Document:

Exhibit
4.1

AMENDMENT TO

AMENDED
AND RESTATED RIGHTS AGREEMENT

This AMENDMENT, dated as of October 19, 2006 (the “Amendment”),
amends the Amended and Restated Rights Agreement, dated as of September 15,
1988, as amended as of September 20, 1990, as amended and restated as of June
18, 1998, and as amended as of April 5, 2004 (the “Rights Agreement”), between
State Street Corporation, a Massachusetts corporation (the “Company”), and
Computershare Trust Company, N.A. (as successor to BankBoston, N.A.), as Rights
Agent (the “Rights Agent”).

WHEREAS, under Section 27 of the Rights Agreement, the
Company may from time to time supplement or amend the Rights Agreement without
the approval of any holders of Right Certificates in order to, among other
thing, make any provisions with respect to the Rights that the Company may deem
necessary or desirable, any such supplement or amendment to be evidenced by a
writing signed by the Company and the Rights Agent;

WHEREAS, the Company has determined, and has so
directed the Rights Agent, to amend the Rights Agreement as set forth herein
pursuant to Section 27 of the Rights Agreement.

NOW, THEREFORE, in consideration of the foregoing and
the mutual agreements set forth herein, and intending to be legally bound, the
parties hereto agree as follows:

1.             Section 7(a) of the Rights Agreement is hereby deleted
in its entirety and replaced with the following language:

“The registered holder of
any Right Certificate may exercise the Rights evidenced thereby (except as
otherwise provided herein) in whole or in part at any time after the
Distribution Date upon surrender of the Right Certificate, with the form of
election to purchase on the reverse side thereof duly executed, to the Rights
Agent at the office of the Rights Agent designated for such purposes, together
with payment of the Purchase Price for each one one-hundredth of a Preferred
Share as to which the Rights are exercised, at or prior to the earliest of (i)
the close of business on October 20, 2006 (the “Final Expiration Date”), (ii)
the time at which the Rights are redeemed as provided in Section 23 hereof (the
“Redemption Date”), or (iii) the time at which such Rights are exchanged as
provided in Section 24 hereof.”

2.             Exhibit B and Exhibit C to the
Rights Agreement entitled “Form of Right Certificate” and “Summary of Rights to
Purchase Preferred Shares,” respectively, are hereby amended to replace the
words “September 15, 2008” with the words “October 20, 2006” in all places
where such words appear.

3.             This Amendment shall be deemed to
be a contract made under the laws of the Commonwealth of Massachusetts and for
all purposes shall be governed by and construed in accordance with the laws of
such Commonwealth applicable to contracts to be made and performed entirely
within such Commonwealth.

4.             All acts and things necessary to
make this Amendment a valid agreement, enforceable according to its terms, have
been done and performed, and the execution and delivery of this Amendment by
the Company and the Rights Agent have been in all respects duly authorized by
the Company and the Rights Agent.

5.             This Amendment may be executed in
any number of counterparts and each of such counterparts shall for all purposes
be deemed to be an original, and all such counterparts shall together constitute
but one and the same instrument.

6.             In all respects not inconsistent
with the terms and provisions of this Amendment, the Rights Agreement is hereby
ratified, adopted, approved and confirmed. 
In executing and delivering this Amendment, the Rights Agent shall be
entitled to all the privileges and immunities afforded to the Rights Agent
under the terms and conditions of the Rights Agreement.

7.             Capitalized terms used herein and
not otherwise defined shall have the meanings given to such terms in the Rights
Agreement.

IN WITNESS
WHEREOF, the parties hereto have caused this Amendment to be duly executed and
attested, as of the date first set forth above.

	
  Attest:

  	
   

  	
  STATE STREET CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  By:

  	
  /s/ Richard P. Jacobson

  	
   

  	
   

  	
  By:

  	
   /s/ Edward J. Resch

  	
   

  
	
   

  	
  Name:

  	
   Richard P. Jacobson

  	
   

  	
   

  	
   

  	
  Name:

  	
   Edward J. Resch

  	
   

  
	
   

  	
  Title:

  	
   V.P. and Assistant Secretary

  	
   

  	
   

  	
   

  	
  Title:

  	
   E.V.P. and Chief Financial Officer

  	
   

  

 

	
  Attest:

  	
   

  	
  COMPUTERSHARE TRUST COMPANY, N.A., as successor 

  Rights Agent to BANKBOSTON, N.A.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  By:

  	
   /s/ Douglas Ives

  	
   

  	
   

  	
  By:

  	
   /s/ Michael Connor

  	
   

  
	
   

  	
  Name:

  	
   Douglas Ives

  	
   

  	
   

  	
   

  	
  Name:

  	
   Michael Connor

  	
   

  
	
   

  	
  Title:

  	
   Relationship Manager

  	
   

  	
   

  	
   

  	
  Title:

  	
   Managing DirectorExhibit 10(b)

October 2006

 

RESOLUTION

 

TCF FINANCIAL CORPORATION

COMPENSATION, NOMINATING,
CORPORATE GOVERNANCE COMMITTEE

 

 

Re:  Amendment to Incentive Stock Program (the
“Program”) and Stock Awards for Discretionary Adjustments for Stock Splits and
Other Corporate Transaction

 

 

                WHEREAS, new stock
compensation accounting pronouncements indicate that adverse accounting impact
to the company will result if the current programs were interpreted as allowing
this Committee as having the authority to make discretionary adjustments to
stock and option awards in the event of a stock split or other corporate equity
restructuring transaction; and

 

                WHEREAS, the
adjustment of such awards can be specifically provided for automatically, since
the intent of the Program is to equalize the value of the awards before and
after such transactions, and Finance and KPMG, LLP has determined that such
automatic adjustments do not result in adverse accounting impact;

 

                NOW, THEREFORE, IT
IS HEREBY

 

                RESOLVED, that the
first paragraph of Section 17 of the Program is amended to read as follows:

 

                                17.           Adjustment
Provisions.

 

                                                                                                If the Company shall at any time after
approval of this Program by the stockholders change the number of issued Common
Shares without new consideration to the Company (such as by reason of any reorganization,
recapitalization, stock split, combination or exchange of shares, merger,
consolidation or any change in the corporate structure of TCF Financial or in
the shares of Common Stock, or in the event of any issuance of preferred stock
or other change in the capital structure of TCF Financial which is significant
for purposes of this Agreement), the total number of shares reserved for
issuance under this Program, the maximum limit on awards to any person in any
year in paragraph 4 hereof, and the number of shares covered by each
outstanding Benefit shall be automatically adjusted so that the limitations,
the aggregate consideration payable to the Company, and the value of each such
Benefit shall not be changed.

 

                FURTHER RESOLVED,
that the officers of this corporation, including, but not limited to, Gregory
J. Pulles, General Counsel and Secretary and Diane O. Stockman, General Counsel
for Corporate Affairs, are hereby authorized and directed to take such actions,
and sign such documents on behalf of the company as they deem appropriate or
necessary to carry out the intents and purposes of this Resolution.Exhibit
10.1

September 18, 2006

Mr. Timothy Corcoran

110 Ketterer Court

Lawrenceville, NJ 08648

Dear Tim,

I am pleased to offer you
the position of Managing Director, responsible for our class action and claims
administration practice, located in our Beaverton, Oregon office, contingent
upon successful completion of a customary background check.

Your reporting
relationship will be with the executive management committee, currently
comprised of Tom Olofson, Christopher Olofson and Elizabeth Braham. Your initial
annualized base salary will be three hundred thousand dollars ($300,000) and
will be paid pursuant to the company’s standard policies and schedule.

For the period of time
beginning on your starting date of employment and continuing through December
31, 2007, you will have a cash bonus opportunity with “base”, “target” and “stretch”
levels of $187,500, $250,000 and $375,000, respectively. The bonus for this
time frame relates to annual “base”, “target” and “stretch” bonus opportunity
levels of $150,000, $200,000 and $300,000 respectively. Relative to your bonus
opportunity through December 31, 2007, you will receive a guaranteed minimum of
$150,000 to be paid on March 31, 2007, provided that you remain employed by
EPIQ Systems on the date of payment. The remainder of any bonus amount
earned for this time period will be paid in March 2008.

You will be eligible for
four weeks of vacation annually in addition to the company’s other benefits for
sick, personal and holiday time. Vacation time during calendar 2006 will be
prorated. You will also be eligible for those standard fringe benefit programs
that the company makes available to its associates from time to time.

You will be eligible to
receive a stock option grant for one hundred thousand (100,000) shares of
EPIQ Systems stock that will vest in equal 25% installments at the end of
each one year period of employment beginning on your second year anniversary
date. The price of the stock option grant will be assigned based on the closing
price of EPIQ Systems stock on your first date of employment. Further details,
terms and conditions regarding the stock option benefit are documented in a
stock option agreement that will be signed by both you and the company.

You will be provided a
corporate apartment in the metropolitan Portland area and you will be eligible
for relocation benefits in the future if you relocate to the Portland area at a
future date.

 1
 

 

In the event of a change
in control of EPIQ Systems’ ownership, such as by merger or acquisition, if you
are terminated without just cause within one year of such change in control,
then you will receive a lump sum severance benefit equal to one year of your
then current base salary, subject to normal withholdings.

Your starting date of
employment will be on or before Monday October 16, 2006 at our Beaverton,
Oregon location.

It is my pleasure to
welcome you to EPIQ Systems! Tom, Chris, Betsy and I are looking forward to
working with you and establishing a long-term relationship.

Sincerely,

Doreen Kennedy

Senior Vice President

Human Resources

cc: Mike Taylor, Heidrick
& Struggles

 

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