Document:

ex10-1.htm

Exhibit 10.1

AMENDED AND RESTATED

FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

          THIS TRANSPORTATION SERVICE AGREEMENT (“Agreement”), between CenterPoint Energy Gas Transmission Company, LLC (“CEGT”), a Delaware limited liability company (“Transporter”), and Shipper (defined below), covering the transportation of natural gas by Transporter on behalf of Shipper as more particularly described herein, is entered into in accordance with the following terms and conditions:

 

	1) 	
SHIPPER INFORMATION:

Laclede Energy Resources, Inc.

720 Olive Street

St. Louis, MO 63101

Attn:  George Godat

Phone:  (314)516-8588

Fax:      (314)516-8551

Email:  ggodat@lacledeenergy.com

	 	 
	 	Type of Entity: Missouri Corporation
	 	 
	 	Transporter’s wire transfer information and addresses for notices and payments shall be located on Transporter’s Internet Web Site.

                                                               

	2)    	REGULATORY AUTHORITY:        Subpart G
	 	 
	3)   	TERM, CONTRACT DEMAND AND POINTS:

        

	 	
The term, Contract Demand, Receipt Entitlements, if applicable, and Receipt and Delivery Points for this Agreement shall be as shown below. Absent designation of MRO’s for any specific physical Point of  Receipt, Transporter shall have no obligation to permit Shipper to utilize any such Point of Receipt or to receive any specific quantities on Shipper’s behalf at such point.

	 	 	 
	 	Term:	Effective Date:     Originally November 5, 2008, as amended and restated May 3, 2012, subject to FERC approval.
	 	 	 
	 	 	Primary Term End Date:  The end of the Day on October 31, 2017
	 	 	 
	 	 	Evergreen/Term Extension?  No

 

	 	Contract Demand:	75,000 Dth/D
	 	 	 
	 	Receipt Entitlement(s):	Line CP Pooling Area 75,000 Dth/D

                                                                                                                                                                                

	 	Primary Receipt Point(s):                                                               	Maximum Receipt Obligation (Dth/D)
	 	ETC/HPL to CP (Meter No. 822000)  	50,000
	 	EASTRANS DCP CARTHGE CP (Meter No. 220015)  	25,000

 

 

 

	
Primary Delivery Point(s):

	
Maximum Delivery Obligation (Dth/D)

	
Maximum Delivery Pressure (psig)

	
CGT CP Del

	
35,509

	
900

	
(Meter No. 13548)

	  	  
	  	  	  
	
TGC CP Del

	
15,000

	
Not applicable

	
(Meter No. 13546)

	  	  
	  	  	  
	
SESH 42 Header Del

	
20,000

	
Not applicable

	
(Meter No. 898400)

	  	  
	  	  	  
	
ANR CP Del

	
4,491

	
Not applicable

	
(Meter No. 13547)

	  	  

 

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AMENDED AND RESTATED

FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

	 4)	RATE:  Unless provided otherwise in an Attachment A to this Agreement in effect during the term of this Agreement, in a capacity release award, or below, Shipper shall pay, or cause to be paid, to Transporter each   month for all services provided hereunder the maximum applicable rate, and any other charges, fees, direct bill amounts, taxes, assessments, or surcharges provided for in Transporter’s Tariff, as on file and in effect from time to time, for each service rendered hereunder.  If Attachment A or this Agreement provides for a rate other than the maximum applicable rate, the following shall apply: 
	 	 
	 	Shipper agrees to pay the rates specified below or on Attachment A for performance of certain gas transportation service under the Agreement. These rates are applicable only in accordance with the following:

 

	
  

	 	(a)	
Term, Points and/or Rates: The term of the rates, and the Receipt Point(s) and the Delivery Point(s) eligible for such rates, shall be specified below.

 

	
(i)

	 	
Negotiated Rate.

 

	
(ii)

	 	
Description of Points:

	 	The Receipt Points eligible for the rates specified below shall be the points listed in Section 3 of  the Agreement (as such agreement provides on the effective date hereof), all generally available AIRPs and Pools in the Line CP and Neutral Pooling Areas, and all Receipt Points in the Line CP Pooling Area in existence as of July 1, 2009, listed below:

 

	
EASTRANS DCP CARTHGE_CP

	
Meter No. 220015

	
Marlin Midstream

	
Meter No. 220025

	
MARKWEST EAST TX CP

	
Meter No. 220050

	
ETC/HPL to CP

	
Meter No. 822000

	
CEFS Waskom Plant ST-21

	
Meter No. 220040

	
Enbridge DD to CP

	
Meter No. 220020

	
Sligo CP Lateral

	
Meter No. 14101

	
CHK/LAMID – KEATCHIE

	
Meter No. 822040

	
Kinderhawk - Line CP IC

	
Meter No. 220325

	
Enterprise @ CP

	
Meter No. 220060

	
PVR to CP-3

	
Meter No. 220017

	
Arcadia CP IC REC

	
Meter No. 822090

 

 

 

	 	The Delivery Points eligible for the rates specified below shall be the Primary Delivery Points listed in Section 3 of the Agreement (as such Agreement provides on the effective date hereof) and the following Secondary Delivery Points:

 

	
PTP Delivery

	
Meter No. 808739

	
Arcadia IC CP Del

	
Meter No. 822091

 

	 (iii)	 	Description of Rates: 
	 	Transporter shall bill and Shipper shall pay for services under the Agreement up to the Contract Demand (as in effect on the Effective Date hereof) the rates described below.  For the purposes hereof, the term “Transmission Allowance” shall mean the applicable total rate(s) (reservation and commodity components) applicable to the eligible quantities as provided herein.  The applicable Transmission Allowance calculated as provided herein shall not be subject to refund or reduction even if in excess of the maximum otherwise allowed.  If Shipper releases capacity, it shall pay Transporter for any portion of the applicable commodity component calculated as set forth below not paid by the Replacement Shipper.
	 	 
	 	Shipper shall pay a Reservation Charge each Month as specified below, expressed as a unit rate on an assumed 100% load factor basis, based on the Dth of Contract Demand specified in the Agreement, regardless of the quantity of gas transported during the Service Month.  Shipper

 

 

 

 

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AMENDED AND RESTATED

FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

hereby elects to be billed on a levelized basis to the extent Transporter so determines and such option is available under the Tariff. 

 

For the period May 1, 2012 through October 31, 2013: 

The applicable Reservation Charge component for services up to Contract Demand (as in effect on the effective date hereof) shall be a unit rate of $0.1441 per Dth. Shipper shall also pay the minimum applicable RS FT Base Commodity Rate for each eligible Dth delivered under this Agreement; provided, however, any deliveries to the Secondary Delivery Point Arcadia IP CP Del (Meter No. 822091) shall incur a fixed incremental charge of $0.02/Dth in addition to the minimum applicable RS FT Base Commodity Rate.

 

For the period November 1, 2013 through October 31, 2017: 

The applicable Reservation Charge component for services up to Contract Demand (as in effect on the effective date hereof) shall be a unit rate of $0.0500 per Dth.  In addition, if on any Day Shipper does not schedule its entire CD quantity, then the Reservation Charge (expressed as a unit rate) for each Dth not scheduled shall be increased by an amount calculated as follows:

                

	 	.65 x weighted average Daily Index Spread

             

The Index Spreads shall be calculated using the formulas set forth below based on Daily Index Prices (“Daily Index”) (using the applicable Midpoint Prices for spot gas delivered to the pipelines at the locations specified below for the Day(s) of flow as published in Platts Gas Daily daily price survey).  If the price information or the applicable publication is unavailable or ceases to be published, the parties shall use a substitute Index price or formula as posted on the CEGT Internet Web Site for the day or month in question.

 

For daily deliveries scheduled to all eligible Delivery Points, calculate the applicable Daily Index Spread as follows:

 

	 	
Daily Index for the relevant Primary or Secondary Delivery Point (see below), minus

	 	$0.09, minus
	 	Daily Index for Oklahoma, CenterPoint, East, minus
	 	Fuel Value plus applicable EPC

                                                   

If on any Day, the result of the above calculation would yield a Daily Index Spread of 0 or less, then the Daily Index Spread for that point for that Day shall be deemed to be 0. 

   

The Fuel Value shall be calculated by multiplying the applicable fuel percentage (the sum of applicable Fuel Use and LUFG percentages), as authorized and in effect from time to time in Transporter’s Tariff, by the Daily Index for Oklahoma, CenterPoint, East.

 

For purposes of calculation of the applicable Index Spreads, use the following Daily Index Prices:

 

	 •	TGC Rich Core Del:  Others, Trunkline, Zone 1A
	 •	CGT PV Core Del, SESH 42 Header Del, PTP Delivery, and Arcadia IP CP Del:  Louisiana – Onshore South, Columbia Gulf, mainline

 

Shipper shall also pay the minimum applicable RS FT Base Commodity Rate for each eligible Dth delivered under this Agreement.

 

	 	Term of Rate:	 
	 	Begin Date(s):	Effective Date     
	 	End Date(s):	End of the Day on October 31, 2017

 

 

         

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 AMENDED AND RESTATED

FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

 

	 	(b)	Authorized Overrun:  Unless Transporter agrees otherwise, the rate for any authorized overrun quantities shall be the greater of the maximum Tariff rate or the applicable rate described above.
	 	 	 
	 	(c)	General:  In consideration for Shipper’s continuing compliance with the provisions of the Agreement, the transportation rates and charges as defined above or on Attachment A for the specified services provided under the Agreement only apply to receipts from, and subsequent deliveries to, the Points of Receipt and Delivery, quantities and/or time periods described above or on Attachment A and to reserved capacity necessary to effect such service. In addition to any rate or amount referred to herein (including discounted rates, Negotiated Rates, overrun rates and maximum Tariff rates), except as specifically provided otherwise herein or on Attachment A, Shipper shall provide or pay and Transporter shall retain or charge Fuel Use and LUFG allowances or charges (including the EPC surcharge) in such quantities or amounts as authorized from time to time by the Tariff and shall pay any applicable charges, penalties, surcharges, fees, taxes, assessments and/or direct billed amounts provided for in the Tariff.  In any event, the rate in any Month shall never be below Transporter’s applicable minimum Tariff rate for a discount rate transaction.  For a Negotiated Rate transaction, the rate in any month shall never be below Transporter’s applicable minimum Tariff rate, unless Transporter otherwise agrees.  Transporter shall not be responsible for the payment and satisfaction of any taxes assessed or levied on the receipt, transmission (and any activities in connection therewith), delivery, use and/or consumption with respect to Gas delivered or received by Shipper, unless Transporter agrees otherwise.
	 	 	 
	 	(d)	Rate-Related Provisions:

 

	(i)	
 

	
Consideration for Rate Granted:  Transporter agrees to the rates specified herein or on Attachment A in exchange for Shipper’s agreement to forego credits or other benefits to which Shipper would otherwise be entitled, but only to the extent such credits or benefits would result in a greater economic benefit over the applicable term than that represented by the agreed-upon rate.  Accordingly, unless Transporter otherwise agrees, Shipper will not receive credits (with the exception of (1) penalty revenue credits provided pursuant to Section 31 of the General Terms and Conditions of Transporter’s Tariff, and (2) capacity release credits) from rates, refunds or other revenues collected by Transporter or Shipper if to do so would effectively result in a lower rate or greater economic benefit to Shipper; provided, however, that for a Shipper taking service under a Negotiated Rate agreement, Transporter and Shipper can agree pursuant to Section 19.8 of the General Terms and Conditions of Transporter’s Tariff that Transporter will retain some or all of the capacity release credits to the extent those credits exceed the amount of the Shipper’s invoiced  demand  component.  If  the  parties’ agreement to the foregoing is determined invalid or if Shipper seeks to obtain credits or benefits inconsistent therewith, unless Transporter otherwise agrees, it will have the right to immediately terminate or modify any provisions herein or of Attachment A that would allow Shipper to pay amounts less than the maximum applicable Tariff rate.

 

 

	(ii)	
  

	
Limitation on Agreed Upon Rate:  Unless Transporter agrees otherwise, if at any time receipts and/or deliveries are initially sourced into the system, nominated, scheduled and/or made, by any means or by operation of any Tariff mechanisms, with respect to the capacity obtained by, through or under the Agreement at points, or under conditions, other than those specified herein or on Attachment A, then as of such date, and for the remainder of the Service Month in which such non-compliance occurred, or the remainder of the term of the Agreement, whichever is shorter, Shipper shall be obligated to pay no less than the maximum applicable Tariff rates for service under the Agreement.  This limitation shall not apply to the extent that Transporter has requested Shipper to receive and/or deliver other than as specified herein or on Attachment A.  Such request may be made via e-mail, in writing, or via Internet Web Site posting, and the document in which such request is made shall be deemed to amend this Agreement to the extent applicable.

	
  

	
 

	

(iii)

 	 	
Regulatory Authority:  This Agreement (including Attachment A) is subject to Section 16 of the GT&C of Transporter’s Tariff.  Transporter and Shipper hereby acknowledge that this Agreement is subject to all valid and applicable federal and local laws and to the orders, rules and regulations of any duly constituted federal or local regulatory body or governmental authority having jurisdiction.   Any provision of this Agreement which is determined by any court or regulatory body having jurisdiction to

 

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AMENDED AND RESTATED

FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

 

	 	be invalid or unenforceable will be ineffective to the extent of such determination only, without invalidating, or otherwise affecting the validity of, the remaining provisions.  Unless the parties agree otherwise, if Transporter has made a good faith determination that a federal or local law, or order, rule or regulation of any governmental authority having or asserting jurisdiction (1) requires performance by Transporter that is inconsistent with the terms specified herein or on Attachment A, or (2) conditions or prohibits the granting of selective discounts or other rates specified herein or on Attachment A, then Transporter may provide notice that it intends to renegotiate the rates under the Agreement.  If the parties fail to reach agreement within forty-five (45) days of any renegotiation notice given pursuant to the terms of this paragraph, then:  (1) the rate provisions herein or on Attachment A shall be terminated, and the rate for service herein or under Attachment A shall be Transporter’s applicable maximum Tariff rate, or (2) if Transporter’s applicable maximum Tariff rate is greater than the rate for service herein or on Attachment A, at the Shipper’s option, the Agreement and any applicable  Attachment A shall terminate.  The effective date of this renegotiation or termination shall be the first day of the month following the end of the 45-day renegotiation period; provided, however, that the effective date will comply with the requirements of the applicable federal or local law, or order, rule or regulation of any governmental authority having or asserting jurisdiction.

 

	

(iv)

 	
 

	
Entire Agreement:  Attachment A, if applicable, shall supplement the Agreement with respect to the matters agreed to, and together shall constitute the entire understanding of the parties relating to said matters as of the effective date stated therein.  Unless otherwise specified, all prior agreements, correspondence, understandings and representations are hereby superseded and replaced by Attachment A and the Agreement.  Except as otherwise provided herein, all terms used herein with initial capital letters are so used with the respective meanings ascribed to them in Transporter’s Tariff.

	
  

	
 

	

(v)

 	 	
Failure to Exercise Rights:  Failure to exercise any right under Attachment A, if applicable, or the Agreement shall not be considered a waiver of such right in the future.  No waiver of any default in the performance of Attachment A or the Agreement shall be construed as a waiver of any other existing or future default, whether of a like or different character.

 

	
  

	
(e)

	
Inability to Collect Negotiated Rates:  If this Agreement covers a Negotiated Rate transaction, and Transporter is unable to collect Negotiated Rates due to a change in Commission policy or rejection of the transaction by the Commission prior to or during the term of such transaction, then, unless the parties agree otherwise, Shipper shall pay the maximum Tariff rate for the services.  In such event, Transporter shall notify Shipper in writing of the requirement to pay maximum Tariff rates and, if the maximum Tariff rates are greater than the Negotiated Rates under such transaction, Shipper shall have no more than thirty (30) days from the date of such notification to give notice in writing of termination of the applicable Agreement, with such termination to be effective no earlier than the end of the Month following the Month in which such termination notice is received.

	
  

	
 

	5)	OTHER PROVISIONS:

  

	 	5.1)	
Payments shall be received by Transporter within the time prescribed by Section 14 of the GT&C of Transporter’s Tariff.  Amounts past due hereunder shall bear interest as provided in Section 14 of the GT&C of the Tariff.  Shipper shall pay all costs associated with the collection of such past due amounts including, but not limited to, attorneys’ fees and court costs.  Shipper hereby represents and warrants that the party executing this Agreement on its behalf is duly authorized and possesses all necessary corporate or other authority required to legally bind Shipper.

	 	 	 
	 	5.2)	
Do the parties agree that the provisions of Section 13.4 of the GT&C of Transporter’s Tariff shall apply with respect to third-party transportation?               Yes _____ No __X__

	 	 	 
	 	5.3)	a)	 Does this Agreement supersede and cancel a pre-existing Transportation Service Agreement(s) between the parties?  Yes _____ No __X___

 

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 AMENDED AND RESTATED

FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

 

 

	 	b)	Does this Agreement amend and restate in its entirety a pre-existing Transportation Service Agreement(s) between the parties?   Yes __X___ No _____
	 	 	If Yes, the Transportation Service Agreement(s) are described as follows:
	 	 	Effective May 3, 2012, this Agreement amends and restates Transportation Service Agreement No. 1006667, originally effective November 5, 2008, as subsequently amended, restated and/or superseded prior to or as of the effective date hereof.
	 	 	 
	 	5.4)	Is this Agreement entered into pursuant to and subject to CAPACITY RELEASE, Section 19 of the GT&C of Transporter’s Tariff?    Yes _____ No __X__
	 	 	 
	 	
5.5)

	Does this Agreement include any other terms/provisions permitted by the Tariff?              Yes __X___ No _____
	 	If Yes, those provisions (including a specific reference to the Tariff authority for each such provision) are as follows:
	 	(a)	In accordance with Section 19.8 of the GT&C of the Tariff, the parties hereby agree that Transporter shall retain, and not credit to Shipper, credits for capacity releases to the extent amounts paid by or invoiced to Replacement Shipper(s) as demand or reservation type charges exceed the amount of Shipper’s invoiced demand component.
	 	 	 
	 	(b)	
In accordance with Section 21.1 of the GT&C of Transporter’s Tariff, the parties hereby agree that Shipper shall have a contractual “right-of-first-refusal” which will provide to it the same rights and obligations regarding extending service under the Agreement as to reserved capacity on Transporter’s system beyond the termination or expiration dates as would be available to Shippers eligible to invoke the provisions of Section 21 of the GT&C of Transporter’s Tariff, as on file and in effect from time to time.

	 	 	 
	 	(c)	
Pursuant to Section 5.4 (b) of the General Terms and Conditions, the parties have agreed to the maximum pressure at which Transporter must deliver Gas as set forth in Section 3 above.

 

	
6)

	
All modifications, amendments or supplements to the terms and provisions hereof shall be effected only by supplementary written (or electronic, to the extent Transporter permits or requires) consent of the parties.

 

	
7)

	
SIGNATURE:  This Agreement constitutes a contract with Transporter for the transportation of natural gas, subject to the terms and conditions hereof, the General Terms and Conditions attached hereto, and any applicable attachment(s), all of which are incorporated herein by reference and made part of this Agreement.

 

	
 

CENTERPOINT ENERGY GAS TRANSMISSION  COMPANY, LLC 

	LACLEDE ENERGY RESOURCES, INC.

                                    

 

 

	
By:

	
/s/ Carol Burchfield

	
            By:

	
/s/ S.E. Jaskowiak

	
Name:

	
Carol Burchfield

	
            Name:

	
S.E. Jaskowiak

	
Title:

	
Div. VP Mktg. & Bus. Dev.

	
            Title:

	
President

	
Date:

	
5/03/12

	
            Date:

	
5/03/12

 

 

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GENERAL TERMS AND CONDITIONS

TO AMENDED AND RESTATED FIRM (RATE SCHEDULE FT)

TRANSPORTATION SERVICE AGREEMENT

TSA NO.:  1006667

 

 

	
1.

	
This Agreement shall be subject to the provisions of Rate Schedule FT as well as the General Terms and Conditions (“GT&C”) set forth in Transporter’s Tariff, as on file and in effect from time to time, all of which by this reference are made a part hereof.

	
  

	
 

	
2.

	
In accordance with Section 12.2 of the GT&C of Transporter’s Tariff, Transporter shall have the right at any time, and from time to time, to file and place into effect unilateral changes or modifications in the rates and charges, and other terms and conditions of service hereunder, and as set forth in said Rate Schedule and in said GT&C of Transporter’s Tariff, in accordance with the Natural Gas Act or other applicable law.  Nothing contained in the foregoing provision shall preclude or prevent Shipper from protesting any such changes or modifications; however, Shipper agrees to pay all rates and charges, and to comply with all terms and conditions, in effect under the Tariff.

	
  

	
 

	
3.

	
Upon Shipper’s failure to pay when due all or any part of amounts billed in connection with services rendered or to comply with the terms of this Agreement, Transporter may terminate this Agreement and/or suspend service, as appropriate, in accordance with the provisions of Section 14 of the GT&C of Transporter’s Tariff. 

	
  

	
 

	
4. 

	
In accordance with Section 21.1 of the GT&C of Transporter’s Tariff, upon termination hereof for whatever reason, Shipper agrees to stop delivering gas to Transporter for service and, unless otherwise agreed by Transporter, to seek no further service from Transporter hereunder.  Shipper agrees to cooperate with and assist Transporter in obtaining such regulatory approvals and authorizations, if any, as are necessary or appropriate in view of such termination and abandonment of service hereunder.

	
  

	
 

	
5.

	
In accordance with Section 5.7(e) of the GT&C of Transporter’s Tariff, termination of this Agreement shall not relieve either party of any obligation that might otherwise exist to cash-out or correct any Imbalance hereunder nor relieve Shipper of its obligation to pay any monies due hereunder to Transporter and any portions of this Agreement necessary to accomplish such purposes shall be deemed to survive for the time and to the extent required.

 

	
6.

	
In accordance with Sections 2.1 and 2.2 of Rate Schedule FT of Transporter’s Tariff, subject to the provisions of the Tariff and this Agreement, Transporter shall receive, transport, and deliver, for the account of Shipper for the purposes contemplated herein, on a firm basis a quantity of Gas up to the quantity or quantities specified in  the Agreement.

	
  

	
 

	
7.

	
In accordance with Sections 2.1 and 3.3 of Rate Schedule FT of Transporter’s Tariff, Gas shall be (i) tendered to Transporter for transportation hereunder at the Point(s) of Receipt and (ii) delivered by Transporter after transportation to Shipper, or for Shipper’s account, at the Point(s) of Delivery on the terms and at the points shown in this Agreement.  Subject to the provisions of the Tariff, Transporter shall tender for delivery quantities of Gas thermally-equivalent to those delivered by Shipper, less, as applicable, Fuel Use and LUFG, or Alternate Fuel Retentions, retained.

	
  

	
 

	
8.

	
Except as otherwise permitted in the Tariff, and in accordance with Section 19 of the GT&C of Transporter’s Tariff, this Agreement shall not be assigned by Shipper in whole or in part, nor shall Shipper agree to provide services to others by use of any capacity contracted for under the Agreement, without Transporter’s prior written consent.  In addition to all other rights and remedies, Transporter may terminate the Agreement immediately if it is assigned by Shipper or if Shipper subcontracts the capacity to others contrary to the provisions hereof, whether the assignment or contract be voluntary, or by operation of law or otherwise.  Subject to the above, the respective rights and obligations of the parties under the Agreement shall extend to and be binding upon their heirs, successors, assigns and legal representatives.  Shipper may request that Transporter consent to Shipper’s assignment of this Agreement to an entity with which Shipper is affiliated subject to the assignee’s satisfaction of the criteria in Section 14 of the GT&C of Transporter’s Tariff, in the situation in which, after Shipper obtains the Agreement, a corporate reorganization results in a transfer to an affiliate of the function for which the capacity was obtained.  Any person which shall succeed by purchase, merger or consolidation to the properties, substantially as an entirety, of either party hereto, shall be entitled to the rights and shall be subject to the obligations of its predecessor in title under this Agreement; and either party may assign or pledge this Agreement under the provisions of any mortgage, deed of trust, indenture, bank credit agreement, assignment or similar instrument which it has executed or may execute hereafter.

	
  

	
 

	
9.

	
Any notice, statement, or bill provided for in this Agreement shall be in writing (or provided electronically via the Internet to the extent Transporter permits or requires) and shall be considered as having been given if hand delivered, or, if received, when mailed by United States mail, postage prepaid, to the addresses specified herein, or such other addresses as either party shall designate by written notice to the other.  Additionally, notices shall be considered as having been given, if received, when sent via facsimile or through electronic data interchange.

 

	
10.

	
In accordance with the form of credit application contained in the Tariff, Shipper agrees that any representations and agreements contained in any credit application submitted in connection with this service shall be incorporated herein by reference and made a part hereof.

 

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CENTERPOINT ENERGY GAS TRANSMISSION COMPANY, LLC (‘CEGT’)

TRANSACTION CONFIRMATION

FIRM POOL TRANSFER (RATE SCHEDULE PS)

PSA NO. 1003129

TRANSACTION CONFIRMATION NO. 3000001

 

Pool Manager:  Laclede Energy Resources, Inc.

 

Description of Rates, Points, Quantity and Term:

 

 

	 	CEGT hereby agrees to offer Firm Services to Pool Manager in accordance with the provisions set forth below and in accordance with the provisions of the Tariff.
	 	 
	 	

Pool Transfers:  Firm between Pool Manager's

	 	 	Neutral Pooling Area Pools to Line CP Pooling Area Pools
	 	 	 
	 	Capacity Reserved:  75,000 Dth/Day

	 	 	 
	 	Term:	Originally effective as of July 1, 2009, as amended and restated May 1, 2012, through the end of the Day on November 30, 2017
	 	 	 
	 	Rates:	CEGT shall bill and Pool Manager shall pay a Monthly Reservation Charge under the Agreement for services which shall be $0.04 per Dth of Capacity Reserved.

 

	
Other Tariff-Permitted Provisions:

 

Pursuant to Section 21.10, GT & C, of the Tariff, the parties have agreed to an extension of the term with respect to all the capacity committed under the Service Agreement being extended and amended to provide the service at discounted rates.

 

CEGT is successor by conversion to CenterPoint Energy Gas Transmission Company.

 

Executed by a duly authorized representative of each party hereto, in the space provided below:

 

 

	TRANSPORTER:  	POOL MANAGER:
	 	 
	CENTERPOINT ENERGY GAS TRANSMISSION COMPANY, LLC     	LACLEDE ENERGY RESOURCES, INC.

                                                                       

                                                          

 

	
By:

	
/s/ Carol Burchfield

	
By:

	
/s/ S.E. Jaskowiak

	
Name:

	
Carol Burchfield

	
Name:

	
S.E. Jaskowiak

	
Title:

	
Div. VP Mktg. & Bus. Dev.

	
Title:

	
President

	
Date:

	
5/01/12

	
Date:

	
4/30/12Exhibit 10.1

 

THIS AGREEMENT
(this “Agreement”), dated July 20, 2012 is entered into by and between NEOMEDIA TECHNOLOGIES, INC., a
Delaware corporation (the “Company”), and YA GLOBAL INVESTMENTS, L.P. (the “Investor”).

 

WHEREAS:

 

		A.	Reference is made to certain financing arrangements entered into by
and between the Company and certain of its former and/or current subsidiaries (collectively, the “Obligors”)
and the Investor, evidenced by, among other things, the documents, instruments, and agreements
listed on Exhibit X attached hereto and incorporated herein by reference (collectively, together with all other documents,
instruments, and agreements executed in connection therewith or related thereto, the “Existing Financing Documents”).

 

		B.	Reference is also made to the Securities Purchase Agreement (the “Securities Purchase
Agreement”) dated as of May 27, 2010, between the Company and the Investor pursuant to which the Company has issued and
the Investor has purchased the Convertible Debentures and Warrants. All capitalized terms used but not defined herein shall have
the meaning ascribed thereto in the Securities Purchase Agreement.

 

		C.	The parties desire that, upon
the terms and subject to the conditions contained herein, the Company shall issue and sell to the Investor, as provided herein,
and the Investor shall purchase (i) a $450,000 secured convertible debenture in the form attached hereto as “Exhibit
A” (the “Sixth 2012 Convertible Debenture”, which shall be deemed to be included in the term Convertible
Debentures), which shall be convertible into Common Stock (as converted such shares of Common Stock, shall be Conversion Shares),
and (ii) warrants substantially in the form attached hereto as “Exhibit B” (the “Sixth 2012 Warrants”,
which shall be deemed to be included in the term Warrants and together with this Agreement, the Sixth 2012 Convertible Debenture,
the Existing Financing Documents and all other documents, instruments and agreements executed in connection therewith or related
thereto, the “Financing Documents”), to acquire up to 1,000,000 additional shares of Common Stock (as exercised,
such shares of Common Stock shall be Warrant Shares) which shall be funded on the date hereof (the “Sixth 2012 Closing”)
for a total purchase price of $450,000, (the “Sixth 2012 Purchase Price”).

 

		D.	In order to induce the Company to issue and the Investor to purchase the Sixth 2012 Convertible
Debenture and the Sixth 2012 Warrants, the parties desire to enter into this Agreement.

 

    	 

    	 

    

 

NOW, THEREFORE,
in consideration of the mutual covenants and other agreements contained in this Agreement the Company and the Investor hereby agree
as follows:

 

		1.	Purchase and Sale of Sixth 2012 Convertible Debenture and Sixth 2012 Warrants.

 

(a)   Subject
to the satisfaction (or waiver) of the terms and conditions of this Agreement, the Investor agrees to purchase at the Sixth 2012
Closing and the Company agrees to sell and issue to the Investor at the Sixth 2012 Closing, the Sixth 2012 Convertible Debenture
and Sixth 2012 Warrants.

 

(b)   The
Sixth 2012 Closing shall take place at 10:00 a.m. Eastern Standard Time on the same business day as the date hereof, subject to
notification of satisfaction of the conditions to the Sixth 2012 Closing set forth in this Agreement (or such other date as is
mutually agreed to by the Company and the Investor). The Sixth 2012 Closing shall occur at the offices of Yorkville Advisors, LLC,
101 Hudson Street, Suite 3700, Jersey City, New Jersey 07302 (or such other place as is mutually agreed to by the Company and the
Investor).

 

(c)   Subject
to the satisfaction (or waiver) of the terms and conditions of this Agreement, on the day of the Sixth 2012 Closing, (i) the Investor
shall deliver to the Company such aggregate proceeds for the Sixth 2012 Convertible Debenture and Sixth 2012 Warrants to be issued
and sold to such Investor at the Sixth 2012 Closing, minus the fees to be paid directly from the proceeds thereof as set forth
herein, and (ii) the Company shall deliver to the Investor the Sixth 2012 Convertible Debenture and Sixth 2012 Warrants duly
executed on behalf of the Company.

 

		2.	Representations and Warranties of Investor.

 

(a)   The
representations and warranties of the Investor set forth in Section 2 of the Securities Purchase Agreement are hereby incorporated
by reference with such changes necessary to relate to this Agreement as if set forth in their entirety herein (the “Investor
Representations and Warranties”). For the avoidance of doubt, in the Investor Representations and Warranties references
to “Securities” shall be deemed references to the Sixth 2012 Convertible Debenture, the Sixth 2012 Warrants and the
shares of Common Stock issuable upon conversion or exercise thereof, references to “Conversion Shares” shall be deemed
to reference the shares of Common Stock issuable upon conversion of the Sixth 2012 Convertible Debenture, references to “Warrant
Shares” shall be deemed to reference the shares of Common Stock issuable upon exercise of the Sixth 2012 Warrants and any
reference to “Transaction Documents” shall be deemed to include a reference to this Agreement, the Sixth 2012 Convertible
Debenture and the Sixth 2012 Warrants.

 

(b)   The
Investor hereby represents and warrants that except as may otherwise be disclosed on a disclosure schedule attached hereto, the
Investor Representations and Warranties are true and correct on the date hereof (except for Investor Representations and Warranties
that speak as of a specific date).

  

    	 

    	 

    

 

		3.	Representations and Warranties of the Company.

 

(a)   The
representations and warranties of the Company set forth in Section 3 of the Securities Purchase Agreement are hereby incorporated
by reference with such changes necessary to relate to this Agreement as if set forth in their entirety herein (the “Company
Representations and Warranties”). For the avoidance of doubt, in the Company Representations and Warranties references
to “Securities” shall be deemed references to the Sixth 2012 Convertible Debenture, the Sixth 2012 Warrants and the
shares of Common Stock issuable upon conversion or exercise thereof, references to “Conversion Shares” shall be deemed
to reference the shares of Common Stock issuable upon conversion of the Sixth 2012 Convertible Debenture, references to “Warrant
Shares” shall be deemed to reference the shares of Common Stock issuable upon exercise of the Sixth 2012 Warrants and any
reference to “Transaction Documents” shall be deemed to include a reference to this Agreement, the Sixth 2012 Convertible
Debenture and the Sixth 2012 Warrants.

 

(b)   The
Company hereby represents and warrants that except as may otherwise be disclosed on a disclosure schedule attached hereto or as
set forth in the SEC Documents, such Company Representations and Warranties are true and correct on the date hereof (except for
Company Representations and Warranties that speak as of a specific date).

 

		4.	Covenants.

 

(a)   With
the exception of subsections 4(d), 4(g)(ii), 7(e) and 7(h), the covenants set forth (or referenced) in Section 4 of the Securities
Purchase Agreement are hereby incorporated by reference with such changes necessary to relate to this Agreement as if set forth
in their entirety herein (the “Covenants”). For the avoidance of doubt, the Covenants’ references to “Securities”
shall be deemed references to the Sixth 2012 Convertible Debenture, Sixth 2012 Warrants and the shares of Common Stock issuable
upon conversion or exercise thereof, references to “Conversion Shares” shall be deemed to reference the shares of Common
Stock issuable upon conversion of the Sixth 2012 Convertible Debenture, references to “Warrant Shares” shall be deemed
to reference the shares of Common Stock issuable upon exercise of the Sixth 2012 Warrants and any reference to “Transaction
Documents” shall be deemed to include a reference to this Agreement, the Sixth 2012 Convertible Debenture and the Sixth 2012
Warrants.

 

(b)   The
Company will use the proceeds from the sale of the Sixth 2012 Convertible Debenture for the general corporate and working capital
purposes of the Company and its subsidiaries.

 

5.          Ratification
of Financing Documents; Confirmation of Collateral; Cross-Default; Cross-Collateralization; Further Assurances.

 

(a)   The
Company hereby ratifies, confirms, and reaffirms all and singular the terms and conditions of the Existing Financing Documents,
and acknowledges and agrees that, subject to the terms and conditions of this Agreement, all terms and conditions of the Existing
Financing Documents shall remain in full force and effect and the Company remains liable to the Investor for the payment and performance
of all amounts due under the Existing Documents, without offset, defense or counterclaim of any kind, nature or description whatsoever.

 

    	 

    	 

    

 

(b)   The
Company hereby ratifies, confirms, and reaffirms that (i) the obligations secured by the Financing Documents include, without limitation,
all amounts hereafter owed or due under the Sixth 2012 Convertible Debenture and/or the Financing Documents (the “Obligations”),
and any future modifications, amendments, substitutions, or renewals thereof, (ii) all collateral, whether now existing or hereafter
acquired, granted to the Investor pursuant to the Financing Documents, or otherwise, shall secure all of the Obligations until
the full, final, and indefeasible payment of the Obligations, and (iii) the occurrence of a default
and/or event of default under any Financing Document shall constitute a default and an event of default under all of the Financing
Documents, it being the express intent of the Company that all of the Obligations be fully cross-collateralized,
cross-guaranteed, and cross-defaulted.

 

(c)   The
Company has previously granted the Investor security interests in all of its assets, and to confirm the same the Company hereby
grants the Investor a security interest in all of its assets, whether now existing or hereafter acquired, including, without limitation,
all accounts, inventory, goods, equipment, software and computer programs, securities, investment property, financial assets, deposit
accounts, chattel paper, electronic chattel paper, instruments, patents, patent applications, copyrights, trademarks, trademark
applications, trade names, domain names, documents, letter-of-credit rights, health-care-insurance receivables, supporting obligations,
notes secured by real estate, commercial tort claims, and general intangibles including payment intangibles, to secure the Obligations
free and clear of all liens and encumbrances, except those in favor of the Investor.

 

(d)   The
Company shall, from and after the execution of this Agreement, execute and deliver to the Investor whatever additional documents,
instruments, and agreements that the Investor may require in order to correct any document deficiencies, or to vest or perfect
the Financing Documents and the collateral granted therein more securely in the Investor and/or to otherwise give effect to the
terms and conditions of this Agreement and/or any documents, instruments and agreement required in connection with, related to,
or contemplated by this Agreement, and hereby irrevocably authorizes the Investor to file any financing statements (including financing
statements with a generic description of the collateral such as “all assets”), and take any other normal and customary
steps, the Investor deems necessary to perfect or evidence the Investor’s security interests and liens in any such collateral.

 

(e)   The
Company acknowledges and agrees that this Agreement shall constitute an authenticated record as such term is defined in the Uniform
Commercial Code.

 

(f)   The
Company acknowledges and agrees that nothing contained in this Agreement, the Sixth 2012 Convertible Debenture, the Sixth 2012
Warrants or in any document, instrument or agreement required in connection with, related to or contemplated thereby shall
be deemed to constitute (1) a waiver of any defaults or events of default now existing or hereafter arising, (2) an agreement to
forbear by the Investor with respect to such defaults or events of default, or (3) an amendment, modification, extension or waiver
of any of the terms of the Financing Documents or of any of the Investor’s rights and remedies thereunder. 

 

6.    Conditions.
The obligation of the Investor hereunder to purchase the Sixth 2012 Convertible Debenture is subject to the Investor having received
an opinion of counsel from counsel to the Company in a form satisfactory to the Investor; provided that this condition is for the
Investor’s sole benefit and may be waived by the Investor at any time in its sole discretion.

 

    	 

    	 

    

 

7.    Fees
and Expenses. The Company shall pay all of its costs and expenses incurred by it connection with the negotiation, investigation,
preparation, execution and delivery of this Agreement, the Sixth 2012 Convertible Debenture, the Sixth 2012 Warrants or any document,
instrument or agreement required in connection with, related to or contemplated thereby. The Company shall pay a structuring and
due diligence fee to Yorkville Advisors, LLC, the Investor’s investment manager, of $25,000 which shall be paid directly
from the proceeds of the Closing. The Company acknowledges and agrees that the structuring and due diligence fee paid shall be
nonrefundable, fully earned as of the date of the execution of this Agreement, and retained by the Investor as a fee and not applied
in reduction of any other Obligations.

 

[REMAINDER OF PAGE INTENTIONALLY LEFT
BLANK]

 

    	 

    	 

    

 

 

IN WITNESS WHEREOF,
the parties have caused this Agreement to be duly executed as of date first above written.

	 	COMPANY:
	 	NEOMEDIA TECHNOLOGIES, INC.
	 	 
	 	By: /s/ Barry S Baer                                                    
	 	Name: Barry S Baer
	 	Title:   Colonel US Army (Retired), Chief
 Financial Officer
	 	
         

        INVESTOR:

	 	YA GLOBAL INVESTMENTS, L.P.
	 	By:  Yorkville Advisors, LLC
	 	         its Investment Manager
	 	 
	 	By:___________/s/_________________________
	 	Name:  Gerald Eicke
	 	Title:    Managing Member

 

    	 

    	 

    

 

Exhibit A

 

Form of First 2012 Convertible Debenture

 

    	 

    	 

    

Exhibit B

 

Form of Sixth 2012 Warrants

    	 

    	 

    

 

Exhibit X

(Financing Documents)

 

DEBENTURES
AND NOTES

 

		1.	Secured Convertible Debenture dated August 23, 2006 issued by the Company to the Investor in the
original principal amount of $5,000,000.00 (hereinafter, as amended and in effect, the “CCP-1 Debenture”), as
amended by that certain Amendment to NeoMedia the Company, Inc. Secured Convertible Debenture No. CCP-1 dated as of January 5,
2010 entered into by and between the Company and the Investor;

 

		2.	Secured Convertible Debenture dated December 29, 2006 issued by the Company to the Investor in
the original principal amount of $2,500,000.00 (hereinafter, as amended and in effect, the “CCP-2 Debenture”),
as amended by that certain Amendment to NeoMedia the Company, Inc. Secured Convertible Debenture No. CCP-2 dated as of January
5, 2010 by and between the Company and the Investor;

 

		3.	Secured Convertible Debenture dated March 27, 2007 issued by the Company to the Investor in the
original principal amount of $7,458,651.00 (hereinafter, as amended and in effect, the “NEOM-4-1 Debenture”),
as amended by that certain Amendment to NeoMedia the Company, Inc. Secured Convertible Debenture No. NEOM-4-1 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

		4.	Secured Convertible Debenture dated August 24, 2007 issued by the Company to the Investor in the
original principal amount of $1,775,000.00 (hereinafter, as amended and in effect, the “NEOM-1-1 Debenture”),
as amended by that certain letter agreement dated as of August 14, 2009, and as further amended by that certain Amendment to NeoMedia
Technologies, Inc. Secured Convertible Debenture No. NEOM-1-1 dated as of January 5, 2010 entered into by and between the Company
and the Investor;

 

		5.	Secured Convertible Debenture dated April 11, 2008 issued by the Company to the Investor in the
original principal amount of $390,000.00 (hereinafter, as amended and in effect, the “NEOM-2008-1 Debenture”),
as amended by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-2008-1 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

		6.	Secured Convertible Debenture dated May 16, 2008 issued by the Company to the Investor in the original
principal amount of $500,000.00 (hereinafter, as amended and in effect, the “NEOM-2008-2 Debenture”), as amended
by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-2008-2 dated as of January 5, 2010
entered into by and between the Company and the Investor;

 

    	 

    	 

    

 

		7.	Secured Convertible Debenture dated May 29, 2008 issued by the Company to the Investor in the original
principal amount of $790,000.00 (hereinafter, as amended and in effect, the “NEOM-2008-3 Debenture”), as amended
by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-2008-3 dated as of January 5, 2010
entered into by and between the Company and the Investor;

 

		8.	Secured Convertible Debenture dated July 10, 2008 issued by the Company to the Investor in the
original principal amount of $137,750.00 (hereinafter, as amended and in effect, the “NEOM-2008-4 Debenture”),
as amended by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-2008-4 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

		9.	Secured Convertible Debenture dated July 29, 2008 issued by the Company to the Investor in the
original principal amount of $2,325,000.00 (hereinafter, as amended and in effect, the “NEOM-9-1 Debenture”),
as amended by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-9-1 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

		10.	Secured Convertible Debenture dated October 28, 2008 issued by the Company to the Investor in the
original principal amount of $2,325,000.00 (hereinafter, as amended and in effect, the “NEOM-9-2 Debenture”),
as amended by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-9-2 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

		11.	Secured Convertible Debenture dated May 1, 2009 issued by the Company to the Investor in the original
principal amount of $550,000.00 (hereinafter, as amended and in effect, the “NEOM-9-4 Debenture”), as amended
by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-9-4 dated as of January 5, 2010
entered into by and between the Company and the Investor;

 

		12.	Secured Convertible Debenture dated June 5, 2009 issued by the Company to the Investor in the original
principal amount of $715,000.00 (hereinafter, as amended and in effect, the “NEOM-9-5 Debenture”), as amended
by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-9-5 dated as of January 5, 2010
entered into by and between the Company and the Investor;

 

		13.	Secured Convertible Debenture dated July 15, 2009 issued by the Company to the Investor in the
original principal amount of $535,000.00 (hereinafter, as amended and in effect, the “NEOM-9-6 Debenture”),
as amended by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-9-6 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

    	 

    	 

    

 

		14.	Secured Convertible Debenture dated August 14, 2009 issued by the Company to the Investor in the
original principal amount of $475,000.00 (hereinafter, as amended and in effect, the “NEOM-9-7 Debenture”),
as amended by that certain Amendment to NeoMedia Technologies, Inc. Secured Convertible Debenture No. NEOM-9-7 dated as of January
5, 2010 entered into by and between the Company and the Investor;

 

		15.	Secured Convertible Debenture dated May 27, 2010 issued by the Company to the Investor in the original
principal amount of $2,006,137.04 (hereinafter, as amended and in effect, the “NEOM-10-1 Debenture”);

 

		16.	Secured Convertible Debenture dated August 13, 2010 issued by the Company to the Investor in the
original principal amount of $550,000 (hereinafter, as amended and in effect, the “NEOM-10-2 Debenture”);

 

		17.	Secured Convertible Debenture dated September 29, 2010 issued by the Company to the Investor in
the original principal amount of $475,000 (hereinafter, as amended and in effect, the “NEOM-10-3 Debenture”);

 

		18.	Secured Convertible Debenture dated October 28, 2010 issued by the Company to the Investor in the
original principal amount of $400,000 (hereinafter, as amended and in effect, the “NEOM-10-4 Debenture”),

 

		19.	Secured Convertible Debenture dated December 15, 2010 issued by the Company to the Investor in
the original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-10-5 Debenture”);

 

		20.	Secured Convertible Debenture dated January 10, 2011 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-1 Debenture”);

 

		21.	Secured Convertible Debenture dated February 8, 2011 issued by the Company to the Investor in the
original principal amount of $650,000 (hereinafter, as amended and in effect, the “NEOM-11-2 Debenture”);

 

		22.	Secured Convertible Debenture dated March 11, 2011 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-3 Debenture”);

 

		23.	Secured Convertible Debenture dated April 13, 2011 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-4 Debenture”);

 

    	 

    	 

    

 

		24.	Secured Convertible Debenture dated May 31, 2011 issued by the Company to the Investor in the original
principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-5 Debenture”);

 

		25.	Secured Convertible Debenture dated June 28, 2011 issued by the Company to the Investor in the
original principal amount of $250,000 (hereinafter, as amended and in effect, the “NEOM-11-6 Debenture”);

 

		26.	Secured Convertible Debenture dated July 13, 2011 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-7 Debenture”);

 

		27.	Secured Convertible Debenture dated August 15, 2011 issued by the Company to the Investor in the
original principal amount of $350,000 (hereinafter, as amended and in effect, the “NEOM-11-8 Debenture”);

 

		28.	Secured Convertible Debenture dated September 15, 2011 issued by the Company to the Investor in
the original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-9 Debenture”);

 

		29.	Secured Convertible Debenture dated October 25, 2011 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-11-10 Debenture”);

 

		30.	Secured Convertible Debenture dated December 8, 2011 issued by the Company to the Investor in the
original principal amount of $325,000 (hereinafter, as amended and in effect, the “NEOM-11-12 Debenture”);

 

		31.	Secured Convertible Debenture dated January 11, 2012 issued by the Company to the Investor in the
original principal amount of $400,000 (hereinafter, as amended and in effect, the “NEOM-12-1 Debenture”);

 

		32.	Amended and Restated Secured Convertible Debenture originally issued on March 27, 2007 by the Company
to the Investor in the original principal amount of $37,134 (hereinafter, as amended and in effect, the “NEOM-CF Debenture”);

 

		33.	Secured Convertible Debenture dated February 6, 2012 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-12-2 Debenture”);

 

		34.	Secured Convertible Debenture dated March 26, 2012 issued by the Company to the Investor in the
original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-12-3 Debenture”);

 

    	 

    	 

    

 

		35.	Secured Convertible Debenture dated April 26, 2012 issued
by the Company to the Investor in the original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-12-4
Debenture”);

 

		36.	Master Amendment Agreement dated as of March 27, 2007 by and between the Company and the Investor;

 

		37.	Debenture Extension Agreement dated as of May 25, 2012 by and between the Company and the Investor;

 

		38.	Secured Convertible Debenture dated June 1, 2012 issued
by the Company to the Investor in the original principal amount of $450,000 (hereinafter, as amended and in effect, the “NEOM-12-5
Debenture”) and collectively, together with the CCP-1 Debenture, the CCP-2 Debenture, the NEOM 4-1 Debenture, the NEOM
1-1 Debenture, the NEOM 2008-1 Debenture, the NEOM 2008-2 Debenture, the NEOM 2008-3 Debenture, the NEOM 2008-4 Debenture, the
NEOM 9-1 Debenture, the NEOM 9-2 Debenture, the NEOM 9-4 Debenture, the NEOM 9-5 Debenture, the NEOM 9-6 Debenture, the NEOM 9-7
Debenture, NEOM-10-2 Debenture, the NEOM-10-3 Debenture, the NEOM-10-4 Debenture, the NEOM-10-5 Debenture, the NEOM-11-1 Debenture,
the NEOM-11-2 Debenture, the NEOM-11-3 Debenture, the NEOM-11-4 Debenture, NEOM-11-5 Debenture, the NEOM -11-6 Debenture, the
NEOM-11-7 Debenture, the NEOM-11-8 Debenture, the NEOM 11-9 Debenture, the NEOM 11-10 Debenture, the NEOM-11-12 Debenture, the
NEOM 12-1 Debenture, the NEOM CF Debenture, the NEOM 12-3 Debenture, the NEOM 12-4 Debenture, and the Sixth 2012 Convertible Debenture,
the “Debt Instruments”);

 

SECURITIES
PURCHASE AGREEMENTS

 

		39.	Securities Purchase Agreement dated as of August 23, 2006 entered into by and between the Company
and the Investor;

 

		40.	Securities Purchase Agreement dated as of December 29, 2006 entered into by and between the Company
and the Investor;

 

		41.	Securities Purchase Agreement dated as of March 27, 2007 entered into by and between the Company
and the Investor;

 

		42.	Securities Purchase Agreement dated as of August 24, 2007 entered into by and between the Company
and the Investor;

 

		43.	Securities Purchase Agreement dated as of July 29, 2008 entered into by and between the Company
and the Investor, as amended on April 6, 2009;

 

		44.	Agreement dated June 5, 2009 by and between the Company and the Investor pursuant to which the
Investor purchased a secured convertible debenture in the original principal amount of $715,000;

 

		45.	Agreement dated July 15, 2009 by and between the Company and the Investor pursuant to which the
Investor purchased a secured convertible debenture in the original principal amount of $535,000;

 

		46.	Agreement dated August 14, 2009 by and between the Company and the Investor pursuant to which the
Investor purchased a secured convertible debenture in the original principal amount of $475,000;

 

    	 

    	 

    

 

		47.	Securities Purchase Agreement, dated as of May 27, 2010, by and among the Company and the Investor
pursuant to which the Investor purchased a Secured Convertible Debenture in the original principal amount of $2,006,137.04 (the
“Securities Purchase Agreement”);

 

		48.	Agreement, dated as of August 13, 2010, by and among the Company and the Investor pursuant to which
the Investor purchased a Secured Convertible Debenture in the original principal amount of $550,000;

 

		49.	Agreement, dated as of September 29, 2010, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $475,000;

 

		50.	Agreement, dated as of October 28, 2010, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $400,000;

 

		51.	Agreement, dated as of December 15, 2010, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		52.	Agreement, dated as of January 10, 2011, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		53.	Agreement, dated as of February 8, 2011, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $650,000;

 

		54.	Agreement, dated as of March 11, 2011, by and among the Company and the Investor pursuant to which
the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		55.	Agreement, dated as of April 13, 2011, by and among the Company and the Investor pursuant to which
the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		56.	Agreement, dated as of May 31, 2011, by and among the Company and the Investor pursuant to which
the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		57.	Agreement, dated as of June 28, 2011, by and among the Company and the Investor pursuant to which
the Investor purchased three Secured Convertible Debentures in an aggregate principal amount of $1,050,000;

 

		58.	Agreement, dated as of September 15, 2011, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

    	 

    	 

    

 

		59.	Agreement, dated as of October 25, 2011, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		60.	Agreement, dated as of December 8, 2011, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $325,000;

 

		61.	Agreement, dated as of January 11, 2012, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $400,000;

 

		62.	Agreement, dated as of February 6, 2012, by and among the Company and the Investor pursuant to
which the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		63.	Agreement, dated as of March 26, 2012, by and among the Company and the Investor pursuant to which
the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		64.	Agreement, dated as of April 26, 2012, by and among the Company and the Investor pursuant to which
the Investor purchased a Secured Convertible Debenture in the original principal amount of $450,000;

 

		65.	Agreement, dated as of June 1, 2012, by and among the
Company and the Investor pursuant to which the Investor purchased a Secured Convertible Debenture in the original principal amount
of $450,000;

 

SECURITY
DOCUMENTS

 

		66.	Pledge and Security Agreement dated as of August 23, 2006 entered into by and between the Company
and the Investor;

 

		67.	Security Agreement dated as of March 27, 2007 entered into by and between the Obligors and the
Investor;

 

		68.	Security Agreement (Patent) dated as of March 27, 2007 entered into by and between the Obligors
and the Investor;

 

		69.	Security Agreement dated as of August 24, 2007 entered into by and between the Obligors and the
Investor;

 

		70.	Security Agreement (Patent) dated as of August 24, 2007 entered into by and between the Obligors
and the Investor;

 

		71.	Security Agreement dated as of July 29, 2008 entered into by and between the Company and the Investor
(the “2008 Security Agreement”);

 

		72.	Patent Security Agreement dated as of July 29, 2008 entered into by and between the Company and
the Investor (the “2008 IPSA”, and together with the 2008 Security Agreement, the “2008 Collateral
Agreements”);

 

    	 

    	 

    

 

		73.	Share Pledge Agreement (Anteilsverpfandung) dated August 3, 2010 entered into by and between
the Issuer and the Investor;

 

		74.	Agreement on the Pledge of Intellectual Property Rights as Collateral (Vereinbarung uber die
Verpfandung von geistigen Eigentumsrechten) dated August 13, 2010 by and between the Investor and NeoMedia Europe AG (“AG”);

 

		75.	Security Transfer of Moveable Assets (Sicherungsubereignungsvertrag) dated August 13, 2010
by and between the Investor and AG;

 

WARRANTS

 

		76.	“A” Warrant No. CCP-001 dated February 17, 2006 executed
and delivered to the Investor by the Company granting the Investor the right to purchase 20,000,000 shares of the Company’s
common stock, as amended by that certain Amendment to “A” Warrant No. CCP-001 dated as of August 23, 2006 entered into
by and between the Company and the Investor, as further amended by that certain Amendment to “A” Warrant No.: CCP-001
dated December 29, 2006;

 

		77.	“B” Warrant No. CCP-002 dated February 17, 2006 executed
and delivered to the Investor by the Company granting the Investor the right to purchase 25,000,000 shares of the Company’s
common stock, as amended by that certain Amendment to “B” Warrant No. CCP-002 dated as of August 23, 2006 entered into
by and between the Company and the Investor, as further amended by that certain Amendment to “B” Warrant No.: CCP-002
dated December 29, 2006;

 

		78.	“C” Warrant No. CCP-003 dated February 17, 2006 executed
and delivered to the Investor by the Company granting the Investor the right to purchase 30,000,000 shares of the Company’s
common stock, as amended by that certain Amendment to “C” Warrant No. CCP-003 dated as of August 23, 2006 entered into
by and between the Company and the Investor, as further amended by that certain Amendment to “C” Warrant No.: CCP-003
dated December 29, 2006;

 

		79.	“A” Warrant No. CCP-001 dated August 23, 2006 executed and
delivered to the Investor by the Company granting the Investor the right to purchase 25,000,000 shares of the Company’s common
stock, as amended by that certain Amendment to “A” Warrant No. CCP-001 dated as of December 29, 2006 entered into by
and between the Company and the Investor;

 

		80.	“B” Warrant No. CCP-001 dated August 23, 2006 executed and
delivered to the Investor by the Company granting the Investor the right to purchase 50,000,000 shares of the Company’s common
stock, as amended by that certain Amendment to “B” Warrant No. CCP-001 dated as of December 29, 2006 entered into by
and between the Company and the Investor;

 

		81.	“C” Warrant No. CCP-001 dated August 23, 2006 executed and
delivered to the Investor by the Company granting the Investor the right to purchase 50,000,000 shares of the Company’s common
stock, as amended by that certain Amendment to “C” Warrant No. CCP-001 dated as of December 29, 2006 entered into by
and between the Company and the Investor;

 

    	 

    	 

    

 

		82.	“D” Warrant No. CCP-001 dated August 23, 2006 executed and
delivered to the Investor by the Company granting the Investor the right to purchase 50,000,000 shares of the Company’s common
stock;

 

		83.	“A” Warrant No. CCP-001 dated December 29, 2006 executed
and delivered to the Investor by the Company granting the Investor the right to purchase 42,000,000 shares of the Company’s
common stock;

 

		84.	Warrant No. NEOM-4-1 dated March 27, 2007 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 125,000,000 shares of the Company’s common stock;

 

		85.	Warrant No. NEOM-1-1 dated August 24, 2007 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 75,000,000 shares of the Company’s common stock;

 

		86.	Warrant No. NEO-2008-2 dated May 16, 2008 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 7,500,000 shares of the Company’s common stock;

 

		87.	Warrant No. NEO-2008-3 dated May 29, 2008 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 50,000,000 shares of the Company’s common stock;

 

		88.	Warrant No. NEOM-9-1 dated July 29, 2008 executed and delivered to the
Investor by the Company granting the Investor the right to purchase 100,000,000 shares of the Company’s common stock;

 

		89.	Warrant No. NEOM-9-1-B dated July 29, 2008 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 100,000,000 shares of the Company’s common stock,
as amended by that certain Amendment to NeoMedia Technologies, Inc. Warrant No. NEOM-9-1B dated as of January 5, 2010 entered into
by and between the Company and the Investor;

 

		90.	Warrant No. NEOM-9-1-C dated July 29, 2008 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 125,000,000 shares of the Company’s common stock,
as amended by that certain Amendment to NeoMedia Technologies, Inc. Warrant No. NEOM-9-1C dated as of January 5, 2010 entered into
by and between the Company and the Investor;

 

		91.	Warrant No. NEOM-9-1-D dated July 29, 2008 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 125,000,000 shares of the Company’s common stock,
as amended by that certain Amendment to NeoMedia Technologies, Inc. Warrant No. NEOM-9-1D dated as of January 5, 2010 entered into
by and between the Company and the Investor;

 

    	 

    	 

    

 

		92.	Warrant No. NEOM-10-1 dated January 5, 2010 executed and delivered to
the Investor by the Company granting the Investor the right to purchase 225,000,000 shares of the Company’s common stock;

 

		93.	Letter Agreement re: Repricing of All Existing Warrants dated August 24, 2007 entered into by and
between the Company and the Investor;

 

		94.	Warrant No.: NEOM-0510 dated May 27, 2010 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 5,000,000 shares of the Company’s common stock;

 

		95.	Warrant No.: NEOM-0810 dated August 13, 2010 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		96.	Warrant No.: NEOM-0910 dated September 29, 2010 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 750,000 shares of the Company’s common stock;

 

		97.	Warrant No.: NEOM-1010 dated October 28, 2010 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 600,000 shares of the Company’s common stock;

 

		98.	Warrant No.: NEOM-1210 dated December 15, 2010 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,250,000 shares of the Company’s common stock;

 

		99.	Warrant No.: NEOM-0111 dated January 10, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,250,000 shares of the Company’s common stock;

 

		100.	Warrant No.: NEOM-0211 dated February 8, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,250,000 shares of the Company’s common stock;

 

		101.	Warrant No.: NEOM-0311 dated March 11, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		102.	Warrant No.: NEOM-0411 dated April 13, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		103.	Warrant No.: NEOM-0511 dated May 31, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

    	 

    	 

    

 

		104.	Warrant No.: NEOM-0611 dated June 28, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 3,000,000 shares of the Company’s common stock;

 

		105.	Warrant No.: NEOM-0911 dated September 15, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		106.	Warrant No.: NEOM-1011 dated October 25, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		107.	Warrant No.: NEOM-1211 dated December 8, 2011 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		108.	Warrant No.: NEOM-0112 dated January 11, 2012 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		109.	Warrant No.: NEOM-0212 dated February 6, 2012 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		110.	Warrant No.: NEOM-0312 dated March 26, 2012 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		111.	Warrant No.: NEOM-0412 dated April 26, 2012 executed and delivered to the Investor by the Company
granting the Investor the right to purchase 1,000,000 shares of the Company’s common stock;

 

		112.	Warrant No.: NEOM-0512 dated June 1, 2012 executed
and delivered to the Investor by the Company granting the Investor the right to purchase 1,000,000 shares of the Company’s
common stock;

 

REGISTRATION
RIGHTS AGREEMENTS

 

		113.	Investor Registration Rights Agreement dated as of February 17, 2006 entered into by and between
the Company and the Investor, as amended by a certain First Amendment to Investor Registration Rights Agreement and as further
amended by that certain Second Amendment to Investor Registration Rights Agreement dated June 15, 2006;

 

		114.	Investor Registration Rights Agreement dated as of August 23, 2006 entered into by and between
the Company and the Investor;

 

		115.	Investor Registration Rights Agreement dated as of December 29, 2006 entered into by and between
the Company and the Investor;

 

		116.	Registration Rights Agreement dated as of March 27, 2007 entered into by and between the Company
and the Investor;

 

    	 

    	 

    

 

		117.	Registration Rights Agreement dated as of August 24, 2007 entered into by and between the Company
and the Investor;

 

		118.	Investor Registration Rights Agreement dated as of January 5, 2010 entered into by and between
the Company and the Investor;

 

TRANSFER
AGENT INSTRUCTIONS

 

		119.	Amended and Restated Irrevocable Transfer Agent Instructions dated October 26, 2007 from the Company
to Worldwide Stock Transfer, LLC, which amended and restated those certain Irrevocable Transfer Agent Instructions dated February
16, 2006 from the Company to American Stock Transfer & Trust Co.;

 

		120.	Irrevocable Transfer Agent Instructions dated August 23, 2006 from the Company to American Stock
Transfer & Trust Co.;

 

		121.	Amended and Restated Irrevocable Transfer Agent Instructions dated November 21, 2007 from the Company
to Worldwide Stock Transfer, LLC, which amended and restated those certain Irrevocable Transfer Agent Instructions dated December
29, 2006 from the Company to American Stock Transfer & Trust Co.;

 

		122.	Amended and Restated Irrevocable Transfer Agent Instructions dated November 21, 2007 from the Company
to Worldwide Stock Transfer, LLC, which amended and restated those certain Irrevocable Transfer Agent Instructions dated August
23, 2006 from the Company to American Stock Transfer & Trust Co.;

 

		123.	Irrevocable Transfer Agent Instructions dated March 27, 2007 from the Company to Worldwide Stock
Transfer, LLC;

 

		124.	Irrevocable Transfer Agent Instructions dated August 24, 2007 from the Company to Worldwide Stock
Transfer, LLC;

 

		125.	Irrevocable Transfer Agent Instructions dated July 29, 2008 from the Company to Worldwide Stock
Transfer, LLC;

 

		126.	Irrevocable Transfer Agent Instructions dated January 5, 2010 from the Company to Worldwide Stock
Transfer, LLC;

 

		127.	Irrevocable Transfer Agent Instructions dated May 27, 2010 from the Company to Worldwide Stock
Transfer, LLC;

 

		128.	Irrevocable Transfer Agent Instructions dated August 13, 2010 from the Company to Worldwide Stock
Transfer, LLC;

 

		129.	Irrevocable Transfer Agent Instructions dated September 29, 2010 from the Company to Worldwide
Stock Transfer, LLC;

 

    	 

    	 

    

 

		130.	Irrevocable Transfer Agent Instructions dated October 28, 2010 from the Company to Worldwide Stock
Transfer, LLC;

 

		131.	Irrevocable Transfer Agent Instructions dated December 15, 2010 from the Company to Worldwide Stock
Transfer, LLC;

 

		132.	Irrevocable Transfer Agent Instructions dated January 10, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		133.	Irrevocable Transfer Agent Instructions dated February 9, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		134.	Irrevocable Transfer Agent Instructions dated March 11, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		135.	Irrevocable Transfer Agent Instructions dated April 13, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		136.	Irrevocable Transfer Agent Instructions dated May 31, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		137.	Irrevocable Transfer Agent Instructions dated June 28, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		138.	Irrevocable Transfer Agent Instructions dated September 15, 2011 from the Company to Worldwide
Stock Transfer, LLC;

 

		139.	Irrevocable Transfer Agent Instructions dated October 25, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		140.	Irrevocable Transfer Agent Instructions dated December 8, 2011 from the Company to Worldwide Stock
Transfer, LLC;

 

		141.	Irrevocable Transfer Agent Instructions dated January 11, 2012 from the Company to Worldwide Stock
Transfer, LLC;

 

		142.	Irrevocable Transfer Agent Instructions dated February 6, 2012 from the Company to Worldwide Stock
Transfer, LLC;

 

		143.	Irrevocable Transfer Agent Instructions dated March 26, 2012 from the Company to Worldwide Stock
Transfer, LLC;

 

		144.	Irrevocable Transfer Agent Instructions dated April 26, 2012 from the Company to Worldwide Stock
Transfer, LLC;

 

		145.	Irrevocable Transfer Agent Instructions dated June 1,
2012 from the Company to Worldwide Stock Transfer, LLC;

 

OTHER DOCUMENTS

 

		146.	Blocked Account Control Agreement (“Shifting Control”) dated as of August 28, 2008
by and among the Company, the Investor, and JPMorgan Chase Bank, N.A.;

 

    	 

    	 

    

 

		147.	Lockup Agreement dated July 28, 2008 by SKS Consulting of FL Corp. to the Investor;

 

		148.	Lockup Agreement dated July 28, 2008 by James J. Keil to the Investor;

 

		149.	Lockup Agreement dated July 28, 2008 by J. Scott Womble to the Investor;

 

		150.	Pledge Shares Escrow Agreement dated March 27, 2007 between the Company and the Investor;

 

		151.	Monitoring Fee Escrow Agreement dated January 5, 2010 by and among the Company, the Investor, Yorkville
Advisors, LLC, and David Gonzalez, Esquire;

 

		152.	Investment Agreement dated February 17, 2006 by and between the Company and the Investor;

 

		153.	Investment Agreement dated January 5, 2010 by and between the Company and the Investor, as amended
by that certain First Amendment to Investment Agreement dated March 5, 2010;

 

		154.	Escrow Agreement dated July 29, 2008 entered into by and among the Company, the Investor, Yorkville
Advisors, LLC, as Investment Manager, and David Gonzalez, Esq., as Escrow Agent;

 

		155.	Escrow Agreement dated April 1, 2010 entered into by and among the Company, the Investor, Yorkville
Advisors, LLC, as Investment Manager, and David Gonzalez, Esq., as Escrow Agent;

 

		156.	Ratification Agreement dated as of May 27, 2010 entered into by and between the Company and the
Investor;

 

		157.	Ratification Agreement dated as of August 13, 2010 entered into by and between the Company and
the Investor;

 

		158.	Ratification Agreement dated as of September 29, 2010 entered into by and between the Company and
the Investor;

 

		159.	Ratification Agreement dated as of October 28, 2010 entered into by and between the Company and
the Investor;

 

		160.	Ratification Agreement dated as of December 15, 2010 entered into by and between the Company and
the Investor;

 

		161.	Ratification Agreement dated as of January 10, 2011 entered into by and between the Company and
the Investor;

 

		162.	Ratification Agreement dated as of February 8, 2011 entered into by and between the Company and
the Investor;

 

    	 

    	 

    

 

		163.	Ratification Agreement dated as of March 11, 2011 entered into by and between the Company and the
Investor;

 

		164.	Ratification Agreement dated as of April 13, 2011 entered into by and between the Company and the
Investor;

 

		165.	Ratification Agreement dated as of May 31, 2011 entered into by and between the Company and the
Investor;

 

		166.	Ratification Agreement dated as of June 27, 2011 entered into by and between the Company and the
Investor;

 

		167.	Ratification Agreement dated as of September 15, 2011 entered into by and between the Company and
the Investor;

 

		168.	Ratification Agreement dated as of October 25, 2011 entered into by and between the Company and
the Investor;

 

		169.	Ratification Agreement dated as of December 8, 2011 entered into by and between the Company and
the Investor;

 

		170.	Ratification Agreement dated as of January 11, 2012 entered into by and between the Company and
the Investor;

 

		171.	Ratification Agreement dated as of February 6, 2012 entered into by and between the Company and
the Investor;

 

		172.	Ratification Agreement dated as of March 26, 2012 entered into by and between the Company and the
Investor;

 

		173.	Ratification Agreement dated as of April 26, 2012 entered into by and between the Company and the
Investor; and

 

		174.	Ratification Agreement dated as of June 1, 2012 entered
into by and between the Company and the Investor; and

 

		175.	All other documents, instruments, and agreements executed in connection with any of the foregoing.

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