Document:

COMMON
STOCK AND WARRANT PURCHASE AGREEMENT

 

This
Common Stock and Warrant Purchase Agreement, dated as of
[        ], 201[  ] (this “Agreement”), is entered into
by and among RespireRx Pharmaceuticals Inc. (the “Company”), a corporation incorporated in the state of
Delaware, and the undersigned persons and entities listed on the schedule of investors attached hereto as Schedule I (the
“Investors”). This Agreement is expected to be one of several like agreements, collectively the
“Common Stock and Warrant Purchase Agreements.”

 

The
Company and each of the Investors hereby agree as follows:

 

1.
The Common Stock. 

 

(a)
Authorization of the Issuance of the Common Stock and Warrants. The Company has authorized the issuance and sale of up
to $1,500,000 of Common Stock and Warrants in units comprised of (i) one share of the Company’s Common Stock, par value
$0.001 (“Common Stock”), and (ii) one warrant to purchase one additional share of the Company’s Common
Stock (as amended, restated or otherwise modified from time to time pursuant to Section 7,“Warrant”), which
are being sold together. The Warrants shall be in substantially the form set out in Exhibit A hereto and represent the
right to purchase one share of Common Stock during the Warrant exercise period at the Warrant exercise price per share of Common
Stock. References to an “Exhibit” or “Schedule” are references to an Exhibit or Schedule attached to
this Agreement unless otherwise specified. References to a “Section” are references to a Section of this Agreement
unless otherwise specified.

 

(b)
Issuance of Common Stock and Warrants. At each Closing provided for in Section 1(c) in
respect of a particular Investor, on the terms and subject to the conditions hereof, the Company agrees to issue and sell to such
Investor, and such Investor agrees to purchase from the Company, shares of Common Stock and Warrants equal in number to the investment
amount (“Investment Amount”) set forth opposite the respective Investor’s name on Schedule I divided
by the aggregate purchase price for (i) one share of Common Stock and (ii) one Warrant to purchase one additional share of Common
Stock (“Unit Purchase Price”). The Unit Purchase Price shall be $2.50 per unit and shall be the same Unit
Purchase Price for all Closings (as defined below). The Warrants shall have a cash and a cashless exercise provision and shall
be exercisable at 110% percent of the Unit Purchase Price which exercise price is $2.75 per share. The obligations of the Investors
to purchase the Common Stock and Warrants are several and not joint obligations and no Investor shall have any liability to any
Person for the performance or non-performance of any obligation by any other Investor hereunder. The aggregate Investment Amounts
for the purchase of Common Stock and Warrants hereunder shall not exceed $1,500,000.

 

    	 		Investor Initials: ______________________
	 	 	 
	 		

    	 

    

 

Investors
shall have an unlimited number of exchange rights, which are options and not obligations, to exchange their entire investment
(and not less than the entire investment) into one or more subsequent equity financings (consisting solely of convertible preferred
stock or common stock or units containing preferred stock or common stock and warrants exercisable only into preferred stock or
common stock) that would be considered as “permanent equity” under United States Generally Accepted Accounting Principles
and the rules and regulations of the United States Securities and Exchange Commission, and therefore classified within stockholders’
equity, but excluding any form of debt or convertible debt (“Subsequent Equity Financings”). These exchange rights
shall be effective until the earlier of: (i) the completion of any number of Subsequent Equity Financings that aggregate at least
$15 million of gross proceeds, or (ii) December 30, 2017. For clarity, an investor’s entire investment shall be the entire
Investment Amount (for purposes of the multiple described below) and all of the Common Stock and Warrants purchased (for purposes
of the exchange) pursuant to this Agreement, however, if the Warrants have been exercised in part or in whole on a cashless basis,
then the Entire Investment Amount (for purposes of the multiple described below) shall be the entire Investment Amount (for purposes
of the multiple described below) and all of the Common Stock initially purchased pursuant to this Agreement plus any shares of
Common Stock issued pursuant to a cashless exercise and any Warrants remaining after such cashless exercise (for purposes of the
exchange), or, if the Warrants are exercised for cash, then the entire investment shall be the entire Investment Amount plus the
amount of cash paid upon cash exercise (for purposes of the multiple described below) and all of the Common Stock initially purchased
pursuant to this Agreement plus any shares of Common Stock issued pursuant to the cash exercise and any Warrants remaining after
such cash exercise (for purposes of the exchange).

 

At
the time of a Subsequent Equity Financing, investors in this Offering will have an exchange right to either: (a) retain the securities
purchased in this Offering or subsequently acquired in a Subsequent Equity Financing into which they had previously exchanged,
or (b) exchange the securities purchased in this Offering or in a Subsequent Equity Financing into which they had previously exchanged
into the next Subsequent Equity Financing (assuming the next Subsequent Equity Financing is one for which an exchange right is
available).

 

The
dollar amount (calculated as a ratio) used to determine the measurement amount for the exchange into a Subsequent Equity Financing
shall be 1.2 times the entire Investment Amount described above. Under certain circumstances, as described in Section 2(h), the
multiple shall be 1.4 times the entire Investment Amount described above.

 

There
shall be a floor price of $1.00 per common share equivalent in any exchange transaction.

 

(c)
Closings; Use of Proceeds. The sale and purchase of the Common Stock and Warrants to be purchased by the Investors shall
take place at one or more closings (each a “Closing” and collectively, the “Closings”)
to be held at such places and times as the Company and the applicable Investors may determine (each a “Closing Date” and collectively “Closing Dates”). At each Closing, the Company will deliver to each of the applicable
Investors the Common Stock and the Warrants to be purchased by such Investor dated the date of the Closing and registered in such
Investor’s name, against receipt by the Company of such Investor’s Investment Amount from the escrow agent for the
offering, for the account of the Company by wire transfer of immediately available funds in accordance with the Company’s
and the placement agent’s (“Placement Agent”) instructions. The Company may conduct additional Closings at
the Company’s option in the Company’s and Placement Agent’s sole discretion to be held at such places and Closing
Dates as the Company, the Placement Agent and the Investors participating in such Closings may determine. The proceeds from the
sale of the Common Stock and Warrants shall be used for costs and expenses of the Company in connection with research and development,
general and administrative purposes, and working capital. The final Closing shall be no later than March 31, 2017 unless extended
until June 30, 2017.

 

(d)
Investors shall have unlimited piggy-back registration
rights with respect to the Common Stock, and the Common Stock underlying the Warrants, unless such Common Shares are eligible
to be sold without volume limits under an exemption from registration under any rule or regulation of the SEC that permits the
holder to sell securities of the Company to the public without registration.

 

    	 		Investor Initials: ______________________
	 	 	 
	 	2	

    	 

    

 

2.
Representations and Warranties of the Company. The Company represents and warrants to each Investor that, except
as set forth on Schedule II hereto:

 

(a)
Due Incorporation, Qualification. The Company (i) is a corporation duly organized, validly existing and in good standing
under the laws of its jurisdiction of organization; (ii) has the power and authority to own, lease and operate its properties
and carry on its business as now conducted; and (iii) is duly qualified, licensed to do business and in good standing as a foreign
corporation in each jurisdiction where such qualification or license is required by law, other than those jurisdictions as to
which the failure to be so qualified or in good standing could not reasonably be expected to have a material adverse effect on
the Company and its subsidiaries taken as a whole.

 

(b)
Authority; Enforceability. The execution, delivery and performance by the Company of this Agreement and each Warrant issued
hereunder (collectively, the “Transaction Documents”) and the consummation of the transactions contemplated
hereby and thereby (i) are within the corporate power of the Company and (ii) have been duly authorized by all necessary corporate
action on the part of the Company. Each Transaction Document executed by the Company has been duly executed and delivered by the
Company and constitutes a legal, valid and binding obligation of the Company, enforceable against the Company in accordance with
its terms, except as limited by bankruptcy, insolvency, reorganization, moratorium or other similar laws relating to or affecting
the enforcement of creditors’ rights generally and general principles of equity (regardless of whether such enforceability
is considered in a proceeding in equity or at law).

 

(c)
Non-Contravention. The execution and delivery by the Company of the Transaction Documents executed by the Company and the
performance and consummation of the transactions contemplated thereby do not (i) violate the Company’s Articles of Incorporation,
Certificate of Incorporation, Bylaws or other formation or charter documents, as applicable (as amended, the “Charter
Documents”), (ii) violate any material judgment, order, writ, decree, statute, rule or regulation applicable to the
Company; (iii) result in the breach of any material provision of or in the acceleration of, or entitle any other person to accelerate
(whether after the giving of notice or lapse of time or both), any material mortgage, indenture, agreement, instrument or contract
to which the Company is a party or by which it is bound; or (iv) result in the creation or imposition of any lien or encumbrance
upon any property, asset or revenue of the Company under any material agreement or instrument to which the Company is bound.

 

(d)
Litigation. As of the date of the initial Closing, no actions (including, without limitation, derivative actions), suits,
proceedings or investigations are pending or, to the knowledge of the Company, threatened in writing against the Company or the
Company’s subsidiaries, if any, at law or in equity in any court or before any other governmental authority.

 

(e)
Title. The Company and the Company’s subsidiaries, if any, own and have good and marketable title in fee simple absolute
to, or a valid leasehold interest in, all their respective real properties and good title to their other respective assets and
properties. Such assets and properties are subject to no liens or encumbrances.

 

(f)
Intellectual Property. The Company and the Company’s subsidiaries, if any, own or possess sufficient legal rights
to all patents, trademarks, service marks, trade names, copyrights, trade secrets, licenses, information, processes and other
intellectual property rights necessary for its business as now conducted and as proposed to be conducted, without any conflict
with, or infringement of, the rights of others. Since March 22, 2013, each employee of the Company has executed, or will execute,
a confidential information and invention assignment agreement in favor of the Company. Since March 22, 2013, the Company has entered
into, or intends to enter into, an agreement containing appropriate confidentiality and invention assignment provisions in favor
of the Company with each consultant to the Company that has or will have access to the Company’s intellectual property.

 

    	 		Investor Initials: ______________________
	 	 	 
	 	3	

    	 

    

 

(g)
Debt for Borrowed Money. As of the date of this Agreement, the Company does not have any outstanding debt for borrowed
money, other than as disclosed on Schedule II.

 

(h)
The Company and the Company’s subsidiaries hereby represent, warranty and covenant that they have not, and so long as the
Investor continues to have the exchange right provided by Section 1(b) of this Agreement, neither the Company, nor its subsidiaries,
shall enter into a financing transaction pursuant to Sections 3(a)(9) or 3(a)(10) of the Securities Act of 1933, as amended, or
enter into any equity, debt, convertible or equity-linked securities financing arrangement having full-ratchet anti-dilution provisions
without a floor or that have an indeterminant number (and potentially infinite number) of shares issuable pursuant to such provisions.

 

If
the Company violates the representation, warranty and covenant in the immediately preceding paragraph, the Company agrees that
the clause in Section 1(b) describing the dollar amount (that may also be considered a ratio) shall be amended to 1.4 rather than
1.2.

 

3.
Representations and Warranties of Investors. Each Investor, for that Investor alone, represents and warrants to
the Company upon the acquisition of Common Stock and Warrants as follows:

 

(a)
Binding Obligation. Such Investor has full legal capacity, power and authority to execute and deliver this Agreement and
to perform its obligations hereunder. This Agreement and the Transaction Documents constitute valid and binding obligations of
such Investor, enforceable in accordance with their terms, except as limited by bankruptcy, insolvency, reorganization, moratorium
or other similar laws relating to or affecting the enforcement of creditors’ rights generally and general principles of
equity (regardless of whether such enforceability is considered in a proceeding in equity or at law).

 

(b) Securities
Law Compliance. Such Investor has been advised that the Common Stock and the Warrants and the underlying securities have
not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or any
state securities laws and, therefore, cannot be resold unless they are registered under the Securities Act and applicable
state securities laws or unless an exemption from such registration requirements is available. Such Investor has not been
formed solely for the purpose of making this investment and is purchasing the Common Stock and Warrants to be acquired by
such Investor hereunder for its own account for investment, not as a nominee or agent, and not with a view to, or for resale
in connection with, the distribution thereof. Investor has no present intention of selling, granting any participation in, or
otherwise distributing the same and Investor does not have any contract, undertaking, agreement or arrangement with any
person to sell, transfer, grant any participation in or otherwise distribute all or any part of the Common Stock or Warrants.
Such Investor has such knowledge and experience in financial and business matters that such Investor is capable of evaluating
the merits and risks of such investment, is able to incur a complete loss of such investment without impairing such
Investor’s financial condition and is able to bear the economic risk of such investment for an indefinite period of
time. Such Investor is an accredited investor as such term is defined in Rule 501 of Regulation D under the Securities Act or
such investor, while not an accredited investor, is able to make all other representations in this Section 2(b). Each
Investor further represents that such Investor has had the opportunity to (i)
evaluate the Company and its business prospects, (ii) review the Company’s filings with the Securities and Exchange
Commission (“SEC”) (iii) ask questions of management, (iv) consult with its respective legal and/or tax advisors,
and (v) that it has the financial ability to bear the risk of loss of its entire investment and any periods of illiquidity.
If such Investor is one of up to 35 non-accredited investors such non-accredited investor similarly represent that such
non-accredited investor has had the opportunity to: (i) evaluate the Company and its business prospects, (ii) review the
Company’s filings with the SEC, (iii) ask questions of management, (iv) consult with its respective legal and/or tax
advisors, and (v) that such non-accredited investor has the financial ability to bear the risk of loss of its entire
investment and any periods of illiquidity.

 

    	 		Investor Initials: ______________________
	 	 	 
	 	4	

    	 

    

 

(c) Source
of Funds. Each Investor severally represents that, as to each source of funds (each a “Source”) to be
used by such Investor to pay the purchase price of the Common Stock and Warrants to be purchased by such Investor
hereunder, the Source does not include assets of any employee benefit plan, other than a plan exempt from the coverage of the
Employee Retirement Income Security Act of 1974, as amended from time to time, and the rules and regulations promulgated
thereunder from time to time in effect.

 

4.
Conditions to Closing of the Investors. Each Investor’s obligations at the applicable Closing with respect
to such Investor, are subject to the fulfillment, on or prior to the applicable Closing Date, of all of the following conditions:

 

(a)
Representations and Warranties. The representations and warranties made by the Company in Section 2 hereof, in each
case except as modified by Schedule II, shall have been true and correct when made, and shall be true and correct in all
material respects on the applicable Closing Date.

 

(b)
Governmental Approvals and Filings. Except for any notices required or permitted to be filed after the applicable Closing
Date with certain federal and state securities commissions, the Company shall have obtained all governmental approvals required
in connection with the lawful sale and issuance of the Common Stock and Warrants.

 

(c)
Legal Requirements. On the date of the applicable Closing, the sale and issuance by the Company, and the purchase by the
applicable Investors, of the Common Stock and Warrants shall be legally permitted by all laws and regulations to which such Investors
or the Company are subject.

 

(d)
Transaction Documents. The Company shall have duly executed and delivered to the Investors the following documents: (i)
this Agreement and (ii) the appropriate number of shares of Common Stock and Warrants issued hereunder on the date of the applicable
Closing.

 

5.
Conditions to Obligations of the Company. The Company’s obligation to issue and sell the Common Stock and
Warrants at the applicable Closing with respect to each Investor, is subject to the fulfillment, on or prior to the applicable
Closing Date, of all of the following conditions:

 

(a)
Representations and Warranties. The representations and warranties made by the applicable Investors in Section 3 hereof
shall be true and correct when made, and shall be true and correct on the applicable Closing Date.

 

(b)
Legal Requirements. On the date of the applicable Closing, the sale and issuance by the Company, and the purchase by the
applicable Investors, of the Common Stock and Warrants shall be legally permitted by all laws and regulations to which such Investors
or the Company are subject.

 

    	 		Investor Initials: ______________________
	 	 	 
	 	5	

    	 

    

 

(c)
Transaction Documents. With respect to the obligation to sell and issue the Common Stock and Warrants to any Investor,
such Investor shall have duly executed and delivered to the Company (i) this Agreement and (ii) an acceptance by such Investor
of the applicable Common Stock and applicable Warrants issued hereunder to such Investor on the date of the applicable Closing.

 

6.
Disclosures.

 

(a)
Brokers and Finder’s Fees. At the Company’s sole discretion, the Company may pay (i) a cash placement agent
fee, brokerage commission, finder’s fee or similar payment of up to 10% of the aggregate of all Unit Purchase Prices to
any qualified referral source, which may be an affiliate of the Company, to which it can legally make such payment, in the form
of cash, as well as (ii) a warrant fee in the form of a warrant or warrants (“Placement Agent Warrants”),
exercisable into up to 10% of that number of shares of Common Stock issued (but not the Warrants or shares of Common Stock underlying
the Warrants). Such Placement Agent Warrants shall be exercisable at 110% of the Unit Purchase Price (which is the same exercise
price as the Warrants purchased by the Investors) for each share for which the Placement Agent Warrant is exercised and shall
expire on the same expiration date as the Warrants purchased by the Investors. The Placement Agent Warrants shall have a cashless
exercise provision. Placement Agent Warrants may be issued to designees of the qualified referral source upon request by the qualified
referral source, as may be agreed by the Company in its sole discretion, subject to applicable securities laws. Officers, directors,
managers, employees, affiliates and associated persons of the Company, and affiliates of any of the foregoing qualified referral
sources, are eligible to invest as Investors in the Common Stock and Warrants, and are eligible to, and may, receive fees, directly
or indirectly (including, without limitation, fees in respect of such person or persons’ investments in the Common Stock
and Warrants).

 

(b)
Conflict of Interest. Aurora Capital LLC shall be a qualified referral source pursuant to Section 6(a) above. Aurora Capital
LLC and certain of its members, managing members, officers directors, associated persons or employees either previously or by
virtue of becoming an Investor, or by virtue of receiving fees or allocation of fee described in Section 6(a) above in this or
prior offerings, may be or may become direct or indirect shareholders or note holders or option holders, or warrant owners of
the Company or may be officers or directors of the Company. Specifically, but not by way of limitation, both Arnold S. Lippa and
Jeff Eliot Margolis are indirect owners of member interests of Aurora Capital LLC, members of the Board of Directors of the Company,
officers of the Company and direct or indirect shareholders of the Company.

 

(c) Arm’s
Length Negotiation. The Company has not set the Unit Purchase Price through an arms-length negotiation with any Investor
or Investor representative. The Company believes the price at which the Common Stock and Warrants are being
offered appropriately reflects economic realities under the Company’s current circumstances. However, there can be no
assurances that the Common Stock and Warrants are not worth substantially less than the price at which they are being
sold.

 

(d)
Legal Counsel. Each Investor hereby represents and warrants and that it has consulted with legal counsel of its choosing,
or has had sufficient opportunity to consult with legal counsel of its choosing, in respect of the terms and conditions of this
Agreement and the applicable Common Stock and Warrants.

 

    	 		Investor Initials: ______________________
	 	 	 
	 	6	

    	 

    

 

7.
Miscellaneous.

 

(a)
Waivers; Amendments. Except as otherwise expressly provided in the Warrants (with respect to any Warrant only), any provision
of this Agreement and the Warrants may be amended, waived or modified only upon the written consent of the Company and Investors
holding more than 50% of the aggregate outstanding Investment Amount (a “Majority in Interest of Investors”);
provided however, that no such amendment, waiver or consent shall reduce the Investment Amount of an Investor, in each case without
such Investor’s written consent. Any amendment or waiver effected in accordance with this paragraph shall be binding upon
all of the parties hereto and all Warrant holders. Notwithstanding the foregoing, this Agreement may be amended to add a party
as an Investor hereunder in connection with any subsequent Closing without the consent of any other Investor.

 

(b)
Nature of Investment. For the avoidance of doubt, the parties hereto acknowledge and agree that the payment of the Investment
Amount to the Company by an Investor in respect of any Common Stock (but not in respect of any Warrant) will be deemed to be an
equity investment in the Common Stock of the Company.

 

(c)
Governing Law. This Agreement and all actions arising out of or in connection with this Agreement shall be governed by
and construed in accordance with the laws of the State of New York, without regard to the conflicts of law provisions of the State
of New York or of any other state.

 

(d)
Survival. The representations, warranties, covenants and agreements made herein shall survive the execution and delivery
of this Agreement.

 

(e)
Successors and Assigns. Subject to the restrictions on transfer described in Section 6(f) below, the rights and
obligations of the Company and the Investors shall be binding upon and benefit the successors, assigns, heirs, administrators
and transferees of the parties.

 

(f)
Assignment. The rights, interests or obligations hereunder and under the Warrants may not be assigned, by operation of
law or otherwise, in whole or in part, by the Company without the prior written consent of a Majority in Interest of Investors.
The rights, interests or obligations hereunder and under the Warrants may not be assigned by any Investor without the prior written
consent of the Company.

 

(g)
Entire Agreement. This Agreement together with the other Transaction Documents constitute and contain the entire agreement
among the Company and Investors and supersede any and all prior agreements, negotiations, correspondence, understandings and communications
among the parties, whether written or oral, respecting the subject matter hereof.

 

(h)
Notices. All notices, demands, consents, or other communications hereunder shall in writing and faxed, mailed or delivered
to each party as follows: (i) if to a Investor, at such Investor’s address or facsimile number set forth in the Schedule
of Investors attached as Schedule I, or at such other address as such Investor shall have furnished the Company in writing
in accordance with this paragraph, or (ii) if to the Company, at such address or fax number set forth on the signature pages hereto,
or at such other address or facsimile number as the Company shall have furnished to the Investors in writing in accordance with
this paragraph. All such communications will be deemed effectively given the earlier of (i) when received, (ii) when delivered
personally, (iii) one business day after being delivered by facsimile (with receipt of appropriate confirmation), (iv) one business
day after being deposited with an overnight courier service of recognized standing or (v) four days after being deposited in the
U.S. mail, first class with postage prepaid.

 

    	 		Investor Initials: ______________________
	 	 	 
	 	7	

    	 

    

 

(i)
Expenses. Each of the Company and the Investors will bear their own respective expenses associated with the negotiation,
execution and delivery of this Agreement and the Common Stock and Warrants.

 

(j)
Only Company Liable. In no event shall any stockholder, officer, director or employee of the Company be liable for any
amounts due or payable pursuant to any Transaction Document.

 

(k)
Severability. If any provision of this Agreement shall be judicially determined to be invalid, illegal or unenforceable,
the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

 

(l)
Headings. Headings used in this Agreement have been included for convenience and ease of reference only, and will not in
any manner influence the construction or interpretation of any provision of this Agreement.

 

(m)
Counterparts. This Agreement may be executed in one or more counterparts, each of which will be deemed an original, but
all of which together will constitute one and the same agreement. Facsimile copies of signed signature pages will be deemed binding
originals.

 

(Signature
Page Follows)

 

    	 		Investor Initials: ______________________
	 	 	 
	 	8	

    	 

    

 

The
parties have caused this Agreement to be duly executed and delivered by their proper and duly authorized officers as of the date
and year first written above.

 

COMPANY:

 

	RESPIRERX PHARMACEUTICALS INC.	 
	a Delaware corporation 	 
	 	 	 
	By:	 	 
	Name:	Jeff
    Eliot Margolis	 
	Title:	Vice
    President, Treasurer, Secretary and Interim CFO	 

 

Address
for notices:

RespireRx
Pharmaceuticals Inc.

Attention:
Jeff Eliot Margolis

Vice
President, Treasurer and Secretary

126
Valley Road, Suite C

Glen
Rock, NJ 07452

(phone):
917-834-7206

(fax):
415-887-7814

 

    	 	Investor Initials: ______________________
	 	 
	 	 

    	 

    

 

INVESTOR:

 

[INVESTOR
NAME (IF ENTITY)]

 

	By:	 	(signature)
	 	 
	Print Name: 	 
	 	 
	Print Title:	 

 

    	 	Investor Initials: ______________________
	 	 
	 	 

    	 

    

 

Investor
Signature of Common Stock and Warrant Purchase Agreement SCHEDULE I

 

SCHEDULE
OF INVESTOR(S)

 

	Investor Name, Contact Name, Address, Phone, Fax	 	Aggregate

                                                                                 Investment

                                                                                Amount
	 	 	Closing Date
	 	 	$	 	 	 	[_____], 201[  ]
	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 	 	 	 	 	 	 

 

Schedule
I of Common Stock and Warrant Purchase Agreement

 

    	 	Investor Initials: ______________________
	 	 
	 	 

    	 

    

 

SCHEDULE
II

 

EXCEPTIONS
TO REPRESENTATIONS AND WARRANTIES

 

Convertible
Notes

 

The
Company is obligated under Convertible Notes issued from November 5, 2014 through and including February 2, 2015, aggregating
principal amounts totaling $579,500 and bearing interest of 10% per annum and maturing on September 15, 2016. As of September
15, 2016 there was $276,000 of original principal plus accrued interest of 53,261 for a total of $329,261 due. As of September
30, 2016, outstanding notes and accrued interest became due and payable. In October 2016, as reported on Forms 8-K, certain noteholders
notified the Company that such noteholders’ notes were in default changing the interest rate from 10% to 12% on such defaulted
notes.

 

Notes

 

The
Company is obligated under two demand promissory notes of $25,000 each for a total of $50,000 to James S. Manuso, the Company’s
President and CEO and Vice Chairman and Arnold S. Lippa, the Company’s Chief Scientific Officer and Chairman. Each note
is payable on demand and bears interest at a rate equal to 10% per annum, with any accrued but unpaid interest added to principal
at the end of each year that the balance is outstanding. Each note grants a security interest in the assets of the Company, subject
to certain conditions as set forth therein. These demand promissory notes are substantially similar to the notes described in
the paragraph below and the Company anticipates filing a Current Report on Form 8-K with the Securities and Exchange Commission
on or about September 28, 2016 describing these notes.

 

The
Company is obligated under two demand promissory notes of $52,600 each for a total of $105,200 to James S. Manuso, the Company’s
President and CEO and Vice Chairman and Arnold S. Lippa, the Company’s Chief Scientific Officer and Chairman. Each note
is payable on demand and bears interest at a rate equal to 10% per annum, with any accrued but unpaid interest added to principal
at the end of each year that the balance is outstanding. Each note grants a security interest in the assets of the Company, subject
to certain conditions as set forth therein. These demand promissory notes are described in a Form 8-K filed with the Securities
and Exchange Commission on February 3, 2016.

 

Samyang
Documents

 

Permitted
liens include the liens granted to Samyang Optics Co., Ltd. (now known as SY Corporation, Co., Ltd.) (“Samyang”)
and its successors and assigns under that certain Securities Purchase Agreement, dated as of June 25, 2012, between the Company
and Samyang and any documents delivered in connection therewith (as amended, restated or otherwise modified from time to time,
collectively, the “Samyang Documents”). The indebtedness pursuant to the Samyang Documents and all transactions
contemplated in connection with the Samyang Documents are permitted hereunder. The Company is in default of certain of the Samyang
Documents, as more fully set forth in the Company’s filings with the U.S. Securities and Exchange Commission.

 

Other
Short Term Notes Payable

 

Other
short term notes payable at September 30, 2016 consisted of premium financing agreements with respect to various insurance policies.

 

Pending
or Threatened Litigation or Claims

 

In
the opinion of management of the Company, adequate provision has been made in the Company’s condensed consolidated financial
statements as of September 30, 2016 for the items listed below.

 

    	 	Investor Initials: ______________________
	 	 
	 	 

    	 

    

 

By
letter dated November 11, 2014, a former director of the Company, who joined the Company’s Board of Directors on August
10, 2012 in conjunction with the Pier transaction and who resigned from the Company’s Board of Directors on September 28,
2012, asserted a claim for unpaid consulting compensation of $24,000. The Company has not received any further communications
from the former director with respect to this matter.

 

On
January 18, 2017, an arbitrator awarded a vendor the full amount sought in arbitration of $146,082, which the Company had substantially
accrued at September 30, 2016. On January 20, 2017, the vendor filed a request with the arbitrator for an award of attorneys’
fees and costs of $47,930.

 

By
e-mails dated July 21, 2016 and subsequently, the Company received demands from an investment banking consulting firm that represented
the Company in 2012 in conjunction with the Pier transaction alleging that $225,000 is due and owing for unpaid investment banking
services rendered.

 

Financing
completed on December 29 and 30, 2016

 

On
December 29, 2016 and December 30, 2016, the Company completed a financing of $185,000, consisting of a unit offering of one share
of common stock and one common stock purchase warrant that provided certain exchange rights into future offerings through December
30, 2017 to the investors.

 

Each
investor in that financing has the option, but not the obligation, to exchange the entire amount invested (but not less than the
entire amount), in such investor’s sole discretion, into any subsequent offering of the Company until the earlier of (i)
the completion of subsequent offerings by the Company aggregating at least $15 million of gross proceeds to the Company, or (ii)
December 30, 2017. If exchanged, the amount to be invested in a subsequent offering will be 1.2 times the amount of the initial
investment, or 1.4 times the amount of the initial investment if the Company has entered into financing transactions pursuant
to Sections 3(a)(9) or 3(a)(10) of the Securities Act of 1933, as amended, or other financing arrangements that have full-ratchet
anti-dilution provisions (i) without a floor, or (ii) with an indeterminate and potentially infinite number of shares issuable
pursuant to such provisions. If neither termination condition has been reached, and the Company has more than one subsequent offering,
the Purchaser may elect to exchange into any Subsequent Offering, regardless of whether such Purchaser has already exchanged into
a previously effected subsequent offering; provided, however, that the amount invested in such subsequent offering shall only
and always be 1.2 (or 1.4, as applicable) times the amount of the initial investment.

 

The
Company has not yet made a determination as to how to account for and present this financing in the Company’s consolidated
financial statements as of and for the year ended December 31, 2016. This financing may not be considered as “permanent
equity”, as defined under United States Generally Accepted Accounting Principles and the rules and regulations of the United
States Securities and Exchange Commission, but may be accounted for outside of stockholders’ equity as some form of liability,
as either a mezzanine liability or as a current liability, at December 31, 2016.

 

Trade
Accounts

 

From
time to time, the Company has obligations in respect of trade accounts payable.

 

    	 	Investor Initials: ______________________
	 	 
	 	 

    	 

    

 

EXHIBIT A

FORM OF WARRANT

 

NEITHER THIS WARRANT NOR THE SECURITIES ISSUABLE
UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAW,
AND NO INTEREST HEREIN OR THEREIN MAY BE SOLD, DISTRIBUTED, ASSIGNED, OFFERED, PLEDGED OR OTHERWISE TRANSFERRED UNLESS (A) THERE
IS AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS COVERING ANY SUCH TRANSACTION, (B) THE
COMPANY RECEIVES AN OPINION OF COUNSEL FOR THE HOLDER OF SUCH SECURITIES (CONCURRED IN BY COUNSEL FOR THE COMPANY) THAT SUCH TRANSACTION
IS EXEMPT FROM REGISTRATION, OR (C) THE COMPANY OTHERWISE SATISFIES ITSELF THAT SUCH TRANSACTION IS EXEMPT FROM REGISTRATION.

 

WARRANT TO PURCHASE COMMON STOCK

 

RespireRx
Pharmaceuticals Inc.

  

	Warrant Number: [_______]	 	Initial Exercise Date: [     ], 201[  ]	 

 

THIS WARRANT TO PURCHASE
COMMON STOCK (the “Warrant”) certifies that, for value received, [______________] or its/his/her permitted assigns
(the “Holder”) is entitled, upon the terms and conditions hereof, and subject to the limitations on exercise
hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior
to 5:00 p.m. New York time on December 31, 2021 (the “Termination Date”) but not thereafter, to subscribe for
and purchase from RespireRx Pharmaceuticals Inc., a Delaware corporation (the “Company”), [ ] shares (as subject
to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of each share of Common Stock
under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b), and may be exercised on a cashless basis,
as set forth in Section 2(c).

 

Section 1. Definitions.
Capitalized terms used and not otherwise defined herein shall have the meanings set forth in that certain Common Stock and Warrant
Purchase Agreement, dated as of [_____], 201[ ] (the “Purchase Agreement”), among the Company and the Investors.
This is one of the “Warrants” referred to in the Purchase Agreement.

 

	 	Investor Initials:  	 

 

    	 	1	 

    	 

     

 

	 	Section 2.	Exercise and Call Provision.

 

a) Exercise of Warrant.
Exercise of the purchase rights represented by this Warrant may be made, in whole or in part, at any time or times on any Business
Day (as defined below) on or after the Initial Exercise Date and on or before the Termination Date by delivery to the Company (or
such other office or agency of the Company as it may designate by notice in writing to the registered Holder at the address of
the Holder appearing on the books of the Company) of a duly completed and executed facsimile or electronic mail copy of the Notice
of Exercise form annexed hereto (the “Notice of Exercise”). The Company shall use reasonable best efforts to
not affect the exercise of any portion of this Warrant, and the Holder shall not have the right to exercise any portion of this
Warrant, pursuant to the terms and conditions of this Warrant and any such exercise shall be null and void and treated as if never
made, to the extent that after giving effect to such exercise, the Holder together with any parties with whom or with which the
Holder’s ownership interest must be aggregated (“Attribution Parties”), collectively would beneficially
own in excess of 4.99% (the “Maximum Percentage”) of the shares of Common Stock outstanding immediately after
giving effect to such exercise. For purposes of the foregoing sentence, the aggregate number of shares of Common Stock beneficially
owned by the Holder and the other Attribution Parties shall include the number of shares of Common Stock held by the Holder and
all other Attribution Parties plus the number of shares of Common Stock issuable upon exercise of this Warrant with respect to
which the determination of such sentence is being made, but shall exclude shares of Common Stock which would be issuable upon (A)
exercise of the remaining, unexercised portion of this Warrant beneficially owned by the Holder or any of the other Attribution
Parties and (B) exercise or conversion of the unexercised or unconverted portion of any other securities of the Company (including,
without limitation, any convertible notes or convertible preferred stock or warrants) beneficially owned by the Holder or any other
Attribution Party subject to a limitation on conversion or exercise analogous to the limitation contained in this Section 2(a).
For purposes of this Section 2(a), beneficial ownership shall be calculated in accordance with Section 13(d) of the Securities
Exchange Act of 1934 (the “1934 Act”) and the rules promulgated thereunder. For purposes of determining the
number of outstanding shares of Common Stock the Holder may acquire upon the exercise of this Warrant without exceeding the Maximum
Percentage, the Holder may rely on the number of outstanding shares of Common Stock as reflected in (x) the Company’s most
recent Annual Report on Form 10-K, Quarterly Report on Form 10-Q, Current Report on Form 8-K or other public filing with the SEC,
as the case may be, (y) a more recent public announcement by the Company or (z) any other more recent written notice by the Company
or the Transfer Agent, if any, setting forth the number of shares of Common Stock outstanding (the “Reported Outstanding
Share Number”). If the Company receives a Notice of Exercise from the Holder at a time when the actual number of outstanding
shares of Common Stock is less than the Reported Outstanding Share Number, the Company shall (i) notify the Holder in writing of
the number of shares of Common Stock then outstanding and, to the extent that such Notice of Exercise would otherwise cause the
Holder’s beneficial ownership, as determined pursuant to this Section 2(a), to exceed the Maximum Percentage, the Holder
must notify the Company of a reduced number of Warrant Shares to be acquired pursuant to such Notice of Exercise (the number of
shares by which such purchase is reduced, the “Reduction Shares”) and (ii) as soon as reasonably practicable,
the Company shall return to the Holder any exercise price paid by the Holder for the Reduction Shares. For any reason at any time,
upon the written or oral request of the Holder, the Company shall within one (1) Business Day confirm orally and in writing or
by electronic mail to the Holder the number of shares of Common Stock then outstanding. In any case, the number of outstanding
shares of Common Stock shall be determined after giving effect to the conversion or exercise of securities of the Company, including
this Warrant, by the Holder and any other Attribution Party since the date as of which the Reported Outstanding Share Number was
reported. In the event that the issuance of shares of Common Stock to the Holder upon exercise of this Warrant results in the Holder
and the other Attribution Parties being deemed to beneficially own, in the aggregate, more than the Maximum Percentage of the number
of outstanding shares of Common Stock (as determined under Section 13(d) of the 1934 Act and the rules promulgated thereunder),
the number of shares so issued by which the Holder’s and the other Attribution Parties’ aggregate beneficial ownership
exceeds the Maximum Percentage (the “Excess Shares”) shall be deemed null and void and shall be cancelled ab
initio, and the Holder shall not have the power to vote or to transfer the Excess Shares. As soon as reasonably practicable after
the issuance of the Excess Shares has been deemed null and void, (i) the Company shall return to the Holder the exercise price
paid by the Holder for the Excess Shares, and (ii) the Holder shall provide any documentation reasonably requested by the Company
to effect such cancellation on the records of the Company and its transfer agent. Upon delivery of a written notice to the Company,
the Holder may from time to time increase or decrease the Maximum Percentage to any other percentage as specified in such notice;
provided that (i) any such increase in the Maximum Percentage will not be effective until the sixty-first (61st) day
after such notice is delivered to the Company, and (ii) any such increase or decrease will apply only to the Holder and the other
Attribution Parties and not to any other holder of Warrants issued in connection with the Purchase Agreement that is not an Attribution
Party of the Holder. For purposes of clarity, the shares of Common Stock issuable pursuant to the terms of this Warrant in excess
of the Maximum Percentage shall not be deemed to be beneficially owned by the Holder for any purpose including for purposes of
Section 13(d) or Rule 16a-1(a)(1) of the 1934 Act. No prior inability to exercise this Warrant pursuant to this paragraph shall
have any effect on the applicability of the provisions of this paragraph with respect to any subsequent determination of exercisability.
The provisions of this paragraph shall be construed and implemented in a manner otherwise than in strict conformity with the terms
of this Section 2(a) to the extent necessary to correct this paragraph or any portion of this paragraph which may be defective
or inconsistent with the intended beneficial ownership limitation contained in this Section 2(a) or to make changes or supplements
necessary or desirable to properly give effect to such limitation. The limitation contained in this paragraph may not be waived
and shall apply to a successor holder of this Warrant. Within three (3) Business Days (as defined below) following the date of
exercise as aforesaid, the Holder shall deliver the aggregate Exercise Price (as defined below) for the shares specified in the
applicable Notice of Exercise by wire transfer in immediately available funds or cashier’s check drawn on a United States
bank in immediately available funds. A “Business Day” means any day other than a Saturday or Sunday or any day
that national commercial banks in New York City, New York are authorized or required to close or any day that the NADSAQ stock
markets or any other nationally recognized stock markets are closed. Notwithstanding anything herein to the contrary, the Holder
shall not be required to physically surrender this Warrant to the Company until the Holder has purchased all of the Warrant Shares
available hereunder and the Warrant has been exercised in full, in which case, the Holder shall surrender this Warrant to the Company
for cancellation within three (3) Business Days of the date the final Notice of Exercise is delivered to the Company. Partial exercises
of this Warrant resulting in purchases of a portion of the total number of Warrant Shares available hereunder shall have the effect
of lowering the outstanding number of Warrant Shares purchasable hereunder in an amount equal to the applicable number of Warrant
Shares purchased. The Company, either directly or through its representative, shall maintain, or cause to be maintained, records
showing the number of Warrant Shares purchased and the date of such purchases, which records shall be deemed to be accurate absent
manifest error. The Company shall deliver any objection to any Notice of Exercise within two (2) Business Days of actual receipt
of such notice. The Holder and any assignee, by acceptance of this Warrant, acknowledge and agree that, by reason of the provisions
of this paragraph, following the purchase of a portion of the Warrant Shares hereunder, the number of Warrant Shares available
for purchase hereunder at any given time may be less than the amount stated on the face hereof.

 

	 	Investor Initials:  	 

 

    	 	2	 

    	 

     

b) Exercise Price.
The exercise price per share of the Common Stock under this Warrant initially shall be $2.75 per share (110% of Unit Purchase Price
as defined in the Purchase Agreement), subject to adjustment hereunder (including, without limitation, under Sections 2 and 3 hereof)
(as adjusted, the “Exercise Price”).

 

c) Cashless Exercise.
This Warrant may be exercised at any time permitted hereunder, subject to the Limitation set forth in Section 2(a), by means of
a “cashless exercise” in which the Holder shall be entitled to receive a certificate for the number of Warrant Shares
equal to the quotient obtained by the following formula:

 

	 	(A-B)*(X)	 
	 	(A)	 

 

Where:

 

(A) = the Closing Price on the Trading Day
immediately preceding the date of such election (“Trading Day” means any Business Day, or, if the Common Stock of the
Company is traded on an exchange, the OTC BB or other quotation system, then any Business Day on which such exchange, the OTC Bulletin
Board or quotation system is open for trading the Common Stock of the Company);

 

(B) = the Exercise Price of this Warrant, as
adjusted; and

 

(X) = the number of Warrant Shares issuable
upon exercise of this Warrant in accordance with the terms of this Warrant by means of a cash exercise rather than a cashless exercise.

 

As used herein, “Closing Price”,
shall mean the first of the following clauses that applies: (1) if, at the time of any such calculation, the Common Stock
is listed or quoted on the American Stock Exchange, or the New York Stock Exchange, or the NASDAQ Market, the NASDAQ Capital Market
or the Archipelago Exchange, or OTC Markets QB or OTX Markets QX, the Closing Price shall be the closing or last sale price reported
for the last business day immediately preceding the date of any such calculation; (2) if, at the time of any such calculation,
the Common Stock is quoted on the OTC Bulletin Board or listed in the “Pink Sheets” published by the National Quotation
Bureau Inc. or a similar agency or organization succeeding to its function or reporting prices, the Closing Price shall be the
average of the closing prices reported for the last five (5) days during which the Common Stock actually traded and for which a
closing price is available immediately preceding the date of any such calculation, or (3) in all other cases, the Closing
Price of a share of Common Stock shall be the price determined by an independent appraiser selected in good faith by the Holder
and reasonably acceptable to the Company.

 

	 	Investor Initials: 	 

 

    	 	3	 

    	 

     

d) Mechanics of Exercise.

 

i. Delivery of Certificates
Upon Exercise. Certificates for shares issuable upon the exercise hereof shall be transmitted by the transfer agent of the
Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit
Withdrawal Agent Commission (“DWAC”) system if the Company is a participant in such system and such shares are
eligible for legend removal, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise
on the date that is no more than three (3) Business Days after the latest of (A) the delivery to the Company of the Notice of Exercise,
(B) surrender of this Warrant (if required), and (C) payment of the aggregate Exercise Price as set forth above (such date, the
“Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other
person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, upon
delivery of Notice of Exercise, irrespective of the date such Warrant Shares are credited to the Holder’s DTC account or
the date of delivery of the certificates evidencing such Warrant Shares (as the case may be) in the case of a cashless exercise
and, if a cash exercise, then subject to payment to the Company of the Exercise Price in good funds by either certified check,
wire transfer or other similar payment method and all taxes required to be paid by the Holder, if any, pursuant to Section 2(d)(v)
prior to the issuance of such shares, having been paid.

 

ii. Delivery of New
Warrants Upon Exercise. If this Warrant shall have been exercised in part, the Company shall, at the request of a Holder and
upon surrender of this Warrant, at the time of delivery of the certificate or certificates representing Warrant Shares, deliver
to the Holder a new Warrant evidencing the rights of the Holder to purchase the unpurchased Warrant Shares called for by this Warrant,
which new Warrant shall in all other respects be identical with this Warrant.

 

iii. Rescission Rights.
If the Company fails to transmit, or to cause the transfer agent of the Company to transmit, to the Holder a certificate or the
certificates representing the Warrant Shares pursuant to Section 2(d)(i) by the Warrant Share Delivery Date, then the Holder will
have the right to rescind such exercise.

 

iv. No Fractional Shares
or Scrip. No fractional shares or scrip representing fractional shares shall be issued upon the exercise of this Warrant. As
to any fraction of a share which the Holder would otherwise be entitled to purchase upon such exercise, the Company shall, at its
election, either pay a cash adjustment in respect of such final fraction in an amount equal to such fraction multiplied by the
Exercise Price or round up to the next whole share.

 

	 	Investor Initials:  	 

 

    	 	4	 

    	 

     

v. Charges, Taxes and
Expenses. Issuance of certificates for Warrant Shares shall be made without charge to the Holder for any issue or transfer
tax or other incidental expense in respect of the issuance of such certificate, all of which taxes and expenses shall be paid by
the Company, and such certificates shall be issued in the name of the Holder or in such name or names as may be directed by the
Holder; provided, however, that in the event certificates for Warrant Shares are to be issued in a name other than
the name of the Holder, this Warrant when surrendered for exercise shall be accompanied by the Assignment Form attached hereto
(the “Assignment Form”) duly executed by the Holder and the Company may require, as a condition thereto, the
payment of a sum sufficient to reimburse it for any transfer tax incidental thereto.

 

vi. Closing of Books.
The Company will not close its stockholder books or records in any manner that prevents the timely exercise of this Warrant, pursuant
to the terms hereof.

 

vii. Acquisitions.
If at any time while this Warrant is outstanding there is an Acquisition (as defined below) in which the Company is not the surviving
entity, then the Holder shall receive from any surviving entity or successor to the Company, in exchange for this Warrant, a new
warrant in the surviving entity or successor to the Company substantially in the form of this Warrant and with an exercise price
adjusted to reflect the nearest equivalent exercise price of common stock (or other applicable equity interest) of the surviving
entity that would reflect the economic value of this Warrant, but in the surviving entity. An “Acquisition”
shall mean the closing of a merger, share exchange, consolidation, acquisition of all or substantially all of the assets or stock,
reorganization or liquidation of the Company that results in the stockholders of the Company immediately prior to such transaction
owning less than 50% of the voting capital stock of the Company (or its successor or parent corporation) immediately after the
transaction or, in the case of a sale of assets or liquidation, the Company owning after the transaction less than substantially
all of the assets owned by the Company prior to the transaction (other than an issuance of equity securities for the primary purpose
of raising capital) or any other event that constitutes a “Capital Change” under the Company’s Second Restated
Certificate of Incorporation, as it may be amended, restated or otherwise modified from time to time. The Holder shall execute
all documentation required to be executed by the Company or the acquirer or successor of the Company in connection with the Acquisition,
including, without limitation, escrow, indemnification and other similar agreements. Subject to and to the extent permitted by
applicable law, the Company will endeavor to notify the Holder of any proposed Acquisition at least 30 days prior to the date of
any Acquisition (or such shorter period as reasonably practicable under the circumstances); provided that the failure to
so notify the Holder shall not in any way impair the Acquisition.

 

e.  Call Provision.
If at any time prior to the expiration of, or the exercise by the Holder of this Warrant the closing price of Company’s common
stock is 200% or more than the Unit Purchase Price for five (5) consecutive trading days (the “Trading Price Condition”),
the Company shall have the right to call, redeem and cancel this Warrant on the tenth day after written notice by the Company to
the Holder and payment to the Holder in cash of $0.001 per Warrant Share. To effectively exercise this call provision, such written
notice of intent to exercise the call provision under this Section 2(e) must be provided by the Company by the close of business
on the second trading day following satisfaction of the Trading Price Condition. The Holder may exercise this Warrant on a cash
or cashless basis after written notice by the Company, but before the tenth day after such written notice, which exercise shall
nullify the Company’s right to call, redeem and cancel this Warrant. Failure by the Company to provide timely notice shall
preclude the Company from exercising this call provision with respect to the satisfaction of the Trading Price Condition over that
five (5) consecutive trading day period but shall not preclude the Company from exercising this call provision with respect to
satisfaction of the Trading Price Condition over any other subsequent five (5) consecutive trading days. The Company may not call,
redeem or cancel any portion of this Warrant that may not be exercised during the ten (10) day notification period pursuant to
the restrictions on exercise in Section 2(a).

 

	 	Investor Initials:  	 

 

    	 	5	 

    	 

     

	 	Section 3.	Certain Adjustments.

 

a) Stock Dividends and
Splits. If the Company, at any time while this Warrant is outstanding: (i) pays a stock dividend or otherwise makes a distribution
or distributions on shares of its Common Stock or any other equity or equity equivalent securities payable in shares of Common
Stock (which, for avoidance of doubt, shall not include any shares of Common Stock issued by the Company upon exercise of this
Warrant and which shall not include any dividends paid-in-kind in respect to the Series G 1.5% Convertible Preferred Stock), (ii)
subdivides outstanding shares of Common Stock into a larger number of shares, (iii) combines (including by way of reverse stock
split) outstanding shares of Common Stock into a smaller number of shares or (iv) issues by reclassification of shares of the Common
Stock any shares of capital stock of the Company, then in each case the Exercise Price shall be multiplied by a fraction of which
the numerator shall be the number of shares of Common Stock (excluding treasury shares, if any) outstanding immediately before
such event and of which the denominator shall be the number of shares of Common Stock outstanding immediately after such event,
and the number of shares issuable upon exercise of this Warrant shall be proportionately adjusted such that the aggregate Exercise
Price of this Warrant shall remain unchanged. Any adjustment made pursuant to this Section 3(a) shall become effective immediately
after the record date for the determination of stockholders entitled to receive such dividend or distribution and shall become
effective immediately after the effective date in the case of a subdivision, combination or re-classification.

 

b) Calculations. All
calculations under this Section 3 shall be made to the nearest 1/100th of a cent or the nearest 1/100th of a share,
as the case may be. For purposes of this Section 3, the number of shares of Common Stock deemed to be issued and outstanding as
of a given date shall be the sum of the number of shares of Common Stock (excluding treasury shares, if any) issued and outstanding.

 

c) Notice to Holder.

 

i. Adjustment to Exercise
Price. Whenever the Exercise Price is adjusted pursuant to this Section 3, the Company shall promptly mail to the Holder a
notice setting forth the Exercise Price after such adjustment and any resulting adjustment to the number of Warrant Shares and
setting forth a brief statement of the facts requiring such adjustment.

 

ii. Notice to Allow
Exercise by Holder. If (A) the Company shall declare a special nonrecurring cash dividend on or a redemption of the Common
Stock, (B) the Company shall authorize the granting to all holders of the Common Stock rights or warrants to subscribe for or purchase
any shares of capital stock of any class or of any rights, or (C) the Company shall authorize the voluntary or involuntary dissolution,
liquidation or winding up of the affairs of the Company, any of the events in Section 3.(c)ii (A), (B) or (C) being an “Event”,
then, in each case, the Company shall cause to be mailed to the Holder at its last address as it shall appear upon the Warrant
Register (as defined below) of the Company, at least ten (10) calendar days prior to the applicable record or effective date hereinafter
specified, a notice stating (x) the date on which a record is to be taken for the purpose of such dividend, distribution, redemption,
rights or warrants, or if a record is not to be taken, the date as of which the holders of the Common Stock of record shall be
entitled to such dividend, distributions, redemption, rights or warrants are to be determined or (y) the date on which such Event
is expected to become effective or close, as applicable, and the date as of which it is expected that holders of the Common Stock
of record shall be entitled to exchange their shares of the Common Stock for securities, cash or other property deliverable upon
such Event; provided that the failure to mail such notice or any defect therein or in the mailing thereof shall not affect the
validity of the corporate action required to be specified in such notice. The Holder shall remain entitled to exercise this Warrant
during the period commencing on the date of such notice to the effective date of the Event triggering such notice except as may
otherwise be expressly set forth herein.

 

	 	Investor Initials:  	 

 

    	 	6	 

    	 

     

 

	 	Section 4.	Transfer of Warrant.

 

a) Transferability.
Subject to compliance with any applicable securities laws, the conditions set forth in Section 4(d) hereof, and the conditions
of the Purchase Agreement (including, without limitation, the Company’s prior written consent in accordance with the Purchase
Agreement) pursuant to which this Warrant was purchased, this Warrant and all rights hereunder (including, without limitation,
any registration rights) are transferable, in whole or in part, upon surrender of this Warrant at the principal office of the Company
or its designated agent, together with an Assignment Form duly executed by the Holder or its agent or attorney and funds sufficient
to pay any transfer taxes payable upon the making of such transfer. Upon such surrender and, if required, such payment, the Company
shall execute and deliver a new Warrant or Warrants in the name of the assignee or assignees, as applicable, and in the denomination
or denominations specified in such instrument of assignment, and shall issue to the assignor a new Warrant evidencing the portion
of this Warrant not so assigned, and this Warrant shall promptly be cancelled. The Warrant, if properly assigned in accordance
herewith, may be exercised by a new holder for the purchase of Warrant Shares without having a new Warrant issued..

 

b) New Warrants.
This Warrant may be divided or combined with other Warrants upon presentation hereof at the aforesaid office of the Company, together
with a written notice specifying the names and denominations in which new Warrants are to be issued, signed by the Holder or its
agent or attorney. Subject to compliance with Section 4(a), as to any transfer which may be involved in such division or combination,
the Company shall execute and deliver a new Warrant or Warrants in exchange for the Warrant or Warrants to be divided or combined
in accordance with such notice. All Warrants issued on transfers or exchanges shall be dated the Initial Exercise Date and shall
be identical with this Warrant except as to the number of Warrant Shares issuable pursuant thereto.

 

c) Warrant Register.
The Company shall, either directly or through its representative, record or cause to be recorded, this Warrant, upon records to
be maintained by the Company for that purpose (the “Warrant Register”), in the name of the record Holder hereof
from time to time, which Warrant Register shall be deemed to be accurate absent manifest error. The Company may deem and treat
the registered Holder of this Warrant as the absolute owner hereof for the purpose of any exercise hereof or any distribution to
the Holder, and for all other purposes, absent actual notice to the contrary.

 

d) Transfer Restrictions.
If, at the time of the surrender of this Warrant in connection with any transfer of this Warrant, the transfer of this Warrant
shall not be either (i) registered pursuant to an effective registration statement under the Securities Act and under applicable
state securities or blue sky laws or (ii) eligible for resale without volume or manner-of-sale restrictions or current public information
requirements pursuant to Rule 144, the Company may require, as a condition of allowing such transfer, that the Holder or transferee
of this Warrant satisfy any other reasonable conditions established by the Company, including, without limitation, a legal opinion
reasonably acceptable to the Company with respect to such transfer.

 

e) Representation by
the Holder. The Holder, by the acceptance hereof, represents and warrants that it is acquiring this Warrant and, upon any exercise
hereof, will acquire the Warrant Shares issuable upon such exercise, for its own account and not with a view to or for distributing
or reselling such Warrant Shares or any part thereof in violation of the Securities Act or any applicable state securities law,
except pursuant to sales registered or exempted under the Securities Act. The Holder acknowledges that the Warrant Shares will
not be registered under the Securities Act of 1933, as amended, or any applicable statute or foreign securities law, and will therefore
not be freely transferable.

 

	 	Investor Initials:  	 

 

    	 	7	 

    	 

     

	 	Section 5.	Miscellaneous.

 

a) No Rights as Stockholder
Until Exercise. This Warrant does not entitle the Holder to any voting rights, dividends or other rights as a stockholder of
the Company prior to the exercise hereof as set forth in Section 2(d)(i).

 

b) Loss, Theft, Destruction
or Mutilation of Warrant. The Company covenants that upon receipt by the Company of evidence reasonably satisfactory to it
of the loss, theft, destruction or mutilation of this Warrant or any stock certificate relating to the Warrant Shares, and in case
of loss, theft or destruction, of indemnity or security reasonably satisfactory to it (which, in the case of the Warrant, shall
not include the posting of any bond), and upon surrender and cancellation of such Warrant or stock certificate, if mutilated, the
Company will make and deliver a new Warrant or stock certificate of like tenor and dated as of such cancellation, in lieu of such
Warrant or stock certificate.

 

c) Saturdays, Sundays,
Holidays, etc. If the last or appointed day for the taking of any action or the expiration of any right required or granted
herein shall not be a Business Day, then, such action may be taken or such right may be exercised on the next succeeding Business
Day.

 

d) Authorized Shares.

 

The Company covenants that,
during the period the Warrant is outstanding, it will reserve from its authorized and unissued Common Stock a sufficient number
of shares to provide for the issuance of the Warrant Shares upon the exercise of any purchase rights under this Warrant. The Company
further covenants that its issuance of this Warrant shall constitute full authority to its officers who are charged with the duty
of executing stock certificates to execute and issue the necessary certificates for the Warrant Shares upon the exercise of the
purchase rights under this Warrant. The Company will take all such reasonable action as may be necessary to assure that such Warrant
Shares may be issued as provided herein without violation of any applicable law or regulation, or of any requirements of the trading
market upon which the Common Stock may be listed. The Company covenants that all Warrant Shares which may be issued upon the exercise
of the purchase rights represented by this Warrant will, upon exercise of the purchase rights represented by this Warrant and payment
for such Warrant Shares in accordance herewith, be duly authorized, validly issued, fully paid and nonassessable and free from
all taxes, liens and charges created by the Company in respect of the issue thereof (other than taxes in respect of any transfer
occurring contemporaneously with such issue).

 

Except and to the extent
waived or consented to by the Holder, the Company shall not by any action, including, without limitation, amending its certificate
of incorporation or through any reorganization, transfer of assets, consolidation, merger, dissolution, issue or sale of securities
or any other voluntary action, avoid or seek to avoid the observance or performance of any of the terms of this Warrant, but will
at all times in good faith assist in the carrying out of all such terms and in the taking of all such actions as may be necessary
or reasonably appropriate to protect the rights of Holder as set forth in this Warrant against impairment. Without limiting the
generality of the foregoing, the Company will (i) not increase the par value of any Warrant Shares above the amount payable therefor
upon such exercise immediately prior to such increase in par value, (ii) take all such action as may be necessary or reasonably
appropriate in order that the Company may validly and legally issue fully paid and nonassessable Warrant Shares upon the exercise
of this Warrant and (iii) use commercially reasonable efforts to obtain all such authorizations, exemptions or consents from any
public regulatory body having jurisdiction thereof, as may be, necessary to enable the Company to perform its obligations under
this Warrant.

 

Before taking any action
which would result in an adjustment in the number of Warrant Shares for which this Warrant is exercisable or in the Exercise Price,
the Company shall obtain all such authorizations or exemptions thereof, or consents thereto, as may be necessary from any public
regulatory body or bodies having jurisdiction thereof.

 

	 	Investor Initials:  	 

 

    	 	8	 

    	 

     

e) Jurisdiction.
This Warrant is a contract between the Company and the Holder and its terms shall be governed by and construed in accordance with
the laws of the State of New York applicable to contracts made and to be performed in the State of New York, without giving effect
to any choice or conflict of law provision or rule of that or any other jurisdiction. The Company and each Holder irrevocably consent
to the jurisdiction of the United States federal courts and the state courts located in New York City, in any suit or proceeding
based on or arising under this Warrant and irrevocably agree that all claims in respect of such suit or proceeding may be determined
in such courts. The Company and each Holder irrevocably waives the defense of an inconvenient forum to the maintenance of such
suit or proceeding in such forum. The Company further agrees that service of process upon the Company mailed by first class mail
shall be deemed in every respect effective service of process upon the Company in any such suit or proceeding. Nothing herein shall
affect the right of any Holder to serve process in any other manner permitted by law. The Company agrees that a final non-appealable
judgment in any such suit or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on such judgment
or in any other lawful manner.

 

f) Restrictions.
The Holder acknowledges that the Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have restrictions
upon resale imposed by state and federal securities laws.

 

g) Nonwaiver. No
course of dealing or any delay or failure to exercise any right hereunder on the part of Holder shall operate as a waiver of such
right or otherwise prejudice the Holder’s rights, powers or remedies, notwithstanding the fact that all rights hereunder
terminate on the Termination Date.

 

h) Notices. Any
notice, request or other document required or permitted to be given or delivered to the Holder by the Company shall be deemed delivered
the day after the date sent if sent by overnight courier, the same day sent if sent by facsimile transmission or email with confirmation
of receipt by the Holder, or three (3) days after deposit with the US Postal Service if sent via certified mail or first class
mail if sent to the Holder at the address, facsimile number or email address provided by the Holder as of the last date on which
Holder communicated in writing such contact information to the Company.

 

i) Remedies. The
Holder, in addition to being entitled to exercise all rights granted by law, including recovery of damages, will be entitled to
specific performance of its rights under this Warrant. The Company agrees that monetary damages would not be adequate compensation
for any loss incurred by reason of a breach by it of the provisions of this Warrant and hereby agrees to waive and not to assert
the defense in any action for specific performance that a remedy at law would be adequate.

 

j) Successors and Assigns.
Subject to applicable securities laws, the provisions and limitations of the Purchase Agreement (including, without limitation,
the Company’s prior written consent in accordance with the Purchase Agreement) and this Warrant, and the rights and obligations
evidenced hereby shall inure to the benefit of and be binding upon the successors and permitted assigns of the Company and the
successors and permitted assigns of Holder. Such successors or permitted assigns of the Holder shall be deemed to be the Holder
for all purposes hereunder. The provisions of this Warrant are intended to be for the benefit of any Holder from time to time of
this Warrant and shall be enforceable by the Holder or holder of Warrant Shares. Nothing herein, express or implied, is intended
to or shall confer upon any other person any legal or equitable right, benefit or remedy of any nature whatsoever, under or by
reason of this Warrant.

 

	 	Investor Initials:  	 

 

    	 	9	 

    	 

     

k) Entire Agreement.
This Warrant constitutes the sole and entire agreement of the parties to this Warrant with respect to the subject matter contained
herein, and supersedes all prior and contemporaneous understandings and agreements, both written and oral, with respect to such
subject matter.

 

l) Amendment. This
Warrant may be modified or amended or the provisions hereof waived with the written consent of the Company and the Holder.

 

m) Severability.
Wherever possible, each provision of this Warrant shall be interpreted in such manner as to be effective and valid under applicable
law, but if any provision of this Warrant shall be prohibited by or invalid under applicable law, such provision shall be ineffective
to the extent of such prohibition or invalidity, without invalidating the remainder of such provisions or the remaining provisions
of this Warrant.

 

n) Headings. The
headings used in this Warrant are for the convenience of reference only and shall not, for any purpose, be deemed a part of this
Warrant.

 

o) Waiver of Jury Trial.
Each party acknowledges and agrees that any controversy which may arise under this Warrant is likely to involve complicated and
difficult issues and, therefore, each such party irrevocably and unconditionally waives any right it may have to a trial by jury
in respect of any legal action arising out of or relating to this Warrant or the transactions contemplated hereby.

 

(Signature Page Follows)

 

	 	Investor Initials:  	 

 

    	 	10	 

    	 

     

 

IN WITNESS WHEREOF, the
Company has caused this Warrant to be executed by its officer thereunto duly authorized as of the ___ day of _____________, 201[
].

 

	 	RespireRx Pharmaceuticals Inc.
	 	 	 
	 	By:	 
	 	Name:	Jeff Eliot Margolis
	 	Title:	Vice President, Treasurer, Secretary and Interim CFO

 

	 	Investor Initials:  	 

 

    	 

    	 

     

 

AGREED AND ACCEPTED:

 

[HOLDER]

 

	Signature:	 	 
	 	 	 
	Name (print):	 	 
	 	 	 
	Address:	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	Email:	 	 
	 	 	 
	Facsimile Number:	 	 

 

Investor Warrant Signature Page

 

	 	Investor Initials:  	 

 

    	 

    	 

     

NOTICE OF EXERCISE

 

To:
RespireRx Pharmaceuticals Inc.

 

(1) The undersigned, pursuant
to the provisions set forth in the attached Warrant No. ______, hereby irrevocably elects to purchase (check applicable box):

 

[  ] ____________
shares of the Common Stock of RespireRx Pharmaceuticals Inc. covered by such Warrant.

 

(2) The undersigned herewith
makes payment of the full purchase price for such shares at the price per share provided for in such Warrant. Such payment takes
the form of (check applicable box or boxes):

 

[  ] $__________
in lawful money of the United States; and/or

 

[  ] pursuant to
Section 2(c) of the Warrant being exercised, the cancellation of such portion of such Warrant as is exercisable for a total of
_________ Warrant Shares (using a Closing Price of $_______ per share for purposes of this calculation).

 

(3) Please issue a certificate
or certificates representing said Warrant Shares in the name of the undersigned or in such other name as is specified below:

 

	 	 	 
	 	 	 
	 	 	 
	 	(please print or type name and address)	 
	 	 	 
	 	 	 
	 	(please insert social security or other identifying number)	 

 

The Warrant Shares shall be delivered to the
following:

 

	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	(please print or type name and address)	 

 

and if such number of shares of Common Stock
shall not be all the shares evidenced by this Warrant Certificate, that a new Warrant for the balance of such shares be registered
in the name of, and delivered to, Holder.

 

	 	 	 

 

The Warrant Shares shall be delivered to the
following DWAC Account Number or by physical delivery of a certificate to:

 

	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 

 

(4) Accredited Investor. The undersigned
is an “accredited investor” as defined in Regulation D promulgated under the Securities Act of 1933, as amended (“Reg
D”), or is one of less than 35 non-accredited investors that participated in the exempt private placement pursuant to Rule
506(b) of Reg D.

 

[SIGNATURE
OF HOLDER]

 

Name of Investing Entity: _________________________________________________________________

 

Signature of Authorized Signatory of Investing
Entity: ___________________________________________

 

Name of Authorized Signatory: _____________________________________________________________

 

Title of Authorized Signatory: ______________________________________________________________

 

Date: __________________________________________________________________________________

 

	 	Investor Initials:  	 

 

    	 

    	 

     

 

ASSIGNMENT FORM

 

(To assign the foregoing warrant, execute

this form and supply required information.

Do not use this form to exercise the warrant.)

 

FOR VALUE RECEIVED, [____]
all of or [_______] shares of the foregoing Warrant and all rights evidenced thereby are hereby assigned to

 

	 	whose address is	 

 

	 	 	.

 

 

Dated: ______________,
_______

 

	 	Holder’s Signature:	 	 
	 	 	 	 
	 	Holder’s Address:	 	 
	 	 	 	 
	 	 	 	 

 

	Assignee’s Signature:	 	 
	 	 	 
	Company’s Signature:	 	 

 

NOTE: The signature to this Assignment Form
must correspond with the name as it appears on the face of the Warrant, without alteration or enlargement or any change whatsoever,
and must be guaranteed by a bank or trust company. Officers of corporations and those acting in a fiduciary or other representative
capacity should file proper evidence of authority to assign the foregoing Warrant.

 

	 	Investor Initials:EX-10.1

 Exhibit 10.1 

EXECUTION VERSION 
 FIRST
AMENDMENT 
 TO CREDIT AGREEMENT 

This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of March 15, 2017 (the “Effective
Date”), is entered into by and among STONEMOR OPERATING LLC, a Delaware limited liability company (the “Administrative Borrower”), the other Borrowers party hereto and CAPITAL ONE, NATIONAL ASSOCIATION, as Administrative
Agent (in such capacity, the “Administrative Agent”). 
 WHEREAS, the Borrowers, the Lenders party thereto and the
Administrative Agent entered into that certain Credit Agreement dated as of August 4, 2016 (the “Credit Agreement”; unless otherwise defined herein, capitalized terms used herein shall have the meanings assigned to them in the
Credit Agreement), whereby the Lenders have extended credit to the Borrowers on the terms and subject to the conditions described therein; 

WHEREAS, the Borrowers have requested that the Administrative Agent and the Lenders make certain modifications to the Credit Agreement as set
forth herein; and 
 WHEREAS, the Administrative Agent and the Required Lenders party hereto have agreed, subject to the terms and
conditions of this Amendment, to make such modifications to the Credit Agreement. 
 NOW, THEREFORE, in consideration of the mutual
covenants and agreements herein contained, the parties hereto hereby agree as follows: 
 1. Amendments to the Credit Agreement. As
of the Effective Date, the Credit Agreement is hereby amended as follows: 
 (a) Section 1.01 of the Credit Agreement is hereby amended
by amending and restating the following definitions in their entirety by deleting the text thereof and replacing it with the following: 

““Applicable Rate” means, for any day, with respect to any Eurodollar Revolving Loan, any Base Rate
Revolving Loan or with respect to the commitment fees payable hereunder, as the case may be, the applicable rate per annum set forth below under the caption “Eurodollar Spread for Revolving Loans”, “Base Rate Spread for Revolving
Loans” or “Commitment Fee Rate”, as the case may be, based upon the Consolidated Leverage Ratio applicable on such date (as determined for any such date in accordance with paragraphs (i), (ii), (iii) and (iv) below): 

															
	 	  	 Consolidated

Leverage Ratio
	  	Eurodollar
Spread for
Revolving
Loans	 	 	Base Rate
Spread for
Revolving
Loans	 	 	Commitment
Fee Rate	 
	 Category 1:
	  	 £ 2.50 to 1.00
	  	 	1.75	% 	 	 	0.75	% 	 	 	0.30	% 
	 Category 2:
	  	 > 2.50 to 1.00 but

£ 3.00 to 1.00
	  	 	2.25	% 	 	 	1.25	% 	 	 	0.35	% 
	 Category 3:
	  	 > 3.00 to 1.00 but

£ 3.50 to 1.00
	  	 	2.75	% 	 	 	1.75	% 	 	 	0.40	% 
	 Category 4:
	  	 > 3.50 to 1.00 but

£ 4.00 to 1.00
	  	 	3.25	% 	 	 	2.25	% 	 	 	0.45	% 
	 Category 5:
	  	 > 4.00 to 1.00
	  	 	3.75	% 	 	 	2.75	% 	 	 	0.50	% 

 First Amendment – StoneMor Operating LLC 

64137055 
 For purposes of the foregoing, 

(i) if at any time the Administrative Borrower fails to deliver the Financials on or before the date the Financials are due
pursuant to Section 5.01, category 5 shall be deemed applicable for the period commencing three (3) Business Days after the required date of delivery and ending on the date which is three (3) Business Days after the Financials
are actually delivered, after which the category shall be determined in accordance with the table above as applicable; 

(ii) adjustments, if any, to the category then in effect shall be effective three (3) Business Days after the
Administrative Agent has received the applicable Financials (it being understood and agreed that each change in category shall apply during the period commencing on the effective date of such change and ending on the date immediately preceding the
effective date of the next such change); 
 (iii) notwithstanding the foregoing, category 3 shall be deemed to be applicable
until the Administrative Agent’s receipt of the applicable Financials for the Partnership’s first full fiscal quarter ending after the Effective Date (unless such Financials demonstrate that category 4 should have been applicable during
such period, in which case category 4 shall be deemed to be applicable during such period) and adjustments to the category then in effect shall thereafter be effected in accordance with the preceding paragraphs; and 

(iv) notwithstanding the foregoing, category 5 shall be deemed to be applicable until the Administrative Agent’s receipt
of (A) the Financials for the Partnership’s Fiscal Year ending December 31, 2016, (B) the Financials for the Partnership’s fiscal quarter ending March 31, 2017 and (C) the Compliance Certificates required to be delivered under
Section 5.01(c) with respect to each such set of Financials. 
 “Consolidated EBITDA” means, for any
period, an amount equal to Consolidated Net Income plus (a) the following to the extent deducted in calculating such Consolidated Net Income for such period: (i) Consolidated Interest Expense, (ii) the provision for federal,
state, local and foreign income taxes, (iii) depreciation and amortization expense, (iv) non-cash cost for Cemetery Property and real property sold, (v) any extraordinary losses,
(vi) losses from sales of assets other than inventory and Cemetery Property sold in the ordinary 

  
 2 

 
course of business and other real property sold to the extent permitted under this Agreement (including real property sold pursuant to any Cemetery
Non-Profit Management Agreement or Exclusive Management Agreement), (vii) other non-cash items (including, without limitation,
unit-based compensation), (viii) reasonable fees, costs and expenses, without duplication, incurred in connection with (1) this Agreement and the other Loan Documents, including any amendment,
restatement, supplement or other modification of this Agreement or any of the other Loan Documents and (2) to the extent permitted hereunder, (A) the issuance of Equity Interests and debt securities by the Partnership and (B) the
refinancing of High Yield Notes with the proceeds of Future High Yield Notes or Permitted Unsecured Indebtedness, including prepaid interest and early redemption premium (it being agreed that the addback described in this clause (viii) shall be
permitted with respect to each amendment or other transaction described in this clause (viii) irrespective of whether such amendment or transaction is actually consummated), (ix) reasonable fees, costs and expenses, without duplication,
incurred in connection with any Permitted Acquisition or any unsuccessful attempt by the Partnership or its Subsidiaries to make an acquisition (including an acquisition structured as an Exclusive Management Agreement), irrespective of whether such
acquisition would have constituted a Permitted Acquisition had such acquisition been consummated, and (x) any realized losses in the Trust Accounts investment portfolio of the Loan Parties in an aggregate amount for all periods not to exceed
$53,000,000, and minus (b) to the extent included in calculating such Consolidated Net Income for such period, (i) any extraordinary gains, (ii) gains from sales of assets other than inventory and Cemetery Property sold in the
ordinary course of business and other real property sold to the extent permitted under this Agreement (including real property sold pursuant to any Cemetery Non-Profit Management Agreement or Exclusive
Management Agreement), (iii) the amount of non-cash gains during such period (other than as a result of deferral of purchase price with respect to notes or installment sales contracts received in connection
with sales of Cemetery Property) and (iv) other non-cash gains. Consolidated EBITDA shall be adjusted for the following: (x) “Change in Deferred Selling and Obtaining Costs”, and (y)
“Change in Deferred Revenue, net” as each such term is presented in the consolidated statement of cash flows of the Partnership; provided, that all calculations of Consolidated EBITDA shall additionally be adjusted on a Pro Forma
Basis to account for any Permitted Acquisitions or Equivalent Dispositions then being consummated, if applicable, as well as any other Permitted Acquisitions or Equivalent Dispositions consummated, on or after the first day of any related
Calculation Period or Measurement Period, as applicable (as if consummated on the first day of such applicable Calculation Period or Measurement Period).” 

(b) Section 5.01(a) of the Credit Agreement is hereby amended and restated in its entirety by deleting the text thereof and replacing it with
the following: 
 “(a) within ninety-five (95) days (or, for the Fiscal
Year ending December 31, 2016, prior to July 15, 2017) after the end of each Fiscal Year of the Partnership (or, if earlier, the date that the Annual Report on Form 10-K of the Partnership for such Fiscal Year
would be required to be filed under the rules and regulations of the SEC, giving effect to any automatic extension available thereunder for the filing of such form), commencing with the Fiscal Year ending December 31, 2016, its audited consolidated
balance sheet and related statements of income or operations, shareholders’ equity or partners’ capital and cash flows as of the end of and for such Fiscal Year, setting forth in each case in comparative form the figures for the previous
Fiscal Year, all reported on by Deloitte & Touche LLP or other independent public accountants reasonably acceptable to the Administrative Agent 

  
 3 

 
(without a “going concern” or like qualification or exception (other than a qualification in respect of any Fiscal Year in which the Maturity Date is scheduled to occur, due solely to
the maturity of the Obligations) and without any qualification or exception as to the scope of such audit) to the effect that such consolidated financial statements present fairly in all material respects the financial condition and results of
operations of the Partnership and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied;” 

(c) Section 5.01(b) of the Credit Agreement is hereby amended and restated in its entirety by deleting the text thereof and replacing it with
the following: 
 “(b) (i) within forty-five (45) days (or, for the fiscal
quarter ending March 31, 2017, within forty-five (45) days after the date that the Annual Report on Form 10-K of the Partnership for the Fiscal Year ending December
31, 2016 is filed) after the end of each of the first three fiscal quarters of each Fiscal Year of the Partnership (or, if earlier, by the date that the Quarterly Report on Form 10-Q of the Partnership for
such fiscal quarter would be required to be filed under the rules and regulations of the SEC, giving effect to any automatic extension available thereunder for the filing of such form), commencing with the fiscal quarter ending September 30, 2016,
its consolidated balance sheet and related statements of income or operations, shareholders’ equity or partners’ capital and cash flows as of the end of and for such fiscal quarter and the then elapsed portion of the Fiscal Year, setting
forth in each case in comparative form the figures for the corresponding period or periods of (or, in the case of the balance sheet, as of the end of) the previous Fiscal Year, all certified by a Financial Officer as presenting fairly in all
material respects the financial condition and results of operations of the Partnership and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject to normal
year-end audit adjustments and the absence of footnotes (except for a footnote summarizing the investment of Trust Funds as at the end of the applicable fiscal quarter) and (ii) until both (1) the
Annual Report on Form 10-K of the Partnership for the Fiscal Year ending December 31, 2016 is filed and (2) the Quarterly Report on Form 10-Q for the Partnership
for the fiscal quarter ending March 31, 2017 is filed, within thirty-five (35) days after the end of each month of each Fiscal Year of the Partnership (or, for the month ending January 31, 2017, within thirty-five (35) days after the last day of February, 2017), commencing with the month ending January 31, 2017, its consolidated balance sheet and related statements of income or operations, shareholders’
equity or partners’ capital and cash flows as of the end of and for such month and the then elapsed portion of the Fiscal Year, all certified by a Financial Officer as presenting fairly in all material respects the financial condition and
results of operations of the Partnership and its consolidated Subsidiaries on a consolidated basis in accordance with GAAP consistently applied, subject to normal year-end audit adjustments and the absence of
footnotes (except for a footnote summarizing the investment of Trust Funds as at the end of the applicable fiscal quarter);” 
 (d)
Section 6.07 of the Credit Agreement is hereby amended and restated in its entirety by deleting the text thereof and replacing it with the following: 

“Section 6.07. Restricted Payments. The Partnership will not, and will not permit any of its
Subsidiaries to, declare or make, or agree to pay or make, directly or indirectly, any Restricted Payment, except (a) the Partnership may declare and pay dividends and distributions with respect to its Equity Interests payable solely in the
form of additional Equity Interests that are not Disqualified Equity Interests, (b) Subsidiaries may declare and 

  
 4 

 
pay dividends and distributions ratably with respect to their Equity Interests, (c) as long as no Event of Default exists or would result therefrom, the Partnership may declare and pay
regularly scheduled quarterly distributions to its general and limited partners pursuant to the Partnership Agreement as in effect on the Effective Date, and pay amounts related to the distribution equivalent rights granted to directors, officers,
employees or independent contractors of the General Partner, any Loan Party or any Subsidiary under the Partnership’s equity incentive plans and (d) as long as no Event of Default exists or would result therefrom, the Partnership may make
Restricted Payments the proceeds of which will be used to repurchase, retire, or otherwise acquire the Equity Interests of the Partnership from directors, officers, employees or independent contractors of the General Partner, any Loan Party or any
Subsidiary (or their estate, heirs, family member, spouse and/or former spouse), in each case, in connection with the resignation, termination, death or disability of any such directors, officers, employees or independent contractors in an aggregate
amount not to exceed $3,000,000 during any Fiscal Year. Until January 1, 2018, the Partnership will not, directly or indirectly, increase the amount of the quarterly distributions permitted under clause (c) above unless, at the time of
declaration thereof and on a pro forma basis after giving effect to the payment of such distribution, the Consolidated Leverage Ratio is no greater than 3.75:1.00.” 

(e) Section 6.12(a) of the Credit Agreement is hereby amended and restated in its entirety by deleting the text thereof and replacing it with
the following: 
 “(a) Maximum Consolidated Leverage Ratio. The Partnership will not permit the Consolidated
Leverage Ratio as of the last day of any fiscal quarter during any period set forth below, commencing on September 30, 2016, determined for the period of four (4) consecutive fiscal quarters ending on such date, to be greater than the ratio set
forth below opposite such period: 
  

			
	 Period
	  	 Ratio

		
	September 30, 2016 through	  	4.00:1.00
	December 31, 2016	  	
		
	January 1, 2017 through	  	4.25:1.00
	September 30, 2017	  	
		
	October 1, 2017 and thereafter	  	4.00:1.00

 Notwithstanding the foregoing, at any time on or after October 1, 2017, upon written notice by the
Administrative Borrower to the Administrative Agent pursuant to a certificate of a Responsible Officer on or prior to the last day of the fiscal quarter in which any Designated Acquisition occurs (or, if such Designated Acquisition is comprised of
more than one Permitted Acquisition, the fiscal quarter in which the last such Permitted Acquisition comprising such Designated Acquisition is consummated) (i) stating that the Administrative Borrower is making an election to increase the
Consolidated Leverage Ratio and (ii) certifying that the Administrative Borrower or another Loan Party has made a Designated Acquisition subsequent to the last day of the immediately preceding fiscal quarter and describing such Designated
Acquisition in reasonable detail, then, as of the last day of the fiscal quarter in which such Designated Acquisition occurs, and as of the last day of the immediately succeeding fiscal quarter, such ratio may be greater than 4.00:1.00, but in no
event greater than 4.25:1.00.” 

  
 5 

 2. Conditions Precedent. The effectiveness of this Amendment is subject to the following
conditions precedent: 
 (a) receipt by the Administrative Agent of a copy of this Amendment, duly executed and delivered by
the Borrowers and the Required Lenders; 
 (b) receipt by the Administrative Agent of a copy of the attached Reaffirmation of
Guaranty, duly executed and delivered by each Guarantor; 
 (c) no Default or Event of Default shall exist immediately prior
to or after giving effect to the effectiveness of this Amendment; 
 (d) the truth and accuracy of the representations and
warranties contained in Section 4 of this Amendment; 
 (e) the Borrower shall have paid to the
Administrative Agent, for the ratable account of each Lender signatory to this Amendment, an amendment fee equal to 0.25% of such Lender’s Revolving Commitment, on the date of this Amendment; and 

(f) receipt by the Administrative Agent of all fees and expenses due and payable on or before the Effective Date including,
without limitation, fees and expenses of Hunton & Williams LLP, counsel to the Administrative Agent. 
 3. Reaffirmation.
Each Borrower hereby (a) ratifies and reaffirms all of its respective payment and performance obligations, contingent or otherwise, under each of the Loan Documents to which it is a party and (b) ratifies and reaffirms each grant of a Lien
on its property made pursuant to the Loan Documents and confirms that such Liens continue to secure the Secured Obligations under the Loan Documents, subject to the terms thereof. 

4. Representations, Warranties, Covenants and Acknowledgments. To induce the Administrative Agent to enter into this Amendment, each
Borrower hereby: 
 (a) represents and warrants that (i) as of the Effective Date, the representations and warranties of
such Borrower set forth in the Credit Agreement and the other Loan Documents are true and correct in all material respects on and as of the Effective Date; provided, that to the extent any such representation or warranty specifically refers
to an earlier date, such representation and warranty was true and correct in all material respects on and as of such earlier date; provided, further, that any representation or warranty that is qualified as to “materiality”
or “Material Adverse Effect” or similar language was true and correct (after giving effect to any qualification therein) in all respects on such respective dates, (ii) as of the Effective Date, no Default or Event of Default has
occurred and is continuing, (iii) the execution and delivery of this Amendment is within each Borrower’s organizational powers and has been duly authorized by all necessary organizational actions and, if required, actions by equity holders
and (iv) this Amendment has been duly executed and delivered by such Borrower and constitutes a legal, valid and binding obligation of such Borrower, enforceable in accordance with its terms, subject to applicable Debtor Relief Laws and subject
to general principles of equity, regardless of whether considered in a proceeding in equity or at law; 

  
 6 

 (b) acknowledges and agrees that (i) this Amendment is not intended, and
should not be construed, except as expressly set forth herein, as an amendment of, or any kind of waiver or consent related to, the Credit Agreement or the other Loan Documents, (ii) this Amendment shall not represent an amendment, consent, or
waiver related to any future actions of any Borrower or any Subsidiary and (iii) the Administrative Agent and each Lender reserves all of their respective rights pursuant to the Credit Agreement and the other Loan Documents; 

(c) further acknowledges and agrees that this Amendment shall be deemed a Loan Document for all purposes under the Credit
Agreement and the other Loan Documents; and 
 (d) further acknowledges and agrees that, after giving effect to this
Amendment, no right of offset, recoupment, defense, counterclaim, claim, cause of action or objection in favor of any Borrower against the Administrative Agent or any Lender exists as of the Effective Date arising out of or with respect to this
Amendment, the Credit Agreement or any other Loan Document. 
 5. Effect of Amendment. This Amendment shall not by implication or
otherwise limit, impair, constitute a waiver of or otherwise affect the rights and remedies of the Lenders or the Administrative Agent under the Credit Agreement or any other Loan Document, and, except as expressly set forth herein, shall not alter,
modify, amend or in any way affect any of the terms, conditions, obligations, covenants or agreements contained in the Credit Agreement or any other provision of the Credit Agreement or any other Loan Document, all of which are ratified and affirmed
in all respects and shall continue in full force and effect. This Amendment is a “Loan Document” for all purposes of the Credit Agreement and the other Loan Documents. 

6. Miscellaneous. 

(a) Counterparts; Integration; Effectiveness. This Amendment may be executed in counterparts (and by different parties
hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Amendment, the other Loan Documents and any separate letter agreements with respect to fees
payable to the Administrative Agent constitute the entire contract among the parties relating to the subject matter hereof and supersede any and all previous agreements and understandings, oral or written, relating to the subject matter hereof.
Subject to the terms of Section 2 of this Amendment, this Amendment shall become effective when it shall have been executed by the Borrower, the Administrative Agent and the Required Lenders and when the Administrative
Agent shall have received counterparts hereof which, when taken together, bear the signatures of each of the other parties hereto, and thereafter shall be binding upon and inure to the benefit of the parties hereto, the Lenders and their respective
successors and assigns. Delivery of an executed counterpart of a signature page of this Amendment by telecopy, e-mailed .pdf or any other electronic means that reproduces an image of the actual executed
signature page shall be effective as delivery of a manually executed counterpart of this Amendment. The words “execution,” “signed,” “signature,” “delivery,” and words of like import in or relating to any
document to be signed in connection with this Amendment and the transactions contemplated hereby shall be deemed to include Electronic Signatures, deliveries or the keeping of records in electronic form, each of which shall be of the same legal
effect, validity or enforceability as a manually executed signature, physical delivery thereof or the use of a paper-based 

  
 7 

 
recordkeeping system, as the case may be, to the extent and as provided for in any applicable law, including the Federal Electronic Signatures in Global and National Commerce Act, the New York
State Electronic Signatures and Records Act, or any other similar state laws based on the Uniform Electronic Transactions Act. 

(b) Severability. Any provision of this Amendment held to be invalid, illegal or unenforceable in any jurisdiction
shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability without affecting the validity, legality and enforceability of the remaining provisions hereof; and the invalidity of a particular
provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction. 
 (c) Governing
Law. THIS AMENDMENT SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAW OF THE STATE OF NEW YORK. 
 (d)
Jurisdiction. Each Borrower hereby irrevocably and unconditionally submits, for itself and its property, to the exclusive jurisdiction of the Supreme Court of the State of New York sitting in New York County, Borough of Manhattan, and of the
United States District Court for the Southern District of New York, and any appellate court from any thereof, in any action or proceeding arising out of or relating to this Amendment, or for recognition or enforcement of any judgment, and each of
the parties hereto hereby irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard and determined in such New York State or, to the extent permitted by law, in such Federal court. Each of the
parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Nothing in this Amendment or any other Loan
Document shall affect any right that the Administrative Agent, the Issuing Bank or any Lender may otherwise have to bring any action or proceeding relating to this Amendment or any other Loan Document against any Borrower or its properties in the
courts of any jurisdiction. 
 (e) Each Borrower hereby irrevocably and unconditionally waives, to the fullest extent it may
legally and effectively do so, any objection which it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Amendment or any other Loan Document in any court referred to in Section
6(d). Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court. 

(f) WAIVER OF JURY TRIAL. EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT
IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AMENDMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER THEORY). EACH PARTY HERETO
(1) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (2) ACKNOWLEDGES THAT
IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AMENDMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION 6(f). 

  
 8 

 (g) Headings. Article and Section headings used herein are for convenience
of reference only, are not part of this Amendment and shall not affect the construction of, or be taken into consideration in interpreting, this Amendment. 

[remainder of page intentionally blank] 

  
 9 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by their
respective authorized officers as of the day and year first above written. 
  

			
	Administrative Borrower:
	
	STONEMOR OPERATING LLC
		
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President
	
	Partnership:
	
	STONEMOR PARTNERS L.P.
	By: STONEMOR GP LLC, as its General Partner
		
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	 Alleghany Memorial Park Subsidiary, Inc.

Altavista Memorial Park Subsidiary, Inc.
 Arlington Development
Company
 Augusta Memorial Park Perpetual Care Company

Birchlawn Burial Park Subsidiary, Inc.
 Bronswood Cemetery,
Inc.
 Cedar Hill Funeral Home, Inc.
 Cemetery Investments
Subsidiary, Inc.
 Chapel Hill Associates, Inc.
 Chapel Hill
Funeral Home, Inc.
 Columbia Memorial Park Subsidiary, Inc.

Cornerstone Family Insurance Services, Inc.
 Cornerstone Family
Services of New Jersey, Inc.
 Cornerstone Family Services of West Virginia Subsidiary, Inc.

Covenant Acquisition Subsidiary, Inc.
 Covington Memorial Funeral
Home, Inc.
 Covington Memorial Gardens, Inc.
 Eloise B. Kyper
Funeral Home, Inc.
 Forest Lawn Gardens, Inc.
 Forest Lawn
Memory Gardens, Inc.
 Forest Lawn Memorial Chapel, Inc.
 Glen
Haven Memorial Park Subsidiary, Inc.
 Henry Memorial Park Subsidiary, Inc.

KIRIS Subsidiary, Inc.
 Kirk & Nice, Inc.

Kirk & Nice Suburban Chapel, Inc.
 Lakewood/Hamilton
Cemetery Subsidiary, Inc.
 Lakewood Memory Gardens South Subsidiary, Inc.

Laurel Hill Memorial Park Subsidiary, Inc.
 Laurelwood Holding
Company
 Legacy Estates, Inc.
 Loewen [Virginia] Subsidiary,
Inc.
 Lorraine Park Cemetery Subsidiary, Inc.

 

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	 Modern Park Development Subsidiary, Inc.

Oak Hill Cemetery Subsidiary, Inc.
 Osiris Holding Finance
Company
 Osiris Holding of Maryland Subsidiary, Inc.
 Osiris
Holding of Rhode Island Subsidiary, Inc.
 Osiris Management, Inc.

Osiris Telemarketing Corp.
 Perpetual Gardens.Com, Inc.

Prince George Cemetery Corporation
 PVD Acquisitions Subsidiary,
Inc.
 Rockbridge Memorial Gardens Subsidiary Company
 Rose Lawn
Cemeteries Subsidiary, Incorporated
 Roselawn Development Subsidiary Corporation

Russell Memorial Cemetery Subsidiary, Inc.
 Shenandoah Memorial
Park Subsidiary, Inc.
 Sierra View Memorial Park
 Southern
Memorial Sales Subsidiary, Inc.
 Springhill Memory Gardens Subsidiary, Inc.

Stephen R. Haky Funeral Home, Inc.
 Star City Memorial Sales
Subsidiary, Inc.
 Stitham Subsidiary, Incorporated
 StoneMor
Alabama Subsidiary, Inc.
 StoneMor California, Inc.
 StoneMor
California Subsidiary, Inc.
 StoneMor Georgia Subsidiary, Inc.

StoneMor Hawaii Subsidiary, Inc.
 StoneMor North Carolina Funeral
Services, Inc.
 StoneMor Ohio Subsidiary, Inc.
 StoneMor Puerto
Rico Cemetery and Funeral, Inc.
 StoneMor Tennessee Subsidiary, Inc.

StoneMor Washington, Inc.
 Sunset Memorial Gardens Subsidiary,
Inc.
 Sunset Memorial Park Subsidiary, Inc.
 Temple Hill
Subsidiary Corporation
 The Valhalla Cemetery Subsidiary Corporation

Virginia Memorial Service Subsidiary Corporation
 W N C
Subsidiary, Inc.
 Wicomico Memorial Parks Subsidiary, Inc.

Willowbrook Management Corp.

 

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	 Alleghany Memorial Park LLC

Altavista Memorial Park LLC
 Birchlawn Burial Park LLC

CMS West LLC
 CMS West Subsidiary LLC

Cemetery Investments LLC
 Cemetery Management Services, L.L.C.

Cemetery Management Services of Ohio, L.L.C.
 Columbia Memorial
Park LLC
 Cornerstone Family Services of West Virginia LLC

Cornerstone Funeral and Cremation Services LLC
 Covenant
Acquisition LLC
 Glen Haven Memorial Park LLC
 Henlopen
Memorial Park LLC
 Henlopen Memorial Park Subsidiary LLC
 Henry
Memorial Park LLC
 Juniata Memorial Park LLC
 KIRIS LLC

Lakewood/Hamilton Cemetery LLC
 Lakewood Memory Gardens South
LLC
 Laurel Hill Memorial Park LLC
 Loewen [Virginia] LLC

Lorraine Park Cemetery LLC
 Modern Park Development LLC

Oak Hill Cemetery LLC
 Osiris Holding of Maryland LLC

Osiris Holding of Pennsylvania LLC
 Osiris Holding of Rhode Island
LLC
 Plymouth Warehouse Facilities LLC
 PVD Acquisitions
LLC
 Rolling Green Memorial Park LLC
 Rockbridge Memorial
Gardens LLC
 Rose Lawn Cemeteries LLC
 Roselawn Development
LLC
 Russell Memorial Cemetery LLC
 Shenandoah Memorial Park
LLC
 Southern Memorial Sales LLC
 Springhill Memory Gardens
LLC
 Star City Memorial Sales LLC
 Stitham
LLC

  

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	 StoneMor Alabama LLC
 StoneMor
Arkansas Subsidiary LLC
 StoneMor Cemetery Products LLC

StoneMor Colorado LLC
 StoneMor Colorado Subsidiary LLC

StoneMor Georgia LLC
 StoneMor Hawaiian Joint Venture Group
LLC
 StoneMor Hawaii LLC
 StoneMor Holding of Pennsylvania
LLC
 StoneMor Illinois LLC
 StoneMor Illinois Subsidiary
LLC
 StoneMor Indiana LLC
 StoneMor Indiana Subsidiary LLC

StoneMor Iowa LLC
 StoneMor Iowa Subsidiary LLC

StoneMor Kansas LLC
 StoneMor Kansas Subsidiary LLC

StoneMor Kentucky LLC
 StoneMor Kentucky Subsidiary LLC

StoneMor Michigan LLC
 StoneMor Michigan Subsidiary LLC

StoneMor Mississippi LLC
 StoneMor Mississippi Subsidiary LLC

StoneMor Missouri LLC
 StoneMor Missouri Subsidiary LLC

StoneMor North Carolina LLC
 StoneMor North Carolina Subsidiary
LLC
 StoneMor Ohio LLC
 StoneMor Oklahoma LLC

StoneMor Oklahoma Subsidiary LLC
 StoneMor Oregon LLC

StoneMor Oregon Subsidiary LLC
 StoneMor Pennsylvania LLC

StoneMor Pennsylvania Subsidiary LLC
 StoneMor Puerto Rico LLC

StoneMor Puerto Rico Subsidiary LLC
 StoneMor South Carolina
LLC
 StoneMor South Carolina Subsidiary LLC
 StoneMor
Washington Subsidiary LLC
 StoneMor Wisconsin LLC
 StoneMor
Wisconsin Subsidiary LLC

  

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	 Sunset Memorial Gardens LLC
 Sunset
Memorial Park LLC
 Temple Hill LLC
 The Valhalla Cemetery
Company LLC
 Tioga County Memorial Gardens LLC
 Virginia
Memorial Service LLC
 WNCI LLC
 Wicomico Memorial Parks LLC

Woodlawn Memorial Park Subsidiary LLC

 

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	Cornerstone Trust Management Services LLC
		
	By:	 	 /s/ Frank Milles

	Name:	 	Frank Milles
	Title:	 	President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

			
	 StoneMor Florida LLC
 StoneMor
Florida Subsidiary LLC

		
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	 CAPITAL ONE, NATIONAL ASSOCIATION,

as the Administrative Agent

		
	By:	 	 /s/ Allison Sardo

	Name:	 	Allison Sardo
	Title:	 	Senior Vice President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	Capital One, National Association
		
	By:	 	 /s/ Allison Sardo

	Name:	 	Allison Sardo
	Title:	 	Senior Vice President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	Citizens Bank of Pennsylvania
		
	By:	 	 /s/ Dale R. Carr

	Name:	 	Dale R. Carr
	Title:	 	Senior Vice President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	TD Bank, N. A.
		
	By:	 	 /s/ Susan Schwartz

	Name:	 	Susan Schwartz
	Title:	 	Vice President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	RAYMOND JAMES BANK, N.A.
		
	By:	 	 /s/ Daniel Gendron

	Name:	 	Daniel Gendron
	Title:	 	Vice President

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	 /s/ Daniel K. Reagle

		
	By:	 	JPMorgan Chase Bank, N.A.
	Name:	 	Daniel K. Reagle
	Title:	 	Authorized Officer

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	Univest Bank and Trust Co
		
	By:	 	 /s/ Paul A Pyfer

	Name:	 	 Paul A Pyfer

	Title:	 	 S.V.P

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	CUSTOMERS BANK
		
	By:	 	 /s/ Eugene Kennedy

	Name:	 	Eugene Kennedy
	Title:	 	Managing Director

  
 Signature Page to First
Amendment 
 [StoneMor Operating LLC] 

 
			
	Webster Bank, National Association
		
	By:	 	 /s/ Kent Nelson

	Name:	 	Kent Nelson
	Title:	 	Senior Vice President

  
 Signature Page to
First Amendment 
 [StoneMor Operating LLC] 

 
			
	TriState Capital Bank
		
	By:	 	 /s/ Joseph M. Finley

	Name:	 	Joseph M. Finley
	Title:	 	Regional President

  
 Signature Page to
First Amendment 
 [StoneMor Operating LLC] 

 REAFFIRMATION OF GUARANTY 

March 15, 2017 
 In
connection with that certain Credit Agreement dated as of August 4, 2016 (as amended, the “Credit Agreement” unless otherwise defined herein, capitalized terms used herein shall have the meanings assigned to them in the Credit
Agreement) by and among STONEMOR OPERATING LLC, a Delaware limited liability company (the “Administrative Borrower”), the other Borrowers party thereto, the LENDERS party thereto and CAPITAL ONE, NATIONAL ASSOCIATION, as
Administrative Agent for the Lenders (in such capacity, the “Administrative Agent”), the undersigned entered into that certain Guaranty and Collateral Agreement dated as of August 4, 2016 or a supplement or joinder thereto
(collectively, the “Guaranty Agreement”) for the benefit of the Administrative Agent and the other Secured Parties to guaranty the payment and performance of the Secured Obligations pursuant to the terms of the Guaranty Agreement.

 The undersigned now hereby (i) acknowledges the terms of the attached Amendment dated as of the date hereof by and among the
Administrative Borrower, the other Borrowers thereto, the Lenders party thereto and the Administrative Agent, (ii) ratifies and reaffirms all of its obligations, contingent or otherwise, under the Guaranty Agreement and each of the other Loan
Documents to which it is a party and (iii) ratifies and reaffirms each grant of a Lien on its property made pursuant to the Loan Documents and confirms that such Liens continue to secure the Secured Obligations under the Loan Documents, subject
to the terms thereof. 
 [remainder of page intentionally blank] 

 IN WITNESS WHEREOF, the parties hereto have caused this Reaffirmation of Guaranty to be duly
executed by their respective authorized officers as of the day and year first above written. 
  

			
	Partnership:
	
	 STONEMOR PARTNERS L.P.
 By: STONEMOR
GP LLC, as its General Partner

		
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

			
	 Alleghany Memorial Park Subsidiary, Inc.

Altavista Memorial Park Subsidiary, Inc.
 Arlington Development
Company
 Augusta Memorial Park Perpetual Care Company

Birchlawn Burial Park Subsidiary, Inc.
 Bronswood Cemetery,
Inc.
 Cedar Hill Funeral Home, Inc.
 Cemetery Investments
Subsidiary, Inc.
 Chapel Hill Associates, Inc.
 Chapel Hill
Funeral Home, Inc.
 Columbia Memorial Park Subsidiary, Inc.

Cornerstone Family Insurance Services, Inc.
 Cornerstone Family
Services of New Jersey, Inc.
 Cornerstone Family Services of West Virginia Subsidiary, Inc.

Covenant Acquisition Subsidiary, Inc.
 Covington Memorial Funeral
Home, Inc.
 Covington Memorial Gardens, Inc.
 Eloise B. Kyper
Funeral Home, Inc.
 Forest Lawn Gardens, Inc.
 Forest Lawn
Memory Gardens, Inc.
 Forest Lawn Memorial Chapel, Inc.
 Glen
Haven Memorial Park Subsidiary, Inc.
 Henry Memorial Park Subsidiary, Inc.

KIRIS Subsidiary, Inc.
 Kirk & Nice, Inc.

Kirk & Nice Suburban Chapel, Inc.
 Lakewood/Hamilton
Cemetery Subsidiary, Inc.
 Lakewood Memory Gardens South Subsidiary, Inc.

Laurel Hill Memorial Park Subsidiary, Inc.
 Laurelwood Holding
Company Legacy Estates, Inc.
 Loewen [Virginia] Subsidiary, Inc.

Lorraine Park Cemetery Subsidiary, Inc.

 

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

 Modern Park Development Subsidiary, Inc. 

Oak Hill Cemetery Subsidiary, Inc. 
 Osiris Holding Finance
Company 
 Osiris Holding of Maryland Subsidiary, Inc. 
 Osiris
Holding of Rhode Island Subsidiary, Inc. 
 Osiris Management, Inc. 

Osiris Telemarketing Corp. 
 Perpetual Gardens.Com, Inc. 

Prince George Cemetery Corporation 
 PVD Acquisitions Subsidiary,
Inc. 
 Rockbridge Memorial Gardens Subsidiary Company 
 Rose
Lawn Cemeteries Subsidiary, Incorporated 
 Roselawn Development Subsidiary Corporation 

Russell Memorial Cemetery Subsidiary, Inc. 
 Shenandoah Memorial
Park Subsidiary, Inc. 
 Sierra View Memorial Park 
 Southern
Memorial Sales Subsidiary, Inc. 
 Springhill Memory Gardens Subsidiary, Inc. 

Stephen R. Haky Funeral Home, Inc. 
 Star City Memorial Sales
Subsidiary, Inc. 
 Stitham Subsidiary, Incorporated 
 StoneMor
Alabama Subsidiary, Inc. 
 StoneMor California, Inc. 
 StoneMor
California Subsidiary, Inc. 
 StoneMor Georgia Subsidiary, Inc. 

StoneMor Hawaii Subsidiary, Inc. 
 StoneMor North Carolina Funeral
Services, Inc. 
 StoneMor Ohio Subsidiary, Inc. 
 StoneMor
Puerto Rico Cemetery and Funeral, Inc. 
 StoneMor Tennessee Subsidiary, Inc. 

StoneMor Washington, Inc. 
 Sunset Memorial Gardens Subsidiary,
Inc. 
 Sunset Memorial Park Subsidiary, Inc. 
 Temple Hill
Subsidiary Corporation 
 The Valhalla Cemetery Subsidiary Corporation 

Virginia Memorial Service Subsidiary Corporation 
 W N C
Subsidiary, Inc. 
 Wicomico Memorial Parks Subsidiary, Inc. 

Willowbrook Management Corp. 
  

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

 Alleghany Memorial Park LLC 

Altavista Memorial Park LLC 
 Birchlawn Burial Park LLC 

CMS West LLC 
 CMS West Subsidiary LLC 

Cemetery Investments LLC 
 Cemetery Management Services, L.L.C.

 Cemetery Management Services of Ohio, L.L.C. 
 Columbia
Memorial Park LLC 
 Cornerstone Family Services of West Virginia LLC 

Cornerstone Funeral and Cremation Services LLC 
 Covenant
Acquisition LLC 
 Glen Haven Memorial Park LLC 
 Henlopen
Memorial Park LLC 
 Henlopen Memorial Park Subsidiary LLC 

Henry Memorial Park LLC 
 Juniata Memorial Park LLC 

KIRIS LLC 
 Lakewood/Hamilton Cemetery LLC 

Lakewood Memory Gardens South LLC 
 Laurel Hill Memorial Park LLC

 Loewen [Virginia] LLC 
 Lorraine Park Cemetery LLC 

Modern Park Development LLC 
 Oak Hill Cemetery LLC 

Osiris Holding of Maryland LLC 
 Osiris Holding of Pennsylvania
LLC 
 Osiris Holding of Rhode Island LLC 
 Plymouth Warehouse
Facilities LLC 
 PVD Acquisitions LLC 
 Rolling Green Memorial
Park LLC 
 Rockbridge Memorial Gardens LLC 
 Rose Lawn
Cemeteries LLC 
 Roselawn Development LLC 
 Russell Memorial
Cemetery LLC 
 Shenandoah Memorial Park LLC 
 Southern Memorial
Sales LLC 
 Springhill Memory Gardens LLC 
 Star City Memorial
Sales LLC 
 Stitham LLC 
  

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

 StoneMor Alabama LLC 

StoneMor Arkansas Subsidiary LLC 
 StoneMor Cemetery Products LLC

 StoneMor Colorado LLC 
 StoneMor Colorado Subsidiary LLC 

StoneMor Georgia LLC 
 StoneMor Hawaiian Joint Venture Group LLC

 StoneMor Hawaii LLC 
 StoneMor Holding of Pennsylvania LLC

 StoneMor Illinois LLC 
 StoneMor Illinois Subsidiary LLC 

StoneMor Indiana LLC 
 StoneMor Indiana Subsidiary LLC 

StoneMor Iowa LLC 
 StoneMor Iowa Subsidiary LLC 

StoneMor Kansas LLC 
 StoneMor Kansas Subsidiary LLC 

StoneMor Kentucky LLC 
 StoneMor Kentucky Subsidiary LLC 

StoneMor Michigan LLC 
 StoneMor Michigan Subsidiary LLC 

StoneMor Mississippi LLC 
 StoneMor Mississippi Subsidiary LLC

 StoneMor Missouri LLC 
 StoneMor Missouri Subsidiary LLC 

StoneMor North Carolina LLC 
 StoneMor North Carolina Subsidiary
LLC 
 StoneMor Ohio LLC 
 StoneMor Oklahoma LLC 

StoneMor Oklahoma Subsidiary LLC 
 StoneMor Oregon LLC 

StoneMor Oregon Subsidiary LLC 
 StoneMor Pennsylvania LLC 

StoneMor Pennsylvania Subsidiary LLC 
 StoneMor Puerto Rico LLC

 StoneMor Puerto Rico Subsidiary LLC 
 StoneMor South Carolina
LLC 
 StoneMor South Carolina Subsidiary LLC 
 StoneMor
Washington Subsidiary LLC 
 StoneMor Wisconsin LLC 
 StoneMor
Wisconsin Subsidiary LLC 
  

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

 Sunset Memorial Gardens LLC 

Sunset Memorial Park LLC 
 Temple Hill LLC 

The Valhalla Cemetery Company LLC 
 Tioga County Memorial Gardens
LLC 
 Virginia Memorial Service LLC 
 WNCI LLC 

Wicomico Memorial Parks LLC 
 Woodlawn Memorial Park Subsidiary
LLC 
  

			
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

			
	Cornerstone Trust Management Services LLC
		
	By:	 	 /s/ Frank Milles

	Name:	 	Frank Milles
	Title:	 	President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC] 

			
	 StoneMor Florida LLC
 StoneMor
Florida Subsidiary LLC

		
	By:	 	 /s/ Lawrence Miller

	Name:	 	Lawrence Miller
	Title:	 	Chief Executive Officer, President

  
 Signature Page to
Reaffirmation of Guaranty 
 [StoneMor Operating LLC]

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