Document:

exv4w3

 

Exhibit 4.3

DEED OF AMENDEMENT

to

THE GF NON-EXECUTIVE SHARE PLAN

Page 1 of 4

 

DEED OF AMENDMENT

to

THE GF NON EXECUTIVE SHARE PLAN

(“plan”)

	1.	 	INTRODUCTION

	 	1.1	 	On 31 October 2000, the plan was adopted by the shareholders of the company
in general meeting.
	 
	 	1.2	 	Clause 10 of the plan provides, inter alia, that it shall be competent for
Exco to amend the provisions of the plan, provided that the sanction of the
company in general meeting and the JSE is required in certain special
instances.
	 
	 	1.3	 	Exco has agreed to amend the plan in the manner set out below.
	 
	 	1.4	 	It is recorded that:

	 	1.4.1	 	this amendment has, or will shortly, be approved by the JSE
Securities Exchange; and

Page 2 of 4

 

	 	1.4.2	 	in terms of clause 10.2.1 of the plan, this amendment also requires the
sanction of the company in general meeting as it affects the eligibility of
participants under the plan.

	2.	 	AMENDMENT
	 
	 	 	Clause 1.1.6 the plan is hereby amended by substituting each reference
therein to the “Chairman” with a reference to the “Chief Executive
Officer”. As such, clause 1.1.6 will be amended to read as follows:
	 
	 	 	“ “Exco” — the Non-Executive Directors Remuneration Committee comprising
the Chief Executive Officer of the company and two other nominees
appointed by the Chief Executive Officer from time to time, to
administer the plan.”
	 
	3.	 	OPERATION OF THE AMENDMENT
	 
	 	 	The amendment to the plan contained in 2 shall apply with effect from the
date on which this amendment is approved by the shareholders of the
company in general meeting.
	 
	4.	 	GENERAL

	 	4.1	 	Unless the context clearly indicates a contrary intention, words and
expressions in the plan shall bear the same meanings in this deed of
amendment.
	 
	 	4.2	 	Save for the amendment in 2, the provisions of the plan shall remain
unaltered and in full force and effect.
	 
	 	4.3	 	If there is any conflict between the provisions of the plan and this
deed of amendment the provisions of this amendment shall prevail.

Page 3 of 4

 

This amendment to the GF Non-Executive Share Plan was agreed to at a meeting of
the company held at Johannesburg on 6 December 2002.

/s/ Chris Thompson

CHAIRMAN

Page 4 of 4exv4w4

 

Exhibit 4.4

Signed Copy

DEED OF AMENDMENT

to

THE GF MANAGEMENT INCENTIVE SCHEME

between

GOLD FIELDS LIMITED

and

TOKYO MOSIMA GABRIEL SEXWALE

and

GORDON RAE PARKER

 

 

TABLE OF CONTENTS

	 	 	 	 	 
	1 INTRODUCTION
	 	 	1	 
	2 AMENDMENT
	 	 	2	 
	3 OPERATION OF THE AMENDMENT
	 	 	3	 
	4 GENERAL
	 	 	3	 

 

 

DEED OF AMENDMENT

to

THE GF MANAGEMENT INCENTIVE SCHEME

(“scheme”)

between

GOLD FIELDS LIMITED

(Registration number 1968/004880/06)

(“company”)

of the first part

and

TOKYO MOSIMA GABRIEL SEXWALE

(“Sexwale”)

and

GORDON RAE PARKER

(“Parker”)

(in their capacity as trustees of The GF Management incentive Trust)

(collectively, “the trustees”)

of the second part

	1	 	INTRODUCTION

	1.1	 	On 10 November 1999, the trust deed (“deed”) constituting the scheme was
adopted by the company.
	 
	1.2	 	Clause 29 of the deed provides, inter alia, that it shall be competent for
the board of directors of the company (“board”) and the trustees to amend the
provisions of the scheme; provided that the sanction of the

 

 

	 	 	company in general meeting is required in certain
instances (“special instances”).
	 
	1.3	 	The board and the trustees have agreed to amend the deed in the manner set
out below.
	 
	1.4	 	It is recorded that-

	1.4.1	 	this deed of amendment has, or will shortly, be approved by the JSE
Securities Exchange; and
	 
	1.4.2	 	this deed of amendment does not require the sanction of the company in
general meeting since none of the special instances are applicable.

	2	 	AMENDMENT
	 
	 	 	The deed is hereby amended by -

	2.1	 	the deletion of the words “which he would have been entitled to have taken
delivery of in terms of 11.3 had he been employed two years after the date of
termination of his employment as aforesaid; or” where they appear in clause
19.12.1.1 thereof and the substitution of the words “whether or not he would
have been entitled to pay for and take delivery of such scheme shares in terms
of 11.3 or otherwise;” therefor;
	 
	2.2	 	the deletion of the words “which he would have been entitled to exercise in
terms of 16.1 had he been employed two years after the date of termination of
employment as aforesaid;” where they appear in clause 19.12.1.2 and the
substitution of the words “whether or not he would have been entitled to
exercise such share options in terms of 16.1 or otherwise;” therefor;
	 
	2.3	 	the deletion of the words “which he would have been entitled to make
payment for and take delivery of in terms of 20.2.3 had he been employed two
years after the date of termination of employment as

2

 

	 	 	aforesaid;” where they appear in clause 19.12.1.4
and the substitution of the words “whether or not he
would have been entitled to make payment for and take
delivery of such allocation shares in terms of 20.2.3 or
otherwise;” therefor.

	3	 	OPERATION OF THE AMENDMENT
	 
	 	 	The amendment to the deed in 2 shall apply with effect from the
date on which this deed of amendment is signed by the last of
its signatories.
	 
	4	 	GENERAL

	4.1	 	Unless the context clearly indicates a contrary intention, words and
expressions in the deed shall bear the same meanings in this deed of
amendment.
	 
	4.2	 	Save for the amendment in 2, the provisions of the deed
shall remain unaltered and in full force and effect.
	 
	4.3	 	If there is any conflict between the provisions of the deed and this deed
of amendment the provisions of this deed of amendment shall prevail.

	 	 	 
	Signed at Johannesburg on 4 May 2001

	 
	 	 

for Gold Fields Limited

/s/
who warrants that he is duly

authorised hereto

3

 

	 	 	 
	Signed at Johannesburg on 4 May 2001	 	

	 	 	 
	 	 	
/s/ Tokyo Mosima Gabriel Sexwale

Tokyo Mosima Gabriel Sexwale

	 	 	 
	Signed at Engelwood, Colorado on 21 May 2001	 	

	 	 	 
	 	 	
/s/ Gordon Rae Parker

Gordon Rae Parker

4exv4w5

 

Exhibit 4.5

ORIGINAL

SECOND DEED OF AMENDMENT

to

GF MANAGEMENT INCENTIVE SCHEME

between

GOLD FIELDS LIMITED

and

TOKYO MOSIMA GABRIEL SEXWALE

and

GORDON RAE PARKER

 

 

SECOND DEED OF AMENDMENT

to

GF MANAGEMENT INCENTIVE SCHEME

between

GOLD FIELDS LIMITED

and

TOKYO MOSIMA GABRIEL SEXWALE

and

GORDON RAE PARKER

 

 

TABLE OF CONTENTS

	 	 	 	 	 
	1 INTRODUCTION
	 	 	1	 
	2 SECOND AMENDMENT
	 	 	2	 
	3 GENERAL
	 	 	3	 

 

 

SECOND DEED OF AMENDMENT

to

GF MANAGEMENT INCENTIVE
SCHEME

(“scheme”)

between

GOLD FIELDS LIMITED

(Registration number 1968/004880/06)

(“company”)

of the first part

and

TOKYO MOSIMA GABRIEL SEXWALE

(“Sexwale”)

and

GORDON RAE PARKER

(“Parker”)

(in their capacity as trustees of The GF Management Incentive Trust)

(collectively, “the trustees”)

of the second part

	1	 	INTRODUCTION
	 
	1.1	 	On 10 November 1999, the trust deed (“deed”) constituting the scheme was
adopted by the company.

 

 

2

	1.2	 	The deed was amended by way of deed of amendment dated 4 May 2001.
The deed as amended by such amendment is referred hereinafter as “the
amended deed”. Clause 29 of the amended deed provides, inter alia, that
it shall be competent for the board of directors of the company
(“board”) and the trustees to amend the provisions of the scheme;
provided that the sanction of the company in general meeting is
required in certain instances (“special instances”).
	 
	1.3	 	The board and trustees have agreed to amend the amended deed in the manner
set out below.
	 
	1.4	 	It is recorded that -

	1.4.1	 	this second deed of amendment has, or will shortly, be approved by the
JSE Securities Exchange; and
	 
	1.4.2	 	this second deed of amendment as it amends a provision of the
deed, which falls within one of the special instances, requires the
sanction of the company in general meeting, which sanction was
obtained at the annual general meeting of the company on 31 October
2001.

	2	 	SECOND AMENDMENT
	 
	 	 	The amended deed is hereby amended as follows -

	2.1	 	by the deletion of the current clause 8.2 and the replacement thereof by -
	 
	 	 	“8.2 Subject to 8.3, the prior written authority of the company in
general meeting shall be required if, the aggregate number of shares
which may be acquired under this scheme is to exceed 22 791 830 shares
being approximately 5% of the company’s present issued share capital;
provided that the said number shall be increased or reduced in direct
proportion to any increase or reduction of the ordinary shares in the
company’s issued share capital upon any conversion, redemption,

 

 

3

	 	 	consolidation, sub-division, rights or capitalisation issue of shares in
the capital of the company or any vendor placing.”
	 
	3	 	GENERAL
	 
	3.1	 	Unless the context clearly indicates a contrary intention, words
and expressions in the deed and the amended deed shall bear the same
meanings in this second deed of amendment.
	 
	3.2	 	Save for the amendments in 2, the provisions of the amended deed and the
deed shall remain unaltered and in full force and effect.
	 
	3.3	 	If there are any conflicts between the provisions of the amended
deed, the deed and this second deed of amendment, the provisions of
this second deed of amendment shall prevail.

			
	 	 	 
	Signed at Johannesburg
	 	on 15 November 2001

for Gold Fields Limited

/s/
who warrants that he is duly

authorised hereto

			
	 	 	 
	Signed at Johannesburg
	 	on November 28 2001

/s/ Tokyo Mosima Gabriel Sexwale
Tokyo Mosima Gabriel Sexwale

 

 

4

			
	 	 	 
	Signed at Johannesburg
	 	on Nov 28, 2001

/s/
 Gordon Rae Parker
Gordon Rae Parker

This deed of amendment was duly adopted at a meeting of a company held at
Johannesburg on the [31] day of [October] 2001

			
	 	 	 
	Signed at Johannesburg
	 	on 15 November 2001

/s/
Chairman/Director

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