Document:

Offer Letter and Employment Agreement with Steve Kozachok

 Exhibit 10.7 
 

 
  

					
	April 17, 2008	  	PERSONAL AND CONFIDENTIAL	  	

 Mr. Steve Kozachok 
 1216 Bayard Ave. 
 St. Paul, MN 55116 
 Dear Steve:

 I am delighted to offer you the position of Sr. Vice President, Secretary and General Counsel with Secure Computing Corporation. This position reports to
me and is located in our St. Paul, Minnesota office. The terms of the offer are: 
  

	 	•	 	 Base Salary: $250,000 annually. 

  

	 	•	 	 Cash Incentive Bonus Eligibility: You will be eligible for an incentive bonus with an annual target of 65% of base salary. This incentive bonus know
as the Management Incentive Plan (MIP), is calculated and paid quarterly, and will be based upon the relative attainment of corporate goals – 25% (e.g., corporate projects and initiatives) and revenue goals – 75%.

 For the remainder of 2008, the MIP bonus will be paid to you at target, prorated based upon your start date. If MIP plan
accelerators are warranted, they will apply to the calculation of your bonus payout. 
  

	 	•	 	 Restricted Stock: You will receive a restricted stock award for 65,000 shares. Based upon your hire date, your restricted stock award will be granted
on either the 10th day or the 25th day of the month. Should the 10th or the 25th fall on a day when the markets are closed, the grant date will be on the last trading day preceding the 10th or the 25th. The vesting schedule for the RSA grant is
twenty-five percent (25%) of the total number of shares vest one year after the grant date. Thereafter, the remaining seventy-five percent (75%) vest quarterly, so that all shares will be fully vested after four (4) years.

  

	 	•	 	 Benefits: You will be eligible for the standard employee benefits package offered to Secure Computing US-based employees. 

  

	 	•	 	 Annual Vacation: You will be eligible for 20 days of vacation annually. 

  

	 	•	 	 Severance: If your position with Secure is terminated for a reason other than for cause, the severance provisions as noted in section 1(b)(ii) of your
employment agreement shall apply. 

 

 
  

	 	•	 	 Change In Control - If the Company experiences a change in control, you would be eligible for the provisions contained within the Secure Computing Change in
Control Plan. A copy of this plan will be provided to you following acceptance of our offer. If you have prior questions about the intent, design or value of benefits provided in this plan, please contact Paul Hawes. 

  

	 	•	 	 Start Date: May 5, 2008 

 This offer of
employment is contingent upon you agreeing to the conditions specified in the attached Employment Agreement. 
 Steve, I am personally very enthusiastic
about the knowledge, experience and leadership you will bring to the Secure Computing team. I believe this opportunity represents a chance for you to further develop professionally in the exciting and rewarding Secure Computing environment. If you
have any questions, please contact me at 408.979.6133. 
 Very truly yours, 
  

	
	/s/ John E. McNulty
	 John E. McNulty
 Chairman and Chief Executive Officer

  

			
	Agreed to and accepted by:
		
	/s/ Steve Kozachok	 	April 20, ‘08
	Signature & Date

 SECURE COMPUTING CORPORATION 
 EMPLOYMENT, CONFIDENTIAL INFORMATION, 
 AND ARBITRATION AGREEMENT

 As a condition of my employment with SECURE COMPUTING CORPORATION, its subsidiaries, affiliates, successors or assigns (together the
“Company”), and in consideration of my employment with the Company and my receipt of the compensation now and hereafter paid to me by Company, I agree to the following: 
 1. At-Will Employment/Termination of Employment. 
 (a) I UNDERSTAND AND ACKNOWLEDGE THAT MY EMPLOYMENT
WITH THE COMPANY IS FOR AN UNSPECIFIED DURATION AND CONSTITUTES “AT-WILL” EMPLOYMENT. I ALSO UNDERSTAND THAT ANY REPRESENTATION TO THE CONTRARY IS UNAUTHORIZED AND NOT VALID UNLESS OBTAINED IN WRITING AND SIGNED BY THE CHIEF EXECUTIVE
OFFICER OF THE COMPANY. I ACKNOWLEDGE THAT THIS EMPLOYMENT RELATIONSHIP MAY BE TERMINATED AT ANY TIME, WITH OR WITHOUT GOOD CAUSE OR FOR ANY OR NO CAUSE, AT THE OPTION EITHER OF THE COMPANY OR ME, WITH OR WITHOUT NOTICE. 
 (b) The Company shall have the right, on written notice to you, 
  

	 	(i)	to terminate your employment immediately at any time for cause, or 

  

	 	(ii)	to terminate your employment at any time without cause provided the Company shall be obligated in either case to pay to you as severance an amount equal to six (6) month’s
base salary less applicable taxes and other required withholding and any amount you may owe to the Company, payable in full immediately upon such termination. Such severance payment shall be contingent upon you signing a Separation and Release
Agreement in a form satisfactory to the Company which assures, among other things, that you will not commence any type of litigation or other claims as a result of the termination. If your position is terminated during your first full year of
employment your severance pay shall be until your first year stock vesting date or six (6) months, whichever is greater. Your severance shall include continuation of stock vesting and benefits. 

 If the company experiences a change in control, you will be eligible for the provisions contained within the Secure Computing Change In Control Plan.

 (c) For purposes of this Section, you may be terminated for cause if, in the reasonable determination of the Company’s Chief Executive Officer (CEO),
you are convicted of any felony or of any crime involving moral turpitude, or participate in fraud against the Company, or intentionally damage any property of the Company, or wrongfully disclose any trade secrets or other confidential information
of the Company to any of its competitors, or materially breach Section 2 (Confidential Information) of this Agreement. 
 2. Confidential
Information. 
 (a) Company Information. I agree at all times during the term of my employment and thereafter, to hold
in strictest confidence, and not to use or disclose, except for the benefit of the Company, or to disclose to any person, firm or corporation without written authorization of the Chief Executive Officer of the Company, any Confidential Information
of the Company. I understand that “Confidential Information” means any Company proprietary information, technical data, trade secrets or know-how, including, but not limited to, research, product plans, products, services, customer lists
and customers (including, but not limited to, customers of the Company on whom I called or with whom I became acquainted during the term of my employment), markets, software, developments, inventions, processes, formulas, technology, designs,
drawings, engineering data, hardware configuration information, marketing, financial or other business information disclosed to me by the Company either directly or indirectly in writing, orally or by drawings or observation of parts or equipment. I
further understand that Confidential Information does not include any of the foregoing items which has become publicly known and made generally available through no wrongful act of mine or of others who were under confidentiality obligations as to
the item or items involved or improvements or new versions thereof. 
 (b) Former Employer Information. I agree that I will
not, during my employment with the Company, improperly use or disclose any proprietary information or trade secrets of any former or concurrent employer or other person or entity and that I will not bring onto the premises of the Company any
unpublished document or proprietary information belonging to any such employer, 

  

			
	Rev. 8/07	  	Exec. Employment Agmt

 
person or entity unless consented to in writing by such employer, person or entity. 
 (c) Third Party Information. I recognize that the Company has received and in the future will receive from third parties their confidential
or proprietary information subject to a duty on the Company’s part to maintain the confidentiality of such information and to use it only for certain limited purposes. I agree to hold all such confidential or proprietary information in the
strictest confidence and not to disclose it to any person, firm or corporation or to use it except as necessary in carrying out my work for the Company consistent with the Company’s agreement with such third party. 
 3. Conflicting Employment. I agree that, during the term of my employment with the Company, I will not engage in any other employment, occupation,
consulting or other business activity directly related to the business in which the Company is now involved or becomes involved during the term of my employment, nor will I engage in any other activities that conflict with my obligations to the
Company. 
 4. Returning Company Documents. I agree that, at the time of leaving the employ of the Company, I will deliver to the
Company (and will not keep in my possession, recreate or deliver to anyone else) any and all devices, records, data, notes, reports, proposals, lists, correspondence, specifications, drawings blueprints, sketches, materials, equipment, other
documents or property, or reproductions of any aforementioned items developed by me pursuant to my employment with the Company or otherwise belonging to the Company, its successors or assigns. In the event of the termination of my employment, I
agree to sign and deliver the “Termination Certification” attached hereto as Exhibit A. 
 5. Notification of New
Employer. In the event that I leave the employ of the Company, I hereby grant consent to notification by the Company to my new employer about my rights and obligations under this Agreement. 
 6. Non-solicitation. 
 (a)
Non-solicitation of Employees. To the full extent permitted by law, for a period of twelve (12) months immediately following the termination of my relationship with the Company for any reason, whether voluntary or involuntary, I
shall not, by myself or in collaboration with others, either directly or indirectly solicit, induce, recruit or encourage any of the Company’s employees to leave their employment, or take away such employees, or attempt to solicit, induce,
recruit, encourage or take away employees of the Company, either for myself or any other person or entity. 
 (b) Non-solicitation of
Business. To the full extent permitted by law, for a period of twelve (12) months immediately following the termination of my relationship with the Company for any reason, whether voluntary or involuntary, I will not divert or attempt
to divert from the Company any business the Company had enjoyed or solicited from its customers or potential customers during the twelve (12) months prior to my termination of employment. 
 7. Representations. I agree to execute any proper oath or verify any proper document required to carry out the terms of this Agreement. I represent
that my performance of all the terms of this Agreement will not breach any agreement to keep in confidence proprietary information acquired by me in confidence or in trust prior to my employment by the Company. I have not entered into, and I agree I
will not enter into, any oral or written agreement in conflict herewith. 
 8. Arbitration and Equitable Relief. 
 (a) Arbitration. EXCEPT AS PROVIDED IN SECTION 8(b) BELOW, I AGREE THAT ANY DISPUTE OR CONTROVERSY ARISING OUT OF, RELATING TO, OR
CONCERNING ANY INTERPRETATION, CONSTRUCTION, PERFORMANCE OR BREACH OF THIS AGREEMENT, SHALL BE SETTLED BY ARBITRATION TO BE HELD IN RAMSEY COUNTY, MINNESOTA, IN ACCORDANCE WITH THE EMPLOYMENT DISPUTE RESOLUTION RULES THEN IN EFFECT OF THE AMERICAN
ARBITRATION ASSOCIATION. THE ARBITRATOR MAY GRANT INJUNCTIONS OR OTHER RELIEF IN SUCH DISPUTE OR CONTROVERSY. THE DECISION OF THE ARBITRATOR SHALL BE FINAL, CONCLUSIVE AND BINDING ON THE PARTIES TO THE ARBITRATION. JUDGMENT MAY BE ENTERED ON THE
ARBITRATOR’S DECISION IN ANY COURT HAVING JURISDICTION. THE COMPANY AND I SHALL EACH PAY ONE-HALF OF THE COSTS AND EXPENSES OF SUCH ARBITRATION, AND EACH OF US SHALL SEPARATELY PAY OUR COUNSEL FEES AND EXPENSES. 
 THIS ARBITRATION CLAUSE CONSTITUTES A WAIVER OF EMPLOYEE’S RIGHT TO A JURY TRIAL AND RELATES TO THE RESOLUTION OF ALL DISPUTES RELATING TO ALL
ASPECTS OF THE EMPLOYER/EMPLOYEE RELATIONSHIP (EXCEPT AS PROVIDED IN SECTION 8(b) BELOW), INCLUDING, BUT NOT LIMITED TO, THE FOLLOWING CLAIMS: 
  

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 i. ANY AND ALL CLAIMS FOR WRONGFUL DISCHARGE OF EMPLOYMENT; BREACH OF CONTRACT, BOTH EXPRESS AND IMPLIED;
BREACH OF THE COVENANT OF GOOD FAITH AND FAIR DEALING, BOTH EXPRESS AND IMPLIED; NEGLIGENT OR INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS; NEGLIGENT OR INTENTIONAL MISREPRESENTATION; NEGLIGENT OR INTENTIONAL INTERFERENCE WITH CONTRACT OR
PROSPECTIVE ECONOMIC ADVANTAGE; AND DEFAMATION; 
 ii. ANY AND ALL CLAIMS FOR VIOLATION OF ANY FEDERAL, STATE OR MUNICIPAL STATUTE,
INCLUDING, BUT NOT LIMITED TO, TITLE VII OF THE CIVIL RIGHTS ACT OF 1964, THE CIVIL RIGHTS ACT OF 1991, THE AGE DISCRIMINATION IN EMPLOYMENT ACT OF 1967, THE AMERICANS WITH DISABILITIES ACT OF 1990, AND THE FAIR LABOR STANDARDS ACT; 
 iii. ANY AND ALL CLAIMS ARISING OUT OF ANY OTHER LAWS AND REGULATIONS RELATING TO EMPLOYMENT OR EMPLOYMENT DISCRIMINATION. 
 (b) Equitable Remedies. I AGREE THAT IT WOULD BE IMPOSSIBLE OR INADEQUATE TO MEASURE AND CALCULATE THE COMPANY’S DAMAGES FROM ANY
BREACH OF THE COVENANTS SET FORTH IN SECTIONS 2 AND 4 HEREIN. ACCORDINGLY, I AGREE THAT IF I BREACH ANY OF SUCH SECTIONS, THE COMPANY WILL HAVE AVAILABLE, IN ADDITION TO ANY OTHER RIGHT OR REMEDY AVAILABLE, THE RIGHT TO OBTAIN AN INJUNCTION FROM A
COURT OF COMPETENT JURISDICTION RESTRAINING SUCH BREACH OR THREATENED BREACH AND TO SPECIFIC PERFORMANCE OF ANY SUCH PROVISION OF THIS AGREEMENT. I FURTHER AGREE THAT NO BOND OR OTHER SECURITY SHALL BE REQUIRED IN OBTAINING SUCH EQUITABLE RELIEF AND
I HEREBY CONSENT TO THE ISSUANCE OF SUCH INJUNCTION AND TO THE ORDERING OF SPECIFIC PERFORMANCE. 
 (c) Consideration. I
UNDERSTAND THAT EACH PARTY’S PROMISE TO RESOLVE CLAIMS BY ARBITRATION IN ACCORDANCE WITH THE PROVISIONS OF THIS AGREEMENT, RATHER THAN THROUGH THE COURTS, IS CONSIDERATION FOR OTHER PARTY’S LIKE PROMISE. I FURTHER UNDERSTAND THAT I AM
OFFERED EMPLOYMENT IN CONSIDERATION OF MY PROMISE TO ARBITRATE CLAIMS. 
 9. General Provisions. 
 (a) Governing Law; Consent to Personal Jurisdiction. This Agreement will be governed by the laws of the State of Minnesota. I hereby
expressly consent to the personal jurisdiction of the state and federal courts located in Minnesota for any lawsuit filed there against me by the Company arising from or relating to this Agreement. 
 (b) Entire Agreement. This Agreement sets forth the entire agreement and understanding between the Company and me relating to the subject
matter herein and supersedes all prior discussions between us. No modification of or amendment to this Agreement, nor any waiver of any rights under this agreement, will be effective unless in writing signed by the party to be charged. Any
subsequent change or changes in my duties, salary or compensation will not affect the validity or scope of this Agreement. 
 (c)
Severability. If one or more of the provisions in this Agreement are deemed void by law, then the remaining provisions will continue in full force and effect. 
 (d) Successors and Assigns. This Agreement will be binding upon my heirs, executors, administrators and other legal representatives and
will be for the benefit of the Company, its successors, and its assigns. 
  

			
	Date: 4-20-08	  	
		
		  	 /s/ Steve Kozachok

		  	Signature
		
		  	 Steve Kozachok

		  	Name of Employee (typed or printed)

  

							
	Witness:	  	 /s/ Paul Hawes
	  		  	

  

 3 

 Exhibit A 
 SECURE COMPUTING CORPORATION  
 TERMINATION CERTIFICATION 
 In accordance with my Employment Agreement, I hereby certify to the following: 
 I do not have in my possession, nor have I failed to return, any devices, records, data, notes, reports, proposals, lists, correspondence, specifications,
drawings, blueprints, sketches, materials, equipment, other documents or property, or reproductions of any aforementioned items belonging to SECURE COMPUTING CORPORATION, its subsidiaries, affiliates, successors or assigns (together, the
“Company”). 
 I have complied with all the terms of the Company’s Employment Agreement signed by me, including the reporting
of any inventions and original works of authorship (as defined therein), conceived or made by me (solely or jointly with others) covered by that agreement. 
 In compliance with the Employment Agreement, I will preserve as confidential all trade secrets, confidential knowledge, data or other proprietary information relating to products, processes, know-how, designs,
formulas, developmental or experimental work, computer programs, data bases, other original works of authorship, customer lists, business plans, financial information or other subject matter pertaining to any business of the Company or any of its
employees, clients, consultants or licensees. 
 I further agree that for twelve (12) months from this date, I will not directly or
indirectly through others, solicit, induce, recruit or encourage any of the Company’s employees to leave their employment or engage in any behavior that is in violation of my ongoing responsibilities under my Employment Agreement. 

 

			
	Date:                             	 	
		 	  

		 	(Employee’s Signature)
		
		 	  

		 	(Type/Print Employee’s Name)

  

 4Secure Computing Corporation Change in Control Severance Plan.

 Exhibit 10.8 
 SECURE COMPUTING CORPORATION 
 CHANGE
IN CONTROL SEVERANCE PLAN 
 AND 
 SUMMARY PLAN DESCRIPTION 
 As Adopted in January 2008 and 
 Updated in July 2008 
 INTRODUCTION. 
 Secure Computing Corporation (the
“Company”) has established the Secure Computing Corporation Change in Control Severance Plan (the “Plan”), effective January 1, 2008, for the benefit of Eligible Employees of the Company. The Plan is designed to make certain
benefits available to Eligible Employees in the event of a Change in Control of the Company and to provide certain severance benefits to Eligible Employees of the Company who are terminated from employment with the Company (or its successor) within
twelve months following a Change in Control. Please refer to Schedule 1, Benefits at a Glance, for a description of the benefits made available under the Plan. Note: Certain benefits described in this Plan are actually provided through
other programs sponsored by the Company. 
 The Plan is unfunded, has no trustee and is administered by the Plan administrator. The Plan is
intended to be an “employee welfare benefit plan” within the meaning of Section 3(1) of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”), 29 U.S.C. ¤1002(1), and 29 C.F.R. ¤2510.3-2(b).
Please review the section entitled “Amendment and Termination of the Plan” regarding the Company’s reservation of future rights. 
 This document serves as both the Plan document and the summary plan description for the Plan. The legal rights and obligations of any person having an interest in the Plan are determined solely by the provisions of this
document. Nothing in the Plan will be construed to give any employee the right to continue in the employment of the Company. 
 This Plan
supersedes all prior agreements, arrangements or related communications of the Company relating to accelerated vesting and severance benefits on a Change in Control for employees eligible for such coverage, whether formal or informal, or written or
unwritten. Any benefits under the Plan will be provided to Eligible Employees in lieu of benefits under any other severance plan or employment agreement. The Plan does not supersede any prior agreements relating to confidentiality, assignment of
inventions, noncompetition or nonsolicitation, or the Company’s Code of Business Conduct and Ethics or any replacement code or policy. 
 GENERAL
INFORMATION 
  

			
	1.  Plan Name	  	Secure Computing Corporation Change In Control Severance
Plan
	2.  Plan Number	  	503

			
	3.   Employer / Plan Sponsor	  	 Secure Computing
Corporation, a Delaware Corporation and following a Change In Control, its successor.
 Secure Computing Corporation
 55 Almaden Boulevard, Suite 500
 San
Jose, CA 95113

	4.  Employer Identification No.	  	52-1637226
	5.  Type of Plan	  	Welfare Benefit – Severance Plan
	6.  Plan Administrator	  	Secure Computing Corporation, a Delaware Corporation and following a Change In Control, its
successor. The Company may designate Plan administrator responsibilities to the Board of Directors Compensation Committee and following a Change in Control, any successor committee appointed by the successor of the Company to administer the Plan.

	7.  Agent for Service of Legal Process	  	 Secure Computing Corporation, a Delaware Corporation
and following a Change In Control, its successor.
 Secure Computing Corporation
 55 Almaden Boulevard, Suite 500
 San
Jose, CA 95113

	8.  Sources of Contributions	  	The Plan is unfunded and all benefits are paid from the general assets of the
Company.
	9.  Type of Administration	  	The Plan is administered by the Plan administrator with benefits provided in accordance with the
provisions of the Plan document.
	10.  Plan Year	  	January 1 through December 31

 DEFINITIONS. 
 “Base Amount” means an amount calculated by averaging an Eligible Employee’s gross income (Box 1 on the Eligible Employee’s Form W-2) from the Company or its predecessor, or a related entity, for the five
calendar years ending before the year of the Change in Control. If the Eligible Employee does not have five years of such employment, then Base Amount means an amount calculated by averaging an Eligible Employee’s gross income from the Company
or its predecessor, or a related entity, during the portion of the five year period during which the Eligible Employee was an employee of the Company or its predecessor, or a related entity. 
 “Base Pay” means the base salary paid by the Company to an Eligible Employee without regard to bonuses and other incentive compensation.

 “Cause” means, on or after a Change in Control: 
  

 2 

	 	(i)	For Section 16 Officers and Vice Presidents, shall mean the termination of a Section 16 Officer’s or Vice President’s employment on account of any of the
following reasons, provided that no act or failure to act by a Section 16 Officer or Vice President shall be deemed to constitute “willful misconduct” or “gross negligence” if done, or omitted to be done, at the instruction
of the Company (or any successor) or in good faith and with the reasonable belief that the action or omission was in the best interests of the Company (or any successor): 

  

	 	(A)	A Section 16 Officer or Vice President shall have been convicted of, or plead nolo contendre to, a felony or crime involving moral turpitude, in either case causing material
harm to the business and affairs of the Company (or any successor); 

  

	 	(B)	A Section 16 Officer or Vice President engages in gross negligence or willful misconduct in the performance of his or her duties to the Company (or any successor) (other than
as a result of disability) that has resulted or is likely to result in substantial and material damage to the Company (or any successor), after a demand for substantial performance is delivered to the Section 16 Officer or Vice President by the
Company (or any successor), which specifically identifies the manner in which the Section 16 Officer or Vice President has not substantially performed his or her duties and he or she has been provided with a reasonable opportunity to cure any
alleged gross negligence or willful misconduct; or 

  

	 	(C)	A Section 16 Officer or Vice President commits any act of fraud with respect to the Company (or any successor). 

 “Change in Control” means an event or occurrence set forth in any one or more of the following subsections (including, without limitation, an
event or occurrence that constitutes a Change in Control under one of such subsections but is specifically exempted from another such subsection): 
  

	 	(i)	the acquisition by an individual, entity or group (within the meaning of Section 13(d)(3) or 14(d)(2) of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”)) (a “Person”) of beneficial ownership of any capital stock of the Company if, after such acquisition, such Person beneficially owns (within the meaning of Rule 13d-3 promulgated under the Exchange Act) 50% or more of either
(A) the then-outstanding shares of common stock of the Company (the “Outstanding Company Common Stock”), or (B) the combined voting power of the then-outstanding securities of the Company entitled to vote generally in the
election of directors (the “Outstanding Company Voting Securities”); provided, however, that for purposes of this subsection (i), the following acquisitions shall not constitute a Change in Control: (x) any acquisition by the Company,
or (y) any acquisition by any employee benefit plan (or related trust) sponsored or maintained by the Company or any corporation controlled by the Company; 

  

	 	(ii)	the Continuing Directors (as defined below) do not constitute a majority of the Board of Directors of the Company (or, if applicable, the board of directors of a successor
corporation to the Company), where the term “Continuing Director” means at any date a member of the Board of Directors of the Company (A) who was a member of the Board of Directors of the Company on the date of the adoption of this
Plan or (B) who was nominated or elected subsequent to such date by at least a majority of the directors who were Continuing Directors at the time of such nomination or election or whose election to the Board of Directors of the Company was
recommended or endorsed by at least a majority of the directors who were Continuing Directors at the time of such nomination or election; provided, however, that there shall be excluded from this clause any individual whose initial assumption of
office occurred as a result of an actual or threatened election contest with respect to the election or removal of directors or other actual or threatened solicitation of proxies or consents, by or on behalf of a person other than the Board of
Directors; 

  

	 	(iii)	 the consummation of a merger, consolidation, reorganization, recapitalization or statutory share exchange involving the Company or a sale or other disposition of
all or substantially all of the 

  

 3 

	 	 
assets of the Company in one or a series of transactions (a “Business Combination”), unless, immediately following such Business Combination the
beneficial owners of the Outstanding Company Common Stock and Outstanding Company Voting Securities immediately prior to such Business Combination beneficially own, directly or indirectly, more than 50% of the then-outstanding shares of common stock
and the combined voting power of the then-outstanding securities entitled to vote generally in the election of directors, respectively, of the resulting or acquiring corporation in such Business Combination (which shall include, without limitation,
a corporation which as a result of such transaction owns the Company or substantially all of the Company’s assets either directly or through one or more subsidiaries) (such resulting or acquiring corporation is referred to herein as the
“Acquiring Corporation”); or 

  

	 	(iv)	approval by the stockholders of the Company of a complete liquidation or dissolution of the Company. 

 “Code” means the Internal Revenue Code of 1986, as amended. 
 “Company”
means Secure Computing Corporation. 
 “Compensation Committee” means a committee of the Board of Directors which in general,
establishes and maintains a competitive, fair and equitable compensation and benefits policy for the Company. 
 “Disqualified
Individual” means any individual who is (1) a Section 16 Officer or, (2) a Vice President who is a member of the Company’s group consisting of the highest paid 1 percent of the employees of the Company. 

“Eligible Employee” means any employee of the Company who: (1) is either a Section 16 Officer or a Vice President; and
(2) occupies a position identified in Schedule II of this Plan; provided, however, an Eligible Employee shall not include any employee of the Company who at any time prior to a Change in Control entered into a mutual separation and release
agreement with the Company. 
 “Good Reason” means, on or after a Change in Control, a Section 16 Officer or Vice President
resigns within sixty days after the occurrence of any of the following events without the Section 16 Officer’s or Vice President’s express written consent: 
  

	 	(i)	a reduction in the Section 16 Officer’s or Vice President’s annual base salary and/or the Section 16 Officer’s or Vice President’s target bonus
opportunity; 

  

	 	(ii)	a material reduction of the Section 16 Officer’s or Vice President’s duties that are inconsistent with those for his/her position immediately prior to the effective
date of the Change in Control; 

  

	 	(iii)	a requirement by the Company (or any successor) that the Section 16 Officer or Vice President relocates his or her principal office to a facility more than fifty
(50) miles from his or her principal office immediately prior to the effective date of the Change in Control; 

 “Health & Welfare Plan(s)” refers to plans that are eligible for COBRA continuation excluding flexible benefit plans. 
 “Highest Annual Base Salary” means the highest base salary set for an Eligible Employee by the Company for any year prior to a Trigger Event. Base salary does not include bonuses and other incentive compensation.

 “Plan” means the Secure Computing Corporation Change in Control Severance Plan. 
  

 4 

 “Safe Harbor Limit” means the amount of contingent payments an Eligible Employee may receive
without triggering an excess parachute payment subject to the 20% excise tax. The safe harbor limit is the amount that is $0.01 less than three times the Base Amount for the Eligible Employee. 
 “Section 16 Officer” means any employee of the Company who: (1) held the title of Chief Executive Officer, President & Chief
Operating Officer, Chief Financial Officer or Senior Vice President; and (2) is identified in Schedule II of this Plan. 
 “Severance
Multiplier” means the multiplier to be applied in calculating an Eligible Employee’s severance pay as specified on Schedule I of this Plan. 
 “Services Continuation Agreement” – means an offer letter, employment agreement, transitional services agreement, or other similar agreement for services to be performed after a Change in Control. 
 “Triggering Event” means, upon, or within the twelve (12) month period following a Change in Control of the Company: 
  

	 	(i)	an Eligible Employee’s employment is terminated involuntarily by the Company (or its successor) without Cause; or 

  

	 	(ii)	an Eligible Employee resigns as an employee from the Company (or its successor) for Good Reason. 

  

	 	(iii)	an Eligible Employee becomes entitled to terminate employment but does not terminate employment solely because the successor enters into a Services Continuation Agreement.

 “Vice President” means any employee of the Company who: (1) held the title of Vice President; (2) was
classified as a Policy Band 62 (relating to position breadth, scope, responsibility and accountability) according to the Company’s policy banding convention immediately prior to a Change in Control; and (3) is identified in Schedule II of
this Plan. 
 “Wealth Plan” refers to the Secure Computing Corporation Profit Sharing and Retirement Plan. 
 ELIGIBILITY. 
 A. When You Are Eligible.

 As provided in this Plan, certain Eligible Employees may be entitled to benefits under the Plan as a result of a Change in Control. If you
are an Eligible Employee, to receive benefits under this Plan, you must also sign and not revoke the Company’s (or its successor’s) standard release of all claims against the Company (or its successor) and all related parties, including,
without limitation, claims arising out of the employment relationship and the termination of that relationship. Among the conditions of the release is that it will contain a reaffirmation that any prior confidentiality and non-solicitation covenants
previously agreed to by you and a reasonable non-competition covenant to the extent such covenant has not previously been agreed to. Notwithstanding the foregoing, if you are a Section 16 Officer or Vice President with a severance, change in
control or other agreement with the Company that provides for acceleration of vesting of your equity rights and/or severance benefits on a change in control, you must have expressly waived your entitlement to the change in control acceleration and
severance benefits under such agreement to be eligible to participate in this Plan. 
  

	
	Important: The release and waiver described above are conditions precedent to entitlement to payment. If the
requisite release and/or waiver is not signed (or is subsequently revoked), you are not entitled to the benefits available through this Plan.

  

 5 

 B. When You Are Not Eligible. 
 Notwithstanding the foregoing, you are not eligible for accelerated vesting and severance pay in any of the following circumstances: 
  

	 	i.	you voluntarily resign, unless you are a Section 16 Officer or Vice President and you resign for Good Reason; 

  

	 	ii.	you are discharged involuntarily for Cause; 

  

	 	iii.	you terminate your employment for any reason, or no reason, prior to a Change in Control; 

  

	 	iv.	you are a Section 16 Officer or Vice President and you have not waived your entitlement to the accelerated vesting of equity rights and/or severance benefits on a Change in
Control under any severance, Change in Control or other agreement, if any with the Company; 

  

	 	v.	you have failed to execute the waiver and release referenced in Part A above or you executed such a waiver and release and subsequently revoked it; 

  

	 	vi.	you entered into a mutual separation and release agreement with the Company at any time prior to a Change in Control; or 

  

	 	vii.	you actually receive severance benefits under another plan, arrangement or agreement. 

 C. Termination of Participation.  
 A participant in the Plan shall cease to be a participant
in the Plan as of the date on which the earliest of the following events occurs: 
  

	 	i.	The individual ceases to be an Eligible Employee; 

  

	 	ii.	The Plan is amended to exclude the individual’s continued participation; or 

  

	 	iii.	The Plan is terminated. 

 PLAN BENEFITS. 
 Benefits available under this Plan consist of: (1) accelerated vesting rights; (2) severance pay; and (3) continuation premiums.

 A. Accelerated Vesting.  
  

	 	i.	If you are a Section 16 Officer, upon a Change in Control, all outstanding unvested long term incentives or equity rights held by you shall be accelerated such that these
incentives or rights become 100% vested. 

  

	 	ii.	If you are a Vice President, upon a Triggering Event, all outstanding unvested long term incentives or equity rights held by you as of the date of your termination of employment or
if applicable, effective date of a Services Continuation Agreement, shall be accelerated such that these incentives or rights become 100% vested as of your last day of employment or if applicable, effective date (i.e., start date) of a Services
Continuation Agreement. 

 B. Severance Pay. 
 Severance pay for Eligible Employees will be paid as soon as practicable following the employment
termination date but no later than 2  1/2 months after the end of the year in which the termination of employment occurs.
Severance pay shall consist of the following components (see also the illustration in Schedule I of this Plan): 
  

	 	i.	a lump sum cash payment in an amount equal to the sum of: (1) the Severance Multiplier times your Highest Annual Base Salary as in effect prior to termination of employment;
plus (2) one month’s Base Pay; plus (3) the quarterly bonus target amount prorated by the number of days from the beginning of the quarter to the effective date of the Change in Control; plus 

  

 6 

	 	ii.	a lump sum cash payment equivalent to the unvested Company 401(k) matching contributions, to be paid within one month of your termination of employment; plus

  

	 	 iii.
	 direct payment to a vendor for the cost, not to exceed the amount applicable to you as identified in Schedule I of this
Plan, of outplacement services provided to you from the date of notification of the Triggering Event but no later than 2  1/2
months after the end of the year in which the termination of your employment occurs. 

 Notwithstanding anything in the Plan to the contrary, if an Eligible Employee becomes entitled to terminate employment upon a Change in Control or Triggering Event, but does not terminate employment solely because the
successor enters into a Services Continuation Agreement with the Eligible Employee, the Eligible Employee will be entitled to the aforementioned benefits at the conclusion of the Services Continuation Agreement period (i.e., termination of
employment) regardless of when the termination of employment occurs (i.e., beyond the 12-month period following a Change in Control). Severance pay under this condition will be paid as soon as practicable following the employment termination date
but no later than 2  1/2 months after the end of the year in which the termination of employment occurs. 
 C. Continuation Premiums. i. Section 16 Officers. This Plan shall pay the employer portion of the cost (including
administrative costs) for you, and those covered through you, of applicable statutory continuation coverage as if you had continued in the Company’s employment until the first of the following to occur: (1) cessation of the continuation
coverage, (2) 18 months, or (3) subsequent employment. 
  

	 	ii.	Vice Presidents. This Plan shall pay the employer portion of the cost (including administrative costs) for you, and those covered through you, of applicable statutory
continuation coverage as if you had continued in the Company’s employment until the first of the following to occur: (1) cessation of the continuation coverage, (2) 12 months, or (3) subsequent employment.

  

	 	iii.	Specifically Excluded. This Part C specifically does not apply with respect to any continuation required with respect to the medical flexible spending account. The Plan pays
no portion of the cost of applicable statutory continuation coverage for that benefit. 

  

	
	Note: This Part C addresses only the responsibility for payment of otherwise available continuation coverage. It
does not provide continuation coverage in circumstances where continuation coverage is not otherwise available. The specifics regarding availability of continuation coverage, maintenance of continuation coverage, etc. are governed by the terms and
conditions of the particular plan.

 SECTION 280G OF THE CODE. 
 If as a result of a Change in Control, any amount payable to or other benefit receivable by an Eligible Employee under the Plan is deemed
to constitute a Parachute Payment (as defined below), alone or when added to any other amount payable or paid to or other benefit receivable or received by an Eligible Employee which is deemed to constitute a Parachute Payment (whether or not under
this Plan or any other existing plan, arrangement or other agreement), and would result in an Excess Parachute Payment (as defined below) and, therefore, imposition on the Eligible Employee of an excise tax under Section 4999 of the IRC on the
Excess Parachute Payment, then either of the following treatments, applicable in view of the Eligible Employee’s status, will be invoked. For this purpose, “Parachute Payment” shall mean a “parachute payment” as defined in
Section 280G(b)(2) of the Code and “Excess Parachute Payment” shall mean an “excess parachute payment” as defined in Section 280G(b)(1) of the Code, which generally mean Parachute Payments in excess of the Safe Harbor
Limit. 
  

	 	i.	 if the Eligible Employee is a Section 16 Officer and his/her Excess Parachute Payment exceeds the Safe Harbor Limit by more than 110%, in addition to any other
benefits to which the 

  

 7 

	 	 
participant is entitled to receive under this Plan or otherwise, the Section 16 Officer shall be paid by the Company (or its successor) an amount in
cash equal to the sum of the excise taxes payable by the Section 16 Officer by reason of receiving an Excess Parachute Payment, plus the amount necessary to put the Section 16 Officer in the same after-tax position (taking into account any
and all applicable federal, state and local excise, income or other taxes at the highest applicable rates on such Excess Parachute Payments as if no excise taxes had been imposed with respect to the Excess Parachute Payment).

  

	 	ii.	if the Eligible Employee is (1) a Section 16 Officer and his/her Excess Parachute Payment exceeds the Safe Harbor Limit but not by more than 110%, or (2) a Vice
President and his/her Parachute Payment exceeds the Safe Harbor Limit by any amount, that participant shall have his/her severance payment reduced by the amount required to reach the Safe Harbor Limit. 

 OTHER BENEFITS. 
 Severance payments available through
this Plan will not be considered compensation or continuing employment for purposes of determining benefits that are provided under any other plans maintained by the Company, including, without limitation, the Company’s health &
welfare, wealth and equity compensation plan(s). 
 TAX WITHHOLDING. 
 Payments made under the Plan may be subject to applicable tax withholding requirements. The Company shall withhold from amounts otherwise payable under the Plan such amounts as required by law. In addition, you are
solely responsible for all taxes that result from your receipt of benefits under the Plan. 
 CONFIDENTIALITY. 
 In consideration of your participation in the Plan, upon your termination of employment you will preserve as confidential all trade secrets, confidential
knowledge, data or other proprietary information relating to products, processes, know-how, designs, formulas, developmental or experimental work, computer programs, data bases, other original works of authorship, customer lists, business plans,
financial information or other subject matter pertaining to any business of the Company or any of its employees, clients, consultants or licensees. 
 NONCOMPETITION. 
 In consideration of your participation in the Plan, upon your termination of employment and for twelve
(12) months following, you will not directly or indirectly through others, solicit, induce, recruit or encourage any of the Company’s employees to leave their employment. 
 NONDISPARAGEMENT. 
 In consideration of your participation in the Plan, upon your termination of
employment you will not disparage the Company or any of its directors, officers, agents or employees or otherwise take any action which could reasonably be expected to adversely affect the reputation of the Company or the personal or professional
reputation of any of the Company’s directors, officers, agents or employees. 
 APPLICATION OF ERISA. 
 This Plan is intended to be an employee welfare benefit plan under ERISA. It is not intended to be an employee pension plan for purposes of ERISA. To the
extent any provision of the Plan is deemed to create an employee pension plan under ERISA, such provision shall be deemed null and void to the extent permitted by applicable law and the Company may modify the Plan in such a manner to comply with
such requirements without your consent. 
  

 8 

 SECTION 409A OF THE CODE. 
 To the extent that any payment under this Plan to you is deemed to be deferred compensation subject to the requirements of section 409A of the Code, the Plan will be operated in compliance with the applicable
requirements of section 409A of the Code and its corresponding regulations and related guidance with respect to subject payment. Notwithstanding anything in the Plan to the contrary, any payment from the Plan to you that is subject to the
requirements of section 409A of the Code may only be made in a manner and upon an event permitted by section 409A of the Code. To the extent that any provision of the Plan would cause a conflict with the requirements of section 409A of the Code, or
would cause the administration of the Plan to fail to satisfy the requirements of section 409A of the Code, such provision shall be deemed null and void to the extent permitted by applicable law and the Company may modify the Plan in such a manner
to comply with such requirements without your consent. 
 ASSIGNMENT/ALIENATION OF SEVERANCE BENEFITS. 
 You do not have the power to transfer, assign, anticipate, mortgage or otherwise encumber any rights or any amounts payable under this Plan; nor will any
such rights or amounts payable under this Plan be subject to seizure, attachment, execution, garnishment or other legal or equitable process, or for the payment of any debts, judgments, alimony, or separate maintenance, or be transferable by
operation of law in the event of bankruptcy, insolvency, or otherwise. In the event you attempt to assign, transfer or dispose of such right, or if an attempt is made to subject such right to such process, such assignment, transfer or disposition
will be null and void. 
 CLAIMS PROCEDURE. 
  

	
	Note: The following procedures apply with respect to claims for payments made pursuant to this Plan
(e.g., severance pay). Claims for benefits described in this Plan that are provided through another plan or program (e.g., accelerated vesting and payment of continuation premiums) are handled in accordance with the documents governing those plans
or programs.

 Adverse Benefit Determinations. 
 Each terminated employee who believes he or she is entitled to a benefit, but has not received a benefit, may apply in writing within 30 days of his or
her termination. If the Plan administrator denies a claim in whole or in part, the Plan administrator will provide notice to the terminated employee, in writing, within 90 days after the claim is filed, unless the Plan administrator determines that
an extension of time for processing is required due to special circumstances. In the event that the Plan administrator determines that such an extension is required, written notice of the extension shall be furnished to the terminated employee prior
to the termination of the initial 90-day period. The extension shall not exceed a period of 90 days from the end of the initial period of time. 
 The written notice of a denial of a claim shall set forth, in a manner calculated to be understood by the terminated employee: 
  

	 	1.	the specific reason or reasons for the denial; 

  

	 	2.	reference to the specific Plan provisions on which the denial is based; 

  

	 	3.	a description of any additional material or information necessary for the terminated employee to perfect the claim and an explanation as to why such information is necessary; and

  

	 	4.	an explanation of the Plan’s claims procedure and the time limits applicable to such procedures, including a statement of the terminated employee’s right to bring a civil
action under section 502(a) of ERISA following an adverse benefit determination on appeal. 

  

 9 

 Appeal of Adverse Benefit Determinations. 
 The terminated employee or his or her duly authorized representative shall have an opportunity to appeal a claim denial to the Plan administrator for a
full and fair review. The terminated employee or his or her duly authorized representative may: 
  

	 	1.	request a review upon written notice to the Plan administrator within 60 days after receipt of a notice of the denial of a claim for benefits; 

  

	 	2.	submit written comments, documents, records, and other information relating to the claim for benefits; and 

  

	 	3.	examine the Plan and obtain, upon request and without charge, copies of all documents, records, and other information relevant to the terminated employee’s claim for benefits.

 The Plan administrator’s review shall take into account all comments, documents, records, and other information
submitted by the terminated employee relating to the claim, without regard to whether such information was submitted or considered by the Plan administrator in the initial benefit determination. A determination on the review by the Plan
administrator will be made not later than 60 days after receipt of a request for review, unless the Plan administrator determines that an extension of time for processing is required. In the event that the Plan administrator determines that such an
extension is required due to special circumstances, written notice of the extension shall be furnished to the terminated employee prior to the termination of the initial 60-day period. The extension shall not exceed a period of 60 days from the end
of the initial period. 
 The written determination of the Plan administrator shall set forth, in a manner calculated to be understood by the
terminated employee: 
  

	 	1.	the specific reason or reasons for the decision; 

  

	 	2.	reference to the specific Plan provisions on which the decision is based; 

  

	 	3.	the terminated employee’s right to receive, upon request and without charge, reasonable access to and copies of all documents, records and other information relevant to the
claim for benefits; and 

  

	 	4.	a statement of the terminated employee’s right to bring a civil action under section 502(a) of ERISA. 

 No person may bring an action for any alleged wrongful denial of Plan benefits in a court of law unless the claims procedures set forth above are
exhausted and a final determination is made by the Plan administrator. If the terminated employee or other interested person challenges a decision of the Plan administrator, a review by the court of law will be limited to the facts, evidence and
issues presented to the Plan administrator during the claims procedure set forth above. Facts and evidence that become known to the terminated employee or other interested person after having exhausted the claims procedure must be brought to the
attention of the Plan administrator for reconsideration of the claims determination. Issues not raised with the Plan administrator will be deemed waived. 
 PLAN ADMINISTRATION. 
 The Plan administrator shall be responsible for general supervision of the Plan. The Plan
administrator shall also be the named fiduciary of the Plan in accordance with Section 402 of ERISA, and, therefore, shall have authority to control and manage the operation and administration of the Plan. The Plan administrator shall perform
any and all acts necessary or appropriate for the proper management and administration of that portion of the Plan. The Company shall be the Plan administrator unless its managing body designates another person or persons to be the Plan
administrator. The Company shall also be the Plan administrator if the person or persons so designated for any reason cease to be the Plan administrator. 
  

 10 

 The Plan administrator may designate individuals or entities to act on its behalf with respect to certain
powers, duties, responsibilities, etc. with respect to the operation and administration of the Plan. The Plan administrator shall have the sole responsibility for the administration of the Plan as is specifically described in the Plan. The
designated representatives of the Plan administrator shall have only those specific powers, duties, responsibilities, and obligations as are specifically given to them under the Plan. The Plan administrator warrants that any directions given,
information furnished, or action taken by it shall be in accordance with the provisions of the Plan authorizing or providing for such direction, information or action. It is intended under the Plan that the Plan administrator shall be responsible
for the proper exercise of its own powers, duties, responsibilities, and obligations under the Plan and shall not be responsible for any act or failure to act of another employee of the Company. Neither the Plan administrator (including any
designee) nor the Company makes any guarantee to any participant in any manner for any loss or other event because of the participant’s participation in the Plan. 
 Except as otherwise specifically provided in the Plan, the Plan administrator may adopt such rules and procedures as it deems necessary, desirable, or appropriate. All rules and decisions of the Plan administrator
shall be uniformly and consistently applied to all participants in similar circumstances. When making a determination or calculation, the Plan administrator shall be entitled to rely upon information furnished by a participant, the Company, and/or
legal counsel. 
 The Plan will be administered in accordance with its terms. The Plan administrator and/or any other fiduciary acting as a
fiduciary with respect to the Plan, to the extent that such individual or entity is acting in its fiduciary capacity, shall have the complete and final authority, responsibility, and control, in its sole discretion, to manage, administer and operate
the Plan, to make factual findings, to construe the terms of the Plan, and to determine all questions arising in connection with the administration, interpretation, and application of the Plan, including the eligibility and coverage of individuals
and the authorization or denial of payment or reimbursement of benefits. All determinations and decisions will be binding on the Plan, Plan participants, and all interested parties. 
 AMENDMENT AND TERMINATION OF THE PLAN. 
 The Company reserves the right, prior to a Change in Control,
to amend or terminate the Plan, in whole or in part, at any time and for any reason, with or without notice. Such action shall be taken by action of the Company’s managing body. Such action shall not affect any right to benefits that accrued
prior to such action. 
 Notwithstanding the foregoing, no amendment may be made to the Plan (other than to increase benefits), nor may the
Plan be terminated, on, or at any time within the 12-month period following, a Change in Control. 
 SUCCESSORS. 
 Any successor to the Company as a result of a Change in Control shall assume the obligations under this Plan and perform the obligations under this Plan.
Any successor to the Company shall perform such obligations under this Plan in good faith, including, without limitation, resolving disputed issues of fact, making determinations regarding eligibility for benefits and interpreting plan provisions.

 APPLICABLE LAW. 
 This Plan is intended
to be construed, and all rights and duties hereunder are to be governed, in accordance with the laws of Minnesota, except to the extent such laws are preempted by the laws of the United States of America, including ERISA and the Code. 
  

 11 

 ERISA RIGHTS STATEMENT. 
 As a participant in the Plan, you are entitled to certain rights and protections under ERISA. ERISA provides that all Plan participants shall be entitled to: 
 Receive Information about Your Plan and Benefits. 
  

	 	•	 	 Examine without charge, at the Company’s Human Resources offices and at other specified locations, all documents governing the Plan, including insurance
contracts and a copy of the latest annual report (Form 5500 Series) filed by the Plan with the US Department of Labor. 

  

	 	•	 	 Obtain, upon written request to the Plan administrator, copies of documents governing the operation of the Plan, including insurance contracts and a copy of the
latest annual report (Form 5500 Series) and updated summary plan description. The Plan administrator may make a reasonable charge for the copies. 

 Prudent Actions by Plan Fiduciaries. 
 In addition to creating rights for Plan participants, ERISA
imposes duties upon the people who are responsible for the operation of employee benefit plans. The people who operate your Plan, called “fiduciaries” of the Plan, have a duty to do so prudently and in the interest of you and other Plan
participants and beneficiaries. No one, including the Company or any other person, may terminate your employment or otherwise discriminate against you in any way to prevent you from obtaining a welfare benefit or exercising your rights under ERISA.

 Enforce Your Rights. 
 If your claim for a benefit is denied or ignored, in whole or in part, you have a right to know why this was done, to obtain copies of documents relating to the decision without charge, and to appeal any denial, all within certain time
schedules. 
 Under ERISA, there are steps you can take to enforce the above rights. For instance, if you request materials from the Plan and
do not receive them within 30 days, you may file suit in a federal court. In such a case, the court may require the Plan administrator to provide the materials and pay you up to $110 a day until you receive the materials, unless the materials were
not sent because of reasons beyond the control of the administrator. If you have a claim for benefits which is denied or ignored, in whole or in part, you may file suit in federal court. If it should happen that the Plan fiduciaries misuse the
Plan’s money or if you are discriminated against for asserting your rights, you may seek assistance from the U.S. Department of Labor, or you may file suit in a federal court. The court will decide who should pay court costs and legal fees. If
you are successful the court may order the person you have sued to pay these costs and fees. If you lose, the court may order you to pay these costs and fees, for example, if it finds your claim is frivolous. 
 Assistance with Your Questions. 
 If
you have any questions about your Plan, you should contact the Plan administrator. If you have any questions about this statement or about your rights under ERISA, you should contact the nearest office of the Employee Benefits Security
Administration, U.S. Department of Labor, listed in your telephone directory or the Division of Technical Assistance and Inquiries, Employee Benefits Security Administration, U.S. Department of Labor, 200 Constitution Avenue NW, Washington, D.C.
20210. You may also obtain certain publications about your rights and responsibilities under ERISA by calling the publication hotline of the Employee Benefits Security Administration. 
  

 12 

 SCHEDULE I: Benefits At A Glance 
 The following summary schedule provides an overview of the benefits available under this Plan. The specific descriptions in the Plan document prevail in the event of a discrepancy or interpretation issue with the
summary descriptions provided below. 
  

					
	 	  	 Tier I
 Section 16 Officer
	  	 Tier II
 Vice President

			
	Severance Multiplier	  	2 x Highest Annual Base Salary plus 1 month’s Base Pay upon occurrence of a Triggering Event (CEO 2.5x)	  	1 x Highest Annual Base Salary plus 1 month’s Base Pay upon occurrence of a Triggering Event
			
	Management Incentive Plan Bonus and, if applicable, Product Bonuses	  	Upon the occurrence of a Change in Control, a lump sum equal to the quarterly bonus target amount prorated (based upon days) shall be paid.	  	Upon the occurrence of a Change in Control, a lump sum equal to the quarterly bonus target amount prorated (based upon days) shall be paid.
			
	Long Term Incentives / Equity Rights	  	Immediate and accelerated vesting of all unvested long term incentives or equity rights upon the occurrence of a Change in Control under the Company’s long term incentive and
equity plans. (Benefits to be provided in accordance with the terms of those plans.)	  	Immediate and accelerated vesting of all unvested long term incentives or equity rights upon the occurrence of a Triggering Event under the Company’s long term incentive and
equity plans. (Benefits to be provided in accordance with the terms of those plans.)
			
	Health & Welfare Benefits (Medical, Dental, Vision & Basic Group Life Insurance)	  	The Company will pay the employer portion of the cost of any applicable statutory continuation coverage (excluding medical flexible spending account coverage) for a period of 18
months, until such coverage ceases, or until subsequent employment is obtained, whichever occurs first.	  	The Company will pay the employer portion of the cost of any applicable statutory continuation coverage (excluding medical flexible spending account coverage) for a period of 12
months, until such coverage ceases, or until subsequent employment is obtained, whichever occurs first.
			
	401(k) Company Match Cash Payment	  	Upon the occurrence of a Triggering Event, a lump sum cash payment equivalent to the unvested Company 401(k) matching contributions.	  	Upon the occurrence of a Triggering Event, a lump sum cash payment equivalent to the unvested Company 401(k) matching contributions.
			
	Outplacement Services	  	Subject to a Triggering Event; Up to $20,000 paid direct to an outplacement services vendor.	  	Subject to a Triggering Event; Up to $10,000 paid direct to an outplacement services vendor.
			
	Excise Tax Treatment under Section 4999	  	The Company will cover the excise tax payment and payments to cover the tax on the excise tax payment and ordinary income taxes, provided the Excess Parachute Payment is more than
110% of the safe harbor limit. If the Excess Parachute Payment is 110% or less, the severance payment will be reduced to not exceed the safe harbor limit.	  	If the Parachute Payment exceeds the Section 280G safe harbor limit by any amount, the severance payment shall be reduced by the amount required to reach the safe harbor limit.

  

 13 

 SCHEDULE II 
 Eligible Positions 
  

			
	 Positions
	  	 
	President & Chief Executive Officer	  	Section 16 Officer
	Chief Financial Officer & Senior Vice President Operations	  	Section 16 Officer
	Senior Vice President, Secretary & General Counsel	  	Section 16 Officer
	Senior Vice President Product Development	  	Section 16 Officer
	Senior Vice President Marketing	  	Section 16 Officer
	Senior Vice President World Wide Sales	  	Section 16 Officer

 [Together with such other employees as may be designated from time to time by 
 the Board of Directors or a committee thereof] 
  

 14

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