Document:

Supplemental Indenture No. 2, dated March 1, 2012

 Exhibit 4.1 
 EXECUTION VERSION 
 JOHNSON CONTROLS, INC. 

and 

U.S. BANK NATIONAL ASSOCIATION, 
 as Trustee 
 SUPPLEMENTAL INDENTURE NO. 2 

Dated as of March 1, 2012 
 THIS SUPPLEMENTAL INDENTURE NO. 2, dated as of March 1, 2012 (the “Supplemental Indenture No. 2”), between Johnson Controls, Inc., a Wisconsin corporation (the
“Company”), and U.S. Bank National Association, a national banking association, as trustee (the “Trustee”), amending and supplementing the Indenture, dated as of March 16, 2009, between the Company and the
Trustee, governing the issuance of debt securities (the “Base Indenture”) and the Supplemental Indenture No. 1, dated as of March 16, 2009, between the Company and the Trustee (the “Supplemental Indenture
No. 1”). The Base Indenture, as amended and supplemented by Supplemental Indenture No. 1, shall be referred to herein as the “Original Indenture,” and the Original Indenture, as amended and supplemented by this
Supplemental Indenture No. 2, shall be referred to herein as the “Indenture.” 
 RECITALS 

WHEREAS, the Company executed and delivered the Base Indenture to the Trustee to provide for the future issuance of the Company’s
unsecured subordinated debentures, notes or other evidences of indebtedness (the “Securities”), to be issued from time to time in one or more series as might be determined by the Company under the Base Indenture; 

WHEREAS, the Company executed and delivered Supplemental Indenture No. 1 to provide for the issuance and Remarketing of the
Company’s 11.50% Subordinated Notes due 2042 (the “Subordinated Notes”); 
 WHEREAS, Section 11.01 of
the Base Indenture and Section 6.02 of Supplemental Indenture No. 1 provide for the Company and the Trustee to enter into an indenture supplemental to the Original Indenture to amend the form and terms of the Subordinated Notes to provide
for the Remarketing; 
 WHEREAS, pursuant to and in connection with the Remarketing, the Company wishes to re-designate the
Subordinated Notes as its 2.355% Senior Notes due 2017 (the “Notes”) and modify the form of such Notes and the terms, provisions and conditions thereof to be as provided in this Supplemental Indenture No. 2; and 

WHEREAS, the Company has requested that the Trustee execute and deliver this Supplemental Indenture No. 2, and all requirements
necessary to make this Supplemental Indenture No. 2 a valid, binding and enforceable instrument in accordance with its terms, and to make the Notes, when executed by the Company and authenticated and delivered by the Trustee,

 
the valid, binding and enforceable obligations of the Company, have been done and performed, and the execution and delivery of this Supplemental Indenture No. 2 has been duly authorized in
all respects. 
 NOW, THEREFORE, in consideration of the covenants and agreements set forth herein and for other good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: 
 ARTICLE I 
 DEFINITIONS 

Section 1.01 Relation to Base Indenture. This Supplemental Indenture No. 2 constitutes an integral part of the Original
Indenture, and supplements and amends the Original Indenture solely with respect to the Notes. 
 Section 1.02
Definition of Terms. For all purposes of this Supplemental Indenture No. 2: 
 (a) a term not defined
herein that is defined in the Original Indenture has the same meaning when used in this Supplemental Indenture No. 2; 
 (b) the definition of any term in this Supplemental Indenture No. 2 that is also defined in the Original Indenture shall supersede the definition of such term in the Original Indenture; 

(c) a term not defined herein or in the Original Indenture shall have the meaning set forth in the Purchase Contract and
Pledge Agreement. 
 (d) a term defined anywhere in this Supplemental Indenture No. 2 has the same meaning
throughout; 
 (e) the singular includes the plural and vice versa; 

(f) headings are for convenience of reference only and do not affect interpretation; 

(g) the following terms have the meanings given to them in this Section 1.02(g): 

“Business Day” has the meaning set forth in the Purchase Contract and Pledge Agreement. 

“Capitalized Rent” means the total net amount of rent payable for the remaining term as of the date of determination
thereof under a lease of Principal Property by the Company or any of its Restricted Subsidiaries, discounted from the respective due dates thereof to such date at the rate per annum equal to the weighted average interest rate borne by the Notes and
the Other Senior Debt Securities. The weighted average interest rate borne by the Notes and the Other 

  
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Senior Debt Securities shall be calculated by dividing the aggregate of the annual interest payments required on the Notes and the Other Senior Debt Securities, based on the amount Outstanding at
the latest date any Notes or Other Senior Debt Securities were issued hereunder or under the Senior Indenture, by the aggregate principal amount of the Notes and Other Senior Debt Securities Outstanding at such date. The total net amount of rent
payable under any such lease for any period shall be the total amount of the rent payable by the lessee with respect to such period but shall not include amounts required to be paid on account of maintenance and repairs, insurance, taxes,
assessments, water rates, sewer rents and similar charges and contingent rents such as those based on sales. The remaining term under any lease shall be calculated without giving effect to any unexercised option of the lessee for the renewal or
extension of any term. In the case of any lease which is terminable by the lessee upon the payment of a penalty, such net amount shall also include the amount of such penalty, but no rent shall be considered as required to be paid under such lease
subsequent to the first date upon which it may be so terminated. 
 “Change of Control” means the occurrence of
any of the following after the date of issuance of the Notes: 
 (1) the direct or indirect sale, lease, transfer, conveyance or
other disposition (other than by way of merger or consolidation), in one or a series of related transactions, of all or substantially all of the Company’s assets and the assets of the Company’s subsidiaries taken as a whole to any
“person” or “group” (as those terms are used in Section 13(d)(3) of the Exchange Act) other than to the Company or one of the Company’s subsidiaries; 

(2) the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is that any
“person” or “group” (as those terms are used in Section 13(d)(3) of the Exchange Act) (other than the Company or one of its subsidiaries) becomes the “beneficial owner” (as defined in Rules 13d-3 and 13d-5
under the Exchange Act), directly or indirectly, of the Voting Stock of the Company representing a majority of the voting power of the Company’s outstanding Voting Stock; 
 (3) the Company consolidates with, or merges with or into, any Person, or any Person consolidates with, or merges with or into, the Company, in any such event pursuant to a transaction in which any of the
Company’s outstanding Voting Stock or Voting Stock of such other Person is converted into or exchanged for cash, securities or other property, other than any such transaction where the Company’s Voting Stock outstanding immediately prior
to such transaction constitutes, or is converted into or exchanged for, Voting Stock representing a majority of the voting power of the Voting Stock of the surviving Person immediately after giving effect to such transaction; 

(4) the first day on which the majority of the members of the board of directors of the Company cease to be Continuing Directors; or

 (5) the adoption by the Company’s shareholders of a plan relating to the Company’s liquidation or dissolution.

  
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 Notwithstanding the foregoing, a transaction will not be deemed to involve a change of
control under clause (2) above if (1) the Company becomes a direct or indirect wholly-owned subsidiary of a holding company and (2)(A) the direct or indirect holders of the Voting Stock of such holding company immediately following
that transaction are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction or (B) immediately following that transaction no person (as that term is used in Section 13(d)(3) of the
Exchange Act) (other than a holding company satisfying the requirements of this sentence) is the beneficial owner, directly or indirectly, of more than 50% of the Voting Stock of such holding company. 

“Change of Control Offer” has the meaning set forth in Section 4.01. 

“Change of Control Payment” has the meaning set forth in Section 4.01. 

“Change of Control Payment Date” has the meaning set forth in Section 4.02. 

“Change of Control Triggering Event” means, with respect to the Notes, the Notes cease to be rated Investment Grade by
each of the Rating Agencies on any date during the period (the “Trigger Period”) commencing 60 days prior to the first public announcement by the Company of any Change of Control (or pending Change of Control) and ending
60 days following consummation of such Change of Control (which Trigger Period will be extended following consummation of a Change of Control for so long as any of the Rating Agencies has publicly announced that it is considering a possible
ratings change). However, a Change of Control Triggering Event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a particular Change of Control (and thus shall not be deemed a Change
of Control Triggering Event for purposes of the definition of Change of Control Repurchase Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do not announce or publicly confirm or inform the
Trustee in writing at the Company’s request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or not the
applicable Change of Control shall have occurred at the time of the Change in Control Triggering Event). If a Rating Agency is not providing a rating for the Notes at the commencement of any Trigger Period, the Notes will be deemed to have ceased to
be rated Investment Grade by such Rating Agency during that Trigger Period. Notwithstanding the foregoing, no Change of Control Triggering Event will be deemed to have occurred in connection with any particular Change of Control unless and until
such Change of Control has actually been consummated. 
 “Comparable Treasury Issue” means the U.S. Treasury
security selected by an Independent Investment Banker as having a maturity comparable to the remaining term (the “Remaining Life”) of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with
customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of such Notes. 
 “Comparable Treasury Price” means, with respect to any Redemption Date, (1) the average of four Reference Treasury Dealer Quotations for such Redemption Date, after excluding the
highest and lowest Reference Treasury Dealer Quotations, or (2) if the Independent Investment Banker obtains fewer than four such Reference Treasury Dealer Quotations, the average of all such quotations. 

  
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 “Consolidated Current Liabilities” means the aggregate of the current
liabilities of the Company and its Restricted Subsidiaries (excluding liabilities of Unrestricted Subsidiaries and excluding billings on uncompleted contracts in excess of related costs and profits) appearing on the most recent available
consolidated balance sheet of the Company and its Restricted Subsidiaries, all in accordance with generally accepted accounting principles; provided, however, that in no event shall Consolidated Current Liabilities include any obligation of the
Company and its Restricted Subsidiaries issued under a revolving credit or similar agreement if the obligation issued under such agreement matures by its terms within twelve months from the date thereof but by the terms of such agreement such
obligation may be renewed or extended or the amount thereof reborrowed or refunded at the option of the Company or any Restricted Subsidiary for a term in excess of twelve months from the date of determination. 

“Consolidated Net Tangible Assets” means Consolidated Tangible Assets after deduction of Consolidated Current
Liabilities. 
 “Consolidated Shareholders’ Equity” means at any date the stockholders’ equity of the
Company and its Consolidated Subsidiaries determined on a consolidated basis as of such date in accordance with generally accepted accounting principles; provided that, for purposes hereof, the consolidated stockholders’ equity of the
Company and its Consolidated Subsidiaries shall be calculated without giving effect to (i) the application of Financial Accounting Standards Board Statement No. 106 or (ii) the cumulative foreign currency translation adjustment.

 “Consolidated Subsidiary” means, as to any Person, each subsidiary of such Person (whether now existing or
hereafter created or acquired) the financial statements of which shall be (or should have been) consolidated with the financial statements of such Person in accordance with generally accepted accounting principles, but excluding any such
consolidated subsidiary of York International Corporation that would not be so consolidated but for the effect of FIN 46. 
 “Consolidated Tangible Assets” means the aggregate of all assets of the Company and its Restricted Subsidiaries (including the value of all existing Sale and Leaseback Transactions and
any assets resulting from the capitalization of other long-term lease obligations in accordance with generally accepted accounting principles but excluding the value of assets or investments in any Unrestricted Subsidiary or any non-majority-owned
Subsidiary) appearing on the most recent available consolidated balance sheet of the Company and its Restricted Subsidiaries at their net book values, after deducting related depreciation, amortization and other valuation reserves and excluding
(a) any capital write-ups resulting from reappraisals of assets or of other investments after December 31, 1994 (other than a write-up of any assets constituting part of the assets and business of another corporation made in connection
with the acquisition, direct or indirect, of the assets and business of such other corporation) except as permitted in accordance with generally accepted accounting principles, (b) treasury stock, (c) patent and trademark rights, good
will, unamortized discounts and expenses and any other intangible items, all in accordance with generally accepted accounting principles. 

  
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 “Continuing Director” means, as of any date of determination, any member of
the Company’s board of directors who: 
 (1) was a member of the Company’s board of directors on the date of the
issuance of the Notes; or 
 (2) was nominated for election or elected or appointed to the Company’s board of directors
with the approval of a majority of the Continuing Directors who were members of the Company’s board of directors at the time of such nomination, election or appointment (either by a specific vote or by approval of the Company’s proxy
statement in which such member was named as a nominee for election as a director, without objection to such nomination). 

“Coupon Rate” has the meaning set forth in Section 2.05(a). 

“Depositary” means a clearing agency registered under Section 17A of the Exchange Act that is designated to act as
depositary for the Global Notes as contemplated by Section 2.04. 
 “Exchange Act” means the
Securities Exchange Act of 1934, as amended. 
 “Funded Debt” means all indebtedness for money borrowed having
a maturity of more than twelve months from the date of the most recent consolidated balance sheet of the Company and its Restricted Subsidiaries (excluding indebtedness of Unrestricted Subsidiaries) or renewable and extendible beyond twelve months
at the option of the borrower and all obligations in respect of lease rentals which under generally accepted accounting principles would be shown on a consolidated balance sheet of the Company as a liability item other than a current liability;
provided, however, that Funded Debt shall not include any of the foregoing to the extent that such indebtedness or obligations are not required by generally accepted accounting principles to be shown on the balance sheet of the Company. 

“Global Note” has the meaning set forth in Section 2.04. 

“Independent Investment Banker” means one of the Reference Treasury Dealers appointed by the Company. 

“Interest Payment” means, with respect to any Interest Payment Date, the interest payment on the Notes due on such
Interest Payment Date. 
 “Interest Payment Date” has the meaning set forth in Section 2.05(b).

 “Interest Period” means, with respect to any Interest Payment Date, the period from and including the
immediately preceding Interest Payment Date on which interest was paid or duly provided for (or if none, the date hereof) to, but excluding, such Interest Payment Date. 
 “Investment Grade” means a rating of Baa3 or better by Moody’s (or its equivalent under any successor rating category of Moody’s) and a rating of BBB- or better by S&P (or
its equivalent under any successor rating category of S&P), and the equivalent investment grade credit rating from any replacement rating agency or rating agencies selected by the Company under the circumstances permitting the Company to select
a replacement rating agency and in the manner for selecting a replacement rating agency, in each case as set forth in the definition of “Rating Agency.” 

  
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 “Maturity Date” has the meaning set forth in Section 2.02.

 “Moody’s” means Moody’s Investors Service, Inc., a subsidiary of Moody’s Corporation,
and its successors. 
 “Other Senior Debt Securities” means any unsecured notes, debentures or other
indebtedness of any series, as the case may be, issued by the Company from time to time, and authenticated and delivered under the Senior Indenture and any unsecured unsubordinated notes, debentures or other indebtedness of any series, as the case
may be, issued by the Company under the Base Indenture, other than the Notes. 
 “Person” means any individual,
corporation, partnership, limited liability company, business trust, association, joint-stock company, joint venture, trust, incorporated or unincorporated organization or government or any agency or political subdivision thereof. 

“Principal Property” means any manufacturing plant, warehouse, office building or parcel of real property (including
fixtures but excluding leases and other contract rights which might otherwise be deemed real property) owned by the Company or any Restricted Subsidiary, whether owned on the date hereof or thereafter, provided each such plant, warehouse, office
building or parcel of real property has a gross book value (without deduction for any depreciation reserves) at the date as of which the determination is being made of in excess of two percent of the Consolidated Net Tangible Assets of the Company
and the Restricted Subsidiaries, other than any such plant, warehouse, office building or parcel of real property or portion thereof which, in the opinion of the Board of Directors (evidenced by a certified Board Resolution thereof delivered to the
Trustee), is not of material importance to the business conducted by the Company and its Restricted Subsidiaries taken as a whole. 
 “Purchase Contract and Pledge Agreement” means the Purchase Contract and Pledge Agreement, dated as of March 16, 2009, among the Company, U.S. Bank National Association, as Purchase
Contract Agent and attorney-in-fact for Holders of the Purchase Contract, and U.S. Bank National Association, as Collateral Agent, Custodial Agent and Securities Intermediary, as amended from time to time. 

“Rating Agency” means each of Moody’s and S&P; provided, that if any of Moody’s or S&P ceases to
provide rating services to issuers or investors, the Company may appoint another “nationally recognized statistical rating organization” as defined under Section 3(a)(62) of the Exchange Act as a replacement for such Rating Agency;
provided, that the Company shall give notice of such appointment to the Trustee. 
 “Redemption” means the
redemption of the Notes pursuant to the terms of Article III. 
 “Redemption Date” has the meaning set
forth in the Base Indenture. 
 “Redemption Price” has the meaning set forth in the Base Indenture. 

  
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 “Regular Record Date” has the meaning set forth in
Section 2.05(b). 
 “Remarketing” has the meaning set forth in the Purchase Contract and Pledge
Agreement. 
 “Remarketing Settlement Date” has the meaning set forth in the Purchase Contract and Pledge
Agreement. 
 “Reference Treasury Dealer” means Merrill Lynch, Pierce, Fenner & Smith Incorporated or
its successor (or an affiliate thereof that is a Primary Treasury Dealer) and three other primary U.S. Government securities dealers in New York City (each a “Primary Treasury Dealer”) selected by the Company; provided, however,
that if any of the foregoing is not or shall cease to be a Primary Treasury Dealer, the Company will substitute therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of
the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third business day preceding
such Redemption Date. 
 “Restricted Subsidiary” means (a) any Subsidiary other than an Unrestricted
Subsidiary and (b) any Subsidiary which was an Unrestricted Subsidiary but which, subsequent to December 31, 1994, is designated by the Company (by Board Resolution) to be a Restricted Subsidiary; provided however, that the Company may not
designate any such Subsidiary to be a Restricted Subsidiary if the Company would thereby breach any covenant or agreement herein contained (on the assumptions that any outstanding Secured Debt of such Subsidiary was incurred at the time of such
designation and that any Sale and Leaseback Transaction (as defined in Section 5.02) to which such Subsidiary is then a party was entered into at the time of such designation). 

“S&P” means Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc.,
and its successors. 
 “Secured Debt” means indebtedness for money borrowed and any Funded Debt which is
secured by a Security Interest in (a) any Principal Property or (b) any shares of capital stock or indebtedness of any Restricted Subsidiary. 
 “Security Interest” means any mortgage, pledge, lien, encumbrance, conditional sale, title retention agreement or other security interest which secures payment or performance of an
obligation. 
 “Senior Indenture” means the Indenture, dated January 17, 2006, between the Company and
U.S. Bank National Association (as successor to JPMorgan Chase Bank, N.A.), as trustee, as the same may be amended or otherwise supplemented from time to time. 
 “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, calculated

  
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using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. The Treasury Rate will be
calculated on the third business day preceding the Redemption Date. 
 “Unrestricted Subsidiary” means
(a) any Subsidiary acquired or organized after March 31, 1989, provided, however, that such Subsidiary shall not be a successor, directly or indirectly, to any Restricted Subsidiary; (b) any Subsidiary whose principal business or
assets are located outside the United States of America, its territories and possessions, Puerto Rico or Canada; (c) any Subsidiary the principal business of which consists of financing or assisting in financing of customer construction
projects or the acquisition or disposition of products of dealers, distributors or other customers; (d) any Subsidiary engaged in the insurance business or whose principal business is the ownership, leasing, purchasing, selling or development
of real property; and (e) any Subsidiary substantially all the assets of which consist of stock or other securities of a Subsidiary or Subsidiaries of a character described in clauses (a) through (d) of this paragraph, unless and
until any such Subsidiary shall have been designated to be a Restricted Subsidiary pursuant to clause (b) of the definition of “Restricted Subsidiary.” 
 “Voting Stock” of any specified Person as of any date means the capital stock of such Person that is at the time entitled to vote generally in the election of the board of directors of
such Person. 
 The terms “Company,” “Trustee,” “Base Indenture,”
“Original Indenture,” “Indenture,” “Supplemental Indenture No. 1,” “Supplemental Indenture No. 2,” “Subordinated Notes,” “Securities” and
“Notes” shall have the respective meanings set forth in the recitals and the paragraph preceding the recitals to this Supplemental Indenture No. 2. 
 ARTICLE II 
 GENERAL TERMS AND CONDITIONS OF THE NOTES 

Section 2.01 Designation and Principal Amount. The Subordinated Notes, as amended hereby, are hereby re-designated as a
series of Securities known as the 2.355% Senior Notes due 2017 limited in aggregate principal amount to $45,896,000; provided, however, that the Company, without notice to or consent of the Holders, may issue additional Securities of
this series and thereby increase such principal amount in the future, on the same terms and conditions (except for issue date and, if applicable, the public offering price, the date from which interest accrues and the first Interest Payment Date) as
the Securities of this series. The Notes may be issued from time to time upon written order of the Company for the authentication and delivery of Notes pursuant to Section 3.04 of the Base Indenture. 

Section 2.02 Maturity. Unless a Redemption occurs prior to the Maturity Date (defined below), the date upon which the Notes
shall become due and payable at final maturity, together with any accrued and unpaid interest, is March 31, 2017 (the “Maturity Date”). 
 Section 2.03 Form, Payment and Appointment. Except as provided in Section 2.04, the Notes shall be issued in fully registered, certificated form, bearing identical terms. Principal
of and interest on the Notes will be payable, the transfer of such Notes will be registrable, and such 

  
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Notes will be exchangeable for Notes of a like aggregate principal amount bearing identical terms and provisions, at the office or agency of the Company maintained for such purpose in the Borough
of Manhattan, The City of New York, which shall initially be the Corporate Trust Office of the Trustee; provided, however, that payment of interest may be made at the option of the Company by check mailed to the Holder at such address
as shall appear in the Security Register or by wire transfer to an account appropriately designated by the Holder entitled to payment at least 10 Business Days prior to the applicable Interest Payment Date. Payments with respect to any Global Note
will be made by wire transfer to the Depositary. 
 No service charge shall be made for any registration of transfer or exchange
of the Notes, but the Company may require payment from the Holder of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. 

The Paying Agent and the Debt Security registrar for the Notes shall initially be the Trustee. 

The Notes shall be issuable in minimum denominations of $2,000 and integral multiples of $1,000 in excess thereof. 

Section 2.04 Global Notes. Notes will be issued in permanent global form as one or more global notes (each, a “Global
Note”), and the Depositary shall be The Depository Trust Company or such other depositary as any officer of the Company may from time to time designate. Notes represented by the Global Notes will be exchangeable for Notes in certificated
form only if the Depositary notifies the Company that it is unwilling or unable to continue as Depositary for the Global Notes or if at any time the Depositary ceases to be a clearing agency registered under the Exchange Act, and the Company has not
appointed a successor Depositary within 90 days of that notice or of its becoming aware of such cessation; provided that the Notes in certificated form so issued in exchange for the Global Notes shall be in denominations of $2,000 or any
whole multiple of $1,000 above that amount and be of like aggregate principal amount and tenor as the portion of the Global Note to be exchanged. Except as provided above, owners of beneficial interests in a Global Note will not be entitled to
receive physical delivery of Notes in certificated form and will not be considered the Holders thereof for any purpose under the Indenture. Unless and until such Global Note is exchanged for Notes in certificated form, Global Notes may be
transferred, in whole but not in part, and any payments on the Notes shall be made, only to the Depositary or a nominee of the Depositary, or to a successor Depositary selected or approved by the Company or to a nominee of such successor Depositary.
Any Global Note that is exchangeable pursuant to this Section 2.04 shall be exchangeable for Notes in certificated form registered in such names as the Depositary shall direct. 

Section 2.05 Interest. 
 (a) The Notes will bear interest at the rate of 2.355% per year (the “Coupon Rate”) from and including the Remarketing Settlement Date to, but excluding, the Maturity Date. The Notes
shall bear interest, to the extent permitted by law, on any overdue principal and interest at the Coupon Rate, compounded semiannually. 

  
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 (b) Interest on the Notes shall be payable semiannually in arrears on
March 31 and September 30 of each year (each, an “Interest Payment Date”), commencing March 31, 2012, to the Person in whose name the Notes are registered at the close of business on the March 15 or
September 15 (whether or not a Business Day) (the “Regular Record Date”) next preceding such Interest Payment Date. 
 (c) On March 31, 2012, the first Interest Payment Date, interest on the Notes will be paid in an amount equal to (a) interest at the rate of 11.50% per year from and including
December 31, 2011 to, but not including, the Remarketing Settlement Date and (b) interest at the Coupon Rate from and including the Remarketing Settlement Date to, but not including, such Interest Payment Date. 

(d) The amount of interest payable on the Notes for any full Interest Period will be computed on the basis of a 360-day
year consisting of twelve 30-day months. The amount of interest payable for any period shorter than a full Interest Period for which interest is computed will be computed on the basis of a 30-day month and, for any period less than a month, on the
basis of the actual number of days elapsed per 30-day month. In the event that any scheduled Interest Payment Date falls on a day that is not a Business Day, then payment of interest payable on such Interest Payment Date will be made on the next
succeeding day that is a Business Day (and without any interest or other payment in respect of any such delay) with the same force and effect as if made on such originally scheduled Interest Payment Date; provided, however, if such
payment on the next Business Day would cause the Interest Payment Date to occur in the next calendar year, then such payment will be made on the immediately preceding Business Day, in each case with the same force and effect as if made on the
applicable Interest Payment Date. 
 Section 2.06 Defeasance. The Company may effect a defeasance of the Notes in
accordance with Section 13.01 or Section 13.02 of the Base Indenture. 
 Section 2.07 No Sinking Fund or
Repayment at Option of the Holder. The Notes are not entitled to the benefit of any sinking fund and Section 4.05 of the Base Indenture shall not apply to the Notes. 
 ARTICLE III 
 REDEMPTION OF THE NOTES 

Section 3.01 Optional Redemption. The Company may redeem the Notes, in whole or in part, on a date not earlier than
March 31, 2014. The Redemption Price for the Notes to be redeemed on any Redemption Date will be equal to the greater of: 

(1) 100% of the principal amount of the Notes being redeemed on that Redemption Date, and 

(2) the sum of the present values of the remaining scheduled payments of principal and interest on the Notes to be redeemed on that
Redemption Date (not including any portion of such payments of interest accrued to the Redemption Date), discounted to the date of redemption on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the applicable
Treasury Rate, plus 20 basis points, 

  
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 plus, accrued and unpaid interest on the notes being redeemed to the redemption date.

 Section 3.02 Notwithstanding Section 3.01, installments of interest on the Notes that are due and payable on
Interest Payment Dates falling on or prior to a Redemption Date will be payable on the Interest Payment Date to the Holders as of the close of business on the relevant record date according to the Notes and the Indenture. 

Section 3.03 Holders of Notes to be redeemed will receive notice thereof by first-class mail at least 30 and not more than 60 days
prior to the date fixed for redemption. If fewer than all of the Notes are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the outstanding
Notes not previously called by such method as the Trustee deems fair and appropriate. 
 ARTICLE IV 

CHANGE OF CONTROL OFFER 
 Section 4.01 Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to redeem the Notes by giving irrevocable notice to the
Trustee in accordance with the Indenture, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to the offer described below (the “Change of Control
Offer”), at a purchase price equal to 101% of the principal amount thereof plus accrued and unpaid interest, if any, up to but excluding the date of purchase (the “Change of Control Payment”), subject to the rights of
Holders of Notes on the relevant record date to receive interest due and owing on the relevant Interest Payment Date. 

Section 4.02 Within 30 days following the date upon which the Change of Control Triggering Event occurs or, at the Company’s
option, prior to any Change of Control but after the public announcement of the pending Change of Control, the Company will be required to send, by first class mail, a notice to each Holder of Notes, with a copy to the Trustee, which notice will
govern the terms of the Change of Control Offer. Such notice will state, among other things, the purchase date, which must be no earlier than 30 days nor later than 60 days from the date such notice is mailed, other than as may be required by law
(the “Change of Control Payment Date”). The notice, if mailed prior to the date of consummation of the Change of Control, will state that the Change of Control Offer is conditioned on the Change of Control being consummated on or
prior to the Change of Control Payment Date. 
 Section 4.03 On the Change of Control Payment Date, the Company will, to
the extent lawful: 
 (1) accept or cause a third party to accept for payment all Notes or portions of Notes properly tendered
pursuant to the Change of Control Offer; 

  
 12 

 (2) deposit or cause a third party to deposit with the paying agent an amount equal to the
Change of Control Payment in respect of all Notes or portions of Notes properly tendered; and 
 (3) deliver or cause to be
delivered to the Trustee the Notes properly accepted together with an Officers’ Certificate stating the aggregate principal amount of Notes or portions of Notes being repurchased. 

Section 4.04 The Company will not be required to make a Change of Control Offer with respect to the Notes if a third party makes
such an offer in the manner, at the times and otherwise in compliance with the requirements for such an offer made by the Company and such third party purchases all the Notes properly tendered and not withdrawn under its offer. In addition, the
Company will not repurchase any Notes if there has occurred and is continuing on the Change of Control Payment Date an Event of Default under the Indenture, other than a default in the payment of the Change of Control Payment on the Change of
Control Payment Date. 
 Section 4.05 The Company must comply in all material respects with the requirements of Rule 14e-1
under the Exchange Act and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Triggering Event. To the extent
that the provisions of any such securities laws or regulations conflict with the Change of Control Offer provisions of the Notes, the Company will be required to comply with those securities laws and regulations and will not be deemed to have
breached the Company’s obligations under the Change of Control Offer provisions of the Notes by virtue of any such conflict. 
 ARTICLE V 
 COVENANTS 

The covenants set forth in this Article V shall be applicable to the Company in addition to the covenants in Article V of the Base Indenture, which
shall in all respects be applicable to the Notes. 
 Section 5.01 Limitation on Secured Debt. 

(a) So long as the Notes shall remain Outstanding, the Company will not at any time create, assume or guarantee, and will
not cause, suffer or permit a Restricted Subsidiary to create, assume or guarantee any Secured Debt without making effective provision (and the Company covenants that in such case it will make or cause to be made effective provision) whereby the
Notes then Outstanding subject to applicable priorities of payment shall be secured by such Security Interest equally and ratably with any and all other obligations and indebtedness which shall be so secured; provided, however, that the foregoing
covenants shall not be applicable to the following: 
 (1) (a) any Security Interest on any property hereafter acquired or
constructed by the Company or a Restricted Subsidiary to secure or provide for the payment of all or any part of the purchase price or construction cost of such property, including, but not 

  
 13 

 
limited to, any indebtedness incurred by the Company or a Restricted Subsidiary prior to, at the time of, or within 180 days after the later of the acquisition, the completion of
construction (including any improvements on an existing property) or the commencement of commercial operation of such property, which indebtedness is incurred for the purpose of financing all or any part of the purchase price thereof or construction
or improvements thereon; or (b) the acquisition of property subject to any Security Interest upon such property existing at the time of acquisition thereof, whether or not assumed by the Company or such Restricted Subsidiary; or (c) any
Security Interest existing on the property or on the outstanding shares of capital stock or indebtedness of a corporation at the time such corporation shall become a Restricted Subsidiary; or (d) a Security Interest on property or shares of
capital stock or indebtedness of a corporation existing at the time such corporation is merged into or consolidated with the Company or a Restricted Subsidiary or at the time of a sale, lease or other disposition of the properties of a corporation
or firm as an entirety or substantially as an entirety to the Company or a Restricted Subsidiary, provided, however, that no such Security Interest shall extend to any other Principal Property of the Company or such Restricted Subsidiary prior to
such acquisition or to the other Principal Property thereafter acquired other than additions to such acquired property; 
 (2)
Security Interests in property of the Company or a Restricted Subsidiary in favor of the United States of America or any State thereof, or any department, agency or instrumentality or political subdivision of the United States of America or any
State thereof, or in favor of any other country, or any department, agency or instrumentality or political subdivision thereof (including, without limitation, Security Interests to secure indebtedness of the pollution control or industrial revenue
bond type), in order to permit the Company or a Restricted Subsidiary to perform any contract or subcontract made by it with or at the request of any of the foregoing, or to secure partial, progress, advance or other payments pursuant to any
contract or statute or to secure any indebtedness incurred for the purpose of financing all or any part of the purchase price or the cost of constructing or improving the property subject to such Security Interests; 

(3) Any Security Interest on any property or assets of any Restricted Subsidiary to secure indebtedness owing by it to the Company or to
a Restricted Subsidiary; 
 (4) Mechanics’, materialmen’s, carriers’ or other like liens arising in the ordinary
course of business (including construction of facilities) in respect of obligations which are not due or which are being contested in good faith; 
 (5) Any Security Interest arising by reason of deposits with, or the giving of any form of security to, any governmental agency or any body created or approved by law or governmental regulations, which is
required by law or governmental regulation as a condition to the transaction of any business, or the exercise of any privilege, franchise or license; 
 (6) Security Interests for taxes, assessments or governmental charges or levies not yet delinquent, or the Security Interests for taxes, assessments or government charges or levies already delinquent but
the validity of which is being contested in good faith; 

  
 14 

 (7) Security Interests (including judgment liens) arising in connection with legal
proceedings so long as such proceedings are being contested in good faith and, in the case of judgment liens, execution thereon is stayed; 
 (8) Landlords’ liens on fixtures located on premises leased by the Company or a Restricted Subsidiary in the ordinary course of business; or 

(9) Any extension, renewal or replacement (or successive extensions, renewals or replacements) in whole or in part of any Security
Interest permitted by subsection (a) of this Section 5.01. 
 (b) Notwithstanding the provisions of
subsection (a) of this Section 5.01, the Company and any one or more Restricted Subsidiaries may without securing the Notes issue, assume or guarantee Secured Debt which would otherwise be subject to the foregoing restrictions in an
aggregate amount which, together with all other Secured Debt of the Company and its Restricted Subsidiaries which would otherwise be subject to the foregoing restrictions (not including Secured Debt permitted to be secured under subsection
(a) above) and the aggregate value of the Sale and Leaseback Transactions (as defined in Section 5.02) in existence at such time (not including Sale and Leaseback Transactions the proceeds of which have been or will be applied in
accordance with Section 5.02(b)), does not exceed 10% of Consolidated Shareholders’ Equity, determined as of a date not more than 90 days prior thereto. 

(c) In the event that the Company shall hereafter secure the Notes equally and ratably with any other obligation or
indebtedness pursuant to the provisions of this Section 5.01, the Trustee is hereby authorized to enter into an indenture or agreement supplemental hereto and to take such action, if any, as it may deem advisable to enable it to enforce
effectively the rights of the Holders of the Securities so secured, equally and ratably with such other obligation or indebtedness. 
 Section 5.02 Sale and Leaseback Transactions. So long as the Notes shall remain Outstanding, the Company will not, and will not permit any Restricted Subsidiary to, sell or transfer (except to
the Company or one or more Restricted Subsidiaries, or both) any Principal Property owned by it and in full operation for more than 180 days with the intention of taking back a lease on such property (except a lease for a term of no more than
three years entered into with the intent that the use by the Company or such Restricted Subsidiary of such property will be discontinued on or before the expiration of such term) (herein referred to as a “Sale and Leaseback
Transaction”) unless either (a) the Company or such Restricted Subsidiary would be entitled, pursuant to the provisions of Section 5.01 hereof, to incur Secured Debt equal in amount to the amount realized or to be realized upon
such sale or transfer secured by a Security Interest on the property to be leased without equally and ratably securing the Notes, or (b) the Company or a Restricted Subsidiary shall apply an amount equal to the value of the property so leased
to the retirement (other than any mandatory retirement), within 120 days of the effective date of any such arrangement, of Funded Debt as shown on the most recent consolidated balance sheet of the Company and which, in the case of such Funded
Debt of the Company, is not subordinate and junior in right of payment to the prior payment of the Notes; provided, however, that in lieu of applying all or any part of such amount to such retirement, the Company may at its option
(x)

  
 15 

 
deliver to the Trustee Notes or other similar debt securities theretofore purchased or otherwise acquired by the Company, or (y) receive credit for the Notes or other similar debt securities
theretofore redeemed at its option. If the Company shall so deliver the Notes or other similar debt securities to the Trustee (or receive credit for Notes or other similar debt securities so delivered), the amount which the Company shall be required
to apply to the retirement of indebtedness pursuant to this Section 5.02 shall be reduced by an amount equal to the aggregate principal amount of such Notes or other similar debt securities. 

The term “value” shall mean, with respect to a Sale and Leaseback Transaction, as of any particular time, the amount equal to
the greater of (i) the Capitalized Rent with respect thereto, or (ii) the fair value of such property at the time of entering into such Sale and Leaseback Transaction as determined by the Board of Directors. 

Section 5.03 Restrictions on Transfer of Principal Property to Unrestricted Subsidiaries. So long as the Notes shall remain
Outstanding, the Company will not itself, and will not cause, suffer or permit any Restricted Subsidiary to, transfer (whether by merger, consolidation or otherwise) any Principal Property to any Unrestricted Subsidiary, unless it shall apply,
within one year after the effective date of such transaction, or shall have committed within one year after such effective date to apply, an amount equal to the fair value of such Principal Property at the time of such transfer, as determined by the
Board of Directors, to (a) the acquisition, construction, development or improvement of properties, facilities or equipment which are, or, upon, such acquisition, construction, development or improvement will be, a Principal Property or
Properties or a part thereof, (b) the redemption of Notes or Other Senior Debt Securities in accordance with the provisions of Article IV of the Base Indenture and at the redemption price referred to in Section 4.01 of the Base
Indenture applicable at the time of such redemption, (c) the repayment of Funded Debt of the Company or of any Restricted Subsidiary (other than any Funded Debt owed to any Restricted Subsidiary), or in part to such acquisition, construction,
development or improvement and in part to such redemption and/or repayment; provided that, in lieu of applying an amount equivalent to all or any part of such fair value to such redemption, the Company may, within one year after such transfer,
deliver to the Trustee Notes or Other Senior Debt Securities (other than Notes or Other Senior Debt Securities made the basis of reduction in a mandatory sinking fund payment pursuant to Section 4.05 of the Base Indenture or the Senior
Indenture, as applicable) for cancellation and thereby reduce the amount to be applied to the redemption of the Notes or Other Senior Debt Securities pursuant to clause (b) above by an amount equivalent to the aggregate principal amount of the
Notes or Other Senior Debt Securities so delivered. Redemption of Notes pursuant to this Section 5.03 shall not be used as credits against mandatory sinking fund payments. 
 ARTICLE VI 
 FORM OF NOTE 

Section 6.01 Form of Note. The Notes and the Trustee’s Certificate of Authentication to be endorsed thereon are to be
substantially in the forms attached as Exhibit A hereto, with such changes therein as the officers of the Company executing the Notes (by manual or facsimile signature) may approve, such approval to be conclusively evidenced by their execution
thereof. 

  
 16 

 ARTICLE VII 
 ORIGINAL ISSUE OF NOTES 
 Section 7.01 Original Issue of Notes.
Notes in the aggregate principal amount of $45,896,000 may from time to time, upon execution of this Supplemental Indenture No. 2, be executed by the Company and delivered to the Trustee for authentication, and the Trustee shall thereupon
authenticate and deliver said Notes to or upon Company Order pursuant to Section 3.04 of the Base Indenture without any further action by the Company (other than as required by the Base Indenture). 

ARTICLE VIII 
 SUPPLEMENTAL INDENTURES 
 Section 8.01 Supplemental Indentures with
Consent of Holders of Notes. As set forth in Section 11.02 of the Base Indenture, with the consent of the Holders of a majority in the aggregate principal amount of Notes affected by such supplemental indenture at the time outstanding, the
Company and the Trustee may from time to time and at any time enter into an indenture or indentures supplemental to the Indenture for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of the
Original Indenture or this Supplemental Indenture No. 2 or of modifying in any manner the rights of the Holders of the Notes; provided, however, that, solely with respect to the Notes, in addition to subclauses (a) through
(d) of clause (ii) of Section 11.02 of the Base Indenture, no such supplemental indenture shall waive compliance with Sections 5.01 to 5.03 of this Supplemental Indenture No. 2 without the consent of the Holder of each Note
affected. 
 Section 8.02 Supplemental Indentures without Consent of Holders of Notes. As set forth in
Section 11.01 of the Base Indenture, the Company and the Trustee may from time to time and at any time enter into an indenture or indentures supplemental to the Indenture for the purpose of adding certain provisions or changing certain
provisions of the Original Indenture or this Supplemental Indenture No. 2 without the consent of the Holders of the Notes. Solely with respect to the Notes, in addition to clauses (a) through (h) of Section 11.01 of the Base
Indenture, the Company and the Trustee may enter into a supplemental indenture to modify the terms of the Notes (x) to cure any ambiguity or correct any inconsistency, including any amendment made solely to conform the provisions of this
Supplemental Indenture No. 2 to the “Description of the Remarketed Notes” contained in the prospectus supplement related to the offering of the Notes, and (y) to secure the Notes in accordance with the provisions of
Section 5.01 of this Supplemental Indenture No. 2. 
 ARTICLE IX 

MISCELLANEOUS 
 Section 9.01 Ratification of Indenture. The Original Indenture, as supplemented by this Supplemental Indenture No. 2, is in all respects ratified and confirmed, and this Supplemental
Indenture No. 2 shall be deemed part of the Original Indenture in the manner and to the extent herein and therein provided. 

  
 17 

 Section 9.02 Trustee Not Responsible for Recitals. The recitals herein contained
are made by the Company and not by the Trustee, and the Trustee assumes no responsibility for the correctness thereof. The Trustee makes no representation as to the validity or sufficiency of this Supplemental Indenture No. 2. 

Section 9.03 New York Law to Govern. THIS SECOND SUPPLEMENTAL INDENTURE AND THE NOTES SHALL BE GOVERNED BY AND CONSTRUED IN
ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. 
 Section 9.04 Separability. In case any one or more of the
provisions contained in this Supplemental Indenture No. 2 or in the Notes shall for any reason be held to be invalid, illegal or unenforceable in any respect, then, to the extent permitted by law, such invalidity, illegality or unenforceability
shall not affect any other provisions of this Supplemental Indenture No. 2 or of the Notes, but this Supplemental Indenture No. 2 and the Notes shall be construed as if such invalid or illegal or unenforceable provision had never been
contained herein or therein. 
 Section 9.05 Counterparts. This Supplemental Indenture No. 2 may be executed in
any number of counterparts each of which shall be an original, but such counterparts shall together constitute but one and the same instrument. 
 ARTICLE X 
 TAX TREATMENT 

Section 10.01 Tax Treatment. The Company agrees, and by acceptance of a Note, each Holder will be deemed to have agreed to
treat the Notes as indebtedness for U.S. federal, state and local tax purposes, which is subject to the contingent payment debt regulations. 
 ARTICLE XI 
 SUBORDINATION 

Article 16 of the Base Indenture shall not be applicable in respect of the Notes. 

  
 18 

 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture No. 2 to
be duly executed, as of the day and year first written above. 
  

			
	JOHNSON CONTROLS, INC.
		
	By:	 	 /s/ Frank A. Voltolina

	Name:	 	Frank A. Voltolina
	Title:	 	Vice President and Corporate Treasurer
		
	By:	 	 /s/ Jerome D. Okarma

	Name:	 	Jerome D. Okarma
	Title:	 	Vice President, Secretary and General Counsel
	
	U.S. BANK NATIONAL ASSOCIATION, as Trustee
		
	By:	 	 /s/ Beverly A. Freeney

	Name:	 	Beverly A. Freeney
	Title:	 	Vice President

 Signature Page to Supplemental Indenture No. 2 

 EXHIBIT A 
 [For inclusion in Global Note only — THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY TRUST COMPANY OR A NOMINEE
OF THE DEPOSITORY TRUST COMPANY. THIS NOTE IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER THAN THE DEPOSITORY TRUST COMPANY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE AND MAY NOT BE
TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY TO A NOMINEE OF THE DEPOSITORY TRUST COMPANY OR BY A NOMINEE OF THE DEPOSITORY TRUST COMPANY TO THE DEPOSITORY TRUST COMPANY OR ANOTHER NOMINEE OF THE DEPOSITORY TRUST COMPANY.]

 [UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION
(“DTC”), TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE, OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.] 
 JOHNSON CONTROLS, INC.

 2.355% Subordinated Note due 2017 
 CUSIP No.: 478373 AA1 
 ISIN NUMBER: US478373AA13 

 

			
	 No.
	  	$[        ]

 Johnson Controls, Inc., a Wisconsin corporation (hereinafter called the “Company,” which
term includes any successor corporation under the Indenture hereinafter referred to), for value received, hereby promises to pay to
[                    ], or registered assigns, the principal sum as set forth in the Schedule of Increases or Decreases in Note attached hereto,
which amount shall not exceed $45,896,000, on March 31, 2017 (such date is hereinafter referred to as the “Maturity Date”), and to pay interest thereon from the Remarketing Settlement Date or the most recent Interest Payment
Date to which interest has been paid or duly provided for, semiannually in arrears on March 31 and September 30 of each year, commencing March 31, 2012, at the rate of 2.355% per annum (the “Coupon Rate”) until
the principal hereof is paid or duly provided for or made available for payment; provided that on March 31, 2012, the first Interest Payment Date, interest on this Note will be paid in an amount equal to (a) interest at the rate of
11.50% per year from and including December 31, 2011 to, but not including, the Remarketing Settlement Date 

  
 1 

 
and (b) interest at the Coupon Rate from and including the Remarketing Settlement Date to, but not including, such Interest Payment Date. This Note shall bear interest, to the extent
permitted by law, on any overdue principal and interest at the Coupon Rate, compounded semiannually. The amount of interest payable on the Notes for any full Interest Period will be computed on the basis of a 360-day year consisting of twelve 30-day
months. The amount of interest payable for any period shorter than a full Interest Period for which interest is computed will be computed on the basis of a 30-day month and, for any period less than a month, on the basis of the actual number of days
elapsed per 30-day month. In the event that any scheduled Interest Payment Date falls on a day that is not a Business Day, then payment of interest payable on such Interest Payment Date will be made on the next succeeding day that is a Business Day
(and without any interest or other payment in respect of any such delay) with the same force and effect as if made on such originally scheduled Interest Payment Date; provided, however, if such payment on the next Business Day would
cause the Interest Payment Date to occur in the next calendar year, then such payment will be made on the immediately preceding Business Day, in each case with the same force and effect as if made on the applicable Interest Payment Date. 

Except as set forth above, payment of the principal of and interest on this Note will be made at the office or agency of the Company
maintained for that purpose in The Borough of Manhattan, The City of New York, which shall initially be the Corporate Trust Office of the Trustee, in such coin or currency of the United States of America as at the time of payment is legal tender for
payment of public and private debts; provided, however, that payment of interest may be made at the option of the Company by check mailed to the Holder at such address as shall appear in the security register or by wire transfer to an
account appropriately designated by the Holder entitled to payment at least 10 Business Days prior to the applicable Interest Payment Date. Payments with respect to any Global Note will be made by wire transfer to the Depositary. 

Reference is hereby made to the further provisions of this Note set forth on the reverse hereof, which further provisions shall for all
purposes have the same effect as if set forth at this place. 
 Unless the certificate of authentication hereon has been
executed by the Trustee referred to on the reverse hereof by manual signature, this Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 

  
 A-2

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

 

							
	Dated:	 		 	JOHNSON CONTROLS, INC.
				
		 		 	By:	 	  

		 		 	Its:	 	
				
		 		 	Attest:	 	  

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 
 This is one of the Securities of the 
 series designated herein and referred to 

in the within mentioned Indenture. 
  

			
	 U.S. BANK NATIONAL ASSOCIATION,
 as Trustee

		
	By:	 	  

		 	Authorized Officer

  
 A-3

 REVERSE OF NOTE 
 This Note is one of a duly authorized issue of securities of the Company (herein called the “Securities”), issued and to be issued in one or more series under an Indenture (the
“Base Indenture”), dated as of March 16, 2009, between the Company and U.S. Bank National Association, as Trustee (herein called the “Trustee,” which term includes any successor trustee), as amended and
supplemented by the Supplemental Indenture No. 1, dated as of March 16, 2009, between the Company and the Trustee (the “Supplemental Indenture No. 1”) and the Supplemental Indenture No. 2, dated as of
March 1, 2012 (the “Supplemental Indenture No. 2” and, together with the Supplemental Indenture No.1 and the Base Indenture, the “Indenture”), to which Indenture reference is hereby made for a statement of
the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is
one of the series designated on the face hereof, limited in aggregate principal amount to $45,896,000; provided, however, that the Company, without notice to or consent of the Holders, may issue additional Securities of this series and
thereby increase such principal amount in the future, on the same terms and conditions (except for issue date and, if applicable, the public offering price, the date from which interest accrues and the first Interest Payment Date) and with the same
CUSIP number as the Securities of this series. 
 All terms used in this Note that are defined in the Indenture shall have the
meaning assigned to them in the Indenture. 
 On or after March 31, 2014, the Company may redeem the Notes, in whole or in
part, at a price equal to the Redemption Price, as set forth in the Indenture. Except as set forth in this paragraph and in Article III of the Supplemental Indenture No. 2, the Company may not redeem the Notes at its option prior to the
Maturity Date. 
 The Notes are not entitled to the benefit of any sinking fund. 

The Notes are subject to defeasance at the option of the Company as provided in the Indenture. 

Upon the occurrence of a Change of Control Triggering Event with respect to the Notes, unless the Company has exercised its right to
redeem the Notes, each Holder of Notes will have the right to require the Company to purchase all or a portion of such Holder’s Notes pursuant to a Change of Control Offer, at a purchase price equal to 101% of the principal amount thereof plus
accrued and unpaid interest, if any, up to but not including the date of purchase, subject to the rights of Holders of Notes on the relevant record date to receive interest due and owing on the relevant Interest Payment Date. The Change of Control
Offer will be made in accordance with the terms specified in the Indenture. 
 If an Event of Default with respect to the Notes
shall occur and be continuing, the principal of the Notes may be declared due and payable in the manner and with the effect provided in the Indenture. 

  
 A-4

 The Indenture permits, with certain exceptions as therein provided, the entry into one or
more supplemental indentures for purposes of amending or modifying the rights and obligations of the Company and the rights of the Holders of the Securities under the Indenture or the Supplemental Indenture No. 2 at any time by the Company and
the Trustee with the consent of the Holders of a majority in principal amount of the Securities at the time outstanding of all series affected. The Indenture also contains provisions permitting the Holders of specified percentages in principal
amount of the Notes at the time outstanding, on behalf of the Holders of all Notes, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and the consequences thereof. Any such
consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future Holders of this Note and of any Note issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether
or not notation of such consent or waiver is made upon this Note. 
 Notes are issuable only in registered form without coupons
in denominations of $2,000 and integral multiples of $1,000 in excess thereof, except as provided in Section 2.03 of the Supplemental Indenture No. 2. 
 Except as provided in Section 2.04 of the Supplemental Indenture No. 2, the Notes shall be issued in fully registered, certificated form, bearing identical terms. Principal of and
interest on the Notes will be payable, the transfer of such Notes will be registrable, and such Notes will be exchangeable for Notes of a like aggregate principal amount bearing identical terms and provisions, at the office or agency of the Company
maintained for such purpose in the Borough of Manhattan, The City of New York. 
 No service charge shall be made for any
registration of transfer or exchange of the Notes, but the Company may require payment from the Holder of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith. 

Except as otherwise provided in the Indenture, Notes represented by Global Notes will not be exchangeable for, and will not otherwise be
issuable as, Notes in certificated form. Unless and until such Global Notes are exchanged for Notes in certificated form, Global Notes may be transferred, in whole but not in part, and any payments on the Notes shall be made, only to the Depositary
or a nominee of the Depositary, or to a successor Depositary selected or approved by the Company or to a nominee of such successor Depositary. 
 Prior to due presentment of this Note for registration of transfer, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Note is registered as the owner hereof
for all purposes, whether or not this Note is overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary. 
 The Company agrees, and by acceptance of a Note, each Holder will be deemed to have agreed to treat the Notes as indebtedness for U.S. federal, state and local tax purposes, which is subject to the
contingent payment debt regulations. 
 THIS NOTE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF
NEW YORK. 

  
 A-5

 ASSIGNMENT 
 FOR VALUE RECEIVED, the undersigned assigns and transfers this Note to: 
  

 
 (Insert assignee’s social security or tax
identification number) _________________________________________________________ 
  

 
  

 
  

 
 (Insert address and zip code of assignee)

 and irrevocably appoints _______________________________________________________________________________________ 

agent to transfer this Note on the books of the Company. The agent may substitute another to act for him or her. 

Date: 
  

			
	Signature:	 	  

 

			
	Signature Guarantee:	 	  

 (Sign exactly as your name appears on the other side of this Note) 

  
 B-1

 SIGNATURE GUARANTEE 
 Signatures must be guaranteed by an “eligible guarantor institution” meeting the requirements of the Debt Security registrar, which requirements include membership or participation in the
Security Transfer Agent Medallion Program (“STAMP”) or such other “signature guarantee program” as may be determined by the Debt Security registrar in addition to, or in substitution for, STAMP, all in accordance with the
Securities Exchange Act of 1934, as amended. 

  
 B-2

 SCHEDULE OF INCREASES OR DECREASES IN NOTE* 
 The initial principal amount of this Note is $[          ]. The following increases or decreases in a part of this Note have been made: 

 

									
	 Date
	  	Amount of
decrease in
principal
amount of this
Note	  	Amount of
increase in
principal
amount of this
Note	  	Principal amount of
this
Note
following
such decrease
(or
increase)	  	Signature of
authorized signatory
of Trustee
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	
		  		  		  		  	

  

  
 B-3EX-10.1

 Exhibit 10.1 
 EMPLOYMENT AGREEMENT 
 THIS EMPLOYMENT AGREEMENT (this
“Agreement”), dated as of February 27, 2012, is made by and between Associated Materials LLC, a Delaware limited liability company (the “Company”), and Paul Morrisroe (“Executive”).

 WHEREAS, the Company desires to employ Executive, and Executive desires to accept such employment, on the terms and
subject to the conditions set forth in this Agreement. 
 NOW, THEREFORE, in consideration of the mutual covenants and
promises contained herein and for good and valuable consideration, the receipt of which is hereby acknowledged, the parties to this Agreement hereby agree as follows: 
 1. Employment. On the terms and subject to the conditions set forth herein, the Company hereby employs Executive as the Company’s Senior Vice President and Chief Financial Officer, and
Executive accepts such employment, for the Employment Term (as defined in Section 3). During the Employment Term, Executive shall report to the Chief Executive Officer of the Company, performing such duties as shall be reasonably required of a
senior vice president of a corporation of a similar size and nature to the Company, and shall have such other powers and perform such other duties as may from time to time be assigned to him by the Chief Executive Officer of the Company and the
Board of Directors of AMH Investment Holdings Corp., a Delaware corporation (“Parent”). To the extent requested by the Company’s Chief Executive Officer or the Board of Directors of Parent (the “Board”),
Executive shall also serve on any committees of the Board and/or as a director, officer or employee of Parent or any other person or entity which, from time to time, is a direct or indirect subsidiary of Parent (Parent and each such subsidiary,
person or entity, other than the Company, are hereinafter referred to collectively as the “Affiliates,” and individually as an “Affiliate”). Executive’s service as a director of the Company or as a director,
officer or employee of any Affiliate shall be without additional compensation. 
 2. Performance. Executive will serve
the Company faithfully and to the best of his ability and will devote his full business time, energy, experience and talents to the business of the Company and the Affiliates; provided, that it shall not be a violation of this Agreement for
Executive to manage his personal investments and business affairs, or to engage in or serve such civic, community, charitable, educational, or religious organizations as he may reasonably select so long as such service does not interfere with
Executive’s performance of his duties hereunder. 
 3. Employment Term. Subject to earlier termination pursuant to
Section 6, Executive’s term of employment hereunder shall begin upon February 27, 2012 (the “Commencement Date”), and continue through the date which is three years following the Commencement Date; provided,
that beginning on the third anniversary of the Commencement Date, and on each subsequent anniversary of the Commencement Date, such term shall be automatically extended by an additional one year beyond the end of the then-current term, unless, at
least 90 days before such second anniversary of the Commencement Date, or 90 days before any such subsequent anniversary of the Commencement Date, the Board gives written notice to Executive that the Company does not desire to extend the
term of this Agreement, in which case, the term of employment hereunder shall terminate as of the third anniversary of the Commencement Date or the end of the then-current term, as applicable (the term of employment hereunder, including any
extensions, in accordance with this Section 3, shall be referred to herein as the “Employment Term”). 

 4. Compensation and Benefits. 

(a) Salary. As compensation for his services hereunder and in consideration of Executive’s other agreements hereunder, during
the Employment Term, the Company shall pay Executive a base salary, payable in equal installments in accordance with the Company’s payroll procedures, at an annual rate of $325,000, subject to annual review by the Board (or its compensation
committee) which may increase, but not decrease, Executive’s base salary. 
 (b) Annual Incentive
Bonus. Commencing on the Commencement Date, Executive shall be entitled to participate in an annual incentive bonus arrangement established by the Company on terms and conditions substantially as set forth in Exhibit A hereto. Any
annual incentive bonus to which Executive is entitled under this Agreement for any calendar year shall be paid in a cash lump-sum within 30 days following the close of books of AMH Intermediate Holdings Corp., a Delaware corporation and a
wholly-owned subsidiary of Parent (“Intermediate”) and completion of Intermediate’s annual audit by its external accountants for such calendar year but in any event shall not be paid later than March 15th of the calendar year immediately following the calendar year to
which the bonus relates. 
 (c) Signing Bonus. Executive will be paid a signing bonus of $125,000, less applicable
withholdings, upon the Commencement Date. 
 (d) Retirement, Medical, Dental and Other Benefits. During the Employment
Term, Executive shall, in accordance with the terms and conditions of the applicable plan documents and all applicable laws, be eligible to participate in the various retirement, medical, dental and other employee benefit plans made available by the
Company, from time to time, for its executives. 
 (e) Vacation; Sick Leave. During the Employment Term, Executive shall
be entitled to not less than four weeks of vacation during each calendar year and sick leave in accordance with the Company’s policies and practices with respect to its executive officers. 

(f) Business Expenses. The Company shall reimburse or advance payment to Executive for all reasonable expenses actually incurred
by him in connection with the performance of his duties hereunder in accordance with policies established by the Company from time to time and subject to receipt by the Company of appropriate documentation. 

(g) Relocation. The Company shall reimburse or advance payment to Executive for expenses incurred by him in connection with his
relocation to the Northeast Ohio area. Such expenses include temporary living costs for up to 90 days, two house searching trips for Executive and his family, closing costs and real estate commissions in connection with the sale of Executive’s
existing home, and household goods moving expenses. In addition, the Company will reimburse Executive for round trip travel from the Company’s head office to Executive’s existing home in South Glastonbury, Connecticut every second weekend
during the 90-day period referred to above. With respect to selling Executive’s existing home: 
 (i) If
Executive sells his home for less than his original purchase cost, the Company will reimburse Executive for his loss up to a total amount of $50,000; or 
 (ii) the Company will arrange for a third party relocation management company to purchase Executive’s current home at the appraised value determined by appraisals obtained by the Company and based
upon the average of two appraisals. If the two appraisals vary by more than 5%, then a third appraisal will be obtained and the appraised value will be the average of the three appraisals. If this appraised value is below Executive’s original
purchase cost, the Company will reimburse Executive for his loss up to a total amount of $50,000. 

  
 2 

 5. Covenants of Executive. Executive acknowledges that in the course of his
employment with the Company he will become familiar with the Company’s and the Affiliates’ trade secrets and with other confidential information concerning the Company and the Affiliates, and that his services are of special, unique and
extraordinary value to the Company and the Affiliates. Therefore, the Company and Executive mutually agree that it is in the interest of both parties for Executive to enter into the restrictive covenants set forth in this Section 5 and that
such restrictions and covenants are reasonable given the nature of Executive’s duties and the nature of the Company’s business. 
 (a) Noncompetition. During the Employment Term and for the two year period following termination of the Employment Term (the “Restricted Period”), Executive shall not, within any
jurisdiction or marketing area in which the Company or any Affiliate is doing or is qualified to do business, directly or indirectly, own, manage, operate, control, be employed by or participate in the ownership, management, operation or control of,
or be connected in any manner with, any Business (as hereinafter defined); provided that Executive’s ownership of securities of two percent (2%) or less of any class of securities of a public company shall not, by itself, be
considered to be competition with the Company or any Affiliate. For purposes of this Agreement, “Business” shall mean the manufacturing, production, distribution or sale of exterior residential building products, including, without
limitation, vinyl siding, windows, fencing, decking, railings and garage doors, or any other business of a type and character engaged in by the Company or an Affiliate during the Employment Term (including, without limitation, any business in which
the Company or any Affiliate has specific plans to conduct in the future and as to which Executive was aware of such planning at or prior to the time Executive’s employment is terminated). 

(b) Nonsolicitation. During the Employment Term and the Restricted Period, Executive shall not, directly or indirectly,
(i) hire or employ, solicit for employment or otherwise contract for the services of any individual who is or was an employee or consultant of the Company or any Affiliate; (ii) otherwise induce or attempt to induce any employee or
consultant of the Company or an Affiliate to leave the employ or service of the Company or such Affiliate, or in any way interfere with the relationship between the Company or any Affiliate and any employee or consultant respectively thereof; or
(iii) induce or attempt to induce any customer, supplier, licensee or other business relation of the Company or any Affiliate to cease doing business with the Company or such Affiliate, or interfere in any way with the relationship between any
such customer, supplier, licensee or business relation and the Company or any Affiliate. 
 (c) Nondisclosure;
Inventions. For the Employment Term and at all times thereafter, (i) Executive shall not divulge, transmit or otherwise disclose (except as legally compelled by court order, and then only to the extent required, after prompt notice to the
Board of any such order), directly or indirectly, other than in the regular and proper course of business of the Company and the Affiliates, any customer lists, trade secrets or other confidential knowledge or information with respect to the
operations or finances of the Company or any Affiliates or with respect to confidential or secret processes, services, techniques, customers or plans with respect to the Company or the Affiliates, including, without limitation, any know-how,
research and development, software, databases, inventions, processes, formulae, technology, designs and other intellectual property, information concerning finances, investments, profits, pricing, costs, products, services, vendors, customers,
clients, partners, investors, personnel, compensation, recruiting, training, advertising, sales, marketing, promotions, government and regulatory activities and approvals concerning the past, current or future business, activities and operations of
the Company and the Affiliates (all of the foregoing collectively hereinafter referred to as “Confidential Information”), and (ii) Executive will not use, directly or indirectly, any Confidential

  
 3 

 
Information for the benefit of anyone other than the Company and the Affiliates; provided, that Executive has no obligation, express or implied, to refrain from using or disclosing to
others any such knowledge or information which is or hereafter shall become available to the general public other than through disclosure by Executive. All Confidential Information, new processes, techniques, know-how, methods, inventions, plans,
products, patents and devices developed, made or invented by Executive, alone or with others, while an employee of the Company which are related to the business of the Company and the Affiliates shall be and become the sole property of the Company,
unless released in writing by the Board, and Executive hereby assigns any and all rights therein or thereto to the Company. 

(d) Nondisparagement. During the Employment Term and at all times thereafter, Executive shall not take any action to disparage or
criticize the Company or any Affiliate or their respective employees, directors, owners or customers or to engage in any other action that injures or hinders the business relationships of the Company or any Affiliate. Nothing contained in this
Section 5(d) shall preclude Executive from enforcing his rights under this Agreement. 
 (e) Return of Company
Property. All Confidential Information, files, records, correspondence, memoranda, notes or other documents (including, without limitation, those in computer-readable form) or property relating or belonging to the Company or an Affiliate,
whether prepared by Executive or otherwise coming into his possession in the course of the performance of his services under this Agreement, shall be the exclusive property of the Company and shall be delivered to the Company, and not retained by
Executive (including, without limitations, any copies thereof), promptly upon request by the Company and, in any event, promptly upon termination of the Employment Term. 
 (f) Enforcement. Executive acknowledges that a breach of his covenants contained in this Section 5 may cause irreparable damage to the Company and the Affiliates, the exact amount of which
would be difficult to ascertain, and that the remedies at law for any such breach or threatened breach would be inadequate. Accordingly, Executive agrees that if he breaches or threatens to breach any of the covenants contained in this
Section 5, in addition to any other remedy which may be available at law or in equity, the Company and the Affiliates shall be entitled to specific performance and injunctive relief to prevent the breach or any threatened breach thereof without
bond or other security or a showing that monetary damages will not provide an adequate remedy. 
 (g) Scope of Covenants.
The Company and Executive further acknowledge that the time, scope, geographic area and other provisions of this Section 5 have been specifically negotiated by sophisticated commercial parties and agree that all such provisions are reasonable
under the circumstances of the activities contemplated by this Agreement. In the event that the agreements in this Section 5 shall be determined by any court of competent jurisdiction to be unenforceable by reason of their extending for too
great a period of time or over too great a geographical area or by reason of their being too extensive in any other respect, they shall be interpreted to extend only over the maximum period of time for which they may be enforceable and/or over the
maximum geographical area as to which they may be enforceable and/or to the maximum extent in all other respects as to which they may be enforceable, all as determined by such court in such action. 

6. Termination. The employment of Executive hereunder shall automatically terminate at the end of the Employment Term. The
employment of Executive hereunder and the Employment Term may also be terminated at any time by the Company with or without Cause. For purposes of this Agreement, “Cause” shall mean: (i) embezzlement, theft or misappropriation
by Executive of any property of the Company or an Affiliate; (ii) any breach by Executive of Executive’s covenants under Section 5; (iii) any breach by Executive of any other material provision of this Agreement which breach is
not cured, to the extent susceptible to cure, within 30 days after the Company has given written notice to Executive describing such breach; (iv) willful failure by Executive to perform the duties of his

  
 4 

 
employment hereunder which continues for a period of 14 days following written notice thereof by the Company to Executive; (v) the conviction of, or a plea of nolo contendere (or a
similar plea) to, any criminal offense that is a felony or involves fraud, or any other criminal offense punishable by imprisonment of at least one year or materially injurious to the business or reputation of the Company or an Affiliate involving
theft, dishonesty, misrepresentation or moral turpitude; (vi) gross negligence or willful misconduct on the part of Executive in the performance of his duties as an employee, officer or director of the Company or an Affiliate;
(vii) Executive’s breach of his fiduciary obligations to the Company or an Affiliate; (viii) Executive’s commission of intentional, wrongful damage to property of the Company or an Affiliate; (ix) any chemical dependence of
Executive which adversely affects the performance of his duties and responsibilities to the Company or an Affiliate; or (x) Executive’s violation of the Company’s or an Affiliate’s code of ethics, code of business conduct or
similar policies applicable to Executive. The existence or non-existence of Cause shall be determined in good faith by the Board. The employment of Executive may also be terminated at any time by Executive by notice of resignation delivered to the
Company not less than 90 days prior to the effective date of such resignation. 
 7. Severance for
Terminations. Subject to Section 8, if Executive’s employment hereunder is terminated during the Employment Term by the Company or is terminated due to expiration of the Employment Term following notice by the Company not to extend the
Employment Term in accordance with Section 3, in each case other than for Cause or due to disability (as determined in the good faith discretion of the Board) or death, Executive shall be entitled to receive as severance: (i) an amount
equal to Executive’s base salary pursuant to Section 4(a) (at the rate in effect immediately prior to the Termination Date), which amount shall be payable, commencing no earlier than the sixty-first day following such termination, in 12
equal monthly installments (other than the first such installment, which shall include all amounts that would otherwise have been paid to Executive if payment had commenced immediately following such termination of employment) in accordance with the
Company’s payroll procedures over the 12-month period following the date of Executive’s termination (such 12-month period, the “Severance Period”); (ii) continued medical and dental benefits described in
Section 4(d) for the Severance Period, at the same rate of employee and Company shared costs of such coverage as in effect from time to time for active employees of the Company; and (iii) a pro rata portion (based on the number of days
Executive was employed by the Company during the calendar year of termination) of any annual incentive bonus otherwise payable in accordance with Section 4(c) for the year of termination of Executive’s employment, payable no earlier than
the date on which such bonus, if any, would have been paid under the applicable plan or policy of the Company absent such termination of employment, but no later than March 15th of the calendar year immediately following the calendar year of such termination. With respect to any such continued
medical and dental benefits described in clause (ii) of the first sentence of this Section 7 for which Executive is eligible, (I) if the Company cannot continue such benefits without adverse tax consequences to Executive or the
Company or for any other reason, the Company shall pay Executive for the cost of such benefits; (II) such benefits shall be discontinued in the event Executive becomes eligible for similar benefits from a successor employer (and
Executive’s eligibility for any such benefits shall be reported by Executive to the Company); and (III) Executive’s period of “continuation coverage” for purposes of Section 4980B of the Internal Revenue Code of 1986,
as amended (the “Code”), shall be deemed to commence on the date of Executive’s termination of employment. 
 8. Termination of Compensation and Benefits; Execution of Release; Coordination of Provisions. If Executive’s employment terminates otherwise than in a termination entitling him to severance
pay and benefits pursuant to Section 7, Executive shall not be entitled to any severance, termination pay or similar compensation or benefits, provided that Executive shall be entitled to any benefits then due or accrued in
accordance with the applicable employee benefit plans of the Company or applicable law, including “continuation coverage” under the Company’s group health plans for purposes of Section 4980B of the Code. As a condition of
receiving any severance compensation for which 

  
 5 

 
Executive otherwise qualifies under Section 7, Executive agrees to execute within sixty (60) days following the date of Executive’s termination of employment a general release in
favor of the Company in substantially the form set forth hereto as Exhibit B, such release to be delivered, and to have become fully irrevocable, on or before the end of such 60-day period. It is expressly agreed and understood that if such a
release has not been executed and delivered and become fully irrevocable by the end of such 60-day period, no amounts or benefits under Section 7 shall be or become payable (except that any continued medical, dental or life insurance benefits
may be provided during such 60-day period pursuant to Section 7, as the case may be, but will cease to be provided on the last day of such period). Executive acknowledges and agrees that, except as specifically described in Section 7, all
of Executive’s rights to any compensation, benefits (other than base salary earned through the date of termination of employment and any benefits due or accrued prior to termination of employment in accordance with the applicable employee
benefit plans of the Company or applicable law), bonuses or severance from the Company or any Affiliate after termination of the Employment Term shall cease upon such termination. 

9. Limitation on Payments and Benefits. Notwithstanding any provision of this Agreement to the contrary, no amount or benefit
shall be paid or provided under this Agreement or otherwise to an extent or in a manner that would result in payments or benefits (or other compensation) not being fully deductible by the Company or an Affiliate for federal income tax purposes
because of Section 280G of the Code, or any successor provision thereto (or that would result in Executive being subject to the excise tax imposed by Section 4999 of the Code, or any successor provision thereto). The determination of
whether any such payments or benefits to be provided under this Agreement or otherwise would not be so deductible (or whether Executive would be subject to such excise tax) shall be made at the expense of the Company, if requested by either
Executive or the Company, by a firm of independent accountants or a law firm selected by the Company and reasonably acceptable to Executive. In the event that any payment or benefit intended to be provided under this Agreement or otherwise would
constitute a “parachute payment,” as defined in Section 280G of the Code, the Company shall designate the payments and/or benefits (beginning with cash payments) to be reduced or modified so that the Company or an Affiliate is not
denied any federal income tax deductions for any such parachute payment because of Section 280G of the Code (or so that Executive is not subject to the excise tax imposed by Section 4999 of the Code). 

10. Notice. Any notices required or permitted hereunder shall be in writing and shall be deemed to have been given when personally
delivered or when mailed, certified or registered mail, or sent by reputable overnight courier, postage prepaid, to the addresses set forth as follows: 
 If to the Company: 
 Associated Materials LLC 

3773 State Road 

Cuyahoga Falls, OH 44223 
 Attention: Corporate Secretary 
 With copies, which shall not constitute notice,
to: 
 AMH Investment Holdings Corp. 
 c/o Hellman & Friedman LLC 
 One Maritime Plaza, 12th Floor 

San Francisco, CA 94111 
 Attention: Erik Ragatz and Arrie Park, Esq. 
 -and- 

  
 6 

 Simpson Thacher & Bartlett LLP 

2550 Hanover Street 
 Palo Alto, CA 94304 
 Attention: Chad Skinner, Esq. and Tristan Brown, Esq.

 If to Executive, to such address as shall most currently appear on the records of the Company. 

or to such other address as shall be furnished in writing by either party to the other party; provided that such notice or change in
address shall be effective only when actually received by the other party. 
 11. General. 

(a) GOVERNING LAW; CONSENT TO JURISDICTION. THIS AGREEMENT WILL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE
STATE OF DELAWARE, WITHOUT GIVING EFFECT TO ANY CHOICE OF LAW OR CONFLICTING PROVISION OR RULE (WHETHER OF THE STATE OF DELAWARE OR ANY OTHER JURISDICTION) THAT WOULD CAUSE THE LAWS OF ANY JURISDICTION OTHER THAN THE STATE OF DELAWARE TO BE APPLIED.
IN FURTHERANCE OF THE FOREGOING, THE INTERNAL LAW OF THE STATE OF DELAWARE WILL CONTROL THE INTERPRETATION AND CONSTRUCTION OF THIS AGREEMENT, EVEN IF UNDER SUCH JURISDICTION’S CHOICE OF LAW OR CONFLICT OF LAW ANALYSIS, THE SUBSTANTIVE LAW OF
SOME OTHER JURISDICTION WOULD ORDINARILY APPLY. ANY ACTION TO ENFORCE THIS AGREEMENT AND/OR THE EXHIBITS HERETO MUST BE BROUGHT IN, AND THE PARTIES HEREBY CONSENT TO THE JURISDICTION OF, A COURT SITUATED IN THE CITY OF WILMINGTON, DELAWARE. EACH
PARTY HEREBY WAIVES THE RIGHTS TO CLAIM THAT ANY SUCH COURT IS AN INCONVENIENT FORUM FOR THE RESOLUTION OF ANY SUCH ACTION. EACH PARTY HERETO EXPRESSLY WAIVES THE RIGHT TO TRIAL BY JURY IN ANY LAWSUIT OR PROCEEDING RELATING TO OR ARISING IN ANY WAY
FROM THIS AGREEMENT OR THE MATTERS CONTEMPLATED HEREBY. 
 (b) Construction and Severability. If any provision of this
Agreement shall be held invalid, illegal or unenforceable in any jurisdiction, the validity, legality and enforceability of the remaining provisions contained herein shall not in any way be affected or impaired, and the parties undertake to
implement all efforts which are necessary, desirable and sufficient to amend, supplement or substitute all and any such invalid, illegal or unenforceable provisions with enforceable and valid provisions which would produce as nearly as may be
possible the result previously intended by the parties without renegotiation of any material terms and conditions stipulated herein. 
 (c) Assignability. Executive may not assign his interest in or delegate his duties under this Agreement. This Agreement is for the employment of Executive, personally, and the services to be
rendered by him under this Agreement must be rendered by him and no other person. This Agreement shall be binding upon and inure to the benefit of and be enforceable by the Company and its successors and assigns. Without limiting the foregoing and
notwithstanding anything else in this Agreement to the contrary, the Company may assign this Agreement to, and all rights hereunder shall inure to the benefit of, any subsidiary of the Company or any person, firm or corporation resulting from the
reorganization of the Company or succeeding to the business or assets of the Company by purchase, merger, consolidation or otherwise. 

  
 7 

 (d) Warranty by Executive. Executive represents and warrants to the Company that
Executive is not subject to any contract, agreement, judgment, order or decree of any kind, or any restrictive agreement of any character, that restricts Executive’s ability to perform his obligations under this Agreement or that would be
breached by Executive upon his performance of his duties pursuant to this Agreement, and Executive shall indemnify and hold harmless the Company and the Affiliates from and against any and all liabilities, losses, claims, obligations or the like
arising from or in connection with any breach of, or inaccuracy in, Executive’s representations and warranties contained in this sentence. 
 (e) Compliance with Rules and Policies. Executive shall perform all services in accordance with the lawful policies, procedures and rules established by the Company and the Board. In addition,
Executive shall comply with all laws, rules and regulations that are generally applicable to the Company or its subsidiaries and their respective employees, directors and officers. 

(f) Withholding Taxes. All amounts payable hereunder shall be subject to the withholding of all applicable taxes and deductions
required by any applicable law. 
 (g) Entire Agreement; Modification. This Agreement constitutes the entire agreement of
the parties hereto with respect to the subject matter hereof, supersedes all prior agreements and undertakings, both written and oral, and may not be modified or amended in any way except in writing by the parties hereto. 

(h) Duration. Notwithstanding the Employment Term hereunder, this Agreement shall continue for so long as any obligations remain
under this Agreement. 
 (i) Termination On or After Expiration of the Employment Term. Unless the Company and Executive
otherwise agree in writing, any continuation of Executive’s employment with the Company and its Affiliates beyond the expiration of the Employment Term shall be deemed an employment “at will” and shall not be deemed to extend any of
the provisions of this Agreement (other than as provided in Section 11(j) below), and Executive’s employment may thereafter be terminated “at will” by Executive or the Company. 

(j) Survival. The covenants set forth in Section 5 and the parties’ respective rights and obligations under
Section 7 shall survive and shall continue to be binding upon Executive and the Company, as the case may be, in accordance with their terms, notwithstanding the termination or expiration of this Agreement or the termination of Executive’s
employment for any reason whatsoever. 
 (k) Waiver. No waiver by either party hereto of any of the requirements imposed
by this Agreement on, or any breach of any condition or provision of this Agreement to be performed by, the other party shall be deemed a waiver of a similar or dissimilar requirement, provision or condition of this Agreement at the same or any
prior or subsequent time. Any such waiver shall be express and in writing, and there shall be no waiver by conduct. Pursuit by either party of any available remedy, either in law or equity, or any action of any kind, does not constitute waiver of
any other remedy or action. Such remedies are cumulative and not exclusive. 
 (l) Counterparts. This Agreement may be
executed in two or more counterparts, all of which taken together shall constitute one instrument. 
 (m)
Section References. The words Section and paragraph herein shall refer to provisions of this Agreement unless expressly indicated otherwise. 
 [Signature page follows] 

  
 8 

 IN WITNESS WHEREOF, the parties hereto, intending to be legally bound, have hereunto
executed this Agreement as of the day and year first written above. 
  

			
	ASSOCIATED MATERIALS LLC
	
	 /s/ Jerry W. Burris

	 By: Jerry W. Burris

Its: President and Chief Executive Officer

	
	EXECUTIVE
	
	 /s/ Paul Morrisroe

	Paul Morrisroe

 [Signature Page to Morrisroe Employment Agreement] 

 EXHIBIT A 

Annual Incentive Bonus 

Executive is eligible to receive an annual bonus under the Company’s Senior Executive Incentive Compensation Program, with a target bonus equal to
60% of base salary (the “Target Bonus”), and an annual maximum bonus opportunity of 156% of base salary. With respect to each fiscal year, the amount of annual bonus payable will be based upon the achievement of both (i) an
Adjusted EBITDA goal (the “EBITDA Bonus”) and (ii) other operating metrics (the “OM Bonus”). The EBITDA Bonus will constitute at least 50% of the Target Bonus. For the OM Bonus, the applicable operating metrics
for each fiscal year, as well as the bonus ranges for these metrics, will be mutually agreed by the Company and the Company’s Chief Executive Officer within the first 90 days of each such fiscal year (or, in the case of 2012, within the first
90 days of the Commencement Date). 
 For purposes of Executive’s annual incentive bonus and the computation thereof: 

 

	 	1.	Base salary shall mean the annual rate of base salary in effect under this Agreement as of December 31 of the calendar year to which the bonus relates.

  

	 	2.	“Adjusted EBITDA” means the “EBITDA” of Intermediate for the applicable fiscal year, as such term is as defined in the Indenture, except that
clause (1)(i) of such definition shall not apply for purposes of this Agreement. “Indenture” means the Indenture dated as of October 13, 2010 among Carey Acquisition Corp., AMH New Finance, Inc. (formerly known as Carey
New Finance, Inc.), Associated Materials, LLC, Wells Fargo Bank, National Association and the other parties thereto, as amended from time to time. 

  

	 	3.	Adjusted EBITDA targets will be adjusted by the Board (or its compensation committee) in good faith to reflect each acquisition or disposition by the Company or any of
its Affiliates subsequent to the Commencement Date of any business, operation, entity (including the acquisition of only a portion of an entity whose results will be consolidated by the Company in accordance with generally accepted accounting
principles), division of any entity or any assets outside the ordinary course of business. If the Company or any Affiliate makes such an acquisition or disposition in a given fiscal year, the Adjusted EBITDA target for such fiscal year and
subsequent fiscal years, if applicable, shall be proportionately adjusted, fairly and appropriately, and only to the extent deemed necessary by the Board (or its compensation committee) (after consultation with the Company’s accountants), in
the exercise of its good faith judgment, in order to accurately reflect the direct and measurable effect such acquisition or disposition has or is reasonably expected to have on such Adjusted EBITDA target(s). In addition, to the extent applicable,
Adjusted EBITDA target(s) will be adjusted by the Board (or its compensation committee) (after consultation with the Company’s accountants) in good faith to reflect any changes in generally accepted accounting principles promulgated by
accounting standard setters in order to accurately reflect the effect of such changes on such Adjusted EBITDA target(s). The intent of such adjustments is to keep the probability of achieving the Adjusted EBITDA targets the same as if the event
triggering such adjustment had not occurred. The Board’s (or its compensation committee’s) determination of such necessary adjustment(s) shall be made within 90 days following the completion or closing of such event, as applicable, and
shall be based on the Company’s accounting as set forth in its books and records and on the Company’s financial plan pursuant to which the Adjusted EBITDA targets were originally established. Any such adjustment(s) made in good faith shall
be final and binding on all persons. 

  
 1 

 EXHIBIT B 

GENERAL RELEASE 
 THIS AGREEMENT AND RELEASE, dated as of             , 20            (this
“Agreement”), is entered into by and between Paul Morrisroe (“Executive”) and Associated Materials LLC (the “Company”). 
 WHEREAS, Executive entered into an employment agreement by and between Executive and the Company, dated as of February 27, 2012 (the “Employment Agreement”); and 

WHEREAS, Executive’s employment with the Company will terminate effective as of
            , 20    ; 
 NOW, THEREFORE,
in consideration of the mutual promises and covenants contained in this Agreement and other good and valuable consideration, Executive and the Company hereby agree as follows: 
 1. Executive shall be provided severance pay and other benefits (the “Severance Benefits”) in accordance with the terms and conditions of Section 7 of the Employment Agreement;
provided that, no such Severance Benefits shall be paid or provided if Executive revokes this Agreement pursuant to Section 4 below. 
 2. Executive, for and on behalf of himself and Executive’s heirs, successors, agents, representatives, executors and assigns, hereby waives and releases any common law, statutory or other complaints,
claims, demands, expenses, damages, liabilities, charges or causes of action (each, a “Claim”) arising out of or relating to Executive’s employment or termination of employment with, Executive’s serving in any capacity in
respect of, or Executive’s status at any time as a holder of any securities of, any of the Company and any of its affiliates (collectively, the “Company Group”), both known and unknown, in law or in equity, which Executive may
now have or ever had against any member of the Company Group or any equityholder, agent, representative, administrator, trustee, attorney, insurer, fiduciary, employee, director or officer of any member of the Company Group, including their
successors and assigns (collectively, the “Company Releasees”), including, without limitation, any claim for any severance benefit which might have been due Executive under any previous agreement executed by and between any member
of the Company Group and Executive, and any complaint, charge or cause of action arising out of his employment with the Company Group under the Age Discrimination in Employment Act of 1967 (“ADEA,” a law which prohibits
discrimination on the basis of age against individuals who are age 40 or older), the National Labor Relations Act, the Civil Rights Act of 1991, the Americans with Disabilities Act of 1990, Title VII of the Civil Rights Act of 1964, the
Employee Retirement Income Security Act of 1974, the Family Medical Leave Act, the Equal Pay Act, the Securities Act of 1933, the Securities Exchange Act of 1934, the Rehabilitation Act of 1973, the Worker Adjustment and Retraining Notification Act,
and the New York State Human Rights Law, all as amended; and all other federal, state and local statutes, ordinances and regulations. By signing this Agreement, Executive acknowledges that Executive intends to waive and release any rights known or
unknown Executive may have against the Company Releasees under these and any other laws; provided that, Executive does not waive or release Claims (i) with respect to the right to enforce this Agreement or those provisions of the
Employment Agreement that expressly survive the termination of Executive’s employment with the Company, (ii) with respect to any vested right Executive may have under any employee pension or welfare benefit plan of the Company Group, or
(iii) any rights to indemnification under any applicable indemnification agreement, any D&O insurance policy applicable to Executive and/or the Company’s certificates of incorporation, charter and by-laws, or (iv) with respect to
any claims that cannot legally be waived. 

  
 1 

 3. Executive acknowledges that Executive has been given twenty-one (21) days from the
date of receipt of this Agreement to consider all of the provisions of the Agreement and, to the extent he has not used the entire 21-day period prior to executing the Agreement, he does hereby knowingly and voluntarily waive the remainder of said
21-day period. EXECUTIVE FURTHER ACKNOWLEDGES THAT HE HAS READ THIS AGREEMENT CAREFULLY, HAS BEEN ADVISED BY THE COMPANY TO CONSULT AN ATTORNEY, AND FULLY UNDERSTANDS THAT BY SIGNING BELOW HE IS GIVING UP CERTAIN RIGHTS WHICH HE MAY HAVE TO SUE OR
ASSERT A CLAIM AGAINST ANY OF THE COMPANY RELEASEES, AS DESCRIBED HEREIN AND THE OTHER PROVISIONS HEREOF. EXECUTIVE ACKNOWLEDGES THAT HE HAS NOT BEEN FORCED OR PRESSURED IN ANY MANNER WHATSOEVER TO SIGN THIS AGREEMENT AND EXECUTIVE AGREES TO ALL OF
ITS TERMS VOLUNTARILY. 
 4. Executive shall have seven (7) days from the date of Executive’s execution of this
Agreement to revoke the release, including with respect to all claims referred to herein (including, without limitation, any and all claims arising under ADEA). If Executive revokes the Agreement, Executive will be deemed not to have accepted the
terms of this Agreement. 
 [Signature page follows] 

  
 2 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first
above written. 
  

			
	ASSOCIATED MATERIALS LLC
	
	  

	By:	 	
	Its:	 	
	
	EXECUTIVE
	
	  

	Paul Morrisroe

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