Document:

Amendment No. 3 to the Employee Stock Ownership Plan of Rome Bancorp, Inc.

 Exhibit 10.13 
  

					
	 EMPLOYEE STOCK OWNERSHIP PLAN
 OF
 ROME
BANCORP, INC.
  
 Adopted on May 26, 1999
 Effective on January 1, 1999
 Incorporating Amendment Nos. 1 and 2
	  	 AMENDMENT NO. 3
  

	  	DOCUMENT:	  	WA01/3147700
	  	DRAFT DATE:	  	08/02/05
	  	  
 BOARD OF
DIRECTORS
 APPROVAL DATE:
                        AUGUST 24, 2005

  
 AMENDMENT

  

	1.	Article XIII - Section 13.4(c) of the Plan shall be amended, effective as of March 28, 2005, to read in its entirety as follows: 

  
 (c) If an Employee terminates service, and the value of the
Employee’s vested Account balance is not greater than $1,000, the Employee will receive a distribution of the value of the entire vested portion of such Account balance and the nonvested portion will be treated as a Forfeiture. If an Employee
would have received a distribution under the preceding sentence but for the fact that the Employee’s vested Account balance exceeded $1,000 when the Employee terminated Service and if at a later time such Account balance is reduced such that it
is not greater than $1,000, the Employee will receive a distribution of such Account balance and the nonvested portion will be treated as a Forfeiture. For purposes, of this section, if the value of an Employee’s vested Account balance is zero,
the Employee shall be deemed to have received a distribution of such vested Account balance. 
  
 IN WITNESS WHEREOF, this Amendment has been executed by the undersigned officer of Rome Bancorp, Inc. pursuant to authority given by resolution of the
Board of Directors. 
  

			
	ROME BANCORP, INC.
		
	 By
	 	 /s/ David C. Nolan

	 Name:
	 	 David C. Nolan

	 Title:
	 	 Treasurer and CFOAmendment Number One to the Tupperware Corporation Supplemental Plan

 Exhibit 10.1 
  
 AMENDMENT NUMBER ONE 
  
 to the 
  
 TUPPERWARE CORPORATION 
 SUPPLEMENTAL PLAN 
 (Effective April 1, 1996) 
  
 WHEREAS, Tupperware Corporation, a Delaware corporation (the “Corporation”), maintains for the benefit of certain employees the Tupperware
Corporation Supplemental Plan (the “Supplemental Plan”); 
  
 WHEREAS, the Compensation and Governance Committee of the Board of Directors of Tupperware Corporation (the “Compensation Committee”) has the authority to amend the Supplemental Plan pursuant to Section 7.1 thereof; and

  
 WHEREAS, the Compensation Committee has approved certain
amendments to the Supplemental Plan, to become effective as of July 1, 2005, and has duly delegated to the appropriate members of the Management Committee for the Employee Benefits of Tupperware Corporation (the “Management Committee”) the
authority to execute such amendments to the Supplemental Plan. 
  
 NOW, THEREFORE, BE IT RESOLVED, that pursuant to the authority granted in Section 7.1 of the Supplemental Plan, the Supplemental Plan hereby is amended as follows: 
  
 1. The second and third sentences of the second paragraph of Section 1.2 are amended to read as follows: 
  
 This Plan was established to offset this diminution for eligible employees
and, as of July 1, 2005, continues to offset for the eligible employees the diminution of 

 allocations and benefits under the Defined Contribution Plan. These benefits under the Plan are intended
to constitute benefits under an “unfunded excess benefit plan” under section 3(36) of ERISA. 
  
 2. The third paragraph of Section 1.2 is amended to read as follows: 
  
 The Defined Benefit Plan and the Defined Contribution Plan also contain certain other restrictions, including restrictions
under Code sections 401(a)(17), 401(k) and 402(g), that sometimes result in a diminution of benefits available to certain highly compensated employees. The Plan was established to offset this diminution, in part and to the extent provided herein,
for eligible employees and, as of July 1, 2005, continues to offset the diminution of benefits available to certain highly compensated employees under the Defined Contribution Plan, in part and to the extent provided herein. The benefits under the
Plan available to certain highly compensated employees are intended to constitute benefits under an unfunded deferred compensation plan for a select group of highly compensated employees, as described in sections 201(2), 301(a)(3) and 401(a)(1) of
ERISA. 
  
 3. Subsection (k) of Section 2.1 is amended to add the
following sentence to the end thereof: 
  
 Such term does not
reference a Participant to the extent he or she is also a Supplemental Benefit Participant. 
  
 4. Section 2.1 shall be further amended to add the following two definitions immediately after the definition of “Retirement” set forth in subsection (l) thereof: 
  

	 	(m)	“Supplemental Benefit Account” means the account established on behalf of a Supplemental Benefit Participant pursuant to Section 3.5. 

  

	 	(n)	“Supplemental Benefit Participant” means an employee of the Company or an Affiliate, other than E.V. Goings, Chief Executive Officer of the Company, (i) who is
employed on June 30, 2005 in a position at the Director level or above as reflected on the payroll records of the Company or an Affiliate; (ii) whose annual rate of base pay on June 30, 2005 exceeds $120,000, and (iii) who is actively employed by
the Company or an Affiliate on December 31, 2005. 

  

 -2- 

 5. Section 3.1 hereby is amended as follows: 
  
 A person who is a Highly Compensated Employee or who on or after April 1,
1996 is a Level 1 employee (who is designated as such by the Compensation Committee), and who is a participant in the Defined Contribution Plan shall become a Participant under this Article on the first date upon which employee contributions,
employer contributions, forfeitures, compensation, or allocations under the Defined Contribution Plan are restricted as a result of the provisions of Code section 415, 401(a)(17), or 402(g) or any successor provision thereto, or any combination of
such sections, and as a result of the percentage of pay restriction on elective deferrals of Highly Compensated Employees, as imposed by the Corporation in order to pass the actual deferred percentage and actual compensation percentage
discrimination tests of Code section 401(k) and 401(m). 
  
 6.
Article III is amended to provide the following new Section 3.3 immediately after Section 3.2 and the remaining sections of Article III are appropriately renumbered: 
  
 3.3 Supplemental Retirement Benefit 
  
 No later than the last business day of the first quarter of 2006 there shall be allocated to each Supplemental Benefit
Account an amount based upon the base pay earned for 2005, any bonus earned for 2004 is payable in 2005 (or which is subject to a deferral election or an election to contribute on a pre-tax basis to the Defined Contribution Plan or a cafeteria plan
within the meaning of section 125 or other similar pre-tax election (any such election referred to herein as a “deferral election”)) and any bonus earned and payable in 2005 (or which is subject to a deferral election) by the Supplemental
Benefit Participant in whose name such account has been established, which such pay and bonus in the aggregate exceed the greater of (i) $120,000 and (ii) base pay earned for 2005 as of June 30, 2005 and annual bonus for 2004. For each year
following 2005, there shall be allocated to the Supplemental Benefit Account of each Supplemental Benefit Participant who is actively employed on the last day of such year an amount based upon the excess of such participant’s base pay earned
for such year, any bonus earned for the prior year payable in such year (or which is subject to a deferral election) and any bonus earned and payable for such year (or which is subject to a deferral election) over $120,000. The amount to be
allocated for each year shall be determined in accordance with the following table: 
  

									
	 Age on
 December 31

	  	 Allocation Based
 Upon Base Pay
 and Bonus

	  	 Maximum
 Allocation

	 Under age 40
	  	                2	%	 	 	  	$	500
	 Age 40 – 44
	  	4	%	 	 	  	 	1,500
	 Age 45 – 49
	  	6	%	 	 	  	 	4,500
	 Age 50 – 54
	  	8	%	 	 	  	 	7,250
	 Age 55 – 59
	  	10	%	 	 	  	 	9,000
	 over age 60
	  	12	%	 	 	  	 	13,000

  

 -3- 

 For any calendar year, the Committee has the sole discretion at any time to increase or decrease the
amount of the maximum allocation set forth on the table above. 
  
 7. Section 3.4 (as renumbered) is amended to add the words “and for each Supplemental Benefit Participant pursuant to section 3.3 shall be adjusted quarterly” immediately after the words “adjusted monthly.” 

 
 8. Subsections (a) and (b) of Section 3.4 (as renumbered) are amended as
follows: 
  

	 	(a)	The benefit amount shall be adjusted to reflect the earnings that would have been credited to the participant’s Defined Contribution Plan Account as though such benefit amount
had been contributed to the Fidelity Managed Income Portfolio Fund under the Defined Contribution Plan each month. 

  
 These assumed earnings shall be credited for the period beginning with the date upon which the amounts are credited to the account established under 3.5
until the date benefits are paid or commence under section 3.6. 
  

	 	(b)	The benefit amount, increased pursuant to subsection 3.4(a), shall be further credited with an assumed rate of earnings during the payment period described in section 6.3. The rate
used shall be the rate in effect under the Fidelity Managed Income Portfolio Fund on January 1 of the year in which the Participant terminates employment. The rate shall be credited so that the level payments made pursuant to section 6.3(b) shall
fully amortize the account balance and the earnings thereon and each payment shall consist of a portion of the account balance as of the date benefits thereunder commence and of earnings on the unpaid portion of the account balance. If any amounts
are added to a participant’s account as the result of any supplemental or subsequent contributions thereto, the payments of the participant’s benefit shall be revised (as of the time of such additional contribution) to reflect the
additional amounts. 

  
 9. The last sentence of
Section 3.5 (as renumbered) is deleted and the following sentences are added to the end thereof: 
  
 The amounts credited shall be equal to the amounts of the Participant’s benefit under sections 3.2 and 3.4. Each Supplemental Benefit Participant
shall have a Supplemental Benefit Account established on the Corporation’s financial ledgers. 
  

 -4- 

 The amounts credited to a Supplemental Benefit Account shall be equal to the amounts of the Supplemental
Benefit Participant’s benefit under sections 3.3 and 3.4 in whose name such account has been established. 
  
 10. Subsections (a) and (b) of Section 3.6 (as renumbered) is amended to read as follows: 
  

	 	(a)	Except as otherwise specified in section 6.3(b) and section 3.6(c), the account established for each Participant under section 3.5 and the Supplemental Benefit Account established
for each Supplemental Benefit Participant under such section shall be payable to the accountholder on the first day of the month following the termination of employment of the Participant or the Supplemental Benefit Participant, as the case may be,
with the Company and Affiliates, or as soon as practicable thereafter. 

  

	 	(b)	Each Participant and Supplemental Benefit Participant who satisfies the requirements of section 6.3(b) may elect to defer benefit payment or commencement to the first day of the
month following the first anniversary of his termination of employment with the Corporation and Affiliates. Such a participant shall be permitted to revoke such election or to change the election in a manner consistent with section 6.3(b) provided
that such a revocation or change shall not be effective unless the participant’s new written election has been on file with the Committee for at least 12 months prior to the date the benefit payment to the participant is made or commences.

  

	 	(c)	No account or Supplemental Benefit Account shall become payable to a key employee (within the meaning of Code section 409A(2)(B)) of the Corporation or any Affiliate earlier than 6
months after the date such key employee terminates employment with the Corporation and its Affiliates. 

  
 11. Section 3.7 (as renumbered) is amended to read as follows: 
  

The account established for a Participant under section 3.5, the Supplemental Benefit Account established for a Supplemental Benefit Participant under
section 3.5, and the account(s) established under section 4.3 shall be payable in a manner described under section 6.3. 
  
 12. Section 4.1 is amended to read as follows: 
  
 A Highly Compensated Employee who is a participant in the Defined Benefit Plan before July 1, 2005 shall become a Participant under this Article on the
first date upon which his compensation or benefits (or both) under the Defined Benefit Plan are restricted as a result of the provisions of Code section 415 or 401(a)(17) (or both), provided that such a restriction occurs prior to July 1, 2005.

  

 -5- 

 13. Section 4.2 is amended to add the words “described in section 4.1” immediately after the
words “A Participant.” 
  
 14. Section 4.4(c) is amended
to substitute the words “in section 3.4(b)” for the words “in section 3.3(b)” in the last sentence thereof. 
  
 15. Section 4.5 is amended to substitute the words “established under section 3.5 and the Supplemental Benefit Account under section 3.5” for
the words “established under section 3.4.” 
  
 16.
Section 5.1 is amended to read as follows: 
  
 Each Participant
and Supplemental Benefit Participant shall become entitled to a benefit under this Article only if he or she is covered by an employment agreement with the Corporation or an Affiliate which becomes effective upon a Change of Control. 
  
 17. Section 5.2 is amended by adding the words “described in section
5.1” immediately after the words “A Participant” appearing in the first sentence thereof. 
  
 18. Section 6.2 is amended to add the words “or 3.3” immediately after the words “section 5.2” appearing in the first sentence
thereof. 
  
 19. Section 6.3 is amended (i) to add the words
“or a Supplemental Benefit Participant” immediately after the words “a Participant” in subsections (a) and (b) thereof; (ii) to add the words “or Supplemental Benefit Participant” after the words “the
Participant” wherever such words appear in subsections (a) and (b) thereof; and (iii) to add the words “the Supplemental Benefit Participant” immediately after the words “each Participant” appearing in the second sentence of
subsection (b) thereof. 
  

 -6- 

 20. Section 6.3 is further amended (i) to replace the words “under section 3.4” with the words
“under section 3.5”, (ii) to replace the words “pursuant to sections 3.5(a)” with the words “pursuant to sections 3.6(a)”, and (iii) to replace the words “pursuant to sections 3.5(b)” with the words
“pursuant to sections 3.6(b).” 
  
 21. Section 6.4 is
amended to read as follows: 
  

	 	(a)	Each Participant and Supplemental Benefit Participant shall have the right to designate a beneficiary to receive death benefits under this Plan upon the death of such participant;
provided, however, that the beneficiary of a married participant shall be the participant’s spouse unless the spouse has consented in writing to the designation of a different beneficiary. In the absence of a valid beneficiary designation, the
participant’s spouse or, if the participant is unmarried, the participant’s Beneficiary under the Defined Contribution Plan shall be the beneficiary of the participant’s benefits under this Plan. 

  

	 	(b)	In the event of a participant’s death prior to the commencement of benefits, his or her beneficiary will receive such benefits in a single-sum distribution as soon as
practicable after the participant’s death. Benefits attributable to Defined Benefit Plans shall be calculated and subject to the same actuarial factors and adjustments used in determining the death benefits under the Defined Benefit Plan.

  

	 	(c)	If the participant dies after the commencement of benefits and before all benefits have been distributed, the beneficiary shall receive all unpaid benefit amounts, if any, in the
same manner and form of distribution as the participant. 

  
 22. Section 6.8 is amended to add (i) the words “or a Supplemental Benefit Participant” immediately after the words “the Participants” and (ii) “or a Supplemental Benefit Participant’s” immediately after
the words “a Participant’s.” 
  

					
	 DATE:                     
	 	By:	 	  

	 	 	 	 	Thomas M. Roehlk
	 	 	 	 	Chairman, Management Committee
	 	 	 	 	for Employee Benefits

  

 -7-

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00090-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00090-of-00352.parquet"}]]