Document:

EX-10.1

 Exhibit 10.1 
 INVACARE CORPORATION 
 FORM OF INDEMNITY AGREEMENT 

THIS AGREEMENT is made as of the      day of         ,
20    , by and between INVACARE CORPORATION, an Ohio corporation (the “Corporation”), and              (“Indemnitee”), a
Director and an Officer of the Corporation. 
 WHEREAS, it is essential to the Corporation to retain and attract as Directors
and/or Officers the most capable persons available, such as Indemnitee; and 
 WHEREAS, the prevalence of corporate litigation
subjects directors and officers to expensive litigation risks, and it is the policy of the Corporation to indemnify its Directors and/or Officers so as to provide them with the maximum possible protection permitted by law; and 

WHEREAS, in addition, because the statutory indemnification provisions of the Ohio Revised Code expressly provide that they are
non-exclusive, it is the policy of the Corporation to indemnify Directors and Officers who, on behalf of the Corporation, have entered into settlements of derivative suits or have paid judgments, fines or penalties therefor, provided they have not
breached the applicable statutory standard of conduct; and 
 WHEREAS, Indemnitee does not regard the protection available under
the Corporation’s Code of Regulations and insurance, if any, as adequate in the present circumstances, and considers it necessary and desirable to his or her service as a Director and/or Officer to have maximum protection, and the Corporation
desires to provide such protection to induce Indemnitee to serve in such capacity; and 
 WHEREAS, the Ohio Revised Code
Section 1701.13(E) and the Corporation’s Code of Regulations Article V(a) provide that indemnification of Directors and Officers of the Corporation may be authorized by agreement, and thereby contemplates that contracts of this nature may
be entered into between the Corporation and Indemnitee with respect to indemnification of Indemnitee as a Director or an Officer of the Corporation. 
 NOW, THEREFORE, for good and valuable consideration, the sufficiency and adequacy of which is hereby acknowledged, the Corporation and Indemnitee do hereby agree as follows: 

1. Agreement to Serve. Indemnitee agrees to serve or continue to serve as a Director and/or Officer of the Corporation for so long as he
or she is duly elected or appointed or until such time as he or she tenders his or her resignation in writing or is otherwise terminated or removed from office. 
 The Corporation expressly confirms and agrees that it has entered into this Agreement and assumed the obligations imposed on the Corporation hereby in order to induce Indemnitee to continue to serve as a
Director and/or Officer of the Corporation, and acknowledges that Indemnitee is relying upon this Agreement in continuing in such capacity. 
 2. Definitions. As used in this Agreement: 
 The term “Proceeding” shall
include any threatened, pending, or completed action, suit or proceeding, whether brought by or in the right of the Corporation or otherwise and whether of a civil, criminal, administrative or investigative nature, in which Indemnitee may be or may
have been involved as a party or otherwise, by reason of the fact that Indemnitee is or was a Director and/or Officer of the Corporation or any subsidiary of the Corporation, by reason of any action taken by Indemnitee or of any inaction on his or
her part while acting as such a Director and/or Officer, or by reason of the fact that he or she is or was serving at the request of the Corporation as a director, officer, member or manager, partner, trustee, employee or agent of another
corporation, domestic or foreign, non-profit or for-profit, a limited liability company or a partnership, joint venture, trust or other enterprise; in each case whether or not he or she is acting or serving in any such capacity at the time any
liability or expense is incurred for which indemnification or reimbursement can be provided under this Agreement. 

 The term “Expenses” shall include, without limitation, expenses of investigations,
judicial or administrative proceedings or appeals, attorneys’ fees and disbursements and any expenses of establishing a right to indemnification under Paragraph 9 of this Agreement, but shall not include the amount of judgments, fines or
penalties against or settlements paid by Indemnitee. 
 References to “other enterprise” shall include, without
limitation, employee benefit plans; references to “fines” shall include, without limitation, any excise tax assessed with respect to any employee benefit plan; references to “serving at the request of the Corporation” shall
include, without limitation, any service as a Director or Officer of the Corporation which imposes duties on, or involves services by, such Director or Officer with respect to an employee benefit plan, its participants or beneficiaries; and a person
who acted in good faith and in a manner he or she reasonably believed to be in the best interests of the participants and beneficiaries of an employee benefit plan shall be deemed to have acted in a manner “not opposed to the best interests of
the Corporation” as referred to in this Agreement. 
 3. Indemnity in Third-Party Proceedings. The Corporation shall
indemnify Indemnitee in accordance with the provisions of this Paragraph 3 if Indemnitee is a party to or threatened to be made a party to or otherwise involved in any Proceeding (other than a Proceeding by or in the right of the Corporation to
procure a judgment in its favor) by reason of the fact that Indemnitee is or was a Director and/or Officer of the Corporation or a subsidiary of the Corporation, or is or was serving at the request of the Corporation as a director, officer, member
or manager, partner, trustee, employee or agent of another corporation, domestic or foreign, non-profit or for-profit, a limited liability company or a partnership, joint venture, trust or other enterprise, against all Expenses, judgments,
settlements, fines and penalties, actually and reasonably incurred by Indemnitee in connection with the defense or settlement of such Proceeding, but only if Indemnitee acted in good faith and in a manner which he or she reasonably believed to be in
or not opposed to the best interests of the Corporation and, in the case of a criminal proceeding, had no reasonable cause to believe that his or her conduct was unlawful. The termination of any such Proceeding by judgment, order of court,
settlement, conviction or upon a plea of nolo contendere, or its equivalent, shall not, of itself, create a presumption that Indemnitee did not act in good faith and in a manner which he or she reasonably believed to be in or not opposed to the best
interests of the Corporation, and with respect to any criminal proceeding, that such person had reasonable cause to believe that his or her conduct was unlawful. 
 4. Indemnity for Expenses in Proceedings by or in the Right of the Corporation. The Corporation shall indemnify Indemnitee in accordance with the provisions of this Paragraph 4 if Indemnitee is a party to
or threatened to be made a party to any Proceeding by or in the right of the Corporation to procure a judgment in its favor by reason of the fact that Indemnitee is or was a Director and/or Officer of the Corporation or a subsidiary of the
Corporation, or is or was serving at the request of the Corporation as a director, officer, member or manager, partner, trustee, employee or agent of another corporation, domestic or foreign, non-profit or for-profit, a limited liability company or
a partnership, joint venture, trust or other enterprise, against all Expenses actually and reasonably incurred by Indemnitee in connection with the defense of such Proceeding, but only if he or she acted in good faith and in a manner which he or she
reasonably believed to be in or not opposed to the best interests of the Corporation, except that no indemnification for Expenses shall be made under this Paragraph 4 in respect of any claim, issue or matter as to which Indemnitee shall have been
adjudged by a court order or judgment, by a court of competent jurisdiction, to be liable to the Corporation, unless and only to the extent that any court in which such Proceeding was brought shall determine upon application that, despite the
adjudication of liability but in view of all the circumstances of the case, Indemnitee is fairly and reasonably entitled to indemnity for such expenses as such court shall deem proper. 

5. Indemnity for Amounts Paid in Settlement in Proceedings by or in the Right of the Corporation. The Corporation shall indemnify
Indemnitee in accordance with the provisions of this Paragraph 5 if Indemnitee is a party to or threatened to be made a party to any Proceeding by or in the right of the Corporation to procure a judgment in its favor by reason of the fact that
Indemnitee is or was a Director and/or Officer of the Corporation or a subsidiary of the Corporation, or is or was serving at the request of the Corporation as a director, officer, member or manager, partner, trustee, officer, employee, or agent of
another corporation, domestic or foreign, non-profit or for-profit, a limited liability company or a partnership, joint venture, trust or other enterprise, against all amounts actually and reasonably paid in settlement by Indemnitee in connection
with any such Proceeding, but only if he or 

 
she acted in good faith and in a manner which he or she reasonably believed to be in or not opposed to the best interests of the Corporation. 

6. Indemnity for Amounts Paid for in Judgments in Proceedings by or in the Right of the Corporation. The Corporation shall indemnify
Indemnitee in accordance with the provisions of this Paragraph 6 if Indemnitee is a party to or threatened to be made a party to any Proceeding by or in the right of the Corporation to procure a judgment in its favor by reason of the fact that
Indemnitee is or was a Director and/or Officer of the Corporation or a subsidiary of the Corporation, or is or was serving at the request of the Corporation as a director, officer, member or manager, partner, trustee, officer, employee, or agent of
another corporation, domestic or foreign, non-profit or for-profit, a limited liability company or a partnership, joint venture, trust or other enterprise, against all judgments, fines and penalties actually and reasonably incurred by Indemnitee in
connection with any such Proceeding, but only if he or she acted in good faith and in a manner which he or she reasonably believed to be in or not opposed to the best interests of the Corporation. 

7. Indemnification of Expenses of Successful Party. Notwithstanding any other provision of this Agreement, to the extent that Indemnitee
has been successful on the merits or otherwise in defense of any Proceeding or in defense of any claim, issue or matter therein, including dismissal without prejudice, Indemnitee shall be indemnified against all Expenses incurred in connection
therewith. 
 8. Advances of Expenses. Any Expenses incurred by or on behalf of Indemnitee pursuant to Paragraphs 3 or 4 in any
Proceeding shall be paid by the Corporation in advance upon the written request of Indemnitee if Indemnitee shall undertake to (a) repay such amount to the extent that it is ultimately determined by clear and convincing evidence in a court that
Indemnitee is not entitled to indemnification hereunder, and (b) reasonably cooperate with the Corporation concerning the action, suit or proceeding giving rise to the Expenses. Any advances to be made under this Paragraph 8 shall be paid by
the Corporation to Indemnitee within twenty (20) days following delivery of a written request therefor by Indemnitee to the Corporation. 
 9. Procedure. Any indemnification and advances provided for in Paragraph 3, 4, 5, 6, 7 and 8 shall be made no later than twenty (20) days after receipt of the written request of Indemnitee. If a
claim under this Agreement, under any statute, or under any provision of the Corporation’s Code of Regulations or Articles of Incorporation providing for indemnification, is not paid in full by the Corporation within twenty (20) days after
a written request for payment thereof has been first received by the Corporation, Indemnitee may, but need not, at any time thereafter bring an action against the Corporation to recover the unpaid amount of the claim and, subject to the other
provisions of this Agreement, Indemnitee also shall be entitled to be paid for the Expenses of bringing such action. It shall be a defense to any such action (other than an action brought to enforce a claim for Expenses incurred in connection with
any action, suit or proceeding in advance of its final disposition) that Indemnitee has not met the standards of conduct which make it permissible under applicable law for the Corporation to indemnify Indemnitee for the amount claimed, but the
burden of proving such defense shall be on the Corporation and Indemnitee shall be entitled to receive advance payments of expenses pursuant to Paragraph 8 hereof unless and until such defense may be finally adjudicated by court order or judgment
from which no further right of appeal exists. It is the parties’ intention that if the Corporation contests Indemnitee’s right to indemnification, the question of Indemnitee’s right to indemnification shall be for the court to decide.
There shall exist in such action a rebuttable presumption that Indemnitee has met the applicable standard(s) of conduct and is therefore entitled to indemnification pursuant to this Agreement. Neither the failure of the Corporation (including its
Board of Directors, any committee or subgroup of the Board of Directors, independent legal counsel or its shareholders) to have made a determination that indemnification of Indemnitee is proper in the circumstances because Indemnitee has met the
applicable standard of conduct as may be required by applicable law, nor any actual determination by the Corporation (including its Board of Directors, any committee or subgroup of the Board of Directors, independent legal counsel, or its
shareholders) that Indemnitee has not met such applicable standard of conduct, shall (a) constitute a defense to such action, (b) create a presumption that Indemnitee has or has not met the applicable standard of conduct, or
(c) otherwise alter the presumption in favor of Indemnitee referred to in the preceding sentence. 
 10. Allowance for
Compliance with SEC Requirements. Indemnitee acknowledges that the Securities and Exchange Commission (“SEC”) has expressed the opinion that indemnification of directors and officers from liabilities under the Securities Act of 1933, as
amended (the “Act”), is against public policy as expressed in the Act 

 
and is, therefore, unenforceable. Indemnitee hereby acknowledges and agrees that it will not be a breach of this Agreement for the Corporation to undertake with the SEC in connection with the
registration for sale of any capital stock or other securities of the Corporation from time to time that, in the event a claim for indemnification against such liabilities (other than the payment by the Corporation of expenses incurred or paid by a
director or officer of the Corporation in the successful defense of any action, suit or proceeding) is asserted in connection with such capital stock or other securities being registered, the Corporation will, unless in the opinion of its counsel
the matter has been settled by controlling precedent, submit to a court of competent jurisdiction on the question of whether or not such indemnification by it is against public policy as expressed in the Act and will be governed by the final
adjudication of such issue. Indemnitee further agrees that such submission to a court of competent jurisdiction shall not be a breach of this Agreement. 
 11. Indemnification Hereunder Not Exclusive. The indemnification provided by this Agreement shall not be deemed exclusive of any other rights to which Indemnitee may be entitled under the Articles of
Incorporation or the Code of Regulations of the Corporation, any agreement, any vote of shareholders or disinterested directors, the Ohio General Corporation Laws, or otherwise, both as to action in his or her official capacity and as to action in
another capacity while holding such office. 
 The indemnification under this Agreement for any action taken or not taken while
serving in an indemnified capacity shall continue as to Indemnitee even though he or she may have ceased to be a Director and/or Officer and shall inure to the benefit of the heirs, executors and personal representatives of Indemnitee. 

12. Partial Indemnification. If Indemnitee is entitled under any provision of this Agreement to indemnification by the Corporation for
some claims, issues or matters, but not as to other claims, issues or matters, or for some or a portion of the Expenses, judgments, fines or penalties actually and reasonably incurred by Indemnitee or amounts actually and reasonably paid in
settlement by Indemnitee in the investigation, defense, appeal or settlement of any Proceeding, but not for the total amount thereof, the Corporation shall nevertheless indemnify Indemnitee for the portion of such claims, issues or matters or
Expenses, judgments, fines, penalties or amounts paid in settlement to which Indemnitee is entitled. 
 13. No Rights of
Continued Employment. Nothing contained in this Agreement is intended to create in Indemnitee any right to continued employment with the Corporation. 
 14. Reimbursement to Corporation by Indemnitee; Limitation on Amounts Paid by Corporation. To the extent Indemnitee has been indemnified by the Corporation hereunder and later receives payments from any
insurance carrier covering the same Expenses, judgments, fines, penalties or amounts paid in settlement so indemnified by the Corporation hereunder, Indemnitee shall immediately reimburse the Corporation hereunder for all such amounts received from
the insurer. 
 Notwithstanding anything contained herein to the contrary, Indemnitee shall not be entitled to recover amounts
under this Agreement which, when added to the amount of indemnification payments made to, or on behalf of, Indemnitee, under the Articles of Incorporation or Code of Regulations of the Corporation, in the aggregate exceed the Expenses, judgments,
fines, penalties and amounts paid in settlement actually and reasonably incurred by Indemnitee (“Excess Amounts”). To the extent the Corporation has paid Excess Amounts to Indemnitee, Indemnitee shall be obligated to immediately reimburse
the Corporation for such Excess Amounts. 
 Notwithstanding anything contained herein to the contrary, the Corporation shall not
be obligated under the terms of this Agreement to indemnify Indemnitee: 
 (a) or advance expenses to Indemnitee with respect to
proceedings or claims initiated or brought voluntarily by Indemnitee and not by way of defense, except with respect to Proceedings brought to establish or enforce a right to indemnification under this Agreement or any other statute or law or
otherwise, but such indemnification or advancement of expenses may be provided by the Corporation in specific cases if the Board of Directors finds it appropriate; 
 (b) if it is proved by final judgment in a court of law or other final adjudication to have been based upon or attributable to the Indemnitee’s in fact having gained any personal profit or advantage
to which he or she was not legally entitled; 

 (c) for any expenses incurred by Indemnitee with respect to any proceeding instituted by
Indemnitee to enforce or interpret this Agreement, if a court of competent jurisdiction determines that each of the material assertions made by Indemnitee in such proceeding was not made in good faith or was frivolous; 

(d) for a disgorgement of profits made from the purchase and sale by Indemnitee of securities pursuant to Section 16(b) of the
Securities Exchange Act of 1934, as amended, or similar provisions of any state statutory law or common law; or 
 (e) for any
Expenses, judgment, fine or penalty which the Corporation is prohibited by applicable law from paying as indemnity or for any other reason. 
 15. Scope. Notwithstanding any other provision of this Agreement, except Paragraph 14 hereof, the Corporation hereby agrees to indemnify the Indemnitee to the fullest extent permitted by law,
notwithstanding that such indemnification is not specifically authorized by the other provisions of this Agreement, the Corporation’s Code of Regulations or Articles of Incorporation, or by statute. In the event of any change, after the date of
this Agreement, in any applicable law, statute or rule which expands the right of an Ohio corporation to indemnify a member of its board of directors or an officer, such change shall be deemed to be within the purview of the Indemnitee’s rights
and the Corporation’s obligations under this Agreement. In the event of any change in any applicable law, statute or rule which narrows the right of an Ohio corporation to indemnify a member of its board of directors or an officer, such change,
to the extent not otherwise required by such law, statute or rule to be applied to this Agreement, shall have no effect on this Agreement or the parties’ rights and obligations hereunder. 

16. Notice to Insurers. If, at the time of the receipt of a written request of Indemnitee pursuant to Paragraph 9 hereof, the Corporation
has director and officer liability insurance in effect, the Corporation shall give prompt notice of the commencement of such proceeding to the insurers in accordance with the procedures set forth in the respective policies. The Corporation shall
thereafter take all necessary or desirable action, using commercially reasonable efforts, to cause such insurers to pay, on behalf of the Indemnitee, all amounts payable as a result of such proceeding in accordance with the terms of such policies.

 17. Continuation of Rights and Obligations. All rights and obligations of the Corporation and Indemnitee hereunder shall
continue in full force and effect despite the subsequent amendment or modification of the Corporation’s Articles of Incorporation or Code of Regulations, as such are in effect on the date hereof, and such rights and obligations shall not be
affected by any such amendment or modification, any resolution of directors or shareholders of the Corporation, or by any other corporate action which conflicts with or purports to amend, modify, limit or eliminate any of the rights or obligations
of the Corporation and/or Indemnitee hereunder. 
 18. Amendment and Modification. This Agreement may only be amended, modified
or supplemented by the written agreement of the Corporation and Indemnitee. 
 19. Assignment. This Agreement shall not be
assigned by the Corporation or Indemnitee without the prior written consent of the other party thereto, except that the Corporation may freely assign its rights and obligations under this Agreement to any subsidiary for whom Indemnitee is serving as
a director and/or officer thereof; provided, however, that no permitted assignment shall release the assignor from its obligations hereunder. Subject to the foregoing, this Agreement and all of the provisions hereof shall be binding upon and inure
to the benefit of the parties hereto and their respective successors and assigns, including, without limitation, any successor to the Corporation by way of merger, consolidation and/or sale or disposition of all or substantially all of the capital
stock of the Corporation. 
 20. Saving Clause. If this Agreement or any portion thereof shall be invalidated on any ground by
any court of competent jurisdiction, the Corporation shall nevertheless indemnify Indemnitee as to Expenses, judgments, fines, penalties and amounts paid in settlement with respect to any Proceeding to the full extent permitted by any applicable
portion of this Agreement that shall not have been invalidated or by any other applicable law. 
 21. Counterparts. This
Agreement may be executed in two or more fully or partially executed counterparts each of which shall be deemed an original binding the signer thereof against the other signing parties, but all counterparts together shall constitute one and the same
instrument. Executed signature pages may be removed from counterpart agreements and attached to one or more fully executed copies of this Agreement. The parties may execute and deliver this Agreement by facsimile signature, which shall have the same
binding effect as an original ink signature. 

 22. Notice. Indemnitee shall, as a condition precedent to his or her right to be indemnified
under this Agreement, give to the Corporation notice in writing as soon as practicable of any claim made against him or her for which indemnity will or could be sought under this Agreement. Notice to the Corporation shall be directed to the
Corporation at its headquarters located at One Invacare Way, Elyria, Ohio 44035, Attention: Chairman (or such other address as the Corporation shall designate in writing to Indemnitee). Notice shall be deemed received three days after the date
postmarked if sent by prepaid mail, properly addressed. In addition, Indemnitee shall give the Corporation such information and cooperation as it may reasonably require within Indemnitee’s power. 

23. Applicable Law. All matters with respect to this Agreement, including, without limitation, matters of validity, construction, effect
and performance, shall be governed by and construed in accordance with the laws of the State of Ohio applicable to contracts made and to be performed therein between the residents thereof (regardless of the laws that might otherwise be applicable
under principles of conflict of law). 
 IN WITNESS WHEREOF, the parties hereby have caused this Agreement to be duly executed
and signed as of the day and year first above written. 
  

			
	 INVACARE CORPORATION

	 THE “CORPORATION”

		
	 By
	 	  

	 Its:

	
	 “INDEMNITEE”

 Schedule of Indemnity Agreements with Current Directors and Executive Officers 

 

					
	 Person
	  	 Position
	 	 Date of Agreement

			
	 A. Malachi Mixon, III
	  	Chairman of the Board and Director	 	May 24, 2001
			
	 Gerald B. Blouch
	  	President & Chief Executive Officer and Director	 	May 24, 2001
			
	 Joseph B. Richey, II
	  	President - Invacare Technologies, Senior Vice President - Electronics and Design Engineering and Director	 	May 24, 2001
			
	 Louis F.J. Slangen
	  	Senior Vice President - Corporate Marketing and Chief Product Officer	 	May 24, 2001
			
	 Robert K. Gudbranson
	  	Senior Vice President and Chief Financial Officer	 	April 1, 2008
			
	 Anthony C. LaPlaca
	  	Senior Vice President and General Counsel	 	December 29, 2008
			
	 Patricia A. Stumpp
	  	Senior Vice President - Human Resources	 	September 1, 2009
			
	 Carl E. Will
	  	Senior Vice President - Global Commercial Operations	 	November 19, 2010
			
	 James C. Boland
	  	Director	 	May 24, 2001
			
	 Michael F. Delaney
	  	Director	 	May 24, 2001
			
	 Dan T. Moore, III
	  	Director	 	May 24, 2001
			
	 William M. Weber
	  	Director	 	May 24, 2001
			
	 Dr. C. Martin Harris
	  	Director	 	January 24, 2003

					
			
	 Dale C. LaPorte
	  	Director	 	February 12, 2009
			
	 Charles S. Robb
	  	Director	 	March 1, 2010
			
	 James L. Jones
	  	Director	 	December 1, 2010
			
	 Baiju R. Shah
	  	Director	 	May 19, 2011Amendment No. 3 to Services Agreement, dated May 10, 2011

 Exhibit 10.2 
 NOTE: THROUGHOUT THIS DOCUMENT, CERTAIN CONFIDENTIAL MATERIAL CONTAINED HEREIN HAS BEEN OMITTED AND HAS BEEN SEPARATELY FILED WITH THE COMMISSION. EACH PLACE WHERE SUCH AN OMISSION HAS BEEN MADE IS
MARKED WITH AN [***]. 
 AMENDMENT NO. 3 
 TO 
 SERVICES AGREEMENT 

This Amendment No. 3 (“Amendment”), dated as of May 10, 2011 (“Amendment Effective Date”), modifies the Services Agreement
dated September 30, 2008, as amended December 30, 2009, and October 29, 2010 (the Services Agreement, collectively with all amendments, exhibits and schedules included therein, shall be referred to as the “Agreement”),
between R. R. Donnelley & Sons Company (“RR Donnelley” or “RRD”), a Delaware corporation, having its principal place of business at 111 South Wacker Drive, Chicago, IL 60606, and EDGAR Online, Inc. (“EOL”), a
Delaware corporation, having its principal place of business at 11200 Rockville Pike Suite 310, Rockville, MD 20852, as follows: 
  

	1)	This Amendment hereby incorporates and amends the above-referenced Agreement. The Agreement shall remain in effect and unchanged except to the extent provided in this
Amendment. In case of any conflict between a provision(s) of the Agreement and a provision(s) of this Amendment, the latter shall control with regard to the subject matter set forth herein. 

 

	2)	All terms defined in the Agreement shall have the same meaning when used in this Amendment. 

 

	3)	Exhibit A and Exhibit B, attached hereto, shall be incorporated by reference herein and made a part hereof, upon the Amendment Date and shall supersede and replace all
prior versions of such Exhibits. In addition, Exhibit A entitled “Rate Schedule” shall hereinafter be called “Additional Services and Fees,” and all references throughout the Agreement shall reflect such change.

  

	4)	The “EOL Service Offering” shall represent the conversion of regulatory documents into XBRL for submission to the SEC using EOL’s Business Process
Outsource Group and is defined in further detail in Exhibit B entitled “Services Description and Service Level Agreement.” 

  

	5)	The following definitions shall be added to Section 1. Definitions: 

 “Customer” means an entity that subscribes for the EOL Service Offering pursuant to an agreement between the Customer and RRD. 

  
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 “Intellectual Property Rights” shall mean all forms of intellectual
property rights and protections including, without limitation, all rights, titles and interests arising under U.S. common and statutory law and the laws of other countries to all: (i) patents and all filed, pending or potential applications for
patents, including any reissue, reexamination, division, continuation or continuation-in-part applications throughout the world now or hereafter filed; (ii) trade secret rights and equivalent rights; (iii) copyrights, other literary
property or authors rights, whether or not protected by copyright or as a mask work; and (iv) proprietary addresses and indicia, trademarks, trade names, symbols, logos, brand names and/or domain names. 

“Marks” refers to a party’s trademarks, trade names, and service marks. 

“SEC Mandate” shall refer to the ruling of the Securities and Exchange Commission regarding the mandatory filing of
corporate documents in XBRL. 
  

	6)	Section 2 entitled “Term” (as per Amendment No. 2 to the Services Agreement) is deleted in its entirety and replaced with the
following language: 

  

	 	a.	The term of this Agreement shall continue until December 31, 2013, (the “Initial Term”) unless terminated earlier in accordance with the provisions
contained in this Agreement. The Initial Term will be automatically renewed for an additional one (1) year term (the “Renewal Term,” and together with the Initial Term, the “Term”) unless either party gives the other written
notice of its decision not to renew, at least ninety (90) days prior to the end of the Initial Term. 

  

	 	b.	Upon expiration or termination of this Agreement, EOL shall be entitled to invoice RRD the fees due for services rendered and taxes due pursuant to this Agreement but
not yet invoiced or collected as of such expiration or termination date (as the case may be) and RRD shall pay such invoices in accordance with Section 5.d. hereof. 

 

	 	c.	Upon termination of this Agreement for any reason, the rights granted to RRD to market, promote and sell the EOL Service Offering (as set forth in Exhibit B) shall
immediately terminate; RRD shall cease using and destroy such materials; and RRD shall cease utilizing the EOL Service Offering, EOL’s Marks, EOL Developments and EOL Retained Property in any of its products, materials, processes and services,
and must notify EOL that it has complied with this provision within five (5) business days of the termination date. 

  

	7)	Section 3 is hereby deleted in its entirety. 

  

	8)	Section 4 entitled Ownership and Proprietary Rights shall be deleted in its entirety and replaced with the following: 

  
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	 	a.	All inventions, discoveries, developments, improvements, works of authorship and computer programs and related documentation (collectively, “Developments”)
created, performed, delivered, contributed or prepared independently by either party prior to or during the term of this Agreement, and any results or proceeds therefrom, are and will be the sole and exclusive property of the party whose employees
or third party consultants created such Developments (“Retained Property”). Ownership of Retained Property is not transferred to the other party, and the owning party reserves the right to continue using such property in the normal course
of its business. EOL and RR Donnelley will not commercially exploit Retained Property of the other party nor allow direct or indirect competitors of the other party to have access to the same at any time during or after the term of this Agreement.

  

	 	b.	Any Development which is jointly created shall be deemed to be “Joint Property”. Each party shall notify the other promptly in writing when it believes that
any Development may qualify as Joint Property (defined herein). If the other party agrees to such assertion, then such Joint Property, shall be jointly owned by RR Donnelley and EOL and may be used or exploited by either party without any duty of
accounting to the other. As used in subsection (b), the term “jointly created” means that one or more employees or third party consultants of each party is deemed to be an author or inventor under the United States Copyright Act or Patent
Act, as the case may be. If the parties do not agree on whether a Development qualifies as Joint Property, the dispute shall be resolved in accordance with the dispute resolution process set forth in Section 15(b). The parties acknowledge and
agree that the “RR Donnelley and EDGAR Online XBRL Reviewer’s Guide” is Joint Property. 

  

	 	c.	Except as provided herein, RRD shall not have the right to copy, alter, modify, disassemble, reverse engineer, decompile, or create source code from any object code, of
any computer software component of the EOL Service Offering or any workflow or other services or any business processes or product or service plan from any of the materials provided by EOL, the EOL Developments and EOL Retained Property.

  

	9)	Section 5 of the Agreement entitled “Currency; Rate Schedule and Determination of Fees throughout the Term” is hereby deleted in its entirety and
replaced with the following: 

 5. FEES, VOLUMES, DISCOUNTS, CUSTOMER MIGRATION AND INVOICES

  

	 	a.	[***] 

  

	 	b.	[***] 

  

	 	c.	[***] 

  
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	 	d.	[***] 

  

	 	e.	EOL Services and Fees. RRD will pay EOL the applicable fees set forth on Exhibit A for each of the additional services utilized in accordance with the
terms of such Exhibit. 

  

	 	f.	Invoices. EOL shall issue invoices for each job as it’s completed. Each invoice shall include the job number, concept count and number of rounds for
the filing. All invoices and invoice-related correspondence will be sent to: 

 Via Mail:

 RR Donnelley National Accounts Payable Center 

545 Mainstream Drive, Suite 300 
 Nashville, TN 37228 
 Prior to mailing the invoices to the address above, all
invoices will be posted by EOL to the existing RR Donnelley Venue Data room. 
  

	10)	Section 5.c. shall be deleted in its entirety. 

  

	11)	Section 8 entitled “Reporting” shall be deleted in its entirety and replaced with the following: 

 

	 	a.	Audits. 

 During
the Initial Term and for a period of two (2) years thereafter (the “Audit Period”), each party hereto shall maintain complete, accurate and fully reproducible records of all its activities related to this Agreement which are
reasonably necessary to enable an auditor to ascertain the accuracy of the fees invoiced or payments made under this Agreement (the “Records”). Each party hereto (the “Audited Party”) shall permit the other party (the
“Auditing Party”) or its authorized representatives from time to time to examine the Audited Party’s Records. In the event that the Auditing Party or its authorized representatives determine that the amounts paid to the Auditing Party
under this Agreement are less than the amounts that should have been paid to the Auditing Party, the Auditing Party shall notify the Audited Party in writing of the discrepancy. Within five (5) business days of receiving notice of the
discrepancy, the parties shall enter into good faith negotiations to settle the dispute. In the event that the parties are unable to settle the dispute within fifteen (15) days after receipt of notice of the discrepancy, they shall submit the
dispute to a mutually agreed upon independent auditor. If the independent auditor determines that the payments made to the Auditing Party are less than the actual payment due to the Auditing Party, the Audited Party shall pay to the Auditing Party
any amounts due to the Auditing Party as determined by the independent auditor. Additionally, if the independent auditor determines that the payments made to the Auditing Party are more than five percent (5%) less than the actual payment due to
the Auditing 

  
 Page 4

 
Party, the Audited Party shall pay the auditing fees of such independent auditor. In the event that the independent auditor determines that the payments made to the Auditing Party are deficient
but deficient by less than five (5%) percent of the actual payment due to the Auditing Party, the parties shall split equally the fees of the independent auditor. In the event that the independent auditor determines that the payments made to
the Auditing Party were not deficient, the Auditing Party shall pay all of the fees of the independent auditor. 
  

	12)	The following paragraph shall be added at the end of Section 9.a. entitled “Indemnification:” 

 

	 	(i)	RRD shall indemnify, defend, and hold harmless EOL and its employees, directors, officers and principals from and against any and all losses and damages incurred result
from or related to any claim, demand, dispute, complaint, cause of action, or suit relating to the compliance solution that RRD (the “RRD Service Offering”) combines with the EOL Service Offering (minus the EOL Service Offering) or
relating to infringement of RRD’s Marks on the Intellectual Property Rights of any third party, provided that RRD shall not be responsible if such infringement results from (i) modifications to any part of the RRD Service Offering that
were not made by RRD; (ii) RRD’s compliance with EOL’s specific instructions or (iii) EOL’s gross negligence or willful misconduct. 

 

	13)	Section 10h. and 10i are deleted in their entirety. 

  

	14)	Section 11a. is deleted in its entirety and replaced with the following: 

 CONFIDENTIALITY. Each party shall (i) not disclose, directly or indirectly, to any third party any portion of the Confidential Information of the other party except to
affiliates or contractors who are performing services hereunder and who agree to be bound by the restrictions of this Section 11 by signing the form agreement provided in Exhibit C, (ii) take all reasonable measures to prevent their
employees, agents, affiliates, successors and assigns from disclosing, directly or indirectly, to any third party any portion of the Confidential Information of the other party, (iii) not use or exploit the Confidential Information of the other
party in any way except for purpose of performing its obligations under this Agreement; (iv) promptly return or destroy, at the disclosing party’s option, all materials and documentation containing the Confidential Information upon
termination of this Agreement; (v) take all necessary precautions to protect the confidentiality of the Confidential Information received hereunder and exercise at least the same degree of care in safeguarding the Confidential Information as
such party would with its own confidential information; and, (vi) promptly advise the disclosing party in writing upon learning of any unauthorized use or disclosure of the Confidential Information. The term “Confidential Information”
shall mean all non-public information that a party designates either in writing or orally as being confidential or that a reasonable person would deem to be confidential given the nature of the content or the manner of the disclosure, including
without limitation 

  
 Page 5

 
the terms and conditions of this Agreement and all source code and trade secrets provided hereunder. If a party has any questions as to what constitutes such Confidential Information, that
party shall consult with the other party. “Confidential Information” shall not include information the receiving party can document: (A) is or has become readily publicly available through no fault of the receiving party or its
employees or agents; (B) is received from a third party lawfully in possession of such information and to the best of such party’s knowledge, lawfully empowered to disclose such information; (C) is rightfully in the possession of the
receiving party prior to its disclosure by the other party; or (D) is independently developed by the receiving party without use of the disclosing party’s Confidential Information. The receiving party may make disclosures required by law
or court order provided the receiving party uses reasonable efforts to limit disclosure and to obtain confidential treatment. 
  

	15)	Releases. 

  

	 	a.	RR Donnelley and its subsidiaries, parent companies, divisions, and affiliates, any of their predecessors of successors, and any of their officers, directors, employees
or other legal representatives hereby release and forever discharge EOL (including each of its subsidiaries, parent companies, divisions, and affiliates, any of their predecessors or successors, and any of their officers, directors, employees or
other legal representatives) from any and all manner of claims, disputes, actions, liabilities, causes of actions, suits, set-offs, counterclaims, demands, or damages, whatsoever, based on any legal or equitable theory, right of action or otherwise
(whether arising under federal, state, local law or regulation or common law), foreseen or unforeseen, known or unknown, matured or unmatured, accrued or not accrued, which existed on the Effective Date, including but not limited to any and all
claims that were asserted or could have been asserted prior to the Amendment Effective Date, whether or not RR Donnelley raised such claims, disputes, actions, causes of action, suits, set-offs, counterclaims, damages, or demands prior to the
Amendment Effective Date. 

  

	 	b.	EOL and its subsidiaries, parent companies, divisions, and affiliates, any of their predecessors of successors, and any of their officers, directors, employees or other
legal representatives hereby release and forever discharge RR Donnelley (including its subsidiaries, parent companies, divisions, and affiliates, any of their predecessors or successors, and any of their officers, directors, employees or other legal
representatives) from any and all manner of claims, disputes, actions, liabilities, causes of actions, suits, set-offs, counterclaims, demands, or damages, whatsoever, based on any legal or equitable theory, right of action or otherwise (whether
arising under federal, state, local law or regulation or common law), foreseen or unforeseen, known or unknown, matured or unmatured, accrued or not accrued, which existed on the Effective Date, including but not limited to any and all claims that
were asserted or could have been asserted prior to the Amendment Effective Date, whether or not EOL raised such claims, disputes, actions, causes of action, suits, set-offs, counterclaims, damages, or demands prior to the Amendment Effective Date.

  
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	16)	Except as expressly amended herein, the Agreement shall continue in full force and effect in accordance with its terms, without any waiver, amendment or other
modification of any provision thereof. 

 IN WITNESS WHEREOF, the parties have executed this Amendment through their duly
authorized representatives the day and year first above written. 
  

					
	R. R. DONNELLEY & SONS COMPANY	 	 	 	EDGAR ONLINE, INC.
			
	 /S/ CRAIG CLAY

(Signature)
	 		 	 /S/ DAVID PRICE

(Signature)

			
	 CRAIG CLAY

(Name – typed or printed)
	 		 	 DAVID PRICE

(Name – typed or printed)

			
	 EVP
 (Title)
	 		 	 EVP AND CFO

(Title)

  
 Page 7

 EXHIBIT A 
 ADDITIONAL SERVICES AND FEES 
 [***] 

 

  
 Page 8

 EXHIBIT B 
 Service Level Agreement 
 [***] 

 

  
 Page 9

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