Document:

Exhibit 10.2

 

Execution Version

 

REGISTRATION
RIGHTS AGREEMENT

 

This REGISTRATION RIGHTS
AGREEMENT (this “Agreement”) is dated as of September 25, 2020, and is made by and among The First Bancshares,
Inc. a Mississippi corporation (the “Company”), and the several purchasers of the Subordinated Notes (as
defined below) identified on the signature pages to the Purchase Agreement (as defined below) (collectively, the “Purchasers”).

 

This Agreement is made
pursuant to the Subordinated Note Purchase Agreement dated September 25, 2020, by and among the Company and each of the Purchasers
(the “Purchase Agreement”), which provides for the sale by the Company to the Purchasers of $65 million aggregate
principal amount of the Company’s 4.25% Fixed-to-Floating Rate Subordinated Notes due 2030, which were issued on September
25, 2020 (the “Subordinated Notes”). In order to induce the each of the Purchasers to enter into the Purchase
Agreement and in satisfaction of a condition to the Purchasers’ obligations thereunder, the Company has agreed to provide
to the Purchasers and their respective direct and indirect transferees and assigns the registration rights set forth in this Agreement.
The execution and delivery of this Agreement is a condition to the closing under the Purchase Agreement.

 

In consideration of
the foregoing, the parties hereto agree as follows:

 

1.                 
Definitions. As used in this Agreement, the following capitalized defined
terms shall have the following meanings:“1933
Act” shall mean the Securities Act of 1933, as amended from time to time, and the rules and regulations of the SEC promulgated
thereunder.

 

“1934 Act”
shall mean the Securities Exchange Act of 1934, as amended from time to time, and the rules and regulations of the SEC promulgated
thereunder.

 

“Additional
Interest” shall have the meaning set forth in Section  2(e) hereof.

 

“Agreement”
shall have the meaning set forth in the preamble to this Agreement.

 

“Business
Day” shall mean any day other than a Saturday, Sunday or United States federal holiday or a day on which banking institutions
in the State of Mississippi are authorized or obligated to be closed.

 

“Closing Date”
shall mean the date of this Agreement.

 

“Company”
shall have the meaning set forth in the preamble to this Agreement and also includes the Company’s successors.

 

“Depositary”
shall mean The Depository Trust Company, or any other depositary appointed by the Company, including any agent thereof; provided,
however, that any such depositary must at all times have an address in the Borough of Manhattan, The City of New York.

 

“Event
Date” shall have the meaning set forth in Section  2(e).

 

    	 	 	 

     

    

 

“Exchange
Offer” shall mean the exchange offer by the Company of Exchange Securities for Registrable Securities pursuant to Section
 2(a) hereof.

 

“Exchange
Offer Registration” shall mean a registration under the 1933 Act effected pursuant to Section  2(a)
hereof.

 

“Exchange
Offer Registration Statement” shall mean an exchange offer registration statement on Form S-4 (or, if applicable, on
another appropriate form) covering the Registrable Securities, and all amendments and supplements to such registration statement,
in each case including the Prospectus contained therein, all exhibits thereto and all material incorporated or deemed to be incorporated
by reference therein.

 

“Exchange
Securities” shall mean the 4.25% Fixed-to-Floating Rate Subordinated Notes due 2030 issued by the Company under the Indenture
containing terms substantially identical to the Subordinated Notes (except that (i) interest thereon shall accrue from the last
date to which interest has been paid or duly provided for on the Subordinated Notes or, if no such interest has been paid or duly
provided for, from the Interest Accrual Date, (ii) provisions relating to an increase in the stated rate of interest thereon upon
the occurrence of a Registration Default shall be eliminated, (iii) the transfer restrictions and legends relating to restrictions
on ownership and transfer thereof as a result of the issuance of the Subordinated Notes without registration under the 1933 Act
shall be eliminated, (iv) the minimum denominations thereof shall be $100,000 and integral multiples of $1,000 in excess thereof,
and (v) all of the Exchange Securities will be represented by one or more global Exchange Securities in book-entry form unless
exchanged for Exchange Securities in definitive certificated form under the circumstances provided in the Indenture) to be offered
to Holders (as defined below) of Registrable Securities in exchange for Registrable Securities pursuant to the Exchange Offer.

 

“FINRA”
shall mean the Financial Industry Regulatory Authority, Inc.

 

“Holders”
shall mean (i) the Purchasers, for so long as they own any Registrable Securities, and each of their respective successors, assigns
and direct and indirect transferees who become registered owners of Registrable Securities under the Indenture and (ii) each Participating
Broker-Dealer that holds Exchange Securities for so long as such Participating Broker-Dealer is required to deliver a prospectus
meeting the requirements of the 1933 Act in connection with any resale of such Exchange Securities.

 

“Indenture”
shall mean the indenture, dated as of September 25, 2020 by and between the Company and U.S. Bank National Association, as trustee,
as the same may be amended or supplemented from time to time in accordance with the terms thereof.

 

“Interest
Accrual Date” means September 25, 2020.

 

“Majority
Holders” shall mean the Holders of a majority of the aggregate principal amount of Registrable Securities outstanding,
excluding Exchange Securities referred to in clause (ii) of the definition of “Holders” above; provided that
whenever the consent or approval of Holders of a specified percentage of Registrable Securities or Exchange Securities is required
hereunder, Registrable Securities and Exchange Securities held by the Company or any of its affiliates (as such term is defined
in Rule 405 under the 1933 Act) shall be disregarded in determining whether such consent or approval was given by the Holders of
such required percentage.

 

    	 	2	 

     

    

 

“Notifying
Broker-Dealer” shall have the meaning set forth in Section  3(f).

 

“Participating
Broker-Dealer” shall have the meaning set forth in Section  3(f).

 

“Person”
shall mean an individual, partnership, joint venture, limited liability company, corporation, trust or unincorporated organization,
or a government or agency or political subdivision thereof.

 

“Prospectus”
shall mean the prospectus included in a Registration Statement, including any preliminary prospectus, and any such prospectus as
amended or supplemented by any prospectus supplement, including a prospectus supplement with respect to the terms of the offering
of any portion of the Registrable Securities covered by a Shelf Registration Statement, and by all other amendments and supplements
to a prospectus, including post-effective amendments, and in each case including all material incorporated or deemed to be incorporated
by reference therein.

 

“Purchase
Agreement” shall have the meaning set forth in the preamble to this Agreement.

 

“Purchasers”
shall have the meaning set forth in the preamble of this Agreement.

 

“Registrable
Securities” shall mean the Subordinated Notes; provided, however, that any Subordinated Notes shall cease
to be Registrable Securities when (i) a Registration Statement with respect to such Subordinated Notes shall have been declared
or become effective under the 1933 Act and such Subordinated Notes shall have been exchanged or disposed of pursuant to such Registration
Statement, (ii) such Subordinated Notes shall have been sold to the public pursuant to Rule 144 (or any similar provision then
in force, but not Rule 144A) under the 1933 Act, or are eligible to be resold pursuant to Rule 144 without regard to the public
information requirements thereunder, (iii) such Subordinated Notes shall have ceased to be outstanding, (iv) such Subordinated
Notes were eligible for exchange under an Exchange Offer Registration Statement that was declared effective under the 1933 Act
but were not exchanged at the election of the Holder during the period the Exchange Offer was open, or (v) such Subordinated Notes
have been exchanged for Exchange Securities which have been registered pursuant to the Exchange Offer Registration Statement upon
consummation of the Exchange Offer unless, in the case of any Exchange Securities referred to in this clause (v), such Exchange
Securities are held by Participating Broker-Dealers or otherwise are not freely tradable by such Participating Broker-Dealers without
any limitations or restrictions under the 1933 Act (in which case such Exchange Securities will be deemed to be Registrable Securities
until such time as such Exchange Securities are sold to a purchaser in whose hands such Exchange Securities are freely tradeable
without any limitations or restrictions under the 1933 Act).

 

“Registration
Default” shall have the meaning set forth in Section  2(e).

 

    	 	3	 

     

    

 

“Registration
Expenses” shall mean any and all reasonable expenses incident to performance of or compliance by the Company with this
Agreement, including without limitation: (i) all SEC, stock exchange or FINRA registration and filing fees, (ii) all fees and expenses
incurred in connection with compliance with state or other securities or blue sky laws and compliance with the rules of FINRA (including
reasonable fees and disbursements of one counsel for any Holders in connection with qualification of any of the Exchange Securities
or Registrable Securities under state or other securities or blue sky laws and any filing with and review by FINRA), (iii) all
expenses of any Persons in preparing, printing and distributing any Registration Statement, any Prospectus, any amendments or supplements
thereto, securities sales agreements, certificates representing the Subordinated Notes or Exchange Securities and other documents
relating to the performance of and compliance with this Agreement, (iv) all rating agency fees, (v) all fees and expenses incurred
in connection with the listing, if any, of any of the Subordinated Notes or Exchange Securities on any securities exchange or exchanges
or on any quotation system, (vi) all fees and disbursements relating to the qualification of the Indenture under applicable securities
laws, (vii) the fees and disbursements of counsel for the Company and the fees and expenses of independent public accountants for
the Company or for any other Person, business or assets whose financial statements are included in any Registration Statement or
Prospectus, including the expenses of any special audits or “cold comfort” letters required by or incident to such
performance and compliance, and (viii) the fees and expenses of the Trustee, any registrar, any depositary, any paying agent, any
escrow agent or any custodian, in each case including fees and disbursements of their respective counsel. For the avoidance of
doubt, Registration Expenses shall not include any underwriting discounts and commissions, brokerage commissions and transfer taxes,
if any, relating to the sale or disposition of Registrable Securities by a Holder.

 

“Registration
Statement” shall mean any registration statement of the Company relating to any offering of the Exchange Securities or
Registrable Securities pursuant to the provisions of this Agreement (including, without limitation, any Exchange Offer Registration
Statement and any Shelf Registration Statement), and all amendments and supplements to any such Registration Statement, including
post-effective amendments, in each case including the Prospectus contained therein, all exhibits thereto and all material incorporated
or deemed to be incorporated by reference therein.

 

“SEC”
shall mean the United States Securities and Exchange Commission or any successor thereto.

 

“Shelf
Registration” shall mean a registration effected pursuant to Section 2(b) hereof.

 

“Shelf
Registration Statement” shall mean a “shelf” registration statement of the Company pursuant to the provisions
of Section  2(b) of this Agreement which covers all of the Registrable Securities, as the case may be, on
an appropriate form under Rule 415 under the 1933 Act, or any similar rule that may be adopted by the SEC, and all amendments and
supplements to such registration statement, including post-effective amendments, in each case including the Prospectus contained
therein, all exhibits thereto and all material incorporated or deemed to be incorporated by reference therein.

 

“Subordinated
Notes” shall have the meaning set forth in the preamble to this Agreement.

 

“Subsidiary”
shall mean a corporation, a partnership, business or statutory trust or a limited liability company, a majority of the outstanding
voting equity securities or a majority of the voting membership or partnership interests, as the case may be, of which is owned
or controlled, directly or indirectly, by the Company or by one or more other Subsidiaries of the Company.

 

    	 	4	 

     

    

 

“TIA”
shall mean the Trust Indenture Act of 1939, as amended from time to time, and the rules and regulations of the SEC promulgated
thereunder.

 

“Trustee”
shall mean the trustee with respect to the Subordinated Notes and the Exchange Securities under the Indenture.

 

For purposes of this
Agreement, (i) all references in this Agreement to any Registration Statement, preliminary prospectus or Prospectus or any amendment
or supplement to any of the foregoing shall be deemed to include the copy filed with the SEC pursuant to its Electronic Data Gathering,
Analysis and Retrieval system; (ii) all references in this Agreement to financial statements and schedules and other information
which is “contained,” “included” or “stated” in any Registration Statement, preliminary prospectus
or Prospectus (or other references of like import) shall be deemed to mean and include all such financial statements and schedules
and other information which is incorporated or deemed to be incorporated by reference in such Registration Statement, preliminary
prospectus or Prospectus, as the case may be; (iii) all references in this Agreement to amendments or supplements to any Registration
Statement, preliminary prospectus or Prospectus shall be deemed to mean and include the filing of any document under the 1934 Act
which is incorporated or deemed to be incorporated by reference in such Registration Statement, preliminary prospectus or Prospectus,
as the case may be; (iv) all references in this Agreement to Rule 144, Rule 144A, Rule 405 or Rule 415 under the 1933 Act, and
all references to any sections or subsections thereof or terms defined therein, shall in each case include any successor provisions
thereto; and (v) all references in this Agreement to days (but not to Business Days) shall mean calendar days.

 

		2.	Registration Under the 1933 Act.

 

(a)          Exchange Offer Registration. The Company shall (A) use its commercially reasonable efforts to file with the SEC on
or prior to the 60th day after the Closing Date an Exchange Offer Registration Statement covering the offer by the Company to the
Holders to exchange all of the Registrable Securities for a like aggregate principal amount of Exchange Securities, (B) use its
commercially reasonable efforts to cause such Exchange Offer Registration Statement to be declared effective by or become effective
with the SEC no later than the 120th day after the Closing Date, (C) use its commercially reasonable efforts to cause such Registration
Statement to remain effective until the closing of the Exchange Offer and (D) use its commercially reasonable efforts to consummate
the Exchange Offer no later than 45 days after the effective date of the Exchange Offer Registration Statement. Upon the effectiveness
of the Exchange Offer Registration Statement, the Company shall promptly commence the Exchange Offer, it being the objective of
such Exchange Offer to enable each Holder eligible and electing to exchange Registrable Securities for Exchange Securities (assuming
that such Holder is not an affiliate of the Company within the meaning of Rule 405 under the 1933 Act, acquires the Exchange Securities
in the ordinary course of such Holder’s business and has no arrangements or understandings with any Person to participate
in the Exchange Offer for the purpose of distributing such Exchange Securities) to trade such Exchange Securities from and after
their receipt without any limitations or restrictions under the 1933 Act or under the securities or blue sky laws of the states
of the United States.

 

    	 	5	 

     

    

 

In connection with
the Exchange Offer, the Company shall:

 

(i)           promptly mail or otherwise transmit, in compliance with the applicable procedures of the depositary for such Registrable
Securities, to each Holder a copy of the Prospectus forming part of the Exchange Offer Registration Statement, together with an
appropriate letter of transmittal and related documents;

 

(ii)          keep the Exchange Offer open for not less than 20 Business Days (or longer if required by applicable law) after the date
notice thereof is mailed to the Holders and, during the Exchange Offer, offer to all Holders who are legally eligible to participate
in the Exchange Offer the opportunity to exchange their Registrable Securities for Exchange Securities;

 

(iii)         use the services of a depositary with an address in the Borough of Manhattan, The City of New York for the Exchange Offer;

 

(iv)         permit Holders to withdraw tendered Registrable Securities at any time prior to the close of business, Eastern time, on
the last Business Day on which the Exchange Offer shall remain open, by sending to the Company and at the address specified in
the Prospectus or the related letter of transmittal or related documents a facsimile transmission or letter setting forth the name
of such Holder, the principal amount of Registrable Securities delivered for exchange, and a statement that such Holder is withdrawing
its election to have such Subordinated Notes exchanged, and otherwise complying with the applicable procedures of the Depositary;

 

(v)          notify each Holder that any Registrable Security not tendered will remain outstanding and continue to accrue interest, but
will not retain any rights under this Agreement (except in the case of Participating Broker-Dealers as provided herein); and

 

(vi)         otherwise comply in all material respects with all applicable laws relating to the Exchange Offer.

 

The Exchange Securities
shall be issued under the Indenture, which shall be qualified under the TIA. The Indenture shall provide that the Exchange Securities
and the Subordinated Notes shall vote and consent together on all matters as a single class (as to which any such Exchange Securities
and Subordinated Notes may vote or consent) and shall constitute a single series of debt securities issued under the Indenture.

 

As soon as reasonably
practicable after the close of the Exchange Offer, the Company shall:

 

(vii)        accept for exchange all Registrable Securities duly tendered and not validly withdrawn pursuant to the Exchange Offer in
accordance with the terms of the Exchange Offer Registration Statement and the letter of transmittal that is an exhibit thereto;

 

(viii)       deliver, or cause to be delivered, to the Trustee for cancellation all Registrable Securities so accepted for exchange by
the Company; and

 

(ix)         cause the Trustee promptly to authenticate and deliver Exchange Securities to each Holder of Registrable Securities so accepted
for exchange equal in principal amount to the principal amount of the Registrable Securities of such Holder so accepted for exchange.

 

    	 	6	 

     

    

 

For the avoidance of
doubt, notwithstanding any provision herein purporting to require physical mailing, delivery or acceptance of any document or instrument,
the Company may conduct the Exchange Offer exclusively through the automated tender offer program of the Depository, provided that
this provision shall apply only to Registrable Securities held in the form of beneficial interests in a global note deposited with
(or held by a custodian for) The Depository Trust Company.

 

Interest on each Exchange
Security will accrue from the last date on which interest was paid or duly provided for on the Subordinated Notes surrendered in
exchange therefor or, if no interest has been paid or duly provided for on such Subordinated Notes, from the Interest Accrual Date.
The Exchange Offer shall not be subject to any conditions, other than (i) that the Exchange Offer, or the making of any exchange
by a Holder, does not violate any applicable law or any applicable interpretation of the staff of the SEC, (ii) that no action
or proceeding shall have been instituted or threatened in any court or by or before any governmental agency with respect to the
Exchange Offer which, in the Company’s judgment, would reasonably be expected to impair the ability of the Company to proceed
with the Exchange Offer, and (iii) that the Holders tender the Registrable Securities to the Company in accordance with the Exchange
Offer. Each Holder of Registrable Securities (other than Participating Broker-Dealers) who wishes to exchange such Registrable
Securities for Exchange Securities in the Exchange Offer will be required to represent that (i) it is not an affiliate (as defined
in Rule 405 under the 1933 Act) of the Company, (ii) any Exchange Securities to be received by it will be acquired in the ordinary
course of business, (iii) it has no arrangement with any Person to participate in the distribution (within the meaning of the 1933
Act) of the Exchange Securities, and (iv) it is not acting on behalf of any Person who could not truthfully make the statements
set forth in clauses (i), (ii) and (iii) immediately above, and shall be required to make such other representations as may be
reasonably necessary under applicable SEC rules, regulations or interpretations to render the use of Form S-4 or another appropriate
form under the 1933 Act available.

 

(b)         Shelf Registration. (i) If, because of any change in law or applicable interpretations thereof by the staff of the
SEC, the Company is not permitted to effect the Exchange Offer as contemplated by Section 2(a) hereof, or (ii) if for any
other reason (A) the Exchange Offer Registration Statement is not effective within 120 days following the Closing Date or (B) the
Exchange Offer is not consummated within 45 days after effectiveness of the Exchange Offer Registration Statement (provided
that if the Exchange Offer Registration Statement shall become effective after such 120-day period or if the Exchange Offer shall
be consummated after such 45-day period, then the Company’s obligations under this clause (ii) arising from the failure of
the Exchange Offer Registration Statement to be effective within such 120-day period or the failure of the Exchange Offer to be
consummated within such 45-day period, respectively, shall terminate), or (iii) if any Holder is not eligible to participate in
the Exchange Offer or validly elects to participate in the Exchange Offer but does not receive Exchange Securities that are freely
tradeable without any limitations or restrictions under the 1933 Act, then the Company shall, at its cost:

 

(A)        
use its commercially reasonable efforts to file with the SEC on or prior to (a) the 180th day after the Closing Date or
(b) the 60th day after any such filing obligation arises, whichever is later, a Shelf Registration Statement relating to the offer
and sale of the Registrable Securities by the Holders from time to time in accordance with the methods of distribution elected
by the Majority Holders of such Registrable Securities and set forth in such Shelf Registration Statement;

 

    	 	7	 

     

    

 

(B)         use its commercially reasonable efforts to cause such Shelf Registration Statement to become effective with the SEC as promptly
as practicable, but in no event later than (a) the 225th day after the Closing Date or (b) the 105th day after an obligation to
file with the SEC a Shelf Registration Statement arises, whichever is later. In the event that the Company is required to file
a Shelf Registration Statement pursuant to Section 2(b)(iii) above, the Company shall file and use its commercially reasonable
efforts to become effective with the SEC both an Exchange Offer Registration Statement pursuant to Section  2(a) with
respect to all Registrable Securities and a Shelf Registration Statement (which may be a combined Registration Statement with the
Exchange Offer Registration Statement) with respect to offers and sales of Registrable Securities held by such Holder described
in Section 2(b)(iii) above;

 

(C)         use its commercially reasonable efforts to keep the Shelf Registration Statement continuously effective, supplemented and
amended as required, in order to permit the Prospectus forming part thereof to be usable by Holders for a period of one year after
the latest date on which any Subordinated Notes are originally issued by the Company (subject to extension pursuant to the last
paragraph of Section 3) or, if earlier, when all of the Registrable Securities covered by such Shelf Registration Statement
(i) have been sold pursuant to the Shelf Registration Statement in accordance with the intended method of distribution thereunder,
or (ii) cease to be Registrable Securities; and

 

(D)         notwithstanding any other provisions hereof, use its commercially reasonable efforts to ensure that (i) any Shelf Registration
Statement and any amendment thereto and any Prospectus forming a part thereof and any supplements thereto comply in all material
respects with the 1933 Act, (ii) any Shelf Registration Statement and any amendment thereto does not, when it becomes effective,
contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make
the statements therein not misleading and (iii) any Prospectus forming part of any Shelf Registration Statement and any amendment
or supplement to such Prospectus does not include an untrue statement of a material fact or omit to state a material fact necessary
in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided,
however, clauses (ii) and (iii) shall not apply to any statement in or omission from a Shelf Registration Statement or a
Prospectus made in reliance upon and conformity with information relating to any Holder or Participating Broker-Dealer of Registrable
Securities furnished to the Company in writing by such Holder or Participating Broker-Dealer, respectively, expressly for use in
such Shelf Registration Statement or Prospectus.

 

    	 	8	 

     

    

 

The
Company further agrees, if necessary, to supplement or amend the Shelf Registration Statement if reasonably requested by the Majority
Holders with respect to information relating to the Holders and otherwise as required by Section  3(b) below,
to use its commercially reasonable efforts to cause any such amendment to become effective and such Shelf Registration Statement
to become usable as soon as reasonably practicable thereafter and to furnish to the Holders of Registrable Securities copies of
any such supplement or amendment promptly after its being used or filed with the SEC.

 

(c)         Expenses. The Company shall pay all Registration Expenses in connection with the registration pursuant to Sections
2(a) and 2(b) and, in the case of any Shelf Registration Statement, will reimburse the Holders for the reasonable fees
and disbursements of one counsel (in addition to any local counsel) designated in writing by the Majority Holders to act as counsel
for the Holders of the Registrable Securities in connection therewith; provided, however, that the Company shall not be responsible
for reimbursement for the fees and disbursements of such counsel in an aggregate amount in excess of $10,000. Each Holder shall
pay all fees and disbursements of its counsel other than as set forth in the preceding sentence or in the definition of Registration
Expenses and all underwriting discounts and commissions and transfer taxes, if any, relating to the sale or disposition of such
Holder’s Registrable Securities pursuant to a Shelf Registration Statement.

 

(d)         Effective Registration Statement.

 

(i)          The Company shall be deemed not to have used its commercially reasonable efforts to cause the Exchange Offer Registration
Statement or any Shelf Registration Statement, as the case may be, to become, or to remain, effective during the requisite periods
set forth herein if the Company voluntarily takes any action that could reasonably be expected to result in any such Registration
Statement not being effective or remaining effective or in the Holders of Registrable Securities (including, under the circumstances
contemplated by Section 3(f) hereof, Exchange Securities) covered thereby not being able to exchange or offer and sell such
Registrable Securities during that period unless (A) such action is required by applicable law or (B) such action is taken by the
Company in good faith and for valid business reasons (but not including avoidance of the Company’s obligations hereunder),
including, but not limited to, the acquisition or divestiture of assets or a material corporate transaction or event, or if the
Company determines in good faith that effecting or maintaining the availability of the registration would materially and adversely
affect an offering of securities of the Company or if the Company is in possession of material non-public information the disclosure
of which would not be in the best interests of the Company, in each case so long as the Company promptly complies with the notification
requirements of Section 3(k) hereof, if applicable. Nothing in this Section 2(d)(i) shall prevent the accrual
of Additional Interest (as defined below) on any Registrable Securities or Exchange Securities.

 

(ii)         An Exchange Offer Registration Statement pursuant to Section 2(a) hereof or a Shelf Registration Statement pursuant
to Section 2(b) hereof shall not be deemed to have become effective unless it has been declared effective by the SEC or
becomes effective in accordance with the provisions of Section 8(a) of the 1933 Act; provided, however, that if,
after such Registration Statement has become effective, the offering of Registrable Securities pursuant to a Registration Statement
is interfered with by any stop order, injunction or other order or requirement of the SEC or any other governmental agency or court,
such Registration Statement shall be deemed not to have been effective during the period of such interference until the offering
of Registrable Securities pursuant to such Registration Statement may legally resume.

 

    	 	9	 

     

    

 

(iii)        During any 365-day period, the Company may, by notice as described in Section  3(e), suspend the availability
of a Shelf Registration Statement (and, if the Exchange Offer Registration Statement is being used in connection with the resale
of Exchange Securities by Participating Broker-Dealers as contemplated by Section 3(f), the Exchange Offer Registration
Statement) and the use of the related Prospectus for up to two periods of up to 60 consecutive days each (except for the consecutive
60-day period immediately prior to final maturity of the Subordinated Notes), but no more than an aggregate of 120 days during
any 365-day period, upon (A) the happening of any event or the discovery of any fact referred to in Section 3(e)(v), or
(B) if the Company determines in good faith that effecting or maintaining the availability of the registration would materially
and adversely affect an offering of securities of the Company or if the Company is in possession of material non-public information
the disclosure of which would not be in the best interests of the Company, in each case subject to compliance by the Company with
its obligations under the last paragraph of Section 3 and to the notification requirements of Section 3(k) hereof,
if applicable.

 

(e)          Increase in Interest Rate. In the event that:

 

(i)          the Exchange Offer Registration Statement is not filed with the SEC on or prior to the 60th day following the Closing Date,
or

 

(ii)         the Exchange Offer Registration Statement is not effective with the SEC on or prior to the 120th day following the Closing
Date, or

 

(iii)        the Exchange Offer is not consummated on or prior to the 45th day following the effective date of the Exchange Offer Registration
Statement, or

 

(iv)        if required, a Shelf Registration Statement is not filed with the SEC on or prior to (A) the 180th day following the Closing
Date or (B) the 60th day after the obligation to file with the SEC a Shelf Registration Statement arises, whichever is later, or

 

(v)         if required, a Shelf Registration Statement is not effective on or prior to (a) the 225th day following the Closing Date
or (b) the 105th day after an obligation to file with the SEC a Shelf Registration Statement arises, whichever is later, or

 

(vi)        a Shelf Registration Statement is effective with the SEC but such Shelf Registration Statement ceases to be effective or
such Shelf Registration Statement or the Prospectus included therein ceases to be usable in connection with resales of Registrable
Securities for any reason and (A) the aggregate number of days in any consecutive 365-day period for which the Shelf Registration
Statement or such Prospectus shall not be effective or usable exceeds 120 days, (B) the Shelf Registration Statement or such Prospectus
shall not be effective or usable for more than two periods (regardless of duration) in any consecutive 365-day period or (C) the
Shelf Registration Statement or such Prospectus shall not be effective or usable for a period of more than 90 consecutive days,
or

 

    	 	10	 

     

    

 

(vii)       the Exchange Offer Registration Statement is effective with the SEC but, if the Exchange Offer Registration Statement is
being used in connection with the resale of Exchange Securities as contemplated by Section 3(f) of this Agreement, the Exchange
Offer Registration Statement ceases to be effective or the Exchange Offer Registration Statement or the Prospectus included therein
ceases to be usable in connection with resales of Exchange Securities for any reason during the 180-day period referred to in Section
3(f)(B) of this Agreement (as such period may be extended pursuant to the last paragraph of Section 3 of this Agreement)
and (A) the aggregate number of days in any consecutive 365-day period for which the Exchange Offer Registration Statement or such
Prospectus shall not be effective or usable exceeds 120 days, (B) the Exchange Offer Registration Statement or such Prospectus
shall not be effective or usable for more than two periods (regardless of duration) in any consecutive 365-day period or (C) the
Exchange Offer Registration Statement or the Prospectus shall not be effective or usable for a period of more than 90 consecutive
days,

 

(each
of the events referred to in clauses (i) through (vii) above being hereinafter called a “Registration Default”),
then the per annum interest rate borne by the Registrable Securities shall be increased (“Additional Interest”)
by one-quarter of one percent (0.25%) per annum immediately following such 60-day period in the case of clause (i) above, immediately
following such 120-day period in the case of clause (ii) above, immediately following such 45-day period in the case of clause
(iii) above, immediately following any such 180-day period or 60-day period, whichever ends later, in the case of clause (iv) above,
immediately following any such 225-day period or 105-day period, as applicable, in the case of clause (v) above, immediately following
the 120th day in any consecutive 365-day period, as of the first day of the third period in any consecutive 365-day period or immediately
following the 90th consecutive day, whichever occurs first, that a Shelf Registration Statement shall not be effective or a Shelf
Registration Statement or the Prospectus included therein shall not be usable as contemplated by clause (vi) above, or immediately
following the 120th day in any consecutive 365-day period, as of the first day of the third period in any consecutive 365-day period
or immediately following the 90th consecutive day, whichever occurs first, that the Exchange Offer Registration Statement shall
not be effective or the Exchange Offer Registration Statement or the Prospectus included therein shall not be usable as contemplated
by clause (vii) above, which rate will be increased by an additional one-quarter of one percent (0.25%) per annum immediately following
each 90-day period that any Additional Interest continues to accrue under any circumstances; provided, however that, if
at any time more than one Registration Default has occurred and is continuing, then, until the next date that there is no Registration
Default, the increase in interest rate provided for by this Section 2(e) shall apply as if there occurred a single Registration
Default that begins on the date that the earliest such Registration Default occurred and ends on such date that there is no Registration
Default; provided further, that the aggregate increase in such annual interest rate may in no event exceed one-half of one
percent (0.50%) per annum. Upon the filing of the Exchange Offer Registration Statement after the 60-day period described in clause
(i) above, the effectiveness of the Exchange Offer Registration Statement after the 120-day period described in clause (ii) above,
the consummation of the Exchange Offer after the 45-day period described in clause (iii) above, the filing of the Shelf Registration
Statement after the 180-day period or 60-day period, as the case may be, described in clause (iv) above, the effectiveness of a
Shelf Registration Statement after the 225-day period or 105-day period, as applicable, described in clause (v) above, the Shelf
Registration Statement once again being effective or the Shelf Registration Statement and the Prospectus included therein becoming
usable in connection with resales of Registrable Securities, as the case may be, in the case of clause (vi) above, or the Exchange
Offer Registration Statement once again becoming effective or the Exchange Offer Registration Statement and the Prospectus included
therein becoming usable in connection with resales of Exchange Securities, as the case may be, in the case of clause (vii) thereof,
the interest rate borne by the Registrable Securities from the date of such filing, effectiveness, consummation or resumption of
effectiveness or usability, as the case may be, shall be reduced to the original interest rate so long as no other Registration
Default shall have occurred and shall be continuing at such time and the Company is otherwise in compliance with this Section
2(e); provided, however, that, if after any such reduction in interest rate, one or more Registration Defaults
shall again occur, the interest rate shall again be increased pursuant to the foregoing provisions (as if it were the original
Registration Default). Notwithstanding anything in this Agreement to the contrary, the Company will not be obligated to pay any
Additional Interest in the case of a Shelf Registration Statement with respect to any Holder of Registrable Securities who fails
to timely provide all information with respect to Holder that is reasonably requested by the Company to enable it to timely comply
with its obligations under Section  2(b).

 

    	 	11	 

     

    

 

The Company shall notify
the Trustee within three Business Days after each and every date on which an event occurs in respect of which Additional Interest
is required to be paid (an “Event Date”). Additional Interest shall be paid by depositing with the Trustee,
in trust, for the benefit of the Holders of Registrable Securities, on or before the applicable interest payment date, immediately
available funds in sums sufficient to pay the Additional Interest then due. The Additional Interest due shall be payable on each
interest payment date to the record Holder of Registrable Securities entitled to receive the interest payment to be paid on such
date as set forth in the Indenture. Each obligation to pay Additional Interest shall be deemed to accrue from and including the
day following the applicable Event Date.

 

Anything herein to
the contrary notwithstanding, any Holder who was, at the time the Exchange Offer was pending and consummated, eligible to exchange,
and did not validly tender, its Subordinated Notes for Exchange Securities in the Exchange Offer will not be entitled to receive
any Additional Interest.

 

(f)           Specific Enforcement. Without limiting the remedies available to the Holders or any Participating Broker-Dealer,
the Company acknowledges that any failure by the Company to comply with its obligations under Sections  2(a) and 2(b)
hereof may result in material irreparable injury to the Holders or the Participating Broker-Dealers for which there is no adequate
remedy at law, that it will not be possible to measure damages for such injuries precisely and that, in the event of any such failure,
any Holder and any Participating Broker-Dealer may seek such relief as may be required to specifically enforce the Company’s
obligations under Sections  2(a) and 2(b).

 

    	 	12	 

     

    

 

3.            Registration Procedures. In connection with the obligations of the Company
with respect to the Registration Statements pursuant to Sections 2(a) and 2(b) hereof, the Company shall:

 

(a)           prepare and file with the SEC a Registration Statement or, if required, Registration Statements, within the time periods
specified in Section 2, on the appropriate form under the 1933 Act, which form (i) shall be selected by the Company, (ii)
shall, in the case of a Shelf Registration Statement, be available for the sale of the Registrable Securities by the selling Holders
thereof and (iii) shall comply as to form in all material respects with the requirements of the applicable form and include or
incorporate by reference all financial statements required by the SEC to be filed therewith or incorporated by reference therein,
and use its commercially reasonable efforts to cause such Registration Statement to become effective and remain effective for the
applicable period in accordance with Section 2 hereof;

 

(b)           prepare and file with the SEC such amendments and post-effective amendments to each Registration Statement as may be necessary
under applicable law to keep such Registration Statement effective for the applicable period in accordance with Section 2
hereof; cause each Prospectus to be supplemented by any required prospectus supplement, and as so supplemented to be filed pursuant
to Rule 424 under the 1933 Act; and comply with the provisions of the 1933 Act and the 1934 Act with respect to the disposition
of all Registrable Securities covered by each Registration Statement during the applicable period in accordance with the intended
method or methods of distribution by the selling Holders thereof;

 

(c)           in the case of a Shelf Registration, (i) notify each Holder of Registrable Securities, at least ten Business Days prior
to filing, that a Shelf Registration Statement with respect to the Registrable Securities is being filed and advising such Holders
that the distribution of Registrable Securities will be made in accordance with the method elected by the Majority Holders; (ii)
furnish to each Holder of Registrable Securities and counsel for the Holders, without charge, as many copies of each Prospectus,
including each preliminary Prospectus, and any amendment or supplement thereto and such other documents as such Holder or counsel
may reasonably request, including financial statements and schedules and, if such Holder or counsel so requests, all exhibits (including
those incorporated by reference) in order to facilitate the public sale or other disposition of the Registrable Securities; and
(iii) subject to the penultimate paragraph of this Section 3, the Company hereby consents to the use of the Prospectus,
including each preliminary Prospectus, or any amendment or supplement thereto by each of the Holders of Registrable Securities
in accordance with applicable law in connection with the offering and sale of the Registrable Securities covered by and in the
manner described in any Prospectus or any amendment or supplement thereto;

 

(d)           use its commercially reasonable efforts to register or qualify the Registrable Securities under all applicable state securities
or “blue sky” laws of such jurisdictions as any Holder of Registrable Securities covered by a Registration Statement
shall reasonably request, to cooperate with the Holders of any Registrable Securities in connection with any filings required to
be made with FINRA, to keep each such registration or qualification effective during the period such Registration Statement is
required to be effective and do any and all other acts and things which may be reasonably necessary or advisable to enable such
Holder to consummate the disposition in each such jurisdiction of such Registrable Securities owned by such Holder; provided,
however, that the Company shall not be required to (i) qualify as a foreign corporation or entity or as a dealer in securities
in any jurisdiction where it would not otherwise be required to qualify but for this Section 3(d) or (ii) take any action
which would subject it to general service of process or taxation in any such jurisdiction if it is not then so subject;

 

    	 	13	 

     

    

 

 

(e)              
in the case of a Shelf Registration, notify each Holder of Registrable Securities and counsel for such Holders promptly
and, if requested by such Holder or counsel, confirm such advice in writing promptly:

 

(i)              
when a Registration Statement has become effective and when any post-effective amendments and supplements thereto become
effective,

 

(ii)             
of any request by the SEC or any state securities authority for post-effective amendments or supplements to a Registration
Statement or Prospectus or for additional information after a Registration Statement has become effective (other than comments
to 1934 Act reports incorporated therein by reference),

 

(iii)           
of the issuance by the SEC or any state securities authority of any stop order suspending the effectiveness of a Registration
Statement or the initiation of any proceedings for that purpose,

 

(iv)           
of the receipt by the Company of any notification with respect to the suspension of the qualification of the Registrable
Securities for sale in any jurisdiction or the initiation or threatening of any proceeding for such purpose,

 

(v)            
of the happening of any event or the discovery of any facts during the period a Shelf Registration Statement is effective
which is contemplated in Section 2(d)(i) or which makes any statement made in such Shelf Registration Statement or the related
Prospectus untrue in any material respect or which constitutes an omission to state a material fact in such Shelf Registration
Statement or Prospectus and

 

(vi)          
of any determination by the Company that a post-effective amendment to a Registration Statement would be appropriate. Without
limitation to any other provisions of this Agreement, the Company agrees that this Section 3(e) shall also be applicable, mutatis
mutandis, with respect to the Exchange Offer Registration Statement and the Prospectus included therein to the extent that such
Prospectus is being used by Participating Broker-Dealers as contemplated by Section 3(f);

 

(f)               

 

(A)       in
the case of an Exchange Offer, (i) include in the Exchange Offer Registration Statement (1) a “Plan of Distribution”
section covering the use of the Prospectus included in the Exchange Offer Registration Statement by broker-dealers who have exchanged
their Registrable Securities for Exchange Securities for the resale of such Exchange Securities and (2) a statement to the effect
that any such broker-dealers who wish to use the related Prospectus in connection with the resale of Exchange Securities acquired
as a result of market-making or other trading activities will be required to notify the Company to that effect, together with instructions
for giving such notice (which instructions shall include a provision for giving such notice by checking a box or making another
appropriate notation on the related letter of transmittal) (each such broker-dealer who gives notice to the Company as aforesaid
being hereinafter called a “Notifying Broker-Dealer”), (ii) furnish to each Notifying Broker-Dealer who desires
to participate in the Exchange Offer, without charge, as many copies of each Prospectus included in the Exchange Offer Registration
Statement, including any preliminary prospectus, and any amendment or supplement thereto, as such broker-dealer may reasonably
request, (iii) include in the Exchange Offer Registration Statement a statement that any broker-dealer who holds Registrable Securities
acquired for its own account as a result of market-making activities or other trading activities (a “Participating Broker-Dealer”),
and who receives Exchange Securities for Registrable Securities pursuant to the Exchange Offer, may be a statutory underwriter
and must deliver a prospectus meeting the requirements of the 1933 Act in connection with any resale of such Exchange Securities,
(iv) subject to the penultimate paragraph of this Section  3, the Company hereby consents to the use of the
Prospectus forming part of the Exchange Offer Registration Statement or any amendment or supplement thereto by any Notifying Broker-Dealer
in accordance with applicable law in connection with the sale or transfer of Exchange Securities, and (v) include in the transmittal
letter or similar documentation to be executed by an exchange offeree in order to participate in the Exchange Offer the following
provision:

 

    14

     

    

 

“If the undersigned is not
a broker-dealer, the undersigned represents that it is not engaged in, and does not intend to engage in, a distribution of Exchange
Securities. If the undersigned is a broker-dealer that will receive Exchange Securities for its own account in exchange for Registrable
Securities, it represents that the Registrable Securities to be exchanged for Exchange Securities were acquired by it as a result
of market-making activities or other trading activities and acknowledges that it will deliver a prospectus meeting the requirements
of the 1933 Act in connection with any resale of such Exchange Securities pursuant to the Exchange Offer; however, by so acknowledging
and by delivering a prospectus, the undersigned will not be deemed to admit that it is an “underwriter” within the
meaning of the 1933 Act;”

 

(B)             
to the extent any Notifying Broker-Dealer participates in the Exchange Offer, (i) the Company shall use its commercially
reasonable efforts to maintain the effectiveness of the Exchange Offer Registration Statement for a period of 180 days (subject
to extension pursuant to the last paragraph of this Section 3) following the last date on which exchanges are accepted pursuant
to the Exchange Offer, and (ii) the Company will comply, insofar as relates to the Exchange Offer Registration Statement, the Prospectus
included therein and the offering and sale of Exchange Securities pursuant thereto, with its obligations under Section 2(b)(D),
the last paragraph of Section 2(b), Sections 3(c), 3(d), 3(e), 3(g), 3(i), 3(j),
3(k), 3(o), 3(p), 3(q), 3(r) and 3(s), and the last three paragraphs of this Section 
3 as if all references therein to a Shelf Registration Statement, the Prospectus included therein and the Holders of Registrable
Securities referred, mutatis mutandis, to the Exchange Offer Registration Statement, the Prospectus included therein and the applicable
Notifying Broker-Dealers and, for purposes of this Section 3(f), all references in any such paragraphs or sections to the
 “Majority Holders” shall be deemed to mean, solely insofar as relates to this Section 3(f), the Notifying
Broker-Dealers who are the Holders of the majority in aggregate principal amount of the Exchange Securities which are Registrable
Securities; and

 

(C)             
the Company shall not be required to amend or supplement the Prospectus contained in the Exchange Offer Registration Statement
as would otherwise be contemplated by Sections 3(b) or 3(k) hereof, or take any other action as a result of this
Section 3(f), for a period exceeding 180 days (subject to extension pursuant to the last paragraph of this Section 3)
after the last date on which exchanges are accepted pursuant to the Exchange Offer and Notifying Broker-Dealers shall not be authorized
by the Company to, and shall not, deliver such Prospectus after such period in connection with resales contemplated by this Section
3;

 

    15

     

    

 

(g)              
in the case of a Shelf Registration, furnish counsel for the Holders of Registrable Securities copies of any request by
the SEC or any state securities authority for amendments or supplements to a Registration Statement or Prospectus or for additional
information (other than comments to 1934 Act reports incorporated therein by reference);

 

(h)              
use its commercially reasonable efforts to obtain the withdrawal of any order suspending the effectiveness of a Registration
Statement as soon as practicable and provide immediate notice to each Holder of the withdrawal of any such order;

 

(i)                
in the case of a Shelf Registration, upon request furnish to each Holder of Registrable Securities, without charge, at least
one conformed copy of each Registration Statement and any post-effective amendments thereto (without documents incorporated or
deemed to be incorporated therein by reference or exhibits thereto, unless requested);

 

(j)                
in the case of a Shelf Registration, cooperate with the selling Holders of Registrable Securities to facilitate the timely
preparation and delivery of certificates representing Registrable Securities to be sold and not bearing any restrictive legends;
and cause such Registrable Securities to be in such denominations (consistent with the provisions of the Indenture) and in a form
eligible for deposit with the Depositary and registered in such names as the selling Holders may reasonably request in writing
at least two Business Days prior to the closing of any sale of Registrable Securities;

 

(k)              
in the case of a Shelf Registration, upon the occurrence of any event or the discovery of any facts as contemplated by Section
3(e)(v) hereof, use its commercially reasonable efforts to prepare a supplement or post-effective amendment to a Registration
Statement and/or the related Prospectus or any document incorporated or deemed to be incorporated therein by reference or file
any other required document so that, as thereafter delivered to the purchasers of the Registrable Securities, such Prospectus will
not contain at the time of such delivery any untrue statement of a material fact or omit to state a material fact necessary in
order to make the statements therein, in light of the circumstances under which they were made, not misleading. The Company agrees
to notify as promptly as practicable after the occurrence of such event each Holder to suspend use of the Prospectus as promptly
as practicable after the occurrence of such an event, and each Holder hereby agrees to suspend use of the Prospectus until the
Company has amended or supplemented the Prospectus to correct such misstatement or omission. At such time as such public disclosure
is otherwise made or the Company determines that such disclosure is not necessary, in each case to correct any misstatement of
a material fact or to include any omitted material fact, the Company agrees promptly to notify each Holder of such determination
and to furnish each Holder such number of copies of the Prospectus, as amended or supplemented, as such Holder may reasonably request;

 

    16

     

    

 

(l)                
obtain CUSIP and ISIN numbers for all Exchange Securities or Registrable Securities, as the case may be, not later than
the effective date of a Registration Statement, and provide the Trustee with printed or word-processed certificates for the Exchange
Securities or Registrable Securities, as the case may be, in a form eligible for deposit with the Depositary;

 

(m)            
(i) cause the Indenture to be qualified under the TIA in connection with the registration of the Exchange Securities or
Registrable Securities, as the case may be, (ii) cooperate with the Trustee and the Holders to effect such changes, if any, to
the Indenture as may be required for the Indenture to be so qualified in accordance with the terms of the TIA and (iii) execute,
and use its commercially reasonable efforts to cause the Trustee to execute, all documents as may be required to effect such changes,
if any, and all other forms and documents required to be filed with the SEC to enable the Indenture to be so qualified in a timely
manner;

 

(n)              
in the case of a Shelf Registration, upon request make available for inspection by representatives of the Holders of the
Registrable Securities participating in any disposition pursuant to a Shelf Registration Statement and any one counsel or accountant
retained by such Holders (with such inspection to occur at such time as mutually agreed between the Company and such Persons),
all financial statements and other records, documents and properties of the Company reasonably requested by any such Persons, and
cause the respective officers, directors, employees, and any other agents of the Company to supply all information reasonably requested
by any such Persons in connection with a Shelf Registration Statement; provided, that any such Persons shall be required
to execute a customary confidentiality agreement;

 

(o)              
in the case of a Shelf Registration, a reasonable time prior to filing any Shelf Registration Statement, any Prospectus
forming a part thereof, any amendment to such Shelf Registration Statement or amendment or supplement to such Prospectus, provide
copies of such document to the Holders of Registrable Securities and to counsel for any such Holders, and make such changes in
any such document prior to the filing thereof as the Holders of Registrable Securities, or any of their counsel may reasonably
request, and cause the representatives of the Company to be available for discussion of such documents as shall be reasonably requested
by the Holders of Registrable Securities and shall not at any time make any filing of any such document of which such Holders or
their counsel shall not have previously been advised and furnished a copy or to which such Holders or their counsel shall reasonably
object within a reasonable time period;

 

(p)              
in the case of a Shelf Registration, use its commercially reasonable efforts to cause all Registrable Securities to be listed
on any securities exchange on which similar debt securities issued by the Company are then listed if requested by the Majority
Holders;

 

(q)              
in the case of a Shelf Registration, use its commercially reasonable efforts to cause the Registrable Securities to be rated
by the same rating agency that initially rated the Subordinated Notes, if so requested by the Majority Holders of Registrable Securities,
unless the Registrable Securities are already so rated;

 

(r)               
otherwise use its commercially reasonable efforts to comply with all applicable rules and regulations of the SEC and, with
respect to each Registration Statement and each post-effective amendment, if any, thereto and each filing by the Company of an
Annual Report on Form 10-K, make available to its security holders, as soon as reasonably practicable, an earnings statement covering
at least twelve months which shall satisfy the provisions of Section 11(a) of the 1933 Act and Rule 158 thereunder; and

 

    17

     

    

 

(s)               
cooperate and assist in any filings required to be made with FINRA.

 

In the case of a Shelf
Registration Statement, the Company may (as a condition to such Holder’s participation in the Shelf Registration) require
each Holder of Registrable Securities to furnish to the Company such information regarding such Holder and the proposed distribution
by such Holder of such Registrable Securities as the Company may from time to time reasonably request in writing and require such
Holder to agree in writing to be bound by all provisions of this Agreement applicable to such Holder.

 

In
the case of a Shelf Registration Statement, each Holder agrees and, in the event that any Participating Broker-Dealer is using
the Prospectus included in the Exchange Offer Registration Statement in connection with the sale of Exchange Securities pursuant
to Section  3(f), each such Participating Broker-Dealer agrees that, upon receipt of any notice from the Company
of the happening of any event or the discovery of any facts of the kind described in Sections 3(e)(ii), 3(e)(iii)
or 3(e)(iv) through 3(e)(vi) hereof, such Holder or Participating Broker-Dealer, as the case may be, will forthwith
discontinue disposition of Registrable Securities pursuant to a Registration Statement until receipt by such Holder or Participating
Broker-Dealer, as the case may be, of (i) the copies of the supplemented or amended Prospectus contemplated by Section 3(k)
hereof or (ii) written notice from the Company that the Shelf Registration Statement or the Exchange Offer Registration Statement,
respectively, are once again effective or that no supplement or amendment is required. If so directed by the Company, such Holder
or Participating Broker-Dealer, as the case may be, will deliver to the Company (at the Company’s expense) all copies in
its possession, other than permanent file copies then in its possession, of the Prospectus covering such Registrable Securities
current at the time of receipt of such notice. Nothing in this paragraph shall prevent the accrual of Additional Interest on any
Registrable Securities.

 

If
the Company shall give any such notice to suspend the disposition of Registrable Securities pursuant to the immediately preceding
paragraph, the Company shall be deemed to have used its commercially reasonable efforts to keep the Shelf Registration Statement
or, in the case of Section  3(f), the Exchange Offer Registration Statement, as the case may be, effective
during such period of suspension; provided that (i) such period of suspension shall not exceed the time periods provided
in Section 2(d)(iii) hereof and (ii) the Company shall use its commercially reasonable efforts to file and have become effective
(if an amendment) as soon as practicable thereafter an amendment or supplement to the Shelf Registration Statement or the Exchange
Offer Registration Statement or both, as the case may be, or the Prospectus included therein and shall extend the period during
which the Shelf Registration Statement or the Exchange Offer Registration Statement or both, as the case may be, shall be maintained
effective pursuant to this Agreement (and, if applicable, the period during which Participating Broker-Dealers may use the Prospectus
included in the Exchange Offer Registration Statement pursuant to Section 3(f) hereof) by the number of days during the
period from and including the date of the giving of such notice to and including the earlier of the date when the Holders or Participating
Broker-Dealers, respectively, shall have received copies of the supplemented or amended Prospectus necessary to resume such dispositions
and the effective date of written notice from the Company to the Holders or Participating Broker-Dealers, respectively, that the
Shelf Registration Statement or the Exchange Offer Registration Statement, respectively, are once again effective or that no supplement
or amendment is required.

 

    18

     

    

 

		4.	Indemnification and Contribution.

 

(a)              
The Company agrees to indemnify and hold harmless each Holder, each Participating Broker-Dealer and each Person, if any,
who controls any Holder or Participating Broker-Dealer within the meaning of either Section 15 of the 1933 Act or Section 20 of
the 1934 Act, as follows:

 

(i)                
against any and all loss, liability, claim, damage and expense whatsoever, as incurred, arising out of any untrue statement
or alleged untrue statement of a material fact contained in any Registration Statement (or any amendment thereto) pursuant to which
Exchange Securities or Registrable Securities were registered under the 1933 Act, including all documents incorporated therein
by reference, or any omission or alleged omission therefrom of a material fact required to be stated therein or necessary to make
the statements therein not misleading, or arising out of any untrue statement or alleged untrue statement of a material fact contained
in any preliminary prospectus or Prospectus (or any amendment or supplement thereto) or any omission or alleged omission therefrom
of a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made,
not misleading;

 

(ii)             
against any and all loss, liability, claim, damage and expense whatsoever, as incurred, to the extent of the aggregate amount
paid in settlement of any litigation, or any investigation or proceeding by any governmental agency or body, commenced or threatened,
or of any claim whatsoever based upon any such untrue statement or omission, or any such alleged untrue statement or omission described
in subparagraph (i) above; provided that any such settlement is effected with the written consent of the Company; and

 

(iii)           
against any and all expense whatsoever, as incurred (including, subject to Section  4(c) below, the fees and
disbursements of counsel chosen by any indemnified party), reasonably incurred in investigating, preparing or defending against
any litigation, or any investigation or proceeding by any governmental agency or body, commenced or threatened, or any claim whatsoever
based upon any such untrue statement or omission, or any such alleged untrue statement or omission described in subparagraph (i)
above, to the extent that any such expense is not paid under subparagraph (i) or (ii) above;

 

provided,
however, that this indemnity agreement shall not apply to any loss, liability, claim, damage or expense to the extent arising
out of any untrue statement or omission or alleged untrue statement or omission made in reliance upon and in conformity with written
information furnished to the Company by any Holder or Participating Broker-Dealer with respect to such Holder, Participating Broker-Dealer,
as the case may be, expressly for use in the Registration Statement (or any amendment thereto) or the Prospectus (or any amendment
or supplement thereto).

 

    19

     

    

 

(b)              
Each Holder, severally but not jointly, agrees to indemnify and hold harmless the Company, each director of the Company,
each officer of the Company who signed the Registration Statement, each Participating Broker-Dealer and each other selling Holder
and each Person, if any, who controls the Company, any Participating Broker-Dealer or any other selling Holder within the meaning
of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described
in the indemnity contained in Section 4(a) hereof, as incurred, but only with respect to untrue statements or omissions,
or alleged untrue statements or omissions, made in the Shelf Registration Statement (or any amendment thereto) or any Prospectus
included therein (or any amendment or supplement thereto) in reliance upon and in conformity with written information with respect
to such Holder furnished to the Company by such Holder expressly for use in the Shelf Registration Statement (or any amendment
thereto) or such Prospectus (or any amendment or supplement thereto); provided, however, that no such Holder shall
be liable for any claims hereunder in excess of the dollar amount of the net proceeds received by such Holder upon the sale of
the Registrable Securities sold by it.

 

(c)              
Each indemnified party shall give notice as promptly as reasonably practicable to each indemnifying party of any action
commenced against it in respect of which indemnity may be sought hereunder, but failure so to notify an indemnifying party shall
not relieve such indemnifying party from any liability hereunder to the extent it is not materially prejudiced as a result thereof
and in any event shall not relieve it from any liability which it may have otherwise than on account of this indemnity agreement.
Counsel to the respective indemnified parties shall be selected as follows: (i) counsel to the Company, its directors, each of
its officers who signed the Registration Statement and all Persons, if any, who control the Company within the meaning of Section
15 of the 1933 Act or Section 20 of the 1934 Act shall be selected by the Company; (ii) counsel to the Holders (other than Participating
Broker-Dealers) and all Persons, if any, who control any Holders (other than any Participating Broker-Dealers) within the meaning
of Section 15 of the 1933 Act or Section 20 of the 1934 Act shall be selected by the Holders who held or hold, as the case may
be, a majority in aggregate principal amount of the Registrable Securities held by all such Holders; and (iii) counsel to the Participating
Broker-Dealers and all Persons, if any, who control any such Participating Broker-Dealer within the meaning of Section 15 of the
1933 Act or Section 20 of the 1934 Act shall be selected by the Participating Broker-Dealers who held or hold, as the case may
be, a majority in aggregate principal amount of the Exchange Securities referred to in Section 3(f) hereof held by all such
Participating Broker-Dealers. In no event shall the indemnifying party or parties be liable for (A) the fees and expenses of more
than one counsel (in addition to any local counsel) separate from the indemnifying parties’ own counsel for the Company and
all other Persons referred to in clause (i) of this Section 4(c), (B) the fees and expenses of more than one counsel
(in addition to any local counsel) separate from the indemnifying parties’ own counsel for all Holders (other than Participating
Broker-Dealers) and all other Persons referred to in clause (ii) of this Section 4(c), and (C) the fees and expenses
of more than one counsel (in addition to any local counsel) separate from the indemnifying parties’ own counsel for all Participating
Broker-Dealers and all other Persons referred to in clause (iii) of this Section 4(c), in each case in connection with
any one action or separate but similar or related actions in the same jurisdiction arising out of the same general allegations
or circumstances. The indemnifying party shall be entitled to participate therein and, to the extent that it shall elect, jointly
with any other indemnifying party similarly notified, to assume the defense thereof, with counsel reasonably satisfactory to such
indemnified party, provided, however, if the defendants in any such action include both the indemnified party and the indemnifying
party and the indemnified party shall have reasonably concluded that a conflict may arise between the positions of the indemnifying
party and the indemnified party in conducting the defense of any such action or that there may be legal defenses available to it
and/or other indemnified parties which are different from or additional to those available to the indemnifying party, the indemnified
party or parties shall have the right to select separate counsel to assume such legal defenses and to otherwise participate in
the defense of such action on behalf of such indemnified party or parties. After notice from the indemnifying party to such indemnified
party of its election so to assume the defense thereof, the indemnifying party shall not be liable to such indemnified party under
this Section 4(c) for any legal expenses of other counsel or any other expenses, in each case subsequently incurred
by such indemnified party, in connection with the defense thereof other than reasonable costs of investigation unless (A) the indemnified
party shall have employed separate counsel in accordance with the proviso to the preceding sentence (it being understood, however,
that the indemnifying party shall not be liable for the expenses of more than one separate counsel, approved by the indemnifying
party) or (B) the indemnifying party shall not have employed counsel reasonably satisfactory to the indemnified party within a
reasonable time after notice of commencement of the action, in each of which cases the fees and expenses of counsel shall be at
the expense of the indemnifying party. No indemnifying party shall, without the prior written consent of the indemnified parties,
settle or compromise or consent to the entry of any judgment with respect to any litigation, or any investigation or proceeding
by any governmental agency or body, commenced or threatened, or any claim whatsoever in respect of which indemnification or contribution
could be sought under this Section 4 (whether or not the indemnified parties are actual or potential parties thereto), unless
such settlement, compromise or consent (i) includes an unconditional release of each indemnified party from all liability arising
out of such litigation, investigation, proceeding or claim and (ii) does not include a statement as to or an admission of fault,
culpability or a failure to act by or on behalf of any indemnified party.

 

    20

     

    

 

(d)              
If the indemnification provided for in this Section 4 is for any reason unavailable to or insufficient to hold harmless
an indemnified party in respect of any losses, liabilities, claims, damages or expenses referred to therein, then each indemnifying
party shall contribute to the aggregate amount of such losses, liabilities, claims, damages and expenses incurred by such indemnified
party, as incurred, in such proportion as is appropriate to reflect the relative fault of the indemnifying party or parties on
the one hand and of the indemnified party or parties on the other hand in connection with the statements or omissions that resulted
in such losses, liabilities, claims, damages or expenses, as well as any other relevant equitable considerations. The relative
fault of such indemnifying party or parties on the one hand and the indemnified party or parties on the other hand shall be determined
by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or omission or alleged omission
to state a material fact relates to information supplied by such indemnifying party or parties or such indemnified party or parties,
and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such statement or
omission.

 

(e)              
The Company and the Holders agree that it would not be just or equitable if contribution pursuant to this Section 4
were determined by pro rata allocation or by any other method of allocation that does not take account of the equitable considerations
referred to in Section 4(d) above. The aggregate amount of losses, liabilities, claims, damages and expenses incurred
by an indemnified party and referred to above in this Section 4 shall be deemed to include any legal or other expenses reasonably
incurred by such indemnified party in investigating, preparing or defending against any litigation, or any investigation or proceeding
by any governmental agency or body, commenced or threatened, or any claim whatsoever based upon any such untrue or alleged untrue
statement or omission or alleged omission.

 

    21

     

    

 

Notwithstanding
the provisions of this Section  4, other than in the case of intentional misrepresentation or omission of
a material fact, no Holder or Participating Broker-Dealer shall be required to contribute, any amount in excess of the total price
at which Registrable Securities sold by it were offered exceeds the amount of any damages that such Holder or Participating Broker-Dealer
has otherwise been required to pay by reason of any such untrue or alleged untrue statement or omission or alleged omission.

 

No Person guilty of
fraudulent misrepresentation (within the meaning of Section 11(f) of the 1933 Act) shall be entitled to contribution from any Person
who was not guilty of such fraudulent misrepresentation.

 

For
purposes of this Section  4, each Person, if any, who controls a Holder or Participating Broker-Dealer within
the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act shall have the same rights to contribution as such Holder
or Participating Broker-Dealer, as the case may be, and each director of the Company, each officer of the Company who signed the
Registration Statement and each Person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section
20 of the 1934 Act shall have the same rights to contribution as the Company.

 

The
respective obligations of the Holders and Participating Broker-Dealers to contribute pursuant to this Section 
4 are several in proportion to the principal amount of Subordinated Notes purchased by them and not joint.

 

The
indemnity and contribution provisions contained in this Section  4 shall remain operative and in full force
and effect regardless of (i) any termination of this Agreement, (ii) any investigation made by or on behalf of any Holder or Participating
Broker-Dealer or any Person controlling any Holder or Participating Broker-Dealer, or by or on behalf of the Company, its officers
or directors or any Person controlling the Company, (iii) acceptance of any of the Exchange Securities and (iv) any sale of Registrable
Securities or Exchange Securities pursuant to a Shelf Registration Statement.

 

		5.	Miscellaneous.

 

(a)              
Rule 144 and Rule 144A. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of
the 1934 Act, the Company covenants that it will file all reports required to be filed by it under Section 13(a) or 15(d) of the
1934 Act and the rules and regulations adopted by the SEC thereunder, and that if it ceases to be so required to file such reports,
it will upon the request of any Holder or beneficial owner of Registrable Securities (i) make publicly available such information
(including, without limitation, the information specified in Rule 144(c)(2) under the 1933 Act) as is necessary to permit sales
pursuant to Rule 144 under the 1933 Act, (ii) deliver or cause to be delivered, promptly following a request by any Holder or beneficial
owner of Registrable Securities or any prospective purchaser or transferee designated by such Holder or beneficial owner, such
information (including, without limitation, the information specified in Rule 144A(d)(4) under the 1933 Act) as is necessary to
permit sales pursuant to Rule 144A under the 1933 Act, and (iii) take such further action that is reasonable under the circumstances,
in each case to the extent required from time to time to enable such Holder to sell its Registrable Securities without registration
under the 1933 Act within the limitation of the exemptions provided by (x) Rule 144 under the 1933 Act, as such Rule may be amended
from time to time, (y) Rule 144A under the 1933 Act, as such Rule may be amended from time to time, or (z) any similar rules or
regulations hereafter adopted by the SEC. Upon the request of any Holder or beneficial owner
of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied with such
requirements.

 

    22

     

    

 

(b)              
No Inconsistent Agreements. The Company has not entered into nor will the Company on or after the date of this Agreement
enter into any agreement which is inconsistent with the rights granted to the Holders of Registrable Securities in this Agreement
or otherwise conflicts with the provisions hereof; provided that the Company will not be precluded from entering into any
agreement after the date hereof which may or does result, directly or indirectly, in the payment of Additional Interest. The rights
granted to the Holders hereunder do not and will not in any way conflict in any material respects with and are not and will not
be inconsistent in any material respects with the rights granted to the holders of any of the Company’s other issued and
outstanding securities under any other agreements entered into by the Company or any of its Subsidiaries.

 

(c)              
Amendments and Waivers. The provisions of this Agreement, including the provisions of this sentence, may not be amended,
modified or supplemented, and waivers or consents to departures from the provisions hereof may not be given, unless the Company
has obtained the prior written consent of Holders of at least a majority in aggregate principal amount of the outstanding Registrable
Securities affected by such amendment, modification, supplement, waiver or departure.

 

(d)              
Notices. All notices and other communications provided for or permitted hereunder shall be made in writing by hand-delivery,
registered first-class mail, electronic mail, or any courier guaranteeing overnight delivery (i) if to a Holder or Participating
Broker-Dealer at the most current address set forth on the records of the registrar under the Indenture, and (ii) if to the Company,
initially at the address set forth in the Purchase Agreement and thereafter at such other address, notice of which is given in
accordance with the provisions of this Section 5(d).

 

All such notices and
communications shall be deemed to have been duly given: at the time delivered by hand, if personally delivered; five Business Days
after being deposited in the mail, postage prepaid, if mailed; when receipt is acknowledged, if sent via electronic mail; and on
the next Business Day if timely delivered to an air courier guaranteeing overnight delivery.

 

Copies of all such
notices, demands or other communications shall be concurrently delivered by the Person giving the same to the Trustee, at the address
specified in the Indenture.

 

(e)              
Successors and Assigns. This Agreement shall inure to the benefit of and be binding upon the successors, assigns
and transferees of each of the parties, including, without limitation and without the need for an express assignment, subsequent
Holders; provided that nothing herein shall be deemed to permit any assignment, transfer or other disposition of Registrable
Securities in violation of the terms hereof or of the Purchase Agreement or the Indenture. If any transferee of any Holder shall
acquire Registrable Securities, in any manner, whether by operation of law or otherwise, such Registrable Securities shall be held
subject to all of the terms of this Agreement, and by taking and holding such Registrable Securities, such Person shall be conclusively
deemed to have agreed to be bound by and to perform all of the terms and provisions of this Agreement, including the restrictions
on resale set forth in this Agreement and, if applicable, the Purchase Agreement, and such Person shall be entitled to receive
the benefits hereof.

 

    23

     

    

 

(f)               
Third Party Beneficiary. Each Holder and Participating Broker-Dealer shall be a third party beneficiary of the agreements
made hereunder and shall have the right to enforce such agreements directly to the extent it deems such enforcement necessary or
advisable to protect its rights or the rights of other Holders hereunder. Each Holder, by its acquisition of Subordinated Notes,
shall be deemed to have agreed to the provisions of Section 5(b) hereof.

 

(g)              
Counterparts. This Agreement may be executed in any number of counterparts and by the parties hereto in separate
counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute
one and the same agreement. In the event that any signature is delivered by facsimile transmission, or by electronic mail delivery
of a “.pdf” format data file, such signature shall create a valid and binding obligation of the party executing (or
on whose behalf such signature is executed) with the same force and effect as if such facsimile signature page were an original
thereof.

 

(h)              
Headings. The headings in this Agreement are for convenience of reference only and shall not limit or otherwise affect
the meaning hereof.

 

(i)                
Restriction on Resales. If the Company or any of its Subsidiaries or affiliates (as defined in Rule 144 under the
1933 Act) shall redeem, purchase or otherwise acquire any Registrable Security or any Exchange Security which is a “restricted
security” within the meaning of Rule 144 under the 1933 Act, the Company will deliver or cause to be delivered such Registrable
Security or Exchange Security, as the case may be, to the Trustee for cancellation and neither the Company nor any of its Subsidiaries
or affiliates will hold or resell such Registrable Security or Exchange Security or issue any new Registrable Security or Exchange
Security to replace the same.

 

(j)                
GOVERNING LAW. THIS AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW
YORK.

 

(k)              
Entire Agreement; Severability. This Agreement contains the entire agreement between the parties relating to the
subject matter hereof and supersedes all oral statements and prior writings with respect hereto. In the event that any one or more
of the provisions contained herein, or the application thereof in any circumstance, is held invalid, illegal or unenforceable,
the validity, legality and enforceability of any such provision in every other respect and of the remaining provisions contained
herein shall not be affected or impaired thereby.

 

[Signature Pages Follow]

 

    24

     

    

 

IN
WITNESS WHEREOF, the Company has caused this Registration Rights Agreement to be executed by its duly authorized representative
as of the date first above written.

 

	 	COMPANY:
	 	 
	 	

 THE FIRST BANCSHARES, INC.

	 	 
	 	By:   	 
	 	 	Name: Donna T. (Dee Dee) Lowery
	 	 	Title: Chief Financial Officer

 

[Company Signature
Page to Registration Rights Agreement]

 

     

     

    

 

IN
WITNESS WHEREOF, the undersigned Purchaser has caused this Registration Agreement to be executed by its duly authorized
representative as of the date first above written.

 

	 	PURCHASER:
	 	 
	 	[INSERT PURCHASER’S NAME]
	 	 
	 	By: 	 
	 	 	Name:
	 	 	Title:

 

[Purchaser Signature
Page to Registration Rights Agreement]Document

Exhibit 4.1

CORNERSTONE BUILDING BRANDS, INC.
as Issuer
and
the Subsidiary Guarantors from time to time party to the Indenture
and
WILMINGTON TRUST, NATIONAL ASSOCIATION
as Trustee
____
EIGHTH SUPPLEMENTAL INDENTURE
DATED AS OF SEPTEMBER 24, 2020
____
6.125% Senior Notes Due 2029

EIGHTH SUPPLEMENTAL INDENTURE, dated as of September 24, 2020 (this “Supplemental Indenture”), among Cornerstone Building Brands, Inc. (formerly known as NCI Building Systems, Inc., as successor by merger to Ply Gem Midco, LLC (formerly known as Ply Gem Midco, Inc., and formerly known as Pisces Midco, Inc.)), a Delaware corporation (the “Company”), as issuer, the Subsidiary Guarantors from time to time party to the Indenture referred to below and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee under the Indenture referred to below.
W I T N E S S E T H:
WHEREAS, the Company, the Subsidiary Guarantors and the Trustee are party to an Indenture, dated as of April 12, 2018 (as supplemented by the First Supplemental Indenture, dated as of April 12, 2018, the Second Supplemental Indenture, dated as of April 12, 2018, the Third Supplemental Indenture, dated as of April 13, 2018, the Fourth Supplemental Indenture, dated as of October 15, 2018, the Fifth Supplemental Indenture, dated as of November 16, 2018, the Sixth Supplemental Indenture, dated as of February 20, 2019, and the Seventh Supplemental Indenture, dated as of March 29, 2020, and as further amended, supplemented, waived or otherwise modified, the “Indenture”), relating to the issuance from time to time by the Company of Notes;
WHEREAS, Section 901(8) of the Indenture provides that the Company may provide for the issuance of Notes of any series as permitted by Section 301 therein;
WHEREAS, Section 1301(a) of the Indenture provides that each Subsidiary Guarantor fully and unconditionally Guarantees all monetary obligations of the Company under the Indenture and the Notes;
WHEREAS, in connection with the issuance of the 2029 Notes (as defined herein) and the related Guarantees, the Company has duly authorized the execution and delivery of this Supplemental Indenture to establish the forms and terms of the 2029 Notes as hereinafter described; and
WHEREAS, pursuant to Section 901 of the Indenture, the parties hereto are authorized to execute and deliver this Supplemental Indenture to amend the Indenture, without the consent of any Holder;
NOW, THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Company and the Trustee mutually covenant and agree for the benefit of the Holders of the Notes as follows:
1.  Defined Terms.  As used in this Supplemental Indenture, terms defined in the Indenture or in the preamble or recital hereto are used herein as so defined.  The words “herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any particular section hereof.
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2.  Title of Notes.  There shall be a series of Notes of the Company designated the “6.125% Senior Notes due 2029” (the “2029 Notes”).
3.  Maturity Date.  The final Stated Maturity of the 2029 Notes shall be January 15, 2029.
4.  Interest and Interest Rates.  Interest on the Outstanding principal amount of 2029 Notes will accrue at the rate of 6.125% per annum and will be payable semi-annually in arrears on January 15 and July 15 in each year, commencing on January 15, 2021, to holders of record on the immediately preceding January 1 and July 1, respectively (each such January 1 and July 1, a “Regular Record Date”).  Interest on the 2029 Notes will accrue from the most recent date to which interest has been paid or provided for or, if no interest has been paid, from September 24, 2020, except that interest on any Additional 2029 Notes (as defined below) issued on or after the first Interest Payment Date will accrue (or will be deemed to have accrued) from the most recent date to which interest has been paid or duly provided for or, if no interest has been paid on such Additional 2029 Notes, from the Interest Payment Date immediately preceding the date of issuance of such Additional 2029 Notes (or if the date of issuance of such Additional 2029 Notes is an Interest Payment Date, from such date of issuance); provided that if any 2029 Note issued in exchange therefor are surrendered for exchange on or after a record date for an Interest Payment Date that will occur on or after the date of such exchange, interest on such Note received in exchange thereof will accrue from such Interest Payment Date.
5.  No Limitation on Aggregate Principal Amount.  The aggregate principal amount of 2029 Notes that may be authenticated and delivered and Outstanding under the Indenture is not limited.  The aggregate principal amount of the 2029 Notes issued hereunder and under the Indenture shall initially be $500.0 million.  Subject to Section 407 of the Indenture, the Company may from time to time, without the consent of the Holders, create and issue Additional Notes having the same terms and conditions as the 2029 Notes in all respects or in all respects except for issue date, issue price and, if applicable, the first date on which interest accrues and the first payment of interest thereon.  Additional Notes issued in this manner will be consolidated with, and will form a single series with, the 2029 Notes (any such Additional Notes, “Additional 2029 Notes”), unless otherwise specified for Additional Notes in an applicable Notes Supplemental Indenture, or otherwise designated by the Company, as contemplated by Section 301 of the Indenture.
6.  Redemption.  The 2029 Notes will be redeemable, at the Company’s option, at any time prior to maturity in accordance with the provisions of this Section 6.
(a)        The 2029 Notes will be redeemable, at the Company’s option, in whole or in part, at any time and from time to time on and after September 15, 2023 and prior to maturity at the applicable redemption price set forth below.  The 2029 Notes will be so redeemable at the following redemption prices (expressed as a percentage of principal amount), plus accrued and unpaid interest, if any, to but not including the relevant Redemption Date (subject to the right of Holders of record on the relevant Regular Record Date to receive interest due on the relevant Interest Payment Date falling prior to or on the Redemption Date pursuant to Section 307 of the 
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Indenture), if redeemed during the 12-month period commencing on September 15 of the years set forth below:
									
	Redemption Period		Price
	2023		103.063 	%
	2024		101.531 	%
	2025 and thereafter		100.000 	%

(b)       In addition, at any time and from time to time prior to September 15, 2023, the Company at its option may redeem 2029 Notes in an aggregate principal amount equal to up to 40.0% of the original aggregate principal amount of the Notes (including the principal amount of any Additional 2029 Notes, or any other Additional Notes of the same series as the 2029 Notes), with funds in an equal aggregate amount (the “Redemption Amount”) not exceeding the aggregate proceeds of one or more Equity Offerings, at a redemption price (expressed as a percentage of principal amount thereof) of 106.125%, plus accrued and unpaid interest, if any, to but not including the Redemption Date (subject to the right of Holders of record on the relevant Regular Record Date to receive interest due on the relevant Interest Payment Date falling prior to or on the Redemption Date pursuant to Section 307 of the Indenture) (each, an “Equity Offering Redemption”); provided, however, that an aggregate principal amount of 2029 Notes equal to at least 50.0% of the original aggregate principal amount of 2029 Notes (including the principal amount of any Additional 2029 Notes, or any other Additional Notes of the same series as the 2029 Notes) must remain outstanding immediately after each such redemption of Notes (unless all 2029 Notes are otherwise repurchased or redeemed substantially concurrently with the corresponding Equity Offering Redemption).  Any amount payable pursuant to this Section 6(b) may be funded from any source (including amounts in excess of the Redemption Amount).  Any notice of any such redemption may be given prior to the completion of the related Equity Offering, but in no event may be given more than 180 days after the completion of the related Equity Offering. 
(c)        At any time prior to September 15, 2023, 2029 Notes may also be redeemed in whole or in part, at the Company’s option, at a price (the “Redemption Price”) equal to 100.0% of the principal amount thereof plus the Applicable Premium (as defined below) as of, and accrued and unpaid interest, if any, to but not including the Redemption Date (subject to the right of Holders of record on the relevant Regular Record Date to receive interest due on the relevant Interest Payment Date falling prior to or on the Redemption Date pursuant to Section 307 of the Indenture).
“Applicable Premium” means, with respect to a 2029 Note at any Redemption Date, the greater of (i) 1.00% of the principal amount of such 2029 Note and (ii) the excess of (A) the present value at such Redemption Date, calculated as of the date of the applicable redemption notice, of (1) the redemption price of such 2029 Note on September 15, 2023 (such redemption price being that described in Section 6(a)), plus (2) all required remaining scheduled interest payments due on such 2029 Note through such date (excluding accrued and unpaid interest to the Redemption Date), computed using a discount rate equal to the Treasury Rate plus 
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50 basis points, over (B) the principal amount of such 2029 Note on such Redemption Date.  Calculation of the Applicable Premium will be made by the Company or on behalf of the Company by such Person as the Company shall designate; provided that such calculation shall not be a duty or obligation of the Trustee.
“Treasury Rate” means, with respect to a Redemption Date, the weekly average yield to maturity at the time of computation of United States Treasury securities with a constant maturity (as compiled and published in the most recent Federal Reserve Statistical Release H.15(519) that has become publicly available at least two Business Days prior to the date of the applicable redemption notice (or, if such Statistical Release is no longer published, any publicly available source of similar market data)) most nearly equal to the period from such Redemption Date to September 15, 2023; provided, however, that if the period from the Redemption Date to such date is not equal to the constant maturity of a United States Treasury security for which a weekly average yield is given, the Treasury Rate shall be obtained by linear interpolation (calculated to the nearest one-twelfth of a year) from the weekly average yields of United States Treasury securities for which such yields are given, except that if the period from the Redemption Date to such date is less than one year, the weekly average yield on actually traded United States Treasury securities adjusted to a constant maturity of one year shall be used.
(d)       Notwithstanding clauses (a), (b) and (c) of this Section 6, in connection with any tender for all of any series of the 2029 Notes (including pursuant to an Offer), if Holders of not less than 90.0% in the aggregate principal amount of the outstanding 2029 Notes of such series (including the principal amount of any Additional 2029 Notes, or any other Additional Notes of the same series as the 2029 Notes) validly tender and do not withdraw such Notes in such tender offer and the Company, or any other Person making such tender offer, purchases all of the 2029 Notes of such series (including any Additional 2029 Notes, or any other Additional Notes of the same series as the 2029 Notes) validly tendered and not withdrawn by such Holders, the Company will have the right, upon notice given not more than 30 days following such purchase pursuant to such tender offer, to redeem all of the 2029 Notes (including any Additional 2029 Notes, or any other Additional Notes of the same series as the 2029 Notes) of such series that remain outstanding following such purchase at a price in cash equal to the price offered to each Holder in such tender offer, plus, to the extent not included in the tender offer payment, accrued and unpaid interest to but excluding the Redemption Date (subject to the right of Holders of record on the relevant record date to receive interest due on the relevant Interest Payment Date falling prior to or on the Redemption Date).
(e)        Any redemption of Notes pursuant to this Section 6 may be made upon notice sent electronically to each Holder’s registered address in accordance with Section 1005 of the Indenture, and, if applicable, the Company should notify the Trustee of such redemption date, and the principal amount of Notes to be redeemed in accordance with Section 1003 of the Indenture.  The Company may provide in any redemption notice that payment of the redemption price and the performance of the Company’s obligations with respect to such redemption may be performed by another Person.
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(f)        Any redemption of Notes pursuant to this Section 6 (including in connection with an Equity Offering, a Change of Control, other transaction or event or otherwise) or notice thereof may, at the Company’s discretion, be subject to the satisfaction (or, waiver by the Company in its sole discretion) of one or more conditions precedent, which may include consummation of any related Equity Offering or the completion or occurrence of a Change of Control, Asset Disposition or other transaction or event, as the case may be.  If such redemption or notice is subject to satisfaction of one or more conditions precedent, such notice may state that, in the Company’s discretion, the Redemption Date may be delayed until such time as any or all such conditions shall be satisfied (or waived by the Company in its sole discretion), or such redemption may not occur and such notice may be rescinded in the event that any or all such conditions shall not have been (or, in the Company’s sole determination, may not be) satisfied (or waived by the Company in its sole discretion) by the Redemption Date, or by the Redemption Date so delayed.  The Company, the CD&R Investors, the GGC Investors, the Kenner Investors and their respective Affiliates may acquire the Notes whether by tender offer, open market purchases, negotiated transactions or otherwise.
7.  Modifications to Indenture.  The following terms of the Indenture are hereby amended solely with respect to the 2029 Notes (including any Additional 2029 Notes), and not with respect to the Initial Notes or any Additional Notes other than the 2029 Notes (including any Additional 2029 Notes) (unless otherwise specified for such Additional Notes in an applicable Notes Supplemental Indenture, or otherwise designated by the Company, as contemplated by Section 301 of the Indenture), as follows:
(a)        Section 101 is amended by:
            (i)        adding the following new definition of “2029 Notes”:
                                    ““2029 Notes” means the 6.125% Senior Notes due 2029 of the Company issued on the 2029 Notes Issue Date pursuant to the Eighth Notes Supplemental Indenture, dated as of September 24, 2020 (and any Notes issued in respect thereof pursuant to Section 304, 305, 306, 312(d), 312(e) or 1008).”
            (ii)       adding the following new definition of “2029 Notes Issue Date”:
                        ““2029 Notes Issue Date” means the first date on which the 2029 Notes are issued.”
            (iii)      in the definition of “Asset Disposition”, (x) adding the text “, Division” following the text “means any sale, lease, transfer” and (y) replacing in clause (xv) the text “$50.0 million” with the text “$80.0 million”;
            (iv)      deleting in the definition of “Consolidated EBITDA” (i) the proviso to clause (y) thereof and (ii) clause (z) thereof;
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            (v)       replacing in the definition of “Exempt Sale and Leaseback Transaction” the text “$30.0 million” with the text “$47.5 million”;
            (vi)      replacing in the definition of “Contribution Amounts” the text “(b)(xi)” with the text “(b)(x)”; 
            (vii)     amending and restating the definition of “Financing Lease” as follows:
                        ““Financing Lease” means any lease of property, real or personal, the obligations of the lessee in respect of which are required to be classified and accounted for as a financing lease (and not, for the avoidance of doubt, as an operating lease) on the balance sheet of such lessee for financial reporting purposes in accordance with GAAP prior to the adoption of Accounting Standards Update No. 2016-02, Leases (Topic 842) by the Financial Accounting Standards Board (and all calculations and deliverables under this Indenture or the Notes (other than those made under Section 405) shall be made or delivered, as applicable, based on GAAP as in effect prior to such adoption). The Stated Maturity of any Financing Lease shall be the date of the last payment of rent or any other amount due under the related lease.”
                        (viii)    replacing in the definition of “Indebtedness” the text “as of the Issue Date” in clause (z) of the final proviso thereof with the text “prior to the adoption of Accounting Standards Update No. 2016-02, Leases (Topic 842) by the Financial Accounting Standards Board”;
            (ix)      in the definition of “Permitted Investments”, (x) replacing in clause (vii) the text “Issue Date” in each instance with the text “2029 Notes Issue Date”, (y) replacing in clause (xv) the text “$175.0 million” with the text “$280.0 million” and (z) replacing in clause (xviii) the text “$175.0 million and 46.50% of Four Quarter Consolidated EBITDA” with the text “$600.0 million and 100.00% of Four Quarter Consolidated EBITDA”; 
            (x)        in the definition of “Permitted Liens”, (x) replacing in clause (f) the text “Issue Date” in each instance with the text “2029 Notes Issue Date” and (y) replacing in clause (q) the text “$110.0 million” with the text “$180.0 million”; and
             (xi)       in the definition of “Transactions” (x)  deleting in clauses (v) and (vi) the text “on the Issue Date”; 
(b)       Section 407 is amended by:
            (i)        in clause (b)(i), (x) replacing the text “$1,870.0 million” with the text “$2,675.0 million” and (y) replacing the text “$333.0 million” with the text “$450.0 million”;
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            (ii)       replacing in clause (b)(iii)(A) the text “the Notes (other than Additional Notes)” with the text “the 2029 Notes”;
            (iii)      replacing in clause (b)(iii)(B) the text “Issue Date” with the text “2029 Notes Issue Date”;
            (iv)      amending and restating clause (xi) as follows:
“(xi)    Indebtedness of (A) the Company or any Restricted Subsidiary Incurred to finance or refinance, or otherwise Incurred in connection with, any acquisition of assets (including Capital Stock), business or Person, or any merger or consolidation of any Person with or into the Company or any Restricted Subsidiary, or (B) any Person that is acquired by or merged or consolidated with or into the Company or any Restricted Subsidiary (including Indebtedness thereof Incurred in connection with any such acquisition, merger or consolidation); provided that on the date of such acquisition, merger or consolidation, after giving effect thereto, either (1) the Company would have a Consolidated Total Leverage Ratio equal to or less than 6.30:1.00, (2) the Company could Incur at least an additional $1.00 of Indebtedness pursuant to Section 407(a), (3) the Consolidated Total Leverage Ratio of the Company would equal or be less than the Consolidated Total Leverage Ratio of the Company immediately prior to giving effect thereto or (4) the Consolidated Coverage Ratio of the Company would equal or be greater than the Consolidated Coverage Ratio of the Company immediately prior to giving effect thereto; provided, further, that if, at the Company’s option, on the date of the initial borrowing of such Indebtedness or entry into the definitive agreement providing the commitment to fund such Indebtedness, pro forma effect is given to the Incurrence of the entire committed amount of such Indebtedness (any such committed amount pursuant to (x) clause (1) or (3) of this proviso, an “Acquisition Leverage Ratio Tested Committed Amount” and (y) pursuant to clause (2) or (4) of this proviso, an “Acquisition Coverage Ratio Tested Committed Amount”), then such Acquisition Leverage Ratio Tested Committed Amount or Acquisition Coverage Ratio Tested Committed Amount may thereafter be borrowed and reborrowed, in whole or in part, from time to time, without further compliance with this clause (xi); and any Refinancing Indebtedness with respect to any such Indebtedness (or Acquisition Leverage Ratio Tested Committed Amount or Acquisition Coverage Ratio Tested Committed Amount);”
            (v)       replacing in clause (b)(xii) the text “$250.0 million” with the text “$400.0 million”;
            (vi)      replacing in clause (b)(xiii) the text $90.0 million and 24.00% of Four Quarter Consolidated EBITDA” with the text “$150.0 million and 25.00% of Four Quarter Consolidated EBITDA”; and
            (vii)     replacing in clause (b)(xv) the text “$130.0 million” with the text “$210.0 million”;
8

(c)        Section 409 is amended by:
            (i)        replacing in clause (b)(ii) the text “$70.0 million” with the text “$120.0 million”;
            (ii)       replacing in clause (b)(vii) the text “$100.0 million and 26.50% of Four Quarter Consolidated EBITDA” with the text “$180.0 million and 30.00% of Four Quarter Consolidated EBITDA”; and
            (iii)      replacing in clause (b)(xii) the text “$110.0 million” with the text “$180.0 million”; 
(d)       Section 410 is amended by: 
            (i)        replacing in clause (1) the text “Issue Date” with the text “2029 Notes Issue Date”; and
            (ii)       replacing in clause (7) the text “Issue Date” with the text “2029 Notes Issue Date”;
(e)        Section 411 is amended by replacing in the last paragraph of clause (a) the text “$110.0 million” with the text “$180.0 million”; 
(f)        Section 412 is amended by replacing in clause (b)(iv) the text “Issue Date” in each instance with the text “2029 Notes Issue Date”;  
(g)       Section 501 is amended by adding in clause (a) the text “(including pursuant to a Division)” following the text “any Person”; and 
(h)       adding in Article V the following new Section 503 after Section 502:
“503.   Division.         Any reference herein to (i) a transfer, assignment, sale, disposition or transfer, or similar term, shall be deemed to apply to a division of or by a limited liability company, or an allocation of assets to a series of a limited liability company (collectively, a “Division”), as if it were a transfer, assignment, sale or transfer, or similar term, as applicable, to a separate Person, and (ii) a merger, consolidation, amalgamation or consolidation, or similar term, shall be deemed to apply to the Division of or by a limited liability company, or an allocation of assets to a series of a limited liability company, or the unwinding of such a Division or allocation, as if it were a merger, consolidation, amalgamation or consolidation or similar term, as applicable, with a separate Person.”
8.  Form.  The 2029 Notes shall be issued substantially in the form set forth, or referenced, in Article II of the Indenture, and either Exhibit A or B attached to the Indenture, in 
9

each case as provided for in Section 201 of the Indenture (as such form may be modified in accordance with Section 301 of the Indenture).
9.  Governing Law.  THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.  THE TRUSTEE, THE COMPANY, ANY OTHER OBLIGOR IN RESPECT OF THE NOTES AND (BY THEIR ACCEPTANCE OF THE NOTES) THE HOLDERS AGREE TO SUBMIT TO THE JURISDICTION OF ANY UNITED STATES FEDERAL OR STATE COURT LOCATED IN THE BOROUGH OF MANHATTAN, IN THE CITY OF NEW YORK IN ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS SUPPLEMENTAL INDENTURE.
10.  Ratification of Indenture; Supplemental Indentures Part of Indenture.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby.  The Trustee makes no representation or warranty as to the validity or sufficiency of this Supplemental Indenture or as to the accuracy of the recitals to this Supplemental Indenture.
11.  Counterparts.  The parties hereto may sign one or more copies of this Supplemental Indenture in counterparts, all of which together shall constitute one and the same agreement.  Unless otherwise provided herein, the words “execute,” “execution,” “signed,” “signature” and words of similar import used in or related to any document to be signed in connection with this Supplemental Indenture, any 2029 Notes or any other document relating or referring hereto or thereto, or any of the transactions contemplated hereby (including amendments, waivers, consents and other modifications) shall be deemed to include images of manually executed signatures transmitted by facsimile, email or other electronic format (including, without limitation, “pdf,” “tif” or “jpg”) and other electronic signatures (including without limitation, DocuSign and AdobeSign). The use of electronic signatures and the keeping of records in electronic form (including, without limitation, any contract or other record created, generated, sent, communicated, received, or stored by electronic means) shall be of the same legal effect, validity or enforceability as a manually executed signature in ink or the use of a paper-based recordkeeping system, as applicable, to the fullest extent permitted by applicable law, including the Federal Electronic Signatures in Global and National Commerce Act, the New York State Electronic Signatures and Records Act, and any other applicable law, including, without limitation, any similar state laws based on the Uniform Electronic Transactions Act; provided that, notwithstanding anything herein to the contrary, the Trustee is not under any obligation to agree to accept electronic signatures in any form or in any format unless expressly agreed to by the Trustee pursuant to procedures approved by the Trustee. Without limitation to the foregoing, and anything in the Indenture to the contrary notwithstanding, (a) any Officer’s Certificate, Company Order, Company Request, Opinion of Counsel, Note, Subsidiary Guarantee, supplemental indenture or other certificate, opinion of counsel, instrument, agreement or other document delivered pursuant to the Indenture may be executed, attested and transmitted 
10

by any of the foregoing electronic means and formats and (b) all references in Section 303 of the Indenture or elsewhere in the Indenture to the execution, attestation or authentication of any security, by means of a manual or facsimile signature shall be deemed to include signatures that are made or transmitted by any of the foregoing electronic means or formats.
12.  Headings.  The section headings herein are for convenience of reference only and shall not be deemed to alter or affect the meaning or interpretation of any provisions hereof.

11

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.

															
		CORNERSTONE BUILDING BRANDS, INC.			
					
			By:	/s/ Todd R. Moore	
				Name:	Todd R. Moore
				Title:	Executive Vice President, Chief
					Legal, Risk & Compliance Officer
					and Corporate Secretary

SUBSIDIARY GUARANTORS
:
ALENCO HOLDING CORPORATION 

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALENCO EXTRUSION GA, L.L.C.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALENCO EXTRUSION MANAGEMENT, L.L.C.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALENCO HOLDING CORPORATION 

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALENCO INTERESTS, L.L.C.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALENCO TRANS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALENCO WINDOW GA, L.L.C.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ALUMINUM SCRAP RECYCLE, L.L.C.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ATRIUM CORPORATION

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ATRIUM EXTRUSION SYSTEMS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ATRIUM INTERMEDIATE HOLDINGS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ATRIUM PARENT, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

AMERICAN SCREEN MANUFACTURERS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ATRIUM WINDOWS AND DOORS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

AWC ARIZONA, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

AWC HOLDING COMPANY

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

BRIDEN ACQUISITION, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

BROCKMEYER ACQUISITION, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

CANYON ACQUISITION, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

CENTRIA

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

CENTRIA SERVICES GROUP, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

CENTRIA, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

CHAMPION WINDOW, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ENVIRONMENTAL MATERIALS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ENVIRONMENTAL MATERIALS, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ENVIRONMENTAL MATERIALS L.P.

By: Environmental Materials, Inc., its general partner

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ENVIRONMENTAL STONEWORKS, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ENVIRONMENTAL STUCCO LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

FOUNDATION LABS BY PLY GEM, LLC 

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

GLAZING INDUSTRIES MANAGEMENT, L.L.C.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

GREAT LAKES WINDOWS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

KLEARY MASONRY, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

KROY BUILDING PRODUCTS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

MASTIC HOME EXTERIORS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

MW MANUFACTURERS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

MWM HOLDING, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

NAPCO, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

NCI GROUP, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

NEW ALENCO EXTRUSION, LTD.

By: Alenco Extrusion Management, L.L.C., its general partner

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

NEW ALENCO WINDOW, LTD.

By: Alenco Building Products Management, L.L.C., its general partner

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

NEW GLAZING INDUSTRIES, LTD.

By: Glazing Industries Management, L.L.C., its general partner

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

PLY GEM HOLDINGS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

PLY GEM PACIFIC WINDOWS CORPORATION

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

PLY GEM SPECIALTY PRODUCTS, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

PLY GEM INDUSTRIES, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ROBERTSON-CECO II CORPORATION

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SCHUYLKILL STONE, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SILVER LINE BUILDING PRODUCTS LLC 

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SIMEX, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SIMONTON BUILDING PRODUCTS LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SIMONTON INDUSTRIES, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SIMONTON WINDOWS & DOORS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

SIMONTON WINDOWS, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

ST. CROIX ACQUISITION, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

STEELBUILDING.COM, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

TALUS SYSTEMS, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

THERMAL INDUSTRIES, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

VARIFORM, INC.

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

VAN WELL ACQUISITION, LLC

									
	By:	/s/ Todd R. Moore	
	Name: Todd R. Moore		
	Title: Executive Vice President, Chief Legal,		
	Risk & Compliance Officer and Corporate		
	Secretary		

															
		WILMINGTON TRUST, NATIONAL			
		ASSOCIATION, as Trustee			
					
			By:	/s/ Barry D. Somrock	
				Name:	Barry D. Somrock
				Title:	Vice President

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