Document:

exv4w1

Exhibit 4.1

	 	 	 
	 
	 	
	 
	 	Computershare Investor Services
	 
	 	7550 Lucerne Drive Suite 103
	September 10, 2009
	 	Cleveland Ohio 44130
Telephone 1 440 239 7351
Facsimile 1 440 239 7355
www.computershare.com
	 
	 
	Ms. Sherri Roberts
	 
	Senior Counsel and Assistant Secretary
	 
	TRW Automotive Holdings Corp.
	 
	12001 Tech Center Drive 

Livonia, MI 48150-2122
	 	 

Dear Ms. Roberts:

As you know, Computershare Inc. has purchased the stock transfer business of National City Bank
(“National City”). Computershare is awaiting your return of our letter dated August 6, 2009
confirming your agreement to appoint Computershare Trust Company, N.A. as your transfer agent.

Your company also has a Rights Agreement dated January 23, 2004 pursuant to which National City
serves as the Rights Agent. Pursuant to Section 21 of the Rights Agreement, this serves as notice
that National City will be resigning as the Rights Agent on or before October 31, 2009. The
specific date of resignation shall be the date on which National City shall cease to act as your
transfer agent.

Computershare Trust Company, N.A. agrees to serve as the successor Rights Agent effective upon the
effective date of our appointment as your transfer agent, and will continue to provide all of the
services set forth in the Rights Agreement under the terms and conditions set forth therein.
Computershare Trust Company, N.A. further hereby confirms that it meets the requirements for a
successor Rights Agent set forth in Section 21 of the Rights Agreements and more specifically, that
it is “(A) a corporation organized and doing business under the laws of the United States or any
State thereof, which is authorized under such laws to exercise corporate trust or stock transfer
powers and is subject to supervision or examination by federal or state authority and which has at
the time of its appointment as Rights Agent a combined capital and surplus of at least $50 million
or (B) an affiliate of a corporation described in clause (A) of this sentence.”

We would appreciate your signing below to acknowledge your acceptance of appointing Computershare
Trust Company, N.A. as successor Rights Agent, subject to the conditions set forth above.

Please feel free to contact Sherry Damore at (216) 222-2494 with any questions.

	 	 	 
	Very truly yours,
	 	Very truly yours,
	 
	 	 
	/s/ Michael J. Lang
	 	/s/ Sherry L. Damore
	Michael J. Lang
	 	Sherry L. Damore
	Senior Vice President — Investor Relations
	 	Vice President
	Computershare Trust Company, N.A.
	 	National City Bank

 

 

TRW Automotive Holdings Corp.

September 10, 2009

Page 2

Acknowledged and Agreed:

TRW Automotive Holdings Corp.

/s/ David L. Bialosky

By: David L. Bialosky

Title: Executive Vice President, General Counsel and Secretary

Date: September 11, 2009exv10w1

Exhibit 10.1

SECOND AMENDMENT TO LEASE AGREEMENT

     THIS SECOND AMENDMENT TO LEASE AGREEMENT (the “Second Amendment”) is effective as of September
1, 2009, by and between RICHARD B. WIRTHLIN FAMILY LLC, a Utah limited liability company
(“Landlord”); and HARRIS INTERACTIVE, INC., a Delaware corporation (“Tenant”).

RECITALS:

     R-1. Landlord and Tenant are parties to a certain Lease Agreement (the “Initial Lease”), dated
April 23, 2002, for 18,212 square feet of Rentable Area, located on the first, fourth and fifth
floors of the Building having a street address of 1920 Association Drive, Reston, Virginia 20191.

     R-2. The Initial Lease was amended by the First Amendment to Lease Agreement dated May 10,
2007.

     R-3. The Initial Lease, as amended by the First Amendment and this Second Amendment, is
hereinafter referred to as the “Lease,” unless the context clearly requires otherwise.

     R-4. Tenant desires to reduce the amount of Rentable Area by vacating the fifth floor of the
Building (the “Fifth Floor Space”), to extend the term for the Lease, and to make other changes to
the Lease.

     R-5. Landlord and Tenant agree that it is in the best interest of both parties to amend the
Lease as set forth herein.

     R-6. Capitalized terms not defined herein shall have the same meanings as in the Initial Lease
or the First Amendment, as the case may be.

AGREEMENTS:

     NOW, THEREFORE, in consideration of the mutual promises contained herein and in the Lease, and
other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, Landlord and Tenant do hereby amend the Lease as follows:

     1. The Recitals numbered R-1 through R-6 are hereby incorporated and made part of this Second
Amendment.

     2. Replace Section 1.B in its entirety with: “Basic Rent: Tenant will vacate the Fifth Floor
Space no later than September 30, 2009. Provided Tenant vacates the Fifth Floor Space no later
than September 30, 2009, unless such date is otherwise extended by the Landlord

1

 

in writing, Tenant shall not be required to pay Basic Rent, Additional Charges, Operating
Expense Increases, or any other amounts for the Fifth Floor Space for any period after September
30, 2009. Notwithstanding the foregoing, Tenant shall pay to Landlord Tenant’s Proportionate Share
of Operating Expense Increases, if any, less any billings already paid in the monthly rent, for
excess Operating Expenses for the period from January 1, 2009 through September 30, 2009, for the
space occupied by Tenant on the 4th floor (the “Fourth Floor Space”) and the Fifth Floor
Space. The monthly rent payment for the Fourth Floor Space and the Fifth Floor Space for the month
of September 2009 shall be reduced to $28,052, consisting of Basic Rent of $23,556.97 and estimated
excess Operating Expenses of $4,495.03. To the extent such estimated excess Operating Expenses
exceed the actual excess Operating Expenses, then the difference shall be paid by Landlord to
Tenant (or, at Landlord’s option, credited against the next monthly installment of Operating
Expense Increase(s) thereafter payable by Tenant), in accordance with the terms of Section 5.B of
the Lease. Beginning October 1, 2009, and continuing through April 30, 2010, Basic Rent for the
Fourth Floor Space shall be the sum of $112,098 payable in advance in equal monthly installments of
$16,014 (an annual amount of $192,168, pro-rated for a 7 month period). Tenant shall not be
required to pay its Proportionate Share of Operating Expense Increases for the Fourth Floor Space
for the period beginning October 1, 2009 and ending April 30, 2010. Beginning May 1, 2010 and
continuing through April 30, 2011, Basic Rent for the Fourth Floor Space shall be the sum of
$140,064 payable in advance in equal monthly installments of $11,672. Tenant shall pay its
Proportionate Share of Operating Expense Increases beginning January 1, 2011, through the end of
the Term. Basic Rent is subject to adjustment on May 1, 2011, and annually thereafter, pursuant to
Section 4.B.”

     3. Replace the first two sentences of Section 1.K in their entirety with: “Premises: The
space, containing seven thousand three (7,003) square feet of total rentable area, located on the
fourth floor of the Building, and having a street address of 1920 Association Drive, Reston,
Virginia 20120. The Premises are shown on the fourth floor plan attached as Exhibit A-2 attached
hereto.”

     4. Replace Section 1.L in its entirety with: “Rentable Area: The rentable area of the
Premises is agreed to be seven thousand three (7,003) square feet.”

     5. Replace Section 1.Q in its entirety with: “Tenant’s Proportionate Share: Fourteen and
458/1000 percent (14.458%), which equals the percentage that the Rentable Area bears to the
Building Rentable Area. If the Rentable Area changes, Tenant’s Proportionate Share shall be
adjusted accordingly.”

     6. Replace Section 1.S in its entirety with: “Term: The period commencing on the Lease
Commencement Date (or the first day of the calendar month next following the Lease Commencement
Date, if the Lease Commencement Date occurs on other than the first day of the month) and ending
April 30, 2015, unless sooner terminated pursuant to this Lease.”

     7. Replace Section 4.B in its entirety with: “Beginning May 1, 2011, and continuing until
April 30, 2015, effective on May 1 of each successive year, the annual Basic Rent payable by Tenant
pursuant to Section 1.B (and the monthly installments thereof) shall be in accordance with the
schedule set forth below:

2

 

	 	 	 	 	 	 	 	 	 
	Lease Year	 	Annual Basic Rent	 	Monthly Basic Rent
	5/1/11 through 4/30/12

	 	$	144,265.92	 	 	$	12,022.16	 
	5/1/12 through 4/30/13

	 	$	148,593.90	 	 	$	12,382.83	 
	5/1/13 through 4/30/14

	 	$	153,051.72	 	 	$	12,754.31	 
	5/1/14 through 4/30/15

	 	$	157,643.27	 	 	$13,136.94”

     8. The “Base Year” defined in Section 5.A.(2) is changed to calendar year 2010.

     9. Section 37.A is amended to replace “Carol Bond” with “Kim DeYoung” or her successor as
Tenant Representative.

     10. Landlord and Tenant have entered into this Second Amendment without the services of any
broker. Landlord and Tenant shall each indemnify and hold the other harmless from and against any
claims for brokerage or other commission arising from such party having employed a broker contrary
to its representation as aforesaid.

     11. Tenant shall have the option to terminate this Lease effective as of April 30, 2013,
solely upon the following conditions:

          a. Tenant gives Landlord notice of termination no later than December 31, 2012; and

          b. No later than April 30, 2013,, Tenant pays to Landlord an early termination fee of
$72,000.00.

     12. Tenant shall have the option to terminate this Lease effective as of April 30, 2014,
solely upon the following conditions:

          a. Tenant gives Landlord notice of termination no later than December 31, 2013; and

     13. No later than April 30, 2014, Tenant pays to Landlord an early termination fee of
$36,000.00.

     14. There shall be no Tenant allowance, Tenant improvement allowance, rent concession or other
incentive owed by Landlord to Tenant in connection with this Second Amendment except as is
specifically provided in this Second Amendment.

     15. The Lease, as amended by the First Amendment and this Second Amendment, shall continue in
full force and effect under the terms, provisions and conditions thereof. All other terms,
covenants and conditions of the Lease not herein expressly modified are hereby confirmed and
ratified and remain in full force and effect, and each party agrees that it is not, and, to the
best of its knowledge, the other party is not, as of the date of this Second Amendment, in default
of any portion of the Lease. Capitalized terms used in this Second Amendment but not

3

 

defined herein shall have the same meaning given to them in the Initial Lease, as amended by
the First Amendment.

     16. This Second Amendment and the Initial Lease, as amended by the First Amendment (including
all exhibits thereto), contain the full and final agreement between the parties hereto with respect
to Tenant’s lease of space in the Building. Landlord and Tenant shall not be bound by any terms,
conditions, statements, warranties or representations, oral or written, not contained herein. No
change or modification of this Second Amendment or the Lease, as amended, shall be valid unless the
same is in writing and is signed by the parties hereto. No waiver of any of the provisions of this
Second Amendment or the Lease, as amended, shall be valid unless the same is in writing and is
signed by the party against which it is sought to be enforced.

     17. This Second Amendment shall not be effective and binding unless and until it is fully
executed by both parties hereto, with a copy being delivered to both parties.

[Signature Page Follows Next]

4

 

     IN WITNESS WHEREOF, Landlord and Tenant have caused this Second Amendment to be effective as
of the date stated above pursuant to proper authority.

	 	 	 	 	 
	 	LANDLORD:

RICHARD B. WIRTHLIN FAMILY LLC

a Utah limited liability company

 	 
	Date: 8/31/09 	By:  	/s/ Richard L. Wirthlin
 	 
	 	 	Richard L. Wirthlin 	 
	 	 	Managing Member 	 
	 

	 	 	 	 	 
	 	TENANT:

HARRIS INTERACTIVE, INC.

a Delaware corporation

 	 
	Date: 9/1/09 	By:  	/s/ Marc H. Levin
 	 
	 	(name) 	Marc H. Levin 	 
	 	(title) 	 SVP, General Counsel & Corporate Secretary 	 
	 

	 	 	 	 	 
	 	 	 
	Date: 9/1/09 	By:  	/s/ Robert J. Cox
 	 
	 	(name) 	Robert J. Cox 	 
	 	(title) 	EVP, CFO and Treasurer 	 

5

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00164-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00164-of-00352.parquet"}]]