Document:

Form 8-K Exhibit 10.2 12-2-14

Exhibit 10.2

AMERICAN POWER GROUP CORPORATION

Stockholder Consent and
Amendment to Securities Purchase Agreement

         
The undersigned, being the holders (the “Holders”) of at least 67% of the outstanding 10% Convertible Preferred Stock (the “Preferred Stock”) of American Power Group Corporation, a Delaware corporation (the “Corporation”), issued and outstanding as of November 20, 2014, do hereby consent and approve the following:

1.That the resolution of the Corporation’s Board of Directors, adopted on November 20, 2014 pursuant to Section 151(g) of the Delaware General Corporation Law, establishing a series of preferred stock of the Corporation consisting of 200 shares, to be designated as “Series B 10% Convertible Preferred Stock,” is hereby ratified, confirmed and approved. 

2.That the Corporation is hereby authorized to file a Certificate of Designation of Preferences, Rights and Limitations of Series B 10% Convertible Preferred Stock, in the form adopted by the Board of Directors (the “Series B Certificate”), with the Secretary of State of Delaware.

3.That, notwithstanding any provision of the Certificate of Designation of Preferences, Rights and Limitations of 10% Convertible Preferred Stock, as filed by the Corporation with the Secretary of State of Delaware on April 30, 2012 (the “Series A Certificate”), the Securities Purchase Agreement dated as of April 30, 2012, among the Corporation and other parties thereto (the “Purchase Agreement”), or any other Transaction Document (as such term is defined in the Purchase Agreement), (a) the Corporation is hereby authorized to issue on or after the date hereof (i) up to 200 shares of Series B 10% Convertible Preferred Stock (“Series B Preferred Stock”) at a purchase price of $10,000 per share, (ii) warrants to purchase up to 5,000,000 shares of Common Stock with an initial exercise price of $.50 per share, (iii) all other securities issuable upon the conversion, exercise or exchange of the Series B Preferred Stock and such warrants, and (iv) shares of Common Stock payable as dividends on the Series B Preferred Stock in accordance with the Series B Certificate (all such securities referred to in clauses (i) through (iv), the “New Securities”), (b) the Holders deem each issuance of such New Securities to be an “Exempt Issuance” pursuant to the Series A Certificate, and (c) the Holders waive all adjustments to the Conversion Price (as such term is defined in the Series A Certificate), and all other antidilution protections set forth in the Series A Certificate with respect to the issuance of the New Securities.

4.That, notwithstanding any provisions of the Series A Certificate to the contrary, all of which provisions are hereby waived, the Series B Preferred Stock shall be pari passu with the Preferred Stock in dividend rights and liquidation preference, and as otherwise stated in the Series B Certificate, and neither the Series B Preferred Stock nor the Preferred Stock shall be considered to be Junior Securities (as such term is defined in the Series A Certificate and the Series B Certificate) with respect to the other.

5.That, notwithstanding any provisions of the Series A Certificate to the contrary, all of which provisions are hereby waived, to the extent provided in the Series B Certificate and except as 

otherwise required by the Delaware General Corporation Law, (a) the holders of the Preferred Stock and the holders of the Series B Preferred Stock shall vote together with the holders of Common Stock as a single class with respect to all matters on which the Series A Certificate provides that the holders of the Preferred Stock shall vote together with the holders of Common Stock as a single class; and (b) the holders of the Preferred Stock and the holders of the Series B Preferred Stock shall vote together as a single class with respect to all matters on which the Series A Certificate provides that the holders of the Preferred Stock shall vote as a separate class.

6.That clause (b) of the definition of “Exempt Issuance” in Section 1.1 of the Purchase Agreement be and hereby is amended to read as follows: 

“(b) (i) securities upon the exercise or exchange of or conversion of any Securities issued hereunder along with other securities subsequently issued and sold to the Purchasers in an aggregate amount of up to 1,146 shares of Preferred Stock and the warrants issued in connection with the purchase thereof (including the warrants issuable to the Placement Agent), (ii) up to 200 shares of Series B 10% Convertible Preferred Stock issued or issuable pursuant to any subsequent securities purchase agreement to which the Company is a party, the securities issued or issuable upon the conversion or exchange thereof, the warrants issued in connection with the purchase thereof, and all securities issued or issuable upon the exercise or exchange of such warrants, and/or (iii) other securities exercisable or exchangeable for or convertible into shares of Common Stock issued and outstanding on the date of this Agreement, provided that such securities have not been amended since the date of this Agreement to increase the number of such securities or to decrease the exercise price, exchange price or conversion price of any such securities,

This Stockholder Consent and Amendment to Securities Purchase Agreement may be executed in counterparts and shall become effective upon its execution by the holders of at least 67% of the outstanding Preferred Stock.
                
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AMERICAN POWER GROUP CORPORATION

Stockholder Consent and
Amendment to Securities Purchase Agreement

[The signature pages to the American Power Group Corporation 
Stockholder Consent and Amendment to Securities Purchase Agreement
are on file with American Power Group Corporation and are intentionally omitted]EXHIBIT 4(cc) 

BLACKROCK FUNDS

Addendum No. 11 to the Investment Advisory Agreement

This Addendum dated as of the              day of
          , 2014 is entered into by and between BLACKROCK FUNDS, a Massachusetts business trust (the “Fund”) and BLACKROCK ADVISORS,
LLC, a Delaware limited liability company (the “Adviser”).

WHEREAS, the Fund and the Adviser have
entered into an Investment Advisory Agreement dated as of September 29, 2006 (the “Advisory Agreement”) pursuant to
which the Fund appointed the Adviser to act as investment adviser to certain investment portfolios of the Fund; and

WHEREAS, Section 1(b) of the Advisory
Agreement provides that in the event the Fund establishes one or more additional investment portfolios with respect to which it
desires to retain the Adviser to act as investment adviser under the Advisory Agreement, the Fund shall so notify the Adviser in
writing and if the Adviser is willing to render such services it shall so notify the Fund in writing; and

WHEREAS, pursuant to Section 1(b) of
the Advisory Agreement, the Fund has notified the Adviser that it is establishing BlackRock Macro Themes Fund (the “New Portfolio”),
and that it desires to retain the Adviser to act as the investment adviser therefore, and the Adviser has notified the Fund that
it is willing to serve as investment adviser to the New Portfolio;

NOW, THEREFORE, the parties hereto, intending
to be legally bound, hereby agree as follows:

		1.	Appointment. The Fund hereby appoints the Adviser to act as investment adviser to the New Portfolio for the period and
on the terms set forth in the Advisory Agreement. The Adviser hereby accepts such appointment and agrees to render the services
set forth in the Advisory Agreement with respect to the New Portfolio for the compensation herein provided.

		2.	Compensation.

The Adviser shall receive annual compensation from the
Fund on behalf of the New Portfolio for the services provided and the expenses assumed pursuant to the Advisory Agreement computed
daily and payable monthly, as a percentage of the New Portfolio’s average daily net assets, and calculated as follows:

    	 

    	 

    

 

	

 New Portfolio	Average Daily Net Assets	Management 

Fee Rate
	BlackRock Macro Themes Fund	
        First $1 billion

        $1 billion - $3 billion
	
        0.85%

        0.80%

	 	$3 billion - $5 billion	0.77%
	 	$5 billion - $10 billion	0.74%
	 	Greater than $10 billion	0.72%

 

		3.	Capitalized Terms. From and after the date hereof, the term “Portfolio” as used in the Advisory Agreement
shall be deemed to include BlackRock Macro Themes Fund.

		4.	Miscellaneous. Except to the extent supplemented hereby, the Advisory Agreement shall remain unchanged and in full force
and effect, and is hereby ratified and confirmed in all respects as supplemented hereby. Without limiting the generality of the
foregoing, it is understood that the Adviser may employ one or more sub-advisers for the New Portfolio pursuant to Section 2 of
the Advisory Agreement.

		5.	Release. “BlackRock Funds” and “Trustees of BlackRock Funds” refer respectively to the trust
created and the Trustees, as trustees but not individually or personally, acting from time to time under a Declaration of Trust
dated December 22, 1988, as amended, which is hereby referred to and a copy of which is on file at the office of the State Secretary
of the Commonwealth of Massachusetts and at the principal office of the Fund. The obligations of “BlackRock Funds”
entered into in the name or on behalf thereof by any of the Trustees, officers, representatives or agents are made not individually,
but in such capacities, and are not binding upon any of the Trustees, shareholders, officers, representatives or agents of the
Fund personally, but bind only the Trust Property (as defined in the Declaration of Trust), and all persons dealing with any class
of shares of the Fund must look solely to the Trust Property belonging to such class for the enforcement of any claims against
the Fund.

[End of Text]

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IN WITNESS WHEREOF, the parties hereto
have caused this Addendum No. 11 to the Advisory Agreement to be executed by their officers designated below as of the day and
year first above written.

BLACKROCK FUNDS

By: ________________________

Name:

Title:

BLACKROCK ADVISORS, LLC

By: ________________________

Name:

Title:

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