Document:

Amendment to Loan Documents

 Exhibit 10.1 
 Silicon Valley Bank 
 Amendment to Loan Documents 
  

			
	Borrowers:	  	ZTI Merger Subsidiary III, Inc.
		  	 (formerly known as Zhone Technologies, Inc.)

		
		  	Zhone Technologies, Inc.
		  	 (formerly known as Tellium, Inc.)

		
	Address:	  	7001 Oakport St.
		  	Oakland, California 94621
		
	Effective Date:	  	as of February 20, 2008

 THIS AMENDMENT TO LOAN DOCUMENTS, with an effective date of February 20, 2008, is
entered into between Silicon Valley Bank (“Bank” or “Silicon”) and the borrowers named above (jointly and severally, “Borrower”). 
 The Parties agree to amend the Amended and Restated Loan and Security Agreement between them, dated February 24, 2004, as amended from time to time (the “Loan Agreement”), as follows, effective as of
the date first date written above. (Capitalized terms used but not defined in this Amendment, shall have the meanings set forth in the Loan Agreement.) 
 1. Extension of Maturity Date. Section 4 of the Schedule, which currently reads as follows: 
 “Maturity Date (Section 6.1): February 20, 2008.” 
 hereby is amended and restated in its entirety to read as
follows: 
 “Maturity Date (Section 6.1): March 4, 2009.” 
  

 1 

 2. Modification of Credit Limit. Section 1 of the Schedule, which currently reads as follows:

 “1. Credit Limit: (Section 1.1): 
 Loans (the ‘Loans’) in amount not to exceed the following: 
  

			
	$25,000,000 in the aggregate at any time outstanding,
		
	minus	  	the amount of all outstanding Letters of Credit (including drawn but unreimbursed Letters of Credit), and
		
	minus	  	the FX Reserve, and
		
	minus	  	all amounts for Cash Management Services utilized under the Cash Management Services Sublimit, and
		
	minus	  	the aggregate amount of outstanding ‘Purchased Receivables’ under, and as defined in, the Non-Recourse Receivables Purchase Agreement dated March 15, 2005 between Silicon and
Borrower (the ‘Purchase Agreement’) to the extent (A) that Silicon retains recourse against Borrower, as determined by Silicon in its good faith business judgment or any such determination as to recourse, at any time, has not been made by
Silicon due to any reason, regarding any such Purchased Receivables under and pursuant to the terms and provisions of the Purchase Agreement and (B) Silicon continues to hold such Purchased Receivables and has not sold or otherwise assigned all of
its rights therein (such Purchased Receivables being referred to herein as the “Applicable Purchased Receivables”).

 Overall Sublimit: Notwithstanding anything herein to the contrary, the total combined
amount outstanding under the Letter of Credit Sublimit, the Cash Management Sublimit, the FX Sublimit and the Receivables Purchase Sublimit may not exceed a combined total of $25,000,000 (the ‘Overall Sublimit’). 
 Letter of Credit Sublimit (Section 1.6): ‘Letter of Credit Sublimit’ means an amount, subject to the Overall Sublimit, equal to
$25,000,000 minus the FX Reserve, and minus all amounts for Cash Management Services utilized under the Cash Management Services Sublimit, and minus the aggregate amount of the Applicable Purchased Receivables, and minus all outstanding Loans.

 Cash Management Sublimit: ‘Cash Management Sublimit’ means an amount, subject to the Overall Sublimit, equal to
$25,000,000 minus the amount of all outstanding Letters of Credit (including drawn but unreimbursed Letters of Credit), and minus the FX Reserve, and minus the aggregate amount of the Applicable Purchased Receivables, and minus all outstanding
Loans. 
  

 2 

 Cash Management Services: 
 Borrower may use up to the Cash Management Sublimit above, for Silicon’s Cash Management Services (as defined below), including, merchant services,
business credit card, ACH and other services identified in the cash management services agreement related to such service (the ‘Cash Management Services’). Silicon may charge to Borrower’s Loan account, any amounts that may become due
or owing to Silicon in connection with the Cash Management Services. Borrower agrees to execute and deliver to Silicon all standard form applications and agreements of Silicon in connection with the Cash Management Services, and, without limiting
any of the terms of such applications and agreements, Borrower will pay all standard fees and charges of Silicon in connection with the Cash Management Services. The Cash Management Services shall terminate on the Maturity Date. 
 FX Sublimit: ‘FX Sublimit’ means an amount, subject to the Overall Sublimit, equal to $25,000,000 minus the amount of all outstanding
Letters of Credit (including drawn but unreimbursed Letters of Credit), and minus all amounts for Cash Management Services utilized under the Cash Management Services Sublimit, and minus the Applicable Purchased Receivables, and minus all
outstanding Loans. 
 FX Reserve: 
 Borrower may enter into foreign exchange forward contracts with Silicon, on its standard forms, under which Borrower commits to purchase from or sell to Silicon a set amount of foreign currency more than one business day after the contract
date (the ‘FX Forward Contracts’); provided that (1) at the time the FX Forward Contract is entered into Borrower has Loans available to it under this Agreement in an amount at least equal to 10% of the amount of the FX Forward
Contract; and (2) the total FX Forward Contracts at any one time outstanding may not exceed 10 times the amount of the FX Sublimit set forth above. The ‘FX Reserve’ shall be a reserve (which shall be in addition to all other reserves)
in an amount equal to 10% of the total FX Forward Contracts from time to time outstanding. Silicon may, in its discretion, terminate the FX Forward Contracts at any time that an Event of Default occurs and is continuing. Borrower shall execute
all standard form applications and agreements of Silicon in connection with the FX Forward Contracts, and without limiting any of the terms of such applications and agreements, Borrower shall pay all standard fees and charges of Silicon in
connection with the FX Forward Contracts. 
 Receivables Purchase Sublimit: ‘Receivables Purchase Sublimit’ means an amount,
subject to the Overall Sublimit, equal to $25,000,000 minus the amount of all outstanding Letters of Credit (including drawn but unreimbursed Letters of Credit), and minus all amounts for Cash Management Services utilized under the Cash Management
Services Sublimit, and minus the FX Reserve, and minus all outstanding Loans. Borrower shall not permit the aggregate amount of outstanding ‘Applicable Purchased Receivables’ under, and as defined in, the Purchase Agreement to exceed the
Receivables Purchase Sublimit. Without limiting the generality of the definition of ‘Obligations’ as set forth in this Loan Agreement, the term ‘Obligations’ includes without limitation all 

  

 3 

 
debts, liabilities, obligations, guaranties, covenants, duties and indebtedness at any time owing by Borrower to Silicon under the Purchase Agreement.
Without limiting the generality of the definition of ‘Event of Default as set forth in this Loan Agreement, any ‘Event of Default’ under or as defined in the Purchase Agreement shall constitute an ‘Event of Default’ under
this Loan Agreement. “ 
 hereby is amended and restated in its entirety to read as follows: 
 “1. Credit Limit: (Section 1.1): 
 Loans (the ‘Loans’) in amount not to exceed the following: 
  

			
	$25,000,000 in the aggregate at any time outstanding,
		
	minus	  	the amount of all outstanding Letters of Credit (including drawn but unreimbursed Letters of Credit), and
		
	minus	  	the FX Reserve, and
		
	minus	  	all amounts for Cash Management Services utilized under the Cash Management Services Sublimit.

 Overall Sublimit: Notwithstanding anything herein to the contrary, the total combined
amount outstanding under the Letter of Credit Sublimit, the Cash Management Sublimit, and the FX Sublimit may not exceed a combined total of $25,000,000 (the ‘Overall Sublimit’). 
 Letter of Credit Sublimit (Section 1.6): ‘Letter of Credit Sublimit’ means an amount, subject to the Overall Sublimit, equal to
$25,000,000 minus the FX Reserve, and minus all amounts for Cash Management Services utilized under the Cash Management Services Sublimit, and minus all outstanding Loans. 
 Cash Management Sublimit: ‘Cash Management Sublimit’ means an amount, subject to the Overall Sublimit, equal to $25,000,000 minus the amount of all outstanding Letters of Credit (including drawn but
unreimbursed Letters of Credit), and minus the FX Reserve, and minus all outstanding Loans. 
 Cash Management Services: 
 Borrower may use up to the Cash Management Sublimit above, for Silicon’s Cash Management Services (as defined below), including, merchant services,
business credit card, ACH and other services identified in the cash management services agreement related to such service (the ‘Cash Management Services’). Silicon may charge to Borrower’s Loan account, any amounts that may become due
or owing to Silicon in connection with the Cash Management Services. Borrower agrees to execute and deliver to 

  

 4 

 
Silicon all standard form applications and agreements of Silicon in connection with the Cash Management Services, and, without limiting any of the terms of
such applications and agreements, Borrower will pay all standard fees and charges of Silicon in connection with the Cash Management Services. The Cash Management Services shall terminate on the Maturity Date. 
 FX Sublimit: ‘FX Sublimit’ means an amount, subject to the Overall Sublimit, equal to $25,000,000 minus the amount of all outstanding
Letters of Credit (including drawn but unreimbursed Letters of Credit), and minus all amounts for Cash Management Services utilized under the Cash Management Services Sublimit, and minus all outstanding Loans. 
 FX Reserve: 
 Borrower may enter into
foreign exchange forward contracts with Silicon, on its standard forms, under which Borrower commits to purchase from or sell to Silicon a set amount of foreign currency more than one business day after the contract date (the ‘FX Forward
Contracts’); provided that (1) at the time the FX Forward Contract is entered into Borrower has Loans available to it under this Agreement in an amount at least equal to 10% of the amount of the FX Forward Contract; and (2) the total
FX Forward Contracts at any one time outstanding may not exceed 10 times the amount of the FX Sublimit set forth above. The ‘FX Reserve’ shall be a reserve (which shall be in addition to all other reserves) in an amount equal to 10% of the
total FX Forward Contracts from time to time outstanding. Silicon may, in its discretion, terminate the FX Forward Contracts at any time that an Event of Default occurs and is continuing. Borrower shall execute all standard form applications
and agreements of Silicon in connection with the FX Forward Contracts, and without limiting any of the terms of such applications and agreements, Borrower shall pay all standard fees and charges of Silicon in connection with the FX Forward
Contracts. 
 Receivables Purchase Agreement: Silicon and Borrower hereby acknowledge that the aggregate amount of outstanding
‘Purchased Receivables’ under, and as defined in, the Non-Recourse Receivables Purchase Agreement dated March 15, 2005 between Silicon and Borrower (as amended, restated, supplemented, or otherwise modified from time to time, the
‘Purchase Agreement’) is no longer a sublimit under this Section 1 of this Schedule. Nevertheless: (y) without limiting the generality of the definition of ‘Obligations’ as set forth in this Loan Agreement, the term
‘Obligations’ includes without limitation all debts, liabilities, obligations, guaranties, covenants, duties and indebtedness at any time owing by Borrower to Silicon under the Purchase Agreement; and (z) without limiting the
generality of the definition of ‘Event of Default as set forth in this Loan Agreement, any ‘Event of Default’ under or as defined in the Purchase Agreement shall constitute an ‘Event of Default’ under this Loan
Agreement.” 
  

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 3. [reserved] 
 4. Representations True. Borrower represents and warrants to Silicon that all representations and warranties set forth in the Loan Agreement, as amended hereby, are true and correct in all material
respects. 
 5. General Provisions. This Amendment, the Loan Agreement, any prior written amendments to the Loan Agreement signed by
Silicon and Borrower, and the other written documents and agreements between Silicon and Borrower set forth in full all of the representations and agreements of the parties with respect to the subject matter hereof and supersede all prior
discussions, representations, agreements and understandings between the parties with respect to the subject hereof. Except as herein expressly amended, all of the terms and provisions of the Loan Agreement, and all other documents and agreements
between Silicon and Borrower shall continue in full force and effect and the same are hereby ratified and confirmed. 
 [Signatures Follow on
Next Page] 
  

 6 

 IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment, with effect as
of the date first above written. 
  

									
	Borrower:	 		 	Silicon:
			
	ZHONE TECHNOLOGIES, INC.	 		 	SILICON VALLEY BANK
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Rick Freeman
		 	President or Vice President	 		 	Title	 	Relationship Manager
			
	Borrower:	 		 	
			
	ZTI MERGER SUBSIDIARY III, INC.	 		 	
					
	By	 	/s/ Kirk Misaka	 		 		 	
		 	President or Vice President	 		 		 	

 [Signature Page—Amendment to Loan Agreement] 
  

 7 

 CONSENT 
 Each of the undersigned acknowledges that its consent to the foregoing Amendment is not required, but the undersigned nevertheless does hereby consent to the foregoing Amendment and to the documents and agreements
referred to therein and to all future modifications and amendments thereto, and any termination thereof, and to any and all other present and future documents and agreements between or among the foregoing parties. Nothing herein shall in any way
limit any of the terms or provisions of the Continuing Guaranty of the undersigned or any other documents executed by the undersigned, all of which are hereby ratified and affirmed. 
  

									
	Paradyne Corporation	 		 	Paradyne Networks, Inc.
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Kirk Misaka
	Name	 	Kirk Misaka	 		 	Name	 	Kirk Misaka
	Title	 	Chief Financial Officer	 		 	Title	 	Chief Financial Officer
			
	Premisys Communications, Inc.	 		 	Vpacket Communications, Inc.
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Kirk Misaka
	Name	 	Kirk Misaka	 		 	Name	 	Kirk Misaka
	Title	 	Chief Financial Officer	 		 	Title	 	Chief Financial Officer
			
	Xybridge Technologies, Inc.	 		 	Zhone Technologies International, Inc.
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Kirk Misaka
	Name	 	Kirk Misaka	 		 	Name	 	Kirk Misaka
	Title	 	Chief Financial Officer	 		 	Title	 	Chief Financial Officer

  

 1Amendment to Receivables Purchase Agreement

 Exhibit 10.2 
 Silicon Valley Bank 
 Amendment to 
 Receivables Purchase Agreement 
  

			
	Sellers:	  	ZTI Merger Subsidiary III, Inc.
		  	 (formerly known as Zhone Technologies, Inc.)

		
		  	Zhone Technologies, Inc.
		  	 (formerly known as Tellium, Inc.)

		
	Address:	  	7001 Oakport St.
		  	Oakland, California 94621
		
	Effective Date:	  	as of February 20, 2008

 THIS AMENDMENT TO RECEIVABLES PURCHASE AGREEMENT, with an effective date of
February 20, 2008, is entered into between Silicon Valley Bank (“Silicon” or “Buyer”) and the sellers named above (jointly and severally, “Seller”), effective as of the first date written above. 
 The Parties agree to amend the Non-Recourse Receivables Purchase Agreement between them, dated as of March 15, 2005, as amended from time to time
(the “Purchase Agreement”), as follows, effective as of the date hereof. (Capitalized terms used but not defined in this Amendment, shall have the meanings set forth in the Purchase Agreement.) 
 1. Extension of Term; New Maximum Purchase Amount. The portion of Section 2.1 of the Purchase Agreement, which currently reads as follows:

 “In any event, Buyer will not (i) purchase any Receivables in excess of an aggregate outstanding amount exceeding the
“Receivables Purchase Sublimit” (as defined in the Loan Agreement), or (ii) purchase any Receivables under this Agreement after February 20, 2008.” 
 hereby is amended and restated in its entirety to read as follows 
 “In any event, Buyer will not
(i) purchase any Receivables in excess of an aggregate outstanding amount exceeding $10,000,000 (the “Maximum Purchase Amount”), or (ii) purchase any Receivables under this Agreement after March 4, 2009.” 
  

 - 1 - 

 2. Modification of Section 2.2 of Purchase Agreement. Section 2.2 of the Purchase
Agreement, which currently reads as follows: 
 “2.2 Payment of Purchase Price. On the Purchase Date, the Purchase
Price, less the Administrative Fee, shall be paid by Buyer to Seller.” 
 hereby is amended and restated in its entirety to read as follows 

“2.2 Purchase Price and Related Matters. With respect to each Purchase: 
 (a) Payment of Purchase Price. On the Purchase Date, the Purchase Price, less the Administrative Fee, shall be paid by Buyer to
Seller. 
 (b) Late Payment Settlement Fee. If, for any reason, Payment in Full does not occur on or before the Due
Date, then, upon the first to occur of Payment in Full, 60 days after the Due Date or the filing of a bankruptcy proceeding by or against the applicable Account Debtor that failed to pay in full by the Due Date, and in addition to any other
obligations of Seller hereunder, Seller shall pay to Buyer an amount which is equal to (i) the product of the Discount Rate and the average daily balance of the Total Purchased Receivables Amount outstanding during the period from the Due Date
until the first to occur of Payment in Full, 60 days after the Due Date or the filing of a bankruptcy proceeding by or against the applicable Account Debtor that failed to pay in full by the Due Date (the “Late Payment Settlement Period”)
multiplied by (ii) a fraction the numerator of which is the number of days in the Late Payment Settlement Period and the denominator of which is 360 (“Late Payment Settlement Fee”).” 
 3. Modification of Definition of Due Date. The definition of “Due Date” set forth in Section 1.6 of the Purchase Agreement, which
currently reads as follows: 
 “1.6 “Due Date” means for any Purchase the “Due Date” set forth
in the Schedule for such Purchase.” 
 hereby is amended and restated in its entirety to read as follows 
 “1.6 “Due Date” means for any Purchase the “Due Date” set forth in the Schedule for such Purchase;
provided, however, that in no event shall the Due Date be earlier than 30 days after the Purchase Date.” 
  

 - 2 - 

 4. Modification of Form of Schedule on Exhibit A to Purchase Agreement. The form of Schedule set
forth on Exhibit A to the Purchase Agreement hereby is amended and restated in its entirety to read as set forth in Exhibit A to this Amendment, and references in the Purchase Agreement to “Exhibit A” or the Schedule in the form set forth
on Exhibit A to the Purchase Agreement shall instead mean and refer to Exhibit A hereto and the Schedule in the form set forth on Exhibit A hereto. 
 5. Limitation of Amendments. 
 A. The amendments set forth herein are effective for the purposes set forth
herein and shall be limited precisely as written and shall not be deemed to (a) be a consent to any amendment, waiver or modification of any other term or condition of any document or agreement relating to the Purchase Agreement (individually a
“Loan Document” and collectively the “Loan Documents”), or (b) otherwise prejudice any right or remedy which Silicon may now have or may have in the future under or in connection with any Loan Document. 
 B. This Amendment shall be construed in connection with and as part of Loan Documents and all terms, conditions, representations,
warranties, covenants and agreements set forth in the Loan Documents, except as herein amended, are hereby ratified and confirmed and shall remain in full force and effect. 
 6. Representations and Warranties. To induce Silicon to enter into this Amendment, Seller hereby represents and warrants to Silicon as follows:

 A. Immediately after giving effect to this Amendment (a) the representations and warranties contained in the Loan
Documents are true, accurate and complete in all material respects as of the date hereof (except to the extent such representations and warranties relate to an earlier date, in which case they are true and correct as of such date), and (b) no
default or Event of Default has occurred and is continuing; 
 B. Seller has the power and authority to execute and deliver
this Amendment and to perform its obligations under the Purchase Agreement, as amended by this Amendment; 
 C. The
organizational documents of Seller delivered to Silicon in connection with the original execution of the Purchase Agreement remain true, accurate and complete and have not been amended, supplemented or restated and are and continue to be in full
force and effect; 
 D. The execution and delivery by Seller of this Amendment and the performance by Seller of its
obligations under the Purchase Agreement, as amended by this Amendment, have been duly authorized; 
 E. The execution and
delivery by Seller of this Amendment and the performance by Seller of its obligations under the Purchase Agreement, as amended by this Amendment, do not and will not contravene (a) any law or regulation binding on or affecting Seller,
(b) any contractual restriction with a Person binding on Seller, (c) any order, judgment or decree of any court or other governmental or public body or authority, or subdivision thereof, binding on Seller, or (d) the organizational
documents of Seller; 
  

 - 3 - 

 F. The execution and delivery by Seller of this Amendment and the performance by Seller
of its obligations under the Purchase Agreement, as amended by this Amendment, do not require any order, consent, approval, license, authorization or validation of, or filing, recording or registration with, or exemption by any governmental or
public body or authority, or subdivision thereof, binding on either Seller, except as already has been obtained or made; and 
 G. This Amendment has been duly executed and delivered by Seller and is the binding obligation of Seller, enforceable against Seller in accordance with its terms, except as such enforceability may be limited under law by bankruptcy,
insolvency, reorganization, liquidation, moratorium or other similar laws of general application and equitable principles relating to or affecting creditors’ rights. 
 7. Other General Provisions. This Amendment, the Purchase Agreement, any prior written amendments thereto signed by Silicon and the Seller, and the other written documents and agreements between Silicon and the
Seller set forth in full all of the representations and agreements of the parties with respect to the subject matter hereof and supersede all prior discussions, representations, agreements and understandings between the parties with respect to the
subject hereof. 
 8. Counterparts. This Amendment may be executed in any number of counterparts and all of such counterparts taken
together shall be deemed to constitute one and the same instrument. 
 9. Effectiveness. This Amendment shall be deemed effective upon
(a) the due execution and delivery to Silicon of this Amendment by each party hereto; and (b) Seller’s payment of the fee set forth herein plus all expenses of Silicon incurred in connection herewith and as otherwise payable under the
Loan Agreement or the Purchase Agreement. 
 10. Fee. In consideration for Silicon entering into this Amendment, Buyer shall
concurrently pay Silicon a fee in the amount of $15,000, which shall be non-refundable and in addition to all interest and other fees payable to Silicon under the Loan Documents. Silicon is authorized to debit said fee from any of
Buyer’s deposit accounts with Silicon. 
 [Signature page follows.] 
  

 - 4 - 

 IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first above
written. 
  

									
	Seller:	 		 	Silicon:
			
	ZHONE TECHNOLOGIES, INC.	 		 	SILICON VALLEY BANK
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Rick Freeman
		 	President or Vice President	 		 	Title	 	Relationship Manager
			
	Seller:	 		 	
			
	ZTI MERGER SUBSIDIARY III, INC.	 		 	
					
	By	 	/s/ Kirk Misaka	 		 		 	
		 	President or Vice President	 		 		 	

 [Signature Page to Amendment to Receivables Purchase Agreement] 

 CONSENT 
 Each of the undersigned acknowledges that its consent to the foregoing Amendment is not required, but the undersigned nevertheless does hereby consent to the foregoing Amendment and to the documents and agreements
referred to therein and to all future modifications and amendments thereto, and any termination thereof, and to any and all other present and future documents and agreements between or among the foregoing parties. Nothing herein shall in any way
limit any of the terms or provisions of the Continuing Guaranty of the undersigned or any other documents executed by the undersigned, all of which are hereby ratified and affirmed. 
  

									
	Paradyne Corporation	 		 	Paradyne Networks, Inc.
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Kirk Misaka
	Name	 	Kirk Misaka	 		 	Name	 	Kirk Misaka
	Title	 	Chief Financial Officer	 		 	Title	 	Chief Financial Officer
			
	Premisys Communications, Inc.	 		 	Vpacket Communications, Inc.
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Kirk Misaka
	Name	 	Kirk Misaka	 		 	Name	 	Kirk Misaka
	Title	 	Chief Financial Officer	 		 	Title	 	Chief Financial Officer
			
	Xybridge Technologies, Inc.	 		 	Zhone Technologies International, Inc.
					
	By	 	/s/ Kirk Misaka	 		 	By	 	/s/ Kirk Misaka
	Name	 	Kirk Misaka	 		 	Name	 	Kirk Misaka
	Title	 	Chief Financial Officer	 		 	Title	 	Chief Financial Officer

 EXHIBIT A  
 SCHEDULE 
 SCHEDULE DATED
                     
 TO

 NON-RECOURSE RECEIVABLES PURCHASE AGREEMENT 
 DATED AS OF MARCH 15, 2005 
  

			
	Seller:	  	ZTI MERGER SUBSIDIARY III, INC. (formerly known as Zhone Technologies, Inc.)
		  	and
		  	ZHONE TECHNOLOGIES, INC. (formerly known as Tellium, Inc.)
		
	Buyer:	  	SILICON VALLEY BANK
		
	Purchase Date:	  	___________________
		
	Due Date:	  	_____ days after Purchase Date (but in no event earlier than 30 days after Purchase Date)
		
	Total Purchased Receivables:	  	$_____________ (List of Receivables total)
		
	Discount Rate:	  	Prime Rate plus 1% per annum computed on the basis of a year of 360 days.
		
	Purchase Price:	  	$________________ (is _________% of the Total Purchased Receivables which is the straight discount of the Total Purchased Receivables discounted from the Due Date to the Purchase Date at the
Discount Rate).
		
	Administrative Fee:	  	0.58% multiplied by the Total Purchased Receivables.
		
	Late Payment Settlement Fee:	  	In the event that full payment of any Purchased Receivable is not received on or before the Due Date, Seller agrees to pay to Buyer interest on any unpaid amount, calculated at the Discount
Rate, for (i) up to an additional sixty (60) days (except for Purchased Receivables subject to Adjustments under Section 7 of the Agreement, for which there is no limit) (“Late Payment Settlement Fee”) (subject to Section 4.2 herein), or
(ii) until such date that Seller repurchases such Purchased Receivable for the gross invoice amount.

 [remainder of page intentionally left blank; Schedule continues on next page] 
 Exhibit A 

			
	Silicon Valley Bank	  	Guarantor Consent

 Seller warrants and represents that (a) its warranties and representations in the Agreement are true and
correct as of the date of this Schedule and (b) no Event of Default has occurred under the Agreement. 
  

									
	Seller:	 		 	Silicon:
			
	ZHONE TECHNOLOGIES, INC.	 		 	SILICON VALLEY BANK
					
	By	 	 	 		 	By	 	 
		 	President or Vice President	 		 	Title	 	 
			
	Seller:	 		 	
			
	ZTI MERGER SUBSIDIARY III, INC.	 		 	
					
	By	 	 	 		 		 	
		 	President or Vice President	 		 		 	

 Exhibit A

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