Document:

<![CDATA[Aviation Communications & Surveillance Systems 401(k) Plan, as amended.]]>

 Exhibit 4.5 
 AVIATION COMMUNICATIONS AND SURVEILLANCE SYSTEMS 
 401(K) PLAN

 (Restated Effective January 1, 2008) 

 TABLE OF CONTENTS 

 

					
	 INTRODUCTION
	  	 	1	  
		
	 ARTICLE I DEFINITIONS
	  	 	2	  
		
	 1.1 Account
	  	 	2	  
	 1.2 Affiliate
	  	 	2	  
	 1.3 After-Tax Contributions
	  	 	2	  
	 1.4 After-Tax Contribution Account
	  	 	2	  
	 1.5 Beneficiary
	  	 	2	  
	 1.6 Board of Managers
	  	 	2	  
	 1.7 Catch-Up Contributions
	  	 	2	  
	 1.8 Catch-Up Contribution Account
	  	 	3	  
	 1.9 Code
	  	 	3	  
	 1.10 Committee
	  	 	3	  
	 1.11 Compensation
	  	 	3	  
	 1.12 Employee
	  	 	3	  
	 1.13 Employee Contributions
	  	 	4	  
	 1.14 Employee Contribution Account
	  	 	4	  
	 1.15 Employer
	  	 	4	  
	 1.16 ERISA
	  	 	4	  
	 1.17 Former Participant
	  	 	4	  
	 1.18 Highly Compensated Employee
	  	 	4	  
	 1.19 Hour of Service
	  	 	4	  
	 1.20 Investment Fund
	  	 	6	  
	 1.21 L-3 Stock
	  	 	6	  
	 1.22 L-3 Stock Fund
	  	 	6	  
	 1.23 Matching Contributions
	  	 	6	  
	 1.24 Matching Contribution Account
	  	 	6	  
	 1.25 Non-Covered Status
	  	 	6	  
	 1.26 Non-Highly Compensated Employee
	  	 	6	  
	 1.27 Normal Retirement Date
	  	 	6	  
	 1.28 Participant
	  	 	6	  
	 1.29 Period of Service
	  	 	6	  
	 1.30 Period of Severance
	  	 	6	  
	 1.31 Plan
	  	 	6	  
	 1.32 Plan Year
	  	 	6	  
	 1.33 Pre-Tax Contributions
	  	 	6	  
	 1.34 Pre-Tax Contribution Account
	  	 	7	  
	 1.35 Prior Plan
	  	 	7	  
	 1.36 Recordkeeper
	  	 	7	  
	 1.37 Rollover Contributions
	  	 	7	  
	 1.38 Rollover Contribution Account
	  	 	7	  
	 1.39 Service
	  	 	7	  

  

					
		 	i	 	ACSS 401(k) Plan

					
	 1.40 Severance from Service Date
	  	 	7	  
	 1.41 Termination of Employment
	  	 	7	  
	 1.42 Total Disability
	  	 	7	  
	 1.43 Trust or Trust Fund
	  	 	7	  
	 1.44 Trust Agreement
	  	 	7	  
	 1.45 Trustee
	  	 	7	  
	 1.46 Valuation Date
	  	 	7	  
		
	 ARTICLE II ADMINISTRATION
	  	 	8	  
		
	 2.1 Committee
	  	 	8	  
	 2.2 Discretionary Power to Interpret and Administer the Plan
	  	 	8	  
	 2.3 General Provisions
	  	 	8	  
	 2.4 Power to Execute Plan and Government Documents
	  	 	9	  
	 2.5 Claims Procedure
	  	 	9	  
	 2.6 Indemnification
	  	 	10	  
		
	 ARTICLE III PARTICIPATION
	  	 	11	  
		
	 3.1 General Conditions of Eligibility
	  	 	11	  
	 3.2 Election to Participate
	  	 	11	  
	 3.3 Transfer to Non-Covered Status
	  	 	11	  
	 3.4 Eligibility upon Re-employment
	  	 	11	  
	 3.5 Service Under Elapsed Time Method
	  	 	12	  
	 3.6 Qualified Military Service
	  	 	12	  
	 3.7 FMLA
	  	 	13	  
		
	 ARTICLE IV CONTRIBUTIONS
	  	 	14	  
		
	 4.1 Pre-Tax Contributions
	  	 	14	  
	 4.2 After-Tax Contributions
	  	 	14	  
	 4.3 Catch-Up Contributions
	  	 	15	  
	 4.4 Matching Contributions
	  	 	15	  
	 4.5 Rollover Contributions
	  	 	16	  
	 4.6 Suspension of Contributions Upon Transfer to Non-Covered Status
	  	 	16	  
	 4.7 Timing of Contributions to Trust
	  	 	16	  
	 4.8 Method by Which Contributions are Made to the Trust
	  	 	16	  
	 4.9 Qualified Non-Elective Contributions
	  	 	16	  
		
	 ARTICLE V LIMITATIONS ON CONTRIBUTIONS
	  	 	18	  
		
	 5.1 Suspension of Contributions Upon Reaching the Savings Maximum
	  	 	18	  
	 5.2 Return of Excess Deferrals
	  	 	18	  
	 5.3 Section 401(k) Limit on Pre-Tax Contributions
	  	 	19	  
	 5.4 Section 401(m) Limit on Matching Contributions
	  	 	21	  
	 5.5 Annual Additions Limit
	  	 	22	  

  

					
		 	ii	 	ACSS 401(k) Plan

					
		
	 ARTICLE VI PARTICIPANTS’ ACCOUNTS
	  	 	26	  
		
	 6.1 Establishment of Accounts
	  	 	26	  
	 6.2 Accounts In Investment Funds
	  	 	26	  
	 6.3 How Accounts are Valued
	  	 	26	  
		
	 ARTICLE VII INVESTMENT OF CONTRIBUTIONS; TRANSFERS BETWEEN FUNDS
	  	 	27	  
		
	 7.1 Participant Directed Investments
	  	 	27	  
	 7.2 Limitation or Suspension of Transaction and Limitation of Daily Securities Trading
	  	 	28	  
		
	 ARTICLE VIII VESTING
	  	 	29	  
		
	 8.1 Full Vesting in Employee Contribution Accounts
	  	 	29	  
	 8.2 Vesting in Employer Contribution Accounts
	  	 	29	  
	 8.3 Forfeitures
	  	 	29	  
		
	 ARTICLE IX WITHDRAWALS PRIOR TO TERMINATION OF SERVICE; LOANS
	  	 	31	  
		
	 9.1 Withdrawals
	  	 	31	  
	 9.2 Withdrawal of After-Tax Contributions
	  	 	31	  
	 9.3 Withdrawal of Rollover Contribution Account
	  	 	31	  
	 9.4 Withdrawal of Vested Matching Contribution Account
	  	 	31	  
	 9.5 Withdrawal of Pre-Tax Contributions
	  	 	31	  
	 9.6 Hardship Withdrawals
	  	 	31	  
	 9.7 Withdrawal of Catch-Up Contributions
	  	 	33	  
	 9.8 Withdrawal Pro-Rata from Investment Funds
	  	 	33	  
	 9.9 Timing of Withdrawal Payments
	  	 	33	  
	 9.10 Loans
	  	 	33	  
		
	 ARTICLE X DISTRIBUTIONS
	  	 	35	  
		
	 10.1 Payment Upon Termination of Employment
	  	 	35	  
	 10.2 Cash-Out
	  	 	35	  
	 10.3 Application for Benefits
	  	 	35	  
	 10.4 General Rules
	  	 	35	  
	 10.5 Consent for Early Distributions
	  	 	36	  
	 10.6 Direct Rollover
	  	 	36	  
	 10.7 Distributions in Cash or Stock
	  	 	37	  
	 10.8 Minimum Required Distributions
	  	 	37	  
		
	 ARTICLE XI SPECIAL TOP-HEAVY PROVISIONS
	  	 	42	  
		
	 11.1 Top-Heavy Rules
	  	 	42	  
	 11.2 Definitions
	  	 	42	  
	 11.3 Minimum Contribution
	  	 	44	  

  

					
		 	iii	 	ACSS 401(k) Plan

					
		
	 ARTICLE XII FUNDING OF THE SAVINGS PLAN; TRUST FUND
	  	 	45	  
		
	 12.1 Trust Agreement
	  	 	45	  
	 12.2 Income on Funds
	  	 	45	  
	 12.3 Exclusive Benefit of Trust Fund
	  	 	45	  
	 12.4 Mistake of Fact
	  	 	45	  
	 12.5 Contributions Disallowed by Code
	  	 	45	  
		
	 ARTICLE XIII AMENDMENT AND TERMINATION
	  	 	46	  
		
	 13.1 Plan Amendments
	  	 	46	  
	 13.2 Plan Termination; Discontinuance of Contributions
	  	 	46	  
	 13.3 Vesting on Plan Termination
	  	 	46	  
	 13.4 Distributions on Plan Termination
	  	 	46	  
		
	 ARTICLE XIV GENERAL PROVISIONS
	  	 	47	  
		
	 14.1 No Contract of Employment
	  	 	47	  
	 14.2 Payments Solely from Trust Fund
	  	 	47	  
	 14.3 Incompetency
	  	 	47	  
	 14.4 Alienation and QDROs
	  	 	47	  
	 14.5 Notice to the Committee
	  	 	48	  
	 14.6 Mergers and Transfers
	  	 	48	  
	 14.7 Fiduciaries
	  	 	48	  
	 14.8 Plans Shall Comply with Law; Choice of Law
	  	 	48	  
	 14.9 ERISA 404(c)
	  	 	49	  
	 14.10 Gender
	  	 	49	  
	 14.11 Deemed Distributions of Unvested Amounts
	  	 	49	  
	 14.12 Headings
	  	 	49	  
	 14.13 Missing Payees
	  	 	49	  
	 14.14 Changes in Vesting Schedule
	  	 	49	  
	 14.15 Tax Withholding
	  	 	50	  
	 14.16 Common Trust Funds
	  	 	50	  

  

					
		 	iv	 	ACSS 401(k) Plan

 INTRODUCTION 
 On June 1, 2001, Aviation Communications and Surveillance Systems, LLC (the “Employer”) adopted this Aviation Communication and Surveillance Systems 401(k) Plan (the “Plan”) to
provide retirement benefits to certain of its employees. 
 The Plan is amended and restated effective January 1, 2008. The terms of this
amended and restated Plan apply to Participants whose employment with the Employer terminates on or after January 1, 2008. Participants whose employment with the Employer terminates prior to January 1, 2008 are entitled to benefits under
the terms of the Plan that are in effect on their employment termination date, provided, however, that the lump sum distribution options described in Section 10.2 of this restated Plan shall apply to such Participants. 

The benefits payable to or on behalf of a Participant in accordance with the provisions of this restated Plan shall not be affected by the terms of any
amendment to the Plan adopted after such Participant’s employment terminates, unless the amendment expressly provides otherwise. 
 The
Plan is intended to be qualified under Section 401 of the Internal Revenue Code of 1986, as amended (the “Code”) and its Trust is intended to be tax-exempt under Code Section 501. Participants are entitled to receive benefits in
accordance with the terms of the Plan in effect on the date they terminate employment or retire. 

  

					
		 		 	ACSS 401(k) Plan

 ARTICLE I 
 DEFINITIONS 
 As used in this Plan, the following terms shall have the meanings set forth herein.

  

	1.1	Account means the individual account or accounts established for a Participant to record contributions, as adjusted for gains, including earnings, and losses.

  

	1.2	Affiliate means the Employer and any entity which is required to be aggregated with the Employer for purposes of the controlled group rules of Code
Section 414(b), the common control rules of Code Section 414(c), the affiliated service group rules of Code Section 414(m), or the rules of Code Section 414(o), and, solely for purposes of applying the rules under
Section 5.5, the rules of Code Section 415(h), subject to the rules of Code Section 415(h). 

  

	1.3	After-Tax Contributions means contributions made pursuant to Section 4.2 of the Plan by a Participant on an after-tax basis. 

 

	1.4	After-Tax Contribution Account means the Account established for a Participant to record After-Tax Contributions, as adjusted for gains, including earnings, and
losses. 

  

	1.5	Beneficiary means the Participant’s beneficiary, as designated by the Participant by providing a designation to the Recordkeeper. Such designation may be
revoked or changed by providing notice to the Recordkeeper. A designation or change of beneficiary designation shall be delivered to the Recordkeeper in accordance with the Plan's written administrative procedures. If upon the death of the
Participant there is no properly designated beneficiary then living, “Beneficiary” shall mean the first surviving class of the following classes of beneficiaries: (a) the Participant's surviving spouse, (b) the Participant's
surviving children per stirpes (excluding stepchildren but including adopted children), and (c) the Participant's estate. Notwithstanding the foregoing, for a Participant who is legally married, “Beneficiary” shall be the
Participant's legal spouse at the time of death unless the Participant designates another beneficiary with the written consent of the Participant's spouse, which consent acknowledges the specific non-spouse beneficiary, and is given in accordance
with the provisions of the Code. Such consent shall not be valid if the Participant subsequently changes his or her beneficiary designation unless the consent form states that the Participant may subsequently change the beneficiary. As required by
the context of the Plan, the term “Beneficiary” shall include alternate payees, as defined in Code Section 414(p). 

  

	1.6	Board of Managers means the Board of Managers of the Employer. 

  

	1.7	 Catch-Up Contributions mean the contributions made by an Employer at the election of a Participant under Section 4.3(c), which
contributions meet the requirements of, and are described in, Section 414(v) of the Code. Such Catch-up Contributions shall 

  

					
		 	2	 	ACSS 401(k) Plan

	 	
not be taken into account for purposes of the Plan provisions implementing the limitations of Sections 402(g) and 415 of the Code. The Plan shall not be treated as failing to satisfy the Plan
provisions implementing the requirements of Section 401(a)(4), 401(k)(3), 401(k)(11), 410(b) or 416 of the Code, as applicable, by reason of the making of such Catch-Up Contributions. 

 

	1.8	Catch-Up Contribution Account means the Account established for a Participant to record Catch-Up Contributions, as adjusted for gains, including earnings, and
losses. 

  

	1.9	Code means the Internal Revenue Code of 1986, as amended from time to time, and all appropriate regulations and administrative guidance.

  

	1.10	Committee means the Benefit Plan Committee, which administers the Plan in accordance with Article II of the Plan. 

 

	1.11	Compensation for a Plan Year means the cash remuneration that is paid to the Participant by the Employer during the Plan Year and includible in gross income,
including regular earnings; commissions; overtime pay; regular vacation pay; fringe benefits; Code Sections 125 and 132(f)(4) elective payroll deduction contributions; and elective employee deferrals or contributions made under this Plan or any
other qualified retirement plan during the Plan Year. However, the following items are excluded: all bonuses, incentive compensation, all termination incentive or severance payments; lump sum vacation allowances; stock options (either upon their
grant or execution); imputed income from life insurance; distributions from any employer qualified retirement plan or welfare plan; employer contributions to any qualified retirement plan or welfare plan; deferred compensation; employee deferrals or
contributions under any nonqualified deferred compensation plan; any reimbursed expenses such as relocation expenses and educational expenses; and referral awards. Compensation taken into account under the Plan for any Plan Year for any Participant
shall not exceed $200,000, as adjusted from time to time in accordance with Section 401(a)(17) of the Code. Any increase in the Section 401(a)(17) limit shall not apply to years preceding the first year for which the increase is effective.
Solely for purposes of the nondiscrimination rules and top-heavy rules of Sections 5.3, 5.4 and 11.2, Compensation shall mean any definition of compensation permitted in Section 414(q)(7) of the Code. 

 

	1.12	Employee means any person who is a common-law employee of the Employer, but excluding any individual who is (a) an independent contractor, (b) a person
included in a unit of employees covered by a collective bargaining agreement which does not expressly provide for such person’s participation in the Plan, (c) an employee with no U.S. source income, and (d) a “leased
employee” within the meaning of Code Section 414(n). The Employer’s classification of a person at the time services are performed by such person shall be conclusive. Reclassification of a person’s status with the Employer, for
any reason, without reason to whether it is initiated by a court, governmental agency or otherwise, and without regard to whether or not the Employer agrees to such reclassification, either retroactively or prospectively, shall not result in the
person being regarded as an Employee during such time. 

  

					
		 	3	 	ACSS 401(k) Plan

	1.13	Employee Contributions means a Participant’s Pre-Tax Contributions, After-Tax Contributions, Catch-Up Contributions and Rollover Contributions.

  

	1.14	Employee Contribution Account means the Pre-Tax Contribution Account, After-Tax Contribution Account, Catch-Up Contribution Account and Rollover Contribution
Account. 

  

	1.15	Employer means Aviation Communications and Surveillance Systems, LLC. 

 

	1.16	ERISA means the Employee Retirement Income Security Act of 1974, as amended, and all appropriate regulations and administrative guidance.

  

	1.17	Former Participant means an individual who is not an Employee but has an Account balance under the Plan. 

 

	1.18	Highly Compensated Employee means an Employee who is employed by the Employer during the determination year and is described in one or more of the following
groups: 

  

	 	(a)	An Employee who was a five-percent owner (as defined in Section 416(i)(1)(iii) of the Code) at any time during the determination year or the look-back year (as
described in Treas. Reg. §1.414(q)-1T). 

  

	 	(b)	An Employee who received compensation in excess of $80,000 (or such higher amount as may be established from time to time by the Internal Revenue Service) during the
look-back year. 

 For purposes of the definition of “Highly Compensated Employee,” the
“determination year” is the Plan Year for which the determination of who is highly compensated is being made and the “look back year” is the Plan Year immediately preceding the determination year. “Compensation” for
this purpose is defined within the meaning of Section 415(c)(3) of the Code and includes elective or salary reduction contributions to a cafeteria plan or a cash or deferred arrangement. Employers aggregated under Section 414(b), (c),
(m) or (o) are treated as a single employer. 
  

	1.19	Hour of Service means: 

  

	 	(a)	Each hour for which the Employee is paid, or entitled to payment, directly or indirectly, from an Employer or an Affiliate; 

 

	 	(b)	Each hour for which back pay, irrespective of mitigation of damages, is awarded to the Employee or agreed to by an Employer or an Affiliate; 

  

					
		 	4	 	ACSS 401(k) Plan

	 	(c)	Each hour for which an Employee is paid or entitled to payment by an Employer or an Affiliate on account of a period of time during which no duties are performed due to
vacation, holiday, illness, incapacity (including disability), lay-off, jury duty, military duty or leave of absence. An Hour of Service for which an Employee is directly or indirectly paid, or entitled to payment, on account of a period during
which the Employee performed no duties, shall not be credited to the Employee if such payment is made or due under a plan maintained solely for the purpose of complying with any applicable worker’s compensation, disability insurance, or
unemployment compensation law. Hours of Service also shall not be credited for a payment which solely reimburses the Employee for medical or medically related expenses incurred by the Employee. Not more than 501 Hours of Service shall be credited
under this subsection to the Employee on account of any single continuous period during which the Employee performs no duties (whether or not such period occurs in a single Computation Period). 

 

	 	(d)	Hours of Service performed for the Employer as a “leased employee,” as defined in Section 414(n) of the Code, shall be taken into account for eligibility
and vesting purposes only. 

  

	 	(e)	Solely for purposes of determining whether an Employee has incurred a Break-in-Service, an Employee who is not otherwise credited with an Hour of Service under
subsection (a), (b) or (c) above, shall be credited with an Hour of Service for each additional hour which is part of an Employee’s customary work week with an Employer or an Affiliate during which the Employee is on an unpaid
authorized leave of absence, provided the Employee resumes employment with an Employer or an Affiliate upon the expiration of such authorized leave of absence. 

 

	 	(f)	Solely for purposes of determining whether an Employee has incurred a Break-in-Service, an Employee who is absent from work for maternity or paternity reasons and who
is not otherwise credited with an Hour of Service under subsection (a), (b), (c) or (d), above, shall receive credit for the Hours of Service for which he would have been regularly scheduled had the Employee performed duties for an Employer or
an Affiliate during such absence. For purposes of such determination, an absence from work for maternity or paternity reasons means an absence (1) by reason of the pregnancy of the Employee, (2) by reason of the birth of a child of such
Employee, (3) by reason of the placement of a child with the Employee in connection with the adoption of such child by the Employee, or (4) for purposes of caring for such child for a period beginning immediately following such birth or
placement. Hours of Service credited for purposes of such determination shall be credited in the Plan Year in which such absence begins, if necessary to prevent a One Year Period of Severance, or, in all other cases, in the next following Plan Year.
In no event will more than 501 Hours of Service be credited for any single continuous period of time during which the person did not or would not have performed duties. 

  

					
		 	5	 	ACSS 401(k) Plan

	 	(g)	The same Hours of Service shall not be credited more than once under subsections (a), (b), (c) or (d) above. The determination of Hours of Service for reasons
other than the performance of duties shall be made in accordance with the provisions of Labor Department Regulations, 29 C.F.R. § 2530.200b-2(b), and Hours of Service shall be credited to computation periods in accordance with the provisions of
Labor Department Regulations, 29 C.F.R. § 2530.200b-2(c). 

  

	1.20	Investment Fund means the investment funds offered under the Plan, which may be changed by the Committee from time to time without formal plan amendment.

  

	1.21	L-3 Stock means the Class A common stock of L-3 Communications Holdings, Inc. 

 

	1.22	L-3 Stock Fund means the Investment Fund that consists of L-3 Stock. 

 

	1.23	Matching Contributions means the Employer’s contributions made pursuant to Section 4.4 of the Plan on behalf of Participants who make Pre-Tax
Contributions and After-Tax Contributions. 

  

	1.24	Matching Contribution Account means the Account established for a Participant to record Matching Contributions, as adjusted for gains, including earnings, and
losses. 

  

	1.25	Non-Covered Status means a Participant’s change of employment status while remaining an employee of the Employer such that he is no longer an Employee as
defined in the Plan. 

  

	1.26	Non-Highly Compensated Employee means any Employee or former Employee who is not a Highly Compensated Employee. 

 

	1.27	 Normal Retirement Date means the Participant’s 65th birthday. 

  

	1.28	Participant means an Employee who has elected to participate in the Plan. 

 

	1.29	Period of Service is defined in Section 3.5(a). 

  

	1.30	Period of Severance is defined in Section 3.5(c). 

  

	1.31	Plan means this Aviation Communications and Surveillance Systems 401(k) Plan, as amended from time to time. 

 

	1.32	Plan Year means the calendar year. 

  

	1.33	Pre-Tax Contributions means a Participant’s elective deferrals, as described in Section 402(g)(3) of the Code and made pursuant to Section 4.1 of
the Plan. 

  

					
		 	6	 	ACSS 401(k) Plan

	1.34	Pre-Tax Contribution Account means the Account established for a Participant to record Pre-Tax Contributions, as adjusted for gains, including earnings, and
losses. 

  

	1.35	Prior Plan means the L-3 Communications Master Savings Plan as in effect on May 31, 2001. 

 

	1.36	Recordkeeper means the third party recordkeeper for the Plan. 

  

	1.37	Rollover Contributions means the contributions made by an Employee in cash of an amount described in and subject to the provisions of Sections 401(a)(31), 402,
403 or 408 of the Code. 

  

	1.38	Rollover Contribution Account means the Account established for a Participant to record Rollover Contributions, as adjusted for gains, including earnings, and
losses. 

  

	1.39	Service means the period for which the Employee is paid or is entitled to payment, subject to the rules and restrictions of Article III, for the performance of
duties for an Employer, and, solely for purposes of eligibility and vesting, for an Employer and an Affiliate. Service includes an Employee's service credited under the Prior Plan for purposes of eligibility and vesting. 

 

	1.40	Severance from Service Date is defined in Section 3.5(b). 

  

	1.41	Termination of Employment means a severance from employment within the meaning of Section 401(k)(2)(B) of the Code. 

 

	1.42	Total Disability means a Participant is totally and permanently disabled as determined under the Employer’s administrative and payroll procedures.

  

	1.43	Trust or Trust Fund means the fund held by the Trustee to which contributions to the Plan shall be made and out of which withdrawals and distributions
under the Plan shall be paid. 

  

	1.44	Trust Agreement means the Trust Agreement pursuant to which the Plan is funded, as in effect from time to time. The Trust Agreement is incorporated by reference
into, and is fully a part of, the Plan. 

  

	1.45	Trustee means the trustee at any time acting under the Trust Agreement. 

 

	1.46	Valuation Date means the end of each business day. 

  

					
		 	7	 	ACSS 401(k) Plan

 ARTICLE II 
 ADMINISTRATION 
  

	2.1	Committee 

 The Committee
shall consist of members appointed by the Board of Managers to serve at its pleasure. Any member of the Committee may resign by delivering his written resignation to the General Counsel of the Employer. 

 

	2.2	Discretionary Power to Interpret and Administer the Plan 

  

	 	(a)	Subject to the limitations of the Plan, the Committee shall establish rules for the administration and interpretation of the Plan. The determination of the Committee as
to any disputed question shall be conclusive. All actions, decisions and interpretations of the Committee in administering the Plan shall be performed in a uniform and non-discriminatory manner. 

 

	 	(b)	The Committee has complete discretionary and final authority to determine all questions concerning the interpretation and administration of the Plan. The administrative
decisions and Plan interpretations made by the Committee shall be given full deference by any court of law. 

  

	 	(c)	Each member of the Committee may delegate committee responsibilities among the Employer’s directors, officers or employees, and may consult with and hire outside
experts. 

  

	 	(d)	Employees of the Employer or an Affiliate who are human resources personnel or benefits representatives shall, under the authority of the Committee, perform the routine
administration of the Plan, such as distributing and collecting forms, creating rules and procedures, and providing information about Plan procedures. 

  

	 	(e)	Should any individual receive oral or written information concerning the Plan, which is contradicted by a subsequent determination by the Committee, the
Committee’s final determination shall control. 

  

	2.3	General Provisions 

  

	 	(a)	The members of the Committee may authorize one or more of their members to execute or deliver any instrument, make any payment or perform any other act which the Plan
authorizes or requires the Committee to do. 

  

	 	(b)	Any act which the Plan authorizes or requires the Committee to do must be done by a majority of its members. The action of such majority shall constitute the action of
the Committee and shall have the same effect for all purposes as if assented to by all members of the Committee at the time in office. 

  

					
		 	8	 	ACSS 401(k) Plan

	 	(c)	The Committee may employ counsel and other agents and may procure such clerical, accounting and other services as they may require in carrying out the provisions of the
Plan. 

  

	 	(d)	No member of the Committee shall receive any compensation for his or her services as such. 

 

	 	(e)	All expenses of administering the Plan, including, but not limited to, fees of accountants and counsel, shall be paid from the Trust Fund except to the extent paid by
the Employer. 

  

	 	(f)	For purposes of ERISA, the Employer shall be the “Named Fiduciary” and the “Plan Administrator” and is hereby designated as agent for service of
legal process for the Plan. The Employer may delegate any and all of its responsibilities as Named Fiduciary and as Plan Administrator among its officers and employees and the employees of L-3 Communications Corporation with which the Employer is
conducting business in the form of a joint venture and may consult with and hire outside experts. 

  

	2.4	Power to Execute Plan and Government Documents 

 Any appointed Vice President of the Employer shall have the authority to execute governmental filings or other documents relating to the Plan, or the Employer may delegate this authority to another
officer or employee of the Employer. 
  

	2.5	Claims Procedure 

  

	 	(a)	The Committee shall make all determinations as to the right of any person to benefits. The Committee shall adopt procedures for the presentation of claims for benefits
and for the review of the denial of such claims by the Committee. The decision of the Committee upon such review shall be final, subject to appeal rights provided by law. 

 

	 	(b)	Any legal action for benefits under the Plan must be commenced within two years of the date that an initial claim for benefits was filed with the Plan Administrator.
The Plan Administrator will be the necessary party to any action or proceeding involving the assets held with respect to the Plan or the administration thereof. No Employee, Participant, Former Participant or their Beneficiaries, or any other person
having or claiming to have an interest in the Plan will be entitled to any notice or process. Any final judgment that may be entered in any such action or proceeding will be binding and conclusive on all persons having or claiming to have any
interest in the Plan. 

  

					
		 	9	 	ACSS 401(k) Plan

	2.6	Indemnification 

 To the
fullest extent permitted by law, the Employer agrees to indemnify, to defend, and hold harmless the members of the Committee, individually and collectively, against any liability whatsoever for any action taken or omitted by them in good faith in
connection with the Plan or their duties hereunder and for any expenses or losses for which they may become liable as a result of any such actions or non-actions unless resultant from their own gross negligence or willful misconduct as determined by
the Board of Managers, and the Employer shall purchase insurance for the Committee to cover any of their potential liabilities with regard to the Plan and Trust. 

  

					
		 	10	 	ACSS 401(k) Plan

 ARTICLE III 
 PARTICIPATION 
  

	3.1	General Conditions of Eligibility 

  

	 	(a)	Each Employee who is scheduled to work at least 20 hours each week in the year shall be eligible to participate in the Plan immediately. Each Employee who is scheduled
to work fewer than 20 hours each week in the year shall be eligible to participate in the Plan and make Employee Contributions on the day after the Employee completes one Year of Service. A Year of Service means a computation period during which the
Employee completes 1,000 Hours of Service. The first computation shall be the 12-month-period beginning on the date on which the Employee first completes one Hour of Service. If the Employee does not complete 1000 Hours of Service during the first
computation period, the following computation periods shall be the calendar year beginning with the calendar year that includes the last day of the first computation period. 

 

	 	(b)	An Employee shall be eligible to participate in the Plan only during those periods during which the Employee is in the Service of an Employer. 

 

	 	(c)	A Participant who remains employed with an Employer, but who ceases to be an Employee because of a change in employment status shall become a Former Participant.
Accounts of all Former Participants shall (unless liquidated) continue to be adjusted by other amounts properly credited or debited to such Accounts pursuant to Article VI of the Plan. 

 

	3.2	Election to Participate 

Each Employee shall become a Participant only upon making proper electronic application in accordance with procedures established by the
Committee and the Recordkeeper. 
  

	3.3	Transfer to Non-Covered Status 

 In the event a Participant is transferred to Non-Covered Status, no further contributions shall be made on behalf of the Participant. The Participant shall continue to receive vesting credit under the
Plan for service in Non-Covered Status. 
  

	3.4	Eligibility upon Re-employment 

 A Participant who terminates employment with the Employer and is reemployed by any Employer shall again become a Participant as of the date on which he or she again becomes an Employee, provided he or she
makes proper application. 

  

					
		 	11	 	ACSS 401(k) Plan

	3.5	Service Under Elapsed Time Method 

  

	 	(a)	A Period of Service begins on the date the Employee first completes an Hour of Service or the date on which the Employee completes an Hour of Service following a Period
of Severance and ends on his or her Severance from Service Date. 

  

	 	(b)	Service shall not be credited on or after any Severance from Service Date. As of a Severance from Service Date, the Participant shall become a Former Participant. A
Severance from Service Date is the earlier of (1) the date on which the Employee quits, retires, is discharged or dies, or (2) the first anniversary of the first date of a period in which the Employee remains absent from Service with the
Employer for any reason other than quit, retirement, discharge or death. If a quit, retirement, death, or termination occurs following an absence for any other reason (such as leave, or lay-off), but before a Period of Severance has occurred, then a
Severance from Service Date will occur as of the quit, retirement, death or termination. Notwithstanding the preceding, if an Employee quits, retires, or terminates, and returns to active employment within 12 months of his initial Severance from
Service Date, then his entire Period of Severance will be credited as a Period of Service for eligibility and vesting purposes, although not for contribution purposes. 

 

	 	(c)	A Period of Severance is the time between the Employee’s Severance from Service Date and the date the Employee again performs an Hour of Service with the Employer
or an Affiliate. If an Employee’s absence is due to maternity or paternity leave, a Period of Severance shall begin on the first anniversary of the Employee’s Severance from Service Date. A maternity or paternity leave of absence means an
absence from work for any period by reason of the Employee’s pregnancy, birth of the Employee’s child, placement of a child with the Employee in connection with the adoption of such child, or any absence for the purpose of caring for such
child for a period immediately following such birth or placement. 

  

	 	(d)	Should an Employee who is not vested in all his Accounts incur a Period of Severance, and again become an Employee, the Periods of Service earned before and after the
Period of Severance shall be aggregated. 

  

	3.6	Qualified Military Service 

Notwithstanding any provision of this Plan to the contrary, contributions, benefits and service credit with respect to “qualified
military service,” as defined in Code Section 414(u)(5), will be provided in accordance with Code Section 414(u). 

  

					
		 	12	 	ACSS 401(k) Plan

	3.7	FMLA 

 To the extent
required by the Family Medical Leave Act of 1993, 29 U.S.C. § 2601 et al., Service shall include any period for which an Employee is regularly scheduled to work but is absent for a family or medical leave of absence. 

  

					
		 	13	 	ACSS 401(k) Plan

 ARTICLE IV 
 CONTRIBUTIONS 
  

	4.1	Pre-Tax Contributions 

  

	 	(a)	A Participant who is a Non-Highly Compensated Employee may elect to have Pre-Tax Contributions deducted from his or her Compensation for each pay period in an amount
elected by the Participant, which may be equal to any whole percentage of the Participant’s Compensation for each such pay period not to exceed 25 percent of his or her Compensation (or such other percentage as may be designated by the
Employer, in writing, without formal plan amendment). A Participant who is a Highly Compensated Employee may elect to have Pre-Tax Contributions deducted from his or her Compensation for each pay period in an amount elected by the Participant, which
may be equal to any whole percentage of the Participant's Compensation for each such pay period not to exceed 6 percent of his or her Compensation (or such other percentage as may be designated by the Employer, in writing, without formal plan
amendment). 

  

	 	(b)	A Participant may change the amount of, or suspend, his or her Pre-Tax Contributions as of any date. 

 

	 	(c)	A Participant who has suspended his or her Pre-Tax Contribution may resume making Pre-Tax Contributions as of any date after such suspension. 

 

	 	(d)	Any election described in this Section 4.1 shall be made with the Recordkeeper in accordance with the procedures established by the Committee and the Recordkeeper,
and shall be effective as soon as administratively feasible after receipt by the Recordkeeper. 

  

	4.2	After-Tax Contributions 

A Participant who is a Non-Highly Compensated Employee may elect to have After-Tax Contributions deducted from his or her Compensation for
each pay period in an amount elected by the Participant, which may be equal to any whole percentage of the Participant’s Compensation for each such pay period not to exceed 25 percent of his or her Compensation (or such other percentage as may
be designated by the Employer, in writing, without formal plan amendment) less the amount of the Participant's Pre-Tax Contributions for such pay period. A Participant who is a Highly Compensated Employee may elect to have After-Tax Contributions
deducted from his or her Compensation for each pay period in an amount elected by the Participant, which may be equal to any whole percentage of the Participant’s Compensation for each such pay period not to exceed 6 percent of his or her
Compensation (or such other percentage as may be designated by the Employer, in writing, without formal plan amendment), less the amount of the Participant’s Pre-Tax Contributions for such pay period. An election to make After-Tax Contributions
shall be made in accordance with procedures established by the Committee and the Recordkeeper, and shall be effective as soon as administratively feasible after receipt by the Recordkeeper. 

  

					
		 	14	 	ACSS 401(k) Plan

	4.3	Catch-Up Contributions 

 A
Participant who is at least age 50 by December 31 of a calendar year may elect to have Catch-Up Contributions deducted from his or her Compensation in an amount elected by the Participant, which may be equal to any whole percentage not to
exceed the 50 percent of his or her Compensation for a pay period (or such other percentage as may be designated by the Employer, in writing, without formal plan amendment). An election to make Catch-Up Contributions will be subject to the rules of
Section 4.1(b), (c) and (d). 
  

	4.4	Matching Contributions 

  

	 	(a)	Less Than A Five Year Period of Service. With respect to an eligible Participant who has a Period of Service of less than five years and who makes Pre-Tax
Contributions, After-Tax Contributions or Catch-Up Contributions for a payroll period, the Employer shall make a Matching Contribution in an amount equal to 50 percent of the Participant’s aggregate Pre-Tax Contributions and After-Tax
Contributions up to 8 percent (6 percent for a Participant who is a Highly Compensated Employee) of Compensation for the payroll period and an additional Matching Contribution in an amount equal to 50 percent of the Participant’s Catch-Up
Contributions up to 8 percent (6 percent for a Participant who is a Highly Compensated Employee) of Compensation for the payroll period. 

  

	 	(b)	At Least A Five Year Period of Service. With respect to an eligible Participant who has a Period of Service of at least five years and who makes Pre-Tax
Contributions, After-Tax Contributions or Catch-Up Contributions for a payroll period, the Employer shall make a Matching Contribution in an amount equal to 100 percent of the Participant's aggregate Pre-Tax Contributions and After-Tax Contributions
up to 8 percent (6 percent for a Participant who is a Highly Compensated Employee) of Compensation for the payroll period and an additional Matching Contribution in an amount equal to 100 percent of the Participant’s Catch-Up Contributions up
to 8 percent (6 percent for a Participant who is a Highly Compensated Employee) of Compensation for the payroll period. 

  

	 	(c)	 Employees hired on or after July 1, 2007. With respect to an eligible Participant whose employment with the Employer begins on or after
July 1, 2007, and who makes Pre-Tax Contributions or After-Tax Contributions for a payroll period, the Employer shall make a Matching Contribution in an amount equal to 75 percent of the Participant’s aggregate Pre-Tax Contributions and
After-Tax Contributions up to 8 percent of 

  

					
		 	15	 	ACSS 401(k) Plan

 
Compensation for the payroll period for the first five years of Service and 100 percent of the Participant’s aggregate Pre-Tax Contributions and After-Tax Contributions up to 8 percent of
Compensation for the payroll period for all subsequent years of Service. 
  

	4.5	Rollover Contributions 

An Employee may make a Rollover Contribution at any time regardless of whether the Employee has met the eligibility requirements and
regardless of whether the Employee has elected to make Pre-Tax Contributions or After-Tax Contributions. A Rollover Contribution shall be paid to the Trustee in cash. The Committee shall develop such procedures and require such information from an
individual desiring to make a Rollover Contribution as it deems necessary or desirable to determine that the proposed contribution will meet the requirements for a Rollover Contribution as set forth in the Plan and the Code, and for the return of
Rollover Contributions, and the earnings and losses thereon, which have been determined to have been invalidly made. 
  

	4.6	Suspension of Contributions Upon Transfer to Non-Covered Status 

 In the event a Participant is transferred to Non-Covered Status, the Participant shall become a Former Participant and his or her Employee Contributions, if any, shall be automatically suspended as of the
date of such transfer. 
  

	4.7	Timing of Contributions to Trust 

  

	 	(a)	The Employer shall pay to the Trust an amount equal to the Participant’s Employee Contributions as soon as practicable after such amounts are deducted from their
remuneration, but not later than required under applicable law. 

  

	 	(b)	The Employer shall pay to the Trust an amount equal to the Matching no later than the time prescribed by law for filing the Employer’s Federal income tax return,
including extensions, for the year for which the contributions are made. 

  

	 	(c)	Employee Contributions shall be made in cash. 

  

	4.8	Method by Which Contributions are Made to the Trust 

 Matching Contributions shall be made in shares of L-3 Stock. Employee Contributions shall be made in cash. 
  

	4.9	Qualified Non-Elective Contributions 

  

	 	(a)	The Employer may make Qualified Non-Elective Contributions and Qualified Matching Contributions, as defined in subsections (b) and (c) below, on behalf of
Participants who are Non-Highly Compensated Employees. The Qualified Non-Elective Contributions and Qualified Matching Contributions, if any, will be allocated to Participants who are Non-Highly Compensated Employees in accordance with Treas. Reg.
1.401(k)-2(a)(6) and 1.401(m)-2(a)(g), respectively. 

  

					
		 	16	 	ACSS 401(k) Plan

	 	(b)	“Qualified Non-Elective Contributions” shall mean contributions other than Qualified Matching Contributions, made by the Employer that are nonforfeitable when
made to the Plan and are subject to the same distribution rules as Pre-Tax Contributions, provided that Qualified Non-Elective Contributions shall not be eligible for hardship withdrawals. 

 

	 	(c)	Qualified Matching Contributions” means Matching Contributions that are nonforfeitable when made to the Plan and that are distributable only in accordance with the
distribution provisions (other than for hardships) applicable to Pre-Tax Contributions. 

  

					
		 	17	 	ACSS 401(k) Plan

 ARTICLE V 
 LIMITATIONS ON CONTRIBUTIONS 
  

	5.1	Suspension of Contributions Upon Reaching the Savings Maximum 

  

	 	(a)	A Participant’s Pre-Tax Contributions shall automatically be suspended when the aggregate amount of such Pre-Tax Contributions for any Plan Year equals the maximum
amount permitted under Section 402(g) of the Code. A Participant whose Pre-Tax Contributions have been suspended pursuant to paragraph (a) shall automatically have Pre-Tax Contributions deducted from his or her Compensation as of the first
day of the next succeeding Plan Year at the same deferral percentage as the Participant had most recently elected prior to such suspension, provided that the Participant has not made an election to make After-Tax Contributions at any time after the
date that the Pre-Tax Contributions were suspended and further provided that the Participant has not made an election to make Pre-Tax Contributions in a different amount. A Participant who, after reaching the maximum amount permitted under
Section 402(g) of the Code, makes an election to make After-Tax Contributions, shall not have Pre-Tax Contributions automatically deducted from his or her Compensation for the next Plan Year until such Participant makes a new salary deferral
election for such next Plan Year. 

  

	 	(b)	A Participant’s Catch-Up Contributions shall automatically be suspended when the aggregate amount of such Catch-Up Contributions for any Plan Year equals the
maximum amount permitted under Section 414(v) of the Code. A Participant whose Catch-Up Contributions have been suspended must make a new election to make Catch-Up Contributions for the Plan Year. 

 

	5.2	Return of Excess Deferrals 

If the aggregate of the Participant’s Pre-Tax Contributions or Catch-Up Contributions to this Plan and any other plan to which the
Participant makes elective deferrals as defined in Section 402(g)(3) of the Code for any Plan Year exceeds the maximum amount permitted under Section 402(g) or 414(v) of the Code for such Plan Year, the Participant may notify the
Recordkeeper no later than the date established by the Recordkeeper of the amount of the excess deferrals to be assigned to the Plan. If there are excess deferrals that arise by taking into account only those Pre-Tax Contributions or Catch-Up
Contributions to this Plan, the Participant shall be deemed to have notified the Recordkeeper of such excess deferrals. Upon receipt of such notice (or deemed notice), the Recordkeeper shall cause an amount of Pre-Tax Contributions or Catch-Up
Contributions equal to the excess deferrals allocated to the Plan and the income allocable thereto to be distributed to such Participant prior to April 15 of such following Plan Year. Pre-Tax Contributions or Catch-Up Contributions for which
the Employer does not makes a Matching Contribution shall be returned before Pre-Tax Contributions for which a Matching Contribution has been made. Excess deferrals to 

  

					
		 	18	 	ACSS 401(k) Plan

 be distributed for a taxable year will be reduced by excess contributions previously
distributed under Section 5.3(b) for the Plan Year beginning in such taxable year. For purposes of this Section, the term “excess deferrals” with respect to Pre-Tax Contributions means a Participant’s Pre-Tax Contributions to this
Plan and to a plan maintained by any other employer that, in the aggregate, exceed the maximum amount permitted under Section 402(g) of the Code. For purposes of this Section, the term “excess deferrals” with respect to Catch-Up
Contributions means a Participant's Catch-Up Contributions to the Plan and to a plan maintained by any other employer that, in the aggregate, exceed the maximum amount permitted under Section 414(v) of the Code. 

 

	5.3	Section 401(k) Limit on Pre-Tax Contributions 

  

	 	(a)	The Committee shall determine, during and as of the end of each Plan Year, the Actual Deferral Percentages relevant for purposes of this Section based on the actual and
projected rate for each Participant of his Compensation and Pre-Tax Contributions for the remainder of the Plan Year. If, based on such determination, the Committee concludes that a reduction in the Pre-Tax Contributions for any Participant is
necessary or advisable in order to comply with the limitations of paragraph (1) or (2) below, it shall so notify each affected Participant. In such event, the maximum allowable Pre-Tax Contributions shall be reduced in accordance with the
direction of the Committee, and the contribution election of each Participant affected by such determination shall be modified accordingly. 

  

	 	(1)	The Actual Deferral Percentage (as defined below) for the group of Highly Compensated Employees is not more than the Actual Deferral Percentage for the group of
Non-Highly Compensated Employees multiplied by 1.25. 

  

	 	(2)	The Actual Deferral Percentage for the group of Highly Compensated Employees is not more than the Actual Deferral Percentage for the group of Non-Highly Compensated
Employees multiplied by 2.0 and is not more than 2 percentage points more than the Actual Deferral Percentage for the group of Non-Highly Compensated Employees. 

 

	 	(3)	For the purposes of paragraphs (1) and (2) above: 

  

	 	(A)	The “Actual Deferral Percentage” for a specified group of Participants for a Plan Year shall be the average of the ratios (calculated separately for each
Participant in such group and rounded to the nearest 0.01%) of 

  

	 	(i)	the amount of Pre-Tax Contributions and Qualified Non-Elective Contributions-on behalf of each such Participant for such Plan Year (including the amount of any Excess
Deferrals distributed to a Participant), to 

  

	 	(ii)	such Participant’s Compensation for such Plan Year. 

  

					
		 	19	 	ACSS 401(k) Plan

	 	(B)	For the purposes of the Actual Deferral Percentage test only, “Participant” means any Employee who is eligible to participate in the Plan for part or all of
the applicable Plan Year. 

  

	 	(b)	If the limits of Section 5.4(a) are not met and the Employer does not make Qualified Non-Elective Contributions (as defined in Section 4.9(b)) for the Plan
Year, any “excess contributions” for the Plan Year shall be distributed in cash to the Highly Compensated Employees on whose behalf they were paid into the Plan, no later than two and one-half months after the end of such Plan Year, if at
all possible, and in any event no later than the close of such following Plan Year. The amount distributed to any such Participant shall be increased or decreased by a pro rata share of the net income or loss attributable to such “excess
contributions” as determined by the Committee in accordance with applicable regulations. If such Participant's excess contributions are invested in more than one Investment Fund, such distribution shall be made pro rata, to the extent
practicable, from all such Investment Funds. For purposes of this Section 5.3(b), “excess contributions” means, with respect to any Plan Year, the excess of (1) the aggregate amount of Pre-Tax Contributions actually paid into the
Plan on behalf of Highly Compensated Employees for such Plan Year, over (2) the maximum amount of such contributions permitted for such Plan Year under the limitations set forth above, determined by reducing the amount of Pre-Tax Contributions
on behalf of Highly Compensated Employees in the order of their highest Actual Deferral Percentages until the requirements of Section 5.3(a) are satisfied. Excess contributions to be distributed for a taxable year will be reduced by excess
deferrals previously distributed under Section 5.2 for the Plan Year beginning in such taxable year. Any Employer Matching Contributions made with respect to excess contributions shall be forfeited. Forfeitures shall be applied to reduce
contributions that the Employer is required to pay into the Plan and to pay Plan expenses. 

  

	 	(c)	The rules of Section 401(k)(3) and Treasury Regulation Section 1.401(k)-1 are hereby incorporated by reference. 

  

					
		 	20	 	ACSS 401(k) Plan

	5.4	Section 401(m) Limit on Matching Contributions 

  

	 	(a)	The Committee shall determine, during and as of the end of each Plan Year, the Contribution Percentage relevant for purposes of this Section, based on the actual and
projected rate for each Participant of his or her Compensation, Matching Contributions, and After-Tax Contributions. If, based on such determination, the Committee concludes that a reduction in Matching Contributions or After-Tax Contributions made
for any Participant is necessary or advisable in order to comply with the limitations of paragraph (1) or (2) below, it shall so notify each affected Participant. In such event, the maximum allowable Matching Contributions and After-Tax
Contributions shall be reduced in accordance with the direction of the Committee. 

  

	 	(1)	The Actual Contribution Percentage (as defined below) for the group of Highly-Compensated Employees is not more than the Actual Contribution Percentage for the group of
Non-Highly Compensated Employees multiplied by 1.25. 

  

	 	(2)	The Actual Contribution Percentage for the group of Highly Compensated Employees is not more than the Actual Contribution Percentage for the group of Non-Highly
Compensated Employees multiplied by 2.0 and is not more than 2 percentage points more than the Actual Contribution Percentage for the group of Non-Highly Compensated Employees. 

 

	 	(3)	For the purposes of paragraphs (1) and (2) above: 

  

	 	(A)	The “Actual Contribution Percentage” for a specified group of Participants for a Plan Year shall be the average of the ratios (calculated separately for each
Participant in such group and rounded to the nearest 0.01%) of 

  

	 	(i)	the amount of Matching Contributions, After-Tax Contributions and Qualified Matching Contributions on behalf of each such Participant for such Plan Year (including the
amount of any Excess Deferrals distributed to a Participant), to 

  

	 	(ii)	such Participant's Compensation, for such Plan Year. 

  

	 	(B)	For the purposes of the Actual Contribution Percentage test only, “Participant” means any Employee who is eligible to participate in the Plan for part or all
of the applicable Plan Year. 

  

	 	(b)	If the limits of Section 5.4(a) are not met and the Employer does not make Qualified Matching Contributions for the Plan Year (as defined in Section 4.9(c)),
any “excess aggregate contributions” for the Plan Year shall be distributed in cash to the Highly Compensated Employees on whose behalf 

  

					
		 	21	 	ACSS 401(k) Plan

	 	
they were paid into the Plan, no later than two and one-half months after the end of such Plan Year, if at all possible, and in any event no later than the close of such following Plan Year. The
amount distributed to any such Participant shall be increased or decreased by a pro rata share of the net income or loss attributable to such “excess aggregate contributions” as determined by the Committee in accordance with applicable
regulations. If such Participant's excess aggregate contributions are invested in more than one Investment Fund, such distribution shall be made pro rata, to the extent practicable, from all such Investment Funds. For purposes of this Section
5.4(b), “excess aggregate contributions” means, with respect to any Plan Year, the excess of (1) the aggregate amount of Matching Contributions or After-Tax Contributions actually paid into the Plan on behalf of Highly Compensated
Employees for such Plan Year, over (2) the maximum amount of such contributions permitted for such Plan Year under the limitations set forth above, determined by reducing the amount of Matching Contributions and After-Tax Contributions on behalf of
Highly Compensated Employees in the order of their highest Actual Contribution Percentages until the requirements of Section 5.4(a) are satisfied. 

  

	 	(c)	The rules of Section 401(m)(2) and Treasury Regulation Section 1.401(m)-1 are hereby incorporated by reference. 

 

	5.5	Annual Additions Limit 

  

	 	(a)	Notwithstanding any other provision of the Plan to the contrary, the maximum amount of annual additions which may be credited to a Participant’s Accounts for any
Plan Year shall not exceed the lesser of (1) $40,000 as adjusted for increases in the cost-of-living in accordance with regulations prescribed by the Secretary of Treasury; provided, however, that no such increase in the maximum dollar amount
shall become effective until January 1 of the applicable calendar year and shall apply beginning with the Plan Year coincident with such calendar year); or (2) 100% (or such other percentage as determined in accordance with the Code) of
the Participant’s Section 415 earnings (as defined in paragraph (d) of this Section) for such Plan Year. For the purpose of this paragraph, a Participant’s “annual additions” for any Plan Year shall mean the sum of
(A) employer contributions and forfeitures allocable to a Participant under all plans (or portions thereof) maintained by an Employer or an Affiliate subject to Section 415(c) of the Code, (B) the Participant’s employee
contributions under all such plans (or portions thereof), and (C) amounts described in Section 419A(d)(2) of the Code (relating to post-retirement medical benefits of key employees) or allocated to a pension plan individual medical account
described in Section 415(1) of the Code, to the extent includible for purposes of Section 415(c)(2) of the Code. A Participant's employee contributions shall be determined without regard to (i) any rollover contributions,
(ii) any repayments of loans, or (iii) any prior distributions repaid upon the exercise of buy-back rights. Employer and 

  

					
		 	22	 	ACSS 401(k) Plan

 
employee contributions taken into account as Annual Additions shall include “excess contributions” as defined in Section 401(k)(8)(B) of the Code, “excess aggregate
contributions” as defined in Section 401(m)(6)(B) of the Code, and “excess deferrals” as described in Section 402(g) of the Code, regardless of whether such amounts are distributed or forfeited (except to the extent such “excess
deferrals” are distributed to the Participant before the end of the taxable year of the Participant in which such deferrals were made). 
  

	 	(b)	If, as a result of the allocation of forfeitures, a reasonable error in estimating a Participant’s annual compensation, a reasonable error in determining the
amount of elective deferrals for a Participant, or other facts and circumstances permitted by Commissioner of the Internal Revenue Service, the Annual Additions to the Accounts of a Participant for any Plan Year would exceed the limitations set
forth in subsection (a), such Participant’s Annual Additions for such Plan Year shall be reduced by the amount required to eliminate such excess in the following order: 

 

	 	(1)	After-Tax Contributions for which no Matching Contributions were made; 

  

	 	(2)	Pre-Tax Contributions for which no Matching Contributions were made; 

  

	 	(3)	After-Tax Contributions for which Matching Contributions were made and the Matching Contributions with respect to such After-Tax Contributions; and

  

	 	(4)	Pre-Tax Contributions for which Matching Contributions were made and the Matching Contributions with respect to such Pre-Tax Contributions. 

To the extent contributions on behalf of a Participant are required to be reduced in order to meet the requirements of subsection
(a) above, (A) such After-Tax Contributions shall be returned to the Participant as soon as practicable thereafter and (B) to the extent that Treas. Reg. § 1.415-6(b)(6)(iv) is applicable, the Participant’s Pre-Tax
Contributions shall be returned to the Participant as soon as practicable, and otherwise, (C) the balance of the contributions not described in paragraphs (A) and (B) and forfeitures shall be credited to a suspense account which shall
be used as soon as practicable thereafter to reduce future Employer contributions. 
  

	 	(c)	For the purposes of this Section, this Plan and all other defined contribution plans (as defined in Section 414(i) of the Code) maintained by the Employer, or an
Affiliate (whether or not terminated) shall be treated as one defined contribution plan. 

  

					
		 	23	 	ACSS 401(k) Plan

	 	(d)	For purposes of this Section, the following terms shall have the meanings set forth below: 

 

	 	(1)	a Participant’s “Section 415 earnings” means wages, salaries, and fees for professional services and other amounts received for personal services
actually rendered in the course of employment with the Employer or an Affiliate up to, but not in excess of, the limit in Section 401(a)(17) of the Code in effect for that Plan Year (as adjusted for cost of living in accordance with that Code
Section), including, but not limited to, commissions paid to salesmen, compensation for services on the basis of a percentage of profits, commissions on insurance premiums, tips, bonuses, and Pre-Tax Contributions and any employee contributions made
under a plan maintained by the Employer pursuant to Sections 125, 132(f)(4) or 401(k) of the Code, and excluding Employer contributions to a plan of deferred compensation which are not includible in the Participant’s gross income for the
taxable year in which contributed, or Employer contributions under a simplified employee pension plan to the extent such contributions are deductible by the Participant, or any distributions from a plan of deferred compensation; amounts realized
from the exercise of a non-qualified stock option, when restricted stock (or property) held by the Participant either becomes freely transferable or is no longer subject to a substantial risk of forfeiture; amounts realized from the sale, exchange
or other disposition of stock acquired under an incentive stock option; and other amounts which receive special tax benefits, or contributions made by the Employer (whether or not under a salary reduction agreement) towards the purchase of an
annuity described in Section 403(b) of the Code (whether or not the amounts are actually excludible from the gross income of the Participant). Amounts under Section 125 of the Code shall include amounts not available to a Participant
in cash in lieu of group health coverage because the Participant is unable to certify that he or she has other health coverage. An amount will be treated as an amount under Section 125 of the Code only if the Employer does not request or
collect information regarding the Participant’s other health coverage as part of the enrollment process for the health plan. 

  

	 	(2)	“Qualified Nonelective Contributions” means contributions other than Matching Contributions or Qualified Matching Contributions) made by the Employer and
allocated to participants’ accounts that the participants may not elect to receive in cash until distributed from the Plan; that are nonforfeitable when made to the Plan; and that are distributable only in accordance with the distribution
provisions (other than for hardships) applicable to Pre-Tax Contributions. 

  

					
		 	24	 	ACSS 401(k) Plan

	 	(3)	“Qualified Matching Contributions” means Matching Contributions that are nonforfeitable when made to the Plan and that are distributable only in accordance
with the distribution provisions (other than for hardships) applicable to Pre-Tax Contributions. 

  

					
		 	25	 	ACSS 401(k) Plan

 ARTICLE VI 
 PARTICIPANTS’ ACCOUNTS 
  

	6.1	Establishment of Accounts 

The Committee shall establish and maintain the following Accounts for each Participant to the extent applicable: 

 

	 	(a)	Pre-Tax Contribution Account for each Participant who makes Pre-Tax Contributions; 

 

	 	(b)	After-Tax Contribution Account for each Participant who makes After-Tax Contributions; 

 

	 	(c)	Catch-Up Contribution Account for each Participant who makes Catch-Up Contributions; 

 

	 	(c)	Matching Contribution Account for each Participant for whom Matching Contributions are made; 

 

	 	(d)	Rollover Contribution Account for each Participant who makes Rollover Contributions; and 

 

	 	(e)	Such other Accounts as may be necessary to record any other types of contributions made on behalf of a Participant. 

 

	6.2	Accounts In Investment Funds 

 A Participant’s Accounts shall be invested in the applicable Investment Funds in accordance with the provisions of Article VII. 

 

	6.3	How Accounts are Valued 

  

	 	(a)	The value of a Participant’s Accounts shall be determined as of the close of each Valuation Date. 

 

	 	(b)	The value of a Participant’s Account as of any Valuation Date shall first be decreased by any withdrawals, loans or distributions from the Account made on such
Valuation Date and then increased or decreased by the Account’s pro rata share of income, expense, gains for such Valuation Date. 

  

					
		 	26	 	ACSS 401(k) Plan

 ARTICLE VII 
 INVESTMENT OF CONTRIBUTIONS; TRANSFERS BETWEEN FUNDS 
  

	7.1	Participant Directed Investments 

  

	 	(a)	A Participant shall have the right to direct the investment of Employee Contributions to be made on his or her behalf in one or more of the Investment Funds (excluding
a Prior Company Stock Fund) in multiples of 1% (or such greater percentage as determined by the Committee), provided that, if no election is in effect, or made, such amounts shall be invested in a fund that has as its objective the preservation of
capital, as determined by the Committee. An investment election with respect to Employee Contributions will be effective for all Employee Contributions made after the date of the election and will remain in effect until the Participant files a new
investment election. A Participant may, at any time, elect to transfer part or all of the value of his or her Employee Contribution Account balance among the Investment Funds (excluding a Prior Company Stock Fund) in multiples of 1% (or such greater
percentage as determined by the Committee). 

  

	 	(b)	With respect to Employer Contributions that are made in L-3 Stock pursuant to Section 4.8, a Participant shall have the right to transfer part or all of his or her
Employer Contribution Account balance attributable to such Employer Contributions in one or more of the Investment Funds (excluding a Prior Company Stock Fund) in multiples of 1% (or such greater percentage as determined by the Committee). An
investment election with respect to Employer Contributions will be effective for the Employer Contributions credited to the Participant’s Employer Contributions Account on the date the election is made. Employer Contributions that are made in
L-3 Stock after the date of the election will remain invested in the L-3 Stock Fund until the Participant makes an election to transfer such Employer Contributions out of the L-3 Stock Fund. 

 

	 	(c)	A Participant shall have the right to direct the investment of his or her Rollover Contributions in one or more of the Investment Funds (excluding a Prior Company Stock
Fund) in multiples of 1% (or such greater percentage as determined by the Committee), provided that, if no election is in effect, or made, such amounts shall be invested in a fund that has as its objective the preservation of capital, as determined
by the Committee. A separate election must be made for each Rollover Contribution. A Participant may, at any time, elect to transfer part or all of the value of his or her Rollover Contributions Account balance among the Investment Funds (excluding
a Prior Company Stock Fund) in multiples of 1% (or such greater percentage as determined by the Committee). 

  

					
		 	27	 	ACSS 401(k) Plan

	 	(e)	Investment elections shall be made electronically with the Recordkeeper in accordance with the procedures established by the Committee and Recordkeeper, and shall be
effective as soon as administratively feasible after receipt by the Recordkeeper; provided, however, that the initial investment election for a Rollover Contribution shall be made in writing. 

 

	7.2	Limitation or Suspension of Transaction and Limitation of Daily Securities Trading 

Notwithstanding any other provision of this Article VII, the Employer shall, in its sole discretion, limit or suspend any or all
investment fund transfers, withdrawals, distributions and loans, including subsequent investment fund transfers, withdrawals, distributions and loans elected prior to the determination of such limitation or suspension, in the event the Employer
determines, in its sole discretion, that such action is in the best interest of the Plan or the Participants. The Trustee or the Investment Manager for a specific Investment Fund may, in its sole discretion, limit the daily volume of its purchases
or sales of securities for the Trust. 

  

					
		 	28	 	ACSS 401(k) Plan

 ARTICLE VIII 
 VESTING 
  

	8.1	Full Vesting in Employee Contribution Accounts 

 A Participant shall always be 100 percent vested in his or her Employee Contribution Account. 
  

	8.2	Vesting in Employer Contribution Accounts 

  

	 	(a)	A Participant shall become vested in his or her Matching Contribution Account in accordance with the following schedule: 

 

					
	 Completed Period
 of Service
	  	Vested Percentage	 
	 less than 1
	  	 	0	% 
	 1
	  	 	20	% 
	 2
	  	 	40	% 
	 3
	  	 	60	% 
	 4
	  	 	80	% 
	 5 or more
	  	 	100	% 

  

	 	(b)	Notwithstanding subsection (a) above, a Participant shall become 100 percent vested in such Accounts on the earlier of (1) his or her Normal Retirement Date,
if the Participant is actively employed by the Employer (or an Affiliate) on that date, or (2) the date he or she terminates employment with the Employer (or an Affiliate) due to death or Total Disability. 

 

	 	(c)	Notwithstanding any other provision to the contrary, a Participant who is hired by the Employer on or after July 1, 2007 shall be fully vested in his or her
Matching Contribution Account. 

  

	8.3	Forfeitures 

  

	 	(a)	A Participant who incurs a Termination of Employment shall forfeit the nonvested portion of his or her Employer Contribution Account upon the earlier of the date the
Participant receives a distribution of his or her vested Account balance or the date the Participant incurs a five-year Period of Severance. Forfeitures shall be applied to reduce contributions that the Employer is required to pay into the Plan and
to pay Plan expenses. 

  

	 	(b)	 If a Participant incurs a forfeiture under subsection (a) and subsequently resumes employment with the Employer or an Affiliate before incurring a
five-year Period of Severance, the forfeited amount shall be restored if the 

  

					
		 	29	 	ACSS 401(k) Plan

	 	
Participant repays to the Trust an amount equal to his or her earlier distribution from those Accounts. Such a repayment must be made before the date that is 30 days after the fifth anniversary
of the Participant’s re-employment date. 

  

	 	(c)	Notwithstanding subsection (b), in the case of a Participant who has made a withdrawal from an Account and whose Termination of Employment occurs prior to the time the
Participant is 100 percent vested in such Account, the Participant’s vested interest in such Account, determined as of the Valuation Date coincident with his or her Termination of Employment, shall be determined in accordance with the following
formula: 

 Vested Interest = P (AB + D) - D 

Where P is the vested percentage as of such Valuation Date, AB is the amount credited to the Account as of such date, and D is the amount
of the prior withdrawals from the Account. 

  

					
		 	30	 	ACSS 401(k) Plan

 ARTICLE IX 
 WITHDRAWALS PRIOR TO TERMINATION OF SERVICE; LOANS 
  

	9.1	Withdrawals 

 A
Participant may make a withdrawal from his or her Accounts by providing notice to the Recordkeeper, in accordance with the provisions of this Article IX and the procedures established by the Committee and the Recordkeeper. 

 

	9.2	Withdrawal of After-Tax Contributions 

 A Participant may elect to withdraw part or all of the amount credited to his or her After-Tax Contribution Account at any time. 

 

	9.3	Withdrawal of Rollover Contribution Account 

 A Participant who has withdrawn the maximum amount permitted under Section 9.2 may elect to withdraw part or all of the amount credited to his or her Rollover Contribution Account at any time.

  

	9.4	Withdrawal of Vested Matching Contribution Account 

 A Participant who has attained age 55, and has withdrawn the maximum amount permitted under Sections 9.2 and 9.3 may withdraw all or a part of the amount credited to his or her vested Matching
Contribution Account. 
  

	9.5	Withdrawal of Pre-Tax Contributions 

  

	 	(a)	 A Participant who has attained age 59 1/2 and has withdrawn the maximum amount permitted under Sections 9.2, 9.3 and 9.4
may withdraw part or all of the amount credited to his or her Pre-Tax Contribution Account. 

  

	 	(b)	 A Participant who has not attained age 59 1/2 may withdraw part or all of the amount credited to his or her Pre-Tax
Contribution Account only as provided in Section 9.6. 

  

	9.6	Hardship Withdrawals 

  

	 	(a)	 A Participant who has not attained age 59 1/2 may take a hardship withdrawal of part or all of the amount credited to his or her Pre-Tax Contribution Account (but not
the earnings on Pre-Tax Contributions made after December 31, 1988), but only to the extent required to relieve such financial hardship. No such withdrawal shall be permitted unless the Participant has previously or concurrently withdrawn all
amounts available under Sections 9.2 through 9.4 and taken any loans available under Section 9.10. For purposes of this Section, a withdrawal is on account of “hardship” only if the distribution is made on

  

					
		 	31	 	ACSS 401(k) Plan

	 	
account of an immediate and heavy financial need of the Participant, and such distribution is necessary to satisfy such financial need (including the payment of federal, state and local income
taxes and penalties resulting from the hardship withdrawal). A withdrawal will be deemed to be made on account of an immediate and heavy financial need if the withdrawal is on account of: 

 

	 	(1)	unreimbursed, tax-deductible medical expenses incurred by the Participant, his or her spouse, children or dependents, or expenses necessary to obtain such past or
future medical care; 

  

	 	(2)	purchase (excluding mortgage payments) of the principal residence of the Participant; 

 

	 	(3)	payment of tuition for the next 12 months of post-secondary education for the Participant, his or her spouse, children or dependents; 

 

	 	(4)	the need to prevent the eviction of the Participant from his or her principal residence or foreclosure of the mortgage on the Participant’s principal residence;

  

	 	(5)	funeral expenses for a family member; or 

  

	 	(6)	such other events permitted under Section 401(k) of the Code. 

  

	 	(b)	A withdrawal will not be treated as necessary to satisfy an immediate and heavy financial need of a Participant to the extent that the amount of the withdrawal is in
excess of the amount required to relieve the financial need or to the extent such need may be satisfied from other resources reasonably available to the Participant, as shall be determined by the Committee in a uniform and non-discriminatory manner
on the basis of all the relevant facts and circumstances. A distribution will be deemed necessary to satisfy an immediate and heavy financial need of the Participant if the Committee relies on the Participant’s written representation that the
need cannot be relieved: 

  

	 	(1)	through reimbursement or compensation by insurance or otherwise; 

  

	 	(2)	by reasonable liquidation of the Participant’s assets (or those of his or her spouse or minor children) to the extent such liquidation does not create a financial
hardship; 

  

	 	(3)	by the Participant’s cessation of elective and voluntary contributions under the Plan; 

 

	 	(4)	by the Participant making other withdrawals or nontaxable loans from all plans in which he or she participates; or 

 

	 	(5)	by borrowing from commercial sources on reasonable commercial terms. 

  

	 	(c)	A Participant may not make any Pre-Tax Contributions for the six-month period following receipt of the hardship distribution. 

  

					
		 	32	 	ACSS 401(k) Plan

	9.7	Withdrawal of Catch-Up Contributions 

 A Participant may not make withdrawals from his or her Catch-Up Contribution Account. 
  

	9.8	Withdrawal Pro-Rata from Investment Funds 

 The amount withdrawn by a Participant under this Article shall be charged on a pro rata basis against the Investment Funds in which the Accounts from which the withdrawal is made are invested. 

 

	9.9	Timing of Withdrawal Payments 

  

	 	(a)	In the case of a withdrawal under Sections 9.2 through 9.5, the amount withdrawn will be paid to the Participant in a lump sum in cash as soon as practicable following
the date of the withdrawal request. 

  

	 	(b)	In the case of a hardship withdrawal under Section 9.6 the amount withdrawn will be paid to the Participant in a lump sum in cash as soon as practicable following
approval of the withdrawal. 

  

	 	(c)	No withdrawal of any type is available to Beneficiaries, Alternate Payees (as defined in Plan Section 14.4) or Former Participants. 

 

	9.10	Loans 

 A Participant may
take a loan from his or her Accounts other than the Catch-Up Contribution Account by making an application with the Recordkeeper in accordance with procedures established by the Committee and the Recordkeeper. 

 

	 	(a)	The maximum amount of any such loan shall be the lesser of (1) $50,000 reduced by the highest outstanding balance of any loan from the Plan during the one-year
period ending on the day before the date on which such loan is made, or (2) 50% of the value of the Participant’s vested Account balance under the Plan, excluding the balance attributable to Catch-Up Contributions.

  

	 	(b)	The minimum amount of any such loan shall be $1,000. A Participant may have one loan outstanding at any time. 

  

					
		 	33	 	ACSS 401(k) Plan

	 	(c)	A loan will be made from the Participant’s Accounts in the order determined by administrative procedures and from the Investment Funds in which such Accounts are
invested on a pro-rata basis. Immediately upon the loan being made, the Participant’s Account balance shall be reduced to reflect the outstanding loan balance. All repayments of principal and interest on the Participant’s note shall be
invested in the Investment Funds in accordance with the Participant's investment election which is in effect at the time of the repayment. If no election is in effect, or made, the repayments of principal and interest shall be invested in a fund
that has as its objective the preservation of capital, as determined by the Committee. 

  

	 	(d)	The note for any loan under subsection (a) shall bear interest at a reasonable rate as shall be determined by the Committee; provided, however, that such rate
shall not exceed the maximum rate permitted by law. Principal and interest under any such loan shall be repaid by any Participant who is an active Employee through payroll deductions; provided, however, that the Participant may prepay the entire
unpaid principal and accrued interest on any loan at any time. The term of such note shall not be for a period longer than five years; provided, however, that, if the proceeds of such loan are used to acquire the Participant’s principal
residence, the term of such note shall not be for a period longer than 30 years. Loan repayments while a Participant is on “qualified military service,” as defined in Code Section 414(u)(5), will be suspended in accordance with Code
Section 414(u). 

  

	 	(e)	Any loan to a Participant shall be secured by such Participant’s vested interest in his or her Accounts hereunder. As a condition of any such loan, the Participant
shall consent to such security interest. 

  

	 	(f)	A Participant who terminates employment may continue to repay any outstanding loan in accordance with procedures established by the Recordkeeper.

  

	 	(g)	Each Participant to whom a loan is made shall receive a statement of any administrative charges involved in such loan. This statement shall include the dollar amount
and annual interest rate of the finance charge. Such administrative charges may be changed within the sole discretion of the Committee, without formal Plan amendment. Such charges will be deducted from the borrower’s Account balance.

  

	 	(h)	Loans shall not be available to Beneficiaries, Alternate Payees (as defined in Section 14.4), or Former Participants (except as required by Department of Labor
regulations). 

  

					
		 	34	 	ACSS 401(k) Plan

 ARTICLE X 
 DISTRIBUTIONS 
  

	10.1	Payment Upon Termination of Employment 

  

	 	(a)	A Participant may elect to receive his or her vested account balance in either (1) a lump sum, or (2) monthly, quarterly or annual installments over a period that
is at least five years and not more than 20 years, or (3) a combination of the above. 

  

	 	(b)	If a Participant dies before benefit payments have begun, the Participant’s vested account balance shall be payable to the Participant’s Beneficiary in a lump
sum. If the Participant dies after installment payments have begun, the Participant’s Beneficiary shall continue to receive the installment payments over the remaining period of time elected by the Participant, provided, however, that the
Beneficiary may elect to receive the remaining vested Account balance in a lump sum. 

  

	10.2	Cash-Out 

 Notwithstanding
any other provision of this Plan to the contrary, if the Participant’s vested Account balance does not exceed $1,000, the vested Account balance shall be paid to the Participant in a lump sum as soon as practicable following the
Participant’s Termination of Employment, or to the Participant’s Beneficiary following the Participant’s death. 
  

	10.3	Application for Benefits 

Except as provided in Section 10.2, no benefits shall be paid to a Participant until an application therefor shall be made to the
Committee. Each application for benefits shall be made with the Recordkeeper in accordance with procedures established by the Committee and the Recordkeeper. 
  

	10.4	General Rules 

Notwithstanding any other provision of the Plan to the contrary: 

 

	 	(a)	 Subject to making an application in accordance with Section 10.3, the payment of benefits to a Participant or Beneficiary (in the event of the
Participant’s death) shall be made not later than the 60th day after the later of (1) the close of the Plan Year in which the Participant’s Termination of Employment occurs, (2) the close of the Plan Year in which the Participant’s 65th birthday occurs, or (3) the 10th anniversary of the year in which the Participant began participation
in the Plan. 

  

					
		 	35	 	ACSS 401(k) Plan

	 	(b)	 Payment of benefits to a Participant shall commence no later than April 1 following (1) the year in which the Participant attains age 70 1/2 or, (2) in the case of a Participant who is not a 5% owner of the Employer (or Affiliate), the year in which the Participant retires, in the minimum amount required under Section 401(a)(9) of the Code).

  

	 	(c)	If the Participant dies before payment of his or her benefits commences, the Participant’s entire interest in his or her Accounts shall be paid within five year of
the Participant’s death to the Participant’s Beneficiary. 

  

	10.5	Consent for Early Distributions 

 Payment of benefits to a Participant whose vested Account balance exceeds $1,000 shall not be made prior to the Participant’s Normal Retirement Date without the written consent of the Participant.

  

	10.6	Direct Rollover 

Notwithstanding any provision of the Plan to the contrary, a Distributee may elect, at the time and in the manner prescribed by the
Committee, to have any portion of an Eligible Rollover Distribution paid directly to an Eligible Retirement Plan specified by the Distributee. As used in this Section, the following terms shall have the meanings set forth below: 

 

	 	(a)	“Distributee” means a person who is (1) an Employee or former Employee, (2) the surviving spouse of an Employee or former Employee, or
(3) the spouse or former spouse of an Employee or former Employee who is the “alternate payee” under a “qualified domestic relations order”, as those terms are defined in Section 414(p) of the Code.

  

	 	(b)	“Eligible Retirement Plan” means an individual retirement account described in Section 408(a) of the Code, an individual retirement annuity
described in Section 408(b) of the Code, an annuity plan described in Section 403(a) of the Code, or a qualified trust described in Section 401(a) of the Code, that accepts the Distributee’s Eligible Rollover Distribution.
An eligible retirement plan shall also mean an annuity contract described in section 403(b) of the Code and an eligible plan under section 457(b) of the Code which is maintained by a state, political subdivision of a state, or any agency or
instrumentality of a state or political subdivision of a state and which agrees to separately account for amounts transferred into such plan from this Plan. 

 

	 	(c)	 “Eligible Rollover Distribution” means any distribution (or withdrawal) of all or any portion of the balance to the credit of the
Distributee, except that an Eligible Rollover Distribution does not include any distribution that is one of a series of substantially equal periodic payments made (not less frequently than annually) for the life (or life expectancy) of the
Distributee or the joint lives (or 

  

					
		 	36	 	ACSS 401(k) Plan

	 	
joint life expectancies) of the Distributee and the Distributee’s designated beneficiary, or for a specified period of ten years or more, any distribution to the extent such distribution is
required under Section 401(a)(9) of the Code, the portion of any distribution that is not includible in gross income (determined without regard to the exclusion for net unrealized appreciation with respect to employer securities), or a hardship
withdrawal under Section 9.6, or any other distribution that is reasonably expected to total less than $200 during the year. A portion of a distribution shall not fail to be an eligible rollover distribution merely because the portion consists of
After-Tax Contributions provided, however, such portion may be transferred only to an individual retirement account or annuity described in Section 408(a) or (b) of the Code that agrees to separately account for amounts so transferred, including
separately accounting for the portion of such distribution that is includible in gross income and the portion of such distribution that is not includible in gross income. 

 

	10.7	Distributions in Cash or Stock 

 Distributions to a Participant in the form of a lump sum or installments shall be in cash, provided that, to the extent the Participant’s Account is invested in the L-3 Stock Fund, the portion
invested in such Investment Funds shall be distributed in the form of cash or full shares of L-3 Stock, at the election of the Participant, with fractional shares paid in cash. In the absence of a Participant election, a Participant’s Account
having fewer than 10 shares of L-3 Stock will be distributed in cash and a Participant’s Account having 10 or more shares of L-3 Stock will be distributed in full shares of such stock, with fractional shares paid in cash. Distributions to a
Participant’s Beneficiary shall be in cash. 
  

	10.8	Minimum Required Distributions 

  

	 	(a)	General Rules. 

  

	 	(1)	Treasury Regulations Incorporated by Reference. All distributions required under this Section will be determined and made in accordance with the Treasury
regulations under section 401(a)(9) of the Code. 

  

	 	(b)	Time and Manner of Distribution. 

  

	 	(1)	Required Beginning Date. The Participant’s entire interest will be distributed, or begin to be distributed, to the Participant no later than the
Participant’s Required Beginning Date. 

  

	 	(2)	Death of Participant Before Distributions Begin. If the Participant dies before distributions begin, the Participant’s entire interest will be distributed
by December 31 of the calendar year containing the fifth anniversary of the Participant’s death. If the Participant’s surviving spouse is the Participant’s sole Designated Beneficiary and the surviving spouse dies after the
Participant but before distributions to the surviving spouse begin, this subsection (b)(2) will apply as if the surviving spouse were the Participant. 

  

					
		 	37	 	ACSS 401(k) Plan

	 	(3)	Forms of Distribution. Unless the Participant’s interest is distributed in a single sum on or before the Required Beginning Date, as of the first
Distribution Calendar Year, distributions will be made in accordance with subsections (c) and (d) of this Section 10.8. 

  

	 	(c)	Required Minimum Distributions During Participant’s Lifetime. 

  

	 	(1)	Amount of Required Minimum Distribution For Each Distribution Calendar Year. During the Participant’s lifetime, the minimum amount that will be distributed
for each Distribution Calendar Year is the lesser of: 

  

	 	(A)	the quotient obtained by dividing the Participant’s Account Balance by the distribution period in the Uniform Lifetime Table set forth in Treas. Reg.
§1.401(a)(9)-9, using the Participant’s age as of the Participant’s birthday in the Distribution Calendar Year; or 

  

	 	(B)	if the Participant’s sole Designated Beneficiary for the Distribution Calendar Year is the Participant’s spouse, the quotient obtained by dividing the
Participant’s Account Balance by the number in the Joint and Last Survivor Table set forth in §1.401(a)(9)-9, using the Participant’s and spouse’s attained ages as of the Participant’s and spouse’s birthdays in the
Distribution Calendar Year. 

  

	 	(2)	Lifetime Required Minimum Distributions Continue Through Year of Participant’s Death. Required minimum distributions will be determined under this
subsection (c) beginning with the first Distribution Calendar Year and up to and including the Distribution Calendar Year that includes the Participant’s date of death. 

 

	 	(d)	Required Minimum Distributions After Participant’s Death.  

  

	 	(1)	Death On or After Date Distributions Begin. 

  

	 	(A)	 Participant Survived by Designated Beneficiary. If the Participant dies on or after the date distributions begin and there is a Designated
Beneficiary, the minimum amount that will be distributed for each Distribution Calendar Year after the year of the Participant’s death is 

  

					
		 	38	 	ACSS 401(k) Plan

	 	
the quotient obtained by dividing the Participant’s Account Balance by the longer of the remaining Life Expectancy of the Participant or the remaining Life Expectancy of the
Participant’s Designated Beneficiary, determined as follows: 

  

	 	(i)	The Participant’s remaining Life Expectancy is calculated using the age of the Participant in the year of death, reduced by one for each subsequent year.

  

	 	(ii)	If the Participant’s surviving spouse is the Participant’s sole Designated Beneficiary, the remaining Life Expectancy of the surviving spouse is calculated
for each Distribution Calendar Year after the year of the Participant’s death using the surviving spouse’s age as of the spouse’s birthday in that year. For Distribution Calendar Years after the year of the surviving spouse’s
death, the remaining Life Expectancy of the surviving spouse is calculated using the age of the surviving spouse as of the spouse’s birthday in the calendar year of the spouse's death, reduced by one for each subsequent calendar year.

  

	 	(iii)	If the Participant’s surviving spouse is not the Participant’s sole Designated Beneficiary, the Designated Beneficiary’s remaining Life Expectancy is
calculated using the age of the beneficiary in the year following the year of the Participant’s death, reduced by one for each subsequent year. 

  

	 	(B)	No Designated Beneficiary. If the Participant dies on or after the date distributions begin and there is no Designated Beneficiary as of September 30 of the
year after the year of the Participant’s death, the minimum amount that will be distributed for each Distribution Calendar Year after the year of the Participant’s death is the quotient obtained by dividing the Participant’s Account
Balance by the Participant’s remaining Life Expectancy calculated using the age of the Participant in the year of death, reduced by one for each subsequent year. 

  

					
		 	39	 	ACSS 401(k) Plan

	 	(2)	Death Before Distributions Begin. If the Participant dies before distributions begin, the Participant’s entire interest will be distributed by December 31
of the calendar year containing the fifth anniversary of the Participant’s death. 

 If the
Participant’s surviving spouse is the Participant’s sole Designated Beneficiary and the surviving spouse dies after the Participant but before distributions to the surviving spouse begin, this subsection (d)(2) will apply as if the
surviving spouse were the Participant. 
  

	 	(e)	Definitions. 

  

	 	(1)	Designated Beneficiary. The individual who is designated as the beneficiary under the Plan and is the Designated Beneficiary under section 401(a)(9) of the
Internal Revenue Code and Treas. Reg. §1.401(a)(9)-1,Q&A-4. 

  

	 	(2)	Distribution Calendar Year. A calendar year for which a minimum distribution is required. For distributions beginning before the Participant’s death, the
first Distribution Calendar Year is the calendar year immediately preceding the calendar year which contains the Participant’s Required Beginning Date. For distributions beginning after the Participant’s death, the first Distribution
Calendar Year is the calendar year in which distributions are required to begin under subsection (b)(2). The required minimum distribution for the Participant’s first Distribution Calendar Year will be made on or before the Participant’s
Required Beginning Date. The required minimum distribution for other Distribution Calendar Years, including the required minimum distribution for the Distribution Calendar Year in which the Participant’s Required Beginning Date occurs, will be
made on or before December 31 of that Distribution Calendar Year. 

  

	 	(3)	Life Expectancy. Life Expectancy as computed by use of the Single Life Table in Treas. Reg. §1.401(a)(9)-9.

 

	 	(4)	Participant’s Account Balance. The Account Balance as of the last valuation date in the calendar year immediately preceding the Distribution Calendar Year
(valuation calendar year) increased by the amount of any contributions made and allocated or forfeitures allocated to the Account Balance as of dates in the valuation calendar year after the valuation date and decreased by distributions made in the
valuation calendar year after the valuation date. The Account Balance for the valuation calendar year includes any amounts rolled over or transferred to the Plan either in the valuation calendar year or in the Distribution Calendar Year if
distributed or transferred in the valuation calendar year. 

  

					
		 	40	 	ACSS 401(k) Plan

	 	(5)	 Required Beginning Date. April 1 of the calendar year following the later of (A) the calendar year in which the Participant attains age 70 1/2 or (B) in the case of a Participant who is not a 5% owner of the Employer, the year in which the Participant retires. 

  

					
		 	41	 	ACSS 401(k) Plan

 ARTICLE XI 
 SPECIAL TOP-HEAVY PROVISIONS 
  

	11.1	Top-Heavy Rules 

 In the
event the Plan is or becomes Top-Heavy (as defined in Section 11.2 hereof) in any Plan Year, the provisions of this Article shall apply and shall supersede any conflicting provisions in the Plan for such Plan Year. 

 

	11.2	Definitions 

 As used in
this Article, the following terms shall have the meanings set forth below: 
  

	 	(a)	“Determination Date” means with respect to any Plan Year the last day of the preceding Plan Year, and for the first Plan Year, the first day of such
Plan Year. 

  

	 	(b)	“Key Employee” means an Employee or former Employee (including a deceased employee) of the Employer or an Affiliate who, at any time during the Plan
Year that includes the Determination Date was an officer having greater than $130,000 (as adjusted under Section 416(i)(1) of the Code for Plan Years beginning after December 31, 2002), a 5-percent owner of the Employer or an Affiliate, or
a 1-percent owner of the Employer or an Affiliate. For this purpose, annual compensation means compensation within the meaning of Section 415(c)(3) of the Code. The determination of who is a Key Employee will be made in accordance with
Section 416(i)(1) of the Code and the applicable regulations and other guidance of general applicability issued thereunder. 

  

	 	(b)	“Non-Key Employee” means any employee who is not a Key Employee and includes an employee who is a former Key Employee. 

 

	 	(c)	This Plan shall be “Top-Heavy” for any Plan Year if the provisions of any of the following apply: 

 

	 	(1)	the Top-Heavy Ratio for the Plan exceeds 60% and the Plan is not part of any Required Aggregation Group of Plans or Permissive Aggregation Group of Plans;

  

	 	(2)	the Plan is a part of a Required Aggregation Group of Plans (but is not part of a Permissive Aggregation Group of Plans) and the Top-Heavy Ratio for the Required
Aggregation Group of Plans exceeds 60%; or 

  

	 	(3)	the Plan is a part of a Required Aggregation Group of Plans and part of a Permissive Aggregation Group of Plans and the Top-Heavy Ratio for the Permissive Aggregation
Group of Plans exceeds 60%. 

  

					
		 	42	 	ACSS 401(k) Plan

	 	(d)	“Top-Heavy Ratio” means a fraction: (1) the numerator of which is the sum of the amount credited to accounts under the Plan and any other defined
contribution plan maintained by the Employer or an Affiliate which is required or permitted to be taken into account for all Key Employees and the Present Value of accrued benefits under any defined benefit plan maintained by the Employer or
Affiliate which is required or permitted to be taken into account for all Key Employees, and (2) the denominator of which is the sum of the amount credited to the accounts under such defined contribution plans for all Participants and the
Present Value of accrued benefits under such defined benefit plans for all Participants. In determining the Top-Heavy Ratio, a Participant’s accrued benefit in a defined benefit plan must be determined using the method uniformly used for
accrual purposes for all plans of the Employer and Affiliate. If there is no such uniform method, the accrued benefit is to be determined as if it accrued not more rapidly than under the slowest rate of accrual permitted under Code
Section 411(b)(1)(C). 

 For purposes of this definition: (A) the amount credited to accounts and the
Present Value of accrued benefits shall be determined as of the last day of the most recent Plan Year that falls within or ends with the 12-month period ending on the Determination Date; (B) the amount credited to the accounts of a Participant
who is a Non-Key Employee but who was a Key Employee in a prior year will be disregarded; (C) the amount credited to the accounts of any individual who has not performed services for the Employer or an Affiliate for the one-year period ending
on the Determination Date shall not be taken into account; and (D) the present value of accrued benefits and the account balances of an employee as of the Determination Date shall be increased by the distributions made with respect to the
employee under the Plan and any plan aggregated with the Plan under Section 416(g)(2) of the Code during the 1-year period ending on the Determination Date. The preceding sentence shall also apply to distributions under a terminated plan which,
had it not been terminated, would have been aggregated with the Plan under Section 416(g)(2)(A)(i) of the Code. In the case of a distribution made for a reason other than separation from service, death, or disability, this provision shall be
applied by substituting “5-year period” for “1-year period.” 
  

	 	(e)	“Required Aggregation Group of Plans” means (1) each qualified plan of the Employer or an Affiliate (including a terminated plan) in which at
least one Key Employee participates, and (2) any other qualified plan of the Employer or an Affiliate which enables a plan described in (1) to meet the requirements of Section 401(a)(4) or 410 of the Code. 

  

					
		 	43	 	ACSS 401(k) Plan

	 	(f)	“Permissive Aggregation Group of Plans” means the Required Aggregation Group of Plans plus any other plan or plans of the Employer or an Affiliate
which, when considered as a group with the Required Aggregation Group of Plans, would continue to satisfy the requirements of Sections 401(a)(4) and 410 of the Code. 

 

	 	(g)	“Present Value” of accrued benefits under any defined benefit plan maintained by the Employer or an Affiliate shall mean an actuarial equivalent lump
sum amount based on the Pension Benefit Guaranty Corporation factors and assumptions. 

  

	11.3	Minimum Contribution 

  

	 	(a)	Except as otherwise provided in subsection (b), for any Plan Year in which the Plan is Top-Heavy, the Employer contributions (and forfeitures) allocated on behalf of
any Participant who is a Non-Key Employee (exclusive of any Pre-Tax Contributions on his behalf) shall not be less than 3% of such Participant’s Section 415 earnings (as defined in Section 5.6(d) hereof) for such Plan Year. However,
should the sum of the Employer’s contributions, including Pre-Tax Contributions, and forfeitures allocated to the Account of each Key Employee for such Top-Heavy Plan Year be less than 3% of each Key Employee’s Compensation, the sum of the
Employer’s contributions and forfeitures allocated to the Account of each Non-Key Employee shall be equal to the largest percentage allocated to the Account of each Key Employee. The percentage allocated to the Account of any Key Employee shall
be equal to the ratio of the sum of the Employer's contribution and forfeitures allocated on behalf of such Key Employee divided by the Compensation for such Key Employees. The minimum allocation provided for in this Section shall be determined
without regard to any contribution to or benefit payable under the Social Security law and shall apply even though under other Plan provisions the Participant would not otherwise be entitled to receive an allocation or would have received a lesser
allocation for the applicable Plan Year for any reason. Matching Contributions shall be taken into account for purposes of satisfying the minimum contribution requirements of Section 416(c)(2) and this Section. Matching Contributions that are
used to satisfy the minimum contributions requirements shall be treated as matching contributions for purposes of the actual contribution percentage test and other requirements of Section 401(m) of the Code. 

 

	 	(b)	The minimum allocation provided in subsection (a) shall not apply to any Participant who was not an Employee on the last day of the applicable Plan Year or to any
Participant to the extent such Participant is covered under any other plan of the Employer or an Affiliate which provides for the minimum allocation of Employer contributions and/or accrual of retirement benefits. 

  

					
		 	44	 	ACSS 401(k) Plan

 ARTICLE XII 
 FUNDING OF THE SAVINGS PLAN; TRUST FUND 
  

	12.1	Trust Agreement 

 The
Employer has established a Trust Fund to fund the benefits of the Plan. 
  

	12.2	Income on Funds 

  

	 	(a)	The Trust Fund shall consist of the Investment Funds. 

  

	 	(b)	All dividends and other income, as well as any cash received from the sale or exchange of securities, produced by each Investment Fund shall be reinvested in each such
Investment Fund. 

  

	12.3	Exclusive Benefit of Trust Fund 

 The principal and income of the Trust Fund shall be used for the exclusive purposes of providing benefits to Participants and their Beneficiaries and defraying reasonable expenses of administering the
Plan. 
  

	12.4	Mistake of Fact 

 If a
contribution is made to the Plan by the Employer by reason of a mistake of fact, the Employer shall be entitled to receive a return of such contribution, without any gains and net of any losses attributable thereto within one year after the making
of such contribution. 
  

	12.5	Contributions Disallowed by Code 

 All contributions by the Employer to the Plan are conditioned upon the deductibility of such contributions under Section 404 of the Code for the taxable year for which made, and the Employer shall be
entitled to receive a return of any contribution, without any gains and net of any losses attributable thereto, to the extent its deduction is disallowed, within one year after such disallowance. 

  

					
		 	45	 	ACSS 401(k) Plan

 ARTICLE XIII 
 AMENDMENT AND TERMINATION 
  

	13.1	Plan Amendments 

 The
Employer, by action of the Board of Managers, may at any time modify or amend the Plan, in whole or in part, provided, however, that no such amendment shall make it possible for any of the assets of the Trust Fund to be used for or diverted to
purposes other than for the exclusive benefit of Participants and their Beneficiaries, or cause a cut-back in Participants’ benefits under the Plan within the meaning of Section 411(d)(6) of the Code. Any such amendment shall be by an
instrument in writing approved by the Board of Managers and executed by an officer who is authorized by the Employer to sign amendments to the Plan. 
  

	13.2	Plan Termination; Discontinuance of Contributions 

 Although the Employer intends to continue the Plan indefinitely, it may, by action of the Board of Managers, discontinue contributions under the Plan or terminate the Plan in part or in its entirety. Any
action to terminate the Plan shall be by an instrument in writing executed by the Board of Managers. 
  

	13.3	Vesting on Plan Termination 

 As of the effective date of any termination or partial termination of, or complete discontinuance of contributions to, the Plan, all affected Participants shall become fully vested in their Accounts.

  

	13.4	Distributions on Plan Termination 

 Upon termination of the Plan, all assets remaining in the Trust Fund, after payment of any expenses properly chargeable against the Trust Fund, shall be distributed to the applicable Participants or their
Beneficiaries in accordance with the value of such Participants’ Accounts and in accordance with the provisions of the Plan; provided, however, that any amount allocated to a suspense account maintained pursuant to Section 415 of the Code
shall be returned to the Employer. 

  

					
		 	46	 	ACSS 401(k) Plan

 ARTICLE XIV 
 GENERAL PROVISIONS 
  

	14.1	No Contract of Employment 

Nothing contained in the Plan shall be construed as a contract of employment between the Employer or the Employer and any Employee, and
the Plan shall not afford an Employee a right to continued employment with the Employer. 
  

	14.2	Payments Solely from Trust Fund 

 All benefits payable under the Plan shall be paid or provided for solely from the Trust Fund, and the Employer assumes no liability or responsibility for any Plan payment. 

 

	14.3	Incompetency 

 If the
Committee determines that any person to whom a payment is due under the Plan is a minor or is incompetent by reason of physical or mental disability, the Committee shall have the power to cause the payments becoming due to such person to be made to
another person or entity, for the benefit of the minor or incompetent, without responsibility of the Employer, the Committee or the Trustee to see to the application of such payment. Payments made pursuant to such power shall operate as a complete
discharge of the Employer, the Committee, the Trustee and the Trust Fund. 
  

	14.4	Alienation and QDROs 

  

	 	(a)	Except as provided below, the interest herein, whether vested or not, of any Participant, Former Participant or Beneficiary, shall not be subject to alienation,
assignment, pledge, encumbrance, attachment, garnishment, including, but not limited to, execution, sequestration, or other legal or equitable process, or transferability by operation of law in the event of bankruptcy, insolvency or otherwise.

  

	 	(b)	The provisions of this Section shall not prevent the creation, assignment or recognition of any individual’s right to a benefit payable with respect to a
Participant pursuant to a Qualified Domestic Relations Order (“QDRO”). A QDRO shall mean any judgment, decree or order which meets the basic requirements of Code Section 414(p) and meets the QDRO requirements set out in the Plan
procedures, concerning domestic relations orders, as determined by the final, discretionary authority of the Committee. 

  

	 	(c)	 The Committee shall establish reasonable procedures to determine whether a domestic relations order is a QDRO and to administer distributions under a
QDRO. If any domestic relations order is received by the Plan, the Committee shall promptly notify the Participant and any Alternate Payee that the order has 

  

					
		 	47	 	ACSS 401(k) Plan

 
been received and of the Plan’s procedures for determining whether the order is a QDRO and notify the Participant and each Alternate Payee (or their representatives) of the Committee’s
determination. “Alternate Payee” shall mean any spouse, former spouse, child or other dependent of a Participant recognized by a proper domestic relations order as having a right to receive all, or a portion of, a Participant’s
benefits under the Plan, as prescribed under Code Section 414(p). 
  

	14.5	Notice to the Committee 

If any provision in the Plan describes an Employee or Beneficiary’s election, application, or notice to the Committee, then any such
action shall only be effective if it is properly made under Plan procedures. Any election, application or notice required to be made shall be deemed to have been made or given on the date received by the Committee or its Recordkeeper. 

 

	14.6	Mergers and Transfers 

The Board of Managers shall have the power to fully or partially merge the Plan with any other tax-qualified plan or transfer assets to,
or accept assets from, any other tax-qualified plan. In the event of any merger or consolidation of the Plan with, or a transfer of the assets and liabilities of the Plan to, any other plan, each Participant shall receive a benefit under such other
plan (if such other plan were terminated immediately after such merger, consolidation or transfer) which is equal to or greater than the benefit the Participant would have been entitled to receive under the Plan (if the Plan had been terminated
immediately prior to such merger, consolidation or transfer). 
  

	14.7	Fiduciaries 

 Any person
or group of persons may serve in more than one fiduciary capacity with respect to the Plan hereunder. 
  

	14.8	Plans Shall Comply with Law; Choice of Law 

 It is intended that the Plan hereunder conform to and meet the applicable requirements of ERISA and the Code. Except to the extent preempted by ERISA, the validity of the Plan hereunder or of any of the
provisions thereof shall be determined under, and they shall be construed and administered according to, the laws of the State of New York, (including its statute of limitations and all substantive and procedural law, and without regard to its
conflict of laws provisions). The illegality of any particular provision of the Plan shall not affect the other provisions thereof, but the Plan shall be construed in all respects as if such invalid provision were omitted. 

  

					
		 	48	 	ACSS 401(k) Plan

	14.9	ERISA 404(c) 

 The Plan is
intended to comply with ERISA Section 404(c). Participants are solely responsible for their own investment choices. 
  

	14.10	Gender 

 The masculine
pronoun shall be deemed to include the feminine, and the singular number shall be deemed to include the plural unless a different meaning is plainly required by the context. 

 

	14.11	Deemed Distributions of Unvested Amounts 

 In the event of a Participant’s Termination of Employment before he or she has any vested interest in his or her Matching Contribution Account, the Participant shall be deemed to have received a
distribution of his or her Matching Account balance under the Plan as of the Termination of Employment date, in the amount of the unvested portion of his or her Account. The amount of this deemed distribution shall be zero. Following this deemed
distribution, the Participant shall have no remaining benefit under the Plan attributable to his or her Matching Contribution Account. 
  

	14.12	Headings 

 Section
headings are provided only for the convenience of the reader. Section headings shall not be considered in interpreting this document. 
  

	14.13	Missing Payees 

 A
Participant (or, if deceased, his or her Beneficiary if entitled to Benefits under the Plan) is obligated to keep the Plan Administrator informed as to his or her current address at all times. In the event that a Participant or Beneficiary or other
recipient of Benefits cannot be located with reasonable efforts by the end of the second calendar year following the date when Benefits are first payable under the Plan, an amount equal to the Benefit payable may be forfeited. If the Participant or
Beneficiary or other recipient of Benefits subsequently makes a claim for these forfeited Benefits, at any time, then the amount forfeited will be reinstated, without interest, and paid as soon as practicable. 

 

	14.14	Changes in Vesting Schedule 

 If the vesting schedule is amended in any way that directly or indirectly affects the computation of the Participant’s nonforfeitable percentage such that contributions made subsequent to the
amendment will vest more slowly as a result of the amendment, or if the Plan is deemed to be amended by an automatic change to or from a Top-Heavy vesting schedule, each Participant with at least three years of Service with the Employer may elect,
within a reasonable period after the adoption of the amendment or change, to have the nonforfeitable percentage computed under the vesting schedule then in effect without regard to such amendment or change. The period during which the election may
be made shall commence with the date the amendment is adopted or deemed to be made and shall end on the latest of: 

  

					
		 	49	 	ACSS 401(k) Plan

	 	(a)	60 days after the amendment is adopted; 

  

	 	(b)	60 days after the amendment becomes effective; or 

  

	 	(c)	60 days after the Participant is issued written notice of the amendment by the Employer or Plan Administrator. 

If a vesting schedule is amended, or if the Plan is determined to be Top-Heavy, then the Participants with (i) at least one Hour of
Service during the Plan Year for which the change is made and (ii) three years of Service with an Employer may elect within a reasonable period, as provided by Code Section 411(a)(10), either the new or former vesting schedule. 

 

	14.15	Tax Withholding 

 The
Committee hereby specifically delegates to the Trustee the responsibility to be liable for income tax withholding, and to withhold the appropriate amount from any payment made from the Trust to any payee under the provisions of applicable law and
regulation. 
  

	14.16	Common Trust Funds 

 The
Plan adopts and includes the provisions of any group or common trust fund in which the Trust participates, but only as long as such group or common trust fund remains qualified under Section 401(a), and exempt from taxation under
Section 501(a), of the Code in accordance with Revenue Ruling 81-100. 

  

					
		 	50	 	ACSS 401(k) Plan

 IN WITNESS WHEREOF, this Aviation Communications and Surveillance Systems
401(k) Plan is hereby amended and restated effective January 1, 2008. 
  

							
		 		 	AVIATION COMMUNICATIONS AND SURVEILLANCE SYSTEMS, LLC
				
	 Date: 1/24/2008
	 		 	By:	 	

		 		 	Title:	 	PRESIDENT

  

					
		 	51	 	ACSS 401(k) Plan

 AMENDMENT NO. 1 

TO THE 

AVIATION COMMUNICATIONS AND SURVEILLANCE SYSTEMS 401(K) PLAN 
 (Effective January 1, 2008) 
 WHEREAS, Aviation Communications and
Surveillance Systems, LLC (the “Employer”) maintains the Aviation Communications and Surveillance Systems 401(k) Plan; 
 WHEREAS, the Employer has the authority to amend the Plan pursuant to Section 13.1 of the Plan; and 
 WHEREAS, the Employer would like to amend the Plan to comply with tax law changes and to make certain other changes; 
 NOW THEREFORE, the Plan is amended as follows: 
  

	 	1.	Section 5.5(d)(1) of the Plan is amended by the addition of the following paragraphs at the end thereof effective January 1, 2008: 

For purposes of the limitation under Section 415 of the Code, “Section 415 Earnings” for the
limitation year shall include compensation paid by the later of 2- 1/2 months after a Participant's severance from employment with the Employer or an Affiliate or the end of the limitation year
that includes the date of the Participant's severance from employment with the Employer or an Affiliate, if: 
  

	 	(i)	the payment is regular compensation for services during the Participant’s regular working hours, or compensation for services outside the Participant’s
regular working hours (such as overtime or shift differential), commissions, bonuses, or other similar payments, and, absent a severance from employment, the payments would have been paid to the Participant while the Participant continued in
employment with the Employer or an Affiliate; or 

  

	 	(ii)	the payment is for unused accrued bona fide sick, vacation or other leave that the Participant would have been able to use if employment had continued; or

  

	 	(iii)	the payment is received by the Participant pursuant to a nonqualified unfunded deferred compensation plan and would have been paid at the same time if employment had
continued, but only to the extent includible in gross income. 

 Any payments not described
above shall not be considered compensation if paid after severance from employment, even if they are paid by the later of
2- 1/2 months after the date of severance from employment or the end of the limitation year that includes the date of severance from employment, except: (a) payments to an individual who does not

 
currently perform services for the Employer or an Affiliate by reason of qualified military service (within the meaning of Section 414(u)(1) of the Code) to the extent these payments do not
exceed the amounts the individual would have received if the individual had continued to perform services for the Employer or an Affiliate rather than entering qualified military service; or (b) compensation paid to a Participant who is
permanently and totally disabled, as defined in Section 22(e)(3) of the Code, provided salary continuation applies to all Participants who are permanently and totally disabled for a fixed or determinable period, or the Participant was not a
highly compensated employee, as defined in Section 414(q) of the Code, immediately before becoming disabled. 
  

	 	2.	Section 10.6(a) of the Plan is amended by the addition of the following sentences at the end thereof effective January 1, 2009: 

A “Distributee” also includes the Employee’s non-spouse designated Beneficiary under Section 1.5 of the Plan. In the
case of a non-spouse Beneficiary, the direct rollover may be made only to an individual retirement account or annuity described in Section 408(a) or Section 408(b) of the Code (“IRA”) that is established on behalf of the
designated Beneficiary and that will be treated as an inherited IRA pursuant to the provisions of Section 402(c)(11) of the Code. 
  

	 	3.	Section 10.6(b) of the Plan is amended by the addition of the following sentence at the end thereof effective January 1, 2008: 

Effective January 1, 2008, an “Eligible Retirement Plan” shall also include a Roth IRA described in Section 408A of
the Code. 
  

	 	4.	Section 13.1 of the Plan is hereby amended by the addition of the following sentence at the end thereof effective January 1, 2008: 

To the extent permitted by resolution of the Board of Managers, any delegate of the Board may amend this Plan in whole or in part at any
time or from time to time. Any such amendment shall be by an instrument in writing. 
  

			
	12/23/2008                	 	 /s/ Kenneth W. Manne

	Date	 	 Kenneth W. Manne
 Vice
President, Human Resources

  
 2 

 AMENDMENT NO. 2 

TO THE 

AVIATION COMMUNICATIONS AND SURVEILLANCE SYSTEMS 401(K) PLAN 
 (Effective January 1, 2008) 
 WHEREAS, Aviation Communications and
Surveillance Systems, LLC (the “Company”) maintains the Aviation Communications and Surveillance Systems 401(k) Plan (the “Plan”); and 
 WHEREAS, the Company has the authority to amend the Plan pursuant to Section 13.1 of the Plan; 
 WHEREAS, the Company is amending the Plan in order to provide for automatic enrollment of new hires; 
 NOW THEREFORE, the Plan is amended as follows: 
  

	 	1.	Section 4.1 of the Plan is hereby amended by the addition of the following subsection (e) at the end thereof effective July 1, 2008:

  

	 	(e)	An Employee who has satisfied the eligibility requirements of Section 3.1 (an “Eligible Employee”) and whose date of hire is on or after July 1,
2008 will be deemed to have elected that a Pre-Tax Contribution of three percent of the Eligible Employee’s Compensation be deducted from the Eligible Employee's Compensation for each payroll period starting on or after the 60th day following
such date of hire and credited to the Eligible Employee’s Pre-Tax Contribution Account, subject to the following conditions and requirements: 

  

	 	(1)	Unless an Eligible Employee elects otherwise, the Pre-Tax Contributions will be invested in an investment fund designated by the Committee that satisfies the
requirements for a “qualified default investment alternative” (QDIA) under regulations issued by the U.S. Department of Labor. The Eligible Employee may transfer all or a portion of the amounts invested in the QDIA to other investment
alternatives under the Plan to the same extent as Participants who affirmatively elected to invest in the QDIA; provided, however, that any such transfer within the first 90 days following the initial automatic Pre-Tax Contribution shall not be
subject to any restrictions, fees or expenses (including without limitation surrender charges, liquidation or exchange fees, redemption fees and 

	 	
similar expenses charged in connection with the liquidation of, or transfer from, the QDIA) and following such 90-day period shall not be subject to any such restrictions, fees and expenses that
are not otherwise applicable to Participants who affirmatively elected to invest in the QDIA. 

  

	 	(2)	An Eligible Employee described in this Section 4.1(e) may change the amount of or suspend automatic Pre-Tax Contributions at any time by making an affirmative
election under Sections 4.1(b) or (c) in accordance with rules established by the Committee. 

  

	 	(3)	Each Eligible Employee will be provided with a notice written in a manner calculated to be understood by the average Eligible Employee no less than 30 days and no more
than 90 days prior to the Eligible Employee’s first automatic Pre-Tax Contribution and no less than 30 days and no more than 90 days prior to the beginning of each subsequent Plan Year that includes the following information: the automatic
Pre-Tax Contribution election that will be made on the Eligible Employee’s behalf if the Eligible Employee does not make an affirmative election; the Eligible Employee’s rights to suspend or change the Pre-Tax Contribution election in
accordance with Sections 4.1(b) and (c); the investment of automatic Pre-Tax Contributions in the QDIA in the absence of any other investment election by the Eligible Employee; a description of the QDIA including investment objectives, risks and
return characteristics and fees and expenses; the right of Eligible Employees on whose behalf assets are invested in a QDIA to direct the investment of such assets to another investment alternative under the Plan, including any restrictions, fees or
expenses applicable to such transfer; an explanation of where the Eligible Employee can obtain information concerning other investment alternatives under the Plan; and such other information and as may be required by applicable law.

  
 2 

	 	(4)	The Eligible Employee will receive a copy of the most recent prospectus for the QDIA provided to the Plan no later than immediately after the initial automatic Pre-Tax
Contribution is invested in the QDIA. In addition, the Eligible Employee will be entitled to receive upon written request such other information as may be made available upon request to Participants who affirmatively elect that a portion of their
Accounts be invested in the QDIA. 

  

	 	(5)	The Eligible Employee will receive any materials provided to the Plan relating to the exercise of voting, tender or similar rights with respect to the QDIA to the
extent those rights are passed through to Participants under the terms of the Plan as well as a description of any Plan provisions relating to the exercise of such rights. 

 

	 	(6)	This Section 4.1(e) will be applicable to Eligible Employees subject to collective bargaining agreements only to the extent permitted under the terms of the
applicable collective bargaining agreement. 

  

			
	03/26/2009                	 	 /s/ Kenneth W. Manne

	Date	 	 Kenneth W. Manne
 Vice
President

  
 3 

 AMENDMENT NO. 3 

TO THE 

AVIATION COMMUNICATIONS AND SURVEILLANCE SYSTEMS 401(K) PLAN 
 (Effective January 1, 2008) 
 WHEREAS, Aviation Communications and
Surveillance Systems, LLC (the “Company”) maintains the Aviation Communications and Surveillance Systems 401(k) Plan (the “Plan”); and 
 WHEREAS, the Company has the authority to amend the Plan pursuant to Section 13.1 of the Plan; 
 WHEREAS, the Company is amending the Plan in order to provide for suspension of required minimum distributions in accordance with the Worker, Retiree, and Employer Recovery Act of 2008; 

NOW THEREFORE, the Plan is amended as follows: 
  

	 	1.	Section 10.4 of the Plan is hereby amended by the addition of the following subsection (d) at the end thereof effective January 1, 2009:

  

	 	(d)	Section 10.4(b) and (c) and those provisions of Section 10.8 that require the Plan to make “required minimum distributions” to participants who
have attained age 70-1/2 shall not apply for calendar year 2009. However, the “required beginning date” with respect to any individual shall be determined without regard to this sub-section (d) for purposes of applying
Section 10.4(b) and (c) and Section 10.8 for calendar years after 2009. The five-year period described in Section 10.4(c) and Section 10.8(d)(2) shall be determined without regard to 2009. This subsection (d) shall not
apply to any required minimum distribution for 2008 that is permitted to be made in 2009 by reason of an individual’s required beginning date being April 1, 2009, but it shall apply to any required minimum distribution for 2009 that is
permitted to be made in 2010 by reason of an individual’s required beginning date being April 1, 2010. 

  

			
	10/25/2009                	 	/s/ John Hill
	 Date
	 	 John Hill
 Vice
President

		 	

 AMENDMENT NO. 4 

TO THE 

AVIATION COMMUNICATION AND SURVEILLANCE SYSTEMS 401(K) PLAN 
 (Effective January 1, 2008) 
 WHEREAS, Aviation Communication and
Surveillance Systems, LLC (the “Company”) maintains the Aviation Communication & Surveillance Systems 401(k) Plan (the “Plan”); and; 
 WHEREAS, the Company has the authority to amend the Plan pursuant to Section 13.1 of the Plan; and 
 WHEREAS, the Company would like to amend the Plan to comply with tax law changes and to make certain other changes; 
 NOW THEREFORE, the Plan is amended as follows: 
  

	 	1.	Section 1.5 of the Plan is amended by the addition of the following paragraph at the end thereof effective January 1, 2011: 

If a married Participant designated his or her spouse as Beneficiary and the Plan is provided with written proof of a subsequent legal
divorce or legal separation with such spouse, his or her ex-spouse shall be deemed to have predeceased the Participant for purposes of this Beneficiary designation except to the extent an applicable court order provides that death benefits are
payable to the exspouse. 
  

	 	2.	Section 1.11 of the Plan is amended by the addition of the following paragraph at the end thereof effective January 1, 2010: 

For purposes of determining the amount of any contributions to this Plan, Compensation shall not include stock-based compensation
(whether settled in cash or stock). 
  

	 	3.	Section 3.5(b) of the Plan is amended in its entirety to read as follows effective January 1, 2011: 

 

	 	(b)	 Service shall not be credited on or after any Severance from Service Date. As of a Severance from Service Date, the Participant shall become a Former
Participant. A Severance from Service Date is the earlier of (1) the date on which the Employee quits, retires, is discharged or dies, or (2) the first anniversary of the first date of a period in which the Employee remains absent from
Service with the Employer for any reason other than quit, retirement, discharge or death. If a quit, retirement, death, or 

	 	
termination occurs following an absence for any other reason (such as leave, or temporary lay-off with recall rights), but before a Period of Severance has occurred, then a Severance from Service
Date will occur as of the quit, retirement, death or termination. Notwithstanding the preceding, if an Employee quits, retires, or terminates, and returns to active employment within 12 months of his initial Severance from Service Date, then his
entire Period of Severance will be credited as a Period of Service for eligibility and vesting purposes, although not for contribution purposes. 

  

	 	4.	Section 3.6 of the Plan is amended in its entirety to read as follows effective January 1, 2007: 

Notwithstanding any provision of this Plan to the contrary, contributions, benefits, and service credit with respect to “qualified
military service,” as defined in Code Section 414(u)(5), will be provided in accordance with Code Section 414(u). In the case of a Participant who dies while performing qualified military service, the survivors of the Participant are
entitled to any additional benefits because of death, including vesting and survivor benefits contingent on termination of employment (but not benefit accruals relating to the period of qualified military service), that would have been provided
under the Plan had the Participant resumed employment and then terminated employment on account of death. An individual receiving a “differential wage payment,” as defined in Section 3401(h) of the Code, is treated as an employee of
the Employer making the payment and the differential wage payment is treated as compensation for purposes of Code requirements applicable to the Plan. 
  

	 	5.	Section 9.6(a) of the Plan is amended in its entirety to read as follows effective January 1, 2011: 

 

	 	(a)	 A Participant who has not attained age 59 1/2 may take a hardship withdrawal of part or all of the amount credited to his or her
Pre-Tax Contribution Account (but not the earnings on Pre-Tax Contributions made after December 31, 1988), but only to the extent required to relieve such financial hardship. No such withdrawal shall be permitted unless the Participant has
previously or concurrently withdrawn all amounts available under Sections 9.2 through 9.4 and taken any loans available under Section 9.10. For purposes of this Section, a withdrawal is on account of “hardship” only if the
distribution is made on account of an immediate and heavy financial need of the 

  
 2 

	 	
Participant, and such distribution is necessary to satisfy such financial need (including the payment of federal, state and local income taxes and penalties resulting from the hardship
withdrawal). A withdrawal will be deemed to be made on account of an immediate and heavy financial need if the withdrawal is on account of: 

  

	 	(1)	unreimbursed expenses for medical care, as defined in Section 213(d) of the Code, incurred by the Participant, his or her spouse, children or dependents;

  

	 	(2)	purchase (excluding mortgage payments) of the principal residence of the Participant; 

 

	 	(3)	payment of tuition, related educational fees and room and board expenses for the next 12 months of post secondary education for the Participant, his or her spouse,
children or dependents; 

  

	 	(4)	the need to prevent the eviction of the Participant from his or her principal residence or foreclosure on the mortgage on the Participant's principal residence;

  

	 	(5)	funeral or burial expenses for the Participant’s deceased parent, spouse, children or dependents; 

 

	 	(6)	expenses for the repair of damage to the Participant’s principal residence that would qualify for the casualty deduction under Section 165 (determined without
regard to whether such loss exceeds 10 percent of adjusted gross income); or 

  

	 	(7)	such other events permitted under Section 401(k) of the Code. 

  

			
	11/18/10                	 	 /s/ John Hill

	Date	 	 John Hill
 Vice President,
Human Resources

  
 3 

 AMENDMENT NO. 5 

TO THE 

AVIATION COMMUNICATIONS AND SURVEILLANCE SYSTEMS 401(K) PLAN 
 (Effective January 1, 2008) 
 WHEREAS, Aviation Communications and
Surveillance Systems, LLC (the “Company”) maintains the Aviation Communications and Surveillance Systems 401(k) Plan (the “Plan”); and 
 WHEREAS, the Company has the authority to amend the Plan pursuant to Section 13.1 of the Plan; 
 WHEREAS, the Company is amending the Plan in order to satisfy certain qualification requirements under the Internal Revenue Code. 
 NOW THEREFORE, the Plan is amended as follows: 
  

	 	1.	Section 5.5(b) of the Plan is hereby amended by the addition of the following paragraph at the end thereof effective January 1, 2008:

 The foregoing provisions of this Section 5.5(b) shall not be applicable for limitation years beginning on
or after January 1, 2008 and shall be applicable for limitation years before that date only in situations in which the excess Annual Addition results from contributions based on estimated annual compensation, allocation of forfeitures or a
reasonable error in determining the amount of elective deferrals. If, in any limitation year beginning on or after January 1, 2008, the Annual Addition of a Participant would exceed the limitations set forth in subsection (a), such excess
Annual Addition may be corrected using any appropriate correction under the IRS Employee Plans Compliance Resolution System, or any successor thereto. 
  

	 	2.	The first sentence of Section 11.2(b) of the Plan is hereby amended in its entirety to read as follows effective January 1, 2008: 

“Key Employee” means an Employee or former Employee (including a deceased employee) of the Employer or an Affiliate who
at any time during the Plan Year that includes the Determination Date was an officer having annual compensation greater than $130,000 (as adjusted under Section 416(i)(1) of the Code for Plan Years beginning after December 31, 2002), a
5-percent owner of the Employer or an Affiliate, or a 1-percent owner of the Employer or an Affiliate having annual compensation of more than $150,000. 

	 	3.	The last sentence of Section 11.2(d) of the Plan is hereby amended in its entirety to read as follows effective January 1, 2008: 

In the case of a distribution made for a reason other than severance from employment, death or disability, this provision shall be
applied by substituting “5-year period” for “1-year period.” 
  

			
	4/12/2011                    	 	 /s/ John Hill

	Date	 	 John Hill
 Vice President,
Human Resources

  
 2REGISTRATION RIGHTS AGREEMENT

 Exhibit 4.2 

 
  

REGISTRATION RIGHTS AGREEMENT 
 by and among 
 Continental Resources, Inc., 

Banner Pipeline Company, L.L.C. 
 and 
 Merrill Lynch, Pierce, Fenner & Smith 

Incorporated 

as representative of the Initial Purchasers 
  

Dated as of August 16, 2012 

 REGISTRATION RIGHTS AGREEMENT 

This Registration Rights Agreement (this “Agreement”) is made and entered into as of August 16, 2012, by and among
Continental Resources, Inc., an Oklahoma corporation (the “Company”), Banner Pipeline Company, L.L.C., an Oklahoma limited liability company (the “Guarantor”), and Merrill Lynch, Pierce, Fenner & Smith
Incorporated, as representative of the initial purchasers listed on Schedule A to the Purchase Agreement (as defined below) (each an “Initial Purchaser” and, collectively, the “Initial Purchasers”), each of whom has
agreed to purchase the Company’s 5% Senior Notes due 2022 (the “Initial Notes”) fully and unconditionally guaranteed by the Guarantor (the “Guarantees”) pursuant to the Purchase Agreement (as defined below).
The Initial Notes and the Guarantees attached thereto are herein collectively referred to as the “Initial Securities.” 
 This Agreement is made pursuant to the Purchase Agreement, dated as of August 13, 2012 (the “Purchase Agreement”), by and among the Company, the Guarantor and Merrill Lynch, Pierce,
Fenner & Smith Incorporated, as representative of the Initial Purchasers, (i) for the benefit of the Initial Purchasers and (ii) for the benefit of the holders from time to time of the Securities (as defined below) (including the
Initial Purchasers). 
 The Company and the Representative are each party to that certain Registration Rights Agreement dated as
of March 8, 2012 by and among the Company, the Guarantor and Merrill Lynch, Pierce, Fenner & Smith Incorporated, relating to $800,000,000 aggregate principal amount of 5% Senior Notes due 2022 (the “Existing Notes”)
issued by the Company on March 8, 2012, pursuant to which the Company and the Guarantor exchanged the Existing Notes for Exchange Notes (as defined therein and referred to herein as the “Existing Exchange Notes”). 

In order to induce the Initial Purchasers to purchase the Initial Securities, the Company has agreed to provide the registration rights
set forth in this Agreement. The execution and delivery of this Agreement is a condition to the obligations of the Initial Purchasers set forth in Section 5(g) of the Purchase Agreement. 

The parties hereby agree as follows: 
 SECTION 1. Definitions. As used in this Agreement, the following capitalized terms shall have the following meanings: 

Additional Interest: As defined in Section 5. 
 Additional Interest Payment Date: With respect to the Initial Securities, each Interest Payment Date. 
 Broker-Dealer: Any broker or dealer registered under the Exchange Act. 
 Business Day: Any day other than a Saturday, Sunday or U.S. federal holiday or a day on which banking institutions or trust companies located in New York, New York are authorized or
obligated to be closed. 

 Closing Date: The date of this Agreement. 

Commission: The Securities and Exchange Commission. 

Consummate: A registered Exchange Offer shall be deemed “Consummated” for purposes of this Agreement upon
the occurrence of (i) the filing and effectiveness under the Securities Act of the Exchange Offer Registration Statement relating to the Exchange Securities to be issued in the Exchange Offer, (ii) the maintenance of such Registration
Statement continuously effective and the keeping of the Exchange Offer open for a period not less than the minimum period required pursuant to Section 3(b) hereof, and (iii) the delivery by the Company to the Registrar under the Indenture
of Exchange Securities in the same aggregate principal amount as the aggregate principal amount of Initial Securities that were validly tendered by Holders thereof pursuant to the Exchange Offer. 

Exchange Act: The Securities Exchange Act of 1934, as amended, including the rules and regulations promulgated thereunder.

 Exchange Notes: The 5% Senior Notes due 2022, the same series under the Indenture as the Initial Notes, to be issued
to Holders in exchange for Transfer Restricted Securities pursuant to this Agreement. 
 Exchange Offer: An offer
registered under the Securities Act by the Company and the Guarantor pursuant to a Registration Statement pursuant to which the Company and the Guarantor shall offer the Holders of all outstanding Transfer Restricted Securities the opportunity to
exchange all such outstanding Transfer Restricted Securities held by such Holders for Exchange Securities in the aggregate principal amount equal to the aggregate principal amount of the Transfer Restricted Securities tendered in such exchange offer
by such Holders and with terms that are identical in all respects to the Transfer Restricted Securities (except that the Exchange Securities will not contain terms with respect to the interest rate step-up provision and transfer restrictions).

 Exchange Offer Registration Statement: Any Registration Statement relating to an Exchange Offer, including the
related Prospectus. 
 Exchange Securities: The Exchange Notes and the Guarantees attached thereto. 

Exempt Resales: The transactions in which the Initial Purchasers propose to sell the Initial Securities to certain
“qualified institutional buyers,” as such term is defined in Rule 144A under the Securities Act, and to Persons in offshore transactions in reliance on Regulation S. 

Existing Exchange Notes: As defined in the preamble hereto. 

Existing Notes: As defined in the preamble hereto. 
 FINRA: Financial Industry Regulatory Authority, Inc. 

Guarantees: As defined in the Purchase Agreement. 

  
 2 

 Holders: As defined in Section 2(b) hereof. 

Indemnified Holder: As defined in Section 8(a) hereof. 

Indenture: The Indenture, dated as of March 8, 2012, among the Company, the Guarantor and Wilmington Trust FSB, as
trustee (the “Trustee”), pursuant to which the Securities are to be issued, as such Indenture is amended or supplemented from time to time in accordance with the terms thereof. 

Initial Notes: As defined in the preamble hereto, but only for so long as such securities constitute Transfer Restricted
Securities. 
 Initial Placement: The issuance and sale by the Company of the Initial Securities to the Initial
Purchasers pursuant to the Purchase Agreement. 
 Initial Purchasers: As defined in the preamble hereto.

 Initial Securities: As defined in the preamble hereto. 

Interest Payment Date: As defined in the Indenture and the Securities. 

Person: An individual, partnership, limited liability company, corporation, trust, unincorporated organization or other
legal entity, or a government or agency or political subdivision thereof. 
 Prospectus: The prospectus included
in a Registration Statement, as amended or supplemented by any prospectus supplement and by all other amendments thereto, including post-effective amendments, and all material incorporated by reference into such prospectus. 

Record Holder: With respect to any Interest Payment Date relating to the Securities on which Additional Interest is to be
paid, each Person who is a Holder of Securities on the record date with respect to the Interest Payment Date on which such Additional Interest Payment Date shall occur. 
 Registration Default: As defined in Section 5 hereof. 

Registration Statement: Any Exchange Offer Registration Statement or Shelf Registration Statement, which is filed pursuant
to the provisions of this Agreement, in each case, including the Prospectus included therein, all amendments and supplements thereto (including post-effective amendments) and all exhibits and material incorporated by reference therein. 

Securities: The Initial Securities and the Exchange Securities. 

Securities Act: The Securities Act of 1933, as amended, including the rules and regulations promulgated thereunder.

 Shelf Registration Statement: As defined in Section 4 hereof. 

  
 3 

 Trust Indenture Act: The Trust Indenture Act of 1939, including the rules and
regulations promulgated thereunder, as in effect on the date of the Indenture. 
 Transfer Restricted Securities:
Each (i) Initial Security, until the earliest to occur of (a) the date on which such Initial Security is exchanged in the Exchange Offer for an Exchange Security and entitled to be resold to the public by the Holder thereof without
complying with the prospectus delivery requirements of the Securities Act and (b) the date on which such Initial Security has been effectively registered under the Securities Act and disposed of in accordance with a Shelf Registration Statement
and (ii) Exchange Security issued to a Broker-Dealer until the date on which such Security has been distributed by a Broker-Dealer pursuant to the “Plan of Distribution” contemplated by the Exchange Offer Registration Statement
(including delivery of the Prospectus contained therein). 
 Underwritten Registration or Underwritten Offering: A
registration in which securities of the Company are sold to an underwriter for reoffering to the public. 

SECTION 2. Securities Subject to this Agreement. 

(a) Transfer Restricted Securities. The securities entitled to the benefits of this Agreement are the Transfer Restricted
Securities. 
 (b) Holders of Transfer Restricted Securities. A Person is deemed to be a holder of Transfer Restricted
Securities (each, a “Holder”) whenever such Person owns Transfer Restricted Securities. 

SECTION 3. Registered Exchange Offer. 

(a) Unless the Exchange Offer shall not be permissible under applicable law or Commission policy (after the procedures set forth in
Section 6(a) hereof have been complied with), the Company and the Guarantor shall (i) file with the Commission a Registration Statement with respect to a registered offer to exchange the Initial Securities for Exchange Securities under the
Indenture in the same aggregate principal amount as and with terms that shall be identical in all respects to the Initial Securities (except that the Exchange Securities shall not contain terms with respect to the interest rate step-up provision and
transfer restrictions), (ii) use their commercially reasonable efforts to cause the Exchange Notes to have the same CUSIP number and ISIN number as the Existing Exchange Notes, (iii) use their commercially reasonable efforts to cause such
Registration Statement to become effective under the Securities Act, (iv) in connection with the foregoing, file (A) all pre-effective amendments to such Registration Statement as may be necessary in order to cause such Registration
Statement to become effective, (B) if applicable, a post-effective amendment to such Registration Statement pursuant to Rule 430A under the Securities Act and (C) cause all necessary filings in connection with the registration and
qualification of the Exchange Securities to be made under the state securities or blue sky laws of such jurisdictions as are necessary to permit Consummation of the Exchange Offer, and (v) promptly after such Registration Statement is declared
effective, commence the Exchange Offer. The Exchange Offer Registration Statement shall be on the appropriate form permitting registration of the Exchange Securities to be offered in exchange for the Transfer Restricted Securities and to permit
resales of Securities held by Broker-Dealers as contemplated by Section 3(c) hereof. 

  
 4 

 (b) If an Exchange Offer Registration Statement is required pursuant to Section 3(a)
above, the Company and the Guarantor shall cause the Exchange Offer Registration Statement to be effective continuously and shall use their commercially reasonable efforts to keep the Exchange Offer open for not less than 20 Business Days (or longer
if required by applicable law) after the date notice of the Exchange Offer is mailed to the Holders. The Company and the Guarantor shall cause each Exchange Offer to comply with all applicable federal and state securities laws. No securities other
than the Securities shall be included in the Exchange Offer Registration Statement. If an Exchange Offer Registration Statement is required pursuant to Section 3(a) above, the Company and the Guarantor shall use their commercially reasonable
efforts to Consummate the Exchange Offer on or prior to the 400th calendar day following the Closing Date. 
 (c) The Company
shall indicate in a “Plan of Distribution” section contained in the Prospectus forming a part of any Exchange Offer Registration Statement that any Broker-Dealer who holds Initial Securities that are Transfer Restricted Securities and that
were acquired for its own account as a result of market-making activities or other trading activities (other than Transfer Restricted Securities acquired directly from the Company), may exchange such Initial Securities pursuant to the Exchange
Offer; however, such Broker-Dealer may be deemed to be an “underwriter” within the meaning of the Securities Act and must, therefore, deliver a prospectus meeting the requirements of the Securities Act in connection with any resales
of the Exchange Securities received by such Broker-Dealer in the Exchange Offer, which prospectus delivery requirement may be satisfied by the delivery by such Broker-Dealer of the Prospectus contained in the Exchange Offer Registration Statement.
Such “Plan of Distribution” section shall also contain all other information with respect to such resales by Broker-Dealers that the Commission may require in order to permit such resales pursuant thereto, but such “Plan of
Distribution” shall not name any such Broker-Dealer or disclose the amount of Securities held by any such Broker-Dealer except to the extent required by the Commission as a result of a change in policy after the date of this Agreement.

 If an Exchange Offer Registration Statement is required pursuant to Section 3(a) above, the Company and the Guarantor
shall use their commercially reasonable efforts to keep the Exchange Offer Registration Statement continuously effective, supplemented and amended as required by the provisions of Section 6(c) hereof to the extent necessary to ensure that it is
available for resales of Securities acquired by Broker-Dealers for their own accounts as a result of market-making activities or other trading activities, and to ensure that it conforms with the requirements of this Agreement, the Securities Act and
the policies, rules and regulations of the Commission as announced from time to time, for a period ending on the earlier of (i) 180 days from the date on which the Exchange Offer Registration Statement is declared effective and (ii) the
date on which Broker-Dealers are no longer required to deliver a prospectus in connection with market-making or other trading activities. 
 The Company shall provide sufficient copies of the latest version of such Prospectus to Broker-Dealers promptly upon request at any time during such 180-day (or shorter as provided in the foregoing
sentence) period in order to facilitate such resales. 

  
 5 

 SECTION 4. Shelf Registration. 

(a) Shelf Registration. If (i) the Company and the Guarantor are not required to file an Exchange Offer Registration Statement
or to Consummate the Exchange Offer for the Initial Securities because the Exchange Offer is not permitted by applicable law or Commission policy (after the procedures set forth in Section 6(a) hereof have been complied with), (ii) for any
reason the Exchange Offer for the Securities is not Consummated within 400 calendar days following the Closing Date, or (iii) with respect to any Holder of Transfer Restricted Securities (A) such Holder is prohibited by applicable law or
Commission policy from participating in the Exchange Offer, or (B) such Holder may not resell the Exchange Securities acquired by it in the Exchange Offer to the public without delivering a prospectus and that the Prospectus contained in the
Exchange Offer Registration Statement is not appropriate or available for such resales by such Holder, or (C) such Holder is a Broker-Dealer and holds Initial Securities acquired directly from the Company or one of its affiliates, then, upon
such Holder’s request, the Company and the Guarantor shall 
 (x) cause to be filed, at their expense, a
shelf registration statement pursuant to Rule 415 under the Securities Act, which may be an amendment to the Exchange Offer Registration Statement (in either event, the “Shelf Registration Statement”) as promptly as practicable,
which Shelf Registration Statement shall provide for resales of all Transfer Restricted Securities the Holders of which shall have provided the information required pursuant to Section 4(b) hereof; and 

(y) use their commercially reasonable efforts to cause such Shelf Registration Statement to be declared effective (or
become automatically effective) under the Securities Act. 
 The Company and the Guarantor shall keep any such Shelf
Registration Statement continuously effective, supplemented and amended as required by the provisions of Sections 6(b) and (c) hereof to the extent necessary to ensure that it is available for resales of Securities by the Holders of Transfer
Restricted Securities entitled to the benefit of this Section 4(a), and to ensure that it conforms with the requirements of this Agreement, the Securities Act and the policies, rules and regulations of the Commission as announced from time to
time, for a period of one year following the effective date of such Shelf Registration Statement (or such shorter period that will terminate when all the Securities covered by such Shelf Registration Statement have been sold pursuant to such Shelf
Registration Statement). 
 (b) Provision by Holders of Certain Information in Connection with the Shelf Registration
Statement. No Holder of Transfer Restricted Securities may include any of its Transfer Restricted Securities in any Shelf Registration Statement pursuant to this Agreement unless and until such Holder furnishes to the Company in writing, within
20 Business Days after receipt of a request therefor, such information as the Company may reasonably request for use in connection with any Shelf Registration Statement or Prospectus or preliminary Prospectus included therein. Each Holder as to
which any Shelf Registration Statement is being effected agrees to furnish promptly to the Company all information required to be disclosed in order to make the information previously furnished to the Company by such Holder not materially
misleading. 

  
 6 

 SECTION 5. Additional Interest. If (a) the Exchange
Offer is not consummated on or prior to the 400th calendar day following the Closing Date, (b) a Shelf Registration Statement applicable to the Securities is not filed or declared effective (or does not automatically become effective) on or
prior to the 400th calendar day following the Closing Date, or (c) a Registration Statement applicable to the Securities is declared effective (or automatically becomes effective) as required but thereafter fails to remain effective or becomes
unusable in connection with resales for more than 30 calendar days (each such event referred to in clauses (a) through (c) above, a “Registration Default”), the Company hereby agrees that the interest rate borne by the
Transfer Restricted Securities shall be increased by 1.0% per annum (“Additional Interest”) for the period of occurrence of the Registration Default until the earlier of the consummation of the Exchange Offer and such time as
no Registration Default is in effect. Following the cure of all Registration Defaults, Additional Interest will cease to accrue and the interest rate on the Securities will revert to the original rate; provided, however, that, if after
the date such Additional Interest ceases to accrue, another Registration Default occurs, Additional Interest will again commence accruing pursuant to the foregoing provisions. 
 The Additional Interest set forth above shall be the exclusive monetary remedy available to Holders for each Registration Default. 
 All obligations of the Company and the Guarantor set forth in the preceding paragraph that are outstanding with respect to any Transfer Restricted Security at the time such security ceases to be a
Transfer Restricted Security shall survive until such time as all such obligations with respect to such Security shall have been satisfied in full. 
 SECTION 6. Registration Procedures.  
 (a) Exchange
Offer Registration Statement. In connection with each Exchange Offer, the Company and the Guarantor shall comply with all of the provisions of Section 6(c) hereof, shall use their commercially reasonable efforts to effect such exchange to
permit the sale of Transfer Restricted Securities being sold in accordance with the intended method or methods of distribution thereof, and shall comply with all of the following provisions: 

(i) If in the reasonable opinion of counsel to the Company there is a question as to whether the Exchange Offer is
permitted by applicable law, the Company and the Guarantor hereby agree to seek a no-action letter or other favorable decision from the Commission allowing the Company and the Guarantor to Consummate Exchange Offer for the Initial Securities. The
Company and the Guarantor each hereby agree to pursue the issuance of such a decision to the Commission staff level but shall not be required to take commercially unreasonable action to effect a change of Commission policy. The Company and the
Guarantor each hereby agree, however, to (A) participate in telephonic conferences with the Commission, (B) deliver to the Commission staff an analysis prepared by counsel to the Company setting forth the legal bases, if any, upon which
such counsel has concluded that such Exchange Offer should be permitted and (C) diligently pursue a favorable resolution by the Commission staff of such submission. 

  
 7 

 (ii) As a condition to its participation in an Exchange Offer pursuant to
the terms of this Agreement, each Holder of Transfer Restricted Securities shall furnish, upon the request of the Company, prior to the Consummation thereof, a written representation to the Company (which may be contained in the letter of
transmittal contemplated by the Exchange Offer Registration Statement) to the effect that (A) it is not an affiliate of the Company, (B) it is acquiring the Exchange Securities in its ordinary course of business and (C) at the time of
the commencement of the Exchange Offer, it has no arrangement with any Person to participate in the distribution (within the meaning of the Securities Act) of the Exchange Securities to be issued in the Exchange Offer. In addition, all such Holders
of Transfer Restricted Securities shall otherwise cooperate in the Company’s preparations for the Exchange Offer. Each Holder will be required to acknowledge and agree that any Broker-Dealer and any such Holder using the Exchange Offer to
participate in a distribution of the securities to be acquired in the Exchange Offer (1) could not under Commission policy as in effect on the date of this Agreement rely on the position of the Commission enunciated in Morgan Stanley and Co.,
Inc. (available June 5, 1991) and Exxon Capital Holdings Corporation (available May 13, 1988), as interpreted in the Commission’s letter to Shearman & Sterling dated July 2, 1993, and similar no-action letters (which may
include any no-action letter obtained pursuant to clause (i) above), and (2) must comply with the registration and prospectus delivery requirements of the Securities Act in connection with a secondary resale transaction and that such a
secondary resale transaction should be covered by an effective registration statement containing the selling security holder information required by Item 507 or 508, as applicable, of Regulation S-K if the resales are of Exchange Securities
obtained by such Holder in exchange for Initial Securities acquired by such Holder directly from the Company. 
 (b) Shelf
Registration Statement. In connection with the Shelf Registration Statement, the Company and the Guarantor shall comply with all the provisions of Section 6(c) hereof and shall use their commercially reasonable efforts to effect such
registration to permit the sale of the Transfer Restricted Securities being sold in accordance with the intended method or methods of distribution thereof, and pursuant thereto the Company and the Guarantor will as expeditiously as possible prepare
and file with the Commission a Registration Statement relating to the registration on any appropriate form under the Securities Act, which form shall be available for the sale of the Transfer Restricted Securities in accordance with the intended
method or methods of distribution thereof. 
 (c) General Provisions. In connection with any Registration Statement and
any Prospectus required by this Agreement to permit the sale or resale of Transfer Restricted Securities (including, without limitation, any Registration Statement and the related Prospectus required to permit resales of Securities by
Broker-Dealers), the Company and the Guarantor shall: 
 (i) use its commercially reasonable efforts to keep such
Registration Statement continuously effective and provide all requisite financial statements (including, if required by the Securities Act or any regulation thereunder, financial statements of the Guarantor) for the period specified in
Section 3 or 4 of this Agreement, as applicable; upon the occurrence of any event that would cause any such Registration Statement or the Prospectus contained therein (A) to contain a material misstatement or omission or (B) not to be
effective and usable for resale of Transfer Restricted Securities during the 

  
 8 

 
period required by this Agreement, the Company shall file promptly an appropriate amendment to such Registration Statement, in the case of clause (A), correcting any such misstatement or
omission, and, in the case of either clause (A) or (B), use its commercially reasonable efforts to cause such amendment to be declared effective and such Registration Statement and the related Prospectus to become usable for their intended
purposes as soon as practicable thereafter; 
 (ii) prepare and file with the Commission such amendments and
post-effective amendments to such Registration Statement as may be necessary to keep such Registration Statement effective for the applicable period set forth in Section 3 or 4 hereof, as applicable, or such shorter period as will terminate
when all Transfer Restricted Securities covered by such Registration Statement have been sold; cause the Prospectus to be supplemented by any required Prospectus supplement, and as so supplemented to be filed pursuant to Rule 424 under the
Securities Act, and to comply fully with the applicable provisions of Rules 424, 430A and 430B under the Securities Act in a timely manner; and comply with the provisions of the Securities Act with respect to the disposition of all securities
covered by such Registration Statement during the applicable period in accordance with the intended method or methods of distribution by the sellers thereof set forth in such Registration Statement or supplement to the Prospectus; 

(iii) advise the underwriter(s), if any, and selling Holders promptly and, if requested by such Persons, confirm such
advice in writing, (A) when the Prospectus or any prospectus supplement or post-effective amendment has been filed, and, with respect to any Registration Statement or any post-effective amendment thereto, when the same has become effective,
(B) of any request by the Commission for amendments to the Registration Statement or amendments or supplements to the Prospectus or for additional information relating thereto, (C) of the issuance by the Commission of any stop order
suspending the effectiveness of such Registration Statement under the Securities Act or of the suspension by any state securities commission of the qualification of the Transfer Restricted Securities for offering or sale in any jurisdiction, or the
initiation of any proceeding for any of the preceding purposes, or (D) of the existence of any fact or the happening of any event that makes any statement of a material fact made in such Registration Statement, the Prospectus, any amendment or
supplement thereto, or any document incorporated by reference therein untrue, or that requires the making of any additions to or changes in such Registration Statement or the Prospectus in order to make the statements therein not misleading. If at
any time the Commission shall issue any stop order suspending the effectiveness of the Registration Statement, or any state securities commission or other regulatory authority shall issue an order suspending the qualification or exemption from
qualification of the Transfer Restricted Securities under state securities or blue sky laws, the Company and the Guarantor shall use their commercially reasonable efforts to obtain the withdrawal or lifting of such order at the earliest possible
time; 
 (iv) furnish without charge to each of the Initial Purchasers, each selling Holder named in any
Registration Statement, and each of the underwriter(s), if any, before filing with the Commission, copies of any Registration Statement or any Prospectus included 

  
 9 

 
therein or any amendments or supplements to any such Registration Statement or Prospectus (including all documents incorporated by reference after the initial filing of such Registration
Statement), which documents will be subject to the review of such Holders and underwriter(s) in connection with such sale, if any, for a period of at least five Business Days, and the Company will not file any such Registration Statement or
Prospectus or any amendment or supplement to any such Registration Statement or Prospectus (including all such documents incorporated by reference) to which an Initial Purchaser of Transfer Restricted Securities covered by such Registration
Statement or the underwriter(s), if any, shall reasonably object in writing within five Business Days after the receipt thereof (such objection to be deemed timely made upon confirmation of telecopy transmission within such period). The objection of
an Initial Purchaser or underwriter, if any, shall be deemed to be reasonable if such Registration Statement, amendment, Prospectus or supplement, as applicable, as proposed to be filed, contains a material misstatement or omission; 

(v) promptly prior to the filing of any document that is to be incorporated by reference into a Registration Statement or
Prospectus, provide copies of such document to the Initial Purchasers, each selling Holder named in any Registration Statement, and to the underwriter(s), if any, make representatives of the Company and of the Guarantor available for discussion of
such document and other customary due diligence matters, and include such information in such document prior to the filing thereof as such selling Holders or underwriter(s), if any, reasonably may request; 

(vi) make available at reasonable times for inspection by the Initial Purchasers, any managing underwriter participating
in any disposition pursuant to such Registration Statement and any attorney or accountant retained by such Initial Purchasers or any of the underwriter(s), all financial and other records, pertinent corporate documents and properties of the Company
and the Guarantor and cause the Company’s and the Guarantor’s officers, directors and employees to supply all information reasonably requested by any such Holder, underwriter, attorney or accountant in connection with such Registration
Statement or any post-effective amendment thereto subsequent to the filing thereof and prior to its effectiveness and to participate in meetings with investors to the extent requested by the managing underwriter(s), if any; 

(vii) if requested by any selling Holders or the underwriter(s), if any, promptly incorporate in any Registration
Statement or Prospectus, pursuant to a supplement or post-effective amendment if necessary, such information as such selling Holders and underwriter(s), if any, may reasonably request to have included therein, including, without limitation,
information relating to the “Plan of Distribution” of the Transfer Restricted Securities, information with respect to the principal amount of Transfer Restricted Securities being sold to such underwriter(s), the purchase price being paid
therefor and any other terms of the offering of the Transfer Restricted Securities to be sold in such offering; and make all required filings of such Prospectus supplement or post-effective amendment as soon as practicable after the Company is
notified of the matters to be incorporated in such Prospectus supplement or post-effective amendment; 

  
 10 

 (viii) cause the Transfer Restricted Securities covered by such Registration
Statement to be rated with the appropriate rating agencies, if so requested by the Holders of a majority in aggregate principal amount of Securities covered thereby or the underwriter(s), if any; 

(ix) furnish to each Initial Purchaser, each selling Holder and each of the underwriter(s), if any, without charge, at
least one copy of such Registration Statement, as first filed with the Commission, and of each amendment thereto, including financial statements and schedules, all documents incorporated by reference therein and all exhibits (including exhibits
incorporated therein by reference); 
 (x) deliver to each selling Holder and each of the underwriter(s), if any,
without charge, as many copies of the Prospectus (including each preliminary prospectus) and any amendment or supplement thereto as such Persons reasonably may request; the Company and the Guarantor hereby consent to the use of the Prospectus and
any amendment or supplement thereto by each of the selling Holders and each of the underwriter(s), if any, in connection with the offering and the sale of the Transfer Restricted Securities covered by the Prospectus or any amendment or supplement
thereto; 
 (xi) enter into such agreements (including an underwriting agreement), and make such representations
and warranties, and take all such other actions in connection therewith in order to expedite or facilitate the disposition of the Transfer Restricted Securities pursuant to any Registration Statement contemplated by this Agreement, all to such
extent as may be reasonably requested by any Initial Purchaser or by any Holder of Transfer Restricted Securities or underwriter in connection with any sale or resale pursuant to any Registration Statement contemplated by this Agreement; and in
connection with any offering pursuant to a Shelf Registration Statement, whether or not an underwriting agreement is entered into and whether or not the registration is an Underwritten Registration, the Company and the Guarantor shall: 

(A) furnish to each Initial Purchaser, each selling Holder and each underwriter, if any, in such substance and scope as
they may request and as are customarily made by issuers to underwriters in primary underwritten offerings, upon the date of the effectiveness of the Shelf Registration Statement: 

(1) a certificate, dated the date of effectiveness of the Shelf Registration Statement, signed by (y) the President
or any Vice President and (z) a principal financial or accounting officer of the Company, confirming, as of the date thereof and to the extent applicable, the representations and warranties of the Company and the Initial Guarantor set forth in
Section 1 of the Purchase Agreement and such other matters as such parties may reasonably request; 
 (2)
an opinion, dated the date of effectiveness of the Shelf Registration Statement, of counsel for the Company and the Guarantor, covering such matters as such parties may reasonably request, and in any event including a customary statement
substantially to the effect that such 

  
 11 

 
counsel has participated in conferences with officers and other representatives of the Company, representatives of the independent public accountants and independent reserve engineers for the
Company, the Initial Purchasers’ representatives and the Initial Purchasers’ counsel in connection with the preparation of such Shelf Registration Statement and the related Prospectus and have considered the matters required to be stated
therein and the statements contained therein, although such counsel has not independently verified the accuracy, completeness or fairness of such statements; and that such counsel advises that, on the basis of the foregoing, no facts came to such
counsel’s attention that caused such counsel to believe that the Shelf Registration Statement, at the time such Shelf Registration Statement or any post-effective amendment thereto became effective, contained an untrue statement of a material
fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading, or that the Prospectus contained in such Shelf Registration Statement as of its date, contained an untrue statement of
a material fact or omitted to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. Without limiting the foregoing, such counsel may state further that
such counsel assumes no responsibility for, and has not independently verified, the accuracy, completeness or fairness of the financial statements, notes and schedules and other financial data or reserves data included in any Shelf Registration
Statement contemplated by this Agreement or the related Prospectus; 
 (3) a customary comfort letter, dated the
date of effectiveness of the Shelf Registration Statement from the Company’s independent accountants, in the customary form and covering matters of the type customarily requested to be covered in comfort letters to underwriters in connection
with primary underwritten offerings, and covering or affirming the matters set forth in the comfort letters delivered pursuant to Section 5(a) of the Purchase Agreement; and 

(4) a reserve report confirmation letter, dated as of the date of effectiveness of the Shelf Registration Statement, from
Ryder Scott Company, LP, in the customary form and covering matters of the type customarily included in such letters to underwriters in connection with primary underwritten offerings, and affirming the matters set forth in the reserve report
confirmation letter delivered pursuant to Section 5(b) of the Purchase Agreement. 
 (B) set forth in full
or incorporate by reference in the underwriting agreement, if any, the indemnification provisions and procedures of Section 8 hereof with respect to all parties to be indemnified pursuant to said Section; and 

  
 12 

 (C) deliver such other documents and certificates as may be reasonably
requested by such parties to evidence compliance with Section 6(c)(xi)(A) above and with any customary conditions contained in the underwriting agreement or other agreement entered into by the Company or the Guarantor pursuant to this
Section 6(c)(xi), if any. 
 If at any time the representations and warranties of the Company and the
Guarantor contemplated in Section 6(c)(xi)(A)(1) hereof cease to be true and correct, the Company or the Guarantor shall so advise the Initial Purchasers and the underwriter(s), if any, and each selling Holder promptly and, if requested by such
Persons, shall confirm such advice in writing; 
 (xii) prior to any public offering of Transfer Restricted
Securities, cooperate with the selling Holders, the underwriter(s), if any, and their respective counsel in connection with the registration and qualification of the Transfer Restricted Securities under the securities or blue sky laws of such
jurisdictions as the selling Holders or underwriter(s) may request and do any and all other acts or things necessary or advisable to enable the disposition in such jurisdictions of the Transfer Restricted Securities covered by the Shelf Registration
Statement; provided, however, that neither the Company nor any Guarantor shall be required to register or qualify as a foreign corporation where it is not then so qualified or to take any action that would subject it to the service of process
in suits or to taxation, other than as to matters and transactions relating to the Registration Statement, in any jurisdiction where it is not then so subject; 
 (xiii) shall issue, upon the request of any Holder of Initial Securities covered by the Shelf Registration Statement, Exchange Securities, having an aggregate principal amount equal to the aggregate
principal amount of Initial Securities surrendered to the Company by such Holder in exchange therefor or being sold by such Holder; such Exchange Securities to be registered in the name of such Holder or in the name of the purchasers of such
Securities, as the case may be; in return, the Initial Securities held by such Holder shall be surrendered to the Company for cancellation; 
 (xiv) cooperate with the selling Holders and the underwriter(s), if any, to facilitate the timely preparation and delivery of certificates representing Transfer Restricted Securities to be sold and not
bearing any restrictive legends; and enable such Transfer Restricted Securities to be in such denominations and registered in such names as the Holders or the underwriter(s), if any, may request at least two Business Days prior to any sale of
Transfer Restricted Securities made by such Holders or underwriter(s); 
 (xv) use its commercially reasonable
efforts to cause the Transfer Restricted Securities covered by such Registration Statement to be registered with or approved by such other governmental agencies or authorities as may be necessary to enable the seller or sellers thereof or the
underwriter(s), if any, to consummate the disposition of such Transfer Restricted Securities, subject to the proviso contained in Section 6(c)(xii) hereof; 

  
 13 

 (xvi) if any fact or event contemplated by Section 6(c)(iii)(D) hereof
shall exist or have occurred, prepare a supplement or post-effective amendment to such Registration Statement or related Prospectus or any document incorporated therein by reference or file any other required document so that, as thereafter
delivered to the purchasers of Transfer Restricted Securities, the Prospectus will not contain an untrue statement of a material fact or omit to state any material fact necessary in order to make the statements therein not misleading; 

(xvii) provide a CUSIP number for all Securities not later than the effective date of such Registration Statement covering
such Securities and provide the Trustee under the Indenture with printed certificates for such Securities which are in a form eligible for deposit with the Depository Trust Company and take all other action necessary to ensure that all such
Securities are eligible for deposit with the Depository Trust Company; 
 (xviii) cooperate and assist in any
filings required to be made with the FINRA and in the performance of any due diligence investigation by any underwriter (including any “qualified independent underwriter”) that is required to be retained in accordance with the rules and
regulations of the FINRA, and use its commercially reasonable efforts to cause such Registration Statement to become effective and approved by such governmental agencies or authorities as may be necessary to enable the Holders selling Transfer
Restricted Securities to consummate the disposition of such Transfer Restricted Securities; 
 (xix) otherwise
use its commercially reasonable efforts to comply with all applicable rules and regulations of the Commission, and make generally available to its security holders, as soon as practicable, a consolidated earnings statement meeting the requirements
of Rule 158 (which need not be audited) for the twelve-month period (A) commencing at the end of any fiscal quarter in which Transfer Restricted Securities are sold to underwriters in a firm commitment or best efforts Underwritten Offering or
(B) if not sold to underwriters in such an offering, beginning with the first month of the Company’s first fiscal quarter commencing after the effective date of such Registration Statement; 

(xx) cause the Indenture to be qualified under the Trust Indenture Act not later than the effective date of the first
Registration Statement required by this Agreement, and, in connection therewith, cooperate with the Trustee and the Holders of Securities to effect such changes to the Indenture as may be required for such Indenture to be so qualified in accordance
with the terms of the Trust Indenture Act; and execute and use its commercially reasonable efforts to cause the Trustee to execute, all documents that may be required to effect such changes and all other forms and documents required to be filed with
the Commission to enable such Indenture to be so qualified in a timely manner; 
 (xxi) cause all Transfer
Restricted Securities covered by the Registration Statement to be listed on each securities exchange or automated quotation system on which similar securities issued by the Company are then listed if requested by the Holders of a majority in
aggregate principal amount of Initial Securities or the managing underwriter(s), if any; and 

  
 14 

 (xxii) provide promptly to each Holder upon request each document filed with
the Commission pursuant to the requirements of Section 13 and Section 15 of the Exchange Act. 
 Each Holder agrees by
acquisition of a Transfer Restricted Security that, upon receipt of any notice from the Company of the existence of any fact of the kind described in Section 6(c)(iii)(D) hereof, such Holder will forthwith discontinue disposition of Transfer
Restricted Securities pursuant to the applicable Registration Statement until such Holder’s receipt of the copies of the supplemented or amended Prospectus contemplated by Section 6(c)(xvi) hereof, or until it is advised in writing (the
“Advice”) by the Company that the use of the Prospectus may be resumed, and has received copies of any additional or supplemental filings that are incorporated by reference in the Prospectus. If so directed by the Company, each
Holder will deliver to the Company (at the Company’s expense) all copies, other than permanent file copies then in such Holder’s possession, of the Prospectus covering such Transfer Restricted Securities that was current at the time of
receipt of such notice. In the event the Company shall give any such notice, the time period regarding the effectiveness of such Registration Statement set forth in Section 3 or 4 hereof, as applicable, shall be extended by the number of days
during the period from and including the date of the giving of such notice pursuant to Section 6(c)(iii)(D) hereof to and including the date when each selling Holder covered by such Registration Statement shall have received the copies of the
supplemented or amended Prospectus contemplated by Section 6(c)(xvi) hereof or shall have received the Advice; provided, however, that no such extension shall be taken into account in determining whether Additional Interest is due
pursuant to Section 5 hereof or the amount of such Additional Interest, it being agreed that the Company’s option to suspend use of a Registration Statement pursuant to this paragraph shall be treated as a Registration Default for purposes
of Section 5 hereof. 
 SECTION 7. Registration Expenses.  

(a) All expenses incident to the Company’s and the Guarantor’s performance of or compliance with this Agreement will be borne by
the Company or the Guarantor, jointly and severally, regardless of whether a Registration Statement becomes effective, including without limitation: (i) all registration and filing fees and expenses (including filings made by any Initial
Purchaser or Holder with the FINRA (and, if applicable, the fees and expenses of any “qualified independent underwriter” that may be required by the rules and regulations of the FINRA)); (ii) all fees and expenses of compliance with
federal securities and state securities or blue sky laws; (iii) all expenses of printing (including printing certificates for the Exchange Securities to be issued in the Exchange Offer and printing of Prospectuses), messenger and delivery
services and telephone; (iv) all fees and disbursements of counsel for the Company, the Guarantor and, subject to Section 7(b) hereof, the Holders of Transfer Restricted Securities; (v) all application and filing fees in connection
with listing the Exchange Securities on a securities exchange or automated quotation system pursuant to the requirements thereof; and (vi) all fees and disbursements of independent certified public accountants of the Company and the Guarantor
(including the expenses of any special audit and comfort letters required by or incident to such performance). 
 The Company
and the Guarantor will, in any event, bear its internal expenses (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expenses of any annual audit and the fees and
expenses of any Person, including special experts, retained by the Company or the Guarantor. 

  
 15 

 (b) In connection with any Shelf Registration Statement required by this Agreement, the
Company and the Guarantor, jointly and severally, will reimburse the Initial Purchasers and the Holders of Transfer Restricted Securities registered pursuant to the Shelf Registration Statement, as applicable, for the reasonable fees and
disbursements of not more than one counsel, who shall be Davis Polk & Wardwell LLP or such other counsel as may be chosen by the Holders of a majority in principal amount of the Transfer Restricted Securities for whose benefit such Shelf
Registration Statement is being prepared. 
 SECTION 8. Indemnification.  

(a) The Company and the Guarantor, jointly and severally, agree to indemnify and hold harmless (i) each Holder and (ii) each
Person, if any, who controls (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) any Holder (any of the Persons referred to in this clause (ii) being hereinafter referred to as a
“controlling person”) and (iii) the respective officers, directors, partners, employees, representatives and agents of any Holder or any controlling person (any Person referred to in clause (i), (ii) or (iii) may
hereinafter be referred to as an “Indemnified Holder”), to the fullest extent lawful, from and against any and all losses, claims, damages, liabilities, judgments, actions and expenses (including, without limitation and as incurred,
reimbursement of all reasonable costs of investigating, preparing, pursuing, settling, compromising, paying or defending any claim or action, or any investigation or proceeding by any governmental agency or body, commenced or threatened, including
the reasonable fees and expenses of counsel to any Indemnified Holder), joint or several, directly or indirectly caused by, related to, based upon, arising out of or in connection with (1) any untrue statement or alleged untrue statement of a
material fact contained in any Registration Statement (or any amendment or supplement thereto), or any omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein not
misleading, or (2) any untrue statement or alleged untrue statement of a material fact contained in any Prospectus (or any amendment or supplement thereto), or any omission or alleged omission to state therein a material fact necessary to make
the statements therein, in the light of the circumstances under which they were made, not misleading, in each case except insofar as such losses, claims, damages, liabilities or expenses are caused by an untrue statement or omission or alleged
untrue statement or omission that is made in reliance upon and in conformity with information relating to any of the Holders furnished in writing to the Company by any of the Holders expressly for use therein. This indemnity agreement shall be in
addition to any liability which the Company or the Guarantor may otherwise have. 
 In case any action or proceeding (including
any governmental or regulatory investigation or proceeding) shall be brought or asserted against any of the Indemnified Holders with respect to which indemnity may be sought against the Company or the Guarantor, such Indemnified Holder (or the
Indemnified Holder controlled by such controlling person) shall promptly notify the Company and the Guarantor in writing; provided, however, that the failure to give such notice shall not relieve the Company or the Guarantor of their
respective obligations pursuant to this Agreement. Such Indemnified Holder shall have the right to employ its own counsel in any such action and the fees and expenses of such counsel shall be paid, as incurred, by the Company

  
 16 

 
and the Guarantor (regardless of whether it is ultimately determined that an Indemnified Holder is not entitled to indemnification hereunder). The Company and the Guarantor shall not, in
connection with any one such action or proceeding or separate but substantially similar or related actions or proceedings in the same jurisdiction arising out of the same general allegations or circumstances, be liable for the reasonable fees and
expenses of more than one separate firm of attorneys (in addition to any local counsel) at any time for such Indemnified Holders, which firm shall be designated by the Holders. The Company and the Guarantor shall be liable for any settlement of any
such action or proceeding effected with the Company’s and the Guarantor’s prior written consent, which consent shall not be withheld unreasonably, and the Company and the Guarantor agrees to indemnify and hold harmless any Indemnified
Holder from and against any loss, claim, damage, liability or expense by reason of any settlement of any action effected with the written consent of the Company and the Guarantor. The Company and the Guarantor shall not, without the prior written
consent of each Indemnified Holder, settle or compromise or consent to the entry of judgment in or otherwise seek to terminate any pending or threatened action, claim, litigation or proceeding in respect of which indemnification or contribution may
be sought hereunder (whether or not any Indemnified Holder is a party thereto), unless such settlement, compromise, consent or termination (i) includes an unconditional release of each Indemnified Holder from all liability arising out of such
action, claim, litigation or proceeding and (ii) does not include any statements as to or any findings of fault, culpability or failure to act by or on behalf of any Indemnified Holder. 

(b) Each Holder of Transfer Restricted Securities agrees, severally and not jointly, to indemnify and hold harmless the Company, the
Guarantor and their respective directors and officers who sign a Registration Statement, and any Person controlling (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) the Company or the Guarantor,
and the respective officers, directors, partners, employees, representatives and agents of each such Person, to the same extent as the foregoing indemnity from the Company and the Guarantor to each of the Indemnified Holders, but only with respect
to claims and actions based on information relating to such Holder furnished in writing by such Holder expressly for use in any Registration Statement. In case any action or proceeding shall be brought against the Company, the Guarantor or their
respective directors or officers or any such controlling person in respect of which indemnity may be sought against a Holder of Transfer Restricted Securities, such Holder shall have the rights and duties given the Company and the Guarantor, and the
Company, the Guarantor, their respective directors and officers and such controlling person shall have the rights and duties given to each Holder by the preceding paragraph. 
 (c) If the indemnification provided for in this Section 8 is unavailable to an indemnified party under Section 8(a) or (b) hereof (other than by reason of exceptions provided in those
Sections) in respect of any losses, claims, damages, liabilities, judgments, actions or expenses referred to therein, then each applicable indemnifying party, in lieu of indemnifying such indemnified party, shall contribute to the amount paid or
payable by such indemnified party as a result of such losses, claims, damages, liabilities or expenses in such proportion as is appropriate to reflect the relative benefits received by the Company and the Guarantor, on the one hand, and the Holders,
on the other hand, from the Initial Placement (which in the case of the Company and the Guarantor shall be deemed to be equal to the total gross proceeds to the Company and the Guarantor from the Initial Placement), the amount of Additional Interest
which did not become payable as a result of the filing of the Registration Statement resulting in such losses, claims, 

  
 17 

 
damages, liabilities, judgments actions or expenses, and such Registration Statement, or if such allocation is not permitted by applicable law, the relative fault of the Company and the Guarantor
on the one hand, and of the Holders, on the other hand, in connection with the statements or omissions which resulted in such losses, claims, damages, liabilities or expenses, as well as any other relevant equitable considerations. The relative
fault of the Company and the Guarantor on the one hand and of the Indemnified Holder on the other shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged
omission to state a material fact relates to information supplied by the Company and the Guarantor, on the one hand, or by the Indemnified Holders, on the other hand, and the parties’ relative intent, knowledge, access to information and
opportunity to correct or prevent such statement or omission. The amount paid or payable by a party as a result of the losses, claims, damages, liabilities and expenses referred to above shall be deemed to include, subject to the limitations set
forth in the second paragraph of Section 8(a), any legal or other fees or expenses reasonably incurred by such party in connection with investigating or defending any action or claim. 

The Company, the Guarantor and each Holder of Transfer Restricted Securities agree that it would not be just and equitable if
contribution pursuant to this Section 8(c) were determined by pro rata allocation (even if the Holders were treated as one entity for such purpose) or by any other method of allocation which does not take account of the equitable considerations
referred to in the immediately preceding paragraph. The amount paid or payable by an indemnified party as a result of the losses, claims, damages, liabilities or expenses referred to in the immediately preceding paragraph shall be deemed to include,
subject to the limitations set forth above, any legal or other expenses reasonably incurred by such indemnified party in connection with investigating or defending any such action or claim. Notwithstanding the provisions of this Section 8, none
of the Holders (and their related Indemnified Holders) shall be required to contribute, in the aggregate, any amount in excess of the amount by which the total discount received by such Holder with respect to the Initial Securities exceeds the
amount of any damages which such Holder has otherwise been required to pay by reason of such untrue or alleged untrue statement or omission or alleged omission. No Person guilty of fraudulent misrepresentation (within the meaning of
Section 11(f) of the Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraudulent misrepresentation. The Holders’ obligations to contribute pursuant to this Section 8(c) are several in
proportion to the respective principal amount of Initial Securities held by each of the Holders hereunder and not joint. 

SECTION 9. Rule 144A. The Company and the Guarantor hereby agree with each Holder, for so long as any Transfer
Restricted Securities remain outstanding, to make available to any Holder or beneficial owner of Transfer Restricted Securities in connection with any sale thereof and any prospective purchaser of such Transfer Restricted Securities from such Holder
or beneficial owner, the information required by Rule 144A(d)(4) under the Securities Act in order to permit resales of such Transfer Restricted Securities pursuant to Rule 144A under the Securities Act. 

SECTION 10. Participation in Underwritten Registrations. No Holder may participate in any Underwritten
Registration hereunder unless such Holder (a) agrees to sell such Holder’s Transfer Restricted Securities on the basis provided in any underwriting arrangements approved by the Persons entitled hereunder to approve such arrangements and
(b) completes and executes all reasonable questionnaires, powers of attorney, indemnities, underwriting agreements, lock-up letters and other documents required under the terms of such underwriting arrangements. 

  
 18 

 SECTION 11. Selection of Underwriters. The Holders of
Transfer Restricted Securities covered by the Shelf Registration Statement who desire to do so may sell such Transfer Restricted Securities in an Underwritten Offering. In any such Underwritten Offering, the investment banker(s) and managing
underwriter(s) that will administer such offering will be selected by the Holders of a majority in aggregate principal amount of the Transfer Restricted Securities included in such offering; provided, however, that such investment
banker(s) and managing underwriter(s) must be reasonably satisfactory to the Company. 
 SECTION 12.
Miscellaneous.  
 (a) Remedies. The Company and the Guarantor hereby agree that monetary damages would not be
adequate compensation for any loss incurred by reason of a breach by them of the provisions of this Agreement and hereby agree to waive the defense in any action for specific performance that a remedy at law would be adequate. 

(b) No Inconsistent Agreements. The Company and the Guarantor will not, on or after the date of this Agreement enter into any
agreement with respect to their securities that is inconsistent with the rights granted to the Holders in this Agreement or otherwise conflicts with the provisions hereof. Neither the Company nor the Guarantor has entered into any agreement granting
any registration rights with respect to its securities to any Person. The rights granted to the Holders hereunder do not in any way conflict with and are not inconsistent with the rights granted to the holders of the Company’s securities under
any agreement in effect on the date hereof. 
 (c) Adjustments Affecting the Securities. The Company and the Guarantor
will not take any action, or permit any change to occur, with respect to the Securities that would materially and adversely affect the ability of the Holders to Consummate any Exchange Offer. 

(d) Amendments and Waivers. The provisions of this Agreement may not be amended, modified or supplemented, and waivers or consents
to or departures from the provisions hereof may not be given unless the Company has (i) in the case of Section 5 hereof and this Section 12(d)(i), obtained the written consent of Holders of all outstanding Transfer Restricted
Securities and (ii) in the case of all other provisions hereof, obtained the written consent of Holders of a majority of the outstanding principal amount of Transfer Restricted Securities (excluding any Transfer Restricted Securities held by
the Company or its Affiliates). Notwithstanding the foregoing, a waiver or consent to departure from the provisions hereof that relates exclusively to the rights of Holders whose securities are being tendered pursuant to an Exchange Offer and that
does not affect directly or indirectly the rights of other Holders whose securities are not being tendered pursuant to such Exchange Offer may be given by the Holders of a majority of the outstanding principal amount of Transfer Restricted
Securities being tendered or registered; provided, however, that, with respect to any matter that directly or indirectly affects the rights of any Initial Purchaser hereunder, the Company shall obtain the written consent of each such
Initial Purchaser with respect to which such amendment, qualification, supplement, waiver, consent or departure is to be effective. 

  
 19 

 (e) Notices. All notices and other communications provided for or permitted hereunder
shall be made in writing by hand-delivery, first-class mail (registered or certified, return receipt requested), telex, telecopier, or air courier guaranteeing overnight delivery: 

(i) if to a Holder, at the address set forth on the records of the Registrar under the Indenture, with a copy to the
Registrar under the Indenture; and 
 (ii) if to the Company or the Guarantor: 

Continental Resources, Inc. 
 20 N. Broadway 
 Oklahoma City, Oklahoma 73102 

Facsimile: (405) 234-9132 
 Attention: John Hart 
 with a copy to: 

Latham & Watkins LLP 
 811 Main Street, Suite 3700 
 Houston, Texas 77002 

Facsimile: (713) 546-5401 
 Attention: Michael E. Dillard 
 All such notices and communications shall be
deemed to have been duly given: at the time delivered by hand, if personally delivered; five Business Days after being deposited in the mail, postage prepaid, if mailed; when answered back, if telexed; when receipt acknowledged, if telecopied; and
on the next Business Day, if timely delivered to an air courier guaranteeing overnight delivery. 
 Copies of all such notices,
demands or other communications shall be concurrently delivered by the Person giving the same to the Trustee at the address specified in the Indenture. 
 (f) Successors and Assigns. This Agreement shall inure to the benefit of and be binding upon the successors and assigns of each of the parties, including without limitation and without the need for
an express assignment, subsequent Holders of Transfer Restricted Securities; provided, however, that this Agreement shall not inure to the benefit of or be binding upon a successor or assign of a Holder unless and to the extent such successor
or assign acquired Transfer Restricted Securities from such Holder. 
 (g) Counterparts. This Agreement may be executed
in any number of counterparts and by the parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. 

(h) Headings. The headings in this Agreement are for convenience of reference only and shall not limit or otherwise affect the
meaning hereof. 

  
 20 

 (i) Governing Law. THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE
WITH THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO THE CONFLICTS OF LAW RULES THEREOF. 
 (j) Severability. In the
event that any one or more of the provisions contained herein, or the application thereof in any circumstance, is held invalid, illegal or unenforceable, the validity, legality and enforceability of any such provision in every other respect and of
the remaining provisions contained herein shall not be affected or impaired thereby. 
 (k) Entire Agreement. This
Agreement is intended by the parties as a final expression of their agreement and intended to be a complete and exclusive statement of the agreement and understanding of the parties hereto in respect of the subject matter contained herein. There are
no restrictions, promises, warranties or undertakings, other than those set forth or referred to herein with respect to the registration rights granted by the Company with respect to the Transfer Restricted Securities. This Agreement supersedes all
prior agreements and understandings between the parties with respect to such subject matter. 

  
 21 

 IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written
above. 
  

			
	CONTINENTAL RESOURCES, INC.
		
	By:	 	 /s/ John Hart

		 	Name: John Hart
		 	Title: Senior VP, CFO and Treasurer

 

			
	 BANNER PIPELINE COMPANY, L.L.C., as Guarantor

		
	By:	 	 /s/ John D. Hart

		 	Name: John D. Hart
		 	Title: Manager

 [Signature Page to Registration Rights Agreement] 

 The foregoing Registration Rights Agreement is hereby confirmed and accepted as of the date
first above written: 
  

			
	 MERRILL LYNCH, PIERCE, FENNER & SMITH

	INCORPORATED
		 	   Acting on behalf of themselves
   and as the Representative of
   the several Initial
Purchasers

	
	By:   MERRILL LYNCH, PIERCE, FENNER & SMITH
	                 INCORPORATED
		
		 	 By:  /s/ J. Lex
Maultsby                    

 

		 	        Name: J. Lex Maultsby
		 	        Title: Managing Director

 [Signature Page to Registration Rights Agreement]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00207-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00207-of-00352.parquet"}]]