Document:

sbid_ex1012.htm

EXHIBIT 10.12

 

SIXTH AMENDMENT TO

 

PLACEMENT AGENCY AGREEMENT

 

This Fifth Amendment to the Placement Agency Agreement (“Amendment”) is entered into as of the 9th day of May 2014, by and between Symbid Corp (“Company”) and Gottbetter Capital Markets, LLC (“Placement Agent”) and amends the Placement Agency Agreement dated September 9, 2013, as amended on October 14, 2013, November 15, 2013, February 6, 2014, March 25, 2014, and April 30, 2014 (collectively herein referred to as the “Agreement”).

 

The Parties to the Agreement hereby amend and restate in its entirety the following paragraph of the Agreement to read as follows:

 

Paragraph 3:

 

The minimum subscription amount is Twenty Five Thousand United States Dollars ($25,000 USD); provided, however, that subscriptions in lesser amounts may be accepted upon the written consent of the Company and the Placement Agent. The Placement Agent shall accept subscriptions only from (i) persons or entities who qualify as “accredited investors,” as such term is defined in Rule 501 of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “SEC”) under Section 4(2) of the Securities Act of 1933, as amended (the “Act”) and (ii) persons or entities who are offered and purchase the Units in an Offshore Transaction (as such term is defined in Regulation S (“Regulation S”) as promulgated by the SEC under the Act) and who are not U.S. Persons (as such term is defined in Regulation S) and are not acting for the account or benefit of a person in the United States or a U.S. Person.  The Units will be offered until the earlier of the time that all Units offered in the Offering are sold or until May 21, 2014 (the “Offering Period”).  The date on which the Offering is terminated shall be referred to as the “Termination Date.”

 

This Amendment is hereby made part of and incorporated into the Agreement, with all the terms and conditions of the Agreement remaining in full force and effect, except to the extent modified hereby.

 

This Amendment may be executed in multiple counterparts, each of which may be executed by less than all of the parties and shall be deemed to be an original instrument which shall be enforceable against the parties actually executing such counterparts and all of which together shall constitute one and the same instrument. The exchange of copies of this Amendment and of signature pages by facsimile transmission or in pdf format shall constitute effective execution and delivery of this Amendment as to the parties and may be used in lieu of the original Amendment for all purposes. Signatures of the parties transmitted by facsimile or in pdf format shall be deemed to be their original signatures for all purposes.

 

[signature page follows]

 

  

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IN WITNESS WHEREOF, this Amendment has been executed and delivered by the parties below effective as of the date first set forth above.

 

SYMBID CORP.

 

By: /s/ Korstiaan Zandvliet                                                      

 

Name: Korstiaan Zandvliet

Title: Chief Executive Officer

 

GOTTBETTER CAPITAL MARKETS, LLC

 

By: /s/ Julio A. Marquez                                                      

 

Name: Julio A. Marquez

Title:  President

 

 

 

2sbid_ex1014.htm

EXHIBIT 10.14

 

SECOND AMENDMENT TO

 

SUBSCRIPTION ESCROW AGREEMENT

 

This Second Amendment to the Subscription Escrow Agreement (the “Amendment”) is made as of February 6, 2014, by and among the Issuer, Depositor and Escrow Agent.  This Amendment amends the Subscription Escrow Agreement by and among the Issuer, Depositor and Escrow Agent, dated as of September 9, 2013, as amended November 15, 2013 (collectively referred to as the “Agreement”).  Capitalized terms used and not otherwise defined herein have the respective meanings ascribed to them in the Agreement.

 

The fourth recital of the Agreement is hereby amended to read in its entirety as follows:

 

WHEREAS, Units will be offered through March 31, 2014 (the “Offering Period”);

 

This Amendment may be executed in multiple counterparts, each of which may be executed by less than all of the parties and shall be deemed to be an original instrument which shall be enforceable against the parties actually executing such counterparts and all of which together shall constitute one and the same instrument. The exchange of copies of this Amendment and of signature pages by facsimile transmission or in pdf format shall constitute effective execution and delivery of this Amendment as to the parties and may be used in lieu of the original Amendment for all purposes. Signatures of the parties transmitted by facsimile or in pdf format shall be deemed to be their original signatures for all purposes.

 

This Amendment is hereby made part of and incorporated into the Subscription Escrow Agreement, with all the terms and conditions of the Agreement remaining in full force and effect, except to the extent modified hereby.  The Parties agree for and on behalf of their respective party this 6th day of February, 2014.

 

SIGNATURE PAGE TO FOLLOW

 

  

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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first set forth above.

 

CSC Trust Company of Delaware

as Escrow Agent

 

By: /s/ Alan R. Halpern                                           

Name:  Alan R. Halpern

Title:  Vice President

 

SYMBID CORP.

 

By: /s/ Korstiaan Zandvliet                                                      

 

Name:  Korstiaan Zandvliet

Title:  Chief Executive Officer

 

DEPOSITOR

 

Gottbetter Capital Markets, LLC

 

By: /s/ Julio A. Marquez                                                      

Name:  Julio A. Marquez

Title:  President

 

2sbid_ex1015.htm

EXHIBIT 10.15

 

THIRD AMENDMENT TO

 

SUBSCRIPTION ESCROW AGREEMENT

 

This Second Amendment to the Subscription Escrow Agreement (the “Amendment”) is made as of March 25, 2014, by and among the Issuer, Depositor and Escrow Agent.  This Amendment amends the Subscription Escrow Agreement by and among the Issuer, Depositor and Escrow Agent, dated as of September 9, 2013, as amended November 15, 2013 and February 6, 2014 (collectively referred to as the “Agreement”).  Capitalized terms used and not otherwise defined herein have the respective meanings ascribed to them in the Agreement.

 

The fourth recital of the Agreement is hereby amended to read in its entirety as follows:

 

WHEREAS, Units will be offered through April 30, 2014 (the “Offering Period”);

 

This Amendment may be executed in multiple counterparts, each of which may be executed by less than all of the parties and shall be deemed to be an original instrument which shall be enforceable against the parties actually executing such counterparts and all of which together shall constitute one and the same instrument. The exchange of copies of this Amendment and of signature pages by facsimile transmission or in pdf format shall constitute effective execution and delivery of this Amendment as to the parties and may be used in lieu of the original Amendment for all purposes. Signatures of the parties transmitted by facsimile or in pdf format shall be deemed to be their original signatures for all purposes.

 

This Amendment is hereby made part of and incorporated into the Subscription Escrow Agreement, with all the terms and conditions of the Agreement remaining in full force and effect, except to the extent modified hereby.  The Parties agree for and on behalf of their respective party this 25th day of March, 2014.

 

SIGNATURE PAGE TO FOLLOW

 

  

1

  

IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first set forth above.

 

CSC Trust Company of Delaware

as Escrow Agent

 

By: /s/ Alan R. Halpern                                           

Name:  Alan R. Halpern

Title:  Vice President

 

SYMBID CORP.

 

By: /s/ Korstiaan Zandvliet                                                      

 

Name:  Korstiaan Zandvliet

Title:  Chief Executive Officer

 

DEPOSITOR

 

Gottbetter Capital Markets, LLC

 

By: /s/ Julio A. Marquez                                                      

Name:  Julio A. Marquez

Title:  President

 

2sbid_ex1016.htm

EXHIBIT 10.16

FOURTH AMENDMENT TO

 

SUBSCRIPTION ESCROW AGREEMENT

 

This Fourth Amendment to the Subscription Escrow Agreement (the “Amendment”) is made as of April 30, 2014, by and among the Issuer, Depositor and Escrow Agent.  This Amendment amends the Subscription Escrow Agreement by and among the Issuer, Depositor and Escrow Agent, dated as of September 9, 2013, as amended November 15, 2013, February 6, 2014, and March 25, 2014 (collectively referred to as the “Agreement”).  Capitalized terms used and not otherwise defined herein have the respective meanings ascribed to them in the Agreement.

 

The fourth recital of the Agreement is hereby amended to read in its entirety as follows:

 

WHEREAS, Units will be offered through May 9, 2014 (the “Offering Period”);

 

This Amendment may be executed in multiple counterparts, each of which may be executed by less than all of the parties and shall be deemed to be an original instrument which shall be enforceable against the parties actually executing such counterparts and all of which together shall constitute one and the same instrument. The exchange of copies of this Amendment and of signature pages by facsimile transmission or in pdf format shall constitute effective execution and delivery of this Amendment as to the parties and may be used in lieu of the original Amendment for all purposes. Signatures of the parties transmitted by facsimile or in pdf format shall be deemed to be their original signatures for all purposes.

 

This Amendment is hereby made part of and incorporated into the Subscription Escrow Agreement, with all the terms and conditions of the Agreement remaining in full force and effect, except to the extent modified hereby.  The Parties agree for and on behalf of their respective party this 30th day of April, 2014.

 

SIGNATURE PAGE TO FOLLOW

 

  

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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first set forth above.

 

CSC Trust Company of Delaware

as Escrow Agent

 

By: /s/ Alan Halpern                                                      

Name:  Alan Halpern

Title:  Vice President

 

SYMBID CORP.

 

By: /s/ Korstiaan Zandvliet                                                      

 

Name: Korstiaan Zandvliet

Title: Chief Executive Officer

 

DEPOSITOR

 

Gottbetter Capital Markets, LLC

 

By: /s/ Julio A. Marquez                                                      

Name:  Julio A. Marquez

Title:  President

 

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