Document:

ex_10-5.htm

SIXTH AMENDMENT TO THE

RUBY TUESDAY, INC. 2005 DEFERRED COMPENSATION PLAN

THIS SIXTH AMENDMENT is made on this 31st day of October, 2012 by Ruby Tuesday, Inc., a corporation duly organized and existing under the laws of the State of Georgia (the “Primary Sponsor”).

INTRODUCTION:

WHEREAS, the Primary Sponsor maintains the Ruby Tuesday, Inc. 2005 Deferred Compensation  Plan (the “Plan”), which was last amended and restated by an indenture effective as of January 1, 2005 and has been subsequently amended five times since such date; and

WHEREAS, the Primary Sponsor now desires to amend the Plan to provide greater flexibility for granting service credit to employees based on their service with prior employers, to clarify how initial elections are made by newly eligible participants, and to make other miscellaneous changes.

NOW, THEREFORE, the Primary Sponsor does hereby amend the Plan, generally effective as of January 1, 2012, as follows:

1.           By deleting the existing Section 1.26 and substituting therefor the following:

“1.26  ‘Vesting Service’ means, beginning with an Employee’s most recent date of hire, the number of successive, twelve-consecutive–month periods during which the Employee continues to serve as an Employee.  No credit shall be given for any partially completed twelve-consecutive-month period.

 

In the event that a Plan Sponsor or an Affiliate acquires assets of another corporation or entity or a controlling interest of the stock of another corporation or merges with another corporation or entity and is the surviving entity, or if an Employee of a Plan Sponsor was previously employed by an entity that becomes under common control or ownership with the Plan Sponsor or an Affiliate, as determined by the Board of Directors of the Plan Sponsor, then service of an Employee who was employed by such corporation or entity shall be counted in the manner provided, with the consent of the Primary Sponsor, in resolutions adopted by the Plan Sponsor which authorizes the counting of such service.

  At the discretion of the Plan Administrator where an Employee is so advised in writing, Vesting Service may include a period of employment other than with the Plan Sponsor or an Affiliate which the Employee has completed immediately prior to his employment or re-employment with Plan Sponsor or an Affiliate.

Notwithstanding anything contained herein to the contrary, if a Member ceases to be an Employee and is subsequently reemployed by a Plan Sponsor or an Affiliate, Vesting Service also shall not include any periods of service prior to such individual’s reemployment.”

  

  

  

 

2.           By deleting the existing Section 3.2(b) and substituting therefor as follows:

“(b)           In the case of the first Plan Year in which an Eligible Employee becomes a Member, the Plan Administrator may, at its discretion, allow the Member to make an election to defer a portion of the Member’s Annual Compensation (exclusive of any Annual Bonus) that will be payable to him for that Plan Year within thirty (30) days after the date the Employee becomes an Eligible Employee but only with respect to Annual Compensation (exclusive of Annual Bonus) payable for services to be performed after the election is made. All elections to defer Annual Compensation under this Section 3.2(b) shall be irrevocable as of the earlier of the date the election is processed by the Plan Administrator or the last day of the applicable thirty (30) day period.”

Except as specifically amended hereby, the Plan shall remain in full force and effect prior to this Sixth Amendment.

IN WITNESS WHEREOF, the Primary Sponsor has caused this Sixth Amendment to be executed on the day and year first above written.

RUBY TUESDAY, INC.

By:  /s/ Samuel E. Beall, III                                                              

Samuel E. Beall, III

Chief Executive Officer and President

ATTEST:

By:  /s/ Scarlett May                                                    

Scarlett May

Secretary

[CORPORATE SEAL]ex_10-6.htm

FIRST AMENDMENT TO THE RUBY TUESDAY, INC.

EXECUTIVE LIFE INSURANCE PREMIUM PLAN

THIS FIRST AMENDMENT is made as of this 30th day of November, 2012, by RUBY TUESDAY, INC. (the “Primary Sponsor”), a corporation organized and existing under the laws of the State of Georgia.

W I T N E S S E T H:

WHEREAS, the Primary Sponsor maintains the Ruby Tuesday, Inc. Executive Life Insurance Premium Plan (the “Plan”), which was established by indenture effective as of January 1, 2004; and

WHEREAS, the Primary Sponsor desires to amend the Plan to permit the plan administrator to designate members from among a select group of management and highly compensated employees as eligible for participation in the Plan, even if they are then ineligible for participation in the Ruby Tuesday, Inc. Executive Supplemental Pension Plan.

NOW, THEREFORE, the Plan is hereby amended, effective as of December 1, 2012, by deleting the existing Section 2.6 and substituting therefor the following:

“2.6           ‘Eligible Employee’ shall mean an employee of the Plan Sponsor who is among a select group of management or highly compensated employees within the meaning of Section 201(2) of ERISA and who is either (a) a participant in the Ruby Tuesday, Inc. Executive Supplemental Pension Plan (or any successor plan), or (b) otherwise designated in writing as eligible for participation in the Plan by the Plan Administrator pursuant to Section 3.1.”

Except as specifically amended hereby, the Plan shall remain in full force and effect as prior to this First Amendment.

IN WITNESS WHEREOF, the Primary Sponsor has caused this First Amendment to be executed as of the day and year first above written.

RUBY TUESDAY, INC.

By:  /s/ Samuel E. Beall, III                                                              

Samuel E. Beall, III

Chief Executive Officer and President

ATTEST:

By:  Scarlett May                                                    

Scarlett May

Secretary

[CORPORATE SEAL]Seventh Supplement Indenture

Exhibit 4.7
Execution Copy

KB HOME,
Company,

THE EXISTING GUARANTORS PARTY HERETO,
Guarantors,

KB HOME LONE STAR INC.,
Additional Guarantor,

and
U.S. BANK NATIONAL ASSOCIATION,
Trustee
_______________

SEVENTH SUPPLEMENTAL INDENTURE

_______________
Dated as of January 11, 2013

    

THIS SEVENTH SUPPLEMENTAL INDENTURE (this “Seventh Supplemental Indenture”) is dated as of January 11, 2013 and is executed by and between KB Home, a Delaware corporation (the “Company”), the Existing Guarantors (as defined below), KB HOME Lone Star Inc., a Texas corporation (the “Additional Guarantor”), and U.S. Bank National Association, a national banking association duly organized and existing under the laws of the United States of America (successor in interest to SunTrust Bank), as Trustee (the “Trustee”). 

RECITALS:

WHEREAS, the Company, the guarantors party thereto and the Trustee have heretofore executed and delivered an Indenture dated as of January 28, 2004 (the “Original Indenture”), providing for the issuance by the Company from time to time of its Securities (as defined in the Original Indenture), a First Supplemental Indenture dated as of January 28, 2004 (the “First Supplemental Indenture”), a Second Supplemental Indenture dated as of June 30, 2004 (the “Second Supplemental Indenture”), a Third Supplemental Indenture dated as of May 1, 2006 (the “Third Supplemental Indenture”), a Fourth Supplemental Indenture dated as of November 9, 2006 (the “Fourth Supplemental Indenture”), a Fifth Supplemental Indenture dated as of August 17, 2007 (the “Fifth Supplemental Indenture”) and a Sixth Supplemental Indenture dated as of January 30, 2012 (the “Sixth Supplemental Indenture”); the Original Indenture, as amended and supplemented by the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture, the Sixth Supplemental Indenture and this Seventh Supplemental Indenture, is hereinafter called the “Indenture”, which term shall include the terms and provisions of each series of Securities established from time to time pursuant to Section 301 of the Original Indenture;

WHEREAS, pursuant to Articles Two and Three of the Original Indenture, the Company has established (i) by the First Supplemental Indenture, the form and terms of a series of the Company's Securities designated the “5-3/4% Senior Notes due 2014” (the “2014 Notes”), (ii) by an Officers' Certificate and Guarantor's Officers' Certificate, dated as of December 15, 2004, the form and terms of a series of the Company's Securities designated the “5-7/8% Senior Notes due 2015” (the “2015 Notes”), (iii) by Officers' Certificates and Guarantor's Officers' Certificates, dated as of June 2, 2005 and June 27, 2005, the form and terms of a series of the Company's Securities designated the “6-1/4% Senior Notes due 2015” (the “Second 2015 Notes”), (iv) by an Officers' Certificate and Guarantor's Officers' Certificate, dated as of April 3, 2006, the form and terms of a series of the Company's Securities designated the “7-1/4% Senior Notes due 2018” (the “2018 Notes”), (v) by an Officers' Certificate and Guarantor's Officers' Certificate, dated as of July 30, 2009, the form and terms of a series of the Company's Securities designated the “9.100% Senior Notes due 2017” (the “2017 Notes”), (vi) by an Officers' Certificate and Guarantor's Officers' Certificate, dated as of February 7, 2012, the form and terms of a series of the Company's Securities designated the “8.00% Senior Notes due 2020” (the “2020 Notes”) and (vii) by an Officers' Certificate and Guarantor's Officers' Certificate, dated as of July 31, 2012, the form and terms of a series of the Company's Securities designated the “7.5% Senior Notes due 2022” (the “2022 Notes”; and together with the 2014 Notes, the 2015 Notes, the Second 2015 Notes, the 2018 Notes, the 2017 Notes and the 2020 Notes, the “Senior Notes”) (the Officers' Certificates and Guarantor's Officers' Certificates referred to in clauses (ii), (iii), (iv), (v). (vi) and (vii) of this paragraph are hereinafter called, together, the “Existing Certificates”);

WHEREAS, the Company, the Existing Guarantors and the Additional Guarantor wish to amend and supplement the Indenture to provide for the Additional Guarantor to become a Guarantor under the Indenture and to guarantee the obligations of the Company under the Indenture and the Securities 

(including, without limitation, the Senior Notes) issued thereunder from time to time and any Coupons appertaining thereto, and otherwise to modify the Indenture on the terms set forth in this Seventh Supplemental Indenture; and

WHEREAS, the Company has instructed the Trustee to execute and deliver this Seventh Supplemental Indenture pursuant to the terms of the Original Indenture, and all requirements necessary to make this Seventh Supplemental Indenture a valid instrument in accordance with its terms have been performed and the execution and delivery of this Seventh Supplemental Indenture have been duly authorized in all respects by the Company, each of the Existing Guarantors and the Additional Guarantor.

NOW, THEREFORE, for and in consideration of the premises and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company, the Existing Guarantors, the Additional Guarantor and the Trustee mutually covenant and agree for the equal and proportionate benefit of the Holders (as defined in the Original Indenture) of the Securities or any series thereof and any Coupons, as follows:

SECTION 1.      Definitions.

(a)    Terms used herein and not defined herein have the meanings ascribed to such terms in the Original Indenture.

(b)    As used in this Seventh Supplemental Indenture, the terms “2014 Notes,” “2015 Notes,” “Second 2015 Notes,” “2018 Notes,” “2017 Notes,” “2020 Notes,” “2022 Notes,” “Additional Guarantor,” “Existing Certificates,” “Original Indenture,” “First Supplemental Indenture,” “Second Supplemental Indenture,” “Third Supplemental Indenture,” “Fourth Supplemental Indenture,” “Fifth Supplemental Indenture,” “Sixth Supplemental Indenture,” “Seventh Supplemental Indenture,” “Senior Notes,” and “Trustee” have the meanings specified in the recitals hereto and in the paragraph preceding such recitals; and the term “Existing Guarantors” means KB HOME Coastal Inc., KB HOME Greater Los Angeles Inc. and KB HOME Sacramento Inc., each a California corporation, and KB HOME Nevada Inc., KB HOME Las Vegas Inc. and KB HOME Reno Inc., each a Nevada corporation. 

SECTION 2.    Guarantee.  The parties hereto covenant and agree that, from and after the date of this Seventh Supplemental Indenture:

(a)    the Additional Guarantor shall be a Guarantor under the Original Indenture, the First Supplemental Indenture, Second Supplemental Indenture, Third Supplemental Indenture, Fourth Supplemental Indenture, Fifth Supplemental Indenture and Sixth Supplemental Indenture as if the Additional Guarantor were an original signatory to each such document and an original Guarantor named therein; 

(b)    without limitation of the other provisions of this Section 2, the Additional Guarantor shall be a Guarantor under the Indenture with respect to all of the Securities issued and outstanding thereunder from time to time (including, without limitation, the Senior Notes) and any Coupons appertaining thereto on and subject to the terms and provisions of the Indenture (including, without limitation, the terms and provisions of the Existing Certificates);

(c)    without limitation of the other provisions of this Section 2, the Additional Guarantor agrees that each of the Original Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture constitutes a valid and binding obligation 

of the Additional Guarantor, enforceable against such Additional Guarantor in accordance with its terms; and

(d)    without limitation of the other provisions of this Section 2, the Additional Guarantor agrees to perform and to comply with all of the covenants and agreements of a Guarantor in the Original Indenture, the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture, the Sixth Supplemental Indenture and each of the Existing Certificates, in each case as if such Additional Guarantor were an original signatory thereto and an original Guarantor named therein.

(e)    without limitation of the other provisions of this Section 2, the Existing Guarantors hereby affirm their Guarantees and obligations under the Indenture.

SECTION 3.  Governing Law; Seventh Supplemental Indenture.  This Seventh Supplemental Indenture shall be governed by and construed in accordance with the laws of the State of New York applicable to agreements made or instruments entered into and, in each case, performed in said State.  The terms and conditions of this Seventh Supplemental Indenture shall be, and be deemed to be, part of the terms and conditions of the Indenture for any and all purposes.  Other than as amended and supplemented by this Seventh Supplemental Indenture, the Original Indenture, as amended and supplemented by the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture and the Sixth Supplemental Indenture, is in all respects ratified and confirmed.

SECTION 4.  Acceptance by Trustee.  Subject to Section 7 hereof, the Trustee hereby accepts this Seventh Supplemental Indenture and agrees to perform the same upon the terms and conditions set forth in the Original Indenture, as amended and supplemented by the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture, the Sixth Supplemental Indenture and this Seventh Supplemental Indenture.

SECTION 5.  Counterparts.  This Seventh Supplemental Indenture may be executed in two or more counterparts, each of which shall constitute an original, but all of which when taken together shall constitute but one instrument.

SECTION 6.  Headings.  The headings of this Seventh Supplemental Indenture are for reference only and shall not limit or otherwise affect the meaning hereof.

SECTION 7.  Trustee Not Responsible for Recitals.  The recitals herein contained are made by the Company, the Existing Guarantors and the Additional Guarantor and not by the Trustee, and the Trustee assumes no responsibility for the correctness thereof.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Seventh Supplemental Indenture, except as to its validity with respect to the Trustee.

SECTION 8.  Separability.  In case any one or more of the provisions contained in this Seventh Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions hereof shall not, to the fullest extent permitted by law, in any way be affected or impaired thereby.

[Signature Page Follows.]
        

    

IN WITNESS WHEREOF, the parties hereto have caused this Seventh Supplemental Indenture to be duly executed, and their respective seals to be hereunto affixed, all as of the day and year first above written.

		
	“Company”:
	KB HOME

By:  /s/ Jeff J. Kaminski    
Name: Jeff J. Kaminski
Title:  Executive Vice President and Chief 
        Financial Officer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Assistant Corporate Secretary

		
	“Existing Guarantors”:
	KB HOME COASTAL INC., a California corporation

By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Secretary

KB HOME GREATER LOS ANGELES INC., a California corporation
By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Secretary

KB HOME SACRAMENTO INC., a California corporation

By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Secretary

    
                        

KB HOME RENO INC., a Nevada corporation

By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Secretary

KB HOME LAS VEGAS INC., a Nevada corporation

By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Secretary

    

    
KB HOME NEVADA INC., a Nevada corporation

By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title: Secretary    
		
	“Additional Guarantor”: 
	KB HOME LONE STAR INC., a Texas corporation

By: /s/ Thad Johnson    
Name: Thad Johnson
Title: Vice President and Treasurer
[SEAL]
Attest:
/s/ Tony Richelieu    
Name: Tony Richelieu
Title:  Secretary

		
	“Trustee”:
	U.S. BANK NATIONAL ASSOCIATION, as Trustee

By: /s/ Muriel Shaw    
Name: Muriel Shaw
Title: Assistant Vice President
[SEAL]
Attest:
/s/ Felicia Powell    
Name: Felicia Powell
Title: Assistant Vice President

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