Document:

Stancorp Financial Group, Inc. Deferred Compensation Plan

 Exhibit 10.1 
 STANCORP FINANCIAL GROUP, INC. 
 DEFERRED COMPENSATION PLAN FOR SENIOR OFFICERS 
  
  
 FIRST AMENDMENT 
  
  
 WHEREAS, StanCorp Financial Group, Inc.
(“the Employer”) has adopted the StanCorp Financial Group, Inc. Deferred Compensation Plan for Senior Officers (“the Plan”) which became effective January 1, 1976, and which was most recently restated effective
January 1, 2008; and 
 WHEREAS, the Employer has the authority to amend the Plan pursuant to Section 6.03 of the Plan; and 
 WHEREAS, the Employer desires to amend the Plan to allow designated officers to participate during the Plan Year in which they are hired; 
 NOW, THEREFORE, the Plan is amended to read as set forth on the attached page, which is incorporated herein by reference as follows: 
  

			
	 ARTICLE II
	  	PARTICIPATION
	 Section 2.01(c)
	  	Specified Employees/Contractors by name, job title or classification

 This Amendment shall be effective November 1, 2008. 
  

			
	 	 	STANCORP FINANCIAL GROUP, INC.
		
	 By:
	 	
		 	 
		 	 (Signature)
  

		 	(Print or Type Name)
		
	 Title:
	 	
		 	 
		
	 Date Signed:
	 	
		 	 

	 ̈	(b)    Year of continuous service. To receive credit for one Year of Service, the Participant must remain in continuous employment with the Employer (or
render contract service to the Employer) for the Participant’s entire Taxable Year. 

  

	 ̈	(c)    Service on any day. To receive credit for one Year of Service, the Participant only need be employed by the Employer (or render contract service to
the Employer) on any day of the Participant’s Taxable Year. 

  

	 ̈	(d)    Pre-Plan service. The Employer will treat service before the Plan’s Effective Date for determining Years of Service as follows (choose one
of (i) or (ii)): 

  

	 	 ̈    (i)   Include. 

  

	 	 ̈    (ii) Disregard. 

  

	x	(e)    (Specify): Years of Service shall be credited pursuant to the same rules as are used to determine vesting under The Standard 401(k) Plan.

 ARTICLE II 
 PARTICIPATION 
 2.01 Participant Designation. The Employer designates the following Employees or Contractors as
Participants in the Plan (choose one of (a), (b) or (c)): 
  

	 ̈	(a)    All top-hat Employees. All Employees whom the Employer from time to time designates in writing as part of a select group of management or highly
compensated employees. 

  

	 ̈	(b)    All Employees with maximum qualified plan additions or benefits. All Employees who have reached or will reach their limit under Code
§§415(b) or (c) in the Employer’s qualified plan for the Taxable Year or for the 415 limitation year ending in the Taxable Year. 

 x    (c)    Specified Employees/Contractors by name, job title or classification: The Chief Executive Officer and any officer of the Employer
who is designated by the Chief Executive Officer shall be eligible to participate. The Chief Executive Officer shall be eligible for all contribution sources. Prior to each Plan Year, the Chief Executive Officer shall specify which officers are
eligible to participate and the contribution sources for which they are eligible. These designations shall be attached as Exhibit A. The Chief Executive Officer may also designate an officer who is hired during a Plan Year to be eligible to
participate during the Plan Year of hire according to the provisions of Section 2.02(B)(2). 
 2.02 Elective Deferrals.
Elective Deferrals by Participants are (choose one of (a), (b) or (c)): 
  

	x	(a)    Permitted. Participants may make Elective Deferrals. 

  

	 ̈	(b)    Not permitted. Participants may not make Elective Deferrals. 

  

	 ̈	(c)    Frozen Elective Deferrals. The Plan does not permit Elective Deferrals as of:
                                    
                                        
                                         
                                         
   . 

 2.02(A) Amount limitation/conditions. A Participant’s Elective Deferrals for a Taxable Year
are subject to the following amount limitation(s) or other conditions (choose (a) or choose at least one of (b) – (d)): 
  ̈     (a)    No limitation. 
 x
    (b)    Maximum Elective Deferral amount: Participants may not defer more than 50% of their Compensation for the Plan Year. 
 x    (c)    Minimum Elective Deferral amount: Participants may defer a
whole number percentage of Compensation for that Plan Year that is not less than two percent.Form of Stancorp Financial Group, Inc. 2002 Stock Incentive Plan

 Exhibit 10.2 
 STANCORP FINANCIAL GROUP, INC. 
 2002 STOCK INCENTIVE PLAN 
 NON-STATUTORY STOCK OPTION AGREEMENT 
 THIS AGREEMENT
is made between StanCorp Financial Group, Inc., an Oregon corporation (the “Company”), and [                    ] (the
“Optionee”), pursuant to the Company’s 2002 Stock Incentive Plan (the “Plan”). The Company and the Optionee agree as follows: 
  

	1.	The Company hereby grants to the Optionee on the terms and conditions of this Agreement, the right and option (the “Option”) to purchase all or any part of
[            ] shares (the “Shares”) of the Company’s common stock at a purchase price of
$[            ] per share. The Option is not intended to be an incentive stock option, as defined in Section 422 of the Internal Revenue Code of 1986, as amended, and therefore
is a Non-Statutory Stock Option. 

  

	2.	The terms and conditions of the Plan, a copy of which is attached hereto, are hereby incorporated into and made a part of this Agreement. 

  

	3.	The Grant Date for this Option is [                    ]. Until this
Option expires or is earlier terminated as provided in the Plan, the Option may be exercised from time to time to purchase shares as to which it has become exercisable. This Option shall become exercisable in four equal installments on the first
four anniversaries of the Grant Date. 

  

	4.	Unless earlier terminated as provided in the Plan, this Option shall continue in effect for ten (10) years from the Grant Date, and therefore shall expire if not exercised on
or before [                    ]. 

  

	5.	The Option may not be assigned or transferred by the Optionee, either voluntarily or by operation of law, except by will or by the laws of descent and distribution of the state or
country of the Optionee’s domicile at the time of death. 

  

	6.	No rights or privileges of a stockholder in the Company are conferred by reason of the granting of this Option. Optionee will not become a stockholder in the Company with respect to
the Shares unless and until the Option has been properly exercised and the option price fully paid with respect to the portion of the Option exercised. 

  

	7.	This Agreement, together with the Plan, constitutes the complete and entire agreement concerning this Option between the parties. 

  

			
	  	 	 Grant Type:                    

		 	

 The parties have executed this Agreement in duplicate as of the Grant Date. 
  

			
	STANCORP FINANCIAL GROUP, INC.
		
	By:	 	  

 ===========================================================================================

 ACCEPTANCE AND ACKNOWLEDGMENT 
  

					
	 Dated:
	 	  
	  	  

		 		  	Home address
		
	  
	  	  

	 Optionee’s signature
	  	City, State, Zip
		
	  
	  	
	 Print name
	  	

 Please return one signed original to Human Resources P2B, no later than
[                    ].Form of Subscription Agreement

 Exhibit 10.7 
 AURIOS INC. 
 SUBSCRIPTION AGREEMENT 
 (For Accredited Investors) 
 Gentlemen: 
 The following information is furnished as the undersigned’s subscription for shares of Series A Convertible Preferred Stock, no par value per
share (the “Shares”), issued by AURIOS INC., an Arizona corporation (the “Company”), and for you to determine whether I am qualified to purchase Shares from the Company pursuant to Regulation D promulgated under the Securities
Act of 1933, as amended (the “Securities Act”), and comparable provisions of applicable state securities laws. I, the undersigned, understand that you will rely upon the following information for purposes of such determination, and that
the Shares will not be registered under the Securities Act in reliance upon the exemption from registration provided by Sections 3(b) and 4(2) of the Securities Act, Regulation D thereunder, and comparable provisions of applicable state securities
laws. 
 I further understand I may be required to supply a balance sheet, prior years’ federal income tax returns or other appropriate
documentation to verify and substantiate my status as an Accredited Investor. 
 ALL INFORMATION CONTAINED IN THIS SUBSCRIPTION AGREEMENT
WILL BE TREATED CONFIDENTIALLY. However, it is agreed that you may present this document to such parties as you deem appropriate if called upon to establish that the proposed offer and sale of the Shares is exempt from registration under the
Securities Act or meets the requirements of applicable state securities laws. I understand that if I make a false statement, it will constitute a violation of my representations and warranties under this Subscription Agreement and may also
constitute a violation of law, for which the Company can make a claim for damages against me. My investment in the Shares will not be accepted until the Company determines that I satisfy all of the suitability standards set forth in the Private
Placement Memorandum, dated August 1, 2007 (the “Memorandum”). See “Who May Invest.” 
 I, the undersigned
Subscriber, hereby supply you with the following information and representations: 
  

	1.	Full Name: 

  
  
  
  
  

	2.	Residence Address (not a P.O. Box address) and Telephone Number: 

  
  
  
  
 (            )
            -                     
  

	3.	Business Address and Telephone Number: 

  
  
  
  
 (            )
            -                     
  

 - 1 - 

	4.	State in which the undersigned maintains principal residence: 

  
  
  

	5.	State in which the undersigned is registered to vote: 

  
  
  

	6.	If this investment is to be made by an Entity (i.e. Company, Corporation, Pension Plan, Profit-Sharing Plan), the undersigned further represents to you
as follows: 

  

	(a)	Name and Address of Entity Making Purchase (use full legal name): 

  
  
  
  
  
  
  

	(b)	Name and address of Person Making Investment Decision on behalf of Above Entity: 

  
  
  
  
  
  
  

	(c)	Position or Title of Person Making Investment Decision in the Above Entity: 

  
  
  

	7A.	I certify that I am an Accredited Investor because I qualify under at least one of the following categories: 

 (PLEASE CHECK APPROPRIATE CATEGORY) 
  

	a.     	$1,000,000 Net Worth Natural Person. 

 A
natural person whose individual net worth, or joint net worth with that person’s spouse, at the time of his or her purchase exceeds $1,000,000. 
  

	b.     	$200,000 Income Natural Person. 

 A natural
person who had “Individual Income” in excess of $200,000 in each of the two most recent years or joint income with that person’s spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same
income level in the current year. (See definition of “Individual Income” under the caption “Who May Invest” of the Memorandum). 
  

	c.     	Company, Corporate or Other Entity Investors. 

 The investor is a partnership, corporation or unincorporated association and all of the equity owners of that entity qualify as Accredited Investors under subparagraph (a) or (b) above. Investors that check this subparagraph
(c) must furnish a separate copy of this Subscription Agreement for each equity owner with items 1 through 7B completed and executed on the Investor Signature Page by such equity owner. 
  

 - 2 - 

	d.     	Revocable or Grantor Trust. 

 The Investor is
a revocable or grantor trust and each Person with the power to revoke the trust qualifies as an Accredited Investor under (a) or (b) above. Investors that check this subparagraph (d) must furnish a separate copy of this Subscription
Agreement for each Person with the power to revoke the trust with items 1 through 7B completed and executed on the Investor Signature Page by such Person. 
  

	e.     	Investment Decision by Plan Fiduciary. 

 The
Investor is an employee benefit plan within the meaning of Title I of the Employee Retirement Income Security Act of 1974, and the investment decision is made by a Plan fiduciary, as defined in Section 3(21) of such Act which is a bank, savings
and loan association, insurance company or registered investment advisor. 
  

	f.     	Self-Directed Plan — Investment Decision Solely by Accredited Investor. 

 The Investor is a qualified profit sharing or defined contribution Plan, the Plan provides for segregated accounts for each Plan Participant, the
governing documents of the Plan provide that each participant may direct the trustee to invest his or her funds in the investment vehicles of his or her choice and the purchase of the Shares is made pursuant to an exercise by the Plan
Participant, who is an Accredited Investor under subparagraph (a) or (b) above, of such power to direct the investments of his or her segregated account. This Subscription Agreement must be completed and executed by such Plan Participant.

  

	g.     	Institutional Investor. 

 Any organization
described in Section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts, or similar business trust or partnership, not formed for the specific purposes of acquiring the Shares offered through the Memorandum, with total assets in
excess of $5,000,000. 
  

	h.     	Director, Executive Officer, or General Partner of the Issuer. 

 Any director, executive officer, or general partner of the issuer of the securities being offered or sold, or any director, executive officer, or general partner of a general partner of that issuer. 
  

	7B.	I further represent to you as follows: 

  

	(i)	Employer and Position of Person Making Investment Decision: 

  
  
  
  
  
  
  

	(ii)	Prior Employment (five years) of Person Making Investment Decision: 

  

							
	Employer	  	(1)	 	  
	  	
		  	(2)	 	  
	  	
				
	Nature of Duties	  	(1)	 	  
	  	
	  	(2)	 	  
	  	

  

 - 3 - 

							
	Dates of Employment	  	(1)	 	  
	  	
	  	(2)	 	  
	  	

  

	8.	Representations and Warranties. I, the undersigned, represent and warrant as follows: 

  

	(a)	I have received the Memorandum, have carefully reviewed the Memorandum, and have relied solely on the information contained therein, and information otherwise provided to me in
writing by the Company. I understand that all documents, records and books pertaining to this investment have been made available by the Company for inspection by me or my attorney, accountant and Purchaser Representative. I am familiar with
the Company’s business objectives and the financial arrangements in connection therewith. The Shares I am purchasing are the kind of securities that I wish to hold for investment and the nature of the Shares are consistent with my investment
program. My advisor(s) and I have had a reasonable opportunity to ask questions of and receive answers from the officers and directors of the Company concerning the Company and the Shares. All such questions have been answered to my full
satisfaction. I, or my representatives, have made such investigation of the facts and circumstances set forth in the Memorandum and exhibits thereto in connection with any purchase of the Shares as I have deemed necessary. No representations have
been made or information furnished to me or my advisor(s) relating to the Company or the Shares that are in any way inconsistent with the Memorandum. 

  

	(b)	Subject to the terms and conditions hereof, I hereby irrevocably tender this Subscription Agreement for the purchase of the Shares indicated in Paragraph 12 below and shall pay for
such Shares in the manner set forth in such Paragraph. I am aware that the subscription made herein is irrevocable, but that the Company has the unconditional right to accept or reject this subscription, in whole or in part, and that the sale of the
Shares pursuant hereto is subject to the approval of certain legal matters by legal counsel and to other conditions. If my subscription is not accepted for any reason whatsoever, or, if the offering made through the Memorandum is terminated, my
money will be returned in full, without any interest that may be earned thereon, and the Company will be relieved of any responsibility or liability that might be deemed to arise out of my offer to subscribe for the Shares. 

 

	(c)	I and, if applicable, my Purchaser Representative have carefully reviewed the Memorandum. I have, either alone or together with my Purchaser Representative, such knowledge and
experience in business and financial matters as will enable me to evaluate the merits and risks of the prospective investment and to make an informed investment decision. I am also aware that no state or Federal agency has reviewed or endorsed the
Memorandum or the Shares, that the Shares involve a high degree of economic risk, and that there may be no public market for the Shares. 

  

	(d)	I have been advised and am fully aware that investing in the Shares is a speculative and uncertain undertaking, the advantages and benefits of which are generally limited to a
certain class of investors, and that the Shares may be sold only to persons who understand the nature of the proposed operations of the Company and for whom the investment is suitable. I represent that I meet such suitability requirements.

  

	(e)	I have relied on my own tax and legal adviser and my own investment counselor with respect to the income tax and investment considerations of being an investor as described in the
Memorandum. 

  

	(f)	I meet the requirements of a purchaser as set forth in the Memorandum under the caption “Who May Invest.” 

  

 - 4 - 

	(g)	I understand that the Company has not registered the Shares or the Common Stock issuable upon conversion of the Shares (the “underlying Shares”) under the Securities Act,
or the applicable securities laws of any state in reliance on exemptions from registration. I further understand that such exemptions depend upon my investment intent at the time I acquire the Shares. I therefore represent and warrant that I am
purchasing the Shares for my own account for investment and not with a view to distribution, assignment, resale or other transfer of the Shares or the Underlying Shares. Except as specifically stated herein, no other person has a direct or indirect
beneficial interest in the Shares or the Underlying Shares. Because the Shares and the Underlying Shares are not registered, I am aware that I must hold them indefinitely unless they are registered under the Act and any applicable state securities
laws or I must obtain exemptions from such registration. I acknowledge that the Company is under no duty to register the Shares or the Underlying Shares or comply with any exemption in connection with my sale, transfer or other disposition under
applicable rules and regulations, except as described in the Memorandum. I understand that if I desire to sell, assign, transfer, hypothecate or in any way alienate or encumber the Shares or the Underlying Shares in the future, the Company can
require that I provide, at my own expense, an opinion of counsel satisfactory to the Company to the effect that such action will not result in a violation of applicable federal or state securities laws and regulations or other applicable federal or
state laws and regulations. 

  

	(h)	The solicitation of an offer to purchase the Shares was directly communicated to me and any Purchaser Representative that I might have through the Memorandum to which this
Subscription Agreement is attached as an Exhibit. At no time was I presented with or solicited by or through any leaflet, public promotional meeting, circular, newspaper or magazine article, radio or television advertisement or any other form
of general advertising in connection with such communicated offer. 

  

	(i)	I recognize that my investment in the Shares involves certain risks and I (and my Purchaser Representative) have taken full cognizance of and understand all of the risk factors
related to the business objectives of the Company and the purchase of the Shares, including those risk factors set forth under the caption “RISK FACTORS” in the Memorandum. 

  

	(j)	All information that I have provided herein, including, without limitation, information concerning myself, my financial position and my knowledge of financial and business matters
and that of my Purchaser Representative, is correct and complete as of the date hereof, and if there should be any material change in such information prior to the acceptance of this Subscription Agreement, I will immediately provide the Company
with such information. 

  

	(k)	If the Subscriber is a corporation, partnership, trust, unincorporated association or other entity, it is authorized and otherwise duly qualified to purchase and hold the Shares
subscribed hereunder, and such entity has not been formed for the specific purpose of acquiring the Shares. If the Subscriber is a trustee and is acquiring the Shares for the trust of which he is a trustee, he has sought the advice of counsel
regarding whether the purchase of the Shares is an authorized trust investment and has been advised by counsel that after reviewing the applicable state law and the terms of the trust instrument, such counsel is of the opinion that the undersigned
has the authority to purchase the Shares for the trust. 

  

	(l)	If the Subscriber is an individual, he or she is 21 years of age, or if the Subscriber is an association, all of its members are of such age. 

  

	9.	Restrictive Legend. I hereby acknowledge and consent to the placement of the following restrictive legend on the certificate(s) and other documents(s) representing the
Shares: 

  

 - 5 - 

 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933,
AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED, EXCEPT UPON DELIVERY TO THE COMPANY OF AN OPINION OF COUNSEL, SATISFACTORY TO THE BOARD OF DIRECTORS, THAT AN EXEMPTION FROM SUCH
REGISTRATION IS AVAILABLE AND THAT SUCH TRANSFER WILL NOT RESULT IN ANY VIOLATION OF THE LAW. 
  

	10.	Indemnification. I agree to indemnify and hold harmless the Company, its officers and directors from and against all damages, losses, costs and expenses (including
reasonable attorney’s fees) which they may incur by reason of my failure to fulfill any of the terms or conditions of this Subscription Agreement, or by reason of any untrue statement made herein or any breach of the representations and
warranties made herein or in any document that I have provided to the Company. 

  

	11.	Miscellaneous. 

  

	(a)	I agree that I may not cancel, terminate or revoke this Subscription Agreement or any covenant hereunder and that this Subscription Agreement shall survive my death or disability
and shall be binding upon my heirs, executors, administrators, successors and assigns. 

  

	(b)	This Subscription Agreement shall be enforced, governed and construed in all respects in accordance with the laws of the State of Arizona. 

  

	(c)	Within five days after receipt of a written request from the Company, I agree to provide such information and to execute and deliver such documents as may reasonably be necessary to
comply with any and all laws and ordinances to which the Company is subject. 

  

	12.	Subscription. 

  

	(a)	I hereby subscribe for              Shares at $.25 per Share for a total subscription of
$            . 

  

	(b)	I hereby tender to the Company a check made payable to “AURIOS, INC.” in the amount subscribed above under 12(a) above; 

  

					
	  
	 		 	  

	Signature	 		 	Date

  

	13.	Registration and Address 

  

			
	Mr./Mrs./Ms.	 	  

	(Please Print Name(s) in which the Shares are to be registered hereunder.)

  

	
	(Please Print the Social Security or Taxpayer ID Number of each Noteholder)

  

 - 6 - 

 Communications to be sent to (check one): 
  

											
	Home	 	 	 		 	Business	 	 	 	

 Please check which address you use on your income tax returns: 
  

											
	Home	 	 	 		 	Business	 	 	 	

 Form of Ownership (check one) 
  

			
	 	 	(a) Individual Ownership
		
	 	 	(b) Joint tenants with right of survivorship (both or all parties’ signatures required)
		
	 	 	(c) Community Property (one signature required if the Shares are held in one name; two if held in both names)
		
	 	 	(d) Tenants in Common (all parties’ signatures required)
		
	 	 	(e) Company*
		
	 	 	(f) Corporation*
		
	 	 	(g) Partnership*
		
	 	 	(h) Other* (Trust, etc.) (please specify)

  

	*	IF (e), (f), (g), or (h) ARE CHECKED, DOCUMENTS, INCLUDING PARTNERSHIP OR CORPORATE RESOLUTION, AUTHORIZING SUBSCRIBER TO MAKE INVESTMENT MUST ACCOMPANY SUBSCRIPTION.

 Mail or Deliver Subscription Funds and Documents to: 
  

			
	AURIOS, INC.	 	
	4405 E. Baseline Road, Suite 120	 	
	 Phoenix, AZ 85042
  
	 	

 SUBSCRIPTION ACCEPTED: 
  

			
	 AURIOS INC.,
 an Arizona
corporation

		
	By:	 	  

		
	Name:	 	  

		
	Its:	 	  

		
	Date:	 	  

  

 - 7 -

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00148-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00148-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00148-of-00352.parquet"}]]