Document:

Specimen Certificate of Synivers Holdings, Inc.

 EXHIBIT 4.2 
  

	
	

 SYNIVERSE HOLDINGS, INC. 
  
 The Corporation will furnish to any stockholder upon request and without charge a full statement of the designations,
preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications, and terms and conditions of redemption of shares of each class authorized to be issued and, with respect to the classes of shares
which may be issued in series, the differences in the relative rights and preferences between the shares of each series, to the extent they have been set. Such request may be made to the Secretary of the Corporation at its principal office or to the
Transfer Agent. 
  
 KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST,
STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. 
  
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations: 
  

											
	 TEN COM
	  	—as tenants in common	  	UNIF GIFT/TRANS MIN ACT–	  	  

	 	Custodian	  	  

	 TEN ENT
	  	—as tenants by the entireties	  	 	  	(Cust)	 	 	  	(Minor)
	 JT TEN
	  	 —as joint tenants with right of
     survivorship and not as tenants
     in common
	  	 	  	  
 under Uniform Gifts/Transfers to Minors Act

	 	  	  	 	  	  

	 	  	 	  	 	  	 	 	(State)	  	 

  
 Additional
abbreviations may also be used though not in the above list. 
  
 FOR VALUE
RECEIVED,
                                        
                             HEREBY SELLS, ASSIGNS AND TRANSFERS UNTO 
  

	
	 PLEASE INSERT SOCIAL SECURITY OR OTHER

	 IDENTIFYING NUMBER OF ASSIGNEE
  

	 
	 

  
  

 (Please Print or Typewrite Name and Address, Including Zip Code, of Assignee) 
  
  

 shares of the Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint 
  
  

 Attorney to transfer the said shares on the books of the within named Corporation with full power of substitution in the premises. 
  

			
	 Dated
                    
	 	  

	 	 	NOTICE: The Signature(s) To This Assignment Must Correspond With The Name(s) As Written Upon The Face Of The Certificate In Every Particular, Without Alteration Or Enlargement Or Any Change
Whatever.
		
	SIGNATURE(S) GUARANTEED:	 	  

	 	 	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.Amendment No. 1 to Stock Purchase Agreement

 Exhibit 10.60 
  
 AMENDMENT NO. 1 TO 
 STOCK PURCHASE AGREEMENT 
  
 THIS AMENDMENT NO. 1
TO STOCK PURCHASE AGREEMENT (this “Agreement”) is made as of February     , 2005, by and among (i) Syniverse Holdings, Inc., a Delaware corporation (the “Company”), (ii) Syniverse
Holdings, LLC, a Delaware limited liability company (“Holdings LLC”), and (iii) GTCR Fund VII, L.P., a Delaware limited partnership (“GTCR VII”), GTCR Fund VII/A, L.P., a Delaware limited partnership (“GTCR
VII/A”), GTCR Capital Partners, L.P., a Delaware limited partnership (“GTCR Capital”), GTCR Co-Invest, L.P., a Delaware limited partnership (“Co-Invest”) and any other investment fund managed by GTCR Golder
Rauner, L.L.C. or any of its affiliates or successors that at any time acquires securities of the Company and executes a counterpart of the Stock Purchase Agreement (as defined below) or otherwise agrees to be bound by the Stock Purchase Agreement
(as defined below) (each, a “Purchaser” and collectively, the “Purchasers”). 
  
 WHEREAS, Holdings LLC and the Company are parties to a Stock Purchase Agreement, dated as of February 14, 2002 (the “Stock Purchase
Agreement”), which set forth the terms pursuant to which Holdings would purchase Common Stock, par value $.001 per share, of the Company (“Common Stock”) and Class A Cumulative Redeemable Preferred Stock, par value $.01 per
share, of the Company (the “Class A Preferred Stock”); 
  
 WHEREAS, the Company expects to offer its Common Stock for sale to the public in an initial public offering pursuant to a Registration Statement on Form S-1 filed with the Securities and Exchange Commission (the “Initial Public
Offering”); 
  
 WHEREAS, Holdings LLC will be dissolved
in connection with the Initial Public Offering and the members of Holdings LLC will become direct stockholders of the Company; and 
  
 WHEREAS, the Company, Holdings LLC and the Purchasers desire to amend the Stock Purchase Agreement as set forth herein; 
  
 NOW THEREFORE, for good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties, intending to be legally bound, hereby agree as follows: 
  
 1. Defined Terms. All capitalized terms which are not defined herein shall have the same meanings as set forth in the Stock Purchase Agreement.
Except as specifically set forth herein, the Stock Purchase Agreement shall remain in full force and effect and its provisions shall be binding on the parties hereto. 
  
 2. Termination of Certain Provisions of the Stock Purchase Agreement. Upon the consummation of the Initial Public
Offering, each of the following provisions of the Stock Purchase Agreement shall terminate and shall have no further force or effect: 
  
 (a) Section 1B(ii) (Subsequent Closings); 

 (b) Section 3C (Restrictions); 
  
 (c) Section 3D (Amendment of Other Agreements); and 
  
 (d) Section 3E (Unrelated Business Taxable Income). 
  
 3. Amendment to the first sentence of Section 3A. The first sentence of Section 3A (Financial Statements and Other
Information) shall be deleted in its entirety and replaced with the following sentence: “The Company shall deliver the following to each Purchaser (so long as such Purchaser holds at least 10% of such Purchaser’s holdings of the
Company’s Common Stock immediately after the consummation of the Company’s Initial Public Offering); provided that in the event any Purchaser provides written notice to the Company of its election not to receive the following
statements, reports, documents or other information, the Company shall not deliver such statements, reports, documents or other information to any Purchaser for such period of time as such Purchaser has indicated in its written notice.”

  
 4. Amendment to the first sentence of Section 3B. The
first sentence of Section 3B (Inspection of Property) shall be deleted in its entirety and replaced with the following sentence: “The Company shall permit any representatives designated by any Purchaser (so long as each Purchaser holds any
Stock), upon reasonable notice and during normal business hours and such other times as any such holder may reasonably request, to (i) visit and inspect any of the properties of the Company and its Subsidiaries, (ii) examine the corporate and
financial records of the Company and its Subsidiaries and make copies thereof or extracts thereof and (iii) discuss the affairs, finances and accounts of any such corporations with the directors, officers, key employees and independent accountants
of the Company and its Subsidiaries; provided that the Company shall have the right to have its chief financial officer present at any meetings with the Company’s independent accountants. The right of the Purchasers under this Section 3B
shall (i) terminate at such time that the Purchasers fail to hold at least 10% of the Purchasers’ holdings of the Company’s Common Stock immediately after the consummation of the Company’s Initial Public Offering and (ii) be suspended
with respect to any Purchaser for such period of time as may be designated from time to time by written notice by such Purchaser to the Company.” 
  
 5. New Section 3G of the Stock Purchase Agreement. A new Section 3G of the Stock Purchase Agreement is hereby inserted as follows: 
  
 “3G. Board Committees. Upon the consummation of an Initial
Public Offering, the Company shall have a three member Compensation Committee of the Board and a three member Nominating and Corporate Governance Committee of the Board. The membership of these committees shall include one representative designated
by the Purchasers and each committee’s membership shall not be increased without the consent of the Purchasers. This Section 3G shall terminate upon the earlier of (i) the Purchasers failing to hold at least 37.5% of the Purchasers’
holdings of the Company’s Common Stock immediately after the consummation of the Company’s Initial Public Offering and (ii) such time as the Purchasers’ designees would be prohibited from serving on such committees under applicable
law or under the rules of the New York Stock Exchange.” 
  

 -2- 

 6. New Section 3H of the Stock Purchase Agreement. A new Section 3H of the Stock Purchase
Agreement is hereby inserted as follows: 
  
 “3H. Equity
Issuances. After the consummation of an Initial Public Offering, the Company shall not issue or grant any stock-based compensation to G. Edward Evans, Raymond L. Lawless, Michael J. O’Brien, Paul A. Wilcock, Wayne G. Nelson, Gilbert L.
Mosher, Robert F. Garcia, Jr., Charles A. Drexler, Linda Hermansen, Eugen Bergen Henegouwen, Paul Corrao and F. Terry Kremian without the prior written consent of the Purchasers. The right of the Purchasers under this Section 3H shall terminate upon
the Purchasers failing to hold at least 50% of the Purchasers’ holdings of the Company’s Common Stock immediately after the closing of the Company’s Initial Public Offering.” 
  
 7. Amendments to Section 6 of the Stock Purchase Agreement. A new
definition is hereby inserted in Section 6 (Definitions) of the Stock Purchase Agreement as follows: 
  
 “Initial Public Offering” means the sale in an underwritten public offering registered under the Securities Act of 1933, as amended, of
the common stock of the Company approved by the Board.” 
  
 8. Amendment to Section 7D of the Stock Purchase Agreement. Section 7D of the Stock Purchase Agreement is hereby amended and restated in its entirety as follows: 
  
 “Except as otherwise expressly provided herein, the provisions of this Agreement may be amended and the
Company may take any action herein prohibited or omit to perform any act herein required to be performed by it, only if the Company has obtained the written consent of the holders of at least 50% of the Purchasers’ holdings of the
Company’s Common Stock immediately after the closing of the Initial Public Offering. The right of the Purchasers under this Section 7D shall terminate upon the Purchasers failing to hold at least 37.5% of the Purchasers’ holdings of the
Company’s Common Stock immediately after the consummation of the Company’s Initial Public Offering. No other course of dealing between the Company and the holder of any Stock or any delay in exercising any rights hereunder or under the
Certificate of Incorporation shall operate as a waiver of any rights of any such holders. For purposes of this Agreement, shares of Stock held by the Company or any Subsidiaries shall not be deemed to be outstanding.” 
  

 -3- 

 9. Amendment to Section 7M of the Stock Purchase Agreement. Section 7M (Notices) of the Stock
Purchase Agreement is hereby amended and restated in its entirety as follows: 
  
 If to the Company: 
  
 Syniverse Holdings, Inc. 
 c/o Syniverse Technologies, Inc. 
 One Tampa City Center 
 Suite 700 
 Tampa, FL 33602 
 Attn: General Counsel 
  
 with copies to: 
  
 McAfee & Taft, P.C. 
 Two Leadership Square, Tenth Floor 
 211 N. Robinson 
 Oklahoma City, Oklahoma 73102-7103 
 Attn: David J. Ketelsleger, Esq. 
  
 If to the Purchasers: 
  
 c/o
GTCR Golder Rauner, L.L.C. 
 6100 Sears Tower 
 Chicago, IL 60606-6402 
 Attention: Collin E. Roche 
  
 with copies to: 
  
 Kirkland
& Ellis LLP 
 200 East Randolph Drive 
 Chicago, IL 60601 
 Attention: Stephen L. Ritchie, P.C. 
  
 10.
Effectuation. The amendments to the Stock Purchase Agreement contemplated by this Agreement shall be deemed effective upon the consummation of the Company’s Initial Public Offering without any further action required by the parties.

  
 11. Governing Law. The corporate law of Delaware shall
govern all issues concerning the relative rights of the Company and its stockholders. All other questions concerning the construction, validity and interpretation of this Agreement shall be governed by and construed in accordance with the internal
laws of the State of Delaware, without giving effect to any choice of law or conflict of law provision or rule (whether of the State of Delaware or any other jurisdiction) that would cause the application of the laws of any jurisdiction other than
the State of Delaware. 
  

 -4- 

 12. Amendment. No provisions of this Agreement may be amended, except as permitted pursuant to
Section 7D of the Stock Purchase Agreement, as amended by this Agreement. 
  
 13. Counterparts. This Agreement may be executed simultaneously in two or more counterparts (including by means of telecopied signature pages), any one of which need not contain the signatures of more than one
party, but all such counterparts taken together shall constitute one and the same Agreement. 
  
 * * * * * 
  

 -5- 

 IN WITNESS WHEREOF, the parties hereto have executed this Agreement on the date first written above.

  

			
	SYNIVERSE HOLDINGS, INC.
		
	By:	 	  

	Name:	 	 
	Its:	 	 
	
	SYNIVERSE HOLDINGS, LLC
		
	By:	 	  

	Name:	 	 
	Its:	 	 
	
	GTCR FUND VII, L.P.
		
	By:	 	GTCR Partners VII, L.P.
	Its:	 	General Partner
		
	By:	 	GTCR Golder Rauner, L.L.C.
	Its:	 	General Partner
		
	By:	 	  

	Name:	 	 
	Its:	 	Principal
	
	GTCR FUND VII/A, L.P.
		
	By:	 	GTCR Partners VII, L.P.
	Its:	 	General Partner
		
	By:	 	GTCR Golder Rauner, L.L.C.
	Its:	 	General Partner
		
	By:	 	  

	Name:	 	 
	Its:	 	Principal

  

 -6- 
  
 [Signature Page to Amendment No. 1 to Stock Purchase Agreement] 

			
	GTCR CAPITAL PARTNERS, L.P.
		
	By:	 	GTCR Mezzanine Partners, L.P.
	Its:	 	General Partner
		
	By:	 	GTCR Partners VI, L.P.
	Its:	 	General Partner
		
	By:	 	GTCR Golder Rauner, L.L.C.
	Its:	 	General Partner
		
	By:	 	  

	Name:	 	 
	Its:	 	Principal
	
	GTCR CO-INVEST, L.P.
		
	By:	 	GTCR Golder Rauner, L.L.C.
	Its:	 	General Partner
		
	By:	 	  

	Name:	 	 
	Its:	 	Principal

  

 -7- 
  
 [Signature Page to Amendment No. 1 to Stock Purchase Agreement]

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