Document:

EX-4.10

 Exhibit 4.10 

FOX FACTORY HOLDING CORP. 

NON-STATUTORY STOCK OPTION AGREEMENT 

THIS NON-STATUTORY STOCK OPTION AGREEMENT (this “Agreement”), made as of
                    (the “Grant Date”) by and between Fox Factory Holding Corp., a Delaware corporation (hereinafter called the
“Company”), and                 (hereinafter called the “Optionee”). 

The Company has adopted the Fox Factory Holding Corp. 2008 Non-Statutory Stock Option Plan dated May 6, 2008 (as it may hereafter be
amended or otherwise modified and continued, the “Plan”). The Plan is incorporated herein by reference and made part of this Agreement. Capitalized words not defined herein shall have the same meaning set forth in the Plan, unless
the context clearly indicates otherwise. 
 The Board of Directors of the Company (the “Board”) or, if established by the
Board and charged by the Board with the administration of the Plan pursuant to Section 3 thereof prior to the date hereof, the Compensation Committee of the Board (the “Compensation Committee”), has determined that it would be
to the advantage and interest of the Company to grant the option provided for herein to the Optionee as an inducement to remain in the service of the Company or one of its subsidiaries, and as an incentive for increased efforts during such service.

 The parties hereto hereby agree as follows: 

1. Pursuant to the Plan, the Company, with the approval of the Board or the Compensation Committee, as applicable, hereby grants to the
Optionee as of the date hereof, subject to the terms and conditions hereinafter set forth, an option (the “Option”) to purchase all or any part of             shares of the
common stock of the Company, par value $0.001 per share (the “Common Stock”), at an option price per share of $            (the “Option Price”),
which price is not less than the fair market value of a share of Common Stock on the date hereof. 
 2. a. The Option shall continue in
force, and shall be exercisable only, through the tenth anniversary of the Grant Date (the “Expiration Date”), unless sooner terminated as provided herein. The Option shall not be exercisable until
                                         
                                       “Vesting
Date”). Once and to the extent vested, the Option shall remain exercisable until terminated in accordance with the terms of this Agreement. 

b. In the event of a Change of Control, if the successor corporation or parent thereof does not assume the Options, the Plan and each Option
outstanding under the Plan at the time of such Change of Control shall terminate and cease to be outstanding. If this Option is assumed in connection with a Change of Control, then this Option shall continue to vest in accordance with its original
vesting schedule and shall be appropriately adjusted, immediately after such Change of Control, to apply to the number and class of securities which would have been issuable to Optionee in consummation of such Change of Control had the Option been
exercised immediately prior to such Change of Control, and appropriate adjustments shall also be made to (i) the number and class of securities available for issuance under the Plan following the consummation of such Change of Control and
(ii) the Option Price. For purposes of this Agreement, “Change of Control” shall mean (i) the sale, transfer or other disposition (including, without limitation, by merger, consolidation or otherwise) to any “person”
(as such term is used in Section 13(d) of the Securities Exchange Act of 1934, as amended), other than the Company, Compass Group Diversified Holdings LLC (“CODI”) or any person that directly or indirectly controls, is
controlled by, or is under common control with, the Company or CODI, (A) of assets constituting all or substantially all of the assets of either the Company or Fox Factory, Inc. or (B) all of the stock of Fox Factory, Inc.,

  
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and/or (ii) any merger, consolidation, sale of stock or other business combination that results in the holders of the issued and outstanding voting securities of the Company immediately
prior to such transaction beneficially owning or controlling less than a majority of the voting securities of the continuing or surviving entity immediately following such transaction. Notwithstanding the foregoing, a Change of Control will be
deemed not to have occurred in the event of an initial public offering of the Company’s Common Stock unless the registration statement in respect thereof covers the offer and sale of Common Stock of which the aggregate net proceeds attributable
to sales for the account of the Company exceed $100,000,000. 
 3. The Option is designated as a nonqualified stock option under the
Internal Revenue Code of 1986, as amended (the “Code”) and the regulations promulgated thereunder. 
 4. Subject to
Section 5, in the event that the Optionee ceases to be an employee of or provider of board or other services to the Company or any subsidiary of the Company prior to the Expiration Date (other than by reason of death or permanent disability),
the Option may, subject to the provisions of the Plan, be exercised (to the extent that the Optionee was entitled to do so immediately prior to such termination of employment or other service) at any time (i) within 30 days after termination of
employment if such termination was voluntary by the Optionee, but not after the Expiration Date, or (ii) within 45 days after termination of employment if such termination was for any other reason other than by reason of death, permanent
disability or Cause, but not after the Expiration Date; provided, however, that if such termination shall have been for Cause (as such term is defined below), the Option and all rights of the Optionee hereunder, to the extent not theretofore
exercised, shall forthwith immediately terminate effective as of the date of such termination. Nothing in this Agreement shall confer upon the Optionee any right to continue in the employ or other service of the Company or any subsidiary of the
Company or affect the right of the Company or any such subsidiary to terminate his employment or other service at any time. For purposes of this Agreement, “Cause” means (A) the meaning specified in the employment agreement
between the Optionee and the Company and/or its subsidiaries, or (B) if there is no such employment agreement (or if no such meaning is specified therein), Optionee’s (1) breach of any fiduciary duty or legal or material contractual
obligation to the Company or any of its subsidiaries; (2) failure to perform satisfactorily such Optionee’s material duties to the Company or any of its subsidiaries; (3) gross negligence or engagement in insubordination, willful
misconduct, willful violation of any law, fraud, embezzlement, acts of dishonesty or a conflict of interest relating to the affairs of the Company or any of its subsidiaries; (4) conviction of or pleading of nolo contendere to any misdemeanor
relating to the affairs of the Company or any of its subsidiaries or any felony; or (5) failure to use Optionee’s best efforts to promote the interests of the Company or any of its subsidiaries or, except as otherwise agreed upon between
Optionee and the Company, to devote Optionee’s full business time and efforts to the business and affairs of the Company or any of its subsidiaries. 

5. If the Optionee shall: 
 a.
die while employed by or otherwise serving the Company or any subsidiary of the Company, then this Option shall, notwithstanding the schedule set forth in paragraph 2.a, immediately vest as to 100% of the Common Stock subject thereto and may be
exercised by the person or persons to whom the Optionee’s rights under the Option pass by will or applicable law, or if no such person has such right, by his executors or administrators, at any time within one year after the date of
Optionee’s death, but not later than the Expiration Date; or 
 b. become permanently and totally disabled within the meaning of
Section 22(e)(3) of the Code, while employed by or otherwise serving any such company, then this Option shall, notwithstanding the schedule set forth in paragraph 2.a, immediately vest as to 100% of the Common Stock subject thereto and may be
exercised as set forth herein by the Optionee at any time within one year after the date of permanent and total disability, but not later than the Expiration Date. 

  
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 6. a. The Optionee may exercise the Option with respect to all or any part of the shares then
purchasable hereunder by giving the Company written notice in substantially the form attached hereto as Exhibit A, as provided in paragraph 10 hereof, of such exercise. Such notice shall specify the number of shares as to which the
Option is being exercised and shall be accompanied by payment in full, as provided herein, of an amount equal to the per share exercise price of such shares multiplied by the number of shares as to which the Option is being exercised. 

b. Prior to or concurrently with delivery by the Company to the Optionee of a certificate(s) representing such shares acquired through the
Option, the Optionee shall, upon notification of the amount due, pay promptly any amount necessary to satisfy applicable federal, state or local tax requirements. The Optionee may satisfy such withholding obligation by delivering to the Company
securities of the Company, which may include shares obtained through the exercise of the Option, having a fair market value equal to the withholding obligation. In the event such amount is not paid promptly, the Company shall have the right to apply
from the purchase price paid any taxes required by law to be withheld by the Company with respect to such payment and the number of shares to be issued by the Company will be reduced accordingly. 

c. For purposes of this Agreement, fair market value shall be determined pursuant to Section 12 of the Plan. 

7. Notwithstanding any provision contained herein or in any other related document, in the event of a change in the outstanding Common Stock
of the Company by reason of a stock dividend, split-up, split-down, reverse split, recapitalization, merger, consolidation, combination or exchange of shares, spin-off, reorganization, liquidation or the like, then the aggregate number of shares and
price per share subject to the Option shall be appropriately adjusted by the Board of Directors of the Company, whose determination shall be conclusive. 

8. This Option shall, during the Optionee’s lifetime, be exercisable only by such Optionee, and neither this Option nor any right
hereunder shall be transferable by such Optionee, by operation of law or otherwise, except by will or by the laws of descent and distribution. In the event of any attempt by such Optionee to transfer, assign, pledge, hypothecate or otherwise dispose
of this Option or of any right hereunder, except as provided for herein, or in the event of the levy or any attachment, execution or similar process upon the rights or interest hereby conferred, the Company may terminate this Option by notice to
such Optionee and it shall thereupon become null and void. 
 9. Neither the Optionee nor, in the event of such Optionee’s death, any
person entitled to exercise his rights, shall have any of the rights of a stockholder with respect to the shares subject to the Option unless and until share certificates have been issued and registered in the name of the Optionee or the
Optionee’s estate, as the case may be. 
 10. Any notice to the Company provided for in this Agreement shall be addressed to the
Company in care of its President, at the Company’s principal office, with a copy to: Compass Group Management LLC, 61 Wilton Road, Westport, CT 06880, Attention: Counsel and any notice to the Optionee shall be addressed to him at his address
now on file with the Company, or to such other address as either may last have designated to the other by notice as provided herein. Any notice so addressed shall be deemed to be given on the second business day after mailing, by registered or
certified mail, at a post office or branch post office within the United States. 
 11. a. In the event that any question or controversy
shall arise with respect to the nature, scope or extent of any one or more rights conferred by this Option, the good faith determination by 

  
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the Board of Directors or, if established, the Compensation Committee (in either case, as constituted at the time of such determination) of the rights of the Optionee shall be conclusive, final
and binding upon the Optionee and upon any other person who shall assert any right pursuant to this Option. 
 b. Subject to the provisions
and references contained herein, this Agreement contains the entire understanding of the parties with respect to its subject matter. There are no restrictions, agreement, promises, warranties, covenants or undertakings between the parties with
respect to the subject matter herein and other than those expressly set forth or referenced herein. However, the provisions of this Agreement shall govern if there is a conflict between or among the provisions of this Agreement and any other
agreement or document referenced herein. This Agreement may not be altered, modified or amended except by written instrument signed by the parties hereto. 

12. The Compensation Committee shall have authority, subject to the express provisions of the Plan and this Agreement, to establish, amend and
rescind rules and regulations relating to the Plan, and to make all other determinations in the judgment of the Compensation Committee necessary or desirable for the administration of the Plan. The Compensation Committee may correct any defect or
supply any omission or reconcile any inconsistency in the Plan or in this Stock Option Agreement in the manner and to the extent it shall deem expedient to carry the Plan into effect and it shall be the sole and final judge of such expediency. The
Compensation Committee shall have the authority, subject to the provisions of the Plan, to adopt any amendment or modification necessary or desirable to comply with Section 409A of the Code. All actions by the Compensation Committee under the
provisions of this paragraph shall be conclusive for all purposes. 
 13. Notwithstanding any provisions hereof, this Option shall be
subject to all of the provisions of the Plan as from time to time in force consistently with the provisions thereof. Any reference to the Compensation Committee herein shall be a reference to the Board of Directors if a Compensation Committee of the
Board is not established or, if established, is later dissolved. 
 14. Optionee shall not be entitled to receive shares upon the exercise
of an Option granted pursuant to this Agreement unless and until Optionee has executed and delivered that certain Stockholders’ Agreement (or an additional party signature age thereto) dated as of January 4, 2008, by and among the Company
and its stockholders, as the same may be amended from time to time (the “Stockholders’ Agreement”). To facilitate the enforcement of the rights and obligations agreed to by the parties to the Stockholders’ Agreement,
including without limitation, the transfer restrictions and drag-along rights contained therein, all Restricted Stockholders agreed that the Company or its designee shall hold the shares of the Company held by the Restricted Stockholders for the
benefit of the respective Restricted Stockholder. Optionee acknowledges that upon exercise of the Stockholders’ Agreement, Option shall be a Restricted Stockholder and, notwithstanding anything in this Agreement to the contrary, immediately
following the proper exercise of the Option by Optionee, the Company shall issue in the name of Optionee a certificate or certificates for the shares purchased, to be held by the Company or its designee for the benefit of Optionee in accordance with
the Stockholders’ Agreement. Optionee agrees to execute and deliver to the Company a stock power for transfer of the shares issued upon proper exercise of the Option, executed in blank and in a form acceptable to the Company and its counsel
(the “Stock Power”). If Optionee fails to execute and deliver the Stockholders’ Agreement or any joinder thereto or the Stock Power within 10 business days after receipt of written notice of such failure from the Company, then
his or her Option shall ipso facto lapse and shall thereafter be void and unenforceable. 
 15. This Agreement may be executed in any number
of counterparts, each of which shall be deemed to be an original and all of which together shall be deemed to be one and the same agreement. 

  
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 16. This Agreement shall be governed by and construed in accordance with the laws of the State of
Delaware without regard to the conflicts of law principles thereof. 
 [THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK] 

  
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 IN WITNESS WHEREOF, the parties have caused this Non-Statutory Stock Option Agreement to be duly
executed as of the date set forth above. 
  

			
	FOX FACTORY HOLDING CORP.
		
	By:	 	  

		
	Name:	 	  

		
	Title:	 	  

  
 ACCEPTED AND AGREED 

 

	
	  

	                            , Optionee

 Date:
                    ,              

  
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 EXHIBIT A 

NOTICE OF EXERCISE OF NON-STATUTORY STOCK OPTION 

I hereby exercise the option (the “Option”) granted to me by Fox Factory Holding Corp. (the “Company”),
pursuant to that certain Non-Statutory Stock Option Agreement dated as of                     by and between me and the Company (the “Stock
Option Agreement”) and notify you of my desire to purchase                     Shares. Enclosed is my check in the amount of
$            , in full payment for such Shares. 
 Capitalized terms used herein
and not otherwise defined shall have the meanings ascribed to such terms in the Stock Option Agreement. 
 I understand that, this Option
does not qualify as an “incentive stock option” (within the meaning of Section 422 of the Internal Revenue Code) and, at the time of my exercise, the exercise of this Option may produce taxable wage income subject to withholding. In
such event, I agree to promptly pay to the Company in cash such amount as the Company shall reasonably require to satisfy such withholding obligation. 
  

											
	DATE:	  	  
	 		 		 	  

		  		 		 		 	Optionee	 	

  
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 Exhibit 4.5 

EXECUTION COPY 

REGISTRATION RIGHTS AGREEMENT 

BY AND AMONG 

WISDOMTREE INVESTMENTS, INC., AND 

FOUNDERS EQUITY LLC 

DATED: NOVEMBER 8, 2013 
  

 

 REGISTRATION RIGHTS AGREEMENT 

THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of November     , 2013 by and
among WisdomTree Investments, Inc., a Delaware corporation (“WisdomTree”), and Founders Equity LLC, a Delaware limited liability company (“Founders Equity”).  

WHEREAS, WisdomTree has agreed to file a registration statement registering common stock, par value $0.01 per share, of WisdomTree (the
“Common Shares”) issuable upon the exercise of a stock option held by Founders Equity; 
 WHEREAS, it is a condition to the
filing of the Registration Statement that Founders Equity enter into this Agreement with respect to Common Shares to be registered pursuant to the Registration Statement. 

NOW, THEREFORE, in consideration of the foregoing, the mutual promises and agreements set forth herein, and other valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: 
 1. Certain Definitions. 

As used in this Agreement, in addition to the other terms defined herein, the following capitalized defined terms shall have the following
meanings: 
 “Agreement” shall have the meaning set forth in the preamble to this Agreement. 

“Business Day” means any day other than a day on which the SEC or the NASDAQ Global Market is closed. 

“Common Shares” shall have the meaning set forth in the recitals to this Agreement. 

“FINRA” shall mean the Financial Industry Regulatory Authority. 

“Founders Equity” shall have the meaning set forth in the preamble to this Agreement. 

“Person” shall mean an individual, partnership, corporation, trust, or unincorporated organization, or a government or agency
or political subdivision thereof. 
 “Prospectus” shall mean the prospectus included in a Registration Statement, including
any preliminary prospectus, as amended or supplemented by any prospectus supplement with respect to the terms of the offering of any portion of the Registrable Shares covered by such Registration Statement, and by all other amendments and
supplements to such prospectus, including post-effective amendments, and in each case including all material incorporated by reference therein. 

“Registrable Shares” shall mean all Common Shares issued or issuable to Founders Equity pursuant to the exercise of the stock
option granted to Founders Equity on November 10, 2004; provided, however, that such Common Shares shall not include (i) Common Shares for 

 
which a Registration Statement relating to the sale thereof shall have become effective under the Securities Act and which have been disposed of, as applicable, under such Registration Statement,
and (ii) Common Shares sold pursuant to Rule 144. 
 “Registration Expenses” shall mean any and all expenses incident
to the performance of or compliance with this Agreement, including without limitation: (a) all registration and filing fees; (b) all fees and expenses associated with a required listing of the Registrable Shares on any securities exchange;
(c) fees and expenses with respect to filings required to be made with FINRA; (d) fees and expenses of compliance with securities or “blue sky” laws (including reasonable fees and disbursements of counsel for the underwriters, if
any, in connection with blue sky qualifications of the securities and determination of their eligibility for investment under the laws of such jurisdictions); (e) printing expenses, messenger, telephone and delivery expenses; and (f) fees
and disbursements of counsel for WisdomTree and customary fees and expenses for independent certified public accountants retained by WisdomTree (including the expenses of any comfort letters, or costs associated with the delivery by independent
certified public accountants of a comfort letter or comfort letters, if such comfort letter or comfort letters is required by the managing underwriter, if any). 

“Registration Statement” shall mean any registration statement of WisdomTree which covers the resale of any of the
Registrable Shares under the Securities Act on an appropriate form, and all amendments and supplements to such registration statement, including post-effective amendments, in each case including the Prospectus
contained therein, all exhibits thereto and all materials incorporated by reference therein. 
 “Resale Shelf Registration
Expiration Date” shall have the meaning set forth in Section 2(a) hereof. 
 “Resale Shelf Registration
Statement” shall have the meaning set forth in Section 2(a) hereof. 
 “Rule 144” means Rule 144 under
the Securities Act (or any successor provision). 
 “SEC” shall mean the Securities and Exchange Commission. 

“Securities Act” shall mean the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.

 “Selling Stockholder’s Questionnaire” shall have the meaning set forth in Section 2(a) hereof. 

“Suspension Event” shall have the meaning set forth in Section 3(b) hereof. 

“WisdomTree” shall have the meaning set forth in the preamble to this Agreement. 

“WKSI” shall mean a well-known seasoned issuer as defined under Rule 405 of the Securities Act. 

  
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 2. Resale Registration Rights. 

(a) Registration Statement Covering Resale of Registrable Shares and Exercise of Stock Option. Subject to receipt of an completed and
executed selling stockholder’s questionnaire in the form attached hereto as Exhibit A (the “Selling Stockholder’s Questionnaire”), WisdomTree shall file with the SEC, as soon as practicable following the filing
of WisdomTree’s Quarterly Report on form 10-Q for the quarter ended September 30, 2013, a shelf registration statement (a “Resale Shelf Registration Statement”) pursuant to Rule 415 under the Securities Act covering all of
the Registrable Shares to enable the resale on a delayed or continuous basis of such Registrable Shares by Founders Equity. The Resale Shelf Registration Statement shall be filed on Form S-3, and if WisdomTree is eligible as a WKSI, the Resale Shelf
Registration Statement shall utilize the automatic shelf registration process under Rule 415 and Rule 462. If WisdomTree is not a WKSI or is otherwise ineligible to utilize the automatic shelf registration process, then WisdomTree shall use its
commercially reasonable efforts to have the Resale Shelf Registration Statement declared effective under the Securities Act as expeditiously as practicable. WisdomTree agrees to use its commercially reasonable efforts to maintain the effectiveness
of the Resale Shelf Registration Statement, including by filing any necessary post-effective amendments and prospectus supplements, or, alternatively, by filing new registration statements relating to the Registrable Shares as required by Rule 415
under the Securities Act, continuously until the date (the “Resale Shelf Registration Expiration Date”) which is the earliest of (i) seven (7) months following the date of effectiveness of the Resale Shelf Registration
Statement, or (ii) the date on which all Registrable Shares have been disposed of by Founders Equity. WisdomTree’s obligation to maintain the effectiveness of the Resale Shelf Registration Statement shall be conditioned upon Founders
Equity fully exercising the stock option on which the Registrable Securities underlie within ten (10) business days subsequent to WisdomTree giving notice to Founders Equity of the declaration of effectiveness of the Resale Shelf Registration
Statement as provided in Section 2(b) below. 
 (b) Notification and Distribution of Materials. WisdomTree shall notify Founders
Equity of the effectiveness of any Registration Statement applicable to the Registrable Shares and shall furnish to Founders Equity, at Founders Equity’s sole cost and expense, such number of copies of the Registration Statement (including any
amendments, supplements and exhibits), the Prospectus contained therein (including each preliminary prospectus and all related amendments and supplements) and any documents incorporated by reference in the Registration Statement or such other
documents as Founders Equity may reasonably request in order to facilitate the sale of the Registrable Shares in the manner described in the Registration Statement. 

(c) Amendments and Supplements. WisdomTree shall promptly prepare and file with the SEC from time to time such amendments and
supplements to the Registration Statement and Prospectus used in connection therewith as may be necessary to keep the Registration Statement effective and to comply with the provisions of the Securities Act with respect to the disposition of all the
Registrable Shares until the Resale Shelf Expiration Date. Upon ten (10) Business Days’ notice, WisdomTree shall file any supplement or post-effective amendment to the Registration Statement
with respect to the plan of distribution or Founders Equity’s ownership interests in the Registrable Shares that is reasonably necessary to permit the sale of Founders Equity’s Registrable Shares pursuant to the Registration Statement.

  
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 (d) Notice of Certain Events. 

(i) WisdomTree shall as promptly as practicable and in any event within three (3) Business Days notify
Founders Equity of, and confirm in writing, any request by the SEC for any amendment or supplement to, or additional information in connection with, any Registration Statement required to be prepared and filed hereunder (or Prospectus relating
thereto). WisdomTree shall as promptly as practicable and in any event within one (1) Business Day notify Founders Equity of, and confirm in writing, the filing of the Registration Statement or any Prospectus, amendment or supplement
related thereto or any post-effective amendment to the Registration Statement and the effectiveness of any post-effective amendment. 

(ii) At any time when a Prospectus relating to the Registration Statement is required to be delivered under the Securities Act
to a transferee, WisdomTree shall immediately notify Founders Equity (A) of the happening of any event as a result of which the Prospectus included in such Registration Statement, as then in effect, includes an untrue statement of a material
fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, and (B) in such event, to suspend sales of Registrable
Shares. Subject to Sections 3 and 4 below, in such event, WisdomTree shall as promptly as practicable, prepare and file a supplement to or an amendment of such Prospectus as may be necessary so that, as thereafter deemed delivered to the
purchasers of Registrable Shares sold under the Prospectus, such Prospectus shall not include an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light
of the circumstances under which they are made, not misleading. Subject to Sections 3 and 4 below, WisdomTree shall, if necessary, as promptly as practicable, amend the Registration Statement of which such Prospectus is a part to reflect such
amendment or supplement. 
 (e) Filing Procedures. Wisdom Tree will prior to filing a Registration Statement or prospectus or any
amendment or supplement thereto which relates to Registrable Shares, furnish to Founders Equity a copy of such Registration Statement, prospectus or amendment or supplement thereto as proposed to be filed, which shall be subject to review and
comment by such party. Wisdom Tree shall not file any Registration Statement or prospectus or any amendment or supplement thereto which relates to Registrable Shares if reasonably objected to in writing by Founders Equity. 

3. Suspension of Registration Requirement; Restriction on Sales. 

(a) WisdomTree shall as promptly as practicable notify Founders Equity of, and confirm in writing, the issuance by the SEC of any stop order
suspending the effectiveness of a Registration Statement with respect to Founders Equity’s Registrable Shares or the initiation of any proceedings for that purpose. WisdomTree shall use its commercially reasonable efforts to obtain the
withdrawal of any order suspending the effectiveness of such a Registration Statement at the earliest possible moment. 

  
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 (b) Notwithstanding anything to the contrary set forth in this Agreement, WisdomTree’s
obligation under this Agreement to file, amend or supplement a Registration Statement, or to cause a Registration Statement, or any filings with any state securities commission, to become effective shall be suspended, for one or more reasonable
periods not to exceed the period described in Section 4 below, if the Chief Executive Officer of WisdomTree determines in good faith that such suspension is in the best interest of WisdomTree and its stockholders in order to avoid the
disclosure of information not otherwise then required by law (in the absence of a registration or sales thereunder) to be publicly disclosed or for another valid business purpose (any such circumstances being hereinafter referred to as a
“Suspension Event”). WisdomTree shall notify Founders Equity of the existence of any Suspension Event by promptly delivering to Founders Equity a certificate signed by an executive officer of WisdomTree stating that a Suspension
Event has occurred and is continuing. 
 Subject to the terms of Section 4 below, Founders Equity agrees that, following the effectiveness of
any Registration Statement relating to Registrable Shares of Founders Equity, Founders Equity will not effect any sales of the Registrable Shares pursuant to such Registration Statement or any filings with any state securities commission at any time
after Founders Equity has received notice from WisdomTree to suspend sales as a result of the occurrence or existence of any Suspension Event or so that WisdomTree may correct or update the Registration Statement or such filing. Founders Equity may
recommence effecting sales of the Registrable Shares pursuant to the Registration Statement or such filings, and all other obligations which are suspended as a result of a Suspension Event shall no longer be so suspended, following further notice to
such effect from WisdomTree, which notice shall be given by WisdomTree not later than one (1) Business Day after the conclusion of any such Suspension Event. 

4. Limitations on Suspension/Blackout Periods. Notwithstanding anything herein to the contrary, WisdomTree covenants and agrees that
(a) WisdomTree’s rights to suspend its obligation under this Agreement to file, amend or supplement a Registration Statement and maintain the effectiveness of any Registration Statement during the pendency of any Suspension Event, and
(b) Founders Equity’s obligations to suspend sales of Registrable Shares pursuant to a Registration Statement during the pendency of any Suspension Event, shall not, in the aggregate, cause Founders Equity to be required to suspend sales
of Registrable Shares or relieve WisdomTree of its obligation to file, amend or supplement and maintain the effectiveness of a Registration Statement for longer than sixty (60) days during any six (6) month period. 

5. State Securities Laws. Subject to the conditions set forth in this Agreement, WisdomTree shall, in connection with the filing of any
Registration Statement hereunder, file such documents as may be necessary to register or qualify the Registrable Shares under the securities or “blue sky” laws of such states as Founders Equity may reasonably request, and WisdomTree shall
use its commercially reasonable efforts to cause such filings to become effective in a timely manner; provided, however, that WisdomTree shall not be obligated to qualify as a foreign corporation to do business under the laws of any
such state in which it is not then qualified or to file any general consent to service of process in any such state. Once effective, WisdomTree shall use its commercially reasonable efforts to keep such filings effective until the earlier of
(a) such time as all of the Registrable Shares have been disposed of in accordance with the intended methods of disposition by Founders Equity as set forth in the applicable Registration Statement, (b) in the case of a particular state,
Founders Equity notified 

  
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WisdomTree that it no longer requires an effective filing in such state in accordance with their original request for filing or (c) the date on which the applicable Registration Statement
ceases to be effective. 
 6. Listing. WisdomTree will cause all Registrable Shares to be listed or otherwise eligible for full
trading privileges on the principal national securities exchange (currently NASDAQ Global Market) on which the Common Shares are then listed or quoted. WisdomTree will use commercially reasonable efforts to continue the listing or trading privilege
for all Registrable Shares on such exchange. WisdomTree will as promptly as practicable notify Founders Equity of, and confirm in writing, the delisting of the Common Shares by such exchange. 

7. Expenses. Founders Equity shall bear all Registration Expenses incurred in connection with the registration of the Registrable
Shares pursuant to this Agreement and WisdomTree’s performance of its other obligations under the terms of this Agreement. Founders Equity shall bear all underwriting fees, discounts or commissions attributable to the sale of securities by
Founders Equity, any legal fees and expenses of counsel to Founders Equity and any underwriter engaged by Founders Equity and all other expenses incurred in connection with the performance by Founders Equity of its obligations under the terms of
this Agreement. 
 8. Covenants of Founders Equity. 

(a) Founders Equity hereby agrees (i) to cooperate with WisdomTree and to furnish to WisdomTree all information concerning its plan of
distribution and ownership interests with respect to the Registrable Shares in connection with the preparation of a Registration Statement with respect to Founders Equity’s Registrable Shares and any filings with any state securities
commissions as WisdomTree may reasonably request, (ii) to deliver or cause delivery of the Prospectus contained in such Registration Statement to any purchaser of the shares covered by such Registration Statement from Founders Equity if
Founders Equity is required by the Securities Act or the rules and regulations thereunder to deliver the Prospectus in connection with the sale of shares to such purchaser; and (iii) to indemnify WisdomTree, its officers, directors, employees,
agents, representatives and Affiliates, and each Person, if any, who controls WisdomTree within the meaning of the Securities Act, and each other person or entity, if any, subject to liability because of its connection with WisdomTree, against any
and all losses, claims, damages, actions, liabilities, costs and expenses arising out of or based upon (A) any untrue statement or alleged untrue statement of material fact contained in either such Registration Statement or the Prospectus
contained therein, or any omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, if and to
the extent that such statement or omission occurs from reliance upon and in conformity with written information regarding Founders Equity, its plan of distribution or its ownership interests, which was furnished to WisdomTree in writing by Founders
Equity for use therein unless such statement or omission was corrected in writing to WisdomTree prior to the date one day prior to the date of the final Prospectus (as supplemented or amended, as the case may be) or (B) the failure by Founders
Equity to deliver or cause to be delivered the Prospectus contained in such Registration Statement (as amended or supplemented, if applicable) furnished by WisdomTree to Founders Equity to any purchaser of the shares covered by such Registration
Statement from Founders Equity through no fault of WisdomTree if Founders Equity is required by the Securities Act or the rules and regulations thereunder to 

  
 6 

 
deliver the Prospectus in connection with the sale of shares to such purchaser. For purposes of clarity Founders Equity acknowledges and agrees that it has provided the information set forth in
the Selling Stockholder’s Questionnaire and the plan of distribution attached hereto as Exhibit B. 
 9. Indemnification
Procedures. WisdomTree shall notify Founders Equity as promptly as practicable in writing of the commencement of any action or proceeding with respect to which a claim for indemnification may be made hereunder, but the failure of WisdomTree to
provide such notice shall not relieve Founders Equity of its obligations hereunder. In case any action or proceeding is brought against WisdomTree and it shall notify Founders Equity of the commencement thereof, Founders Equity shall be entitled to
participate therein and, unless in the reasonable opinion of outside counsel to WisdomTree a conflict of interest between WisdomTree and Founders Equity may exist in respect of such claim, to assume the defense thereof, to the extent that it
chooses, with counsel reasonably satisfactory to WisdomTree, and after notice from Founders Equity to WisdomTree that it so chooses (provided that in connection with such assumption Founders Equity provides WisdomTree a full release of any
costs or other expenses in connection therewith), Founders Equity shall not be liable to WisdomTree for any legal or other expenses subsequently incurred by WisdomTree in connection with the defense thereof; provided, however, that
(a) if Founders Equity fails to take reasonable steps necessary to defend diligently the action or proceeding within twenty (20) Business Days after receiving notice from WisdomTree that Founders Equity believes it has failed to do so; or
(b) if WisdomTree who is a defendant in any action or proceeding which is also brought against Founders Equity shall have reasonably concluded, based on the advice of counsel, that there may be one or more legal defenses available to WisdomTree
which are not available to Founders Equity; or (c) if representation of both parties by the same counsel is otherwise inappropriate under applicable standards of professional conduct, then, in any such case, WisdomTree shall have the right to
assume or continue its own defense as set forth above and Founders Equity shall be liable for any expenses therefor. Founders Equity shall not, without the written consent of WisdomTree (which shall not be unreasonably withheld), effect the
settlement or compromise of, or consent to the entry of any judgment with respect to, any pending or (to the knowledge of Founders Equity) threatened action or claim in respect of which indemnification or contribution may be sought hereunder
(whether or not WisdomTree is an actual or potential party to such action or claim) unless such settlement, compromise or judgment (i) includes an unconditional release of the indemnified party from all liability arising out of such action or
claim, (ii) does not include a statement as to or an admission of fault, culpability or a failure to act, by or on behalf of WisdomTree and (iii) does not and is not likely to materially adversely effect WisdomTree. 

10. Additional Shares. Except as otherwise provided in this Agreement, WisdomTree, at its option, may register, under any Registration
Statement and any filings with any state securities commissions filed pursuant to this Agreement, any number of unissued, treasury or other Common Shares of or owned by WisdomTree and any of its Subsidiaries or any Common Shares or other securities
of WisdomTree owned by any other security holder or security holders of WisdomTree. 
 11. Contribution. 

(a) If the indemnification provided for in Section 8 is unavailable to WisdomTree with respect to any losses, claims, damages,
actions, liabilities, costs or expenses referred to therein or is insufficient to hold the indemnified party harmless as contemplated 

  
 7 

 
therein, then Founders Equity, in lieu of indemnifying WisdomTree, shall contribute to the amount paid or payable by WisdomTree as a result of such losses, claims, damages, actions, liabilities,
costs or expenses in such proportion as is appropriate to reflect the relative fault of Founders Equity, on the one hand, and WisdomTree, on the other hand, in connection with the statements or omissions which resulted in such losses, claims,
damages, actions, liabilities, costs or expenses as well as any other relevant equitable considerations. The relative fault of Founders Equity, on the one hand, and of WisdomTree, on the other hand, shall be determined by reference to, among other
factors, whether the untrue or alleged untrue statement of a material fact or omission to state a material fact relates to information supplied by Founders Equity or by WisdomTree and the parties’ relative intent, knowledge, access to
information and opportunity to correct or prevent such statement or omission; provided, however, that in no event shall the obligation of Founders Equity to contribute under this Section 11 exceed the amount that Founders
Equity would have been obligated to pay by way of indemnification if the indemnification provided for under Section 8 hereof had been available under the circumstances. 

(b) WisdomTree and Founders Equity agree that it would not be just and equitable if contribution pursuant to this Section 11 were
determined by pro rata allocation or by any other method of allocation that does not take account of the equitable considerations referred to in the immediately preceding paragraph. 

12. No Other Obligation to Register. Except as otherwise expressly provided in this Agreement, WisdomTree shall have no obligation to
Founders Equity to register the Registrable Shares under the Securities Act. 
 13. Amendments and Waivers. The provisions of this
Agreement may not be amended, modified, or supplemented or waived without the prior written consent of WisdomTree and Founders Equity. 

14. Notices. Except as set forth below, all notices and other communications provided for or permitted hereunder shall be in writing
and shall be deemed to have been duly given when and if delivered personally or sent by facsimile (with respect to notice by facsimile, on a Business Day between the hours of 8:00 a.m. and 5:00 p.m., New York time), five (5) Business Days after
being sent if mailed by registered or certified mail (return receipt requested), postage prepaid, or upon receipt if sent by courier or overnight delivery service to the respective parties at the following addresses (or at such other address for any
party as shall be specified by like notice, provided that notices of a change of address shall be effective only upon receipt thereof), and further provided that in case of directions to amend the Registration Statement pursuant
to Section 2(d) Founders Equity must confirm such notice in writing by overnight express delivery with confirmation of receipt: 

  
 8 

 If to WisdomTree: 

WisdomTree Investments, Inc. 
 380
Madison Avenue, 21st Floor 
 New York, NY 10017 

Attn: Peter M. Ziemba 
 Facsimile:
917-267-3851 
 with a copy to: 

Goodwin Procter LLP 
 Exchange
Place 
 Boston, MA 02109-2881 

Attn: Jocelyn M. Arel 
 Facsimile:
(617) 523-1231 
 If to Founders Equity: 

Founders Equity LLC 
 130 East 59th Street, 17th Floor 
 New York, NY
10022 
 Attn: Stuart Ellman 

Facsimile: 212-355-0330 
 with a
copy to: 
 Goodwin Procter LLP 

The New York Times Building 
 620
Eighth Avenue 
 New York, NY 10018 

Attn: Ilan Nissan 
 Facsimile:
(212) 355-3333 
 15. Successors and Assigns. This Agreement shall be binding upon the parties hereto and their respective
successors and assigns and shall inure to the benefit of the parties hereto and their respective successors and assigns. If any successor, assignee or transferee of Founders Equity shall acquire Registrable Shares, in any manner, whether by
operation of law or otherwise, (a) such successor, assignee or transferee shall be entitled to all of the benefits of a “Founders Equity” under this Agreement and (b) such Registrable Shares shall be held subject to all of the
terms of this Agreement, and by taking and holding Registrable Shares such Person shall be conclusively deemed to have agreed to be bound by all of the terms and provisions hereof. 

16. Counterparts. This Agreement may be executed in any number of counterparts and by the parties hereto in separate counterparts, each
of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. 

  
 9 

 17. Governing Law. This Agreement shall be governed by and construed in accordance with
the laws of the State of New York applicable to contracts made and to be performed wholly within said State. 
 18. Severability. In
the event that any one or more of the provisions contained herein, or the application thereof in any circumstances, is held invalid, illegal or unenforceable in any respect for any reason, the validity, legality and enforceability of any such
provision in every other respect and of the remaining provisions contained herein shall not be in any way impaired thereby, it being intended that all of the rights and privileges of the parties hereto shall be enforceable to the fullest extent
permitted by law. 
 19. Entire Agreement. This Agreement and the Exhibits attached hereto are intended by the parties as a final
expression of their agreement and intended to be the complete and exclusive statement of the agreement and understanding of the parties hereto in respect of the subject matter contained herein. There are no restrictions, promises, warranties or
undertakings, other than those set forth or referred to herein, with respect to such subject matter. This Agreement supersedes all prior agreements and understandings between the parties with respect to such subject matter. 

20. Drafting Conventions; No Construction Against Drafter. 

(a) The headings in this Agreement are provided for convenience and do not affect its meaning. The words “include”,
“includes” and “including” are to be read as if they were followed by the phrase “without limitation”. Unless specified otherwise, any reference to an agreement means that agreement as amended or supplemented, subject
to any restrictions on amendment contained in such agreement. Unless specified otherwise, any reference to a statute or regulation means that statute or regulation as amended or supplemented from time to time and any corresponding provisions of
successor statutes or regulations. If any date specified in this Agreement as a date for taking action falls on a day that is not a business day, then that action may be taken on the next business day. Unless specified otherwise, the words
“party” and “parties” refer only to a named party to this Agreement. 
 (b) The parties have participated jointly with
their respective counsel in the negotiation and drafting of this Agreement. If an ambiguity or question of intent or interpretation arises, this Agreement is to be construed as if drafted jointly by the parties and there is to be no presumption or
burden of proof favoring or disfavoring any party because of the authorship of any provision of this Agreement. 
 [The Remainder of This
Page Has Been Intentionally Left Blank.] 

  
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 IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first
written above. 
  

			
	WISDOMTREE INVESTMENTS, INC.
		
	By:	 	/s/ Peter M. Ziemba
	Name: Peter M. Ziemba
	Title: Executive Vice President-Business and Legal Affairs

 

			
	FOUNDERS EQUITY LLC
		
	By:	 	/s/ Stuart Ellman

 
			
	Name:	 	Stuart Ellman
	Title:	 	Member

  

REGISTRATION RIGHTS AGREEMENT 

 Exhibit A 

  

REGISTRATION RIGHTS AGREEMENT 

 Exhibit B 

  

REGISTRATION RIGHTS AGREEMENT

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