Document:

exv4w2

 

Exhibit
4.2

	SEE REVERSE FOR CERTAIN DEFINITIONS
SMART MOVE, INC.
UNITS CONSISTING OF TWO SHARES OF COMMON STOCK AND ONE FIVE-YEAR
WARRANT EACH TO PURCHASE ONE SHARE OF COMMON STOCK
CUSIP 831920202
THIS CERTIFIES THAT
IS THE OWNER OF
Each Unit (“Unit”) consists of two (2) shares of common stock, par value $ .0001 per share
(“Common Shares”), of Smart Move, Inc., a Delaware corporation (the “Company”), and one warrant (the”Warrants”). Each Warrant entitles the holder to
purchase one (1) Common Share for $  per share (subject to adjustment). Each Warrant shall be exercisable beginning on the date the Units are separated through
the date which is five (5) years thereafter. The Common Shares and Warrants comprising the Units represented by the this certificate are not transferable
separatly prior to ___, 2006, subject to earlier separation in the discretion of Newbridge Securities Corporation. The terms of the Warrants are governed by a Warrant
Agreement, dated as of ___, 200_, between the Company and Corporate Stock Transfer, Inc., as Warrant Agent, and are subject to the terms and provisions
contained therein, all of which terms and provisions the holderof this certificateconsents to by acceptance hereof. Copies of the Warrant Agreement are on file at the
office of the Warrant Agent at ___, and are available to any Warrant holder on written request and without cost.
This Certificate is not valid until countersigned by the Transfer Agent and Registrar of the
Company.
WITNESS the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.
By:___, Smart Move, Inc.

	PRESIDENT
SECRETARY
COUNTERSIGNED:
CORPORATE STOCK TRANSFER, INC.
3200 Cherry Creek Drive South, Suite 430, Denver, CO 80209
By:___
Transfer Agent and Registrar Authorized Officer
Corporate Graphics LLC

 

Smart Move, Inc.

The Corporation will furnish to eac shareholder who so requests. a statement of the powers,
designations, preferences
and relative, participating, optional, or other special rights of each class of share or series
thereof of the Company
and the qualifications, limitations or restrictions of such preferences and/or rights. The
following abbreviations, when
used in the inscription on the face of this certificate, shall be construed as though they were
written out in full
according to applicable laws or regulations:

TEN COM — as tenants in common

TEN ENT — as tenants by the entireties

JT TEN — as joint tenants with right of survivorship

and not as tenants in common

	 	 	 	 	 	 	 	 	 
	 

	UNIF GIFT MIN ACT—
	 	 	Custodian	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	(Cust)
	 	 	(Minor)	 
	 
	 

	 	under Uniform Gift to Minors Act 	 	 	 
	 

	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	(State)	 	 

Additional abbreviations may also be used though not in the above list.

 

For Value Received, hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

Units represented by the within certificate, and do hereby irrevocably constitute and appoint

 

Attorney to transfer the said Units on the books of the within named Company with full power of
substitution in the premises.

	 	 	 	 	 
	Dated
	 	 	 	 
	 

	 	 

	 	 

	 	 	 	 	 
	 

	 	NOTICE:
	 	THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

Signature(s) Guaranteed

	 	 	 	 	 
	By
	 	 	 	 
	 

	 	 

	 	 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, OR DESTROYED, THE CORPORATION MAY
REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.exv4w3

 

Exhibit 4.3

	SEE REVERSE LEGEND

	(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR

	TO 5:00 P.M. NEW YORK CITY TIME, ___, 2011)

	SMART MOVE, INC.

	CUSIP 831920111

	THIS CERTIFIES THAT, for value received,
is the registered holder of a Warrant expiring ___, 2011 (the “Warrant”) to purchase one
fully paid and non-assessable share of Common Stock, par value of $.0001 per share (“Shares”), of
Smart Move, Inc., a Delaware corporation (the “Company”) for each Warrant evidenced by this Warrant
Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing five
(5) years after the date of the Prospectus, or ___, 2011, one (1) Share of the Company at the
price per share of $___[or 75% of the price at which eac Unit is offered] in the Company’s
initial public offering, upon surrender of this Warrant Certificate and payment of the Warrant
Price at the office or agency of the Warrant Agent, Corporate Stock Transfer, Inc. (such payment to
be made by check made payable to the Warrant Agent), but only subject to the conditions set forth
herein and in the Warrant Agreement between the Company and Corporate Stock Transfer, Inc. The
Warrant Agreement provides that upon the occurrence of certain events the Warrant Price and the
number of Warrant Shares purchasable hereunder, set forth on the face hereof, may, subject to
certain conditions, be adjusted. The term Warrant Price as used in this Warrant Certificate refers
to the price per Share at which Shares may be purchased at the time the Warrant is exercised.
No fraction of a Share will be issued upon any exercise of a Warrant. If the holder of a Warrant
would be entitled to receive a fraction of a Share upon any exercise of a Warrant, the Company
shall, upon such exercise, round up to the nearest whole number the number of Shares to be issued
to such holder.
Upon any exercise of the Warrant for less than the total number of full Shares provided for herein,
there shall be issued to the registered holder hereof or his assignee a new Warrant Certificate
covering the number of Shares for which the Warrant has not been exercised.
Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants. Upon due presentment for registration of
transfer of the Warrant Certificate at the office or agency of the Warrant Agent, a new Warrant
Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of
Warrants shall be issued to the transferee in exchange for this Warrant Certificate, subject to the
limitations provided in the Warrant Agreement, without charge except for any applicable tax or
other governmental charge.
The Company and the Warrant Agent may deem and treat the registered holder as the absolute owner of
this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by
anyone), for the purpose of any exercise hereof, of any distribution to the registered holder, and
for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any
notice to the contrary.
This Warrant does not entitle the registered holder to any of the rights of a Stockholder of the
Company until exercised.

	By:

	PRESIDENT

	SECRETARY

 

 

Smart Move, Inc.

SUBSCRIPTION FORM

To Be Executed by the Registered Holder In Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise                      Warrants
represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon
the exercise of such Warrants, and requests that Certificates for such shares shall be issued in
the name of

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

and be delivered to

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder at the address stated below:

	 	 	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 	 	 
	 

	 	 

	 	 	 	 	 	 
	 

	 	 	 	 	 	 

	 	 
	 

	 	 	 	 	 	(SIGNATURE)	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 

	 	 
	 

	 	 	 	 	 	(ADDRESS)	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 

	 	 
	 

	 	 	 	 	 	(TAX IDENTIFICATION NUMBER)	 	 

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For value received                                                              hereby sell, assign and transfer unto

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

and be delivered to

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

                                                            of the Warrants represented by this Warrant Certificate,
and hereby irrevocably constitute and appoint                                                                                  Attorney to transfer this Warrant
Certificate on the books of the Company, with full power of substitution in the premises.

	 	 	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 	 	 
	 

	 	 

	 	 	 	 	 	 
	 

	 	 	 	 	 	 

	 	 
	 

	 	 	 	 	 	(SIGNATURE)	 	 

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF
THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE/ARCAEX OR CHICAGO
STOCK EXCHANGE.

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