Document:

EX-4.1

 

Exhibit 4.1

SPECIMEN UNIT CERTIFICATE

	 	 	 
	          NUMBER

	 	UNITS
	U-                     
	 	 

     SEE REVERSE FOR

           CERTAIN

        DEFINITIONS

	 	 	 	 
	 	SEANERGY
MARITIME CORP.

	 	 
	 	 

	 	CUSIP

	 	 	 	 
	 	UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT

EACH TO PURCHASE ONE SHARE OF COMMON STOCK

	 	 

	 	 	 	 	 
	THIS CERTIFIES THAT
	 	 	 	 
	 	 	 
	 
	 	 	 	 
	is the owner of

	 	 	 	Units.
	 

	 	 	 	 

Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common
Stock”), of SEANERGY MARITIME CORP., a Marshall Islands corporation (the “Company”), and one
warrant (the “Warrant”). Each Warrant entitles the holder to purchase one (1) share of Common Stock
for $6.50 per share (subject to adjustment). Each Warrant will become exercisable on the later of
(i) the Company’s completion of a business combination with a target business or (ii)                     
and will expire unless exercised before 5:00 p.m., New York City
Time, on                     ,
 or earlier upon redemption (the “Expiration Date”). The Common Stock and
Warrants comprising the Units represented by this certificate will trade separately on
                    ; provided, however, in no event will the representative of the underwriters allow
separate trading of the Common Stock and Warrants until the Company files an audited balance sheet
reflecting the Company’s receipt of the gross proceeds of the offering. The terms of the Warrants
are governed by a Warrant Agreement, dated as of                      , 2007, between the
Company and [                    ], as Warrant Agent, and are subject to the terms and provisions
contained therein, all of which terms and provisions the holder of this certificate consents to by
acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent
at [                    ], and are available to any Warrant holder on written request and
without cost. This certificate is not valid unless countersigned by the Transfer Agent and
Registrar of the Company.

Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.

	 	 	 	 	 
	By
	 	 	 	 
	 

	 	 
	 	 
	 

	 	Chief Executive Officer
	 	Secretary

 

 

SEANERGY MARITIME CORP.

CORPORATE

SEAL

2006

MARSHALL ISLANDS

 

 

 

SEANERGY MARITIME CORP.

     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

TEN COM — as tenants in common

TEN ENT — as tenants by the entireties

JT TEN — as joint tenants with right of survivorship and not as tenants in common

	 	 	 	 	 
	 

	 	UNIF GIFT MIN
ACT -
	 	                    
Custodian
                                        

  (Cust)                                      
   (Minor)
	 

	 	 	 	under Uniform Gifts to Minors

Act           
            
             
            
              
           

	 

	 	 	 	                                       
 (State)

     Additional Abbreviations may also be used though not in the above list.

     For value
received
                                        
                    , hereby sell, assign and
transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

     IDENTIFYING NUMBER OF ASSIGNEE

	 	 	 
	 
	 	 
	 

	 	 
	 

	 	 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 
 

     
              
              
              
              
               
              
              
               
              
              
              
               
              
     Units

represented by the within Certificate, and do hereby irrevocably constitute and appoint

        
              
               
              
              
              
              
              
              
               
              
              
               
              
  Attorney

to transfer the said Units on the books of the within named Company will full power of
 substitution in the premises.

	 	 	 
	Dated:
	 	 
	 

	 	 

 

 

	 	 	 
	NOTICE:

	 	The signature to this
assignment must correspond with the name as
written upon the face of the
certificate in every particular,
without alteration or enlargement
or any change whatever.

Signature(s) Guaranteed:

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO
S.E.C. RULE 17Ad-15).EX-4.2

 

Exhibit 4.2

SPECIMEN COMMON STOCK CERTIFICATE

	 	 	 	 	 
	NUMBER

	 	 	 	SHARES
	    
             
    C
	 	 	 	 

SEANERGY MARITIME CORP.

INCORPORATED UNDER THE LAWS OF THE REPUBLIC OF THE MARSHALL ISLANDS

COMMON STOCK

	 	 	 
	 

	 	           SEE REVERSE FOR
	THIS CERTIFIES THAT

	 	     CERTAIN DEFINITIONS
	IS THE OWNER OF

	 	CUSIP                                       
 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF

$.0001 EACH OF THE COMMON STOCK OF

SEANERGY MARITIME CORP.

transferable on the books of the Corporation in person or by duly authorized

attorney upon surrender of this certificate properly endorsed. This

certificate is not valid unless countersigned by the Transfer

Agent and registered by the Registrar. Witness the seal of

the Corporation and the facsimile signatures of

its duly authorized officers.

     Dated:

	 	 	 
	 

	 	 
	CHIEF EXECUTIVE OFFICER

	 	SECRETARY

      

      

      

SEANERGY MARITIME CORP.

CORPORATE

SEAL 2006

MARSHALL ISLANDS

 

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

 

 

TEN COM  —  as tenants in common

TEN ENT  —  as tenants by the entireties

JT
TEN  —  as joint tenants with right of survivorship and not as tenants in common

UNIF GIFT MIN ACT -

                    
 Custodian
                                        

(Cust)                                         
(Minor)

under Uniform Gifts to
Minors           

Act
                                        
                    

(State)

Additional Abbreviations may also be used though not in the above list.

SEANERGY MARITIME CORP.

     The Corporation will furnish without charge to each stockholder who so requests the powers,
designations, preferences and relative, participating, optional or other special rights of each
class of stock or series thereof of the Corporation and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the shares represented thereby
are issued and shall be held subject to all the provisions of the Certificate of Incorporation and
all amendments thereto and resolutions of the Board of Directors providing for the issue of shares
of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all
of which the holder of this certificate by acceptance hereof assents.

     For
value received
                                        
, hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

     IDENTIFYING NUMBER OF ASSIGNEE

	 	 	 
	 

	 	 
	 

	 	 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 
 

       
              
               
              
              
               
              
              
              
               
              
              
               
              
   shares

of the capital stock represented by the within Certificate, and do hereby
irrevocably constitute and appoint

       
              
               
              
              
               
              
              
              
               
              
              
               
              
   Attorney

to transfer the said stock on the books of
the within named Company will full power of
substitution in the

     premises.

	 	 	 
	Dated:
	 	 
	 

	 	 

 

 

	 	 	 
	NOTICE:

	 	The signature to this
assignment must correspond with the name as
written upon the face of
the certificate in every
particular, without
alteration or enlargement
or any change whatever.

Signature(s) Guaranteed:

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO
S.E.C. RULE 17Ad-15).

The holder of this certificate shall be entitled to receive funds from the
trust fund only in the event of the Company’s liquidation or if the holder
seeks to convert his respective shares into cash upon a business combination
which he voted against and which is actually completed by the Company. In no
other circumstances shall the holder have any right or interest of any kind in
or to the trust fund.EX-4.3

 

Exhibit
4.3

SPECIMEN WARRANT CERTIFICATE

			
	
	 	 
	NUMBER

                     -
	 	WARRANTS

(SEE REVERSE SIDE FOR LEGEND)

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY TIME, , 2011

SEANERGY MARITIME CORP.

CUSIP

WARRANT

THIS CERTIFIES THAT, for value received

is the registered holder of a Warrant or Warrants expiring                 ,
     
(the “Warrant”) to purchase one fully paid and non-assessable share of Common Stock, par value
$.0001 per share (“Shares”), of SEANERGY MARITIME CORP., a Marshall Islands corporation (the
“Company”), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder
thereof to purchase from the Company, commencing on the later of (i) the Company’s completion of a
business combination with a target business or (ii)                 ,      , such
number of Shares of the Company at the price of $6.50 per share (the “Warrant Price”), upon
surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of
the Warrant Agent, [          ] (such payment to be made by check made payable to
the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant
Agreement between the Company and [          ]. The Warrant Agreement provides that
upon the occurrence of certain events the Warrant Price and the number of Warrant Shares
purchasable hereunder, set forth on the face hereof, may, subject to certain conditions, be
adjusted. The term Warrant Price as used in this Warrant Certificate refers to the price per Share
at which Shares may be purchased at the time the Warrant is exercised.

     No fraction of a Share will be issued upon any exercise of a Warrant. If, upon exercise of a
Warrant, a holder would be entitled to receive a fractional interest in a Share, the Company will,
upon exercise, round up to the nearest whole number the number of shares of common stock to be
issued to the warrant holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder hereof or his assignee a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants.

 

 

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.

     The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

     This Warrant does not entitle the registered holder to any of the rights of a stockholder of
the Company.

     The Company reserves the right to call the Warrant at any time prior to its exercise, with a
notice of call in writing to the holders of record of the Warrant, giving 30 days’ notice of such
call at any time after the Warrant becomes exercisable if the last sale price of the Shares has
been at least $14.25 per share on each of 20 trading days within a 30 trading day period ending on
the third business day prior to the date on which notice of such call is given. The call price of
the Warrants is to be $.01 per Warrant. Any Warrant either not exercised or tendered back to the
Company by the end of the date specified in the notice of call shall be canceled on the books of
the Company and have no further value except for the $.01 call price.

All the covenants and provisions of this Warrant by or for the benefit of the Company or the holder
hereof shall bind and inure to the benefit of their respective successors and assigns.

	 	 	 	 	 
	By
	 	 	 	 
	 
	 	 	 	 
	 

Secretary

	 	 

Chief Executive Officer
	 	 

 

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise                
Warrants represented by this Warrant Certificate, and to purchase the shares of Common Stock
issuable upon the exercise of such Warrants, and requests that Certificates for such shares shall
be issued in the name of

	 	 	 
	 
	(PLEASE TYPE OR PRINT NAME AND ADDRESS)

	 
	 	 
	 
	 
	 	 
	 
	 
	 	 
	 
	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)
	 
	 	 
	 

and, if such number of Warrants shall not be all the Warrants evidenced by
this Warrant Certificate, that a new Warrant Certificate for the balance of
such Warrants be registered in the name of, and delivered to, the Registered
Holder at the address stated below:

	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	(SIGNATURE)
	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	(ADDRESS)	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	 

	 	 	 	(TAX IDENTIFICATION NUMBER)	 	 

 

 

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value
Received,
                                 hereby sell, assign and transfer unto

	 	 	 
	 
	(PLEASE TYPE OR PRINT NAME AND ADDRESS)

	 
	 	 
	 
	 
	 	 
	 
	 
	 	 
	 
	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	and be delivered to
	 	 
	 

	 	 
	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)

	 	 	 
	 

	 	of the Warrants represented by this Warrant Certificate, and hereby
	 
	 	 
	irrevocably constitute and appoint
	 	 
	 

	 	 
	Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the premises.

	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 
	 

	 	 
	 	 	 	 
	 

	 	 	 	(SIGNATURE)
	 	 

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF
THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
EXCHANGE.

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