Document:

Form of Restricted Stock Award Agreement

 Exhibit 10.1 
 LUBY’S, INC. 
 INCENTIVE STOCK OPTION 

GRANTED UNDER LUBY’S INCENTIVE STOCK PLAN 
  

			
	Name of Employee: 	 	 

			
		
	Date of Grant: 	 	 

			
		
	Number of Option Shares: 	 	 

			
		
	Option Price per Share: 	 	 

 THIS OPTION is granted on the above date (the “Date of Grant”) by Luby’s, Inc. (the
“Company”) to the person named above (the “Employee”), upon the following terms and conditions: 
 1.
Grant of Option. The Company grants to the Employee an option to purchase, on the terms and conditions stated herein, the number of shares specified above (the “Option Shares”) of the Company’s Common Stock, par value $0.32 per
share (“Common Stock”) at the Option Price specified above. 
 2. Type of Option. This Option is granted under
the Luby’s Incentive Stock Plan (the “Plan”) and shall be subject to all applicable provisions of the Plan, as it may be amended from time to time. This Option is an “incentive stock option” as defined in Section 422 of
the Internal Revenue Code and is intended to conform to the requirements of Section 422 of the Internal Revenue Code and to the provisions of the Plan. The terms “parent corporation” and “subsidiary corporation” have the
meanings given to them by Section 424 of the Internal Revenue Code. All section references to the Internal Revenue Code are intended to include any future amendments or substitutions therefor in the Code. 

3. Continuous Employment. This Option may be exercised by the Employee only if, at all times from the Date of Grant to the date of
such exercise, the Employee was an employee of the Company or a parent or subsidiary of the Company or another corporation referred to in Section 422 of the Internal Revenue Code, unless such continuous employment is terminated by such
employer, or by retirement, or by disability, or is otherwise terminated with the written consent of the employer. If such continuous employment is so terminated, this Option may be exercised, to the extent the Option was exercisable on the date of
termination of employment, within one year after such termination of employment, but in no event later than the termination date of this Option. Termination of employment shall mean the last date that Grantee is either an employee of the Company or
an Affiliate or engaged as a consultant or director of the Company or an Affiliate. Retirement means retirement on or after the Employee’s 65th birthday. Disability means a disability which qualifies the Employee for benefits under a long-term
disability program maintained by the Company or a subsidiary of the Company. 
 4. Death of Employee. If the Employee
dies at a time when any portion of this Option is exercisable by him, this Option may be exercised as to such portion within one year after the date of death, by the person or persons to whom his rights under this Option shall have passed by will or
by the laws of descent and distribution, but in no event later than the termination date of this Option. 

 5. Period of Option and Right to Exercise. The term of this Option is ten years from
the Date of Grant. The termination date of this Option is the day preceding the tenth anniversary of the Date of Grant. This Option may not, in any event, be exercised prior to the first anniversary of the Date of Grant or subsequent to the
expiration date of this Option. Subject to the provisions of paragraphs 3 and 4 above, this Option shall become exercisable as to one-fourth of the total number of Option Shares on each succeeding anniversary of the Date of Grant. Once the right to
purchase shares has accrued, such shares may thereafter be purchased at any time, or in part from time to time, until the expiration date of this Option, subject to the provisions of paragraphs 3 and 4 above and paragraph 6 below. In no case may
this Option be exercised for a fraction of a share. 
 6. Payment for Shares. Payment for shares purchased upon exercise
of this Option shall be made in full at the time of exercise of the Option. No loan shall be made or guaranteed by the Company for the purpose of financing the purchase of any optioned shares. Payment of the Option Price shall be made in cash or may
be made by delivering Common Stock of the Company having a fair market value at least equal to the Option Price, or a combination of Common Stock and cash. Such fair market value shall be determined by the closing price of the Common Stock on the
New York Stock Exchange on the date on which this Option is exercised or, if no sale of the Common Stock shall have been made on the Exchange on that day, then on the next following day for which there is a reported sale. 

7. Method of Exercise. This Option may be exercised only by written notice given to the Company, in form satisfactory to the
Company, specifying the number of Option Shares which the holder of the Option elects to purchase, the number of Option Shares which the holder is paying for in cash and the number of Option Shares which the holder is paying for in shares of Common
Stock. Such written notice and any subsequent exercise is subject to Company approval, as well as all policies and procedures in place at Company, including but not limited to Stock Trading Policies and Blackout Restrictions. Such written notice
shall be accompanied by a check payable to the order of the Company for the cash portion of the purchase price and, if applicable, by the delivery of certificates representing shares of Common Stock duly endorsed and otherwise in proper form for
transfer to the Company of such number of shares of Common Stock as are required to equal the fair market value of the Option Shares being paid for in stock. Upon each exercise of this Option, the Company, as promptly as practicable, will mail or
deliver to the person exercising this Option a certificate or certificates representing the shares then purchased. The Company, in its discretion, may postpone the issuance and delivery of shares upon any exercise of this Option until completion of
such stock exchange listing, or registration or other qualification, of such shares under any Federal or state law, rule or regulation as the Company may consider appropriate. The Company may require any person exercising this Option to make such
representations and furnish such information as the Company may consider appropriate in connection with the issuance of the shares in compliance with applicable law. 
 8. Limitations on Transfer and Exercise. This Option is not transferable by the Employee other than by will or by the laws of descent and distribution, and this Option is exercisable during the
lifetime of the Employee, only by him. 
 9. Adjustments. In the event of any change in the outstanding Common Stock by
reason of a stock split, stock dividend, combination or reclassification of shares, recapitalization, merger, or similar event, the committee which administers the plan (the “Committee”) may adjust proportionally the number of Option
Shares and the Option Price. In the event of any other change affecting the Common Stock or any distribution (other than normal cash dividends) to holders of Common Stock, such adjustments as may be deemed equitable by the Committee, including
adjustments to avoid fractional shares, may be made to give proper effect to such event. In the event of a corporate merger, consolidation, acquisition of property or stock, separation, reorganization or liquidation, the Committee shall be
authorized to issue and substitute a new stock option for this Option. 

 10. Consideration for Grant. Although this Option may be exercised only if employment
is continuous as provided in Section 3 hereof, it is understood that such employment shall, subject to the terms of any employment contract, be at the pleasure of the employer and at such compensation as the employer shall reasonably determine
from time to time. Nothing in the Plan or in this Option shall confer on the Employee any right to continue in the employment of the Company or any of its affiliates or to interfere in any way with the right of the Company or its affiliates to
terminate his or her employment at any time. 
 11. Amendment, Modification, Suspension, or Discontinuance of the Plan.
The Board of Directors of the Company (the “Board”) may amend, modify, suspend, or terminate the plan for the purpose of meeting or addressing any changes in legal requirements or for any other purpose permitted by law. Subject to changes
in the law or other legal requirements that would permit otherwise, the Plan may not be amended without the consent of the holders of a majority of the shares of Common Stock then outstanding (i) to increase the aggregate number of shares of
Common Stock that may be issued under the Plan (except for adjustments pursuant to the Plan), (ii) to decreased the Option Price, (iii) to materially modify the requirements as to eligibility for participation in the Plan, (iv) to
withdraw administration of the Plan from the Committee, or (v) to extend the period during which awards may be granted under the Plan. 
 12. Change of Control. Should a “change in control” of the Company occur of a nature that would be required to be reported in response to Item 1 of Form 8-K promulgated under the
Securities Exchange Act of 1934 as that requirement exists on the Date of Grant, then, upon the occurrence of, and on the date of said change in control, notwithstanding anything elsewhere herein contained, this Option shall become exercisable in
full. 
 13. Change in Control Agreement. If, on the date of termination of Employee’s employment with the Company
or an affiliate of the Company, Employee is entitled to rights or benefits under a written Change of Control Agreement with the Company containing provisions relating to stock options which are more favorable to Employee than those contained in this
Option, the provisions of such Change of Control Agreement shall prevail. 
 14. Administration and Interpretation. The
Plan shall be administered by the Committee, which shall have full and exclusive power to interpret the Plan, to grant waivers of restrictions, and to adopt such rules, regulations, and guidelines for carrying out the Plan as it may deem necessary
or proper. All questions of interpretation and administration with respect to the Plan and this Option shall be determined by the Committee, and its determination shall be final and conclusive. 

15. Notices. Any notice hereunder by the holder of this Option shall be given to the Company in writing and such notice and any
payment hereunder shall be deemed duly given or made only upon receipt thereof at the Company’s principal office in Houston, Texas, or at such other place as the Company may designate by written notice to the holder of this Option. Any notice
or other communication hereunder to the holder of this Option shall be in writing and shall be deemed duly given if mailed or delivered to the holder at such address as he may have on file with the Company. 

16. Shareholder Rights. The holder of this Option shall have no rights as a shareholder with respect to any Option Shares until
the holder of this Option or his nominee becomes a shareholder of record with respect to such shares. 

 17. Withholding. The holder of this Option may be required to pay any taxes which
must be withheld prior to receipt of any Option Shares hereunder 
 IN WITNESS WHEREOF, the Company has caused this Option to be
executed in duplicate and its corporate seal to be hereunto affixed by its proper corporate officers thereunto duly authorized. 
  

					
	ATTEST:	  	LUBY’S, INC.
			
	 	  	By	  	 
	Gasper Mir, III, Chairman of the Board	  		  	 Christopher J. Pappas, President

and Chief Executive Officer

			
	ACCEPTED:	  		  	
			
		  		  	
	EmployeeFifth Supplemental Indenture, dated as of November 16, 2011

 Exhibit 4.1 
 FIFTH SUPPLEMENTAL INDENTURE 
 Dated as of November 16, 2011

 between 
 SunPower Corporation 
 and 

Wells Fargo Bank, National Association, 
 as 
 Trustee 

relating to the outstanding 
 1.25% SENIOR CONVERTIBLE DEBENTURES DUE 2027 

 TABLE OF CONTENTS 

 

									
	 	  	 	  	Page	 
	 Article 1
	  	 Nature of the Amendments
	  	 	2	  
			
	 Article 2
	  	 Amendments
	  	 	2	  
				
		  	 Section 2.01
	  	 Definition of Common Stock
	  	 	2	  
		  	 Section 2.02
	  	 Deletion of the Definition of Class A Common Stock
	  	 	2	  
		  	 Section 2.03
	  	 Replacement of Class A Common Stock with Common Stock
	  	 	2	  
		  	 Section 2.04
	  	 Deletion of the Definition of Class B Common Stock
	  	 	2	  
		  	 Section 2.05
	  	 Amendment to the Definition of Fundamental Change
	  	 	2	  
		  	 Section 2.06
	  	 Purpose of Amendments
	  	 	2	  
			
	 Article 3
	  	 Amendment of the Debentures
	  	 	2	  
			
	 Article 4
	  	 Effectiveness
	  	 	3	  
			
	 Article 5
	  	 Ratification
	  	 	3	  
			
	 Article 6
	  	 Miscellaneous
	  	 	3	  
				
		  	 Section 6.01
	  	 Governing Law
	  	 	3	  
		  	 Section 6.02
	  	 No Debenture Interest Created
	  	 	3	  
		  	 Section 6.03
	  	 Successors
	  	 	3	  
		  	 Section 6.04
	  	 Counterparts
	  	 	3	  
		  	 Section 6.05
	  	 Severability
	  	 	3	  
		  	 Section 6.06
	  	 Table of Contents, Headings, Etc
	  	 	3	  
		  	 Section 6.07
	  	 Inconsistency
	  	 	3	  
		  	 Section 6.08
	  	 Capitalized Terms
	  	 	3	  

  
 i 

 THIS FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”),
dated as of November 16, 2011, is between SunPower Corporation, a corporation duly organized under the laws of the State of Delaware (the “Company”), and Wells Fargo Bank, National Association, as Trustee (the
“Trustee”). 
 RECITALS 
 WHEREAS, the Company and the Trustee have previously duly executed and delivered a Base Indenture, dated as of February 7, 2007 (the “Base Indenture”) to provide for the issuance by
the Company from time to time of debentures, notes or other debt instruments to be issued in one or more series by the Company; 

WHEREAS, the Company and the Trustee have previously duly executed and delivered a First Supplemental Indenture, dated as of
February 7, 2007 (the “First Supplemental Indenture”), to provide for the issuance and sale of the Company’s “1.25% Senior Convertible Debentures due 2027” (the “Debentures”), which pursuant to
the terms of the Debentures are convertible into Class A Common Stock; 
 WHEREAS, the Company desires to amend the
Restated Certificate of Incorporation of SunPower Corporation (the “Certificate of Incorporation”) to reclassify both its Class A Common Stock and Class B Common Stock as Common Stock (as defined below) with the exact same
voting rights, powers, privileges, preferences and relative participating, optional or other special rights, and the exact same qualifications, limitations and restrictions as the outstanding Class A Common Stock of the Company; 

WHEREAS, the amendments to the Certificate of Incorporation have been approved by all due corporate actions and have received all
necessary stockholder approvals; 
 WHEREAS, Section 8.06 of the First Supplemental Indenture requires the Company to
execute and deliver a supplemental indenture in the case of a reclassification of its Class A Common Stock providing the Debentures shall, without the consent of the Holders of the Debentures, be convertible into the kind and amount of shares
of stock and other securities or property or assets that such Holder would have been entitled to receive upon such reclassification had such Debentures been converted into Class A Common Stock immediately prior to the reclassification;

 WHEREAS, Section 9.1(d) of the Base Indenture expressly permits the Company and the Trustee to enter into one or more
supplemental indentures to make any change that does not adversely affect the rights of any Securityholder without the consent of any Securityholder; 
 WHEREAS, Section 9.1(d) of the Base Indenture is incorporated into Section 7.01 of the First Supplemental Indenture with respect to any Holders of the Debentures; 

WHEREAS, the reclassification of the Class A Common Stock to Common Stock does not adversely affect the rights of any Holder of the
Debentures; 
 WHEREAS, the consent of any Holder is not required under the Base Indenture to effect the amendments set forth
herein; 
 WHEREAS, the execution of this Fifth Supplemental Indenture by the parties hereto is in all respects authorized by
the provisions of the Base Indenture and the First Supplemental Indenture and all acts and requirements necessary to make this Fifth Supplemental Indenture a valid and legally binding agreement of the Company and the Trustee, in accordance with its
terms has been done. 
 NOW, THEREFORE, in consideration of the covenants and agreements set forth herein and for other good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Trustee covenant and agree as follows: 

 Article 1 
 Nature of the Amendments 
 This Fifth Supplemental Indenture is
supplemental to the Base Indenture (in so far as it relates to the Debentures) and the First Supplemental Indenture and does and shall be deemed to form a part of, and shall be construed in connection with and as part of, the Base Indenture (in so
far as it relates to the Debentures) and the First Supplemental Indenture for any and all purposes. 
 Article 2

 Amendments 
 Section 2.01 Definition of Common Stock. The First Supplemental Indenture is hereby amended to add the following definition of Common Stock: 

“Common Stock” means the common stock of the Company, par value $0.001 per share, as of November 16, 2011 and any
shares of any class or classes of Capital Stock of the Company resulting from any reclassification or reclassifications thereof, or, in the event of a merger, consolidation or other similar transaction involving the Company that is otherwise
permitted hereunder in which the Company is not the surviving corporation, the common stock, ordinary shares or depositary shares or other common equity interests of such surviving corporation or its direct or indirect parent corporation, which have
no preference in respect of dividends or of amounts payable in the event of any voluntary or involuntary liquidation, dissolution or winding-up of the Company, which are not subject to redemption by the Company; provided, however, that if at
any time there shall be more than one such resulting class distributed to holders of the Common Stock, the shares of each such class then so issuable on conversion of Debentures shall be substantially in the proportion which the total number of
shares of such class resulting from all such reclassifications bears to the total number of shares of all such classes resulting from all such reclassifications. 
 Section 2.02 Deletion of the Definition of Class A Common Stock. The definition of Class A Common Stock is hereby deleted from the First Supplemental Indenture. 

Section 2.03 Replacement of Class A Common Stock with Common Stock. All references in the First Supplemental Indenture
to “Class A Common Stock” are hereby deleted from the First Supplemental Indenture and replaced with “Common Stock.” 
 Section 2.04 Deletion of the Definition of Class B Common Stock. The definition of Class B Common Stock is hereby deleted from the First Supplemental Indenture. 

Section 2.05 Amendment to the Definition of Fundamental Change. The definition of Fundamental Change in the First
Supplemental Indenture is hereby amended to delete prong “(f)” and replace it with the following: 
 (f) Parent
repurchases or otherwise directly or indirectly acquires more than 50% of the outstanding Common Stock. 
 Section 2.06
Purpose of Amendments. Pursuant to the amendments contained in this Article 2 and as required pursuant to Article 8 of the First Supplemental Indenture, the Debentures shall, without the consent of Holders, be convertible into Common Stock
instead of Class A Common Stock in the same amount as such Holder would have been entitled to receive had such Debentures been converted into Class A Common Stock immediately prior to the reclassification of the Class A Common Stock
into Common Stock. 
 Article 3 
 Amendment of the Debentures 
 The Debentures are hereby amended
consistent with the foregoing amendments contained in Article 2 of this Fifth Supplemental Indenture. 

  
 2 

 Article 4 
 Effectiveness 
 This Fifth Supplemental Indenture shall become
effective immediately upon its execution and delivery by the Company and the Trustee. 
 Article 5 

Ratification 
 The Base Indenture (in so far as it relates to the Debentures) and the First Supplemental Indenture, as supplemented and amended by this Fifth Supplemental Indenture, is ratified and confirmed, and this
Fifth Supplemental Indenture shall be deemed part of the Base Indenture (in so far as it related to the Debentures) and the First Supplemental Indenture in the manner and to the extent herein and therein provided. 

Article 6 

Miscellaneous 
 Section 6.01 Governing Law. THIS FIFTH SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. 

Section 6.02 No Debenture Interest Created. Nothing in this Fifth Supplemental Indenture, express or implied, shall be
construed to constitute a security interest under the Uniform Commercial Code or similar legislation, now in effect or hereafter enacted and made effective, in any jurisdiction. 

Section 6.03 Successors. All agreements of the Company in this Fifth Supplemental Indenture shall bind its successor. All
agreements of the Trustee in this Fifth Supplemental Indenture shall bind its successor. 
 Section 6.04
Counterparts. This Fifth Supplemental Indenture may be executed in any number of counterparts and by the parties hereto in separate counterparts, each of which when so executed shall be deemed to be an original and all of which taken together
shall constitute one and the same agreement. 
 Section 6.05 Severability. In case any provision in this Fifth
Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 

Section 6.06 Table of Contents, Headings, Etc. The table of contents and headings of the Articles and Sections of this Fifth
Supplemental Indenture have been inserted for convenience of reference only, are not to be considered a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof. 

Section 6.07 Inconsistency. In the event of any inconsistency or conflict among the Base Indenture, the First Supplemental
Indenture and this Fifth Supplemental Indenture, this Fifth Supplemental Indenture shall govern. 
 Section 6.08
Capitalized Terms. All capitalized terms contained in this Fifth Supplemental Indenture shall, except as specifically provided for herein and except as the context may otherwise require, have the meanings given to such terms in the Base
Indenture, as amended and supplemented by the First Supplemental Indenture. The words “herein,” “hereof” and “hereby” and other words of similar import used in this Fifth Supplemental Indenture refer to this Fifth
Supplemental Indenture as a whole and not to any particular section hereof. 
 [SIGNATURE PAGE FOLLOWS] 

  
 3 

 IN WITNESS WHEREOF, the parties hereto have hereunto set their hands as of the date and year
first above written. 
  

	
	SUNPOWER CORPORATION
	
	 /s/ Dennis V. Arriola

	Name: Dennis V. Arriola
	Title: Executive Vice President and Chief Financial Officer
	
	WELLS FARGO BANK, National Association, as Trustee
	
	 /s/ Lynn M. Steiner

	Name: Lynn M. Steiner
	Title: Vice President

 Signature Page to Fifth Supplemental Indenture

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