Document:

Retention Incentive Program

 
EXHIBIT 10.46

APPLIED IMAGING, CORP. 
 
RETENTION INCENTIVE PROGRAM 
 
EFFECTIVE OCTOBER 19, 2001 
(as amended on February 13, 2002) 
 

	I.	 	ABOUT THE PLAN 

 
The Applied Imaging, Corp. Retention Incentive Program (the “Program”) has been established for eligible Participants of Applied Imaging, Corp.,
a Delaware corporation, (the “Company”) in order to provide appropriate retention incentives to key officers and directors. 
 
A Retention Bonus (if any) paid to you under the Program is in addition to any other incentives, pay or other benefits to which you may be entitled
from the Company. 
 

	II.	 	ELIGIBILITY 

 
You are eligible to participate in the Program (that is, to become a “Participant”) if one of the following conditions is satisfied:

 

	•	 	you are an Officer, or 

 

	•	 	you are an Outside Director. 

 

	III.	 	QUALIFYING FOR A RETENTION BONUS 

 

	 	A.	 	General Rules 

 
You will be eligible for a Retention Bonus under the Program only if you are a Participant upon the occurrence of a Triggering Event, Subsequent
Triggering Event or if you are Involuntarily Terminated. 
 

	 	B.	 	Cessation of Status as a Participant 

 
You will cease being a Participant, and will therefore not be entitled to receive any Retention Bonus under the Program, immediately upon the first date
on which you: 
 

	•	 	receive your full Retention Bonus under this Program; 

 

	•	 	voluntarily terminate employment with the Company; 

 

	•	 	are terminated for Cause by the Company. 

 

 

	 	C.	 	Triggering Event 

 
A Triggering Event occurs on a Change of Control. 
 

	 	D.	 	Subsequent Triggering Event 

 
A Subsequent Triggering Event occurs upon any of the following: 
 

	•	 	the six (6) month anniversary following a Change of Control; or 

 

	•	 	an Involuntary Termination. 

 

	 	E.	 	Qualification Limitation 

 
No Participant shall be entitled to receive a Retention Bonus as both an Outside Director and as an Employee. 
 

	IV.	 	AMOUNT OF YOUR RETENTION BONUS 

 
The amount of your Retention Bonus will be as follows: 
 

	•	 	in the event you are an Outside Director, upon the occurrence of a (i) Triggering Event you will be entitled to receive $50,000 and/or (ii) Subsequent Triggering
Event you will be entitled to receive $50,000; or 

 

	•	 	in the event you are an Officer, upon the occurrence of a (i) Triggering Event you will be entitled to receive a payment equal to fifty percent (50%) of your annual
base salary as is in effect upon the date of the Triggering Event; and/or (ii) Subsequent Triggering Event you will be entitled to a payment equal to fifty percent (50%) of your annual base salary as is in effect upon the date of the Triggering
Event. 

 

	V.	 	TAXATION OF BENEFITS 

 
Your Retention Bonus is ordinary income for tax purposes and will be subject to withholding taxes. At the time of payment of your Retention Bonus, the
Company will deduct applicable withholding taxes. 
 

	VI.	 	ADMINISTRATION 

 
The Administrator shall have the exclusive discretion and authority to establish rules, forms, and procedures for the administration of the Program, and
to construe and interpret the Program and to decide any and all questions of fact, interpretation, definition, computation or administration arising in connection with the operation of the Program, including, but not limited to, the eligibility to
participate in the Program and amount of the Retention Bonus payable under the 
 

Program. The rules, interpretations, computations and other actions of the Administrator shall be binding
and conclusive on all persons. 
 

	VII.	 	AMENDMENT, MODIFICATION AND TERMINATION 

 
The Administrator expressly reserves the right to amend, modify or terminate the Program, including whether to pay a Retention Bonus provided by the
Program upon the occurrence of a Triggering Event or Subsequent Triggering Event, at any time and for any reason; provided; however, that no such amendment, modification or termination shall affect the right of a Participant to receive any Retention
Bonus upon or following the occurrence of a Change of Control, unless expressly consented to in writing between the Company and the Participant. 
 

	VIII.	 	AT WILL EMPLOYMENT 

 
The Program is neither intended to confer upon any Participant any right with respect to continuing the Participant’s relationship as an Employee or
Director with the Company, nor shall it interfere in any way with an Officer’s right or the Company’s right to terminate such relationship at any time, with or without cause, and with or without notice. 
 

	IX.	 	NO ASSIGNMENT OR TRANSFER BY PARTICIPANT 

 
None of the rights, benefits, obligations or duties under the Program may be assigned or transferred by any Participant. 
 

	X.	 	GOVERNING LAW 

 
The Plan and this Option Agreement constitute the entire agreement of the parties with respect to the subject matter hereof. This Agreement is governed by
the internal substantive laws but not the choice of law rules of the State of California. 
 

	XI.	 	BINDING ON SUCCESSORS 

 
This Agreement will be binding on any Successor of the Company. Any Successor of the Company will be deemed substituted for the Company under the terms of
this Agreement for all purposes. 
 

 
DEFINITIONS 
 
“Administrator” means the Board or the board of directors of a Successor. 
 
“Board” means the board of directors of the Company. 
 
“Cause” means (i) any act of personal dishonesty taken by the Employee in connection with his responsibilities as an employee which is
intended to result in substantial personal enrichment of the Employee, (ii) Employee’s conviction of a felony that the Board reasonably believes has had or will have a material detrimental effect on the Company’s reputation or business,
(iii) a willful act by the Employee which constitutes misconduct and is injurious to the Company, or (iv) continued willful violations by the Employee of the Employee’s obligations to the Company after there has been delivered to the Employee a
written demand for performance from the Company which describes the basis for the Company’s belief that the Employee has not substantially performed his duties. 
 
“Change of Control” means the occurrence of any of the following events: (ii) the approval by shareholders
of the Company of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent
(either by remaining outstanding or by being converted into voting securities of the surviving entity) more than fifty percent (50%) of the total voting power represented by the voting securities of the Company or such surviving entity outstanding
immediately after such merger or consolidation; (ii) the approval by the shareholders of the Company of a plan of complete liquidation of the Company or an agreement for the sale or disposition by the Company of all or substantially all of the
Company’s assets; (iii) any “person” (as such term is used in Sections 13(d) and 14(d) of the Securities Exchange Act of 1934, as amended) becoming the “beneficial owner” (as defined in Rule 13d-3 under said Act), directly
or indirectly, of securities of the Company representing 50% or more of the total voting power represented by the Company’s then outstanding voting securities; or (iv) a change in the composition of the Board, as a result of which fewer than a
majority of the Directors are Incumbent Directors. 
 
“Director” means a member of the Company’s Board. 
 
“Employee” means any person employed by the Company or any Parent or Subsidiary of the Company. The payment of a Director’s fee by the Company shall not be sufficient in and of itself to constitute
“employment” by the Company. 
 
“Incumbent
Directors” means directors who either (A) are directors of the Company as of the date hereof, or (B) are elected, or nominated for election, to the Board with the affirmative votes of at least a majority of those directors whose election or
nomination was not in connection with any transactions described in subsections (i), (ii), or (iii) or in connection with an actual or threatened proxy contest relating to the election of directors of the Company. 
 
“Involuntary Termination” means: (i) without the
Employee’s express written consent, a significant reduction of the Employee’s duties, position or responsibilities relative to the Employee’s duties, position or responsibilities in effect immediately prior to such reduction, or

 

the removal of the Employee from such position, duties and responsibilities, unless the Employee is
provided with comparable duties, position and responsibilities; provided, however, that a reduction in duties, position or responsibilities solely by virtue of the Company being acquired and made part of a larger entity (as, for example, when the
Chief Financial Officer of the Company remains as such following a Change of Control but is not made the Chief Financial Officer of the acquiring corporation) shall not constitute an “Involuntary Termination;” (ii) without the
Employee’s express written consent, a substantial reduction, without good business reasons, of the facilities and perquisites (including office space and location) available to the Employee immediately prior to such reduction; (iii) following a
Change of Control, without the Employee’s express written consent, a reduction by the Company of the Employee’s base salary as in effect immediately prior to such reduction; (iv) following a change of control, without the Employee’s
express written consent, a material reduction by the Company in the kind or level of employee benefits to which the Employee is entitled immediately prior to such reduction with the result that the Employee’s overall benefits package is
significantly reduced; (v) following a change of control, without the Employee’s express written consent, the relocation of the Employee to a facility or a location more than thirty-five (35) miles from his current location; (vi) any purported
termination of the Employee by the Company which is not effected for Cause or for which the grounds relied upon are not valid; (vii) the removal of an Outside Director from the board of directors of the Company or the unwillingness of the Successor
to make the Outside Director a member of Successor’s board of directors; or (viii) the failure of the Company to obtain the assumption of this Agreement by any Successor. 
 
“Officer” means an Employee who is a vice-president, president or chief executive officer of the Company.

 
“Outside Director” means a Director who is not
an Employee of the Company. 
 
“Parent” means a
“parent corporation,” whether now or hereafter existing, as defined in Section 424(e) of the Internal Revenue Code of 1986, as amended. 
 
“Participant” has the meaning as set forth in section II herein. 
 
“Retention Bonus” means the monetary benefit that you may be entitled to receive pursuant to the Program.

 
“Subsidiary” means a “subsidiary
corporation,” whether now or hereafter existing, as defined in Section 424(f) of the Internal Revenue Code of 1986, as amended. 
 
“Successor” means any person, firm, corporation or other business entity which at any time, whether by purchase, merger or otherwise,
directly or indirectly acquires all or substantially all of the assets or business of the Company.<PAGE>

                                                                   Exhibit 10.46

                Summary of New Option Grants to Donald J. Listwin
                -------------------------------------------------

     On August 7, 2002, Mr. Listwin cancelled all of his remaining stock
options, which options collectively represented the right to purchase 5.3
million shares of the Company's common stock. On February 10, 2003, the Company
granted Mr. Listwin new options to purchase a total of 5.3 millions shares of
the Company's common stock, all with an exercise price equal to fair market
value on the date of grant. The new options were granted in four separate grants
for administrative reasons and, in aggregate, represent a right to purchase 5.3
million shares of the Company's common stock. All of the grants were made on the
same day and with the terms indicated on the four attached Notices of Option
Grant.

<PAGE>
--------------------------------------------------------------------------------
Notice of Stock Option Grant

Donald Listwin                                           Openwave Systems Inc.
1400 Seaport Blvd.                                       ID: 94-3219054
Redwood City, CA  94063                                  1400 Seaport Blvd.
                                                         Redwood City, CA  94063

--------------------------------------------------------------------------------

You have been granted a stock option (this "Option") to purchase shares in the
Common Stock of Openwave Systems Inc. as detailed below:

This Notice of Stock Option Grant ("Notice"), together with the Plan document
and the corresponding Stock Option Agreement (collectively, the "Stock Option
Documents") delivered to you with this Notice, and in effect as of the Date of
Grant, contain the terms of your Option, subject to the vesting acceleration
provisions set forth in that certain Amended and Restated Employment Agreement
dated January 20, 2003 between you and the Company (the "Employment Agreement").
The Plan, the Stock Option Agreement, and the Employment Agreement are hereby
incorporated by reference and made a part hereof. *By signing below, you agree
to all of the terms of the Stock Option Documents.

Option Number:                                       011214
Plan:                                                2001
Date of Grant:                                       2/10/2003
Vesting Commencement Date:                           2/11/2003
Exercise Price per Share:                            $1.19
Total Number of Shares Granted:                      884,250
Total Exercise Price:                                $1,052,257.50
Type of Option:                                      Non-Qualified
Term:                                                10 years
Expiration Date:                                     2/10/2013

--------------------------------------------------------------------------------
Vesting Schedule:

Subject to the Optionee continuing to be a Service Provider on such dates, this
Option shall vest and become exercisable as follows, unless vesting is
accelerated in accordance with the Employment Agreement:

     o    534,237 shares shall vest on 2/11/03;

     o    the remaining 350,013 shares shall vest at the rate of 1/19th monthly
          commencing on 3/11/03 and ending on 9/11/04.

--------------------------------------------------------------------------------
Termination Period:

This Option to the extent then exercisable may be exercised for a period of 3
months after termination of your employment or consulting relationship except as
otherwise provided in the Stock Option Agreement or the Employment Agreement
(which under certain circumstances provides you with a one year period of time
after termination of your

<PAGE>

employment (but in no event later than the Expiration Date) to exercise this
Option to the extent then vested. You are responsible for keeping track of these
exercise periods. The Company has no duty to provide and will not provide
further notice of such periods.

--------------------------------------------------------------------------------
Acknowledgements and Agreements:

By signing below, you agree to each of the following terms:

     a)   you have received and read a copy of the Stock Option Documents, under
          which the Option is granted and governed (which documents include this
          Notice);

     b)   you have reviewed the Stock Option Documents in their entirety;

     c)   you have had an opportunity to obtain the advice of counsel prior to
          executing this Notice;

     d)   you fully understand all provisions of the Stock Option Documents;

     e)   you hereby agree to accept as binding, conclusive and final all
          decisions or interpretations of the Administrator upon any questions
          arising under the Stock Option Documents;

     f)   your rights to any shares underlying this Option will be earned only
          over time as you provide services to the Company;

     g)   the grant of the Option is not consideration for services you rendered
          to the Company prior to your Vesting Commencement Date;

     h)   nothing in the Stock Option Documents confers upon you any right to
          continue your employment or consulting relationship with the Company
          for any period of time, nor does it interfere in any way with your
          right or the Company's right to terminate that relationship at any
          time, for any reason, with or without cause.

          You may execute this Notice by returning an original or by facsimile
          (which shall have the same force and effect as the original).

*Capitalized terms not defined in this Notice have the meanings given to them in
the Plan and Stock Option Agreement.

OPTIONEE:                                   OPENWAVE SYSTEMS INC.

--------------------------                  ----------------------
Donald Listwin                              Steve Peters
                                            Vice President and General Counsel

Date:
      --------------------

<PAGE>

--------------------------------------------------------------------------------
Notice of Stock Option Grant

Donald Listwin                                           Openwave Systems Inc.
1400 Seaport Blvd.                                       ID: 94-3219054
Redwood City, CA  94063                                  1400 Seaport Blvd.
                                                         Redwood City, CA  94063

--------------------------------------------------------------------------------

You have been granted a stock option (this "Option") to purchase shares in the
Common Stock of Openwave Systems Inc. as detailed below:

This Notice of Stock Option Grant ("Notice"), together with the Plan document
and the corresponding Stock Option Agreement (collectively, the "Stock Option
Documents") delivered to you with this Notice, and in effect as of the Date of
Grant, contain the terms of your Option, subject to the vesting acceleration
provisions set forth in that certain Amended and Restated Employment Agreement
dated January 20, 2003 between you and the Company (the "Employment Agreement").
The Plan, the Stock Option Agreement, and the Employment Agreement are hereby
incorporated by reference and made a part hereof. *By signing below, you agree
to all of the terms of the Stock Option Documents.

Option Number:                                       011212
Plan:                                                OP96
Date of Grant:                                       2/10/2003
Vesting Commencement Date:                           2/11/2003
Exercise Price per Share:                            $1.19
Total Number of Shares Granted:                      1,831,934
Total Exercise Price:                                $2,180,001.46
Type of Option:                                      Non-Qualified
Term:                                                10 years
Expiration Date:                                     2/10/2013

--------------------------------------------------------------------------------
Vesting Schedule:

Subject to the Optionee continuing to be a Service Provider on such dates, this
Option shall vest and become exercisable as follows, unless vesting is
accelerated in accordance with the Employment Agreement:

     o    1,157,570 shares shall vest on 2/11/03;

     o    the remaining 674,364 shares shall vest at the rate of 1/19th monthly
          commencing on 3/11/03 and ending on 9/11/04.

--------------------------------------------------------------------------------
Termination Period:

This Option to the extent then exercisable may be exercised for a period of 3
months after termination of your employment or consulting relationship except as
otherwise provided in the Stock Option Agreement or the Employment Agreement
(which under certain

<PAGE>

circumstances provides you with a one year period of time after termination of
your employment (but in no event later than the Expiration Date) to exercise
this Option to the extent then vested. You are responsible for keeping track of
these exercise periods. The Company has no duty to provide and will not provide
further notice of such periods.

--------------------------------------------------------------------------------
Acknowledgements and Agreements:

By signing below, you agree to each of the following terms:

     i)   you have received and read a copy of the Stock Option Documents, under
          which the Option is granted and governed (which documents include this
          Notice);

     j)   you have reviewed the Stock Option Documents in their entirety;

     k)   you have had an opportunity to obtain the advice of counsel prior to
          executing this Notice;

     l)   you fully understand all provisions of the Stock Option Documents;

     m)   you hereby agree to accept as binding, conclusive and final all
          decisions or interpretations of the Administrator upon any questions
          arising under the Stock Option Documents;

     n)   your rights to any shares underlying this Option will be earned only
          over time as you provide services to the Company;

     o)   the grant of the Option is not consideration for services you rendered
          to the Company prior to your Vesting Commencement Date;

     p)   nothing in the Stock Option Documents confers upon you any right to
          continue your employment or consulting relationship with the Company
          for any period of time, nor does it interfere in any way with your
          right or the Company's right to terminate that relationship at any
          time, for any reason, with or without cause.

          You may execute this Notice by returning an original or by facsimile
          (which shall have the same force and effect as the original).

*Capitalized terms not defined in this Notice have the meanings given to them in
the Plan and Stock Option Agreement.

OPTIONEE:                                     OPENWAVE SYSTEMS INC.

--------------------------                    ----------------------------------
Donald Listwin                                           Steve Peters
                                              Vice President and General Counsel

Date:
      --------------------

<PAGE>
--------------------------------------------------------------------------------
Notice of Stock Option Grant

Donald Listwin                                           Openwave Systems Inc.
1400 Seaport Blvd.                                       ID: 94-3219054
Redwood City, CA  94063                                  1400 Seaport Blvd.
                                                         Redwood City, CA  94063

--------------------------------------------------------------------------------

You have been granted a stock option (this "Option") to purchase shares in the
Common Stock of Openwave Systems Inc. as detailed below:

This Notice of Stock Option Grant ("Notice"), together with the Plan document
and the corresponding Stock Option Agreement (collectively, the "Stock Option
Documents") delivered to you with this Notice, and in effect as of the Date of
Grant, contain the terms of your Option, subject to the vesting acceleration
provisions set forth in that certain Amended and Restated Employment Agreement
dated January 20, 2003 between you and the Company (the "Employment Agreement").
The Plan, the Stock Option Agreement, and the Employment Agreement are hereby
incorporated by reference and made a part hereof. *By signing below, you agree
to all of the terms of the Stock Option Documents.

Option Number:                                       011211
Plan:                                                OP96
Date of Grant:                                       2/10/2003
Vesting Commencement Date:                           2/11/2003
Exercise Price per Share:                            $1.19
Total Number of Shares Granted:                      168,066
Total Exercise Price:                                $199,998.54
Type of Option:                                      Incentive
Term:                                                10 years
Expiration Date:                                     2/10/2013

--------------------------------------------------------------------------------
Vesting Schedule:

Subject to the Optionee continuing to be a Service Provider on such dates, this
Option shall vest and become exercisable as follows, unless vesting is
accelerated in accordance with the Employment Agreement:

     o    50,770 shares shall vest on 2/11/03;

     o    the remaining 117,296 shares shall vest at the rate of 1/19th monthly
          commencing on 3/11/03 and ending on 9/11/04.

--------------------------------------------------------------------------------
Termination Period:

This Option to the extent then exercisable may be exercised for a period of 3
months after termination of your employment or consulting relationship except as
otherwise provided in the Stock Option Agreement or the Employment Agreement
(which under certain

<PAGE>

circumstances provides you with a one year period of time after termination of
your employment (but in no event later than the Expiration Date) to exercise
this Option to the extent then vested. You are responsible for keeping track of
these exercise periods. The Company has no duty to provide and will not provide
further notice of such periods.

--------------------------------------------------------------------------------
Acknowledgements and Agreements:

By signing below, you agree to each of the following terms:

     q)   you have received and read a copy of the Stock Option Documents, under
          which the Option is granted and governed (which documents include this
          Notice);

     r)   you have reviewed the Stock Option Documents in their entirety;

     s)   you have had an opportunity to obtain the advice of counsel prior to
          executing this Notice;

     t)   you fully understand all provisions of the Stock Option Documents;

     u)   you hereby agree to accept as binding, conclusive and final all
          decisions or interpretations of the Administrator upon any questions
          arising under the Stock Option Documents;

     v)   your rights to any shares underlying this Option will be earned only
          over time as you provide services to the Company;

     w)   the grant of the Option is not consideration for services you rendered
          to the Company prior to your Vesting Commencement Date;

     x)   nothing in the Stock Option Documents confers upon you any right to
          continue your employment or consulting relationship with the Company
          for any period of time, nor does it interfere in any way with your
          right or the Company's right to terminate that relationship at any
          time, for any reason, with or without cause.

          You may execute this Notice by returning an original or by facsimile
          (which shall have the same force and effect as the original).

*Capitalized terms not defined in this Notice have the meanings given to them in
the Plan and Stock Option Agreement.

OPTIONEE:                                     OPENWAVE SYSTEMS INC.

--------------------------                    ----------------------------------
Donald Listwin                                          Steve Peters
                                              Vice President and General Counsel

Date:
      --------------------

<PAGE>

--------------------------------------------------------------------------------
Notice of Stock Option Grant

Donald Listwin                                           Openwave Systems Inc.
1400 Seaport Blvd.                                       ID: 94-3219054
Redwood City, CA  94063                                  1400 Seaport Blvd.
                                                         Redwood City, CA  94063

--------------------------------------------------------------------------------

You have been granted a stock option (this "Option") to purchase shares in the
Common Stock of Openwave Systems Inc. as detailed below:

This Notice of Stock Option Grant ("Notice"), together with the Plan document
and the corresponding Stock Option Agreement (collectively, the "Stock Option
Documents") delivered to you with this Notice, and in effect as of the Date of
Grant, contain the terms of your Option, subject to the vesting acceleration
provisions set forth in that certain Amended and Restated Employment Agreement
dated January 20, 2003 between you and the Company (the "Employment Agreement").
The Plan, the Stock Option Agreement, and the Employment Agreement are hereby
incorporated by reference and made a part hereof. *By signing below, you agree
to all of the terms of the Stock Option Documents.

Option Number:                                       011213
Plan:                                                OP95
Date of Grant:                                       2/10/2003
Vesting Commencement Date:                           2/11/2003
Exercise Price per Share:                            $1.19
Total Number of Shares Granted:                      2,415,750
Total Exercise Price:                                $2,874,742.50
Type of Option:                                      Non-Qualified
Term:                                                10 years
Expiration Date:                                     2/10/2013

--------------------------------------------------------------------------------
Vesting Schedule:

Subject to the Optionee continuing to be a Service Provider on such dates, this
Option shall vest and become exercisable as follows, unless vesting is
accelerated in accordance with the Employment Agreement:

     o    1,459,524 shares shall vest on 2/11/03; and

     o    the remaining 956,226 shares shall vest at the rate of 1/19th monthly
          commencing on 3/11/03 and ending on 9/11/04.

--------------------------------------------------------------------------------
Termination Period:

This Option to the extent then exercisable may be exercised for a period of 3
months after termination of your employment or consulting relationship except as
otherwise provided in the Stock Option Agreement or the Employment Agreement
(which under certain

<PAGE>

circumstances provides you with a one year period of time after termination of
your employment (but in no event later than the Expiration Date) to exercise
this Option to the extent then vested. You are responsible for keeping track of
these exercise periods. The Company has no duty to provide and will not provide
further notice of such periods.

--------------------------------------------------------------------------------
Acknowledgements and Agreements:

By signing below, you agree to each of the following terms:

     y)   you have received and read a copy of the Stock Option Documents, under
          which the Option is granted and governed (which documents include this
          Notice);

     z)   you have reviewed the Stock Option Documents in their entirety;

     aa)  you have had an opportunity to obtain the advice of counsel prior to
          executing this Notice;

     bb)  you fully understand all provisions of the Stock Option Documents;

     cc)  you hereby agree to accept as binding, conclusive and final all
          decisions or interpretations of the Administrator upon any questions
          arising under the Stock Option Documents;

     dd)  your rights to any shares underlying this Option will be earned only
          over time as you provide services to the Company;

     ee)  the grant of the Option is not consideration for services you rendered
          to the Company prior to your Vesting Commencement Date;

     ff)  nothing in the Stock Option Documents confers upon you any right to
          continue your employment or consulting relationship with the Company
          for any period of time, nor does it interfere in any way with your
          right or the Company's right to terminate that relationship at any
          time, for any reason, with or without cause.

          You may execute this Notice by returning an original or by facsimile
          (which shall have the same force and effect as the original).

*Capitalized terms not defined in this Notice have the meanings given to them in
the Plan and Stock Option Agreement.

OPTIONEE:                                     OPENWAVE SYSTEMS INC.

--------------------------                    ----------------------------------
Donald Listwin                                           Steve Peters
                                              Vice President and General Counsel

Date:
      --------------------

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