Document:

AMEND. TO AMENDED & RESTATED MANAGEMENT AGREEMENT

 

Exhibit 10.5(b)

SECOND AMENDED MANAGEMENT AGREEMENT

THIS SECOND AMENDED
MANAGEMENT AGREEMENT (this “Agreement”) is made as of the
8th day of November, 1999 by and among Charter
Investment, Inc., a Delaware corporation (formerly known as Charter
Communications, Inc.) (“Investment”), Charter
Communications, Inc., A Delaware Corporation (“CCI”), and
Charter Communications Operating, LLC, a Delaware limited liability
company (“Charter Operating”).

RECITALS

A.   Investment
and Charter Operating entered into an Amended and Restated Management
Agreement dated as of March 17, 1999 (the “Management
Agreement”).

B.   In
connection with an initial public offering of CCI common stock, the
parties wish to amend the Management Agreement and CCI wishes to
acquire all of Investment’s right, title and interest under the
Management Agreement and to assume all of Investment’s
obligations and liabilities under the Management Agreement.

NOW,
THEREFORE, in consideration of the mutual covenants and agreements
contained herein, and for the other good and valuable consideration,
the receipt and sufficiency of which is hereby acknowledged, the
parties hereto hereby agree as follows:

1.   Amendment.
Upon the Effective Date (as defined below), the first paragraph of
Section 3(a) of the Management Agreement shall be amended to
read as follows:

“All
expenses, costs, losses, liabilities or damages incurred with respect
to the ownership or operation of the Cable Systems, including,
without limitation, wages, salaries and other labor costs incurred
in the construction, maintenance, expansion or operation of the
Cable Systems, or personnel working on special projects or services
for the Company, will be paid by the Company and, to the extent that
the Manager pays or incurs any obligation for any such expenses,
costs, losses, liabilities or damages, the Company, subject to the
limitations set forth in Section 5, will pay or reimburse the
Manager therefor, as well as for any reasonable out-of-pocket
expenses incurred by the Manager in the performance of its
obligations under this Agreement. Subject to the payment priority
provisions of this Section 3, the Company agrees to pay the
Manager such costs and expenses, which shall include all the costs,
expenses, liabilities and damages incurred by the Manager in
performing its obligations hereunder and any payments that the
Manager may become obligated to pay pursuant to the Mutual Services
Agreement (the “Management Expenses”) monthly in arrears.
Accrual of such Management Expenses shall commence upon the Effective
Date (as defined below) of this Agreement. The Management Expenses
payable pursuant to this paragraph for any month shall be reduced by
the amount of any management fees and expenses of a subsidiary of the
Company and separately paid to the Manager for

1

 

                  such month pursuant to a separate
management agreement between the Manager and a subsidiary of the
Company.”

     
2.     Assignment and
Assumption of Management Agreement.

	 	(a)	 	Upon the Effective Date,
Investment hereby fully and completely assigns to CCI all of
Investment’s right, title and interest in and to, and its
obligations under, the Management Agreement.
	 
	 	(b)	 	Upon the Effective Date, CCI
hereby fully and completely assumes all of Investment’s right, title
and interest in and to, and agrees to perform when due, all
obligations of Investment under, the Management Agreement.

     
3.     Mutual Services
Agreement.   Nothing contained herein shall affect
Investment’s obligations under the Mutual Services Agreement
dated as of the date hereof.

     
4.     Effective Date.
  This Agreement shall become effective only upon the closing (the
“Effective Date”) of the initial public offering of CCI as
contemplated by its Registration Statement on Form S-1 filed
with the Securities and Exchange Commission. If such closing does not
occur for any reason, or has not occurred by January 1, 2000,
this Agreement shall be of no force or effect and none of Investment,
CCI or Charter Operating shall have any rights, obligations or
liabilities under or arising out of this Agreement.

     
5.     Amendments.
  This Agreement cannot be amended, waived, or terminated except by a
writing signed by all parties.

     
6.     Counterparts.
  This Agreement may be executed in two or more separately executed
counterparts, which may include faxed signature pages, each of which
counterparts shall be deemed an original, but all of which together
shall constitute one and the same instrument.

2

 

          IN WITNESS WHEREOF, the parties hereto have caused this Second Amended
Management Agreement to be duly executed and delivered as of the date first
above written and effective as of the Effective Date.

	 	 	 	 
	 	CHARTER INVESTMENT, INC.,

a Delaware corporation
 

 

	 	By:	 	/s/ Curtis S.
Shaw

Name: Curtis S. Shaw
Title:
Senior Vice President

	 
	 	CHARTER COMMUNICATIONS, INC.,

a Delaware corporation
 

 

	 	By:	 	/s/ Marcy
Lifton

Name: Marcy Lifton
Title:
Vice President

	 
	 	CHARTER COMMUNICATIONS OPERATING,
LLC,

a Delaware limited liability company

 

 

	 	By:	 	/s/ Marcy
Lifton

Name: Marcy Lifton
Title:
Vice PresidentAMENDMENT #4 TO 1999 OPTION PLAN

 

Exhibit 10.10 (f)

AMENDMENT No. 4 TO THE

CHARTER COMMUNICATIONS

OPTION PLAN

     This Amendment to the Charter Communications Option Plan as amended
through the date hereof (the “Plan”), is effective as of January 27, 2003.

1.     Article 6 of the Plan is hereby amended by adding the following section
after Section 6.11:

		
	 	     Section 6.12 Option Repricing. Notwithstanding anything contained
in the Plan to the contrary, the Administrator may, in its sole
discretion, approve an Option repricing. For the purposes of the
preceding sentence, an “Option repricing” shall include reducing the
Exercise Price of any outstanding Option, permitting the cancellation,
forfeiture or tender of outstanding Options in exchange for other equity
awards or for new Options with a lower Exercise Price, by any other
method repricing or replacing any outstanding Option, or taking any other
action deemed to be a “repricing” under the rules of the national
securities exchange or other market on which the shares of common stock
of the Public Company are listed or admitted to trading.

The terms of the Plan shall remain in full force and effect without
modification or amendment except as expressly set forth herein.AMENDMENT #1 TO 2001 STOCK INCENTIVE PLAN

 

Exhibit 10.11 (b)

AMENDMENT ONE

TO THE

CHARTER COMMUNICATIONS, INC.

2001 STOCK INCENTIVE PLAN

     This Amendment (the “Amendment”) to the Charter Communications Inc. 2001
Stock Incentive Plan is dated as of June 6, 2001.

	 	 	 	Section 2.16 of the Plan is hereby amended in its entirety to read
as follows:
	 
	 	 	 	“Eligible Individual” means any of the following individuals who
is designated by the Committee in its discretion as eligible to
receive Options or Awards subject to the conditions set forth
herein: (a) any director, officer or employee of the Company or a
Subsidiary or Affiliate of the Company, (b) any individual to whom
the Company, or a Subsidiary or an Affiliate of the Company, has
extended a formal offer of employment, or (c) any consultant or
advisor of the Company or a Subsidiary. Notwithstanding the
foregoing, the eligibility and/or participation of those employees
represented by a collective bargaining representative shall be
governed solely by the results of good faith negotiations between
the Company and such employees’ representative and/or by the
express terms of any collective bargaining agreement resulting
therefrom.AMENDMENT #4 TO 2001 STOCK INCENTIVE PLAN

 

Exhibit 10.11 (e)

AMENDMENT FOUR

TO THE

CHARTER COMMUNICATIONS, INC.

2001 STOCK INCENTIVE PLAN

     This Amendment (the “Amendment”) to the Charter Communications Inc. 2001
Stock Incentive Plan, as amended through the date hereof (the “Plan”), is dated
as of October 29, 2002.

Section 4.1 of the Plan is hereby amended to replace the first sentence thereof
with the following sentence:

	 	 	 	The maximum number of Shares that may be made the subject of Options and
Awards granted under the Plan is 68,895,911 plus up to 21,068,102 Shares
based on forfeitures, cancellations and terminations under Charter
Communications Option Plan; provided, however, that in the aggregate, not
more than 3,000,000 of the number of allotted Shares may be made the
subject of Restricted Stock Awards under Section 10 of the Plan (other
than shares of Restricted Stock made in settlement of Performance Units
pursuant to Section 11.1(b).

     The terms of the Plan (including the remainder of Section 4.1) shall
remain in full force and effect without modification or amendment except as
expressly set forth herein.AMENDMENT #5 TO 2001 STOCK INCENTIVE PLAN

 

Exhibit 10.11 (f)

AMENDMENT FIVE

TO THE

CHARTER COMMUNICATIONS, INC.

2001 STOCK INCENTIVE PLAN

     This Amendment to the Charter Communications, Inc. 2001 Stock Incentive
Plan, as amended through the date hereof (the “Plan”), is effective as of
January 27, 2003.

1.     Article 5 of the Plan is hereby amended by adding the following section
after Section 5.5:

		
	 	     Section 5.6 Option Repricing. Notwithstanding anything contained in
this Plan to the contrary, the Committee may, in its sole discretion,
approve an Option repricing. For the purposes of the preceding sentence,
an “Option repricing” shall include reducing the exercise price per share
of any outstanding Option, permitting the cancellation, forfeiture or
tender of outstanding Options in exchange for other Awards or for new
Options with a lower exercise price per Share, by any other method
repricing or replacing any outstanding Option, or taking any other action
deemed to be a “repricing” under the rules of the national securities
exchange or other market on which the Shares are listed or admitted to
trading.

The terms of the Plan shall remain in full force and effect without
modification or amendment except as expressly set forth herein.

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