Document:

exv10w01xhy

 

Exhibit 10.01(h)

TO BE EFFECTIVE AS OF THE END OF THE MONTH IN WHICH YOU SUBMIT THIS SERIES EXCHANGE
SUBSCRIPTION AGREEMENT, THIS SERIES EXCHANGE SUBSCRIPTION AGREEMENT MUST BE PROPERLY COMPLETED AND
DELIVERED TO SUPERFUND ASSET MANAGEMENT, INC., OR TO YOUR BROKER-DEALER IN TIME FOR IT TO BE
FORWARDED AND RECEIVED BY SUPERFUND ASSET MANAGEMENT, INC., ON BEHALF OF QUADRIGA SUPERFUND, L.P.,
TEN (10) DAYS BEFORE THE LAST DAY OF THE MONTH, ATTN: SUPERFUND CAPITAL MANAGEMENT, INC., C/O
SUPERFUND ASSET MANAGEMENT, INC., 489 FIFTH AVENUE, NEW YORK, NY 10017.

EXCHANGE REQUESTS ARE IRREVOCABLE FIVE DAYS AFTER SUBMISSION TO YOUR BROKER-DEALER.

By execution and delivery of this Series Exchange Subscription Agreement, I hereby redeem the Units
of Quadriga Superfund, L.P Series A or Series B, as identified below under “Series Exchange
Election,“ and, by application of the proceeds of such redemption to the payment of the purchase
price for Units of the other Series, I hereby subscribe for Units in the other Series at a price
equal to 100% of the Net Asset Value per Unit of such Series as of the close of business on the
date of the applicable monthly closing.

I understand that the minimum exchange amount, and the minimum holding amount in case of partial
exchanges, is $5,000 or a number of whole Units the Net Asset Value of which is equal to or greater
than $5,000, and that requests for an exchange of less than $5,000, or the Unit equivalent thereof,
will not be effected. I further understand that, if I am requesting an exchange for less than the
full amount of my investment in one Series, I must retain Units with a Net Asset Value of at least
$5,000 in that Series after the exchange is completed.

PLEASE NOTE: If a partial exchange would result in you holding Units with a Net Asset Value of
less than $5,000 in the Series from which Units are to be redeemed to effect the requested
exchange, the exchange request will be deemed to be a request for an exchange of your full
investment amount into the other Series, and by your signature below you hereby consent to such
exchange.

BY SIGNING BELOW, YOU ACKNOWLEDGE RECEIPT OF THE QUADRIGA SUPERFUND, L.P. PROSPECTUS
DATED  M / M / D / D / Y / Y  A N Y APPLICABLE SUPPLEMENT TO THE PROSPECTUS, THE CURRENT MONTHLY REPORT FOR THE FUND,
THE FUND’S SUBSCRIPTION AGREEMENT AND THIS SERIES EXCHANGE SUBSCRIPTION AGREEMENT, THE TERMS OF ALL
OF WHICH GOVERN THE INVESTMENT IN THE UNITS FOR WHICH YOU ARE SUBSCRIBING.

SERIES EXCHANGE ELECTION

	 	 	 	 	 
	Dollar Amount $

	 	 	 	(not less than $5,000, to be rounded up to nearest whole Unit)
	 

	 	 	 	 
	 
	 	 	 	 
	OR
	 	 	 	 
	 
	 	 	 	 
	Number of Units

	 	 	 	(NAV of at least $5,000)
	 

	 	 	 	 

to be redeemed from Quadriga Superfund, L.P. o Series A OR o Series B (check
one) and exchanged for Units in the other Series.

ACCOUNT INFORMATION

(Please print).

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Account Name:

	 	 	 	 	 	 	 	 	 	 	 	Telephone
	 	 	 	-
	 	 	 	-
	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Account Number:

	 	 	 	 	 	 	 	 	 	 	 	Fax
	 	 	 	-
	 	 	 	-	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Address

	 	 	 	 	 	 	 	 	 	 	 	E-Mail	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	Street, City, State, Zip Code
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	,	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 
	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

NOTICE REGARDING SERIES EXCHANGE: No administrative fees will be charged in connection with
this Series Exchange transaction. However, a Series Exchange constitutes the redemption of Units of
one Series of Quadriga Superfund, L.P. and a concurrent purchase of Units of the other Series
subject to a maximum sales commission of 10% of the initial investment amount in the new Series
(paid at a rate of 1/12 of 4% per month). Accordingly, investors making a Series Exchange will
incur aggregate sales commission charges of up to 10% of the value of the Units being subscribed
for in the new Series pursuant to a Series Exchange regardless of the amount of sales commission
charges paid in connection with their investment in the other Series of Quadriga Superfund, L.P.

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AUTHORITY TO REQUEST EXCHANGE

The undersigned hereby authorizes Superfund Capital Management, Inc. to redeem the dollar
amount or number of Units of Quadriga Superfund, L.P. in the Series indicated above, at the Net
Asset Value thereof, and to apply the net proceeds of that redemption to the purchase of Units in
the other Series at the Net Asset Value thereof.

The undersigned hereby represents and warrants that, if an individual, the undersigned is the true,
lawful, and beneficial owner of the Units to which this Series Exchange Subscription Agreement
relates with full power and authority to request such exchange or, if an entity, has full power and
authority to request such exchange from and on behalf of the entity named below. The undersigned
represents that the signature(s) below is/are true and correct. The undersigned represents that
there has been no change in the undersigned’s financial circumstances and that the Suitability
Requirements Form (see Prospectus Exhibit D, Pages D-5 and D-6) initially completed when making the
undersigned’s initial investment in Quadriga Superfund, L.P. remains accurate and complete, and the
undersigned understands that, by signing below, the undersigned will be deemed to make, with
respect to this Series Exchange Subscription Agreement, all the representations and warranties
contained in such Suitability Requirements Form, including those relating to the undersigned’s
satisfying the applicable financial suitability requirements under “State Suitability Requirements”
and citizenship status. The undersigned reaffirms the Power of Attorney (see Prospectus Exhibit D,
Page D-3) submitted when making the undersigned’s initial investment, and hereby appoints Superfund
Capital Management, Inc., its successors and assigns, as the undersigned’s true and lawful
attorney-in-fact, for the purposes and to the extent set forth therein, with respect to the
undersigned’s acceptance of the interest in the Series subscribed for hereby. The undersigned
acknowledges that this Series Exchange Subscription Agreement is irrevocable 5 days after
submission to the undersigned’s broker-dealer. This Series Exchange Subscription Agreement and the
power-of-attorney included herein shall be governed by and interpreted in accordance with the laws
of the State of Delaware, without regard to the conflicts of law provisions thereof. If applicable,
the undersigned continues to consent to delivery of electronic statements.

SIGNATURE(S)

(Please print — except signatures).

	 	 	 	 	 	 	 
	Name of Investor	 	Name of Co-Investor (or Custodian or Trustee)
	 
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 	 	 
	 
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 

	 	 M / M / D / D / Y / Y 
	 	 	 	 M / M / D / D / Y / Y 
	 

	 	 
	 	 
	 	 
	Signature

	 	Date
	 	Signature
	 	Date

Signature(s) must be identical to name(s) in which Units are registered.

BROKER-DEALER MUST SIGN

I hereby certify that I have discussed with the investor identified above all of the pertinent
facts relating to the risks, tax consequences, lack of liquidity of the Units, and the management
and control of Quadriga Superfund, L.P. by Superfund Capital Management, Inc. in connection with an
investment in Quadriga Superfund, L.P., and that the investor will incur sales commission charges
with respect to the Units acquired as a result of this Series Exchange without regard to sales
commissions previously paid. I have reasonable grounds to believe that, based on the information
obtained from this investor concerning his/her investment objectives, other investments, financial
situation, and needs and any other information known to me, that the Series Exchange from an
investment in Series o A or o B (check applicable box) to an investment in the
other Series is suitable for such investor in light of his/her/their investment objectives
and suitability characteristics.

SIGNATURE(S)

(Please print — except signatures).

	 	 	 	 	 	 	 
	Broker-Dealer Firm Name
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 
	 
	 	 	 	 	 	 
	Name of Registered Representative

	 	 	 	Name of Principal	 	 
	 
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 	 	 
	 
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 

	 	 M / M / D / D / Y / Y 
	 	 	 	 M / M / D / D / Y / Y 
	 

	 	 
	 	 
	 	 
	Signature

	 	Date
	 	Signature
	 	Date

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EXHIBIT 4.1

INDENTURE

     This INDENTURE (this “Indenture”) is entered into as of the Original Issue Date by and between
the Principal Life Income Fundings Trust specified in the Omnibus Instrument (the “Trust”) and
Citibank, N.A., as indenture trustee (the “Indenture Trustee”).

     Citibank, N.A., in its capacity as indenture trustee, hereby accepts its role as Registrar,
Paying Agent, Transfer Agent and Calculation Agent hereunder.

     References herein to “Indenture Trustee,” “Registrar,” “Transfer Agent,” “Paying Agent” or
“Calculation Agent” shall include the permitted successors and assigns of any such entity from time
to time.

WITNESSETH:

     WHEREAS, the Trust has duly authorized the execution and delivery of this Indenture to provide
for the issuance of Notes;

     WHEREAS, all things necessary to make this Indenture a valid and legally binding agreement of
the Trust and the other parties to this Indenture, enforceable in accordance with its terms, have
been done, and the Trust proposes to do all things necessary to make the Notes, when executed by
the Trust and authenticated and delivered pursuant hereto, valid and legally binding obligations of
the Trust as hereinafter provided; and

     WHEREAS, the parties hereto desire to incorporate by reference those certain Standard
Indenture Terms, dated as of March 5, 2004, and attached to the Omnibus Instrument as Exhibit
C (the “Standard Indenture Terms”) and all capitalized terms not otherwise defined herein
(including the recitals hereof) shall have the meanings set forth in the Standard Indenture Terms
(the Standard Indenture Terms and this Indenture, collectively, the “Indenture”).

     NOW, THEREFORE, for and in consideration of the premises and the purchase of the Notes by the
Holders thereof, it is mutually covenanted and agreed by each of the parties hereto as follows:

ARTICLE 1

     Section 1.01 Incorporation by Reference. All terms, provisions and agreements set
forth in the Standard Indenture Terms (except to the extent expressly modified herein) are hereby
incorporated herein by reference (with the same force and effect as though fully set forth herein).
To the extent that the terms set forth in Article 2 of this Indenture are inconsistent with the
terms of the Standard Indenture Terms, the terms set forth in Article 2 herein shall apply.

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ARTICLE 2

     Section 2.01 Agreement to be Bound. Each of the Trust, the Indenture Trustee, the
Registrar, the Transfer Agent, the Paying Agent and the Calculation Agent hereby agrees to be bound
by all of the terms, provisions and agreements set forth in the Indenture, with respect to all
matters contemplated in the Indenture, including, without limitation, those relating to the
issuance of the below-referenced Notes.

     Section 2.02 Designation of the Trust, the Notes, the Funding Agreement and the
Guarantee. The Trust created by the Trust Agreement and referred to in the Indenture is the
Principal Life Income Fundings Trust specified in the Omnibus Instrument. The Notes issued by the
Trust and governed by the Indenture shall be the Notes specified in the Pricing Supplement. The
Funding Agreement designated hereby is the Funding Agreement designated in the Pricing Supplement
dated as of the Original Issue Date between the Trust and Principal Life. The Guarantee designated
hereby is the Guarantee dated as of the Original Issue Date of PFG.

     Section 2.03 Additional Terms.

     None

     Section 2.04
Omnibus Instrument; Execution and Incorporation of Terms.

     The parties to the Indenture will enter into the Indenture by executing the Omnibus
Instrument.

     By executing the Omnibus Instrument, the Indenture Trustee, the Registrar, the Transfer Agent,
the Paying Agent, the Calculation Agent and the Trust hereby agree that the Indenture will
constitute a legal, valid and binding agreement between the Indenture Trustee, the Registrar, the
Transfer Agent, the Paying Agent, the Calculation Agent and the Trust.

     All terms relating to the Trust or the Notes not otherwise included in the Indenture will be
as specified in the Omnibus Instrument or Pricing Supplement, as indicated herein.

     Section 2.05 Counterparts. The Indenture, through the Omnibus Instrument, may be
executed in any number of counterparts, each of which counterparts shall be deemed to be an
original, and all of which counterparts shall constitute one and the same instrument.

[Remainder
of Page Left Intentionally Blank.]

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