND
EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE SECURITIES
EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

18

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  29-OCT-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  DELIVERY DATE

  	
   

  	
  QUANTITY

  	
   

  	
  SHIP TO
  ADDRESS

  	
   

  	
  UIC

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  30-SEP-2010

  	
   

  	
  [***]

  	
   

  	
  TRAFFIC MANAGEMENT OFFICER

  TMO MCLC PROJECT CODE PLR

  ATTN: JOHN CRUZ

  BLDG 1241 DR 13

  ALBANY GA 31704-1128

  229-639-5902

  FOB: Destination

  	
   

  	
  M99933

  	
   

  

 

SECTION G - CONTRACT ADMINISTRATION DATA

 

Accounting and Appropriation

 

Summary for the Payment Office

 

As a result of this
modification, the total funded amount for this document was increased by
$46,102,093.00 from $2,715,206.62 to $48,817,299.62.

 

SUBCLIN 3119AA:

Funding on SUBCLIN 3119AA is initiated as follows:

 

ACRN:  AF

 

CIN:  M9545009RC00441000150007

 

Acctng Data: 5783080 178
47E8 82223L 010900 00000 000000 503000 F03000 ZA 022473 360055 284940

 

Increase  $[***]

 

Total: $[***]

 

SUBCLIN 3119AB:

Funding on SUBCLIN 3119AB is initiated as follows:

 

ACRN: AD

 

CIN: M9545009RC0044200080007

 

Acctng Data: 1781810K5XG 312
9B616 1 068688 2D CMQ700

 

19

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

Increase:  $[***]

 

Total:  $[***]

 

20

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

SUBCLIN 3119AC:

Funding on SUBCLIN 3119AC is initiated as follows:

 

ACRN: AB

 

CIN: M9545009RC8689900140015

 

Acctng Data: 17811096520 250
67854 067443 2D 652005

 

Increase:  $[***]

 

Total:  $[***]

 

Cost Code: 9RC869915P5

 

SUBCLIN 3119AD:

Funding on SUBCLIN 3119AD is initiated as follows:

 

ACRN: AE

 

CIN: M9545009RC0044000100004

 

Acctng Data: 2182035MRAP 310
67854 067443 2D 2035MR

 

Increase:  $[***]

 

Total:  $[***]

 

Cost Code: 9RC0044015US

 

SUBCLIN 3120AA:

Funding on SUBCLIN 3120AA is initiated as follows:

 

ACRN: AF

 

CIN: M9545009RC0041000150008

 

Acctng Data: 5783080 178
47E8 82223L 010900 00000 000000 503000 F03000 ZA 022473 360055 284940

 

Increase:  $[***]

 

Total:  $[***]

 

SUBCLIN 3120AB:

Funding on SUBCLIN 3120AB is initiated as follows:

 

ACRN: AD

 

CIN: M9545009RC0044200080008

 

Acctng Data: 1781810K5XG 312
9B616 1 068688 2D CMQ700

 

Increase:  $[***]

 

21

 

[***]
INDICATES MATERIAL THAT HAS BEEN OMITTED AND FOR WHICH CONFIDENTIAL TREATMENT
HAS BEEN REQUESTED. ALL SUCH OMITTED MATERIAL HAS BEEN FILED WITH THE
SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24b-2 PROMULGATED UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

 

M67854-07-D-5031

001802

 

Total:  $[***]

 

SUBCLIN 3120AC:

Funding on SUBCLIN 3120AC is initiated as follows:

 

ACRN: AB

 

CIN: M9545009RC8689900140016

 

Acctng Data: 17811096520 250
67854 067443 2D 652005

 

Increase:  $[***]

 

Total:  $[***]

 

Cost Code: 9RC8689915P5

 

SUBCLIN 3120AD:

Funding on SUBCLIN 3120AD is initiated as follows:

 

ACRN: AE

 

CIN: M9545009RC0044000100005

 

Acctng Data: 2182035MRAP 310
67854 067443 2D 2035MR

 

Increase:  $[***]

 

Total:  $[***]

 

Cost Code: 9RC0044015US

 

(End of Summary of Changes)

 

22Exhibit 4.3

 

ACCURIDE CORPORATION 

2010 INCENTIVE AWARD PLAN

 

ARTICLE 1.

 

PURPOSE

 

The
purpose of the Accuride Corporation 2010 Incentive Award Plan (the “Plan”)
is to promote the success and enhance the value of Accuride Corporation (the “Company”)
by linking the individual interests of the members of the Board, Employees, and
Consultants to those of Company stockholders and by providing such individuals
with an incentive for outstanding performance to generate superior returns to
Company stockholders.  The Plan is
further intended to provide flexibility to the Company in its ability to
motivate, attract, and retain the services of members of the Board, Employees,
and Consultants upon whose judgment, interest, and special effort the
successful conduct of the Company’s operation is largely dependent.

 

ARTICLE 2.

 

DEFINITIONS AND CONSTRUCTION

 

Wherever
the following terms are used in the Plan they shall have the meanings specified
below, unless the context clearly indicates otherwise.  The singular pronoun shall include the plural
where the context so indicates.

 

2.1          “Administrator” shall
mean the entity that conducts the general administration of the Plan as
provided in Article 12.  With
reference to the duties of the Committee under the Plan which have been delegated
to one or more persons pursuant to Section 12.6, or as to which the Board
has assumed, the term “Administrator” shall refer to such person(s) unless
the Committee or the Board has revoked such delegation or the Board has
terminated the assumption of such duties.

 

2.2          “Affiliate” shall
mean (a) Subsidiary; and (b) any domestic eligible entity that is
disregarded, under Treasury Regulation Section 301.7701-3, as an entity
separate from either (i) the Company or (ii) any Subsidiary.

 

2.3          “Applicable Accounting
Standards” shall mean Generally Accepted Accounting Principles in the
United States, International Financial Reporting Standards or such other
accounting principles or standards as may apply to the Company’s financial
statements under United States federal securities laws from time to time.

 

2.4          “Award” shall mean an
Option, a Restricted Stock award, a Restricted Stock Unit award, a Performance
Award, a Dividend Equivalents award, a Deferred Stock award, a Stock Payment
award or a Stock Appreciation Right, which may be awarded or granted under the
Plan (collectively, “Awards”).

 

2.5          “Award Agreement”
shall mean any written notice, agreement, terms and conditions, contract or
other instrument or document evidencing an Award, including through 

 

 

electronic medium, which
shall contain such terms and conditions with respect to an Award as the
Administrator shall determine consistent with the Plan.

 

2.6          “Award Limit” shall
mean with respect to Awards that shall be payable in Shares or in cash, as the case
may be, the respective limit set forth in Section 3.3.

 

2.7          “Board” shall mean
the Board of Directors of the Company.

 

2.8          “Change in Control”
shall mean and includes each of the following:

 

(a)           A transaction or series of
transactions (other than an offering of Common Stock to the general public
through a registration statement filed with the Securities and Exchange
Commission) whereby any “person” or related “group” of “persons” (as such terms
are used in Sections 13(d) and 14(d)(2) of the Exchange Act) (other
than the Company, any of its subsidiaries, an employee benefit plan maintained
by the Company or any of its subsidiaries or a “person” that, prior to such
transaction, directly or indirectly controls, is controlled by, or is under
common control with, the Company) directly or indirectly acquires beneficial
ownership (within the meaning of Rule 13d-3 under the Exchange Act) of
securities of the Company possessing more than 35% of the total combined voting
power of the Company’s securities outstanding immediately after such
acquisition; or

 

(b)           During any period of two
consecutive years, individuals who, at the beginning of such period, constitute
the Board together with any new director(s) (other than a director
designated by a person who shall have entered into an agreement with the
Company to effect a transaction described in Section 2.8(a) or Section 2.8(c))
whose election by the Board or nomination for election by the Company’s
stockholders was approved by a vote of a majority of the directors then still
in office who either were directors at the beginning of the two-year period or
whose election or nomination for election was previously so approved, cease for
any reason to constitute a majority thereof; or

 

(c)           The consummation by the
Company (whether directly involving the Company or indirectly involving the
Company through one or more intermediaries) of (x) a merger,
consolidation, reorganization, or business combination or (y) a sale or
other disposition of all or substantially all of the Company’s assets in any
single transaction or series of related transactions or (z) the
acquisition of assets or stock of another entity, in each case other than a
transaction:

 

(i)            Which results in the Company’s
voting securities outstanding immediately before the transaction continuing to
represent (either by remaining outstanding or by being converted into voting
securities of the Company or the person that, as a result of the transaction,
controls, directly or indirectly, the Company or owns, directly or indirectly,
all or substantially all of the Company’s assets or otherwise succeeds to the
business of the Company (the Company or such person, the “Successor Entity”))
directly or indirectly, at least a majority of the combined voting power of the
Successor Entity’s outstanding voting securities immediately after the
transaction, and

 

(ii)           After which no person or
group beneficially owns voting securities representing 50% or more of the
combined voting power of the Successor Entity; provided, 

 

2

 

however, that no person
or group shall be treated for purposes of this Section 2.8(c)(ii) as
beneficially owning 50% or more of combined voting power of the Successor
Entity solely as a result of the voting power held in the Company prior to the
consummation of the transaction; or

 

(d)           The Company’s stockholders
approve a liquidation or dissolution of the Company.

 

In
addition, if a Change in Control constitutes a payment event with respect to
any Award which provides for the deferral of compensation and is subject to Section 409A
of the Code, the transaction or event described in subsection (a), (b), (c) or
(d) with respect to such Award must also constitute a “change in control
event,” as defined in Treasury Regulation §1.409A-3(i)(5) to the extent
required by Section 409A.

 

The
Committee shall have full and final authority, which shall be exercised in its
discretion, to determine conclusively whether a Change in Control of the
Company has occurred pursuant to the above definition, and the date of the
occurrence of such Change in Control and any incidental matters relating
thereto.

 

2.9          “Code” shall mean the
Internal Revenue Code of 1986, as amended from time to time, together with the
regulations and official guidance promulgated thereunder.

 

2.10        “Committee” shall
mean the Compensation Committee of the Board, or another committee or
subcommittee of the Board, appointed as provided in Section 12.1.

 

2.11        “Common Stock” shall
mean the common stock of the Company, par value $0.01 per share.

 

2.12        “Company” shall mean
Accuride Corporation, a Delaware corporation.

 

2.13        “Consultant” shall
mean any consultant or adviser engaged to provide services to the Company or
any Affiliate that qualifies as a consultant under the applicable rules of
the Securities and Exchange Commission for registration of shares on a Form S-8
Registration Statement.

 

2.14         “Covered Employee”
shall mean any Employee who is, or could be, a “covered employee” within the
meaning of Section 162(m) of the Code.

 

2.15        “Deferred Stock”
shall mean a right to receive Shares awarded under Section 9.4.

 

2.16        “Director” shall mean
a member of the Board, as constituted from time to time.

 

2.17        “Dividend Equivalent”
shall mean a right to receive the equivalent value (in cash or Shares) of
dividends paid on Shares, awarded under Section 9.2.

 

2.18        “DRO” shall mean a
domestic relations order as defined by the Code or Title I of the Employee
Retirement Income Security Act of 1974, as amended from time to time, or the rules thereunder.

 

3

 

2.19        “Effective Date”
shall mean the date the Plan is approved by the Board, subject to approval of
the Plan by the Company’s stockholders.

 

2.20        “Eligible Individual”
shall mean any person who is an Employee, a Consultant or a Non-Employee
Director, as determined by the Committee.

 

2.21        “Employee” shall mean
any officer or other employee (as determined in accordance with Section 3401(c) of
the Code and the Treasury Regulations thereunder) of the Company or of any
Affiliate.

 

2.22        “Equity Restructuring”
shall mean a nonreciprocal transaction between the Company and its
stockholders, such as a stock dividend, stock split, spin-off, rights offering
or recapitalization through a large, nonrecurring cash dividend, that affects
the number or kind of shares of Common Stock (or other securities of the
Company) or the share price of Common Stock (or other securities) and causes a
change in the per share value of the Common Stock underlying outstanding Awards.

 

2.23        “Exchange Act” shall
mean the Securities Exchange Act of 1934, as amended from time to time.

 

2.24        “Fair Market Value”
shall mean, as of any given date, the value of a Share determined as follows:

 

(a)           If the Common Stock is
listed on any (i) established securities exchange (such as the New York
Stock Exchange, the NASDAQ Global Market and the NASDAQ Global Select Market), (ii) national
market system or (iii) automated quotation system on which the Shares are
listed, quoted or traded, its Fair Market Value shall be the closing sales
price for a share of Common Stock as quoted on such exchange or system for such
date or, if there is no closing sales price for a share of Common Stock on the
date in question, the closing sales price for a share of Common Stock on the
last preceding date for which such quotation exists, as reported in The Wall Street Journal or such other source as the
Administrator deems reliable;

 

(b)           If the Common Stock is not
listed on an established securities exchange, national market system or
automated quotation system, but the Common Stock is regularly quoted by a
recognized securities dealer, its Fair Market Value shall be the mean of the
high bid and low asked prices for such date or, if there are no high bid and
low asked prices for a share of Common Stock on such date, the high bid and low
asked prices for a share of Common Stock on the last preceding date for which
such information exists, as reported in The Wall Street Journal
or such other source as the Administrator deems reliable; or

 

(c)           If the Common Stock is
neither listed on an established securities exchange, national market system or
automated quotation system nor regularly quoted by a recognized securities
dealer, its Fair Market Value shall be established by the Administrator in good
faith.

 

2.25        “Greater Than 10%
Stockholder” shall mean an individual then owning (within the meaning of Section 424(d) of
the Code) more than 10% of the total combined voting power 

 

4

 

of all classes of stock of
the Company or any Affiliate corporation (as defined in Section 424(f) of
the Code) or parent corporation thereof (as defined in Section 424(e) of
the Code).

 

2.26        “Holder” shall mean a
person who has been granted an Award.

 

2.27        “Incentive Stock Option”
shall mean an Option that is intended to qualify as an incentive stock option
and conforms to the applicable provisions of Section 422 of the Code.

 

2.28         “Non-Employee Director”
shall mean a Director of the Company who is not an Employee.

 

2.29        “Non-Qualified Stock
Option” shall mean an Option that is not an Incentive Stock Option.

 

2.30        “Option” shall mean a
right to purchase Shares at a specified exercise price, granted under Article 6.  An Option shall be either a Non-Qualified
Stock Option or an Incentive Stock Option; provided, however,
that Options granted to Non-Employee Directors and Consultants shall only be
Non-Qualified Stock Options.

 

2.31        “Parent” shall mean
any entity (other than the Company), whether domestic or foreign, in an
unbroken chain of entities ending with the Company if each of the entities
other than the Company beneficially owns, at the time of the determination,
securities or interests representing more than fifty percent (50%) of the total
combined voting power of all classes of securities or interests in one of the
other entities in such chain.

 

2.32        “Performance Award”
shall mean a cash bonus award, stock bonus award, performance award or
incentive award that is paid in cash, Shares or a combination of both, awarded
under Section 9.1.

 

2.33        “Performance-Based
Compensation” shall mean any compensation that is intended to qualify as “performance-based
compensation” as described in Section 162(m)(4)(C) of the Code.

 

2.34        “Performance Criteria”
shall mean the criteria (and adjustments) that the Committee selects for an
Award for purposes of establishing the Performance Goal or Performance Goals
for a Performance Period, determined as follows:

 

(a)           The Performance Criteria
that shall be used to establish Performance Goals are limited to the
following:  (i) net earnings (either
before or after one or more of the following: (A) interest, (B) taxes,
(C) depreciation and (D) amortization); (ii) gross or net sales
or revenue; (iii) net income (either before or after taxes); (iv) adjusted
net income; (v) operating earnings; (vi) cash flow (including, but
not limited to, operating cash flow and free cash flow); (vii) return on
assets; (viii) return on capital; (ix) return on stockholders’
equity; (x) total stockholder return; (xi) return on sales; (xii) gross
or net profit or operating margin; (xiii) costs; (xiv) funds from
operations; (xv) expenses; (xvi) working capital; (xvii) earnings
per share; (xviii) adjusted earnings per share; (xix) price per share
of Common Stock; (xx) return on net assets; (xxi) implementation or
completion of critical projects; (xxii) market share; (xxiii) economic
value-added (as determined by the Committee) (xxiv) productivity; (xxv) operating

 

5

 

efficiency; (xxvi) cash flow return on capital;
and (xxvii) customer satisfaction, any of which may be measured either in
absolute terms or as compared to any incremental increase or decrease or as
compared to results of a peer group or to market performance indicators or
indices.

 

(b)           The Administrator may, in
its sole discretion, provide that one or more objectively determinable
adjustments shall be made to one or more of the Performance Goals.  Such adjustments may include one or more of
the following:  (i) items related to
a change in accounting principle; (ii) items relating to financing
activities; (iii) expenses for restructuring or productivity initiatives; (iv) other
non-operating items; (v) items related to acquisitions; (vi) items
attributable to the business operations of any entity acquired by the Company
during the Performance Period; (vii) items related to the disposal of a
business or segment of a business; (viii) items related to discontinued
operations that do not qualify as a segment of a business under Applicable
Accounting Standards; (ix) items attributable to any stock dividend, stock split, combination or exchange of
stock occurring during the Performance Period; (x) any other
items of significant income or expense which are determined to be appropriate
adjustments; (xi) items relating to unusual or extraordinary corporate
transactions, events or developments, (xii)  items related to
amortization of acquired intangible assets; (xiii) items that are outside
the scope of the Company’s core, on-going business activities; (xiv) items
related to acquired in-process research and development; (xv) items
relating to changes in tax laws; (xvi) items relating to major licensing
or partnership arrangements; (xvii) items relating to asset impairment
charges; (xviii) items relating to gains or losses for litigation,
arbitration and contractual settlements; or (xix) items relating to any
other unusual or nonrecurring events or changes in applicable laws, accounting
principles or business conditions.  For
all Awards intended to qualify as Performance-Based Compensation, such
determinations shall be made within the time prescribed by, and otherwise in
compliance with, Section 162(m) of the Code.

 

2.35        “Performance Goals”
shall mean, for a Performance Period, one or more goals established in writing
by the Administrator for the Performance Period based upon one or more
Performance Criteria.  Depending on the
Performance Criteria used to establish such Performance Goals, the Performance
Goals may be expressed in terms of overall Company performance or the
performance of a division, business unit, or an individual.  The achievement of each Performance Goal
shall be determined in accordance with Applicable Accounting Standards.

 

2.36        “Performance Period”
shall mean one or more periods of time, which may be of varying and overlapping
durations, as the Administrator may select, over which the attainment of one or
more Performance Goals will be measured for the purpose of determining a Holder’s
right to, and the payment of, a Performance Award.

 

2.37        “Permitted Transferee”
shall mean, with respect to a Holder, any “family member” of the Holder, as
defined under the instructions to use of the Form S-8 Registration
Statement under the Securities Act, after taking into account any state,
federal, local or foreign tax and securities laws applicable to transferable
Awards.

 

2.38        “Plan” shall mean
this Accuride Corporation 2010 Incentive Award Plan, as it may be amended or
restated from time to time.

 

6

 

2.39        “Program” shall mean
any program adopted by the Administrator pursuant to the Plan containing the
terms and conditions intended to govern a specified type of Award granted under
the Plan and pursuant to which such type of Award may be granted under the
Plan.

 

2.40        “Restricted Stock”
shall mean Common Stock awarded under Article 8 that is subject to certain
restrictions and may be subject to risk of forfeiture or repurchase.

 

2.41        “Restricted Stock Units”
shall mean the right to receive Shares awarded under Section 9.5.

 

2.42        “Securities Act”
shall mean the Securities Act of 1933, as amended.

 

2.43        “Shares” shall mean
shares of Common Stock.

 

2.44        “Stock Appreciation Right”
shall mean a stock appreciation right granted under Article 10.

 

2.45        “Stock Payment” shall
mean (a) a payment in the form of Shares, or (b) an option or other
right to purchase Shares, as part of a bonus, deferred compensation or other
arrangement, awarded under Section 9.3.

 

2.46        “Subsidiary” shall
mean any entity (other than the Company), whether domestic or foreign, in an
unbroken chain of entities beginning with the Company if each of the entities
other than the last entity in the unbroken chain beneficially owns, at the time
of the determination, securities or interests representing more than fifty
percent (50%) of the total combined voting power of all classes of securities
or interests in one of the other entities in such chain.

 

2.47        “Substitute Award”
shall mean an Award granted under the Plan upon the assumption of, or in
substitution for, outstanding equity awards previously granted by a company or
other entity in connection with a corporate transaction, such as a merger,
combination, consolidation or acquisition of property or stock; provided,
however, that in no event shall the term “Substitute Award” be construed
to refer to an award made in connection with the cancellation and repricing of
an Option or Stock Appreciation Right.

 

2.48        “Termination of Service”
shall mean,

 

(a)  As to a Consultant,
the time when the engagement of a Holder as a Consultant to the Company or an
Affiliate is terminated for any reason, with or without cause, including,
without limitation, by resignation, discharge, death or retirement, but
excluding terminations where the Consultant simultaneously commences or remains
in employment or service with the Company or any Affiliate.

 

(b) As
to a Non-Employee Director, the time when a Holder who is a Non-Employee
Director ceases to be a Director for any reason, including, without limitation,
a termination by resignation, failure to be elected, death or retirement, but
excluding terminations where the 

 

7

 

Holder
simultaneously commences or remains in employment or service with the Company
or any Affiliate.

 

(c) As
to an Employee, the time when the employee-employer relationship between a
Holder and the Company or any Affiliate is terminated for any reason,
including, without limitation, a termination by resignation, discharge, death,
disability or retirement; but excluding terminations where the Holder
simultaneously commences or remains in employment or service with the Company
or any Affiliate.

 

The Administrator, in its sole discretion, shall
determine the effect of all matters and questions relating to Terminations of
Service, including, without limitation, the question of whether a Termination
of Service resulted from a discharge for cause and all questions of whether
particular leaves of absence constitute a Termination of Service; provided,
however, that, with respect to Incentive Stock Options, unless the
Administrator otherwise provides in the terms of the Program, the Award
Agreement or otherwise, a leave of absence, change in status from an employee
to an independent contractor or other change in the employee-employer
relationship shall constitute a Termination of Service only if, and to the
extent that, such leave of absence, change in status or other change interrupts
employment for the purposes of Section 422(a)(2) of the Code and the
then applicable regulations and revenue rulings under said Section.   For purposes of the Plan, a Holder’s
employee-employer relationship or consultancy relations shall be deemed to be
terminated in the event that the Affiliate employing or contracting with such
Holder ceases to remain an Affiliate following any merger, sale of stock or
other corporate transaction or event (including, without limitation, a
spin-off).

 

ARTICLE 3.

 

SHARES SUBJECT TO THE PLAN

 

3.1          Number of Shares.

 

(a)           Subject to Section 13.2 and
Section 3.1(b), the aggregate number of Shares which may be issued or
transferred pursuant to Awards under the Plan is 12,600,000, plus such
additional Shares that the Administrator in its discretion may determine is
necessary to prevent unnecessary dilution upon issuance of shares pursuant to
terms of the Company’s 7.5% Convertible Notes due 2020 (the “Notes”)
outstanding as of the Effective Date, up to a maximum number of Shares such
that the total number of Shares available for issuance or transfer under this
Plan shall not exceed ten percent (10%) of the fully diluted Shares outstanding
from time to time calculated by adding the total Shares issued and outstanding
at any given time plus the number of Shares issued upon conversion of any of
the Notes at the time of such conversion; provided that no more than 12,600,000
Shares may be issued upon exercise of Incentive Stock Options under the Plan.

 

(b)           Notwithstanding Section 3.1(a):
(i) the Committee may adopt reasonable counting procedures to ensure
appropriate counting, avoid double counting (as, for example, in the case of
tandem or substitute awards), and make adjustments if the number of shares of
Stock actually delivered differs from the number of shares previously counted
in connection with an Award; (ii) shares of Stock that are potentially
deliverable under any Award that expires or is canceled, forfeited, settled in
cash or otherwise terminated without a delivery of such shares to the Holder
will not be counted as delivered under the Plan; (iii) shares of Stock
that have been issued in connection with any Award (e.g., Restricted Stock)
that is canceled, forfeited, or settled in cash such that those shares are
returned to the Company will again be available for Awards; and (iv) shares
of Stock withheld in payment of the exercise price or taxes relating to any
Award and shares equal to the number surrendered in payment of any exercise
price or taxes relating to any Award shall be deemed to constitute shares not
delivered to the Holder and shall be deemed 

 

8

 

to be available for Awards under the Plan; provided, however, that,
no shares shall become available pursuant to this Section 3.1(b) to
the extent that (x) the transaction resulting in the return of shares
occurs more than ten years after the date of the most recent shareholder
approval of the Plan, or (y) such return of shares would constitute a “material
revision” of the Plan subject to stockholder approval under then applicable rules of
the New York Stock Exchange (or any other applicable exchange or quotation
system).  In addition, in the case of any
Award granted in substitution for an award of a company or business acquired by
the Company or an Affiliate, shares of Stock issued or issuable in connection
with such substitute Award shall not be counted against the number of shares
reserved under the Plan, but shall be available under the Plan by virtue of the
Company’s assumption of the plan or arrangement of the acquired company or
business. This Section 3.1 shall apply to the share limit imposed to
conform to the regulations promulgated under the Code with respect to Incentive
Stock Options only to the extent consistent with applicable regulations
relating to Incentive Stock Options under the Code.  Because shares will count against the number
reserved in Section 3.1 upon delivery, the Committee may, subject to the
share counting rules under this Section 3.1, determine that Awards
may be outstanding that relate to a greater number of shares than the aggregate
remaining available under the Plan, so long as Awards will not result in
delivery and vesting of shares in excess of the number then available under the
Plan.  The payment of Dividend
Equivalents in cash in conjunction with any outstanding Awards shall not be
counted against the shares available for issuance under the Plan.

 

(c)           Substitute Awards shall not
reduce the Shares authorized for grant under the Plan.  Additionally, in the event that a company
acquired by the Company or any Affiliate or with which the Company or any
Affiliate combines has shares available under a pre-existing plan approved by
stockholders and not adopted in contemplation of such acquisition or
combination, the shares available for grant pursuant to the terms of such
pre-existing plan (as adjusted, to the extent appropriate, using the exchange
ratio or other adjustment or valuation ratio or formula used in such
acquisition or combination to determine the consideration payable to the
holders of common stock of the entities party to such acquisition or
combination) may be used for Awards under the Plan and shall not reduce the
Shares authorized for grant under the Plan; provided that Awards using such
available shares shall not be made after the date awards or grants could have
been made under the terms of the pre-existing plan, absent the acquisition or
combination, and shall only be made to individuals who were not employed by or
providing services to the Company or its Subsidiaries immediately prior to such
acquisition or combination.

 

3.2          Stock
Distributed.  Any Shares
distributed pursuant to an Award may consist, in whole or in part, of
authorized and unissued Common Stock, treasury Common Stock or Common Stock
purchased on the open market.

 

3.3          Limitation
on Number of Shares Subject to Awards.  Notwithstanding any provision in the Plan to
the contrary, and subject to Section 13.2, the maximum aggregate number of
Shares with respect to one or more Awards that may be granted to any one person
during any twelve-month period (measured from the date of any grant) shall be
1,500,000 and the maximum aggregate amount of cash that may be paid (measured
from the date of any payment) during any calendar year with respect to one or
more Awards payable in cash shall be $1,500,000.

 

9

 

ARTICLE 4.

 

GRANTING OF AWARDS

 

4.1          Participation.  The Administrator may, from time to time,
select from among all Eligible Individuals, those to whom an Award shall be
granted and shall determine the nature and amount of each Award, which shall
not be inconsistent with the requirements of the Plan.  No Eligible Individual shall have any right
to be granted an Award pursuant to the Plan.

 

4.2          Award Agreement.  Each Award shall be evidenced by an Award
Agreement.  Award Agreements evidencing
Awards intended to qualify as Performance-Based Compensation shall contain such
terms and conditions as may be necessary to meet the applicable provisions of Section 162(m) of
the Code.  Award Agreements evidencing
Incentive Stock Options shall contain such terms and conditions as may be
necessary to meet the applicable provisions of Section 422 of the Code.

 

4.3          Limitations Applicable to Section 16
Persons.  Notwithstanding any other
provision of the Plan, the Plan, and any Award granted or awarded to any
individual who is then subject to Section 16 of the Exchange Act, shall be
subject to any additional limitations set forth in any applicable exemptive rule under
Section 16 of the Exchange Act (including Rule 16b-3 of the Exchange
Act and any amendments thereto) that are requirements for the application of
such exemptive rule.  To the extent
permitted by applicable law, the Plan and Awards granted or awarded hereunder
shall be deemed amended to the extent necessary to conform to such applicable
exemptive rule.

 

4.4          At-Will Employment.  Nothing in the Plan or in any Program or
Award Agreement hereunder shall confer upon any Holder any right to continue in
the employ of, or as a Director or Consultant for, the Company or any
Affiliate, or shall interfere with or restrict in any way the rights of the
Company and any Affiliate, which rights are hereby expressly reserved, to
discharge any Holder at any time for any reason whatsoever, with or without
cause, and with or without notice, or to terminate or change all other terms and
conditions of employment or engagement, except to the extent expressly provided
otherwise in a written agreement between the Holder and the Company or any
Affiliate.

 

4.5          Foreign Holders.  Notwithstanding any provision of the Plan to
the contrary, in order to comply with the laws in other countries in which the
Company and its Subsidiaries operate or have Employees, Non-Employee Directors
or Consultants, or in order to comply with the requirements of any foreign
securities exchange, the Administrator, in its sole discretion, shall have the
power and authority to: (a) determine which Subsidiaries shall be covered
by the Plan; (b) determine which Eligible Individuals outside the United
States are eligible to participate in the Plan; (c) modify the terms and conditions
of any Award granted to Eligible Individuals outside the United States to
comply with applicable foreign laws or listing requirements of any such foreign
securities exchange; (d) establish subplans and modify exercise procedures
and other terms and procedures, to the extent such actions may be necessary or
advisable (any such subplans and/or modifications shall be attached to the Plan
as appendices); provided, however, that no such
subplans and/or modifications shall increase the share limitations contained in
Sections 3.1 and 3.3; and (e) take any action, before or after an 

 

10

 

Award is made, that it deems
advisable to obtain approval or comply with any necessary local governmental
regulatory exemptions or approvals or listing requirements of any such foreign
securities exchange.  Notwithstanding the
foregoing, the Administrator may not take any actions hereunder, and no Awards
shall be granted, that would violate the Code, the Exchange Act, the Securities
Act, any other securities law or governing statute, the rules of the
securities exchange or automated quotation system on which the Shares are
listed, quoted or traded or any other applicable law.

 

4.6          Stand-Alone
and Tandem Awards.  Awards granted
pursuant to the Plan may, in the sole discretion of the Administrator, be
granted either alone, in addition to, or in tandem with, any other Award
granted pursuant to the Plan.  Awards
granted in addition to or in tandem with other Awards may be granted either at
the same time as or at a different time from the grant of such other Awards.

 

ARTICLE 5.

 

PROVISIONS APPLICABLE TO AWARDS
INTENDED TO QUALIFY AS PERFORMANCE-BASED COMPENSATION.

 

5.1          Purpose.  The Committee, in its sole discretion, may
determine at the time an Award is granted or at any time thereafter whether
such Award is intended to qualify as Performance-Based Compensation. If the
Committee, in its sole discretion, decides to grant such an Award to an
Eligible Individual that is intended to qualify as Performance-Based
Compensation, then the provisions of this Article 5 shall control over any
contrary provision contained in the Plan. 
The Administrator may in its sole discretion grant Awards to other
Eligible Individuals that are based on Performance Criteria or Performance
Goals but that do not satisfy the requirements of this Article 5 and that
are not intended to qualify as Performance-Based Compensation.  Unless otherwise specified by the
Administrator at the time of grant, the Performance Criteria with respect to an
Award intended to be Performance-Based Compensation payable to a Covered
Employee shall be determined on the basis of Applicable Accounting Standards.

 

5.2          Applicability.  The
grant of an Award to an Eligible Individual for a particular Performance
Period shall not require the grant of an Award to such Individual in any
subsequent Performance Period and the grant of an Award to any one Eligible
Individual shall not require the grant of an Award to any other Eligible
Individual in such period or in any other period.

 

5.3          Types of Awards.  Notwithstanding anything in the Plan to the
contrary, the Committee may grant any Award to an Eligible Individual intended
to qualify as Performance-Based Compensation, including, without limitation,
Restricted Stock the restrictions with respect to which lapse upon the
attainment of specified Performance Goals, and any Performance Awards described
in Article 9 that vest or become exercisable or payable upon the
attainment of one or more specified Performance Goals.

 

5.4          Procedures
with Respect to Performance-Based Awards.  To the extent necessary to comply with the
requirements of Section 162(m)(4)(C) of the Code, with respect 

 

11

 

to any Award granted under
Articles 7 or 8 to one or more Eligible Individuals and which is intended to
qualify as Performance-Based Compensation, no later than 90 days following the
commencement of any Performance Period or any designated fiscal period or
period of service (or such earlier time as may be required under Section 162(m) of
the Code), the Committee shall, in writing, (a) designate one or more
Eligible Individuals, (b) select the Performance Criteria applicable to
the Performance Period, (c) establish the Performance Goals, and amounts
of such Awards, as applicable, which may be earned for such Performance Period
based on the Performance Criteria, and (d) specify the relationship
between Performance Criteria and the Performance Goals and the amounts of such
Awards, as applicable, to be earned by each Covered Employee for such
Performance Period.  Following the
completion of each Performance Period, the Committee shall certify in writing
whether and the extent to which the applicable Performance Goals have been achieved
for such Performance Period.  In
determining the amount earned under such Awards, the Committee shall have the
right to reduce or eliminate (but not to increase) the amount payable at a
given level of performance to take into account additional factors that the
Committee may deem relevant, including the assessment of individual or
corporate performance for the Performance Period.

 

5.5          Payment
of Performance-Based Awards.  Unless otherwise provided in the applicable
Program or Award Agreement and only to the extent otherwise permitted by Section 162(m)(4)(C) of
the Code, as to an Award that is intended to qualify as Performance-Based
Compensation, the Holder must be employed by the Company or an Affiliate
throughout the Performance Period. 
Unless otherwise provided in the applicable Performance Goals, Program
or Award Agreement, a Holder shall be eligible to receive payment pursuant to
such Awards for a Performance Period only if and to the extent the Performance
Goals for such period are achieved.

 

5.6          Additional Limitations.  Notwithstanding any other provision of the
Plan and except as otherwise determined by the Administrator, any Award which
is granted to an Eligible Individual and is intended to qualify as
Performance-Based Compensation shall be subject to any additional limitations
set forth in Section 162(m) of the Code or any regulations or rulings
issued thereunder that are requirements for qualification as Performance-Based
Compensation, and the Plan, the Program and the Award Agreement shall be deemed
amended to the extent necessary to conform to such requirements.

 

ARTICLE 6.

 

GRANTING OF OPTIONS

 

6.1          Granting of Options to
Eligible Individuals.  The
Administrator is authorized to grant Options to Eligible Individuals from time
to time, in its sole discretion, on such terms and conditions as it may
determine which shall not be inconsistent with the Plan.

 

6.2          Qualification of Incentive
Stock Options.  No
Incentive Stock Option shall be granted to any person who is not an Employee of
the Company or any “subsidiary corporation” of the Company (as defined in Section 424(f) of
the Code).  No person who qualifies as a
Greater Than 10% Stockholder may be granted an Incentive Stock Option unless
such Incentive Stock Option conforms to the applicable provisions of Section 422
of the Code.  Any 

 

12

 

Incentive Stock Option
granted under the Plan may be modified by the Administrator, with the consent
of the Holder, to disqualify such Option from treatment as an “incentive stock
option” under Section 422 of the Code. To the extent that the aggregate
fair market value of stock with respect to which “incentive stock options”
(within the meaning of Section 422 of the Code, but without regard to Section 422(d) of
the Code) are exercisable for the first time by a Holder during any calendar
year under the Plan, and all other plans of the Company and any Affiliate or
parent corporation thereof (each as defined in Section 424(f) and (e) of
the Code, respectively), exceeds $100,000, the Options shall be treated as
Non-Qualified Stock Options to the extent required by Section 422 of the
Code.  The rule set forth in the
preceding sentence shall be applied by taking Options and other “incentive
stock options” into account in the order in which they were granted and the
Fair Market Value of stock shall be determined as of the time the respective
options were granted.

 

6.3          Option Exercise Price.  The exercise price per Share subject to each
Option shall be set by the Administrator, but shall not be less than 100% of
the Fair Market Value of a Share on the date the Option is granted (or, as to
Incentive Stock Options, on the date the Option is modified, extended or
renewed for purposes of Section 424(h) of the Code).  In addition, in the case of Incentive Stock
Options granted to a Greater Than 10% Stockholder, such price shall not be less
than 110% of the Fair Market Value of a Share on the date the Option is granted
(or the date the Option is modified, extended or renewed for purposes of Section 424(h) of
the Code).

 

6.4          Option Term.  The term of each Option shall be set by the
Administrator in its sole discretion; provided, however, that the
term shall not be more than ten (10) years from the date the Option is
granted, or five (5) years from the date an Incentive Stock Option is
granted to a Greater Than 10% Stockholder. 
The Administrator shall determine the time period, including the time
period following a Termination of Service, during which the Holder has the
right to exercise the vested Options, which time period may not extend beyond
the term of the Option term. Except as limited by the requirements of Section 409A
or Section 422 of the Code and regulations and rulings thereunder, the
Administrator may extend the term of any outstanding Option, and may extend the
time period during which vested Options may be exercised, in connection with
any Termination of Service of the Holder, and may amend any other term or
condition of such Option relating to such a Termination of Service.

 

6.5          Option Vesting.

 

(a)           The period during which the
right to exercise, in whole or in part, an Option vests in the Holder shall be
set by the Administrator and the Administrator may determine that an Option may
not be exercised in whole or in part for a specified period after it is
granted.  Such vesting may be based on
service with the Company or any Affiliate, any of the Performance Criteria, or
any other criteria selected by the Administrator.  At any time after grant of an Option, the
Administrator may, in its sole discretion and subject to whatever terms and
conditions it selects, accelerate the period during which an Option vests.

 

(b)           No portion of an Option
which is unexercisable at a Holder’s Termination of Service shall thereafter
become exercisable, except as may be otherwise provided by the 

 

13

 

Administrator either in the Program, the Award
Agreement or by action of the Administrator following the grant of the Option.

 

6.6          Substitute Awards.  Notwithstanding the foregoing provisions of
this Article 6 to the contrary, in the case of an Option that is a
Substitute Award, the price per share of the shares subject to such Option may
be less than the Fair Market Value per share on the date of grant, provided,
that the excess of:  (a) the
aggregate Fair Market Value (as of the date such Substitute Award is granted)
of the shares subject to the Substitute Award, over (b) the aggregate
exercise price thereof does not exceed the excess of:  (x) the aggregate fair market value (as
of the time immediately preceding the transaction giving rise to the Substitute
Award, such fair market value to be determined by the Administrator) of the
shares of the predecessor entity that were subject to the grant assumed or
substituted for by the Company, over (y) the aggregate exercise price of
such shares.

 

6.7          Substitution of Stock
Appreciation Rights.  The
Administrator may provide in the applicable Program or the Award Agreement
evidencing the grant of an Option that the Administrator, in its sole
discretion, shall have the right to substitute a Stock Appreciation Right for
such Option at any time prior to or upon exercise of such Option; provided, that such Stock Appreciation Right shall be exercisable
with respect to the same number of Shares for which such substituted Option
would have been exercisable, and shall also have the same exercise price and
remaining term as the substituted Option.

 

ARTICLE 7.

 

EXERCISE OF OPTIONS

 

7.1          Partial Exercise.  An exercisable Option may be exercised in
whole or in part.  However, an Option
shall not be exercisable with respect to fractional shares and the
Administrator may require that, by the terms of the Option, a partial exercise
must be with respect to a minimum number of shares.

 

7.2          Manner of Exercise.  All or a portion of an exercisable Option
shall be deemed exercised upon delivery of all of the following to the
Secretary of the Company, or such other person or entity designated by the
Administrator, or his, her or its office, as applicable:

 

(a)           A written or electronic
notice complying with the applicable rules established by the
Administrator stating that the Option, or a portion thereof, is exercised.  The notice shall be signed by the Holder or
other person then entitled to exercise the Option or such portion of the
Option;

 

(b)           Such representations and
documents as the Administrator, in its sole discretion, deems necessary or
advisable to effect compliance with all applicable provisions of the Securities
Act and any other federal, state or foreign securities laws or regulations, the
rules of any securities exchange or automated quotation system on which
the Shares are listed, quoted or traded or any other applicable law.  The Administrator may, in its sole
discretion, also take whatever additional actions it deems appropriate to
effect such compliance including, without 

 

14

 

limitation, placing legends on share certificates
and issuing stop-transfer notices to agents and registrars;

 

(c)           In the event that the Option
shall be exercised pursuant to Section 11.3 by any person or persons other
than the Holder, appropriate proof of the right of such person or persons to
exercise the Option, as determined in the sole discretion of the Administrator;
and

 

(d)           Full payment of the exercise
price and applicable withholding taxes to the stock administrator of the
Company for the shares with respect to which the Option, or portion thereof, is
exercised, in a manner permitted by Section 11.1 and 11.2.

 

7.3          Notification Regarding
Disposition.  The Holder
shall give the Company prompt written or electronic notice of any disposition
of shares of Common Stock acquired by exercise of an Incentive Stock Option
which occurs within (a) two years from the date of granting (including the
date the Option is modified, extended or renewed for purposes of Section 424(h) of
the Code) such Option to such Holder, or (b) one year after the transfer
of such shares to such Holder.

 

ARTICLE 8.

 

AWARD OF RESTRICTED STOCK

 

8.1          Award of Restricted Stock.

 

(a)           The Administrator is
authorized to grant Restricted Stock to Eligible Individuals, and shall
determine the terms and conditions, including the restrictions applicable to
each award of Restricted Stock, which terms and conditions shall not be
inconsistent with the Plan, and may impose such conditions on the issuance of
such Restricted Stock as it deems appropriate.

 

(b)           The Administrator shall
establish the purchase price, if any, and form of payment for Restricted Stock;
provided, however, that if a purchase price is charged, such
purchase price shall be no less than the par value of the Shares to be
purchased, unless otherwise permitted by applicable state law.  In all cases, legal consideration shall be
required for each issuance of Restricted Stock.

 

8.2          Rights as Stockholders.  Subject to Section 8.4, upon issuance of
Restricted Stock, the Holder shall have, unless otherwise provided by the
Administrator, all the rights of a stockholder with respect to said shares,
subject to the restrictions in the applicable Program or in each individual
Award Agreement, including the right to receive all dividends and other
distributions paid or made with respect to the shares; provided, however,
that, in the sole discretion of the Administrator, any extraordinary
distributions with respect to the Shares shall be subject to the restrictions
set forth in Section 8.3.  In
addition, with respect to a share of Restricted Stock with performance-based
vesting, dividends which are paid prior to vesting shall only be paid out to
the Holder to the extent that the performance-based vesting conditions are
subsequently satisfied and the share of Restricted Stock vests.

 

15

 

8.3          Restrictions.  All shares of Restricted Stock (including any
shares received by Holders thereof with respect to shares of Restricted Stock
as a result of stock dividends, stock splits or any other form of
recapitalization) shall, in the terms of the applicable Program or in each
individual Award Agreement, be subject to such restrictions and vesting
requirements as the Administrator shall provide.  Such restrictions may include, without
limitation, restrictions concerning voting rights and transferability and such
restrictions may lapse separately or in combination at such times and pursuant
to such circumstances or based on such criteria as selected by the
Administrator, including, without limitation, criteria based on the Holder’s
duration of employment, directorship or consultancy with the Company, the
Performance Criteria, Company performance, individual performance or other
criteria selected by the Administrator. 
By action taken after the Restricted Stock is issued, the Administrator
may, on such terms and conditions as it may determine to be appropriate,
accelerate the vesting of such Restricted Stock by removing any or all of the
restrictions imposed by the terms of the Program or the Award Agreement.  Restricted Stock may not be sold or
encumbered until all restrictions are terminated or expire.

 

8.4          Repurchase or Forfeiture of
Restricted Stock.  If no price
was paid by the Holder for the Restricted Stock, upon a Termination of Service
the Holder’s rights in unvested Restricted Stock then subject to restrictions shall
lapse, and such Restricted Stock shall be surrendered to the Company and
cancelled without consideration. If a price was paid by the Holder for the
Restricted Stock, upon a Termination of Service the Company shall have the
right to repurchase from the Holder the unvested Restricted Stock then subject
to restrictions at a cash price per share equal to the price paid by the Holder
for such Restricted Stock or such other amount as may be specified in the
Program or the Award Agreement.  The
Administrator in its sole discretion may provide that in the event of certain
events, including a Change in Control, the Holder’s death, retirement or
disability or any other specified Termination of Service or any other event,
the Holder’s rights in unvested Restricted Stock shall not lapse, such
Restricted Stock shall vest and, if applicable, the Company shall not have a
right of repurchase.

 

8.5          Certificates
for Restricted Stock.  Restricted
Stock granted pursuant to the Plan may be evidenced in such manner as the Administrator
shall determine.  Certificates or book
entries evidencing shares of Restricted Stock must include an appropriate
legend referring to the terms, conditions, and restrictions applicable to such
Restricted Stock, and the Company may, in it sole discretion, retain physical
possession of any stock certificate until such time as all applicable
restrictions lapse.

 

8.6          Section 83(b) Election.  If a Holder makes an election under Section 83(b) of
the Code to be taxed with respect to the Restricted Stock as of the date of
transfer of the Restricted Stock rather than as of the date or dates upon which
the Holder would otherwise be taxable under Section 83(a) of the
Code, the Holder shall be required to deliver a copy of such election to the
Company promptly after filing such election with the Internal Revenue Service.

 

16

 

ARTICLE 9.

 

AWARD OF PERFORMANCE AWARDS,
DIVIDEND EQUIVALENTS, DEFERRED STOCK, STOCK PAYMENTS, RESTRICTED STOCK UNITS

 

9.1          Performance Awards.

 

(a)           The Administrator is
authorized to grant Performance Awards to any Eligible Individual and to
determine whether such Performance Awards shall be Performance-Based
Compensation.  The value of Performance
Awards may be linked to any one or more of the Performance Criteria or other
specific criteria determined by the Administrator, in each case on a specified
date or dates or over any period or periods determined by the
Administrator.  Performance Awards may be
paid in cash, Shares, or both, as determined by the Administrator.

 

(b)           Without limiting Section 9.1(a),
the Administrator may grant Performance Awards to any Eligible Individual in
the form of a cash bonus payable upon the attainment of objective Performance
Goals, or such other criteria, whether or not objective, which are established
by the Administrator, in each case on a specified date or dates or over any
period or periods determined by the Administrator.  Any such bonuses paid to a Holder which are intended
to be Performance-Based Compensation shall be based upon objectively
determinable bonus formulas established in accordance with the provisions of Article 5.

 

9.2          Dividend Equivalents.

 

(a)           Dividend Equivalents may be
granted by the Administrator based on dividends declared on the Common Stock,
to be credited as of dividend payment dates during the period between the date
an Award is granted to a Holder and the date such Award vests, is exercised, is
distributed or expires, as determined by the Administrator.  Such Dividend Equivalents shall be converted
to cash or additional shares of Common Stock by such formula and at such time
and subject to such limitations as may be determined by the Administrator.  In addition, Dividend Equivalents with
respect to an Award with performance-based vesting that are based on dividends
paid prior to the vesting of such Award shall only be paid out to the Holder to
the extent that the performance-based vesting conditions are subsequently
satisfied and the Award vests.

 

(b)           Notwithstanding the
foregoing, no Dividend Equivalents shall be payable with respect to Options or
Stock Appreciation Rights.

 

9.3          Stock Payments.  The Administrator is authorized to make Stock
Payments to any Eligible Individual.  The
number or value of shares of any Stock Payment shall be determined by the
Administrator and may be based upon one or more Performance Criteria or any
other specific criteria, including service to the Company or any Affiliate,
determined by the Administrator.  Shares
underlying a Stock Payment which is subject to a vesting schedule or other
conditions or criteria set by the Administrator will not be issued until those
conditions have been satisfied.  Unless
otherwise provided by the Administrator, a Holder of a Stock Payment shall have
no rights as a Company stockholder with respect to such Stock Payment until
such time as the Stock Payment has vested and the Shares underlying the Award
have been issued to the Holder.  Stock
Payments may, but are not required to be made in lieu of base salary, bonus,
fees or other cash compensation otherwise payable to such Eligible Individual.

 

9.4          Deferred Stock.  The Administrator is authorized to grant
Deferred Stock to any Eligible Individual. 
The number of shares of Deferred Stock shall be determined by the 

 

17

 

Administrator and may be
based on one or more Performance Criteria or other specific criteria, including
service to the Company or any Affiliate, as the Administrator determines, in
each case on a specified date or dates or over any period or periods determined
by the Administrator.  Shares underlying
a Deferred Stock award which is subject to a vesting schedule or other
conditions or criteria set by the Administrator will not be issued until those
conditions have been satisfied.  Unless
otherwise provided by the Administrator, a Holder of Deferred Stock shall have
no rights as a Company stockholder with respect to such Deferred Stock until
such time as the Award has vested and the Shares underlying the Award has been
issued to the Holder.

 

9.5          Restricted Stock Units.  The Administrator is authorized to grant
Restricted Stock Units to any Eligible Individual.  The number and terms and conditions of
Restricted Stock Units shall be determined by the Administrator.  The Administrator shall specify the date or
dates on which the Restricted Stock Units shall become fully vested and
nonforfeitable, and may specify such conditions to vesting as it deems
appropriate, including conditions based on one or more Performance Criteria or
other specific criteria, including service to the Company or any Affiliate, in
each case on a specified date or dates or over any period or periods, as
determined by the Administrator.  The
Administrator shall specify, or permit the Holder to elect, the conditions and
dates upon which the Shares underlying the Restricted Stock Units which shall
be issued, which dates shall not be earlier than the date as of which the
Restricted Stock Units vest and become nonforfeitable and which conditions and
dates shall be subject to compliance with Section 409A of the Code.  Restricted Stock Units may be paid in cash,
Shares, or both, as determined by the Administrator.  On the distribution dates, the Company shall
issue to the Holder one unrestricted, fully transferable Share (or the Fair
Market Value of one such Share in cash) for each vested and nonforfeitable
Restricted Stock Unit.

 

9.6          Term.  The term of a Performance Award, Dividend
Equivalent award, Deferred Stock award, Stock Payment award and/or Restricted
Stock Unit award shall be set by the Administrator in its sole discretion.

 

9.7          Exercise or Purchase Price.  The Administrator may establish the exercise
or purchase price of a Performance Award, shares of Deferred Stock, shares
distributed as a Stock Payment award or shares distributed pursuant to a
Restricted Stock Unit award; provided, however, that value of the
consideration shall not be less than the par value of a Share, unless otherwise
permitted by applicable law.

 

9.8          Exercise upon Termination of
Service.  A Performance Award, Dividend
Equivalent award, Deferred Stock award, Stock Payment award and/or Restricted
Stock Unit award is exercisable or distributable only while the Holder is an
Employee, Director or Consultant, as applicable.  The Administrator, however, in its sole
discretion may provide that the Performance Award, Dividend Equivalent award,
Deferred Stock award, Stock Payment award and/or Restricted Stock Unit award
may be exercised or distributed subsequent to a Termination of Service in certain
events, including a Change in Control, the Holder’s death, retirement or
disability or any other specified Termination of Service.

 

18

 

ARTICLE 10.

 

AWARD OF STOCK APPRECIATION
RIGHTS

 

10.1        Grant of Stock Appreciation
Rights.

 

(a)           The Administrator is
authorized to grant Stock Appreciation Rights to Eligible Individuals from time
to time, in its sole discretion, on such terms and conditions as it may
determine consistent with the Plan.

 

(b)           A Stock Appreciation Right
shall entitle the Holder (or other person entitled to exercise the Stock
Appreciation Right pursuant to the Plan) to exercise all or a specified portion
of the Stock Appreciation Right (to the extent then exercisable pursuant to its
terms) and to receive from the Company an amount determined by multiplying the
difference obtained by subtracting the exercise price per share of the Stock
Appreciation Right from the Fair Market Value on the date of exercise of the
Stock Appreciation Right by the number of Shares with respect to which the
Stock Appreciation Right shall have been exercised, subject to any limitations
the Administrator may impose.  Except as
described in (c) below, the exercise price per Share subject to each Stock
Appreciation Right shall be set by the Administrator, but shall not be less
than 100% of the Fair Market Value on the date the Stock Appreciation Right is
granted.

 

(c)           Notwithstanding the
foregoing provisions of Section 10.1(b) to the contrary, in the case
of an Stock Appreciation Right that is a Substitute Award, the price per share
of the shares subject to such Stock Appreciation Right may be less than 100% of
the Fair Market Value per share on the date of grant; provided, that the
excess of:  (a) the aggregate Fair
Market Value (as of the date such Substitute Award is granted) of the shares
subject to the Substitute Award, over (b) the aggregate exercise price
thereof does not exceed the excess of:  (x) the
aggregate fair market value (as of the time immediately preceding the
transaction giving rise to the Substitute Award, such fair market value to be
determined by the Administrator) of the shares of the predecessor entity that
were subject to the grant assumed or substituted for by the Company, over (y) the
aggregate exercise price of such shares.

 

10.2        Stock Appreciation Right
Vesting.

 

(a)           The period during which the
right to exercise, in whole or in part, a Stock Appreciation Right vests in the
Holder shall be set by the Administrator and the Administrator may determine
that a Stock Appreciation Right may not be exercised in whole or in part for a
specified period after it is granted. 
Such vesting may be based on service with the Company or any Affiliate,
or any other criteria selected by the Administrator.  At any time after grant of a Stock
Appreciation Right, the Administrator may, in its sole discretion and subject
to whatever terms and conditions it selects, accelerate the period during which
a Stock Appreciation Right vests.

 

(b)           No portion of a Stock
Appreciation Right which is unexercisable at Termination of Service shall
thereafter become exercisable, except as may be otherwise provided by the
Administrator either in the applicable Program or Award Agreement or by action
of the Administrator following the grant of the Stock Appreciation Right.

 

19

 

10.3        Manner of Exercise.  All or a portion of an exercisable Stock
Appreciation Right shall be deemed exercised upon delivery of all of the
following to the stock administrator of the Company, or such other person or
entity designated by the Administrator, or his, her or its office, as
applicable:

 

(a)           A written or electronic
notice complying with the applicable rules established by the
Administrator stating that the Stock Appreciation Right, or a portion thereof,
is exercised.  The notice shall be signed
by the Holder or other person then entitled to exercise the Stock Appreciation
Right or such portion of the Stock Appreciation Right;

 

(b)           Such representations and
documents as the Administrator, in its sole discretion, deems necessary or
advisable to effect compliance with all applicable provisions of the Securities
Act and any other federal, state or foreign securities laws or regulations.  The Administrator may, in its sole
discretion, also take whatever additional actions it deems appropriate to
effect such compliance; and

 

(c)           In the event that the Stock
Appreciation Right shall be exercised pursuant to this Section 10.3 by any
person or persons other than the Holder, appropriate proof of the right of such
person or persons to exercise the Stock Appreciation Right.

 

10.4        Stock Appreciation Right
Term.  The term of each Stock
Appreciation Right shall be set by the Administrator in its sole discretion; provided,
however, that the term shall not be more than ten (10) years from
the date the Stock Appreciation Right is granted.  The Administrator shall determine the time
period, including the time period following a Termination of Service, during
which the Holder has the right to exercise the vested Stock Appreciation
Rights, which time period may not extend beyond the expiration date of the
Stock Appreciation Right term.  Except as
limited by the requirements of Section 409A of the Code and regulations
and rulings thereunder, the Administrator may extend the term of any
outstanding Stock Appreciation Right, and may extend the time period during
which vested Stock Appreciation Rights may be exercised, in connection with any
Termination of Service of the Holder, and may amend any other term or condition
of such Stock Appreciation Right relating to such a Termination of Service.

 

10.5        Payment.  Payment of the amounts payable with respect
to Stock Appreciation Rights pursuant to this Article 10 shall be in cash,
Shares (based on its Fair Market Value as of the date the Stock Appreciation
Right is exercised), or a combination of both, as determined by the
Administrator.

 

ARTICLE 11.

 

ADDITIONAL TERMS OF AWARDS

 

11.1        Payment.  The Administrator shall determine the methods
by which payments by any Holder with respect to any Awards granted under the
Plan shall be made, including, without limitation: (a) cash or check, (b) Shares
(including, in the case of payment of the exercise price of an Award, Shares
issuable pursuant to the exercise of the Award) or Shares held for such period
of time as may be required by the Administrator in order to avoid adverse
accounting consequences, in each case, having a Fair Market Value on the date
of delivery 

 

20

 

equal to the aggregate
payments required, (c) delivery of a written or electronic notice that the
Holder has placed a market sell order with a broker with respect to Shares then
issuable upon exercise or vesting of an Award, and that the broker has been
directed to pay a sufficient portion of the net proceeds of the sale to the
Company in satisfaction of the aggregate payments required; provided, that payment of such proceeds is then
made to the Company upon settlement of such sale, or (d) other form of
legal consideration acceptable to the Administrator.  The Administrator shall also determine the
methods by which Shares shall be delivered or deemed to be delivered to
Holders.  Notwithstanding any other
provision of the Plan to the contrary, no Holder who is a Director or an “executive
officer” of the Company within the meaning of Section 13(k) of the
Exchange Act shall be permitted to make payment with respect to any Awards
granted under the Plan, or continue any extension of credit with respect to such
payment with a loan from the Company or a loan arranged by the Company in
violation of Section 13(k) of the Exchange Act.

 

11.2        Tax Withholding.  The Company or any Affiliate shall have the
authority and the right to deduct or withhold, or require a Holder to remit to
the Company, an amount sufficient to satisfy federal, state, local and foreign
taxes (including the Holder’s FICA or employment tax obligation) required by
law to be withheld with respect to any taxable event concerning a Holder
arising as a result of the Plan.  The
Administrator may in its sole discretion and in satisfaction of the foregoing
requirement allow a Holder to elect to have the Company withhold Shares
otherwise issuable under an Award (or allow the surrender of Shares). The number
of Shares which may be so withheld or surrendered shall be limited to the
number of shares which have a fair market value on the date of withholding or
repurchase equal to the aggregate amount of such liabilities based on the
minimum statutory withholding rates for federal, state, local and foreign
income tax and payroll tax purposes that are applicable to such supplemental
taxable income. The Administrator shall determine the fair market value of the
Shares, consistent with applicable provisions of the Code, for tax withholding
obligations due in connection with a broker-assisted cashless Option or Stock
Appreciation Right exercise involving the sale of shares to pay the Option or
Stock Appreciation Right exercise price or any tax withholding obligation.

 

11.3        Transferability of Awards.

 

(a)           Except as otherwise provided
in Section 11.3(b):

 

(i)            No Award under the Plan may
be sold, pledged, assigned or transferred in any manner other than by will or
the laws of descent and distribution or, subject to the consent of the
Administrator, pursuant to a DRO, unless and until such Award has been
exercised, or the shares underlying such Award have been issued, and all
restrictions applicable to such shares have lapsed;

 

(ii)           No Award or interest or
right therein shall be liable for the debts, contracts or engagements of the
Holder or his successors in interest or shall be subject to disposition by
transfer, alienation, anticipation, pledge, hypothecation, encumbrance,
assignment or any other means whether such disposition be voluntary or
involuntary or by operation of law by judgment, levy, attachment, garnishment
or any other legal or equitable proceedings 

 

21

 

(including bankruptcy), and any attempted
disposition thereof shall be null and void and of no effect, except to the
extent that such disposition is permitted by the preceding sentence; and

 

(iii)          During the lifetime of the
Holder, only the Holder may exercise an Award (or any portion thereof) granted
to him under the Plan, unless it has been disposed of pursuant to a DRO; after
the death of the Holder, any exercisable portion of an Award may, prior to the
time when such portion becomes unexercisable under the Plan or the applicable
Program or Award Agreement, be exercised by his personal representative or by
any person empowered to do so under the deceased Holder’s will or under the
then applicable laws of descent and distribution.

 

(b)           Notwithstanding Section 11.3(a),
the Administrator, in its sole discretion, may determine to permit a Holder to
transfer an Award other than an Incentive Stock Option to any one or more
Permitted Transferees, subject to the following terms and conditions:  (i) an Award transferred to a Permitted
Transferee shall not be assignable or transferable by the Permitted Transferee
other than by will or the laws of descent and distribution; (ii) an Award
transferred to a Permitted Transferee shall continue to be subject to all the
terms and conditions of the Award as applicable to the original Holder (other
than the ability to further transfer the Award); and (iii) the Holder and
the Permitted Transferee shall execute any and all documents requested by the
Administrator, including, without limitation documents to (A) confirm the
status of the transferee as a Permitted Transferee, (B) satisfy any
requirements for an exemption for the transfer under applicable federal, state
and foreign securities laws and (C) evidence the transfer.

 

(c)           Notwithstanding Section 11.3(a),
a Holder may, in the manner determined by the Administrator, designate a
beneficiary to exercise the rights of the Holder and to receive any
distribution with respect to any Award upon the Holder’s death.  A beneficiary, legal guardian, legal
representative, or other person claiming any rights pursuant to the Plan is
subject to all terms and conditions of the Plan and any Program or Award
Agreement applicable to the Holder, except to the extent the Plan, the Program
and the Award Agreement otherwise provide, and to any additional restrictions
deemed necessary or appropriate by the Administrator.  If the Holder is married and resides in a
community property state, a designation of a person other than the Holder’s
spouse as his or her beneficiary with respect to more than 50% of the Holder’s
interest in the Award shall not be effective without the prior written or
electronic consent of the Holder’s spouse. 
If no beneficiary has been designated or survives the Holder, payment
shall be made to the person entitled thereto pursuant to the Holder’s will or
the laws of descent and distribution. 
Subject to the foregoing, a beneficiary designation may be changed or
revoked by a Holder at any time provided the change or revocation is filed with
the Administrator prior to the Holder’s death.

 

11.4        Conditions to
Issuance of Shares.

 

(a)           Notwithstanding anything
herein to the contrary, the Company shall not be required to issue or deliver
any certificates or make any book entries evidencing Shares pursuant to the
exercise of any Award, unless and until the Board or the Committee has
determined, with advice of counsel, that the issuance of such shares is in
compliance with all applicable laws, regulations of governmental authorities
and, if applicable, the requirements of any exchange on

 

22

 

which the Shares are listed or traded, and the
Shares are covered by an effective registration statement or applicable
exemption from registration.  In addition
to the terms and conditions provided herein, the Board or the Committee may
require that a Holder make such reasonable covenants, agreements, and
representations as the Board or the Committee, in its discretion, deems
advisable in order to comply with any such laws, regulations, or requirements.

 

(b)           All Share certificates
delivered pursuant to the Plan and all shares issued pursuant to book entry
procedures are subject to any stop-transfer orders and other restrictions as
the Administrator deems necessary or advisable to comply with federal, state,
or foreign securities or other laws, rules and regulations and the rules of
any securities exchange or automated quotation system on which the Shares are
listed, quoted, or traded.  The
Administrator may place legends on any Share certificate or book entry to
reference restrictions applicable to the Shares.

 

(c)           The
Administrator shall have the right to require any Holder to comply with any timing or other restrictions with respect to
the settlement, distribution or exercise of any Award, including a
window-period limitation, as may be imposed in the sole discretion of the
Administrator.

 

(d)           No fractional Shares shall
be issued and the Administrator shall determine, in its sole discretion,
whether cash shall be given in lieu of fractional shares or whether such
fractional shares shall be eliminated by rounding down.

 

(e)           Notwithstanding any other
provision of the Plan, unless otherwise determined by the Administrator or
required by any applicable law, rule or regulation, the Company shall not
deliver to any Holder certificates evidencing Shares issued in connection with
any Award and instead such Shares shall be recorded in the books of the Company
(or, as applicable, its transfer agent or stock plan administrator).

 

11.5        Forfeiture Provisions.  Pursuant to its general authority to
determine the terms and conditions applicable to Awards under the Plan, the
Administrator shall have the right to provide, in the terms of Awards made
under the Plan, or to require a Holder to agree by separate written or
electronic instrument, that:  (a)(i) any
proceeds, gains or other economic benefit actually or constructively received
by the Holder upon any receipt or exercise of the Award, or upon the receipt or
resale of any Shares underlying the Award, must be paid to the Company, and (ii) the
Award shall terminate and any unexercised portion of the Award (whether or not
vested) shall be forfeited, if (b)(i) a Termination of Service occurs
prior to a specified date, or within a specified time period following receipt
or exercise of the Award, or (ii) the Holder at any time, or during a
specified time period, engages in any activity in competition with the Company,
or which is inimical, contrary or harmful to the interests of the Company, as
further defined by the Administrator or (iii) the Holder incurs a
Termination of Service for “cause” (as such term is defined in the sole
discretion of the Administrator, or as set forth in a written agreement
relating to such Award between the Company and the Holder).

 

11.6        Prohibition on Repricing.  Subject to Section 13.2, the
Administrator shall not, without the approval of the stockholders of the
Company, (i) authorize the amendment of any outstanding Option or Stock
Appreciation Right to reduce its price per share, or (ii) cancel any 

 

23

 

Option or Stock Appreciation
Right in exchange for cash or another Award when the Option or Stock
Appreciation Right price per share exceeds the Fair Market Value of the
underlying Shares.  Subject to Section 13.2,
the Administrator shall have the authority, without the approval of the
stockholders of the Company, to amend any outstanding award to increase the
price per share or to cancel and replace an Award with the grant of an Award
having a price per share that is greater than or equal to the price per share
of the original Award.

 

ARTICLE 12.

 

ADMINISTRATION

 

12.1        Administrator.  The Compensation Committee (or another
committee or a subcommittee of the Board assuming the functions of the
Committee under the Plan) shall administer the Plan (except as otherwise
permitted herein) and, unless otherwise determined by the Board, shall consist
solely of two or more Non-Employee Directors appointed by and holding office at
the pleasure of the Board, each of whom is intended to qualify as both a “non-employee
director” as defined by Rule 16b-3 of the Exchange Act or any successor
rule, an “outside director” for purposes of Section 162(m) of the
Code and an “independent director” under the rules of any securities
exchange or automated quotation system on which the Shares are listed, quoted
or traded; provided, that any
action taken by the Committee shall be valid and effective, whether or not
members of the Committee at the time of such action are later determined not to
have satisfied the requirements for membership set forth in this Section 12.l
or otherwise provided in any charter of the Committee.  Except as may otherwise be provided in any
charter of the Committee, appointment of Committee members shall be effective
upon acceptance of appointment. 
Committee members may resign at any time by delivering written or
electronic notice to the Board. 
Vacancies in the Committee may only be filled by the Board.  Notwithstanding the foregoing, (a) the
full Board, acting by a majority of its members in office, shall conduct the
general administration of the Plan with respect to Awards granted to
Non-Employee Directors and (b) the Board or Committee may delegate its
authority hereunder to the extent permitted by Section 12.6.

 

12.2        Duties and Powers of
Committee.  It shall be
the duty of the Committee to conduct the general administration of the Plan in
accordance with its provisions.  The
Committee shall have the power to interpret the Plan, the Program and the Award
Agreement, and to adopt such rules for the administration, interpretation
and application of the Plan as are not inconsistent therewith, to interpret,
amend or revoke any such rules and to amend any Program or Award Agreement
provided that the rights or obligations of the Holder of the Award that is the
subject of any such Program or Award Agreement are not affected adversely by
such amendment, unless the consent of the Holder is obtained or such amendment
is otherwise permitted under Section 13.10.  Any such grant or award under the Plan need
not be the same with respect to each Holder. 
Any such interpretations and rules with respect to Incentive Stock
Options shall be consistent with the provisions of Section 422 of the
Code.  In its sole discretion, the Board
may at any time and from time to time exercise any and all rights and duties of
the Committee under the Plan except with respect to matters which under Rule 16b-3
under the Exchange Act or any successor rule, or Section 162(m) of
the Code, or any regulations or rules issued thereunder, or the rules of
any securities exchange or automated 

 

24

 

quotation system on which
the Shares are listed, quoted or traded are required to be determined in the
sole discretion of the Committee.

 

12.3        Action
by the Committee.  Unless
otherwise established by the Board or in any charter of the Committee, a
majority of the Committee shall constitute a quorum and the acts of a majority
of the members present at any meeting at which a quorum is present, and acts
approved in writing by all members of the Committee in lieu of a meeting, shall
be deemed the acts of the Committee. 
Each member of the Committee is entitled to, in good faith, rely or act
upon any report or other information furnished to that member by any officer or
other employee of the Company or any Affiliate, the Company’s independent
certified public accountants, or any executive compensation consultant or other
professional retained by the Company to assist in the administration of the
Plan.

 

12.4        Authority
of Administrator.  Subject to
any specific designation in the Plan, the Administrator has the exclusive
power, authority and sole discretion to:

 

(a)        Designate Eligible
Individuals to receive Awards;

 

(b)        Determine the type or types
of Awards to be granted to each Eligible Individual;

 

(c)         Determine the number of
Awards to be granted and the number of Shares to which an Award will relate;

 

(d)        Determine the terms and
conditions of any Award granted pursuant to the Plan, including, but not
limited to, the exercise price, grant price, or purchase price, any performance
criteria, any reload provision, any restrictions or limitations on the Award,
any schedule for vesting, lapse of forfeiture restrictions or restrictions on
the exercisability of an Award, and accelerations or waivers thereof, and any
provisions related to non-competition and recapture of gain on an Award, based
in each case on such considerations as the Administrator in its sole discretion
determines;

 

(e)         Determine whether, to what
extent, and pursuant to what circumstances an Award may be settled in, or the
exercise price of an Award may be paid in cash, Shares, other Awards, or other
property, or an Award may be canceled, forfeited, or surrendered;

 

(f)         Prescribe the form of each
Award Agreement, which need not be identical for each Holder;

 

(g)         Decide all other matters
that must be determined in connection with an Award;

 

(h)        Establish, adopt, or revise
any rules and regulations as it may deem necessary or advisable to
administer the Plan;

 

(i)          Interpret the terms of, and
any matter arising pursuant to, the Plan, any Program or any Award Agreement;
and

 

25

 

(j)         Make all other decisions and
determinations that may be required pursuant to the Plan or as the
Administrator deems necessary or advisable to administer the Plan.

 

12.5        Decisions
Binding.  The Administrator’s
interpretation of the Plan, any Awards granted pursuant to the Plan, any
Program, any Award Agreement and all decisions and determinations by the
Administrator with respect to the Plan are final, binding, and conclusive on
all parties.

 

12.6        Delegation of Authority.  To the extent permitted by applicable law or
the rules of any securities exchange or automated quotation system on
which the Shares are listed, quoted or traded, the Board or Committee may from
time to time delegate to a committee of one or more members of the Board or one
or more officers of the Company the authority to grant or amend Awards or to
take other administrative actions pursuant to Article 12; provided,  however, that in no event shall an officer of the
Company be delegated the authority to grant awards to, or amend awards held by,
the following individuals:  (a) individuals
who are subject to Section 16 of the Exchange Act, (b) Covered
Employees, or (c) officers of the Company (or Directors) to whom authority
to grant or amend Awards has been delegated hereunder; provided  further,
that any delegation of administrative authority shall only be permitted to the
extent it is permissible under Section 162(m) of the Code and
applicable securities laws or the rules of any securities exchange or
automated quotation system on which the Shares are listed, quoted or
traded.  Any delegation hereunder shall
be subject to the restrictions and limits that the Board or Committee specifies
at the time of such delegation, and the Board may at any time rescind the
authority so delegated or appoint a new delegatee.  At all times, the delegatee appointed under
this Section 12.6 shall serve in such capacity at the pleasure of the
Board and the Committee.

 

ARTICLE 13.

 

MISCELLANEOUS PROVISIONS

 

13.1        Amendment, Suspension or
Termination of the Plan. 
Except as otherwise provided in this Section 13.1, the Plan may be
wholly or partially amended or otherwise modified, suspended or terminated at
any time or from time to time by the Board or the Committee.  However, without approval of the Company’s
stockholders given within twelve (12) months before or after the action by the
Administrator, no action of the Administrator may, except as provided in Section 13.2,
(i) increase the limits imposed in Section 3.1 on the maximum number
of shares which may be issued under the Plan, or (ii) reduce the price per
share of any outstanding Option or Stock Appreciation Right granted under the
Plan, or (iii) cancel any Option or Stock Appreciation Right in exchange
for cash or another Award when the Option or Stock Appreciation Right price per
share exceeds the Fair Market Value of the underlying Shares.  Except as provided in Section 13.10, no
amendment, suspension or termination of the Plan shall, without the consent of
the Holder, impair any rights or obligations under any Award theretofore
granted or awarded, unless the Award itself otherwise expressly so provides.  No Awards may be granted or awarded during
any period of suspension or after termination of the Plan, and in no event may
any Award be granted under the Plan after the tenth (10th) anniversary of the
Effective Date.

 

26

 

13.2        Changes in Common Stock or
Assets of the Company, Acquisition or Liquidation of the Company and Other
Corporate Events.

 

(a)           In
the event of any stock dividend, stock split, combination or exchange of
shares, merger, consolidation or other distribution (other than normal cash
dividends) of Company assets to stockholders, or any other change affecting the
shares of the Company’s stock or the share price of the Company’s stock, other
than an Equity Restructuring, the Administrator shall make equitable
adjustments, if any to reflect such change with respect to (i) the
aggregate number and kind of shares that may be issued under the Plan
(including, but not limited to, adjustments of the
limitations in Section 3.1 on the maximum number and kind of shares which
may be issued under the Plan and adjustments of the Award Limit); (ii) the number and kind of shares
of Common Stock (or other securities or property) subject to outstanding
Awards; (iii) the terms
and conditions of any outstanding Awards (including, without limitation, any
applicable performance targets or criteria with respect thereto); and (iv) the
grant or exercise price per share for any outstanding Awards under the
Plan.  Any adjustment affecting an Award
intended as Performance-Based Compensation shall be made consistent with the
requirements of Section 162(m) of the Code.

 

(b)           In the event of any
transaction or event described in Section 13.2(a) or any unusual or
nonrecurring transactions or events affecting the Company, any Affiliate of the
Company, or the financial statements of the Company or any Affiliate, or of
changes in applicable laws, regulations or accounting principles, the
Administrator, in its sole discretion, and on such terms and conditions as it
deems appropriate, either by the terms of the Award or by action taken prior to
the occurrence of such transaction or event and either automatically or upon
the Holder’s request, is hereby authorized to take any one or more of the
following actions whenever the Administrator determines that such action is
appropriate in order to prevent dilution or enlargement of the benefits or
potential benefits intended to be made available under the Plan or with respect
to any Award under the Plan, to facilitate such transactions or events or to
give effect to such changes in laws, regulations or principles:

 

(i)            To provide for either (A) termination
of any such Award in exchange for an amount of cash, if any, equal to the
amount that would have been attained upon the exercise of such Award or
realization of the Holder’s rights (and, for the avoidance of doubt, if as of
the date of the occurrence of the transaction or event described in this Section 13.2
the Administrator determines in good faith that no amount would have been
attained upon the exercise of such Award or realization of the Holder’s rights,
then such Award may be terminated by the Company without payment) or (B) the
replacement of such Award with other rights or property selected by the
Administrator in its sole discretion having an aggregate value not exceeding
the amount that could have been attained upon the exercise of such Award or
realization of the Holder’s rights had such Award been currently exercisable or
payable or fully vested;

 

(ii)           To provide that such Award
be assumed by the successor or survivor corporation, or a parent or subsidiary
thereof, or shall be substituted for by similar options, rights or awards
covering the stock of the successor or survivor corporation, or a parent or
subsidiary thereof, with appropriate adjustments as to the number and kind of
shares and prices;

 

27

 

(iii)          To make adjustments in the
number and type of shares of the Company’s stock (or other securities or
property) subject to outstanding Awards, and in the number and kind of
outstanding Restricted Stock or Deferred Stock and/or in the terms and
conditions of (including the grant or exercise price), and the criteria
included in, outstanding Awards and Awards which may be granted in the future;

 

(iv)          To provide that such Award
shall be exercisable or payable or fully vested with respect to all shares
covered thereby, notwithstanding anything to the contrary in the Plan or the
applicable Program or Award Agreement; and

 

(v)           To provide that the Award
cannot vest, be exercised or become payable after such event.

 

(c)           In
connection with the occurrence of any Equity Restructuring, and notwithstanding
anything to the contrary in Sections 13.2(a) and 13.2(b):

 

(i)            The
number and type of securities subject to each outstanding Award and the
exercise price or grant price thereof, if applicable, shall be equitably
adjusted; and/or

 

(ii)           The Administrator shall make such equitable adjustments, if
any, as the Administrator in its discretion may deem appropriate to reflect
such Equity Restructuring with respect to the aggregate number and kind of
shares that may be issued under the Plan (including, but not limited to, adjustments of
the limitations in Section 3.1 on the maximum number and kind of shares
which may be issued under the Plan and adjustments of the Award Limit).  The adjustments
provided under this Section 13.2(c) shall be nondiscretionary and
shall be final and binding on the affected Holder and the Company.

 

(d)           Notwithstanding any other
provision of the Plan, in the event of a Change in Control, each outstanding
Award shall be assumed or an equivalent Award substituted by the successor
corporation or a parent or subsidiary of the successor corporation.  In the event an Award is assumed or an
equivalent Award substituted, and a Holder has a Termination of Service upon or
within twelve (12) months following the Change in Control, then such Holder
shall be fully vested in such assumed or substituted Award.

 

(e)           In the event that the
successor corporation in a Change in Control refuses to assume or substitute
for the Award, the Administrator may cause any or all of such Awards to become
fully exercisable immediately prior to the consummation of such transaction and
all forfeiture restrictions on any or all of such Awards to lapse.  If an Award is exercisable in lieu of
assumption or substitution in the event of a Change in Control, the
Administrator shall notify the Holder that the Award shall be fully exercisable
for a period of fifteen (15) days from the date of such notice, contingent upon
the occurrence of the Change in Control, and the Award shall terminate upon the
expiration of such period.

 

(f)            For the purposes of this Section 13.2,
an Award shall be considered assumed if, following the Change in Control, the
Award confers the right to purchase or receive, for each share of Common Stock
subject to the Award immediately prior to the Change in Control, the
consideration (whether stock, cash, or other securities or property) received
in the 

 

28

 

Change in Control by holders of Common Stock for
each share held on the effective date of the transaction (and if holders were
offered a choice of consideration, the type of consideration chosen by the
holders of a majority of the outstanding shares); provided, however,
that if such consideration received in the Change in Control was not solely
common stock of the successor corporation or its parent, the Administrator may,
with the consent of the successor corporation, provide for the consideration to
be received upon the exercise of the Award, for each share of Common Stock
subject to an Award, to be solely common stock of the successor corporation or
its parent equal in fair market value to the per share consideration received
by holders of Common Stock in the Change in Control.

 

(g)           The Administrator may, in
its sole discretion, include such further provisions and limitations in any
Award, agreement or certificate, as it may deem equitable and in the best
interests of the Company that are not inconsistent with the provisions of the
Plan.

 

(h)           With respect to Awards which
are granted to Covered Employees and are intended to qualify as
Performance-Based Compensation, no adjustment or action described in this Section 13.2
or in any other provision of the Plan shall be authorized to the extent that
such adjustment or action would cause such Award to fail to so qualify as
Performance-Based Compensation, unless the Administrator determines that the
Award should not so qualify.  No
adjustment or action described in this Section 13.2 or in any other
provision of the Plan shall be authorized to the extent that such adjustment or
action would cause the Plan to violate Section 422(b)(1) of the
Code.  Furthermore, no such adjustment or
action shall be authorized to the extent such adjustment or action would result
in short-swing profits liability under Section 16 or violate the exemptive
conditions of Rule 16b-3 unless the Administrator determines that the
Award is not to comply with such exemptive conditions.

 

(i)            The existence of the Plan,
the Program, the Award Agreement and the Awards granted hereunder shall not
affect or restrict in any way the right or power of the Company or the
stockholders of the Company to make or authorize any adjustment,
recapitalization, reorganization or other change in the Company’s capital
structure or its business, any merger or consolidation of the Company, any
issue of stock or of options, warrants or rights to purchase stock or of bonds,
debentures, preferred or prior preference stocks whose rights are superior to
or affect the Common Stock or the rights thereof or which are convertible into
or exchangeable for Common Stock, or the dissolution or liquidation of the
Company, or any sale or transfer of all or any part of its assets or business,
or any other corporate act or proceeding, whether of a similar character or
otherwise.

 

(j)            No action shall be taken
under this Section 13.2 which shall cause an Award to fail to comply with Section 409A
of the Code or the Treasury Regulations thereunder, to the extent applicable to
such Award.

 

(k)           In the event of any pending
stock dividend, stock split, combination or exchange of shares, merger,
consolidation or other distribution (other than normal cash dividends) of
Company assets to stockholders, or any other change affecting the shares of
Common Stock or the share price of the Common Stock including any Equity
Restructuring, for reasons of administrative convenience, the Company in its
sole discretion may refuse to permit 

 

29

 

the exercise of any Award during a period of thirty
(30) days prior to the consummation of any such transaction.

 

13.3        Approval of Plan by
Stockholders.  The Plan
will be submitted for the approval of the Company’s stockholders within twelve
(12) months after the date of the Board’s initial adoption of the Plan;
provided that Awards may be granted under the Plan without obtaining
shareholder approval.  However, any
Awards granted under the Plan that are not subject to receiving shareholder
approval or shareholder approval is not obtained, then no such Awards shall
qualify as Performance Based Compensation, and no such Options shall be
Incentive Stock Options.

 

13.4        No
Stockholders Rights.  Except as
otherwise provided herein, a Holder shall have none of the rights of a
stockholder with respect to shares of Common Stock covered by any Award until
the Holder becomes the record owner of such shares of Common Stock.

 

13.5        Paperless Administration.  In the event that the Company establishes,
for itself or using the services of a third party, an automated system for the
documentation, granting or exercise of Awards, such as a system using an
internet website or interactive voice response, then the paperless
documentation, granting or exercise of Awards by a Holder may be permitted
through the use of such an automated system.

 

13.6        Effect of Plan upon Other
Compensation Plans.  The
adoption of the Plan shall not affect any other compensation or incentive plans
in effect for the Company or any Affiliate. 
Nothing in the Plan shall be construed to limit the right of the Company
or any Affiliate:  (a) to establish
any other forms of incentives or compensation for Employees, Directors or
Consultants of the Company or any Affiliate, or (b) to grant or assume
options or other rights or awards otherwise than under the Plan in connection
with any proper corporate purpose including without limitation, the grant or
assumption of options in connection with the acquisition by purchase, lease,
merger, consolidation or otherwise, of the business, stock or assets of any
corporation, partnership, limited liability company, firm or association.

 

13.7        Compliance with Laws.  The Plan, the granting and vesting of Awards under
the Plan and the issuance and delivery of Shares and the payment of money under
the Plan or under Awards granted or awarded hereunder are subject to compliance
with all applicable federal, state, local and foreign laws, rules and
regulations (including but not limited to state, federal and foreign securities
law and margin requirements), the rules of any securities exchange or
automated quotation system on which the Shares are listed, quoted or traded,
and to such approvals by any listing, regulatory or governmental authority as
may, in the opinion of counsel for the Company, be necessary or advisable in
connection therewith.  Any securities
delivered under the Plan shall be subject to such restrictions, and the person
acquiring such securities shall, if requested by the Company, provide such
assurances and representations to the Company as the Company may deem necessary
or desirable to assure compliance with all applicable legal requirements.  To the extent permitted by applicable law,
the Plan and Awards granted or awarded hereunder shall be deemed amended to the
extent necessary to conform to such laws, rules and regulations.

 

30

 

13.8        Titles and Headings,
References to Sections of the Code or Exchange Act.  The titles and headings of the Sections in
the Plan are for convenience of reference only and, in the event of any
conflict, the text of the Plan, rather than such titles or headings, shall
control. References to sections of the Code or the Exchange Act shall include
any amendment or successor thereto.

 

13.9        Governing Law.  The Plan and any agreements hereunder shall
be administered, interpreted and enforced under the internal laws of the State
of Delaware without regard to conflicts of laws thereof.

 

13.10      Section 409A.  To the extent that the Administrator
determines that any Award granted under the Plan is subject to Section 409A
of the Code, the Program pursuant to which such Award is granted and the Award
Agreement evidencing such Award shall incorporate the terms and conditions
required by Section 409A of the Code. 
To the extent applicable, the Plan, the Program and any Award Agreements
shall be interpreted in accordance with Section 409A of the Code and
Department of Treasury regulations and other interpretive guidance issued
thereunder, including without limitation any such regulations or other guidance
that may be issued after the Effective Date. 
Notwithstanding any provision of the Plan to the contrary, in the event
that following the Effective Date the Administrator determines that any Award
may be subject to Section 409A of the Code and related Department of
Treasury guidance (including such Department of Treasury guidance as may be
issued after the Effective Date), the Administrator may adopt such amendments
to the Plan and the applicable Program and Award Agreement or adopt other
policies and procedures (including amendments, policies and procedures with
retroactive effect), or take any other actions, that the Administrator
determines are necessary or appropriate to (a) exempt the Award from Section 409A
of the Code and/or preserve the intended tax treatment of the benefits provided
with respect to the Award, or (b) comply with the requirements of Section 409A
of the Code and related Department of Treasury guidance and thereby avoid the
application of any penalty taxes under such Section.

 

13.11      No
Rights to Awards.  No Eligible
Individual or other person shall have any claim to be granted any Award
pursuant to the Plan, and neither the Company nor the Administrator is
obligated to treat Eligible Individuals, Holders or any other persons
uniformly.

 

13.12      Unfunded
Status of Awards.  The Plan is
intended to be an “unfunded” plan for incentive compensation.  With respect to any payments not yet made to
a Holder pursuant to an Award, nothing contained in the Plan or any Program or
Award Agreement shall give the Holder any rights that are greater than those of
a general creditor of the Company or any Affiliate.

 

13.13      Indemnification.  To the extent allowable pursuant to
applicable law, each member of the Committee or of the Board shall be
indemnified and held harmless by the Company from any loss, cost, liability, or
expense that may be imposed upon or reasonably incurred by such member in
connection with or resulting from any claim, action, suit, or proceeding to
which he or she may be a party or in which he or she may be involved by reason
of any action or failure to act pursuant to the Plan and against and from any
and all amounts paid by him or her in satisfaction of judgment in such action,
suit, or proceeding against him or 

 

31

 

her; provided he or she gives the
Company an opportunity, at its own expense, to handle and defend the same
before he or she undertakes to handle and defend it on his or her own
behalf.  The foregoing right of
indemnification shall not be exclusive of any other rights of indemnification
to which such persons may be entitled pursuant to the Company’s Certificate of
Incorporation or Bylaws, as a matter of law, or otherwise, or any power that
the Company may have to indemnify them or hold them harmless.

 

13.14      Relationship
to other Benefits.  No payment
pursuant to the Plan shall be taken into account in determining any benefits
under any pension, retirement, savings, profit sharing, group insurance,
welfare or other benefit plan of the Company or any Affiliate except to the
extent otherwise expressly provided in writing in such other plan or an
agreement thereunder.

 

13.15      Expenses.  The expenses of administering the Plan shall
be borne by the Company and its Subsidiaries.

 

*  *  * 
*  *

 

I
hereby certify that the foregoing Plan was duly adopted by the Board of
Directors of Accuride Corporation on                       
      , 2010.

 

*  *  * 
*  *

 

I
hereby certify that the foregoing Plan was approved by the stockholders of
Accuride Corporation on                       
      , 20   .

 

Executed
on this         day of                                ,
20    .

 

 

	
   

  	
   

  
	
   

  	
  Corporate Secretary

  

 

32

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