Document:

WAFERGEN,
          INC.

      

      

      THIRD
        AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT

      

      THIS
        THIRD AMENDMENT (the “Amendment”),
        is
        made as of May 14, 2007 by and between WaferGen,
        Inc.,
        a
        Delaware corporation (the “Company”),
        and
        Alnoor Shivji (the “Purchaser”),
        to
        the Note and Warrant Purchase Agreement (the “Purchase
        Agreement”)
        dated
        as of January 30, 2007 by and between the Company and the Purchaser. Capitalized
        terms not otherwise defined herein shall have the meanings assigned to such
        terms in the Purchase Agreement.

      

      RECITALS

      

      WHEREAS,
        the Purchase Agreement provides for the issuance and sale of certain notes
        and
        warrants by the Company to the Purchaser; and

       

      WHEREAS,
        the parties now wish to further amend the Purchase Agreement to increase
        the
        aggregate principal amount that may borrowed by the Company under the Agreement
        from $650,000 to $750,000.

       

      NOW,
        THEREFORE, in consideration of the foregoing and the mutual covenants contained
        herein, the parties hereby agree as follows:

       

      1.  AMENDMENT.

       

      A. Section 1.1
        of the Purchase Agreement is hereby amended and restated in its entirety
        to read
        as follows:

       

      “1.1 The
        Loan. Subject
        to the terms of this Agreement, the Purchaser agrees to purchase from the
        Company and the Company agrees to sell and issue to the Purchaser the promissory
        notes, the aggregate principal amount of which should not be in excess of
        seven
        hundred fifty thousand dollars (US$750,000) (the “Loan
        Amount” or
        the
“Loan”),
        in
        the form attached hereto as Exhibit A (each,
        a
“Note”
        and
        collectively, the “Notes”).”

       

      B.
        The
        following sentence will be added after the last sentence of Section 1.2 of
        the
        Purchase Agreement:

       

      Notwithstanding
        any other provision in this Agreement to the contrary, the Company will not
        issue to the Purchaser and the Purchaser is not entitled to any Warrant for
        any
        Note issued on or after May 14, 2007.

       

      2.      FULL
        FORCE AND EFFECT. Except
        as
        expressly modified by this Amendment, all terms, conditions and provisions
        of
        the Agreement shall remain in full force and effect. In the event of any
        inconsistency or conflict between the Agreement and this Amendment, the terms,
        conditions and provisions of this Amendment shall govern and
        control.

       

      
        
          
          

        

        
          
          

          
            

          

        

        
          
          

        

      

      

        3.      COUNTERPARTS.
          This
          Amendment may be executed in two or more counterparts, each of which shall
          be
          deemed an original, but all of which together shall constitute one and
          the same
          instrument. A facsimile, telecopy or other reproduction of this Amendment
          may be
          executed by any party hereto and delivered by such party by facsimile or
          other
          electronic transmission, and such execution and delivery shall be considered
          valid, binding and effective for all purposes.

         

        4.      ENTIRE
          AGREEMENT. Each
          Note and this Amendment constitute the entire agreement among each party
          hereto
          with respect to the subject matter hereof and supersedes all prior or
          contemporaneous representations, discussions, proposals, negotiations,
          conditions and agreements, whether oral or written, and all communications
          between the parties relating to the subject matter of each Note and this
          Amendment.

         

        5.      GOVERNING
          LAW.
          This
          Amendment shall be governed by and construed in accordance with the law
          of the
          State of California, without giving effect to the conflicts or choice of
          law
          provisions thereof.

        

        [Signature
          page follows]

        
 

      

      
        
          
          

        

        
          
          

          
            

          

        

        
          
          

        

      

       

      In
        Witness Whereof, the
        parties have executed this Third
        Amendment
        to Note and Warrant Purchase Agreement as
        of the
        date first written above.

       

    

    
      
        	 	 
	 	
                
                  
                    
                      COMPANY:

                       

                      WAFERGEN,
                        INC.

                       

                      By:
                        /s/ Amjad
                        Huda                                                        

                      Print
                        Name: 

                      Title:
                        CFO

                      Address:
                        46571 Fremont Blvd., Fremont, CA 94538

                      

                      Telephone:      

                      Facsimile:
                        ________________________________

                      E-mail:  

                      

                      

                      PURCHASER:

                      

                      ALNOOR
                        SHIVJI 

                       

                      /s/
                        Alnoor
                        Shivji                                                           
                        

                       

                      

                      Address:
                        ________________________________

                      Telephone:_______________________________

                      Facsimile:________________________________

                      E-mail:__________________________________

                      

                    

                  

                

              

      

      
         

        [Signature
          Page for the Third Amendment to Note and Warrant Purchase
          Agreement]THE
        SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE BEEN ACQUIRED FOR INVESTMENT
        PURPOSES ONLY AND NOT WITH A VIEW TO OR IN CONNECTION WITH THE SALE OR
        DISTRIBUTION THEREOF. SUCH SECURITIES HAVE NOT BEEN REGISTERED UNDER THE
        SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER APPLICABLE STATE
        SECURITIES LAWS. THE SECURITIES MAY NOT BE SOLD, TRANSFERRED, OR ASSIGNED
        IN THE
        ABSENCE OF SUCH REGISTRATION AND QUALIFICATION WITHOUT, EXCEPT UNDER CERTAIN
        SPECIFIC LIMITED CIRCUMSTANCES, AN OPINION OF COUNSEL FOR THE HOLDER, CONCURRED
        IN BY COUNSEL FOR THE COMPANY, STATING THAT SUCH SALE, TRANSFER, OR ASSIGNMENT
        IS EXEMPT FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF SAID
        ACT.

       

      PROMISSORY
        NOTE

       

      
        	$100,000	
                
                  May
                    14, 2007

                  Fremont,
                    CA

                

              
	 	 

      

      
      

      For
        value
        received, WaferGen,
        Inc.,
        a
        Delaware corporation (“Payor”)
        hereby
        promises to pay, at the Company’s principal office, to Alnoor Shivji or its
        assigns (“Holder”), the
        principal sum of $100,000, together with interest from the date of this Note
        on
        the unpaid principal balance at a rate equal to 7% per annum, compounded
        annually, computed on the basis of actual number of calendar days elapsed
        and a
        year of 365 days. This Note is issued pursuant to the Note and Warrant Purchase
        Agreement by and between the Payor and the Holder, dated January 30, 2007,
        as
        amended (the “Purchase
        Agreement”).
        This
        Note is subject to the following terms and conditions:

       

      1.     This
        Note
        will automatically mature and be due and payable on June 30, 2007 (the
“Maturity
        Date”).
        Interest shall accrue on this Note but shall not be due and payable until
        the
        Maturity Date. Notwithstanding the foregoing, the entire unpaid principal
        sum of
        this Note, together with accrued and unpaid interest thereon, shall become
        immediately due and payable upon an Event of Default, as this term is defined
        in
        Section 4.1 of the Purchase Agreement. 

       

      2.     The
        Holder of this Note is entitled to the benefits and subject to certain
        obligations under the Purchase Agreement and may enforce the agreements of
        the
        Company contained therein and exercise the remedies provided for thereby.
        The
        benefits and rights of the holder are subject to certain conditions and
        restrictions also set forth in the Purchase Agreement, which conditions and
        restrictions may be enforced against the holder thereof.

       

      3.     All
        payments shall be made in lawful money of the United States of America and
        shall
        be credited first to the accrued interest then due and payable and the remainder
        applied to principal.

       

      
        
          
          

        

        
          
          

          
            

          

        

        
          
          

        

      

       

      4.     If
        action
        is instituted to collect this Note, the Company promises to pay all costs
        and
        expenses, including reasonable attorneys’ fees and court costs, incurred in
        connection with such action. 

       

      5.     Neither
        this Note nor any of the rights, interests or obligations hereunder may be
        assigned, by operation of law or otherwise, in whole or in part, by the Company
        without the prior written consent of the holder except in connection with
        an
        assignment in whole to a successor corporation to the Company provided that
        such
        successor corporation acquires all or substantially all of the Company’s
        property and assets and the holder’s rights hereunder are not impaired. The
        Holder may not assign, pledge, or otherwise transfer this Note without the
        prior
        written consent of the Company, except for transfers between affiliates,
        including affiliate funds, or transfers to a partner (or retired partner),
        member (or retired member) of the Holder, or transfers by gift, will or
        intestate succession to any spouse or lineal descendants or ancestors, if
        all
        transferees agree in writing to be subject to the terms of the Purchase
        Agreement and this Note to the same extent as if they were Holders
        hereunder.

       

      6.     Any
        term
        of this Note may be amended only with the written consent of the Company
        and the
        Holder. Any amendment or waiver effected in accordance with the Section 6
        shall be binding upon the Company, the Holder and each transferee of the
        Note.

       

      7.     This
        Note
        shall be construed in accordance with the laws of the state of California,
        without regard to the conflicts of law provisions of the state of California
        or
        of any other state.

      
        	 	 	 
	 	
                
                  
                    WAFERGEN,
                      INC.,

                     

                    A DELAWARE
                      CORPORATION

                  

                

              
	 
 	 
 	 
 
	 	By:  	/s/
                Amjad
                Huda                                                
                
	 	 	
              
	 	Its:	                 
                CFO

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