Document:

exv10w5

Exhibit 10.5

EQUITY ONE, INC.

 

Restricted Stock Agreement

 

Under the Amended and Restated

2000 Executive Incentive Compensation Plan

 

For

 

CHAIM KATZMAN

 

 

     This RESTRICTED STOCK AGREEMENT (the “Agreement”) is made and entered into effective as of
August 9, 2010, by and between EQUITY ONE, INC., a Maryland corporation (the “Company”), and Chaim
Katzman (the “Recipient”).

W I T N E S S E T H:

     WHEREAS, the Company has adopted the Amended and Restated 2000 Executive Incentive
Compensation Plan (the “Plan”; capitalized terms that are defined in the Plan and are not otherwise
defined in this Agreement shall, when used herein, have the respective meanings ascribed to such
terms in the Plan) to assist it and its subsidiaries in attracting, motivating, retaining and
rewarding high-quality employees, officers, directors and independent contractors;

     WHEREAS, the Plan authorizes the Board or the Committee to grant Awards, including shares of
Restricted Stock, to the Plan’s participants;

     WHEREAS, the Board or the Committee has determined that it is in the best interest of the
Company to grant the Recipient an Award of Restricted Stock, on the terms and subject to the
conditions provided in the Plan, the Compensation Agreement (as hereinafter defined) and this
Agreement; and

     WHEREAS, the Board or the Committee has approved the grant to the Recipient of certain shares
of Restricted Stock pursuant to, and as provided for in, a Chairman Compensation Agreement (the
“Compensation Agreement”), dated as of August 9, 2010 and, except as otherwise specifically
provided therein, effective as of January 1, 2011 (the “Effective Date”), by and between the
Company and the Recipient.

     NOW, THEREFORE, for and in consideration of the mutual premises, covenants and agreements
contained herein, and for other good and valuable consideration, the receipt and sufficiency of
which are hereby acknowledged, the parties hereto (the “parties”), intending to be legally bound,
hereby agree as follows:

     Section 1. Award of Restricted Stock.

     (a) Subject to the terms and conditions of the Plan, the Compensation Agreement and this
Agreement, the Company hereby grants and issues, as of August 9, 2010 (the “Date of Grant”), to the
Recipient, 380,000 shares of Restricted Stock (such shares of Restricted Stock, the “Granted
Shares”). Such shares of Restricted Stock are issued pursuant to the Plan, which is incorporated
herein for all purposes. The Recipient hereby acknowledges receipt of a copy of the Plan and
agrees to be bound by all of the terms and conditions hereof and thereof and all applicable laws
and regulations.

     (b) This Agreement is the Restricted Stock Agreement referred to in Section 5(b) of the
Compensation Agreement.

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     Section 2. Vesting of Restricted Stock; No Partial Vesting.

     (a) Subject to the acceleration and forfeiture provisions below, the Granted
Shares shall become vested in the following amounts and on the
following dates (each, a “Vesting Date”): 31,250 shares on the Effective Date; 7,266
shares on the first day of each calendar month beginning February 2011 and ending
December 2014; and 7,248 shares on December 31, 2014.

Except as otherwise provided herein, there shall be no proportionate or partial vesting of any
Granted Shares in or during the months, days or periods prior to each Vesting Date, and all vesting
of any Granted Shares shall occur only on the applicable Vesting Date therefor.

     (b) Notwithstanding any other term or provision of this Agreement, the Board or the Committee
shall be authorized, in its sole discretion, based upon its review and evaluation of the
performance of the Recipient and of the Company, to accelerate the vesting of any Granted Shares
under this Agreement, at such times and upon such terms and conditions as the Board or the
Committee shall deem advisable in accordance with the Plan.

     (c) If on or after the Effective Date the Compensation Agreement is terminated as a result of
the Recipient’s death pursuant to Section 6(a) of the Compensation Agreement or his Disability
(which term, as used herein, is used with the meaning ascribed to such term in the Compensation
Agreement) during the term of this Agreement, then all unvested Granted Shares that would have
vested during the 90-day period following his death or Disability shall fully vest as of the Date
of Termination (which term, as used herein, is used with the meaning ascribed to such term in the
Compensation Agreement), and all other unvested Granted Shares will not vest and will be forfeited,
returned to the Company and, at the Company’s election, may be cancelled by the Company (with it
being agreed and understood, for avoidance of doubt, that, if the Recipient’s death or Disability
occurs prior to the Effective Date, none of the Granted Shares will be or become vested and all of
such Granted Shares will be forfeited, returned to the Company and, at the Company’s election, may
be cancelled by the Company).

     (d) If after the Effective Date (which term, as used herein, is used with the meaning
ascribed to such term in the Compensation Agreement) the Compensation Agreement is terminated by
the Company without Cause (which term, as used herein, is used with the meaning ascribed to such
term in the Compensation Agreement) or if the Recipient terminates the Compensation Agreement for
Good Reason (which term, as used herein, is used with the meaning ascribed to such term in the
Compensation Agreement), then all unvested Granted Shares that would have vested at any time in the
365 days following the Date of Termination shall fully vest as of the Date of Termination and all
other unvested Granted Shares will not vest and will be forfeited, returned to the Company and, at
the Company’s election, may be cancelled by the Company (with it being agreed and understood, for
avoidance of doubt, that, if such a termination occurs prior to the Effective Date, none of the
Granted Shares will be or become vested and all of the Granted Shares will be forfeited, returned
to the Company and, at the Company’s election, may be cancelled by the Company).

     (e) If after the Effective Date the Compensation Agreement is terminated by the Company with
Cause or if the Recipient terminates the Compensation Agreement other than for Good Reason, then
all unvested Granted Shares that would have vested in the calendar month when the Date of
Termination occurs shall fully vest as of the Date of Termination and all other unvested Granted
Shares will not vest and will be forfeited, returned to the Company and, at the Company’s election,
may be cancelled by the Company (with it being agreed and understood, for
avoidance of doubt, that, if such a termination occurs prior to the Effective Date, none of
the Granted Shares will be or become vested and all of the Granted Shares will be forfeited,
returned to the Company and, at the Company’s election, may be cancelled by the Company).

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     (e) The portion of the Granted Shares that has not vested pursuant to this Section 2 is
sometimes referred to as “Non-Vested Shares,” and the portion of the Granted Shares that has vested
pursuant to this Section 2 is sometimes referred to as “Vested Shares.”

     Section 3. Delivery of Restricted Stock.

     (a) Certificates representing or evidencing any of the Granted Shares shall be issued in such
amounts or denominations as the Recipient may from time to time request, and the Recipient may
exchange one or more certificates representing or evidencing any of the Granted Shares for one or
more certificates representing or evidencing the same aggregate number of Granted Shares. All
certificates representing or evidencing any Granted Shares shall be issued in the name of the
Recipient. To the extent any certificate represents or evidences any Granted Shares that have not
become Vested Shares, such certificate shall continue to be held and retained by the Company until
such date as such Granted Shares become Vested Shares pursuant to Section 2. All such stock
certificates may be inscribed with the following legend, along with such other legends as the Board
or the Committee shall deem necessary and appropriate:

THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO SUBSTANTIAL VESTING AND OTHER
RESTRICTIONS AS SET FORTH IN THE RESTRICTED STOCK AGREEMENT BETWEEN THE ISSUER AND THE
ORIGINAL HOLDER OF THE SHARES, A COPY OF WHICH MAY BE OBTAINED AT THE PRINCIPAL OFFICE
OF THE ISSUER. SUCH RESTRICTIONS ARE BINDING ON TRANSFEREES OF THESE SHARES AND INCLUDE
VESTING CONDITIONS THAT MAY RESULT IN THE COMPLETE FORFEITURE OF THE SHARES.

     (b) In the event the Company delivers to the Recipient any stock certificates that represent
any Granted Shares that are not Vested Shares, the Recipient shall, at the Company’s request,
deposit with the Company stock powers or other instruments of transfer or assignment, duly endorsed
in blank with signature(s) guaranteed, corresponding to each certificate representing such Granted
Shares. Promptly after any Granted Shares become Vested Shares and the Company receives a request
therefor, the Company shall return to the Recipient any such stock powers or instruments of
transfer or assignment corresponding to such Granted Shares. If the Recipient shall fail to
provide the Company with any such stock power or other instrument of transfer or assignment, the
Recipient hereby irrevocably appoints the Secretary of the Company as his attorney-in-fact, with
full power of appointment and substitution, to execute and deliver any such power or other
instrument that may be necessary to effectuate the transfer of the Granted Shares (or assignment of
distributions thereon) on the books and records of the Company; provided, however, that the
foregoing power of attorney shall automatically terminate with respect to the Granted Shares as and
when such Granted Shares become Vested Shares pursuant to Section 2(a).

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     (c) On or after the date as of which any Granted Shares become Vested Shares, upon written
request to the Company by the Recipient, the Company shall promptly cause a new certificate or
certificates to be issued to the Recipient for and with respect to such Granted Shares, which
certificate(s) shall be delivered to the Recipient within ten (10) business days of the date of
receipt by the Company of the Recipient’s written request therefor. The new certificate or
certificates shall continue to bear those legends and endorsements that the Company shall deem
necessary or appropriate.

     Section 4. Rights with Respect to Restricted Stock.

     (a) Except as otherwise provided in this Agreement (including, without limitation, as
provided in Section 6), the Recipient shall have, with respect to all the Granted Shares, whether
Vested Shares or Non-Vested Shares, all the rights of a holder of shares of common stock of the
Company, including, without limitation, (i) the right to vote such Granted Shares, (ii) the right
to receive such cash and other dividends and distributions, if any, as may be declared on the
Granted Shares from time to time, and (iii) the rights available to all holders of shares of common
stock of the Company upon any merger, combination, consolidation, stock exchange or other
reorganization or similar transaction or any liquidation or dissolution, stock split, stock
dividend or recapitalization undertaken by the Company; provided, however, that, unless vesting is
accelerated pursuant to Section 2, all of such rights shall be subject to the other terms,
provisions, conditions and restrictions set forth in this Agreement (including, without limitation,
conditions under which all such rights shall be forfeited); and, provided, further, however, that,
notwithstanding the foregoing, the Recipient shall not be entitled to receive on or with respect to
any of the Granted Shares any regular quarterly cash dividends that are declared by the Board and
payable or distributable to the Company’s stockholders of record prior to the Effective Date or to
vote any of the Granted Shares prior to the Effective Date.

     (b) If at any time while this Agreement is in effect (or any of the Granted Shares shall be
or remain Non-Vested Shares) there shall be any increase or decrease in the number of issued and
outstanding shares of Common Stock of the Company through the declaration of a stock dividend or
through any recapitalization resulting in a stock split-up, combination or exchange of such shares,
then, and in that event, the Board or the Committee shall make any adjustments it deems fair and
appropriate, in view of such change, in the number of Granted Shares then subject to this
Agreement. If any such adjustment shall result in a fractional share, such fraction shall be
disregarded.

     (c) Notwithstanding any term or provision of this Agreement to the contrary, the existence of
this Agreement or of any outstanding shares of Restricted Stock awarded hereunder shall not affect
in any manner the right, power or authority of the Company to make, authorize or consummate: (i)
any or all adjustments, recapitalizations, reorganizations or other changes in the Company’s
capital structure or its business; (ii) any merger, consolidation or similar transaction by or of
the Company; (iii) any offer, issue or sale by the Company of any capital stock of the Company,
including any equity or debt securities, or preferred or preference stock that would rank prior to
or on parity with the Restricted Stock and/or that would include, have or possess other rights,
benefits and/or preferences superior to those that the Restricted Stock includes, has or possesses,
or any warrants, options or rights with respect to any of the foregoing; (iv) the dissolution or
liquidation of the Company; (v) any sale, transfer or assignment of all or any part
of the stock, assets or business of the Company; or (vi) any other corporate transaction, act or
proceeding (whether of a similar character or otherwise).

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     Section 5. Tax Matters; Section 83(b) Election.

     (a) If the Recipient properly elects, within thirty (30) days of the Date of Grant, to
include in gross income for federal income tax purposes an amount equal to the fair market value
(as of the Date of Grant) of the Granted Shares pursuant to Section 83(b) of the Internal Revenue
Code of 1986, as amended (the “Code”), the Recipient shall make arrangements satisfactory to the
Company to pay to the Company any federal, state or local taxes required by law to be withheld with
respect to the Granted Shares. If the Recipient shall fail to make such tax payments as are
required, the Company shall, to the extent permitted by law, have the right to deduct from any
payment of any kind otherwise due to the Recipient any federal, state or local taxes of any kind
required by law to be withheld with respect to the Granted Shares.

     (b) If the Recipient does not properly make the election described in Section 5(a) above, the
Recipient shall, no later than each Vesting Date, pay to the Company, or make arrangements
satisfactory to the Committee for payment of, any federal, state or local taxes of any kind
required by law to be withheld with respect to the Granted Shares (including, without limitation,
as a result of the vesting thereof), and if and to the extent that the Recipient shall fail to so
pay to the Company, or make arrangements satisfactory to the Committee for payment of, such taxes,
the Company shall, to the extent permitted by law, have the right to deduct from any payment of any
kind otherwise due to the Recipient any federal, state or local taxes of any kind required by law
to be withheld with respect to the Granted Shares.

     (c) THE RECIPIENT ACKNOWLEDGES THAT HE HAS BEEN INFORMED OF THE AVAILABILITY OF MAKING AN
ELECTION IN ACCORDANCE WITH SECTION 83(B) OF THE CODE, THAT SUCH ELECTION MUST BE FILED WITH THE
INTERNAL REVENUE SERVICE WITHIN 30 DAYS OF THE GRANT DATE AND THAT THE RECIPIENT IS SOLELY
RESPONSIBLE FOR MAKING SUCH ELECTION.

     (d) Tax consequences on the Recipient (including, without limitation, federal, state, local
and foreign income tax consequences) with respect to the Granted Shares (including, without
limitation, the grant, vesting and/or forfeiture thereof) are the sole responsibility of the
Recipient. The Recipient should consult with his own personal accountant(s) and/or tax advisor(s)
regarding these matters, the making of a Section 83(b) election and the Recipient’s filing,
withholding and payment (or tax liability) obligations, and the Company makes no recommendation
with respect to any such election.

     Section 6. Transfer Restrictions. Non-Vested Shares (i) are not transferable, (ii)
shall not be sold, conveyed, transferred, assigned, pledged, hypothecated, encumbered, gifted,
donated, delivered or otherwise disposed of, whether voluntarily or involuntarily, in whole or in
part, directly or indirectly (hereinafter, a “transfer”) (whether by operation of law or
otherwise), and (iii) shall not be subject to execution, attachment or similar process. Upon any
attempt to transfer any Non-Vested Shares or in the event of any levy upon any Non-Vested Shares by
reason of any execution, attachment or similar process contrary to the provisions hereof, such
Non-Vested Shares shall immediately and without notice terminate, be forfeited and be and
become null and void. Unless otherwise restricted by a written agreement separate and apart from
this Agreement or by applicable law, the Recipient may, directly or indirectly, freely Transfer
(whether by operation of law or otherwise) any or all of the Vested Shares to any third party,
subject, however, to compliance with applicable securities laws.

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     Section 7. Amendment, Modification and Assignment; Non-Transferability. This
Agreement may only be modified or amended in a writing signed by the parties hereto. No promises,
assurances, commitments, agreements, undertakings or representations, whether oral, written,
electronic or otherwise, and whether express or implied, with respect to the subject matter hereof,
have been made by either party which are not set forth expressly in this Agreement. Unless
otherwise consented to in writing by the Company, in its sole discretion, this Agreement (and the
Recipient’s rights hereunder) may not be assigned, and the obligations of the Recipient hereunder
may not be delegated, in whole or in part. The rights and obligations created hereunder shall be
binding on the Recipient and his heirs, legal representatives, successor and assigns and on the
successors and assigns of the Company.

     Section 8. Complete Agreement. This Agreement (together with the Plan, the
Compensation Agreement and, for the purposes referred to herein and therein, those other agreements
and documents expressly referred to herein and therein) embody the complete and entire agreement
and understanding between the parties with respect to the subject matter hereof and thereof and
supersede any and all prior promises, assurances, commitments, agreements, undertakings or
representations, whether oral, written, electronic or otherwise, and whether express or implied,
that may relate to the subject matter hereof or thereof in any way. In the event of any conflict
or inconsistency between any provisions of this Agreement and any provisions of the Compensation
Agreement, the provisions of the Compensation Agreement shall supersede and govern.

     Section 9. No Right to (Continued) Employment or Service. This Agreement and the
grant of Restricted Stock hereunder shall not confer, or be construed to confer, upon the Recipient
any right to employment, retention or service, or continued employment, retention or service, with
the Company or any of its subsidiaries (with it being agreed and understood that any such any right
to employment, retention or service, or continued employment, retention or service, with the
Company or any of its subsidiaries is governed solely by the Compensation Agreement).

     Section 10. No Limit on Other Compensation Arrangements. Nothing contained in this
Agreement shall preclude the Company from adopting or continuing in effect other or additional
compensation plans, agreements or arrangements, and any such plans, agreements and arrangements may
be either generally applicable or applicable only in specific cases or to specific persons.

     Section 11. Severability. If any term or provision of this Agreement is or becomes or
is deemed to be invalid, illegal or unenforceable in any jurisdiction or under any applicable law,
rule or regulation, then such provision shall be construed or deemed amended to conform to
applicable law (or if such provision cannot be so construed or deemed amended without materially
altering the purpose or intent of this Agreement and the grant of shares of Restricted
Stock hereunder, such provision shall be stricken as to such jurisdiction and the remainder of this
Agreement and the award hereunder shall remain in full force and effect).

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     Section 12. No Trust or Fund Created. Neither this Agreement nor the grant of shares
of Restricted Stock hereunder shall create or be construed to create a trust or separate fund of
any kind or a fiduciary relationship between the Company and the Recipient or any other person. To
the extent that the Recipient or any other person acquires a right to receive payments from the
Company pursuant to this Agreement, such right shall be no greater than the right of any unsecured
general creditor of the Company.

     Section 13. Law Governing. This Agreement shall be governed by and construed and
enforced in accordance with the internal laws of the State of Florida (without reference to the
conflict of laws rules or principles thereof).

     Section 14. Effect of the Plan. This Agreement and the shares of Restricted Stock are
subject to all the terms, conditions and provisions of the Plan, including, without limitation, the
amendment provisions thereof, and to such rules, regulations and interpretations relating to the
Plan adopted by the Committee or the Board as may be in effect from time to time. If and to the
extent that this Agreement conflicts or is inconsistent with the terms, conditions and provisions
of the Plan, the Plan shall control, and this Agreement shall be deemed to be modified accordingly.
The Recipient accepts the shares of Restricted Stock subject to all the terms and provisions of
the Plan, this Agreement and the Compensation Agreement.

     Section 15. Interpretation. Recipient hereby accepts as binding, conclusive and final
all decisions or interpretations of the Committee or the Board upon any questions arising under
this Agreement or under the Plan.

     Section 16. Headings and Section References. Section, paragraph and other headings
and captions are provided solely as a convenience to facilitate reference. Such headings and
captions shall not be deemed in any way material or relevant to the construction, meaning or
interpretation of this Agreement or any term or provision hereof. References herein to any Section
are, unless otherwise provided herein, to Sections of this Agreement.

     Section 17. Notices. Any notice under this Agreement shall be in writing and shall be
deemed to have been duly given when delivered personally or when deposited in the United States
mail, registered, postage prepaid, and addressed, in the case of the Company, to the Company’s
Chief Financial Officer at 1600 N.E. Miami Gardens Drive, North Miami Beach, Florida 33179, or if
the Company should move its principal office, to such principal office, and, in the case of the
Recipient, to the Recipient’s last permanent address as shown on the Company’s records, subject to
the right of either party to designate some other address at any time hereafter in a notice
satisfying the requirements of this Section.

     Section 18. Non-Waiver of Breach. The waiver by any party hereto of the other party’s
prompt and complete performance, or breach or violation, of any term or provision of this Agreement
shall be effected solely in a writing signed by such party, and shall not operate nor be construed
as a waiver of any subsequent breach or violation, and the waiver by any party hereto to exercise
any right or remedy which he or it may possess shall not operate nor be construed as
the waiver of such right or remedy by such party, or as a bar to the exercise of such right or
remedy by such party, upon the occurrence of any subsequent breach or violation.

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     Section 19. Counterparts. This Agreement may be executed in two or more separate
counterparts, each of which shall be an original, and all of which together shall constitute one
and the same agreement.

[Remainder of this page intentionally left blank]

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     IN WITNESS WHEREOF, the parties hereto, intending to be legally bound, have executed this
Agreement as of the date first written above.

	 	 	 	 	 
	 	EQUITY ONE, INC.

 	 
	 	By:  	/s/ Peter Linneman
 	 
	 	 	Name:  	Peter Linneman 	 
	 	 	Title:  	Chair, Compensation Committee of the Board of Directors of Equity One, Inc. 	 
	 

The Recipient acknowledges receipt of a copy of the Plan and represents that he is familiar with
the terms and provisions thereof, and hereby accepts the shares of Restricted Stock issued pursuant
hereto subject to all of the terms and provisions thereof. The Recipient has reviewed the Plan and
this Agreement in their entirety, has had an opportunity to obtain the advice of counsel prior to
executing this Agreement and fully understands all provisions of this Agreement.

Agreed and Accepted on this

9th day of August, 2010:

RECIPIENT:

	 	 	 	 	 
	 	 
	                                          /s/ Chaim Katzman
 	 
	CHAIM KATZMAN 	 
	 	 
	 

10exv10w1

Exhibit 10.1

Portions marked [***] have been omitted pursuant to a Confidential Treatment Request by
Symetra Financial Corporation, this information has been filed separately with the Securities and
Exchange Commission.

AMENDMENT NO. 1 TO

MASTER SERVICES AGREEMENT

     This Amendment No. 1 (this “Amendment”) to the Master Services Agreement dated August 1,
2009 (the “Agreement”) is hereby entered into as of August 9, 2010 by and between Symetra Life
Insurance Company, a Washington corporation (including its successors and permitted assigns,
“Symetra”), and Affiliated Computer Services, Inc., a Delaware corporation (including its
successors and permitted assigns, “ACS”). Capitalized terms not otherwise defined herein shall
have the meaning ascribed to them in the Agreement.

     NOW THEREFORE, in consideration of the representations, warranties, promises and covenants
contained herein, and other good and valuable consideration, the receipt, sufficiency and adequacy
of which are hereby acknowledged, the Parties, intending to be legally bound, agree to the
foregoing and as follows:

     1. Amendment to Schedule 5. The following Section 3.4 is added to Schedule 5 of the
Agreement:

3.4 Digital Certificate Management. For each Critical Certificate that expires prior to a
proactive renewal by ACS, such that the expiry impacted Symetra external users during the
in-scope business hours identified herein, Symetra will assess a [***] Corrective Assessment
per failed Critical Certificate. Only those certificates identified as Critical Certificates
will be subject to this Critical Milestone. The Critical Milestone will only be assessed if
a Critical Certificate renewal failure is between [***] Pacific Standard Time, Monday —
Friday.

“Critical Certificate” is defined as a digital certificate that supports access to Symetra
web properties and web enabled applications from any external user via the Internet and is
marked as “critical” on the certificate inventory list.

The calculation of the overall Corrective Assessment will be performed annually, at the
conclusion of each Contract Year. For the avoidance of doubt, for the year 2010 the review
will cover April 2010 to August 1, 2010, then annually thereafter.

	 	 	 	 	 
	Critical Milestone	 	Due Date	 	Corrective Assessment
	For each Critical
Certificate that
expires prior to a
proactive renewal by
ACS, such that the
expiry impacted
Symetra external
users during the
in-scope business
hours identified
herein.

	 	August 1 for each
Contract Year.
	 	[***] per failed
Critical Certificate.

 

 

     2. Amendment
to Schedule 2A, Table 24. The following “Role and Responsibility” is
added to Schedule 2A, Table 24:

	 	 	 	 	 
	 	 	ACS	 	Symetra
	Procure, maintain, manage, and perform SSL/Digital
Certificate inventory, expiration management and
installation as needed to provide continuous access to
application(s).

	 	X
	 	 

     3. Amendment to Schedule 2B, Table 8 System Availability SLAs. The first
paragraph in Table 8 System Availability SLAs of Schedule 2B is deleted in its entirety and
replaced with the following:

System availability is defined as the availability of in-scope infrastructure components
required to conduct the normal business operations of Symetra application systems; including
mainframes and local and remote servers (e.g., CPU, memory, and internal storage), external
storage, system software, digital certificates (this includes procurement, installation and
expiration management of certificates) and network connection.

     4. Amendment to Attachment P, Definitions. The following definition is added to
Attachment P, Definitions:

     “Critical Certificate” is defined in Section 3.4 of Schedule 5 of the Agreement.

     5. Deletion and Replacement of Attachment L Software Schedule. Attachment L is
deleted in its entirety and replaced with the Attachment L attached herewith.

     5. Remainder of Agreement Unaffected. The Agreement remains in full force and effect,
except as specifically amended by this Amendment.

     6. General. This Amendment shall be construed and governed in accordance with the
laws of the State of Washington, without regard to conflict of laws principles. This Amendment and
the Agreement embody the entire agreement between the parties hereto with respect to the
transactions contemplated herein and therein. This Amendment shall otherwise be subject to the
terms of the Agreement. This Amendment may be executed in one or more counterparts, each of which
shall be deemed an original, but all of which together shall constitute one and the same
instrument. Counterparts may be executed in either original or electronically
transmitted form (e.g., faxed form or emailed portable document format (PDF) form), and the
Parties hereby adopt as original any signatures received via electronically transmitted form.

[Signature Page Follows]

 

 

          IN WITNESS WHEREOF, the parties have executed this Amendment No. 1 as of the date and year
first above written.

	 	 	 	 	 
	SYMETRA LIFE INSURANCE COMPANY

 	 
	By:  	 	 
	Title: 	 	 
	Date: 	 	 
	 
	AFFILIATED COMPUTER SERVICES, INC.

 	 
	By:  	 	 
	Title: 	 	 
	Date: 	 	 
	 

 

 

ATTACHMENT L

SOFTWARE SCHEDULE

As described in and subject to the terms in the MSA including but not limited to Sections 2.5.1,
3.1 and 4.3.1 of the Agreement, the following table categorizes all Software used to provide
Services.

	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Allen Systems Group
	 	ASG-TMON for CICS/ESA	 	1
	Allen Systems Group
	 	ASG-TMON for DB2   ( CA insite for DB2 )	 	1
	Allen Systems Group
	 	ASG-TMON for z/os	 	1
	Allen Systems Group
	 	JCLPREP	 	1
	Altiris
	 	WISE	 	1
	AVAYA
	 	CMS Release 12	 	1
	AVAYA
	 	CMS Supervisor (was Lucent CentreVu Supervisor	 	1
	AVAYA
	 	IP Agent	 	1
	AVAYA
	 	IP Office	 	1
	AVAYA
	 	IP Softphone	 	1
	AVAYA
	 	Modular Messaging (Voicemail)	 	1
	AVAYA
	 	Telephony Server (includes S8700 hardware)	 	1
	AVAYA
	 	Voice Mail Pro	 	1
	Biscom Inc.
	 	FAXCOM Server	 	1
	BMC
	 	Catalog Manager for DB2   ( CA R/C Compare )	 	1
	BMC
	 	Change Manager for DB2   ( CA R/C Migrator )	 	1
	BMC
	 	CM/Pilot for DB2	 	1
	BMC
	 	Control-D	 	1
	BMC
	 	CONTROL-D WebAccess Server	 	1
	BMC
	 	DASD Manager for DB2  ( CA Data Analyser )	 	1
	BMC
	 	DASD MANAGER PLUS for DB2  ( CA Data Analyzer )	 	1
	BMC
	 	DATABASE INTEGRITY PLUS (IMS)	 	1
	BMC
	 	FAST REORG FACIILITY for IMS   ( MAX Reorg / online for IMS )	 	1
	BMC
	 	POINT CHECKER PLUS for IMS	 	1
	BMC
	 	Remedy (AKA AR System)	 	1
	BMC
	 	Remedy Base Framework	 	1
	BMC
	 	ULTRAOPT/IMS	 	1
	CA
	 	ACF2	 	1
	CA
	 	ACF2/DB2	 	1
	CA
	 	Argis — Application uses SQL 2000 Database	 	1
	CA
	 	CA-1 [Tape Management]	 	1
	CA
	 	Detector(DB2)	 	1

 

 

	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	CA
	 	Endevor/MVS	 	1
	CA
	 	ESP Agent for Windows	 	1
	CA
	 	MII	 	1
	CA
	 	Netspy	 	1
	CA
	 	Unicenter CA-OPS/MVS Event Management and Automation for JES2	 	1
	CA
	 	View [Sysout Archive Retrieval]	 	1
	CA
	 	Vision DYL interface for DB2	 	1
	CA
	 	Vision: Interface for DB2	 	1
	CA
	 	Vision: Report	 	1
	CA
	 	Vision: Results [DYL280, DYL260]	 	1
	Candle CL (IBM)
	 	Supersession (VTAMPLUS)	 	1
	Cisco
	 	Cisco CSS	 	1
	Cisco
	 	Cisco PIX Firewall	 	1
	Cisco
	 	Cisco VPN (replaces Contivity)	 	1
	Citrix
	 	50 user pack Citrix Metaframe xPE Presentation (350 users)	 	1
	Citrix
	 	Citrix ICA Client	 	1
	Citrix
	 	Citrix MF Xpe 1.0-10 User Conn. Pack w/Sub Adv	 	1
	Citrix
	 	Citrix MF XPe 1.0-20 User Conn. Pack w/Sub Adv	 	1
	Citrix
	 	Citrix MF XPe 1.0-Starter Sys. w/20 User w/Sub Adv	 	1
	Citrix
	 	MetaFrame Access Suite Console	 	1
	Citrix
	 	MetaFrame Presentation Server Client	 	1
	Citrix
	 	MetaFrame Presentation Server Web Client for Win32	 	1
	Citrix Systems, Inc.
	 	Citrix MetaFrame	 	1
	Computware
	 	XPEDITER/IMS	 	1
	Compuware
	 	File-Aid for  MVS	 	1
	Compuware
	 	File-Aid for IMS IMS	 	1
	Compuware
	 	XPEDITER/CICS	 	1
	Compuware
	 	XPEDITER/TSO	 	1
	DTS
	 	The Space Recovery System ( SRS )	 	1
	EMC
	 	DISKXTENDER 2000 FOR CENTERA	 	1
	EMC
	 	EMAILXAMINER SERVER	 	1
	EMC
	 	EMAILXAMINER USER MAILBOX QTY 1 MAILBX	 	1
	EMC
	 	EMAILXTENDER SRVR	 	1
	EMC
	 	EMAILXTENDER TIER 2 QTY 26- 5000 USER MAILBOXES	 	1
	EMC
	 	Legato Gold Care Premier support agreement	 	1
	EMC
	 	Legato Networker Client Connection	 	1
	EMC
	 	Legato NetWorker Module for MS Exchange Server Tier 2	 	1

 

 

	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	EMC
	 	Legato NetWorker Module for SQL Tier 2	 	1
	EMC
	 	Legato NetWorker Power Ed Dedicated Storage Node	 	1
	EMC
	 	Legato NetWorker Power Edition Storage Node for Windows	 	1
	EMC
	 	Legato NetWorker Server Network Edition for Windows	 	1
	EMC
	 	Legato Silo Software Module 1-256 slot	 	1
	EMC
	 	Networker	 	1
	F5
	 	BigIP	 	1
	FileNet
	 	P8 (FileNet)	 	1
	IBM
	 	ACF/NCP V7	 	1
	IBM
	 	AFP2PDF	 	1
	IBM
	 	ASM High Level Assembler/MVS	 	1
	IBM
	 	BATCH TERMINAL SIMULATOR	 	1
	IBM
	 	Candle Command Center	 	1
	IBM
	 	CICS Application Security (subroutine DSS15600)	 	1
	IBM
	 	CICS Library Management System (CLM)	 	1
	IBM
	 	CICS/TS	 	1
	IBM
	 	CMF	 	1
	IBM
	 	COBOL Called/Copied Cross Reference (ISPF A.P)	 	1
	IBM
	 	COBOL Enterprise for z/OS (370/390)	 	1
	IBM
	 	COBOL II	 	1
	IBM
	 	COBOL Level 2 Report Writer for OS/390	 	1
	IBM
	 	COBOL OS/VS	 	1
	IBM
	 	COMPAREX (ISPF D.CX)	 	1
	IBM
	 	CPK (related to FDR/ABR)	 	1
	IBM
	 	DB2	 	1
	IBM
	 	DB2 Application Development Client	 	1
	IBM
	 	DB2 Connect Enterprise Edition	 	1
	IBM
	 	DB2 Connect Personal Edition	 	1
	IBM
	 	DB2 DATABASE ADMIN	 	1
	IBM
	 	DB2 DATABASE SYSTEM ADMINISTRATION	 	1
	IBM
	 	DB2 Enterprise Server Edition	 	1
	IBM
	 	DB2 Relational Tools	 	1
	IBM
	 	DfHSM	 	1
	IBM
	 	Enterprise COBOL for z/OS	 	1
	IBM
	 	EPILOG/IMS	 	1
	IBM
	 	GDDM [included in z/OS]	 	1
	IBM
	 	High Level Assembler/MVS	 	1
	IBM
	 	IBM HTTP Server	 	1
	IBM
	 	IBM WebSphere Application Server Network Deployment	 	1

 

 

	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	IBM
	 	IBM WebSphere MQ (client)	 	1
	IBM
	 	IBM WebSphere MQ Integrator (Client)	 	1
	IBM
	 	IMS & DB2 Utility Tools S&S	 	1
	IBM
	 	IMS/ESA	 	1
	IBM
	 	IMS/ESA BTS	 	1
	IBM
	 	IMS/ESA MRQ	 	1
	IBM
	 	IND$FILE	 	1
	IBM
	 	ISPF (IPF)	 	1
	IBM
	 	ISPF/PDF [included in z/OS]	 	1
	IBM
	 	JES2 [included in z/OS]	 	1
	IBM
	 	MVS TCP/IP	 	1
	IBM
	 	Netcool	 	1
	IBM
	 	NJE (Network Job Entry)	 	1
	IBM
	 	NTUNEMON	 	1
	IBM
	 	PSF/OS390	 	1
	IBM
	 	QMF	 	1
	IBM
	 	SAMS Compress for IMS	 	1
	IBM
	 	SDF II/MVS	 	1
	IBM
	 	Softaudit	 	1
	IBM
	 	TCP/IP (HIP6140)	 	1
	IBM
	 	TME 10 NETVIEW OS/390	 	1
	IBM
	 	TSO/E [included in z/OS]	 	1
	IBM
	 	Version Merger	 	1
	IBM
	 	VS FORTRAN	 	1
	IBM
	 	VTAM (HVT6140)	 	1
	IBM
	 	WebSphere Application Server	 	1
	IBM
	 	WebSphere Application Server	 	1
	IBM
	 	Websphere BIMB MQ with Rules & Formatting Extensions	 	1
	IBM
	 	WebSphere Business Integration Message Broker	 	1
	IBM
	 	Websphere Business Intergration Message Broker with Rules and formatting Extentions	 	1
	IBM
	 	WebSphere MQ	 	1
	IBM
	 	Websphere Transformation Extender (TX)	 	1
	IBM
	 	z/OS	 	1
	Innovation
	 	ABR/FDR  [Application Backup function of FDR (or equivalent product) needed to support Archive/Restore of Control-D reports]	 	1
	Innovation Data
	 	DSF (Part of FDR product)	 	1
	Innovation Data
	 	FDR (DASD DUMP RESTORE SYSTEM)	 	1
	Legato
	 	Legato EmailXtender Archive Edition	 	1

 

 

	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Legato
	 	Legato EmailXtender Server	 	1
	Legato
	 	Legato NetWorker Ed Dedicated Storage Node	 	1
	McAfee
	 	Active VirusScan for Desktop	 	1
	McAfee
	 	GroupShield for Exchange	 	1
	McAfee
	 	Host Intrusion Prevention for Server	 	1
	McAfee
	 	McAfee ePolicy Orchestrator	 	1
	Merrill
	 	MXG	 	1
	Microsoft
	 	IIS (Included with MS OS)	 	1
	NICE
	 	NICE Record	 	1
	Novell
	 	Novell Identity Manager	 	1
	Pitney Bowes
	 	Code 1 Plus	 	1
	Pitney Bowes
	 	DOC1 Archive	 	1
	Pitney Bowes
	 	Doc1 iProof	 	1
	Pitney Bowes
	 	Streamweaver	 	1
	RedSky
	 	E911	 	1
	SAS
	 	SAS Base	 	1
	SAS
	 	SAS/IT	 	1
	Sterling
	 	Connect:Direct OS/390 with 2 concurrent sessions (SNA and TCP/IP Protocols)	 	1
	StorageTek
	 	EXLM	 	1
	Veramark
	 	ECAS	 	1
	VMWare
	 	VMWare	 	1
	Chicago-Soft
	 	MVS/QuickRef	 	2
	Cybermation
	 	ESP Workload Manager	 	2
	InfoExpress
	 	CyberArmor	 	2
	InfoExpress
	 	CyberGatekeeper Server	 	2
	Infogix Inc
	 	ACR/Workbench for ACR/Detail	 	2
	Infogix Inc
	 	ACR/Workbench for ACR/Summary	 	2
	INFOTEL
	 	INFOPAK/IMS	 	2
	LRS Software
	 	LRS server (VSV)	 	2
	LRS Software
	 	VMCF for TSO	 	2
	LRS Software
	 	VPS	 	2
	LRS Software
	 	VPS / TCPIP	 	2
	Macro 4
	 	Dumpmaster MVS	 	2
	Macro 4
	 	Insync MVS	 	2
	McAfee
	 	eBusiness Server (Encryption Software)	 	2
	McAfee
	 	McAfee Active Virus Defense Perpetual	 	2
	Microsoft
	 	Antigen (Antivirus for Microsoft Exchange)	 	2
	Microsoft
	 	Exchange 2003 Enterprise	 	2
	Microsoft
	 	Exchange 2003 Standard	 	2
	Microsoft
	 	Internet Security and Acceleration (ISA)	 	2

 

 

	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Microsoft
	 	Microsoft Operations Manager	 	2
	Microsoft
	 	Microsoft Operations Manager (MOM) Reporting	 	2
	Microsoft
	 	Office Communications Server 2007	 	2
	Microsoft
	 	Sharepoint Server	 	2
	Microsoft
	 	SharePoint Server 2007	 	2
	Microsoft
	 	SMS 2003 Client Access Licenses	 	2
	Microsoft
	 	SMS 2003 Enterprise Server	 	2
	Microsoft
	 	SMS Enterprise Server Disk Kit	 	2
	Microsoft
	 	SQL Server 2005 Reporting Services	 	2
	Microsoft
	 	SQL Server Database Enterprise Edition	 	2
	Microsoft
	 	SQL Server Database Standard	 	2
	Microsoft
	 	Systems Management server ENT	 	2
	Microsoft
	 	Terminal server (Included with Citrix)	 	2
	Microsoft
	 	Windows 2003 Enterprise Edition	 	2
	Microsoft
	 	Windows 2003 Standard Edition	 	2
	Microsoft
	 	Windows Server 2000 Enterprise Edition	 	2
	Microsoft
	 	Windows Server 2003 Active Directory Application Mode (ADAM)	 	2
	Microsoft
	 	Windows SharePoint Services 2.0	 	2
	Microsoft
	 	Windows SharePoint Services 3.0	 	2
	M-Tech
	 	P-Sync	 	2
	Net IQ
	 	NetIQ Mail Mashal	 	2
	Net IQ
	 	Webtrends	 	2
	NetIQ
	 	NetIQ Mail Marshal Spam Filter	 	2
	Oracle
	 	Core ID	 	2
	PGP
	 	Encryption Software	 	2
	Quailstone Software
	 	USCCopy [aka COPYMACS]	 	2
	Research In Motion
	 	Blackberry Enterprise Server	 	2
	RIM
	 	RIM T-Support for Blackberry	 	2
	RSA
	 	SecureID	 	2
	SAS
	 	BASE	 	2
	Secure Computing
	 	SmartFilter (Replacement for WebSense)	 	2
	Syncsort
	 	SYNCSORT for z/OS	 	2
	Tone Software
	 	DYNA-STEP	 	2
	Tone Software
	 	Flasher (OS/390 Spool Display)	 	2
	Tumbleweed
	 	Tumbleweed SecureTransport	 	2
	A.M. Best Company, Inc.
	 	BestSRQ Services Workstation	 	4
	ACL Services Ltd.
	 	ACL	 	4
	Acro Software
	 	CutePDF Writer	 	4
	activePDF, Inc.
	 	activePDF Toolkit	 	4
	Adobe
	 	Acrobat	 	4
	Adobe
	 	ColdFusion	 	4

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Adobe

	 	Framemaker
	 	 	4	 
	Adobe

	 	Illustrator
	 	 	4	 
	Adobe

	 	InDesign
	 	 	4	 
	Adobe

	 	Macromedia Dreamweaver
	 	 	4	 
	Adobe

	 	Macromedia Fireworks
	 	 	4	 
	Adobe

	 	Macromedia Flash
	 	 	4	 
	Adobe

	 	Pagemaker
	 	 	4	 
	Adobe

	 	Photoshop
	 	 	4	 
	Adobe

	 	Photoshop Elements
	 	 	4	 
	Altova

	 	XMLSpy
	 	 	4	 
	Amdoc Software Systems Limited

	 	Clarify ClearConfigurator
	 	 	4	 
	AmDocs

	 	ClarifyCRM
	 	 	4	 
	APL2000, Inc.

	 	APL+Win
	 	 	4	 
	Attachmate

	 	Extra!
	 	 	4	 
	Autodesk, Inc.

	 	AutoCAD LT
	 	 	4	 
	Autodesk, Inc.

	 	Autodesk DWF Viewer
	 	 	4	 
	AutomatedQA Corporation

	 	AutomatedQA TestComplete
	 	 	4	 
	Bloomberg, L.P.

	 	Bloomberg L.P. Smart Client
	 	 	4	 
	Blue Sky Software

	 	RoboHelp Office 2000
	 	 	4	 
	Broker Dealer Solutions

	 	Back Office Network User System (Bonus)
	 	 	4	 
	Btrieve Technologies Inc.

	 	Btrieve for Windows
	 	 	4	 
	CheckFree

	 	APECS
	 	 	4	 
	Checkfree

	 	CAPS — Corporate Automated Payment System
	 	 	4	 
	CheckFree Corporation

	 	RECON-Plus (Application — Retained)
	 	 	4	 
	CMS

	 	Bond Edge
	 	 	4	 
	Cognos Inc.

	 	ReportNet
	 	 	4	 
	Cognos, Inc.

	 	Cognos
	 	 	4	 
	Computer Sciences Corp (CSC)

	 	CK4/CyberLife
	 	 	4	 
	Computer Sciences Corp (CSC)

	 	DSS
	 	 	4	 
	Computer Sciences Corp (CSC)

	 	JETS
	 	 	4	 
	Computer Sciences Corp (CSC)

	 	Plan Advisor
	 	 	4	 
	Computer Sciences Corp (CSC)

	 	Vantage-One
	 	 	4	 
	Concur Technologies, Inc.

	 	Concur Expense Reimbursement
	 	 	4	 
	Convergyc

	 	Edify
	 	 	4	 
	Convergyc

	 	Edify — Telephony (Application — Retained)
	 	 	4	 
	Convergyc

	 	Edify — Web (Application — Retained)
	 	 	4	 
	Convergyc

	 	Edify-Data Integration (Application — Retained))
	 	 	4	 
	Crystal Decisions, Inc.

	 	Crystal Reports (Application — Retained)
	 	 	4	 
	CSC SoftwareConsult GmbH & Co

	 	VP/MS Workbench
	 	 	4	 
	Datawatch Corporation

	 	Monarch
	 	 	4	 
	DST Systems

	 	FAN Mail (Financial Advisor Network) ( To be
supplied by Symetra
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	DST Systems

	 	TA2000
	 	 	4	 
	DST Systems

	 	TRAC2000
	 	 	4	 
	DST Systems Inc.

	 	AWD ViewStation
	 	 	4	 
	DST Systems, Inc.

	 	ROSTER — DST GUI
	 	 	4	 
	Duxbury Systems

	 	Duxbury Braille Translator
	 	 	4	 
	DYMO Corporation

	 	DYMO Label Software
	 	 	4	 
	DynaComp Software

	 	DynaComp
	 	 	4	 
	Economic Analysis Group, Ltd.

	 	CaseTrack
	 	 	4	 
	e-Copy Inc

	 	eCopy Desktop
	 	 	4	 
	Entrust Technologies Limited

	 	Entrust Entelligence (5c) — JPMorgan Chase
	 	 	4	 
	Ernst & Young

	 	EY/Options
	 	 	4	 
	Fiserv Insurance Solutions

	 	Fiserv Lifeline Direct
	 	 	4	 
	FiServ Insurance Solutions

	 	Freedom 2000
	 	 	4	 
	Franklin Covey Co.

	 	Franklin Covey Co. Franklin Planner
	 	 	4	 
	Freedom Scientific

	 	JAWS
	 	 	4	 
	Gadwin Systems

	 	Gadwin PrintScreen
	 	 	4	 
	Global360

	 	Insight360
	 	 	4	 
	Global360

	 	Process360
	 	 	4	 
	HP

	 	Quality Center
	 	 	4	 
	HP

	 	Quick Test Pro
	 	 	4	 
	HP

	 	TestDirector
	 	 	4	 
	Hyperion

	 	Analyzer (Application — Retained)
	 	 	4	 
	Hyperion

	 	Essbase (Application — Retained)
	 	 	4	 
	Hyperion

	 	Hyperion Analytic Services Server
	 	 	4	 
	Hyperion

	 	Hyperion System 9 BI+ Analytic Integration
Service
	 	 	4	 
	Hyperion

	 	Hyperion System 9 BI+ Client
	 	 	4	 
	Hyperion

	 	Hyperion System 9 Planning
	 	 	4	 
	Hyperion

	 	Hyperion System 9 Smart View for Office
	 	 	4	 
	Hyperion

	 	Hyperion System 9+
	 	 	4	 
	IA Corp???

	 	CheckVision Inquiry
	 	 	4	 
	IBM-Cognos

	 	Impromptu
	 	 	4	 
	Infogix Inc

	 	ACR/Detail® for Windows
	 	 	4	 
	Infogix Inc

	 	ACR/Summary® for Windows
	 	 	4	 
	InsMark Inc.

	 	InsMark Illustration System
	 	 	4	 
	Insurance Technologies

	 	Foresight Illustration Software
	 	 	4	 
	Intuit

	 	Quicken
	 	 	4	 
	IPSwitch

	 	WS_FTP Pro
	 	 	4	 
	JP Morgan Chase

	 	JP Morgan Chase CD Search
	 	 	4	 
	Lab1, Inc.

	 	Lab1 Net
	 	 	4	 
	Lawson

	 	Lawson Add-ins for Microsoft® Office
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Lawson

	 	Lawson General Ledger
	 	 	4	 
	Lawson

	 	Lawson Interface Desktop Client
	 	 	4	 
	Lawson

	 	Lawson ProcessFlow Designer
	 	 	4	 
	LexisNexis

	 	LexisNexis Download and Print for IE
	 	 	4	 
	Matthew Bender & Company, Inc.,

	 	HotDocs
	 	 	4	 
	McAfee

	 	Safeboot Security System
	 	 	4	 
	McAfee

	 	Actove VirusScan for Desktop
	 	 	4	 
	McAfee

	 	AntiSpyware for Desktop
	 	 	4	 
	McAfee

	 	EndPoint Encryption for Desktop
	 	 	4	 
	Medical Information Bureau

	 	Knowledge Now
	 	 	4	 
	Medical Information Bureau

	 	MIB-Link/Plus ( To be supplied by Symetra )
	 	 	4	 
	Mercury Interactive

	 	Winrunner ( To be supplied by Symetra )
	 	 	4	 
	Microsoft

	 	Access (Application — Retained)
	 	 	4	 
	Microsoft

	 	CDONTS — Collaboration Data Objects for Windows
NT Server
	 	 	4	 
	Microsoft

	 	Collaborative Data Objects (CDO)
	 	 	4	 
	Microsoft

	 	COM+
	 	 	4	 
	Microsoft

	 	FoxPro 2.6 Runtime
	 	 	4	 
	Microsoft

	 	Identity Integration Server (MIIS)
	 	 	4	 
	Microsoft

	 	Internet Explorer
	 	 	4	 
	Microsoft

	 	Microsoft Access
	 	 	4	 
	Microsoft

	 	Microsoft Data Access Components (MDAC)
	 	 	4	 
	Microsoft

	 	Microsoft Developer Network (MSDN) Library
	 	 	4	 
	Microsoft

	 	Microsoft Enterprise Learning Library
	 	 	4	 
	Microsoft

	 	Microsoft Excel
	 	 	4	 
	Microsoft

	 	Microsoft Expression Web
	 	 	4	 
	Microsoft

	 	Microsoft Java Virtual Machine
	 	 	4	 
	Microsoft

	 	Microsoft Office Business Scorecard Builder
	 	 	4	 
	Microsoft

	 	Microsoft Office Business Scorecard Manager
	 	 	4	 
	Microsoft

	 	Microsoft Office FrontPage
	 	 	4	 
	Microsoft

	 	Microsoft Office Groove
	 	 	4	 
	Microsoft

	 	Microsoft Office InfoPath
	 	 	4	 
	Microsoft

	 	Microsoft Office Live Meeting
	 	 	4	 
	Microsoft

	 	Microsoft Office OneNote
	 	 	4	 
	Microsoft

	 	Microsoft Office Publisher
	 	 	4	 
	Microsoft

	 	Microsoft Office SharePoint Designer
	 	 	4	 
	Microsoft

	 	Microsoft Outlook
	 	 	4	 
	Microsoft

	 	Microsoft PowerPoint
	 	 	4	 
	Microsoft

	 	Microsoft PowerPoint Viewer
	 	 	4	 
	Microsoft

	 	Microsoft Project
	 	 	4	 
	Microsoft

	 	Microsoft SQL Server Express Edition
	 	 	4	 
	Microsoft

	 	Microsoft SQL Server Desktop Engine
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Microsoft

	 	Microsoft Streets & Trips
	 	 	4	 
	Microsoft

	 	Microsoft Virtual PC
	 	 	4	 
	Microsoft

	 	Microsoft Virtual Server
	 	 	4	 
	Microsoft

	 	Microsoft Visio
	 	 	4	 
	Microsoft

	 	Microsoft Visio Viewer
	 	 	4	 
	Microsoft

	 	Microsoft Visual Basic
	 	 	4	 
	Microsoft

	 	Microsoft Visual FoxPro
	 	 	4	 
	Microsoft

	 	Microsoft Visual SourceSafe
	 	 	4	 
	Microsoft

	 	Microsoft Visual Studio .NET
	 	 	4	 
	Microsoft

	 	Microsoft Word
	 	 	4	 
	Microsoft

	 	MIIS
	 	 	4	 
	Microsoft

	 	MSDN Subscription (Application Tool — Retained)
	 	 	4	 
	Microsoft

	 	NetMeeting
	 	 	4	 
	Microsoft

	 	NT Scheduler (AT)
	 	 	4	 
	Microsoft

	 	NTP
	 	 	4	 
	Microsoft

	 	QuickBASIC
	 	 	4	 
	Microsoft

	 	RoboCopy for Web Applications
	 	 	4	 
	Microsoft

	 	SOAP Toolkit
	 	 	4	 
	Microsoft

	 	UrlScan Security Tool
	 	 	4	 
	Microsoft

	 	XML Notepad
	 	 	4	 
	Microsoft

	 	MapPoint 2004
	 	 	4	 
	Milliman USA

	 	ALFA
	 	 	4	 
	Morningstar

	 	Morningstar Direct
	 	 	4	 
	Mozilla

	 	Firefox
	 	 	4	 
	NcFTP Software

	 	NcFTP
	 	 	4	 
	NCH Software

	 	Express Burn
	 	 	4	 
	NCH Software

	 	NCH Toolbox
	 	 	4	 
	NERO

	 	Nero
	 	 	4	 
	Netscape

	 	Netscape Communicator
	 	 	4	 
	nomoreforms, inc.

	 	nomoreforms
	 	 	4	 
	NSCC

	 	Fund/Serve
	 	 	4	 
	NSCC

	 	IPS
	 	 	4	 
	Onyx

	 	Onyx
	 	 	4	 
	OpenText

	 	Hummingbird Exceed
	 	 	4	 
	OPERA

	 	Opera
	 	 	4	 
	Patton & Patton Software Corporation

	 	Flow Charting 4 for Windows
	 	 	4	 
	Paymentech

	 	eCommerce Solutions — (Application — Retained)
	 	 	4	 
	Paymentech, L.P.

	 	Select Merchant Payment Card Processing ( To
be supplied by Symetra )
	 	 	4	 
	PaymentTech

	 	PaymentTech
	 	 	4	 
	PeachWare Software

	 	Password Genie
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Performance Technologies Inc.,

	 	Centerpiece
	 	 	4	 
	PGP Corporation

	 	PGP
	 	 	4	 
	PKWARE

	 	ZIP Reader
	 	 	4	 
	Polysystems, Inc.

	 	Annuity Master
	 	 	4	 
	Polysystems, Inc.

	 	Life Master
	 	 	4	 
	Polysystems, Inc.

	 	UL Master
	 	 	4	 
	Quark

	 	QuarkXPress
	 	 	4	 
	Red Hat or Open Source

	 	JBoss Application Server
	 	 	4	 
	Roxio

	 	Easy CD & DVD Creator
	 	 	4	 
	Roxio

	 	Roxio
	 	 	4	 
	Sage Software

	 	FAS Asset Accounting
	 	 	4	 
	SanDisk

	 	U3Launcher
	 	 	4	 
	Scooter Software

	 	Beyond Compare
	 	 	4	 
	Sharebuilder Corp

	 	Sharebuilder (formerly Netstock)
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Click’N Design 3D
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	CommandBurner
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Core FTP LE
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	DeepBurner
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	DesignPro
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	EDGARLink
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	FileZilla
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	FileZilla Server
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Hardcopy
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Jxplorer
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	LeechFTP
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	MetaEdit
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Mr. Snappy
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	MWSnap
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Shareware/Freeware/Open Source
products

	 	NIOC Service
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PDFCreator
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PDFLib
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PDF-Xchange
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PrimoPDF
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PrintCommander
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PrintKey2000
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	PureEdge Viewer
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	SMART Board software
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	SmartFTP
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	SnagIt
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	SnapShot Express
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Softerra LDAP Browser
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	SolidConverterPDF
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Stuffit
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Stylus Studio 2007 XML Enterprise Suite
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Swift 3D
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Symtrax — Compleo Explorer 3
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Synthis Process Modeler
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	TIFFSurfer
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Trillian
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	Shareware/Freeware/Open Source
products

	 	URL Assistant
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	VNC
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	Volo View Express
	 	 	4	 
	Shareware/Freeware/Open Source
products

	 	WinRAR archiver
	 	 	4	 
	Snap Surveys

	 	Snap!
	 	 	4	 
	Software995

	 	OmniFormat
	 	 	4	 
	Software995

	 	PDF995
	 	 	4	 
	Software995

	 	PDFEdit995
	 	 	4	 
	Sonic

	 	Sonic
	 	 	4	 
	SourceForge

	 	Source Offsite (Application Tool — Retained)
	 	 	4	 
	Sowedoo

	 	Easy PDF Converter Professional
	 	 	4	 
	Sun

	 	Java Runtime Environment
	 	 	4	 
	SunGard

	 	EAS (Application — Retained)
	 	 	4	 
	Sungard (formerly FDP)

	 	Pension Administration Recordkeeping Investment

System (PARIS)
	 	 	4	 
	SunGard Systems International

	 	CDS
	 	 	4	 
	Symetra

	 	entBaseServices
	 	 	4	 
	TechSmith Corporation

	 	Camtasia
	 	 	4	 
	Thales ATM GmbH

	 	GBAS
	 	 	4	 
	Thoughworks

	 	CruiseControl.NET
	 	 	4	 
	Trilogy Consulting Group

	 	Trilogy Claims Administrative Handbook
	 	 	4	 
	Tritech Software

	 	Premium Pro
	 	 	4	 
	Filmore

	 	Fillmore Application Framework
	 	 	4	 
	Filmore

	 	Fillmore BPI Wrapper
	 	 	4	 
	Insmark

	 	InsMark PDF Creator
	 	 	4	 
	Inapplicable

	 	Literature
	 	 	4	 
	Inapplicable

	 	Loan Mortgage Services
	 	 	4	 
	Inapplicable

	 	Loan Payment Estimate
	 	 	4	 
	Inapplicable

	 	QuickStaff
	 	 	4	 
	Tableau

	 	Tableau Desktop
	 	 	4	 
	DST

	 	TRAC 2000 PLAN (TRAC Desktop Plan)
	 	 	4	 
	Stoneriver

	 	Tracker
	 	 	4	 
	Stoneriver

	 	Unclaimed Property Reporting System
	 	 	4	 
	US Bank

	 	US Bank CD Viewer
	 	 	4	 
	Veritas

	 	Veritas RecordNow
	 	 	4	 
	WebEx

	 	WebEx
	 	 	4	 
	Winzip Computing (Corel)

	 	Winzip
	 	 	4	 

 

 

	 	 	 	 	 	 	 
	Supplier Name	 	Product Name	 	Category
	ZBSoft

	 	Flash Saver Maker
	 	 	4	 
	ZBSoft

	 	Flash Video Exporter
	 	 	4	 
	IBM

	 	InfoPrint Manager
	 	 	4	 
	ACS

	 	MCP2
	 	 	1	 
	ACS

	 	WEBDE
	 	 	1	 
	SimpleSoftware

	 	TwainScan
	 	 	4	 
	SUN

	 	DocuSP
	 	 	4	 
	Aspose

	 	Aspose.Total.For.Net
	 	 	4	 
	Kofax

	 	Kofax Capture
	 	 	4	 
	ACS

	 	i-Star Portal
	 	 	5	 
	Symetra

	 	COP (Control Online Processing for IMS)
	 	 	6	 
	Symetra

	 	DATA SHARING FACILITY [app only — no data]
	 	 	6	 
	Symetra

	 	Utility Systems (UTY, LUT)
	 	 	6	 
	Symetra

	 	Automated Library Management (ALM)
	 	 	6	 
	Symetra

	 	Data Security System
	 	 	6	 
	Symetra

	 	Help System (Online IMS)
	 	 	6	 
	Symetra

	 	JCL Cross-Reference (ISPF A.JO)
	 	 	6	 
	Symetra

	 	Oncall Dialog (ISPF J.O)
	 	 	6	 
	Symetra

	 	RESTORE Dataset Dialog (ISPF D.R)
	 	 	6	 
	Symetra

	 	RUNBOOKS (ISPF J.R)
	 	 	6	 
	Symetra

	 	SFS (Screen Formatting Service)
	 	 	6	 
	Symetra

	 	TIME SHARING OPTION SUPPORT [logon procs]
	 	 	6	 
	Symetra

	 	TMS (Table Management System)
	 	 	6

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00177-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00177-of-00352.parquet"}]]