Document:

EX-4.4

 Exhibit 4.4 
  

			
	RIGHTS CERTIFICATE #:	 	NUMBER OF RIGHTS

 THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED
                         , 2016 (THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE
PROSPECTUS ARE AVAILABLE UPON REQUEST FROM BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., THE INFORMATION AGENT. 
 Vince Holding Corp.

 Incorporated under the laws of the State of Delaware 

NON-TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE 

Evidencing Non-Transferable Subscription Rights to Purchase Shares of Common Stock of Vince Holding Corp. 

CUSIP#: 
 Subscription Price:
$         per Share 
 THE SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M.,

 NEW YORK CITY TIME, ON
                         , 2016, UNLESS EXTENDED BY THE COMPANY 

 

					
	REGISTERED OWNER:	 	  
	 	

 THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of non-transferable
subscription rights (“Rights”) set forth above. Each whole Right entitles the holder thereof to subscribe for and purchase              shares of Common Stock, with a par value of
$0.01 per share, of Vince Holding Corp., a Delaware corporation, at a subscription price of $         per whole share (the “Subscription Right”), pursuant to a rights offering (the “Rights
Offering”), on the terms and subject to the conditions set forth in the Prospectus. If any shares of Common Stock available for purchase in the Rights Offering are not purchased by other holders of Rights pursuant to the exercise of their
Subscription Right (the “Remaining Shares”), any Rights holder that exercises its Subscription Right in full may subscribe for a number of Remaining Shares in an amount equal to up to 20% of the shares of Common Stock for which it was
otherwise entitled to subscribe (calculated prior to the exercise of any Rights) pursuant to the terms and conditions of the Rights Offering, subject to proration, as described in the Prospectus (the “Over-Subscription Right”). Each Rights
holder (except Sun Capital Partners, Inc. and its affiliates) must represent to us that (1) after giving effect to the exercise of its Rights, it will not beneficially own, as determined in accordance with Rule 13d-3 under the Securities
Exchange Act of 1934, as amended, more than 14.99% of the Company’s outstanding shares of Common Stock (calculated immediately upon closing of the Rights Offering, as described in the Prospectus) and (2) if it already beneficially owns, as
determined in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended, in excess of 14.99% of the Company’s outstanding shares of Common Stock it will not, via the exercise of the Rights, increase its proportionate
interest in the Company’s Common Stock. The Rights represented by this Subscription Rights Certificate may be exercised by completing Form 1 and any other appropriate forms on the reverse side hereof and by returning the full payment of the
subscription price for each share of Common Stock in accordance with the instructions set forth in Form 1 hereto and the Prospectus. 
 This Subscription
Rights Certificate is not valid unless countersigned and registered by the subscription agent and registrar. 
  

					
	Witness the seal of Vince Holding Corp. and the signatures of its duly authorized officers.	 	Dated:	 	  

 

			
	  
	    	  

	Chief Executive Officer	    	 Interim Chief Financial Officer,
 Treasurer
and Secretary

 COUNTERSIGNED AND REGISTERED: 

BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., TRANSFER AGENT AND REGISTRAR 
  

			
	By:	  	  

		  	Authorized Signatory

 DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE 

Delivery other than in the manner or to the addresses listed below will not constitute valid delivery. 

 

			
	If delivering by regular mail:	 	If delivering by hand or overnight courier:
		
	 Broadridge Corporate Issuer Solutions, Inc.

Attn: BCIS Re-Organization Dept.

P.O. Box 1317
 Brentwood, NY
11717-0693
	 	 Broadridge Corporate Issuer Solutions, Inc.

Attn: BCIS IWS
 51 Mercedes Way

Edgewood, NY 11717

 PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY. 

FORM 1-EXERCISE OF SUBSCRIPTION RIGHTS 
 To subscribe for
shares pursuant to your Subscription Right, please complete lines (a) and (c) and sign under Form 3 below. To subscribe for shares pursuant to your Over-Subscription Right, please also complete line (b) and sign under Form 3 below. To
the extent you subscribe for more Shares than you are entitled under either the Subscription Right or the Over-Subscription Right, you will be deemed to have elected to purchase the maximum number of shares for which you are entitled to subscribe
under the Subscription Right or Over-Subscription Right, as applicable. 
 (a) EXERCISE OF SUBSCRIPTION RIGHT: 

 

									
	I apply for	 	  
	 	shares x $	 	= $	 	  

		 	(no. of new shares)	 	(subscription price)	 	(amount enclosed)

 (b) EXERCISE OF OVER-SUBSCRIPTION RIGHT 

If you have exercised your Subscription Right in full and wish to subscribe for additional shares in an amount equal to up to     % of the
shares of Common Stock for which you are otherwise entitled to subscribe pursuant to your Over-Subscription Right: 
  

									
	I apply for	 	  
	 	shares x $	 	= $	 	  

		 	(no. of new shares)	 	(subscription price)	 	(amount enclosed)

 (c) Total Amount of Payment Enclosed =
$                         

METHOD OF PAYMENT (CHECK ONE) 
  

	 ̈	Check or bank draft drawn on a U.S. bank, or postal telegraphic or express. 

  

	 ̈	Money order payable to “Broadridge Corporate Issuer Solutions, Inc., as Subscription Agent.” Funds paid by an uncertified check may take at least five business days to clear. 

 

	 ̈	Wire transfer of immediately available funds directly to the account maintained by Broadridge Corporate Issuer Solutions, Inc., as Subscription Agent, for purposes of accepting subscriptions in this Rights Offering at
U.S. Bank National Association, ABA #123000848, Account # 153910728465, Broadridge FBO Vince Holding Corp., with reference to the rights holder’s name. 

 FORM 2-DELIVERY TO DIFFERENT ADDRESS 

If you wish for the Common Stock underlying your subscription rights, a certificate representing unexercised subscription rights or the proceeds of any sale of
subscription rights to be delivered to an address different from that shown on the face of this Subscription Rights Certificate, please enter the alternate address below, sign under Form 3 and have your signature guaranteed under Form 4. 

 
  
  

 
  

 
 FORM 3-SIGNATURE 

TO SUBSCRIBE: I acknowledge that I have received the Prospectus for this Rights Offering and I hereby irrevocably subscribe for the number of shares indicated
above on the terms and conditions specified in the Prospectus. By signing below I confirm that (1) after giving effect to the exercise of my Rights I will not beneficially own, as determined in accordance with Rule 13d-3 under the Securities
Exchange Act of 1934, as amended, more than 14.99% of the Company’s outstanding shares of Common Stock (calculated immediately upon the closing of the rights offering, as described in the Prospectus) and (2), if I already beneficially own, as
determined in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended, in excess of 14.99% of the Company’s outstanding shares of Common Stock I will not, via the exercise of the Rights, increase my proportionate
interest in the Company’s Common Stock (with respect to (1) or (2), any such excess shares, the “Excess Shares”). With respect to any such Excess Shares, I hereby (1) irrevocably appoint and constitute the Company, each of
its authorized officers and their designees, and each of them, with full power of substitution, as my proxy and attorney in fact with full authority to vote and act by written consent with respect to any such Excess Shares on any matter submitted to
shareholders for a vote or action by written consent, in the discretion of such proxy, to the same extent I would have the power to vote or act by written consent and (2) grant the Company a right for 90 days from the closing of the rights
offering to repurchase such Excess Shares at the lesser of the $         per whole share subscription price and the closing price of the Company’s Common Stock on the New York Stock Exchange on the
trading day immediately prior to the date on which notice is sent to the holder of the Company’s intent to exercise such right, which notice must be sent prior to the expiration of such 90 day period. I agree to cooperate with the Company and
provide to the Company any and all information requested by the Company in connection with the exercise of the rights granted in the previous sentence. The foregoing shall not apply to Sun Capital Partners, Inc. and its affiliates. 

 

					
	Signature(s) 	 	  
	 	

 IMPORTANT: The signature(s) must correspond with the name(s) as printed on the reverse of this Subscription Rights Certificate
in every particular, without alteration or enlargement, or any other change whatsoever. 
 FORM 4-SIGNATURE GUARANTEE 

This form must be completed if you have completed any portion of Forms 2 or 3. 
  

			
	Signature Guaranteed: 	 	  

	(Name of Bank or Firm)

  

			
	By:	 	  

	(Signature of Officer)

 IMPORTANT: The signature(s) should be guaranteed by an eligible guarantor institution (bank, stock broker, savings &
loan association or credit union) with membership in an approved signature guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15. 

FOR INSTRUCTIONS ON THE USE OF THIS SUBSCRIPTION RIGHTS CERTIFICATE, CONSULT BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., THE INFORMATION AGENT, TOLL FREE AT
+1 (855) 793-5068.EX-4.5

 Exhibit 4.5 

VINCE HOLDING CORP. 

[FORM OF NOTICE TO STOCKHOLDERS WHO ARE RECORD HOLDERS] 

Up to              Shares of Common Stock Issuable Upon Exercise of
Non-Transferable Rights 
 Enclosed for your consideration is a prospectus, dated
                         , 2016 (the “Prospectus”), relating to the offering by Vince Holding Corp. (the
“Company”) of non-transferable rights (the “Rights”) to subscribe for shares of the Company’s common stock, par value $0.01 per share (“Common Stock”), by stockholders of record (“Record Date
Stockholders”) as of 5:00 p.m., New York City time, on                          , 2016 (the “Record Date”).

 Pursuant to the offering, the Company is issuing Rights to subscribe for              shares
of its Common Stock, on the terms and subject to the conditions described in the Prospectus. The Rights may be exercised at any time during the subscription period, which commences on
                        , 2016 and ends at 5:00 p.m., New York City time, on
                        , 2016, unless extended by the Company (as it may be extended, the “Expiration Date”). The
Rights are non-transferable and will not be listed for trading on the New York Stock Exchange or any other securities exchange or automated quotation system. 

As described in the Prospectus, Record Date Stockholders will receive     Right for each share of Common Stock owned on the Record Date.
The Rights entitle the holders (the “Rights Holders”) to purchase              shares of Common Stock at the subscription price of
$         per whole share of Common Stock (the “Subscription Right”). 
 Holders who fully exercise their
rights will be entitled to subscribe for additional shares that remain unsubscribed as a result of any unexercised rights (the “Over-Subscription Right”). The Over-Subscription Right allows a rights holder to subscribe for an additional
amount equal to up to 20% of the shares of Common Stock for which such holder was otherwise entitled to subscribe. If sufficient remaining shares of Common Stock are available, all over-subscription requests will be honored in full. If requests
for shares of Common Stock pursuant to the Over-Subscription Right exceed the remaining shares of Common Stock available, the remaining shares of Common Stock will be allocated pro-rata among Rights Holders who over-subscribe based on the primary
subscription rights exercised. 
 You are not required to exercise any or all of your subscription rights. Rights may only be exercised for whole numbers of
shares; no fractional shares of Common Stock will be issued in this offering. The rights will be evidenced by subscription certificates (the “Subscription Certificates”). 

Enclosed are copies of the following documents: 
  

	1.	Prospectus, dated                          , 2016; 

 

	2.	Subscription Certificate; and 

  

	3.	A return envelope, addressed to Broadridge Corporate Issuer Solutions, Inc. (the “Subscription Agent”). 

Your prompt attention is requested. To exercise Rights, you should complete and sign the Subscription Certificate and forward it, with payment of the
subscription price in full for each share of Common Stock subscribed for pursuant to the Subscription Right and the Over-Subscription Right to the Subscription Agent, as indicated on the Subscription Certificate. The Subscription Agent must receive
the properly completed and duly executed Subscription Certificate and full payment at or prior to 5:00 p.m., New York City time, on the Expiration Date. 

You will have no right to rescind your subscription after receipt of your payment of the subscription price, except as described in the Prospectus. Rights not
exercised at or prior to 5:00 p.m., New York City time, on the Expiration Date will expire. 
 ANY QUESTIONS OR REQUESTS FOR ASSISTANCE CONCERNING THE
RIGHTS OFFERING SHOULD BE DIRECTED TO BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., THE INFORMATION AGENT, TOLL-FREE AT THE FOLLOWING TELEPHONE NUMBER: +1 (855) 793-5068

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