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Non-Employee Director Compensation Policy

 EXHIBIT 10.1 
 NeoPhotonics Corporation 
 Non-Employee Director Compensation Policy

 Effective: April 1, 2011 
 Each member of the Board of Directors (the “Board”) who is not also serving as an employee of NeoPhotonics Corporation (“NeoPhotonics”) or any of its subsidiaries (each such member, a
“Director”) will receive the following compensation for his or her Board service: 
 Annual Cash Compensation 

The annual cash compensation amount set forth below is payable in equal quarterly installments, payable in arrears on the last day of each fiscal quarter
in which the service occurred. The meeting fees set forth below are payable on the last day of each fiscal quarter in which the service occurred. If a Director joins the Board at a time other than effective as of the first day of a fiscal quarter,
each annual retainer/fee set forth below will be pro-rated based on days served in the applicable fiscal year, with the pro-rated amount paid for the first fiscal quarter in which the Director provides the service, and regular full quarterly
payments thereafter. All annual cash fees are vested upon payment; meeting fees are vested upon the date of the meeting. 
  

	1.	Annual Board Service Retainer: 

  

	 	a.	Chairman of the Board: $36,000 

  

	 	b.	All other Directors: $36,000 

  

	2.	Annual Committee Chair Service Fee: 

  

	 	a.	Chairman of the Audit Committee: $24,000 

  

	 	b.	Chairman of the Compensation Committee: $9,000 

  

	 	c.	Chairman of the Nominating & Corporate Governance Committee: $9,000 

	3.	Annual Committee Member (non-Chair) Service Fee: 

  

	 	a.	Audit Committee: $12,000 

  

	 	b.	Compensation Committee: $6,000 

  

	 	c.	Nominating & Corporate Governance Committee: $6,000 

  

	4.	Meeting Fees: 

  

	 	a.	Meeting fee for member of the Technical Advisory Board: 

  

	 	•	 	 $5,000 per regular meeting if the meeting requires long distance travel (i.e. >1 day) 

 

	 	•	 	 $2,500 per regular meeting if the meeting does not require such travel (i.e. <1 day for a conference call meeting) 

 

	 	b.	Meeting fee for Lead Director: 

  

	 	•	 	 $1,000 per regular meeting (expected to be $5,000 per year assuming one meeting per quarter plus one annual plan meeting) 

Equity Compensation 
 The equity
compensation set forth below will be granted under the NeoPhotonics Corporation 2010 Equity Incentive Plan (the “Plan”), subject to the shareholders’ approval of the Plan. All stock options granted under this policy will be
non-statutory stock options, with an exercise price per share equal to 100% of the Fair Market Value (as defined in the Plan) of the underlying NeoPhotonics common stock on the date of grant, and a term of ten (10) years from the date of grant
(subject to earlier termination in connection with a termination of service as provided in the Plan). 
 1. Initial Grant: On the date of
the Director’s initial election to the Board (or, if such date is not a market trading day, the first market trading day thereafter), the Director will be automatically, and without further action by the Board, granted a stock option for a
number of shares equal to (i) $100,000 divided by (ii) the Fair Market Value of a share of NeoPhotonics common stock on the date of grant, rounded down for any partial share. Such option will vest in forty-eight (48) equal monthly
installments from the grant date, such that the option is fully vested on the fourth anniversary of the date of grant, subject to the Director’s Continuous Service (as defined in the Plan). A Director who, in the one year prior to his or her
initial election to serve on the Board as a non-employee director, served as an employee of NeoPhotonics or one of its subsidiaries will not be eligible for an initial grant. 

 2. Annual Grant: On the date of each NeoPhotonics annual shareholder meeting held after the effective
date of the Company’s initial public offering, each Director will be automatically, and without further action by the Board, granted a stock option for a number of shares equal to (i) $50,000 divided by (ii) the Fair Market Value of a
share of NeoPhotonics common stock on the date of grant, rounded down for any partial share. Such option will vest in twenty-four (24) equal monthly installments from the date of grant, such that the option is fully vested on the second
anniversary of the date of grant, subject to the Director’s Continuous Service.2011 Executive Officer Cash Compensation Arrangements

 EXHIBIT 10.2 
 2011 EXECUTIVE OFFICER CASH COMPENSATION ARRANGEMENTS 
 On June 23, 2011, the
Compensation Committee of the Board of Directors (the “Committee”) of NeoPhotonics Corporation (the “Company”) approved an increase to the annual base salaries, effective May 16, 2011, for the following named executive
officers of the Company: 
  

					
	 Named Executive Officer
	  	Base Salary
Effective
May 16, 2011	 
	 Timothy S. Jenks, President and Chief Executive Officer
	  	$	337,920	  
	 Dr. Raymond Cheung, Vice President and Chief Operating Officer
	  	$	299,605	  
	 James D. Fay, Vice President and Chief Financial Officer
	  	$	291,840	  
	 Benjamin L. Sitler, Vice President of Global Sales
	  	$	231,424	  
	 Dr. Wupen Yuen, Vice President of Product Development and Engineering
	  	$	220,160	  

 Approval of Compensation Arrangements for Chief Executive Officer 

The Committee approved the following compensation arrangement for Mr. Timothy S. Jenks, the Company’s President and Chief Executive
Officer: a bonus of $25,000 payable in cash for services performed. 
 Approval of Compensation Arrangements for Chief Financial Officer

 The Committee approved the following compensation arrangement for Mr. James D. Fay, the Company’s Vice President and
Chief Financial Officer: a bonus of $12,500 payable in cash for services performed.Seventh Amendment to Lease Agreement

 Exhibit 10.1 
 AMENDMENT NO. 7 TO LEASE 
 THIS AGREEMENT made this 22nd day
of July, 2011, by and between EWE WAREHOUSE INVESTMENTS V, LTD., as Lessor and MERRIMACK SERVICES CORPORATION dba PC CONNECTION SERVICES, as Lessee located at 2841-2931 Old State Route 73, Wilmington, Ohio 45177. 

WITNESSETH: 

WHEREAS, Lessor and Lessee entered into a Lease dated May 13, 1993, as amended June 19, 2001, April 24,
2003, November 11, 2006, October 13, 2009, February 5, 2010 and May 20, 2010, and 
 WHEREAS,
the Lessor and Lessee desire to amend the Lease of approximately 102,400 square feet to extend the term and revise rent. 
 NOW
THEREFORE, the Lease is amended as follows. 
 1. Article 1. TERM. shall be revised as follows. 

Effective December 1, 2011, the term of this Lease shall be extended for an additional one (1) year, for a total term of
nineteen (19) years, two (2) months, commencing October 1, 1993 and ending November 30, 2012, both dates inclusive. 
 2. Lessee warrants that Lessee has accepted and is now in possession of the Leased Premises and that the Lease is valid and presently in full force and effect. Lessee accepts the Premises in its present
“as is” condition. 
 3. Article 3. RENT. shall be revised as follows. 

For the period commencing December 1, 2011 and ending November 30, 2012, the Lessee shall pay to the Lessor as Annual Rent for
the Leased Premises the sum of FOUR HUNDRED SIXTY-ONE THOUSAND EIGHT HUNDRED TWENTY-THREE AND 96/100 DOLLARS ($461,823.96) which shall be paid in equal monthly installments of THIRTY-EIGHT THOUSAND FOUR HUNDRED EIGHTY-FIVE AND 33/100 DOLLARS
($38,485.33), due and payable on the first day of each month, in advance, without demand. 

  
 1 

 Checks should be made payable to EWE Warehouse Investments V, Ltd. and
sent c/o Easton & Associates, 10165 N.W. 19th
Street, Miami, Florida 33172. Said rent shall be paid to the Lessor, or to the duly authorized agent of the Lessor, at its office during business hours. If the commencement date of this Lease is other than the first day of the month, any rental
adjustment or additional rents hereinafter provided for shall be prorated accordingly. The Lessee will pay the rent as herein provided, without deduction whatsoever, and without any obligation of the Lessor to make demand for it. Any installment of
rent accruing hereunder and any other sum payable hereunder, if not paid when due, shall bear interest at the rate of eighteen percent (18%) per annum until paid. 
 4. Except as expressly amended herein, all other terms and conditions of the Lease remain in full force and effect. 
 IN WITNESS WHEREOF, the Lessor and Lessee have affixed their signatures to duplicates of this Amendment, this 22nd day of July, 2011, as to Lessee and this 27th day of
July, 2011, as to Lessor. 
  

									
	Signed and acknowledged	 	Lessor:	 	EWE WAREHOUSE INVESTMENTS V, LTD.
	in the presence of:	 		 	By:	 	MV Realty, Inc.
		 		 	Its:	 	Managing Agent
				
	 /S/    KELLI L.
WILSON        
	 		 	By: 	 	 /S/    BARBARA J.
GILMORE        

		 		 		 	Barbara J. Gilmore
	 KELLI L. WILSON
	 		 		 	Authorized Signer
	Print Name	 		 		 	
				
	 /S/    KATHLEEN
NELMS        
	 		 		 	
				
	 KATHLEEN NELMS
	 		 		 	
	Print Name	 		 		 	
			
		 	 LESSEE: 
	 	 MERRIMACK SERVICES CORPORATION

		 		 	dba PC CONNECTION SERVICES
				
	 /S/    LINDA
JACKSON        
	 		 	By: 	 	 /S/    ROBERT A.
PRATT        

	  
 LINDA
JACKSON
	 		 	Title: 	 	 VP Facilities&Site Services

 

	Print Name	 		 		 	
				
	 /S/    MICHELLE
GAUTHIER        
	 		 		 	
				
	 MICHELLE GAUTHIER
	 		 		 	
	Print Name	 		 		 	

  
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 STATE OF OHIO, COUNTY OF MONTGOMERY, SS: 

The foregoing instrument was acknowledged before me this 27th day of July, 2011, by Barbara J. Gilmore, Authorized
Signer of MV Realty, Inc., Managing Agent of EWE WAREHOUSE INVESTMENTS V, LTD., on behalf of said company. 
  

	
	 /S/    SHARON L.
RISLUND        

	Notary Public

 STATE OF NH, COUNTY OF Hillsborough, SS: 

The foregoing instrument was acknowledged before me this 22nd day of July, 2011, by Robert Pratt, the VP
of Facilities of MERRIMACK SERVICES CORPORATION dba PC CONNECTION SERVICES, a corporation on behalf of said corporation. 
  

	
	 /S/    DOLORES R
COLLINS        

	NOTARY PUBLIC

  
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