Document:

ex4-2_1431443.htm

EXHIBIT 4.2

 

	  	  	  	  	  
	
            NUMBER

	
  

	  	
  

	
ORDINARY SHARES

	  	  	  
	 	
C

	
  

	  	
  

	  

 

AUSTRALIA ACQUISITION CORP.

 

INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS

 

ORDINARY SHARES

 

SEE REVERSE FOR

CERTAIN DEFINITIONS

 

	  	  	  	  	  
	
This Certifies that

	  	  	
  

	
CUSIP

	
is the owner of

	  	  	
  

	  

 

FULLY PAID AND NON-ASSESSABLE ORDINARY SHARES WITH A PAR VALUE OF $.001 EACH OF

 

AUSTRALIA ACQUISITION CORP.

 

transferable on the register of members of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed. The Company will be forced to liquidate if it is unable to complete a business combination within certain required time periods, all as more fully described in the Company’s final prospectus dated                     , 2010.

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized directors.

 

Dated:

 

 

 

	  	  	  	  	  
	  	
  

	
 

	
  

	  
	
CHAIRMAN

	
  

	
  

	
SECRETARY

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	
TEN COM –

	
as tenants in common

	  	
UNIF GIFT MIN ACT–

	
 Custodian

	
TEN ENT –

	
as tenants by the entireties

	  	  	
(Cust)

	  	
(Minor)

	
JT TEN –

	
as joint tenants with right of survivorship and not as tenants in common

	  	  	
under Uniform Gifts to Minors Act________________________________

(State)

Additional Abbreviations may also be used though not in the above list.

 

  

  

  

 

Australia Acquisition Corp.

 

The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of shares or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the ordinary shares represented thereby are issued and shall be held subject to all the provisions of the Memorandum and Articles of Association and all amendments thereto and resolutions of the Board of Directors providing for the issue of securities (copies of which may be obtained from the secretary of the Company), to all of which the holder of this certificate by acceptance hereof assents.

 

	
For value received,

	  	
 hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE

	  	  	  	  	  
	  	
  

	  	
  

	  
	
  

	  	
  

	  
	
  

	  	
  

	  

 

	  
	  
	
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

	  
	  
	
 

 

	
 

  

	
 

ordinary shares represented by the within Certificate.

 

	  
	  

 

	  	  	  
	 Dated   	
                  

	  	  
	  	  	  
	  	  	
Notice:    The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

	  	  	  
	
Signature(s) Guaranteed:

	  	  
	  	  
	  	  	  
	
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

	  	  

 

 

  

  

  

 

The holder(s) of this certificate shall be entitled to receive a pro-rata portion of funds from the trust account only in the event that the Company does not consummate a Business Transaction by [ ] [TWENTY-ONE MONTHS FROM THE DATE OF THE FINAL PROSPECTUS RELATING TO THE COMPANY’S INITIAL PUBLIC OFFERING] and the Company liquidates and distributes such funds to the holders of the Ordinary Share sold in its initial public offering, or if the holder(s) seek(s) to redeem for cash his, her or its respective Ordinary Shares in connection with a proposed Business Transaction. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.ex4-3_275937.htm

EXHIBIT 4.3

 

SPECIMEN WARRANT CERTIFICATE

 

	
NUMBER

	
WARRANTS

	
W-___________

	  

 

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY TIME, FIVE YEARS FROM THE DATE OF THE COMPANY’S INITIAL

BUSINESS TRANSACTION)

AUSTRALIA ACQUISITION CORP.

 

CUSIP

WARRANT

 

THIS WARRANT CERTIFIES THAT, for value received

 

or registered agents, is the registered holder of a Warrant or Warrants expiring on a date which is five years from the date of the Company’s consummation of its initial business transaction (the “Warrant”) to purchase one fully paid and non-assessable ordinary share, par value $.001 per ordinary share (the “Ordinary Shares”), of AUSTRALIA ACQUISITION CORP., a company formed under the laws of the Cayman Islands (the “Company”), for each Warrant evidenced by this Warrant Certificate.

 

The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company’s completion of a business transaction with a target business or (ii) [      ], 2011 [ONE YEAR FROM THE DATE OF THE FINAL PROSPECTUS RELATING TO THE COMPANY’S INITIAL PUBLIC OFFERING], such number of Shares at the price of $11.50 per share (the “Warrant Price”), upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the terms and conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock Transfer & Trust Company (the “Warrant Agreement”).  In no event shall the registered holder(s) of this Warrant be entitled to receive a net-cash settlement, Ordinary Shares or other consideration in lieu of physical settlement in Ordinary Shares of the Company. The Warrant Agreement provides that, upon the occurrence of certain events, the Warrant Price and the number of Ordinary Shares purchasable hereunder, set forth on the face hereof, may be adjusted, subject to certain conditions. The term Warrant Price as used in this Warrant Certificate refers to the price per Ordinary Share at which Ordinary Shares may be purchased at the time the Warrant is exercised.

 

This Warrant will expire on the date first above written if it is not exercised prior to such date by the registered holder pursuant to the terms of the Warrant Agreement or if it is not redeemed by the Company prior to such date.

 

No fraction of an Ordinary Share will be issued upon any exercise of a Warrant. If, upon exercise of a Warrant, a holder would be entitled to receive a fractional interest in an Ordinary Share, the Company will, upon exercise, round to the nearest whole number the number of Ordinary Shares to be issued to the warrant holder.

 

Upon any exercise of the Warrant for less than the total number of full Ordinary Shares provided for herein, there shall be issued to the registered holder(s) hereof or its assignee(s) a new Warrant Certificate covering the number of Ordinary Shares for which the Warrant has not been exercised.

 

Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the registered holder(s) hereof in person or by attorney duly authorized in writing, may be exchanged in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants.

 

  

  

  

Upon due presentment for registration of transfer of the Warrant Certificate at the office or agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without charge except for any applicable tax or other governmental charge.

 

The Company and the Warrant Agent may deem and treat the registered holder(s) as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone) for the purpose of any exercise hereof, of any distribution to the registered holder(s), and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary.

 

This Warrant does not entitle the registered holder(s) to any of the rights of a shareholder of the Company.

 

The Company reserves the right to call the Warrant at any time prior to its exercise, with a notice of call in writing to the holder(s) of record of the Warrant, giving 30 days’ notice of such call at any time after the Warrant becomes exercisable if the last sale price of the Ordinary Shares has been at least $17.50 per Ordinary Share on each of 20 trading days within a 30 trading day period ending on the third business day prior to the date on which notice of such call is given. The call price of the Warrants is to be $.01 per Warrant. Any Warrant either not exercised or tendered back to the Company by the end of the date specified in the notice of call shall be canceled on the books of the Company and have no further value except for the $.01 call price. The terms and conditions set forth in this Warrant are subject to the terms and conditions contained in the Warrant Agreement.

 

  

  

  

COUNTERSIGNED:

 

CONTINENTAL STOCK TRANSFER & TRUST COMPANY

 

WARRANT AGENT

 

BY:

 

AUTHORIZED OFFICER

 

DATED:

 

 (Signature)

 

CHIEF EXECUTIVE OFFICER

 

 (Seal)

 

 (Signature)

 

SECRETARY

 

  

  

  

[REVERSE OF CERTIFICATE]

 

SUBSCRIPTION FORM

 

To Be Executed by the Registered Holder(s) in Order to Exercise Warrants

 

The undersigned Registered Holder(s) irrevocably elect(s) to exercise _________ Warrants represented by this Warrant Certificate, and to purchase the Ordinary Shares issuable upon the exercise of such Warrants, and requests that Certificates for such Ordinary Shares shall be issued in the name(s) of

 

(PLEASE TYPE OR PRINT NAME(S) AND ADDRESS)

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S))

 

 

	 and be delivered to	 
	 	 (PLEASE PRINT OR TYPE NAME(S) AND ADDRESS)

 

 

 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the name of, and delivered to, the Registered Holder(s) at the address(es) stated below:

 

Dated:

 

(SIGNATURE(S))

 

 (ADDRESS(ES))

 

 

 (TAX IDENTIFICATION

NUMBER(S))

 

  

  

  

ASSIGNMENT

 

To Be Executed by the Registered Holder in Order to Assign Warrants

 

For Value Received, ____________________ hereby sell(s), assign(s), and transfer(s) unto

 

 

 (PLEASE TYPE OR PRINT NAME(S) AND ADDRESS(ES))

 

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER(S))

 

 

	 and be delivered to	 
	 	 (PLEASE PRINT OR TYPE NAME(S) AND ADDRESS)

 

of the Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and

 

appoint ________________________________ Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the premises.

 

Dated:

 

 

(SIGNATURE(S))

 

Notice: The signature(s) to this assignment must correspond with the name(s) as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

  

  

  

THE SIGNATURE(S) TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME(S) WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK EXCHANGE.

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