Document:

Document

Exhibit 10.1

Certain information contained in this document, marked by [***], has been omitted because it is both (i) not material and (ii) the type of information that Tricida, Inc. treats as private or confidential.

AMENDMENT NO. 2 TO MANUFACTURING AND COMMERCIAL SUPPLY AGREEMENT

This Amendment No. 2 to Manufacturing and Commercial Supply Agreement (“Amendment No. 2”) is dated as of August 26, 2021 (the “Amendment No. 2 Effective Date”) and is entered into between Patheon Austria GmbH & Co KG, with its principal offices located at St. Peter Strasse 25, A-4020 Linz, Austria (“Patheon”), and Tricida, Inc., a Delaware corporation, with its principal offices located at 7000 Shoreline Court, Suite 201, South San Francisco, CA 94080 (“Tricida”), in order to amend that certain Manufacturing and Commercial Supply Agreement between the parties dated as of October 4, 2019, as amended by Amendment No. 1 dated March 30, 2021 (collectively, the “Agreement”). Each of Patheon and Tricida are sometimes referred to herein as “Party” or “Parties”.

WHEREAS, following the [***] of [***] for the [***] (also referred to as the [***]), the Parties wish to further modify the obligations of the Parties under the Agreement as set forth herein.

NOW, THEREFORE, the Parties hereby agree as follows:

1.Changes to Manufacturing Schedule. 
a.[***]. The [***] described in Section 5(b) of Amendment 1 to the Agreement will be [***] to [***] designated as the “[***]”.  The [***] teams of both Parties jointly developed the [***] (defined therein) for the [***] which is attached hereto as Appendix 1 (the “[***]”).  The [***] will [***] and [***] according to the schedule set forth in the [***].  The Parties agree to work in good faith to assess the [***] during the [***] and [***], if any, to the [***].  In the event that the Parties are [***] within the [***], the Parties will work in good faith to assess what [***], and will schedule [***].  If the [***] set forth in the [***] are [***] by [***] (as may [***] as described above), the Parties will, acting in good faith, mutually agree [***] on the need for [***].  In consideration for the foregoing, Tricida will pay Patheon [***] for the Services described in the [***], with [***] payable in [***] and [***] payable in [***].  Any [***] of the [***] that is being conducted in the [***] shall be compensated [***] by Tricida based on the [***] and shall be modeled after the [***] described in the Agreement (so that Patheon will be compensated as if [***]).
b.Payment for [***]. Without prejudice to other aspects of this Amendment No. 2 or waiving any of its other rights under the Agreement, Tricida agrees to pay Patheon at [***] upon delivery for the amount of [***] Product that meets the Product Warranty.  The Parties currently anticipate the quantities to be delivered from the [***] will be approximately [***] at [***], which does not include [***] in which [***] and which are currently the subject of a [***].  Whether the [***] from the [***] can be Released and delivered to Tricida in [***] will be dependent on [***]: i) a [***] for the [***] is identified during the [***] (or during a [***] of the [***]as described in Section 1a above) based on [***] by the Parties, a [***] to support [***] of the [***] is [***], and the [***] teams of both Parties, acting reasonably and in good faith, mutually agree and finalize the [***] the Product by [***] (or, in case of [***] of the [***], by end of [***]); and ii) [***] of TRC-101 meeting [***] during the [***].  If [***] i and ii above are [***], the [***] from the [***] shall be delivered to Tricida and Patheon shall 

invoice Tricida [***].  For the sake of clarity, the Parties agree that [***], which is also the subject of the aforementioned [***], but was [***], will [***] and Tricida will [***] Patheon [***].   
c.[***]. The Parties agree that the [***] will be [***] to allow for the [***] within the [***] to the [***].  All references throughout the Agreement and Amendment No. 1 to the [***] shall be void, and neither Party shall have any obligation to the other Party for the [***].
d.[***] Pricing. The Parties agree that the amount of [***] (representing the [***] between the payment amount previously agreed upon for the [***] and the payment amount described herein for the [***], [***] the cost of [***]) will be [***] of Product delivered that meets the Product Warranty in the [***], effectively [***] the cost by [***] based [***]. To the extent that additional [***] are [***] during the [***] to [***] the [***] as described in Section 1a above, thereby [***] on a [***] the [***] that can be Manufactured in the [***], the amount of [***] will [***] over the [***].  Subject to the conditions stated above, Tricida agrees to pay this [***] for Product Manufactured in the [***] that is Released and meets Product Warranty.  In the event that the [***], Tricida will – in lieu of the above described [***] – make a [***] payment to Patheon at the conclusion of the [***] in the amount of [***].  For clarity, this [***], if at all applicable, is in [***] to the compensation payable by Tricida for the [***] of the [***] that is being conducted in the [***]. It is the understanding of both Parties that [***] in the amount of approximately [***] are [***] in the price above (planned at the [***]) and will be separately payable by Tricida subject to standard and reasonable documentation.
2.[***]. Section 9 of Amendment No. 1 is hereby deleted in its entirety and replaced with the following: 
“Based on [***] and [***] from the [***], the [***] teams of both Parties, acting reasonably and in good faith, will jointly agree on a [***] and appropriately document [***] as set forth in the [***]. In addition, it is the expectation of the Parties that [***] and that relevant [***], especially as it relates to [***].”
3.Miscellaneous. All capitalized terms used herein that are not otherwise defined shall have the meaning given to them in the Agreement. All references to Sections and Exhibits shall refer to Sections and Exhibit to the Agreement unless otherwise specifically stated. Except as expressly amended above, all the terms and conditions of the Agreement remain unchanged and in full force and effect. The Agreement, as amended by this Amendment No. 2, contains the entire understanding of the Parties with respect to the subject matter hereof. This Amendment No. 2 may be executed in counterparts, each of which shall be deemed an original, and all of which, taken together, shall constitute one and the same agreement. No modification, amendment, or waiver of this Amendment No. 2 will be effective unless in writing and executed and delivered by the Parties.
IN WITNESS THEREOF, the Parties have entered into this Amendment No. 2 as of the Amendment No. 2 Effective Date.

[Signature Page Follows]

Page 2

PATHEON AUSTRIA GMBH & CO KG        TRICIDA, INC.

By: _____________________________        By: ___________________________
Name: __________________________        Name: _________________________
Title: ___________________________        Title: __________________________

By: _____________________________        [***]
Name: __________________________        [***]
Title: ___________________________        

Page 3

APPENDIX 1
[***]
[***]
Page 4Document

Exhibit 10.2

2020 Retention Agreement Amendment

Dear <<Employee Name>>,
In recognition of the important role you have today and in anticipation of your contributions moving forward, Tricida, Inc. (“Company”) previously offered you retention awards in the form of equity and cash pursuant to the terms of a Retention Agreement, dated September 10, 2020 (the “2020 Retention Agreement”).  The equity and cash awards were also granted pursuant to, and subject to the terms of, the Tricida, Inc. 2018 Equity Incentive Plan (the “2018 Plan”), the applicable award agreement and the Terms and Conditions provided below.  We are pleased to inform you that on October 18, 2021, the Compensation Committee of the Board of Directors (“Committee”) approved certain amendments to the 2020 Retention Agreement, which we believe make the awards more attractive from an employee’s perspective and support our objectives of retaining and incentivizing our employees during this critical period for the Company. 
Equity Awards    
You received a stock option grant that was originally scheduled to vest in three (3) tranches conditioned upon the successful completion of the applicable performance milestone.  The Committee has amended the criteria for vesting to include two additional performance milestones, which must be achieved by December 31, 2022, subject to the terms of the Stock Option Agreement. Any portion of the option that does not vest based on completion of the performance milestones prior to December 31, 2022 will automatically be forfeited and canceled for no consideration.  Vesting is capped at 100% of the shares subject to the stock option grant regardless of whether we achieve all of the performance milestones set forth below.
1)NDA resubmission - 25% vest
2)NDA approval – 50% vest
3)Commercial launch - 25% vest
4)New Performance Milestone: [Performance Milestone]
5)New Performance Milestone: [Performance Milestone]

Cash Retention Awards
You were previously awarded four (4) Cash Retention Awards under Article IV (Performance Awards) of the 2018 Plan, with each award valued at [XX]% of your then-current 2020 base salary and payable upon the successful completion of the performance milestones. You have already received payment for the first Cash Retention Award based on the occurrence of an End-of-Review Type A meeting in October 2020.  
The Committee has amended and superseded the performance milestones necessary to receive the three remaining Cash Retention Awards, conditioned upon the successful completion of these performance milestones by December 31, 2022, and provided that you otherwise meet the Cash Retention Award Terms and Conditions provided below.

1.Type A meeting to occur by December 31, 2020 (achieved)
2.New Performance Milestone:  Successful execution on VALOR-CKD, including subject recruitment and retention and event rate, as determined by the Committee
3.New Performance Milestone: [Performance Milestone]
4.New Performance Milestone: [Performance Milestone]

For the avoidance of doubt, the original performance milestones for NDA resubmission, approval and commercial launch by December 31, 2022 are no longer in effect for the Cash Retention Awards. 
The equity and cash awards described above shall be subject to taxes and other required deductions.
Except as otherwise provided herein, all other terms and conditions of your 2020 Retention Agreement are unchanged.  In order to reflect this change, we ask that you confirm acceptance of the modification of the performance milestones by signing in the space below. 
Thank you for all your hard work and commitment to the Company and veverimer. We look forward to your continued contribution in 2021 and beyond.  

Sincerely,

Acknowledgment, Acceptance and Agreement:
By signing below and returning this Amendment to Tricida, Inc., I hereby acknowledge and agree to be bound by the terms and conditions of this Amendment. 

____________________________________
Name:  _____________________________
Date:  ______________________________

7000 Shoreline Court, Suite 201 South San Francisco, CA 94080 415.429.7800

Cash Retention Award Terms and Conditions

Your right to the payment of the Cash Retention Award is subject to the achievement of the performance milestones and the following Terms and Conditions:
•You are actively employed by the Company on the payment date; 
•You are in good standing with the Company on the payment date;
•With due diligence and good faith, you fulfill your job responsibilities and meet your performance objectives both related to your present position and/or related to any position at the Company held by you in the future; and
•You do not resign your employment for any reason before the payment date.

Please note that this letter is not intended to guarantee employment for any specific duration and your employment with the Company remains “at will.” 
7000 Shoreline Court, Suite 201 South San Francisco, CA 94080 415.429.7800

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