Document:

EX-4.2

 

Exhibit 4.2

THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS. SEE REVERSE SIDE.

	 	 	 	 	 
	NUMBER

	 	SHARES

	000

	 	0	 	 

Organized Under the Laws of the State of Delaware

COMMUNITY BANKERS ACQUISITION CORP.

Common Stock

	 	 	 
	Authorized Shares 50,000,000

	 	Cusip                               

This Certifies that
Specimen is the registered holder of Zero and no/100 Shares
of the fully paid and nonassessable shares of the par value of $.01 each of the Common Stock of

Community Bankers Acquisition Corp.

Transferable only on the books of the Corporation in person or by duly authorized attorney

upon surrender of this certificate properly endorsed.

This certificate is not valid unless countersigned by the

Transfer Agent and registered by the Registrar.

Witness the seal of the Corporation and the

facsimile signatures of its duly

authorized officers.

	 	 	 
	 
	 
	 

	 	 
	President

	 	Secretary

Seal

2005

Delaware

 

 

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

	 	 	 
	TEN COM – as tenants in common

	 	UNIF GIFT MIN ACT -                      Custodian                 
	TEN ENT – as tenants by the entireties

	 	                                   
          (Cust)                    
  (Minor)
	JT TEN – as joint tenants with right of
survivorship under and not as
tenants in common

	 	  Uniform Gifts to Minors Act                          

                                       
             (State)
	

	 	 

     Additional Abbreviations may also be used though not in the above list.

Community Bankers Acquisition Corp.

     The Corporation will furnish without charge to each stockholder who so requests the powers,
designations, preferences and relative, participating, optional or other special rights of each
class of stock or series thereof of the Corporation and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the shares represented thereby
are issued and shall be held subject to all the provisions of the Certificate of Incorporation and
all amendments thereto and resolutions of the Board of Directors providing for the issue of shares
of Preferred Stock (copies of which may be obtained from the secretary of the Corporation), to all
of which the holder of this certificate by acceptance hereof assents.

     For value received,                                          hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER
	 	 
	IDENTIFYING NUMBER OF ASSIGNEE
	 	 
	 
	 	 
	 
	 	 
	 
	 	 
	 
	 	 
	 
	 	 
	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	 
	 	 
	 
	 
	 	 
	 
	 
	 	 
	 

shares of the capital stock represented by the within Certificate, and do hereby irrevocably
constitute and appoint ________________________
____________ Attorney to transfer the
said stock on the books of the within named Corporation will full power of substitution in the
premises.

Dated                                         

 

 

	 	 	 
	 

	 	NOTICE: The signature to this assignment must correspond with the name as written upon the
face of the certificate in every particular, without alteration or enlargement or any change
whatever.

	 	 	 
	Signature(s) Guaranteed:
	 	 
	 
	 	 
	 
	 	 
	 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

The holder of this certificate shall be entitled to receive funds from the trust fund pursuant to
the Investment Management Trust Agreement between the Company and Continental Stock Transfer &
Trust Company only in the event of the Company’s liquidation or if the holder seeks to convert his
respective shares into cash upon a business combination which he voted against and which is
actually completed by the Company. In no other circumstances shall the holder have any right or
interest of any kind in or to the trust fund. A copy of the Investment Management Trust Agreement
will be made available by the Company upon request by the holder of this certificate.EX-4.3

 

	 	 	 
	SPECIMEN WARRANT CERTIFICATE

	 	Exhibit 4.3
	 	 	 

					
	NUMBER
	 	(SEE REVERSE LEGEND)
	 	WARRANTS

(THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR

TO 5:00 P.M. NEW YORK CITY TIME,                     , 2010

COMMUNITY BANKERS ACQUISITION CORP.

CUSIP
                                        

WARRANT

THIS CERTIFIES THAT, for value received                     is the registered holder of a Warrant or
Warrants expiring                     , 2010 (the “Warrant”) to purchase one fully paid and non-assessable
share of Common Stock, par value $.01 per share (“Shares”), of Community Bankers Acquisition Corp.,
a Delaware corporation (the “Company”) for each Warrant evidenced by this Warrant Certificate. The
Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i)
the consummation by the Company of a merger, capital stock exchange, asset acquisition or other
similar business combination or (ii)                     , 2006, such number of Shares of the Company at the
price of $6.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant
Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company
(such payment to be made by check made payable to the Warrant Agent), but only subject to the
conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock
Transfer & Trust Company. The Warrant Agreement provides that upon the occurrence of certain events
the Warrant Price and the number of Warrant Shares purchasable hereunder, set forth on the face
hereof, may, subject to certain conditions, be adjusted. The term Warrant Price as used in this
Warrant Certificate refers to the price per Share at which Shares may be purchased at the time the
Warrant is exercised.

     No fraction of a Share will be issued upon any exercise of a Warrant. If the holder of a
Warrant would be entitled to receive a fraction of a Share upon any exercise of a Warrant, the
Company shall, upon such exercise, round up to the nearest whole number the number of Shares to be
issued to such holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder hereof or his assignee a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or

 

 

Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants.

     Upon due presentment for registration of transfer of the Warrant Certificate at the office or
agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.

     The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

     This Warrant does not entitle the registered holder to any of the rights of a Stockholder of
the Company until exercised.

     `The Company reserves the right to call the Warrant, at any time prior to its exercise, with a
notice of call in writing to the Warrant holders of record, giving 30 days’ notice of such call at
any time after the Warrant becomes exercisable if the last sale price of the Shares has been at
least $8.50 per share on each of 20 trading days within any 30 trading day period ending on the
third business day prior to the date on which notice of such call is given. The call price of the
Warrants is to be $.01 per Warrant. Any Warrant either not exercised, or tendered back to the
Company by the end of the date specified in the notice of call, shall be canceled on the books of
the Company and have no further value except for the $.01 call price.

By:

	 	 	 
	 

	 	 
	President

	 	Secretary

 

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

The undersigned Registered Holder irrevocably elects to exercise                                          Warrants
represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon
the exercise of such Warrants, and requests that Certificates for such shares shall be issued in
the name of

	 	 	 	 	 
	
	 	 	 	 
	 
	 	(PLEASE TYPE OR PRINT NAME AND ADDRESS)
	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)	 	 
	 	 	 	 	 
	
	 	and be delivered to	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)	 	 
	 	 	 	 	 
	
	 	 	 	 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder at the address stated below:

	 	 	 	 	 
	Dated:
	 	 	 	 
	 

	 	              
                                                                             
                                                    
                                                    
                                                    
             
	 	 
	

	 	 	 	(SIGNATURE)
	 
	 	 	 	 
	

	 	 	 	 
	

	 	 	 	(ADDRESS)
	 
	 	 	 	 
	

	 	 	 	 
	 
	 	 	 	 
	

	 	 	 	 
	

	 	 	 	(TAX IDENTIFICATION NUMBER)

 

 

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,                                          hereby sell, assign, and transfer unto

	 	 	 	 	 
	
	 	 	 	 
	 
	 	(PLEASE TYPE OR PRINT NAME AND ADDRESS)
	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)	 	 
	 	 	 	 	 
	
	 	and be delivered to	 	 
	 	 	 	 	 
	
	 	 	 	 
	
	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)	 	 

                                                             of the Warrants represented by this Warrant Certificate, and hereby
irrevocably constitute and appoint                                                                                  Attorney to transfer this
Warrant Certificate on the books of the Company, with full power of substitution in the premises.

	 	 	 	 	 
	Dated:
	 	 	 	 
	

	 	           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           

	 	 
	

	 	 	 	(SIGNATURE)

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF
THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
EXCHANGE.

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