Document:

EX-10.8

 Exhibit 10.8 

Montage Technology Inc. 

Suite 320 
 4677 Old Ironsides Drive 
 Santa Clara 95054

 USA 
 Nov 27, 2006 
 Mr. Bill Franciscovich 

RE: Employment offer US-003 
 Dear Bill:

 We are pleased to inform you that Montage Technology Inc. (“the Company”), a subsidiary of Montage Technology Group, Ltd., has
decided to extend an offer of full-time employment to you. We made this decision based on, in part, the information you provided us regarding your fitness to work. In our previous discussions, you assured us you would be able to perform the job
duties with or without reasonable accommodation. The terms of employment are set forth below: 
 You will join the Company in the position of VP
of World-wide Sales, and you will be expected to perform the job duties of promoting, selling as well as supporting Montage’s products. If you choose to accept this job, we would like you to start on or before Jan. 15, 2007. 

Your compensation is US$200,000 per year. You will be also covered by company’s standard health insurance. Subject to the board of directors’
approval, 370,000 shares of incentive stock option will be granted to you over a period of four years under the Montage Technology Group Ltd. 2006 Stock Incentive Plan. 
 As a Company employee, you will be expected to abide by the Company rules and policies. You may not disclose confidential Company information to unauthorized third parties, and at no time may you disclose
confidential information of a former employer to the Company. 
 If you choose to accept this offer of employment, please sign and date this
letter on the lines below, and return this letter to us by Dec. 15, 2006. I hope you will accept this offer, and I look forward to working with you. 
 Sincerely, 
 /s/ Howard Chonghe Yang 
 Howard Chonghe Yang 
 Chairman & CEO 

Montage Technology Group 
 EMPLOYEE
STATEMENT: 
 I agree with and accept the terms set forth in this letter. 

 

					
	
Bill Franciscovich                    
    
	  	
/s/ Bill Franciscovich                  
      
	  	
11/29/2006                

	Name: Bill Franciscovich	  	Signature	  	DateEX-4.2

 Exhibit 4.2 
 BROADRIDGE FINANCIAL SOLUTIONS, INC. 
 (as Obligor) 

and 
 U.S. BANK
NATIONAL ASSOCIATION 
 (as Trustee) 
 Second Supplemental Indenture 
 Dated as of August 21, 2013 

3.950% Senior Notes due 2020 

 TABLE OF CONTENTS 

 

					
	 	  	Page	 
		
	ARTICLE I DEFINITIONS 	  			
		
	 SECTION 1.1 Definitions
	  	 	1	  
		
	ARTICLE II TERMS OF THE NOTES 	  			
		
	 SECTION 2.1 Title
	  	 	4	  
	 SECTION 2.2 Aggregate Principal Amount
	  	 	4	  
	 SECTION 2.3 Maturity
	  	 	4	  
	 SECTION 2.4 Interest
	  	 	4	  
	 SECTION 2.5 Place of Payment
	  	 	4	  
	 SECTION 2.6 Optional Redemption
	  	 	4	  
	 SECTION 2.7 Change of Control Repurchase
	  	 	6	  
	 SECTION 2.8 Issue Date
	  	 	7	  
	 SECTION 2.9 Issue Price
	  	 	7	  
	 SECTION 2.10 Definitive and Global Notes
	  	 	7	  
	 SECTION 2.11 Denomination
	  	 	7	  
	 SECTION 2.12 Defeasance and Discharge of Covenants upon Deposit of Moneys, U.S. Government Obligations
	  	 	7	  
	 SECTION 2.13 Events of Default
	  	 	8	  
	 SECTION 2.14 Supplemental Indentures without Consent of Holders
	  	 	8	  
	 SECTION 2.15 Supplemental Indentures with Consent of Holders
	  	 	8	  
	 SECTION 2.16 Limitation on Liens
	  	 	8	  

 THIS SECOND SUPPLEMENTAL INDENTURE, between Broadridge Financial Solutions,
Inc., a Delaware corporation (the “Obligor”), having its principal office at 1981 Marcus Avenue, Lake Success, New York, 11042, and U.S. Bank National Association, as trustee (the “Trustee”), is made and entered into as of this
21st day of August, 2013. 
 RECITALS OF THE OBLIGOR 
 WHEREAS, the Obligor and the Trustee executed and delivered an Indenture dated as of May 29, 2007, to provide for the issuance by the Obligor from time to time of debt securities; 

WHEREAS, capitalized terms used herein, not otherwise defined, shall have the same meanings given them in the Indenture; 

WHEREAS, pursuant to a board resolution, the Obligor has authorized the issuance of $400,000,000 of its 3.950% Senior Notes due 2020 (the
“Senior Notes”); and 
 WHEREAS, the Obligor desires to establish the terms of the Senior Notes in accordance with
Section 2.01 of the Indenture; 
 NOW, THEREFORE, it is mutually agreed as follows: 

ARTICLE I 

DEFINITIONS 

SECTION 1.1 Definitions. For all purposes of this Second Supplemental Indenture, except as otherwise expressly provided or unless
the context otherwise requires: 
 “Change of Control” means the occurrence of any of the following:
(1) the direct or indirect sale, lease, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or a series of related transactions, of all or substantially all of the properties or assets of the Obligor
and its Subsidiaries taken as a whole to any “person” (as that term is used in Section 13(d) and Section 14(d) of the Exchange Act) other than the Obligor or one of its Subsidiaries; (2) the adoption of a plan relating to
the Obligor’s liquidation or dissolution; (3) the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is that any “person” or “group” (as those terms are used
in Section 13(d)(3) of the Exchange Act), other than the Obligor or its Subsidiaries, becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 of the Exchange Act), directly or indirectly, of more than 50% of the combined voting power
of the Obligor’s Voting Stock or other Voting Stock into which the Obligor’s Voting Stock is reclassified, consolidated, exchanged or changed, measured by voting power rather than number of shares; (4) the first day on which a
majority of the members of the Board of Directors are not Continuing Directors; or (5) the Obligor consolidates with, or merges with or into, any person, or any person consolidates with, or merges with or into, the Obligor, in any such event
pursuant to a transaction in which any of the outstanding voting stock of the Obligor or such other person is converted into or exchanged for cash, securities or other property, other than any such transaction where the shares of the voting stock of
the Obligor outstanding immediately prior to such transaction constitute, or are converted into or exchanged for, a majority of the voting stock of the surviving person immediately after giving effect to such transaction. 

“Change of Control Repurchase Event” means the occurrence of both a Change of Control and a Ratings Event. 

 “Comparable Treasury Issue” means the United States Treasury security
selected by an Independent Investment Banker as having an actual or interpolated maturity comparable to the remaining term of the Senior Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial
practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of such Senior Notes. 

“Comparable Treasury Price” means, with respect to any Redemption Date, (1) the arithmetic average of three
Reference Treasury Dealer Quotations for such Redemption Date after excluding the highest and lowest Reference Treasury Dealer Quotations, or (2) if the Trustee obtains fewer than five Reference Treasury Dealer Quotations, the arithmetic
average of all Reference Treasury Dealer Quotations for such Redemption Date. 
 “Continuing Directors” means,
as of any date of determination, any member of the Board of Directors who (1) was a member of the Board of Directors on the date of the issuance of the Senior Notes; or (2) was nominated for election or elected to the Board of Directors
with the approval of at least a majority of the Continuing Directors who were members of the Board of Directors at the time of such nomination or election (either by a specific vote or by approval of a proxy statement issued by the Obligor in which
such member was named as a nominee for election as a director, without objection to such nomination). 
 “Corporate
Trust Office” means, the office of the Trustee in the City of New York at which at any particular time its corporate trust business shall be principally administered, which office at the date hereof is located at U.S. Bank National
Association, 100 Wall Street, Suite 1600, New York, NY 10005, except that with respect to the presentation of Notes for payment or registration of transfer or exchange and with respect to the location of the Security Register, such term shall mean
the office or the agency of the Trustee in said city at which at any particular time its corporate agency business shall be conducted, which office at the date hereof is located at 21 South Street, 3rd Floor, Morristown, NJ 07960. 

“Fitch” means Fitch Inc., a subsidiary of Fimalac, S.A., also known as Fitch Ratings, and its successors. 

“Independent Investment Banker” means one of J.P. Morgan Securities LLC, Mitsubishi UFJ Securities (USA), Inc. or Morgan
Stanley & Co. LLC, Wells Fargo Securities, LLC, or their respective successors, as may be appointed from time to time by the Obligor. 
 “Investment Grade” means a rating of Baa3 or better by Moody’s (or its equivalent under any successor Rating Categories of Moody’s); a rating of BBB- or better by S&P (or
its equivalent under any successor Rating Categories of S&P); a rating of BBB- or better by Fitch (or its equivalent under any successor rating categories of Fitch); and the equivalent investment grade credit rating from any additional Rating
Agency or Rating Agencies selected by the Obligor. 
 “Moody’s” means Moody’s Investors Service Inc.
and its successors. 
 “Rating Agency” means (1) each of Moody’s, S&P and Fitch; and (2) if
any of Moody’s, S&P and Fitch ceases to rate the Senior Notes or fails to make a rating of the Senior Notes publicly available for reasons outside of the control of the Obligor, a “nationally recognized statistical rating
organization” within the meaning of Section 3(a)(62) of the Exchange Act, selected by the Obligor (as certified by a resolution of the Board of Directors) as a replacement for such rating agency. 

“Ratings Event” means the rating of the Senior Notes is lowered by at least two of the three Rating Agencies and the
Senior Notes are rated below Investment Grade by at least two of the three 

  
 -2-

 
Rating Agencies on any day during the period (which period shall be extended so long as the rating of the Senior Notes is under publicly announced consideration for a possible downgrade by any of
the Rating Agencies) commencing on the earlier of the date of the first public occurrence of a Change of Control or the date of public notice of an agreement that, if consummated, would result in a Change of Control and ending 60 days following
consummation of such Change of Control. 
 “Reference Treasury Dealer” means each of (1) J.P. Morgan
Securities LLC and Morgan Stanley & Co. LLC, or their affiliates, and their respective successors, (2) one primary U.S. Government securities dealer in New York City (a “primary treasury dealer”) selected by each of
Mitsubishi UFJ Securities (USA), Inc. and Wells Fargo Securities, LLC, and their respective successors, and (3) one other primary treasury dealer selected by the Obligor and its successor; provided, however, that if any of the
foregoing shall cease to be a primary treasury dealer, the Obligor shall substitute therefor another primary treasury dealer. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date,
the arithmetic average, as determined by the Trustee, of the bid and asked prices for the Comparable Treasury Issue (expressed, in each case, as a percentage of its principal amount) quoted in writing to the Trustee by such Reference Treasury Dealer
as of 5:00 p.m., New York City time, on the third Business Day preceding such Redemption Date. 
 “Remaining Scheduled
Payments” means, with respect to any Senior Note to be redeemed, the Remaining Scheduled Payments of the principal thereof and interest thereon that would be due after the related Redemption Date but for such redemption; provided,
however, that, if such Redemption Date is not an Interest Payment Date with respect to such Senior Note, the amount of the next scheduled interest payment thereon shall be reduced by the amount of interest accrued thereon to such Redemption
Date. 
 “Second Supplemental Indenture” means this Second Supplemental Indenture, as amended or supplemented
from time to time. 
 “Senior Notes” has the meaning assigned in the Recitals. 

“S&P” means Standard & Poor’s Rating Services, a division of The McGraw-Hill Companies, Inc., and its
successors. 
 “Treasury Rate” means, with respect to any Redemption Date, the yield, under the heading which
represents the average for the immediately preceding week, appearing in the most recently published statistical release designated “H.15(519)” or any successor publication which is published weekly by the Board of Governors of the Federal
Reserve System and which establishes yields on actively traded United States Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the maturity corresponding to the Comparable Treasury
Issue; provided that if no maturity is within three months before or after the Maturity of the Senior Notes, yields for the two published maturities most closely corresponding to the Comparable Treasury Issue shall be determined and
the Treasury Rate shall be interpolated or extrapolated from those yields on a straight line basis rounding to the nearest month; or if that release, or any successor release, is not published during the week preceding the calculation date or does
not contain such yields, the rate per annum equal to the semiannual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal
to the Comparable Treasury Price for that Redemption Date. The Treasury Rate shall be calculated on the third business day preceding the Redemption Date. 

  
 -3-

 “Voting Stock” of any specified Person as of any date means the capital
stock of such Person that is at the time entitled to vote generally in the election of the board of directors of such Person. 

ARTICLE II 

TERMS OF THE NOTES 
 SECTION 2.1 Title. The Senior Notes shall constitute a series of Notes having the title “3.950% Senior Notes due 2020” and shall be in the form attached as Exhibit A. 

SECTION 2.2 Aggregate Principal Amount. The aggregate principal amount of the Senior Notes that may be authenticated and delivered
under this Second Supplemental Indenture shall be unlimited; provided that the Obligor complies with the provisions of this Second Supplemental Indenture. 
 SECTION 2.3 Maturity. The entire outstanding principal amount of the Senior Notes shall be payable on September 1, 2020. 

SECTION 2.4 Interest. The Senior Notes shall accrue interest at a rate of 3.950% per year. Interest shall accrue on the
Senior Notes from the most recent Interest Payment Date to or for which interest has been paid or duly provided for (or if no interest has been paid or duly provided for, from the Issue Date of the Senior Notes), payable semiannually in arrears on
March 1 and September 1 of each year, beginning on March 1, 2014. The Record Dates for payment of interest shall be February 15 and August 15 of each year. 

SECTION 2.5 Place of Payment. The place where the principal of (and premium, if any) and interest, if any, with respect to the
Senior Notes shall be payable shall be the Corporate Trust Office. 
 SECTION 2.6 Optional Redemption. 

(a) If the Obligor elects to redeem the Senior Notes pursuant to the optional redemption provisions of Section 2.6(i), it shall
furnish to the Trustee, at least 45 days but not more than 60 days before the Redemption Date, an Officer’s Certificate setting forth (1) the Redemption Date, and (2) the CUSIP and/or ISIN numbers of the Senior Notes. 

(b) If fewer than all the Senior Notes are to be redeemed, the particular Senior Notes to be redeemed shall be selected not more than 60
days prior to the Redemption Date by the Trustee from the Outstanding Senior Notes not previously called for redemption, by such method as the Trustee shall deem fair and appropriate, and may provide for the selection for redemption of portions
(equal to the minimum authorized denomination for the Senior Notes or any integral multiple thereof) of the principal amount of Senior Notes of a denomination larger than the minimum authorized denomination for the Senior Notes. 

(c) The Trustee shall promptly notify the Obligor in writing of the Senior Notes selected for redemption and, in the case of any Senior
Notes selected for partial redemption, the principal amount thereof to be redeemed. 
 (d) For all purposes of this Second
Supplemental Indenture, unless the context otherwise requires, all provisions relating to the redemption of Senior Notes shall relate, in the case of any Senior Note redeemed or to be redeemed only in part, to the portion of the principal of such
Senior Note which has been or is to be redeemed. 

  
 -4-

 (e) Notice of redemption to the Holders of Senior Notes to be redeemed as a whole or in part
at the option of the Obligor shall be given by first-class mail, postage prepaid, mailed not fewer than 30 nor more than 60 days prior to the Redemption Date, to each such Holder at such Holder’s last address appearing in the Security Register.
All notices of redemption shall state: 
 (i) the Redemption Date; 

(ii) the Redemption Price, or if not then ascertainable, the manner of calculating the Redemption Price; 

(iii) if fewer than all Outstanding Senior Notes are to be redeemed, the identification (and, in the case of partial
redemption, the respective principal amounts) of the Senior Notes to be redeemed from the Holder to whom the notice is given and that on and after the Redemption Date, upon surrender of such Senior Note, a new Senior Note or Senior Notes in the
aggregate principal amount equal to the unredeemed portion thereof shall be issued in accordance with Section 2.6(h); 
 (iv) that on the Redemption Date the Redemption Price shall become due and payable upon each Senior Note called for redemption, and that interest, if any, thereon shall cease to accrue from and after said
date; 
 (v) the place where Senior Notes called for redemption are to be surrendered for payment of the
Redemption Price, which shall be the office or agency maintained by the Obligor pursuant to Section 9.02 of the Indenture; 
 (vi) the name and address of the Paying Agent; 
 (vii) that the
Senior Notes called for redemption must be surrendered to the Paying Agent to collect the Redemption Price; and 

(viii) the CUSIP and/or ISIN number, and that no representation is made as to the correctness or accuracy of the CUSIP
and/or ISIN number, if any, listed in such notice or printed on the Senior Notes. 
 Notice of redemption of Senior Notes shall be given by the
Obligor or, at the Obligor’s request, by the Trustee in the name and at the expense of the Obligor. 
 (f) On or prior to
10 a.m., New York City time, on any Redemption Date, the Obligor shall deposit with the Trustee or with a Paying Agent (or, if the Obligor is acting as its own Paying Agent, segregate and hold in trust as provided in Section 9.03 of the
Indenture) an amount of money sufficient to pay the Redemption Price of, and accrued interest on, all the Senior Notes which are to be redeemed on that date. 
 (g) Notice of redemption having been given as aforesaid, the Senior Notes (or portions thereof) so to be redeemed shall, on the Redemption Date, become due and payable at the Redemption Price plus
accrued and unpaid interest to the Redemption Date therein specified and from and after such date (unless the Obligor shall default in the payment of the Redemption Price) such Senior Notes shall cease to bear interest. Upon surrender of such Senior
Notes for redemption in accordance with the notice, such Senior Notes shall be paid by the Obligor at the Redemption Price. Any installment of interest due and payable on or prior to the Redemption Date shall be payable to the Holders of such Senior
Notes registered as such on the relevant Record Date according to the terms and the provisions of 

  
 -5-

 
Section 2.06 of the Indenture. If any Senior Note called for redemption shall not be so paid upon surrender thereof for redemption, the principal shall, until paid, bear interest from the
Redemption Date at the rate prescribed therefor by the Senior Note. 
 (h) Any Senior Note that is to be redeemed only in part
shall be surrendered at the office or agency maintained by the Obligor pursuant to Section 9.02 of the Indenture (with, if the Obligor or the Trustee so requires, due endorsement by, or a written instrument of transfer in form satisfactory to
the Obligor and the Trustee duly executed by, the Holder thereof or the Holder’s attorney duly authorized in writing) and the Obligor shall execute and the Trustee shall authenticate and deliver to the Holder of such Senior Note without service
charge and at the expense of the Obligor, a new Senior Note or Senior Notes, of any authorized denomination as requested by such Holder in aggregate principal amount equal to and in exchange for the unredeemed portion of the principal of such Senior
Note so surrendered. 
 (i) The Obligor may redeem the Senior Notes at its option at any time in whole or in part. If the
Obligor elects to redeem the Senior Notes, it shall pay a Redemption Price equal to the greater of the following amounts, plus, in each case, accrued and unpaid interest thereon to, but not including, the Redemption Date: 

(i) 100% of the aggregate principal amount of the Senior Notes to be redeemed on the Redemption Date; or 

(ii) the sum of the present values of the Remaining Scheduled Payments. In determining the present values of the
Remaining Scheduled Payments the Obligor shall discount such payments to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at a discount rate equal to the Treasury Rate plus 0.30%.

 Any redemption pursuant to this Section 2.6(i) shall be made pursuant to the provisions of Section 2.6(a) through (h). 

SECTION 2.7 Change of Control Repurchase. 
 (a) If a Change of Control Repurchase Event occurs, unless the Obligor has exercised its right to redeem the Senior Notes as set forth in Section 2.6, the Obligor shall be required to make an offer
to each Holder of the Senior Notes to repurchase all or any part (in excess of $2,000 and in integral multiples of $1,000 in excess thereof) of that Holder’s Senior Notes at a repurchase price in cash equal to 101% of the aggregate principal
amount of the Senior Notes repurchased plus any accrued and unpaid interest on the Senior Notes repurchased to, but not including, the date of repurchase. 
 (b) Within 30 days following any Change of Control Repurchase Event or, at the option of the Obligor, prior to any Change of Control, but after the public announcement of the Change of Control, the
Obligor shall mail a notice to each Holder, with a copy to the Trustee, describing the transaction or transactions that constitute or may constitute the Change of Control Repurchase Event and offering to repurchase the Senior Notes on the payment
date specified in the notice, which date shall be no earlier than 30 days and no later than 60 days from the date such notice is mailed. The notice shall, if mailed prior to the date of consummation of the Change of Control, state that the offer to
purchase is conditioned on a Change of Control Repurchase Event occurring on or prior to the payment date specified in the notice. 
 (c) The Obligor shall comply with the requirements of Rule 14e-1 under the Exchange Act, and any other securities laws and regulations to the extent those laws and regulations are applicable in connection
with the repurchase of the Senior Notes as a result of a Change of Control 

  
 -6-

 
Repurchase Event. To the extent that the provisions of any securities laws or regulations conflict with this Section 2.7, the Obligor shall comply with the applicable securities laws and
regulations and shall not be deemed to have breached its obligations under this Section 2.7 by virtue of compliance with such securities laws or regulations. 
 (d) On the repurchase date following a Change of Control Repurchase Event, the Obligor shall, to the extent lawful: 
 (i) accept for payment all the Senior Notes or portions of the Senior Notes properly tendered pursuant to its offer; 

(ii) deposit with the Paying Agent an amount equal to the aggregate purchase price in respect of all the Senior Notes
or portions of the Senior Notes properly tendered; and 
 (iii) deliver or cause to be delivered to the
Trustee the Senior Notes properly accepted, together with an Officer’s Certificate stating the aggregate principal amount of Senior Notes being purchased by the Obligor. 
 (e) The Paying Agent shall promptly mail to each Holder of Senior Notes properly tendered the purchase price for the Senior Notes, and the Trustee shall promptly authenticate and mail (or cause to be
transferred by book-entry) to each Holder a new Senior Note equal in principal amount to any unpurchased portion of any Senior Notes surrendered. 
 (f) The Obligor shall not be required to make an offer to repurchase the Senior Notes upon a Change of Control Repurchase Event if a third party makes such an offer in the manner, at the times and
otherwise in compliance with the requirements for an offer made by the Obligor and such third party purchases all Senior Notes properly tendered and not withdrawn under its offer. 

(g) Should the Obligor choose to exercise its rights under Section 3.02 of the Indenture, it shall no longer be obligated to make an
offer to repurchase the Senior Notes following a Change of Control Repurchase Event. 
 SECTION 2.8 Issue Date. The Issue
Date of the Senior Notes is August 21, 2013. 
 SECTION 2.9 Issue Price. The issue price of the Senior Notes is
99.871% of the aggregate principal amount of the Senior Notes. 
 SECTION 2.10 Definitive and Global Notes. The Senior
Notes are issuable in whole or in part in the form of Global Notes and the Depositary for such Global Notes shall be DTC. 

SECTION 2.11 Denomination. The Senior Notes shall be issued in registered form in denominations of $2,000 and integral multiples
of $1,000 in excess thereof. 
 SECTION 2.12 Defeasance and Discharge of Covenants upon Deposit of Moneys, U.S. Government
Obligations. 
 (a) Sub-clause (b) of the first paragraph of Section 3.02 of the Indenture is hereby supplemented
to add after “9.07” thereof: 
 “and Section 2.7 of the Second Supplemental Indenture”

  
 -7-

 (b) The last sentence of the third to last paragraph of Section 3.02 of the Indenture
is hereby supplemented to add to the end thereof: 
 “and the Obligor shall no longer be obligated to make
an offer under Section 2.7 of the Second Supplemental Indenture upon the occurrence of a Change of Control.” 

SECTION 2.13 Events of Default. In addition to the Events of Default set forth in Section 4.01 of the Indenture, the Senior
Notes shall include the following additional Event of Default designated as clause (9) of such Section, which shall be deemed an Event of Default under Section 4.01 of the Indenture: 

“(9) a failure by the Obligor to repurchase Senior Notes tendered for repurchase following the occurrence of a Change
of Control Repurchase Event in conformity with Section 2.7 of the Second Supplemental Indenture.” 
 SECTION 2.14
Supplemental Indentures without Consent of Holders. Section 8.01 of the Indenture shall be amended by including the following additional clause, designated as clause (12) of such Section: 

“(12) to reflect the issuance of additional Notes as permitted by Section 2.01 and Section 2.02.”

 SECTION 2.15 Supplemental Indentures with Consent of Holders. Section 8.02 of the Indenture shall be amended by
deleting clause (4) thereof and replacing it as follows: 
 “(4) reduce the Redemption Price or the
repurchase price of any Senior Note, change the date on which any Senior Note is subject to redemption or repurchase or add redemption provisions to the Senior Notes;” 
 SECTION 2.16 Limitation on Liens. Section 9.06 of the Indenture shall be amended by: 
 (a) deleting clause (4) and substituting “[reserved]” therefor; 

(b) deleting clause (9)(ii) and replacing it with “$100 million.”; and 

(c) (c) including the following additional exception designated as clause (11) of such Section: 

“(11) liens existing on the date of the Second Supplemental Indenture.” 

[SIGNATURE PAGE FOLLOWS] 

  
 -8-

 
			
	BROADRIDGE FINANCIAL SOLUTIONS, INC.
		
	By:	 	 /s/ Dan Sheldon

	Name:	 	Dan Sheldon
	Title:	 	Vice President and Chief Financial Officer
	
	 U.S. BANK NATIONAL ASSOCIATION,
 as Trustee

		
	By:	 	 /s/ Rick Barnes

	Name:	 	Rick Barnes
	Title:	 	Vice President

 [Broadridge – Signature Page to Second Supplemental Indenture] 

 EXHIBIT A 
 Form of Senior Note 
 THIS IS A GLOBAL NOTE WITHIN THE MEANING OF THE
INDENTURE REFERRED TO HEREIN. 
 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST
COMPANY, A NEW YORK CORPORATION (“DTC”), NEW YORK, NEW YORK, TO THE OBLIGOR OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME
AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE
BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 

TRANSFERS OF THIS GLOBAL NOTE SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN PART, TO NOMINEES OF DTC OR TO A SUCCESSOR THEREOF OR
SUCH SUCCESSOR’S NOMINEE AND TRANSFERS OF PORTIONS OF THIS GLOBAL NOTE SHALL BE LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH IN THE INDENTURE REFERRED TO ON THE REVERSE HEREOF. 

			
	No. 001	  	$400,000,000

 3.950% Senior Note due 2020 
 CUSIP No. 11133TAB9 
 ISIN No. US11133TAB98 

BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation, promises to pay to Cede & Co., or registered assigns, the
principal sum listed on the Schedule of Increases or Decreases in Global Note attached hereto on September 1, 2020. 

Interest Payment Dates: March 1 and September 1, beginning on March 1, 2014. 

Record Dates: February 15 and August 15. 

 Additional provisions of this Senior Note are set forth on the other side of this Senior
Note. 
 IN WITNESS WHEREOF, the parties have caused this instrument to be duly executed. 

 

			
	BROADRIDGE FINANCIAL SOLUTIONS, INC.
		
	By:	 	  

		 	Name:
		 	Title:

 Dated: August 21, 2013 
  

			
	TRUSTEE’S CERTIFICATE OF AUTHENTICATION
	
	 U.S. BANK NATIONAL ASSOCIATION,
as Trustee, certifies that this is one
of

 the Senior Notes referred

 to in the Second Supplemental Indenture.

		
	By:	 	  

		 	Authorized Signatory

 [Broadridge – Signature Page to Global Note] 

 [REVERSE SIDE OF NOTE] 

SCHEDULE OF INCREASES OR DECREASES IN GLOBAL NOTE 
 The initial principal amount of this Global Note is $400,000,000. The following increases or decreases in this Global Note have been made: 

 

									
	 Date of Exchange
	  	Amount of decrease in
Principal 
Amount of
this Global Note	  	Amount of increase in
Principal
Amount of
this Global Note	  	Principal amount of this
Global Note
following
such decrease or increase	  	Signature of authorized
signatory of
Trustee

 3.950% Senior Notes due 2020 

 

	1.	Interest 

 BROADRIDGE
FINANCIAL SOLUTIONS, INC., a Delaware corporation (such corporation, and its successors and assigns under the Indenture hereinafter referred to, being herein called the “Obligor”), promises to pay interest on the principal amount of this
Senior Note at the rate per annum shown above. The Obligor shall pay interest semiannually on March 1 and September 1 of each year, beginning on March 1, 2014. The Record Dates for payment of interest shall be February 15 and
August 15 of each year. Interest on this Senior Note shall accrue from the most recent date to which interest has been paid or duly provided for or, if no interest has been paid or duly provided for, from August 21, 2013 until the
principal hereof is due. Interest shall be computed on the basis of a 360-day year of twelve 30-day months. 
  

	2.	Method of Payment 

 The
Obligor shall pay interest on this Senior Note (except defaulted interest) to the Persons who are registered Holders at the close of business on the Record Date. Holders must surrender this Senior Note to a Paying Agent to collect principal
payments. Payments in respect of this Senior Note represented by a Global Note (including principal, premium, if any, and interest) shall be made in immediately available funds to DTC or its nominees, as the case may be, as the Holder of such Global
Note. The Obligor shall make all payments in respect of any certificated Senior Note (including principal, premium, if any, and interest) at the office of the Paying Agent, except that, at the option of the Obligor, payment of interest may be made
by mailing a check to the registered address of each Holder thereof or, upon request of a Holder of at least $1,000,000 aggregate principal amount of Senior Notes, by wire transfer to an account located in the United States by the payee. 

 

	3.	Paying Agent and Registrar 

Initially, U.S. Bank National Association, a United States banking association (the “Trustee”), shall act as Paying Agent and
Registrar. The Obligor may act as Paying Agent. 
  

	4.	Indenture 

 The Obligor
issued this Senior Note under an Indenture dated as of May 29, 2007 (the “Base Indenture”), between the Obligor and the Trustee, as supplemented, and as further supplemented by the Second Supplemental Indenture, dated as of
August 21, 2013 (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). The terms of this Senior Note include those stated in the Indenture, and those made part of the Indenture by
reference to the Trust Indenture Act of 1939 (15 U.S.C. §§ 77aaa-77bbbb) as in effect on the date of the Indenture (the “TIA”). Terms defined in the Indenture and not defined herein have the meanings ascribed thereto in the
Indenture. This Senior Note is subject to all terms and provisions of the Indenture, and Holders (as defined in the Indenture) are referred to the Indenture and the TIA for a statement of such terms and provisions. In the event of a conflict between
any provision of this Senior Note and the Indenture, the Indenture shall govern such provision. 
 This Senior Note is a senior
unsecured obligation of the Obligor of which an unlimited aggregate principal amount may be at any one time Outstanding. The Indenture imposes certain limitations on the ability of the Obligor and its Significant Subsidiaries to, among other things,
create or incur Liens and enter into certain Sale-Leaseback Transactions. The Indenture also imposes limitations on the ability of the Obligor to consolidate or merge with or into any other Person or convey, transfer or lease all or substantially
all its property. 

	5.	Optional Redemption 

 The
Obligor may redeem this Senior Note at its option at any time in whole or in part. If the Obligor elects to redeem this Senior Note, it will pay a Redemption Price equal to the greater of the following amounts, plus, in each case, accrued and
unpaid interest thereon to, but not including, the Redemption Date: 
  

	 	•	 	 100% of the aggregate principal amount of this Senior Note; or 

 

	 	•	 	 the sum of the present values of the Remaining Scheduled Payments. In determining the present values of the Remaining Scheduled Payments the Obligor
shall discount such payments to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at a discount rate equal to the Treasury Rate plus 0.30%. 

 

	6.	Sinking Fund 

 This Senior
Note is not subject to any sinking fund. 
  

	7.	Notice of Redemption 

 If
the Obligor elects to redeem this Senior Note, it shall furnish the Trustee, at least 45 days but not more than 60 days before the Redemption Date, an Officer’s Certificate setting forth (1) the Redemption Date and (2) the CUSIP
and/or ISIN numbers of this Senior Note. 
 Notice of redemption to the Holders of this Senior Note at the option of the Obligor
shall be given by first-class mail, postage prepaid, mailed not fewer than 30 nor more than 60 days prior to the Redemption Date to each such Holder at such Holder’s last address appearing in the Senior Note Register. 

 

	8.	Repurchase of this Senior Note at the Option of Holders upon Change of Control Repurchase Event 

If a Change of Control Repurchase Event occurs, unless the Obligor has exercised its right to redeem this Senior Note as described in the
Indenture, the Obligor will be required to make an offer to each Holder of this Senior Note to repurchase all or any part (in excess of $2,000 and in integral multiples of $1,000 in excess thereof) of the applicable percentage of this Senior Note at
a repurchase price in cash equal to 101% of the aggregate principal amount of such percentage of this Senior Note plus any accrued and unpaid interest on this Senior Note repurchased to, but not including, the date of repurchase, as provided
in, and subject to the terms of, the Indenture. 
  

	9.	Denominations; Transfer; Exchange 

 Senior Notes may be issued in registered form in denominations of $2,000 and integral multiples of $1,000 in excess thereof. A Holder may transfer or exchange this Senior Note in accordance with the
Indenture. Upon any transfer or exchange, the Obligor and the Trustee may require a Holder, among other things, to furnish appropriate endorsements or transfer documents and to pay any taxes required by law or permitted by the Indenture. The Obligor
need not register the transfer of or exchange this Senior Note if selected for redemption (except, in the event it will be redeemed in part, the portion not to be redeemed) or to transfer or exchange this Senior Note for a period of 15 days prior to
a selection of Senior Notes to be redeemed. 

	10.	Persons Deemed Owners 

With certain exceptions, the registered Holder of this Senior Note may be treated as the owner of it for all purposes. 

 

	11.	Unclaimed Money 

 If money
for the payment of principal or interest, if any, remains unclaimed for two years, the Trustee shall pay the money back to the Obligor at its request. After any such payment, Holders entitled to the money must look to the Obligor for payment as
unsecured general creditors and the Trustee and the Paying Agent shall have no further liability with respect to such monies. 
  

	12.	Discharge and Defeasance 

Subject to certain conditions, the Obligor at any time may terminate some of or all its obligations under this Senior Note and the
Indenture if the Obligor deposits with the Trustee U.S. dollars or non-callable U.S. Government Obligations for the payment of principal of, premium, if any, and interest on, this Senior Note to redemption or maturity, as the case may be.

  

	13.	Amendment, Waiver 

Subject to certain exceptions set forth in the Indenture, (i) the Indenture may be amended under certain circumstances with the
written consent of the Holders of at least a majority in aggregate principal amount of the Outstanding Senior Notes and (ii) certain defaults may be waived with the written consent of the Holders of at least a majority in principal amount of
the Outstanding Senior Notes. Subject to certain exceptions set forth in the Indenture, without the consent of the Holders of any Senior Notes, the Obligor and the Trustee may amend the Indenture: (i) to evidence the succession of another
Person to the Obligor and the assumption by any such successor of the covenants of the Obligor under the Indenture and the Senior Notes; (ii) to add to the covenants of the Obligor for the benefit of Holders of the Senior Notes or to surrender
any right or power conferred upon the Obligor; (iii) to add any additional events of default for the benefit of Holders of the Senior Notes; (iv) to add to or change any of the provisions of the Indenture as necessary to permit or
facilitate the issuance of Senior Notes in bearer form, registrable or not registrable as to principal, and with or without interest coupons, or to permit or facilitate the issuance of Senior Notes in uncertificated form; (v) to secure the
Senior Notes; (vi) to add or appoint a successor or separate Trustee; (vii) to cure any ambiguity, defect or inconsistency; (viii) to supplement any of the provisions of the Indenture as necessary to permit or facilitate the
defeasance and discharge of Senior Notes; provided that the interests of the holders of the Senior Notes are not adversely affected in any material respect; (ix) to make any other change that would not adversely affect the Holders of the
Senior Notes; (x) to make any change necessary to comply with any requirement of the Commission in connection with the qualification of the Indenture or any supplemental Indenture under the TIA; (xi) to conform the Indenture to the section
entitled “Description of notes” in the prospectus supplement dated August 14, 2013 relating to the Senior Notes; and (xii) to reflect the issuance of additional Notes as permitted by Section 2.01 and Section 2.02 of the
Indenture. 
  

	14.	Defaults and Remedies 

 If
any Event of Default (other than an Event of Default relating to certain events of bankruptcy, insolvency or reorganization of the Company) with respect to this Senior Note occurs and is 

 
continuing, then either the Trustee or the Holders of not less than 25% in aggregate principal amount of the Outstanding Senior Notes may declare the principal of all Outstanding Senior Notes,
and the interest to the date of acceleration, if any, accrued thereon, to be immediately due and payable by notice in writing to the Obligor (and to the Trustee if given by Holders) specifying the Event of Default. If an Event of Default relating to
a merger or certain events of bankruptcy, insolvency or reorganization of the Company occurs, then the principal amount of all the Senior Notes then Outstanding and interest accrued thereon, if any, shall become and be immediately due and payable
without any declaration or other act on the part of the Trustee or the Holders of the Senior Notes, to the full extent permitted by applicable law. 
 Under certain circumstances, the Holders of a majority in principal amount of the Outstanding Senior Notes may rescind any such acceleration with respect to the Senior Notes and its consequences.

 No Holder of this Senior Note may institute any action, unless and until: (i) such Holder has given the Trustee written
notice of a continuing Event of Default with respect to the Senior Notes; (ii) the Holders of at least 25% in aggregate principal amount of the Outstanding Senior Notes have made a written request to the Trustee to institute proceedings in
respect of such Event of Default in its own name as Trustee hereunder; (iii) such Holder or Holders has or have offered the Trustee such reasonable indemnity against the costs, expenses and liabilities to be incurred in compliance with such
request; (iv) the Trustee has failed to institute any such proceeding for 60 days after its receipt of such notice, request and offer of indemnity; and (v) no inconsistent direction has been given to the Trustee during such 60-day period
by the Holders of a majority in aggregate principal amount of the Outstanding Senior Notes. 
  

	15.	Trustee Dealings with the Obligor 

 Subject to certain limitations imposed by the TIA, the Trustee under the Indenture, in its individual or any other capacity, may become the owner or pledgee of this Senior Note and may otherwise deal with
the Obligor with the same rights it would have if it were not Trustee. 
  

	16.	Authentication 

 This
Senior Note shall not be valid until an authorized signatory of the Trustee (or an authenticating agent) manually signs the certificate of authentication on the other side of this Senior Note. 

 

	17.	Governing Law 

 THIS
SENIOR NOTE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, WITHOUT GIVING EFFECT TO RULES GOVERNING THE CONFLICTS OF LAW. 
  

	18.	CUSIP and ISIN Numbers 

The Obligor has caused CUSIP and ISIN numbers to be printed on this Senior Note and has directed the Trustee to use CUSIP and ISIN numbers
in notices of redemption as a convenience to Holders. No representation is made as to the accuracy of such numbers either as printed on this Senior Note or as contained in any notice of redemption and reliance may be placed only on the other
identification numbers placed thereon. 
 The Obligor shall furnish to any Holder of this Senior Note upon written request
and without charge to the Holder a copy of the Indenture which has in it the text of this Senior Note.

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