Document:

Addendum Incorporating Economic Growth and Tax Relief Reconciliation Act of 2001

 Exhibit 10.42 
 ADDENDUM INCORPORATING 
 EGTRRA COMPLIANCE AMENDMENT 
 TO 
 TELLABS 401(K) PLAN (THE
“PLAN”) 
 This Amendment to the Plan is adopted to reflect certain provisions of the Economic Growth and Tax Relief Reconciliation Act of 2001
(“EGTRRA”). This Amendment is intended as good faith compliance with the requirements of EGTRRA and is to be construed in accordance with EGTRRA and guidance issued thereunder. Except as otherwise provided, this Amendment shall be
effective as of the first day of the first Plan Year beginning after December 31, 2001. 
 This Amendment shall supersede the provisions of the Plan to
the extent those provisions are inconsistent with the provisions of this Amendment. 
 References to provisions by Plan Section or Article numbers in this
Amendment are to the provisions associated with these Section or Article numbers in the approved volume submitter specimen plan from which the Plan is generated. If the Section or Article numbers have been changed in generating the Plan, references
are to the provisions in the Plan that are associated with the Section or Article numbers in the approved volume submitter specimen plan. 
 AMENDMENT
SECTION 1: PLAN LOANS FOR OWNER-EMPLOYEES AND SHAREHOLDER EMPLOYEES 
  

	[X]	Select this Amendment Section 1 if the Plan provides for loans. (Do not select if the Plan does not provide for loans.) 

 Effective for plan loans made after December 31, 2001, the provisions of Section 12.1 prohibiting loans to any owner-employee or
shareholder-employee shall cease to apply. 
 AMENDMENT SECTION 2: LIMITATIONS ON CONTRIBUTIONS 
  

	[X]	All Plans must select this Amendment Section 2. 

 Effective for “limitation years” beginning after December 31, 2001, the first sentence of the Section in Article VII entitled “Code Section 415 Limitations on Crediting of Contributions and Forfeitures” is
amended to provide as follows: 
 Except to the extent permitted under Amendment Section 11 and Code Section 414(v), if applicable,
the “annual addition” that may be contributed or allocated to a Participant’s Account under the Plan for any “limitation year” shall not exceed the lesser of: 
  

	 	(a)	$40,000, as adjusted for increases in the cost-of-living under Code Section 415(d), or 

  

 1 

	 	(b)	100 percent of the Participant’s compensation, within the meaning of Code Section 415(c)(3), for the “limitation year”. The compensation limit referred to in
this paragraph (b) shall not apply to any contribution for medical benefits after separation from service (within the meaning of Code Section 401(h) or 419A(f)(2)) which is otherwise treated as an “annual addition”.

 AMENDMENT SECTION 3: INCREASE IN COMPENSATION LIMIT 
  

	[X]	Select this Amendment Section 3 to increase the Compensation limit applicable under Code Section 401(a)(17) to the new $200,000 limit. (If you do not wish to
increase to the new Compensation limit, do not select this Amendment Section 3.) 

 The annual Compensation of each
Participant taken into account in determining allocations for any Plan Year beginning after December 31, 2001, shall not exceed $200,000, as adjusted for cost-of-living increases in accordance with Code Section 401(a)(17)(B). Annual
Compensation means Compensation during the Plan Year or such other consecutive 12-month period over which Compensation is otherwise determined under the Plan (the determination period). The cost-of-living adjustment in effect for a calendar year
applies to annual Compensation for the determination period that begins with or within such calendar year. 
 AMENDMENT SECTION 4: MODIFICATION OF TOP-HEAVY
RULES 
  

	[X]	Select this Amendment Section 4 if the Plan covers non-collectively bargained employees. (If the Plan covers collectively bargained employees only, do not
select this Amendment Section 4.) 

 This Section shall apply for purposes of determining whether the Plan is a
top-heavy plan under Code Section 416(g) for Plan Years beginning after December 31, 2001, and whether the Plan satisfies the minimum benefits requirements of Code Section 416(c) for such years. This Section amends Article XXII of the
Plan 
  

	 	A.	The definition of “key employee” in Section 22.1 is amended to provide as follows: 

 A “key employee” means any Employee or former Employee (including any deceased Employee) who at any time during the Plan Year that
includes the “determination date” was an officer of an Employer or a Related Company having annual compensation greater than $130,000 (as adjusted under Code Section 416(i)(1) for Plan Years beginning after December 31, 2002), a
5-percent owner of an Employer or a Related Company, or a 1-percent owner of an Employer or a Related Company having annual compensation of more than $150,000. 

  

 2 

 
For this purpose, annual compensation means compensation within the meaning of Code Section 415(c)(3). The determination of who is a “key
employee” will be made in accordance with Code Section 416(i)(1) and the applicable regulations and other guidance of general applicability issued thereunder. 
  

	 	B.	The definition of “top heavy plan” in Section 22.1 is modified for purposes of determining the present values of accrued benefits and the amounts of account balances
of employees as of a “determination date” as follows: 

 The present values of accrued benefits and the amounts of
account balances of an Employee as of the “determination date” shall be increased by the distributions made with respect to the Employee under the Plan and any plan aggregated with the Plan under Code Section 416(g)(2) during the
one-year period ending on the “determination date”. The preceding sentence shall also apply to distributions under a terminated plan which, had it not been terminated, would have been aggregated with the Plan under Code
Section 416(g)(2)(A)(i). In the case of a distribution made for a reason other than separation from service, death, or disability, this provision shall be applied by substituting “five-year period” for “one-year period”. The
accrued benefits and accounts of any individual who has not performed services for an Employer or any Related Company during the one-year period ending on the “determination date” shall not be taken into account. 
  

	 	C.	The Section in Article XXII entitled “Minimum Employer Contributions” is modified in the following respect: 

 Employer matching contributions shall be taken into account for purposes of satisfying the minimum contribution requirements of Code
Section 416(c)(2) of the Plan. The preceding sentence shall apply with respect to Matching Contributions under the Plan or, if the Plan provides that the minimum contribution requirement shall be met in another plan, such other plan. Employer
matching contributions that are used to satisfy the minimum contribution requirements shall be treated as matching contributions for purposes of the actual contribution percentage test and other requirements of Code Section 401(m). 

 

 3 

 AMENDMENT SECTION 5: DIRECT ROLLOVERS OF PLAN DISTRIBUTIONS 
  

	[X]	All Plans must select this Amendment Section 5. 

 Effective with respect to distribution made after December 31, 2001, the Section in Article XVI entitled “Direct Rollovers” is amended in the following respects: 
  

	 	A.	The definition of “eligible retirement plan” in paragraph (a) is modified by the addition of a new sentence at the end thereof to provide as follows:

 An “eligible retirement plan” shall also mean an annuity contract described in Code Section 403(b) and an
eligible plan under Code Section 457(b) which is maintained by a state, political subdivision of a state, or any agency or instrumentality of a state or political subdivision of a state and which agrees to separately account for amounts
transferred into such plan from this plan. The definition of “eligible retirement plan” shall also apply in the case of a distribution to a surviving spouse, or to a spouse or former spouse who is the alternate payee under a qualified
domestic relation order, as defined in Code Section 414(p). 
  

	 	B.	If the Plan provides for hardship withdrawals, the definition of “eligible rollover distribution” in paragraph (b) is modified to exclude ALL hardship distributions.
Any amount that is distributed on account of hardship shall not be an “eligible rollover distribution” and the distributee may not elect to have any portion of such a distribution paid directly to an “eligible retirement plan”.

  

	 	C.	If the Plan includes assets attributable to After-Tax Contributions, the definition of “eligible rollover distribution” in paragraph (b) is modified to eliminate the
exclusion of After-Tax Contributions. A portion of a distribution shall not fail to be an “eligible rollover distribution” merely because the portion consists of After-Tax Contributions that are not includible in gross income. However,
such portion may be transferred only to an individual retirement account or annuity described in Code Section 408(a) or (b), or to a qualified defined contribution plan described in Code Section 401(a) or 403(a) that agrees to separately
account for amounts so transferred, including separately accounting for the portion of such distribution which is includible in gross income and the portion of such distribution which is not so includible. 

 AMENDMENT SECTION 6: ROLLOVERS FROM OTHER PLANS 
  

	[X]	Select this Amendment Section 6 and complete the selections below only if the Plan accepts Rollover Contributions. 

 Effective with respect to distributions made after December 31, 2001, the Section of Article V entitled “Rollover Contributions” is amended
to provide the following: 
  

	 	A.	The Plan will accept as a Rollover Contribution a direct rollover (the rollover is made directly from the other qualified plan or annuity contract) of an
“eligible rollover distribution” from (select all that apply): 

  

	 	[X]	a qualified plan described in Code Section 401(a) or 403(a), excluding after-tax employee contributions. 

  

 4 

	 	[   ]	a qualified plan described in Code Section 401(a) or 403(a), including after-tax employee contributions. (Do not select if the preceding selection is marked.)

  

	 	[X]	an annuity contract described in Code Section 403(b), excluding after-tax employee contributions. 

  

	 	[X]	an eligible plan under Code Section 457(b) which is maintained by a state, political subdivision of a state, or any agency or instrumentality of a state or political
subdivision of a state. 

  

	 	[   ]	none of the above. 

  

	 	B.	The Plan will accept as a Rollover Contribution a participant rollover (the rollover amount is first distributed to the participant who then rolls it over into the
Plan) of an “eligible rollover distribution” from (select all that apply): 

  

	 	[X]	a qualified plan described in Code Section 401(a) or 403(a). 

  

	 	[X]	an annuity contract described in Code Section 403(b). 

  

	 	[X]	an eligible plan under Code Section 457(b) which is maintained by a state, political subdivision of a state, or any agency or instrumentality of a state or political
subdivision of a state. 

  

	 	[   ]	none of the above. 

  

	 	C.	Select one of the following: 

  

	 	[   ]	The Plan will accept as a Rollover Contribution a direct or participant rollover of the portion of a distribution from an individual retirement account or annuity described
in Code Section 408(a) or 408(b) that is eligible to be rolled over and would otherwise be includible in gross income. 

 or 
  

	 	[X]	The Plan will not accept as a Rollover Contribution a direct or participant rollover of the portion of a distribution from an individual retirement account or annuity
described in Code Section 408(a) or 408(b) that is eligible to be rolled over and would otherwise be includible in gross income. 

  

 5 

 AMENDMENT SECTION 7: ROLLOVERS DISREGARDED IN INVOLUNTARY CASH-OUTS 
  

	[   ]	This Amendment Section 7 may be selected if the Plan provides for involuntary cash-outs. If this Amendment Section 7 is selected complete the fill-ins below. Note
that this Amendment will result in the involuntary distribution of a separated Participant’s Account over $5,000 if the portion of the Account that is not attributable to Rollover Contributions is $5,000 or less.

 For purposes of the Section in Article XV entitled “Cash Outs and Participant Consent”, the value of a
Participant’s vested interest in his Account shall be determined without regard to that portion of the account balance that is attributable to Rollover Contributions (and earnings allocable thereto) within the meaning of Code Sections 402(c),
403(a)(4), 403(b)(8), 408(d)(3)(A)(ii), and 457(e)(16). If the value of the Participant’s vested interest in his Account as so determined is $5,000 or less, the Plan shall immediately distribute the Participant’s entire vested interest in
his Account. 
 AMENDMENT SECTION 8: REPEAL OF MULTIPLE USE TEST 
 If applicable, the Section of Article VII entitled “Multiple Use Limitation” shall not apply for Plan Years beginning after December 31, 2001. 
 AMENDMENT SECTION 9. MODIFICATION OF TOP-HEAVY RULES FOR SAFE HARBOR PLANS 
  

	[X]	Select this Amendment Section 9 if the Plan consists solely of a cash or deferred arrangement which is intended to meet the safe harbor requirements of Code
Section 401(k)(12) and Matching Contributions with respect to which the safe harbor requirements of Code Section 401(m)(11) are intended to be met. 

 The top-heavy requirements of Code Section 416 and Article XXII of the Plan shall not apply in any year beginning after December 31, 2001, in
which the Plan consists solely of a cash or deferred arrangement which meets the requirements of Code Section 401(k)(12) and Matching Contributions with respect to which the requirements of Code Section 401(m)(11) are met. 
 AMENDMENT SECTION 10: CATCH-UP CONTRIBUTIONS 
  

	[X]	Select this Amendment Section 10 and complete the fill-in below only if the Plan provides for Tax-Deferred Contributions. 

 All Eligible Employees who have attained age 50 before the close of the Plan Year shall be eligible to make “catch-up contributions” in
accordance with, and subject to the limitations of, Code Section 414(v). Such “catch-up contributions” shall 

  

 6 

 
not be taken into account for purposes of the provisions of the Plan implementing the required limitations of Code Sections 402(g) and 415. The Plan shall
not be treated as failing to satisfy the provisions of the Plan implementing the requirements of Code Section 401(k)(3), 401(k)(11), 401(k)(12), 410(b), or 416, as applicable, by reason of the making of such “catch-up contributions”.

  

	 	[   ]	Tax-Deferred Contributions that are treated as “catch-up contributions” are excluded from eligibility for Matching Contributions under the Plan. 

AMENDMENT SECTION 11: SUSPENSION PERIOD FOLLOWING HARDSHIP DISTRIBUTION 
  

	[X]	Selection of this Amendment Section 11 is optional for 401(k) plans, other than plans described in Code Section 401(k)(12) or 401(m)(11) (i.e., plans that provide
for safe harbor contributions to satisfy the discrimination testing rules), that use the safe harbor (deemed) standards for hardship withdrawals of Tax-Deferred Contributions set forth in Treas. Reg. Section 1.401(k)-1(d)(2)(iv). This Amendment
Section 11 is required for a plan described in Code Section 401(k)(12) or 401(m)(11) (i.e., plans that provide for safe harbor contributions to satisfy the discrimination testing rules) and that provide for hardship withdrawals. Also see
Notice 2001-56 for guidance regarding the effective date of the change made by EGTRRA Section 636(a). 

 If
you select this Amendment Section 11 the automatic suspension of elective contributions following a hardship withdrawal will be reduced from 12 months to 6 months. 
 A Participant who makes a hardship withdrawal of Tax-Deferred Contributions on or after the effective date specified below, shall be prohibited from
making “elective contributions” and “employee contributions”, as defined in Section 7.1, under the Plan and all other plans maintained by an Employer or a Related Company for six months after receipt of the withdrawal.

 This provision is effective January 1, 2004. 
 AMENDMENT SECTION 12: ELIMINATION OF REDUCTION IN 402(g) LIMIT FOR YEAR FOLLOWING YEAR IN WHICH HARDSHIP DISTRIBUTION MADE 
  

	[X]	Selection of this Amendment Section 12 is optional for 401(k) plans, other than plans described in Code Section 401(k)(12) or 401(m)(11) (i.e., plans that provide
for safe harbor contributions to satisfy the discrimination testing rules), that use the safe harbor (deemed) standards for hardship withdrawals of Tax-Deferred Contributions set forth in Treas. Reg. Section 1.401(k)-1(d)(2)(iv). This Amendment
Section 12 is required for a plan described in Code Section 401(k)(12) or 401(m)(11) (i.e., plans that provide for safe harbor contributions to satisfy the discrimination testing rules) and that provide for hardship withdrawals. Also, see
Notice 2001-56 for guidance regarding the effective date of the change made by EGTRRA Section 636(a). 

  

 7 

 If you select this Amendment Section 12 the reduction in the maximum Tax-Deferred
Contributions that a participant may make under Code Section 402(g) in the year following a hardship distribution for contributions made in the year of the distribution will be eliminated. 
 A Participant who makes a hardship withdrawal of Tax-Deferred Contributions on or after the effective date specified below, shall not have his maximum
Tax-Deferred Contributions and “elective contributions” for the taxable year following the taxable year of the withdrawal reduced under Code Section 402(g) by the amount of his Tax-Deferred Contributions and “elective
contributions” for the taxable year of the withdrawal. 
 This provision is effective January 1, 2004. 
 AMENDMENT SECTION 13: DISTRIBUTION UPON SEVERANCE FROM EMPLOYMENT 
  

	[X]	This Amendment Section 13 should be selected and the selections and fill-ins below completed if your Plan provides for tax-deferred contributions and you want deferrals
and related costs to be distributable in the event you sell off assets and want employees who continue employment with the buyer to be paid out of the Plan. 

 A Participant’s Tax-Deferred Contributions Sub-Account, Qualified Nonelective Contributions Sub-Account, and Qualified Matching Contributions
Sub-Account shall be distributed on account of the Participant’s severance from employment. However, such a distribution shall be subject to the other provisions of the Plan regarding distributions, other than provisions that require a
separation from service before such amounts may be distributed. 
 *            *            * 
 EXECUTED AT TELLABS, this 29th day of August, 2007. 
  

			
	By:	 	 /s/ Kyle Matthews

		
	Title:	 	 VP, Human Resources

  

 8Restated Articles of Incorporation

 EXHIBIT 4.2 
 RESTATED ARTICLES OF INCORPORATION 
 OF 
 NEW M&I CORPORATION 
 These Restated Articles of Incorporation are executed by the
undersigned to supersede and replace the heretofore existing Articles of Incorporation and any amendments thereto of New M&I Corporation, a corporation incorporated under Chapter 180 of the Wisconsin Statutes, the Wisconsin Business Corporation
Law: 
 ARTICLE I 
 The name of
the corporation is Marshall & Ilsley Corporation (the “Corporation”). 
 ARTICLE II 
 The Corporation may engage in any lawful activity within the purposes for which corporations may be organized under the Wisconsin Business Corporation
Law. 
 ARTICLE III 
 The
aggregate number of shares which the Corporation shall have the authority to issue, the designation of each class of shares, the authorized number of shares of each class and the par value thereof per share, shall be as follows: 
  

						
	 Designation of Class
	  	 Par Value
 Per Share
	  	 Authorized
 Number of Shares

	 Preferred Stock
	  	$	1.00	  	5,000,000
	 Common Stock
	  	$	1.00	  	700,000,000

 Any and all such shares of Common Stock and Preferred Stock may be issued for such consideration
as shall be fixed from time to time by the Board of Directors. 
 The preferences, limitations and relative rights of such classes shall be
as follows: 
 (1) Designation of Series. The Preferred Stock may from time to time as hereinafter provided be divided into and issued
in one or more series, and the Board of Directors is hereby expressly authorized to establish one or more series, to fix and determine the variations as among series and to fix and determine, to the extent provided in the Wisconsin Business
Corporation Law, the following designations, terms, limitations and relative rights and preferences of such series: 
 (a) The
designations of such series and the number of shares which shall constitute such series, which number may at any time, or from time to time, be increased or decreased (but not below the number of shares thereof then outstanding) by the Board of
Directors unless the Board of Directors shall have otherwise provided in establishing such series; 

 (b) The voting rights to which the holders of the shares of such series are entitled, if
any; 
 (c) The yearly rate of dividends on the shares of such series, the dates in each year upon which such dividend shall
be payable and, if such dividend shall be cumulative, the date or dates from which such dividend shall be cumulative; 
 (d)
The amount per share payable on the shares of such series in the event of the liquidation or dissolution or winding up of the Corporation (whether voluntary or involuntary); 
 (e) The terms, if any, on which the shares of such series shall be redeemable, and, if redeemable, the amount per share payable thereon in
the case of the redemption thereof (which amount may vary with regard to (i) shares redeemed on different dates; and (ii) shares redeemed through the operation of a sinking fund, if any, applicable to such shares, from the amount payable
with respect to shares otherwise redeemed); 
 (f) The extent to and manner in which a sinking fund, if any, shall be applied
to the redemption or purchase of the shares of such series, and the terms and provisions relative to the operation of such fund; 
 (g) The terms, if any, on which the shares of such series shall be convertible into shares of any other class or of any other series of the same or any other class and, if so convertible, the price or prices or the rate or rates of
conversion, including the method, if any, for adjustments of such prices or rates, and any other terms and conditions applicable thereto; and 
 (h) Such other terms, limitations and relative rights and preferences, if any, of such series as the Board of Directors may lawfully fix and determine and as shall not be inconsistent with the laws of the State of
Wisconsin or these Restated Articles of Incorporation. 
 All shares of the same series of Preferred Stock shall be identical in all
respects, except that shares of any one series issued at different times may differ as to dates from which any cumulative dividends thereon shall be cumulative. All shares of the Preferred Stock of all series shall be equal and shall be identical in
all respects, except as permitted by the foregoing provisions of this paragraph (1). 
 (2) Dividends. The holders of Preferred Stock
shall be entitled to receive, when, as and if declared by the Board of Directors, out of funds legally available therefor, dividends at the annual rate fixed by the Board of Directors with respect to each series of shares and no more. Such dividends
shall be payable on such dates and in respect of such periods in such year as may be fixed by the Board of Directors to the holders of record thereof on such date as may be determined by the Board of Directors. Such dividends shall be paid or
declared and set apart for payment for each dividend period before any dividend (other than a dividend payable solely in Common Stock) for the same period shall be paid upon or set apart for payment on the Common Stock, and, if dividends on the
Preferred Stock shall be cumulative, all unpaid dividends thereon for any past dividend period shall be fully paid or declared and set apart for payment, but without 

  

 2 

 
interest, before any dividend (other than a dividend payable solely in Common Stock) shall be paid upon or set apart for payment on the Common Stock. The
holders of Preferred Stock shall not, however, be entitled to participate in any other or additional earnings or profits of the Corporation, except for such premiums, if any, as may be payable in case of redemption, liquidation, dissolution or
winding up. 
 (3) Redemption. In the event that the shares of any series of the Preferred Stock shall be made redeemable as provided
in subparagraph (e) of paragraph (1), above, the Corporation may, at its option, redeem at any time or from time to time all or any part of such shares, upon notice duly given as hereinafter provided, by paying for each share the redemption
price then applicable thereto fixed by the Board of Directors as provided in subparagraph (e) of paragraph (1), above. 
 Notice of
every such redemption shall be mailed at least thirty (30) days prior to the date fixed for such redemption to the holders of record of the shares called for redemption at their respective addresses as shown on the stock records of the
Corporation. In case of a redemption of a part of a series of Preferred Stock at the time outstanding, the Corporation shall select by lot, in such manner as the Board of Directors may determine, the shares to be redeemed. 
 On or before the date fixed for a redemption specified therein, the Corporation shall deposit funds sufficient to redeem such shares with a bank or trust
company in good standing, as designated in such notice, organized under the laws of the United States or of the State of Wisconsin, doing business in the City of Milwaukee, Wisconsin, and having a capital, surplus and undivided profit aggregating at
least $50,000,000.00, according to its last published statement of condition, in trust for the pro rata benefit of the holders of the shares called for redemption, and if the name and address of such bank or trust company and the deposit or intent
to deposit the redemption funds in such trust account shall have been stated in such notice of redemption, and the Corporation shall have given such bank or trust company irrevocable instructions and authorization to pay the amount payable upon
redemption to the proper holders upon surrender of certificates representing such shares, then, from and after the mailing of such notice and the making of such deposit, all shares so called for redemption shall no longer be deemed to be outstanding
for any purpose whatsoever and the right to receive dividends thereon and all rights of the holders of such shares in or with respect to such shares of the Corporation shall forthwith cease and terminate, except only the right of the holders thereof
to receive from such bank or trust company the amount payable upon redemption together with all accrued but unpaid dividends to the date fixed for redemption, without interest, upon the surrender of the certificates representing the shares to be
redeemed, and the right to exercise privileges of conversion, if any, on or before the date fixed for redemption or such earlier date as may be fixed for the expiration thereof. 
 Any funds so deposited by the Corporation which shall not be required for such redemption because of the exercise of any right of conversion subsequent
to the time of such deposit shall be released and repaid to the Corporation upon its request. Any funds so deposited and unclaimed at the end of five (5) years (or such shorter period as shall be provided by law) after the date fixed for
redemption shall be released and repaid to the Corporation, after which holders of the shares called for redemption shall no longer look to said bank or trust company but shall look only to the Corporation, or to others, as the case may be, for
payment of any lawful claim for such funds which the holders of said shares may still have. Any interest accrued on funds so deposited shall be paid to the Corporation from time to time. 
  

 3 

 (4) Reissue of Shares. Shares of the Preferred Stock which shall have been converted, redeemed,
purchased or otherwise acquired by the Corporation, whether through the operation of a sinking fund or otherwise, shall be retired and restored to the status of authorized but unissued shares. 
 (5) Liquidation. In the event of liquidation, dissolution or winding up (whether voluntary or involuntary) of the Corporation, the holders of
shares of Preferred Stock shall be entitled to be paid the full amount payable on such shares upon the liquidation, dissolution or winding up of the Corporation fixed by the Board of Directors with respect to such shares as provided in subparagraph
(d) of paragraph (1), above, before any amount shall be paid to the holders of the Common Stock. After payment to holders of the Preferred Stock of the full preferential amounts to which they are entitled, the remaining assets of the
Corporation shall be distributed ratably among the holders of the Common Stock. 
 ARTICLE IV 
 Except as set forth in any written agreement between the Corporation and any holder of any stock of the Corporation, no such holder shall have any
preemptive or other subscription rights nor be entitled, as of right, to purchase or subscribe for any part of the unissued stock of the Corporation or any additional stock issued by reason of any increase of authorized capital stock of the
Corporation or other securities whether or not convertible into stock of the Corporation. 
 ARTICLE V 
 The address of the registered office of the Corporation is 780 North Water Street, Milwaukee, Wisconsin 53202 and its registered agent at such address is
G&K Wisconsin Services, LLC. 
 ARTICLE VI 
 All corporate powers shall be exercised by or under the authority of, and the business and affairs of the Corporation shall be managed under the direction of, its Board of Directors. The number of directors (exclusive
of directors, if any, elected by the holders of one or more series of Preferred Stock, voting separately as a series pursuant to the provisions of these Restated Articles of Incorporation applicable thereto) shall be not less than three
(3) directors, the exact number of directors to be determined from time to time by resolution adopted by affirmative vote of a majority of the directors then in office. No decrease in the number of directors shall shorten the term of any
incumbent director. 
 The directors of Marshall & Ilsley Corporation (“M&I Corp.”) immediately prior to the
conversion (the “Conversion”) of M&I Corp. from a Wisconsin corporation into a Wisconsin limited liability company shall be the initial directors of the Corporation. Each initial director of the Corporation shall hold office for an
initial term equal to the remainder of his or her term as a director of M&I Corp. and until his or her successor shall be elected and shall qualify. The 

  

 4 

 
remaining term of the initial directors as directors of M&I Corp. shall be determined as of the date immediately prior to the Conversion. Each director
succeeding an initial director shall hold office until the next annual meeting of shareholders and until his or her successor shall be elected and shall qualify. 
 Any newly created directorship resulting from an increase in the number of directors and any other vacancy on the Board of Directors, however caused, shall be filled by the vote of a majority of the directors then in
office, although less than a quorum, or by a sole remaining director. Any director so elected to fill any vacancy in the Board of Directors, including a vacancy created by an increase in the number of directors, shall hold office until the next
annual meeting of shareholders and until his or her successor shall be elected and shall qualify. Notwithstanding the foregoing, any vacancy in a director position elected by the holders of one or more series of Preferred Stock, voting separately as
a series, shall be filled by the vote of such shareholders. 
 Exclusive of directors, if any, elected by the holders of one or more series
of Preferred Stock, voting separately as a series pursuant to the provisions of these Restated Articles of Incorporation applicable thereto, no director of the Corporation may be removed from office, except for Cause and by the affirmative vote of a
majority of the votes entitled to be cast by all outstanding shares of capital stock of the Corporation entitled to vote at a meeting of shareholders duly called for such purpose. As used in this Article VI, the term “Cause” shall mean
solely malfeasance arising from the performance of a director’s duties which has a materially adverse effect on the business of the Corporation. 
 No person, except those nominated by or at the direction of the Board of Directors, shall be eligible for election as a director at any annual or special meeting of shareholders unless a written request, in the form
and within the applicable notice period established by the Corporation’s By-laws, is received from a shareholder of record by the Secretary of the Corporation. Where such a request for nomination and such consent have been timely received, but
such nominee is unable or declines to serve, the person who placed the individual’s name in nomination may request that an alternative name be placed in nomination at the meeting. 
 Notwithstanding the foregoing, whenever the holders of any one or more series of Preferred Stock issued by the Corporation shall have the right, voting
separately by series, to elect directors at an annual or special meeting of shareholders, the election, term of office, filling of vacancies and other features of such directorships shall be governed by the terms of these Restated Articles of
Incorporation applicable thereto. 
 ARTICLE VII 
 The period of existence of the Corporation shall be perpetual. 
 ARTICLE VIII 
 The Corporation’s By-laws may be amended, altered or repealed, and new By-laws may be enacted, only by the affirmative vote of not less than a
majority of the votes entitled to be cast by all outstanding shares of capital stock of the Corporation entitled to vote at a meeting of shareholders duly called for such purpose, or by a vote of not less than a majority of the directors then in
office. 
  

 5 

 ARTICLE IX 
 The undersigned officer of New M&I Corporation hereby certifies that the foregoing amendment and restatement of the Articles of Incorporation of said corporation contains amendments to the Articles of
Incorporation requiring shareholder approval, and was duly adopted by the Board of Directors and shareholders of the corporation on October 25, 2007 in accordance with Section 180.1003 of the WBCL. 
 ARTICLE X 
 Effective upon receipt of these
Restated Articles of Incorporation by the Department of Financial Institutions of the State of Wisconsin, these Restated Articles of Incorporation supersede and take the place of the heretofore existing Articles of Incorporation of the Corporation
and any amendments thereto. 
 Executed this 26th day of October, 2007. 
  

			
	NEW M&I CORPORATION
		
	By:	 	 /s/ Randall J. Erickson

		 	Randall J. Erickson, Vice President
		 	and Secretary
		
	Attest:	 	 /s/ Patricia R. Justiliano

		 	Patricia R. Justiliano, Vice President
		 	and Treasurer

 This instrument was drafted by: 
 Brett D. Koeller 
 Godfrey & Kahn, S.C. 
 780 North Water Street 
 Milwaukee, Wisconsin 53202-3590 
  

 6

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00131-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00131-of-00352.parquet"}]]