Document:

Amendment No.1 to the Purchase and Sale Agreement

 Exhibit 10.2 
 EXECUTION COPY 
 AMENDMENT NO. 1 TO THE PURCHASE AND SALE AGREEMENT

 This AMENDMENT NO. 1 TO THE PURCHASE AND SALE AGREEMENT (this “Amendment”), is dated as of
November 30, 2011, between Fifth Street Funding, LLC, as the purchaser (in such capacity, the “Purchaser”) and Fifth Street Finance Corp., as the seller (in such capacity, the “Seller”). Capitalized terms used
but not defined herein have the meanings provided in the Purchase and Sale Agreement (as defined below). 
 R E
C I T A L S 
 WHEREAS, the above-named parties have entered into the
Purchase and Sale Agreement, dated as of November 16, 2009 (such agreement as amended, modified, supplemented, waived or restated from time to time, the “Purchase and Sale Agreement”), and, pursuant to and in accordance with
Section 10.3 thereof, the parties hereto desire to amend the Purchase and Sale Agreement in certain respects, as provided herein. 
 NOW, THEREFORE, based upon the above Recitals, the mutual premises and agreements contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows: 
 SECTION 1. AMENDMENT.

 (a) Section 6.2(b) of the Purchase and Sale Agreement is hereby amended by inserting the following as clause
(vii) and renumbering the subsequent clauses as appropriate: 
 “(vii) the Outstanding Balance of all
Loan Assets (other than Warranty Loan Assets), subject to clauses (ii), (iv) or (vi) of the definition of “Value Adjustment Event” set forth in the Loan and Servicing Agreement which were released for dividend from the Purchaser
to the Seller pursuant to Section 2.07(g) of the Loan and Servicing Agreement or substituted pursuant to this Section 6.2, in each case during any 12-month period (or such lesser number of months as shall have elapsed as of the date of the
proposed Substitution) does not exceed 10% of the highest aggregate Outstanding Balance of any month during such 12-month period (or such lesser number of months as shall have elapsed as of such date);” 

(b) Clause (viii) (after giving effect to this Amendment) of Section 6.2(b) of the Purchase and Sale Agreement is hereby
amended and restated in its entirety as follows: 
 “(viii) the Outstanding Balance of all Loan Assets
(other than Warranty Loan Assets and Loan Assets that were subject to clauses (ii), (iv) or (vi) of the definition of “Value Adjustment Event” set forth in the Purchase and Sale Agreement and were released for dividend from the
Purchaser to the Seller pursuant to Section 2.07(g) of the Purchase and Sale Agreement or substituted pursuant to this Section 6.2) sold pursuant to Section 2.07(b) of the Purchase and Sale Agreement or substituted pursuant to
this Section 6.2 during any 12-month period (or such lesser number of months as shall have elapsed as of the date of the proposed Substitution) does not exceed 10% of the highest aggregate Outstanding Balance of any month during such
12-month period (or such lesser number of months as shall have elapsed as of such date);” 

 SECTION 2. AGREEMENT IN FULL FORCE AND EFFECT AS AMENDED. 

Except as specifically amended hereby, all provisions of the Purchase and Sale Agreement shall remain in full force and effect. After this
Amendment becomes effective, all references to the Purchase and Sale Agreement, and corresponding references thereto or therein such as “hereof”, “herein”, or words of similar effect referring to the Purchase and Sale Agreement
shall be deemed to mean the Purchase and Sale Agreement as amended hereby. This Amendment shall not be deemed to expressly or impliedly waive, amend or supplement any provision of the Purchase and Sale Agreement other than as expressly set forth
herein. 
 SECTION 3. REPRESENTATIONS. 
 Each of the Purchaser and the Seller, severally for itself only, represents and warrants as of the date of this Amendment as follows: 

(i) it is duly incorporated or organized, validly existing and in good standing under the laws of its jurisdiction of
incorporation or organization; 
 (ii) the execution, delivery and performance by it of this Amendment and the
Purchase and Sale Agreement as amended hereby are within its powers, have been duly authorized, and do not contravene (A) its charter, by-laws, or other organizational documents, or (B) any Applicable Law; 

(iii) no consent, license, permit, approval or authorization of, or registration, filing or declaration with any
governmental authority, is required in connection with the execution, delivery, performance, validity or enforceability of this Amendment and the Purchase and Sale Agreement as amended hereby by or against it; 

(iv) this Amendment has been duly executed and delivered by it; 

(v) each of this Amendment and the Purchase and Sale Agreement as amended hereby constitutes its legal, valid and binding
obligation enforceable against it in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally or
by general principles of equity; and 
 (vi) there is no Unmatured Event of Default or Event of Default, or
Seller Termination Event. 
 SECTION 4. CONDITIONS TO EFFECTIVENESS. 

The effectiveness of this Amendment is conditioned upon delivery of duly executed signature pages by all parties hereto to the
Administrative Agent. 

  
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 SECTION 5. MISCELLANEOUS. 

(a) This Amendment may be executed in any number of counterparts (including by facsimile), and by the different parties hereto on the same
or separate counterparts, each of which shall be deemed to be an original instrument but all of which together shall constitute one and the same agreement. 
 (b) The descriptive headings of the various sections of this Amendment are inserted for convenience of reference only and shall not be deemed to affect the meaning or construction of any of the provisions
hereof. 
 (c) This Amendment may not be amended or otherwise modified except as provided in the Purchase and Sale Agreement.

 (d) The failure or unenforceability of any provision hereof shall not affect the other provisions of this Amendment.

 (e) Whenever the context and construction so require, all words used in the singular number herein shall be deemed to have
been used in the plural number, and vice versa, and the masculine gender shall include the feminine and neuter and the neuter shall include the masculine and feminine. 
 (f) This Amendment and the Purchase and Sale Agreement represent the final agreement among the parties with respect to the matters set forth therein and may not be contradicted by evidence of prior,
contemporaneous or subsequent oral agreements among the parties. There are no unwritten oral agreements among the parties with respect to such matters. 
 (g) THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE CHOICE OF LAW PROVISIONS SET FORTH IN THE LOAN AND
SERVICING AGREEMENT AND SHALL BE SUBJECT TO THE WAIVER OF JURY TRIAL AND NOTICE PROVISIONS OF THE LOAN AND SERVICING AGREEMENT. 
 [Remainder of Page Intentionally Left Blank] 

  
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 IN WITNESS WHEREOF, the parties have caused this Amendment No. 1 to be executed
by their respective officers thereunto duly authorized, as of the date first above written. 
  

					
	FIFTH STREET FUNDING, LLC, as the Purchaser
		
	By:	 	 /s/ Bernard D. Berman

		 	Name:	 	Bernard D. Berman
		 	Title:	 	President

 [SIGNATURES CONTINUED ON FOLLOWING PAGE] 

  
 Fifth Street
Funding, LLC 
 Amendment No. 1 to PSA 

 
					
	FIFTH STREET FINANCE CORP., as the Seller
		
	By:	 	 /s/ Bernard D. Berman

		 	Name:	 	Bernard D. Berman
		 	Title:	 	President

 [SIGNATURES CONTINUED ON FOLLOWING PAGE] 

  
 Fifth Street
Funding, LLC 
 Amendment No. 1 to PSA 

 Acknowledged and consented to as of the date first written above: 

 

					
	 WELLS FARGO SECURITIES, LLC,
 as the Administrative Agent

		
	By:	 	 /s/ Matt Jensen, CFA

		 	Name:	 	Matt Jensen, CFA
		 	Title:	 	Vice President
	
	WELLS FARGO BANK, N.A., (as successor by merger to Wachovia Bank, National Association), as the Lender
		
	By:	 	 /s/ Kevin Sunday

		 	Name:	 	Kevin Sunday
		 	Title:	 	Director

 [SIGNATURES CONTINUED ON FOLLOWING PAGE] 

  
 Fifth Street
Funding, LLC 
 Amendment No. 1 to PSA 

 Acknowledged and consented to as of the date first written above: 

 

					
	WELLS FARGO BANK, N.A., as the Collateral Agent
		
	By:	 	 /s/ Michael Roth

		 	Name:	 	Michael Roth
		 	Title:	 	V.P.

  
 Fifth Street
Funding, LLC 
 Amendment No. 1 to PSAAmendment to the Alliant Energy Corporation

 Exhibit 10.1 
 AMENDMENT TO THE 
 ALLIANT ENERGY CORPORATION 

2010 OMNIBUS INCENTIVE PLAN 
 This Amendment (this “Amendment”) to the Alliant Energy Corporation 2010 Omnibus Incentive Plan (as amended, amended and restated or otherwise modified from time to time, the
“Plan”) is made by ALLIANT ENERGY CORPORATION (the “Company”), effective as of January 1, 2012. Capitalized terms used and not otherwise defined herein shall have the meanings assigned to them in the Plan.

 WHEREAS, Section 14(b) of the Plan provides that the Committee may amend the Plan at any time, subject to certain
exceptions; and 
 WHEREAS, the Committee has determined that it is in the best interests of the Company and the Participants
that the definition of “Change in Control of the Company” conform to current market practice and the requirements of Section 409A of the Code and the Treasury Regulations and guidance thereunder; and 

WHEREAS, the Committee now desires to amend the Plan as provided below. 

NOW, THEREFORE, pursuant to Section 14(b) of the Plan, the Committee amends the Plan as follows: 

Section 1. Amendment: 
 1. With respect to all Awards granted under the Plan on or after the date hereof, the definition of “Change in Control of the Company” in Section 2(e) of the Plan is hereby replaced
in its entirety as follows: 
 “A “Change in Control of the Company” shall be determined with reference to Alliant
Energy Corporation as the Company, as more fully set forth below, and shall be deemed to have occurred if an event set forth in any one of the following paragraphs shall have occurred[, and such an event is a change in ownership or effective control
of a corporation or a change in ownership of a substantial portion of the assets of a corporation pursuant to Treasury Regulations section 1.409A-3(i)(5)]: 
 (i) any Person (other than (A) the Company or any subsidiary of the Company (each a “Subsidiary”), (B) a trustee or other fiduciary holding securities under any employee benefit plan
of the Company or any Subsidiary, (C) an underwriter temporarily holding securities pursuant to an offering of such securities or (D) a corporation owned, directly or indirectly, by the shareowners of the Company in substantially the same
proportions as their ownership of stock in the Company (“Excluded Persons”)) is or becomes the beneficial owner, directly or indirectly, of securities of the Company (not including in the securities beneficially

 
owned by such Person any securities acquired directly from the Company or its affiliates after the Award Date, pursuant to express authorization by the Board that refers to this exception)
representing 30% or more of either the then outstanding shares of Stock or the combined voting power of the Company’s then outstanding voting securities; provided, however, that for purposes of this Section 2(e)(i), any acquisition
pursuant to a transaction described in Section 2(e)(iii) and that is not a “Change in Control of the Company” pursuant to such Section shall also not constitute a “Change in Control of the Company” for purposes of this
Section 2(e)(i); or 
 (ii) the following individuals cease for any reason to constitute a majority of the number of
directors of the Company then serving: (A) individuals who, on the date of an Award, constituted the Board and (B) any new director (other than a director whose initial assumption of office is in connection with an actual or threatened
proxy or consent solicitation for the purpose of opposing a solicitation by the Company relating to the election of directors of the Company) whose appointment or election by the Board or nomination for election by the Company’s shareowners was
approved by a vote of at least two-thirds (2/3) of the directors then still in office who either were directors on the date of an Award, or whose appointment, election or nomination for election was previously so approved; or 

(iii) the Company after the date of an Award, consummates a merger, consolidation or share exchange with any other corporation or issues
voting securities in connection with a merger, consolidation or share exchange involving the Company (or any Subsidiary), other than (A) a merger, consolidation or share exchange which results in the voting securities of the Company outstanding
immediately prior to such merger, consolidation or share exchange continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or any parent thereof) at least 50% of the combined
voting power of the voting securities of the Company or such surviving entity or any parent thereof outstanding immediately after such merger, consolidation or share exchange, or (B) a merger, consolidation or share exchange effected to
implement a recapitalization of the Company (or similar transaction) in which no Person (other than an Excluded Person) is or becomes the beneficial owner, directly or indirectly, of securities of the Company (not including in the securities
beneficially owned by such Person any securities acquired directly from the Company or its affiliates after the Award Date, pursuant to express authorization by the Board that refers to this exception) representing 30% or more of either the then
outstanding shares of Stock or the combined voting power of the Company’s then outstanding voting securities; or 
 (iv) the
shareowners of the Company approve, and the Company completes, a plan of complete liquidation or dissolution of the Company 

 
or the Company effects a sale or disposition of all or substantially all of its assets (in one transaction or a series of related transactions within any period of 24 consecutive months), other
than a sale or disposition by the Company of all or substantially all of the Company’s assets to an entity at least 75% of the combined voting power of the voting securities of which are owned by Persons in substantially the same proportions as
their ownership of the Company immediately prior to such sale. 
 Notwithstanding the foregoing, no “Change in Control of
the Company” shall be deemed to have occurred if there is consummated any transaction or series of integrated transactions immediately following which the record holders of the Stock immediately prior to such transaction or series of
transactions continue to own, directly or indirectly, in the same proportions as their ownership in the Company, an entity that owns all or substantially all of the assets or voting securities of the Company immediately following such transaction or
series of transactions.” 
 Section 2. Effect of Amendment: On and after the effectiveness of this
Amendment, each reference in the Plan to “this Plan”, “hereunder”, “hereof” or words of like import referring to the Plan, shall mean and be a reference to the Plan, as amended by this Amendment. Except as amended
hereby, the Plan continues and shall remain in full force and effect in all respects.

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