Document:

Form of Common Stock Certificate of the Company

 

 

 CORNING INCORPORATED 

CORNING INCORPORATED WILL FURNISH TO ANY SHAREHOLDER UPON REQUEST AND WITHOUT CHARGE, A FULL STATEMENT OF THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES
AND LIMITATIONS OF THE SHARES OF EACH CLASS WHICH IT IS AUTHORIZED TO ISSUE, AND THE DESIGNATION, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS OF EACH SERIES OF ANY CLASS OF PREFERRED STOCK WHICH IT IS AUTHORIZED TO ISSUE. SUCH REQUEST SHOULD BE
ADDRESSED TO THE SECRETARY OF CORNING INCORPORATED OR TO THE TRANSFER AGENT NAMED ON THE FACE OF THIS CERTIFICATE. 
  

													
	The following abbreviations,
when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
	TEN COM	  	- as tenants in common	  	UNIF GIFT MIN ACT-
                             Custodian
                        
	 	  		  		  		  		  	        (Cust)
                                    (Minor)
	TEN ENT	  	- as tenants by the entireties	  	under Uniform Gifts to Minors Act
                
	 	  		  		  		  		  		  	                    
                    (State)
	 		 
	JT TEN	  	- as joint tenants with right of survivorship	  	UNIF TRF MIN ACT             
            Custodian (until age      )        
	 	  	  and not as tenants in common	  		  		  		  	        (Cust)
                                    (Minor)
	 	  		  	under Uniform Transfers to Minors Act
                
	 	  		  		  		  		  		  	              
(State)
	 	  	Additional abbreviations may also be used though not in the above list.

  

							
		  		 	PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
			 
		  	For value received,
                                         
                    hereby sell, assign and transfer unto	 	 
		
		  	  

		  	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
		
		  	  

		
		  	  

		
		  	  

		  	Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
		
		  	  

		  	Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 

									
		  	  
 Dated:

 
 Signature:

 
 Signature:
	  	  
 ___________________________________ 20________________________

  

______________________________________________________________
  

______________________________________________________________

Notice: The signature to this assignment must correspond with the name as written upon the face of the
certificate, in every particular, without alteration or enlargement, or any change whatever.
	  		 	
Signature(s) Guaranteed: Medallion Guarantee Stamp

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit
Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15Second Amendment to the Long-Term Incentive Plan

 Exhibit 10.1 

SECOND AMENDMENT TO THE 

SUNSTONE HOTEL INVESTORS, INC. 

2004 LONG-TERM INCENTIVE PLAN 

THIS SECOND AMENDMENT (this “Second Amendment”) to the Sunstone Hotel Investors, Inc. 2004 Long-Term Incentive Plan, as
amended and restated effective May 1, 2007, and as amended by the First Amendment thereto effective December 31, 2008 (the “Plan”), is made by Sunstone Hotel Investors, Inc. (the “Company”) to be effective
as of May 5, 2010. 
 WHEREAS, the Company maintains the Plan for the benefit of certain participants; 

WHEREAS, the Company desires to amend certain provisions of the Plan in order to (i) increase the number of shares of the
Company’s common stock available for awards thereunder by an additional 2,200,000 shares, and (ii) prohibit the repricing of stock options and stock appreciation rights without the approval of the Company’s shareholders; and

 WHEREAS, the Board of Directors of the Company (the “Board”) has reserved the right to amend the Plan.

 NOW, THEREFORE, the Plan is hereby amended as follows: 

1. The first sentence of Section 1.6(a) of the Plan is hereby amended and restated in its entirety as follows: 

“The total number of shares of Common Stock, which may be transferred pursuant to Awards granted under the Plan shall not exceed six
million fifty thousand (6,050,000) shares.” 
 2. The following paragraph shall be added as a new Section 2.12 of
the Plan: 
 “Section 2.12 Prohibition on Repricing 

Subject to the provisions of Section 1.6(b) hereof, the Committee shall not, without the approval of the shareholders of the Company,
(i) authorize the amendment of any outstanding stock option or stock appreciation right granted under the Plan to reduce its price per share, or (ii) cancel any stock option or stock appreciation right granted under the Plan in exchange
for cash or another Award when the price per share of such stock option or stock appreciation right exceeds the Fair Market Value of the underlying shares of Common Stock. Subject to the provisions of Section 1.6(b), the Committee shall have
the authority, without the approval of the shareholders of the Company, to amend any outstanding Award to increase the price per share or to cancel and replace an Award with the grant of an Award having a price per share that is greater than or
equal to the price per share of the original Award.” 

 3. This Second Amendment shall be and is hereby incorporated in and forms a part of the
Plan. 
 4. All other terms and provisions of the Plan shall remain unchanged except as specifically modified herein.

 [SIGNATURE PAGE FOLLOWS] 

 IN WITNESS WHEREOF, the Board has caused this Second Amendment to the Plan to be duly
executed on this 5th day of May, 2010. 
  

	
	SUNSTONE HOTEL INVESTORS, INC.
	
	/s/ Arthur L. Buser, Jr.
	 Arthur L. Buser, Jr.

Director, President and Chief Executive OfficerAmendment No. 2 to Credit Agreement

 Exhibit 10.1 

AMENDMENT NO. 2 TO CREDIT AGREEMENT 

This AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”) dated as of February 26, 2010, is made by
and among CME GROUP INC., a Delaware corporation (the “Borrower”) and each of the Lenders (as defined in the Credit Agreement described below) party hereto. 

W I T N E S S E T H: 

WHEREAS, the Borrower, Bank of America, N.A., in its capacity as administrative agent for the Lenders (in such capacity, the
“Administrative Agent”) and the Lenders have entered into that certain Credit Agreement dated as of August 22, 2008 (as amended by Amendment No. 1 and Limited Waiver to Credit Agreement dated as of
September 30, 2009, and as hereby amended, the “Credit Agreement”; capitalized terms used in this Amendment not otherwise defined herein shall have the respective meanings given thereto in the Credit Agreement), pursuant
to which the Lenders have made available to the Borrower a term loan facility and a revolving credit facility; and 

WHEREAS, the Borrower has advised the Administrative Agent and the Lenders that it desires to amend certain provisions of the
Credit Agreement to permit certain Subsidiary Indebtedness in connection with such Subsidiary’s acquiring certain assets, including the Dow Jones stock market indices business and a license to use certain Dow Jones trademarks. 

NOW, THEREFORE, in consideration of the premises and further valuable consideration, the receipt and sufficiency of which is
hereby acknowledged, the parties hereto agree as follows: 
 1. Amendments to Credit Agreement. Subject to the terms and
conditions set forth herein, the Credit Agreement is hereby amended as follows: 
 (a) Section 1.01
of the Credit Agreement is hereby amended by adding the following definitions in the appropriate alphabetical order therein: 

“CIMD Holdings, LLC” means CIMD Holdings, LLC (and as such entity may be renamed), a Delaware limited liability company.

 “CIMD, LLC” means CIMD, LLC (and as such entity may be renamed), a Delaware limited liability company.

 “Dow Jones Index Transaction” means a transaction as a result of which (i) a wholly-owned Subsidiary of
the Borrower will own 90% of the Equity Interests in CIMD Holdings, LLC, (ii) Dow Jones & Company, Inc., a Delaware corporation, will own 10% of the Equity Interests in CIMD Holdings, LLC, (iii) CIMD Holdings, LLC will own all of
the Equity Interests in CIMD, LLC, and (iv) CIMD, LLC will own certain assets including the Dow Jones stock market indices business and a license to use certain Dow Jones trademarks. 

 (b) Section 6.02 of the Credit Agreement is hereby amended by
(i) deleting “and” from subsection (m) therein, (ii) renumbering the existing subsection (n) as subsection (o) therein, and (iii) by adding the following as the new subsection (n):

 “(n) Indebtedness incurred by CIMD, LLC, the proceeds of which are to be used to finance the Dow Jones Index Transaction
(and transaction expenses related thereto), and extensions, renewals, replacements and refinancings of any such Indebtedness; provided that the aggregate principal amount of Indebtedness permitted by this clause (n) shall not exceed
$615,000,000 at any time outstanding; and” 
 2. Effectiveness; Conditions Precedent. The effectiveness of this
Amendment and the amendments to the Credit Agreement contained herein are subject to the satisfaction of the following conditions precedent: 

(a) the Administrative Agent shall have received each of the following documents or instruments in form and substance
reasonably acceptable to the Administrative Agent: 
 (i) counterparts of this Amendment duly executed by the
Borrower, and Lenders which constitute Required Lenders; and 
 (ii) a certificate signed by a Senior Officer of
the Borrower certifying as to the representations and warranties set forth in Section 3(a). 
 (b) a fee
shall have been paid to the Administrative Agent for distribution to each Lender executing this Agreement and delivering such executed signature page to the Administrative Agent no later than 5:00 p.m. (New York time) on February 26, 2010, with
each such executing Lender’s fee equal to 0.05% times the sum of (i) the outstanding principal amount of the Term Loan held by such Lender as of the date hereof plus (ii) such Lender’s Revolving Commitment as
of the date hereof. 
 (c) unless waived by the Administrative Agent, all accrued reasonable and documented
out-of-pocket expenses of the Arrangers and the Administrative Agent required to be paid pursuant to Section 9.03 of the Credit Agreement on or prior to the closing of the Amendment shall have been paid. 

This Agreement shall become effective as of the date hereof upon satisfaction of the conditions set forth in clauses (a) through (c) above and
the Administrative Agent shall give notice to the Borrower of the effectiveness of this Amendment. 
 3. Representations and
Warranties. In order to induce the Lenders to enter into this Amendment, the Borrower represents and warrants to the Lenders as follows: 

(a) At the time of and immediately after giving effect to this Amendment, (i) the representations and warranties of
the Borrower set forth in Article III of the Credit Agreement shall be true and correct in all material respects on and as of the date hereof, and (ii) no Default or Event of Default has occurred and is continuing. 

 

 2 

 (b) This Amendment has been duly executed and delivered by the Borrower and
constitutes a legal, valid and binding obligation of the Borrower, enforceable against the Borrower in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other similar laws affecting
creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law. 

4. Entire Agreement. This Amendment, together with the Credit Agreement (collectively, the “Relevant
Documents”), sets forth the entire understanding and agreement of the parties hereto in relation to the subject matter hereof and supersedes any prior negotiations and agreements among the parties relating to such subject matter. No
promise, condition, representation or warranty, express or implied, not set forth in the Relevant Documents shall bind any party hereto, and no such party has relied on any such promise, condition, representation or warranty. Each of the parties
hereto acknowledges that, except as otherwise expressly stated in the Relevant Documents, no representations, warranties or commitments, express or implied, have been made by any party to any other party in relation to the subject matter hereof or
thereof. None of the terms or conditions of this Amendment may be changed, modified, waived or canceled orally or otherwise, except in writing and in accordance with Section 9.02 of the Credit Agreement. 

5. Full Force and Effect of Agreement. Except as hereby specifically amended, modified or supplemented, the Credit Agreement is
hereby confirmed and ratified in all respects and shall be and remain in full force and effect according to its terms. 
 6.
Counterparts. This Amendment may be executed in any number of counterparts, each of which shall be deemed an original as against any party whose signature appears thereon, and all of which shall together constitute one and the same
instrument. Delivery of an executed counterpart of a signature page of this Amendment by telecopy or other electronic transmission (e.g. pdf or electronic mail) shall be effective as a manually executed counterpart of this Amendment. 

7. Governing Law. THIS AMENDMENT SHALL IN ALL RESPECTS BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF
NEW YORK. The Borrower hereby irrevocably and unconditionally submits, for itself and its property, to the nonexclusive jurisdiction of the Supreme Court of the State of New York sitting in New York County and of the United States District Court of
the Southern District of New York, and any appellate court from any thereof, in any action or proceeding arising out of or relating to this Amendment, or for recognition or enforcement of any judgment, and each of the parties hereto hereby
irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard and determined in such New York State or, to the extent permitted by law, in such Federal court. This Amendment shall be further subject
to the provisions of Sections 9.09 and 9.10 of the Credit Agreement. 
 8. Enforceability. Any provision of
this Amendment held to be invalid, illegal or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or enforceability without affecting the validity, legality and enforceability
of the remaining provisions hereof; and the invalidity of a particular provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction. 

 

 3 

 9. References. All references to the “Credit Agreement” shall mean the
Credit Agreement, as amended hereby. 
 10. Successors and Assigns. This Amendment shall be binding upon and inure to the
benefit of the Borrower, the Administrative Agent, the Lenders and their respective successors, legal representatives, and assignees to the extent such assignees are permitted assignees as provided in Section 9.04 of the Credit
Agreement. 
 [Signature pages follow.] 

 

 4 

 IN WITNESS WHEREOF, the parties hereto have caused this instrument to be made,
executed and delivered by their duly authorized officers as of the day and year first above written. 
  

			
	BORROWER:
	
	 CME GROUP INC.

		
	By:	 	 /s/ James A. Pribel

	Name:	 	James A. Pribel
	Title:	 	Director and Treasurer

 AMENDMENT
NO. 2 TO CREDIT AGREEMENT 
 Signature Page 

			
	BANK OF AMERICA, N.A., as a Lender
		
	By:	 	 /s/ Maryanne Fitzmaurice

	Name:	 	Maryanne Fitzmaurice
	Title:	 	Senior Vice President

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	UBS LOAN FINANCE LLC, as a Lender
		
	By:	 	 /s/ Iria R. Otsa

	Name:	 	Iria R. Otsa
	Title:	 	Associate Director
		
	By:	 	 /s/ Mary E. Evans

	Name:	 	Mary E. Evans
	Title:	 	Associate Director

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	BMO CAPITAL MARKETS FINANCING, INC., as a Lender
		
	By:	 	 /s/ Linda Haven

	Name:	 	Linda Haven
	Title:	 	Managing Director

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	 THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.,

as a Lender

		
	By:	 	 /s/ Scott Schaffer

	Name:	 	Scott Schaffer
	Title:	 	Authorized Signatory

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	THE BANK OF NOVA SCOTIA, as a Lender
		
	By:	 	 /s/ Todd Meller

	Name:	 	Todd Meller
	Title:	 	Managing Director

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	U.S. BANK NATIONAL ASSOCIATION, as a Lender
		
	By:	 	 /s/ James N. DeVries

	Name:	 	James N. DeVries
	Title:	 	Senior Vice President

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	LLOYDS TSB BANK PLC, as a Lender
		
	By:	 	 /s/ Shane Klein

	Name:	 	Shane Klein
	Title:	 	Senior Vice President, K042
		
	By:	 	 /s/ Candi Obrentz

	Name:	 	Candi Obrentz
	Title:	 	Vice President, O013

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	 COMMONWEALTH BANK OF AUSTRAILIA,

as a Lender

		
	By:	 	 /s/ John Raftopoulos

	Name:	 	John Raftopoulos
	Title:	 	Risk Executive

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	SVENSKA HANDELSBANKEN, as a Lender
		
	By:	 	 /s/ Richard Johnson

	Name:	 	Richard Johnson
	Title:	 	Senior Vice President
		
	By:	 	 /s/ Mieko Miyamoto

	Name:	 	Mieko Miyamoto
	Title:	 	Vice President

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	TD BANK, NA, as a Lender
		
	By:	 	 /s/ Robyn Zeller

	Name:	 	Robyn Zeller
	Title:	 	Senior Vice President

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	THE BANK OF NEW YORK MELLON, as a Lender
		
	By:	 	 /s/ Thomas Caruso

	Name:	 	Thomas Caruso
	Title:	 	Managing Director

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	WILLIAM STREET LLC, as a Lender
		
	By:	 	 /s/ Mark Walton

	Name:	 	Mark Walton
	Title:	 	Authorized Signatory

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	PNC BANK NATIONAL ASSOCIATION, as a Lender
		
	By:	 	 /s/ Cara Gentile

	Name:	 	Cara Gentile
	Title:	 	Vice President

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	BANK OF CHINA, NEW YORK BRANCH, as a Lender
		
	By:	 	 /s/ William W. Smith

	Name:	 	William W. Smith
	Title:	 	Deputy General Manager

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	THE NORTHERN TRUST COMPANY, as a Lender
		
	By:	 	 /s/ Peter J. Hallen

	Name:	 	Peter J. Hallen
	Title:	 	Vice President

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	 BANK OF COMMUNICATIONS CO., LTD.,

NEW YORK BRANCH, as a Lender

		
	By:	 	 /s/ Shelley He

	Name:	 	Shelley He
	Title:	 	Deputy General Manager

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	FIRST COMMERCIAL BANK NEW YORK AGENCY, as a Lender
		
	By:	 	 /s/ May Hsiao

	Name:	 	May Hsiao
	Title:	 	Assistant General Manager

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	 MEGA INTERNATIONAL COMMERCIAL

BANK CO., LTD. NEW YORK BRANCH, as a

Lender

		
	By:	 	 /s/ Priscilla Hsing

	Name:	 	Priscilla Hsing
	Title:	 	Vice President & Deputy General Manager

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	THE CHIBA BANK, LTD., NEW YORK BRANCH, as a Lender
		
	By:	 	 /s/ Yukihito Inamura

	Name:	 	Yukihito Inamura
	Title:	 	General Manager

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page 

			
	TAIWAN COOPERATIVE BANK as a Lender
		
	By:	 	 /s/ Li-Hua Huang

	Name:	 	Li-Hua Huang
	Title:	 	Assistant Vice President and General Manager

  

 AMENDMENT NO. 2 TO CREDIT AGREEMENT 

Signature Page

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