Document:

ex10106form8k082412.htm

Amendment No. 1 to

At-the-Market Issuance Sales Agreement

August 24, 2012

MLV & Co. LLC (formerly, McNicoll, Lewis & Vlak LLC)

1251 Avenue of the Americas, 41st Floor

New York, NY 10020

Ladies and Gentlemen:

Reference is made to the At-the-Market Issuance Sales Agreement, dated December 23, 2010, including the Schedules thereto (the “Sales Agreement”), between McNicoll, Lewis & Vlak LLC (n/k/a MLV & Co. LLC) (“MLV”) and FX Energy, Inc., a Nevada corporation (the “Company”).  All capitalized terms used in this Amendment No. 1 to At-the-Market Issuance Sales Agreement between MLV and the Company (this “Amendment”) and not otherwise defined herein shall have the respective meanings assigned to such terms in the Sales Agreement.  MLV and the Company agree as follows:

A.           Amendments to Sales Agreement.  The Sales Agreement is amended as follows:

1.           All references to “McNicoll, Lewis & Vlak LLC” are deleted and replaced with “MLV & Co. LLC.”

2.           All references to “420 Lexington Ave., Suite 628, New York, NY 10170” or similar references are deleted and replaced with “1251 Avenue of the Americas, 41st Floor, New York, NY 10020.”

3.           In Section 1 of the Sales Agreement, the reference to “a registration statement on Form S-3 (File Nos. 333-155718 and 333-171029),” in the second paragraph, is deleted and replaced with “a registration statement on Form S-3 (File No. 333-182288).”

4.           Section 14 is amended by deleting the words “DLA Piper LLP (US), 1251 Avenue of the Americas, New York, NY 10020, Attention: Daniel I. Goldberg, Facsimile: 212-884-8466” and replacing them with “Reed Smith LLP, 599 Lexington Avenue, New York, NY 10022, Attention: Daniel I. Goldberg, Facsimile: (212) 521-5450.”

5.           Schedule 1 is amended by adding the words “as amended on August 24, 2012” immediately after “December 23, 2010.”

 

  

  

  

6.           Schedule 3 is amended by amending and restating the MLV contacts as follows:

	  	  	
Email

	  	
Telephone

	  	
Facsimile

	
Randy Billhardt

	  	
rbillhardt@mlvco.com

	  	
212-542-5882

	  	
212-378-0569

	
Dean Colucci

	  	
dcolucci@mlvco.com

	  	
212-542-5870

	  	
212-317-1515

	
Ryan Loforte

	  	
rloforte@mlvco.com

	  	
212-542-5883

	  	  
	
Patrice McNicoll

	  	
pmcnicoll@mlvco.com

	  	
212-542-5866

	  	
212-317-1566

7.           The first sentence of the Form of Representation Date Certificate attached as Exhibit 7(l) is amended to add “as amended on August 24, 2012” after “December 23, 2010.”

B.           Prospectus Supplement.  The Company shall file a 424(b) Prospectus Supplement reflecting this Amendment within 2 business days of the date hereof.

C.           No Other Amendments.  Except as set forth in Part A above, all the terms and provisions of the Sales Agreement shall continue in full force and effect.

D.           Counterparts.  This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.  Delivery of an executed Amendment by one party to the other may be made by facsimile or email transmission.

E.           Governing Law.  This Amendment shall be governed by, and construed in accordance with, the internal laws of the State of New York without regard to the principles of conflicts of laws.

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If the foregoing correctly sets forth the understanding between us, please so indicate in the space provided below for that purpose.

	
Very truly yours,

	  
	
FX Energy, Inc.

	  
	
By: /s/ David N. Pierce

	
Name: David N. Pierce

	
Title: President and Chief Executive Officer

	  
	
ACCEPTED as of the date first above written:

	  
	
MLV & Co. LLC

	
(formerly McNicoll, Lewis & Vlak LLC)

	  
	
By: /s/ Dean M. Colucci

	
Name: Dean M. Colucci

	
Title: President and Chief Operating Officer

- 3 -EX - 4.7 2012.6.30-10K

     EXHIBIT 4.7
SUPPLEMENTAL INDENTURE
SIXTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of September 22, 2011, among VHS Valley Management Company, Inc., a Delaware corporation (the “New Guarantor”), a subsidiary of Vanguard Health Holding Company II, LLC, a Delaware limited liability company (“VHS Holdco II”); Vanguard Holding Company II, Inc., a Delaware corporation and a wholly owned subsidiary of VHS Holdco II (together with VHS Holdco II, the “Issuers”); Vanguard Health Holding Company I, LLC; Vanguard Health Systems, Inc.; and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”).
WITNESSETH
WHEREAS, the Issuers and the existing Guarantors have heretofore executed and delivered to the Trustee an indenture (as amended, supplemented or otherwise modified, the “Indenture”), dated as of January 29. 2010 providing for the issuance of 8% Senior Notes due 2018 (the “Notes”);
WHEREAS, Section 4.13 of the Indenture provides that under certain circumstances the New Guarantor shall execute and deliver to the Trustee a supplemental indenture pursuant to which the New Guarantor shall unconditionally guarantee all of the Issuers’ Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the “Guarantee”); and
WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee and the Issuers are authorized to execute and deliver this Supplemental Indenture.
NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the New Guarantor, the Issuers and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:
1.    Defined Terms.  Defined terms used herein without definition shall have the meanings assigned to them in the Indenture.
2.    Agreement to Guarantee.  The New Guarantor hereby agrees, jointly and severally with all existing Guarantors (if any), to provide an unconditional Guarantee on the terms and subject to the conditions set forth in Article X of the Indenture and to be bound by all other applicable provisions of the Indenture and the Notes and to perform all of the obligations and agreements of a Guarantor under the Indenture.
3.    No Recourse Against Others.  No past, present or future director, manager, officer, employee, incorporator, stockholder or member of the Issuers, any parent entity of the Issuers or any Subsidiary, as such, shall have any liability for any obligations of the Issuers or the Guarantors under the Notes, this Indenture, the Guarantees or for any claim based on, in respect of, or by reason of, such obligations or their creation.  Each Holder of Notes by accepting a Note waives and releases all such liability.  The waiver and release are part of the consideration for issuance of the Notes.  The waiver may not be effective to waive liabilities under the federal securities laws.
4.    Notices.  All notices or other communications to the New Guarantor shall be given as provided in Section 12.02 of the Indenture.
5.    Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and 

1

provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby.
6.    GOVERNING LAW.  THIS INDENTURE, THE NOTES AND THE GUARANTEES SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.
7.    Counterparts.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.
8.    Effect of Headings.  The section headings herein are for convenience only and shall not affect the construction hereof.
9.    Trustee Makes No Representation.  The Trustee makes no representation as to the validity or sufficiency of this Supplemental Indenture.

[The rest of this page is intentionally blank]

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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed and attested, all as of the date first above written.
Dated:  September 22, 2011
	
			
	 
	 
	VHS VALLEY MANAGEMENT COMPANY, INC.

	 
	 
	 

	 
	By:
	/s/ James H. Spalding

	 
	 
	Name: James H. Spalding

	 
	 
	Title: Executive Vice President

	 
	 
	 

	 
	 
	VANGUARD HEALTH HOLDING COMPANY II, LLC

	 
	 
	 

	 
	By:
	/s/ James H. Spalding

	 
	 
	Name: James H. Spalding

	 
	 
	Title: Executive Vice President

	 
	 
	 

	 
	 
	VANGUARD HOLDING COMPANY II, INC.

	 
	 
	 

	 
	By:
	/s/ James H. Spalding

	 
	 
	Name: James H. Spalding

	 
	 
	Title: Executive Vice President

	 
	 
	 

	 
	 
	VANGUARD HEALTH HOLDING COMPANY I, LLC

	 
	 
	 

	 
	By:
	/s/ James H. Spalding

	 
	 
	Name: James H. Spalding

	 
	 
	Title: Executive Vice President

	 
	 
	 

	 
	 
	VANGUARD HEALTH SYSTEMS, INC.

	 
	 
	 

	 
	By:
	/s/ James H. Spalding

	 
	 
	Name: James H. Spalding

	 
	 
	Title: Executive Vice President

	 
	 
	 

	 
	 
	U.S. BANK NATIONAL ASSOCIATION, as Trustee

	 
	 
	 

	 
	By:
	/s/ Joshua A. Hahn

	 
	 
	Authorized Signatory

3EX - 4.8 2012.6.30-10K

     EXHIBIT 4.8
SUPPLEMENTAL INDENTURE
SEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 30, 2012, among VANGUARD HEALTH HOLDING COMPANY II, LLC, a Delaware limited liability company (the “Company”), VANGUARD HOLDING COMPANY II, INC., a Delaware corporation (the “Co-Issuer” and, together with the Company, the “Issuers”), the guarantors listed on the signature pages hereto (the “Guarantors”) and U.S. BANK NATIONAL ASSOCIATION, as trustee under the Indenture referred to below (the “Trustee”).
WITNESSETH
WHEREAS, the Issuers and the Guarantors have heretofore executed and delivered to the Trustee an indenture (as amended, supplemented or otherwise modified, the “Indenture”), dated as of January, 29, 2010, providing for the issuance of 8.0% Senior Notes due 2018 (the “Notes”);
WHEREAS, Section 9.01 of the Indenture provides that without the consent of the Holders of the Notes issued under the Indenture, the Issuers and the Trustee may enter into one or more indentures supplemental to the Indenture to make any change that does not adversely affect the legal rights of any such Holder; 
WHEREAS, the Issuers propose, without the consent of the Holders of the Notes, that certain terms of the Indenture be amended; and
WHEREAS, the Trustee, the Issuers and the Guarantors are authorized to execute and deliver this Supplemental Indenture.
NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Issuers, the Guarantors and the Trustee mutually covenant and agree as follows:
1.Defined Terms.  Defined terms used herein without definition shall have the meanings assigned to them in the Indenture.  The words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.
2.    Guarantee Release Amendment.  Section 4.03(3) of the Indenture is hereby amended to read as follows: “So long as Vanguard is a Guarantor, holds no material assets other than cash, Cash Equivalents and the Capital Stock of VHS Holdco I or the Issuers (and performs the related incidental activities associated with such ownership) and complies with the requirements of Rule 3-10 of Regulation S-X promulgated by the Commission (or any successor provision), the reports, information and other documents required to be filed and furnished to Holders of the Notes pursuant to this Section 4.03 may, at the option of VHS Holdco II, be filed by and be those of Vanguard rather than VHS Holdco II. VHS Holdco II shall be deemed to be in compliance with the provisions of this Section 4.03 if Vanguard shall have filed such reports, documents and other information with the Commission using its Electronic Data Gathering, Analysis and Referral System or any successor system.”
Section 6.01(8) of the Indenture is hereby amended to read as follows: “the Guarantee of VHS Holdco I or any Guarantee of a Significant Subsidiary fails to be in full force and effect (except as contemplated by the terms thereof) or any Guarantor denies or disaffirms its obligations under its Guarantee and such Default continues for 10 days.”
Section 9.01(6) of the Indenture is hereby amended to read as follows: “to add a Guarantee with respect to the Notes;”
Section 10.03 of the Indenture is hereby amended to delete the following sentence: “Notwithstanding any other provision of this Indenture, Vanguard may be released from all of its obligations under its Guarantee and shall 

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cease to be a Guarantor for all purposes under this Indenture, at the option of the Issuers and Vanguard at any time following the Issue Date.”
3.    Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder heretofore or hereafter authenticated and delivered shall be bound hereby.
4.    GOVERNING LAW.  THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.
5.    Counterparts.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.
6.    Effect of Headings.  The section headings herein are for convenience only and shall not affect the construction hereof.
7.    Trustee Makes No Representation.  The Trustee makes no representation as to the validity or sufficiency of this Supplemental Indenture.
[The rest of this page is intentionally blank]

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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed and attested, all as of the date first above written. 
	
			
	 
	 
	Vanguard Health Holding Company II, LLC

	 
	 
	 

	 
	By:
	/s/ James H. Spalding    

	 
	 
	Name:    James H. Spalding

	 
	 
	Title:    Executive Vice President

	 
	 
	 

	 
	 
	Vanguard Holding Company II, Inc.

	 
	 
	 

	 
	By:
	/s/ James H. Spalding    

	 
	 
	Name:    James H. Spalding

	 
	 
	Title:    Executive Vice President

	 
	 
	 

	 
	 
	Vanguard Health Holding Company I, LLC,  
as Guarantor

	 
	 
	 

	 
	By:
	/s/ James H. Spalding    

	 
	 
	Name:    James H. Spalding

	 
	 
	Title:    Executive Vice President

	 
	 
	 

	 
	 
	Vanguard Health Systems, Inc.,  
as Guarantor

	 
	 
	 

	 
	By:
	/s/ James H. Spalding    

	 
	 
	Name:    James H. Spalding

	 
	 
	Title:    Executive Vice President

	 
	 
	 

 3

	
			
	 
	 
	Abrazo Medical Group Urgent Care, LLC

	 
	 
	BHS Physicians Alliance for ACE, LLC

	 
	 
	Central Texas Corridor Hospital Company, LLC

	 
	 
	Hospital Development of West Phoenix, Inc.

	 
	 
	MacNeal Physicians Group, LLC

	 
	 
	Vanguard Health Financial Company, LLC

	 
	 
	Vanguard Health Management, Inc.

	 
	 
	VHS Acquisition Corporation

	 
	 
	VHS Acquisition Subsidiary Number 1, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 2, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 5, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 7, Inc.

	 
	 
	HS Acquisition Subsidiary Number 8, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 9, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 10, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 11, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 12, Inc.

	 
	 
	VHS Chicago Market Procurement, LLC

	 
	 
	VHS Genesis Labs, Inc.

	 
	 
	VHS Holding Company, Inc.

	 
	 
	VHS Imaging Centers, Inc.

	 
	 
	VHS of Anaheim, Inc.

	 
	 
	VHS of Arrowhead, Inc.

	 
	 
	VHS of Huntington Beach, Inc.

	 
	 
	VHS of Illinois, Inc.

	 
	 
	VHS of Orange County, Inc.

	 
	 
	VHS of Phoenix, Inc.

	 
	 
	VHS of South Phoenix, Inc.

	 
	 
	VHS Outpatient Clinics, Inc.

	 
	 
	Baptist Medical Management Service Organization, LLC

	 
	 
	Healthcare Compliance, L.L.C.

	 
	 
	MacNeal Health Providers, Inc.

	 
	 
	MacNeal Management Services, Inc.

	 
	 
	Pros Temporary Staffing, Inc.

	 
	 
	Watermark Physician Services, Inc.

	 
	 
	VHS of Michigan, Inc.

	 
	 
	VHS Children’s Hospital of Michigan, Inc.

	 
	 
	VHS Detroit Businesses, Inc.

	 
	 
	VHS Detroit Receiving Hospital, Inc.

	 
	 
	VHS Detroit Ventures, Inc.

	 
	 
	VHS Harper-Hutzel Hospital, Inc.

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	VHS Huron Valley-Sinai Hospital, Inc.

	 
	 
	VHS Rehabilitation Institute of Michigan, Inc.

	 
	 
	VHS Sinai-Grace Hospital, Inc.

	 
	 
	VHS University Laboratories, Inc.

	 
	 
	VHS Westlake Hospital, Inc.

	 
	 
	VHS West Suburban Medical Center, Inc.

	 
	 
	VHS Acquisition Subsidiary Number 4, Inc.

	 
	 
	Midwest Pharmacies, Inc.

	 
	 
	VHS Arizona Heart Institute, Inc.

	 
	 
	VHS Valley Management Company, Inc.,  
as Guarantors

	
			
	 
	By:
	/s/ James H. Spalding    

	 
	 
	Name:    James H. Spalding

	 
	 
	Title:    Executive Vice President

	 
	 
	 

	 
	VHS 
	San Antonio Partners, LLC, As Guarantor

	 
	 
	 

	 
	By:
	VHS Acquisition Subsidiary Number 5, Inc., its Member

	 
	 
	 

	 
	By:
	/s/ James H. Spalding    

	 
	 
	Name:    James H. Spalding

	 
	 
	Title:    Executive Vice President

	 
	 
	 

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Dated as of March 30, 2012
	
			
	 
	 
	U.S. BANK NATIONAL ASSOCIATION

	 
	 
	 

	 
	By:
	/s/ Joshua A. Hahn    

	 
	 
	Authorized Signatory

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