Document:

exv4w6

Exhibit 4.6

CERTIFICATE OF DESIGNATION

OF

SERIES A CONVERTIBLE PREFERRED STOCK

OF

BIODEL INC.

PURSUANT TO SECTION 151 OF THE

DELAWARE GENERAL CORPORATION LAW

     BIODEL INC., a Delaware corporation (the “Corporation”), in accordance with the
provisions of Section 103 of the Delaware General Corporation Law (the “DGCL”) does hereby certify
that, in accordance with Sections 141(c) and 151 of the DGCL, the following resolution was duly
adopted by a duly authorized committee of the Board of Directors of the Corporation by the
unanimous written consent of that committee duly effected on May 12, 2011:

     RESOLVED, that pursuant to the authority granted to and vested in the Board of Directors of
the Corporation in accordance with the provisions of the Second Amended and Restated Certificate of
Incorporation of the Corporation (the “Certificate of Incorporation”), there is hereby
established a series of the Corporation’s authorized Preferred Stock, par value $.01 per share,
which series shall be designated as the Series A Convertible Preferred Stock, par value $.01 per
share, of the Corporation, with the designation, number of shares, powers, preferences, rights,
qualifications, limitations and restrictions thereof (in addition to any provisions set forth in
the Certificate of Incorporation of the Corporation which are applicable to the Preferred Stock of
all classes and series) as follows:

SERIES A CONVERTIBLE PREFERRED STOCK

     Section 1. Definitions. For the purposes hereof, the following terms shall
have the following meanings:

“Affiliate” means any person or entity that, directly or indirectly through one or
more intermediaries, controls or is controlled by or is under common control with a person
or entity, as such terms are used in and construed under Rule 144 under the Securities Act .
With respect to a Holder, any investment fund or managed account that is managed on a
discretionary basis by the same investment manager as such Holder will be deemed to be an
Affiliate of such Holder.

“Alternate Consideration” shall have the meaning set forth in Section 7(b).

“Beneficial Ownership Limitation” shall have the meaning set forth in Section 6(c).

“Business Day” means any day except Saturday, Sunday, any day which shall be a
federal legal holiday in the United States or any day on which banking institutions in the

 

 

State of New York are authorized or required by law or other governmental action to close.

“Buy-In” shall have the meaning set forth in Section 6(d)(iii).

“Closing Sale Price” means, for any security as of any date, the last closing trade
price for such security prior to 4:00 p.m., New York City time, on the principal securities
exchange or trading market where such security is listed or traded, as reported by
Bloomberg, L.P. (or an equivalent, reliable reporting service mutually acceptable to and
hereafter designated by Holders of a majority of the then-outstanding Series A Preferred
Stock and the Corporation), or if the foregoing do not apply, the last trade price of such
security in the over-the-counter market on the electronic bulletin board for such security
as reported by Bloomberg, L.P., or, if no last trade price is reported for such security by
Bloomberg, L.P., the average of the bid prices of any market makers for such security as
reported on the OTC Pink Market by OTC Markets Group, Inc. If the Closing Sale Price cannot
be calculated for a security on a particular date on any of the foregoing bases, the Closing
Sale Price of such security on such date shall be the fair market value as determined in
good faith by the Board of Directors of the Corporation.

“Commission” means the Securities and Exchange Commission.

“Common Stock” means the Corporation’s Common Stock, par value $.01 per share, and
stock of any other class of securities into which such securities may hereafter be
reclassified or changed into.

“Conversion Date” shall have the meaning set forth in Section 6(a).

“Conversion Price” shall mean $2.16, as adjusted pursuant to paragraph 7 hereof.

“Conversion Ratio” shall have the meaning set forth in Section 6(b).

“Conversion Shares” means, collectively, the shares of Common Stock issuable upon
conversion of the shares of Series A Preferred Stock in accordance with the terms hereof.

“Daily Failure Amount” means the product of (x) .005 multiplied by (y) the Closing
Sale Price of the Common Stock on the applicable Share Delivery Date.

“DGCL” shall mean the Delaware General Corporation Law.

“Distributions” shall have the meaning set forth in Section 5(a).

“DWAC Delivery” shall have the meaning set forth in Section 6(a).

“Exchange Act” means the Securities Exchange Act of 1934, as amended, and the rules
and regulations promulgated thereunder.

2

 

“Fundamental Transaction” shall have the meaning set forth in Section 7(b).

“Holder” means any holder of Series A Preferred Stock.

“Junior Securities” shall have the meaning set forth in Section 5(a).

“Notice of Conversion” shall have the meaning set forth in Section 6(a).

“Parity Securities” shall have the meaning set forth in Section 5(a).

“Person” means any individual or corporation, partnership, trust, incorporated or
unincorporated association, joint venture, limited liability company, joint stock company,
government (or an agency or subdivision thereof) or other entity of any kind.

“Securities Act” means the Securities Act of 1933, as amended, and the rules and
regulations promulgated thereunder.

“Senior Securities” shall have the meaning set forth in Section 5(a).

“Series A Preferred Stock Register” shall have the meaning set forth in Section
2(b).

“Share Delivery Date” shall have the meaning set forth in Section 6(d).

“Stated Value” shall mean $2.16.

“Trading Day” means a day on which the Common Sock is traded for any period on the
principal securities exchange or if the Common Stock is not traded on a principal securities
exchange, on a day that the Common Stock is traded on another securities market on which the
Common Stock is then being traded.

     Section 2. Designation, Amount and Par Value; Assignment.

     a) The series of preferred stock designated by this Certificate shall be designated as the
Corporation’s “Series A Convertible Preferred Stock” (the “Series A Preferred Stock”) and
the number of shares so designated shall be 2,000,000. Each share of Series A Preferred Stock
shall have a par value of $.01 per share.

     b) The Corporation shall register shares of the Series A Preferred Stock, upon records to be
maintained by the Corporation for that purpose (the “Series A Preferred Stock Register”),
in the name of the Holders thereof from time to time. The Corporation may deem and treat the
registered Holder of shares of Series A Preferred Stock as the absolute owner thereof for the
purpose of any conversion thereof and for all other purposes. The Corporation shall register, or
cause the Corporation’s transfer agent to register, the transfer of any shares of Series A
Preferred Stock in the Series A Preferred Stock Register, upon surrender of the certificates
evidencing such shares to be transferred, duly endorsed by the Holder thereof, to the Corporation
at its principal place of business. Upon any such registration or transfer, a new

3

 

certificate
evidencing the shares of Series A Preferred Stock so transferred shall be issued to the transferee
and a new certificate evidencing the remaining portion of the shares not so transferred, if any,
shall be issued to the transferring Holder, in each case, within three Business Days. The
provisions of this Certificate are intended to be for the benefit of all Holders from time to time
and shall be enforceable by any such Holder.

     Section 3. Dividends. Holders shall not be
entitled to receive any dividends in respect of the Series A Preferred Stock, unless and until
specifically declared by the Board of Directors of the Corporation to be payable to the Holders of
the Series A Preferred Stock.

     Section 4. Voting Rights. Except as otherwise provided herein or as otherwise
required by the DGCL, the Series A Preferred Stock shall have no voting rights. However, as long as
any shares of Series A Preferred Stock are outstanding, the Corporation shall not, without the
affirmative vote of the Holders of a majority of the then outstanding shares of the Series A
Preferred Stock, (a) alter or change adversely the powers, preferences or rights given to the
Series A Preferred Stock or alter or amend this Certificate of Designation, (b) increase the number
of authorized shares of Series A Preferred Stock, or (c) enter into any agreement with respect to
any of the foregoing.

     Section 5. Rank; Liquidation.

     a) The Series A Preferred Stock shall rank (i) senior to all of the Common Stock; (ii) senior
to any class or series of capital stock of the Corporation hereafter created specifically ranking
by its terms junior to any Series A Preferred Stock (“Junior Securities”); (iii) on parity
with any class or series of capital stock of the Corporation hereafter created specifically ranking
by its terms on parity with the Series A Preferred Stock (“Parity Securities”); and
(iv) junior to any class or series of capital stock of the Corporation hereafter created
specifically ranking by its terms senior to any Series A Preferred Stock (“Senior
Securities”), in each case, as to dividends, distributions of assets upon liquidation,
dissolution or winding up of the Corporation, whether voluntarily or involuntarily (all such
distributions being referred to collectively as “Distributions”).

     b) Subject to the prior and superior rights of the holders of any Senior Securities of the
Corporation, upon liquidation, dissolution or winding up of the Corporation, whether voluntary or
involuntary (each, a “Liquidation Event”), each holder of shares of Series A Preferred
Stock shall be entitled to receive, in preference to any distributions of any of the assets or
surplus funds of the Corporation to the holders of the Common Stock and Junior Securities and pari
passu with any distribution to the holders of Parity Securities, an amount equal to $.01 per share
of Series A Preferred Stock, plus an additional amount equal to any dividends declared but unpaid
on such shares, before any payments shall be made or any assets distributed to holders of any class
of Common Stock or Junior Securities. If, upon any such Liquidation Event, the assets of the
Corporation shall be insufficient to pay the holders of shares of the Series A Preferred Stock the
amount required under the preceding sentence, then all remaining assets of the Corporation shall be
distributed ratably to holders of the shares of the Series A Preferred Stock and Parity Securities.

4

 

     c) After payment to the holders of shares of the Series A Preferred Stock of the amount
required under Section 5(b) and subject to the prior and superior rights of the holders of any
Senior Securities of the Corporation, the remaining assets or surplus funds of the Corporation, if
any, available for distribution to stockholders shall be distributed ratably among the holders of
the Series A Preferred Stock, any other class or series of capital stock that participates with the
Common Stock in the distribution of assets upon any Liquidation Event and the Common Stock, with
the holders of the Series A Preferred Stock deemed to hold that number of shares of Common Stock
into which such shares of Series A Preferred Stock are then convertible (without giving effect for
such purposes to the Beneficial Ownership Limitation contemplated by Section 6(c)).

     Section 6. Conversion.

     a) Conversions at Option of Holder. Each share of Series A Preferred Stock shall be
convertible, at any time and from time to time from and after the date of the issuance thereof, at
the option of the Holder thereof, into a number of shares of Common Stock equal to the Conversion
Ratio in effect at the time of such conversion. Holders shall effect conversions by providing the
Corporation with the form of conversion notice attached hereto as Annex A (a “Notice of
Conversion”), duly completed and executed. Other than a conversion following a Fundamental
Transaction or following a notice provided for under Section 7(d)(ii) hereof, the Notice of
Conversion must specify at least a number of shares of Series A Preferred Stock to be converted
equal to the lesser of (x) 100 shares (such number subject to appropriate adjustment following the
occurrence of an event specified in Section 7(a) hereof) and (y) the number of shares of Series A
Preferred Stock then held by the Holder. Provided the Corporation’s transfer agent is participating
in the Depository Trust Company (“DTC”) Fast Automated Securities Transfer program, the
Notice of Conversion may specify, at the Holder’s election, whether the applicable Conversion
Shares shall be credited to the account of the Holder’s prime broker with DTC through its Deposit
Withdrawal Agent Commission system (a “DWAC Delivery”). The “Conversion Date”, or
the date on which a conversion shall be deemed effective, shall be defined as the Trading Day that
the Notice of Conversion, completed and executed, is sent by facsimile to, and received during
regular business hours by, the Corporation; provided that the original certificate(s) representing
such shares of Series A Preferred Stock being converted, duly endorsed, and the accompanying Notice
of Conversion, are received by the Corporation within two (2) Trading Days thereafter. In all other
cases, the Conversion Date shall be defined as the Trading Day on which the original stock
certificates representing the shares of Series A Preferred Stock being converted, duly endorsed,
and the accompanying Notice of Conversion, are received by the Corporation. The calculations set
forth in the Notice of Conversion shall control in the absence of manifest or mathematical error.

     b) Conversion Ratio. The “Conversion Ratio” for each share of Series A
Preferred Stock shall be equal to the Stated Value divided by the Conversion Price.

     c) Beneficial Ownership Limitation. Notwithstanding anything herein to the contrary,
the Corporation shall not effect any conversion of the Series A Preferred Stock, and a Holder shall
not have the right to convert any portion of its Series A Preferred Stock, to the extent that,
after giving effect to an attempted conversion set forth on an applicable Notice of

5

 

Conversion,
such Holder (together with such Holder’s Affiliates, and any other Person whose beneficial
ownership of Common Stock would be aggregated with the Holder’s for purposes of Section 13(d) of
the Exchange Act and the applicable rules and regulations of the Commission, including any “group”
of which the Holder is a member) would beneficially own a number of shares of Common Stock in
excess of the Beneficial Ownership Limitation (as defined below). For purposes of the foregoing
sentence, the aggregate number of shares of Common Stock beneficially owned by such Holder and its
Affiliates shall include the number of shares of Common Stock issuable upon conversion of the
Series A Preferred Stock subject to the Notice of Conversion with respect to which the
determination of such sentence is being made, but shall exclude the number of shares of Common
Stock which are issuable upon (A) conversion of the remaining, unconverted shares of Series A
Preferred Stock beneficially owned by such Holder or any of its Affiliates, and (B) exercise or
conversion of the unexercised or unconverted portion of any other securities of the Corporation
beneficially owned by such Holder or any of its Affiliates (including, without limitation, any
convertible notes, convertible stock or warrants) that are subject to a limitation on conversion or
exercise analogous to the limitation contained herein. Except as set forth in the preceding
sentence, for purposes of this Section 6(c), beneficial ownership shall be calculated in accordance
with Section 13(d) of the Exchange Act and the applicable rules and regulations of the Commission.
In addition, for purposes hereof, “group” has the meaning set forth in Section 13(d) of the
Exchange Act and the applicable rules and regulations of the Commission. For purposes of this
Section 6(c), in determining the number of outstanding shares of Common Stock, a Holder may rely on
the number of outstanding shares of Common Stock as reflected in (A) the Corporation’s most recent
Form 10-K, Form 10-Q, Current Report on Form 8-K or other public filing with the Commission, as the
case may be, (B) a more recent public announcement by the Corporation or (C) a more recent notice
by the Corporation or the Corporation’s transfer agent to the Holder setting forth the number of
shares of Common Stock then outstanding. For any reason at any time, upon the written or oral
request of a Holder (which may be by email), the Corporation shall, within two (2) Business Days of
such request, confirm orally and in writing to such Holder (which may be via email) the number of
shares of Common Stock then outstanding. In any case, the number of outstanding shares of Common
Stock shall be determined after giving effect to any actual conversion or exercise of securities of
the Corporation, including shares of Series A Preferred Stock, by such Holder or its Affiliates
since the date as of which such number of outstanding shares of Common Stock was last publicly
reported or confirmed to the Holder. The “Beneficial Ownership Limitation” shall be 9.98%
of the number of shares of the Common Stock outstanding immediately after giving effect to the
issuance of shares of Common Stock pursuant to such Notice of Conversion (to the extent permitted
pursuant to this Section 6(c)). The Corporation shall be entitled to rely on representations made
to it by the Holder in any Notice of Conversion regarding its Beneficial Ownership Limitation.

     d) Mechanics of Conversion

     i. Delivery of Certificate or Electronic Issuance Upon Conversion. Not later
than three Trading Days after the applicable Conversion Date, or if the Holder requests the
issuance of physical certificate(s), two Trading Days after receipt by the Corporation of
the original certificate(s) representing such shares of Series A Preferred Stock being
converted, duly endorsed, and the accompanying Notice of Conversion (the “Share

6

 

Delivery Date”), the Corporation shall (a) deliver, or cause to be delivered, to the converting
Holder a physical certificate or certificates representing the number of Conversion Shares
being acquired upon the conversion of shares of Series A Preferred Stock (which certificate
or certificates shall not have any legends on it) or (b) in the case of a DWAC Delivery,
electronically transfer such Conversion Shares by crediting the account of the Holder’s
prime broker with DTC through its DWAC system. If in the case of any Notice of Conversion
such certificate or certificates are not delivered to or as directed by or, in the case of a
DWAC Delivery, such shares are not electronically delivered to or as directed by, the
applicable Holder by the Share Delivery Date, the applicable Holder shall be entitled to
elect to rescind such Conversion Notice by written notice to the Corporation at any time on
or before its receipt of such certificate or certificates for Conversion Shares or
electronic receipt of such shares, as applicable, in which event the Corporation shall
promptly return to such Holder any original Series A Preferred Stock certificate delivered
to the Corporation and such Holder shall promptly return to the Corporation any Common Stock
certificates or otherwise direct the return of any shares of Common Stock delivered to the
Holder through the DWAC system, representing the shares of Series A Preferred Stock
unsuccessfully tendered for conversion to the Corporation.

     ii. Obligation Absolute. Subject to Section 6(c) hereof and subject to
Holder’s right to rescind a Conversion Notice pursuant to Section 6(d)(i) above, the
Corporation’s obligation to issue and deliver the Conversion Shares upon conversion of
Series A Preferred Stock in accordance with the terms hereof are absolute and unconditional,
irrespective of any action or inaction by a Holder to enforce the same, any waiver or
consent with respect to any provision hereof, the recovery of any judgment against any
Person or any action to enforce the same, or any setoff, counterclaim, recoupment,
limitation or termination, or any breach or alleged breach by such Holder or any other
Person of any obligation to the Corporation or any violation or alleged violation of law by
such Holder or any other Person, and irrespective of any other circumstance which might
otherwise limit such obligation of the Corporation to such Holder in connection with the
issuance of such Conversion Shares. Subject to Section 6(c) hereof and subject to a Holder’s
right to rescind a Conversion Notice pursuant to Section 6(d)(i) above, in the event a
Holder shall elect to convert any or all of its Series A Preferred Stock, the Corporation
may not refuse conversion based on any claim that such Holder or any one associated or
affiliated with such Holder has been engaged in any violation of law, agreement or for any
other reason, unless an injunction from a court, on notice to such Holder, restraining
and/or enjoining conversion of all or part of the Series A Preferred Stock of such Holder
shall have been sought and obtained by the Corporation, and the Corporation posts a surety
bond for the benefit of such Holder in the amount of 150% of the value of the Conversion
Shares into which would be converted the Series A Preferred Stock which is subject to such
injunction, which bond shall remain in effect until the completion of arbitration/litigation
of the underlying dispute and the proceeds of which shall be payable to such Holder to the
extent it obtains judgment. In the absence of such injunction, the Corporation shall,
subject to Section 6(c) hereof and subject to a Holder’s right to rescind a Conversion
Notice pursuant to Section 6(d)(i) above, issue Conversion Shares upon a properly noticed
conversion. If the Corporation fails to deliver

7

 

to a Holder such certificate or
certificates, or electronically deliver (or cause its transfer agent to electronically
deliver) such shares in the case of a DWAC Delivery, pursuant to Section 6(d)(i) on or prior
to the fifth (5th) Trading Day after the Share Delivery Date applicable to such conversion
(other than a failure caused by incorrect or incomplete information provided by such Holder
to the Corporation), then, unless the Holder has rescinded the applicable Conversion Notice
pursuant to Section 6(d)(i) above, the Corporation shall pay (as liquidated damages and not
as a penalty) to such Holder an amount payable, at the Corporation’s option, either (a) in
cash or (b) in shares of Common Stock that are valued for these purposes at the Closing Sale
Price on the date of such calculation, in each case equal to the product of (x) the number
of Conversion Shares required to have been issued by the Corporation on such Share Delivery
Date, (y) an amount equal to the Daily Failure Amount and (z) the number of Trading Days
actually lapsed after such fifth (5th) Trading Day after the Share Delivery Date during
which such certificates have not been delivered, or, in the case of a DWAC Delivery, such
shares have not been electronically delivered; provided, however, the Holder shall only
receive up to such amount of shares of Common Stock such that Holder and any other persons
or entities whose beneficial ownership of Common Stock would be aggregated with the Holder’s
for purposes of Section 13(d) of the Exchange Act (including shares held by any “group” of
which the Holder is a member, but excluding shares beneficially owned by virtue of the
ownership of securities or rights to acquire securities that have limitations on the right
to convert, exercise or purchase similar to the limitation set forth herein) shall not
collectively beneficially own greater than 9.98% of the total number of shares of Common
Stock of the Corporation then issued and outstanding. Nothing herein shall limit a Holder’s
right to pursue actual damages for the Corporation’s failure to deliver Conversion Shares
within the period specified herein and such Holder shall have the right to pursue all
remedies available to it hereunder, at law or in equity including, without limitation, a
decree of specific performance and/or injunctive relief; provided that Holder shall not
receive duplicate damages for the Corporation’s failure to deliver Conversion Shares within
the period specified herein. The exercise of any such rights shall not prohibit a Holder
from seeking to enforce damages pursuant to any other Section hereof or under applicable
law.

     iii. Compensation for Buy-In on Failure to Timely Deliver Certificates Upon
Conversion. If the Corporation fails to deliver to a Holder the applicable certificate
or certificates or to effect a DWAC Delivery, as applicable, by the Share Delivery Date
pursuant to Section 6(d)(i) (other than a failure caused by incorrect or incomplete
information provided by such Holder to the Corporation), and if after such Share Delivery
Date such Holder is required by its brokerage firm to purchase (in an open market
transaction or otherwise), or the Holder’s brokerage firm otherwise purchases, shares of
Common Stock to deliver in satisfaction of a sale by such Holder of the Conversion Shares
which such Holder was entitled to receive upon the conversion relating to such Share
Delivery Date (a “Buy-In”), then the Corporation shall (A) pay in cash to such Holder (in
addition to any other remedies available to or elected by such Holder) the amount by which
(x) such Holder’s total purchase price (including any brokerage commissions) for the shares
of Common Stock so purchased exceeds (y) the product of (1) the aggregate number of shares
of Common Stock that such Holder was

8

 

entitled to receive from the conversion at issue
multiplied by (2) the actual sale price at which the sell order giving rise to such purchase
obligation was executed (including any brokerage commissions) and (B) at the option of such
Holder, either reissue (if surrendered) the shares of Series A Preferred Stock equal to the
number of shares of Series A Preferred Stock submitted for conversion or deliver to such
Holder the number of shares of Common Stock that would have been issued if the Corporation
had timely complied with its delivery requirements under Section 6(d)(i). For example, if a
Holder purchases shares of Common Stock having a total purchase price of $11,000 to cover a
Buy-In with respect to an attempted conversion of shares of Series A Preferred Stock with
respect to which the actual sale price (including any brokerage commissions) giving rise to
such purchase obligation was a total of $10,000 under clause (A) of the immediately
preceding sentence, the Corporation shall be required to pay such Holder $1,000. The Holder
shall provide the Corporation written notice, within three (3) Trading Days after the
occurrence of a Buy-In, indicating the amounts payable to such Holder in respect of such
Buy-In together with applicable confirmations and other evidence reasonably requested by the
Corporation. Nothing herein shall limit a Holder’s right to pursue any other remedies
available to it hereunder, at law or in equity including, without limitation, a decree of
specific performance and/or injunctive relief with respect to the Corporation’s failure to
timely deliver certificates representing shares of Common Stock upon conversion of the
shares of Series A Preferred Stock as required pursuant to the terms hereof; provided,
however, that the Holder shall not be entitled to both (i) require the reissuance of the
shares of Series A Preferred Stock submitted for conversion for which such conversion was
not timely honored and (ii) receive the number of shares of Common Stock that would have
been issued if the Corporation had timely complied with its delivery requirements under
Section 6(d)(i).

     iv. Reservation of Shares Issuable Upon Conversion. The Corporation covenants
that it will at all times reserve and keep available out of its authorized and unissued
shares of Common Stock for the sole purpose of issuance upon conversion of the Series A
Preferred Stock, free from preemptive rights or any other actual contingent purchase rights
of Persons other than the Holders of the Series A Preferred Stock, not less than such
aggregate number of shares of the Common Stock as shall be issuable (taking into account the
adjustments of Section 7) upon the conversion of all outstanding shares of Series A
Preferred Stock. The Corporation covenants that all shares of Common Stock that shall be so
issuable shall, upon issue, be duly authorized, validly issued, fully paid and
nonassessable.

     v. Fractional Shares. No fractional shares or scrip representing fractional
shares of Common Stock shall be issued upon the conversion of the Series A Preferred Stock.
As to any fraction of a share which a Holder would otherwise be entitled to receive upon
such conversion, the Corporation shall at its election, either pay a cash adjustment in
respect of such final fraction in an amount equal to such fraction multiplied by the
Conversion Price or round up to the next whole share.

     vi. Transfer Taxes. The issuance of certificates for shares of the Common
Stock upon conversion of the Series A Preferred Stock shall be made without charge to

9

 

any
Holder for any documentary stamp or similar taxes that may be payable in respect of the
issue or delivery of such certificates, provided that the Corporation shall not be required
to pay any tax that may be payable in respect of any transfer involved in the issuance and
delivery of any such certificate upon conversion in a name other than that of the registered
Holder(s) of such shares of Series A Preferred Stock and the Corporation shall not be
required to issue or deliver such certificates unless or until the Person or Persons
requesting the issuance thereof shall have paid to the Corporation the amount of such tax or
shall have established to the satisfaction of the Corporation that such tax has been paid.

     e) Status as Stockholder. Upon each Conversion Date, (i) the shares of Series A
Preferred Stock being converted shall be deemed converted into shares of Common Stock and (ii) the
Holder’s rights as a holder of such converted shares of Series A Preferred Stock shall cease and
terminate, excepting only the right to receive certificates for such shares of Common Stock and to
any remedies provided herein or otherwise available at law or in equity to such Holder because of a
failure by the Corporation to comply with the terms of this Certificate of Designation. In all
cases, the holder shall retain all of its rights and remedies for the Corporation’s failure to
convert Series A Preferred Stock.

     Section 7. Certain Adjustments.

     a) Stock Dividends and Stock Splits. If the Corporation, at any time while the
Series A Preferred Stock is outstanding: (A) pays a stock dividend or otherwise makes a
distribution or distributions payable in shares of Common Stock (which, for avoidance of doubt,
shall not include any shares of Common Stock issued by the Corporation upon conversion of shares of
Series A Preferred Stock) with respect to the then outstanding shares of Common Stock;
(B) subdivides outstanding shares of Common Stock into a larger number of shares; or (C) combines
(including by way of a reverse stock split) outstanding shares of Common Stock into a smaller
number of shares, then the Conversion Price shall be multiplied by a fraction of which the
numerator shall be the number of shares of Common Stock (excluding any treasury shares of the
Corporation) outstanding immediately before such event and of which the denominator shall be the
number of shares of Common Stock outstanding immediately after such event (excluding any treasury
shares of the Corporation). Any adjustment made pursuant to this Section 7(a) shall become
effective immediately after the record date for the determination of stockholders entitled to
receive such dividend or distribution and shall become effective immediately after the effective
date in the case of a subdivision or combination.

     b) Fundamental Transaction. If, at any time while the Series A Preferred Stock is
outstanding, (A) the Corporation effects any merger or consolidation of the Corporation with or
into another Person (other than a merger in which the Corporation is the surviving or continuing
entity and its Common Stock is not exchanged for or converted into other securities, cash or
property), (B) the Corporation effects any sale of all or substantially all of its assets in one
transaction or a series of related transactions, (C) any tender offer or exchange offer (whether by
the Corporation or another Person) is completed pursuant to which all of the Common Stock is
exchanged for or converted into other securities, cash or property, or (D) the Corporation effects
any reclassification of the Common Stock or any compulsory share exchange pursuant (other

10

 

than as a
result of a dividend, subdivision or combination covered by Section 7(a) above) to which the Common
Stock is effectively converted into or exchanged for other securities, cash or property (in any
such case, a “Fundamental Transaction”), then, upon any subsequent conversion of this
Series A Preferred Stock the Holders shall have the right to receive, in lieu of the right to
receive Conversion Shares, for each Conversion Share that would have been issuable upon such
conversion immediately prior to the occurrence of such Fundamental Transaction, the same kind and
amount of securities, cash or property as it would have been entitled to receive upon the
occurrence of such Fundamental Transaction if it had been, immediately prior to such Fundamental
Transaction, the holder of one share of Common Stock (the “Alternate Consideration”). For
purposes of any such subsequent conversion, the determination of the Conversion Ratio shall be
appropriately adjusted to apply to such Alternate Consideration based on the amount of Alternate
Consideration issuable in respect of one share of Common Stock in such Fundamental Transaction, and
the Corporation shall adjust the Conversion Ratio in a reasonable manner reflecting the relative
value of any different components of the Alternate Consideration. If holders of Common Stock are
given any choice as to the securities, cash or property to be received in a Fundamental
Transaction, then the Holders shall be given the same choice as to the Alternate Consideration it
receives upon any conversion of this Series A Preferred Stock following such Fundamental
Transaction. To the extent necessary to effectuate the foregoing provisions, any successor to the
Corporation or surviving entity in such Fundamental Transaction shall file a new Certificate of
Designation with the same terms and conditions and issue to the Holders new preferred stock
consistent with the foregoing provisions and evidencing the Holders’ right to convert such
preferred stock into Alternate Consideration. The terms of any agreement to which the Corporation
is a party and pursuant to which a Fundamental Transaction is effected shall include terms
requiring any such successor or surviving entity to comply with the provisions of this Section 7(b)
and ensuring that the Series A Preferred Stock (or any such replacement security) will be similarly
adjusted upon any subsequent transaction analogous to a Fundamental Transaction. The Corporation
shall cause to be delivered to each Holder, at its last address as it shall appear upon the stock
books of the Corporation, written notice of any Fundamental Transaction at least 20 calendar days
prior to the date on which such Fundamental Transaction is expected to become effective or close.

     c) Calculations. All calculations under this Section 7 shall be made to the nearest
cent or the nearest 1/100th of a share, as the case may be. For purposes of this Section 7, the
number of shares of Common Stock deemed to be issued and outstanding as of a given date shall be
the sum of the number of shares of Common Stock (excluding any treasury shares of the Corporation)
issued and outstanding.

     d) Notice to the Holders.

     i. Adjustment to Conversion Price. Whenever the Conversion Price is adjusted
pursuant to any provision of this Section 7, the Corporation shall promptly deliver to each
Holder a notice setting forth the Conversion Ratio after such adjustment and setting forth a
brief statement of the facts requiring such adjustment.

     ii. Other Notices. If (A) the Corporation shall declare a dividend (or any
other distribution in whatever form) on the Common Stock, (B) the Corporation shall

11

 

declare
a special nonrecurring cash dividend on or a redemption of the Common Stock, (C) the
Corporation shall authorize the granting to all holders of the Common Stock of rights or
warrants to subscribe for or purchase any shares of capital stock of any class or of any
rights, (D) the approval of any stockholders of the Corporation shall be required in
connection with any reclassification of the Common Stock, any consolidation or merger to
which the Corporation is a party, any sale or transfer of all or substantially all of the
assets of the Corporation, of any compulsory share exchange whereby the Common Stock is
converted into other securities, cash or property or (E) the Corporation shall authorize the
voluntary or involuntary dissolution, liquidation or winding up of the affairs of the
Corporation, then, in each case, the Corporation shall cause to be filed at each office or
agency maintained for the purpose of conversion of this Series A Preferred Stock, and shall
cause to be delivered to each Holder at its last address as it shall appear upon the stock
books of the Corporation, at least 20 calendar days prior to the applicable record or
effective date hereinafter specified, a notice stating (x) the date on which a record is to
be taken for the purpose of such dividend, distribution, redemption, rights or warrants, or
if a record is not to be taken, the date as of which the holders of the Common Stock of
record to be entitled to such dividend, distributions, redemption, rights or warrants are to
be determined or (y) the date on which such reclassification, consolidation, merger, sale,
transfer or share exchange is expected to become effective or close, and the date as of
which it is expected that holders of the Common Stock of record shall be entitled to
exchange their shares of the Common Stock for securities, cash or other property deliverable
upon such reclassification, consolidation, merger, sale, transfer or share exchange,
provided that the failure to deliver such notice or any defect therein or in the delivery
thereof shall not affect the validity of the corporate action required to be specified in
such notice.

     Section 8. Miscellaneous.

     a) Notices. Any and all notices or other communications or deliveries to be provided
by the Holders hereunder including, without limitation, any Notice of Conversion, shall be in
writing and delivered personally, by facsimile, or sent by a nationally recognized overnight
courier service, addressed to the Corporation, at 100 Saw Mill Road, Danbury, Connecticut 06810,
facsimile number (203) 796-5002, or such other facsimile number or address as the Corporation may
specify for such purposes by notice to the Holders delivered in accordance with this Section. Any
and all notices or other communications or deliveries to be provided by the Corporation hereunder
shall be in writing and delivered personally, by facsimile, or sent by a nationally recognized
overnight courier service addressed to each Holder at the facsimile number or address of such
Holder appearing on the books of the Corporation, or if no such facsimile number or address appears
on the books of the Corporation, at the principal place of business of such Holder. Any notice or
other communication or deliveries hereunder shall be deemed given and effective on the earliest of
(i) the date of transmission, if such notice or communication is delivered via facsimile at the
facsimile number specified in this Section prior to 5:30 p.m. (New York City time) on any date,
(ii) the date immediately following the date of transmission, if such notice or communication is
delivered via facsimile at the facsimile number specified in this Section between 5:30 p.m. and
11:59 p.m. (New York City time) on any date, (iii) the second

12

 

Business Day following the date of
mailing, if sent by nationally recognized overnight courier service, or (iv) upon actual receipt by
the party to whom such notice is required to be given.

     b) Lost or Mutilated Series A Preferred Stock Certificate. If a Holder’s Series A
Preferred Stock certificate shall be mutilated, lost, stolen or destroyed, the Corporation shall
execute and deliver, in exchange and substitution for and upon cancellation of a mutilated
certificate, or in lieu of or in substitution for a lost, stolen or destroyed certificate, a new
certificate for the shares of Series A Preferred Stock so mutilated, lost, stolen or destroyed, but
only upon receipt of evidence of such loss, theft or destruction of such certificate, and of the
ownership thereof, reasonably satisfactory to the Corporation and, in each case, customary and
reasonable indemnity, if requested. Applicants for a new certificate under such circumstances shall
also comply with such other reasonable regulations and procedures and pay such other reasonable
third-party costs as the Corporation may prescribe.

     c) Waiver. Any waiver by the Corporation or a Holder of a breach of any provision of
this Certificate of Designation shall not operate as or be construed to be a waiver of any other
breach of such provision or of any breach of any other provision of this Certificate of Designation
or a waiver by any other Holders. The failure of the Corporation or a Holder to insist upon strict
adherence to any term of this Certificate of Designation on one or more occasions shall not be
considered a waiver or deprive that party (or any other Holder) of the right thereafter to insist
upon strict adherence to that term or any other term of this Certificate of Designation. Any waiver
by the Corporation or a Holder must be in writing.

     d) Severability. If any provision of this Certificate of Designation is invalid,
illegal or unenforceable, the balance of this Certificate of Designation shall remain in effect,
and if any provision is inapplicable to any Person or circumstance, it shall nevertheless remain
applicable to all other Persons and circumstances. If it shall be found that any interest or other
amount deemed interest due hereunder violates the applicable law governing usury, the applicable
rate of interest due hereunder shall automatically be lowered to equal the maximum rate of interest
permitted under applicable law.

     e) Next Business or Trading Day. Whenever any payment or other obligation hereunder
shall be due on a day other than a Business Day or a Trading Day, such payment shall be made on the
next succeeding Business Day or Trading Day, as the case may be.

     f) Headings. The headings contained herein are for convenience only, do not
constitute a part of this Certificate of Designation and shall not be deemed to limit or affect any
of the provisions hereof.

     g) Status of Converted Series A Preferred Stock. If any shares of Series A Preferred
Stock shall be converted or reacquired by the Corporation, such shares shall resume the status of
authorized but unissued shares of preferred stock and shall no longer be designated as Series A
Preferred Stock.

13

 

********************

     IN WITNESS WHEREOF, the Corporation has caused this Certificate of Designation to be signed by
its duly authorized officer this 17th day of May 2011.

	 	 	 	 	 
	 	BIODEL INC.

 	 
	 	By  	/s/
Gerard Michel
	 	 	Name:  	Gerard Michel 	 
	 	 	Title:  	Chief Financial Officer, VP Corporate
Development
and Treasurer

14

 

	 	 	 	 	 

ANNEX A

NOTICE OF CONVERSION

(TO BE EXECUTED BY THE REGISTERED HOLDER IN ORDER TO

CONVERT SHARES OF SERIES A PREFERRED STOCK)

The undersigned Holder hereby irrevocably elects to convert the number of shares of Series A
Convertible Preferred Stock indicated below, represented by stock certificate No(s).
_______________ (the “Preferred Stock Certificates”), into shares of common stock, par
value $0.01 per share (the “Common Stock”), of Biodel Inc., a Delaware corporation (the
“Corporation”), as of the date written below. If securities are to be issued in the name of
a person other than the undersigned, the undersigned will pay all transfer taxes payable with
respect thereto. Capitalized terms utilized but not defined herein shall have the meaning ascribed
to such terms in that certain Certificate of Designation of Preferences, Rights and Limitations of
Series A Convertible Preferred Stock (the “Certificate of Designation”) filed by the
Corporation on May  , 2011.

As of the date hereof, the number of shares of Common Stock beneficially owned by the undersigned
Holder (together with such Holder’s Affiliates, and any other Person whose beneficial ownership of
Common Stock would be aggregated with the Holder’s for purposes of Section 13(d) of the Exchange
Act and the applicable regulations of the Commission, including any “group” of which the Holder is
a member), including the number of shares of Common Stock issuable upon conversion of the Series A
Preferred Stock subject to this Notice of Conversion, but excluding the number of shares of Common
Stock which are issuable upon (A) conversion of the remaining, unconverted Series A Preferred Stock
beneficially owned by such Holder or any of its Affiliates, and (B) exercise or conversion of the
unexercised or unconverted portion of any other securities of the Corporation (including any
warrants) beneficially owned by such Holder or any of its Affiliates that are subject to a
limitation on conversion or exercise similar to the limitation contained in Section 6(c) of the
Certificate of Designation, is _______________. For purposes hereof, beneficial ownership shall be
calculated in accordance with Section 13(d) of the Exchange Act and the applicable regulations of
the Commission. In addition, for purposes hereof, “group” has the meaning set forth in Section
13(d) of the Exchange Act and the applicable regulations of the Commission.

Conversion calculations:

     Date to Effect Conversion: _______________

     Number of shares of Series A Preferred Stock owned prior to Conversion: _______________

     Number of shares of Series A Preferred Stock to be Converted: _______________

     Number of shares of Common Stock to be Issued: _______________

Address for delivery of physical certificates: ________________________________________

Or for DWAC Delivery:

     DWAC Instructions:

               Broker no: _______________

               Account no: _______________

	 	 	 	 	 
	 	[HOLDER]

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 	 	Date: 	 	 

A-1exv10w62

Exhibit 10.62

Confidential Treatment Requested by

Applied Materials, Inc.

SETTLEMENT AGREEMENT

     This Settlement Agreement (the “Agreement”) is made and entered into as of November 1, 2010
(“Effective Date”) by and between Samsung Electronics Co., Ltd., a corporation organized under the
laws of Korea (“Samsung”) and Applied Materials, Inc., a Delaware corporation (“Applied”). Samsung
and Applied are hereinafter also referred to, collectively, as the “Parties” and individually as a
“Party.”

     WHEREAS, Samsung has raised a number of concerns and claims relating to the alleged
acquisition, misappropriation, use, and disclosure of Samsung confidential semiconductor
information relating to the facts and circumstances alleged or asserted in the Pending Proceedings;

     WHEREAS, the Parties desire to eliminate the risks associated with possible future litigation
and to compromise, settle, and release all known and unknown civil claims between them relating to
the alleged facts and circumstances of the Pending Proceedings as of the Effective Date, but
excluding the claims for criminal proceedings against the individual defendants such as claims in
the Pending Proceedings; and to otherwise agree as set forth in, and pursuant to the terms and
conditions of, this Agreement;

     WHEREAS, the terms of this Agreement shall be separate from and not affect the terms of any
existing or future purchasing agreements between the Parties as set forth in Section 6.1; and

     WHEREAS, the terms of this Agreement shall be separate from and not affect criminal
proceedings against the individual defendants including but not limited to the current criminal
proceedings against the individual defendants charged in the Pending Proceedings, and the status
and outcome of the Pending Proceedings shall not affect the performance obligations hereunder, and
the effectiveness and enforceability of this Agreement, as set forth in Section 3.6.

     NOW, THEREFORE, in consideration of the mutual covenants, agreements, releases, immunities,
and other rights and obligations set forth herein, the Parties hereby agree to settle all issues
and claims as described below under the following terms and conditions:

ARTICLE I

Definitions

In addition to the terms defined in other parts of this Agreement, the following terms used herein
with initial capital letters shall have the respective meanings specified in this Article I.

     1.1 Affiliate. The term “Affiliate” means an entity (1) that is a Parent or
Subsidiary of a Party, or (2) that Controls, is Controlled by, or is under common Control of a
Party, but only so long as such Control exists.

 

 

     1.2 Applied Release Persons. The term “Applied Release Persons” means and includes
Applied, Applied’s Subsidiaries (including but not limited to AMK), Affiliates, divisions, business
units, predecessors, successors and assigns, and each of their past, present or future officers,
directors, employees, representatives, agents, principals, partners, insurers, accountants,
attorneys, beneficiaries and stockholders.

     1.3 Company Transaction. The term “Company Transaction” means, with respect to
Applied or Samsung, (a) any acquisition by a third Person not an Affiliate of such Party, of all or
substantially all of the assets (including the exclusive license of all or substantially all of the
intellectual property) of Applied or Samsung, as applicable, (b) any merger, consolidation,
amalgamation or other corporate reorganization or business transaction (or series of transactions)
(including the transfer of outstanding shares of such Party, as applicable) as a result of which a
third Person not an Affiliate of such Party acquires, directly or indirectly, at least a majority
of the outstanding voting power of Applied or Samsung, as applicable.

     1.4 Control. The term “Control” (including “Controlled” and other forms) of an entity
means (1) either (A) beneficial ownership (whether direct, or indirect through Controlled entities
or other means) of more than fifty percent (50%) of the outstanding voting securities of that
entity or (B) in the case of an entity that has no outstanding voting securities, having the right
(directly or indirectly) to more than fifty percent (50%) of the profits of the entity, or having
the right (directly or indirectly) in the event of dissolution to more than fifty percent (50%) of
the assets of the entity; or (2) having the contractual power (directly or indirectly) presently to
designate more than fifty percent (50%) of the directors of a corporation, or in the case of
unincorporated entities, of individuals exercising similar functions. (By way of example only, a
company has indirect Control of a Subsidiary of its Subsidiary).

     1.5 Fiscal Year. The term “Fiscal Year” means Applied Materials’ fiscal year which
ends on the last Sunday of October of each calendar year. For the purposes of this Agreement,
Fiscal Year 2011 shall start on the Effective Date and end on the last Sunday of October 2011.

     1.6 Parent. The term “Parent” means any entity which Controls a Party, but such entity
shall be deemed to be a Parent only so long as such Control exists.

     1.7 Pending Proceedings. The term “Pending Proceedings” means Case Nos. 2010 GoHap43
and 2010 GoHap44, pending in the Seoul Eastern District Court, Korea.

     1.8 Person. The term “Person” means any person or entity, whether an individual,
corporation, partnership, limited partnership, limited liability company, trust, foundation,
unincorporated organization, business association, firm, joint venture, or other legal entity.

     1.9 Samsung Release Persons. The term “Samsung Release Persons” means and includes
Samsung, Samsung’s Subsidiaries (including but not limited to Samsung Semiconductor, Inc. and
Samsung Electronics America, Inc.), Affiliates, divisions, business units, predecessors, successors
and assigns, and each of their past, present or future officers,
directors, employees, representatives, agents, principals, partners, insurers, accountants,
attorneys, beneficiaries and stockholders.

2

 

     1.10 Subsidiary. The term “Subsidiary” means any entity Controlled by a Party, but
such entity shall be deemed to be a Subsidiary only so long as such Control exists.

ARTICLE II

Commercial Terms

As an integral part of the overall consideration received and exchanged by the Parties under this
Agreement, the Parties agree to the following special incentive terms to be applied to future
purchases of Applied semiconductor products and services by Samsung and its Affiliates:

     2.1 Application of Pricing Incentives. The pricing incentives in this Agreement shall
be offered for semiconductor products and services of Applied and its Affiliates purchased by
Samsung and its Affiliates during a term of approximately three years (the “Term”) beginning on the
Effective Date, and ending on the last day of Applied’s Fiscal Year 2013, October 27, 2013, except
as otherwise explicitly set forth in this Agreement.

     2.2 Cash Rebate / Discount — Volume-Based ***. Samsung will receive a cash rebate
*** (excluding ***) during each Fiscal Year of the Term in such amounts and on such terms as are
set forth in Exhibit A, Cash Rebate / Discount — Volume-Based ***, attached hereto.

     2.3 Application Penetrations.

          (a) In addition to those applications already agreed upon by the Parties, the Parties will
agree on a list of “Agreed Applications” for penetration during the Term, which comprise Applied
applications that have not been previously qualified for production at Samsung.

          (b) For each Agreed Application, Samsung may request and Applied shall deliver an initial
system to be evaluated by Samsung under an evaluation agreement to be agreed upon between the
Parties ***. In the event that Samsung qualifies an Agreed Application for production ***, and
Applied receives payment from Samsung or its Affiliates *** for the same type of Agreed
Application, then Samsung may issue a purchase order and Applied shall deliver *** for that Agreed
Application ***. Samsung may issue purchase orders with this procedure *** under this Application
Penetration program during the Term. *** If Samsung has not issued purchase orders *** for
application penetrations during the Term, then Applied agrees to permit Samsung, for a reasonable
period of time after the Term, to issue purchase orders *** for application penetrations in
accordance with the terms and procedure set forth in this Section 2.3.

     2.4 Joint Developments.

          (a) Applied will provide Samsung with *** “JDA Special Systems” *** during the Term. The JDA
Special Systems must be configured for mutually agreed upon applications that ***.

***   Information has been omitted and filed separately with the Securities and Exchange Commission.
Confidential treatment has been requested with respect to the omitted portions.

3

 

          (b) Prior to and as a condition of the delivery by Applied of a JDA Special System, Applied
and Samsung will execute a joint development, beta evaluation, demonstration or other appropriate
agreement. Some of the work pursuant to the appropriate agreement *** or the ***. If the Parties
fail to agree to the terms of a joint development, beta evaluation or other appropriate agreement
for a JDA Special System, such agreement shall be on terms similar to those previously entered into
by the Parties with respect to comparable application and product release stages.

          (c) At or prior to the close of the joint development, evaluation or demonstration period for
a JDA Special System, if Samsung ***, then Applied will transfer title to and complete ownership of
the JDA Special System to Samsung ***. In all other respects, the rights and obligations of the
Parties with respect to JDA Special Systems shall be as set forth in the applicable joint
development, beta evaluation, demonstration or other agreement. For any given application, Samsung
may qualify for the incentive described within either Section 2.3 or Section 2.4, but not both. If
Samsung has not entered into appropriate agreements with respect to *** JDA Special Systems during
the Term, then Applied agrees to permit Samsung to enter into appropriate agreements for *** JDA
Special Systems in accordance with the terms and procedure set forth in this Section 2.4 after the
Term.

     2.5 Samsung Engineering Support.

          (a) ***. During the Term, Samsung or its Affiliates shall ***, all of which are ***
after the Effective Date. *** is attributable to a difficulty with the system for which Applied is
responsible, and in such event, Samsung shall notify Applied of ***.

          (b) ***. Applied will provide Samsung and its Affiliates with *** in credit, during
the Term, to be used toward the purchase of *** upgrades of systems shipped after the Effective
Date. The credit shall be consumed at an amount mutually agreed upon by the Parties applicable to
the *** upgrades or as otherwise identified by Applied in writing corresponding to *** upgrades
performed by Applied. If Samsung has not used *** in credit for *** and upgrades of systems during
the Term, then Applied agrees to permit Samsung to obtain *** upgrades of systems with *** in
accordance with the terms and procedure set forth in this Section 2.5 (b) after the Term.

          (c) *** Parts. Applied will provide Samsung and its Affiliates with *** in credit,
during the Term, to be used toward the purchase of *** parts for systems shipped after the
Effective Date. The credit shall be consumed during the Term at an amount mutually agreed upon by
the Parties applicable to the *** parts or as otherwise identified by Applied in writing
corresponding to *** parts shipped by Applied. If Samsung has not used *** in credit toward the
purchase of *** parts for systems during the Term, then Applied agrees to permit Samsung to
obtain *** parts for systems with *** in accordance with the terms and procedure set forth in
this section 2.5 (c) after the Term.

     2.6 Energy Cost Reduction Systems. During the Term, Samsung or its Affiliates may
issue purchase orders for *** for a price of ***.

***   Information has been omitted and filed separately with the Securities and Exchange Commission.
Confidential treatment has been requested with respect to the omitted portions.

4

 

     2.7 Software. At Samsung’s request during the Term, Applied will provide Samsung with
***, pursuant to the terms and conditions of the existing Software License Agreement No. ***
between Samsung and Applied, for the *** software, for which Applied has not yet received purchase
orders from Samsung or its Affiliates as of the Effective Date.

     2.8 General Terms. For products subject to this Agreement, the terms of this
Agreement control and supersede all other agreements. If this Agreement does not establish general
terms and conditions for the purchase of Applied semiconductor products and services, then the
provisions of the *** (the “General Terms”), shall apply to purchases by Samsung or its Affiliates.

ARTICLE III

Subject to the execution and delivery of the Binding Commitment Letter attached as Exhibit B, and
*** Letter attached as Exhibit C, and as an integral part of the overall consideration received and
exchanged by the Parties under the Agreement and their rights and obligations hereunder, including
the Binding Commitment, the Parties further agree as follows:

Releases

     3.1 Release by Applied. Applied, on behalf of itself and the Applied Release Persons,
hereby irrevocably releases, acquits, and forever discharges the Samsung Release Persons from any
and all manner of actions, demands, claims, causes of action, suits, appeals, damages, demands,
debts, liabilities, losses, accounts, costs and expenses of any nature whatsoever, asserted or
unasserted, known or unknown, fixed or contingent, accrued or unaccrued, liquidated or otherwise,
and whether based on contract, tort, fraud, or any other legal or equitable theory under the law,
whether common, constitutional, statutory, international, or of any jurisdiction, foreign or
domestic (collectively “Claims”) by reason of any and all matters from the beginning of time to the
Effective Date, arising directly or indirectly, or in whole or in part, from any activities, action
or conduct by any Samsung Release Persons, relating to the facts and circumstances alleged or
asserted in the Pending Proceedings.

     3.2 Release by Samsung. Samsung, on behalf of itself and the Samsung Release Persons,
hereby irrevocably releases, acquits, and forever discharges the Applied Release Persons from any
and all manner of Claims, excluding the claims for criminal proceedings against individual
defendants such as claims in the Pending Proceedings and appeals unless agreed otherwise, by reason
of any and all matters from the beginning of time to the Effective
Date, arising directly or indirectly, or in whole or in part, from any activities, action or
conduct by any Applied Release Persons, relating to the facts and circumstances alleged or asserted
in the Pending Proceedings.

***   Information has been omitted and filed separately with the Securities and Exchange Commission.
Confidential treatment has been requested with respect to the omitted portions.

5

 

     3.3 Releases Shall Remain Effective. Each of Applied and Samsung acknowledges that,
after entering into this Agreement, they may discover facts different from, or in addition to,
those they now believe to be true with respect to the conduct of the other Party. Each of Applied
and Samsung intends that the releases and discharges set forth in this Article III shall be, and
shall remain, in effect in all respects as written, notwithstanding the discovery of any different
or additional facts relating to the facts and circumstances alleged or asserted in the Pending
Proceedings.

     3.4 Waiver of California Civil Code § 1542. Each Party, on behalf of itself and its
Affiliates, hereby irrevocably and forever expressly waives and relinquishes all rights and
benefits such Party and/or its Affiliates, may have arising under California Civil Code Section
1542 and all similar rights and benefits under the laws or rules of any other applicable
jurisdiction with respect to the release granted by such Party under Section 3.1 or 3.2 (as
applicable). Each Party understands that Section 1542 provides that:

A GENERAL RELEASE DOES NOT EXTEND TO CLAIMS WHICH THE CREDITOR DOES NOT KNOW OR
SUSPECT TO EXIST IN HIS OR HER FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH IF
KNOWN BY HIM OR HER MUST HAVE MATERIALLY AFFECTED HIS OR HER SETTLEMENT WITH THE
DEBTOR.

Thus, notwithstanding the provisions of Section 1542, and for the purpose of implementing a full
and complete release and discharge, the Parties expressly acknowledge that this Agreement is
intended to include in its effect, without limitation, claims and causes of action which they do
not know of or suspect to exist in their favor at the time of execution hereof and that this
Agreement contemplates extinguishment of all such claims and causes of action. Each Party
acknowledges that it has been fully informed by its counsel concerning the effect and import of
this Agreement under California Civil Code Section 1542 and similar laws or rules of any other
applicable jurisdiction.

     3.5 Certain Exclusions. Notwithstanding anything to the contrary in this Agreement,
the releases set forth in this Article III shall not be construed as (a) releasing any Party from
any obligation set forth in this Agreement, or (b) releasing any Party from any contractual
obligations existing as of the Effective Date between the Parties other than obligations arising
from or related to the treatment, management, protection, acquisition, misappropriation, use, or
disclosure of confidential information and/or trade secrets relating to the facts and circumstances
alleged or asserted in the Pending Proceedings.

     3.6 No Influence. This Agreement is entered into in order to compromise and settle
disputed civil claims, excluding the claims for criminal proceedings against the individual
defendants, such as the claims in the Pending Proceedings.

     The terms of incentive of Article II and release of Article III of this Agreement shall be
separate from and not affect criminal proceedings against the individual defendants, including but
not limited to the current criminal proceedings against the individual defendants charged in the
Pending Proceedings, and the status and outcome of the Pending Proceedings shall not affect the
performance obligations hereunder, and the effectiveness and enforceability of this Agreement.

6

 

ARTICLE IV

Warranties

     4.1 Each Party represents and warrants, on behalf of itself and its Affiliates, to the other
Party that (a) such Party has all requisite corporate power and authority to execute and deliver
this Agreement, to grant the releases and discharges, make the covenants, and consummate the
transactions contemplated by, this Agreement, and otherwise to carry out the provisions of this
Agreement, (b) the execution, delivery and performance by such Party and its Affiliates have been
approved by all requisite action on the part of such Party and its Affiliates, and no other
corporate act or proceeding on the part of such Party is necessary to authorize this Agreement, and
(c) the execution, delivery and performance of this Agreement by such Party and its Affiliates,
including, but not limited to, the granting of the releases and discharges contemplated hereby, do
not and will not conflict with, violate or result in any breach of any provision of any license,
agreement, contract, understanding, arrangement, commitment or undertaking of any nature (whether
written or oral) to which such Party is a party.

     4.2 Each Party represents and warrants, on behalf of itself and its Affiliates, to the other
Party that, as of the Effective Date, neither such Party nor any of its Affiliates have directly or
indirectly assigned, sold, transferred, encumbered, or purported to assign, sell, transfer, or
encumber any rights or interests with respect to any Claim, or any right(s) underlying any Claim
that it had, has, or may have against the other Party or its Affiliates to any third party or
otherwise structured its affairs in a manner so as to avoid the release of all such Claims pursuant
to this Agreement.

ARTICLE V

Notices and Other Communications

     5.1 Any notice or other communication required or permitted under this Agreement shall be
given in writing, refer to this Agreement and will be deemed given: (a) when delivered personally;
(b) when sent by confirmed facsimile; or (c) three (3) business days after deposit with an
internationally recognized commercial overnight carrier specifying next-day delivery, with written
verification of receipt. All such notices, requests, demands and other communications shall be
addressed as follows:

	 	 	 
	If
to Applied:	 	If to Samsung:
	General Counsel

	 	Chief Legal Officer
	Applied Materials, Inc.

	 	Samsung Electronics Co., Ltd.
	3050 Bowers Avenue

	 	Samsung Electronics Building
	Santa Clara, CA 95054

	 	1320-10, Seocho 2-dong, Seocho-gu
	 

	 	Seoul, Korea 137-965

7

 

or to such other address or facsimile number as a Party may have specified to the other Party in
writing delivered in accordance with this Article.

ARTICLE VI

Miscellaneous Terms

     6.1 As the purpose of this Agreement is to settle civil claims relating to the alleged facts
and circumstances of the Pending Proceedings, but excluding the claims for criminal proceedings
against the individual defendants such as claims in the Pending Proceedings, this Agreement shall
be separate from and not affect any existing or future commercial negotiations and terms of
purchasing agreements between the Parties except for the implementation of the special incentives
set forth under this Agreement.

     6.2 Applied and Samsung shall comply with the terms of the Binding Commitment which is
incorporated as a part of this Agreement and is attached for reference hereto as Exhibit “B”. A
*** Letter is incorporated as part of this Agreement and is attached for reference hereto as
Exhibit “C”.

     6.3 No Assignments. Neither Party may assign, delegate or otherwise transfer any of
its rights or obligations under this Agreement to any other Person without the prior written
consent of the other Party, provided that each Party may assign this Agreement and all of its
rights and obligations hereunder without such consent to the surviving or acquiring entity in the
event of a Company Transaction involving such Party as long as such assignee party expressly
assumes, in a writing delivered to the non-assigning Party, this Agreement. Any purported or
attempted assignment, delegation or other transfer of any rights or obligations under this
Agreement in contravention of the foregoing sentence shall be deemed a breach of this Agreement and
shall be null and void.

     6.4 Successors and Assigns. This Agreement shall be binding upon and shall inure to
the benefit of the Parties and their respective successors and, subject to Section 6.3, permitted
assigns. Each Person released pursuant to Sections 3.1 and 3.2 shall be an express, third party
beneficiary of the provisions of Sections 3.1 and 3.2, entitled to enforce and seek enforcement of
such provisions and use the release provided for therein as a defense to any released Claim.

     6.5 No Third Party Beneficiaries. Except as expressly provided for herein, this
Agreement is not meant to provide any rights to or create any obligations of any Person other than
the Parties.

     6.6 Relationship of the Parties. In the exercise of their respective rights, and the
performance of their respective obligations, hereunder, the Parties are and will remain independent
contractors. Nothing in this Agreement will be construed to constitute the Parties as

*** Information has been omitted and filed separately with the Securities and Exchange Commission.
Confidential treatment has been requested with respect to the omitted portions.

8

 

an association, partnership, joint venture, or principal and agent for any purpose
whatsoever. Neither Party will bind, or attempt to bind, the other Party or its representatives to
any contract or other obligation in any way, and neither Party will represent to any third party
that it is authorized to act on behalf of the other Party.

     6.7 Governing Law. This Agreement will be governed by and construed in accordance
with the laws of the State of California, United States of America, without application of any
choice-of-law or conflict-of-law provision or rule (whether of the State of California or any other
jurisdiction) that would require the application of the laws of any jurisdiction other than the
State of California.

     6.8 Jurisdiction and Venue. Any legal action, suit or proceeding arising under, or
relating to, this Agreement, shall be brought in the United States District Court for the Central
District of California, and each Party agrees that any such action, suit or proceeding may be
brought only in that court. Each Party further waives any objection to the laying of venue for any
such suit, action or proceeding in that court.

     6.9 Language. This Agreement is executed in the English language only, and no
translation shall have any legal effect.

     6.10 Section References; Titles and Subtitles. The titles, captions and headings of
this Agreement are inserted for convenience of reference only and are not intended to affect the
meaning or interpretation of this Agreement. The recitals to this Agreement are intended to be a
part of and affect the meaning and interpretation of this Agreement.

     6.11 Entire Agreement. This Agreement constitutes the full and entire understanding
and agreement between the Parties with regard to the subject matter hereof, and, except as
specifically provided for herein, supersedes any and all prior negotiations, communications,
representations, warranties, understandings or agreements, either oral or written, between the
Parties with respect to such subject matter. Notwithstanding the foregoing, the provisions of the
General Terms shall not be superseded and shall apply to any future purchases of Applied
semiconductor products and services by Samsung or its Affiliates, including, but not limited to,
purchases pursuant to Article II of this Agreement.

     6.12 Amendment. This Agreement may not be modified or amended except by a written
instrument signed by authorized legal representatives of both Parties.

     6.13 No Waiver. Any waiver of the provisions of this Agreement or of a Party’s rights
or remedies under this Agreement must be in writing to be effective. Failure, neglect or delay by
a Party to enforce the provisions of this Agreement or its rights or remedies at any time will not
be construed and will not be deemed to be a waiver of such Party’s rights under this Agreement and
will not in any way affect the validity of the whole or any part of this Agreement or prejudice
such Party’s right to take subsequent action.

     6.14 Expenses. Each Party will bear its own costs and expenses, including, but not
limited to, fees and expenses of legal counsel and other representatives used or hired in
connection with the Pending Proceedings and the transactions described in this Agreement.

9

 

     6.15 Severability. If any provision in this Agreement is found or held to be invalid
or unenforceable, then the meaning of such provision will be construed, to the extent feasible, so
as to render the provision enforceable and still achieve the Parties’ intent in entering into this
Agreement, and if no feasible interpretation would save such provision, it will be severed from the
remainder of this Agreement, which will remain in full force and effect. In such event, the Parties
will use all reasonable efforts to negotiate in good faith a substitute, valid and enforceable
provision or agreement which most nearly effectuates the Parties’ intent in entering into this
Agreement.

     6.16 Construction. Each Party confirms that it and its respective counsel have
reviewed, negotiated and adopted this Agreement as the agreement and understanding of the Parties
hereto and the language used in this Agreement shall be deemed to be the language chosen by the
Parties hereto to express their mutual intent. Neither Party shall be considered to be the drafter
of this Agreement or any of its provisions for the purpose of any statute, case law, or rule of
interpretation or construction that would, or might cause, any provision to be construed against
such Party.

     6.17 Execution. This Agreement may be executed and delivered in counterparts, each of
which so executed will be deemed to be an original and such counterparts together will constitute
one and the same agreement. Execution and delivery of this Agreement by exchange of facsimile
copies bearing the facsimile signature of a Party shall constitute a valid and binding execution
and delivery of this Agreement by such Party.

     6.18 Confidentiality of Terms. Neither
Party shall (and shall ensure that none of its Affiliates shall) disclose the terms of this
Agreement to any third Person without the prior written consent of the other Party, except that
either Party may disclose the terms and conditions of this Agreement (a) in confidence, to its
legal counsel, accountants, auditors, investment bankers and other professional advisors in
connection with their services to such Party, (b) as required by any court or governmental
authority, (c) as required by any applicable law or regulation, including US securities laws, or
the applicable rules or regulations of any securities exchange on which any of such Party’s
securities are or will be listed (in either case, as determined by such Party upon advice of
counsel), (d) in connection with the enforcement of this Agreement, (e) in confidence, to existing
or potential investors, lenders, underwriters and other financing parties and their advisors, and
(f) in confidence, to actual or potential acquirers and their representatives in connection with a
contemplated Company Transaction. In the event of a proposed disclosure in accordance with the
foregoing subparagraph (b) or (c), the Party intending to disclose shall (i) promptly notify the
other Party of its intent to make such disclosure and provide the substance thereof, (ii) redact
and/or seek a protective order or confidential treatment from the tribunal or governmental agency
covering all financial terms and such other terms as agreed by the Parties after conferring in good
faith and consistent with applicable law, and (iii) disclose or file the minimum information and/or
documents necessary to comply with the applicable law, legal process or court order (as determined
by the disclosing Party upon advice of counsel). Neither Party shall (and shall ensure that none of
its Affiliates shall) originate any publicity, news release, statement on the Internet (including
on any website or blog), or other

10

 

public announcement, whether written or oral, relating to this Agreement or its terms without
the prior written approval of the other Party, except as otherwise required by law.

     The Parties acknowledge that the covenants contained in this Section are material provisions
of the Agreement and that breach of this provision shall constitute a material breach of this
Agreement. The Parties further acknowledge and expressly understand that this confidentiality
provision is valuable consideration for the other terms, promises, and conditions contained in this
Agreement.

IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed and delivered by their
respective duly authorized representatives as of the Effective Date.

	 	 	 	 	 	 	 

	APPLIED MATERIALS, INC. 	 	SAMSUNG ELECTRONICS CO., LTD.
	 
	By: 	 /s/ Michael R. Splinter	 	By: 	
/s/ ***
	 	Name: 	 Michael R. Splinter	 	 	Name: 	       ***
	 	Title:	 Chairman and CEO	 	 	Title:	      President, Semiconductor
Business

 

			
	***	 	Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

11

 

Exhibit A

Cash Rebate / Discount — Volume-Based ***

	1)	 	Samsung will receive a rebate *** purchases (excluding ***) based upon the amount purchased
by Samsung and its Affiliates ***. For purposes of calculating the rebate, the amount
purchased by Samsung will be deemed to mean shipments *** and shipments that ***, provided
that Applied has received a purchase order from Samsung for such shipments *** and that
Applied has received payment in full from Samsung for such shipments ***.
	 
	2)	 	Applied will calculate the rebate ***. Based upon Samsung’s total purchases of Applied ***
(excluding ***) during the Fiscal Year, Applied will pay to Samsung a cash rebate ***.

	 	 	 
	Samsung *** Purchases	 	Rebate
	***

	 	***
	 
	 	 
	***

	 	***
	 
	 	 
	***

	 	***
	 
	 	 
	***

	 	***

	1)	 	Sample Calculation. If Samsung’s *** purchase volume were ***, then the applicable
rebate would be ***.

	2)	 	Applied shall calculate and pay any rebate to Samsung *** and after shipment of the *** that
qualified for a rebate for which Applied has received payment in full from Samsung. Applied’s
payment obligation shall be ***, in accordance with the General Terms, or such other
arrangements as may be agreed to by the Parties. Any *** in accordance with the General
Terms.

***   Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

12

 

	 	 	 	 	 

	

Exhibit B
	 	
	 	APPLIED MATERIALS®

***

***

***

3050 Bowers Avenue

Mail Stop 1250

P.O. Box 58039

Santa Clara, CA 94052-8039.

***

***

***

***

***

***

Samsung Electronics Co., Ltd.

***

***

***

	Re: Binding Commitment

Dear ***,

     As we discussed, Samsung has raised a number of concerns and claims relating to the alleged
acquisition, misappropriation, use, and disclosure of Samsung confidential semiconductor
information relating to the facts and circumstances alleged or asserted in the Pending Proceedings
(as defined below). Applied and its subsidiaries have acquired and will acquire Samsung
Confidential Information (as defined below) ***. In order to enhance mutual cooperation and avoid
any disputes or issues that may arise with respect to the safeguarding of Samsung Confidential
Information, Applied shall comply with the following policies, procedures and processes regarding
Samsung sites***.

     As a part of the Settlement Agreement entered into as of November 1, 2010 by and between
Samsung and Applied, Applied hereby commits to be bound and comply with the following terms
(“Binding Commitment”):

ARTICLE I 

Commitment

     1.1 Limits on Disclosure of Samsung Confidential Information.

          (a) Applied will not disclose Samsung Confidential Information to persons who are not members
of the Applied Workforce without Samsung approval. For the purposes of this Binding Commitment,
the “Applied Materials Workforce” is defined as Applied’s employees, subsidiaries, contractors,
representatives and consultants.

 

			
	***	 	Information has been omitted and filed separately with the Securities and Exchange
Commission. Confidential treatment has been requested with respect to the omitted portions.

1

 

          (b) Applied further agrees to limit disclosure of Samsung Confidential Information only: a)
*** set forth in this Binding Commitment; b) pursuant to a valid order of a court, administrative,
or government agency after providing Samsung an opportunity to defend, limit or protect against
such disclosure; or c) to such other persons or entities as authorized by Samsung.

     1.2 ***

     *** at that time. In the event that a member of the Applied Materials Workforce *** at that
time, Applied agrees to promptly notify *** at that time. Applied shall *** with respect to the
circumstances of ***, including whether it was ***.

     1.3 Definition of Samsung Confidential Information.

          (a) “Samsung Confidential Information” means *** information, in whatever form embodied, which
is disclosed in the future by Samsung to Applied which (a) if in writing, is marked “confidential”
or “proprietary”, or (b) if provided orally or visually, is identified as confidential at the time
of disclosure and confirmed in writing as confidential by Samsung to Applied *** of its initial
disclosure. *** to Applied that should *** or if *** that it *** then Applied *** as “Samsung
Confidential Information.”

          (b) “Samsung Confidential Information” does not include information that: 1) is or becomes a
matter of public knowledge without a breach by Applied of the obligations in this Binding
Commitment; 2) is rightfully received by Applied from a third party without restriction on
disclosure; 3) is in the possession of Applied prior to its disclosure by Samsung; or 4) is
independently developed by Applied. Applied’s duty to protect Samsung Confidential Information
shall expire *** from the date on which that Confidential Information was initially disclosed to
Applied, unless the Samsung and Applied have agreed, in writing, that a longer period of time for
confidentiality shall apply to particular information, and, in the case of that particular
information only, the longer period of time shall apply.

     1.4 Definition of Pending Proceedings

     The term “Pending Proceedings” means Case Nos. 2010 GoHap43 and 2010 GoHap44, pending in the
Seoul Eastern District Court, Korea.

ARTICLE II

Security Procedures

     2.1 Applied will instruct members of the Applied Materials Workforce to comply with Samsung
internal security procedures while in a Samsung facility. Applied will instruct members of the
Applied Materials Workforce to *** that contain *** which would prevent members of the Applied
Materials Workforce from *** to a third party. *** pursuant to Samsung security procedures will
involve *** or the like.

 

			
	***	 	Information has been omitted and filed separately with the Securities and Exchange
Commission. Confidential treatment has been requested with respect to the omitted portions.

2

 

     2.2 No security regulation employed by Samsung will violate the laws of Korea or the
United States. If Samsung *** then Samsung may *** the member of the Applied Materials Workforce
*** to Applied.

     Samsung agrees to provide to Applied, promptly after the signing of this Binding Commitment,
*** relating to *** with which Samsung wishes Applied to comply. Samsung agrees that the security
procedures with which it requests that Applied comply will be the same security procedures that
Samsung applies to other third parties.

     2.3 Applied agrees to provide members of the Applied Materials Workforce who *** as
appropriate.

ARTICLE III

Communication

     3.1 Applied agrees to *** as requested by Samsung, in order to: a) review *** b) review ***
Samsung Confidential Information; c) discuss requests by Samsung or Applied *** Samsung
Confidential Information, ***such as the *** of Samsung or Applied or ***.

ARTICLE IV

***

     4.1 If Samsung *** in which Applied *** of this Binding Commitment, Samsung will provide
written notice to Applied ***, including a ***. Any such notice shall be directed to: General
Counsel, Applied Materials, Inc., 3050 Bowers Avenue, Santa Clara, California 95054.

     Applied shall *** with the terms of the Binding Commitment to ***, after the completion of ***
which may include ***. If, within *** after the *** shall promptly *** agreed for *** terms of the
Binding Commitment *** of the Settlement Agreement. *** after the completion of the *** of the
Settlement Agreement.

ARTICLE V

Miscellaneous Terms

     5.1 This Binding Commitment does not create any partnership, joint venture or agency between
Samsung and Applied.

     5.2 This Binding Commitment (i) is the *** Samsung and Applied ***, and (ii) *** Samsung and
Applied ***.

     5.3 Samsung and Applied each acknowledges that the other may (i) engage from time to time in
discussions, evaluations, negotiations and/or transactions with other parties whose businesses may
be similar to or even competitive with the other company and (ii) be engaged or

 

			
	***	 	Information has been omitted and filed separately with the Securities and Exchange
Commission. Confidential treatment has been requested with respect to the omitted portions.

3

 

engaged in the future in the independent development of technologies similar to or even
competitive with those of the other company. Nothing in this Binding Commitment shall *** Samsung
and Applied ***, nor shall *** in any such *** Confidential Information.

Very truly yours,

***

***

 

			
	***	 	Information has been omitted and filed separately with the Securities and Exchange
Commission. Confidential treatment has been requested with respect to the omitted portions.

4

 

	 	 	 

	

Exhibit C

November 1, 2010

***

***

Samsung Electronics Co., Ltd.

***

***

***

	 	APPLIED MATERIALS®

***

***

***

3050 Bowers Avenue

***

P.O. Box 58039

Santa Clara, CA 94052-8039.

***

***

**

Dear ***,

     It is with *** that *** of Applied Materials, *** Samsung for the *** Applied Materials ***.
As a company, we are *** to be the *** for Samsung. We have ***, and I *** that we will continue
to do so in the future.

     Samsung and Applied Materials have shared a long and successful history of partnership on a
wide range of business and technical matters. We *** that will enable us to continue to support
Samsung and to work together productively. We ***, and we ***. Applied Materials is *** in our
company.

     Promptly after Applied Materials *** Samsung, we *** of this *** include***. The function of
*** is to *** with respect to ***, including *** is appropriate.

     At the direction of the *** Applied Materials ***, which ***for this ***.

     Applied Materials ***. Applied Materials has taken and will continue to take *** including
for ***.

     To further *** Applied Materials *** and strong support for Samsung going forward. Applied
Materials has also begun and will continue ***. We have already taken ***. We will *** in more
detail ***.

     Equally as important *** for Applied Materials ***. As part of *** we have undertaken
exceptional efforts for the benefit of Samsung ***, including *** to deliver the *** of Samsung’s
business and ***.

     In addition, *** agreement with Samsung by *** to Samsung that are *** to other ***, with the
details *** by Samsung and Applied Materials and set forth ***.

     We are ***. We recognize that *** for which we take *** that you will *** to achieve a ***.

     We are *** business in the future. *** that Samsung will ***.

Very truly yours,

***

***

cc:      ***

 

			
	***	 	Information has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions.

1

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00190-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00190-of-00352.parquet"}]]