Document:

EX-10.2

 Exhibit 10.2 
 BUILDERS FIRSTSOURCE, INC. 
 2005 EQUITY INCENTIVE PLAN 

DIRECTOR RESTRICTED STOCK AWARD AGREEMENT 
 THIS RESTRICTED STOCK AWARD AGREEMENT, (the “Agreement”), dated as of             ,         
(the “Grant Date”), is made by and between Builders FirstSource, Inc., a Delaware corporation (the “Company”), and
                     (the “Grantee”). 
 WHEREAS, the Company has adopted the Builders FirstSource, Inc. 2005 Equity Incentive Plan (as amended from time to time, the “Plan”), pursuant to which the Company may grant shares of Stock
which are restricted as to transfer (shares so restricted hereinafter referred to as “Restricted Stock”); 
 WHEREAS,
the Company desires to grant to the Grantee the number of shares of Restricted Stock provided for herein; 
 NOW, THEREFORE, in
consideration of the recitals and the mutual agreements herein contained, the parties hereto agree as follows: 
  

	Section 1.	Grant of Restricted Stock Award 

 (a) Grant of Restricted Stock. The Company hereby grants to the Grantee             shares of Restricted Stock on the terms and
conditions set forth in this Agreement and as otherwise provided in the Plan. 
 (b) Incorporation of Plan. The
provisions of the Plan are hereby incorporated herein by reference. Except as otherwise expressly set forth herein, this Agreement shall be construed in accordance with the provisions of the Plan and any capitalized terms not otherwise defined in
this Agreement shall have the definitions set forth in the Plan. The Board shall have final authority to interpret and construe the Plan and this Agreement and to make any and all determinations thereunder, and its decision shall be binding and
conclusive upon the Grantee and his/her legal representative in respect of any questions arising under the Plan or this Agreement. 
  

	Section 2.	Terms and Conditions of Award 

 The grant of Restricted Stock provided in Section 1(a) shall be subject to the following terms, conditions and restrictions: 
 (a) Ownership of Shares. Subject to the restrictions set forth in the Plan and this Agreement, the Grantee shall possess all incidents of ownership of the Restricted Stock granted hereunder,
including the right to receive dividends with respect to such Stock and the right to vote such Stock. 

  
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 (b) Restrictions. Restricted Stock and any interest therein, may not be sold,
assigned, transferred, pledged, hypothecated or otherwise disposed of prior to the lapse of restrictions set forth in this Agreement applicable thereto as set forth in Section 2(d). The Board may in its discretion, cancel all or any portion of
any outstanding restrictions prior to the expiration of the periods provided under Section 2(d). 
 (c) Certificate;
Restrictive Legend. The Grantee agrees that any certificate issued for Restricted Stock prior to the lapse of any outstanding restrictions relating thereto shall be inscribed with the following legend: 

This certificate and the shares of stock represented hereby are subject to the terms and conditions, including forfeiture provisions and
restrictions against transfer (the “Restrictions”), contained in the Builders FirstSource, Inc. 2005 Equity Incentive Plan and an agreement entered into between the registered owner and Builders FirstSource, Inc. Any attempt to dispose of
these shares in contravention of the Restrictions, including by way of sale, assignment, transfer, pledge, hypothecation or otherwise, shall be null and void and without effect. 

(d) Lapse of Restrictions. Except as may otherwise be provided herein, the restrictions on transfer set forth in Section 2(b)
shall lapse with respect to the Restricted Stock granted hereunder on the first anniversary of the Grant Date, so long as the Grantee continues to serve as a director of the Company as of the relevant date. 

Upon the lapse of restrictions relating to Restricted Stock, the Company shall issue to the Grantee or the Grantee’s personal
representative a stock certificate representing a number of shares of Stock, free of the restrictive legend described in Section 2(c), equal to the number of shares subject to this Restricted Stock award with respect to which such restrictions
have lapsed. If certificates representing such Restricted Stock shall have theretofore been delivered to the Grantee, such certificates shall be returned to the Company, complete with any necessary signatures or instruments of transfer prior to the
issuance by the Company of such unlegended shares of Stock. 
 (e) Cessation of Service. If the Grantee shall cease to be
a director of the Company due to death, disability or retirement during the vesting period applicable to any restricted shares granted hereunder, all unvested restricted shares shall immediately vest and the stock certificates representing such
restricted shares shall be promptly delivered to the Grantee by the Company. If the Grantee shall cease to be a director of the Company for any other reason during the vesting period applicable to any restricted shares granted hereunder, any
unvested restricted shares shall be forfeited by the Grantee and the stock certificates representing such shares shall be cancelled. 
 Restricted Stock forfeited pursuant to this Section 2(e) shall be transferred to, and reacquired by, the Company without payment of any consideration by

  
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the Company, and neither the Grantee nor any of the Grantee’s successors, heirs, assigns, personal representatives or Permitted Transferees shall thereafter have any further rights or
interests in such shares or certificates. If certificates containing restrictive legends shall have theretofore been delivered to the Grantee (or his/her legatees, personal representative or Permitted Transferee), such certificates shall be returned
to the Company, complete with any necessary signatures or instruments of transfer. 
 (g) Income Taxes. The Grantee shall
pay to the Company promptly upon request, and in any event at the time the Grantee recognizes taxable income in respect of the Restricted Stock (or, if the Grantee makes an election under Section 83(b) of the Code, in connection with such
grant), an amount equal to the taxes the Company determines it is required to withhold under applicable tax laws with respect to the Restricted Stock. Such payment shall be made in the form of cash, shares of Stock already owned by the Grantee,
shares of Restricted Stock upon the lapse of restrictions, or in a combination of such methods. The Grantee shall promptly notify the Company of any election made pursuant to Section 83(b) of the Code. 

 

	Section 3.	Miscellaneous 

 (a)
Notices. Any notice by the Grantee to the Company hereunder shall be in writing and shall be deemed duly given only upon receipt thereof by the General Counsel of the Company at its principal offices. Any notice by the Company to the Grantee
shall be in writing and shall deemed duly given if mailed or sent by overnight service to the Grantee at the address last specified to the Company by the Grantee, Grantee’s residence or Grantee’s address appearing on the books of the
Company. 
 (b) No Right to Continued Service. Nothing in the Plan or in this Agreement shall confer upon the Grantee any
right to continue to serve as a director of the Company. 
 (c) Bound by Plan and Company Policy. By signing this
Agreement, the Grantee (i) acknowledges that Grantee has received a copy of the Plan and has had an opportunity to review the Plan, (ii) agrees to be bound by all the terms and provisions of the Plan and (iii) agrees not to sell any
Restricted Stock at a time when any law, rule, regulation or Company Policy prohibits a sale. 
 (d) Successors. The
terms of this Agreement shall be binding upon and inure to the benefit of the Company, its successors and assigns, and of the Grantee and the beneficiaries, executors, administrators, heirs and successors of the Grantee. 

(e) Invalid Provision. The invalidity or unenforceability of any particular provision thereof shall not affect the other
provisions hereof, and this Agreement shall be construed in all respects as if such invalid or unenforceable provision had been omitted. 

  
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 (f) Modifications. No change, modification or waiver of any provision of this
Agreement shall be valid unless the same is in writing and signed by the parties hereto. 
 (g) Entire Agreement. This
Agreement and the Plan contain the entire agreement and understanding of the parties hereto with respect to the subject matter contained herein and therein and supersede all prior communications, representations and negotiations in respect thereto.

 (h) Governing Law. This Agreement and the rights of the Grantee hereunder shall be construed and determined in
accordance with the laws of the State of Delaware, other than the conflicts of law provisions thereof. 
 (i) Headings.
The headings of the Sections hereof are provided for convenience only and are not to serve as a basis for interpretation or construction, and shall not constitute a part, of this Agreement. 

(j) Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original, but all of which
together shall constitute one and the same instrument. 
 (k) Confidentiality. By signing this Agreement, Grantee agrees
to keep confidential and not to disclose to any person or entity information concerning the Company’s Restricted Stock, the number of shares of Restricted Stock covered by this Agreement or any transactions between the Grantee and the Company
pursuant to this Agreement, except as required by applicable law. 
 IN WITNESS WHEREOF, this Agreement has been executed and
delivered by the parties hereto as of the      day of             ,         . 

 

	
	 BUILDERS FIRSTSOURCE, INC.

	
	  

	 By:

	 Its:

	
	  

  
 26Form of Amended and Restated 2009 Stock Incentive Plan (Employees)

 Exhibit 10.1 
 FINANCIAL ENGINES, INC. 
 AMENDED AND RESTATED 

2009 STOCK INCENTIVE PLAN 
 NOTICE OF STOCK OPTION GRANT 
 You have been granted the following Option
to purchase Common Stock of FINANCIAL ENGINES, INC. (the “Company”) under the Company’s Amended and Restated 2009 Stock Incentive Plan (the “Plan”): 

 

	 Name of Optionee: 
	

 Total Number of Option Shares Granted: 

Type of Option: 
 Exercise Price Per Share: 
 Grant Date: 

Vesting Commencement Date: 
  

	 Vesting Schedule: 
	This Option becomes exercisable with respect to the first 1/4th of the Shares subject to this Option when you complete twelve (12) months of continuous Service as an Employee or a Consultant
from the Vesting Commencement Date. Thereafter, this Option becomes exercisable with respect to an additional 1/48th of the Shares subject to this Option when you complete each additional month of such Service. Partial accelerated vesting may apply
in some circumstances. 

  

	 Expiration Date: 
	This Option expires earlier if your Service terminates earlier, as described in the Stock Option Agreement. 

By your acceptance of this Stock Option Grant, you agree that this Option is granted under and governed by the terms and conditions of
the Plan and the Stock Option Agreement (the “Agreement”), which are attached to and made a part of this document. 
 By accepting this Stock Option Grant you further agree that the Company may deliver by e-mail all documents relating to the Plan or this Award (including without limitation, prospectuses required by
the Securities and Exchange Commission) and all other documents that the Company is required to deliver to its security holders (including without limitation, annual reports and proxy statements). You also agree that the Company may deliver these
documents by posting them on a website maintained by the Company or by a third party under contract with the Company. If the Company posts these documents on a website, it will notify you by e-mail. 

 

			
	FINANCIAL ENGINES, INC.
		
		 	 

  

	By:	 	RAYMOND J SIMS
	Title:	 	E.V.P. and Chief Financial Officer

  

FINANCIAL ENGINES, INC. 

2012 FORM OF NOTICE OF STOCK OPTION
GRANT 

  
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 FINANCIAL ENGINES, INC. 

AMENDED AND RESTATED 
 2009 STOCK INCENTIVE PLAN 
 STOCK OPTION AGREEMENT 

 

			
	Tax Treatment	  	 This Option is intended to be an incentive stock option under Section 422 of the Internal Revenue Code or a non-qualified option, as
provided in the Notice of Stock Option Grant. Even if this Option is designated as an incentive stock option, it shall be deemed to be a non-qualified option to the extent required by the $100,000 annual limitation under Section 422(d) of the
Internal Revenue Code.
  

	Vesting	  	 This Option becomes exercisable in installments, as shown in the Notice of Stock Option Grant. This Option will in no event become
exercisable for additional Shares after your Service as an Employee or a Consultant has terminated for any reason. Notwithstanding the foregoing, if your Service as an Employee or a Consultant terminates as a result of (i) death, (ii) Total and
Permanent Disability, or (iii) an Involuntary Termination (as defined below) at any time within twelve (12) months after a Change in Control, then the vesting of the Option shall accelerate with respect to that number of Shares for which the Option
would have vested during the twelve (12) months following the termination of Service in the event of (i) or (ii), or following the consummation of the Change in Control in the event of (iii).

 

	Term	  	 This Option expires in any event at the close of business at Company headquarters on the day before the 10th anniversary of the Grant
Date, as shown on the Notice of Stock Option Grant (fifth anniversary for a more than 10% stockholder as provided under the Plan if this is an incentive stock option). This Option may expire earlier if your Service terminates, as described
below.
  

	Regular Termination	  	 If your Service terminates for any reason except death or Total and Permanent Disability, then this Option will expire at the close
of business at Company headquarters on the date three (3) months after the date your Service terminates (or, if earlier, the Expiration Date). The Company determines when your Service terminates for this purpose and all purposes under the Plan and
its determinations are conclusive and binding on all persons.
  

	Involuntary Termination	  	 “Involuntary Termination” means (i) without your express written consent, a material diminution of your authority, duties,
position or responsibilities relative to your authority, duties, position or responsibilities in effect immediately prior to such reduction (provided that for this purpose, your authority, duties, position and responsibilities will not be deemed to
be materially diminished if following a Change in Control you retain the same authority, duties and responsibilities with respect to the Company business or the business with which such business is operationally merged or subsumed); (ii) without
your express written consent, a material reduction by the Company of your base salary or bonus opportunity as in effect immediately prior to such reduction; (iii) without your express written consent, the relocation of your principal place of
employment to a facility or a location more than fifty (50) miles from your then current location; (iv) without your express written consent, any purported termination of your Service by the Company which is not effected for Cause. A termination due
to death or disability shall not be considered an Involuntary Termination.
  

A termination shall not be considered an “Involuntary Termination” unless you provide written notice to the Company of the condition described
in subsections (i), (ii) or (iii) above within ninety (90) days after the initial existence of such condition, the Company fails to remedy the condition within thirty (30) days following the receipt of such notice, and you terminate your employment
within twelve months following the Change in Control.

  

FINANCIAL ENGINES, INC. 

2012 FORM OF STOCK OPTION AGREEMENT 

  
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	Cause	  	 “Cause” means (i) commission of a felony, an act involving moral turpitude, or an act constituting common law fraud, and
which has a material adverse effect on the business or affairs of the Company or its affiliates or stockholders; (ii) intentional or willful misconduct or refusal to follow the lawful instructions of the Board of Directors; or (iii) intentional
breach of Company confidential information obligations which has an adverse effect on the Company or its affiliates or stockholders. For these purposes, no act or failure to act shall be considered “intentional or willful” unless it is
done, or omitted to be done, in bad faith without a reasonable belief that the action or omission is in the best interests of the Company.

 

	Death	  	 If your Service terminates because of death, then this Option will expire at the close of business at Company headquarters on the
date eighteen (18) months after the date your Service terminates (or, if earlier, the Expiration Date). During that period of up to eighteen (18) months, your estate or heirs may exercise the Option.

 

	Disability	  	 If your Service terminates because of your Total and Permanent Disability, then this Option will expire at the close of business at
Company headquarters on the date twelve (12) months after the date your Service terminates (or, if earlier, the Expiration Date).
  

	Leaves of Absence	  	 For purposes of this Option, your Service does not terminate when you go on a military leave, a sick leave or another bona
fide leave of absence, if the leave was approved by the Company in writing and if continued crediting of Service is required by the terms of the leave or by applicable law. But your Service terminates when the approved leave ends, unless you
immediately return to active work.
  

	Restrictions on Exercise	  	 The Company will not permit you to exercise this Option if the issuance of Shares at that time would violate any law or regulation.
The inability of the Company to obtain approval from any regulatory body having authority deemed by the Company to be necessary to the lawful issuance and sale of the Company stock pursuant to this Option shall relieve the Company of any liability
with respect to the non-issuance or sale of the Company stock as to which such approval shall not have been obtained.
  

	Notice of Exercise	  	 When you wish to exercise this Option you must provide a notice of exercise form in accordance with such procedures as are
established by the Company and communicated to you from time to time. Any notice of exercise must specify how many Shares you wish to purchase and how your Shares should be registered. The notice of exercise will be effective when it is received by
the Company. If someone else wants to exercise this Option after your death, that person must prove to the Company’s satisfaction that he or she is entitled to do so.
  

	Form of Payment	  	 When you submit your notice of exercise, you must include payment of the Option exercise price for the Shares you are purchasing.
Payment may be made in the following form(s):
  

		  	 •      Your personal check, a cashier’s check or a
money order.
  

		  	 •      Certificates for Shares that you own, along with
any forms needed to effect a transfer of those Shares to the Company. The value of the Shares, determined as of the effective date of the Option exercise, will be applied to the Option exercise price. Instead of surrendering Shares, you may attest
to the ownership of those Shares on a form provided by the Company and have the same number of Shares subtracted from the Shares issued to you upon exercise of the Option. However, you may not surrender or attest to the ownership of Shares in
payment of the exercise price if your action would cause the Company to recognize a compensation expense (or additional compensation expense) with respect to this Option for financial reporting purposes.

 

		  	 •      By delivery on a form approved by the Company of an irrevocable direction to a
securities broker approved by the Company to sell all or part of the Shares that are

  

FINANCIAL ENGINES, INC. 

2012 FORM OF STOCK OPTION AGREEMENT 

  
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		  	 issued to you when you exercise this Option and to deliver to the Company from the sale proceeds an amount
sufficient to pay the Option exercise price and any withholding taxes. The balance of the sale proceeds, if any, will be delivered to you. The directions must be given by providing a notice of exercise form approved by the Company.

 

		  	 •      By delivery on a form approved by the Company of
an irrevocable direction to a securities broker or lender approved by the Company to pledge Shares that are issued to you when you exercise this Option as security for a loan and to deliver to the Company from the loan proceeds an amount sufficient
to pay the Option exercise price and any withholding taxes. The directions must be given by providing a notice of exercise form approved by the Company.

 

		  	 •      Any other form permitted by the Committee in its
sole discretion.
  

		  	 Notwithstanding the foregoing, payment may not be made in any form that is unlawful, as determined by the Committee in its sole
discretion.
  

	 Withholding Taxes and Stock
 Withholding
	  	 Regardless of any action the Company takes with respect to any or all income tax, social insurance, payroll tax or other tax-related
withholding (the “Tax-Related Items”), you acknowledge that the ultimate liability for all Tax-Related Items legally due by you is and remains your responsibility and that the Company (1) makes no representations or undertakings
regarding the treatment of any Tax-Related Items in connection with any aspect of this Award, including the grant and vesting of the Award, the issuance of Shares upon exercise of the Award, the subsequent sale of Shares acquired pursuant to the
Award and the receipt of any dividends or other distributions, if any; and (2) does not commit to structure the terms of the grant or any aspect of the Award to reduce or eliminate your liability for Tax-Related Items.

 
 You will not be allowed to exercise this Option unless you make arrangements
acceptable to the Company to pay any withholding taxes that may be due as a result of this Award or the Option exercise. These arrangements, at the sole discretion of the Company, may include (a) having the Company withhold taxes from the proceeds
of the sale of the Shares, either through a voluntary sale or through a mandatory sale arranged by the Company (on your behalf pursuant to this authorization), (b) having the Company withhold Shares that otherwise would be issued to you when you
exercise this Option having a Fair Market Value equal to the amount necessary to satisfy the minimum statutory withholding amount, or (c) any other arrangement approved by the Company. The Fair Market Value of any Shares withheld, determined as of
the effective date of the Option exercise, will be applied as a credit against the withholding taxes. You also authorize the Company, or your actual employer, to satisfy all withholding obligations of the Company or your actual employer with respect
to this Award from your wages or other cash compensation payable to you by the Company or your actual employer.
  

	Restrictions on Resale	  	 You agree not to sell any Shares at a time when applicable laws, Company policies or an agreement between the Company and its
underwriters prohibit a sale. This restriction will apply as long as your Service continues and for such period of time after the termination of your Service as the Company may specify.

 

	Transfer of Option	  	In general, only you can exercise this Option prior to your death. You may not sell, transfer, assign, pledge or otherwise dispose of this Option, other than as designated by you
by will or by the laws of descent and distribution, except as provided below. For instance, you may not use this Option as security for a loan. If you attempt to do any of these things, this Option will immediately become invalid. You may in any
event dispose of this Option in your will. Regardless of any marital property settlement agreement, the Company is not obligated to honor a notice of exercise from your former spouse, nor is the Company obligated to recognize your former
spouse’s interest in your Option in any other way.

  

FINANCIAL ENGINES, INC. 

2012 FORM OF STOCK OPTION AGREEMENT 

  
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	Retention Rights	  	 Neither your Option nor this Agreement gives you the right to be employed or retained by the Company or a subsidiary of the Company
in any capacity. The Company and its subsidiaries reserve the right to terminate your Service at any time, with or without cause.
  

	Stockholder Rights	  	 Your Options carry neither voting rights nor rights to dividends. You, or your estate or heirs, have no rights as a stockholder of
the Company unless and until you have exercised this Option by giving the required notice to the Company and paying the exercise price. No adjustments will be made for dividends or other rights if the applicable record date occurs before you
exercise this Option, except as described in the Plan.
  

	Adjustments	  	 In the event of a stock split, a stock dividend or a similar change in Company Shares, the number of Shares covered by this Option
and the exercise price per Share shall be adjusted pursuant to the Plan.
  

	Successors and Assigns	  	 Except as otherwise provided in the Plan or this Agreement, every term of this Agreement shall be binding upon and inure to the
benefit of the parties hereto and their respective heirs, legatees, legal representatives, successors, transferees and assigns.
  

	Notice	  	 Any notice required or permitted under this Agreement shall be given in writing and shall be deemed effectively given upon the
earliest of personal delivery, receipt or the third full day following mailing with postage and fees prepaid, addressed to the other party hereto at the address last known in the Company’s records or at such other address as such party may
designate by ten (10) days’ advance written notice to the other party hereto.
  

	Applicable Law	  	 This Agreement will be interpreted and enforced under the laws of the State of Delaware (without regard to their choice-of-law
provisions).
  

	The Plan and Other Agreements	  	The text of the Plan is incorporated in this Agreement by reference. All capitalized terms in the Agreement shall have the meanings assigned to them in the Plan. This Agreement
and the Plan constitute the entire understanding between you and the Company regarding this Option. Any prior agreements, commitments or negotiations concerning this Option are superseded. This Agreement may be amended by the Committee without your
consent; however, if any such amendment would materially impair your rights or obligations under the Agreement, this Agreement may be amended only by another written agreement, signed by you and the Company.

 BY ACCEPTING THIS AGREEMENT, 

YOU AGREE TO ALL OF THE TERMS AND CONDITIONS 
 DESCRIBED ABOVE AND IN THE PLAN. 

  

FINANCIAL ENGINES, INC. 

2012 FORM OF STOCK OPTION AGREEMENT 

  
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