Document:

ex4_1.htm

Exhibit 4.1

 

	 	 	 
	 	NUMBER	 	 	 	SHARES	 
	 	
DD

 

	  	  diaDexus, Inc.	  	  	 
	 	
INCORPORATED UNDER THE

LAWS OF THE STATE

OF DELAWARE

	  	  	  	
CUSIP 25245P 10 6

 

SEE REVERSE FOR CERTAIN DEFINITIONS

	 

 

 

This certifies that

 

is the record holder of

 

FULLY PAID AND NONASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE, OF

diaDexus, Inc.

transferable on the books of the corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

 

Dated:

	Patrick Plewman	  		  	David Foster
	
PRESIDENT

	  	  	
SECRETARY

 

 

	  	
COUNTERSIGNED AND REGISTERED:

	  	
MELLON INVESTOR SERVICES LLC

	  	
TRANSFER AGENT AND REGISTRAR

	  	
BY:

	  	  
	  	
AUTHORIZED SIGNATURE

  

  

  

The Corporation is authorized to issue two classes of stock, Common Stock and Preferred Stock. The Board of Directors of the Corporation has authority to fix the number of shares and the designation of any series of Preferred Stock and to determine or alter the rights, preferences, privileges and restrictions granted to or imposed upon any unissued series of Preferred Stock.

The Corporation shall furnish without charge to each stockholder who so requests a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock of the Corporation or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. Such requests shall be made to the Corporation’s Secretary at the principal office of the Corporation.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

	
TEN COM

	
–

	
as tenants in common

	
UNIF GIFT MIN ACT –

	
......................... Custodian .......................

	
TEN ENT

	
–

	
as tenants by the entireties

	  	
(Cust)                              (Minor)

	
JT TEN

	
–

	
as joint tenants with right of

	  	
under Uniform Gifts to Minors

	  	  	
survivorship and not as tenants

	  	
Act.............................................................

	  	  	
in common

	  	
 
      (State)

	
COM PROP

	
–

	
as community property

	
UNIF TRF MIN ACT –

	
................. Custodian (until age ............)

	  	  	  	  	
(Cust)

	  	  	  	  	
........................ under Uniform Transfers

	  	  	  	  	
(Minor)

	  	  	  	  	
to Minors Act...........................................

	  	  	  	  	
(State)

 

 

Additional abbreviations may also be used though not in the above list.

	
FOR VALUE RECEIVED,

	  	 	 	
hereby sell(s), assign(s) and transfer(s) unto

	
PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

	  
	 	 
	
 

	  
	 	 
	 	 

	  
	
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

	  
	  
	 
	
shares of the capital stock represented by within Certificate, and do hereby irrevocably constitute and appoint

	 
	
attorney-in-fact to transfer the said stock on the books of the within named Corporation with full power of the substitution in the premise

	
Dated

	  	 	  

 

 

	  	
X

	  	 	  
	 	 	 	 	 
	  	
X

	  	 	  
	  	  	
NOTICE:

	 	
THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER.

Signature(s) Guaranteed:

	
By

	  	 	  
	
THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION, (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE. SIGNATURE GUARANTEES MUST NOT BE DATED.ltwvexhibit1012.htm - Generated by SEC Publisher for SEC Filing

 

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 SCHEDULE A 

 PROPERTY

 NICKEL, COPPER & PGM PROPERTIES

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23Exhibit
4.1

    

    Vision
Opportunity Master Fund Ltd.

    Vision
Capital Advantage Fund L.P.

    20 W 55th
St., 5th
Floor

    New York,
NY 10019

    

    
      
        	 
      	
                Dated
      as of November 29, 2010

              

      

    

    

    Anthony M
Servidio, CEO and Chairman

    Juma
Technology Corp.

    David
Giangano, President

    Nectar
Services Corp.

    154
Toledo St.

    Farmingdale,
NY 11735

    

    
      	
              Re:

            	
              Juma
      Technology Corp. (the “Company”) and
      Nectar Services Corp. (“Nectar”) with
      Vision Opportunity Master Fund Ltd. and Vision Capital Advantage Fund L.P.
      (each, a “Holder”)-Extension
      of Maturity Dates under Notes

            

    

    

    Dear
Anthony:

    

    This
confirms our recent conversations:

    

    Reference
is made to those certain convertible notes described below (collectively, the
“Notes”), which
were issued by the Company and Nectar, as Maker, to the specified entity, as
Holder. Capitalized terms used and not otherwise defined herein shall have the
meanings set forth for such terms in applicable Note.

    
      
         

      

      
        
        

        
          

        

      

      
         

      

    

    

    
      
        
          
            
              
                
                  
                    
                      
                        
                          
                            
                              
                                
                                  
                                    
                                      
                                        
                                          
                                            	
                                                    Note

                                                  	 	
                                                    Principal

                                                  	 	 	
                                                    Current Holder

                                                  	 	 	
                                                    Issue Date

                                                  	 	 	
                                                    The Current

                                                    Maturity Date

                                                  
	
                                                    Senior
      Secured 10% Convertible PromissoryReplacement Note

                                                  	 	$	463,122	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    11/29/2007

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Replacement Note

                                                  	 	$	136,878	 	 	
                                                    Vision
      Capital

                                                    Advantage
      Fund, LP

                                                  	 	 	
                                                    11/29/2007

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Note

                                                  	 	$	1,929,674	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    11/29/2007

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Note

                                                  	 	$	570,326	 	 	
                                                    Vision
      Capital

                                                    Advantage
      Fund, LP

                                                  	 	 	
                                                    11/29/2007

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Note

                                                  	 	$	1,119,211	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    3/7/2008

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Note

                                                  	 	$	330,789	 	 	
                                                    Vision
      Capital

                                                    Advantage
      Fund, LP

                                                  	 	 	
                                                    3/7/2008

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Note

                                                  	 	$	1,119,211	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    6/20/2008

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    Senior
      Secured 10% Convertible Promissory Note

                                                  	 	$	330,789	 	 	
                                                    Vision
      Capital

                                                    Advantage
      Fund, LP

                                                  	 	 	
                                                    6/20/2008

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Convertible Bridge Note

                                                  	 	$	4,542,500	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    5/21/2009

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Convertible Bridge Note

                                                  	 	$	1,036,280.53	 	 	
                                                    Vision
      Capital

                                                    Advantage
      Fund, LP

                                                  	 	 	
                                                    9/24/2009

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Convertible Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    12/23/2009

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Convertible Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    1/28/2010

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Convertible Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    2/25/2010

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Convertible Bridge Note

                                                  	 	$	2,000,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    3/31/2010

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    6/25/2010

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    8/6/2010

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    9/29/2010

                                                  	 	 	
                                                    11/29/10

                                                  
	
                                                    10%
      Bridge Note

                                                  	 	$	500,000	 	 	
                                                    Vision
      Opportunity

                                                    Master
      Fund, Ltd.

                                                  	 	 	
                                                    11/12/2010

                                                  	 	 	
                                                    11/29/10

                                                  

                                          

                                        

                                      

                                    

                                  

                                

                              

                            

                          

                        

                      

                    

                  

                

              

            

          

        

      

    

    

    For good
and valuable consideration, the sufficiency and receipt of which is hereby
acknowledged, the Maker and Holder hereby extend the current Maturity Date of
November 29, 2010 set forth in each of the above-referenced Notes. To this end,
the last sentence of the second paragraph on the first page of each Note is
hereby deleted and in lieu thereof the following sentence is hereby
inserted:

    

    “The
outstanding principal balance and all accrued Interest (as defined herein) of
this Note shall be due and payable on the fifth day after demand therefor (the
“Maturity
Date”) or at such earlier time as provided herein.”

    

    [Signatures
are on the following page]

    

      
        
           

        

        
          
          

          
            

          

        

        
           

        

      

    

     

    Sincerely,

    

    
      
        	
                VISION
      OPPORTUNITY MASTER FUND, LTD.

              
	 
      
	
                By: 

              	
                   

              
	 
      	
                Name:

              
	 
      	
                Title:

              
	 
      
	
                VISION
      CAPITAL ADVANTAGE FUND, L.P.

              
	
                By:
      VCAF GP, LLC, its General Partner

              
	 
      
	
                By:

              	
                   

              
	 
      	
                Name:

              
	 
      	
                Title:

              
	 
      
	
                Read,
      consented and agreed to:

              
	 
      
	
                Juma
      Technology Corp.

              
	 
      
	
                By:

              	
                   

              
	 
      	
                Name

              
	 
      	
                Title:

              
	 
      
	
                Nectar
      Services Corp.

              
	 
      
	
                By:

              	
                   

              
	 
      	
                Name:

              
	 
      	
                Title:

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00181-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00181-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00181-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00181-of-00352.parquet"}]]