Document:

Exhibit 4(a)(4)

 

 

 

 

JPMORGAN CHASE & CO.

AND

DEUTSCHE BANK TRUST COMPANY AMERICAS

(f/k/a Bankers Trust Company), as Trustee

Third Supplemental Indenture

dated as of September 24, 2014

 

TO THE INDENTURE DATED

AS OF MAY 25, 2001

 

 

 

 

 

    	 

    	 

    

THIS THIRD SUPPLEMENTAL INDENTURE, dated
as of September 24, 2014 between JPMORGAN CHASE & CO., a Delaware corporation (the “Issuer”), and Deutsche
Bank Trust Company Americas (f/k/a Bankers Trust Company), a New York banking corporation, as Trustee (the “Trustee”).

W I T N E S S E T H :

WHEREAS, the Issuer and the Trustee are
parties to that certain Indenture dated as of May 25, 2001, as supplemented by the First Supplemental Indenture dated as of April
9, 2008 and the Second Supplemental Indenture dated as of November 14, 2011 (as amended, supplemented or otherwise modified, the
“Indenture”);

WHEREAS, the Issuer established and on
September 17, 2014 issued its Contingent Coupon Callable Yield Notes Linked to the Common Stock of Tesoro Corporation due September
15, 2016 due September 3, 2014 (CUSIP: 48127DA24) (the “Tesoro Notes”);

WHEREAS, Section 8.01 of the Indenture
provides that, without the consent of the holders of the Tesoro Notes, the Issuer, when authorized by a resolution of its Board
of Directors (which resolution may provide general terms or parameters for such action and may provide that the specific terms
of such action may be determined in accordance with or pursuant to an Issuer Order), and the Trustee may enter into supplemental
indentures to the Indenture for the purpose of making provisions in regard to such matters arising under the Indenture as the Issuer
may deem necessary and desirable which do not materially and adversely affect the interests of the holders of the Tesoro Notes;

WHEREAS, the Issuer desires to modify
certain provisions of the Tesoro Notes to correct the Contingent Interest Rate of the Tesoro Notes and the amount of any Contingent
Interest Payment on the Tesoro Notes, which corrections do not materially and adversely affect the interests of the holders of
the Tesoro Notes;

WHEREAS, the entry into this Third Supplemental
Indenture by the parties hereto is in all respects authorized by the provisions of the Indenture; and

WHEREAS, all things necessary to make
this Third Supplemental Indenture a valid agreement of the Issuer and the Trustee according to its terms and a valid supplement
to the Indenture have been done;

NOW, THEREFORE:

In consideration of the premises and
the purchases of the Tesoro Notes by the holders thereof, the Issuer and the Trustee mutually covenant and agree for the equal
and proportionate benefit of the respective holders from time to time of the Tesoro Notes as follows:

    	 

    	 

    

Article
1

Amendments

Section 1.01. Definitions. The
definitions of Contingent Interest Payment and Contingent Interest Rate within the Tesoro Notes are hereby amended by deleting
the existing definitions in their entirety and inserting in lieu thereof the following:

For each $1,000 principal amount
Note, the “Contingent Interest Payment” with respect to each Observation Date is a fixed amount equal to $25.375,
calculated as follows:

$1,000 × Contingent Interest
Rate × 1/4

The “Contingent Interest
Rate” is 10.15% per annum.

Section 1.02. Exchange of Tesoro Notes.
The Trustee or the Authenticating Agent is authorized to exchange the original certificate dated September 17, 2014 evidencing
the Tesoro Notes for the duly executed and authenticated certificate evidencing the amended terms of the Tesoro Notes. Upon such
exchange, the Trustee shall promptly cancel and dispose of such original Tesoro Notes in accordance with Section 2.10 of the Indenture.
Failure to exchange such original Tesoro Notes for such amended Tesoro Notes in accordance with this Section will not impair the
validity of or otherwise affect the Tesoro Notes, as amended.

Article
2

Miscellaneous Provisions

Section 2.01. Further Assurances.
The Issuer will, upon request by the Trustee, execute and deliver such further instruments and do such further acts as may
reasonably be necessary or proper to carry out more effectively the purposes of this Third Supplemental Indenture.

Section 2.02. Other Terms of Indenture.
Except insofar as herein otherwise expressly provided, all provisions, terms and conditions of the Indenture are in all respects
ratified and confirmed and shall remain in full force and effect.

Section 2.03. Terms Defined. All
terms defined elsewhere in the Indenture shall have the same meanings when used herein.

Section 2.04. Separability. In
case any provision in this Third Supplemental Indenture or in the Tesoro Notes shall be invalid, illegal or unenforceable, the
validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

    	 

    	 

    

Section 2.05. Provisions of Third
Supplemental Indenture for the Sole Benefit of Parties and Holders of Tesoro Notes. Nothing in this Third Supplemental Indenture
or in the Tesoro Notes, expressed or implied, shall give or be construed to give to any person, firm or corporation, other than
the parties hereto and their successors and the holders of the Tesoro Notes, any legal or equitable right, remedy or claim under
this Third Supplemental Indenture or under any covenant or provision herein contained, all such covenants and provisions being
for the sole benefit of the parties hereto and their successors and of the holders of the Tesoro Notes.

Section 2.06. New York Law to Govern.
This Third Supplemental Indenture shall be deemed to be a contract under the laws of the State of New York, and for all purposes
shall be construed in accordance with the laws of such State, except as may otherwise be required by mandatory provisions of law.

Section 2.07. Counterparts. This
Third Supplemental Indenture may be executed in any number of counterparts, each of which shall be an original; but such counterparts
shall together constitute but one and the same instrument.

Section 2.08. Effect of Headings.
The Article and Section headings herein are for convenience only and shall not affect the construction hereof.

    	 

    	 

    

IN WITNESS WHEREOF the parties hereto
have caused this Third Supplemental Indenture to be duly executed, dated as of September 24, 2014.

	 	JPMORGAN CHASE & CO.
	 	 
	 	 
	 	By:	  /s/ Irene Apotovsky
	 	 	Name: Irene Apotovsky
	 	 	Title:    Managing Director

 

 

 

	 	
        Deutsche Bank Trust
        Company 

Americas, not in its individual 

capacity, but solely as Trustee

        By: Deutsche Bank National Trust 

Company

	 	 
	 	 
	 	By:	  /s/ Irina Golovashchuk
	 	 	Name:Irina Golovashchuk
	 	 	Title:Vice President

 

	 	
        Deutsche Bank Trust
        Company

 Americas, not in its individual

 capacity, but solely as Trustee

        By: Deutsche Bank National Trust 

Company

	 	 
	 	 
	 	By:	  /s/ Jeffrey Schoenfeld
	 	 	Name:Jeffrey Schoenfeld
	 	 	Title:   Assistant Vice President

 

    	 

    	 

    

 

	 	
        Acknowledged as to section 1.02 only

        The Bank of New York Mellon,
        

solely as authenticating agent

	 	 
	 	 
	 	By:	  /s/ Mary Miselis
	 	 	Name:Mary Miselis
	 	 	Title:    Vice PresidentEXHIBIT 4(b)(3)

[FORM OF FACE OF SECURITY]

MEDIUM-TERM NOTE, SERIES E

	REGISTERED	PRINCIPAL AMOUNT:
	No. 	CUSIP: 
	 	 

 

[Unless this certificate is presented
by an authorized representative of The Depository Trust Company (55 Water Street, New York, New York) to the issuer or its agent
for registration of transfer, exchange or payment, and any certificate issued is registered in the name of Cede & Co. or such
other name as requested by an authorized representative of The Depository Trust Company and any payment is made to Cede &
Co., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL since the registered owner
hereof, Cede & Co., has an interest herein.]1

JPMorgan Chase & Co., a Delaware
corporation (together with its successors and assigns, the “Issuer”), for value received, hereby promises to
pay to                  , or registered assignees, the amounts due (whether in cash, securities or other property, as specified in the Related Prospectus
described below), if any, together with unpaid accrued interest thereon, if any, on the date or dates, as the case may be, specified
in the pricing supplement attached hereto as Appendix A and delivered herewith (together with any product supplement(s), underlying
supplement(s), prospectus supplement(s) and prospectus(es) referenced therein (however titled), the “Related Prospectus”).

Reference is hereby made to the further
provisions of this Note set forth on the reverse hereof and in the Related Prospectus, which further provisions are incorporated
herein by reference and shall for all purposes have the same effect as if set forth at this place.

Unless the certificate of authentication
hereon has been executed by or on behalf of the Trustee by the Authenticating Agent referred to on the reverse hereof by manual
signature, this Note shall not be entitled to any benefit under the Indenture, as defined on the reverse hereof, or be valid or
obligatory for any purpose.

1 Applies only if this
Note is Registered Global Security.

    	 

    	 

    

IN WITNESS WHEREOF, the Issuer has caused
this Note to be duly executed.

Date:

	JPMORGAN CHASE & CO.
	 
	 
	By:	 	 
	 	 Name:
	 	 Title:

 

	 
	Attest:	 	 
	 	 Name:
	 	 Title: 

 

TRUSTEE’S CERTIFICATE OF AUTHENTICATION

This is one of the Securities referred to in the within-mentioned
Indenture.

	DEUTSCHE BANK TRUST COMPANY AMERICAS

(f/k/a/ Bankers Trust Company),

as Trustee

BY:  THE BANK OF NEW YORK MELLON, 

as Authenticating Agent
	 	 	 
	 	 	 
	By:	 	 
	 	 Name:
	 	 Title:

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[FORM OF REVERSE OF SECURITY]

This Note is one of a duly authorized
issue of Medium-Term Notes, Series E (the “Notes”) of the Issuer. The Notes are issuable under an Indenture,
dated as of May 25, 2001, between the Issuer and Deutsche Bank Trust Company Americas (f/k/a Bankers Trust Company), as Trustee
(the “Trustee,” which term includes any successor trustee under the Indenture) (as may be amended or supplemented
from time to time, the “Indenture”), to which Indenture and all indentures supplemental thereto reference is
hereby made for a statement of the respective rights, limitations of rights, duties and immunities of the Issuer, the Trustee and
holders of the Notes and the terms upon which the Notes are, and are to be, authenticated and delivered. The Issuer has appointed
The Bank of New York Mellon at its corporate trust office in the Borough of Manhattan, the City of New York as the paying agent
(the “Paying Agent,” which term includes any additional or successor Paying Agent appointed by the Issuer) with
respect to the Notes. To the extent not inconsistent herewith, the terms of the Indenture are hereby incorporated by reference
herein.

This Note and all the obligations of
the Issuer hereunder are direct, unsecured obligations of the Issuer and rank without preference or priority among themselves and
pari passu with all other existing and future unsecured and unsubordinated indebtedness of the Issuer, subject to certain
statutory exceptions in the event of liquidation upon insolvency.

This Note, and any Note or Notes issued
upon transfer or exchange hereof, is issuable only in fully registered form, without coupons, and is issuable in denominations
as set forth in the Relevant Prospectus.

Other Terms

The Paying Agent has been appointed registrar
for the Notes, and the Paying Agent will maintain at its office in the City of New York a register for the registration and transfer
of Notes. This Note may be transferred at the aforesaid office of the Paying Agent by surrendering this Note for cancellation,
accompanied by a written instrument of transfer in form satisfactory to the Paying Agent and duly executed by the registered holder
hereof in person or by the holder’s attorney duly authorized in writing, and thereupon the Paying Agent shall issue in the
name of the transferee or transferees, in exchange herefor, a new Note or Notes having identical terms and provisions and having
a like aggregate principal amount in authorized denominations, subject to the terms and conditions set forth herein; provided,
however, that the Paying Agent will not be required (i) to register the transfer of or exchange any Note that has been called
for redemption in whole or in part, except the unredeemed portion of Notes being redeemed in part, (ii) to register the transfer
of or exchange any Note if the holder thereof has exercised his right, if any, to require the Issuer to repurchase such Note in
whole or in part, except the portion of such Note not required to be repurchased, or (iii) to register the transfer of or exchange
Notes to the extent and during the period so provided in the Indenture with respect to the redemption of Notes. Notes are exchangeable
at said office for other Notes of other authorized denominations of equal aggregate principal amount having identical terms and
provisions. All such exchanges and transfers of Notes will be free of charge, but the Issuer may require payment of a sum sufficient
to cover any tax or other governmental charge in connection therewith. All Notes surrendered for exchange shall be accompanied
by a written instrument of transfer in form

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satisfactory to the Paying Agent and executed by the registered
holder in person or by the holder’s attorney duly authorized in writing. The date of registration of any Note delivered
upon any exchange or transfer of Notes shall be such that no gain or loss of interest results from such exchange or transfer.

In case this Note shall at any time become
mutilated, defaced or be destroyed, lost or stolen and this Note or evidence of the loss, theft or destruction thereof (together
with the indemnity hereinafter referred to and such other documents or proof as may be required in the premises) shall be delivered
to the Paying Agent, the Issuer in its discretion may execute a new Note of like tenor in exchange for this Note, but, if this
Note is destroyed, lost or stolen, only upon receipt of evidence satisfactory to the Issuer and the Paying Agent that this Note
was destroyed or lost or stolen and, if required, upon receipt also of indemnity satisfactory to each of them. All expenses and
reasonable charges associated with procuring such indemnity and with the preparation, authentication and delivery of a new Note
shall be borne by the owner of the Note mutilated, defaced, destroyed, lost or stolen.

The Indenture provides that (a) if an
Event of Default (as defined in the Indenture) due to the default in payment of principal of, premium, if any, or interest on,
any series of debt securities issued under the Indenture, including the series of Medium-Term Notes of which this Note forms a
part, or due to the default in the performance or breach of any other covenant or warranty of the Issuer applicable to the debt
securities of such series but not applicable to all outstanding debt securities issued under the Indenture, shall have occurred
and be continuing, either the Trustee or the holders of not less than 25% in principal amount of the debt securities of each affected
series (treated as one class), by written notice, may then declare the principal of all debt securities of all such series and
interest accrued thereon to be due and payable immediately and (b) if an Event of Default due to a default in the performance of
any other of the covenants or agreements in the Indenture applicable to all outstanding debt securities issued thereunder, including
this Note, or due to certain events of bankruptcy or insolvency of the Issuer, shall have occurred and be continuing, either the
Trustee or the holders of not less than 25% in principal amount of all debt securities issued under the Indenture then outstanding
(treated as one class), by written notice, may declare the principal of all outstanding debt securities and interest accrued thereon
to be due and payable immediately, but upon certain conditions such declarations may be annulled and past defaults may be waived
(except a continuing default in payment of principal (or premium, if any) or interest on such debt securities) by the holders of
a majority in principal amount of the debt securities of all affected series then outstanding.

The Indenture permits the Issuer and
the Trustee, with the consent of the holders of not less than a majority in aggregate principal amount of the debt securities of
all series issued under the Indenture then outstanding and affected (voting as one class), to execute supplemental indentures adding
any provisions to or changing in any manner the rights of the holders of each series so affected; provided that the Issuer
and the Trustee may not, without the consent of the holder of each outstanding debt security affected thereby, (a) extend the final
maturity of any such debt security, or reduce the principal amount thereof, or reduce the rate or extend the time of payment of
interest thereon or other amounts due thereunder, or change the method in which amounts of payment of principal, interest or other
amounts due thereon are determined, or reduce any amount payable on redemption thereof, or reduce the amount of principal of an
Original Issue Discount Security (as defined in the Indenture) that would be due and payable upon an 

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acceleration of the maturity
thereof or the amount thereof provable in bankruptcy, or change the currency of payment thereof, or modify or amend the provisions
for conversion of any currency into any other currency, or modify or amend the provisions for conversion or exchange of the debt
security for securities of the Issuer or other entities (other than as provided in the antidilution provisions or other similar
adjustment provisions of the debt securities or otherwise in accordance with the terms thereof), or impair or affect the rights
of any holder to institute suit for the payment thereof without the consent of the holder of each debt security so affected or
(b) reduce the aforesaid percentage in principal amount of debt securities the consent of the holders of which is required for
any such supplemental indenture.

So long as this Note shall be outstanding,
the Issuer will cause to be maintained an office or agency for the payment of the principal of and premium, if any, and interest
on this Note as herein provided in the Borough of Manhattan, the City of New York, and an office or agency in said Borough of Manhattan
for the registration, transfer and exchange as aforesaid of the Notes. The Issuer may designate other agencies for the payment
of said principal, premium and interest at such place or places (subject to applicable laws and regulations) as the Issuer may
decide. So long as there shall be such an agency, the Issuer shall keep the Trustee and the Paying Agent advised of the names and
locations of such agencies, if any are so designated.

With respect to moneys paid by the Issuer
and held by the Trustee or any Paying Agent for payment of the principal of or interest or premium, if any, on any Notes that remain
unclaimed at the end of two years after such principal, interest or premium shall have become due and payable (whether at maturity
or upon call for redemption or otherwise), (i) upon notification from the Issuer, the Trustee or such Paying Agent shall notify
the holders of such Notes that such moneys shall be repaid to the Issuer and any person claiming such moneys shall thereafter look
only to the Issuer for payment thereof and (ii) such moneys shall be so repaid to the Issuer. Upon such repayment all liability
of the Trustee or such Paying Agent with respect to such moneys shall thereupon cease, without, however, limiting in any way any
obligation that the Issuer may have to pay the principal of or interest or premium, if any, on this Note as the same shall become
due.

No provision of this Note or of the Indenture
shall alter or impair the obligation of the Issuer, which is absolute and unconditional, to pay the principal of, premium, if any,
and interest on this Note at the time, place, and rate, and in the coin or currency, herein prescribed unless otherwise agreed
between the Issuer and the registered holder of this Note.

Prior to due presentment of this Note
for registration of transfer, the Issuer, the Trustee and any agent of the Issuer or the Trustee may treat the holder in whose
name this Note is registered as the owner hereof for all purposes, whether or not this Note be overdue, and none of the Issuer,
the Trustee or any such agent shall be affected by notice to the contrary.

No recourse shall be had for the payment
of the principal of, premium, if any, or the interest on this Note, for any claim based hereon, or otherwise in respect hereof,
or based on or in respect of the Indenture or any indenture supplemental thereto, against any incorporator, shareholder, officer
or director, as such, past, present or future, of the Issuer or of any successor corporation, either directly or through the Issuer
or any successor corporation, whether by virtue of any constitution, statute or rule of law or by the enforcement of any assessment
or penalty or 

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otherwise, all such liability being, by the acceptance hereof and as part of the consideration for the issue hereof,
expressly waived and released.

This Note shall for all purposes be governed
by, and construed in accordance with, the laws of the State of New York.

All terms used in this Note that are
defined in the Indenture shall have the meanings assigned to them in the Indenture, and all terms used in this Note that are defined
in the Related Prospectus shall have the meanings assigned to them in the Related Prospectus. In the event of any inconsistency
between the definitions in the Indenture and the definitions in the Related Prospectus, the definitions in the Related Prospectus
shall govern.

 

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ABBREVIATIONS

The following abbreviations, when used
in the inscription on the face of this instrument, shall be construed as though they were written out in full according to applicable
laws or regulations:

 

	TEN COM	–	as tenants in common
	TEN ENT	–	as tenants by the entireties
	JT TEN	–	as joint tenants with right of survivorship and not as tenants in common

 

 

	UNIF GIFT MIN ACT –	 	Custodian	 
	 	(Minor)	 	(Cust)

 

 

	Under Uniform Gifts to Minors Act	 
	 	(State)

 

Additional abbreviations may also be used though not in the
above list.

 

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FOR VALUE RECEIVED, the undersigned hereby
sell(s), assign(s) and transfer(s) unto

 

	 	 
	
        [PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE]

	 
	 
	 
	[PLEASE PRINT OR TYPE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE]

 

the within Note and all rights thereunder, hereby irrevocably
constituting and appointing such person attorney to transfer such note on the books of the Issuer, with full power of substitution
in the premises.

 

	Dated:	 	 

 

	NOTICE:	The signature to this assignment must correspond with the name as written upon the face of the within Note in every particular without alteration or enlargement or any change whatsoever.

 

 

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APPENDIX A

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