Document:

EX-4.6

 Exhibit 4.6 

ZIMVIE INC. 

EMPLOYEE STOCK PURCHASE PLAN 

Section 1. Designation and Purpose. The name of this Plan is the
ZimVie Inc. Employee Stock Purchase Plan. The purpose of the Plan is to provide Employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock of the Company. The Plan is intended to qualify as an
“Employee Stock Purchase Plan” under Code Section 423. The provisions of the Plan will, accordingly, be construed so as to extend and limit participation in a manner within the requirements of that section of the Code. However, the
Company makes no undertaking or representation to maintain such qualification. In addition, this Plan authorizes the grant of options and issuance of Common Stock that do not qualify under Code Section 423 pursuant to rules, procedures,
agreements, appendices or sub-plans adopted by the Committee and designed to achieve desired tax or other objectives in particular locations outside the United States (the
“non-Code Section 423 component” of the Plan). 
 For purposes of this Plan and with respect to the
Code Section 423 component of the Plan, unless the Committee otherwise determines, each Designated Subsidiary (as defined in Section 2(l) below) shall be deemed to participate in a separate offering from the Company or any other Designated
Subsidiary, provided that the terms of participation within any such offering are the same for all Employees in such offering, as determined under Code Section 423. 

Section 2. Definitions. As used in the Plan, the following terms,
when capitalized, have the following meanings: 
 (a) “Beneficiary” means, with respect
to a Participant, the individual or estate designated, pursuant to Section 12, to receive the Participant’s Payroll Deduction Account balance and Common Stock Account assets after the Participant’s death. 

(b) “Board” means the Board of Directors of the Company. 

(c) “Code” means the U.S. Internal Revenue Code of 1986, as amended from time to time,
and its interpretive rules and regulations. 
 (d) “Committee” means a committee
established pursuant to Section 13 to administer the Plan. 
 (e) “Common Stock”
means the common stock of the Company or any stock into which that common stock may be converted. 
 (f)
“Common Stock Account” means the account established for each Participant to hold Common Stock purchased under the Plan pursuant to Section 6. 

(g) “Company” means ZimVie Inc., a Delaware corporation, and any successor by Corporate
Transaction. 
  

 (h) “Compensation” means the total
cash compensation received by an Employee from the Company, a partnership of which the Company is a general partner, or a Designated Subsidiary, including an Employee’s salary, wages, overtime, shift differentials, bonuses, commissions, and
incentive compensation, but excluding relocation and expense reimbursements, tuition reimbursements, scholarship grants, and income realized as a result of participation in any stock option, stock purchase, or similar plan of the Company or any
Subsidiary. 
 (i) “Contributions” means all amounts made by a Participant and credited
to the Participant’s Payroll Deduction Account pursuant to the Plan (whether via payroll deductions, check or other means determined by the Committee). 

(j) “Corporate Transaction” means a sale of all or substantially all of the
Company’s assets, or a merger, consolidation, or other capital reorganization of the Company with or into another corporation. 

(k) “Designated Broker” means a broker (or any successor or replacement broker) selected
by the Committee from time to time to serve as the Designated Broker under the terms of the Plan. 
 (l)
“Designated Subsidiary” means a Subsidiary that has been designated by the Board or the Committee, in their sole discretion, as eligible to participate in the Plan with respect to its Employees. 

(m) “Employee” means any person, including an Officer, who performs services for the
Company or a Subsidiary and who is initially classified as an employee on the payroll records of the Company or a Designated Subsidiary. If the Company or a Designated Subsidiary treats a person as an independent contractor for tax or labor law
purposes, and that person is subsequently determined to be an employee of the Company or a Designated Subsidiary by the Internal Revenue Service or any other federal, state, or local government agency or court of competent authority, that person
will become an Employee on the date that the determination is finally adjudicated or otherwise accepted by the Company or the affected Designated Subsidiary, as long as he or she otherwise meets the requirements of this Section 2(m). Such a
person will not, under any circumstances, be treated as an Employee for the period of time during which the Company or Designated Subsidiary treated the person as an independent contractor, even if the determination of employee status has
retroactive effect. 
 (n) “Exchange Act” means the U.S. Securities Exchange Act of
1934, as amended from time to time, and its interpretive rules and regulations. 
 (o) “Fair Market
Value” means, with respect to any date, the closing price of the Common Stock for that date (or, in the event that the Common Stock is not traded on that date, the closing price on the immediately preceding trading date), as
reported by the Nasdaq Stock Market or such other national securities exchange. If the Common Stock is no longer traded on the Nasdaq Stock Market, then “Fair Market Value” means, with respect to any date, the fair market value of the
Common Stock as determined by the Committee in good faith. The Committee’s determination will be conclusive and binding on all persons. 

  
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 (p) “Offering Date” means the first
business day of each Offering Period of the Plan. 
 (q) “Offering Period” means a
period of six (6) months commencing on June 1 and December 1 of each year, or such other period as determined by the Committee, provided, however, that in no event will the Offering Period be a period longer than twenty-seven
(27) months. 
 (r) “Officer” means a person who is an officer of the Company
within the meaning of Section 16 of the Exchange Act. 
 (s) “Payroll Deduction
Account” means the account established for a Participant to hold the Participant’s Contributions pursuant to Section 5. 

(t) “Plan” means the ZimVie Inc. Employee Stock Purchase Plan. 

(u) “Purchase Date” means the last day of each Offering Period of the Plan. 

(v) “Purchase Price” means an amount established by the Committee for each Offering
Period; provided, however, that the Purchase Price shall not be less than eighty-five percent (85%) of the Fair Market Value of a Share of Common Stock on the Offering Date or on the Purchase Date, whichever is lower; provided, however, that in the
event (i) of any stockholder-approved increase in the number of Shares available for issuance under the Plan, (ii) all or a portion of such additional Shares are to be issued with respect to the Offering Period that is underway at the time
of such increase (“Additional Shares”), and (iii) the Fair Market Value of a Share of Common Stock on the date of such increase (the “Approval Date Fair Market Value”) is higher than the Fair Market Value on the Offering
Date for any such Offering Period, then in such instance the Purchase Price with respect to the Additional Shares will be eighty-five percent (85%) of the Approval Date Fair Market Value or the Fair Market Value of a Share of Common Stock on the
Purchase Date, whichever is lower. 
 (w) “Share” means a share of Common Stock, as
adjusted in accordance with Section 16 of the Plan. 
 (x) “Subsidiary” means a
domestic or foreign corporation of which not less than fifty percent (50%) of the voting shares are held by the Company or a Subsidiary, within the meaning of Code Section 424, whether or not such corporation now exists or is hereafter
organized or acquired by the Company or a Subsidiary; provided, however, that in the case of the non-Code Section 423 component, “Subsidiary” shall also include any other entity of which not
less than fifty percent (50%) of the voting shares are held directly or indirectly by the Company. 

  
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 Section 3. Eligibility.

 (a) Any person who is an Employee as of an Offering Date in a given Offering Period will be eligible to participate in the
Plan for that Offering Period, subject to the requirements of Section 4 and the limitations imposed by Code Section 423(b). Notwithstanding the foregoing, (1) the Committee may restrict participation in the Plan to full-time Employees
pursuant to criteria and procedures established by the Committee, and (2) the Committee may establish administrative rules and may impose an eligibility service requirement of up to two years of employment with the Company or a Designated
Subsidiary with respect to participation on any prospective Offering Date. The Board may also determine that a designated group of highly compensated employees is ineligible to participate in the Plan, so long as the excluded category fits within
the definition of “highly compensated employee” in Code Section 414(q). For purposes of the Plan, an Employee will be considered a full-time Employee unless his or her customary employment is less than 20 hours per week or five months
per year. Further, the Committee may designate whether a Subsidiary is a Designated Subsidiary for purposes of the Code Section 423 or non-Code Section 423 component, and in the case of the non-Code Section 423 component, the Committee may exclude an Employee (or group of Employees) from participation in the Plan if the Committee has determined, in its sole discretion, that participation of such
Employee(s) is not advisable or practicable for any reason. 
 (b) Notwithstanding any other provision of the Plan, no
Employee will be eligible to participate in the Plan if the Employee (or any other person whose stock would be attributed to the Employee pursuant to Code Section 424(d)) owns capital stock of the Company and/or holds outstanding options to
purchase stock possessing five percent (5%) or more of the total combined voting power or value of all classes of stock of the Company or of any Subsidiary of the Company. 

Section 4. Participation. An Employee may become a Participant in
the Plan by completing a subscription agreement that authorizes payroll deductions and any other required documents (“Enrollment Documents”) provided by the Committee or its designee and submitting them to the Committee (or its designee)
or the Designated Broker, pursuant to the rules prescribed by the Committee, during the 30-day period prior to the applicable Offering Date, unless a different time for submission of the Enrollment Documents
is set by the Board or the Committee for all Employees with respect to a given Offering Period. The Enrollment Documents will set forth the amount of the Participant’s Compensation, up to one hundred percent (100%) or such lower limit as is
designated by the Committee, to be paid as Contributions pursuant to the Plan. The Committee may provide for a separate election (of a different percentage) for a specified item or items of pay. In countries where payroll deductions are not
feasible, the Committee may permit an Employee to participate in the Plan by an alternative means, such as by check. 

Section 5. Method of Payment of Contributions. 

(a) A Participant’s payroll deductions will begin on the first pay date following the Offering Date and will end on the
last pay date on or prior to the Purchase Date of the Offering Period to which the Participant’s Enrollment Documents are applicable, unless the Participant elects to withdraw from the Plan as provided in Section 8 and subject to such
other payroll deduction rules as may be specified by the Committee. A Participant’s Enrollment Documents will remain in effect for successive Offering Periods unless the Participant elects to withdraw from the Plan as provided in Section 8
or unless the Participant timely submits new Enrollment Documents to change the rate of payroll deductions for a subsequent Offering Period in accordance with rules established by the Committee. 

  
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 (b) All Contributions made by a Participant will be held by the Company as
part of its general assets, unless otherwise required by local law and specified by the Committee; however, the Company will establish a Payroll Deduction Account for each Participant and credit each Participant’s Contributions to the
Participant’s Payroll Deduction Account. A Participant may not make any additional payments to the Participant’s Payroll Deduction Account, except as authorized by the Committee in countries where payroll deductions are not feasible. 

(c) No interest will accrue on a Participant’s Contributions to the Plan, unless required by local law and specified by
the Committee. 
 (d) Except as otherwise specified by the Committee, payroll deductions made with respect to Employees paid
in currencies other than U.S. dollars will be accumulated in local (non-U.S.) currency and converted to U.S. dollars as of the Purchase Date. 

Section 6. Participant Purchases and Common Stock Accounts. On each
Purchase Date, each Participant will be deemed, without further action, to have elected to purchase Shares of Common Stock with the entire balance in the Participant’s Payroll Deduction Account, and the Designated Broker will credit the
purchased Shares to the Participant’s Common Stock Account. 
 (a) The Participant will be credited with the number of
whole and fractional Shares (rounded to the nearest thousandth) that the Participant’s Payroll Deduction Account balance can purchase at the Purchase Price on that Purchase Date. 

(b) Expenses incurred in the purchase of Shares and the expenses of the Designated Broker will be paid by the Participant. 

(c) A Participant will have no interest or voting right in a Share until a Share has been purchased on the Participant’s
behalf under the Plan. 
 (d) Shares held in a Participant’s Common Stock Account will be registered in the name of the
Designated Broker or its nominee for the benefit of the Participant. Shares to be delivered to a Participant under the Plan will be reregistered in the name of the Participant or in the name of the Participant and the Participant’s spouse. 

Section 7. Limitation on Purchases. Participant purchases are
subject to the following limitations: 
 (a) During any one calendar year, a Participant may not purchase, under the Plan, or
under any other plan qualified under Code Section 423, Shares of Common Stock having a Fair Market Value on the applicable Offering Date in excess of $25,000, determined in accordance with Code Section 423(b)(8). In addition, in no event
shall the number of Shares of Common Stock that a Participant may purchase during any Offering Period under the Plan exceed 5,000 Shares of Common Stock. 

  
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 (b) A Participant’s Payroll Deduction Account may not be used to
purchase Common Stock on any Purchase Date to the extent that, after such purchase, the Participant would own (or be considered as owning within the meaning of Code Section 424(d)) stock possessing five percent (5%) or more of the total
combined voting power or value of all classes of stock of the Company or of any Subsidiary of the Company. For this purpose, stock that the Participant may purchase under any outstanding option will be treated as owned by that Participant. 

(c) As of the first Purchase Date on which this Section limits a Participant’s ability to purchase Common Stock, the
Participant’s payroll deductions will terminate, and the Participant will receive a refund of the balance in the Participant’s Payroll Deduction Account as soon as practicable after the Purchase Date. 

(d) In no event will the aggregate amount of purchases of Common Stock pursuant to the Plan equal or exceed twenty percent
(20%) of the outstanding stock of the Company. 
 Section 8. Withdrawal from
Participation.  
 (a) A Participant may withdraw all, but not less than all, of the Contributions credited to
the Participant’s Payroll Deduction Account at any time prior to a Purchase Date by notifying the Committee or its designee or the Designated Broker of the Participant’s election to withdraw, pursuant to rules prescribed by the Committee.
If a Participant elects to withdraw, all of the Participant’s Contributions credited to the Participant’s Payroll Deduction Account will be returned to the Participant and the Participant may not make any further Contributions to the Plan
for the purchase of Shares during that Offering Period. 
 (b) A Participant’s voluntary withdrawal during an Offering
Period will not have any effect upon the Participant’s eligibility to participate in the Plan during a subsequent Offering Period or in the Participant’s ability to retain Common Stock previously credited to the Participant in the
Participant’s Common Stock Account. 
 Section 9. Stock Purchases by
Designated Broker. As of each Purchase Date, the Designated Broker will acquire, using the accumulated balances of all Participants’ Payroll Deduction Accounts, Shares of Common Stock to be credited to those Participants’
Common Stock Accounts. 
 (a) The Designated Broker will acquire Shares that are newly issued or held as treasury shares by
the Company or, if directed by the Committee, will acquire Shares by purchases on the open market or in private transactions. 

(b) If Shares are purchased in one or more transactions on the open market or in private transactions at the direction of the
Committee, the Company will pay the Designated Broker the difference between the Purchase Price and the price at which the Shares are purchased for Participants. 

  
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 Section 10. Common Stock Account
Withdrawals. Except as otherwise provided in this Section, upon 14 days advance written notice to the Designated Broker, a Participant may elect to withdraw the assets in the Participant’s Common Stock Account. 

(a) A Participant may elect to obtain a certificate for the whole Shares of Common Stock credited to the Participant’s
Common Stock Account. As a condition of participation in the Plan, each Participant will agree to notify the Company if the Participant sells or otherwise disposes of any of the Participant’s Shares of Common Stock within two years of the
Purchase Date on which the Shares were purchased. 
 (b) A Participant may elect that all Shares in the Participant’s
Common Stock Account be sold and that the proceeds, less expenses of sale, be remitted to the Participant. 
 (c) In either
event, the Designated Broker will sell any fractional Shares held in the Common Stock Account and remit the proceeds of such sale, less selling expenses, to the Participant. 

Notwithstanding the foregoing, the Committee may require that Shares of Common Stock credited to a Participant’s Common Stock Account be retained by the
Designated Broker for a designated period of time and may restrict dispositions during that period, and/or the Committee may establish other procedures to permit tracking of disqualifying dispositions of the Shares of Common Stock or to restrict
transfer of the Shares. 
 Section 11. Cessation of Participation.
If a Participant dies or terminates employment, the Participant will cease to participate in the Plan, the Company or its designee will refund the balance in the Participant’s Payroll Deduction Account, and the Designated Broker will
distribute the assets in the Participant’s Common Stock Account. 
 (a) In the event of a Participant’s death, the
Participant’s Payroll Deduction Account balance and the Participant’s Common Stock Account assets will be distributed to the Participant’s Beneficiary. 

(b) If a Participant terminates employment, the Participant’s Payroll Deduction Account balance and the Participant’s
Common Stock Account assets will be distributed to the Participant. For purposes of this Section 11, a Participant’s employment will not be considered terminated in the case of a transfer of employment to the Company or another Designated
Subsidiary. However, in the event of a transfer of employment, the Committee may transfer a Participant’s participation to a separate offering or non-Code Section 423 offering that the entity the
Participant is being transferred to participates in, if advisable or necessary considering the application of local law and the Code Section 423 requirements. 

(c) Upon distribution, the Participant or, in the event of the Participant’s death, the Participant’s Beneficiary,
may elect to obtain a certificate for the whole Shares of Common Stock credited to the Participant’s Common Stock Account or may elect that any whole Shares in the Participant’s Common Stock Account be sold. In that event, the Designated
Broker will sell such whole Shares and any fractional Shares held in the Common Stock Account and remit the proceeds of such sale, less selling expenses, to the Participant or Beneficiary. 

  
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 Notwithstanding the foregoing, if a Participant dies or terminates employment, the Committee may require
that Shares of Common Stock credited to the Participant’s or Beneficiary’s Common Stock Account be retained by the Designated Broker for a designated period of time and may restrict dispositions during that period, and/or the Committee may
establish other procedures to permit tracking of disqualifying dispositions of the Shares of Common Stock or to restrict transfer of the Shares. 

Section 12. Designation of Beneficiary. Each Payroll Deduction
Account and each Common Stock Account will be in the name of the Participant. To the extent permitted by the Committee, a Participant may designate a Beneficiary to receive the Participant’s interests in both accounts in the event of the
Participant’s death by complying with procedures prescribed by the Committee. If a Participant is married and the designated Beneficiary is not the spouse, spousal consent will be required for such designation to be effective. A Participant may
change a Beneficiary designation (with spousal consent if necessary) at any time by complying with the procedures prescribed by the Committee. If a Participant dies without having designated a Beneficiary, or if the Beneficiary does not survive the
Participant, the Participant’s estate will be the Participant’s Beneficiary. 

Section 13. Administration of the Plan. The Plan will be
administered by the Committee, consisting of not less than three members appointed by the Board. 
 (a) The Committee will be
the Compensation Committee of the Board unless the Board appoints another committee to administer the Plan. The Board from time to time may fill vacancies on the Committee. 

(b) Subject to the express provisions of the Plan, the Committee will have the discretionary authority to take any and all
actions (including directing the Designated Broker as to the acquisition of Shares) necessary to implement the Plan and to interpret the Plan; to prescribe, amend, and rescind rules and regulations relating to it; and to make all other
determinations necessary or advisable in administering the Plan. All such determinations will be final and binding upon all persons. 

(c) A quorum of the Committee will consist of a majority of its members and the Committee may act by vote of a majority of its
members at a meeting at which a quorum is present, or without a meeting by a written consent to their action taken signed by all members of the Committee. 

(d) The Committee may request advice or assistance or employ or designate such other persons as are necessary for proper
administration of the Plan. 
 (e) To the extent not prohibited by applicable law, the Committee may, from time to time,
delegate some or all of its authority under the Plan to a subcommittee or subcommittees of the Committee or to one or more Officers or other persons or groups of persons as it deems necessary, appropriate or advisable under conditions or limitations
that it may set at or after the time of the delegation. For purposes of the Plan, reference to the Committee will be deemed to refer to any subcommittee, subcommittees, or other persons or groups of persons to whom the Committee delegates authority
pursuant to this Section 13(e). 

  
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 Section 14. Rights Not
Transferable. Rights under the Plan are not transferable by a Participant and are exercisable during a Participant’s lifetime only by the Participant. 

Section 15. Shares Reserved for the Plan. Subject to the following
sentence and any adjustments as provided in Section 16, the maximum number of Shares that will be made available for purchase under the Plan will be 1,000,000 Shares or the lesser number of Shares determined by the Board. For avoidance of
doubt, up to the maximum number of Shares reserved under this Section 15 may be used to satisfy purchases of Shares under the Code Section 423 component of the Plan and any remaining portion of such maximum number of Shares may be
used to satisfy purchases of Shares under the non-Code Section 423 component. 

Section 16. Change in Capital Structure. Despite anything in the
Plan to the contrary, the Committee may take the following actions without the consent of any Participant or Beneficiary, and the Committee’s determination will be conclusive and binding on all persons for all purposes. 

(a) In the event of a Common Stock dividend, Common Stock split, or any combination of Shares, a Corporate Transaction in which
the Company is the surviving corporation, or any other change in the Company’s capital stock (including, but not limited to, the creation or issuance to stockholders generally of rights, options or warrants for the purchase of common stock or
preferred stock of the Company), the number and kind of shares of stock or securities of the Company to be subject to the Plan, the maximum number of shares or securities that may be delivered under the Plan or that may be purchased in an Offering
Period, and the selling price and other relevant provisions of the Plan will be appropriately adjusted by the Committee, whose determination will be binding on all persons. 

(b) If the Company is a party to a Corporate Transaction in which the Company is not the surviving corporation, the Committee
may take such actions with respect to the Plan as the Committee deems appropriate. 

Section 17. Stockholder Approval. Any other provision of the Plan
notwithstanding, no Shares shall be purchased under the Plan unless and until the Company’s stockholders have approved the adoption of the Plan, which approval was obtained on February 4, 2022. 

Section 18. Amendment of the Plan. The Board may at any time, or
from time to time, amend or suspend the Plan in any respect, including, without limitation, shortening an Offering Period in connection with a spin-off or other similar corporate event. The stockholders of the
Company, however, must approve any amendment that would increase the number of Shares that may be issued under the Plan (other than an increase merely reflecting a change in capitalization of the Company pursuant to Section 16) or a change in
the designation of any corporations (other than a Subsidiary) whose employees become Employees under the Plan. 

  
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 Section 19. Termination of the
Plan. The Plan and all rights of Employees and Beneficiaries under the Plan will terminate: 
 (a) on the
Purchase Date that Participants become entitled to purchase a number of Shares greater than the number of reserved Shares remaining available for purchase as set forth in Section 15, or 

(b) at any date at the discretion of the Board. 

In the event that the Plan terminates under circumstances described in (a) above, reserved Shares remaining as of the termination date will be credited
to Participants’ Common Stock Accounts on a prorata basis. Upon termination of the Plan, each Participant will receive the balance in the Participant’s Payroll Deduction Account and all Shares in the Participant’s Common Stock
Account. 
 Section 20. Indemnification of Committee. Service on
the Committee will constitute service as a director of the Company so that members of the Committee will be entitled to indemnification and reimbursement as directors of the Company pursuant to its Certificate of Incorporation and Bylaws. 

Section 21. Government Regulations. The Plan, the grant and
exercise of the rights to purchase Shares under the Plan, and the Company’s or Designated Broker’s obligation to sell and deliver Shares upon the exercise of rights to purchase Shares, will be subject to all applicable federal, state and
foreign laws, rules and regulations, and to such approvals by any regulatory or government agency as may, in the opinion of counsel for the Company, be required. 

Section 22. Reports. Statements of account will be provided to
Participants by the Committee or the Designated Broker at least annually, which statements will set forth the amounts of Contributions, the per Share Purchase Price, the number of Shares purchased and credited to Participants’ Common Stock
Accounts, and the remaining cash balance, if any, in Participants’ Payroll Deduction Accounts. 

Section 23. Non-U.S. Sub-Plans. Notwithstanding any provision to the contrary in this Plan, the Committee may adopt such rules, procedures, agreements, appendices or sub-plans
(collectively, “Sub-Plans”) relating to the operation and administration of the Plan to accommodate local laws, customs and procedures for jurisdictions outside of the United States, the terms of
which Sub-Plans may take precedence over other provisions of this Plan, with the exception of Section 15 hereof, but unless otherwise superseded by the terms of such
Sub-Plan, the provisions of this Plan will govern the operation of such Sub-Plan. To the extent inconsistent with the requirements of Code Section 423, any such Sub-Plan will be adopted under the non-Code Section 423 component of the Plan. 

Section 24. Tax Withholding. At the time a Participant’s option is
exercised, in whole or in part, or at the time a Participant disposes of some or all of the Shares acquired under the Plan, the Participant will make adequate provision for any income tax, social insurance, payroll tax, payment on account or other tax-related items arising in relation to the Participant’s participation in the Plan (“Tax-Related Items”). In their sole discretion, and except as otherwise
determined by the Committee, the Company or the Designated Subsidiary that employs the 

  
 10 

 
Participant may satisfy their obligations to withhold Tax-Related Items by (a) withholding from the Participant’s wages or other compensation,
(b) withholding a sufficient whole number of Shares otherwise issuable following purchase having an aggregate fair market value sufficient to pay the Tax-Related Items required to be withheld with respect
to the Shares, or (c) withholding from proceeds of the sale of Shares issued upon purchase, either through a voluntary sale or a mandatory sale arranged by the Company. 

Section 25. Governing Law. This Plan shall be governed by the laws
of the State of Indiana, except as otherwise may be specified by the Committee in the case of a Sub-Plan adopted for a Designated Subsidiary in a location outside of the United States. 

Section 26. Effective Date. This Plan shall be effective as of
March 1, 2022. 

  
 11EX-10.51

 Exhibit 10.51 

2018 Genworth Financial, Inc. Omnibus Incentive Plan 

2021-2023 Performance Stock Unit Award Agreement 
  

 
 Dear #ParticipantName#: 

You have been selected to receive a Performance Stock Unit Award (“Award”) under the 2018 Genworth Financial, Inc. Omnibus Incentive Plan
(the “Plan”), on the terms and conditions set forth below. This Award Agreement and the Plan together govern your rights under this Award and set forth all of the conditions and limitations affecting such rights. Unless the context
otherwise requires, capitalized terms used in this Award Agreement shall have the meanings ascribed to them in the Plan. If there is any inconsistency between the terms of this Award Agreement and the terms of the Plan, the Plan’s terms shall
supersede and replace the conflicting terms of this Award Agreement. 
  

	1.	 Grant of Performance Stock Units. You are hereby granted performance stock units
(“Units”), representing the right to earn, on a one-for-one basis, Shares of Genworth Financial, Inc. (together with its affiliates, the
“Company”) Class A common stock (“Shares”), all in accordance with the terms of this Award Agreement, the Plan, and any rules and procedures adopted by the Management Development and Compensation Committee of
the Genworth Financial, Inc. Board of Directors (the “Committee”). The Units represent the right to earn from 0% to 200% of the Target Award, based on (i) your continued future employment, and (ii) the Company’s level
of achievement of the Performance Goals during the Performance Period, in accordance with the terms of this Award Agreement. 

  

	 	a.	 Grant Date. The “Grant Date” of your Units is #GrantDate#.

  

	 	b.	 Target Award. The “Target Award” of Shares subject
to this Award is #QuantityGranted#. 

  

	 	c.	 Performance Goals. The “Performance Goals” are as set forth
on Exhibit A. 

  

	 	d.	 Performance Period. The “Performance Period” shall commence as set
forth on Exhibit A with respect to each Performance Goal and shall continue through December 31, 2023. 

  

	2.	 Agreement to Participate. You have been provided with this Award Agreement,
and you have the opportunity to accept this Award Agreement, by accessing and following the procedures set forth on the stock plan administrator’s website. The Plan is available for your reference on the stock plan administrator’s website.
You may also request a copy of the Plan at any time by contacting Human Resources at the address or telephone number set forth in Section 12(a). By agreeing to participate, you acknowledge that you have reviewed the Plan and this Award
Agreement, and you fully understand all of your rights under the Plan and this Award Agreement, the Company’s remedies if you violate the terms of this Award Agreement, and all of the terms and conditions which may limit your eligibility to
retain and receive the Units and/or Shares issued pursuant to the Plan and this Award Agreement. 

 If you do not wish to
accept the Units and participate in the Plan and be subject to the provisions of the Plan and this Award Agreement, please contact the Human Resources Department, Genworth Financial, Inc., 6620 W. Broad Street, Richmond, VA 23230, or at (804) 281-6000, within thirty (30) days of receipt of this Award Agreement. If you do not respond within thirty (30) days of receipt of this Award Agreement, the Award Agreement is deemed accepted. If you choose
to participate in the Plan, you agree to abide by all of the governing terms and provisions of the Plan and this Award Agreement. 
  

	3.	 Earning and Vesting of Units. The Units shall not provide you with
any rights or interests therein until the Units have been earned and vested. Not later than March 15 following the end of the Performance Period (the “Vesting Date”), the Committee shall determine and certify the level of
achievement of the Performance Goals and determine the number of Units earned and vested (“Confirmed Units”). Any Units that fail to vest in accordance with the terms of this Award Agreement will be forfeited and reconveyed to the
Company without further consideration or any act or action by you. 

	4.	 Conversion to Shares. The Confirmed Units shall automatically convert to
Shares on the Vesting Date (the “Conversion Date”). These Shares will be registered on the books of the Company in your name as of the Conversion Date. 

If for any reason the Committee is unable to certify the level of achievement of the Performance Goals by March 15 following the end of
the Performance Period, then the Vesting Date shall be March 15 following the end of the Performance Period, but the determination of the number of Confirmed Units and the Conversion Date shall be delayed, in the discretion of the Committee,
for such period as may be required for the Committee to certify the level of achievement of the Performance Goals, but in no event shall the Conversion Date extend beyond December 31 following the end of the Performance Period. 

 

	5.	 Treatment of Units Upon Termination of Employment. Subject to Section 6
below, the Units shall be immediately and automatically cancelled upon termination of your service with the Company prior to the Vesting Date, for any reason other than (i) a “Layoff,” as such term is defined or described in the
Genworth Layoff Payment Plan (a “Layoff”), (ii) your death or Total Disability, or (iii) Retirement. If your service with the Company terminates prior to the Vesting Date as a result of (i) a Layoff, (ii) your
death or Total Disability, or (iii) Retirement, then the Award shall fully vest as of your termination date, and you (or your estate, in the event of your death) shall receive a pro rata payout on the regular Conversion Date following
completion of the Performance Period, determined by multiplying the Confirmed Units that otherwise would have paid out based on actual performance for the entire Performance Period, multiplied by a fraction, the numerator of which is the number of
full months elapsed from the first day of the Performance Period until the date of your termination, and the denominator of which is the number of months in the Performance Period. 

For purposes of this Award Agreement, the following terms shall have the following meanings: 

“Retirement” shall mean your resignation other than for Cause on or after the date on which you have
attained age sixty (60) and accumulated five (5) or more years of “continuous service” as defined under the Company’s “Continuous Service Policy” or equivalent. 

“Total Disability” shall mean a permanent disability that would make you eligible for benefits under the
long-term disability program maintained by the Company (without regard to any time period during which the disabling condition must exist) or in the absence of any such program, such meaning as the Committee shall determine. 

 

	6.	 Change of Control. In the event of a Change of Control of the Company (as
defined in the Plan), the Units shall be treated as set forth in this Section 6. 

  

	 	a.	 Qualifying Change of Control and Awards are Not Assumed. Upon the occurrence
of a Qualifying Change of Control (as defined below) in which the Successor Entity fails to Assume and Maintain this Award of Units, the Units shall immediately vest as of the effective date of such Qualifying Change of Control; shall be deemed
earned based on actual pro rata performance as of the date of such Qualifying Change of Control, to the extent such performance can be reasonably established in the sole discretion of the Committee, or otherwise based on an assumed achievement of
all relevant Performance Goals at “target” levels, if actual pro rata performance cannot be reasonably established in the sole discretion of the Committee; shall be distributed or paid to you within thirty (30) days following the date
of the Qualifying Change of Control pro rata based on the portion of the Performance Period elapsed on the date of the Qualifying Change of Control in cash, Shares (based on the value of the Shares as of the effective date of the Change of Control),
other securities, or any combination, as determined by the Committee; and shall thereafter terminate, provided that the circumstances giving rise to such Qualifying Change of Control meet the definition of a “change in control event” under
Code Section 409A. 

  
 2 

	 	b.	 Employment Termination without Cause or for Good Reason within 12 Months of a Qualifying
Change of Control. If a Qualifying Change of Control occurs and the Successor Entity Assumes and Maintains this Award of Units, and if your service with the Successor Entity and its Affiliates is terminated by the Successor Entity or one of
its Affiliates without Cause (other than such termination resulting from your death or Total Disability) or by you for Good Reason (as such terms are defined below) within twelve (12) months following the effective date of such Qualifying
Change of Control, then the Units shall immediately vest as of the date of termination of your service with the Successor Entity and its Affiliates; shall be deemed earned based on actual pro rata performance as of the date of termination of your
service with the Company, to the extent such performance can be reasonably established in the sole discretion of the Committee, or otherwise based on an assumed achievement of all relevant Performance Goals at “target” levels, if actual
pro rata performance cannot be reasonably established in the sole discretion of the Committee; shall be distributed or paid to you, subject to Section 6(d), within thirty (30) days following the date of termination of your service with the
Successor Entity and its Affiliates pro rata based on the portion of the Performance Period elapsed as of the termination of your service with the Successor Entity and its Affiliates; and shall thereafter terminate. 

 

	 	c.	 Employment Termination without Cause or for Good Reason within 12 Months of a Non- Qualifying Change of Control. If a Non-Qualifying Change of Control (as defined below) occurs and if your service with the Company is terminated by the Company
without Cause (other than such termination resulting from your death or Total Disability) or by you for Good Reason within twelve (12) months following the effective date of the Non-Qualifying Change of
Control, then the Units shall immediately vest as of the date of termination of your service with the Company; shall be deemed earned based on actual pro rata performance as of the date of termination of your service with the Company, to the extent
such performance can be reasonably established in the sole discretion of the Committee, or otherwise based on an assumed achievement of all relevant Performance Goals at “target” levels, if actual pro rata performance cannot be reasonably
established in the sole discretion of the Committee; shall be distributed or paid to you, subject to Section 6(d), within thirty (30) days following the date of termination of your service with the Company pro rata based on the portion of
the Performance Period elapsed on the date of the Change of Control; and shall thereafter terminate. 

  

	 	d.	 Delay in Payment in Certain Circumstances. If the Units become vested upon your separation
from service pursuant to Sections 6(b) or 6(c) during a period in which you are a “specified employee” (as defined below), then, to the extent delivery of Shares would constitute non-exempt
“deferred compensation” under Section 409A of the Code, your right to receive the Shares will be delayed until the earlier of your death or the first day of the seventh month following your separation from service.

  

	 	e.	 Defined Terms. For purposes of this Award Agreement: 

 

	 	(i)	 “Business Unit Sale” shall mean the Company’s
sale or disposition of all or any portion of a business unit. 

  

	 	(ii)	 “Cause” shall mean (i) your willful and
continued failure to substantially perform your duties with the Company (other than any such failure resulting from your Total Disability); (ii) your commission, conviction or pleading guilty or nolo contendere (or any similar plea or admission) to
any felony or any act of fraud, misappropriation or embezzlement; (iii) your willful engagement in conduct (other than conduct covered under clause (i) above) which, in the good faith judgment of the Committee, is injurious to the Company,
monetarily or otherwise; or (iv) your material violation or breach of any Company policy, or any noncompetition, confidentiality, or other restrictive covenant with respect to the Company, that applies to you; provided, however,
that for purposes of clauses (i) and (ii) of this definition, no act, or failure to act, on your part shall be deemed “willful” unless done, or omitted to be done, by you not in good faith and without reasonable belief that the act,
or failure to act, was in the best interests of the Company. 

  

	 	(iii)	 “Good Reason” shall mean any material reduction in the
aggregate value of your compensation (including base salary and bonus), or a substantial reduction in the aggregate value of benefits provided to you; provided, however, that Company-initiated across-the-board reductions in compensation or benefits affecting substantially all employees shall alone not be considered Good Reason. 

  
 3 

	 	(iv)	 “Non-Qualifying Change of
Control” shall mean a Change of Control of the Company (as defined in the Plan) that results from a Business Unit Sale, provided that following such Change of Control (i) the Company remains in existence as a
publicly-traded company (separate and apart from any Successor Entity resulting from the Change of Control, and regardless of whether the Company continues to use the name “Genworth Financial, Inc.” or a different name), (ii) your
employment with the Company is not terminated by the Company without Cause in connection with the Change in Control, and (iii) the Units subject to this Award Agreement remain outstanding. 

 

	 	(v)	 “Qualifying Change of Control” shall mean a Change of
Control of the Company (as defined in the Plan) that is not a Non-Qualifying Change of Control. 

  

	 	(vi)	 “Specified Employee” shall have has the meaning given such term in Internal Revenue
Code Section 409A and the final regulations thereunder (“Final 409A Regulations”), provided, however, that, as permitted in the Final 409A Regulations, the Company’s Specified Employees and its application of the six-month delay rule of Section 409A(a)(2)(B)(i) shall be determined in accordance with rules adopted by the Company’s Board of Directors or a committee thereof, which shall be applied consistently with
respect to all nonqualified deferred compensation arrangements of the Company, including this Award Agreement. 

  

	7.	 Restrictive Covenants. As a condition to receiving payment of the Award, you agree
to the following: 

  

	 	a.	 Non-Disparagement. Subject to any obligations you
may have under applicable law, you will not make or cause to be made any statements that disparage, are inimical to, or damage the reputation of the Company or any of its agents, officers, directors or employees. Nothing in this section shall limit
your ability to provide truthful testimony or information in response to a subpoena, court order, or investigation by a government agency. 

  

	 	b.	 Non-Solicitation of Customers or Clients. Unless
waived in writing by the most senior Human Resources officer of the Company (or his or her successor), you will not, during and for a period of 12 months following the cessation of your employment with the Company for any reason, directly or through
another person, solicit or contact any of the customers or clients of the Company with whom you had material contact during your employment, regardless of the location of such customers or clients, for the purpose of engaging in, providing,
marketing, or selling any services or products that are competitive with the services and products being offered by the Company. 

  

	 	c.	 Non-Solicitation of Company Employees. Unless
waived in writing by the most senior Human Resources officer of the Company (or his or her successor), you will not, during and for a period of 12 months following the cessation of your employment with the Company, directly or through another
person, solicit or encourage any director, agent or employee of the Company to terminate his or her employment or other engagement with the Company. 

  

	8.	 Payment of Taxes. The Company has the authority and the right to deduct or
withhold, or require you to remit to the employer, an amount sufficient to satisfy federal, state, and local taxes (including your FICA obligation), domestic or foreign, required by law to be withheld with respect to any taxable event arising as a
result of the vesting or payment of this Award. With respect to such withholding, the employer may satisfy the tax withholding requirement by withholding Shares having a Fair Market Value as of the date that the amount of tax to be withheld is to be
determined equal to the amount required to be withheld in accordance with applicable tax requirements, all in accordance with such procedures as the Committee establishes. The obligations of the Company under this Award Agreement will be conditional
on such payment or arrangements, and the Company will, to the extent permitted by law, have the right to deduct in cash or Shares any such taxes from any payment of any kind otherwise due to you. 

  
  

4 

	9.	 Nontransferability. This Award may not be sold, transferred, pledged, assigned, or
otherwise alienated or hypothecated (“Transfer”), other than by will or by the laws of descent and distribution, except as provided in the Plan. If any prohibited Transfer, whether voluntary or involuntary, of the Award is attempted
to be made, or if any attachment, execution, garnishment, or lien shall be attempted to be issued against or placed upon this Award, your right to receive any payment pursuant to the terms of this Award shall be immediately and automatically be
forfeited, and this Award Agreement shall be null and void. 

  

	10.	 Administration. This Award Agreement and your rights hereunder are subject
to all the terms and conditions of the Plan, as the same may be amended from time to time, as well as to such rules and regulations as the Committee may adopt for administration of the Plan. It is expressly understood that the Committee is
authorized to administer, construe, and make all determinations necessary or appropriate to the administration of the Plan and this Award Agreement, all of which shall be binding upon you. The Committee’s interpretation of the Plan and this
Award Agreement, and all decisions and determinations by the Committee with respect to the Plan and this Award Agreement, shall be final, binding, and conclusive on all parties. 

 

	11.	 Limitation of Rights. The Units do not confer to you or your
beneficiary, executors or administrators any rights of a stockholder of the Company unless and until Shares are in fact issued to such person in connection with the Units. This Award Agreement shall not confer upon you any right to continuation of
employment by the Company, nor shall this Award Agreement interfere in any way with the Company’s right to terminate your employment at any time. 

  

	12.	 Plan; Prospectus and Related Documents; Electronic Delivery. 

 

	 	a.	 A copy of the Plan will be furnished upon written or oral request made to the Human Resources
Department, Genworth Financial, Inc., 6620 W. Broad Street, Richmond, VA 23230, or telephone (804) 281-6000. 

  

	 	b.	 As required by applicable securities laws, the Company is delivering to you a prospectus in connection
with this Award, which delivery is being made electronically. A paper copy of the prospectus may also be obtained without charge by contacting the Human Resources Department at the address or telephone number listed above. By accepting this Award
Agreement, you shall be deemed to have consented to receive the prospectus electronically. 

  

	 	c.	 The Company will deliver to you electronically a copy of the Company’s Annual Report to
Stockholders for each fiscal year, as well as copies of all other reports, proxy statements and other communications distributed to the Company’s stockholders. You will be provided notice regarding the availability of each of these documents,
and such documents may be accessed by going to the Company’s website at www.genworth.com and clicking on “Investors” and then “SEC Filings & Financial Reports” (or, if the Company changes its web site, by
accessing such other web site address(es) containing investor information to which the Company may direct you in the future) and will be deemed delivered to you upon posting or filing by the Company. Upon written or oral request, paper copies of
these documents (other than certain exhibits) may also be obtained by contacting the Company’s Human Resources Department at the address or telephone number listed above or by contacting the Investor Relations Department, Genworth Financial,
Inc., 6620 W. Broad Street, Richmond, VA 23230, or telephone (804) 281-6000. 

  

	 	d.	 By accepting this Award, you agree and consent, to the fullest extent permitted by law, in lieu of
receiving documents in paper format to accept electronic delivery of any documents that the Company may be required to deliver in connection with this Award and any other Awards granted to you under the Plan. Electronic delivery of a document may be
via a Company e-mail or by reference to a location on a Company intranet or internet site to which you have access. 

  

	13.	 Amendment, Modification, Suspension, and Termination. Subject to the
terms of the Plan, this Award Agreement may be modified or amended by the Committee; provided that no such amendment shall materially and adversely affect your rights hereunder without your consent. Notwithstanding the foregoing, you hereby
expressly agree to any amendment to the Plan and this Award Agreement to the extent necessary to comply with applicable law or changes to applicable law (including, but not limited to, Code Section 409A) and related regulations or other
guidance and federal securities laws. 

  
 5 

	14.	 Entire Agreement; Plan Controls. This Award Agreement, the Plan, and the
rules and procedures adopted by the Committee contain all of the provisions applicable to the Award and no other statements, documents or practices may modify, waive or alter such provisions unless expressly set forth in writing, signed by an
authorized officer of the Company and delivered to you. In the event of any actual or alleged conflict between the provisions of the Plan and the provisions of this Award Agreement, the provisions of the Plan shall be controlling and determinative.

  

	15.	 Compensation Recoupment Policy. This Award shall be subject to any
compensation recoupment policy of the Company that is applicable by its terms to you and to Awards of this type. 

  

	16.	 Successors. This Award Agreement shall be binding upon any successor of the
Company, in accordance with the terms of this Award Agreement and the Plan. 

 Please refer any questions you may have regarding your
Performance Stock Unit Award to the Executive Vice President of Human Resources. 
 Acceptance Date: #AcceptanceDate# 

  
 6 

 Exhibit A 

2021-2023 Performance Stock Unit Award Goals 
  

	 	•	 	 Payout for performance between points is interpolated on a straight-line basis. 

 

	 	•	 	 No payout shall be earned for performance below threshold level for the Performance Period.

  

	 	•	 	 Notwithstanding the level of achievement of the Performance Goals set forth below, the Committee may exercise
negative discretion to pay out a lesser amount, or no amount at all, under the Performance Stock Unit Award, based on such considerations as the Committee deems appropriate. 

 

																	
	 Weight of

Goal (%)
	  	($ in Millions)	 	  	Consolidated Genworth Adjusted
Operating Income (Loss) (1)(2)(3)(4)	 
	 	  	Performance Period	 	  	Threshold
(50% Payout)	 	  	Target
(100% Payout)	 	  	Maximum
(200% Payout)	 
		  	 	January 1, 2021 –December 31, 2023	 	  				  				  			

  

	 	(1)	 “Consolidated Genworth Adjusted Operating Income (Loss)” shall mean U.S. GAAP income
(loss) from continuing operations excluding the after-tax effects of income (loss) from continuing operations attributable to noncontrolling interests, net investment gains (losses), goodwill impairments,
gains (losses) on the sale of businesses, gains (losses) on the early extinguishment of debt, gains (losses) on insurance block transactions, restructuring costs and other adjustments, net of taxes. 

Consolidated Genworth Adjusted Operating Income (Loss) may be adjusted for purposes of management performance evaluation to exclude the impacts
from in-force reserve changes from future period assumption changes (e.g. mortality, interest rate, expense, lapse, morbidity), methodology changes (e.g. changes that would arise from a system conversion),
changes in foreign exchange rates, tax changes based on updated regulations, guidance, assessments, or refinements related to technical areas of the Tax Cuts and Jobs Act, legal fees and settlement costs related to merger & acquisition
litigation, any strategic deal-related expenses (e.g. 3rd party legal, actuarial or reinsurance support for negotiating or implementing a transaction), and professional fees related to the implementation of the Long Duration Targeted Improvements
(LDTI) accounting standard. Adjustment to the 3-year cumulative measurement will be applied based on strategic transactions in 2021, 2022 or 2023 that are not included in forecast assumptions. 

 

	 	(2)	 Consolidated Genworth Adjusted Operating Income (Loss) will be measured as follows: for U.S. Mortgage Insurance
Segment and Corporate and Other Activities, January 1, 2021 to December 31, 2023 Performance Period; for U.S. Life Insurance and Runoff Segment, January 1, 2021 to December 31, 2022. 

 

	 	(3)	 Excludes impacts from proposed merger with Asia Pacific Global Capital Co., Ltd. (“the Parent”), a
subsidiary of China Oceanwide Holdings Group Co., Ltd (together with its affiliates, “China Oceanwide”), related to Purchase-GAAP. It is expected that all threshold, target and maximum performance goals for each Performance Period will be
adjusted (up or down, as appropriate) at the time the Company closes its proposed merger with the Parent in order to account for the impact of Purchase-GAAP accounting adjustments on the performance goals. 

 

	 	(4)	 In evaluating performance, the Committee shall exclude the impact, if any, on reported financial results of any
of the following events that occur during the Performance Period: a) acquisitions and divestitures, b) shareholder dividends or common stock repurchases and c) changes in accounting principles or other laws or provisions. 

 

																	
	 Weight of

Goal (%)
	  	Percentile Rank
(%)	 	  	Total Shareholder Return (“TSR”)
(Percentile Ranking Relative to Peer Group)
(1)(2)(3)	 
	 	  	Performance Period	 	  	Threshold
(50% Payout)	 	  	Target
(100% Payout)	 	  	Maximum
(200% Payout)	 
		  	 	Grant Date –December 31, 2023	 	  				  				  			

	 	(1)	 The payout that may be earned based on the TSR portion of this Award’s goal will be determined based on
the Company’s Percentile Ranking relative to its Peer Group; provided, however, that in no event will the total dollar value of the Confirmed Units with respect to the TSR-goal portion of
the Award exceed 800% of grant date fair value of the TSR-goal portion of the Award. 

  

	 	(2)	 “Peer Group” shall mean the constituents of the S&P 400 Financials Sector on the
Grant Date (each such constituent, a “Peer Company”), subject to “Peer Group Adjustments,” which shall mean the following adjustments to the comparison Peer Group in the event of a corporate
transaction for a Peer Company: 

  

			
	Merger with Company in Peer Group	  	In the event of a merger, acquisition or business combination transaction of a Peer Company with or by another Peer Company, the surviving entity shall remain a Peer Company.
		
	Merger with Company not in Peer Group where Peer Company survives	  	In the event of a merger of a Peer Company with an entity that is not a Peer Company, or the acquisition or business combination transaction of a Peer Company by an entity that is not a Peer Company, in each case where the Peer
Company is the surviving entity and remains publicly traded, the surviving entity shall remain a Peer Company.
		
	Merger with Company not in Peer Group where Peer Company is not the survivor/Peer Company taken private	  	In the event of a merger or acquisition or business combination transaction of a Peer Company by or with an entity that is not a Peer Company or a “going private” transaction involving a Peer Company where the Peer Company
is not the surviving entity or is otherwise no longer publicly traded, the company shall no longer be a Peer Company.
		
	Bankruptcy, Liquidation or Delisting	  	In the event of a bankruptcy, liquidation or delisting of a Peer Company at any time during the Performance Period, such company shall remain a Peer Company and be assigned a TSR of -100%.
Delisting shall mean that a company ceases to be publicly traded on a national securities exchange as a result of any involuntary failure to meet the listing requirements of such national securities exchange, but shall not include delisting as a
result of any voluntary going private or similar transaction.
		
	Spin-off Transaction	  	In the event of a stock distribution from a Peer Company consisting of the shares of a new publicly-traded company (a “spin-off”), the Peer Company shall remain a Peer Company and
the stock distribution shall be treated as a dividend from the Peer Company based on the fair market value of the distribution on the date of such distribution; the performance of the shares of the spun-off
company shall not thereafter be tracked for purposes of calculating TSR.

  

	 	(3)	 TSR performance results shall be calculated as follows: 

 

	 	•	 	 “Percentile Ranking” shall be calculated using the following formula, where N is equal to
the total number of Peer Companies (including the Company) and “Company Rank” is a ranking of the Company’s TSR Performance over the Performance Period relative to the Peer Companies (such that the company with the highest TSR
Performance is ranked number one): 

  
 

 
  

	 	•	 	 “TSR Performance” shall be calculated as follows: 

(Ending Average Share Price – Starting Average Share Price) + Dividends Reinvested 

Starting Average Share Price 
  

	 	•	 	 “Starting Average Share Price” is equal to the average closing price over the 20 trading
days beginning on and including the Performance Period start date. 

  

	 	•	 	 “Ending Average Share Price” is equal to the average closing price over the last 20
trading days of the Performance Period (Including the final day). 

  

	 	•	 	 “Dividends Reinvested” shall mean dividends paid with respect to an ex-dividend date that occurs beginning from the date when the Starting Average Share Price is measured through the end of the Performance Period (whether or not the dividend payment date occurs during this period),
which shall be deemed to have been reinvested in the underlying common shares. 

 Special Rules for Pending Merger with China Oceanwide 

The Company is party to an Agreement and Plan of Merger agreement with China Oceanwide Holdings Group Co., Ltd. dated October 21, 2016
(the “Merger Agreement”). The corporate merger contemplated by the Merger Agreement (the “Merger”) may be completed during 2021, although this is not guaranteed (if and when completed, the “Closing”). The following
provisions are contingent upon the Closing of the Merger. 
 (1) Conversion to Cash Award. Pursuant to the terms of the Merger
Agreement, upon the Closing, the Units will convert into units the value of which is based on the merger consideration to be received for the Stock in the Merger, which is a cash amount equal to $5.43 per share. Thus, after the Closing, each Unit
will represent the right to receive the number of Units earned (depending upon the achievement of the applicable Performance Goals) multiplied by $5.43, and subject to the other terms and conditions of this Agreement and the Plan. 

(2) Adjustment of Award. Pursuant to Section 4.4 of the Plan, the Committee may in its sole discretion make such adjustments to the
Award to reflect the Merger or otherwise prevent dilution or enlargement of rights or benefits thereunder, as it deems appropriate. The Committee expects that it will make adjustments to the Award to reflect the expected impact of the Merger, which
may include, without limitation, adjustments to the Performance Goals set forth on this Exhibit A, adjustments deemed necessary or appropriate to properly reflect the conversion to purchase GAAP accounting and any other changes in accounting
rules or tax laws, and adjustments related to any reorganization or restructuring plans programs. Any such adjustment will be communicated to you in writing, shall be binding on all persons and shall not constitute an amendment of this Award. 

(3) Qualifying Change of Control. For purposes of this Agreement and the Plan, the Committee has determined that the Closing of the
Merger pursuant to its current terms would be a Change of Control that constitutes a “Qualifying Change of Control” pursuant to which a “Successor Entity” will “Assume and Maintain” this Award of Units. Thus, the
provisions of Section 6(b) of this Agreement, which provides special rules for the vesting of the Units upon certain terminations of employment within 12 months following a Change of Control, will apply following the Closing. 

Acceptance Date: #AcceptanceDate#

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