Document:

EX-4.1

 Exhibit 4.1 
  

 
  

SEVENTH SUPPLEMENTAL INDENTURE 

BETWEEN 
 BANK OF
AMERICA CORPORATION 
 AND 

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. 

DATED AS OF JANUARY 13, 2017 

Supplementing the Indenture for Senior Debt Securities dated as of January 1, 1995, 

as supplemented by a First Supplemental Indenture dated as of September 18, 1998, 

Second Supplemental Indenture dated as of May 7, 2001, 

Third Supplemental Indenture dated as of July 28, 2004, 

Fourth Supplemental Indenture dated as of April 28, 2006, 

Fifth Supplemental Indenture dated as of December 1, 2008 

and 
 Sixth Supplemental Indenture
dated as of February 23, 2011 
  
  

 

 SEVENTH SUPPLEMENTAL INDENTURE 

THIS SEVENTH SUPPLEMENTAL INDENTURE, dated as of January 13, 2017 (the “Seventh Supplemental Indenture”), between BANK
OF AMERICA CORPORATION, a Delaware corporation (the “Company”), having its principal office at 100 North Tryon Street, Charlotte, North Carolina 28255, and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (formerly known as The Bank
of New York Trust Company, N.A.), a national banking association, as successor Trustee (the “Trustee”) under the Indenture referred to herein. 

W I T N E S S E T H: 

WHEREAS, NationsBank Corporation, predecessor of the Company, and BankAmerica National Trust Company, predecessor trustee, previously entered
into an Indenture for Senior Debt Securities, dated as of January 1, 1995 (the “Base Indenture”), which has been supplemented by a First Supplemental Indenture dated as of September 18, 1998, a Second Supplemental
Indenture dated as of May 7, 2001, a Third Supplemental Indenture dated as of July 28, 2004, a Fourth Supplemental Indenture dated as of April 28, 2006 (the “Fourth Supplemental Indenture”), a Fifth Supplemental
Indenture dated as of December 1, 2008 and a Sixth Supplemental Indenture dated as of February 23, 2011 (each, a “Supplemental Indenture” and together, the “Supplemental Indentures” and the Base Indenture
as so supplemented by the Supplemental Indentures, the “Indenture”); 
 WHEREAS, Section 10.01(e) of the Base Indenture
provides that without the consent of any holders of Securities, the Company, when authorized by or pursuant to a Board Resolution (as defined in Section 1.01 of the Base Indenture), and the Trustee may enter into an indenture supplemental to
the Indenture for the purpose of modifying, eliminating or adding to any of the provisions of the Indenture, provided that any such change or elimination shall not apply to any Security Outstanding at the time of such change; 

WHEREAS, the Company desires to enter into an indenture supplemental to the Indenture for the purposes of (a) adding to the list of
particular terms of the Securities that may be established pursuant to Section 2.03(b) of the Indenture, (b) modifying certain provisions of the Indenture relating to events of default and remedies, and (c) making certain other
modifications as set forth herein, in each case for all Securities to be issued on or after the date of such supplemental indenture; 

WHEREAS, the Company has requested that the Trustee execute and deliver this Seventh Supplemental Indenture; 

WHEREAS, the conditions set forth in the Base Indenture for the execution and delivery of this Seventh Supplemental Indenture have been
satisfied; and 
 WHEREAS, all things necessary to make this Seventh Supplemental Indenture a valid agreement of the Company and the
Trustee, in accordance with its terms, and a valid amendment of, and supplement to, the Indenture have been done. 
 NOW, THEREFORE, in
consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, it is mutually covenanted and agreed that the Indenture is supplemented and amended to the extent and for the purposes
expressed herein, as follows: 
 ARTICLE I 

CAPITALIZED TERMS 

Section 1.1 Definition of Terms. 

For purposes of this Seventh Supplemental Indenture, 

 (a) terms defined in the Base Indenture or any Supplemental Indenture have the same meaning when
used in this Seventh Supplemental Indenture unless otherwise specified herein; 
 (b) a term defined anywhere in this Seventh Supplemental
Indenture has the same meaning throughout; 
 (c) the singular includes the plural and vice versa; and 

(d) headings are for convenience of reference only and do not affect interpretation. 

ARTICLE II 
 AMENDMENTS
TO THE INDENTURE 
 Section 2.1 Section 1.01 of the Base Indenture is hereby amended by inserting the following new defined term
immediately following the definition of “Coupon”: 
 “Covenant Breach: 

The term “Covenant Breach” shall mean, with respect to the Securities of any series, a failure on the part of the
Company duly to observe or perform any of the covenants or agreements on the part of the Company contained in the Securities or in this Indenture (other than a covenant or agreement a default in the performance or breach of which is specifically
subject to Section 6.01 of this Indenture), which failure continues for a period of 90 days after the date on which written notice of such failure, requiring the Company to remedy the same, shall have been given to the Company by the Trustee,
or to the Company and the Trustee by the holders of at least 25 percent in aggregate principal amount of the Securities affected thereby at the time Outstanding. For the avoidance of doubt, a Covenant Breach shall not be an Event of Default
with respect to any Security, except to the extent otherwise specified as contemplated by Section 2.03(b) with respect to such Security.” 

Section 2.2 Section 2.03(b) of the Indenture is hereby amended as follows: 

(a) The word “and” at the end of the current Section 2.03(b)(20) of the Indenture is deleted. 

(b) The following is inserted as new Section 2.03(b)(21): 

“(21) any addition to, elimination of or other change in the Events of Default or covenants, or to the definition of “Covenant
Breach” set forth in Section 1.01, in each case with respect to the Securities of such series, including making Events of Default, Covenant Breaches or covenants inapplicable or changing the remedies available to holders of the Securities of
such series upon an Event of Default or a Covenant Breach; and” 
  

	 	(c)	The current Section 2.03(b)(21) of the Indenture is renumbered to 2.03(b)(22), and otherwise is not modified by this Seventh Supplemental Indenture. 

Section 2.3 Section 3.04 of the Base Indenture is hereby amended by inserting “or Covenant Breach” after each occurrence of the
phrase “Event of Default.” 

  
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 Section 2.4 Section 4.08 of the Base Indenture is hereby amended by deleting such Section 4.08 in
its entirety and replacing it with the following: 
 “The Company shall file with the Trustee written notice of the
occurrence of any Default, Event of Default or Covenant Breach within five business days of its becoming aware of any such Default, Event of Default or Covenant Breach. For the purposes of this Section, the term “Default” means any event
that is, or after notice or lapse of time would become, an Event of Default or Covenant Breach with respect to the Securities of the relevant series.” 

Section 2.5 Section 6.01 of the Base Indenture is hereby amended by deleting such Section 6.01 in its entirety and replacing it with
the following: 
 “Except as may otherwise be specified as contemplated by Section 2.03(b) for Securities of any series,
“Event of Default,” wherever used herein with respect to Securities of any series, means any one of the following events (whatever the reason for such Event of Default and whether it be voluntary or involuntary or be effected by operation
of law or pursuant to any judgment, decree or order of any court or any order, rule or regulation of any administrative or governmental body): 

(a) default in the payment of the principal of (or premium, if any, on) any of the Securities of such series as and when the
same shall become due and payable either at maturity, upon redemption, by declaration or otherwise, and continuance of such default for a period of 30 days; 

(b) default in the payment of any installment of interest upon any of the Securities of such series as and when the same shall
become due and payable, and continuance of such default for a period of 30 days; 
 (c) a court having jurisdiction in the
premises shall enter a decree or order for relief in respect of the Company in an involuntary case under any applicable bankruptcy, insolvency or other similar law now or hereafter in effect, or appointing a receiver, liquidator, assignee,
custodian, trustee, sequestrator or similar official of the Company or for any substantial part of its property, or ordering the winding-up or liquidation of its affairs and such decree or order shall remain
unstayed and in effect for a period of 60 consecutive days; 
 (d) the Company shall commence a voluntary case under any
applicable bankruptcy, insolvency or other similar law now or hereafter in effect, or shall consent to the entry of an order for relief in an involuntary case under any such law, or shall consent to the appointment of or taking possession by a
receiver, liquidator, assignee, trustee, custodian, sequestrator or similar official of the Company or for any substantial part of its property, or shall make any general assignment for the benefit of creditors; or 

(e) any other Event of Default provided with respect to Securities of such series. 

Unless otherwise specified as contemplated by Section 2.03(b) with respect to the Securities of such series, if an Event of
Default described in clause (a) or (b) above shall have occurred and be continuing, and in each and every such case, unless the principal amount of all the Securities of such series shall have already become due and payable,

  
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either the Trustee or the holders of not less than 25 percent in aggregate principal amount of the Securities of all series affected thereby then Outstanding hereunder, by notice in writing
to the Company (and to the Trustee if given by securityholders) may declare the principal amount of all the Securities (or, with respect to Original Issue Discount Securities, such lesser amount as may be specified in the terms of such Securities)
affected thereby to be due and payable immediately, and upon any such declaration the same shall become and shall be immediately due and payable, anything in this Indenture or in the Securities of such series contained to the contrary
notwithstanding, or, unless otherwise specified as contemplated by Section 2.03(b) with respect to the Securities of such series, if an Event of Default described in clause (c) or (d) above shall have occurred and be continuing, and in each and
every such case, unless the principal of all the Securities of such series shall have already become due and payable, either the Trustee or the holders of not less than 25 percent in aggregate principal amount of all the Securities then
Outstanding hereunder (voting as one class), by notice in writing to the Company (and to the Trustee if given by securityholders), may declare the principal of all the Securities (or, with respect to Original Issue Discount Securities, such lesser
amount as may be specified in the terms of such Securities) to be due and payable immediately, and upon any such declaration the same shall become and shall be immediately due and payable, anything in this Indenture or in the Securities contained to
the contrary notwithstanding. 
 Unless otherwise specified as contemplated by Section 2.03(b) with respect to the Securities
of such series, there shall be no rights of acceleration other than as described in the preceding paragraph. In addition, for the avoidance of doubt, unless otherwise specified as contemplated by Section 2.03(b) with respect to the Securities of a
series, neither the Trustee nor any holders of such Securities shall have the right to accelerate the payment of such Securities, nor shall the payment of any Securities be otherwise accelerated, as a result of a Covenant Breach. Further, for
avoidance of doubt, if an Event of Default as described in Section 6.01(e) is specified for a series of Securities, there will be no right to accelerate payment of such Securities on the terms described in the preceding paragraph unless such
acceleration rights are granted specifically for such Securities as contemplated by Section 2.03(b).” 
 Section 2.6 Section 6.02
of the Base Indenture is hereby amended as follows: 
  

	 	(a)	The following is inserted in the first sentence of the first paragraph of Section 6.02 after the words “that if,” and before the words “at any time after the principal:” 

“unless otherwise specified as contemplated by Section 2.03(b) with respect to the Securities of a series,” 

 

	 	(b)	Each occurrence of the term “defaults” shall be replaced by the phrase “Events of Default or Covenant Breaches,” and each occurrence of the term “default” shall be replaced by the phrase
“Event of Default or Covenant Breach.” 

 Section 2.7 The second paragraph of Section 6.03 of the Base
Indenture is hereby deleted in its entirety. 
 Section 2.8 The last paragraph of Section 6.03 of the Base Indenture is hereby
amended by inserting “or Covenant Breach” after the phrase “Event of Default.” 

  
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 Section 2.9 Section 6.07 of the Base Indenture is hereby amended by inserting “or
Covenant Breach” after each occurrence of the phrase “Event of Default.” 
 Section 2.10 Section 6.11 of the Base
Indenture is hereby amended by replacing each occurrence of the term “Default” with the phrase “Event of Default or Covenant Breach.” 

Section 2.11 Section 6.13 of the Base Indenture is hereby amended by deleting the phrase “Default or” and inserting “or
Covenant Breach” after the phrase “Event of Default.” 
 Section 2.12 Section 7.01 of the Base Indenture is hereby
amended by inserting “or Covenant Breach” after each occurrence of the phrase “Event of Default” and “or Covenant Breaches” after each occurrence of the phrase “Events of Default.” 

Section 2.13 Section 7.02 of the Base Indenture is hereby amended as follows: 

 

	 	(a)	The word “and” at the end of current Section 7.02(f) of the Base Indenture is deleted. 

  

	 	(b)	The following paragraphs are inserted as new Sections 7.02(g), (h), (i) and (j): 

“(g) in no event shall the Trustee be responsible or liable for special, indirect, or consequential loss or damage of any
kind whatsoever (including, but not limited to, loss of profit) irrespective of whether the Trustee has been advised of the likelihood of such loss or damage and regardless of the form of action; 

(h) the Trustee shall not be deemed to have notice of any Event of Default or Covenant Breach unless a Responsible Officer of
the Trustee has actual knowledge thereof or has received written notice of any event which is in fact such Event of Default or Covenant Breach at the Corporate Trust Office of the Trustee, and, if such notice is delivered by the Company, such notice
references the Securities and this Indenture; 
 (i) the rights, privileges, protections, immunities and benefits given to
the Trustee, including, without limitation, its right to be indemnified, are extended to, and shall be enforceable by, the Trustee in each of its capacities hereunder; 

(j) the Trustee may request that the Company deliver a certificate setting forth the names of individuals and/or titles of
officers of the Company authorized at such time to take specified actions pursuant to this Indenture; and” 
  

	 	(c)	The current Section 7.02(g) of the Base Indenture is renumbered to Section 7.02(k) and otherwise is not modified by this Seventh Supplemental Indenture. 

Section 2.14 Section 7.08 of the Base Indenture is hereby amended by deleting such Section 7.08 in its entirety and replacing it
with the following: 
 “The Trustee shall comply with Section 310(b) of the Trust Indenture Act of 1939. If the Trustee
has or shall acquire a conflicting interest within the meaning of the Trust Indenture Act of 1939, the Trustee shall either eliminate such interest or resign, to the extent and in the manner provided by, and subject to the provisions of, the Trust
Indenture Act of 1939 and this Indenture. To the extent permitted by the Trust Indenture Act of 1939, the Trustee shall not be deemed to have a conflicting interest by virtue of being a trustee under this Indenture with respect to Securities of more
than one series or a trustee under any other indenture, a Paying Agent under any paying agency agreement, 

  
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a fiscal agent under any fiscal agency agreement or a warrant agent under any warrant agreement, of the Company or any of its affiliates. For the purpose of determining whether a conflict of
interest exists within the meaning of the Trust Indenture Act of 1939, “default” means any event which is, or after notice or lapse of time or both would become, an Event of Default or a Covenant Breach.” 

Section 2.15 Section 7.14 of the Base Indenture is hereby amended by deleting such Section 7.14 in its entirety and replacing it
with the following: 
 “If a default occurs hereunder with respect to the Securities of any series, the Trustee shall give the
securityholders of such series notice of such default as and to the extent provided in the Trust Indenture Act of 1939; provided, however, that in the case of any default of the character specified in Section 1.01 under the definition of
“Covenant Breach” with respect to the Securities of such series, no such notice to the securityholders shall be given until at least 30 days after the occurrence thereof. For the purpose of this Section, the term “default” means
any event which is, or after notice or the lapse of time or both would become, an Event of Default or a Covenant Breach with respect to the Securities of such series.” 

Section 2.16 Section 10.01(b) of the Base Indenture is hereby amended by inserting “or Covenant Breach” after the phrase
“Event of Default.” 
 Section 2.17 Section 15.03 of the Base Indenture is hereby amended by inserting the following as a new
paragraph after the end of current Section 15.03 of the Base Indenture: 
 “The Trustee shall be entitled to treat
a facsimile, pdf or e-mail communication or communication by other similar electronic means in a form satisfactory to it (“Electronic Methods”) from a person purporting to be, and whom the Trustee,
acting reasonably, believes in good faith to be, the authorized representative of the Company as sufficient instructions and authority of the Company for the Trustee to act and shall have no duty to confirm that person is so authorized, other than,
with respect to the Company, to verify that any signature is the signature of a person authorized to give instructions and directions on behalf of the Company using the information provided by the Company in an incumbency certificate listing persons
designated to give such instructions or directions and containing specimen signatures of such designated persons. The Trustee shall have no liability for any losses, liabilities, costs or expenses incurred by it as a result of such reliance upon or
compliance with such instructions or directions, except in the case of its negligence, bad faith or willful misconduct, until such time as the Trustee receives any subsequent instruction or direction that supersedes such earlier instructions or
directions. The Company assumes all risks arising out of the use of such Electronic Methods to submit instructions and directions to the Trustee, including without limitation the risk of the Trustee acting on unauthorized instructions, and the risk
of interception and misuse by third parties, other than those risks arising out of negligence, bad faith or willful misconduct of the Trustee.” 

Section 2.18 The Base Indenture is hereby amended by inserting the following new Sections 15.11, 15.12 and 15.13 after current
Section 15.10 of the Base Indenture: 
 “SECTION 15.11. Waiver of Jury Trial. 

EACH OF THE COMPANY AND THE TRUSTEE, AND EACH HOLDER OF A SECURITY BY ITS ACCEPTANCE THEREOF, HEREBY IRREVOCABLY

  
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WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS INDENTURE, THE SECURITIES OR THE
TRANSACTIONS CONTEMPLATED HEREBY. 
 SECTION 15.12. Force Majeure. 

In no event shall the Trustee be responsible or liable for any failure or delay in the performance of its obligations under
this Indenture arising out of or caused by, directly or indirectly, forces beyond its reasonable control, including, without limitation, the occurrence of strikes, acts of war or terrorism, civil or military disturbances, nuclear or natural
catastrophes or acts of God and statewide or countrywide interruptions or losses of utilities or communications services; it being understood that the Trustee shall use reasonable efforts that are consistent with accepted practices in the banking
industry to resume performance as soon as practicable under those circumstances. 
 SECTION 15.13. Foreign Account Tax Compliance Act
(FATCA). 
 The Trustee shall be entitled to deduct FATCA Withholding Tax (as hereinafter defined), and shall have no
obligation to gross-up any payment hereunder or to pay any additional amount as a result of such FATCA Withholding Tax. Each of the Company and the Trustee agrees to cooperate and to provide the other with
such reasonably requested information as each may have in its possession to enable the determination of whether any payments pursuant to this Indenture are subject to any tax, assessment or other governmental charge that is imposed or withheld by
reason of the application of Section 1471 through 1474 of the U.S. Internal Revenue Code of 1986, as amended (or any successor provision), any regulation, pronouncement or agreement thereunder, official interpretation thereof or any law
implementing an intergovernmental approach thereto, whether currently in effect or as published and amended from time to time (“FATCA Withholding Tax”).” 

ARTICLE III 

MISCELLANEOUS 

Section 3.1 Effectiveness and Applicability. 

This Seventh Supplemental Indenture will become effective upon its execution and delivery. The amendments to the Indenture set forth herein
shall apply to all Securities issued on or after the date of this Seventh Supplemental Indenture. The amendments to the Indenture set forth herein shall not apply to any Securities issued prior to the date of this Seventh Supplemental Indenture, and
the rights of the holders of any Securities issued before the date of this Seventh Supplemental Indenture shall not be modified hereby. 

Section 3.2 Successors and Assigns. 

All covenants and agreements in the Indenture, as supplemented and amended by this Seventh Supplemental Indenture, by the Company shall bind
its successors and assigns, whether so expressed or not. 
 Section 3.3 Further Assurances. 

The Company will, at its own cost and expense, execute and deliver any documents or agreements, and take any other actions that the Trustee or
its counsel may from time to time request in order to assure the 

  
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Trustee of the benefits of the rights granted to the Trustee under the Indenture, as supplemented and amended by this Seventh Supplemental Indenture. 

Section 3.4 Certain Duties and Responsibilities of the Trustee; Effect of Recitals. 

 

	 	(a)	In entering into this Seventh Supplemental Indenture, the Trustee shall be entitled to the benefit of every provision of the Indenture relating to the conduct or affecting the liability or affording protection to the
Trustee, whether or not elsewhere herein so provided. 

  

	 	(b)	The recitals contained herein shall be taken as the statements of the Company, and the Trustee assumes no responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of
this Seventh Supplemental Indenture. 

 Section 3.5 Ratification of Indenture. The Indenture, as supplemented and
amended by this Seventh Supplemental Indenture, is in all respects ratified and confirmed, and this Seventh Supplemental Indenture shall be deemed part of the Indenture in the manner and to the extent herein and therein provided. 

Section 3.6 Governing Law. This Seventh Supplemental Indenture and the Notes shall be governed by and construed in accordance with
the laws of the State of New York. 
 Section 3.7 Counterparts. This Seventh Supplemental Indenture may be executed in any
number of counterparts each of which shall be an original; but such counterparts shall together constitute but one and the same instrument. 

[Signature page follows.] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Seventh Supplemental Indenture to be duly
executed as of the day and year first above written. 
  

			
	BANK OF AMERICA CORPORATION
		
	By:	 	 /s/ Angela C. Jones

	Name:	 	Angela C. Jones
	Title:	 	Managing Director
	
	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
		
	By:	 	 /s/ Lawrence M. Kusch

	Name:	 	Lawrence M. Kusch
	Title:	 	Vice President

 [SIGNATURE PAGE – SEVENTH SUPPLEMENTAL INDENTURE TO THE 

SENIOR INDENTURE DATED AS OF JANUARY 1, 1995]EX-4.2

 Exhibit 4.2 

[FORM OF REGISTERED GLOBAL SENIOR NOTE] 

BANK OF AMERICA CORPORATION 

Senior Medium-Term Notes, Series M 

REGISTERED GLOBAL SENIOR NOTE 

This Registered Global Senior Note (this “Note”) is a global security within the meaning of the Indenture dated as of
January 1, 1995, as supplemented from time to time (the “Indenture”), between Bank of America Corporation (the “Issuer”) and The Bank of New York Mellon Trust Company, N.A., as successor trustee (the “Trustee”)
under the Indenture and is registered in the name of [Cede & Co., as the nominee of The Depository Trust Company (55 Water Street, New York, New York) (the “Depository”)] [The Bank of New York Depository (Nominees) Limited, as
nominee of The Bank of New York Mellon, London Branch, the common depository (the “Common Depository”) for Euroclear Bank SA/NV and/or Clearstream Banking, société anonyme, Luxembourg]. This Note is not exchangeable for
definitive or other Notes registered in the name of a person other than [the Depository or its nominee] [the Common Depository], except in the limited circumstances described in the Indenture or in this Note, and no transfer of this Note (other than
a transfer as a whole by [the Depository to a nominee of the Depository or by a nominee of the Depository to the Depository or another nominee of the Depository or by the Depository or any such nominee to a successor depository or a nominee of such
successor depository] [the Common Depository to a successor common depository]) may be registered except in the limited circumstances described in the Indenture.1 

[Unless this Note is presented by an authorized representative of the Depository to the Issuer or its agent for registration of transfer,
exchange or payment, and this Note is registered in the name of CEDE & CO., or such other name as requested by an authorized representative of the Depository, and unless any payment is made to CEDE & CO., ANY TRANSFER, PLEDGE OR
OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL, since the registered owner hereof, CEDE & CO., has an interest herein.]2 

THIS NOTE IS NOT A SAVINGS ACCOUNT OR A DEPOSIT AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION OR ANY OTHER GOVERNMENTAL
AGENCY AND IS NOT AN OBLIGATION OF OR GUARANTEED BY BANK OF AMERICA, N.A. OR ANY OTHER BANKING OR NONBANKING AFFILIATE OF BANK OF AMERICA CORPORATION. 

THIS NOTE IS A DIRECT, UNCONDITIONAL, UNSECURED AND UNSUBORDINATED GENERAL OBLIGATION OF BANK OF AMERICA CORPORATION. 

 

	1 	Modify this paragraph as needed to reflect a depository other than DTC, Euroclear or Clearstream, Luxembourg. 

	2 	Modify in the case of all Registered Global Notes held by or through a depository other than DTC. 

  
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 THIS NOTE IS SOLD IN MINIMUM DENOMINATIONS AS NOTED HEREIN AND/OR IN THE PRICING SUPPLEMENT
ATTACHED HERETO AND CANNOT BE EXCHANGED FOR NOTES IN SMALLER DENOMINATIONS. EACH OWNER OF A BENEFICIAL INTEREST IN THIS NOTE IS REQUIRED TO HOLD A BENEFICIAL INTEREST OF A PRINCIPAL AMOUNT OF THIS NOTE EQUAL TO THE MINIMUM DENOMINATION AT ALL TIMES.

  
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	 No. R-
	  	Registered
	 CUSIP No.:
	  	
	 ISIN:
	  	
	 Common Code:
	  	Principal Amount: [$]                            

 BANK OF AMERICA CORPORATION 

Medium-Term Senior Note, Series M 

[INSERT SPECIFIC NAME OR DESIGNATION OF THE NOTES] 

REGISTERED GLOBAL SENIOR NOTE 
  

			
	 ORIGINAL ISSUE DATE3:
	  	 ☐   This Note is a Renewable Note at the Holder’s Option. [See attached
Rider]

	 STATED MATURITY DATE:
	  	 ☐   This Note is an Extendible Note at the Issuer’s Option. [See attached
Rider]

	 CURRENCY:

☐       U.S. Dollars

☐       Other (specify):
	  	 ☐   This Note is an Amortizing Note. [See payment schedule in attached Pricing
Supplement]

		
	 ☐       FIXED RATE NOTE
	  	
	 ☐       FLOATING RATE NOTE
	  	
	 ☐       INDEXED NOTE
	  	
	 ☐       FLOATING RATE/FIXED RATE NOTE
	  	
		
	 RECORD DATES:
	  	 [CALCULATION AGENT:]

 BANK OF AMERICA CORPORATION, a Delaware corporation (herein called the “Issuer,” which term includes
any successor corporation), for value received, hereby promises to pay to [CEDE & CO., as nominee for The Depository Trust Company][THE BANK OF NEW YORK DEPOSITORY (NOMINEES) LIMITED, as nominee of The Bank of New York Mellon, London
Branch, the common depository for Euroclear Bank SA/NV, and/or Clearstream Banking, société anonyme, Luxembourg]4, or its registered assigns, the principal amount specified
above (or if this Note is designated as an Indexed Note above, the relevant payment amount calculated in accordance with the applicable provisions set forth in the Pricing Supplement (including the Prospectus (as defined on the reverse hereof) and
any related product supplement, index supplement and/or prospectus addendum referred to collectively as the “Pricing Supplement”)) attached hereto and hereby incorporated by reference in and deemed to be a part of this Note, as adjusted in
accordance with Schedule 1 hereto, on the Stated Maturity 
  

	3 	The form provides that interest, if any, will accrue from the Original Issue Date. In the event a series of Notes is reopened, interest will accrue from the Original Issue Date for all tranches of Notes of that series.
However, in the event a series of Notes is reopened, the authentication date for each tranche of Notes will be the date that tranche of Notes is settled, which may be different from the Original Issue Date. 

	4 	 Modify as needed for a different nominee or a nominee of a depository other than DTC, Euroclear or Clearstream,
Luxembourg 

  
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Date5 specified above (except to the extent redeemed or repaid or to the extent the entire principal amount is otherwise paid prior to the
Stated Maturity Date), and, if applicable, to pay interest thereon in accordance with the provisions set forth on the reverse hereof and in accordance with the terms and applicable provisions set forth in the Pricing Supplement, and (to the extent
that the payment of such interest shall be legally enforceable) to pay interest at the interest rate or default rate specified in the Pricing Supplement on any overdue principal and premium, if any, and on any overdue installment of interest.
“Maturity,” when used herein, means the date on which the principal of this Note or an installment of principal becomes due and payable in full in accordance with the terms of this Note, including the Pricing Supplement, and the Indenture,
whether at the Stated Maturity Date or by declaration of acceleration, call for redemption, prepayment at the holder’s option or otherwise. 

Any interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will be paid to the person in whose name this
Note (or one or more predecessor Notes evidencing all or a portion of the same debt as this Note) is registered, unless otherwise specified herein or in the Pricing Supplement (i) for book-entry only Notes denominated in U.S. dollars, at the
close of business on the date that is one business day (in Charlotte, North Carolina and New York City) prior to such Interest Payment Date or (ii) for book-entry only Notes denominated in a currency other than U.S. dollars and for any Notes in
definitive form, at the close of business on the fifteenth calendar day immediately preceding such Interest Payment Date as originally scheduled to occur (each, referred to herein as the “Regular Record Date”); provided,
however, that the first payment of interest on any Note with an Original Issue Date between a Regular Record Date and an Interest Payment Date or on an Interest Payment Date will be made on the Interest Payment Date following the next Regular
Record Date to the person in whose name this Note is registered at the close of business on such next Regular Record Date; and provided, further, that interest payable at Maturity (the “Maturity Date”) will be payable to the
person to whom the principal hereof shall be payable. The principal so payable, and punctually paid or duly provided for, at Maturity will be paid to the person in whose name this Note (or one or more predecessor Notes evidencing all or a portion of
the same debt as this Note) is registered at the time of payment by the Trustee or the applicable Paying Agent (as defined on the reverse hereof). Any principal of, or any premium, interest or other amounts payable on, this Note not punctually paid
or duly provided for shall be payable as provided in this Note and in the Indenture. 
 Payment of principal of, and any premium, interest
or other amounts payable on, this Note due at Maturity will be made in immediately available funds upon presentation and surrender of this Note at the office of the applicable Paying Agent maintained for that purpose, and in accordance with the
procedures of the depository or clearing system noted hereon; provided, that this Note is presented to the applicable Paying Agent in time for such Paying Agent to make such payment in accordance with its normal procedures. Payments of any
interest or other amounts payable on this Note (other than at Maturity) will be made by wire transfer to 
  

	5 	This form provides for Notes that will mature only on a specified date. If the Maturity of Notes of a series may be renewed at the option of the holder, or if the Issuer may elect the extension of Maturity of the Notes
of a series, the form, as used, will be modified by the applicable Rider attached to this Note to provide for additional terms relating to such renewal or extension, as the case may be, including the period or periods for which the Maturity may be
renewed or extended, changes in the interest rate, if any, and requirements for notice. 

  
 4 

 such account as has been appropriately designated to the applicable Paying Agent by the person entitled to such
payments. 
 The Issuer will pay any administrative costs imposed by any bank in making payments in immediately available funds, but any
tax, assessment or governmental charge imposed upon payments hereunder, including, without limitation, any withholding tax, will be borne by the holder hereof. 

Reference is made to the further provisions of this Note set forth on the reverse hereof and in the Pricing Supplement attached hereto, which
shall have the same effect as though fully set forth herein. In the event of any conflict between the provisions contained herein or on the reverse hereof and the applicable terms and provisions contained in the Pricing Supplement attached hereto,
the latter shall control. References herein to “this Note,” “hereof,” “herein” and comparable terms shall include the applicable terms and provisions of the Pricing Supplement attached hereto. 

Unless the certificate of authentication hereon has been executed by the Trustee (or other authentication agent duly appointed in accordance
with the Indenture), by manual signature of an authorized signatory, this Note shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 

[Remainder of this page intentionally blank.] 

  
 5 

 IN WITNESS WHEREOF, Bank of America Corporation has caused this instrument to be duly executed on
its behalf, by manual or facsimile signature. 
  

							
	Dated:                     	 		  	BANK OF AMERICA CORPORATION
				
	[CORPORATE SEAL]	 		  		  	
		 		  	By:	  	  

	ATTEST:	 		  	Name:	  	
		 		  	Title:	  	

  

			
	By:	 	  

	Title:	 	[Assistant] Secretary

  
 6 

 CERTIFICATE OF AUTHENTICATION 

This is one of the Securities of the series designated herein and referred to in the within-mentioned
Indenture. 
  

							
	Dated:                     	 		  	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
				
		 		  	By:	  	  

		 		  		  	Authorized Signatory

  
 7 

 [ATTACH PRICING SUPPLEMENT] 

  
 8 

 [Reverse of Note] 

BANK OF AMERICA CORPORATION 

Senior Medium-Term Notes, Series M 

REGISTERED GLOBAL SENIOR NOTE 

SECTION 1. General. This Note is one of a duly authorized issue of senior notes of the Issuer to be issued under the Indenture dated
January 1, 1995, as supplemented from time to time (the “Indenture”), between Bank of America Corporation (the “Issuer”) and The Bank of New York Mellon Trust Company, N.A., as successor trustee (the “Trustee”), as
part of the Securities (as defined in the Indenture) designated as Senior Medium-Term Notes, Series M, and to which Indenture reference is hereby made for a statement of the respective rights, limitations of rights, duties and immunities thereunder
of the Issuer, the Trustee and each Paying Agent (as described below) that may be appointed thereunder and the holders of the Notes and of the terms upon which the Notes are, and are to be, authenticated and delivered. The terms Trustee and
Paying Agent shall include any additional or successor trustee or agents appointed in such capacities by the Issuer in accordance with the terms of the Indenture. 

This Note is also one of the Notes issued pursuant to the Prospectus Supplement dated January
            , 2017 to the Prospectus dated May 1, 2015, as either of such documents may be supplemented or amended from time to time, or pursuant to any document that supersedes
or replaces either of such documents from time to time (referred to collectively herein as the “Prospectus”), for the offer and sale of the Issuer’s senior and subordinated medium-term notes, Series M (the “Notes”). The
Notes may have different issue and maturity dates, bear interest (if any) at different rates and vary in such other ways as provided in the Pricing Supplement and the Indenture and described in the Prospectus. The specific terms of each issuance of
Notes will be described in a Pricing Supplement. 
 The Issuer has initially appointed the Trustee to act as the Paying Agent, Security
Registrar and transfer agent for the Notes. The Issuer may appoint a successor paying agent or an additional or different paying agent for this Note pursuant to the terms of the Indenture (each such other entity appointed to act as a paying agent
and designated as such in the Pricing Supplement, together with the Trustee, a “Paying Agent”). This Note may be presented or surrendered for payment, and notices, designations or requests in respect of payments with respect to this Note
may be served, at the corporate trust office or agency of the Trustee, located at 101 Barclay Street, New York, New York, 10286, or such other locations as may be specified by the applicable Paying Agent and notified to the Issuer and the registered
holder of this Note. 
 Unless specified otherwise in the Pricing Supplement, this Note will not be subject to a sinking fund. 

SECTION 2. Interest Provisions. Interest, if any, payable on this Note shall be calculated as set forth in the Pricing Supplement. 

  
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 Unless otherwise specified in the Pricing Supplement, if the Maturity Date (which, for the
avoidance of doubt, includes the date on which principal is paid in the case of redemption or repayment of this Note) falls on a day that is not a Business Day, any amount of principal, premium, interest or other amount that would otherwise be due
on this Note on such day (the “Specified Day”) may be paid or made available for payment on the Business Day that is next succeeding the Specified Day with the same force and effect as if such amount were paid on the Specified Day, and no
interest will accrue on the amount so payable for the period from the Specified Day to such next succeeding Business Day. 
 The business
day convention applicable to any Interest Period, Interest Reset Date or Interest Payment Date (each as specified in the Pricing Supplement), other than one that falls on a Specified Day, for this Note will be described and specified in the Pricing
Supplement; provided that if no such business day convention is specified in the Pricing Supplement, then the following unadjusted business day convention (as described in the Pricing Supplement) shall apply to this Note. 

SECTION 3. Amortizing Notes. If this Note is designated as an “Amortizing Note” on the face hereof, the Issuer will make
payments combining principal and interest on the dates and in the amounts set forth in the table included in the Pricing Supplement. If this Note is an Amortizing Note, payments made hereon will be applied first to interest due and payable on each
such payment date and then to the reduction of the Outstanding Face Amount. The term “Outstanding Face Amount” means, at any time, the amount of unpaid principal hereof at such time. 

SECTION 4. Optional Redemption. If so specified in, and in accordance with the applicable terms of, the Pricing Supplement, this Note
may be redeemed at the option of the Issuer at (i) any time on and after an initial date specified in the Pricing Supplement, (ii) on any Interest Payment Date on or after an initial date specified in the Pricing Supplement or
(iii) on such other date or dates, if any, or in such other manner as set forth in the Pricing Supplement for redemption at the option of the Issuer (each such date, an “Optional Redemption Date”). IF NO OPTIONAL REDEMPTION DATE OR
DATES ARE SET FORTH IN THE PRICING SUPPLEMENT, THIS NOTE MAY NOT BE REDEEMED AT THE OPTION OF THE ISSUER PRIOR TO THE STATED MATURITY DATE, EXCEPT AS PROVIDED HEREIN IN THE EVENT THAT ANY ADDITIONAL AMOUNTS (AS DEFINED BELOW) ARE REQUIRED TO BE PAID
BY THE ISSUER WITH RESPECT TO THIS NOTE. 
 Unless otherwise specified in the Pricing Supplement, this Note may be redeemed on any
Optional Redemption Date in whole or from time to time in part at the option of the Issuer at the Redemption Price (as defined below), together with accrued and unpaid interest (if any) hereon payable at the applicable rate or rates (if any) borne
by this Note to, but excluding, the date fixed for redemption, on notice given in accordance with the Indenture to the holder of this Note not less than 10 Business Days nor more than 60 calendar days (unless otherwise specified in the Pricing
Supplement) prior to the date fixed for redemption. The notice of redemption shall specify: 
  

	 	•	 	the date fixed for redemption; 

  
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	 	•	 	the redemption price; 

  

	 	•	 	the securities identification number(s) of the Notes to be redeemed; 

  

	 	•	 	the amount to be redeemed, if less than all of the series of Notes is to be redeemed; 

  

	 	•	 	the place of payment for the Notes to be redeemed; 

  

	 	•	 	that interest (if any) accrued on the Notes to be redeemed to the date fixed for redemption will be paid as specified in the notice; and 

 

	 	•	 	that on and after the date fixed for redemption, interest (if any) will cease to accrue on the Notes to be redeemed. 

So long as a depository is the record holder of this Note, the Issuer will deliver any redemption notice only to that depository.     

In the event of redemption of this Note in part only, the unredeemed portion hereof shall be at least the Minimum Denomination (as described
herein). In the event of redemption of this Note in part only, a new Note for the unredeemed portion hereof shall be issued in the name of the registered holder hereof upon the surrender of this Note or, where applicable, an appropriate notation
will be made by the Trustee on Schedule 1 attached hereto. Unless otherwise specified herein or in the Pricing Supplement, if less than all of the Notes with like tenor and terms are to be redeemed, the Notes to be redeemed shall be selected
in accordance with the procedures of the [Depository][applicable clearing system]. If this Note is redeemable at the option of the Issuer, then, unless otherwise specified in the Pricing Supplement, the “Redemption Price” initially shall
be the Initial Redemption Percentage specified in the Pricing Supplement of the principal amount of this Note to be redeemed, which shall be 100% of the principal amount of this Note to be redeemed (unless otherwise specified in the Pricing
Supplement) plus accrued and unpaid interest (if any) to, but excluding, the date fixed for redemption. 
 From and after any date fixed for
redemption, if monies for the redemption of this Note (or portion hereof) shall have been made available for redemption on such date, this Note (or such portion hereof) shall cease to bear interest (if any) and the holder’s only right with
respect to this Note (or such portion hereof) shall be to receive payment of the principal amount of the Note being redeemed (or, if this is an Original Issue Discount Note as specified in the Pricing Supplement, the amortized face amount hereof)
and, if appropriate, all unpaid interest (if any) accrued to such redemption date. 
 SECTION 5. Optional Repayment. If so specified
in the Pricing Supplement, this Note will be repayable prior to the Stated Maturity Date at the option of the registered holder on the optional repayment date(s), if any, specified in the Pricing Supplement (each such date, an “Optional
Repayment Date”). IF NO OPTIONAL REPAYMENT DATES ARE SET FORTH IN THE PRICING SUPPLEMENT, THIS NOTE MAY NOT BE SO REPAID AT THE OPTION OF THE HOLDER HEREOF PRIOR TO THE STATED MATURITY DATE. Unless otherwise specified in the Pricing
Supplement, on any Optional Repayment Date, this Note shall be repayable in whole or in part at the option of the holder hereof at a 

  
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repayment price equal to 100% of the principal amount to be repaid, together with accrued and unpaid interest (if any) hereon payable at the applicable rate or rates (if any) borne by this Note
to, but excluding, the date of repayment; provided, however, that, in the event of repayment of this Note in part only, the unrepaid portion hereof shall be at least the Minimum Denomination specified in the Pricing Supplement. For
this Note to be repaid in whole or in part at the option of the holder hereof on any Optional Repayment Date, this Note must be received, with the form attached hereto entitled “Option to Elect Repayment” duly completed, by the applicable
Paying Agent (as appropriate in accordance with such attached form), at the applicable address set forth on such form or at such other address which the Issuer shall from time to time notify the holders of the Notes not less than 30 nor more than 60
calendar days prior to such holder’s Optional Repayment Date. In the event of repayment of this Note in part only, a new Note for the unrepaid portion hereof shall be issued in the name of the registered holder hereof upon the surrender hereof
or, where applicable, an appropriate notation will be made by the Trustee on Schedule 1 attached hereto. Exercise of such repayment option by the holder hereof shall be irrevocable. 

From and after any Optional Repayment Date, if monies for the repayment of this Note (or portion hereof) shall have been made available for
repayment on such Optional Repayment Date, this Note (or such portion hereof) shall cease to bear interest (if any) and the holder’s only right with respect to this Note (or such portion hereof) shall be to receive payment of the principal
amount of the Note being repaid (or, if this is an Original Issue Discount Note as specified in the Pricing Supplement, the amortized face amount hereof) and, if appropriate, all unpaid interest (if any) accrued to such Optional Repayment Date. 

SECTION 6. Additional Amounts. If so specified in the Pricing Supplement, and subject to the exceptions and limitations set forth in
the Pricing Supplement, the Issuer will pay to the beneficial owner of this Note that is a “United States Alien” (as defined below) additional amounts (“Additional Amounts”) to ensure that every net payment on this Note
will not be less, due to the payment of U.S. withholding tax, than the amount then otherwise due and payable. For this purpose, a “net payment” on this Note means a payment by the Issuer or any Paying Agent, including payment of
principal and interest, after deduction for any present or future tax, assessment, or other governmental charge of the United States (other than a territory or possession). These Additional Amounts will constitute additional interest on this Note.
For this purpose, “U.S. withholding tax” means a withholding tax of the United States, other than a territory or possession. 

However, notwithstanding the Issuer’s obligation, if so specified in the Pricing Supplement, to pay Additional Amounts, the Issuer will
not be required to pay Additional Amounts in any of the circumstances described in the Pricing Supplement. 
 For purposes of determining
whether the payment of Additional Amounts is required, the term “United States Alien” means any person who, for United States federal income tax purposes, is a foreign corporation, a
non-resident alien individual, a non-resident alien fiduciary of a foreign estate or trust, or a foreign partnership to the extent that one or more of its members is,
for United State federal income tax purposes, a foreign corporation, a non-resident alien individual or a non-resident alien fiduciary of a foreign estate or trust. 

SECTION 7. Redemption for Tax Reasons. If so specified in the Pricing Supplement, the Issuer may redeem this Note in whole, but not in
part, at any time before the Stated Maturity 

  
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Date after giving not less than 30 nor more than 60 calendar days’ notice to the applicable Paying Agent and to the registered holder of this Note, if the Issuer has or will become obligated
to pay Additional Amounts, as described herein and in the Pricing Supplement, as a result of any change in, or amendment to, the laws or regulations of the United States or any political subdivision or any authority of the United States having power
to tax, or any change in the application or official interpretation of such laws or regulations, which change or amendment becomes effective on or after the date of the Pricing Supplement. 

In connection with any notice of redemption for tax reasons as described herein, the Issuer will deliver to the Trustee and/or any applicable
Paying Agent under the Indenture any required certificate, request or order. 
 Unless otherwise specified in the Pricing Supplement, if
redeemed for tax reasons, this Note will be redeemed at 100% of its principal amount (or, in the case of an Original Issue Discount Note, the amortized face amount hereof determined as of the date of redemption), together with any interest accrued
up to, but excluding, the redemption date. 
 From and after any redemption date, if monies for the redemption of this Note shall have been
made available for redemption on such redemption date, this Note shall cease to bear interest (if any) and the holder’s only right with respect to this Note shall be to receive payment of the principal amount of the Note (or, if this is an
Original Issue Discount Note as specified in the Pricing Supplement, the amortized face amount hereof) and, if appropriate, all unpaid interest (if any) accrued to such redemption date. 

SECTION 8. Modification and Waivers. The Indenture permits, with certain exceptions as therein provided, the amendment of the Indenture
and the modification of the rights and obligations of the Issuer and the rights of the holders of the Notes under the Indenture at any time by the Issuer and the Trustee with the consent of the holders of not less than 66 2⁄3% in aggregate principal amount of the series of Notes of which this Note is a part then outstanding and all other Securities (as defined in the Indenture) then
outstanding under the Indenture and affected by such amendment and modification. The Indenture also contains provisions permitting the holders of a majority in aggregate principal amount of the series of Notes of which this Note is a part then
outstanding and all other Securities then outstanding under the Indenture and affected thereby, on behalf of the holders of all such Securities, to rescind and annul a declaration of acceleration in certain circumstances and to waive certain past
defaults under the Indenture and their consequences. Any such consent or waiver by the holder of this Note shall be conclusive and binding upon such holder and upon all future holders of this Note and of any Note issued upon the registration of
transfer hereof or in exchange herefor or in lieu hereof whether or not notation of such consent or waiver is made upon this Note. The determination of whether particular Securities are “outstanding” will be made in accordance with the
Indenture. 
 Any action by the holder of this Note shall bind all future holders of this Note, and of any Note issued in exchange or
substitution hereof or in place hereof, in respect of anything done or permitted by the Issuer or by the Trustee in pursuance of such action. 

New Notes authenticated and delivered after the execution of any agreement modifying, amending or supplementing this Note may bear a notation
in a form approved by the Issuer as to any matter provided for in such modification, amendment or supplement to the Indenture or the Notes. New Notes so modified as to conform, in the opinion of the Issuer, to any provisions

  
 13 

 
contained in any such modification, amendment or supplement may be prepared by the Issuer, authenticated by the Trustee and delivered in exchange for this Note. 

SECTION 9. Obligations Unconditional. No reference herein to the Indenture and no provision of this Note or of the Indenture shall
alter or impair the obligation of the Issuer, which is absolute and unconditional, to pay the principal of, or any premium, interest or other amounts payable on, this Note at the times, place and rate, and in the coin or currency, herein prescribed.

 SECTION 10. Successor to Issuer. The terms of the Indenture set forth in Article Eleven thereof shall govern the Issuer’s
ability to consolidate or merge with or into any other Person (as defined in the Indenture) or sell or convey all or substantially all of its assets to any Person and the effect of any such consolidation, merger, sale or conveyance. 

SECTION 11. Minimum Denominations. This Note, and any Note issued in exchange or substitution herefor or in place hereof, or upon
registration of transfer, exchange or partial redemption or repayment of this Note, may be issued only in the minimum authorized denominations as specified in the Pricing Supplement, or if no such minimum authorized denominations are so specified,
in minimum authorized denominations of U.S.$1,000 and any integral multiple of U.S.$1,000 in excess thereof (or the equivalent amount in other currencies, subject to any other statutory or regulatory minimums) (the “Minimum
Denominations”). 
 SECTION 12. Registration of Transfer. As provided in the Indenture and subject to certain limitations as
therein set forth, the transfer of this Note is registrable in the register maintained by the Security Registrar, upon surrender of this Note for registration of transfer at the office or agency of the Issuer designated by it pursuant to the
Indenture, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Issuer and the Trustee or the Security Registrar requiring such written instrument of transfer duly executed by, the registered holder hereof
or his attorney duly authorized in writing, and thereupon one or more new Notes of this series, of Minimum Denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. 

Unless otherwise specified in the Pricing Supplement, this Note may be exchanged in whole, but not in part, for certificated notes in
definitive form (referred to herein as “Certificated Notes”), only under the circumstances described in the Indenture and (a) if this Note is a global note clearing initially through The Depository Trust Company (“DTC”), DTC
notifies the Issuer that it is unwilling or unable to continue as depository for the DTC global note or DTC ceases to be a clearing agency registered under the United States Securities Exchange Act of 1934, as amended, if so required by applicable
law or regulation, and, in either case, a successor depository is not appointed by the Issuer within 90 days after receiving such notice or becoming aware that DTC is no longer so registered; or (b) in the case of any other registered global
note, if the Issuer is notified that any clearing system through which this Note is cleared and settled has been closed for business for a continuous period of 14 days (other than by reason of holidays, whether statutory or otherwise) after the
original issuance of the relevant notes or has announced an intention to cease business permanently or has in fact done so and no alternative clearance system approved by the applicable noteholders is available; or (c) the Issuer, in its sole
discretion, elects to issue Certificated Notes. Unless otherwise set forth herein or in the Pricing 

  
 14 

 
Supplement, Certificated Notes will be issued in Minimum Denominations only and will be issued in registered form only, without coupons. 

Subject to the terms of the Indenture, if Certificated Notes are issued, a holder may exchange its Certificated Notes for other Certificated
Notes of the same series in an equal aggregate principal amount and in Minimum Denominations. 
 Certificated Notes may be presented for
registration of transfer at the office of the Security Registrar or at the office of any transfer agent that the Issuer may designate and maintain. The Security Registrar or the transfer agent will make the transfer or registration only if it is
satisfied with the documents of title and identity of the person making the request. The Issuer may change the Security Registrar or the transfer agent or approve a change in the location through which the Security Registrar or transfer agent acts
at any time, except that the Issuer will be required to maintain a security registrar and transfer agent in each place of payment for the Notes of this series. At any time, the Issuer may designate additional transfer agents for the Notes of this
series. 
 The Issuer will not be required to (a) issue, exchange, or register the transfer of this Note if it has exercised its right
to redeem the Notes of the series of which this Note is a part for a period of 15 calendar days before the redemption date, or (b) exchange or register the transfer of any Notes of the series of which this Note is a part that were selected,
called, or are being called for redemption, except the unredeemed portion of the Notes of the series of which this Note is a part, if being redeemed in part. 

No service charge shall be made for any such registration of transfer or exchange, but the Issuer may require payment of a sum sufficient to
cover any tax or other governmental charge payable in connection therewith. 
 Prior to due presentment of this Note for registration of
transfer, the Issuer, the Trustee, and any agent of the Issuer or the Trustee may treat the person in whose name this Note is registered as the owner hereof for all purposes, whether not this Note be overdue, and neither the Issuer, the Trustee, nor
any such agent shall be affected by notice to the contrary, except as required by applicable law. 
 SECTION 13. Events of Default.
Unless otherwise provided in the Pricing Supplement, the “Events of Default” with respect to this Note shall be as set forth in Section 6.01 of the Indenture, and, solely to the extent set forth in Section 6.01 of the Indenture,
upon the occurrence and continuance of an Event of Default with respect to this Note, the principal of this Note may be declared due and payable in the manner and with the effect provided in the Indenture. 

SECTION 14. Defeasance. Unless otherwise specified in the Pricing Supplement, the provisions of Article Fourteen of the Indenture do
not apply to this Note. 
 SECTION 15. Specified Currency. Unless otherwise provided herein or in the Pricing Supplement, the
principal of and any premium, interest and other amounts payable on this Note are payable in the Specified Currency indicated on the face hereof (or, if such Specified 

  
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Currency is not at the time of such payment legal tender for the payment of public and private debts, in (a) such other coin or currency of the country that issued such Specified Currency or
(b) (if such Specified Currency is the euro) the successor currency under applicable law, in each case as at the time of such payment is legal tender for the payment of debts). 

In the event the Specified Currency indicated on the face hereof has been replaced by another currency (a “Replacement Currency”),
any amount due pursuant to this Note may be paid, at the option of the Issuer, in the Replacement Currency or in U.S. dollars, at a rate of exchange which takes into account the conversion, at the rate prevailing on the most recent date on which
official conversion rates were quoted or set by the national government or other authority responsible for issuing the Replacement Currency, from the Specified Currency to the Replacement Currency and, if necessary, the conversion of the Replacement
Currency into U.S. dollars at the rate prevailing on the date of such conversion. Notwithstanding the foregoing, if this Note originally was issued in a domestic currency of a state that is or subsequently becomes a Member State of the European
Union, then this Note may be redenominated in euro, if subsequent to the issuance of this Note, such state participates in the European monetary union. This Note may be redenominated as a matter of law whether or not the Pricing Supplement provides
for redenomination. 
 If the Specified Currency indicated on the face hereof is other than U.S. dollars (referred to in this
Section 15 as a “Foreign Currency”), the Issuer generally will pay principal and any premium, interest and other amounts payable in the Foreign Currency. Holders of beneficial interests in this Note through a participant in DTC will
receive payments in U.S. dollars, regardless of the Foreign Currency, unless those holders elect to receive payments on this Note in the Foreign Currency, which election shall be made pursuant to procedures and arrangements in place between DTC and
its participants. DTC shall notify the Trustee of any such election in accordance with arrangements in place between DTC and the Trustee. 

If holders of beneficial interests in this Note do not elect through their DTC participant to receive payments in the Foreign Currency, the
financial institution appointed by the Issuer to act as the exchange rate agent (the “Exchange Agent”) will convert any payments due to those holders of beneficial interests in this Note into U.S. dollars. The U.S. dollar amount of any
such payment shall be the amount of the Foreign Currency otherwise payable converted into U.S. dollars at the applicable exchange rate, determined as described below. All costs of those conversions will be shared pro rata among the holders of
beneficial interests not electing to receive payments in the Foreign Currency in proportion to their respective holdings by deduction from the applicable payments. 

The conversion described above will be made by the Exchange Agent using the exchange rate for the Foreign Currency into U.S. dollars
prevailing as of 11:00 a.m. (New York City time) on the second Business Day (in Charlotte, North Carolina and New York City) prior to the relevant payment date. If the applicable exchange rate quotation is unavailable from the entity or source
ordinarily used by the Exchange Agent in the normal course of business, the Exchange Agent will obtain a quotation from a leading foreign exchange bank in New York City, which may be an affiliate of the Exchange Agent or another entity selected by
the Exchange Agent for that purpose after consultation with the Issuer. If no quotation is available from a leading foreign 

  
 16 

 
exchange bank, payment will be made in the applicable Foreign Currency to the account or accounts specified by DTC to the Trustee and/or the applicable Paying Agent, unless the applicable Foreign
Currency is unavailable as described below. 
 If the Issuer determines that a payment hereon cannot be made in the Foreign Currency, due to
the imposition of exchange controls or other circumstances beyond the Issuer’s control, or the Foreign Currency is unavailable because that currency is no longer used by the government of the relevant country or for the settlement of
transactions by public institutions of or within the international banking community, such payment will be made in U.S. dollars. The Trustee and/or the applicable Paying Agent, on receipt of the Issuer’s written instructions and at the
Issuer’s expense, will give prompt notice to the beneficial holders of this Note if such determination is made. The U.S. dollar amount of any payment described in this paragraph shall be the amount of the Foreign Currency otherwise payable
converted into U.S. dollars using the most recently available market exchange rate for the applicable Foreign Currency. 
 Any payment made
under such circumstances in U.S. dollars, where the payment is required to be made in the Foreign Currency, will not constitute an “Event of Default” with respect to this Note. 

SECTION 16. Original Issue Discount Note. If this Note is identified as an Original Issue Discount Note in the Pricing Supplement, then
unless otherwise specified therein, the amount payable to the holder of this Note in the event of redemption, repayment or acceleration of Maturity will be the Amortized Face Amount (as defined below) of this Note as of the date of such event. The
“Amortized Face Amount” shall be the amount equal to (a) the Issue Price (as set forth in the Pricing Supplement) plus (b) the original issue discount amortized from the Original Issue Date to the date as of which the Amortized
Face Amount is calculated, as specified in the Pricing Supplement. 
 SECTION 17. Dual Currency Note. If this Note is identified as a
Dual Currency Note in the Pricing Supplement, the Issuer has the option of making each scheduled payment of principal and interest, if any, due on this Note either in the Specified Currency designated on the face hereof or in the optional payment
currency specified in the Pricing Supplement. If the Issuer elects to make a payment in the optional payment currency, the amount payable in such optional payment currency shall be determined using the exchange rate specified in the Pricing
Supplement, on the terms specified in the Pricing Supplement. 
 SECTION 18. Mutilated, Defaced, Destroyed, Lost or Stolen Notes. In
case this Note shall at any time become mutilated, defaced, destroyed, lost or stolen, and this Note or evidence of the loss, theft or destruction hereof satisfactory to the Issuer and the Trustee and such other documents or proof as may be required
by the Issuer and the Trustee shall be delivered to the Trustee, the Trustee shall issue a new Note of like tenor, form, payment and other terms and principal amount, bearing a number not contemporaneously used or in use for any other Notes issued
under the Indenture, in exchange and substitution for the mutilated or defaced Note or in lieu of the Note destroyed, lost or stolen but, in the case of any destroyed, lost or stolen Note, only upon receipt of evidence satisfactory to the Issuer and
the Trustee that this Note was destroyed, stolen or lost, and, if required, upon receipt of indemnity satisfactory to the Issuer and the Trustee. Upon the issuance of any substituted Note, the Issuer may require the payment of a

  
 17 

 
sum sufficient to cover all expenses and reasonable charges connected with the preparation and delivery of a new Note. If any Note which has matured or has been redeemed or repaid or is about to
mature or to be redeemed or repaid shall become mutilated, defaced, destroyed, lost or stolen, the Issuer may, instead of issuing a substitute Note, pay or authorize the payment of the same (without surrender thereof except in the case of a
mutilated or defaced Note) upon compliance by the holder with the provisions of this paragraph. 
 SECTION 19. Miscellaneous. No
recourse shall be had for the payment of principal of (and premium, if any), or any interest or other amounts payable on, this Note for any claim based hereon, or otherwise in respect hereof, against any shareholder, employee, agent, officer or
director, as such, past, present or future, of the Issuer or of any successor organization, either directly or through the Issuer or any successor organization, whether by virtue of any constitution, statute or rule of law or by the enforcement of
any assessment or penalty or otherwise, all such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 

SECTION 20. Defined Terms. All terms used in this Note which are defined in the Indenture or the Prospectus and are not otherwise
defined in this Note shall have the meanings assigned to them in the Indenture or the Prospectus, as applicable. 
 Unless specified
otherwise in the Pricing Supplement, “Business Day” means, a day that meets all the following requirements: 
 (a)
for all Notes, is any weekday that is not a legal holiday in New York City or Charlotte, North Carolina, or any other place of payment of the applicable Note, and is not a date on which banking institutions in those cities are authorized or required
by law or regulation to be closed; 
 (b) for any Note where the base rate is LIBOR, also is a day on which commercial banks
are open for business (including dealings in the Index Currency specified in the Pricing Supplement) in London, England; 

(c) for any Note denominated in euro or any Note where the base rate is EURIBOR, also is a day on which the Trans-European
Automated Real-Time Gross Settlement Express Transfer System or any successor is operating (a “Target Settlement Date”); and 

(d) for any Note that has a Specified Currency other than U.S. dollars or euro, also is not a day on which banking institutions
generally are authorized or obligated by law, regulation, or executive order to close in the Principal Financial Center of the country of the Specified Currency. 

Unless specified otherwise in the Pricing Supplement, “Principal Financial Center” means (i) the capital city of the country
issuing the Specified Currency, except that with respect to U.S. Dollars, Australian dollars, Canadian dollars, South African rand and Swiss francs, the “Principal Financial Center” shall be New York City, Sydney and Melbourne, Toronto,
Johannesburg, and Zurich, respectively; and (ii) the capital city of the country to which the Index 

  
 18 

 
Currency relates, except that with respect to U.S. Dollars, Australian dollars, Canadian dollars, South African rand and Swiss francs, the “Principal Financial Center” shall be New York
City, Sydney, Toronto, Johannesburg and Zurich, respectively. 
 SECTION 21. GOVERNING LAW. THIS NOTE SHALL BE GOVERNED BY AND
CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, NOTWITHSTANDING ANY OTHERWISE APPLICABLE CONFLICTS OF LAWS PROVISIONS AND ALL APPLICABLE UNITED STATES FEDERAL LAWS AND REGULATIONS. 

  
 19 

 ABBREVIATIONS 

The following abbreviations, when used in the inscription on the face of this instrument, shall be construed as though they were written out
in full according to applicable laws or regulations: 
  

					
	 TEN COM
	  	 --
	  	 as tenants in common

	TEN ENT	  	--	  	as tenants by the entireties
	JT TEN	  	--	  	as joint tenants with right of survivorship and not as tenants in common

  

	
	 UNIF GIFT MIN ACT
--                                     as Custodian for
                                    

	
        (Cust)          
                                   (Minor)

	 Under Uniform Gifts to Minors Act

	
	
	                                   
                                         

	(State)

 Additional abbreviations may also be used though not in the above list. 

 
  

FOR VALUE RECEIVED, the undersigned hereby 

sell(s), assign(s) and transfer(s) unto 

PLEASE INSERT SOCIAL SECURITY OR OTHER 
 IDENTIFYING NUMBER OF
ASSIGNEE 
  

			
	
        /        
/            
	  	  

	 Please print or type name and address, including zip code of
assignee

  

			
	  
 the within Note of BANK
OF AMERICA CORPORATION and all rights thereunder and does hereby irrevocably constitute and appoint

  

					
	  

		  		  	
                   
                                         
Attorney

	
	 to transfer the said Note on the books of the
within-named Issuer, with full power of substitution in the premises

			
	
	
Dated:                  
                                  

		
	 SIGNATURE GUARANTEED:
	  	  

		  	 NOTICE: The signature to this assignment must correspond with the name as it appears upon the face of this
Note

  
 20 

 Schedule 1 

SCHEDULE OF TRANSFERS, EXCHANGES, EXTENSIONS, REDEMPTIONS AND REPAYMENTS 

The following increases and decreases in the principal amount of this Note have been made: 

 

							
	Date of Transfer, Exchange, Redemption,
Repayment or Extension, as Applicable	  	Increase (Decrease) in Principal
Amount of this Note Due to Transfer
Among Global Notes or Exchange,
Redemption, Repayment or
Non-Election of Extension
of
Maturity Date of a Portion of Global
Note, as Applicable	  	Principal 
Amount of this Note After
Transfer, Exchange, Redemption,
Repayment or Extension, as
Applicable	  	Notation made
by or on 
behalf of the Issuer
	  
	  	  
	  	  
	  	  

	  
	  	  
	  	  
	  	  

	  
	  	  
	  	  
	  	  

	  
	  	  
	  	  
	  	  

  
 21 

 [RENEWABLE NOTE RIDER FOR 

EXTENSION OF MATURITY AT HOLDER’S OPTION] 

This Note is a Renewable Note, whereby the registered holder has the option to extend the Maturity Date of the principal amount of this Note
held by such registered holder (whether in whole or in part) for one or more periods, as specified in the Pricing Supplement, up to but not beyond the Final Maturity Date specified in the Pricing Supplement, under the terms of this Note as
supplemented by this Renewable Note Rider. 
 Unless otherwise specified in the Pricing Supplement, the following provisions will apply to
this Note: 
 This Note will mature on
                , or if that day is not a Business Day, the immediately preceding Business Day, unless the Maturity Date of all or any portion of the principal
amount of this Note is extended in accordance with the procedures described below. In no event will the Maturity Date of this Note be extended beyond the Final Maturity Date. 

During the Election Notice Period (as defined below) for each Election Date (as defined below), the registered holder of this Note may elect
to extend the Maturity Date of all or any portion of the principal amount of this Note. If the registered holder so elects to extend the Maturity Date of all or any portion of the principal amount of this Note, the Maturity Date of the principal
amount for which the election has been made will be extended [to the          day of the          calendar month]6 following the applicable Election Date (each, an “Additional Maturity Date”), up to but not beyond the Final Maturity Date. [If that day is not a Business Day, the Maturity Date of the
applicable principal amount will be extended to the immediately preceding Business Day.]7 The registered holder may elect to extend the Maturity Date of all or the applicable portion of the
principal amount of this Note having a principal amount of at least [$1,000] or any integral multiple of [$1,000] in excess of [$1,000], provided that the principal amount of any portion of this Note not so extended shall be at least [$1,000]. 

[The “Election Dates” will be the          of each month from, and including,
                 to, and including,             , whether or not such day is a Business Day.]
To make an election effective on any Election Date, the registered holder of this Note must deliver (a) a notice of election during the Election Notice Period for that Election Date and, in the event of an election to extend the Maturity Date
of only a portion of the principal amount of this Note, this Note, or (b) a facsimile transmission or a letter from a member of a national securities exchange or the Financial Industry Regulatory Authority, Inc. or a commercial bank or a trust
company in the United States setting forth the name of the holder of this Note, the principal amount hereof, the certificate number of this Note or a description of this Note’s tenor or terms, a statement that the option to elect extension of
Maturity Date is being exercised thereby, the principal amount hereof with respect to which such option is being exercised and a guarantee that the notice of 

 

	6 	This form of rider contemplates the option to extend maturity of the notes on a monthly basis. If the applicable notes are not extendible monthly, this language will be modified to reflect semi-annual, quarterly or
other periods for extension. 

	7 	 Modify as necessary for applicable business day convention.

  
 22 

 
election form included below duly completed and, in the event of an election to extend the Maturity Date of only a portion of the principal amount of this Note, this Note, will be delivered to
the [Trustee] [Paying Agent] as required hereby. A form of notice of election to extend the Maturity Date is set forth below. 
 The
“Election Notice Period” for each Election Date will begin on the                      Business Day prior to the applicable Election
Date, and will end at [12:00 noon, New York City time,] on that Election Date. However, if that Election Date is not a Business Day, the Election Notice Period will be extended to [12:00 noon, New York City time,] on the next following day that is a
Business Day. The election notice must be delivered to the [Trustee] [Paying Agent] no later than [12:00 noon, New York City time,] on the last Business Day in the Election Notice Period. Upon delivery to the [Trustee] [Paying Agent] of a notice of
election to extend the Maturity Date of this Note or any portion thereof during any Election Notice Period, that election will be revocable during each day of that Election Notice Period, until [12:00 noon, New York City time,] on the last Business
Day in the applicable Election Notice Period, at which time the notice will become irrevocable. 
 If on any Election Date, the registered
holder of this Note does not make a timely or proper election to extend the Maturity Date of all or any portion of the principal amount of this Note, the principal amount of this Note for which an election has not been made will become due and
payable on the Initial Maturity Date, or the applicable Additional Maturity Date to which the Maturity of this Note has previously been extended, as applicable. The principal amount of this Note for which an election is not exercised will be
represented by a non-extendible substitute note, [substantially in the form attached hereto as Annex A,]8 which will be completed by the [Trustee] [Paying
Agent] in consultation with the Issuer, and registered in the name of the registered holder hereof on that Election Date in accordance with the terms of the Indenture, subject to the delivery of this Note to the [Trustee] [Paying Agent]. In such a
case, Schedule 1 hereto will be annotated as of that Election Date to reflect the corresponding decrease in the principal amount of this Note. The non-extendible substitute note so issued will have the same
terms as this Note, except that such note: 
  

	 	•	 	will not be extendible; 

  

	 	•	 	will have a new CUSIP number [and ISIN and Common Code]; and 

  

	 	•	 	will retain the then-current Maturity Date of this Note. 

 Interest on a non-extendible substitute note will accrue from, and including, the last Interest Payment Date on this Note as to which interest was duly paid or provided by the Issuer. 

The failure to elect to extend the Maturity Date of all or any portion of this Note will be irrevocable, and will be binding upon any
subsequent holder of this Note or any applicable replacement note. The holder of a non-extendible substitute note received as a consequence of the failure to make such an election may not elect to exchange
that non-extendible substitute note for an interest in this Note. The Issuer and the [Trustee] [Paying Agent] will deem this Note 

 

	8 	 The form of non-extendible substitute note will be annexed to the global
note at the time of issuance of notes extendible at the holder’s option. 

  
 23 

 
cancelled as to any portion of the principal amount hereof for which a duly completed form of notice of election to extend the Maturity Date and, if applicable, this Note are not delivered to the
[Trustee] [Paying Agent] within the applicable Election Notice Period in accordance with the terms of this Note. 
 Form of Notice of
Election to Extend Maturity Date 
 The undersigned hereby elects to extend the Maturity Date of the Bank of America Corporation
[insert name of specific notes] (CUSIP Number              [ISIN                  and
Common Code                 ]) (or the portion thereof specified below) with the effect provided in the Note by surrendering such Note to the [the Trustee at 101
Barclay Street, New York, New York, 10286] [the Paying Agent at [to be set forth as needed for specific notes],], or such other address of which the Issuer shall from time to time notify the registered holders of the Note, in the event of an
election to extend the Maturity Date of only a portion of the principal amount of the Note, together with this form of “Notice of Election to Extend Maturity Date” duly completed by the holder. 

If the option to extend the Maturity Date of less than the entire principal amount of the Note is elected, specify the portion of the Note
(which shall be [U.S.$1,000] or an integral multiple of [U.S.$1,000] in excess thereof) as to which the holder elects to extend the Maturity Date:
[U.S.$]                ; and specify the principal amount or amounts (which shall be [$1,000] or an integral multiple of [U.S.$1,000] in excess thereof) of the non-extendible substitute note or notes, [substantially in the form attached to the Note as Annex A,] to be issued to the holder for the portion of the principal amount of the Note for which the option to extend the
Maturity Date is not being elected (in the absence of any such specification, one non-extendible substitute note, [substantially in the form of Annex A,] will be issued for the portion of the principal amount
of the Note as to which the option to extend Maturity Date is not being made): [U.S.$]                . 

 

	Dated:	[NOTICE: The signature on this Notice of Election to Extend Maturity Date must correspond with the name as written upon the face of the Note in every particular, without alteration or enlargement or any change
whatever.] 

  
 24 

 [EXTENDIBLE NOTE RIDER 

FOR EXTENSION OF MATURITY AT ISSUER’S OPTION] 

This Note is an Extendible Note, whereby the Issuer has the option to extend the maturity of this Note for one or more periods, as specified
in the Pricing Supplement (each, an “Extension Period”), up to but not beyond the Final Maturity Date specified in the Pricing Supplement, under the terms of this Note as supplemented by this Extendible Note Rider. 

Unless otherwise specified in the Pricing Supplement, the following provisions will apply to this Note: 

The Issuer may exercise its option with respect hereto by delivery to the [Trustee] [Paying Agent] a notice of such exercise at least 45, but
not more than 60, calendar days prior to the Stated Maturity Date originally in effect with respect hereto or, if the Stated Maturity Date has already been extended, prior to the maturity date then in effect (each, an “Extended Maturity
Date”). After such receipt and not later than 40 calendar days prior to the Stated Maturity Date or an Extended Maturity Date, as the case may be (each, an “Existing Maturity Date”), the [Trustee] [Paying Agent] (or any duly appointed
paying agent) will mail by first class mail, postage prepaid, to the registered holder hereof a notice (the “Extension Notice”) relating to such extension period (the “Extension Period”) setting forth (i) the election of the
Issuer to extend the Maturity hereof, (ii) the new Extended Maturity Date, (iii) the interest rate applicable to the Extension Period (which interest rate may be higher during the Extension Period), and (iv) the provisions, if any,
for redemption during the Extension Period, including the date or dates on which, the period or periods during which and the price or prices at which such redemption may occur during the Extension Period. Upon the mailing by the [Trustee] [Paying
Agent] (or any duly appointed paying agent) of an Extension Notice to the registered holder hereof, the maturity shall be extended automatically as set forth in the Extension Notice, and, except as modified by the Extension Notice and as described
in the next paragraph, this Note will have the same terms as prior to the mailing of such Extension Notice. 
 Notwithstanding the
foregoing, not later than 20 calendar days prior to the Existing Maturity Date hereof (or, if such date is not a Business Day, on the immediately succeeding Business Day), the Issuer, at its option, may revoke the interest rate provided for in the
Extension Notice and establish a higher interest rate for the Extension Period by mailing or causing the applicable Paying Agent to mail notice of such higher interest rate, by first class mail, postage prepaid, to the registered holder hereof. Such
notice shall be irrevocable. Thereafter, this Note will bear such higher interest rate for the Extension Period. 
 If the Issuer elects to
extend the maturity hereof, the registered holder hereof will have the option to elect repayment hereof in whole or in part by the Issuer on the Existing Maturity Date then in effect at a price equal to the principal amount hereof plus any accrued
and unpaid interest to such date. In order for this Note to be so repaid on the Existing Maturity Date, the Issuer must receive, at least 30 days but not more than 60 calendar days prior to the Existing Maturity Date then in effect with respect
hereto: (i) this Note with the form “Option to Elect Repayment” below duly completed, or (ii) a facsimile transmission or a letter from a member of a national securities exchange or the Financial Industry Regulatory Authority,
Inc. or a commercial bank or a trust company in the United States setting forth the name of the registered 

  
 25 

 
holder hereof, the principal amount hereof to be repaid, the certificate number, or a description of the tenor and terms hereof, a statement that the option to elect repayment is being exercised
thereby, and a guarantee that this Note, together with the duly completed form entitled “Option to Elect Repayment” attached hereto, will be received by the [Trustee] [Paying Agent] not later than the fifth Business Day after the date of
such facsimile transmission or letter; provided, however, that such facsimile transmission or letter shall only be effective if this Note and duly completed form are received by the [Trustee] [Paying Agent] by such fifth Business Day.
Such option may be exercised by the registered holder hereof for less than the aggregate principal amount hereof then outstanding, provided that the principal amount hereof remaining outstanding after repayment is at least a Minimum Denomination as
specified in the Pricing Supplement, or if no such Minimum Denomination is so specified, [U.S.$1,000] or its equivalent in the applicable Specified Currency, unless otherwise specified in the Pricing Supplement. 

  
 26 

 [OPTION TO ELECT REPAYMENT] 

The undersigned hereby irrevocably request(s) and instruct(s) the Issuer to repay this Note (or portion hereof specified below) pursuant to
its terms at a price equal to the principal amount hereof together with interest to the repayment date, to the undersigned, at 
  

 

                          
                                         
                                         
                                         
                                         
                                         
                         . 

(Please print or typewrite name and address of the undersigned) 

For this Note to be repaid, [the Trustee must receive at 101 Barclay Street, New York, New York, 10286] [the Paying Agent must receive at
[to be set forth as needed for specific notes],] or at such other place or places of which the Issuer from time to time shall notify the registered holder of this Note, not less than 30 nor more than 60 calendar days prior to an Optional
Repayment Date, if any, shown in the Pricing Supplement, this Note with this “Option to Elect Repayment” form duly completed. 

If less than the entire principal amount of this Note is to be repaid, (a) specify the portion hereof which the registered holder elects
to have repaid and (b) specify the portion hereof (which shall be a minimum amount equal to the Minimum Denomination) which is not being repaid (in the absence of any such specification to the contrary, one such Note will be issued for the
portion not being repaid). 
  

					
	Date:                        	  		  	  

		  		  	NOTICE: The signature on this Option to Elect Repayment must correspond with the name as written upon the face of this Note in every particular, without alteration or enlargement or any change whatever.

  

			
	Principal amount to be repaid, if amount to be repaid is less than the principal amount of this Note (principal amount remaining must be in Minimum Denominations):	  	
	[U.S.$]                                     
                                         
                                    	  	
		
	  
 Amount to be Reissued (principal amount remaining must be in Minimum
Denominations):
	  	
	[U.S.$]                                     
                                         
                                    	  	
		
	[U.S.$]                                     
                                         
                                    	  	
		  	    ☐     [Option To Use DTC Tender Procedures]

  
 27 

			
	DTC Participant
Number:                                        
            	  	Fill in registration of Notes if to be issued otherwise than to the registered holder:
		
	  
 DTC Participant
Name:                                        
               
	  	Name                                     
                                         
                                 
		
	  
 DTC Participant Telephone
Number:                                        
           
	  	Address:                                     
                                         
                            
		  	  
 (Please print name and address
including zip code)

		
		  	SOCIAL SECURITY OR OTHER TAXPAYER ID NUMBER

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