Document:

Master License Agreement

 Exhibit 10.37 
  

			
	

	  	CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP.
		
		  	MASTER LICENSE AGREEMENT

 This Master License Agreement (“Agreement”) is made and entered into 24 September 2004
(“Effective Date”) by and between Virage Logic Corporation (“Virage Logic”), a Delaware corporation, with offices at 47100 Bayside Parkway, Fremont, California 94538 USA, and Alien Technology Corporation
(“Licensee”), a California corporation, with offices at 18220 Butterfield Boulevard, Morgan Hill, California 95037. 
 This
Agreement is a master license agreement that will govern the license of certain Virage Logic software products and other technology by Virage Logic to Licensee. Such licensed products and technology will be listed in schedule(s) (“Program
Schedule(s)”), that may be added hereto from time to time upon mutual execution of such Program Schedule(s). 
  

	1.	DEFINITIONS. 

 1.1. “Compiler”
means each Virage Logic development tool listed in a Program Schedule, which tool consists of: (i) object code versions of a set of executable software program(s), (ii) libraries containing design elements of memory cell arrays and control
logic, and (iii) all related documentation. Each Compiler includes any and all updates, replacements and enhancements thereto that Virage Logic delivers to the Licensee. 
 1.2. “Instance(s)” means designs of discrete integrated circuit memory cell arrays and corresponding control logic, which are either
generated for Licensee by Virage Logic and described in a Program Schedule, or are generated by Licensee through the use of a Compiler licensed hereunder. Instances will be expressed in GDSII, and such other hardware definition languages or other
formats as are agreed by the parties in writing. Each Instance includes all documentation related to the design and any and all updates, replacements and enhancements thereto that Virage Logic delivers to the Licensee. 
 1.3. “Licensed Material(s)” means, collectively, the Compiler(s) licensed hereunder, if any, Instance(s) generated by Licensee on any
Compiler licensed hereunder or generated for Licensee by Virage Logic, Standard Cells, Metal Programmable Cells, I/Os, and NXT Technology, and such other deliverables that Virage Logic delivers to the Licensee. 
 1.4. “Intellectual Property Rights” means worldwide common law and statutory rights associated with patent rights (including patent
applications and disclosures), rights of priority, works of authorship, mask work rights, copyrights (including copyright applications and registrations), moral rights, trade and industrial secrets, know-how and any other intellectual property
rights recognized in any country or jurisdiction of the world, including divisions, continuations, renewals, reissuances and extensions of each now existing or hereafter filed, issued or acquired; exclusive of the Marks. 
 1.5. “I/O” means integrated circuit off-chip interface component available in a variety of functional and electrical characteristics as
well as physical implementations. 
 1.6. “Marks” means trademarks, trade names, logos, service marks, and other
designations of source. 
 1.7. “NXT Technology” means all of the Intellectual Property Rights owned by Virage Logic on the
Effective Date related to Standard Cell and Metal Programmable Cell architecture and routing methodologies, including, but not limited to, US patents 5,723,883; 5,898,194; 5,923,059; 5,923,060; and 6,091,090. 
  

					
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	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 1.8. “Standard Cell” means a type of integrated circuit logic function element,
specifically designed for automated place and route tools, and where the logic functionality of the cell is altered by metal as well as gate and diffusion layers. It has common physical architecture attributes for all functional elements in the
Standard Cell library. 
 1.9. “Metal Programmable Cell” means a type of integrated circuit logic function element,
specifically designed for automated place and route tools, and where the logic functionality of the cell is altered by metal layers only, with common gate and diffusion layers. It has common physical architecture attributes for all functional
elements in the Metal Programmable Cell library. 
 1.10 “Acceptance Requirements” means the Specifications, against which
Licensee will test conformance of the deliverables. 
 1.11 “Statement of Work” means the development plan, including
deliverables and associated milestones, and the development schedule, as set forth in Attachment 1 to the pertinent Program Schedule. 
 1.12
“Specifications” means the functional, operational and performance requirements for the technology set forth in Attachment 2 to the pertinent Program Schedule. 
  

	2.	LICENSE GRANTS. 

 2.1. License Grants. Virage
Logic hereby grants to Licensee, subject to the terms and conditions of this Agreement and the restrictions set forth in the pertinent Program Schedule(s), under Virage Logic’s Intellectual Property Rights, a non-exclusive, non-transferable
fee-bearing license to: 
 (a) use each Compiler licensed hereunder to create Instances; 
 (b) use, copy and reproduce Instances licensed hereunder (whether generated by Licensee or by Virage Logic on Licensee’s behalf)
solely to design and develop Licensee’s integrated circuits; 
 (c) distribute such Instances solely: (i) in GDSII
data format to the semiconductor manufacturer set forth for the relevant Licensed Materials in the pertinent Program Schedule(s) and solely for the purpose of enabling such manufacturer(s) to manufacture integrated circuits for Licensee, and
(ii) as incorporated into physical implementations of Licensee’s integrated circuits as reduced to silicon; and 
 (d) make, have made, use, sell, offer to sell, import and export integrated circuits that include the Licensed Materials. 
 2.2.
Limitations on Licenses. 
 (a) Licensee may use Licensed Materials, subject to any and all restrictions set forth in
the pertinent Program Schedule(s), only for the applications and processes set forth for those Licensed Materials in the pertinent Program Schedule(s). 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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 (b) Licensee has no right to transfer, sublicense, or otherwise distribute Licensed
Materials except as expressly set forth in this Agreement and the pertinent Program Schedule(s), and without limiting the generality of the foregoing, information (including, but not limited to GDSII data) that reflects any element of Licensed
Materials may be provided only to the semiconductor manufacturer(s) set forth for the relevant Licensed Materials in the pertinent Program Schedule(s) and solely for the purpose of enabling such manufacturer to manufacture integrated circuits for
Licensee and for the sale of such integrated circuits through Licensee’s multi-tiered distribution and sales network. 
 (c) Licensee will not: (i) copy or otherwise reproduce any Licensed Materials, in whole or in part, except as expressly authorized by this Agreement and the pertinent Program Schedule(s) or to make more than reasonable numbers of
back-up copies; (ii) modify the Licensed Materials; or (iii) use the Licensed Materials in any manner to provide services to third parties, including, but not limited to, integrated circuit design services (provided, however, that such
services restriction will not prevent Licensee from providing services that bundle integrated circuits that include Licensed Materials). 
 (d) Licensee’s rights in the Licensed Materials will be limited to those expressly granted in this Agreement and pertinent Program Schedule(s), and Virage Logic reserves all its rights and licenses not
expressly granted to Licensee in this Agreement. 
 2.3 Notification of Semiconductor Manufacturer Tape Outs. 
 In the event a semiconductor manufacturer is manufacturing integrated circuits for Licensee as authorized by the pertinent Program
Schedule(s), Licensee agrees to provide to Virage Logic, no more frequently than quarterly, a report via email addressed to tapeout@viragelogic.com setting forth the project tracking number used by the semiconductor manufacturer to identify
tape outs, and if applicable, the number of wafers (that include integrated circuits that include an Instance) manufactured using the Licensed Materials authorized by this Agreement and the pertinent Program Schedule(s). 
  

	3.	PROPRIETARY RIGHTS. 

 (a) As between the parties to this Agreement, to the extent ownership is vested in such parties, the Licensed Materials are and will remain the sole and exclusive property of Virage Logic and its suppliers, if any,
whether the Licensed Materials are separate or combined with any other products. Virage Logic’s rights under this subsection (a) will include, but not be limited to, all copies of the Licensed Materials, in whole and in part; and all
Intellectual Property Rights in the Licensed Materials. 
 (b) Licensee will not delete or in any manner alter the Marks
notices of Virage Logic and its suppliers, if any, appearing on the Licensed Materials as delivered to Licensee. As a condition of the license rights granted to Licensee in this Agreement, Licensee will reproduce and display such notices on each
copy it makes of any Licensed Material. 
 (c) Nothing in this Agreement grants to either party any rights in or to use any of
the Marks of the other party, except to the limited extent necessary for Licensee to reproduce such Marks in accordance with this Agreement. 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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 (d) Licensee agrees to declare, to the semiconductor manufacturer that manufactures
wafers as permitted hereby, Virage Logic as a licensor of certain intellectual property embodied in the Licensed Materials that is contained in Licensee’s products as produced by the semiconductor manufacturer authorized by the pertinent
Program Schedule(s). Licensee agrees to execute such reasonable declaration as provided by the semiconductor manufacturer to document the content of the Licensed Materials in Licensee’s products. Upon Virage Logic’s request, Licensee
agrees to authorize the applicable semiconductor manufacturer to provide information directly to Virage Logic documenting the content of the Licensed Materials in Licensee’s products. 
 (e) Licensee acknowledges and agrees that all output generated for Licensee by Virage Logic as described in the pertinent Program
Schedule(s), or generated by Licensee through use of any Compiler licensed hereunder contains information that complies with the Virtual Component Identification Physical Tagging Standard (VCID) as maintained by the Virtual Socket Interface Alliance
(VSIA). Such information may be expressed in GDSII Layer 63 or other such layer designated by the VSIA, hardware definition languages, or other formats. Licensee is not authorized to alter or change any such information. 
  

	4.	PAYMENT; TAXES. 

 Licensee will pay Virage Logic the
amount(s) due as set forth in the pertinent Program Schedule(s) in accordance with the terms of such Program Schedule(s). Thirty days following notice by Virage Logic of any delinquency by Licensee in its payment obligations, payments will incur
interest at a rate equal to 1.0% per month or the highest rate permitted by applicable law, whichever is lower. All amount(s) due and other charges stated herein are exclusive of any sales, use, value-added, or other federal, state or local
taxes (excluding taxes based on Virage Logic’s net income) and Licensee agrees to pay such taxes. 
  

	5.	CONFIDENTIALITY. 

 5.1. Confidential
Information. “Confidential Information” means: (i) for Virage Logic, the Licensed Materials; (ii) for Licensee, information about Licensee’s products that include the Licensed Materials; and (iii) any business or technical
information of Virage Logic or Licensee, that is clearly designated by the discloser as “confidential” or “proprietary” and, if orally or visually disclosed, identified as “confidential” or “proprietary” at
the time of such disclosure and summarized in writing by the discloser and transmitted to the recipient within thirty (30) days of such disclosure. 
 5.2. Exclusions. Confidential Information shall not include information that the recipient can document: (i) is or becomes generally known or available by publication, commercial use or otherwise through no fault of the
recipient; (ii) is known to the recipient at the time of disclosure without violation of any confidentiality restriction and without any restriction on the receiving party’s further use or disclosure; (iii) is independently developed
by the recipient; (iv) was received from a third party rightfully in possession of such information without an obligation of confidentiality; (v) is permitted for release or disclosure to any third party by the written prior consent of the
discloser; (vi) is intentionally furnished to a third party by the discloser without imposing confidentiality restrictions on such third party; or (vii) as permitted in a Program Schedule. 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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 5.3. Use and Disclosure Restrictions. For a term of three (3) years from the last
disclosure of Confidential Information, each party will refrain from using the other party’s Confidential Information except as permitted herein, and will use the same level of care, but in any event will not use less than reasonable care, to
prevent disclosure of the other party’s Confidential Information that it uses with its own information of similar sensitivity and importance. However, each party may disclose Confidential Information of the other party: (i) pursuant to the
order or requirement of a court, administrative agency, or other governmental body, provided that the disclosing party gives reasonable notice to the other party to contest such order or requirement; and (ii) on a confidential basis to
contractors, or legal or financial advisors who are under obligations no less restrictive than those contained herein regarding confidentiality and use. Notwithstanding anything herein, provided that such direct competitor has been identified to
Licensee by Virage Logic in writing, Licensee will not allow any individual who is an employee or agent of a direct competitor of Virage Logic to have access to the Licensed Materials or Virage Logic’s Confidential Information. 
  

	6.	WARRANTY. 

 6.1 Power and Authority. Each
party warrants to the other that it has sufficient corporate power and authority to enter into this Agreement and to grant to the other all licenses and rights that it grants under this Agreement. 
 6.2 No Reverse Engineering. In order to protect the trade secrets and other proprietary information of Virage Logic, Licensee warrants that,
except as expressly permitted under applicable law, it will not reverse engineer, disassemble, or otherwise attempt to derive the source code form of the Licensed Materials. 
 6.3 Conformance. Except as otherwise provided in a Program Schedule, Virage Logic warrants, for a period of ninety (90) days from the date
Virage Logic delivers the Licensed Materials to Licensee, , that the Licensed Materials will substantially and materially conform to the Specifications. The foregoing warranty does not apply to any element of the Licensed Materials that has been
modified outside the Specifications or used outside the Specifications as set forth in the applicable Program Schedule. 
 6.4 Sole and
Exclusive Remedy. LICENSEE’S SOLE AND EXCLUSIVE REMEDY WILL BE THAT VIRAGE LOGIC WILL, AT VIRAGE LOGIC’S OPTION, EITHER REPLACE OR CORRECT THE DEFECTIVE PORTION OF THE LICENSED MATERIALS WITHIN THIRTY (30) DAYS OF BEING INFORMED
OF THE BREACH OF WARRANTY. 
 6.5 Disclaimer of Other Warranties. THE WARRANTIES IN THIS SECTION ARE IN LIEU OF ALL OTHER WARRANTIES,
EXPRESS AND IMPLIED, INCLUDING BUT NOT LIMITED TO ANY IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, AND NONINFRINGEMENT. WITHOUT LIMITING THE GENERALITY OF THE FOREGOING, VIRAGE LOGIC DOES NOT WARRANT THAT THE LICENSED
MATERIALS WILL MEET LICENSEE’S REQUIREMENTS, THAT THE LICENSED MATERIALS WILL OPERATE IN THE COMBINATIONS THAT LICENSEE MAY SELECT OR USE, THAT THE OPERATION OF THE LICENSED MATERIALS WILL BE UNINTERRUPTED OR ERROR FREE. 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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	7.	INDEMNITIES. 

 7.1. Indemnity. Subject to the
terms of Sections 7.1 and 7.2, Licensee agrees to indemnify Virage Logic against any third party claims against Virage Logic for loss, damage, liability, or expense (including but not limited to attorneys’ fees) arising out of any damage to
tangible property or personal injuries caused by the negligent acts or omissions of Licensee in connection with Licensee’s activities under this Agreement. Virage Logic agrees to indemnify Licensee against any third party claims against
Licensee for loss, damage, liability, or expense (including but not limited to attorneys’ fees) arising out of any damage to tangible property or personal injuries caused by the negligent acts or omissions of Virage Logic in connection with
Virage Logic’s activities under this Agreement. 
 7.2. Infringement Indemnity. 
 (a) Duty to Indemnify and Defend. Virage Logic will indemnify Licensee against, and will defend or settle at Virage Logic’s
own expense any claim made or action or other proceeding brought against Licensee (i) to the extent that it is based on a claim that Virage Logic has infringed a U.S., European Union, Japan, South Korea, Republic of China (Taiwan), or Canada
patent or has misappropriated or any other third party Intellectual Property Rights and/or Marks which caused damage to Licensee or any third party. Virage Logic will pay costs, damages, and expenses (including reasonable attorneys’ fees and
costs) incurred by Licensee in any such action or proceeding or otherwise attributable to any such claim. Virage Logic will have no obligation under this Section as to any action, proceeding, or claim unless: (i) Virage Logic is notified of it
promptly; (ii) Virage Logic has sole control of its defense and settlement; and (iii) Licensee provides Virage Logic with reasonable assistance in its defense and settlement. 
 (b) Injunctions. If Licensee’s use of any Licensed Materials under the terms of this Agreement is, or in Virage Logic’s
reasonable opinion is likely to be, enjoined due to the type of infringement or misappropriation specified in subsection (a) above, then Virage Logic shall, at its sole option and expense, either: (i) procure for Licensee the right to
continue using such Licensed Materials under the terms of this Agreement; or (ii) replace or modify such Licensed Materials so that they are noninfringing and substantially equivalent in function to the infringing or misappropriating Licensed
Materials. If (i) or (ii) are not reasonably possible or are technically infeasible, respectively, Virage Logic shall so notify Licensee in writing and Licensee may elect, at Licensee’s sole option, either to: (a) relinquish
Licensee’s license to use such Licensed Materials and Virage Logic shall fully refund to Licensee any amount paid hereunder (including prepaid royalties), less a reasonable amount for prior use, for the infringing or misappropriating Licensed
Materials, or (b) continue to use the Licensed Materials; provided that Virage Logic shall have no further obligation to indemnify and defend Licensee following Licensee’s use or distribution of the Licensed Materials beyond six
(6) months after the date of such notice. 
 (c) Sole Remedy. THE FOREGOING ARE VIRAGE LOGIC’S SOLE AND
EXCLUSIVE OBLIGATIONS, AND LICENSEE’S SOLE AND EXCLUSIVE REMEDIES, WITH RESPECT TO INFRINGEMENT OR MISAPPROPRIATION OF INTELLECTUAL PROPERTY RIGHTS. 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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 (d) Exclusions. Virage Logic will have no obligations under this
Section 7.2 with respect to infringement or misappropriation arising from: (i) modifications to the Licensed Materials by any party other than Virage Logic, (ii) changes to Licensed Material specifications requested by Licensee,
(iii) any Instances generated by Licensee except to the extent such infringement or misappropriation existed in the applicable Compiler as provided to Licensee, or (iv) the use of the Licensed Materials in combination with products or
technology not provided by Virage Logic if the claim would not have occurred but for the combination. 
  

	8.	TERM AND TERMINATION. 

 8.1. Term. The term
of this Agreement will begin on the Effective Date and will continue, unless terminated earlier in accordance with the provisions of Section 8.2 below, for the period specified in the pertinent Program Schedule(s) for the Licensed Materials
solely for the applications and processes specified therein. 
 8.2. Events of Termination. 
 (a) Either party will have the right to terminate this Agreement if: (i) the other party breaches any material term or condition of
this Agreement and fails to cure such breach within thirty (30) days after written notice or in the event the nature of such breach is such that it cannot be cured within thirty (30) days then such party shall not be in breach if it
immediately commences to cure such breach and prosecutes such cure until completion; (ii) the other party becomes the subject of a voluntary petition in bankruptcy or any voluntary proceeding relating to insolvency, receivership, liquidation,
or composition for the benefit of creditors; or (iii) the other party becomes the subject of an involuntary petition in bankruptcy or any involuntary proceeding relating to insolvency, receivership, liquidation, or composition for the benefit
of creditors, if such petition or proceeding is not dismissed within sixty (60) days of filing. 
 (b) Virage Logic will
have the right to terminate this Agreement if Licensee acquires, consolidates or merges with a direct competitor of Virage Logic. For the purposes of this Agreement, Exhibit A to the Agreement is an exhaustive list of direct competitors of Virage
Logic as of the Effective Date. Virage Logic may update Exhibit A in writing, and such update shall be effective thirty (30) days after receipt of such notice by Licensee.). 
 8.3. Effect of Termination. Upon termination or expiration of this Agreement, Licensee will immediately return to Virage Logic or (at Virage
Logic’s request) destroy all copies of the Licensed Materials and each party will immediately return the other party’s Confidential Information in its possession or control, and an officer of each party will certify to the other party in
writing that such party has done so. For those integrated circuits for which manufacturing has already commenced, Licensee will have the right to continue to use the Licensed Materials, subject to the terms of Section 2.1 and the restrictions
of the pertinent Program Schedule(s), for which Licensee has paid or has a duty to pay amount(s) due as of the effective date of the termination. 
 8.4. No Damages for Termination. Neither party will be liable to the other on account of termination or expiration of this Agreement for reimbursement or damages for the loss of goodwill, prospective profits or anticipated income, or
on account of any expenditures, investments, leases or 

  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
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commitments made by either party or for any other reason whatsoever based upon or growing out of such termination or expiration. 
 8.5. Nonexclusive Remedy. The exercise by either party of any remedy under this Agreement will be without prejudice to its other remedies
under this Agreement or otherwise. 
 8.6. Survival. The rights and obligations of the parties contained in Sections 1, 2.1 (to the
limited extent permitted by Section 8.3), 2.2, 2.3, 3, 4, 5, 6, 7, 8.3, 8.4, 8.5, 8.6, 9, and 10 will survive the termination or expiration of this Agreement. 
  

	9.	LIMITATIONS OF LIABILITY. 

 9.1. Limitations.

 (a) Licensee Limitations. 
 (i) IN NO EVENT WILL LICENSEE BE LIABLE FOR ANY SPECIAL, INCIDENTAL, OR CONSEQUENTIAL DAMAGES, WHETHER BASED ON BREACH OF CONTRACT, TORT (INCLUDING NEGLIGENCE), PRODUCT LIABILITY, INFRINGEMENT OF INTELLECTUAL PROPERTY
RIGHTS OR OTHERWISE, AND WHETHER OR NOT SUCH PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGE. 
 (ii) TO THE EXTENT
NOT PROHIBITED BY APPLICABLE LAW, LICENSEE’S TOTAL LIABILITY UNDER THIS AGREEMENT WILL BE LIMITED TO AN AMOUNT EQUAL TO THE DEVELOPMENT AND LICENSE AND MAINTENANCE FEES OWING BY LICENSEE TO VIRAGE LOGIC UNDER THIS AGREEMENT. 
 (b) Virage Logic Limitations. 
 (i) IN NO EVENT WILL VIRAGE LOGIC BE LIABLE FOR ANY SPECIAL, INCIDENTAL, OR CONSEQUENTIAL DAMAGES, WHETHER BASED ON BREACH OF CONTRACT, TORT (INCLUDING NEGLIGENCE), PRODUCT LIABILITY, INFRINGEMENT OF INTELLECTUAL PROPERTY RIGHTS OR
OTHERWISE, AND WHETHER OR NOT SUCH PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGE. 
 (ii) EXCEPT FOR DAMAGES
ARISING PURSUANT TO SECTIONS 5 AND 7, AND TO THE EXTENT NOT PROHIBITED BY APPLICABLE LAW, VIRAGE LOGIC’S TOTAL LIABILITY TO LICENSEE WILL BE LIMITED TO THE DEVELOPMENT, LICENSE AND MAINTENANCE FEES RECEIVED BY VIRAGE LOGIC FROM LICENSEE UNDER
THIS AGREEMENT. 
 (iii) FOR DAMAGES ARISING PURSUANT TO SECTIONS 5 AND 7, AND TO THE EXTENT NOT PROHIBITED BY APPLICABLE LAW,
VIRAGE LOGIC’S TOTAL LIABILITY TO LICENSEE UNDER THIS AGREEMENT WILL BE LIMITED TO AN AMOUNT EQUAL TO TWO TIMES (2X) THE DEVELOPMENT, LICENSE, AND MAINTENANCE FEES RECEIVED BY VIRAGE LOGIC FROM LICENSEE UNDER THIS AGREEMENT. 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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 9.2. Failure of Essential Purpose. The parties have agreed that the limitations specified in
this Section 9 will survive and apply even if any limited remedy specified in this Agreement is found to have failed of its essential purpose. 
  

	10.	GENERAL. 

 10.1 Compliance with Law. Each
party agrees to comply with all applicable laws, rules, and regulations in connection with its activities under this Agreement. Each party shall comply with all applicable international, national, state, regional and local laws and regulations in
connection with its activities under this Agreement. Without limiting the foregoing, Licensee acknowledges that all Licensed Materials, including documentation and other Virage Logic technical data, may be subject to export controls imposed by the
U.S. Export Administration Act of 1979, as amended (the “Act”), and the regulations promulgated thereunder. Licensee shall not export or re-export (directly or indirectly) any Licensed Materials or other Virage Logic technical data
therefor without complying with the Act and the regulations thereunder. 
 10.2 Publicity. Upon Licensee’s first sale of
commercial quantities of Licensee’s products that include integrated circuits manufactured (and which include the Licensed Materials) in accordance with a Program Schedule, Virage Logic may include Licensee’s name in Virage Logic’s
customer list. Licensee agrees to provide Virage Logic with written notice (including email form) of such first sale of commercial quantities of Licensee’s products and respond to Virage Logic’s reasonable inquires concerning such first
sale. Neither party shall disclose the existence or the terms and conditions of this Agreement to any third party, except as may be required (i) to implement or enforce the terms of this Agreement; (ii) by legal procedure or by law; or
(iii) by an existing or potential investor, acquiring company, bank or other financial institution, under appropriate non-disclosure terms in connection with a merger, acquisition, financing, loan agreement, or similar corporate transaction.
Virage Logic shall not, without first obtaining the prior written consent of Licensee, announce this Agreement in a press release, to customers, or potential customers of Virage Logic or in or as part of other promotional material. 
 10.3. Assignment. This Agreement will bind and inure to the benefit of each party’s permitted successors and assigns. Except as permitted in
this Section 10.3, neither party may not assign this Agreement either voluntarily, by merger, by operation of law or otherwise in whole or in part, without the other party’s written consent, which consent will not be unreasonably withheld.
Except as permitted in this Section 10.3, any attempt to assign this Agreement without such consent will be null and void. Should it be necessary for this Agreement to be assigned to a third party in connection with that party’s
acquisition of Virage Logic, Licensee hereby agrees in advance to the assignment. Licensee may assign (i) this Agreement to an Licensee affiliate, or (ii) this Agreement in the event of a merger, acquisition, reorganization or sale of all
or substantially all of the assets of Licensee, subject to the provisions of Section 8.2(b). 
 10.4. Governing Law. This
Agreement will be governed by and construed in accordance with the laws of the State of California without regard to its conflict of law principles and applicable to agreements entered into, and to be performed entirely, within California between
California residents. Any suit hereunder will be brought solely in the federal or state courts in the Northern District of California and each party hereby submits to the personal jurisdiction thereof. 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
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 10.5. Injunctive Relief. 
 (a) Licensee acknowledges that the Licensed Materials contain and embody trade secrets and other intellectual property of Virage Logic, the disclosure or
unauthorized use of which would cause substantial harm to Virage Logic that could not be remedied by the payment of damages alone. Accordingly, Virage Logic will be entitled to seek preliminary and permanent injunctive relief and other equitable
relief for any breach of Licensee’s obligations of confidentiality or use of Licensed Materials not in accordance with this Agreement. 
 (b) Virage Logic acknowledges that the Licensee’s confidential information contains and embodies trade secrets and other intellectual property of Licensee, the disclosure or unauthorized use of which would cause substantial harm to
Licensee that could not be remedied by the payment of damages alone. Accordingly, Licensee will be entitled to seek preliminary and permanent injunctive relief and other equitable relief for any breach of Virage Logic’s obligations of
confidentiality or use of Licensee’s confidential information not in accordance with this Agreement. 
 10.6. Severability. If
any provision of this Agreement is found invalid or unenforceable, that provision will be enforced to the maximum extent permissible, and the other provisions of this Agreement will remain in force. 
 10.7. Force Majeure. Except for payments due under this Agreement, neither party will be responsible for any failure to perform due to acts of
God, war, riot, embargoes, acts of civil or military authorities, fire, floods, earthquakes, or accidents caused by third parties not under the control of a party (each a “Force Majeure”), provided that such party gives prompt
written notice thereof to the other party. The time for performance will be extended for a period equal to the duration of the Force Majeure, but in no event longer than thirty (30) days. 
 10.8. Notices. All notices under this Agreement will be deemed given when delivered personally, sent by confirmed facsimile transmission, or sent
by certified or registered U.S. mail or nationally-recognized express courier, return receipt requested, to the address shown below or as may otherwise be specified by either party to the other in accordance with this Section. Notices to Licensee
must be also addressed “Attention: General Counsel.” 
 10.9. Independent Contractors. The parties to this Agreement are
independent contractors. There is no relationship of partnership, joint venture, employment, franchise, or agency between the parties. Neither party will have the power to bind the other or incur obligations on the other’s behalf without the
other’s prior written consent. 
 10.10. Waiver. No failure of either party to exercise or enforce any of its rights under this
Agreement will act as a waiver of such rights. 
 10.11. Entire Agreement. This Agreement and its Program Schedule(s), attachments,
and exhibits are the complete and exclusive agreement between the parties with respect to the subject matter hereof, superseding and replacing any and all prior agreements, communications, and understandings (both written and oral) regarding such
subject matter. This Agreement may only be modified, or any 

  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
	Master License Agreement	  		  	Page 10
	Rev. 10/2002	  		  	Confidential

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 
rights under it waived, by a written document expressly referring to an amendment of this Agreement and executed by both parties. 
 10.12 Counterparts. This Agreement may be signed in one or more counterparts, each of which will be deemed to be an original and all of which when
taken together will constitute the same agreement. If this Agreement is executed in counterparts, no signatory hereto shall be bound until both Parties named below have duly executed or caused to be duly executed a counterpart of this Agreement. Any
copy of this Agreement made by reliable means is considered an original. 
 10.13 Order of Precedence. Where in conflict, the terms of
the pertinent Program Schedule shall take precedence over the terms of this Agreement. 
 IN WITNESS WHEREOF, the parties have caused this
Agreement to be executed by their duly-authorized representatives as of the Effective Date. 
  

									
	 Licensee: Alien Technology Corporation
	 		 	Virage Logic Corporation
					
	 By:
	 	 /S/    JOHN PAYNE
	 		 	 By:
	 	 /S/    ADAM
KABLANIAN

	 Name:
	 	 John Payne
	 		 	 Name:
	 	 Adam Kablanian

	 Title:
	 	 COO
	 		 	 Title:
	 	 President & CEO

					
	 Address:
	 	 18220 Butterfield Boulevard
 Morgan Hill, California 95037
	 		 	 Address:
	 	 47100 Bayside Parkway
 Fremont, California 94538 USA

					
	 Facsimile:
	 	 408-732-3910
	 		 	 Facsimile:
	 	 510-360-8099

 The following exhibit is hereby incorporated into this Agreement: 
 Exhibit A – List of Virage Logic Direct Competitors 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
	Master License Agreement	  		  	Page 11
	Rev. 10/2002	  		  	Confidential

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 Exhibit A – List of Virage Logic Direct Competitors 
 [***] 
  

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

  

					
	Master License Agreement	  		  	Page 12
	Rev. 10/2002	  		  	Confidential

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 PROGRAM SCHEDULE 
 Program Schedule No. 001 dated as of 24 September 2004 (the “Effective Date of this Program Schedule”) to the Master License Agreement (“Master License”) dated as of
24 September _ 2004, between Alien Technology Corporation (“Licensee”) and Virage Logic Corporation (“Virage Logic”). 
  

	1.	Address for Notices: 

  

			
	Alien Technology Corporation	 	Virage Logic Corporation
	18220 Butterfield Boulevard	 	47100 Bayside Parkway
	Morgan Hill, California 95037	 	Fremont, California 94538
		
	Attn: Jim Atherton	 	Attn: Martin Molnar

 With a required copy to: 
 Alien Technology Corporation 
 18220 Butterfield Boulevard 
 Morgan Hill, California 95037 
 Attn: General Counsel 
  

							
	 Semiconductor Manufacturer
	  	Process
	 	  	Micron	  	Variation	  	Voltage
	 Tower
	  	[***]	  	[***]	  	[***]
		  		  		  	

  

									
	 Licensed
Materials

	 Item
	  	Name	  	Part Number	  	License Type	  	 Description

	 1
	  	NOVeA RFID	  	Custom	  	Project	  	[***]

 1. Virage Logic warrants, for a period one (1) year following Delivery of final test chip characterization
data as set forth in Section 6 below, that the Licensed Materials will substantially and materially conform to the Specifications. The foregoing warranty does not apply to any element of the Licensed Materials that has been modified outside the
Specifications or used outside the Specifications as set forth in this Program Schedule. 
 2. Designated Site(s): Licensee’s site(s): Morgan
Hill, California 
 3. Term and Type of License: Perpetual and worldwide instance, single process for [***] Tower semiconductor process, and as
otherwise permitted by this Section 3. The License covers a specific memory configuration determined by the Licensee that is used on a specific Licensee mask set for purposes of manufacturing Licensee’s semiconductor device with project
name [***]. In addition, the Licensed Materials may be used by Licensee, at Licensee’s sole discretion, for additional RFID integrated circuit projects in accordance with the following: 
  

 13 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 (i) Option 1 (Additional uses at no cost): Licensee, at no additional cost or fee, and without
obligation to pay any additional Prepaid Royalties, may use the Licensed Materials for manufacturing additional semiconductor devices that include all of the following features: 
  

	 	(a)	Same number of user bits; and 

  

	 	(b)	Same memory architecture; and 

  

	 	(c)	Same silicon process; and 

  

	 	(d)	Non-memory circuitry created by or for Licensee that resides in the semiconductor device does not change by more than [***]. 

 If the semiconductor devices do not comply with (a) through (d) above, then Licensee may choose Option 2 below. 
 (ii) Option 2: Licensee for new project instances, subject to the Option 2 Payment, may use the Licensed Materials for manufacturing additional
semiconductor devices for integrated circuits that include the following features: 
  

	 	(a)	Different number of user bits; and 

  

	 	(b)	Same memory architecture; and 

  

	 	(c)	Same silicon process. 

 If the different
number of user bits in (a) above is equal to or less than [***], then the Option 2 Payment shall be [***]. 
 If the
different number of user bits in (a) above is equal to or greater than [***], then the Option 2 Payment shall be [***]. 
 4. Termination:
In addition to the termination rights in Section 8 of the Agreement, prior to acceptance of the final deliverables hereunder, Licensee may, at Licensee’s sole option, terminate this Program Schedule immediately upon written notice
to Virage Logic, and in such event Licensee shall pay the applicable Development and License Fees through the next milestone following notice of such termination. 
 5. Royalty Fees: See Royalty Table below 
 6. Development and License Fees and Maintenance Fees: 
  

					
	 Item
	  	Development and License Fees	  	Maintenance Fees
	 1
	  	[***]	  	[***]

 The Development and License Fees and Maintenance Fees listed above (and not in addition to the above) are payable
in accordance with the following milestone schedule: 
  

			
	 Invoicing Event
	  	Invoice Amount
	 10 days after execution of this Program Schedule
	  	[***]
	 Delivery of Test chip GDS Database to Tower for tapeout
	  	[***]
	 Delivery of final test chip characterization data
	  	[***]

  

 14 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 7. Prepaid Royalties: As set forth herein, Alien shall pay [***] (“Prepaid Royalty”) in two
installments. The first installment of the Prepaid Royalty, an amount equal to [***], shall be due and payable upon Virage Logic causing the “Delivery of final test chip characterization data” milestone identified in Section 6 of this
Program Schedule. The second installment of the Prepaid Royalty, a second amount equal to [***], shall be due and payable concurrent with the first royalty payments required of Licensee under this Program Schedule. Licensee will designate, at the
time of such second installment of the Prepaid Royalty payment, the specific amount of royalties owing and what portion of the Prepaid Royalty is attributable to such royalty amount. Prepaid Royalties shall be amortized over the first Royalties
owing hereunder until extinguished. Thereafter, if any, Licensee shall be entitled to amortize such additional Royalty Bonuses as may be available to Licensee arising out of the Statement of Work. 
 8. Deliverables: See Statement of Work 
 (i)
Time is of the essence and Virage Logic’s completion of all deliverables, the Licensed Materials and documentation thereto in accordance with the schedule set forth in the Statement of Work are key to the success of the Licensee NOVeA
Product(s). 
 (ii) In the event the Licensed Materials cause [***] or more of Licensee’s demonstrated yield loss in NOVeA Products and
fail to substantially and materially conform to the specifications of the SOW during the Warranty period set forth in Section 1 above, Virage Logic (at its sole cost and expense) will modify the Licensed Materials so that the Licensed Materials
are not a yield limiting factor without degrading performance of the Licensed Materials. In such event, Licensee will deliver written notice, including such information and materials as reasonably necessary to identify the Licensed Materials as
being a yield limiting factor, to Virage Logic. In the event that Virage Logic determines after investigation that the information contain in Licensee’s notice is incorrect and that the Licensed materials are not a yield limiting factor,
Licensee will pay Virage Logic [***] times ([***]) Virage Logic’s normal consulting rate for all work performed. 
 9. Maintenance and
Support Services for all Licensed Materials: Licensee has ordered and agreed to pay for Maintenance and Support Services as set forth in Section 6 above. Accordingly, for a period of one (1) year following the delivery of final
test chip characterization data as set forth in Section 6 above, Virage Logic will provide Licensee, or permitted assignee, with Product Updates, Semiconductor Manufacturer Updates, and Telephone Support and Teaming Support, as defined herein.
“Product Updates” shall mean all functional and/or feature improvements to the Licensed Materials listed in this Program Schedule or the attached Purchase Order that result in the release of a new version thereof, and all bug fixes, error
corrections, and performance enhancements developed by Virage Logic for such Licensed Materials. “Semiconductor Manufacturer Updates” shall mean all functional and/or feature improvements to the Licensed Materials listed in this Program
Schedule or the attached Purchase Order that result in the release of a new version thereof, and all bug fixes, error corrections, and 

  

 15 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 
performance enhancements developed by the Semiconductor Manufacturer for such Licensed Materials. “Telephone Support” shall mean technical support
via telephone by qualified personnel during normal business hours in the United States (PST) concerning the installation and use of the Licensed Materials listed in this Program Schedule or the attached Purchase Order. As part of Maintenance and
Support Services, Licensee shall receive forty (40) hours of consulting from Virage Logic in debugging Licensee’s designs that have been produced in silicon. At the conclusion of such period, Licensee has the option to engage Virage Logic
to continue the consulting at the rate of [***] per hour plus travel costs, billed at actual costs. For the avoidance of doubt, Virage Logic will discontinue consulting at the end of such 40 hour period and will resume the consulting when Licensee
has issued a valid purchase order to continue the consulting. “Teaming Support” shall mean support as set forth in Attachment 3 to this Program Schedule. 
 10. Maintenance and Support Services Renewal: Following the initial period of Maintenance, renewal Maintenance and Support Services may be purchased at [***] of the current List Price of the Licensed Materials to be covered by
maintenance. As of the Effective Date and continuing thereafter for 30 days from the date Virage Logic has discontinued its initial 16 hour consulting period, the current List Price of the Licensed Materials to be covered by maintenance hereunder is
[***]. Virage Logic is under no obligation to renew expired maintenance or provide Maintenance and Support Services for any Licensed Products for which Licensee has not paid the applicable Maintenance Fees. With respect to expired maintenance, in
the event Licensee desires to renew such expired maintenance, Licensee will be charged for the period of time maintenance was lapsed, Maintenance Fees for the next one (1) year period, and a reinstatement fee of [***] of the Maintenance Fees,
and upon receipt of such payment Virage Logic will reinstate and provide support and maintenance for all previous expired periods and for current and future periods purchased by Licensee. 
 11. Royalty Fees: In addition to the above Development and License Fees and Maintenance Fees, Licensee shall pay to Virage Logic a royalty for each wafer
that Licensee uses to make integrated circuits (that include Licensed Materials) that are included in commercial products sold by Licensee, according to the Royalty Table indicated below. Royalty amounts are expressed in $/unit: 
 Royalty Table for Base RFID NOVeA 
  

				
	 Wafer Royalty
	  	ASP of NOVeA
Products
	 [***]
	  	$	[***] or greater
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	[***]
	 [***]
	  	$	 [***] or less

  

 16 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

	12.	Royalty Payments:  

 “NOVeA Products” means
Licensee’s commercially available products that include integrated circuits manufactured (and which include the Licensed Materials) in accordance with the terms of the Agreement. 
 “ASP” means the weighted average selling price of NOVeA Products sold by Licensee during a quarter. 
 Licensee’s ASP determines the amount of the per wafer royalty for that quarter based on the above Royalty Table for Base RFID NOVeA (“Wafer Royalty Amount”). 
 Wafer volumes are calculated by determining the number of integrated circuits manufactured per wafer. The number of such integrated circuits per wafer is divided into the number of NOVeA Products sold in the target
quarter. This number is divided by the quantity of one (1) less the die yield loss associated with production of NOVeA Products as averaged over the previous quarter. The Royalty payment is then determined by the number of wafers multiplied by
the Wafer Royalty Amount for the target quarter. 
 Licensee acknowledges that, in the course of normal business practice, certain discounts may be offered
to customers. This includes, but is not limited to, the inclusion of NOVeA Products in bundled transactions where tags, systems and readers are priced in a package. Licensee will use commercially reasonable efforts to avoid shifting revenue in such
cases of bundling in such a way that would decrease the price of NOVeA Products for the ASP calculation. 
 No later than thirty (30) days after the end
of the Licensee’s fiscal quarter, the Licensee shall furnish to Virage Logic a written report in such detail, including but not limited to: (1) the tape out tracking number used by the Semiconductor Manufacturer to identify Licensee
product produced; and (2) the number of units containing NOVeA Instances, as Virage Logic may reasonably require and shall pay to Virage Logic all royalty amounts due to Virage Logic related to such quarter. If no amount is accrued during any
fiscal quarter period, no accounting shall be furnished. Royalty Payments made under this Program Schedule after their due date will incur interest at the rate set forth in the Master License, unless otherwise stated in this Program Schedule. All
royalty fees are exclusive of any sales, use, value-added, or other federal, state or local taxes. In the event Virage Logic does not receive such written report within sixty (60) days after the end of the Licensee’s fiscal quarter,
Licensee agrees that Virage Logic may invoice Licensee for royalty and fees due based on information provided by the Semiconductor Manufacturer, calculated in accordance with the formula set forth in this Program Schedule, using the Licensed
Materials authorized by the Master License and this Program Schedule. 
 12.1. Royalty Notification 
 All communications about and notification of the Royalties under this Program Schedule shall be made to the following Key Contact: 
 Name: John Hemingway 
 E-Mail:
jhemingway@alientechnology.com 
 Telephone: 408-782-3900 
 Facsimile: 408-782-3912 
  

 17 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 13. Records and Audit. For a period of two (2) years, Licensee agrees to keep true and accurate
records, files, and books of account containing all the data reasonably required for the full computation and verification of the royalties to be paid and the information to be given in the reports provided for above. Not more than once per year,
Licensee further agrees to permit its books and records to be examined from time to time to the extent necessary to verify the accuracy of such reports and royalties paid, such examination to be made at the expense of Virage Logic by an auditor
appointed by Virage Logic who shall be acceptable to Licensee; provided that only those royalties and fees paid by Licensee to Virage Logic within the two (2) year period immediate preceding the start of the audit, and their supporting records,
files, and books of account shall be subject to audit. Any such audit shall only take place during Licensee’s normal business hours and upon no less than thirty (30) days prior written notice from Virage Logic. Any individuals involved in
such audit shall comply with Licensee’s reasonable security procedures and shall first sign Licensee’s standard non-disclosure agreement before reviewing any reports. 
 14. Payment Terms: All payments due net thirty (30) days after Licensee receipt of invoice. No applicable duties or taxes are included. 
 15. Delivery: FOB Fremont, CA. Electronic (FTP or Electronic Mail) delivery is preferred delivery method. Deliveries required under this Program Schedule shall be made in accordance with the schedule set
forth below. All deliveries to be made electronically are subject to the terms of Electronic Delivery specified in this Program Schedule. 
  

											
	Deliverables
	 Item
	  	 Name
	  	Part Number	  	Delivery Method	  	Delivery State	  	Delivery Schedule
						
	 1
	  	 NOVeA RFID
	  	Custom	  	Electronic	  	California	  	Per SOW

 and as set forth in the Statement of Work attached hereto. 
 16. Electronic Delivery 
 This Section sets forth the terms and
conditions under which Virage Logic will electronically deliver to the Licensee. Virage Logic and Licensee agree as follows: 
  

	1.	Definitions 

  

	 	1.1	“Electronic Deliverables” shall mean the Licensed Materials and any other Virage Logic Products to be delivered to the Licensee which are specified in the Delivery Section
of this Program Schedule as having Electronic Delivery. 

  

	 	1.2	“Documentation” shall mean any and all information provided by Virage Logic to Licensee describing the Electronic Deliverables, the operation of the Electronic
Deliverables, and any matters relating to the use of the Electronic Deliverables. 

  

	 	1.3	 “License Key(s)” shall mean a document in electronic format provided by Virage Logic to the Licensee which reflects the applicable Licensee purchase order
and lists: (i) the Licensed 

  

 18 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

	 	 
Materials, including version number and quantity, licensed to the Licensee under the Master License, (ii) the Key Server(s) and software required to
implement the Key Server function, and (iii) the codes which Virage Logic provides to initialize use of the Key Server(s). 

  

	 	1.4	“Product Updates” shall mean bug fix releases and functional and/or feature improvement releases that are provided to Licensee pursuant to any maintenance agreement
between Virage Logic and Licensee. 

  

	 	1.5	“FTP Server” shall mean the File Transfer Protocol server to be accessed by the Licensee through the Internet. 

 2. Delivery 
  

	 	2.1	Upon the acceptance of an order by Virage Logic, Virage Logic will electronically deliver to the Licensee by making the Electronic Deliverables specified herein, including any
related Documentation, and the License Key(s) available on the FTP Server or via Electronic mail (E-Mail) to the E-Mail addresses identified in Section 5 below. 

  

	 	2.2	Virage Logic will electronically notify the Licensee’s designated Key Contact or Site Administrator specified in Section 5 below that the Licensee’s order has been
fulfilled and that the Electronic Deliverables are available on the FTP Server or via E-mail. Such electronic notification of the availability of the Electronic Deliverables shall constitute the shipment of goods to Licensee and Licensee’s
receipt of such goods so long as electronic pickup is actually available to Licensee. Should electronic notification not be possible for technical reasons, facsimile or telephone notification will be made to the phone numbers identified in
Section 5 below and such notification shall have the same force and effect as electronic notification. 

  

	 	2.3	Licensee shall be responsible for obtaining access to the Internet and retrieving the fulfilled order from the FTP Server or E-Mail. Licensee acknowledges that certain Internet
connections and hardware capabilities are necessary to complete the electronic delivery. Licensee accepts the risk that electronic delivery may be slow and time-consuming for the Licensee depending upon network traffic and reliability.

  

	 	2.4	Licensee acknowledges and agrees that Virage Logic will only deliver the Electronic Deliverables electronically and shall not deliver in any tangible medium, including but not
limited to, CD-ROM, tape, or paper. 

  

	 	2.5	Any Product Updates to the Electronic Deliverables to be provided to the Licensee in accordance with any maintenance agreement between Virage Logic and the Licensee, whether or not
a part of this Program Schedule or the Master License, shall also be delivered electronically in the manner described above. 

  

	 	2.6	Licensee may unilaterally change the individuals identified for delivery and notification in Section 5 below by providing a signed writing to Virage Logic not less than one
(1) week prior to any scheduled delivery. 

 3. Payment 
 Licensee agrees that upon availability of the Electronic Deliverables on the FTP Server or E-Mail, Virage Logic has fulfilled its obligation to deliver
and any applicable payments shall be due and payable to Virage Logic in accordance with the payment terms set forth in the Master License and this Program Schedule. 
 4. Taxes 
  

	 	4.1	Virage Logic and Licensee anticipate that the electronic delivery of the Electronic Deliverables shall not be subject to a sales tax. In the event a sales tax is assessed, Licensee
shall pay, indemnify, and hold Virage Logic harmless from such tax, including but not limited to any sales, use, excise, import, export, value added, or other tax resulting from the license or use of the Electronic Deliverables not based on Virage
Logic’s net income. 

  

 19 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

	 	4.2	The taxes Licensee may pay pursuant to this section are in addition to any other payment due under this Program Schedule or the Master License. Licensee’s obligation to pay
taxes shall survive the termination or expiration of this Program Schedule and the Master License. 

 5. Notification 
  

	 	5.1	All delivery and notification for the Electronic Deliverables under this Program Schedule shall be made to the following Key Contact or Site Administrator: 

Name: James H. Atherton 
 E-Mail: jatherton@alientechnology.com 
 Telephone: 408-782-3924 
 Facsimile: 408-778-2411 
 17. No
Compiler: The parties acknowledge that no Compilers are licensed under this Program Schedule, and that no payments or other amounts are owing relating thereto. 
 18. Sharing Virage Logic Confidential Information: Virage Logic hereby consents to Licensee sharing Virage Logic’s Confidential Information with the semiconductor manufacturer that manufactures
integrated circuits for Licensee as contemplated hereby. 
 19. Master License: This Program Schedule is issued pursuant to the Master License
identified above and the terms and conditions of the Master License are incorporated and made a part of this Program Schedule except as modified herein. This Program Schedule constitutes a separate License with respect to the Licensed Material(s)
described herein. Capitalized terms used in this Program Schedule shall have the same meaning as defined in the Master License, unless otherwise stated. The Statement of Work, Specifications and Teaming Support attachments, attached to this Program
Schedule as Attachments 1, 2, and 3, respectively, are hereby incorporated by this reference. 
 IN WITNESS WHEREOF, the parties have caused
this Program Schedule to be executed by their duly-authorized representatives as of the Effective Date of this Program Schedule. 
  

									
	Licensee:	 	Alien Technology Corporation	 		 	Virage Logic Corporation
					
	By:	 	 /s/ John Payne
	 		 	By:	 	 /s/ Adam Kablanian

	Name:	 	 John Payne
	 		 	Name:	 	 Adam Kablanian

	Title:	 	 COO
	 		 	Title:	 	 President & CEO

	Address:	 	18220 Butterfield Boulevard	 		 	Address:	 	47100 Bayside Parkway
		 	Morgan Hill, California 95037	 		 		 	Fremont, California 94538
	Facsimile:	 	408-732-3910	 		 	Facsimile:	 	510-360-8099

  

 20 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 

 CONFIDENTIAL TREATMENT REQUESTED BY ALIEN TECHNOLOGY CORP. 
  

 Amendment No. 001 
 to 
 Program Schedule No, 001 dated 24 September 2004 
 This Amendment No. 001 to Program Schedule No. 001 (“Program Schedule”) is entered into as of 29 November 2004 (“Effective Date”) between Virage
Logic Corporation (“Virage Logic”) and Alien Technology Corporation (“Licensee”), and revises the Program Schedule. Collectively, Virage Logic and Licensee are known as the “Parties”. 
 WHEREAS, the Parties entered into the Program Schedule and now desire to amend the Program Schedule; 
 NOW THEREFORE, the Parties agree as follows: 
  

	 	•	 	Section 3. Term and Type of License: is modified by deleting (ii)Option 2; in its entirety. For the avoidance of doubt, the deleted text is repeated below:

 “(ii) Option 2: Licensee for new project instances, subject to the Option 2 Payment, may use the Licensed Materials for
manufacturing additional semiconductor devices for integrated circuits that include the following features: 
  

	 	(a)	Different number of user bits; and 

  

	 	(b)	Same memory architecture; and 

  

	 	(c)	Same silicon process. 

 If the different number of user
bits in (a) above is equal to or less than [***], then the Option 2 Payment shall be [***]. 
 If the different number of user bits in (a)
above is equal to or greater than [***], then the Option 2 Payment shall be [***].” 
 Except as otherwise provided, all other terms and conditions of
the Program Schedule remain unchanged. 
 IN WITNESS WHEREOF, the Parties have caused this Amendment No. 001 to be executed by their duly authorized
representatives as of the Effective Date. 
  

							
	Licensee:	 	Alien Technology Corporation	 	Virage Logic Corporation
				
	Bv:	 	 /s/ John Payne
	 	Bv:	 	 /s/ Adam Kablanian

	Name:	 	 John Payne
	 	Name:	 	 Adam Kablanian

	Title:	 	 COO
	 	Title:	 	 President and CEO

	Date:	 	 12/10/04
	 	Date:	 	  

  

 21 

	***	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission.Ninth Amended and Restated Registration Rights Agreement

 Exhibit 10.38 
 ALIEN TECHNOLOGY CORPORATION 
 NINTH AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

 This Ninth Amended and Restated Registration Rights Agreement (this “Agreement”) is made as of June 15, 2006, by and among
Alien Technology Corporation, a Delaware corporation (the “Company”), the persons and entities listed on Exhibit A (the “Stockholders”) and the persons and entities listed on Exhibit B (the
“Warrantholders”) hereto. 
 RECITALS 
 A. Certain Stockholders entered into that certain Series A Preferred Stock Purchase Agreement, dated March 28, 1995, with the Company, pursuant to which the Company sold certain shares of its Series A
Preferred Stock (the “Series A Preferred”), and such Stockholders entered into the Registration Rights Agreement, dated March 28, 1995 (the “Original Registration Rights Agreement”); 
 B. Certain other Stockholders entered into separate Series A Preferred Stock Purchase Agreements, dated at various times, with the Company pursuant
to which such Stockholders purchased Series A Preferred and became parties to the Original Registration Rights Agreement in connection therewith; 
 C. Certain Stockholders entered into the Series B Preferred Stock Purchase Agreement, dated March 17, 1998 for the first closing and March 27, 1998 for the second closing, pursuant to which such
Stockholders purchased Series B Preferred Stock (“the Series B Preferred”) and became parties to the Amended and Restated Registration Rights Agreement, dated March 17, 1998 (the “Amended and Restated Registration
Rights Agreement”); 
 D. Certain Stockholders entered into the Series C Preferred Stock Purchase Agreement, dated June 30, 1999
for the first closing and July 2, 1999 for the second closing, pursuant to which such Stockholders purchased Series C Preferred Stock (the “Series C Preferred”) and became parties to the Second Amended and Restated Registration
Rights Agreement, dated June 30, 1999 (the “Second Amended and Restated Registration Rights Agreement”); 
 E. Certain
Stockholders entered into the Series D Preferred Stock Purchase Agreement, dated June 30, 2000 for the first closing and various dates for subsequent closings, pursuant to which such Stockholders purchased Series D Preferred Stock and
became parties to the Third Amended and Restated Registration Rights Agreement, dated June 30, 2000 (the “Third Amended and Restated Registration Rights Agreement”); 
 F. Certain Stockholders entered into the Series E Preferred Stock Purchase Agreement, dated November 20, 2001 for the first closing and
May 6, 2002 for the second closing, pursuant to which such Stockholders purchased Series E Preferred Stock and became parties to the Fourth Amended and Restated Registration Rights Agreement, dated November 20, 2001, as amended (the
“Fourth Amended and Restated Registration Rights Agreement”); 

 G. Certain Stockholders entered into the Series F Preferred Stock Purchase Agreement, dated
July 11, 2003, pursuant to which such Stockholders purchased Series F Preferred Stock (the “Series F Preferred”) and became parties to the Fifth Amended and Restated Registration Rights Agreement, dated July 11, 2003
(the “Fifth Amended and Restated Registration Rights Agreement”); 
 H. In connection with the issuance of shares of Series G
Preferred Stock (the “Series G Preferred”) of the Company pursuant to that certain Series G Preferred Stock Purchase Agreement dated March 30, 2004, as amended from time to time, between certain purchasers and the Company
(the “Series G Purchase Agreement”), such purchasers became parties to the Sixth Amended and Restated Registration Rights Agreement dated March 30, 2004 (the “Sixth Amended and Restated Registration Rights Agreement”);

 I. In connection with the issuance of shares of Series C Preferred, Series D Preferred, Series E Preferred, Series F
Preferred and Series G Preferred pursuant to that certain Preferred Purchase Agreement dated March 24, 2005 (the “Preferred Purchase Agreement”), such purchasers became parties to the Seventh Amended and Restated Registration
Rights Agreement dated March 24, 2005 (the “Seventh Amended and Restated Registration Rights Agreement”); 
 J. In connection
with the issuance of shares of Series H Preferred Stock (the “Series H Preferred”) of the Company pursuant to that certain Series H Preferred Stock Purchase Agreement dated June 24, 2005, between certain purchasers and the Company
(the “Series H Purchase Agreement”), such purchasers became parties to the Eighth Amended and Restated Registration Rights Agreement dated June 24, 2004 (the “Eighth Amended and Restated Registration Rights Agreement”);

 K. In connection with the Company’s Proposed IPO (as defined below), the Company, the Stockholders and the Warrantholders that are
party hereto desire to amend and restate the Eighth Amended and Restated Registration Rights Agreement as set forth herein in order to amend Section 11 of this Agreement relating to each Holder’s lock-up obligations. 
 L. The Company has granted or may grant, from time to time, the registration rights set forth in Section 6 of this Agreement, as permitted by
Section 16 of this Agreement, in connection with issuances of warrants to placement agents, equipment lessors, commercial lenders, strategic partners and the like, and the Company shall list such persons and entities on Exhibit B hereto;

  

 -2- 

 NOW THEREFORE, in consideration of the mutual promises and covenants contained in this Agreement, the
parties hereto agree to amend and restate the Eighth Amended and Restated Registration Rights Agreement in its entirety to read as follows: 
 AGREEMENT 
 1. Certain Definitions. As used in this Agreement, the following terms shall have the following
respective meanings: 
 “Commission” shall mean the Securities and Exchange Commission or any successor
agency. 
 “Exchange Act” shall mean the Securities Exchange Act of 1934, as amended. 
 “Holder” shall mean each Stockholder and any transferee of Registrable Securities who, pursuant to Section 15 below,
is entitled to registration rights hereunder. For purposes of Sections 6, 8, 9, 10, 11, 12, 13, 14, 15, 17, 18, 19, 20, 21, 22, 23, 24, 25 and 26 only, “Holder” shall be defined to include the Warrantholders listed on Exhibit B.

 “IPO” shall mean the initial public offering pursuant to which equity securities of the Company become
registered under Section 12 of the Exchange Act. 
 “Preferred” shall mean shares of the Company’s
Series A Preferred, Series B Preferred, Series C Preferred, Series D Preferred, Series E Preferred, Series F Preferred, Series G Preferred or Series H Preferred held by the Stockholders. 
 “Registrable Securities” shall mean (i) shares of the Company’s Common Stock issued or issuable upon the
conversion of the Preferred; (ii) any Common Stock of the Company or other securities issued or issuable in respect of shares of the Preferred; and (iii) shares of the Company’s Common Stock or other securities issued or issuable upon
any conversion of the Preferred or upon any stock split, stock dividend, recapitalization, or similar event; provided, however, that any shares described in clauses (i)-(iii) above which have been resold to the public shall
cease to be Registrable Securities upon such resale. For purposes of Sections 6, 8, 9, 10, 11, 12, 13, 14, 15, 17, 18, 19, 20, 21, 22, 23, 24, 25 and 26 only, “Registrable Securities” shall be defined also to include the (x) shares of
the Company’s Common Stock issued or issuable upon the conversion of the Preferred issued or issuable upon exercise of warrants held by Warrantholders and (y) shares of the Company’s Common Stock issued or issuable upon exercise of
the warrants held by Warrantholders; provided, however, that any shares described in clauses (x) and (y) above which have been resold to the public shall cease to be Registrable Securities upon such resale. 
 The terms “register,” “registered” and “registration” refer to a registration effected
by preparing and filing a registration statement in compliance with the Securities Act, and the declaration or ordering of the effectiveness of such registration statement. 
 “Registration Expenses” shall mean all expenses incurred by the Company in complying with Sections 5, 6 and 7
hereof, including, without limitation, all registration, qualification and filing fees, printing expenses, escrow fees, fees and disbursements of counsel for the Company, blue sky fees and expenses, the fees of a single counsel acting on behalf of
all of the Holders up to $20,000, and the expense of any special audits incident to or required by any such registration but excluding all Selling Expenses. 
  

 -3- 

 “Restricted Securities” shall mean the securities of the Company
required to bear the legend set forth in Section 3 hereof (or any similar legend). 
 “Securities Act”
shall mean the Securities Act of 1933, as amended. 
 “Selling Expenses” shall mean all underwriting
discounts, selling commissions and stock transfer taxes applicable to the securities registered by the Holders and any fees of counsel to any Holder (other than as allowable as a Registration Expense). 
 “Stockholders” shall mean each person or entity listed on Exhibit A hereto and who is a party to this
Agreement. 
 “Warrantholders” shall mean each person or entity listed on Exhibit B hereto (which
Exhibit may be updated from time to time) that has executed a counterpart signature page hereto. 
 2. Restrictions on
Transferability. The Restricted Securities shall not be transferable except upon the conditions specified in this Agreement, which conditions are intended to ensure compliance with the provisions of the Securities Act. Each holder of Restricted
Securities will cause any proposed transferee of the Restricted Securities held by such holder to agree to take and hold such Restricted Securities subject to the provisions and upon the conditions specified in this Agreement, including
Section 11 hereto. 
 3. Restrictive Legend. Each certificate representing (i) the Preferred, (ii) shares of the
Company’s Common Stock issued upon conversion of the Preferred and (iii) any other securities issued in respect of the Preferred or Common Stock issued upon conversion of the Preferred upon any stock split, stock dividend,
recapitalization, merger, consolidation or similar event, shall (unless otherwise permitted by the provisions of Section 4 below) be stamped or otherwise imprinted with a legend in the following form (in addition to any legend required under
applicable state securities laws): 
 THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN
REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THESE SHARES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION THEREFROM UNDER THE SECURITIES ACT. COPIES OF THE AGREEMENT
COVERING THE PURCHASE OF THESE SHARES AND RESTRICTING THEIR TRANSFER MAY BE OBTAINED AT NO COST BY WRITTEN REQUEST MADE BY THE HOLDER OF RECORD OF THIS CERTIFICATE TO THE SECRETARY OF THE COMPANY AT ITS PRINCIPAL EXECUTIVE OFFICES. 
 4. Notice of Proposed Transfers. The holder of each certificate representing Restricted Securities by acceptance thereof agrees to comply in all
respects with the provisions of this Section 4. Prior to any proposed transfer of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering the proposed transfer, the holder thereof 

  

 -4- 

 
shall give written notice to the Company of such holder’s intention to effect such transfer. Each such notice shall describe the manner and
circumstances of the proposed transfer in sufficient detail, and shall, if the Company so requests, be accompanied by either (i) an unqualified written opinion of legal counsel who shall be reasonably satisfactory to the Company, addressed to
the Company and reasonably satisfactory in form and substance to the Company’s counsel, to the effect that the proposed transfer of the Restricted Securities may be effected without registration under the Securities Act, or (ii) a “No
Action” letter from the Commission to the effect that the transfer of such securities without registration will not result in a recommendation by the staff of the Commission that action be taken with respect thereto, whereupon the holder of
such Restricted Securities shall be entitled to transfer such Restricted Securities in accordance with the terms of the notice delivered by the holder to the Company; provided, however, that no opinion or No Action letter need be
obtained with respect to a transfer to (A) a partner or member, active or retired, of a holder of Restricted Securities that is an entity, (B) a beneficiary of a holder of Restricted Securities that is a trust, (C) the estate of any
holder of Restricted Securities who is an individual, or (D) the spouse, children, grandchildren or spouse of such children or grandchildren of any holder of Restricted Securities who is an individual or to trusts for the benefit of any such
holder or such persons, provided that in such cases the transferee agrees in writing to be subject to the terms hereof. Each certificate evidencing the Restricted Securities transferred as above provided shall bear the appropriate restrictive
legends described above, except that such certificate shall not bear any such restrictive legend if in the opinion of counsel for the Company such legend is not required. 
 5. Requested Registration. 
 (a) Request for Registration. Beginning the
earlier of (i) 12 months following the Company’s IPO and (ii) March 30, 2007, if the Company shall receive from any Holder or group of Holders of at least a majority of the then outstanding Registrable Securities (assuming
conversion of all shares of the Preferred) a written request that the Company effect any registration, qualification or compliance the anticipated gross offering price of which would exceed $7,500,000, the Company will: 
 (x) promptly give written notice of the proposed registration, qualification or compliance to all other Holders; and 
 (y) as soon as practicable, use its reasonable best efforts to effect such registration, qualification or compliance (including, without
limitation, the execution of an undertaking to file post-effective amendments, appropriate qualification under applicable blue sky or other state securities laws and appropriate compliance with applicable regulations issued under the Securities Act
and any other governmental requirements or regulations) as may be so requested and as would permit or facilitate the sale and distribution of all or such portion of such Registrable Securities as are specified in such request, together with all or
such portion of the Registrable Securities of any Holder or Holders joining in such request as are specified in a written request received by the Company within 15 days after receipt of such written notice from the Company; 

  

 -5- 

 
provided, however, that the Company shall not be obligated to take any action to effect any such registration, qualification or compliance
pursuant to this Section: 
 (A) in any particular jurisdiction in which the Company would be required to execute a general
consent to service of process in effecting such registration, qualification or compliance unless the Company is already subject to service in such jurisdiction and except as may be required by the Securities Act; 
 (B) prior to 90 days immediately following the effective date of any registration statement pertaining to securities of the Company
(other than a registration of securities in a Rule 145 transaction or with respect to an employee benefit plan); 
 (C) if
the Company delivers notice to the Holders within 30 days of any registration request of its intent to file a registration statement for an IPO to be filed within 90 days; or 
 (D) after the Company has effected two (2) such registrations pursuant to this Section 5 that have been declared or ordered
effective. 
 Subject to the foregoing clauses, the Company shall file a registration statement covering the Registrable Securities so
requested to be registered as soon as practicable after receipt of the request or requests of any Holder or Holders. If, however, the Company shall furnish to the Holder or Holders requesting a registration statement pursuant to this Section a
certificate signed by the President of the Company stating that, in the good faith judgment of the Board of Directors of the Company, it would be seriously detrimental to the Company and its stockholders for such registration statement to be filed
and it is therefore essential to defer the filing of such registration statement, the Company shall have the right to defer such filing for a period of not more than 90 days after receipt of the request of the Holder or Holders requesting such
registration; provided, however, that the Company may not utilize this right more than once in any 12-month period. 
 (b) Underwriting. If the Holders intend to distribute the Registrable Securities covered by their request by means of an underwriting, they shall so advise the Company as a part of their request and the Company shall include such
information in its written notice to the other Holders. The right of any Holder to registration pursuant to this Section shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of such Holder’s
Registrable Securities in the underwriting to the extent provided herein. 
 The Company shall (together with all Holders proposing to
distribute their securities through such underwriting) enter into an underwriting agreement in customary form with the managing underwriter selected for such underwriting by the Holders of a majority of the Registrable Securities proposed by such
Holders to be distributed through such underwriting. Notwithstanding any other provision of this Section, if the managing underwriter advises the Holders in writing that marketing factors require a limitation of the number of shares to be
underwritten, then, subject to the provisions of Section 5(a), the Company shall so advise all Holders and the number of shares of Registrable 

  

 -6- 

 
Securities that may be included in the registration and underwriting shall be allocated among all Holders requesting inclusion in the registration in
proportion, as nearly as practicable, to the respective amounts of Registrable Securities originally requested by such Holders to be included in the registration statement; provided, however, that the number of shares of Registrable
Securities to be included in such underwriting and registration shall not be reduced unless all other securities of the Company are first entirely excluded from the underwriting and registration. No Registrable Securities excluded from the
underwriting by reason of the managing underwriter’s marketing limitation shall be included in such registration. 
 If any Holder of
Registrable Securities disapproves of the terms of the underwriting, such Holder may elect to withdraw therefrom by written notice to the Company, the managing underwriter and the other Holders. The Registrable Securities and/or other securities so
withdrawn shall also be withdrawn from registration; provided, however, that if by the withdrawal of such Registrable Securities a greater number of Registrable Securities held by other Holders may be included in such registration (up
to the maximum of any limitation imposed by the underwriters), then the Company shall offer to all Holders who have included Registrable Securities in the registration the right to include additional Registrable Securities in the same proportion
used in determining the underwriter limitation in this Section. If the registration does not become effective due to the withdrawal of Registrable Securities, then either (1) the withdrawing Holders requesting registration shall reimburse the
Company for expenses incurred in complying with the request or (2) the aborted registration shall be treated as effected for purposes of Section 5(a)(D). 
 6. Company Registration. 
 (a) Notice of Registration. After completion of an
IPO (it being understood that no Holder has any rights under this Section 6 with respect to the IPO), if the Company shall determine to register any of its securities, either for its own account or the account of a security holder or holders
exercising their respective demand registration rights, other than (i) a registration relating solely to employee benefit plans; (ii) a registration relating solely to a transaction pursuant to Rule 145 promulgated under the
Securities Act; (iii) a registration relating to the offer and sale of debt securities; (iv) a registration relating to a corporate reorganization or other transaction on Form S-4; (v) a registration on Form S-3 of securities to be
offered on a delayed or continuous basis pursuant to Rule 415 of the Securities Act; or (vi) any registration form that does not permit secondary sales, the Company will: 
 (i) promptly give to each Holder written notice thereof; and 
 (ii) include in such registration (and any related qualification under blue sky laws or other compliance), and in any underwriting
involved therein, all the Registrable Securities specified in a written request or requests, made within 15 days after receipt of such written notice from the Company, by any Holder or Holders. If a Holder decides not to include all of its
Registrable Securities in any registration statement thereafter filed by the Company, such Holder shall nevertheless continue to have the right to include any Registrable Securities in any subsequent 

  

 -7- 

 
registration statement or registration statements as may be filed by the Company with respect to the offerings of its securities, all upon the terms and
conditions set forth herein. 
 (b) Cut-back and Allocation. Notwithstanding any other provision of this
Section 6, if the managing underwriter determines that marketing factors require a limitation of the number of shares to be underwritten the number of shares that may be included in the underwriting shall be allocated: first, to the Company;
second, to the Holders on a pro rata basis based on the total number of Registrable Securities held by the Holders; and third, to any stockholder of the Company (other than a Holder) on a pro rata basis. No such reduction shall (i) reduce the
securities being offered by the Company for its own account to be included in the registration and underwriting, or (ii) reduce the amount of securities of the selling Holders included in the registration below 25% of the total amount of
securities included in such registration. If any Holder disapproves of the terms of any such underwriting, such Holder may elect to withdraw therefrom by written notice to the Company and the managing underwriter. Any Registrable Securities excluded
or withdrawn from such underwriting shall be withdrawn from such registration. For any Holder which is a partnership or corporation, the partners, retired partners and stockholders of such Holder, or the estates and family members of any such
partners and retired partners and any trusts for the benefit of any of the foregoing persons shall be deemed to be a single “Holder,” and any pro rata reduction with respect to such “Holder” shall be based upon the aggregate
amount of shares carrying registration rights owned by all entities and individuals included in such “Holder,” as defined in this sentence. No stockholder of the Company shall be granted registration rights under this Section 6 that
would reduce the number of shares includable by the Holders in a registration under this Section 6, unless Holders of at least two-thirds of the Registrable Securities consent. 
 7. Registration on Form S-3. The Company shall use its reasonable best efforts to qualify for registration on Form S-3 if the Company is
subject to the Exchange Act, and to that end, the Company shall comply with the reporting requirements of the Exchange Act. After the Company has qualified for the use of Form S-3, each Holder shall have the right to request up to three
(3) registrations on Form S-3 (such requests shall be in writing and shall state the number of shares of Registrable Securities to be disposed of and the intended method of disposition of such shares by each such Holder), subject to the
following limitations: 
 (i) the Company shall not be obligated to cause a registration on Form S-3 to become effective
prior to 90 days following the effective date of a Company-initiated registration (other than a registration effected solely to qualify an employee benefit plan or to effect a business combination pursuant to Rule 145); 
 (ii) the Company shall not be required to effect a registration on Form S-3 unless the Holder or Holders requesting registration
propose to dispose of shares of Registrable Securities having an aggregate disposition price (before deduction of underwriting discounts and expenses of sale) of at least $1,000,000; 
  

 -8- 

 (iii) the Company shall not be obligated to cause a registration on Form S-3 to become
effective prior to 90 days following the effective date of a registration initiated by the holders of Registrable Securities under this Section 7; and 
 (iv) the Company shall not be required to maintain and keep any such registration on Form S-3 effective for a period exceeding 30 days from the effective date thereof. The Company shall give notice to all Holders
and all holders of registration rights under any other agreement of the Company granting Form S-3 or similar demand registration rights of the receipt of a request for registration pursuant to this Section and shall provide a reasonable
opportunity for all such other Holders, including holders of registration rights under any other agreement of the Company granting Form S-3 or similar demand registration rights, to participate in the registration. Subject to the foregoing, the
Company will use its reasonable best efforts to effect promptly the registration of all shares of Registrable Securities on Form S-3 to the extent requested by the Holder or Holders thereof for purposes of disposition. In the event that the
Company determines that market factors require a limitation on the number of shares to be underwritten, then shares shall be excluded from such registration and underwriting pursuant to the method described in Section 5(b). 
 8. Expenses of Registration. All Registration Expenses incurred in connection with any registration, qualification or compliance pursuant to
Section 5, Section 6 or Section 7 shall be borne by the Company. All Selling Expenses relating to securities registered by the Holders shall be borne by the Holders (together with affiliates, partners and former partners) of such
securities pro rata on the basis of the number of shares so registered. 
 9. Registration Procedures. Whenever required to effect the
registration of any Registrable Securities, the Company shall, as expeditiously as reasonable possible: 
 (a) Prepare and
file with the Commission a registration statement with respect to such Registrable Securities and use all reasonable efforts to cause such registration statement to become effective, and, upon the request of the Holders of a majority of the
Registrable Securities registered thereunder, keep such registration statement effective for up to thirty (30) days or, if earlier, until the Holder or Holders have completed the distribution related thereto. The Company shall not be required
to file, cause to become effective or maintain the effectiveness of any registration statement that contemplates a distribution of securities on a delayed or continuous basis pursuant to Rule 415 under the Securities Act. 
 (b) Prepare and file with the Commission such amendments and supplements to such registration statement and the prospectus used in
connection with such registration statement as may be necessary to comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such registration statement for the period set forth in paragraph
(a) above. 
 (c) Furnish to the holders such number of copies of a prospectus, including a preliminary prospectus, in
conformity with the requirements of the Securities Act, and such other documents as they may reasonably request in order to facilitate the disposition of Registrable Securities owned by them. 
  

 -9- 

 (d) Use its reasonable best efforts to register and qualify the securities covered by
such registration statement under such other securities or blue sky laws of such jurisdictions as shall be reasonably requested by the Holders; provided that the Company shall not be required in connection therewith or as a condition thereto to
qualify to do business or to file a general consent to service of process in any such states or jurisdictions. 
 (e) In the
event of any underwritten public offering, enter into and perform its obligations under an underwriting agreement, in usual and customary form, with the managing underwriter(s) of such offering. Each Holder participating in such underwriting shall
also enter into and perform its obligations under such an agreement. 
 (f) Notify each Holder of Registrable Securities
covered by the registration statement at any time when a prospectus relating thereto is required to be delivered under the Securities Act of the happening of any event as a result of which the prospectus included in such registration statement, as
then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in the light of the circumstances then existing. 

(g) Use its reasonable best efforts to furnish, on the date that such Registrable Securities are delivered to the underwriters for
sale, if such securities are being sold through underwriters, (i) an opinion, dated as of such date, of the counsel representing the Company for the purposes of such registration, in form and substance as is customarily given to underwriter in
an underwritten public offering, addressed to the underwriters, if any, and (ii) a letter dated as of such date, from the independent certified public accountants of the Company, in form and substance as is customarily given by independent
certified public accountants to underwriters in an underwritten public offering addressed to the underwriters. 
 10. Termination of
Registration Rights. The registration rights granted pursuant to this Agreement shall terminate as to any Holder five (5) years after the Company’s IPO, or at such time after the Company’s IPO that (i) such Holder (together
with affiliates, partners, former partners and beneficiaries of a trust) holds less than 1% of the Company’s outstanding Common Stock; and (ii) the Registrable Securities held by such Holder may be sold within any three (3) month
period pursuant to Rule 144. 
 11. Lock-up Agreement. Each Holder of Registrable Securities and each transferee pursuant to
Section 15 hereof (each a “Lock-Up Holder”) agrees (but only if each officer and director of the Company named in the registration statement relating to the IPO also agrees), in connection with the Company’s currently proposed
initial public offering of the Company’s Common Stock (the “Proposed IPO”) underwritten by Bear, Stearns & Co. Inc. (“Bear Stearns”), as follows: 
 (a) During the period from the date hereof until one hundred eighty (180) days from the date of the final prospectus for the Proposed
IPO (the “Lock-Up Period”), each Lock-Up Holder (a) will not, directly or indirectly, offer, sell, agree to offer or sell, solicit offers to purchase, grant any call option or purchase any put option with respect to, pledge, borrow or
otherwise dispose of 

  

 -10- 

 
any Relevant Security (as defined below), and (b) will not establish or increase any “put equivalent position” or liquidate or decrease any
“call equivalent position” with respect to any Relevant Security (in each case within the meaning of Section 16 of the Exchange Act, and the rules and regulations promulgated thereunder), or otherwise enter into any swap, derivative
or other transaction or arrangement that transfers to another, in whole or in part, any economic consequence of ownership of a Relevant Security, whether or not such transaction is to be settled by delivery of Relevant Securities, other securities,
cash or other consideration. As used herein “Relevant Security” means the Company’s Common Stock, any other equity security of the Company or any of its subsidiaries and any security convertible into, or exercisable or exchangeable
for, any Common Stock or other such equity security. 
 (b) Notwithstanding the foregoing, each Lock-Up Holder may transfer
Relevant Securities: (a) by bona fide gift; (b) to any trust for the benefit of such Lock-Up Holder or any parent, grandparent, step parent, step grandparent, mother-in-law, father-in-law, spouse, sibling, sister-in-law, brother-in-law,
son-in-law, daughter-in-law, child, step child, grandchild, step grandchild, niece or nephew, including adoptive relationships, of such Lock-Up Holder; (c) if such Lock-Up Holder is a partnership, to any general partner, limited partner or
affiliate of such partnership; (d) if such Lock-Up Holder is a limited liability company, to any member or affiliate of such limited liability company; or (e) if such Lock-Up Holder is a corporation, to any wholly-owned subsidiary or
affiliate of such corporation; provided that (x) each resulting transferee of Relevant Securities pursuant to clauses (a), (b), (c), (d) and/or (e) above executes and delivers to Bear Stearns an agreement satisfactory to Bear
Stearns certifying that such transferee is bound by the terms of this Section 11 and has been in compliance with the terms hereof since the date hereof as if it had been an original party hereto, (y) any transfer pursuant to clauses (a),
(b), (c), (d) and/or (e) above shall not involve a disposition for value and shall not be required to be, and will not be, disclosed or reported under applicable law (including but not limited to Section 16 under the Exchange Act and
the rules and regulations promulgated thereunder), and (z) no transfer pursuant to clauses (a), (b), (c), (d) and/or (e) above shall be effected on Nasdaq Stock Market, the over-the-counter market or any other exchange or system
providing share price quotations. In addition, this Section 11 shall not restrict the sale or other disposition of Relevant Securities that are acquired by a Lock-Up Holder in the open market after the Proposed IPO is completed, provided
that any such sale or other disposition fully complies with, and is not required to be, and will not be, disclosed or reported under, applicable law (including but not limited to Section 16 under the Exchange and the rules and regulations
promulgated thereunder). 
 (c) Notwithstanding the lock-up restrictions described in this Section 11, if a Lock-Up
Holder is an officer or director of the Company, such Lock-Up Holder may, at any time after the closing of the Proposed IPO, enter into a written plan meeting the requirements of Rule 10b5-1 under the Exchange Act, relating to the sale of shares of
the Company’s Common Stock, if then permitted by the Company; provided that (i) the shares subject to such plan may not be sold until after the end of the Lock-Up Period (including any extension thereof as provided in this
Section 11) and (ii) neither such Lock-Up Holder nor the Company will make any public announcement, disclosure or 

  

 -11- 

 
filing relating to, or disclosing, such plan or its existence prior to the end of the Lock-Up Period (including any extension thereof as provided in this
Section 11). 
 (d) Notwithstanding the foregoing, if (1) during the last 17 days of the Lock-Up Period, the Company
issues an earnings release or discloses material news or a material event relating to the Company occurs; or (2) prior to the expiration of the Lock-Up Period, the Company announces that it will release earnings results or becomes aware that it
will disclose material news or that a material event relating to the Company will occur during the 16-day period beginning on the last day of the Lock-Up Period, then the restrictions imposed by this Section 11 shall continue to apply until the
expiration of the 18-day period beginning on the issuance of the earnings release or the disclosure of the material news or the occurrence of a material event, as applicable, unless such extension is waived, in writing, by Bear Stearns. Each Lock-Up
Holder acknowledges that the Company will agree, pursuant to an underwriting agreement that the Company proposes to enter into with Bear Stearns on behalf of the several underwriters named therein (“Underwriting Agreement”), to provide
each Lock-Up Holder with prior notice of any such announcement that gives rise to an extension of the Lock-Up Period, and agrees that any such notice properly delivered will be deemed to have been given to, and received by, each Lock-Up Holder .

 (e) Each Lock-Up Holder hereby authorizes the Company during the Lock-Up Period (including any extension thereof as
provided in this Section 11) to cause any transfer agent for the Relevant Securities to decline to transfer, and to note stop transfer restrictions on the stock register and other records relating to, Relevant Securities for which each Lock-Up
Holder is the record holder and, in the case of Relevant Securities for which such Lock-Up Holder is the beneficial but not the record holder, agrees during the Lock-Up Period (including any extension thereof as provided in this Agreement) to cause
the record holder to cause the relevant transfer agent to decline to transfer, and to note stop transfer restrictions on the stock register and other records relating to, such Relevant Securities. Each Lock-Up Holder hereby further agrees that,
without the prior written consent of Bear Stearns, during the Lock-up Period (including any extension thereof as provided in this Agreement) such Lock-Up Holder (x) will not file or participate in the filing with the Securities and Exchange
Commission of any registration statement, or circulate or participate in the circulation of any preliminary or final prospectus or other disclosure document with respect to any proposed offering or sale of a Relevant Security (provided that
the foregoing shall not restrict such Lock-Up Holder’s participation in a filing by the Company of a registration statement on Form S-8 with the Securities and Exchange Commission that may cover Relevant Securities) and (y) will not
exercise any rights such Lock-Up Holder may have to require registration with the Securities and Exchange Commission of any proposed offering or sale of a Relevant Security. 
 (f) Sections 11(a), (b), (c), (d) and (e) shall terminate and be of no further force and effect in the event that:
(a) prior to the execution of the Underwriting Agreement by the Company, the Company notifies Bear Stearns in writing that the Company has determined not to proceed with the Proposed IPO; or (b) after the execution of the Underwriting
Agreement by the Company, the Company has not consummated the Proposed IPO within 60 days after the termination of the Underwriting Agreement. 
  

 -12- 

 (g) In the event of any termination of Sections 11(a), (b), (c), (d) and
(e) pursuant to Section 11(f) above, the following obligations shall become effective: In consideration for the Company agreeing to its obligations under this Agreement, each Holder of Registrable Securities and each transferee pursuant to
Section 15 hereof agrees (but only if each officer and director of the Company also agrees), in connection with the first registration of the Company’s securities, upon request of the Company or the underwriters managing any underwritten
offering of the Company’s securities, not to sell, offer to sell, contract to sell, make any short sale of, loan, grant any option for the purchase of or otherwise dispose of any securities of the Company (other than those included in the
registration) without the prior written consent of the Company or such underwriters, as the case may be, for such period of time (not to exceed 180 days) from the effective date of such registration as the Company or the underwriters may specify.
Each Holder agrees that the Company may instruct its transfer agent to place stop-transfer notations in its records to enforce the provisions of this Section. 
 12. Indemnification. 
 (a) The Company will indemnify each Holder, each of its
officers, directors and partners and such Holder’s legal counsel and independent accountants, and each person controlling such Holder within the meaning of Section 15 of the Securities Act, with respect to which registration, qualification
or compliance has been effected pursuant to this Agreement, and each underwriter, if any, and each person who controls any underwriter within the meaning of Section 15 of the Securities Act, against all expenses, claims, losses, damages and
liabilities (or actions in respect thereof), including any of the foregoing incurred in settlement of any litigation, commenced or threatened, arising out of or based on any untrue statement (or alleged untrue statement) of a material fact contained
in any registration statement, prospectus, offering circular or other document, or any amendment or supplement thereto, incident to any such registration, qualification or compliance, or based on any omission (or alleged omission) to state therein a
material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances in which they were made, not misleading, or any violation by the Company of any rule or regulation promulgated under the
Securities Act, the Exchange Act or state securities law applicable to the Company and relating to action or inaction required of the Company in connection with any such registration, qualification or compliance, and will reimburse each such Holder,
each of its officers, directors and partners and such Holder’s legal counsel and independent accountants, and each person controlling such Holder, each such underwriter and each person who controls any such underwriter, for any legal and any
other expenses reasonably incurred in connection with investigating, preparing or defending any such claim, loss, damage, liability or action, provided that the Company will not be liable in any such case to the extent that any such claim, loss,
damage, liability or expense arises out of or is based on any untrue statement or omission or alleged untrue statement or omission, made in reliance upon and in conformity with written information furnished to the Company by an instrument duly
executed by such Holder or underwriter and stated to be specifically for use therein; and provided, further, that the Company will not be liable to any such person or entity with respect to any such untrue statement or omission or
alleged untrue statement or omission made in any preliminary prospectus that is corrected in the final prospectus filed with the Commission pursuant to Rule 424(b) promulgated 

  

 -13- 

 
under the Securities Act (or any amendment or supplement to such prospectus) if the person asserting any such loss, claim, damage or liability purchased
securities but was not sent or given a copy of the prospectus (as amended or supplemented) at or prior to the written confirmation of the sale of such securities to such person in any case where such delivery of the prospectus (as amended or
supplemented) is required by the Securities Act, unless such failure to deliver the prospectus (as amended or supplemented) was a result of the Company’s failure to provide such prospectus (as amended or supplemented). 
 (b) Each Holder will, if Registrable Securities held by such Holder are included in the securities as to which such registration,
qualification or compliance is being effected, indemnify the Company, each of its directors and officers and its legal counsel and independent accountants, each underwriter, if any, of the Company’s securities covered by such a registration
statement, each person who controls the Company or such underwriter within the meaning of Section 15 of the Securities Act, and each other such Holder, each of its officers, directors and partners and each person controlling such Holder within
the meaning of Section 15 of the Securities Act, against all claims, losses, damages and liabilities (or actions in respect thereof) arising out of or based on any untrue statement (or alleged untrue statement) of a material fact contained in
any such registration statement, prospectus, offering circular or other document, or any omission (or alleged omission) to state therein a material fact required to be stated therein or necessary to make the statements therein not misleading, and
will reimburse the Company, such Holders, such directors, officers, legal counsel, independent accountants, underwriters or control persons for any legal or any other expenses reasonably incurred in connection with investigating or defending any
such claim, loss, damage, liability or action, in each case to the extent, but only to the extent, that such untrue statement (or alleged untrue statement) or omission (or alleged omission) is made in such registration statement, prospectus,
offering circular or other document in reliance upon and in conformity with written information furnished to the Company by an instrument duly executed by such Holder and stated to be specifically for use therein; provided, however,
that the obligations of such Holders hereunder shall be limited to an amount equal to the net proceeds to each such Holder of Registrable Securities sold as contemplated herein. 
 (c) Each party entitled to indemnification under this Section (the “Indemnified Party”) shall give notice to the party required
to provide indemnification (the “Indemnifying Party”) promptly after such Indemnified Party has actual knowledge of any claim as to which indemnity may be sought, and shall permit the Indemnifying Party to assume the defense of any such
claim or any litigation resulting therefrom, provided that counsel for the Indemnifying Party, who shall conduct the defense of such claim or litigation, shall be approved by the Indemnified Party (whose approval shall not be unreasonably withheld),
and the Indemnified Party may participate in such defense at such party’s expense; provided, however, that an Indemnified Party shall have the right to retain counsel, with the fees and expenses paid by the Indemnifying Party, if
representation of such Indemnified Party by counsel retained by the Indemnifying Party would be inappropriate due to actual or potential conflict of interest. The failure of any Indemnified Party to give notice as provided herein shall not relieve
the Indemnifying Party of its obligations under this Agreement, except to the extent, but only to the extent, that the Indemnifying Party’s ability to defend against 

  

 -14- 

 
such claim or litigation is impaired as a result of such failure to give notice. No Indemnifying Party, in the defense of any such claim or litigation,
shall, except with the consent of each Indemnified Party, consent to entry of any judgment or enter into any settlement which does not include as an unconditional term thereof the giving by the claimant or plaintiff to such Indemnified Party of a
release from all liability in respect to such claim or litigation. 
 (d) If the indemnification provided for in this
Section 12 is held by a court of competent jurisdiction to be unavailable to an Indemnified Party with respect to any loss, liability, claim, damage or expense referred to herein, then the Indemnifying Party, in lieu of indemnifying such
Indemnified Party hereunder, shall contribute to the amount paid or payable by such Indemnified Party as a result of such loss, liability, claim, damage or expense in such proportion as is appropriate to reflect the relative fault of the
Indemnifying Party on the one hand and of the Indemnified Party on the other in connection with the statements or omissions that resulted in such loss, liability, claim, damage or expense, as well as any other relevant equitable considerations. The
relative fault of the Indemnifying Party and of the Indemnified Party shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission to state a material fact relates to
information supplied by the Indemnifying Party or by the Indemnified Party and the parties’ relative intent, knowledge, access to information, and opportunity to correct or prevent such statement or omission, provided that in no event shall any
contribution by a Holder exceed the net proceeds from the offering received by such Holder. 
 (e) Notwithstanding the
foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered into in connection with the underwritten public offering are in conflict with the foregoing provisions, the provisions
in the underwriting agreement shall control. 
 (f) The obligations of the Company and Holders under this Section 12
shall survive the completion of any offering of Registrable Securities in a registration statement under Section 5, 6 or 7, the termination of the Agreement, and otherwise. 
 13. Information by Holder. The Holder or Holders of Registrable Securities included in any registration shall furnish to the Company such
information regarding such Holder or Holders and the distribution proposed by such Holder or Holders as the Company may request in writing and as shall be required in connection with any registration, qualification or compliance referred to in this
Agreement. 
 14. Rule 144 Reporting. With a view to making available the benefits of certain rules and regulations of the
Commission which may at any time permit the sale of the Restricted Securities to the public without registration, after such time as a public market exists for the Common Stock of the Company, the Company agrees to use its reasonable best efforts
to: 
 (a) make and keep public information available, as those terms are understood and defined in Rule 144 promulgated
under the Securities Act, at all times after the effective date of the 

  

 -15- 

 
first registration under the Securities Act filed by the Company for an offering of its securities to the general public; 
 (b) file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the
Exchange Act (at any time after it has become subject to such reporting requirements); 
 (c) furnish to Holders upon request
a written statement as to its compliance with the reporting requirements of Rule 144 (at any time after 90 days after the effective date of the first registration statement filed by the Company for an offering of its securities to the general
public), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the
Company as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing such Holder to sell any such securities without registration. 
 15. Restrictions on Transfer. Holders may not transfer the registration rights granted under Sections 5, 6 and 7 of this Agreement to any
third party; provided, however, that a Holder may transfer such rights to (a) a subsidiary, parent, general partner, limited partner, retired partner, member or retired member of such Holder, (b) any family member or
trust for the benefit of any individual Holder, (c) a beneficiary of a trust or (d) any Holder who acquires 100,000 or more shares of Registrable Securities (as adjusted for stock dividends, stock splits, reclassifications or similar
events); provided that the Company receives written notice of the transfer and the transferee agrees to be bound by the provisions set forth in this Agreement, including this Section 15. 
 16. Limitations on Subsequent Registration Rights. From and after the date of this Agreement, the Company shall not enter into any agreement
granting any holder or prospective holder of any securities of the Company registration rights with respect to such securities that are pari passu or senior to those granted the Holders herein without the consent of Holders of a majority of
the Registrable Securities; provided, however, the Company may grant pari passu registration rights under Section 6 of this Agreement, subject to the limitations set forth therein. Pursuant to the foregoing exception, and
without limiting the foregoing exception, if the Company grants pari passu registration rights under Section 6 of this Agreement in connection with issuances of warrants, any holder of a warrant with such registration rights may become a
party to Sections 6, 8, 9, 10, 11, 12, 13, 14, 15, 17, 18, 19, 20, 21, 22, 23, 24, 25 and 26 of this Agreement, without any amendment of this Agreement, by executing and delivering an additional counterpart signature page to this Agreement and shall
be deemed a “Warrantholder” hereunder. The Company shall amend Exhibit B hereto to add any such Warrantholder. 
 17.
Governing Law. This Agreement shall be governed by and interpreted in accordance with the laws of the State of California, without regard to choice of law provisions. The parties hereto agree to submit to the jurisdiction of the federal and
state courts of the State of California with respect to the breach or interpretation of this Agreement or the enforcement of any and all rights, 

  

 -16- 

 
duties, liabilities, obligations, powers and other relations between the parties arising under this Agreement and supersedes all prior agreements,
arrangements and understandings between or among them or any of them, including without limitation the Original Registration Rights Agreement, the Amended and Restated Registration Rights Agreement, the Second Amended and Restated Registration
Rights Agreement, the Third Amended and Restated Registration Rights Agreement, the Fourth Amended and Restated Registration Rights Agreement, the Fifth Amended and Restated Registration Rights Agreement, the Sixth Amended and Restated Registration
Rights Agreement, the Seventh Amended and Restated Registration Rights Agreement, and the Eighth Amended and Restated Registration Rights Agreement, each of which is terminated and of no further force or effect. 
 18. Entire Agreement. This Agreement constitutes the full and entire understanding among the parties regarding the subject matter herein. Except
as otherwise expressly provided herein, the provisions hereof shall inure to the benefit of, and be binding upon, the successors, assigns, heirs, executors and administrators of the parties hereto. 
 19. Notices, etc. All notices and other communications required or permitted hereunder shall be in writing and shall be sent by electronic (with
delivery confirmation), facsimile (with delivery confirmation), registered or certified mail, postage prepaid, or otherwise delivered by hand or by courier, addressed (a) if to a Stockholder, to such address, facsimile number or electronic mail
address as such Stockholder shall have furnished to the Company in writing, or (b) if to the Company, to its principal executive offices at 18220 Butterfield Boulevard, Morgan Hill, California 95037, facsimile number (408) 782-3910 or
electronic mail rshelton@alientechnology.com and addressed to the attention of the Chief Financial Officer, or to such other address, facsimile number or electronic mail address as the Company shall have furnished to such Stockholder. 
 Each such notice or other communication shall for all purposes of this Agreement be treated as effective or having been given (i) when delivered if
delivered personally, electronically (with delivery confirmation) or by facsimile (with delivery confirmation), (ii) on the business day after the date sent if sent by nationally recognized overnight courier or, (iii) if sent by mail, at
the earlier of its receipt or three business days after the same has been deposited in a regularly maintained receptacle for the deposit of the United States mail, addressed and mailed as aforesaid via registered or certified first class mail,
postage prepaid. 
 20. Amendment. Any provision of this Agreement may be amended, waived or modified upon the written consent of
(i) the Company and (ii) holders of a majority of the Registrable Securities; provided, the calculation of a majority of Registrable Securities for the amendment or waiver of any provision to which the Warrantholders are not parties
shall not include Registrable Securities held by the Warrantholders. Any Holder may waive any of his or her rights or the Company’s obligations to him or her hereunder without obtaining the consent of any other person. 
 21. Successors and Assigns. Except as otherwise expressly provided herein, the provisions hereof shall inure to the benefit of, and be binding
upon, the successors, assigns, heirs, executors and 

  

 -17- 

 
administrators of the parties hereto and shall inure to the benefit of and be enforceable by each person who shall be a Holder of Registrable Securities from
time to time; provided, however, that prior to the receipt by the Company of adequate written notice of the transfer of any Registrable Securities specifying the full name and address of the transferee, the Company may deem and treat
the person listed as the holder of such shares in its records as the absolute owner and holder of such shares for all purposes, including the payment of dividends or any redemption price. 
 22. Delays or Omissions. It is agreed that no delay or omission to exercise any right, power or remedy accruing to any Holder, upon any breach,
default or noncompliance of the Company under this Agreement shall impair any such right, power or remedy, nor shall it be construed to be a waiver of any such breach, default or noncompliance, or any acquiescence therein, or of any similar breach,
default or noncompliance thereafter occurring. It is further agreed that any waiver, permit, consent or approval of any kind or character on any Holder’s part of any provisions or conditions of this Agreement must be in writing and shall be
effective only to the extent specifically set forth in such writing. All remedies, either under this Agreement, by law, or otherwise afforded to Holders, shall be cumulative and not alternative. 
 23. Additional Investors. Notwithstanding anything to the contrary contained herein, if the Company shall issue additional shares of its Series H
Preferred pursuant to the Series H Preferred Stock Purchase Agreement, any purchaser of such shares may become a party to this Agreement by executing and delivering an additional counterpart signature page to this Agreement and shall be deemed a
“Stockholder” hereunder. 
 24. Severability. In the event one or more of the provisions of this Agreement should, for any
reason, be held to be invalid, illegal or unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect any other provisions of this Agreement, and this Agreement shall be construed as if such invalid, illegal or
unenforceable provision had never been contained herein. 
 25. Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be an original and all of which together shall constitute one instrument. 
 26. Attorneys’
Fees. In the event that any suit or action is instituted to enforce any provision in this Agreement, the prevailing party in such dispute shall be entitled to recover from the losing party all fees, costs and expenses of enforcing any right of
such prevailing party under or with respect to this Agreement, including without limitation, such reasonable fees and expenses of attorneys and accountants, which shall include, without limitation, all fees, costs and expenses of appeals.

  

 -18- 

 IN WITNESS WHEREOF, the undersigned have executed this Ninth Amended and Restated Registration Rights
Agreement as of the date set forth above. 
  

			
	“COMPANY”
	
	 ALIEN TECHNOLOGY CORPORATION
 a Delaware corporation

		
	 By:
	 	 /s/    Robert Eulau

		 	(please sign)
		
	 Name:
	 	 Robert Eulau

		 	(please sign)
		
	 Title:
	 	 Chief Financial officer

		 	(please sign)

  

 [Signature Page to Ninth Amended and Restated Registration Rights Agreement]

 IN WITNESS WHEREOF, the undersigned have executed this Ninth Amended and Restated Registration Rights
Agreement as of the date set forth above. 
  

			
	“STOCKHOLDER”
	
	  
	 (Name of Stockholder)

		
	 By:
	 	  
		 	(please sign)
		
	 Name:
	 	  
		 	(please print)
		
	 Title:
	 	  
		 	(please print)

  

 [Signature Page to Ninth Amended and Restated Registration Rights Agreement]

 IN WITNESS WHEREOF, the undersigned have executed this Ninth Amended and Restated Registration Rights
Agreement as of the date set forth above. 
  

			
	“WARRANTHOLDERS”
	
	  
	 (Print Name of Warrantholder)

		
	 By:
	 	  
		 	(please sign)
		
	 Name:
	 	  
		 	(please print)
		
	 Title:
	 	  
		 	(please print)

  

 [Signature Page to Ninth Amended and Restated Registration Rights Agreement]

 EXHIBIT A 
 Stockholders 
 Advanced Equities Investments VI, LLC 
 Advanced Equities Investments IX, LLC 
 Advanced Equities Investments XII, LLC 
 Advanced Equities Investments XVI, LLC 
 Advanced Equities Investments XX, LLC

 Advanced Equities Investments XXIV, LLC 
 Advanced Equities
Late Stage Opportunities Fund I, LLC 
 Advanced Equities Venture Partners 
 AGC Irrevocable Trust 
 Albatross Partners I, LLC 
 Allen & Company Incorporated 
 ATC Ventures LLC 
 Patricia R. Barry Trust Under the Donald M. Romano MP Annuity Trust U/A/D 10/29/01 
 Charlie Bass, Trustee, The
Bass Trust UTD 4/29/88 
 Battelle Memorial Institute 
 Bauer
Management Associates I, LLC 
 Bauer Private Equity Fund II, LLC 
 Bauer Private Equity Fund II, LLC 
 Bauer Private Equity Fund III, LLC 
 Beagle Limited 
 Berke, Steve 
 Edward Biliunis and Amy Biliunus JTWROS 
 Blossom Tech Investment, LLC 
 Boling, Ed 
 BTB LLC 
 Buffington, Collier 
 Cader, Andrew 
 Carsten, Jack

 The Carsten 1978 Trust, As Amended UTA 7/12/78, Jack C. Carsten, Trustee 
 Chlarson, Neil 
 Ciabottoni Living Trust DTD 8/17/00 
 CMEA Ventures II, L.P. 
 Coenen, James 
 Crop Circle Investments, LLC 
 Datalogic SpA 
 DDD LLC

 DeCoste, Corinne 
 DeCoste, Dennis 
 DeCoste, Elena 
 Diers, Randy L. 
 Digital BandWidth LLC 
 Dobkin, Eric S. 

 Dobkin Family Foundation 
 The Dow Chemical Company 
 Ehmann, Thomas R. 
 Emigrant Capital Corporation 
 Environmental & Information Technology Private Equity Fund III 
 Equitek Bridge II Limited 
 Equitek Bridge Ltd. 
 Equitek Global Technology Fund (Cayman) 
 Equitek Global Technology Fund AH

 Equitek Global Technology Fund, L.P. 
 Estes, David and Valerie

 Excelsior Master Fund, LP 
 Fee, Thomas G. 
 R. Forsythe Revocable Trust 
 Frankel, Randy W. 
 Frechet, Jean 
 Freemyer, Allen D. 
 FTI ESOP 
 Furman, Jay 
 G G, LLC 
 Gloton, Jean-Pierre 
 Goldberg, Richard 
 Don K. Goodwin and Steven T. Koran 50/50 TIC

 Guerra, Nicholas 
 Harwood, Charles C. 
 Hoffman, R. Thomas 
 HS Partners Holdings III, L.P. 
 Hunken, Alan J. 
 IDEO Product Development, Inc. 
 Infinity Alien LLC 
 Infrastructure And Environmental Private Equity Fund III,
L.P. 
 Jocin, LLC 
 JPMorgan Chase Bank as Custodian To the BVCF
IV, L.P. 
 Kan, Louis 
 Alan V. King &
Carolyn B. King Trustees UDT 8/12/86 
 Kirlan I Limited Partnership 
 Kirlan Venture Capital, Inc. 
 Klein, Dennis 
 Lago Ventures Fund One Limited 
 Lake Michigan Investment II, LLC 
 Larsen, Ronald M. 
 Lawrence, Thomas 
 LCMH Technology Investments, LLC 
 Leadership Holdings 
 Lee, David B. 
 Joseph C. Lee and Clarice B. Lee JTWROS

  

 -2- 

 Manhattan Associates, Inc. 
 Marlin Fund II, LP 
 Marlin Fund Offshore, LDC 
 Marlin
Fund Offshore, Ltd. 
 Marlin Fund, LP 
 Nathaniel Meyer and Susan
Meyer JTWROS 
 MHLE I, LLC 
 Miami Valley Venture Fund II, L.P.

 Mill Valley Partners 
 MLPF&S Custodian FBO Samuel Urcis,
RRA 
 Mullen, Timothy R. 
 NEA Presidents Fund, L.P.

 NEA Ventures 1999, L.P. 
 New Enterprise Associate 8A, Limited
Partnership 
 New Enterprise Associates VIII, L.P. 
 Niu, Andrew

 Northwestern University 
 O’Brien, John 
 Patterson Family Trust 
 Paul R. Patterson Irrevocable Trust 

Penzias, Arno 
 Peterson Properties 
 R. E. & M Petersen Living Trust 1/17/83 
 Phoenix Parking Loop,
LLC 
 Pollack, Nathan 
 Prodromou, Stav 
 The Productivity Fund IV Advisors Fund, L.P. 
 The Productivity Fund IV, L.P.

 The Provine Family Revocable Trust, RTA August 1, 1999 
 QVentures KG 
 Ranallo, Brian J. 
 Randolph
Associates 
 RBC Dain Rauscher Cust. Fbo Ronald G. Olson, IRA 
 RDKC, LLC 
 RFID Investment Partners LLC 
 Rho
Management Trust I 
 Ricci Jr., Michael A. 
 Donald O.
Romano Sr. Gift Trust Donald M. Romano TTEE U/A/D 10/29/01 
 William G. Salatich Consulting, Inc. Retirement Plan and Trust (William G.
Salatich, Trustee) 
 George H. Schneer & Lois F. Schneer, Co-Trustees of the Schneer Living Trust dated October 1, 1982, as amended

 Schoofs 2002 Trust 
 Schoofs, Gregory R. 
 Daniel and Margaret Seligson Trust UAD 3/27/97 
  

 -3- 

 Johnannes C. Severiens, Jr. Trust U/D/T February 1, 2004, Annette Severiens, Successor Trustee 
 Sevin Rosen Bayless Management Company 
 Sevin Rosen Fund VI L.P. 

Sevin Rosen Fund VIII L.P. 
 Sevin Rosen VI Affiliates Fund L.P.

 Sevin Rosen VIII Affiliates Fund, L.P. 
 Robert W. Shapiro
and Peggy Y. Shapiro, Trustees For The Shapiro Family Revocable Trust Dated November 30, 1990 
 Simmet, Robert P. 
 Skibee LLC 
 Smith, David L. 
 Spector, Steven M. and Spector, Martha 
 Steven C. Patterson
Irrevocable Trust 
 Stewart, Robert and Stewart, Susan 
 SunBridge Partners Technology Fund AH 
 Sunrise Capital Fund I, LLC 
 TBV Holdings Limited (TekBanC Limited) 
 Technology Ventures, LLC 
 Technology Voyage, LLC 
 Toray International, Inc. 
 University of Wisconsin Foundation 
 Lida Urbanek, Trustee of the Lida Urbanek
Revocable Trust dated 6/28/95 
 Urcis, Samuel 
 Vathing,
James S. 
 Bernard V. and Theresa S. Vonderschmitt Joint Decl. Trust DTD 1/4/96 
 Waveland Technology Partners, L.P. 
 Waveland Ventures II, LLC 
 Weiss, Albert L. 
 Wolff Trust UDT 5/25/02 
 WS Investment Company 2000A 
 WS Investment Company 95A 
 WS Investment Company 99A 
 WS Investment Company, LLC 
 Yariv, Amnon 
 Dana Yariv Special Fund 
 Yariv, Danielle 
 Yariv, Gabriela 
 Yoco Partners, LLC

 [Investor Name Withheld at Request of Investor] 
  

 -4- 

 EXHIBIT B 
 Warrantholders 
 Advance Equities Financial Corp. 
 Advanced Equities, Inc. 
 AEI Holding Corporation 
 Heller Financial Leasing, Inc.

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