Document:

EX-4.1

 

Exhibit 4.1

SPECIMEN UNIT CERTIFICATE

			
	 	 	 
	NUMBER
	 	UNITS
	U-                     	 	 

	 	 	 
	SEE REVERSE FOR
	 	 
	CERTAIN	 	 
	 DEFINITIONS	 	 

ASIA SPECIAL SITUATION ACQUISITION CORP.

CUSIP

UNITS CONSISTING OF ONE ORDINARY SHARE AND ONE WARRANT

EACH TO PURCHASE ONE ORDINARY SHARE

	 	 	 	 	 
	THIS CERTIFIES THAT

	 	 

	 
	 	 	 	 
	is the owner of

	 	 

	 	Units

Each Unit (“Unit”) consists of one (1) ordinary share, par value $.0001 per share (“Ordinary
Shares”), of ASIA SPECIAL SITUATION ACQUISITION CORP., a Cayman Islands corporation (the
“Company”), and one warrant (the “Warrant”). Each Warrant entitles the holder to purchase one
(1) Ordinary Share for $7.50 per share (subject to adjustment). Each Warrant will become
exercisable on the later of (i) the Company’s completion of a business combination with a target
business or (ii)                     , 2008 and will expire unless exercised before 5:00
p.m., New York City Time, on                     , 2011 or earlier upon redemption (the
“Expiration Date”). The Ordinary Shares and Warrants comprising the Units represented by this
certificate will trade separately on                     ; provided, however, in no event
will the representative of the underwriter allow separate trading of the Ordinary Shares and
Warrants until the Company files an audited balance sheet reflecting the Company’s receipt of the
gross proceeds of the offering. The terms of the Warrants are governed by a Warrant Agreement,
dated as of                     , 2007, between the Company and [      ], as
Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms
and provisions the holder of this certificate consents to by acceptance hereof. Copies of the
Warrant Agreement are on file at the office of the Warrant Agent at [      ], and are
available to any Warrant holder on written request and without cost. This certificate is not valid
unless countersigned by the Transfer Agent and Registrar of the Company.

Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.

	 	 	 	 	 
	By
	 	 	 	 
	 

	 	 

Chief Executive Officer
	 	 

Secretary

 

 

ASIA SPECIAL SITUATION ACQUISITION CORP.

CORPORATE

SEAL

2007

CAYMAN ISLANDS

 

 

 

 

ASIA SPECIAL SITUATION ACQUISITION CORP.

     The Company will furnish without charge to each stockholder who so requests, a statement of
the powers, designations, preferences and relative, participating, optional or other special rights
of each class of stock or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights.
    

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

TEN COM — as tenants in common

TEN ENT — as tenants by the entireties

JT TEN — as joint tenants with right of survivorship and not as tenants in common

	 	 	 	 	 
	 

	 	 	 	 
	 

	 	UNIF GIFT MIN ACT -
	 	                     Custodian                                                                                 
	 

	 	  
	 	     (Cust)                                     (Minor)
	 

	 	 	 	under Uniform Gifts to Minors
	 

	 	 	 	Act                                                             
	 

	 	        
	 	                               (State)
	    
	 	 	 	 

     Additional Abbreviations may also be used though not in the above list.

           For value received                                         , hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

     IDENTIFYING NUMBER OF ASSIGNEE

                                                            

                                                            

 
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

                                         Units

represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

                                         Attorney

to transfer the said Units on the books of the within named Company will full power of substitution
in the premises.

Dated:
 

 

 

			
	NOTICE:	 	The signature to this assignment must correspond with the name as
written upon the face of the certificate in every particular,
without alteration or enlargement or any change whatever.

Signature(s) Guaranteed:

 
 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).EX-4.2

 

Exhibit 4.2

SPECIMEN ORDINARY SHARE CERTIFICATE

NUMBER

			
	                     O
	 	SHARES

ASIA SPECIAL SITUATION ACQUISITION CORP.

INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS

ORDINARY SHARES

SEE REVERSE FOR

CERTAIN DEFINITIONS

CUSIP                     

	 	 	 
	THIS CERTIFIES THAT

	 	 

	 
	 	 
	IS THE OWNER OF

	 	 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF

$.0001 EACH OF THE ORDINARY SHARES OF

ASIA SPECIAL SITUATION ACQUISITION CORP.

transferable on the books of the Corporation in person or by duly authorized

attorney upon surrender of this certificate properly endorsed. This

certificate is not valid unless countersigned by the Transfer

Agent and registered by the Registrar. Witness the seal of

the Corporation and the facsimile signatures of

its duly authorized officers.

Dated:

	 	 	 
	 

CHIEF EXECUTIVE OFFICER

	 	 

SECRETARY

 

 

ASIA SPECIAL SITUATION ACQUISITION CORP.

CORPORATE

SEAL 2007

CAYMAN ISLANDS

     The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:

TEN COM — as tenants in common

TEN ENT — as tenants by the entireties

JT TEN — as joint tenants with right of survivorship and not as tenants in common

	 	 	 
	UNIF GIFT MIN ACT -

	 	                     Custodian                                         
	 

	 	(Cust)                                         (Minor)
	 
	 

	 	under Uniform Gifts to Minors Act                                                             
	 

	 	                                                                                       (State)

Additional Abbreviations may also be used though not in the above list.

ASIA SPECIAL SITUATION ACQUISITION CORP.

     The Corporation will furnish without charge to each stockholder who so requests the powers,
designations, preferences and relative, participating, optional or other special rights of each
class of ordinary shares or series thereof of the Corporation and the qualifications, limitations,
or restrictions of such preferences and/or rights. This certificate and the shares represented
thereby are issued and shall be held subject to all the provisions of the Amended and Restated
Memorandum and Articles of Association and all amendments thereto and resolutions of the Board of
Directors and Shareholders (copies of which may be obtained from the secretary of the Corporation),
to all of which the holder of this certificate by acceptance hereof assents.

          For value received                     , hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

                                                            

                                                            

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

                                         shares

of the ordinary shares represented by the within Certificate, and do hereby irrevocably constitute
and appoint

 

                                         Attorney

to transfer the said shares on the books of the within named Company will full power of
substitution in the premises.

Dated:

 

 

			
	NOTICE:	 	The signature to this assignment must correspond with the name as
written upon the face of the certificate in every particular,
without alteration or enlargement or any change whatever.

Signature(s) Guaranteed:

 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

The holder of this certificate shall be entitled to receive funds from the trust fund only in the
event of the Company’s liquidation or if the holder seeks to redeem his respective shares into cash
upon a business combination which he voted against and which is actually completed by the Company.
In no other circumstances shall the holder have any right or interest of any kind in or to the
trust fund.EX-4.3

 

Exhibit 4.3

SPECIMEN WARRANT CERTIFICATE

			
	 	 	 
	NUMBER
	 	WARRANTS
	W-                     	 	 

(SEE REVERSE SIDE FOR LEGEND)

THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M.

NEW YORK CITY TIME, _________, 2011

ASIA SPECIAL SITUATION ACQUISITION CORP.

CUSIP

WARRANT

THIS CERTIFIES THAT, for value received                                         
is the registered holder of a Warrant or Warrants expiring                      , 2011 (the
“Warrant”) to purchase one fully paid and non-assessable ordinary share, par value $.0001 per share
(“Shares”), of ASIA SPECIAL SITUATION ACQUISITION CORP., a Cayman Islands corporation (the
“Company”), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder
thereof to purchase from the Company, commencing on the later of (i) the Company’s completion of a
business combination with a target business or (ii)                      , 2008, such number of
Shares of the Company at the price of $7.50 per share (the “Warrant Price”), upon surrender of this
Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent,
[      ] (such payment to be made by check made payable to the Warrant Agent), but only subject
to the conditions set forth herein and in the Warrant Agreement between the Company and
[      ]. The Warrant Agreement provides that upon the occurrence of certain events the Warrant
Price and the number of Warrant Shares purchasable hereunder, set forth on the face hereof, may,
subject to certain conditions, be adjusted. The term Warrant Price as used in this Warrant
Certificate refers to the price per Share at which Shares may be purchased at the time the Warrant
is exercised.

     No fraction of a Share will be issued upon any exercise of a Warrant. If, upon exercise of a
Warrant, a holder would be entitled to receive a fractional interest in a Share, the Company will,
upon exercise, round up to the nearest whole number the number of shares of common stock to be
issued to the warrant holder.

     Upon any exercise of the Warrant for less than the total number of full Shares provided for
herein, there shall be issued to the registered holder hereof or his assignee a new Warrant
Certificate covering the number of Shares for which the Warrant has not been exercised.

     Warrant Certificates, when surrendered at the office or agency of the Warrant Agent by the
registered holder hereof in person or by attorney duly authorized in writing, may be exchanged in
the manner and subject to the limitations provided in the Warrant Agreement, but without payment of
any service charge, for another Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants.

       Upon due presentment for registration of transfer of the Warrant Certificate at the office
or agency of the Warrant Agent, a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee in exchange
for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement, without
charge except for any applicable tax or other governmental charge.      

     The Company and the Warrant Agent may deem and treat the registered holder as the absolute
owner of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Warrant Agent shall
be affected by any notice to the contrary.

           This Warrant does not entitle the registered holder to any of the rights of a
stockholder of the Company.

 

 

     The Company reserves the right to call the Warrant at any time prior to its exercise, with a
notice of call in writing to the holders of record of the Warrant, giving 30 days’ notice of such
call at any time after the Warrant becomes exercisable if the last sale price of the Shares has
been at least $14.25 per share on each of 20 trading days within a 30 trading day period ending on
the third business day prior to the date on which notice of such call is given. The call price of
the Warrants is to be $.01 per Warrant. Any Warrant either not exercised or tendered back to the
Company by the end of the date specified in the notice of call shall be canceled on the books of
the Company and have no further value except for the $.01 call price.

     All the covenants and provisions of this Warrant by or for the benefit of the Company or the
holder hereof shall bind and inure to the benefit of their respective successors and assigns.

	 	 	 	 	 	 	 
	By:
	 	 
	 	By:
	 	 

	 
	 	 	 	 
	 	 
	Secretary
	 	Chief Executive Officer

 

 

SUBSCRIPTION FORM

To Be Executed by the Registered Holder in Order to Exercise Warrants

     The undersigned Registered Holder irrevocably elects to exercise                
Warrants represented by this Warrant Certificate, and to purchase the Shares issuable upon the
exercise of such Warrants, and requests that Certificates for such Shares shall be issued in the
name of:

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

   

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	 	 	 
	and be delivered to

	 	 

 

	 

	 	(PLEASE PRINT OR TYPE NAME AND ADDRESS)

 

and, if such number of Warrants shall not be all the Warrants evidenced by this Warrant
Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the
name of, and delivered to, the Registered Holder at the address stated below:

	 	 	 	 	 
	Dated:
	 	 	 	 
	 

 

	 	 

	 	 

(SIGNATURE)
	 
	 	 	 	 
	 

 

	 	 	 	 

(ADDRESS)
	 

	 	 	 	 

	 
	 	 	 	 
	 

	 	 	 	 

(TAX IDENTIFICATION NUMBER)

 

 

 

ASSIGNMENT

To Be Executed by the Registered Holder in Order to Assign Warrants

For Value Received,                                           hereby sell, assign and transfer unto

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	 	 	 
	and be delivered to
 

	 	 

 

(PLEASE PRINT OR TYPE NAME AND ADDRESS)
	 

	 	 

                                         of the Warrants represented by this Warrant Certificate, and hereby
irrevocably constitute and appoint                                                             
Attorney to transfer this Warrant Certificate on the books of the Company, with full power of substitution in the
premises.

	 	 	 	 	 
	Dated:
	 	 	 	 
	 

	 	 

	 	 

  (SIGNATURE)

THE SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE NAME WRITTEN UPON
THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY
CHANGE WHATSOEVER, AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF
THE AMERICAN STOCK EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
EXCHANGE.

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