Document:

Exhibit 10.12.2

 

FORM OF 

SPONSOR LOCK-UP AGREEMENT

 

THIS SPONSOR LOCK-UP AGREEMENT
(this “Agreement”) is dated as of January [•], 2022 by and between Abri Ventures I, LLC (the “Sponsor”)
and Abri SPAC I, Inc., a Delaware corporation (the “Parent”).

 

A. Parent, Abri Merger Sub
Inc., a Delaware corporation and wholly-owned subsidiary of the Parent, Apifiny Group Inc., a Delaware corporation (the “Company”)
and Erez Simha, solely in his capacity as representative, agent and attorney-in-fact of the Company Securityholders, entered into a Merger
Agreement dated as of January 27, 2022 (the “Merger Agreement”). Capitalized terms used, but not otherwise defined
herein, shall have the meanings ascribed to such terms in the Merger Agreement.

 

B. Pursuant to the Merger
Agreement, Parent will become the 100% stockholder of the Company.

 

C. The Sponsor is the record
and/or beneficial owner of certain shares of Parent Common Stock and Warrants entitling the Sponsor to purchase shares of Parent Common
Stock.

 

D. As a condition of, and
as a material inducement for the Parent and the Company to enter into and consummate the transactions contemplated by the Merger Agreement,
the Sponsor has agreed to execute and deliver this Agreement, which shall be effective as of the Closing Date of the Merger.

 

NOW, THEREFORE, for and in
consideration of the mutual covenants and agreements set forth herein, and other good and valuable consideration, the receipt and sufficiency
of which is hereby acknowledged, the parties, intending to be legally bound, agree as follows:

 

AGREEMENT

 

1. Lock-up.

 

(a) Subject to Section 1(b)
below, during the Lock-up Period, the Sponsor agrees that it, he or she will not offer, sell, contract to sell, pledge or otherwise dispose
of, directly or indirectly, any of the Lock-up Shares (as defined below), enter into a transaction that would have the same effect, or
enter into any swap, hedge or other arrangement that transfers, in whole or in part, any of the economic consequences of ownership of
the Lock-up Shares or otherwise, publicly disclose the intention to make any offer, sale, pledge or disposition, or to enter into any
transaction, swap, hedge or other arrangement, or engage in any Short Sales (as defined below) with respect to the Lock-up Shares.

 

(b) In furtherance of the foregoing,
during the Lock-up Period, the Parent will (i) place a stop order on all the Lock-up Shares, including those which may be covered by a
registration statement, and (ii) notify the Parent’s transfer agent in writing of the stop order and the restrictions on the Lock-up
Shares under this Agreement and direct the Parent’s transfer agent not to process any attempts by the Sponsor to resell or transfer
any Lock-up Shares, except in compliance with this Agreement.

  

(c) For purposes hereof, “Short
Sales” include, without limitation, all “short sales” as defined in Rule 200 of Regulation SHO under the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), and all types of direct and indirect stock pledges, forward
sale contracts, options, puts, calls, swaps and similar arrangements (including on a total return basis), and sales and other transactions
through non-U.S. broker dealers or foreign regulated brokers.

 

(d) The term “Lock-up
Period” means the date that is six (6) months after the Closing Date (as defined in the Merger Agreement).

 

     

     

    

 

2. Beneficial Ownership.
The Sponsor hereby represents and warrants that it beneficially owns, directly or through its nominees (as determined in accordance with
Section 13(d) of the Exchange Act, and the rules and regulations promulgated thereunder), [1,728,078] shares of Parent Common Stock (the
“Sponsor Shares”), and [294,598] Warrants (the “Sponsor Warrants”) entitling the Sponsor
to purchase [294,598] shares of Parent Common Stock (the “Sponsor Warrant Shares”). The Sponsor hereby represents
and warrants that it does not beneficially own, directly or through its nominees (as determined in accordance with Section 13(d) of the
Exchange Act, and the rules and regulations promulgated thereunder) any shares of Company Common Stock convertible into Parent Common
Stock pursuant to the Merger Agreement. For purposes of this Agreement, the Sponsor Shares and Sponsor Warrants beneficially owned by
the Sponsor, together with the Sponsor Warrant Shares and any other shares of Parent Common Stock, and including any securities convertible
into, or exchangeable for, or representing the rights to receive Parent Common Stock, if any, acquired during the Lock-up Period are collectively
referred to as the “Lock-up Shares,” provided, however, that such Lock-up Shares shall not include
shares of Parent Common Stock acquired by the Sponsor in open market transactions during the Lock-up Period.

 

Notwithstanding the foregoing,
and subject to the conditions below, the undersigned may transfer Lock-up Shares in connection with (a) transfers or distributions to
the Sponsor’s direct or indirect affiliates (within the meaning of Rule 405 under the Securities Act of 1933, as amended (the “Securities
Act”)) or to the estates of any of the foregoing; (b) transfers by bona fide gift to a member of the Sponsor’s immediate
family or to a trust, the beneficiary of which is the Sponsor or a member of the Sponsor’s immediate family for estate planning
purposes; (c) by virtue of the laws of descent and distribution upon death of the Sponsor; (d) pursuant to a qualified domestic relations
order, (e) transfers to the Parent’s officers, directors or their affiliates, (f) pledges of Lock-up Shares as security or collateral
in connection with a borrowing or the incurrence of any indebtedness by the Sponsor, provided, however, that such borrowing
or incurrence of indebtedness is secured by either a portfolio of assets or equity interests issued by multiple issuers, (g) transfers
pursuant to a bona fide third-party tender offer, merger, stock sale, recapitalization, consolidation or other transaction involving a
change of control of Parent; provided, however, that in the event that such tender offer, merger, recapitalization, consolidation
or other such transaction is not completed, the Lock-up Shares subject to this Agreement shall remain subject to this Agreement, (h) the
establishment of a trading plan pursuant to Rule 10b5-1 promulgated under the Exchange Act; provided, however, that such
plan does not provide for the transfer of Lock-up Shares during the Lock-up Period, (i) transfers to satisfy tax withholding obligations
in connection with the exercise of options to purchase shares of Parent Common Stock or the vesting of stock-based awards; and (j) transfers
in payment on a “net exercise” or “cashless” basis of the exercise or purchase price with respect to the exercise
of options to purchase shares of Parent Common Stock; provided, however, that, in the case of any transfer pursuant to the
foregoing (a) through (e) clauses, it shall be a condition to any such transfer that (i) the transferee/donee agrees to be bound by the
terms of this Agreement (including, without limitation, the restrictions set forth in the preceding sentence) to the same extent as if
the transferee/donee were a party hereto; and (ii) each party (donor, donee, transferor or transferee) shall not be required by law (including
without limitation the disclosure requirements of the Securities Act and the Exchange Act) to make, and shall agree to not voluntarily
make, any filing or public announcement of the transfer or disposition prior to the expiration of the Lock-up Period.

 

3. Representations and
Warranties. Each of the parties hereto, by their respective execution and delivery of this Agreement, hereby represents and warrants
to the other that (a) such party has the full right, capacity and authority to enter into, deliver and perform its respective obligations
under this Agreement, (b) this Agreement has been duly executed and delivered by such party and is a binding and enforceable obligation
of such party and, enforceable against such party in accordance with the terms of this Agreement, and (c) the execution, delivery and
performance of such party’s obligations under this Agreement will not conflict with or breach the terms of any other agreement,
contract, commitment or understanding to which such party is a party or to which the assets or securities of such party are bound. The
Sponsor has independently evaluated the merits of its decision to enter into and deliver this Agreement, and the Sponsor confirms that
it has not relied on the advice of the Company, the Company’s legal counsel, or any other person.

 

4. No Additional Fees/Payment.
Other than the consideration specifically referenced herein, the parties hereto agree that no fee, payment or additional consideration
in any form has been or will be paid to the Sponsor in connection with this Agreement.

 

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5. Notices. Any notices
required or permitted to be sent hereunder shall be sent in writing, addressed as specified below, and shall be deemed given: (a) if by
hand or recognized courier service, by 4:00PM on a Business Day, addressee’s day and time, on the date of delivery, and otherwise
on the first Business Day after such delivery; (b) if by email, on the date that transmission is confirmed electronically, if by 4:00PM
on a Business Day, addressee’s day and time, and otherwise on the first Business Day after the date of such confirmation; or (c)
five days after mailing by certified or registered mail, return receipt requested. Notices shall be addressed to the respective parties
as follows (excluding telephone numbers, which are for convenience only), or to such other address as a party shall specify to the others
in accordance with these notice provisions:

 

(a) If to Company, to:

 

Apifiny Group Inc.

1675 Broadway, FL 35

New York, NY 10019

Attn: Haohan Xu, Chief Executive Officer

E-mail: haohan@apifiny.com

 

with a copy (which shall not constitute notice) to:

 

Mayer Brown LLP

1221 Avenue of the Americas

New York, NY 10020

Attn: Phyllis Korff, Esq.; Andrew Noreuil, Esq.

E-mail: pkorff@mayerbrown.com ; anoreuil@mayerbrown.com

 

 if to Parent or Merger Sub (prior to the
Closing):

 

Abri SPAC I, Inc.

9663 Santa Monica Blvd., No. 1091

Beverly Hills, CA 90210

Attn: Jeffrey Tirman, Chief Executive Officer

E-mail: jtirman@abriadv.com

 

with a copy (which shall not constitute notice) to:

 

Loeb & Loeb LLP

345 Park Ave

New York, NY 10154

Attention: Mitchell S. Nussbaum

Fax: 212.504.3013

E-mail: mnussbaum@loeb.com

 

(b) If to the Sponsor, to the
address set forth on the Sponsor’s signature page hereto, with a copy, which shall not constitute notice, to:

Abri Ventures I, LLC.

9663 Santa Monica Blvd., No. 1091

Beverly Hills, CA 90210

Attn: Jeffrey Tirman, Chief Executive Officer

E-mail: jtirman@abriadv.com

 

or to such other address(es) as any party may
have furnished to the others in writing in accordance herewith.

 

6. Enumeration and Headings.
The enumeration and headings contained in this Agreement are for convenience of reference only and shall not control or affect the meaning
or construction of any of the provisions of this Agreement.

 

7. Counterparts. This
Agreement may be executed in facsimile and in any number of counterparts, each of which when so executed and delivered shall be deemed
an original, but all of which shall together constitute one and the same agreement. This Agreement shall become effective upon delivery
to each party of an executed counterpart or the earlier delivery to each party of original, photocopied or electronically transmitted
signature pages that together (but need not individually) bear the signatures of all other parties.

 

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8. Successors and Assigns.
This Agreement and the terms, covenants, provisions and conditions hereof shall be binding upon, and shall inure to the benefit of, the
respective heirs, successors and assigns of the parties hereto. The Sponsor hereby acknowledges and agrees that this Agreement is entered
into for the benefit of and is enforceable by the Company and its successors and assigns.

 

9. Severability. If
any provision of this Agreement is held to be invalid or unenforceable for any reason, such provision will be conformed to prevailing
law rather than voided, if possible, in order to achieve the intent of the parties and, in any event, the remaining provisions of this
Agreement shall remain in full force and effect and shall be binding upon the parties hereto.

 

10. Amendment. This
Agreement may be amended or modified by written agreement executed by each of the parties hereto.

 

11. Further Assurances.
Each party shall do and perform, or cause to be done and performed, all such further acts and things, and shall execute and deliver all
such other agreements, certificates, instruments and documents, as any other party may reasonably request in order to carry out the intent
and accomplish the purposes of this Agreement and the consummation of the transactions contemplated hereby.

 

12. No Strict Construction.
The language used in this Agreement will be deemed to be the language chosen by the parties to express their mutual intent, and no rules
of strict construction will be applied against any party.

 

 13. Dispute Resolution.
Section 12.15 (Waiver of Jury Trial) and 12.16 (Submission to Jurisdiction) of the Merger Agreement is incorporated by reference herein
to apply with full force to any disputes arising under this Agreement.

 

14. Governing Law.
Section 12.7 (Governing Law) of the Merger Agreement is incorporated by reference herein to apply with full force to any disputes arising
under this Agreement.

 

15. Controlling Agreement.
To the extent the terms of this Agreement (as amended, supplemented, restated or otherwise modified from time to time) directly conflicts
with any provision in the Merger Agreement, the terms of this Agreement shall control.

 

[Signature Page Follows]

 

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IN WITNESS WHEREOF, the parties
hereto have caused this Lock-up Agreement to be duly executed by their respective authorized signatories as of the date first indicated
above.

 

	 	Abri SPAC I., Inc.
	 	 	
     

	 	By:	 
	 	Name: 	Jeffrey Tirman
	 	Title:	Chief Executive Officer

 

 

	 	ABRI VENTURES I, LLC:
	 	 	
                

	 	By:	 
	 	Name: 	 
	 	Title:	 

 

 

5Exhibit 10.13

 

EXECUTION COPY

 

ASSURANCE AGREEMENT

 

This Assurance Agreement (this
“Agreement”), dated as of February 3, 2022, is entered into by and among Abri Ventures I, LLC, a Delaware limited
liability company (the “Sponsor”), Apifiny Group Inc., a Delaware corporation (the “Company”),
and TipTop Century Limited, (“TipTop”). The Sponsor, the Company and TipTop are sometimes referred to herein
each as a “Party” and together the “Parties”. Capitalized terms used but not defined
herein shall have their respective meanings assigned to them in the Merger Agreement (defined below).

 

Recitals

 

WHEREAS, Abri SPAC I, Inc.,
a Delaware corporation (“Parent”), Abri Merger Sub, Inc., a Delaware corporation (“Merger Sub”),
the Company, Erez Simha, solely in his capacity as representative, agent and attorney-in-fact of the Company Securityholders, and Sponsor,
solely in its capacity as representative, agent and attorney-in-fact of the Indemnified Party, have entered into that certain Merger Agreement
dated as of January 27, 2022 (the “Merger Agreement”, pursuant to which Merger Sub will merge with and into
the Company (the “Merger”) and the Company will be the surviving company and a wholly-owned subsidiary of Parent,
on the terms and subject to the conditions thereof; and

 

WHEREAS, as a condition and
an inducement to Parent to enter into the Merger Agreement, Parent and the Company agreed in the Merger Agreement that they and their
respective Representatives (which, in the case of the Company, includes TipTop) would use their commercially reasonable efforts, and negotiate
in good faith to enter into an assurance agreement and related escrow agreement;

 

WHEREAS, as a holder of a
majority of the issued and outstanding Company Common Stock, TipTop will receive substantial benefits in the Merger;

 

WHEREAS, TipTop has agreed
that 6,650,000 shares of Company Class F Common Stock held by TipTop (collectively, the “Escrow Shares”) (i)
will be deposited on the date hereof into an escrow account (the “Assurance Escrow Account”) free and clear
of all Liens other than applicable federal and state securities restrictions and restrictions set forth in the Assurance Escrow Agreement
together with a stock power executed in blank (the “Stock Power”), (ii) will be released from the Assurance
Escrow Account in accordance with the terms of this Agreement and the Assurance Escrow Agreement.

 

WHEREAS, the Sponsor, the
Company, TipTop and Continental Stock Transfer & Trust Company, a New York corporation, as escrow agent, concurrently with the execution
and delivery of this Agreement, are entering into that certain Assurance Escrow Agreement (the “Assurance Escrow Agreement”).

 

WHEREAS, the parties hereto
have agreed to deliver on the date hereof duly signed Joint Written Instructions (as defined in the Assurance Escrow Agreement) to the
Escrow Agent to be held in escrow and acted upon by the Escrow Agent upon the receipt by the Escrow Agent of a Notification Letter (as
defined in the Assurance Escrow Agreement) from Chardan Capital Markets, LLC (“Chardan”).

 

NOW, THEREFORE, in consideration
of the premises, representations, warranties and the mutual covenants contained in this Agreement, and for other good and valuable consideration,
the receipt, sufficiency and adequacy of which are hereby acknowledged, the Parties agree as follows:

 

Agreement

 

1. Deposit
and Release of the Escrow Shares; Dispute.

 

(a) The
Escrow Shares shall be: (i) additional consideration for the Merger, free and clear of all Liens other than applicable federal and state
securities restrictions and restrictions set forth in the Assurance Escrow Agreement and (ii) placed in escrow on the date hereof. The
Escrow Shares shall be released from the Assurance Escrow Account to the Sponsor in accordance with the provisions of Section 2 and the
Assurance Escrow Agreement solely in the event that:

 

A. (i)
the VWAP of the shares of the Parent Common Stock is lower than $10.50 per share on any single Trading Day (the “Minimum Daily
VWAP Trading Price Breach”) during the period starting on and including the Trading Day immediately following the day of
the distribution by Parent of the Proxy Statement to holders of Parent Common Stock, and ending on and including the Trading Day immediately
preceding the Closing Date (the “VWAP Maintenance Period”), and (ii) the Closing shall have occurred; or

 

      

     

    

 

B. (i)
the Merger Agreement shall not have been terminated in accordance with Article X thereof; (ii) the Closing shall not have occurred before
or on the date on which the Closing is required to occur in accordance with Section 2.6 of the Merger Agreement (such date, the “Specified
Date”); (iii) no earlier than 5:00 PM Eastern Time on the Specified Date, Parent shall have given a good faith notice to
the Company in accordance with Section 12.1 of the Merger Agreement stating that Parent and Merger Sub stand ready and willing to consummate
the Merger during the immediately succeeding three (3) Business Day period (the “Company Closing Period”), which
notice shall be an irrevocable binding commitment of Parent and Merger Sub to consummate the Merger throughout the Company Closing Period;
(iv) at all times during the Company Closing Period, all of the conditions set forth in Article IX of the Merger Agreement shall
continue to be satisfied or shall be capable of being satisfied or waived (to the extent permitted by applicable law) if the Closing were
to occur during the Company Closing Period; and (v) the Company shall have failed to consummate the Merger on or before the end of the
Company Closing Period.

 

(b) Notwithstanding
anything to the contrary in Section 1(a), unless all of the conditions set forth in Section 1(a)A or all of the conditions set forth in
Section 1(a)B shall have been satisfied, the Escrow Shares shall be released from the Assurance Escrow Account to TipTop pursuant to the
Assurance Escrow Agreement upon the earlier to occur of (i) the Closing and (ii) the termination of the Merger Agreement in accordance
with Article X thereof.

 

(c) Upon
the release from the Assurance Escrow Account of the Escrow Shares, the Party receiving such Shares shall have all right, title and interest
in such Escrow Shares, free and clear of all Liens other than applicable federal and state securities restrictions, and no Person shall
have any right in, or claim to, such Escrow Shares as a result of or otherwise in connection with this Agreement or the Assurance Escrow
Agreement.

 

(d) Notwithstanding
any provision herein or in the Assurance Escrow Agreement to the contrary, the Parties hereby acknowledge and agree that, if TipTop provides
written notice to the Sponsor no later than three (3) Business Days after the later to occur of (such three (3) Business Day period, the
“Dispute Period”): (i) the provision of the Notification Letter (as defined in the Assurance Escrow Agreement)
by Chardan Capital Markets, LLC to the Escrow Agent pursuant to Section 3(b)(i) of the Assurance Escrow Agreement and (ii) the provision
of the Escrow Notice (as defined in the Assurance Escrow Agreement) pursuant to Section 3(b)(ii) of the Assurance Escrow Agreement, of
its disagreement with any statement in the Notification Letter and/or the Escrow Notice that all of the conditions set forth in Section
4(a)(i), or all of the conditions set forth in Section 4(a)(ii), have been satisfied, as applicable (such notice, the “Dispute
Notice”), then the Escrow Agent may release the Escrow Shares to the Sponsor as contemplated in the Assurance Escrow Agreement,
subject to this Section 1(d) and Section 3(c); provided, that TipTop may pursue all remedies available to it (whether at law or
in equity) to challenge the release of the Escrow Shares hereunder and reacquire ownership of the Escrow Shares; and provided,
further, the Dispute Period shall in no event begin prior to the time the Notification Letter is received by the Company and TipTop
pursuant to the Assurance Escrow Agreement and Section 8(b) hereof.

 

2. Covenants
of the Company. Upon the occurrence of an event as specified in Section 1(a):

 

(a) Promptly
upon (but in any event not later than (2) Business Days after) (i) the Closing, in the case of the satisfaction of all of the conditions
set forth in Section 1(a)A, or (ii) the expiration of the Company Closing Period, in the case of the satisfaction of all of the conditions
set forth in Section 1(a)B, the Company shall take all actions required to be taken by the Company under the Assurance Escrow Agreement
to provide for the release of the Escrow Shares from the Assurance Escrow Account to the Sponsor.

 

(b) Upon
any release of the Escrow Shares to the Sponsor, the Company shall take such actions as are reasonably requested by the Sponsor to evidence
the transfer of the Escrow Shares to the Sponsor and the holding of the Escrow Shares by the Sponsor, including through the provision
of an updated stock ledger of the Company showing such transfer and the Sponsor’s position as the holder of the Escrow Shares (as
certified by an officer of the Company responsible for maintaining such ledger or the applicable registrar or transfer agent of Company),
and, upon such release of the Escrow Shares to Sponsor and Sponsor’s subsequent delivery to the Company of the certificate representing
the Escrow Shares, together with the Stock Power, the Company shall cancel the certificate representing the Escrow Shares and issue a
certificate in the name of Sponsor or its designee for that certain number of shares of Company Class A Common Stock into which the Escrow
Shares convert in accordance with the Company’s Certificate of Incorporation.

 

(c) Except
with respect to any amounts treated as imputed interest under Section 483 of the Code, any transfer of Escrow Shares pursuant to this
Agreement shall be treated as an adjustment to the merger consideration by the Parties for Tax purposes, unless otherwise required by
a change in applicable Tax Law. Any Escrow Share that is transferred pursuant to this Agreement shall be treated as eligible for non-recognition
treatment under Section 354 of the Code (and shall not be treated as “other property” within the meaning of Section 356 of
the Code).

 

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3. Covenants
of the Sponsor.

 

(a) Unless
all of the conditions set forth in Section 1(a)A or all of the conditions set forth in Section 1(a)B shall have been satisfied, promptly
upon (but in any event not later than (2) Business Days after) (i) the Closing, or (ii) the termination of the Merger Agreement in accordance
with Article X thereof, the Sponsor shall take all actions required to be taken by the Sponsor under the Assurance Escrow Agreement, to
provide for the release of the Escrow Shares from the Assurance Escrow Account to TipTop.

 

(b) The
Sponsor agrees that neither the Sponsor, nor any of its Representatives, will, directly or indirectly, offer, sell, contract to sell,
pledge or otherwise dispose of, any of the Parent Common Stock or any other Equity Interest of Parent, enter into a transaction that would
have the same effect, or enter into any swap, hedge or other arrangement that transfers, in whole or in part, any of the economic consequences
of ownership of the Parent Common Stock or any other Equity Interest of Parent or otherwise, publicly disclose the intention to, or solicit
or knowingly encourage any Person to, make any offer, sale, pledge or disposition, or to enter into any transaction, swap, hedge or other
arrangement, or engage in any Short Sales (as defined below) with respect to the Parent Common Stock or any other Equity Interest of Parent,
other than such actions taken pursuant to, or in connection with the Merger Agreement or the Additional Agreements. For purposes hereof,
“Short Sales” include, without limitation, all “short sales” as defined in Rule 200 promulgated under Regulation
SHO under the Securities Exchange Act of 1934, as amended, and all types of direct and indirect stock pledges, forward sale contracts,
options, puts, calls, swaps and similar arrangements (including on a total return basis), and sales and other transactions through non-U.S.
broker dealers or foreign regulated brokers.

 

(c) If
TipTop delivers the Dispute Notice, then, from and after its receipt of the Escrow Shares until the date on which such dispute is resolved
by the mutual agreement of the Parties or pursuant to a Final Order (as defined in the Assurance Escrow Agreement), the Sponsor shall
not (i) create or agree to permit to exist any lien, security interest or other encumbrance upon the Escrow Shares and (ii) offer, sell,
contract to sell, hypothecate, transfer, pledge or otherwise dispose of, directly or indirectly, any of the Escrow Shares, enter into
a transaction that would have the same effect, or enter into any swap, hedge or other arrangement that transfers, in whole or in part,
any of the economic consequences of ownership of the Escrow Shares. If TipTop and the Sponsor mutually agree, or it is determined pursuant
to a Final Order, that TipTop is entitled to the Escrow Shares, then (x) the Sponsor shall take such actions as are reasonably requested
by TipTop and the Company to evidence the transfer of the Escrow Shares to TipTop and the holding of the Escrow Shares by TipTop and (y)
the Sponsor shall reimburse TipTop for all dividends paid to the Sponsor with respect to the Escrow Shares, if any.

 

4. Covenants
of TipTop. Upon the occurrence of an event as specified in Section 1(a):

 

(a) Promptly
upon (but in any event not later than (2) Business Days after) (i) the Closing, in the case of the satisfaction of all of the conditions
set forth in Section 1(a)A, or (ii) the expiration of the Company Closing Period, in the case of the satisfaction of all of the conditions
set forth in Section 1(a)B, TipTop shall take all actions required to be taken by TipTop under the Assurance Escrow Agreement to provide
for the release of the Escrow Shares from the Assurance Escrow Account to the Sponsor.

 

(b) Upon
any release of the Escrow Shares to the Sponsor, TipTop shall take such actions as are reasonably requested by the Sponsor to evidence
the transfer of the Escrow Shares to the Sponsor and the holding of the Escrow Shares by the Sponsor.

 

5. Representations
and Warranties of the Sponsor. The Sponsor represents and warrants to the other Parties as follows:

 

(a) Organization
and Power. The Sponsor is duly organized, validly existing, and in good standing under the laws of the jurisdiction of its formation
and has all requisite power and authority to carry on its business as presently conducted and as proposed to be conducted.

 

(b) Authorization.
The Sponsor has full power and authority to enter into this Agreement and the Assurance Escrow Agreement. This Agreement and the Assurance
Escrow Agreement, when executed and delivered by the Sponsor, shall constitute the valid and legally binding obligation of the Sponsor,
enforceable in accordance with their respective terms, except: (i) as limited by applicable bankruptcy, insolvency, reorganization,
moratorium, fraudulent conveyance and any other laws of general application affecting enforcement of creditors’ rights generally;
or (ii) as limited by laws relating to the availability of specific performance, injunctive relief or other equitable remedies.

 

(c) Governmental
Consents and Filings. Assuming the accuracy of the representations and warranties made by the other Parties in this Agreement, no
consent, approval, order or authorization of, or registration, qualification, designation, declaration or filing with, any federal, state
or local governmental authority is required on the part of the Sponsor in connection with the consummation of the transactions contemplated
by this Agreement and the Assurance Escrow Agreement.

 

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(d) Compliance
with Other Instruments. The execution, delivery and performance by the Sponsor of this Agreement and the Assurance Escrow Agreement
and the consummation by the Sponsor of the transactions contemplated hereby and thereby will not result in any violation or default: (i) of
any provisions of its organizational documents, if applicable; (ii) of any instrument, judgment, order, writ or decree to which it is
a party or by which it is bound; (iii) under any note, indenture or mortgage to which it is a party or by which it is bound; (iv) under
any lease, agreement, contract or purchase order to which it is a party or by which it is bound; or (v) of any provision of any federal
or state statute, rule or regulation applicable to the Sponsor, in each case (other than clause (i)), which would have a material adverse
effect on the Sponsor or its ability to consummate the transactions contemplated by this Agreement and the Assurance Escrow Agreement.

 

(e) Deposit
of Joint Written Instructions in Escrow. Concurrently with the delivery of the Escrow Shares by TipTop to the Escrow Agent, the Sponsor
has delivered to the Escrow Agent signed copies of Joint Written Instructions (as defined in the Assurance Escrow Agreement) duly executed
by the Sponsor. Such Joint Written Instructions to be held in escrow by the Escrow Agent and only released from escrow and acted upon
by the Escrow Agent in accordance with the Assurance Escrow Agreement, upon the receipt by the Escrow Agent of a Notification Letter (as
defined in the Assurance Escrow Agreement) from Chardan confirming that all of the conditions set
forth in Section 1(a)A hereof, or all of the conditions set forth in Section 1(a)B hereof, shall have been satisfied.

 

6. Representations
and Warranties of the Company. The Company represents and warrants to the other Parties as follows:

 

(a) Organization
and Corporate Power. The Company is duly organized, validly existing, and in good standing under the laws of the jurisdiction of its
formation and has all requisite power and authority to carry on its business as presently conducted and as proposed to be conducted.

 

(b) Authorization.
The Company has full power and authority to enter into this Agreement and the Assurance Escrow Agreement. This Agreement and the Assurance
Escrow Agreement, when executed and delivered by the Company, shall constitute the valid and legally binding obligation of the Company,
enforceable against the Company in accordance with their respective terms except: (i) as limited by applicable bankruptcy, insolvency,
reorganization, moratorium, fraudulent conveyance, or other laws of general application relating to or affecting the enforcement of creditors’
rights generally; or (ii) as limited by laws relating to the availability of specific performance, injunctive relief, or other equitable
remedies.

 

(c) Governmental
Consents and Filings. Assuming the accuracy of the representations and warranties made by the other Parties in this Agreement, no
consent, approval, order or authorization of, or registration, qualification, designation, declaration or filing with, any federal, state
or local governmental authority is required on the part of the Company in connection with the consummation of the transactions contemplated
by this Agreement and the Assurance Escrow Agreement.

 

(d) Compliance
with Other Instruments. The execution, delivery and performance by the Company of this Agreement and the Assurance Escrow Agreement
and the consummation by the Company of the transactions contemplated hereby and thereby will not result in any violation or default: (i)
of any provisions of its certificate of incorporation or other governing documents; (ii) of any instrument, judgment, order, writ or decree
to which it is a party or by which it is bound; (iii) under any note, indenture or mortgage to which it is a party or by which it is bound;
(iv) under any lease, agreement, contract or purchase order to which it is a party or by which it is bound; or (v) of any provision of
any federal or state statute, rule or regulation applicable to the Company, in each case (other than clause (i)) which would have a material
adverse effect on the Company or its ability to consummate the transactions contemplated by this Agreement and the Assurance Escrow Agreement.

 

(e) Deposit
of Joint Written Instructions in Escrow. Concurrently with the delivery of the Escrow Shares by TipTop to the Escrow Agent, the Company
has delivered to the Escrow Agent signed copies of Joint Written Instructions (as defined in the Assurance Escrow Agreement) duly executed
by the Company. Such Joint Written Instructions to be held in escrow by the Escrow Agent and only released from escrow and acted upon
by the Escrow Agent in accordance with the Assurance Escrow Agreement, upon the receipt by the Escrow Agent of a Notification Letter (as
defined in the Assurance Escrow Agreement) from Chardan confirming that all of the conditions set
forth in Section 1(a)A hereof, or all of the conditions set forth in Section 1(a)B hereof, shall have been satisfied.

 

7. Representations
and Warranties of TipTop. TipTop represents and warrants to the other Parties as follows:

 

(a) Organization
and Corporate Power. TipTop is duly organized, validly existing, and in good standing under the laws of the jurisdiction of its formation
and has all requisite power and authority to carry on its business as presently conducted and as proposed to be conducted.

 

    4

     

    

 

(b) Authorization.
TipTop has full power and authority to enter into this Agreement and the Assurance Escrow Agreement. This Agreement and the Assurance
Escrow Agreement, when executed and delivered by TipTop, shall constitute the valid and legally binding obligation of TipTop, enforceable
against TipTop in accordance with their respective terms except: (i) as limited by applicable bankruptcy, insolvency, reorganization,
moratorium, fraudulent conveyance, or other laws of general application relating to or affecting the enforcement of creditors’ rights
generally; or (ii) as limited by laws relating to the availability of specific performance, injunctive relief, or other equitable remedies.

 

(c) Governmental
Consents and Filings. Assuming the accuracy of the representations and warranties made by the other Parties in this Agreement, no
consent, approval, order or authorization of, or registration, qualification, designation, declaration or filing with, any federal, state
or local governmental authority is required on the part of TipTop in connection with the consummation of the transactions contemplated
by this Agreement and the Assurance Escrow Agreement.

 

(d) Compliance
with Other Instruments. The execution, delivery and performance by TipTop of this Agreement and the Assurance Escrow Agreement and
the consummation by TipTop of the transactions contemplated hereby and thereby will not result in any violation or default: (i) of any
provisions of its certificate of incorporation or other governing documents; (ii) of any instrument, judgment, order, writ or decree to
which it is a party or by which it is bound; (iii) under any note, indenture or mortgage to which it is a party or by which it is bound;
(iv) under any lease, agreement, contract or purchase order to which it is a party or by which it is bound; or (v) of any provision of
any federal or state statute, rule or regulation applicable to TipTop, in each case (other than clause (i)) which would have a material
adverse effect on TipTop or its ability to consummate the transactions contemplated by this Agreement and the Assurance Escrow Agreement.

 

(e) Escrow
Shares; Escrow Share Documents. TipTop owns, beneficially and of record, and has good and valid title to all of the Escrow Shares,
free and clear of any Lien (other than restrictions on transfer imposed under applicable securities Laws and under this Agreement and
the Assurance Escrow Agreement). The delivery of the Escrow Shares and the Escrow Share Documents (as defined in the Assurance Escrow
Agreement) and the execution of the Stock Power have been duly authorized by all necessary corporate action on the part of TipTop.

 

(f) Deposit
of Joint Written Instructions in Escrow. Concurrently with the delivery of the Escrow Shares by TipTop to the Escrow Agent, TipTop
has delivered to the Escrow Agent signed copies of Joint Written Instructions (as defined in the Assurance Escrow Agreement) duly executed
by TipTop. Such Joint Written Instructions to be held in escrow by the Escrow Agent and only released from escrow and acted upon by the
Escrow Agent in accordance with the Assurance Escrow Agreement, upon the receipt by the Escrow Agent of a Notification Letter (as defined
in the Assurance Escrow Agreement) from Chardan confirming that all of the conditions set forth in
Section 1(a)A hereof, or all of the conditions set forth in Section 1(a)B hereof, shall have been satisfied.

 

8. General
Provisions.

 

(a) Acknowledgement
and Authorization by TipTop. TipTop hereby (i) acknowledges and agrees that the Company will be taking certain actions with respect
to the Escrow Shares and the Escrow Share Documents for TipTop’s benefit pursuant to the terms hereof and the Assurance Escrow Agreement,
and (ii) authorizes the Company to take such actions in accordance with the terms hereof, including the delivery of a Joint Written Instruction
pursuant to the terms hereof and thereof.

 

(b) Notices.
Any notice hereunder shall be sent in writing, addressed as specified below, and shall be deemed given and/or received, as the case may
be: (i) if by hand or nationally recognized overnight courier service, by 5:00 PM Eastern Time on a Business Day, addressee’s day
and time, on the date of delivery, and if delivered after 5:00 PM Eastern Time, on the first Business Day after such delivery; or (ii)
if by electronic mail or facsimile, on the date of transmission with affirmative confirmation of receipt. Notices shall be addressed to
the respective Parties as follows, or to such other address as a Party shall specify to the others in accordance with these notice provisions:

 

if to the Sponsor, to:

 

Abri Ventures I, LLC.

9663 Santa Monica Blvd., No. 1091

Beverly Hills, CA 90210

Attn: Jeffrey
Tirman, Chief Executive Officer

E-mail: jtirman@abriadv.com

 

    5

     

    

 

with a copy (which shall not constitute
notice) to:

 

Loeb & Loeb LLP

345 Park Ave

New York, NY 10154

Attention: Mitchell S. Nussbaum

Fax: 212.504.3013

E-mail: mnussbaum@loeb.com

 

If to TipTop:

 

TipTop Century Limited

c/o Apifiny Group Inc.

1675 Broadway, 35th floor

New York, NY 10019

Attn: Haohan Xu, Chief Executive Officer

E-mail: hoahan@apifiny.com

 

with a copy to
(which shall not constitute notice): 

 

Mayer Brown LLP

1221 Avenue of the Americas

New York, NY 10020

Attn: Phyllis Korff, Esq.; Andrew Noreuil,
Esq.

E-mail: pkorff@mayerbrown.com;
anoreuil@mayerbrown.com

 

if to the Company, to:

 

Apifiny Group Inc.

1675 Broadway, 35th floor

New York, NY 10019

Attn: Haohan Xu, Chief Executive Officer

E-mail: hoahan@apifiny.com

 

with a copy to
(which shall not constitute notice): 

 

Mayer Brown LLP

1221 Avenue of the Americas

New York, NY 10020

Attn: Phyllis Korff, Esq.; Andrew Noreuil,
Esq.

E-mail: pkorff@mayerbrown.com;
anoreuil@mayerbrown.com

 

(c) Survival
of Representations and Warranties. All of the representations and warranties contained herein shall survive the Closing.

 

(d) Entire
Agreement. This Agreement and the Assurance Escrow Agreement, together with any documents, instruments and writings that are delivered
pursuant hereto or thereto or referenced herein or therein, constitute the entire agreement and understanding of the Parties in respect
of its subject matter and supersedes all prior understandings, agreements, or representations by or among the Parties, written or oral,
to the extent they relate in any way to the subject matter hereof or the transactions contemplated by this Agreement and the Assurance
Escrow Agreement.

 

(e) Successors.
All of the terms, agreements, covenants, representations, warranties, and conditions of this Agreement are binding upon, and inure to
the benefit of and are enforceable by, the Parties and their respective successors. Nothing in this Agreement, express or implied, is
intended to confer upon any Party other than the Parties or their respective successors and assigns any rights, remedies, obligations
or liabilities under or by reason of this Agreement, except as expressly provided in this Agreement.

 

    6

     

    

 

(f) Assignments.
Except as otherwise specifically provided herein, no Party may assign either this Agreement or any of its rights, interests, or obligations
hereunder without the prior written approval of the other Party.

 

(g) Counterparts.
This Agreement may be executed, by manual or electronic signature, in two or more counterparts, each of which will be deemed an original
but all of which together will constitute one and the same instrument.

 

(h) Headings.
The section headings contained in this Agreement are inserted for convenience only and will not affect in any way the meaning or interpretation
of this Agreement.

 

(i) Governing
Law. This Agreement, the entire relationship of the Parties, and any litigation between the Parties (whether grounded in contract,
tort, statute, law or equity) shall be governed by, construed in accordance with, and interpreted pursuant to the laws of the State of
Delaware, without giving effect to its choice of laws principles.

 

(j) Jurisdiction.
The Parties (i) hereby irrevocably and unconditionally submit to the jurisdiction of the Chancery Court of the State of Delaware (or,
if the Chancery Court of the State of Delaware does not have jurisdiction, a federal court sitting in Wilmington, Delaware) (or any appellate
courts thereof) for the purpose of any suit, action or other proceeding arising out of or based upon this Agreement, (b) agree not to
commence any suit, action or other proceeding arising out of or based upon this Agreement except in the Chancery Court of the State of
Delaware (or, if the Chancery Court of the State of Delaware does not have jurisdiction, a federal court sitting in Wilmington, Delaware),
and (c) hereby waive, and agree not to assert, by way of motion, as a defense, or otherwise, in any such suit, action or proceeding, any
claim that it is not subject personally to the jurisdiction of the above-named courts, that its property is exempt or immune from attachment
or execution, that the suit, action or proceeding is brought in an inconvenient forum, that the venue of the suit, action or proceeding
is improper or that this Agreement or the subject matter hereof may not be enforced in or by such court.

 

(k) Waiver
of Jury Trial. The Parties hereby waive any right to a jury trial in connection with any litigation pursuant to this Agreement and
the transactions contemplated hereby.

 

(l) Amendments.
This Agreement may not be amended, modified or waived as to any particular provision, except with the written consent of Company, TipTop
and the Sponsor.

 

(m) Severability.
The provisions of this Agreement will be deemed severable and the invalidity or unenforceability of any provision will not affect the
validity or enforceability of the other provisions hereof; provided that if any provision of this Agreement, as applied to any Party or
to any circumstance, is adjudged by a governmental authority, arbitrator, or mediator not to be enforceable in accordance with its terms,
the Parties agree that the governmental authority, arbitrator, or mediator making such determination will have the power to modify the
provision in a manner consistent with its objectives such that it is enforceable, and/or to delete specific words or phrases, and in its
reduced form, such provision will then be enforceable and will be enforced.

 

(n) Expenses.
The Company, TipTop and the Sponsor will each bear all of their own respective costs and expenses incurred in connection with the preparation,
execution and performance of this Agreement and the consummation of the transactions contemplated hereby, including all fees and expenses
of agents (including transfer agents), representatives, financial advisors, legal counsel and accountants.

 

(o) Construction.
The Parties have participated jointly in the negotiation and drafting of this Agreement. If an ambiguity or question of intent or interpretation
arises, this Agreement will be construed as if drafted jointly by the Parties and no presumption or burden of proof will arise favoring
or disfavoring any Party because of the authorship of any provision of this Agreement. Any reference to any federal, state, local, or
foreign law will be deemed also to refer to such law as amended and all rules and regulations promulgated thereunder, unless the context
requires otherwise. The words “include,” “includes,” and “including” will be
deemed to be followed by “without limitation.” Pronouns in masculine, feminine, and neuter genders will be construed
to include any other gender, and words in the singular form will be construed to include the plural and vice versa, unless the context
otherwise requires. The words “this Agreement,” “herein,” “hereof,” “hereby,”
“hereunder,” and words of similar import refer to this Agreement as a whole and not to any particular subdivision unless
expressly so limited. The Parties intend that each representation, warranty, and covenant contained herein will have independent significance.
If any Party has breached any representation, warranty, or covenant contained herein in any respect, the fact that there exists another
representation, warranty or covenant relating to the same subject matter (regardless of the relative levels of specificity) which such
Party has not breached will not detract from or mitigate the fact that such Party is in breach of the first representation, warranty,
or covenant. References to particular sections, subsections or articles not otherwise specified are cross-references to sections, subsections
and articles of this Agreement.

 

(p) Waiver.
No waiver by any Party of any default, misrepresentation, or breach of warranty or covenant hereunder, whether intentional or not, may
be deemed to extend to any prior or subsequent default, misrepresentation, or breach of warranty or covenant hereunder or affect in any
way any rights arising because of any prior or subsequent occurrence.

 

(q) Confidentiality.
Except as may be required by law, regulation or applicable stock exchange listing requirements, unless and until the transactions contemplated
hereby and the terms hereof are publicly announced or otherwise publicly disclosed by the Company, the Parties shall keep confidential
and shall not publicly disclose the existence or terms of this Agreement.

 

[Signature page follows]

 

    7

     

    

 

IN WITNESS WHEREOF,
the undersigned have executed this Agreement to be effective as of the date first set forth above.

 

	 	ABRI VENTURES I, LLC
	 	 
	 	By:	/s/ Jeffrey Tirman
	 	Name:  	Jeffrey Tirman
	 	Title:	Managing Member
	 	 	 
	 	APIFINY GROUP INC.
	 	 
	 	By:	/s/  Haohan Xu
	 	Name: 	 Haohan Xu
	 	Title:	 Chief Executive Officer
	 	 	 
	 	TipTop Century Limited
	 	 
	 	By:	/s/ Haohan Xu
	 	Name: 	 Haohan Xu
	 	Title:	 Authorized Person

 

 

[Signature Page to Assurance Agreement]

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