Document:

Unassociated Document

    [SPECIMEN
      WARRANT CERTIFICATE]

    

    (THIS
      WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME,
      __________, 2010)

    

    ADVANCED
      TECHNOLOGY ACQUISITION CORP.

    WARRANT

     

    
      	 	
              [                                  ]
                WARRANTS

            
	
              NUMBER

            	
              CUSIP
                [          
                ]

            
	
              W-________
                

            	
              SEE
                REVERSE SIDE FOR LEGEND

            

    

    

    

    THIS
      CERTIFIES THAT, for value received

    

    

    IS
      THE
      REGISTERED HOLDER OF 

    

    a
      Warrant
      or Warrants expiring ________, 2010 (the “Warrant")
      to
      purchase one fully paid and non-assessable share of Common Stock, par value
      $.0001 per share (“Shares”), of ADVANCED
      TECHNOLOGY ACQUISITION CORP. a Delaware corporation (the “Company”), for each
      Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder
      thereof to purchase from the Company, commencing on the later of (i) the
      Company's completion of a merger, capital stock exchange, asset acquisition,
      stock purchase or other similar business combination and (ii) ______________,
      2007, such number of Shares of the Company at the price of $6.00 per share,
      upon
      surrender of this Warrant Certificate and payment of the Warrant Price at the
      office of the Warrant Agent, Continental Stock Transfer & Trust Company
      (such payment to be made by check made payable to the Warrant Agent), but only
      subject to the conditions set forth herein and in the Warrant Agreement between
      the Company and Continental Stock Transfer & Trust Company; provided that
      the exercisability of a Warrant may be limited pursuant to the terms set forth
      in the Warrant Agreement. The Company shall not be obligated to deliver any
      securities pursuant to the exercise of a Warrant and shall have no obligation
      to
      settle a Warrant exercise unless a registration statement under the Securities
      Act of 1933, as amended, (the “Act”) with respect to the Common Stock is
      effective, subject to the Company satisfying its obligations under Section
      7.4
      of the Warrant Agreement to use its best efforts. In the event that a
      registration statement with respect to the Common Stock underlying a Warrant
      is
      not effective under the Act, the holder of such Warrant shall not be entitled
      to
      exercise such Warrant and such Warrant may have no value and expire worthless.
      The Warrant Agreement provides that upon the occurrence of certain events the
      Warrant Price and the number of Warrant Shares purchasable hereunder, set forth
      on the face hereof, may, subject to certain conditions, be adjusted. The term
      Warrant Price as used in this Warrant Certificate refers to the price per Share
      at which Shares may be purchased at the time the Warrant is
      exercised.

    

    No
      fraction of a Share will be issued upon any exercise of a Warrant. If the holder
      of a Warrant would be entitled to receive a fraction of a Share upon any
      exercise of a Warrant, the Company shall, upon such exercise, round up to the
      nearest whole number the number of Shares to be issued to such holder.

    

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    Upon
      any
      exercise of the Warrant for less than the total number of full Shares provided
      for herein, there shall be issued to the registered holder hereof or the
      registered holder's assignee a new Warrant Certificate covering the number
      of
      Shares for which the Warrant has not been exercised.

    

    Warrant
      Certificates, when surrendered at the office of the Warrant Agent by the
      registered holder hereof in person or by attorney duly authorized in writing,
      may be exchanged in the manner and subject to the limitations provided in the
      Warrant Agreement, but without payment of any service charge, for another
      Warrant Certificate or Warrant Certificates of like tenor and evidencing in
      the
      aggregate a like number of Warrants.

    

    Upon
      due
      presentment for registration of transfer of the Warrant Certificate at the
      office of the Warrant Agent, a new Warrant Certificate or Warrant Certificates
      of like tenor and evidencing in the aggregate a like number of Warrants shall
      be
      issued to the transferee in exchange for this Warrant Certificate, subject
      to
      the limitations provided in the Warrant Agreement, without charge except for
      any
      applicable tax or other governmental charge.

    

    The
      Company and the Warrant Agent may deem and treat the registered holder as the
      absolute owner of this Warrant Certificate (notwithstanding any notation of
      ownership or other writing hereon made by anyone), for the purpose of any
      exercise hereof, of any distribution to the registered holder, and for all
      other
      purposes, and neither the Company nor the Warrant Agent shall be affected by
      any
      notice to the contrary.

    

    This
      Warrant does not entitle the registered holder to any of the rights or
      privileges of a stockholder of the Company.

    

    The
      Company reserves the right to call the Warrant with a notice of call in writing
      to the holders of record of the Warrant, giving 30 days’ notice
      of such
      call at any time after the Warrant becomes exercisable if the last sale price
      of
      the Shares has been at least $11.50 per share for any 20 trading days within
      a
      30 consecutive trading day period ending on the third business day prior to
      the
      date on which notice of such call is given. Notwithstanding anything contained
      herein to the contrary, the Company shall not call the Warrants for redemption
      unless there is an effective registration statement under the Act relating
      to
      the shares of Common Stock issuable upon exercise of the Warrants and a current
      prospectus is available. The call price of the Warrants is to be $.01 per
      Warrant. Any Warrant either not exercised or tendered back to the Company by
      the
      end of the date specified in the notice of call shall be canceled on the books
      of the Company and have no further value except for the $.01 call
      price.

    

    Dated

    
      	 	 	 	 
	
              COUNTERSIGNED
                AND REGISTERED 

              CONTINENTAL
                STOCK TRANSFER & TRUST COMPANY 

              (New
                York, NY) 

            	 	 	By: 
	 	 	 	 
	
              AS
                WARRANT AGENT 

            	 	 	CHAIRMAN OF THE BOARD 
	 	 	 	 
	By 	 	 	 
	 	 	 	 
	
              AUTHORIZED
                OFFICER 

            	 	 	
              SECRETARY 

            

    

     

    

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    SUBSCRIPTION
      FORM

    

    To
      Be
      Executed by the Registered Holder in Order to Exercise Warrants

    

    The
      undersigned Registered Holder irrevocably elects to exercise ______________
      Warrants represented by this Warrant Certificate, and to purchase the shares
      of
      Common Stock issuable upon the exercise of such Warrants, and requests that
      Certificates for such shares shall be issued in the name of 

    ________________________________________________

    (PLEASE
      TYPE OR PRINT NAME AND ADDRESS)

    

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    (SOCIAL
      SECURITY OR TAX IDENTIFICATION NUMBER)

    

    and
      be
      delivered to

    

    ________________________________________________

    (PLEASE
      PRINT OR TYPE NAME AND ADDRESS)

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    

    and,
      if
      such number of Warrants shall not be all the Warrants evidenced by this Warrant
      Certificate, that a new Warrant Certificate for the balance of such Warrants
      be
      registered in the name of, and delivered to, the Registered Holder at the
      address stated below:

    

    Dated:

    ________________________________________________

    (SIGNATURE)

    

    ________________________________________________

    (ADDRESS)

    ________________________________________________

    

    ________________________________________________

    (TAX
      IDENTIFICATION NUMBER)

    

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    ASSIGNMENT

    To
      Be
      Executed by the Registered Holder in Order to Assign Warrants

    

    For
      Value
      Received, __________________ hereby sell, assign, and transfer unto

    

    ________________________________________________

    (PLEASE
      TYPE OR PRINT NAME AND ADDRESS)

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    (SOCIAL
      SECURITY OR TAX IDENTIFICATION NUMBER)

    

    and
      be
      delivered to

    ________________________________________________

    (PLEASE
      PRINT OR TYPE NAME AND ADDRESS)

    

    ________________________________________________

    

    ______________________
      of the Warrants represented by this Warrant Certificate,

    and
      hereby irrevocably constitute and appoint _________________________________
      Attorney to transfer this Warrant Certificate on the books of the Company,
      with
      full power of substitution in the premises.

    

    Dated:

    ________________________________________________

    (SIGNATURE)

    

    THE
      SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE
      NAME
      WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT
      ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED
      BY A
      COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK
      EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
      EXCHANGE.Unassociated Document

    [SPECIMEN
      WARRANT CERTIFICATE - Founder Warrants]

    

    (THIS
      WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME,
      __________, 2010)

    

    ADVANCED
      TECHNOLOGY ACQUISITION CORP.

    WARRANT

    

    
      	 	
              [                      
                ] WARRANTS

            
	
              NUMBER

            	 
	
              FW-________

            	
              SEE
                REVERSE SIDE FOR LEGEND

            

    

    

    THIS
      CERTIFIES THAT, for value received

    

    IS
      THE
      REGISTERED HOLDER OF 

    

    a
      Warrant
      or Warrants expiring ________, 2010 (the “Warrant”) to purchase one fully paid
      and non-assessable share of Common Stock, par value $.0001 per share (“Shares”),
      of ADVANCED TECHNOLOGY ACQUISITION CORP. a Delaware corporation (the “Company”),
      for each Warrant evidenced by this Warrant Certificate. The Warrant entitles
      the
      holder thereof to purchase from the Company, commencing on the Company's
      completion of a merger, capital stock exchange, asset acquisition, stock
      purchase or other similar business combination with a technology or
      technology-related business that has operations or facilities located in Israel,
      or that intends to establish operations or facilities in Israel, such as
      research and development, manufacturing or executive offices, following our
      initial business combination (“Business Combination”), such number of Shares of
      the Company at the price of $6.00 per share, upon surrender of this Warrant
      Certificate and payment of the Warrant Price at the office of the Warrant Agent,
      Continental Stock Transfer & Trust Company (such payment to be made by check
      made payable to the Warrant Agent), but only subject to the conditions set
      forth
      herein and in the Warrant Agreement between the Company and Continental Stock
      Transfer & Trust Company; provided that the exercisability of a Warrant may
      be limited pursuant to the terms set forth in the Warrant Agreement. The
      Warrants, and the underlying Shares evidenced by this Warrant Certificate,
      can
      not be sold or transferred until after the consummation of a Business
      Combination. The Warrant Agreement provides that upon the occurrence of certain
      events the Warrant Price and the number of Warrant Shares purchasable hereunder,
      set forth on the face hereof, may, subject to certain conditions, be adjusted.
      The term Warrant Price as used in this Warrant Certificate refers to the price
      per Share at which Shares may be purchased at the time the Warrant is
      exercised.

    

    No
      fraction of a Share will be issued upon any exercise of a Warrant. If the holder
      of a Warrant would be entitled to receive a fraction of a Share upon any
      exercise of a Warrant, the Company shall, upon such exercise, round up to the
      nearest whole number the number of Shares to be issued to such holder.

    

    Upon
      any
      exercise of the Warrant for less than the total number of full Shares provided
      for herein, there shall be issued to the registered holder hereof or the
      registered holder's assignee a new Warrant Certificate covering the number
      of
      Shares for which the Warrant has not been exercised.

    

    Warrant
      Certificates, when surrendered at the office of the Warrant Agent by the
      registered holder hereof in person or by attorney duly authorized in writing,
      may be exchanged in the manner and subject to the limitations provided in the
      Warrant Agreement, but without payment of any service charge, for another
      Warrant Certificate or Warrant Certificates of like tenor and evidencing in
      the
      aggregate a like number of Warrants.

    

    Upon
      due
      presentment for registration of transfer of the Warrant Certificate at the
      office of the Warrant Agent, a new Warrant Certificate or Warrant Certificates
      of like tenor and evidencing in the aggregate a like number of Warrants shall
      be
      issued to the transferee in exchange for this Warrant Certificate, subject
      to
      the limitations provided in the Warrant Agreement, without charge except for
      any
      applicable tax or other governmental charge.

    

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    The
      Company and the Warrant Agent may deem and treat the registered holder as the
      absolute owner of this Warrant Certificate (notwithstanding any notation of
      ownership or other writing hereon made by anyone), for the purpose of any
      exercise hereof, of any distribution to the registered holder, and for all
      other
      purposes, and neither the Company nor the Warrant Agent shall be affected by
      any
      notice to the contrary.

    

    This
      Warrant does not entitle the registered holder to any of the rights or
      privileges of a stockholder of the Company.

    

    The
      Company reserves the right to call the Warrant with a notice of call in writing
      to the holders of record of the Warrant, giving 30 days’ notice
      of such
      call at any time after the Warrant becomes exercisable if the last sale price
      of
      the Shares has been at least $11.50 per share for any 20 trading days within
      a
      30 consecutive trading day period ending on the third business day prior to
      the
      date on which notice of such call is given. The call price of the Warrants
      is to
      be $.01 per Warrant. Any Warrant either not exercised or tendered back to the
      Company by the end of the date specified in the notice of call shall be canceled
      on the books of the Company and have no further value except for the $.01 call
      price.

    

    Dated

     

    
      	
              COUNTERSIGNED
                AND REGISTERED 

              CONTINENTAL
                STOCK TRANSFER & TRUST COMPANY 

              (New
                York, NY)

            	 	 	By: 
	 	 	 	 
	 	 	 	 
	
              AS
                WARRANT AGENT 

            	 	 	CHAIRMAN OF THE
              BOARD 
	 	 	 	 
	By 	 	 	 
	 	 	 	 
	
              AUTHORIZED
                OFFICER

            	 	 	
              SECRETARY

            
	 	 	 	 

    THE
      SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE
      SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, TRANSFERRED, PLEDGED,
      HYPOTHECATED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF (i) AN EFFECTIVE
      REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR (ii) AN OPINION
      OF
      COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED
      UNDER
      SUCH ACT.

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    SUBSCRIPTION
      FORM

    

    To
      Be
      Executed by the Registered Holder in Order to Exercise Warrants

    

    The
      undersigned Registered Holder irrevocably elects to exercise ______________
      Warrants represented by this Warrant Certificate, and to purchase the shares
      of
      Common Stock issuable upon the exercise of such Warrants, and requests that
      Certificates for such shares shall be issued in the name of 

    ________________________________________________

    (PLEASE
      TYPE OR PRINT NAME AND ADDRESS)

    

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    (SOCIAL
      SECURITY OR TAX IDENTIFICATION NUMBER)

    

    and
      be
      delivered to

    

    ________________________________________________

    (PLEASE
      PRINT OR TYPE NAME AND ADDRESS)

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    

    and,
      if
      such number of Warrants shall not be all the Warrants evidenced by this Warrant
      Certificate, that a new Warrant Certificate for the balance of such Warrants
      be
      registered in the name of, and delivered to, the Registered Holder at the
      address stated below:

    

    Dated:

    ________________________________________________

    (SIGNATURE)

    

    ________________________________________________

    (ADDRESS)

    ________________________________________________

    

    ________________________________________________

    (TAX
      IDENTIFICATION NUMBER)

    

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

    ASSIGNMENT

    To
      Be
      Executed by the Registered Holder in Order to Assign Warrants

    

    For
      Value
      Received, __________________ hereby sell, assign, and transfer unto

    

    ________________________________________________

    (PLEASE
      TYPE OR PRINT NAME AND ADDRESS)

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    

    ________________________________________________

    (SOCIAL
      SECURITY OR TAX IDENTIFICATION NUMBER)

    

    and
      be
      delivered to

    ________________________________________________

    (PLEASE
      PRINT OR TYPE NAME AND ADDRESS)

    

    ________________________________________________

    

    ______________________
      of the Warrants represented by this Warrant Certificate,

    and
      hereby irrevocably constitute and appoint _________________________________
      Attorney to transfer this Warrant Certificate on the books of the Company,
      with
      full power of substitution in the premises.

    

    Dated:

    ________________________________________________

    (SIGNATURE)

    

    THE
      SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE
      NAME
      WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT
      ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED
      BY A
      COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK
      EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
      EXCHANGE.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00111-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00111-of-00352.parquet"}]]