Document:

Specimen Unit Certificate

 EXHIBIT 4.1 
  

			
	 NUMBER
 U-                    
	  	UNITS

 SEE REVERSE FOR 
 CERTAIN DEFINITIONS 
 GOLDEN POND HEALTHCARE, INC. 
 CUSIP 
 UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND 
 ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK 
 THIS CERTIFIES THAT
                                        
                                        
                                        
                                 is the owner of
                                        
                         Units. 
 Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.001 per share (“Common Stock”), of Golden Pond Healthcare, Inc., a Delaware corporation (the
“Corporation”), and one (1) warrant (the “Warrant”). The Warrant entitles the holder to purchase one (1) share of Common Stock for $6.00 per share (subject to adjustment). The Warrant will become exercisable on the later of
(i) the Corporation’s completion of an acquisition of one or more domestic or international operating businesses through a merger, capital stock exchange, asset or stock acquisition or other similar business combination and
(ii)                      [one year after the effective date of the registration statement relating to the initial public offering of the
Units], and will expire unless exercised before 5:00 p.m., New York City time, on                     , 2011 [four years after the effective
date of the registration statement relating to the initial public offering of the Units], or earlier upon redemption (the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this certificate are not
transferable separately prior to five business days following the earlier to occur of (1) the expiration or termination of the underwriters’ over-allotment option in connection with the Corporation’s initial public offering or
(2) the exercise in full of such underwriters’ over-allotment option, subject in either case to the Corporation filing a Current Report on Form 8-K with the Securities and Exchange Commission containing an audited balance sheet reflecting
the Corporation’s receipt of the gross proceeds of its initial public offering and issuing a press release announcing when such separate trading will begin. The terms of the Warrant are governed by a Warrant Agreement, dated as of
                    , 2007, between the Corporation and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject
to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 17 Battery Place, New
York, New York 10004, and are available to any Warrant holder on written request and without cost. 
 This certificate is not valid unless
countersigned by the Transfer Agent and Registrar of the Corporation. 
 Witness the facsimile seal of the Corporation and the facsimile
signature of its duly authorized officers. 
  

 1 

 GOLDEN POND HEALTHCARE, INC. 
 CORPORATE 
 DELAWARE 
 SEAL 
 2007 
  

					
	 By:
	 	  
	 	  

		 	Chairman of the Board	 	Secretary
			
	 By:
	 	  
	 	
		 	Transfer Agent	 	

 GOLDEN POND HEALTHCARE, INC. 
 The Corporation will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of
stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. 
 The following
abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 
  

									
	 TEN COM
	 	 —      as tenants in common
	  		  	UNIF GIFT MIN ACT —	  	             Custodian             
	 TEN ENT
	 	 —      as tenants by the entireties
	  		  		  	(Cust)                      (Minor)
	 JT TEN
	 	 —      as joint tenants with
 right of survivorship and
 not as
tenants in common
	  		  		  	 under Uniform Gifts to
 Minors Act                         
                             (State)

 Additional Abbreviations may also be used though not in the above list. 
 FOR VALUE
RECEIVED,                                      
                                        
                                        
       HEREBY SELL, ASSIGN AND TRANSFER UNTO 
 PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

  

	
	
	  

	
	  

  

	
	  

	 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
 INCLUDING ZIP CODE, OF ASSIGNEE)

	  
  

	
	  
  

	                                      
                                        
                                        
                               UNITS REPRESENTED BY THE WITHIN CERTIFICATE, AND DO HEREBY
IRREVOCABLY CONSTITUTE AND APPOINT                      ATTORNEY TO TRANSFER THE SAID UNITS ON THE BOOKS OF THE WITHIN NAMED CORPORATION WITH
FULL POWER OF SUBSTITUTION IN THE PREMISES.

  

									
		 		 		 		 	  

	 DATED:
	 		 	  
	 		 	NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change
whatever.

  

 3 

	
	 Signature(s) Guaranteed:

	  
  

	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).Specimen Common Stock Certificate

 EXHIBIT 4.2 
  

			
	NUMBER	  	SHARES                     

 GOLDEN POND HEALTHCARE, INC. 
 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 
 COMMON STOCK 
 SEE REVERSE FOR 
 CERTAIN DEFINITIONS 

THIS CERTIFIES THAT 
 CUSIP 
 IS THE OWNER OF 
 FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF
$0.001 EACH OF THE COMMON STOCK OF 
 GOLDEN POND HEALTHCARE, INC. 
 TRANSFERABLE ON THE BOOKS OF THE CORPORATION IN PERSON OR BY DULY AUTHORIZED ATTORNEY UPON SURRENDER OF THIS CERTIFICATE PROPERLY ENDORSED. THIS CERTIFICATE IS NOT VALID UNLESS COUNTERSIGNED BY THE TRANSFER AGENT AND
REGISTERED BY THE REGISTRAR. WITNESS THE SEAL OF THE CORPORATION AND THE FACSIMILE SIGNATURES OF ITS DULY AUTHORIZED OFFICERS. 
 DATED: 
 GOLDEN POND HEALTHCARE, INC. 
 CORPORATE

 DELAWARE 
 SEAL 
 2007 
  

					
	 By:
	 	  
	 	  

		 	Chairman of the Board	 	Secretary
			
	 By:
	 	  
	 	
		 	Transfer Agent	 	

  

 1 

 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though
they were written out in full according to applicable laws or regulations: 
  

							
	 TEN COM
	 	 —     as tenants in common
	  	UNIF GIFT MIN ACT -	  	             Custodian             
	 TEN ENT
	 	 —     as tenants by the entireties
	  		  	(Cust)                      (Minor)
	 JT TEN
	 	 —     as joint tenants with
 right of survivorship and
 not as
tenants in common
	  		  	 under Uniform Gifts to
 Minors Act
                        
                             (State)

 Additional Abbreviations may also be used though not in the above list. 
 GOLDEN POND HEALTHCARE, INC. 
 The Company
will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications,
limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and
resolutions of the Board of Directors providing for the issue of shares of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents.

 FOR VALUE RECEIVED,
                                        
                                        
                                        
     HEREBY SELL, ASSIGN AND TRANSFER UNTO 
 PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE 
  

	
	
	  

	
	  

  

	
	  

	 (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
 INCLUDING ZIP CODE, OF ASSIGNEE)

	  
                                       
                                        
                                        
                               SHARES OF THE CAPITAL STOCK REPRESENTED BY THE WITHIN
CERTIFICATE, AND DO HEREBY IRREVOCABLY CONSTITUTE AND APPOINT                      ATTORNEY TO TRANSFER THE SAID STOCK ON THE BOOKS OF THE
WITHIN NAMED CORPORATION WITH FULL POWER OF SUBSTITUTION IN THE PREMISES.

  

			
	DATED:	 	  

  

 2 

			
		 	NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change
whatever.
	 Signature(s) Guaranteed:
	 	
		
	  
	 	
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).	 	

 The holder of this certificate shall be entitled to receive funds from the trust fund only in the
event of the Corporation’s liquidation upon failure to consummate a business combination or if the holder seeks to convert his respective shares into cash upon a business combination which he voted against and which is actually completed by the
Corporation in accordance with the terms of the Certificate of Incorporation. In no other circumstances shall the holder have any right or interest of any kind in or to the trust fund. 
  

 3

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00131-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00131-of-00352.parquet"}]]