Document:

December 12, 2013

 

[INVESTOR]

 

RE: 8% CONVERTIBLE UNSECURED NOTE 

 

Dear [INVESTOR]:

 

Reference is made to
that certain 8% Convertible Unsecured Note dated as of [DATE], in the principal amount of [AMOUNT] dollars ($XXX) (the “Note”)
made by AntriaBio, Inc., a Delaware Corporation (the “Borrower”), payable to the order of [INVESTOR] (the “Lender”).
Capitalized terms used herein and not otherwise defined herein have the meanings assigned to them in the Note.

 

The Borrower has engaged
Paulson Investment Company (“Paulson”) to raise up to three million five hundred thousand dollars ($3,500,000) in convertible
promissory notes and to raise a follow on PIPE financing in excess of five million dollars in early 2014. The convertible promissory
notes raised through Paulson will be convertible into shares of Borrower’s common stock at $0.21. The proceeds from the two
Paulson-led financings will be used to further our clinical trials on our current product, lease a lab facility and perform leasehold
improvements on the facility, as well as for general corporate purposes.

 

By its terms, the Note
has an optional conversion by the Lender. The Borrower is requesting that the Lender amend sections 2.1 and 2.2 of the Note to
fix the conversion price for conversion of the Note into shares of Borrower’s common stock at $0.25 per share, require a
mandatory conversion at the time of the Qualified Financing and redefine the term Qualified Financing. For purposes of this letter
agreement, until such time as this letter agreement terminates, a “Qualified Financing” is defined as the sale (pursuant
to an equity financing, series of related equity financings or otherwise) by the Borrower of shares of Borrower’s common
stock at a pre-money valuation of all of the shares of the Borrower’s stock, on an as converted fully diluted basis, of at
least twenty million dollars which results in gross proceeds to the Borrower of at least three million dollars, not including the
conversion of the convertible promissory notes raised through Paulson. Notwithstanding the foregoing, if the Borrower consummates
an equity financing which is not a Qualified Financing as defined in this letter agreement (i.e., for a pre-money valuation of
all of the shares of Borrower’s stock, on an as converted fully diluted basis, of less than twenty million dollars), then
original terms of the Note shall apply, including, without limitation, the Conversion Price set forth therein.

 

This letter agreement
is not effective until, and shall become effective with no further action of the parties hereto immediately upon, the closing of
at least one million dollars of convertible promissory notes raised through Paulson (the “Closing”). The Borrower shall
notify the Lender in writing of the Closing within five business days following the Closing. This letter agreement, except for
the last sentence of this paragraph, will terminate on the earlier of (i) the mandatory conversion of the Note pursuant to a Qualified
Financing or (ii) March 31, 2014, after which time, the original terms of the Note shall apply to the Borrower and the Lender and
this letter agreement shall be null and void in all respects. Regardless of the termination of this letter agreement, the conversion
of the convertible promissory notes raised through Paulson will not be considered towards a Qualified Financing (as defined in
the original Note) and this provision will survive the termination of this letter agreement.

 

	ab	999
                                         18th Street, Suite 3000, Denver, CO 80202

        303.357.4651
        P 303.446.9111 F

        www.antriabio.com

 

    	 

    	 

    

 

The agreement of the
Lender contained herein shall not be deemed to modify any other terms, covenants or agreements contained in the Note made by the
Borrower to the Lender. The Borrower agrees that the agreement set forth in the preceding paragraph shall be limited to the precise
meaning of the words as written therein and shall not be deemed (i) to be a consent to any waiver or modification of any other
term or condition of the Note, or (ii) to prejudice any right or remedy that the Lender may now have or may in the future have
under or in connection with any Note other than with respect to the matters for which the agreement in the preceding paragraph
has been provided. The Borrower acknowledges and agrees that the agreements set forth in this letter are provided by the Lender
as a financial accommodation to the Borrower. The agreement set forth in the preceding paragraph shall not alter, affect, release
or prejudice in any way any of the Borrower’s obligations under the Note, and the representations and warranties made by
the Borrower under the Note are true and correct as of the date hereof. This letter shall not be construed as establishing a course
of conduct on the part of the Lender upon which Borrower may rely at any time in the future. The Borrower expressly waives any
right to assert any claim to such effect at any time.

 

The Borrower hereby
acknowledges and confirms that the Borrower’s obligations under the Note continue in all respects. The Borrower further acknowledges
and confirms that the Note is ratified and confirmed in all respects and all terms, conditions and provisions of the Note, except
as amended by this letter agreement at such time as this letter agreement becomes effective, remain unmodified and in full force
and effect.

 

If these terms are
acceptable to you, please so indicate in the space provided on the enclosed counterpart of this letter, date the same, and return
it to the Borrower whereupon this letter shall become effective in accordance with its terms. If you have any questions about this
letter, please do not hesitate to contact Morgan Fields, telephone number 303-357-4645.

 

	 	Very truly yours,
	 	 
	 	Steve Howe, Chairman
	 	AntriaBio, Inc.

 

	 	By	 
	 	Its	 

 

	Accepted and Agreed to	 
	as of December 12, 2013Exhibit 10.2

 

BEACON ROOFING SUPPLY, INC. 2014 STOCK
PLAN

(Effective As Of February 12, 2014)

 

RESTRICTED STOCK UNIT AWARD AGREEMENT
FOR NON-EMPLOYEE DIRECTORS

 

A Restricted Stock
Unit (RSU) Award (the “Award”) granted by Beacon Roofing Supply, Inc., a Delaware corporation (the “Company”),
to the non-employee Director named in the attached Award letter (the “Grantee”), relating to the common stock, par
value $.01 per share (the “Common Stock”), of the Company, shall be subject to the following terms and conditions and
the provisions of the Beacon Roofing Supply, Inc. 2014 Stock Plan, Effective as of February 12, 2014 (the “Plan”),
a copy of which is attached hereto and the terms of which are hereby incorporated by reference:

 

1.Acceptance
by Grantee. The receipt of the Award is conditioned upon its acceptance by the Grantee in the space provided therefor at the
end of this Agreement and the return of an executed copy of this Agreement to the General Counsel of the Company no later than
March 14, 2014. If the Grantee shall fail to return this executed Agreement by the due date, the Grantee’s Award shall be
forfeited to the Company.

 

2.Grant
of RSUs. The Company hereby grants to the Grantee the Award of RSUs, as set forth in the Award letter. An RSU is the right,
subject to the terms and conditions of the Plan and this Agreement, to receive a distribution of a share of Common Stock for each
RSU as described in Section 6 of this Agreement.

 

3.RSU
Account. The Company shall maintain an account (“RSU Account”) on its books in the name of the Grantee which shall
reflect the number of RSUs awarded to the Grantee and any dividend equivalents paid to the Grantee as described in Section 4.

 

4.Dividend
Equivalents. Upon the payment of any dividends on Common Stock occurring during the period preceding the date the RSUs are
settled in Common Stock and distributed to the Grantee as described in Section 6, the Company shall credit the Grantee’s
RSU Account with an amount equal in value to the dividends that the Grantee would have received had the Grantee been the actual
owner of the number of shares of Common Stock represented by the RSUs in the Grantee’s RSU Account on that date. Such amounts
shall be paid to the Grantee in cash at the time and to the extent the RSU Account is distributed to the Grantee. Any dividend
equivalents relating to RSUs that are forfeited shall also be forfeited.

 

5.Vesting.

 

(a)Except
as described in (b) and (c) below, the Grantee shall become vested in his Award on the first anniversary of the date of the grant
of the Award if he remains in continuous service on the Board until such date.

 

(b)If
the Grantee’s service on the Board terminates prior to the first anniversary of the date of the grant of the Award due to
death or disability, the Award shall become vested on such date. For this purpose “disability” means (as determined
by the Committee in its sole discretion) the inability of the Grantee to engage in any substantial gainful activity by reason of
any medically determinable physical or mental impairment which is expected to result in death or disability or which has lasted
or can be expected to last for a continuous period of not less than 12 months.

 

(c)The
Award shall be forfeited to the Company upon the Grantee’s termination of service on the Board for any reason other than
the Grantee’s death or disability (as described in Section 3(b) above) that occurs prior to the date the RSUs vest as provided
in Section 3(a) above. 

 

6.Settlement
of Award. No later than 10 business days following the date of the Grantee’s termination of service on the Board, the
Company shall distribute to him, or his personal representative, beneficiary or estate, as applicable, (a) a number of shares of
Common Stock equal to the number of vested RSUs subject to the Award and held in his RSU Account, and (b) a cash payment equal
to the dividend equivalents credited to his RSU Account attributable to such vested RSUs.

 

7.Change
in Control. Notwithstanding the foregoing provisions of the Agreement, upon a Change in Control of the Company, (a) the Grantee
shall become vested in any then unvested Award and (b) the Company shall immediately distribute to the Grantee his RSU Account
as described in Section 6; provided, however, that if the Change in Control does not constitute a “change in control”
as described in Treas. Reg. §1.409A-3(i)(5), then distribution of the RSU Account shall be deferred until the date of the
Grantee’s termination of service on the Board.

 

    	 

    	 

    

 

8.Rights
as Stockholder. The Grantee shall not be entitled to any of the rights of a stockholder of the Company with respect to the
Award, including the right to vote and to receive dividends and other distributions, until and to the extent the Award is settled
in shares of Common Stock.

 

9.Award
Not Transferable. The Award may not be transferred other than by will or the applicable laws of descent or distribution or
pursuant to a qualified domestic relations order. The Award shall not otherwise be assigned, transferred, or pledged for any purpose
whatsoever and is not subject, in whole or in part, to attachment, execution or levy of any kind. Any attempted assignment, transfer,
pledge, or encumbrance of the Award, other than in accordance with its terms, shall be void and of no effect.

 

10.Share
Delivery. Delivery of the Award Shares will be by book-entry credit to an account in the Grantee’s name established by
the Company with the Company’s transfer agent; provided that the Company shall, upon written request from the Grantee (or
his estate or personal representative, as the case may be), issue certificates in the name of the Grantee (or his estate or personal
representative) representing such Award Shares.

 

11.Administration.
The Award shall be administered in accordance with such regulations as the Committee shall from time to time adopt.

 

12.Governing
Law. This Agreement, and the Award, shall be construed, administered and governed in all respects under and by the laws of
the State of Delaware.

 

IN WITNESS WHEREOF,
this Agreement is executed by the Company this ___ day of __________ 2014, effective as of the __ day of __________.

 

	 	BEACON ROOFING SUPPLY, INC.
	 	 	 
	 	 	 
	 	By:   	 
	 	 	Ross D. Cooper 
	 	 	Senior Vice President, General Counsel & Secretary 

 

 

 

AGREED AND ACCEPTED:

 

GRANTEE

  

 

	 	 	 
	 	 	 
	 	 	 
	Date:

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