Document:

EX-4.2

 Exhibit 4.2 
  

 
 Incorporated under the laws of the State of Delaware NUMBER 0 SHARES BLUE BIRD CORPORATION 7.625% SERIES A
CONVERTIBLE PREFERRED STOCK PAR VALUE $0.0001 SPECIMEN This Certifies that is the owner of fully paid and non-assessable Shares of the above Corporation transferable only on the books of the Corporation by the holder hereof in person or by duly
authorized Attorney upon surrender of this Certificate properly endorsed. In Witness Whereof, the said Corporation has caused this Certificate to be signed by its duly authorized officers and to be sealed with the Seal of the Corporation. Dated
President Treasurer 

 

 
 THE SHARES OF PREFERRED STOCK REPRESENTED BY THIS CERTIFICATE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THE SHARES OF PREFERRED
STOCK REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS. NEITHER THE SHARES OF PREFERRED STOCK REPRESENTED BY THIS CERTIFICATE NOR THE
SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE SHARES OF PREFERRED STOCK REPRESENTED BY THIS CERTIFICATE NOR ANY INTEREST OR PARTICIPATION HEREIN OR THEREIN MAY BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN ACCORDANCE WITH THE
FOLLOWING: BY ITS ACQUISITION HEREOF OR OF A BENEFICIAL INTEREST HEREIN, THE ACQUIRER: 1. REPRESENTS THAT IT AND ANY ACCOUNT FOR WHICH IT IS ACTING IS A “QUALIFIED INSTITUTIONAL BUYER” (WITHIN THE MEANING OF RULE 144A UNDER THE SECURITIES
ACT) AND THAT IT EXERCISES SOLE INVESTMENT DISCRETION WITH RESPECT TO EACH SUCH ACCOUNT, AND 2. AGREES FOR THE BENEFIT OF BLUE BIRD CORPORATION (FORMERLY KNOWN AS HENNESSY CAPITAL ACQUISITION CORP.) (THE “COMPANY”) THAT IT WILL NOT OFFER,
SELL, PLEDGE OR OTHERWISE TRANSFER THE SECURITIES REPRESENTED BY THIS CERTIFICATE OR ANY BENEFICIAL INTEREST HEREIN PRIOR TO THE DATE THAT IS THE LATER OF (X) ONE YEAR OR SUCH OTHER PERIOD OF TIME AS PERMITTED BY RULE 144 UNDER THE SECURITIES ACT OR
ANY SUCCESSOR PROVISION THERETO AFTER THE LAST DATE OF INITIAL ISSUANCE HEREOF, AND (Y) SUCH LATER DATE, IF ANY, AS MAY BE REQUIRED BY APPLICABLE LAW, EXCEPT: (A) TO THE COMPANY OR ANY OF ITS SUBSIDIARIES, OR (B) PURSUANT TO A REGISTRATION STATEMENT
THAT HAS BEEN DECLARED EFFECTIVE UNDER THE SECURITIES ACT, OR (C) TO A QUALIFIED INSTITUTIONAL BUYER IN COMPLIANCE WITH RULE 144A UNDER THE SECURITIES ACT, OR (D) PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY RULE 144 UNDER THE SECURITIES
ACT OR ANY OTHER AVAILABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT. PRIOR TO THE REGISTRATION OF ANY TRANSFER IN ACCORDANCE WITH CLAUSE (2)(D) ABOVE, THE COMPANY AND THE TRANSFER AGENT RESERVE THE RIGHT TO REQUIRE THE
DELIVERY OF SUCH LEGAL OPINIONS, CERTIFICATIONS OR OTHER EVIDENCE AS MAY REASONABLY BE REQUIRED IN ORDER TO DETERMINE THAT THE PROPOSED TRANSFER IS BEING MADE IN COMPLIANCE WITH THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS. NO
REPRESENTATION IS MADE AS TO THE AVAILABILITY OF ANY EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT. 3. ACKNOWLEDGES THAT NO PREFERRED STOCK MAY BE OWNED BY OR TRANSFERRED TO ANY HOLDER OR BENEFICIAL OWNER THAT IS NOT A
“UNITED STATES PERSON” WITHIN THE MEANING OF SECTION 7701(A)(30) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER, AND ANY TRANSFER MADE OR EFFECTED IN VIOLATION OF THIS REQUIREMENT
SHALL BE VOID AB INITIO. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations. Additional abbreviations may
also be used though not in the list. TEN COM – as tenants in common UNIF GIFT MIN ACT Custodian (Minor) TEN ENT – as tenants by the entireties under Uniform Gifts to Minors Act (State) JT TEN – as joint tenants with right of
survivorship UNIF TRF MIN ACT Custodian (Minor) and not as tenants in common under (State) Uniform Transfer to Minors Act PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE For value received, the undersigned hereby sells, assigns
and transfers unto PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS OF ASSIGNEE Shares represented by the within Certificate, and hereby irrevocably constitutes and appoints Attorney to transfer the said shares on the books of the within-named Corporation
with full power of substitution in the premises. Dated In presence of NOTICE. The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular without alteration or enlargement, or any
change whateverEX-4.3

 Exhibit 4.3 
 

 
  
 PROOF PROOF 
THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO 
NUMBER THE EXPIRATION OF THE EXERCISE
PERIOD PROVIDED FOR WARRANTS W IN THE WARRANT AGREEMENT DESCRIBED BELOW 
BLUE BIRD CORPORATION 
INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 
WARRANTS CUSIP 095306 11 4 
THIS CERTIFIES THAT, 
FOR VALUE RECEIVED: PROOF OR REGISTERED ASSIGNS, IS THE REGISTERED HOLDER
OF warrant(s) evidenced hereby (the “Warrants” and each, a “Warrant”) to purchase shares of Common The initial Exercise Price per share of Common Stock for any Warrant is equal to $5.75 per half Stock, $.0001 par value
(“Common Stock”), of Blue Bird Corporation, a Delaware corporation share. The Exercise Price is subject to adjustment upon the occurrence of certain events set forth in (the “Company”). Each Warrant entitles the holder, upon
exercise during the period set forth in the the Warrant Agreement. 
Warrant Agreement referred to below, to receive from the Company that number of fully paid and
Subject to the conditions set forth in the Warrant Agreement, the Warrants may be exercised nonassessable shares of Common Stock as set forth below, at the exercise price (the “Exercise Price”) only during the Exercise Period and to the
extent not exercised by the end of such Exercise Period, as determined pursuant to the Warrant Agreement, payable in lawful money (or through “cashless such Warrants shall become void. exercise” as provided for in the Warrant Agreement) of
the United States of America upon surrender Reference is hereby made to the further provisions of this Warrant Certificate set forth on the reverse of this Warrant Certificate and payment of the Exercise Price at the office or agency of the Warrant
hereof and such further provisions shall for all purposes have the same effect as though fully set forth Agent referred to below, subject to the conditions set forth herein and in the Warrant Agreement. at this place. 
Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given This Warrant Certificate shall not be valid unless countersigned by the Warrant
Agent, as such to them in the Warrant Agreement. term is used in the Warrant Agreement. 
Each Warrant is initially exercisable for one-half of one fully paid and
non-assessable share of This Warrant Certificate shall be governed by and construed in accordance with the internal laws Common Stock. The number of the shares of Common Stock issuable upon exercise of the Warrants of the State of New York, without
regard to conflicts of laws principles thereof. is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 
WITNESS the
facsimile seal of the Company and the facsimile signatures of its duly authorized officers. 
CHIEF EXECUTIVE OFFICER AND PRESIDENT SECRETARY 

 BLUE BIRD CORPORATION (WARRANT) 

 

 The Warrants evidenced by this Warrant Certificate are part of a duly authorized issue of
Warrants entitling the holder on exercise to receive shares of Common Stock and are issued or to be issued pursuant to a Warrant Agreement dated as of January 16, 2014 (the “Warrant Agreement”), duly executed and delivered by the
Company to Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”), which Warrant Agreement is hereby incorporated by reference in and made a part of this instrument and is
hereby referred to for a description of the rights, limitation of rights, obligations, duties and immunities thereunder of the Warrant Agent, the Company and the holders (the words “holders” or “holder” meaning the
Registered Holders or Registered Holder) of the Warrants. A copy of the Warrant Agreement may be obtained by the holder hereof upon written request to the Company. Defined terms used in this Warrant Certificate but not defined herein shall have the
meanings given to them in the Warrant Agreement. 
 Warrants may be exercised at any time during the Exercise Period set forth in the
Warrant Agreement. The holder of Warrants evidenced by this Warrant Certificate may exercise them by surrendering this Warrant Certificate, with the form of election to purchase set forth hereon properly completed and executed, together with payment
of the Exercise Price as specified in the Warrant Agreement (or through “cashless exercise” as provided for in the Warrant Agreement) at the principal corporate trust office of the Warrant Agent. In the event that upon any exercise of
Warrants evidenced hereby the number of Warrants exercised shall be less than the total number of Warrants evidenced hereby, there shall be issued to the holder hereof or his, her or its assignee, a new Warrant Certificate evidencing the number of
Warrants not exercised. 
 Notwithstanding anything else in this Warrant Certificate or the Warrant Agreement, no Warrant may be exercised
unless at the time of exercise (i) a registration statement covering the shares of Common Stock to be issued upon exercise is effective under the Securities Act and (ii) a prospectus thereunder relating to the shares of Common Stock is current,

 
except through “cashless exercise” as provided for in the Warrant Agreement. 

The Warrant Agreement provides that upon the occurrence of certain events the number of shares of Common Stock issuable upon exercise of the
Warrants set forth on the face hereof may, subject to certain conditions, be adjusted. If, upon exercise of a Warrant, the holder thereof would be entitled to receive a fractional interest in a share of Common Stock, the Company shall, upon
exercise, round down to the nearest whole number of shares of Common Stock to be issued to the holder of the Warrant. 
 Warrant
Certificates, when surrendered at the principal corporate trust office of the Warrant Agent by the Registered Holder thereof in person or by legal representative or attorney duly authorized in writing, may be exchanged, in the manner and subject to
the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor evidencing in the aggregate a like number of Warrants. 

Upon due presentation for registration of transfer of this Warrant Certificate at the office of the Warrant Agent a new Warrant Certificate
or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any tax or other governmental charge imposed in connection therewith. 
 The Company and the Warrant Agent may deem and
treat the Registered Holder(s) hereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
holder(s) hereof, and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary. Neither the Warrants nor this Warrant Certificate entitles any holder hereof to any rights of a stockholder
of the Company. 

 

  
 ELECTION TO PURCHASE

 (To Be Executed Upon Exercise of Warrant) 

The undersigned hereby irrevocably elects to exercise the right, represented by this Warrant Certificate, to receive
                 shares of Common Stock and herewith tenders payment for such shares to the order of Blue Bird Corporation (the “Company”) in the
amount of $                      in accordance with the terms hereof. The undersigned requests that a certificate for such shares be
registered in the name of: 
  
  

			
	whose address is		  

			
	and that such shares be delivered to:		  

			
	whose address is		  

			
	If said number of shares is less than all of the shares of Common Stock purchasable hereunder, the undersigned requests that a new Warrant Certificate representing the remaining balance of such shares be registered in
the name of                                 
	whose address is		  

			
	and that such Warrant Certificate be delivered to:		  

			
	whose address is		  

 In the event that the Warrant has been called for redemption by the Company pursuant to Section 6 of the
Warrant Agreement and the Company has required cashless exercise pursuant to Section 6.3 of the Warrant Agreement, the number of shares that this Warrant is exercisable for shall be determined in accordance with subsection 3.3.1(b) and Section 6.3
of the Warrant Agreement. 
 In the event that the Warrant is a Private Placement Warrant that is to be exercised on a “cashless”
basis pursuant to subsection 3.3.1(c) of the Warrant Agreement, the number of shares that this Warrant is exercisable for shall be determined in accordance with subsection 3.3.1(c) of the Warrant Agreement. 

In the event that the Warrant is to be exercised on a “cashless” basis pursuant to Section 7.4 of the Warrant Agreement, the number
of shares that this Warrant is exercisable for shall be determined in accordance withSection 7.4 of the Warrant Agreement. 
 In the event
that the Warrant may be exercised, to the extent allowed by the Warrant Agreement, through cashless exercise (i) the number of shares that this Warrant is exercisable for would be determined in accordance with the relevant section of the Warrant
Agreement which allows for such cashless exercise and (ii) the holder hereof shall complete the following: The undersigned hereby irrevocably elects to exercise the right, represented by this Warrant Certificate, through the cashless exercise
provisions of the Warrant Agreement, to receive shares of Common Stock. If said number of shares is less than all of the shares of Common Stock purchasable hereunder (after giving effect to the cashless exercise), the undersigned requests that a new
Warrant Certificate representing the remaining balance of such shares be registered in the name 
  

									
	of		  
		

									
	whose. address is		  
		,

									
	and that such Warrant Certificate be delivered to:		 

									
	whose address is		  
		.
	Dated:                         , 20    .				  
 Signature(s)

 
 (Address)

	  
 Signature(s)
Guaranteed
				  
 (Social Security or
Taxpayer Identification Number(s))

 THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS
AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15). 
  

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