Document:

exv10w01

 

Exhibit 10.01

Consulting Agreement

     This Consulting Agreement (this “Agreement”) is entered into as of September 18,
2006 (“Effective Date”) by and between Silicon Image, Inc., a Delaware corporation with its
principal place of business at 1060 East Arques Avenue, Sunnyvale, CA 94085 (“Company”) and
Patrick Reutens (“Consultant”). As used herein, “Party” or “Parties”
 will
refer to Company, Consultant or both, as the case may be. “Consultant” includes the Consultant,
and all employees and agents of the Consultant.

RECITAL

Consultant desires to perform, and Company desires to have Consultant perform, consulting services
as an independent contractor to Company.

NOW, THEREFORE, the Parties agree as follows:

	1.	 	Services

	 	1.1.	 	Performance. Consultant will provide legal consulting services to
Company as directed by Company management (the “Services”).
	 
	 	1.2.	 	Period of Consultancy. The “Period of Consultancy” will
commence on the Effective Date and will terminate on November 30, 2006.
	 
	 	1.3.	 	Payment. As sole compensation for the performance of the Services,
during the Period of Consultancy, Company will (a) pay Consultant a consulting fee of
$5,000, (b) pay Consultant performance-based compensation of up to $125,000 upon the
timely and satisfactory completion of performance objectives to be determined by the
Company’s Chief Executive Officer and (c) extend Consultant’s exercise period in which
to exercise his Company stock options from December 5, 2006 until the close of trading
on December 29, 2006. Consultant agrees that he shall not exercise his Company stock
options or otherwise trade in Company stock during the Period of Consultancy while in
possession of material nonpublic information. Consultant acknowledges that he may
obtain access to material nonpublic information during the Period of Consultancy by
virtue of his performance of the Services. Company will also reimburse Consultant for
his reasonable out-of-pocket expenses incurred in performing the Services which are
approved in advance by Company’s Chief Executive Officer. Consultant will invoice
Company on a monthly basis for such out-of-pocket expenses and Company will pay each
such invoice no later than thirty (30) days after its receipt. Consultant will receive
no other compensation or remuneration in connection with or based upon the Services.
Without limiting the foregoing, Consultant acknowledges and agrees that vesting under
his Company stock options ceased effective September 5, 2006.

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	2.	 	Relationship of the Parties.

	 	2.1.	 	Independent Contractor. Contractor is an independent contractor and is
not an agent or employee of, and has no authority to bind, Company by contract or
otherwise. Consultant will perform the Services under the general direction of
Company, but Consultant will determine, in Consultant’s sole discretion, the manner and
means by which the Services are accomplished, subject to the requirement that
Consultant shall at all times comply with applicable law.
	 
	 	2.2.	 	Employment Taxes and Benefits. Consultant will report as income all
compensation received by Consultant pursuant to this Agreement. Consultant will
indemnify, hold harmless, and, at Company’s request, defend Company and Company’s
subsidiaries, affiliates, directors, officers, employees and agents and independent
contractors from and against all claims, damages, losses and expenses, including
reasonable fees and expenses of attorneys and other professionals, relating to any
obligation imposed by law on Company to pay any withholding taxes, social security,
unemployment or disability insurance or similar items, including interest and penalties
thereon, in connection with compensation received by Consultant pursuant to this
Agreement.

	3.	 	Confidential Information
	 
	 	 	Consultant acknowledges that Consultant will acquire information and materials from Company
and knowledge about the business, products, customers, clients and suppliers of Company and
that all such knowledge, information and materials acquired, and the existence, terms and
conditions of this Agreement, are and will be the trade secrets and confidential and
proprietary information of Company (collectively “Confidential Information”).
Confidential Information will not include, however, any information which is or becomes part
of the public domain through no fault of Consultant. Consultant agrees to hold all such
Confidential Information in strict confidence, not to disclose it to others or use it in any
way, commercially or otherwise, except in performing the Services, and not to allow any
unauthorized person access to it, either before or after expiration or termination of this
Agreement. Consultant further agrees to take all action reasonably necessary and
satisfactory to protect the confidentiality of the Confidential Information including,
without limitation, implementing and enforcing operating procedures to minimize the
possibility of unauthorized use or copying of the Confidential Information.
	 
	4.	 	Termination and Expiration

	 	4.1.	 	Termination. Either party may terminate this Agreement in the event of
a breach by the other party if such breach continues uncured for a period of ten (10)
days after written notice.

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	 	4.2.	 	Expiration. Unless terminated earlier, this Agreement will expire at
the end of the Period of Consultancy.
	 
	 	4.3.	 	No Election of Remedies. The election by Company to terminate this
Agreement in accordance with its terms shall not be deemed an election of remedies, and
all other remedies provided by this Agreement or available at law or in equity shall
survive any termination.

	5.	 	Effect of Expiration or Termination.
	 
	 	 	Upon the expiration or termination of this Agreement for any reason:

	 	a)	 	Sections 2.2, 3, 5, 6, 8 and 9 of this Agreement shall survive
and the obligations thereunder shall continue in full force and effect; and
	 
	 	b)	 	upon the Company’s reasonable request, Consultant will promptly
notify Company of all Confidential Information in Consultant’s possession and,
at the expense of Consultant and in accordance with Company’s instruction, will
promptly deliver to Company all such Confidential Information.

	6.	 	Limitation of Liability
	 
	 	 	IN NO EVENT SHALL COMPANY OR CONSULTANT BE LIABLE FOR ANY SPECIAL, INCIDENTAL, INDIRECT OR
CONSEQUENTIAL DAMAGES OF ANY KIND IN CONNECTION WITH THIS AGREEMENT, EVEN IF COMPANY OR
CONSULTANT HAS BEEN INFORMED IN ADVANCE OF THE POSSIBILITY OF SUCH DAMAGES.
	 
	7.	 	Competitive Activities
	 
	 	 	Consultant will not during the term of this Agreement, directly or indirectly, in any
individual or representative capacity, engage or participate in or provide services to any
business whose primary business is directly competitive with Company. Company acknowledges
that it is aware that Consultant is an executive of Atmel Corporation and does not consider
Consultant’s employment by such company to be competitive with Company.
	 
	8.	 	Indemnification
	 
	 	 	a)   Consultant will defend, indemnify and hold harmless Company against all claims,
liabilities, damages, losses and expenses, including but not limited to reasonable
attorneys’ fees and costs of suit, that arise out of Consultant’s gross negligence or
willful misconduct; provided however, that Consultant shall not be obligated
to indemnify Company for: (i) settlements entered into without first obtaining

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	 	 	Consultant’s written consent; provided such consent shall not be unreasonably withheld; (ii)
any action taken at the express direction of Company; or (iii) to the extent such
indemnification is adjudicated to be unlawful.

	 	 	b)   Company will defend, indemnify and hold harmless Consultant against all claims,
liabilities, damages, losses and expenses (collectively, “Claim Against
Consultant”), including but not limited to reasonable attorneys’ fees and costs of suit,
arising out of Consultant’s lawful actions under this Agreement that are taken at the
direction of the Company; provided, however that the Company shall not be obligated to
defend, indemnify or hold harmless Consultant for (i) any matter for which Consultant is
obligated to indemnify the Company pursuant to Section 8(a); (ii) proceedings and claims
initiated or brought voluntarily by Consultant and not by way of defense, except with
respect to proceedings specifically authorized by the Board of Directors of the Company or
brought to establish or enforce a right to indemnification arising under this Agreement or
any statute or law or otherwise, (iii) settlements entered into without the Company’s
authorization and prior written consent; (iv) an action against Consultant for violation of
Section 16 of the Securities Exchange Act of 1934 or other similar law; or (v) to the extent
such indemnification is adjudicated to be unlawful. As a condition of Company’s obligations
under this Section 8(b) (collectively, “Company Indemnification Obligations”),
Consultant will (1) provide Company with prompt written notice of any Claim Against
Consultant, (2) permit Company to have sole control of the defense, settlement, adjustment
or compromise of any such Claim Against Consultant; provided, that (a) Company will not make
any acknowledgment of culpability on Consultant’s behalf without Consultant’s consent, and
(b) Consultant may secure his own legal representation at his sole expense, who shall not
control or participate in the defense, provided further that if the Company and Consultant
are named as co-defendants in an action and there is a conflict of interest that prevents
the Company from representing Consultant in such action then, solely with respect to the
issues where such conflict of interest exists, Company will no longer control Consultant
defense in such action and will pay, to the extent of any Company Indemnification
Obligations, for the reasonable fees and expenses of Consultant’s counsel in such action,
and (3) provide Company with all reasonable assistance (which shall not be construed to
include the payment of funds by Consultant) in the defense, settlement, adjustment or
compromise of any Claim Against Consultant.
	 
	9.	 	General

	 	a)	 	Assignment. Consultant may not assign Consultant’s rights or delegate
Consultant’s duties under this Agreement either in whole or in part without the prior
written consent of Company. Any attempted assignment or delegation without such
consent will be void.
	 
	 	b)	 	Attorneys’ Fees. If any action is necessary to enforce the terms of
this Agreement, the substantially prevailing party will be entitled to reasonable
attorney’s fees, costs and expenses in addition to any other relief to which such
prevailing party may be entitled.

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	 	c)	 	Governing Law Severability. This Agreement will be governed by and
construed in accordance with the laws of the State of California excluding that body of
law pertaining to conflict of laws. If any provision of this Agreement is for any
reason found to be unenforceable, the remainder of this Agreement will continue in full
force and effect.
	 
	 	d)	 	Notices. Any notices under this Agreement will be sent by certified or
registered mail, return receipt requested, to the address specified below or such other
address as the party specifies in writing. Such notice will be effective upon its
mailing as specified.
	 
	 	e)	 	Complete Understanding; Modifications. This Agreement constitutes the
complete and exclusive understanding and agreement of the parties and supersedes all
prior understandings and agreements, whether written or oral, with respect to the
subject matter hereof and thereof. Any waiver, modification or amendment of any
provision of this Agreement will be effective only if in writing and signed by the
parties hereto. This Agreement may be executed in one or more counterparts, each of
which shall for all purposes be deemed to be an original and all of which shall
constitute the same instrument.

     IN WITNESS WHEREOF, the parties have executed this Agreement as of the Effective Date.

	 	 	 	 	 	 	 	 	 	 	 
	COMPANY:	 	 	 	CONSULTANT:  
	 
	 	 	 	 	 	 	 	 	 	 
	SILICON IMAGE, INC.	 	 	 	PATRICK REUTENS
	 
	 	 	 	 	 	 	 	 	 	 
	By:

	 	/s/ Steve Tirado
	 	 	 	By:
	 	Patrick Reutens	 	 
	 

	 	 

	 	 	 	 	 	 

	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Name:	 	Steve Tirado	 	 	 	Address: [Address]
	 
	 	 	 	 	 	 	 	 	 	 
	Title:

	 	Chief Executive Officer	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 

5exv10w19

 

Exhibit 10.19

PERFORMANCE-VESTING

Restricted Stock Unit Award Notification

	 	 	 
	To:

	 	«FIRST_NAME» «LAST_NAME»

«EMAIL_ADDRESS»

Employee ID: «ID»
	Subject:

	 	Restricted Stock Unit Grant

 

Congratulations! We are pleased to inform you that the Board of Directors has granted to you an
award of Restricted Stock Units under the KLA-Tencor Corporation 2004 Equity Incentive Plan (the
“EIP4 Equity Plan”). Subject to the provisions of the EIP4 Equity Plan and the Restricted Stock
Unit Agreement, the principal features of this award are as follows:

	 	 	 
	Date of Grant:

	 	XXX
	 
	 	 
	Award Number:

	 	«NUM»
	 
	 	 
	Maximum Number of
Restricted Stock Units
Awarded:

	 	«SHARES_GRANTED».
	 

	 	Each Restricted Stock Unit represents the right to receive one share of KLA-Tencor Corporation
common stock upon the satisfaction of the applicable vesting requirements set forth below.
	 
	 	 
	Vesting Schedule:

	 	The number of Restricted Stock Units in which you may actually vest shall be
determined as follows:
	 
	 	 
	 

	 	     (i) first, as soon as practicable following the completion of the
audited financial statements for the Company’s ___fiscal year, the
Administrator shall determine the level at which the applicable performance
goal for that year (as set forth in attached Schedule A) has been attained
and on the basis of that assessment determine the specific number of
Restricted Stock Units hereby awarded to you in which you will have the
potential to vest based on your continuation in Service Provider status.
Such number may range from 0 Restricted Stock Units (if less than threshold
attainment of the performance goal is attained) to the maximum number of
Restricted Stock Units set forth above (if attainment is at or above the
maximum specified goal). The actual number shall be determined on the basis
of the matrix (and linear interpolation) set forth in attached Schedule A.
	 
	 	 
	 

	 	     (ii) You shall vest in 50% of the number of Restricted Stock Units
determined under subparagraph (i) upon your continuation in Service Provider
status through ___.
	 
	 	 
	 

	 	     (iii) You shall vest in the remaining 50% upon your continuation in
Service Provider status through ___.
	 
	 	 
	 

	 	Vesting in your Restricted Stock Units will cease immediately upon your
termination of Service Provider status for any reason, including pursuant to
a reduction-in-force.

 

 

The issuance of shares of KLA-Tencor Corporation common stock upon the vesting of Restricted Stock
Units is subject to compliance with all of the applicable requirements of all laws or regulations
with respect to such units. Neither the grant of this award nor the vesting schedule alter the
terms of your employment, which remain at-will and subject to termination by KLA-Tencor or you at
any time, with or without cause or notice.

PLEASE BE SURE TO READ THE RESTRICTED STOCK UNIT AGREEMENT, WHICH CONTAINS SPECIFIC TERMS AND
CONDITIONS APPLICABLE TO THIS AWARD. By accepting this award, you agree and understand that this
award is subject to all of the terms and conditions contained in this Restricted Stock Unit Award
Notification, the EIP4 Equity Plan document, and the Restricted Stock Unit Agreement. For copies of
the Restricted Stock Unit Agreement and the EIP4 Equity Plan document, please see the Employee
Stock Services Web-site, which can be accessed through the KLA-Tencor Intranet site:
http://ktwebdev.kla-tencor.com/treasury/kla_web/sop_features.html

THIS MEMO, IS YOUR OFFICIAL NOTIFICATION OF THIS AWARD. NO ADDITIONAL DOCUMENTATION WILL BE SENT
TO YOU CONCERNING THIS AWARD.

 

 

SCHEDULE A

APPLICABLE PERFORMANCE GOAL AND MATRIX FOR DETERMINATION OF NUMBER OF RESTRICTED STOCK UNITS

SUBJECT TO POTENTIAL VESTING

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