Document:

Form of 4.875% Global Senior Notes due 2041.

 Exhibit 4.3 
 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to the Corporation (as defined below) or its agent
for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co.
or to such other entity as is requested by an authorized representative of DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL in as much as the registered owner hereof, Cede & Co., has an
interest herein. 
 Unless and until it is exchanged in whole or in part for Securities in definitive registered form,
this certificate may not be transferred except as a whole by DTC to a nominee of DTC or by a nominee of DTC to DTC or another nominee of DTC or by DTC or any such nominee to a successor Depositary or a nominee of such successor Depositary.

 THE MOSAIC COMPANY 
 4.875% Senior Notes due 2041 
  

			
	 R-00
	  	Principal Amount: $                    
	 CUSIP No. 61945C AB9
	  	

 The Mosaic Company, a Delaware corporation (herein called the “Corporation”, which term
includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay to Cede & Co., or registered assigns, the principal sum of
                    ($                    ) 
on November 15, 2041, at the office or agency of the Corporation referred to below, and to pay interest thereon from October 24, 2011 and semi-annually thereafter, on May 15 and November 15 in each year, commencing May 15,
2012, or from the most recent Interest Payment Date to which interest has been paid or duly provided for, at the rate of 4.875% per annum, until the principal hereof is paid or duly provided for, and (to the extent lawful) to pay on demand
interest on any overdue interest at the rate borne by the Securities from the date on which such overdue interest becomes payable to the date payment of such interest has been made or duly provided for. The interest so payable, and punctually paid
or duly provided for, on any Interest Payment Date will, as provided in such Indenture, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the Regular Record Date for
such interest, which shall be the May 1 or November 1 (whether or not a Business Day), as the case may be, next preceding such Interest Payment Date. Any such interest not so punctually paid or duly provided for shall forthwith cease to be
payable to the Holder on such Regular Record Date, and such defaulted interest, and (to the extent lawful) interest on such defaulted interest at the rate borne by the Securities, may be paid to the Person in whose name this Security (or one or more
Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Securities not less than 10 days prior to
such Special Record Date, or may be paid at any time in any other lawful 

 
manner not inconsistent with the requirements of any securities exchange on which the Securities may be listed, and upon such notice as may be required by such exchange, all as more fully
provided in said Indenture. Reference is hereby made to the further provisions of this Security set forth on the reverse hereof, which further provisions shall for all purposes have the same effect as if set forth at this place. 

Unless the certificate of authentication hereon has been duly executed by the Trustee by manual signature, this Security shall not be
entitled to any benefit under the Indenture, or be valid or obligatory for any purpose. 
 IN WITNESS WHEREOF, the Corporation
has caused this instrument to be duly executed. 
 Dated: October 24, 2011 

 

									
		 		 	 THE MOSAIC COMPANY,

					
		 		 		 	by    	 	 
		 		 		 		 	    Richard L. Mack
		 		 		 		 	    Executive Vice President,
    General Counsel and Corporate Secretary

  

									
		 		 	
					
		 		 		 	by    	 	 
		 		 		 		 	    Anthony T. Brausen
		 		 		 		 	    Vice President – Finance and
    Chief Accounting Officer

  

			
	
		
	Attest:	 	 
		 	 Authorized Signature

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 

This is one of the Securities referred to in the within-mentioned Indenture. 

 

									
		 		 	U.S. BANK NATIONAL ASSOCIATION,
as Trustee
					
		 		 		 	by    	 	 
		 		 		 		 	    Authorized Officer

 4.875% Senior Notes due 2041 

This Security is one of a duly authorized issue of securities of the Corporation designated as its 4.875% Senior Notes due 2041
(hereinafter referred to as the “Securities”), limited (except as otherwise provided in the Indenture referred to below) in aggregate principal amount to $300,000,000, which may be issued under an indenture (hereinafter referred to
as the “Indenture”) dated as of October 24, 2011 between the Corporation and U.S. Bank National Association, as trustee (herein called the “Trustee”, which term includes any successor trustee under the
Indenture), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, duties, obligations and immunities thereunder of the Corporation, the Trustee and the
Holders of the Securities, and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is a global Security representing $300,000,000 aggregate principal amount of the Securities. 

Payment of the principal of (and premium, if any, on) and interest on this global Security will be made to DTC for the purpose of
permitting DTC to credit the principal and interest received by it in respect of this global Security to the accounts of the beneficial owners thereof; provided, however, that if this Security is not a global Security, payment of the
principal of (and premium, if any, on) and interest on this Security will be made at the office or agency of the Corporation maintained for that purpose in New York, New York or at such other office or agency of the Corporation as may be maintained
for such purpose, in such coin or currency of the United States as at the time of payment is legal tender for payment of public and private debts; and provided, further, that payment of interest may be made at the option of the
Corporation (i) by check mailed to the address of the Person entitled thereto as such address shall appear on the Security Register or (ii) by transfer to an account maintained by the payee located in the United States. 

The Securities will be redeemable at any time and from time to time. Prior to May 15, 2041 (six months prior to the maturity date),
the Securities will be redeemable, in whole or in part, at the option of the Corporation, at a Redemption Price equal to the greater of (i) 100% of their principal amount and (ii) the sum of the present values of the remaining scheduled
payments of principal and interest thereon (exclusive of interest accrued to the Redemption Date) discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate, plus 30
basis points, plus accrued and unpaid interest thereon to, but not including, the Redemption Date. 
 On or after May 15,
2041, (six months prior to the maturity date), the Securities will be redeemable, in whole or in part, at the option of the Corporation, at a Redemption Price equal to 100% of their principal amount, plus accrued and unpaid interest thereon to, but
not including, the Redemption Date. 

 “Business Day” means any day, other than a Saturday or Sunday, that is
neither a legal holiday nor a day on which banking institutions are authorized or required by law or regulation (including any executive order) to close in The City of New York. 

“Comparable Treasury Issue” means the U.S. Treasury security or securities selected by an Independent Investment Banker
as having an actual or interpolated maturity comparable to the remaining term of the Securities to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate
debt securities of comparable maturity to the remaining term of such Securities. 
 “Comparable Treasury Price”
means, with respect to any Redemption Date, (A) the average of the Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest such Reference Treasury Dealer Quotations, or (B) if the Corporation
is unable to obtain at least five such Reference Treasury Dealer Quotations, the average of all such quotations. 

“Independent Investment Banker” means one of the Reference Treasury Dealers selected by the Corporation. 

“Reference Treasury Dealer” means each of Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital
Inc. and Morgan Stanley & Co. LLC or any designee selected by any named Reference Treasury Dealer plus two others or their affiliates which are primary U.S. Government securities dealers and their respective successors, provided,
however, that if any of the foregoing Reference Treasury Dealers shall cease to be a primary U.S. Government securities dealer in the United States of America (a “Primary Treasury Dealer”), the Corporation shall substitute
therefor another Primary Treasury Dealer. 
 “Reference Treasury Dealer Quotations” means, with respect to each
Reference Treasury Dealer and any Redemption Date, the average, as determined by the Corporation, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the
Corporation by such Reference Treasury Dealer at 3:30 p.m. (New York time) on the third Business Day preceding such Redemption Date. 
 “Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to maturity or interpolated (on a day count basis) of the
Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such Redemption Date. 

In the case of any redemption of Securities, interest installments whose Stated Maturity is on or prior to the Redemption Date will be
payable to the Holders of such Securities, or one or more Predecessor Securities, of record at the close of business on the relevant Record Date referred to on the face hereof. Securities (or portions thereof) for whose redemption provision is made
in accordance with the Indenture shall cease to bear interest from and after the Redemption Date. 

 In the event of redemption of this Security in part only, a new Security or Securities for
the unredeemed portion hereof shall be issued in the name of the Holder hereof upon the cancellation hereof. 
 If a Change of
Control Triggering Event occurs with respect to the Securities, unless the Corporation has exercised its right to redeem the Securities, Holders of the Securities that have not been redeemed shall have the right to require the Corporation to
repurchase all or any part equal to $2,000 or an integral multiple of $1,000 in excess thereof of the Securities pursuant to the offer described below (the “Change of Control Offer”). In the Change of Control Offer, the Corporation
shall be required to offer payment in cash equal to 101% of the aggregate principal amount of the Securities repurchased plus accrued and unpaid interest, if any, on the Securities repurchased to, but not including, the date of purchase
(“Change of Control Payment”), subject to the right of Holders of the Securities being repurchased on the relevant record date to receive interest due on the relevant interest payment date. No later than 30 days following any Change
of Control Triggering Event with respect to the Securities or, at its option, prior to a Change of Control, but after such public announcement of the Change of Control, the Corporation shall be required to mail a notice to Holders of the Securities,
with a copy to the Trustee, describing the transaction or transactions that constitute the Change of Control Triggering Event and offering to repurchase the Securities on the date specified in the notice, which date shall be no earlier than 30 days
and no later than 60 days from the date such notice is mailed (the “Change of Control Payment Date”), pursuant to the procedures described in such notice. The notice shall, if mailed prior to the date of consummation of the Change
of Control, state that the Change of Control Offer is conditioned on a Change of Control Triggering Event occurring prior to the Change of Control Payment Date. The Corporation shall comply with the requirements of Rule 14e-1 under the United States
Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Securities
as a result of a Change of Control Triggering Event. To the extent that the provisions of any securities laws or regulations conflict with the Change of Control provisions of the Indenture, the Corporation shall be required to comply with the
applicable securities laws and regulations and shall not be deemed to have breached its obligations under the Change of Control provisions of the Indenture by virtue of such conflicts. 

On or before the Change of Control Payment Date with respect to Securities, the Corporation shall be required to: 

 

	 	(a)	accept for payment all Securities or portions of Securities properly tendered pursuant to the Change of Control Offer; 

 

	 	(b)	deposit with the Paying Agent an amount equal to the Change of Control Payment in respect of all Securities or portions of Securities properly tendered; and

	 	(c)	deliver or cause to be delivered to the Trustee the Securities properly accepted, together with an officers’ certificate stating the aggregate principal amount of
Securities or portions of Securities being purchased. 

 For purposes of the foregoing discussion of a repurchase
at the option of Holders of Securities, the following definitions are applicable: 
 “Below Investment Grade Rating
Event” means the Securities are rated below an Investment Grade Rating by each of the Rating Agencies, on any date from the earlier of (i) the date of the Change of Control and (ii) the date of the public notice of an arrangement
or transaction that could result in a Change of Control, until the end of the 60-day period following such date, which 60-day period shall be extended if, by the end of the 60-day period, the rating of the Securities is under publicly announced
consideration for a possible downgrade by either of the Rating Agencies if the other Rating Agency has already lowered its ratings on the Securities as aforesaid, such extension to continue for so long as consideration for a possible downgrade
continues by such Rating Agency. 
 “Change of Control” means the occurrence of any of the following:
(1) the direct or indirect sale, lease, transfer, conveyance or other disposition (other than by way of merger, consolidation or amalgamation), in one or a series of related transactions, of all or substantially all of the properties or assets
of the Corporation and its subsidiaries, taken as a whole, to one or more “persons” (as such term is used in Section 13(d) of the Exchange Act) other than the Corporation or any of its subsidiaries; (2) the consummation of any
transaction (including, without limitation, any merger or amalgamation) the result of which is that one or more “persons” (as such term is used in Section 13(d) of the Exchange Act) becomes the beneficial owner (as defined in Rules
13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of more than 50 percent of the total voting power in the aggregate of all classes of the Corporation’s voting stock normally entitled to vote in the elections of directors, other
than any such transaction where shares of the Corporation’s voting stock outstanding immediately prior to such transaction constitute, or are converted into or exchanged for, a majority of the total voting power of the voting stock of such
person immediately after giving effect to such transaction; (3) the first day on which a majority of the members of the Corporation’s Board of Directors are not Continuing Directors; (4) the Corporation consolidates with, or merges
with or into, any person, or any person consolidates with, or merges with or into, the Corporation, in any such event pursuant to a transaction in which any of the Corporation’s outstanding common shares or such other person’s outstanding
common shares is converted into or exchanged for cash, securities or other property, other than any such transaction where shares of the Corporation’s voting stock outstanding immediately prior to such transaction constitute, or are converted
into or exchanged for, a majority of the total voting power of the voting stock of the surviving person immediately after giving effect to such transaction; or (5) the adoption of a plan relating to the liquidation or dissolution of the
Corporation. 

 Notwithstanding the foregoing, a transaction will not be deemed to involve a Change of
Control if (1) the Corporation becomes a direct or indirect wholly-owned Subsidiary of a Person and (2) the direct or indirect holders of the common shares of such Person immediately following that transaction are substantially the same as
the holders of the Corporation’s common shares, or other voting shares into which the Corporation’s common shares are reclassified, consolidated, exchange or changed immediately prior to that transaction. 

“Change of Control Triggering Event” means the occurrence of both a Change of Control and a Below Investment Grade
Rating Event. 
 “Continuing Directors” means, as of any date of determination, any member of the
Corporation’s Board of Directors who (1) was a member of such Board of Directors on the date of the issuance of the Securities, or (2) was nominated for election or elected to such Board of Directors with the approval of a majority of
the Continuing Directors who were members of such Board of Directors at the time of such nomination or election (either by a specific vote or by approval of the Corporation’s proxy circular in which such member was named as a nominee for
election as a director, without objection to such nomination). 
 “Investment Grade Rating” means a rating
equal to or higher than Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by S&P. 

“Moody’s” means Moody’s Investors Service, Inc., a subsidiary of Moody’s Corporation, and its successors.

 “Rating Agencies” means (1) each of Moody’s and S&P, and (2) if any of Moody’s or
S&P ceases to rate the Securities or fails to make a rating of the Securities publicly available for any reason, a “nationally recognized statistical rating organization “ within the meaning of Rule 15c3-1(c)(2)(vi)(F) under the
Exchange Act, selected by the Corporation (by a resolution of its Board of Directors) as a replacement agency with respect to the Securities for Moody’s or S&P, or both of them, as the case may be. 

“S&P” means Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc., and its
successors. 
 The Corporation shall not be required to make a Change of Control Offer with respect to the Securities upon a
Change of Control Triggering Event if a third party makes an equivalent offer in the manner, at the times and otherwise in compliance with the requirements for a Change of Control Offer made by the Corporation and such third party purchases all the
Securities properly tendered and not withdrawn under its offer. 
 The failure by the Corporation to comply with its obligations
in the event of a Change of Control Triggering Event described above for a period of 60 days after written notice to the Corporation by the Trustee or to the Corporation and the Trustee by the Holders of not less than 25% in principal amount of the
Outstanding Securities will constitute an Event of Default with respect to the Securities. If such an Event of Default occurs and is continuing, the Trustee or the Holders of not less than 25% in principal

 
amount of the Outstanding Securities may declare the principal amount of such Securities and all interest thereon to be due and payable immediately, by notice in writing to the Corporation (and
to the Trustee if given by Holders), and upon any such declaration the same shall become immediately due and payable. 
 If an
Event of Default shall occur and be continuing, the principal of all the Securities may be declared due and payable in the manner and with the effect provided in the Indenture. 

The Indenture contains provisions for defeasance at any time of (a) the entire indebtedness of the Corporation on this Security and
(b) certain restrictive covenants and the related Defaults and Events of Default, upon compliance by the Corporation, with certain conditions set forth therein, which provisions apply to this Security. 

The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and
obligations of the Corporation and the rights of the Holders under the Indenture at any time by the Corporation and the Trustee with the consent of the Holders of a majority in aggregate principal amount of the Securities at the time Outstanding.
The Indenture also contains provisions permitting the Holders of specified percentages in aggregate principal amount of the Securities at the time Outstanding, on behalf of the Holders of all the Securities, to waive compliance by the Corporation
with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by or on behalf of the Holder of this Security shall be conclusive and binding upon such Holder and upon all
future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof, whether or not notation of such consent or waiver is made upon this Security. 

No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the
Corporation, which is absolute and unconditional, to pay the principal of (and premium, if any, on) and interest on this Security at the times, place, and rate, and in the coin or currency, herein prescribed. 

As provided in the Indenture and subject to certain limitations therein set forth, the transfer of this Security is registerable on the
Security Register of the Corporation, upon surrender of this Security for registration of transfer at the office or agency of the Corporation maintained for such purpose in New York, New York duly endorsed by, or accompanied by a written instrument
of transfer in form satisfactory to the Corporation and the Security Registrar duly executed by, the Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities, of authorized denominations and for the same
aggregate principal amount, will be issued to the designated transferee or transferees. 
 The Securities are issuable only in
registered form without coupons in denominations of $2,000 and integral multiples of $1,000. As provided in the Indenture and subject to certain limitations therein set forth, the Securities are exchangeable for a like aggregate principal amount of
Securities of a different authorized denomination, as requested by the Holder surrendering the same. 

 No service charge shall be made for any registration of transfer or exchange of Securities,
but the Corporation may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
 Prior to the time of due presentment of this Security for registration of transfer, the Corporation, the Trustee and any agent of the Corporation or the Trustee may treat the Person in whose name this
Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and neither the Corporation, the Trustee nor any agent shall be affected by notice to the contrary. 

Interest on this Security shall be computed on the basis of a 360-day year of twelve 30-day months. 

If at any time, (i) the Depositary notified the Corporation that it is unwilling or unable to continue as Depositary or if at any
time the Depositary shall no longer be registered or in good standing under the Exchange Act or other applicable statute or regulation and a successor Depositary is not appointed by the Corporation within 90 days after the Corporation received
such notice or becomes aware of such condition, as the case may be, or (ii) the Corporation determines that the Securities shall no longer be represented by a global Security or Securities or (iii) any Event of Default shall have occurred
and be continuing, then in such event the Corporation will execute and the Trustee will authenticate and deliver Securities in definitive registered form, in authorized denominations, and in an aggregate principal amount equal to the principal
amount of this Security in exchange for this Security. Such Securities in definitive registered form shall be registered in such names and issued in such authorized denominations as the Depositary, pursuant to instructions from its direct or
indirect participants or otherwise, shall instruct the Trustee. The Trustee shall deliver such Securities to the Persons in whose names such Securities are so registered. 
 The Indenture and this Security shall be governed by and construed in accordance with the laws of the State of New York. 
 All terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the Indenture.Exhibit 10.2.1

 Exhibit 10.2.1 
 THIRD AMENDMENT TO 
 AMENDED AND RESTATED COMMON SHORT CODE LICENSE
AGREEMENT 
 CSCA 3.5 
 This Third Amendment (“3rd Amendment”), to the Amended and Restated Common Short Code License Agreement, dated as of the 18th day of July, 2011 between NeuStar, Inc., a Delaware corporation, with offices located at 46000 Center Oak Plaza,
Building X, Sterling, VA 20166 (“Neustar”) and CTIA – The Wireless Association (“CTIA”), a District of Columbia non-profit corporation, located at 1400 16th Street, NW, Suite 600, Washington, DC 20036 
 WHEREAS, Neustar and CTIA now desire to amend certain terms of the Common Short Code License Agreement (“License Agreement”) to allow certain qualified Charitable Organizations to participate in
a new discount program. 
 NOW, THEREFORE, in consideration of the mutual covenants contained herein and other good and valuable
consideration, receipt of which is hereby acknowledged, the parties agree as follows: 
  

	I.	 Terms used in this
3rd Amendment and not otherwise defined shall have the
same meaning set forth in the License Agreement. 

  

	II.	CSCA Version 3.5 

  

	 	A.	Neustar shall, either itself, or in conjunction with other third parties, implement CSCA version 3.5 which shall include the additional features and functionality set
forth in the Attachment 1 (“CSCA 3.5”). 

  

	 	B.	For purposes of the License Agreement, the features and functionalities set forth in CSCA 3.5 shall be considered “Enhancements” as defined in
Section 1.22 of the License Agreement. Therefore, the CSC 3.5 functionality shall be considered “Registry IP” and owned exclusively by the Registry pursuant to Section 7.3 of the License Agreement. 

 

	 	C.	Notwithstanding the above, for the purposes of the License Agreement, the “look and feel” of any Enhancements along with any CSCA Data associated or related
to CSCA 3.5 shall be considered “CSC Enhancements” as defined in Section 1.17 of the License Agreement. Therefore, the CSC Enhancements, which include the “look and feel” of CSCA 3.5 and any related CSC Data generated by
such functionality shall be considered CSC Registry Rights and owned exclusively by CTIA, on behalf of all Participating Carriers, pursuant to Section 7.1 of the License Agreement. 

 

	III.	Timeline / Milestones. The dates set forth herein are dependent on implementing only the features and functionality set forth in Attachment 1. In the event of
any changes to the features and functionality from those set forth in Attachment 1, the Parties shall negotiate a new Statement of Work which shall set forth a new later date for acceptance review and delivery. 

 

	IV.	Fees. 

  

	 	A.	 In accordance with Article 9 of the License Agreement, all services to be performed under this
3rd Amendment are intended to be on a time and materials
basis at the blended rate listed in Exhibit A of the License Agreement, unless agreed otherwise in writing as fixed costs. 

  
 3rd Amendment 
 July 2011 
 Page 1 of 7 

	 	B.	Notwithstanding the above, Registry has agreed to perform the work contemplated hereunder for a fixed price of $25,000 (“Fixed Fee”). This will include
development, quality Assurance, and deployment. There are additional fees associated with the manual validation of accounts designating themselves as charitable organizations which Neustar will not charge for in 2011. The validation process will
consist of checking one of two accreditation sources, specifically Better Business Bureau Wise Giving Alliance and Charity Navigator, as defined by CTIA. Registry agrees that new accreditation sources may be added, subject to the requirement that
Registrant will choose, and Registry will validate against, only one accreditation source. Neustar and CTIA shall evaluate the results of the program no later than December 1, 2011 and if both parties agree to continue the manual validation a
mutually agreed to rate going forward will be negotiated. If an acceptable rate cannot be negotiated, CTIA may elect to have the validation performed externally. 

 

	 	C.	 Upon the execution of this 3rd Amendment, Registry shall invoice CTIA for half (50%) of the Fixed Fee. Upon completion by Registry and
acceptance by CTIA of the features and functionality set forth in Attachment 1, Registry shall invoice CTIA for the balance of the Fixed Fee. CTIA shall pay to Registry all fees by no later than thirty (30) days following the date on an
invoice. Unless subject to a good faith dispute, and then only if CTIA provides Registry with notice of the nature of the dispute prior to the due date, any amounts not paid when due shall be assessed interest at a monthly rate equal to one and one
half percent (1.5%) or the maximum rate allowed by law, whichever is less, from the date the payment was due. 

  

	V.	 Termination of this SOW. In the event that either Party materially breaches this 3rd Amendment, and such breach remains uncured for a period of thirty (30) days, the non-breaching Party may
terminate this 3rd Amendment; provided however, that a
material breach under this 3rd Amendment shall not constitute a material breach of the License Agreement. 

  

	VI.	 Except as specifically modified by this 3rd Amendment, the terms and conditions of the License Agreement shall remain in full force and effect.

 IN WITNESS WHEREOF, the parties have caused this 3rd Amendment to be duly executed as of the date first written above.

  

											
	NEUSTAR, INC	 		 	   CTIA	 	
						
	 By:
	 	 /s/ Bradley Smith
	 		 	By:	 	 /s/ Michael Altschul
	 	
		 	 Name: Bradley Smith
 Title: VP and Corporate Controller
 Date: July 18, 2011
	 		 		 	 Name: Michael Altschul
 Title: Senior Vice President, General Counsel
 Date:
July 18, 2011
	 	

  
 3rd Amendment 
 Page 2 of 7 

 ATTACHMENT I  

 

	1.	SCOPE 

 The following table outlines the
requirements which have been jointly reviewed and agreed to by CTIA and Neustar. 
  

					
	 ILLEGIBLE
	  	 ILLEGIBLE
	  	 ILLEGIBLE

	 Q-1
	  	The Registry shall provide a mechanism to identify a Registrant account as eligible for the program.	  	NOTE: This requirement will handle Charitable organizations which get the discount on all their orders.
			
	 Q-1.1
	  	On the Account Creation screen and the Update Account screen, the Registry shall provide a method (i.e. checkbox) so that a Registrant can declare as a Charitable
Organization.	  	
			
	 Q-1.1.1
	  	The confirmation page following the Account Create screen and the resulting welcome email sent to the registrant shall contain a message regarding the Charitable Organization
program. The message shall be highlighted in red on the confirmation page.	  	
			
	 Q-1.1.2
	  	The Account Creation and Update Account screen shall require the user to select the Accreditation Listing (BBB-WGA or Charity Navigator). Additional accreditation source listings
may be added as needed. The screen shall have fields to allow the user to optionally enter additional information to assist Neustar personnel in reviewing the request. The Terms and Conditions of the program shall be displayed and the user is
required to indicate acceptance.	  	NOTE: The user shall not be allowed to change the values in these fields after the Neustar personnel review is completed and the account is approved. The user shall be allowed to
change the values if the account is rejected and the user selects to declare again with updated information.
			
	 Q-1.1.3
	  	If the user selects a role type of Aggregator on the Account Create screen then they shall not be allowed to declare as a Charitable Organization entity on the Account Create screen
or Update Account screen.	  	
			
	 Q-1.2
	  	The Registry shall provide a mechanism to allow Neustar personnel to review new or updated accounts declaring as eligible for the program and be able to	  	NOTE: The Neustar personnel review screen shall display the company name and applicant contact fields. Also the
fields

  
 3rd Amendment 
 Page 3 of 7 

					
		  	approve/reject. The system shall send an email to Neustar personnel when an account is pending review. Upon approval, the account shall be eligible for the program. The system shall
send an email to the applicant upon approval/rejection. The rejection email shall contain the Neustar personnel entered comments.	  	collected in Q-1.1.2 shall also be displayed for review.
			
	 Q-1.2.1
	  	If the Account is rejected per the Charitable Organization program the system shall reject any NEW orders submitted by the account under the program. A message shall be included in
the registry comments section within the order.	  	NOTE: If the applicant wants to resubmit the order (which would then show the regular pricing on the order purchase summary screen) they have that option. If they don’t
resubmit, then the system shall cancel the order in 14 days. This would follow the normal cancellation process.
			
	 Q-1.3
	  	The Registry shall apply the discount to a NEW order submitted by an approved or pending eligible account.	  	
			
	 Q-1.4
	  	The Registry shall apply the discount to a RENEW order submitted by an approved eligible account if the original NEW order received the discount.	  	NOTE: Renewals will only get the discount if the original NEW order received the discount.
			
	 Q-2
	  	The Registry shall allow CSC’s to be signed up for both this program and other applicable promotions (i.e. term extension, 10% off, etc) offered to other
registrants.	  	
			
	 Q-3
	  	The Registry shall designate the range of CSCs from 800000 to 809999 for use by Charitable Organizations.	  	
			
	 Q-3.1
	  	The newly introduced range above shall support Random and Select codes pricing for the Charitable Organization discount.	  	
			
	 Q-3.2
	  	Easy to remember logic shall apply to this newly introduced range of codes.	  	
			
	 Q-3.3
	  	The codes in this range that are currently being used will be excluded from the Charitable Organization program.	  	 Codes currently in use are

801411
 806123

806411
 806806

808080

808888

  
 3rd Amendment 
 Page 4 of 7 

					
	 ILLEGIBLE
	  	 ILLEGIBLE
	  	 ILLEGIBLE

	 B-1
	  	The Registry shall provide a 60% discount to current rates for an eligible order for a code within the designated range.	  	
			
	 B-2
	  	The Registry shall provide the 60% discount for an auto-RENEW order if the prior NEW order received the discount.	  	
			
	 B-3
	  	The Registry shall display the 60% discount on invoices, etc. as the normal rate. It will not be displayed as a credit, promotion, etc.	  	
			
	 B-4
	  	Charitable Organizations may lease codes outside the designated range, however no discounts will apply.	  	
			
	 ILLEGIBLE
	  	 ILLEGIBLE
	  	 ILLEGIBLE

	 A-1
	  	The Registry shall allow Customer Support personnel to mark an order as eligible for the program when they are approving the order for payment	  	NOTE: In this case, the invoice sent to the applicant will have the lower price. Obviously the order summary they received when submitting the order would have been at the
regular price since the order wasn’t marked for the program at the time.
			
	 A-2
	  	The Registry shall not change or remove the discount if a CSC is transferred from an eligible charitable account to any other Registrant account, regardless of whether the receiving
account is eligible for the charitable account.	  	NOTE: It is required that CSCs for Charitable Organization purposes will not be repurposed for other means. Therefore, Customer Support shall be responsible for verifying that
the receiving account continues to use the CSC for the same Charitable Organization purpose. If it is determined that the CSC is no longer eligible for the discount, then manual data changes will be made in the database via a ticket to Registry
Support.
			
	 A-3
	  	The Registry shall not change or remove the discount if the CSC Content Provider is modified by Customer Support.	  	NOTE: Since it is required that CSCs for Charitable Organization purposes not be repurposed for other means, changing the CSC. Content Provider for such a CSC will be very rare.
Therefore, Customer Support shall be responsible for verifying that the new CSC content provider is a

  
 3rd Amendment 
 Page 5 of 7 

					
		  		  	Charitable organization. If it is determined that the CSC is no longer eligible for the discount, then manual data changes will be made in the database via a ticket to
Registry Support.
			
	 A-4
	  	While the Account is pending review per the charitable organization program the system shall not display any NEW orders submitted by the account in the Customer Support order
review list. Upon approval of the account, the orders shall appear in the work list and be available to review.	  	
			
	 ILLEGIBLE
	  	 ILLEGIBLE
	  	 ILLEGIBLE

	 D-1
	  	The internal dashboard shall indicate codes leased under this program.	  	
			
	 D-2
	  	The internal dashboard shall indicate which accounts have been marked as eligible Charitable Giving organizations.	  	
			
	 ILLEGIBLE
	  	 ILLEGIBLE
	  	 ILLEGIBLE

	 UI-1
	  	Change “Agency type” to “Accreditation Organization”	  	
			
	 UI-2
	  	 Accreditation Organizations are as follows;
  

•     Better Business Bureau – Wise Giving Alliance

 
 •     Charity
Navigator – 3 or 4 stars
	  	Remove, CFC, United Way, ECFA
			
	 UI-3
	  	Remove or hide Official website	  	
			
	 UI-4
	  	Program Type is Charitable Organizations	  	
			
	 UI-5
	  	Program Description shall read: “This program is available to qualified 501(c)(3) entities that are accredited by either the Better Business Bureau’s Wise Giving Alliance
or the Charity Navigator.”	  	If new accreditation sources are added per Q-l.1.2, the Program Description will be changed to incorporate the new accreditation source.
			
	 UI-6
	  	 Account Message/Confirmation Screen shall read:
  

“This program is available to qualified 501(c)(3) entities that are accredited by either the Better Business Bureau’s Wise Giving Alliance or
the Charity Navigator.” Your request will be reviewed and an email will be sent to you upon completion of the review. You may
	  	If new accreditation sources are added per Q-1,1.2, the Program Description will be changed to incorporate the new accreditation
source.

  
 3rd Amendment 
 Page 6 of 7 

					
		  	 be required to present documentation as proof of your status, in which case you will be contacted by Neustar.”

 
 The words “501(c)(3)” in UI-5 and UI-6 above shall contain a comment box
which shall contain the words “Your organization’s 501(c)(3) status can be confirmed by visiting http://www. irs.gov/app/pub-78/ or by confirming your organization’s status by calling the IRS at
1-877-829-5500.”
	  	
			
	 UI-7
	  	 The copy for accepting the T&Cs shall read:
  

“I have read and accept the Charitable Giving Terms and Conditions.”
	  	
			
	 ILLEGIBLE
	  	 ILLEGIBLE
	  	 ILLEGIBLE

	 E-1
	  	The Acct Creation email copy shall read: “You have declared as being eligible for the Charitable Organization program. This program is available to qualified 501(c)(3)
entities only. Your request will be reviewed and an email will be sent to you upon completion of the review. You may be required to present documentation as proof of your status, in which case you will be contacted by Neustar. Your account will not
be able to lease any new CSCs under the Charitable Organization program prior to the completion of this review.	  	
			
	 E-2
	  	Email notices for account acceptance and rejection shall remain as for Government Program; however they shall reference Charitable Organization instead of Government.	  	

  

	2.	SCHEDULE 

 Development,
testing, and deployment will be completed six weeks from the signing of the SOW. 

  
 3rd Amendment 
 Page 7 of 7

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00195-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00195-of-00352.parquet"}]]