Document:

Exhibit 10.1 

 

EMPLOYMENT AGREEMENT

 

This EMPLOYMENT AGREEMENT
(the “Agreement”), is entered into as of April 1st, 2019 (the “Effective Date”),
by and between Urban Tea, Inc. (formerly Delta Technology Holdings Ltd), incorporated under the laws of the British Virgin Island
(the “Company”), and Kan Lu, an individual (the “Executive”). Except with respect to the
direct employment of the Executive by the Company, the term “Company” as used herein with respect to all obligations
of the Executive hereunder shall be deemed to include the Company and all of its subsidiaries and affiliated entities (collectively,
the “Group”).

 

RECITALS

 

		A.	The Company desires to employ the Executive as its Chief
Financial Officer and to assure itself of the services of the Executive during the term of Employment (as defined below).

 

		B.	The Executive desires to be employed by the Company as
its Chief Financial Officer during the term of Employment and upon the terms and conditions of this Agreement.

 

AGREEMENT

 

The parties hereto agree as follows:

 

		1.	POSITION

 

The Executive hereby
accepts a position of Chief Financial Officer (the “Employment”) of the Company.

 

		2.	TERM

 

		 	Subject
to the terms and conditions of this Agreement, the initial term of the Employment shall be two (2) years commencing on the Effective
Date, unless terminated earlier pursuant to the terms of this Agreement. The Employment will be renewed automatically for additional
one-year terms if neither the Company nor the Executive provides a notice of termination of the Employment to the other party
or otherwise proposes to re-negotiate the terms of the Employment with the other party within three months prior to the expiration
of the applicable term.

 

		3.	DUTIES
AND RESPONSIBILITIES

 

		(a)	The
Executive’s duties at the Company will include all jobs assigned by the Company’s Board of the Directors (the “Board”).

 

		(b)	The
Executive shall devote all of his working time, attention and skills to the performance of his duties at the Company and shall
faithfully and diligently serve the Company in accordance with this Agreement, the Certificate of Incorporation and Bylaws of
the Company, as amended and restated from time to time (the “Charter Documents”), and the guidelines, policies
and procedures of the Company approved from time to time by the Board.

 

		(c)	The Executive shall use his best efforts to perform
his duties hereunder. The Executive shall not, without the prior written consent of the Board, become an employee of any entity
other than the Company and any subsidiary or affiliate of the Company, and shall not be concerned or interested in any business
or entity that engages in the same business in which the Company engages (any such business or entity, a “Competitor”),
provided that nothing in this clause shall preclude the Executive from holding any shares or other securities of any Competitor
that is listed on any securities exchange or recognized securities market anywhere if such shares or securities represent less
than 5% of the competitors outstanding shares and securities. The Executive shall notify the Company in writing of his interest
in such shares or securities in a timely manner and with such details and particulars as the Company may reasonably require

         

     

     

    

 

		4.	NO
BREACH OF CONTRACT

 

The Executive
hereby represents to the Company that: (i) the execution and delivery of this Agreement by the Executive and the performance
by the Executive of the Executive’s duties hereunder shall not constitute a breach of, or otherwise contravene, the terms
of any other agreement or policy to which the Executive is a party or otherwise bound, except for agreements entered into by and
between the Executive and any member of the Group pursuant to applicable law, if any; (ii) that the Executive has no information
(including, without limitation, confidential information and trade secrets) relating to any other person or entity which would
prevent, or be violated by, the Executive entering into this Agreement or carrying out his duties hereunder; (iii) that the
Executive is not bound by any confidentiality, trade secret or similar agreement (other than this) with any other person or entity
except for other member(s) of the Group, as the case may be.

 

		5.	Intentionally
                                         Ommitted

  

		6.	COMPENSATION
AND BENEFITS

 

		(a)	Base
Salary. The Executive’s initial base salary shall be fifty thousand ($50,000) U.S. Dollars per year, paid in periodic
installments in accordance with the Company’s regular payroll practices, and such compensation is subject to annual review
and adjustment by the Board.

 

		(b)	Bonus.
The Executive shall be eligible for Bonuses determined by the Board.

 

		(c)	Equity
Incentives. To the extent the Company adopts and maintains a share incentive plan, the Executive will be eligible to participate
in such plan pursuant to the terms thereof as determined by the Board.

 

		(d)	Benefits.
The Executive is eligible for participation in any standard employee benefit plan of the Company that currently exists or may
be adopted by the Company in the future, including, but not limited to, any retirement plan, life insurance plan, health insurance
plan and travel/holiday plan.

 

		(e)	Expenses.
The Executive shall be entitled to reimbursement by the Company for all reasonable ordinary and necessary travel and other expenses
incurred by the Executive in the performance of his duties under this Agreement; provided that he properly accounts for such expenses
in accordance with the Company’s policies and procedures.

 

		7.	TERMINATION
OF THE AGREEMENT

 

		(a)	By
the Company.

 

(i) For Cause.
The Company may terminate the Employment for cause, at any time, without notice or remuneration (unless notice or remuneration
is specifically required by applicable law, in which case notice or remuneration will be provided in accordance with applicable
law), if:

 

(1) the Executive is convicted
or pleads guilty to a felony or to an act of fraud, misappropriation or embezzlement,

 

(2) the Executive has been grossly
negligent or acted dishonestly to the detriment of the Company,

 

(3) the Executive has engaged
in actions amounting to willful misconduct or failed to perform his duties hereunder and such failure continues after the Executive
is afforded a reasonable opportunity to cure such failure; or

 

(4) the Executive violates Section
8 or 10 of this Agreement.

 

Upon termination for cause, the
Executive shall be entitled to the amount of base salary earned and not paid prior to termination. However, the Executive will
not be entitled to receive payment of any severance benefits or other amounts by reason of the termination, and the Executive’s
right to all other benefits will terminate, except as required by any applicable law.

 

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(ii) For death
and disability. The Company may also terminate the Employment, at any time, without notice or remuneration (unless notice or
remuneration is specifically required by applicable law, in which case notice or remuneration will be provided in accordance with
applicable law), if:

 

(1) the Executive has died, or

 

(2) the Executive has a disability
which shall mean a physical or mental impairment which, as reasonably determined by the Board, renders the Executive unable to
perform the essential functions of his employment with the Company, with or without reasonable accommodation, for more than 120
days in any 12-month period, unless a longer period is required by applicable law, in which case that longer period would apply.

 

Upon termination for death or
disability, the Executive shall be entitled to the amount of base salary earned and not paid prior to termination. However, the
Executive will not be entitled to receive payment of any severance benefits or other amounts by reason of the termination, and
the Executive’s right to all other benefits will terminate, except as required by any applicable law.

 

(iii) Without
Cause. The Company may terminate the Employment without cause, at any time, upon one-month prior written notice. Upon termination
without cause, the Company shall provide the following severance payments and benefits to the Executive: (1) a lump sum cash
payment equal to1 months of the Executive’s base salary as of the date of such termination; (2) a lump sum cash payment
equal to a pro-rated amount of his target annual bonus for the year immediately preceding the termination, if any; (3) payment
of premiums for continued health benefits under the Company’s health plans for 12 months fo1lowing the termination, if any;
and (4) immediate vesting of 100% of the then-unvested portion of any outstanding equity awards held by the Executive.

 

Upon termination without, the
Executive shall be entitled to the amount of base salary earned and not paid prior to termination.

 

(iv) Change of Control
Transaction. If the Company or its successor terminates the Employment upon a merger, consolidation, or transfer or sale of
all or substantially all of the assets of the Company with or to any other individual(s) or entity (the “Change of Control
Transaction”), the Executive shall be entitled to the following severance payments and benefits upon such termination:
(1) a lump sum cash payment equal to 1  months of the Executive’s base salary at a rate equal to the greater of
his/her annual salary in effect immediate1y prior to the termination, or his/her then current annua1 salary as of the date of such
termination; (2) a lump sum cash payment equal to a pro-rated amount of his/her target annual bonus for the year immediately
preceding the termination; (3) payment of premiums for continued health benefits under the Company’s health plans for
12 months fo1lowing the termination; and (4) immediate vesting of 100% of the then-unvested portion of any outstanding equity
awards held by the Executive.

 

		(b)	By
the Executive. The Executive may terminate the Employment at any time with a one-month prior written notice to the Company,
if (1) there is a material reduction in the Executive’s authority, duties and responsibilities, or (2) there is
a material reduction in the Executive’s annual salary. Upon the Executive’s termination of the Employment due to either
of the above reasons, the Company shall provide compensation to the Executive equivalent to 1 months of the Executive’s
base salary that he is entitled to immediately prior to such termination. In addition, the Executive may resign prior to the expiration
of the Agreement if such resignation is approved by the Board or an alternative arrangement with respect to the Employment is
agreed to by the Board.

 

		(c)	Notice
of Termination. Any termination of the Executive’s employment under this Agreement shall be communicated by written
notice of termination from the terminating party to the other party. The notice of termination shall indicate the specific provision(s)
of this Agreement relied upon in effecting the termination.

 

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		8.	CONFIDENTIALITY
AND NON-DISCLOSURE

 

		(a)	Confidentiality
and Non-disclosure. The Executive hereby agrees at all times during the term of the Employment and after his termination,
to hold in the strictest confidence, and not to use, except for the benefit of the Company, or to disclose to any person, corporation
or other entity without prior written consent of the Company, any Confidential Information. The Executive understands that “Confidential
Information” means any proprietary or confidential information of the Company, its affiliates, or their respective clients,
customers or partners, including, without limitation, technical data, trade secrets, research and development information, product
plans, services, customer lists and customers, supplier lists and suppliers, software developments, inventions, processes, formulas,
technology, designs, hardware configuration information, personnel information, marketing, finances, information about the suppliers,
joint ventures, franchisees, distributors and other persons with whom the Company does business, information regarding the skills
and compensation of other employees of the Company or other business information disclosed to the Executive by or obtained by
the Executive from the Company, its affiliates, or their respective clients, customers or partners, either directly or indirectly,
in writing, orally or otherwise, if specifically indicated to be confidential or reasonably expected to be confidential. Notwithstanding
the foregoing, Confidential Information shall not include information that is generally available and known to the public through
no fault of the Executive.

 

		(b)	Company
Property. The Executive understands that all documents (including computer records, facsimile and e-mail) and materials created,
received or transmitted in connection with his work or using the facilities of the Company are property of the Company and subject
to inspection by the Company at any time. Upon termination of the Executive’s employment with the Company (or at any other
time when requested by the Company), the Executive will promptly deliver to the Company all documents and materials of any nature
pertaining to his work with the Company and will provide written certification of his compliance with this Agreement. Under no
circumstances will the Executive have, following his   termination, in his possession any property of the Company, or
any documents or materials or copies thereof containing any Confidential Information.

 

		(c)	Former
Employer Information. The Executive agrees that he has not and will not, during the term of his employment, (i) improperly
use or disclose any proprietary information or trade secrets of any former employer or other person or entity with which the Executive
has an agreement or duty to keep in confidence information acquired by Executive, if any, or (ii) bring into the premises
of the Company any document or confidential or proprietary information belonging to such former employer, person or entity unless
consented to in writing by such former employer, person or entity. The Executive will indemnify the Company and hold it harmless
from and against all claims, liabilities, damages and expenses, including reasonable attorneys’ fees and costs of suit,
arising out of or in connection with any violation of the foregoing.

 

		(d)	Third
Party Information. The Executive recognizes that the Company may have received, and in the future may receive, from third
parties their confidential or proprietary information subject to a duty on the Company’s part to maintain the confidentiality
of such information and to use it only for certain limited purposes. The Executive agrees that the Executive owes the Company
and such third parties, during the Executive’s employment by the Company and thereafter, a duty to hold all such confidential
or proprietary information in the strictest confidence and not to disclose it to any person or firm and to use it in a manner
consistent with, and for the limited purposes permitted by, the Company’s agreement with such third party.

 

This Section 8 shall
survive the termination of this Agreement for any reason. In the event the Executive breaches this Section 8, the Company shall
have right to seek remedies permissible under applicable law.

 

		9.	CONFLICTING
EMPLOYMENT.

 

The Executive
hereby agrees that, during the term of his employment with the Company, he or she will not engage in any other employment, occupation,
consulting or other business activity related to the business in which the Company is now involved or becomes involved during the
term of the Executive’s employment, nor will the Executive engage in any other activities that conflict with his obligations
to the Company without the prior written consent of the Company.

 

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		10.	NON-COMPETITION
AND NON-SOLICITATION

 

In consideration
of the salary paid to the Executive by the Company and subject to applicable law, the Executive agrees that during the term of
the Employment and for a period of one (1) year following the termination of the Employment for whatever reason:

 

		(a)	The
Executive will not approach clients, customers or contacts of the Company or other persons or entities introduced to the Executive
in the Executive’s capacity as a representative of the Company for the purposes of doing business with such persons or entities
which will harm the business relationship between the Company and such persons and/or entities;

 

		(b)	The
Executive will not assume employment with or provide services as a director or otherwise for any Competitor, or engage, whether
as principal, partner, licensor or otherwise, in any Competitor; and

 

		(c)	The
Executive will not seek, directly or indirectly, by the offer of alternative employment or other inducement whatsoever, to solicit
the services of any employee of the Company employed as at or after the date of such termination, or in the year preceding such
termination.

 

The provisions contained
in Section 10 are considered reasonable by the Executive and the Company. In the event that any such provisions should be
found to be void under applicable laws but would be valid if some part thereof was deleted or the period or area of application
reduced, such provisions shall apply with such modification as may be necessary to make them valid and effective.

 

This Section 10 shall
survive the termination of this Agreement for any reason. In the event the Executive breaches this Section 10, the Executive acknowledges
that there will be no adequate remedy at law, and the Company shall be entitled to injunctive relief and/or a decree for specific
performance, and such other relief as may be proper (including monetary damages if appropriate). In any event, the Company shall
have right to seek all remedies permissible under applicable law.

 

		11.	WITHHOLDING
TAXES

 

Notwithstanding anything
else herein to the contrary, the Company may withhold (or cause there to be withheld, as the case may be) from any amounts otherwise
due or payable under or pursuant to this Agreement such national, provincial, local or any other income, employment, or other taxes
as may be required to be withheld pursuant to any applicable law or regulation.

 

		12.	ASSIGNMENT

 

This Agreement is personal
in its nature and neither of the parties hereto shall, without the consent of the other, assign or transfer this Agreement or any
rights or obligations hereunder; provided, however, that (i) the Company may assign or transfer this Agreement or any rights
or obligations hereunder to any member of the Group without such consent, and (ii) in the event of a Change of Control Transaction,
this Agreement shall, subject to the provisions hereof, be binding upon and inure to the benefit of such successor and such successor
shall discharge and perform all the promises, covenants, duties, and obligations of the Company hereunder.

 

		13.	SEVERABILITY

 

If any provision of
this Agreement or the application thereof is held invalid, the invalidity shall not affect other provisions or applications of
this Agreement which can be given effect without the invalid provisions or applications and to this end the provisions of this
Agreement are declared to be severable.

 

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		14.	ENTIRE
AGREEMENT

 

This Agreement constitutes
the entire agreement and understanding between the Executive and the Company regarding the terms of the Employment and supersedes
all prior or contemporaneous oral or written agreements concerning such subject matter, including any prior agreements between
the Executive and a member of the Group. The Executive acknowledges that he or she has not entered into this Agreement in reliance
upon any representation, warranty or undertaking which is not set forth in this Agreement. Any amendment to this Agreement must
be in writing and signed by the Executive and the Company.

 

		15.	GOVERNING
LAW; JURISDICTION

 

This Agreement shall
be governed by and construed in accordance with the laws of the British Virgin Island (“BVI”) and each of the parties
irrevocably consents to the jurisdiction and venue of the federal and state courts located in BVI.

 

		16.	AMENDMENT

 

This Agreement may
not be amended, modified or changed (in whole or in part), except by a formal, definitive written agreement expressly referring
to this Agreement, which agreement is executed by both of the parties hereto.

 

		17.	WAIVER

 

Neither the failure
nor any delay on the part of a party to exercise any right, remedy, power or privilege under this Agreement shall operate as a
waiver thereof, nor shall any single or partial exercise of any right, remedy, power or privilege preclude any other or further
exercise of the same or of any right, remedy, power or privilege, nor shall any waiver of any right, remedy, power or privilege
with respect to any occurrence be construed as a waiver of such right, remedy, power or privilege with respect to any other occurrence.
No waiver shall be effective unless it is in writing and is signed by the party asserted to have granted such waiver.

 

		18.	NOTICES

 

All notices, requests,
demands and other communications required or permitted under this Agreement shall be in writing and shall be deemed to have been
duly given and made if (i) delivered by hand, (ii) otherwise delivered against receipt therefor, or (iii) sent by
a recognized courier with next-day or second-day delivery to the last known address of the other party.

 

		19.	COUNTERPARTS

 

This Agreement may
be executed in any number of counterparts, each of which shall be deemed an original as against any party whose signature appears
thereon, and all of which together shall constitute one and the same instrument. This Agreement shall become binding when one or
more counterparts hereof, individually or taken together, shall bear the signatures of all of the parties reflected hereon as the
signatories.

 

Photographic copies
of such signed counterparts may be used in lieu of the originals for any purpose.

 

		20.	NO
INTERPRETATION AGAINST DRAFTER

 

Each party recognizes
that this Agreement is a legally binding contract and acknowledges that it, he or she has had the opportunity to consult with legal
counsel of choice. In any construction of the terms of this Agreement, the same shall not be construed against either party on
the basis of that party being the drafter of such terms.

 

[Remainder of this page has been intentionally
left blank.]

 

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IN WITNESS WHEREOF, this Agreement has
been executed as of the date first written above.

 

	
        
	Urban Tea, Inc.
	 	 
	 	By:	/s/ Long Yi
	 	Name:	Long Yi   
	 	Title:	Chief Executive Officer    
	 	 	 
	 	Executive
	 	 	 
	 	Signature: 	/s/ Kan Lu
	 	Name:	Kan Lu

 

 

7EX-4(a)

 Exhibit 4(a) 
  

 
  

LOUISVILLE GAS AND ELECTRIC COMPANY 

TO 
 THE BANK OF NEW
YORK MELLON, 
 Trustee 
  

 
 Supplemental
Indenture No. 7 
 dated as of March 1, 2019 

 
  

Supplemental to the Indenture 

dated as of October 1, 2010 
  

 
 Establishing

 First Mortgage Bonds, 4.25% Series due 2049 
  

 
  

 SUPPLEMENTAL INDENTURE NO. 7 

SUPPLEMENTAL INDENTURE No. 7, dated as of the first day of March 1, 2019, made and entered into by and between LOUISVILLE GAS AND
ELECTRIC COMPANY, a corporation duly organized and existing under the laws of the Commonwealth of Kentucky, having its principal corporate offices at 220 West Main Street, Louisville, Kentucky 40202 (hereinafter sometimes called the
“Company”), and THE BANK OF NEW YORK MELLON, a New York banking corporation, having its principal place of business and corporate trust office at 240 Greenwich Street, 7E, New York, New York 10286 (hereinafter sometimes called the
“Trustee”), as Trustee under the Indenture, dated as of October 1, 2010 (hereinafter called the “Original Indenture”), between the Company and said Trustee, as heretofore supplemented, this Supplemental Indenture No. 7
being supplemental thereto. The Original Indenture, as heretofore supplemented, and this Supplemental Indenture No. 7 are hereinafter sometimes, collectively, called the “Indenture.” 

Recitals of the Company 

The Original Indenture was authorized, executed and delivered by the Company to provide for the issuance from time to time of its Securities
(such term and all other capitalized terms used herein without definition having the meanings assigned to them in the Original Indenture), to be issued in one or more series as contemplated therein, and to provide security for the payment of the
principal of and premium, if any, and interest, if any, on such Securities. 
 The Company has heretofore executed and delivered
supplemental indentures for the purpose of creating series of Securities as set forth in Exhibit A hereto. 
 The Original Indenture and
Supplemental Indentures Nos. 1 through 5, and financing statements in respect thereof, have been duly recorded and filed in the various official records in the Commonwealth of Kentucky as set forth in Supplemental Indenture No. 6. Supplemental
Indenture No. 6 has been duly recorded and filed in the various official records in the Commonwealth of Kentucky as set forth in Exhibit B hereto. 

Pursuant to Article Three of the Original Indenture, the Company wishes to establish a series of Securities, such series of Securities to be
hereinafter sometimes called “Securities of Series No. 9”. 
 As contemplated in Section 301 of the Original Indenture,
the Company further wishes to establish the designation and certain terms of the Securities of Series No. 9. The Company has duly authorized the execution and delivery of this Supplemental Indenture No. 7 to establish the designation and
certain terms of such series of Securities and has duly authorized the issuance of such Securities; and all acts necessary to make this Supplemental Indenture No. 7 a valid agreement of the Company, and to make the Securities of Series
No. 9 valid obligations of the Company, have been performed. 
 NOW, THEREFORE, THIS SUPPLEMENTAL INDENTURE NO. 7 WITNESSETH, that, for
and in consideration of the premises and of the purchase of the Securities by the Holders thereof and in order to secure the payment of the principal of and premium, if any, and interest, if any, on all Securities from time to time Outstanding and
the performance of the covenants therein and in the Indenture contained, the Company hereby grants, bargains, sells, conveys, assigns, transfers, mortgages, pledges, sets over and confirms to the Trustee, and grants to the Trustee a security
interest in and lien on (a) the Company’s right, title and interest in the real property specifically referred to in Exhibit C attached hereto and incorporated herein by reference and all right, title and interest of the Company in and to
all property personal and mixed located thereon (other than Excepted Property) and (b) the Company’s right title and interest in the generating facilities described in Exhibit D hereto, as and to the extent, and subject to the terms and
conditions, set forth in the Original Indenture; and it is further mutually covenanted and agreed as follows: 

 ARTICLE ONE 

SECURITIES OF SERIES NO. 9 

SECTION 101. Creation of Series No. 9. 

There is hereby created a series of Securities designated “First Mortgage Bonds, 4.25% Series due 2049”, and the Securities of such
series shall: 
 (a) be issued initially in the aggregate principal amount of $400,000,000 and shall be limited to such
aggregate principal amount (except as contemplated in Section 301(b) of the Original Indenture); provided, however, that, as contemplated in the last paragraph of Section 301 of the Original Indenture, additional Securities of such series
may be subsequently issued from time to time, without any consent of Holders of the Securities of such series, if and to the extent that, prior to each such subsequent issuance, the aggregate principal amount of the additional Securities then to be
issued shall have been set forth in a Supplemental Indenture, and, thereupon, the Securities of such series shall be limited to such aggregate principal amount as so increased (except as aforesaid and subject to further such increases); 

(b) be dated April 1, 2019; 

(c) have a Stated Maturity of April 1, 2049, subject to prior redemption or purchase by the Company; 

(d) have such additional terms as are established in an Officer’s Certificate as contemplated in Section 301 of the
Original Indenture; and 
 (e) be in substantially the form or forms established therefor in an Officer’s Certificate,
as contemplated by Section 201 of the Original Indenture. 
 ARTICLE TWO 

COVENANT 
 SECTION 201.
Satisfaction and Discharge. 
 The Company hereby agrees that, if the Company shall make any deposit of money and/or Eligible Obligations
with respect to any Securities of Series No. 9, or any portion of the principal amount thereof, as contemplated by Section 901 of the Indenture, the Company shall not deliver an Officer’s Certificate described in clause (z) in
the first paragraph of said Section 901 unless the Company shall also deliver to the Trustee, together with such Officer’s Certificate, either: 

(a) an instrument wherein the Company, notwithstanding the satisfaction and discharge of its indebtedness in respect of such
Securities, or portions of the principal amount thereof, shall retain the obligation (which shall be absolute and unconditional) to irrevocably deposit with the Trustee or Paying Agent such additional sums of money, if any, or additional Eligible
Obligations (meeting the requirements of Section 901), if any, or any combination thereof, at such time or times, as shall be necessary, together with the money and/or Eligible Obligations theretofore so deposited, to pay when due the principal
of and premium, if any, and 

  
 2 

 
interest due and to become due on such Securities or portions thereof, all in accordance with and subject to the provisions of said Section 901; provided, however, that such instrument may
state that the obligation of the Company to make additional deposits as aforesaid shall be subject to the delivery to the Company by the Trustee of a notice asserting the deficiency accompanied by an opinion of an independent public accountant of
nationally recognized standing, selected by the Trustee, showing the calculation thereof (which opinion shall be obtained at the expense of the Company); or 

(b) an Opinion of Counsel to the effect that the beneficial owners of such Securities, or portions of the principal amount
thereof, will not recognize income, gain or loss for United States federal income tax purposes as a result of the satisfaction and discharge of the Company’s indebtedness in respect thereof and will be subject to United States federal income
tax on the same amounts, at the same times and in the same manner as if such satisfaction and discharge had not been effected. 
 ARTICLE
THREE 
 MISCELLANEOUS PROVISIONS 

SECTION 301. Single Instrument. 

This Supplemental Indenture No. 7 is an amendment and supplement to the Original Indenture as heretofore amended and supplemented. As
amended and supplemented by this Supplemental Indenture No. 7, the Original Indenture, as heretofore supplemented, is in all respects ratified, approved and confirmed, and the Original Indenture, as heretofore supplemented, and this
Supplemental Indenture No. 7 shall together constitute the Indenture. 
 SECTION 302. Effect of Headings. 

The Article and Section headings in this Supplemental Indenture No. 7 are for convenience only and shall not affect the construction
hereof. 
  
  

This instrument may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all such
counterparts shall together constitute but one and the same instrument. 

  
 3 

 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture No. 7 to
be duly executed as of the day and year first written above. 
  

			
	LOUISVILLE GAS AND ELECTRIC COMPANY
		
	By:	 	 /s/ Daniel K. Arbough

		 	Name: Daniel K. Arbough
		 	Title:   Treasurer

  

			
	ATTEST:
	
	 /s/ Christopher M. Garrett

	Name:	 	Christopher M. Garrett
	Title:	 	Controller

  
 [Signature Page to
Supplemental Indenture No. 7 – Louisville Gas and Electric Utilities Company] 

  

			
	THE BANK OF NEW YORK MELLON, as Trustee
		
	By:	 	 /s/ Laurence J. O’Brien 

		 	Name: Laurence J. O’Brien
		 	Title:   Vice President

  
 [Signature Page to
Supplemental Indenture No. 7 – Louisville Gas and Electric Company] 

					
	COMMONWEALTH OF KENTUCKY	  	)	  	
		  	)	  	ss.:
	COUNTY OF JEFFERSON	  	)	  	

 On this 20th day of March, 2019, before me, a notary public, the undersigned, personally appeared Daniel K.
Arbough, who acknowledged himself to be the Treasurer of LOUISVILLE GAS AND ELECTRIC COMPANY, a corporation of the Commonwealth of Kentucky and that he, as such Treasurer, being authorized to do so, executed the foregoing instrument for the purposes
therein contained, by signing the name of the corporation by himself as Treasurer. 
 In witness whereof, I hereunto set my hand and
official seal. 
  

	
	 /s/ Betty L. Brinly

	Notary Public
	
	[Seal]

  
  

  
 [Signature Page to
Supplemental Indenture No. 7 – Louisville Gas and Electric Company] 

					
	STATE OF NEW JERSEY	  	)	  	
		  	)	  	ss.:
	COUNTY OF PASSAIC	  	)	  	

 On this 19th day of March, 2019, before me, a notary public, the undersigned, personally appeared Laurence J.
O’Brien, who acknowledged himself to be a Vice President of THE BANK OF NEW YORK MELLON, a corporation and that he, as Vice President, being authorized to do so, executed the foregoing instrument for the purposes therein contained, by signing
the name of the corporation by himself as Vice President. 
 In witness whereof, I hereunto set my hand and official seal. 

 

			
	By:	 	 /s/ Rosemarie Socorro-Garcia

		 	Rosemarie Socorro-Garcia
		 	Notary Public – State of New Jersey
		 	My Commission Expires
		 	December 5, 2021
		
		 	[Seal]

 The Bank of New York Mellon hereby certifies that its precise name and address as Trustee hereunder are:

 The Bank of New York Mellon 

240 Greenwich Street, 7E 
 New York,
New York 10286 
 Attn: Corporate Trust Administration 

 

			
	THE BANK OF NEW YORK MELLON, as Trustee
		
	By:	 	 /s/ Laurence J. O’Brien

		 	Name: Laurence J. O’Brien
		 	Title:   Vice President

  
 [Signature Page to
Supplemental Indenture No. 7 – Louisville Gas and Electric Company] 

 CERTIFICATE OF PREPARER 

The foregoing instrument was prepared by: 
  

	
	James J. Dimas, Senior Corporate Attorney
	Louisville Gas and Electric Company
	220 West Main Street
	Louisville, Kentucky 40202
	
	 /s/ James J. Dimas

	James J. Dimas

  
  
  

  
 [Signature Page to
Supplemental Indenture No. 7 – Louisville Gas and Electric Utilities Company] 

 EXHIBIT A 

LOUISVILLE GAS AND ELECTRIC COMPANY 
  

 
 Bonds Issued
and Outstanding 
 under the Indenture 
  

 
  

																					
	 Supplemental 

Indenture No.
	  	Dated as of	 	  	Series
No.	 	  	Series Designation	  	Date of Securities	  	Principal
Amount Issued	 	  	Principal
Amount
Outstanding1	 
	 1
	  	 	October 15, 2010	 	  	 	1	 	  	Collateral Series 2010	  	October 20, 2010	  	$	574,304,000	 	  	$	354,200,000	 
	 2
	  	 	November 1, 2010	 	  	 	2	 	  	1.625% Series due
2015	  	November 16, 2010	  	$	250,000,000	 	  	$	0	 
		  				  	 	3	 	  	5.125% Series due
2040	  	November 16, 2010	  	$	285,000,000	 	  	$	285,000,000	 
	 3
	  	 	November 1, 2013		  	 	4	 	  	4.65% Series due
2043	  	November 14, 2013	  	$	250,000,000	 	  	$	250,000,000	 
	 4
	  	 	September 1, 2015	 	  	 	5	 	  	3.300%, Series due
2025	  	September 28, 2015	  	$	300,000,000	 	  	$	300,000,000	 
		  				  	 	6	 	  	4.375%, Series due
2045	  	September 28, 2015	  	$	250,000,000	 	  	$	250,000,000	 
	 5
	  	 	September 1, 2016	 	  	 	7	 	  	Collateral Series 2016
TCA	  	September 15, 2016	  	$	125,000,000	 	  	$	125,000,000	 
	 6
	  	 	May 15, 2017	 	  	 	8	 	  	Collateral Series 2017
TCA	  	June 1, 2017	  	$	60,000,000	 	  	$	60,000,000	 

  

	1 	 As of March 1, 2019. 

  
 A-1 

 EXHIBIT B 

LOUISVILLE GAS AND ELECTRIC COMPANY 
  

 
 Filing and
Recording 
 of 

Supplemental Indenture No. 6, dated as of May 15, 2017, 

to 
 Indenture, dated as
of October 1, 2010 
  
  

 

					
	 COUNTY
	  	 DEED BOOK
	  	 PAGE NO.

	Breckinridge	  	M440	  	355 -365
	Bullitt	  	M1715	  	307-317
	Clark	  	M851	  	868-878
	Green	  	M309	  	281-291
	Hardin	  	M2198	  	1038 -1048
	Hart	  	M385	  	34 - 44
	Henry	  	M348	  	760-770
	Jefferson	  	M15069	  	76 - 87
	Larue	  	M359	  	705
	Meade	  	M832	  	257-267
	Metcalfe	  	M174	  	352
	Muhlenberg	  	M692	  	610-620
	Nelson	  	M1134	  	282 - 292
	Oldham	  	M2260	  	543-553
	Shelby	  	M1045	  	766-776
	Trimble	  	M213	  	585-595

  
 B-1 

 EXHIBIT C 

LOUISVILLE GAS AND ELECTRIC COMPANY 
  

 
 Real Property

  
  

Schedule of real property owned in fee located in the Commonwealth of Kentucky 

Jefferson County, Kentucky: 
 TRACT 1: BEGINNING at a concrete
monument, which monument is in the Northeast corner of the tract of land conveyed to Sherley Terry and wife, by Deed recorded in Deed Book 2181, Page 294, in the Office of the Clerk of Jefferson County, Kentucky; which monument is also the Northwest
corner of the tract of land conveyed to J. S. Shipley and wife, by Deed recorded in Deed Book 3229, page 449, in the office aforesaid; which concrete monument is further identified as being in the Southerly line of Valley Village Subdivision,
Section Number One, as shown on plat of same, of record in Plat and Subdivision Book 13, Page 30, in the office aforesaid; thence South 31 degrees 30 minutes West 1237.50 feet with an existing fence line to a spike in the center line of Shipley
Lane, which spike is approximately 2501.94 feet from the original center line of 18th Street Road as measured along the center line of Shipley Lane; thence with the center line of Shipley Lane,
North 56 degrees 45 minutes West 570.60 feet to a pipe, corner to Robert A. Terry and wife; thence North 31 degrees 13 minutes East 177.90 feet to a monument another corner to Terry; thence North 56 degrees 45 minutes West 502.61 feet to a point;
thence North 17 degrees 39 minutes East 1101.08 feet to a point in the North line of a tract containing 48.78 acres, more or less, conveyed to the Board of Education of Jefferson County, Kentucky, by Deed dated March 25, 1961, of record in Deed
Book 3684, Page 527, in the office aforesaid; thence with said North line, South 56 degrees 40 minutes East 1,382.0 feet to the point of beginning. 
 TRACT
2: BEGINNING at the Northeast corner of the property acquired by the Board of Education of Jefferson County, Kentucky from Sherley Terry and wife, by Deed dated March 25, 1961, of record in Deed Book 3684, Page 527, in the Office of the Clerk
of Jefferson County, Kentucky; thence Southwardly along the Easterly boundary line of said former Terry Farm for a distance of 100 feet and extending back between parallel lines, South 56 degrees 40 minutes East in the J.S. Shipley Farm for a
distance of 107 feet to the Westerly line of Sandray Boulevard, of extended Southwardly in a straight line into the Shipley Farm, the Northerly boundary of said plot of ground to be acquired is coincident with the Southerly line of Valley Village
Subdivision at this location. 
 TOGETHER WITH the right to use as a permanent easement for ingress and egress, roadway, water, gas, sewer drainage and
other utility purposes over, across, under and through an additional tract of land, more particularly described as follows: 

  
 C-1 

 TRACT 3: BEGINNING at the Northeast corner of the parcel above described (Tract 2) in the southerly line of
Valley Village Subdivision at the intersection of the Westerly line of Sandray Boulevard; thence Southwardly along the Easterly line of the above described parcel (Tract 2) for a distance of 100 feet; thence extending back between parallel lines for
a distance of 60 feet into the J.S. Shipley Farm, the Northerly boundary of said easement being coincident with the Southerly terminus boundary of Sandray Boulevard and the Easterly line of said easement being the straight extension of the Easterly
line of Sandray Boulevard, if extended Southwardly. 
 TRACT 4: BEGINNING at a point in the Northeast line of the tract conveyed to Board of Education, by
Deed of record in Deed Book 3684, Page 527, in the Office of the Clerk of Jefferson County, Kentucky; said point being South 56 degrees 40 minutes East 258.48 feet from the Northwest corner of the tract conveyed to the Jefferson County Community
Improvement District, by Deed of record in Deed Book 4812, Page 996, in the office aforesaid; thence with lines of said last mentioned tract the following courses and distances: South 19 degrees 30 minutes 51 seconds West 65.65 feet; South 70
degrees 29 minutes 9 seconds East 25 feet; South 19 degrees 30 minutes 51 seconds West 583.71 feet; South 20 degrees 56 minutes 26 seconds West 42.21 feet; South 22 degrees 22 minutes 1 second West 591.85 feet to the Southwest line of tract conveyed
to Board of Education, by Deed aforesaid; thence with said line, South 56 degrees 45 minutes East 681.91 feet to a corner of said tract; thence with same, North 31 degrees 13 minutes East 177.90 feet to the Southwest line of the tract conveyed to
The County of Jefferson, Kentucky, by Deed of record in Deed Book 4009, Page 98, in the office aforesaid; thence with lines of said tract, North 56 degrees 45 minutes West 427.61 feet, and North 17 degrees 39 minutes East 1101.08 feet to the
Northeast line of the tract conveyed to Board of Education, by Deed aforesaid; thence with same, North 56 degrees 40 minutes West 441.52 feet to the point of beginning. 

TRACTS 1, 2, 3 and 4 BEING a portion of the same property conveyed to Louisville Gas and Electric Company by Deed dated December 8, 2017, of record in
Deed Book 11043, Page 235, in the Office of the Clerk of Jefferson County, Kentucky. 
 Shelby County, Kentucky: 

Being a tract of land situated on the south side of the R.J. Corman Railroad and on the east side of Conner Station Road in Shelby County, Kentucky and being
more particularly described as follows: 
 Beginning at a set Railroad Spike in the center of Conner Station road and in the south right of way of the R.J.
Corman Railroad, 33 feet south of the center of tracks; thence with the center of Conner Station Road South 18°19’57” East, a distance of 113.01 feet to a set Magnetic Nail with plastic disc stamped #2123 and being typical of set
Magnetic Nails this survey; thence South 16°21’24” East, a distance of 152.42 feet to a set Magnetic Nail; thence South 14°39’40” East, a distance of 152.23 feet to the beginning of a curve concave to the northeast having
a radius of 237.06 feet and a central angle of 27°54’33” and being subtended by a chord which bears South 32°45’59” East 114.33 feet; thence southerly and southeasterly along said curve, a distance of 115.47 feet to a set
Magnetic Nail; thence South 50°44’47” East, a distance of 425.67 feet to a set 

  
 C-2 

 
Magnetic Nail and being a corner common to Tract 1 and 2; thence continuing with the center of said road along a curve to the right along a chord bearing of South 10°04’19” East, a
chord distance of 160.32 feet and along the curve a distance of 169.43’ to a set Magnetic Nail; thence South 18°23’26” West, a distance of 254.24 feet to a set Magnetic Nail; thence South 17°31’34” West, a distance
of 200.05 feet to a set Magnetic Nail; thence South 19°17’16” West, a distance of 206.49 feet to a set Magnetic Nail and the beginning of a curve concave to the northwest having a radius of 1127.14 feet and a central angle of
13°01’04” and being subtended by a chord which bears South 24°00’23” West 255.54 feet; thence southerly and southwesterly along said curve, a distance of 256.09 feet to a set Magnetic Nail and being a corner common to
Tract 2 and Tract 3 and the True Point of Beginning; thence with the line of Tract 3 South 73°11’03” East, a distance of 30.63 feet to a set rebar; thence South 73°11’03” East, a distance of 365.90 feet to a set rebar;
thence South 74°23’30” East, a distance of 415.70 feet to a set rebar; thence North 18°53’29” East, a distance of 13.51 feet to a set rebar, thence South 77°02’05” East, a distance of 649.10 feet to a set
rebar in the west line of Whitney Young Manpower Center property (Db 128, Pg. 391); thence with the line of Whitney Young South 08°07’55” West, a distance of 976.76 feet to a found 1⁄2 inch rebar of unknown origin, said rebar being in the North right of way of Interstate 64 as conveyed to the Commonwealth of Kentucky in Deed Book 146, Page 49; thence with said right of way North
73°48’42” West, a distance of 824.47 feet to a set rebar and being the beginning of a curve tangent to said line; thence westerly a distance of 974.30 feet along the curve concave to the south, having a radius of 11609.16 feet and a
central angle of 4°48’31” to a point of cusp and a set magnetic nail in the concrete base of fence post; thence North 32°37’16” East, a distance of 76.83 feet to a set rebar; thence North 57°22’44” West, a
distance of 30.00 feet to a set magnetic nail in the center of Conner Station Road; thence with the center of said road North 31°36’23” East, a distance of 257.13 feet to a set magnetic nail; thence North 29°26’34” East,
a distance of 121.04 feet to a set magnetic nail; thence North 28°26’14” East, a distance of 522.14 feet to the point of beginning and containing 35.17 Acres. 

BEING the same property conveyed to Louisville Gas and pursuant to Deed dated June 26, 2018, and recorded in Deed Book 639, Page 369 in the Office of the
Clerk of Shelby County, Kentucky. 
 Trimble County, Kentucky: 

Beginning at a point in the centerline of Ogden Ridge Road, said point being: 
  

	 	•	 	 The Northeast corner of property being described 

 

	 	•	 	 Being the Northwest corner of Howard Leach et. ux (D.B. 38, Pg. 489) 

 

	 	•	 	 N22°05’03“W —19.68 feet from a 1⁄2” Rebar Found PLS# 3868 on the eastern boundary line of the property being described 

  

	 	•	 	 having KY North Zone (NAD83) coordinates of N=401277.33 E=1312179.81 

 

	 	•	 	 lying near the community of Bedford, Trimble County, Kentucky 

 

	 	•	 	 and being the POINT OF BEGINNING for this description 

  
 C-3 

 Thence leaving the centerline of Ogden Ridge Road and with the eastern boundary line of the property being
described and the western boundary line Howard Leach et. ux (D.B. 38, Pg. 489), S22°05’03“E – passing an 1⁄2” Rebar Found PLS# 3868 at 19.68
feet and continuing 537.00 feet for a total distance of 556.68 feet to an iron pin found, said pin being a 5/8” x 18” Rebar with Cap PLS# 3118 (hereinafter referred as IPF PLS#3118) as set on a previous survey of an adjoining property,
said pin being the Northeastern corner of Lousiville Gas & Electric Co (Mahoney Tract, D.B. 132, Pg. 407) and being on the western boundary line of Howard Leach et. ux (D.B. 38, Pg. 489); 

Thence leaving the western boundary line of Howard Leach and with the northern boundary line of the Louisville Gas & Electric Co (Mahoney Tract, D.B.
132, Pg. 407), S67°51’10“W—585.07 feet to a IPF PLS# 3118, said pin on the northern boundary line of the Louisville Gas & Electric Co (Mahoney Tract, D.B. 132, Pg. 407) and being the Southeast corner of Louisville
Gas & Electric Co. (Boldery Tract, D.B. 139, PG. 593); 
 Thence leaving the line of the Louisville Gas & Electric Co (Mahoney Tract, D.B.
132, Pg. 407) and with the Louisville Gas & Electric Co. (Boldery Tract, D.B. 139, PG. 593) the following nine (9) courses: 

N20°14’57“W - 91.00 feet to an IPF PLS# 3118, 

S67°51’10“W - 294.99 feet to an IPF PLS# 3118, 

N20°14’57“W - 267.30 feet to an IPF PLS# 3118, 

N12°44’35“E - 23.01 feet to an IPF PLS# 3118, 

N32°38’55“E - 19.50 feet to an IPF PLS# 3118, 

N57°21’35“E - 21.33 feet to an IPF PLS# 3118, 

N65°05’03“E - 63.79 feet to an IPF PLS# 3118, 

N44°38’41“E - 20.75 feet to an IPF PLS# 3118, and 

N28°19’06“E - 17.61 feet to an IPF PLS# 3118, said pin being 30’ from the centerline of Ogden Ridge Road, said pin being the Northeast
corner of Louisville Gas & Electric Co. (Boldery Tract, D.B. 139, PG. 593); 
 Thence leaving the Louisville Gas & Electric Co. (Boldery
Tract, D.B. 139, PG. 593), N17°49’27“W—30.62 feet to a point in the centerline of Ogden Ridge Road; 
 Thence with the centerline of
Odgen Ridge Road the following five (5) courses: 
 N72°10’33“E - 11.93 feet to a point, 

CURVE to the LEFT having a RADIUS of 601.68 feet, CHORD BEARING & DISTANCE of N60°53’48”E – 235.36 feet to a point, 

N49°37’03”E – 135.99 feet to a point, 
 CURVE
to the RIGHT having a RADIUS of 715.18 feet, CHORD BEARING & DISTANCE of N57°34’38”E – 198.07 feet to a point and 

N65°32’13”E – 150.61 feet to the POINT OF BEGINNING and containing 9.090 acres by survey. 

  
 C-4 

 This description prepared from a physical survey conducted by Douglas G. Gooch, AGE Engineering Services
Inc., P.L.S. #3118, on the May 31, 2018. 
 BEING the same property conveyed to Louisville Gas and Electric Company by Deed dated June 14, 2018
and recorded in Deed Book 149, Page 132 in the Office of the Clerk of Trimble County, Kentucky. 

  
 C-5 

 EXHIBIT D 

LOUISVILLE GAS AND ELECTRIC COMPANY 
  

 
 Generating
Facilities 
  
  

Schedule of additional generating stations located in the Commonwealth of Kentucky 

 

	1.	 An undivided 39% interest in the Brown Solar facility of the E.W. Brown Generating Station located in Mercer
County, Kentucky, the remaining 61% interest in such facility being owned by Kentucky Utilities Company. 

  
 D-1

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