Document:

Summary of Unitrin, Inc

Summary of Unitrin, Inc.

Named Executive Officer Compensation

 

 

	

Name and Title
	

2005 Base Salary

($)
	

2005 Base Salary

($)
	

2005 Bonus

($)(1)
	

2006 Stock Option Grant

(#)(2)

	

Richard C. Vie

Chairman of the Board & Chief Executive Officer
	

1,000,000
	

1,000,000
	

605,000
	

100,000

	

Donald G. Southwell

President & Chief Operating Officer
	

825,000
	

900,000
	

499,125
	

100,000

	

Eric J. Draut

Executive Vice President & Chief Financial Officer
	

600,000
	

650,000
	

363,000
	

50,000

	

Scott Renwick

Senior Vice President,

General Counsel & Secretary
	

410,000
	

450,000
	

248,050
	

25,000

	

Richard Roeske

Vice President & Chief Accounting Officer
	

235,000
	

260,000
	

70,000
	

15,000

 

(1)Cash bonus for 2005 payable in 2006.

(2)Number of shares of the Company's common stock subject to the options granted pursuant to the 1997 or 2002 Stock Option Plan.Specimen Common Stock Certificate

 Exhibit 4.1 
  

							
	 	  	 COUNTERSIGNED AND REGISTERED:
	  	 
	 	  	 AMERICAN STOCK TRANSFER & TRUST COMPANY (New York, N.Y.)
	  	 
	 	  	 BY
	  	TRANSFER AGENT AND REGISTRAR	  	 
				
	 	  	 	  	AUTHORIZED SIGNATURE	  	 
	NUMBER	  	 	  	 	  	SHARES
			
	 	  	 HUGHES COMMUNICATIONS, INC.
 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE
	  	 SEE REVERSE SIDE
 FOR CERTAIN DEFINITIONS

	 	  	 	  	 	  	CUSIP
			
	THIS CERTIFIES THAT	  	 	  	 
			
	 	  	SPECIMEN	  	 
			
	is the owner of	  	 	  	 
	
	FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $.001 PAR VALUE, OF
	
	HUGHES COMMUNICATIONS, INC.
	
	 transferable on the books of the Corporation by the holder hereof or
by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are subject to all the terms, conditions and limitations of the Certificates of Incorporation of the Corporation,
and all amendments thereto. This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.
  
 Witness the facsimile seal of the Corporation and the facsimile signatures of is duly authorized officers
  
 Dated:

					
			
	CHIEF EXECUTIVE OFFICER AND PRESIDENT	  	[corporate seal]	  	VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY

 The Corporation will furnish without charge to each stockholder who so requests from its secretary the powers,
designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof and the qualifications, limitations or restriction of such powers, preferences and/or rights. 
  

			
	The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or
regulations.
		
	TEN COM – as tenants in common	 	UNIF GIFT MIN ACT –                 Custodian
                
	 	 	                                       
     (Cust)                       (Minor)
	 TEN ENT – as tenants by entireties
	 	                                    under Uniform Transfer
to Minors
	 	 	 
	 JT TEN – as joint tenants with right of survivorship
	 	Act
                                        
                                        
    
	                   and not as tenants in
common
	 	                                       
     (State)
	
	Additional abbreviations may also be used through not in the above list.

  
 For value received
                     herby sell, assign and transfer unto 
  

			
	PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE	  	 
	 	  	 
	
	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE)
	
	 
	
	 
	
	_____________________________________________________________________________________________ Shares of the
	
	capital stock represented by the within Certificate, and do-hereby irrevocably constitute and appoint
______________________
	
	______________________________________________________________________________________________ Attorney to
	
	transfer the said stock on the books of the within-named Corporation with full power of substitution in the
premises.

  

									
	Dated	 	 	 	 
					
	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE
WHATEVER.
	 SIGNATURE(S) GUARANTEED
	 	 	 	 
			
	THE SIGNATURES(S) MUST BE GUARANTEED BY AN ELIGIBLE INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.	 	 	 	 

  
 KEEP THIS CERTIFICATE IN A SAFE PLACE.
IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.Form of Subscription Rights Certificate

 Exhibit 4.2 
  

COUNTERSIGNED AND REGISTERED: 
                                       
  AMERICAN STOCK TRANSFER & TRUST COMPANY, 
                                       
              (New York,
N.Y.)                                TRANSFER AGENT 
                                       
                                        
                                  AND REGISTRAR 
  

			
		
	By:	 	 
	 	 	AUTHORIZED SIGNATURE

  

							
	 	  	THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN
THE COMPANY’S PROSPECTUS DATED, _____ __, 2006 (THE “PROSPECTUS”)
AND ARE INCORPORATED
HEREIN BY REFERENCE. COPIES OF THE
PROSPECTUS ARE AVAILABLE UPON REQUEST FROM AMERICAN STOCK
TRANSFER & TRUST COMPANY AS THE SUBSCRIPTION AGENT.	  	CERTIFICATE FOR
			
	 	  	 HUGHES COMMUNICATIONS, INC.
 Incorporated under the laws of the State of Delaware
	  	RIGHTS
			
	 	  	SUBSCRIPTION CERTIFICATE	  	 
			
	 	  	 Evidencing Non-Transferable Rights to Purchase Shares of Common Stock
 Subscription Price: $12.75 per Share
	  	 
	
	VOID IF NOT EXERCISED ON OR BEFORE THE EXPIRATION DATE (AS DEFINED IN THE PROSPECTUS)
			
	REGISTERED OWNER:	  	 	  	 

					
	
	SPECIMEN
			
	THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of Rights set forth above, each of which entitles the owner to subscribe for and purchase one
share of common stock, $.001 par value per share, of Hughes Communications, Inc., a Delaware corporation, on the terms and subject to the conditions set forth in the Prospectus and instructions relating hereto on the reverse side hereof and in the
instructions as to the use of this certificate included in this mailing. The non-transferable Rights represented by this Subscription Certificate may be exercised by duly completing	  	 	  	Section 1 on the reverse side hereof and by returning the full payment of the subscription price for each share of common stock as described on the reverse side hereof. Special delivery
instructions may be specified by completing Section 2 on the reverse side hereof. THE RIGHTS EVIDENCED BY THIS SUBSCRIPTION CERTIFICATE ARE NOT TRANSFERABLE AND MAY NOT BE EXERCISED UNLESS THE REVERSE SIDE HEREOF IS COMPLETED AND SIGNED WITH A
SIGNATURE GUARANTEE, IF APPLICABLE.
			
	 Dated:
	  	 	  	 
			
	 	  	 	  	 
			
	Chief Executive Officer and President	  	 	  	Vice President, General Counsel and Secretary

  

 1 

			
	DELIVERY OPTIONS FOR SUBSCRIPTION CERTIFICATE
	 By Mail or by Overnight Courier:
 American Stock Transfer & Trust Company
 Attn: Reorganization Department
 Operations Center
 6201 15th Avenue

Brooklyn, NY 11219
	  	 By Hand:
 American Stock Transfer & Trust Company
 Attn: Reorganization Department
 59 Maiden Lane
 Plaza Level
 New York, NY 10038

	
	 Delivery to an address other than the address listed above will not constitute valid delivery. Delivery by facsimile will
not constitute valid delivery.
  
 PLEASE PRINT ALL
INFORMATION CLEARLY AND LEGIBLY.

		
	SECTION 1	  	SECTION 2
		
	IF YOU WISH TO SUBSCRIBE FOR YOUR FULL BASIC SUBSCRIPTION PRIVILEGE OR A PORTION THEREOF:	  	SPECIAL ISSUANCE OR DELIVERY INSTRUCTIONS FOR SUBSCRIPTION RIGHTS HOLDERS:
		
	BASIC SUBSCRIPTION PRIVILEGE:	  	 
		
	 I apply for                     
shares    $             =$                
           (no. of new shares) (subscription price) (amount enclosed)
  
 OVERSUBSCRIPTION PRIVILEGE:
	  	(a) To be completed ONLY if the certificate representing the Common Stock is to be issued in a name other than that of the registered holder. (See the Instructions.) DO NOT FORGET TO COMPLETE
THE GUARANTEE OF SIGNATURE(S) SECTION BELOW.
		
	 IF YOU HAVE SUBSCRIBED FOR YOUR BASIC SUBSCRIPTION PRIVILEGE AND WISH TO PURCHASE ADDITIONAL SHARES PURSUANT TO THE OVERSUBSCRIPTION
PRIVILEGE:
  
 I apply for
                     shares x     $        
    =$                
           (no. of new shares) (subscription price) (amount enclosed)
 Total Amount of Check
Enclosed = $        
	  	 ISSUE COMMON STOCK TO:
  
                                       
                                        
                                  
 (Please Print Name)
  
                                       
                                        
                                  
 (Print Full Address)
  
                                       
                                        
                                  
 (Social Security # or Tax ID #)

		
	  ̈         Check or bank draft drawn on a U.S. bank, or postal telegraphic or express money order payable to American Stock Transfer & Trust Company, as Subscription Agent.
	  	(b) To be completed ONLY if the certificate representing the Common Stock is to be sent to an address other than that shown on the front of this certificate. (See the Instructions.) DO NOT
FORGET TO COMPLETE THE GUARANTEE OF SIGNATURE(S) SECTION BELOW.
		
	  ̈        Wire transfer directly to the escrow account maintained by American Stock Transfer & Trust Company, as Subscription Agent.
	  	  
                                       
                                        
                                  
 (Please Print Name)
  
                                       
                                        
                                  
 (Print Full Address)
  
                                       
                                        
                                  
 (Social Security # or Tax ID #)

	TO SUBSCRIBE: I acknowledge that I have received the prospectus for this offer and I hereby irrevocably subscribe for the number of shares indicated above on the terms and conditions specified
in the prospectus. I hereby agree that if I fail to pay for the shares of Common Stock for which I have subscribed, Hughes Communications, Inc. may exercise its legal remedies against me.	  
		
	  
                                       
                                        
                                      
 Signature(s) of Subscriber(s)
	  	GUARANTEE OF SIGNATURE(S)
		
	IMPORTANT: THE SIGNATURE(S) MUST CORRESPOND IN EVERY PARTICULAR, WITHOUT ALTERATION, WITH THE NAME(S) AS PRINTED ON THE REVERSE OF THIS SUBSCRIPTION CERTIFICATE.	  	YOU MUST HAVE YOUR SIGNATURE GUARANTEED IF YOU WISH TO HAVE YOUR SHARES DELIVERED TO AN ADDRESS OTHER THAN YOUR OWN OR TO A SHAREHOLDER OTHER THAN THE REGISTERED HOLDER.
		
	If signature is by trustee(s), executor(s), administrator(s), guardian(s), attorney(s)-in-fact, agent(s), officer(s) of a corporation or another acting in a fiduciary or representative capacity,
please provide the following information (please print). See the instructions.	  	 Your signature must be guaranteed by an Eligible Guarantor Institution, as defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as
amended. These generally include (a) a commercial bank or trust company, (b) a member
 firm of a domestic stock exchange, or (c) a credit
union.

		
	 Name(s):                                     
                                        
                          
  

Capacity (Full
Title):                                       
                                        
         
  
 Taxpayer ID # or
Social Security
#:                                       
                            
	  	 Signature:                                     
                                        
                     
         (Name of Bank or Firm)
  
 By:                                      
                                        
                             
         (Signature of Officer)

  
 FULL PAYMENT FOR THE SHARES MUST
ACCOMPANY THIS FORM AND MUST BE MADE IN UNITED STATES DOLLARS BY (I) CHECK OR BANK DRAFT DRAWN UPON A UNITED STATES BANK OR POSTAL, TELEGRAPHIC OR EXPRESS MONEY ORDER PAYABLE TO “AMERICAN STOCK TRANSFER & TRUST COMPANY, AS SUBSCRIPTION
AGENT”; (II) WIRE TRANSFER OF IMMEDIATELY AVAILABLE FUNDS TO THE ACCOUNT MAINTAINED BY AMERICAN STOCK TRANSFER & TRUST COMPANY FOR PURPOSES OF ACCEPTING SUBSCRIPTIONS IN THE RIGHTS OFFERING AT JPMORGAN CHASE BANK, 55 WATER STREET, NEW YORK,
NEW YORK 10005, ABA #021-000021, ACCOUNT # 323-053807. 
  
 STOCK CERTIFICATES FOR
THE SHARES SUBSCRIBED TO PURSUANT TO THE RIGHTS OFFERING WILL BE DELIVERED AS SOON AS PRACTICABLE AFTER THE EXPIRATION DATE. ANY REFUND IN CONNECTION WITH YOUR SUBSCRIPTION WILL BE DELIVERED AS SOON AS PRACTICABLE THEREAFTER. 
  
 FOR INSTRUCTIONS ON THE USE OF HUGHES COMMUNICATIONS, INC. SUBSCRIPTION CERTIFICATES CONSULT
DEAN MANSON, VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY OF HUGHES COMMUNICATIONS, INC., (301) 428-5500, OR YOUR BANK OR BROKER WITH QUESTIONS. 
  

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