Document:

exv10w8

 

Exhibit 10.8

SHORELINE TECHNOLOGY PARK

MOUNTAIN VIEW, CALIFORNIA

OFFICE LEASE AGREEMENT

BETWEEN

EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company

(“LANDLORD”)

AND

PERLEGEN SCIENCES, INC., a Delaware corporation

(“TENANT”)

 

 

TABLE OF CONTENTS

	 	 	 	 	 	 	 
	 	 	 	 	Page	 
	I.

	 	Basic Lease Information
	 	 	1	 
	II.

	 	Lease Grant
	 	 	4	 
	III.

	 	Possession
	 	 	4	 
	IV.

	 	Rent
	 	 	6	 
	V.

	 	Compliance with Laws; Use
	 	 	10	 
	VI.

	 	Security Deposit
	 	 	11	 
	VII.

	 	Services
	 	 	11	 
	VIII.

	 	Leasehold Improvements
	 	 	12	 
	IX.

	 	Repairs, Maintenance and Alterations
	 	 	13	 
	X.

	 	Use of Utility Services by Tenant
	 	 	15	 
	XI.

	 	Entry by Landlord
	 	 	15	 
	XII.

	 	Assignment and Subletting
	 	 	16	 
	XIII.

	 	Liens
	 	 	18	 
	XIV.

	 	Indemnity and Waiver of Claims
	 	 	18	 
	XV.

	 	Insurance
	 	 	19	 
	XVI.

	 	Subrogation
	 	 	20	 
	XVII.

	 	Casualty Damage
	 	 	20	 
	XVIII.

	 	Condemnation
	 	 	21	 
	XIX.

	 	Events of Default
	 	 	22	 
	XX.

	 	Remedies
	 	 	22	 
	XXI.

	 	Limitation of Liability
	 	 	24	 
	XXII.

	 	No Waiver
	 	 	24	 
	XXIII.

	 	Quiet Enjoyment
	 	 	25	 
	XXIV.

	 	Relocation
	 	 	25	 
	XXV.

	 	Holding Over
	 	 	25	 
	XXVI.

	 	Subordination to Mortgages; Estoppel Certificate
	 	 	25	 
	XXVII.

	 	Attorneys’ Fees
	 	 	26	 
	XXVIII.

	 	Notice
	 	 	26	 
	XXIX.

	 	Excepted Rights
	 	 	27	 
	XXX.

	 	Surrender of Premises
	 	 	27	 
	XXXI.

	 	Miscellaneous
	 	 	28	 
	XXXII.

	 	Entire Agreement
	 	 	30	 

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OFFICE LEASE AGREEMENT

     THIS OFFICE LEASE AGREEMENT (the “Lease”) is made and entered into as of the 26th day of
September, 2001, by and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability
company (“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”).

     I. Basic Lease Information.

          A. “Building” shall mean the building in Mountain View, California located at 2021 Stierlin
Court.

          B. “Rentable Square Footage of the Building” shall be deemed to be 58,176 square feet.

          C. “Premises” shall mean the area shown on Exhibit A-1 to this Lease. The “Rentable Square
Footage of the Premises” is deemed to be the Rentable Square Footage of the Building. Landlord and
Tenant stipulate and agree that the Rentable Square Footage of the Building and the Rentable Square
Footage of the Premises are correct and shall not be remeasured.

          D. “Base Rent”:

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Annual Rate Per	 	 	 	 
	Period	 	Square Foot	 	Annual Base Rent	 	Monthly Base Rent
	10/16/01-10/31/02
	 	$	37.20	 	 	$	2,164,147.20	 	 	$	180,345.60	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/02-10/31/03
	 	$	38.40	 	 	$	2,233,958.40	 	 	$	186,163.20	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/03-10/31/04
	 	$	39.60	 	 	$	2,303,769.60	 	 	$	191,980.80	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/04-10/31/05
	 	$	40.80	 	 	$	2,373,580.80	 	 	$	197,798.40	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/05-10/31/06
	 	$	42.00	 	 	$	2,443,392.00	 	 	$	203,616.00	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/06-10/31/07
	 	$	43.20	 	 	$	2,513,203.20	 	 	$	209,433.60	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/07-10/31/08
	 	$	44.40	 	 	$	2,583,014.40	 	 	$	215,251.20	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/08-10/31/09
	 	$	45.60	 	 	$	2,652,825.60	 	 	$	221,068.80	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/09-10/31/10
	 	$	46.80	 	 	$	2,722,636.80	 	 	$	226,886.40	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	11/1/10-10/31/11
	 	$	48.00	 	 	$	2,792,448.00	 	 	$	232,704.00	 

     Landlord and Tenant acknowledge that the schedule of Base Rent described above is based on the
assumption that the Term (as hereinafter defined) will commence on October 16, 2001. If the Term
does not commence on October 16, 2001, the beginning and ending dates set forth in the above
schedule with respect to the payment of any installment(s) of Base Rent shall be appropriately
adjusted on a per diem basis and set forth in the Commencement Letter to be prepared by Landlord.

 

 

In the event that the Base Rent rate adjusts (up or down) on any day other than the first day of
the month, Base Rent for the month on which such adjustment occurs shall be determined based on the
number of days in such month for which each particular Base Rent rate is applicable.

          E. “Tenant’s Pro Rata Share”: 100%.

          F. “Term”: A period of 120 months and 16 days. The Term shall commence on October 16, 2001
(the “Commencement Date”), and unless terminated early in accordance with this Lease, shall end on
October 31, 2011 (the “Termination Date”). Landlord and Tenant acknowledge that as of the date of
this Lease, it is currently anticipated that the Commencement Date shall be October 16, 2001. In
the event the Commencement Date is not October 16, 2001, Landlord and Tenant shall enter into a
commencement letter in the form attached as Exhibit C.

          G. Tenant allowance(s): None.

          H. “Security Deposit”: $1,600,000.00. The Security Deposit shall be in the form of an
irrevocable letter of credit (the “Letter of Credit”), as more fully described in Article VI of
this Lease.

          I. “Guarantor(s)”: None.

          J. “Broker(s)”: Cresa Partners.

          K. “Permitted Use”: Office, research and development, manufacturing, storage and other legal
uses as permitted by local zoning laws applicable to the Premises and otherwise permitted by the
Governing Documents (as that term is defined in Article XXXI.M. below).

          L. “Notice Addresses”:

	 	 	 
	 

	 	Tenant:
	 
	 	 
	 

	 	On and after the Commencement Date, notices shall be sent to Tenant at the
Premises. Prior to the Commencement Date, notices shall be sent to Tenant at
the following address:
	 
	 	 
	 

	 	Perlegen Sciences, Inc.
	 

	 	3380 Central Expressway
	 

	 	Santa Clara, California 95051
	 

	 	Attention: Vern Norviel
	 

	 	Phone #: (408) 731-8037
	 

	 	Fax#: (408) 731-8069

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	 	With a copy to:
	 
	 	 
	 

	 	Latham & Watkins
	 

	 	505 Montgomery Street
	 

	 	San Francisco, California 94111
	 

	 	Attn: Kenneth Whiting, Esq.
	 
	 	 
	 

	 	If Tenant’s attorney listed above fails to receive the copy of the notice of
a Tenant default, the validity of the notice served on Tenant shall not be
affected thereby.

	 	 	 
	Landlord:

	 	With a copy to:
	 
	 	 
	EOP-Shoreline Technology Park, L.L.C.

	 	Equity Office Properties
	c/o Equity Office Properties Trust

	 	Two North Riverside Plaza
	5104 Old Ironsides Drive

	 	Suite 2200
	Santa Clara, California 95054

	 	Chicago, Illinois 60606
	Attention: Building Manager

	 	Attention: Regional Counsel — San Jose Region

	 	 	 
	 

	 	Rent (defined in Section IV.A) is payable to the order of Equity Office
Properties at the following address: EOP Operating Limited Partnership, as
agent for EOP-Shoreline Technology Park, Dept. #8824, Los Angeles, California
90084-8824.

          M. “Business Day(s)” are Monday through Friday of each week, exclusive of New Year’s Day,
Memorial Day, Independence Day, Labor Day, Thanksgiving Day and Christmas Day (“Holidays”).
Landlord may designate additional Holidays, provided that the additional Holidays are commonly
recognized by other office buildings in the area where the Building is located.

          N. INTENTIONALLY OMITTED.

          O. “Law(s)” means all applicable statutes, codes, ordinances, orders, rules and regulations of
any municipal or governmental entity.

          P. “Property” means the Building and the parcel(s) of land underneath and directly surrounding
the Building. At Landlord’s option, the definition of “Property” may subsequently be expanded to
include the Building’s parking areas and other improvements directly serving the Building, if any,
and the parcel(s) of land on which they are located; provided such additional areas will not then
be included as part of the “Common Areas” for purposes of determining Tenant’s obligations with
respect to the payment of Expenses and Taxes as provided in Article IV below.

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          Q. “Project” shall mean the development located on approximately 51.83 acres commonly
described as Shoreline Technology Park, which includes the Building and the Property, as well as
the other buildings and property as outlined on Exhibit A-2 attached hereto and incorporated
herein.

          R. “Rentable Square Footage of the Project” is deemed to be 726,508 rentable square feet.

          S. “Allocable Share of the Building” means 8.008%.

     II. Lease Grant.

     Landlord leases the Premises to Tenant and Tenant leases the Premises from Landlord, together
with the right in common with others to use any portions of the Project that are designated by
Landlord for the common use of tenants and others, such as sidewalks, unreserved parking areas,
artificial lakes, walkways, water amenities, landscaping, plaza, roads, driveways and recreation
areas (collectively, the “Common Areas”), including, but not limited to, that certain recreational
area which is maintained by Landlord in the location and configuration shown on Exhibit A-3
attached hereto. Notwithstanding the foregoing to the contrary, Tenant’s right to use the
Recreational Area shall be subject to the right of the City of Mountain View (“City”) to require
that a portion of the Recreational Area be paved and used for parking purposes at a time to be
determined at the discretion of the City. The area to be used for parking purposes is indicated as
“Potential Parking Area” on Exhibit A-3. If the City requires the parking, Tenant shall have the
non-exclusive right to use the parking spaces created thereby.

     III. Possession.

          A. INTENTIONALLY OMITTED

          B. Subject to Landlord’s obligations under Section IX.B. and Landlord’s obligation to deliver
the Premises to Tenant in broom clean condition, the Premises are accepted by Tenant in “as is”
condition and configuration. Tenant acknowledges and agrees that the Premises may be tendered to
the Tenant with certain property (the “Abandoned Property”) of the Prior Tenant (as defined in
Exhibit D) remaining in the Premises at the time possession of the Premises is delivered to Tenant.
Landlord makes no representations or warranties regarding Tenant’s right to use the Abandoned
Property or its fitness for any particular purpose. By taking possession of the Premises, Tenant
agrees that the Premises are in good order and satisfactory condition, and that there are no
representations or warranties by Landlord regarding the condition of the Premises or the Building.
Notwithstanding anything to the contrary contained in the Lease, Landlord shall not be obligated to tender possession of any portion of the Premises or other space leased by Tenant
from time to time hereunder that, on the date possession is to be delivered, such space is occupied
by a tenant or other occupant or that is subject to the rights of any other tenant or occupant, nor
shall Landlord have any other obligations to Tenant under this Lease with respect to such space
until the date Landlord: (1) recaptures such space from such existing tenant or occupant; and (2)
regains the

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legal right to possession thereof. This Lease shall not be affected by any such failure to deliver possession and Tenant shall have no claim for damages against Landlord as a
result thereof, all of which are hereby waived and released by Tenant. If Landlord is delayed
delivering possession of any portion of the Premises or any other space due to the holdover or
unlawful possession of such space by any party, Landlord shall use reasonable efforts to obtain
possession of the space. In such event, the Commencement Date shall be postponed until the date
Landlord delivers possession of the Premises to Tenant free from occupancy by any party, and the
Termination Date shall be postponed by an equal number of days.

     Notwithstanding the foregoing, if the Commencement Date has not occurred on or before the
Required Commencement Date (defined below), Tenant, as its sole remedy, may terminate this Lease by
giving Landlord written notice of termination on or before the earlier to occur of: (i) 5 Business
Days after the Required Commencement Date; and (ii) the Commencement Date. In such event, this
Lease shall be deemed null and void and of no further force and effect and Landlord shall promptly
refund any prepaid rent and Security Deposit previously advanced by Tenant under this Lease and the
parties hereto shall have no further responsibilities or obligations to each other with respect to
this Lease. The “Required Commencement Date” shall mean the date which is 60 days after the later
of October 16, 2001, the date this Lease is properly executed and delivered by Tenant, the date all
prepaid rental, Security Deposits and Guaranties required under this Lease are delivered to
Landlord, and, if applicable, the date all contingencies, if any, specified in this Lease have been
satisfied or waived in writing by Landlord. Landlord and Tenant acknowledge and agree that the
Required Commencement Date shall be postponed by the number of days the Commencement Date is
delayed due to events of Force Majeure. Notwithstanding anything herein to the contrary, if
Landlord determines in good faith that it will be unable to cause the Commencement Date to occur by
the Required Commencement Date, Landlord shall have the right to provide Tenant with written notice
(the “Commencement Date Extension Notice”) of such inability, which Commencement Date Extension
Notice shall set forth the date on which Landlord reasonably believes that the Commencement Date
will occur. Upon receipt of the Commencement Date Extension Notice, Tenant shall have the right to
terminate this Lease by providing written notice of termination to Landlord within 5 Business Days
after the date of the Commencement Date Extension Notice. If Tenant does not terminate this Lease
within such 5 Business Day period, the Required Commencement Date automatically shall be amended to
be the date set forth in Landlord’s Commencement Date Extension Notice.

          C. To the extent reasonably practical, Landlord shall permit Tenant to take possession of the
Premises prior to the Commencement Date for the sole purpose of performing Landlord-approved
improvements therein or installing furniture, equipment or other personal property of Tenant. Such early possession shall be subject to all of the terms and conditions
of the Lease, except that other than the cost of services requested by Tenant (if any), Tenant
shall not be required to pay Rent (defined in Section IV.A.) to Landlord with respect to the period
of time prior to the Commencement Date during which Tenant performs such work.

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     IV. Rent.

          A. Payments. As consideration for this Lease, Tenant shall pay Landlord, without any
setoff or deduction, the total amount of Base Rent and Additional Rent due for the Term.
“Additional Rent” means all sums (exclusive of Base Rent) that Tenant is required to pay Landlord
hereunder. Additional Rent and Base Rent are sometimes collectively referred to as “Rent”. Base
Rent and recurring monthly charges of Additional Rent shall be due and payable in advance on the
first day of each calendar month without notice or demand, provided that the installment of Base
Rent for the first full calendar month of the Term shall be payable upon the execution of this
Lease by Tenant. All other items of Rent shall be due and payable by Tenant on or before 30 days
after billing by Landlord. All payments of Rent shall be by good and sufficient check or by other
means (such as automatic debit or electronic transfer) acceptable to Landlord. If Tenant fails to
pay any item or installment of Rent when due, Tenant shall pay Landlord an administration fee equal
to 5% of the past due Rent, provided that Tenant shall be entitled to a grace period of 5 days for
the first 2 late payments of Rent in a given calendar year. If the Term commences on a day other
than the first day of a calendar month or terminates on a day other than the last day of a calendar
month, the monthly Base Rent and Tenant’s Pro Rata Share of Expenses (defined in Section IV.C.) and
Taxes (defined in Section IV.D.) for the month shall be prorated based on the number of days in
such calendar month. Landlord’s acceptance of less than the correct amount of Rent shall be
considered a payment on account of the earliest Rent due. No endorsement or statement on a check
or letter accompanying a check or payment shall be considered an accord and satisfaction, and
either party may accept the check or payment without prejudice to that party’s right to recover the
balance or pursue other available remedies. Tenant’s covenant to pay Rent is independent of every
other covenant in this Lease.

          B. Payment of Tenant’s Pro Rata Share of Expenses and Taxes. Tenant shall pay
Tenant’s Pro Rata Share of the total amount of Expenses (defined in Section IV.C.) and Taxes
(defined in Section IV.D) for each calendar year during the Term. Landlord shall provide Tenant
with a good faith estimate of the total amount of Expenses and Taxes for each calendar year during
the Term. On or before the first day of each month, Tenant shall pay to Landlord a monthly
installment equal to one-twelfth of Tenant’s Pro Rata Share of Landlord’s estimate of the total
amount of Expenses and Taxes. If Landlord determines that its good faith estimate was incorrect by a material amount, Landlord may provide Tenant with a revised
estimate. After its receipt of the revised estimate, Tenant’s monthly payments shall be based upon
the revised estimate. If Landlord does not provide Tenant with an estimate of the total amount of
Expenses and Taxes by January 1 of a calendar year, Tenant shall continue to pay monthly
installments based on the previous year’s estimate until Landlord provides Tenant with the new
estimate. Upon delivery of the new estimate, an adjustment shall be made for any month for which
Tenant paid monthly installments based on the previous year’s estimate. Tenant shall pay Landlord
the amount of any underpayment within 30 days after receipt of the new estimate. Any overpayment
shall be refunded to Tenant within 30 days or credited against the next due future installment(s)
of Additional Rent.

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     As soon as is practical following the end of each calendar year, Landlord shall furnish Tenant
with a statement of the actual amount of Expenses and Taxes for the prior calendar year and
Tenant’s Pro Rata Share of the actual amount of Expenses and Taxes for the prior calendar year. If
the estimated amount of Expenses and Taxes for the prior calendar year is more than the actual
amount of Expenses and Taxes for the prior calendar year, Landlord shall apply any overpayment by
Tenant against Additional Rent due or next becoming due, provided if the Term expires before the
determination of the overpayment, Landlord shall refund any overpayment to Tenant after first
deducting the amount of Rent due. If the estimated amount of Expenses and Taxes for the prior
calendar year is less than the actual amount of Expenses and Taxes for such prior year, Tenant
shall pay Landlord, within 30 days after its receipt of the statement of Expenses and Taxes, any
underpayment for the prior calendar year. Any overpayment or underpayment of Taxes relating to the
year in which this Lease terminates shall be treated in a similar manner. The provisions of this
subsection shall survive the termination of this Lease.

          C. Expenses Defined. “Expenses” means the sum of (y) 100% of all direct and indirect
costs and expenses incurred in each calendar year in connection with operating, maintaining,
repairing, managing and owning the Premises, the Building in which the Premises is located and the
Property, and (z) the Allocable Share of the Building of the direct and indirect costs of operating
and maintaining the Common Areas of the Project (including, but not limited to, the parking
structure(s) or parking lot(s) predominantly serving the Building in which the Premises are
located, unless the same are included by Landlord as part of the “Property”), the Allocable Share
of the Building of all costs, fees, expenses or other amounts payable by Landlord to the
Association (as defined in Article XXXI.M. below), if any, and the Allocable Share of the Building
of all fees payable to the company or the Association, if applicable, managing the parking areas
within the Project, including, without limitation, the following:

               1. Labor costs, including, wages, salaries, social security and employment taxes, medical and
other types of insurance, uniforms, training, and retirement and pension plans.

               2. Management fees, the cost of equipping and maintaining a management office, accounting and
bookkeeping services, legal fees not attributable to leasing or collection activity, and other
administrative costs. Landlord, by itself or through an affiliate, shall have the right to
directly perform or provide any services under this Lease (including management services), provided
that the cost of any such services shall not exceed the cost that would have been incurred had
Landlord entered into an arms-length contract for such services with an unaffiliated entity of
comparable skill and experience.

               3. The cost of services, including amounts paid to service providers and the rental and
purchase cost of parts, supplies, tools and equipment.

               4. Premiums and deductibles paid by Landlord for insurance, including workers compensation,
fire and extended coverage, earthquake, general liability, rental loss,

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elevator, boiler and other insurance customarily carried from time to time by owners of comparable buildings.

               5. Electrical Costs (defined below) and charges for water, gas, steam and sewer applicable to
the Common Areas. “Electrical Costs” means: (a) charges paid by Landlord for electricity; (b)
costs incurred in connection with an energy management program for the Common Areas of the Project;
and (c) if and to the extent permitted by Law, a fee for the services provided by Landlord in
connection with the selection of utility companies and the negotiation and administration of
contracts for electricity, provided that such fee shall not exceed 50% of any savings obtained by
Landlord.

               6. The amortized cost of capital improvements (as distinguished from replacement parts or
components installed in the ordinary course of business) made to the Property and the Common Areas
which are: (a) performed primarily to reduce operating expense costs or otherwise improve the
operating efficiency of the Property and the Common Areas; or (b) required to comply with any Laws
that are enacted, or first interpreted to apply to the Property and the Common Areas, after the
date of this Lease. The cost of capital improvements shall be amortized by Landlord over the
lesser of the Payback Period (defined below) or 10 years. The amortized cost of capital
improvements may, at Landlord’s option, include actual or imputed interest at the rate that
Landlord would reasonably be required to pay to finance the cost of the capital improvement.
“Payback Period” means the reasonably estimated period of time that it takes for the cost savings
resulting from a capital improvement to equal the total cost of the capital improvement.

     If Landlord incurs Expenses for the Project together with one or more other buildings or
properties, whether pursuant to a reciprocal easement agreement, common area agreement or
otherwise, the shared costs and expenses shall be equitably prorated and apportioned between the
Project and the other buildings or properties. Expenses shall not include: the cost of capital
improvements (except as set forth above); depreciation; interest (except as provided above for the
amortization of capital improvements); principal payments of mortgage or ground leases and other non-operating debts of Landlord; the cost of repairs or other work to the extent Landlord is
reimbursed by insurance or condemnation proceeds; costs in connection with leasing space in the
Building or other buildings in the Project, including brokerage commissions; lease concessions,
including rental abatements and construction allowances, granted to specific tenants; costs
incurred in connection with the sale, financing or refinancing of the Building or other buildings
in the Project; fines, interest and penalties incurred due to the late payment of Taxes (defined in
Section IV.D) or Expenses or otherwise in connection with operation of the Building or the Project;
organizational expenses associated with the creation and operation of the entity which constitutes
Landlord; any costs, fines or penalties incurred due to violations by Landlord of any law, order,
rule or regulations of any governmental authority which was in effect (and as enforced) as of the
Commencement Date except where such costs, fines or penalties are incurred by Landlord for
violations of any such law, order, rule or regulation that is ultimately determined to be invalid,
or inapplicable; costs incurred by Landlord in connection with the correction of defects in design
and original construction of the Building or Project; costs incurred (less costs of recovery) for
any items to the extent covered by a

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manufacturer’s, materialman’s, vendor’s or contractor’s warranty (a “Warranty”) which are paid by such manufacturer, materialman, vendor or contractor
(Landlord shall use reasonable efforts to pursue a warranty claim for items covered by a Warranty
unless Landlord determines in good faith that such action would not be in the best interest of the
Building); any penalties or liquidated damages that Landlord pays to Tenant under this Lease or to
any other tenants in the Building under their respective leases; any fines, costs, penalties or
interest resulting from the adjudicated negligence or adjudicated willful misconduct of the
Landlord or its agents, contractors or employees; any cost or expense related to removal, cleaning,
abatement or remediation of “hazardous materials” in or about the Building, Common Area or Project,
including, without limitation, hazardous substances in the ground water or soil, except to the
extent caused by the release or emission of “hazardous materials” by Tenant, or except to the
extent such removal, cleaning, abatement or remediation is related to the general repair and
maintenance of the Building, Common Area or Project; or any penalties or damages that Landlord pays
to Tenant under this Lease or to other tenants in the Building or other buildings in the Project
under their respective leases.

          D. Taxes Defined. “Taxes” shall mean: (1) all real estate taxes and other assessments
on the Building and/or Property, including, but not limited to, assessments for special improvement
districts and building improvement districts, taxes and assessments levied in substitution or
supplementation in whole or in part of any such taxes and assessments and the Building’s and the
Property’s share of any real estate taxes and assessments under any reciprocal easement agreement,
common area agreement or similar agreement as to the Property or the Building; (2) all personal
property taxes for property that is owned by Landlord and used in connection with the operation,
maintenance and repair of the Property and the Building; (3) all costs and fees incurred in
connection with seeking reductions in any tax liabilities described in (1) and (2), including,
without limitation, any costs incurred by Landlord for compliance, review and appeal of tax
liabilities; and (4) the Allocable Share of the Building of (i) all real estate taxes and other
assessments of the Common Areas of the Project, including but not limited to assessments for special improvement districts and building
improvement districts, taxes and assessments levied in substitution or supplementation in whole or
in part of any such taxes and assessments and any real estate taxes and assessments under any
reciprocal easement agreement, common area agreement or similar agreement as to the Common Areas,
(ii) all personal property taxes for property that is owned by Landlord and used in connection with
the operation, maintenance and repair of the Common Areas, and (iii) all costs and fees incurred in
connection with seeking reductions in any tax liabilities described in (i) and (ii) above,
including, without limitation, any costs incurred by Landlord for compliance, review and appeal of
tax liabilities. Without limitation, Taxes shall not include any income, capital levy, franchise,
capital stock, gift, estate or inheritance tax, or tax on Landlord’s income from all sources.
However, Tenant shall pay and be liable for all rental, sales and use taxes, if any, imposed upon
or measured by Rent under applicable Law. If an assessment is payable in installments, Taxes for
the year shall include the amount of the installment and any interest due and payable during that
year. For all other real estate taxes, Taxes for that year shall, at Landlord’s election, include
either the amount accrued, assessed or otherwise imposed for the year or the amount due and payable
for that year, provided that Landlord’s election shall be applied consistently throughout the Term.
If a change in Taxes is obtained for any year of the Term, then

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Taxes for that year will be retroactively adjusted and Landlord shall provide Tenant with a credit, if any, based on the
adjustment.

     Tenant shall be responsible for, and shall pay prior to delinquency, taxes or governmental
service fees, possessory interest taxes, fees or charges in lieu of any such taxes, capital levies,
or other charges imposed upon, levied with respect to, or assessed against, its personal property,
and its interest pursuant to this Lease. To the extent that any such taxes are not separately
assessed or billed to Tenant, Tenant shall pay the amount thereof as invoiced to Tenant by Landlord
prior to the delinquency of such taxes. In the event any Alterations made by Tenant in the
Building are assessed and taxed separately by the applicable taxing authority, then Tenant shall be
liable and shall pay that portion of the Taxes applicable to the value of the Alterations in the
Premises based on the value attributed thereto by the applicable taxing authority to either (a) the
applicable taxing authority prior to the delinquency of such taxes in the event Tenant is billed
directly by such taxing authority, or (b) the Landlord within 30 days after written demand, in the
event Landlord is billed directly by the applicable taxing authority.

          E. Audit Rights. Tenant may, within 90 days after receiving Landlord’s statement of
Expenses, give Landlord written notice (“Review Notice”) that Tenant intends to review Landlord’s
records of the Expenses for that calendar year. Within a reasonable time after receipt of the
Review Notice, Landlord shall make all pertinent records available for inspection that are
reasonably necessary for Tenant to conduct its review. If any records are maintained at a location
other than the office of the Project, Tenant may either inspect the records at such other location
or pay for the reasonable cost of copying and shipping the records. If Tenant retains an agent to
review Landlord’s records, the agent must be with a licensed CPA firm. Tenant shall be solely
responsible for all costs, expenses and fees incurred for the audit. Within 60 days after the records are made available to Tenant, Tenant
shall have the right to give Landlord written notice (an “Objection Notice”) stating in reasonable
detail any objection to Landlord’s statement of Expenses for that year. If Tenant fails to give
Landlord an Objection Notice within the 60 day period or fails to provide Landlord with a Review
Notice within the 90 day period described above, Tenant shall be deemed to have approved Landlord’s
statement of Expenses and shall be barred from raising any claims regarding the Expenses for that
year. If Tenant provides Landlord with a timely Objection Notice, Landlord and Tenant shall work
together in good faith to resolve any issues raised in Tenant’s Objection Notice. If Expenses for
the calendar year are less than reported, Landlord shall provide Tenant with a credit against the
next installment of Rent in the amount of the overpayment by Tenant. Likewise, if Expenses for the
calendar year are greater than reported, Tenant shall pay Landlord the amount of any underpayment
within 30 days. The records obtained by Tenant shall be treated as confidential. In addition, if
Expenses for the Building for the year in question were less than stated by more than 10%,
Landlord, within 30 days after its receipt of paid invoices therefor from Tenant, shall reimburse
Tenant for any reasonable amounts paid by Tenant to third parties in connection with such review by
Tenant. In no event shall Tenant be permitted to examine Landlord’s records or to dispute any
statement of Expenses unless Tenant has paid and continues to pay all Rent when due.

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     V. Compliance with Laws; Use.

     The Premises shall be used only for the Permitted Use and for no other use whatsoever. Tenant
shall not use or permit the use of the Premises for any purpose which is illegal, dangerous to
persons or property or which, in Landlord’s reasonable opinion, unreasonably disturbs any other
tenants of the Project or interferes with the operation of the Building or the Project. Tenant
shall comply with all Laws, including the Americans with Disabilities Act, regarding the operation
of Tenant’s business and the use, condition, configuration and occupancy of the Premises. Tenant,
within 10 days after receipt, shall provide Landlord with copies of any notices it receives
regarding a violation or alleged violation of any Laws relating to its use of the Premises. Tenant
shall comply with the rules and regulations of the Project attached as Exhibit B and such other
reasonable, nondiscriminatory rules and regulations adopted by Landlord from time to time. Tenant
shall also cause its agents, contractors, subcontractors, employees, customers, and subtenants to
comply with all rules and regulations. Landlord shall not knowingly discriminate against Tenant in
Landlord’s enforcement of the rules and regulations. In the event of a conflict between any rules
and regulations enacted after the date hereof and the Lease, this Lease shall control.

     VI. Security Deposit.

     The Security Deposit shall be in the form of an irrevocable letter of credit (the “Letter of
Credit”) which shall: (a) be in the amount of $1,600,000.00; (b) be issued on the form attached
hereto as Exhibit F; (c) name Landlord as its beneficiary; (d) be drawn on an FDIC insured
financial institution reasonably satisfactory to Landlord; and (e) be annually renewable so as to
expire no earlier than 60 days after the Termination Date of this Lease. The Security Deposit
shall be delivered to Landlord in the form of a Letter of Credit which shall be delivered to
Landlord upon the execution of this Lease by Tenant. The Security Deposit shall be held by
Landlord without liability for interest (unless required by Law) as security for the performance of
Tenants obligations. The Security Deposit is not an advance payment of Rent or a measure of
Tenant’s liability for damages. Landlord may, from time to time, without prejudice to any other
remedy, use all or a portion of the Security Deposit to satisfy past due Rent or to cure any
uncured default by Tenant. If Landlord uses the Security Deposit, Tenant shall on demand restore
the Security Deposit to its original amount. Landlord shall return any unapplied portion of the
Security Deposit to Tenant on the later to occur of (1) 45 days after the date Tenant surrenders
possession of the Premises to Landlord in accordance with this Lease; or (2) 45 days after the
Termination Date. If Landlord transfers its interest in the Premises, Landlord may assign the
Security Deposit to the transferee and, following the assignment, Landlord shall have no further
liability for the return of the Security Deposit. Landlord shall not be required to keep the
Security Deposit separate from its other accounts. Tenant hereby waives the provisions of Section
1950.7 of the California Civil Code, or any similar or successor Laws now or hereinafter in effect.

     VII. Services.

          A. Tenant will be responsible, at its sole cost and expense, for the furnishing of all
services and utilities to the Premises, including, but not limited to, heating, ventilation and
air-

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conditioning, electricity, water, light, power, trash pick-up, sewer charges, telephone, janitorial and interior building security services and all other utility services supplied to the
Premises, and all taxes and surcharges thereon. Landlord agrees to maintain and repair the
Property as described in Article IX.B.

          B. Any interruption or termination of services due to the application of Laws, the failure of
any equipment, the performance of repairs, improvements or alterations, or the occurrence of any
other event (a “Service Failure”) shall not render Landlord liable to Tenant, constitute a
constructive eviction of Tenant, give rise to an abatement of Rent, nor relieve Tenant from the
obligation to fulfill any covenant or agreement. However, if the Premises, or a material portion
of the Premises, is made untenantable for a period in excess of 5 consecutive Business Days as a
result of a Service Failure that was caused solely by the negligence or willful misconduct of the
Landlord, then Tenant, at its sole remedy, shall be entitled to receive an abatement of Rent
payable hereunder during the period beginning on the 6th consecutive Business Day of
such Service Failure and ending on the day the service has been restored. Furthermore, in no event
shall Landlord be liable to Tenant for any loss or damage, including the theft of Tenant’s Property (defined in Article XV),
arising out of or in connection with the failure of any security services, personnel or equipment.

     VIII. Leasehold Improvements.

     All improvements to the Premises (collectively, “Leasehold Improvements”) shall be owned by
Landlord and shall remain upon the Premises without compensation to Tenant. Leasehold Improvements
shall not include Tenant’s Property (as defined in Article XV. below), which items shall at all
times be owned by Tenant. However, Landlord, by written notice to Tenant within 30 days prior to
the Termination Date, may require Tenant to remove, at Tenant’s expense: (1) Cable (defined in
Section IX.A) installed by or for the exclusive benefit of Tenant and located in the Premises or
other portions of the Project; and (2) any Leasehold Improvements that are performed by or for the
benefit of Tenant and, in Landlord’s reasonable judgment, are of a nature that would require
removal and repair costs that are materially in excess of the removal and repair costs associated
with standard improvements to buildings of this kind (collectively referred to as “Required
Removables”). Without limitation, it is agreed that Required Removables include internal
stairways, raised floors, personal baths and showers, vaults, rolling file systems and structural
alterations and modifications of any type. The Required Removables designated by Landlord shall be
removed by Tenant before the Termination Date, provided that upon prior written notice to Landlord,
Tenant may remain in the Premises for up to 15 days after the Termination Date for the sole purpose
of removing the Required Removables. Tenant’s possession of the Premises shall be subject to all
of the terms and conditions of this Lease, including the obligation to pay Rent on a per diem basis
at the rate in effect for the last month of the Term. Tenant shall repair damage caused by the
installation or removal of Required Removables. If Tenant fails to remove any Required Removables
or perform related repairs in a timely manner, Landlord, at Tenant’s expense, may remove and
dispose of the Required Removables and perform the required repairs. Tenant, within 30 days after
receipt of an invoice, shall reimburse Landlord for the reasonable costs incurred by Landlord.
Notwithstanding the foregoing, Tenant, at the time it requests approval for a proposed

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Alteration (defined in Section IX.C), may request in writing that Landlord advise Tenant whether the
Alteration, or any portion of the Alteration, will be designated as a Required Removable. Within
10 days after receipt of Tenant’s request, Landlord shall advise Tenant in writing as to which
portions of the Alteration, if any, will be considered to be Required Removables.

     IX. Repairs, Maintenance and Alterations.

          A. Tenant’s Repair and Maintenance Obligations. Tenant shall, at its sole cost and
expense, promptly perform all maintenance and repairs to the Premises that are not Landlord’s
express responsibility under this Lease, and shall keep the Premises (interior and exterior) in
good condition and repair (including the replacement of any applicable improvements and
appurtenances when necessary), reasonable wear and tear excepted. Tenant’s repair and replacement
obligations include, without limitation, repairs to and replacements of: (1) floor covering; (2)
interior partitions; (3) doors; (4) walls and wall coverings; (5) electronic, phone and data
cabling and related equipment (collectively, “Cable”) that is installed by or for the exclusive
benefit of Tenant and located in the Premises or other portions of the Project; (6) supplemental
air conditioning units, private showers and kitchens, including hot water heaters, and similar
facilities; (7) mechanical (including HVAC), plumbing fixtures, sewer connections (within the
Building), wiring, electrical, lighting, and fire, life safety equipment and systems serving the
Building and the Premises; (8) windows, glass and plate glass; (9) ceilings; (10) roof membrane,
roof screens and roof screen penetrators; (11) skylights; (12) fixtures and equipment; and (13)
Alterations performed by contractors retained by Tenant, including related HVAC balancing. All
work shall be performed in accordance with the rules and procedures described in Section IX.C.
below. In addition, Tenant shall, at its sole cost and expense, provide janitorial service to the
Premises in a manner consistent with other similar projects in the Mountain View, California area.
The janitorial service to be provided by Tenant shall include, but not be limited to, the
obligation to clean the exterior windows (no more frequently than two (2) times per year) and to
keep the interior of the Premises such as the windows, floors, walls, doors, showcases and fixtures
clean and neat in appearance and to remove all trash and debris which may be found in or around the
Premises. In addition, Tenant shall keep and maintain the Premises in accordance with (i) the
Institute of Laboratory Animal Resources “Guide for the Care and Use of Laboratory Animals”, (ii)
the Animal Welfare Act (7 U.S.C. 2131 et. seq.), and (iii) all other applicable Federal, State and
local laws, guidelines and policies relating to the operation and maintenance of biomedical
laboratory facilities (collectively, the “Lab Standards”). Tenant shall also enter into and keep
and maintain in effect, service contracts reasonably acceptable to Landlord with contractors
reasonably acceptable to Landlord for the maintenance of those systems servicing the Building as
Landlord may reasonably designate, including, without limitation, the HVAC and life safety systems
of the Building. In addition, Tenant shall perform testing of the electrical systems in the
Building on a commercially reasonable, regular basis to ensure that such electrical systems are
maintained in the manner required herein. Without limiting the foregoing, Tenant shall, at
Tenant’s sole cost and expense, (a) immediately replace all broken glass in the Premises with glass
equal to or in excess of the specification and quality of the original glass; and (b) repair any
damage caused by Tenant, Tenant’s agents, employees, invitees, visitors, subtenants or contractors.
If Tenant fails to make any required repairs to the Premises within 15 days after notice from
Landlord (although

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notice shall not be required if there is an emergency), Landlord may make the repairs and Tenant shall pay the reasonable cost of the repairs to Landlord within 30 days after
receipt of an invoice, together with an administrative charge in an amount equal to 10% of the cost
of the work performed. In addition, in the event Tenant fails to make any required repairs or
provide the required janitorial services to the Premises and such failure continues beyond the
applicable cure period provided in Article XIX.B. below, such failure shall constitute a default
under this Lease. Tenant shall maintain written records of maintenance and repairs, as required by
Law, and shall use certified technicians to perform any such maintenance and repairs, as so
required.

          B. Landlord’s Repair Obligations. Landlord shall keep and maintain in good repair and
working order and make repairs to and perform maintenance upon: (1) structural elements of the
Building, including Building foundations; (2) Common Areas (including utility lines which run
through the Common Areas); and (3) the roof of the Building (other than the roof membrane, roof
screens and roof screen penetrators). Landlord shall promptly make repairs (considering the nature
and urgency of the repair) for which Landlord is responsible.

          C. Alterations. Tenant shall not make alterations, additions or improvements to the
Premises or install any Cable in the Premises or other portions of the Building or the Project
(collectively referred to as “Alterations”) without first obtaining the written consent of Landlord
in each instance, which consent shall not be unreasonably withheld or delayed. However, Landlord’s
consent shall not be required for any Alteration that satisfies all of the following criteria (a
“Cosmetic Alteration”): (1) is not visible from the exterior of the Premises or Building; (2) will
not materially or adversely affect the systems or structure of the Building; and (3) cost less than
$50,000.00 individually or $150,000.00 in the aggregate during any one year of the Term. However,
even though consent is not required, the performance of Cosmetic Alterations shall be subject to
all the other provisions of this Section IX.C. Prior to starting work, Tenant shall furnish
Landlord with plans and specifications reasonably acceptable to Landlord; names of contractors
reasonably acceptable to Landlord (provided that Landlord may designate specific contractors with
respect to building systems); copies of contracts; necessary permits and approvals; evidence of
contractor’s and subcontractor’s insurance in amounts reasonably required by Landlord; and any
security for performance that is reasonably required by Landlord. Material changes to the plans
and specifications must also be submitted to Landlord for its approval. Alterations shall be
constructed in a good and workmanlike manner using materials of a quality that is at least equal to
the quality designated by Landlord as the minimum standard for the Building and the Project. To
the extent reasonably necessary to avoid disruption to the occupants of the Building and the
Project and to ensure that any work performed at the Building is performed in a good and
workmanlike manner in accordance with all applicable Laws and the terms of this Lease, Landlord may
designate reasonable rules, regulations and procedures for the performance of work in the Building
and the Project and Landlord shall have the right to designate the time when Alterations may be
performed. Tenant shall reimburse Landlord within 30 days after receipt of an invoice for sums
paid by Landlord for third party examination of Tenant’s plans for non-Cosmetic Alterations. In
addition, within 30 days after receipt of an invoice from Landlord, Tenant shall pay Landlord a fee
for Landlord’s oversight and coordination of any non-Cosmetic Alterations equal to 5% of the cost
of the non-Cosmetic

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Alterations. Upon completion, Tenant shall furnish “as-built” plans (except for Cosmetic Alterations), completion affidavits, full and final waivers of lien in recordable
form, and receipted bills covering all labor and materials. Tenant shall assure that the
Alterations comply with all insurance requirements and Laws. Landlord’s approval of an Alteration
shall not be a representation by Landlord that the Alteration complies with applicable Laws or will
be adequate for Tenant’s use.

     X. Use of Utility Services by Tenant.

          A. Electricity, gas, water and other utility services used by Tenant in the Premises shall be
paid for by Tenant by separate charge billed by the applicable utility company and payable directly
by Tenant. Electrical service to the Common Areas may be furnished by one or more companies
providing electrical generation, transmission and distribution services, and the cost of
electricity may consist of several different components or separate charges for such services, such
as generation, distribution and stranded cost charges. Landlord shall have the exclusive right to
select any company providing electrical service to the Common Areas, to aggregate the electrical
service for the Common Areas of the Project with other buildings, to purchase electricity through a
broker and/or buyers group and to change the providers and manner of purchasing electricity.
Landlord shall be entitled to receive a fee (if permitted by Law) for the selection of utility
companies and the negotiation and administration of contracts for electricity, provided that the
amount of such fee shall not exceed 50% of any savings obtained by Landlord.

          B. Tenant’s use of electrical service shall not exceed, either in voltage, rated capacity, or
overall load, the Building’s electrical capacity (as reasonably determined by Landlord). If Tenant
requests permission to consume excess electrical service, Landlord may refuse to consent or may
condition consent upon conditions that Landlord reasonably elects (including, without limitation,
the installation of utility service upgrades, meters, submeters, air handlers or cooling units),
and the additional usage (to the extent permitted by Law), installation and maintenance costs shall
be paid by Tenant. Landlord’s consent to any such request shall not be unreasonably withheld,
conditioned or delayed. Landlord shall have the right to separately meter electrical usage for the
Premises and to measure electrical usage by survey or other commonly accepted methods.

     XI. Entry by Landlord.

     Subject to Tenant’s reasonable security and operating procedures, Landlord, its agents,
contractors and representatives may enter the Premises to inspect or show the Premises, to clean
and make repairs, alterations or additions to the Premises, and to conduct or facilitate repairs,
alterations or additions to any portion of the Building or the Project, including other tenants’
premises, and Tenant shall be entitled to have an employee of Tenant accompany the person(s)
entering the Premises, provided Tenant makes such employee available at the time Landlord or such
other party desires to enter the Premises. Except in emergencies or to provide regularly scheduled
services, Landlord shall use its reasonably efforts to provide Tenant with at least 24 hours prior
notice of entry into the Premises, which may be given orally. If reasonably necessary for the
protection and safety of Tenant and its employees, Landlord shall have the right to temporarily
close all or a portion of the Premises to perform repairs, alterations and additions. However,
except in emergencies, Landlord

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will not close the Premises if the work can reasonably be completed on weekends and after the
hours of 8:00 A.M. to 5:00 P.M. on Business Days. Entry by Landlord shall not constitute
constructive eviction or entitle Tenant to an abatement or reduction of Rent.

     XII. Assignment and Subletting.

          A. Except in connection with a Permitted Transfer (defined in Section XII.E. below), Tenant
shall not assign, sublease, transfer or encumber any interest in this Lease or allow any third
party to use any portion of the Premises (collectively or individually, a “Transfer”) without the
prior written consent of Landlord, which consent shall not be unreasonably withheld, delayed or
conditioned, subject to Landlord’s termination rights under Section XII.B below. Without
limitation, it is agreed that Landlord’s consent shall not be considered unreasonably withheld if:
(1) the proposed transferee’s financial condition does not meet the criteria Landlord uses to
select Project tenants having similar leasehold obligations; (2) the proposed transferee’s business
is not suitable for the Building or the Project considering the business of the other tenants and
the Project’s prestige, or would result in a violation of another tenant’s rights; (3) the proposed
transferee is a governmental agency or occupant of the Project; (4) Tenant is in default after the
expiration of the notice and cure periods in this Lease; or (5) any portion of the Building,
Project or Premises would likely become subject to additional or different Laws as a consequence of
the proposed Transfer. Notwithstanding the foregoing, Landlord will not withhold its consent
solely because the proposed subtenant or assignee is an occupant of the Project if Landlord does
not have space available for lease in the Project that is comparable to the space Tenant desires to
sublet or assign. For purposes hereof, Landlord shall be deemed to have comparable space if it has
space available on any floor of any building of the Project that is approximately the same size as
the space Tenant desires to sublet or assign within 6 months of the proposed commencement of the
proposed sublease or assignment, and such comparable space is configured and improved in such a
manner that the space which Tenant desires to sublease or assign and the Landlord’s comparable
space can be utilized for substantially similar uses (e.g. science labs). Tenant shall not be
entitled to receive monetary damages based upon a claim that Landlord unreasonably withheld its
consent to a proposed Transfer and Tenant’s sole remedy shall be an action to enforce any such
provision through specific performance or declaratory judgment. Tenant hereby waives the
provisions of Section 1995.310 of the California Civil Code, or any similar or successor Laws, now
or hereinafter in effect, and all other remedies, including, without limitation, any right at law
or equity to terminate this Lease, on its own behalf and, to the extent permitted under all
applicable Laws, on behalf of the proposed transferee. Any attempted Transfer in violation of this
Article shall, at Landlord’s option, be void. Consent by Landlord to one or more Transfer(s) shall
not operate as a waiver of Landlord’s rights to approve any subsequent Transfers. In no event
shall any Transfer or Permitted Transfer release or relieve Tenant from any obligation under this
Lease.

          B. As part of its request for Landlord’s consent to a Transfer, Tenant shall provide Landlord
with financial statements for the proposed transferee, a complete copy of the proposed assignment,
sublease and other contractual documents and such other information as Landlord may reasonably
request. Landlord shall, by written notice to Tenant within 20 Business

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Days of its receipt of the required information and documentation, either: (1) consent to the Transfer by the execution of a
consent agreement in a form reasonably designated by Landlord or reasonably refuse to consent to
the Transfer in writing; or (2) in the event of (i) a sublease of any portion of the Premises which
would (a) result in 50% or more of the Premises in the aggregate being subject to sublease(s), or
(b) be for more than 50% of the then remaining Term, or (ii) an assignment of this Lease, exercise
its right to terminate this Lease with respect to the portion of the Premises that Tenant is
proposing to assign or sublet. Any such termination shall be effective on the proposed effective
date of the Transfer for which Tenant requested consent. Tenant shall pay Landlord a review fee of
$750.00 for Landlord’s review of any Permitted Transfer or requested Transfer, provided if
Landlord’s actual reasonable costs and expenses (including reasonable attorney’s fees) exceed
$750.00, Tenant shall reimburse Landlord for its actual reasonable costs and expenses in lieu of a
fixed review fee, up to a maximum of $1,500.00.

          C. All rent and other consideration which Tenant receives as a result of a Transfer that is in
excess of the Rent payable to Landlord for the portion of the Premises and Term covered by the
Transfer shall be retained by Tenant until such time as Tenant has recouped all reasonable
brokerage fees and reasonable attorneys’ fees incurred in connection with such Transfer, plus the
unamortized costs Tenant incurs in connection with the construction of any Alterations Tenant
installs in the Premises (as specified by Tenant to Landlord in detail reasonably satisfactory to
Landlord, and amortized on a straight line basis over the initial Term of this Lease), but in no
event shall the amount so recouped by Tenant exceed $4,000,000.00. Once Tenant has received from
the excess Rent payable in connection with any Transfer(s) hereunder its reasonable brokerage fees
and reasonable attorneys’ fees Tenant incurs in connection with the construction of any Alterations
Tenant installs in the Premises (not to exceed $4,000,000.00), then Tenant shall thereafter pay
Landlord 50% of all excess rent and other consideration which Tenant receives as a result of any
such Transfer that is in excess of the Rent payable to Landlord for the portion of the Premises and
Term covered by the Transfer. Tenant shall pay Landlord for Landlord’s share of any excess within
30 days after Tenant’s receipt of such excess consideration. Tenant may deduct from the excess all
reasonable and customary expenses directly incurred by Tenant attributable to the Transfer (other
than Landlord’s review fee), including brokerage fees, legal fees, construction costs and the
unamortized cost of all Tenant improvements paid for by Tenant in connection with the Transfer. If
Tenant is in Monetary Default (defined in Section XIX.A. below), Landlord may require that all
sublease payments be made directly to Landlord, in which case Tenant shall receive a credit against
Rent in the amount of any payments received (less Landlord’s share of any excess).

          D. Except as provided below with respect to a Permitted Transfer, if Tenant is a corporation,
limited liability company, partnership, or similar entity, and if the entity which owns or controls
a majority of the voting shares/rights at any time changes for any reason (including but not limited to a merger, consolidation or reorganization), such change of ownership or control
shall constitute a Transfer provided, however, that none of the following shall constitute a
Transfer, or be considered in determining whether or not a change of control has occurred: (i) any
transfer of stock in a corporation that is the Tenant if the stock of such corporation is publicly
held and traded through a recognized security exchange; and (ii) if Tenant is a corporation, any
initial public offering of such

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stock in connection with the listing of such stock on a recognized
security exchange. Additionally, the foregoing change of control provisions shall not apply if at
least 80% of its voting stock is owned by another entity, the voting stock of which is listed on a
recognized security exchange. Notwithstanding the foregoing to the contrary, any change in control
resulting from the addition of additional equity investors shall not require Landlord’s prior
consent, provided (a) Landlord shall be notified of such change in control within 30 days following
the effective date of such change in control, and (b) the management and operations of Tenant do
not materially change as a result of such change in control.

          E. Notwithstanding anything to the contrary contained herein or in Section XII.D., Tenant may
assign its entire interest under this Lease or sublet the Premises to a wholly owned corporation,
partnership or other legal entity or affiliate, subsidiary or parent of Tenant or to any successor
to Tenant by purchase, merger, consolidation or reorganization (hereinafter, collectively, referred
to as “Permitted Transfer”) without the consent of Landlord, provided: (i) Tenant is not in default
under this Lease; (ii) if such proposed transferee is a successor to Tenant by purchase, merger,
consolidation or reorganization, the continuing or surviving entity shall own all or substantially
all of the assets of Tenant and shall have a net worth which is at least equal to the greater of
Tenant’s net worth at the date of this Lease or Tenant’s net worth at the date of the Transfer;
(iii) such proposed transferee operates the business in the Premises for the Permitted Use and no
other purpose; and (iv) in no event shall any Permitted Transfer release or relieve Tenant from any
of its obligations under this Lease. Tenant shall give Landlord written notice at least 10
Business Days prior to the effective date of such Permitted Transfer. As used herein: (a) “parent”
shall mean a company which owns a majority of Tenant’s voting equity; (b) “subsidiary” shall mean
an entity wholly owned by Tenant or at least 51% of whose voting equity is owned by Tenant; and (c)
“affiliate” shall mean an entity controlled, controlling or under common control with Tenant.
Notwithstanding the foregoing, sale of the shares of equity of any affiliate or subsidiary to which
this Lease has been assigned or transferred other than to another parent, subsidiary or affiliate
of the original Tenant named hereunder shall be deemed to be an assignment requiring the consent of
Landlord hereunder.

     XIII. Liens.

     Tenant shall not permit mechanic’s or other liens to be placed upon the Project, Property,
Premises or Tenant’s leasehold interest in connection with any work or service done or purportedly
done by or for benefit of Tenant. If a lien is so placed, Tenant shall, within 10 days of notice
from Landlord of the filing of the lien, fully discharge the lien by settling the claim which
resulted in the lien or by bonding or insuring over the lien in the manner prescribed by the
applicable lien Law. If Tenant fails to discharge the lien, then, in addition to any other right
or remedy of Landlord, Landlord may bond or insure over the lien or otherwise discharge the lien.
Tenant shall reimburse Landlord for any amount paid by Landlord to bond or insure over the lien or
discharge the lien, including, without limitation, reasonable attorneys’ fees (if and to the extent
permitted by Law) within 30 days after receipt of an invoice from Landlord.

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     XIV. Indemnity and Waiver of Claims.

          A. Except to the extent caused by the negligence or willful misconduct of Landlord or any
Landlord Related Parties (defined below), Tenant shall indemnify, defend and hold Landlord, its
trustees, members, principals, beneficiaries, partners, officers, directors, employees,
Mortgagee(s) (defined in Article XXVI) and agents (“Landlord Related Parties”) harmless against and
from all liabilities, obligations, damages, penalties, claims, actions, costs, charges and
expenses, including, without limitation, reasonable attorneys’ fees and other professional fees (if
and to the extent permitted by Law), which may be imposed upon, incurred by or asserted against
Landlord or any of the Landlord Related Parties and arising out of or in connection with any damage
or injury occurring in the Premises or any acts or omissions (including violations of Law) of
Tenant, the Tenant Related Parties (defined below) or any of Tenant’s transferees, contractors or
licensees.

          B. Except to the extent caused by the negligence or willful misconduct of Tenant or any Tenant
Related Parties (defined below), Landlord shall indemnify, defend and hold Tenant, its trustees,
members, principals, beneficiaries, partners, officers, directors, employees and agents (“Tenant
Related Parties”) harmless against and from all liabilities, obligations, damages, penalties,
claims, actions, costs, charges and expenses, including, without limitation, reasonable attorneys’
fees and other professional fees (if and to the extent permitted by Law), which may be imposed
upon, incurred by or asserted against Tenant or any of the Tenant Related Parties and arising out
of or in connection with the acts or omissions (including violations of Law) of Landlord, the
Landlord Related Parties or any of Landlord’s contractors.

          C. Landlord and the Landlord Related Parties shall not be liable for, and Tenant waives, all
claims for loss or damage to Tenant’s business or loss, theft or damage to Tenant’s Property or the
property of any person claiming by, through or under Tenant resulting from: (1) wind or weather;
(2) the failure of any sprinkler, heating or air-conditioning equipment, any electric wiring or any gas, water or steam pipes; (3) the backing up of any sewer pipe or downspout;
(4) the bursting, leaking or running of any tank, water closet, drain or other pipe; (5) water,
snow or ice upon or coming through the roof, skylight, stairs, doorways, windows, walks or any
other place upon or near the Building or the Project; (6) any act or omission of any party other
than Landlord or Landlord Related Parties; and (7) any causes not reasonably within the control of
Landlord. Notwithstanding the foregoing, except as provided in Article XVI to the contrary, Tenant
shall not be required to waive any claims against Landlord (other than for loss or damage to
Tenant’s business) where such loss or damage is due to Landlord’s negligence. Nothing herein shall
be construed as to diminish the repair and maintenance obligations of Landlord contained elsewhere
in this Lease. Tenant shall insure itself against such losses under Article XV below.

     XV. Insurance.

          Tenant shall carry and maintain the following insurance (“Tenant’s Insurance”), at its sole
cost and expense: (1) Commercial General Liability Insurance applicable to the Premises and its
appurtenances providing, on an occurrence basis, a minimum combined single limit of $3,000,000.00;
(2) All Risk Property/Business Interruption Insurance, written at replacement cost

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value and with a replacement cost endorsement covering all of Tenant’s trade fixtures, equipment, furniture and
other personal property within the Premises (“Tenant’s Property”); (3) Workers’ Compensation
Insurance as required by the state in which the Premises is located and in amounts as may be
required by applicable statute; and (4) Employers Liability Coverage of at least $1,000,000.00 per
occurrence. Any company writing any of Tenant’s Insurance shall have an A.M. Best rating of not
less than A-VIII. All Commercial General Liability Insurance policies shall name Tenant as a named
insured and Landlord (or any successor), Equity Office Properties Trust, a Maryland real estate
investment trust, EOP Operating Limited Partnership, a Delaware limited partnership, and their
respective members, principals, beneficiaries, partners, officers, directors, employees, and
agents, and other designees of Landlord as the interest of such designees shall appear, as
additional insureds. All policies of Tenant’s Insurance shall contain endorsements that the
insurer(s) shall give Landlord and its designees at least 30 days’ advance written notice of any
reduction in coverage, cancellation, termination or lapse of insurance. Tenant shall provide
Landlord with a certificate of insurance evidencing Tenant’s Insurance prior to the earlier to
occur of the Commencement Date or the date Tenant is provided with possession of the Premises for
any reason, and upon renewals at least 15 days prior to the expiration of the insurance coverage.
Landlord shall maintain standard so called All Risk property insurance on the Building in an amount
equal to 90% of the replacement cost thereof at the time in question, as reasonably estimated by
Landlord. Except as specifically provided to the contrary, the limits of either party’s’ insurance
shall not limit such party’s liability under this Lease.

     XVI. Subrogation.

     Notwithstanding anything in this Lease to the contrary, Landlord and Tenant hereby waive and
shall cause their respective insurance carriers to waive any and all rights of recovery, claim,
action or causes of action against the other and their respective trustees, principals,
beneficiaries, partners, officers, directors, agents, and employees, for any loss or damage that
may occur to Landlord or Tenant or any party claiming by, through or under Landlord or Tenant, as
the case may be, with respect to Tenant’s Property, the Project, the Building, the Premises, any
additions or improvements to the Project, Building or Premises, or any contents thereof, including
all rights of recovery, claims, actions or causes of action arising out of the negligence of
Landlord or any Landlord Related Parties or the negligence of Tenant or any Tenant Related Parties,
which loss or damage is (or would have been, had the insurance required by this Lease been carried)
covered by insurance.

     XVII. Casualty Damage.

          A. If all or any part of the Premises is damaged by fire or other casualty, Tenant shall
immediately notify Landlord in writing. During any period of time that all or a material portion
of the Premises is rendered untenantable as a result of a fire or other casualty, the Rent shall
abate for the portion of the Premises that is untenantable and not used by Tenant. Landlord shall
have the right to terminate this Lease if: (1) the Building or the Project shall be damaged so
that, in Landlord’s reasonable judgment, substantial alteration or reconstruction of the Building
or the Project shall be

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required (whether or not the Premises has been damaged); (2) Landlord is
not permitted by Law to rebuild the Building or the Project in substantially the same form as
existed before the fire or casualty; (3) the Premises have been materially damaged and there is
less than 2 years of the Term remaining on the date of the casualty; (4) any Mortgagee requires
that the insurance proceeds be applied to the payment of the mortgage debt; or (5) a material
uninsured loss to the Building or the Project occurs. Landlord may exercise its right to terminate
this Lease by notifying Tenant in writing within 90 days after the date of the casualty. If
Landlord does not terminate this Lease, Landlord shall commence and proceed with reasonable
diligence to repair and restore the Building and the Leasehold Improvements (excluding any
Alterations that were performed by Tenant in violation of this Lease). However, in no event shall
Landlord be required to spend more than the insurance proceeds received by Landlord. Landlord
shall not be liable for any loss or damage to Tenant’s Property or to the business of Tenant
resulting in any way from the fire or other casualty or from the repair and restoration of the
damage. Landlord and Tenant hereby waive the provisions of any Law relating to the matters
addressed in this Article, and agree that their respective rights for damage to or destruction of
the Premises shall be those specifically provided in this Lease.

          B. If all or any portion of the Premises shall be made untenantable by fire or other casualty,
Landlord shall, with reasonable promptness, cause an architect or general contractor selected by
Landlord to provide Landlord and Tenant with a written estimate of the amount of time required to
substantially complete the repair and restoration of the Premises and make the Premises tenantable
again, using standard working methods (“Completion Estimate”). If the Completion Estimate
indicates that the Premises cannot be made tenantable within 270 days from the date the repair and restoration is started, then regardless of anything in Section XVII.A above to the
contrary, either party shall have the right to terminate this Lease by giving written notice to the
other of such election within 10 days after receipt of the Completion Estimate. Tenant, however,
shall not have the right to terminate this Lease if the fire or casualty was caused by the
negligence or intentional misconduct of Tenant, Tenant Related Parties or any of Tenant’s
transferees, contractors or licensees.

          C. The provisions of this Lease, including this Article XVII, constitute an express agreement
between Landlord and Tenant with respect to any and all damage to, or destruction of, all or any
part of the Premises or the Property, and any Laws, including, without limitation, Sections 1932(2)
and 1933(4) of the California Civil Code, with respect to any rights or obligations concerning
damage or destruction in the absence of an express agreement between the parties, and any other
Laws now or hereinafter in effect, shall have no application to this Lease or any damage or
destruction to all or any part of the Premises or the Property.

     XVIII. Condemnation.

     Either party may terminate this Lease if the whole or any material part of the Premises shall
be taken or condemned for any public or quasi-public use under Law, by eminent domain or private
purchase in lieu thereof (a “Taking”). Landlord shall also have the right to terminate this Lease
if there is a Taking of any portion of the Building, the Property or the Project which would leave
the remainder of the Building or the Project unsuitable for use as an office building or an office
park, as

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the case may be, in a manner comparable to the use of the Building and/or the Project
prior to the Taking. In order to exercise its right to terminate the Lease, Landlord or Tenant, as
the case may be, must provide written notice of termination to the other within 45 days after the
terminating party first receives notice of the Taking. Any such termination shall be effective as
of the date the physical taking of the Premises or the portion of the Project, Building or Property
occurs. If this Lease is not terminated, the Rentable Square Footage of the Building, the Rentable
Square Footage of the Premises, the Rentable Square Footage of the Project and Tenant’s Pro Rata
Share shall, if applicable, be appropriately adjusted. In addition, Rent for any portion of the
Premises taken or condemned shall be abated during the unexpired Term of this Lease effective when
the physical taking of the portion of the Premises occurs. All compensation awarded for a Taking,
or sale proceeds, shall be the property of Landlord, any right to receive compensation or proceeds
being expressly waived by Tenant. However, Tenant may file a separate claim at its sole cost and
expense for Tenant’s Property and Tenant’s reasonable relocation expenses, provided the filing of
the claim does not diminish the award which would otherwise be receivable by Landlord. Tenant
hereby waives any and all rights it might otherwise have pursuant to Section 1265.130 of the
California Code of Civil Procedure, or any similar or successor Laws.

     XIX. Events of Default.

     Tenant shall be considered to be in default of this Lease upon the occurrence of any of the
following events of default:

          A. Tenant’s failure to pay when due all or any portion of the Rent, if the failure continues
for 3 days after written notice to Tenant (“Monetary Default”).

          B. Tenant’s failure (other than a Monetary Default) to comply with any term, provision or
covenant of this Lease, if the failure is not cured within 30 days after written notice to Tenant.
However, if Tenant’s failure to comply cannot reasonably be cured within 30 days, Tenant shall be
allowed additional time as is reasonably necessary to cure the failure so long as: (1) Tenant
commences to cure the failure within 30 days, and (2) Tenant diligently pursues a course of action
that will cure the failure and bring Tenant back into compliance with the Lease. However, if
Tenant’s failure to comply creates a hazardous condition, the failure must be cured immediately
upon notice to Tenant. In addition, if Landlord, in good faith, provides Tenant with notice of
Tenant’s failure to comply with any particular term, provision or covenant of the Lease on 3
occasions during any 12 month period, Tenant’s subsequent violation of such term, provision or
covenant shall, at Landlord’s option, be an incurable event of default by Tenant.

          C. Tenant or any Guarantor becomes insolvent, makes a transfer in fraud of creditors or makes
an assignment for the benefit of creditors, or admits in writing its inability to pay its debts
when due.

          D. The leasehold estate is taken by process or operation of Law.

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     XX. Remedies.

          A. Upon the occurrence of any event or events of default under this Lease, whether enumerated
in Article XIX or not, Landlord shall have the option to pursue any one or more of the following
remedies without any notice (except as expressly prescribed herein) or demand whatsoever (and
without limiting the generality of the foregoing, Tenant hereby specifically waives notice and
demand for payment of Rent or other obligations and waives any and all other notices or demand
requirements imposed by applicable Law):

               1. Terminate this Lease and Tenant’s right to possession of the Premises and recover from
Tenant an award of damages equal to the sum of the following:

                    (a) The Worth at the Time of Award of the unpaid Rent which had been earned at the time of
termination;

                    (b) The Worth at the Time of Award of the amount by which the unpaid Rent which would have
been earned after termination until the time of award exceeds the amount of such Rent loss that
Tenant affirmatively proves could have been reasonably avoided;

                    (c) The Worth at the Time of Award of the amount by which the unpaid Rent for the balance of
the Term after the time of award exceeds the amount of such Rent loss that Tenant affirmatively
proves could be reasonably avoided;

                    (d) Any other amount necessary to compensate Landlord for all the detriment either proximately
caused by Tenant’s failure to perform Tenant’s obligations under this Lease or which in the
ordinary course of things would be likely to result therefrom; and

                    (e) All such other amounts in addition to or in lieu of the foregoing as may be permitted from
time to time under applicable law.

     The “Worth at the Time of Award” of the amounts referred to in parts (a) and (b) above, shall
be computed by allowing interest at the lesser of a per annum rate equal to: (i) the greatest per
annum rate of interest permitted from time to time under applicable law, or (ii) the Prime Rate
plus five percent (5%). For purposes hereof, the “Prime Rate” shall be the per annum interest rate
publicly announced as its prime or base rate by a federally insured bank selected by Landlord in
the State of California. The “Worth at the Time of Award” of the amount referred to in part (c),
above, shall be computed by discounting such amount at the discount rate of the Federal Reserve
Bank of San Francisco at the time of award plus one percent (1%);

               2. Employ the remedy described in California Civil Code § 1951.4 (Landlord may continue this
Lease in effect after Tenant’s breach and abandonment and recover Rent as it becomes due, if Tenant
has the right to sublet or assign, subject only to reasonable limitations); or

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               3. Notwithstanding Landlord’s exercise of the remedy described in California Civil Code §
1951.4 in respect of an event or events of default, at such time thereafter as Landlord may elect
in writing, to terminate this Lease and Tenant’s right to possession of the Premises and recover an
award of damages as provided above in Paragraph XX.A.1.

          B. The subsequent acceptance of Rent hereunder by Landlord shall not be deemed to be a waiver
of any preceding breach by Tenant of any term, covenant or condition of this Lease, other than the
failure of Tenant to pay the particular Rent so accepted, regardless of Landlord’s knowledge of
such preceding breach at the time of acceptance of such Rent. No waiver by Landlord of any breach
hereof shall be effective unless such waiver is in writing and signed by Landlord.

          C. TENANT HEREBY WAIVES ANY AND ALL RIGHTS CONFERRED BY SECTION 3275 OF THE CIVIL CODE OF
CALIFORNIA AND BY SECTIONS 1174 (c) AND 1179 OF THE CODE OF CIVIL PROCEDURE OF CALIFORNIA AND ANY
AND ALL OTHER LAWS AND RULES OF LAW FROM TIME TO TIME IN EFFECT DURING THE LEASE TERM PROVIDING
THAT TENANT SHALL HAVE ANY RIGHT TO REDEEM, REINSTATE OR RESTORE THIS LEASE FOLLOWING ITS
TERMINATION BY REASON OF TENANT’S BREACH. TENANT ALSO HEREBY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY LAW, THE RIGHT TO TRIAL BY JURY IN ANY PROCEEDING BASED UPON A BREACH OF THIS LEASE.

          D. No right or remedy herein conferred upon or reserved to Landlord is intended to be
exclusive of any other right or remedy, and each and every right and remedy shall be cumulative and
in addition to any other right or remedy given hereunder or now or hereafter existing by agreement,
applicable law or in equity. In addition to other remedies provided in this Lease, Landlord shall
be entitled, to the extent permitted by applicable Law, to injunctive relief, or to a decree
compelling performance of any of the covenants, agreements, conditions or provisions of this Lease,
or to any other remedy allowed to Landlord at law or in equity. Forbearance by Landlord to enforce
one or more of the remedies herein provided upon an event of default shall not be deemed or
construed to constitute a waiver of such default.

          E. This Article XX shall be enforceable to the maximum extent such enforcement is not
prohibited by applicable Law, and the unenforceability of any portion thereof shall not thereby
render unenforceable any other portion.

     XXI. Limitation of Liability.

     NOTWITHSTANDING ANYTHING TO THE CONTRARY CONTAINED IN THIS LEASE, THE LIABILITY OF LANDLORD
(AND OF ANY SUCCESSOR LANDLORD) TO TENANT SHALL BE LIMITED TO THE INTEREST OF LANDLORD IN THE
PROJECT. TENANT SHALL LOOK SOLELY TO LANDLORD’S INTEREST IN THE PROJECT FOR THE RECOVERY OF ANY
JUDGMENT OR AWARD AGAINST LANDLORD. NEITHER LANDLORD NOR ANY LANDLORD RELATED PARTY SHALL BE
PERSONALLY LIABLE

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FOR ANY JUDGMENT OR DEFICIENCY. BEFORE FILING SUIT FOR AN ALLEGED DEFAULT BY
LANDLORD, TENANT SHALL GIVE LANDLORD AND THE MORTGAGEE(S) (DEFINED IN ARTICLE XXVI BELOW) WHOM
TENANT HAS BEEN NOTIFIED HOLD MORTGAGES (DEFINED IN ARTICLE XXVI BELOW) ON THE PROJECT, BUILDING OR
PREMISES, NOTICE AND REASONABLE TIME TO CURE THE ALLEGED DEFAULT.

     XXII. No Waiver.

     Either party’s failure to declare a default immediately upon its occurrence, or delay in
taking action for a default shall not constitute a waiver of the default, nor shall it constitute
an estoppel. Either party’s failure to enforce its rights for a default shall not constitute a
waiver of its rights regarding any subsequent default. Receipt by Landlord of Tenant’s keys to the
Premises shall not constitute an acceptance or surrender of the Premises.

     XXIII. Quiet Enjoyment.

     Tenant shall, and may peacefully have, hold and enjoy the Premises, subject to the terms of
this Lease, provided Tenant pays the Rent and fully performs all of its covenants and agreements.
This covenant and all other covenants of Landlord shall be binding upon Landlord and its successors
only during its or their respective periods of ownership of the Building, and shall not be a
personal covenant of Landlord or the Landlord Related Parties.

     XXIV. Relocation.

     INTENTIONALLY OMITTED.

     XXV. Holding Over.

     Except for any permitted occupancy by Tenant under Article VIII, if Tenant fails to surrender
the Premises at the expiration or earlier termination of this Lease, occupancy of the Premises
after the termination or expiration shall be that of a tenancy at sufferance. Tenant’s occupancy
of the Premises during the holdover shall be subject to all the terms and provisions of this Lease
and Tenant shall pay an amount (on a per month basis without reduction for partial months during
the holdover) equal to 140% of the greater of: (1) the sum of the Base Rent and Additional Rent due
for the period immediately preceding the holdover; or (2) the fair market gross rental for the
Premises as reasonably determined by Landlord. No holdover by Tenant or payment by Tenant after
the expiration or early termination of this Lease shall be construed to extend the Term or prevent
Landlord from immediate recovery of possession of the Premises by summary proceedings or otherwise.
In addition to the payment of the amounts provided above, if Landlord is unable to deliver
possession of the Premises to a new tenant, or to perform improvements for a new tenant, as a
result of Tenant’s holdover and Tenant fails to vacate the Premises within 15 days after Landlord
notifies Tenant of Landlord’s inability to deliver possession, or perform improvements, Tenant
shall

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be liable to Landlord for all damages, including, without limitation, consequential damages,
that Landlord suffers from the holdover.

     XXVI. Subordination to Mortgages; Estoppel Certificate.

     Tenant accepts this Lease subject and subordinate to any mortgage(s), deed(s) of trust, ground
lease(s) or other lien(s) now or subsequently arising upon the Premises, the Building, the Property
or the Project, and to renewals, modifications, refinancings and extensions thereof (collectively
referred to as a “Mortgage”). The party having the benefit of a Mortgage shall be referred to as a “Mortgagee”. This clause shall be self-operative, but upon request from a
Mortgagee, Tenant shall execute a commercially reasonable subordination agreement in favor of the
Mortgagee. In lieu of having the Mortgage be superior to this Lease, a Mortgagee shall have the
right at any time to subordinate its Mortgage to this Lease. If requested by a
successor-in-interest to all or a part of Landlord’s interest in the Lease, Tenant shall, without
charge, attorn to the successor-in-interest. Landlord and Tenant shall each, within 10 days after
receipt of a written request from the other, execute and deliver an estoppel certificate to those
parties as are reasonably requested by the other (including a Mortgagee or prospective purchaser).
The estoppel certificate shall include a statement certifying that this Lease is unmodified (except
as identified in the estoppel certificate) and in full force and effect, describing the dates to
which Rent and other charges have been paid, representing that, to such party’s actual knowledge,
there is no default (or stating the nature of the alleged default) and indicating other matters
with respect to the Lease that may reasonably be requested. Landlord represents and warrants to
Tenant that as of the date of this Lease there is no mortgage, deed of trust or ground lease
encumbering the Project.

     Notwithstanding the foregoing in this Article XXVI to the contrary, as a condition precedent
to the future subordination of this Lease to a future Mortgage, Landlord shall be required to
provide Tenant with a non-disturbance, subordination, and attornment agreement in favor of Tenant
from any Mortgagee who comes into existence after the Commencement Date. Such non-disturbance,
subordination, and attornment agreement in favor of Tenant shall provide that, so long as Tenant is
paying the Rent due under the Lease and is not otherwise in default under the Lease beyond any
applicable cure period, its right to possession and the other terms of the Lease shall remain in
full force and effect. Such non-disturbance, subordination, and attornment agreement may include
other commercially reasonable provisions in favor of the Mortgagee, including, without limitation,
additional time on behalf of the Mortgagee to cure defaults of the Landlord and provide that (a)
neither Mortgagee nor any successor-in-interest shall be bound by (i) any payment of the Base Rent,
Additional Rent, or other sum due under this Lease for more than 1 month in advance or (ii) any
amendment or modification of the Lease made without the express written consent of Mortgagee or any
successor-in-interest; (b) neither Mortgagee nor any successor-in-interest will be liable for (i)
any act or omission or warranties of any prior landlord (including Landlord), (ii) the breach of
any warranties or obligations relating to construction of improvements on the Property or any
tenant finish work performed or to have been performed by any prior landlord (including Landlord),
or (iii) the return of any security deposit, except to the extent such deposits have been

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received by Mortgagee; and (c) neither Mortgagee nor any successor-in-interest shall be subject to any
offsets or defenses which Tenant might have against any prior landlord (including Landlord).

     XXVII. Attorneys’ Fees.

     If either party institutes a suit against the other for violation of or to enforce any
covenant or condition of this Lease, or if either party intervenes in any suit in which the other
is a party to enforce or protect its interest or rights, the prevailing party shall be entitled to
all of its costs and expenses, including, without limitation, reasonable attorneys’ fees.

     XXVIII. Notice.

     If a demand, request, approval, consent or notice (collectively referred to as a “notice”)
shall or may be given to either party by the other, the notice shall be in writing and delivered by
hand or sent by registered or certified mail with return receipt requested, or sent by overnight or
same day courier service at the party’s respective Notice Address(es) set forth in Article I,
except that if Tenant has vacated the Premises (or if the Notice Address for Tenant is other than
the Premises, and Tenant has vacated such address) without providing Landlord a new Notice Address,
Landlord may serve notice in any manner described in this Article or in any other manner permitted
by Law. Each notice shall be deemed to have been received or given on the earlier to occur of
actual delivery or the date on which delivery is refused, or, if Tenant has vacated the Premises or
the other Notice Address of Tenant without providing a new Notice Address, 3 days after notice is
deposited in the U.S. mail or with a courier service in the manner described above. Either party
may, at any time, change its Notice Address by giving the other party written notice of the new
address in the manner described in this Article.

     XXIX. Excepted Rights.

     This Lease does not grant any rights to light or air over or about the Building or the
Project. Subject to Tenant’s reasonable security and operating procedures and the provisions of
Article XI of this Lease, Landlord excepts and reserves to itself the use of: (1) roofs, (2)
telephone and electrical closets, (3) equipment rooms, Building risers or similar areas, (4) rights
to the land and improvements below the floor of the Premises, (5) the improvements and air rights
above the Premises and the Project, (6) the improvements and air rights outside the demising walls
of the Premises, and (7) the areas within the Premises used for the installation of utility lines
and other installations serving occupants of the Building and/or the Project. Notwithstanding the
foregoing to the contrary, and subject to the terms of Article IX above, Tenant shall have the
right to access the areas specified in subclauses (1), (2), (3) and (7) above. Landlord has the
right to change the name or address of the Building and/or the Project. Landlord also has the
right to make such other changes to the Project, Property and Building as Landlord deems
appropriate, provided the changes do not materially affect Tenant’s ability to use the Premises for
the Permitted Use or increase any Rent payable by Tenant (except to the extent provided and
permitted pursuant to Article IV above). Landlord shall also have the right (but not the
obligation) to temporarily close the Building and/or the Project if Landlord reasonably determines
that there is an imminent danger of significant damage

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to the Building or the Project or of personal injury to Landlord’s employees or the occupants of the Building and/or the Project. The
circumstances under which Landlord may temporarily close the Building and/or the Project shall
include, without limitation, electrical interruptions, hurricanes and civil disturbances. A
closure of the Building and/or the Project under such circumstances shall not constitute a
constructive eviction nor entitle Tenant to an abatement or reduction of Rent.

     XXX. Surrender of Premises.

     At the expiration or earlier termination of this Lease or Tenant’s right of possession, Tenant
shall remove Tenant’s Property (defined in Article XV) from the Premises, and quit and surrender
the Premises to Landlord, broom clean, and in good order, condition and repair, ordinary wear and
tear excepted. Tenant shall also be required to remove the Required Removables in accordance with
Article VIII. If Tenant fails to remove any of Tenant’s Property within 2 days after the
termination of this Lease or of Tenant’s right to possession, Landlord, at Tenant’s sole cost and
expense, shall be entitled (but not obligated) to remove and store Tenant’s Property. Landlord
shall not be responsible for the value, preservation or safekeeping of Tenant’s Property. Tenant
shall pay Landlord, upon demand, the expenses and storage charges incurred for Tenant’s Property.
In addition, if Tenant fails to remove Tenant’s Property from the Premises or storage, as the case
may be, within 30 days after written notice, Landlord may deem all or any part of Tenant’s Property
to be abandoned, and title to Tenant’s Property shall be deemed to be immediately vested in
Landlord.

     XXXI. Miscellaneous.

          A. This Lease and the rights and obligations of the parties shall be interpreted, construed
and enforced in accordance with the Laws of the State of California and Landlord and Tenant hereby
irrevocably consent to the jurisdiction and proper venue of such state. If any term or provision
of this Lease shall to any extent be invalid or unenforceable, the remainder of this Lease shall
not be affected, and each provision of this Lease shall be valid and enforced to the fullest extent
permitted by Law. The headings and titles to the Articles and Sections of this Lease are for
convenience only and shall have no effect on the interpretation of any part of the Lease.

          B. Tenant shall not record this Lease or any memorandum without Landlord’s prior written
consent.

          C. Landlord and Tenant hereby waive any right to trial by jury in any proceeding based upon a
breach of this Lease.

          D. Whenever a period of time is prescribed for the taking of an action by Landlord or Tenant,
the period of time for the performance of such action shall be extended by the number of days that
the performance is actually delayed due to strikes, acts of God, shortages of labor or materials,
war, civil disturbances and other causes beyond the reasonable control of the performing party
(“Force Majeure”). However, events of Force Majeure shall not extend any period of time for the
payment of Rent or other sums payable by either party or any period of time for the written
exercise of an option or right by either party.

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          E. Landlord shall have the right to transfer and assign, in whole or in part, all of its
rights and obligations under this Lease and in the Project, Building and/or Property referred to herein, and upon such transfer Landlord shall be released from any further obligations
hereunder, and Tenant agrees to look solely to the successor in interest of Landlord for the
performance of such obligations. Notwithstanding the foregoing, unless such liability is assumed
in writing by its successor in interest hereunder, Landlord shall remain liable after its period of
ownership with respect to any sums due in connection with a breach or default that arose during
such period of ownership.

          F. Tenant represents that it has dealt directly with and only with the Broker as a broker in
connection with this Lease. Tenant shall indemnify and hold Landlord and the Landlord Related
Parties harmless from all claims of any brokers (including Broker) claiming to have represented
Tenant in connection with this Lease. Landlord agrees to indemnify and hold Tenant and the Tenant
Related Parties harmless from all claims of any brokers claiming to have represented Landlord in
connection with this Lease. Landlord shall have no obligation to pay a brokerage commission to
Broker. Tenant shall have the sole responsibility and obligation to pay any commission due to
Broker.

          G. Tenant covenants, warrants and represents that: (1) each individual executing, attesting
and/or delivering this Lease on behalf of Tenant is authorized to do so on behalf of Tenant; (2)
this Lease is binding upon Tenant; and (3) Tenant is duly organized and legally existing in the
state of its organization and is qualified to do business in the State of California. Landlord
covenants, warrants and represents that (1) each individual executing, attesting and/or delivering
this Lease on behalf of Landlord is authorized to do so on behalf of Landlord; (2) this Lease is
binding upon Landlord; and (3) Landlord is duly organized and legally existing in the state of its
organization and is qualified to do business in the State of California. If there is more than one
Tenant, or if Tenant is comprised of more than one party or entity, the obligations imposed upon
Tenant shall be joint and several obligations of all the parties and entities. Notices, payments
and agreements given or made by, with or to any one person or entity shall be deemed to have been
given or made by, with and to all of them.

          H. Time is of the essence with respect to Tenant’s exercise of any expansion, renewal or
extension rights granted to Tenant. This Lease shall create only the relationship of landlord and
tenant between the parties, and not a partnership, joint venture or any other relationship. This
Lease and the covenants and conditions in this Lease shall inure only to the benefit of and be
binding only upon Landlord and Tenant and their permitted successors and assigns.

          I. The expiration of the Term, whether by lapse of time or otherwise, shall not relieve either
party of any obligations which accrued prior to or which may continue to accrue after the
expiration or early termination of this Lease. Without limiting the scope of the prior sentence,
it is agreed that Tenant’s obligations under Articles VIII, XIV, XX, XXV and XXX, and any accrued
obligations under Article IV shall survive the expiration or early termination of this Lease.

-29-

 

          J. Landlord has delivered a copy of this Lease to Tenant for Tenant’s review only, and the
delivery of it does not constitute an offer to Tenant or an option. This Lease shall not be effective against any party hereto until an original copy of this Lease has been signed by
such party.

          K. All understandings and agreements previously made between the parties are superseded by
this Lease, and neither party is relying upon any warranty, statement or representation not
contained in this Lease. This Lease may be modified only by a written agreement signed by Landlord
and Tenant.

          L. Tenant, within 15 days after request, shall provide Landlord with a current financial
statement and such other information as Landlord may reasonably request in order to create a
“business profile” of Tenant and determine Tenant’s ability to fulfill its obligations under this
Lease. Landlord, however, shall not require Tenant to provide such information unless Landlord is
requested to produce the information in connection with a proposed financing or sale of the
Building and/or the Project. Upon written request by Tenant, Landlord shall enter into a
commercially reasonable confidentiality agreement covering any confidential information that is
disclosed by Tenant.

          M. This Lease shall be subject to the terms and conditions of (a) Declaration Of Covenants,
Conditions And Restrictions Of Shoreline Technology Park (“Declaration”) imposing certain
covenants, conditions and restrictions on the use and management of Shoreline Technology Park, (b)
the Bylaws (“Bylaws”) of Shoreline Park Association (“Association”), a California nonprofit mutual
benefit corporation charged with the responsibility of managing Shoreline Technology Park in
accordance with the Declaration, Articles Of Incorporation of the Association (“Articles”) and the
Bylaws, and (c) the rules (“Rules”) adopted from time to time by the Association in accordance with
the Declaration providing for restrictions on the use of Shoreline Technology Park. The
Declaration, Bylaws, Articles and Rules are collectively referred to herein as the “Governing
Documents”. Any failure to comply with the Governing Documents shall be a default under the terms
of this Lease.

          N. Except with regard to requests for consent or approval that require Landlord to make a
determination of the aesthetics of certain signage, alterations or other things that would be
visible from outside the Premises or Building or to assume certain risks, including, without
limitation, the risk that a certain alteration, addition and/or improvement could adversely affect
the mechanical systems or structure of the Building or require excess removal costs, Landlord and
Tenant agree to act reasonably in granting approval or disapproval of any requests by the other for
consent or approval.

     XXXII. Entire Agreement.

     This Lease and the following exhibits and attachments constitute the entire agreement between
the parties and supersede all prior agreements and understandings related to the Premises,
including all lease proposals, letters of intent and other documents: Exhibit A-1 (Outline and

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Location of Premises), Exhibit A-2 (Outline and Location of Project), Exhibit A-3 (Outline and
Location of Recreational Area), Exhibit B (Rules and Regulations), Exhibit C (Commencement Letter),
Exhibit D (Additional Provisions), Exhibit E (Parking Agreement), and Exhibit F (Form of Letter of
Credit).

-31-

 

     Landlord and Tenant have executed this Lease as of the day and year first above written.

	 	 	 	 	 	 	 	 	 
	 	 	LANDLORD:
	 
	 	 	 	 	 	 	 	 
	 	 	EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a
Delaware limited liability company
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	EOP Operating Limited Partnership, a

Delaware limited partnership, its sole

member
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	By:	 	Equity Office Properties Trust, a

Maryland real estate investment trust,

its managing general partner
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	By:	 	/s/ John W. Peterson 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Name:	 	John W. Peterson 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Title:	 	SVP 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	TENANT:
	 
	 	 	 	 	 	 	 	 
	 	 	PERLEGEN SCIENCES, INC., a Delaware corporation
	 
	 	 	 	 	 	 	 	 
	 

	 	By:	 	/s/ Brad Margus 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Name:	 	Brad Margus	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Title:	 	CEO 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	By:	 	 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Name:	 	 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Title:	 	 	 	 	 	 
	 	 	 	 	 

 

 

EXHIBIT A-1

OUTLINE AND LOCATION OF PREMISES

     This Exhibit is attached to and made a part of the Lease dated as of                     , 2001, by
and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company
(“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”) for space in the
Building located at 2021 Stierlin Court, Mountain View, California.

 

 

EXHIBIT A-2

OUTLINE AND LOCATION OF PROJECT

     This Exhibit is attached to and made a part of the Lease dated as of                     , 2001, by
and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company
(“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”) for space in the
Building located at 2021 Stierlin Court, Mountain View, California.

 

 

EXHIBIT A-3

OUTLINE AND LOCATION OF RECREATIONAL AREA

     This Exhibit is attached to and made a part of the Lease dated as of                     , 2001, by
and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company
(“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”) for space in the
Building located at 2021 Stierlin Court, Mountain View, California.

 

 

EXHIBIT B

BUILDING RULES AND REGULATIONS

     The following rules and regulations shall apply, where applicable, to the Premises, the
Building, and the Property. Capitalized terms have the same meaning as defined in the Lease.

     1. Sidewalks, doorways, vestibules, halls, stairways and other similar areas shall not be
obstructed by Tenant or used by Tenant for any purpose other than ingress and egress to and from
the Premises. No rubbish, litter, trash, or material shall be placed, emptied, or thrown in those
areas. At no time shall Tenant permit Tenant’s employees to loiter in Common Areas or elsewhere
about the Building, Property or Project except in connection with such employees’ legitimate use of
the Common Areas, Building, Property and Project pursuant to the terms of this Lease.

     2. Plumbing fixtures and appliances shall be used only for the purposes for which designed,
and no sweepings, rubbish, rags or other unsuitable material shall be thrown or placed in the
fixtures or appliances. Damage resulting to fixtures or appliances by Tenant, its agents,
employees or invitees, shall be paid for by Tenant, and Landlord shall not be responsible for the
damage.

     3. No signs, advertisements or notices shall be painted or affixed to windows, doors or other
parts of the Building or Project, except those of such color, size, style and in such places as are
first approved in writing by Landlord. All tenant identification and suite numbers at the entrance
to the Premises shall be installed by Landlord, at Tenant’s cost and expense, using the standard
graphics for the Building.

     4. Tenant shall not place any lock(s) on any door in the Premises, Building or Project without
Landlord’s prior written consent (which consent shall not be unreasonably withheld) and Landlord
shall have the right to retain at all times and to use keys to all locks within and into the
Premises. All keys shall be returned to Landlord at the expiration or early termination of this
Lease.

     5. Movement in or out of the Building and/or the Project of furniture or equipment, or, in the
event more than one tenant occupies the Building (other than pursuant to a sublease), dispatch or
receipt by Tenant of merchandise or materials requiring the use of elevators, stairways, lobby
areas or loading dock areas, shall be restricted to hours designated by Landlord. In such event,
Tenant shall obtain Landlord’s prior approval by providing a detailed listing of the activity. If
approved by Landlord, the activity shall be under the reasonable supervision of Landlord and
performed in the manner reasonably required by Landlord. Tenant shall assume all risk for damage
to articles moved and injury to any persons resulting from the activity. If equipment, property,
or personnel of Landlord or of any other party is damaged or injured as a result of or in
connection with the activity, Tenant shall be solely liable for any resulting damage or loss.

     6. Landlord shall have the right to approve the weight, size, or location of heavy equipment
or articles in and about the Premises, which consent shall not be unreasonably withheld,

 

 

delayed or conditioned. Damage to the Building and/or the Project by the installation,
maintenance, operation, existence or removal of Tenant’s Property shall be repaired at Tenant’s
sole expense.

     7. Intentionally Omitted.

     8. Tenant shall not: (1) make or permit any improper, objectionable or unpleasant noises or
odors in the Building and/or the Project, or otherwise interfere in any way with other tenants or
persons having business in the Project; (2) solicit business or distribute, or cause to be
distributed, in any portion of the Building and/or the Project, handbills, promotional materials or
other advertising; or (3) conduct or permit other activities in the Building and/or the Project,
that might, in Landlord’s sole opinion, constitute a nuisance.

     9. No aquariums shall be brought into the Building and/or the Project, or kept in or about the
Premises.

     10. No inflammable, explosive or dangerous fluids or substances shall be used or kept by
Tenant in the Premises, Building, Project or about the Property, except for commercially reasonable
quantities of cleaning supplies and office supplies and substances utilized by Tenant in connection
with its business and operation in the Premises, provided that Tenant keeps, maintains, stores,
removes and disposes of such materials in accordance with applicable Laws and any manufacturers’
instructions and provided further that Landlord has first reviewed and approved (in the exercise of
its reasonable discretion) in writing the quantities and types of substances to be utilized by
Tenant. Notwithstanding the foregoing, Tenant shall not, without Landlord’s prior written consent,
spill, remove, release or dispose of, within or about the Premises or any other portion of the
Property or Project, any asbestos-containing materials or any solid, liquid or gaseous material now
or subsequently considered toxic or hazardous under the provisions of 42 U.S.C. Section 9601 et
seq. or any other applicable environmental Law which may now or later be in effect. Tenant shall
comply with all Laws pertaining to and governing the use of the materials described in this
Paragraph 10 by Tenant, and shall remain solely liable for the costs of abatement and removal.

     11. Tenant shall not use or occupy the Premises in any manner or for any purpose which might
injure the reputation or impair the present or future value of the Premises, the Building or the
Project. Tenant shall not use, or permit any part of the Premises to be used, for lodging,
sleeping or for any illegal purpose.

     12. Tenant shall not take any action which would violate Landlord’s labor contracts or which
would cause a work stoppage, picketing, labor disruption or dispute, or interfere with Landlord’s
or any other tenant’s or occupant’s business or with the rights and privileges of any person
lawfully in the Building or the Project (“Labor Disruption”). Tenant shall take the actions
necessary to resolve the Labor Disruption, and shall have pickets removed and, at the request of
Landlord, immediately terminate any work in the Premises that gave rise to the Labor Disruption,
until Landlord gives its written consent for the work to resume. Tenant shall have no claim for
damages against Landlord or any of the Landlord Related Parties, nor shall the Commencement Date of
the Term be extended as a result of the above actions.

-2-

 

     13. Tenant shall not install, operate or maintain in the Premises or in any other area of the
Building or the Project, electrical equipment that would overload the electrical system beyond its
capacity for proper, efficient and safe operation as determined solely by Landlord. Except as
otherwise permitted or provided by Article VII and Article X.B. of this Lease, Tenant shall not
furnish cooling or heating to the Premises, including, without limitation, the use of electronic or
gas heating devices, without Landlord’s prior written consent. Tenant shall not use more than its
proportionate share of telephone lines and other telecommunication facilities available to service
the Building and/or the Project.

     14. Tenant shall not operate or permit to be operated a coin or token operated vending machine
or similar device (including, without limitation, telephones, lockers, toilets, scales, amusement
devices and machines for sale of beverages, foods, candy, cigarettes and other goods), except for
machines for the exclusive use of Tenant’s employees and invitees.

     15. Landlord may from time to time adopt systems and procedures for the security and safety of
the Building, the Project and their occupants, entry, use and contents. Tenant, its agents,
employees, contractors, guests and invitees shall comply with Landlord’s reasonable systems and
procedures.

     16. Landlord shall have the right to prohibit the use of the name of the Building and/or the
Project or any other publicity by Tenant that in Landlord’s sole opinion may impair the reputation
of the Building and/or the Project or their desirability. Upon written notice from Landlord,
Tenant shall refrain from and discontinue such publicity immediately.

     17. Tenant shall not canvass, solicit or peddle in or about the Building, the Property or the
Project.

     18. Neither Tenant nor its agents, employees, contractors, guests or invitees shall smoke or
permit smoking in the Common Areas, unless the Common Areas have been declared a designated smoking
area by Landlord, nor shall the above parties allow smoke from the Premises to emanate into the
Common Areas or any other part of the Building or the Project. Landlord shall have the right to
designate the Building (including the Premises) and/or the Project as a non-smoking building or
area.

     19. Landlord shall have the right to designate and approve standard window coverings for the
Premises and to establish rules to assure that the Building and the Project present a uniform
exterior appearance. Tenant shall ensure, to the extent reasonably practicable, that window
coverings are closed on windows in the Premises while they are exposed to the direct rays of the
sun.

     20. Deliveries to and from the Premises shall be made only at the times, in the areas and
through the entrances and exits reasonably designated by Landlord. Tenant shall not make
deliveries to or from the Premises in a manner that might interfere with the use by any other
tenant of its premises or of the Common Areas, any pedestrian use, or any use which is inconsistent
with good business practice.

-3-

 

EXHIBIT C

COMMENCEMENT LETTER

(EXAMPLE)

	 	 	 	 	 
	 

	 	 	 	 
	Date
	 	 	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	Tenant
	 	 	 	 
	 

	 	 	 	 
	Address
	 	 	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	 	 	 

			
	Re:	 	Commencement Letter with respect to that certain Lease dated as of
____________, 2001, by and between EOP-SHORELINE TECHNOLOGY PARK,
L.L.C., a Delaware limited liability company, as Landlord, and
PERLEGEN SCIENCES, INC., a Delaware corporation, as Tenant, for
58,176 rentable square feet in the Building located at 2021 Stierlin
Court, Mountain View, California.

Dear                                                                :

     In accordance with the terms and conditions of the above referenced Lease, Tenant accepts
possession of the Premises and agrees:

     1. The Commencement Date is                                                             ;

     2. The Termination Date of the Lease is                                                             .

     Please acknowledge your acceptance of possession and agreement to the terms set forth above by
signing all 3 counterparts of this Commencement Letter in the space provided and returning 2 fully
executed counterparts to my attention.

Sincerely,

                                                                                

Property Manager

Agreed and Accepted:

     Tenant:
 
                                                              

      

     By:
                                                                      

     Name:
                                                                 

     Title:
                                                                   

     Date:
                                                                   

 

 

EXHIBIT D

ADDITIONAL PROVISIONS

     This Exhibit is attached to and made a part of the Lease dated as of _______, 2001, by
and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company
(“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”) for space in the
Building located at 2021 Stierlin Court, Mountain View, California.

	I.	 	RENEWAL OPTION.

     A. Tenant shall have the right to extend the Term (the “Renewal Option”) for the entire
Premises only for one additional period of 5 years commencing on the day following the Termination
Date of the initial Term and ending on the 5th anniversary of the Termination Date (the “Renewal
Term”), if:

          1. Landlord receives notice of exercise of the Renewal Option (“Initial Renewal Notice”) not
less than 18 full calendar months prior to the expiration of the initial Term and not more than 24
full calendar months prior to the expiration of the initial Term; and

          2. Tenant is not in default under the Lease beyond any applicable cure periods at the time
that Tenant delivers its Initial Renewal Notice or at the time Tenant delivers its Binding Notice
(as hereinafter defined); and

          3. No part of the Premises is sublet (other than pursuant to a Permitted Transfer) at the time
that Tenant delivers its Initial Renewal Notice or at the time Tenant delivers its Binding Notice;
and

          4. The Lease has not been assigned (other than pursuant to a Permitted Transfer) prior to the
date that Tenant delivers its Initial Renewal Notice or prior to the date Tenant delivers its
Binding Notice.

     B. The initial Base Rent rate per rentable square foot for the Premises during the Renewal
Term shall equal the Prevailing Market (hereinafter defined) rate per rentable square foot for the
Premises.

     C. Tenant shall pay Additional Rent (i.e. Expenses and Taxes) for the Premises during the
Renewal Term in accordance with Article IV of the Lease.

     D. Within 30 days after receipt of Tenant’s Initial Renewal Notice, Landlord shall advise
Tenant of the applicable Base Rent rate for the Premises for the Renewal Term. Tenant, within 15
days after the date on which Landlord advises Tenant of the applicable Base Rent rate for the
Renewal Term, shall either (i) give Landlord final binding written notice (“Binding Notice”) of
Tenant’s exercise of its option, or (ii) if Tenant disagrees with Landlord’s determination, provide
Landlord with written notice of rejection (the “Rejection Notice”). If Tenant fails to provide

 

 

Landlord with either a Binding Notice or Rejection Notice within such 15 day period, Tenant’s
Renewal Option shall be null and void and of no further force and effect. If Tenant provides
Landlord with a Binding Notice, Landlord and Tenant shall enter into the Renewal Amendment upon the
terms and conditions set forth herein. If Tenant provides Landlord with a Rejection Notice,
Landlord and Tenant shall work together in good faith to agree upon the Prevailing Market Base Rent
rate for the Premises during the Renewal Term. Upon agreement Tenant shall provide Landlord with
Binding Notice and Landlord and Tenant shall enter into the Renewal Amendment in accordance with
the terms and conditions hereof. Notwithstanding the foregoing, if Landlord and Tenant are unable
to agree upon the Prevailing Market Base Rent rate for the Premises within 30 days after the date
on which Tenant provides Landlord with a Rejection Notice, Tenant may elect to either rescind its
intention to renew, or subject the process to binding arbitration. Tenant’s election to cause the
disagreement to be resolved by arbitration shall be deemed to be its Binding Notice. If Tenant
fails to require arbitration by notice (the “Arbitration Notice”) within 3 days of the expiration
of the 30 day period set forth above, Tenant’s right to extend the Lease shall be null and void and
of no further force and effect.

     If Tenant provides Landlord with an Arbitration Notice, Landlord and Tenant, within 10 days
after the date of the Arbitration Notice, shall each simultaneously submit to the other, in a
sealed envelope, its good faith estimate of the Prevailing Market rate (collectively referred to as
the “Estimates”). If the higher of such Estimates is not more than 105% of the lower of such
Estimates, then Prevailing Market rate shall be the average of the two Estimates. If the
Prevailing Market rate is not resolved by the exchange of Estimates, Landlord and Tenant, within 7
days after the exchange of Estimates, shall each select an appraiser to determine which of the two
Estimates most closely reflects the Prevailing Market rate for the Premises during the Renewal
Term. Each appraiser so selected shall be certified as an MAI appraiser or as an ASA appraiser and
shall have had at least 5 years experience within the previous 10 years as a real estate appraiser
working in the Mountain View, California area, with working knowledge of current rental rates and
practices. For purposes of this Lease, an “MAI” appraiser means an individual who holds an MAI
designation conferred by, and is an independent member of, the American Institute of Real Estate
Appraisers (or its successor organization, or in the event there is no successor organization, the
organization and designation most similar), and an “ASA” appraiser means an individual who holds
the Senior Member designation conferred by, and is an independent member of, the American Society
of Appraisers (or its successor organization, or, in the event there is no successor organization,
the organization and designation most similar). Upon selection, Landlord’s and Tenant’s appraisers
shall work together in good faith to agree upon which of the two Estimates most closely reflects
the Prevailing Market rate for the Premises during the Renewal Term. The Estimate chosen by such
appraisers shall be binding on both Landlord and Tenant as the Base Rent rate for the Premises
during the Renewal Term. If either Landlord or Tenant fails to appoint an appraiser within the
seven day period referred to above, the appraiser appointed by the other party shall be the sole
appraiser for the purposes hereof. If the two appraisers cannot agree upon which of the two
Estimates most closely reflects the Prevailing Market within the 20 days after their appointment,
then, within 10 days after the expiration of such 20 day period, the 2 appraisers shall select a
third appraiser meeting the aforementioned criteria. Once the third appraiser has been selected as
provided for above, then, as soon thereafter as practicable but in any case within 14 days, the
third appraiser shall make his determination of which

-2-

 

of the two Estimates most closely reflects the Prevailing Market rate and such Estimate shall
be binding on both Landlord and Tenant as the Base Rent rate for the Premises during the Renewal
Term. If the third appraiser believes that expert advice would materially assist him, he may
retain one or more qualified persons, to provide such expert advice. The parties shall share
equally in the costs of the third appraiser and of any experts retained by the third appraiser.
Any fees of any appraiser, counsel or experts engaged directly by Landlord or Tenant, however,
shall be borne by the party retaining such appraiser, counsel or expert. In the event that the
Prevailing Market rate has not been determined by the commencement date of the Renewal Term, Tenant
shall pay Base Rent upon the terms and conditions in effect for initial Term until such time as the
Prevailing Market rate has been determined. Upon such determination, the Base Rent for the
Premises during the Renewal Term shall be retroactively adjusted to the commencement of the Renewal
Term. If such adjustment results in an underpayment of Base Rent by Tenant, Tenant shall pay
Landlord the amount of such underpayment within 30 days after the determination thereof. If such
adjustment results in an overpayment of Base Rent by Tenant, Landlord shall credit such overpayment
against the next installment of Base Rent due under the Lease and, to the extent necessary, any
subsequent installments until the entire amount of such overpayment has been credited against Base
Rent.

     E. If Tenant is entitled to and properly exercises its Renewal Option, Landlord shall prepare
an amendment (the “Renewal Amendment”) to reflect changes in the Base Rent, Term, Termination Date
and other appropriate terms. The Renewal Amendment shall be:

         1. sent to Tenant within a reasonable time after receipt of the Binding Notice; and

         2. executed by Tenant and returned to Landlord within 15 days after receipt of such Renewal
Amendment by Tenant. An otherwise valid exercise of the Renewal Option shall, at Landlord’s
option, be fully effective whether or not the Renewal Amendment is executed.

     F. For purpose hereof, “Prevailing Market” shall mean the annual rental rate per rentable
square foot under renewal leases and amendments entered into on or about the date on which the
Prevailing Market is being determined hereunder for space comparable to the Premises in the
Project. The determination of Prevailing Market shall take into account any material economic
differences between the terms of this Lease and any comparison lease, such as rent abatements,
construction costs and other concessions and the manner, if any, in which the Landlord under any
such lease is reimbursed for operating expenses and taxes. The determination of Prevailing Market
shall also take into consideration any reasonably anticipated changes in the Prevailing Market rate
from the time such Prevailing Market rate is being determined and the time such Prevailing Market
rate will become effective under this Lease.

     G. Landlord and Tenant acknowledge and agree that Tenant’s Renewal Option is personal to
Tenant only and in no event shall Tenant’s Renewal Option be assignable or transferable, except in
connection with a Permitted Transfer.

-3-

 

II. CONTINGENCY. This Lease specifically is contingent upon the modification of that certain lease
dated February 7, 2000 (the “Prior Tenant Lease”), by and between Landlord and Intrabiotics
Pharmaceuticals, Inc., a Delaware corporation (“Prior Tenant”) relating to the Premises. Landlord
currently is negotiating the terms of an agreement with Prior Tenant to modify the Prior Tenant
Lease (the “Prior Tenant Modification Agreement”) so that the Prior Tenant Lease terminates with
respect to the Premises effective on or before October 15, 2001. If Landlord fails to enter into
the Prior Tenant Modification Agreement with Prior Tenant on the terms set forth herein and
otherwise in form and substance satisfactory to Landlord on or before the date which is 5 days
following the date this Lease, executed by Tenant, together with all prepaid rental and security
deposits required hereunder, is delivered to Landlord, then either Landlord or Tenant may terminate
this Lease by providing written notice thereof to the other party hereto within 10 Business Days
after the expiration of such 5 day period.

III. HAZARDOUS MATERIALS. Landlord shall indemnify, defend, protect, save, hold harmless, and
reimburse Tenant, its partners, officers, directors and employees for, from and against any and all
costs, losses, liabilities, damages, assessments, lawsuits, deficiencies, demands, claims and
expenses incurred in connection with, arising out of, resulting from or incident to, the
production, use, generation, storage, treatment, disposal, discharge, release or other handling or
disposition of any Hazardous Materials (defined below) on or about the Project by Landlord, its
officers, employees, agents (in their capacity as agents) and/or independent contractors (in their
capacity as independent contractors), including, without limitation, the effects of handling of any
Hazardous Materials on any person or property within or outside the boundaries of the Project; but
excluding from the foregoing indemnity, Tenant’s negligence or the handling by Tenant during
Tenant’s occupancy of the Premises of any Permitted Materials (as hereinafter defined) and/or
Hazardous Materials on or about the Project at levels which pose a risk to persons located on or
about the Project, and which prompt the initiation of a removal, response, remedial or other action
by a governmental agency or authority possessing and exercising jurisdiction over the Project. For
purposes hereof “Hazardous Materials” shall mean any flammable explosives, radioactive materials,
hazardous wastes, toxic substances, or any related materials or substances, including, without
limitation, any substance defined as or included in the definition of “hazardous substances” under
any applicable federal, state or local law, regulation or ordinance (collectively, “Hazardous
Materials”). Tenant shall indemnify, defend, protect, save, hold harmless, and reimburse Landlord,
its partners, officers, directors and employees for, from and against any and all costs, losses,
liabilities, damages, assessments, lawsuits, deficiencies, demands, claims and expenses incurred in
connection with, arising out of, resulting from or incident to, the production, use, generation,
storage, treatment, disposal, discharge, release or other handling or disposition of any Hazardous
Materials on or about the Project by Tenant, its officers, employees, agents and/or independent
contractors, including, without limitation, the effects of such handling of any Hazardous Materials
on any person or property within or outside the boundaries of the Project; but excluding from the
foregoing indemnity, Landlord’s negligence or the handling by Landlord of any Permitted Materials
and/or Hazardous Materials on or about the Project at levels which pose a risk to persons located
on or about the Project, and which prompt the initiation of a removal, response, remedial or other
action by a governmental agency or authority possessing and exercising jurisdiction over the
Project. Notwithstanding the provisions of this section, Tenant and Landlord shall have the right
to use,

-4-

 

generate and store on the Premises and the Building, and transport to and from the premises and the
Building, those Hazardous Materials which are generally used in the ordinary course in first class
office buildings (collectively, “Permitted Materials”); provided, however, that Tenant’s use,
generation, storage and transport thereof is in compliance with all applicable federal, state and
local laws, regulations and ordinances and any manufacturers’ instructions.

	IV.	 	PERMITTED USE.

        A. Landlord acknowledges that as part of Tenant’s operations in the Premises, Tenant may
perform certain medical research work on the following types of animals: mice, rats, rabbits,
guinea pigs and hamsters (the “Permitted Animals”). Tenant shall not perform any research work on
any animals (or parts thereof) other than the Permitted Animals, and Tenant shall not permit any
animals in the Premises other than the Permitted Animals. Tenant shall at all times keep and
maintain the Permitted Animals utilized by Tenant in accordance with the Lab Standards (as defined
in Article IX.A. of the Lease). All animals brought into the Project shall be transported in
accordance with such rules and regulations as Landlord shall reasonably designate. All animals
kept in the Premises shall be caged or restrained at all times. In no event shall Tenant use or
occupy the Premises in a manner that would be inconsistent with the character and dignity of the
Building or the Project and Landlord may require Tenant to immediately cease any business,
procedures, activities or other use which is causing disturbance of, or interference with
Landlord’s operation and management of the Project or the use and occupancy thereof by any tenant
therein.

        B. Without limiting the limitations imposed by the Permitted Use clause, Tenant shall not use
or permit the Premises to be used for any purpose that would allow animal, medical or medicinal
odors, fumes or noises to emanate from the Premises. In the event such odors, fumes or noises do
emanate from the Premises, Tenant, at its sole cost and expense, shall be responsible for taking
whatever steps are necessary in accordance with all applicable Laws and the terms of this Lease in
order to either eliminate such odors, fumes or noises or to keep such odors, fumes or noises from
emanating from the Building in a manner approved by Landlord. Such steps may include the
installation of an exhaust system or sound proofing in accordance with plans and specifications
approved by Landlord. If Landlord and Tenant are unable to reach an agreement on the course of
action Tenant will take to correct the odor or noise problem, as the case may be, within 10 days
after the date Landlord first contacts Tenant to inform Tenant of the odor or noise problem,
Landlord (in its sole discretion) shall determine the course of action Tenant shall take to correct
the odor or noise problem. Such work to correct the odor or noise problem shall be completed by
Tenant within 30 days of the date a determination is made by either Landlord or Landlord and Tenant
(as applicable) as to the scope of work Tenant shall perform.

        C. Tenant agrees to be solely responsible for the disposal of all medical, infectious and
hazardous waste (including without limitation, all needles, syringes, bloodbags, bandages and
vials) and all animal bodies or parts that are generated in the Tenant’s Premises and to indemnify
and hold Landlord harmless from and against all liabilities, obligations, damages, penalties,
claims, costs, charges and expenses which may be imposed upon, incurred by, or asserted against
Landlord in connection with the generation and existence of such medical, infectious and/or
hazardous waste

-5-

 

(including without limitation, all needles, syringes, bloodbags, bandages and vials) and all
animal bodies or parts and the removal thereof from the Premises. Tenant agrees to comply with all
Laws, ordinances, orders, rules, and regulations of any governmental or regulatory agency with
respect to the generation, existence, removal, storage and disposal of any such medical, infectious
and/or hazardous waste (including without limitation, all needles, syringes, bloodbags, bandages
and vials) and all animal bodies and parts.

     D. Tenant agrees to contract with a licensed and insured medical waste disposal vendor
acceptable to Landlord for the lawful disposal of all medical, infectious and hazardous waste
(including without limitation, all needles, syringes, blood bags, bandages and vials) and all
animal bodies and parts that are generated in Tenant’s Premises, and to provide a copy of such
contract to Landlord. If vendors are changed, Tenant agrees to notify Landlord of such change
prior to the effective date thereof and to provide the appropriate documentation to Landlord. In
no event shall any medical, infectious and/or hazardous waste be placed or stored outside of the
Premises, it being agreed that all such materials shall be kept in the Premises until picked up by
the approved medical waste disposal vendor.

     E. Tenant, at Tenant’s sole cost and expense, shall obtain and maintain throughout the Term
any licenses, permits or zoning approvals required by any governmental body for the conduct of
Tenant’s business and medical uses with the Premises.

     F. In the event Tenant’s activities in the Project results in any disturbance, disruption of
or interference with the business of the Project, including, but not limited to, demonstrations,
pickets, boycotts and/or confrontations or disputes on or about the Project opposing or supporting
Tenant’s activities (a “Use Dispute”), then Tenant shall take all actions necessary to resolve the
Use Dispute and to have the demonstrators, picketers or other individuals engaged in the Use
Dispute removed from the Project in an expeditious manner. Tenant shall have no claim for damages
against Landlord or any of the Landlord Related Parties, as a result of the above actions.

V. SECURITY SYSTEM. Tenant shall have the right to install a separate security system for the
Premises (“Security System”) provided that any such Security System shall be subject to Landlord’s
prior review and approval of the plans and specifications for such Security System. Tenant shall
keep and maintain the Security System in good working order, condition and repair throughout the
Term of this Lease. The installation, maintenance, use and operation of the Security System shall
comply with all applicable governmental laws, rules, regulations and ordinances and the terms of
the Lease. Tenant shall provide Landlord with key cards or access codes, as applicable to permit
Landlord access to the Premises at all times. Tenant acknowledges and agrees that the Tenant’s use
of the Security System and the installation, operation, maintenance and use thereof shall be at
Tenant’s sole risk and Landlord shall have no liability whatsoever in connection therewith. Tenant
hereby waives any and all claims against Landlord for any damages arising from Tenant’s exercise of
its rights under this Section. Furthermore, Tenant agrees to indemnify, defend and hold Landlord
harmless from and against any and all damages, losses, claims, liabilities, costs and expenses
(including, but not limited to, reasonable attorneys’ and other professional fees), actions or
causes of action, or judgments arising in any manner from Tenant’s installation, operation, use and

-6-

 

maintenance of the Security System. At the expiration or earlier termination of the Lease, Tenant
shall, at Landlord’s option, remove the Security System from the Premises and restore the Premises
to the condition which existed prior to the installation of the Security System.

-7-

 

     IN WITNESS WHEREOF, Landlord and Tenant have executed this Exhibit as of the day and year
first above written.

	 	 	 	 	 	 	 	 	 
	 	 	LANDLORD:
	 
	 	 	 	 	 	 	 	 
	 	 	EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a
Delaware limited liability company
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	EOP Operating Limited Partnership, a

Delaware limited partnership, its sole

member
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	By:	 	Equity Office Properties Trust, a

Maryland real estate investment trust,

its managing general partner
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	By:	 	/s/ John W. Peterson 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Name:	 	John W. Peterson 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Title:	 	SVP 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	TENANT:
	 
	 	 	 	 	 	 	 	 
	 	 	PERLEGEN SCIENCES, INC., a Delaware corporation
	 
	 	 	 	 	 	 	 	 
	 

	 	By:	 	/s/ Brad Margus 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Name:	 	Brad Margus 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Title:	 	CEO 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	By:	 	 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Name:	 	 	 	 	 	 
	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	Title:	 	 	 	 	 	 
	 	 	 	 	 

 

 

EXHIBIT E

PARKING AGREEMENT

     This Exhibit is attached to and made a part of the Lease dated as of _______, 2001 by
and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company
(“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”) for space in the
Building located at 2021 Stierlin Court, Mountain View, California.

     1. Landlord hereby grants to Tenant and persons designated by Tenant a license to use 215
non-priority parking spaces (the “Parking Spaces”) in the parking areas (“Parking Facility”)
servicing the Building. Such license shall commence on the Commencement Date and shall continue
until the earlier to occur of the Termination Date under the Lease, the sooner termination of the
Lease, or Tenant’s abandonment of the Premises thereunder. Tenant may, from time to time request
additional parking spaces, and if Landlord shall provide the same, such parking spaces shall be
provided and used on a month-to-month basis, and otherwise on the foregoing terms and provisions,
and at such prevailing monthly parking charges as shall be established from time to time.

     2. Tenant shall at all times comply with all applicable ordinances, rules, regulations, codes,
laws, statutes and requirements of all federal, state, county and municipal governmental bodies or
their subdivisions respecting the use of the Parking Facility. Landlord reserves the right to
adopt, modify and enforce reasonable rules (“Rules”) governing the use of the Parking Facility from
time to time including any key-card, sticker or other identification or entrance system and hours
of operation. The rules set forth herein are currently in effect. Landlord may refuse to permit
any person who violates such rules to park in the Parking Facility, and any violation of the rules
shall subject the car to removal from the Parking Facility.

     3. Unless specified to the contrary above, the parking spaces hereunder shall be provided on a
non-designated “first-come, first-served” basis. Tenant acknowledges that Landlord has no
liability for claims arising through acts or omissions of any Operator (as hereinafter defined) of
the Parking Facility, if any. Landlord shall have no liability whatsoever for any damage to items
located in the Parking Facility, nor for any personal injuries or death arising out of any matter
relating to the Parking Facility, and in all events, Tenant agrees to look first to its insurance
carrier and to require that Tenant’s employees look first to their respective insurance carriers
for payment of any losses sustained in connection with any use of the Parking Facility. Tenant
hereby waives on behalf of its insurance carriers all rights of subrogation against Landlord or
Landlord’s agents. Landlord reserves the right to assign specific parking spaces, and to reserve
parking spaces for visitors, small cars, handicapped persons and for other tenants, guests of
tenants or other parties, which assignment and reservation or spaces may be relocated as determined
by Landlord from time to time, and Tenant and persons designated by Tenant hereunder shall not park
in any location designated for such assigned or reserved parking spaces. Tenant acknowledges that
the Parking Facility may be closed entirely or in part in order to make repairs or perform
maintenance services, or to alter, modify, re-stripe or renovate the Parking Facility, or if
required by casualty, strike, condemnation, act of God, governmental law or requirement or other
reason beyond the operator’s reasonable control.

 

 

     4. If Tenant shall default under this Parking Agreement, the Landlord or the Operator, as the
case may be, shall have the right to remove from the Parking Facility any vehicles hereunder which
shall have been involved or shall have been owned or driven by parties involved in causing such
default, without liability therefor whatsoever. In addition, if Tenant shall default under this
Parking Agreement, Landlord shall have the right to cancel this Parking Agreement on 10 days’
written notice, unless within such 10 day period, Tenant cures such default. If Tenant defaults
with respect to the same term or condition under this Parking Agreement more than 3 times during
any 12 month period, and Landlord notifies Tenant thereof promptly after each such default, the
next default of such term or condition during the succeeding 12 month period, shall, at Landlord’s
election, constitute an incurable default. Such cancellation right shall be cumulative and in
addition to any other rights or remedies available to Landlord at law or equity, or provided under
the Lease (all of which rights and remedies under the Lease are hereby incorporated herein, as
though fully set forth). Any default by Tenant under the Lease shall be a default under this
Parking Agreement, and any default under this Parking Agreement shall be a default under the Lease.

RULES

          (i) Tenant shall have access to the Parking Facility on a 24 hour basis, 7 days a week.
Tenant shall not store or permit its employees to store any automobiles in the Parking Facility
without the prior written consent of the Landlord. Except for emergency repairs, Tenant and its
employees shall not perform any work on any automobiles while located in the Parking Facility, or
on the Property. If it is necessary for Tenant or its employees to leave an automobile in the
Parking Facility overnight, Tenant shall provide the Landlord with prior notice thereof designating
the license plate number and model of such automobile.

          (ii) Cars must be parked entirely within the stall lines painted on the floor, and only small
cars may be parked in areas reserved for small cars.

          (iii) All directional signs and arrows must be observed.

          (iv) The speed limit shall be 5 miles per hour.

          (v) Parking spaces reserved for handicapped persons must be used only by vehicles properly
designated.

          (vi) Parking is prohibited in all areas not expressly designated for parking, including
without limitation:

	 	(a)	 	Areas not striped for parking
	 
	 	(b)	 	aisles
	 
	 	(c)	 	where “no parking” signs are posted
	 
	 	(d)	 	ramps
	 
	 	(e)	 	loading zones

-2-

 

          (vii) Parking stickers, key cards or any other devices or forms of identification or entry
supplied by the Landlord or the Operator, as the case may be, shall remain the property of the
Landlord or the Operator. Such device must be displayed as requested and may not be mutilated in
any manner. The serial number of the parking identification device may not be obliterated.
Parking passes and devices are not transferable and any pass or device in the possession of an
unauthorized holder will be void.

          (viii) Parking Facility managers or attendants are not authorized to make or allow any
exceptions to these Rules.

          (ix) Every parker is required to park and lock his/her own car.

          (x) Loss or theft of parking pass, identification, key cards or other such devices must be
reported to Landlord and to the Parking Facility manager immediately. Any parking devices reported
lost or stolen found on any authorized car will be confiscated and the illegal holder will be
subject to prosecution. Lost or stolen passes and devices found by Tenant or its employees must be
reported to the office of the garage immediately.

          (xi) Washing, waxing, cleaning or servicing of any vehicle by the customer and/or his agents
is prohibited. Parking spaces may be used only for parking automobiles, vans, light trucks and
sport utility vehicles.

          (xii) By signing this Parking Agreement, Tenant agrees to acquaint all persons to whom Tenant
assigns a parking pass with these Rules.

     5. Landlord may elect to provide parking cards or keys to control access to the Parking
Facility or surface parking areas, if any. In such event, Landlord shall provide Tenant with one
card or key for each parking space that Tenant is entitled to hereunder, provided that Landlord
shall have the right to require Tenant or its employees to place a deposit on such access cards or
keys and to pay a fee for any lost or damaged cards or keys.

     6. Landlord hereby reserves the right to enter into a management agreement or lease with an
entity for the Parking Facility (“Operator”). In such event, Tenant upon request of Landlord,
shall enter into a parking agreement with the Operator and pay the Operator the monthly charge
established hereunder, and Landlord shall have no liability for claims arising through acts or
omissions of the Operator unless caused by Landlord’s negligence or willful misconduct. It is
understood and agreed that the identity of the Operator may change from time to time during the
Term. In connection therewith, any parking lease or agreement entered into between Tenant and an
Operator shall be freely assignable by such Operator or any successors thereto.

     7. NO LIABILITY. TENANT ACKNOWLEDGES AND AGREES THAT, TO THE FULLEST EXTENT PERMITTED BY LAW,
LANDLORD SHALL NOT BE RESPONSIBLE FOR ANY LOSS OR DAMAGE TO TENANT OR TENANTS PROPERTY (INCLUDING,
WITHOUT LIMITATIONS, ANY LOSS OR DAMAGE TO TENANT’S AUTOMOBILE OR THE CONTENTS THEREOF DUE TO
THEFT, VANDALISM OR ACCIDENT) ARISING FROM OR

-3-

 

RELATED TO TENANT’S USE OF THE PARKING FACILITY OR
EXERCISE OF ANY RIGHTS UNDER THIS PARKING AGREEMENT, EXCEPT TO THE EXTENT SUCH LOSS OR DAMAGE
RESULTS FROM LANDLORD’S ACTIVE NEGLIGENCE, NEGLIGENT OMISSION OR WILLFUL MISCONDUCT.

     8. Release of Liability. Without limiting the provisions of Paragraph 8 above, Tenant hereby
voluntarily releases, discharges, waives and relinquishes any and all actions or causes of action
for personal injury or property damage occurring to Tenant arising as a result of parking in the
Parking Facility, or any activities incidental thereto, wherever or however the same may occur, and
further agrees that Tenant will not prosecute any claim for personal injury or property damage
against Landlord or any of its officers, agents, servants or employees for any said causes of
action except to the extent caused by Landlord’s negligence or willful misconduct.

     9. The provisions of Article XXI of the Lease are hereby incorporated by reference as if fully
recited.

     Tenant acknowledges that Tenant has read the provisions of this Parking Agreement, has been
fully and completely advised of the potential dangers incidental to parking in the Parking Facility
and is fully aware of the legal consequences of signing this instrument.

-4-

 

     IN WITNESS WHEREOF, Landlord and Tenant have executed this Exhibit as of the day and year
first above written.

	 	 	 	 	 	 	 	 	 
	 	 	LANDLORD:
	 
	 	 	 	 	 	 	 	 
	 	 	EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a
	 	 	Delaware limited liability company
	 
	 	 	 	 	 	 	 	 
	 	 	By:	 	EOP Operating Limited Partnership, a Delaware limited partnership, its sole member
	 
	 	 	 	 	 	 	 	 
	 	 	 	 	By:	 	Equity Office Properties Trust, a Maryland real estate investment trust, its managing general partner
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	By:	 	/s/ John W. Peterson 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Name:	 	John W. Peterson 
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Title:
	 	SVP
	 

	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 

	 	 	 	 	 
	 	 	TENANT:
	 
	 	 	 	 
	 	 	PERLEGEN SCIENCES, INC., a Delaware corporation
	 
	 	 	 	 
	 

	 	By:	 	/s/ Brad Margus 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	Name:	 	Brad Margus 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	Title:	 	CEO 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	By:	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	Name:	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	 

	 	Title:	 	 
	 

	 	 	 	 

 

 

EXHIBIT F

FORM OF LETTER OF CREDIT

     This Exhibit is attached to and made a part of the Lease dated as of _______, 2001, by
and between EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company
(“Landlord”) and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”) for space in the
Building located at 2021 Stierlin Court, Mountain View, California.

 

[Name of Financial Institution]

	 	 	 	 	 
	 	 	Irrevocable Standby
	 	 	Letter of Credit
	 

	 	No.
 

	 

	 	Issuance Date:	 	 
	 

	 	 	 	 
	 

	 	Expiration Date:	 	 
	 

	 	 	 	 
	 

	 	Applicant:
 

Beneficiary

EOP-Shoreline Technology Park, L.L.C.

1735 Technology Drive

Suite 175

San Jose, California 95110

Attn: Leasing Director

Ladies/Gentlemen:

     We hereby establish our Irrevocable Standby Letter of Credit in your favor for the account of
the above referenced Applicant in the amount of One Million Six Hundred Thousand and 00/100 U.S.
Dollars ($1,600,000.00) available for payment at sight by your draft drawn on us when accompanied
by the following documents:

1. An original copy of this Irrevocable Standby Letter of Credit.

2. Beneficiary’s dated statement purportedly signed by one of its officers reading: “This draw in
the amount of _______ U.S. Dollars ($_______) under your Irrevocable Standby
Letter of Credit No. _______ represents funds due and owing to us as a result of the
Applicant’s failure to comply with one or more of the terms of that certain lease by and between
_______, as landlord, and _______, as tenant.”

     It is a condition of this Irrevocable Standby Letter of Credit that it will be considered
automatically renewed for a one year period upon the expiration date set forth above and upon each

 

 

anniversary of such date, unless at least 60 days prior to such expiration date or applicable
anniversary thereof, we notify you in writing by certified mail, return receipt requested, that we
elect
not to so renew this Irrevocable Standby Letter of Credit. A copy of any such notice shall
also be sent to: Equity Office Properties Trust, 2 North Riverside Plaza, Suite 2100, Chicago, IL
60606, Attention: Senior Vice President-Treasurer. In addition to the foregoing, we understand and
agree that you shall be entitled to draw upon this Irrevocable Standby Letter of Credit in
accordance with 1 and 2 above in the event that we elect not to renew this Irrevocable Standby
Letter of Credit and, in addition, you provide us with a dated statement proportedly signed by one
of Beneficiary’s officers stating that the Applicant has failed to provide you with an acceptable
substitute irrevocable standby letter of credit in accordance with the terms of the above
referenced lease. We further acknowledge and agree that: (a) upon receipt of the documentation
required herein, we will honor your draws against this Irrevocable Standby Letter of Credit without
inquiry into the accuracy of Beneficiary’s signed statement and regardless of whether Applicant
disputes the content of such statement; (b) this Irrevocable Standby Letter of Credit shall permit
partial draws and, in the event you elect to draw upon less than the full stated amount hereof, the
stated amount of this Irrevocable Standby Letter of Credit shall be automatically reduced by the
amount of such partial draw; and (c) you shall be entitled to assign your interest in this
Irrevocable Standby Letter of Credit from time to time without our approval and without charge. In
the event of an assignment, we reserve the right to require reasonable evidence of such assignment
as a condition to any draw hereunder.

     This Irrevocable Standby Letter of Credit is subject to the Uniform Customs and Practice for
Documentary Credits (1993 revision) ICC Publication No. 500.

     We hereby engage with you to honor drafts and documents drawn under and in compliance with the
terms of this Irrevocable Standby Letter of Credit.

     All communications to us with respect to this Irrevocable Standby Letter of Credit must be
addressed to our office located at                                                              to the attention of
                                                            .

	 	 	 
	 

	 	Very truly yours,
	 
	 	 
	 

	 	 
	 
	 	 
	 

	 	[name]
	 

	 	 
	 
	 	 
	 

	 	[title]
	 

	 	 

-2-

 

October 13, 2003

Mr. Brad Margus

Perlegen Sciences, Inc.

2021 Stierlin Court

Mountain View, CA 94043

	 	 	 
	Re:

	 	Commencement Letter with respect to that certain Lease dated as of the 26th day of
September, 2001, by and between CA- SHORELINE TECHNOLOGY PARK LIMITED
PARTNERSHIP, a Delaware limited partnership as successor by conversion to EOP-SHORELINE
TECHNOLOGY PARK, L.L.C., a Delaware limited liability company, as Landlord, and
PERLEGEN SCIENCES, INC., a Delaware corporation, as Tenant, for 58,176 rentable square
feet at the Building located at Shoreline Technology Park, 2021 Stierlin Court,
Mountain View, CA 94043.

Dear Mr. Margus:

     In accordance with the terms and conditions of the above-referenced Lease, Tenant accepts
possession of the Premises and agrees:

	 	1.	 	The Commencement Date of the Lease is December 1, 2001;
	 
	 	2.	 	The Termination Date of the Lease is October 31, 2011.
	 
	 	3.	 	“Base Rent”:

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Annual Rate	 	 	 	 
	 	 	Per Square	 	 	 	 
	Period	 	Foot	 	Annual Base Rent	 	Monthly Base Rent
	12/1/01 - 10/31/02
	 	$	37.20	 	 	$	2,164,147.20	 	 	$	180,345.60	 
	11/1/02 - 10/31/03
	 	$	38.40	 	 	$	2,233,958.40	 	 	$	186,163.20	 
	11/1/03 - 10/31/04
	 	$	39.60	 	 	$	2,303,769.60	 	 	$	191,980.80	 
	11/1/04 - 10/31/05
	 	$	40.80	 	 	$	2,373,580.80	 	 	$	197,798.40	 
	11/1/05 - 10/31/06
	 	$	42.00	 	 	$	2,443,392.00	 	 	$	203,616.00	 
	11/1/06 - 10/31/07
	 	$	43.20	 	 	$	2,513,203.20	 	 	$	209,433.60	 
	11/1/07 - 10/31/08
	 	$	44.40	 	 	$	2,583,014.40	 	 	$	215,251.20	 
	11/1/08 - 10/31/09
	 	$	45.60	 	 	$	2,652,825.60	 	 	$	221,068.80	 
	11/1/09 - 10/31/10
	 	$	46.80	 	 	$	2,722,636.80	 	 	$	226,886.40	 
	11/1/10 - 10/31/11
	 	$	48.00	 	 	$	2,792,488.00	 	 	$	232,704.00	 

     Please acknowledge your acceptance of possession and agreement to the terms set forth
above by signing all 3 counterparts of this Commencement Letter in the space provided and returning
2 fully executed counterparts to my attention.

Sincerely,

CA-SHORELINE TECHNOLOGY PARK LIMITED PARTNERSHIP, a Delaware limited partnership as successor by
conversion to EOP-SHORELINE TECHNOLOGY PARK, L.L.C., a Delaware limited liability company

     By: EOM GP, L.L.C., a Delaware limited company, its general partner

 

 

Mr. Brad Margus

October 13, 2003

Page 2

	 	 	 	 	 	 	 
	 	 	By: Equity Office Management. L.L.C. a Delaware limited liability company, its non-member
manager as agent for owner
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Barbara Johnson 	 	 
	 

	 	 	 	 	 	 
	 	 	Name: Barbara Johnson/Senior Property Manager
	 	 	Its:      Authorized Signatory

	 	 	 	 	 	 	 
	Agreed and Accepted:	 	 
	 
	 	 	 	 	 	 
	Tenant: PERLEGEN SCIENCES, INC., a Delaware corporation  
	 
	 	 	 	 	 	 
	By:	 	/s/ Brad Margus	 	 
	 	 	 	 	 
	 	 	Title: CEO	 	 
	 	 	Date: 10/29/03	 	 
	 

	 	 	 	 	 	 

 

 

FIRST AMENDMENT

     THIS FIRST AMENDMENT (the “Amendment”) is made and entered into as of the 11th day
of June, 2004, by and between CA-SHORELINE TECHNOLOGY PARK LIMITED PARTNERSHIP, a Delaware limited
partnership (“Landlord”), and PERLEGEN SCIENCES, INC., a Delaware corporation (“Tenant”).

RECITALS

     A. Landlord (as successor to EOP-Shoreline Technology Park, L.L.C.), and Tenant are parties to
that certain lease dated September 26, 2001 (“Lease”). Pursuant to the Lease, Landlord has leased
to Tenant space currently containing approximately 58,176 rentable square feet (the “Premises”)
comprising the entire building located at 2021 Stierlin Court, Mountain View, California (the
“Building”).

     B. Tenant and Landlord have mutually agreed to modify Tenant’s obligation to pay Base Rent due
for the Premises during a 6 month period, and the parties desire that the Lease be amended to
reflect the foregoing, on and subject to the following terms and conditions.

     NOW, THEREFORE, in consideration of the mutual covenants and agreements herein contained and
other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, Landlord and Tenant agree as follows:

     I. Base Rent.

          A. Base Rent During Deferral Period. Except as provided herein, Base Rent, Additional Rent
and all other charges under the Lease shall be payable as provided therein, and the total amount of
Base Rent payable under the Lease shall not be modified and shall remain as stated in the Lease.
Notwithstanding the foregoing, effective as of May 1, 2004 (the “Deferral Effective Date”) and
continuing through and including October 31, 2004 (the “Deferral Period”), Base Rent payable with
respect to the Premises shall be deferred up to the maximum amount of $1,151,884.80 (“Deferred Base
Rent”).

          B. Base Rent Following Deferral Period. For the months of November and December 2004
(“Payback Period”), the Base Rent payable under the Lease shall be increased to the monthly sum of
$838,741.00. Commencing January 1, 2005 and continuing thereafter until termination of the Lease,
Base Rent shall be payable by Tenant in accordance with the terms of the Lease.

 

 

          C. Schedule of Base Rent During Deferral and Payback Periods. During the Deferral Period and
Payback Period only, the schedule of the total monthly Base Rent payable under the Lease is the
following:

	 	 	 	 	 
	 	 	Total Monthly
	 	 	Base Rent Payable
	           Period	 	Under Lease
	05/01/04-10/31/04

	 	$	0.00	 
	11/01/04-12/31/04

	 	$	838,741.00	 

          D. Revocation of Deferred Rent Rights. If (1) Tenant subleases all or any portion of the
Premises except in respect of a Permitted Transfer (as defined in Section XII.E of the Lease), (2)
Tenant defaults under the terms of Lease, as amended hereby, and fails to cure such default within
any applicable cure period under the Lease, or (3) Landlord is sued for the return of any alleged
preferential transfer under either state or federal law relating to any portion of the Deferred
Rent, or the payment of any portion of the Deferred Rent is avoided as a preferential transfer in
any voluntary or involuntary bankruptcy case filed by or against Tenant, or in any assignment for
the benefit of creditors made by Tenant, then, notwithstanding anything to the contrary set forth
herein, (i) the Base Rent schedule set forth in Section I.C. above shall be deleted in its entirety
and Tenant shall thereafter pay Base Rent in the amounts set forth in Sections I.D and IV of the
Lease, and (ii) all Deferred Rent shall immediately be due and payable and, except to the extent
required by applicable law, shall not be subject to mitigation or reduction in connection with a
reletting of the Premises or any portion thereof by Landlord. The payment by Tenant of all
Deferred Rent in the event of a default shall not limit or affect any of Landlord’s other rights,
pursuant to the Lease or at law or in equity.

     II. Security Deposit.

          A. Basic Lease Information. Section I.H. of the Basic Lease Information (“Security Deposit”)
is hereby deleted in its entirety and replaced with the following: “Security Deposit: $0.00 as of
the date hereof.”

          B. Article VI. Article VI of the Lease (Security Deposit) is hereby deleted in its entirety
and replaced with the following:

     “Security Deposit.

     The Security Deposit, if any, shall be delivered to Landlord upon the execution of this Lease
by Tenant and shall be held by Landlord without liability for interest (unless required by Law) as
security for the performance of Tenant’s obligations. The Security Deposit is not an advance
payment of Rent or a measure of Tenant’s liability for damages. Landlord may, from time to time,
without prejudice to any other remedy, use any portion of the Security Deposit in an amount
sufficient to satisfy past due Rent or to cure any uncured default by Tenant beyond any applicable
notice and cure period. If Landlord uses the Security Deposit, Tenant shall on demand restore the
Security Deposit to its original amount. Landlord shall return any unapplied portion of the
Security Deposit to Tenant within 45 days after the later to occur of: (1) the date Tenant
surrenders

-2-

 

possession of the Premises to Landlord in accordance with this Lease; or (2) the Termination
Date. If Landlord transfers its interest in the Premises, Landlord may assign the Security Deposit
to the transferee and, following the assignment, Landlord shall have no further liability for the
return of the Security Deposit, provided that, any successor pursuant to a voluntary, third party
transfer (but not as part of an involuntary transfer resulting from a foreclosure or deed in lieu
thereof) shall have assumed Landlord’s obligations under the Lease, as amended hereby, either by
contractual obligation, assumption agreement or operation of law. Landlord shall not be required
to keep the Security Deposit separate from its other accounts. Tenant hereby waives the provisions
of Section 1950.7 of the California Civil Code, or any similar or successor Laws now or hereinafter
in effect.”

     III. Letter of Credit.

          A.
Increase to Original Letter of Credit. Landlord and Tenant hereby acknowledge and agree
that Landlord currently holds an Irrevocable Standby Letter of Credit, namely Letter of Credit No.
NY-00930-30030899 in the amount of $1,600,000.00 (the “Original Letter of Credit”), which Original
Letter of Credit was issued by Citibank, N.A. (the “LC Lender”). Upon Tenant’s execution hereof,
Tenant shall increase, by an amendment to the Original Letter of Credit in form and substance
satisfactory to Landlord, the face amount of the Original Letter of Credit from $1,600,000.00 to
$2,000,000.00 (“Letter of Credit Amount”) (the Original Letter of Credit, as amended hereby, shall
be referred to hereinafter as the “Letter of Credit”). Landlord shall hold the Letter of Credit as
collateral for the full performance by Tenant of all of its obligations under this Lease and for
all losses and damages Landlord may suffer as a result of any default by Tenant under this Lease,
including, but not limited to, any post lease termination damages under section 1951.2 of the
California Civil Code. Tenant shall cause the Letter of Credit to be continuously maintained in
effect (whether through replacement, renewal or extension) in the Letter of Credit Amount (through
the date (the “Final LC Expiration Date”) that is 60 days after the scheduled expiration
date of the Term or any renewal Term. If the Letter of Credit held by Landlord expires earlier
than the Final LC Expiration Date (whether by reason of a stated expiration date or a notice of
termination or non-renewal given by the issuing bank), Tenant shall deliver a new Letter of Credit
or certificate of renewal or extension to Landlord not later than 30 days prior to the expiration
date of the Letter of Credit then held by Landlord. Any renewal or replacement Letter of Credit
shall comply with all of the provisions of this Section III.A. and Exhibit F of the Lease, shall be
irrevocable, transferable and shall remain in effect (or be automatically renewable) through the
Final LC Expiration Date upon the same terms as the expiring Letter of Credit or such other terms
as may be acceptable to Landlord in its sole discretion.

          B. Drawings under Letter of Credit. Landlord shall have the immediate right to draw upon the
Letter of Credit, in whole or in part, at any time and from time to time: (i) If a default occurs
under the Lease, as amended hereby, and is not cured within any applicable notice or cure period,
such draw being in an amount reasonably necessary to cure such default; or (ii) If the Letter of
Credit held by Landlord expires earlier than the Final LC Expiration Date (whether by reason of a
stated expiration date or a notice of termination or non-renewal given by the issuing bank), and
Tenant fails to deliver to Landlord, at least 30 days prior to the expiration date of the Letter of
Credit then held by Landlord, a renewal or substitute Letter of Credit that is in effect and that
complies with the provisions of this Section III and Exhibit F of the Lease. No condition or

-3-

 

term of this Lease shall be deemed to render the Letter of Credit conditional to justify the
issuer of the Letter of Credit in failing to honor a drawing upon such Letter of Credit in a timely
manner. Tenant hereby acknowledges and agrees that Landlord is entering into this Lease in
material reliance upon the ability of Landlord to draw upon the Letter of Credit upon the
occurrence of any default by Tenant under this Lease which continues beyond any applicable notice
or cure period, or upon the occurrence of any of the other events described above in this Section
III.B.

          C. Use of Proceeds by Landlord. The proceeds of the Letter of Credit shall constitute
Landlord’s sole and separate property (and not Tenant’s property or the property of Tenant’s
bankruptcy estate) and Landlord may immediately upon any draw in accordance with Section III.B.
above (and without notice to Tenant) apply or offset the proceeds of the Letter of Credit: (i)
against any Rent payable by Tenant under this Lease that is not paid when due; (ii) against all
losses and damages that Landlord has suffered or that Landlord reasonably estimates that it may
suffer as a result of any default by Tenant under this Lease, including any damages arising under
section 1951.2 of the California Civil Code following termination of the Lease; (iii) against any
costs incurred by Landlord in connection with the Lease (including attorneys’ fees) arising or
resulting from a default by Tenant under the Lease, as amended hereby; and (iv) against any other
amount that Landlord may spend or become obligated to spend by reason of Tenant’s default. In the
event Landlord draws on the Letter of Credit and holds proceeds thereof which exceed the amount
Landlord will apply to cure a default by Tenant, such unapplied proceeds (which need not be
segregated) shall be held as a Security Deposit pursuant to Article VI of the Lease, as amended
hereby. Tenant reserves the right to provide a replacement Letter of Credit covering such
unapplied proceeds. Tenant also reserves the right to substitute cash for the Letter of Credit at
any time during the Term of the Lease, provided Tenant obtains Landlord’s prior written consent,
which consent shall not be unreasonably withheld. Provided Tenant has performed all of its
obligations under this Lease, Landlord agrees to pay to Tenant within 30 days after the Final LC
Expiration Date the amount of any proceeds of the Letter of Credit received by Landlord and not
applied as allowed above; provided, that if prior to the Final LC Expiration Date a voluntary
petition is filed by Tenant or any Guarantor, or an involuntary petition is filed against Tenant or
any Guarantor by any of Tenant’s or Guarantor’s creditors, under the Federal Bankruptcy Code, then
Landlord shall not be obligated to make such payment in the amount of the unused Letter of Credit
proceeds until either all preference issues relating to payments under this Lease have been
resolved in such bankruptcy or reorganization case or such bankruptcy or reorganization case has
been dismissed, in each case pursuant to a final court order not subject to appeal or any stay
pending appeal.

          D.
Additional Covenants of Tenant. If, as result of any application or use by Landlord of all
or any part of the Letter of Credit, the amount of the Letter of Credit shall be less than the
Letter of Credit Amount, Tenant shall, within 5 days thereafter, provide Landlord with additional
letter(s) of credit in an amount equal to the deficiency (or a replacement letter of credit in the
total Letter of Credit Amount), and any such additional (or replacement) letter of credit shall
comply with all of the provisions of this Section III.D and Exhibit F of the Lease, and if Tenant
fails to comply with the foregoing, notwithstanding anything to the contrary contained in this
Lease, the same shall constitute an uncurable Default by Tenant. Tenant further covenants and
warrants that it will neither assign nor encumber the Letter of Credit or any part thereof and that
neither Landlord nor its successors or assigns will be bound by any such assignment, encumbrance,
attempted assignment or attempted encumbrance.

-4-

 

          E. Transfer of Letter of Credit. Landlord may, at any time and without notice to Tenant and
without first obtaining Tenant’s consent thereto, transfer all or any portion of its interest in
and to the Letter of Credit to another party, person or entity, including Landlord’s mortgagee
and/or to have the Letter of Credit reissued in the name of Landlord’s mortgagee. If Landlord
transfers its interest in the Building and transfers the Letter of Credit (or any proceeds thereof
then held by Landlord) in whole or in part to the transferee, Landlord shall, without any further
agreement between the parties hereto, thereupon be released by Tenant from all liability therefore,
provided that, any successor pursuant to a voluntary, third party transfer (but not as part of an
involuntary transfer resulting from a foreclosure or deed in lieu thereof) shall have assumed
Landlord’s obligations under the Lease, as amended hereby, either by contractual obligation,
assumption agreement or operation of law. The provisions hereof shall apply to every transfer or
assignment of all or any part of the Letter of Credit to a new landlord. In connection with any
such transfer of the Letter of Credit by Landlord, Tenant shall, at Tenant’s sole cost and expense,
execute and submit to the issuer of the Letter of Credit such applications, documents and
instruments as may be necessary to effectuate such transfer. Tenant shall be responsible for
paying the issuer’s transfer and processing fees in connection with any transfer of the Letter of
Credit and, if Landlord advances any such fees (without having any obligation to do so), Tenant
shall reimburse Landlord for any such transfer or processing fees within 10 days after Landlord’s
written request therefor.

          E. Reduction of Letter of Credit Amount. Subject to the remaining terms of this paragraph,
and provided Tenant has timely within any applicable cure period paid all Rent (including, without
limitation, all Deferred Rent) due under the Lease, as amended hereby, during the Deferral Period
and Payback Period, on or after December 16, 2004, Tenant shall have the right to reduce the Letter
of Credit Amount from $2,000,000.00 to $1,600,000.00. Notwithstanding anything to the contrary
contained herein, if Tenant has been in default under the Lease at any time during the Deferral
Period or Payback Period and Tenant has failed to cure such default within any applicable cure
period, then Tenant shall have no right to reduce the Letter of Credit Amount as described herein.
Any reduction in the Letter of Credit Amount shall be accomplished by Tenant providing Landlord
with a substitute or amended Letter of Credit in the reduced amount which satisfies the
requirements of the Letter of Credit as set forth in this Section III and Exhibit F of the Lease.

          F. Nature of Letter of Credit. Landlord and Tenant (1) acknowledge and agree that in no event
or circumstance shall the Letter of Credit or any renewal thereof or substitute therefor or any
proceeds thereof (excluding unapplied proceeds held as a Security Deposit pursuant to Section
III.C. above) be deemed to be or treated as a “security deposit” under any Law applicable to
security deposits in the commercial context including Section 1950.7 of the California Civil Code,
as such section now exist or as may be hereafter amended or succeeded” (“Security Deposit Laws”),
(2) acknowledge and agree that the Letter of Credit (including any renewal thereof or substitute
therefor or any proceeds thereof (excluding unapplied proceeds held as a Security Deposit pursuant
to Section III.C. above)) is not intended to serve as a security deposit, and the Security Deposit
Laws shall have no applicability or relevancy thereto, and (3) waive any and all rights, duties and
obligations either party may now or, in the future, will have relating to or arising from the
Security Deposit Laws.

-5-

 

     IV. Landlord Right to Provide Proposals for Future Space to Tenant. During the period
commencing as of the date of this Amendment and continuing through and including the expiration of
the 36th full calendar month thereafter (the “Exclusive Period”), to the extent that
Tenant or any of its subsidiaries have any facilities needs or other space requirements whatsoever
(a “Tenant Space Requirement”), Tenant hereby agrees to provide written notice to Landlord of such
Tenant Space Requirement as follows: (i) in the event the Tenant Space Requirement is less than
2,500 square feet, Tenant agrees to provide Landlord notice of such need at least fifteen (15) days
prior to soliciting proposals from or entering into a lease with another landlord; and (ii) in the
event the Tenant Space Requirement is for 2,500 square feet or more, Tenant agrees to provide
Landlord notice of such need at least thirty (30) days prior to soliciting proposals from or
entering into a lease with another landlord. The written notice to Landlord shall specify the
location, required usage, approximate size and lease term for the desired space (“Tenant Notice”).
Following delivery of the Tenant Notice, Landlord, at its option, may provide a written proposal of
Landlord’s or any of Landlord’s related parties’ available space reasonably fulfilling Tenant’s
Space Requirement. Tenant agrees to consider all such proposals presented by Landlord in good
faith but has no obligation to accept any such proposals. For purposes of clarity, Tenant has the
sole discretion in the acceptance of any proposals submitted by Landlord. In the event that Tenant
is acquired during the 36 month Exclusive Period, Tenant’s obligations thereafter under Section IV
hereof will be waived.

     V. Other Pertinent Provisions. Landlord and Tenant agree that, effective as of the date of
this Amendment, the Lease shall be amended in the following additional respects:

          A. Notice Addresses. The Landlord’s address set forth in the Basic Lease Information of the
Lease, is hereby deleted in its entirety and replaced with the following:

“To: Landlord

EOP-Shoreline Technology Park, L.L.C.

1740 Technology Drive, Suite 150

San Jose, California 95110

Attention: Shoreline Project Manager

               A copy of any notices to Landlord shall be sent to Equity Office, One Market Street, Spear
Tower, Suite 600, San Francisco, California 94105, Attn: San Jose Regional Counsel. Rent (as
defined in Section IV.A of the Lease) and all other sums payable by Tenant to Landlord pursuant to
the Lease, as amended hereby, shall be payable to the entity and sent to the address as Landlord
designates from time to time and shall be made by good and sufficient check or by other means
acceptable to Landlord.”

          B. Insurance.

               1. Clause (2) of Article XV of the Lease is hereby deleted in its entirety and replaced by the
following: “(2) Property/Business Interruption Insurance written on an All Risk or Special Perils
form, with coverage for broad form water damage including earthquake sprinkler leakage, at
replacement cost value and with a replacement cost endorsement covering all of Tenant’s business
and trade fixtures, equipment, movable partitions, furniture, merchandise and other personal
property within the Premises. Landlord agrees that Tenant’s existing coverage limit of

-6-

 

$5,000,000.00 with a $250,000.00 deductible for earthquake sprinkler leakage damage satisfies
the earthquake sprinkler leakage coverage requirement described in the preceding sentence.”

               2. Tenant shall provide Landlord with a certificate of insurance evidencing Tenant’s insurance
required pursuant to Article XV of the Lease, as amended hereby, upon delivery of this Amendment,
executed by Tenant, to Landlord, and thereafter as necessary to assure that Landlord always has
current certificates evidencing Tenant’s insurance.

               3. For purposes of clarity, Landlord agrees that Landlord shall continue to maintain standard
so called All Risk property insurance on the Building in an amount equal to 90% of the replacement
cost thereof at the time in question, as reasonably estimated by Landlord, in accordance with
Article XV of the Lease, as amended hereby.

     VI. Miscellaneous.

          A. This Amendment sets forth the entire agreement between the parties with respect to the
matters set forth herein. There have been no additional oral or written representations or
agreements.

          B. Except as herein modified or amended, the provisions, conditions and terms of the Lease
shall remain unchanged and in full force and effect.

          C. In the case of any inconsistency between the provisions of the Lease and this Amendment,
the provisions of this Amendment shall govern and control.

          D. Submission of this Amendment by Landlord is not an offer to enter into this Amendment but
rather is a solicitation for such an offer by Tenant. Landlord shall not be bound by this
Amendment until Landlord has executed and delivered the same to Tenant.

          E. The capitalized terms used in this Amendment shall have the same definitions as set forth
in the Lease to the extent that such capitalized terms are defined therein and not redefined in
this Amendment.

          F. Tenant hereby represents to Landlord that Tenant has dealt with no broker in connection
with this Amendment. Tenant agrees to indemnify and hold Landlord, its trustees, members,
principals, beneficiaries, partners, officers, directors, employees, mortgagee(s) and agents, and
the respective principals and members of any such agents (collectively, the “Landlord Related
Parties”) harmless from all claims of any brokers claiming to have represented Tenant in connection
with this Amendment. Landlord hereby represents to Tenant that Landlord has dealt with no broker
in connection with this Amendment. Landlord agrees to indemnify and hold Tenant, its trustees,
members, principals, beneficiaries, partners, officers, directors, employees, and agents, and the
respective principals and members of any such agents (collectively, the “Tenant Related Parties”)
harmless from all claims of any brokers claiming to have represented Landlord in connection with
this Amendment.

          G. Except to the extent required by any applicable Securities and Exchange Commission
requirements, or any applicable Federal or State securities laws (collectively, the

-7-

 

“Securities Laws”), Tenant agrees that neither Tenant nor its agents or any other parties
acting on behalf of Tenant shall disclose any matters set forth in this Amendment or disseminate or
distribute any information concerning the terms, details or conditions hereof (the “Information”)
to any person, firm or entity without obtaining the express written consent of Landlord and, if
Tenant is required by the Securities Laws to disclose any information contained in this Amendment,
Tenant will give Landlord written notice of such requirement promptly upon Tenant becoming aware of
same and in any event prior to making any disclosure pursuant thereto, and Tenant will provide such
assistance in seeking a protective order or other appropriate relief as Landlord may reasonably
request. If Landlord is unable to obtain a protective order or other remedy with respect to such
disclosure, Tenant (or such other persons to whom such disclosure request or requirement applies)
will disclose or otherwise furnish only the information legally required to be disclosed, as
advised by legal counsel, and such disclosure shall be made only to the necessary and appropriate
governmental entities. Notwithstanding the foregoing, Tenant may however, disclose the Information
to any of its directors, officers, partners, bona fide investors and bona fide prospective
investors, accountants, attorneys and financial advisors (collectively, Tenant’s
“Representatives”), but only if such Representatives reasonably need to know the Information in
connection with the ongoing financial affairs of Tenant or in connection with prospective
investment in or lending to the Tenant. Tenant shall (i) inform each of its Representatives
receiving the Information of the confidential nature of the Information and of this Amendment, (ii)
direct its Representatives to treat the Information confidentially and not to use it, and (iii) be
responsible for any liabilities of any kind or nature incurred by or on behalf of Landlord arising
out of, or as a result of, any improper use or disclosure of the Information by the Tenant, any of
its affiliates or Representatives or any other person or entity that may have gained access to the
Information directly or indirectly through or as a result of any disclosure by Tenant or any of its
affiliates or Representatives. Notwithstanding the foregoing, nothing in this Amendment shall
restrict a party (or any employee, representative, or other agent of a party) from disclosure to
any and all persons, without limitation of any kind, of the tax treatment and tax structure of any
transaction contemplated by this Amendment and all materials of any kind (including opinions and
tax analysis) that are provided to a party relating to such tax treatment and tax structure.

          H. Equity Office Properties Management Corporation (“EOPMC”) is an affiliate of Landlord and
represents only Landlord in this transaction. Any assistance rendered by any agent or employee of
EOPMC in connection with this Amendment has been made as an accommodation to Tenant solely in
furtherance of consummating the transaction on behalf of Landlord and not as agent for Tenant.

-8-

 

     IN WITNESS WHEREOF, Landlord and Tenant have duly executed this Amendment as of the day and
year first above written.

	 	 	 
	 

	 	LANDLORD:
	 
	 	 
	 

	 	CA-SHORELINE TECHNOLOGY PARK LIMITED PARTNERSHIP, a

Delaware limited partnership
	 
	 	 
	 

	 	By: EOM GP, L.L.C., a Delaware limited liability
company, its general partner

	 	 	 	 	 	 	 	 	 
	 	 	By: Equity Office Management, L.L.C., a Delaware
limited liability company, its non-member manager	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	By:	 	/s/ Richard Scott 	 	 
	 

	 	 	 	Name:
	 	 

Richard Scott
	 	 
	 

	 	 	 	Title:
	 	Regional Vice President-Leasing	 	 

	 	 	 
	 

	 	TENANT:
	 
	 	 
	 

	 	PERLEGEN SCIENCES, INC., a Delaware corporation

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	By:	 	/s/ Brad Margus 	 	 
	 

	 	 	 	Name:
	 	 

Brad Margus
	 	 
	 

	 	 	 	Title:
	 	President and Chief Executive Officer	 	 
	 
	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	77-0556076	 	 
	 	 	 	 	 	 	 
	 	 	 	 	Tenant’s Tax ID Number (SSN or FEIN)	 	 

-9-

 

June 28, 2005

Perlegen Sciences, Inc.

Richard Galvez

2021 Stierlin Court

Mountain View, CA 94043

     Re:
Sale of Shoreline Technology Park, Mountain View,
California (the “Property”)

Dear Richard:

     This is to notify you that the Property has been sold to affiliates of SLOUGH ESTATES USA
INC. Any security or other deposits and any prepaid rents under your lease have been
transferred to the new owner.

     Effective immediately, all rental payments should be made payable to Britannia Hacienda VIII,
LLC. Payments, notices to the Landlord, and correspondence pursuant to your lease should be mailed
to the following address:

Britannia Hacienda VIII, LLC

c/o Britannia Management Services, Inc

555 12th Street, Suite 1650

Oakland, CA 94607

     You may contact the new owner at 510-834-7116 and may use Ann Nelson, Senior Property Manager,
as a point of contact.

	 	 	 	 	 	 	 
	 	 	Very truly yours,	 	 
	 
	 	 	 	 	 	 
	 	 	CA-SHORELINE
TECHNOLOGY PARK LIMITED PARTNERSHIP, a Delaware limited partnership	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	Equity Office Management, L.L.C., a Delaware
limited liability company, as agent for Owner	 	 
	 
	 	 	 	 	 	 
	 

	 	By:

 
	 	/s/ Denise Rock
 

Name: Denise Rock
	 	 
	 

	 	 	 	Its: Authorized SignatoryEXHIBIT 4.11

                               OMNIBUS INSTRUMENT

                                 WITH REGARD TO

                   HARTFORD LIFE GLOBAL FUNDING TRUST 2006-033

      WHEREAS,  the parties named herein  desire to enter into certain  Issuance
Documents,  each such  document  dated as of the date  specified in this Omnibus
Instrument  relating  to the  issuance by Hartford  Life  Global  Funding  Trust
2006-033 (the "Trust") of Hartford Life Global Funding Trust 2006-033 Notes (the
"Notes")  with the terms  specified in the Pricing  Supplement  attached to this
Omnibus  Instrument as Exhibit A (the "Pricing  Supplement")  to investors under
Hartford Life's secured notes program;

      WHEREAS,  the Trust will be  organized  under and its  activities  will be
governed by (i) the provisions of the Trust Agreement (set forth in Section A of
this Omnibus  Instrument),  dated as of March 22, 2006 (the "Formation Date") by
and between  the parties  thereto  indicated  in Section E herein,  and (ii) the
certificate of trust of the Trust;

      WHEREAS,  the Notes will be issued pursuant to the Indenture (set forth in
Section B of this Omnibus Instrument), dated as of March 29, 2006 (the "Issuance
Date"), by and between the parties thereto indicated in Section E herein;

      WHEREAS,  the  sale of the  Notes  will be  governed  by the  Distribution
Agreement (set forth in Section C of this Omnibus  Instrument),  dated as of the
Formation  Date,  by and  between  the parties  thereto  indicated  in Section E
herein; and

      WHEREAS,  certain  agreements  relating  to  the  Notes  and  the  funding
agreement identified in the Pricing Supplement (the "Funding Agreement") are set
forth in the  Coordination  Agreement  (set forth in  Section D of this  Omnibus
Instrument),  dated as of the Formation  Date, by and among the parties  thereto
indicated in Section E herein.

      All capitalized  terms used herein and not otherwise defined will have the
meanings set forth in the Indenture.  This Omnibus  Instrument is executed as of
the Formation Date.

      NOW,  THEREFORE,  in  consideration  of the agreements and obligations set
forth herein and for other good and valuable  consideration,  the sufficiency of
which is hereby acknowledged, each party hereby agrees as set forth herein.

                [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

<PAGE>

                                  SECTION A

                               TRUST AGREEMENT

      THIS TRUST  AGREEMENT,  dated as of the Formation Date, is entered into by
and among AMACAR Pacific Corp., a Delaware  corporation,  as  administrator  (in
such  capacity,  the  "Administrator")  and as trust  beneficial  owner (in such
capacity, the "Trust Beneficial Owner") and Wilmington Trust Company, a Delaware
banking corporation, as Delaware trustee (the "Delaware Trustee").

                            W I T N E S S E T H:
                            -------------------

      WHEREAS,  the Trust Beneficial  Owner, the  Administrator and the Delaware
Trustee desire to establish a statutory trust organized pursuant to the Delaware
Statutory  Trust Act for the purpose of issuing Notes to investors which will be
secured, and payments with respect to which will be funded, solely by the assets
held in the Trust (as defined in this Omnibus Instrument), the proceeds of which
will be used to purchase the Funding Agreement;

      WHEREAS,  the Trust Beneficial  Owner, the  Administrator and the Delaware
Trustee desire to authorize the issuance of a Trust Beneficial  Interest and the
Notes in connection with the entry into this Trust Agreement and the Indenture;

      WHEREAS,  all things  necessary  to make this Trust  Agreement a valid and
legally binding  agreement of the Trust Beneficial  Owner, the Administrator and
the Delaware Trustee, enforceable in accordance with its terms, have been done;

      WHEREAS,  the parties intend to provide for,  among other things,  (i) the
issuance and sale of the Notes  (pursuant to the Indenture and the  Distribution
Agreement) and the Trust  Beneficial  Interest,  (ii) the use of the proceeds of
the sale of the Notes and Trust  Beneficial  Interest  to  acquire  the  Funding
Agreement  and  (iii)  all  other  actions  deemed  necessary  or  desirable  in
connection with the transactions contemplated by this Trust Agreement; and

      WHEREAS,  the parties  hereto  desire to  incorporate  by reference  those
certain Standard Trust Agreement Terms, filed as Exhibit 4.7 to the Registration
Statement dated March 18, 2005, filed with the Securities Exchange Commission by
Hartford Life (the "Standard Trust Agreement  Terms") and all capitalized  terms
not  otherwise  defined in this  Omnibus  Instrument  shall have the meaning set
forth in the Standard Trust  Agreement Terms (the Standard Trust Agreement Terms
and this Trust Agreement, collectively, the "Trust Agreement").

      NOW,  THEREFORE,  in  consideration  of the agreements and obligations set
forth herein and for other good and valuable  consideration,  the sufficiency of
which is hereby acknowledged, each party hereby agrees as follows:

      PART 1. AGREEMENT TO BE BOUND. The Delaware Trustee, the Administrator and
the Trust  Beneficial  Owner each hereby agrees to be bound by all of the terms,
provisions  and  agreements  set  forth  herein,  with  respect  to all  matters
contemplated  herein,  including,  without  limitation,  those  relating  to the
issuance of the Notes.

      PART 2. INCORPORATION BY REFERENCE.  All terms,  provisions and agreements
of the Standard Trust Agreement Terms (except to the extent  expressly  modified
herein)  are hereby  incorporated  herein by  reference  with the same force and
effect as though fully set forth herein.  To the extent that the terms set forth
herein are  inconsistent  with the terms of the Standard Trust Agreement  Terms,
the terms set forth herein shall apply.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       1
<PAGE>

      PART 3. NAME. The Trust created and governed by this Trust Agreement shall
be  designated  as  indicated in this  Omnibus  Instrument,  as such name may be
modified from time to time by the Delaware Trustee  following  written notice to
the Trust Beneficial Owner.

      PART 4. INITIAL CAPITAL  CONTRIBUTION AND OWNERSHIP.  The Trust Beneficial
Owner has paid to, or to an account at the direction  of, the Delaware  Trustee,
on the date hereof, the sum of $15 (or, if the Trust issues Notes at a discount,
the  product  of $15 and the  issue  price  (expressed  as a  percentage  of the
original   principal  amount  of  the  Notes)).   The  Delaware  Trustee  hereby
acknowledges  receipt in trust from the Trust  Beneficial  Owner, as of the date
hereof,  of the  foregoing  contribution,  which  shall be used  along  with the
proceeds from the sale of the Notes to purchase the Funding Agreement.  Upon the
creation of the Trust and the registration of the Trust  Beneficial  Interest in
the  Securities  Register by the  Registrar  (as defined in the  Standard  Trust
Agreement Terms) in the name of the Trust Beneficial Owner, the Trust Beneficial
Owner shall be the sole beneficial owner of the Trust.

      PART 5.  ACKNOWLEDGMENT.  The  Delaware  Trustee,  on behalf of the Trust,
expressly  acknowledges  its duties and obligations set forth in Section 2.07 of
the Standard Trust Agreement Terms incorporated herein.

      PART 6. ADDITIONAL TERMS.   None.

      PART 7. OMNIBUS  INSTRUMENT;  EXECUTION AND  INCORPORATION  OF TERMS.  The
parties  to this  Trust  Agreement  will  enter  into this  Trust  Agreement  by
executing  the Omnibus  Instrument.  By executing  the Omnibus  Instrument,  the
Delaware Trustee,  the Trust Beneficial Owner and the Administrator hereby agree
that this Trust Agreement will constitute a legal,  valid and binding  agreement
between the Delaware  Trustee,  the Trust Beneficial Owner and the Administrator
as of the date  specified in the Omnibus  Instrument.  All terms relating to the
Trust or the Notes not  otherwise  included in this Trust  Agreement  will be as
specified in the Omnibus Instrument or Pricing Supplement as indicated herein.

                [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       2
<PAGE>

                                    SECTION B

                                    INDENTURE

      THIS  INDENTURE,  dated as of the  Issuance  Date,  is entered into by and
among  JPMorgan  Chase Bank,  N.A., as indenture  trustee,  registrar,  transfer
agent,  paying  agent  and  calculation  agent  (collectively,   the  "Indenture
Trustee") and the Trust (as defined in this Omnibus Instrument).

                              W I T N E S S E T H:
                               -------------------

      WHEREAS,  the Trust has duly authorized the execution and delivery of this
Indenture  to provide for the  issuance of the Notes (as defined in this Omnibus
Instrument);

      WHEREAS,  all things  necessary to make this Indenture a valid and legally
binding  agreement  of the  Trust  and the  other  parties  to  this  Indenture,
enforceable in accordance with its terms, have been done, and the Trust proposes
to do all things  necessary to make the Notes,  when executed and  authenticated
and delivered  pursuant  hereto,  valid and legally  binding  obligations of the
Trust as hereinafter provided; and

      WHEREAS,  the parties  hereto  desire to  incorporate  by reference  those
certain  Standard  Indenture  Terms,  filed as Exhibit  4.1 to the  Registration
Statement dated March 18, 2005 filed with the Securities  Exchange Commission by
Hartford Life (the "Standard  Indenture  Terms") and all  capitalized  terms not
otherwise defined in this Omnibus Instrument shall have the meaning set forth in
the Standard  Indenture Terms (the Standard  Indenture Terms and this Indenture,
collectively, the "Indenture").

      NOW,  THEREFORE,  in  consideration  of the agreements and obligations set
forth herein and for other good and valuable  consideration,  the sufficiency of
which is hereby acknowledged, each party hereby agrees as follows:

      PART 1.  AGREEMENT TO BE BOUND.  The Trust and the Indenture  Trustee each
hereby agrees to be bound by all of the terms,  provisions  and  agreements  set
forth  herein,  with  respect to all  matters  contemplated  herein,  including,
without limitation, those relating to the issuance of the Notes.

      PART 2. INCORPORATION BY REFERENCE.  All terms,  provisions and agreements
of the Standard Indenture Terms (except to the extent expressly modified herein)
are hereby  incorporated  herein by reference  with the same force and effect as
though fully set forth herein. To the extent that the terms set forth herein are
inconsistent with the terms of the Standard Indenture Terms, the terms set forth
herein shall apply.

      PART 3.  DESIGNATION  OF THE  NOTES.  The Notes  issued  pursuant  to this
Indenture shall be designated as specified in this Omnibus Instrument.

      PART 4. ADDITIONAL TERMS.  None.

      PART 5. OMNIBUS  INSTRUMENT;  EXECUTION AND  INCORPORATION  OF TERMS.  The
parties to this  Indenture  will  enter into this  Indenture  by  executing  the
Omnibus  Instrument.  By  executing  the Omnibus  Instrument,  the Trust and the
Indenture  Trustee  hereby agree that this  Indenture  will  constitute a legal,
valid and binding  agreement  between the Trust and the Indenture  Trustee as of
the date specified in the Omnibus Instrument. All terms relating to the Trust or
the Notes not otherwise  included in this  Indenture will be as specified in the
Omnibus Instrument or Pricing Supplement as indicated herein.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       3
<PAGE>

                                    SECTION C

                             DISTRIBUTION AGREEMENT

      THIS  DISTRIBUTION  AGREEMENT,  dated as of the Formation Date, is entered
into by and among each Agent  specified in the Pricing  Supplement  as Agent(s),
(each an "Agent"),  Hartford Life  Insurance  Company,  a Connecticut  insurance
company ("Hartford Life") and the Trust (as defined in this Omnibus Instrument).

                              W I T N E S S E T H:
                               -------------------

      WHEREAS,  the  Trust  has  entered  into  the  Indenture,  dated as of the
Issuance  Date by and  between  the Trust and  JPMorgan  Chase  Bank,  N.A.,  as
indenture  trustee (the "Indenture  Trustee") to provide for the issuance by the
Trust of the Notes (as defined in this Omnibus Instrument);

      WHEREAS, all things necessary to make this Distribution  Agreement a valid
and  legally  binding  agreement  of the  Trust and the  other  parties  to this
Distribution  Agreement,  enforceable  in accordance  with its terms,  have been
done, and the Trust proposes to do all things necessary to make the Notes,  when
executed by the Trust and  authenticated  and delivered  pursuant hereto and the
Indenture,  valid and legally  binding  obligations  of the Trust as hereinafter
provided; and

      WHEREAS,  the parties  hereto  desire to  incorporate  by reference  those
certain Standard  Distribution  Agreement  Terms,  attached as Exhibit C to this
Omnibus  Instrument  (the  "Standard  Distribution  Agreement  Terms")  and  all
capitalized  terms not otherwise  defined in this Omnibus  Instrument shall have
the meaning set forth in the Standard Distribution Agreement Terms (the Standard
Distribution Agreement Terms and this Distribution Agreement,  collectively, the
"Distribution Agreement").

      NOW,  THEREFORE,  in  consideration  of the agreements and obligations set
forth herein and for other good and valuable  consideration,  the sufficiency of
which is hereby acknowledged, each party hereby agrees as follows:

      PART 1. AGREEMENT TO BE BOUND.  The Agent(s),  Hartford Life and the Trust
each hereby agrees to be bound by all of the terms,  provisions  and  agreements
set forth herein, with respect to all matters  contemplated  herein,  including,
without limitation, those relating to the issuance of the Notes.

      PART 2. INCORPORATION BY REFERENCE.  All terms,  provisions and agreements
of the Standard  Distribution  Agreement  Terms (except to the extent  expressly
modified herein) are hereby incorporated herein by reference with the same force
and effect as though  fully set forth  herein.  To the extent that the terms set
forth  herein  are  inconsistent  with the  terms of the  Standard  Distribution
Agreement Terms, the terms set forth herein shall apply.

      PART 3. PURCHASE OF NOTES. The Agent(s) agree to purchase the Notes having
the terms set forth in the Pricing Supplement for the Notes.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       4
<PAGE>

      PART 4.  DELIVERY OF  OPINIONS.  Pursuant to  Sections  5.1,  5.2 and 5.5,
Hartford  Life,  the  Trust  and the  Agent(s)  have  mutually  agreed  that the
opinions,  negative  assurances  and/or  comfort  letter,  if any,  set forth in
Exhibit  B to this  Omnibus  Instrument  are  required  to be  delivered  on the
Issuance Date.

      PART 5. TIME OF SALE.  With  respect to the  Notes,  the "Time of Sale" is
2:30 p.m. (New York City time) on the Formation Date.

      PART 6.  ADDITIONAL TERMS.   Notices to the Agent shall be sent to:

            Lehman Brothers Inc.
            745 Seventh Avenue
            New York, New York 10019
            Attn: Debt Capital Markets, Financial Institutions Group

            With a copy to:

            Lehman Brothers Inc.
            745 Seventh Avenue
     `      New York, New York 10019
            Attn: General Counsel

      PART 7. OMNIBUS  INSTRUMENT;  EXECUTION AND  INCORPORATION  OF TERMS.  The
parties  to this  Distribution  Agreement  will  enter  into  this  Distribution
Agreement  by  executing  the  Omnibus  Instrument.  By  executing  the  Omnibus
Instrument  the  Agents,  Hartford  Life and the Trust  hereby  agree  that this
Distribution  Agreement  will  constitute a legal,  valid and binding  agreement
between the Agents,  Hartford Life and the Trust as of the date specified in the
Omnibus  Instrument.  All terms relating to the Trust or the Notes not otherwise
included in this  Distribution  Agreement  will be as  specified  in the Omnibus
Instrument or Pricing Supplement as indicated herein.

                [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       5
<PAGE>

                                    SECTION D

                             COORDINATION AGREEMENT

      THIS  COORDINATION  AGREEMENT,  dated as of the Formation Date, is entered
into by and among  Hartford  Life,  the Trust and the Indenture  Trustee and the
Administrator.

                              W I T N E S S E T H:
                               -------------------

      WHEREAS,  the Trust will enter into the Funding  Agreement  with  Hartford
Life dated as of the Issuance Date;

      WHEREAS, the Agent(s) have agreed to sell the Notes in accordance with the
Registration Statement; and

      WHEREAS,  the Trust  intends  to issue the  Notes in  accordance  with the
Indenture  and to transfer  the Funding  Agreement to the  Indenture  Trustee in
accordance with the Indenture to secure payment of the Notes.

      NOW,  THEREFORE,  in  consideration  of the agreements and obligations set
forth herein and for other good and valuable  consideration,  the sufficiency of
which is hereby acknowledged, each party hereby agrees as follows:

      PART 1. AGREEMENT TO BE BOUND.  Hartford Life, the Trust and the Indenture
Trustee  each  hereby  agrees to be bound by all of the  terms,  provisions  and
agreements set forth herein,  with respect to all matters  contemplated  herein,
including, without limitation, those relating to the issuance of the Notes.

      PART 2. DELIVERY OF THE FUNDING AGREEMENT. The Trust hereby authorizes the
Indenture  Trustee to receive the Funding  Agreement from Hartford Life pursuant
to the  Assignment of the Funding  Agreement (the  "Assignment"),  to be entered
into on the Issuance  Date, and included in the closing  instrument  dated as of
the Issuance Date (the "Closing Instrument").

      PART 3.  ISSUANCE  AND  PURCHASE  OF THE NOTES.  Delivery  of the  Funding
Agreement to the  Indenture  Trustee  pursuant to the  Assignment of the Funding
Agreement  shall  be  confirmation  of  payment  by the  Trust  for the  Funding
Agreement.  The Trust hereby directs the Indenture Trustee,  upon receipt of the
Funding Agreement  pursuant to the Assignment,  (a) to authenticate the Notes in
accordance  with the  Indenture and (b) to (i) deliver each relevant Note to the
clearing  system or systems  identified  in each such Note, or to the nominee or
custodian of such clearing  system,  for credit to such accounts as the Agent(s)
may direct,  or (ii) deliver each  relevant  Note to the  purchasers  thereof as
identified by the Agent(s).

      PART 4. DIRECTIONS REGARDING PERIODIC PAYMENTS. As registered owner of the
Funding  Agreement as collateral  securing  payments on the Notes, the Indenture
Trustee will receive  payments on the Funding  Agreement on behalf of the Trust.
The  Trust  hereby  directs  the  Indenture  Trustee  to use such  funds to make
payments  on  behalf  of the  Trust  pursuant  to the  Trust  Agreement  and the
Indenture.

      PART 5.  MATURITY  OF THE  FUNDING  AGREEMENT.  Upon the  maturity  of the
Funding Agreement and the return of funds  thereunder,  the Trust hereby directs
the Indenture  Trustee to set aside from such funds an amount sufficient for the
repayment of the outstanding principal on the Notes when due.

      PART  6.   ACKNOWLEDGEMENT   OF  PRIOR   AGREEMENTS.   The  Trust   hereby
acknowledges,  agrees  to and  become  a party  to  each  of the  Administrative
Services  Agreement,  the  License  Agreement,  and the  Expense  and  Indemnity
Agreement related to the Delaware Trustee. The Administrator hereby acknowledges
the formation of the Trust and affirms its  obligations  to provide  services to
the Trust as set forth in the Administrative Services Agreement.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       6
<PAGE>

      PART 7.  CERTIFICATES.  Hartford  Life and the Trust each hereby  agree to
deliver, on a quarterly basis, such certificate(s) as are required by any rating
agency then rating the Program.

      PART 8. NO ADDITIONAL  LIABILITY.  Nothing in this agreement  shall impose
any liability or  obligation on the part of any party to this  agreement to make
any payment or  disbursement  in addition to any  liability or  obligation  such
party has under the Issuance  Documents or any other  agreements  related to the
Program,  except to the extent that a party has actually received funds which it
is obligated to disburse pursuant to this agreement.

      PART 9. NO  CONFLICT.  This  Coordination  Agreement  is intended to be in
furtherance of the agreements reflected in the documents related to the Issuance
Documents,  and  not  in  conflict.  To the  extent  that a  provision  of  this
Coordination  Agreement  conflicts  with the  provisions of one or more Issuance
Documents, the provisions of such documents shall govern.

      PART 10.  GOVERNING LAW. This agreement shall be governed by and construed
in  accordance  with the laws of the  State of New York  without  regard  to the
principles of conflicts of laws thereof.

      PART  11.  SEVERABILITY.  If any  provision  in this  agreement  shall  be
invalid,  illegal or  unenforceable,  such provisions  shall be deemed severable
from the remaining  provisions of this  agreement and shall in no way affect the
validity or enforceability of such other provisions of this agreement.

      PART 12. OMNIBUS  INSTRUMENT;  EXECUTION AND  INCORPORATION  OF TERMS. The
parties  to this  Coordination  Agreement  will  enter  into  this  Coordination
Agreement  by  executing  the  Omnibus  Instrument.  By  executing  the  Omnibus
Instrument,  each party  hereto  agrees that this  Coordination  Agreement  will
constitute a legal,  valid and binding agreement by and among Hartford Life, the
Trust and the Indenture  Trustee as of the Issuance  Date. All terms relating to
the Trust or the Notes not  otherwise  included in this  Coordination  Agreement
will  be as  specified  in the  Omnibus  Instrument  or  Pricing  Supplement  as
indicated in the Omnibus Instrument.

                [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       7
<PAGE>

                                    SECTION E

                        MISCELLANEOUS AND EXECUTION PAGES

      Notwithstanding  any  other  provisions  of this  Omnibus  Instrument,  no
amendment to this Omnibus  Instrument may be made if such amendment  would cause
the Trust not to be  disregarded  or treated as a grantor  trust  (assuming  the
Trust were not disregarded) for U.S. federal income tax purposes.

      This Omnibus  Instrument  may be executed by each of the parties hereto in
any  number of  counterparts,  and by each of the  parties  hereto  on  separate
counterparts,  each of which counterparts, when so executed and delivered, shall
be deemed to be an original, but all such counterparts shall together constitute
but one and the same instrument.  Facsimile  signatures shall be deemed original
signatures.

      Each  signatory,  by its execution  hereof,  does hereby become a party to
each of the  agreements  identified  for such party as of the date  specified in
such agreements.

                [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       8
<PAGE>

      IN WITNESS WHEREOF, the undersigned have executed this Omnibus Instrument.

                                   HARTFORD LIFE INSURANCE COMPANY (in executing
                                   below  agrees and  becomes a party to (i) the
                                   Distribution Agreement set forth in Section C
                                   herein,  and (ii) the Coordination  Agreement
                                   set forth in Section D herein).

                                   By:  /s/ Ken McCullum
                                        ----------------------------------------
                                        Name:  Ken McCullum
                                        Title: VP, IIP

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       9
<PAGE>

IN WITNESS WHEREOF, the undersigned have executed this Omnibus Instrument.

                                   HARTFORD LIFE GLOBAL  FUNDING TRUST  2006-033
                                   in executing below agrees and becomes a party
                                   to (i) the  Indenture  set forth in Section B
                                   herein,  (ii) the Distribution  Agreement set
                                   forth in  Section  C  herein  and  (iii)  the
                                   Coordination Agreement set forth in Section D
                                   herein).

                                   By:  Wilmington  Trust  Company,  not  in its
                                   individual  capacity  but solely as  Delaware
                                   Trustee

                                   By:  /s/ Jeanne M. Oller
                                        ----------------------------------------
                                        Name:  JEANNE M. OLLER
                                        Title: SENIOR FINANCIAL SERVICES OFFICER

                                   WILMINGTON TRUST COMPANY,  in executing below
                                   agrees  and  becomes  a  party  to the  Trust
                                   Agreement set forth in Section A herein,  not
                                   in its  individual  capacity  but  solely  as
                                   Delaware Trustee.

                                   By:  /s/ Jeanne M. Oller
                                        ----------------------------------------
                                        Name:  JEANNE M. OLLER
                                        Title: SENIOR FINANCIAL SERVICES OFFICER

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       10
<PAGE>

IN WITNESS WHEREOF, the undersigned have executed this Omnibus Instrument.

                                   AMACAR  PACIFIC  CORP.  in  executing   below
                                   agrees  and  becomes a party to (i) the Trust
                                   Agreement  set  forth in  Section A herein in
                                   its  capacity as Trust  Beneficial  Owner and
                                   Administrator   and  (ii)  the   Coordination
                                   Agreement  set  forth in  Section D herein in
                                   its capacity as Administrator.

                                   By:  /s/ Evelyn Echevarria
                                        ----------------------------------------
                                        Name:  Evelyn Echevarria
                                        Title: Vice President

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       11
<PAGE>

IN WITNESS WHEREOF, the undersigned have executed this Omnibus Instrument.

                                   JPMORGAN CHASE BANK,  N.A. in executing below
                                   agrees  and   becomes  a  party  to  (i)  the
                                   Indenture  set  forth in  Section B herein in
                                   its capacity as Indenture Trustee, Registrar,
                                   Transfer Agent,  Paying Agent and Calculation
                                   Agent, and (ii) the  Coordination  Agreement,
                                   set forth in Section D herein in its capacity
                                   as Indenture Trustee.

                                   By:  /s/ Albert P. Mari, Jr.
                                        ----------------------------------------
                                        Name:  Albert P. Mari, Jr.
                                        Title: Vice President

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       12
<PAGE>

IN WITNESS WHEREOF, the undersigned have executed this Omnibus Instrument.

                                   LEHMAN  BROTHERS  INC.,  in  executing  below
                                   agrees   and   becomes   a   party   to   the
                                   Distribution Agreement set forth in Section C
                                   herein.

                                   By:  /s/ Martin Goldberg
                                        ----------------------------------------
                                        Name:  Martin Goldberg
                                        Title: Senior Vice President

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       13
<PAGE>

                                    EXHIBIT A

                               PRICING SUPPLEMENT

                                                Filed pursuant to Rule 424(b)(5)
                                                             File No. 333-123441

Pricing Supplement No. 128 dated March 22, 2006.
(To Prospectus dated April 15, 2005 and Prospectus
Supplement dated May 5, 2005)
This Pricing Supplement consists of 3 pages.

                         HARTFORD LIFE INSURANCE COMPANY
                                    DEPOSITOR

                            SECURED MEDIUM-TERM NOTES
                                 ISSUED THROUGH

                   HARTFORD LIFE GLOBAL FUNDING TRUST 2006-033

                     FLOATING RATE NOTES DUE MARCH 15, 2011

The  description  in this  pricing  supplement  of the  particular  terms of the
Secured  Medium-Term  Notes  offered  hereby and the Funding  Agreement  sold by
Hartford Life Insurance  Company to the Trust specified  herein  supplements the
description  of the general  terms and  provisions  of the notes and the funding
agreements set forth in the accompanying  prospectus and prospectus  supplement,
to which reference is hereby made.

<TABLE>
                                         PROVISIONS RELATING TO THE NOTES

<S>                              <C>                       <C>
Principal Amount:                $100,000,000              Type of Interest Rate: [ ] Fixed [X] Floating

Price to Public:                 100 %                     If Fixed Rate Notes:  Interest Rate:

Net Proceeds to Trust:           $99,950,000               If Floating Rate Notes: Initial Interest Rate: THE INITIAL
                                                           INTEREST RATE FOR THE NOTES OFFERED BY THIS PRICING
CUSIP Number:                    41659EEW3                 SUPPLEMENT WILL BE THREE MONTH LIBOR PLUS 10 BASIS
                                                           POINTS DETERMINED IN ACCORDANCE WITH THE PROVISIONS OF
Agent's Discount:                0.05%                     THIS PRICING SUPPLEMENT AND THE PROSPECTUS SUPPLEMENT
                                                           ON THE SECOND LONDON BANKING DAY IMMEDIATELY
                                                           PRECEDING THE ISSUANCE DATE.
                                                           Base Rate: [ ] CD Rate    [ ] Commercial Paper Rate
                                                                      [ ] CMT Rate   [ ] Federal Funds Rate
                                                                      [X] LIBOR      [ ] Treasury Rate
                                                                      [ ] Prime Rate [ ] Other (See Attached)

                                                           If LIBOR: [ ] LIBOR Reuters Page
Issuance Date:                   MARCH 29, 2006                      [X] LIBOR Telerate Page 3750
                                                                     Designated LIBOR Currency
Stated Maturity Date:            MARCH 15, 2011            If CMT Rate, Telerate Page: [ ] 7051  [ ] 7052
                                                               If 7052: [ ] Weekly Average  [ ] Monthly Average
Initial Interest Payment Date:  JUNE 15, 2006              Designated CMT Maturity Index:
</TABLE>

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       14
<PAGE>

<TABLE>
<S>                        <C>                               <C>
                                                             Interest Reset Dates:     QUARTERLY
Interest Payment Frequency: QUARTERLY                        Initial Interest Reset Date:  JUNE 15, 2006
                                                             Index Maturity:  THREE MONTHS
Specified Currency:         U.S. DOLLARS
                                                             Interest Rate Determination Dates:  AS SPECIFIED IN THE
                                                             PROSPECTUS SUPPLEMENT FOR THE INDICATED BASE RATE.
Regular Record Dates:       15 DAYS PRIOR TO AN INTEREST     Spread:   + 10 BASIS POINTS   Spread Multiplier:  N/A
                            PAYMENT DATE:
                                                             Maximum Interest Rate:  NONE
Day Count Convention:       ACTUAL/360                       Minimum Interest Rate:  NONE
                                                             Floating Rate/Fixed Rate Note:  [ ] Yes  [X] No. If yes:
                                                                Fixed Rate:  N/A
Computation of Interest:  AS SPECIFIED IN THE PROSPECTUS        Fixed Rate Commencement Date: N/A
          SUPPLEMENT FOR THE INDICATED BASE RATE             Inverse Floating Rate Note [   ] Yes [X] No.  If yes,
                                                                Fixed Interest Rate:  N/A
Authorized Denominations: $1,000 INCREMENTS.                 Sinking Fund:  NONE.

Optional Redemption:  Yes [ ]   No [X]                       Calculation Agent:  JPMORGAN CHASE BANK, N.A.
  Optional Redemption Date: N/A
  Initial Redemption Percentage: N/A                         Exchange Rate Agent:  N/A
  Annual Percentage Reduction:   N/A
  Redemption may be:      [ ] In whole only.                 Securities Exchange Listing: NONE.
                          [ ] In whole or in part.
                                                             Additional Amounts to be Paid: [ ] Yes [X] No
Optional Repayment:  [ ] Yes [X] No
     Optional Repayment Dates:  N/A                          Discount Note: [ ] Yes  [X] No   If Yes:
                                                             Total Amount of Discount:  N/A
                                                              Yield to Maturity:  N/A
Amortizing Note: [ ] Yes (See attached) [X] No
                                                             Other Provisions Relating to the Notes: NONE.
Agents: LEHMAN BROTHERS

Special Tax Considerations: NONE.

                           INFORMATION RELATING TO THE FUNDING AGREEMENT

Funding Agreement Provider: HARTFORD LIFE INSURANCE          Type of Interest Rate: [ ] Fixed [X] Floating
                            COMPANY
                                                             If Fixed Rate Funding Agreement:    Interest Rate:

Funding Agreement:          FA-406033                        If Floating Rate Funding Agreement Initial Interest Rate: THE
                                                             INITIAL INTEREST RATE FOR THE NOTES OFFERED BY THIS PRICING
Contract Payment:           $100,000,015                     SUPPLEMENT WILL BE THREE MONTH LIBOR PLUS 10 BASIS
                                                             POINTS, DETERMINED IN ACCORDANCE WITH THE PROVISIONS OF
Deposit Amount :            $99,950,015                      THIS PRICING SUPPLEMENT AND THE PROSPECTUS SUPPLEMENT
(if different from Contract Payment)                         ON THE SECOND LONDON BANKING DAY IMMEDIATELY
                                                             PRECEDING THE ISSUANCE DATE.

                                                             Base Rate: [ ] CD Rate    [ ] Commercial Paper Rate
                                                                        [ ] CMT Rate   [ ] Federal Funds Rate
                                                                        [X] LIBOR      [ ] Treasury Rate
                                                                        [ ] Prime Rate [ ] Other (See Attached)

                                                                If LIBOR:  [ ] LIBOR Reuters Page
Effective Date:             MARCH 29, 2006                                 [X] LIBOR Telerate Page 3750
                                                             Designated LIBOR Currency: U.S. DOLLARS
</TABLE>

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       15
<PAGE>

<TABLE>
<S>                            <C>                           <C>
Stated Maturity Date:          MARCH 15, 2011                  If CMT Rate, Telerate Page:  [ ] 7051  [ ] 7052
                                                               If 7052:  [ ] Weekly Average  [ ] Monthly Average
Initial Interest Payment Date: JUNE 15, 2006                 Designated CMT Maturity Index:
                                                             Interest Reset Frequency:     QUARTERLY
Interest Payment Frequency:    QUARTERLY                     Initial Interest Reset Date:  JUNE 15, 2006
                                                             Index Maturity:  THREE MONTHS
Specified Currency:            U.S. DOLLARS                  Interest Rate Determination Date:  AS SPECIFIED IN THE
                                                                 PROSPECTUS SUPPLEMENT FOR THE INDICATED BASE RATE.

Day Count Convention:          ACTUAL/360                    Spread:   + 10  BASIS POINTS    Spread Multiplier: N/A
                                                             Maximum Interest Rate:    NONE
                                                             Minimum Interest Rate:    NONE
                                                             Floating Rate/Fixed Rate Funding Agreement:  [ ] Yes  [X] No
Computation of Interest: AS SPECIFIED IN THE PROSPECTUS        If yes:      Fixed Rate:  N/A
           SUPPLEMENT FOR THE INDICATED BASE RATE.                          Fixed Rate Commencement Date:   N/A

                                                             Inverse Floating Rate Funding Agreement: [ ] Yes [X] No
Optional Redemption:  Yes [ ] No [X]                           If yes:      Fixed Interest Rate:  N/A
Optional Redemption Date: NONE
     Initial Redemption Percentage: N/A                      Amortizing Funding Agreement: [ ] Yes (See attached)
     Annual Percentage Reduction:   N/A                                                    [X] No
     Redemption may be:  [ ]  In whole only.
                         [ ]  In whole or in part.           Discount Funding Agreement: [ ] Yes [X] No. If yes:
                                                                      Total Amount of Discount:  N/A
Optional Repayment: [ ] Yes [X] No                                    Yield to Maturity:  N/A
  Optional Repayment Dates:  N/A
                                                             Additional Amounts to be Paid: [ ] Yes [X] No
Other Provisions Relating to the Funding Agreement:  NONE.
                                                             Special Tax Considerations:  NONE.

Note: The Opinion regarding the enforceability of the Funding Agreement and the related Consent of Counsel for Hartford Life
Insurance Company is given by John F. Kennedy, Associate Counsel.
</TABLE>

                    INFORMATION PERTAINING TO THE RATINGS OF
                       THE NOTES AND THE FUNDING AGREEMENT

It is anticipated that, as of March 29, 2006, the Notes will be rated by the
indicated rating agencies as follows:

                  Standard & Poor's:  AA-            Moody's: Aa3
                  A.M. Best: aa-                     Fitch: AA

The Moody's rating also extends to the Program under which the Notes are issued.

It is anticipated that, as of March 29, 2006, the Funding Agreement will be
rated by the indicated rating agencies as follows:

                  Standard & Poor's:  AA-            Moody's: Aa3
                  A.M. Best: aa-                     Fitch: AA

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       16
<PAGE>

                                  EXHIBIT B

                        RATINGS; REQUIRED DELIVERIES

RATINGS:

In connection with Section 1.1.3 of the Distribution Agreement, the Program
under which the Notes are issued, as well as the Notes, are anticipated to be
rated Aa3 by Moody's and the Notes are rated AA- by S&P. In connection with
Section 1.3.10 of the Distribution Agreement, the Company's financial strength
rating is Aa3 by Moody's, AA- by S&P, aa- by A.M. Best, and AA by Fitch.

REQUIRED DELIVERIES:

Pursuant to Section 4.1, 4.2 and/or 4.5 of the Distribution Agreement the
following opinions, negative assurances and/or comfort letter are required to be
delivered on the Issuance Date (as defined in the Omnibus Instrument):

None.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       17
<PAGE>

                                  EXHIBIT C

                    STANDARD DISTRIBUTION AGREEMENT TERMS

                               WITH RESPECT TO

                         HARTFORD LIFE GLOBAL FUNDING

                 SECURED MEDIUM-TERM NOTES AND INCOMENOTES(SM)

                          DATED AS OF MARCH 22, 2006

                      STANDARD DISTRIBUTION AGREEMENT TERMS

        This document constitutes Standard Distribution Agreement Terms which
are incorporated by reference in the Distribution Agreement included in the
omnibus instrument through which certain of the documents related to the
issuance of the Notes are executed (the "OMNIBUS INSTRUMENT"), dated as of the
date set forth therein (the "DISTRIBUTION AGREEMENT"), by and among the Trust,
Hartford Life Insurance Company (the "COMPANY"), and each Agent specified in the
Distribution Agreement.

        These Standard Distribution Agreement Terms shall be of no force and
effect unless and until incorporated by reference into, and then only to the
extent not modified by, the Distribution Agreement.

        The following terms and provisions shall govern the terms of the
distribution of the Notes issued by the Trust, subject to such other terms and
provisions expressly adopted in the Distribution Agreement.

        Capitalized terms not otherwise defined in these Standard Distribution
Agreement Terms shall have their respective meanings ascribed to them in the
Distribution Agreement.

        In connection with the Hartford Life Global Funding Program (the
"PROGRAM") arranged by Bear Stearns & Co. Inc., as arranger, the Company has
authorized the issuance and sale of a funding agreement to the Trust in order to
secure the Notes issued to the Agent(s) pursuant to the terms of the
Distribution Agreement.

        The Notes are to be issued pursuant to the Indenture. The Trust shall
issue only the Notes. The Trust will use the net proceeds from the sale of the
Notes to purchase a funding agreement (the "FUNDING AGREEMENT") from the
Company. The Notes will be secured by the Funding Agreement which will be
assigned by the Trust to the Indenture

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       18
<PAGE>

Trustee on behalf of the holders of the Notes pursuant to the Indenture. In
connection with the sale of the Notes, the Trust will prepare a Pricing
Supplement (the "PRICING SUPPLEMENT") including or incorporating by reference a
description of the terms of the Notes, the terms of the offering and a
description of the Trust.

        Subject to the terms and conditions contained in the Distribution
Agreement, the Company and the Trust hereby (1) appoint only Bear, Stearns & Co.
Inc. as purchasing agent (the "PURCHASING AGENT"); and (2) appoint the
Purchasing Agent and/or such other parties specified in the Pricing Supplement
(the Purchasing Agent and each such party, an "AGENT") for the purpose of
purchasing and selling the Notes. For purposes of the Distribution Agreement,
all references to any Agent shall be deemed to include the Purchasing Agent.

        The Distribution Agreement specifies terms and conditions on which the
Notes may be sold by the Trust to the Agent(s) as principal for resale to
investors.

        The Company has made the requisite filings with the Securities and
Exchange Commission (the "COMMISSION") pursuant to the Securities Exchange Act
of 1934, as amended (the "1934 ACT"), and the rules and regulations of the
Commission under the 1934 Act (the "1934 ACT REGULATIONS"). The Company has
filed with the Commission a (a) registration statement on Form S-3 relating to
the registration of the Notes of the Trust and the Funding Agreement under the
Securities Act of 1933, as amended (the "1933 ACT"), (b) the related prospectus
dated April 15, 2005 covering all notes to be offered under the Program (the
"BASE PROSPECTUS"), (c) the prospectus supplement to the Base Prospectus dated
May 5, 2005 covering the notes offered under the Institutional Program (the
"INSTITUTIONAL PROSPECTUS SUPPLEMENT" and, together with the Base Prospectus,
the "INSTITUTIONAL PROSPECTUS") and (d) the prospectus supplement to the Base
Prospectus dated May 5, 2005 covering the Notes offered under the
INCOMENOTES(sm) Program (the "INCOMENOTES(sm) PROSPECTUS SUPPLEMENT" and,
together with the Base Prospectus, the "INCOMENOTES(sm) PROSPECTUS"). Such
registration statement has been declared effective by the Commission and the
Indenture has been duly qualified under the Trust Indenture Act of 1939, as
amended (the "1939 ACT") and the rules and regulations of the Commission under
the 1939 Act (the "1939 ACT REGULATIONS"), and the Company has filed such
post-effective amendments thereto as may be required prior to the Trust's
acceptance of any offer for the purchase of Notes and each such post-effective
amendment has been declared effective by the Commission. Such registration
statement (as so amended, if applicable) is referred to herein as the
"REGISTRATION STATEMENT"; and the final prospectus and all applicable amendments
or supplements thereto (including the applicable final prospectus supplement and
Pricing Supplement relating to the offering of the Notes), in the form first
furnished to the Agent(s) for use in confirming sales of the Notes, are
collectively referred to herein as the "PROSPECTUS"; PROVIDED, HOWEVER, that all
references to the "Registration Statement", and the "Prospectus" shall also be
deemed to include all documents incorporated therein by reference pursuant to
the 1934 Act; PROVIDED, FURTHER, that if the Company files a post-effective
amendment to the Registration Statement with the Commission pursuant to Rule
462(b) of the rules and regulations of the Commission under the 1933 Act (the
"1933 Act Regulations") (the "RULE 462(b) REGISTRATION

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       19
<PAGE>

STATEMENT") or files a registration statement containing a combined prospectus
pursuant to Rule 429 of the 1933 Act Regulations (the "RULE 429 REGISTRATION
STATEMENT"), then, after such filing, all references to the "Registration
Statement" shall also be deemed to include the Rule 462(b) Registration
Statement or the Rule 429 Registration Statement, as applicable. A "PRELIMINARY
PROSPECTUS" shall be deemed to refer to any prospectus and any prospectus
supplement used before the Registration Statement became effective and any
prospectus and any prospectus supplement furnished by the Company or the Trust
after the Registration Statement became effective and before the Time of Sale
(as defined below) with respect to the Notes which, pursuant to Rule 430B,
omitted information to be included upon pricing in a form of prospectus and
prospectus supplement filed with the Commission pursuant to Rule 424(b) of the
1933 Act Regulations.

        The term "FREE WRITING PROSPECTUS" has the meaning set forth in Rule 405
of the 1933 Act Regulations. The term "TIME OF SALE PROSPECTUS" means (1) with
respect to the offer and sale of any series of notes under the Institutional
Program, the Institutional Prospectus and (2) with respect to the offer and sale
of any series of notes under the IncomeNotes(sm) Program, the IncomeNotes(sm)
Prospectus, in each case, as amended or supplemented from time to time prior to
the Time of Sale and together with any preliminary prospectus or preliminary
pricing supplement relating to the offer and sale of such series of Notes prior
to the Time of Sale, any Pricing Supplement relating to the offer and sale of
such Series of Notes filed or used prior to the Time of Sale, any Final Term
Sheet (as defined in Section 4.1 hereof) relating to the offer and sale of such
Notes and each Free Writing Prospectus in the form, furnished to the Agent(s) by
the Company or approved by the Company for use prior to the Time of Sale. "TIME
OF SALE" means the time or date set forth in the applicable Distribution
Agreement. For purposes of the Distribution Agreement, all references to the
Registration Statement, Prospectus, Time of Sale Prospectus, Free Writing
Prospectus, Pricing Supplement or preliminary prospectus or to any amendment or
supplement thereto shall be deemed to include any copy filed with the Commission
pursuant to its Electronic Data Gathering, Analysis and Retrieval system
("EDGAR").

        All references in the Distribution Agreement to financial statements and
schedules and other information which is "disclosed", "contained", "included" or
"stated" (or other references of like import) in the Registration Statement,
Prospectus, Time of Sale Prospectus, Free Writing Prospectus, Pricing Supplement
or preliminary prospectus shall be deemed to include all such financial
statements and schedules and other information which is incorporated by
reference in the Registration Statement, Prospectus, Time of Sale Prospectus,
Free Writing Prospectus, Pricing Supplement or preliminary prospectus, as the
case may be; and all references in the Distribution Agreement to amendments or
supplements to the Registration Statement, Prospectus, Time of Sale Prospectus,
Free Writing Prospectus, Pricing Supplement or preliminary prospectus shall be
deemed to include the filing of any document under the 1934 Act which is
incorporated by reference in the Registration Statement, Prospectus, Time of
Sale Prospectus, Free Writing Prospectus, Pricing Supplement or preliminary
prospectus, as the case may be.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       20
<PAGE>

                                   SECTION 1.

           REPRESENTATIONS AND WARRANTIES OF THE TRUST AND THE COMPANY

        1.1     REPRESENTATIONS AND WARRANTIES OF THE TRUST AND THE COMPANY.
Each of the Trust and the Company jointly and severally represents and warrants
(i) to each Agent (a) as of the date hereof, (b) as of the date that the
Registration Statement became effective (the "INITIAL EFFECTIVE DATE") and (c)
as of any time that the Registration Statement or the Prospectus shall be
amended or supplemented (with respect to the Registration Statement, a
"SUBSEQUENT EFFECTIVE DATE") and (ii) to each applicable Agent, (a) as of the
Time of Sale, (b) as of the date the Notes are delivered in exchange for payment
(the "SETTLEMENT DATE") and (c) as of the new effective date as determined
pursuant to Rule 430B(f)(2) of the 1933 Act Regulations with respect to the
Notes (the "NOTE EFFECTIVE DATE" and together with the Initial Effective Date
and any Subsequent Effective Date, the "REGISTRATION STATEMENT EFFECTIVE DATE")
(each of the times referenced above being referred to herein as a
"REPRESENTATION DATE") as follows:

                1.1.1   NO FILINGS OR REGULATORY APPROVALS. Other than as set
        forth or contemplated in the Time of Sale Prospectus, no filing with, or
        approval, authorization, consent, license, registration, qualification,
        order or decree of, any court or governmental authority or agency, is
        necessary or required for the issuance and sale of the Notes by the
        Trust, except such as have been previously made, obtained or rendered,
        as applicable, and except such consents, approvals, authorizations,
        registrations, qualifications, orders or decrees as may be required
        under the 1933 Act or the 1939 Act or under state or foreign securities
        or blue sky laws or any rules or regulations of any securities exchange.

                1.1.2   INVESTMENT COMPANY ACT. The Trust is not, and upon the
        issuance and sale of the Notes as herein contemplated and the
        application of the net proceeds therefrom as described in the Time of
        Sale Prospectus will not be, required to register as an "investment
        company" within the meaning of the Investment Company Act of 1940, as
        amended (the "1940 ACT").

                1.1.3   RATINGS. The Program under which the Notes are issued,
        as well as the Notes, as applicable, are rated Aa3 by Moody's Investors
        Service, Inc. or its successor ("MOODY'S") and AA- by Standard & Poor's
        Ratings Services, a division of The McGraw-Hill Companies, Inc. or its
        successor ("S&P") (Moody's and S&P are referred to herein as the
        "Ratings Agencies" and each a "RATINGS AGENCY"), or such other rating as
        to which the Company or the Trust shall have most recently notified the
        Agent(s) pursuant to Section 2.3.5 hereof and set forth in the Omnibus
        Instrument. Except as otherwise disclosed to the Agent(s), no public
        announcement has been made by a Ratings Agency that it has under
        surveillance or review, with possible negative implications, its rating
        of the Program, the Notes or any notes issued pursuant to the
        Registration Statement, as applicable, or has withdrawn its rating of
        the Program, the Notes or any notes issued pursuant to the Registration
        Statement, as applicable.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       21
<PAGE>

                1.1.4   LISTING. If specified in the Pricing Supplement, the
        Notes described in such Pricing Supplement shall be listed on the
        securities exchange designated in the Pricing Supplement.

        1.2     REPRESENTATIONS AND WARRANTIES OF THE TRUST. The Trust
represents and warrants to each Agent as of each Representation Date as follows:

                1.2.1   DUE FORMATION AND GOOD STANDING OF THE TRUST. The Trust
        is a statutory trust, duly formed under Delaware law pursuant to the
        Trust Agreement (the "TRUST AGREEMENT") between Wilmington Trust
        Company, as Trustee (the "DELAWARE TRUSTEE") and AMACAR Pacific
        Corporation, as administrator and trust beneficial holder, and the
        filing of a certificate of trust with the Delaware Secretary of State,
        which is validly existing and in good standing as a statutory trust
        under the laws of the State of Delaware.

                1.2.2   NO MATERIAL CHANGES. Since the respective dates as of
        which information is given in the Registration Statement and the Time of
        Sale Prospectus, except as otherwise stated therein, (A) there has been
        no event or occurrence that would reasonably be expected to have a
        material adverse effect on the condition (financial or otherwise) of the
        Trust or on the power or ability of the Trust to perform its obligations
        under the Distribution Agreement, the Indenture, the Notes, the Trust
        Agreement, the Funding Agreement, the Administrative Services Agreement
        (the "ADMINISTRATION AGREEMENT"), between the Delaware Trustee, on
        behalf of the Trust, and AMACAR Pacific Corporation, as administrator
        (the "ADMINISTRATOR") or the License Agreement (the "LICENSE AGREEMENT")
        between the Trust and Hartford Fire Insurance Company, or to consummate
        the transactions to be performed by it as contemplated in the Time of
        Sale Prospectus (a "TRUST MATERIAL ADVERSE EFFECT") and (B) there have
        been no transactions entered into by the Trust, other than those related
        to the Program or in the ordinary course of business, which are material
        with respect to the Trust.

                1.2.3   AUTHORIZATION OF AGREEMENTS. The Distribution Agreement,
        the Indenture, the Notes, the Administration Agreement and the License
        Agreement have been or will be duly authorized, executed and delivered
        by the Trust. Assuming that each party to the Distribution Agreement,
        the Indenture, the Administration Agreement, the License Agreement and
        the Trust Agreement, other than the Trust, has duly authorized, executed
        and delivered each such agreement, then the Distribution Agreement, the
        Indenture, the Administration Agreement, the License Agreement and the
        Trust Agreement will each be a valid and legally binding agreement of
        the Trust enforceable against the Trust in accordance with its terms,
        except (A) as enforcement thereof may be limited by bankruptcy,
        insolvency, reorganization, moratorium or other similar laws affecting
        the enforcement of creditors' rights generally or by general equitable
        principles (regardless of whether enforcement is considered in a
        proceeding in equity or at law), (B) that no representation or warranty
        is made with respect to the enforceability of the indemnification and
        contribution provided for in Section

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       22
<PAGE>

        7 hereof and (C) except as enforcement thereof may be limited by
        requirements that a claim with respect to any Notes issued under the
        Indenture that are payable in a foreign or composite currency (or a
        foreign or composite currency judgment in respect of such claim) be
        converted into U.S. dollars at a rate of exchange prevailing on a date
        determined pursuant to applicable law or by governmental authority to
        limit, delay or prohibit the making of payments outside the United
        States. The Notes have been duly authorized by the Trust for offer,
        sale, issuance and delivery pursuant to the Distribution Agreement and
        when issued, authenticated and delivered in the manner provided for in
        the Indenture and delivered against payment of the consideration
        therefor, will constitute valid and legally binding obligations of the
        Trust, enforceable against the Trust in accordance with their terms,
        except (1) as enforcement thereof may be limited by bankruptcy,
        insolvency, reorganization, moratorium or other similar laws affecting
        the enforcement of creditors' rights generally or by general equitable
        principles (regardless of whether enforcement is considered in a
        proceeding in equity or at law) and (2) except as enforcement thereof
        may be limited by requirements that a claim with respect to any Notes
        issued under the Indenture that are payable in a foreign or composite
        currency (or a foreign or composite currency judgment in respect of such
        claim) be converted into U.S. dollars at a rate of exchange prevailing
        on a date determined pursuant to applicable law or by governmental
        authority to limit, delay or prohibit the making of payments outside the
        United States. Subject to the exceptions set forth in the preceding
        sentence, the Notes when executed by the Trust and issued authenticated
        and delivered in the manner provided for in the Indenture and delivered
        against payment of the consideration therefor, will be entitled to the
        benefits of the Indenture.

                1.2.4   ABSENCE OF DEFAULTS AND CONFLICTS. (A) The execution,
        delivery and performance of the Distribution Agreement, the Indenture,
        the Notes, the Funding Agreement, the Administration Agreement, the
        License Agreement and any other agreement or instrument entered into or
        issued or to be entered into or issued by the Trust in connection with
        the issuance of the Notes and the transactions contemplated thereby, (B)
        the performance of the Trust Agreement (all agreements and instruments
        referenced in clauses (A) and (B) above are referred to herein as the
        "ISSUANCE DOCUMENTS"), (C) the consummation of the transactions
        contemplated in the Time of Sale Prospectus (including the issuance and
        sale of the Notes and the use of proceeds therefrom as described in the
        Time of Sale Prospectus) and (D) the compliance by the Trust with its
        obligations under the Issuance Documents, do not and will not constitute
        a breach, violation or default which (1) gives the holder of any note,
        debenture or other evidence of indebtedness (or any person acting on
        such holder's behalf) the right to require the repurchase, redemption or
        repayment of all or a portion of such indebtedness by the Trust, or (2)
        results in the creation or imposition of any lien, charge or encumbrance
        upon any assets, properties or operations of the Trust pursuant to, any
        contract, indenture, mortgage, loan or credit agreement, note, lease or
        other agreement or instrument to which the Trust is a party or by which
        it may be bound

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       23
<PAGE>

        or to which any of the property or assets of the Trust is subject, nor
        will such action result in any violation of the Trust's Certificate of
        Trust or the Trust Agreement and the Trust is not in default in the
        performance or observance of any applicable law, statute, rule,
        regulation, judgment, order, writ or decree of any government,
        government instrumentality or court, domestic or foreign, having
        jurisdiction over the Trust or any of its assets, properties or
        operations; PROVIDED, that no representation or warranty is made with
        respect to compliance with law of the Funding Agreement to the extent
        that the source of the funds used by the Trust to purchase such Funding
        Agreement renders such funds, or any property or investment acquired
        with such funds, subject to governmental seizure or other penalty under
        the USA Patriot Act of 2001, as amended (the "USA PATRIOT ACT");
        PROVIDED, FURTHER that in the case of clause (1) of this Section 1.2.4,
        this representation and warranty shall not extend to such repurchase,
        redemption or repayment that would not result in a Trust Material
        Adverse Effect and in the case of clause (2) of this Section 1.2.4, this
        representation and warranty shall not extend to such lien, charges or
        encumbrances or any violations or defaults that would not result in a
        Trust Material Adverse Effect.

                1.2.5   BENEFICIAL INTEREST. The beneficial interest of the
        Trust when issued will be duly authorized and, when registered in the
        Securities Register (as defined in the Trust Agreement) in accordance
        with the provisions of the Trust Agreement, will be a valid and legally
        binding obligation of the Trust, enforceable in accordance with its
        terms, except as enforcement thereof may be limited by bankruptcy,
        insolvency, reorganization, conservatorship, receivership or similar
        laws affecting creditors' rights generally or by general equitable
        principles (regardless of whether enforcement is considered in a
        proceeding in equity or at law).

                1.2.6   NO PROCEEDINGS. There is no action, suit, proceeding or
        investigation pending of which the Trust has received notice or service
        of process, or before or brought by any court or governmental agency or
        body, or to the knowledge of the Trust threatened, against the Trust or
        its assets which is required to be disclosed in the Registration
        Statement and the Time of Sale Prospectus (other than as disclosed
        therein).

        1.3     REPRESENTATIONS AND WARRANTIES OF THE COMPANY. The Company
represents and warrants to each Agent as of each Representation Date as follows:

                1.3.1   DUE INCORPORATION, GOOD STANDING AND DUE QUALIFICATION
        OF THE COMPANY AND SIGNIFICANT SUBSIDIARIES. The Company, and each
        significant subsidiary (as such term is defined in Rule 1-02 of
        Regulation S-X promulgated under the 1933 Act) that is an operating
        company, if any (each, a "SIGNIFICANT SUBSIDIARY"), is duly incorporated
        and validly existing as a corporation in good standing under the laws of
        the jurisdiction of its incorporation with corporate power and authority
        to own its properties and to conduct its business as described in the
        Time of Sale Prospectus; each of the Company and each Significant

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       24
<PAGE>

        Subsidiary is duly qualified as a foreign corporation to transact
        business and is in good standing in each jurisdiction in which such
        qualification is required, except where the failure to so qualify would
        result in a Company Material Adverse Effect (defined below). Since the
        respective dates as of which information is given in the Registration
        Statement and the Time of Sale Prospectus, except as otherwise stated
        therein, there has been no event or occurrence that would reasonably be
        expected to have a material adverse effect on the condition (financial
        or otherwise) of the Company and its subsidiaries considered as one
        enterprise or on the power or ability of the Company to perform its
        obligations under any of the Issuance Documents or to consummate the
        transactions to be performed by it as contemplated in the Time of Sale
        Prospectus (a "COMPANY MATERIAL ADVERSE EFFECT").

                1.3.2   REGISTRATION STATEMENT; PROSPECTUS; TIME OF SALE
        PROSPECTUS; FREE WRITING PROSPECTUS. The Company meets the requirements
        for use of Form S-3 under the 1933 Act. The Company is not an
        "ineligible issuer" as that term is defined in Rule 405 of the 1933 Act
        Regulations (i) during any period beginning with the first BONA FIDE
        offer of the Notes and ending on the Settlement Date (the "OFFERING
        PERIOD"), and (ii) at any time other than during the Offering Period, at
        the time of the use of a Free Writing Prospectus, if any. The
        Registration Statement, filed with the Commission pursuant to the 1933
        Act, as of the Initial Effective Date, did not and, as of any Note
        Effective Date or Subsequent Effective Date, will not contain any untrue
        statement of a material fact or omit to state a material fact required
        to be stated therein or necessary to make the statements therein not
        misleading. Each Prospectus filed with the Commission pursuant to the
        1933 Act and the 1933 Act Regulations, complied when so filed in all
        material respects with the 1933 Act and the 1933 Act Regulations. The
        Registration Statement, each Prospectus and each Time of Sale Prospectus
        comply and, as amended or supplemented, if applicable, will comply in
        all material respects with the 1933 Act and the 1933 Act Regulations. As
        of the Time of Sale, the Time of Sale Prospectus, will not contain any
        untrue statement of a material fact or omit to state a material fact
        necessary in order to make the statements therein, in the light of the
        circumstances under which they were made, not misleading. The Company
        makes no representations or warranties as to (A) that part of the
        Registration Statement which shall constitute the Statement of
        Eligibility (Form T-1) under the 1939 Act of the Indenture Trustee or
        (B) any statements in or omissions from the Registration Statement, any
        Prospectus or any Time of Sale Prospectus made in reliance on and in
        conformity with written information provided by the Agent(s) to the
        Trust or to the Company expressly for use in the Registration Statement,
        any Prospectus, any Time of Sale Prospectus or any amendment or
        supplement thereto.

                1.3.3   COMPANY FINANCIAL STATEMENTS. The consolidated financial
        statements (including the related notes but excluding the supporting
        schedules) included or incorporated by reference in the Registration
        Statement, the

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       25
<PAGE>

        Prospectus and the Time of Sale Prospectus present fairly in all
        material respects the consolidated financial position, results of
        operations and cash flows of the entities purported to be shown thereby,
        at the dates and for the periods indicated and have been prepared in
        accordance with United States generally accepted accounting principles
        applied on a consistent basis throughout the periods indicated and
        conform in all material respects with the 1933 Act, except as otherwise
        noted therein; and the supporting schedules, selected financial data and
        the summary financial data included or incorporated by reference in the
        Registration Statement when considered in relation to such financial
        statements taken as a whole, present fairly in all material respects the
        information required to be stated therein.

                1.3.4   AUTHORIZATION OF THE DISTRIBUTION AGREEMENT AND THE
        FUNDING AGREEMENT. The Distribution Agreement has been, and the Funding
        Agreement when issued will be, duly authorized, executed and delivered
        by the Company and, assuming that each party to the Distribution
        Agreement and the Funding Agreement, other than the Company, has duly
        authorized executed and delivered such agreement, then the Distribution
        Agreement and the Funding Agreement will each be a valid and legally
        binding agreement of the Company, enforceable against the Company in
        accordance with its terms, except (A) as enforcement thereof may be
        limited by bankruptcy, insolvency, reorganization, moratorium or other
        similar laws affecting the enforcement of creditors' rights generally or
        by general equitable principles (regardless of whether enforcement is
        considered in a proceeding in equity or at law), (B) that no
        representation or warranty is made with respect to the enforceability of
        the indemnification and contribution provided for in Section 7 hereof
        and (C) that no representation or warranty is made with respect to the
        enforceability of the Funding Agreement to the extent that the source of
        the funds used by the Trust to purchase such Funding Agreement renders
        such funds, or any property or investment acquired with such funds,
        subject to governmental seizure or other penalty under the USA Patriot
        Act.

                1.3.5   NO PROCEEDINGS. There is no action, suit, proceeding or
        investigation pending of which the Company has received notice or
        service of process, or before or brought by any court or governmental
        agency or body, or to the knowledge of the Company threatened, against
        the Company which is required to be disclosed in the Registration
        Statement or the Time of Sale Prospectus (other than as disclosed
        therein).

                1.3.6   ABSENCE OF DEFAULTS AND CONFLICTS. Neither the Company
        nor any of its Significant Subsidiaries is in violation of the
        provisions of its charter or by-laws or in default in the performance or
        observance of any obligation, agreement, covenant or condition contained
        in any contract, indenture, mortgage, deed of trust, loan or credit
        agreement, note, lease or other agreement or instrument to which the
        Company or any of its Significant Subsidiaries is a party or by which it
        or any of them may be bound or to which any of the property or assets of
        the Company or any of its Significant Subsidiaries is subject
        (collectively, "COMPANY

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       26
<PAGE>

        AGREEMENTS AND INSTRUMENTS"), except for such defaults that would not
        result in a Company Material Adverse Effect; the execution, delivery and
        performance of the Distribution Agreement, the Funding Agreement and any
        other agreement or instrument entered into or issued or to be entered
        into or issued by the Company in connection with the transactions
        contemplated in the Time of Sale Prospectus, the consummation of the
        transactions contemplated in the Time of Sale Prospectus and the
        compliance by the Company with its obligations thereunder have been duly
        authorized by all necessary corporate action and do not and will not
        constitute a breach, violation or default (A) which gives the holder of
        any note, debenture or other evidence of indebtedness (or any person
        acting on such holder's behalf) the right to require the repurchase,
        redemption or repayment of all or a portion of such indebtedness by the
        Company or any of its Significant Subsidiaries, or (B) of any statute or
        any order, rule or regulation of any court or governmental agency or
        body having jurisdiction over the Company or any of its properties,
        except for such breaches, violations or defaults under subsections (A)
        or (B) immediately above that would not result in a Company Material
        Adverse Effect; PROVIDED, that no representation or warranty is made
        with respect to compliance with law of the Funding Agreement to the
        extent that the source of the funds used by the Trust to purchase such
        Funding Agreement renders such funds, or any property or investment
        acquired with such funds, subject to governmental seizure or other
        penalty under the USA Patriot Act.

                1.3.7   LICENSES AND PERMITS. Each of the Company and the
        Significant Subsidiaries has all necessary consents, licenses,
        authorizations, approvals, exemptions, orders, certificates and permits
        (collectively, the "COMPANY GOVERNMENTAL LICENSES") of and from, and has
        made all filings and declarations (collectively, the "COMPANY
        GOVERNMENTAL FILINGS") with, all Federal, state, local and other
        governmental authorities, all self-regulatory organizations and all
        courts and other tribunals, necessary to own, lease, license and use its
        properties and assets and to conduct its business in the manner
        described in the Time of Sale Prospectus, except where the failure to
        have such Company Governmental Licenses or to make such Company
        Governmental Filings would not, individually or in the aggregate, result
        in a Company Material Adverse Effect. All such Company Governmental
        Licenses and Company Governmental Filings are in full force and effect,
        except to the extent that any such failure to be in full force and
        effect would not result, singly or in the aggregate, in a Company
        Material Adverse Effect. The Company and the Significant Subsidiaries
        are in compliance with such Company Governmental Licenses and neither
        the Company nor any of the Significant Subsidiaries has received any
        notice of any inquiry, investigation or proceeding that would reasonably
        be expected to result in the suspension, revocation or limitation of any
        such Company Governmental Licenses or otherwise impose any limitation on
        the conduct of the business of the Company or any of the Significant
        Subsidiaries, except as set forth in the Time of Sale Prospectus or to
        the extent that any such failure to be in compliance, suspension,

                   Hartford Life Global Funding Trust 2006-033
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<PAGE>

        revocation or limitation would not, singly or in the aggregate, result
        in a Company Material Adverse Effect.

                1.3.8   FILINGS AND REGULATORY APPROVALS. Other than as set
        forth or contemplated in the Time of Sale Prospectus, no filing with or
        approval, authorization, consent, license, registration, qualification,
        order or decree of any governmental authority or agency, is necessary or
        required for the issuance and sale of the Funding Agreement by the
        Company, except such as have been previously made, obtained or rendered,
        as applicable, and except such consents, approvals, authorizations,
        registrations, qualifications, orders or decrees as may be required
        under the 1933 Act or the 1939 Act or under state or foreign securities
        or blue sky laws or any rules or regulations of any securities exchange.

                1.3.9   INVESTMENT COMPANY ACT. The Company is not, and upon the
        issuance and sale of the Notes as herein contemplated and the
        application of the net proceeds therefrom as described in the Time of
        Sale Prospectus will not be, required to register as an "investment
        company" within the meaning of the 1940 Act.

                1.3.10  RATINGS. The Company's financial strength rating is Aa3
        by Moody's and AA- by S&P, or such other rating as to which the Company
        shall have most recently notified the Agent(s) pursuant to Section 2.3.5
        hereof and set forth in the Omnibus Instrument. Except as otherwise
        disclosed to the Agent(s) no public announcement has been made by a
        Ratings Agency that it has under surveillance or review, with possible
        negative implications, its rating of the financial strength of the
        Company or has withdrawn its rating of the financial strength of the
        Company.

                1.3.11  ABSENCE OF DEFAULT UNDER THE FUNDING AGREEMENT. To the
        Company's knowledge there exists no event or circumstance which does or
        may (with the passing of time, the giving of notice, the making of any
        determination or any combination thereof) be reasonably expected to
        constitute an event of default under any outstanding funding agreement
        issued in connection with the Registration Statement.

                1.3.12  INCORPORATED DOCUMENTS. The documents incorporated or
        deemed to be incorporated by reference in the Time of Sale Prospectus,
        at the time they were or hereafter are filed with the Commission,
        complied and will comply in all material respects with the requirements
        of the 1934 Act and the 1934 Act Regulations.

                1.3.13  INDEPENDENT ACCOUNTANTS. The accountants who certified
        the financial statements and any supporting schedules thereto included
        in the Registration Statement and the Time of Sale Prospectus are
        independent public accountants as required by the 1933 Act and the 1933
        Act Regulations.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       28
<PAGE>

                1.3.14  CONFORMITY OF ISSUANCE DOCUMENTS. The statements
        relating to the Issuance Documents contained in the Time of Sale
        Prospectus conform and will conform in all material respects to the
        Issuance Documents and the Issuance Documents are substantially in the
        form filed or incorporated by reference, as the case may be, as exhibits
        to the Registration Statement, to the extent so filed or incorporated by
        reference.

        1.3     Any certificate signed by the Administrator or any authorized
officer of the Delaware Trustee and delivered to the Agent(s) or Sidley Austin
LLP, as legal counsel to the Agent(s), or any other legal counsel selected by
the Agent(s) (or the bookrunning lead manager(s), in the case of a syndicated
issue) to replace such previous legal counsel (the "AGENT APPROVED COUNSEL") in
connection with the sale of Notes to the Agent(s) shall be deemed a
representation and warranty by the Trust to such Agent(s) as to the matters
covered thereby on the date of such certificate. Any certificate signed by any
authorized officer of the Company and delivered to the Agent(s) or the Agent
Approved Counsel in connection with the sale of Notes to the Agent(s) shall be
deemed a representation and warranty by the Company to such Agent(s) as to the
matters covered thereby on the date of such certificate.

                                   SECTION 2.

                     COVENANTS OF THE TRUST AND THE COMPANY

        2.1     COVENANTS OF THE TRUST AND THE COMPANY. In further consideration
of the Agent's agreements herein contained, the Trust and the Company jointly
and severally covenant and agree with each Agent as follows:

                2.1.1   PREPARATION OF PRICING SUPPLEMENTS. The Trust and the
        Company will prepare a Pricing Supplement with respect to the Notes sold
        to the Agent(s) in a form previously agreed to by the Agent(s). The
        Trust and the Company will use their reasonable best efforts to deliver
        such Pricing Supplement no later than 11:00 a.m., New York City time, on
        the business day following the Time of Sale of such Notes and will file
        such Pricing Supplement pursuant to the applicable subparagraph of Rule
        424(b) of the 1933 Act Regulations.

                2.1.2   BLUE SKY QUALIFICATIONS. Subject to Section 3.9, below,
        the Trust and the Company shall take reasonable efforts to establish and
        maintain the qualification of the Notes for offer and sale under the
        securities blue sky laws of such jurisdictions as the Agent(s) (or the
        bookrunning lead manager(s), in the case of a syndicated issue) shall
        reasonably request; PROVIDED, HOWEVER, that if either the Trust or the
        Company, in its reasonable judgment, determines that such qualification
        in a particular jurisdiction would cause an undue burden, its sole
        obligation is to so advise the Agent(s) (or the bookrunning lead
        manager(s), in the case of a syndicated issue); and PROVIDED FURTHER,
        HOWEVER, that the Trust and the Company shall not be obligated to file
        any general consent to service of process

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       29
<PAGE>

        or to qualify as a foreign corporation or a dealer in securities in any
        jurisdiction in which it is not so qualified or to subject itself to
        taxation in respect of doing business in any jurisdiction in which it is
        not otherwise so subject.

                2.1.3   LISTING. The Trust and the Company, with the assistance
        of the Agent(s) (or the bookrunning lead manager(s), in the case of a
        syndicated issue), shall use reasonable efforts to obtain and maintain
        approval for the listing of the Notes of at least one trust issued
        pursuant to the Registration Statement on a national securities exchange
        as defined in Section 18(a)(3)(B) of the 1933 Act until such time as
        none of the notes issued pursuant to the Registration Statement are
        outstanding.

                2.1.4   DEPOSITORY TRUST COMPANY. The Trust and the Company
        shall assist the Agent(s) in arranging to cause the Notes to be eligible
        for settlement through the facilities of The Depository Trust Company.

                2.1.5   SECURITY INTEREST. As required by the Indenture, the
        Trust pursuant to the Indenture, will create, in favor of the Indenture
        Trustee, for the benefit of the holders of the Notes, a first priority
        perfected security interest in the Collateral (as defined in the
        Indenture), under New York law or the law of such other applicable
        jurisdiction whose law governs such perfection, non-perfection or
        priority.

        2.2     COVENANTS OF THE TRUST. In further consideration of the Agent's
agreements herein contained, the Trust covenants and agrees with each Agent as
follows:

                2.2.1   NOTICE OF AMENDMENT TO THE INDENTURE OR THE TRUST
        AGREEMENT. The Trust will give the Agent(s) at least seven (7) days'
        prior notice in writing of any proposed amendment to the Indenture or
        the Trust Agreement and, except in accordance with the applicable
        provisions of the Indenture or the Trust Agreement, not make or permit
        to become effective any amendment to the Indenture or the Trust
        Agreement.

                2.2.2   AUTHORIZATION TO ACT ON BEHALF OF THE TRUST. The Trust
        will, from time to time, after receiving a written request from an
        Agent, deliver to the Agent(s) a certificate as to the names and
        signatures of those persons authorized to act on behalf of the Trust in
        relation to the Program if such information has changed.

                2.2.3   USE OF PROCEEDS. The Trust will use the net proceeds
        received by it from the issuance and sale of the Notes in the manner
        specified in the Time of Sale Prospectus.

                2.2.4   NOTICE OF MEETINGS. The Trust will furnish to the
        Agent(s), at the same time as it is dispatched, a copy of any notice of
        any meeting of the holders

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       30
<PAGE>

        of Notes which is called to consider any matter which is material in the
        context of the Trust.

        2.3     COVENANTS OF THE COMPANY. In further consideration of the
Agent's agreements herein contained, the Company covenants and agrees with each
Agent as follows:

                2.3.1   FILING OR USE OF AMENDMENTS. The Company will give the
        Agent(s) advance notice of their intention to file or prepare any
        additional registration statement with respect to the registration of
        additional notes to be issued pursuant to the Registration Statement,
        any amendment or supplement to the Registration Statement or any
        amendment or supplement to the prospectus included in the Registration
        Statement at the time it became effective or to the Prospectus or the
        Time of Sale Prospectus (other than an amendment or supplement thereto
        providing solely for the determination of the variable terms of the
        notes to be issued pursuant to the Registration Statement), whether
        pursuant to the 1933 Act the 1934 Act, or otherwise, will furnish to the
        Agent(s) copies of any such document a reasonable amount of time prior
        to such proposed filing or use, as the case may be, and will afford the
        Agent Approved Counsel a reasonable opportunity to comment on any such
        proposed filing prior to such proposed filing.

                2.3.2   DELIVERY OF THE REGISTRATION STATEMENT. The Company will
        furnish to the Agent(s) and Agent Approved Counsel, without charge, one
        conformed copy of the Registration Statement as originally filed and of
        each amendment thereto (including exhibits filed therewith or
        incorporated by reference therein and documents incorporated or deemed
        to be incorporated by reference therein) and copies of all consents and
        certificates of experts. The Registration Statement and each amendment
        thereto furnished to an Agent will be identical in all material respects
        to any electronically transmitted copies thereof filed with the
        Commission pursuant to EDGAR, except to the extent permitted by
        Regulation S-T.

                2.3.3   DELIVERY OF THE PROSPECTUS AND THE TIME OF SALE
        PROSPECTUS. The Company will deliver to each Agent, without charge, as
        many copies of any Preliminary Prospectus as such Agent may reasonably
        request, and the Company hereby consents to the use of such copies for
        purposes permitted by the 1933 Act. The Company will furnish to each
        Agent, without charge, such number of copies of the Time of Sale
        Prospectus (as amended or supplemented) as such Agent may reasonably
        request. It is hereby acknowledged that the Company intends to rely on
        the provisions of Rule 172 of the 1933 Act Regulations with respect to
        delivery of the Prospectus. The Company will furnish to each Agent,
        without charge, such number of copies of the Prospectus (as amended or
        supplemented) as such Agent may reasonably request to meet its
        obligations under the 1933 Act and the 1933 Act Regulations. The
        Prospectus and any amendments or supplements thereto furnished to such
        Agent will be identical in all material respects to any

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       31
<PAGE>

        electronically transmitted copies thereof filed with the Commission
        pursuant to EDGAR, except to the extent permitted by Regulation S-T.

                2.3.4   REVISIONS OF PROSPECTUS; MATERIAL CHANGES. If at any
        time when the delivery of the Prospectus shall be required by law in
        connection with the sale of the Notes, in the opinion of Agent Approved
        Counsel, counsel for the Company or counsel for the Trust, either (A)
        any event shall have occurred as a result of which the Registration
        Statement or the Prospectus, as then amended or supplemented, would
        include any untrue statement of a material fact, or omit to state any
        material fact necessary in order to make the statements therein, in the
        light of the circumstances under which they were made, not misleading or
        (B) for any other reason it shall be necessary to amend or supplement
        the Registration Statement or the Prospectus, as then amended or
        supplemented, in order to comply with the 1933 Act or the 1933 Act
        Regulations, as applicable, the Company will (1) notify the Agent(s) to
        suspend the solicitation of offers to purchase Notes and if notified by
        the Company, the Agent(s) shall forthwith suspend such solicitation and
        cease using the Prospectus as then amended or supplemented and (2)
        promptly prepare and file with the Commission such amendment or
        supplement to the Registration Statement or the Prospectus which will
        correct such statement or omission or effect such compliance and will
        provide to the Agent(s) without charge a reasonable number of copies
        thereof, which the Agent(s) shall use thereafter.

                2.3.5   NOTICE OF CERTAIN EVENTS. The Company will notify the
        Agent(s) promptly (but in no event later than one business day), and
        confirm such notice in writing, as applicable, of (A) with respect to
        its filings with the Commission under the 1934 Act, (i) the
        effectiveness of any post-effective amendment to the Registration
        Statement or the filing of any amendment or supplement to the Prospectus
        (other than any amendment or supplement thereto providing solely for the
        determination of the variable terms of notes offered pursuant to the
        Registration Statement), (ii) the receipt of any comments from the
        Commission during the period commencing on and including the Time of
        Sale continuing to and including the Settlement Date, with respect to
        the Registration Statement, the Prospectus or the Time of Sale
        Prospectus, (iii) any request by the Commission for any amendments to
        such filings or for additional information, (iv) the issuance by the
        Commission or any state of any stop order or trading suspension which
        suspends the effectiveness of such filings, or of the initiation of any
        proceedings for that purpose or (v) any action whereby the Company
        becomes the subject of a proceeding under Section 8A of the 1933 Act or
        any proceeding in connection with the offering of the Notes or (B) any
        change in the rating assigned by any Ratings Agency to any debt
        securities or financial strength of the Company, the Program, the Notes
        or any notes offered pursuant to the Registration Statement or the
        withdrawal by any Ratings Agency of its rating of any debt securities or
        the financial strength of the Company, the Program, the Notes or any
        notes offered pursuant to the Registration Statement. The Company will
        use reasonable best

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
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<PAGE>

        efforts to prevent the issuance of any stop order and, if any stop order
        is issued, to obtain the lifting thereof unless, in the reasonable
        judgment of the Company, such effort is not warranted.

                2.3.6   OUTSTANDING AGGREGATE PRINCIPAL AMOUNT OF NOTES. The
        Company will promptly (but in no event later than one business day),
        upon request by an Agent, notify such Agent of the aggregate principal
        amount of notes issued pursuant to the Registration Statement from time
        to time outstanding under the Program in their currency of denomination
        and (if so requested) expressed in United States dollars. For the
        purpose of determining the aggregate principal amount of such notes
        outstanding (A) the principal amount of notes issued pursuant to the
        Registration Statement, denominated in a currency other than United
        States dollars shall be converted into United States dollars using the
        spot rate of exchange for the purchase of the relevant currency against
        payment of United States dollars being quoted by the Paying Agent (as
        defined in the Indenture) on the date on which the relevant notes issued
        pursuant to the Registration Statement were initially offered, (B) any
        notes issued pursuant to the Registration Statement which provide for an
        amount less than the principal amount thereof to be due and payable upon
        redemption following an Event of Default as defined in the Indenture in
        respect of such notes, shall have a principal amount equal to their
        redemption amount, (C) any zero coupon (and any other notes issued
        pursuant to the Registration Statement issued at a discount or premium)
        shall have a principal amount equal to their price to the public and (D)
        the currency in which any notes issued pursuant to the Registration
        Statement are payable, if different from the currency of their
        denomination, shall be disregarded.

                2.3.7   EARNINGS STATEMENT. The Company will file such reports
        pursuant to the 1934 Act and the 1934 Act Regulations, as are necessary
        in order to make generally available to its security holders as soon as
        practicable an earning statement within the meaning of Rule 158 under
        the 1933 Act Regulations for the purposes of, and to provide the
        benefits contemplated by the last paragraph of Section 11(a) of the 1933
        Act.

                2.3.8   1933 ACT AND 1934 ACT REPORTING REQUIREMENTS. The
        Company, during the Offering Period, will file all documents required to
        be filed with the Commission pursuant to the 1933 Act and the 1934 Act
        within the time periods prescribed by the 1933 Act and the 1933 Act
        Regulations and the 1934 Act and the 1934 Act Regulations, respectively.

                2.3.9   AUTHORIZATION TO ACT ON BEHALF OF THE COMPANY. The
        Company will, from time to time, after receiving a written request from
        an Agent, deliver to the Agent(s) a certificate as to the names and
        signatures of those persons authorized to act on behalf of the Company
        in relation to the Program if such information has changed.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       33
<PAGE>

                2.3.10  USE OF PROCEEDS. The Company will use the net proceeds
        received by it from the issuance and sale of the Funding Agreement in
        the manner specified in the Time of Sale Prospectus.

                2.3.11  RESTRICTIONS ON ISSUANCE OF FUNDING AGREEMENTS. The
        Company shall not issue or agree to issue, during the period commencing
        on the date of the Distribution Agreement and continuing to and
        including the Settlement Date with respect to the Notes, any funding
        agreement or similar agreement for the purpose of supporting the
        issuance by a special purpose entity of securities denominated in the
        same currency or substantially similar to the Notes, in each case,
        without the prior written consent of the Agent(s).

                2.3.12  REVISIONS OF TIME OF SALE PROSPECTUS. If any event shall
        occur or condition shall exist as a result of which it is necessary, in
        the opinion of Agent Approved Counsel, counsel for the Company or
        counsel for the Trust, to amend or supplement the Time of Sale
        Prospectus being used to solicit offers to buy Notes in writing in order
        that such Time of Sale Prospectus will not include an untrue statement
        of a material fact or omit to state a material fact necessary in order
        to make the statements therein, in the light of the circumstances under
        which they were made, not misleading, or if it shall be necessary, in
        the opinion of such counsel, to amend or supplement such Time of Sale
        Prospectus in order to comply with the requirements of the 1933 Act or
        the 1933 Act Regulations, the Company shall give immediate notice,
        confirmed in writing, to each of the applicable Agents, and the Company
        will promptly prepare and, if applicable, file with the Commission,
        subject to Section 2.3.1 hereof, such amendment or supplement as may be
        necessary to correct such statement or omission or to make such Time of
        Sale Prospectus comply with such requirements and the Company will
        furnish to the applicable Agents, without charge, such number of copies
        of such amendment or supplement as the applicable Agents may reasonably
        request.

        2.4     SUSPENSION OF CERTAIN OBLIGATIONS. After the completion of the
distribution of Notes by the Agent(s), the Company and the Trust, as applicable,
shall not be required to comply with the provisions of Section 2.3.3, Section
2.3.4 or Section 2.3.5.

                                   SECTION 3.

                   APPOINTMENT OF AGENTS; PURCHASES OF NOTES

        3.1     APPOINTMENT. Subject to the terms and conditions stated herein,
the Trust and Company hereby agree that the Notes will be sold to the Agent(s)
as principal pursuant to the terms of the Distribution Agreement. The Trust and
the Company agree that, other than the Purchasing Agent pursuant to Section 3.5
hereof, each will not appoint any other agents, dealers or underwriters in
connection with the placement of the Notes.

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       34
<PAGE>

        3.2     ARM'S-LENGTH TRANSACTION. Each of the Company and the Trust
acknowledge and agree that (i) the purchase and sale of Notes pursuant to the
Distribution Agreement, including the determination of the public offering price
of the Notes and any related discounts and commissions, is an arm's-length
commercial transaction between each of the Company and the Trust, on the one
hand, and the Purchasing Agent and/or Agent(s), on the other hand, (ii) in
connection with the offering contemplated hereby and the process leading to such
transaction the Purchasing Agent and each Agent is and has been acting solely as
a principal and is not the agent or fiduciary of the Company, the Trust or any
of their respective employees, (iii) neither the Purchasing Agent, nor any Agent
has assumed or will assume an advisory or fiduciary responsibility in favor of
the Company or the Trust with respect to the offering contemplated hereby or the
process leading thereto (irrespective of whether such Purchasing Agent or Agent
has advised or is currently advising the Company or the Trust on other matters)
and neither the Purchasing Agent nor any Agent has any obligation to the Company
or the Trust with respect to any offering contemplated hereby except the
obligations expressly set forth in the Distribution Agreement or the Omnibus
Instrument, (iv) the Purchasing Agent, the Agent(s) and their respective
affiliates may be engaged in a broad range of transactions that involve
interests that differ from those of the Company and the Trust, and (v) the
Purchasing Agent and the Agent(s) have not provided any legal, accounting,
regulatory or tax advice with respect to any offering contemplated hereby and
the Company and the Trust have consulted their own legal, accounting, regulatory
and tax advisors to the extent they deemed appropriate.

        3.3     RETAIL NOTES. In connection with the issuance of notes described
in the prospectus supplement for the Hartford Life Global Funding
IncomeNotes(SM) program (the "RETAIL NOTES") as amended and supplemented and
included in the Registration Statement, such Retail Notes shall be issued and
sold only to the Purchasing Agent, as principal. All issuances and sales of
Retail Notes to the Purchasing Agent shall be subject to the terms of the
Distribution Agreement, unless the Trust, the Company and the Purchasing Agent
otherwise agree in writing.

        3.4     INSTITUTIONAL NOTES. In connection with the issuance of notes
described in the prospectus supplement for the Hartford Life Global Funding
Secured Medium-Term Note program (the "INSTITUTIONAL NOTES"), as amended and
supplemented and included in the Registration Statement, nothing in the
Distribution Agreement shall be construed to limit or restrict the ability of
the Trust to issue and sell Institutional Notes directly to any Agent or to any
other underwriter pursuant to a distribution agreement other than the
Distribution Agreement; PROVIDED, that the terms of such other distribution
agreement shall be no more favorable to such underwriter than the Distribution
Agreement.

        3.5     PURCHASES AS PRINCIPAL. The sale of the Notes to an Agent shall
be made in accordance with the terms of the Distribution Agreement. The
agreement of the Agent(s) to purchase Notes shall be deemed to have been made on
the basis of the representations, warranties, covenants and agreements of the
Trust and the Company herein contained and shall be subject to the terms and
conditions herein set forth. In connection with the resale of the Notes
purchased, without the consent of the Trust and Company, Agents are not

                   Hartford Life Global Funding Trust 2006-033
                               Omnibus Instrument
                                       35
<PAGE>

authorized to appoint sub-agents or to engage the service of any other broker or
dealer; PROVIDED, HOWEVER, that in connection with the resale of the Retail
Notes, the Purchasing Agent may appoint any sub-agent or engage the service of
any other broker or dealer without the consent of the Trust or the Company, so
long as any such broker or dealer engaged has entered into a Master Selected
Dealer Agreement substantially in the form attached hereto as Exhibit A.

        3.6     PURCHASES AT DISCOUNT. Unless otherwise specified in the
Distribution Agreement, each purchase of Retail Notes by the Purchasing Agent
shall be at a discount from the principal amount of each such Retail Note
equivalent to the applicable percentage set forth in Schedule 1 hereto. Unless
otherwise specified in the Distribution Agreement, each purchase of
Institutional Notes by any Agent shall be at a discount from the principal
amount of each such Institutional Note equivalent to the applicable percentage
set forth in Schedule 2 hereto.

        3.7     ACTION BY TRUST OR COMPANY. The Agent(s) are aware that other
than registering the Notes under the 1933 Act, the filing of required reports
under the 1934 Act and the actions required pursuant to Section 2.1.3, no action
has been or will be taken by the Trust or the Company that would permit the
offer or sale of the Notes or the possession or distribution of the Prospectus
or any other offering material relating to the Notes in any jurisdiction where
action for that purpose is required.

        3.8     AGGREGATE OFFERING LIMITATION. The Company shall not issue
funding agreements to trusts organized under the Program to support the issuance
of notes with an aggregate initial offering price in excess of the aggregate
initial offering price of notes registered pursuant to the Registration
Statement. The Agent(s) shall have no responsibility for maintaining records
with respect to the aggregate initial offering price of notes sold, and of
otherwise monitoring the availability of notes for sale, under the Registration
Statement.

        3.9     ACKNOWLEDGEMENT. The Company, the Trust and each Agent
acknowledge that they understand that (A) the form of the Funding Agreement has
only been filed and approved by the Insurance Departments in the State of
Connecticut and the State of Delaware, (B) the Notes have not been registered as
securities under any state's securities laws, in reliance on the exemption set
forth in Section 18 of the 1933 Act, and if the Trust, the Company or any Agent
learns of any action by any state's insurance or securities regulatory body (or
of any change in state insurance laws or regulations) which creates a material
risk that the sale of Notes in such state may violate the insurance or
securities laws of such state, the Trust or the Company shall advise Agents of
such risks and may direct the Agent(s) to cease all sales of Notes in the
affected states and, absent such direction, any Agent may elect to cease sales
of Notes in any or all affected states, PROVIDED, that such Agent shall notify
the Company and the Trust of such election, and (C) the Company and the Trust
instruct the Agent(s) to solicit offers to purchase Notes only as permitted or
contemplated in the Prospectus or in the Distribution Agreement and as permitted
by the 1933 Act and the applicable securities laws or regulations of any
jurisdiction.

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        3.10    ADMINISTRATIVE PROCEDURES. Administrative procedural details
relating to the issuance and delivery of the Notes, and related matters, may be
set forth in written administrative procedures (the "ADMINISTRATIVE PROCEDURES")
agreed to and accepted by the parties to the Issuance Documents. If previously
so agreed to and accepted, such Administrative Procedures shall apply to the
transactions contemplated hereunder and shall serve to define the administrative
agreements of the parties. Notwithstanding the foregoing, if the terms of the
Administrative Procedures conflict in any manner with the terms of any Issuance
Document, as to such conflicting term, the relevant Issuance Document shall
govern.

        3.11    MISCELLANEOUS. For purposes of the Distribution Agreement (other
than Section 3.2 and Section 3.3), all references to Notes shall be deemed to
include the Retail Notes and the Institutional Notes.

                                   SECTION 4.

                          FREE WRITING PROSPECTUSES

        4.1     FINAL TERM SHEET. (A) The Company covenants and agrees to (1)
review and (subject to such changes deemed appropriate by the Company and the
Agent(s)) approve, at the reasonable request of the Agent(s) in connection with
the offer and sale of Institutional Notes, a final term sheet prepared by the
Agent(s) (as so approved, the "FINAL TERM SHEET") reflecting the final terms of
such Notes, and (2) file such Final Term Sheet pursuant to Rule 433 of the 1933
Act Regulations and (B) if the Notes are Institutional Notes, the Agent(s)
covenant and agree to convey the Final Term Sheet to the purchasers of such
Institutional Notes prior to the Time of Sale.

        4.2     DELIVERY AND USE OF FREE WRITING PROSPECTUSES BY AGENTS. In
connection with the offer and sale of the Notes, each Agent covenants and agrees
that, except as otherwise provided in the Distribution Agreement, it will
furnish the Company with each proposed Free Writing Prospectus, other than a
Free Writing Prospectus including only information set forth in a Final Term
Sheet filed pursuant to Rule 433 of the 1933 Act Regulations, that (i) is
required to be filed pursuant to Rule 433(d) of the 1933 Act Regulations or (ii)
is or will be a part of the Time of Sale Prospectus relating to or to be used in
connection with the offer and sale of the Notes to be prepared by or on behalf
of such Agent before its first use and will not use any such Free Writing
Prospectus to which the Company objects. It is understood that an Agent's
obligation to furnish any such form shall be deemed satisfied if another Agent
has so furnished such form. Each Agent covenants and agrees that it will use a
Free Writing Prospectus prepared by or on behalf of such Agent only if such Free
Writing Prospectus complies with the requirements of the 1933 Act and the 1933
Act Regulations.

        4.3     FREE WRITING PROSPECTUSES OF THE COMPANY AND THE TRUST. In
connection with the offer and sale of the Notes, each of the Company and the
Trust represents, warrants, covenants and agrees that, without the prior consent
of the Agent(s), it has not

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made and will not make any offer relating to the Notes or the related Funding
Agreement that would constitute a Free Writing Prospectus required to be filed
pursuant to Rule 433 of the 1933 Act Regulations except for any Final Term Sheet
or as identified to the Agents in writing; PROVIDED that to the extent that no
Agent is involved in an offer and sale of any Series of Notes, no such prior
consent shall be required.

        4.4     DISTRIBUTION OF FREE WRITING PROSPECTUSES. Each Agent covenants
and agrees that it will not distribute any Free Writing Prospectus used or
referred to by such Agent in a manner reasonably designed to lead to its broad
unrestricted dissemination; provided, that such covenant and agreement shall not
apply to any such Free Writing Prospectus forming part of the Time of Sale
Prospectus or any such Free Writing Prospectus approved by the Company for broad
unrestricted dissemination.

        4.5     NO CONFLICTING INFORMATION. In connection with the offer and
sale of the Notes, any Free Writing Prospectus (i) that is required to be filed
pursuant to Rule 433(d) of the 1933 Act Regulations (including any Final Term
Sheet), (ii) that is or will be a part of the Time of Sale Prospectus relating
to or to be used in connection with such offer and sale of the Notes or (iii)
the use of which has been consented to by the applicable Agent(s) pursuant to
Section 4.3 hereof is referred to herein as a "PERMITTED FREE WRITING
PROSPECTUS". Each of the Company and the Trust represents, warrants, covenants
and agrees that each Permitted Free Writing Prospectus, as of its first date of
use and at all subsequent times through the completion of the public offer and
sale of the Notes or until any earlier date that the issuer of such Permitted
Free Writing Prospectus notified or gives notice to the Agent(s) in accordance
with Section 4.6 hereof, did not and does not include any information that
conflicted or conflicts with the information contained in the Registration
Statement, the applicable Time of Sale Prospectus or the Prospectus; provided,
however, that no representation, warranty, covenant or agreement is made with
respect to information contained in or omissions from such Permitted Free
Writing Prospectus based upon and in conformity with written information
furnished to the Company by the applicable Agent(s) specifically for use
therein. Each Agent represents, warrants, covenants and agrees that it shall not
prepare and disseminate any Free Writing Prospectus that contains information
that conflicts with the information contained in the Registration Statement, the
applicable Time of Sale Prospectus or the applicable Prospectus.

        4.6     FURTHER ASSURANCES. Each of the Company and the Trust covenants
and agrees that if at any time following issuance of a Permitted Free Writing
Prospectus any event or development occurred or occurs as a result of which such
Permitted Free Writing Prospectus conflicted or conflicts with the information
in the Registration Statement, any applicable Time of Sale Prospectus or the
Prospectus or included or includes an untrue statement of a material fact or
omitted or omits to state any material fact necessary in order to make the
statements therein, in the light of the circumstances under which they were
made, not misleading, the Company will give prompt notice thereof to the
Agent(s) and, if requested by the Agent(s), will prepare and furnish without
charge to each Agent a Permitted Free Writing Prospectus or other document that
will correct such conflict, statement or omission. In the event that such
conflict, misstatement or omission is based

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upon and in conformity with written information furnished to the Company by the
applicable Agent(s) specifically for use therein, the applicable Agent(s) shall
use reasonable best efforts to assist the Company in updating such previously
furnished written information.

        4.7     COPIES. The Company will deliver to each Agent, without charge,
such number of copies of each Free Writing Prospectus prepared by or on behalf
of or used or referred to by the Company as each such Agent may reasonably
request. To the extent applicable, each such document furnished to the Agent(s)
will be identical to any electronically transmitted copies thereof filed with
the Commission pursuant to EDGAR, except to the extent permitted by Regulation
S-T.

                                   SECTION 5.

                        CONDITIONS OF AGENT'S OBLIGATIONS

        Each Agent's obligations hereunder are subject to the following
conditions:

        5.1     OPINIONS. On the Settlement Date for the first notes issued
under the Program (the "Initial Settlement Date") and, if applicable, on the
first Settlement Date following each anniversary of the Initial Settlement Date,
except as otherwise indicated in the Distribution Agreement or otherwise agreed
among the Company, the Trust and the Agent(s), the Company and the Trust shall
have made available to the Agent(s) or the Agent(s) shall have received the
following legal opinions, dated as of such Settlement Date and in form and
substance satisfactory to the Agent(s) (which shall be the bookrunning lead
manager(s) in the case of a syndicated issue):

                5.1.1   OPINION OF INTERNAL COUNSEL FOR THE COMPANY. The opinion
        of Internal Counsel for the Company to the effect set forth in Exhibit B
        hereto and to such further effect as the Agent(s) may reasonably
        request;

                5.1.2   OPINION OF COUNSEL FOR THE COMPANY CONCERNING CERTAIN
        CONNECTICUT INSOLVENCY MATTERS. The opinion of Robinson & Cole LLP,
        Connecticut counsel for the Company or other external counsel reasonably
        satisfactory to the Agent(s) (or the bookrunning lead manager(s), in the
        case of a syndicated issue) to the effect set forth in Exhibit C hereto
        and to such further effect as the Agent(s) may reasonably request;

                5.1.3   OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN
        FEDERAL SECURITIES MATTERS. The opinion of Agent Approved Counsel to the
        effect set forth in Exhibit D hereto and to such further effect as the
        Agent(s) may reasonably request;

                5.1.4   OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN NEW
        YORK LAW MATTERS. The opinion of Agent Approved Counsel to the effect
        set forth in

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        Exhibit E hereto and to such further effect as the Agent(s) may
        reasonably request;

                5.1.5   OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN NEW
        YORK SECURITY INTEREST MATTERS. The opinion of Agent Approved Counsel to
        the effect set forth in Exhibit F hereto and to such further effect as
        the Agent(s) may reasonably request;

                5.1.6   OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN TAX
        MATTERS. The opinion of Agent Approved Counsel to the effect set forth
        in Exhibit G hereto and to such further effect as the Agent(s) may
        reasonably request;

                5.1.7   MEMORANDUM OF AGENT APPROVED COUNSEL CONCERNING CERTAIN
        INSURANCE MATTERS. The memorandum of Agent Approved Counsel to the
        effect set forth in Exhibit H hereto and to such further effect as the
        Agent(s) may reasonably request; PROVIDED, that this memorandum shall
        only be issued on September 9, 2004;

                5.1.8   OPINION OF AGENT APPROVED COUNSEL CONCERNING CERTAIN
        INSURANCE MATTERS. The opinion of Agent Approved Counsel to the effect
        set forth in Exhibit I hereto and to such further effect as the Agent(s)
        may reasonably request; PROVIDED, that this opinion shall only be issued
        on September 9, 2004;

                5.1.9   OPINION OF COUNSEL FOR THE TRUST. The opinion of
        Richards, Layton & Finger P.A. or other external counsel reasonably
        satisfactory to the Agent(s) (or the bookrunning lead manager(s), in the
        case of a syndicated issue), as counsel for the Trust, to the effect set
        forth in Exhibit J hereto and to such further effect as the Agent(s) may
        reasonably request;

                5.1.10  OPINION OF COUNSEL FOR THE DELAWARE TRUSTEE. The opinion
        of Richards, Layton & Finger P.A. or other external counsel reasonably
        satisfactory to the Agent(s) (or the bookrunning lead manager(s), in the
        case of a syndicated issue), as counsel for the Delaware Trustee, to the
        effect set forth in Exhibit K hereto and to such further effect as the
        Agent(s) may reasonably request;

                5.1.11  OPINION OF COUNSEL FOR THE TRUST CONCERNING DELAWARE
        SECURITY INTEREST MATTERS. The opinion of Richards, Layton & Finger P.A.
        or other external counsel reasonably satisfactory to the Agent(s) (or
        the bookrunning lead manager(s), in the case of a syndicated issue), as
        counsel for the Delaware Trustee, to the effect set forth in Exhibit L
        hereto and to such further effect as the Agent(s) may reasonably
        request;

                5.1.12  OPINION OF COUNSEL FOR THE ADMINISTRATOR. The opinion of
        Tannenbaum Helpern Syracuse & Hirschtritt LLP or other external counsel
        reasonably satisfactory to the Agent(s) (or the bookrunning lead
        manager(s), in

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        the case of a syndicated issue), as counsel for the Administrator, to
        the effect set forth in Exhibit M hereto and to such further effect as
        the Agent(s) may reasonably request;

                5.1.13  OPINION OF COUNSEL FOR THE INDENTURE TRUSTEE. The
        opinion of Cravath, Swaine & Moore LLP or other external counsel
        reasonably satisfactory to the Agent(s) (or the bookrunning lead
        manager(s), in the case of a syndicated issue), as counsel for the
        Indenture Trustee, to the effect set forth in Exhibit N hereto and to
        such further effect as the Agent(s) may reasonably request.

        5.2     NEGATIVE ASSURANCES. On the Initial Settlement Date, on each
date preceding the Settlement Date specified in Section 6.3 hereof, if
applicable, or, in the case of an issuance of Institutional Notes, upon the
request of the Agent(s) (which shall be the bookrunning lead manager(s) in the
case of a syndicated issue) on the Settlement Date, unless otherwise agreed, the
Agent(s) shall have received the following negative assurances, dated as of the
date thereof and in form and substance satisfactory to the Agent(s) (which shall
be the bookrunning lead manager(s) in the case of a syndicated issue and the
Purchasing Agent in the case of an issue of Retail Notes):

                5.2.1   NEGATIVE ASSURANCE OF COMPANY APPROVED COUNSEL. The
        negative assurance letter of Company Approved Counsel (as defined below)
        to the effect set forth in Exhibit O hereto; and

                5.2.2   NEGATIVE ASSURANCE OF AGENT APPROVED COUNSEL. The
        negative assurance letter of Agent Approved Counsel to the effect set
        forth in Exhibit P hereto.

        5.3     COMPANY CERTIFICATE. Unless otherwise agreed, on the Settlement
Date the Agent(s) shall have received a certificate of a vice president of the
Company with responsibility for the funding agreement business dated as of the
date thereof to the effect that (A) to the best of such vice president's
knowledge, there has been no material adverse change in the condition, financial
or otherwise, of the Company and its subsidiaries considered as one enterprise,
whether or not arising in the ordinary course of business, (B) the
representations and warranties of the Company herein contained are true and
correct with the same force and effect as though expressly made at and as of the
date of such certificate, (C) the Company has complied with all agreements and
satisfied all conditions on its part to be performed or satisfied at or prior to
the date of such certificate (except to the extent that such non-compliance has
no material effect on the Company's ability to perform the transactions
contemplated by the Distribution Agreement and the Time of Sale Prospectus) and
(D) no stop order suspending the effectiveness of the Registration Statement has
been issued and no proceedings for that purpose have been instituted, are
pending or, to the best of such person's knowledge, are threatened by the
Commission.

        5.4     TRUST CERTIFICATE. Unless otherwise agreed, on the Settlement
Date the Agent(s) shall have received a certificate of an officer of the
Administrator dated as of

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the date thereof to the effect that (A) to the best of such officer's knowledge,
there has been no material adverse change in the condition, financial or
otherwise, of the Trust, whether or not arising in the ordinary course of
business, (B) the representations and warranties of the Trust herein contained
are true and correct with the same force and effect as though expressly made at
and as of the date of such certificate, (C) the Trust has complied with all
agreements and satisfied all conditions on its part to be performed or satisfied
at or prior to the date of such certificate (except to the extent that such
non-compliance has no material effect on the Trust's ability to perform the
transactions contemplated by the Distribution Agreement and the Time of Sale
Prospectus) and (D) no stop order suspending the effectiveness of the
Registration Statement has been issued and no proceedings for that purpose have
been instituted, are pending or, to the best of such person's knowledge, are
threatened by the Commission.

        5.5     COMFORT LETTER. On the Initial Settlement Date, on each date
preceding the Settlement Date specified in Section 6.4 hereof, if applicable,
or, in the case of an issuance of Institutional Notes, upon the request of the
Agent(s) (or the bookrunning lead manager(s), in the case of a syndicated issue)
on the Settlement Date, unless otherwise agreed, the Agent(s) shall have
received a letter from Deloitte & Touche or its successor, as accountants to the
Company (the "ACCOUNTANTS"), dated as of the date thereof and in form and
substance satisfactory to the Agent(s) (or the bookrunning lead manager(s), in
the case of a syndicated issue) to the effect set forth in Exhibit Q hereto.

        5.6     CONDITIONS TO PURCHASE. The obligations of the Agent(s) to
purchase Notes as principal under the Distribution Agreement are further subject
to the conditions (A) of the accuracy of the representations and warranties, as
of the date on which such representations and warranties were made or deemed to
be made pursuant to Section 1 on the part of the Company and Trust, herein
contained or contained in any certificate of an officer or trustee of the
Company or Trust, respectively, delivered pursuant to the provisions hereof and
the performance and observance by each of the Trust and the Company of its
covenants and other obligations hereunder and (B) that the Registration
Statement has become effective under the 1933 Act and no stop order suspending
the effectiveness of the Registration Statement shall have been issued under the
1933 Act or by any state, and no proceedings for such purpose shall have been
instituted or shall be pending or, to the knowledge of the Company or the Trust,
threatened by the Commission or any state and any request on the part of the
Commission or any state for additional information shall have been complied with
to the reasonable satisfaction of counsel to the Agent(s).

        5.7     NECESSARY DOCUMENTS. Each time the Registration Statement, the
Prospectus, the Institutional Prospectus or the IncomeNotes(sm) Prospectus shall
be amended or supplemented (other than by a pricing supplement) by the filing of
a post-effective amendment with the Commission, including the filing by the
Company of a Form 10-K or Form 10-Q under the Exchange Act, or, if so agreed in
the Distribution Agreement, the Company shall furnish Agent Approved Counsel
with such documents and opinions as may reasonably be required for the purpose
of enabling such Agent Approved Counsel to pass upon the issuance and sale of
Notes as herein contemplated, or in order to evidence

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the accuracy and completeness of any of the representations and warranties, or
the fulfillment of any of the conditions, contained herein; and all proceedings
taken by the Company and the Trust in connection with the issuance and sale of
Notes as herein contemplated shall be reasonably satisfactory in form and
substance to the Agent(s) and Agent Approved Counsel.

        5.8     FAILURE TO SATISFY CONDITIONS. If any condition specified in
this Section 5 shall not have been fulfilled when and as required to be
fulfilled, the Distribution Agreement may be terminated by any Agent (as to
itself only) by notice to the Company and the Trust at any time and any such
termination shall be without liability of any party to any other party except as
provided in Section 12 hereof and except that Section 7, Section 8.2, Section 10
and Section 11 hereof shall survive any such termination and remain in full
force and effect.

                                   SECTION 6.

           REGISTRATION STATEMENT AMENDMENTS; COMPANY PERIODIC REPORTS

        6.1     AFFIRMATION OF REPRESENTATIONS AND WARRANTIES. The execution of
the Distribution Agreement and the delivery of the Notes to an Agent shall be
deemed to be an affirmation that the representations and warranties of the Trust
and the Company made to the Agent(s) and in any certificate theretofore
delivered pursuant hereto are true and correct at the time of such acceptance or
sale, as the case may be, and an undertaking that such representations and
warranties will be true and correct at the time of delivery to the Agent(s) of
the Notes relating to such acceptance or sale as though made at and as of each
such time (and it is understood that such representations and warranties shall
relate to the Registration Statement, the Prospectus and the Time of Sale
Prospectus as amended and supplemented to each such time).

        6.2     SUBSEQUENT DELIVERY OF COMPANY CERTIFICATE AND TRUST
CERTIFICATE. In the event that:

                6.2.1   the Registration Statement, the Institutional Prospectus
        or the IncomeNotes(sm) Prospectus has been amended or supplemented
        (other than (a) by an amendment or supplement providing solely for the
        determination of the variable terms of the notes issued pursuant to the
        Registration Statement or (b) in connection with the filing of any
        report under Section 13 or 15(d) of the 1934 Act) (each, a "REGISTRATION
        STATEMENT AMENDMENT"), or

                6.2.2   the Company has filed, pursuant to the 1934 Act, its
        quarterly report on Form 10-Q or annual report on Form 10-K, as the case
        may be (each, a "COMPANY PERIODIC REPORT"),

        then each of the Company and the Trust shall furnish or cause to be
        furnished to the Agent(s) promptly upon such Registration Statement
        Amendment or

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        Company Periodic Report, as applicable, a certificate dated the date of
        filing or effectiveness of the Registration Statement Amendment, as
        applicable, or the date of the Company Periodic Report, as the case may
        be, in a form reasonably satisfactory to the Agent(s) to the effect that
        the statements contained in the certificates respectively referred to in
        Section 5.2 and Section 5.3 hereof which were last furnished to the
        Agent(s) are true and correct in all material respects at the date of
        filing or effectiveness of the Registration Statement Amendment, as
        applicable, or the date of the Company Periodic Report, as the case may
        be, as though made at and as of such date or, in lieu of such
        certificate, a certificate of substantially the same tenor as the
        certificates referred to in Section 5.2 and Section 5.3 hereof, modified
        as necessary to relate to the Registration Statement Amendment or
        Company Periodic Report to the date of delivery of such certificate.

        6.3     SUBSEQUENT DELIVERY OF NEGATIVE ASSURANCES. In the event of:

                6.3.1   a Registration Statement Amendment, or

                6.3.2   a Company Periodic Report,

then the Company and the Trust shall furnish or cause to be furnished to the
Agent(s), promptly upon such Registration Statement Amendment or Company
Periodic Report, as the case may be, the negative assurance of external counsel
selected by the Company and reasonably satisfactory to the Agent(s) or internal
legal counsel to the Company which shall be at least an Associate Counsel to the
Company (in either case, the "COMPANY APPROVED COUNSEL") and the negative
assurance of Agent Approved Counsel, each dated the date of filing or
effectiveness of such Registration Statement Amendment, as applicable, or the
date of the Company Periodic Report, as the case may be, in form and substance
satisfactory to the Agent(s), of substantially the same tenor as the negative
assurances referred to in Section 5.2.1 and Section 5.2.2 hereof, respectively,
but modified, as necessary, to relate to the Registration Statement and the
Prospectus as amended and supplemented to the time of delivery of such negative
assurance or, in lieu of such negative assurance, counsel last furnishing such
negative assurance to the Agent(s) shall furnish such Agent(s) with a letter
substantially to the effect that the Agent(s) may rely on such last negative
assurance to the same extent as though it was dated the date of such letter
authorizing reliance (except that statements in such last negative assurance
shall be deemed to relate to the Registration Statement and the Prospectus as
amended and supplemented to the time of delivery of such letter authorizing
reliance).

        6.4     SUBSEQUENT DELIVERY OF COMFORT LETTER. In the event of:

                6.4.1   a Registration Statement Amendment, or

                6.4.2   a Company Periodic Report,

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then the  Company  shall  cause the  Accountants  forthwith  to  furnish  to the
Agent(s),  promptly  upon  such  Registration  Statement  Amendment  or  Company
Periodic  Report,  as the case may be, a  letter,  dated  the date of  filing or
effectiveness of such Registration  Statement Amendment,  as applicable,  or the
date of the  Company  Periodic  Report,  as the case may be, in form  reasonably
satisfactory  to the  Agent(s),  of  substantially  the same tenor as the letter
referred  to in Section 5.5 hereof but  modified  to relate to the  Registration
Statement and Prospectus as amended and supplemented to the date of such letter;
PROVIDED HOWEVER, that if the Registration Statement or Prospectus is amended or
supplemented solely to include unaudited  financial  information as of and for a
fiscal  quarter,  the  Accountants  may limit  the  scope of such  letter to the
unaudited financial statements included in such amendment or supplement.

                                   SECTION 7.

                        INDEMNIFICATION AND CONTRIBUTION

        7.1     The Company agrees to indemnify and hold harmless each Agent,
its officers and directors and each person, if any, who controls such Agent
within the meaning of Section 15 of the 1933 Act against any and all loss,
liability, claim, damage and expense whatsoever, as incurred, arising out of an
untrue statement or alleged untrue statement of a material fact contained in the
Registration Statement (or any amendment thereto) or the omission or alleged
omission therefrom of a material fact required to be stated therein or necessary
to make the statements therein not misleading, or arising out of an untrue
statement or alleged untrue statement of a material fact included in any
preliminary prospectus, the Time of Sale Prospectus, the Prospectus (or any
amendment or supplement thereto) or any Permitted Free Writing Prospectus or the
omission or alleged omission therefrom of a material fact necessary in order to
make the statements therein, in light of the circumstances under which they were
made, not misleading; PROVIDED, HOWEVER, that this indemnity does not apply to
(i) any loss, liability, claim, damage or expense to the extent arising out of
an untrue statement or omission or alleged untrue statement or omission made in
reliance upon and in conformity with information furnished to the Company or
Trust in writing by such Agent expressly for use in the Registration Statement
(or any amendment thereto) or any preliminary prospectus, the Time of Sale
Prospectus or the Prospectus (or any amendment or supplement thereto) or any
Permitted Free Writing Prospectus, or (ii) any loss, liability, claim, damage or
expense arising out of any statements in or omissions from that part of the
Registration Statement which constitutes the Statements of Eligibility (Form
T-1) under the 1939 Act of the Indenture Trustee.

        7.2     Each Agent agrees, severally but not jointly, to indemnify and
hold harmless the Company, the Trust and each of their respective directors,
officers and trustees (if applicable) that signed the Registration Statement and
each person, if any, who controls the Company or Trust within the meaning of
Section 15 of the 1933 Act, against any and all loss, liability, claim, damage
and expense described in the indemnity contained in Section 7.1 hereof, as
incurred, but only with respect to untrue statements or omissions,

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or alleged untrue statements or omissions, made in the Registration Statement
(or any amendment thereto) or any Permitted Free Writing Prospectus or any
preliminary prospectus, the Time of Sale Prospectus or the Prospectus (or any
amendment or supplement thereto) in reliance upon and in conformity with
information furnished to the Company or the Trust in writing by such Agent
expressly for use in the Registration Statement (or any amendment thereto) or
such preliminary prospectus, such Time of Sale Prospectus or the Prospectus (or
any amendment or supplement thereto) or any such Permitted Free Writing
Prospectus.

        7.3     Each indemnified party shall give notice as promptly as
reasonably practicable to each indemnifying party of any action commenced
against it in respect of which indemnity may be sought hereunder, but failure to
so notify an indemnifying party shall not relieve such indemnifying party from
any liability hereunder to the extent it is not materially prejudiced as a
result thereof and in any event shall not relieve it from any liability which it
may have otherwise than on account of this indemnity agreement. In the case of
parties indemnified pursuant to Section 7.1 hereof, counsel to the indemnified
parties shall be selected by the Company and, in the case of parties indemnified
pursuant to Section 7.2 hereof, counsel to the indemnified parties shall be
selected by the Agent(s). Counsel to the indemnifying party may, with the
consent of the indemnified party, also be counsel to the indemnified party. In
no event shall the indemnifying parties be liable for fees and expenses of more
than one counsel (in addition to any local counsel) separate from their own
counsel for all indemnified parties in connection with any one action or
separate but similar or related actions in the same jurisdiction arising out of
the same general allegations or circumstances.

        No indemnifying party shall, without the prior written consent of the
indemnified parties, which consent shall not be unreasonably withheld, settle or
compromise or consent to the entry of any judgment with respect to any
litigation, or any investigation or proceeding by any governmental agency or
body, commenced or threatened, or any claim whatsoever in respect of which
indemnification or contribution could be sought under this Section 7 (whether or
not the indemnified parties are actual or potential parties thereto); unless
such settlement, compromise or consent (i) is for monetary damages only, (ii)
includes an unconditional release of each indemnified party from all liability
arising out of such litigation, investigation, proceeding or claim and (iii)
does not include a statement as to or an admission of fault, culpability or a
failure to act by or on behalf of any indemnified party.

        7.4     If the indemnification provided for in Section 7 hereof is for
any reason unavailable to or insufficient to hold harmless an indemnified party
in respect of any losses, liabilities, claims, damages or expenses referred to
therein (other than as provided therein), then each indemnifying party shall
contribute to the aggregate amount of such losses, liabilities, claims, damages
and expenses incurred by such indemnified party, as incurred, (i) in such
proportion as is appropriate to reflect the relative benefits received by the
Company, on one hand, and the Agent(s), on the other hand, from the offering of
the Notes, as the case may be, that were the subject of the claim for
indemnification or (ii) if the allocation provided by clause (i) is not
permitted by applicable law, in such

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proportion as is appropriate to reflect not only the relative benefits referred
to in clause (i) above but also the relative fault of the Company and Trust, on
one hand, and the Agent(s), on the other hand, in connection with the statements
or omissions which resulted in such losses, liabilities, claims, damages or
expenses, as well as any other relevant equitable considerations.

        The relative benefits received by the Company, on the one hand, and the
Agent(s), on the other hand, in connection with the offering of the Notes, as
the case may be, that were the subject of the claim for indemnification shall be
deemed to be in the same respective proportions as the total net proceeds from
the offering of such Notes (before deducting expenses) received by the Trust and
the total discount received by the Agent(s), as the case may be, bears to the
aggregate initial offering price of such Notes.

        The relative fault of the Company and the Trust, on one hand, and the
Agent(s), on the other hand, shall be determined by reference to, among other
things, whether any untrue or alleged untrue statement of a material fact or
omission or alleged omission to state a material fact relates to information
supplied by the Company or the Trust, on one hand, or by the Agent(s), on the
other hand, and the parties' relative intent, knowledge, access to information
and opportunity to correct or prevent such statement or omission.

        The parties agree that it would not be just and equitable if
contribution pursuant to this Section 7.4 were determined by pro rata allocation
(even if the Agent(s) were treated as one entity for such purpose) or by any
other method of allocation which does not take account of the equitable
considerations referred to above in this Section 7.4. The aggregate amount of
losses, liabilities, claims, damages and expenses incurred by an indemnified
party and referred to above in this Section 7.4 shall be deemed to include any
legal or other expenses reasonably incurred by such indemnified party in
investigating, preparing or defending against any litigation, or any
investigation or proceeding by any governmental agency or body, commenced or
threatened, or any claim whatsoever based upon any applicable untrue or alleged
untrue statement or omission or alleged omission.

        Notwithstanding the provisions of this Section 7.4, (i) no Agent shall
be required to contribute any amount in excess of the amount by which the total
price, at which the Notes underwritten by such Agent and distributed to the
public, were offered to the public exceeds the amount of any damages which such
Agent has otherwise been required to pay by reason of any applicable untrue or
alleged untrue statement or omission or alleged omission and (ii) no person
guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of
the 1933 Act) shall be entitled to contribution from any person who was not
guilty of such fraudulent misrepresentation. In addition, in connection with an
offering of Notes purchased from the Trust by two or more Agent(s) as principal,
the respective obligations of such Agent(s) to contribute pursuant to this
Section 7.4 are several, and not joint, in proportion to the aggregate principal
amount of Notes that each such Agent has agreed to purchase from the Trust.

        For purposes of this Section 7.4, each director and officer of an agent
and each person, if any, who "controls," within the meaning of Section 15 of the
1933 Act, an

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Agent, shall have the same rights to contribution as such Agent, and each
director, officer and trustee (if applicable) of the Company or Trust, as
applicable, and each person, if any, who "controls," within the meaning of
Section 15 of the 1933 Act, the Company or Trust, shall have the same rights to
contribution as the Company or Trust, as applicable.

                                   SECTION 8.

                                   TERMINATION

        8.1     TERMINATION OF AGREEMENT TO PURCHASE NOTES AS PRINCIPAL. The
Agent(s) (or the bookrunning lead manager(s), in the case of a syndicated issue)
may terminate any agreement by such Agent(s) (and any other Agent(s), in the
case of a syndicated issue) to purchase Notes immediately upon written notice to
the Trust and the Company, at any time on or prior to the Settlement Date
relating thereto, if (i) there has been, since the time of such agreement or
since the respective dates as of which information is given in the Time of Sale
Prospectus, any material adverse change in the condition, financial or
otherwise, of (1) the Company and its subsidiaries considered as one enterprise,
or (2) the Trust, in each case, whether or not arising in the ordinary course of
business, or (ii) there has occurred any material adverse change in the
financial markets in the United States or any outbreak of hostilities or major
escalation of existing hostilities or other calamity or crisis or any similar
major change or event (including, without limitation, an act of terrorism)
involving a prospective change in national or international political, financial
or economic conditions, in each case the effect of which is such as to make it,
in the reasonable judgment of the Agent(s) (or the bookrunning lead manager(s),
in the case of a syndicated issue) after consultation with the Company,
impracticable to market such Notes or enforce contracts for the sale of such
Notes, (iii) trading in any securities of The Hartford Financial Services Group,
Inc. (the "Corporation"), the Company, or Trust has been suspended or materially
limited by the Commission or The New York Stock Exchange, or if trading
generally on The New York Stock Exchange or the American Stock Exchange or in
the Nasdaq National Market has been suspended or materially limited, in each
case the effect of which is such as to make it, in the reasonable judgment of
the Agent(s) (or bookrunning lead manager(s), in the case of a syndicated issue)
after consultation with the Company, impracticable to market such Notes or
enforce contracts for the sale of such Notes, (iv) a banking moratorium has been
declared by either Federal or New York authorities or a material disruption has
occurred in commercial banking or securities settlement or clearance services in
the United States, in each case the effect of which is such as to make it, in
the reasonable judgment of the Agent(s) (or bookrunning lead manager(s), in the
case of a syndicated issue) after consultation with the Company, impracticable
to market such Notes or enforce contracts for the sale of such Notes or (v) the
rating assigned by any nationally recognized statistical rating organization to
the Program, any notes issued pursuant to the Registration Statement or any debt
securities (including the Notes) of the Trust or any securities or the financial
strength of the Company as of the date of such agreement shall have been lowered
or withdrawn since that date or if any such rating organization shall have
publicly announced that it has under surveillance or review its rating of the
Program, any notes issued pursuant to the

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Registration Statement or any such debt securities (including the Notes) of the
Trust or any securities or the financial strength of the Company.

        8.2     GENERAL. In the event of any termination under Section 8.1
above, neither party will have any liability to the other party hereto, except
that the covenant set forth in Section 2.3.7 hereof, the indemnity and
contribution agreements set forth in Section 7 hereof, the provisions of Section
10 and Section 11 hereof and the provisions of Section 12 hereof shall remain in
effect.

                                   SECTION 9.

                                     NOTICES

        Except as otherwise specifically provided herein, all statements,
requests, notices and advices hereunder shall be in writing, or if by telephone,
promptly confirmed in writing, and if to an Agent shall be sufficient in all
respects if delivered in person or sent by facsimile transmission (confirmed in
writing), or registered mail to such Agent at its address or facsimile number
set forth in the Distribution Agreement and if to the Company or the Trust shall
be sufficient in all respects if delivered or sent by facsimile transmission
(confirmed in writing) or registered mail to the Company or the Trust at the
applicable address specified below. All such notices shall be effective on
receipt.

        If to the Company:

        Hartford Life Insurance Company
        200 Hopmeadow Street
        Simsbury, Connecticut  06070

        Or, if by U.S. Mail, to:

        PO Box 2999
        Hartford Connecticut,  06102
        Attn:  Ken A. McCullum,
        Vice President and Actuary
        Telephone:  860-843-3169
        Facsimile:  860-843-5775

        With a copy to:

        Hartford Life Insurance Company
        200 Hopmeadow Street
        Simsbury, Connecticut  06070

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        Or, if by U.S. Mail, to:

        P.O. Box 2999
        Hartford Connecticut,  06102
        Attn:  Alan Kreczko,
        Deputy General Counsel
        Telephone:  860-843-6213
        Facsimile:  860-843-8665

        If to the Trust:

        Hartford Life Global Funding (followed by the
        number of the Trust designated in the Distribution Agreement)
        c/o Wilmington Trust Company
        Rodney Square North
        1100 North Market Street
        Wilmington, DE  19890-0001
        Attn:  Corporate Trust Administration
        Telephone:  (302) 636-4140

        and:

        Hartford Life Global Funding (followed by the number of the Trust
        designated in the Distribution Agreement)
        c/o AMACAR Pacific Corporation
        6525 Morrison Blvd, Suite 318
        Charlotte, North Carolina  28211
        Attn:  Douglas Johnson, President
        Telephone:  704-365-0569
        Facsimile:  704-365-1632

        If to the Purchasing Agent:

        Bear Stearns & Co. Inc.
        383 Madison Avenue
        New York, New York  10179
        Attn:  Frank "Chip" Gillis
        Telephone:  (212) 272-2244
        Facsimile:  (212) 272-0543

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        With a copy to:

        Bear Stearns & Co. Inc.
        383 Madison Avenue
        New York, New York  10179
        Attn:  HG Capital Markets
        Telephone:  (212) 272-3352
        Facsimile:  (212) 272-2619

        If to the Agents:

        To each Agent at the address specified in ANNEX I or as otherwise
        indicated in the Distribution Agreement

        or at such other address as such party may designate from time to time
        by notice duly given in accordance with the terms of this Section 9.

                                  SECTION 10.

                                     PARTIES

        The Distribution Agreement shall be binding upon the Agent(s), the Trust
and the Company, and inure solely to the benefit of the Agent(s), the Trust and
the Company and any other person expressly entitled to indemnification hereunder
and the respective personal representatives, successors and assigns of each, and
no other person shall acquire or have any rights under or by virtue of the
Distribution Agreement.

                                   SECTION 11.

                                  GOVERNING LAW

        PURSUANT TO SECTION 5-1401 OF THE GENERAL OBLIGATIONS LAW OF THE STATE
OF NEW YORK, THE DISTRIBUTION AGREEMENT AND ALL THE RIGHTS AND OBLIGATIONS OF
THE PARTIES SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF
THE STATE OF NEW YORK.

                                   SECTION 12.

                                FEES AND EXPENSES

        12.1    COMPANY LIABILITY FOR PROGRAM EXPENSES. The Company will pay the
expenses of the Program, either directly, pursuant to the Distribution Agreement
(including through the performance of the obligations of the Company and the
Trust), or

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through one or more Expense and Indemnity Agreements (as defined in the
Indenture), including the following:

                (i)     the preparation, filing, printing and delivery of the
        Registration Statement and any amendments and supplements thereto;

                (ii)    fees and expenses relating to the issuance of Notes and
        the cost of obtaining CUSIP or other identification numbers for the
        Notes;

                (iii)   the fees and certain other disbursements of the Delaware
        Trustee, the Administrator, the Indenture Trustee and other Trust
        service providers;

                (iv)    the fees charged by the nationally recognized
        statistical rating organizations selected for the rating of the Program
        and the Notes;

                (v)     the fees and disbursements of the Company's accountants,
        counsel and other advisors or agents;

                (vi)    the qualification of the Notes under securities laws in
        accordance with the provisions of Section 2.1.2 hereof, including filing
        fees and the fees and disbursements of counsel for the Agents incurred
        in connection with the preparation and delivery any blue sky memorandum
        to be delivered subsequent to the Initial Settlement Date as reasonably
        requested by the applicable Agent;

                (vii)   the filing fees incident to the review of the program,
        if any, by the National Association of Securities Dealers, Inc.;

                (viii)  the fees and expenses incurred in connection with any
        listing of Notes on a securities exchange; and

                (ix)    any costs and expenses (including, without limitation,
        any damages or other amounts payable in connection with legal or
        contractual liability) resulting directly from the reforming of any
        contracts for any sale of Notes made by an Agent caused by a breach of
        the representation contained in the sixth sentence of Section 1.3.2
        hereof (including the application of clause (B) of Section 1.3.2
        hereof).

        12.2    EXPENSES OF AGENTS. The Company shall agree to pay or reimburse
an Agent for certain expenses such Agent may incur in connection with the
Program. Such expenses shall be paid or reimbursed only to the extent described
in the Distribution Agreement or other written agreement between the Company and
such Agent. Each Agent agrees that, except as provided in the Distribution
Agreement or other written agreement, each Agent is responsible for its own
expenses.

        12.3    OBLIGATIONS OF TRUST LIMITED. The Trust shall have no obligation
to pay or reimburse any Agent for any expenses such Agent incurs in connection
with the Distribution Agreement or the Program.

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        12.4    REIMBURSEMENT AFTER TERMINATION. In the event that the proposed
offering of Notes is not completed pursuant to Section 8.1, the Company will
reimburse the Agent(s) for the expenses set forth in the Distribution Agreement
and any other written agreement between the Company and such Agent(s).

                                  SECTION 13.

                                  MISCELLANEOUS

        13.1    POWER OF ATTORNEY. If the Distribution Agreement is executed by
or on behalf of any party, such person hereby states that at the time of the
execution of the Distribution Agreement such person has no notice of revocation
of the power of attorney by which he has executed the Distribution Agreement as
such attorney.

        13.2    COUNTERPARTS. The Distribution Agreement may be executed by each
of the parties hereto in any number of counterparts, and by each of the parties
hereto on separate counterparts, each of which counterparts, when so executed
and delivered, shall be deemed to be an original, but all such counterparts
shall together constitute but one and the same instrument. Facsimile signatures
shall be deemed original signatures.

        13.3    AMENDMENT. The Distribution Agreement may be amended or
supplemented if, but only if, such amendment or supplement is in writing and is
signed by the Company, the Trust, and the Agent(s).

        13.4    LIMITATION OF DELAWARE TRUSTEE LIABILITY. Notwithstanding any
provision hereof to the contrary, it is expressly understood and agreed by the
parties that (a) the Distribution Agreement is executed and delivered by
Wilmington Trust Company, not individually or personally, but solely as Delaware
Trustee, in the exercise of the powers and authority conferred and vested in it,
pursuant to the Trust Agreement, (b) each of the representations, undertakings
and agreements herein made on the part of the Trust is made and intended not as
personal representations, undertakings and agreements by the Delaware Trustee
but is made and intended for the purpose of binding only the Trust, (c) nothing
herein contained shall be construed as creating any liability on the Delaware
Trustee, individually or personally, to perform any covenant either expressed or
implied contained herein, all such liability, if any, being expressly waived by
the parties hereto and by any person claiming by, through or under the parties
hereto, and (d) under no circumstances shall the Delaware Trustee be personally
liable for the payment of any indebtedness or expenses of the Trust or be liable
for the breach or failure of any obligation, representation, warranty or
covenant made or undertaken by the Trust under the Distribution Agreement or any
other related documents.

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                      LIST OF EXHIBITS, SCHEDULES AND ANNEX

EXHIBITS

Exhibit A   Form of Master Selected Dealer Agreement

Exhibit B   Opinion of Internal Counsel for the Company

Exhibit C   Opinion of Counsel for the Company Concerning Connecticut
            Insolvency Law

Exhibit D   Opinion of Agent Approved Counsel Concerning Federal Securities
            Law

Exhibit E   Opinion of Agent Approved Counsel Concerning New York Law

Exhibit F   Opinion of Agent Approved Counsel Concerning New York Security
            Interests

Exhibit G   Opinion of Agent Approved Counsel Concerning Tax

Exhibit H   Memorandum of Agent Approved Counsel Concerning Insurance

Exhibit I   Opinion of Agent Approved Counsel Concerning Insurance

Exhibit J   Opinion of Counsel for the Trust

Exhibit K   Opinion of Counsel for the Delaware Trustee

Exhibit L   Opinion of Counsel for the Trust Concerning Delaware Security
            Interests

Exhibit M   Opinion of Counsel for the Administrator

Exhibit N   Opinion of Counsel for the Indenture Trustee

Exhibit O   Negative Assurance of Company Approved Counsel

Exhibit P   Negative Assurance of Agent Approved Counsel

Exhibit Q   Comfort Letter from Accountants to the Company

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SCHEDULES

Schedule 1  Discount Determination for Purchasing Agent (Retail Notes)

Schedule 2  Discount Determination for Agents (Institutional Notes)

ANNEX

Annex I     Notice Information of Agents

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