Document:

EXHIBIT 4.1

 

CHINA GROWTH EQUITY INVESTMENT LTD.

 

UNITS CONSISTING OF ONE ORDINARY SHARE AND ONE WARRANT TO PURCHASE ONE 

ORDINARY SHARE

 

THIS CERTIFIES THAT                                                                                                                                                   is the owner of                                                                                                       Units.

 

Each Unit (“Unit”) consists of one (1) ordinary share, par value $0.001 per share (“Ordinary Share ”), of China Growth Equity Investment Ltd., a Cayman Islands limited life exempted company (the “ Company ”), and one warrant (the “ Warrants ”). Each Warrant entitles the holder to purchase one (1) Ordinary Share (subject to adjustment) for $10.00 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) thirty (30) days after the Company’s completion of a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination with one or more businesses (each a “ Business Combination ”), or (ii) twelve (12) months from the closing of Company’s initial public offering, and will expire unless exercised before 5:00 p.m., New York City Time, on the date that is five (5) years after the date on which the Company completes its initial Business Combination, or earlier upon redemption or liquidation (the “ Expiration Date ”). The Ordinary Shares and Warrants comprising the Units represented by this certificate are not transferable separately prior to                      , 20___, unless Deutsche Bank Securities Inc. elects to allow separate trading earlier, subject to the Company’s filing of a current Report on Form 8-K with the Securities and Exchange Commission containing an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the Company’s initial public offering and issuing a press release announcing when separate trading will begin. The terms of the Warrants are governed by a Warrant Agreement, dated as of                      , 2011, between the Company and American Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at _____________, and are available to any Warrant holder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

 

Witness the facsimile signature of its duly authorized officers.

 

	  	  	  
	
Secretary

	  	
President

 

  

  

  

 

China Growth Equity Investment Ltd.

 

The Corporation will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	
TEN COM

	  	
—

	  	
as tenants in common

	  	
UNIF GIFT MIN ACT

	  	
—

	  	
__________Custodian                     

	 	 	 	 	 	 	 	 	 	 	__________ 
	
TEN ENT

	  	
—

	  	
as tenants by the entireties

	  	  	  	  	  	
      (Cust)

(Minor)

 under Uniform Gifts to Minors

	
JT TEN

	  	
—

	  	
as joint tenants with right of survivorship and not as tenants in common

	  	  	  	
Act

	  	  
	  	  	  	  	  	  	  	  	  	  	
(State)

 

Additional abbreviations may also be used though not in the above list.

 

For value received,                                         hereby sell, assign and transfer unto                                  

 

PLEASE INSERT SOCIAL SECURITY OR

                      OTHER

 IDENTIFYING NUMBER OF ASSIGNEE

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

    

                                                                                                                                                                                                                                                  Units represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

                                                                                                                            Attorney to transfer the said Units on the books of the within named Corporation with full power of substitution in the premises.

 

Dated                                                     

	 	 	 	 	 
	  	  	
Notice:

	  	
The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

	  	  	  	  	  
	
Signature(s) Guaranteed:

	  	  	  	  
	  	  	  	  	  
	
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).EXHIBIT 4.2

 

NUMBER

 

C

 

	  	  	
SHARES

 SEE REVERSE FOR

 CERTAIN DEFINITIONS

 CUSIP__________

 

CHINA GROWTH EQUITY INVESTMENT LTD.

 INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS

 ORDINARY SHARES

 

	
This Certifies that

	  	  
	  	  	  
	
is the owner of

	  	  
	  	  	  

 

FULLY PAID AND NON-ASSESSABLE ORDINARY SHARES, PAR VALUE OF $.001

 

CHINA GROWTH EQUITY INVESTMENT LTD.

(THE “CORPORATION”)

 

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

 

The Corporation will redeem all ordinary shares, and liquidate and distribute the proceeds held in the trust account and any remaining net assets to its public shareholders if it is unable to complete a business combination by                , 2013 (TWENTY-FOUR MONTHS FROM THE DATE OF THE CLOSING OF THE CORPORATION’S INITIAL PUBLIC OFFERING) as more fully described in the Corporation’s final prospectus dated               , 2011.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

 

Witness the seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

	  	  	
[Corporate Seal]

	  	  
	
Secretary

	  	
Cayman Islands

	  	
President

 

  

  

  

 

CHINA GROWTH EQUITY INVESTMENT LTD.

 

The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the memorandum and articles of association and all amendments thereto and resolutions of the Board of Directors providing for the issue of securities (copies of which may be obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	
TEN COM

	  	
—

	  	
as tenants in common

	  	
UNIF GIFT MIN ACT

	  	
—

	  	
__________Custodian                     

	 	 	 	 	 	 	 	 	 	 	__________ 
	
TEN ENT

	  	
—

	  	
as tenants by the entireties

	  	  	  	  	  	
    (Cust)                            

(Minor)

	
JT TEN

	  	
—

	  	
as joint tenants with right

	  	  	  	  	  	
under Uniform Gifts to Minors

	  	  	  	  	
of survivorship and not as tenants in common

	  	  	  	
Act

	  	  
	  	  	  	  	  	  	  	  	  	  	
(State)

 

Additional abbreviations may also be used though not in the above list.

 

For value received,                                                             hereby sells, assigns and transfers unto

	
(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER(S) OF ASSIGNEE(S))

	 
	
(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF 

ASSIGNEE(S))

 

                                                                                                                                                                                                                                Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitutes and appoints

 

Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

    

Dated:

NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

Signature(s) Guaranteed:

 By

  

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

 

In each case, as more fully described in the Corporation’s final prospectus dated ______, 2011, the holder(s) of this certificate shall be entitled to receive a pro-rata portion of funds from the trust account only in the event that the Corporation redeems the Ordinary Shares sold in its initial public offering and liquidates and distributes the proceeds held in the trust account and any remaining net assets to its public shareholders because it does not consummate an initial business combination by ___, 2013 (TWENTY-FOUR MONTHS FROM THE DATE OF THE CLOSING OF THE CORPORATION’S INITIAL PUBLIC OFFERING), or if the holder(s) seek(s) to redeem for cash his, her or its respective Ordinary Shares in connection with a tender offer (or proxy solicitation, solely in the event the Corporation seeks stockholder approval of the proposed initial business combination) setting forth the details of a proposed initial business combination. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

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