Document:

EX-10.9

 Exhibit 10.9 
 Exhibit A 
 Performance Cash Award Notice 

 

					
	 A.     Participant:
	 	  
	 	
			
	 B.     Grant Date: 
	 	February 20, 2013	 	
			
	 C.     Performance Period:
	 	1/1/2013 through 12/31/2015	 	
			
	 D.     Aggregate Target Award Value: 
	 	  
	 	
			
	 E.     Performance Measures:
	 		 	

  

	 	1.	Relative Total Stockholder Return: L-3’s TSR compared to the returns of a comparison group of companies (see Appendix 1). “TSR” means, with
respect to a particular company for particular time period, the total stockholder return as reported by Bloomberg L.P. (or, if Bloomberg L.P. ceases to report such information, such other reporting service as shall be designated by the Committee).
This measure will be assessed by determining L-3’s relative percentile positioning on TSR versus companies included in the comparison group. 

 Portion of Aggregate Target Award Value for this Performance Measure: 100% 

Performance Scale: 
  

									
	 Performance
 Levels
	  	Relative
TSR	 	  	Award
Multiplier	 
	 Maximum
	  	 	> 74th percentile	  	  	 	200	% 
		  	 	63rd percentile	  	  	 	150	% 
	 Target
	  	 	50th percentile	  	  	 	100	% 
	 Threshold
	  	 	40th percentile	  	  	 	50	% 
	 Below Threshold
	  	 	< 40th percentile	  	  	 	0	% 

 In the event that the level of actual performance exceeds the Threshold and falls between two of the
stated performance levels listed above, the Award Multiplier will be calculated on a straight-line basis between the two stated Award Multipliers for those performance levels. 

 Appendix 1 
 The companies included for the Relative Total Stockholder Return assessment are those listed below. 
  

					
	 	  	 Company
	  	Ticker
	 1.
	  	ALLIANT TECHSYSTEMS INC	  	ATK
	 2.
	  	BAE SYSTEMS PLC (ADR)	  	BAESY
	 3.
	  	CACI INTERNATIONAL INC	  	CACI
	 4.
	  	EXELIS INC	  	XLS
	 5.
	  	GENERAL DYNAMICS CORP	  	GD
	 6.
	  	HARRIS CORP	  	HRS
	 7.
	  	HUNTINGTON INGALLS INDUSTRIES INC	  	HII
	 8.
	  	LOCKHEED MARTIN CORP	  	LMT
	 9.
	  	MANTECH INTERNATIONAL CORP	  	MANT
	 10.
	  	NORTHROP GRUMMAN CORP	  	NOC
	 11.
	  	RAYTHEON CO	  	RTN
	 12.
	  	ROCKWELL COLLINS INC	  	COL
	 13.
	  	SAIC	  	SAI
	 14.
	  	TEXTRON INC	  	TXT
	 15.
	  	URS CORP	  	URSEX-10.10

 Exhibit 10.10 
 GLOBAL AMENDMENT TO NON-EMPLOYEE DIRECTOR RSU AGREEMENTS UNDER 
 THE
AMENDED AND RESTATED 
 2008 DIRECTORS STOCK INCENTIVE PLAN 

This Amendment (“Amendment”), with respect to restricted stock units previously granted by L-3 Communications Holdings,
Inc. (“L-3”) to non-employee directors of L-3 (“Participants”) under L-3’s Amended and Restated 2008 Directors Stock Incentive Plan (the “2008 Directors Plan”), is dated as of April 30,
2013. 
 WHEREAS, prior to April 30, 2013, L-3 granted restricted stock units to Participants the terms of which are
governed by one or more award agreements (“Award Agreements”) under the 2008 Directors Plan, and pursuant to such Award Agreements, the Participants are entitled to receive dividend equivalents from time to time in the form of
additional restricted stock units (“Dividend RSUs”) that may ultimately be settled in shares of common stock of L-3, par value $0.01; 
 WHEREAS, on April 30, 2013, L-3’s stockholders approved certain amendments to L-3’s Amended and Restated 2008 Long Term Performance Plan (as so amended, the “LTPP”).

 WHEREAS, the amendments contemplated that future equity grants to non-employee directors of L-3 would be made under the LTPP
instead of under the 2008 Directors Plan; and 
 WHEREAS, L-3 wishes to amend the outstanding Award Agreements to provide that
any Dividend RSUs to be issued thereunder from and after April 30, 2013 will be granted under the LTPP. 
 NOW, THEREFORE,
L-3 has caused each of the Award Agreements outstanding as of April 30, 2013 to be amended as follows: 
 1. Dividend
RSUs. Any Dividend RSUs to be issued from and after April 30, 2013 pursuant to the terms of any Award Agreement will be granted under the LTPP (rather than under the 2008 Directors Plan), and the terms and conditions of such Dividend RSUs
will continue to be governed by the applicable Award Agreement in all respects, except that the plan governing such Dividend RSUs shall be the LTPP (in lieu of the 2008 Directors Plan). 

2. Continuation of Award Agreements. Except as stated herein, the terms of each Award Agreement shall continue in full force and
effect. 
 IN WITNESS WHEREOF, L-3 has duly executed this Amendment as of the date first set forth above. 

 

			
	L-3 COMMUNICATIONS HOLDINGS, INC.
	
	

	By:	 	Steven M. Post
		 	 Senior, Vice President, General Counsel and Corporate SecretaryEX-4.1

 Exhibit4.1 

 
  
 

 
  
 PREFERRED
STOCK PREFERRED STOCK PO PAR VALUE $1.00 THIS CERTIFICATE IS TRANSFERABLE IN ADD ADD ADD ADDMR CANTON, MA AND NEW YORK, NY 43 2 1 A BOX Certificate Shares DESIGNATION SAMPLE Number * * 000000 ****** 43004, (IF * * * 000000 ***** ZQ 000000 ****
000000 **** ANY) The PNC Financial Services Group, Inc. ****** ***** 000000* 000000* * * * Providence, INCORPORATED UNDER THE LAWS OF THE COMMONWEALTH OF PENNSYLVANIA ** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample RI **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David THIS CERTIFIES
THAT Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample MR. **** Mr. Alexander SAMPLE David Sample **** Mr. Alexander David
&Sample MRS. **** Mr. Alexander David SAMPLE Sample **** Mr. Alexander David & Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** CUSIP 693475 AN 5 Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample 02940 **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander
- David Sample **** MR. Mr. Alexander David SAMPLE Sample **** Mr. Alexander David & Sample MRS. **** Mr. Alexander David SAMPLE Sample **** Mr. Alexander David Sample **** Mr. SEE REVERSE FOR CERTAIN DEFINITIONS Alexander David Sample **** Mr.
Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** 3004 Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David Sample **** Mr. Alexander David
Sample **** Mr. Sample **** Mr. Sample is the owner of **000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares***
*000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****
000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0
00000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00 ***ZERO HUNDRED THOUSAND
0000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000
000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****0000
00**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****00000
0**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000
**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000* ZERO HUNDRED AND ZERO***
*Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**
Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**Shares****000000**S FULLY-PAID AND NON-ASSESSABLE SHARES OF THE FIXED-TO-FLOATING RATE NON-CUMULATIVE PERPETUAL PREFERRED
STOCK, SERIES R OF DTC The PNC Financial Services Group, Inc. (hereinafter called the “Company”), transferable on the books of the Company Total in person or by duly authorized attorney, upon surrender of this Certificate properly
endorsed. This Certificate and the shares Holder CUSIP Number represented hereby, are issued and shall be held subject to all of the provisions of the Articles of Incorporation, as amended, Certificate of Insurance ID and the By-Laws, as amended, of
the Company (copies of which are on file with the Company and with the Transfer Agent), Value to all of which each holder, by acceptance hereof, assents. This Certificate is not valid unless countersigned and registered Transaction Numbers Shares by
the Transfer Agent and Registrar. 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 1234567890/1234567890 Witness the facsimile seal of the Company and the facsimile signatures of its duly
authorized officers. DATED <<Month Day, Year>> COUNTERSIGNED AND REGISTERED: Num/No 12345678901234512345678 COMPUTERSHARE TRUST COMPANY, N.A. 666 555 444 333 222 111 Denom. Chief Executive Officer TRANSFER AGENT AND REGISTRAR,
Total.XXXXXX 7 00.1,000,000 XX 123456 XXXXXXXXXX X Corporate Secretary AUTHORIZED SIGNATURE 

 

 
  
 THE PNC
FINANCIAL SERVICES GROUP, INC THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OF THE
COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES OF INCORPORATION OF THE COMPANY, AS
AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF THE COMPANY OR TO THE TRANSFER
AGENT THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY CLAIM THAT MAY BE MADE AGAINST
THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE THE SECURITIES REPRESENTED BY THIS INSTRUMENT ARE NOT SAVINGS ACCOUNTS, DEPOSITS OR OTHER OBLIGATIONS OF A BANK AND ARE NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE
CORPORATION OR ANY OTHER GOVERNMENTAL AGENCY The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM -
as tenants in common UNIF GIFT MIN ACT- Custodian (Cust) (Minor) TEN ENT - as tenants by the entireties under Uniform Gifts to Minors Act (State) JT TEN - as joint tenants with right of survivorship UNIF TRF MIN ACT Custodian (until age ) and not as
tenants in common (Cust) (Minor) under Uniform Transfers to Minors Act (State) Additional abbreviations may also be used though not in the above list PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE For value received, hereby
sell, assign and transfer unto (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to
transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises Dated: 20 Signature(s) Guaranteed: Medallion Guarantee Stamp THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR
INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S E C RULE 17Ad-15 Signature: Signature: Notice: The signature to this assignment
must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or any change whatever The IRS requires that we report the cost basis of certain shares acquired after January 1, 2011
If your shares were covered by the legislation and you have sold or transferred the shares and requested a specific cost basis calculation method, we have processed as requested If you did not specify a cost basis calculation method, we have
defaulted to the first in, first out (FIFO) method Please visit our website or consult your tax advisor if you need additional information about cost basis If you do not keep in contact with us or do not have any activity in your account for the
time periods specified by state law, your property could become subject to state unclaimed property laws and transferred to the appropriate state

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00216-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00216-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00216-of-00352.parquet"}]]