Document:

Services Agreement

 Exhibit 10.1 
 FASTECH INTEGRATED SOLUTIONS, LLC. 
 SERVICES AGREEMENT 
 This Services Agreement (this “Agreement”) is made as of August 4, 2006 by and between FASTECH INTEGRATED SOLUTIONS, LLC., with offices at 401 Parkway
Drive, Broomall, PA (“Fastech”), and PRESCIENT APPLIED INTELLIGENCE, INC, with offices at 1247 Ward Avenue Suite 200 West Chester PA 19380 (“Prescient”). 
 WHEREAS, Prescient desires Fastech to provide, and Fastech desires to supply to Prescient, certain services in connection with the housing, operation and support of
Prescient’s systems production environment on the terms and conditions provided for in this Agreement. 
 NOW, THEREFORE, in consideration of the mutual
promises and agreement and covenants contained in this Agreement, and for other good and valuable consideration, the receipt and sufficiency of which is acknowledged, the parties, intending to be legally bound, agree as follows: 
 1. GENERAL. The services to be provided by Fastech to Prescient under this Agreement (the “Services”), the fees to be paid therefor, and other related
terms and conditions are specified in detail in the Schedule(s) attached to this Agreement (which are incorporated herein by reference). 
 2. CONTRACT
TERM. This Agreement shall commence on the date first above written and shall continue in effect for so long as the Agreed Term, or any extension thereof, of any Schedule is in effect. Prescient’s rights to use the Services delineated on
any Schedule shall begin on the Commencement Date and continue for the period specified in the Schedule (the “Agreed Term”). Thereafter, each Schedule shall automatically renew for successive renewal terms of equal duration to the Agreed
Term, unless either party gives written notice of termination to the other at least one hundred twenty (120) days before the end of the then current Agreed Term. 
 3. FEES AND EXPENSES. (a) Prescient shall pay Fastech for the Services, on a monthly basis as specified in the Schedules (the “Monthly Fees”). All Monthly Fees shall be invoiced by Fastech in
advance at the billing address defined in the applicable Schedule. All other fees and any out-of-pocket expenses reasonably incurred by Fastech on behalf of Prescient shall be invoiced by Fastech on an as-and-when-incurred basis. Prescient shall pay
each invoice within thirty (30) days following its receipt thereof. 
 (b) All amounts specified in this Agreement are exclusive of any applicable
value-added, use, sales, excise, service, property, or other taxes or contributions, which Prescient shall pay. Unpaid invoices shall be considered “Past Due” as of the 35th day following the invoice date. Past Due invoices shall accrue
interest at the lower of (a) 18% per annum or (b) the maximum legal rate, commencing the 35th day
following the invoice date and continuing until paid in full. 
 4. CONFIDENTIALITY. “Confidential Information” means all information
disclosed by one party to the other in connection with this Agreement, but does not include any information to the extent that: (a) the information is or becomes publicly available through no fault of the recipient, (b) is already known to
the recipient, or (c) is rightfully obtained by the recipient from independent sources which have no obligation of confidentiality to the disclosing party. Each party’s Confidential Information shall be held in strict confidence by the
recipient, using the same standard of care as the recipient uses to protect its own confidential information of a similar nature, but in no event less than a reasonable degree of care, and shall not be used or disclosed by the recipient for any
purpose except as necessary to implement or perform this Agreement. Without limiting the generality of the foregoing, Confidential Information includes (i) Prescient’s data and software, and the details of Prescient’s computer
operations and procedures, (ii) Fastech’s physical security systems, access control systems, specialized network equipment and techniques, pricing and use policies, and (iii) the terms of this Agreement. A disclosing party’s
Confidential Information represents trade secrets of the disclosing party, which has great value to the disclosing party. The parties acknowledge and agree that any breach of the recipient’s obligations under this Section 4 likely shall
cause irreparable injury for which there likely is no adequate remedy at law and with respect to which the damages likely will be difficult to ascertain and that, in addition to any other remedies, the non-breaching party shall be entitled to obtain
injunctive relief to prevent or minimize any breach of this Section 4. 
 5. TERMINATION. If either party materially breaches this Agreement and
the breach is not cured within the cure period specified below, then the non-breaching party may terminate this Agreement or any Schedule under which the breach occurs, effective within one hundred twenty (120) days following the failure to
timely cure, by giving written notice to the breaching party. With respect to Prescient’s payment obligations, the cure period shall be ten (10) days after receipt of Fastech’s written notice of non-payment. With respect to all other
obligations of either party under this Agreement, the cure period shall be thirty (30) days after receipt of written notice describing the breach, provided that, if a longer period is reasonably required to cure the breach and the cure is
promptly begun, such cure period shall be extended for as long as the cure is being diligently prosecuted to completion. 
 Any use of the Services by
Prescient in any manner or for any purpose other than those defined in this Agreement shall constitute a material breach of the Agreement by Prescient for which Fastech may terminate the Agreement by providing five (5) days’ advance
written notice to Prescient, unless Prescient cures such breach to Fastech’s reasonable satisfaction within such five (5) days. The Services shall at all times be used in compliance with Fastech’s then-current use and privacy policies
and the policies, regulations, and/or rules of Fastech’s underlying carriers, which policies, regulations, and/or rules have been provided to Prescient (“Policies”). 
 Any Schedule under this Agreement shall immediately terminate, without notice, for any violation of any law, rule, regulation or policy of any government authority having jurisdiction over Fastech or by reason of any
decision of a court or other government authority having jurisdiction which prohibits Fastech from furnishing the Services as required under this Agreement. 
 6. USER RESPONSIBILITIES. The parties acknowledge and agree that, without limiting anything else contained herein, Prescient shall have the sole responsibility, at its expense, for 
  

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 providing any and all data, information and materials, and for performing any and all activities, so described as
Prescient’s responsibility in the Schedules (“Prescient Materials”). Except to the extent explicitly stated in this Agreement, in no event shall Fastech incur any obligation or liability with respect to the Prescient Materials. In no
event shall Fastech be responsible for problems arising from defects or deficiencies in the Prescient Materials or the inability to provide the Services caused thereby or by the failure of Prescient to cooperate with Fastech with respect thereto.

 7. POST-TERMINATION OBLIGATIONS. Upon termination of this Agreement for any reason, Prescient, at its sole expense, shall have [four (4)] months to
remove the Prescient Materials from the Fastech facility(ies) at which they are located and shall restore that facility to substantially the same condition as of the date of this Agreement. Prescient shall reimburse Fastech for any costs or expenses
incurred by Fastech resulting from that removal and for services Fastech provides in connection with the removal of the Prescient Materials. 
 8. LIABILITY AND INDEMNIFICATION. EXCEPT AS SPECIFICALLY STATED IN THIS AGREEMENT, FASTECH MAKES NO REPRESENTATIONS OR WARRANTIES, AND DISCLAIMS ALL REPRESENTATIONS AND WARRANTIES, EXPRESS OR IMPLIED, WRITTEN OR ORAL,
ARISING FROM COURSE OF DEALING, COURSE OF PERFORMANCE, USAGE OF TRADE, OR OTHERWISE, INCLUDING, WITHOUT LIMITATION, THE IMPLIED WARRANTIES OF TITLE, NON-INTERFERENCE, NON-INFRINGEMENT, ACCURACY, MERCHANTABILITY, QUALITY, SYSTEMS INTEGRATION, AND
FITNESS FOR A PARTICULAR PURPOSE. WITHOUT LIMITING THE FOREGOING, FASTECH DOES NOT WARRANT THAT THE SERVICES WILL BE UNINTERRUPTED, ERROR-FREE, OR COMPLETELY SECURE. 
 UNDER NO CIRCUMSTANCES SHALL FASTECH’S TOTAL LIABILITY UNDER THIS AGREEMENT EXCEED THE TOTAL OF ALL FEES ACTUALLY PAID BY PRESCIENT TO FASTECH UNDER THE SCHEDULE UNDER WHICH THE LIABILITY AROSE, DURING THE
TWELVE (12) MONTH PERIOD PRECEDING THE DATE UPON WHICH THE LIABILITY AROSE. 
 IN NO EVENT SHALL FASTECH BE LIABLE TO PRESCIENT OR ANY OTHER
PERSON OR ENTITY FOR ANY INDIRECT, INCIDENTAL, CONSEQUENTIAL, SPECIAL, PUNITIVE, EXEMPLARY OR EXTRA-CONTRACTUAL DAMAGES OF ANY KIND WHATEVER ARISING FROM OR IN CONNECTION WITH THIS AGREEMENT, INCLUDING, BUT NOT LIMITED TO, LOST PROFITS, LOST
REVENUES, OR LOSS OF BUSINESS, REGARDLESS OF LEGAL THEORY (INCLUDING, BUT NOT LIMITED TO, NEGLIGENCE) WHETHER OR NOT FORESEEABLE, EVEN IF EITHER PARTY HAS BEEN ADVISED OF THE POSSIBILITY OR PROBABILITY OF SUCH DAMAGES AND EVEN IF THE REMEDIES
OTHERWISE PROVIDED BY THIS AGREEMENT FAIL OF THEIR ESSENTIAL PURPOSE. WITHOUT LIMITING THE FOREGOING, FASTECH SHALL HAVE NO LIABILITY FOR ANY DAMAGE TO, LOSS OF OR MISDIRECTION OF PRESCIENT’S DATA, SOFTWARE, DATA STORAGE MEDIA, EQUIPMENT OR
OTHER PROPERTY THAT OCCURS DURING CONNECTION, TRANSMISSION, OR USE BY PRESCIENT OR FASTECH OF SAME IN CONJUNCTION WITH THE SERVICES. The remedies specifically provided by this Agreement and the provisions of this Section allocate between the
parties hereto the risks under this Agreement, some of which may be unknown or undeterminable. Such limitations were a material inducement for the parties to enter into this Agreement, and the parties have relied upon such limitations in determining
whether to enter into this Agreement. 
 Prescient shall indemnify, defend, and hold harmless Fastech (and its affiliates and their respective employees and
agents) from and against any and all claims, actions, damages, losses, liabilities, obligations, risks, costs, fees (including without limitation attorneys’ fees) and expenses resulting from or arising out of (a) Prescient’s use of
the Services, (b) any breach by Prescient of its obligations under Section 4, (c) Fastech’s permitted use of Prescient Materials, data, or information provided by Prescient, or (d) Prescient’s performance under this
Agreement. Fastech shall indemnify, defend, and hold harmless Prescient (and its affiliates and their respective employees and agents) from and against any and all claims, actions, damages, losses, liabilities, risks, costs, fees (including without
limitation attorneys’ fees) and expenses resulting from or arising out of the grossly negligent acts or omissions or willful misconduct of Fastech in its performance of the Services. 
 An indemnitor under this Section shall have the right to control the defense and settlement of any and all claims and actions for which such indemnitor is obligated to
indemnify, hold harmless, and defend hereunder, but the indemnitee shall have the right to participate in such claims, suits, proceedings, and actions at its own cost and expense. An indemnitor shall have no liability under this Section unless the
indemnitee gives notice of such claim to the indemnitor promptly after the indemnitee learns of such claim so as to not prejudice the indemnitor. Under no circumstance shall either party settle, compromise, consent to the entry of any judgment with
respect to, or decline to appeal any claim or action that is the subject of indemnification hereunder without the prior written consent of the other party, which consent shall not be withheld or delayed unreasonably. 
 9. FORCE MAJEURE. Neither party shall be liable for, nor shall either party be considered in breach of this Agreement due to, any failure to perform its
obligations under this Agreement (other than a failure to pay money) as a result of a cause beyond its control, including any natural calamity, act of God or a public enemy, act of any military, civil or regulatory authority, change in any law or
regulation, disruption or outage of communications, power or other utility (provided Fastech has exhausted its planned back-up solution), failure to perform by any supplier or other third party, or other cause which could not have been prevented
with reasonable care. 
 10. NOTICE. All notices, consents and other communications under this Agreement shall be in writing and shall be deemed to
have been received on the earlier of the date of actual receipt, and shall be sent via reputable overnight courier or registered mail, return receipt requested, postage prepaid. Each party’s address for notices is set forth at the beginning of
this Agreement. Notices to Fastech shall be sent to the attention of Contract Administration. 
 11. SOFTWARE/HARDWARE. Prescient acknowledges that
Fastech is not the developer of any of the software or hardware product(s) used to provide the Services. Fastech shall not be responsible for the failure to meet any Service Level (as defined in a Schedule) or for any damages if such failure or
damages are caused by the failure of any software or hardware to perform in accordance with its specifications, except to the extent caused by Fastech’s gross negligence or willful misconduct. 
 12. EQUIPMENT FAILURE. Any problems or service issues with Fastech-provided equipment used to provide the Services shall be documented and resolved to
Prescient’s reasonable 
  

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 satisfaction as soon as reasonably practicable. Such problems or issues may be resolved by the use of spare or
replacement equipment equivalent to or better than the affected equipment. In the event any such problems or issues are not resolved within a timely manner, such problems or issues shall be promptly escalated to higher levels of Fastech technical
and managerial personnel in accordance with the Escalation Matrix described below. 
 13. ESCALATION MATRIX. Fastech and Prescient shall maintain and
regularly update a detailed Escalation Matrix which shall identify the following: (1) the persons to be contacted, including telephone and pager numbers and e-mail addresses, in the event of technical errors or failures with respect to the
Services; (2) the severity level of each error or failure; (3) the target time to repair (TTR) of each such problem (including an estimate of the total time which may elapse during the repair strategy before identified Fastech and
Prescient personnel need to be notified); and (4) the time to management escalation (TTM) of each problem (including an estimate of the total time which can elapse during the repair strategy before identified Fastech and Prescient personnel
need to be notified). 
 14. MAINTENANCE. Fastech reserves the right to conduct routine maintenance services on the third Sunday of every month from
12:00 a.m. to 4:00 a.m. local time at the designated Fastech facility, or at any other time mutually agreed upon by Prescient and Fastech. Emergency or non-routine maintenance may be conducted at any time as may be reasonably necessary under the
circumstances, as determined by Fastech. Fastech shall not be responsible for the failure to meet any Service Level or for any damages if such unavailability of Service(s) was as a result of routine or emergency maintenance as specified in this
Section. 
 15. CHANGES TO SCHEDULES. Each Schedule to this Agreement shall be reviewed periodically and each party shall cooperate in good faith to
adapt the Services provided as quantities increase or change in any non-material way. No Schedule shall be modified, nor shall any breach hereunder be waived, unless such modification and/or waiver is in writing and signed by an authorized
representative of both parties. 
 16. ENTIRE UNDERSTANDING. This Agreement states the entire understanding between the parties with respect to its
subject matter, and supersedes all prior proposals, negotiations and other written or oral communications between the parties with respect to the subject matter of this Agreement. No modification of this Agreement, and no waiver of any breach of
this Agreement, shall be effective unless in writing and signed by an authorized representative of the party against whom enforcement is sought. No waiver of any breach of this Agreement, and no course of dealing between the parties, shall be
construed as a waiver of any subsequent breach of this Agreement. 
 17. PARTIES IN INTEREST. Neither party may assign this Agreement or any rights or
delegate any obligations under this Agreement without the prior written consent of the other party, which will not be unreasonably withheld. Notwithstanding the foregoing, Fastech may assign this Agreement or any rights or delegate any obligations
under this Agreement to an affiliate or successor to all or substantially all of Fastech’s business or assets covered by this Agreement, without the prior written consent of Prescient. This Agreement shall bind, benefit and be enforceable by
and against both parties and their respective successors and permitted assigns. No third party shall be considered a beneficiary of this Agreement or entitled to any rights under this Agreement. 
 18. CONSTRUCTION. THIS AGREEMENT SHALL BE GOVERNED BY PENNSYLVANIA LAW, WITHOUT REGARD TO ITS CONFLICTS OF LAW PRINCIPLES. The parties agree that any
action or suit brought between them shall be brought and resolved exclusively in a state or federal court in Philadelphia, Pennsylvania, and that such courts shall have exclusive jurisdiction over the subject matter and parties. In any action
relating to this Agreement, the prevailing party shall be entitled to recover its reasonable attorney’s fees and court costs from the other party. If any term or provision of this Agreement is held to be invalid or unenforceable, such term or
provision shall be altered to the extent necessary to render it valid and enforceable, consistent with the parties’ intentions, and the remainder of this Agreement shall continue to be valid and enforceable to the fullest extent permitted by
law or equity. 
 19. MISCELLANEOUS. Section headings are for convenience of reference only and shall not affect the interpretation of this Agreement.
The relationship between the parties created by this Agreement is that of independent contractors, and not as partners, joint venturers, or agents. Sections 3(b), 4, 7, 8, 10, 11, 18 and 19 shall survive any expiration or termination of this
Agreement. 
  

							
	FASTECH INTEGRATED SOLUTIONS, LLC	 	PRESCIENT APPLIED INTELLIGENCE, INC
				
	 BY:
	  	 /s/ Richard Hirsch
	 	BY:	 	 /s/ Thomas W. Aiken

	 PRINT NAME:
	  	Richard Hirsh	 	 PRINT NAME:
	 	 Thomas W. Aiken

	 PRINT TITLE:
	  	CEO	 	 PRINT TITLE:
	 	 SVP & CFO

	 DATE SIGNED:
	  	 8/4/06
	 	 DATE SIGNED:
	 	 8/4/06

  

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 SCHEDULE A 
 Hardware Relocation/Migration Services 
 COMMENCEMENT DATE*: August 4, 2006 
 TERM: N/A 
 FEE: 
 PRESCIENT BILLING ADDRESS: 1247 Ward Avenue Suite 200 West Chester PA 19380– Attn: Accounts Payable 
 PRESCIENT NOTICE ADDRESS: 1247 Ward Avenue Suite 200 West Chester PA 19380 – Attn: Jim Eckels 
 Fastech and Prescient will accomplish the relocation of Prescient hardware, set forth in Schedule A, Exhibit 1, from its location (“Existing Facility”) to the
Fastech Facility. This work is agreed to be done per Fastech’s proposal to Prescient dated December 29th,
2005 and completed prior to the commencement of the hosting services described in this agreement The information contained in this schedule is for reference purposes only and does not constitute an obligation for Fastech to provide any additional
services. 
 Fastech shall perform the migration of Prescient’s system from the Existing Facility to the Fastech
Facility as follows: 
  

	 	1.	Fastech and Prescient shall set up Prescient’s environment at the Fastech Facility. Set up will include: verifying OS and patches; verifying HP-UX configurations; verifying
file system layouts; installing Oracle software; creating seed database; implementing backups; and testing recoveries. 

  

	 	2.	Prescient shall take a snapshot of production database on the Existing Site, which will include: verifying the space requirements; implementing the database snapshot; and taking the
database snapshot. Production database downtime is not required. 

  

	 	3.	Prescient shall transfer the snapshot from the Existing Site to the Fastech Facility, verifying the network and the transfer rate and validating the transferred snapshot.

  

	 	4.	Prescient shall build a standby database at the Fastech Facility by: creating a layout of the snapshot; building the standby database; backing up the standby database.

  

	 	5.	Prescient shall shut down the production database on the Existing Site and shall verify that all applications are down. Fastech shall take a snapshot of the changes/deltas.

  

	 	6.	Prescient shall bring up the production database on the Fastech Facility by: transferring deltas from the Existing Site to Fastech Facility; applying deltas to the standby database;
bringing up the standby database; verifying the integrity of the database; bringing up the Applications; backing up the database. 

  

	 	7.	After the new environment setup is completed on the Fastech Facility, a trial run [should] be conducted from step 2 to step 6. Benchmark will be taken. After the trial run, step 2
to step 6 can be repeated, multiple times if necessary, for actual migration. The trial run does not require production database downtime. It is understood that the snapshot and standby database may become corrupted. In this case, step 2 to step 6
may have to be repeated. 

  

	 	8.	Migration of Prescient’s data from the Existing Facility to the Fastech Facility shall be performed as provided in Schedule A, Exhibit 4. Fastech will provide 3 Mb dedicated
bandwidth from Yipes Communications. During the migration process, Fastech will provide additional bandwidth (requirements to be determined) to accommodate data transfer from the Existing Facility to the Fastech Facility. 

 

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 SCHEDULE A, EXHIBIT 1 
 Hardware List 
  

																	
	 Name
	  	Primary IP address	  	GSP IP	  	Role	  	Model	  	Serial	  	 Config
	  	OS	  	 Notes

	OMEGA1	  	172.25.1.11	  	172.25.1.245	  	Database/
Application
server	  	HP 9000/800 N4000	  	40CC0FK80U	  	N4000 with 6 x 750 Mhz, 6 GB mem, 2 x 36 GB disk, CD or DVD drive, 4 network cards, 2xFiber channel card, HP-UX 11i, racking kit	  	HP-UX 11.11	  	6x750MHz CPU; 6144 MB MEM
									
	OMEGA2	  	172.25.1.12	  	172.25.1.244	  	Application/
Database server	  	HP 9000/800 N4000	  	40DD0FK15Y	  	N4000 with 6 x 750 Mhz, 6 GB mem, 2 x 36 GB disk, CD or DVD drive, 4 network cards, 2xFiber channel card, HP-UX 11i, racking kit	  	HP-UX 11.11	  	6x750MHz CPU; 6144 MB MEM
									
	GAMMA1	  	205.132.37.81	  	172.25.1.250	  	Web Server	  	HP 9000/800 L2000	  	USS41193EA	  	L2000 with 2 x 540Mhz, 2 GB mem 2x36 GB disk, CD or DVD drive, 3 network cards, HP-UX 11i, Racking kit	  	HP-UX 11.11	  	2x540MHz CPU; 2048 MB MEM
									
	GAMMA2	  	205.132.37.82	  	172.25.1.249	  	Web Server	  	HP 9000/800 L2000	  	USS413299H	  	L2000 with 2 x 540Mhz, 2 GB mem 2x36 GB disk, CD or DVD drive, 3 network cards, HP-UX 11i, Racking kit	  	HP-UX 11.11	  	2x540MHz CPU; 2048 MB MEM
									
	GAMMA5	  	205.132.37.14	  	172.25.1.248	  	Communication/
Infrastructure
server	  	HP 9000/800 L2000	  	USS41255EM	  	L2000 with 2 x 540Mhz, 2 GB mem 2x36 GB disk, CD or DVD drive, 3 network cards, HP-UX 11i, Racking kit, 2x 2Gb Fiber channel card. (A6795)	  	HP-UX 11.11	  	2x540MHz CPU; 2048 MB MEM
									
	GAMMA6	  	205.132.37.15	  	172.25.1.247	  	Communication/
Infrastructure
server	  	HP 9000/800 L2000	  	USS41308A9	  	L2000 with 2 x 540Mhz, 2 GB mem 2x36 GB disk, CD or DVD drive, 3 network cards, HP-UX 11i, Racking kit, 2x 2Gb Fiber channel card. (A6795)	  	HP-UX 11.11	  	2x540MHz CPU; 2048 MB MEM
									
	OMEGA15	  	172.25.1.21	  		  	Chainlink
Server	  	HP Proliant DL360	  	GBJ53200DD	  	Dual Xeon 3.0 Ghz Rackmount (Rails Included),1 GB RAM, 2 x 36GB 10k U320 SCSI hdd, Integrated U320 Smart Array 6i Controller, Embedded NC7782 Dual Port NIC,HP Storageworks 2GB FC HBA	  	Win2000
Advanced
server	  	2x3GHz
									
	 OMEGA16
	  	172.25.1.22	  		  	Chainlink
Server	  	HP Proliant DL360	  	GBJ5310479	  	Dual Xeon 3.0 Ghz Rackmount (Rails Included),1 GB RAM, 2 x 36GB 10k U320 SCSI hdd, Integrated U320 Smart Array 6i Controller, Embedded NC7782 Dual Port NIC,HP Storageworks 2GB FC HBA	  	Win2000
Advanced
server	  	2x3GHz
									
	ZETA5	  	205.132.37.11	  		  	Border Firewall	  	Cisco PIX 515E-UR	  	888 09 19 4723	  		  	Cisco IOS
7.01	  	Primary border Firawall
									
	ZETA6	  	205.132.37.12	  		  	Border Firewall	  	Cisco PIX 515E-FO	  	888 09 24 3936	  		  	Cisco IOS
7.01	  	Failover border Firewall

 SCHEDULE B 
 On Demand Hosting Services 
 COMMENCEMENT DATE*: August 4, 2006

	TERM:	36 Months 

 TOTAL MONTHLY FEE: $36,400 
 SETUP FEE: Waived 
 Fastech DESIGNATED FACILITY :

 401 Parkway Drive 
 Broomall, PA 19008 
 PRESCIENT BILLING ADDRESS: 1247 Ward Avenue Suite 200 West Chester PA 19380– Attn:
Accounts Payable 
  

	PRESCIENT	NOTICE ADDRESS: 1247 Ward Avenue Suite 200 West Chester PA 19380 – Attn: Jim Eckels  

  

	*	Prescient acknowledges that the capacity on which the Services will be provided will be available within sixty (60) days of Schedule execution. 

 

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 SERVICES: 
 I.
Systems Support 
 Scope 
 Fastech will provide hosting
and support services for Prescient’s Advanced Commerce environment. Any expansion or enhancement to the environment may be subject to additional charges. Fastech will submit any quotes or estimates to Prescient for approval prior to any work or
implementation of the change. 
  

	•	 	Hardware Footprint: Prescient hardware is enclosed in three standard cabinets and may be expanded by one additional cabinet at no additional charge. 

 

	•	 	Monitoring: Fastech will monitor devices, events, and provide systems backups as specified below. 

  

	•	 	Database Administration: DBA services include database monitoring according to metrics specified by Prescient and Fastech and monitoring database
backups.

  

	•	 	Standard Bandwidth: Fastech will provide Prescient with 3Mb dedicated internet bandwidth. Fastech will expand bandwidth based on Prescient request. Any charges for bandwidth
increases are billed in 30 day increments. 

 Systems Monitoring & Escalation 
 The Fastech data center has operators on duty 24/7/365. A toll free number is available for support. Systems monitoring and escalation responsibilities and procedures are
set forth in Exhibit B, Schedule 1 and are in place to notify the appropriate member of IT in the event of any problem that the operator on duty is not capable of resolving. Operators are required to check all servers using monitoring software that
updates every two minutes and physically check at the box every hour. Operators are trained to attempt resolve issues based on a list of acceptable conditions and actions. If they are unable to rectify the issue on their own, they will call the
appropriate IT staff member based on time windows to be defined. Depending upon the issue, the primary contacts shown below will be contacted: 
  

			
	 Name
	 	 Issues

	John Gibbons	 	Unix OS, HP servers, Backup on Network, Windows
	Martin McCann	 	Routing, Network, VPN, Windows
	Matt Kropiewnicki	 	Database

 The primary contact would determine the problem and, if necessary, work with the designated Prescient team member
to resolve. 
 Fastech will check logs for errors or warnings in the operating system and database to be proactive in identifying issues. Operating system
patches and upgrades will be evaluated and implemented on an agreed upon schedule between Prescient and Fastech. Only those deemed necessary by both parties will be implemented. 
 Hardware Support 
 Fastech will provide Prescient with a recommended hardware support plan that will correspond to and
reinforce the Service Levels established in the Hosting & Managed Services Agreement. All hardware will be supported by the appropriate vendor. 
 Software Support 
 Fastech will support all Operating system software. In the event of an unusual issue with HP-UX, HP can be contacted under
the software support agreement to rectify the situation. Likewise, a ticket can be opened with Microsoft should something unforeseen arise with a Windows server. Fastech will be proactive with support by checking logs daily to confirm optimal
performance. 
 Backup Requirements 
 Backups will be
performed by Fastech, incorporated into the Fastech backup strategy utilizing Fastech’s existing tape library. Fastech will ensure that hardware and media are sufficient to have the capability of backing up 300GB of data daily. Backups
will be run based on the frequency and requirements listed in the table below. Daily differential backups will be performed, with full backups performed weekly. Full backups will be stored offsite weekly for a 2 week period at secure location.
Monthly backups will be stored offsite for 12 month rotation. Backups will be monitored for successful status. Failed backups will be scheduled to run within 24 hr period, time determined by Prescient.
  

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	 	•	 	Backups are performed daily (7 days a week – year round) or more often (see Frequency) 

  

	 	•	 	Tapes are taken to the secure off site storage on a weekly rotation. 

  

	 	•	 	End of month tape from all volumes is stored in secure off site storage for 12 months and is replaced with new tape. 

  

	 	•	 	Non end of month tape is rotated every month 

  

	 	•	 	Backups should avoid system’s peak usage time whenever possible. 

  

	 	•	 	Recovery tests should be performed 2 times per year, and after each modification of backup procedure or major system change. 

  

	 	•	 	Backup failures should be resolved and followed by successful backup within 24 hours (no more than 48 hours). 

  

	 	•	 	Daily backups should start as late as possible but finish by the midnight everyday 

  

	 	•	 	Daily report of backup status should be provided (list of backup jobs / status). 

 List of volumes, which need to be backed up every day: 
  

							
	 Server
	  	 Mount point
	  	Frequency	  	Notes
	Omega1	  	 /home
 /disk01
 /disk10
 /disk13
 /disk14
 /disk15
	  	Daily
Daily
Every 2 hours
Every 2
hours
Daily
Daily	  	
				
	Omega2	  	 /disk01
 /home
 /viabatch1
 /viafiles
 /viaap1
 /viaap2
 /viaap3
 /viaap4
 /auth1
 /auth2
 /filereg
 /viasupport
	  	Daily	  	Primary App server
				
	Gamma5	  	 /home
 /cyclone
 /comm1
	  	Daily	  	
				
	Gamma6	  	/home	  	Daily	  	
				
	Gamma1	  	 /opt/web/vialink.com
 /usr/local/apache2/conf

/usr/local/apache2/modules
 /usr/local/sources
 /home
	  	Daily	  	
				
	Gamma2	  	 /opt/web/vialink.com
 /usr/local/apache2/conf

/usr/local/apache2/modules
 /usr/local/sources
 /home
	  	Daily	  	

  

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 1. Non-regular backups 
 On the 1st of each month, a recovery tape will be created on all servers (bootable tape with backup of all OS volumes). 
 List of servers: 
  

	 	1.	Omega1 

  

	 	2.	Omega2 

  

	 	3.	Gamma1 

  

	 	4.	Gamma2 

  

	 	5.	Gamma5 

  

	 	6.	Gamma6 

  

	 	7.	Omega15 

  

	 	8.	Omega16 

 Other non-regular backups can
be requested based on need. 
 2. Oracle Backup Interaction 
 The standard backup agent must be able to initiate, and backup Oracle database backup on disk independently. There should be no interactions between Oracle backup and the standard backup agent. 
 II. Administrative Functions 
 Environment Changes 

Any changes to the production Prescient environment must first be approved by an authorized Prescient employee. A Process Change form will be sent to Prescient that
identifies the recommended changes and associated details. The form will be sent via email. The form must be approved prior to the change being performed. 
 In the event that a written approval can not be obtained by Prescient, a verbal approval is acceptable in emergency situations. As soon as a report can be filed, it must be sent to Prescient and written approval should be provided.

 Changes to the environment may be requested by either Fastech or Prescient. 
 Procedure Changes 
 Changes related to contact methods, contact
personnel, monitoring and backup procedures would qualify as a procedure change. Some procedure changes may also be determined to include a change in scope and may require changes in monthly fees. 
 Any changes to procedures should be requested in writing with a complete description of the change and any and all pertinent information required by Fastech to research
and implement the change. Once the change has been fully documented, and agreed upon in writing by both parties, Fastech will initiate the change. 
 Procedure changes include but are not limited to the following: 
  

	•	 	Devices monitored 

  

	•	 	Events monitored 

  

	•	 	Services monitored 

  

	•	 	Backup frequencies 

  

	•	 	Off Site rotation 

  

	•	 	Contact personnel 

  

	•	 	Escalation procedures 

 System Changes 
 Changes related to system layout, system devices or environment, would qualify as a system change. Most system changes may also be determined to include a change in scope
and may require changes in monthly fees. 
 Change requests for system changes should be requested in writing with a complete description of the change and
any and all pertinent information required by Fastech to research and implement the change. All changes must be fully documented, and agreed upon in writing by both parties 
 System changes include but are not limited to the following: 
  

	•	 	System configuration 

  

 8 

	•	 	System design 

  

	•	 	Supported hardware 

  

	•	 	Domain Name System (DNS) 

  

	•	 	Device naming 

  

	•	 	Services supported 

 Scope Changes 
 Changes related to system or procedures which are determined to qualify as a change in scope may require changes in monthly fees. These changes may include changes to
number of devices, or types and quantity of devices or services to be monitored 
 Change requests for scope changes should be requested in writing with a
complete description of the change and any and all pertinent information required by Fastech to research and implement the change. All changes must be fully documented, and agreed upon in writing by both parties. System changes include but are not
limited to the following: 
  

	 	•	 	Network expansion 

  

	 	•	 	Addition of LAN segments at existing site(s) 

  

	 	•	 	Design and feature enhancements 

  

	 	•	 	Configuration changes 

  

	 	•	 	Support for additional protocol(s) 

  

	 	•	 	Implementation of enhanced features 

 Incident Reports 

Incident reports will be used to identify two issue levels. Level I issues are identified as any issues that require production down time. These issues must be
documented and provided to Prescient within four business hours of resolution. 
 Level II issues are those that do not require downtime, but are necessary
for preventive maintenance. These issues must be documented and reviewed in the weekly status meeting. 
 All issues will be maintained in one Incident
Report. The report will contain the following information; Incident Date, Incident Level, Reported By, Down Time, Description, Status, Owner and Resolution Date. 
 Daily Backup Reports 
 The Account Manager will send Prescient a report that contains the list of backup jobs and status for each job. The
frequency of the report will be mutually agreed upon between Prescient and Fastech. 
 III. Physical Requirements 
 Connectivity Requirements 
 The data center can provide the ability for
redundant ISP connectivity. Upon agreement, Fastech can provide Prescient with bandwidth from 1Mb to 1Gb. 
 Electrical Requirements 
 The data center will have 8 x L620R receptacles, 4X 110v outlets (modem, visitor, monitor, etc) as well as redundant electrical. 
 Space Requirements 
 Space will be
allocated in the data center to host a minimum of four standard size racks with the possibility to grow. 
  

 9 

 IV. Personnel 
 Project Team 
 The project team includes, but is not limited to an Account Manager, HP-UX Administrator, Network Administrator, Oracle DBA,
and a knowledgeable Microsoft Windows Administrator. Prescient will have the right of refusal for any resources that do not meet their standards. 
 Service Level Agreement 
 Fastech shall meet the service levels for the supply of services as set forth in
Schedule B, Exhibit 2. 
  

 10 

 Schedule B, Exhibit 1 
 Escalation Procedures and Monitoring Responsibilities 
 Prescient has engaged a third party (SMS) to provide hardware
warranty maintenance and support, Fastech IT contacts are authorized to initiate a ticket with SMS. 
 List of Devices to be monitored by Fastech

  

													
	 Label
	  	 Device Role
	  	IP Address	  	Services
Monitored	 	 Event Type
	  	Notification	  	 Trend Report
 Types

	Zeta5_Inside	  	Primary External Firewall	  	205.132.39.11	  		 	Device Down, UP	  	Email	  	Interface Usage
(BPS)
	Gamma1	  		  	205.132.39.81	  	Web	 	Device Down, UP, Service Down, UP	  	Email	  	
	Zeta6_Inside	  	Failover External Firewall	  	205.132.39.12	  		 	Device Down, UP	  	Email	  	
	Lobby1	  	Switch 1, Public Network	  	205.132.39.5	  		 	Device Down, UP	  	Email	  	
	Lobby2	  	Switch 2, Public Network	  	205.132.39.6	  		 	Device Down, UP	  	Email	  	
	Lobby3	  	Switch 3, Public Network	  	205.132.39.7	  		 	Device Down, UP	  	Email	  	
	Lobby4	  	Switch 4, Public Network	  	205.132.39.8	  		 	Device Down, UP	  	Email	  	
	Omega15	  	Win2K Server, Chainlink	  	172.25.1.21	  	Web (Chainlink)	 	Device Down, UP, Service Down, UP	  	Email	  	
	Omega16	  	Win2K Server, SNMPc	  	172.25.1.22	  		 	Device Down, UP	  	Email	  	
	Vault2	  	Switch 2, Private Network	  	172.25.1.8	  		 	Device Down, UP	  	Email	  	
	Vault1	  	Switch 1, Private Network	  	172.25.1.7	  		 	Device Down, UP	  	Email	  	
	Gamma2	  	Unix Server, Web	  	205.132.39.82	  	Web	 	Device Down, UP, Service Down, UP	  	Email	  	
	GSP-Gamma1	  	Server Service Processor	  	172.25.1.250	  		 	Device Down, UP	  	Email	  	
	GSP-Gamma2	  	Server Service Processor	  	172.25.1.249	  		 	Device Down, UP	  	Email	  	
	GSP-Gamma5	  	Server Service Processor	  	172.25.1.248	  		 	Device Down, UP	  	Email	  	
	GSP-Gamma6	  	Server Service Processor	  	172.25.1.247	  		 	Device Down, UP	  	Email	  	
	GSP-Omega1	  	Server Service Processor	  	172.25.1.245	  		 	Device Down, UP	  	Email	  	
	GSP-Omega2	  	Server Service Processor	  	172.25.1.246	  		 	Device Down, UP	  	Email	  	
	Omega1-L1	  	Omega1, LAN1	  	172.25.1.11	  		 	Device Down, UP	  	Email	  	
	Omega1-L0	  	Omega1, LAN0	  	10.5.5.11	  		 	Device Down, UP	  	Email	  	
	Omega1-Oracle1	  	Omega1, LAN2	  	172.25.1.40	  		 	Device Down, UP	  	Email	  	
	Omega2-L0	  	Omega1, LAN0	  	10.5.5.12	  		 	Device Down, UP	  	Email	  	
	Omega2-L1	  	Omega1, LAN1	  	172.25.1.12	  		 	Device Down, UP	  	Email	  	
	Brocade-Alpha	  	Primanry Fiber Switch	  	10.5.5.31	  		 	Device Down, UP	  	Email	  	
	Brocade-Beta	  	Secondary Fiber Switch	  	10.5.5.32	  		 	Device Down, UP	  	Email	  	
	Sigma2-Inside	  	Failover VPN Appliance, Internal Interface	  	172.25.1.62	  		 	Device Down, UP	  	Email	  	
	Sigma1-Inside	  	Primary VPN Appliance, Internal Interface	  	172.25.1.61	  		 	Device Down, UP	  	Email	  	
	Tunnel-GW	  	VPN Internal Gateway	  	172.25.1.1	  		 	Device Down, UP	  	Email	  	
	www.ac.prescient.com	  	Load-balanced Interface for www.ac.prescient.com	  	205.132.39.20	  	Web	 	Device Down, UP, Service Down, UP	  	Email	  	
	Zeta11	  	Primary Local Director	  	205.132.39.18	  		 	Device Down, UP	  	Email	  	Interface Volume
	Zeta12	  	Secondary Local Director	  	205.132.39.19	  		 	Device Down, UP	  	Email	  	
	zeta8	  	Primary Internal Firewall	  	172.25.1.9	  		 	Device Down, UP	  	Email	  	Interface Usage
(BPS)
	zeta9	  	Secondary Internal Firewall	  	172.25.1.10	  		 	Device Down, UP	  	Email	  	

  

 11 

	•	 	All devices / services listed above shall be considered critical and any outage will be considered severity 1. 

  

	•	 	Based on the above chart, in the event of a failure for any of the devices listed Fastech agrees to make notification within 15 minutes, of any failure via email to
AC_OpsOnCall@prescient.com and take no further action. 

  

	•	 	A second notification shall be required once the failure has been resolved although no action is to be taken concerning the failover and restoration of the failed device into
service. 

 List of Application services to be monitored by Prescient 
  

													
	 Label
	  	Device Role	  	IP Address	  	Services
Monitored	  	 Event Type
	  	Notification	  	Trend Report
Types
	www.ac.prescient.com	  	Load-balanced
Interface for
www.ac.prescient.com	  	205.132.39.20	  	Web	  	Device Down, UP, Service Down, UP	  	Email	  	
	Auth1	  	App	  	172.25.1.42	  	4060 isalive	  	Service Down, UP	  	Email	  	
	Auth2	  	App	  	172.25.1.43	  	4061 isalive	  	Service Down, UP	  	Email	  	
	Viabatch1	  	App	  	172.25.1.41	  	Exec1-10,
5060
iserror,
5060 isalive	  	Service Down, UP	  	Email	  	
	Viaap2	  	App	  	172.25.1.45	  	2242,
2243,
2249	  	Service Down, UP	  	Email	  	
	Viaap3	  	App	  	172.25.1.46	  	2224,
2225	  	Service Down, UP	  	Email	  	
	Viaap4	  	App	  	172.25.1.47	  	2244,
2245	  	Service Down, UP	  	Email	  	
	Filereg	  	App	  	172.25.1.49	  	2231,
2232	  	Service Down, UP	  	Email	  	
	Viasupport	  	App	  	172.25.1.48	  	2227	  	Service Down, UP	  	Email	  	
	Viaap1	  	App	  	172.25.1.44	  	2222,
2223,
2229	  	Service Down, UP	  	Email	  	
	Gamma5-L3	  	Gamma5, LAN3	  	205.132.39.14	  	DNS	  	Device Down, UP, Service Down, UP	  	Email	  	
	Gamma6-L3	  	Gamma6, LAN3	  	205.132.39.15	  	DNS,
SMTP	  	Device Down, UP, Service Down, UP	  	Email	  	
	Cyclone	  	App	  	205.132.39.46	  	4080 status	  	Service Down, UP	  	Email	  	
	FTP	  	App	  	205.132.39.44	  	FTP	  	Service Down, UP	  	Email	  	
	Comm1	  	App	  	205.132.39.49	  		  	Device Down, UP	  	Email	  	

  

	•	 	All services listed above shall be monitored by Prescient only. Fastech is not obligated to monitor or take any action related to these services. 

  

	•	 	In the event of a failure for any of the services listed Prescient agrees to make notification to Fastech within 30 minutes via email to nocgroup@fastechis.com.

 Disk volume quota and health to be monitored by Fastech 
  

											
	 Host name
	  	Mount Points	  	Warning
Usage %	  	Critical
Usage %	  	Notification	  	Action
	 OMEGA1
	  	/disk02	  	85	  	95	  	Email	  	None
	 Database/Application server
	  	/disk03	  	85	  	95	  	Email	  	None
		  	/disk04	  	90	  	95	  	Email	  	None
		  	/disk05	  	90	  	95	  	Email	  	None

  

 12 

											
		  	/disk06	  	90	  	95	  	Email	  	None
		  	/disk07	  	90	  	95	  	Email	  	None
		  	/disk11	  	85	  	95	  	Email	  	None
		  	/disk12	  	85	  	95	  	Email	  	None
		  	/disk08	  	85	  	95	  	Email	  	None
		  	/disk09	  	85	  	95	  	Email	  	None
		  	/disk10	  	85	  	95	  	Email	  	None
		  	/disk13	  	70	  	85	  	Email	  	None
		  	/disk14	  	90	  	95	  	Email	  	None
		  	/disk15	  	90	  	95	  	Email	  	None
	OMEGA2	  	/viabatch1	  	80	  	90	  	Email	  	None
	Application/Database server	  	/viafiles	  	80	  	90	  	Email	  	None
		  	/auth1	  	80	  	90	  	Email	  	None
		  	/auth2	  	80	  	90	  	Email	  	None
		  	/viaap1	  	80	  	90	  	Email	  	None
		  	/viaap2	  	80	  	90	  	Email	  	None
		  	/viaap3	  	80	  	90	  	Email	  	None
		  	/viaap4	  	80	  	90	  	Email	  	None
		  	/viasupport	  	80	  	90	  	Email	  	None
		  	/filereg	  	80	  	90	  	Email	  	None
	OMEGA19	  	To be specified	  		  		  		  	
	GAMMA1	  	FS on rootvg only	  		  		  	Email	  	None
	GAMMA2	  	FS on rootvg only	  		  		  	Email	  	None
	GAMMA5	  	/cyclone	  	80	  	85	  	Email	  	None
	Communication/Infrastructure server	  	/comm1	  	80	  	85	  	Email	  	None
	GAMMA6	  	/home/ftps	  	80	  	85	  	Email	  	None
	Communication/Infrastructure server	  		  		  		  	Email	  	
	All systems	  	/	  	80	  	90	  	Email	  	None
		  	/stand	  	80	  	90	  	Email	  	None
		  	/var	  	80	  	90	  	Email	  	None
		  	/usr	  	80	  	90	  	Email	  	None
		  	/tmp	  	80	  	90	  	Email	  	None
		  	/opt	  	80	  	90	  	Email	  	None
		  	/home	  	80	  	90	  	Email	  	None

 Oracle database table space to be monitored by Fastech 
  

							
	 Metric
	  	Event Type	 	Notification	  	Action
	 Buffer Cache Hit Ratio
	  	< 90%	 	Email	  	None
	 Library Cache Hit Ratio
	  	< 99%	 	Email	  	None
	 Row Cache Hit Ratio
	  	< 85%	 	Email	  	None
	 Redo Log Space Request
	  	> 100%	 	Email	  	None
	 Disk Sorts
	  	< 10%	 	Email	  	None
	 Segments That Can’t Extend
	  	> 0	 	Email	  	None
	 Tablespace Used Space
	  	> 80%	 	Email	  	None
	 Tablespaces In Backup Mode
	  	> 0	 	Email	  	None
	 Rollback NOWAIT Hit Ratio
	  	> 99%	 	Email	  	None
	 Redo Allocation Latch Ratio
	  	> 1%	 	Email	  	None
	 Redo Copy Latch Ratio
	  	> 1%	 	Email	  	None

 All critical patch analysis & installation to be performed by Prescient unless otherwise specifically
directed in writing. 
  

 13 

 Network monitoring 
  

									
	 Device
	  	 Services Monitored
	  	Event
Type	 	Notification	  	Action
	Router Interface	  	Utilization per Month	  	> 70%	 	On-line Report	  	None
	Router Interface	  	Error Rate per Month	  	> 1%	 	Email	  	None
	LAN Segments	  	Utilization per Month	  	> 30%	 	On-line Report	  	None
	LAN Segments	  	Error Rate per Month	  	> 1%	 	Email	  	None

 The above measures and additional performance and utilization trend reporting will be available to Prescient
through a third party reporting application at a minimum of Monthly frequency. 
 The delivery method of these performance and utilization reports will be at
the discretion of Fastech. 
 Operating System to be monitored by Fastech 
 All monitoring and reporting of operating system events are to be done according to Fastech standards and recommendations, Though Fastech may make notification of certain OS related events, no specific requirements
for notification are requested by Prescient. 
 Service Guard Monitoring 
 All monitoring and reporting of service guard events are the sole responsibility of Prescient, Though Prescient agrees to make notification of service guard events to Fastech via email. 
 Hardware Warranty Maintenance and Support 
 All hardware warranty
maintenance and support is to be provided by a 3rd party procured by Prescient monitoring and performing according
to agreements between Prescient and the 3rd party with no obligations by Fastech except notifications as already
described above. 
  

 14 

 Schedule B, Exhibit 2 
 Service Level Agreement 
  

	1.	Service Level Goal; Service Level Agreement. Fastech shall use all reasonable commercial efforts to ensure that the Prescient environment is operating and available
approximately 98.5% of the time in any calendar month. In the event that the Prescient environment is not available within the 98.5% availability commitment and outside of the scheduled maintenance, Prescient will be eligible to receive the service
credits described below (the “Service Level Agreement”). 

  

	2.	Definitions. The following definitions shall apply to this Service Level Agreement. 

  

	 	2.1	“Network Downtime” shall mean sustained packet loss in excess of fifty percent (50%) within Fastech/Prescient’ network and for downtime periods above 98.5%
uptime commitments. Downtime shall not include any packet loss or network unavailability during Fastech/Prescient’ scheduled maintenance of the Internet Data Centers, network and service(s). 

  

	 	2.1.1	“Hardware Downtime” shall mean hardware unavailability within Fastech/Prescient’ network and for downtime periods above 98.5% uptime commitments. Hardware Downtime
shall not include any hardware unavailability during Fastech/Prescient’ scheduled maintenance of hardware, or availability during “Network Downtime”. 

  

	 	2.1.2	“Application Support Response” shall mean that whenever an error or issue occurs that prevents normal processing of the Prescient environment, a Fastech support specialist
will respond within 2 hours of the event to analyze the problem and start working on a resolution. 

  

	 	2.2	“Excess Latency” shall mean transmission latency (i) in excess of one hundred twenty (120) milliseconds round trip time between any two points within
Fastech/Prescient’ network. 

  

	 	2.3	“Excess Packet Loss” shall mean packet loss in excess of one percent (1%) between any two points within Fastech/Prescient Prescient’ network.

  

	 	2.4	“Performance Problem” shall mean Excess Packet Loss and/or Excess Latency. 

  

	 	2.5	“Service Credit” shall mean an amount equal to the pro-rata total monthly processing costs for one (1) day of Service. 

  

	3.	Downtime Periods. In the event Prescient experiences Downtime, Prescient shall be eligible to receive from Fastech a Service Credit for each 0.5% Downtime period below the
uptime commitment of 98.5%. Examples: If Prescient experiences one Downtime period, it shall be eligible to receive one Service Credit. If Prescient experiences two Downtime periods, either from a single event or multiple events, it shall be
eligible to receive two Service Credits. 

  

	4.	Performance Problem; Packet Loss and Latency. In the event that Fastech discovers or is notified by Prescient that Prescient is experiencing a Performance Problem, Fastech
will take all actions necessary to determine the source of the Performance Problem. 

  

	5.	Time to Discover Source of Performance Problem; Notification of Prescient. Within two (2) hours of discovering or receiving notice of the Performance Problem, Fastech
will determine whether the source of the Performance Problem is limited to the Prescient Equipment and the Fastech equipment connecting the Prescient Equipment to the Fastech/Prescient LAN. If Fastech determines that the Prescient Equipment and
Fastech connection are not the source of the Performance Problem, Fastech will determine the source of the Performance Problem within an additional two (2) hour period. In any event, Fastech will notify Prescient of the source of the
Performance Problem within sixty (60) minutes of identifying the source. 

  

	6.	Time to Discover Source of Hardware Problem; Notification of Prescient. Within two (2) hours of discovering or receiving notice of the hardware problem, Fastech will
determine the source of the problem and implement actions to resolve the issue. 

  

	7.	Remedy of Packet Loss and Latency. If the source of the Performance Problem is within the sole control of Fastech, Fastech will remedy the Performance Problem within two
(2) hours of determining the source of the Performance Problem. If the source of and remedy to the Performance Problem reside outside of the Fastech LAN, Fastech will use commercially reasonable efforts to notify the party(ies) responsible for
the source of the Performance Problem and cooperate with it (them) to resolve such problem as soon as possible. 

  

	8.	Remedy of Hardware Failure. If the source of the hardware problem is within the sole control of Fastech, Fastech will remedy the Performance Problem within two (2) hours
of determining the source of the Problem. If the source of and remedy to the Hardware Failure reside outside of Fastech control, Fastech will use commercially reasonable efforts to notify the party(ies) responsible for the source of the hardware
problem and cooperate fully with those parties to assist in resolving the hardware problem as soon as possible. 

  

	9.	Failure to Determine Source and/or Remedy. In the event that Fastech (A) is unable to determine the source of the problem within the time periods described in
subsections 4.1 or 4.1.1 above and/or; (B) is the sole source of the problem and is unable to remedy such problem within the time period described in subsection 4.2 above, Fastech will deliver a Service Credit to Prescient for each two
(2) hour period in excess of the time periods for identification and resolution described above. 

  

 15 

	10.	Prescient Must Request Service Credit. In order to receive any of the Service Credits described above, Prescient must notify Fastech within seven (7) days from the time
Prescient becomes eligible to receive a Service Credit. Failure to comply with this requirement will forfeit Prescient’s right to receive a Service Credit. 

  

	11.	Remedies Shall Not Be Cumulative; Maximum Service Credit. The aggregate maximum number of Service Credits to be issued by Fastech to Prescient for any and all Downtime
periods and Performance Problems that occur in a single calendar month shall not exceed seven (7) Service Credits. A Service Credit shall be issued in the Fastech invoice in the month following the Downtime or Performance Problem, unless the
Service Credit is due in Prescient’s final month of Service. In such case, a refund for the dollar value of the Service Credit will be mailed to Prescient. Prescient shall also be eligible to receive a pro-rata refund for (i) Downtime
periods and Performance Problems for which Prescient does not receive a Service Credit and (ii) any Services Fastech does not deliver to Prescient for which Prescient has paid. 

  

	12.	Assumptions; The Fastech/Prescient network consists of all information listed in Schedule A Exhibit 1. All credits issued are outside of the 98.5% availability commitment in
any calendar month. 

  

	13.	SERVICE LEVEL EXCLUSIONS. THE SERVICE LEVEL AGREEMENT DOES NOT APPLY TO ANY SERVICE(S) THAT EXPRESSLY EXCLUDE THIS SERVICE LEVEL AGREEMENT (AS STATED IN THE SPECIFICATION
SHEETS FOR SUCH SERVICES) AND ANY PERFORMANCE ISSUES (I) CAUSED BY FACTORS OUTSIDE OF FASTECH’ REASONABLE CONTROL; (II) THAT RESULTED FROM ANY ACTIONS OR INACTIONS OF PRESCIENT OR ANY THIRD PARTIES; OR (III) THAT RESULTED FROM
PRESCIENT’S EQUIPMENT AND/OR THIRD PARTY EQUIPMENT (NOT WITHIN THE PRIMARY CONTROL OF FASTECH). THIS SERVICE LEVEL AGREEMENT STATES PRESCIENT’S SOLE AND EXCLUSIVE REMEDY FOR ANY FAILURE BY FASTECH TO PROVIDE SERVICE(S).

  

 16Asset Purchase Agreement

 Exhibit 10.1 
 ASSET PURCHASE AGREEMENT 
 by and between 
 RECEPTOR BIOLOGIX, INC. 
 and 
 APHTON CORPORATION 
  

 Dated as of August 4, 2006 
  

 ASSET PURCHASE AGREEMENT 
 ASSET PURCHASE AGREEMENT, dated as of August 4, 2006 (this “Agreement”), by and between Receptor Biologix, Inc. (the
“Purchaser”) and Aphton Corporation (the “Seller”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth in Article XII. 
 WHEREAS, Seller is a biopharmaceutical company engaged in the business of researching and developing cancer immunotherapies; 
 WHEREAS, Seller has filed a voluntary petition (the “Petition”) for relief commencing a case (the “Chapter 11 Case”)
under Chapter 11 of Title 11 of the United States Code, 11 U.S.C. Sections 101 et seq. (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy
Court”); and 
 WHEREAS, the Purchaser desires to purchase and obtain the assignment from Seller, and Seller desires to sell,
convey, assign, and transfer to the Purchaser, assets of Seller, together with certain specified obligations and liabilities relating thereto, all in the manner and subject to the terms and conditions set forth herein and in accordance with Sections
105, 363, and 365 of the Bankruptcy Code. 
 NOW, THEREFORE, in consideration of the foregoing and the respective representations,
warranties, covenants, and agreements set forth herein, the Parties hereto agree as follows: 
 ARTICLE I 
 PURCHASE AND SALE OF ASSETS 
 Section 1.1 (a) Purchase and Sale of Assets. On the terms and subject to the conditions set forth in this Agreement, at the Closing, Seller shall sell, assign, transfer, convey, and deliver to the Purchaser, and the
Purchaser shall purchase and accept from Seller, all of Seller’s rights, title, and interests in and to the Assets, free and clear of all Encumbrances, in each case other than Permitted Encumbrances. The term “Assets” means all
of the following with respect to all products in research or under development that are directed toward or relate to the target hormone gastrin (including but not limited to Insegia): (i) all patents, patent applications, patent disclosures and
inventions; (ii) all trademarks, trademark applications, service marks, trade dress, trade names, logos, and corporate names and registrations and applications for registration thereof together with all of the goodwill associated therewith;
(iii) technical and scientific information, trade secrets, ideas, techniques, sketches, drawings, works of authorship, models, inventions, discoveries, concepts, improvements, research, development, and designs, compositions, prototypes,
physical materials, processes, equipment, gene sequences, formulations, cell lines, samples, vectors, clones, media, chemical compounds, biological materials, algorithms, software programs, software source documents, financial and commercial
information, business plans and strategies, and client, supplier, marketing and strategic alliance information, and other information relating to the Seller’s product research and development activities, marketing plans and other business
activities (whether or not patentable); (iv) other 

 proprietary and regulatory rights, filings and processes; (v) the Contracts set forth in Schedule I hereto (the
“Assumed Contracts”); (vi) the Equipment set forth on Schedule II hereto; and (vii) all the contractual rights of Seller and claims of Seller relating to such Assets, wherever located (including in the possession of
vendors or other third parties or elsewhere), whether tangible, intangible, absolute or contingent, of whatever nature, whether real, personal or mixed, whether now existing or hereafter acquired, in each case, whether or not recorded or reflected
or required to be recorded or reflected on the books and records or financial statements of Seller, as the same shall exist at the Closing, and all assets of Seller relating to the foregoing, including those assets that are described below:

 (i) to the extent transferable and as included in the Assumed Contracts, all rights under all warranties, representations, and guarantees
made by third parties in connection with the Assets; 
 (ii) all rights under confidentiality, nondisclosure and similar agreements to
the extent transferable, included in the Assumed Contracts and related to the Assets; and 
 (iii) all books and records of Seller that
relate primarily to the Assets; provided, however, Seller may retain copies of (x) all books and records included in the Assets to the extent necessary or useful for the administration of the Chapter 11 Case or any other Action to which it is a
party, the filing of any Tax Return or compliance with any applicable laws. 
 (b) Grant of License. Seller hereby grants to
Purchaser a perpetual, royalty-free, license in and to Seller’s liposomal vaccine family of patents, more specifically set forth on Schedule 1.1(b) attached hereto, that is exclusive for use by Purchaser in developing a vehicle for delivery of
the products, G17DT (more commonly known as “Insegia”), the gastrin monoclonal antibody, and/or a radioligand product each purchased by Purchaser hereunder (the “Patents”). (The grant of this exclusive license is subject
to the Collaboration and License Agreement, dated July 1, 2001, between Seller and Yissum Research and Development Company of Hebrew University of Jerusalem, Israel (the “Yissum Agreement”), including, without limitation, the
prior termination thereof by Seller and the termination provisions contained therein.) Should Seller enter into a purchase agreement to sell the Patents to any third party within thirty (30) days after the date of the sale hearing with the
United States Bankruptcy Court for the District of Delaware approving Purchaser’s bid for the Assets, Seller will simultaneously enter into a separate license agreement with Purchaser setting forth the terms of the license described herein and
the purchase agreement with such third party will reflect said license; provided, however, that in the event Seller does not enter into a purchase agreement to sell the Patents within such thirty (30) day period, Seller will transfer and assign
the Patents to Purchaser at no additional cost (The transfer and assignment to Purchaser of the Patents would be subject to the Yissum Agreement, including, without limitation, the prior termination thereof by Seller and the termination provisions
contained therein.). 
 Section 1.2 Assumed Liabilities. On the terms and subject to the conditions set forth in this Agreement,
at the Closing, the Purchaser shall assume and/or accept assignment from 
  

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 Seller and thereafter pay, perform, or discharge in accordance with their terms the following obligations of Seller (the
“Assumed Liabilities”), without duplication: (i) the obligations of Seller under Assumed Contracts that, by the terms of such Assumed Contracts, arise after Closing and relate to periods following the Closing and are to be
observed, paid, discharged, or performed, as the case may be, in each case, at any time after the Closing Date and; (ii) all cure amounts payable in order to effectuate, pursuant to the Bankruptcy Code, the assumption by and assignment to the
Purchaser of Assumed Contracts, assigned to the Purchaser under the Sale Order (“Cure Amounts”); provided, however, that to the extent that any Cure Amounts are paid by any Person (including Seller) which is not the Purchaser or any
of its affiliates after the date hereof and prior to the Closing (“Pre-Closing Cure Amounts”), the Cash Purchase Price payable at Closing shall be increased by the total amount of any such Pre-Closing Cure Amounts paid; and
(iii) obligations under any Assumed Contracts in respect of any credit, prepayment or refund balances as of Closing, in each case to the extent such balance is not included in the calculation of Cure Amounts. 
 Section 1.3 Excluded Liabilities. Notwithstanding anything to the contrary contained herein, the Purchaser shall not assume, or in any way be
liable or responsible for, any liabilities, commitments, or obligations, whether known or unknown, disclosed or undisclosed, absolute, contingent, inchoate, fixed or otherwise, of Seller, including, without limitation, all liabilities, commitments
or obligations relating to or arising from the Assets or the use thereof, except for those that are the Assumed Liabilities (the “Excluded Liabilities”). Without limiting the generality of the foregoing, the Purchaser shall not
assume, and Seller shall remain responsible for the following liabilities, commitments, or obligations, whether known or unknown, disclosed or undisclosed, absolute, contingent, fixed or otherwise (all of which shall be Excluded Liabilities):

 (a) any liabilities, commitments or obligations that arise with respect to the Assets or the use thereof on or prior to the Closing Date
or relate to periods on or prior to the Closing Date or are to be observed, paid, discharged or performed on or prior to the Closing Date (in each case, including any liabilities that result from, relate to or arise out of tort or other product
liability claims) other than, in each case, with respect to the Assumed Contracts; 
 (b) any liability, commitment or obligation of, or
required to be paid by, Seller for any Taxes of any kind (other than for the Operations or the Assets) for any period; 
 (c) any liability,
commitment or obligation for any Taxes relating to the Operations or the Assets for or applicable to the Pre-Closing Tax Period, including any Property Taxes, and any liability, (any liability, commitment or obligation set forth in this clause
(c) or in clause (b) above, “Excluded Taxes”); and 
 (d) any liability or obligation of any kind under any
contract that is not an Assumed Contract. 
 Section 1.4 Purchase Price. The purchase price for the Assets shall be equal to the
sum of $750,000, plus the assumption of the Assumed Liabilities (collectively, the “Purchase Price”). The Purchase Price less the assumption of the Assumed Liabilities shall be referred to as 
  

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 the “Cash Purchase Price.” Upon execution and delivery of this Agreement by the Purchaser and Seller,
the Purchaser has paid to Seller by wire transfer of immediately available funds to the account or accounts designated by Seller a deposit in the amount of $50,000 (the “Deposit”). The Parties agree that the Deposit shall be held in
escrow by Seller’s legal counsel. The Parties agree that the Deposit shall be refunded to the Purchaser if this Agreement is terminated pursuant to Section 8.1 or at a time at which Purchaser or Seller would be entitled to terminate this
Agreement pursuant to Section 8.2 or Section 8.4. Otherwise, the Deposit shall be nonrefundable. At the Closing, the Purchaser will transfer to Seller the Cash Purchase Price less the Deposit and any amount outstanding under the D.I.P.
Loan (including fees, costs, and accrued interest). 
 Section 1.5 Rejection of Certain Assumed Contracts. Between the date of
this Agreement and the date that the Sale Order is entered and becomes effective, the Purchaser may remove contracts or agreements from the list of Assumed Contracts set forth on Exhibit 1.1(a) (“Rejection”); provided that
(a) there shall be no adjustment to the Purchase Price as a result of any Rejection, and (b) the Purchaser shall reimburse Seller and their estates for any and all costs or expenses associated with any Rejection arising from the date
hereof until the date Seller has received notice from the Purchaser of such Rejection. Upon proper Rejection of Assumed Contracts pursuant to the terms of this Section 1.5, the Purchaser shall not assume any liability with respect to such
Assumed Contracts so rejected. Any such Rejection shall result in a conforming change to the universe of agreements and contracts which constitute the Assumed Contracts for all purposes of this Agreement. 
 ARTICLE II 
 THE CLOSING

 Section 2.1 Closing. The closing of the transactions contemplated by this Agreement (the “Closing”) shall
take place at the offices of Eckert Seamans Cherin & Mellott, LLC, 300 Delaware Avenue, Suite 1360, Wilmington, DE 19801 at 10:00 a.m. on the Business Day after the conditions set forth in Sections 7.1, 7.2(b) and 7.3(b) shall have
been satisfied or waived, or at such other time, date and place as shall be fixed by agreement among the Parties hereto (the date of the Closing being herein referred to as the “Closing Date”). 
 Section 2.2 Consideration. Subject to the terms and conditions hereof, at the Closing, the Purchaser shall: 
 (a) pay to Seller, by wire transfer of immediately available funds to an account or accounts specified in writing, the Cash Purchase Price less the
Deposit and any amount outstanding under the D.I.P. Loan (including fees, costs, and accrued interest); 
 (b) assume the Assumed
Liabilities pursuant to one or more duly executed Assignment and Assumption Agreement, in substantially the form of Exhibit 2.2(b). 
 Section 2.3 Tax Treatment. The Purchaser and Seller shall, reasonably promptly after the Closing Date, agree on an allocation of the Purchase Price (the “Allocation”) pursuant to Section 1060 of the Code
and the Treasury Regulations thereunder; provided, however, that the 
  

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 Allocation shall be reasonable, based on fair market values and consistent with the Code and based on an initial proposal
by Purchaser. The proposed Allocation shall be initially prepared by the Purchaser and delivered to Seller within twenty (20) days after the Closing Date. In the event Seller disagrees with the Purchaser’s version of the proposed
Allocation, Seller shall so notify the Purchaser in writing within twenty (20) days after Seller’s receipt of same from the Purchaser, such notice to contain an explanation of the reason for Seller’s objection. If the parties are then
unable to agree upon the Allocation within ninety (90) days after the Closing Date, the Independent Accountant shall resolve the dispute, and the fees and expenses of the Independent Accountant shall be shared equally by the Parties. Except as
otherwise required pursuant to a Final Determination, the Purchaser and Seller agree to file all Tax Returns (such as IRS Form 8594 or any other forms or reports required to be filed pursuant to Section 1060 of the Code or any comparable
provisions of United States local or state or foreign law (“Section 1060 Forms”)) in a manner that is consistent with the Allocation and to refrain from taking any position inconsistent with the Allocation. Purchaser and Seller
agree to cooperate in the preparation of any such Section 1060 Forms and to timely file such Section 1060 Forms in the manner required by applicable law. 
 ARTICLE III 
 REPRESENTATIONS AND WARRANTIES OF THE SELLER 
 The Purchaser specifically acknowledges and agrees to the following with respect to the representations and warranties of Seller: 
 A. The Purchaser will not have any recourse to Seller or to any of the directors, officers, employees, legal counsel, financial advisors, representatives,
accountants, professionals, auditors and other agents of Seller in the event any of the representations and warranties made herein or deemed made are untrue as at any time of expression thereof. The only remedy for a breach of such representations
and warranties shall be the Purchaser’s option, under certain circumstances, not to close in accordance with and subject to the limitations in Sections 7.1, 7.3 and 8.4 hereof and, without limiting the foregoing, the Purchaser shall have no
remedy whatsoever for any such breach after the Closing. 
 B. The Purchaser has conducted its own due diligence investigations of the
Operations and the Assets. 
 C. If information provided in any Section of the schedule delivered by Seller to the Purchaser by separate
letter dated as of the date hereof and made a part hereof (which schedule contains appropriate references to identify the representations and warranties herein to which the information in such schedule relates) (the “Seller Disclosure
Schedule”) is applicable to any other Sections herein, then such information shall be deemed to have been provided with respect to all such Sections herein. 
 Except as otherwise disclosed to the Purchaser in the Seller Disclosure Schedule, Seller represents and warrants to the Purchaser as follows: 
 Section 3.1 Organization. Seller is corporation duly organized, validly existing and, as of the Closing Date, will be in good standing under
the laws of the State of Delaware. 
  

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 Section 3.2 Authority Relative to this Agreement. Subject to the entry and effectiveness of
the Sale Order, Seller has the corporate power and authority to enter into this Agreement and to carry out its obligations hereunder. The execution, delivery, and performance of this Agreement by Seller and the consummation by Seller of the
Contemplated Transactions have been duly authorized by all requisite corporate actions thereof, except those actions that are excused by or unenforceable as a result of the filing of the Petition or any provision of the Bankruptcy Code or any
applicable law. Subject to the entry and effectiveness of the Sale Order, this Agreement has been duly and validly executed and delivered by Seller, and (assuming this Agreement constitutes a valid and binding obligation of the Purchaser)
constitutes a valid and binding agreement of Seller, enforceable against Seller in accordance with its terms. 
 Section 3.3 Consents
and Approvals. No material consent, approval, authorization of, declaration, filing, or registration with, any Governmental Authority is required to be made or obtained by Seller in connection with the execution, delivery, and performance of
this Agreement and the consummation of the Contemplated Transactions, except (a) for consents, approvals, authorizations of, declarations, or filings with the Bankruptcy Court including without limitation the Sale Order, and (b) for the
Regulatory Approvals. The items referred to in clauses (a) and (b) of this Section 3.3 are hereinafter referred to as the “Governmental Requirements.” 
 Section 3.4 No Violations. Assuming that the Governmental Requirements will be satisfied, made, or obtained and will remain in full force and
effect, and assuming receipt of the consents, approvals and authorization of parties to certain of the Assumed Contracts, neither the execution, delivery, or performance of this Agreement by Seller, nor the consummation by Seller of the Contemplated
Transactions, nor compliance by Seller with any of the provisions hereof will (a) conflict with or result in any breach of any provisions of the certificate of incorporation or bylaws or similar organizational instrument of Seller,
(b) violate any order, writ, injunction, decree, statute, rule, or regulation applicable to Seller or the Assets, or (c) result in the creation or imposition of any Encumbrance other than Permitted Encumbrances on any Asset, except, in the
case of clauses (b) and (c), for any of the foregoing that (x) would not reasonably be expected to have a Material Adverse Effect, or (y) are excused by or unenforceable as a result of the filing of the Petition or any provision of
the Bankruptcy Code or any applicable law. 
 Section 3.5 Tangible Property. The Equipment included in the Assets are in good
operating condition and repair (normal wear and tear excepted) and are suitable for their use as used by Seller in the Operations as of the date hereof. 
 Section 3.6 Litigation. There is no judgment, decree, injunction, rule, or order of any Governmental Authority or arbitrator pending against Seller that is seeking to enjoin or prevent the Contemplated
Transactions. 
 Section 3.7 No Violation of Law. Except to the extent excused by or unenforceable as a result of the
commencement or pendency of the Chapter 11 Case or the application of any provision of the Bankruptcy Code, Seller is not in material violation of, or has been given notice 
  

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 of or been charged with any material violation of, any law, statute, order, rule, regulation, ordinance, or judgment of
any Governmental Authority, any insurance company or fire rating agency, or any other similar board, organization or authority, which violation would reasonably be expected to result in a Material Adverse Effect. Except as would not reasonably be
expected to result in a Material Adverse Effect and except for the Chapter 11 Case, to Seller’s Knowledge, no investigation or review by any Governmental Authority of Seller’s Operations is pending or threatened in writing. 
 Section 3.8 Permits and Licenses. Seller has obtained all licenses, permits, certificates, franchises, consents, waivers, registrations or
other regulatory authorizations from the appropriate governmental authority in each applicable jurisdiction (together with any renewals, extensions, or modifications thereof and any additions thereto made as of the Closing Date, the “State
Licenses”) that are required for the conduct of its business as presently conducted, and for the operation and holding of the Assets, except where failure to hold such State Licenses, would not reasonably be expected to result in a Material
Adverse Effect. 
 Section 3.9 Environmental Matters. With respect solely to the Assets, (a) Seller is in compliance, in all
material respects, with all United States federal, state, and local laws, rules, regulations, orders or ordinances governing the protection of the environment, health or safety (collectively, “Environmental Laws”); (b) Seller
has not received any notice from any Governmental Authority or third party alleging that Seller or any aspect of the operation of the Assets is not in compliance with any Environmental Law; (c) there are no judicial, administrative or other
actions, suits or proceedings, pending or, to Seller’s Knowledge, threatened, alleging a material violation of any Environmental Law with respect to any of the Assets; and (d) to Seller’s Knowledge, no asset is subject to any lien or
security interest in favor of any Governmental Authority or other party for (x) liability under any Environmental Laws, or (y) damages arising from or costs incurred by such Governmental Authority. 
 Section 3.10 Labor Matters. Seller is not a party to a collective bargaining agreement, and, to Seller’s Knowledge, no labor unions or
other organizations represent, purport to represent, or have attempted to represent, any employee of Seller with respect to the employee’s employment with Seller. 
 Section 3.11 Title to and Use of Property. 
 (a) Except as set forth in Section 3.11 of
the Seller Disclosure Schedule, at the Closing, the Purchaser will acquire all of Seller’s right, title and interest in and to all of the Assets, in each case, free and clear of any and all Encumbrances (including any and all claims that
may arise by reason of the execution, delivery or performance by Seller of this Agreement) other than Permitted Encumbrances and, with respect to Assumed Contracts, the Assumed Liabilities. 
 (b) Except as set forth in Section 3.11 of the Seller Disclosure Schedule and except as may be subject to Regulatory Approval, Seller has
good and marketable title to the Assets owned by Seller. 
  

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 Section 3.12 Marketing Approval Applications. Seller does not currently have any
marketing approval applications filed with the FDA or any equivalent agency in any foreign jurisdiction. 
 Section 3.13 Intellectual
Property. 
 (a) “Intellectual Property” means all of the following as they exist in all jurisdictions throughout the
world, in each case, to the extent used in the operation of the Assets and owned by, licensed to, authorized for use by, or otherwise used by Seller: 
 (i) patents, patent applications, and other patent rights (including any divisions, continuations, continuations-in-part, substitutions, or reissues thereof, whether or not patents are issued on any such applications
and whether or not any such applications are modified, withdrawn, or resubmitted); 
 (ii) trademarks, trade dress, trade names, brand
names, designs, logos, or corporate names, whether registered or unregistered, and all registrations and applications for registration thereof; 
 (iii) copyright registrations and applications for registration thereof and non-registered copyrights; 
 (iv) trade secrets,
designs, research, processes, procedures, technique, methods, know-how, data, mask works, inventions. and other proprietary rights (whether or not patentable or subject to copyright, mask work, or trade secret protection); and 
 (v) computer software programs including all source codes, object codes, and material documentation related thereto (collectively, (i) through (v),
“Included Intellectual Property”). 
 (b) Intellectual Property Disclosure. Section 3.13(b) of the Seller
Disclosure Schedule sets forth a United States and foreign patents and patent applications, trademark and service mark registrations and applications, and copyright registrations and applications owned or licensed by Seller, specifying as to
each owned item, as applicable: (i) the nature of the item, including the title, (ii) the owner of the item, (iii) the jurisdictions in which the item is issued or registered or in which an application for issuance or
registration has been filed, and (iv) the issuance, registration, or application numbers and dates. 
 (c) Administration and
Enforcement. Except as would not reasonably be expected to result in a Material Adverse Effect and except as set forth on Section 3.13(c) of the Seller Disclosure Schedule, Seller has taken all necessary action to maintain and
protect each material item of Included Intellectual Property owned by Seller. 
 (d) Other Intellectual Property Representations and
Warranties. There have been no claims made against the Seller asserting the invalidity, misuse or unenforceability of the Included Intellectual Property, and the Seller is not aware of any valid grounds for the 
  

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 same. Seller has not received any notices of, and is not aware of any facts which indicate a likelihood of, any
infringements or misappropriation by, or conflict with, any third party with respect to the Included Intellectual Property (including, without limitation, any demand or request that the Seller license any rights from a third party). Seller does not
believe it is or will be necessary to utilize any inventions of any of its employees (or people it currently intends to hire) made prior to their employment by Seller, except for inventions that already have been assigned or licensed to the Seller.

 Section 3.14 Board Approval and Recommendation. The Board of Directors of Seller has determined that an immediate sale and
assignment of the Assets pursuant to this Agreement under Sections 363, 365 and 105 of the Bankruptcy Code is in the best interests of Seller and its creditors. 
 Section 3.15 No Implied Representation. Notwithstanding anything to the contrary contained in this Agreement, it is the explicit intent of each party hereto that Seller is making no representation or
warranty whatsoever, express or implied, except those representations and warranties contained in Article III above. It is understood that, except to the extent otherwise expressly provided herein, the Purchaser takes the Assets “as is”
and “where is.” It is hereby acknowledged that Seller makes no other representations and warranties, including without limitation any implied representation and warranty as to condition, merchantability, suitability or fitness for a
particular purpose as to any of the Assets. The disclosure of any matter or document in the Seller Disclosure Schedule or Exhibits shall not imply any warranty or representation not expressly given in this Agreement, nor shall such disclosure of
itself be taken as extending the scope of the warranties or any other obligation under this Agreement. It is understood that any cost estimates, projections or other predictions contained or referred to in the Schedules hereto and any cost
estimates, projections or predictions or any other information contained or referred to in other materials that have been or shall hereafter be provided to Purchaser or any of its agents or representatives are not and shall not be deemed to be
representations or warranties of Seller. The inclusion of an item in the Seller Disclosure Schedule shall not constitute an admission that such item is material. 
 ARTICLE IV 
 REPRESENTATIONS AND WARRANTIES OF THE PURCHASER 
 Except as otherwise disclosed to Seller in a schedule annexed hereto (which schedule contains appropriate references to identify the representations and
warranties herein to which the information in such schedule relates) (the “Purchaser Disclosure Schedule”), the Purchaser represents and warrants to Seller as follows: 
 Section 4.1 Organization. The Purchaser is a corporation validly existing and in good standing under the laws of its jurisdiction of
incorporation. 
 Section 4.2 Authority Relative to this Agreement. The Purchaser has the corporate power and authority to enter
into this Agreement and to carry out its obligations hereunder. The execution, delivery, and performance of this Agreement by the Purchaser and the consummation by the Purchaser of the Contemplated Transactions have been duly authorized by all
requisite 
  

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 corporate actions. This Agreement has been duly and validly executed and delivered by the Purchaser, and (assuming this
Agreement constitutes a valid and binding obligation of Seller) constitutes a valid and binding agreement of the Purchaser, enforceable against the Purchaser in accordance with its terms. 
 Section 4.3 No Violations. Assuming approval of the Bankruptcy Court and receipt of the other Governmental Requirements, the execution,
delivery and performance of this Agreement will not (a) violate any provision of the articles of incorporation or bylaws or similar organizational instrument of the Purchaser or any of its Affiliates, or (b) violate or conflict with any
statute, rule or regulation applicable to the Purchaser, any of its Affiliates or any of their properties or assets or any other material restriction of any kind or character to which the Purchaser or any of its Affiliates is subject that would
prohibit or make unlawful the Contemplated Transactions. 
 Section 4.4 Consents and Approvals. No material consent, approval, or
authorization of, or declaration, filing, or registration with, any Governmental Authority is required to be made or obtained by the Purchaser in connection with the execution, delivery, and performance of this Agreement and the consummation of the
Contemplated Transactions, except for (a) the Governmental Requirements or (b) those that become applicable solely as a result of the specific regulatory status of Seller, or (c) where the failure to make, file, give or obtain any of
them would not prohibit or make unlawful the consummation of the Contemplated Transactions. 
 Section 4.5 Brokers. No broker,
investment banker, financial advisor or other person is entitled to any broker’s, tinder’s, financial advisor’s or other similar fee or commission from Seller in connection with the Contemplated Transactions based upon arrangements
made by or on behalf of the Purchaser. 
 Section 4.6 Financing. The Purchaser represents that as of the date hereof it has, and
on the Closing Date it will have, access to sufficient funds to deliver the Purchase Price to Seller and to consummate the transactions contemplated hereby. THE PURCHASER REPRESENTS AND WARRANTS TO SELLER THAT THERE IS NO FINANCING CONTINGENCY OR
CONDITION WITH RESPECT TO THE PURCHASER’S OBLIGATIONS TO PROCEED WITH CLOSING THE CONTEMPLATED TRANSACTIONS. 
 Section 4.7
Investment Experience. The Purchaser acknowledges that it is able to fend for itself, can bear the risks associated with the Assets and Assumed Liabilities hereunder and is a sophisticated investor capable of evaluating the merits and risks
of the Contemplated Transactions. 
 Section 4.8 No Outside Reliance. Purchaser has not relied, and is not relying upon, any
statement or representation which is not made in this Agreement, the Seller Disclosure Schedule, or any Exhibit or attachment hereto, or in any certificates or opinions to be delivered to Purchaser at the Closing. 
  

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 ARTICLE V 
 COVENANTS 
 Section 5.1 Conduct by Seller Pending the Closing. The Purchaser acknowledges
and agrees that except than with respect to maintaining the Assets prior to the Closing Date, Seller may take all other actions in the conduct of its Operations including (i) ceasing operations, (ii) rejecting any and all unexpired leases
and contracts other than the Assumed Contracts, (iii) selling or otherwise disposing of assets other than the Assets, (iv) terminating employees, consultants or advisors, and (v) altering or terminating relationships with third
parties. Notwithstanding the foregoing, except as otherwise expressly contemplated under this Agreement, from the date hereof until the Closing Date, without the prior written consent of the Purchaser: 
 (a) Seller shall not adopt or propose any change in its certificate of incorporation or bylaws or similar organizational instrument, except a change that
would not have any adverse effect on the Contemplated Transactions; 
 (b) Seller shall not lease, license, surrender, relinquish, encumber,
or dispose of any Assets; 
 (c) Seller shall not terminate, amend, modify or supplement the terms of any Assumed Contracts without the
express written permission of Purchaser; 
 (d) Seller shall not agree or commit to do any of the foregoing; and 
 (e) except to the extent necessary to comply with the requirements of applicable laws, regulations or Bankruptcy Court orders, Seller shall not
(i) take, agree, or commit to take, any action that would make any representation or warranty of Seller hereunder materially inaccurate in any respect at, or as of any time prior to, the Closing Date, (ii) omit, or agree or commit to omit,
to take any action necessary to prevent any such representation or warranty from being materially inaccurate in any respect on the Closing Date, or (iii) take, agree, or commit to take, any action that would result in, or is reasonably likely
to result in, any of the conditions set forth in Article VII not being satisfied. 
 Section 5.2 Access and Information. Seller
shall afford to the Purchaser and to the Purchaser’s financial advisors, legal counsel, accountants, consultants, financing sources, and other authorized representatives reasonable access during normal business hours and without material
disruption to the business or operations of Seller throughout the period prior to the Closing Date to all its books, documents, records, properties, plants, and personnel that relate to the Assets or Assumed Liabilities, and all other information as
the Purchaser reasonably may request in furtherance of the Contemplated Transactions. Except to the extent caused by the negligence, willful misconduct or fraud of Seller or any of their respective employees, agents, or contractors, the Purchaser
shall indemnify, defend, and hold harmless Seller from and against any and all claims asserted against or incurred by Seller arising out of any act or failure to act of the Purchaser or its employees, agents, or contractors in connection with any
inspection by or access to the Purchaser of Seller’s offices, assets (including the Assets) and properties. 
  

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 Section 5.3 Filings; Other Action. Subject to the terms and conditions herein provided, as
promptly as practicable, Seller and the Purchaser shall (a) use commercially reasonable efforts to cooperate with each other in (i) determining which filings are required to be made prior to the Closing Date with, and which material
consents, approvals, permits, or authorizations are required to transfer the Assets from, Governmental Authorities of the United States and the several states or the District of Columbia, and foreign jurisdictions in connection with the execution
and delivery of this Agreement and the consummation of the Contemplated Transactions, and (ii) timely making all such filings and timely seeking all such consents, approvals, permits, or authorizations, and (b) use commercially reasonable
efforts to take, or cause to be taken, all other action and do, or cause to be done, all other things reasonably necessary or appropriate to consummate the Contemplated Transactions, as soon as practicable. In connection with the foregoing, Seller
will promptly provide the Purchaser, and the Purchaser will promptly provide Seller, with copies of all correspondence, filings, or communications (or memoranda setting forth the substance thereof) between such party or any of its representatives,
on the one hand, and any Governmental Authority or members of their respective staffs, on the other hand, with respect to all filings and submissions required hereunder. The Parties hereto acknowledge that certain actions may be necessary with
respect to the foregoing in making notifications and obtaining clearances, consents, approvals, waivers, or similar third-party actions that are material to the consummation of the Contemplated Transactions, and each party agrees to take
commercially reasonable actions to complete such notifications and obtain such clearances, approvals, waivers, or third-party actions; provided, however, that nothing in this Agreement (including, but not limited to, this
Section 5.3 and Section 6.1) shall require any party to take any action or accept or comply with any condition that could reasonably be expected to result in a Material Adverse Effect or require the Purchaser to dispose of any of its
assets; provided, further, that Seller will take any such action if the Purchaser has (i) so requested in writing and (ii) waived any claim, right and condition the Purchaser would otherwise be entitled to under this Agreement in
connection therewith. Notwithstanding any of the foregoing, the Parties hereby agree that the Purchaser shall be solely responsible for obtaining any and all of the Regulatory Approvals. The Purchaser and Seller agree that, except as otherwise
expressly contemplated by this Agreement, it will not take any action that would reasonably be expected to materially adversely affect or materially delay the Closing or the ability of any of the Parties to satisfy any of the conditions to the
Closing or to consummate the Contemplated Transactions. 
 Section 5.4 Bankruptcy Actions. Seller shall use its best efforts to
obtain entry of the Sale Order. 
 Section 5.5 Tax Returns and Filings; Payment of Taxes. Seller and the Purchaser shall
cooperate with respect to Tax matters. Seller shall provide the Purchaser with such Tax information and copies of such Tax Returns (in each case, relating to the Assets or the Operations) as the Purchaser may reasonably request, reasonably promptly
after such request. 
  

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 Section 5.6 Employment Matters. All employees associated with the Assets, if any, terminated
by Seller prior to Closing will be at Seller’s expense. Purchaser shall have the right, but not the obligation, to extend to any such employee an offer of employment with Purchaser. 
 Section 5.7 Additional Matters. Subject to the terms and conditions herein provided, each of the Parties hereto agrees to use commercially
reasonable efforts to take, or cause to be taken, all action and to do, or cause to be done, all things necessary, proper, or advisable under applicable laws and regulations to consummate and make effective the Contemplated Transactions, including
using commercially reasonable efforts to obtain all necessary waivers, consents, and approvals in connection with the Governmental Requirements and to effect all necessary registrations and filings. 
 ARTICLE VI 
 ADDITIONAL POST-CLOSING
COVENANTS 
 Section 6.1 Further Assurances. In addition to the provisions of this Agreement, from time to time after the
Closing Date, Seller and the Purchaser will use all commercially reasonable efforts to execute and deliver such other instruments of conveyance, transfer, or assumption, as the case may be, and take such other action as may be reasonably requested
to implement more effectively the conveyance and transfer of the Assets to the Purchaser and the assumption of the Assumed Liabilities by the Purchaser. 
 Section 6.2 Books and Records: Personnel. For a period ending upon the earlier of (x) the third (3d) anniversary of the Closing Date or (y) the closure of the Chapter 11 Case; (z) or
such later date as may be required by any governmental or regulatory body or authority or ongoing Legal Proceeding: 
 (a) Unless the
Purchaser shall have first given sixty (60) days’ prior written notice to Seller, the Purchaser shall not dispose of or destroy any of the business records and files contained in the Assets other than in connection with a sale or other
disposition of the Assets or any portion thereof. If the Purchaser wishes to dispose of or destroy such records and files after that time, it shall first give sixty (60) days’ prior written notice to Seller and Seller shall have the right,
at their option and expense, upon prior written notice to the Purchaser within such sixty (60)-day period, to take possession of the records and files within ninety (90) days after the date of the notice from Seller. After that time, the
Purchaser may dispose of or destroy any such records at its discretion. 
 (b) The Purchaser shall allow Seller and any of its directors,
officers, employees, legal counsel, financial advisors, representatives, accountants, professionals, auditors and other agents and any successors thereto (collectively, “Seller’s Representatives”) access to all business records
and files of Seller that are transferred by Seller to the Purchaser in connection herewith that are reasonably required by such Person in the administration of the Chapter 11 Case in anticipation of, or preparation for, any existing or future Legal
Proceeding involving Seller, Tax Return preparation, litigation, or Excluded Liability, during regular 
  

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 business hours and upon reasonable notice at the Purchaser’s principal place of business or at any location where
such records are stored, and Seller’s Representatives shall have the right, at their expense, to make copies of any such records and files; provided, however, that any such access or copying shall be had or done in such a manner so as not to
interfere with the normal conduct of the Purchaser’s business or operations. 
 Section 6.3 Cure of Defaults. Subject to the
prior approval of the Bankruptcy Court, the Purchaser shall, on or prior to the Closing Date, cure or provide Seller with the means necessary to cure any and all monetary defaults and breaches under and satisfy (or, with respect to any Assumed
Liability or obligation that cannot be rendered non-contingent and liquidated prior to the Closing Date, make effective provision reasonably satisfactory to the Bankruptcy Court for satisfaction from funds of the Purchaser) any Assumed Liability or
obligation that must be so satisfied so that such Assumed Contracts may be assumed by and assigned to the Purchaser in accordance with the provisions of Section 365 of the Bankruptcy Code and this Agreement (including, without limitation,
Section 1.2). 
 Section 6.4 Transfer Tax Matters. Purchaser shall be liable for all transfer, documentary, sales, use,
registration, value-added and other similar Taxes (including interest, penalties and additions to Tax, “Transfer Taxes”) incurred in connection with the Contemplated Transactions, to the extent not exempt pursuant to
Section 1146 of the Bankruptcy Code. Purchaser shall make due and timely payment of any Transfer Taxes to the applicable Governmental Authority and shall cooperate with Seller with respect to the preparation and filing of any Transfer Tax
Returns. Purchaser shall use its commercially reasonable efforts to submit such Tax Returns to Seller for Seller’s review no later than ten (10) Business Days prior to the date such Returns are due. 
 ARTICLE VII 
 CONDITIONS PRECEDENT

 Section 7.1 Conditions Precedent to Obligations of Seller and the Purchaser. The respective obligations of each party to
effect the Contemplated Transactions shall be subject to the satisfaction at or prior to the Closing Date of the following conditions: 
 (a)
no statute, rule, regulation, executive order, decree, ruling, or preliminary or permanent injunction shall have been enacted, entered, promulgated, or enforced by any United States federal or state court or Governmental Authority that prohibits,
restrains, enjoins, or restricts the consummation of the Contemplated Transactions that has not been withdrawn or terminated; and 
 (b) no
Action shall have been commenced by or before any Governmental Authority or arbitral body against the Purchaser or Seller, seeking to prevent, prohibit or make illegal or materially and adversely alter the Contemplated Transactions or which would
reasonably be expected to have a Material Adverse Effect; provided, however, that the provisions of this Section 7.1(b) shall not apply to any Party hereto that has, directly or indirectly, solicited or encouraged any such Action;

  

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 Provided further , however, that the provisions of this Section 7.1(b) shall also not apply to any
appeal in which no stay has been granted by the Bankruptcy Court; 
 Section 7.2 Conditions Precedent to Obligation of Seller.
The obligation of Seller to effect the Contemplated Transactions shall be subject to the satisfaction at or prior to the Closing Date of the following additional conditions (compliance with which or the occurrence of which may be waived in whole or
in part in a writing executed by Seller, unless such a waiver is prohibited by law): 
 (a) (i) the Purchaser shall have performed in
all material respects its obligations under this Agreement required to be performed by it at or prior to the Closing Date, (ii) the representations and warranties of the Purchaser contained in this Agreement that are qualified with respect to
materiality shall be true and correct in all respects, and such representations and warranties that are not so qualified shall be true and correct in all material respects, in each case, as of the date of this Agreement and as of the Closing Date as
if made at and as of such dates, except with respect to representations and warranties that speak as to an earlier date, which shall be at and as of such dates, and (iii) Seller shall have received a certificate signed by an officer of the
Purchaser as to the satisfaction of the condition set forth in clauses (i) and (ii); and 
 (b) the Sale Order shall have been entered
by the Bankruptcy Court and shall have become final. 
 Section 7.3 Conditions Precedent to Obligation of the Purchaser. The
obligation of the Purchaser to effect the Contemplated Transactions shall be subject to the satisfaction at or prior to the Closing Date of the following additional conditions (compliance with which or the occurrence of which may be waived in whole
or in part in a writing executed by the Purchaser, unless such a waiver is prohibited by law); 
 (a) (i) Seller shall have performed
in all material respects its obligations under this Agreement required to be performed by it at or prior to the Closing Date, (ii) the representations and warranties of the Seller contained in this Agreement that are qualified with respect to
materiality shall be true and correct in all respects, and such representations and warranties that are not so qualified shall be true and correct in all material respects, in each case, as of the date of this Agreement and as of the Closing Date as
if made at and as of such dates, except with respect to representations and warranties that speak as to an earlier date, which shall be at and as of such date, except for such failure to satisfy the conditions in clauses (i) and (ii) above
as could not reasonably be expected to have a Material Adverse Effect, and (iii) the Purchaser shall have received a certificate signed by an officer of Seller as to the satisfaction of the conditions set forth in clauses (i) and (ii);

 (b) the Sale Order shall have been entered by the Bankruptcy Court and shall have become final; 
  

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 (c) Seller shall have provided documentation evidencing its requests: (i) that the FDA transfer all
INDs to Purchaser; and (ii) Paul Broome and Gillian Gregory shall have been paid all amounts owed to them as of the Closing Date for services rendered by either of them to the Seller after May 23, 2006. 
 ARTICLE VIII 
 TERMINATION, AMENDMENT
AND WAIVER 
 Section 8.1 Termination by Mutual Consent. This Agreement may be terminated at any time prior to the Closing
Date by mutual written agreement of the Purchaser and Seller. 
 Section 8.2 Termination by Either the Purchaser or Seller. This
Agreement may be terminated at any time prior to the Closing Date by either the Purchaser or Seller if (a) a United States federal or state court of competent jurisdiction or United States federal or state Governmental Authority shall have
issued an order, decree or ruling or taken any other action permanently restraining, enjoining, or otherwise prohibiting the consummation of the Contemplated Transactions and either (i) thirty (30) days shall have elapsed from the issuance
of such order, decree or ruling or other action and such order, decree or ruling or other action has not been removed or (ii) such order, decree, ruling or other action shall have become final and non-appealable; provided that the party seeking
to terminate this Agreement pursuant to this clause (ii) shall have used commercially reasonable efforts to remove such injunction, order or decree; or (b) the Closing Date shall not have occurred on or before the date that is six
(6) months from the date hereof; provided, however, that the right to terminate this Agreement pursuant to this Section 8.2(b) shall not be available to any Party hereto whose failure to fulfill any obligation under this
Agreement shall have been the cause of the failure of the Closing Date to have occurred on or prior to such date. 
 Section 8.3
Termination by Seller. This Agreement may be terminated at any time prior to the Closing Date by Seller if (a) there has been a breach by the Purchaser of any representation or warranty contained in this Agreement, which breach would
result in the failure to satisfy one or more of the conditions set forth in Section 7.2(a) and which breach is not curable, or if curable, is not cured within thirty (30) days after written notice of such breach is given by Seller to the
Purchaser; or (b) there has been a breach of any of the covenants or agreements set forth in this Agreement on the part of the Purchaser, which breach would result in the failure to satisfy one or more of the conditions set forth in
Section 7.2(a) and which breach is not curable or, if curable, is not cured within thirty (30) days after written notice of such breach is given by Seller to the Purchaser. Seller shall give immediate notice to Purchaser if Seller claims
termination under this Section 8.3. 
 Section 8.4 Termination by the Purchaser. This Agreement may be terminated at any
time prior to the Closing Date by the Purchaser if (a) there has been a breach by Seller of any representation or warranty contained in this Agreement, which breach would result in the failure to satisfy one or more of the conditions set forth
in Section 7.3(a) and which breach is not curable, or if curable, is not cured within thirty (30) days after notice of such breach is given by the Purchaser to Seller; (b) there has been a breach of any of the covenants or agreements
set forth in this Agreement on the part of Seller, which breach would result in the failure to satisfy 
  

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 one or more of the conditions set forth in Section 7.3(a) and which breach is not curable or, if curable, is not
cured within thirty (30) days after written notice of such breach is given by the Purchaser to Seller; or (c) the Sale Order shall not have been entered by the Bankruptcy Court on or before the date that is sixty (60) days from the
date hereof in substantially the form contemplated by this Agreement. Purchaser shall give immediate notice to Seller if Purchaser claims termination under this Section 8.4. 
 Section 8.5 Effect of Termination and Abandonment. In the event of termination of this Agreement pursuant to this Article VIII, the
Contemplated Transactions shall be abandoned, without further action by any of the Parties hereto. In addition to any other rights available to the Seller upon its termination of this Agreement pursuant to Section 8.3, Seller shall retain the
Deposit in accordance with Section 1.4. Promptly following such termination, all filings, applications, and other submissions made pursuant to the Contemplated Transactions shall, to the extent practicable, be withdrawn from the Governmental
Authority or other Person to which made. In addition to any other rights available to the Purchaser upon its termination of this Agreement pursuant to Section 8.4, Purchaser shall be entitled to, subject to Bankruptcy Court approval, the
Deposit. 
 ARTICLE IX 
 DELIVERIES AT CLOSING 
 Section 9.1 Seller’s Deliveries at Closing. In addition to the other things
required to be done hereby, at the Closing, Seller shall deliver, or cause to be delivered, to the Purchaser the following: 
 (a) all
documents, certificates, and agreements reasonably necessary to transfer to the Purchaser all of Seller’s right, title and interest in, to and under all of the Assets, free and clear of any and all Encumbrances thereon, other than Permitted
Encumbrances, including, a duly executed Patent Assignment Agreement, in customary form mutually agreeable to the Parties hereto. 
 (b)
certified copies of all orders of the Bankruptcy Court pertaining to the Contemplated Transactions, including the Sale Order; and 
 (c) an
affidavit, in form and substance reasonably acceptable to Purchaser, of an officer of Seller, sworn to under penalty of perjury, setting forth Seller’s name, address and federal tax identification number and stating that such Seller is not a
“foreign” person (within the meaning of Section 1445 of the Code and the Treasury Regulations thereunder); and 
 (d) a
certificate dated the Closing Date and validly executed on behalf of Seller to the effect that the conditions set forth in Section 7.3(a) have been satisfied. 
 Section 9.2 Purchaser’s Deliveries at Closing. In addition to the other things required to be done hereby, at the Closing, the Purchaser shall deliver, or cause to be delivered, to Seller the
following: 
 (a) the Cash Purchase Price and; 
  

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 (b) a copy of the resolutions of the Board of Directors of the Purchaser, authorizing the execution,
delivery, and performance hereof by the Purchaser, and a certificate of its secretary or assistant secretary, dated as of the Closing Date, that such resolutions were duly adopted and are in full force and effect. 
 (c) a certificate dated the Closing Date and validly executed on behalf of the Purchaser to the effect that the conditions set forth in
Section 7.2(a) have been satisfied. 
 Section 9.3 Required Documents. All documents to be delivered by Seller or to be
entered into by Seller and the Purchaser necessary to carry out the Contemplated Transactions or contemplated by the terms of this Agreement shall be reasonably satisfactory in form and substance to the Purchaser and counsel to the Purchaser, and
all documents to be delivered by the Purchaser necessary to carry out the Contemplated Transactions or to be entered into by Seller and the Purchaser necessary to carry out the Contemplated Transactions shall be reasonably satisfactory in form and
substance to Seller and counsel to Seller. 
 ARTICLE X 
 GENERAL PROVISIONS 
 Section 10.1 Notices. All notices, claims, demands, and other
communications hereunder shall be in writing and shall be deemed received upon (a) confirmation of receipt of a facsimile transmission, (b) confirmed delivery by a standard overnight carrier or when delivered by hand, or (c) the
expiration of four (4) Business Days after the day when mailed by registered or certified mail (postage prepaid, return receipt requested), addressed to the respective Parties at the following addresses (or such other address for a party hereto
as shall be specified by like notice): 
  

	 	(a)	If to the Purchaser, to: 

 Thomas A. Glaze

 Chief Executive Officer 
 Receptor Biologix, Inc. 
 1140 Veterans Blvd, Ste A 
 South San Francisco, CA 94080 
 Facsimile: 650-952-2205 
 with a copy, which shall not constitute notice, to: 

Peter M. Gilhuly 
 Latham & Watkins LLP 
 633 West 5th Street, Ste 4000 
 Los Angeles, CA 90071 
  

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	 	(b)	If to Seller prior to Closing, to: 

 Aphton Corporation 
 8 Penn Center, Suite 501 
 1628 JFK Blvd. 
 Philadelphia, PA 19103 
 Attention: John McCafferty 
 Facsimile: 215-218-4357 
 with a copy, which shall not constitute notice, to: 
 Eckert Seamans Cherin &
Mellott, LLC 
 300 Delaware Avenue, Suite 1360 
 Wilmington, DE 19801 
 Attention: Ronald S. Gellert, Esquire 
 Section 10.2 Descriptive Headings; Interpretation. The
headings contained in this Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement. The phrase “including” shall be deemed to mean “including, without limitation,”
whether or not expressly stated herein. References to any business “as presently conducted” shall refer to the conduct of such business over the twelve (12) months prior to the date hereof. 
 Section 10.3 Entire Agreement; Assignment. This Agreement (including the Schedules and Exhibits, the Seller Disclosure Schedule, the
Purchaser Disclosure Schedule, the Confidentiality Agreement, and the other documents and instruments referred to herein) (a) constitutes the entire agreement and supersedes all other prior agreements and understandings, both written and oral,
between the Parties, with respect to the subject matter hereof, including any transaction between the Parties, and (b) shall not be assigned by operation of law or otherwise; provided, however, that the Purchaser may assign its
rights and obligations hereunder but (x) the Purchaser shall not be relieved of its obligations hereunder as a result of such assignment, and (y) to the extent any such assignment by the Purchaser relates to the assignment by Seller of an
executory contract or unexpired lease hereunder and occurs prior to Closing such that, at Closing, this Agreement will provide for Seller’s assignment of such executory contract or unexpired lease to a party other than the Purchaser, such
assignment by the Seller shall be subject to all applicable provisions of the Bankruptcy Code. 
 Section 10.4 Governing Law.
This Agreement shall be governed and construed in accordance with the laws of the State of Delaware applicable to contracts made and to be performed entirely within such State by residents of such State. 
 Section 10.5 Time is of the Essence. Time is of the essence in this Agreement, and all of the terms, covenants and conditions hereof.

 Section 10.6 Venue and Retention of Jurisdiction. The Purchaser and Seller agree that the Bankruptcy Court shall have
exclusive jurisdiction over all disputes and other matters 
  

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 relating to (a) the interpretation and enforcement of this Agreement or any ancillary document executed pursuant
hereto; and (b) the Assets and Assumed Liabilities, and the Purchaser expressly consents to and agrees not to contest such exclusive jurisdiction. All Actions brought, arising out of, or related to the Contemplated Transactions shall be brought
in the Bankruptcy Court, and the Bankruptcy Court shall retain jurisdiction to determine any and all such Actions. 
 Section 10.7
Expenses. Except as otherwise provided herein, whether or not the actions contemplated by this Agreement are consummated, all costs and expenses incurred in connection with this Agreement and the transactions contemplated thereby shall be
paid by the Party incurring such expenses. 
 Section 10.8 Amendment. This Agreement may not be amended, except by an instrument
in writing signed on behalf of the Parties hereto. 
 Section 10.9 Waiver. At any time prior to the Closing Date, the Parties
hereto may agree in a signed writing to (a) extend the time for the performance of any of the obligations or other acts of the other Parties hereto, (b) waive any inaccuracies in the representations and warranties contained herein or in
any document delivered pursuant hereto, and (c) waive compliance with any of the agreements or conditions contained herein. 
 Section 10.10 Counterparts; Effectiveness. This Agreement may be executed in two or more counterparts, each of which shall be deemed to be an original but all of which shall constitute one and the same agreement. Delivery of an
executed counterpart of a signature page of this Agreement by facsimile shall be effective as delivery of a manually executed counterpart of this Agreement. 
 Section 10.11 Severability; Validity; Parties in Interest. If any provision of this Agreement or the application thereof to any Person or circumstance is held invalid or unenforceable, the remainder of
this Agreement, and the application of such provision to other Persons or circumstances, shall not be affected thereby, and to such end, the provisions of this Agreement are agreed to be severable. Nothing in this Agreement, express or implied, is
intended to confer upon any Person not a party to this Agreement any rights or remedies of any nature whatsoever under or by reason of this Agreement. 
 Section 10.12 Enforcement of Agreement. The Parties hereto agree that irreparable damage would occur in the event that any provision of this Agreement was not performed in accordance with its specific
terms or were otherwise breached. It is accordingly agreed that the Parties hereto shall be entitled to an injunction or injunctions to prevent breaches of this Agreement and to enforce specifically the terms and provisions hereof, this being in
addition to all other remedies available at law or in equity. 
 Section 10.13 No Third-Party Beneficiaries. Except for the
indemnification rights under this Agreement of any Seller Indemnitee in its capacity as such, (a) the provisions of this Agreement are solely for the benefit of the Parties hereto and are not intended to confer upon any Person except the
Parties hereto any rights or remedies hereunder, and (b) there are no third-party beneficiaries of this Agreement and this Agreement shall not provide any third party with 
  

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 any remedy, claim, liability, reimbursement, claim of action or other right. Without limiting the foregoing, no provision
of this Agreement shall create any third-party beneficiary rights in any employee or former employee of Seller or any other Persons (including any beneficiary or dependent thereof), in respect of continued employment (or resumed employment) for any
specified period of any nature or kind whatsoever, and no provision of this Agreement shall create such third-party beneficiary rights in any such Persons in respect of any benefits that may be provided, directly or indirectly, under any Seller
Plan. 
 Section 10.14 Non-survival of Representations, Warranties and Agreements. All representations, warranties and (except as
set forth in the following sentence) covenants set forth in this Agreement or in any certificate, document or other instrument delivered in connection herewith other than those covenants and agreements set forth in Article X hereof, which shall
terminate in accordance with Section 10.3, shall terminate at the earlier of (a) the Closing or (b) termination of this Agreement in accordance with Article VIII hereof. Only those covenants that contemplate actions to be taken or
obligations in effect after the Closing or termination of this Agreement, as the case may be, including, without limitation, the covenants and agreements in Article X, shall survive in accordance with their terms and to the extent so contemplated.

 Section 10.15 Construction of Certain Provisions. It is understood and agreed that neither the specification of any dollar
amount in the representations and warranties contained in this Agreement nor the inclusion of any specific item in the Schedules or Exhibits is intended to imply that such amounts or higher or lower amounts, or the items so included or other items,
are or are not material, and no Party hereto shall use the fact of the setting of such amounts or the fact of the inclusion of any such item in the Schedules or Exhibits in any dispute or controversy between the parties as to whether any obligation,
item or matter is or is not material for purposes hereof. 
 ARTICLE XI 
 DEFINITIONS 
 Section 11.1 Defined Terms. As used hereon, the terms
below shall have the following meanings. 
 “Action” means any claim, suit, action, arbitration, inquiry, proceeding,
investigation, charge or complaint. 
 “Affiliate” (and, with a correlative meaning, “affiliated”) means,
with respect to any Person, any direct or indirect Subsidiary of such Person, and any other person that, directly, or through one or more intermediaries, controls or is controlled by or is under common control with such first Person, and, if such a
Person is an individual, any member of the immediate family (including parents, spouse and children) of such individual and any trust whose principal beneficiary is such individual or one or more members of such immediate family and any Person who
is controlled by any such member or trust. As used in this definition, “control” (including, with correlative meanings, “controlled by” and “under common control with”) means possession, directly or
indirectly, of power to direct or cause the direction of management or policies (whether through ownership of securities or partnership or other ownership interests, by contract or otherwise). 
  

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 “Agreement” has the meaning set forth in the Preamble. 
 “Allocation” has the meaning set forth in Section 2.3. 
 “Assets” has the meaning set forth in Section 1.1. 
 “Assignment and Assumption Agreement” means a bill of sale, assignment and assumption agreement in such form as may be agreed to by the Purchaser and Seller. 
 “Assumed Contracts” has the meaning set forth in Section 1.1. 
 “Assumed Liabilities” has the meaning set forth in Section 1.2. 
 “Bankruptcy Code” has the meaning set forth in the Preamble. 
 “Bankruptcy Court” has the meaning set forth in the Preamble and, with respect to an appeal from any order or determination of the
Bankruptcy Court, any court having jurisdiction over such appeal. 
 “Business Day” means any day that is not a Saturday,
Sunday, or other day on which banking institutions in Herndon, Virginia are authorized or required by law or executive order to close. 
 “Business Employees” has the meaning set forth in Section 5.9(a). 
 “Cash Purchase Price”
has the meaning set forth in Section 1.4. 
 “Chapter 11 Case” has the meaning set forth in the Preamble. 

“Closing” has the meaning set forth in Section 2.1. 
 “Closing Date” has the meaning set forth in Section 2.1. 
 “Code” means the Internal Revenue Code of 1986, as amended, and the rules and regulations promulgated thereunder. 
 “Contemplated Transactions” means the purchase and sale of the Assets and the assumption of the Assumed Liabilities contemplated
hereby, and the related transactions contemplated by this Agreement. 
 “Cure Amounts” has the meaning set forth in
Section 1.2. 
  

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 “Deposit” has the meaning set forth in Section 1.4. 
 “D.I.P. Loan” or “D.I.P. Facility” shall refer to the loan described in the Stipulation between the parties approved
by the Court at a hearing on June 29, 2006. 
 “Encumbrances” means any mortgage, security interest, or lien (as
defined in Section 101(37) of the Bankruptcy Code) whether legal or equitable in nature, whether contractual, statutory or common law in origin. 
 “Environmental Laws” has the meaning set forth in Section 3.9. 
 “Equipment” means the equipment described in Schedule III hereto. 
 “Excluded Liabilities” has
the meaning set forth in Section 1.3. 
 “Excluded Taxes” has the meaning set forth in Section 1.3(c).

 “Final Determination” means (a) in respect of United States federal income Taxes, a “determination” (as
defined in Section 1313 (a) of the Code) or (b) the execution of an IRS Form 870-AD, and (b) in respect of Taxes other than United States federal income taxes, any final determination of liability in respect of a Tax that, under
applicable law, is not subject to further appeal, review or modification through proceedings or otherwise (including the expiration of a statute of limitations or a period for the filing of claims for refunds, amended returns or appeals from adverse
determinations). 
 “Governmental Authority” means any federal, state, local, municipal, foreign or international court,
tribunal, judicial body, government, department, commission, board, bureau, agency, official, instrumentality or other regulatory, administrative or governmental authority. 
 “Governmental Requirements” has the meaning set forth in Section 3.3. 
 “Included Intellectual Property” has the meaning set forth in Section 3.13(a). 
 “Independent Accountant” means a nationally recognized independent public accounting firm that currently does not audit the Purchaser
or Seller, or an Affiliate of either, as shall be agreed upon by the Purchaser and Seller. 
 “Intellectual Property” has
the meaning set forth in Section 3.13(a). 
 “IRS” means the Internal Revenue Service. 
 “Knowledge” means the actual knowledge of Seller. 
  

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 “Legal Proceeding” means any Action pending at law or in equity before any Governmental
Authority or arbitral body. 
 “Losses” means any and all damages, fines, penalties, deficiencies, losses and expenses
(including interest, court costs, reasonable fees of attorneys, accountants and other experts or other reasonable expenses of litigation or other proceedings or of any claim, default or assessment). 
 “Material Adverse Effect” means any effect, event, occurrence or state of facts that, individually or aggregated with other effects,
events, occurrences or states of facts, (a) would after the Closing be materially adverse to or materially impair (i) the value or condition of the Assets or Assumed Liabilities, or (ii) the ability of any Party hereto to perform its
obligations under this Agreement, or (b) gives rise to any material liability that would be an Assumed Liability from or after the Closing or materially increases any Assumed Liability. 
 “Operations” means the business, operations and activities relating to or utilizing the Assets. 
 “Parties” means the Purchaser and Seller. 
 “Permitted Encumbrances” means with respect to or upon any of the Assets, whether owned, leased, subleased, occupied or licensed as of the date hereof or thereafter: Assumed Liabilities under
Assumed Contracts; the rights of licensors and licensees pursuant to agreements between Seller and such licensors and licensees. 
 “Person” means any natural person, firm, partnership, limited liability company, association, corporation, trust, business trust or other entity. 
 “Petition” has the meaning set forth in the Preamble. 
 “Pre-Closing Tax Period” means any taxable period (or portion thereof) ending on or prior to the Closing Date. 
 “Property Taxes” means real, personal and intangible ad valorem property taxes. 
 “Purchase Price” has the meaning set forth in Section 1.4. 
 “Purchaser” has the meaning
set forth in the Preamble. 
 “Purchaser Disclosure Schedule” has the meaning set forth in Article IV. 
 “Regulatory Approvals” means all consents waivers, approvals, certificates and other authorizations required to be obtained from any
Governmental Authority asserting jurisdiction over the Purchaser, Seller or one of their subsidiaries or the Assets, that are required in order to consummate the Contemplated Transactions. 
  

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 “Rejection” has the meaning set forth in Section 1.5. 
 “Retainee List” has the meaning set forth in Section 5.9. 
 “Sale Order” means an order of the Bankruptcy Court in substantially the form of Exhibit A or multiple orders of the
Bankruptcy Court that taken together are substantiality in the form of Exhibit A. 
 “Section 1060 Forms” has the
meaning set forth in Section 2.3. 
 “Seller” has the meaning set forth in the Preamble. 
 “Seller Disclosure Schedule” has the meaning set forth in Article III. 
 “Seller lndemnitees” has the meaning set forth in Section 10.1. 
 “Seller Plan” means each written pension, profit-sharing or other retirement, bonus, deferred compensation, incentive compensation,
stock purchase, stock option, severance or termination pay, hospitalization or other medical, life or other insurance, long- or short-term disability, supplemental unemployment benefit, fringe benefit, sick pay, vacation payor other similar plan,
program, agreement, or arrangement, sponsored, maintained, contributed to, or required to be contributed to, by any Seller or by any trade or business, whether or not incorporated, which together with any Seller would be deemed a “single
employer” within the meaning of Section 4001(a)(14) of the Employee Retirement Income Security Act of 1974, as amended, with respect to any current or former employee, consultant, or director of any Seller. 
 “Seller’s Representatives” has the meaning set forth in Section 6.2(b). 
 “State Licenses” has the meaning set forth in Section 3.8(a). 
 “Straddle Period” means any period beginning on or prior to and ending after the Closing Date. 
 “Subsidiary” means any subsidiary of the Purchaser or any Seller, as the case may be. 
 “Taxes” means all United States federal, state and local, and foreign taxes, and other assessments of a similar nature (whether imposed
directly or through withholding), excluding Transfer Taxes and including any interest, additions to tax, or penalties applicable thereto. 
  

 - 25 - 

 “Tax Returns” or “Returns” means all United States federal, state and
local, and foreign Tax returns, declarations, statements, reports, schedules, forms, and information returns and any amended Tax Returns relating to Taxes. 
 “Third-Party Claim” has the meaning set forth in Section 10.4(a). 
 “Transfer
Taxes” has the meaning set forth in Section 5.9. 
 “Transferred Employee” has the meaning set forth in
Section 5.9(b). 
  

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 IN WITNESS WHEREOF, Seller and the Purchaser have caused this Agreement to be executed on their behalf by
their officers thereunto duly authorized, as of the date first above written. 
  

			
	Aphton Corporation
		
	By:	 	 /s/ Pat Mooney

	Name:	 	Pat Mooney
	Title:	 	Chief Executive Officer
	
	Receptor Biologix, Inc.
		
	By:	 	 /s/ Thomas A. Glaze

	Name:	 	Thomas A. Glaze
	Title:	 	Chief Executive Officer

  

 - 27 -

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