Document:

Table of Contents
EXHIBIT
10.1

AXS-ONE INC.
RESTRICTED STOCK AGREEMENT
1998
STOCK OPTION PLAN
(as amended by the stockholders on June
9,  2004)

This Agreement (this
‘‘Agreement’’) is made as of
                        (the
‘‘Date of Grant’’), by and
between AXS-One Inc., a Delaware corporation (the
‘‘Company’’), and
                         (the
‘‘Grantee’’).

1.    Grant of Restricted Stock.    Subject to
and upon the terms, conditions, and restrictions set forth in this
Agreement and in the AXS-One Inc. 1998 Stock Option Plan, as amended
(the ‘‘Plan’’), the Company
hereby grants to the Grantee [ # ] shares of Common Stock of
the Company. These shares are referred to in this Agreement as
‘‘Restricted Shares’’ during the
applicable Restriction Period (as defined in paragraph 4(c) hereof).
Acceptance of the Restricted Shares shall be deemed to be agreement by
the Grantee to the terms and conditions set forth in this Agreement and
the Plan. Certificates representing the Restricted Shares may not be
sold or otherwise transferred and must be held by the Grantee until the
end of the applicable Restriction Period. Until such terms and
conditions have lapsed with respect to any Restricted Shares, the
certificate for such shares will, at the Company’s option,
remain in the physical possession of the Company or bear a legend to
the effect that they were issued or transferred subject to, and may be
sold or otherwise disposed of only in accordance with, the terms of
this Agreement and the Plan.

2.    Stockholder
Status.    Effective upon the Date of Grant, the Grantee will
be a holder of record of the Restricted Shares and will have all rights
of a stockholder with respect to such shares (including the right to
vote such shares at any meeting of stockholders of the Company and the
right to receive all dividends paid with respect to such shares),
subject only to the terms and conditions imposed by this Agreement and
the Plan.

3.    Effect of Changes in
Capitalization.    The number of Restricted Shares is subject
to adjustment as provided in Section 4.2 of the Plan. Any additional or
different shares or securities issued as the result of such an
adjustment will be held or delivered in accordance with this Agreement
and will be deemed to be included within the term
‘‘Restricted Shares’’.

4.    Lapse of Restrictions.

(a)    The
restrictions set forth in paragraph 5 below will lapse to the extent of
[X%] of the Restricted Shares on each of the first
[INSERT NUMBER] anniversaries of the Date of Grant.

(b)    Notwithstanding paragraph 4(a), the restrictions set forth
in paragraph 5 below will lapse on all Restricted Shares at the close
of business on the date on which a Change in Control of the Company (as
defined in Section 11.2 of the Plan) shall occur.

(c)    As
soon as practicable after the restrictions with respect to any
installment of Restricted Shares lapse at the end of the period
applicable to such installment set forth in paragraphs 4(a) and 4(b)
above (the ‘‘Restriction
Period’’), the Company will deliver to the Grantee,
or the Grantee's legal representative in case of the
Grantee's death, promptly after surrender of the Grantee's
certificate(s) for the Restricted Shares to the Treasurer of the
Company, the certificate or certificates for such shares free of any
legend or further restrictions together with, if applicable, a new
certificate representing any remaining Restricted Shares. It shall be a
condition to the obligation of the Company to issue or transfer shares
of Common Stock upon the lapse of restrictions that the Grantee (or any
person entitled to act under this paragraph 4(c)) pay to the Company,
upon its demand, such amount as may be requested by the Company for the
purpose of satisfying its liability to withhold federal, state or local
income or other taxes by reason of such issuance or transfer. If the
amount requested is not paid, the Company may refuse to issue or
transfer shares of Common Stock.

5.    Restrictions.    During the Restriction
Period, neither the Restricted Shares nor any right or privilege
pertaining thereto may be sold, transferred, assigned, pledged,
hypothecated or otherwise 

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disposed of or encumbered in any way, by
operation of law or otherwise, and shall not be subject to execution,
attachment or similar process. Upon any attempt to transfer, assign,
pledge, hypothecate or otherwise dispose of or encumber the Restricted
Shares or any right or privilege pertaining thereto, otherwise than by
will or by the laws of descent and distribution, or upon the levy of
any execution, attachment or similar process thereupon, the Restricted
Shares and all rights and privileges given hereby shall immediately
terminate and the Restricted Shares shall be forfeited to the Company
pursuant to paragraph 6 hereof.

6.    Forfeiture.

(a)    All the
Grantee's rights to, and interest in, the Restricted Shares shall
terminate and be forfeited to the Company without payment of
consideration if either (i) the Termination of Employment or
Termination of Consultancy of the Grantee with the Company or any
Affiliate occurs for any reason; provided, however, that the
Grantee's employment will not be deemed to have terminated for
this purpose while the Grantee is on a leave of absence which has been
approved by the Company or while the Grantee is serving as a consultant
to the Company or any Affiliate thereof under a post-employment
consulting arrangement, or (ii) any action prohibited by paragraph 5
hereof is taken. For purposes of this Agreement, a transfer of
employment from the Company to an Affiliate or from an Affiliate to the
Company or between Affiliates shall not be deemed a termination of
employment.

(b)    If Restricted Shares are forfeited for any
of the reasons stated in paragraph 6(a) hereof, such forfeiture shall
be effective upon the occurrence of the event giving rise to the
forfeiture. The Grantee agrees to repay to the Company all dividends,
if any, paid after such event with respect to the Restricted Shares
which have been forfeited.

(c)    If at any time the Grantee
forfeits any Restricted Shares pursuant to this Agreement, the Grantee
agrees to return the certificate or certificates for such Restricted
Shares to the Company duly endorsed in blank or accompanied by a stock
power duly executed in blank.

(d)    Determination as to
whether an event has occurred resulting in the forfeiture of, or lapse
of restrictions on, Restricted Shares, in accordance with this
Agreement, shall be made by the Committee, and all determinations of
the Committee shall be final and conclusive.

7.    Company Right to Terminate Employment and Other
Remedies.    Nothing provided herein shall be construed to
affect in any way the right or power of the Company, subject to the
provisions of any other written agreement between the Grantee and the
Company relating to the subject matter, to terminate the Grantee's
employment as an employee of or a consultant to the Company at any time
for any reason with or without Cause, nor to preclude the Company from
taking any action or enforcing any remedy available to it with respect
to any action or conduct on the Grantee's part.

8.    Additional Documents.

(a)    It
is the intention of the Company that this award of Restricted Shares
shall meet the requirements of, and result in the application of, the
rules prescribed by Section 83 of the Code, as in effect at the date
hereof, and applicable regulations thereunder. Accordingly, each and
every provision shall be construed and interpreted in such manner as to
conform with such intention and the Company reserves the right to
execute and to require the Grantee to execute any further agreements or
other instruments, which may be effective as of the date of the award
of the Restricted Shares covered by this Agreement, including, but
without limitation, any instrument modifying or correcting any
provision hereof, or any action taken hereunder or contemporaneously
herewith, and to take any other action, which may be effective as of
the date of the award of the Restricted Shares covered by this
Agreement, that, in the opinion of counsel for the Company, may be
necessary or desirable to carry out such intention.

(b)    If
the Grantee fails, refuses or neglects to execute and deliver any
instrument or document or to take any action requested by the Company
to be executed or taken by the Grantee pursuant to the provisions of
paragraph 8(a) above for a period of 30 days after the date of such
request, the Company may require the Grantee, within ten 10 days after
delivery to the Grantee of a written demand by the Company, to forfeit
all Restricted Shares then held by the Grantee.

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9.    Amendments.    Any
amendment to the Plan will be deemed to be an amendment to this
Agreement to the extent that the amendment is applicable hereto;
provided, however, that no amendment will impair the rights of the
Grantee under this Agreement without the Grantee's consent.

10.    Severability.    In the event that one
or more of the provisions of this Agreement is invalidated for any
reason by a court of competent jurisdiction, any provision so
invalidated will be deemed to be separable from the other provisions
hereof, and the remaining provisions hereof will continue to be valid
and fully enforceable.

11.    Relation to
Plan.    This Agreement is subject to the terms and conditions
of the Plan. In the event of any inconsistency between the provisions
of this Agreement and the Plan, the Plan as interpreted and construed
by the Committee will govern. Capitalized terms used herein without
definition will have the meaning assigned to them in the Plan and
control. The Committee acting pursuant to the Plan, as constituted from
time to time, will, except as expressly provided otherwise herein, have
the right to determine any questions which arise in connection with
this Agreement and the Restricted Shares.

12.    Successors and Assigns.    Without
limiting Section 4 hereof, the provisions of this Agreement will inure
to the benefit of, and be binding upon, the successors, administrators,
heirs, legal representatives and permitted assigns of the Grantee, and
the successors and assigns of the Company.

13.    Governing Law.    The interpretation,
performance and enforcement of this Agreement will be governed by the
laws of the State of Delaware, without giving effect to the principles
of conflict of laws thereof. Each party to this Agreement hereby
consents and submits himself, herself or itself to the jurisdiction of
the courts of the State of Delaware for the purposes of any legal
action or proceeding arising out of this Agreement.

14.    Notices.    Any notice to the Company
provided for herein will be in writing to the Company and any notice to
the Grantee will be addressed to the Grantee at his or her address on
file with the Company. Except as otherwise provided herein, any written
notice will be deemed to be duly given if and when delivered personally
or sent by courier service, registered mail or electronic means of
communication, and addressed as aforesaid. Any party may change the
address to which notices are to be given hereunder by notice to the
other party as herein specified (provided that for this purpose any
mailed notice will be deemed given on the third business day following
deposit of the same in the mail).

[Signature page
follows.]

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IN WITNESS WHEREOF, the Company has caused
this Agreement to be executed on its behalf by its duly authorized
officer and Grantee has also executed this Agreement in duplicate, as
of the day and year first above written.

							
	AXS-ONE INC.
	By:		    
	Name:
Title:		 
	

The
undersigned Grantee hereby acknowledges receipt of an executed original
of this Restricted Stock Agreement and accepts the Restricted Shares
granted hereunder, subject to the terms and conditions of the Plan and
the terms and conditions set forth herein.Table of Contents
EXHIBIT
10.2

AXS-ONE INC.
RESTRICTED STOCK AGREEMENT
2005
STOCK INCENTIVE PLAN

This Agreement (this
‘‘Agreement’’) is made as of
         (the ‘‘Date of
Grant’’), by and between AXS-One Inc., a Delaware
corporation (the ‘‘Company’’),
and              (the
‘‘Grantee’’).

1.    Grant of Restricted Stock.    Subject to
and upon the terms, conditions, and restrictions set forth in this
Agreement and in the AXS-One Inc. 2005 Stock Incentive Plan (the
‘‘Plan’’), the Company hereby
grants to the Grantee [ # ] shares of Common Stock
of the Company. These shares are referred to in this Agreement as
‘‘Restricted Shares’’ during the
applicable Restriction Period (as defined in paragraph 4(c) hereof).
Acceptance of the Restricted Shares shall be deemed to be agreement by
the Grantee to the terms and conditions set forth in this Agreement and
the Plan. Certificates representing the Restricted Shares may not be
sold or otherwise transferred and must be held by the Grantee until the
end of the applicable Restriction Period. Until such terms and
conditions have lapsed with respect to any Restricted Shares, the
certificate for such shares will, at the Company’s option,
remain in the physical possession of the Company or bear a legend to
the effect that they were issued or transferred subject to, and may be
sold or otherwise disposed of only in accordance with, the terms of
this Agreement and the Plan.

2.    Stockholder
Status.    Effective upon the Date of Grant, the Grantee will
be a holder of record of the Restricted Shares and will have all rights
of a stockholder with respect to such shares (including the right to
vote such shares at any meeting of stockholders of the Company and the
right to receive all dividends paid with respect to such shares),
subject only to the terms and conditions imposed by this Agreement and
the Plan.

3.    Effect of Changes in
Capitalization.    The number of Restricted Shares is subject
to adjustment as provided in Section 4.2 of the Plan. Any additional or
different shares or securities issued as the result of such an
adjustment will be held or delivered in accordance with this Agreement
and will be deemed to be included within the term
‘‘Restricted Shares’’.

4.    Lapse of Restrictions.

(a)    The
restrictions set forth in paragraph 5 below will lapse to the extent of
[X%] of the Restricted Shares on each of the first
[INSERT NUMBER] anniversaries of the Date of Grant.

(b)    Notwithstanding paragraph 4(a), the restrictions set forth
in paragraph 5 below will lapse on all Restricted Shares at the close
of business on the date on which a Change in Control of the Company (as
defined in Section 11.2 of the Plan) shall occur.

(c)    As
soon as practicable after the restrictions with respect to any
installment of Restricted Shares lapse at the end of the period
applicable to such installment set forth in paragraphs 4(a) and 4(b)
above (the ‘‘Restriction
Period’’), the Company will deliver to the Grantee,
or the Grantee's legal representative in case of the
Grantee's death, promptly after surrender of the Grantee's
certificate(s) for the Restricted Shares to the Treasurer of the
Company, the certificate or certificates for such shares free of any
legend or further restrictions together with, if applicable, a new
certificate representing any remaining Restricted Shares. It shall be a
condition to the obligation of the Company to issue or transfer shares
of Common Stock upon the lapse of restrictions that the Grantee (or any
person entitled to act under this paragraph 4(c)) pay to the Company,
upon its demand, such amount as may be requested by the Company for the
purpose of satisfying its liability to withhold federal, state or local
income or other taxes by reason of such issuance or transfer. If the
amount requested is not paid, the Company may refuse to issue or
transfer shares of Common Stock.

5.    Restrictions.    During the Restriction
Period, neither the Restricted Shares nor any right or privilege
pertaining thereto may be sold, transferred, assigned, pledged,
hypothecated or otherwise disposed of or encumbered in any way, by
operation of law or otherwise, and shall not be subject to execution,
attachment or similar process. Upon any attempt to transfer, assign,
pledge, hypothecate or 

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otherwise dispose of or encumber the
Restricted Shares or any right or privilege pertaining thereto,
otherwise than by will or by the laws of descent and distribution, or
upon the levy of any execution, attachment or similar process
thereupon, the Restricted Shares and all rights and privileges given
hereby shall immediately terminate and the Restricted Shares shall be
forfeited to the Company pursuant to paragraph 6 hereof.

6.    Forfeiture.

(a)    All the
Grantee's rights to, and interest in, the Restricted Shares shall
terminate and be forfeited to the Company without payment of
consideration if either (i) the Termination of Employment or
Termination of Consultancy of the Grantee with the Company or any
Affiliate occurs for any reason; provided, however,
that the Grantee's employment will not be deemed to have
terminated for this purpose while the Grantee is on a leave of absence
which has been approved by the Company or while the Grantee is serving
as a consultant to the Company or any Affiliate thereof under a
post-employment consulting arrangement, or (ii) any action prohibited
by paragraph 5 hereof is taken. For purposes of this Agreement, a
transfer of employment from the Company to an Affiliate or from an
Affiliate to the Company or between Affiliates shall not be deemed a
termination of employment.

(b)    If Restricted Shares are
forfeited for any of the reasons stated in paragraph 6(a) hereof, such
forfeiture shall be effective upon the occurrence of the event giving
rise to the forfeiture. The Grantee agrees to repay to the Company all
dividends, if any, paid after such event with respect to the Restricted
Shares which have been forfeited.

(c)    If at any time the
Grantee forfeits any Restricted Shares pursuant to this Agreement, the
Grantee agrees to return the certificate or certificates for such
Restricted Shares to the Company duly endorsed in blank or accompanied
by a stock power duly executed in blank.

(d)    Determination
as to whether an event has occurred resulting in the forfeiture of, or
lapse of restrictions on, Restricted Shares, in accordance with this
Agreement, shall be made by the Committee, and all determinations of
the Committee shall be final and conclusive.

7.    Company Right to Terminate Employment and Other
Remedies.    Nothing provided herein shall be construed to
affect in any way the right or power of the Company, subject to the
provisions of any other written agreement between the Grantee and the
Company relating to the subject matter, to terminate the Grantee's
employment as an employee of or a consultant to the Company at any time
for any reason with or without Cause, nor to preclude the Company from
taking any action or enforcing any remedy available to it with respect
to any action or conduct on the Grantee's part.

8.    Additional Documents.

(a)    It
is the intention of the Company that this award of Restricted Shares
shall meet the requirements of, and result in the application of, the
rules prescribed by Section 83 of the Code, as in effect at the date
hereof, and applicable regulations thereunder. Accordingly, each and
every provision shall be construed and interpreted in such manner as to
conform with such intention and the Company reserves the right to
execute and to require the Grantee to execute any further agreements or
other instruments, which may be effective as of the date of the award
of the Restricted Shares covered by this Agreement, including, but
without limitation, any instrument modifying or correcting any
provision hereof, or any action taken hereunder or contemporaneously
herewith, and to take any other action, which may be effective as of
the date of the award of the Restricted Shares covered by this
Agreement, that, in the opinion of counsel for the Company, may be
necessary or desirable to carry out such intention.

(b)    If
the Grantee fails, refuses or neglects to execute and deliver any
instrument or document or to take any action requested by the Company
to be executed or taken by the Grantee pursuant to the provisions of
paragraph 8(a) above for a period of 30 days after the date of such
request, the Company may require the Grantee, within ten 10 days after
delivery to the Grantee of a written demand by the Company, to forfeit
all Restricted Shares then held by the Grantee.

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9.    Amendments.    Any
amendment to the Plan will be deemed to be an amendment to this
Agreement to the extent that the amendment is applicable hereto;
provided, however, that no amendment will impair the
rights of the Grantee under this Agreement without the Grantee's
consent.

10.    Severability.    In the
event that one or more of the provisions of this Agreement is
invalidated for any reason by a court of competent jurisdiction, any
provision so invalidated will be deemed to be separable from the other
provisions hereof, and the remaining provisions hereof will continue to
be valid and fully enforceable.

11.    Relation to
Plan.    This Agreement is subject to the terms and conditions
of the Plan. In the event of any inconsistency between the provisions
of this Agreement and the Plan, the Plan as interpreted and construed
by the Committee will govern. Capitalized terms used herein without
definition will have the meaning assigned to them in the Plan and
control. The Committee acting pursuant to the Plan, as constituted from
time to time, will, except as expressly provided otherwise herein, have
the right to determine any questions which arise in connection with
this Agreement and the Restricted Shares.

12.    Successors and Assigns.    Without
limiting Section 4 hereof, the provisions of this Agreement will inure
to the benefit of, and be binding upon, the successors, administrators,
heirs, legal representatives and permitted assigns of the Grantee, and
the successors and assigns of the Company.

13.    Governing Law.    The interpretation,
performance and enforcement of this Agreement will be governed by the
laws of the State of Delaware, without giving effect to the principles
of conflict of laws thereof. Each party to this Agreement hereby
consents and submits himself, herself or itself to the jurisdiction of
the courts of the State of Delaware for the purposes of any legal
action or proceeding arising out of this Agreement.

14.    Notices.    Any notice to the Company
provided for herein will be in writing to the Company and any notice to
the Grantee will be addressed to the Grantee at his or her address on
file with the Company. Except as otherwise provided herein, any written
notice will be deemed to be duly given if and when delivered personally
or sent by courier service, registered mail or electronic means of
communication, and addressed as aforesaid. Any party may change the
address to which notices are to be given hereunder by notice to the
other party as herein specified (provided that for this purpose any
mailed notice will be deemed given on the third business day following
deposit of the same in the mail).

[Signature page
follows.]

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IN WITNESS WHEREOF, the Company has caused
this Agreement to be executed on its behalf by its duly authorized
officer and Grantee has also executed this Agreement in duplicate, as
of the day and year first above written.

											
	 		AXS-ONE INC.
	 		By:		 
	 		Name:		 
	 		Title:		 
	

The
undersigned Grantee hereby acknowledges receipt of an executed original
of this Restricted Stock Agreement and accepts the Restricted Shares
granted hereunder, subject to the terms and conditions of the Plan and
the terms and conditions set forth herein.

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