Document:

EX10_1

 Exhibit 10.1 
 FOURTH AMENDMENT AGREEMENT 
 THIS FOURTH AMENDMENT AGREEMENT (this
“Amendment”), dated as of October 28, 2011, is by and among WINTRUST FINANCIAL CORPORATION (the “Borrower”), various financial institutions (the “Lenders”) and BANK OF AMERICA, N.A., as Administrative Agent for the
Lenders. 
 W I T N E S S E T H: 
 WHEREAS, certain of the parties hereto are parties to that certain Amended and Restated Credit Agreement dated as of October 30, 2009 (as previously amended, the “Credit Agreement”);

 WHEREAS, the parties hereto have agreed to increase the Aggregate Revolving Credit Commitments by $25,000,000 and make
certain other changes to the Credit Agreement, as more fully set forth below; and 
 WHEREAS, Royal Bank of Canada (“Royal
Bank”) has agreed to become a Revolving Credit Lender under the Credit Agreement with a Revolving Credit Commitment of $25,000,000. 
 NOW, THEREFORE, the parties hereto, in consideration of the premises and the mutual agreements herein contained, hereby agree as follows: 

Section 1. Credit Agreement Definitions. Capitalized terms used herein that are defined in the Credit Agreement shall have the
same meaning when used herein unless otherwise defined herein. 
 Section 2. Amendments to Credit Agreement. Effective on
(and subject to the occurrence of) the Amendment Effective Date (as defined below), the Credit Agreement is amended as follows: 

(a) The definitions of “Change in Law,” “Maturity Date,” “Nonperforming Loans” and “Other Real Estate
Owned” in Section 1.01 of the Credit Agreement are amended in their entirety to read as follows: 

“Change in Law” means the occurrence, after the date of this Agreement, of any of the following:
(a) the adoption or taking effect of any law, rule, regulation or treaty, (b) any change in any law, rule, regulation or treaty or in the administration, interpretation, implementation or application thereof by any Governmental Authority
or (c) the making or issuance of any request, rule, guideline or directive (whether or not having the force of law) by any Governmental Authority; provided that notwithstanding anything herein to the contrary, (x) the Dodd-Frank
Wall Street Reform and Consumer Protection Act and all requests, rules, guidelines or directives thereunder or issued in connection therewith and 

 
(y) all requests, rules, guidelines or directives promulgated by the Bank for International settlements, the Basel Committee on Banking Supervision (or any successor or similar authority) or the
United States or foreign regulatory authorities, in each case pursuant to Basel III, shall in each case be deemed to be a “Change in Law”, regardless of the date enacted, adopted or issued. 

“Maturity Date” means (a) with respect to the Revolving Credit Facility, October 26, 2012 and
(b) with respect to the Term Facility, June 1, 2015; provided, however, that, in each case, if such date is not a Business Day, the Maturity Date shall be the next preceding Business Day. 

“Non-Performing Loans” means all non-accrual loans and all loans on which any payment is 90 or more days
past due but which continue to accrue interest (excluding loans to the extent covered by loss-sharing agreements with the FDIC), which shall be derived from the applicable quarterly reports filed by the Subsidiary Banks with their primary federal
regulators, which shall be consistent with the financial information and reports contemplated in Article VI hereof. 
 “Other Real Estate Owned” means the aggregate amount set forth as “other real estate owned” in the applicable quarterly reports filed by the Subsidiary Banks with their primary
federal regulators (excluding any such assets to the extent covered by loss-sharing agreements with the FDIC), which shall be consistent with the financial information and reports contemplated in Article VI hereof. 

(b) The definition of “Defaulting Lender” in Section 1.01 of the Credit Agreement is amended by amending clause
(a) in its entirety to read as follows: 
 (a) has failed to fund any portion of the Loans within one
(1) Business Day of the date required to be funded by it hereunder, unless (x) such failure has been cured or (y) such Lender notifies the Administrative Agent and the Borrower in writing that such failure is the result of such
Lender’s good faith determination that one or more conditions precedent to funding has not been satisfied; 
 (c) The
definition of “Excluded Taxes” in Section 1.01 of the Credit Agreement is amended by (i) deleting the word “and” at the end of clause (c) and (ii) adding the following immediately before the period at the end
thereof: 
 , and (e) any United States withholding taxes imposed by FATCA 

(d) The definition of “Indemnified Taxes” in Section 1.01 of the Credit Agreement is amended by adding the phrase
“and Other Taxes” immediately before the period at the end thereof. 

  
 2 

 (e) The definition of “Other Taxes” in Section 1.01 of the Credit Agreement
is amended by adding the phrase “except any such Taxes imposed with respect to an assignment” immediately before the period at the end thereof. 
 (f) The following definition of “FATCA” is added to Section 1.01 of the Credit Agreement in proper alphabetical order: 

“FATCA” means Sections 1471 through 1474 of the Code and any current or future regulations or official
interpretations thereof. 
 (g) Section 2.07 of the Credit Agreement is amended by adding the following sentence to the end
of such Section: 
 Notwithstanding the foregoing, no Defaulting Lender shall be entitled to receive any Revolving Credit
Commitment Fee for any period during which that Lender is a Defaulting Lender (and the Borrower shall not be required to pay any such fee that otherwise would have been required to have been paid to that Defaulting Lender). 

(h) Section 3.01 of the Credit Agreement is amended by adding the following clause (e)(iv) in proper numerical order: 

(iv) If a payment made to a Lender under this Agreement would be subject to withholding tax imposed by the United States
with respect to FATCA if such Lender were to fail to comply with the applicable reporting requirements of FATCA (including those contained in Section 1471(b) or 1472(b) of the Code, as applicable), such Lender shall deliver to the Borrower and
the Administrative Agent, at the time or times prescribed by law and at such time or times reasonably requested by the Borrower or the Administrative Agent, such documentation prescribed by applicable law (including as prescribed by
Section 1471(b)(3)(C)(i) of the Code) and such additional documentation reasonably requested by the Borrower or the Administrative Agent as may be necessary for the Borrower and the Administrative Agent to comply with their obligations under
FATCA, to determine whether such Lender has complied with such Lender’s obligations under FATCA and, as necessary, to determine the amount to deduct and withhold from such payment. Solely for purposes of this Section 3.01(e)(iv),
“FATCA” shall include any amendments made to FATCA after the date of this Agreement. 
 (i) Section 3.04(b) of
the Credit Agreement is amended in its entirety to read as follows: 
 (b) Capital and Liquidity
Requirements. If any Lender determines that any Change in Law affecting such Lender or any Lending Office of such Lender or such Lender’s holding company, if any, regarding capital or liquidity requirements has or would have the effect of
reducing the rate of return on such Lender’s capital or on the capital of 

  
 3 

 
such Lender’s holding company, if any, as a consequence of this Agreement, the Revolving Credit Commitment of such Lender or the Loans made by such Lender, to a level below that which such
Lender or such Lender’s holding company could have achieved but for such Change in Law (taking into consideration such Lender’s policies and the policies of such Lender’s holding company with respect to capital adequacy or liquidity
position), then from time to time the Borrower will pay to such Lender such additional amount or amounts as will compensate such Lender or such Lender’s holding company for any such reduction suffered. 

(j) Section 7.09 of the Credit Agreement is amended by replacing the reference to “Section 7.02(i)” with a reference to
“Section 7.01(i)”. 
 (k) Schedule 2.01 to the Credit Agreement is replaced by Schedule 2.01 attached hereto.

 Section 3. Representation and Warranties. In order to induce the Lenders and the Administrative Agent to execute and
deliver this Amendment, the Borrower hereby represents and warrants to the Lenders and to the Administrative Agent that both before and after giving effect to the Amendment that: 

(a) no Event of Default or Default has occurred and is continuing or will result from the execution and delivery or effectiveness of this
Amendment; and 
 (b) the representations and warranties of the Borrower contained in Article V of the Credit Agreement are true
and correct in all material respect as of the date hereof and the Amendment Effective Date with the same effect as though made on such date (except to the extent that that any such representation expressly relates to an earlier date, such
representation or warranty shall be made only as to such earlier date). 
 Section 4. Conditions to Effectiveness. The
amendments set forth in Section 2 hereof shall become effective on the date (the “Amendment Effective Date”) when the Administrative Agent shall have received a counterpart of this Amendment executed by the Borrower, the
Administrative Agent and each Lender. 
 Section 5. Amendment to Pledge Agreement. The Pledge Agreement is amended to
delete the parenthetical “(as defined below)” immediately after the words “Secured Parties” in the introductory paragraph thereof. 
 Section 6. Reaffirmation of Loan Documents. From and after the date hereof, each reference to the Credit Agreement or the Pledge Agreement that appears in any other Loan Document shall be deemed to
be a reference to the Credit Agreement or the Pledge Agreement, as applicable, as amended hereby. As amended hereby, the Credit Agreement and each other Loan Document is hereby reaffirmed, approved and confirmed in every respect and shall remain in
full force and effect. 

  
 4 

 Section 7. Royal Bank Representations. Royal Bank (a) represents and warrants
that (i) it has full power and authority, and has taken all action necessary, to execute and deliver this Amendment and to consummate the transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) from and
after the Amendment Effective Date, it shall be bound by the provisions of the Credit Agreement as a Lender thereunder and shall have the obligations of a Lender thereunder, (iii) it has received a copy of the Credit Agreement (including all
amendments thereto), and has received or has been accorded the opportunity to receive copies of the most recent financial statements delivered pursuant to Section 5.05 thereof, and such other documents and information as it deems appropriate to
make its own credit analysis and decision to enter into this Amendment and to provide its Revolving Credit Commitment, and (iv) it has, independently and without reliance upon the Administrative Agent or any other Lender and based on such
documents and information as it has deemed appropriate, made its own credit analysis and decision to enter into this Amendment and to provide its Revolving Credit Commitment; and (b) agrees that (i) it will, independently and without
reliance upon the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Loan Documents, and
(ii) it will perform in accordance with their terms all of the obligations which by the terms of the Loan Documents are required to be performed by it as a Lender. 
 Section 8. Counterparts; Effectiveness. This Amendment may be executed by the parties hereto in any number of counterparts and by the different parties on separate counterparts and each such
counterpart shall be deemed to be an original, but all such counterparts shall together constitute but one and the same agreement. 
 Section 9. Governing Law; Entire Agreement. This Amendment shall be deemed a contract made under and governed by the law of the State of Illinois. This Amendment constitutes the entire
understanding among the parties hereto with respect to the subject matter hereof and supersedes any prior agreements with respect thereto. 
 Section 10. Loan Document. This Amendment is a Loan Document. 
 [REMAINDER
OF PAGE INTENTIONALLY LEFT BLANK] 

  
 5 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their
respective officers or representatives thereunto duly authorized as of the date and year first above written. 
  

			
	WINTRUST FINANCIAL CORPORATION
		
	By:	 	/s/ David A. Dykstra
	Title:	 	Senior EVP and COO

  

			
	 BANK OF AMERICA, N.A.,
 as Administrative Agent, Term Lender and
Revolving Credit Lender

		
	By:	 	/s/ Mary P. Riggins
	Title:	 	Managing Director

  

			
	WELLS FARGO BANK, N.A. , as Revolving
Credit Lender
		
	By:	 	/s/ David Schmaltz
	Title:	 	SVP 

  

			
	ROYAL BANK OF CANADA , as Revolving
Credit Lender
		
	By:	 	/s/ Patrizia Lloyd
	Title:	 	Authorized Signatory 

 SCHEDULE 2.01 

Revolving Credit Commitments and Applicable Percentages 

 

																					
	 Lender
	  	Revolving
Credit
Commitment	 	  	Revolving
Credit
Percentage	 	 	Term Loan
Amount	 	  	Term
Percentage	 	 	Total Percentage	 
	 Bank of America, N.A.
	  	$	25,000,000	  	  	 	33.333333334	% 	 	$	1,000,000	  	  	 	100.00	% 	 	 	34.210526316	% 
	 Wells Fargo Bank, N.A.
	  	$	25,000,000	  	  	 	33.333333333	% 	 	$	0	  	  	 	0	% 	 	 	32.894736842	% 
	 Royal Bank of Canada
	  	$	25,000,000	  	  	 	33.333333333	% 	 	$	0	  	  	 	0	% 	 	 	32.894736842	% 
	 TOTALS
	  	$	75,000,000	  	  	 	100.00	% 	 	$	1,000,000	  	  	 	100.00	% 	 	 	100.00	%Supplement and Joinder Agreement

 Exhibit 10.1 
 EXECUTION VERSION 
 SUPPLEMENT AND JOINDER AGREEMENT

 FOR TRIANGLE CAPITAL CORPORATION CREDIT AGREEMENT 

THIS SUPPLEMENT AND JOINDER AGREEMENT (this “Agreement”), dated as of November 1, 2011, is made among Triangle
Capital Corporation, a Maryland corporation (the “Borrower”), the Guarantors party to the Credit Agreement referred to below, Branch Banking and Trust Company, as administrative agent and an existing Lender pursuant to the Credit
Agreement (the “Administrative Agent”), Fifth Third Bank as an existing Lender pursuant to the Credit Agreement (together with Branch Banking and Trust Company in its capacity as a Lender, the “Existing Lenders”)
and Morgan Stanley Bank, N.A., as a new joining Lender pursuant to the Credit Agreement (the “Additional Lender”) and is being executed and delivered pursuant to that certain Credit Agreement, dated as of May 9, 2011 (as
amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Borrower, the Guarantors, the Administrative Agent and the Existing Lenders. Capitalized terms used herein and not otherwise
defined herein shall have the meanings assigned to such terms in the Credit Agreement. 
 RECITALS 

1. Pursuant to Section 2.14 of the Credit Agreement, the Borrower has notified the Administrative Agent that the Borrower
proposes to increase the aggregate Revolver Commitments under the Credit Agreement by $25,000,000 from the current $50,000,000 to $75,000,000. 
 2. The Existing Lenders have each agreed to increase their Revolver Commitments by $6,250,000 from $25,000,000 to $31,250,000 and the Additional Lender has agreed to extend to the Borrower a new Revolver
Commitment in the amount of $12,500,000 and to become a Lender for all purposes of the Credit Agreement. 
 3. As required by
Section 2.14(a) of the Credit Agreement, the Administrative Agent has given each of the Lenders the right of first refusal for participating in the Commitment Increase and each Lender has agreed to participate in such Commitment Increase
to the extent reflected in the above recital and herein, and upon the execution of this Agreement and the satisfaction of the conditions set forth in Section 4 herein, all terms, conditions, and requirements for a Commitment Increase
contained in the Credit Agreement will have been satisfied. 
 4. The parties to this Agreement are entering into this Agreement
for purposes of effecting the Commitment Increase under the Credit Agreement, the increase to the Revolver Commitments of the Existing Lenders and the extension of the new Revolver Commitment of the Additional Lender, all as contemplated by
Section 2.14 of the Credit Agreement. 
 NOW, THEREFORE, in consideration of the Recitals and the mutual promises
contained herein and for other good and valuable consideration, the receipt and sufficiency of 

 
which are hereby acknowledged, the Additional Lender, the Existing Lenders, the Borrower, the Guarantors and the Administrative Agent, intending to be legally bound hereby, agree as follows:

 SECTION 1. Recitals. The Recitals are incorporated herein by reference and shall be deemed to be a part of this
Agreement. 
 SECTION 2. Commitment Increase. 

(a) Additional Lender. By executing and delivering this Agreement, the Additional Lender hereby becomes a party to
the Credit Agreement as a Lender thereunder with the same force and effect as if originally named therein as a Lender and, without limiting the generality of the foregoing, hereby expressly assumes all obligations and liabilities of a Lender
thereunder. The Administrative Agent hereby approves the Additional Lender as an Eligible Assignee. The Additional Lender hereby extends to the Borrower, subject to and on the terms and conditions set forth in the Credit Agreement, a Revolver
Commitment in the amount of $12,500,000, from and after the Effective Date of this Agreement, and agrees to perform in accordance with the terms thereof all of the obligations which by the terms of the Credit Agreement and the other Loan Documents
are required to be performed by it as a Lender thereunder. The Additional Lender represents and warrants that (i) it has full power and authority, and has taken all action necessary, to execute and deliver this Agreement and to consummate the
transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) from and after the Effective Date of this Agreement, it shall be bound by the provisions of the Credit Agreement as a Lender thereunder and shall have and
perform all of the obligations of a Lender thereunder, and (iii) it has received a copy of the Credit Agreement, together with copies of the most recent financial statements of the Borrower delivered pursuant to Section 5.01 of the
Credit Agreement, as applicable, and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Agreement and to extend the Revolver Commitment to the Borrower pursuant to the
terms of the Credit Agreement, on the basis of which it has made such analysis and decision independently and without reliance on the Administrative Agent or any other Lender. The Additional Lender agrees that it will, independently and without
reliance on the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions and analysis in taking or not taking action under the Credit
Agreement or any other Loan Documents. 
 (b) Existing Lenders. By executing and delivering this
Agreement, the Existing Lenders hereby agree to an increase of each of their Revolver Commitments from $25,000,000 each to $31,250,000 each. 
 (c) Remaining Accordion. After giving effect to paragraphs (a) and (b) above, the remaining available Commitment Increases pursuant to Section 2.14(a) of the Credit Agreement
are reduced from $40,000,000 to $15,000,000. 

  
 2 

 SECTION 3. Obligations of Lenders. Each party hereto acknowledges and agrees that the
Revolver Commitments of the Additional Lender and the other Lenders under the Credit Agreement are several and not joint commitments and obligations of such Lenders. 
 SECTION 4. Conditions to Effectiveness. Each party hereto agrees that this Agreement and the effectiveness of the Commitment Increase as provided in this Agreement shall be subject to satisfaction
by the Borrower of the following conditions and requirements: 
 (a) The Borrower shall have delivered to the
Administrative Agent the following in form and substance satisfactory to the Administrative Agent: 
 (i) duly
executed counterparts of this Agreement signed by the Additional Lender, the Existing Lenders, the Borrower and the Guarantors; 
 (ii) a duly executed Revolver Note payable to the Additional Lender and duly executed new replacement Revolver Notes in the amount of the increased Revolver Commitments payable to each of the Existing
Lenders (the “Revolver Notes”), which shall collectively amend, restate, and supersede in all respects the Revolver Notes originally executed and delivered in connection with the Credit Agreement; 

(iii) a certificate of the Secretary or Assistant Secretary of the Borrower and each Guarantor, certifying to and
attaching the resolutions adopted by the board of directors (or similar governing body) of such party approving or consenting to the Commitment Increase and the Revolver Notes; 

(iv) a certificate of the Chief Financial Officer or another Responsible Officer of the Borrower, certifying that
(x) as of the Commitment Increase Date, all representations and warranties of the Borrower and the Guarantors contained in this Agreement and the other Loan Documents are true and correct (except to the extent any such representation or
warranty is expressly stated to have been made as of a specific date, in which case such representation or warranty is true and correct as of such date), (y) immediately after giving effect to the Commitment Increase (including any Borrowings
in connection therewith and the application of the proceeds thereof), the Borrower is in compliance with the covenants contained in Article V of the Credit Agreement, and (z) no Default or Event of Default has occurred and is continuing,
both immediately before and after giving effect to such Commitment Increase (including any Borrowings in connection therewith and the application of the proceeds thereof); and 

(v) such other documents or items that the Administrative Agent, the Lenders or their counsel may reasonably request.

 (b) The Borrower shall have paid to the Administrative Agent, for the account of each of the Lenders
(including the Administrative Agent) fees in an amount separately agreed between the Borrower, the Administrative Agent and the Lenders. 

  
 3 

 (c) The Borrower shall have paid to the Administrative Agent, upon
application with appropriate documentation, all reasonable costs and expenses of the Administrative Agent, including reasonable fees, charges and disbursements of counsel for the Administrative Agent, incurred in connection with this Agreement and
the transactions contemplated herein. 
 (d) The Additional Lender shall have received from the Borrower a letter
from Borrower’s counsel consenting in writing to the reliance by the Additional Lender on the legal opinion previously delivered by Borrower’s counsel to the Administrative Agent on June 13, 2011 in connection with the Credit
Agreement. The Required Lenders hereby waive the requirement set forth in Section 2.14(d)(i)(F) for a new legal opinion in connection with the Commitment Increase contemplated by this Agreement. 

SECTION 5. Representations and Warranties. The Borrower and the Guarantors hereby represent and warrant to each of the Lenders as
follows: 
 (a) No Default or Event of Default under the Credit Agreement or any other Loan Document has occurred and is
continuing unwaived by the Lenders on the date hereof, or shall result from the Commitment Increase. 
 (b) The Borrower and the
Guarantors have the power and authority to enter into this Agreement and issue the Revolver Notes and to do all acts and things as are required or contemplated hereunder or thereunder to be done, observed and performed by them. 

(c) Each of this Agreement and the Revolver Notes has been duly authorized, validly executed and delivered by one or more authorized
officers of the Borrower and the Guarantors and constitutes the legal, valid and binding obligations of the Borrower and the Guarantors enforceable against them in accordance with their respective terms. 

(d) The execution and delivery of each of this Agreement and the Revolver Notes and the performance by the Borrower and the Guarantors
hereunder and thereunder do not and will not require the consent or approval of any regulatory authority or governmental authority or agency having jurisdiction over the Borrower, or any Guarantor, nor be in contravention of or in conflict with the
articles of incorporation, bylaws or other organizational documents of the Borrower, or any Guarantor that is a corporation, the articles of organization or operating agreement of any Guarantor that is a limited liability company, or the provision
of any statute, or any judgment, order or indenture, instrument, agreement or undertaking, to which any Borrower, or any Guarantor is party or by which the assets or properties of the Borrower and the Guarantors are or may become bound. 

SECTION 6. Effect of Agreement. On the Effective Date, this Agreement shall have the effects set forth in
Section 2.14(e) of the Credit Agreement and the Additional Lender and the Administrative Agent shall make such payments and adjustments among the Lenders as contemplated thereby such that each Lender’s Advances remain consistent
with their pro rata percentage of the Revolver Commitments after giving effect to the Commitment Increase. The 

  
 4 

 
Revolver Commitment of the Existing Lenders and the Additional Lenders shall be as set forth on the signature page to this Agreement. For ease of reference, the percentage interest of each Lender
after giving effect to the Commitment Increase is also set forth on the signature pages hereto. 
 SECTION 7. No Other
Amendment. Except as supplemented hereby, the Credit Agreement and all other documents executed in connection therewith shall remain in full force and effect. The Credit Agreement, as supplemented hereby, and all rights, powers and obligations
created thereby or thereunder and under the Loan Documents and all such other documents executed in connection therewith are in all respects ratified and confirmed. Without limiting the generality of the foregoing, the Collateral Documents and all
of the Collateral described therein do and shall continue to secure the payment of all Obligations of the Loan Parties under the Loan Documents, in each case, as amended by this Agreement. 

SECTION 8. Counterparts. This Agreement may be executed in multiple counterparts, each of which shall be deemed to be an original
and all of which, taken together, shall constitute one and the same agreement. 
 SECTION 9. Governing Law. This
Agreement shall be construed in accordance with and governed by the laws of the State of North Carolina. 
 SECTION 10.
Effective Date. The date on which the conditions set forth in this Agreement have been satisfied shall be the “Effective Date” of this Agreement. 
 [The remainder of this page has been intentionally left blank.] 

  
 5 

 IN WITNESS WHEREOF, the parties hereto have executed and delivered, or have caused their
respective duly authorized officers and representatives to execute and deliver, this Agreement as of the day and year first above written. 
  

					
		 	ADDITIONAL LENDER
		
	COMMITMENTS	 	MORGAN STANLEY BANK, N.A.
			
		 	By:	 	 /s/ Michael King

		 	Name: Michael King
		 	Title: Authorized Signatory
			
	 Revolver Commitment:
	 		 	
	 $12,500,000
	 		 	
			
	 Percentage Interest:
	 		 	
	 16.666666666%
	 		 	

 [SIGNATURE PAGE TO SUPPLEMENT AND JOINDER AGREEMENT] 

 
			
	 BORROWER

	
	TRIANGLE CAPITAL CORPORATION
		
	 By:
	 	 /s/ Steven C. Lilly

	Name: Steven C. Lilly
	Title: Chief Financial Officer

  
 [SIGNATURE
PAGE TO SUPPLEMENT AND JOINDER AGREEMENT] 

 
			
	INITIAL GUARANTORS
	
	ARC INDUSTRIES HOLDINGS, INC.

			
		
	 By:
	 	 /s/ Steven C.
Lilly

			
	 Name:
	 	   Steven C.
Lilly

			
	 Title:
	 	
    
Secretary

			
	
	BRANTLEY HOLDINGS, INC.

			
		
	 By:
	 	 /s/ Steven C.
Lilly

			
	 Name:
	 	   Steven C.
Lilly

			
	 Title:
	 	
    
Secretary

			
	
	ENERGY HARDWARE HOLDINGS, INC.

			
		
	 By:
	 	 /s/ Steven C.
Lilly

			
	 Name:
	 	   Steven C.
Lilly

			
	 Title:
	 	
    
Secretary

			
	
	MINCO HOLDINGS, INC.

			
		
	 By:
	 	 /s/ Steven C.
Lilly

			
	 Name:
	 	   Steven C.
Lilly

			
	 Title:
	 	
    
Secretary

			
	
	PEADEN HOLDINGS, INC.

			
		
	 By:
	 	 /s/ Steven C.
Lilly

			
	 Name:
	 	   Steven C.
Lilly

			
	 Title:
	 	
    
Secretary

			
	
	TECHNOLOGY CROPS HOLDINGS, INC.

			
		
	 By:
	 	 /s/ Steven C.
Lilly

			
	 Name:
	 	   Steven C.
Lilly

			
	 Title:
	 	     Secretary

  
 [SIGNATURE
PAGE TO SUPPLEMENT AND JOINDER AGREEMENT] 

 

	
	
	
	  
 COMMITMENTS

	
	
	
	
	

					
	EXISTING LENDERS
	
	BRANCH BANKING AND TRUST COMPANY,
	as Administrative Agent and as a Lender

					
			
	By:	 	 /s/ Michael Skorich
	 	(SEAL)

					
	Name:	 	   Michael Skorich
	 	

					
	Title:	 	     Senior Vice President
	 	

 

  
 Revolver 

Commitment: 
 $31,250,000 

Percentage Interest: 
 41.666666667% 

 

							
		 	  Lending Office

 Branch Banking and Trust Company
  200 West Second Street, 16th Floor
  Winston-Salem, NC 27101

 Attention: Matthew W. Rush
  Facsimile number: (336) 733-2740
  Telephone number:
(336) 733-2422
  
  And a copy to:

 
  Jacqueline E. Camp, Esq.

 Womble Carlyle Sandridge & Rice, PLLC
  300 North Greene Street
  Suite 1900

 Greensboro, NC 27401
  Facsimile number: (336) 574-4547
  Telephone number:
(336) 574-8069
	 	

  
 [SIGNATURE
PAGE TO SUPPLEMENT AND JOINDER AGREEMENT] 

	
	COMMITMENTS
	
	
	
	
	

					
	FIFTH THIRD BANK,	 	
	as a Lender	 	

					
			
	By:	 	 /s/ Robert B. Weaver
	 	(SEAL)

					
	Name:	 	   Robert B. Weaver
	 	

					
	Title:	 	     Vice President
	 	

 

  

							
	Revolver	 		 		 	
	Commitment:	 		 		 	
	$31,250,000	 		 		 	
				
	Percentage Interest:	 		 		 	
	41.666666667%	 		 		 	
		 	  Lending Office

 Fifth Third Bank
  2105 Blue Ridge Road, Suite 150
  Raleigh, NC 27607

 Attention: Robert B. Weaver, V.P.
  Facsimile number: (919) 573-1918
  Telephone number:
(919) 573-7802
  
  And a copy
to:
	 	

  
 [SIGNATURE
PAGE TO SUPPLEMENT AND JOINDER AGREEMENT]

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