Document:

EX-10.2

 EXHIBIT 10.2 
 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT 
 THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (“Amendment”) is entered into as of May 23, 2013, by and among CryoLife, Inc., a Florida corporation
(“CryoLife”), AuraZyme Pharmaceuticals, Inc., a Florida corporation (“AuraZyme”), CryoLife International, Inc., a Florida corporation (“International”), Cardiogenesis Corporation, a Florida
corporation (“Cardiogenesis”) (CryoLife, AuraZyme, International and Cardiogenesis are sometimes referred to herein together as the “Borrowers” and individually as a “Borrower”), CryoLife, as
Borrower Representative, the other Credit Parties party hereto, General Electric Capital Corporation, a Delaware corporation (the “Agent”), as administrative agent for the lenders from time to time party to the Credit Agreement
described below (collectively, the “Lenders” and individually each a “Lender”) and for itself as a Lender and L/C Issuer, and such Lenders. 
 RECITALS 
 A.
        The Borrowers, the other Credit Parties signatory thereto, the Lenders signatory thereto from time to time and Agent are parties to that certain Amended and Restated Credit Agreement, dated as of
October 28, 2011, as amended by that certain First Amendment to Amended and Restated Credit Agreement, dated as of August 20, 2012 (as so amended and as may be further amended, supplemented, revised, restated, replaced or otherwise
modified, the “Credit Agreement”). Capitalized terms used in this Amendment without definition shall have the meanings ascribed to such terms in the Credit Agreement, as applicable. 

B.         The Borrowers have requested that Lenders amend the Credit Agreement
in certain respects and Lenders have agreed to so amend the Credit Agreement, subject to the terms and conditions hereof. 
 NOW, THEREFORE, in consideration of the premises and the mutual covenants hereinafter contained, and intending to be legally bound, the parties hereto agree as follows: 

A.         AMENDMENTS 

1.         Amendment to Section 5.11(e) Section 5.11(e) of the
Credit Agreement is hereby amended by replacing such subsection in its entirety with the following: 
 (e) CryoLife may declare and make dividend payments with respect to its common stock in an aggregate amount not to exceed $3,500,000 in any fiscal year; provided, that, both before and after
giving pro forma effect to each such dividend payment and any Loan made on the date such dividend payment is made, (i) the Credit Parties shall be in compliance on a pro forma basis with the covenants set forth in Article VI as of the
most recently ended fiscal quarter for which financial statements have been delivered under Section 4.1(a) or (c), (ii) the Leverage Ratio calculated as of the date of such dividend payment (except with respect to Adjusted
EBITDA which shall be calculated as of the most recently 

 
ended twelve month period for which financial statements have been delivered under Section 4.1(b)) shall be less than 1.00:1.00, and (iii) no Default or Event of Default shall
have occurred and be continuing. 
 2.         Amendment to
Section 6.1 Section 6.1 of the Credit Agreement is hereby amended by replacing such section in its entirety as follows: 
 Section 6.1 Capital Expenditures. The Borrowers and their Subsidiaries shall not make or commit to make Capital Expenditures for fiscal year ended December 31, 2013 (or shorter
period) in excess of $5,000,000, and for any fiscal year thereafter (or shorter period) in excess of $3,500,000 (the “Capital Expenditure Limitation”); provided, however, in the event the Borrowers and their
Subsidiaries do not expend the entire Capital Expenditure Limitation in any fiscal year, the Borrowers and their Subsidiaries may carry forward to the immediately succeeding fiscal year 50% of the unutilized portion. All Capital Expenditures shall
first be applied to reduce the applicable Capital Expenditure Limitation and then to reduce the carry-forward from the previous fiscal year, if any. “Capital Expenditures” shall be calculated in the manner set forth in Exhibit
4.2(b). 
 B.         CONDITIONS TO EFFECTIVENESS  

Notwithstanding any other provision of this Amendment and without affecting in any manner the rights of the Lenders
hereunder, it is understood and agreed that this Amendment shall not become effective, and the Borrower shall have no rights under this Amendment, until Agent shall have received (a) duly executed signature pages to this Amendment from the
Lenders, Borrowers, L/C Issuer, Agent and each Credit Party, and (b) an amendment fee in the amount of $15,000. 
 C.
REPRESENTATIONS 
 Each Credit Party hereby represents and warrants to Lenders, L/C Issuer and Agent
that: 
 1.         The execution, delivery and performance by such
Credit Party of this Amendment (a) are within such Credit Party’s power; (b) have been duly authorized by all necessary corporate, limited liability company or limited partnership action; (c) are not in contravention of any
provision of such Credit Party’s certificate of incorporation or bylaws or other organizational documents; (d) do not violate any law or regulation, or any order or decree of any Governmental Authority; (e) do not conflict with or
result in the breach or termination of, constitute a default under or accelerate any performance required by, any indenture, mortgage, deed of trust, lease, agreement or other instrument to which such Credit Party or any of its Subsidiaries is a
party or by which such Credit Party or any such Subsidiary or any of their respective property is bound; (f) do not result in the creation or imposition of any Lien upon any of the property of such Credit Party or any of its Subsidiaries other
than those in favor of Agent, on behalf of itself and the Lenders, pursuant to the Loan Documents; and (g) do not require the consent or approval of any Governmental Authority or any other Person. 

  
 2 

 2.         This Amendment has been
duly executed and delivered for the benefit of or on behalf of each Credit Party and constitutes a legal, valid and binding obligation of each Credit Party, enforceable against such Credit Party in accordance with its terms except as the
enforceability hereof may be limited by bankruptcy, insolvency, reorganization, moratorium and other laws affecting creditors’ rights and remedies in general. 

3.         Except as disclosed in writing to the Agent on the date hereof, both
before and after giving effect to this Amendment, the representations and warranties contained in the Credit Agreement and the other Loan Documents are true and correct in all material respects and no Default or Event of Default has occurred and is
continuing as of the date hereof. 
 D.   OTHER AGREEMENTS 

  1.         Continuing Effectiveness of Loan Documents. As
amended hereby, all terms of the Credit Agreement and the other Loan Documents shall be and remain in full force and effect and shall constitute the legal, valid, binding and enforceable obligations of the Credit Parties party thereto. To the extent
any terms and conditions in any of the other Loan Documents shall contradict or be in conflict with any terms or conditions of the Credit Agreement, after giving effect to this Amendment, such terms and conditions are hereby deemed modified and
amended accordingly to reflect the terms and conditions of the Credit Agreement as modified and amended hereby. Upon the effectiveness of this Amendment such terms and conditions are hereby deemed modified and amended accordingly to reflect the
terms and conditions of the Credit Agreement as modified and amended hereby. 

  2.         Reaffirmation of Loan Documents. Each Credit Party
consents to the execution and delivery of this Amendment by all parties hereto and the consummation of the transactions described herein, and ratifies and confirms the terms of the Credit Agreement, that certain Guaranty and Security Agreement,
dated as of March 27, 2008 and reaffirmed by that certain Omnibus Reaffirmation Agreement, dated as of October 28, 2011 (as amended, supplemented, modified, the “Guaranty and Security Agreement”) and each other Loan
Document to which such Credit Party is a party with respect to the indebtedness now or hereafter outstanding under the Credit Agreement as amended hereby and all promissory notes issued thereunder. Each Credit Party acknowledges that,
notwithstanding anything to the contrary contained herein or in any other document evidencing any indebtedness of any Borrower to the Lenders or any other obligation of Borrowers, or any actions now or hereafter taken by the Lenders with respect to
any obligation of Borrowers, the Guaranty and Security Agreement (i) is and shall continue to be a primary obligation of such Credit Party, (ii) is and shall continue to be an absolute, unconditional, continuing and irrevocable guaranty of
payment, and (iii) is and shall continue to be in full force and effect in accordance with its terms. Nothing contained herein to the contrary shall release, discharge, modify, change or affect the original liability of any Credit Party under
the Guaranty and Security Agreement. 
   3.        
Acknowledgment of Perfection of Security Interest. Each Credit Party hereby acknowledges that, as of the date hereof, the security interests and liens granted to Agent, the L/C Issuer and the Lenders under the Credit Agreement and the other
Loan Documents are in 

  
 3 

 
full force and effect, are properly perfected and are enforceable in accordance with the terms of the Credit Agreement and the other Loan Documents. 

  4.         Effect of Agreement. Except as set forth expressly
herein, all terms of the Credit Agreement, as amended hereby, and the other Loan Documents shall be and remain in full force and effect and shall constitute the legal, valid, binding and enforceable obligations of the Borrowers to the Lenders, the
L/C Issuer and Agent. The execution, delivery and effectiveness of this Amendment shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of the Lenders under the Credit Agreement, nor constitute a waiver of
any provision of the Credit Agreement. This Amendment shall constitute a Loan Document for all purposes of the Credit Agreement. 
   5.         Governing Law. This Amendment shall be governed by, and construed in accordance with, the internal laws of the State of New
York and all applicable federal laws of the United States of America. 

  6.         No Novation. This Amendment is not intended
by the parties to be, and shall not be construed to be, a novation of the Credit Agreement and the other Loan Documents or an accord and satisfaction in regard thereto. 

  7.         Costs and Expenses. The Borrowers agree to pay on
demand all costs and expenses of Agent in connection with the preparation, execution and delivery of this Amendment, including, without limitation, the reasonable fees and out-of-pocket expenses of outside counsel for Agent with respect thereto.

   8.         Counterparts. This Amendment may be
executed by one or more of the parties hereto in any number of separate counterparts, each of which shall be deemed an original and all of which, taken together, shall be deemed to constitute one and the same instrument. Delivery of an executed
counterpart of this Amendment by facsimile transmission, Electronic Transmission or containing an E-Signature shall be as effective as delivery of a manually executed counterpart hereof. 

  9.         Binding Nature. This Amendment shall be binding
upon and inure to the benefit of the parties hereto, their respective successors, successors-in-titles, and assigns. 
   10.       Entire Understanding. This Amendment sets forth the entire understanding of the parties with respect to the matters set forth herein, and shall
supersede any prior negotiations or agreements, whether written or oral, with respect thereto. 
 [signature pages to follow]

  
 4 

   IN WITNESS WHEREOF, this Amendment has been duly executed as of
the date first written above. 
  

					
		 	BORROWERS:	  	
			
		 	CRYOLIFE, INC.	  	
			
		 	By: /s/ Steven G.
Anderson                            	  	
		 	Title: Chairman, CEO and President	  	
			
		 	AURAZYME PHARMACEUTICALS, INC.	  	
			
		 	By: /s/ Steven G.
Anderson                            	  	
		 	Title: Chairman, CEO and President	  	
			
		 	CRYOLIFE INTERNATIONAL, INC.	  	
			
		 	By: /s/ Steven G.
Anderson                            	  	
		 	Title: Chairman, President and CEO	  	
			
		 	CARDIOGENESIS CORPORATION	  	
			
		 	By: /s/ Steven G.
Anderson                            	  	
		 	Title: Chairman, President and CEO	  	
			
		 	HEMOSPHERE, INC.	  	
			
		 	By: /s/ Steven G.
Anderson                            	  	
		 	Title: Chairman, CEO and President	  	

  
  
 [Signature Page to Second Amendment to Amended and Restated Credit Agreement] 

					
		 	AGENT, L/C ISSUER AND LENDERS:	 	
			
		 	GENERAL ELECTRIC CAPITAL	 	
		 	CORPORATION, as Agent, L/C Issuer and sole Lender
			
		 	By:  /s/ Andrew Moore                    
                	 	
		 	       Its Duly Authorized Signatory	 	

  
  
  

 
 [Signature Page to Second Amendment to Amended and Restated Credit
Agreement]EX-10.2

 Exhibit 10.2 
 CONFIDENTIAL MATERIAL APPEARING IN THIS DOCUMENT HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH THE SECURITIES ACT OF 1933, AS AMENDED, AND RULE 24B-2
PROMULGATED THEREUNDER. OMITTED INFORMATION HAS BEEN REPLACED WITH ASTERISKS. 
 Supplemental Agreement No. 60 

to 
 Purchase
Agreement No. 1951 
 (the Agreement) 
 Between 
 The Boeing Company 

and 
 Continental
Airlines, Inc. 
 Relating to Boeing Model 737 Aircraft 
 THIS SUPPLEMENTAL AGREEMENT is entered into as of November 7, 2012 by and between THE BOEING COMPANY (Boeing) and CONTINENTAL AIRLINES, INC. (Customer); 

WHEREAS, Customer is *** 
 WHEREAS, Customer and Boeing agree to reschedule one (1) 737-900ER aircraft as follows: 
  

					
	 Current Delivery Month
	 	 Revised Delivery Month
	 	 Serial Number

	August 2013	 	July 2013	 	31649

 WHEREAS, Customer and Boeing have agreed to reschedule one (1) 737-900ER aircraft as follows:

  

					
	 Current Delivery Month
	 	 Revised Delivery Month
	 	 Serial Number

	October 2012	 	September 2012	 	37199*

  

	*	Notwithstanding the rescheduled delivery month of this aircraft, *** 

 NOW THEREFORE, in consideration of the mutual covenants herein contained, the parties agree to amend the Agreement as follows: 

 

	1.	Table of Contents, Articles, Tables, Exhibits, and Letter Agreements: 

 1.1 Remove and replace, in its entirety, the “Table of Contents”, with the “Table of Contents” attached hereto, to reflect the changes made by this Supplemental Agreement No. 60.

  

					
	P.A. 1951	 		 	
	CAL	 	 SA 60-
 1
	 	

 CONFIDENTIAL MATERIAL APPEARING IN THIS DOCUMENT HAS BEEN OMITTED AND FILED SEPARATELY WITH THE
SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH THE SECURITIES ACT OF 1933, AS AMENDED, AND RULE 24B-2 PROMULGATED THEREUNDER. OMITTED INFORMATION HAS BEEN REPLACED WITH ASTERISKS. 

 Supplemental Agreement No. 60 to 
 Purchase Agreement No. 1951 
  

	***	Remove and replace, in its entirety, page T-6-1, page T-6-2 and page T-6-3 to Table 1 to reflect: a) the revised delivery month for two (2) 737-900ER aircraft
bearing serial numbers 31649 and 37199, and *** 

  

			
	 ***
	  	 ***

	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***
	***	  	***

 1.3 Add Letter Agreement CAL-PA-1951-LA-1210098, “Aircraft Acceleration from October 2012 to
September 2012”, attached hereto. 
 The Agreement will be deemed to be supplemented to the extent herein provided as of
the date hereof and as so supplemented will continue in full force and effect. 
 EXECUTED IN DUPLICATE as of the day and year first written
above. 
  

					
	THE BOEING COMPANY	 		 	CONTINENTAL AIRLINES, INC.
			
	 /s/ ***
	 		 	 /s/ Gerald Laderman

	Signature	 		 	Signature
			
	 Attorney-in-Fact
	 		 	 Senior Vice President – Finance and Treasurer

	Title	 		 	Title

  

					
	P.A. 1951	 		 	
	CAL	 	SA 60-2	 	

 TABLE OF CONTENTS 

 

											
	 	  	 	  	Page
Number	 	  	SA
Number	 
	 ARTICLES
	  				  			
				
	 1.
	  	 Subject Matter of Sale
	  	 	1-1	  	  	 	SA 39	  
				
	 2.
	  	 Delivery, Title and Risk of Loss
	  	 	2-1	  	  			
				
	 3.
	  	 Price of Aircraft
	  	 	3-1	  	  	 	SA 39	  
				
	 4.
	  	 Taxes
	  	 	4-1	  	  			
				
	 5.
	  	 Payment
	  	 	5-1	  	  			
				
	 6.
	  	 Excusable Delay
	  	 	6-1	  	  			
				
	 7.
	  	 Changes to the Detail Specification
	  	 	7-1	  	  	 	SA 39	  
				
	 8.
	  	 Federal Aviation Requirements and Certificates and Export License
	  	 	8-1	  	  	 	SA 39	  
				
	 9.
	  	 Representatives, Inspection, Flights and Test Data
	  	 	9-1	  	  			
				
	 10.
	  	 Assignment, Resale or Lease
	  	 	10-1	  	  			
				
	 11.
	  	 Termination for Certain Events
	  	 	11-1	  	  			
				
	 12.
	  	 Product Assurance; Disclaimer and Release; Exclusion of Liabilities; Customer Support; Indemnification and
Insurance
	  	 	12-1	  	  			
				
	 13.
	  	 Buyer Furnished Equipment and Spare Parts
	  	 	13-1	  	  			
				
	 14.
	  	 Contractual Notices and Requests
	  	 	14-1	  	  	 	SA 39	  
				
	 15.
	  	 Miscellaneous
	  	 	15-1	  	  			

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	i	 	

 TABLE OF CONTENTS 

 

											
	 	  	 	  	Page
Number	 	  	SA
Number	 
	 TABLES
	  				  			
	 1.
	  	 Aircraft Deliveries and Descriptions - 737-500
	  	 	T-1	  	  	 	SA 3	  
				
		  	 Aircraft Deliveries and Descriptions - 737-700
	  	 	T-2	  	  	 	SA 57	  
				
		  	 Aircraft Deliveries and Descriptions - 737-800
	  	 	T-3	  	  	 	SA 55	  
				
		  	 Aircraft Deliveries and Descriptions - 737-600
	  	 	T-4	  	  	 	SA 4	  
				
		  	 Aircraft Deliveries and Descriptions - 737-900
	  	 	T-5	  	  	 	SA 39	  
				
		  	 Aircraft Deliveries and Descriptions - 737-900ER
	  	 	T-6	  	  	 	SA 60	  
			
	 EXHIBITS
	  				  			
			
	 A-1
	  	 Aircraft Configuration - Model 737-724 (Aircraft delivering through July 2004)
	   
	  	 	SA 26	  
			
	 A-1.1
	  	 Aircraft Configuration - Model 737-724 (Aircraft delivering on or after August 2004)
	   
	  	 	SA 46	  
			
	 A-2
	  	 Aircraft Configuration - Model 737-824 (Aircraft delivering through July 2004)
	   
	  	 	SA 26	  
			
	 A-2.1
	  	 Aircraft Configuration - Model 737-824 (Aircraft delivering August 2004 through December 2007)
	   
	  	 	SA 41	  
			
	 A-2.2
	  	 Aircraft Configuration - Model 737-824 (Aircraft delivering January 2008 through July 2008)
	   
	  	 	SA 45	  
			
	 A-2.3
	  	 Aircraft Configuration - Model 737-824 (Aircraft scheduled to deliver between August 2008 and October
2010)
	    
	  	 	SA 50	  

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	ii	 	

 TABLE OF CONTENTS 

 

									
	 EXHIBITS (continued)
	  	SA
Number	 
			
	 A-2.4
	  	 Aircraft Configuration – Model 737-824 (Aircraft scheduled to deliver in or after November
2010)
	  	 	SA 50	  
			
	 A-3
	  	 Aircraft Configuration - Model 737-624
	  	 	SA 1	  
			
	 A-4
	  	 Aircraft Configuration - Model 737-524
	  	 	SA 3	  
			
	 A-5
	  	 Aircraft Configuration - Model 737-924 (Aircraft delivering through July 2004)
	  	 	SA 26	  
			
	 A-6
	  	 Aircraft Configuration - Model 737-924ER (Aircraft delivering January 2008 through December 2008)
	  	 	SA 45	  
			
	 A-6.1
	  	 Aircraft Configuration - Model 737-924ER (Aircraft delivering during or after January 2009 and before December
2010)
	  	 	SA 53	  
			
	 A-6.2
	  	 Aircraft Configuration - Model 737-924ER (Aircraft delivering during or after January 2011)
	  	 	SA 53	  
			
	 B
	  	 Product Assurance Document
	  	 	SA 1	  
			
	 C
	  	 Customer Support Document - Code Two - Major Model Differences
	  	 	SA 1	  
			
	 C1
	  	 Customer Support Document - Code Three - Minor Model Differences
	  	 	SA 39	  
			
	 D
	  	 Aircraft Price Adjustments - New Generation Aircraft (1995 Base Price - Aircraft delivering through July
2004)
	  	 	SA 1	  
			
	 D1
	  	 Airframe and Engine Price Adjustments - Current Generation Aircraft
	  	 	SA 1	  
			
	 D2
	  	 Aircraft Price Adjustments - New Generation Aircraft (1997 Base Price - Aircraft delivering through July
2004)
	  	 	SA 5	  

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	iii	 	

 TABLE OF CONTENTS 

 

									
	 EXHIBITS (continued)
	  	SA
Number	 
			
	 D3
	  	 Aircraft Price Adjustments - New Generation Aircraft (July 2003 Base Price - Aircraft delivering through December
2007)
	  	 	SA 41	  
			
	 D4
	  	 Escalation Adjustment - Airframe and Optional Features (Aircraft delivering in or after January
2008)
	  	 	SA 41	  
			
	 E
	  	 Buyer Furnished Equipment Provisions Document
	  	 	SA 39	  
			
	 F
	  	 Defined Terms Document
	  	 	SA 5	  

  

							
	 LETTER AGREEMENTS
	  			
			
	 1951-1
	  	Not Used	  			
			
	 1951-2R4
	  	Seller Purchased Equipment	  	 	SA 39	  
			
	 1951-3R22
	  	Option Aircraft-Model 737-824 Aircraft	  	 	SA 38	  
			
	 1951-4R1
	  	Waiver of Aircraft Demonstration	  	 	SA 1	  
			
	 1951-5R3
	  	Promotional Support - New Generation Aircraft	  	 	SA 48	  
			
	 1951-6
	  	Configuration Matters	  			
			
	 1951-7R1
	  	Spares Initial Provisioning	  	 	SA 1	  
			
	 1951-8R2
	  	Escalation Sharing - New Generation Aircraft	  	 	SA 4	  
			
	 1951-9R20
	  	Option Aircraft-Model 737-724 Aircraft	  	 	SA 58	  
			
	 1951-11R1
	  	Escalation Sharing-Current Generation Aircraft	  	 	SA 4	  
			
	 1951-12R7
	  	Option Aircraft - Model 737-924 Aircraft	  	 	SA 32	  

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	iv	 	

 TABLE OF CONTENTS 

 

							
	 LETTER AGREEMENTS (continued)
	  	SA
Number	 
			
	 1951-13
	  	Configuration Matters - Model 737-924	  	 	SA 5	  
			
	 1951-14
	  	Installation of Cabin Systems Equipment 737-924	  	 	SA 22	  
			
	 1951-15
	  	Configuration Matters - Model 737-924ER	  	 	SA 39	  

  

							
	 RESTRICTED LETTER AGREEMENTS
	  	SA
Number	 
			
	 6-1162-MMF-295
	  	Performance Guarantees - Model 737-724 Aircraft	  			
			
	 6-1162-MMF-296
	  	Performance Guarantees - Model 737-824 Aircraft	  			
			
	 6-1162-MMF-308R4
	  	Disclosure of Confidential Information	  	 	SA 39	  
			
	 6-1162-MMF-309R1
	  	***	  	 	SA 1	  
			
	 6-1162-MMF-311R8
	  	***	  	 	SA 59	  
			
	 6-1162-MMF-312R1
	  	Special Purchase Agreement Provisions	  	 	SA 1	  
			
	 6-1162-MMF-319
	  	Special Provisions Relating to the Rescheduled Aircraft	  			
			
	 6-1162-MMF-378R1
	  	Performance Guarantees - Model 737-524 Aircraft	  	 	SA 3	  
			
	 6-1162-GOC-015R1
	  	***	  	 	SA 31	  
			
	 6-1162-GOC-131R12
	  	Special Matters	  	 	SA 59	  

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	v	 	

 TABLE OF CONTENTS 

 

							
	 RESTRICTED LETTER AGREEMENTS (continued)
	  	SA
Number	 
			
	 6-1162-DMH-365
	  	Performance Guarantees - Model 737-924 Aircraft	  	 	SA 5	  
			
	 6-1162-DMH-624
	  	***	  	 	SA 8	  
			
	 6-1162-DMH-680
	  	Delivery Delay Resolution Program	  	 	SA 9	  
			
	 6-1162-DMH-1020
	  	***	  	 	SA 14	  
			
	 6-1162-DMH-1035
	  	***	  	 	SA 15	  
			
	 6-1162-DMH-1054
	  	***	  	 	SA 16	  
			
	 6-1162-CHL-048
	  	Rescheduled Aircraft Agreement	  	 	SA 26	  
			
	 6-1162-CHL-195
	  	Restructure Agreement for Model 737NG and 757-300 Aircraft	  	 	SA 30	  
			
	 6-1162-MSA-768
	  	Performance Guarantees - Model 737-924ER Aircraft (Aircraft delivering prior to May 2012)	  	 	SA 57	  
			
	 6-1162-SEE-0361
	  	Performance Guarantees - Model 737-924ER Aircraft (Aircraft delivering May 2012 and on)	  	 	SA 57	  
			
	 6-1162-SEE-133
	  	***	  	 	SA 46	  
			
	 6-1162-SEE-0176R4
	  	Record Option Proposals	  	 	SA 48	  
			
	 6-1162-SEE-0187
	  	Passenger Service Unit Resolution	  	 	SA 50	  
			
	 6-1162-SEE-0225R1
	  	Use of Aircraft *** and Abuse Takeoff Testing	  	 	SA 50	  
			
	 6-1162-SEE-0263
	  	Use of Aircraft - 737NG Performance Improvement Package Testing	  	 	SA 50	  

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	vi	 	

 TABLE OF CONTENTS 

 

							
	 RESTRICTED LETTER AGREEMENTS (continued)
	  	SA
Number	 
			
	 6-1162-RCN-1888
	  	Use of Aircraft - Boeing 747-800 and 787 Flight Test Training	  	 	SA 53	  
			
	 6-1162-RCN-1890
	  	Use of Aircraft for Testing	  	 	SA 57	  
			
	 6-1162-SEE-0326
	  	Model 737 - Koito Seat Resolution	  	 	SA 56	  
			
	 CAL-PA-1951-LA

-1208066
	  	Aircraft Performance Guarantees - Model 737-924ER Aircraft ***	  	 	SA 59	  
			
	 CAL-PA-1951-LA

-1209037
	  	***	  	 	SA 59	  
			
	 CAL-PA-1951-LA

-1209110
	  	Privileged and Confidential Matters	  	 	SA 59	  
			
	 CAL-PA-1951-LA

-1210098
	  	Aircraft Acceleration from October 2012 to September 2012	  	 	SA 60	  

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	vii	 	

 TABLE OF CONTENTS 

 

			
	 SUPPLEMENTAL AGREEMENTS
	  	 DATED AS OF:

		
	 Supplemental Agreement No. 1
	  	October 10, 1996
		
	 Supplemental Agreement No. 2
	  	March 5, 1997
		
	 Supplemental Agreement No. 3
	  	July 17, 1997
		
	 Supplemental Agreement No. 4
	  	October 10, 1997
		
	 Supplemental Agreement No. 5
	  	May 21, 1998
		
	 Supplemental Agreement No. 6
	  	July 30, 1998
		
	 Supplemental Agreement No. 7
	  	November 12, 1998
		
	 Supplemental Agreement No. 8
	  	December 7, 1998
		
	 Supplemental Agreement No. 9
	  	February 18, 1999
		
	 Supplemental Agreement No. 10
	  	March 19, 1999
		
	 Supplemental Agreement No. 11
	  	May 14, 1999
		
	 Supplemental Agreement No. 12
	  	July 2, 1999
		
	 Supplemental Agreement No. 13
	  	October 13, 1999
		
	 Supplemental Agreement No. 14
	  	December 13, 1999
		
	 Supplemental Agreement No. 15
	  	January 13, 2000
		
	 Supplemental Agreement No. 16
	  	March 17, 2000
		
	 Supplemental Agreement No. 17
	  	May 16, 2000
		
	 Supplemental Agreement No. 18
	  	September 11, 2000
		
	 Supplemental Agreement No. 19
	  	October 31, 2000
		
	 Supplemental Agreement No. 20
	  	December 21, 2000
		
	 Supplemental Agreement No. 21
	  	March 30, 2001

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	viii	 	

 TABLE OF CONTENTS 

 

			
	 SUPPLEMENTAL AGREEMENTS
	  	 DATED AS OF:

		
	 Supplemental Agreement No. 22
	  	May 23, 2001
		
	 Supplemental Agreement No. 23
	  	June 29, 2001
		
	 Supplemental Agreement No. 24
	  	August 31, 2001
		
	 Supplemental Agreement No. 25
	  	December 31, 2001
		
	 Supplemental Agreement No. 26
	  	March 29, 2002
		
	 Supplemental Agreement No. 27
	  	November 6, 2002
		
	 Supplemental Agreement No. 28
	  	April 1, 2003
		
	 Supplemental Agreement No. 29
	  	August 19, 2003
		
	 Supplemental Agreement No. 30
	  	November 4, 2003
		
	 Supplemental Agreement No. 31
	  	August 20, 2004
		
	 Supplemental Agreement No. 32
	  	December 29, 2004
		
	 Supplemental Agreement No. 33
	  	December 29, 2004
		
	 Supplemental Agreement No. 34
	  	June 22, 2005
		
	 Supplemental Agreement No. 35
	  	June 30, 2005
		
	 Supplemental Agreement No. 36
	  	July 21, 2005
		
	 Supplemental Agreement No. 37
	  	March 30, 2006
		
	 Supplemental Agreement No. 38
	  	June 6, 2006
		
	 Supplemental Agreement No. 39
	  	August 3, 2006
		
	 Supplemental Agreement No. 40
	  	December 5, 2006
		
	 Supplemental Agreement No. 41
	  	June 1, 2007
		
	 Supplemental Agreement No. 42
	  	June 13, 2007
		
	 Supplemental Agreement No. 43
	  	July 18, 2007

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	ix	 	

			
		
	 Supplemental Agreement No. 44
	  	December 7, 2007
		
	 Supplemental Agreement No. 45
	  	February 20, 2008
		
	 Supplemental Agreement No. 46
	  	June 25, 2008
		
	 Supplemental Agreement No. 47
	  	October 30, 2008
		
	 Supplemental Agreement No. 48
	  	January 29, 2009
		
	 Supplemental Agreement No. 49
	  	May 1, 2009
		
	 Supplemental Agreement No. 50
	  	July 23, 2009
		
	 Supplemental Agreement No. 51
	  	August 5, 2009
		
	 Supplemental Agreement No. 52
	  	August 31, 2009
		
	 Supplemental Agreement No. 53
	  	December 23, 2009
		
	 Supplemental Agreement No. 54
	  	March 1, 2010
		
	 Supplemental Agreement No. 55
	  	March 31, 2010
		
	 Supplemental Agreement No. 56
	  	August 12, 2010
		
	 Supplemental Agreement No. 57
	  	March 2, 2011
		
	 Supplemental Agreement No. 58
	  	January 6, 2012
		
	 Supplemental Agreement No. 59
	  	July 12, 2012
		
	 Supplemental Agreement No. 60
	  	November 7, 2012

  

					
	P.A. 1951	 		 	SA 60
	N/CAL	 	x	 	

 Table 1 to Purchase Agreement 1951 

Aircraft Deliveries and Descriptions 
 Model 737-900ER Aircraft 
  

																	
	 Airframe Model/MTOW:
	  	737-900ER	  	 	***	  	  	 Detail Specification:
	  	 	***	  	  			
	 Engine Model/Thrust:
	  	CFM56-7B***	  	 	***	  	  	 Airframe Price Base Year/Escalation Formula:
	  	 	***	  	  	 	***	  
	 Airframe Price:
	  		  	$	***	  	  	 Engine Price Base Year/Escalation Formula:
	  	 	***	  	  	 	***	  
	 Optional Features:
	  		  	$	***	  	  		  				  			
		  		  	  
	  
	 	  		  				  			
	 Sub-Total of Airframe and Features:
	  		  	$	***	  	  	 Airframe Escalation Data:
	  				  			
	 Engine Price (Per Aircraft):
	  		  	$	***	  	  	 Base Year Index (ECI):
	  	 	***	  	  			
	 Aircraft Basic Price (Excluding BFE/SPE):
	  		  	$	***	  	  	 Base Year Index (CPI):
	  	 	***	  	  			
		  		  	  
	  
	 	  		  				  			
	 Buyer Furnished Equipment (BFE) Estimate:
	  		  	$	***	  	  		  				  			
	 Seller Purchased Equipment (SPE) Estimate:
	  		  	$	***	  	  		  				  			
						
	 ***
	  		  	$	***	  	  		  				  			

  

																													
	 Delivery

Date
	 	 Number of

Aircraft
	 	 Escalation Factor

(Airframe)
	 	 Serial

Number
	 	 	 	 Escalation Estimate

Adv Payment Base

Price Per A/P
	 	 	 Advance Payment Per Aircraft (Amts. Due/
Mos. Prior to
Delivery):
	 
	 	 	 	 	 	 	***%	 	 	***%	 	 	***%	 	 	***%	 
	***	 	***	 	***	 	***	 	*	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  

  

					
	CAL	 	T-6-1	 	SA 60
		 	Boeing / Continental Airlines, Inc. Proprietary	 	

 Table 1 to Purchase Agreement 1951 

Aircraft Deliveries and Descriptions 
 Model 737-900ER Aircraft 
  

																													
	 Delivery

Date
	 	 Number of

Aircraft
	 	 Escalation Factor

(Airframe)
	 	 Serial

Number
	 	 	 	 Escalation Estimate

Adv Payment Base

Price Per A/P
	 	 	 Advance Payment Per Aircraft (Amts. Due/
Mos. Prior to
Delivery):
	 
	 	 	 	 	 	 	***%	 	 	***%	 	 	***%	 	 	***%	 
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  

  

					
	CAL	 	T-6-2	 	SA 60
		 	Boeing / Continental Airlines, Inc. Proprietary	 	

 Table 1 to Purchase Agreement 1951 

Aircraft Deliveries and Descriptions 
 Model 737-900ER Aircraft 
  

																													
	 Delivery

Date
	 	 Number of

Aircraft
	 	 Escalation Factor

(Airframe)
	 	 Serial

Number
	 	 	 	 Escalation Estimate

Adv Payment Base

Price Per A/P
	 	 	 Advance Payment Per Aircraft (Amts. Due/
Mos. Prior to
Delivery):
	 
	 	 	 	 	 	 	***%	 	 	***%	 	 	***%	 	 	***%	 
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
	***	 	***	 	***	 	***	 	***	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  	 	$	***	  
										
	Total:	 	43	 		 		 		 				 				 				 				 			

  

	***	

  

					
	CAL	 	T-6-3	 	SA 60
		 	Boeing / Continental Airlines, Inc. Proprietary	 	

			
	

	  	 The Boeing Company
 P.O. Box
3707
 Seattle, WA 98124-2207

  

CAL-PA-1951-LA-1210098 
 Continental Airlines,
Inc. 
 1600 Smith Street 
 Houston,
Texas 77002 
  

			
	Subject:	  	Aircraft Acceleration from October 2012 to September 2012
		
	Reference:	  	Purchase Agreement No. PA-1951 (Purchase Agreement) between The Boeing Company (Boeing) and Continental Airlines, Inc. (Customer) relating to
Model 737-900ER aircraft (Aircraft)

 This letter agreement (Letter Agreement) amends and supplements the Purchase Agreement. All
terms used but not defined in this Letter Agreement shall have the same meaning as in the Purchase Agreement. 
 Boeing
and Customer agree to reschedule the contract delivery month of the following Aircraft: 
  

					
	 Current Delivery Month
	 	 Revised Delivery Month
	 	 Serial Number

	October 2012	 	September 2012	 	37199

 *** 
 The terms of this Letter Agreement will supersede the corresponding terms of the Purchase Agreement. Boeing and Customer will execute a supplemental agreement to the Purchase Agreement as soon as
reasonably practicable after the execution of this Letter Agreement. The execution of the supplemental agreement is to facilitate contract administration and is not a condition to the effectiveness of his Letter Agreement. In the event of any
conflict between the terms and conditions of this Letter Agreement and the supplemental agreement, the terms and conditions of this Letter Agreement shall control. 

  

			
	CAL-PA-1951-LA-13210098	 	
	Aircraft Acceleration – October 2012 to September 2012	 	Page 1
	BOEING / CONTINENTAL AIRLINES, INC. PROPRIETARY

 

 
  

 Very truly yours, 
  

			
	THE BOEING COMPANY
		
	By	 	 /s/ ***

		
	Its	 	 Attorney-In-Fact

	
	ACCEPTED AND AGREED TO this
		
	Date:	 	 September 25, 2012

	
	Continental Airlines, Inc.
		
	By	 	 /s/ Ron Baur

		
	Its	 	 VP Fleet

  

			
	CAL-PA-1951-LA-1210098	 	
	Aircraft Acceleration – October 2012 to September 2012	 	Page 2
	BOEING / CONTINENTAL AIRLINES, INC. PROPRIETARY

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