Document:

Exhibit 10.1

 

CANCELLATION OF

 

PERFORMANCE SHARE AWARD

 

UNDER THE

 

2008 OMNIBUS STOCK AND INCENTIVE PLAN

 

for

 

THOMAS GROUP, INC.

 

WHEREAS, I received an award of 60,000 shares of Restricted Stock Units dated March 15, 2011 (the “Award”) under the 2008 Omnibus Stock and Incentive Plan for Thomas Group, Inc.,

 

WHEREAS, under the terms of the Award 15,000 shares were to vest on the last day of each calendar quarter during 2011,

 

WHEREAS, as of June 9, 2011 45,000 shares remain unvested,

 

WHEREAS, the Thomas Group, Inc. desires to cancel the 2008 Omnibus Stock and Incentive Plan for Thomas Group, Inc.,

 

NOW, THEREFORE effective as of June 9, 2011, I, Michael E. McGrath (the “Holder”), for good and valuable consideration received, do hereby consent to the cancellation of the unvested 45,000 shares of the (the “Award”).

 

 

	
/s/ Michael E. McGrath
    	
 
    
	
 
    	
 
    
	
Michael   E. McGrath
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
Confirmed:
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
/S/ John T. Chain, Jr.
    	
 
    
	
 
    	
 
    
	
John   T. Chain, Jr.
    	
 
    
	
Chairman,   Compensation and Corporate Governance CommitteeExhibit 10.1

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

ASSET PURCHASE AGREEMENT

 

THIS ASSET PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of March 14, 2011, between OncoSec Medical Incorporated, a Nevada corporation, with the principal place of business at 8th Floor - 200 Virginia Street, Reno NV 89501 (the “Purchaser”), and Inovio Pharmaceuticals, Inc. (the “Company”), a Delaware corporation, with the principal place of business at 1787 Sentry Parkway West, Bldg 18, Suite 400, Blue Bell, Pennsylvania 19422.

 

BACKGROUND

 

The Purchaser wishes to purchase from the Company, and the Company wishes to sell to the Purchaser, the Purchased Assets, subject to the Assumed Liabilities (as both terms are defined below), upon the terms and subject to the conditions set forth herein. Certain capitalized terms used herein and not defined at first instance shall have the respective meanings given to them in Article 13 hereof.

 

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound hereby, the parties hereto hereby agree as follows:

 

ARTICLE 1

 

PURCHASE AND SALE

 

1.1                                 Purchased and Licensed Assets. At the Closing, the Company shall sell, transfer, convey and deliver to the Purchaser, free and clear of any and all Encumbrances other than the Permitted Encumbrances, all of the Company’s right, title and interest in and to all of the assets and properties related to the SECTA Technology and related assets, including the licensed intellectual property (the “Purchased Assets”).  The term “SECTA” means electroporation facilitated delivery of chemotherapeutic agents, or cytokines (as active agents), into tumors (or tumor margins) for the treatment and diagnosis of tumors.  “SECTA Technology” is used herein to refer to all SECTA related technologies, inventions, arts, processes, business methods, developments, patent rights, know-how, registrations, applications for registration, data, information (financial or otherwise), products, devices, documentation, engineering and quality documentation, moulds, machinery, diagrams and inventory and other intellectual, industrial, tangible or intangible property relating primarily to the Field of Use, whether or not patented or the subject of a patent application, including all trademarks, brands, trade secrets and know-how.  The “Field” or “Field of Use” is used herein interchangeably to refer to the use of electroporation to deliver chemotherapeutic agents and/or nucleic acids encoding cytokines for use as active agent only, into tumors and/or surrounding tissue (or tumor margin tissue) in humans for the treatment and diagnosis of benign and malignant tumors, and shall, among others, specifically exclude delivery by electroporation of any other gene or nucleic acid molecule. The Purchased Assets include, without limitation:

 

(a)                                  all equipment, machinery, inventory and other tangible assets of the Company listed on Schedule A hereto; however, additionally, Company agrees to share with Purchaser the use of the following molds on mutually agreeable time and place, with any out of pocket costs being equally shared: Handle - Rough Left & Right family and Handle - 2nd shot family.

 

(b)                                 Copies of all engineering and quality documentation of the Company listed on Schedule B hereto, provided the Company and Purchaser equally share related copying costs;

 

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

(c)                                  the Contracts set forth on Schedule C hereto (the “Assigned  Contracts”); and

 

(d)                                 all of the Company’s patents, including patent applications, and trade-marks, and all goodwill associated therewith, as set forth on Schedule D and Schedule E hereto, (the “Assigned  IP”).

 

The Schedules attached hereto are the complete schedules known to the parties, and will be updated at the Closing.  Furthermore, the parties agree that any inadvertent entries or omissions from the attached Schedules shall be addressed through replacing any affected Schedules with replacement Schedules, which shall be signed by an authorized officer of both Company and Purchaser.

 

1.2                                 License Back. In partial consideration for the license to be granted pursuant to Section 1.3 below, the Purchaser shall grant the Company a fully paid-up, exclusive, worldwide license to the SECTA Technology-related Patents as set forth in Schedules D and E for application in the field of gene and/or nucleic acids (excluding those encoding cytokines) delivered by electroporation (the “Inovio Field”), such license to be in substantially the form of Schedule F hereto.

 

1.3                                 Additional License. In partial consideration for the license to be granted pursuant to Section 1.2 above, the Company shall grant the Purchaser a non-exclusive, worldwide license, including the right to sub-license without any further approval from the Company, in the Field for the non-SECTA Technology-related Patents of the Company as set forth in Schedule G and Schedule H such license to be in substantially the form of Schedule F hereto (the “Cross License”), provided that the Purchaser agrees to the following license terms:

 

(a)                                  no upfront fees[*****];

 

(b)                                 [*****] royalty on net sales of (i) products or services that are made or designed from or with the aid of; or (ii) uses of; the SECTA Technology, provided that such products, services, or uses are within the scope of the claims of the non-SECTA Technology Patents;

 

(c)                                  the Purchaser shall pay and/or reimburse the Company for any amounts the Company owes to [*****] as a licensor, that is a direct result of this non-exclusive license to the Purchaser; and

 

(d)                                 the Purchaser shall pay to Company [*****] of any fee or payment in cash or equity that Purchaser receives in return for a sublicense to a third party of the Non-Secta License, but excludes any amounts received by Purchaser as a form of investment or financing.

 

1.4                                 Assumption of Liabilities. It is hereby agreed that the Purchaser assumes no Liabilities of the Company that arose prior to the Closing (as hereinafter defined) including, but not limited to, any and all Liabilities arising out of or relating to the SECTA Technology of the Company (the “Products”) including, without limitation, claims under warranties and other product liability matters with respect thereto except that the Purchaser will assume (the “Assumed Liabilities”) any and all Liabilities under the Assigned Contracts and the Assigned IP which arise after the Closing including financial obligations for the prosecution and maintenance of all Patents within the Assigned IP, per Schedule D and E and any of the fees set out in Section 1.3, above.

 

 

ARTICLE 2

 

PURCHASE PRICE

 

2.1                                 Purchase Price.

 

(a)                                  The consideration payable to the Company for the purchase of the Purchased Assets (the “Purchase  Price”) shall be:

 

(i)                                     Cash in an amount equal to $3,000,000 according to the following schedule:

 

	
Amount
    	
 
    	
Time Period
    
	
 
    	
 
    	
 
    
	
$
    	
250,000
    	
 
    	
Closing Date (Closing Date payment referred   to as “Closing  Payment”)
    
	
 
    	
 
    	
 
    
	
$
    	
750,000
    	
 
    	
earlier of:
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
i) the Purchaser   obtaining cumulative financing greater than $5,000,000, or
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ii) 6 months from   Closing Date
    
	
 
    	
 
    	
 
    
	
$
    	
500,000
    	
 
    	
first anniversary   of the Closing Date
    
	
 
    	
 
    	
 
    
	
$
    	
500,000
    	
 
    	
eighteen (18)   months from the Closing Date
    
	
 
    	
 
    	
 
    
	
$
    	
1,000,000
    	
 
    	
second anniversary   of the Closing Date
    

 

(ii)                                  The assumption by the Purchaser of the Assumed Liabilities at the Closing as set forth in Section 1.4 above at the time of Closing.

 

2.2                                Allocation of the Purchase Price. On or prior to the Closing, the Purchaser and the Company shall agree upon an allocation of the Purchase Price, which shall be allocated among the Purchased Assets in accordance with the requirements of such Section 1060 of the Internal Revenue Code of 1986, as amended (the “Code”).  If the parties are unable to agree on an allocation, the parties agree to designate Ernst & Young Chartered Accountants (“E&Y”) as arbitrator of such allocation and E&Y’s decision shall be binding on the parties.  The expense and fees of the arbitrator shall be split equally between the Purchaser and the Company. The Purchaser and the Company shall each report the federal, state and local income and other tax consequences of the transactions contemplated by this Agreement in a manner consistent with such allocation, including the preparation and filing of Form 8594 with their respective federal income tax returns for the taxable year that includes the Closing Date, and neither the Purchaser nor the Company shall take any position or other action inconsistent with such allocation unless otherwise required by Section 1313(a) of the Code. In the event that the agreed upon allocation is disputed by any Governmental Authority, the party receiving notice of such dispute shall promptly notify and consult with the other parties hereto concerning resolution of such dispute, and shall keep such other parties apprised of the status of such dispute and the resolution thereof.

 

 

ARTICLE 3

 

CLOSING; DELIVERIES

 

3.1                                 Closing. The consummation of the purchase and sale of the Purchased Assets and the assignment and assumption of the Assumed Liabilities (the “Closing”) shall take place at the offices of the Company located at Building 18, Suite 400, 1787 Sentry Park West, Blue Bell, PA 19422 after the satisfaction or waiver of the conditions (excluding conditions that, by their terms, cannot be satisfied until the Closing Date) set forth in Article 8 and Article 9 hereof (the “Closing  Date”), unless another time or date is agreed to by the parties hereto. The Closing shall be held at a mutually agreeable place and time.

 

3.2                                 Deliveries by the Purchaser. At the Closing, the Purchaser shall deliver or cause to be delivered the following to the Company:

 

(a)                                  The Closing Payment, by wire transfer or bank draft of immediately available funds to an account designated by the Company at each installment time as stated in Section 2.1 (a);

 

(b)                                 The Purchaser Closing Certificate (as defined in Section 9.3 hereof) and the Ancillary Agreements required to be executed by the Purchaser pursuant to Article 9 hereof, executed by the Purchaser; and

 

(c)                                  Such other Contracts, certificates and documents as shall be contemplated hereby or as shall be reasonably requested by the Company.

 

3.3                                 Deliveries by the Company. At the Closing, the Company shall deliver or cause to be delivered the following to the Purchaser:

 

(a)                                  The Company Closing Certificate (as defined in Section 8.3 hereof) and the Ancillary Agreements required to be executed by the Company pursuant to Article 8 hereof, executed by the Company;

 

(b)                                 Any and all documents as may be reasonably requested by the Purchaser evidencing transfer of title including, but not limited to, documentation reflecting the transfer of the Purchased Assets as set forth in this Agreement and the execution of documentation to effect the transactions contemplated by this Agreement as evidenced by this Agreement and the Schedules hereto; and

 

(c)                                  Such other Contracts, consents, certificates and documents as shall be contemplated hereby or as shall be reasonably requested by the Purchaser.

 

ARTICLE 4

 

REPRESENTATIONS AND WARRANTIES OF THE COMPANY

 

The Company hereby represents and warrants to the Purchaser as follows:

 

4.1                                 Authority; Enforceability. The execution, delivery and performance by the Company of this Agreement and each Ancillary Agreement to which it is a party, and the consummation of the transactions contemplated hereby and thereby, have been duly authorized by all necessary action on the part of the Company, including the Company’s Board of Directors. This Agreement has

 

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been, and each Ancillary Agreement to which the Company is a party will be, duly and validly executed and delivered by the Company and constitutes, and will constitute, the valid and binding obligation of the Company, enforceable against it in accordance with its respective terms. The Company has the requisite power and authority to execute and deliver this Agreement and each Ancillary Agreement to which it is a party and to consummate the transactions contemplated hereby and thereby.

 

4.2                                 Organization. The Company is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware, and has all requisite power and authority to carry on its business and to own, lease and/or use its assets and properties.

 

4.3                                 Consents; Non-Contravention.

 

(a)                                  Except as stated herein, no other consent, approval, authorization, exemption or waiver of, or notice or filing with, any Person is required to be obtained, given or made, as applicable, by the Company in connection with the execution, delivery and performance by the Company of this Agreement or any Ancillary Agreement to which it is a party, or to consummate the transactions contemplated hereby and thereby.

 

(b)                                 Except as set forth in this Section 4.3, the execution, delivery and performance by the Company of this Agreement and each Ancillary Agreement to which it is a party or by which it is bound and the consummation of the transactions contemplated hereby and thereby does not and will not, with or without the giving of notice or the lapse of time or both, (i) contravene, conflict with or violate any Legal Requirement to which the Company is subject; (ii) contravene, conflict with or violate any Order applicable to the Company; (iii) contravene, conflict with or violate any provision of the Governing Documents of the Company or (iv) contravene, conflict with, violate, result in a breach of, constitute a default under, result in or permit the termination or amendment of any provision of, or result in or permit the acceleration of the maturity or cancellation of performance of any obligation under, any Contract to which the Company is a party, other than any of the foregoing events that would not reasonably be expected to adversely affect (A) the validity or enforceability of this Agreement or any Ancillary Agreement or (B) the consummation of the transactions contemplated by this Agreement and the Ancillary Agreements.

 

4.4                                 Title to Assets. The Company has good and valid title to all of the Purchased Assets, including the right to license, free and clear of any and all Encumbrances, except for the Permitted Encumbrances.

 

4.5                                 Litigation. There is no outstanding Order or Proceeding pending or, to the best knowledge of the Company, threatened, against or affecting the Purchased Assets.

 

4.6                                Brokers. The Company has not retained any broker, finder or investment banking firm or any other Person to act on its behalf in connection with the transactions contemplated by this Agreement and, to the Company’s knowledge, no other Person is entitled to receive any brokerage commission, finder’s fee or other similar compensation in connection with the transactions contemplated by this Agreement and the Ancillary Agreements.

 

4.7                                 Intellectual Property. To the best of the knowledge of the Company there are no actions, or threats made in writing of such action, against Company for the infringement of intellectual property rights, including patents, of any third party related to the Purchased Assets.

 

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ARTICLE 5

 

REPRESENTATIONS AND WARRANTIES OF THE PURCHASER

 

The Purchaser hereby represents and warrants to the Company as follows:

 

5.1                                 Authority; Enforceability. The execution, delivery and performance by the Purchaser of this Agreement and each Ancillary Agreement to which it is a party, and the consummation by the Purchaser of the transactions contemplated hereby and thereby, have been duly authorized by all necessary action on the part of the Purchaser. This Agreement has been, and each Ancillary Agreement to which the Purchaser is a party will be, duly and validly executed and delivered by the Purchaser and constitutes, and will constitute, the valid and binding obligation of the Purchaser, enforceable against it in accordance with its respective terms.  The Purchaser has the requisite power and authority to execute and deliver this Agreement and each Ancillary Agreement to which it is a party and to consummate the transactions contemplated hereby and thereby.

 

5.2                                 Organization. The Purchaser is a corporation duly organized, validly existing and in good standing under the laws of the State of Nevada, and has all requisite power and authority to carry on its business and to own, lease and/or use its assets and properties.

 

5.3                                 Consents; Non-Contravention.

 

(a)                                  Except as stated herein, no other consent, approval, authorization, exemption or waiver of, or notice or filing with, any Person is required to be obtained, given or made, as applicable, by the Purchaser in connection with the execution, delivery and performance by the Purchaser of this Agreement or any Ancillary Agreement to which it is a party, or to consummate the transactions contemplated hereby and thereby.

 

(b)                                 Except as set forth in this Section 5.3, the execution, delivery and performance by the Purchaser of this Agreement and each Ancillary Agreement to which it is a party or by which it is bound and the consummation of the transactions contemplated hereby and thereby does not and will not, with or without the giving of notice or the lapse of time or both, (i) contravene, conflict with or violate any Legal Requirement to which the Purchaser is subject; (ii) contravene, conflict with or violate any Order applicable to the Purchaser; (iii) contravene, conflict with or violate any provision of the Governing Documents of the Purchaser or (iv) contravene, conflict with, violate, result in a breach of, constitute a default under, result in or permit the termination or amendment of any provision of, or result in or permit the acceleration of the maturity or cancellation of performance of any obligation under, any Contract to which the Purchaser is a party, other than any of the foregoing events that would not reasonably be expected to adversely affect (A) the validity or enforceability of this Agreement or any Ancillary Agreement or (B) the consummation of the transactions contemplated by this Agreement and the Ancillary Agreements.

 

5.4                                 Brokers. The Purchaser has not retained any broker, finder or investment banking firm to act on its behalf in connection with the transactions contemplated by this Agreement and, to the Purchaser’s knowledge, no other Person is entitled to receive any brokerage commission, finder’s fee or other similar compensation in connection with the transactions contemplated by this Agreement.

 

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5.5                                 Litigation. There is no outstanding Order or Proceeding pending or, to the knowledge of the Purchaser, threatened, against or affecting the Purchaser.

 

5.6                                 Disclaimer of Warranties. The Purchaser acknowledges that, except as expressly set forth in Article 4 of this Agreement, the Company has not made any representations or warranties, express or implied, regarding the Company, the Purchased Assets or the Assumed Liabilities. The Purchaser further acknowledges that all warranties with regard to merchantability, fitness for a particular purpose, condition or design or arising by statute or otherwise in law are expressly excluded and that, except as otherwise set forth in Article 4 hereof, the Purchaser is accepting the Purchased Assets and the Assumed Liabilities on an “as-is where-is, with all faults” basis.

 

ARTICLE 6

 

COVENANTS OF THE COMPANY

 

6.1                                 Further Assurances. At any time or from time to time after the Closing, the Company shall, at the sole cost and expense of the Purchaser, execute and deliver any further instruments or documents and take all such further action as the Purchaser shall reasonably request to evidence the consummation of the transactions contemplated hereby.

 

6.2                                 Confidentiality of Agreement. The Company may disclose to any Person, the terms or existence of this Agreement, the Ancillary Agreements and the transactions contemplated hereby or thereby; however, the Company shall provide the Purchaser with prompt written notice of pending disclosure, so that the Purchaser may comment on the form of disclosure provided that if the Purchaser does not respond in a manner which would permit the Company to meet any statutory obligation to disclose the Purchaser understands that the Company can make such disclosure without receiving the Purchaser’s comments on the form of disclosure.

 

6.3                                 Books and Records. From the Closing Date until the second anniversary thereof, the Company shall provide the Purchaser with access to the business records, contracts and other information of the Company existing at the Closing Date and relating to the Purchased Assets and the Assumed Liabilities as is reasonably necessary for (a) the preparation for or the prosecution or defense of any Proceeding or investigation; (b) the preparation and filing of any tax return or election relating the Purchased Assets or the Assumed Liabilities and any audit by any taxing authority of any returns of the Purchaser relating thereto; and (c) the preparation and filing of any other documents required by any Governmental Authority to be prepared and filed by or on behalf of the Purchaser. The Purchaser shall reimburse the Company for all reasonable out-of-pocket costs and expenses incurred by the Company in providing such information and in rendering such assistance. The access to files, books and records contemplated by this Section 6.3 shall be during normal business hours and upon reasonable notice and shall be subject to such reasonable limitations as the party having custody or control thereof may impose to preserve the confidentiality of information contained therein.

 

6.4                                 Access. Prior to the Closing, the Company shall provide the Purchaser and advisors and other representatives reasonable access during regular business hours and upon reasonable notice to the Company’s properties, books and records and shall provide to the Purchaser such financial and operating data and other information concerning the Purchased Assets and Assumed Liabilities as the Purchaser shall from time to time reasonably request.

 

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6.5                                 Cooperation. Company agrees to fully cooperate with the Purchaser to support and not diminish in any way the SECTA Technology with respect to the conduct of current or future clinical studies, regulatory filings and reporting, press releases, presentations, patent prosecution, license agreements, CE certification, and other such documentation or legal papers, through the term of the Asset Purchase Agreement. Company will cooperate in all reasonable respects with the Purchaser or its successor in interest in the preparation of financial information required by the rules and regulations of Securities and Exchange Commission in connection with a potential filing of a registration statement pursuant to the Securities Act of 1933 of the United States, as amended, the Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, including, without limitation, providing financial and other information, records and documents relating to the SECTA Technology, providing access to Inovio’s personnel, advisors and accountants as may be necessary to prepare such required financial information, and generally cooperating with the Purchaser’s reasonable requests in order to facilitate such preparation. Inovio shall maintain all relevant documentation and materials associated with the design, implementation and production of products included in the Assets (e.g., applicators and generators) for technology transfer to the Purchaser upon the Closing Date.

 

6.6                                 Maintenance and Transfer of Inventory.  Company agrees to maintain the current inventory of oncology six needle applicators and MedPulser generators and clinical and regulatory data until transfer within thirty (30) days of the Closing Date, or other agreed upon transfer schedule. Company or its designee agrees to transfer all product inventory, files, drawings, exhibits, approvals and attachments related to the SECTA Technology, and related devices, in existence as of the Closing Date.  Furthermore, Company agrees to permit the Purchaser reasonable access to Company documentation and personnel to advance the SECTA Technology at no charge for up to a period of six (6) months after the Closing Date, provided such access consists of no more than nominal time and resources of Company.  Technical assistance beyond this period is to be mutually agreed upon including service fees paid to Company, but such fees shall be no higher than Company’s customary service rates.

 

6.7                                 Covenant Not to Sue for Patent Infringement.  Company agrees and covenants not to sue the Purchaser for patent infringement for the Purchaser’s practice in the Field based on patents owned or controlled (having rights to sue) by Company and not a part of Schedules D, E, G and H herein provided the Purchaser has not breached any of its obligations under this Agreement. However, in return, the Purchaser agrees not to challenge the validity, ownership, inventorship, or other related right associated with a Company owned or licensed patent.

 

ARTICLE 7

 

COVENANTS OF THE PURCHASER

 

7.1                                 Further Assurances. At any time or from time to time after the Closing, the Purchaser shall, at the sole cost and expense of the Company, execute and deliver any further instruments or documents and take all such further action as the Company shall reasonably request to evidence the consummation of the transactions contemplated hereby.

 

7.2                                 Confidentiality of Agreement. The Purchaser may disclose to any Person, the terms or existence of this Agreement, the Ancillary Agreements and the transactions contemplated hereby or thereby;  however the Purchaser shall provide the Company with prompt written notice of pending disclosure, so that the Company may comment on the form of disclosure provided that if the Company does not respond in a manner which would permit the Purchaser to meet any statutory obligation to disclose then the Company understands that the Purchaser can make such disclosure without receiving the Company’s comments on the form of disclosure.

 

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7.3                                 Books and Records. The Purchaser shall provide the Company with access to the business records, contracts and other information of the Purchaser existing at the Closing Date and relating to the Purchased Assets and the Assumed Liabilities as is reasonably necessary for (a) the preparation for or the prosecution or defense of any Proceeding or investigation; (b) the preparation and filing of any tax return or election relating the Purchased Assets or the Assumed Liabilities and any audit by any taxing authority of any returns of the Company relating thereto and (c) the preparation and filing of any other documents required by any Governmental Authority to be prepared and filed by or on behalf of the Company. The Company shall reimburse the Purchaser for all reasonable out-of-pocket costs and expenses incurred by the Purchaser in providing such information and in rendering such assistance. The access to files, books and records contemplated by this Section 7.3 shall be during normal business hours and upon reasonable notice and shall be subject to such reasonable limitations as the Purchaser may impose to preserve the confidentiality of information contained therein.

 

7.4                                 Purchase Price. Except with respect to the Closing Payment (the payment of which is addressed in Section 3.2(a), the Purchaser shall make all payments of the Purchase Price, by wire transfer of immediately available funds to an account designated by the Company from time to time, as and when the same shall become due, as specified in Section 2.1(a) hereof.

 

7.5                                 Covenant Not to Sue for Patent Infringement.  The Purchaser agrees and covenants not to sue Company for patent infringement for Company’s practice in the Inovio Field based on patents owned or controlled (having rights to sue) by the Purchaser and not a part of Schedules D, E, G and H herein provided the Company has not breached any of its obligations under this Agreement. However, in return, Company agrees not to challenge the validity, ownership, inventorship, or other related right associated with a Purchaser owned or licensed patent.

 

ARTICLE 8

 

CONDITIONS TO THE PURCHASER’S OBLIGATIONS

 

The obligations of the Purchaser to consummate the transactions contemplated hereby at the Closing shall be subject to the satisfaction on or prior to the Closing Date of each of the following conditions:

 

8.1                                 Representations and Warranties True and Correct. All of the representations and warranties of the Company contained in this Agreement shall be true and correct in all material respects (i) on and as of the date of this Agreement and (ii) on and as of the Closing Date, as if made on and as of the Closing Date, except in both cases for representations and warranties that contain material adverse effect or other materiality qualifications, which shall be true and correct in all respects.

 

8.2                                 Covenants and Agreements Performed. The Company shall have performed or complied with, in all material respects, all covenants and obligations required by this Agreement to be performed or complied with by it prior to or on the Closing Date.

 

8.3                                 Company Closing Certificate. The Purchaser shall have been furnished with a certificate executed by the Company (the “Company  Closing  Certificate”), dated the Closing Date, certifying that the conditions set forth in Sections 8.1 and 8.2 with respect to the Company have been fulfilled at or prior to the Closing Date.

 

8.4                                 No Prohibition. No Legal Requirement or Order shall be in effect, or Proceeding pending or threatened, that restrains or prevents, or would restrain or prevent, the Purchaser from consummating the transactions contemplated hereby or would adversely affect the conduct of the Business substantially in the manner that the Business was being conducted immediately prior to the Closing.

 

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8.5                                 Assignment. The Company shall have executed an Assignment and Assumption Agreement substantially in the form of Schedule J hereto (the “Assignment”).

 

8.6                                 Intellectual Property Assignments. The Company shall have executed the Intellectual Property Assignment substantially in the form of Schedule J hereto (the “IP  Assignment”).

 

ARTICLE 9

 

CONDITIONS TO THE COMPANY’S OBLIGATIONS

 

The obligations of the Company to consummate the transactions contemplated hereby at the Closing shall be subject to the satisfaction on or prior to the Closing Date of each of the following conditions:

 

9.1                                 Representations and Warranties True and Correct. All of the representations and warranties of the Purchaser contained in this Agreement shall be true and correct in all material respects (i) on and as of the date of this Agreement and (ii) on and as of the Closing Date, as if made on and as of the Closing Date, except in both cases for representations and warranties that contain material adverse effect or other materiality qualifications, which shall be true and correct in all respects.

 

9.2                                 Covenants and Agreements Performed. The Purchaser shall have performed or complied with, in all material respects, all covenants and agreements required by this Agreement to be performed or complied with by the Purchaser prior to or on the Closing Date.

 

9.3                                 Purchaser Closing Certificate. The Company shall have been furnished with a certificate executed by an officer of the Purchaser (the “Purchaser  Closing  Certificate”), dated the Closing Date, certifying that the conditions set forth in Sections 9.1 and 9.2 have been fulfilled at or prior to the Closing Date.

 

9.4                                 No Prohibition. No Legal Requirement or Order shall be in effect that restrains or prevents, or would restrain or prevent, the Company from consummating the transactions contemplated hereby.

 

9.5                                 Payment of Closing Payment. The Purchaser shall have delivered the Closing Payment to the Company in the manner set forth in Section 3.2(a).

 

9.6                                 Assignment. The Purchaser shall have executed the Assignment.

 

ARTICLE 10

 

TERMINATION PRIOR TO CLOSING; REORGANIZATION

 

10.1                           Termination. This Agreement may be terminated at any time prior to the Closing:

 

(a)                                  By the written consent of the Purchaser and the Company;

 

(b)                                 By either the Purchaser or the Company, by giving written notice to the other, if the Closing has not occurred within six months from the date of execution of this Agreement; or

 

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(c)                                  By either the Purchaser or the Company, by giving written notice to the other, if there has been a material breach of any provision of this Agreement by (i) the Company, in the case of notice from the Purchaser or (ii) the Purchaser, in the case of notice from the Company, provided, however, that the Person receiving such notice shall have the opportunity to cure any such breach within ten (10)  Business Days after the date the notice is provided before any such termination shall be effective.

 

10.2                           Effect on Obligations. Termination of this Agreement pursuant to Section 10.1 hereof shall terminate all obligations of the parties hereunder, except for their obligations under Article 11 and Article 12 hereof and Sections 6.2 and 7.2 hereof.

 

ARTICLE 11

 

SURVIVAL; INDEMNIFICATION, CONFIDENTIALITY AND OFFSET

 

11.1                           Survival. The covenants, agreements, representations and warranties contained herein shall survive the Closing until the expiration of the statute of limitations applicable thereto.

 

11.2                           Indemnification.

 

(a)                                  The Company shall indemnify and defend the Purchaser and each of its directors, officers, employees, agents and other Affiliates and their respective successors and assigns (together, the “Purchaser  Indemnitees”), and shall hold each of them harmless from and against, all Losses that are incurred or suffered by any of them in connection with, arising out of or resulting from:

 

(i)                                     Any misrepresentation or breach of any warranty made by the Company in this Agreement or any Ancillary Agreement;

 

(ii)                                  Any breach of any covenant or obligation of the Company in this Agreement or any Ancillary Agreement; and

 

(iii)                               Claims by third parties respecting the Purchased Assets and the Assumed Liabilities which arise from acts or omissions occurring prior to the Closing.

 

(b)                                 The Purchaser shall indemnify the Company and each of its directors, officers, employees, agents and other Affiliates, as applicable (together, the “Company  Indemnitees”), and shall hold each of them harmless from and against, all Losses that are incurred or suffered by any of them in connection with, arising out of or resulting from:

 

(i)                                     Any misrepresentation or breach of any warranty made by the Purchaser in this Agreement or any Ancillary Agreement;

 

(ii)                                  Any breach of any covenant or obligation of the Purchaser in this Agreement or any Ancillary Agreement; and

 

(iii)                               Claims by third parties respecting the Purchased Assets and the Assumed Liabilities which arise from acts or omissions occurring after the Closing.

 

11

 

11.3                           Notice of Indemnity Claims. If any Purchaser Indemnitee or Company Indemnitee entitled to or seeking indemnification hereunder (an “Indemnified  Party”) (i) determines that any event, occurrence, fact, condition or Claim gives rise, or could reasonably be expected to give rise to, Losses for which such Indemnified Party is or may be entitled to, or may seek, indemnification under this Agreement; (ii) otherwise identifies an event, occurrence, fact, condition or Claim giving rise, or that could reasonably be expected to give rise, to a right of indemnification hereunder in favor of such Indemnified Party or (iii)with respect to any Third Party Claim, becomes aware of the assertion of any Claim or of the commencement of any Proceeding at law or in equity (any of the foregoing, an “Indemnity  Claim”), such Indemnified Party shall promptly notify the party obligated to provide indemnification or from whom indemnification is being or will be sought (the “Indemnifying  Party”) in writing of such Indemnity Claim (a “Claim  Notice”), describing in reasonable detail the facts giving rise to the claim for indemnification under this Agreement and shall include in such Claim Notice the amount or the method of computation of the amount of such Indemnity Claim (if then known) and a reference to the provision of this Agreement upon which such Indemnity Claim is based; provided, however, that the failure of any Indemnified Party to give timely notice thereof shall not affect any of the Indemnified Party’s rights to indemnification hereunder nor relieve the Indemnifying Party from any of the Indemnified Party’s indemnification obligations hereunder, except to the extent the Indemnifying Party is actually prejudiced by such failure in the Indemnified Party’s defense of the Indemnity Claim. Any Claim Notice not relating to a Third Party Claim shall specify the nature of the Losses and the estimated amount thereof.

 

11.4                           Third-Party Claims. Any obligation to provide indemnification hereunder with respect to any Proceeding by or against any Person other than any party hereto, including any Governmental Authority (a “Third  Party  Claim”), shall be subject to the following terms and conditions:

 

(a)                                  Upon receipt of a Claim Notice in respect of any Third Party Claim, the Indemnifying Party shall be entitled, at its option and its sole cost and expense and upon written notice (the “Defense  Notice”) to the Indemnified Party within 30 days of its receipt of such Claim Notice, to assume and control the defense, compromise, settlement and investigation of such Third Party Claim, and to employ and engage counsel reasonably acceptable to the Indemnified Party; provided, however, that the Indemnified Party may, at its option, participate in such defense, compromise, settlement and investigation at its sole cost and expense; provided, further, however, that if there exists a material conflict of interest between the Indemnified Party, on the one hand, and the Indemnifying Party, on the other hand, or if the Indemnified Party has been advised by counsel that there may be one or more defenses available to it that are different from or additional to those available to the Indemnifying Party, then the Indemnified Party shall be entitled to retain its own counsel at the cost and expense of the Indemnifying Party.

 

(b)                                 If the Indemnifying Party fails to undertake the defense and investigation of any such Third Party Claim as provided in Section 11.4(a), the Indemnified Party against which such Indemnity Claim has been asserted shall have the right to undertake the defense, compromise, settlement and investigation of such Indemnity Claim on behalf of, and at the reasonable cost and expense of and for the account and risk of, the Indemnifying Party.

 

11.5                           Settlement of Indemnity Claims. The Indemnifying Party shall not, without the prior written consent of the Indemnified Party settle or compromise any Indemnity Claim or consent to the entry of any final Judgment that does not include as an unconditional term thereof the delivery by the claimant or plaintiff of a written release or releases from all Liability in respect of such Indemnity Claim of all Indemnified Parties affected by such Indemnity Claim and the sale relief for which are monetary damages that are paid in full by the Indemnifying Party.

 

12

 

11.6                           Exclusive Remedy. The indemnification provisions of this Article 11 shall be the sole and exclusive remedy of each party hereto for any breach of any representation, warranty or pre-closing covenant and each party hereby waives its right to seek any other remedy therefor.

 

11.7                           Confidentiality.  Each party shall maintain in confidence and not disclose to any third party any Confidential Information of the other party for the term of this Agreement and for five (5) years thereafter.  Each party shall ensure that its employees have access to Confidential Information of the other party only on a need-to-know basis, and are obligated to abide by such party’s obligations under this Agreement.  The foregoing obligation shall not apply to the below exceptions:

 

(a)                                  information that is known to the receiving party prior to the time of disclosure, and was not received directly or indirectly from the disclosing party hereunder in violation of a confidentiality obligation, unless received subject to non-disclosure and non-use obligations, or independently developed by or for the receiving party, without exposure to or benefit of the disclosing party’s Confidential Information, in each case, to the extent evidenced by written records;

 

(b)                                 information disclosed to the receiving party, without restriction, by a third party that has a right to make such disclosure;

 

(c)                                  information that was or becomes patented, published or otherwise part of the public domain as a result of acts by the disclosing party or a third person developing or obtaining such information as a matter of right;

 

(d)                                 information which the disclosing party permits, in writing, the receiving party to publicly disclose; and

 

(e)                                  information required to be disclosed under any Legal Requirement.

 

If a receiving party is required to disclose any of the disclosing party’s Confidential Information by order of a governmental authority or a court of competent jurisdiction; the receiving party shall timely inform its disclosing party, reasonably cooperate at the disclosing parties expense with any reasonable action the disclosing party takes to attempt to obtain confidential treatment of such information by the authority or court, and limit its disclosure of such information to the extent practical.

 

ARTICLE 12

 

MISCELLANEOUS

 

12.1                           Entire Agreement. This Agreement together with the Ancillary Agreements and the certificates delivered hereunder constitutes the sole understanding of the parties with respect to the subject matter hereof.

 

12.2                          Successors and Assigns. The terms and conditions of this Agreement shall inure to the benefit of and be binding upon the respective successors and assigns of the parties hereto; provided however, that this Agreement may not be assigned (either by operation of law or otherwise) (a) by the Company without the prior written consent of the Purchaser or (b) by the Purchaser without the prior written consent of the Company; provided, however, that the Company may assign this Agreement to a successor in connection with a sale of its business.

 

13

 

12.3                           Headings. The headings of the Articles, Sections, and paragraphs of this Agreement are inserted for convenience only and shall not be deemed to constitute part of this Agreement or to affect the construction hereof.

 

12.4                           Amendment; Modification and Waiver. No amendment, modification, or waiver of the terms of this Agreement shall be binding unless the same shall be in writing and duly executed by all of the parties hereto, except that any terms of this Agreement may be waived in writing at any time by the party that is entitled to the benefits of such waived term. No single waiver of any term of this Agreement shall be deemed to or shall constitute, absent an express statement otherwise, a continuous waiver of such term or a waiver of any other term hereof. No delay on the part of any party in exercising any right, power, or privilege hereunder shall operate as a waiver thereof.

 

12.5                           Expenses. Except as otherwise expressly provided herein, each of the parties hereto shall bear the expenses incurred by that party incident to this Agreement and the transactions contemplated hereby, including all fees and disbursements of counsel and accountants retained by such party, whether or not the transactions contemplated hereby shall be consummated.

 

12.6                           Notices. Any notice, request, instruction, or other document to be given hereunder by any party hereto to any other party shall be in writing and shall be given by delivery in person, by electronic facsimile transmission, by a nationally recognized overnight courier or by registered or certified mail, postage prepaid (and shall be deemed given when delivered if delivered by hand, when transmission confirmation is received if sent by facsimile, three days after mailing if mailed, one Business Day after deposited for domestic delivery with a nationally recognized overnight courier service if delivered by overnight courier, and three Business Days after deposited for international delivery with an internationally recognized overnight courier service), as follows:

 

if to the Company, to:
 Inovio Pharmaceuticals, Inc.
 1787 Sentry Parkway West
 Building 18, Suite 400
 Blue Bell, PA 19422
 Attention: Joseph Kim
 Fax No.: 267-440-4242

 

if to the Purchaser to:
 OncoSec Medical Inc.
 8th Floor - 200 Virginia Street
 Reno NV 89501
 Attention: Punit S. Dhillon
 Fax No.: 858-777-5481

 

with a copy to:
 Clark Wilson LLP
 800 — 885 West Georgia Street
 Vancouver, BC V6C 3H1
 Attention: Bernard Pinsky
 Fax No.: 604-687-6314

 

or at such other address for a party as shall be specified by like notice.

 

14

 

12.7                           Governing Law. Consent to Jurisdiction. This Agreement shall be construed in accordance with and governed by the laws of the Commonwealth of Pennsylvania applicable to agreements made and to be performed wholly within that jurisdiction and without regard to the principles of conflicts of law. Each party hereto, for itself and its successors and assigns, irrevocably agrees that any Proceeding arising out of or relating to this Agreement shall be instituted in the United States District Court for the Eastern District of Pennsylvania or in the absence of jurisdiction, the state courts of Philadelphia County, Pennsylvania, and generally and unconditionally accepts and irrevocably submits to the exclusive jurisdiction of the aforesaid courts and irrevocably agrees to be bound by any final judgment rendered thereby from which no appeal has been taken or is available in connection with this Agreement. Each party, for such party and such party’s successors and assigns, irrevocably waives any objection such party may have now or hereafter to the laying of the venue of any such Proceeding, including any objection based on the grounds of forum non conveniens, in the aforesaid courts. Each of the parties, for such party and such party’s successors and assigns, irrevocably agrees that all process in any such Proceedings in any such court may be effected by mailing a copy thereof by registered or certified mail (or any substantially similar form of mail), postage prepaid, to it at its address set forth in Section 12.6 of this Agreement or at such other address of which the other parties shall have been notified in accordance with the provisions of Section of this Agreement such service being hereby acknowledged by the parties to be effective and binding service in every respect. Nothing herein shall affect the right to serve process in any other manner permitted by Law.

 

12.8                           No Third Party Beneficiaries. This Agreement is intended and agreed to be solely for the benefit of the parties hereto and their permitted successors and assigns, and no other Person, including any employee of the Company shall be entitled to rely on this Agreement or accrue any Claim pursuant to, under, by, or through this Agreement.

 

12.9                           Counterparts. This Agreement may be executed in one or more counterparts, each of which shall for all purposes be deemed to be an original and all of which shall constitute the same instrument.

 

12.10                     Drafting of Agreement. Each party acknowledges that such party has had the opportunity to participate in the drafting of this Agreement and to review this Agreement with legal counsel of its choice, and there shall be no presumption that ambiguities shall be construed or interpreted against the drafter, and no presumptions made or inferences drawn because of the inclusion of a term not contained in a prior draft or the deletion of a term contained in a prior draft.

 

12.11                     Savings Clause. If anyone or more of the terms hereof shall be adjudged, adjudicated, declared or deemed by a Governmental Authority to be invalid, illegal or void or unenforceable in any particular respect, this Agreement shall be construed as if the invalid, illegal, void or unenforceable term or part thereof had never been contained herein, and the remaining portions of this Agreement shall nonetheless continue in full force and effect. If one or more of the terms, or part thereof, of this Agreement shall, for any reason, be adjudged, adjudicated, declared or deemed by any Governmental Authority to be excessive, then such terms shall be deemed reformed to the maximum limitations permitted by applicable law, and this Agreement shall be construed, by limiting and reducing its terms, so as to be enforceable to the extent compatible with the applicable law.

 

15

 

ARTICLE 13

 

CERTAIN DEFINITIONS

 

13.1                           “Affiliate” means, with respect to any Person, any Person directly or indirectly controlling, controlled by or under common control with, such Person. For the purposes of this definition, “control” (including, with correlative meaning, the terms “controlling,” “controlled by” and “under common control with”) shall mean the possession, directly or indirectly, of the power to direct or cause the direction of management and policies of such Person, whether through the ownership of voting securities, by contract or otherwise.

 

13.2                           “Ancillary Agreements” means (a) the Bill of Sale and Assignment and Assumption Agreement; and (b) the Cross-License Agreement; (c) the IP Assignment; and (d) the any other document specifically identified therein as an Ancillary Agreement.

 

13.3                           “Business Day” means any day other than a day on which banks in Philadelphia, Pennsylvania are required or authorized to be closed.

 

13.4                           “Claim” means any claim, suit, demand, cause of action, chose in action, right of recovery or right of set-off of whatever kind or description asserted by the claimant against any Person.

 

13.5                           “Code” means the Internal Revenue Code of 1986, as amended.

 

13.6                           “Confidential Information” means all technical and business information, plans, inventions, developments, discoveries, improvements, software, know-how, procedures, methods, techniques, formulae, data, processes, studies, and other proprietary ideas, whether or not patentable or copyrightable, that a party hereto identifies as confidential or proprietary at the time it is delivered or communicated to the other party hereto, or any other information that should reasonably be recognizable by its nature to be confidential or trade secret information of a party (including, without limitation, information respecting such party’s business plans, sales and sales methods, customers and prospective customers).

 

13.7                           “Contract” means any agreement, purchase order, sales order, contract or similar instrument, arrangement or commitment.

 

13.8                           “Encumbrances” means liens, security interests, pledges, equities, proxies, claims, charges, adverse claims, mortgages, rights of first refusal, preemptive rights, restrictions, encumbrances, easements, covenants, licenses, options or title defects of any kind whatsoever.

 

13.9                           “Governing Documents” means, with respect to the Company or the Purchaser, the articles or certificate of incorporation and the bylaws of the applicable corporation; (b) all Security holders’ Contracts, voting Contracts, voting trust Contracts, joint venture Contracts, registration rights Contracts or other Contracts or documents relating to the organization, management or operation of such corporation or relating to the rights, duties and obligations of the Security holders of any such corporation and (c) any amendment or supplement to any of the foregoing.

 

13.10                     “Governmental Authority” means any government, court, department, authority, commission, board, bureau, agency or official or other regulatory, administrative authority, whether (in each case) federal, foreign, state or local.

 

13.11                     “Governmental Authorization” means any permit, license or other authorization given or otherwise made available by or under the authority of any Governmental Authority or pursuant to any Legal Requirement and required to: (a) conduct the Business as currently conducted or (b) occupy, maintain, operate or use the Company’s assets or properties as currently maintained, operated or used.

 

16

 

13.12                     “IRS” means the Internal Revenue Service.

 

13.13                     “Legal Requirement” means any federal, state, local, municipal, foreign, international, multinational or other constitution, law, ordinance, principle of common law, code, regulation, statute or treaty.

 

13.14                     “Losses” means any and all losses, Liabilities, damages (including incidental and consequential damages), penalties, obligations, awards, fines, deficiencies, interest, Claims, diminution in value, costs and expenses whatsoever (excluding attorneys’, consultants’ and other professional fees and disbursements) resulting from, arising out of or incident to any matter for which indemnification is provided under this Agreement.

 

13.15                     “Liabilities” means with respect to any Person, means any liability or obligation of such Person of any kind, character or description, whether known or unknown, absolute or contingent, accrued or unaccrued, disputed or undisputed, liquidated or unliquidated, secured or unsecured, joint or several, due or to become due, vested or unvested, executory, determined, determinable or otherwise, and whether or not the same is required to be accrued on the financial statements of such Person.

 

13.16                     “Order” means any award, decision, injunction, judgment, order, ruling, subpoena or verdict entered, issued, made or rendered by any Governmental Authority or any arbitrator.

 

13.17                     “Patents” is used herein to mean any U.S. and foreign patents, patent applications, and provisional patent applications; U.S. and foreign patents issued from such applications and from any divisional, continuations, or continuations-in-part; and any reissues thereof.

 

13.18                     “Permitted Encumbrances” means minor imperfections of title, none of which, individually or in the aggregate, detract from the value of the affected assets or properties, or impairs the use of the affected assets or properties or Liens for taxes that are not yet due or payable.

 

13.19                     “Person” means an individual, corporation, partnership, association, limited liability company, trust, unincorporated organization, Governmental Authority, other entity or group. For purposes of this definition, “group” means when two or more persons act as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding, or disposing of securities of an issuer.

 

13.20                     “Proceeding” means any action, arbitration, audit, hearing, investigation, litigation or suit commenced, brought, conducted or heard by or before, or otherwise involving, any Governmental Authority or arbitrator.

 

17

 

IN WITNESS WHEREOF, each of the parties hereto has caused this Agreement to be executed on its behalf as of the date first above written.

 

 

	
 
    	
 
    	
INOVIO   PHARMACEUTICALS, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
/s/J. Joseph Kim
    
	
 
    	
 
    	
Name: J. Joseph   Kim
    
	
 
    	
 
    	
Title: President   and CEO
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Date:   March 14, 2011
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ONCOSEC MEDICAL   INCORPORATED
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
/s/Punit S. Dhillon
    
	
 
    	
 
    	
Name: Punit S.   Dhillon
    
	
 
    	
 
    	
Title: President   and CEO
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Date:   March 14, 2011
    

 

18

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

SCHEDULE A

EQUIPMENT, MACHINERY, INVENTORY AND OTHER TANGIBLE ASSETS

 

[*****]

 

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

20

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

21

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

22

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

23

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

24

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

25

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

26

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

27

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

28

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

[*****]

 

29

 

SCHEDULE B

ONGOING AND QUALITY DOCUMENTATION

 

Copies of the following Released SOPs

 

M00 Reference

 

M01 Assemblies

 

M02 PCB

 

M03 Specs

 

M06 Components

 

M07 Wiring

 

M09 Tooling

 

M11 Software

 

M12 Labels, Manual, IFU

 

M13 Equipment Maintenance & Metrology

 

M14 Mfg Procedures

 

M15 Protocols & Reports

 

M16 Validation Protocols and Reports

 

M20 Quality SOPs

 

Copies of the following Clinical Trial Documents

 

1.                                       Related to the Medpulser Electroporation With Bleomycin Study to Treat Anterior Head and Neck Squamous Cell Carcinoma study (ClinicalTrials.gov Identifier: NCT00198315)

2.                                       Related to the Medpulser Electroporation With Bleomycin Study to Treat Posterior Head and Neck Squamous Cell Carcinoma study (ClinicalTrials.gov Identifier: NCT00198328)

3.                                       Related to the Study Using the Medpulser Electroporation System With Bleomycin to Treat Head and Neck Cancer (ClinicalTrials.gov Identifier: NCT00198263)

4.                                       Study Using the MedPulser Electroporation System With Bleomycin to Treat Cutaneous and Subcutaneous Cancer (ClinicalTrials.gov Identifier: NCT00198276)

 

 

CONFIDENTIAL TREATMENT REQUESTED.  OMITTED PORTIONS ARE MARKED WITH [*****] AND HAVE BEEN FILED SEPARATELY WITH THE SEC.

 

SCHEDULE C

 

CONTRACTS

 

[*****]

 

 

SCHEDULE D

 

a.             PATENTS

 

	
Inovio Ref #
    	
 
    	
Country
    	
 
    	
Type
    	
 
    	
Status
    	
 
    	
Serial No.
    	
 
    	
Filing Date
    	
 
    	
Patent No
    	
 
    	
Issue Date
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2007224275
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2644163
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
CN
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
20078014313
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
07751865.2
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
IN
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
7486/DELNP/2008
    	
 
    	
03-Sep-2008
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
JP
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
2008-557431
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
7023591/2008
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
NO
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
20084148
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
11/713181
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-8000
    	
 
    	
WO
    	
 
    	
ORD
    	
 
    	
Closed
    	
 
    	
PCT/US2007/005133
    	
 
    	
02-Mar-2007
    	
 
    	
 
    	
 
    	
 
    

 

 

b.             TRADEMARKS

 

	
SECTA
    	
 
    	
CA
    	
 
    	
1315330
    	
 
    	
9/5/2006
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Pending
    	
 
    	
00 Nat.
    	
 
    	
MEDICAL APPARATUS   FOR USE IN DELIVERING DRUGS OR GENES TO CELLULAR STRUCTURES BY MEANS OF   ELECTROPORATION; AND INSTRUCTIONAL MANUALS SOLD AS A UNIT THEREWITH
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
SECTA
    	
 
    	
CN
    	
 
    	
5585035
    	
 
    	
9/4/2006
    	
 
    	
5585035
    	
 
    	
6/28/2009
    	
 
    	
Registered
    	
 
    	
10, 42 Int.
    	
 
    	
SURGICAL,   MEDICAL, DENTAL AND VETERINARY APPARATUS AND INSTRUMENTS, ARTIFICIAL LIMBS,   EYES AND TEETH; ORTHOPEDIC ARTICLES; SUTURE MATERIALS MEDICAL RESEARCH IN THE   AREAS OF GENE THERAPY, ONCOLOGY AND DRUG DELIVERY
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
SECTA
    	
 
    	
EP
    	
 
    	
5292636
    	
 
    	
9/4/2006
    	
 
    	
 
    	
 
    	
 
    	
 
    	
Pending
    	
 
    	
09, 10, 16 Int.
    	
 
    	
Downloadable   publications and instruction manuals; power supplies; cables; foot switches;   electronic printers Medical apparatus for use in delivering drugs and genes   to cellular structures; parts, fittings and accessories for the aforesaid   goods Printed matter; stationery; books; instruction manuals; brochures;   leaflets; instructional and teaching materials; journals; magazines;   newsletters; reports and compilations; calendars, diaries and desk   accessories
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
SECTA
    	
 
    	
IN
    	
 
    	
1483693
    	
 
    	
9/1/2006
    	
 
    	
1483693
    	
 
    	
3/10/2010
    	
 
    	
Registered
    	
 
    	
10 Int.
    	
 
    	
MEDICAL APPARATUS   FOR USE IN DELIVERING DRUGS OR GENES TO CELLULAR STRUCTURES BY MEANS OF   ELECTROPORATION
    

 

33

 

	
SECTA
    	
 
    	
CH
    	
 
    	
5778412006
    	
 
    	
30-Aug-06
    	
 
    	
555693
    	
 
    	
30-Aug-06
    	
 
    	
Registered
    	
 
    	
10, 16 Int.
    	
 
    	
MEDICAL APPARATUS   FOR USE IN DELIVERING DRUGS OR GENES TO CELLULAR STRUCTURES BY MEANS OF   ELECTROPORATION; AND INSTRUCTIONAL MANUALS SOLD AS A UNIT THEREWITH :   INSTRUCTIONAL MANUALS SOLD AS A UNIT FOR MEDICAL APPARATUS FOR USE IN   DELIVERING DRUGS AND GENES TO CELLULAR STRUCTURES BY MEANS OF ELECTROPORATION
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
SECTA
    	
 
    	
TW
    	
 
    	
95044274
    	
 
    	
30-Aug-06
    	
 
    	
1272387
    	
 
    	
1-Aug-07
    	
 
    	
Registered
    	
 
    	
10 Int.
    	
 
    	
MEDICAL APPARATUS   FOR USE IN DELIVERING DRUGS OR GENES TO CELLULAR STRUCTURES BY MEANS OF   ELECTROPORATION; AND MANUALS USED IN CONNECTION THEREWITH
    

 

34

 

SCHEDULE E

 

	
Inovio Ref #
    	
 
    	
Cntry
    	
 
    	
Type
    	
 
    	
Status
    	
 
    	
Serial No.
    	
 
    	
Filing Date
    	
 
    	
Patent No.
    	
 
    	
Issue Date
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
GRANTED
    	
 
    	
08/46756
    	
 
    	
6-Jun-95
    	
 
    	
5702359
    	
 
    	
30-Dec-97
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
09/427151
    	
 
    	
25-Oct-99
    	
 
    	
6451002
    	
 
    	
17-Sep-02
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
10/053861
    	
 
    	
17-Jan-02
    	
 
    	
6567694
    	
 
    	
20-May-03
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
09/551327
    	
 
    	
18-Apr-00
    	
 
    	
6418341
    	
 
    	
9-Jul-02
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
REX
    	
 
    	
GRANTED
    	
 
    	
90/005590
    	
 
    	
15-Dec-99
    	
 
    	
5702359C1
    	
 
    	
28-Mar-06
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
08/930168
    	
 
    	
10-Apr-95
    	
 
    	
5810762
    	
 
    	
22-Sep-98
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
08/042039
    	
 
    	
1-Apr-93
    	
 
    	
5439440
    	
 
    	
8-Aug-95
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
GRANTED
    	
 
    	
08/537265
    	
 
    	
29-Sep-95
    	
 
    	
5993434
    	
 
    	
30-Nov-99
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
10/177560
    	
 
    	
21-Jun-02
    	
 
    	
6569149
    	
 
    	
27-May-03
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
10/213514
    	
 
    	
6-Aug-02
    	
 
    	
6763264
    	
 
    	
13-Jul-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
MX
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
PA/A/1997/006929
    	
 
    	
10-Apr-95
    	
 
    	
218786
    	
 
    	
21-Jan-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
MX
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
PA/A/1997/008316
    	
 
    	
22-May-96
    	
 
    	
248023
    	
 
    	
13-Aug-07
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
706014/97
    	
 
    	
10-Apr-95
    	
 
    	
247255
    	
 
    	
10-Dec-99
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
708424/97
    	
 
    	
22-May-96
    	
 
    	
260238
    	
 
    	
4-Apr-00
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
JP
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
530968/96
    	
 
    	
10-Apr-95
    	
 
    	
3338880
    	
 
    	
16-Aug-02
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
GB
    	
 
    	
EDV
    	
 
    	
GRANTED
    	
 
    	
02008920.7
    	
 
    	
10-Apr-95
    	
 
    	
1240917
    	
 
    	
23-Jun-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
GB
    	
 
    	
EPC
    	
 
    	
GRANTED
    	
 
    	
96916550.5
    	
 
    	
22-May-96
    	
 
    	
0874663
    	
 
    	
29-Sep-99
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
FR
    	
 
    	
EDV
    	
 
    	
GRANTED
    	
 
    	
02008920.7
    	
 
    	
10-Apr-95
    	
 
    	
1240917
    	
 
    	
23-Jun-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
FR
    	
 
    	
EPC
    	
 
    	
GRANTED
    	
 
    	
96916550.5
    	
 
    	
22-May-96
    	
 
    	
0874663
    	
 
    	
29-Sep-99
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
EP
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
02008920.7
    	
 
    	
10-Apr-95
    	
 
    	
1240917
    	
 
    	
23-Jun-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
96916550.5
    	
 
    	
22-May-96
    	
 
    	
0874663
    	
 
    	
29-Sep-99
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
DE
    	
 
    	
EDV
    	
 
    	
GRANTED
    	
 
    	
02008920.7
    	
 
    	
10-Apr-95
    	
 
    	
1240917
    	
 
    	
23-Jun-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
DE
    	
 
    	
EPC
    	
 
    	
GRANTED
    	
 
    	
96916550.5
    	
 
    	
22-May-96
    	
 
    	
69604509.5
    	
 
    	
29-Sep-99
    

 

35

 

	
GTI-1160
    	
 
    	
CN
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
96194608.3
    	
 
    	
22-May-96
    	
 
    	
ZL96194608.3
    	
 
    	
26-May-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
2216131
    	
 
    	
10-Apr-95
    	
 
    	
2216131
    	
 
    	
5-Feb-02
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1160
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
2218255
    	
 
    	
22-May-96
    	
 
    	
2218255
    	
 
    	
20-Nov-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
ZA
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
98/7596
    	
 
    	
21-Aug-98
    	
 
    	
98/7596
    	
 
    	
31-Aug-99
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
GRANTED
    	
 
    	
09/177678
    	
 
    	
22-Oct-98
    	
 
    	
6241701
    	
 
    	
5-Jun-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
09/861016
    	
 
    	
18-May-01
    	
 
    	
6516223
    	
 
    	
4-Feb-03
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
09/189062
    	
 
    	
9-Nov-98
    	
 
    	
6233482
    	
 
    	
15-May-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
09/189360
    	
 
    	
9-Nov-98
    	
 
    	
6181964
    	
 
    	
30-Jan-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
09/189070
    	
 
    	
9-Nov-98
    	
 
    	
6068650
    	
 
    	
30-May-00
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
08/905240
    	
 
    	
1-Aug-97
    	
 
    	
6055453
    	
 
    	
25-Apr-00
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
09/900601
    	
 
    	
5-Jul-01
    	
 
    	
7412284
    	
 
    	
12-Aug-08
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
09/227417
    	
 
    	
8-Jan-99
    	
 
    	
6216034
    	
 
    	
10-Apr-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
09/227416
    	
 
    	
8-Jan-99
    	
 
    	
6014584
    	
 
    	
11-Jan-00
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
10-1999-7002781
    	
 
    	
31-Jul-98
    	
 
    	
756252
    	
 
    	
31-Aug-07
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
JP
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
2002-57679
    	
 
    	
31-Jul-98
    	
 
    	
4180285
    	
 
    	
5-Sep-08
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
HK
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
00106147.9
    	
 
    	
31-Jul-98
    	
 
    	
1027049
    	
 
    	
28-Apr-06
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
CN
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
98801461.0
    	
 
    	
31-Jul-98
    	
 
    	
98801461.0
    	
 
    	
7-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
CN-2
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
200510084733.9
    	
 
    	
31-Jul-98
    	
 
    	
1768873
    	
 
    	
28-Jan-11
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
2268026
    	
 
    	
31-Jul-98
    	
 
    	
2268026
    	
 
    	
29-Jul-03
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
86823/98
    	
 
    	
31-Jul-98
    	
 
    	
734343
    	
 
    	
27-Sep-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
17074/00
    	
 
    	
21-Oct-99
    	
 
    	
767814
    	
 
    	
11-Mar-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
AR
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
P990105331
    	
 
    	
21-Oct-99
    	
 
    	
AR020932B1
    	
 
    	
30-May-06
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
98938256.9
    	
 
    	
31-Jul-98
    	
 
    	
999867
    	
 
    	
08-Sep-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
DE
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
98938256.9
    	
 
    	
31-Jul-98
    	
 
    	
999867
    	
 
    	
08-Sep-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
FR
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
98938256.9
    	
 
    	
31-Jul-98
    	
 
    	
999867
    	
 
    	
08-Sep-2010
    

 

36

 

	
GTI-1200
    	
 
    	
GB
    	
 
    	
PCT
    	
 
    	
GRANTED
    	
 
    	
98938256.9
    	
 
    	
31-Jul-98
    	
 
    	
999867
    	
 
    	
08-Sep-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1200
    	
 
    	
CN
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
200510084733.9
    	
 
    	
31-Jul-98
    	
 
    	
1768873
    	
 
    	
28-Jan-2011
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1360
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
GRANTED
    	
 
    	
10/339708
    	
 
    	
8-Jan-03
    	
 
    	
7171264
    	
 
    	
30-Jan-07
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1360
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
09/567404
    	
 
    	
8-May-00
    	
 
    	
6520950
    	
 
    	
18-Feb-03
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1250
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6120493
    	
 
    	
19-Sep-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1250
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6208893
    	
 
    	
27-Mar-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1110
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
7181271
    	
 
    	
20-Feb-2007
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1230
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6865416
    	
 
    	
08-Mar-2005
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1230
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6347247
    	
 
    	
12-Feb-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1230
    	
 
    	
EP
    	
 
    	
 
    	
 
    	
PENDING
    	
 
    	
99922830.7
    	
 
    	
07-May-1999
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1250
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6009347
    	
 
    	
28-Dec-1999
    

 

37

 

SCHEDULE F

 

FORM OF CROSS LICENSE AGREEMENT

 

38

 

SCHEDULE G

 

	
Inovio Ref #
    	
 
    	
Cntry
    	
 
    	
Type
    	
 
    	
Status
    	
 
    	
Serial No.
    	
 
    	
Filing Date
    	
 
    	
Patent No.
    	
 
    	
Issue Date
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
49883/99
    	
 
    	
13-Jul-1999
    	
 
    	
770092
    	
 
    	
27-May-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2337652
    	
 
    	
13-Jul-1999
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
99933937.7
    	
 
    	
13-Jul-1999
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
09/352809
    	
 
    	
13-Jul-1999
    	
 
    	
6697669
    	
 
    	
24-Feb-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
10/165657
    	
 
    	
07-Jun-2002
    	
 
    	
6678556
    	
 
    	
13-Jan-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
Granted
    	
 
    	
10/756946
    	
 
    	
13-Jan-2004
    	
 
    	
7570992
    	
 
    	
04-Aug-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
09/625825
    	
 
    	
26-Jul-2000
    	
 
    	
6654636
    	
 
    	
25-Nov-2003
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
10/233007
    	
 
    	
30-Aug-2002
    	
 
    	
6972013
    	
 
    	
06-Dec-2005
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1130
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
Published
    	
 
    	
11/291459
    	
 
    	
30-Nov-2005
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1370
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
41771/00
    	
 
    	
23-Mar-2000
    	
 
    	
778736
    	
 
    	
14-Apr-2005
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1370
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
00921451.1
    	
 
    	
23-Mar-2000
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1370
    	
 
    	
TW
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
89105497
    	
 
    	
11-Apr-2000
    	
 
    	
NI-153798
    	
 
    	
06-Aug-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1370
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
Granted
    	
 
    	
10/215963
    	
 
    	
08-Aug-2002
    	
 
    	
7054685
    	
 
    	
30-May-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1370
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
09/535683
    	
 
    	
23-Mar-2000
    	
 
    	
6678558
    	
 
    	
13-Jan-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
AT
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
14354/95
    	
 
    	
13-Dec-1994
    	
 
    	
691237
    	
 
    	
27-Aug-1998
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
68821/98
    	
 
    	
02-Apr-1998
    	
 
    	
741399
    	
 
    	
14-Mar-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
21969/00
    	
 
    	
17-Dec-1999
    	
 
    	
763535
    	
 
    	
06-Nov-2003
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
2185024
    	
 
    	
13-Dec-1994
    	
 
    	
2185024
    	
 
    	
08-May-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2311474
    	
 
    	
02-Apr-1998
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
CH
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
DE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
95905926.2
    	
 
    	
13-Dec-1994
    	
 
    	
P69426210.2
    	
 
    	
25-Oct-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
DE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98914475.3
    	
 
    	
02-Apr-1998
    	
 
    	
69806794.0
    	
 
    	
24-Jul-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
DE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
95905926.2
    	
 
    	
13-Dec-1994
    	
 
    	
0751802
    	
 
    	
25-Oct-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
98914475.3
    	
 
    	
02-Apr-1998
    	
 
    	
1028777
    	
 
    	
24-Jul-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
ES
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    

 

39

 

	
GTI-1530
    	
 
    	
FR
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
95905926.2
    	
 
    	
13-Dec-1994
    	
 
    	
0751802
    	
 
    	
25-Oct-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
FR
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98914475.3
    	
 
    	
02-Apr-1998
    	
 
    	
1028777
    	
 
    	
24-Jul-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
FR
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
GB
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
95905926.2
    	
 
    	
13-Dec-1994
    	
 
    	
0751802
    	
 
    	
25-Oct-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
GB
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98914475.3
    	
 
    	
02-Apr-1998
    	
 
    	
1028777
    	
 
    	
24-Jul-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
GB
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
IT
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
95905926.2
    	
 
    	
13-Dec-1994
    	
 
    	
0751802
    	
 
    	
25-Oct-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
IT
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
JP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
525651/95
    	
 
    	
13-Dec-1994
    	
 
    	
3554935
    	
 
    	
21-May-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
NL
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
99966432.9
    	
 
    	
17-Dec-1999
    	
 
    	
1140283
    	
 
    	
08-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
TW
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
87106879
    	
 
    	
05-May-1998
    	
 
    	
NI-108036
    	
 
    	
01-Sep-1999
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
08/219970
    	
 
    	
30-Mar-1994
    	
 
    	
5462520
    	
 
    	
31-Oct-1995
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
07/931061
    	
 
    	
17-Aug-1992
    	
 
    	
5318514
    	
 
    	
07-Jun-1994
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
08/310647
    	
 
    	
22-Sep-1994
    	
 
    	
5464386
    	
 
    	
07-Nov-1995
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
08/552200
    	
 
    	
02-Nov-1995
    	
 
    	
5688233
    	
 
    	
18-Nov-1997
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
08/964436
    	
 
    	
04-Nov-1997
    	
 
    	
6009345
    	
 
    	
28-Dec-1999
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1530
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
09/213782
    	
 
    	
17-Dec-1998
    	
 
    	
5968006
    	
 
    	
19-Oct-1999
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1540
    	
 
    	
DE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
95925349.3
    	
 
    	
27-Jun-1995
    	
 
    	
69502733.6
    	
 
    	
27-May-1998
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1540
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
95925349.3
    	
 
    	
27-Jun-1995
    	
 
    	
0788392
    	
 
    	
27-May-1998
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1540
    	
 
    	
GB
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
95925349.3
    	
 
    	
27-Jun-1995
    	
 
    	
0788392
    	
 
    	
27-May-1998
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1540
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
08/328895
    	
 
    	
25-Oct-1994
    	
 
    	
6132419
    	
 
    	
17-Oct-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1540
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
08/304584
    	
 
    	
12-Sep-1994
    	
 
    	
5501662
    	
 
    	
26-Mar-1996
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
PCT/US2009/000273
    	
 
    	
28-Jun-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
2710408
    	
 
    	
21-Jun-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
CN
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
PCT/US2009/000273
    	
 
    	
23-Jul-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
09702445.9
    	
 
    	
16-Jan-2009
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
IN
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
4726/DELNP/2010
    	
 
    	
30-Jun-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
JP
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
PCT/US2009/000273
    	
 
    	
15-Jul-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
10-2010-7018104
    	
 
    	
16-Aug-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Pending
    	
 
    	
12836163
    	
 
    	
14-Jul-2010
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-2010
    	
 
    	
WO
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
PCT/US2009/000273
    	
 
    	
16-Jan-2009
    	
 
    	
 
    	
 
    	
 
    

 

40

 

	
GTI-5000
    	
 
    	
AT
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
69906/98
    	
 
    	
03-Apr-1998
    	
 
    	
733628
    	
 
    	
30-Aug-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
BE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
2285056
    	
 
    	
03-Apr-1998
    	
 
    	
2285056
    	
 
    	
14-Dec-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
CH
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
CN
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
98803980.X
    	
 
    	
03-Apr-1998
    	
 
    	
ZL98803980.X
    	
 
    	
24-Apr-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
DE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
DE69835761.2-08
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
DK
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
EA
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
199900882
    	
 
    	
03-Apr-1998
    	
 
    	
002087
    	
 
    	
24-Dec-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
ES
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
FR
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
GB
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
IE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
IT
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
1999-7009009
    	
 
    	
03-Apr-1998
    	
 
    	
427786
    	
 
    	
07-Apr-2004
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
KZ
    	
 
    	
EUC
    	
 
    	
Granted
    	
 
    	
199900882
    	
 
    	
03-Apr-1998
    	
 
    	
2087
    	
 
    	
24-Dec-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
LU
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
MX
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
999026
    	
 
    	
03-Apr-1998
    	
 
    	
253159
    	
 
    	
09-Jan-2008
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
NL
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
NO
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
19994820
    	
 
    	
03-Apr-1998
    	
 
    	
327806
    	
 
    	
28-Sep-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
NZ
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
337853
    	
 
    	
03-Apr-1998
    	
 
    	
337853
    	
 
    	
08-Jul-2002
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
RU
    	
 
    	
EUC
    	
 
    	
Granted
    	
 
    	
199900882
    	
 
    	
03-Apr-1998
    	
 
    	
2087
    	
 
    	
24-Dec-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
SE
    	
 
    	
EPC
    	
 
    	
Granted
    	
 
    	
98909691.2
    	
 
    	
03-Apr-1998
    	
 
    	
1023107
    	
 
    	
30-Aug-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Granted
    	
 
    	
09/565140
    	
 
    	
05-May-2000
    	
 
    	
6261281
    	
 
    	
17-Jul-2001
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
09/055084
    	
 
    	
03-Apr-1998
    	
 
    	
6110161
    	
 
    	
29-Aug-2000
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
Granted
    	
 
    	
10/141561
    	
 
    	
07-May-2002
    	
 
    	
6610044
    	
 
    	
26-Aug-2003
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
Granted
    	
 
    	
10/620271
    	
 
    	
14-Jul-2003
    	
 
    	
6958060
    	
 
    	
25-Oct-2005
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5000
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Allowed
    	
 
    	
12/070233
    	
 
    	
15-Feb-2008
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
AU
    	
 
    	
DIV
    	
 
    	
Pending
    	
 
    	
2009202678
    	
 
    	
01-Jul-2009
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2491000
    	
 
    	
04-Jul-2003
    	
 
    	
 
    	
 
    	
 
    

 

41

 

	
GTI-5001
    	
 
    	
CN
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
03820724.9
    	
 
    	
04-Jul-2003
    	
 
    	
03820724.9
    	
 
    	
28-Apr-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
EA
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
200401558
    	
 
    	
04-Jul-2003
    	
 
    	
009203
    	
 
    	
28-Dec-2007
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
03762794.0
    	
 
    	
04-Jul-2003
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
HK
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
05108751.7
    	
 
    	
04-Jul-2003
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
IN
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
4137/DELNP/2004
    	
 
    	
04-Jul-2003
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
JP
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
2004-518966
    	
 
    	
04-Jul-2003
    	
 
    	
4461012
    	
 
    	
19-Feb-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
JP
    	
 
    	
DIV
    	
 
    	
Published
    	
 
    	
2009-279074
    	
 
    	
09-Dec-2009
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
MX
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
PA/A/2005/000155
    	
 
    	
04-Jul-2003
    	
 
    	
277428
    	
 
    	
21-Jul-2010
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
NZ
    	
 
    	
DIV
    	
 
    	
Granted
    	
 
    	
562306
    	
 
    	
04-Jul-2003
    	
 
    	
562306
    	
 
    	
08-Oct-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
NZ
    	
 
    	
DIV
    	
 
    	
Granted
    	
 
    	
566578
    	
 
    	
04-Jul-2003
    	
 
    	
566578
    	
 
    	
12-Nov-2009
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
RU
    	
 
    	
EUC
    	
 
    	
Granted
    	
 
    	
200401558
    	
 
    	
04-Jul-2003
    	
 
    	
9203
    	
 
    	
28-Dec-2007
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Granted
    	
 
    	
10/612304
    	
 
    	
03-Jul-2003
    	
 
    	
7328064
    	
 
    	
05-Feb-2008
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
US
    	
 
    	
CON
    	
 
    	
Published
    	
 
    	
11/985825
    	
 
    	
16-Nov-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-5001
    	
 
    	
ZA
    	
 
    	
PCT
    	
 
    	
Granted
    	
 
    	
2005/0058
    	
 
    	
04-Jul-2003
    	
 
    	
2005/0058
    	
 
    	
29-Mar-2006
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
AU
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
2007215263
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
CA
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2635437
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
CA
    	
 
    	
ORD
    	
 
    	
Pending
    	
 
    	
2686855
    	
 
    	
16-May-2008
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
CN
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
200780002313.9
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
EP
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
07750450.4
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
EP
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
08767759.7
    	
 
    	
20-Nov-2009
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
IN
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
6100/DELNP/2008
    	
 
    	
11-Jul-2008
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
JP
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
2008-554405
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
KR
    	
 
    	
PCT
    	
 
    	
Published
    	
 
    	
7019463/2008
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
MX
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
MX/A/2008/008981
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
NO
    	
 
    	
PCT
    	
 
    	
Pending
    	
 
    	
20083811
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
11/704591
    	
 
    	
09-Feb-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
US
    	
 
    	
CIP
    	
 
    	
Published
    	
 
    	
11/894653
    	
 
    	
20-Aug-2007
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-7001
    	
 
    	
WO
    	
 
    	
ORD
    	
 
    	
Published
    	
 
    	
PCT/US2008/006311
    	
 
    	
16-May-2008
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1220
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6027488
    	
 
    	
22-Feb-00
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1220
    	
 
    	
US
    	
 
    	
DIV
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6746441
    	
 
    	
08-Jun-04
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1590
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6192270
    	
 
    	
20-Feb-01
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
GTI-1560
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6150148
    	
 
    	
21-Nov-00
    

 

42

 

SCHEDULE H

 

	
Inovio Ref #
    	
 
    	
Cntry
    	
 
    	
Type
    	
 
    	
Status
    	
 
    	
Publication
    	
 
    	
Filing Date
    	
 
    	
Patent No.
    	
 
    	
Issue Date
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
US
    	
 
    	
ORD
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6528315
    	
 
    	
4-Mar-03
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
PCT
    	
 
    	
 
    	
 
    	
 
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
EP
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
AT
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DE
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
FR
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
NO
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
GB
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
CH
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
GB
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
0991425
    	
 
    	
30-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
JP
    	
 
    	
 
    	
 
    	
 
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
MX
    	
 
    	
 
    	
 
    	
 
    	
 
    	
WO 99/01157
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
US
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
 
    	
 
    	
 
    	
 
    	
6939862
    	
 
    	
6-Sep-05
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
PCT
    	
 
    	
 
    	
 
    	
 
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
EP
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
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GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
BE
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
FR
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
DE
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
IT
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
CH
    	
 
    	
 
    	
 
    	
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0991426
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
NO
    	
 
    	
 
    	
 
    	
GRANTED
    	
 
    	
WO 99/001158
    	
 
    	
 
    	
 
    	
0991426
    	
 
    	
 
    

 

43

 

SCHEDULE I

 

BILL OF SALE AND ASSIGNMENT AND ASSUMPTION AGREEMENT

 

THIS BILL OF SALE AND ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Assignment”), dated as of March24, 2011 between OncoSec Medical Incorporated, a Nevada corporation, with the principal place of business at 8th Floor - 200 Virginia Street, Reno NV 89501 (the “Assignee”), and Inovio Pharmaceuticals, Inc., a Delaware corporation, with a principal place of business at 1787 Sentry Parkway West, Bldg 18, Suite 400, Blue Bell, Pennsylvania 19422 (the “Assignor”).

 

WHEREAS, the Assignor and the Assignee, have entered into an Asset Purchase Agreement dated as of March 14, 2011 (the “Agreement”; unless other defined herein, capitalized terms shall be used herein as defined in the Asset Purchase Agreement);

 

WHEREAS, pursuant to the Agreement, the Assignor has agreed to sell, assign, convey, transfer and deliver the Purchased Assets to the Assignee, and in an effort to do so, the parties agreed to execute this Assignment to consummate the transactions contemplated by the Agreement;

 

WHEREAS, pursuant to the Agreement, the Assignee has agreed to assume the Assumed Liabilities; and

 

WHEREAS, capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Agreement.

 

NOW, THEREFORE, in consideration of the foregoing and the respective representations, warranties, covenants and agreements set forth herein, and intending to be legally bound hereby, the parties hereto agree as follows:

 

5.                                       Sale and Assignment of Purchased Assets. The Assignor, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, and intending to be legally bound, hereby sells, transfers, conveys and delivers to the Assignee, and the Assignee does hereby accept from the Assignor, all of the right, title and interest of the Assignor in and to all of the Purchased Assets, including the Assigned IP, free and clear of any and all Encumbrances, other than the Permitted Encumbrances. The Assignor also hereby transfers, conveys and delivers to the Assignee all the goodwill associated with the Assigned IP.

 

6.                                       Assumption of Liabilities. The Assignee hereby assumes and agrees to pay, perform and discharge the Assumed Liabilities.

 

7.                                       Modification and Waiver. No amendment, modification, or alteration of the terms or provisions of this Assignment shall be binding unless the same shall be in writing and duly executed by the parties hereto, except that any of the terms or provisions of this Assignment may be waived in writing at any time by the party that is entitled to the benefits of such waived terms or provisions. No single waiver of any of the provisions of this Assignment shall be deemed to or shall constitute, absent an express statement otherwise, a continuous waiver of such provision or a waiver of any other provision hereof (whether or not similar). No delay on the part of any party in exercising any right, power, or privilege hereunder shall operate as a waiver thereof.

 

44

 

8.                                       Governing Law. This Agreement shall be construed in accordance with and governed by the laws of the Commonwealth of Pennsylvania applicable to agreements made and to be performed wholly within that jurisdiction.

 

9.                                       Disputes. The respective rights of the Assignor, on the one hand, and the Assignee, on the other, with respect to the Purchased Assets and the Assumed Liabilities assigned and assumed hereby shall be governed by the Agreement. In the event of a conflict between this Assignment and the Agreement, the Agreement shall control. All disputes between the Assignor and the Assignee arising out of the obligations of the parties under this Assignment or concerning the meaning or interpretation of any provisions contained herein shall be resolved in accordance with the Agreement.

 

10.                                 Counterparts. This Assignment may be executed in one or more counterparts, each of which shall for all purposes be deemed to be an original and all of which shall constitute the same instrument.

 

 

	
 
    	
 
    	
INOVIO   PHARMACEUTICALS, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
/s/ Joseph Kim
    
	
 
    	
 
    	
Name: J. Joseph   Kim
    
	
 
    	
 
    	
Title: President   and CEO
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Date:
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
ONCOSEC MEDICAL   INCORPORATED
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
/s/ Punit Dhillon
    
	
 
    	
 
    	
Name: Punit S.   Dhillon
    
	
 
    	
 
    	
Title: President   and CEO
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
Date: March 24, 2011
    

 

45

 

SCHEDULE J

 

FORM OF INTELLECTUAL PROPERTY ASSIGNMENT

 

 

ABSOLUTE ASSIGNMENT OF

 

WORLDWIDE

 

PATENT RIGHTS

 

This Assignment, effective 24th day of March, 2011 is made

 

BETWEEN

 

Inovio Pharmaceuticals, Inc., having a place of business at 1787 Sentry Parkway West, Building 18, Suite 400, Blue Bell, PA 19422

 

(hereinafter the “Assignor”)

 

AND

 

OncoSec Medical Incorporated, having a place of business at 8th Floor, 200 Virginia Street, Reno, NV 89501

 

(hereinafter the “Assignee”)

 

WHEREAS the Assignor owns absolutely the entire right, title and interest worldwide in all inventions (hereinafter the “Inventions”) disclosed or claimed in the utility patents and utility patent applications identified in Schedule “A”, which is attached hereto and incorporated herein, (hereinafter the “Patents”);

 

AND WHEREAS the Assignee wishes to own absolutely such entire right, title and interest in the Inventions  and the Patents;

 

NOW THEREFORE, be it known that, for good and valuable consideration, the receipt and sufficiency of which the Assignor hereby acknowledges, the parties agree as follows:

 

1.             Assignment.  The Assignor assigns absolutely to the Assignee, its lawful successors and assigns, the Assignor’s entire right, title, and interest in the Inventions and the Patents, including:

 

(a)                                  all rights to claim domestic and foreign priority from any of the Patents, including claims based on ascendant, descendant, sibling or otherwise related patents and applications, including claims asserted pursuant to the Patent Cooperation Treaty and the Paris Convention for the Protection of Industrial Property;

 

46

 

(b)                                 all domestic patents and patent applications related to any of the Patents, including divisionals, continuations, continuations-in-part, and reissues and any and all patents and patent applications claiming the Inventions, in which the Assignor has a right, title or interest;

 

(c)                                  all patents and patent applications in foreign jurisdictions, including both national and regional jurisdictions, that claim priority from any of the Patents, or ascendant, descendant, sibling or otherwise related patents and applications, including divisionals, continuations, continuations-in-part, and reissues and any and all patents and patent applications claiming the Inventions, in which the Assignor has a right, title or interest; and

 

(d)                                 all right to sue for infringement, including past infringements.

 

(hereinafter collectively, the “Rights”).

 

2.             Further Assurances.  The Assignor will, without further consideration:

 

(a)                                  transfer of all related physical and electronic, including the electronic dockets related to the Patents;

 

(b)                                 execute and deliver to the Assignee all documents that may be necessary or desirable to perfect the Assignee’s claim to the Rights, including additional patent applications and assignments;

 

(c)                                  execute and deliver to the Assignee all documents that may be necessary or desirable in prosecuting the Rights, including in connection with any office action, interference, conflict or opposition proceeding relating to the Rights and cooperate with the Assignee in every way possible in obtaining evidence and going forward with such prosecution, office action, interference, conflict, opposition or other proceeding;

 

(d)                                 testify in any legal proceeding relating to the Rights; and

 

generally do everything possible to aid the Assignee, its successors and assigns, to obtain and enforce the Rights, it being understood that any incidental expenses will be borne by the Assignee.

 

3.             Trust.  Notwithstanding Paragraph 2, this Agreement will, without further act or formality, operate as a grant, assignment, transfer, conveyance and setting over to the Assignee of all of the property and rights referred to in Paragraph 1.  If any such property or rights are not effectively transferred to the Assignee, then the Assignor shall hold as bare trustee in trust for, and at the sole cost of the Assignee, all such property and rights until they are effectively transferred to the Assignee.

 

4.             Authority.  The Assignor represents and warrants that it has the full authority to assign the Rights without encumbrance and that it has not executed and will not execute any conflicting agreement.

 

47

 

5.             Enurement.  This Agreement shall enure to the benefit of and be binding upon the parties to this Agreement and their respective successors and assigns.

 

6.             Government Intellectual Property Offices.  The Assignor authorizes and requests that any respective government intellectual property office issue to the Assignee any and all letters patent or certificates relating to the Rights.

 

7.             Counterparts.  This Agreement may be signed in any number of counterparts or facsimile counterparts, each of which shall be deemed to be an original and all of which together shall be deemed to be one and the same document.

 

IN TESTIMONY WHEREOF, we have hereunto set our hands.

 

48

 

	
AGREED TO BY THE ASSIGNOR:
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Inovio Pharmaceuticals, Inc.
    	
 
    	
 
    
	
(Name of   Assignor)
    	
 
    	
(Jurisdiction of Incorporation)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Authorized   Signatory)
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Printed Name)
    	
 
    	
(Date)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Title)
    	
 
    	
 
    

 

 

1787 Sentry Parkway West, Building 18, Suite 400, Blue Bell, PA 19422
  (Address of Assignor)

 

WITNESS:

 

On this                  day of                                     , 2011, before me personally appeared                                                               , an authorized signatory of Inovio Pharmaceuticals, Inc., who freely executed the foregoing instrument as the Assignor.

 

 

	
 
    	
 
    	
 
    
	
(Name of Witness)
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Signature of Witness)
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
(Address of Witness)
    	
 
    	
 
    

 

49

 

	
ACCEPTED BY ASSIGNEE :
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
OncoSec Medical   Incorporated
    	
 
    	
 
    
	
(Name of   Assignee)
    	
 
    	
(Jurisdiction of Incorporation)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Authorized   Signatory)
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Printed Name)
    	
 
    	
(Date)
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Title)
    	
 
    	
 
    

 

 

8th Floor, 200 Virginia Street, Reno, NV 89501
 (Address of Assignee)

 

WITNESS:

 

On this                  day of                                     , 2011, before me personally appeared                                                               , an authorized signatory of OncoSec Medical Incorporated, who freely executed the foregoing instrument as the Assignee.

 

 

	
 
    	
 
    	
 
    
	
(Name of Witness)
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
(Signature of Witness)
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
(Address of Witness)
    	
 
    	
 
    

 

50

 

Schedule “A”

 

Patents and Patent Applications

 

[see schedule D and E from Asset Purchase Agreement]

 

51

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