Document:

Exhibit 4.3

 

Officers’ Certificate
  Pursuant to Sections 201, 301 and 303 of the Indenture

 

Dated: April 4, 2018

 

The undersigned, Paul M. Meurer, Executive Vice President, Chief Financial Officer and Treasurer, and Michael R. Pfeiffer, Executive Vice President, General Counsel and Secretary, of Realty Income Corporation, a Maryland corporation (the “Company”), hereby certify as follows:

 

The undersigned, having read the appropriate provisions of the Indenture dated as of October 28, 1998 (the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., as successor trustee (the “Trustee”), including Sections 201, 301 and 303 thereof and the definitions in such Indenture relating thereto, and certain other corporate documents and records, and having made such examination and investigation as, in the opinion of the undersigned, each considers necessary to enable the undersigned to express an informed opinion as to whether or not conditions set forth in the Indenture relating to the establishment of the title and terms of the Company’s 3.875% Notes due 2025 (the “Securities”), which will constitute a new series of the Company’s debt securities under the Indenture, and the form of certificate evidencing the Securities of such series have been complied with, and whether the conditions in the Indenture relating to the authentication and delivery by the Trustee of the Securities of such series have been complied with, certify that (i) the title and terms of the Securities of such series were established by the undersigned pursuant to authority delegated to them by resolutions duly adopted by the Board of Directors of the Company on December 15, 2015 and March 13, 2018 (the “Resolutions”) and such terms are set forth in Annex A hereto, (ii) the form of certificate evidencing the Securities of such series was established by the undersigned pursuant to authority delegated to them by the Resolutions and shall be in substantially the form attached hereto as Annex B (it being understood that, in the event that the Securities of such series are ever issued in definitive certificated form, the legends appearing as the first two paragraphs on the first page of such form of certificate evidencing the Securities of such series may be removed), (iii) a true, complete and correct copy of the Resolutions, which were duly adopted by the Board of Directors of the Company and are in full force and effect in the form adopted on the date hereof, are attached as Annex C hereto and are also attached as an exhibit to the Certificate of the Secretary of the Company of even date herewith, (iv) the form, title and terms of the Securities of such series have been established pursuant to and in accordance with Sections 201 and 301 of the Indenture and comply with the Indenture and, in the opinion of the undersigned, all conditions provided for in the Indenture (including, without limitation, those set forth in Sections 201, 301 and 303 of the Indenture) relating to the establishment of the title and terms of the Securities of such series, the form of certificate evidencing the Securities of such series and the execution, authentication and delivery of the Securities of such series have been complied with and (v) to the best knowledge of the undersigned, no Event of Default (as defined in the Indenture) has occurred and is continuing with respect to the Securities.

 

[SIGNATURE PAGE FOLLOWS]

 

 

IN WITNESS WHEREOF, we have hereunto set our hands as of the date first written above.

 

	
 
    	
/s/ Paul M. Meurer
    
	
 
    	
Paul M. Meurer
    
	
 
    	
Executive Vice President, Chief   Financial Officer and Treasurer
    
	
 
    	
 
    
	
 
    	
/s/ Michael R. Pfeiffer
    
	
 
    	
Michael R. Pfeiffer
    
	
 
    	
Executive Vice President, General   Counsel and Secretary
    

 

Signature Page to Officers’ Certificate 
 Pursuant to Sections 201, 301 and 303 of the IndentureExhibit 10.1

 

 

 

 

CONVERTIBLE PROMISSORY NOTE

	
$50,000.00

	
Tuesday, 17 January 2017

  

FOR VALUE RECEIVED from, Kayam Consulting FZE, a United Arab Emirates / (corporation) (“Creditor”), hereby irrevocably promises and agrees to pay to the order of American-Swiss Capital Inc,  a Delaware company listed on the OTC Exchange (“Debtor”), or at such other place as set forth herein or as designated in writing by the Holder (as defined below) hereof, in lawful money of the United States of America, the principal sum of Fifty Thousand Dollars ($50,000.00) (the “Principal Sum”), in connection therewith, all in accordance with the terms and conditions set forth below.

1.          Debtor may sell, assign, transfer, pledge or hypothecate this convertible promissory note (this “Note”) and any or all of its rights and remedies hereunder at any time, with or without notice to Creditor, to any person or entity.  Debtor and its successors and assigns under this Note are sometimes referred to herein as the “Holder.”

2.          Debtor shall pay the entire outstanding balance of this Note in the amount of Fifty Seven Thousand, Five Hundred Dollars ($57,500.00), which shall include the Principal Sum and the Interest and all other fees and charges accrued and unpaid hereunder, no later than 5:00 p.m., New York EST time, on 18th January 2018 (as such payment date may be adjusted hereunder pursuant to the following subsection, the “Maturity Date”).  The amount due on the Maturity Date shall be paid in balloon payment.  It is agreed that the interest payment of Seven Thousand Five hundred Dollars ($7,500) will be split into (4) quarterly payments as per the payment schedule below:

	I.		
$1,875 to be paid on 18th April 2017

	II.		
$1,875 to be paid on 18th July 2017

	III.		
$1,875 to be paid on 18th October 2017

	IV.		
$1,875 to be paid on 18th January 2018

3.          Debtor may prepay any amount due hereunder, in whole or in part, at any time without penalty or premium for such early payment.  Debtor shall also be entitled to offset against this Note any amount owed by Debtor to Creditor, including without limitation any losses or expenses actually incurred by Creditor as a result of a breach by Debtor of any of its obligations between Debtor and Creditor.

4.          If (a) any payment or delivery required by this Note is not made when due hereunder, or any obligation or covenant undertaken by Debtor hereunder is not performed or observed as and when required hereby, (b) Debtor defaults in the performance of any obligation evidenced by this Note, (c) any representation or warranty made by Debtor in this Note or any other instrument, agreement or document delivered by Debtor or any other party for Debtor’s benefit in connection herewith proves to have been materially false or inaccurate when made, (d) any event of default occurs under any instrument securing the obligations evidenced by this Note, or (e) Debtor files an assignment for the benefit of creditors or for relief under any provisions of the Bankruptcy Code, or suffers an involuntary petition in bankruptcy or receivership to be filed and not vacated within 30 days, then the Holder may at its sole option consider the entire unpaid principal balance and accrued but unpaid interest hereunder at once become due and payable without notice (time being the essence hereof).  The exercise or failure to exercise such remedy shall not constitute a waiver of the right to exercise such remedy or preclude the exercise of any other remedy in the event of any subsequent default, event or circumstance that gives rise to such right of acceleration.

5.          In the event Debtor fails to make a payment under this Note on the due date therefore or otherwise defaults in any obligation under this Note, all amounts owing and past due hereunder, including without limitation principal (whether by acceleration or in due course), interest, late fees and other charges, shall, if permitted by applicable law, bear interest at the rate of twenty four percent (24%) per annum both before and after judgment.

6.          In the event that any payment under this Note is not made at the time and in the manner required (whether before or after maturity), Debtor agrees to pay any and all costs and expenses (regardless of the particular nature thereof and whether incurred before or after the initiation of suit or before or after judgment) which may be incurred by Holder in connection with the enforcement of any of its rights under this Note, including, but not limited to, attorneys’ fees and all costs and expenses of collection.

 

 

	
Email: info@as-capital.com

	
        Address: 1110 Brickell Ave,

	
Web: www.as-capital.com

	
         Miami, FL 33131

	
Ph: +1 305 853 8178

	
           USA

     

   

7.          All amounts paid by Debtor in respect of amounts due hereunder shall be applied by Holder in the following order of priority:  (a) amounts due and payable, if any, pursuant to Paragraph 7 above, (b) interest due and payable hereunder, and (c) the outstanding principal balance hereof.

8.          Debtor, on behalf of itself and all sureties, guarantors, and endorsers hereof, if any, hereby waives presentment for payment, demand, and notice of dishonor and nonpayment of this Note, and consents to any and all extensions of time, renewals, waivers, or modifications that may be granted by Holder with respect to the payment or other provisions of this Note, and to the release of any security, or any part thereof, with or without substitution.

9.          The failure of Holder in any one or more instances to insist upon strict performance of any of the terms and provisions of this Note, or to exercise any option conferred herein shall not be construed as a waiver or relinquishment, to any extent, of the right to assert or rely upon any such terms, provisions or options on any future occasion.

10.        This Note is delivered in the State of Florida and shall be governed by and construed in accordance with the laws of said State, without giving effect to any conflict of laws provisions.  This Note shall bind the successors and assigns of Debtor and shall inure to benefit of the successors and assigns of Creditor.

11.        This Note constitutes the entire understanding and agreement between the parties with regard to the subject matters hereof and thereof, and supersedes and replaces any prior understanding or agreement, oral or written, relating to such subject matters.

12.        Creditor maintains the right to convert the principal sum and the interest on the loan into shares in Amercian-Swiss Capital Inc. and/or any potential/future mergers, joint ventures that American-Swiss Capital Inc enters into at the agrees rate of $1.00 Per share.

13.        In the event that American-Swiss Capital Inc. defaults on payment of the principal and interest amount, ($57,500) the (Creditor) reserves the right to take a lean on American-Swiss Capital Inc, including all/any assets, shares, Patents, Intellectual Property of American-Swiss Capital Inc.

14.        If any of the following events occur, this Note and any other obligations of the Debtor to the Creditor, shall become due immediately, without demand or notice:

		1)	
The failure of the Debtor to pay the principal and any accrued interest in full on or before the Due Date;

		2)	
The death of the Debtor or Creditor;

		3)	
The filing of bankruptcy proceedings involving the Debtor or Creditor;

		4)	
The application for the appointment of a receiver for the Debtor;

		5)	
The making of a general assignment for the benefit of the Debtor’s creditors;

		6)	
The insolvency of the Debtor;

		7)	
A misrepresentation by the Debtor to the Creditor for the purpose of obtaining or extending credit.

 

	
Email: info@as-capital.com

	
        Address: 1110 Brickell Ave,

	
Web: www.as-capital.com

	
         Miami, FL 33131

	
Ph: +1 305 853 8178

	
           USA

 

 

 

IN WITNESS WHEREOF, Debtor has executed this Note on or as of the day and year first above written.

	 	 	 	
10th Day of January 2017.

	 	 	 	 
	
Debtor by:

	
Name:

	 	
American-Swiss Capital, Inc.

	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	
Signed:

	 	
/s/ John Karatazferis

	 	 	 	
Name: John Karatzaferis

	 	 	 	 
	 	 	 	
Title: President & CEO

	 	 	 	 
	 	 	 	
Company Stamp:

	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	 	 	 
	
Creditor by:

	
Name:

	 	
Kayam Consulting FZE

	 	 	 	 
	 	
Address:

	 	
Fujairah, Creative Tower

	 	 	 	 
	 	
Country:

	 	
United Arab Emirates

	 	 	 	 
	 	
Email:

	 	
b.hammad@kayam.de

	 	 	 	 
	 	
Phone:

	 	
+971 50 552 0776

	 	 	 	 
	 	 	 	 
	 	 	 	 
	 	
Signed:

	 	
/s/ Bassam Hammad

	 	 	 	
Name: Mr Bassam Hammad

	
Email: info@as-capital.com

	
        Address: 1110 Brickell Ave,

	
Web: www.as-capital.com

	
         Miami, FL 33131

	
Ph: +1 305 853 8178

	
           USA

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