Document:

Exhibit 10.2

 

October 1,
2020

 

Mr. Chad
Wagenheim

[Redacted]

 

Dear Chad,

 

Reference
is made to the revised employment terms letter signed by you and Sequential Brands Group, Inc. (the “Company”),
dated as of June 5, 2017 (as amended by letter dated January 11, 2019 and letter dated January 24, 2020, and as
further amended by letter agreement dated June 3, 2020 (the “Third Amendment”), collectively, the “Agreement”).
Capitalized terms used in this letter and not otherwise defined herein shall have the meaning set forth in the Agreement.

 

This letter
amends the Agreement as follows:

 

		1.	The
                                         Parties acknowledge and agree that the Reduction Period (as defined in the Third Amendment)
                                         shall continue through September 30, 2020, and that, effective as of October 1,
                                         2020, the Executive’s Base Salary shall return to $450,000 per year. Accordingly,
                                         the Executive acknowledges and agrees that the Difference (as defined in the Third Amendment)
                                         is equal to $45,000.

 

This letter
represents the entire understanding of you and the Company with respect to the amendment of the Agreement. Except as specifically
amended and/or modified by this letter, the Agreement, is hereby ratified and confirmed and all other terms of the Agreement shall
remain in full force and effect, unaltered and unchanged by this letter, including, without limitation, Section 10 of the
Agreement titled Employee Status. For the avoidance of doubt, nothing herein shall be construed as to modify your status
as an “at-will” employee of the Company.

 

Please confirm
your acceptance and agreement to the foregoing terms by signing below.

 

	 	Sincerely,
	 	 
	 	SEQUENTIAL BRANDS GROUP, INC.
	 	 
	 	/s/ David Conn
	 	David Conn
	 	Chief Executive Officer

 

	Accepted and agreed this 1st day of October 2020 by:
	 
	/s/ Chad Wagenheim	 
	Chad WagenheimExhibit 10.3

 

October 1,
2020

 

Mr. Daniel
Hanbridge

[Redacted]

 

Dear Dan,

 

Reference
is made to (i) the amended employment terms letter signed by you and Sequential Brands Group, Inc. (the “Company”),
dated as of January 6, 2020 (the “Amended Terms”), and (ii) the letter amendment to the Amended Terms
dated as of June 3, 2020 (the “Amendment”, and together with the Amended Terms, the “Agreement”).
Capitalized terms used in this letter and not otherwise defined herein shall have the meaning set forth in the Agreement.

 

This letter
amends the Agreement as follows:

 

		1.	The
                                         Parties acknowledge and agree that the Reduction Period (as defined in the Amendment)
                                         shall continue through September 30, 2020, and that, effective as of October 1,
                                         2020, your Annual Base Salary shall return to $250,000 per year. Accordingly, you acknowledge
                                         and agree that the Difference (as defined in the Amendment) is equal to $25,000.

 

This letter
represents the entire understanding of you and the Company with respect to the Agreement. Except as specifically amended and/or
modified by this letter, the Agreement is hereby ratified and confirmed and all other terms of the Agreement shall remain in full
force and effect, unaltered and unchanged by this letter, including, without limitation, Section 5 of the Amended Terms titled
Employee Status. For the avoidance of doubt, nothing herein shall be construed as to modify your status as an “at-will”
employee of the Company.

 

Please confirm
your acceptance and agreement to the foregoing terms by signing below.

 

	 	Sincerely,
	 	 
	 	SEQUENTIAL BRANDS GROUP, INC.
	 	 
	 	/s/ David Conn
	 	David Conn
	 	Chief Executive Officer

 

	Accepted and agreed this 1st day of October 2020 by:
	 
	 /s/ Dan Hanbridge	 
	Dan HanbridgeEX-4.2

 Exhibit 4.2 

JEFFERIES GROUP LLC 

JEFFERIES GROUP CAPITAL FINANCE INC. 

Officers’ Certificate Pursuant to 

Section 3.01 of the Indenture 

(2.75% Senior Notes due 2032) 

October 7, 2020 

The undersigned, Michael J. Sharp, Executive Vice President and Secretary of Jefferies Group LLC, a Delaware limited liability
company (the “Company”), and Executive Vice President and Secretary of Jefferies Group Capital Finance Inc., a Delaware corporation (the “Co-Issuer”, and together with the
Company, the “Issuers”), and John Stacconi, Global Treasurer of the Company and Treasurer of the Co-Issuer, pursuant to Section 3.01 of the Senior Debt Indenture, dated as of May 26,
2016 (the “Indenture”) by and among the Issuers and The Bank of New York Mellon, as trustee (the “Trustee”), and pursuant to resolutions duly adopted by the Board of Directors of the Company on February 1,
2019, December 22, 2017, September 19, 2016 and February 3, 2016 and the resolutions duly adopted by the Board of Directors of the Co-Issuer on February 1, 2019, December 26, 2017,
October 20, 2016 and February 2, 2016 (collectively, the “Resolutions”), hereby establish and approve the terms of an issuance of debt securities of the Issuers, it being understood that any term used herein which is not
defined herein shall have the meaning ascribed to it in the Indenture: 
 1. The title of the debt securities will be the
“2.75% Senior Notes due 2032” (the “Notes”), and the CUSIP number for such debt securities will be 47233J DX3. 

2. The initial aggregate principal amount of the Notes which may be authenticated and delivered under the Indenture (except for
the Notes authenticated and delivered upon registration or transfer of, or in exchange for, or in lieu of, other Notes pursuant to Section 3.04, 3.05, 3.06, 9.06 or 11.07 of the Indenture and except for any Notes which, pursuant to
Section 3.03 of the Indenture, are deemed never to have been authenticated and delivered under the Indenture) is $500,000,000. 

3. Interest will be paid to the persons in whose names the Notes are registered at the close of business on the Regular Record
Date (as defined below). 
 4. The principal of the Notes shall be payable in full on October 15, 2032 (the
“Maturity Date”). 
 5. The Notes shall bear interest at the rate of 2.75% per annum from and including
October 7, 2020, payable each April 15 and October 15, commencing April 15, 2021, to holders of record at the close of business on the immediately preceding March 31 and September 30 (the “Regular Record
Date”). 
 6. The principal of and interest on the Notes shall be payable at the Corporate Trust Office. 

 7. The Issuers will have the right to redeem the Notes, in whole or in part
at any time, at the redemption price and upon the other terms and conditions as are set forth in the attached specimen Notes. 

8. The Notes shall not be subject to redemption at the option of a Holder thereof or pursuant to any sinking fund or analogous
provisions. 
 9. The Notes shall be issued in denominations of $5,000 and integral multiples of $1,000 in excess thereof.

 10. The amount of principal and interest payable on the Notes are set forth in paragraphs 2 and 5 above. Such amounts
shall not be determined by reference to any index or pursuant to any formula. 
 11. The currency in which payments of the
principal of and interest on the Notes shall be payable is the United States dollar. 
 12. Subsection (12) of
Section 3.01 of the Indenture shall not be applicable to the Notes. 
 13. The entire outstanding principal amount of
the Notes shall be payable upon a declaration of acceleration of the Maturity thereof pursuant to Section 5.02 of the Indenture. 

14. Subsection (14) of Section 3.01 of the Indenture shall not be applicable to the Notes. 

15. The Notes shall be subject to the Defeasance and Covenant Defeasance provisions of Article XIII of the Indenture. 

16. The Notes shall be issued by the Issuers to The Depository Trust Company (“DTC”) in the form of one or
more Global Securities as set forth in the form of Notes attached as Exhibit A, and there are no circumstances other than those set forth in Section 3.05 of the Indenture in which any Global Security may be transferred to, and registered
and exchanged for Securities registered in the name of, a Person other than DTC or a nominee thereof. 
 17. There shall not
be any additions to, eliminations of or changes to the Events of Default set forth in Section 5.02 of the Indenture that apply to the Notes. 

18. There shall not be any additions to, eliminations of or changes to the covenants set forth in Article X of the Indenture
that apply to the Notes. 
 19. The provisions of Article XII of the Indenture shall not apply to the Notes. 

20. The Notes shall not be convertible or exchangeable for any other securities. 

21. There shall not be any changes in the actions permitted or required by the Indenture to be taken by or on behalf of the
Holders of the Notes. 
 22. There shall be no other terms of the Notes, except as set forth herein and in the Indenture.

  
 2 

 Furthermore, the undersigned, pursuant to Section 2.01 of the Indenture
and pursuant to the authority delegated by the Board of Directors of the Issuers to the undersigned in the Resolutions, hereby establish the form of Note, a true and complete specimen of which is attached as Exhibit A. 

[Remainder of page intentionally left blank] 

  
 3 

 IN WITNESS WHEREOF, I have hereunto signed my name as of the date first set
forth above. 
  

			
	 Jefferies Group LLC

		
		 	 /s/ Michael J. Sharp

	     
	 	 Michael J. Sharp

		 	 Executive Vice President and Secretary

		
		 	 /s/ John Stacconi

		 	John Stacconi
		 	Global Treasurer

  

			
	 Jefferies Group Capital Finance Inc.

		
		 	 /s/ Michael J. Sharp

	     
	 	 Michael J. Sharp

		 	 Executive Vice President and Secretary

		
		 	 /s/ John Stacconi

		 	John Stacconi
		 	Treasurer

 Signature Page to Officers’ Certificate Pursuant to Section 3.01 of the Indenture

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