Document:

exv10w2

Exhibit 10.2

FIRST AMENDMENT AGREEMENT

     This FIRST AMENDMENT AGREEMENT (this “Amendment”) is made as of the 29th day of
January, 2010, among:

     (a) GIBRALTAR INDUSTRIES, INC., a Delaware corporation (“Gibraltar”);

     (b) GIBRALTAR STEEL CORPORATION OF NEW YORK, a New York corporation (“GSNY” and,
together with Gibraltar, collectively, “Borrowers” and, individually, each a “Borrower”);

     (c) the Lenders, as defined in the Credit Agreement, as hereinafter defined;

     (d) KEYBANK NATIONAL ASSOCIATION, as the lead arranger, sole book runner and
administrative agent for the Lenders under the Credit Agreement (“Agent”);

     (e) JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS FINANCING, INC, as co-syndication
agents; and

     (f) HSBC BANK USA, NATIONAL ASSOCIATION and MANUFACTURERS AND TRADERS TRUST COMPANY, as
co-documentation agents.

     WHEREAS, Borrowers, Agent and the Lenders are parties to that certain Credit and Security
Agreement, dated as of July 24, 2009, that provides, among other things, for loans and letters of
credit aggregating Two Hundred Fifty-Eight Million Seven Hundred Thirty Thousand Dollars
($258,730,000), all upon certain terms and conditions (as the same may from time to time be
amended, restated or otherwise modified, the “Credit Agreement”);

     WHEREAS, Borrowers prepaid the Term Loan in full on October 30, 2009;

     WHEREAS, Borrowers, Agent and the Lenders desire to amend the Credit Agreement to modify
certain provisions thereof and add certain provisions thereto;

     WHEREAS, each capitalized term used herein and defined in the Credit Agreement, but not
otherwise defined herein, shall have the meaning given such term in the Credit Agreement; and

     WHEREAS, unless otherwise specifically provided herein, the provisions of the Credit Agreement
revised herein are amended effective as of the date of this Amendment;

     NOW, THEREFORE, in consideration of the premises and of the mutual covenants herein and for
other valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
Borrowers, Agent and the Lenders agree as follows:

 

 

     1. Amendment to Definitions in the Credit Agreement. Section 1.1 of the Credit
Agreement is hereby amended to delete the definition of “Total Commitment Amount” therefrom and to
insert in place thereof the following:

     “Total Commitment Amount” means an amount equal to the Maximum Revolving Amount;
provided that, for the purposes of determining the Total Commitment Amount, Agent may, in
its discretion, calculate the Dollar Equivalent of any Alternate Currency Loan on any
Business Day selected by Agent.

     2. Additions to Definitions in the Credit Agreement. Section 1.1 of the Credit
Agreement is hereby amended to add the following new definitions thereto:

     “Gibraltar Strip Steel” means Gibraltar Strip Steel, Inc., a Delaware corporation.

     “Processed Metal Products Disposition” means the sale by Gibraltar, GSNY and certain
other Credit Parties of certain of their respective assets, that are listed on Exhibit
A hereto, relating to the operation of their “Processed Metal Products” business,
pursuant to the Processed Metal Products Disposition Documents.

     “Processed Metal Products Disposition Date” means the date that the Processed Metal
Products Disposition is consummated, pursuant to the Processed Metal Products Disposition
Documents.

     “Processed Metal Products Disposition Documents” means the documents (other than Loan
Documents), to which Gibraltar, GSNY and certain other Credit Parties, or any of them, are a
signatory, that are executed and delivered in connection with the Processed Metal Products
Disposition, including, but not limited to, the Processed Metal Products Purchase Agreement.

     “Processed Metal Products Purchase Agreement” means an Asset Purchase Agreement, dated
after January 25, 2010, but on or prior to February 28, 2010, among Gibraltar, GSNY, certain
other Credit Parties, and one or more Persons that will purchase the assets in the Processed
Metal Products Disposition.

     3. Addition to Merger and Sale of Asset Covenant Provisions. Section 5.12 of the
Credit Agreement is hereby amended to add the following new subsection (j) at the end thereof:

     (j) if no Default or Event of Default shall have occurred and be continuing or
would result therefrom, Gibraltar, GSNY and one or more other Credit Parties may
consummate the Processed Metal Products Disposition, provided that:

     (i) the gross cash proceeds of the Processed Metal Products Disposition
(prior to any net working capital adjustment set forth in the Processed
Metal Products Purchase Agreement) are no less than Forty-

2

 

Five Million Dollars (45,000,000), less any accounts receivable, up to an
aggregate amount of Twenty-Four Million Dollars ($24,000,000), that are
retained by Borrowers pursuant to the Processed Metal Products Purchase
Agreement; and

     (ii) one hundred percent (100%) of the Net Cash Proceeds from the
Processed Metal Products Disposition shall be applied to the Revolving
Loans, with such payment first to be applied to the outstanding Base Rate
Loans and then to the outstanding Eurodollar Loans.

     4. Amendment to Schedules. The Credit Agreement is hereby amended to delete
Schedule 1 (Commitments of Lenders) therefrom and to insert in place thereof a new
Schedule 1 in the form of Schedule 1 hereto.

     5. Amendment to Schedules After the Processed Metal Products Disposition Date. Upon
the delivery by Borrowers of the updated Schedules to the Credit Agreement pursuant to Section 7
hereof, the Credit Agreement shall be amended to delete Schedule 2 (Guarantors of Payment),
Schedule 4 (Real Property), Schedule 5 (Pledged Securities), Schedule 6.1
(Corporate Existence; Subsidiaries; Foreign Qualification), Schedule 6.9 (Locations),
Schedule 6.17 (Intellectual Property) and Schedule 6.19 (Deposit Accounts)
therefrom and to insert in place thereof, respectively, a new Schedule 2, Schedule
4, Schedule 5, Schedule 6.1, Schedule 6.9, Schedule 6.17 and
Schedule 6.19.

     6. Closing Deliveries. Concurrently with the execution of this Amendment, Borrowers
shall:

     (a) cause each Guarantor of Payment to execute the attached Guarantor Acknowledgement
and Agreement; and

     (b) pay all legal fees and expenses of Agent in connection with this Amendment.

     7. Required Deliveries After the Processed Metal Products Disposition Date. Within
ten days after the Processed Metal Products Disposition Date, Borrower shall deliver to Agent the
following replacement Schedules to the Credit Agreement, in each case to be in form and substance
acceptable to Agent and giving effect to the Processed Metal Products Disposition: Schedule
2 (Guarantors of Payment), Schedule 4 (Real Property), Schedule 5 (Pledged
Securities), Schedule 6.1 (Corporate Existence; Subsidiaries; Foreign Qualification),
Schedule 6.9 (Locations), Schedule 6.17 (Intellectual Property) and Schedule
6.19 (Deposit Accounts).

     8. Representations and Warranties. Borrowers hereby represent and warrant to Agent
and the Lenders that (a) Borrowers have the legal power and authority to execute and deliver this
Amendment; (b) the officers executing this Amendment have been duly authorized to execute and
deliver the same and bind Borrowers with respect to the provisions hereof; (c) the execution and
delivery hereof by Borrowers and the performance and observance by Borrowers of the provisions
hereof do not violate or conflict with the Organizational Documents of

3

 

Borrowers or any law applicable to Borrowers or result in a breach of any provision of or
constitute a default under any other agreement, instrument or document binding upon or enforceable
against Borrowers; (d) no Default or Event of Default exists, nor will any occur immediately after
the execution and delivery of this Amendment or by the performance or observance of any provision
hereof; (e) each of the representations and warranties contained in the Loan Documents is true and
correct in all material respects as of the date hereof as if made on the date hereof, except to the
extent that any such representation or warranty expressly states that it relates to an earlier date
(in which case such representation or warranty is true an correct in all material respects as of
such earlier date); (f) Borrowers are not aware of any claim or offset against, or defense or
counterclaim to, Borrowers’ obligations or liabilities under the Credit Agreement or any Related
Writing; and (g) this Amendment constitutes a valid and binding obligation of Borrowers in every
respect, enforceable in accordance with its terms.

     9. Waiver and Release. Borrowers, by signing below, hereby waive and release Agent
and each of the Lenders, and their respective directors, officers, employees, attorneys, affiliates
and subsidiaries, from any and all claims, offsets, defenses and counterclaims of which Borrowers
are aware, such waiver and release being with full knowledge and understanding of the circumstances
and effect thereof and after having consulted legal counsel with respect thereto.

     10. References to Credit Agreement and Ratification. Each reference that is made in
the Credit Agreement or any other Related Writing shall hereafter be construed as a reference to
the Credit Agreement as amended hereby. Except as herein otherwise specifically provided, all terms
and provisions of the Credit Agreement are confirmed and ratified and shall remain in full force
and effect and be unaffected hereby. This Amendment is a Related Writing.

     11. Counterparts. This Amendment may be executed in any number of counterparts, by
different parties hereto in separate counterparts and by facsimile signature, each of which, when
so executed and delivered, shall be deemed to be an original and all of which taken together shall
constitute but one and the same agreement.

     12. Headings. The headings, captions and arrangements used in this Amendment are for
convenience only and shall not affect the interpretation of this Amendment.

     13. Severability. Any term or provision of this Amendment held by a court of
competent jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder
of this Amendment and the effect thereof shall be confined to the term or provision so held to be
invalid or unenforceable.

     14. Governing Law. The rights and obligations of all parties hereto shall be governed
by the laws of the State of New York, without regard to principles of conflicts of laws.

[Remainder of page intentionally left blank.]

4

 

     JURY TRIAL WAIVER. EACH PARTY HERETO HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING
DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT OR
THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER
THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER
PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PERSON WOULD NOT, IN THE EVENT OF
LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES
HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT AND THE OTHER LOAN DOCUMENTS BY, AMONG OTHER
THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION.

     IN WITNESS WHEREOF, the parties have executed and delivered this Amendment as of the date
first set forth above.

	 	 	 	 	 
	 	GIBRALTAR INDUSTRIES, INC.

 	 
	 	By:  	/s/ Kenneth W. Smith
 	 
	 	 	Name:  	Kenneth W. Smith 	 
	 	 	Title:  	Chief Financial Officer 	 
	 
	 	GIBRALTAR STEEL CORPORATION OF NEW YORK

 	 
	 	By:  	/s/ Kenneth W. Smith
 	 
	 	 	Name:  	Kenneth W. Smith 	 
	 	 	Title:  	Chief Financial Officer 	 
	 
	 	KEYBANK NATIONAL ASSOCIATION,

as Agent and as a Lender

 	 
	 	By:  	/s/ Timothy W. Kenealy
 	 
	 	 	Name:  	Timothy W. Kenealy 	 
	 	 	Title:  	Vice President 	 
	 
	 	MANUFACTURERS AND TRADERS

TRUST COMPANY,

as a Co-Documentation Agent and a Lender

 	 
	 	By:  	/s/ Catharine Ackerson
 	 
	 	 	Name:  	Catharine Ackerson 	 
	 	 	Title:  	Assistant Vice President 	 
	 

Signature Page 1 of 3 to

First Amendment Agreement

 

 

	 	 	 	 	 
	 	JPMORGAN CHASE BANK, N.A.,

as a Co-Syndication Agent and a Lender

 	 
	 	By:  	/s/ Lavca Eisenberg
 	 
	 	 	Name:  	Lavca Eisenberg 	 
	 	 	Title:  	Vice President 	 
	 
	 	BMO CAPITAL MARKETS FINANCING, INC.,

as a Co-Syndication Agent and a Lender

 	 
	 	By:  	/s/ Stephanie J. Slavkin
 	 
	 	 	Name:  	Stephanie J. Slavkin 	 
	 	 	Title:  	Vice President 	 
	 
	 	HARRIS N.A.,

as a Fronting Lender

 	 
	 	By:  	/s/ Stephanie J. Slavkin
 	 
	 	 	Name:  	Stephanie J. Slavkin 	 
	 	 	Title:  	Vice President 	 
	 
	 	HSCB BANK USA, NATIONAL ASSOCIATION,

as a Co-Documentation Agent and a Lender

 	 
	 	By:  	/s/ Edward Chonko
 	 
	 	 	Name:  	Edward Chonko 	 
	 	 	Title:  	Vice President 	 
	 
	 	BANK OF AMERICA, N.A.,

as a Lender

 	 
	 	By:  	/s/ Michael R. Nowicki
 	 
	 	 	Name:  	Michael R. Nowicki 	 
	 	 	Title:  	Senior Vice President 	 
	 
	 	PNC BANK, NATIONAL ASSOCIATION,

as successor to National City Bank,

as a Lender

 	 
	 	By:  	/s/ James F. Stevenson
 	 
	 	 	Name:  	James F. Stevenson 	 
	 	 	Title:  	SR. Vice President 	 
	 

Signature Page 2 of 3 to

First Amendment Agreement

 

 

	 	 	 	 	 
	 	US BANK, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By:  	/s/ David Kopolow
 	 
	 	 	Name:  	David Kopolow 	 
	 	 	Title:  	SVP 	 
	 
	 	RBS CITIZENS, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	CITIBANK, N.A.,

as a Lender

 	 
	 	By:  	/s/ Paul Burroughs
 	 
	 	 	Name:  	Paul Burroughs 	 
	 	 	Title:  	Vice-President 	 
	 
	 	COMERICA BANK,

as a Lender

 	 
	 	By:  	/s/ Scott M. Kowalski
 	 
	 	 	Name:  	Scott M. Kowalski 	 
	 	 	Title:  	Vice President 	 
	 
	 	PNC BANK, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By:  	/s/ James F. Stevenson
 	 
	 	 	Name:  	JAMES F. STEVENSON 	 
	 	 	Title:  	SR. VICE PRESIDENT 	 
	 

Signature Page 3 of 3 to

First Amendment Agreement

 

 

GUARANTOR ACKNOWLEDGMENT AND AGREEMENT

     The undersigned consent and agree to and acknowledge the terms of the foregoing First
Amendment Agreement, dated as of January 29, 2010. The undersigned further agree that the
obligations of the undersigned pursuant to the Guaranty of Payment executed by the undersigned are
hereby ratified and shall remain in full force and effect and be unaffected hereby.

     The undersigned hereby waive and release Agent and the Lenders and their respective directors,
officers, employees, attorneys, affiliates and subsidiaries from any and all claims, offsets,
defenses and counterclaims of any kind or nature, absolute and contingent, of which the undersigned
are aware or should be aware, such waiver and release being with full knowledge and understanding
of the circumstances and effect thereof and after having consulted legal counsel with respect
thereto.

     JURY TRIAL WAIVER. THE UNDERSIGNED, TO THE EXTENT PERMITTED BY LAW, HEREBY WAIVE ANY
RIGHT TO HAVE A JURY PARTICIPATE IN RESOLVING ANY DISPUTE, WHETHER SOUNDING IN CONTRACT, TORT OR
OTHERWISE, AMONG BORROWERS, AGENT, THE LENDERS AND THE UNDERSIGNED, OR ANY THEREOF, ARISING OUT OF,
IN CONNECTION WITH, RELATED TO, OR INCIDENTAL TO THE RELATIONSHIP ESTABLISHED AMONG THEM IN
CONNECTION WITH THIS AMENDMENT OR ANY NOTE OR OTHER INSTRUMENT, DOCUMENT OR AGREEMENT EXECUTED OR
DELIVERED IN CONNECTION HEREWITH OR THE TRANSACTIONS RELATED THERETO.

	 	 	 	 	 	 	 	 	 
	AIR VENT INC.	 	ALABAMA METAL INDUSTRIES

CORPORATION	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer 

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	APPLETON SUPPLY CO., INC.	 	CLEVELAND PICKLING, INC.	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer 

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	CONSTRUCTION METALS, LLC	 	DIAMOND PERFORATED METALS, INC.	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 

Signature Page 1 of 2 to

Acknowledgment and Agreement

 

	 	 	 	 	 	 	 	 	 
	DRAMEX INTERNATIONAL INC	 	FLORENCE CORPORATION	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer

	 	
		Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	FLORENCE CORPORATION OF KANSAS	 	GIBRALTAR INTERNATIONAL, INC.	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith	 	 
	

	 	Title:   Chief Financial Officer 

	 	
	 	Title:   Chief Financial Officer

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	GIBRALTAR STRIP STEEL, INC.	 	K & W METAL FABRICATORS, LLC	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer 

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	NOLL/NORWESCO, LLC	 	SEA SAFE, INC.	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith	 	 
	

	 	Title:   Chief Financial Officer 

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	SOLAR GROUP, INC.	 	SOLAR OF MICHIGAN, INC.	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 
	 
	 	 	 	 	 	 	 	 
	SOUTHEASTERN METALS
MANUFACTURING COMPANY, INC.	 	UNITED STEEL PRODUCTS COMPANY,
INC.	 	 
	 
	 	 	 	 	 	 	 	 
	By:

	 	/s/ Kenneth W. Smith
 

	 	By: 
	 	/s/ Kenneth W. Smith
 

	 	 
	

	 	Name: Kenneth W. Smith 	 		 	Name: Kenneth W. Smith 	 	 
	

	 	Title:   Chief Financial Officer 

	 	
	 	Title:   Chief Financial Officer 

	 	 
	 

	 	 

	 	 
	 	 

	 	 

Signature Page 2 of 2 to

Acknowledgment and Agreement

 

SCHEDULE 1

COMMITMENT OF LENDERS

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	COMMITMENT	 	 	REVOLVING	 	 	 	 	 
	 	 	PERCENTAGE	 	 	CREDIT	 	 	 	 	 
	 	 	FOR REVOLVING	 	 	COMMITMENT	 	 	 	 	 
	REVOLVING LENDERS	 	LENDERS	 	 	AMOUNT	 	 	 	 	 
	KeyBank National Association
	 	 	12.00	%	 	$	24,000,000.00	 	 	 	 	 
	Manufacturers and Traders
Trust Company
	 	 	10.13	%	 	$	20,266666.67	 	 	 	 	 
	JPMorgan Chase Bank, N.A.
	 	 	9.33	%	 	$	18,666,666.67	 	 	 	 	 
	BMO Capital Markets
Financing, Inc. (through
Harris N.A., as a Fronting
Lender)
	 	 	9.33	%	 	$	18,666,666.67	 	 	 	 	 
	HSBC Bank USA, National
Association
	 	 	9.33	%	 	$	18,666,666.67	 	 	 	 	 
	Bank of America, N.A.
(successor by merger to
Fleet National Bank)
	 	 	9.33	%	 	$	18,666,666.67	 	 	 	 	 
	PNC Bank, National
Association
(successor to National City
Bank)
	 	 	9.33	%	 	$	18,666,666.67	 	 	 	 	 
	US Bank, National Association
	 	 	8.80	%	 	$	17,600,000.00	 	 	 	 	 
	RBS Citizens, National
Association
	 	 	6.69	%	 	$	13,333,333.33	 	 	 	 	 
	Citibank, N.A.
	 	 	6.13	%	 	$	12,266,666.65	 	 	 	 	 
	Comerica Bank
	 	 	5.60	%	 	$	11,200,000.00	 	 	 	 	 
	PNC Bank, National
Association
	 	 	4.00	%	 	$	8,000,000.00	 	 	 	 	 
	Maximum Revolving Amount
	 	 	100	%	 	$	200,000,000.00	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 
	 
	Total Commitment Amount
	 	 	 	 	 	 	 	 	 	$	200,000,000	 

S-1

 

SCHEDULE 2

GUARANTORS OF PAYMENT

Air Vent Inc., a Delaware corporation

Alabama Metal Industries Corporation, a Delaware corporation

Appleton Supply Co., Inc., a Delaware corporation

Construction Metals, LLC, a California limited liability company

Diamond Perforated Metals, Inc., a California corporation

Dramex International Inc., a Delaware corporation

Florence Corporation, an Illinois corporation

Florence Corporation of Kansas, a Kansas corporation

Gibraltar International, Inc., a Delaware corporation

Gibraltar Strip Steel, Inc., a Delaware corporation

K & W Metal Fabricators, LLC, a Colorado limited liability company

Noll/Norwesco, LLC, a Delaware limited liability company

Sea Safe, Inc., a Louisiana corporation

Solar Group, Inc., a Delaware corporation

Solar of Michigan, Inc., a Delaware corporation

Southeastern Metals Manufacturing Company, Inc., a Florida corporation

United Steel Products Company, Inc., a Minnesota corporation

 

 

SCHEDULE 4

REAL PROPERTY

The following parcels of real property owned by the Borrowers and/or the Subsidiaries that are
subject to a Deed of Trust as required pursuant to the terms of the Agreement:

	(a)	 	3011 70th Avenue East, Fife Washington 98424
	 
	(b)	 	1320 Performance Drive, Stockton, California 95206
	 
	(c)	 	107 Fellowship Road, Taylorville, Mississippi 39168

 

 

SCHEDULE 5

PLEDGED SECURITIES

	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Gibraltar Steel Corporation of New York
	 	Air Vent Inc.	 	249	 	100%	 	7	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel Corporation of New York
	 	Gibraltar International, Inc.	 	100	 	100%	 	1	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel Corporation of New York
	 	Solar of Michigan, Inc.	 	100	 	100%	 	1	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel Corporation of New York
	 	Southeastern Metals Manufacturing Company, Inc.	 	252,021.7891	 	100%	 	217	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel Corporation of New York
	 	United Steel Products Company, Inc.	 	41,300 shares Class A voting common stock	 	100%	 	170	 	100%
	 
	 	 	 	
348,314 shares of Class B non-voting	 	 	 	 	 	 
	 
	 	 	 	common stock	 	 	 	221	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel Corporation of New York
	 	Gibraltar Strip Steel, Inc.	 	5 shares of Class A	 	100%	 	21	 	100%
	 
	 	 	 	
5 shares of Class B	 	 	 	22	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel Corporation of New York
	 	Renown Specialties Company Ltd.**	 	100 shares	 	100%	 	C-4	 	*
	 
	 	 	 	 	 	 	 	C-5	 	 

 

 

	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Gibraltar Steel Corporation of New York
	 	GSC Flight Services Corp.	 	100 shares	 	100%	 	1	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Alabama Metal Industries Corporation	 	100	 	100%	 	27	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Appleton Supply Co., Inc.	 	1,000	 	100%	 	1	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Dramex International Inc.	 	827,000	 	100%	 	6	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Florence Corporation	 	2,440	 	100%	 	182	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Gibraltar Steel Corporation of New York	 	101	 	100%	 	C-24	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Solar Group, Inc.	 	1,000	 	100%	 	1	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Gibraltar Industries Germany GmbH**	 	€25,000	 	100%	 	None	 	*
	 
	 	 	 	 	 	 	 	 	 	 
	Gibraltar Industries, Inc.
	 	Gibraltar Industries (UK) Limited**	 	1 Ordinary Share	 	100%	 	2	 	*
	 
	 	 	 	 	 	 	 	 	 	 
	Member: Southeastern Metals Manufacturing Company, Inc.
	 	Construction Metals, LLC	 	100%	 	100%	 	None	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Member: Southeastern Metals Manufacturing Company, Inc.
	 	K & W Metal Fabricators, LLC	 	100%	 	100%	 	None	 	100%

 

 

	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Member: Southeastern Metals Manufacturing Company, Inc.
	 	Noll/Norwesco, LLC	 	100%	 	100%	 	1	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Alabama Metal Industries Corporation
	 	Diamond Perforated Metals, Inc.	 	1,000,000	 	100%	 	7	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Alabama Metal Industries Corporation
	 	Sea Safe, Inc.	 	15,008 Common Stock	 	100%	 	56	 	100%
	 
	 	 	 	 	 	 	 	 	 	 
	Alabama Metal Industries Corporation
	 	AMICO Canada, Inc.**	 	1,750,000	 	100%	 	C-1	 	*
	 
	 	 	 	 	 	 	 	 	 	 
	Florence Corporation
	 	Florence Corporation of Kansas	 	2,490	 	100%	 	1	 	100%

 

			
	*	 	100% of non-voting shares and equity interests and 65% of voting shares or equity interest
constitute Pledged Securities
	 
	**	 	Foreign Subsidiaries

 

 

SCHEDULE 6.1

CORPORATE EXISTENCE; SUBSIDIARIES; FOREIGN QUALIFICATIONS

1. The following list identifies the jurisdiction of organization/formation and each jurisdiction
in which any Company is qualified to do business:

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Air Vent Inc.

	 	Delaware
	 	Illinois

Iowa

Massachusetts

Mississippi

Missouri

North Carolina

Texas
	 
	 	 	 	 
	Alabama Metal Industries Corporation

	 	Delaware
	 	Alabama

California

Colorado

Florida

Illinois

Mississippi

Missouri

Ohio

South Carolina

Texas

Utah

Washington
	 
	 	 	 	 
	Appleton Supply Co., Inc.

	 	Delaware
	 	Michigan

Wisconsin

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Construction Metals, LLC

	 	California
	 	Arizona

Colorado

Nevada

Utah

Washington
	 
	 	 	 	 
	Diamond Perforated Metals, Inc.

	 	California
	 	None
	 
	 	 	 	 
	Dramex International Inc.

	 	Delaware
	 	California

Louisiana

Ohio
	 
	 	 	 	 
	Florence Corporation

	 	Illinois
	 	None
	 
	 	 	 	 
	Florence Corporation of Kansas

	 	Kansas
	 	Maryland

Utah
	 
	 	 	 	 
	Gibraltar Industries, Inc.

	 	Delaware
	 	New York
	 
	 	 	 	 
	Gibraltar International, Inc.

	 	Delaware
	 	None
	 
	 	 	 	 
	Gibraltar Steel Corporation of New York

	 	New York
	 	Georgia

Indiana

Michigan

Ohio

Texas
	 
	 	 	 	 
	Gibraltar Strip Steel, Inc.

	 	Delaware
	 	Michigan

New York

Ohio

Texas

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	K & W Metal Fabricators, LLC

	 	Colorado
	 	California

Hawaii

Nebraska

Utah

Washington
	 
	 	 	 	 
	Noll/Norwesco, LLC

	 	Delaware
	 	California

Oregon

Washington
	 
	 	 	 	 
	Sea Safe, Inc.

	 	Louisiana
	 	Illinois

Texas
	 
	 	 	 	 
	Solar Group, Inc.

	 	Delaware
	 	Mississippi

Texas

North Carolina
	 
	 	 	 	 
	Solar of Michigan, Inc.

	 	Delaware
	 	Michigan
	 
	 	 	 	 
	Southeastern Metals Manufacturing Company, Inc.

	 	Florida
	 	New Mexico

Tennessee

Texas
	 
	 	 	 	 
	United Steel Products Company, Inc.

	 	Minnesota
	 	California

Florida

New Jersey

North Carolina

Texas
	 
	 	 	 	 
	GSC Flight Services Corp.*

	 	New York
	 	None

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Renown Specialties Company Ltd.**

	 	Ontario, Canada
	 	Alberta
	 

	 	 	 	British Columbia
	 

	 	 	 	Manitoba
	 

	 	 	 	New Brunswick
	 

	 	 	 	Newfoundland and Labrador
	 

	 	 	 	Nova Scotia
	 

	 	 	 	Prince Edward Island
	 

	 	 	 	Quebec
	 

	 	 	 	Saskatchewan
	 
	 	 	 	 
	Gibraltar Industries Germany GmbH**

	 	Germany
	 	None
	 
	 	 	 	 
	Gibraltar Industries (UK) Limited**

	 	United Kingdom
	 	None
	 
	 	 	 	 
	AMICO Canada, Inc.**

	 	Canada
	 	British Columbia

Ontario

Quebec
	 
	 	 	 	 
	Dramex Expanded Metal Limited**

	 	United Kingdom
	 	None
	 
	 	 	 	 
	Expamet Polska sp.zo.o**

	 	Poland
	 	None
	 
	 	 	 	 
	Sorst Streckmetall GmbH**

	 	Germany
	 	None
	 
	 	 	 	 
	The Expanded Metal Company Limited**

	 	United Kingdom
	 	None

2. The following Subsidiaries are wholly-owned directly by Gibraltar Steel Corporation of New York
which, in turn, is wholly-owned by Gibraltar Industries, Inc.:

Air Vent Inc.

Gibraltar International, Inc.*

Gibraltar Strip Steel, Inc.

GSC Flight Services Corp.*

Renown Specialties Company Ltd.**

Solar of Michigan, Inc.*

 

 

Southeastern Metals Manufacturing Company, Inc.

United Steel Products Company, Inc.

3. The following Subsidiaries are directly and wholly-owned by Gibraltar Industries, Inc.

Gibraltar Steel Corporation of New York

Alabama Metal Industries Corporation

Appleton Supply Co., Inc.

Dramex International Inc.

Gibraltar Industries Germany GmbH**

Gibraltar Industries (UK) Limited**

Florence Corporation

Solar Group, Inc.

4. The following Subsidiaries are wholly-owned directly by Alabama Metal Industries Corporation
which, in turn, is wholly-owned by Gibraltar Industries, Inc.:

AMICO Canada, Inc.**

Diamond Perforated Metals, Inc.

Sea Safe, Inc.

5. The remainder of the Subsidiaries are owned as follows:

	 	 	 	 	 
	Subsidiary	 	Direct Ownership	 	Indirect Ownership
	Construction Metals LLC

	 	Southeastern Metals Manufacturing Company, Inc. – 100%
	 	GSCNY – 100%
	 
	 	 	 	 
	Dramex Expanded Metal Limited**

	 	Gibraltar Industries (UK) Limited** – 100%
	 	GII – 100%
	 
	 	 	 	 
	Expamet Polska sp.zo.o**

	 	The Expanded Metal Company Limited** – 100%
	 	GII – 100%
	 
	 	 	 	 
	Florence Corporation of Kansas

	 	Florence Corporation – 100%
	 	GII – 100%
	 
	 	 	 	 
	K&W Metal Fabricators, LLC

	 	Southeastern Metals Manufacturing Company, Inc. – 100%
	 	GSCNY – 100%
	 
	 	 	 	 
	Noll/Norwesco, LLC

	 	Southeastern Metals Manufacturing Company, Inc. – 100%
	 	GSCNY – 100%
	 
	 	 	 	 
	Sorst Streckmetall GmbH**

	 	Gibraltar Industries Germany GmbH** – 100%
	 	GII – 100%
	 
	 	 	 	 
	The Expanded Metal Company Limited**

	 	Gibraltar Industries (UK) Limited** – 100%
	 	GII – 100%

 

 

 

			
	*	 	Non-Material Subsidiaries
	 
	**	 	Foreign Subsidiaries
	 
	GSCNY= Gibraltar Steel Corporation of New York
	 
	GII = Gibraltar Industries, Inc.

6. The principal place of business and the chief executive office for the Borrowers, each
Subsidiary Guarantor and each Foreign Subsidiary is 3556 Lake Shore Road Buffalo, New York 14219.

 

 

SCHEDULE 6.5

REAL ESTATE OWNED BY THE COMPANIES

See attached.

 

 

SCHEDULE 6.5

Gibraltar Industries, Inc.

Owned Real Property

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	State/	 	 	 	 	 	Owned/	 	 
	Business Unit	 	Use	 	City	 	Country	 	ZIP Code	 	Leased	 	County
	PROCESSED METALS GROUP
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar Strip Steel

	 	Plant & Office
	 	Buffalo
	 	New York
	 	 	14225	 	 	Owned
	 	Erie
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	BUILDING PRODUCTS GROUP
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Air Vent

	 	Plant
	 	Clinton
	 	Iowa
	 	 	52732	 	 	Owned
	 	Clinton
	Air Vent

	 	Plant
	 	Enterprise
	 	Mississippi
	 	 	39330	 	 	Owned
	 	Clarke
	Air Vent

	 	Plant
	 	Lincolnton
	 	North Carolina
	 	 	28092	 	 	Owned
	 	Lincoln
	Air Vent

	 	Plant
	 	Orrick
	 	Missouri
	 	 	64077	 	 	Owned
	 	Ray
	AMICO

	 	Plant & Office
	 	Birmingham
	 	Alabama
	 	 	35208	 	 	Owned
	 	Jefferson
	AMICO

	 	Plant
	 	Birmingham
	 	Alabama
	 	 	35204	 	 	Owned
	 	Jefferson
	AMICO

	 	Plant
	 	Fontana
	 	California
	 	 	92335	 	 	Owned
	 	San Bernardino
	AMICO

	 	Plant
	 	Visalia
	 	California
	 	 	93291	 	 	Owned
	 	Tulare
	AMICO

	 	Plant & Office
	 	Iberville, QC
	 	Canada
	 	 	J2X 4J5	 	 	Owned
	 	N/A
	AMICO

	 	Plant
	 	Lakeland
	 	Florida
	 	 	33801	 	 	Owned
	 	Polk
	AMICO

	 	Plant
	 	Lafayette
	 	Louisiana
	 	 	70508	 	 	Owned
	 	Lafayette
	AMICO

	 	Warehouse
	 	Jackson
	 	Mississippi
	 	 	39209	 	 	Owned
	 	Hinds
	AMICO

	 	Plant & Office
	 	Youngstown
	 	Ohio
	 	 	44512	 	 	Owned
	 	Mahoning
	AMICO

	 	Plant
	 	Dayton
	 	Texas
	 	 	77535	 	 	Owned
	 	Liberty
	AMICO

	 	Plant
	 	Orem
	 	Utah
	 	 	84059	 	 	Owned
	 	Utah
	AMICO

	 	Parking Lot
	 	Orem
	 	Utah
	 	 	84059	 	 	Owned
	 	Utah
	Appleton

	 	Plant & Office
	 	Appleton
	 	Wisconsin
	 	 	54914	 	 	Owned
	 	Outagamie
	Appleton

	 	Warehouse
	 	Appleton
	 	Wisconsin
	 	 	54914	 	 	Owned
	 	Outagamie
	CMI

	 	Warehouse
	 	Stockton
	 	California
	 	 	95206	 	 	Owned
	 	San Joaquin

 

 

Gibraltar Industries, Inc.

Owned Real Property

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	State/	 	 	 	 	 	Owned/	 	 
	Business Unit	 	Use	 	City	 	Country	 	ZIP Code	 	Leased	 	County
	SEMCO

	 	Plant & Office
	 	Fife
	 	Washington
	 	 	98424	 	 	Owned
	 	Pierce
	Florence

	 	Plant & Office
	 	Manhattan
	 	Kansas
	 	 	66503	 	 	Owned
	 	Riley
	Noll/Norwesco

	 	Plant & Office
	 	Stockton
	 	California
	 	 	95206	 	 	Owned
	 	San Joaquin
	Noll/Norwesco

	 	Plant & Office
	 	Portland
	 	Oregon
	 	 	97216	 	 	Owned
	 	Multnomah
	Noll/Norwesco

	 	Plant & Office
	 	Fife
	 	Washington
	 	 	98424	 	 	Owned
	 	Pierce
	SOLAR

	 	Plant & Office
	 	Coopersville
	 	Michigan
	 	 	49404	 	 	Owned
	 	Ottawa
	SOLAR

	 	Plant & Office
	 	Taylorsville
	 	Mississippi
	 	 	39168	 	 	Owned
	 	Smith
	SOLAR

	 	Warehouse
	 	Taylorsville
	 	Mississippi
	 	 	39168	 	 	Owned
	 	Smith
	USP

	 	Plant & Office
	 	Largo
	 	Florida
	 	 	33773	 	 	Owned
	 	Pinellas
	USP

	 	Plant & Office
	 	Montgomery
	 	Minnesota
	 	 	56069	 	 	Owned
	 	Le Sueur

 

 

SCHEDULE 6.9

LOCATIONS

	1.	 	See attached list for locations currently leased and/or owned by a Credit Party, where
inventory is currently located.
	 
	2.	 	The following list provides for third-party locations where inventory is currently held:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature
	Credit Party	 	Name of Third Party	 	Address	 	of Relationship
	Southeastern Metals
Manufacturing
Company, Inc.
(under the assumed
name DOT Metal
Products, Inc.)

	 	PCI Logistics
	 	1755 Federal Rd. 

Houston, TX 77015
	 	Inventory warehouse*
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Pellams Warehouse
	 	917 Parkway

Grand Prarie, TX 75051
	 	Inventory warehouse*
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Custom Mfg. Co.
	 	5501 S Lamar

Dallas, TX 75215
	 	Outside processor*
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Boswell Retardation
Center
	 	P.O. Box 128

Magge, MS 39111
	 	Outside processor*
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Pine Belt Industries
	 	5370 Highway 42

Hattiesburg, MS 39401
	 	Outside processor*
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	You Yih
	 	Taiwan
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Van Am Tool &
Engineering
	 	5025 Easion Road 

St. Joseph, MO 64507
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Bennet Packaging
	 	220 N.W Space Center Rd

Lee’s Summit, MO 64064
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Stemar Industries
	 	116 Kean Street

W Bablyon, NY 11704
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Abco Die Casters
	 	39 Tompkins Rd

Newark, NJ 07114
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature
	Credit Party	 	Name of Third Party	 	Address	 	of Relationship
	Florence Corporation

	 	A&E Custom
Manufacturing
	 	3150 Chrysler Road

Kansas City, KS 66115
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	BMS Logistics
	 	3601 S Leonard Rd 

St. Joseph, MO 64503
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.
(under the assumed
name DOT Metal
Products, Inc.)

	 	Coilplus-Texas
	 	6610 Railway

San Antonio, Texas 78244
	 	Outside processor
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.
(under the assumed
name DOT Metal
Products, Inc.)

	 	PreCoat
	 	16402 Jacinto Port Blvd

Houston, TX 77015
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.
(under the assumed
name DOT Metal
Products, Inc.)

	 	RollCoater
	 	4502 Freedom Way

Weirton, WV 26062
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.
(under the assumed
name DOT Metal
Products, Inc.)

	 	Curtis Steel
	 	6504 Hurst

Houston, TX 77088
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature
	Credit Party	 	Name of Third Party	 	Address	 	of Relationship
	Appleton Supply
Company, Inc

	 	Wismarq
	 	11440 W. Addison Ave 

Franklin Park, IL 60131
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Toll/Pride
	 	Union Corrections

7819 NW 228 Str

Rayford, FL 32026
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	PreCoat
	 	3399 Davey Allison Blvd

Hueytown, AL 35023
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	JM Steel
	 	1050 N Steel Circle

Huger, SC 29450
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Parliament
	 	3031 Westside Blvd

Jacksonville, FL 32209
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Chicago Aluminum
	 	Jupiter Aluminum Corp

1745 165th Str

Hammond, In 46320
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	Marleau Hercules
	 	4333 N. Detroit Ave 

Toledo, OH 43612
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	Monarch Steel
	 	1425 Red Hat Rd

Decatur, AL 35601
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	Ferraloy
	 	1425 Red Hat Rd

Decatur, AL 35601
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	B.L. Downey
	 	2125 Gardner Rd

Broadview, IL 60155
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature
	Credit Party	 	Name of Third Party	 	Address	 	of Relationship
	Alabama Metal
Industries
Corporation

	 	AMTEX Steel
	 	700 Central Ave

University Park, IL 60466
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	AAA Galvanizing
	 	625 Mills Rd

Joilet, IL 60434
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	Alta Metal
Processing
	 	1887 S. 700W.

Salt Lake City, UT 84104
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	Marantha Machine
	 	128 W. Fm 6

Nevada, TX 75173
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal
Industries
Corporation

	 	Hobson Galvanizing
	 	2402 Engineering Rd

Belle Chase, LA 70037
	 	Outside processor*
	 
	 	 	 	 	 	 
	Diamond Perforated
Metals, Inc.

	 	Drexel Supply Co.
	 	10361 E 106 Ave

Henderson, CO 80601
	 	Public warehouse*

 

			
	*	 	An immaterial amount of collateral is maintained at this location. If required by Agent, a
Processor Waiver, in form and substance acceptable to Agent, will be delivered for this location.

3. Each Credit Party’s chief executive office is located at 3556 Lake Shore Road Buffalo, New York
14219.

 

 

SCHEDULE
6.9

Gibraltar Strip Steel Locations

	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 
	Gibraltar Strip Steel
	 	2555 and 2545 Walden Ave.	 	Buffalo	 	New York	 	14225	 	Owned	 
	 
	Storage & Ventilation Locations
	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 
	Air Vent
	 	7700 Harker Drive Suite A	 	Peoria	 	Illinois	 	61615	Leased	*
	Air Vent
	 	418 N. Front Street	 	Orrick	 	Missouri	 	64077	Owned	 
	Air Vent
	 	1710 South 21st Street	 	Clinton	 	Iowa	 	52732	Owned	 
	Air Vent
	 	4117 Pinnacle Point Dr.	 	Dallas	 	Texas	 	75211	Leased	*
	 
	 	 	 	 	 	 	 	 	 	 	 
	SOLAR
	 	107 Fellowship Road	 	Taylorsville	 	Mississippi	 	39168	Owned	 
	SOLAR
	 	203 Fellowship Road	 	Taylorsville	 	Mississippi	 	39168	Owned	 
	 
	Engineered Products Locations
	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 
	USP
	 	2150 KittyHawk Road	 	Livermore	 	Califonia	 	94550	Leased	*
	USP
	 	703 Rogers Drive	 	Montgomery	 	Minnesota	 	56069	Owned	 
	USP
	 	11910 62nd Street, North	 	Largo	 	Florida	 	33773	Owned	 
	USP
	 	130 Mt. Holly Bypass Units 5&6	 	Lumberton	 	New Jersey	 	08048	Leased	****
	USP
	 	3004-B Aldine Bender, RR 1	 	Houston	 	Texas	 	77032	Leased	**
	 
	 	 	 	 	 	 	 	 	 	 	 
	Florence
	 	5935 Corporate Drive	 	Manhattan	 	Kansas	 	66503	(IRB Bond)	 
	Florence
	 	2321 N. Jackson	 	Junction City	 	Kansas	 	66441	Leased	*
	 
	AMICO Locations
	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 
	AMICO
	 	3240 & 3245 Fayette Avenue	 	Birmingham	 	Alabama	 	35208	Owned	 
	AMICO
	 	11093 Beach Avenue	 	Fontana	 	California	 	92335	Owned	 
	AMICO
	 	7300 W. Sunnyview Avenue	 	Visalia	 	California	 	93291	Owned	 
	AMICO
	 	913-915 S. Heald Street	 	Wilmington	 	Delaware	 	19806	Leased	*
	AMICO
	 	1033 Pine Chase Avenue	 	Lakeland	 	Florida	 	33801	Owned	 
	AMICO
	 	1115 E. 5000 North Road	 	Bourbonnais	 	Illinois	 	60914	Leased	*
	AMICO
	 	209 Glaser Drive	 	Lafayette	 	Louisiana	 	70508	Owned	 
	AMICO
	 	1427 Howell Street	 	North Kansas City	 	Missouri	 	64068	Leased	*
	AMICO
	 	8110 Southern Boulevard	 	Youngstown	 	Ohio	 	44512	Owned	 
	AMICO
	 	1520 Roper Mountain Road	 	Greenville	 	South Carolina	 	29615	Leased	*
	AMICO
	 	825 County Road 606	 	Dayton	 	Texas	 	77535	Owned	 
	AMICO
	 	120 North Latham	 	Houston	 	Texas	 	77011	Leased	*
	AMICO
	 	212 North 1330 West Street	 	Orem	 	Utah	 	84059	Owned	 
	AMICO
	 	22153 West Valley Highway	 	Kent	 	Washington	 	98032	Leased	*

1

 

SCHEDULE
6.9

Noll Group Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 	 	 
	CMI
	 	13169-B Slover Avenue	 	Fontana	 	California	 	92337	 	Leased	 	*
	CMI
	 	3011 70th Avenue E.	 	Fife	 	Washington	 	98424	 	Owned	 	 
	CMI
	 	1320 Performance Drive	 	Stockton	 	California	 	95206	 	Owned	 	 
	CMI
	 	985 West 3160 South	 	Salt Lake City	 	Utah	 	84123	 	Leased*	 	 
	 
	 	Central Valley Industrial Park	 	 	 	 	 	 	 	 	 	 	 	 
	CMI
	 	4900 Moline Street	 	Denver	 	Colorado	 	80239	 	Leased from 	 	**
	 
	 	 	 	 	 	 	 	 	 	K & W Metal	 	 
	 
	 	 	 	 	 	 	 	 	 	Fabricators, LLC	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Noll/Norwesco
	 	3011 70th Avenue E.	 	Fife	 	Washington	 	98424	 	Owned	 	 
	Noll/Norwesco
	 	1320 Performance Drive	 	Stockton	 	California	 	95206	 	Owned	 	 
	Noll/Norwesco
	 	38 SE 97th Avenue	 	Portland	 	Oregon	 	97216	 	Owned	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	K & W
	 	13169-B Slover Avenue	 	Fontana	 	California	 	92337	 	Leased	 	**
	K & W (lease is in
	 	4850 & 4900 Moline Street	 	Denver	 	Colorado	 	80239	 	Leased	 	*
	the name of
Gibraltar
Industries, Inc.)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	K & W
	 	320 D Waikamilo Road	 	Honolulu	 	Hawaii	 	96817	 	Leased	 	*
	K & W
	 	985 West 3160 South	 	Salt Lake City	 	Utah	 	 	 	Leased	 	**
	 
	 	Central Valley Industrial Park	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Appleton
	 	1905 West Haskell Street	 	Appleton	 	Wisconsin	 	54914	 	Owned	 	 
	Appleton
	 	927 South Grider Street	 	Appleton	 	Wisconsin	 	54914	 	Owned	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SEMCO
	 	11801 Industry Drive	 	Jacksonville	 	Florida	 	32218	 	Leased	 	*
	SEMCO
	 	10900 NW 97th Street, Suite 104	 	Medley (Miami)	 	Florida	 	33178	 	Leased	 	*
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SEMCO
	 	3004 - B Aldine Bender, RR 1	 	Houston	 	Texas	 	77032	 	Leased	 	*
	SEMCO
	 	18757 Bracken Drive	 	San Antonio	 	Texas	 	78266	 	Leased	 	***

 

			
	*	 	A Landlord’s Waiver has been delivered
	 
	**	 	Location shared with another Credit Party; Landlord’s Waiver has been delivered by the Credit Party on the lease
	 
	***	 	There are two leases for this location and a Landlord’s Waiver has been delivered from each landlord
	 
	****	 	If required by Agent, a Landord’s Waiver, in form and substance acceptable to Agent, will be delivered for this location

2

 

     SCHEDULE 6.17

INTELLECTUAL PROPERTY

          1 See attached list of Copyrights

          2 See attached list of Trademarks

          3 See attached list of Patents

 

 

	 	 	 	 	 	 	 	 	 
	Copyright Claimant	 	Reg. #	 	Date Reg.	 	Title	 	Description
	Air Vent Inc.

	 	TX 131-073
	 	7/24/1978
	 	Principles of Attic Ventilation
	 	24 pgs
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TX 5-186-529
	 	4/30/2000
	 	Olde Towne Collection
	 	2 pgs
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 976-824
	 	11/27/2000
	 	Premium Mailbox Post: The Estate ES200 Black
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 977-296
	 	11/27/2000
	 	Premium Mailbox Post: The Estate Series

ES200 White
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 980-800
	 	12/4/2000
	 	Premium Mailbox: Estate Series E15 Premium
Aluminum Mailbox Post
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 980-912
	 	11/27/2000
	 	Premium Mailbox: Estate Series E15 Black
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 983-179
	 	11/28/2000
	 	Premium Mailbox (Estate Series E15 White)
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	V3412D855
	 	3/13/1998
	 	Centrury Classic 2000 Mailbox & 1 Other

Title (Century Classic 2000 3-D artwork)
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-038-133
	 	3/27/2000
	 	Olde Towne Collection Post Assembly
	 	mailbox support post
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-041-820
	 	3/27/2000
	 	Olde Towne Collection Vertical Mailbox
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-041-830
	 	3/27/2000
	 	Olde Towne Collection Horizontal Mailbox
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VAU 462-933
	 	5/28/1999
	 	Cast Aluminum Horizontal Citibox
	 	technical drawing
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VAU 469-000
	 	5/14/1999
	 	Cast Aluminum Vertical Citibox
	 	technical drawing
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-928-768
	 	4/10/2000
	 	USP Color Chart
	 	n/a
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-944-347
	 	4/7/2000
	 	Steel-Clad prepare for impact
	 	Flyer
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-944-348
	 	4/7/2000
	 	USP
	 	USP new brochure 2000
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-947-684
	 	4/7/2000
	 	USP, the storage rack company : Quality

records storage systems
	 	1 Page
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel Products Company

	 	TXu-947-685
	 	4/7/2000
	 	Storage rack components & systems :

techinical data & information
	 	23 Pages
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-947-789
	 	4/10/2000
	 	Load capacity labels & plaques
	 	1 Page
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-948-115
	 	4/7/2000
	 	Quick-ship program
	 	7 Pages
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-948-116
	 	4/7/2000
	 	USP push-back
	 	2 Pages
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-948-117
	 	4/7/2000
	 	USP versa rack
	 	2 Pages
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-948-118
	 	4/7/2000
	 	USP feature
	 	2 Pages
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-953-977
	 	4/7/2000
	 	Structural steel storage products
	 	Folder
	 
	 	 	 	 	 	 	 	 
	United Steel
Enterprises, Inc.
d.b.a. United Steel
Products Company

	 	TXu-954-949
	 	5/23/2000
	 	Quick-ship program
	 	1 Page
	 
	 	 	 	 	 	 	 	 
	United Steel 

Products Company

	 	TX-2-306-562
	 	4/25/1988
	 	Kant-Sag Idea Book: construction hardware
	 	31 pages
	 
	 	 	 	 	 	 	 	 
	United Steel 

Products Company

	 	TX-3-851-891
	 	7/19/1994
	 	Kant-Sag Truss Connector CAD
	 	Sheets & computer disk
	 
	 	 	 	 	 	 	 	 
	United Steel 

Products Company

	 	TX-4-172-826
	 	12/5/1995
	 	Kant-Sag EWP connector CAD files
	 	Machine-readable work.

 

 

     

Air Vent Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	AV (stylized)

	 	
	 	Registered
	 	12/8/1981
	 	 	1,180,817	 	 	73/258,601
	 	USA
	 	IC 006
	 	Metal roof ventilators
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FILTERVENT

	 	FILTERVENT
	 	Registered
	 	6/5/1990
	 	 	1,599,621	 	 	73/838,041
	 	USA
	 	IC 019
	 	Unitary fabricated roof ridge ventilators without moving parts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FILTERVENT

	 	FILTERVENT
	 	Registered
	 	12/4/2007
	 	 	3,348,074	 	 	78/549,016
	 	USA
	 	IC 019
	 	Non-metallic unitary fabricated roof ridge ventilators without moving parts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	PEAKPERFORMER

(and design)

	 	
	 	Registered
	 	4/24/2007
	 	 	3,234,789	 	 	78/617,180
	 	USA
	 	IC 019
	 	Non-mechanical plastic roof ridge vent for ventilating attics
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SHINGLEVENT

	 	SHINGLEVENT
	 	Registered
	 	6/18/1991
	 	 	1,648,162	 	 	73/834,918
	 	USA
	 	IC 019
	 	Unitary fabricated roof ridge ventilators without moving parts and installation parts sold as a unit
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SOLAR TEK (and design)

	 	
	 	Registered
	 	3/24/1987
	 	 	1,433,735	 	 	73/607,334
	 	USA
	 	IC 011
	 	Automatic foundation ventilator

 

 

     

Air Vent Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	SOLARCOOL (and design)

	 	
	 	Registered
	 	11/1/2005
	 	 	3,011,981	 	 	78/242,018
	 	USA
	 	 	IC 006	 	 	Solar powered roof and attic vent
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TEMP-VENT (and design)

	 	
	 	Registered
	 	1/27/1976
	 	 	1,031,384	 	 	73/049,505
	 	USA
	 	 	IC 011	 	 	Automatic foundation ventilators
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE EDGE

	 	THE EDGE
	 	Registered
	 	11/11/2008
	 	 	3,531,951	 	 	77/239,648
	 	USA
	 	 	IC 019	 	 	Plastic attic roof intake vents for ventilation purposes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VENTURIVENT

	 	VENTURIVENT
	 	Registered
	 	7/3/1990
	 	 	1,604,349	 	 	73/835,541
	 	USA
	 	 	IC 006	 	 	Unitary fabricated roof rigdge ventilators without moving parts made primarily of metal

 

 

     

Alabama Metal Industries Corporation

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	AMICO

	 	AMICO
	 	Registered
	 	9/5/1995
	 	 	1,915,974	 	 	74/532,835
	 	USA
	 	IC 006

IC 019
	 	Structural and ornamental metal grating; metal laths and  metal lathing accessories, namely expansion joints, control joints, corner beads, casing beads, and cold rolled channels for drywall studs and runner track; metal enclosure systems comprising expanded metal panels posts, doors and hardware for their
installation; metal fencing
systems comprising expanded
metal fence sections, posts,
fittings, rails and gates; and
expanded metal forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AMICO (and design)

	 	
	 	Registered
	 	8/22/1995
	 	 	1,912,984	 	 	74/532,836
	 	USA
	 	IC 006

IC 019
	 	Structural and ornamental metal grating; metal laths, metal lathing accessories, namely expansion joints, control joints, corner beads, casing beads, and cold rolled metal channels for drywall studs and runner track; metal enclosure systems comprising expanded metal panels posts, doors and hardware for their
installation; metal fencing
systems comprising expanded
metal fence sections, posts,
fittings, rails and gates; and
expanded metal forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ANC

	 	ANC
	 	Registered
	 	12/11/2007
	 	 	3,351,722	 	 	77/143,724
	 	USA
	 	IC 019
	 	Non-metal fencing and
accessories therefor, namely,
panels posts, fittings and
fasteners
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DIAMOND GRIP

	 	DIAMOND GRIP
	 	Registered
	 	9/15/1998
	 	 	2,189,215	 	 	75/318,925
	 	USA
	 	IC 006
	 	Metal industrial safety grating
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GMS GENESIS

(and design)

	 	
	 	Registered
	 	2/25/1997
	 	 	2,063,254	 	 	75/119,091
	 	USA
	 	IC 006
	 	Raised metal access flooring
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ORNAMESH

	 	ORNAMESH
	 	Registered
	 	6/27/1995
	 	 	1,901,456	 	 	74/532,516
	 	USA
	 	IC 006
	 	Ornamental metal gratings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SAFETY GRIP

	 	SAFETY GRIP
	 	Registered
	 	4/4/2000
	 	 	2,337,053	 	 	75/330,898
	 	USA
	 	IC 006
	 	Metal flooring
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SECURA FENCE SYSTEM

	 	SECURA FENCE SYSTEM
	 	Registered
	 	7/11/1995
	 	 	1,904,092	 	 	74/533,654
	 	USA
	 	IC 006
	 	Metal fencing system consisting
of expanded metal fence
sections, posts, fittings,
rails and gates
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SECURA LATH

	 	SECURA LATH
	 	Registered
	 	9/26/1995
	 	 	1,921,479	 	 	74/575,870
	 	USA
	 	IC 006
	 	Metal lathing

 

 

     

Alabama Metal Industries Corporation

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	SECURA MESH

	 	SECURA MESH
	 	Registered
	 	7/11/1995
	 	 	1,904,088	 	 	74/532,515
	 	USA
	 	IC 006
	 	Metal partitions and enclosure systems of expanded metal comprising expanded metal sections, posts, doors and hardware
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SHOT-FORM

	 	SHOT-FORM
	 	Registered
	 	5/20/2003
	 	 	2,717,837	 	 	76/167,444
	 	USA
	 	IC 006
	 	Metal casting forms for concrete
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	STAY-FORM

	 	STAY-FORM
	 	Registered
	 	6/20/1995
	 	 	1,900,341	 	 	74/532,517
	 	USA
	 	IC 006
	 	Expanded metal concrete forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ZIP STRIP

	 	ZIP STRIP
	 	Registered
	 	8/8/1995
	 	 	1,910,087	 	 	74/532,798
	 	USA
	 	IC 019
	 	Vinyl trim stop for drywall,
stucco and veneer applications
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GATOR-GRATE

(and design)

	 	
	 	Registered
	 	2/12/1985
	 	 	1,319,387	 	 	73/445,594
	 	USA
	 	IC 019
	 	Fiber and resin molded trays,
gratings and structural shapes
for use in industrial and
commercial applications, all
sold as a unit; custom
manufacture of fiber and resin
molded trays, gratings and
structural shapes for use in
industrial and commercial
applications
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	KORDEK

	 	KORDEK
	 	Registered
	 	7/24/1979
	 	 	1,122,786	 	 	73/169,918
	 	USA
	 	IC 019
	 	Fiberglass reinforced molded
resin walking and catwalk
grating

 

 

     

Appleton Supply Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	APPLETON BUILDING 

PRODUCTS

(and design)

	 	
	 	Registered
	 	7/24/2007
	 	 	3,270,024	 	 	78/745,852
	 	USA
	 	IC 006
	 	Metal building
products; namely,
flashings, roof
edgings, wind
braces, gravel
stops, ridge rolls,
gutter aprons,
hardboard siding
corners, brick
molding covers, H
molding joint
covers, J channel,
roll aluminum and
roll steel, brick
bonds, flashing
shingles, starter
strips, drywall
corner beads,
soffit panels,
soffit trim and
fascia
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AS (and design)

	 	
	 	Registered
	 	12/29/1992
	 	 	1,759,443	 	 	74/230,736
	 	USA
	 	IC 006
	 	Metal building
products; namely,
flashings, roof
edgings, wind
braces, gravel
stops, ridge rolls,
gutter aprons,
hardboard siding
corners, brick
molding covers, H
molding joint
covers, roll
aluminum and roll
steel, brick bonds,
flashing shingles,
starter strips and
drywall corner
beads
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SELL-EVEN BUILDING 

PRODUCTS

	 	SELL-EVEN BUILDING PRODUCTS
	 	Registered
	 	10/6/1992
	 	 	1,721,382	 	 	74/230,245
	 	USA
	 	IC 006
	 	Metal building
products; namely,
soffits, siding,
gutters and coiled
aluminum sold in
bulk
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SELL-EVEN BUILDING 

PRODUCTS

(and design)

	 	
	 	Registered
	 	10/6/1992
	 	 	1,721,386	 	 	74/230,951
	 	USA
	 	IC 006
	 	Metal building
products; namely,
soffits, siding,
gutters and coiled
aluminum sold in
bulk

 

 

     

Dramex International Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	DRAMEX

	 	DRAMEX
	 	Registered
	 	8/20/1985
	 	 	1,354,947	 	 	73/454,439
	 	USA
	 	IC 006
	 	Expanded metal
mesh, expanded
metal floor
gratings, and
expanded metal
 filter screens

 

 

     

Gibraltar Industries, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Registration Date	 	Registration Number	 	Application Number	 	Country	 	Class	 	Goods or Services
	WEATHER-VENT

	 	WEATHER-VENT
	 	Registered
	 	5/31/2005
	 	 	2,956,738	 	 	76/581,717
	 	USA
	 	IC 006
	 	Metal vents to be
used on roofs

 

 

     

Noll/Norwesco, LLC

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	025

	 	 	025	 	 	Registered
	 	9/19/1961
	 	 	0,721,610	 	 	72/097,234
	 	USA
	 	IC 011
	 	Cap assemblies for gas vents
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GENERAL METALCRAFT 

PRODUCTS

(and design)

	 	
	 	Registered
	 	1/11/2000
	 	 	2,307,147	 	 	75/502,001
	 	USA
	 	IC 006
	 	Metal building products,
namely, gutters,
downspouts, flashings, roof
vents, and HVAC ducting
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	M&N PLASTICS

	 	M&N PLASTICS
	 	Registered
	 	12/26/2006
	 	 	3,188,869	 	 	78/652,448
	 	USA
	 	IC 019
	 	Fabricated plastic
products, namely area wells
for building ventilation,
vents for buildings, namely
cap vents, foundation
vents, gable vents, ridge
vents, roof vents, soffit
vents, and stem vents.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NOLL

	 	NOLL
	 	Registered
	 	9/19/1961
	 	 	0,721,611	 	 	72/097,235
	 	USA
	 	IC 011
	 	Cap assemblies for gas vents
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	10/5/1965
	 	 	0,796,980	 	 	72/202,117
	 	USA
	 	IC 021
	 	Fabricated metal products,
namely, pails, tubs,
garbage cans, mailboxes,
and sprinkling cans.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	9/7/1965
	 	 	0,795,437	 	 	72/202,118
	 	USA
	 	IC 006

IC 017

IC 019
	 	Fabricated metal products
namely, downspouts,
gutters, roof ventilators,
shower stalls, and window
wells.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	9/7/1965
	 	 	0,795,498	 	 	72/202,119
	 	USA
	 	IC 012
	 	Wheelbarrows

 

 

Noll/Norwesco, LLC

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	NORWESCO

	 	NORWESCO
	 	Registered
	 	11/28/2006
	 	 	3,176,210	 	 	78/616,966
	 	USA
	 	IC 006

IC 012

IC 019

IC 021
	 	Fabricated metal products,
namely, mail boxes,
downspouts, gutters, roof
vents for ventilation,
window wells, metal HVAC
pipe and ducts, namely
pipes, ducts, adjustable
angles, boots, boxes, caps,
collars, elbows, filter
slides, increasers, plugs,
reducers, saddles,
spin-ins, stands, tees, and
wyes for HVAC ducts;
Wheelbarrows; Fabricated
plastic products, namely,
area wells for building
ventilation, vents for
buildings, namely, cap
vents, foundation vents,
gable vents, ridge vents,
roof vents, soffit vents,
and stem vents; Fabricated
metal products, namely,
pails, water tubs, garbage
cans, and watering cans.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VENT AIR

	 	VENT AIR
	 	Registered
	 	12/5/2006
	 	 	3,179,511	 	 	78/617,039
	 	USA
	 	IC 019

IC 020
	 	Fabricated plastic products
for use in household
construction, namely, cap
vent covers, foundation
vent covers, gable vent
covers, ridge vent covers,
roof vent covers, soffit
vent covers, and stem vent
covers for roof, wall, and
building foundations;
Fabricated plastic products
for use in household
construction, namely,
non-metal ventilating ducts
utilizing end cap vents,
foundation vents, gable
vents, ridge vents, roof
vents, soffit vents, and
stem vents.

 

     

Sea Safe, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	SEASAFE (and design)

	 	
	 	Registered
	 	4/3/2001
	 	 	2,439,864	 	 	75/562,870
	 	USA
	 	IC 019
	 	Fiber and resin
molded trays,
gratings and
structural shapes
for use in
industrial and
commercial
applications, all
sold as a unit;
custom manufacture
of fiber and resin
molded trays,
gratings and
structural shapes
for use in
industrial and
commercial
applications

 

 

     

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AIRHAWK

	 	AIRHAWK
	 	Registered
	 	4/11/1995
	 	 	1,889,235	 	 	74/447,442
	 	USA
	 	IC 011
	 	Roof ventilators, louver-type
ventilators, foundation vents and roof
and attic fans for residential and
commercial use
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ARTCRAFT

	 	ARTCRAFT
	 	Registered
	 	6/6/2006
	 	 	3,100,404	 	 	78/593,252
	 	USA
	 	IC 006
	 	Mailboxes, mailbox support posts and
bases, newspaper boxes, and decorative
finials, post caps, and mounting
brackets for the above, all made
primarily of metal; street signs, street
sign support posts, street sign
brackets, all made primarily of metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	COUNTRY IMAGE

(stylized)

	 	
	 	Registered
	 	4/4/1989
	 	 	1,532,660	 	 	73/752,200
	 	USA
	 	IC 006
	 	Decorated metal rural boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	EASY UP (and design)

	 	 	 	Registered
	 	10/8/1996
	 	 	2,006,214	 	 	75/013,693
	 	USA
	 	IC 006

IC 011

IC 020
	 	Metal goods, namely drive-in post
anchors, T-bracing and flat wall
bracing, door viewers and knockers, door
finger pulls, door stops, handrail
brackets, cabinet catches, metal closet
rods, sash locks, sash lifts, closet
hinges, metal rod chairs for supporting
reinforcing bars used in concrete
construction, soffit ventilators, house
numbers, metal mailboxes, mailbox post
mounts, mailbox post supports, mail
slots, mailbox mounting hardware, namely
metal mounting brackets, screws and
bolts; metal static roof vents, metal
ridge vents, metal ventilating lovers,
soffit strips, foundation vents;
Turbine ventilators and powered
ventilators for domestic use;
Non-metal mailboxes, non-metal mailbox
house mounts, non-metal house numbers,
non-metal house number supports,
non-metal mailbox flags, non-metal wall
bumpers, non-metal roof vents, non-metal
ridge vents, non-metal storage hooks
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	HANG STUFF

(and design)

	 	
	 	Registered
	 	9/9/1980
	 	 	1,139,387	 	 	73/205,314
	 	USA
	 	IC 006
	 	Wall mounted adjustable tool holders
made of metal

 

 

     

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	MAILSAFE (and 

design)

	 	
	 	Registered
	 	7/2/1996
	 	 	1,984,693	 	 	74/595,017
	 	USA
	 	IC 020
	 	Non-metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	PARCEL PRO

	 	PARCEL PRO
	 	Registered
	 	2/4/2003
	 	 	2,684,473	 	 	76/214,467
	 	USA
	 	IC 006

IC 020

IC 021
	 	Metallic lockable containers for the
receipt of delivered packages,
envelopes, and other articles; lockable
containers primarily of plastic for
commercial use, namely, for the receipt
of delivered packages, envelopes, and
other articles; lockable containers
primarily of plastic for household use,
namely, for the receipt of delivered
packages, envelopes and other articles
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POST L POST

	 	POST L POST
	 	Registered
	 	7/15/1969
	 	 	0,872,869	 	 	72/310,288
	 	USA
	 	IC 006
	 	Metal posts for mounting rural mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SIMPL STORAGE

	 	SIMPL STORAGE
	 	Registered
	 	3/13/2007
	 	 	3,219,028	 	 	78/555,053
	 	USA
	 	IC 020
	 	Plastic shelving systems comprised of
plastic shelves, plastic columns,
plastic drawers, plastic closet rods,
plastic uprights, plastic closet
shelving
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE BRUTE (stylized)

	 	
	 	Registered
	 	5/30/1989
	 	 	1,541,576	 	 	73/747,770
	 	USA
	 	IC 020
	 	Non-metal rural mailboxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ESTATE SERIES

	 	THE ESTATE SERIES
	 	Registered
	 	11/19/2002
	 	 	2,652,518	 	 	76/167,826
	 	USA
	 	IC 006
	 	Rural metal mailboxes, metal posts for
supporting mailboxes, metal fasteners
for securing post components to each
other

 

 

     

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	THE GENTRY

	 	THE GENTRY
	 	Registered
	 	2/10/2004
	 	 	2,812,677	 	 	76/498,613
	 	USA
	 	IC 020
	 	Plastic rural mailboxes and plastic
posts for rural mailboxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ULTIMATE RIDGE 

VENT

	 	THE ULTIMATE RIDGE

VENT
	 	Registered
	 	7/9/2002
	 	 	2,591,184	 	 	76/235,253
	 	USA
	 	IC 019
	 	Non-metallic building materials, namely
roofing ridge vents and vent strips
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ULTIMATE ROLLED 

RIDGE VENT

	 	THE ULTIMATE ROLLED

RIDGE VENT
	 	Registered
	 	6/17/2003
	 	 	2,728,306	 	 	76/242,890
	 	USA
	 	IC 019
	 	Non-metallic building materials, namely
ridge vents and vent strips
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ESTATE

	 	ESTATE
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/616,292
	 	USA
	 	IC 006
	 	Metal fasteners, namely, bolts, screws,
rivets, nails, brackets and fittings for
securing mailbox and mailbox post
components together; metal mailboxes;
metal posts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	BERKSHIRE

	 	BERKSHIRE
	 	Registered
	 	1/11/2005
	 	 	2,917,510	 	 	78/353,597
	 	USA
	 	IC 006
	 	Metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FIRST CLASS

	 	FIRST CLASS
	 	Registered
	 	10/30/2007
	 	 	3,325,892	 	 	78/534,588
	 	USA
	 	IC 006

IC 020
	 	Metal mail boxes; 

Non-metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POSTMASTER

	 	POSTMASTER
	 	Registered
	 	11/7/2000
	 	 	2,402,352	 	 	75/350,207
	 	USA
	 	IC 006

IC 020
	 	Metal mail boxes and accessories,
namely, mounting brackets and shelf
expanders;
Non-metal mail boxes and accessories,
namely, mounting brackets and shelf
expanders

 

 

     

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	POSTMASTER MAILBOX

(and design)

	 	
	 	Registered
	 	6/25/1991
	 	 	1,648,645	 	 	74/025,603
	 	USA
	 	IC 006

IC 020
	 	Stakes used to support mailboxes;
Mailboxes and covers therefor
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE IRONSIDE

	 	THE IRONSIDE
	 	Registered
	 	3/19/2002
	 	 	2,550,239	 	 	75/350,209
	 	USA
	 	IC 006
	 	Mail boxes made predominately of metal

 

 

     

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	COPPERXT

	 	COPPERXT
	 	Registered
	 	9/9/2008
	 	 	3,499,865	 	 	77/230,573
	 	USA
	 	IC 006
	 	Metal and metallic
composite products,
in particular
copper bonded to
stainless steel,
used in building
and construction
materials, namely,
roofing materials,
roof coverings,
roofing panels,
roofing trims, eave
drips, trims,
flashing and
ventilation
products for use in
residential and
commercial
buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GH (and design)

	 	
	 	Registered
	 	10/14/2008
	 	 	3,516,869	 	 	76/671,372
	 	USA
	 	IC 006
	 	Gutter rain water
deflectors made
primarily of metal.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GUTTER HELMET

	 	GUTTER HELMET
	 	Registered
	 	3/28/1989
	 	 	1,531,983	 	 	73/698,205
	 	USA
	 	IC 019
	 	Rain water gutter
deflectors and
associated hardware
therefor sold as a
unit therewith.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NEVER CLEAN YOUR
GUTTERS AGAIN!

	 	NEVER CLEAN YOUR
GUTTERS AGAIN!
	 	Registered
	 	7/27/1999
	 	 	2,264,723	 	 	75/484,077
	 	USA
	 	IC 006
	 	Gutter rain water
deflectors made
primarily of metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SM (and design)

	 	
	 	Registered
	 	4/11/1978
	 	 	1,089,047	 	 	73/121,768
	 	USA
	 	IC 006
	 	Metal building and
construction
products-namely,
hurricane clips,
wall ties, valleys,
gravel stops,
downspouts and
guttering, termite
shields, joist
hangers, and rod
chairs

 

 

     

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	THE BEAUTY OF
COPPER. THE
STRENGTH OF STEEL.

	 	THE BEAUTY OF
COPPER. THE
STRENGTH OF STEEL.
	 	Registered
	 	8/5/2008
	 	 	3,480,169	 	 	77/362,411
	 	USA
	 	IC 006
	 	Metal and metallic composite products, in particular copper bonded to
stainless steel, used in building and construction materials, namely,
roofing materials, roof coverings, roofing panels, roofing trims, eave
drips, trims, flashing and ventilation products for use in
residential and
commercial
buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRUSTED QUALITY 

TESTED STRENGTH

	 	TRUSTED QUALITY

TESTED STRENGTH
	 	Registered
	 	1/13/2009
	 	 	3,561,481	 	 	76/671,371
	 	USA
	 	IC 006
	 	Metal building and metal construction products — namely
steel framing, gutters, downspouts, lath, storm panels, ridge
and hip plates, patio covers, concrete and masonry foundation
connectors, column
and post
connectors, floor
and deck
connectors, roof
and truss
connectors, wall
connectors, steel
deck panels, eave
drip, roof edge,
gutter deflectors,
flashing, gravel
stops and cover
plates, valleys and
rail diverters
metal roofing,
corner beads,
soffits, hurricane
clips, wall ties,
girder shields,
termite shields,
joist hangers and
rod chairs, metal
roof vents for
ventilation in
residential and
commercial
buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GH MICRO-CS 

COMMERCIAL SERIES 

GUTTER PROTECTION

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,898
	 	USA
	 	IC 019
	 	Gutter rain water

protection panels

with screens made

from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DIAMOND

	 	DIAMOND
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/512,075
	 	USA
	 	IC 006
	 	Metal building
framing materials,
namely, wall,
ceiling, roof and
floor framing
materials made
primarily of
embossed metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MICRO-CS

	 	MICRO-CS
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,888
	 	USA
	 	IC 019
	 	Gutter rain water

protection panels

with screens made

from metal

 

 

     

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	MICRO-CS COMMERCIAL 

SERIES GUTTER 

PROTECTION

	 	
	 	Pending
	 	n/a
	 	n/a
	 	77/618,895
	 	USA
	 	IC 019
	 	Gutter rain water

protection panels

with screens made

from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 SM SEMCO 
SOUTHEASTERN METALS 

CO

(and design)

	 	
	 	Pending
	 	n/a
	 	n/a
	 	78/950,116
	 	USA
	 	IC 006

IC 019
	 	Metal building products, namely, roof coverings, gutters and
downspouts, metal wall framing and flashing, metal
roof and other metal exhaust vents for non-HVAC
ventilation systems in residential and commercial
buildings, metal beads, soffits and trim; Non-metal
building products, namely, stucco lath and drywall beads,
non-metal roof
coverings, and
trim.

 

 

United Steel Products Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	[Design]

	 	
	 	Registered
	 	5/29/2007
	 	 	3,246,005	 	 	77/006,973
	 	USA
	 	IC 001
	 	Epoxy adhesives and synthetic resins
for repairing and bonding building
materials to concrete, masonry, wood,
and steel.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	[Design]

	 	
	 	Registered
	 	6/12/2007
	 	 	3,250,334	 	 	77/006,976
	 	USA
	 	IC 006
	 	Metal fasteners, connectors, anchors,
plates, brackets, nails, and screws
for structural framing and fastening
building materials to concrete,
masonry, wood, and steel; metal bases
for fence posts, post caps, and fence
brackets.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	[Design]

	 	
	 	Registered
	 	5/29/2007
	 	 	3,246,006	 	 	77/006,981
	 	USA
	 	IC 009
	 	Computer software for the design of
buildings and other structures
utilizing metal fasteners, connectors,
plates, brackets, nails, and screws in
their construction; computer software
in the field of building construction
for automated structural connector
selection
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	COVERT OPERATIONS

	 	COVERT OPERATIONS
	 	Registered
	 	8/16/2005
	 	 	2,985,418	 	 	78/433,989
	 	USA
	 	IC 001
	 	Epoxy adhesives, synthetic resins for
replacing, bonding building materials
to masonry, wood and steel
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	COVERT OPERATIONS

	 	COVERT OPERATIONS
	 	Registered
	 	7/12/2005
	 	 	2,967,159	 	 	78/433,995
	 	USA
	 	IC 006
	 	Metal anchors for fastening building
materials to concrete and masonry
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	COVERT OPERATIONS

	 	COVERT OPERATIONS
	 	Registered
	 	7/12/2005
	 	 	2,967,160	 	 	78/433,997
	 	USA
	 	IC 019
	 	Grout
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GOLD COAT

	 	GOLD COAT
	 	Registered
	 	9/16/2008
	 	 	3,503,161	 	 	78/943,105
	 	USA
	 	IC 006
	 	Coated metal connectors and fasteners,
namely, anchors, plates, brackets,
nails, screws and bolts for structural
framing, building, and construction.

 

 

United Steel Products Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	KANT-SAG

	 	KANT-SAG
	 	Registered
	 	9/8/1964
	 	 	776,470	 	 	72/176,672
	 	USA
	 	IC 006
	 	Brackets for supporting joists,
tables, shelves, and coat hanger rods;
and brackets for supporting and
sealing thresholds
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SEAT CLEAT

	 	SEAT CLEAT
	 	Registered
	 	9/6/2005
	 	 	2,990,979	 	 	76/506,437
	 	USA
	 	IC 006
	 	Metal connectors for structural framing
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TECO

	 	TECO
	 	Registered
	 	10/29/1974
	 	 	996,701	 	 	73/005,502
	 	USA
	 	IC 006
	 	Metal fasteners and connectors,
including split ring connectors, shear
plates, joist and beam hangers,
framing anchors, metal bridging for
joists, toothed rings, spike grids,
clamping plates, plywood supporting
clips, truss plates, L-Shaped clips
for wood framing and door shims, all
intended for use in making or
reinforcing joints or connections in
wood construction; shelving and
shelving supports for mounting on
walls, anchors for connecting wood
member to concrete or masonry
foundation; clips for supporting
drywall sheets, base for wood post;
post caps; and fence brackets.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRIP-L-GRIP

	 	TRIP-L-GRIP
	 	Registered
	 	8/22/1967
	 	 	833,909	 	 	72/252,911
	 	USA
	 	IC 019
	 	Non-metallic building materials
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	USP CONNECTION

	 	USP CONNECTION
	 	Registered
	 	2/24/2004
	 	 	2,816,784	 	 	76/506,438
	 	USA
	 	IC 009
	 	Computer software in the field of
building construction for automated
structural connector selection
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	USP STRUCTURAL 

CONNECTORS

	 	USP STRUCTURAL

CONNECTORS
	 	Registered
	 	3/1/2005
	 	 	2,929,329	 	 	76/483,041
	 	USA
	 	IC 006

IC 009
	 	Metal connectors, plates, brackets for
structural framing, sawhorse brackets
for use in geodesic and other
buildings; computer software for the
design of buildings utilizing metal
plates, brackets and connectors in
their construction

 

 

     

United Steel Products Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	USP STRUCTURAL 

CONNECTORS

	 	USP STRUCTURAL

CONNECTORS
	 	Registered
	 	12/25/2007
	 	 	3,358,423	 	 	77/007,030
	 	USA
	 	IC 001
	 	Epoxy adhesives and synthetic resins
for repairing and bonding building
materials to concrete, masonry, wood
and steel, not including waterproofing
chemical compositions, paint, wood
preservatives, or rust preservatives
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	WHAT THE 

PROFESSIONALS USE

	 	WHAT THE

PROFESSIONALS USE
	 	Registered
	 	6/10/2008
	 	 	3,447,022	 	 	78/943,130
	 	USA
	 	IC 001
	 	Epoxy adhesives and synthetic resins
or repairing and bonding building
materials to concrete masonry, wood,
and steel
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SILVER METAL 

PRODUCTS

	 	SILVER METAL

PRODUCTS
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/664,859
	 	USA
	 	IC 006
	 	Metal construction materials; joist
hangers; anchors; caps; angle clips;
form ties; wedges; column bases; steel
wall braces; metal cross bridging;
post straps; plates; plate straps;
connectors; metal fasteners; brackets;
nails; screws; metal bases for fence
posts; post caps; fence brackets

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge
vent and methods of
manufacture and use

	 	10/970,302
	 	 	6,991,535	 	 	U
	 	10/21/2004
	 	1/31/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable
pitch arcuate roof
ventilator

	 	09/973,259
	 	 	6,482,084	 	 	U
	 	10/9/2001
	 	11/19/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Multi-baffled roof ridge vent

	 	09/307,304
	 	 	6,128,869	 	 	U
	 	5/7/1999
	 	10/10/2000
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable
pitch arcuate roof
ventilator

	 	09/447,666
	 	 	6,149,517	 	 	U
	 	11/23/1999
	 	11/21/2000
	 	USA

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge
vent and methods of
manufacture and use

	 	10/610,067
	 	 	6,881,144	 	 	U
	 	6/20/2003
	 	4/19/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable 

pitch arcuate roof 

ventilator

	 	09/711,370
	 	 	6,299,528	 	 	U
	 	11/10/2000
	 	10/9/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Vent with presecured 

mechanical fasteners

	 	10/600,397
	 	 	6,793,574	 	 	U
	 	6/20/2003
	 	9/21/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Ventilator

	 	07/443,215
	 	 	4,962,882	 	 	U
	 	11/27/1989
	 	10/16/1990
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Adjustable filtered roof 

ridge ventilator

	 	07/664,394
	 	 	5,122,095	 	 	U
	 	3/4/1991
	 	6/16/1992
	 	USA

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Temperature and humidity
sensitive high efficiency
exhaust ventilator apparatus

	 	07/882,182
	 	 	5,253,804	 	 	U
	 	5/12/1992
	 	10/19/1993
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Thrust bearing assembly for
roof turbine

	 	07/947,741
	 	 	5,326,313	 	 	U
	 	9/21/1992
	 	7/5/1994
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Power temp vent duct system

	 	08/020,686
	 	 	5,294,049	 	 	U
	 	2/22/1993
	 	3/15/1994
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Rollable ridge vent

	 	29/209,647
	 	 	D511,847	 	 	D
	 	7/19/2004
	 	11/22/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Rollable ridge vent

	 	29/210,091
	 	 	D511,848	 	 	D
	 	7/27/2004
	 	11/22/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Off-peak intake vent

	 	29/297,913
	 	 	D574,947	 	 	D
	 	11/21/2007
	 	8/12/2008
	 	USA

 

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge vent

	 	11/238,315
	 	 	n/a	 	 	U
	 	9/29/2005
	 	n/a
	 	USA

 

 

Alabama Metal Industries Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Plaster security barrier system

	 	08/399,566
	 	 	5,697,195	 	 	U
	 	3/7/1995
	 	12/16/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco arch casing bead

	 	08/703,013
	 	 	5,699,638	 	 	U
	 	8/26/1996
	 	12/23/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fastener clip for security wall 

system

	 	09/226,048
	 	 	6,367,216	 	 	U
	 	1/4/1999
	 	4/9/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco reveal connection system

	 	08/724,355
	 	 	5,761,866	 	 	U
	 	10/1/1996
	 	6/9/1998
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Contoured stucco reveal

	 	10/007,249
	 	 	6,609,341	 	 	U
	 	11/13/2001
	 	8/26/2003
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Door frame reinforcing structure

	 	09/359,600
	 	 	6,178,700	 	 	U
	 	7/23/1999
	 	1/30/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Banding bead

	 	08/008,537
	 	 	5,423,154	 	 	U
	 	1/25/1993
	 	6/13/1995
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fence system

	 	08/058,577
	 	 	5,421,557	 	 	U
	 	5/6/1993
	 	6/6/1995
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fence system

	 	08/407,616
	 	 	5,556,080	 	 	U
	 	3/21/1995
	 	9/17/1996
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Connector clip for corner bead

	 	08/320,433
	 	 	5,531,051	 	 	U
	 	10/7/1994
	 	7/2/1996
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco reveal

	 	29/133,649
	 	 	D456,528	 	 	D
	 	12/1/2000
	 	4/30/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco casing bead

	 	29/156,923
	 	 	D471,991	 	 	D
	 	3/8/2002
	 	3/18/2003
	 	USA

 

 

Alabama Metal Industries Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Non-conductive fencing

	 	11/396,880
	 	n/a
	 	U
	 	4/3/2006
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	Movement control screed

	 	11/293,023
	 	n/a
	 	U
	 	12/2/2005
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation

	 	Portions of post mountable
mail boxes
	 	29/185,753
	 	D499,225
	 	D
	 	7/2/2003
	 	11/30/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of roadside mail boxes
	 	29/185,752
	 	D499,524
	 	D
	 	7/2/2003
	 	12/7/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a post supportable
mail box
	 	29/185,750
	 	D501,594
	 	D
	 	7/2/2003
	 	2/1/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of post mountable
mail boxes
	 	29/185,751
	 	D503,504
	 	D
	 	7/2/2003
	 	3/29/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a post supported
mail box
	 	29/185,747
	 	D503,844
	 	D
	 	7/2/2003
	 	4/5/2005
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation

	 	Portions of a post for
supporting mail boxes
	 	29/185,748
	 	D503,845
	 	D
	 	7/2/2003
	 	4/5/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of central connector
post and locking elements
associated therewith for
cluster box mail delivery
receptacles
	 	29/208,350
	 	D536,155
	 	D
	 	6/29/2004
	 	1/30/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of master door
locking components of cluster
box mail delivery receptacles
	 	29/208,351
	 	D543,335
	 	D
	 	6/29/2004
	 	5/22/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Exterior portions of guard
assemblies for parcel door
locking systems of cluster box
unit mail delivery receptacles
	 	29/208,364
	 	D547,025
	 	D
	 	6/29/2004
	 	7/17/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Upper and lower portions of
fronts of cluster box mail
delivery receptacles
	 	29/208,352
	 	D549,424
	 	D
	 	6/29/2004
	 	8/21/2007
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation

	 	Roadside mail boxes and
support posts for roadside
mail box
	 	10/881,797
	 	n/a
	 	U
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Pivotal bin mail boxes and
pivotal support posts for mail
boxes
	 	10/881,799
	 	n/a
	 	U
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of shelf box
connectors, and shelf box
portions connected therewith
for use in cluster box mail
delivery receptacles
	 	29/208,345
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Front portions of pivotal
doors of mail delivery
receptacles
	 	29/208,349
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Engageable shelf and door
portions of cluster box mail
delivery receptacles
	 	29/208,353
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation

	 	Portions of protective outer
enclosures of cluster box mail
delivery receptacles
	 	29/208,354
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a rectangular door
frame for a cluster box mail
delivery receptacle
	 	29/208,356
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of master loading
doors of cluster box mail
delivery receptacles
	 	29/208,357
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of main doors of
cluster box mail delivery
receptacles
	 	29/208,358
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a dual member
hinge for doors
	 	29/208,359
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation

	 	Front portions of pivotally
moveable doors of mail
delivery receptacles
	 	29/208,360
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Exterior portions of cluster
box unit mail delivery
receptacles
	 	29/208,361
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Exterior portions of cluster
box mail delivery receptacles
	 	29/208,363
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of door rigidifying
extrusion for cluster box mail
delivery receptacles, and
portion of louver assembly
formed therewith
	 	29/208,368
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	Filing	 	Date	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Date	 	Issued	 	Country
	Florence Corporation

	 	Cluster box mail delivery receptacles
	 	Provisional
Application No.
60/583,419;
Non-provisional
Application No.
11/168,471;
Non-provisional
Application No.
11/168,302
	 	—
	 	—
	 	—
	 	—
	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Noll/Norwesco, LLC

	 	Exhaust vent
	 	08/152,288
	 	 	5,662,522	 	 	U
	 	11/12/1993
	 	9/2/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Noll/Norwesco, LLC

	 	Foundation vent
	 	08/015,605
	 	 	5,444,947	 	 	U
	 	2/9/1993
	 	8/29/1995
	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Noll/Norwesco, LLC

	 	Foundation
ventilator
	 	08/064,404
	 	 	5,460,572	 	 	U
	 	5/18/1993
	 	10/24/1995
	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Noll/Norwesco, LLC

	 	Foundation vent
	 	08/156,412
	 	 	5,496,213	 	 	U
	 	11/22/1993
	 	3/5/1996
	 	USA

 

 

Sea Safe, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Small boat mooring
system

	 	07/804,113
	 	 	5,265,553	 	 	U
	 	12/6/1991
	 	11/30/1993
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Rotatable vent

	 	10/436,023
	 	 	7,025,670	 	 	U
	 	5/12/2003
	 	4/11/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Secure parcel receptacle,
lock assembly therefore
and associated method

	 	09/824,138
	 	 	6,412,688	 	 	U
	 	4/2/2001
	 	7/2/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Swivel post anchor

	 	08/937,757
	 	 	5,884,874	 	 	U
	 	9/25/1997
	 	3/23/1999
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox support post

	 	11/030,031
	 	 	7,311,291	 	 	U
	 	1/6/2005
	 	12/25/2007
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Roll type roof ridge
ventilator and associated
method

	 	09/772,611
	 	 	6,684,581	 	 	U
	 	1/30/2001
	 	2/3/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Roof ridge ventilation
system

	 	07/643,223
	 	 	5,095,810	 	 	U
	 	1/22/1991
	 	3/17/1992
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Modular shelving system

	 	11/048,838
	 	 	n/a	 	 	U
	 	2/2/2005
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox and
method

	 	09/486,160
	 	 	6,347,736	 	 	U
	 	2/22/2000
	 	2/19/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Reinforced plastic mailbox

	 	11/052,591
	 	 	7,086,581	 	 	U
	 	2/7/2005
	 	8/8/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Ground mount post

	 	11/024,265
	 	 	7,090,117	 	 	U
	 	12/28/2004
	 	8/15/2006
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Mailbox and support

	 	11/032,964
	 	 	7,090,118	 	 	U
	 	1/11/2005
	 	8/15/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox door with rain
intercepting structure

	 	11/042,280
	 	 	7,090,119	 	 	U
	 	1/25/2005
	 	8/15/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Multiple component
mailbox having postal and
newspaper compartments

	 	11/047,976
	 	 	7,104,436	 	 	U
	 	2/1/2005
	 	9/12/2006
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Multiple purpose
newspaper box

	 	11/542,080
	 	 	7,201,306	 	 	U
	 	10/3/2006
	 	4/10/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox stand

	 	09/181,237
	 	 	5,971,267	 	 	U
	 	10/28/1998
	 	10/26/1999
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox and
method

	 	08/917,645
	 	 	5,988,495	 	 	U
	 	8/22/1997
	 	11/23/1999
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox having stackable
component parts

	 	10/165,552
	 	 	6,729,535	 	 	U
	 	6/7/2002
	 	5/4/2004
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Two piece mailbox support

	 	11/052,648
	 	 	7,510,162	 	 	U
	 	2/7/2005
	 	3/31/2009
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox with signal

	 	11/047,977
	 	 	7,055,736	 	 	U
	 	2/1/2005
	 	6/6/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox support apparatus

	 	07/477,246
	 	 	5,022,618	 	 	U
	 	2/8/1990
	 	6/11/1991
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox

	 	29/100,321
	 	 	D438,363	 	 	D
	 	2/9/1999
	 	2/27/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox

	 	29/125,082
	 	 	D452,358	 	 	D
	 	6/16/2000
	 	12/18/2001
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Mailbox

	 	29/218,178
	 	 	D514,270	 	 	D
	 	11/29/2004
	 	1/31/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox

	 	29/219,122
	 	 	D517,270	 	 	D
	 	12/13/2004
	 	3/14/2006
	 	USA

 

 

United Steel Products Company, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Construction hanger

	 	09/370,273
	 	 	6,463,711	 	 	U
	 	8/9/1999
	 	10/15/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Post support

	 	11/175,542
	 	 	7,134,636	 	 	U
	 	7/6/2005
	 	11/14/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Post support

	 	10/874,147
	 	 	7,152,841	 	 	U
	 	6/22/2004
	 	12/26/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Truss anchor

	 	10/685,765
	 	 	7,254,919	 	 	U
	 	10/14/2003
	 	8/14/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Slope and skew
hanger

	 	07/370,689
	 	 	5,004,369	 	 	U
	 	6/23/1989
	 	4/2/1991
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Bracket with angled
nailing feature

	 	07/634,753
	 	 	5,217,317	 	 	U
	 	12/27/1990
	 	6/8/1993
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Hold-down connector

	 	07/580,120
	 	 	5,092,097	 	 	U
	 	9/10/1990
	 	3/3/1992
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Variable pitch
connector

	 	07/968,437
	 	 	5,230,198	 	 	U
	 	10/29/1992
	 	7/27/1993
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Adjustable post base

	 	08/002,745
	 	 	5,456,441	 	 	U
	 	1/11/1993
	 	10/10/1995
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Construction hanger
and method of
making the same

	 	08/336,995
	 	 	5,564,248	 	 	U
	 	11/10/1994
	 	10/15/1996
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Truss bracket

	 	08/576,361
	 	 	5,653,079	 	 	U
	 	12/21/1995
	 	8/5/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stair hanger

	 	12/133,012
	 	 	n/a	 	 	U
	 	6/4/2008
	 	n/a
	 	USA

 

 

United Steel Products Company, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Construction
hardware and method
of reducing
corrosion thereof

	 	11/613,558
	 	 	n/a	 	 	U
	 	12/20/2006
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stair hanger

	 	11/507,143
	 	 	n/a	 	 	U
	 	8/21/2006
	 	n/a
	 	USA

 

 

SCHEDULE 6.19

DEPOSIT ACCOUNTS

	 	 	 	 	 	 	 	 	 
	 	 	Depository Institution	 	 	 	 
	Credit Party	 	& Address	 	Account Number	 	Type of Account
	Gibraltar Steel

	 	Key Bank
	 	 	*	 	 	Funding
	Corporation of New

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	York

	 	Cleveland, OH 44114	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Gibraltar Steel

	 	Key Bank
	 	 	*	 	 	Funding
	Corporation of New

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	York — Flat Rolled

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	Group
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Southeastern

	 	Key Bank
	 	 	*	 	 	Funding
	Metals MFG. Co., Inc.

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	Key Bank
	 	 	*	 	 	Funding
	 

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Appleton Supply

	 	Key Bank
	 	 	*	 	 	Funding
	Co., Inc.

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	United Steel

	 	Key Bank
	 	 	*	 	 	Funding
	Products Company, Inc.

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Solar of

	 	Key Bank
	 	 	*	 	 	Funding
	Michigan, Inc.

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Construction

	 	Key Bank
	 	 	*	 	 	Funding
	Metals, LLC

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox

 

			
	*   	 	Information has been omitted pursuant to a
request for confidential treatment and has been filed separately with
the Securities and Exchange Commission   

 

 

	 	 	 	 	 	 	 	 	 
	 	 	Depository Institution	 	 	 	 
	Credit Party	 	& Address	 	Account Number	 	Type of Account
	Air Vent, Inc.

	 	Key Bank
	 	 	*	 	 	Funding
	 

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Integrated

	 	Key Bank
	 	 	*	 	 	Funding
	Technologies INT’L.,

	 	127 Public Square	 	 	 	 	 	 
	LTD.

	 	Cleveland, OH 44114	 	 	 	 	 	 
	(assumed name of
	 	 	 	 	 	 	 	 
	Gibraltar Steel
	 	 	 	 	 	 	 	 
	Corporation of New
	 	 	 	 	 	 	 	 
	York)
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	DOT Metal

	 	Key Bank
	 	 	*	 	 	Funding
	Products, Inc.

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	(assumed name of

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	Southeastern Metals
	 	 	 	 	 	 	 	 
	MFG. Co., Inc.)
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	AMICO

	 	Key Bank
	 	 	*	 	 	Funding
	 

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Gibraltar Steel

	 	Key Bank
	 	 	*	 	 	Funding
	Corporation of New

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	York — Strip Division

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Seasafe, Inc.

	 	Key Bank
	 	 	*	 	 	Funding
	 

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Noll/Norwesco, LLC

	 	Key Bank
	 	 	*	 	 	Funding
	 

	 	127 Public Square
	 	 	 	 	 	Cont. Disb.
	 

	 	Cleveland, OH 44114
	 	 	 	 	 	Lockbox
	 
	 	 	 	 	 	 	 	 
	Gibraltar

	 	Key Bank
	 	 	*	 	 	 
	Industries, Inc. —

	 	127 Public Square	 	 	 	 	 	 
	Victory Inst. Money

	 	Cleveland, OH 44114	 	 	 	 	 	 
	Market Fund-Investor
	 	 	 	 	 	 	 	 

 

			
	*   	 	Information has been omitted pursuant to a
request for confidential treatment and has been filed separately with
the Securities and Exchange Commission   

 

 

	 	 	 	 	 	 	 	 	 
	 	 	Depository Institution	 	 	 	 
	Credit Party	 	& Address	 	Account Number	 	Type of Account
	AMICO — Diamond

	 	Wells Fargo
	 	 	*	 	 	Payroll **
	 

	 	 	 	 	*	 	 	general
	 

	 	 	 	 	 	 	 	disbursement **
	 
	 	 	 	 	 	 	 	 
	AMICO-Seasafe

	 	Capital One
	 	 	*	 	 	Checking account**
	 
	 	 	 	 	 	 	 	 
	AMICO-US

	 	Regions Bank
	 	 	*	 	 	Payroll**
	 

	 	Five Points W Lomb Ave	 	 	 	 	 	 
	 

	 	2800 Lomb Avenue	 	 	 	 	 	 
	 

	 	Birmingham, AL 35208	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Construction Metals,

	 	Pacific Western Bank
	 	 	*	 	 	Payroll**
	LLC
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	DOT

	 	American Bank of Texas
	 	 	*	 	 	Payroll**
	(assumed name of

	 	P.O. Box 888	 	 	 	 	 	 
	Southeastern Metals

	 	Marble Falls, Texas 78654	 	 	 	 	 	 
	MFG. Co., Inc.)
	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Florence

	 	Commerce Bank
	 	 	*	 	 	Payroll**
	 

	 	727 Poyntz Avenue	 	 	 	 	 	 
	 

	 	Manhattan, KS 66502-0045	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Florence

	 	Harris Bank
	 	 	*	 	 	Disbursement **
	 

	 	PO Box 755	 	 	 	 	 	 
	 

	 	Chicago, Il 60690	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Florence

	 	Harris Bank
	 	 	*	 	 	Lockbox**
	 

	 	PO Box 755	 	 	 	 	 	 
	 

	 	Chicago, Il 60690	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Florence

	 	US Bank
	 	 	*	 	 	Bond Issuance Cost

Fund**
	 
	 	 	 	 	 	 	 	 
	United Steel Products

	 	Bank of America
	 	 	*	 	 	Payroll**
	Company, Inc.

	 	PO Box 37176	 	 	 	 	 	 
	 

	 	San Francisco, CA 94137-0176	 	 	 	 	 	 

 

			
	*   	 	Information has been omitted pursuant to a
request for confidential treatment and has been filed separately with
the Securities and Exchange Commission   

 

 

	 	 	 	 	 	 	 	 	 
	 	 	Depository Institution	 	 	 	 
	Credit Party	 	& Address	 	Account Number	 	Type of Account
	Weatherguard

	 	1st State Bank
	 	 	*	 	 	Business account**
	(assumed name of 
K & W Metal

Fabricators, LLC)

	 	9718 Giles Road 

LaVista, NE 68128	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Weatherguard

	 	Wells Fargo — SLC
	 	 	*	 	 	Checking**
	(assumed name of 

K & W Metal

Fabricators, LLC)

	 	PO Box 6995 

Portland, Oregon

97228-6995	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Weatherguard

	 	Wells Fargo — Miraloma
	 	 	*	 	 	Checking**
	(assumed name of

K & W Metal

Fabricators, LLC)

	 	PO Box 6995 

Portland, Oregon

97228-6995	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Weatherguard

	 	Washington Mutual
	 	 	*	 	 	Checking**
	(assumed name of

K & W Metal

Fabricators, LLC)

	 	PO Box 

Dallas, TX 75266	 	 	 	 	 	 

 

			
	*	 	Information has been omitted pursuant to a
request for confidential treatment and has been filed separately with
the Securities and Exchange Commission
	 
	**	 	Each of these accounts is an Immaterial Deposit Account

 

 

EXHIBIT A

ASSETS TO BE SOLD

PROCESSED METAL PRODUCTS DISPOSITION

A substantial portion of the assets of the Borrowers’ Processed Metals Division including (i) the
assets of the Borrowers Cleveland Pickling joint venture, (ii) substantially all of the real
property and tangible personal property located at the Woodhaven Avenue, Detroit, Michigan facility
excluding cash and (iii) substantially all of the tangible personal property located at the Walden
Avenue, Cheektowaga, New York facility excluding cash.*

*Up to Twenty-Four Million Dollars ($24,000,000) of accounts receivable may be retained by
Borrowers pursuant to the Processed Metal Products Purchase Agreement

E-1exv10w2

Exhibit
10.2

Weatherford International Ltd.

Performance Unit Award Agreement

This Performance Unit Award Agreement (this “Agreement”) is made and entered
into by and between Weatherford International Ltd., a Swiss corporation (the “Company”),
and • (the “Holder”) as of this •, pursuant to the Weatherford International Ltd. 2010
Omnibus Incentive Plan (the “Plan”), which is incorporated by reference herein in its
entirety.

Whereas, the Company desires to grant to the Holder Performance Unit Awards (the
“Units”) under the Plan, subject to the terms and conditions of this Agreement; and

Whereas, the Holder desires to have the opportunity to hold the Units subject to the terms
and conditions of this Agreement;

Now, therefore, in consideration of the premises, mutual covenants and agreements
contained herein, and other good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the parties hereto, intending to be legally bound hereby, agree as
follows:

	1.	 	Definitions. For purposes of this Agreement, “Forfeiture Restrictions” shall
mean any prohibitions and restrictions set forth herein or in the Plan with respect to the
sale or other disposition of the Units and the obligation to forfeit such Units to the
Company. Capitalized terms not otherwise defined in this Agreement shall have the meanings
given to such terms in the Plan.
	 
	2.	 	Grant of Units. Effective as of the date of this Agreement, the Company grants to
the Holder • Units (the “Target Unit Amount”). Each Unit shall, upon vesting pursuant
to Section 4 and subject to the Performance Goals set out in Annex A to this Agreement, be
convertible into between 0.0 and 2.0 Shares (such amount being the “Performance
Multiplier”), depending on the level of achievement of the Performance Goals and during
the periods (each a “Performance Period”) described in Annex A to this Agreement, such
that the maximum number of Shares deliverable under this Agreement (assuming a 2.0 Performance
Multiplier is applicable for each Performance Period) shall be equal to two-times the Target
Unit Amount. The Company and the Holder agree that this Agreement, together with the Plan and
any employment agreement between the Company and the Holder in effect on the date hereof (the
“Employment Agreement”), sets forth the complete terms of the Award and that the Award
shall be subject to the terms of the Employment Agreement.
	 
	3.	 	Transfer Restrictions. Except as specified herein or in the Plan, the Units may not
be sold, assigned, pledged, exchanged, hypothecated or otherwise transferred, encumbered or
disposed of. Any such attempted sale, assignment, pledge, exchange, hypothecation, transfer,
encumbrance or disposition in violation of this Agreement or the Plan shall be void, and the
Company shall not be bound thereby.
	 
	4.	 	Vesting.

	 	(a)	 	Except as specified otherwise in this Section 4, the Units shall be subject to
Forfeiture Restrictions, which shall lapse in accordance with the vesting dates set
forth in Annex A.
	 
	 	(b)	 	Notwithstanding the foregoing, if (i) the Holder’s employment or affiliation
relationship with the Company and its Affiliates is terminated prior to the final
vesting date (A) due to
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

1

 

	 	 	 	the death or Disability of the Holder, (B) by the Holder for Good Reason (as defined
below) or (C) by the Company for any reason other than Cause (as defined below) then,
in any such event, all Forfeiture Restrictions shall lapse on the date of termination
of the Holder’s employment or affiliation relationship, and for purposes of
calculating the Performance Multiplier, all Performance Periods not yet completed
shall be deemed to end on the date of such termination, or (ii) there is a Change in
Control, then all Forfeiture Restrictions shall immediately lapse with respect to all
Units subject to Forfeiture Restrictions, and for purposes of calculating the
Performance Multiplier, all Performance Periods not yet completed shall be deemed to
end on the date of such Change in Control. For purposes of this Agreement,
“Change in Control” means a change in the ownership of the Company, a change
in the effective control of the Company or a change in the ownership of a substantial
portion of the assets of the Company as described in Section 409A. For purposes of
this Agreement, the terms “Good Reason” and “Cause” shall have the
meanings provided under the Holder’s Employment Agreement, if any, and in the absence
of an Employment Agreement, such terms shall be inapplicable for purposes of this
Agreement and any termination of the Holder’s employment other than due to clause
(i)(A) of this Section 4(b) shall be governed by Section 4(c) of this Agreement.
	 
	 	(c)	 	If the Holder’s employment or affiliation relationship with the Company and its
Affiliates terminates prior to the final vesting date by the Holder for any reason
other than Good Reason or by the Company for Cause, then any Forfeiture Restrictions
that have not previously lapsed pursuant to the provisions of this Section 4 shall not
lapse, and any Units with respect to which the Forfeiture Restrictions have not lapsed
shall be forfeited to the Company on the date of the termination of the Holder’s
employment or affiliation relationship with the Company and its Affiliates. In the
event any Units are forfeited to the Company pursuant to this Agreement, the Company
will not be obligated to pay the Holder any consideration whatsoever for the forfeited
Units.

	5.	 	Dividend Equivalents. If during the period the Holder holds any Units awarded
hereby the Company pays a dividend in cash, Shares or otherwise with respect to the
outstanding shares of Company’s registered shares, par value CHF 1.16 per share (the
“Shares”), the Holder shall receive no dividend equivalent payment with respect to the
Holder’s Units.
	 
	6.	 	Delivery of Shares. Upon the date of lapse of the Forfeiture Restrictions under
Section 4, the Company shall deliver or cause to be delivered a number of Shares equal to the
number of Units with respect to which the Forfeiture Restrictions have lapsed multiplied by
the applicable Performance Multiplier (subject to the satisfaction by the Holder of any
liability arising under Section 8 of this Agreement).
	 
	7.	 	Capital Adjustments and Reorganizations. The existence of the Units shall not affect
in any way the right or power of the Company or its shareholders to make or authorize any or
all adjustments, recapitalizations, reorganizations or other changes in the Company’s capital
structure or its business, or any acquisition, merger, amalgamation or consolidation of the
Company, or any issue of bonds, debentures, preferred or prior preference shares ahead of or
affecting the Shares or the rights thereof, or the winding up, dissolution or liquidation of
the Company, or any sale or transfer of all or any part of its assets or business, or any
other corporate act or proceeding, whether of a similar character or otherwise, including a
Corporate Change (as defined in the Plan).
	 
	8.	 	Responsibility for Taxes & Withholding. Regardless of any action the Company or any
of its Affiliates takes with respect to any or all income tax, social insurance, payroll tax,
payment on
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

2

 

account or other tax-related items related to the Holder’s participation in the Plan and
legally applicable to the Holder (“Tax-Related Items”), the Holder acknowledges that
the ultimate liability for all Tax-Related Items is and remains the Holder’s responsibility
and may exceed the amount actually withheld by the Company or any of its Affiliates. The
Holder further acknowledges that the Company and/or its Affiliates (1) make no
representations or undertakings regarding the treatment of any Tax-Related Items in
connection with any aspect to the Units, including, but not limited to, the grant of the
Units, the lapse of the Forfeiture Restrictions, the delivery of Shares, the subsequent sale
of Shares acquired pursuant to such delivery and the receipt of any dividends and/or
dividend equivalents; and (2) do not commit to and are under no obligation to structure the
terms of any award to reduce or eliminate Holder’s liability for Tax-Related Items or
achieve any particular tax result. Further, if the Holder becomes subject to tax in more
than one jurisdiction between the date of grant and the date of any relevant taxable event,
the Holder acknowledges that Company and/or its Affiliates may be required to withhold or
account for Tax-Related Items in more than one jurisdiction.

Prior to any relevant taxable or tax withholding event, as applicable, the Holder will pay
or make adequate arrangements satisfactory to the Company and/or its Affiliates to satisfy
all Tax-Related Items. In this regard, the Holder authorizes the Company and/or its
Affiliates, or their respective agents, at their discretion, to satisfy the obligations with
regard to all Tax-Related Items by one or a combination of the following:

	 	(a)	 	withholding from the Holder’s wages or other cash compensation paid to the
Holder by the Company and/or its Affiliates; or
	 
	 	(b)	 	withholding from proceeds of the Shares acquired following the lapse of the
Forfeiture Restrictions either through a voluntary sale or through a mandatory sale
arranged by the Company (on Holder’s behalf pursuant to this authorization); or
	 
	 	(c)	 	withholding in Shares to be delivered upon the lapse of the Forfeiture
Restrictions.

To avoid negative accounting treatment, the Company and/or its Affiliates may withhold or
account for Tax-Related Items by considering applicable minimum statutory withholding
amounts or other applicable withholding rates. If the obligation for Tax-Related Items is
satisfied by withholding in Shares, for tax purposes, the Holder is deemed to have been
issued the full number of Shares attributable to the awarded Units, notwithstanding that a
number of Shares are held back solely for the purpose of paying the Tax-Related Items due as
a result of any aspect of the Holder’s participation in the Plan. The Holder shall pay to
the Company and/or its Affiliates any amount of Tax-Related Items that the Company and/or
its Affiliates may be required to withhold or account for as a result of the Holder’s
participation in the Plan that cannot be satisfied by the means previously described. The
Company may refuse to issue or deliver the Shares or the proceeds of the sale of Shares, if
the Holder fails to comply with the Holder’s obligations in connection with the Tax-Related
Items.

	9.	 	Employment or Affiliation Relationship. For purposes of this Agreement, the Holder
shall be considered to be in the employment of, or affiliated with, the Company or its
Affiliates as long as the Holder has an employment or affiliation relationship with the
Company or its Affiliates. The Committee shall determine any questions as to whether and when
there has been a termination of such employment or affiliation relationship, and the cause of
such termination, under the Plan and the Committee’s determination shall be final and binding
on all persons.
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

3

 

	10.	 	Voting and Other Rights. The Holder shall have no rights as a shareholder of the
Company in respect of the Units, including the right to vote and to receive dividends and
other distributions, until delivery of certificates representing Shares in satisfaction of
such Units.

	11.	 	Not an Employment or Affiliation Agreement. This Agreement is not an employment or
affiliation agreement, and no provision of this Agreement shall be construed or interpreted to
create an employment relationship between the Holder and the Company or any of its Affiliates
or guarantee the right to remain employed by or affiliated with the Company or any of its
Affiliates for any specified term.

	12.	 	Data Privacy. By signing below, the Holder voluntarily acknowledges and consents to
the collection, use, processing and transfer of personal data as described in this Section.
The Holder is not obliged to consent to such collection, use, processing and transfer of
personal data. However, failure to provide the consent may affect the Holder’s ability to
participate in the Plan. The Company and its Affiliates hold certain personal information
about the Holder, including the Holder’s name, home address and telephone number, date of
birth, social security number or other employee identification number, salary, nationality,
job title, any shares of stock or directorships held in the Company and details of all Units
or any other entitlement to shares of stock awarded, cancelled, purchased, vested, unvested or
outstanding in the Holder’s favor, for the purpose of managing and administering the Plan
(“Data”). The Company and its Affiliates will transfer Data amongst themselves as
necessary for the purpose of implementation, administration and management of the Holder’s
participation in the Plan, and the Company and its Affiliates may each further transfer Data
to any third parties assisting the Company in the implementation, administration and
management of the Plan. These recipients may be located in the European Economic Area or
elsewhere throughout the world in countries that may not provide an equivalent level of data
protection to the laws in the Holder’s home country, such as the United States. The Holder
authorizes them to receive, possess, use, retain and transfer the Data, in electronic or other
form, for the purposes of implementing, administering and managing the Holder’s participation
in the Plan, including any requisite transfer of such Data as may be required for the
administration of the Plan and the subsequent holding of Shares on the Holder’s behalf by a
broker or other third party with whom the Holder may elect to deposit any Shares acquired
pursuant to the Plan. The Holder may, at any time, review Data, require any necessary
amendments to it or withdraw the consents herein in writing by contacting the Company;
however, withdrawing consent may affect the Holder’s ability to participate in the Plan.

	13.	 	Notices. Any notice, instruction, authorization, request or demand required
hereunder shall be in writing, and shall be delivered either by personal delivery, by
facsimile, by certified or registered mail, return receipt requested, or by courier or
delivery service, addressed to the Company at the address indicated below on the execution
page of this Agreement, and to the Holder at the Holder’s address indicated in the Company’s
register of Plan participants, or at such other address and number as a party shall have
previously designated by written notice given to the other party in the manner hereinabove set
forth. Notices shall be deemed given when received, if sent by facsimile (confirmation of
such receipt by confirmed facsimile transmission being deemed receipt of communications sent
by facsimile means); and when delivered and receipted for (or upon the date of attempted
delivery where delivery is refused), if hand-delivered, sent by express courier or delivery
service, or sent by certified or registered mail, return receipt requested.

	14.	 	Amendment and Waiver. This Agreement may be amended from time to time by the
Committee in its discretion in any manner that it deems appropriate and that is consistent
with the terms of the Plan. However, no such amendment shall adversely affect in a material
manner any right of the Holder without his/her written consent. Only a written instrument
executed and
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

4

 

	 	 	delivered by the party waiving compliance hereof shall make any waiver of the terms or
conditions effective. Any waiver granted by the Company shall be effective only if executed
and delivered by a duly authorized executive officer of the Company other than the Holder.
The failure of any party at any time or times to require performance of any provisions
hereof shall in no manner affect the right to enforce the same. No waiver by any party of
any term or condition, or the breach of any term or condition contained in this Agreement,
in one or more instances, shall be construed as a continuing waiver of any such condition or
breach, a waiver of any other condition, or the breach of any other term or condition.
	 
	15.	 	Governing Law and Severability. This Agreement shall be governed by the laws of
Switzerland without regard to its conflicts of law provisions. The invalidity of any
provision of this Agreement shall not affect any other provision of this Agreement, which
shall remain in full force and effect.

	16.	 	Successors and Assigns. Subject to the limitations which this Agreement and the Plan
impose upon the transferability of the Units, this Agreement shall bind, be enforceable by and
inure to the benefit of the Company and its successors and assigns, and to the Holder, his
permitted assigns and, upon the Holder’s death, the Holder’s estate and beneficiaries thereof
(whether by will or the laws of descent and distribution), executors, administrators, agents,
and legal and personal representatives.

	17.	 	Electronic Delivery and Execution. The Holder hereby consents and agrees to
electronic delivery of any documents that the Company may elect to deliver (including, but not
limited to, plan documents, prospectus and prospectus supplements, grant or award
notifications and agreements, account statements, annual and quarterly reports, and all other
forms of communications) in connection with this and any other Award made or offered under the
Plan. The Holder understands that, unless revoked by the Holder by giving written notice to
the Company pursuant to the Plan, this consent will be effective for the duration of the
Agreement. The Holder also understands that he or she will have the right at any time to
request that the Company deliver written copies of any and all materials referred to above.
The Holder hereby consents to any and all procedures the Company has established or may
establish for an electronic signature system for delivery and acceptance of any such documents
that the Company may elect to deliver, and agree that his or her electronic signature is the
same as, and will have the same force and effect as, his or her manual signature. The Holder
consents and agrees that any such procedures and delivery may be affected by a third party
engaged by the Company to provide administrative services related to the Plan.

	18.	 	Counterparts. This Agreement may be executed in two or more counterparts, each of
which shall be an original for all purposes but all of which taken together shall constitute
but one and the same instrument.

	19.	 	Acknowledgements. The Holder acknowledges and agrees to the following:

	 	(a)	 	The Plan is discretionary in nature and the Committee may amend, suspend, or
terminate it at any time.
	 
	 	(b)	 	The grant of the Units is voluntary and occasional and does not create any
contractual or other right to receive future grants of Units, or benefits in lieu of
the Units even if the Units have been granted repeatedly in the past.
	 
	 	(c)	 	The Holder’s participation in the Plan is voluntary.
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

5

 

	 	(d)	 	The value of the Units is an extraordinary item of compensation, which is
outside the scope of the Holder’s employment contract (if any), except as may otherwise
be explicitly provided in the Holder’s employment contract (if any).
	 
	 	(e)	 	The Units are not part of normal or expected compensation or salary for any
purpose, including, but not limited to, calculating termination, severance,
resignation, redundancy, end of service, or similar payments, or bonuses, long-service
awards, pension or retirement benefits.
	 
	 	(f)	 	The future value of the Shares is unknown and cannot be predicted with
certainty.
	 
	 	(g)	 	No claim or entitlement to compensation or damages arises from the forfeiture
of the award, termination of the Plan, or diminution in value of the Units or Shares
and the Holder irrevocably releases the Company and its Affiliates from any such claim
that may arise.
	 
	 	(h)	 	Nothing in this Agreement or the Plan shall confer upon the Holder any right to
continue to be employed by the Company or any Affiliate or shall interfere with or
restrict in any way the rights of the Company or the Affiliate, which are hereby
expressly reserved, to terminate the employment of the Holder under applicable law.
	 
	 	(i)	 	The Company is not providing any tax, legal or financial advice, nor is the
Company making any recommendations regarding the Holder’s participation in the Plan, or
the Holder’s acquisition or sale of the underlying Shares. The Holder is hereby
advised to consult with his or her own personal tax, legal and financial advisors
regarding his or her participation in the Plan before taking any action related to the
Plan.
	 
	 	(j)	 	The Company reserves the right to impose other requirements on participation in
the Plan, on the Units and on any Shares acquired under the Plan, to the extent the
Company determines it is necessary or advisable in order to comply with local law or to
facilitate the administration of the Plan, and to require the Holders to sign any
additional agreements or undertakings that may be necessary to accomplish the
foregoing.

	20.	 	Section 409A.

	 	(a)	 	The delivery of the Holder’s Shares as described in Section 6 shall be made in
accordance with such Section, provided that with respect to delivery due to termination
of employment for reasons other than death, the delivery at such time can be
characterized as a “short-term deferral” for purposes of Section 409A or as otherwise
exempt from the provisions of Section 409A, or if any portion of the delivery cannot be
so characterized, and the Holder is a “specified employee” under Section 409A, such
portion of the delivery shall be delayed until the earlier to occur of the Holder’s
death or the date that is six months and one day following the Holder’s termination of
employment. For purposes of this Agreement, the terms “terminates,” “terminated,”
“termination,” “termination of employment,” and variations thereof, as used in this
Agreement to refer to the Holder’s termination of employment, are intended to mean a
termination of employment that constitutes a “separation from service” under Section
409A.
	 
	 	(b)	 	This Agreement and the Units provided hereunder are intended to comply with
Section 409A to the extent applicable thereto. Notwithstanding any provision of this
Agreement to the contrary, this Agreement shall be interpreted and construed consistent
with this intent. Although the Company and the Committee intend to administer this
Agreement so that it will comply with the requirements of Section 409A, to the extent
applicable, neither the Company nor the Committee represents or warrants that this
Agreement will
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

6

 

comply with Section 409A or any other provision of federal, state, local, or
non-United States law. Neither the Company or its Affiliates, nor their respective
directors, officers, employees or advisers shall be liable to any Holder (or any
other individual claiming a benefit through the Holder) for any tax, interest, or
penalties the Holder might owe as a result of participation in the Plan, and the
Company and its Affiliates shall have no obligation to indemnify or otherwise
protect any Holder from the obligation to pay any taxes pursuant to Section 409A.

in witness whereof, the Company has caused this Agreement to be duly executed by an
officer thereunto duly authorized, and the Holder has executed this Agreement, all as of the date
first above written.

	 	 	 	 	 
	 	COMPANY:

weatherford international ltd.

 	 
	 	By:  	 	 

	 	 	 	 

	 

	 	 	ADDRESS:
	 

	 	 	4-6 Rue Jean-François Bartholoni
	 

	 	 	Geneva 1204
	 

	 	 	Switzerland
	 

	 	 	Attn: Corporate Secretary
	 

	 	 	Facsimile: 41 22 816 1599
	 
	 	 	 
	 

	 	HOLDER:
	 
	 	 
	 

	 	 

					
	 
	44521
	 	 
	 	Performance Unit Award Agreement

7

 

Annex A—Performance Goals

The Performance Goal used to determine the extent of conversion of the Units in the attached
Agreement into Shares will be the percentile rank of total shareholder return (“TSR”) for
the Shares for each Performance Period (or as otherwise described below). The Performance
Multiplier for each Performance Period will be based on the Company’s TSR performance during the
Performance Period relative to a competitor group composed of Baker Hughes, Inc., Halliburton
Company and Schlumberger Limited (the “Competitor Group”), or, if any of such entities is
no longer publicly traded, then their successor as determined by the Committee.

Each Performance Period will begin on the first NYSE trading day of the relevant Fiscal Year set
forth below and end (subject to Section 4 of the Agreement) on the last NYSE trading day of that
Fiscal Year.

	 	 	 	 	 
	Performance Period	 	 	 	 
	(Fiscal Year)	 	Number of Units	 	Vesting Date
	2010
	 	•
	 	January 3, 2011
	2011
	 	•
	 	January 3, 2012
	2012
	 	•
	 	January 2, 2013

TSR for each Performance Period for the Company and each member of the Competitor Group shall be
calculated as follows, where “Beginning Price” is the closing price on the last NYSE trading day of
the immediately preceding Fiscal Year and “Ending Price” is the closing price on the last NYSE
trading day of the Fiscal Year, in each case, as applied to the applicable equity security and
adjusted, where applicable, for share splits or share dividends, and Cash Dividends means cash
dividends with an ex-dividend date during the Performance Period:

TSR = [(Ending Price – Beginning Price) + Cash Dividends]/Beginning Price

If the Company’s TSR for a Performance Period is the highest among the Competitor Group, the
Performance Multiplier for such Performance Period shall be 2.0. If the Company’s TSR for a
Performance Period is the lowest among the Competitor Group, the Performance Multiplier for such
Performance Period shall be 0.0. If the Company’s TSR for a Performance Period is neither the
highest nor the lowest among the Competitor Group, then the Performance Multiplier shall be derived
based on the percentile rank of the Company’s TSR for the Performance Period as compared to an
array comprised of the TSR for the Performance Period of each member of the Competitor Group (as
determined excluding the Company) pursuant to the following table:

	 	 	 
	TSR Percentile	 	Performance Multiplier
	75+
	 	2.0
	50-74.99
	 	1.0
	25-49.99
	 	0.5
	<25
	 	0.0

For purposes of the preceding sentence, the TSR Percentiles for a Performance Period shall be
determined by measuring the median TSR level for the Competitor Group (excluding the Company),
which shall constitute the 50th percentile, and then applying standard deviation to
determine the 25th and 75th percentiles. Examples of the Performance
Multiplier calculations are set forth on Annex B attached hereto.

					
	 
	44521
	 	 
	 	Performance Unit Award Agreement

8

 

Annex B—Sample Calculations of the Performance Multiplier

The following five examples provide calculation details of hypothetical performance outcomes
of a three peer Competitor Group.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Case 1	 	 	Case 2	 	 	Case 3	 	 	Case 4	 	 	Case 5	 
	Sample TSR Results
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Competitor A
	 	 	55.0	%	 	 	55.0	%	 	 	10.0	%	 	 	28.0	%	 	 	19.0	%
	Competitor B
	 	 	10.0	%	 	 	50.0	%	 	 	25.0	%	 	 	68.0	%	 	 	0.5	%
	Competitor C
	 	 	9.0	%	 	 	9.0	%	 	 	60.0	%	 	 	56.0	%	 	 	-6.0	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Weatherford International Ltd.
	 	 	50.0	%	 	 	10.0	%	 	 	65.0	%	 	 	66.0	%	 	 	-5.0	%
	Is Weatherford Highest or Lowest?
	 	no	 	no	 	Highest	 	no	 	no
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Competitor Group Standard Deviation
	 	 	26.3	%	 	 	25.2	%	 	 	n/a	 	 	 	20.5	%	 	 	13.0	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Competitor Group Estimated Percentiles
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	75th
	 	 	27.7	%	 	 	67.0	%	 	 	n/a	 	 	 	69.9	%	 	 	9.3	%
	Median
	 	 	10.0	%	 	 	50.0	%	 	 	n/a	 	 	 	56.0	%	 	 	0.5	%
	25th
	 	 	-7.7	%	 	 	33.0	%	 	 	n/a	 	 	 	42.1	%	 	 	-8.3	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Weatherford International Ltd. Percentile
	 	>75th	 	<25th	 	Highest	 	 	68.0	%	 	 	34.3	%
	Multiplier Achieved
	 	 	2.0	 	 	 	0.0	 	 	 	2.0	 	 	 	1.0	 	 	 	0.5	 

 

			
	Note:	 	The Competitor Group Estimated Percentiles are calculated using the standard deviation of the Group. The median is the
median of the Group. 75th and 25th percentiles, respectively, are calculated as median +/- 0.675 times the
standard deviation.

	 	 	 

	Case 1:

	 	The Company achieves the second highest TSR score of 50.0%, which is above the 75th percentile
of the Competitor Group. This earns a 2.0 multiplier.
	 
	 	 
	Case 2:

	 	The Company’s TSR is below the 25th percentile, earning a zero multiplier.
	 
	 	 
	Case 3:

	 	The Company’s achieves the highest TSR versus the Competitor Group, earning a 2.0 multiplier.
	 
	 	 
	Case 4:

	 	The Company’s TSR of 66.0% places them at the 68th percentile and earns a 1.0 multiplier.
	 
	 	 
	Case 5:

	 	The Company achieves a -5.0% TSR, placing them just above the 34th percentile. This earns a
0.5 multiplier.
	 

					
	44521
	 	 
	 	Performance Unit Award Agreement

9

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