Document:

Exhibit 4.13

 

Unconditional Guaranty dated January 2, 2015, by the Registrant, Dougherty’s
Pharmacy, Inc.; Dougherty’s Pharmacy Forest Park Dallas,
LLC; Dougherty’s Pharmacy Humble, LLC; Dougherty’s
Pharmacy El Paso, LLC; and Cardinal Health, Inc.

 

UNCONDITIONAL GUARANTY

 

As
an inducement for Cardinal Health* (“Cardinal”), to supply or continue to supply, as the case may be, Dougherty's
Holdings, Inc., a Texas corporation (“Borrower”), with merchandise or services, or to authorize or continue
to authorize, as the case may be, one or more of Cardinal’s suppliers to accept orders from and make drop shipments to Borrower
on the credit of Cardinal, or otherwise to extend or make available credit or to keep such credit available (whether under a promissory
note, credit application, other agreement or otherwise, as the case may be), to Borrower, and in consideration of the foregoing,
the undersigned (“Guarantor”) hereby irrevocably and unconditionally:

 

(1)              
Guarantees to Cardinal the punctual and full payment (and not merely the ultimate collectibility) of all sums now or hereafter
due from Borrower to Cardinal, its successors and assigns, whether or not such sums are now or hereafter evidenced by open account,
one or more promissory notes, or any other document;

 

(2)              
Agrees to indemnify and save harmless Cardinal against and from any and all losses, damages, liabilities, and claims now
or at any time hereafter arising directly or indirectly out of any failure by Borrower to promptly and fully perform all of its
obligations to Cardinal; and

 

(3)              
Agrees to pay to Cardinal on demand the reasonable cost and expense incurred by Cardinal in attempting to enforce any indebtedness,
liability, or obligation of Guarantor under this guaranty, including without limitation reasonable attorneys’ fees

 

(collectively,
the “Obligations”).

 

“Obligations”
include all indebtedness and obligations of every kind and nature now existing or hereafter arising owed or owing by the Borrower
to Cardinal, including without limitation the indebtedness and obligations of Borrower of every kind, including principal, interest,
costs, fees and expenses, if applicable, (i) evidenced by that certain Promissory Note dated as of January 2, 2015 made by Borrower
as maker payable to the order of Cardinal as payee in the principal amount of up to $1,241,350.00 (as the same may hereafter be
modified or amended, the “Note”) (collectively, the “Note Indebtedness”), and (ii) otherwise now owed
or at any time hereafter owing by the Borrower to Cardinal, whether or not evidenced by any promissory notes or other written
documents or instruments (collectively, the “Other Indebtedness”).

 

Payment
and performance of all of the Obligations may also be secured by that certain Security Agreement dated as of November 12, 2014
made by Borrower as debtor for the benefit of Cardinal as secured party (as the same may hereafter be modified or amended, the
“Security Agreement”). The security interest and lien granted pursuant to the Security Agreement, all of the rights
in the collateral described therein, and all of the rights and remedies of the secured party thereunder, and all of the rights
and benefits of Cardinal under this Guaranty, are collectively referred to herein as the “Credit Support”.

 

 

 

 

    	 	1	 

     

    

 

Guarantor
acknowledges that pursuant to any transfer, assignment or similar agreement (a “Transfer Agreement”) which may be entered
into by and between Cardinal and any assignee or transferee (any such assignee or transferee, an “Assignee”), the Note,
and the Note Indebtedness, may be assigned or transferred in whole or in part by Cardinal to an Assignee. In the event of any such
assignment or transfer, (i) the Credit Support may also be transferred or assigned in whole or in part as a result thereof, but
without affecting the continued validity or priority of the lien of such Credit Support with respect to both the Note Indebtedness
and Other Indebtedness, and (ii) the Credit Support shall continue to secure and support both the payment and performance in full
of all of the Note Indebtedness as well as the payment and performance in full of all of the Other Indebtedness. Guarantor agrees
and acknowledges that (i) full or partial payment of any Note Indebtedness will not constitute payment of any Other Indebtedness,
and in the event of any such full or partial payment of Note Indebtedness, the Credit Support shall continue to secure and support
the payment and performance in full of all of the Other Indebtedness, and (ii) full or partial payment of any Other Indebtedness
will not constitute payment of any Note Indebtedness, and in the event of any such full or partial payment of Other Indebtedness,
the Credit Support shall continue to secure and support the payment and performance in full of all of the Note Indebtedness.

 

Any default
by Borrower in the Other Indebtedness shall constitute a default under the Note Indebtedness, and any default by Borrower under
the Note Indebtedness shall constitute a default under the Other Indebtedness, in each case permitting the holder(s) of any such
Note Indebtedness or Other Indebtedness, respectively, to accelerate the payment in full of all of such Note Indebtedness or Other
Indebtedness, and/or exercise any and all other rights and remedies with respect to the Credit Support.

 

Guarantor
hereby waives notice of the acceptance of this guaranty and hereby agrees with Cardinal as follows:

 

(1)              
This guaranty is absolute and unconditional. Except as expressly provided herein to the contrary, no act or omission of
any nature whatsoever by Cardinal or Borrower or any other person shall release or otherwise affect the obligations of Guarantor
under this guaranty. Guarantor acknowledges and agrees that this guaranty shall remain in full force and effect regardless of the
solvency or insolvency of Borrower at any time, the reorganization or dissolution of Borrower, or any change in the composition,
nature, personnel, or ownership of Borrower. This is a continuing guaranty, and it shall not be subject to revocation by Guarantor
for any reason.

 

(2)              
Guarantor hereby waives notice of the incurrence of additional indebtedness by Borrower, the occurrence of any adverse
changes to Borrower’s financial condition and the occurrence of any and all defaults by Borrower. Guarantor also hereby
waives notice of acceptance of this Guaranty, presentment for payment, notice of dishonor, and protest of with respect to any
Obligation. Further, Guarantor hereby waives any and all defenses arising by reason of any failure by Cardinal to pursue Borrower
or any of its assets with due diligence, any impairment of collateral, any failure to resort to other security or remedies available
to Cardinal, and any and all suretyship defenses or defenses arising out of the guarantor-principal relationship. Without the
consent of or notice to Guarantor: (a) any extension, forbearance, lenience, and indulgence of any nature may be granted to Borrower;
(b) any contracts, agreements, leases, other documents or arrangements may be amended, replaced or modified in any way whatsoever;
(c) additional collateral or security may be accepted from Borrower or others from time to time; and (d) any collateral or other
obligors may be released from time to time. None of the foregoing shall affect the obligations of Guarantor under this guaranty.

 

(3)              
This guaranty shall not preclude or otherwise affect any of Cardinal’s rights or remedies against Borrower, but Cardinal
shall have no obligation to enforce its rights or pursue its remedies against Borrower in the event of any default. Any attempt
by Cardinal to enforce such rights or pursue such remedies against Borrower shall not constitute a waiver of any rights or remedies
against Guarantor under this guaranty. This guaranty remains fully enforceable irrespective of any defense which the Borrower may
assert to the underlying debt, including, but not limited to, failure of consideration, breach of warranty, bankruptcy, lack of
legal capacity or authority, ultra vires, lender liability and usury.

 

 

 

 

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(4)              
In the event that any payment which Cardinal receives in connection with the discharge of any of the Obligations is challenged
as a preference under 11. U.S.C. §547 or any other avoidable transfer under the Bankruptcy Code, and Cardinal pays an amount
to Borrower as debtor in possession or to a bankruptcy trustee, whether pursuant to court order or by agreement, Guarantor shall,
upon demand, reimburse Cardinal for the full amount so paid. If Borrower files a petition in bankruptcy, the automatic stay under
section 362(a) of the Bankruptcy Code shall not delay or otherwise affect Guarantor’s obligation to pay all sums then due
by Borrower or that would be due and payable but for the automatic stay.

 

(5)              
This guaranty shall inure to the benefit of and be enforceable by Cardinal and its successors and assigns and shall be binding
upon and enforceable against Guarantor and its successors and assigns.

 

(6)              
If there is more than one undersigned Guarantor, the term “Guarantor,” as used herein, shall include
all of such undersigned and each and every provision of this guaranty shall be binding on each and every one of the undersigned
and they shall be jointly and severally liable hereunder and Cardinal shall have the right to join one or all of them in any proceeding
or to proceed against them in any order.

 

(7)              
This guaranty shall not establish any obligation or commitment of Cardinal to extend credit to Borrower, to supply Borrower
with merchandise or services, or to accept any orders from Borrower, it being understood by Guarantor that this guaranty is a condition
precedent to Cardinal’s willingness to commence or continue to offer, as applicable, any such extension, supply, or acceptance
with respect to Borrower.

 

This guaranty shall be governed
by the laws of the State of Ohio. If and only to the extent that any court of competent jurisdiction determines that it is impossible
to construe any of the provisions in this guaranty consistently with all laws and public policies, and consequently holds that
provision to be invalid, then such holding shall not affect the validity of any other provision in this guaranty. This guaranty
and the related loan and security documents are intended to integrate all the terms and conditions of this guaranty and to supersede
all oral representations and, negotiations with respect to the subject matter. No course of dealing, course of performance or trade
usage, and no parol evidence of any nature shall be used to supplement or modify any terms of this guaranty. There are no conditions
to the full effectiveness of this guaranty. Upon the death or legal incompetence of Guarantor, the Obligations under this guaranty
shall, at the option of Cardinal, become due and payable.

 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 

 

 

 

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GUARANTOR HEREBY WAIVES
TRIAL BY JURY IN ANY ACTION, PROCEEDING, CLAIM, COUNTERCLAIM, WHETHER IN CONTRACT OR TORT, ARISING OUT OF OR IN ANY WAY RELATED
TO THIS AGREEMENT OR THE TRANSACTIONS RELATED THERETO. GUARANTOR HEREBY SUBMITS TO THE JURISDICTION OF ANY STATE OR FEDERAL COURT
SITTING IN COLUMBUS, OHIO OR IN OR NEAR DUBLIN, OHIO AT CARDINAL'S OPTION, FOR ANY ACTION OR PROCEEDING ARISING OUT OF THIS GUARANTY
AND HEREBY WAIVES THE DEFENSE, IF ANY, THAT SUCH COURT CONSTITUTES AN INCONVENIENT FORUM.

 

THE UNDERSIGNED GUARANTOR
ALSO ACKNOWLEDGES THAT ITS CREDIT HISTORY MAY BE A FACTOR IN THE EVALUATION OF THIS GUARANTY BY CARDINAL AND HEREBY CONSENTS TO
AND AUTHORIZES THE USE BY CARDINAL OF A CREDIT REPORT ON THE UNDERSIGNED, FROM TIME TO TIME, AS CARDINAL MAY DEEM NECESSARY IN
ITS CREDIT EVALUATION PROCESS.

 

Dated: January 2, 2015.

 

 

 

	 	ASCENDANT SOLUTIONS, INC.
	 	 
	 	By:	/s/ Mark S. Heil
	 	Name:	Mark S. Heil 
	 	Title:	President/CFO 
	 	 	 
	 	 Address:	16250 Knoll Trail Drive, Suite 102
	 	 	Dallas, Texas 75248
	 	Phone:	 
	 	FEIN:	75-2900905

	 	 	 	 
	 	 	 	 
		DOUGHERTY'S PHARMACY, INC.
	 	 
	 	By:	/s/ Mark S. Heil
	 	Name:	Mark S. Heil 
	 	Title:	President/CFO 
	 	 	 
	 	 Address:	16250 Knoll Trail Drive, Suite 102
	 	 	Dallas, Texas 75248
	 	Phone:	 
	 	FEIN:	75-1463187

	 	 	 	 
	 	 	 	 

 

 

 

 

 

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	 	DOUGHERTY'S PHARMACY FOREST PARK DALLAS, LLC
	 	 
	 	 
	 	By:	/s/ Mark S. Heil
	 	 	Mark S. Heil, Manager 
	 	 	 
	 	 Address:	16250 Knoll Trail Drive, Suite 102
	 	 	Dallas, Texas 75248
	 	Phone:	 
	 	FEIN:	80-0656490

	 	 	 	 
	 	 	 	 
		DOUGHERTY'S PHARMACY HUMBLE, LLC
	 	 
	 	By:	/s/ Mark S. Heil
	 	 	Mark S. Heil, Manager
	 	 	 
	 	 Address:	16250 Knoll Trail Drive, Suite 102
	 	 	Dallas, Texas 75248
	 	Phone:	 
	 	FEIN:	47-1278984

	 	 	 	 
	 	 	 	 
		DOUGHERTY'S PHARMACY EL PASO, LLC
	 	 
	 	By:	/s/ Mark S. Heil
	 	 	Mark S. Heil, Manager
	 	 	 
	 	By:	/s/ Andy Komuves
	 	 	Andy Komuves, Manager
	 	 	 
	 	 Address:	16250 Knoll Trail Drive, Suite 102
	 	 	Dallas, Texas 75248
	 	Phone:	 
	 	FEIN:	47-2395961 

 

*The term “Cardinal Health”
shall mean collectively all subsidiaries, related and affiliated companies of Cardinal Health, Inc. (“CHI”), an Ohio
corporation, and successor or assigns thereof, whether existing now or in the future, including but not limited to ParMed Pharmaceuticals,
LLC.

 

 

 

    	 	5Exhibit 4.14

 

Floating Term
Note dated June 26, 2015 by and between Dougherty’s Holdings, Inc. and Cardinal Health, Inc.

 

FLOATING
RATE TERM NOTE

 

 

	$1,827,850.00	June 26, 2015

 

FOR
VALUE RECEIVED, Dougherty's Holdings, Inc., a Texas corporation (hereinafter referred to as “Maker”), promises to
pay to the order of Cardinal Health* (the “Payee”), on the dates and in the manner provided below, the sum of ONE
MILLION EIGHT HUNDRED TWENTY-SEVEN THOUSAND EIGHT HUNDRED FIFTY and 00/100 DOLLARS ($1,827,850.00) (the “Loan Amount”)
or such lesser amount as shall be outstanding hereunder, together with interest on the unpaid principal balance hereof from the
date hereof until maturity at a rate of interest per annum equal to the Prime Rate (as hereinafter defined) plus 2.60% per annum
(the “Borrower Rate”). The term “Prime Rate” shall mean the rate of interest designated by SunTrust Bank
(the “Bank”) from time to time as its “Prime Rate” which rate is a reference rate and not necessarily
the Bank’s best rate of interest; any change in the Prime Rate shall be effective as of the date of such change.

 

	1.	Calculation of Borrower Rate; Simple Interest Disclosure.

 

For informational purposes,
as of the date hereof, the Prime Rate is 3.25% per annum thus producing an initial Borrower Rate as of the date hereof of 5.85%
per annum, expressed in simple interest terms. The amount of interest accruing and payable hereunder shall be calculated based
on the actual number of days elapsed in a 360 day year.

 

	2.	Payments of Principal and Interest.

 

On the date hereof
the principal due on this Note shall be repaid in 59 consecutive monthly installments of principal in the amount of $15,232.08,
together with all accrued and unpaid interest on the Note through such date, commencing on August 10, 2015 and continuing on the
tenth day of each month thereafter through and including June 10, 2020. On July 10, 2020 (the “Maturity Date”), a
balloon payment of all principal, accrued and unpaid interest under this Note shall be due and payable in full unless sooner accelerated
in accordance with the terms hereof. Interest shall be calculated on the outstanding principal balance of this Note and shall
be payable in arrears; provided that, in the event of any change in the Prime Rate occurring on or after the date when the Payee
mails an invoice for the monthly payment amount to the Maker, any such change in the interest payment shall be reflected as an
adjustment in the next monthly invoice sent to the Maker and shall not be deemed to be due and payable until that date. In no
event shall any interest be charged on any unpaid interest hereunder. If any payment under this Note remains wholly or partially
unpaid for more than ten (10) days after such payment was due and payable, the Maker agrees to pay a late fee equal to five percent
(5%) of the payment amount which is past due, not to exceed fifty dollars ($50.00).

 

	3.	Place of Payment; Holidays.

 

(a)             
All amounts due and payable hereunder shall be paid via an automatic debit initiated by Payee from Maker's bank account.

 

(b)            
In any case where the date for any action required to be performed under this Note or any document executed in connection
herewith shall be, in the city where the performance is to be made, a Saturday, a Sunday, a legal holiday or a day on which banking
institutions are authorized by law to close (a “Holiday”), then such performance may be made on the next succeeding
day that is not a Holiday.

 

 

 

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	4.	Interest after Due Date or Event of Default.

 

Any principal outstanding
hereunder, after the due date therefor, and whether or not due to acceleration following an Event of Default, shall bear interest
at the lesser of (i) the Borrower Rate plus an additional three percent (3%) per annum or (ii) the highest rate allowed by applicable
law; provided, however, that if such increase in interest is prohibited by any applicable law, interest on any amounts
due hereunder after the due date therefor shall continue to be calculated at the Borrower Rate.

 

	5.	Events of Default and Remedies Upon Default.

 

If any “Event of
Default” under the Loan Agreement (hereinafter defined) occurs (provided that Maker and Payee may enter or have entered into
a loan agreement with respect to the indebtedness evidenced hereby) or if any amount due under this Note is not paid when due,
or if any check tendered for any such amount is not honored and paid immediately upon presentation to the bank on which it is drawn,
or if Maker fails to purchase all of its pharmaceutical (“Rx Products”) requirements from Payee, provided such Rx Products
are carried by Payee, or if Maker fails fully and timely to perform or pay any other obligations under this or any other agreement
or arrangement with Payee (or any other subsidiary or affiliate of Payee’s parent corporation, Cardinal Health, Inc.), including,
without limitation, the breach of any term, condition, warranty or covenant under any sales, purchase or security agreement or
the termination or non-renewal by Maker of any sales or purchase agreement with Payee, or if Maker becomes insolvent, commences
or has commenced against it any bankruptcy or insolvency proceeding, or if any guarantor of the obligation hereby evidenced shall
die or if the holder of this Note in good faith deems itself insecure with respect to any amount owed to it from Maker under this
Note or otherwise, then all payments thereafter due under this Note shall become immediately due and payable at the option of the
holder of this Note, without further demand or notice, and interest thereafter shall accrue upon the entire outstanding balance
of this Note at the rate set forth in paragraph number 4 of this Note until this Note is paid in full. Upon this Note becoming
due and payable, Payee shall be entitled to exercise all rights and remedies provided for by law. Any failure of the holder of
this Note to exercise the above- described option with respect to any such nonpayment or default shall not waive or otherwise affect
the holder’s rights to exercise that option with respect to that or any subsequent nonpayment or default.

 

	6.	Right to Prepay Note.

 

Maker shall have the right to prepay this Note, in whole
or in part, at any time without penalty.

 

	7.	Costs of Collection.

 

If default is made in
the payment of this Note and it is placed in the hands of an attorney for collection, or if collected through probate or bankruptcy
proceedings, or if suit is brought on the same, Maker agrees to pay all of the Payee’s costs and expenses of collection,
including without limitation, reasonable attorney’s fees and expenses, incurred as a result of the foregoing in addition
to the other sums due hereunder.

 

	8.	Right of Set-Off.

 

The Payee or any subsequent
holder hereof shall at all times have a right of set-off against any indebtedness due or to become due to Maker from the Payee
(including but not limited to Payee’s affiliates, subsidiaries, parent or related entities, collectively or individually)
or such holder of this Note in satisfaction of the indebtedness under this Note, without notice or demand to the Maker.

 

	9.	Successors and Assigns.

 

This Note shall be binding
upon the successors and assigns of Maker and shall inure to the benefit of the successors and assigns of the Payee; provided,
however, that Maker shall have no right to assign its rights or obligations hereunder to any person or entity without the
prior written consent of the Payee. The Payee may assign this Note and all accompanying security instruments and guaranties securing
the Maker’s obligations hereunder at any time to any entity.

 

 

 

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	10.	Intent not to Violate Usury Laws.

 

It is the intent of the
parties hereto not to violate any federal or state law, rule or regulation pertaining either to usury or to the contracting for
or charging or collecting of interest, and each of the Payee and Maker agree that should any provision of this Note be deemed to
violate any such law, rule or regulation, then the excess of interest contracted for or charged or collected over the maximum lawful
rate of interest shall be applied to the principal amount due hereunder, without penalty.

 

	11.	Cumulative Remedies; Waivers by Maker.

 

No remedy referred to herein
is intended to be exclusive, but each shall be cumulative and in addition to any other remedy available to holder, whether at law
or in equity. Maker hereby waives presentment, demand for payment, protest and notice of dishonor of this Note and all other notices
and demands.

 

	12.	Non-waiver.

 

Failure on the part of the
holder to insist on the strict performance of any or all of the terms, provisions, and covenants contained in this Note shall not
be construed as a waiver or relinquishment for the future of any term, provision or covenant herein.

 

	13.	GOVERNING LAW; WAIVER OF JURY TRIAL; VENUE.

 

THIS NOTE HAS BEEN DELIVERED
IN OHIO AND THE RIGHTS AND OBLIGATIONS OF THE PAYEE AND MAKER HEREUNDER SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE
LAWS (WITHOUT GIVING EFFECT TO THE CONFLICT OF LAW PRINCIPLES THEREOF) OF THE STATE OF OHIO TO THE EXTENT PERMITTED BY LAW, EACH
OF THE MAKER AND THE PAYEE HEREBY WAIVE THE RIGHT TO TRIAL BY JURY. MAKER HEREBY SUBMITS TO THE JURISDICTION OF ANY STATE OR FEDERAL
COURT SITTING IN COLUMBUS, OHIO OR IN OR NEAR DUBLIN, OHIO, AT PAYEE’ OPTION, FOR ANY ACTION OR PROCEEDING ARISING OUT OF
THIS NOTE AND ANY RELATED DOCUMENTS AND HEREBY WAIVES THE DEFENSE, IF ANY, THAT SUCH COURT CONSTITUTES AN INCONVENIENT FORUM.

 

	14.	Severability.

 

Any provision of this Note
which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be effective to the extent of such prohibition
or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction
shall not invalidate or render unenforceable such provision in any other jurisdiction.

 

	15.	Closing Fee; Expenses of Loan Closing; Origination Fee.

 

Maker has agreed to pay a
closing fee to the Payee in the amount of $350 to cover the Payee’s administrative costs in funding the loan. Maker agrees
that the closing fee is a valid administrative cost and not a charge for the use of money. Maker agrees that the Payee may deduct
such closing fee from the proceeds hereof. In addition, Maker shall reimburse the Payee for any out-of-pocket expenses incurred
by the Payee in connection with the loan evidenced hereby, including without limitation, any documentary stamp tax or other taxes
levied or charged in connection with this transaction, any filing fees, taxes or recording charges assessed in connection with
the filing of the Mortgage or the Uniform Commercial Code financing statements required or advisable to perfect the security interests
created pursuant to the Security Agreement or the Mortgage, and any Uniform Commercial Code search, title search, or other related
costs or expenses incurred by the Payee.

 

 

 

    	 	3	 

     

    

 

	16.	Time of the Essence.

 

TIME IS OF THE ESSENCE OF THIS
NOTE.

 

	17.	Other Indebtedness.

 

Maker agrees and acknowledges
that the indebtedness and obligations secured by the Security Agreement (if any), the Mortgage (if any) and the indebtedness and
obligations guaranteed by the Guaranty (if any), include all indebtedness and obligations of every kind and nature now existing
or hereafter arising owed or owing by the Maker to Payee, including without limitation the indebtedness and obligations of the
Maker of every kind, including principal, interest, costs, fees and expenses, if applicable, (i) evidenced by this Note (collectively,
the “Note Indebtedness”), and (ii) otherwise now owed or at any time hereafter owing by the Maker to the Payee, whether
or not evidenced by any promissory notes or other written documents or instruments (collectively, the “Other Indebtedness”).
The security interest and lien granted pursuant to the Security Agreement and the Mortgage, all of the rights in the collateral
described therein, and all of the rights and remedies of the secured party thereunder, and all of the rights and benefits of the
beneficiary under the Guaranty, are collectively referred to herein as the “Credit Support”. Maker agrees and acknowledges
that (i) full or partial payment of any Note Indebtedness will not constitute payment of any Other Indebtedness, and in the event
of any such full or partial payment of Note Indebtedness, the Credit Support shall continue to secure and support the payment and
performance in full of all of the Other Indebtedness, and (ii) full or partial payment of any Other Indebtedness will not constitute
payment of any Note Indebtedness, and in the event of any such full or partial payment of Other Indebtedness, the Credit Support
shall continue to secure and support the payment and performance in full of all of the Note Indebtedness.

 

Maker acknowledges that pursuant
to any transfer, assignment or similar agreement (a “Transfer Agreement”) which may be entered into by and between
Payee and any assignee or transferee (any such assignee or transferee, an “Assignee”), this Note, and the Note Indebtedness,
may be assigned or transferred in whole or in part by Payee to an Assignee. In the event of any such assignment or transfer, (i)
the Credit Support may also be transferred or assigned in whole or in part as a result thereof, but without affecting the continued
validity or priority of the lien of such Credit Support with respect to both the Note Indebtedness and Other Indebtedness, and
(ii) the Credit Support shall continue to secure and support both the payment and performance in full of all of the Note Indebtedness
as well as the payment and performance in full of all of the Other Indebtedness.

 

In connection with any such
assignment or transfer, either the Payee or any Assignee may serve or continue to serve as collateral agent (the “Collateral
Agent”) for both itself and such other party, with respect to the Other Indebtedness which is, or shall continue to be, owed
by Maker to Payee, as well as with respect to the Note Indebtedness. In such capacity, the Collateral Agent is authorized to file,
and be the secured party under, UCC financing statements, and amendments thereto, as applicable, on behalf of both itself and as
agent on behalf of any such other party.

 

Any default by the Maker in
the Other Indebtedness shall constitute a default under the Note Indebtedness, and any default under the Note Indebtedness shall
constitute a default under the Other Indebtedness, in each case permitting the holder(s) of any such Note Indebtedness or Other
Indebtedness, respectively, to accelerate the payment in full of all of such Note Indebtedness or Other Indebtedness, and/or exercise
any and all other rights and remedies with respect to the Credit Support.

 

 

 

    	 	4	 

     

    

 

	18.	Loan Agreement, Etc.

 

Maker and Payee may enter
or have entered into a loan agreement with respect to the indebtedness evidenced hereby (as the same may hereafter be amended or
modified, the “Loan Agreement”). Unless otherwise defined herein, all capitalized terms used in this Note shall have
the same meanings as set forth in the Loan Agreement, if such Loan Agreement has been or will be entered into by Maker and Payee.
The Maker may enter or has entered into a security agreement for the benefit of the Payee as secured party with respect to the
payment and performance of the indebtedness and obligations now or hereafter owed by the Maker to the Payee (as the same may hereafter
be amended or modified, the “Security Agreement”). The Maker may also enter into a mortgage, deed of trust or other
security instrument in favor of and for the benefit of Payee with respect to the payment and performance of the indebtedness and
obligations now or hereafter owed by the Maker to the Payee (as the same may hereafter be amended or modified, the “Mortgage”).
The Payee may also be the beneficiary of a guaranty agreement made by one or more guarantors with respect to the payment and performance
of the indebtedness and obligations now or hereafter owed by the Maker to the Payee (as the same may hereafter be amended or modified,
the “Guaranty”).

 

	19.	Secured Obligation.

 

This Note is secured by the Maker’s personal
property, including but not limited to all accounts, equipment, inventory, chattel paper, instruments, contracts, and all other
goods and personal property, whether tangible or intangible, now owned or hereafter acquired, as evidenced by one or more security
agreements executed and delivered by Maker to Payee either previously, in conjunction herewith or at a future date, and in form
and substance satisfactory to Payee (the “Security Agreement”). This Note may also be secured by the Maker’s
real property, as described in one or more mortgages, deeds of trust or other security instruments executed and delivered by Maker
to Payee, either previously, in conjunction herewith or at a future date, and in form and substance satisfactory to Payee (the
“Mortgage”).

 

 

 

    	 	5	 

     

    

 

IN WITNESS WHEREOF, Maker
has executed and delivered this Note under seal as of the date first above written.

 

	 	DOUGHERTY'S HOLDINGS, INC.
	 	 	 
	 	By:	/s/ Mark S. Heil
	 	Name:	Mark S. Heil
	 	Title:	President/CFO

 

 

 

 

[CORPORATE SEAL]

 

 

*The term “Cardinal Health”
shall mean collectively all subsidiaries, related and affiliated companies of Cardinal Health, Inc. (“CHI”), an Ohio
corporation, and successor or assigns thereof, whether existing now or in the future, including but not limited to ParMed Pharmaceuticals,
LLC.

 

 

 

 

 

 

 

 

 

    	 	6	 

     

    

 

PRINCIPAL REDUCTION SCHEDULE

 

This schedule is
for informational purposes only, and does not contemplate interest due over the life of the loan. Note that payments will
be applied first to accrued but unpaid interest and fees, and then to the reduction of principal. Please refer to the loan documents
for more information regarding interest and/or fee charges.

 

	 	Closing Date	6/26/2015	 
	 	Date of First Payment	8/10/2015	 
	Dougherty's Holdings, Inc.	Principal	1,827,850.00	 
	 	Term in Months	60	 
	 	Principal Payment	$15,232.08	 

 

 

 

 

 

 

 

 

 

    	 	7	 

     

    

 

	 	 	 	 	 	 	 	 	 	Days	 	 	 	 	 	 	 
	 	 	 	 	 	 	Beginning	 	 	Since	 	 	 	 	 	Ending	 
	PMT	 	 	Payment	 	 	Principal	 	 	Last	 	 	Principal	 	 	Principal	 
	#	 	 	Date	 	 	Balance	 	 	PMT	 	 	Reduction	 	 	Balance	 
	 	1	 	 	 	08/10/15	 	 	 	1,827,850.00	 	 	 	45	 	 	 	15,232.08	 	 	 	1,812,617.92	 
	 	2	 	 	 	09/10/15	 	 	 	1,812,617.92	 	 	 	31	 	 	 	15,232.08	 	 	 	1,797,385.84	 
	 	3	 	 	 	10/10/15	 	 	 	1,797,385.84	 	 	 	30	 	 	 	15,232.08	 	 	 	1,782,153.76	 
	 	4	 	 	 	11/10/15	 	 	 	1,782,153.76	 	 	 	31	 	 	 	15,232.08	 	 	 	1,766,921.68	 
	 	5	 	 	 	12/10/15	 	 	 	1,766,921.68	 	 	 	30	 	 	 	15,232.08	 	 	 	1,751,689.60	 
	 	6	 	 	 	01/10/16	 	 	 	1,751,689.60	 	 	 	31	 	 	 	15,232.08	 	 	 	1,736,457.52	 
	 	7	 	 	 	02/10/16	 	 	 	1,736,457.52	 	 	 	31	 	 	 	15,232.08	 	 	 	1,721,225.44	 
	 	8	 	 	 	03/10/16	 	 	 	1,721,225.44	 	 	 	29	 	 	 	15,232.08	 	 	 	1,705,993.36	 
	 	9	 	 	 	04/10/16	 	 	 	1,705,993.36	 	 	 	31	 	 	 	15,232.08	 	 	 	1,690,761.28	 
	 	10	 	 	 	05/10/16	 	 	 	1,690,761.28	 	 	 	30	 	 	 	15,232.08	 	 	 	1,675,529.20	 
	 	11	 	 	 	06/10/16	 	 	 	1,675,529.20	 	 	 	31	 	 	 	15,232.08	 	 	 	1,660,297.12	 
	 	12	 	 	 	07/10/16	 	 	 	1,660,297.12	 	 	 	30	 	 	 	15,232.08	 	 	 	1,645,065.04	 
	 	13	 	 	 	08/10/16	 	 	 	1,645,065.04	 	 	 	31	 	 	 	15,232.08	 	 	 	1,629,832.96	 
	 	14	 	 	 	09/10/16	 	 	 	1,629,832.96	 	 	 	31	 	 	 	15,232.08	 	 	 	1,614,600.88	 
	 	15	 	 	 	10/10/16	 	 	 	1,614,600.88	 	 	 	30	 	 	 	15,232.08	 	 	 	1,599,368.80	 
	 	16	 	 	 	11/10/16	 	 	 	1,599,368.80	 	 	 	31	 	 	 	15,232.08	 	 	 	1,584,136.72	 
	 	17	 	 	 	12/10/16	 	 	 	1,584,136.72	 	 	 	30	 	 	 	15,232.08	 	 	 	1,568,904.64	 
	 	18	 	 	 	01/10/17	 	 	 	1,568,904.64	 	 	 	31	 	 	 	15,232.08	 	 	 	1,553,672.56	 
	 	19	 	 	 	02/10/17	 	 	 	1,553,672.56	 	 	 	31	 	 	 	15,232.08	 	 	 	1,538,440.48	 
	 	20	 	 	 	03/10/17	 	 	 	1,538,440.48	 	 	 	28	 	 	 	15,232.08	 	 	 	1,523,208.40	 
	 	21	 	 	 	04/10/17	 	 	 	1,523,208.40	 	 	 	31	 	 	 	15,232.08	 	 	 	1,507,976.32	 
	 	22	 	 	 	05/10/17	 	 	 	1,507,976.32	 	 	 	30	 	 	 	15,232.08	 	 	 	1,492,744.24	 
	 	23	 	 	 	06/10/17	 	 	 	1,492,744.24	 	 	 	31	 	 	 	15,232.08	 	 	 	1,477,512.16	 
	 	24	 	 	 	07/10/17	 	 	 	1,477,512.16	 	 	 	30	 	 	 	15,232.08	 	 	 	1,462,280.08	 
	 	25	 	 	 	08/10/17	 	 	 	1,462,280.08	 	 	 	31	 	 	 	15,232.08	 	 	 	1,447,048.00	 
	 	26	 	 	 	09/10/17	 	 	 	1,447,048.00	 	 	 	31	 	 	 	15,232.08	 	 	 	1,431,815.92	 
	 	27	 	 	 	10/10/17	 	 	 	1,431,815.92	 	 	 	30	 	 	 	15,232.08	 	 	 	1,416,583.84	 
	 	28	 	 	 	11/10/17	 	 	 	1,416,583.84	 	 	 	31	 	 	 	15,232.08	 	 	 	1,401,351.76	 
	 	29	 	 	 	12/10/17	 	 	 	1,401,351.76	 	 	 	30	 	 	 	15,232.08	 	 	 	1,386,119.68	 
	 	30	 	 	 	01/10/18	 	 	 	1,386,119.68	 	 	 	31	 	 	 	15,232.08	 	 	 	1,370,887.60	 
	 	31	 	 	 	02/10/18	 	 	 	1,370,887.60	 	 	 	31	 	 	 	15,232.08	 	 	 	1,355,655.52	 
	 	32	 	 	 	03/10/18	 	 	 	1,355,655.52	 	 	 	28	 	 	 	15,232.08	 	 	 	1,340,423.44	 
	 	33	 	 	 	04/10/18	 	 	 	1,340,423.44	 	 	 	31	 	 	 	15,232.08	 	 	 	1,325,191.36	 
	 	34	 	 	 	05/10/18	 	 	 	1,325,191.36	 	 	 	30	 	 	 	15,232.08	 	 	 	1,309,959.28	 
	 	35	 	 	 	06/10/18	 	 	 	1,309,959.28	 	 	 	31	 	 	 	15,232.08	 	 	 	1,294,727.20	 
	 	36	 	 	 	07/10/18	 	 	 	1,294,727.20	 	 	 	30	 	 	 	15,232.08	 	 	 	1,279,495.12	 
	 	37	 	 	 	08/10/18	 	 	 	1,279,495.12	 	 	 	31	 	 	 	15,232.08	 	 	 	1,264,263.04	 
	 	38	 	 	 	09/10/18	 	 	 	1,264,263.04	 	 	 	31	 	 	 	15,232.08	 	 	 	1,249,030.96	 
	 	39	 	 	 	10/10/18	 	 	 	1,249,030.96	 	 	 	30	 	 	 	15,232.08	 	 	 	1,233,798.88	 
	 	40	 	 	 	11/10/18	 	 	 	1,233,798.88	 	 	 	31	 	 	 	15,232.08	 	 	 	1,218,566.80	 
	 	41	 	 	 	12/10/18	 	 	 	1,218,566.80	 	 	 	30	 	 	 	15,232.08	 	 	 	1,203,334.72	 
	 	42	 	 	 	01/10/19	 	 	 	1,203,334.72	 	 	 	31	 	 	 	15,232.08	 	 	 	1,188,102.64	 
	 	43	 	 	 	02/10/19	 	 	 	1,188,102.64	 	 	 	31	 	 	 	15,232.08	 	 	 	1,172,870.56	 
	 	44	 	 	 	03/10/19	 	 	 	1,172,870.56	 	 	 	28	 	 	 	15,232.08	 	 	 	1,157,638.48	 
	 	45	 	 	 	04/10/19	 	 	 	1,157,638.48	 	 	 	31	 	 	 	15,232.08	 	 	 	1,142,406.40	 
	 	46	 	 	 	05/10/19	 	 	 	1,142,406.40	 	 	 	30	 	 	 	15,232.08	 	 	 	1,127,174.32	 
	 	47	 	 	 	06/10/19	 	 	 	1,127,174.32	 	 	 	31	 	 	 	15,232.08	 	 	 	1,111,942.24	 
	 	48	 	 	 	07/10/19	 	 	 	1,111,942.24	 	 	 	30	 	 	 	15,232.08	 	 	 	1,096,710.16	 
	 	49	 	 	 	08/10/19	 	 	 	1,096,710.16	 	 	 	31	 	 	 	15,232.08	 	 	 	1,081,478.08	 
	 	50	 	 	 	09/10/19	 	 	 	1,081,478.08	 	 	 	31	 	 	 	15,232.08	 	 	 	1,066,246.00	 
	 	51	 	 	 	10/10/19	 	 	 	1,066,246.00	 	 	 	30	 	 	 	15,232.08	 	 	 	1,051,013.92	 
	 	52	 	 	 	11/10/19	 	 	 	1,051,013.92	 	 	 	31	 	 	 	15,232.08	 	 	 	1,035,781.84	 
	 	53	 	 	 	12/10/19	 	 	 	1,035,781.84	 	 	 	30	 	 	 	15,232.08	 	 	 	1,020,549.76	 
	 	54	 	 	 	01/10/20	 	 	 	1,020,549.76	 	 	 	31	 	 	 	15,232.08	 	 	 	1,005,317.68	 
	 	55	 	 	 	02/10/20	 	 	 	1,005,317.68	 	 	 	31	 	 	 	15,232.08	 	 	 	990,085.60	 
	 	56	 	 	 	03/10/20	 	 	 	990,085.60	 	 	 	29	 	 	 	15,232.08	 	 	 	974,853.52	 
	 	57	 	 	 	04/10/20	 	 	 	974,853.52	 	 	 	31	 	 	 	15,232.08	 	 	 	959,621.44	 
	 	58	 	 	 	05/10/20	 	 	 	959,621.44	 	 	 	30	 	 	 	15,232.08	 	 	 	944,389.36	 
	 	59	 	 	 	06/10/20	 	 	 	944,389.36	 	 	 	31	 	 	 	15,232.08	 	 	 	929,157.28	 
	 	60	 	 	 	07/10/20	 	 	 	929,157.28	 	 	 	30	 	 	 	929,157.28	 	 	 	0.00	 

 

    	 	8

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00271-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00271-of-00352.parquet"}]]