Document:

NQ03 Stock Plan and options agreement there under

 Exhibit 10.39 
  
 ACLARA BIOSCIENCES, INC. 
  
 NQ03 STOCK PLAN 
  
 NON-STATUTORY STOCK OPTION AGREEMENT 
  
 THIS NON-STATUTORY STOCK OPTION AGREEMENT (the “Agreement”), dated March 20, 2003 is made by and between ACLARA BioSciences, Inc., a
Delaware corporation (the “Company”) and Thomas Klopack, an employee of the Company (the “Optionee”). This Agreement will also serve as the Company NQ03 Stock Plan. 
  
 WHEREAS, the Company has determined that it would be to the advantage and
best interest of the Company and its stockholders to grant the Non-Statutory Option provided for herein to the Optionee in connection with his initial commencement of employment with the Company and such grant is an essential inducement to
Optionee’s entering into a contract of employment with the Company as its Chief Executive Officer. 
  
 NOW, THEREFORE, in consideration of the mutual covenants herein contained and other good and valuable consideration, receipt of which is hereby
acknowledged, the parties hereto do hereby agree as follows: 
  
 I.    DEFINITIONS 
  
 1.    “Board” shall mean the Board of Directors of the Company. 
  
 2.    “Code” shall mean the Internal Revenue Code of 1986, as amended. 
  
 3.    “Common Stock” shall mean the
Common Stock of the Company, par value $.001. 
  
 4.    “Consultant” shall mean any consultant or adviser if: (i) the consultant or adviser renders bona fide services to the Company; (ii) the services rendered by the consultant or adviser are not in
connection with the offer or sale of securities in a capital-raising transaction and do not directly or indirectly promote or maintain a market for the Company’s securities; and (iii) the consultant or adviser is a natural person who has
contracted directly with the Company to render such services. 
  
 5.    “Continuous Status as an Employee or Consultant” shall mean that the employment or consulting relationship with the Company, any Parent, or Subsidiary, is not interrupted or terminated. Continuous
Status as an Employee or Consultant shall not be considered interrupted in the case of (i) any leave of absence approved by the Company or (ii) transfers between locations of the Company or between the Company, its Parent, any Subsidiary, or any
successor. A leave of absence approved by the Company shall include sick leave, military leave, or any other personal leave approved by an authorized representative of the Company. 
  
 6.    “Director” shall mean a member of the Board. 

 7.    “Disability” shall mean that the Optionee has been unable to
perform his duties to the Company as described in his offer letter dated as of March 18, 2003, as the same may be amended from time to time, as a result of the Optionee’s mental or physical incapacity and such inability, at least twenty-six
(26) weeks after its commencement, is determined to be total and permanent by a physician selected by the Company and acceptable to Optionee or Optionee’s legal representative (such agreement as to acceptability not to be unreasonably
withheld). 
  
 8.    “Employee” shall mean any person, including Officers and Directors, employed by the Company or any Parent or Subsidiary of the Company. Neither service as a Director nor payment of a
director’s fee by the Company shall be sufficient to constitute “employment” by the Company. 
  
 9.    “Fair Market Value” shall mean, as of any date, the value of the Common Stock determined as follows:

  
 (i) If the Common Stock is listed on any established stock
exchange or a national market system, including without limitation the Nasdaq National Market of the National Association of Securities Dealers, Inc. Automated Quotation (“Nasdaq”) System, the Fair Market Value of a Share of Common
Stock shall be the closing sales price for such stock (or the closing bid, if no sales were reported) as quoted on such system or exchange (or the exchange with the greatest volume of trading in Common Stock) on the last market trading day prior to
the day of determination, as reported in The Wall Street Journal or such other source as the Board deems reliable; 
  
 (ii) If the Common Stock is quoted on the Nasdaq System (but not on the Nasdaq National Market thereof) or is regularly quoted by a recognized securities
dealer but selling prices are not reported, the Fair Market Value of a Share of Common Stock shall be the mean between the high bid and low asked prices for the Common Stock on the last market trading day prior to the day of determination, as
reported in The Wall Street Journal or such other source as the Board deems reliable; or 
  
 (iii) In the absence of an established market for the Common Stock, the Fair Market Value shall be determined in good faith by the Board. 
  
 10.    “Non-Statutory Stock Option”
shall mean an Option not intended to qualify as an Incentive Stock Option and which is not designated as an Incentive Stock Option by the Board. 
  
 11.    “Option” shall mean the Non-Statutory Stock Option granted pursuant to this Agreement. 
  
 12.    “Parent” shall mean a
“parent corporation,” whether now or hereafter existing, as defined in Section 424(e) of the Code. 
  
 13.    “Shares” shall mean the shares of the Company’s Common Stock covered by the Option, as adjusted in
accordance with Section 10 below. 
  
 14.    “Subsidiary” shall mean a “subsidiary corporation,” whether now or hereafter existing, as defined in Section 424(f) of the Code. 
  

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 II.     NOTICE OF GRANT 
  
 In consideration of the Optionee’s agreement to render services to he Company and for other good and valuable
consideration, the Company grants to Optionee the option to purchase Common Stock of the Company, subject to the terms and conditions of this Agreement. The terms of Optionee’s grant are set forth below: 
  

			
	 Grant Number
	 	NQ0587
		
	 Date of Grant
	 	3/20/2003
		
	 Vesting Commencement Date
	 	3/20/2003
		
	 Exercise Price per Share
	 	$2.02
		
	 Total Number of Shares Granted
	 	507,738
		
	 Total Exercise Price
	 	$1,025,630.76
		
	 Type of Option:
	 	NQ/(Non-Statutory Stock Option)
		
	 Term/Expiration Date:
	 	3/20/2013

  
 Vesting Schedule: 

 

					
	 Shares

	 	 Vest Type

	 	 Vest Date

	 146712
	 	On Vest Date	 	3/20/2004
	 110034
	 	Monthly	 	12/20/2004
	 125496
	 	Monthly	 	12/20/2005
	 125496
	 	Monthly	 	12/20/2006

  
 The Shares subject to
this Option may vest on an accelerated basis under certain circumstances as set forth in that certain Severance Agreement, dated March 18, 2003, between the Company and Optionee. 
  
 For purposes of this Agreement, Shares subject to this Option shall vest based on Optionee’s Continuous Status as an
Employee or Consultant. 
  
 Termination Period: 

 
 This Option may be exercised for thirty (30) days after termination of
the Optionee’s Continuous Status as an Employee or Consultant. Upon the death or Disability of the Optionee, this Option may be exercised for such longer period as provided herein, but in no event later than the Term/Expiration Date as provided
above. In the event of the Optionee’s change in status from Employee to Consultant or Consultant to Employee, this Option Agreement shall remain in effect. 
  

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 III.    AGREEMENT 
  
 1.    Grant of Option. The Company hereby grants to the Optionee an Option to purchase the Common
Stock (the “Shares”) set forth in the Notice of Grant, at the exercise price per share set forth in the Notice of Grant (the “Exercise Price”). 
  
 2.    Exercise of Option. This Option is exercisable as follows: 
  
 (a) Right to Exercise. 
  
 (i) This Option is exercisable during its term in accordance with the
Vesting Schedule set out in the Notice of Grant and the applicable provisions of this Option Agreement. In the event of Optionee’s death, Disability or other termination of Optionee’s Continuous Status as an Employee or Consultant, the
exercisability of the Option is governed by Sections 5, 6 and 7 below. 
  
 (ii) This Option may not be exercised for a fraction of a Share. 
  
 (iii) In no event may this Option be exercised after the date of expiration of the term of this Option as set forth in the Notice of Grant. 

 
 (b) Method of Exercise. There are two methods of exercise
available: 
  
 (i) The employee may do an exercise online
through OptionsLink by logging in to www.OptionsLink.com and selecting the appropriate function. A cash exercise will require a funded account. This should be set up in advance. Each employee should have received a welcome packet with account
instructions. 
  
 (ii) Alternatively, this Option is also
exercisable by delivery of an exercise notice, in the form attached as Exhibit A (the “Exercise Notice”), which shall state the election to exercise the Option, the number of Shares in respect of which the Option is being
exercised (the “Exercised Shares”), and such other representations and agreements as may be required by the Company. The Exercise Notice shall be signed by the Optionee and shall be delivered in person or by certified mail to the
Secretary of the Company. The Exercise Notice shall be accompanied by payment of the aggregate Exercise Price as to all Exercised Shares. This Option shall be deemed to be exercised upon receipt by the Company of such fully executed Exercise Notice
accompanied by such aggregate Exercise Price. 
  
 No Shares shall
be issued pursuant to the exercise of this Option unless such issuance and exercise complies with all relevant provisions of law and the requirements of any stock exchange or quotation service upon which the Shares are then listed. Assuming such
compliance, for income tax purposes the Exercised Shares shall be considered transferred to the Optionee on the date the Option is exercised with respect to such Exercised Shares. 
  
 3.    Method of Payment. Payment of the Exercise Price shall be by any of the following, or a
combination thereof, at the election of the Optionee: 
  
 (a)
cash; 
  

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 (b) check; 
  
 (c) money order; 
  
 (d) with the consent of the Board, and to the extent permitted by all applicable laws, delivery of a properly executed exercise notice together with such
other documentation as the Board and the broker, if applicable, shall require to effect an exercise of the Option and delivery to the Company of the sale proceeds required to pay the exercise price, provided that payment of such proceeds is then
made to the Company upon settlement of such sale; or 
  
 (e) with
the consent of the Board, surrender of other shares of Common Stock of the Company which (i) in the case of shares acquired upon exercise of an option, have been owned by the Optionee for more than six (6) months on the date of surrender, and (ii)
have a Fair Market Value on the date of surrender equal to the aggregate Exercise Price of the Exercised shares; 
  
 (f) funding of an account through OptionsLink via cash, check or money order; or 
  
 (g) any combination of the foregoing methods of payments. 
  
 4.    Restrictions on Exercise. If the issuance of Shares upon exercise of the Option or if the
method of payment for such Shares would constitute a violation of any applicable federal or state securities or other law or regulation, then this Option may not be exercised. The Company may require Optionee to make any representation and warranty
to the Company as may be required by any applicable law or regulation before allowing the Option to be exercised. 
  
 5.    Termination of Continuous Status as an Employee of Consultant. Upon termination of an Optionee’s Continuous Status
as an Employee or Consultant (but not in the event of a change of status from Employee to Consultant or from Consultant to Employee), other than upon the Optionee’s death or Disability, the Optionee may exercise his or her Option, but only
within such period of time as is specified in the Notice of Grant above, and only to the extent that the Optionee was entitled to exercise it at the date of termination (but in no event later than the expiration of the term of such Option as set
forth in the Notice of Grant). If, after termination, the Optionee does not exercise his or her Option within the time specified, the Option shall terminate. 
  
 6.    Disability of Optionee. Notwithstanding the provisions of Section III(5) above, in the event of termination of an
Optionee’s Continuous Status as an Employee or Consultant as a result of his Disability then the period during which each outstanding option held by the Optionee is to remain exercisable shall be limited to the twelve (12)-month period
following the date of such cessation of service (but in no event later than the expiration date of the term of this Option as set forth in the Notice of Grant). To the extent that the Option is not vested at the date on which the Optionee ceases to
be a Service Provider, or if Optionee does not exercise such Option within the time specified herein, the Option shall terminate. 
  
 7.    Death of Optionee. In the event of the death of an Optionee, the Option may be exercised at any time within twelve (12)
months (or such other period of time as is determined 
  

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 by the Board) following the date of death (but in no event later than the expiration of the term of such Option as set
forth in the Notice of Grant), by the Optionee’s estate or by a person who acquired the right to exercise the Option by bequest or inheritance, but only to the extent that the Optionee was entitled to exercise the Option at the date of death.
If, after death, the Optionee’s estate or a person who acquired the right to exercise the Option by bequest or inheritance does not exercise the Option within the time specified herein, the Option shall terminate. 
  
 8.    Adjustments Upon Changes in Capitalization,
Dissolution, Merger or Asset Sale. 
  
 (a)    Changes in Capitalization.  Subject to any required action by the shareholders of the Company, the number of shares of Common Stock covered by this Option and the exercise price with respect to
the Option shall be proportionately adjusted for any increase or decrease in the number of issued shares of Common Stock resulting from a stock split, reverse stock split, stock dividend, combination or reclassification of the Common Stock, or any
other increase or decrease in the number of issued shares of Common Stock effected without receipt of consideration by the Company; provided, however, that conversion of any convertible securities of the Company shall not be deemed to have been
effected without receipt of consideration. Such adjustment shall be made by the Board, whose determination in that respect shall be final, binding and conclusive. Except as expressly provided herein, no issuance by the Company of shares of stock of
any class, or securities convertible into shares of stock of any class, shall affect, and no adjustment by reason thereof shall be made with respect to, the number or price of shares of Common Stock subject to this Option. 
  
 (b)    Dissolution or Liquidation.  In
the event of the proposed dissolution or liquidation of the Company, the Board shall notify the Optionee at least fifteen (15) days prior to such proposed action. To the extent it has not been previously exercised, the Option will terminate
immediately prior to the consummation of such proposed action. 
  
 (c)    Merger or Asset Sale.  In the event of a merger of the Company with or into another corporation, or the sale of substantially all of the assets of the Company, this Option may be assumed or an
equivalent option or right may be substituted by the successor corporation or a Parent or Subsidiary of the successor corporation. The Board may, in lieu of such assumption or substitution, provide for the Optionee to have the right to exercise the
Option as to all or a portion of the Shares, including Shares as to which it would not otherwise be exercisable. If the Board makes an Option exercisable in lieu of assumption or substitution in the event of a merger or sale of assets, the Board
shall notify the Optionee that the Option shall be fully exercisable for a period of fifteen (15) days from the date of such notice, and the Option will terminate upon the expiration of such period. For the purposes of this paragraph, the Option
shall be considered assumed if, following the merger or sale of assets, the option confers the right to purchase, for each of the Shares subject to the Option immediately prior to the merger or sale of assets, the consideration (whether stock, cash,
or other securities or property) received in the merger or sale of assets by holders of Common Stock for each Share held on the effective date of the transaction (and if holders were offered a choice of consideration, the type of consideration
chosen by the holders of a majority of the outstanding Shares); provided, however, that if such consideration received in the merger or sale of assets was not solely common stock of the successor corporation or its Parent, the Board may, with the
consent of the successor corporation, provide for the consideration to be received upon the exercise of the Option, for each Share of 
  

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 Common Stock subject to the Option, to be solely common stock of the successor corporation or its Parent equal in fair
market value to the per share consideration received by holders of Common Stock in the merger or sale of assets. 
  
 (d) The existence of this Agreement shall not affect or restrict in any way the right or power of the Company or the stockholders of the Company to make
or authorize any adjustment, recapitalization, reorganization or other change in the Company’s capital structure or its business, any merger or consolidation of the Company, any issue of stock or of options, warrants or rights to purchase stock
or of bonds, debentures, preferred or prior preference stocks whose rights are superior to or affect the Common Stock or the rights thereof or which are convertible into or exchangeable for Common Stock, or the dissolution or liquidation of the
Company, or any sale or transfer of all or any part of its assets or business, or any other corporate act or proceeding, whether of a similar character or otherwise. 
  
 9.    Non-Transferability of Option.  This Option may not be transferred in any manner
other than by will or by the laws of descent or distribution. It may be exercised during the lifetime of Optionee only by Optionee. The terms of this Option shall be binding upon the executors, administrators, heirs, successors and assigns of the
Optionee. 
  
 10.    Term of
Option.  This Option may be exercised only within the term set out in the Notice of Grant, and may be exercised during such term only in accordance with the terms of this Option Agreement. 
  
 11.    Restrictions on Shares.  Optionee
hereby agrees that Shares purchased upon the exercise of the Option shall be subject to such terms and conditions as the Board shall determine in its sole discretion, including, without limitation, restrictions on the transferability of Shares, the
right of the Company to repurchase Shares, and a right of first refusal in favor of the Company with respect to permitted transfers of Shares. Such terms and conditions may, in the Board’s sole discretion, be contained in the Exercise Notice
with respect to the Option or in such other agreement as the Board shall determine and which the Optionee hereby agrees to enter into at the request of the Company. 
  
 12.    Entire Agreement; Governing Law.  This Option Agreement constitutes the entire
agreement of the parties with respect to the subject matter hereof and supersedes in their entirety all prior undertakings and agreements of the Company and Optionee with respect to the subject matter hereof, and may not be modified adversely to the
Optionee’s interest except by means of a writing signed by the Company and Optionee. This agreement is governed by the laws of the State of California except for that body of law pertaining to conflict of laws. 
  
 [SIGNATURE PAGE FOLLOWS] 
  

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 This Agreement may be executed in two or more counterparts, each of which shall be deemed an original and
all of which shall constitute one document. 
  
 ACLARA BIOSCIENCES, INC. 
  
  
 By:                                      
                        
  
 Name:                                     
                     
  
 Title:                                     
                     
  
 OPTIONEE ACKNOWLEDGES AND AGREES THAT THE VESTING OF SHARES PURSUANT TO THE OPTION HEREOF IS EARNED ONLY BY CONTINUOUS STATUS AS AN EMPLOYEE OR CONSULTANT
AT THE WILL OF THE COMPANY (NOT THROUGH THE ACT OF BEING HIRED, BEING GRANTED THIS OPTION OR ACQUIRING SHARES HEREUNDER). OPTIONEE FURTHER ACKNOWLEDGES AND AGREES THAT NOTHING IN THIS AGREEMENT SHALL CONFER UPON OPTIONEE ANY RIGHT WITH RESPECT TO
CONTINUATION OF EMPLOYMENT OR CONSULTANCY BY THE COMPANY, NOR SHALL IT INTERFERE IN ANY WAY WITH OPTIONEE’S RIGHT OR THE COMPANY’S RIGHT TO TERMINATE OPTIONEE’S EMPLOYMENT OR CONSULTANCY AT ANY TIME, WITH OR WITHOUT CAUSE. 

 
 Optionee hereby accepts this Option subject to all of the terms and
provisions hereof. Optionee has reviewed the Option, has had an opportunity to obtain the advice of counsel prior to executing this Option and fully understands all provisions of the Option. Optionee hereby agrees to accept as binding, conclusive
and final all decisions or interpretations of the Board upon any questions arising under this Option. Optionee further agrees to notify the Company upon any change in the residence address indicated below. 
  
  

							
	 Dated:                                 
	  	 	  	
	  	 
	 	  	 	  	 Thomas Klopack
	  	 
	 	  	 	  	 	  	 
	 	  	 	  	 Residence Address:
	  	 
	 	  	 	  	 864 Chelsea Lane
	  	 
	 	  	 	  	 Encinitas, California 92024
	  	 

  

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 EXHIBIT A 
  
 ACLARA BIOSCIENCES, INC. 
  
 EXERCISE NOTICE 
  
 ACLARA BioSciences, Inc. 
 1288 Pear Avenue 
 Mountain View, California 94043 
 Attention: Secretary 
  
 1.    Exercise of Option. Effective as of today,
                    , the undersigned (“Optionee”) hereby elects to exercise Optionee’s option to purchase
                     shares of the Common Stock (the “Shares”) of ACLARA BioSciences, Inc. (the “Company”) under
and pursuant to the Non-Statutory Stock Option Agreement, dated                     , 2003 (the “Option Agreement”). 
  
 2.    Representations of Optionee. Optionee
acknowledges that Optionee has received, read and understood the Option Agreement. Optionee agrees to abide by and be bound by its terms and conditions. 
  
 3     Rights as Stockholder. Until the stock certificate evidencing such Shares is issued (as evidenced by the appropriate
entry on the books of the Company or of a duly authorized transfer agent of the Company), no right to vote or receive dividends or any other rights as a stockholder shall exist with respect to Shares subject to the Option, notwithstanding the
exercise of the Option. The Company shall issue (or cause to be issued) such stock certificate promptly after the Option is exercised. No adjustment will be made for a dividend or other right for which the record date is prior to the date the stock
certificate is issued. 
  
 4.    Tax
Consultation. Optionee understands that Optionee may suffer adverse tax consequences as a result of Optionee’s purchase or disposition of the Shares. Optionee represents that Optionee has consulted with any tax consultants Optionee deems
advisable in connection with the purchase or disposition of the Shares and that Optionee is not relying on the Company for any tax advice. 
  
 5     Successors and Assigns. The Company may assign any of its rights under this Agreement to single or multiple assignees,
and this Agreement shall inure to the benefit of the successors and assigns of the Company. Subject to the restrictions on transfer herein set forth, this Agreement shall be binding upon Optionee and his or her heirs, executors, administrators,
successors and assigns. 
  
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Interpretation. Any dispute regarding the interpretation of this Agreement shall be submitted by Optionee or by the Company forthwith to the Company’s Board of Directors, which shall review such dispute at its next regular meeting. The
resolution of such a dispute by the Board of Directors shall be final and binding on the Company and on Optionee. 

 7.    Governing Law; Severability. This Agreement shall be governed by and
construed in accordance with the laws of the State of California excluding that body of law pertaining to conflicts of law. Should any provision of this Agreement be determined by a court of law to be illegal or unenforceable, the other provisions
shall nevertheless remain effective and shall remain enforceable. 
  
 8.    Notices. Any notice required or permitted hereunder shall be given in writing and shall be deemed effectively given upon personal delivery or upon deposit in the United States mail by certified mail, with
postage and fees prepaid, addressed to the other party at its address as shown below beneath its signature, or to such other address as such party may designate in writing from time to time to the other party. 
  
 9.    Further Instruments. The parties agree to
execute such further instruments and to take such further action as may be reasonably necessary to carry out the purposes and intent of this Agreement. 
  
 10.    Delivery of Payment. Optionee herewith delivers to the Company the full Exercise Price for the Shares, as well as any
applicable withholding tax. 
  
 11.    Entire Agreement. The Option Agreement is incorporated herein by reference. This Agreement and the Option Agreement constitute the entire agreement of the parties and supersede in their entirety all prior
undertakings and agreements of the Company and Optionee with respect to the subject matter hereof. 
  
  

							
	 Submitted by:
	  	 	  	Accepted by:
			
	 Thomas Klopack:
	  	 	  	ACLARA BIOSCIENCES, INC.
				
	  

	  	 	  	By:	  	  

	 	  	 	  	Its:	  	  

				
	 Address:
	  	 	  	 	  	 Address:

				
	 864 Chelsea Lane
 Encinitas, California 92024
	  	 	  	 	  	 1288 Pear Avenue
 Mountain View, California 94043

  

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 EXHIBIT B 
  
 CONSENT OF SPOUSE 
  
 The undersigned spouse of Optionee has read and hereby approves the terms and conditions of the Plan and this Option Agreement. In consideration of the
Company’s granting his or her spouse the right to purchase Shares as set forth in the Plan and this Option Agreement, the undersigned hereby agrees to be irrevocably bound by the terms and conditions of the Plan and this Option Agreement and
further agrees that any community property interest shall be similarly bound. The undersigned hereby appoints the undersigned’s spouse as attorney-in-fact for the undersigned with respect to any amendment or exercise of rights under the Plan or
this Option Agreement. 
  

			
		
	 	 	 
	 	 	

	 	 	 Spouse of OptioneeAmended and Restated 2000 Restricted Stock Plan

 EXHIBIT 10.10 
  
 IMCO RECYCLING INC. 
 AMENDED AND RESTATED 2000 RESTRICTED STOCK PLAN 
  
 (Amended and Restated Effective as of February 25, 2004) 
  
 This IMCO Recycling Inc. Amended and Restated 2000 Restricted Stock Plan (hereinafter called the “Plan”) was originally adopted by the Board of Directors of IMCO Recycling Inc., a Delaware corporation
(hereinafter called the “Company”), effective as of December 13, 2000, and amended and restated effective as of February 25, 2004. 
  
 ARTICLE 1 
 PURPOSE

  
 The purpose of the Plan is to attract and retain the
services of key employees of the Company and its Subsidiaries and to provide such persons with a proprietary interest in the Company through the granting of restricted stock that will 
  
 (a)    increase the interest of such persons in the Company’s welfare; 

 
 (b)    furnish an incentive to such
persons to continue their services for the Company; 
  
 (c)    provide a means through which the Company may attract able persons as employees; and 
  
 (d)    in instances where authorized by the Committee, provide certain key employees additional incentives to make
substantial contributions to the Company’s growth measured by the attainment of performance goals. 
  
 ARTICLE 2 
 DEFINITIONS 
  
 For the purpose of the Plan, unless the context requires otherwise, the
following terms shall have the meanings indicated: 
  
 2.1    “Award” means a grant of Restricted Stock or Restricted Stock Units under the Plan. 
  
 2.2    “Award Agreement” means a written agreement between a Participant and the Company which sets out the terms of
the grant of an Award. 
  
 2.3    “Board” means the board of directors of the Company. 
  
 2.4    “Change of Control” means the occurrence of any of the following events: (i) there shall be consummated any
merger or consolidation pursuant to which shares of the Company’s Common Stock would be converted into cash, securities or other property, or any sale, lease, exchange or other disposition (excluding disposition by way of mortgage, pledge or
hypothecation), 

 in one transaction or a series of related transactions, of all or substantially all the assets of the Company (a
“Business Combination”), in each case unless, following such Business Combination, the holders of the outstanding Common Stock of the Company immediately prior to such Business Combination beneficially own, directly or indirectly, more
than 55% of the outstanding common stock or equivalent equity interests of the corporation or entity resulting from such Business Combination (including, without limitation, a corporation which as a result of such transaction owns the Company or all
or substantially all of the Company’s assets either directly or through one or more subsidiaries) in substantially the same proportions as their ownership, immediately prior to such Business Combination, of the outstanding common stock, (ii)
the stockholders of the Company approve any plan or proposal for the complete liquidation or dissolution of the Company, (iii) any “person” (as such term is defined in Section 3(a)(9) or Section 13(d)(3) under the Securities Exchange Act
of 1934 (the “1934 Act”) or any “group” (as such term is used in Rule 13d-5 promulgated under the 1934 Act) other than an Employer or a successor of an Employer, or any employee benefit plan of an Employer (including such
plan’s trustee), becomes a beneficial owner for purposes of Rule 13d-3 promulgated under the 1934 Act, directly or indirectly, of securities of the Company representing 25% or more of the Company’s then outstanding common securities having
the right to vote in the election of directors, or (iv) during any period of two consecutive years, individuals who, at the beginning of such period constituted the entire Board, cease for any reason (other than death) to constitute a majority of
the directors, unless the elections, or the nomination for election by the Company’s stockholders, of each new director was approved by a vote of at least a majority of the directors then still in office who were directors at the beginning of
the period. For purposes of this definition, the term “Company” shall include any successor or assignee of such corporation, which successor or assignee assumes such status other than pursuant to an event or occurrence constituting a
Change of Control. 
  
 2.5    “Code” means the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder. 
  
 2.6    “Compensation Committee” or “Committee” means the committee appointed or designated by the Board to
administer the Plan in accordance with Article 3 of this Plan. 
  
 2.7    “Common Stock” means the common stock, par value $0.10 per share, which the Company is currently authorized to issue or may in the future be authorized to issue. 
  
 2.8    “Date of Grant” means the
effective date on which an Award is made to a Participant as set forth in the applicable Award Agreement. 
  
 2.9    “Employee” means common law employee (as defined in accordance with the Regulations and Revenue Rulings then
applicable under Section 3401(c) of the Code) of the Company or any Subsidiary of the Company. 
  
 2.10    “Employer” shall mean the Company or any affiliated company or Subsidiary of the Company that adopts the Plan. 
  
 2.11    “Fair Market Value” when used to describe the Company’s shares of Common
Stock, means (i) the closing sales price per share on the principal securities exchange or interdealer 
  

	

  

 2 

 quotation system on which the Common Stock is then traded or quoted (or if there is no sale on the relevant date, then on
the last previous day on which a sale was reported), or (ii) the mean between the closing or average (as the case may be) bid and asked prices per share of Common Stock on the over-the-counter market, whichever is applicable. 
  
 2.12    “Participant” shall mean an
Employee of the Company or a Subsidiary to whom an Award is granted under this Plan. 
  
 2.13    “Plan” means this IMCO Recycling Inc. Amended and Restated 2000 Restricted Stock Plan, as it may be further amended from time to time. 
  
 2.14    “Restricted Stock” means shares
of Common Stock issued or transferred to a Participant pursuant to this Plan, which are subject to restrictions or limitations set forth in this Plan and in the related Award Agreement. 
  
 2.15    “Restricted Stock Units” or “Units” means a right to receive in the
future shares of Common Stock (or their cash equivalent, or a combination of both), granted to a Participant pursuant to this Plan, which are subject to restrictions or limitations set forth in this Plan and in the related Award Agreement.

  
 2.16    “Restriction
Period” shall have the meaning set forth in Section 6.5(a) hereof. 
  
 2.17    “Retirement” means any Termination of Service solely due to retirement after attaining age 65, or permitted early retirement as determined by the Committee. 
  
 2.18    “Subsidiary” means (i) any
corporation in an unbroken chain of corporations beginning with the Company, if each of the corporations other than the last corporation in the unbroken chain owns stock possessing a majority of the total combined voting power of all classes of
stock in one of the other corporations in the chain, (ii) any limited partnership, if the Company or any corporation described in item (i) above owns a majority of the general partner interests and a majority of the limited partners’ interests
entitled to vote on the removal and replacement of the general partner, and (iii) any general partnership or limited liability company, if the partners or members thereof are composed only of the Company, any corporation listed in item (i) above or
any limited partnership listed in item (ii) above. “Subsidiaries” means more than one of any such corporations, limited partnerships, general partnerships or limited liability companies. 
  
 2.19    “Termination of Service” occurs
when a Participant who is an Employee of the Company or any Subsidiary shall cease to serve as an Employee of the Company and its Subsidiaries, for any reason. 
  

2.20    “Total and Permanent Disability” means the Participant’s total and permanent disability, as that term
is described in Section 22(e) of the Code. 
  

 3 

 ARTICLE 3 
 ADMINISTRATION 
  
 The Plan shall be administered by the Compensation Committee of the Board (or a subcommittee thereof) or another committee appointed by the Board (the “Committee”). The Committee shall consist of not fewer than two persons. Any
member of the Committee may be removed at any time, with or without cause, by resolution of the Board. Any vacancy occurring in the membership of the Committee may be filled by appointment by the Board. 
  
 The Committee shall select one of its members to act as its Chairman. A
majority of the Committee shall constitute a quorum, and the act of a majority of the members of the Committee present at a meeting at which a quorum is present shall be the act of the Committee. 
  
 The Committee shall determine and designate from time to time the eligible
persons to whom Awards will be granted and shall set forth in each related Award Agreement, the Date of Grant and such other terms, provisions, limitations, and performance requirements (if any), as are approved by the Committee, but not
inconsistent with the Plan. 
  
 The Committee, in its discretion,
shall (i) interpret the Plan, (ii) prescribe, amend, and rescind any rules and regulations necessary or appropriate for the administration of the Plan, and (iii) make such other determinations and take such other action as it deems necessary or
advisable in the administration of the Plan. Any interpretation, determination, or other action made or taken by the Committee shall be final, binding, and conclusive on all interested parties. 
  
 ARTICLE 4 
 ELIGIBILITY 
  
 Employees who are eligible to participate in the Plan (including an Employee who is also a director or an officer) are those Employees whom the Committee determines are key Employees. The Committee, upon its own
action, may grant, but shall not be required to grant, an Award to any Employee or potential Employee of the Company or any Subsidiary. Awards may be granted by the Committee at any time and from time to time to new Participants, or to existing
Participants, or to a greater or lesser number of Participants, and may include or exclude previous Participants, as the Committee shall determine. Except as required by this Plan, all Awards shall not be required to contain the same or similar
provisions. The Committee’s determinations under the Plan (including without limitation determinations of which Employees or potential Employees, if any, are to receive Awards, the form, amount and timing of such Awards, the terms and
provisions of such Awards and the agreements evidencing same) need not be uniform and may be made by it selectively among Employees who receive, or are eligible to receive, Awards under the Plan. 
  
 ARTICLE 5 
 SHARES SUBJECT TO PLAN 
  
 Subject to adjustment as provided in Articles 9 and 10, the maximum number of shares of Common Stock that may be delivered pursuant to Awards granted under the Plan is (a) Three Hundred Thousand (300,000)
shares; plus (b) any shares of Common Stock previously subject to Awards which are forfeited, terminated, payable or settled in cash in lieu of Common Stock, or exchanged for other awards that do not involve Common Stock. Shares to be issued or
delivered shall be made available only from Common Stock held by the Company in its treasury or Common Stock purchased by the Company on the open market or otherwise. 
  

 4 

 ARTICLE 6 
 GRANT OF AWARDS 
  
 6.1    In General. The grant of an Award shall be authorized by the Committee and shall be evidenced by an Award Agreement setting forth the particular Award being granted, the total number of shares of
Restricted Stock or Restricted Stock Units subject to the Award, the Date of Grant, and such other terms, provisions, limitations, and performance objectives (if any), as are approved by the Committee, but not inconsistent with the Plan. The Company
shall execute an Award Agreement with a Participant after the Committee approves the issuance of an Award. Any Award granted pursuant to this Plan must be granted within ten (10) years of the date of adoption of this Plan (i.e., December 13,
2000). The grant of an Award to a Participant shall not be deemed either to entitle the Participant to, or to disqualify the Participant from, receipt of any other Award under the Plan. 
  
 If the Committee establishes a purchase price for an Award, the Participant must accept such Award within a period of 30
days (or such shorter period as the Committee may specify) after the Date of Grant by executing the applicable Award Agreement and paying such purchase price. 
  

6.2    Maximum Individual Grants. No Participant may receive, during any fiscal year of the Company, Awards covering
an aggregate of more than Fifty Thousand (50,000) shares of Common Stock. In addition, in no event shall the total Fair Market Value of any Restricted Stock Unit Awards granted to any Participant during any fiscal year of the Company exceed
$1,000,000. 
  
 6.3    Award
Agreement. The Committee shall set forth in the related Award Agreement: (i) the number of shares of Restricted Stock or number of Restricted Stock Units awarded, (ii) the price, if any, to be paid by the Participant for such Restricted Stock or
Restricted Stock Units, (iii) the time or times within which such Award may be subject to forfeiture, (iv) specified performance goals (if applicable) of the Company, any Subsidiary, any division thereof or any group of Employees of the Company, or
any other criteria, which the Committee determines must be met in order to remove any restrictions on (including vesting of) such Award, and (v) all other terms, limitations, restrictions, and conditions of the Restricted Stock and the Restricted
Stock Units, which shall be consistent with this Plan. The provisions of any one particular Award need not be the same with respect to each Participant. 
  
 Each Participant who receives a grant of Restricted Stock Units shall be eligible to receive, at the expiration of the applicable Restriction Period, one
share of Common Stock for each Restricted Stock Unit awarded, and the Company shall issue to each such Participant that number of shares of Common Stock, or the cash equivalent of such number of shares (determined by reference to the Fair Market
Value of such shares as of the date the Restriction Period expires), or a combination of both. 
  
 The Committee may permit Participants to defer receipt of any Common Stock issuable upon the lapse of any restriction of Restricted Stock or Restricted Stock Units, subject to such rules and procedures as it may
establish. 
  
 6.4    Custody of
Shares; Legend on Shares. Each Participant who is awarded Restricted Stock shall be issued a stock certificate or certificates in respect of such shares of Common Stock. 
  

 5 

 Such certificate(s) shall be registered in the name of the Participant, and shall bear an appropriate legend referring to
the terms, conditions, and restrictions applicable to such Restricted Stock, substantially as provided in Section 13.8 of the Plan. The Committee may require that the stock certificates evidencing shares of Restricted Stock be held in custody
by the Company until the restrictions thereon shall have lapsed, and that the Participant deliver to the Committee a stock power or stock powers, endorsed in blank, relating to the shares of Restricted Stock. 
  
 6.5    Restrictions and Conditions. Shares
of Restricted Stock (and where applicable, Restricted Stock Units) shall be subject to the following restrictions and conditions: 
  
 (a)    No Disposition During Restriction Period. Subject to the other provisions of this Plan and the terms of
the particular Award Agreements, during such period as may be determined by the Committee commencing on the Date of Grant (the “Restriction Period”), the Participant shall not be permitted to sell, transfer, pledge, assign, or otherwise
dispose of shares of Restricted Stock or any Restricted Stock Units. The Restriction Period for shares of Restricted Stock and Restricted Stock Units shall commence on the Date of Grant of such Award and, subject to Article 10 of the Plan,
shall expire upon satisfaction of the conditions set forth in the Award Agreement; such conditions may provide for vesting based on (i) length of continuous service, (ii) achievement of specific business objectives, (iii) increases in specified
indices, (iv) attainment of specified growth rates, or (v) other comparable measurements of Company performance (or that of any Subsidiary or division thereof), as may be determined by the Committee in its sole discretion. 
  
 (b)    Rights During Restriction
Period. Except as provided in paragraph (a) above or hereinbelow, the Participant shall have, with respect to his or her Restricted Stock, all of the rights of a stockholder of the Company. The Participant shall not be entitled to receive any
dividends with respect to nonvested shares of Restricted Stock during the Restriction Period and no dividends shall accrue with respect thereto. The Participant shall be entitled to vote the shares of Restricted Stock during the Restriction Period
to the same extent as would have been applicable to the Participant if the Participant was then vested in the shares; provided, however, that the Participant shall not be entitled to vote the shares with respect to record dates occurring prior to
the Date of Grant, or with respect to record dates occurring on or after the date, if any, on which the Participant has forfeited the Restricted Stock. A Participant who receives Restricted Stock Units shall have no rights as a stockholder with
respect to such Restricted Stock Units (including rights to dividends) until such time as any share certificates for Common Stock are issued to the Participant. 
  
 (c)    Lapse of Restrictions. Certificates for shares of Common Stock (or their
cash equivalent, or a combination of both) free of restriction under this Plan shall be delivered to the Participant promptly after, and only after, the particular Restriction Period shall expire as a result of satisfaction of the conditions set
forth in the Award Agreement. 
  
 (d)    Forfeiture. Subject to the provisions of the particular Award Agreement, upon Termination of Service for any reason other than the Participant’s death, Total and Permanent Disability, or Retirement
during the Restriction Period, the nonvested shares of Restricted Stock and nonvested Restricted Stock Units shall be forfeited by the Participant. In addition, an Award Agreement may provide for forfeiture of shares of Restricted Stock or
Restricted Stock Units upon the occurrence of other events, including failure to achieve certain goals or objectives during a 
  

 6 

 specified period of time. In the event a Participant has paid any consideration to the Company for such
forfeited Restricted Stock or Restricted Stock Units, the Company shall, as soon as practicable after the event causing forfeiture (but in any event within five (5) business days), pay to the Participant, in cash, an amount equal to the total
consideration paid by the Participant for such forfeited shares of Restricted Stock or forfeited Restricted Stock Units. Upon any such forfeiture, all rights of a Participant with respect to the forfeited shares of the Restricted Stock or the
forfeited Restricted Stock Units shall cease and terminate, without any further obligation on the part of the Company. Certificates for shares of Common Stock forfeited under the provisions of the Plan and the applicable Award Agreement shall be
promptly returned to the Company by the forfeiting Participant. Each Award Agreement shall require that (i) each Participant, by his or her acceptance of Restricted Stock or Restricted Stock Units, irrevocably grants to the Company a power of
attorney to transfer to the Company any shares or Units so forfeited, and agrees to execute any documents or instruments (including stock powers) requested by the Company in connection with such forfeiture and transfer, and (ii) such provisions
regarding returns and transfers of Units or stock certificates with respect to forfeited shares of Common Stock shall be specifically performable by the Company in a court of equity or law. 
  
 ARTICLE 7 
 AMENDMENT OR DISCONTINUANCE 
  
 Subject to the limitations set forth in this Article 7, the Board may at any time and from time to time, without the consent of the Participants, alter, amend, revise, suspend, or discontinue the Plan in whole
or in part. Notwithstanding anything contained in this Plan to the contrary, unless required by law, no action contemplated or permitted by this Article 7 shall adversely affect any rights of Participants or obligations of the Company to
Participants with respect to any Award theretofore granted under the Plan without the consent of the affected Participant. 
  
 ARTICLE 8 
 TERM

  
 The Plan shall be effective from December 13, 2000, which
is the date that this Plan was originally approved by the Board. Unless sooner terminated by action of the Board, the Plan will terminate on December 13 , 2010, but Awards granted before that date will continue to be effective in accordance with
their terms and conditions. 
  
 ARTICLE 9 
 CAPITAL ADJUSTMENTS 
  
 If at any time while the Plan is in effect, or Awards are outstanding, there shall be any increase or decrease in the number of issued and outstanding
shares of Common Stock resulting from (a) the declaration or payment of a stock dividend, (b) any recapitalization resulting in a stock split-up, combination, or exchange of shares of Common Stock, or (c) other increase or decrease in such shares of
Common Stock effected without receipt of any consideration by the Company, then and in such event: 
  

 7 

 (i) An appropriate adjustment shall be made in the maximum number of shares of Common
Stock then subject to being awarded under the Plan and in the maximum number of shares of Common Stock that may be awarded to a Participant to the end that the same proportion of the Company’s issued and outstanding shares of Common Stock shall
continue to be subject to being so awarded; and 
  
 (ii) Appropriate adjustments shall be made in the number of outstanding shares of Restricted Stock and Restricted Stock Units with respect to which the applicable Restriction Period has not expired prior to any such change. 
  
 Except as otherwise expressly provided herein, the issuance by the Company of
shares of its capital stock of any class, or securities convertible into shares of capital stock of any class, either in connection with direct sale or upon the exercise of rights, options, or warrants to subscribe therefor, or upon conversion of
shares or obligations of the Company convertible into such shares or other securities, shall not affect, and no adjustment by reason thereof shall be made with respect to, the number of outstanding shares of Restricted Stock or the number of
outstanding Units. 
  
 Upon the occurrence of each event requiring
an adjustment with respect to any Award, the Company shall mail to each affected Participant its computation of such adjustment which shall be conclusive and shall be binding upon each such Participant. 
  
 ARTICLE 10 
 RECAPITALIZATION, MERGER AND CONSOLIDATION; CHANGE IN CONTROL 
  
 10.1    Right of the Company. The existence of this Plan and Awards granted hereunder shall not affect in any way the
right or power of the Company or its stockholders to make or authorize any or all adjustments, recapitalizations, reorganizations, or other changes in the Company’s capital structure and its business, or any merger or consolidation of the
Company, or any issue of bonds, debentures, preferred or preference stocks ranking prior to or otherwise affecting the Common Stock or the rights thereof (or any rights, options, or warrants to purchase same), or the dissolution or liquidation of
the Company, or any sale or transfer of all or any part of its assets or business, or any other corporate act or proceeding, whether of a similar character or otherwise. 
  
 10.2    Merger, Consolidation if the Company is Survivor. Subject to any required action
by the stockholders (and except as otherwise provided in Section 10.3 below), if the Company shall be the surviving or resulting corporation in any merger, consolidation or share exchange, any Award granted hereunder shall pertain to and
apply to the securities or rights (including cash, property, or assets) to which a holder of the number of shares of Common Stock subject to the Award would have been entitled. 
  
 10.3    Merger, Consolidation if the Company is Not Survivor. In the event of any merger,
consolidation or share exchange pursuant to which the Company is not the surviving or resulting corporation (or the Company is the surviving entity but the Common Stock of the Company is exchanged for cash, property, securities or other
consideration of or from any other entity), there shall be substituted for each share of Common Stock subject to the nonvested portions of such outstanding Awards, (i) that number of shares of each class of stock or other securities or that

  

 8 

 amount of cash, property, or assets of the surviving, resulting or consolidated entity which were distributed or
distributable to the stockholders of the Company in respect of each share of Common Stock held by them, or (ii) such number of shares of stock, or other securities, or such amount of cash, property or assets (or any combination thereof) as
proportionate in value as reasonably practicable to the consideration distributed or distributable to the stockholders of the Company with respect to each share of Common Stock held by them. 
  
 10.4    Change of Control. In the event of
a Change of Control, the acceleration of vesting of nonvested shares of Restricted Stock and of nonvested Restricted Stock Units and the expiration of the applicable Restriction Period(s) with respect thereto shall be governed by the provisions of
the applicable Award Agreement. 
  
 ARTICLE 11 

LIQUIDATION OR DISSOLUTION 
  
 In case the Company shall, at any time while any Award under this Plan shall be in force and its Restriction Period remains unexpired, (i) sell all or
substantially all of its property, or (ii) dissolve, liquidate, or wind up its affairs, then each Participant shall be thereafter entitled to receive, in lieu of each share of Common Stock of the Company or other consideration which such Participant
would have been entitled to receive under the Award, the same kind and amount of any securities or assets as may be issuable, distributable, or payable upon any such sale, dissolution, liquidation, or winding up with respect to each share of Common
Stock of the Company. 
  
 ARTICLE 12 
 AWARDS IN SUBSTITUTION FOR AWARDS GRANTED BY OTHER CORPORATIONS 
  
 Awards may be granted under the Plan from time to time in substitution for similar instruments held by employees of a
corporation who become or are about to become key Employees of the Company or any Subsidiary as a result of a merger or consolidation of the employing corporation with the Company or the acquisition by the Company of stock of the employing
corporation. The terms and conditions of the substitute Awards so granted may vary from the terms and conditions set forth in this Plan to such extent as the Committee at the time of grant may deem appropriate to conform, in whole or in part, to the
provisions of the awards in substitution for which they are granted. 
  
 ARTICLE 13 
 MISCELLANEOUS PROVISIONS 
  
 13.1    Investment Intent. The Company may require that there be presented to and filed
with it by any Participant under the Plan, such evidence as it may deem necessary to establish that the Award granted or the shares of Common Stock to be transferred to the Participants are being acquired for investment and not with a view to their
distribution. 
  

 9 

 13.2    No Right to Continued Employment. Neither the Plan nor any
Award granted under the Plan shall confer upon any Participant any right with respect to continuance of employment by the Company or any Subsidiary. 
  
 13.3    Indemnification of Board and Committee. No member of the Board or the Committee, nor any officer or Employee of
the Company acting on behalf of the Board or the Committee, shall be personally liable for any action, determination, or interpretation taken or made in good faith with respect to the Plan, and all members of the Board or the Committee, and each
officer or employee of the Company acting on their behalf shall, to the extent permitted by law, be fully indemnified and protected by the Company in respect of any such action, determination, or interpretation. 
  
 13.4    Effect of the Plan. Neither the
adoption of this Plan nor any action of the Board or the Committee shall be deemed to give any person any right to be granted an Award or any other rights except as may be evidenced by an Award Agreement, or any amendment thereto, duly authorized by
the Committee and executed on behalf of the Company, and then only to the extent and upon the terms and conditions expressly set forth therein. 
  
 13.5    Compliance With Other Laws and Regulations. Notwithstanding anything contained herein to the contrary, the
Company shall not be required to issue or deliver shares of Common Stock under any Award if the issuance or delivery thereof would constitute a violation by the Participant or the Company of any provisions of any law or regulation of any
governmental authority or the rules of any national securities exchange or inter-dealer quotation system or other forum in which shares of Common Stock are quoted or traded; and, as a condition of any sale or issuance of shares of Common Stock under
an Award, the Committee may require such agreements or undertakings, if any, as the Committee may deem necessary or advisable to assure compliance with any such law or regulation. The Plan, the grant of Awards hereunder, and the obligation of the
Company to deliver shares of Common Stock, shall be subject to all applicable federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required. 
  
 13.6    Tax Requirements. The Company shall
have the right to deduct from all amounts hereunder paid in cash or other form, any Federal, state, or local taxes required by law to be withheld with respect to such payments. The Participant receiving shares of Common Stock issued under the Plan
shall be required to pay the Company an amount that will satisfy the minimum amount of any taxes which the Company is required to withhold with respect to such shares of Common Stock. 
  
 13.7    Use of Proceeds. Proceeds from any sale of shares of Common Stock pursuant to
Awards granted under this Plan shall constitute general funds of the Company. 
  
 13.8    Legend. In the event that the stock certificate or certificates representing shares of Restricted Stock issued to a Participant are not held in custody by the Company pursuant
to Section 6.4, such certificate(s) so held by the Participant shall bear the following legend, or a similar legend deemed by the Company to constitute an appropriate notice of the provisions hereof: 
  

 10 

 On the face of the certificate: 
  
 “Transfer of this stock is restricted in accordance with conditions printed on the reverse of this certificate.”

  
 On the reverse: 
  
 “The shares of stock evidenced by this certificate are subject to and
transferable only in accordance with the terms of the IMCO Recycling Inc. Amended and Restated 2000 Restricted Stock Plan, a copy of which is on file at the principal executive offices of the Company in Irving, Texas. No transfer or pledge of the
shares evidenced hereby may be made except in accordance with and subject to the provisions of said Plan. By acceptance of this certificate, any holder, transferee or pledgee hereof agrees to be bound by all of the provisions of said Plan.”

  
 The following legend shall be inserted on each certificate
evidencing Common Stock issued under the Plan if the shares were not issued in a transaction registered under the applicable federal and state securities laws: 
  

“Shares of stock represented by this certificate have been acquired by the holder for investment and not for resale, transfer or distribution,
have been issued pursuant to exemptions from the registration requirements of applicable state and federal securities laws, and may not be offered for sale, sold or transferred other than pursuant to effective registration under such laws, or in
transactions otherwise in compliance with such laws, and upon evidence satisfactory to the Company of compliance with such laws, as to which the Company may rely upon an opinion of counsel satisfactory to the Company.” 
  
 A copy of this Plan shall be kept on file in the principal executive offices
of the Company in Irving, Texas. 
  
 13.9    Amendment And Restatement Of Prior Plan. The provisions hereof are intended to modify and restate in full the terms and conditions of the Company’s 2000 Restricted Stock Plan approved and
adopted by the Board on December 13, 2000, which is hereby amended and restated by the terms hereof effective as of February 25, 2004. 
  
 IN WITNESS WHEREOF, the Company has caused this instrument to be executed pursuant to action taken by the Board. 
  

			
	 IMCO Recycling Inc.

		
	By:	 	 /s/ Paul V. Dufour

	 	 	

	 Name:
 Title:
	 	 Paul V. Dufour
 Executive Vice President and
 Chief Financial Officer

  
  
  
  
  

 11

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