Document:

Amended Employment Agreement

 Exhibit 10.32 
 AMENDMENT AGREEMENT 
 This Amendment Agreement is entered into and effective this
1st day of May 2013, by and between Cryo-Cell International, Inc. (the “Company”) and Oleg Mikulinsky (the “Executive”). 
 RECITALS 
  

	 	A.	The Company and the Executive entered into an Employment Agreement dated March 5, 2012 (the “Employment Agreement”). 

 

	 	B.	The initial term of term of the Employment Agreement has concluded and an additional one year term is currently underway. 

 

	 	C.	The Company and the Executive desire to amend the terms of the Executive’s Employment Agreement as shown below in order to retain the Executive’s services
with the Company. 

 NOW, THEREFORE, in consideration of the foregoing, the parties agree and the Employment Agreement is hereby
amended as follows: 
 Amendment 
  

	 	1.	Section 2(a) is deleted in its entirety and replaced with the following: 

  

	 	a.)	Base Salary 

 Commencing on May
1, 2014 the Executive shall receive an annualized base salary (the “Base Salary”) which is not less than $165,000 per year. Throughout the Term, the Executive shall be eligible for discretionary annual merit increases and/or other base
salary adjustments as deemed appropriate by the Company’s Chief Executive Officer. The Executive’s Base Salary will be payable in equivalent bi-weekly installments, subject to usual and required payroll deductions, including, without
limitation, applicable taxes. 
  

	 	2.	Section 3(b) is deleted in its entirety and replaced with the following: 

  

	 	b.)	Resignation or Termination At or After Change in Control 

 In the event of the Executive’s voluntary resignation from the Company’s employ upon a Change in Control or the Executive’s employment is terminated upon or within one (1) year after a
Change in Control defined in subparagraph 3(c) below, or prior to the Change in Control if the Executive’s termination, demotion or relocation was either a condition of the Change in Control or was at the request of any person related to the
Change in Control, and such termination was initiated by the Company without cause or by the Executive due to being requested to accept without cause a demotion or relocation: 
 (i) The Company shall pay to the Executive any earned and accrued but unpaid installment of Base Salary through the date of resignation or termination, at the rate in effect on the date of termination, or
if greater, on the date immediately preceding the date that a Change in Control occurs, and all other unpaid amounts to which the Executive is entitled as of the date of termination under any compensation plan or

 
program of the Company, including, without limitation, all accrued vacation time. Stock options, shares of restricted stock, performance awards, stock appreciation rights, and LTI awards granted
to Executive by the Company through the date of termination shall be treated in accordance with the applicable plans and policies of the Company. All outstanding stock options shall vest upon termination. 

(ii) In lieu of any further Base Salary, bonus payments and benefits to the Executive for periods subsequent to the date of resignation
or termination, the Company shall pay as liquidated damages to the Executive, an amount equal to twelve (12) months of the Executive’s annual Base Salary at the rate in effect as of the date of termination, or if greater, on the date
immediately preceding the date that a Change in Control occurs. 
 IN WITNESS WHEREOF, the parties to this Amendment Agreement
have placed their hands as of the day and year below written. 
  

							
		 		 	Cryo-Cell International, Inc.
				
	 /s/ Oleg Mikulinsky
	 		 	By:	 	 /s/ David Portnoy

	Oleg Mikulinsky	 		 	Name:	 	David Portnoy
		 		 	Title:	 	Co-Chief Executive Officer
				
	Date: May 1, 2013	 		 	Date:	 	May 1, 2013

  
 2Second Lease Amendment

 Exhibit 10.33 
 SECOND LEASE AMENDMENT 
 THIS LEASE AMENDMENT dated June 18, 2013 by and between
CRYO-CELL INTERNTIONAL, INC. hereinafter referred to as “Tenant” and EJB BROOKER CREEK, LLC, as successor of Brooker Creek North I, LLLP, hereinafter referred to as “Landlord”. 

WHEREAS, Tenant and Landlord did make and execute a Lease Agreement dated April 21, 2004 which was amended June 7, 2006 for premises
located at 700 Brooker Creek Blvd., Suite 1800, Oldsmar, Florida (the “Lease”). 
 NOW THEREFORE, for and in consideration of the
premises hereof, the sum of TEN DOLLARS ($10.00) and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Landlord and Tenant do hereby agree as follows: 

 

	 	1.	Landlord and Tenant do hereby acknowledge and agree that the Lease obligations on the 9,600 SF Expansion Space shall be terminated and of no further force and effect as
of May 1, 2013 upon receipt of a $150,000.00 termination fee less $41,769.64, which includes the May 2013 and June 2013 rent payments and the security deposit, within thirty (30) days of execution of this amendment. 

 

	 	2.	The lease term on the remaining 17,600 SF will be extended through December 31, 2015. 

 

	 	3.	The base rental rate for the 17,600 SF will be as follows: 

  

					
		 	Base Rent/SF/Year	 	Monthly
	5/13 – 12/13	 	  9.84	 	14,432.00
	1/14 – 12/14	 	10.14	 	14,872.00
	1/15 – 12/15	 	10.44	 	15,312.00

  

	 	4.	Tenant will be provided the option to renew and extend the lease for two (2) consecutive terms of six (6) months each exercisable upon written notice to Landlord at
least 90 prior to expiration of the then current lease term. Should the renewal option be exercised, the base rental rate will continue to escalate 3% annually. 

 

	 	5.	Except as hereby amended, the Initial Lease remains unchanged and in full force and effect. 

 IN WITNESS THEREOF, the parties have caused this Agreement to be executed the day and year first written above. 
  

							
	WITNESS	 		 		 	TENANT: CRYO-CELL INTERNATIONAL, INC.
				
	 /s/ Jill Taymans
	 		 		 	 /s/ Mark Portnoy

		 		 		 	Signature
	V.P. Finance/CFO	 		 		 	Co-CEO
		 		 		 	Title
				
		 		 		 	LANDLORD: EJB BROOKER CREEK, LLC
				
	  
	 		 		 	  

		 		 		 	Signature
				
	  
	 		 		 	  

		 		 		 	TitleEX-4.1

 Exhibit 4.1 

 
 

 
 COMMON STOCK COMMON STOCK S H A R E S RIR CUSIP 76169C 10 0
Rexford Real Estate Aquistion industrial Development Management SEE REVERSE FOR IMPORTANT INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION THIS CERTIFIES THAT is the owner of FULLY PAID AND
NON-ASSESSABLE SHARES OF THE COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF BY Rexford Industrial Realty, Inc. (the “Corporation”), transferable on the books of the Corporation by the holder thereof in person or by its duly authorized
attorney, upon AMERICAN surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to allCOUNTERSIGNED of the provisions of the charter of the Corporation (the
”Charter”) and the Bylaws of the Corporation and any amendments thereto. This certificate STOCK AND is not valid unless countersigned by the Transfer Agent and registered by the Registrar.REGISTER Witness the facsimile signatures of the
Corporation’s duly authorized officers. (Brooklyn, TRANSFER D: & TRANSFER NY) Dated: TRUST AGENT AUTHORIZED AND COMPANY, SECRETARY, TREASURER AND CO-CHIEF EXECUTIVE OFFICERLLC CO-CHIEF EXECUTIVE OFFICER SIGNATURE REGISTRAR 

  
 

 
 IMPORTANT NOTICE The Corporation will furnish to any stockholder, on request and
without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting
powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue
any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of
subsequent series. The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the Charter, a copy of which will be sent without charge to each stockholder who so requests. Such request must
be made to the Secretary of the Corporation at its principal office. The shares represented by this certificate are subject to restrictions on Beneficial and Constructive Ownership and Transfer for the purpose of the Corporation’s maintenance
of its status as a Real Estate Investment Trust under the Internal Revenue Code of 1986, as amended (the “Code”). Subject to certain further restrictions and except as expressly provided in the Charter, (i) no Person may Beneficially or
Constructively Own shares of the Corporation’s Common Stock in excess of the Common Stock Ownership Limit unless such Person is an Excepted Holder (in which case the Excepted Holder Limit shall be applicable); (ii) no Person may Beneficially or
Constructively Own shares of Capital Stock of the Corporation in excess of the Aggregate Stock Ownership Limit, unless such Person is an Excepted Holder (in which case the Excepted Holder Limit shall be applicable); (iii) no Person may Beneficially
or Constructively Own Capital Stock that could result in the Corporation being “closely held” under Section 856(h) of the Code or otherwise cause the Corporation to fail to qualify as a REIT; and (iv) no Person may Transfer shares of
Capital Stock if such Transfer would result in the Capital Stock of the Corporation being owned by fewer than 100 Persons. Any Person who Beneficially or Constructively Owns or attempts to Beneficially or Constructively Own shares of Capital Stock
which causes or may cause a Person to Beneficially or Constructively Own shares of Capital Stock in excess or in violation of the above limitations must immediately notify the Corporation or, in the case of such a proposed or attempted transaction,
give at least 15 days prior written notice. If any of the restrictions on transfer or ownership set forth in (i) through (iii) above are violated, the shares of Capital Stock represented hereby will be automatically transferred to a Trustee of a
Trust for the benefit of one or more Charitable Beneficiaries. In addition, the Corporation may take other actions, including redeeming shares upon the terms and conditions specified by the Board of Directors in its sole and absolute discretion if
the Board of Directors determines that ownership or a Transfer or other event may violate the restrictions described above. Furthermore, upon the occurrence of certain events, attempted Transfers in violation of the restrictions described above may
be void ab initio. All capitalized terms in this legend have the meanings defined in the Charter of the Corporation, as the same may be amended from time to time, a copy of which, including the restrictions on transfer and ownership, will be
furnished to each holder of Capital Stock of the Corporation on request and without charge. KEEP THIS Requests CERTIFICATE for such a copy IN A SAFE may be PLACE. directed IF to IT the IS Secretary LOST, STOLEN of the Corporation at its Principal
Office. OR DESTROYED, CONDITION THE CORPORATION TO THE ISSUANCE WILL OF REQUIRE A REPLACEMENT A BOND OF CERTIFICATE. INDEMNITY AS A The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as
though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UNIF GIFT MIN ACT– Custodian TEN ENT – as tenants by the entireties (Cust) (Minor) JT TEN – as joint tenants with
right under Uniform Gifts to Minors of survivorship and not as Act tenants in common (State) Additional abbreviations may also be used though not in the above list. For value received, hereby sell, assign and transfer unto PLEASE INSERT SOCIAL
SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE Shares of the shares of Common Stock represented by this Certificate, and do hereby irrevocably constitute and appoint
Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated, NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE
CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR SIGNATURE(S) GUARANTEED: ANY CHANGE WHATEVER. THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND
CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00219-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00219-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00219-of-00352.parquet"}]]