Document:

EX-4.2

 Exhibit 4.2 

CERTIFICATE OF ELIMINATION 
 of

 SERIES A JUNIOR PARTICIPATING PREFERRED STOCK 

of 
 VERSUM MATERIALS, INC. 

(Pursuant to Section 151(g) of the 

General Corporation Law of the State of Delaware) 

Versum Materials, Inc. (hereinafter called the “Company”), a corporation organized and existing under the General Corporation
Law of the State of Delaware (the “DGCL”), does hereby certify as follows: 
 FIRST: Pursuant to the authority
expressly vested in the Board of Directors by the Amended and Restated Certificate of Incorporation of the Company (as amended and restated and as in effect on the date hereof, the “Certificate of Incorporation”), the Board of
Directors of the Company previously adopted resolutions creating and authorizing the following series of preferred stock: 500,000 shares of Series A Junior Participating Preferred Stock (the “Series A Preferred Stock”), subject to
the Certificate of Designations of Series A Junior Participating Preferred Stock as filed with the Secretary of State of the State of Delaware on February 28, 2019 (the “Series A Certificate of Designation”). 

SECOND: None of the authorized shares of the Series A Preferred Stock are outstanding and none will be issued subject to the Series A
Certificate of Designation. 
 THIRD: Pursuant to the authority conferred upon the Board of Directors of the Company pursuant to the
Certificate of Incorporation, the Board of Directors adopted resolutions on April 2, 2019, approving the elimination of the Series A Preferred Stock as set forth herein: 

“RESOLVED FURTHER, that none of the authorized shares of the Series A Preferred Stock are outstanding and none will be
issued subject to the Series A Certificate of Designation; 

 RESOLVED FURTHER, that, at the effective time of the Certificate of
Elimination of Series A Junior Participating Preferred Stock, all matters set forth in the Series A Certificate of Designation shall be eliminated from the Certificate of Incorporation with respect to the Series A Preferred Stock; 

RESOLVED FURTHER, that the Chief Executive Officer, the Chief Financial Officer or General Counsel of the Company be, and each
of them hereby is, authorized and directed to prepare, execute and deliver to the Secretary of State of the State of Delaware the Certificate of Elimination of Series A Junior Participating Preferred Stock as required by the DGCL in order to effect
the cancellation and elimination of the Series A Preferred Stock, and any and all additional documents required to be filed therewith;” 

FOURTH: In accordance with Section 151(g) of the DGCL, the Certificate of Incorporation as effective immediately prior to the
filing of this Certificate of Elimination of Series A Junior Participating Preferred Stock, shall be amended effective on the Effective Time (as defined below in Article FIFTH) to eliminate all references to the Series A Preferred Stock. 

FIFTH: The effective time (the “Effective Time”) of this Certificate of Elimination of Series A Junior Participating
Preferred Stock shall be 11:59 p.m. Eastern Daylight Time on April 2, 2019. 
 [Signature Page Follows] 

 IN WITNESS WHEREOF, this Certificate of Elimination of Series A Junior Participating
Preferred Stock is executed on behalf of the Company by its duly authorized officer this 2nd day of April, 2019. 
  

			
	By:	 	 /s/ Michael W. Valente

		 	Michael W. Valente
		 	Senior Vice President, General Counsel and Secretaryex_139592.htm

Exhibit 10.1

 

Plumas Bank

Salary Continuation Agreement 

Andrew Ryback

2019-1 Benefit Increase Amendment

 

Whereas, Plumas Bank (hereinafter “Employer”) established the Plumas Bank Executive Salary Continuation Agreement originally effective August 23, 2005, with an Amended and Restated Executive Salary Continuation Agreement, effective December 17, 2008 (hereinafter “Agreement”), for Andrew Ryback (hereinafter "Executive"); and

 

WHEREAS, the Employer’s intention is to have the Agreement comply with Internal Revenue Code Section 409A (hereinafter “IRC 409A) and provide certain benefits to the Executive in the form of supplemental retirement deferred compensation payments which shall commence upon the certain events within the Executive’s Agreement; and

 

WHEREAS, the Employer now wishes to amend the Agreement to increase the supplemental retirement deferred compensation annual benefit, which is in line with the desires of the Employer and the associated Employer's Board of Directors as it relates to the benefit provided for within the Agreement; and

 

WHEREAS, Article 15, Amendment, Section 15.10, Amendments, of the Agreement provides the Bank with the authority to amend and modify the Agreement with the consent of the Executive, evidenced through their execution of such amendment.

 

NOW THEREFORE, the Employer, pursuant to the authority within the Agreement and consent of the Executive, does hereby amend the Agreement with this 2019-1 Benefit Increase Amendment in the following manner:

 

1.            Article 1, Terms and Definitions, Section 1.02, Annual Benefit, is hereby deleted in its entirety and revised to read as follows:

 

"1.02 Annual Benefit. The term “Annual Benefit” shall mean an annual sum of one hundred and twenty-five thousand dollars ($125,000) multiplied by the Applicable Percentage (defined below) and then reduced to the extent required: (i) under the other provisions of this Agreement; (ii) by reason of the lawful order of any regulatory agency or body having jurisdiction over the Employer; and (iii) in order for the Employer to properly comply with any and all applicable state and federal laws, including, but limited to, income, employment and disability income tax laws (e.g., FICA, FUTA, SDI). "

 

IN WITNESS WHEREOF, the Bank has executed this Amendment on this the 1st day of April 2019.

 

	Plumas Bank	Executive: Andrew Ryback
	 	 
	
			By: /s/ Richard L. Belstock

				Signature: /s/ Andrew J. Ryback
	 	 
	Title: Chief Financial Officer 	Title:        President and Chief Executive Officer

                 

1ex_139593.htm

Exhibit 10.2

 

Plumas Bank

Supplemental Executive Retirement Agreement

For Richard L. Belstock

2019-1 Benefit Increase Amendment

 

WHEREAS, Plumas Bank (hereinafter “Employer”) established the Plumas Bank Supplemental Executive Retirement Agreement effective April 1, 2016 (hereinafter “Agreement”), for Richard L. Belstock (hereinafter "Executive"); and

 

WHEREAS, the Employer’s intention is to have the Agreement comply with Internal Revenue Code Section 409A (hereinafter “IRC 409A) and provide certain benefits to the Executive in the form of supplemental retirement deferred compensation payments which shall commence upon the certain events within the Executive’s Agreement; and

 

WHEREAS, the Employer now wishes to amend the Agreement to increase the supplemental retirement deferred compensation annual benefit, which is in line with the desires of the Employer and the associated Employer's Board of Directors as it relates to the benefit provided for within the Agreement; and

 

WHEREAS, Article 9, Amendments and Termination, subsection 9.1, Amendments, of the Agreement provides for the modification of the Agreement through the execution of a mutually agreed upon amendment by the Bank and the Executive; and

 

WHEREAS, it is the intent of the Bank and the Executive to amend the Agreement pursuant to the authority granted within Article 9 of the Agreement as evidenced by the Bank’s and the Executive’s execution below.

 

NOW THEREFORE, for good and valuable consideration, the sufficiency of which shall not be questioned, the Bank and Executive do hereby amend the Agreement as follows:

 

1)          Table A, Retirement Benefit, “$54,000 per year” within the column titled Amount of Benefit, is deleted and replaced with the following:

 

“$76,500.00 per year”

 

2)          All other provisions of the Agreement shall remain in full force and in effect as presently written.

 

 

 

 

IN WITNESS WHEREOF, the Bank and the Executive both acknowledge that each has carefully read this First Amendment and has executed an original on the this the 1st day of April 2019, to be immediately effective upon the execution of the Bank and the Executive herein below.

 

Plumas Bank               

 

By: /s/ Andrew J. Ryback                                   

 

Title: President and Chief Executive Officer                  

 

Date: April 1, 2019

 

Executive: Richard L. Belstock               

 

By: /s/ Richard L. Belstock                                   

 

Title: EVP and Chief Financial Officer                  

 

Date: April 1, 2019ex_139594.htm

Exhibit 10.3

 

Plumas Bank

Supplemental Executive Retirement Agreement

For BJ North

2019-1 Benefit Increase Amendment

 

WHEREAS, Plumas Bank (hereinafter “Employer”) established the Plumas Bank Supplemental Executive Retirement Agreement effective April 1, 2016 (hereinafter “Agreement”), for BJ North (hereinafter "Executive"); and

 

WHEREAS, the Employer’s intention is to have the Agreement comply with Internal Revenue Code Section 409A (hereinafter “IRC 409A) and provide certain benefits to the Executive in the form of supplemental retirement deferred compensation payments which shall commence upon the certain events within the Executive’s Agreement; and

 

WHEREAS, the Employer now wishes to amend the Agreement to increase the supplemental retirement deferred compensation annual benefit, which is in line with the desires of the Employer and the associated Employer's Board of Directors as it relates to the benefit provided for within the Agreement; and

 

WHEREAS, Article 9, Amendments and Termination, subsection 9.1, Amendments, of the Agreement provides for the modification of the Agreement through the execution of a mutually agreed upon amendment by the Bank and the Executive; and

 

WHEREAS, it is the intent of the Bank and the Executive to amend the Agreement pursuant to the authority granted within Article 9 of the Agreement as evidenced by the Bank’s and the Executive’s execution below.

 

NOW THEREFORE, for good and valuable consideration, the sufficiency of which shall not be questioned, the Bank and Executive do hereby amend the Agreement as follows:

 

1)          Table A, Retirement Benefit, “$48,000 per year” within the column titled Amount of Benefit, is deleted and replaced with the following:

 

“$70,500.00 per year”

 

2)          All other provisions of the Agreement shall remain in full force and in effect as presently written.

 

 

 

 

IN WITNESS WHEREOF, the Bank and the Executive both acknowledge that each has carefully read this First Amendment and has executed an original on the this the 1st day of April 2019, to be immediately effective upon the execution of the Bank and the Executive herein below.

 

Plumas Bank               

 

By: /s/ Andrew J. Ryback                                   

 

Title: President and Chief Executive Officer                  

 

Date: April 1, 2019

 

Executive: BJ North               

 

By: /s/ BJ North                                   

 

Title: EVP/ Chief Banking Officer                  

 

Date: April 1, 2019

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