Document:

EX-10.81

 Exhibit 10.81 
 ASSIGNMENT AND ASSUMPTION OF 
 PURCHASE AND SALE AGREEMENT 

This Assignment and Assumption of Purchase and Sale Agreement (“Assignment”) is entered into between KBS Capital
Advisors LLC, a Delaware limited liability company (“Assignor”), and KBS Legacy Partners Millennium LLC, a Delaware limited liability company (“Assignee”), as of May 10, 2013 (the “Effective
Date”). 
 RECITALS 
 A.         Pursuant to the terms of that certain Purchase and Sale Agreement dated as of April 22, 2013, as previously assigned pursuant to that certain
Assignment and Assumption of Purchase and Sale Agreement by and between KBS-Legacy Apartment Community REIT Venture, LLC and Assignor of even date herewith (the “Prior Assignment” and collectively, the “Purchase
Agreement”), Assignor agreed to acquire the Property (as such term is defined in the Purchase Agreement) commonly referred to as the Millennium Apartment Homes in Greenville, South Carolina subject to and in accordance with the terms of the
Purchase Agreement. 
 B.         Assignor desires to assign, without recourse,
representation or warranty, all of its rights, benefits, liabilities and obligations arising under the Purchase Agreement (and related documents) to Assignee, and Assignee desires to assume all of said rights, benefits, liabilities and obligations.

 NOW, THEREFORE, in consideration of the foregoing promises, the mutual undertakings of the parties set forth herein and other
good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by the parties, the parties agree as follows: 
 1.         Recitals.  The above recitals are incorporated herein by reference. 

2.         Assignment and Assumption.  Assignor hereby transfers, assigns and
conveys, without recourse, representation or warranty, express or implied, the following to Assignee: i) all of Assignor’s rights, interests, liabilities and obligations in and to the Property, ii) all of Assignor’s rights, interests,
liabilities and obligations under the Purchase Agreement (and related documents), and iii) all of Assignor’s rights in and to the Initial Deposit (as defined in the Purchase Agreement) previously deposited into escrow. Assignee hereby assumes
all such rights, interests, liabilities and obligations, and joins in all representations, warranties, releases, and indemnities, of Assignor under the Purchase Agreement (and related documents) relating to the Property, the Purchase Agreement (and
related documents) and the Initial Deposit assigned to it above. Concurrent with the delivery of this Assignment, Assignee will deliver to Assignor an amount equal to the Initial Deposit as reimbursement therefor and concurrently therewith Assignor
will use such funds to promptly repay to KBS-Legacy Apartment Community REIT Venture, LLC (the “Venture LLC”) the $250,000 previously advanced by the Venture LLC to make the Initial Deposit as referenced in the Prior Assignment.

 3.         Successors and Assigns.  This Assignment shall be binding
upon and inure to the benefit of the parties’ successors and assigns. 

  
 1 

 4.         Attorneys’
Fees.  In the event of any controversy, claim, dispute, arbitration, or litigation between the parties hereto to enforce or interpret any of the provisions of this Assignment or any right of either party hereto, the non-prevailing
party to such controversy, claim, dispute, arbitration or litigation agrees to pay to the prevailing party all costs and expenses, including reasonable attorneys’ fees and costs, court or dispute resolution costs, arbitrator’s,
mediator’s, consultant’s and expert witness’ fees and costs incurred by the prevailing party, including, without limitation, fees incurred during trial or resolution of any action or dispute and any fees incurred as a result of an
appeal from a judgment entered in any such matter. A prevailing party shall include without limitation (a) a party who dismisses an action in exchange for sums due, or (b) the party determined to be the prevailing party by a court of law.
The terms of this Section 4 shall survive the termination of the Purchase Agreement. 

5.         Release Under Purchase Agreement.  Upon consummation of the
transactions contemplated by the Purchase Agreement, Assignor shall be automatically released from its obligations under the Purchase Agreement. 
 6.         Counterparts.  This Assignment may be executed in any number of counterparts, each of which shall be deemed an original, but all of
which when taken together shall constitute one and the same instrument. Each counterpart may be delivered by facsimile transmission or other electronic means and such shall be deemed effective as if original. The signature page of any counterpart
may be detached therefrom without impairing the legal effect of the signature(s) thereon provided such signature page is attached to any other counterpart identical thereto. 
 [REMAINDER OF PAGE IS INTENTIONALLY BLANK. 
 SIGNATURES FOLLOW.] 

  
 2 

 IN WITNESS WHEREOF, the undersigned hereby duly execute this Assignment and Assumption of
Purchase and Sale Agreement to be effective as of the Effective Date set forth above. 
  

											
	ASSIGNOR:
	
	KBS CAPITAL ADVISORS LLC, a Delaware limited liability company
	
	By:         /s/ Charles J. Schreiber, Jr.,    
		 	Charles J. Schreiber, Jr.,
		 	Chief Executive Officer
	
	ASSIGNEE:
	
	 KBS LEGACY PARTNERS MILLENNIUM LLC,
 a Delaware limited liability company

		
	By:        	 	KBS LEGACY PARTNERS PROPERTIES LLC,
		 	a Delaware limited liability company,
		 	its sole member
			
		 	By:	 	KBS LEGACY PARTNERS LIMITED PARTNERSHIP,
		 		 	a Delaware limited partnership,
		 		 	its sole member
				
		 		 	By:	 	KBS LEGACY PARTNERS APARTMENT REIT, INC.,
		 		 		 	a Maryland corporation,
		 		 		 	its sole general partner
					
		 		 		 	By:	 	 /s/ Guy K. Hays

		 		 		 	Name:	 	Guy K. Hays
		 		 		 	Title:	 	Executive Vice President

  
 3EX-10.1

 Exhibit 10.1 
 SECOND AMENDED AND RESTATED RENTECH, INC. 2009 INCENTIVE AWARD PLAN 

ARTICLE 1. 

PURPOSE; PRIOR PLANS 
 The purpose of the Second Amended and Restated Rentech, Inc. 2009 Incentive Award Plan (the “Plan”) is to promote the success and enhance the value of Rentech, Inc. (the
“Company”) by linking the personal interests of certain members of the Board, Employees, and Consultants to those of Company stockholders and by providing such individuals with an incentive for outstanding performance to generate
superior returns to Company stockholders. The Plan is further intended to provide flexibility to the Company in its ability to motivate, attract, and retain the services of certain members of the Board, Employees, and Consultants upon whose
judgment, interest, and special effort the successful conduct of the Company’s operation is largely dependent. The Plan amends and restates in its entirety the Amended and Restated Rentech, Inc. 2009 Incentive Award Plan (the “First
Restated Plan”). Since December 31, 2012, the Company has not granted or issued any stock option, restricted stock, restricted stock unit, performance stock unit or other equity incentive award under any Prior Plan and, from and after
the Second Restatement Date, no such Prior Plan awards may be issued by the Company. 
 ARTICLE 2. 

DEFINITIONS AND CONSTRUCTION 
 Wherever the following terms are used in the Plan they shall have the meanings specified below, unless the context clearly indicates otherwise. The singular pronoun shall include the plural where the
context so indicates. 
 2.1 “Automatic Exercise Date” means, with respect to an Option or a Stock Appreciation
Right, the last business day of the applicable Option term or Stock Appreciation Right term that was initially established by the Committee for such Option or Stock Appreciation Right. 

2.2 “Award” means an Option, a Restricted Stock award, a Stock Appreciation Right award, a Performance Share award, a
Performance Stock Unit award, a Dividend Equivalents award, a Stock Payment award, a Deferred Stock award, a Restricted Stock Unit award, a Performance Bonus Award, or a Performance-Based Award granted to a Participant pursuant to the Plan.

 2.3 “Award Agreement” means any written agreement, contract, or other instrument or document evidencing an
Award, including through electronic medium. 
 2.4 “Board” means the Board of Directors of the Company.

 2.5 “Change in Control” means: 

(a) A transaction or series of transactions (other than an offering of Stock to the general public through a registration
statement filed with the Securities and Exchange Commission) whereby any “person” or related “group” of “persons” (as such terms are used in Sections 13(d) and 14(d)(2) of the Exchange Act) (other than the Company, any
of its subsidiaries, an employee benefit plan maintained by the Company or any of its subsidiaries or a “person” that, prior to such transaction, directly or indirectly controls, is controlled by, or is under common control with, the
Company) directly or indirectly acquires beneficial ownership (within the meaning of Rule 13d-3 under the Exchange Act) of securities of the Company possessing more than 50% of the total combined voting power of the Company’s securities
outstanding immediately after such acquisition; or 
 (b) During any twelve-month period, individuals who, at the
beginning of such period, constitute the Board together with any new director(s) (other than a director designated by a person who shall have entered into an agreement with the Company to effect a transaction described in Section 2.4(a) or
Section 2.4(c)) whose election by the Board or nomination for election by the Company’s stockholders was approved by a vote of at least a majority of the directors then still in office who either were directors at the beginning of the
twelve-month period or whose election or nomination for election was previously so approved, cease for any reason to constitute a majority thereof; or 

 (c) The consummation by the Company (whether directly involving the Company
or indirectly involving the Company through one or more intermediaries) of (x) a merger, consolidation, reorganization, or business combination or (y) a sale or other disposition of all or substantially all of the Company’s assets in
any single transaction or series of related transactions or (z) the acquisition of assets or stock of another entity, in each case other than a transaction: 

(i) Which results in the Company’s voting securities outstanding immediately before the transaction continuing to
represent (either by remaining outstanding or by being converted into voting securities of the Company or the person that, as a result of the transaction, controls, directly or indirectly, the Company or owns, directly or indirectly, all or
substantially all of the Company’s assets or otherwise succeeds to the business of the Company (the Company or such person, the “Successor Entity”)) directly or indirectly, at least a majority of the combined voting power of
the Successor Entity’s outstanding voting securities immediately after the transaction, and 
 (ii) After
which no person or group beneficially owns voting securities representing 35% or more of the combined voting power of the Successor Entity; provided, however, that no person or group shall be treated for purposes of this
Section 2.4(c)(ii) as beneficially owning 35% or more of combined voting power of the Successor Entity solely as a result of the voting power held in the Company prior to the consummation of the transaction; or 

(d) The Company’s stockholders approve a liquidation or dissolution of the Company. 

The Committee shall have full and final authority, which shall be exercised in its discretion, to determine conclusively whether a Change in Control of
the Company has occurred pursuant to the above definition, and the date of the occurrence of such Change in Control and any incidental matters relating thereto. Notwithstanding anything herein or in any Award Agreement to the contrary, if a Change
in Control constitutes a payment event with respect to any Award which provides for a deferral of compensation that is subject to Section 409A of the Code, the transaction or event described in subsection (a), (b), (c) or (d) must
also constitute a “change in control event,” as defined in Treasury Regulation §1.409A-3(i)(5), in order to constitute a Change in Control for purposes of payment of such Award. 

2.6 “Code” means the Internal Revenue Code of 1986, as amended, together with the regulations and other official
guidance promulgated thereunder. 
 2.7 “Committee” means the committee of the Board described in
Article 12. 
 2.8 “Consultant” means any consultant or adviser if: (a) the consultant or adviser
renders bona fide services to the Company; (b) the services rendered by the consultant or adviser are not in connection with the offer or sale of securities in a capital-raising transaction and do not directly or indirectly promote or maintain
a market for the Company’s securities; and (c) the consultant or adviser is a natural person who has contracted directly with the Company to render such services. 
 2.9 “Covered Employee” means an Employee who is, or could be, a “covered employee” within the meaning of Section 162(m) of the Code. 

2.10 “Deferred Stock” means a right to receive a specified number of shares of Stock during specified time periods
pursuant to Section 8.5. 
 2.11 “Disability” means that the Participant qualifies to receive long-term
disability payments under the Company’s long-term disability insurance program, as it may be amended from time to time or, if no such plan is applicable to a Participant, as determined in the sole discretion of the Committee. Notwithstanding
anything herein or in any Award Agreement to the contrary, if a Disability constitutes a payment event with respect to any Award which provides for a deferral of compensation that is subject to Section 409A of the Code, the Participant shall
only experience a Disability hereunder for purposes of the payment of such Award if the Participant is “disabled” within the meaning of Treasury Regulation Section 1.409A-3(i)(4). 

2.12 “Dividend Equivalents” means a right granted to a Participant pursuant to Section 8.3 to receive the
equivalent value (in cash or Stock) of dividends paid on Stock. 
 2.13 “DRO” means a “domestic relations
order” as defined under Title I of the Employee Retirement Income Security Act of 1974, as amended from time to time, or the rules thereunder. 

 2.14 “Effective Date” shall have the meaning set forth in
Section 13.1. 
 2.15 “Eligible Individual” means any person who is an Employee, a Consultant or an
Independent Director, as determined in the sole discretion of the Committee. 
 2.16 “Employee” means any
officer or other employee (as defined in accordance with Section 3401(c) of the Code) of the Company or any Subsidiary. 

2.17 “Equity Restructuring” means a nonreciprocal transaction between the Company and its stockholders, such as a stock
dividend, stock split, spin-off, rights offering or recapitalization through a large, nonrecurring cash dividend, that affects the number or kind of shares of Stock (or other securities of the Company) or the share price of Stock (or other
securities) and causes a change in the per share value of the Stock underlying outstanding Awards. 
 2.18 “Exchange
Act” means the Securities Exchange Act of 1934, as amended. 
 2.19 “Fair Market Value” means, as of
any given date, the value of a share of Stock determined as follows: 
 (a) If the Stock is listed on any established stock
exchange (such as the New York Stock Exchange, the NASDAQ Global Market and the NASDAQ Global Select Market) or national market system, its Fair Market Value shall be the closing sales price for a share of Stock as quoted on such exchange or system
for such date or, if there is no closing sales price for a share of Stock on the date in question, the closing sales price for a share of Stock on the last preceding date for which such quotation exists, as reported in The Wall Street Journal or
such other source as the Committee deems reliable; 
 (b) If the Stock is not listed on an established stock exchange or
national market system, but the Stock is regularly quoted by a recognized securities dealer, its Fair Market Value shall be the mean of the high bid and low asked prices for such date or, if there are no high bid and low asked prices for a share of
Stock on such date, the high bid and low asked prices for a share of Stock on the last preceding date for which such information exists, as reported in The Wall Street Journal or such other source as the Committee deems reliable; or 

(c) If the Stock is neither listed on an established stock exchange or a national market system nor regularly quoted by a recognized
securities dealer, its Fair Market Value shall be established by the Committee in good faith. 
 2.20 “Full Value
Award” means any non-cash Award other than an Option or Stock Appreciation Right. 
 2.21 “Incentive Stock
Option” means an Option that is intended to meet the requirements of Section 422 of the Code or any successor provision thereto. 
 2.22 “Independent Director” means a member of the Board who is not an Employee of the Company. 
 2.23 “Non-Employee Director” means a member of the Board who qualifies as a “Non-Employee Director” as defined in Rule 16b-3(b)(3) under the Exchange Act, or any successor
rule. 
 2.24 “Non-Qualified Stock Option” means an Option that is not intended to be an Incentive Stock Option
or which is designated as an Incentive Stock Option but does not meet the applicable requirements of Section 422 of the Code. 
 2.25 “Option” means a right granted to a Participant pursuant to Article 5 of the Plan to purchase a specified number of shares of Stock at a specified price during specified time
periods. An Option may be either an Incentive Stock Option or a Non-Qualified Stock Option. 
 2.26
“Participant” means any Eligible Individual who, as a member of the Board, Consultant or Employee, has been granted an Award pursuant to the Plan. 
 2.27 “Performance-Based Award” means an Award granted to selected Covered Employees pursuant to Section 8.7, but which is subject to the terms and conditions set forth in
Article 9. All Performance-Based Awards are intended to qualify as Qualified Performance-Based Compensation. 
 2.28
“Performance Bonus Award” shall have the meaning set forth in Section 8.7. 

 2.29 “Performance Criteria” means the criteria that the Committee selects
for purposes of establishing the Performance Goal or Performance Goals for a Participant for a Performance Period. The Performance Criteria that will be used to establish Performance Goals are limited to the following: net earnings (either before or
after interest, taxes, depreciation and amortization), economic value-added, sales or revenue, net income (either before or after taxes), operating earnings, cash flow (including, but not limited to, operating cash flow and free cash flow), cash
flow return on capital, return on net assets, return on stockholders’ equity, return on assets, return on capital, stockholder returns, return on sales, gross or net profit margin, productivity, expense, margins, operating efficiency,
achievement of milestones related to the development of projects utilizing the Company’s or any Subsidiary’s technologies, customer satisfaction, working capital, earnings per share, price per share of Stock, and market share, any of which
may be measured either in absolute terms, as compared to any incremental increase, relative to the results of another company or companies, or upon a comparison of any indicator of Company performance to the performance of another company or
companies. The Committee shall define in an objective fashion the manner of calculating the Performance Criteria it selects to use for such Performance Period for such Participant. 

2.30 “Performance Goals” means, for a Performance Period, the goals established in writing by the Committee for the
Performance Period based upon the Performance Criteria. Depending on the Performance Criteria used to establish such Performance Goals, the Performance Goals may be expressed in terms of overall Company performance or the performance of a
Subsidiary, division, business unit, or an individual. The Committee, in its discretion, may, within the time prescribed by Section 162(m) of the Code, adjust or modify the calculation of Performance Goals for such Performance Period in order
to prevent the dilution or enlargement of the rights of Participants (a) in the event of, or in anticipation of, any unusual or extraordinary corporate item, transaction, event, or development, or (b) in recognition of, or in anticipation
of, any other unusual or nonrecurring events affecting the Company or any of its Subsidiaries, or the financial statements of the Company or any of its Subsidiaries, or in response to, or in anticipation of, changes in applicable laws, regulations,
accounting principles, or business conditions. 
 2.31 “Performance Period” means the one or more periods of
time, which may be of varying and overlapping durations, as the Committee may select, over which the attainment of one or more Performance Goals will be measured for the purpose of determining a Participant’s right to, and the payment of, a
Performance-Based Award. 
 2.32 “Performance Share” means a right granted to a Participant pursuant to
Section 8.1, to receive Stock, the payment of which is contingent upon achieving certain Performance Goals or other performance-based targets established by the Committee. 

2.33 “Performance Stock Unit” means a right granted to a Participant pursuant to Section 8.2, to receive Stock, the
payment of which is contingent upon achieving certain Performance Goals or other performance-based targets established by the Committee. 
 2.34 “Prior Plan” means any stock incentive plan adopted by the Company on or prior to May 18, 2009, the date on which the Company’s 2009 Incentive Award Plan was first adopted
by the Company. 
 2.35 “Qualified Performance-Based Compensation” means any compensation that is intended to
qualify as “qualified performance-based compensation” as described in Section 162(m)(4)(C) of the Code. 
 2.36
“Second Restatement Date” means June 4, 2013, the date on which the Plan, as amended and restated, was approved by the Company’s stockholders and became effective. 

2.37 “Restricted Stock” means Stock awarded to a Participant pursuant to Article 6 that is subject to certain
restrictions and may be subject to risk of forfeiture. 
 2.38 “Restricted Stock Unit” means an Award granted
pursuant to Section 8.6. 
 2.39 “Securities Act” shall mean the Securities Act of 1933, as amended.

 2.40 “Share Limit” shall have the meaning set forth in Section 3.1. 

2.41 “Stock” means the common stock of the Company, par value $0.01 per share, and such other securities of the Company
that may be substituted for Stock pursuant to Article 11. 
 2.42 “Stock Appreciation Right” or
“SAR” means a right granted pursuant to Article 7 to receive a payment equal to the excess of the Fair Market Value of a specified number of shares of Stock on the date the SAR is exercised over the Fair Market Value on the
date the SAR was granted as set forth in the applicable Award Agreement. 

 2.43 “Stock Payment” means (a) a payment in the form of shares of
Stock, or (b) an option or other right to purchase shares of Stock, as part of any bonus, deferred compensation or other arrangement, made in lieu of all or any portion of the bonus, deferred compensation or other arrangement, granted pursuant
to Section 8.4. 
 2.44 “Subsidiary” means any “subsidiary corporation” as defined in
Section 424(f) of the Code and any applicable regulations promulgated thereunder or any other entity of which a majority of the outstanding voting stock or voting power is beneficially owned directly or indirectly by the Company. 

2.45 “Substitute Awards” shall mean Awards granted or shares of Stock issued by the Company in assumption of, or in
substitution or exchange for, awards previously granted, or the right or obligation to make future awards, in each case by a company acquired by the Company or any Subsidiary or with which the Company or any Subsidiary combines. 

ARTICLE 3. 

SHARES SUBJECT TO THE PLAN 
 3.1 Number of Shares. 
 (a) Subject to Article 11 and
Section 3.1(b) hereof, the aggregate number of shares of Stock which may be issued or transferred pursuant to Awards under the Plan is 11,980,000 shares (the “Share Limit”), less (i) one (1) share for each share of
Stock subject to an Option or Stock Appreciation Right granted under the First Restated Plan after December 31, 2012 and on or prior to the Second Restatement Date, and (ii) one and one-half (1.5) shares for each share of Stock
subject to any Full Value Award granted under the First Restated Plan after December 31, 2012 and on or prior to the Second Restatement Date. For the avoidance of doubt, the Share Limit includes 8,400,000 shares that are reserved pursuant to
the Plan as of the Second Restatement Date plus 3,580,000 shares which remain available for grant under the First Restated Plan as of December 31, 2012 (and does not include any portion of the authorized share limit under the First Restated
Plan that was no longer available for the grant of new awards as of December 31, 2012). Any shares of Stock that are subject to Options or Stock Appreciation Rights granted under the Second Restated Plan shall be counted against the Share Limit
as one (1) share for each share of Stock subject to such Option or Stock Appreciation Right, and any shares of Stock that are granted or delivered under the Second Restated Plan in settlement of any Full Value Awards shall be counted against
the Share Limit as one and one-half (1.5) shares of Stock for each share of Stock subject to such Full Value Award. 
 (b) Except as expressly provided in Section 3.1(b)(y) below with respect to Stock Appreciation Rights (or any stock appreciation rights granted under any Prior Plan), to the extent that (i) any
shares of Stock subject to an Award are forfeited, an Award terminates, expires or lapses for any reason or such Award is settled (in whole or in part) in cash (including, for the avoidance of doubt, any such Awards granted under the original 2009
Incentive Award Plan or the First Restated Plan) or (ii) after December 31, 2012, any shares of Stock subject to an award granted under any Prior Plan are forfeited, any award granted under any Prior Plan terminates, expires, or lapses for
any reason or any such award is settled (in whole or in part) in cash, in each such case, any shares of Stock subject to the Award or award, as applicable, shall, to the extent of such forfeiture, termination, expiration, forfeiture or cash
settlement, be added back to the Share Limit and again be available for Awards under the Plan in accordance with Section 3.1(d) below. To the extent that, with respect to (A) any Full Value Award or (B) after December 31, 2012,
any equity incentive award other than a stock option or stock appreciation right, in either case, that is granted under any Prior Plan, tax withholding obligations arising in connection with any such Award or award are satisfied by the tendering of
shares of Stock (either actually or by attestation) or by the withholding of shares of Stock by the Company, the shares so tendered or withheld shall again become available for Awards under the Plan in accordance with Section 3.1(d) below.
Notwithstanding anything to the contrary contained herein, the following shares of Stock shall not be added back to the Share Limit: (x) shares of Stock tendered or withheld to satisfy any exercise or strike price or tax withholding obligations
arising under or in connection with any Option or Stock Appreciation Right or, after December 31, 2012, any option or stock appreciation right granted under any Prior Plan, (y) shares of Stock subject to a Stock Appreciation Right or,
after December 31, 2012, a stock appreciation right granted under any Prior Plan, in either case, that are not issued in connection with the Stock settlement thereof, or (z) shares of Stock reacquired by the Company on the open market or
otherwise using cash proceeds from the exercise of an Option or, after December 31, 2012, any option granted under any Prior Plan. The payment of Dividend Equivalents in cash in conjunction with any outstanding Awards shall not be counted
against the shares available for issuance under the Plan. Notwithstanding the provisions of this Section 3.1, no shares of Stock may again be optioned, granted or awarded if such action would cause an Incentive Stock Option to fail to qualify
as an incentive stock option under Section 422 of the Code. 

 (c) Substitute Awards shall not reduce the Share Limit or count against the
limitations on grants to a Participant contained in Section 3.3 below, nor shall shares of Stock subject to a Substitute Award again become available for grants of Awards under the Plan as provided in Section 3.1(b) above. Additionally, in
the event that a company acquired by the Company or any Subsidiary or with which the Company or any Subsidiary combines has shares available under a pre-existing plan approved by its stockholders and not adopted in contemplation of such acquisition
or combination, the shares available for grant pursuant to the terms of such pre-existing plan (as adjusted, to the extent appropriate, using the exchange ratio or other adjustment or valuation ratio or formula used in such acquisition or
combination to determine the consideration payable to the holders of common stock of the entities party to such acquisition or combination) may be used for grants of Awards under the Plan and shall not reduce the Share Limit (and shares subject to
such Awards shall not again be available for Awards under the Plan as provided in Section 3.1(b) above); provided that Awards using such available shares shall not be made after the date awards or grants could have been made under the terms of
the pre-existing plan, absent the acquisition or combination, and shall only be made to individuals who were not Employees or Directors prior to such acquisition or combination. 

(d) To the extent that shares of Stock are added back to the Share Limit and again become available for grant under the
Plan in accordance with Section 3.1(b) above, such shares of Stock shall be added back as (i) one (1) share for each share of Stock subject to an Option or Stock Appreciation Right granted under the Plan (including, for the avoidance
of doubt, any such Awards granted under the original 2009 Incentive Award Plan or the First Restated Plan) or an option or stock appreciation right granted under any Prior Plan, and (ii) as one and one-half (1.5) shares for each share of
Stock subject to a Full Value Award granted under the Plan (including, for the avoidance of doubt, any such Awards granted under the original 2009 Incentive Award Plan or the First Restated Plan) or an award other than an option or stock
appreciation right granted under any Prior Plan. 
 3.2 Stock Distributed. Any Stock distributed pursuant to an Award may
consist, in whole or in part, of authorized and unissued Stock, treasury Stock or Stock purchased on the open market. 
 3.3
Limitation on Number of Shares Subject to Awards. Notwithstanding any provision in the Plan to the contrary, and subject to Article 11, (a) the maximum number of shares of Stock that may be granted to any one Eligible Individual
during any one calendar year shall be (i) 6,774,500 shares with respect to Options, (ii) 6,774,500 shares with respect to Stock Appreciation Rights, and (iii) 6,774,500 shares with respect to Full Value Awards, and grants of any one
such type of Award shall not reduce the number of shares that may be granted subject to any other such type of Award during the same period, (b) during any one calendar year, no Participant may be granted Performance-Based Awards (including,
without limitation, Performance Bonus Awards) denominated in cash under which more than $2,000,000 may be earned with respect to any twelve (12)-month period occurring during the applicable Performance Period, and (c) the maximum grant date
value of any Awards granted to any Non-Employee Director during any one calendar year shall be $275,000; provided, that, notwithstanding the foregoing, the maximum number of shares of Stock and the maximum amount that may be earned in cash,
in each case, by any newly-hired Employee during the calendar year in which such newly-hired Employee is hired shall be equal to two (2) times the foregoing limits. 
 ARTICLE 4. 
 ELIGIBILITY AND PARTICIPATION 

4.1 Eligibility. Each Eligible Individual shall be eligible to be granted one or more Awards pursuant to the Plan. 

4.2 Participation. Subject to the provisions of the Plan, the Committee may, from time to time, select from among all Eligible
Individuals, those to whom Awards shall be granted and shall determine the nature and amount of each Award. No Eligible Individual shall have any right to be granted an Award pursuant to this Plan. No individual who is not an Eligible Individual
shall be granted any Award under this Plan. 
 4.3 Foreign Participants. Notwithstanding any provision of the Plan to the
contrary, in order to comply with the laws in other countries in which the Company and its Subsidiaries operate or have Eligible Individuals, the Committee, in its sole discretion, shall have the power and authority to: (i) determine which
Subsidiaries shall be covered by the Plan; (ii) determine which Eligible Individuals outside the United States are eligible to participate in the Plan; (iii) modify the terms and conditions of any Award granted to Eligible Individuals
outside the United States to comply with applicable foreign laws; (iv) establish subplans and modify exercise procedures and other terms and procedures, to the extent such actions may be necessary or advisable (any such subplans and/or
modifications shall be attached to this Plan as appendices); provided, however, that no such subplans and/or modifications shall increase the share limitations contained in Sections 3.1 and 3.3 of the Plan; and (v) take any action, before or
after an Award is made, that it deems advisable to obtain approval or comply with any necessary local governmental regulatory exemptions or approvals. Notwithstanding the foregoing, the Committee may not take any actions hereunder, and no Awards
shall be granted, that would violate the Exchange Act, the Code, any securities law or governing statute or any other applicable law. 

 ARTICLE 5. 
 STOCK OPTIONS 
 5.1 General. The Committee is authorized to grant
Options to Eligible Individuals on the following terms and conditions: 
 (a) Exercise Price. The exercise
price per share of Stock subject to an Option shall be determined by the Committee and set forth in the Award Agreement; provided, that, subject to Section 5.2(d), the exercise price for any Option shall not be less than 100% of the Fair Market
Value of a share of Stock on the date of grant. 
 (b) Time and Conditions of Exercise. The Committee
shall determine the time or times at which an Option may be exercised in whole or in part; provided that the term of any Option granted under the Plan shall not exceed ten years. The Committee shall also determine the performance or other
conditions, if any, that must be satisfied before all or part of an Option may be exercised. 
 (c)
Payment. The Committee shall determine the methods by which the exercise price of an Option may be paid, the form of payment, including, without limitation: (i) cash, (ii) shares of Stock (including shares of Stock otherwise
issuable pursuant to the exercise of the Option) held for such period of time as may be required by the Committee in order to avoid adverse accounting consequences and having a Fair Market Value on the date of delivery equal to the aggregate
exercise price of the Option or exercised portion thereof, or (iii) other property acceptable to the Committee (including through the delivery of a notice that the Participant has placed a market sell order with a broker with respect to shares
of Stock then issuable upon exercise of the Option, and that the broker has been directed to pay a sufficient portion of the net proceeds of the sale to the Company in satisfaction of the Option exercise price; provided that payment of such proceeds
is then made to the Company upon settlement of such sale), and the methods by which shares of Stock shall be delivered or deemed to be delivered to Participants. Notwithstanding any other provision of the Plan to the contrary, no Participant who is
a member of the Board or an “executive officer” of the Company within the meaning of Section 13(k) of the Exchange Act shall be permitted to pay the exercise price of an Option, or continue any extension of credit with respect to the
exercise price of an Option with a loan from the Company or a loan arranged by the Company in violation of Section 13(k) of the Exchange Act. 
 (d) Evidence of Grant. All Options shall be evidenced by an Award Agreement between the Company and the Participant. The Award Agreement shall include such additional provisions as may be specified
by the Committee. 
 (e) Automatic Exercise of In-the-Money Options. Except as otherwise provided by the
Committee (in an Award Agreement or otherwise), as may be prohibited by applicable law or regulation or as otherwise directed by the Participant in writing to the Company, each Option that is outstanding on the applicable Automatic Exercise Date and
has an exercise price per share that is less than the Fair Market Value per share of Stock as of such date shall automatically and without further action by the Participant or the Company be exercised on such date. Unless otherwise determined by the
Committee, payment of the exercise price of any such Option shall be made pursuant to Section 5.1(c)(ii) above and the Company shall deduct or withhold an amount sufficient to satisfy all taxes associated with such exercise in accordance with
Section 15.3. For the avoidance of doubt, no Option with an exercise price per share that is equal to or greater than the Fair Market Value per share of Stock on the Automatic Exercise Date shall be exercised pursuant to this
Section 5.1(e). 
 5.2 Incentive Stock Options. Incentive Stock Options shall be granted only to Eligible
Individuals who are Employees and the terms of any Incentive Stock Options granted pursuant to the Plan, in addition to the requirements of Section 5.1, must comply with the provisions of this Section 5.2. 

(a) Expiration. Subject to Section 5.2(c), an Incentive Stock Option shall expire and may not be exercised to
any extent by anyone after the first to occur of the following events: 
 (i) Ten (10) years from the date
it is granted, unless an earlier time is set in the Award Agreement; 

 (ii) Six (6) months after the Participant’s termination of
employment as an Employee other than on account of the Participant’s Disability or death, provided, that any exercise of an Option more than three months after the Participant’s termination of employment as an Employee on account of
the Participant’s Disability or death shall cause such Option to be treated as a Non-Qualified Stock Option; and 
 (iii) One (1) year after the date of the Participant’s termination of employment or service on account of Disability or death. Upon the Participant’s Disability or death, any Incentive
Stock Options exercisable at the Participant’s Disability or death may be exercised by the Participant’s legal representative or representatives, by the person or persons entitled to do so pursuant to the Participant’s last will and
testament, or, if the Participant fails to make testamentary disposition of such Incentive Stock Option or dies intestate, by the person or persons entitled to receive the Incentive Stock Option pursuant to the applicable laws of descent and
distribution. 
 (b) Dollar Limitation. The aggregate Fair Market Value (determined as of the time the
Option is granted) of all shares of Stock with respect to which Incentive Stock Options are first exercisable by a Participant in any calendar year may not exceed $100,000 or such other limitation as imposed by Section 422(d) of the Code, or
any successor provision. To the extent that Incentive Stock Options are first exercisable by a Participant in excess of such limitation, the excess shall be considered Non-Qualified Stock Options. 

(c) Ten Percent Owners. An Incentive Stock Option shall be granted to any individual who, at the date of grant,
owns stock possessing more than ten (10) percent of the total combined voting power of all classes of Stock of the Company only if such Option is granted at a price that is not less than 110% of Fair Market Value on the date of grant and the
Option is exercisable for no more than five (5) years from the date of grant. 
 (d) Notice of
Disposition. The Participant shall give the Company prompt notice of any disposition of shares of Stock acquired by exercise of an Incentive Stock Option within (i) two (2) years from the date of grant of such Incentive Stock Option or
(ii) one (1) year after the transfer of such shares of Stock to the Participant. 
 (e) Right to
Exercise. During a Participant’s lifetime, an Incentive Stock Option may be exercised only by the Participant. 
 (f) Failure to Meet Requirements. Any Option (or portion thereof) purported to be an Incentive Stock Option, which, for any reason, fails to meet the requirements of Section 422 of the Code
shall be considered a Non-Qualified Stock Option. 
 5.3 Granting of Options to Independent Directors. The Board may from
time to time, in its sole discretion, and subject to the limitations of the Plan: 
 (a) Select from among the
Independent Directors (including Independent Directors who have previously been granted Options under the Plan) such of them as in its opinion should be granted Options; 

(b) Subject to Section 3.3, determine the number of shares of Stock that may be purchased upon exercise of the
Options granted to such selected Independent Directors; and 
 (c) Subject to the provisions of this
Article 5, determine the terms and conditions of such Options, consistent with the Plan. 
 Options granted to Independent Directors shall
be Non-Qualified Stock Options. 
 ARTICLE 6. 
 RESTRICTED STOCK AWARDS 
 6.1 Grant of Restricted Stock. The
Committee is authorized to make Awards of Restricted Stock to any Participant selected by the Committee in such amounts and subject to such terms and conditions as determined by the Committee. All Awards of Restricted Stock shall be evidenced by an
Award Agreement. 
 6.2 Issuance and Restrictions. Restricted Stock shall be subject to such restrictions on
transferability and other restrictions as the Committee may impose (including, without limitation, limitations on the right to vote Restricted Stock or the right to receive dividends on the Restricted Stock). These restrictions may lapse separately
or in combination at such times, pursuant to such circumstances, in such installments, or otherwise, as the Committee determines at the time of the grant of the Award or thereafter. 

 6.3 Forfeiture. Except as otherwise determined by the Committee at the time of the
grant of the Award or thereafter, upon termination of employment or service during the applicable restriction period, Restricted Stock that is at that time subject to restrictions shall be forfeited; provided, however, that the Committee may
(a) provide in any Restricted Stock Award Agreement that restrictions or forfeiture conditions relating to Restricted Stock will be waived in whole or in part in the event of terminations resulting from specified causes, and (b) in other
cases waive in whole or in part restrictions or forfeiture conditions relating to Restricted Stock. 
 6.4 Certificates for
Restricted Stock. Restricted Stock granted pursuant to the Plan may be evidenced in such manner as the Committee shall determine. If certificates representing shares of Restricted Stock are registered in the name of the Participant, certificates
must bear an appropriate legend referring to the terms, conditions, and restrictions applicable to such Restricted Stock, and the Company may, at its discretion, retain physical possession of the certificate until such time as all applicable
restrictions lapse. 
 ARTICLE 7. 
 STOCK APPRECIATION RIGHTS 
 7.1 Grant of Stock Appreciation Rights.

 (a) A Stock Appreciation Right may be granted to any Participant selected by the Committee. A Stock
Appreciation Right shall be subject to such terms and conditions not inconsistent with the Plan as the Committee shall impose and shall be evidenced by an Award Agreement. 

(b) A Stock Appreciation Right shall entitle the Participant (or other person entitled to exercise the Stock Appreciation
Right pursuant to the Plan) to exercise all or a specified portion of the Stock Appreciation Right (to the extent then exercisable pursuant to its terms) and to receive from the Company an amount equal to the product of (i) the excess of
(A) the Fair Market Value of the Stock on the date the Stock Appreciation Right is exercised over (B) the Fair Market Value of the Stock on the date the Stock Appreciation Right was granted (or such greater value as the Committee shall
determine at the time of grant of the Stock Appreciation Right) and (ii) the number of shares of Stock with respect to which the Stock Appreciation Right is exercised, subject to any limitations the Committee may impose. 

(c) The Committee shall determine the time or times a Stock Appreciation Right may be exercised in
whole or in part; provided that the term of any Stock Appreciation Right granted under the Plan shall not exceed ten (10) years. Notwithstanding anything contained in the Plan or in any Award Agreement to the contrary, in the event that any
Stock Appreciation Right would by its terms expire, other than due to a termination for Cause, during a period in which the Participant cannot exercise the Stock Appreciation Right because such exercise would violate an applicable federal, state,
local or foreign law, then the term of the Stock Appreciation Right shall be extended and shall instead expire at the end of the thirtieth (30th) day following the date on which such exercise would no longer violate any such law, but only if and to the
extent that such alternate expiration date would not constitute a “modification” or an “extension” of a stock right within the meaning Section 409A of the Code. 

7.2 Payment and Limitations on Exercise. 
 (a) Subject to Section 7.2(b), payment of the amounts determined under Section 7.1(b) above shall be in cash, in Stock (based on its Fair Market Value as of the date the Stock Appreciation Right
is exercised) or a combination of both, as determined by the Committee in the Award Agreement. 
 (b) To the
extent any payment under Section 7.1(b) is effected in Stock, it shall be made subject to satisfaction of all provisions of Article 5 above pertaining to Options. 
 7.3 Automatic Exercise of In-the-Money Stock Appreciation Rights. Except as otherwise provided by the Committee (in an Award Agreement or otherwise), as may be prohibited by applicable law or
regulation or as otherwise directed by the Participant in writing to the Company, each Stock Appreciation Right that is outstanding on the applicable Automatic Exercise Date and has a strike price per share that is less than the Fair Market Value
per share of Stock as of such date shall automatically and without further action by the Participant or the Company be exercised on such date. The Company shall deduct or withhold an amount sufficient to satisfy all taxes associated with such
exercise in accordance with Section 15.3. For the avoidance of doubt, no Stock Appreciation Right with a strike price per share that is equal to or greater than the Fair Market Value per share of Stock on the Automatic Exercise Date shall be
exercised pursuant to this Section 7.3. 

 ARTICLE 8. 
 OTHER TYPES OF AWARDS 
 8.1 Performance Share Awards. Any
Participant selected by the Committee may be granted one or more Performance Share awards which shall be denominated in a number of shares of Stock and which may be linked to any one or more of the Performance Criteria or other specific performance
criteria determined appropriate by the Committee, in each case on a specified date or dates or over any period or periods determined by the Committee. In making such determinations, the Committee shall consider (among such other factors as it deems
relevant in light of the specific type of award) the contributions, responsibilities and other compensation of the particular Participant. 
 8.2 Performance Stock Units. Any Participant selected by the Committee may be granted one or more Performance Stock Unit awards which shall be denominated in unit equivalent of shares of Stock
and/or units of value including dollar value of shares of Stock and which may be linked to any one or more of the Performance Criteria or other specific performance criteria determined appropriate by the Committee, in each case on a specified date
or dates or over any period or periods determined by the Committee. In making such determinations, the Committee shall consider (among such other factors as it deems relevant in light of the specific type of award) the contributions,
responsibilities and other compensation of the particular Participant. 
 8.3 Dividend Equivalents. 

(a) Any Participant selected by the Committee may be granted Dividend Equivalents based on the dividends declared on the
shares of Stock that are subject to any Award, to be credited as of dividend payment dates, during the period between the date the Award is granted and the date the Award is exercised, vests or expires, as determined by the Committee. Such Dividend
Equivalents shall be converted to cash or additional shares of Stock by such formula and at such time and subject to such limitations as may be determined by the Committee. Notwithstanding the foregoing, to the extent that any dividend equivalents
are credited with respect to shares of Stock underlying a Performance-Based Award, Performance Share Award or Performance Stock Unit, such dividend equivalents shall be subject to the same vesting conditions applicable to the Performance-Based
Award, Performance Share Award or Performance Stock Unit in respect of which such dividend equivalents are credited and shall not be paid to the Participant holding such Award unless, until and to the extent that the Award vests. 

(b) Notwithstanding anything herein to the contrary, no Dividend Equivalents shall be payable with respect to Options or
SARs, provided, that this Section 8.3(b) shall not limit the Company’s ability to adjust Awards in accordance with Section 11.1, including without limitation, in the event of an extraordinary dividend. 

8.4 Stock Payments. Subject to Section 10.5(b), any Participant selected by the Committee may receive Stock Payments in the
manner determined from time to time by the Committee; provided, that unless otherwise determined by the Committee, such Stock Payments shall be made in lieu of base salary, bonus, or other cash compensation otherwise payable to such Participant. The
number of shares shall be determined by the Committee and may be based upon the Performance Criteria or other specific performance criteria determined appropriate by the Committee, determined on the date such Stock Payment is made or on any date
thereafter. 
 8.5 Deferred Stock. Any Participant selected by the Committee may be granted an award of Deferred Stock in
the manner determined from time to time by the Committee. The number of shares of Deferred Stock shall be determined by the Committee and may be linked to the Performance Criteria or other specific performance criteria determined to be appropriate
by the Committee, in each case on a specified date or dates or over any period or periods determined by the Committee. Subject to Section 10.5(b), stock underlying a Deferred Stock award will not be issued until the Deferred Stock award has
vested, pursuant to a vesting schedule or performance criteria set by the Committee. Unless otherwise provided by the Committee, a Participant awarded Deferred Stock shall have no rights as a Company stockholder with respect to such Deferred Stock
until such time as the Deferred Stock Award has vested and the Stock underlying the Deferred Stock Award has been issued. 

 8.6 Restricted Stock Units. The Committee is authorized to make Awards of Restricted
Stock Units to any Participant selected by the Committee in such amounts and subject to such terms and conditions as determined by the Committee. At the time of grant, the Committee shall specify the date or dates on which the Restricted Stock Units
shall become fully vested and nonforfeitable, and may specify such conditions to vesting as it deems appropriate. At the time of grant, the Committee shall specify the maturity date applicable to each grant of Restricted Stock Units which shall be
no earlier than the vesting date or dates of the Award and may be determined at the election of the grantee. On the maturity date, the Company shall, subject to Section 10.5(b), transfer to the Participant one unrestricted, fully transferable
share of Stock for each Restricted Stock Unit scheduled to be paid out on such date and not previously forfeited. 
 8.7
Performance Bonus Awards. Any Participant selected by the Committee may be granted one or more Performance-Based Awards in the form of a cash bonus (a “Performance Bonus Award”) payable upon the attainment of Performance
Goals that are established by the Committee and relate to one or more of the Performance Criteria, in each case on a specified date or dates or over any period or periods determined by the Committee. Any such Performance Bonus Award paid to a
Covered Employee shall be based upon objectively determinable bonus formulas established in accordance with Article 9. 

8.8 Term. Except as otherwise provided herein, the term of any Award of Performance Shares, Performance Stock Units, Dividend
Equivalents, Stock Payments, Deferred Stock or Restricted Stock Units shall be set by the Committee in its discretion. 
 8.9
Exercise or Purchase Price. The Committee may establish the exercise or purchase price, if any, of any Award of Performance Shares, Performance Stock Units, Deferred Stock, Stock Payments or Restricted Stock Units; provided, however, that
such price shall not be less than the par value of a share of Stock on the date of grant, unless otherwise permitted by applicable state law. 
 8.10 Exercise upon Termination of Employment or Service. An Award of Performance Shares, Performance Stock Units, Dividend Equivalents, Deferred Stock, Stock Payments and Restricted Stock Units
shall only be exercisable or payable while the Participant is an Employee, Consultant or a member of the Board, as applicable; provided, however, that the Committee in its sole and absolute discretion may provide that an Award of Performance
Shares, Performance Stock Units, Dividend Equivalents, Stock Payments, Deferred Stock or Restricted Stock Units may be exercised or paid subsequent to a termination of employment or service, as applicable, or following a Change in Control of the
Company, or because of the Participant’s retirement, death or disability, or otherwise; provided, however, that any such provision with respect to Performance Shares or Performance Stock Units shall be subject to the requirements of
Section 162(m) of the Code that apply to Qualified Performance-Based Compensation. 
 8.11 Form of Payment. Payments
with respect to any Awards granted under this Article 8 shall be made in cash, in Stock or a combination of both, as determined by the Committee. 
 8.12 Award Agreement. All Awards under this Article 8 shall be subject to such additional terms and conditions as determined by the Committee and shall be evidenced by an Award Agreement.

 ARTICLE 9. 
 PERFORMANCE-BASED AWARDS 
 9.1 Purpose. The purpose of this
Article 9 is to provide the Committee the ability to qualify Awards other than Options and SARs and that are granted pursuant to Articles 6 and 8 as Qualified Performance-Based Compensation. If the Committee, in its discretion, decides to grant
a Performance-Based Award to a Covered Employee, the provisions of this Article 9 shall control over any contrary provision contained in Articles 6 or 8; provided, however, that the Committee may in its discretion grant Awards to Covered
Employees that are based on Performance Criteria or Performance Goals but that do not satisfy the requirements of this Article 9. 
 9.2 Applicability. This Article 9 shall apply only to those Covered Employees selected by the Committee to receive Performance-Based Awards. The designation of a Covered Employee as a
Participant for a Performance Period shall not in any manner entitle the Participant to receive an Award for the period. Moreover, designation of a Covered Employee as a Participant for a particular Performance Period shall not require designation
of such Covered Employee as a Participant in any subsequent Performance Period and designation of one Covered Employee as a Participant shall not require designation of any other Covered Employees as a Participant in such period or in any other
period. 

 9.3 Procedures with Respect to Performance-Based Awards. To the extent necessary to
comply with the Qualified Performance-Based Compensation requirements of Section 162(m)(4)(C) of the Code, with respect to any Award granted under Articles 6 or 8 which may be granted to one or more Covered Employees, no later than ninety
(90) days following the commencement of any fiscal year in question or any other designated fiscal period or period of service (or such other time as may be required or permitted by Section 162(m) of the Code), the Committee shall, in
writing, (a) designate one or more Covered Employees, (b) select the Performance Criteria applicable to the Performance Period, (c) establish the Performance Goals, and amounts of such Awards, as applicable, which may be earned for
such Performance Period, and (d) specify the relationship between Performance Criteria and the Performance Goals and the amounts of such Awards, as applicable, to be earned by each Covered Employee for such Performance Period. Following the
completion of each Performance Period, the Committee shall certify in writing whether the applicable Performance Goals have been achieved for such Performance Period. In determining the amount earned by a Covered Employee, the Committee shall have
the right to reduce or eliminate (but not to increase) the amount payable at a given level of performance to take into account additional factors that the Committee may deem relevant to the assessment of individual or corporate performance for the
Performance Period. 
 9.4 Payment of Performance-Based Awards. Unless otherwise provided in the applicable Award
Agreement, a Participant must be employed by the Company or a Subsidiary on the day a Performance-Based Award for such Performance Period is paid to the Participant. Furthermore, a Participant shall be eligible to receive payment pursuant to a
Performance-Based Award for a Performance Period only if the Performance Goals for such period are achieved. In determining the amount earned under a Performance-Based Award, the Committee may reduce or eliminate the amount of the Performance-Based
Award earned for the Performance Period, if in its sole and absolute discretion, such reduction or elimination is appropriate. 

9.5 Additional Limitations. Notwithstanding any other provision of the Plan, any Award which is granted to a Covered Employee and
is intended to constitute Qualified Performance-Based Compensation shall be subject to any additional limitations set forth in Section 162(m) of the Code (including any amendment to Section 162(m) of the Code) or any regulations or rulings
issued thereunder that are requirements for qualification as qualified performance-based compensation as described in Section 162(m)(4)(C) of the Code, and the Plan shall be deemed amended to the extent necessary to conform to such
requirements. 
 ARTICLE 10. 
 PROVISIONS APPLICABLE TO AWARDS 
 10.1 Stand-Alone and Tandem
Awards. Awards granted pursuant to the Plan may, in the discretion of the Committee, be granted either alone, in addition to, or in tandem with, any other Award granted pursuant to the Plan. Awards granted in addition to or in tandem with other
Awards may be granted either at the same time as or at a different time from the grant of such other Awards. 
 10.2 Award
Agreement. Awards under the Plan shall be evidenced by Award Agreements that set forth the terms, conditions and limitations for each Award which may include the term of an Award, the provisions applicable in the event the Participant’s
employment or service terminates, and the Company’s authority to unilaterally or bilaterally amend, modify, suspend, cancel or rescind an Award. 
 10.3 Limits on Transfer. No right or interest of a Participant in any Award may be pledged, encumbered, or hypothecated to or in favor of any party other than the Company or a Subsidiary, or shall
be subject to any lien, obligation, or liability of such Participant to any other party other than the Company or a Subsidiary, unless and until such Award has been exercised, or the shares of Stock underlying such Award have been issued, and all
restrictions applicable to such shares of Stock have lapsed, and any attempted disposition of an Award prior to the satisfaction of these conditions shall be null and void and of no effect, except to the extent that such disposition is permitted by
the immediately following sentence. Except as otherwise provided by the Committee, no Award shall be assigned, transferred, or otherwise disposed of by a Participant other than by will or the laws of descent and distribution or, subject to the
consent of the Committee, pursuant to a DRO, unless and until such Award has been exercised, or the shares of Stock underlying such Award have been issued, and all restrictions applicable to such shares of Stock have lapsed. The Committee by express
provision in the Award or an amendment thereto may permit an Award (other than an Incentive Stock Option) to be transferred to, exercised by and paid to certain persons or entities related to the Participant, including but not limited to members of
the Participant’s family, charitable institutions, or trusts or other entities whose beneficiaries or beneficial owners are members of the Participant’s family and/or charitable institutions, or to such other persons or entities as may be
expressly approved by the Committee, pursuant to such conditions and procedures as the Committee may establish. Any permitted transfer shall be subject to the condition that the Committee receive evidence satisfactory to it that the transfer is
being made for estate and/or tax planning purposes (or to a “blind trust” in connection with the Participant’s termination of employment or service with the Company or a Subsidiary to assume a position with a governmental, charitable,
educational or similar non-profit institution) and on a basis consistent with the Company’s lawful issue of securities. 

 10.4 Beneficiaries. Notwithstanding Section 10.3, a Participant may, in the
manner determined by the Committee, designate a beneficiary to exercise the rights of the Participant and to receive any distribution with respect to any Award upon the Participant’s death. A beneficiary, legal guardian, legal representative,
or other person claiming any rights pursuant to the Plan is subject to all terms and conditions of the Plan and any Award Agreement applicable to the Participant, except to the extent the Plan and Award Agreement otherwise provide, and to any
additional restrictions deemed necessary or appropriate by the Committee. If the Participant is married and resides in a community property state, a designation of a person other than the Participant’s spouse as his or her beneficiary with
respect to more than 50% of the Participant’s interest in the Award shall not be effective without the prior written consent of the Participant’s spouse. If no beneficiary has been designated or survives the Participant, payment shall be
made to the person entitled thereto pursuant to the Participant’s will or the laws of descent and distribution. Subject to the foregoing, a beneficiary designation may be changed or revoked by a Participant at any time provided the change or
revocation is filed with the Committee. 
 10.5 Stock Certificates; Book Entry Procedures. 

(a) Notwithstanding anything herein to the contrary, the Company shall not be required to issue or deliver any
certificates evidencing shares of Stock pursuant to the exercise of any Award, unless and until the Board has determined, with advice of counsel, that the issuance and delivery of such certificates is in compliance with all applicable laws,
regulations of governmental authorities and, if applicable, the requirements of any exchange on which the shares of Stock are listed or traded. All Stock certificates delivered pursuant to the Plan are subject to any stop-transfer orders and other
restrictions as the Committee deems necessary or advisable to comply with federal, state, or foreign jurisdiction, securities or other laws, rules and regulations and the rules of any national securities exchange or automated quotation system on
which the Stock is listed, quoted, or traded. The Committee may place legends on any Stock certificate to reference restrictions applicable to the Stock. In addition to the terms and conditions provided herein, the Board may require that a
Participant make such reasonable covenants, agreements, and representations as the Board, in its discretion, deems advisable in order to comply with any such laws, regulations, or requirements. The Committee shall have the right to require any
Participant to comply with any timing or other restrictions with respect to the settlement or exercise of any Award, including a window-period limitation, as may be imposed in the discretion of the Committee. 

(b) Notwithstanding any other provision of the Plan, unless otherwise determined by the Committee or required by any
applicable law, rule or regulation, the Company shall not deliver to any Participant certificates evidencing shares of Stock issued in connection with any Award and instead such shares of Stock shall be recorded in the books of the Company (or, as
applicable, its transfer agent or stock plan administrator). 
 10.6 Paperless Exercise. In the event that the Company
establishes, for itself or using the services of a third party, an automated system for the exercise of Awards, such as a system using an internet website or interactive voice response, then the paperless exercise of Awards by a Participant may be
permitted through the use of such an automated system. 
 10.7 Clawback Provisions. Notwithstanding anything herein to
the contrary, all Awards (including any proceeds, gains or other economic benefit actually or constructively received by the Participant upon any receipt or exercise of any Award or upon the receipt or resale of any shares of Stock underlying the
Award) shall be subject to the provisions of any clawback policy implemented by the Company (whether currently in effect or implemented by the Company following the Second Restatement Date), including, without limitation, any clawback policy adopted
to comply with the requirements of applicable law, including without limitation the Dodd-Frank Wall Street Reform and Consumer Protection Act and any rules or regulations promulgated thereunder, to the extent set forth in such claw-back policy.

 ARTICLE 11. 
 CHANGES IN CAPITAL STRUCTURE 
 11.1 Adjustments. 

(a) In the event of any stock dividend, stock split, reverse stock split, spin-off, combination or exchange of shares,
merger, consolidation, reorganization, recapitalization or other distribution (other than normal cash dividends) of Company assets to stockholders, an Equity Restructuring, or any other change affecting the shares of Stock or the share price of the
Stock, the Committee shall make equitable adjustments, if any, to the Plan and to outstanding Awards to reflect such change, taking into consideration accounting and tax consequences, with respect to (i) the aggregate number and kind of shares
that may be issued under the Plan (including, but not limited to, adjustments of the limitations in Section 3.1 above on the maximum number and kind of shares which may be issued under the Plan and adjustments of the award limits under
Section 3.3 of the Plan (other than to Awards denominated in cash)); (ii) the number and kind of shares of Stock (or other securities or property) subject to outstanding Awards; (iii) the terms and conditions of any outstanding Awards
(including, without limitation, any applicable performance targets or criteria with respect thereto and/or, if the Committee deems appropriate, the substitution of similar options to purchase the shares of, or other awards denominated in the shares
of, another company); and (iv) the grant or exercise price per share for any outstanding Awards under the Plan; provided, however, that the number of Shares subject to any outstanding Award shall always be a whole number. 

 (b) With respect to Awards which are granted to Covered Employees and are
intended to qualify as Performance-Based Compensation, no adjustment or action described in this Section 11.1 or in any other provision of the Plan shall be authorized to the extent that such adjustment or action would cause such Award to fail
to so qualify as Performance-Based Compensation, unless the Committee determines that the Award should not so qualify. No adjustment or action described in this Section 11.1 or in any other provision of the Plan shall be authorized to the
extent that such adjustment or action would cause the Plan to violate Section 422(b)(1) of the Code. Furthermore, no such adjustment or action shall be authorized to the extent such adjustment or action would result in short-swing profits
liability under Section 16 or violate the exemptive conditions of Rule 16b-3 unless the Committee determines that the Award is not to comply with such exemptive conditions. 

(c) The existence of the Plan, the Award Agreement and the Awards granted hereunder shall not affect or restrict in any
way the right or power of the Company or the stockholders of the Company to make or authorize any adjustment, recapitalization, reorganization or other change in the Company’s capital structure or its business, any merger or consolidation of
the Company, any issue of stock or of options, warrants or rights to purchase stock or of bonds, debentures, preferred or prior preference stocks whose rights are superior to or affect the Stock or the rights thereof or which are convertible into or
exchangeable for Stock, or the dissolution or liquidation of the Company, or any sale or transfer of all or any part of its assets or business, or any other corporate act or proceeding, whether of a similar character or otherwise. 

(d) No action shall be taken under this Section 11.1 which shall cause an Award to fail to comply with
Section 409A of the Code or the Treasury Regulations thereunder, to the extent applicable to such Award. 
 11.2
Acceleration Upon a Change in Control. 
 (a) With respect to an Award granted prior to November 2,
2009, notwithstanding any provision to the contrary contained herein or in any applicable Award Agreement or other written agreement entered into between the Company and a Participant, if a Change in Control occurs then, the treatment of such Award
shall be governed by the terms of the First Restated Plan or the original 2009 Incentive Award Plan, as applicable, as in effect on the date on which such Award was granted. 

(b) With respect to an Award granted on or after November 2, 2009: 

(i) Notwithstanding any other provision of the Plan, in the event of a Change in Control, each outstanding Award shall be
assumed or an equivalent Award substituted by the surviving or successor corporation or a parent or subsidiary of the surviving or successor corporation. 
 (ii) In the event that the surviving or successor corporation in a Change in Control declines for any reason to assume or provide an equivalent substitute for any Award, as determined by the pre-Change in
Control Committee in its sole discretion, the Committee shall cause all forfeiture restrictions applicable to such Award to lapse and such Award shall become fully vested and, as applicable, exercisable immediately prior to the consummation of such
transaction. If an Award’s applicable forfeiture restrictions lapse and such Award becomes vested (and exercisable, as applicable) in lieu of assumption or substitution of an equivalent award in connection with a Change in Control, the
Committee shall notify the Participant that the Award will be deemed to be exercised, if applicable, and, in any event, settled upon the occurrence of the Change in Control, and the Award shall terminate upon the Change in Control in exchange for
payment of the consideration payable in the Change in Control for such fully vested (and exercised, if applicable) Award. 

11.3 No Other Rights. Except as expressly provided in the Plan, no Participant shall have any rights by reason of any subdivision
or consolidation of shares of stock of any class, the payment of any dividend, any increase or decrease in the number of shares of stock of any class or any dissolution, liquidation, merger, or consolidation of the Company or any other corporation.
Except as expressly provided in the Plan or pursuant to action of the Committee under the Plan, no issuance by the Company of shares of stock of any class, or securities convertible into shares of stock of any class, shall affect, and no adjustment
by reason thereof shall be made with respect to, the number of shares of Stock subject to an Award or the grant or exercise price of any Award. 

 ARTICLE 12. 
 ADMINISTRATION 
 12.1 Committee. Unless and until the Board
delegates administration of the Plan to a Committee as set forth below, the Plan shall be administered by the full Board, and for such purposes the term “Committee” as used in this Plan shall be deemed to refer to the Board. The Board, at
its discretion or as otherwise necessary to comply with the requirements of Section 162(m) of the Code, Rule 16b-3 promulgated under the Exchange Act or to the extent required by any other applicable rule or regulation, shall delegate
administration of the Plan to a Committee. The Committee shall consist solely of two or more members of the Board each of whom is an “outside director,” within the meaning of Section 162(m) of the Code, a Non-Employee Director and an
“independent director” under the rules of the American Stock Exchange (or other principal securities market on which shares of Stock are traded). Notwithstanding the foregoing: (a) the full Board, acting by a majority of its members
in office, shall conduct the general administration of the Plan with respect to all Awards granted to Independent Directors and for purposes of such Awards the term “Committee” as used in this Plan shall be deemed to refer to the Board and
(b) the Committee may delegate its authority hereunder to the extent permitted by Section 12.5. Appointment of Committee members shall be effective upon acceptance of appointment. In its sole discretion, the Board may at any time and from
time to time exercise any and all rights and duties of the Committee under the Plan except with respect to matters which under Rule 16b 3 under the Exchange Act or Section 162(m) of the Code, or any regulations or rules issued thereunder,
are required to be determined in the sole discretion of the Committee. Committee members may resign at any time by delivering written notice to the Board. Vacancies in the Committee may only be filled by the Board. 

12.2 Action by the Committee. A majority of the Committee shall constitute a quorum. The acts of a majority of the members
present at any meeting at which a quorum is present, and acts approved in writing by a majority of the Committee in lieu of a meeting, shall be deemed the acts of the Committee. Each member of the Committee is entitled to, in good faith, rely or act
upon any report or other information furnished to that member by any officer or other employee of the Company or any Subsidiary, the Company’s independent certified public accountants, or any executive compensation consultant or other
professional retained by the Company to assist in the administration of the Plan. 
 12.3 Authority of Committee.
Subject to any specific designation in the Plan, the Committee has the exclusive power, authority and discretion to: 
 (a) Designate Participants to receive Awards; 
 (b) Determine the
type or types of Awards to be granted to each Participant; 
 (c) Determine the number of Awards to be granted
and the number of shares of Stock to which an Award will relate; 
 (d) Determine the terms and conditions of any
Award granted pursuant to the Plan, including, but not limited to, the exercise price, grant price, or purchase price, any restrictions or limitations on the Award, any schedule for lapse of forfeiture restrictions or restrictions on the
exercisability of an Award, and accelerations or waivers thereof, any provisions related to non-competition and recapture of gain on an Award, based in each case on such considerations as the Committee in its sole discretion determines; provided,
however, that the Committee shall not have the authority to accelerate the vesting or waive the forfeiture of any Performance-Based Awards; 
 (e) Determine whether, to what extent, and pursuant to what circumstances an Award may be settled in, or the exercise price of an Award may be paid in, cash, Stock, other Awards, or other property, or an
Award may be canceled, forfeited, or surrendered; 
 (f) Prescribe the form of each Award Agreement, which need
not be identical for each Participant; 
 (g) Decide all other matters that must be determined in connection with
an Award; 
 (h) Establish, adopt, or revise any rules and regulations as it may deem necessary or advisable to
administer the Plan; 

 (i) Interpret the terms of, and any matter arising pursuant to, the Plan or
any Award Agreement; and 
 (j) Make all other decisions and determinations that may be required pursuant to the
Plan or as the Committee deems necessary or advisable to administer the Plan. 
 12.4 Decisions Binding. The
Committee’s interpretation of the Plan, any Awards granted pursuant to the Plan, any Award Agreement and all decisions and determinations by the Committee with respect to the Plan are final, binding, and conclusive on all parties. 

12.5 Delegation of Authority. To the extent permitted by applicable law, the Committee may from time to time delegate to a
committee of one or more members of the Board or one or more officers of the Company the authority to grant or amend Awards to Participants other than (a) senior executives of the Company who are subject to Section 16 of the Exchange Act,
(b) Covered Employees, or (c) officers of the Company (or members of the Board) to whom authority to grant or amend Awards has been delegated hereunder. Any delegation hereunder shall be subject to the restrictions and limits that the
Committee specifies at the time of such delegation, and the Committee may at any time rescind the authority so delegated or appoint a new delegatee. At all times, the delegatee appointed under this Section 12.5 shall serve in such capacity at
the pleasure of the Committee. 
 ARTICLE 13. 
 EFFECTIVE AND EXPIRATION DATE 
 13.1 Effective Date. The original
2009 Incentive Award Plan was submitted to and approved by the Company’s stockholders on May 18, 2009 (the “Effective Date”). The First Restated Plan was submitted to and approved by the Company’s stockholders on
May 11, 2011. This Plan (as Second Amended and Restated) shall become effective as of the date on which the Company’s stockholders approve the Plan. The Plan (as Second Amended and Restated) will be deemed to be approved by the
stockholders if a quorum is present at a stockholder meeting duly held in accordance with the applicable provisions of the Company’s Bylaws and the votes cast in favor of the Plan exceed the votes cast opposing the Plan. In the event that this
Plan (as Second Amended and Restated) is not approved by the Company’s stockholders, then the First Restated Plan shall continue on its existing terms and conditions and the modifications to the First Restated Plan effected by this amendment
and restatement shall not take effect. Notwithstanding the foregoing, the First Restated Plan shall (i) continue to govern all Awards granted under the First Restated Plan prior to the Second Restatement Date and (ii) remain in effect
unless and until the Plan (as Second Amended and Restated) is approved by the Company’s stockholders. 
 13.2 Expiration
Date. The Plan will expire on, and no Award may be granted pursuant to the Plan after the tenth (10th) anniversary of the Second Restatement Date, except that no Incentive Stock Options may be granted under the Plan after the earlier of the
tenth (10th ) anniversary of (i) the date the Plan (as Second Amended and Restated) is approved by the Board or (ii) the Second Restatement Date. Any Awards that are outstanding on the tenth (10th) anniversary of the Second
Restatement Date shall remain in force according to the terms of the Plan and the applicable Award Agreement. 
 ARTICLE 14.

 AMENDMENT, MODIFICATION, AND TERMINATION 
 14.1 Amendment, Modification, and Termination. Subject to Section 15.14, with the approval of the Board, at any time and from time to time, the Committee may terminate, amend or modify the
Plan; provided, however, that (a) to the extent necessary and desirable to comply with any applicable law, regulation, or stock exchange rule, the Company shall obtain stockholder approval of any Plan amendment in such a manner and to such a
degree as required, (b) stockholder approval is required for any amendment to the Plan that (i) increases the number of shares available under the Plan (other than any adjustment as provided by Article 11), or (ii) results in a
material increase in benefits or a change in eligibility requirements, and (c) no amendment to the Plan shall permit the Committee to grant Options or SARs with an exercise price or base price, as applicable, that is below Fair Market Value on
the date of grant or to extend the exercise period for an Option or SAR beyond ten (10) years from the date of grant. Notwithstanding any provision in this Plan to the contrary, (A) no Option or SAR may be amended to reduce the per share
exercise price or base price, as applicable, of the shares subject to such Option or SAR below the per share exercise price or base price as of the date the Option or SAR is granted, (B) no Option or SAR may be granted in exchange for, or in
connection with, the cancellation or surrender of an Option or SAR having a higher per share exercise price or base price, and (C) no Option or SAR may be cancelled in exchange for cash (without shareholder approval) when the per share exercise
price or base price of such Option or SAR, as applicable, exceeds the Fair Market Value of the shares subject thereto. 

 14.2 Awards Previously Granted. Except with respect to amendments made pursuant to
Section 15.14, no termination, amendment, or modification of the Plan shall adversely affect in any material way any Award previously granted pursuant to the Plan without the prior written consent of the Participant. 

ARTICLE 15. 
 GENERAL PROVISIONS 
 15.1 No Rights to Awards. No Eligible
Individual or other person shall have any claim to be granted any Award pursuant to the Plan, and neither the Company nor the Committee is obligated to treat Eligible Individuals, Participants or any other persons uniformly. 

15.2 No Stockholders Rights. Except as otherwise provided herein, a Participant shall have none of the rights of a stockholder
with respect to shares of Stock covered by any Award until the Participant becomes the record owner of such shares of Stock. 

15.3 Withholding. The Company or any Subsidiary shall have the authority and the right to deduct or withhold, or require a
Participant to remit to the Company, an amount sufficient to satisfy federal, state, local and foreign taxes (including the Participant’s employment tax obligations) required by law to be withheld with respect to any taxable event concerning a
Participant arising as a result of this Plan. The Committee may in its discretion and in satisfaction of the foregoing requirement allow a Participant to elect to have the Company withhold shares of Stock otherwise issuable under an Award (or allow
the return of shares of Stock) having a Fair Market Value equal to the sums required to be withheld. Notwithstanding any other provision of the Plan, the number of shares of Stock which may be withheld with respect to the issuance, vesting, exercise
or payment of any Award (or which may be repurchased from the Participant of such Award within six months (or such other period as may be determined by the Committee) after such shares of Stock were acquired by the Participant from the Company) in
order to satisfy the Participant’s federal, state, local and foreign income and payroll tax liabilities with respect to the issuance, vesting, exercise or payment of the Award shall be limited to the number of shares which have a Fair Market
Value on the date of withholding or repurchase equal to the aggregate amount of such liabilities based on the minimum statutory withholding rates for federal, state, local and foreign income tax and payroll tax purposes that are applicable to such
supplemental taxable income. 
 15.4 No Right to Employment or Services. Nothing in the Plan or any Award Agreement shall
interfere with or limit in any way the right of the Company or any Subsidiary to terminate any Participant’s employment or services at any time, nor confer upon any Participant any right to continue in the employ or service of the Company or
any Subsidiary. 
 15.5 Unfunded Status of Awards. The Plan is intended to be an “unfunded” plan for incentive
compensation. With respect to any payments not yet made to a Participant pursuant to an Award, nothing contained in the Plan or any Award Agreement shall give the Participant any rights that are greater than those of a general creditor of the
Company or any Subsidiary. 
 15.6 Indemnification. To the extent allowable pursuant to applicable law, each member of
the Committee and of the Board shall be indemnified and held harmless by the Company from any loss, cost, liability, or expense that may be imposed upon or reasonably incurred by such member in connection with or resulting from any claim, action,
suit, or proceeding to which he or she may be a party or in which he or she may be involved by reason of any action or failure to act pursuant to the Plan and against and from any and all amounts paid by him or her in satisfaction of judgment in
such action, suit, or proceeding against him or her; provided he or she gives the Company an opportunity, at its own expense, to handle and defend the same before he or she undertakes to handle and defend it on his or her own behalf. The foregoing
right of indemnification shall not be exclusive of any other rights of indemnification to which such persons may be entitled pursuant to the Company’s Certificate of Incorporation or Bylaws, as a matter of law, or otherwise, or any power that
the Company may have to indemnify them or hold them harmless. 
 15.7 Relationship to other Benefits. No payment pursuant
to the Plan shall be taken into account in determining any benefits pursuant to any pension, retirement, savings, profit sharing, group insurance, welfare or other benefit plan of the Company or any Subsidiary except to the extent otherwise
expressly provided in writing in such other plan or an agreement thereunder. 
 15.8 Expenses. The expenses of
administering the Plan shall be borne by the Company and its Subsidiaries. 

 15.9 Titles and Headings. The titles and headings of the Sections in the Plan are for
convenience of reference only and, in the event of any conflict, the text of the Plan, rather than such titles or headings, shall control. 
 15.10 Fractional Shares. No fractional shares of Stock shall be issued and the Committee shall determine, in its discretion, whether cash shall be given in lieu of fractional shares or whether such
fractional shares shall be eliminated by rounding up or down as appropriate. 
 15.11 Limitations Applicable to
Section 16 Persons. Notwithstanding any other provision of the Plan, the Plan, and any Award granted or awarded to any Participant who is then subject to Section 16 of the Exchange Act, shall be subject to any additional limitations
set forth in any applicable exemptive rule under Section 16 of the Exchange Act (including any amendment to Rule 16b-3 under the Exchange Act) that are requirements for the application of such exemptive rule. To the extent permitted by
applicable law, the Plan and Awards granted or awarded hereunder shall be deemed amended to the extent necessary to conform to such applicable exemptive rule. 
 15.12 Government and Other Regulations. The obligation of the Company to make payment of awards in Stock or otherwise shall be subject to all applicable laws, rules, and regulations, and to such
approvals by government agencies as may be required. The Company shall be under no obligation to register pursuant to the Securities Act, as amended, any of the shares of Stock paid pursuant to the Plan. If the shares paid pursuant to the Plan may
in certain circumstances be exempt from registration pursuant to the Securities Act, as amended, the Company may restrict the transfer of such shares in such manner as it deems advisable to ensure the availability of any such exemption. 

15.13 Governing Law. The Plan and all Award Agreements shall be construed in accordance with and governed by the laws of the State
of California. 
 15.14 Section 409A. To the extent applicable, the Plan and all Award Agreements shall be
interpreted in accordance with Section 409A of the Code and Department of Treasury regulations and other interpretive guidance issued thereunder, including without limitation any such regulations or other guidance that may be issued after the
Effective Date. Notwithstanding any provision of the Plan to the contrary, in the event that following the Effective Date the Board determines that any Award may be subject to Section 409A of the Code and related Department of Treasury guidance
(including such Department of Treasury guidance as may be issued after the Effective Date), the Board may adopt such amendments to the Plan and the applicable Award Agreement or adopt other policies and procedures (including amendments, policies and
procedures with retroactive effect), or take any other actions, that the Board determines are necessary or appropriate to (a) exempt the Award from Section 409A of the Code and/or preserve the intended tax treatment of the benefits
provided with respect to the Award, or (b) comply with the requirements of Section 409A of the Code and related Department of Treasury guidance and thereby avoid the application of any penalty taxes under such Section; provided,
however, that this Section 15.14 does not create an obligation on the part of the Company to adopt any such amendment, policy or procedure or take any such other action or to indemnify any Participant with regard to any such action or
inaction. 
 * * * * * 

I hereby certify that the foregoing Plan was duly authorized by the Compensation Committee of the Board of Directors of Rentech, Inc. on
April 26, 2013, subject to approval by its stockholders. 
 * * * * * 

I hereby certify that the foregoing Plan was approved by the stockholders of Rentech, Inc. on June 4, 2013. 

Executed on this 4th day of June, 2013. 
  

	
	 /s/ Colin M. Morris

	Corporate Secretary

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