Document:

AMENDMENT #1 TO STOCK OPTIONS RIGHTS AGREEMENT

  
 Exhibit 10.11.1 
  
 AMENDMENT NO. 1 
 TO 
 STOCK OPTION AND REGISTRATION RIGHTS AGREEMENT 
  
 This
AMENDMENT NO. 1 (this “Amendment”) TO STOCK OPTION AND REGISTRATION RIGHTS AGREEMENT(the “Original Agreement”) dated January 26, 1994 by and between Maxwell Shoe Company Inc., a Delaware corporation (the
“Company”) and Mark J. Cocozza (the “Option Holder”), is entered into as of October 30, 2002 by between the Company and the Option Holder. 
  
 RECITALS 
  
 WHEREAS, Section 402
of the Sarbanes-Oxley Act of 2002 (the “Act”), generally prohibits the Company from directly or indirectly extending or maintaining credit, arranging for the extension of credit or renewing an extension of credit in the form of a
personal loan to or for its directors and executive officers (each, an “Executive Participant”); 
  
 WHEREAS, certain provisions of the Original Agreement may allow for arrangements that may be deemed to be extending credit or arranging for the extension of credit by the Company to Executive Participants, and thus potentially
violative of Section 402 of the Act; and 
  
 WHEREAS, the parties hereto desire to amend the Original
Agreement to bring it into compliance with the Act. 
  
 AMENDMENT 
  
 NOW, THEREFORE, in consideration of the foregoing premises and for other good and valuable consideration, the receipt and sufficiency of
which the parties hereto acknowledge, the Company and the Option Holder hereby agree as follows: 
 1.    Amendment of Section 7.  Section 7
of the Original Agreement shall be amended to read, in its entirety, as follows: 
  
 “7.    Exercise. 
  
 (a)    The Option shall be exercisable during Employee’s lifetime only by Employee or by his guardian or legal representative, and after Employee’s death only by the person or entity entitled to do so
under Optionee’s last will and testament or applicable interstate law. Subject to the provisions of Section 7(b) below, the Option may only be exercised by the delivery to the Company of a written notice of such exercise (the “Exercise
Notice”), which notice shall specify the number of Option Shares to be purchased (the “Purchased Shares”) and the aggregate Exercise Price for such shares; provided, however, 

 

  
 that payment of such aggregate Exercise Price may be made, in whole or in part,
by one or more of the following means: 
  
 (i)    in full in cash, at or before
the time the Company delivers the Option Shares; 
  
 (ii)    the Employee
irrevocably authorizing a broker approved in writing by the Company to sell Option Shares to be acquired through exercise of the Option and remitting to the Company a sufficient portion of the sale proceeds to pay the entire exercise price and any
federal and state withholding resulting from such exercise (a “Cashless Exercise”); provided, however, that, notwithstanding anything in this Agreement to the contrary, (A) the Company shall only deliver such Option Shares at
or after the time the Company receives full payment for such Option Shares, (B) the exercise price for such Option Shares will be due and payable to the Company no later than one business day following the date on which the proceeds from the sale of
the underlying Option Shares are received by the authorized broker, (C) in no event will the Company directly or indirectly extend or maintain credit, arrange for the extension of credit or renew any extension of credit, in the form of a personal
loan or otherwise, in connection with a Cashless Exercise and (D) in no event shall the recipient of an Award enter into any agreement or arrangement with a brokerage or similar firm in which the proceeds received in connection with a Cashless
Exercise will be received by or advanced to such recipient before the date the shares underlying the Award are delivered or released by the Company; 
  
 (iii)    the delivery to the Company of a certificate or certificates representing shares of Common Stock, duly endorsed or accompanied
by a duly executed stock power, which delivery effectively transfers to the Company good and valid title to such shares, free and clear of any pledge, commitment, lien, claim or other encumbrance (such shares to be valued on the basis of the
aggregate Fair Market Value (as defined in the Plan) thereof on the date of such exercise), provided that the Company is not then prohibited from purchasing or acquiring such shares of Common Stock; and/or 
  
 (iv)    “pyramiding” of shares issuable upon exercise of the Option, provided that the
Company is not prohibited from purchasing or acquiring shares of Common Stock. 
  
 (b)    Notwithstanding any provision of this Agreement to the contrary: 

 
 Page 2 

  
 (i)    payment of the aggregate Exercise
Price for such shares and the optionee’s tax withholding obligation, if any, with respect to such shares shall be due the date the shares of Common Stock underlying the Option are delivered; and 
  
 (ii)    in no event shall the Company issue or deliver the Option Shares before the Company receives
payment for the Option Shares pursuant to this Section 7.” 
  
 2.    No Further
Amendment.  Except as expressly amended hereby (a) the Original Agreement shall be and remain in full force and effect, notwithstanding this Amendment, and (b) the provisions of the Original Agreement (as amended hereby) are
incorporated herein by this reference. 
  
 3.    Governing Law.  This Amendment shall be governed by
and construed in accordance with the law of the State of Delaware, without giving effect to its conflicts or choice of law provisions. 
  
 IN WITNESS WHEREOF, the undersigned have signed this Amendment as of the date first written above. 
  
 
	 THE COMPANY:
  
 Maxwell Shoe Company Inc.,
     a Delaware corporation
 
	 
	 By:
 	 	 

	 Name:
 	 	 Richard J. Bakos
 
	 Title:
 	 	 Vice President Finance and Chief
 Financial Officer
 

 
  
 
	 THE OPTION HOLDER:
 
	 
	 

	 Mark J. Cocozza
 

 
  
  
  

 
 Page 3AGREEMENT WITH ANNE KLEIN AND MAXWELL SHOE

  
 Exhibit 10.18 
  
  
 KASPER A.S.L., LTD. 
 
11 WEST 42ND STREET, NEW YORK, NY, 10036 
  
  
 Lee S. Sporn 
 Senior Vice President, General Counsel & 
 Secretary 
 Direct Dial: 212.626.6121 
 Fax: 212.626.6354 
 E-fax: 208.723.5646 
 Internet: lsporn@kasperasl.com 
  
 Maxwell Shoe Company, Inc. 
 P.O. Box 37 
 101 Sprague Street 
 Readville, Massachusetts
02137-0037 
  
  
 Gentlemen: 
  
 This letter, when countersigned on behalf of your company and on behalf of B.D.S., Inc. (“BDS”), will constitute an amendment to the agreement between Anne Klein, a division of Kasper A.S.L.,
Ltd. (“Anne Klein”), BDS and Maxwell Shoe Company, Inc. (“Maxwell”) executed on November 1, 1999 with effect from July 19, 1999 (the “License Agreement”), as follows (all terms used but not defined herein having the
respective meanings set forth in the License Agreement): 
  
 1.    Anne Klein represents and warrants that, by an
agreement dated as of January 1, 2002 between BDS and Anne Klein, BDS has waived all rights under the License Agreement and, as a result, shall as of that date be deleted as a party thereto. Pursuant to paragraph 19.07 of the License Agreement, BDS
hereby agrees to amend the License Agreement so that effective January 1, 2002 BDS shall have no rights or obligations whatsoever under the License Agreement. Maxwell hereby releases and discharges BDS and its affiliates from any and all claims it
may have had or may have against BDS or its affiliates under the License Agreement. BDS hereby releases and discharges Maxwell and its affiliates from any and all claims it may have had or may have against Maxwell or its affiliates under the License
Agreement. 
  
 2.    The definition of Licensed Marks is hereby modified so as to add the trademark “AK ANNE
KLEIN”. Maxwell may continue to sell its remaining inventory of Licensed Articles bearing the trademarks “Anne Klein II” through June 30, 2003 in accordance with all the terms and conditions set forth in the License Agreement. Anne
Klein shall have no obligation to approve any additional styles of Licensed Articles bearing the “Anne Klein II” trademark. 
  
  
 3.    Anne Klein and Maxwell further agree to amend the License Agreement so as to provide that, from and after January 1, 2003, (i) the Image Fund Payment set forth in Section
7.01(b)(ii) shall be reduced to one percent (1%) and (ii) the Sales Royalty set forth in paragraph 9.01 shall be increased to six percent (6%). 
  
 4.    This letter shall not become effective until and unless the United States Bankruptcy Court with jurisdiction of the Chapter 11 debtor case of Kasper A.S.L., Ltd. (“Kasper”) approves and enters an
order pursuant to the Bankruptcy Code authorizing Kasper to assume the License Agreement, as amended hereby, and all obligations of Kasper and Anne Klein thereunder. 

  
 Maxwell Shoe Company, Inc. 
 Page
2 
 3/19/02 
  
  
 Except as
expressly set forth herein, the terms and conditions set forth in the License Agreement shall remain in full force and effect. 
  
  
 Sincerely, 
  
 Anne Klein, a division of Kasper A.S.L., Ltd. 
  
 By: /s/ John D.
Idol                             
 John D. Idol 
  
  
 ACCEPTED AND AGREED: 
  
 Maxwell Shoe Company Inc. 
  
  
 By: /s/ James J. Tinagero                     
         James J. Tinagero 
         COO 
  
  
 B.D.S., Inc. 
  
  
 By: /s/ Daniel
Schwartz                                     

       Daniel SchwartzAMENDMENT 6 TO LOAN AGREEMENT

  
 Exhibit 10.1 
  
 AMENDMENT NO. 6 TO LOAN AGREEMENT 
  
 This Amendment No. 6 to Loan Agreement dated as of January 27, 2003 (this “Amendment”) is executed with reference to the Loan Agreement dated as of March 3, 1999 (as amended, modified or supplemented prior to the date
hereof, the “Loan Agreement”), among The Mohegan Tribe of Indians of Connecticut, a federally recognized Indian Tribe and Native American sovereign nation (the “Tribe”), The Mohegan Tribal Gaming Authority, a governmental
instrumentality of the Tribe (the “Borrower”), the Lenders referred to therein, and Bank of America, N.A., as Administrative Agent. Capitalized terms used but not defined herein are used with the meanings set forth for those terms in the
Loan Agreement. The parties hereby agree as follows: 
  
 1.    Section 1.1—Definitions. The
following new definitions are hereby added to Section 1.1 of the Loan Agreement. 
  
 “WNBA
Agreements” means, collectively, the WNBA Membership Agreement between WNBA, LLC, a Delaware limited liability company and the WNBA Subsidiary, and each of the material instruments, documents and agreements entered into in connection therewith
by the Tribe, the Borrower, the WNBA Subsidiary and their Affiliates, the WNBA Note and the related guaranty executed by the Borrower in favor of WNBA, LLC, in each case as in effect on January 28, 2003, and with any amendments thereto which do not
materially increase the financial obligations of the Tribe or the Borrower in respect of the WNBA Subsidiary or to WNBA, LLC, the National Basketball Association or their respective Affiliates or member teams. 
  
 “WNBA Note” means a promissory note in the principal amount of $8,000,000 made by the WNBA Subsidiary in favor
of WNBA, LLC as a portion of the consideration payable by the WNBA Subsidiary for its acquisition of a WNBA franchise. 
  
 “WNBA Subsidiary” means Mohegan Basketball Club, LLC, a limited liability company formed under the Laws of the Tribe and a wholly-owned Subsidiary of the Borrower, to be formed by the Borrower for the purpose of
acquiring and operating a WNBA franchise to be known as the Connecticut Sun. 
  
 2.    Section 5.4—The Nature of Borrower. Section 5.4 of the Loan Agreement is hereby amended to read in full as follows (with the changed text shown in bold for the convenience of the reader): 

 
 5.4    The Nature of Borrower.    The Tribe has no Subsidiaries and no
Affiliates, other than the WNBA Subsidiary, which are included in or controlled by or through Borrower. All activities of the Tribe constituting or relating to the ownership and operation of gaming facilities (including all Class II and Class
III gaming activities within the meaning of IGRA) and all 

  
 activities of the Tribe constituting or relating to the ownership of hotel,
restaurant, entertainment and resort facilities are conducted on behalf of the Tribe by Borrower pursuant to the authority granted to Borrower in the Gaming Authority Ordinance (or to the extent contemplated herein, by the WNBA Subsidiary).

  
 3.    Section 7.3—Investments and Acquisitions. Section 7.3 of the Loan Agreement is
hereby amended to add a new clause (h): 
  
 (h) The Acquisition by Borrower of the WNBA Subsidiary
and related Investments by Borrower in the WNBA Subsidiary in an aggregate amount not to exceed $25,000,000 in the aggregate at any time, initially consisting of (i) a cash investment of $2,000,000, which Investment shall be used to finance the cash
portion of the purchase price for a WNBA franchise, and (ii) Contingent Obligations consisting of a guaranty by the Borrower of the obligations of the WNBA Subsidiary under the WNBA Agreements. 
  

4.    Section 7.5—Distributions by WNBA Subsidiary. Section 7.5 of the Loan Agreement is hereby amended to add the following clause (g):

  
 “(g)    Distributions by the WNBA Subsidiary to Borrower.”

  
 5.    Section 7.8—Negative Pledge. Section 7.8 of the Loan Agreement is hereby amended
to add a new clause (f): 
  
 “(f) Rights of Others granted pursuant to the WNBA Agreements
consisting of the right to use the Mohegan Sun Arena for scheduled home games of the Connecticut Sun and related basketball activities, and Liens and Negative Pledges in respect of assets of the WNBA Subsidiary, other than accounts and the proceeds
thereof (and in any event excluding the membership interests in the WNBA Subsidiary owned by the Borrower) in favor of WNBA, LLC or its designees to secure obligations of the WNBA Subsidiary under the WNBA Agreements.” 
  
 6.    Section 7.9—Indebtedness and Contingent Obligations. Section 7.9 of the Loan Agreement is hereby amended to
add a new clause (j): 
  
 “(j) Indebtedness of the WNBA Subsidiary in an aggregate principal
amount not to exceed $8,000,000 under the WNBA Note and Contingent Obligations of Borrower consisting of a guaranty of the obligation of the WNBA Subsidiary under the WNBA Agreements.” 
  
 7.    Consent Under Section 7.11.    The Lenders hereby consent to the expenditures contemplated by this Amendment, notwithstanding
Section 7.11 of the Loan Agreement. 
  
 8.    Section 7.17—WNBA Subsidiary Indebtedness. The
Loan Agreement is hereby amended to add the following new section: 
  
 7.17    WNBA Subsidiary Operations and Indebtedness.    Borrower will not permit the WNBA Subsidiary to enter into any substantial operations other 

  
 than the operation of a WNBA franchise, nor permit the WNBA Subsidiary to own any
substantial assets other than the WNBA franchise. The Borrower will not, either directly or indirectly, be liable for any obligations of the WNBA Subsidiary, or have any continuing obligations to the National Basketball Association or its
Affiliates, other than pursuant to the WBNA Agreements. 
  
 9.    Applicability of Certain
Covenants to the WNBA Subsidiary.    It is expressly agreed that the results of operation of the WNBA Subsidiary will be consolidated with those of the Borrower for purposes of determining compliance with the covenants set forth
in Sections 7.12, 7.13 and 7.14 of the Loan Agreement. It is expressly agreed that each of the covenants set forth in Articles 6, 7 and 8 the Loan Agreement to which the Borrower is subject, otherthan Sections 6.11, 7.7 and 7.16 shall be deemed
applicable to the WNBA Subsidiary, mutatis mutandis it being understood that the transactions contemplated by this Amendment or by the WNBA Agreements shall not be deemed to violate Section 7.10 of the Loan Agreement. 
  
 10.    Representations.    Borrower represents and warrants to the Lenders that no Default or
Event of Default has occurred and remains continuing 
  
 11.    Other
Documents.    Borrower covenants that the following agreements will be entered into in a form acceptable to the Administrative Agent concurrently with the consummation of the proposed WNBA franchise acquisition: 

 
 (a)    a duly executed guaranty signed by the WNBA Subsidiary guarantying the Obligations
in favor of the Administrative Agent for the benefit of the Lenders; and 
  
 (b)    a duly executed security agreement signed by the WNBA Subsidiary in respect of its accounts receivable and the proceeds thereof securing its obligations under the Guaranty in favor of the Administrative
Agent for the benefit of the Lenders. 
  
 12.    Conditions Precedent.    As
conditions precedent to the effectiveness hereof, the Administrative Agent shall have received: 
  
 (a)    Counterparts of this Amendment executed by the Tribe and Borrower; 
  
 (b)    Written consents hereto executed by each of the Requisite Lenders; and 
  
 (c)    A certificate of the Borrower attaching a copy of the WNBA Agreements. 
  
 13.    Confirmation.    In all other respects, the Loan Agreement and the other Loan Documents are hereby confirmed. 
  
 [Remainder of this page intentionally left blank—signature pages follow] 

  
 14.    Counterparts.    This Amendment
may be executed in any number of counterparts and all of such counterparts taken together shall be deemed to constitute one and the same instrument. 
  
 IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first written above by their duly authorized representatives. 
  

 
 
	 THE MOHEGAN TRIBAL GAMING AUTHORITY
 
	 
	 By:
 	 	 /s/    MARK F.
BROWN        
 

	 
	  	 	 Title: Chairman, Management Board
 

 
  
  
 
	 THE MOHEGAN TRIBE OF INDIANS OF CONNECTICUT
 
	 
	 By:
 	 	 /s/    MARK F.
BROWN        
 

	 
	  	 	 Tribal Council Chairman
 

 
  
  
 
	 BANK OF AMERICA, N.A., as Administrative Agent
 
	 
	 By:
 	 	 /s/    JANICE
HAMMOND        
 

	 
	  	 	 Janice Hammond, Vice President

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