Document:

EX-4.1

 Exhibit 4.1 
 

 
 NOT VALID UNLESS COUNTERSIGNED BY TRANSFER AGENT 
INCORPORATED UNDER THE LAWS OF THE STATE OF NEVADA 
NUMBER SHARES 
PROVECTUS 
PHARMACEUTICALS, INC. 
AUTHORIZED COMMON STOCK: 150,000,000 SHARES 
PAR VALUE: $0.001 
CUSIP 74373F 10 0 
THIS CERTIFIES THAT 
IS THE RECORD HOLDER OF 
Shares of Provectus Pharmaceuticals, Inc. Common Stock 
transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until
countersigned by the Transfer Agent and registered by the Registrar. 
WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly
authorized officers. 
CERTIFICATE OF STOCK 
Dated: 
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 
PROVECTUS PHARMACEUTICALS, INC.

CORPORATE 
Seal 
NEVADA 
PRESIDENT 
COUNTERSIGNED AND REGISTERED: 
StockTrans, a Broadridge Company. 
44 W. LANCASTER AVENUE 
ARDMORE, PA 19003 
BY 
TRANSFER AGENT 
AND REGISTRAR 
AUTHORIZED OFFICER 

 

 
 The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were
written out in full according to applicable laws or regulations: 
TEN COM – as tenants in common 
TEN ENT – as tenants by the entireties 
JT TEN – as joint tenants with right of

survivorship and not as tenants in common 
UNIF GIFT MIN ACT– Custodian

(Cust) (Minor) 
under Uniform Gifts to Minors Act 
(State) 
UNIF TRANS MIN ACT– Custodian 
(Cust) (Minor) 
under Uniform Transfers to Minors Act 
(State) 
Additional abbreviations may also be used though not in the above list. 
FOR VALUE RECEIVED, hereby sell, assign and transfer unto 
PLEASE INSERT SOCIAL SECURITY OR
OTHER 
IDENTIFICATION NUMBER OF ASSIGNEE 
Please print or typewrite name and
address including postal zip code of assignee 
Shares of the Common Stock evidenced by this Certificate, and do hereby irrevocably constitute and appoint

Attorney 
to transfer the said stock on the books of the within named
Corporation with full power of substitution in the premises. 
DATED 
NOTICE:
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. 
SIGNATURE(S) GUARANTEED: 
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR
INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. 
KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN, MUTILATED OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A
REPLACEMENT CERTIFICATE.EX-4.3

 Exhibit 4.3 

FIRST AMENDMENT TO WARRANT AGENCY AGREEMENT 

THIS FIRST AMENDMENT TO WARRANT AGENCY AGREEMENT made as of December 31, 2015 (this “Amendment”), amends that
certain Warrant Agency Agreement, dated June 19, 2015 (the “Warrant Agency Agreement”), between Provectus Biopharmaceuticals, Inc., a Delaware corporation, with offices at 7327 Oak Ridge Highway, Suite A, Knoxville, Tennessee
37931 (the “Company”), and Broadridge Corporate Issuer Solutions, Inc., with offices at 1717 Arch Street, Suite 1300, Philadelphia, Pennsylvania 19103 (the “Warrant Agent”). Capitalized terms that are used and
not defined in this Amendment shall have the meanings assigned to them in the Warrant Agency Agreement. 
 WHEREAS, the Company
is engaged in a tender offer (the “Tender Offer”) to promote the early exercise of certain of the Company’s outstanding warrants that were issued to investors in connection with various private placement transactions between
March 11, 2011 and November 1, 2015 with exercise prices between $1.00 and $3.00 per share (the “Existing Warrants”); 

WHEREAS, the Tender Offer, which, as defined by the documents relating to the Tender Offer, is the period from December 31, 2015,
until February 15, 2015 at 4:00 P.M. Eastern Time, unless earlier withdrawn or otherwise extended by the Company (the “Offer Period”), so that each Existing Warrant holder who tenders an Existing Warrant for early exercise may
exercise such Existing Warrant at a discount to the applicable strike price of $0.75, and will receive, in addition to the shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), purchased upon
exercise of such Existing Warrant, a new warrant expiring June 19, 2020 to purchase the same number of shares of Common Stock at an exercise price of $0.85 per share (the “Replacement Warrants”); 

WHEREAS, on June 19, 2015, the Company engaged the Warrant Agent to act on behalf of the Company in connection with the issuance,
registration, transfer, exchange, redemption and exercise of 17,500,000 warrants issued to investors in connection with the Company’s public offering pursuant to that certain Registration Statement, No. 333-182476 on Form S-3 (the
“2015 Registration Statement”), filed with the U.S. Securities and Exchange Commission (the “Commission”), which warrants were the subject of the Warrant Agency Agreement (the “Public Warrants and,
together with the Replacement Warrants, the “Warrants”); 
 WHEREAS, as a result of the Tender Offer, the
Company may issue and deliver Replacement Warrants to purchase up to 59,861,601 shares of Common Stock to those Existing Warrant holders who tender their Existing Warrants for early exercise during the Offer Period (the “2016 Warrant
Shares”), pursuant to a certain Registration Statement on Form S-4 (the “2016 Registration Statement”), to be filed with the Commission; 

WHEREAS, the Company desires the Warrant Agent to act on behalf of the Company, and the Warrant Agent is willing to so act, in
connection with the issuance, registration, transfer, exchange, redemption and exercise of the Replacement Warrants in addition to the Public Warrants; 

WHEREAS, Section 9.8 of the Warrant Agency Agreement provides that the Warrant Agency Agreement may be amended by the parties
thereto without the consent of any registered Warrant holder for the purpose of adding or changing any provisions with respect to matters arising under the Warrant Agreement as the parties may deem necessary or desirable and that the parties deem
shall not adversely affect the interest of the holders of the Public Warrants; and 
 WHEREAS, the parties desire to amend the
Warrant Agency Agreement to expand the scope of the Warrant Agent’s appointment to include the Replacement Warrants, in addition to the Public Warrants, and the parties deem that such amendment does not adversely affect the interest holders of
the Public Warrants. 
 NOW, THEREFORE, in consideration of the foregoing and the mutual agreements herein contained, and
intending to be legally bound hereby, the Company and the Warrant Agent hereby agree as follows: 

  
 1 

 1. Definition of “Warrants” to Include Replacement Warrants. The term “Warrants”
as used in the Warrant Agency Agreement shall be deemed to include the Public Warrants and the Replacement Warrants. 
 2. Definition of “Warrant
Shares” to Include 2016 Warrant Shares. The term “Warrant Shares” as used in the Warrant Agency Agreement shall be deemed to include the Warrant Shares (as defined in the Warrant Agency Agreement), registered with the
Commission pursuant to the 2015 Registration Statement, and the 2016 Warrant Shares, registered with the Commission pursuant to the 2016 Registration Statement. 

3. Amendment to Section 3.2. Section 3.2 of the Warrant Agency Agreement shall be deleted in its entirety and replaced with the following:

 3.2 Duration of Warrants. A Public Warrant may be exercised only during the period commencing on June 19, 2015, and
terminating at 5:00 P.M., Philadelphia, Pennsylvania time on June 19, 2020 (the “Public Warrant Expiration Date”). A Replacement Warrant may be exercised only during the period commencing on the date of issuance of the
Replacement Warrant, and terminating at 4:00 p.m., Philadelphia, Pennsylvania time on June 19, 2020 (the “Replacement Warrant Expiration Date” and together with the Public Warrant Expiration Date, the “Expiration
Date”). Each Warrant not exercised on or before the Expiration Date shall become void, and all rights thereunder and all rights in respect thereof under this Warrant Agency Agreement shall cease at the close of business on the Expiration
Date. “Issuance Date” shall mean, with respect to the Public Warrants, June 19, 2015, and with respect to the Replacement Warrants, the date such Replacement Warrant was issued. “Exercise Period” shall mean, with respect to
the Public Warrants, the period commencing on June 19, 2015, and terminating on the Public Warrant Expiration Date, and with respect to the Replacement Warrants, the period commencing on the date such Replacement Warrant was issued, and
terminating on the Replacement Warrant Expiration Date. 
 4. Binding Effect. Except to the extent expressly provided herein, the Warrant Agency
Agreement shall remain in full force and effect in accordance with its terms. This Amendment shall be governed by and construed as one with the Warrant Agency Agreement, and the Warrant Agency Agreement shall be read and construed so as to
incorporate this Amendment. 
 5. Governing Law. The validity, interpretation, and performance of this Amendment shall be governed in all
respects by the laws of the State of New York, without giving effect to conflicts of law principles that would result in the application of the substantive laws of another jurisdiction. The Company hereby agrees that any action, proceeding or claim
against it arising out of or relating in any way to this Amendment shall be brought and enforced in the courts of the State of New York or the United States District Court for the Southern District of New York, and irrevocably submits to such
jurisdiction, which jurisdiction shall be exclusive. The Company hereby waives any objection to such exclusive jurisdiction and that such courts represent an inconvenience forum. Any such process or summons to be served upon the Company may be
served by transmitting a copy thereof by registered or certified mail, return receipt requested, postage prepaid, addressed to it at the address set forth in Section 9.2 of the Warrant Agency Agreement. Such mailing shall be deemed personal
service and shall be legal and binding upon the Company in any action, proceeding or claim. 
 6. Counterparts; Effectiveness. This Amendment
may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. 

[Signature Page Follows.] 

  
 2 

 IN WITNESS WHEREOF, this First Amendment to Warrant Agreement has been duly executed
by the parties hereto as of the day and year first above written. 
  

			
	PROVECTUS BIOPHARMACEUTICALS, INC.
		
	By:	 	/s/ Peter R. Culpepper
	Name:	 	Peter R. Culpepper
	Its:	 	Chief Financial Officer, Chief Operating Officer and Chief Administrative Officer
	
	BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC.
		
	By:	 	/s/ Robert Schifellite
	Name:	 	Robert Schifellite
	Its:	 	President, Investor Communication Solutions

 Signature Page to First Amendment to Warrant Agency Agreement

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