Document:

exv10w1

Exhibit 10.1

THIRD AMENDMENT AGREEMENT

     This THIRD AMENDMENT AGREEMENT (this “Amendment”) is made as of the 1st day of
April, 2011 among:

     (a) GIBRALTAR INDUSTRIES, INC., a Delaware corporation (“Gibraltar”);

     (b) GIBRALTAR STEEL CORPORATION OF NEW YORK, a New York corporation (“GSNY” and,
together with Gibraltar, collectively, “Borrowers” and, individually, each a “Borrower”);

     (c) the Lenders, as defined in the Credit Agreement, as hereinafter defined;

     (d) KEYBANK NATIONAL ASSOCIATION, as the lead arranger, sole book runner and
administrative agent for the Lenders under the Credit Agreement (“Agent”);

     (e) JPMORGAN CHASE BANK, N.A. and BMO CAPITAL MARKETS FINANCING, INC, as co-syndication
agents; and

     (f) HSBC BANK USA, NATIONAL ASSOCIATION and MANUFACTURERS AND TRADERS TRUST COMPANY, as
co-documentation agents.

     WHEREAS, Borrowers, Agent and the Lenders are parties to that certain Third Amended and
Restated Credit Agreement, dated as of July 24, 2009, that provides, among other things, for loans
and letters of credit aggregating Two Hundred Million Dollars ($200,000,000), all upon certain
terms and conditions (as amended and as the same may from time to time be further amended, restated
or otherwise modified, the “Credit Agreement”);

     WHEREAS, Borrowers, Agent and the Lenders desire to amend the Credit Agreement to modify
certain provisions thereof and add certain provisions thereto;

     WHEREAS, each capitalized term used herein and defined in the Credit Agreement, but not
otherwise defined herein, shall have the meaning given such term in the Credit Agreement; and

     WHEREAS, unless otherwise specifically provided herein, the provisions of the Credit Agreement
revised herein are amended effective as of the date of this Amendment;

     NOW, THEREFORE, in consideration of the premises and of the mutual covenants herein and for
other valuable consideration, the receipt and sufficiency of which is hereby acknowledged,
Borrowers, Agent and the Lenders agree as follows:

     1. Amendment to Definitions in the Credit Agreement. Section 1.1 of the Credit
Agreement is hereby amended to delete the definition of “Borrowing Base” therefrom and to insert in
place thereof the following:

 

 

     “Borrowing Base” means an amount equal to the total of the following:

     (a) up to eighty-five percent (85%) of the aggregate amount due and owing on
Eligible Accounts Receivable of each Borrowing Base Company; plus

     (b) during the Special D.S. Brown Borrowing Base Period, up to fifty percent
(50%) of the aggregate amount due and owing on the Agreed D.S. Brown Eligible
Accounts Receivable; plus

     (c) the lowest of:

     (i) the sum of:

     (A) the lesser of:

     (1) up to sixty-five percent (65%) of the aggregate of
the cost or market value (whichever is lower), as determined
on a first-in first-out basis in accordance with GAAP, of the
Eligible Inventory of each Borrowing Base Company; and

     (2) the cost or market value (whichever is lower), as
determined on a first-in first-out basis in accordance with
GAAP, of Eligible Inventory, multiplied by up to eighty-five
percent (85%) of the Appraised Inventory NOLV Percentage;
plus

     (B) during the Special D.S. Brown Borrowing Base Period, up to
forty percent (40%) of the aggregate of the cost or market value
(whichever is lower), as determine on a first-in first-out basis in
accordance with GAAP, of the Agreed D.S. Brown Eligible Inventory;
and

     (ii) One Hundred Million Dollars ($100,000,000); plus

     (d) the Fixed Asset Advance; minus

     (e) Reserves for Designated Hedge Agreements established pursuant to Section
2.13(b) hereof; minus

     (f) other Reserves, if any;

	 	 	provided that, anything herein to the contrary notwithstanding, Agent shall at all times
have the right to reduce such percentages or dollar amount caps from time to time, in its
reasonable credit judgment.

2

 

     2. Additions to Definitions in the Credit Agreement. Section 1.1 of the Credit
Agreement is hereby amended to add the following new definitions thereto:

     “Agreed D.S. Brown Eligible Account Receivable” means an Account that is an account
receivable (i.e., each specific invoice) of D.S. Brown that would, if D.S. Brown was a
Borrowing Base Company, meet the requirements of an Eligible Account Receivable, as
determined by Agent in its reasonable discretion.

     “Agreed D.S. Brown Eligible Inventory” means Inventory of D.S. Brown that would, if
D.S. Brown was a Borrowing Base Company, meet the requirements of Eligible Inventory, as
determined by Agent in its reasonable discretion.

     “D.S.B. Holding” means D.S.B. Holding Corp., a Delaware corporation.

     “D.S. Brown” means The D.S. Brown Company, an Ohio corporation.

     “D.S. Brown Acquisition” means the Acquisition by Gibraltar of all of the outstanding
equity interests of D.S.B. Holding pursuant to the D.S. Brown Acquisition Documents.

     “D.S. Brown Acquisition Date” means the date that the D.S. Brown Acquisition is
consummated, pursuant to the D.S. Brown Acquisition Documents.

     “D.S. Brown Acquisition Documents” means the D.S. Brown Purchase Agreement and each
other document executed and delivered in connection therewith.

     “D.S. Brown Purchase Agreement” means that certain Stock Purchase Agreement, dated as
of March 10, 2011, by and among the stockholders of D.S.B. Holding and Gibraltar.

     “Special D.S. Brown Borrowing Base Period” means the period from the D.S. Brown
Acquisition Date to the earlier of (a) the date D.S. Brown becomes a Borrowing Base Company
pursuant to Section 2.15 hereof, or (b) forty-five (45) days after the D.S. Brown
Acquisition Date.

     3. Amendment to Addition of Borrowing Base Company Provisions. Section 2.15 of the
Credit Agreement is hereby amended to delete subsection (a) therefrom and to insert in place
thereof the following:

     (a) such Domestic Subsidiary shall have complied with all requirements of Section 5.20
hereof,

     4. Amendment to Acquisition Covenant Provisions. Section 5.13 of the Credit Agreement
is hereby amended to delete subsections (e), (g) and (h) therefrom and to insert in place thereof,
respectively, the following:

3

 

     (e) if the Accounts and Inventory acquired in connection with such Acquisition are
proposed to be included in the determination of the Borrowing Base, Agent shall have
conducted a field examination and appraisal of such Accounts and Inventory to its reasonable
satisfaction; provided that, with respect to the D.S. Brown Acquisition, such field
examination and appraisal may be conducted within forty-five (45) days after the D.S. Brown
Acquisition Date;

     (g) Borrowers shall have provided to Agent, at least five Business Days prior to such
Acquisition, historical financial statements of the target entity and a pro forma financial
statement of the Companies accompanied by a certificate of a Financial Officer showing (i)
pro forma compliance with Section 5.7 hereof, both before and after giving effect to the
proposed Acquisition, (ii) Revolving Credit Availability of no less than Fifty Million
Dollars ($50,000,000) after giving effect to such Acquisition, and (iii) that the target
entity has generated positive Target EBITDA (excluding proposed synergies or other post
acquisition actions or enhancements) for the most recently completed twelve (12) consecutive
calendar months prior to such Acquisition; provided that compliance with subpart (ii) above
shall not be required with respect to the D.S. Brown Acquisition, unless any Company shall
have made a significant asset disposition subsequent to January 28, 2011 and prior to the
D.S. Brown Acquisition Date; and

     (h) the aggregate Consideration paid by the Companies for such Acquisition:

     (i) shall not exceed the aggregate amount of Seventy-Five Million Dollars
($75,000,000) (except that the D.S. Brown Acquisition may be for aggregate
Consideration of up to One Hundred Five Million Dollars ($105,000,000), so long as
the D.S. Brown Acquisition occurs prior to April 30, 2011); and

     (ii) when added to all other Acquisitions (including the D.S. Brown
Acquisition) for all Companies during the Commitment Period, shall not exceed the
aggregate amount of One Hundred Fifty Million Dollars ($150,000,000).

     5. Amendment to Deposit and Securities Accounts Provisions. Article VI of the Credit
Agreement is hereby amended to delete Section 6.19 therefrom and to insert in place thereof the
following:

     Section 6.19. Deposit and Securities Accounts. Borrowers have provided to
Agent a list of all banks, other financial institutions and Securities Intermediaries at
which any Credit Party maintains Deposit Accounts or Securities Accounts as of the D.S.
Brown Acquisition Date, which list correctly identifies the name, address and telephone
number of each such financial institution or Securities Intermediary, the name in which the
account is held, a description of the purpose of the account, and the complete account
number therefor.

4

 

     6. Amendment to Schedules After the D.S. Brown Acquisition Date. Upon the acceptance
by Agent of the updated Schedules to the Credit Agreement pursuant to Section 8 hereof, the Credit
Agreement shall be amended to delete Schedule 2 (Guarantors of Payment), Schedule 3
(Borrowing Base Companies), Schedule 4 (Real Property), Schedule 5 (Pledged
Securities), Schedule 6.1 (Corporate Existence; Subsidiaries; Foreign Qualification),
Schedule 6.9 (Locations), Schedule 6.17 (Intellectual Property) and Schedule
6.19 (Deposit Accounts) therefrom, and to insert in place thereof, respectively, a new
Schedule 2, Schedule 3, Schedule 4, Schedule 5, Schedule
6.1, Schedule 6.9, Schedule 6.17 and Schedule 6.19.

     7. Closing Deliveries. Concurrently with the execution of this Amendment, Borrowers
shall:

     (a) cause each Guarantor of Payment to execute the attached Guarantor Acknowledgment
and Agreement; and

     (b) pay all legal fees and expenses of Agent in connection with this Amendment and any
other Loan Documents.

     8. Required Deliveries After the D.S. Brown Acquisition. On or before each of the
dates specified in this Section 8, Borrowers shall satisfy each of the items specified in the
subparts below:

     (a) within twenty (20) days after the D.S. Brown Acquisition Date, unless a longer
period is agreed to by Agent in writing, Borrowers shall deliver to Agent the following
replacement Schedules to the Credit Agreement, in each case, as may be requested by Agent,
to be in form and substance acceptable to Agent and giving effect to the D.S. Brown
Acquisition: Schedule 2 (Guarantors of Payment), Schedule 3 (Borrowing Base
Companies), Schedule 4 (Real Property), Schedule 5 (Pledged Securities),
Schedule 6.1 (Corporate Existence; Subsidiaries; Foreign Qualification),
Schedule 6.9 (Locations), Schedule 6.17 (Intellectual Property) and
Schedule 6.19 (Deposit Accounts); and

     (b) within ten days after the D.S. Brown Acquisition Date, unless a longer period is
agreed to by Agent in writing, Borrowers shall cause D.S.B. Holding and any Subsidiary of
D.S.B. Holding (other than a Non-Material Subsidiary) to deliver to Agent:

     (i) an executed joinder agreement to the Guaranty of Payment, such agreement to
be prepared by Agent and in form and substance acceptable to Agent;

     (ii) an executed joinder agreement to the Pledge and Security Agreement, such
agreement to be prepared by Agent and in form and substance acceptable to Agent;

5

 

     (iii) such other supporting documentation, Security Documents, corporate
governance documents, authorization documents, lien searches and an opinion of
counsel as may be deemed necessary or advisable by Agent.

     9. Representations and Warranties. Borrowers hereby represent and warrant to Agent
and the Lenders that (a) Borrowers have the legal power and authority to execute and deliver this
Amendment; (b) the officers executing this Amendment have been duly authorized to execute and
deliver the same and bind Borrowers with respect to the provisions hereof; (c) the execution and
delivery hereof by Borrowers and the performance and observance by Borrowers of the provisions
hereof do not violate or conflict with the Organizational Documents of Borrowers or any law
applicable to Borrowers or result in a breach of any provision of or constitute a default under any
other agreement, instrument or document binding upon or enforceable against Borrowers; (d) no
Default or Event of Default exists, nor will any occur immediately after the execution and delivery
of this Amendment or by the performance or observance of any provision hereof; (e) each of the
representations and warranties contained in the Loan Documents is true and correct in all material
respects as of the date hereof as if made on the date hereof, except to the extent that any such
representation or warranty expressly states that it relates to an earlier date (in which case such
representation or warranty is true and correct in all material respects as of such earlier date);
(f) Borrowers are not aware of any claim or offset against, or defense or counterclaim to,
Borrowers’ obligations or liabilities under the Credit Agreement or any Related Writing; and (g)
this Amendment constitutes a valid and binding obligation of Borrowers in every respect,
enforceable in accordance with its terms.

     10. Waiver and Release. Borrowers, by signing below, hereby waive and release Agent
and each of the Lenders, and their respective directors, officers, employees, attorneys, affiliates
and subsidiaries, from any and all claims, offsets, defenses and counterclaims of which Borrowers
are aware, such waiver and release being with full knowledge and understanding of the circumstances
and effect thereof and after having consulted legal counsel with respect thereto.

     11. References to Credit Agreement and Ratification. Each reference to the Credit
Agreement that is made in the Credit Agreement or any other Related Writing shall hereafter be
construed as a reference to the Credit Agreement as amended hereby. Except as herein otherwise
specifically provided, all terms and provisions of the Credit Agreement are confirmed and ratified
and shall remain in full force and effect and be unaffected hereby. This Amendment is a Loan
Document.

     12. Counterparts. This Amendment may be executed in any number of counterparts, by
different parties hereto in separate counterparts and by facsimile signature, each of which, when
so executed and delivered, shall be deemed to be an original and all of which taken together shall
constitute but one and the same agreement.

     13. Headings. The headings, captions and arrangements used in this Amendment are for
convenience only and shall not affect the interpretation of this Amendment.

6

 

     14. Severability. Any term or provision of this Amendment held by a court of
competent jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder
of this Amendment and the effect thereof shall be confined to the term or provision so held to be
invalid or unenforceable.

     15. Governing Law. The rights and obligations of all parties hereto shall be governed
by the laws of the State of New York, without regard to principles of conflicts of laws.

[Remainder of page intentionally left blank.]

7

 

     JURY TRIAL WAIVER. EACH PARTY HERETO HEREBY IRREVOCABLY WAIVES, TO THE FULLEST
EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL
PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN
DOCUMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY
OTHER THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY
OTHER PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PERSON WOULD NOT, IN THE
EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE
OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT AND THE OTHER LOAN DOCUMENTS
BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION.

     IN WITNESS WHEREOF, the parties have executed and delivered this Amendment as of the date
first set forth above.

	 	 	 	 	 
	 	GIBRALTAR INDUSTRIES, INC.

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	GIBRALTAR STEEL CORPORATION OF

NEW YORK

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	KEYBANK NATIONAL ASSOCIATION,

as Agent and as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	MANUFACTURERS AND TRADERS

TRUST COMPANY,

as a Co-Documentation Agent and a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 

Signature Page 1 of 3 to

Third Amendment Agreement

 

 

	 	 	 	 	 
	 	JPMORGAN CHASE BANK, N.A.,

as a Co-Syndication Agent and a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	BMO CAPITAL MARKETS FINANCING, INC.,

as a Co-Syndication Agent and a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	HARRIS N.A.,

as a Fronting Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	HSCB BANK USA, NATIONAL ASSOCIATION,

as a Co-Documentation Agent and a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	BANK OF AMERICA, N.A.,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	PNC BANK, NATIONAL ASSOCIATION,

as successor to National City Bank,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 

Signature Page 2 of 3 to

Third Amendment Agreement

 

 

	 	 	 	 	 
	 	US BANK, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	RBS CITIZENS, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	FIRST NIAGARA BANK, N.A.,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	COMERICA BANK,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 
	 	PNC BANK, NATIONAL ASSOCIATION,

as a Lender

 	 
	 	By: 	 	 
	 	Name: 	 	 
	 	Title: 	 	 
	 

Signature Page 3 of 3 to

Third Amendment Agreement

 

 

GUARANTOR ACKNOWLEDGMENT AND AGREEMENT

     The undersigned consent and agree to and acknowledge the terms of the foregoing Third
Amendment Agreement, dated as of April 1, 2011. The undersigned further agree that the obligations
of the undersigned pursuant to the Guaranty of Payment executed by the undersigned are hereby
ratified and shall remain in full force and effect and be unaffected hereby.

     The undersigned hereby waive and release Agent and the Lenders and their respective directors,
officers, employees, attorneys, affiliates and subsidiaries from any and all claims, offsets,
defenses and counterclaims of any kind or nature, absolute and contingent, of which the undersigned
are aware or should be aware, such waiver and release being with full knowledge and understanding
of the circumstances and effect thereof and after having consulted legal counsel with respect
thereto.

     JURY TRIAL WAIVER. THE UNDERSIGNED, TO THE EXTENT PERMITTED BY LAW, HEREBY WAIVE ANY
RIGHT TO HAVE A JURY PARTICIPATE IN RESOLVING ANY DISPUTE, WHETHER SOUNDING IN CONTRACT, TORT OR
OTHERWISE, AMONG BORROWERS, AGENT, THE LENDERS AND THE UNDERSIGNED, OR ANY THEREOF, ARISING OUT OF,
IN CONNECTION WITH, RELATED TO, OR INCIDENTAL TO THE RELATIONSHIP ESTABLISHED AMONG THEM IN
CONNECTION WITH THIS AMENDMENT OR ANY NOTE OR OTHER INSTRUMENT, DOCUMENT OR AGREEMENT EXECUTED OR
DELIVERED IN CONNECTION HEREWITH OR THE TRANSACTIONS RELATED THERETO.

	 	 	 	 	 	 	 

	AIR VENT INC.	 	ALABAMA METAL INDUSTRIES CORPORATION
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	APPLETON SUPPLY CO., INC.	 	CONSTRUCTION METALS, LLC
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	DIAMOND PERFORATED METALS, INC.	 	DRAMEX INTERNATIONAL INC
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 

 

 

	 	 	 	 	 	 	 

	FLORENCE CORPORATION	 	FLORENCE CORPORATION OF KANSAS
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	GIBRALTAR INTERNATIONAL, INC.	 	GIBRALTAR STRIP STEEL, INC.
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	NOLL/NORWESCO, LLC	 	SEA SAFE, INC.
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	SOLAR GROUP, INC.	 	SOLAR OF MICHIGAN, INC.
	 
	By:

	 	 	 	By:	 	 
	 

	 	 
	 	 	 	 
	Name:

	 	 	 	Name:	 	 
	 

	 	 
	 	 	 	 
	Title:

	 	 	 	Title:	 	 
	 

	 	 
	 	 	 	 
	 
	 	 	 	 	 	 
	SOUTHEASTERN METALS
MANUFACTURING COMPANY, INC.	 	 	 	 
	 
	By:
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	Name:
	 	 	 	 	 	 
	 

	 	 	 	 	 	 
	Title:
	 	 	 	 	 	 
	 

	 	 	 	 	 	 

 

 

SCHEDULE 2

GUARANTORS OF PAYMENT

Air Vent Inc., a Delaware corporation

Alabama Metal Industries Corporation, a Delaware corporation

AMICO Holding Company, Inc., a Delaware corporation

Appleton Supply Co., Inc., a Delaware corporation

Construction Metals, LLC, a California limited liability company

Diamond Perforated Metals, Inc., a California corporation

D.S.B. Holding Corp., a Delaware corporation

The D.S. Brown Company, an Ohio corporation

Florence Corporation, an Illinois corporation

Florence Corporation of Kansas, a Kansas corporation

Gibraltar Strip Steel, Inc., a Delaware corporation

Noll/Norwesco, LLC, a Delaware limited liability company

Sea Safe, Inc., a Louisiana corporation

Solar Group, Inc., a Delaware corporation

Solar of Michigan, Inc., a Delaware corporation

Southeastern Metals Manufacturing Company, Inc., a Florida corporation

 

SCHEDULE 3

BORROWING BASE COMPANIES

Air Vent, Inc.

Alabama Metal Industries Corporation

AMICO Holding Company, Inc.

Appleton Supply Company, Inc.

Construction Metals, LLC

Diamond Perforated Metals, Inc.

D.S.B. Holding Corp.

The D.S. Brown Company

Florence Corporation

Gibraltar Strip Steel, Inc.

Noll/Norwesco, LLC

Sea Safe, Inc.

Solar Group, Inc.

Southeastern Metals Manufacturing Company, Inc.

 

SCHEDULE 4

REAL PROPERTY

The following parcels of real property owned by the Borrowers and/or the Subsidiaries that are
subject to a Deed of Trust as required pursuant to the terms of the Agreement:

	(a)	 	3011 70th Avenue East, Fife Washington 98424
	 
	(b)	 	1320 Performance Drive, Stockton, California 95206
	 
	(c)	 	107 Fellowship Road, Taylorville, Mississippi 39168

 

SCHEDULE 5

PLEDGED SECURITIES

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Gibraltar Steel
Corporation of New
York

	 	Air Vent Inc.
	 	 	249	 	 	 	100	%	 	 	7	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel
Corporation of New
York

	 	Solar of Michigan,
Inc.
	 	 	100	 	 	 	100	%	 	 	1	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel
Corporation of New
York

	 	Southeastern Metals 

Manufacturing 

Company, Inc.
	 	 	252,021.7891	 	 	 	100	%	 	 	217	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel
Corporation of New
York

	 	Gibraltar Strip
Steel, Inc.
	 	5 shares of Class A
	 	 	100	%	 	 	21	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	5 shares of Class B
	 	 	 	 	 	 	22	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar Steel
Corporation of New
York

	 	GSC Flight Services
Corp.
	 	100 shares
	 	 	100	%	 	 	1	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	Appleton Supply
Co., Inc.
	 	 	1,000	 	 	 	100	%	 	 	1	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	Florence Corporation
	 	 	2,440	 	 	 	100	%	 	 	182	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	Gibraltar Steel
Corporation of New
York
	 	 	101	 	 	 	100	%	 	 	C-24	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	Solar Group, Inc.
	 	 	1,000	 	 	 	100	%	 	 	1	 	 	 	100	%

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Gibraltar
Industries, Inc.

	 	Gibraltar
Industries 
Germany
GmbH**
	 	€	25,000	 	 	 	100	%	 	None
	 	 	*	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	Gibraltar
Industries
 (UK)
Limited**
	 	1 Ordinary Share
	 	 	100	%	 	 	2	 	 	 	*	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	AMICO Holding
Company, Inc.
	 	 	500	 	 	 	100	%	 	 	1	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Gibraltar
Industries, Inc.

	 	D.S. B. Holding
Corp.
	 	66,749.90 Common
	 	 	100	%	 	 	10	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
		 		 	65,750.10 Preferred
	 	 	 	 	 	P-10
	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	D.S. B. Holding
Corp.

	 	The D.S. Brown
Company
	 	 	1,000	 	 	 	100	%	 	 	1	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AMICO Holding
Company, Inc.

	 	Alabama Metal

Industries

Corporation
	 	 	110	 	 	 	100	%	 	28 and 29
	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Member:
Southeastern Metals
Manufacturing
Company, Inc.

	 	Construction

Metals, LLC
	 	 	100	%	 	 	100	%	 	None
	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Member:
Southeastern Metals
Manufacturing
Company, Inc.

	 	Noll/Norwesco, LLC
	 	 	100	%	 	 	100	%	 	 	1	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Alabama Metal 

Industries 

Corporation

	 	Diamond Perforated
Metals, Inc.
	 	 	1,000,000	 	 	 	100	%	 	 	7	 	 	 	100	%
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Alabama Metal 

Industries 

Corporation

	 	Sea Safe, Inc.
	 	15,008 Common Stock
	 	 	100	%	 	 	56	 	 	 	100	%

 

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Total	 	 	 	 	 	 
	 	 	 	 	Shares/Equity	 	Ownership	 	 	 	 
	 	 	 	 	Interests	 	Percentage	 	Certificate No.	 	% of Interest
	Credit Party	 	Issuer	 	Outstanding	 	of the Pledgor	 	(if any)	 	Pledged
	Alabama Metal 

Industries 

Corporation

	 	AMICO Canada, Inc.**
	 	 	1,750,000	 	 	 	100	%	 	 	C-1	 	 	 	*	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Florence
Corporation of
Kansas
	 	 	2,490	 	 	 	100	%	 	 	1	 	 	 	100	%

 

			
	*	 	100% of non-voting shares and equity interests and 65% of voting shares or equity interest
constitute Pledged Securities
	 
	**	 	Foreign Subsidiaries

 

 

SCHEDULE 6.1

CORPORATE EXISTENCE; SUBSIDIARIES; FOREIGN QUALIFICATIONS

1. The following list identifies the jurisdiction of organization/formation and each jurisdiction
in which any Company is qualified to do business:

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Air Vent Inc.

	 	Delaware
	 	Illinois

Iowa

Massachusetts

Mississippi

Missouri

North Carolina

Texas
	 
	Alabama Metal Industries Corporation

	 	Delaware
	 	Alabama

California

Colorado

Florida

Illinois

Louisiana

Mississippi

Missouri

Ohio

South Carolina

Texas

Utah

Washington
	 
	AMICO Holding Company, Inc.

	 	Delaware
	 	None
	 
	Appleton Supply Co., Inc.

	 	Delaware
	 	Michigan

Wisconsin

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Construction Metals, LLC

	 	California
	 	Arizona

Colorado

Utah

Washington
	 
	Diamond Perforated Metals, Inc.

	 	California
	 	None
	 
	D.S.B. Holding Corp.

	 	Delaware
	 	None
	 
	The D.S. Brown Company

	 	Ohio
	 	California

Georgia

Michigan

Minnesota

New Jersey

Ohio

Pennsylvania

Texas
	 
	Florence Corporation

	 	Illinois
	 	None
	 
	Florence Corporation of Kansas

	 	Kansas
	 	Utah
	 
	Gibraltar Industries, Inc.

	 	Delaware
	 	New York
	 
	Gibraltar Steel Corporation of New
York

	 	New York
	 	Georgia

Michigan

Ohio

Texas
	 
	Gibraltar Strip Steel, Inc.*

	 	Delaware
	 	New York

Ohio

Texas***

 

 

	 	 	 	 	 
	 	 	Jurisdiction of	 	Jurisdictions
	 	 	Organization/	 	Where Entity is Qualified
	Company	 	Formation	 	to Do Business
	Noll/Norwesco, LLC

	 	Delaware
	 	California

Georgia

Oregon

Washington

Utah
	 
	Sea Safe, Inc.

	 	Louisiana
	 	Illinois

Texas
	 
	Solar Group, Inc.

	 	Delaware
	 	Mississippi

Texas

North Carolina
	 
	Solar of Michigan, Inc.

	 	Delaware
	 	Michigan
	 
	Southeastern Metals Manufacturing
Company, Inc.

	 	Florida
	 	New Mexico

Texas
	 
	GSC Flight Services Corp.*

	 	New York
	 	None
	 
	Gibraltar Industries Germany GmbH**

	 	Germany
	 	None
	 
	Gibraltar Industries (UK) Limited**

	 	United Kingdom
	 	None
	 
	AMICO Canada, Inc.**

	 	Canada
	 	British Columbia

Ontario

Quebec
	 
	Dramex Expanded Metal Limited**

	 	United Kingdom
	 	None
	 
	Expamet Polska sp.zo.o**

	 	Poland
	 	None
	 
	Sorst Streckmetall GmbH**

	 	Germany
	 	None
	 
	The Expanded Metal Company Limited**

	 	United Kingdom
	 	None

 

 

2. The following Subsidiaries are wholly-owned directly by Gibraltar Steel Corporation of New York
which, in turn, is wholly-owned by Gibraltar Industries, Inc.:

Air Vent Inc.

Gibraltar Strip Steel, Inc.*

GSC Flight Services Corp.*

Solar of Michigan, Inc.*

Southeastern Metals Manufacturing Company, Inc.

3. The following Subsidiaries are directly and wholly-owned by Gibraltar Industries, Inc.

Gibraltar Steel Corporation of New York

AMICO Holding Company, Inc.

Appleton Supply Co., Inc.

Gibraltar Industries Germany GmbH**

Gibraltar Industries (UK) Limited**

D.S.B. Holding Corp.

Florence Corporation

Solar Group, Inc.

4. The following Subsidiaries are wholly-owned directly by Alabama Metal Industries Corporation
which, in turn, is wholly-owned by AMICO Holding Company, Inc., which is wholly owned by Gibraltar
Industries, Inc.:

AMICO Canada, Inc.**

Diamond Perforated Metals, Inc.

Sea Safe, Inc.

5. The remainder of the Subsidiaries are owned as follows:

	 	 	 	 	 
	 	 	 	 	Indirect
	Subsidiary	 	Direct Ownership	 	Ownership
	Alabama Metal Industries
Corporation

	 	AMICO Holding Company, Inc.
— 100%
	 	GII — 100%
	Construction Metals LLC

	 	Southeastern Metals
Manufacturing Company, Inc.
— 100%
	 	GSCNY — 100%
	The D.S. Brown Company

	 	D.S.B. Holding Corp.
	 	GII — 100%
	Dramex Expanded Metal
Limited**

	 	Gibraltar Industries (UK)
Limited** — 100%
	 	GII — 100%
	Expamet Polska sp.zo.o**

	 	The Expanded Metal Company
Limited** — 100%
	 	GII — 100%
	Florence Corporation of Kansas

	 	Florence Corporation — 100%
	 	GII — 100%

 

 

	 	 	 	 	 
	 	 	 	 	Indirect
	Subsidiary	 	Direct Ownership	 	Ownership
	Noll/Norwesco, LLC

	 	Southeastern Metals
Manufacturing Company, Inc.
— 100%
	 	GSCNY — 100%
	Sorst Streckmetall GmbH**

	 	Gibraltar Industries
Germany GmbH** — 100%
	 	GII — 100%
	The Expanded Metal Company
Limited**

	 	Gibraltar Industries (UK)
Limited** — 100%
	 	GII — 100%

 

			
	*	 	Non-Material Subsidiaries
	 
	**	 	Foreign Subsidiaries
	 
	***	 	Borrower or Subsidiary Guarantor, as applicable, is currently in the process of
withdrawing its qualification to do business in this State.
	 
	 	 	GSCNY= Gibraltar Steel Corporation of New York
	 
	 	 	GII = Gibraltar Industries, Inc.

6. The principal place of business and the chief executive office for the Borrowers, each
Subsidiary Guarantor and each Foreign Subsidiary is 3556 Lake Shore Road Buffalo, New York 14219.

 

 

SCHEDULE 6.9

LOCATIONS

	1.	 	See attached list for locations currently leased and/or owned by a Credit Party, where
inventory is currently located.
	 
	2.	 	The following list provides for third-party locations where inventory is currently held:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Air Vent, Inc.

	 	Reliable Consolidation
	 	415 N Blooming Street

Lowel, AR 72745
	 	Inventory warehouse*
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Environmental Friendly
	 	1833 N I-35E

Dallas, Texas 75006
	 	Outside processor*
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Pellams Warehouse
	 	917 Parkway

Grand Prairie, TX 75051
	 	Inventory warehouse*
	 
	 	 	 	 	 	 
	Air Vent, Inc.

	 	Custom Mfg. Co.
	 	5501 S Lamar

Dallas, TX 75215
	 	Outside processor*
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Boswell Retardation Center
	 	P.O. Box 128

Magge, MS 39111
	 	Outside processor*
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Pine Belt Industries
	 	5370 Highway 42

Hattiesburg, MS 39401
	 	Outside processor*
	 
	 	 	 	 	 	 
	Solar Group, Inc

	 	Pro Pak
	 	2010 South Great Southwest 

Parkway 

Grand Prairie, Texas 75051.
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Van Am Tool & Engineering
	 	5025 Easion Road 

St. Joseph, MO 64507
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Bennet Packaging
	 	220 N.W Space Center Rd 

Lee’s Summit, MO 64064
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	Stemar Industries
	 	116 Kean Street

W Bablyon, NY 11704
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	A&E Custom Manufacturing
	 	3150 Chrysler Road

Kansas City, KS 66115
	 	Outside processor*
	 
	 	 	 	 	 	 
	Florence Corporation

	 	BMS Logistics
	 	3601 S Leonard Rd 

St. Joseph, MO 64503
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Coilplus-Texas
	 	6610 Railway

San Antonio, Texas 78244
	 	Outside processor
	 
	 	 	 	 	 	 
	(under the assumed
name DOT Metal
Products, Inc.)
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	PreCoat
	 	16402 Jacinto Port Blvd

Houston, TX 77015
	 	Outside processor*
	 
	 	 	 	 	 	 
	(under the assumed
name DOT Metal
Products, Inc.)
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Curtis Steel
	 	6504 Hurst

Houston, TX 77088
	 	Outside processor*
	 
	 	 	 	 	 	 
	(under the assumed
name DOT Metal
Products, Inc.)
	 	 	 	 	 	 
	 
	 	 	 	 	 	 
	Appleton Supply Company, Inc

	 	Wismarq
	 	11440 W. Addison Ave 

Franklin Park, IL 60131
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Toll/Pride
	 	13518 NE 258th Street

Rayford, FL 32083
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	PreCoat
	 	3399 Davey Allison Blvd

Hueytown, AL 35023
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Lomb
	 	250 Louisville Road

Savannah, Georgia 31322
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	Magic Steel
	 	408 Mareo St. NW 

Decatur, FL 35603
	 	Outside processor*
	 
	 	 	 	 	 	 
	Southeastern Metals
Manufacturing
Company, Inc.

	 	JIT
	 	216 E. Lathop Avenue
 Savannah,
Georgia 31402
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Marleau Hercules
	 	4333 N. Detroit Ave 

Toledo, OH 43612
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Metalplate Galvanizing
	 	1120 39th Street

Birmingham, AL 35234
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Ferraloy
	 	1425 Red Hat Rd

Decatur, AL 35601
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	B.L. Downey
	 	2125 Gardner Rd

Broadview, IL 60155
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Ferraloy
	 	1435 Red Hat Rd

Decatur, AL 35601
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	AAA Galvanizing
	 	625 Mills Rd

Joilet, IL 60434
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Metalplate

Galvanizing-Deyton
	 	10635 Needham Street

Houston, TX 77013
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Marantha Machine
	 	128 W. Fm 6

Nevada, TX 75173
	 	Outside processor*

 

 

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Description of
	 	 	 	 	 	 	Assets and Nature of
	Credit Party	 	Name of Third Party	 	Address	 	Relationship
	Alabama Metal Industries Corporation

	 	Hobson Galvanizing
	 	2402 Engineering Rd

Belle Chase, LA 70037
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Aztec Galvanizing
	 	P.O. Box 64

Crowley, Texas 76036
	 	Outside processor*
	 
	 	 	 	 	 	 
	Alabama Metal Industries Corporation

	 	Vas Delaware Galvanizing
	 	511 Carrol Drive

New Castle Delaware 19720
	 	Outside processor*
	 
	 	 	 	 	 	 
	Diamond Perforated
Metals, Inc.

	 	Drexel Supply Co.
	 	10361 E 106 Ave

Henderson, CO 80601
	 	Public warehouse*

 

			
	*	 	An immaterial amount of collateral is maintained at this location. If required by Agent, a
Processor Waiver, in form and substance acceptable to Agent, will be delivered for this location.

3. Each Credit Party’s chief executive office is located at 3556 Lake Shore Road Buffalo, New York
14219.

 

 

SCHEDULE 6.9

Gibraltar Strip Steel Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	Gibraltar Strip Steel
	 	2555 and 2545 Walden Ave.	 	Buffalo	 	New York	 	14225	 	Owned	 	 

Storage & Ventilation Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	Air Vent
	 	7700 Harker Drive Suite A	 	Peoria	 	Illinois	 	61615	 	Leased	 *	 
	Air Vent
	 	418 N. Front Street	 	Orrick	 	Missouri	 	64077	 	Owned	 	 
	Air Vent
	 	1710 South 21st Street	 	Clinton	 	Iowa	 	52732	 	Owned	 	 
	Air Vent
	 	4117 Pinnacle Point Dr.	 	Dallas	 	Texas	 	75211	 	Leased	 *	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	SOLAR
	 	107 Fellowship Road	 	Taylorsville	 	Mississippi	 	39168	 	Owned	 	 
	SOLAR
	 	203 Fellowship Road	 	Taylorsville	 	Mississippi	 	39168	 	Owned	 	 

Engineered Products Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	Florence
	 	5935 Corporate Drive	 	Manhattan	 	Kansas	 	66503	 	(IRB Bond)	 	 
	Florence
	 	2321 N. Jackson	 	Junction City	 	Kansas	 	66441	 	Leased	 *	 

AMICO Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	AMICO
	 	3240 & 3245 Fayette Avenue	 	Birmingham	 	Alabama	 	35208	 	Owned	 	 
	AMICO
	 	11093 Beach Avenue	 	Fontana	 	California	 	92335	 	Owned	 	 
	AMICO
	 	7300 W. Sunnyview Avenue	 	Visalia	 	California	 	93291	 	Owned	 	 
	AMICO
	 	913-915 S. Heald Street	 	Wilmington	 	Delaware	 	19806	 	Leased	 *	 
	AMICO
	 	1033 Pine Chase Avenue	 	Lakeland	 	Florida	 	33801	 	Owned	 	 
	AMICO
	 	1115 E. 5000 North Road	 	Bourbonnais	 	Illinois	 	60914	 	Leased	 *	 
	AMICO
	 	209 Glaser Drive	 	Lafayette	 	Louisiana	 	70508	 	Owned	 	 
	AMICO
	 	1427 Howell Street	 	North Kansas City	 	Missouri	 	64068	 	Leased	 *	 
	AMICO
	 	8110 Southern Boulevard	 	Youngstown	 	Ohio	 	44512	 	Owned	 	 
	AMICO
	 	1520 Roper Mountain Road	 	Greenville	 	South Carolina	 	29615	 	Leased	 *	 
	AMICO
	 	825 County Road 606	 	Dayton	 	Texas	 	77535	 	Owned	 	 
	AMICO
	 	120 North Latham	 	Houston	 	Texas	 	77011	 	Leased	 *	 
	AMICO
	 	212 North 1330 West Street	 	Orem	 	Utah	 	84059	 	Owned	 	 
	AMICO
	 	22153 West Valley Highway	 	Kent	 	Washington	 	98032	 	Leased	 *	 

Noll Group Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	CMI
	 	13169-B Slover Avenue	 	Fontana	 	California	 	92337	 	Leased	 *	 
	CMI
	 	3011 70th Avenue E.	 	Fife	 	Washington	 	98424	 	Owned	 	 
	CMI
	 	1320 Performance Drive	 	Stockton	 	California	 	95206	 	Owned	 	 

1

 

SCHEDULE 6.9

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	CMI
	 	985 West 3160 South	 	Salt Lake City	 	Utah	 	84123	 	Leased	 *	 
	 
	 	Central Valley Industrial Park	 	 	 	 	 	 	 	 	 	 
	CMI
	 	4900 Moline Street	 	Denver	 	Colorado	 	80239	 	Leased from K & W 	 **	 
	 
	 	 	 	 	 	 	 	 	 	Metal Fabricators, LLC	 	 
	 
	Noll/Norwesco
	 	3011 70th Avenue E.	 	Fife	 	Washington	 	98424	 	Owned	 	 
	Noll/Norwesco
	 	1320 Performance Drive	 	Stockton	 	California	 	95206	 	Owned	 	 
	Noll/Norwesco
	 	38 SE 97th Avenue	 	Portland	 	Oregon	 	97216	 	Owned	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	K & W
	 	13169-B Slover Avenue	 	Fontana	 	California	 	92337	 	Leased	 **	 
	K & W (lease is in
	 	4850 Moline Street	 	Denver	 	Colorado	 	80239	 	Leased	 *	 
	the name of Gibraltar 

Industries, Inc.)
	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	Appleton
	 	1905 West Haskell Street	 	Appleton	 	Wisconsin	 	54914	 	Owned	 	 
	Appleton
	 	927 South Grider Street	 	Appleton	 	Wisconsin	 	54914	 	Owned	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	SEMCO
	 	11801 Industry Drive	 	Jacksonville	 	Florida	 	32218	 	Leased	 *	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	SEMCO
	 	3004 - B Aldine Bender, RR 1	 	Houston	 	Texas	 	77032	 	Leased	 *	 
	SEMCO
	 	18757 Bracken Drive	 	San Antonio	 	Texas	 	78266	 	Leased	 ***	 

Brown Locations

	 	 	 	 	 	 	 	 	 	 	 	 	 
	Business Unit	 	Physical Address	 	City	 	State	 	ZIP Code	 	 	 	 
	The D.S. Brown Company
	 	300 East Cherry Street	 	North Baltimore	 	Ohio	 	45872	 	Owned	 	 

 

			
	*	 	A Landlord’s Waiver has been delivered
	 
	**	 	Location shared with another Credit Party; Landlord’s Waiver has been delivered by the Credit
Party on the lease
	 
	***	 	There are two leases for this location and a Landlord’s Waiver has been delivered from each
landlord

2

 

SCHEDULE 6.17

INTELLECTUAL PROPERTY

1 See attached list of Copyrights

2 See attached list of Trademarks

3 See attached list of Patents

 

 

	 	 	 	 	 	 	 	 	 
	Copyright Claimant	 	Reg. #	 	Date Reg.	 	Title	 	Description
	Air Vent Inc.

	 	TX 131-073
	 	7/24/1978
	 	Principles of Attic Ventilation
	 	24 pgs
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TX 5-186-529
	 	4/30/2000
	 	Olde Towne Collection
	 	2 pgs
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 976-824
	 	11/27/2000
	 	Premium Mailbox Post: The Estate ES200 Black
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 977-296
	 	11/27/2000
	 	Premium Mailbox Post: The Estate Series ES200 White
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 980-800
	 	12/4/2000
	 	Premium Mailbox: Estate Series E15 Premium Aluminum Mailbox Post
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 980-912
	 	11/27/2000
	 	Premium Mailbox: Estate Series E15 Black
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	TXU 983-179
	 	11/28/2000
	 	Premium Mailbox (Estate Series E15 White)
	 	poster
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	V3412D855
	 	3/13/1998
	 	Centrury Classic 2000 Mailbox & 1 Other Title (Century Classic 2000 3-D artwork)
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-038-133
	 	3/27/2000
	 	Olde Towne Collection Post Assembly
	 	mailbox support post
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-041-820
	 	3/27/2000
	 	Olde Towne Collection Vertical Mailbox
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VA 1-041-830
	 	3/27/2000
	 	Olde Towne Collection Horizontal Mailbox
	 	n/a
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VAU 462-933
	 	5/28/1999
	 	Cast Aluminum Horizontal Citibox
	 	technical drawing
	 
	 	 	 	 	 	 	 	 
	Solar Group, Inc.

	 	VAU 469-000
	 	5/14/1999
	 	Cast Aluminum Vertical Citibox
	 	technical drawing

 

 

Air Vent Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AV (stylized)

	 		 	Registered
	 	12/8/1981
	 	 	1,180,817	 	 	73/258,601
	 	USA
	 	IC 006
	 	Metal roof ventilators
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FILTERVENT

	 	FILTERVENT
	 	Registered
	 	6/5/1990
	 	 	1,599,621	 	 	73/838,041
	 	USA
	 	IC 019
	 	Unitary fabricated roof ridge

ventilators without moving parts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FILTERVENT

	 	FILTERVENT
	 	Registered
	 	12/4/2007
	 	 	3,348,074	 	 	78/549,016
	 	USA
	 	IC 019
	 	Non-metallic unitary fabricated
roof ridge
 ventilators without

moving parts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	PEAKPERFORMER

(and design)

	 		 	Registered
	 	4/24/2007
	 	 	3,234,789	 	 	78/617,180
	 	USA
	 	IC 019
	 	Non-mechanical plastic roof

ridge vent for ventilating

attics
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SHINGLEVENT

	 	SHINGLEVENT
	 	Registered
	 	6/18/1991
	 	 	1,648,162	 	 	73/834,918
	 	USA
	 	IC 019
	 	Unitary fabricated roof ridge
ventilators without moving parts
and installation parts sold as a
unit
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SOLAR TEK (and design)

	 		 	Registered
	 	3/24/1987
	 	 	1,433,735	 	 	73/607,334
	 	USA
	 	IC 011
	 	Automatic foundation ventilator
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SOLARCOOL (and design)

	 		 	Registered
	 	11/1/2005
	 	 	3,011,981	 	 	78/242,018
	 	USA
	 	IC 006
	 	Solar powered roof and attic vent
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TEMP-VENT (and design)

	 		 	Registered
	 	1/27/1976
	 	 	1,031,384	 	 	73/049,505
	 	USA
	 	IC 011
	 	Automatic foundation ventilators

 

 

Air Vent Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	THE EDGE

	 	THE EDGE
	 	Registered
	 	11/11/2008
	 	 	3,531,951	 	 	77/239,648
	 	USA
	 	IC 019
	 	Plastic attic roof intake vents

for ventilation purposes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VENTURIVENT

	 	VENTURIVENT
	 	Registered
	 	7/3/1990
	 	 	1,604,349	 	 	73/835,541
	 	USA
	 	IC 006
	 	Unitary fabricated roof rigdge
ventilators without moving parts
made primarily of metal

 

 

Alabama Metal Industries Corporation

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	
Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AMICO

	 	AMICO
	 	Registered
	 	9/5/1995
	 	 	1,915,974	 	 	74/532,835
	 	USA
	 	IC 006

IC 019
	 	Structural and ornamental metal grating; metal laths, metal
lathing accessories, namely expansion joints, control joints,
corner beads, casing beads, and cold rolled channels for
drywall studs and runner track; metal enclosure systems
comprising expanded metal panels posts, doors and hardware
for their installation; metal fencing systems comprising
expanded metal fence sections, posts, fittings, rails and
gates; and expanded metal forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AMICO (and design)

	 		 	Registered
	 	8/22/1995
	 	 	1,912,984	 	 	74/532,836
	 	USA
	 	IC 006

IC 019
	 	Structural and ornamental metal grating; metal laths and
metal lathing accessories, namely expansion joints, control
joints, corner beads, casing beads and cold rolled metal
channels for drywall studs and runner tracks; metal enclosure
systems comprising expanded metal panels, posts, doors and
hardware for their installation; metal fencing systems
comprising expanded metal fence sections, posts, fittings,
rails and gates; and expanded metal forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ANC

	 	ANC
	 	Registered
	 	12/11/2007
	 	 	3,351,722	 	 	77/143,724
	 	USA
	 	IC 019
	 	Non-metal fencing and accessories therefor, namely, panels,
posts, fittings and fasteners
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DIAMOND GRIP

	 	DIAMOND GRIP
	 	Registered
	 	9/15/1998
	 	 	2,189,215	 	 	75/318,925
	 	USA
	 	IC 006
	 	Metal industrial safety grating
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GMS GENESIS

(and design)

	 		 	Registered
	 	2/25/1997
	 	 	2,063,254	 	 	75/119,091
	 	USA
	 	IC 006
	 	Raised metal access flooring
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ORNAMESH

	 	ORNAMESH
	 	Registered
	 	6/27/1995
	 	 	1,901,456	 	 	74/532,516
	 	USA
	 	IC 006
	 	Ornamental metal gratings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SAFETY GRIP

	 	SAFETY GRIP
	 	Registered
	 	4/4/2000
	 	 	2,337,053	 	 	75/330,898
	 	USA
	 	IC 006
	 	Metal flooring
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SECURA FENCE 

SYSTEM

	 	SECURA FENCE SYSTEM
	 	Registered
	 	7/11/1995
	 	 	1,904,092	 	 	74/533,654
	 	USA
	 	IC 006
	 	Metal fencing system consisting of expanded metal fence
sections, posts, fittings, rails and gates
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SECURA LATH

	 	SECURA LATH
	 	Registered
	 	9/26/1995
	 	 	1,921,479	 	 	74/575,870
	 	USA
	 	IC 006
	 	Metal lathing

 

 

Alabama Metal Industries Corporation

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	
Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	SECURA MESH

	 	SECURA MESH
	 	Registered
	 	7/11/1995
	 	 	1,904,088	 	 	74/532,515
	 	USA
	 	IC 006
	 	Metal partitions and enclosure systems of expanded metal
comprising expanded metal sections, posts, doors and hardware
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SHOT-FORM

	 	SHOT-FORM
	 	Registered
	 	5/20/2003
	 	 	2,717,837	 	 	76/167,444
	 	USA
	 	IC 006
	 	Metal casting forms for concrete
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	STAY-FORM

	 	STAY-FORM
	 	Registered
	 	6/20/1995
	 	 	1,900,341	 	 	74/532,517
	 	USA
	 	IC 006
	 	Expanded metal concrete forms
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ZIP STRIP

	 	ZIP STRIP
	 	Registered
	 	8/8/1995
	 	 	1,910,087	 	 	74/532,798
	 	USA
	 	IC 019
	 	Vinyl trim stop for drywall, stucco and veneer applications
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GATOR-GRATE

(and design)

	 		 	Registered
	 	2/12/1985
	 	 	1,319,387	 	 	73/445,594
	 	USA
	 	IC 019
	 	Fiber and resin molded trays, gratings and structural shapes
for use in industrial and commercial applications, all sold
as a unit; custom manufacture of fiber and resin molded
trays, gratings and structural shapes for use in industrial
and commercial applications
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	KORDEK

	 	KORDEK
	 	Registered
	 	7/24/1979
	 	 	1,122,786	 	 	73/169,918
	 	USA
	 	IC 019
	 	Fiberglass reinforced molded resin walking and catwalk grating

 

 

Appleton Supply Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	
Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	APPLETON BUILDING PRODUCTS

(and design)

	 		 	Registered
	 	7/24/2007
	 	 	3,270,024	 	 	78/745,852
	 	USA
	 	IC 006
	 	Metal building
products; namely,
flashings, roof
edgings, wind
braces, gravel
stops, ridge rolls,
gutter aprons,
hardboard siding
corners, brick
molding covers, H
molding joint
covers, J channel,
roll aluminum and
roll steel, brick
bonds, flashing
shingles, starter
strips, drywall
corner beads,
soffit panels,
soffit trim and
fascia
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	AS (and design)

	 		 	Registered
	 	12/29/1992
	 	 	1,759,443	 	 	74/230,736
	 	USA
	 	IC 006
	 	Metal building
products; namely,
flashings, roof
edgings, wind
braces, gravel
stops, ridge rolls,
gutter aprons,
hardboard siding
corners, brick
molding covers, H
molding joint
covers, roll
aluminum and roll
steel, brick bonds,
flashing shingles,
starter strips and
drywall corner
beads
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SELL-EVEN BUILDING 

PRODUCTS

	 	SELL-EVEN BUILDING PRODUCTS
	 	Registered
	 	10/6/1992
	 	 	1,721,382	 	 	74/230,245
	 	USA
	 	IC 006
	 	Metal building
products; namely,
soffits, siding,
gutters and coiled
aluminum sold in
bulk
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SELL-EVEN BUILDING PRODUCTS

(and design)

	 		 	Registered
	 	10/6/1992
	 	 	1,721,386	 	 	74/230,951
	 	USA
	 	IC 006
	 	Metal building
products; namely,
soffits, siding,
gutters and coiled
aluminum sold in
bulk

 

 

The D.S. Brown Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	 Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	DELCRETE

	 	DELCRETE
	 	Registered
	 	1/3/1989
	 	 	1,518,915	 	 	 	73733176	 	 	USA
	 	IC 019
	 	Elastomeric concrete for construction of pavement joints.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DELCRETE

	 	DELECREETE
	 	Registered
	 	2/11/1993
	 	 	440,290	 	 	 	n/a	 	 	Mexico
	 	IC 019
	 	Concreto Elastomerico para de uniones de pavimento
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	STEELFLEX

	 	STEELFLEX
	 	Registered
	 	5/20/1997
	 	 	2,062,964	 	 	 	75082004	 	 	USA
	 	IC 006
	 	Strip seal expansion joint systems composed of steel profiles,
reinforcing steel, steel anchors and neoprene glands, sold as a unit.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DELASTIC

	 	DELASTIC
	 	Registered
	 	10/14/1997
	 	 	2,104,782	 	 	 	75/082,079	 	 	USA
	 	IC 017
	 	Preformed elastomeric compression sealing strips for concrete pavement.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	EXODERMIC

	 	EXODERMIC
	 	Registered
	 	8/5/2003
	 	 	2,747,531	 	 	 	75/642,180	 	 	USA
	 	IC 42
	 	CONSULTATION AND PROVIDING INFORMATION RELATED TO COMPOSITE BRIDGE
DECKS COMPRISED OF UNFILLED GRID AND STRUCTURAL SLAB.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	EXODERMIC

	 	EXODERMIC
	 	Registered
	 	8/31/2004
	 	 	2,879,486	 	 	 	78/281,391	 	 	USA
	 	IC 019
	 	composite bridge decks comprised of unfilled grids and structural
slabs, composed primarily of concrete and other non-metal
compositions.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DELASTIC-LS

	 		 	Registered
	 	7/13/2010
	 	 	3,816,291	 	 	 	77/657,458	 	 	USA
	 	IC 017
	 	Two-part urethane sealant and primer, sold together as a unit, for use
on engineered joints on bridges and roads.

 

 

The D.S. Brown Company, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	 Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	TRANSPATCH

	 		 	Pending
	 	n/a
	 	 	n/a	 	 	 	77/581,316	 	 	USA
	 	IC 019
	 	Concrete and asphalt pavement repair material, namely, tar-based
concrete and asphalt patching compound.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MATRIX PREMIX

	 		 	Pending
	 	n/a
	 	 	n/a	 	 	 	77/696,995	 	 	USA
	 	IC 019
	 	Pre-packaged bridge expansion joint filler.

 

 

Gibraltar Industries, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	WEATHER-VENT

	 	WEATHER-VENT
	 	Registered
	 	5/31/2005
	 	 	2,956,738	 	 	76/581,717
	 	USA
	 	IC 006
	 	Metal vents to be used on roofs

 

Noll/Norwesco, LLC

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	025

	 	 	025	 	 	Registered
	 	9/19/1961
	 	 	0,721,610	 	 	72/097,234
	 	USA
	 	IC 011
	 	Cap assemblies for gas vents
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GENERAL METALCRAFT 

PRODUCTS

(and design)

	 	
	 	Registered
	 	1/11/2000
	 	 	2,307,147	 	 	75/502,001
	 	USA
	 	IC 006
	 	Metal building products,
namely, gutters,
downspouts, flashings, roof
vents, and HVAC ducting
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	M&N PLASTICS

	 	M&N PLASTICS
	 	Registered
	 	12/26/2006
	 	 	3,188,869	 	 	78/652,448
	 	USA
	 	IC 019
	 	Fabricated plastic
products, namely area wells
for building ventilation,
vents for buildings, namely
cap vents, foundation
vents, gable vents, ridge
vents, roof vents, soffit
vents, and stem vents.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NOLL

	 	NOLL
	 	Registered
	 	9/19/1961
	 	 	0,721,611	 	 	72/097,235
	 	USA
	 	IC 011
	 	 Cap assemblies for gas vents
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	10/5/1965
	 	 	0,796,980	 	 	72/202,117
	 	USA
	 	IC 021
	 	 Fabricated metal products,
namely, pails, tubs,
garbage cans, mailboxes,
and sprinkling cans.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	9/7/1965
	 	 	0,795,437	 	 	72/202,118
	 	USA
	 	IC 006

IC 017

IC 019
	 	 Fabricated metal products
 namely, downspouts,
 gutters, roof ventilators,
shower stalls, and window
wells.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NORWESCO

	 	NORWESCO
	 	Registered
	 	9/7/1965
	 	 	0,795,498	 	 	72/202,119
	 	USA
	 	IC 012
	 	 Wheelbarrows

 

Noll/Norwesco, LLC

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	NORWESCO

	 	NORWESCO
	 	Registered
	 	11/28/2006
	 	 	3,176,210	 	 	78/616,966
	 	USA
	 	IC 006

IC 012

IC 019

IC 021
	 	 Fabricated metal products,
 namely, mail boxes,
 downspouts, gutters, roof
 vents for ventilation,
window wells, metal HVAC
pipe and ducts, namely
pipes, ducts, adjustable
angles, boots, boxes, caps,
collars, elbows, filter
slides, increasers, plugs,
reducers, saddles,
spin-ins, stands, tees, and
wyes for HVAC ducts;
Wheelbarrows; Fabricated
plastic products, namely,
area wells for building
ventilation, vents for
buildings, namely, cap
vents, foundation vents,
gable vents, ridge vents,
roof vents, soffit vents,
and stem vents; Fabricated
metal products, namely,
pails, water tubs, garbage
cans, and watering cans.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	VENT AIR

	 	VENT AIR
	 	Registered
	 	12/5/2006
	 	 	3,179,511	 	 	78/617,039
	 	 USA
	 	IC 019

IC 020
	 	Fabricated plastic products
for use in household
construction, namely, cap
vent covers, foundation
vent covers, gable vent
covers, ridge vent covers,
roof vent covers, soffit
vent covers, and stem vent
covers for roof, wall, and
building foundations;
Fabricated plastic products
for use in household
construction, namely,
non-metal ventilating ducts
utilizing end cap vents,
foundation vents, gable
vents, ridge vents, roof
vents, soffit vents, and
stem vents.

 

Sea Safe, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	SEASAFE (and design)

	 	
	 	Registered
	 	4/3/2001
	 	 	2,439,864	 	 	75/562,870
	 	USA
	 	IC 019
	 	Fiber and resin
molded trays,
gratings and
structural shapes
for use in
industrial and
commercial
applications, all
sold as a unit;
custom manufacture
of fiber and resin
molded trays,
gratings and
structural shapes
for use in
industrial and
commercial
applications

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	AIRHAWK

	 	AIRHAWK
	 	Registered
	 	4/11/1995
	 	 	1,889,235	 	 	74/447,442
	 	USA
	 	IC 011
	 	Roof ventilators, louver-type
ventilators, foundation vents and roof
and attic fans for residential and
commercial use
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ARTCRAFT

	 	ARTCRAFT
	 	Registered
	 	6/6/2006
	 	 	3,100,404	 	 	78/593,252
	 	USA
	 	IC 006
	 	Mailboxes, mailbox support posts and
bases, newspaper boxes, and decorative
finials, post caps, and mounting
brackets for the above, all made
primarily of metal; street signs, street
sign support posts, street sign
brackets, all made primarily of metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	COUNTRY IMAGE

(stylized)

	 	
	 	Registered
	 	4/4/1989
	 	 	1,532,660	 	 	73/752,200
	 	USA
	 	IC 006
	 	Decorated metal rural boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	EASY UP (and design)

	 	 	 	Registered
	 	10/8/1996
	 	 	2,006,214	 	 	75/013,693
	 	USA
	 	IC 006

IC 011

IC 020
	 	Metal goods, namely drive-in post
anchors, T-bracing and flat wall
bracing, door viewers and knockers, door
finger pulls, door stops, handrail
brackets, cabinet catches, metal closet
rods, sash locks, sash lifts, closet
hinges, metal rod chairs for supporting
reinforcing bars used in concrete
construction, soffit ventilators, house
numbers, metal mailboxes, mailbox post
mounts, mailbox post supports, mail
slots, mailbox mounting hardware, namely
metal mounting brackets, screws and
bolts; metal static roof vents, metal
ridge vents, metal ventilating lovers,
soffit strips, foundation vents;
Turbine ventilators and powered
ventilators for domestic use;
Non-metal mailboxes, non-metal mailbox
house mounts, non-metal house numbers,
non-metal house number supports,
non-metal mailbox flags, non-metal wall
bumpers, non-metal roof vents, non-metal
ridge vents, non-metal storage hooks
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	HANG STUFF

(and design)

	 		 	Registered
	 	9/9/1980
	 	 	1,139,387	 	 	73/205,314
	 	USA
	 	IC 006
	 	Wall mounted adjustable tool holders made of metal

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	MAILSAFE (and 

design)

	 	
	 	Registered
	 	7/2/1996
	 	 	1,984,693	 	 	74/595,017
	 	USA
	 	IC 020
	 	Non-metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	PARCEL PRO

	 	PARCEL PRO
	 	Registered
	 	2/4/2003
	 	 	2,684,473	 	 	76/214,467
	 	USA
	 	IC 006

IC 020

IC 021
	 	Metallic lockable containers for the
receipt of delivered packages,
envelopes, and other articles; lockable
containers primarily of plastic for
commercial use, namely, for the receipt
of delivered packages, envelopes, and
other articles; lockable containers
primarily of plastic for household use,
namely, for the receipt of delivered
packages, envelopes and other articles
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POST L POST

	 	POST L POST
	 	Registered
	 	7/15/1969
	 	 	0,872,869	 	 	72/310,288
	 	USA
	 	IC 006
	 	Metal posts for mounting rural mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SIMPL STORAGE

	 	SIMPL STORAGE
	 	Registered
	 	3/13/2007
	 	 	3,219,028	 	 	78/555,053
	 	USA
	 	IC 020
	 	Plastic shelving systems comprised of
plastic shelves, plastic columns,
plastic drawers, plastic closet rods,
plastic uprights, plastic closet
shelving
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE BRUTE (stylized)

	 	
	 	Registered
	 	5/30/1989
	 	 	1,541,576	 	 	73/747,770
	 	USA
	 	IC 020
	 	Non-metal rural mailboxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ESTATE SERIES

	 	THE ESTATE SERIES
	 	Registered
	 	11/19/2002
	 	 	2,652,518	 	 	76/167,826
	 	USA
	 	IC 006
	 	Rural metal mailboxes, metal posts for
supporting mailboxes, metal fasteners
for securing post components to each
other

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	THE GENTRY

	 	THE GENTRY
	 	Registered
	 	2/10/2004
	 	 	2,812,677	 	 	76/498,613
	 	USA
	 	IC 020
	 	Plastic rural mailboxes and plastic
posts for rural mailboxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ULTIMATE 
RIDGE
VENT

	 	THE ULTIMATE
 RIDGE
VENT
	 	Registered
	 	7/9/2002
	 	 	2,591,184	 	 	76/235,253
	 	USA
	 	IC 019
	 	Non-metallic building materials, namely
roofing ridge vents and vent strips
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE ULTIMATE  
ROLLED
RIDGE VENT

	 	THE ULTIMATE
 ROLLED
RIDGE VENT
	 	Registered
	 	6/17/2003
	 	 	2,728,306	 	 	76/242,890
	 	USA
	 	IC 019
	 	Non-metallic building materials, namely
ridge vents and vent strips
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	ESTATE

	 	ESTATE
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/616,292
	 	USA
	 	IC 006
	 	Metal fasteners, namely, bolts, screws,
rivets, nails, brackets and fittings for
securing mailbox and mailbox post
components together; metal mailboxes;
metal posts
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	BERKSHIRE

	 	BERKSHIRE
	 	Registered
	 	1/11/2005
	 	 	2,917,510	 	 	78/353,597
	 	USA
	 	IC 006
	 	Metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	FIRST CLASS

	 	FIRST CLASS
	 	Registered
	 	10/30/2007
	 	 	3,325,892	 	 	78/534,588
	 	USA
	 	IC 006

IC 020
	 	Metal mail boxes;

Non-metal mail boxes
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	POSTMASTER

	 	POSTMASTER
	 	Registered
	 	11/7/2000
	 	 	2,402,352	 	 	75/350,207
	 	USA
	 	IC 006

IC 020
	 	Metal mail boxes and accessories,
namely, mounting brackets and shelf
expanders;
Non-metal mail boxes and accessories,
namely, mounting brackets and shelf
expanders

 

Solar Group, Inc.

Trademarks

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	POSTMASTER MAILBOX

(and design)

	 	
	 	Registered
	 	6/25/1991
	 	 	1,648,645	 	 	74/025,603
	 	USA
	 	IC 006

IC 020
	 	Stakes used to support mailboxes;
Mailboxes and covers therefor
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE IRONSIDE

	 	THE IRONSIDE
	 	Registered
	 	3/19/2002
	 	 	2,550,239	 	 	75/350,209
	 	USA
	 	IC 006
	 	Mail boxes made predominately of metal

 

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	COPPERXT

	 	COPPERXT
	 	Registered
	 	9/9/2008
	 	 	3,499,865	 	 	77/230,573
	 	USA
	 	IC 006
	 	Metal and metallic
composite products,
in particular
copper bonded to
stainless steel,
used in building
and construction
materials, namely,
roofing materials,
roof coverings,
roofing panels,
roofing trims, eave
drips, trims,
flashing and
ventilation
products for use in
residential and
commercial
buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GH (and design)

	 	
	 	Registered
	 	10/14/2008
	 	 	3,516,869	 	 	76/671,372
	 	USA
	 	IC 006
	 	Gutter rain water
deflectors made
primarily of metal.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	GUTTER HELMET

	 	GUTTER HELMET
	 	Registered
	 	3/28/1989
	 	 	1,531,983	 	 	73/698,205
	 	USA
	 	IC 019
	 	Rain water gutter
deflectors and
associated hardware
therefor sold as a
unit therewith.
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NEVER CLEAN YOUR 

GUTTERS AGAIN!

	 	NEVER CLEAN YOUR

GUTTERS AGAIN!
	 	Registered
	 	7/27/1999
	 	 	2,264,723	 	 	75/484,077
	 	USA
	 	IC 006
	 	Gutter rain water
deflectors made
primarily of metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SM (and design)

	 	
	 	Registered
	 	4/11/1978
	 	 	1,089,047	 	 	73/121,768
	 	USA
	 	IC 006
	 	Metal building and
construction
products-namely,
hurricane clips,
wall ties, valleys,
gravel stops,
downspouts and
guttering, termite
shields, joist
hangers, and rod
chairs
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	THE BEAUTY OF
COPPER. THE
STRENGTH OF STEEL.

	 	THE BEAUTY OF 

COPPER. THE 

STRENGTH OF STEEL.
	 	Registered
	 	8/5/2008
	 	 	3,480,169	 	 	77/362,411
	 	USA
	 	IC 006
	 	Metal and metallic
composite products,
in particular
copper bonded to
stainless steel,
used in building
and construction
materials, namely,
roofing materials,
roof coverings,
roofing panels,
roofing trims, eave
drips, trims,
flashing and
ventilation
products for use in
residential and
commercial
buildings
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	TRUSTED QUALITY 

TESTED STRENGTH

	 	TRUSTED QUALITY

TESTED STRENGTH
	 	Registered
	 	1/13/2009
	 	 	3,561,481	 	 	76/671,371
	 	USA
	 	IC 006
	 	Metal building and
metal construction
products — namely
steel framing,
gutters,
downspouts, lath,
storm panels, ridge
and hip plates,
patio covers,
concrete and
masonry foundation
connectors, column
and post
connectors, floor
and deck
connectors, roof
and truss
connectors, wall
connectors, steel
deck panels, eave
drip, roof edge,
gutter deflectors,
flashing, gravel
stops and cover
plates, valleys and
rail diverters
metal roofing,
corner beads,
soffits, hurricane
clips, wall ties,
girder shields,
termite shields,
joist hangers and
rod chairs, metal
roof vents for
ventilation in
residential and
commercial
buildings

 

Trademarks

Southeastern Metals Manufacturing Company, Inc.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Registration	 	Registration	 	Application	 	 	 	 	 	 
	Mark	 	Image	 	Status	 	Date	 	Number	 	Number	 	Country	 	Class	 	Goods or Services
	GH MICRO-CS 

COMMERCIAL SERIES 

GUTTER PROTECTION

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,898
	 	USA
	 	IC 019
	 	Gutter rain water

protection panels

with screens made

from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	DIAMOND

	 	DIAMOND
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/512,075
	 	USA
	 	IC 006
	 	Metal building
framing materials,
namely, wall,
ceiling, roof and
floor framing
materials made
primarily of
embossed metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MICRO-CS

	 	MICRO-CS
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,888
	 	USA
	 	IC 019
	 	Gutter rain water

protection panels

with screens made

from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	MICRO-CS COMMERCIAL 

SERIES GUTTER 

PROTECTION

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	77/618,895
	 	USA
	 	IC 019
	 	Gutter rain water

protection panels

with screens made

from metal
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	SM SEMCO 

SOUTHEASTERN  
METALS
CO

(and design)

	 	
	 	Pending
	 	n/a
	 	 	n/a	 	 	78/950,116
	 	USA
	 	IC 006

IC 019
	 	Metal building
products, namely,
roof coverings,
gutters and
downspouts, metal
wall framing and
flashing, metal
roof and other
metal exhaust vents
for non-HVAC
ventilation systems
in residential and
commercial
buildings, metal
beads, soffits and
trim; Non-metal
building products,
namely, stucco lath
and drywall beads,
non-metal roof
coverings, and
trim.

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge
vent and methods of
manufacture and use

	 	10/970,302
	 	 	6,991,535	 	 	U
	 	10/21/2004
	 	1/31/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable 

pitch arcuate roof
ventilator

	 	09/973,259
	 	 	6,482,084	 	 	U
	 	10/9/2001
	 	11/19/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Multi-baffled roof ridge vent

	 	09/307,304
	 	 	6,128,869	 	 	U
	 	5/7/1999
	 	10/10/2000
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable 

pitch arcuate roof
ventilator

	 	09/447,666
	 	 	6,149,517	 	 	U
	 	11/23/1999
	 	11/21/2000
	 	USA

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge
vent and methods of
manufacture and use

	 	10/610,067
	 	 	6,881,144	 	 	U
	 	6/20/2003
	 	4/19/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	End-ventilating adjustable 

pitch arcuate roof
ventilator

	 	09/711,370
	 	 	6,299,528	 	 	U
	 	11/10/2000
	 	10/9/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Vent with presecured 

mechanical fasteners

	 	10/600,397
	 	 	6,793,574	 	 	U
	 	6/20/2003
	 	9/21/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Ventilator

	 	07/443,215
	 	 	4,962,882	 	 	U
	 	11/27/1989
	 	10/16/1990
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Adjustable filtered roof 

ridge ventilator

	 	07/664,394
	 	 	5,122,095	 	 	U
	 	3/4/1991
	 	6/16/1992
	 	USA

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Temperature and humidity
sensitive high efficiency
exhaust ventilator apparatus

	 	07/882,182
	 	 	5,253,804	 	 	U
	 	5/12/1992
	 	10/19/1993
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Thrust bearing assembly for 

roof turbine

	 	07/947,741
	 	 	5,326,313	 	 	U
	 	9/21/1992
	 	7/5/1994
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Power temp vent duct system

	 	08/020,686
	 	 	5,294,049	 	 	U
	 	2/22/1993
	 	3/15/1994
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Rollable ridge vent

	 	29/209,647
	 	 	D511,847	 	 	D
	 	7/19/2004
	 	11/22/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Rollable ridge vent

	 	29/210,091
	 	 	D511,848	 	 	D
	 	7/27/2004
	 	11/22/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Off-peak intake vent

	 	29/297,913
	 	 	D574,947	 	 	D
	 	11/21/2007
	 	8/12/2008
	 	USA

 

Air Vent, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Externally baffled ridge vent

	 	11/238,315
	 	 	n/a	 	 	U
	 	9/29/2005
	 	n/a
	 	USA

 

Alabama Metal Industries Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Plaster security
barrier system

	 	08/399,566
	 	 	5,697,195	 	 	U
	 	3/7/1995
	 	12/16/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco arch casing bead

	 	08/703,013
	 	 	5,699,638	 	 	U
	 	8/26/1996
	 	12/23/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fastener clip for 

security wall system

	 	09/226,048
	 	 	6,367,216	 	 	U
	 	1/4/1999
	 	4/9/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco reveal 

connection system

	 	08/724,355
	 	 	5,761,866	 	 	U
	 	10/1/1996
	 	6/9/1998
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Contoured stucco reveal

	 	10/007,249
	 	 	6,609,341	 	 	U
	 	11/13/2001
	 	8/26/2003
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Door frame reinforcing 

structure

	 	09/359,600
	 	 	6,178,700	 	 	U
	 	7/23/1999
	 	1/30/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Banding bead

	 	08/008,537
	 	 	5,423,154	 	 	U
	 	1/25/1993
	 	6/13/1995
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fence system

	 	08/058,577
	 	 	5,421,557	 	 	U
	 	5/6/1993
	 	6/6/1995
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fence system

	 	08/407,616
	 	 	5,556,080	 	 	U
	 	3/21/1995
	 	9/17/1996
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Connector clip for
corner bead

	 	08/320,433
	 	 	5,531,051	 	 	U
	 	10/7/1994
	 	7/2/1996
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco reveal

	 	29/133,649
	 	 	D456,528	 	 	D
	 	12/1/2000
	 	4/30/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Stucco casing bead

	 	29/156,923
	 	 	D471,991	 	 	D
	 	3/8/2002
	 	3/18/2003
	 	USA

 

Alabama Metal Industries Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Non-conductive fencing

	 	11/396,880
	 	 	n/a	 	 	U
	 	4/3/2006
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Movement control screed

	 	11/293,023
	 	 	n/a	 	 	U
	 	12/2/2005
	 	n/a
	 	USA

 

The D.S. Brown Company, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Suspension Bridge
Cable Wrap and
Application Method

	 	 	00/069,701	 	 	 	5,390,386	 	 	U
	 	6/1/1993
	 	2/21/1995
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Suspension Bridge
Cable Wrap and
Application Method

	 	 	95300215.1	 	 	 	722015	 	 	n/a
	 	1/13/1995
	 	7/29/1998
	 	European
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Suspension Bridge 

Cable Wrap

	 	 	9501001	 	 	 	197,238	 	 	n/a
	 	2/17/1995
	 	6/28/2000
	 	Mexico
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Suspension Bridge
Cable Wrap and
Application Method

	 	 	98113238.8	 	 	HK1012034
	 	n/a
	 	1/13/1995
	 	4/28/2000
	 	Hong Kong
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Suspension Bridge
Cable Wrap and
Application Method

	 	 	n/a	 	 	 	2,140,062	 	 	n/a
	 	1/12/1995
	 	3/2/2004
	 	Canada
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Suspension Bridge
Cable Tubelar 

Article Wrap and
Application Method

	 	 	n/a	 	 	ZL95100371.2
	 	n/a
	 	1/27/1995
	 	1/7/2004
	 	China
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Improved Exodermic
Deck System

	 	 	n/a	 	 	 	2,239,727	 	 	n/a
	 	12/6/1996
	 	9/6/2005
	 	Canada
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Exodermic Deck
System

	 	 	00/183,945	 	 	 	5,509,243	 	 	U
	 	1/21/1994
	 	4/23/1996
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Exodermic Deck
System

	 	 	08/568,464	 	 	 	5,664,378	 	 	U
	 	12/7/1995
	 	9/9/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Prestressed or
Post-Tension
Composite
Structural System

	 	 	10/725,185	 	 	 	7,197,854	 	 	U
	 	12/1/2003
	 	4/3/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	System and Method
for Electroslag
Welding an
Expansion Joint
Rail

	 	 	10/712,390	 	 	 	7,038,159	 	 	U
	 	11/12/2003
	 	5/2/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Improved Exodermic
Deck System

	 	 	n/a	 	 	 	2,181,554	 	 	n/a
	 	1/20/1995
	 	9/6/2005
	 	Canada

 

 

The D.S. Brown Company, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Patent Pending Applications
	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	Method of Installing Elongate
Strip Seals

	 	12/474,495
	 	n/a
	 	n/a
	 	5/29/2009
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	Cylindrical

	 	12/831,812
	 	n/a
	 	n/a
	 	7/7/2010
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	Date 	 	 
	Owner	 	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Florence Corporation

	 	Portions of post
mountable mail
boxes
	 	29/185,753
	 	D499,225
	 	D
	 	7/2/2003
	 	11/30/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of
roadside

 mail boxes
	 	29/185,752
	 	D499,524
	 	D
	 	7/2/2003
	 	12/7/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a post
supportable
mail
box
	 	29/185,750
	 	D501,594
	 	D
	 	7/2/2003
	 	2/1/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of post

mountable
mail
boxes
	 	29/185,751
	 	D503,504
	 	D
	 	7/2/2003
	 	3/29/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a post

supported
mail box
	 	29/185,747
	 	D503,844
	 	D
	 	7/2/2003
	 	4/5/2005
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application 	 	Patent	 	Type	 	 	 	Date 	 	 
	Owner	 	Title	 	
Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Florence Corporation

	 	Portions of a post
for supporting mail
boxes
	 	29/185,748
	 	D503,845
	 	D
	 	7/2/2003
	 	4/5/2005
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of central
connector post and
locking elements
associated
therewith for
cluster box mail
delivery
receptacles
	 	29/208,350
	 	D536,155
	 	D
	 	6/29/2004
	 	1/30/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of master
door locking
components of
cluster box mail
delivery
receptacles
	 	29/208,351
	 	D543,335
	 	D
	 	6/29/2004
	 	5/22/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Exterior portions
of guard assemblies
for parcel door
locking systems of
cluster box unit
mail delivery
receptacles
	 	29/208,364
	 	D547,025
	 	D
	 	6/29/2004
	 	7/17/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Upper and lower
portions of fronts
of cluster box mail
delivery
receptacles
	 	29/208,352
	 	D549,424
	 	D
	 	6/29/2004
	 	8/21/2007
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	Date 	 	 
	Owner	 	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Florence Corporation

	 	Roadside mail boxes
and support posts
for roadside mail
box
	 	10/881,797
	 	n/a
	 	U
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Pivotal bin mail
boxes and pivotal
support posts for
mail boxes
	 	10/881,799
	 	n/a
	 	U
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of shelf
box connectors, and
shelf box portions
connected therewith
for use in cluster
box mail delivery
receptacles
	 	29/208,345
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Front portions of
pivotal doors of
mail delivery
receptacles
	 	29/208,349
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Engageable shelf
and door portions
of cluster box mail
delivery
receptacles
	 	29/208,353
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Owner	 	Title	 	
 Number	 	Number	 	(U/D)	 	Filing Date	 	 Issued	 	Country
	 Florence Corporation

	 	Portions of
protective outer
enclosures of
cluster box mail
delivery
receptacles
	 	29/208,354
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a
rectangular door
frame for a cluster
box mail delivery
receptacle
	 	29/208,356
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of master
loading doors of
cluster box mail
delivery
receptacles
	 	29/208,357
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of main
doors of cluster
box mail delivery
receptacles
	 	29/208,358
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of a dual
member hinge for
doors
	 	29/208,359
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Owner	 	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	 Issued	 	Country
	Florence Corporation

	 	Front portions of
pivotally moveable
doors of mail
delivery
receptacles
	 	29/208,360
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Exterior portions
of cluster box unit
mail delivery
receptacles
	 	29/208,361
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Exterior portions
of cluster box mail
delivery
receptacles
	 	29/208,363
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Florence Corporation

	 	Portions of door
rigidifying
extrusion for
cluster box mail
delivery
receptacles, and
portion of louver
assembly formed
therewith
	 	29/208,368
	 	n/a
	 	D
	 	unknown
	 	n/a
	 	USA

 

 

Florence Corporation

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application	 	Patent	 	Type	 	 	 	 	 	 
	Owner	 	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	Date Issued	 	Country
	Florence Corporation

	 	Cluster box mail
delivery

receptacles
	 	Provisional
Application No.
60/583,419;
Non-provisional
Application No.
11/168,471;
Non-provisional
Application No.
11/168,302
	 	—
	 	—
	 	—
	 	—
	 	USA

 

 

Noll/Norwesco, LLC

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Patent	 	 	 	Application 	 	Patent	 	Type	 	 	 	Date 	 	 
	Owner	 	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Noll/Norwesco, LLC

	 	Exhaust vent
	 	08/152,288
	 	 	5,662,522	 	 	U
	 	11/12/1993
	 	9/2/1997
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Noll/Norwesco, LLC

	 	Foundation vent
	 	08/015,605
	 	 	5,444,947	 	 	U
	 	2/9/1993
	 	8/29/1995
	 	USA
	 
	Noll/Norwesco, LLC

	 	Foundation
ventilator
	 	08/064,404
	 	 	5,460,572	 	 	U
	 	5/18/1993
	 	10/24/1995
	 	USA
	 
	Noll/Norwesco, LLC

	 	Foundation vent
	 	08/156,412
	 	 	5,496,213	 	 	U
	 	11/22/1993
	 	3/5/1996
	 	USA

 

 

Sea Safe, Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date 	 	 
	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Small boat mooring
system

	 	07/804,113
	 	 	5,265,553	 	 	U
	 	12/6/1991
	 	11/30/1993
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	 Issued	 	Country
	Rotatable vent

	 	10/436,023
	 	 	7,025,670	 	 	U
	 	5/12/2003
	 	4/11/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Secure parcel receptacle,
lock assembly therefore
and associated method

	 	09/824,138
	 	 	6,412,688	 	 	U
	 	4/2/2001
	 	7/2/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Swivel post anchor

	 	08/937,757
	 	 	5,884,874	 	 	U
	 	9/25/1997
	 	3/23/1999
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox support post

	 	11/030,031
	 	 	7,311,291	 	 	U
	 	1/6/2005
	 	12/25/2007
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application 	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	 Issued	 	Country
	Roll type roof ridge
ventilator and associated
method

	 	09/772,611
	 	 	6,684,581	 	 	U
	 	1/30/2001
	 	2/3/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Roof ridge ventilation
system

	 	07/643,223
	 	 	5,095,810	 	 	U
	 	1/22/1991
	 	3/17/1992
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application 	 	Patent	 	Type	 	 	 	Date 	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Modular shelving system

	 	11/048,838
	 	 	n/a	 	 	U
	 	2/2/2005
	 	n/a
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox and
method

	 	09/486,160
	 	 	6,347,736	 	 	U
	 	2/22/2000
	 	2/19/2002
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Reinforced plastic mailbox

	 	11/052,591
	 	 	7,086,581	 	 	U
	 	2/7/2005
	 	8/8/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Ground mount post

	 	11/024,265
	 	 	7,090,117	 	 	U
	 	12/28/2004
	 	8/15/2006
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application 	 	Patent	 	Type	 	 	 	Date	 	 
	Title	 	Number	 	Number	 	(U/D)	 	Filing Date	 	 Issued	 	Country
	Mailbox and support

	 	11/032,964
	 	 	7,090,118	 	 	U
	 	1/11/2005
	 	8/15/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox door with rain 

intercepting structure

	 	11/042,280
	 	 	7,090,119	 	 	U
	 	1/25/2005
	 	8/15/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Multiple component
mailbox having postal and
newspaper compartments

	 	11/047,976
	 	 	7,104,436	 	 	U
	 	2/1/2005
	 	9/12/2006
	 	USA

 

 

Solar Group Inc.

Patents

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Application	 	Patent	 	Type	 	 	 	Date 	 	 
	Title	 	 Number	 	Number	 	(U/D)	 	Filing Date	 	Issued	 	Country
	Multiple purpose 

newspaper box

	 	11/542,080
	 	 	7,201,306	 	 	U
	 	10/3/2006
	 	4/10/2007
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox stand

	 	09/181,237
	 	 	5,971,267	 	 	U
	 	10/28/1998
	 	10/26/1999
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox and
method

	 	08/917,645
	 	 	5,988,495	 	 	U
	 	8/22/1997
	 	11/23/1999
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox having stackable 

component parts

	 	10/165,552
	 	 	6,729,535	 	 	U
	 	6/7/2002
	 	5/4/2004
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Two piece mailbox support

	 	11/052,648
	 	 	7,510,162	 	 	U
	 	2/7/2005
	 	3/31/2009
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox with signal

	 	11/047,977
	 	 	7,055,736	 	 	U
	 	2/1/2005
	 	6/6/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox support apparatus

	 	07/477,246
	 	 	5,022,618	 	 	U
	 	2/8/1990
	 	6/11/1991
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox

	 	29/100,321
	 	 	D438,363	 	 	D
	 	2/9/1999
	 	2/27/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Nestable mailbox

	 	29/125,082
	 	 	D452,358	 	 	D
	 	6/16/2000
	 	12/18/2001
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox

	 	29/218,178
	 	 	D514,270	 	 	D
	 	11/29/2004
	 	1/31/2006
	 	USA
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Mailbox

	 	29/219,122
	 	 	D517,270	 	 	D
	 	12/13/2004
	 	3/14/2006
	 	USA

 

 

SCHEDULE 6.19

DEPOSIT ACCOUNTS***

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	 
	Gibraltar Steel Corporation of New York

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
	 
	 	 	 	 
	Gibraltar Steel Corporation of New York — Flat Rolled Group

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Southeastern Metals MFG. Co., Inc.

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Solar Group, Inc.

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Appleton Supply Co., Inc.

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Solar of Michigan, Inc.

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Construction Metals, LLC

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	Air Vent, Inc.

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.

 

 

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	 
	Integrated Technologies INT’L., LTD.

(assumed name of Gibraltar Steel Corporation of New York)

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
	 
	 	 	 	 
	DOT Metal Products, Inc.

(assumed name of Southeastern Metals MFG. Co., Inc.)

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	AMICO

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Gibraltar Steel Corporation of New York — Strip Division

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Seasafe, Inc.

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Noll/Norwesco, LLC

	 	Key Bank

127 Public Square

Cleveland, OH 44114
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	Gibraltar Industries, Inc. — Victory Inst. Money Market Fund-Investor

	 	Key Bank

127 Public Square

Cleveland, OH 44114	 	 
	 
	 	 	 	 
	AMICO — Diamond

	 	Wells Fargo
	 	Payroll **

general disbursement **
	 
	 	 	 	 
	AMICO-Seasafe

	 	Capital One
	 	Checking account**

 

 

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	 
	AMICO-US

	 	Regions Bank

Five Points W Lomb Ave

2800 Lomb Avenue

Birmingham, AL 35208
	 	Payroll**
	 
	 	 	 	 
	Construction Metals, LLC

	 	Pacific Western Bank
	 	Payroll**
	 
	 	 	 	 
	DOT

(assumed name of Southeastern Metals MFG. Co., Inc.)

	 	American Bank of Texas

P.O. Box 888

Marble Falls, Texas 78654
	 	Payroll**
	 
	 	 	 	 
	Florence

	 	Commerce Bank

727 Poyntz Avenue

Manhattan, KS 66502-0045
	 	Payroll**
	 
	 	 	 	 
	Florence

	 	Harris Bank

PO Box 755

Chicago, Il 60690
	 	Disbursement **
	 
	 	 	 	 
	Florence

	 	Harris Bank

PO Box 755

Chicago, Il 60690
	 	Lockbox**
	 
	 	 	 	 
	Florence

	 	US Bank
	 	Bond Issuance Cost Fund**
	 
	 	 	 	 
	D. S. Brown Company

	 	Key Bank
	 	Funding
Cont. Disb.
Lockbox
	 
	 	 	 	 
	D. S. Brown Company

	 	MB Financial Bank

6111 North River Rd

Rosemont, IL 60018
	 	Disbursement ****
	 
	 	 	 	 
	D. S. Brown Company

	 	MB Financial Bank

6111 North River Rd

Rosemont, IL 60018
	 	Payroll****

 

 

	 	 	 	 	 
	 	 	Depository Institution	 	 
	Credit Party	 	& Address	 	Type of Account
	 
	D. S. Brown Company

	 	MB Financial Bank

6111 North River Rd

Rosemont, IL 60018
	 	Third Party Administrator Disbursements****

 

			
	**	 	Each of these accounts is an Immaterial Deposit Account
	 
	***	 	Account Numbers are available to the Agent upon request
	 
	****	 	These accounts will be closed within one year from the D.S. Brown Acquisition Dateexv10w1

Exhibit 10.1

Termination Amendment to

Consulting and Noncompete Agreement with Timothy P. Smucker

(dated May 1, 2002,

as amended and restated effective as of

January 1, 2005 and January 1, 2009)

     WHEREAS, The J.M. Smucker Company (the “Company”) entered into a letter agreement with Timothy
P. Smucker (“Mr. Smucker”), dated May 1, 2002, as amended and restated effective as of January 1,
2005 and January 1, 2009 (on December 31, 2010) (the “Consulting Agreement”); and

     WHEREAS, Section 15 of the Consulting Agreement provides that the Consulting Agreement may be
amended only with the written consent of the parties; and

     WHEREAS, the parties now desire to substantially terminate the Consulting Agreement;

     NOW THEREFORE, in accordance with Section 15 of the Consulting Agreement, substantially all of
the Consulting Agreement is amended and terminated, effective as of April 25, 2011, as follows:

	 	1.	 	The provisions of the Consulting Agreement, together with all rights, benefits
and obligations arising thereunder, are hereby terminated; provided,
however, that the portions of subsections 3(a), (b), (c), (d), (e) and (f) of
the Consulting Agreement and related definitions which address Mr. Smucker’s benefits
under the Company’s Top Management Supplemental Retirement Benefit Plan, as amended
(the “SERP”) and the time of payment thereof (generally providing that all such
benefits shall commence as of the third anniversary of, as applicable, his disability,
separation from service, as defined in Appendix I, or death, and that early retirement
commencement reduction factors shall be disregarded in the determination of the amount
of such benefits), shall remain in force.
	 
	 	2.	 	In furtherance of item 1 above, and for the avoidance of doubt:

	 	a.	 	All rights to any salary, bonus, vesting of options and
restricted shares, and other benefits under the Standard Executive Benefits
Package during the Service Period, and requirements with respect to public
representation

1

 

	 	 	 	in Section 2 during such Service Period, together with all references to
those benefits and services in Section 3 (other than with respect to the
SERP benefits), are hereby fully forfeited and relinquished, without
exchange for any other right or benefit of any sort. Moreover, the
requirements of sections 4 and 5 regarding confidentiality, nonsolicitation
and noncompetition are also terminated, provided that nothing herein shall
terminate any similar obligations of Mr. Smucker arising under any other
agreement, plan, program or arrangement, or by operation of law.
	 
	 	b.	 	Although all of the SERP benefits are intended to be subject to
the provisions described in Section 1 hereof, no provision of the Consulting
Agreement or this Termination Amendment is intended to, or shall be construed
to, materially modify any grandfathered benefit under the SERP for purposes of
Section 409A of the Internal Revenue Code of 1986, as amended (the “Code”).

	 	3.	 	Section references are to the applicable Sections of the Consulting Agreement
in effect immediately prior to the execution of this Termination Amendment.
	 
	 	4.	 	Terms (whether or not capitalized) not otherwise defined in this Termination
Amendment which are defined in the Consulting Agreement shall have the meanings
ascribed to them in the Consulting Agreement in effect immediately prior to the
execution of this Termination Amendment.

     IN WITNESS WHEREOF, the parties have caused this Termination Amendment to be executed,
effective as of the date set forth above.

	 	 	 	 	 
	 	THE J.M. SMUCKER COMPANY

 	 
	 	By:  	/s/ Jeannette L. Knudsen
 	 
	 	 	Jeannette L. Knudsen, Vice President, General 	 
	 	 	Counsel and Corporate Secretary 	 
	 
	 	Date: April 25, 2011 	 

	 	 	 	 	 
	 	TIMOTHY P. SMUCKER

 	 
	 	/s/ Timothy P. Smucker
 	 
	 
	 	Date: April 25, 2011 	 
	 	 	 
	 

2

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00188-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00188-of-00352.parquet"}]]