Document:

exv4w2

Exhibit 4.2

SUPPLEMENTAL INDENTURE

          This Supplemental Indenture, dated as of September 28, 2010 (this “SUPPLEMENTAL INDENTURE”),
among Novelis Inc. (together with its successors and assigns, the “COMPANY” or the “ISSUER”), each
Guarantor under the Indenture referred to below (the “SUBSIDIARY GUARANTORS”), and The Bank of New
York Mellon Trust Company, N.A., as Trustee under this Indenture referred to below.

W I T N E S S E T H:

          WHEREAS, the Issuer, the Subsidiary Guarantors and the Trustee have heretofore executed and
delivered an Indenture, dated as of August 11, 2009 (as amended, supplemented, waived or otherwise
modified, the “INDENTURE”); and

          WHEREAS, the Issuer desires to amend Section 12.12(b) of the Indenture to update the address
for service of process upon the agent of the Issuer;

          WHEREAS, Section 9.01(f) of the Indenture provides that the Company and the Trustee may amend
or supplement the Indenture without the consent of any Holder to make any change that does not
adversely affect the rights of any Holder;

          NOW, THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, the Issuer and the Trustee mutually
covenant and agree as follows:

1. Amendment and Restatement of Section 12.12(b)

     Section 12.12(b) of the Indenture is hereby amended and restated in its entirety to read
as follows:

The Company and each Subsidiary Guarantor irrevocably appoints Corporation Service Company as its
authorized agent in the State of New York upon which process may be served in any such suit or
proceedings, and agrees that service of process upon such agent, and written notice of said service
to Corporation Service Company, 1180 Avenue of the Americas, Suite 210, New York, New York 10036
(telecopy no: 212-299-5656), by the person serving the same to the address provided in Section
12.02, shall be deemed in every respect effective service of process upon the Company and each
Subsidiary Guarantor in any such suit or proceeding. The Company and each Subsidiary Guarantor
further agrees to take any and all action as may be necessary to maintain such designation and
appointment of such agent in full force and effect for a period of 11 years from the Issue Date.

 

 

2. No Other Changes.

          Except as expressly supplemented hereby, all of the terms and provisions of the Indenture
shall continue in full force and effect. All references to “Indenture” in the Indenture shall be
understood to refer to the Indenture, as supplemented by this Supplemental Indenture.

3. Ratification of Indenture.

          The Indenture, as supplemented by this Supplemental Indenture, is in all respects ratified and
confirmed, and this Supplemental Indenture shall be deemed part of the Indenture in the manner and
to the extent herein and therein provided.

4. Governing Law.

          THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS
OF THE STATE OF NEW YORK BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO
THE EXTENT THAT THE APPLICATION OF THE LAW OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY. EACH
OF THE PARTIES HERETO AGREES TO SUBMIT TO THE JURISDICTION OF THE COURTS OF THE STATE OF NEW YORK
IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.

5. Severability.

          In case any one or more of the provisions in this Supplemental Indenture shall be held
invalid, illegal or unenforceable, in any respect for any reason, the validity, legality and
enforceability of any such provision in every other respect and of the remaining provisions shall
not in any way be affected or impaired thereby, it being intended that all of the provisions hereof
shall be enforceable to the full extent permitted by law.

6. Counterparts.

          All parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together shall represent the same agreement.

[Signature Page Follows]

 

 

          IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed as of the date first above written.

	 	 	 	 	 	 	 

	 

	 	COMPANY:
	 	 
	 
	 	 	 	 	 	 
	 	 	NOVELIS INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Leslie J. Parrette Jr.
 

	 	 
	 	 	Name: Leslie J. Parrette Jr.	 	 
	 	 	Title: General Counsel	 	 
	 
	 	 	 	 	 	 
	 

	 	TRUSTEE:
	 	 
	 
	 	 	 	 	 	 
	 	 	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Lee Ann Willis
 

	 	 
	 	 	Name: Lee Ann Willis	 	 
	 	 	Title: Senior Associateexv4w3

Exhibit 4.3

          This SUPPLEMENTAL INDENTURE, dated as of September 29, 2010 (this “Supplemental Indenture”),
between Novelis Inc. (together with its successors and assigns, the “Company”) and The Bank of New
York Mellon Trust Company, N.A. (as successor to The Bank of New York Trust Company, N.A.), as
trustee under the Indenture referred to below (the “Trustee”).

W I T N E S S E T H:

          WHEREAS the Company was formed on September 29, 2010 as a result of the amalgamation, in
accordance with the provisions of the Canada Business Corporations Act, of Novelis Inc. (the
“Predecessor”) and its parent, AV Aluminum Inc. (“Holdings”);

          WHEREAS, the Predecessor and the Trustee have heretofore executed and delivered the Indenture,
dated as of February 3, 2005 (as amended, supplemental, waived or otherwise modified, the
“Indenture”) providing for the issuance of 71/4% Senior Notes due 2015 (the “Notes”);

          WHEREAS, the terms of the Indenture provide that upon the amalgamation of the Predecessor with
another corporation, the successor corporation must enter into a supplemental indenture to evidence
the succession of such corporation to the Predecessor and the assumption by such successor
corporation of the covenants and conditions of the Indenture to be performed by the Predecessor and
in the Notes upon the amalgamation;

          WHEREAS, the Company has provided to the Trustee the Officers’ Certificates and Opinions of
Counsel required by Sections 5.01(f), (g) and (h) of the Indenture with respect to the execution of
this Supplemental Indenture;

          WHEREAS, the Company has been authorized by a resolution of its Board of Directors to enter
into this Supplemental Indenture; and

          WHEREAS, all other acts and proceedings required by law, by the Indenture and by the
organizational documents of the Company to make this Supplemental Indenture a valid and binding
agreement for the purposes expressed herein, in accordance with the Indenture’s terms, have been
duly done and performed.

          NOW, THEREFORE, in consideration of the premises and the covenants and agreements contained
herein, and for other good and valuable consideration the receipt of which is hereby acknowledged,
and for the equal and proportionate benefit of the Holders of the Notes, the Company and the
Trustee hereby agree as follows:

 

 

ARTICLE 1

DEFINITIONS

          1.1 General. For all purposes of the Indenture and this Supplemental Indenture, except as
otherwise expressly provided or unless the context otherwise requires:

(a) the words “herein”, “hereof” and “hereunder” and other words of similar import refer to
the Indenture and this Supplemental Indenture as a whole and not to any particular Article,
Section or subdivision; and

(b) capitalized terms used but not defined herein shall have the meanings assigned to them
in the Indenture.

ARTICLE 2

ASSUMPTION OF OBLIGATIONS

          2.1 Assumption of Obligations. In accordance with Section 5.01 of the Indenture, the Company,
as successor to the Predecessor pursuant to the Predecessor’s amalgamation with Holdings hereby
expressly assumes all of the Predecessor’s obligations under the Indenture and in respect of the
Securities, including without limitation, the due and punctual payment of the principal of, and
premium, if any, and interest on, all the Notes, according to their tenor, and the due and punctual
performance and observance of all the covenants and conditions of the Indenture to be performed by
the Predecessor..

ARTICLE 3

MISCELLANEOUS

          3.1 Parties. Nothing expressed or mentioned herein is intended or shall be construed to give
any Person, firm or corporation, other than the Holders and the Trustee, any legal or equitable
right, remedy or claim under or in respect of this Supplemental Indenture or the Indenture or any
provision herein or therein contained.

          3.2 Ratification of Indenture; Supplemental Indentures Part of Indenture. Except as expressly
amended hereby, this Indenture is in all respects ratified and confirmed and all the terms,
conditions and provisions thereof shall remain in full force and effect. This Supplemental
Indenture shall form a part of this Indenture for all purposes, and every Holder heretofore or
hereafter authenticated and delivered shall be bound hereby. The Trustee makes no representation or
warranty as to the validity or sufficiency of this Supplemental Indenture.

          3.3 Trust Indenture Act Controls. If any provision of this Supplemental Indenture limits,
qualifies or conflicts with another provision of this Supplemental Indenture or the Indenture that
is required to be included by the Trust Indenture Act of 1939, as amended, as in force at the date
this Supplemental Indenture is executed, the provision required by said Act shall control.

          3.4 Severability. In case any provision in this Supplemental Indenture shall be invalid,
illegal or unenforceable in any jurisdiction shall, as to such jurisdiction be ineffective to the
extent of

2

 

such invalidity, illegality or unenforceability without affecting the validity, legality
and enforceability of the remaining provisions; and the invalidity of a particular provision
in a particular jurisdictions shall not invalidate such provision in any other jurisdiction.

          3.5 Headings. The headings of the Articles and the Sections in this Supplemental Indenture
are for convenience of reference only, are not part of this Supplemental Indenture and shall not be
deemed to alter or affect the meaning or interpretation of any provisions hereof.

          3.6 Trustee Disclaimer. The recitals contained in this Supplemental Indenture shall be taken
as the statements of the Company, and the Trustee assumes no responsibility for their correctness.
The Trustee makes no representations as to the validity or sufficiency of this Supplemental
Indenture.

          3.7 Governing Law.

          THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE
LAWS OF THE STATE OF NEW YORK.

          3.8 Counterparts. The parties hereto may sign one or more copies of this Supplemental
Indenture in counterparts, each of which shall constitute an original, but all of which when taken
together shall constitute one and the same agreement.

[Signature pages follow]

 

 

          IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed, all as of the date and year first above written.

	 	 	 	 	 
	 	NOVELIS INC.

 	 
	 	By:  	/s/ Steven R. Fisher
 	 
	 	 	Name:  	Steven R. Fisher 	 
	 	 	Title:  	Chief Financial Officer 	 
	 
	 	THE BANK OF NEW YORK TRUST COMPANY,

N.A., as Trustee

 	 
	 	By:  	/s/ Lee Ann Willis
 	 
	 	 	Name:  	Lee Ann Willis 	 
	 	 	Title:  	Senior Associate

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