Document:

Exhibit
4.3

Officers’ Certificate

Pursuant to Sections 201, 301 and 303 of the Indenture

Dated: September 18, 2006

The undersigned, Paul M.
Meurer, Executive Vice President, Chief Financial Officer and Treasurer, and
Michael R. Pfeiffer, Executive Vice President, General Counsel and Secretary,
of Realty Income Corporation, a Maryland corporation (the “Company”), hereby
certify as follows:

The undersigned, having read
the appropriate provisions of the Indenture dated as of October 28, 1998
(the “Indenture”) between the Company and The Bank of New York Trust Company,
N.A., as successor trustee (the “Trustee”), including Sections 201, 301 and 303
thereof and the definitions in such Indenture relating thereto, and certain
other corporate documents and records, and having made such examination and
investigation as, in the opinion of the undersigned, each considers necessary
to enable the undersigned to express an informed opinion as to whether or not
conditions set forth in the Indenture relating to the establishment of the
title and terms of the Company’s 5.950% Notes due 2016 (the “Securities”) and
the form of certificate evidencing the Securities have been complied with, and
whether the conditions in the Indenture relating to the authentication and
delivery by the Trustee of the Securities have been complied with, certify that
(i) the title and terms of the Securities were established by the
undersigned pursuant to authority delegated to them by resolutions duly adopted
by the Board of Directors of the Company on August 22, 2006 (the “Resolutions”)
and such terms are set forth in Annex I hereto (it being understood that,
in the event that Securities are ever issued in definitive certificated form,
the legends appearing as the first two paragraphs on the first page of such
form of Securities may be removed), (ii) the form of certificate evidencing the
Securities was established by the undersigned pursuant to authority delegated
to them by the Resolutions and shall be in substantially the form attached as
Annex II hereto, (iii) a true, complete and correct copy of the
Resolutions, which were duly adopted by the Board of Directors of the Company
and are in full force and effect in the form adopted on the date hereof, are
attached as Annex III hereto and are also attached as an exhibit to the
Certificate of the Secretary of the Company of even date herewith, (iv) the
form, title and terms of the Securities have been established pursuant to and
in accordance with Sections 201 and 301 of the Indenture and comply with the Indenture
and, in the opinion of the undersigned, all conditions provided for in the
Indenture (including, without limitation, those set forth in Sections 201, 301
and 303 of the Indenture) relating to the establishment of the title and terms
of the Securities, the form of certificate evidencing the Securities and the
execution, authentication and delivery of the Securities have been complied
with and (v) to the best knowledge of the undersigned, no Event of Default (as
defined in the Indenture) has occurred and is continuing with respect to the
Securities.

[SIGNATURE PAGE FOLLOWS]

 

IN WITNESS WHEREOF, we have
hereunto set our hands as of the date first written above.

	
  

  	
  /s/ PAUL M.
  MEURER

  
	
   

  	
  Paul M. Meurer

  
	
   

  	
  Executive Vice President, Chief Financial Officer

  
	
   

  	
  and Treasurer

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  /s/ MICHAEL R.
  PFEIFFER

  
	
   

  	
  Michael R. Pfeiffer

  
	
   

  	
  Executive Vice President, General Counsel and

  
	
   

  	
  Secretary

  

 

 

ANNEX I

Capitalized terms used in
this Annex I and not otherwise defined herein have the same definitions as
in the Indenture referred to in the Officers’ Certificate of which this
Annex I constitutes a part.

(1)           The
Securities of the series established hereby shall be known and designated as
the “5.950% Notes due 2016.”

(2)           The aggregate principal amount of the
Securities of such series which may be authenticated and delivered under the
Indenture is limited to $275,000,000, except for Securities of such series
authenticated and delivered upon registration of transfer of, or in exchange
for, or in lieu of, other Securities of the same series pursuant to
Sections 304, 305, 306, 906 or 1107 of the Indenture.  However, such series may be re-opened
by the Company for the issuance of additional Securities of such series, so
long as any such additional Securities have the same form and terms (other than
the date of issuance and the date from which interest thereon shall begin to
accrue), and carry the same right to receive accrued and unpaid interest, as
the Securities of such series theretofore issued; provided, however, that,
notwithstanding the foregoing, such series may not be reopened if the Company
has effected defeasance or covenant defeasance with respect to the Securities
of such series pursuant to Section 1402 and 1403, respectively, of the
Indenture or has effected satisfaction and discharge with respect to the
Securities of such series pursuant to Section 401 of the Indenture.

(3)           The Securities of such series are to be
issuable only as Registered Securities without coupons and may, but need not,
bear a corporate seal.  The Securities of
such series shall initially be issued in book-entry form and represented
by one or more permanent Global Securities of such series, the initial
depositary (the “Depositary”) for the Global Securities of such series shall be
The Depository Trust Company and the depositary arrangements shall be those
employed by whoever shall be the Depositary with respect to the Global Securities
of such series from time to time. 
Notwithstanding the foregoing, certificated Securities of such series in
definitive form may be issued in exchange for Global Securities of such series
under the circumstances contemplated by Section 305 of the Indenture.

(4)           The Securities of such series shall be sold
by the Company to the several underwriters named in the Purchase Agreement
dated September 6, 2006, for whom Banc of America Securities LLC,
Citigroup Global Markets Inc. and Credit Suisse Securities (USA) LLC
are acting as representatives, at a price equal to 99.090% of the principal
amount thereof plus accrued interest from September 18, 2006 if settlement
occurs after that date, and the initial price to public of the Securities of
such series shall be 99.740% of the principal amount thereof plus accrued
interest from September 18, 2006 if settlement occurs after that date, and
underwriting discounts and commissions shall be 0.650% of the principal amount
of such Securities.

(5)           The final maturity date of the Securities of
such series on which the principal thereof is due and payable shall be
September 15, 2016.

(6)           The principal of the Securities of such
series shall bear interest at the rate of 5.950% per annum from
September 18, 2006 or from the most recent date to which interest has been
paid or duly provided for, payable semiannually in arrears on March 15 and
September 15 (each, an “Interest Payment Date”) of each year, commencing
March 15, 2007, to the Persons in whose names such Securities (or one or
more Predecessor Securities) are registered at the close of business on the
March 1 or September 1, respectively, immediately prior to such
Interest Payment Dates (each, a “Regular Record Date”) regardless of whether
such Regular Record Date is a Business Day. 
Interest on the Securities of

 

such series will be computed on the basis of a 360-day year of twelve
30-day months.  If any principal of, or
premium, if any, or interest on, any of the Securities of such series is not
paid when due, then such overdue principal and, to the extent permitted by law,
such overdue premium or interest, as the case may be, shall bear interest until
paid or until such payment is duly provided for at the rate of 5.950% per
annum.

(7)           The Borough of Manhattan, The City of New
York is hereby designated as a Place of Payment for the Securities of such
series.  The place where the principal of
and premium, if any, and interest on the Securities of such series shall be
payable, where Securities of such series may be surrendered for the
registration of transfer or exchange, and where notices or demands to or upon
the Company in respect of the Securities of such series and the Indenture may
be served shall be the office or agency maintained by the Company for such
purpose in the Borough of Manhattan, The City of New York, which shall
initially be the office of the Trustee in the Borough of Manhattan, The City of
New York, which on the date hereof is located at The Bank of New York Trust
Company, N.A., Attention: Corporate Trust Administration, 101 Barclay Street,
New York, New York 10286.

(8)           The Securities of such series are redeemable
at any time, as a whole or from time to time in part, at the option of the
Company on the terms and subject to the conditions set forth in the Indenture
and in the form of Security of such series which appears as Annex II to
the Officers’ Certificate of which this Annex I is a part.

(9)           The Securities of such series shall not be
repayable or redeemable at the option of the Holders prior to the final maturity
date of the principal thereof (except as provided in Article Five of the
Indenture) and shall not be subject to a sinking fund or analogous provision.

(10)         The Securities of such series shall be issued
in denominations of $1,000 and integral multiples of $1,000.

(11)         The Trustee shall be the initial trustee,
Security Registrar, transfer agent and Paying Agent for the Securities of such
series and the Trustee is the trustee, Security Registrar, transfer agent and
Paying Agent for all other series of Securities heretofore issued under the
Indenture.

(12)         The entire outstanding principal amount of
the Securities of such series shall be payable upon declaration of acceleration
of the maturity of the Securities of such series pursuant to Section 502
of the Indenture.

(13)         Payment of the principal of and premium, if
any, and interest on the Securities of such series shall be made in Dollars and
the Securities of such series shall be denominated in Dollars.

(14)         The amount of payments of principal of and
premium, if any, and interest on the Securities of such series shall not be
determined with reference to an index, formula or other similar method.

(15)         Neither the Company nor the Holders of the
Securities of such series shall have any right to elect the currency in which
such payments are made.

(16)         In addition to the covenants of the Company
set forth in the Indenture, the covenants set forth in the form of Security of
such series attached as Annex II to the Officers’ Certificate of which
this Annex I is a part under the captions “Limitation on Incurrence of
Total Debt,” “Limitation on Incurrence of Secured Debt,” “Debt Service Coverage”
and “Maintenance of Total

 

Unencumbered Assets” (collectively, the “Additional Covenants”) shall
be and hereby are added to the Indenture for the benefit of the Securities of
such series and the Holders of the Securities of such series, and the
Additional Covenants, together with the defined terms (the “Additional
Definitions”) set forth in such form of Security of such series under the
caption “Certain Definitions,” are hereby incorporated by reference in and made
a part of this Annex I and the Indenture as if set forth in full herein
and therein; provided that the Additional Definitions shall only be applicable
with respect to the Securities of such series and the Additional Definitions
and the Additional Covenants, insofar as they apply to the Securities of such
series, shall only be effective for so long as any of the Securities of such
series is Outstanding; provided, further, that except as set forth in (24)
below, the definition of “Subsidiary” set forth in the form of certificate
evidencing the Securities of such series attached as Annex II to the
Officers’ Certificate of which this Annex I is a part shall only be applicable
with respect to the Additional Covenants and the Additional Definitions,
insofar as the Additional Covenants and the Additional Definitions pertain to
the Securities of such series; and provided, further, that the definition of “Business
Day” set forth in the form of certificate evidencing the Securities of such
series attached as Annex II to the Officers’ Certificate of which this
Annex I is a part shall supersede, insofar as relates to the Securities of
such series, the definition of “Business Day” appearing in the Indenture.

(17)         The Securities of such series will not be
issuable as Bearer Securities, and a temporary global certificate will not be
issued.

(18)         Except as otherwise provided in the Indenture
with respect to the payment of Defaulted Interest, interest on any Security of
this series shall be payable only to the Person in whose name that Security (or
one or more Predecessor Securities) is registered at the close of business on
the Regular Record Date for such interest.

(19)         Sections 1402 and 1403 of the Indenture
shall apply to the Securities of such series, provided that (i) the
Company may effect defeasance and covenant defeasance pursuant to
Section 1402 and 1403, respectively, only with respect to all (and not
less than all) of the Outstanding Securities of such series and (ii) in
addition to the covenants set forth in Section 1403 of the Indenture, the
Additional Covenants shall also be subject to covenant defeasance pursuant to
Section 1403.

(20)         The Securities of such series will be authenticated
and delivered as provided in Section 303 of the Indenture.

(21)         The Company shall not be required to pay
Additional Amounts with respect to the Securities of such series as
contemplated by Section 1010 of the Indenture.

(22)         The Securities of such series shall not be
convertible or exchangeable into Common Stock or Preferred Stock.

(23)         The Securities of such series will be senior
unsecured obligations of the Company and will rank equally with all other
senior unsecured indebtedness of the Company from time to time outstanding.

(24)         Insofar as Section 801 of the Indenture
is applicable to the Securities of such series, the term “Subsidiary,” as used
in Section 801(2) of the Indenture, shall have the meaning set forth in
the form of Security of such series attached as Annex II to the Officers’
Certificate of which this Annex I is a part (instead of the meaning set
forth in Section 101 of the Indenture), and the term “indebtedness,” as
used in Section 801(2) of the Indenture, shall be deemed to include,
without limitation, “Debt” and “Secured Debt” (as such terms are defined in the
form of Security of such series attached as Annex II to the Officers’
Certificate of which this Annex I is a part ).

 

(25)         The provisions of Section 1011 of the
Indenture shall be applicable with respect to any term, provision or condition
set forth in the Additional Covenants, in addition to any term, provision and
condition set forth in Sections 1004 to 1008, inclusive, of the Indenture.

(26)         The Securities of such series shall have such
other terms and provisions as are set forth in the form of certificate
evidencing the Securities of such series attached as Annex II to the
Officers’ Certificate of which this Annex I is a part, all of which terms
and provisions are incorporated by reference in and made a part of this
Annex I and the Indenture as if set forth in full herein and therein.

(27)         As used in the Indenture with respect to the
Securities of such series and in the certificates evidencing the Securities of
such series, all references to “premium” on the Securities of such series shall
mean any amounts (other than accrued interest) payable upon the redemption of
any Securities of such series in excess of 100% of the principal amount of such
Securities.

(28)         Payments of principal of and premium, if any,
and interest on Global Securities of such series will be made by the Company by
wire transfer of immediately available funds to accounts maintained by the
payees located in the United States.  In
the event that any Securities of such series are issued in the form of
Certificated Notes (as defined in the form of Security of such series which
appears as Annex II to the Officers’ Certificate of which this
Annex I is a part) payments of principal of and premium, if any, and interest
on such Certificated Notes shall be made in the manner set forth in the form of
Security of such series which appears as Annex II to the Officers’
Certificate of which this Annex I is a part and in the Indenture.Exhibit 4.1

JANUS CAPITAL
GROUP INC.

OFFICERS’
CERTIFICATE PURSUANT TO

SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE

ESTABLISHING TERMS AND PROVISIONS OF

5.875% NOTES DUE 2011

September 18, 2006

1.             Each
of the undersigned, David R. Martin, being the duly appointed Chief Financial
Officer and Executive Vice President – Finance of Janus Capital Group Inc., a
Delaware corporation (the “Company”), and Curt Foust, being Vice
President – Assistant General Counsel of the Company, does hereby certify pursuant
to the authority delegated to the undersigned pursuant to resolutions adopted
on September 12, 2006 by the Board of Directors of the Company (the “Board”)
(a copy of such resolutions which is attached hereto as Exhibit I), that, pursuant
to Section 301 of the Indenture, dated as of November 6, 2001 (the “Indenture”),
between the Company and JPMorgan Chase Bank, N.A. (as successor to The Chase
Manhattan Bank), a national banking association, as trustee (the “Trustee”),
a series of debt securities of the Company is hereby established with the terms
and provisions set forth below.  Unless
otherwise defined herein, capitalized terms used herein have the meanings given
thereto in the Indenture.

(1)           The
title of such series of debt securities is the “5.875% Notes due 2011” (the “Notes”).

(2)           The
aggregate principal amount that may be authenticated and delivered under the
Indenture is unlimited.  The Notes need
not all be issued at the same time and such series of Notes may be reopened,
without the consent of the Holders, for issuances of additional Notes of such
series.

(3)           The
Stated Maturity of the Notes is September 15, 2011.

(4)           The
Notes shall bear interest at 5.875% per annum from September 18, 2006, or from
the most recent Interest Payment Date to which interest has been paid or duly
provided for, payable semiannually on March 15 and September 15 of each year
(each, an “Interest Payment Date”), commencing March 15, 2007, to the
Persons in whose names the Notes are registered at the close of business on the
Regular Record Date for such interest, which shall be the March 1 and
September 1 (as the case may be), whether or not a Business Day, immediately
preceding such Interest Payment Date. 
Interest on the Notes shall be calculated on the basis of a 360-day year
of twelve 30-day months and, for any period shorter than a full six-month
interest period, on the basis of the actual number of days elapsed in such
period.

(5)           The
Company hereby designates as Places of Payment for the Notes the office or
agency of the Company in the Borough of Manhattan, The City of New York, and
initially appoints the Trustee at its Corporate Trust Office as Paying Agent in
such city and as its agent to receive all such presentations, surrenders,
notices and demands.

 1
 

 

(6)           The
Notes are not redeemable.

(7)           The
Company shall have no obligation to redeem, repay or purchase the Notes
pursuant to any sinking fund or analogous provision.

If a Change of Control Repurchase Event (defined
below) occurs, the Company will make an offer to each Holder of Notes to
repurchase all or any part (in multiples of $1,000 principal amount) of that
Holder’s Notes at a repurchase price in cash equal to 101% of the aggregate
principal amount of Notes repurchased plus any accrued and unpaid interest on
the Notes repurchased to the date of purchase. 
Within 30 days following any Change of Control Repurchase Event or, at
the Company’s option, prior to any Change of Control, but after the public
announcement of the Change of Control, the Company will mail a notice to each
Holder describing the transaction or transactions that constitute or may
constitute the Change of Control Repurchase Event and offering to repurchase
Notes on the payment date specified in the notice, which date will be no
earlier than 30 days and no later than 60 days from the date such notice is
mailed.  The notice shall, if mailed
prior to the date of consummation of the Change of Control, state that the
offer to purchase is conditioned on the Change of Control Repurchase Event
occurring on or prior to the payment date specified in the notice.  The Company will comply with the requirements
of Rule 14e-1 under the Securities Exchange Act of 1934 (the “Exchange Act”)
and any other securities laws and regulations thereunder to the extent those laws
and regulations are applicable in connection with the repurchase of the Notes
as a result of a Change of Control Repurchase Event.  To the extent that the provisions of any
securities laws or regulations conflict with the Change of Control Repurchase
Event provisions of the Notes, the Company will comply with the applicable
securities laws and regulations and will not be deemed to have breached its
obligations under the Change of Control Repurchase Event provisions of the
Notes by virtue of such conflict.

On the Change of Control Repurchase Event payment
date, the Company will, to the extent lawful:

(a)                                  accept
for payment all Notes or portions of Notes properly tendered pursuant to the
Company’s offer;

(b)                                 deposit
with the paying agent an amount equal to the aggregate purchase price in
respect of all Notes or portions of Notes properly tendered; and

(c)                                  deliver
or cause to be delivered to the trustee the Notes properly accepted, together
with an officers’ certificate stating the aggregate principal amount of Notes
being purchased by the Company.

The paying agent will promptly mail to each Holder of
Notes properly tendered the purchase price for the Notes, and the trustee will
promptly authenticate and mail (or cause to be transferred by book-entry) to
each Holder a new Note equal in principal 

 

amount to any unpurchased portion of any Notes
surrendered; provided that each new Note will be in a principal amount of
$1,000 or an integral multiple of $1,000.

The Company will not be required to make an offer to repurchase
the Notes upon a Change of Control Repurchase Event if a third party makes an
offer in the manner, at the times and otherwise in compliance with the
requirements for an offer made by the Company and such third party purchases
all Notes properly tendered and not withdrawn under its offer.

The source of funds that will be required to
repurchase the Notes in the event of a Change of Control Repurchase Event will
be the Company’s available cash or cash generated from its subsidiaries’
operations or other potential sources, including borrowings, sales of assets or
sales of equity.  The Company cannot
assure Holders of the Notes that sufficient funds from such sources will be
available at the time of any Change of Control Repurchase Event to make required
repurchases of Notes tendered.  The terms
of the Company’s senior secured credit facility provide that certain change of
control events will constitute an event of default thereunder entitling the
lenders to accelerate any indebtedness outstanding under the credit facility at
that time and to terminate the credit facility. 
The Company’s future debt instruments may contain similar restrictions
and provisions.  If the Holders of the
Notes exercise their right to require the Company to repurchase all the Notes
upon a change of control repurchase event, the financial effect of this
repurchase could cause a default under the Company’s future debt instruments,
even if the change of control repurchase event itself would not cause a
default.  It is possible that the Company
will not have sufficient funds at the time of the change of control repurchase
event to make the required repurchase of its other debt and the Notes.

The definition of Change of Control includes a phrase
relating to the direct or indirect sale, lease, transfer, conveyance or other
disposition of “all or substantially all” of the Company’s properties or assets
and those of its Subsidiaries taken as a whole. 
Although there is a limited body of case law interpreting the phrase “substantially
all”, there is no precise established definition of the phrase under applicable
law.  Accordingly, the ability of a
Holder of Notes to require the Company to repurchase the Notes as a result of a
sale, lease, transfer, conveyance or other disposition of less than all of the
Company’s assets and the assets of its Subsidiaries taken as a whole to another
person or group may be uncertain.

For purposes of the Notes:

“Below Investment Grade Rating Event” means the Notes
are rated below Investment Grade by both Rating Agencies on any date from the
date of the public notice of an arrangement that could result in a Change of
Control until the end of the 60-day period following public notice of the
occurrence of a Change of Control (which period shall be extended so long as
the rating of the Notes is under publicly announced consideration for possible
downgrade by either of the Rating Agencies); provided that a Below Investment
Grade Rating Event otherwise arising by virtue of a particular reduction in
rating shall not be deemed to have occurred in respect of a particular Change
of Control (and thus shall not be deemed a Below Investment Grade Rating Event
for 

 

purposes of the definition of Change of Control
Repurchase Event hereunder) if the Rating Agencies making the reduction in
rating to which this definition would otherwise apply do not announce or
publicly confirm or inform the trustee in writing at its request that the
reduction was the result, in whole or in part, of any event or circumstance
comprised of or arising as a result of, or in respect of, the applicable Change
of Control (whether or not the applicable Change of Control shall have occurred
at the time of the Below Investment Grade Rating Event).

“Capital Stock” means any and all shares, interests,
participations or other equivalents (however designated) of capital stock of a
corporation, any and all equivalent ownership interests in a person (other than
a corporation) and any and all warrants or options to purchase any of the
foregoing.

“Change of Control” means the occurrence of any of the
following:

(a)                                  the
direct or indirect sale, transfer, conveyance or other disposition (other than
by way of merger or consolidation), in one or a series of related transactions,
of all or substantially all of the Company’s properties or assets and those of
its Subsidiaries, taken as a whole, to any “person” (as that term is used in
Section 13(d)(3) of the Exchange Act), other than the Company or a Subsidiary
Guarantor that is one of its wholly owned Subsidiaries;

(b)                                 the
adoption of a plan relating to the Company’s liquidation or dissolution;

(c)                                  the
consummation of any transaction (including, without limitation, any merger or
consolidation) the result of which is that any “person” (as that term is used
in Section 13(d)(3) of the Exchange Act), other than the Company or a
Subsidiary Guarantor that is one of its wholly owned Subsidiaries, becomes the
beneficial owner, directly or indirectly, of more than 50% of the Company’s
Voting Stock, measured by voting power rather than number of shares; or

(d)                                 the
first day on which a majority of the members of the Company’s Board of
Directors are not Continuing Directors.

Notwithstanding the foregoing, a transaction effected
to create a holding company for the Company will not be deemed to involve a
Change of Control if (1) pursuant to such transaction the Company becomes a
wholly owned Subsidiary of such holding company and (2) the holders of the
Voting Stock of such holding company immediately following such transaction are
the same as the holders of the Company’s Voting Stock immediately prior to such
transaction.

“Change of Control Repurchase Event” means the
occurrence of a Change of Control and a Below Investment Grade Rating Event.

“Continuing Directors” means, as of any date of determination,
any member of the Company’s Board of Directors who:

 

(a)                                  was
a member of such Board of Directors on the first date that any of the Notes
were issued; or 

(b)                                 was
nominated for election or elected to the Company’s Board of Directors with the
approval of a majority of the Continuing Directors who were members of the
Company’s Board at the time of such nomination or election. 

“Investment Grade” means a rating of Baa3 or better by
Moody’s (or its equivalent under any successor rating categories of Moody’s)
and BBB- or better by S&P (or its equivalent under any successor rating
categories of S&P) (or, in each case, if such Rating Agency ceases to rate
the Notes for reasons outside of the Company’s control, the equivalent
investment grade credit rating from any Rating Agency selected by the Company
as a replacement Rating Agency).

“Moody’s” means Moody’s Investor Services Inc., or any
successor thereto.

“Rating Agency” means:

(a)                                  each
of Moody’s and S&P; and 

(b)                                 if
either of Moody’s or S&P ceases to rate the Notes or fails to make a rating
of the Notes publicly available for reasons outside of the Company’s control, a
“nationally recognized statistical rating organization” within the meaning of
Rule 15c3-1(c)(2)(vi)(F) under the Exchange Act selected by the Company as a
replacement agency for Moody’s or S&P, or both, as the case may be. 

“S&P” means Standard
& Poor’s Ratings Services, a division of McGraw-Hill, Inc., or any
successor thereto.

“Voting Stock” as applied
to stock of any person, means shares, interests, participations or other
equivalents in the equity interest (however designated) in such person having
ordinary voting power for the election of a majority of the directors (or the
equivalent) of such person, other than shares, interests, participations or
other equivalents having such power only by reason of the occurrence of a
contingency.

(8)           The
Notes are issuable in denominations of $1,000 and any integral multiples of
$1,000.

(9)           The
Trustee, at its Corporate Trust Office, is hereby initially appointed Security
Registrar and Paying Agent for the Notes.

(10)         The
aggregate principal amount of the Notes then Outstanding shall be payable upon
declaration of acceleration of the Maturity thereof pursuant to Section 502
under the Indenture.

(11)         Payment
of principal of and interest on the Notes will be made in Dollars.

 

(12)         NOT
APPLICABLE.

(13)         Holders
of the Notes shall not have the option to receive payments of principal of or
interest on the Notes in Currencies other than the Dollar.

(14)         Other
than as set forth in this Officers’ Certificate, there are no other provisions granting special rights to the
Holders of the Notes.

(15)         The
Events of Default set forth in Section 501 of the Indenture (other than the
Event of Default set forth in Section 501(3) of the Indenture, which shall not
be applicable to the Notes) and the covenants set forth in Article Ten of the
Indenture will apply to the Notes.  In
addition, solely with respect to the Notes (and not with respect to any other
series of Securities that may be issued under the Indenture), the following
covenant shall be added to, and shall be deemed a part of, Article Ten of the
Indenture:

“SECTION 1007.  Limitation on Liens.  The Company will not, and it will not cause or permit
any of its subsidiaries to, create, assume, incur or guarantee any indebtedness
for money borrowed that is secured by a pledge, mortgage or other lien on any
voting stock or profit participating equity interests of Janus Capital
Management LLC (“Janus”) or any entity that succeeds (whether by merger,
consolidation, sale of assets or otherwise) to all or any substantial part of
the business of Janus, without providing that the Notes (together with, if the
Company shall so determine, any other indebtedness of, or guarantee by, the
Company ranking equally with the Notes and existing as of the closing of the
offering of the Notes or thereafter created) will be secured equally and
ratably with or prior to all other indebtedness secured by such pledge,
mortgage or other lien on the voting stock or profit participating equity
interests of Janus; provided that this Section 1007 shall not limit the
Company’s ability or the ability of the Company’s subsidiaries to incur
indebtedness or other obligations secured by liens on assets
other than the voting stock or profit participating equity interests of Janus.”

(16)         The
Notes shall be issued as one or more Registered Securities in permanent global
form without coupons.  The Company
initially appoints The Depository Trust Company, New York, New York (“DTC”),
to act as the depositary with
respect to the Notes.

(17)         NOT
APPLICABLE.

(18)         Interest
on the Notes that is payable on any Interest Payment Date shall be paid to the
Person in whose name the Note is registered at the close of business on the Regular
Record Date for such interest, which shall be the March 1 and September
1 (as the case may be), whether or not a Business Day, immediately preceding
such Interest Payment Date.

 

(19)         Section
1402 (Defeasance and Discharge) and Section 1403 (Covenant Defeasance) shall
apply to the Notes, in accordance with the provisions, terms and conditions set
forth in Article Fourteen.

(20)         NOT
APPLICABLE.

(21)         The
Notes do not provide for the payment of any Additional Amounts.

(22)         NOT
APPLICABLE.

(23)         NOT
APPLICABLE.

(24)         With
respect to any action or consent to be taken pursuant to the terms of the
Indenture, Holders of the Notes shall vote as one class with Holders of
Securities of all other series issued or to be issued under the Indenture.

2.             The
Notes will be evidenced by a Security in global form in substantially the form
attached hereto as Exhibit II, with such appropriate insertions,
omissions, substitutions and other variations as are required or permitted by
the Indenture and may have imprinted or otherwise reproduced thereon such
legend or legends or endorsements, not inconsistent with the provisions of the
Indenture, as may be required to comply with any law or with any rules or
regulations pursuant thereto, or with any rules of any securities exchange or
to conform to general usage, all as may be determined by the Officer executing
such global Security on behalf of the Company, as evidenced by the execution of
such global Security by such Officer.  In
the event that certificated Notes (the “Certificated Notes”) are issued
in exchange for the global Security, the form of certificate evidencing each
Certificated Note shall be in substantially the form of the attached global
Security, with such changes as are necessary to evidence the Notes in definitive
form rather than as a global Security.

 

IN WITNESS WHEREOF, I have executed this certificate this
18th day of September, 2006.

	
   

  	
  /s/ David R. Martin

  	
   

  
	
   

  	
  Name:

  	
  David R. Martin

  
	
   

  	
  Title:

  	
  Chief Financial Officer and Executive

  
	
   

  	
   

  	
  Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
  /s/ Curt Foust

  	
   

  
	
   

  	
  Name:

  	
  Curt Foust

  
	
   

  	
  Title:

  	
  Assistant General Counsel

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