Document:

Exhibit 10.1 - Exhibit G-2 Form of Exeption Certificate

EXHIBIT G-2
FORM OF EXEMPTION CERTIFICATE
Reference is made to the Credit Agreement, dated as of July 18, 2013 (as amended, supplemented, restated or otherwise modified from time to time, the “Credit Agreement”; unless otherwise defined herein, terms defined therein being used herein as therein defined), among M/I HOMES, INC., an Ohio corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto as lenders, including the Swingline Lender and the Issuing Lender (collectively, the “Lenders”), PNC BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (the “Administrative Agent”) and the other agents party thereto.  [______________________] (the “Non-U.S. Lender”) is providing this certificate pursuant to Section 2.16(d) of the Credit Agreement.  The Non-U.S. Lender hereby represents and warrants that:
1.    The Non-U.S. Lender is the sole record owner of the Loans (as well as any Note(s) evidencing such Loans) in respect of which it is providing this certificate;
2.    The Non-U.S. Lender's direct or indirect partners/members are the sole beneficial owners of the Loans (as well as any Note(s) evidencing such Loans) in respect of which it is providing this certificate;
3.    Neither the Non-U.S. Lender nor its direct or indirect partners/members that are beneficial owners  of the Loans is a “bank” for purposes of Section 881(c)(3)(A) of the Code;
3.    Neither the Non-U.S. Lender nor its direct or indirect partners/members that are beneficial owners of the Loans is a 10-percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code; 
4.    Neither the Non-U.S. Lender nor its direct or indirect partners/members that are beneficial owners of the Loans is a controlled foreign corporation related to the Borrower within the meaning of Section 881(c)(3)(C) of the Code; and
5.    The interest payments in question are not effectively connected with the  conduct of a U.S. trade or business by the undersigned nor any of its partners/members that is a beneficial owner of the Loans.

The undersigned has furnished the Administrative Agent and the Borrower with IRS Form W-8IMY accompanied by an IRS Form W-8BEN from each of its partners/members claiming the portfolio interest exemption.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Borrower and the Administrative Agent and (2) the undersigned shall have at all times furnished the Borrower and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. 
[Signature page follows.]

IN WITNESS WHEREOF, the undersigned has caused this certificate to be duly executed and delivered as of the date indicated below.
[NAME OF NON-U.S. LENDER]
By:_______________________________
Name:
Title:
Date:  ____________________Exhibit 10.1 - Exhibit G-3 Form of Exemption for Participant Partnership

EXHIBIT G-3
FORM OF EXEMPTION CERTIFICATE
(For Non-U.S. Participants That Are Partnerships For U.S. Federal Income Tax Purposes)
Reference is made to the Credit Agreement, dated as of July 18, 2013 (as amended, supplemented, restated or otherwise modified from time to time, the “Credit Agreement”; unless otherwise defined herein, terms defined therein being used herein as therein defined), among M/I HOMES, INC., an Ohio corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto as lenders, including the Swingline Lender and the Issuing Lender (collectively, the “Lenders”), PNC BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (the “Administrative Agent”) and the other agents party thereto.  The undersigned is providing this certificate pursuant to Section 2.16(d) of the Credit Agreement.  The undersigned hereby represents and warrants that:
1.    It is the sole record owner of the participation in respect of which it is providing this certificate;
2.    Its direct or indirect partners/members are the sole beneficial owners of the participation in respect of which it is providing this certificate;
3.    With respect to such participation, neither the undersigned nor any of its direct or indirect partners/members that are beneficial owners  of such participation is a “bank” for purposes of Section 881(c)(3)(A) of the Code;
3.    None of its direct or indirect partners/members that are beneficial owners of the participation is a 10-percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code; 
4.    None of its direct or indirect partners/members that are beneficial owners of the participation is a controlled foreign corporation related to the Borrower within the meaning of Section 881(c)(3)(C) of the Code; and
5.    The interest payments in question are not effectively connected with the  conduct of a U.S. trade or business by the undersigned nor any of its partners/members that are beneficial owners of the participation.

The undersigned has furnished the participating Lender with IRS Form W-8IMY accompanied by an IRS Form W-8BEN from each of its partners/members claiming the portfolio interest exemption.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments. 

 [Signature page follows.]

IN WITNESS WHEREOF, the undersigned has caused this certificate to be duly executed and delivered as of the date indicated below.
[NAME OF PARTICIPANT]
By:_______________________________
Name:
Title:
Date:  ____________________Exhibit 10.1 - Exhibit G-4 Form of Exemption Certificate for Participant Non-Partnership

EXHIBIT G-4
FORM OF EXEMPTION CERTIFICATE
(For Non-U.S. Participants That Are Not Partnerships For U.S. Federal Income Tax Purposes)
Reference is made to the Credit Agreement, dated as of July 18, 2013 (as amended, supplemented, restated or otherwise modified from time to time, the “Credit Agreement”; unless otherwise defined herein, terms defined therein being used herein as therein defined), among M/I HOMES, INC., an Ohio corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto as lenders, including the Swingline Lender and the Issuing Lender (collectively, the “Lenders”), PNC BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (the “Administrative Agent”) and the other agents party thereto.  The undersigned is providing this certificate pursuant to Section 2.16(d) of the Credit Agreement.  The undersigned hereby represents and warrants that:
1.    It is the sole record and beneficial owner of the participation in respect of which it is providing this certificate;
2.    It is not a “bank” for purposes of Section 881(c)(3)(A) of the Code;  
3.    It  is not a 10-percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code;
4.    It is not a controlled foreign corporation related to the Borrower within the meaning of Section 881(c)(3)(C) of the Code; and
5.    The interest payments in question are not effectively connected with the undersigned's conduct of a U.S. trade or business.
The undersigned has furnished its participating Lender with a certificate of its non-U.S. Person status on IRS Form W-8BEN.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.
[Signature page follows.]

IN WITNESS WHEREOF, the undersigned has caused this certificate to be duly executed and delivered as of the date indicated below.
[NAME OF PARTICIPANT]
By:_______________________________
Name:
Title:
Date:  ____________________Exhibit 10.1 Schedule 1.1A Commitments

Schedule 1.1A

Commitments

	
		
	Lender
	Commitment

	JPMorgan Chase Bank, N.A.
	$30,000,000.00

	PNC Bank, National Association
	$30,000,000.00

	Wells Fargo Bank, National Association
	$30,000,000.00

	Citibank, N.A.
	$20,000,000.00

	Comerica Bank
	$20,000,000.00

	The Huntington National Bank
	$20,000,000.00

	U.S. Bank National Association
	$20,000,000.00

	Regions Bank
	$15,000,000.00

	Texas Capital Bank, National Association
	$15,000,000.00

	Total Commitments
	$200,000,000Exhibit 10.1 Schedule 1.1B Existing Liens

SCHEDULE 1.1B

		
	1.
	M/I Homes, Inc. 

	
			
	Secured Party
	UCC Filing Information
	Collateral

	GFC Leasing
	10/6/08 - original filing
#OH00130025120
	Specific equipment - imagerunners

	GFC Leasing
	10/28/08 - original filing
#OH00130532377
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	11/18/08 - original filing
#OH00131025242
	Specific equipment - imagerunners

	Regions Bank
	7/31/09 - original filing
#OH00136379549
	Debtor's deposit account at Secured Party to cash collateralize letters of credit

	GFC Leasing
	6/2/10 - original filing
#OH00142641756
	Specific equipment - imagerunners

	Wells Fargo Bank, National Association
	6/8/10 - original filing
#OH00142783271
	Debtor's deposit account at Secured Party to cash collateralize letters of credit

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	7/12/10 - original filing
#OH00143518130
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	7/15/10 - original filing
#OH00143644026
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	8/4/10 - original filing
#OH00144106067
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	8/4/10 - original filing
#OH00144106178
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	8/16/10 - original filing
#OH00144353000
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	9/17/10 - original filing
#OH00144990969
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	4/13/11 - original filing
#OH00149407727
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	4/22/11 - original filing
#OH00149629898
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	5/3/11 - original filing
#OH00149869290
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	7/1/11 - original filing
#OH00151336093
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	7/1/11 - original filing
#OH00151336104
	Specific equipment - imagerunners

	Konica Minolta Premier Finance
	10/18/11 - original filing
#OH00153541101
	Specific equipment  pursuant to Premier Lease Agmt.

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	12/14/11 - original filing
#OH00154825164
	Specific equipment - imagerunners

	GFC Leasing, a division of Gordon Flesch Co., Inc.
	1/7/13 - original filing
#OH00163954532
	Specific equipment - scanner

		
	2.
	M/I Homes of Austin, LLC

None.

		
	3.
	M/I Homes of Cincinnati, LLC

None. 

		
	4.
	M/I Homes of Central Ohio, LLC

None.

		
	5.
	M/I Properties LLC

None.

		
	6.
	M/I Homes Service, LLC

None.

		
	7.
	Prince Georges Utilities, LLC

None.

		
	8.
	Wilson Farm, L.L.C.

None.

		
	9.
	The Fields at Perry Hall, L.L.C.

None.

    
		
	10.
	Northeast Office Venture, Limited Liability Company

	
			
	Secured Party
	UCC Filing Information
	Collateral

	The Ohio Life Insurance Company (Bluemark Capital)
	6/17/02 - original filing
# 21738651

6/11/07 - continuation 
3/21/12 - continuation 
	Real estate - property located in Franklin County

Open-End Mortgage by Northeast Office Venture, Limited Liability Company (Mortgagor), in favor of The Ohio National Life Insurance Company (Mortgagee) (Bluemark Capital), dated March 24, 1997 in the original principal amount of $8,500,000 for headquarters office building in Franklin County, Ohio.  

		
	11.
	M/I Homes of DC, LLC

None.

		
	12.
	M/I Homes of Chicago, LLC

None. 

		
	13.
	M/I Homes of Houston, LLC

None. 

		
	14.
	M/I Homes of San Antonio, LLC

None. 

		
	15.
	M/I Homes of Raleigh, LLC

None. 

		
	16.
	M/I Homes of Charlotte, LLC

None. 

		
	17.
	M/I Homes of Florida, LLC

None. 

		
	18.
	M/I Homes of Tampa, LLC

M/I Homes of Tampa, LLC assumed the debt for B Bonds in the original principal amount of $4,900,000 in favor of the Panther Trace II Community Development District (CDD) for a development known as “Panther Trace” in Hillsborough County, Florida.  

		
	19.
	M/I Homes of West Palm Beach, LLC

None. 

		
	20.
	M/I Homes of Orlando, LLC

None. 

		
	21.
	MHO Holding, LLC

None. 

		
	22.
	MHO, LLC

None. 

		
	23.
	M/I Homes First Indiana LLC

None. 

		
	24.
	M/I Homes Second Indiana LLC

None. 

		
	25.
	M/I Homes of Indiana, L.P.

Land Trust Agreement dated May 29, 1997 and various Real Estate Mortgages executed by and among M/I Homes of Indiana, L.P., an Indiana limited partnership (Borrower), and David E. Wilcox and John O. Carpenter, successor Co-Trustees (Lender), to secured various Promissory Notes issued from time to time for a development known as “Crystal Lakes” located in Marion County, Indiana.

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