Document:

Exhibit

Exhibit 10.1

AMENDMENT NO. 1 TO 
CREDIT AND GUARANTY AGREEMENT AND
PLEDGE AND SECURITY AGREEMENT  

This AMENDMENT NO. 1 TO CREDIT AND GUARANTY AGREEMENT AND PLEDGE AND SECURITY AGREEMENT, dated as of September 18, 2018 (this “Amendment”), is among LENDINGCLUB CORPORATION, as Borrower (the “Borrower”), the Lenders party hereto, the Guarantors party hereto and MORGAN STANLEY SENIOR FUNDING, INC., as administrative agent (in such capacity, the “Administrative Agent”) and as collateral agent (in such capacity, the “Collateral Agent”).
Pursuant to the Credit and Guaranty Agreement, dated as of December 17, 2015 (as amended, modified or supplemented, the “Credit Agreement”), among the Borrower, the Guarantors party thereto, the Lenders party thereto, the Administrative Agent, the Collateral Agent, Goldman Sachs Bank USA, as syndication agent, and Credit Suisse AG and Silicon Valley Bank, as documentation agents, the Lenders agreed to extend credit to the Borrower on the terms and conditions set forth therein and pursuant to the Pledge and Security Agreement, dated as of December 17, 2015 (as amended, modified or supplemented, the “Security Agreement”), among the Borrower, the other Grantors party thereto and the Collateral Agent, the Borrower and the other Grantors pledged to the Collateral Agent, for its benefit and for the benefit of the Secured Parties (as defined therein), a security interest in certain assets of the Grantors as provided therein. Capitalized terms not otherwise defined herein shall have the meanings given to such terms in the Credit Agreement.  
The Borrower has previously provided notice to the Administrative Agent that LC Advisors, LLC, a Guarantor under the Credit Agreement and a Grantor under the Security Agreement, changed its legal name to LendingClub Asset Management, LLC and all references in the Loan Documents to LC Advisors, LLC have been replaced with LendingClub Asset Management, LLC.  
The Borrower has requested that the Lenders amend certain provisions of the Credit Agreement and that the Collateral Agent and the Lenders amend certain provisions of the Security Agreement and the Collateral Agent and the Lenders party hereto are willing to do so on the terms and conditions hereof.  
NOW, THEREFORE, in consideration of the premises and the agreements, provisions and covenants herein contained, the parties hereto agree as follows:
SECTION 1.    Amendments to the Credit Agreement.  As of the Amendment Effective Date (as defined in Section 5 hereof), the Credit Agreement is amended as follows:
(i)    The following definitions are hereby added to Section 1.01 of the Credit Agreement in appropriate alphabetical order.
“Permitted Specified Financing Transaction” means any loan, repurchase agreement or other financing transaction pursuant to which any Obligor or Restricted Subsidiary pledges or sells its Specified Securities or Specified 

Securities Assets as collateral securing such Obligor’s or Restricted Subsidiary’s, as applicable, obligations under such loan, repurchase agreement or other financing transaction.  Notwithstanding anything to the contrary contained herein, (a) each “Permitted Specified Financing Transaction” shall constitute “Indebtedness” and “Consolidated Total Debt” for purposes of the Loan Documents and (b) the purchase price under any Permitted Specified Financing Transaction that is a repurchase agreement shall constitute the “original principal amount” thereof for purposes of the Loan Documents.
“Specified Securities” means, with respect to any Obligor or Restricted Subsidiary, asset-backed notes and equity interests, including any equity interests represented by trust certificates, to the extent such asset-backed notes and equity interests, at the time of the issuance of such asset-backed notes and equity interests, represented such Obligor’s or Restricted Subsidiary’s or any other Obligor’s or Restricted Subsidiary’s required risk retention pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act in connection with securitization transactions permitted hereunder and sponsored by such Obligor or Restricted Subsidiary or any other Obligor or Restricted Subsidiary.
“Specified Securities Assets” means all instruments, agreements, books and records, reports and data with respect to the Specified Securities, including documents prepared, executed or filed in connection with, evidencing or governing the Specified Securities, all rights of any Obligor or Restricted Subsidiary with respect to the Specified Securities, all income on the Specified Securities and proceeds of the Specified Securities and any other asset related to the Specified Securities to the extent customarily sold or pledged together with the Specified Securities in securitization transactions, repurchase agreements or other financing transactions secured by asset-backed notes and equity interests and related assets.  
(ii)    Section 6.01 of the Credit Agreement shall be amended by (1) deleting the text “and” at the end of clause (l) thereof, (2) replacing the period at the end of clause (m) thereof with the text “; and”, and (3) adding the following new clause (n) immediately after the clause (m) thereof:
(n)    Indebtedness of any Obligor or any Restricted Subsidiary under any Permitted Specified Financing Transaction.
(iii)     Section 6.02 of the Credit Agreement shall be amended by (1) deleting the text “and” at the end of the clause (r) thereof, (2) replacing the period at the end of clause (s) thereof with the text “; and”, and (3) adding the following new clause (t) immediately after the clause (s) thereof:
(t)     Liens on the Specified Securities and the Specified Securities Assets securing any Obligor’s or Restricted Subsidiary’s obligations under any Permitted Specified Financing Transaction.

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(iv)    Section 6.03(b) of the Credit Agreement shall be amended by (1) deleting the text “and” at the end of clause (ii) thereof, (2) replacing the period at the end of the clause (iii) thereof with the text “, and”, and (3) adding the following new clause (iv) immediately after clause (iii) thereof:
(iv)     sale, exchange, transfer or other disposition of the Specified Securities and the Specified Securities Assets in connection with any Permitted Specified Financing Transaction. 
(v)    Section 6.05 of the Credit Agreement shall be amended by (1) deleting the  text “and” at the end of clause (viii) thereof, (2) replacing the period at the end of clause (ix) thereof with the text “, and”, and (3) adding the following new clause (x) immediately after clause (ix) thereof:
(x)     the foregoing shall not apply to restrictions or conditions set forth in any agreement governing any Permitted Specified Financing Transaction.
(vi)    Section 6.07 of the Credit Agreement shall be amended by (1) deleting the text “and” at the end of clause (q) thereof, (2) replacing the period at the end of clause (r) thereof with the text “; and”, and (3) adding the following new clause (s) immediately after the clause (r) thereof:
(s)     Investments in Specified Securities. 
SECTION 2.    Amendments to the Security Agreement.  As of the Amendment Effective Date, the Security Agreement is amended as follows:
(i)     The definition of “Excluded Assets” in Section 1.3 of the Security Agreement is hereby amended by (1) replacing the text “and” at the end of clause (p) thereof with a comma (“,”), (2) deleting the period at the end of clause (q) thereof and adding the text “and” at the end of clause (q) thereof and (3) adding the following new clause (r) immediately after clause (q) thereof:
(r)  the Specified Securities and the Specified Securities Assets securing any Obligor’s or Restricted Subsidiary’s obligations under any Permitted Specified Financing Transaction.    
SECTION 3.    Acknowledgement, Agreement and Consent of the Obligors.
(i)    Each Obligor confirms and agrees that, notwithstanding the effectiveness of this Amendment, the obligations of such Obligor under the Loan Documents to which such Obligor is a party shall not be impaired and the Loan Documents to which such Obligor is a party is, and shall continue to be, in full force and effect, as amended by this Amendment, and is hereby confirmed and ratified in all respects. 
(ii)    Each Guarantor hereby acknowledges and agrees that the Guaranteed Obligations will include all Guaranteed Obligations, as amended by this Amendment.

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SECTION 4.    Representations and Warranties.  In order to induce the Lenders and the Administrative Agent to enter into this Amendment, the Obligors hereby represent and warrant to the Administrative Agent, the Collateral Agent and each Lender, as of the date hereof, as follows:
(i)    this Amendment has been duly authorized, executed and delivered by each Obligor and constitutes a legal, valid and binding obligation of each such Obligor, enforceable against it in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding in equity or at law; 
(ii)    the execution, delivery and performance by the Obligors of this Amendment (a) do not require any consent or approval of, registration or filing with, or any other action by, any Governmental Authority, except (1) such as have been obtained or made and are in full force and effect and (2) those approvals, consents, registrations, filings or other actions, the failure of which to obtain or make could not reasonably be expected to have a Material Adverse Effect, (b) except as would not reasonably be expected to have a Material Adverse Effect, will not violate any applicable law or regulation or any order of any Governmental Authority, (c) will not violate any charter, by-laws or other organizational document of the Borrower or any of its Subsidiaries, (d) except as would not reasonably be expected to have a Material Adverse Effect, will not violate or result in a default under any indenture, agreement or other instrument (other than the agreements and instruments referred to in clause (c)) binding upon the Borrower or any of its Subsidiaries or its assets, or give rise to a right thereunder to require any payment to be made by the Borrower or any of its Subsidiaries, and (e) will not result in the creation or imposition of any Lien on any asset of the Borrower or any of its Subsidiaries (other than Liens created pursuant to the Collateral Documents); 
(iii)    each of the representations and warranties contained in Article 3 of the Credit Agreement and the other Loan Documents is true and correct in all material respects as of the Amendment Effective Date, except to the extent such representations and warranties specifically relate to an earlier date, in which case such representations and warranties are true and correct in all material respects on and as of such earlier date (provided that representations and warranties that are qualified by materiality or “Material Adverse Effect” shall be true and correct in all respects); and
(iv)    no Default or Event of Default exists or shall result from the execution of this Amendment or immediately after giving effect to this Amendment.
SECTION 5.    Conditions to Effectiveness. This Amendment shall become effective upon the satisfaction of the following conditions precedent (the “Amendment Effective Date”):
(i)    The Obligors, the Administrative Agent, the Collateral Agent and the Required Lenders shall have indicated their consent to this Amendment by the execution and delivery of their respective signature pages hereto to the Administrative Agent.

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(ii)    (x) no Default or Event of Default shall exist on the Amendment Effective Date or shall result from the execution of this Amendment or immediately after giving effect to this Amendment and (y) all representations and warranties contained in this Amendment and the other Loan Documents shall be true and correct in all material respects on and as of the Amendment Effective Date, except to the extent that such representations and warranties specifically refer to an earlier date, in which case they shall be true and correct in all material respects as of such earlier date (provided that representations and warranties that are qualified by materiality or “Material Adverse Effect” shall be true and correct in all respects).
(iii)    The Administrative Agent shall have received all expenses required to be reimbursed by the Borrower pursuant to Section 10.03 of the Credit Agreement for which invoices have been presented at least one Business Day prior to the Amendment Effective Date.
SECTION 6.    Miscellaneous.
(i)    Reference to and Effect on the Loan Documents.
(a)On and after the Amendment Effective Date, each reference in any Loan Document to the Credit Agreement shall mean and be a reference to the Credit Agreement as amended by this Amendment and each reference in any Loan Document to the Security Agreement shall mean and be a reference to the Security Agreement as amended by this Amendment.
(b)Except as specifically amended by this Amendment, each of the Credit Agreement and the other Loan Documents shall remain in full force and effect and are hereby ratified and confirmed.
(c)The execution, delivery and performance of this Amendment shall not constitute a waiver of any provision of, or operate as a waiver of any right, power or remedy of the Administrative Agent, the Collateral Agent or any Lender under the Credit Agreement or any of the other Loan Documents. 
(d)This Amendment shall constitute a Loan Document.
(ii)    Applicable Law.  THIS AMENDMENT SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY THE LAW OF THE STATE OF NEW YORK.
(iii)    Counterparts; Effectiveness.  This Amendment may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Amendment shall become effective when it shall have been executed by the Administrative Agent and when the Administrative Agent shall have received counterparts hereof that, when taken together, bear the signatures of each of the other parties hereto. Delivery of an executed counterpart of a signature page of this Amendment by facsimile or in electronic (i.e., “pdf” or “tif”) format shall be effective as delivery of a manually executed counterpart of this Amendment.

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(iv)    No Novation.  This Amendment shall not constitute a novation of the Credit Agreement, the Security Agreement or any other Loan Document.
(v)    Reaffirmation.  Each Obligor that has granted liens on or security interests in any of its property pursuant to any Loan Document as security for the Secured Obligations ratifies and reaffirms such grant of security interests and liens and confirms and agrees that such security interests and liens hereafter secure all of the Secured Obligations as amended hereby. 
[Signature Pages Follow]

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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their respective officers thereunto duly authorized as of the date first written above.
LENDINGCLUB CORPORATION
 
By: /s/ Thomas Casey    
Name: Thomas Casey 
Title: Chief Financial Officer

LENDINGCLUB ASSET MANAGEMENT, LLC
 
By: /s/ Vivek Krishnappa            
Name: Vivek Krishnappa
Title: President

SPRINGSTONE FINANCIAL, LLC

By: /s/ Joe Schenone                
Name: Joe Schenone
Title: Authorized Signatory

MORGAN STANLEY SENIOR FUNDING, INC., as Administrative Agent and Collateral Agent and Lender
By: /s/ Lisa Hanson     
Name: Lisa Hanson 
Title: Authorized Signatory

GOLDMAN SACHS BANK USA, as Lender
By: /s/ Jamie Minieri     
Name: Jamie Minieri 
Title: Authorized Signatory

Silicon Valley Bank, as Lender
By: /s/ Charles Thor     
Name: Charles Thor 
Title: DirectorEX-10.1

 Exhibit 10.1 

COMPENSATION PLAN AGREEMENT 

THIS COMPENSATION PLAN AGREEMENT (this “Agreement”) dated as of September 20, 2018 is between Acxiom Corporation,
a Delaware corporation (“Acxiom”) (which will be the surviving entity following the merger at the Effective Time (as defined herein), in which High Garden Merger Sub, Inc., a Delaware corporation (“MergerSub”) will
be merged with and into Acxiom) and Acxiom Holdings, Inc., a Delaware corporation (“Holdco”). All capitalized terms used in this Agreement and not defined herein have the respective meanings ascribed to them in the Agreement and
Plan of Merger, dated as of September 20, 2018 (the “Merger Agreement”), by and among Acxiom, Holdco and MergerSub. 

RECITALS 
 WHEREAS,
pursuant to the Merger Agreement, at the Effective Time, MergerSub will be merged with and into Acxiom, with Acxiom continuing as the surviving entity in such merger and each outstanding share of capital stock of Acxiom (“Acxiom
Stock”) will be converted into one share of capital stock of Holdco (“Holdco Stock”) of the same class and with the same rights and privileges relative to Holdco that such share had relative to Acxiom prior to the merger
(the “Reorganization”); 
 WHEREAS, in connection with the Reorganization, (A) Acxiom will transfer (including
sponsorship of) to Holdco, and Holdco will assume (including sponsorship of), Acxiom’s equity compensation plans listed in Exhibit A and any other equity incentive plans sponsored or maintained by the Company and any amendments,
subplans, appendices or addendums thereto (the “Acxiom Equity Compensation Plans”) and all obligations of Acxiom pursuant to each stock option to purchase a share of Acxiom Stock (an “Acxiom Option”) and each right
to acquire or vest in a share of Acxiom Stock (an “Acxiom Stock Unit” and each of an Acxiom Option and an Acxiom Stock Unit, a “Acxiom Equity Award”) that is outstanding immediately prior to the Effective Time and
(i) issued under the Acxiom Equity Compensation Plans and underlying grant agreements or (ii) granted by Acxiom pursuant to a grant agreement outside of the Acxiom Equity Compensation Plans and underlying agreements (each such grant
agreement, whether under an Acxiom Equity Compensation Plan or not, an “Acxiom Equity Award Grant Agreement” and such grant agreements together with the Acxiom Equity Compensation Plans, the “Acxiom Equity Compensation Plans
and Agreements”), all upon the terms and subject to the conditions set forth in the Merger Agreement and this Agreement, and (B) each such Acxiom Equity Award will be converted into (A) with respect to each Acxiom Stock Unit, a
right to acquire or vest in a share of Holdco Stock or (B) with respect to a Acxiom Option, an option to purchase a share of Holdco Stock at an exercise price per share equal to the exercise price per share of Acxiom Stock subject to such
Acxiom Option immediately prior to the Effective Time; 
 WHEREAS, Acxiom maintains the deferred compensation, cash incentive and
severance plans listed in Exhibit B and any amendments, subplans, appendices or addendums thereto (the “Acxiom Cash Compensation and Severance Plans”);  

WHEREAS, Acxiom maintains the employee welfare, retirement and fringe benefit plans listed in Exhibit C and any amendments,
subplans, appendices or addendums thereto (the “Acxiom Benefit Plans”); 
 WHEREAS, the Board of Directors of Acxiom
has determined that it is in the best interests of Acxiom for Acxiom to enter into this Agreement; 
 WHEREAS, the Board of Directors
of Holdco has determined that it is in the best interests of Holdco and its shareholders for Holdco to enter into this Agreement; 

WHEREAS, the Board of Directors of Acxiom and the Board of Directors of Holdco have determined that the Reorganization does not
constitute a “Change in Control” under the Acxiom Equity Compensation Plans and Agreements or the Acxiom Equity Awards, as such term is defined therein. 

NOW, THEREFORE, for good and valuable consideration, the receipt, adequacy and sufficiency of which are hereby acknowledged, Acxiom and
Holdco hereby agree as follows: 
 I. 

EQUITY PLANS AND AWARDS 

1. Subject to and as of the Effective Time, Holdco will assume and will perform, from and after the Effective Time, all of the obligations of
Acxiom pursuant to the Acxiom Equity Compensation Plans and Agreements. 
 2. Subject to and as of the Effective Time, (a) Holdco will
assume each Acxiom Equity Award that is outstanding and unexercised, unvested and not yet paid or payable immediately prior to the Effective Time (i) issued under the Acxiom Equity Compensation Plans or (ii) granted by Acxiom outside of
the Acxiom Equity Compensation Plans and (b) each such Acxiom Equity Award shall be converted into (A) with respect to each Acxiom Stock Unit, a right to acquire or vest in, on otherwise the same terms and conditions as were applicable
under the applicable Acxiom Equity Compensation Plan and/or Acxiom Equity Award Grant Agreement (as modified herein), a share of Holdco Stock with the same rights and privileges applicable to the share of Acxiom Stock subject to such Acxiom Stock
Unit immediately prior to the Effective Time and (B) with respect to a Acxiom Option, an option to purchase, on otherwise the same terms and conditions as were applicable under the applicable Acxiom Equity Compensation Plan and/or Acxiom Equity
Award Grant Agreement (as modified herein), a share of Holdco Stock with the same rights and privileges applicable to the share of Acxiom Stock subject to such Acxiom Option immediately prior to the Effective Time, at an exercise price per

 
share equal to the exercise price per share of Acxiom Stock subject to such Acxiom Option immediately prior to the Effective Time. All Acxiom Options shall be adjusted and converted in accordance
with the requirements of Section 424 of the United States Internal Revenue Code of 1986, as amended, and regulations thereunder. 
 3.
At the Effective Time, the Acxiom Equity Awards, the Acxiom Equity Compensation Plans and Agreements and any provision of any other compensatory plan, agreement or arrangement providing for the grant or issuance of Acxiom Stock shall each be
automatically deemed to be amended, to the extent necessary or appropriate, to provide that references to Acxiom in such awards, documents and provisions shall be read to refer to Holdco (including with respect to any performance-based vesting
conditions referring to Acxiom’s performance) and references to Acxiom Stock in such awards, documents and provisions shall be read to refer to Holdco Stock. Holdco and Acxiom agree to (i) prepare and execute all amendments to the Acxiom
Equity Compensation Plans and Agreements, Acxiom Equity Awards and other documents necessary to effectuate Holdco’s assumption of the Acxiom Equity Compensation Plans and Agreements and outstanding Acxiom Equity Awards, (ii) provide notice
of the assumption to holders of such Acxiom Equity Awards, and (iii) submit any required filings with the Securities and Exchange Commission in connection with same. 

4. On or prior to the Effective Time, Holdco shall reserve sufficient shares of Holdco Stock to provide for the issuance of Holdco Stock to
satisfy Holdco’s obligations under this Agreement with respect to the Acxiom Equity Compensation Plans and Agreements and Acxiom Equity Awards. 

5. Acxiom and Holdco agree that the Reorganization does not constitute a “Change in Control” under the Acxiom Equity Compensation
Plans and Agreements or the Acxiom Equity Awards, as such term is defined therein, or any other type of acquisition-type transaction by an outside party. 

II. 
 CASH
COMPENSATION AND SEVERANCE PLANS 
 1. Subject to and as of the Effective Time, Holdco will assume and will perform, from and after
the Effective Time, all of the obligations of Acxiom pursuant to the Acxiom Cash Compensation and Severance Plans, noting that no assets of Holdco shall be held in any way as collateral security for the fulfilling of the obligations of Holdco, any
and all of Holdco’s assets shall be, and remain, the general unpledged, unrestricted assets of Holdco, subject to the claims of Holdco’s general creditors and that Holdco’s obligation as to the Acxiom Cash Compensation and Severance
Plans shall be merely that of an unfunded and unsecured promise of Holdco to pay or provide money or other benefits in the future or under the conditions specified in the Acxiom Cash Compensation and Severance Plans, and the rights of any
participants or beneficiaries of the Acxiom Cash Compensation and Severance Plans shall be no greater than those of unsecured general creditors of Holdco. 

2. At the Effective Time, the Acxiom Cash Compensation and Severance Plans shall be automatically deemed to be amended, to the extent
necessary or appropriate, to provide that references to Acxiom shall be read to refer to Holdco. Holdco and Acxiom agree to prepare and execute all amendments to the Acxiom Cash Compensation and Severance Plans and other documents necessary to
effectuate Holdco’s assumption of the Acxiom Cash Compensation and Severance Plans. 
 III. 

BENEFIT PLANS 
 1.
Subject to and as of the Effective Time, Holdco will assume and will perform, from and after the Effective Time, all of the obligations of Acxiom pursuant to the Acxiom Benefit Plans. 

2. At the Effective Time, the Acxiom Benefit Plans shall be automatically deemed to be amended, to the extent necessary or appropriate, to
provide that references to Acxiom shall be read to refer to Holdco. Holdco and Acxiom agree to prepare and execute all amendments to the Acxiom Benefit Plans and other documents necessary to effectuate Holdco’s assumption of the Acxiom Benefit
Plans. 

 IV 

MISCELLANEOUS 
 1.
Each of Acxiom and Holdco will, from time to time and at all times hereafter, upon every reasonable request to do so by any other party hereto, make, do, execute and deliver, or cause to be made, done, executed and delivered, all such further acts,
deeds, assurances and things as may be reasonably required or necessary in order to further implement and carry out the intent and purpose of this Agreement. 

 IN WITNESS WHEREOF, the undersigned have executed this Compensation Plan Agreement as of the
date first written above. 
  

			
	 ACXIOM CORPORATION
 a
Delaware corporation

		
	By:	 	/s/ Jerry C. Jones
		 	Name: Jerry C. Jones
		 	Title: EVP, Chief Ethics and Legal Officer
	
	 ACXIOM HOLDINGS, INC.
 a
Delaware corporation

		
	By:	 	/s/ Jerry C. Jones
		 	Name: Jerry C. Jones
		 	Title: EVP, Chief Ethics and Legal Officer

 Exhibit A  

Equity Plans 
  

	 	•	 	 The Amended and Restated 2005 Equity Compensation Plan of Acxiom Corporation 

 

	 	•	 	 The LiveRamp, Inc. 2006 Equity Incentive Plan 

 

	 	•	 	 The Pippio, Inc. 2014 Equity Incentive Plan 

 

	 	•	 	 The Arbor Equity Compensation Plan 

 

	 	•	 	 The Solve Media, Inc. 2009 Stock Plan 

 

	 	•	 	 The Circulate Equity Compensation Plan, 

 

	 	•	 	 The Amended and Restated Key Associate Stock Option Plan of Acxiom Corporation 

 

	 	•	 	 The 2011 Nonqualified Equity Compensation Plan 

 

	 	•	 	 The 2005 Stock Purchase Plan of Acxiom Corporation 

 

	 	•	 	 The Pacific Data Partners LLC 2018 Equity Compensation Plan 

 

	 	•	 	 The Anniversary Grant Program 

 

	 	•	 	 Key Employee Consideration Holdback Agreement between Acxiom Corporation and John Graettinger (which Acxiom and
Holdco interpret to permit assumption by Holdco due to its status as a successor) 

  

	 	•	 	 Key Employee Consideration Holdback Agreement between Acxiom Corporation and David Yaffe (which Acxiom and Holdco
interpret to permit assumption by Holdco due to its status as a successor) 

  

	 	•	 	 Key Employee Consideration Holdback Agreement between Acxiom Corporation and Nikhil Dixit (which Acxiom and
Holdco interpret to permit assumption by Holdco due to its status as a successor) 

 Exhibit B 

Acxiom Cash Compensation and Severance Plans 
  

	 	•	 	 The Acxiom Corporation Non-Qualified Deferral Plan 

 

	 	•	 	 The Acxiom Corporation Non-Qualified Matching Contribution Plan

  

	 	•	 	 The Amended and Restated 2010 Executive Cash Incentive Plan of Acxiom Corporation 

 

	 	•	 	 The Acxiom Corporation Amended and Restated 2010 Executive Officer Severance Policy 

 

	 	•	 	 The Acxiom Corporation 2010 Senior Vice President and Special Situation Associate Severance Policy

  

	 	•	 	 The Acxiom Corporation Severance Pay Plan as amended and restated effective April 23, 2018

 Exhibit C 

Acxiom Benefit Plans 
  

	 	•	 	 The Acxiom Corporation Retirement Savings Plan 

 

	 	•	 	 Acxiom Corporation Cash Incentive Plan (FY 2019) 

 

	 	•	 	 Acxiom Corporation Group Health Plan, updated April 2018 

 

	 	•	 	 Acxiom Corporation Cafeteria Plan, amended and restated January 1, 2013, amended March 27, 2018

  

	 	•	 	 Acxiom Medical Plans and Wellness Program: Choice Plus Basic with Health Savings Account; Choice Plus Enhanced
with Health Savings Account; and Options PPO, CIGNA Ex-Patriate Medical/Dental Insurance Plan, Kaiser HMO 

  

	 	•	 	 Acxiom Dental Plans: Delta Dental PPO Plus Premier Dental Insurance Policy and Delta Care U.S.A. (IL-DMO AND CA-DMO) 

  

	 	•	 	 Acxiom Vision Plan: VSP Vision Care 

 

	 	•	 	 MetLife Term Life Insurance, Supplemental Life Insurance, Dependent Life Insurance, Accidental Death and
Dismemberment Insurance, Voluntary Accidental Death and Dismemberment Insurance Policies 

  

	 	•	 	 Liberty Life Assurance Company of Boston Group Disability Income Policy, New York State Disability Policy, and
Employee Assistance Program 

  

	 	•	 	 Voya Financial Critical Illness and Accident Coverage 

 

	 	•	 	 Voya Stop Loss Insurance Plan 

 

	 	•	 	 Health and Dependent Flexible Spending Accounts 

 

	 	•	 	 Acxiom Short Term Disability Plan 

 

	 	•	 	 Commuter Pre-tax Transit Benefit Plan (payroll deduct)

  

	 	•	 	 Educational Assistance Plan 

 

	 	•	 	 Student Loan Genius 

  

	 	•	 	 Fitness Reimbursement Program 

 

	 	•	 	 Conway Regional Health and Fitness Center (payroll deduct) 

 

	 	•	 	 Company-Paid Holidays Policy 

 

	 	•	 	 Paid Days Off Policy 

  

	 	•	 	 Adoption Leave of Absence Policy 

 

	 	•	 	 Bereavement Leave of Absence Policy 

 

	 	•	 	 Compassion Leave Program Policy 

 

	 	•	 	 Family Medical Leave Act Policy 

 

	 	•	 	 Short Term Disability and Long-Term Disability Policy 

 

	 	•	 	 Military Leave of Absence 

 

	 	•	 	 Personal Leave of Absence 

 

	 	•	 	 Voting Leave Policy 

  

	 	•	 	 Jury Duty Policy 

  

	 	•	 	 Parental Leave of Absence Policy 

 

	 	•	 	 Sabbatical Leave Policy 

 

	 	•	 	 Volunteer Time Off Policy 

 

	 	•	 	 Adoption Assistance Policy 

 

	 	•	 	 Homebased Internet Reimbursement Policy 

 

	 	•	 	 Relocation Policy 

  

	 	•	 	 Cell Phone Allowance Policy

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