Document:

EX-10.7 AMEND. NO. 1 TO THE NOTE PURCHASE AGRMT.

Exhibit 10.7

Execution Copy

AMENDMENT No. 1

          This AMENDMENT No. 1, dated as of May 12, 2008 (this “Amendment”), to and under the
Note Purchase Agreement (the “Series B NPA”), dated as of December 21, 2007, by and among
DFR MERGER COMPANY, LLC, an Illinois limited liability company (“Buyer Sub”), DEERFIELD &
COMPANY LLC, an Illinois limited liability company (“Deerfield & Co.” and, together with
the Buyer Sub, the “Issuer”), DEERFIELD CAPITAL CORP (formerly known as Deerfield Triarc
Capital Corp.), a Maryland corporation (“DFR” or the “Parent”), TRIARC COMPANIES,
INC., as Collateral Agent, the Purchasers, TRIARC COMPANIES, INC., as Administrative Holder, and
each other Purchaser. All capitalized terms used herein and not otherwise defined herein are used
herein as defined in the Series B NPA.

RECITALS:

          WHEREAS, the parties hereto desire to amend the Series B NPA as set forth in this Amendment.

          NOW, THEREFORE, in consideration of the premises and the agreements, provisions and covenants
herein contained, the parties hereto agree as follows:

SECTION 1. AMENDMENTS TO THE Series B NPA

     1.1 Section 1.1 (Defined Terms) of the Series B NPA. Section 1.1 of the Series B NPA
is hereby amended as follows:

          (a) new definitions of the terms “Amendment No. 1 Effective Date,” “Approved
Costs,” “Deerfield Capital,” “Deerfield Capital Intercompany Notes,”
“Designated DWFC Note,” “Designated Subsidiaries Notes,” “Designated TRS
(Bahamas) Note,” “Designated TRS Holdings Note,” “DWFC,” “One O’Hare Centre
Lease,” “Sachs,” “Special Manager,” “Subordinated Junior Notes,”
Subordinated Notes Guaranties,” “Subordinated Notes Indentures,” “Subordinated
Notes Obligations” and “Wachovia Agreement” are hereby inserted, each to read in its
entirety as follows:

          “Amendment No. 1 Effective Date” means May 12, 2008.

          “Approved Costs” means, with respect to any Person, the reasonable and documented
costs and expenses of such Person relating to the maintenance of such Person’s legal existence and
good standing under any applicable law, including amounts paid to satisfy such Person’s tax
liabilities and related accounting and tax preparation services.

          “Deerfield Capital” means Deerfield Capital LLC (formerly known as Deerfield Triarc
Capital LLC), a Delaware limited liability company.

          “Deerfield Capital Intercompany Notes” means the Revolving Notes issued by Deerfield
Capital, as maker, to the order of (i) DFR Middle Market Sub-1, Inc., a Delaware corporation, (ii)
DFR Middle Market Sub-2, Inc., a Delaware corporation, (iii) DFR Middle Market Sub-3, Inc., a
Delaware corporation, (iv) DFR Middle Market Sub-4, Inc., a Delaware corporation, and (v) DFR
Middle Market Sub-5, Inc., a Delaware corporation, in each case of (i) through and including (v)
above, for a principal amount of up to $100,000,000, (y) dated as of January 1, 2008, and (z)
without giving effect to any amendment thereof entered into after the Amendment No. 1 Effective
Date.

 

 

          “Designated DWFC Note” means the Revolving Note, dated as of March 1, 2006, issued by
DWFC, as maker, to the order of Deerfield Capital, without giving effect to any amendment thereof
entered into after the Amendment No. 1 Effective Date.

          “Designated Subsidiaries Notes” means (i) the Designated DWFC Note, (ii) the
Designated TRS (Bahamas) Note and (iii) the Designated TRS Holdings Note.

          “Designated TRS (Bahamas) Note” means the Revolving Note, dated as of March 1, 2006,
issued by Deerfield TRS (Bahamas), LLC (formerly known as Deerfield Triarc TRS (Bahamas), LLC), a
Delaware limited liability company, as maker, to the order of Deerfield Capital, without giving
effect to any amendment thereof entered into after the Amendment No. 1 Effective Date.

          “Designated TRS Holdings Note” means the Revolving Note, dated as of August 11, 2005,
issued by Deerfield TRS Holdings, LLC (formerly known as Deerfield Triarc TRS Holdings, LLC), a
Delaware limited liability company, as maker, to the order of Deerfield Capital, without giving
effect to any amendment thereof entered into after Amendment No. 1 Effective Date.

          “DWFC” means DWFC, LLC, a Delaware limited liability company.

          “One O’Hare Centre Lease” means the lease dated as of July 1, 2005 between Prentiss
Properties Acquisition Partners, L.P., a Delaware limited partnership, as landlord, and Deerfield &
Co., as tenant.

          “Sachs” means Gregory H. Sachs.

          “Special Manager” has the meaning specified in Section 7.01(k).

          “Subordinated Junior Notes” means each of the notes issued pursuant to any of the
Subordinated Notes Indentures.

          “Subordinated Notes Guaranties” means the parent guaranties provided by Parent in
connection with the Subordinated Junior Notes.

          “Subordinated Notes Indentures” means (i) the Junior Subordinated Indenture, dated as
of September 29, 2005, between Deerfield Capital and JPMorgan Chase Bank, National Association, as
trustee; (ii) the Junior Subordinated Indenture, dated as of August 2, 2006, between Deerfield
Capital and JPMorgan Chase Bank, National Association, as trustee, and (iii) the Junior
Subordinated Indenture, dated as of October 27, 2006, between Deerfield Capital and The Bank of New
York Trust Company, National Association, as trustee.

          “Subordinated Notes Obligations” means the obligations of Deerfield Capital and Parent
under any Subordinated Junior Note, any Subordinated Notes Indenture and any Subordinated Notes
Guaranty and any other obligation under any “Operative Document” as defined in each Subordinated
Notes Indenture.

          “Wachovia Agreement” means the Sale and Servicing Agreement, dated as of May 10, 2006,
by and among Deerfield Capital, as originator and servicer, DWFC, as a borrower, Deerfield TRS
(Bahamas) Ltd., as a borrower, the purchasers party thereto, Wachovia Capital Markets, LLC, as
administrative agent, Lyon Financial Services, Inc., as backup servicer, and U.S. Bank National
Association, as collateral custodian.

2

 

     1.2 Section 5.15 (Affirmative Covenants; Special Manager) of the Series A NPA. A new
Section 5.15 of the Series B NPA is hereby inserted as follows: 

          5.15 Appointment of Special Managers. On or before the date that is 60 days after the
Amendment No. 1 Effective Date, Parent shall appoint or cause to be appointed Sachs (or a Person
designated by Sachs and consented to by the Parent (which consent shall not be unreasonably
withheld)) as a Special Manager to the board of managers of each of the Issuer and Deerfield
Capital. Sachs shall continue to serve as a Special Manager on the board of managers of each of
the Issuer and Deerfield Capital until the earlier of (i) the date on which Sachs can no longer
serve in such capacity as a result of his death or becoming permanently disabled to serve in such
capacity (at which time the Administrative Holder shall be entitled to appoint a replacement Special
Manager who shall be consented to by the Parent (which consent shall not be unreasonably withheld))
and (ii) the date on which the Obligations have been indefeasibly paid in full in cash. In no
event shall a Special Manager receive or be entitled to receive any compensation in connection with
its position as a Special Manager. To the extent that Sachs shall not
have so nominated himself for a Person meeting the requirements set
forth above within 50 days after the Amendment No. 1
Effective Date, the 60 days period set forth above shall be extended
until a date that is ten days after date on which Sachs shall have
informed the Parent of such nomination. For the avoidance of doubt,
the Special Managers shall have no power or authority to participate in or receive information
regarding the management of the Issuer or Deerfield Capital, as the case may be (including with
respect to meetings of the its board of managers, if any), except to the extent necessary for the
Special Managers to exercise the special vote described in clause (ii) of Section 7.01(k).

     1.3 Section 6.01 (Negative Covenants; Indebtedness) of the Series B NPA. Section 6.01
of the Series B NPA is hereby amended by inserting the following new paragraphs (m), (n) and (o) at
the end thereof:

          (m) Indebtedness under any of the Deerfield Capital Intercompany Notes;

          (n) Indebtedness consisting of reimbursement obligations relating to letters of credit issued
as security for the performance of tenant’s obligations under the One O’Hare Center Lease;
provided that the aggregate principal amount of all Indebtedness permitted under this
clause (n) shall not exceed $3,000,000 at any time outstanding; and

          (o) any Subordinated Notes Obligation to the extent it constitutes Indebtedness.

     1.4 Section 6.05 (Negative Covenants; Restricted Payments) of the Series B NPA.
Section 6.05 of the Series B NPA is hereby amended by inserting the following new paragraph (l)
immediately prior to the last proviso thereof:

          ; (l) Deerfield Capital may make Restricted Payments with respect to any of the Deerfield
Capital Intercompany Notes in the form of interest and/or principal payments unless a Default or
Event of Default shall be continuing at the time such Restricted Payment is to be made;
provided that the aggregate amount of Restricted Payments made under this clause (l) shall
be applied to pay Approved Costs of the noteholder receiving such payment, and shall not exceed the
amount of the Approved Costs of the noteholder receiving such payment which have not been funded by
previous payments on such Deerfield Capital Intercompany Notes.

3

 

     1.5 Section 6.06 (Negative Covenants; Transactions with Affiliates) of the Series B
NPA. Section 6.06 of the Series B NPA is hereby amended by inserting the following new
paragraphs (i) and (j) at the end thereof:

          (i) each of the Deerfield Capital Intercompany Notes; and

          (j) each of the Designated Subsidiary Notes.

     1.6 Section 6.10 (Negative Covenants; Investments) of the Series B NPA. Section 6.10
of the Series B NPA is hereby amended by inserting the following new paragraphs (m) and (n) at the
end thereof:

          (m) any of the Deerfield Capital Intercompany Notes; and

          (n) Investments pursuant to (i) the Designated DWFC Note, in an aggregate principal amount not
to exceed $3,050,000 at any time outstanding; provided that (x) not less than $3,000,000 of
proceeds received under such Investment shall be applied by DWFC to make payments under the
Wachovia Agreement and (y) no more than $50,000 of proceeds received under such Investment shall be
used for Approved Costs, (ii) the Designated TRS (Bahamas) Note, in an aggregate principal amount
not to exceed $50,000 at any time outstanding; provided that any proceeds received under
such Investment shall be used solely for Approved Costs, and (iii) the Designated TRS Holdings
Note, in an aggregate principal amount not to exceed $1,050,000 at any time outstanding;
provided that no more than $50,000 of proceeds received under such Investment shall be used
for Approved Costs.

     1.7 Section 7.01 (Events of Default) of the Series B NPA. Section 7.01 of the Series
B NPA is hereby amended as follows:

          (a) by inserting the words “Section 5.15, ” immediately prior to the words
“Section 6.07” in clause (b)(ii).

          (b) by inserting the following new paragraph (k) at the end thereof:

          (k) Consent for Issuer or Deerfield Capital Dissolutions. At any time after the date
that is 30 days after the Amendment No. 1 Effective Date, each of the Issuer’s and Deerfield
Capital’s Organizational Documents shall not have been amended (i) to increase the number of
managers of each of the Issuer and Deerfield Capital by two managers who shall have, in each case,
as their only power the right to vote pursuant to clause (ii) below (each such manager, a
“Special Manager”), and (ii) to provide that the Issuer or Deerfield Capital, as
applicable, shall not (A) dissolve or liquidate, in whole or part, or institute proceedings to be
adjudicated bankrupt or insolvent, (B) institute or consent to the institution of bankruptcy or
insolvency proceedings against it, (C) file a petition seeking or consent to reorganization or
relief under any applicable federal or state law relating to bankruptcy or insolvency, (D) seek or
consent to the appointment of a receiver, liquidator, assignee, trustee, sequestrator, custodian or
any similar official for the Issuer or Deerfield Capital, as applicable, (E) make any assignment
for the benefit of the Issuer’s or Deerfield Capital, as applicable, creditors, and (F) take any
action in furtherance of any of the foregoing, if, in each case, each of the Special Managers votes
against the Issuer or Deerfield Capital, as applicable, taking such action (including, giving such
consent).

4

 

SECTION 2. WAIVERS

     2.1 Any Default or Event of Default under the Series B NPA that occurred, or may have
occurred, is hereby waived to the extent that such Default or Event of Default (i) would not have
occurred, if the amendments effected hereby were made prior to the occurrence of such Default or
Event of Default and (ii) is a Default or an Event of Default resulting from the Parent’s and the
Subsidiaries’ failure to deliver a certificate of a Financial Officer as required under Section
5.02(a) (Certificates; Other Information) of the Series B NPA on the last day of each of the
calendar quarter ended December 31, 2007 and the calendar quarter March 31, 2008, in each case with
respect to the calendar quarter then ended.

SECTION 3. CONDITIONS PRECEDENT TO EFFECTIVENESS

     The provisions of Sections 1 and 2 hereof shall become effective as of the first date (the
“Effective Date”) on which all of the following conditions precedent have been satisfied:

          (a) the
Administrative Holder shall have received (i) this Amendment, duly executed by each of
the Parent and the Issuer and the Required Holders; and (ii) a certificate of a Financial Officer
of the Parent stating that, to the best of such Financial Officer’s knowledge, after giving effect
to this Amendment, no Default or Event of Default has occurred and is continuing as of the
Effective Date.

          (b) the
Administrative Holder shall have received a duly executed consent and agreement to
subordination, in substantially the form attached hereto as Exhibit A, with respect to the
subordination of the rights under each of the Deerfield Capital Intercompany Notes from each of DFR
Middle Market Sub-1, Inc., DFR Middle Market Sub-2, Inc., DFR Middle Market Sub-3, Inc., DFR Middle
Market Sub-4, Inc. and DFR Middle Market Sub-5, Inc.;

          (c) the representations and warranties set forth in Section 4 hereof shall be true and correct
as of the Effective Date;

          (d) the Administrative Holder shall have received payment of the fees and expenses described
in Section 5.1, to the extent a summary invoice of such fees and expenses is received by the Issuer
before 10:00 AM New York time on the Amendment No. 1 Effective Date; and

          (e) the Administrative Holder shall have received a fully executed and effective copy of the
Designated TRS Holdings Note.

SECTION 4. REPRESENTATIONS AND WARRANTIES

          The Issuer and the Parent hereby represents and warrants that:

     4.1 Corporate Power and Authority. Each of the Issuer and the Parent has all
requisite corporate power and authority to enter into this Amendment and to carry out the
transactions contemplated hereby in all material respects, and perform its obligations under the
Series B NPA and the other Note Documents, in each case in all material respects.

     4.2 Authorization of Amendment. The execution and delivery of this Amendment has been
duly authorized by all necessary action on the part of each of the Issuer and the Parent.

5

 

     4.3 No Conflict. The execution, delivery and performance by each of the Issuer and
the Parent of this Amendment have been duly authorized by all necessary corporate or other
organizational action of such Person, and do not and will not (with the passage of time, the giving
of notice or otherwise) (a) contravene or Conflict with the terms of any of such Person’s
Organizational Documents; (b) Conflict with, or result in the creation of any Lien (other than
Permitted Encumbrances) under, (i) any material Contractual Obligation to which such Person is a
party, (ii) any Material Indebtedness or (iii) any Judgment or any arbitral award to which such
Person or its property is subject; or (c) violate any Law.

     4.4 Binding Obligation. This Amendment has been duly executed and delivered by Issuer
and the Parent and is the legally valid and binding obligation of such Person, enforceable against
such Person in accordance with its respective terms, except as may be limited by bankruptcy,
insolvency, reorganization, moratorium or similar laws relating to or limiting creditors’ rights
generally or by equitable principles relating to enforceability.

     4.5 Incorporation of Representations and Warranties From Series B NPA. The
representations and warranties contained in Section 4 of the Series B NPA are and will be true,
correct and complete in all material respects on and as of the Effective Date to the same extent as
though made on and as of that date, except to the extent such representations and warranties
specifically relate to an earlier date, in which case they were true, correct and complete in all
material respects on and as of such earlier date.

SECTION 5. MISCELLANEOUS

     5.1 Costs and Expenses. As provided in Section 9.04 (Payment of Expenses) of the
Series B NPA, the Issuer agrees to reimburse the Agents and the Holders for all reasonable and
documented out of pocket costs and expenses incurred in connection with this Amendment, including
the Attorney Costs of one principal counsel for the Required Holders and the Agents, to the extent
invoiced to the Issuer.

     5.2 Binding Effect. This Amendment shall be binding upon the parties hereto and their
respective successors and assigns and shall inure to the benefit of the parties hereto and the
successors and assigns of the Holders.

     5.3 Severability. In case any provision in or obligation hereunder shall be invalid,
illegal or unenforceable in any jurisdiction, the validity, legality and enforceability of the
remaining provisions or obligations, or of such provision or obligation in any other jurisdiction,
shall not in any way be affected or impaired thereby.

     5.4 Reference to Series B NPA. On and after the Effective Date, each reference in the
Series B NPA to “this Agreement”, “hereunder”, “hereof”, “herein” or words of like import referring
to the Series B NPA, and each reference in the other Note Documents to the “Series B NPA”,
“thereunder”, “thereof” or words of like import referring to the Series B NPA shall mean and be a
reference to the Series B NPA as amended by this Amendment.

     5.5 Effect on Series B NPA. Except as specifically amended by this Amendment, the
Series B NPA and the other Note Documents shall remain in full force and effect and are hereby
ratified and confirmed.

     5.6 Execution. The execution, delivery and performance of this Amendment shall not,
except as expressly provided herein, constitute a waiver of any provision of, or operate as a
waiver of any right, power or remedy of any Agent or Holder under, the Series B NPA or any of the
other Note Documents.

6

 

     5.7 Headings. Section headings herein are included herein for convenience of
reference only and shall not constitute a part hereof for any other purpose or be given any
substantive effect.

     5.8 APPLICABLE LAW. THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES
HEREUNDER SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF
THE STATE OF NEW YORK WITHOUT REGARD TO CONFLICT OF LAWS PRINCIPLES THEREOF THAT WOULD REQUIRE THE
APPLICATION OF LAWS OTHER THAN THOSE OF THE STATE OF NEW YORK.

     5.9 Counterparts. This Amendment may be executed in any number of counterparts, each
of which when so executed and delivered shall be deemed an original, but all such counterparts
together shall constitute but one and the same instrument.

     5.10 Note Document. This Amendment is a Note Document (as defined in the Series B
NPA).

[The remainder of this page is intentionally left blank.]

7

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly
executed and delivered by their respective officers thereunto duly authorized as of
the date first written above.

	 	 	 	 	 
	 	PARENT:

DEERFIELD CAPITAL CORP.

 	 
	 	By:  	/s/ Frederick
L. White	 
	 	 	Name:  	Frederick L. White	 
	 	 	Title:  	General Counsel	 
	 

	 	 	 	 	 
	 	ISSUER:

DEERFIELD & COMPANY LLC

 	 
	 	By:  	/s/ Robert
A. Contreras	 
	 	 	Name:  	Robert
A. Contreras	 
	 	 	Title:  	General Counsel	 
	 

[SIGNATURE PAGE TO AMENDMENT No. 1]

 

 

	 	 	 	 	 
	 	REQUIRED HOLDERS:

RIVER ROAD HOLDINGS, LLC

 	 
	 	By:  	Redleaf Management Company, LLC
 	 
	 	 	Its: Manager 	 
	 
	 	 	 
	 	By:  	          /s/ Bradley Rosen
 	 
	 	 	Name:  	Bradley Rosen 	 
	 	 	Title:  	Manager 	 
	 
	 	 	 
	 	By:  	          /s/ Michelle Sibley
 	 
	 	 	Name:  	Michelle Sibley 	 
	 	 	Title:  	Manager 	 
	 

[SIGNATURE PAGE TO AMENDMENT No. 1]

	 	 	 	 	 

 

 

	 	 	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 	 	 
	 

	 	 	 	 	 
	 	GHS 2006 SCM TRUST

 	 
	 	By:  	/s/ Gerald Sachs
 	 
	 	 	Name:  	Gerald Sachs 	 
	 	 	Title:  	Trustee 	 
	 

[SIGNATURE PAGE TO AMENDMENT No. 1]

	 	 	 	 	 

 

 

	 	 	 	 	 
	 	GHS 2008 SCM TRUST

 	 
	 	By:  	/s/ Gerald Sachs
 	 
	 	 	Name:  	Gerald Sachs 	 
	 	 	Title:  	Trustee 	 
	 

[SIGNATURE PAGE TO AMENDMENT No. 1 AND WAIVER]

	 	 	 	 	 

 

 

	 	 	 	 	 
	 	ADMINISTRATIVE HOLDER:

SPENSYD ASSET MANAGEMENT LLLP

 	 
	 	By:  	Roseden Capital Holdings, LLC
 	 
	 	 	Its: General Partner 	 
	 
	 	 	 
	 	By:  	                /s/ Gregory Sachs
 	 
	 	 	Name:  	Gregory Sachs 	 
	 	 	Title:  	Manager 	 
	 

[SIGNATURE PAGE TO AMENDMENT No. 1]exv4w1

Exhibit 4.1

AMH HOLDINGS, INC.,

as Issuer

AND

WILMINGTON TRUST COMPANY,

as Trustee

 

SUPPLEMENTAL INDENTURE

DATED AS OF MARCH 27, 2008

TO THE

INDENTURE

DATED AS OF MARCH 4, 2004

 

11 1/4% SENIOR DISCOUNT NOTES DUE 2014

 

 

SUPPLEMENTAL INDENTURE

     THIS SUPPLEMENTAL INDENTURE, dated as of March 27, 2008 (the “Supplemental
Indenture”), between AMH HOLDINGS, INC., as Issuer (the “Company”) and WILMINGTON TRUST
COMPANY, as Trustee (the “Trustee”). Capitalized terms used but not otherwise defined
herein shall have the meanings ascribed to such terms in the Indenture (as defined below).

RECITALS

     WHEREAS, the Company and the Trustee are parties to that certain Indenture, dated as of March
4, 2004, (the “Indenture”), relating to the Company’s 11 1/4% Senior Discount Notes due
2014 (the “Securities”);

     WHEREAS, Section 9.01 of the Indenture authorizes the Company, the Subsidiary Guarantor, if
any, and the Trustee to amend the Indenture or the Securities without notice to or consent of any
Securityholder to, among other things, cure any ambiguity, omission, mistake, defect or
inconsistency;

     WHEREAS, the Company has determined that the proposed amendment set forth herein cures a
mistake, defect or inconsistency under the Indenture;

     WHEREAS, the Company has requested the Trustee and the Trustee has agreed to join in the
execution of this Supplemental Indenture pursuant to Section 9.01 of the Indenture on the terms and
subject to the conditions set forth below;

     NOW, THEREFORE, in consideration of the promises and mutual agreements herein contained, the
Company and the Trustee mutually covenant and agree for the equal and proportionate benefit of the
Securityholders from time to time of the Securities as follows:

ARTICLE I

INDENTURE

     1.1 Integral Part. This Supplemental Indenture constitutes an integral part of the
Indenture.

ARTICLE II

AMENDMENTS TO THE INDENTURE

     2.1 Amendment to Section 4.03. The text of Section 4.03(a)(ii) is amended to add the
following proviso at the end of Section 4.03(a)(ii) to read as follows:

     “; provided that, solely for purposes of calculating the Consolidated Coverage Ratio of AMI,
references to the “Company” in each of the definitions of “Consolidated Coverage Ratio”,
“EBITDA”, “Consolidated Interest Expense”, “Restricted Subsidiary”, “Temporary Cash
Investments”, “Asset Disposition” and, in each case, the pertinent

1

 

component definitions thereof (including, but not limited to, “Consolidated Net Income”,
“Related Business”, “Sale Leaseback Transaction” and “Wholly-Owned Subsidiary”), shall mean,
unless the context otherwise requires, AMI rather than AMH Holdings, Inc.

ARTICLE III

MISCELLANEOUS

     3.1 The Trustee. The recitals in this Supplemental Indenture shall be taken as the
statements of the Company, and the Trustee assumes no responsibility for their correctness. The
Trustee makes no representations as to the validity or sufficiency of this Supplemental Indenture.

     3.2 Limited Effect. This Supplemental Indenture shall be deemed to be an amendment to
the Indenture, and the Indenture, as amended hereby, is hereby ratified, approved and confirmed in
each and every respect. All references to the Indenture in the Securities or any other document,
instrument, agreement or writing shall hereafter be deemed to refer to the Indenture as amended
hereby.

     3.3 Counterparts; Facsimile Signatures. This Supplemental Indenture may be executed
by the parties hereto in separate counterparts, including by facsimile, each of which when so
executed and delivered shall be an original, but all such counterparts shall together constitute
but one and the same instrument.

     3.4 GOVERNING LAW. THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN
ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK BUT WITHOUT GIVING EFFECT TO APPLICABLE
PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER
JURISDICTION WOULD BE REQUIRED THEREBY.

2

 

     IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed as of the date and year first written above.

	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 	 	AMH HOLDINGS, INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Cynthia L. Sobe	 	 
	 

	 	 	 	 	 	 
	 	 	Name: Cynthia L. Sobe	 	 
	 	 	Title: Vice President, Chief Financial Officer	 	 
	 
	 	 	 	 	 	 
	 	 	WILMINGTON TRUST COMPANY, as trustee	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Michael G. Oller, Jr.	 	 
	 

	 	 	 	 	 	 
	 	 	Name: Michael G. Oller, Jr.	 	 
	 	 	Title: Senior Financial Services Officer	 	 

3

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