Document:

exv10w13

 

Exhibit 10.13

EXECUTION COPY

GLU MOBILE INC.

AMENDED AND RESTATED

VOTING AGREEMENT

          THIS AMENDED AND RESTATED VOTING AGREEMENT (this “Agreement”) is dated for reference as of
March 29, 2006 by and among Glu Mobile Inc., a California corporation formerly known as Sorrent,
Inc. (the “Company”), the persons listed on Exhibit A attached hereto representing as of
the date hereof holders of a majority of the Company’s currently outstanding Common Stock (the
"Existing Shareholders”), the holders of shares of Series A Preferred Stock, Series B Preferred
Stock, Series C Preferred Stock, Series D Preferred Stock and Series D-1 of the Company identified
on Exhibit B attached hereto representing all of the holders of such Series of the
Company’s Preferred Stock (the “Investors”), and the iFone Shareholders (as defined in the Exchange
Agreement (as defined below)) listed on Exhibit C attached hereto under the heading “Former
iFone Shareholders” (the “New Shareholders”) representing the holders of a majority in interest of
the shares of Special Junior Preferred Stock issued pursuant to the Exchange Agreement (as defined
below). The Existing Shareholders and the New Shareholders are collectively referred to herein as
the “Shareholders.” The effectiveness of this Agreement is contingent upon and this Agreement shall
be effective immediately following the Closing (as defined in the Exchange Agreement (as defined
below)).

RECITALS

          WHEREAS, the Company, the Existing Shareholders and the Investors are parties to that certain
Amended and Restated Voting Agreement dated as of July 26, 2005 (the “Original Agreement”).

          WHEREAS, pursuant to that certain Exchange Agreement dated as of March 29, 2006 by and among
the Company, the shareholders of iFone Holdings Limited (“iFone”), a company organized and
registered under the laws of England and Wales with number 3499988 and whose registered office is
at 21 Castle Street, Castlefield, Manchester, M3 4SW (collectively, the “iFone Shareholders”) and
David Bates, acting as the representative of the iFone Shareholders (the “Exchange Agreement”), the
Company will (subject to the terms and conditions of the Exchange Agreement) issue shares of its
Special Junior Preferred Stock to the New Shareholders in exchange for iFone Stock (as defined in
the Exchange Agreement).

          WHEREAS, the Company’s Amended and Restated Articles of Incorporation as filed with the office
of the Secretary of State of the State of California and in effect on the date hereof (the
"Restated Articles”) provides that (a) holders of shares of the Series A Preferred Stock, voting
together as a separate series, shall elect two (2) members of the Board (the “Series A Directors”),
(b) holders of shares of the Series B Preferred Stock, voting together as a separate series, shall
elect one (1) member of the Board (the “Series B Director”), (c) holders of shares of the Series C
Preferred Stock, voting together as a separate series, shall elect one (1) member of the Board (the
"Series C Director”), (d) holders of shares of the Series D Preferred

 

 

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Stock and Series D-1 Preferred Stock, voting together as a separate series, shall elect two
(2) members of the Board (the “Series D/D-1 Directors”), (e) holders of shares of the Special
Junior Preferred Stock, voting together as a separate series, shall elect one (1) member of the
Board (the “Special Junior Preferred Director”), and (f) holders of shares of Common Stock, Series
A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock,
Series D-1 Preferred Stock and Special Junior Preferred Stock (on an as converted to Common Stock
basis), voting together as a single class, shall be entitled to elect the remaining members of the
Board.

          WHEREAS, a condition to the New Shareholders’ and the Company’s obligations under the Exchange
Agreement is the execution and delivery of this Agreement by the Company, Existing Shareholders
holding at least a majority of the shares of capital stock held by all Existing Shareholders,
holders of at least a majority of the shares of the Series A Preferred Stock, holders of at least
662/3% of the shares of the Series B Preferred Stock, holders of at least a majority of the
outstanding shares of the Series C Preferred Stock, holders of at least 72% of the shares of the
Series D Preferred Stock and Series D-1 Preferred Stock, voting together as a single class, and the
New Shareholders for the purpose of setting forth the terms and conditions pursuant to which the
Investors and the Shareholders shall vote their shares of the Company’s voting stock in favor of
certain designees to the Company’s Board of Directors.

          WHEREAS, the Company, the Investors and the Shareholders each desire to facilitate the voting
arrangements set forth in this Agreement, and the exchange of shares pursuant to the Exchange
Agreement, by agreeing to the terms and conditions set forth below.

AGREEMENT

          NOW, THEREFORE, in consideration of the mutual promises and covenants herein, the receipt and
sufficiency of which are hereby acknowledged, the parties hereto agree that the Original Agreement
shall be amended and restated in its entirety as follows and shall be of no further force or
effect:

          1. Election of Directors.

               1.1 Board Representation. At each annual meeting of the shareholders of the Company,
or at any meeting of the shareholders of the Company at which members of the Board of Directors of
the Company are to be elected, or whenever members of the Board of Directors are to be elected by
written consent, the Company hereby agrees to take such actions as are necessary, and each of the
Shareholders and the Investors agree to vote or act with respect to any shares of the capital stock
of the Company, whether now owned or hereafter acquired, over which he, she or it exercises voting
control, so as to fix the number of members of the Board of Directors of the Company at ten (10)
and to elect thereto:

                    (a) in any election of directors of the Company to elect the Series A Directors, (i) one (1)
director nominated by New Enterprise Associates 10, L.P. (“NEA”), which such designee shall
initially be Stewart Alsop, and (ii) one (1) director nominated by Sienna Limited Partnership III,
L.P., which such designee shall initially be Daniel Skaff;

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                    (b) in any election of directors of the Company to elect the Series B Director, one (1)
director nominated by holders of a majority of the voting stock held by JAFCO America Technology
Fund III, LP, JAFCO America Technology Cayman Fund III, LP, JAFCO USIT FUND III, LP, JAFCO America
Technology Affiliates Fund III, LP, Globespan Capital Partners IV, L.P., Globespan Capital Partners
(Cayman), IV, L.P., GCP IV Affiliates Fund, L.P. or JAFCO Globespan USIT IV, L.P. (collectively,
“GlobeSpan”), which such designee shall initially be Barry Schiffman;

                    (c) in any election of directors of the Company to elect the Series C Director, one (1)
director nominated by BAVP, L.P. (the “BAVP Designee”), which such designee shall initially be
Sharon Wienbar;

                    (d) in any election of directors of the Company to elect the Series D/D-1 Directors, (i) one
(1) director nominated by Granite Global Ventures II L.P. (the “Granite Designee”), which such
designee shall initially be Hany Nada and (ii) one (1) director, nominated by TWI Glu Mobile
Holdings Inc. (“Time Warner”) (the “TW Designee”), which such designee shall initially be Andrew
Heller;

                    (e) in any election of directors of the Company to elect the Special Junior Preferred
Director, one (1) director nominated by a majority of the then outstanding Special Junior Preferred
Stock then held by the New Shareholders, which designee shall initially be David Ward, provided
that any successor designee shall be reasonably acceptable to a majority of the persons who are
then members of the Company’s Board of Directors; and

                    (f) in any election of directors of the Company by the holders of shares of Common Stock,
Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred
Stock, Series D-1 Preferred Stock and Special Junior Preferred Stock, voting together as a single
class, one (1) director who is the person then serving as the Chief Executive Officer of the
Company.

               1.2 Appointment of Directors. In the event of the resignation, death, removal or
disqualification of a director selected by any party or parties as provided herein, such party or
parties, as the case may be, shall promptly nominate a new director, and, after written notice of
the nomination has been given by such party or parties, as the case may be, to the other parties,
the Company shall take such actions as are necessary and each Investor and Shareholder shall vote
any shares of capital stock of the Company, whether now owned or hereafter acquired, over which he,
she or it exercises voting control, to elect such nominee to the Board of Directors as set forth
herein.

               1.3 Removal. Any director selected by any party or parties as provided herein may be
removed from the Board of Directors of the Company at any time and from time to time, with or
without cause (subject to the Bylaws of the Company as in effect from time to time and any
requirements of law), in the sole discretion of such party or parties, as the case may be, and
after written notice by such party or parties, as the case may be, to each of the parties hereto of
the new nominee to replace such director, the Company shall take such actions as are necessary and
each Investor and Shareholder shall promptly vote any shares of capital

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stock of the Company, whether now owned or hereafter acquired, over which he, she or it
exercises voting control, to elect such nominee to the Board of Directors.

               1.4 Additional Rights.

                    (a) Board Observer. (i) A representative designated by NEA, who shall initially be C.
Richard Kramlich (the “NEA Observer”), (ii) a representative designated by GlobeSpan who shall
initially be Barry J. Schiffman (the “GlobeSpan Observer”), (iii) a representative designated by
BAVP, L.P. (“BAVP”), who shall initially be Rory O’Driscoll (the “BAVP Observer”) and (iv) a
representative designated by Time Warner, who shall initially be Rachel Lam (the “TW Observer” and
together with the NEA Observer, the GlobeSpan Observer and the BAVP Observer, the “Observers”)
shall have the right, subject to the terms and conditions herein, to attend all meetings of the
Company’s Board of Directors (whether in person, via telephone or otherwise) in a non-voting,
observer capacity and to receive copies of all materials provided to the members of the Board. If
NEA, GlobeSpan, BAVP or Time Warner decide to send an individual(s) other than those identified
above to the Board’s meetings as its representative, the Board shall have the right to approve the
new representative, such approval not to be unreasonably withheld.

                    (b) Committee Membership. (i) The BAVP Designee and (ii) the TW Designee shall each
have the right (but not the obligation) to be a member of any committee of the Company’s Board of
Directors; provided that such committee was not established for the purpose of considering or
acting with respect to a matter in which, with respect to the BAVP Designee, the BAVP Designee or
BAVP, or, with respect to the TW Designee, the TW Designee or Time Warner, as applicable, is
interested.

                    (c) Confidentiality. NEA agrees to cause the NEA Observer, GlobeSpan agrees to cause
the GlobeSpan Observer, BAVP agrees to cause the BAVP Observer and Time Warner agrees to cause the
TW Observer to hold in confidence and trust and to act in a fiduciary manner with respect to all
information and material provided to and learned by the Observers in connection with NEA’s,
GlobeSpan’s, BAVP’s and Time Warner’s rights, respectively, under Section 1.4(a) or in connection
with the Observers’ attendance at any meetings of the Board. The parties hereto understand and
acknowledge that nothing herein is intended to limit the ability of Time Warner or the TW Observer
to use or disclose any information or materials that (i) otherwise are furnished or become
available to them in any other capacity or through any other means (including, without limitation,
pursuant to the Agreement entered into and made as of the date hereof between the Company and Time
Warner (the “Time Warner Agreement”)); (ii) prior to or after the time of disclosure become part of
the public domain, not as a result of any inaction or action of Time Warner or the TW Observer; or
(iii) is approved for release by the Company in writing.

                    (d) Restrictions of Observer Rights. Notwithstanding the provision of Section 1.4(a)
hereof, a majority of the members of the Board shall be entitled to recuse the Observers from
certain confidential “closed sessions” of the Board or any portions of any Board meeting, and to
redact portions of any Board materials delivered to the Observers where and to the extent that such
majority determines in good faith that (i) such recusal is reasonably necessary, in the opinion of
counsel to the Company, to preserve attorney-client

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privilege with respect to a material matter, (ii) the presence of the Observers would
materially inhibit deliberations by the Board or, (iii) there exists, with respect to any
deliberation or Board materials, an actual or potential conflict of interest between NEA,
GlobeSpan, BAVP, Time Warner, or any of its affiliates and the Company.

                    (e) Termination of Board Observer Rights. The rights described in Section 1.4(a) and
Section 1.4(b) herein shall terminate and be of no further force or effect upon the earlier of:
(i) the closing of an initial public offering of the Company’s Common Stock pursuant to a
registration under the Securities Act of 1933, as amended; (ii) the sale of all or substantially
all of the Company’s assets; (iii) upon the closing of any merger or other acquisition involving
the Company in which the Company is not the surviving corporation or in which the shareholders of
the Company immediately prior to such merger or acquisition own less than fifty percent (50%) of
the voting equity securities of the surviving corporation or entity immediately after such merger
or acquisition; (iv) with respect solely to each of Section 1.4(a)(i), Section 1.4(a)(ii), Section
1.4(a)(iii) and Section 1.4(a)(iv), the holders of Series A Preferred Stock, Series B Preferred
Stock, Series C Preferred Stock and Series D Preferred Stock voting together with Series D-1
Preferred Stock, respectively, are no longer entitled to elect directors; or (v) with respect
solely to each of Section 1.4(b)(i) and Section 1.4(b)(ii), the holders of Series C Preferred Stock
and Series D Preferred Stock voting together with Series D-1 Preferred Stock, respectively, are no
longer entitled to elect directors.

          2. Additional Covenants.

               2.1 No Revocation. The voting agreements contained herein are coupled with an
interest and may not be revoked during the term of this Agreement.

               2.2 Change in Number of Directors. The Shareholders and the Investors will not vote
for any amendment or change to the Restated Articles or Bylaws of the Company providing for the
election of more or less than ten (10) directors, or any other amendment or change to the Restated
Articles or Bylaws of the Company inconsistent with the terms of this Agreement.

               2.3 Legends. Each certificate representing shares of the Company’s capital stock held
by the Shareholders or the Investors or any assignee of the Shareholders or the Investors shall
bear the following legend:

“THE SHARES EVIDENCED HEREBY ARE SUBJECT TO A VOTING AGREEMENT BY AND AMONG
THE COMPANY AND CERTAIN SHAREHOLDERS OF THE COMPANY (A COPY OF WHICH MAY BE
OBTAINED FROM THE COMPANY WITHOUT CHARGE UPON WRITTEN REQUEST), AND BY
ACCEPTING ANY INTEREST IN SUCH SHARES THE PERSON ACCEPTING SUCH INTEREST
SHALL BE DEEMED TO AGREE TO AND SHALL BECOME BOUND BY ALL THE PROVISIONS OF
SAID VOTING AGREEMENT.”

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               2.4 Holder(s) of Series D-1 Preferred Stock and Holders of Series D Preferred Stock Will
Vote Together. To the extent either the holder(s) of Series D-1 Preferred Stock or the holders
of Series D Preferred Stock are deemed to be entitled to a separate Series vote under California
Corporations Code Section 903 or otherwise with respect to any matter (except, in the case of the
Series D-1 Preferred Stock, with respect to amending, altering or repealing Article
III(B)(3)(e)(iv) or Article III(B)(5)(a)(v) of the Restated Articles, as such may be amended from
time to time) (a “Required Separate Series Vote”), a preliminary vote shall be taken with respect
to such actions whereby the holders of Series D Preferred Stock and the holders of Series D-1
Preferred Stock shall vote together as a single class (the “Preliminary Vote”). Provided that the
holders of 72% of the outstanding Series D Preferred Stock and Series D-1 Preferred Stock vote in
the same manner (either in favor or against) in the Preliminary Vote, for purposes of the Required
Separate Series Vote, each holder of Series D-1 Preferred Stock and/or Series D Preferred Stock, as
the case may be, agrees to vote all shares held by such holder (or consent pursuant to an action by
written consent of the stockholders) in the same manner in which 72% of the outstanding Series D
Preferred Stock and Series D-1 Preferred Stock voted in the Preliminary Vote.

               2.5 No Impairment. The Company agrees to use its best efforts to ensure that the
rights granted hereunder are effective and that the parties hereto enjoy the benefits thereof.
Such actions include, without limitation, the use of the Company’s best efforts to cause the
nomination and election of the directors as provided above. The Company will not, by any voluntary
action, avoid or seek to avoid the observance or performance of any of the terms to be performed
hereunder by the Company, but will at all times in good faith assist in the carrying out of all of
the provisions of this Agreement and in the taking of all such actions as may be necessary,
appropriate or reasonably requested by the holders of a majority of the outstanding voting capital
stock held by the parties hereto (assuming conversion of all outstanding securities) in order to
protect the rights of the parties hereunder against impairment.

          3. Drag Along Right.

               3.1 Definitions.

                    (a) For purposes of this Section 3, “Company Sale” shall mean the sale, conveyance, or
disposition of all or substantially all of the Company’s property or business, or merger into or
consolidation with, any other entity (other than a wholly-owned subsidiary corporation) or any
transaction or series of related transactions in which either (i) more than fifty percent (50%) of
the voting power of the Company is transferred, or (ii) the shareholders of the Company immediately
prior to such transaction or series of related transactions own less than fifty percent (50%) of
the outstanding voting power of the Company immediately after such transaction or series of related
transactions, excluding any consolidation or merger effected exclusively to change the domicile of
the Company.

                    (b) For purposes of this Section 3, “Qualifying Conditions” shall mean the following:

                         (i) the net proceeds of the Company Sale are to be paid in the same form of consideration to
all shareholders entitled to receive the same;

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                         (ii) such net proceeds or consideration are to be distributed or paid to shareholders of the
Company in accordance with the Restated Articles; and

                         (iii) other than the portion of the net proceeds or consideration placed in escrow (which
shall be shared pro rata among the Company’s shareholders, in proportion to the net proceeds or
consideration received by each shareholder and capped at the amount of net proceeds or
consideration actually received by each shareholder), the shareholders shall have no liability for
indemnification or otherwise to the acquirer of the Company or any other person in connection with
the Company Sale.

                    (c) For purposes of this Section 3, “Requisite Shareholders” shall mean the holders of at
least (i) a majority of the outstanding shares of Common Stock, (ii) a majority of the outstanding
shares of Preferred Stock and (iii) seventy-two percent (72%) of the outstanding shares of Series D
Preferred Stock and Series D-1 Preferred Stock, voting together as a single series.

               3.2 Agreement to Vote in Favor or Tender Shares. If the Requisite Shareholders and at
least a majority of the members of the Company’s Board of Directors approve of a Company Sale in
which all of the Qualifying Conditions are met, the Investors and the Shareholders (the “Holders”)
shall agree to vote (in person, by proxy or by action by written consent, as applicable) all shares
of capital stock of the Company held by each such Holder in favor of such Company Sale and approval
of the terms thereof and in opposition of any and all other proposals that are intended, or could
reasonably be expected, to delay, prevent, impair, interfere with, postpone or adversely affect the
ability of the Company to consummate such Company Sale. If the Company Sale is structured as a (i)
merger, or consolidation of the Company, or a sale of all or substantially all of the Company’s
assets, each Holder shall waive any dissenters’ rights, appraisal rights or similar rights in
connection with such merger, consolidation or asset sale or (ii) sale of the stock of the Company,
each Holder agrees to sell promptly all shares of capital stock of the Company held by such Holder
or under the Holder’s control (or in the event that the Requisite Shareholders are selling fewer
than all of their shares of the capital stock of the Company, shares in the same proportion as the
Requisite Shareholders are selling) to the person to whom the Requisite Shareholders propose to
sell their shares, for the same per-share consideration in accordance with the provisions of the
Restated Articles and on the same terms and conditions as the Requisite Shareholders.

          4. Termination.

               4.1 Termination Events. This Agreement shall terminate and be of no further force or
effect upon the issuance of securities by the Company pursuant to a bona fide, firmly underwritten
public offering of shares of Common Stock, registered under the Securities Act of 1933, as amended,
which triggers an automatic conversion of the Preferred Stock under the Company’s Restated
Articles.

               4.2 Removal of Legend. At any time after the termination of this Agreement in
accordance with Section 4.1, any holder of a stock certificate legended pursuant to Section 2.3 may
surrender such certificate to the Company for removal of the legend, and the Company will duly
reissue a new certificate without the legend.

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          5. Miscellaneous.

               5.1 Successors and Assigns. The terms and conditions of this Agreement shall inure to
the benefit of and be binding upon the respective successors and assigns of the parties. Nothing
in this Agreement, express or implied, is intended to confer upon any party other than the parties
hereto or their respective successors and assigns any rights, remedies, obligations, or liabilities
under or by reason of this Agreement, except as expressly provided in this Agreement.

               5.2 Entire Agreement; Amendments. This Agreement and the documents referred to herein
(including the schedules and exhibits hereto and thereto) constitute the full and entire
understanding and agreement among the parties with regard to the subjects hereof and thereof. This
Agreement and any term hereof may be amended, waived, discharged or terminated by a written
instrument signed by (i) the Company, (ii) Shareholders holding at least a majority of the shares
of capital stock, including shares of capital stock issuable or issued upon exercise of any option,
warrant or other security or right of any kind convertible into or exchangeable for shares of
capital stock, held by all Shareholders collectively, (iii) holders of at least a majority of the
shares of the Series A Preferred Stock, (iv) the holders of at least 662/3% of the shares of the
Series B Preferred Stock, (v) holders of at least a majority of the shares of the Series C
Preferred Stock and (vi) holders of at least 72% of the shares of the Series D Preferred Stock and
Series D-1 Preferred Stock, voting together as a single class. Notwithstanding the foregoing, (a)
the provisions of Section 1.1(a)(i) may be amended and the observance of any term thereof may be
waived (either generally or in a particular instance and either retroactively or prospectively)
only with the written consent of NEA, (c) the provisions of Section 1.1(a)(ii) may be amended and
the observance of any term thereof may be waived (either generally or in a particular instance and
either retroactively or prospectively) only with the written consent of Sienna Limited Partnership
III, L.P., (d) the provisions of Section 1.1(b) may be amended and the observance of any term
thereof may be waived (either generally or in a particular instance and either retroactively or
prospectively) only with the written consent of GlobeSpan, (e) the provisions of Section 1.1(c) may
be amended and the observance of any term thereof may be waived (either generally or in a
particular instance and either retroactively or prospectively) only with the written consent of
BAVP, (f) the provisions of Section 1.1(d)(i) may be amended and the observance of any term thereof
may be waived (either generally or in a particular instance and either retroactively or
prospectively) only with the written consent of Granite Global Ventures II L.P., (g) the provisions
of Section 1.1(e) and Sections 1.2, 1.3, 2.2, 2.5, 3.1, 4 and 5 (only to the extent that such
amendment or waiver affects the New Shareholders in a manner different than the Existing
Shareholders or the Investors) may be amended and the observance of any term thereof may be waived
(either generally or in a particular instance and either retroactively or prospectively) only with
the written consent of the holders of a majority of the then outstanding shares of Special Junior
Preferred Stock held by the New Shareholders, and (h) the provisions of Sections 1.1(d)(ii),
1.4(a)(iv), 1.4(b)(ii), 2.4, 3, 5.2(h) and 5.13 may be amended or terminated and the observance of
any term thereof may be waived (either generally or in a particular instance and either
retroactively or prospectively) only with the written consent of Time Warner. Any amendment or
waiver effected in accordance with this Section 5.2 shall be binding upon the Company, the
Shareholders and the Investors, and each of their respective successors and assigns.

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               5.3 Notices. All notices and other communications required or permitted hereunder
shall be effective upon receipt, shall be in writing and shall be mailed by registered or certified
mail, postage prepaid, or otherwise delivered by facsimile transmission, by hand or by messenger,
addressed:

                    (a) if to an Existing Shareholder or an Investor, to the address or fax number listed after
such Existing Shareholder’s or Investor’s name on Exhibit A or Exhibit B attached
hereto as or at such other address as such Existing Shareholder or Investor shall have furnished to
the Company.

                    (b) if to a New Shareholder, to the address or fax number listed after such New Shareholder’s
name on Exhibit C attached hereto, or at such other address as such New Shareholder shall
have furnished to the Company with a copy (which shall not constitute notice) to:

	 	 	 	 	 
	 

	 	 	 	Wilmer, Cutler, Pickering, Hale and Dorr, LLP
	 

	 	 	 	1117 California Street
	 

	 	 	 	Palo Alto, CA 94304
	 

	 	 	 	Attention: Rod Howard, Esq. and Joseph K. Wyatt, Esq.
	 

	 	 	 	Fax Number: (650) 858-6100
	 
	 	 	 	 
	 

	 	(c)
	 	if to the Company, to:
	 
	 	 	 	 
	 

	 	 	 	Glu Mobile Inc.
	 

	 	 	 	1800 Gateway Drive, Suite 200
	 

	 	 	 	San Mateo, CA 94404
	 

	 	 	 	Attn: President
	 

	 	 	 	Fax: (650) 571-5698

or at such other address as the Company shall have furnished to the Investors, with a copy to:

	 	 	 	 	 
	 

	 	 	 	Fenwick & West LLP
	 

	 	 	 	Silicon Valley Center
	 

	 	 	 	801 California St.
	 

	 	 	 	Mountain View, California 94041
	 

	 	 	 	Attn: Mark Stevens, Esq.
	 

	 	 	 	Fax: (650) 938-5200

               Each such notice or other communication shall for all purposes of this Agreement be treated as
effective or having been given when received if delivered personally or by messenger, if sent by
facsimile, the first business day after the date of confirmation that the facsimile has been
successfully transmitted to the facsimile number for the party notified, or, if sent by mail, at
the earlier of its receipt or seventy-two (72) hours after the same has been deposited in a
regularly maintained receptacle for deposit of United States mail, addressed and mailed as
aforesaid.

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               5.4 Severability. In the event any provision of this Agreement becomes or is declared
by a court of competent jurisdiction to be illegal, unenforceable or void, this Agreement shall
continue in full force and effect, with such provision being replaced with an enforceable provision
closest in intent and economic effect to the severed provision; provided, however, that no such
severability shall be effective if it materially changes the economic benefit of any party to this
Agreement.

               5.5 Governing Law. This Agreement shall be governed in all respects by the laws of
the State of California as such laws are applied to agreements between or among California
residents entered into and to be performed entirely within California.

               5.6 Counterparts. This Agreement may be executed in any number of counterparts, each
of which shall be an original, and all of which together shall constitute one instrument.

               5.7 Titles and Subtitles. The titles and subtitles used in this Agreement are used
for convenience only and are not to be considered in construing or interpreting this Agreement.

               5.8 Specific Performance. The parties hereto hereby declare that it is impossible to
measure in money the damages which will accrue to a party hereto or to their heirs, personal
representatives, or assigns by reason of a failure to perform any of the obligations under this
Agreement and agree that the terms of this Agreement shall be specifically enforceable. If any
party hereto or his heirs, personal representatives, or assigns institutes any action or proceeding
to specifically enforce the provisions hereof, any person against whom such action or proceeding is
brought hereby waives the claim or defense therein that such party or such personal representative
has an adequate remedy at law, and such person shall not offer in any such action or proceeding the
claim or defense that such remedy at law exists.

               5.9 Attorneys’ Fees. If any legal action is necessary to enforce or interpret the
terms of this Agreement, the prevailing party shall be entitled to reasonable attorney’s fees,
costs and necessary disbursements in addition to any other relief to which such party may be
entitled.

               5.10 Aggregation of Stock. For the purpose of determining the availability of any
rights hereunder, any shares of Preferred Stock or Common Stock into which such Preferred Stock is
converted held by entities which control, are controlled by or are under common control with
another entity, shall be aggregated.

               5.11 No Liability for Election of Recommended Directors. Neither the Company, the
Shareholders, the Investors, nor any officer, director, shareholder, partner, employee or agent of
any such party, makes any representation or warranty as to the fitness or competence of the nominee
of any party hereunder to serve on the Company’s Board of Directors by virtue of such party’s
execution of this Agreement or by the act of such party in voting for such nominee pursuant to this
Agreement.

               5.12 Additional Shareholders. The provisions of Section 5.2 notwithstanding, any
person approved by a majority of the Company’s Board of Directors to

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become a party to this Agreement (which approval shall be indicated by the Company’s
countersignature of an Instrument of Adherence (as defined below) executed by such person,
whereupon such Instrument of Adherence shall become a part of this Agreement), (i) that is not
already a party to this Agreement as a “Shareholder,” (ii) that owns, purchases or acquires shares
of Common Stock or the right to purchase shares of Common Stock, and (iii) that executes an
Instrument of Adherence in the form of Exhibit D attached hereto (an “Instrument of
Adherence”), (A) shall become a “Shareholder” party to this Agreement, shall become entitled to all
of the benefits that inure or apply to “Shareholders” under this Agreement, shall become bound by
all of the terms, provisions, restrictions and limitations that apply to “Shareholders” under this
Agreement and shall be treated as a “Shareholder” for all purposes of this Agreement and (B) in the
event such Person owns, purchase or acquires shares of Special Junior Preferred Stock or the right
to purchase shares of Special Junior Preferred Stock, shall become a “New Shareholder” party to
this Agreement, shall become entitled to all of the benefits that inure or apply to “New
Shareholders” under this Agreement, shall become bound by all of the terms, provisions,
restrictions and limitations that apply to “New Shareholders” under this Agreement and shall be
treated as a “New Shareholder” for all purposes of this Agreement. It is hereby understood and
agreed that such person may become a “Shareholder” party, and a “New Shareholder” party, if
applicable, to this Agreement without having to obtain the signature, consent, approval or
permission of any of the parties hereto other than the Company.

               5.13 Acknowledgement Concerning Corporate Opportunities. The parties hereto
acknowledge and agree to the provisions relating to corporate opportunities set forth in Section 3
of the Time Warner Agreement as if those provisions were set forth in full herein.

               5.14 Original Agreement. The Original Agreement and all predecessors thereto are
hereby amended and restated in each of their entireties and each shall be of no further force or
effect.

[SIGNATURE PAGES FOLLOW]

11

 

     IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first above
written.

	 	 	 	 	 	 	 
	 	 	GLU MOBILE INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ L. Gregory Ballard	 	 
	 

	 	 	 	 

L. Gregory Ballard,
	 	 
	 

	 	Its:
	 	President and Chief Executive Officer	 	 
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	     1800 Gateway Drive, Suite 200	 	 
	 

	 	 	 	     San Mateo, CA 94404	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	SHAREHOLDERS:
	 
	 	 	 	 	 	 
	 
	 	/s/ L. Gregory Ballard	 	 
	 	 	 	 	 
	 	 	               L. Gregory Ballard
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	c/o Glu Mobile Inc.	 	 
	 

	 	 	 	1800 Gateway Drive, Suite 200	 	 
	 

	 	 	 	San Mateo, CA 94404	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ L. Gregory
Ballard	 	 
	 	 	 	 	 
	 	 	               L. Gregory Ballard as custodian for Marka Helen Ballard under the
California Uniform Transfers to Minors Act
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	1052 Edgewood Rd.	 	 
	 

	 	 	 	Redwood City, CA 94062	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ L. Gregory Ballard	 	 
	 	 	 	 	 
	 	 	               L. Gregory Ballard as custodian forJohn Gregory Ballard under the
California Uniform Transfers to Minors Act
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	1052 Edgewood Rd.	 	 
	 

	 	 	 	Redwood City, CA 94062	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ Paul Zuzelo	 	 
	 	 	 	 	 
	 	 	               Paul Zuzelo
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	c/o Glu Mobile Inc.	 	 
	 

	 	 	 	1800 Gateway Drive, Suite 200	 	 
	 

	 	 	 	San Mateo, CA 94404	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	SHAREHOLDERS:
	 
	 	 	 	 	 	 
	 	 	 	 	 
	 	 	               Scott Orr
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	969-G Edgewater Blvd., #310	 	 
	 

	 	 	 	Foster City, CA 94404	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	SHAREHOLDERS:
	 
	 	 	 	 	 	 
	 
	 	/s/ Shukri Shammas	 	 
	 	 	 	 	 
	 	 	               Shukri Shammas
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	76 Sloan Street,	 	 
	 

	 	 	 	London SW1X 9SF	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ Kristian Segerstrale	 	 
	 	 	 	 	 
	 	 	               Kristian Segerstrale
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	Flat 74	 	 
	 

	 	 	 	60 Vaux Hall Bridge Rd,	 	 
	 

	 	 	 	London SWIV 2RD	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ Sami Lababidi	 	 
	 	 	 	 	 
	 	 	               Sami Lababidi
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	35 Wynnstay Gardens,	 	 
	 

	 	 	 	London W8 6UT	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ Sebastien Vincent	 	 
	 	 	 	 	 
	 	 	               Sebastien Vincent
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	Top Flat,	 	 
	 

	 	 	 	51 Perham Road,	 	 
	 

	 	 	 	London W14 9SP	 	 

	 	 	 	 	 	 	 
	 	 	Upton Corporation
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	Title:
	 	 

	 	 
	 

	 	 	 	 

	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	c/o JP Morgan
	 	 
	 

	 	 	 	8 Rue de la Confederation,	 	 
	 

	 	 	 	PO Box 516	 	 
	 

	 	 	 	Geneva 1211 Switzerland	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	Amplefuture Limited
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Its:
	 	 

	 	 
	 

	 	Title:
	 	 

	 	 
	 

	 	 	 	 

	 	 

	 	 	 	 	 	 	 
	 
	 	/s/ Tareq Naqib	 	 
	 	 	 	 	 
	 	 	               Tareq Naqib
	 
	 	 	 	 	 	 
	 
	 	/s/ Tommy Chuang	 	 
	 	 	 	 	 
	 	 	               Tommy Chuang
	 
	 	 	 	 	 	 
	 
	 	/s/ Martin Frost	 	 
	 	 	 	 	 
	 	 	               Martin Frost
	 
	 	 	 	 	 	 
	 
	 	/s/ Stephan Ansari	 	 
	 	 	 	 	 
	 	 	               Stephan Ansari
	 
	 	 	 	 	 	 
	 
	 	/s/ Sebastien de Halleux	 	 
	 	 	 	 	 
	 	 	               Sebastien de Halleux
	 
	 	 	 	 	 	 
	 	 	 	 	 
	 	 	               Kim Daniel Arthur
	 
	 	 	 	 	 	 
	 
	 	/s/ Joumana Naqib	 	 
	 	 	 	 	 
	 	 	               Joumana Naqib

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	NEW ENTERPRISE ASSOCIATES 10, L.P.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	NEA Partners 10, L.P.	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Eugene A. Trainor, III	 	 
	 

	 	 	 	 

	 	 
	 

	 	Name:	 	Eugene A. Trainor, III	 	 
	 

	 	 	 	 

	 	 
	 

	 	Its:	 	Administrative General Partner
& Chief Operating Officer	 	 
	 

	 	 	 	 

	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	2490 Sand Hill Road
	 	 
	 

	 	 	 	Menlo Park, CA 94025	 	 
	 

	 	Fax:
	 	(650) 854-9397	 	 

	 	 	 	 	 	 	 
	 	 	NEA VENTURES 2001, L.P.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	NEA Ventures 2001, L.P.	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Pamela J. Clark	 	 
	 

	 	 	 	 

	 	 
	 

	 	Name:	 	Pamela J. Clark	 	 
	 

	 	 	 	 

	 	 
	 

	 	Its:	 	General Partner	 	 
	 

	 	 	 	 

	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	2490 Sand Hill Road
	 	 
	 

	 	 	 	Menlo Park, CA 94025	 	 
	 

	 	Fax:
	 	(650) 854-9397	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	SIENNA LIMITED PARTNERSHIP III, L.P.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	Sienna Associates III, L.L.C.	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Daniel L. Skaff	 	 
	 

	 	 	 	 

Daniel L. Skaff, Managing Member
	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	2330 Marinship Way, Suite 130
	 	 
	 

	 	 	 	Sausalito, CA 94965	 	 
	 

	 	Fax:
	 	(415) 339-2808	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	GRANITE GLOBAL VENTURES II L.P.	 	 
	 
	 	 	 	 	 	 
	 	 	By:	 	Granite Global Ventures II L.L.C., its General Partner
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Hany Nada	 	 
	 

	 	Name:
	 	 

Hany Nada
	 	 
	 

	 	Its:
	 	Managing Director	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	c/o Granite Global Ventures
	 	 
	 

	 	 	 	2494 Sand Hill Road	 	 
	 

	 	 	 	Suite 100	 	 
	 

	 	 	 	Menlo Park, CA 94025	 	 
	 

	 	Fax:
	 	(650) 475-2151	 	 

	 	 	 	 	 	 	 
	 	 	GGV II ENTREPRENEURS FUND L.P.	 	 
	 
	 	 	 	 	 	 
	 	 	By:	 	Granite Global Ventures II L.L.C., its General Partner
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Hany Nada	 	 
	 

	 	Name:
	 	 

Hany Nada
	 	 
	 

	 	Its:
	 	Managing Director	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	c/o Granite Global Ventures
	 	 
	 

	 	 	 	2494 Sand Hill Road	 	 
	 

	 	 	 	Suite 100	 	 
	 

	 	 	 	Menlo Park, CA 94025	 	 
	 

	 	Fax:
	 	(650) 475-2151	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	BAVP, L.P.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	BA Venture Partners VI, LLC	 	 
	 

	 	Its:
	 	General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Rory O’Driscoll	 	 
	 

	 	 	 	 

	 	 
	 

	 	Name:	 	Rory O’Driscoll	 	 
	 

	 	 	 	 

	 	 
	 

	 	Its:	 	Managing Member	 	 
	 

	 	 	 	 

	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	950 Tower Lane, Suite 700
	 	 
	 

	 	 	 	Foster City, CA 94404	 	 
	 

	 	 	 	Attn: Sharon Wienbar	 	 
	 

	 	Fax:
	 	(650) 378-6040	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	JAFCO AMERICA TECHNOLOGY FUND III, LP
	 	 	JAFCO AMERICA TECHNOLOGY CAYMAN FUND III, LP
	 	 	JAFCO USIT FUND III, LP
	 	 	JAFCO AMERICA TECHNOLOGY AFFILIATES FUND III, LP
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Barry J. Schiffman	 	 
	 

	 	 	 	 

Barry J. Schiffman
	 	 
	 

	 	 	 	Managing Member	 	 
	 

	 	 	 	JAV Management Associates III, L.L.C.	 	 
	 

	 	 	 	Its General Partner	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	300 Hamilton Avenue Top Floor
	 	 
	 

	 	 	 	Palo Alto, CA 94301	 	 
	 

	 	 	 	Attn: Barry Schiffman	 	 
	 

	 	Fax:
	 	(650) 328-2818	 	 

	 	 	 	 	 	 	 
	 	 	GLOBESPAN CAPITAL PARTNERS IV, L.P.	 	 
	 	 	GCP IV AFFILIATES FUND, L.P.
	 	 	JAFCO GLOBESPAN USIT IV, L.P.
	 
	 	 	 	 	 	 
	 	 	By:	 	Globespan Management Associates IV, L.P., its sole General Partner
	 	 	By:	 	Globespan Management Associates IV, LLC, its sole General Partner
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Barry J. Schiffman	 	 
	 

	 	 	 	 

Barry J. Schiffman
	 	 
	 

	 	 	 	Member	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	300 Hamilton Avenue Top Floor
	 	 
	 

	 	 	 	Palo Alto, CA 94301	 	 
	 

	 	 	 	Attn: Barry Schiffman	 	 
	 

	 	Fax:
	 	(650) 328-2818	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	GLOBESPAN CAPITAL PARTNERS (CAYMAN) IV, L.P.
	 
	 	 	 	 	 	 
	 	 	By:	 	Globespan Management Associates (Cayman) IV, L.P., its sole General Partner
	 	 	By:	 	Globespan Management Associates IV, LLC, its sole General Partner
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Barry J. Schiffman	 	 
	 

	 	 	 	 

Barry J. Schiffman
	 	 
	 

	 	 	 	Member	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	300 Hamilton Avenue Top Floor
	 	 
	 

	 	 	 	Palo Alto, CA 94301	 	 
	 

	 	 	 	Attn: Barry Schiffman	 	 
	 

	 	Fax:
	 	(650) 328-2818	 	 

	 	 	 	 	 	 	 
	 	 	GLOBESPAN CAPITAL PARTNERS IV GmbH & Co. KG	 	 
	 
	 	 	 	 	 	 
	 	 	By:	 	Globespan Management Associates IV, GmbH
	 

	 	 	 	its General Partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Barry J. Schiffman	 	 
	 

	 	 	 	 

Barry J. Schiffman
	 	 
	 

	 	 	 	Managing Director	 	 

	 	 	 	 	 	 	 
	 

	 	Address:
	 	300 Hamilton Avenue Top Floor
	 	 
	 

	 	 	 	Palo Alto, CA 94301	 	 
	 

	 	 	 	Attn: Barry Schiffman	 	 
	 

	 	Fax:
	 	(650) 328-2818	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	INVESTORS:	 	 
	 
	 	 	 	 	 	 
	 	 	TWI GLU MOBILE HOLDINGS INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Rachel Lam	 	 
	 

	 	 	 	 

Rachel Lam, Vice President
	 	 
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	c/o Time Warner Investments	 	 
	 

	 	 	 	One Time Warner Center	 	 
	 

	 	 	 	New York, NY 10019	 	 
	 

	 	Fax:
	 	(212) 484-7265	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 
	 

	 	INVESTORS:
	 
	 	 
	 
	 	/s/ Amy Francetic
	 

	 	 
	 

	 	Amy Francetic

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 
	 

	 	INVESTORS:
	 
	 	 
	 

	 	Moran Family 2003 Revocable Trust
	 
	 	 
	 
	 	/s/ Richard A. Moran
	 

	 	 
	 

	 	Richard A. Moran, Principal

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 
	 	 	INVESTORS:
	 
	 	 	 	 
	 	 	CLEF, LP
	 
	 	 	 	 
	 

	 	By:
	 	Clef General Partner, LLC
	 

	 	 	 	its General Partner
	 
	 	 	 	 
	 

	 	By:	 	 
	 

	 	 	 	 
	 

	 	 	 	Howard Fischer, sole member

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	PINNACLE VENTURES I-A (Q), L.P.
	 	 	PINNACLE VENTURES I-B, L.P.
	 	 	PINNACLE VENTURES I AFFILIATES, L.P.
	 

	 	By:
	 	Pinnacle Ventures Management I, L.L.C.,
their general partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Name:
	 	 

Robert N. Savoie
	 	 
	 

	 	Title:
	 	Chief Financial Officer	 	 
	 
	 	 	 	 	 	 
	 	 	PINNACLE VENTURES II-B, L.P.
	 	 	PINNACLE VENTURES II-C, L.P.
	 	 	PINNACLE VENTURES II-R, L.P.
	 

	 	By:
	 	Pinnacle Ventures Management II, L.L.C.,
their general partner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	 	 	 
	 

	 	Name:
	 	 

Robert N. Savoie
	 	 
	 

	 	Title:
	 	Chief Financial Officer	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	NEW SHAREHOLDERS	 	 
	 	 	(former iFone Shareholders):	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ Denis Guyennot	 	 
	 	 	 	 	 
	 	 	Denis Guyennot	 	 
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	Les Hauts de Vaugreniers	 	 
	 

	 	 	 	7, Allee du Suquet	 	 
	 

	 	 	 	6270	 	 
	 

	 	 	 	Villeneuve-Loubet	 	 
	 

	 	 	 	France	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ David Ward	 	 
	 	 	 	 	 
	 	 	David Ward	 	 
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	The Old Farm	 	 
	 

	 	 	 	Hill Top Drive	 	 
	 

	 	 	 	Hale, Cheshire	 	 
	 

	 	 	 	WA140JN UK	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ David Bates	 	 
	 	 	 	 	 
	 	 	David Bates	 	 
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	PO Box 5	 	 
	 

	 	 	 	208a Telegraph Road	 	 
	 

	 	 	 	Heswall, Wirral	 	 
	 

	 	 	 	CH60 0FW UK	 	 
	 
	 	 	 	 	 	 
	 
	 	/s/ Morgan
O’Rahilly	 	 
	 	 	 	 	 
	 	 	Morgan O’Rahilly	 	 
	 
	 	 	 	 	 	 
	 

	 	Address:
	 	The Coach House	 	 
	 

	 	 	 	School Lane	 	 
	 

	 	 	 	Woolton, Liverpool	 	 
	 

	 	 	 	L25 7UD UK	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

	 	 	 	 	 	 	 
	 	 	NEW SHAREHOLDERS	 	 
	 	 	(former iFone Shareholders):	 	 
	 
	 	 	 	 	 	 
	 	 	LOLA, A SOCIETE ANONYME MONEGASQUE	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Denis Guyennot	 	 
	 

	 	 	 

	 	 
	 

	 	Name:	 	Denis Guyennot	 	 
	 

	 	 	 

	 	 
	 

	 	Its:	 	President Délegé	 	 
	 

	 	 	 

	 	 
	 

	 	Address:
	 	Palais de la Scala	 	 
	 

	 	 	 	1 Avenue Henry Dunant	 	 
	 

	 	 	 	MC 98000 Monaco	 	 
	 
	 	 	 	 	 	 
	 	 	THE BUCKINGHAM TRUST	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Illegible	 	 
	 

	 	 	 

	 	 
	 

	 	Name:	 	Illegible	 	 
	 

	 	 	 

	 	 
	 

	 	Its:	 	Director of Corporate Trustee	 	 
	 

	 	 	 

	 	 
	 

	 	Address:
	 	Trustees of the Buckingham Trust	 	 
	 

	 	 	 	Marlborough Trust Company Ltd	 	 
	 

	 	 	 	PO Box 19, Farnley House,	 	 
	 

	 	 	 	La Charroterie,	 	 
	 

	 	 	 	St Peter Port, Guernsey GY1 3AJ	 	 
	 

	 	 	 	Channel Islands UK	 	 

SIGNATURE PAGE TO THE AMENDED AND RESTATED VOTING AGREEMENT

 

 

EXHIBIT A

Existing Shareholders

L. GREGORY BALLARD

c/o Glu Mobile Inc.

1800 Gateway Drive, Suite 200

San Mateo, CA 94404

SCOTT ORR

969-G Edgewater Blvd., #310

Foster City, CA 94404

KEITH ORR

PAUL ZUZELO

c/o Glu Mobile Inc.

1800 Gateway Drive, Suite 200

San Mateo, CA 94404

SHUKRI SHAMMAS

76 Sloan Street

London SW1X 9SF

KRISTIAN SEGERSTRALE

Flat 74

60 Vaux Hall Bridge Rd

London SWIV 2RD

SAMI LABABIDI

35 Wynnstay Gardens

London W8 6UT

SEBASTIEN VINCENT

Top Flat

51 Perham Road

London W14 9SP

UPTON CORPORATION

c/o JP Morgan

8 Rue de la Confederation,

PO Box 516

Geneva 1211 Switzerland

A-1

 

EXHIBIT A

Existing Shareholders

(continued)

AMPLEFUTURE LIMITED

Caleraco

1 Regent St.

SW14 4NW

TAREQ NAQIB

Flat 3, 14 Elvaston Place

London SW7 5QF

TOMMY CHUANG

512 Regent Court

29A Wrights Lane

London W8 5SJ

MARTIN FROST

125 Cantebury Road

Morden

Surrey

SM4 6QJ

STEPHAN ANSARI

Flat 12

27 — 29 Collingham Rd

London SWS ONU

KIM DANIEL ARTHUR

Flat 19

46 Penywern Rd

SW5 85X

SEBASTIEN DE HALLEUX

20 Vereker Rd

London W14 9JS

JOUMANA NAQIB

Flat 3, 14 Elvaston Place

London

SW7 SQF

A-2

 

EXHIBIT A

Existing Shareholders

(continued)

DARREN BOLLAND

3 Londie Close

Raunds

North Hamptonshire NN56ST

HAN YONG YEO

2 Surrey

6th Floor

Singapore 30T142

MIKAEL SEGERSTRALE

Hattelmalantie 14B1E

00710 Helsinki

Finland

YING LIN

Top Flat

51 Perham Rd.

London W14 9SP

JOHN OZIMEK

26 St. Peters Court

99 Cephas St.

London E14AE

ROBERT WALKER

15 Thanet House

London CRO 1BH

KENNETH PEDERSEN

6 Glendower Place

Flat 11, South Kensington

SW7 3DP, London

DAVID POTAGES

Flat 5, 85 Holland Road

London W14 8HP

A-3

 

EXHIBIT A

Existing Shareholders

(continued)

XAVIER VINCENT

52 Rue Goni Peri

Appt 21

94200-IURYS/Seine

JORGEN MOLNA

5 Beaconsfield Terrace Road

London

W14 0PP, UK

LORNA ROBINSON

15 Franklin Sq.

Fulman, London

W14 9UU

MICHEL VINCENT

51 Rue de Noche Chonat

7500J Paris

BEN CARTER

28A Notting Hill

Gate, London

WH 3HX

PETHER SORLING

7 Third Avenue

W3 7RT London

CHRIS WHITE

Flat C

168 East Hill

London SW18 SHD

CHRISTOPHE LANCKSWEERT

24 Astwood Mews

South Kensington

London SW74DE

LUCAS GRANGE

85 Holland Road

London W14 8HP

A-4

 

EXHIBIT A

Existing Shareholders

(continued)

MAYRA SAN MARTIN

55 Pimlico Rd

London, England

SWLW 8NE

MICHELLE CHUANG

512 Regent Court

29A Wrights Lane

London W8 SSJ

NIGEL BIRKENSHAW

63e Bedford Road

London

SW4 7RH

PAUL SMITH

54 Grove Park Rd.

Cheswick

London, W435D

SILJE BREVIK

Basement Flat

5 Beaconsfield Terrace Road

London, W14 CPA

L. GREGORY BALLARD AS CUSTODIAN FOR JOHN GREGORY BALLARD

UNDER THE CALIFORNIA UNIFORM TRANSFERS TO MINORS ACT

1052 Edgewood Rd.

Redwood City, CA 94062

L. GREGORY BALLARD AS CUSTODIAN FOR MARKA HELEN BALLARD UNDER

THE CALIFORNIA UNIFORM TRANSFERS TO MINORS ACT

1052 Edgewood Rd.

Redwood City, CA 94062

A-5

 

EXHIBIT B

Investors

NEW ENTERPRISE ASSOCIATES 10, L.P.

2490 Sand Hill Road

Menlo Park, CA 94025

Fax: (650) 854-9397

NEA VENTURES 2001, L.P.

2490 Sand Hill Road

Menlo Park, CA 94025

Fax: (650) 854-9397

SIENNA LIMITED PARTNERSHIP III, L.P.

2330 Marinship Way, Suite 130

Sausalito, CA 94965

Fax: (415) 339-2808

PRESTON GATES & ELLIS INVESTMENT, L.L.C.

925 Fourth Avenue, Suite 2900

Seattle, WA 98104-1158

Fax: (206) 623-7022

SCOTT ORR

969-G Edgewater Blvd., #310

Foster City, CA 94404

WALTER H. SULLIVAN, III

4 Embarcadero Center Suite 1570

San Francisco, CA 94111-5994

Fax: (415) 392-1668

JAMES ALBERA

2860 16th Street

San Francisco, CA 94103

B-1

 

EXHIBIT B

Investors

(continued)

JAFCO AMERICA TECHNOLOGY FUND III, LP

JAFCO AMERICA TECHNOLOGY CAYMAN FUND III, LP

JAFO USIT FUND III, LP

JAFCO AMERICA TECHNOLOGY AFFILIATES FUND III, LP

GLOBESPAN CAPITAL PARTNERS IV, LP

GLOBESPAN CAPITAL PARTNERS (CAYMAN) IV, LP

JAFCO GLOBESPAN USIT IV, LP

GCP IV AFFILIATES FUND, L.P.

GLOBESPAN CAPITAL PARTNERS IV GMBH & CO. KG

300 Hamilton Avenue Top Floor

Palo Alto, CA 94301

Attn: Barry Schiffman

Fax: (650) 328-2818

BAVP, L.P.

950 Tower Lane, Suite 700

Foster City, CA 94404

Attn: Sharon Wienbar

Fax: (650) 378-6040

with a copy (which shall not constitute notice) to

Cooley Godward, LLP

3175 Hanover Street

Palo Alto, CA 94304-1130

Attn: James Fulton, Esq.

Fax: (650) 849-7400

NEW ENTERPRISE ASSOCIATES 10, L.P.

2490 Sand Hill Road

Menlo Park, CA 94025

Attn: Stewart Alsop

Fax: (650) 854-9397

SIENNA LIMITED PARTNERSHIP III, L.P.

2330 Marinship Way, Suite 130

Sausalito, CA 94965

Attn: Daniel Skaff

Fax: (415) 339-2808

B-2

 

EXHIBIT B

Investors

(continued)

GC&H INVESTMENTS, LLC

One Maritime Plaza

20th Floor

San Francisco, CA 94111-3580

Fax: 415-951-3699

GRANITE GLOBAL VENTURES II L.P.

GGV II ENTREPRENEURS FUND L.P.

c/o Granite Global Ventures

2494 Sand Hill Road

Suite 100

Menlo Park, CA 94025

Fax: (650) 475-2151

with a copy (which shall not constitute notice) to

Pillsbury Winthrop Shaw Pittman LLP

2475 Hanover Street

Palo Alto, CA 94304-1114

Attn: Allison Leopold Tilley, Esq.

Fax: (650) 233-4545

TWI GLU MOBILE HOLDINGS INC.

c/o Time Warner Investments

Time Warner Inc.

One Time Warner Center

New York, NY 10019

Attn: Managing Director

Fax: (212) 484-7265

with a copy (which shall not constitute notice) to

Time Warner Legal

One Time Warner Center

New York, NY 10019

Attn: General Counsel

Fax: (212) 484-7167

AMY FRANCETIC

1322 Deerpath Rd.

Lake Forest, IL 60045

B-3

 

EXHIBIT B

Investors

(continued)

MORAN FAMILY 2003 REVOCABLE TRUST

Richard A. Moran, Principal

316 Walnut Street

San Francisco, CA 94118

CLEF, LP

c/o Howard Fischer Associates International

1800 Kennedy Boulevard, 7th Floor

Philadelphia, PA. 19103

PINNACLE VENTURES I-A (Q), L.P.

PINNACLE VENTURES I-B, L.P.

PINNACLE VENTURES I AFFILIATES, L.P.

PINNACLE VENTURES II-B, L.P.

PINNACLE VENTURES II-C, L.P.

PINNACLE VENTURES II-R, L.P.

130 Lytton Avenue, Suite 220

Palo Alto, CA 94301

B-4

 

EXHIBIT C

Former iFone Shareholders

DENIS GUYENNOT

Les Hauts de Vaugreniers

7, Allee du Suquet

6270

Villeneuve-Loubet

France

LOLA, A SOCIETE ANONYME MONEGASQUE

Palais de la Scala

1 Avenue Henry Dunant

MC 98000 Monaco

DAVID WARD

The Old Farm

Hill Top Drive

Hale, Cheshire

WA14 0JN UK

DAVID BATES

PO Box 5

208a Telegraph Road

Heswall, Wirral

CH60 0FW UK

MORGAN O’RAHILLY

The Coach House

School Lane

Woolton, Liverpool

L25 7UD UK

THE BUCKINGHAM TRUST

Trustees of the Buckingham Trust

Marlborough Trust Company Ltd

PO Box 19, Farnley House,

La Charroterie,

St Peter Port, Guernsey GY1 3AJ

Channel Islands UK

C-1

 

EXHIBIT D

Instrument of Adherence

     Reference is made to that certain Amended and Restated Voting Agreement dated as of March 29,
2006, a copy of which is attached hereto (as amended and in effect from time to time, the “Voting
Agreement”), among Glu Mobile Inc., a California corporation formerly known as Sorrent, Inc. (the
“Company”), and certain of its shareholders. Capitalized terms used herein without definition
shall have the respective meanings ascribed thereto in the Voting Agreement.

     The undersigned,                                         , in connection with his/her/its ownership of
                                
shares of the Company’s capital stock, or the right to purchase such shares, (the
“Shares”) hereby agrees that, from and after the date hereof, (i) the undersigned has become a
“Shareholder” party to the Voting Agreement and is entitled to all of the benefits under, and is
subject to all of the obligations, restrictions and limitations set forth in, the Voting Agreement
that are applicable to the “Shareholders,” and (ii) all of such Shares are entitled to all of the
benefits, and are subject to all of the obligations, restrictions, limitations, provisions and
conditions, under the Voting Agreement that are applicable to the shares of Common Stock held or
that may be acquired by the “Shareholders.” This Instrument of Adherence shall take effect and
shall become a part of the Voting Agreement immediately upon execution.

     This Instrument of Adherence shall be binding upon and shall inure to the benefit of the
respective successors, assigns, heirs, executors, administrators and legal representatives of the
Company and the undersigned. This Instrument of Adherence may be executed in any number of
counterparts, each of which when so executed and delivered will be deemed an original, and all of
which together shall constitute one and the same instrument. Notices pursuant to the Voting
Agreement shall be delivered to the undersigned at the address set forth below.

     Executed as of the date set forth below under the domestic substantive laws of the State of
California without giving effect to any choice or conflict of law provision or rule that would
cause the application of the domestic substantive laws of any other state.

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	Signature:	 	 	 	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	Address:	 	 	 	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	Date:	 	 	 	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Accepted:	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	GLU MOBILE INC.	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	 	 	 	 	Date:	 	 
	 

	 	 
	 	 	 	 	 	 
	Name:
	 	 	 	 	 	 	 	 
	Title:exv10w14

 

Exhibit 10.14

	 	 	 	 	 
	 

	 	September 17, 2002
	 	 

Alex Galvagni

2135 Sacramento St., #408

San Francisco, CA 94109

     Re:      Offer of Employment

Dear Alex:

     Sorrent, Inc. (the “Company”) is pleased to offer you a position with the Company as Chief
Technical Officer commencing on September 30, 2002 (the “Start Date”). We are please to find
someone with your vision and commitment to work as an integral part of our team.

     You will be entitled to receive an annual salary of $130,000 (the “Base Salary”) to be paid in
accordance with the Company’s normal payroll procedures. You may also be entitled to receive a
bonus, at the Company’s sole discretion, of up to 30% of your Base Salary (the “Cash Bonus”).
Based upon meeting, among other things, certain employee performance milestones and certain Company
financial milestones (which milestones will be established in advance by the Company) you may
receive 0% – 200% of your bonus amount.

     We will recommend that the Company’s Board of Directors (the “Board”) grant you an option to
purchase up to 200,000 shares of the common stock of the Company at the then current fair market
value, as determined by the Board. Such stock options shall vest over four (4) years, whereby
50,000 stock options shall vest twelve (12) months after the option grant date (which will be no
earlier than the Start Date), with the remaining 150,000 stock options vesting monthly thereafter
at the rate of 1/36 over the course of 36 months. All stock options issued to you shall be
governed by the terms and conditions of the Company’s 2001 Stock Option Plan and Stock Option
Agreement, which agreement will be executed by you and the Company upon Board approval of the grant
of the incentive stock options hereunder.

     As a Company employee, you will also be eligible to receive certain employee benefits, as
modified by the Company from time to time, including medical coverage, to the extent that your
position, tenure, salary, age, health and other qualifications make you eligible to participate,
subject to the rules and regulations applicable thereto.

     Your employment with the Company is for no specified period and constitutes an “AT-WILL”
employment arrangement. As a result, you are free to resign at any time, with or without notice,
for any reason or for no reason. Similarly, the Company is free to conclude its employment
relationship with you at any time, with or without notice and with or without cause.

     For purposes of federal immigration law, you will be required to provide to the Company
documentary evidence of your identity and eligibility for employment in the United States. Such

1

 

documentation must be provided to us within three (3) business days of the Start Date, or our
employment relationship with you may be terminated.

     As a condition of your employment, you will be expected to sign and comply with the Employee
Proprietary Information and Inventions Agreement, a copy of which is attached hereto as Exhibit
A. In addition, you agree that you will not engage in any other employment, occupation,
consulting or other business activity related to the business in which the Company is now involved
or becomes involved during the term of your employment, nor will you engage in any activities that
conflict with your obligations to the Company.

     This letter, along with the Employee Proprietary Information and Information Agreement, sets
forth the terms and conditions of your employment with the Company and supersede any prior
representations or agreements, whether written or oral. This letter may not be modified or amended
except by a written agreement, signed both by an officer of the Company and you.

     To accept the Company’s offer of employment, please sign and date this letter in the space
provided below and return it to me no later than September 30, 2002. Please print a duplicate
original for your records.

     We believe Sorrent, Inc. is poised to achieve great success. We anticipate that you will be a
critical component of that success. We look forward to working with you.

	 	 	 
	 

	 	Sincerely,
	 
	 	 
	 

	 	SORRENT, INC.
	 
	 	 
	 

	 	/s/ Paul Zuzelo                                                                        
        
	 

	 	Paul Zuzelo, COO

ACCEPTED AND AGREED TO

this 23rd day of September, 2002

/s/ Alex Galvagni                                                                

Alex Galvagni

2

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