Document:

Exhibit 10.1

 

SEPARATION AGREEMENT

 

This Separation Agreement (this “Agreement”) is made and entered into as of May 29, 2018, by and between Erin Gonzalez (“Executive”) and Global Power Equipment Group Inc. (the “Company”).  The Company and Executive are sometimes collectively referred to herein as the “Parties” and individually as a “Party.”

 

WHEREAS, Executive and the Company have determined to provide for the termination of Executive’s employment with the Company on the terms and subject to the conditions set forth herein.

 

NOW, THEREFORE, in consideration of the foregoing recitals, the mutual promises contained herein, and for other good and valuable consideration, the receipt and adequacy of which are hereby acknowledged, the Parties agree as follows:

 

1.                                    Termination of Employment; Resignations.  Effective as of May 29, 2018 (the “Separation Date”), Executive’s employment with the Company and its affiliates (including, without limitation, as Chief Financial Officer of the Company) shall terminate and Executive shall cease to be an employee and officer of any and all of the foregoing.  Effective the Separation Date, Executive hereby resigns from all positions that she holds or has ever held with the Company and its affiliates. As used in this Agreement, the term “affiliate” means any entity controlled by, controlling, or under common control with, the Company.

 

2.                                    Accrued Benefits.  The Company shall pay or provide to Executive the following payments and benefits:

 

(a)                               Salary and Vacation Pay.  By the next regular payroll date after the Separation Date (or such earlier date as required by law), the Company shall issue to Executive her final paycheck, reflecting (i) her earned but unpaid base salary through the Separation Date, and (ii) her accrued but unused vacation pay through the Separation Date.

 

(b)                              Expense Reimbursements.  The Company, within 30 calendar days after the Separation Date, shall reimburse Executive for any and all reasonable business expenses incurred by Executive in connection with the performance of her duties prior to the Separation Date, which expenses shall be submitted by Executive to the Company with supporting receipts and/or documentation no later than 15 calendar days after the Separation Date.

 

3.                                    Severance Benefits.  If and only if (x) Executive executes the release attached as Exhibit A to this Agreement (the “Release”), (y) the Release becomes irrevocable pursuant to its terms, and (z) Executive complies with her obligations as set forth in this Agreement, the Company shall pay or provide to Executive the following payments and benefits:

 

(a)                               Salary Continuation.  The Company shall pay to Executive an amount equal to 12 months of Executive’s annual base salary (i.e., a total of $275,000) payable at the same times and in the same increments as if Executive’s employment continued from the Separation Date through the first anniversary of the Separation Date, except that any payments that would otherwise be made between the Separation Date and the date that the Release becomes effective and irrevocable (the “Release Date”) will be accumulated and paid, without interest, on the first regularly scheduled payroll date falling on or after the Release Date.

 

(b)                              2017 Short-Term Incentive.  The Company shall pay to Executive an amount equal to $103,180, which represents 75.04% of her “target” short-term incentive for the 2017 fiscal year,

 

 

in four equal monthly installments (without interest) on the last day of each month commencing June 30, 2018 and ending September 30, 2018 (with any unpaid installments accelerated on a “Change in Control”, as defined in the Employment Agreement between Executive and the Company dated September 11, 2017 (the “Employment Agreement”)), which amount shall be in lieu of any amounts otherwise due under the 2017 short-term incentive program.  Executive acknowledges that the Company previously paid to her the remaining 24.96% of her “target” short-term incentive for the 2017 fiscal year.

 

(c)                               2018 Short-Term Incentive.  The Company shall pay to Executive an amount equal to $137,500, which represents her “target” short-term incentive for the 2018 fiscal year, on the first regularly scheduled payroll date falling on or after the earlier of the following dates:  (i) December 14, 2018, or (ii) the date that a Change in Control occurs, which amount shall be in lieu of any amounts otherwise due under the 2018 short-term incentive program.

 

(d)                              Equity Awards.  All outstanding and unvested restricted share units held by Executive as of the Separation Date (the “RSUs”) shall vest in full (with any specified performance objectives with respect to such outstanding awards deemed to be satisfied at the “target” level) on the Separation Date and will be paid to Executive within 10 calendar days after the Release Date.

 

(e)                               Health Insurance.  If Executive timely elects continued health and dental coverage under COBRA, the Company will pay Executive’s full cost of her COBRA premiums to continue her coverage (including coverage for her eligible dependents, if applicable) (the “COBRA Premiums”) for the 1 year period commencing on June 1, 2018 (the “COBRA Premium Period”).  The COBRA Premium Period runs concurrently with the COBRA continuation period; provided that Executive may elect to pay for the last six months of the 18-month COBRA continuation period.  During the COBRA Premium Period, an amount equal to the applicable COBRA Premiums (or such other amounts as may be required by law) will be included in Executive’s income for tax purposes to the extent required by applicable law and the Company may withhold taxes from Executive’s other compensation for this purpose.  Notwithstanding the foregoing, if Executive becomes re-employed with another employer and is eligible to receive substantially equivalent health benefits under another employer-provided plan, then the Company’s payment obligations and Executive’s right to the subsidized premium payments as described in this Section 3(e) shall cease.

 

(f)                                Attorneys’ Fees. The Company shall reimburse Executive for the reasonable attorneys’ fees she incurred in connection with the negotiation, implementation, and documentation of this Agreement and other arrangements relating to her employment with the Company, which reimbursement shall be payable in a single lump sum no later than 90 calendar days after the Separation Date, provided that Executive submits the reimbursement request to the Company in writing, with supporting documentation, no later than 20 calendar days after the Separation Date, and in no event shall the Company reimburse attorneys’ fees in excess of $5,000.

 

4.                                    Release of Claims.  Executive shall execute and deliver the Release to the Company within 21 calendar days following the Separation Date (the “Release Period”).  If Executive fails to execute and deliver the Release to the Company during the Release Period, or if the Release is revoked by Executive before it has become irrevocable pursuant to its terms, Executive will not be entitled to any payment or benefit under Section 3 of this Agreement.

 

5.                                    Employment Agreement.  Executive acknowledges that the payments and arrangements contained in this Agreement shall constitute full and complete satisfaction of any and all payments and benefits to which Executive may be entitled as a result of her employment with the Company and the termination thereof.  Executive agrees that, as of the Separation Date, this Agreement supersedes and replaces the severance terms of the Employment Agreement and that, provided the Company observes its

 

2

 

obligations under this Agreement, the Company has no further obligations to make any payments or provide any benefits to Executive under the terms of the Employment Agreement.  Notwithstanding the foregoing and the termination of Executive’s employment with the Company, Executive and the Company each acknowledge and agree that the following terms and conditions of the Employment Agreement remain in effect as if set forth herein:

 

(a)                               Section 2(f), Compensation Recovery Policy, provided the Company represents that, as of the Separation Date, no act of fraud or misconduct has been brought to the attention of the Board of Directors of the Company that could trigger or potentially trigger application of the Compensation Recovery Policy;

 

(b)                              Section 3(g), Indemnification and Insurance; provided that (i) the Company shall not propose any limitation of indemnification in the Articles or Bylaws that would limit or reduce Executive’s indemnification protections as in effect on the Separation Date, and (ii) the Company shall deliver copies of any new D&O policies, endorsements, extensions or tail polices to Executive upon receipt from the carrier;

 

(c)                               Section 5(a)(ii), the “Change in Control” definition and “Business Combination” definition;

 

(d)                              Section 5(e), Section 280G;

 

(e)                               Section 7, Work Product;

 

(f)                                Section 8, Confidential Information;

 

(g)                               Section 9, Non-compete, non-solicitation;

 

(h)                              Section 10, Remedies; and

 

(i)                                  Section 11, Cooperation in Investigations and Proceedings.

 

6.                                    Compensation Recovery Policy.  Executive acknowledges that she shall remain subject to the provisions of the Compensation Recoupment Policy Acknowledgement and Agreement and the related Compensation Recovery Policy (the “Policy”) between the Company and the Executive, as in effect on the Separation Date, which agreement and Policy shall survive and continue in full force and effect notwithstanding the termination of Executive’s employment and shall be applicable to payments made and to be made by the Company to Executive under either of Sections 2 and 3 of this Agreement.  The Parties acknowledge that, on and after the Separation Date, the Company may not amend or modify the Policy in a manner that adversely affects Executive, unless the Company determines in good faith that such amendment or modification is required in order to comply with applicable laws or exchange listing requirements.

 

7.                                    Return of Property.  By not later than the Separation Date, Executive shall return to the Company all items of Company property previously in her possession, including without limitation, keys, credit cards, telephone calling cards, computer hardware and software, cellular and portable telephone equipment, manuals, books, notebooks, financial statements, reports and other documents.  For the avoidance of doubt, Executive is entitled to retain her personal cell phone and cellular telephone number.

 

8.                                    Transition Services.   For the period commencing on the Separation Date and ending 30 calendar days thereafter (the “Assistance Period”), upon the reasonable request of the Chief Executive

 

3

 

Officer of the Company, Executive shall conscientiously and in good faith make efforts to facilitate the successful transition of Executive’s successor and perform such other duties as may from time-to-time be specified by the Chief Executive Officer of the Company with respect to cash management, tax and cash forecasting functions (the “Transition Services”); provided, however, that the services rendered by Executive during the Assistance Period shall not exceed 30 hours during any four week period.  Executive shall not be entitled to additional compensation for the services set forth in this Section 8 but shall be reimbursed for the reasonable travel expenses she incurs in connection with the Transition Services during the Assistance Period that are approved in advance by the Chief Executive Officer of the Company.  Any such reimbursements shall be paid to Executive no later than the 15th day of the month immediately following the month in which such expenses were incurred (subject to Executive’s timely submission to the Company of proper documentation with respect thereto).  The Parties acknowledge that the Transition Services are outside the scope of Section 11 of the Employment Agreement and therefore that Section shall not govern the provision of the Transition Services.

 

9.                                    Non-Disparagement.  Executive agrees that she will not do or say anything that could reasonably be expected to disparage or impact negatively the name or reputation in the marketplace of the Company or any of its affiliates, employees, officers, directors, stockholders, members, principals or assigns.  Subject to Executive’s continuing obligations to comply with Section 8 (Confidential Information) of the Employment Agreement as provided herein, nothing in this Section 9 shall preclude Executive from responding truthfully to any legal process or truthfully testifying in a legal or regulatory proceeding, provided that, to the extent permitted by law, Executive promptly informs the Company of any such obligation prior to participating in any such proceedings.  The Company agrees that it will not release any information or make any statements, and its officers and directors shall not do or say anything that could reasonably be expected to disparage or impact negatively the name or reputation in the marketplace of Executive.  Nothing herein shall preclude the Company or any of its affiliates, employees, officers, directors, stockholders, members, principals or assigns from responding truthfully to any legal process or truthfully testifying in a legal or regulatory proceeding, provided that to the extent permitted by law, the Company will promptly inform Executive in advance if it has reason to believe such response or testimony will directly relate to Executive, or preclude the Company from complying with applicable disclosure requirements.

 

10.                            Miscellaneous.

 

(a)                               Section 409A.  The intent of the Parties is that payments and benefits under this Agreement comply with Section 409A of the Code (“Section 409A”) or are exempt therefrom and, accordingly, to the maximum extent permitted, this Agreement shall be interpreted to be in compliance therewith.  If Executive notifies the Company (with specificity as to the reason therefor) that Executive believes that any provision of this Agreement would cause Executive to incur any additional tax or interest under Section 409A and the Company concurs with such belief or the Company (without any obligation whatsoever to do so) independently makes such determination, the Company shall, after consulting with Executive, reform such provision in a manner that is economically neutral to the Company to attempt to comply with Section 409A through good faith modifications to the minimum extent reasonably appropriate to conform with Section 409A.  The Parties hereby acknowledge and agree that (i) the payments and benefits due to Executive under Section 3 above are payable or provided on account of Executive’s “separation from service” within the meaning of Section 409A, (ii) the payments and benefits under this Agreement are intended to be treated as separate payments for purposes of Section 409A, and (iii) Executive is a “specified employee” within the meaning of Section 409A(a)(2)(B)(i) of the Code.  Notwithstanding any provision of this Agreement to the contrary, any payment under this Agreement that is considered nonqualified deferred compensation subject to Section 409A shall be paid no earlier than (1) the date that is six months after the date of Executive’s separation from service for any reason other than death, or (2) the date of Executive’s death.  In no event

 

4

 

may Executive, directly or indirectly, designate the calendar year of any payment under this Agreement.

 

(b)                              Withholding.  The Company or its affiliates, as applicable, may withhold from any amounts payable or benefits provided under this Agreement such Federal, state, local, foreign or other taxes as shall be required to be withheld pursuant to any applicable law or regulation.  Notwithstanding the foregoing, Executive shall be solely responsible and liable for the satisfaction of all taxes, interest and penalties that may be imposed on Executive in connection with this Agreement (including any taxes, interest and penalties under Section 409A of the Code), and neither the Company nor its affiliates shall have any obligation to indemnify or otherwise hold Executive harmless from any or all of such taxes, interest or penalties.

 

(c)                               Severability.  In construing this Agreement, if any portion of this Agreement shall be found to be invalid or unenforceable, the remaining terms and provisions of this Agreement shall be given effect to the maximum extent permitted without considering the void, invalid or unenforceable provision.

 

(d)                              Successors.  This Agreement is personal to Executive and without the prior written consent of the Company shall not be assignable by Executive other than by will or the laws of descent and distribution.  This Agreement shall inure to the benefit of and be enforceable by Executive’s surviving spouse, heirs, and legal representatives.  This Agreement shall inure to the benefit of and be binding upon the Company and its affiliates, and their respective successors and assigns.

 

(e)                               Final and Entire Agreement; Amendment.  This Agreement (including is exhibits), together with the Release and the surviving portions of the Employment Agreement, represents the final and entire agreement between the Parties with respect to the subject matter hereof and supersedes all prior agreements, negotiations and discussions between the Parties hereto and/or their respective counsel with respect to the subject matter hereof.  Any amendment to this Agreement must be in writing, signed by duly authorized representatives of the Parties, and stating the intent of the Parties to amend this Agreement.

 

(f)                                Representation By Counsel.  Each of the Parties acknowledges that it or she has had the opportunity to consult with legal counsel of its or her choice prior to the execution of this Agreement and the Release.  Without limiting the generality of the foregoing, Executive acknowledges that she has had the opportunity to consult with her own independent legal counsel to review this Agreement for purposes of compliance with the requirements of Section 409A or an exemption therefrom, and that she is relying solely on the advice of her independent legal counsel for such purposes.  Moreover, the Parties acknowledge that they have participated jointly in the negotiation and drafting of this Agreement and the Release.  If any ambiguity or question of intent or interpretation arises, this Agreement and the Release shall be construed as if drafted jointly by the parties hereto, and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of the authorship of any of the provisions of this Agreement.

 

(g)                               Governing Law; Jurisdiction.  This Agreement and the Release shall be governed by and construed in accordance with the laws of the State of Texas, without reference to conflict of laws principles.  Each Party (i) agrees that any action arising out of or relating to this Agreement or Executive’s employment by the Company shall be brought exclusively in the state courts located in Dallas County, Texas and the United States District Court for the Northern District of Texas (Dallas Division), (ii) accepts for itself and in respect of its property, generally and unconditionally, the jurisdiction of those courts, and (iii) irrevocably waives any objection, including, without limitation, any objection to the laying of venue or based on the grounds of forum non conveniens, which it may now or hereafter have to the bringing of any action in those jurisdictions.   EACH PARTY WAIVES ITS OR

 

5

 

HER RIGHT TO TRIAL BY JURY AS TO ALL CLAIMS REGARDING, OR ARISING UNDER, THE TERMS OF THIS AGREEMENT.  The Parties further agree that the prevailing party (by judgment, court order or negotiated private settlement) in any action to enforce its or her rights under this Agreement shall be entitled to recover payment from the non-prevailing party of the prevailing party’s reasonable costs, expenses and attorneys’ fees, as well as expert witness fees and expenses, incurred in connection with any such action.

 

(h)                              Notices.  All notices and other communications hereunder shall be in writing and shall be given by hand delivery or overnight courier to the other Party or by registered or certified mail, return receipt requested, postage prepaid, or by overnight courier, addressed as follows:

 

If to Executive: at Executive’s most recent address on the records of the Company;

 

If to the Company:  Global Power Equipment Group Inc., 400 E. Las Colinas Boulevard, Suite No. 400, Irving, TX 75039, Attention:  Chief Executive Officer;

 

or to such other address as either Party shall have furnished to the other in writing in accordance herewith.  Any notice under this Agreement will be deemed to have been given: when delivered, if given by hand delivery; three calendar days after having been mailed, if given by registered or certified mail; and on the date on which delivery was first attempted by the overnight courier, if sent by overnight courier.

 

(i)                                  Counterparts.  This Agreement may be executed in one or more counterparts (including by means of facsimile or other electronic transmission), each of which shall be deemed an original, but all of which taken together shall constitute one original instrument.

 

(j)                                  Inconsistent Agreements.  To the extent of a conflict or inconsistency between this Agreement and the Employment Agreement, this Agreement shall control.

 

(k)                              Authority.

 

(i)                                  The Company has the requisite corporate power and authority to execute this Agreement, the Release and all other agreements and documents contemplated hereby to which it is a party.  The execution and delivery of this Agreement and such other agreements and documents by the Company and the consummation by the Company of the transactions contemplated hereby have been duly authorized by the Company and no other action on the part of the Company is necessary to authorize the transactions contemplated hereby.  This Agreement has been duly executed and delivered by the Company and constitutes the valid and binding obligation of the Company, enforceable in accordance with its terms.

 

(ii)                              This Agreement has been duly executed and delivered by Executive and constitutes the valid and binding obligation of Executive, enforceable in accordance with its terms.

 

(Signature page follows)

 

6

 

IN WITNESS WHEREOF, the Parties hereto have each executed this Agreement as of the date first above written.

 

	
GLOBAL POWER EQUIPMENT GROUP INC.
    	
EXECUTIVE
    
	
 
    	
 
    
	
 
    	
 
    	
 
    
	
By:
    	
/S/ TRACY D. PAGLIARA
    	
/S/ ERIN GONZALEZ
    
	
 
    	
Tracy D. Pagliara 
    	
Erin Gonzalez
    
	
 
    	
President and Chief Executive Officer
    	
 
    

 

7

 

EXHIBIT A
 GENERAL RELEASE

 

This General Release (this “Release”) is made and entered into as of this 29th day of May, 2018, by and between Global Power Equipment Group Inc. (the “Company”) and Erin Gonzalez (“Executive”).

 

1.                                    Employment Status.  Executive’s employment with the Company and its affiliates terminated effective as of May 29, 2018 (the “Separation Date”).

 

2.                                    Payments and Benefits.  Upon the effectiveness of the terms set forth herein, the Company shall provide Executive with the payments and benefits (collectively, the “Severance Benefits”) set forth in Section 3 of the Separation Agreement between Executive and the Company dated as of May 29, 2018 (the “Separation Agreement”), upon the terms, and subject to the conditions, of the Separation Agreement.  For the avoidance of doubt, Executive acknowledges that unless and until this Release becomes effective and irrevocable pursuant to its terms, she will not be entitled to receive any of the Severance Benefits.

 

3.                                    No Liability.  This Release does not constitute an admission by the Company or its affiliates or their respective officers, directors, partners, agents, or employees, or by Executive, of any unlawful acts or of any violation of federal, state or local laws.

 

4.                                    Release.  In consideration of the Severance Benefits, Executive for himself, her heirs, administrators, representatives, executors, successors and assigns (collectively, “Releasors”) does hereby irrevocably and unconditionally release, acquit and forever discharge the Company, its respective affiliates and their respective successors and assigns (the “Company Group”) and each of its officers, directors, partners, agents, and former and current employees, including without limitation all persons acting by, through, under or in concert with any of them (collectively, “Releasees”), and each of them, from any and all claims, demands, actions, causes of action, costs, expenses, attorney fees, and all liability whatsoever, whether known or unknown, fixed or contingent, which Executive has, had, or may ever have against the Releasees relating to or arising out of Executive’s employment or separation from employment with the Company Group, from the beginning of time and up to and including the date Executive executes this Release.  This Release includes, without limitation, (a) law or equity claims; (b) contract (express or implied) or tort claims; (c) claims for wrongful discharge, retaliatory discharge, whistle blowing, libel, slander, defamation, unpaid compensation, intentional infliction of emotional distress, fraud, public policy contract or tort, and implied covenant of good faith and fair dealing; (d) claims under or associated with any of the Company Group’s incentive compensation plans or arrangements; (e) claims arising under any federal, state, or local laws of any jurisdiction that prohibit age, sex, race, national origin, color, disability, religion, veteran, military status, sexual orientation, or any other form of discrimination, harassment, or retaliation (including without limitation under the Age Discrimination in Employment Act of 1967 as amended by the Older Workers Benefit Protection Act (“ADEA”), Title VII of the Civil Rights Act of 1964 as amended by the Civil Rights Act of 1991, the Equal Pay Act of 1963, and the Americans with Disabilities Act of 1990, the Rehabilitation Act, the Family and Medical Leave Act, the Sarbanes-Oxley Act, the Employee Polygraph Protection Act, the Uniformed Services Employment and Reemployment Rights Act of 1994, the Genetic Information Nondiscrimination Act of 2008 (“GINA”), the Fair Labor Standards Act (“FLSA”), the Lilly Ledbetter Fair Pay Act or any other foreign, federal, state or local law or judicial decision); (f) claims arising under the Employee Retirement Income Security Act; and (g) any other statutory or common law claims related to Executive’s employment with the Company Group or the separation of Executive’s employment with the Company Group.

 

A-1

 

Without limiting the foregoing paragraph, Executive represents that she understands that this Release specifically releases and waives any claims of age discrimination, known or unknown, that Executive may have against the Company Group as of the date she signs this Release.  This Release specifically includes a waiver of rights and claims under the Age Discrimination in Employment Act of 1967, as amended, and the Older Workers Benefit Protection Act.  Executive acknowledges that as of the date she signs this Release, she may have certain rights or claims under the Age Discrimination in Employment Act, 29 U.S.C. §626 and she voluntarily relinquishes any such rights or claims by signing this Release.

 

Notwithstanding the foregoing provisions of this Section 4, nothing herein shall release the Company Group from (i) any obligation under, or continued or preserved by, the Separation Agreement, including, without limitation, Section 2 or Section 3 of the Separation Agreement; (ii) any obligation to provide benefit entitlements under any Company benefit or welfare plan that were vested as of the Separation Date; and (iii) any rights or claims that relate to events or circumstances that occur after the date that Executive executes this Release.

 

5.                                    Claims Released by the Company.  In consideration for receiving Executive’s release hereunder, the Company, on behalf of itself and the other Releasees, and each of them, does hereby irrevocably and unconditionally release, acquit and forever discharge Executive from any and all claims, demands, actions, causes of action, costs, expenses, attorney fees, and all liability whatsoever, whether known or unknown, fixed or contingent, which the Company has, had, or may ever have against Executive relating to or arising out of Executive’s employment or separation from employment with the Company Group, from the beginning of time and up to and including the date the Company executes this Release.  This Release includes, without limitation, (a) law or equity claims; (b) contract (express or implied), tort claims or strict liability; (c) claims for wrongful discharge, retaliatory discharge, whistle blowing, libel, slander, defamation, unpaid compensation, wage and hour law violations, intentional infliction of emotional distress, fraud, public policy contract or tort, and implied covenant of good faith and fair dealing, whether based in common law or any federal, state or local statute; (d) claims under or associated with any of the Company Group’s equity compensation plans or arrangements; or (e) claims arising under any federal, state, or local laws of any jurisdiction that prohibit age, sex, race, national origin, color, disability, religion, veteran, military status, sexual orientation, or any other form of discrimination, harassment, or retaliation.

 

Notwithstanding the foregoing provisions of this Section 5, nothing herein shall release Executive from (i) any act that constitutes a criminal act under any Federal, state or local law committed or perpetuated by Executive with respect to the Company or its affiliates during the course of Executive’s employment with the Company or its affiliates or thereafter prior to the execution date of this Release (including any criminal act of fraud, material misappropriation of funds or embezzlement, or any other criminal action); (ii) any act of fraud or other criminal misconduct committed by Executive in connection with her employment with the Company or thereafter prior to the execution date of this Release; or (iii) Executive’s continuing obligations under the Employment Agreement or Separation Agreement.

 

6.                                    Bar.  Executive acknowledges and agrees that if she should hereafter make any claim or demand or commence or threaten to commence any action, claim or proceeding against the Releasees with respect to any cause, matter or thing which is the subject of the release under Section 4 of this Release, this Release may be raised as a complete bar to any such action, claim or proceeding, and the applicable Releasee may recover from Executive all costs incurred in connection with such action, claim or proceeding, including attorneys’ fees, along with the Severance Benefits.  The Company acknowledges and agrees that if it should hereafter make any claim or demand or commence or threaten to commence any action, claim or proceeding against Executive with respect to any cause, matter or thing which is the subject of the release under Section 5 of this Release, this Release may be raised as a complete bar to any

 

A-2

 

such action, claim or proceeding, and Executive may recover from the Company all costs incurred in connection with such action, claim or proceeding, including attorneys’ fees.

 

7.                                    Right to Engage in Protected Activity.  Nothing contained in this Release limits Executive’s ability to file a charge or complaint with any federal, state or local governmental agency or commission (a “Government Agency”).  In addition, nothing in this Release, the Separation Agreement (including Section 5 or Section 9 of the Separation Agreement) or Employment Agreement or any other Company agreement, policy, practice, procedure, directive or instruction shall prohibit Executive from reporting possible violations of federal, state or local laws or regulations to any Government Agency or making other disclosures that are protected under the whistleblower provisions of federal, state or local laws or regulations.  Executive does not need prior authorization of any kind to make any such reports or disclosures and Executive is not required to notify the Company that Executive has made such reports or disclosures.  If Executive files any charge or complaint with any Government Agency, and if the Government Agency pursues any claim on Executive’s behalf, or if any other third party pursues any claim on Executive’s behalf, Executive waives any right to monetary or other individualized relief (either individually, or as part of any collective or class action) from the Releasees that arises out of alleged facts or circumstances on or before the effective date of this Release; provided that nothing in this Release or the Separation Agreement limits any right Executive may have to receive a whistleblower award or bounty for information provided to the Securities and Exchange Commission or other Government Agency.

 

8.                                    Governing Law; Venue.  This Release shall be governed, construed, interpreted and enforced in accordance with the substantive laws of the State of Texas, without regard to conflicts of law principles.  Venue for purposes of this Release shall be the same as that in the Separation Agreement.

 

9.                                    Acknowledgment.  Executive has read this Release, understands it, and voluntarily accepts its terms, and Executive acknowledges that she has been advised by the Company to seek the advice of legal counsel (at Executive’s cost) before entering into this Release.  Executive acknowledges that she was given a period of 21 calendar days within which to consider and execute this Release, and to the extent that she executes this Release before the expiration of the 21-day period, she does so knowingly and voluntarily and only after consulting her attorney.  Executive acknowledges and agrees that the promises made by the Company Group hereunder represent substantial value over and above that to which Executive would otherwise be entitled.  Executive acknowledges and reconfirms the promises in Sections 7, 8, 9, 10 and 11 of the Employment Agreement between Executive and the Company dated as of September 11, 2017.

 

10.                            Revocation.  Executive has a period of 7 calendar days following the execution of this Release during which Executive may revoke this Release by delivering written notice to the Company in the manner specified in Section 10(h) of the Separation Agreement, and this Release shall not become effective or enforceable until such revocation period has expired.  Executive understands that if she revokes this Release, it will be null and void in its entirety, and she will not be entitled to any payments or benefits provided in this Release, including without limitation any Severance Payments pursuant to Section 3 of the Separation Agreement.

 

11.                            Miscellaneous.  This Release is the complete understanding between Executive and the Company Group in respect of the subject matter of this Release and supersedes all prior agreements relating to Executive’s employment with the Company Group, in each case, except as specifically excluded by this Release.  Executive has not relied upon any representations, promises or agreements of any kind except those set forth herein in signing this Release.  In the event that any provision of this Release should be held to be invalid or unenforceable each and all of the other provisions of this Release shall remain in full force and effect.  If any provision of this Release is found to be invalid or

 

A-3

 

unenforceable, such provision shall be modified as necessary to permit this Release to be upheld and enforced to the maximum extent permitted by law.  Executive agrees to execute such other documents and take such further actions as reasonably may be required by the Company Group to carry out the provisions of this Release.

 

12.                            Counterparts; Electronic Transmission.  This Release may be executed by the parties hereto in counterparts, which taken together shall be deemed one original. Any facsimile or electronically transmitted copies hereto or signature hereon shall, for all purposes, be deemed originals.

 

(Signature page follows)

 

A-4

 

IN WITNESS WHEREOF, the Parties hereto have each executed this Release as of the date first above written.

 

	
GLOBAL POWER EQUIPMENT GROUP INC.
    	
EXECUTIVE
    
	
 
    	
 
    
	
 
    	
 
    	
 
    
	
By:
    	
/S/ TRACY D. PAGLIARA
    	
/S/ ERIN GONZALEZ
    
	
 
    	
Tracy D. Pagliara 
    	
Erin Gonzalez
    
	
 
    	
President and Chief Executive Officer
    	
 
    

 

A-5Exhibit 10.1

 

THIRD AMENDMENT AND REFINANCING FACILITY AGREEMENT

 

THIRD AMENDMENT AND REFINANCING FACILITY AGREEMENT, dated as of June 4, 2018 (this “Amendment”), to the Credit Agreement, dated as of June 27, 2011, as amended and restated as of July 2, 2015, as further amended and restated as of August 21, 2017, as amended by a First Amendment dated as of December 12, 2017 and a Second Amendment dated as of March 22, 2018, and as modified by an Incremental Term Loan Activation Notice dated as of March 22, 2018 (as further amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among IRON MOUNTAIN INCORPORATED, a Delaware corporation (the “Parent”), IRON MOUNTAIN INFORMATION MANAGEMENT, LLC, a Delaware limited liability company (the “Company”), each of the other Borrowers party thereto, the several banks and other financial institutions or entities from time to time parties to the Credit Agreement as Lenders (the “Lenders”), JPMORGAN CHASE BANK, TORONTO BRANCH, as Canadian Administrative Agent (in such capacity, the “Canadian Administrative Agent”) and JPMORGAN CHASE BANK, N.A., as administrative agent for the Lenders (in such capacity, the “Administrative Agent”), and the other parties thereto.

 

W I T N E S S E T H:

 

WHEREAS, the Borrowers, the Lenders, the Canadian Administrative Agent and the Administrative Agent are parties to the Credit Agreement;

 

WHEREAS, the Company has requested certain amendments to the Credit Agreement;

 

WHEREAS, the Lenders are willing to agree to such amendments, subject to the terms and conditions set forth herein;

 

WHEREAS, the Company has requested certain Refinancing Commitments pursuant to Section 2.13 of the Credit Agreement; and

 

WHEREAS, the undersigned Refinancing Lenders are willing to agree to provide such Refinancing Commitments, subject to the terms and conditions set forth herein.

 

NOW, THEREFORE, in consideration of the premises and mutual covenants contained herein, the parties hereto hereby agree as follows:

 

1.                                      Defined Terms.  Unless otherwise defined herein, all capitalized terms used herein shall have the meanings given to them in the Credit Agreement.

 

2.                                      Amendments to Credit Agreement.

 

(a)                                 The first sentence of the definition of “EBITDA” is amended by adding the following as a new clause (j) thereto:

 

“(j)                              plus the aggregate amount of “run-rate” net income for such period projected by the Parent in good faith attributable to any customer installation and backlog occurring or existing during such period (or following such period but prior to the date for the delivery of the financial statements for such period pursuant to Section 9.01(1) or 9.01(2)) (which amount shall be calculated on a pro forma basis as though the full quarterly amount of such net income attributable to such installation and backlog had been realized during such period); provided that the aggregate amount included in EBITDA pursuant to this clause (j) for any period shall not exceed 25% of EBITDA in the aggregate for such

 

 

period (calculated prior to giving effect to any adjustment pursuant to this clause (j)).”

 

(b)                                 Clause (ix) of Section 2.13(c) of the Credit Agreement is amended in full to read as follows:

 

“(ix) any financial covenant with which the Company shall be required to comply (provided that if any Refinancing Term Loans have a financial covenant at any time prior to the Latest Termination Date in effect hereunder at the time of incurrence of such Refinancing Term Loans, then any then-outstanding Term Loans (to the extent entitled to the benefits of a financial covenant at the time of incurrence) and the Refinancing Term Loans shall vote together as a single class on all waivers, amendments or events of default related thereto)”

 

(c)                                  The following is added as a new subsection (f) to Section 12.06 of the Credit Agreement:

 

“(f)                             Bank of America Merrill Lynch International is a designated Affiliate of Bank of America, N.A. for the purpose of lending to certain Multi-Currency Borrowers and/or Borrowers not organized in the United States.  Any reference to “Bank of America Merrill Lynch International Limited” is a reference to its successor in title Bank of America Merrill Lynch International Designated Activity Company (including, without limitation, its branches) pursuant to and with effect from the merger between Bank of America Merrill Lynch International Limited and Bank of America Merrill Lynch International Designated Activity Company that takes effect in accordance with Chapter II, Title II of Directive (EU) 2017/1132 (which repeals and codifies the Cross-Border Mergers Directive (2005/56/EC)), as implemented in the United Kingdom and Ireland.  Notwithstanding anything to the contrary in any Basic Document, a transfer of rights and obligations from Bank of America Merrill Lynch International Limited to Bank of America Merrill Lynch International Designated Activity Company pursuant to such merger shall be permitted.”

 

3.                                      Refinancing Facilities.

 

(a)                                 This Amendment is a Refinancing Facility Agreement referred to in the Credit Agreement in connection with the establishment of Refinancing Revolving Commitments and Refinancing Term Loan Commitments pursuant to Section 2.13 of the Credit Agreement.

 

(b)                                 The aggregate amount of the Refinancing Revolving Commitments effected by this Amendment is $1,750,000,000 and the aggregate amount of the Refinancing Term Loan Commitments effected by this Amendment (the “Refinancing Term Loan A Commitments”) is $250,000,000. The amount of each Refinancing Lender’s Refinancing Commitments is set forth in Schedule I to this Amendment. The Refinancing Term Loans under the Refinancing Term Loan A Commitments (the “Refinancing Term Loan A Loans”) shall be a separate Class of Term Loans from the Initial Term Loans and the Incremental Term B Loans. Notice of borrowing of Refinancing Revolving Loans under Refinancing Revolving Commitments effected by this Amendment and of Refinancing Term Loan A Loans effected by this Amendment shall be made in accordance with Sections 3.01 and 5.05 of the Credit Agreement.

 

(c)                                  The Company hereby promises to pay to the Administrative Agent for the account of each Refinancing Term Loan Lender the unpaid principal amount of the Refinancing Term Loan A Loans outstanding on the maturity date in respect of such Refinancing Term Loan A Loans specified in Section 3(d)(v) of this Amendment. Prior thereto, the Refinancing Term Loan A Loans shall mature and be payable on each Quarterly Date, each such payment to be in an amount equal to 1.25% of the original principal amount of all Refinancing Term Loan A Loans.

 

2

 

(d)                                 For all purposes under this Amendment and the Credit Agreement and notwithstanding anything to the contrary in the Credit Agreement, solely to the extent applicable or used in reference to any Refinancing Revolving Commitments and Refinancing Revolving Loans effected pursuant to this Amendment and to the Refinancing Term Loan A Commitments and the Refinancing Term Loan A Loans:

 

(i)                                     Each of the lenders that is listed under the caption “US$ LENDERS” on the signature pages to this Amendment and each lender or financial institution that becomes a “US$ Lender” after the Amendment Effective Date pursuant to Section 12.06 of the Credit Agreement shall be, individually, together with its successors, a “US$ Lender” and, collectively, together with their respective successors, the “US$ Lenders”.

 

(ii)                                  Each of the lenders that is listed under the caption “US$-CANADIAN LENDERS” on the signature pages to this Amendment and each lender or financial institution that becomes a “US$-Canadian Lender” after the Amendment Effective Date pursuant to Section 12.06 of the Credit Agreement shall be, individually, together with its successors, a “US$-Canadian Lender” and, collectively, together with their respective successors, the “US$-Canadian Lenders”.

 

(iii)                               Each of the lenders that is listed under the caption “MULTI-CURRENCY LENDERS” on the signature pages to this Amendment and each lender or financial institution that becomes a “Multi-Currency Lender” after the Amendment Effective Date pursuant to Section 12.06 of the Credit Agreement shall be individually, together with its successors, a “Multi-Currency Lender” and, collectively, together with their respective successors, the “Multi-Currency Lenders”.

 

(iv)                              Each of the lenders that is listed under the caption “CANADIAN LENDERS” on the signature pages to this Amendment and each lender or financial institution that becomes a “Canadian Lender” after the date hereof pursuant to Section 12.06 of the Credit Agreement shall be individually, together with its successors, a “Canadian Lender” and, collectively, together with their respective successors, the “Canadian Lenders”.

 

(v)                                 The Commitment Termination Date with respect to the Refinancing Revolving Commitments effected by this Amendment and the maturity date with respect to the Refinancing Term Loan A Loans effected by this Amendment, in each case is June 4, 2023.

 

(vi)                              All references to Schedule I to the Credit Agreement shall be deemed references to Schedule I to this Amendment.

 

(vii)                           All references to “Level 4” in the definition of “Applicable Leverage Ratio” shall be deemed to be references to “Level 3” as set forth in Sections 3(d)(viii) and 3(d)(ix), as applicable, of this Amendment.

 

(viii)                        The Applicable Commitment Fee Rate in respect of the Refinancing Revolving Commitments shall be, at any time, the percentage per annum set forth in the schedule below opposite the Pricing Level in effect at such time:

 

3

 

	
Pricing Level
    	
 
    	
Applicable Commitment Fee Rate
    
	
Level 3
    	
 
    	
0.350%
    
	
Greater than or equal to 4.50 to 1.00
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Level 2
    	
 
    	
0.300%
    
	
Less than 4.50 to 1.00 and greater than or equal to   3.50 to 1.00
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Level 1
    	
 
    	
0.250%
    
	
Less than 3.50 to 1.00
    	
 
    	
 
    

 

For purposes of the foregoing, the “Pricing Level” in effect at any time shall be the level (any of Level 1, Level 2 or Level 3) indicated in the schedule set forth in Section 3(d)(ix) of this Amendment corresponding to the Applicable Leverage Ratio in effect at such time.

 

(ix)                              The Applicable Margin in respect of Refinancing Loans effected by this Amendment shall be the rate for the respective Type of Loan set forth opposite the level (any of Level 1, Level 2 or Level 3) indicated in the schedule set forth below corresponding to the Applicable Leverage Ratio in effect at such time:

 

	
 
    	
 
    	
Applicable Margin
    	
 
    
	
Range of Applicable
   Leverage Ratio
    	
 
    	
ABR &
   C$ Prime
   Loans
    	
 
    	
Eurocurrency
   Loans
    	
 
    	
BBSY
   Loans
    	
 
    	
CDOR
   Loans
    	
 
    
	
Level 3
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Greater than or equal to 4.50 to 1.00
    	
 
    	
0.75%
    	
 
    	
1.75%
    	
 
    	
1.75%
    	
 
    	
1.75%
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Level 2
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Less than 4.50 to 1.00 and greater than or equal to   3.50 to 1.00
    	
 
    	
0.50%
    	
 
    	
1.50%
    	
 
    	
1.50%
    	
 
    	
1.50%
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Level 1
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
Less than 3.50 to 1.00
    	
 
    	
0.25%
    	
 
    	
1.25%
    	
 
    	
1.25%
    	
 
    	
1.25%
    	
 
    

 

; provided that (i) during an Adjusted Financial Covenant Period, each Applicable Margin in the schedule above shall be increased by 0.50% and (ii) for Incremental Term Loans, such per annum rates as shall be agreed to by the Company and the applicable Incremental Term Lenders as shown in the applicable Incremental Term Loan Activation Notice.  As of the Amendment Effective Date, the Applicable Margin in

 

4

 

respect of Refinancing Loans is determined based on the level corresponding to the Applicable Leverage Ratio in effect as at the end of the most recent fiscal quarter of the Parent in respect of which financial statements have been delivered by the Parent pursuant to either Section 9.01(1) or 9.01(2) of the Credit Agreement.

 

(x)                                 The definitions of “Commitments”, “Facility” and “Term Loans” in the Credit Agreement each shall be deemed to include a reference to Refinancing Term Loans; the definition of “Term Lenders” shall be deemed to include a reference to Refinancing Term Lenders; the reference to “the then Initial Term Loan Maturity Date” in clause (ii) of Section 2.01(c)(ii) of the Credit Agreement shall be deemed to be a reference to “the latest of the then Initial Term Loan Maturity Date and the maturity date then applicable to any Class of Refinancing Term Loans”; the reference to “the remaining Weighted Average Life to Maturity of the Initial Term Loans” in clause (iii) of Section 2.01(c)(ii) of the Credit Agreement shall be deemed to be a reference to “the remaining Weighted Average Life to Maturity of the Initial Term Loans or any Refinancing Term Loans, as applicable”; Section 2.06 of the Credit Agreement shall be deemed also to apply to Refinancing Term Loans and each reference therein to “Incremental Term Loans” shall be deemed to be a reference to “Incremental Term Loans or Refinancing Term Loans”; and Section 5.02 of the Credit Agreement shall be deemed also to apply to Refinancing Term Lenders and Refinancing Term Loans and each reference therein to “Incremental Term Loans” or “Incremental Term Lenders” shall be deemed to be a reference to “Incremental Term Loans or Refinancing Term Loans” and “Incremental Term Lenders or Refinancing Term Lenders”, respectively.

 

(xi)                              The Credit Agreement shall be deemed amended as follows:

 

(A)       The following shall be added immediately preceding the reference to “for such Interest Period” in clause (i) of Section 6.02 of the Credit Agreement: “(including, without limitation, because the Eurocurrency Base Rate or the Eurocurrency Rate is not available or published on a current basis)”.

 

(B)       The following shall be added as a new paragraph at the end of Section 6.02 of the Credit Agreement, and Section 12.05 of the Credit Agreement shall be deemed subject to the following:

 

“If at any time the Administrative Agent determines (which determination shall be conclusive and binding absent manifest error) that (a) the circumstances set forth in clause (i) of the first paragraph of this Section 6.02 have arisen and such circumstances are unlikely to be temporary or (b) the circumstances set forth in clause (i) of the first paragraph of this Section 6.02 have not arisen but either (w) the supervisor for the administrator of the Eurocurrency Base Rate has made a public statement that the administrator of the Eurocurrency Base Rate is insolvent (and there is no successor administrator that will continue publication of the Eurocurrency Base Rate), (x) the administrator of the Eurocurrency Base Rate has made a public statement identifying a specific date after which the Eurocurrency Base Rate will permanently or indefinitely cease to be published by it (and there is no successor administrator that will continue publication of the Eurocurrency Base Rate), (y) the supervisor for the administrator of the Eurocurrency Base Rate has made a public statement identifying a specific date after which the Eurocurrency Base Rate will permanently or indefinitely cease to be published or (z) the supervisor for the administrator of the Eurocurrency Base Rate or a Governmental Authority having jurisdiction over the Administrative Agent has made a public statement identifying a specific date after which the Eurocurrency Base Rate may no longer be used for determining interest rates for loans, then the Administrative Agent and the Borrower shall endeavor to establish an alternate rate of interest to the Eurocurrency Rate that gives due

 

5

 

consideration to the then prevailing market convention for determining a rate of interest for syndicated loans in the United States at such time, and shall enter into an amendment to this Agreement to reflect such alternate rate of interest and such other related changes to this Agreement as may be applicable (but for the avoidance of doubt, such related changes shall not include a reduction of the Applicable Margin).  Notwithstanding anything to the contrary in Section 12.05, such amendment shall become effective without any further action or consent of any other party to this Agreement so long as the Administrative Agent shall not have received, within five Business Days of the date notice of such alternate rate of interest is provided to the Lenders, a written notice from the Majority Lenders stating that such Majority Lenders object to such amendment; provided that for purposes of this sentence, (A) any Term Loans that are Term B Loans shall be disregarded in determining the Majority Lenders and (B) any Incremental Term Loans that are not Term B Loans shall be disregarded in determining the Majority Lenders, unless the Incremental Term Loan Activation Notice in respect of such Incremental Term Loans provides that such Incremental Term Loans shall be included in determining the Majority Lenders purposes of this sentence, in which case the Majority Lenders for such purposes shall be so determined.  Until an alternate rate of interest shall be determined in accordance with this paragraph (but, in the case of the circumstances described in clause (b) of the first sentence of this paragraph, only to the extent the Eurocurrency Base Rate and such Interest Period is not available or published at such time on a current basis), (x) any notice of borrowing that requests the conversion of any borrowing to, or continuation of any borrowing as, a Eurocurrency Rate borrowing shall be ineffective and (y) if any notice of borrowing requests a Eurocurrency Rate borrowing, such borrowing shall be made as a borrowing bearing interest at a rate based upon the Alternate Base Rate; provided that, if such alternate rate of interest shall be less than zero, such rate shall be deemed to be zero for the purposes of this Agreement.”

 

(C)       .  The following shall be added as a new sentence to the end of the definition of “Alternate Base Rate”:

 

“If the Alternate Base Rate is being used as an alternate rate of interest pursuant to Section 6.02, then the Alternate Base Rate shall be the greater of clause (a) and (b) above and shall be determined without reference to clause (c) above.  For the avoidance of doubt, if the Alternate Base Rate shall be less than zero, such rate shall be deemed to be zero for purposes of this Agreement.”

 

(D)       The reference to “10:00 a.m. New York Time” in clause (i) of Section 5.05(a) of the Credit Agreement shall be deemed a reference to “9:30 a.m. New York Time”.

 

4.                                      Representations and Warranties.  On and as of the date hereof, each of the Parent and the Company hereby confirms, reaffirms and restates the representations and warranties set forth in Section 8 of the Credit Agreement and the representations and warranties in the Basic Documents mutatis mutandis, except to the extent that such representations and warranties expressly relate to a specific earlier date in which case the Parent and the Company each hereby confirms, reaffirms and restates such representations and warranties as of such earlier date.  Each of the Parent and the Company represents and warrants that, after giving effect to this Amendment, no Default or Event of Default has occurred and is continuing.

 

5.                                      Effectiveness.

 

(a)                                 The amendments set forth in Section 2 of this Amendment shall become effective as of the date set forth above (the “Amendment Effective Date”) upon the satisfaction of the following conditions precedent:

 

(i)                                     the Administrative Agent shall have received this Amendment executed

 

6

 

and delivered by the Administrative Agent, the Canadian Administrative Agent, the Parent, the Company, each of the other Borrowers, each Issuing Bank, each Swingline Lender and the Lenders party to the Credit Agreement constituting the “Majority Lenders” thereunder; and

 

(ii)                                  the Administrative Agent shall have received a reaffirmation agreement, in form and substance reasonably satisfactory to the Administrative Agent, with respect to the Company Guaranty, the Parent Guaranty, the Subsidiary Guaranty, the Company Pledge Agreement, the Parent Pledge Agreement and the Subsidiary Pledge Agreement, duly executed and delivered by the Parent, the Company, each Subsidiary Guarantor and the Administrative Agent, as applicable.

 

(b)                                 The Refinancing Facilities and the provisions of Section 3 of this Amendment shall become effective as of the Amendment Effective Date upon the satisfaction of the conditions set forth in Section 5(a) of this Amendment and the following conditions precedent:

 

(i)                                     no Event of Default shall have occurred and be continuing on such date;

 

(ii)                                  on such date, the representations and warranties of each of the Parent and the Company set forth in the Basic Documents shall be true and correct (A) in the case of the representations and warranties qualified as to materiality, in all respects and (B) otherwise, in all material respects, in each case on and as of such date, except in the case of any such representation and warranty that specifically relates to an earlier date, in which case such representation and warranty shall be so true and correct on and as of such earlier date;

 

(iii)                               substantially concurrently with the effectiveness of Refinancing Revolving Commitments, all the Revolving Commitments then in effect shall be terminated, and all the Revolving Loans then outstanding, together with all interest thereon, and all other amounts accrued for the benefit of the Revolving Lenders, including any amounts as may be required pursuant to Section 6.05 of the Credit Agreement, shall be repaid or paid (it being understood, however, that any Letters of Credit shall continue to be outstanding hereunder);

 

(iv)                              substantially concurrently with the effectiveness of the Refinancing Term Loan A Commitments, the Company shall obtain Refinancing Term Loan A Loans thereunder and shall repay or prepay then outstanding Term Loans of one or more Classes in an aggregate principal amount equal to the aggregate amount of such Refinancing Term Loan A Commitments, together with any amounts as may be required pursuant to Section 6.05 of the Credit Agreement (less the aggregate amount of accrued and unpaid interest with respect to such outstanding Term Loans and any reasonable fees, premium and expenses relating to such refinancing);

 

(v)                                 the Administrative Agent shall have received evidence of payment by the Company of such fees as the Company shall have agreed to pay or deliver to any Refinancing Lender or the Administrative Agent in connection herewith, including, without limitation, the reasonable fees and expenses of Simpson Thacher & Bartlett LLP, special New York counsel to the Administrative Agent, in connection with the negotiation, preparation, execution and delivery of this Amendment and the other Basic Documents and the extensions of credit hereunder (to the extent that statements for such fees and expenses have been delivered to the Company);

 

7

 

(vi)                              the Administrative Agent shall have received (i) certified copies of the charter and by laws (or equivalent documents) of the Company and (ii) certified copies of all corporate authority of the Company (including, without limitation, board of director resolutions and evidence of the incumbency, including specimen signatures, of officers) with respect to the execution and delivery of this Amendment and performance by the Company of its obligations under the Basic Documents to which it is a party and each other document to be delivered by the Company from time to time in connection herewith and the extensions of credit hereunder (and the Administrative Agent and each Lender may conclusively rely on such certificate until it receives notice in writing from the Company to the contrary); and

 

(vii)                           the Administrative Agent shall have received an opinion, in form and substance reasonably satisfactory to the Administrative Agent, dated as of such date, of Sullivan & Worcester LLP, special New York counsel to the Obligors, with respect to matters set forth in paragraphs 1, 2, 3, 4, 5, 7, 9 and 10 of Exhibit I-1 of the Credit Agreement as they relate to the Credit Agreement, this Amendment and the borrowings hereunder and any other matters as the Administrative Agent or any Lender may reasonably request.

 

6.                                      Valid and Binding.  This Amendment shall be binding upon and inure to the benefit of each of the parties hereto and their respective successors and assigns.

 

7.                                      Payment of Expenses.  The Company agrees to pay or reimburse the Administrative Agent for all out-of-pocket costs and expenses incurred in connection with the Amendment, any other documents prepared in connection herewith and the transactions contemplated hereby, including, without limitation, the reasonable fees and disbursements of counsel.

 

8.                                      Reference to and Effect on the Credit Agreement; Limited Effect.  On and after the Amendment Effective Date, each reference in the Credit Agreement to “this Agreement”, “hereunder”, “hereof” or words of like import referring to the Credit Agreement shall mean and be a reference to the Credit Agreement as amended hereby.  This Amendment shall not constitute an amendment of any other provision of the Credit Agreement not expressly referred to herein and shall not be construed as a waiver or consent to any further or future action on the part of the Company that would require a waiver or consent of the Lenders, the Canadian Administrative Agent or the Administrative Agent.  Except as expressly amended hereby, the provisions of the Credit Agreement are and shall remain in full force and effect.

 

9.                                      Severability.  Any provision of this Amendment which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

 

10.                               Loan Document; Integration.  This Amendment shall constitute a Basic Document.  This Amendment and the other Basic Documents represent the agreement of each Borrower, each Subsidiary Guarantor, the Canadian Administrative Agent, the Administrative Agent and the Lenders with respect to the subject matter hereof, and there are no promises, undertakings, representations or warranties by the Canadian Administrative Agent, the Administrative Agent or any Lender relative to the subject matter hereof not expressly set forth or referred to herein or in the other Basic Documents.

 

11.                               GOVERNING LAW.  THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT SHALL BE GOVERNED BY, AND

 

8

 

CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

 

12.                               Counterparts.  This Amendment may be executed by one or more of the parties hereto in any number of separate counterparts (which may include counterparts delivered by facsimile transmission), each of which shall be deemed to be an original, and all of which taken together shall be deemed to constitute one and the same instrument.

 

9

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their proper and duly authorized officers as of the day and year first above written.

 

	
 
    	
 
    	
IRON MOUNTAIN   INCORPORATED
    
	
 
    	
 
    	
IRON MOUNTAIN   INFORMATION MANAGEMENT, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
IRON MOUNTAIN   FULFILLMENT SERVICES, INC.
    
	
 
    	
 
    	
IRON MOUNTAIN   INTELLECTUAL PROPERTY MANAGEMENT, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
IRON MOUNTAIN GLOBAL   LLC
    
	
 
    	
 
    	
IRON MOUNTAIN US   HOLDINGS, INC.
    
	
 
    	
 
    	
IRON MOUNTAIN SECURE   SHREDDING, INC.
    
	
 
    	
 
    	
IRON MOUNTAIN   INFORMATION MANAGEMENT SERVICES, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
IRON MOUNTAIN CANADA   OPERATIONS ULC
    
	
 
    	
 
    	
IRON MOUNTAIN   INFORMATION MANAGEMENT SERVICES CANADA, INC.
    
	
 
    	
 
    	
IRON MOUNTAIN SECURE   SHREDDING CANADA, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Bao Tran
    
	
 
    	
 
    	
Name: Bao Tran
    
	
 
    	
 
    	
Title: Vice President   and Treasurer
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IRON MOUNTAIN SOUTH   AMERICA S.À.R.L.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Manfred Schneider
    
	
 
    	
 
    	
Name: Manfred Schneider
    
	
 
    	
 
    	
Title:  B Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
IRON MOUNTAIN SOUTH   AMERICA S.À.R.L.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Bao Tran
    
	
 
    	
 
    	
Name: Bao Tran
    
	
 
    	
 
    	
Title:  A Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IM CLOSE GMBH
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Dr. Leonz Meyer
    
	
 
    	
 
    	
Name:  Dr. Leonz Meyer
    
	
 
    	
 
    	
Title:  Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IRON MOUNTAIN   LUXEMBOURG SERVICES 
   S.À R.L., LUXEMBOURG, SCHAFFHAUSEN BRANCH
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Dr. Leonz Meyer
    
	
 
    	
 
    	
Name: Dr. Leonz   Meyer
    
	
 
    	
 
    	
Title: Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

 

	
 
    	
 
    	
IRON MOUNTAIN (UK) PLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Patrick Keddy
    
	
 
    	
 
    	
Name: Patrick Keddy
    
	
 
    	
 
    	
Title: Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IRON MOUNTAIN   INTERNATIONAL (HOLDINGS) LIMITED
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Patrick Keddy
    
	
 
    	
 
    	
Name: Patrick Keddy
    
	
 
    	
 
    	
Title: Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IRON MOUNTAIN EUROPE   LTD
    
	
 
    	
 
    	
IRON MOUNTAIN HOLDINGS   (EUROPE) LIMITED
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Patrick Keddy
    
	
 
    	
 
    	
Name: Patrick Keddy
    
	
 
    	
 
    	
Title:  Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IRON MOUNTAIN AUSTRIA   ARCHIVIERUNG GMBH
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Robert Nedeljkovic
    
	
 
    	
 
    	
Name: Robert Nedeljkovic
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
IRON MOUNTAIN   INTERNATIONAL HOLDINGS BV
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By
    	
/s/ Jeroen Strik
    
	
 
    	
 
    	
Name: Jeroen Strik
    
	
 
    	
 
    	
Title: Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
JPMORGAN CHASE BANK,   N.A., as 
   Administrative Agent
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name:
    	
Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title:
    	
Executive Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
JPMORGAN CHASE BANK,   TORONTO BRANCH, as Canadian Administrative Agent
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name:
    	
Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title:
    	
Executive Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Bank of America, NA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ John F. Lynch
    
	
 
    	
 
    	
 
    	
Name:
    	
John F. Lynch
    
	
 
    	
 
    	
 
    	
Title:
    	
SVP
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Bank of America, NA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ John F. Lynch
    
	
 
    	
 
    	
 
    	
Name:
    	
John F. Lynch
    
	
 
    	
 
    	
 
    	
Title:
    	
SVP
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Bank of America, N.A.,   Canada branch
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Medina Sales de   Andrade
    
	
 
    	
 
    	
 
    	
Name:
    	
Medina Sales de Andrade
    
	
 
    	
 
    	
 
    	
Title:
    	
Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Bank of America, N.A.,   Canada branch
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Medina Sales de   Andrade
    
	
 
    	
 
    	
 
    	
Name:
    	
Medina Sales de Andrade
    
	
 
    	
 
    	
 
    	
Title:
    	
Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Bank of America, NA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ John F. Lynch
    
	
 
    	
 
    	
 
    	
Name:
    	
John F. Lynch
    
	
 
    	
 
    	
 
    	
Title:
    	
SVP
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
MORGAN STANLEY SENIOR   FUNDING, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Michael King
    
	
 
    	
 
    	
 
    	
Name:  Michael King
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
MORGAN STANLEY BANK,   N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Michael King
    
	
 
    	
 
    	
 
    	
Name:  Michael King
    
	
 
    	
 
    	
 
    	
Title:  Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
MORGAN STANLEY SENIOR   FUNDING, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Michael King
    
	
 
    	
 
    	
 
    	
Name:  Michael King
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
MUFG Bank, Ltd.   (formerly known as The Bank of Tokyo-Mitsubishi UFJ, Ltd.)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ George Stoecklein
    
	
 
    	
 
    	
 
    	
Name:
    	
George Stoecklein
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
MUFG Bank, Ltd.   (formerly known as The Bank of Tokyo-Mitsubishi UFJ, Ltd.)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ George Stoecklein
    
	
 
    	
 
    	
 
    	
Name:
    	
George Stoecklein
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
MUFG Bank, Ltd.   (formerly known as The Bank of Tokyo-Mitsubishi UFJ, Ltd.)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By: 
    	
/s/ George Stoecklein
    
	
 
    	
 
    	
 
    	
Name:
    	
George Stoecklein
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Citizens Bank, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Name: Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Title: Assistant Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Citizens Bank, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Elizabeth Aigler 
    
	
 
    	
 
    	
 
    	
Name: Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Title: Assistant Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Citizens Bank, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Name: Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Title: Assistant Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Citizens Bank, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Name: Elizabeth Aigler
    
	
 
    	
 
    	
 
    	
Title: Assistant Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
HSBC Bank plc
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sneha Manohar
    
	
 
    	
 
    	
 
    	
Name: Sneha Manohar
    
	
 
    	
 
    	
 
    	
Title: Relationship   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
HSBC Bank USA, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Patrick D. Mueller
    
	
 
    	
 
    	
 
    	
Name: Patrick D. Mueller
    
	
 
    	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
HSBC Bank USA, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Patrick D. Mueller
    
	
 
    	
 
    	
 
    	
Name: Patrick D. Mueller
    
	
 
    	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
WELLS FARGO BANK,   NATIONAL ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Karen H. McClain
    
	
 
    	
 
    	
 
    	
Name: Karen H. McClain
    
	
 
    	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
WELLS FARGO BANK,   NATIONAL ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Karen H. McClain
    
	
 
    	
 
    	
 
    	
Name:
    	
Karen H. McClain
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
WELLS FARGO BANK,   NATIONAL ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Karen H. McClain
    
	
 
    	
 
    	
 
    	
Name:
    	
Karen H. McClain
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
WELLS FARGO BANK,   NATIONAL ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Karen H. McClain
    
	
 
    	
 
    	
 
    	
Name:
    	
Karen H. McClain
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
WELLS FARGO BANK,   NATIONAL ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Karen H. McClain
    
	
 
    	
 
    	
 
    	
Name:
    	
Karen H. McClain
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
JPMORGAN CHASE BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sean Chudzik, Asc.
    
	
 
    	
 
    	
 
    	
Name:
    	
Sean Chudzik, Asc.
    
	
 
    	
 
    	
 
    	
Title:
    	
Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
JPMorgan Chase Bank,   N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name: Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title: Executive   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
JPMorgan Chase Bank,   N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name: Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title: Executive   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
JPMorgan Chase Bank,   N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name: Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title: Executive   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
JPMorgan Chase Bank,   N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name: Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title: Executive   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
JPMorgan Chase Bank,   N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Name: Mohammad Hasan
    
	
 
    	
 
    	
 
    	
Title: Executive   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BARCLAYS BANK PLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Chris Walton
    
	
 
    	
 
    	
 
    	
Name:
    	
Chris Walton
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BARCLAYS BANK PLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Chris Walton
    
	
 
    	
 
    	
 
    	
Name:
    	
Chris Walton
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BARCLAYS BANK PLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Chris Walton
    
	
 
    	
 
    	
 
    	
Name:
    	
Chris Walton
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BARCLAYS BANK PLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Chris Walton
    
	
 
    	
 
    	
 
    	
Name:
    	
Chris Walton
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
BARCLAYS BANK PLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Chris Walton
    
	
 
    	
 
    	
 
    	
Name:
    	
Chris Walton
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
GOLDMAN SACHS BANK USA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Ryan Durkin
    
	
 
    	
 
    	
 
    	
Name: Ryan Durkin
    
	
 
    	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
GOLDMAN SACHS BANK USA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Ryan Durkin
    
	
 
    	
 
    	
 
    	
Name: Ryan Durkin
    
	
 
    	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
CREDIT AGRICOLE   CORPORATE AND INVESTMENT BANK
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Gordon Yip
    
	
 
    	
 
    	
 
    	
Name:
    	
Gordon Yip
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mark Koneval
    
	
 
    	
 
    	
 
    	
Name:
    	
Mark Koneval
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
CREDIT AGRICOLE CORPORATE   AND INVESTMENT BANK
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Gordon Yip
    
	
 
    	
 
    	
 
    	
Name:
    	
Gordon Yip
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mark Koneval
    
	
 
    	
 
    	
 
    	
Name:
    	
Mark Koneval
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
CREDIT AGRICOLE   CORPORATE AND INVESTMENT BANK
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Gordon Yip
    
	
 
    	
 
    	
 
    	
Name:
    	
Gordon Yip
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mark Koneval
    
	
 
    	
 
    	
 
    	
Name:
    	
Mark Koneval
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
CREDIT AGRICOLE   CORPORATE AND INVESTMENT BANK
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Gordon Yip
    
	
 
    	
 
    	
 
    	
Name:
    	
Gordon Yip
    
	
 
    	
 
    	
 
    	
Title:
    	
Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mark Koneval
    
	
 
    	
 
    	
 
    	
Name:
    	
Mark Koneval
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ROYAL BANK OF CANADA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sheena Lee
    
	
 
    	
 
    	
 
    	
Name:
    	
Sheena Lee
    
	
 
    	
 
    	
 
    	
Title:
    	
Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ROYAL BANK OF CANADA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sheena Lee
    
	
 
    	
 
    	
 
    	
Name:
    	
Sheena Lee
    
	
 
    	
 
    	
 
    	
Title:
    	
Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ROYAL BANK OF CANADA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sheena Lee
    
	
 
    	
 
    	
 
    	
Name:
    	
Sheena Lee
    
	
 
    	
 
    	
 
    	
Title:
    	
Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ROYAL BANK OF CANADA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sheena Lee
    
	
 
    	
 
    	
 
    	
Name:
    	
Sheena Lee
    
	
 
    	
 
    	
 
    	
Title:
    	
Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ROYAL BANK OF CANADA
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Sheena Lee
    
	
 
    	
 
    	
 
    	
Name:
    	
Sheena Lee
    
	
 
    	
 
    	
 
    	
Title:
    	
Authorized Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SUNTRUST BANK,
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Philip VanFossan
    
	
 
    	
 
    	
 
    	
Name:  Philip VanFossan
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SUNTRUST BANK,
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Philip VanFossan
    
	
 
    	
 
    	
 
    	
Name:  Philip VanFossan
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SUNTRUST BANK,
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Philip VanFossan
    
	
 
    	
 
    	
 
    	
Name:  Philip VanFossan
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SUNTRUST BANK,
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Philip VanFossan
    
	
 
    	
 
    	
 
    	
Name: Philip VanFossan
    
	
 
    	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SUNTRUST BANK,
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Philip VanFossan
    
	
 
    	
 
    	
 
    	
Name:  Philip VanFossan
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
PNC BANK, NATIONAL   ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Joshua Kezele
    
	
 
    	
 
    	
 
    	
Name:  Joshua Kezele 
    
	
 
    	
 
    	
 
    	
Title:  Assistant Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
PNC BANK, NATIONAL   ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Joshua Kezele
    
	
 
    	
 
    	
 
    	
Name:  Joshua Kezele
    
	
 
    	
 
    	
 
    	
Title:  Assistant Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
PNC BANK, NATIONAL   ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Joshua Kezele
    
	
 
    	
 
    	
 
    	
Name:  Joshua Kezele 
    
	
 
    	
 
    	
 
    	
Title:  Assistant Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
PNC BANK, NATIONAL   ASSOCIATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Joshua Kezele
    
	
 
    	
 
    	
 
    	
Name:  Joshua Kezele 
    
	
 
    	
 
    	
 
    	
Title:  Assistant Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
PNC Bank Canada Branch
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Caroline M. Stade
    
	
 
    	
 
    	
 
    	
Name:  Caroline M. Stade 
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
TD BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Alan Garson
    
	
 
    	
 
    	
 
    	
Name: Alan Garson
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
TD BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Alan Garson
    
	
 
    	
 
    	
 
    	
Name: Alan Garson
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
TD BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Alan Garson
    
	
 
    	
 
    	
 
    	
Name: Alan Garson
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
TD BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Alan Garson
    
	
 
    	
 
    	
 
    	
Name: Alan Garson
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
TD BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Alan Garson
    
	
 
    	
 
    	
 
    	
Name: Alan Garson
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
SCOTIABANK (IRELAND)   DESIGNATED
   ACTIVITY COMPANY
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mark Allen
    
	
 
    	
 
    	
 
    	
Name:  Mark Allen
    
	
 
    	
 
    	
 
    	
Title:  Company Secretary
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mary Theresa Mulvany
    
	
 
    	
 
    	
 
    	
Name:
    	
Mary Theresa Mulvany
    
	
 
    	
 
    	
 
    	
Title:
    	
Managing Director
   Corporate Banking
   Scotiabank (Ireland) Designated Activity Company
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
The Bank of Nova Scotia
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mauricio Saishio
    
	
 
    	
 
    	
 
    	
Name: Mauricio Saishio
    
	
 
    	
 
    	
 
    	
Title: Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
The Bank of Nova Scotia
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mauricio Saishio
    
	
 
    	
 
    	
 
    	
Name: Mauricio Saishio
    
	
 
    	
 
    	
 
    	
Title: Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
The Bank of Nova Scotia
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mauricio Saishio
    
	
 
    	
 
    	
 
    	
Name: Mauricio Saishio
    
	
 
    	
 
    	
 
    	
Title: Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
The Huntington National   Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Jared Shaner
    
	
 
    	
 
    	
 
    	
Name: Jared Shaner
    
	
 
    	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
The Huntington National   Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Jared Shaner
    
	
 
    	
 
    	
 
    	
Name: Jared Shaner
    
	
 
    	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
People’s United Bank,   National Association
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Kathryn Williams
    
	
 
    	
 
    	
 
    	
Name: Kathryn Williams
    
	
 
    	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
People’s United Bank,   National Association
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Kathryn Williams
    
	
 
    	
 
    	
 
    	
Name: Kathryn Williams
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
People’s United Bank,   National Association
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Kathryn Williams
    
	
 
    	
 
    	
 
    	
Name: Kathryn Williams
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
People’s United Bank,   National Association
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Kathryn Williams
    
	
 
    	
 
    	
 
    	
Name: Kathryn Williams
    
	
 
    	
 
    	
 
    	
Title:  Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Fifth Third Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Dan Komitor
    
	
 
    	
 
    	
 
    	
Name: Dan Komitor
    
	
 
    	
 
    	
 
    	
Title: Senior   Relationship Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Webster Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Name:  Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Title: V.P. Commercial   Lending
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$-CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Webster Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Name:  Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Title: V.P. Commercial   Lending
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
MULTI-CURRENCY LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Webster Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Name:  Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Title: V.P. Commercial   Lending
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
CANADIAN LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Webster Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Name:  Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Title: V.P. Commercial   Lending
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Webster Bank
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Name:  Mathew L. Coyne
    
	
 
    	
 
    	
 
    	
Title: V.P. Commercial   Lending
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
REFINANCING TERM LOAN A   LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
KBC BANK N.V.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Susan Silver
    
	
 
    	
 
    	
 
    	
Name:  Susan Silver
    
	
 
    	
 
    	
 
    	
Title:  Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Deborah Carlson
    
	
 
    	
 
    	
 
    	
Name:  Deborah Carlson
    
	
 
    	
 
    	
 
    	
Title:  Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
KBC BANK N.V.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Susan Silver
    
	
 
    	
 
    	
 
    	
Name:  Susan Silver
    
	
 
    	
 
    	
 
    	
Title:  Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Deborah Carlson
    
	
 
    	
 
    	
 
    	
Name:  Deborah Carlson
    
	
 
    	
 
    	
 
    	
Title:  Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
 
    	
US$ LENDERS
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
STIFEL BANK &   TRUST
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/ Benjamin L. Dodd
    
	
 
    	
 
    	
 
    	
Name: Benjamin L. Dodd
    
	
 
    	
 
    	
 
    	
Title: Senior Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Catamaran CLO 2013-1   Ltd.
    
	
 
    	
By: Trimaran Advisors,   L.L.C.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Daniel Gilligan
    
	
 
    	
 
    	
Name: Daniel Gilligan
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Catamaran CLO 2014-1   Ltd.
    
	
 
    	
By: Trimaran Advisors,   L.L.C.
    
	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Daniel Gilligan
    
	
 
    	
 
    	
Name: Daniel Gilligan
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Catamaran CLO 2015-1   Ltd.
    
	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Daniel Gilligan
    
	
 
    	
 
    	
Name: Daniel Gilligan
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Catamaran CLO 2016-1   LTD.
    
	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Daniel Gilligan
    
	
 
    	
 
    	
Name: Daniel Gilligan
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture X CLO, Limited
    
	
 
    	
By its Collateral   Manager, MJX
    
	
 
    	
Venture Management LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXV CLO Limited
    
	
 
    	
By its Investment   Advisor, MJX Venture Management LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture 31 CLO, Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   III LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XVII CLO   Limited
    
	
 
    	
BY: its investment   advisor, MJX Venture Management, LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXII CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXIX CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXVI CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXVII CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture 28A CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XII CLO,   Limited
    
	
 
    	
BY: its investment   advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XIII CLO,   Limited
    
	
 
    	
By: its Investment   Advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XIV CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XV CLO, Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
VENTURE XVI CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XVIII CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
VENTURE XX CLO, Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXI CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXIII CLO,   Limited
    
	
 
    	
By: its investment   advisor MJX Asset Management LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXIV CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Asset Management   LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXVIII CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Venture XXX CLO,   Limited
    
	
 
    	
By: its investment   advisor
    
	
 
    	
MJX Venture Management   II LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Michael Regan
    
	
 
    	
 
    	
Name: Michael Regan
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Aon Hewitt Group Trust   - High Yield Plus Bond Fund
    
	
 
    	
By: Bain Capital   Credit, LP, as Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
BAIN CAPITAL SENIOR   LOAN FUND, L.P.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Baloise Senior Secured   Loan Fund II
    
	
 
    	
By: Bain Capital   Credit, LP, as Sub Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Community Insurance   Company
    
	
 
    	
By: Bain Capital   Credit, LP, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
FirstEnergy System   Master Retirement Trust
    
	
 
    	
By: Bain Capital   Credit, LP, as Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
San Francisco City and   County Employees’ Retirement System
    
	
 
    	
By: Bain Capital   Credit, LP, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
XL Investments Ltd
    
	
 
    	
By: Bain Capital   Credit, LP, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
XL RE Europe SE
    
	
 
    	
By: Bain Capital   Credit, LP, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Andrew Viens
    
	
 
    	
 
    	
Name: Andrew Viens
    
	
 
    	
 
    	
Title: Executive Vice   President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
BSG Fund Management   B.V. on behalf of the Stichting
    
	
 
    	
Blue Sky Active Fixed   Income US Leveraged Loan Fund
    
	
 
    	
By THL Credit Senior   Loan
    
	
 
    	
Strategies LLC, as   Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ILLINOIS STATE BOARD OF   INVESTMENT
    
	
 
    	
BY: THL Credit Senior   Loan Strategies LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investment   Company Multi-Asset Growth Strategy Fund
    
	
 
    	
By THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investment   Company Russell Global Opportunistic Credit Fund
    
	
 
    	
BY: THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investment   Company Russell Multi-Strategy Income Fund
    
	
 
    	
THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investment   Company Russell Short Duration Bond Fund
    
	
 
    	
BY: THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investment   Company Unconstrained Total Return Fund
    
	
 
    	
by THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investments   Global Unconstrained Bond Pool
    
	
 
    	
by THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investments   Institutional Funds LLC Absolute Return Fixed Income Fund
    
	
 
    	
By THL Credit Advisors   LLC, 
   as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investments   Institutional Funds, LLC Multi-Asset Core Plus Fund
    
	
 
    	
BY: THL Credit Advisors   LLC, as 
   Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Russell Investments   Ireland Limited on behalf of the Russell Floating Rate Fund, a subfund of   Russell Qualifying Investor Alternative Investment Funds plc
    
	
 
    	
BY: THL Credit Advisors   LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Stichting Pensioenfonds   Hoogovens
    
	
 
    	
by THL Credit Advisors   LLC,
    
	
 
    	
its Asset Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
THL Credit Bank Loan   Select Master Fund, a Class of
    
	
 
    	
The THL Credit Bank   Loan Select Series Trust I
    
	
 
    	
BY: THL Credit Senior   Loan Strategies LLC, as Investment Manager
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ James R. Fellows
    
	
 
    	
 
    	
Name: James R. Fellows
    
	
 
    	
 
    	
Title: Managing   Director/Co-Head
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
City National Rochdale   Fixed Income Opportunities Fund
    
	
 
    	
By: Seix Investment   Advisors LLC, as Subadviser
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ George Goudelias
    
	
 
    	
 
    	
Name: George Goudelias
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Seix Multi-Sector   Absolute Return Fund L.P.
    
	
 
    	
By: Seix Multi-Sector   Absolute Return Fund GP LLC, in its capacity as sole general partner
    
	
 
    	
By: Seix Investment   Advisors LLC, its sole member
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ George Goudelias
    
	
 
    	
 
    	
Name: George Goudelias
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Virtus SEIX Floating   Rate High Income Fund
    
	
 
    	
By: Seix Investment   Advisors LLC, as Subadviser
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ George Goudelias
    
	
 
    	
 
    	
Name: George Goudelias
    
	
 
    	
 
    	
Title: Managing   Director
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ICG US CLO   2018-1, Ltd.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Seth Katzenstein
    
	
 
    	
 
    	
Name: Seth Katzenstein
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
FCCI Insurance Company
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Kathy News
    
	
 
    	
 
    	
Name: Kathy News
    
	
 
    	
 
    	
Title: Senior Portfolio   Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Hastings Mutual   Insurance Company
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Kathy News
    
	
 
    	
 
    	
Name: Kathy News
    
	
 
    	
 
    	
Title: Senior Portfolio   Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Honeywell International   Inc Master Retirement Trust
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Kathy News
    
	
 
    	
 
    	
Name: Kathy News
    
	
 
    	
 
    	
Title: Senior Portfolio   Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Vermont Pension   Investment Committee
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Kathy News
    
	
 
    	
 
    	
Name: Kathy News
    
	
 
    	
 
    	
Title: Senior Portfolio   Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
BOYD WATTERSON LIMITED   DURATION ENHANCED INCOME Fund
    
	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth L. DeBarr
    
	
 
    	
 
    	
Name: Elizabeth L.   DeBarr
    
	
 
    	
 
    	
Title: Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
State—Boston Retirement   System
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
West Bend Mutual   Insurance Company
    
	
 
    	
By: Crescent Capital Group LP, its sub-adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
National Electrical   Benefit Fund
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Illinois State Board of   Investment
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Trustmark Insurance   Company
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

 

	
 
    	
CRESCENT CAPITAL HIGH   INCOME FUND L.P.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
JNL/Crescent High   Income Fund
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ATLAS SENIOR LOAN FUND IX, LTD.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ATLAS SENIOR LOAN FUND   V, LTD.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ATLAS SENIOR LOAN FUND   VII, LTD.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
AUCARA HEIGHTS INC
    
	
 
    	
By: Crescent Capital Group LP, its sub-adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ATLAS SENIOR LOAN FUND   III, Ltd.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
ATLAS SENIOR LOAN FUND   X, LTD.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Atlas Senior Secured   Loan Fund VIII, Ltd.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
American Beacon   Crescent Short Duration High Income Fund
    
	
 
    	
By: Crescent Capital Group LP, its sub-adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Crescent Capital High   Income Fund B L.P.
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Crescent Senior Secured   Floating Rate Loan Fund, LLC
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
1199SEIU Health Care   Employees Pension Fund
    
	
 
    	
By: Crescent Capital Group LP, its adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Wayne Hosang
    
	
 
    	
 
    	
Name: Wayne Hosang
    
	
 
    	
 
    	
Title: Managing   Director
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian McKeon
    
	
 
    	
 
    	
Name: Brian McKeon
    
	
 
    	
 
    	
Title: Vice President
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Catalyst Floating Rate   Income Fund
    
	
 
    	
By: Princeton Advisory Group, Inc. the   Sub-Advisor
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Ashish Sood
    
	
 
    	
 
    	
Name: Ashish Sood
    
	
 
    	
 
    	
Title: Portfolio Manager
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2012-II-R, Ltd.
    
	
 
    	
By: CIFC VS Management LLC, its Collateral Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2013-I, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2013-II, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2014, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Portfolio Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2015-I, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2015-II, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2015-III, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding 2015-V,   Ltd
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior Investment   Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2016-I, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2017-III, Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Collateral   Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2017-IV, Ltd.
    
	
 
    	
By: CIFC CLO MANAGEMENT II LLC, as Collateral   Manager, by and on behalf of each of its series, Series M-1,   Series O-1 and Series R-1
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2017-V, Ltd.
    
	
 
    	
By: CIFC CLO MANAGEMENT II LLC, as Collateral   Manager
    
	
 
    	
By and on behalf of each of its series, SERIES M-1,   SERIES O-1, and SERIES R-1
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Funding   2018-I, Ltd.
    
	
 
    	
By: CIFC CLO MANAGEMENT II LLC, as Collateral   Manager
    
	
 
    	
By and on behalf of each of its series, SERIES M-1,   SERIES O-1, and SERIES R-1
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
CIFC Senior Secured   Corporate Loan Master Fund Ltd.
    
	
 
    	
By: CIFC Asset Management LLC, its Adviser
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
J. Safra Sarasin Fund   Management (Luxembourg) S.A. acting as management company of the JSS Senior   Loan Fund, a sub-fund of JSS Special Investments FCP (SIF) 
    
	
 
    	
By: CIFC Asset   Management LLC, its Sub-Investment Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Local 338 Retirement   Fund
    
	
 
    	
BY: CIFC Asset   Mangement, LLC, its Investment Manager
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Authorized   Signatory
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
SHBNPP US Senior Loan   Private Special Asset Investment Trust No.1 (H)[Loan]
    
	
 
    	
By: CIFC Asset Management LLC, its Advisor
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Swiss Capital   Alternative Strategies Funds SPC re: SC
    
	
 
    	
Alternative Strategy 10 SP
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

	
 
    	
Prelude Opportunity   Fund, LP
    
	
 
    	
By: CIFC Asset   Management LLC, its Sub-Advisor
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ Elizabeth Chow
    
	
 
    	
 
    	
Name: Elizabeth Chow
    
	
 
    	
 
    	
Title: Senior   Investment Analyst
    

 

[Signature Page to Third Amendment and Refinancing Facility Agreement]

 

 

SCHEDULE I

 

	
Lender
    	
 
    	
Refinancing
   Term Loan A
   Commitment
    	
 
    	
US$ Commitment
    	
 
    	
US$-Canadian
   Commitment(1)
    	
 
    	
Multi-Currency
   Commitment
    	
 
    	
Total Allocation
    	
 
    
	
JPMORGAN CHASE   BANK, N.A.
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
10,113,408.40
    	
 
    	
$
    	
15,726,722.18
    	
 
    	
$
    	
95,347,369.42
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
BANK OF AMERICA,   N.A.
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
10,113,408.40
    	
 
    	
$
    	
15,726,722.18
    	
 
    	
$
    	
95,347,369.42
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
BARCLAYS BANK   PLC
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
10,755,603.59
    	
 
    	
$
    	
15,726,722.18
    	
 
    	
$
    	
94,705,174.23
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
CITIZENS BANK,   N.A.
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
10,755,603.59
    	
 
    	
$
    	
15,726,722.18
    	
 
    	
$
    	
94,705,174.23
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
CREDIT AGRICOLE   CORPORATE AND INVESTMENT BANK
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
10,755,603.59
    	
 
    	
$
    	
15,726,722.18
    	
 
    	
$
    	
94,705,174.23
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
GOLDMAN SACHS   BANK USA
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
121,187,500.00
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
HSBC BANK USA
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
37,871,093.75
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
55,183,593.75
    	
 
    
	
HSBC BANK PLC
    	
 
    	
—
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
83,316,406.25
    	
 
    	
$
    	
83,316,406.25
    	
 
    
	
MORGAN STANLEY   SENIOR FUNDING, INC.
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
—
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
17,312,500.00
    	
 
    
	
MORGAN STANLEY   BANK, N.A.
    	
 
    	
—
    	
 
    	
$
    	
121,187,500.00
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
121,187,500.00
    	
 
    
	
MUFG   BANK, LTD.
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
37,871,093.75
    	
 
    	
—
    	
 
    	
$
    	
83,316,406.25
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
WELLS FARGO BANK,   N.A.
    	
 
    	
$
    	
17,312,500.00
    	
 
    	
$
    	
10,755,603.59
    	
 
    	
$
    	
15,726,722.18
    	
 
    	
$
    	
94,705,174.23
    	
 
    	
$
    	
138,500,000.00
    	
 
    
	
ROYAL BANK OF   CANADA
    	
 
    	
$
    	
14,375,000.00
    	
 
    	
$
    	
8,930,645.59
    	
 
    	
$
    	
13,058,289.17
    	
 
    	
$
    	
78,636,065.24
    	
 
    	
$
    	
115,000,000.00
    	
 
    
	
THE BANK OF NOVA   SCOTIA
    	
 
    	
$
    	
9,375,000.00
    	
 
    	
$
    	
7,108,724.45
    	
 
    	
$
    	
8,516,275.55
    	
 
    	
—
    	
 
    	
$
    	
25,000,000.00
    	
 
    
	
SCOTIABANK   (IRELAND) DAC
    	
 
    	
—
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
50,000,000.00
    	
 
    	
$
    	
50,000,000.00
    	
 
    
	
PNC BANK,   NATIONAL ASSOCIATION
    	
 
    	
$
    	
11,250,000.00
    	
 
    	
$
    	
6,989,200.89
    	
 
    	
$
    	
10,219,530.66
    	
 
    	
$
    	
61,541,268.45
    	
 
    	
$
    	
90,000,000.00
    	
 
    
	
SUNTRUST BANK
    	
 
    	
$
    	
11,250,000.00
    	
 
    	
$
    	
6,989,200.89
    	
 
    	
$
    	
10,219,530.66
    	
 
    	
$
    	
61,541,268.45
    	
 
    	
$
    	
90,000,000.00
    	
 
    
	
TD BANK, N.A.
    	
 
    	
$
    	
11,250,000.00
    	
 
    	
$
    	
6,989,200.89
    	
 
    	
$
    	
10,219,530.66
    	
 
    	
$
    	
61,541,268.45
    	
 
    	
$
    	
90,000,000.00
    	
 
    
	
THE HUNTINGTON   NATIONAL BANK
    	
 
    	
$
    	
6,250,000.00
    	
 
    	
$
    	
43,750,000.00
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
50,000,000.00
    	
 
    
	
PEOPLE’S UNITED   BANK
    	
 
    	
$
    	
6,250,000.00
    	
 
    	
$
    	
13,671,875.00
    	
 
    	
—
    	
 
    	
$
    	
30,078,125.00
    	
 
    	
$
    	
50,000,000.00
    	
 
    
	
WEBSTER BANK,   N.A.
    	
 
    	
$
    	
3,750,000.00
    	
 
    	
$
    	
2,329,733.63
    	
 
    	
$
    	
3,406,510.22
    	
 
    	
$
    	
20,513,756.15
    	
 
    	
$
    	
30,000,000.00
    	
 
    
	
KBC BANK N.V.
    	
 
    	
$
    	
3,125,000.00
    	
 
    	
$
    	
21,875,000.00
    	
 
    	
—
    	
 
    	
—
    	
 
    	
$
    	
25,000,000.00
    	
 
    
	
Total
    	
 
    	
$
    	
250,000,000.00
    	
 
    	
$
    	
500,000,000.00
    	
 
    	
$
    	
150,000,000.00
    	
 
    	
$
    	
1,100,000,000.00
    	
 
    	
$
    	
2,000,000,000.00
    	
 
    

 

(1)                                 The aggregate US$-Canadian Commitments may be reallocated to and from Canadian Commitments from time to time in accordance with and subject to Section 2.6 of Annex A to the Credit Agreement.  On the Amendment Effective Date $150,000,000 of the US$-Canadian Commitments has been allocated to the Canadian Commitments.  Each Canadian Lender’s Canadian Commitment at any time shall be its US$-Canadian Commitment Percentage of the aggregate Canadian Commitments at such time.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00284-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00284-of-00352.parquet"}]]