Document:

Supplemental Indenture

 Exhibit 4.1 
 SPECTRUM BRANDS, INC. 
 Each of the Guarantors PARTY HERETO

 and 
 U.S. BANK NATIONAL ASSOCIATION, as Trustee 
  
  
 SUPPLEMENTAL
INDENTURE 
 Dated as of March 15, 2010 
 to 
 INDENTURE 
 Dated as of August 28, 2009 
 Between 
 SPECTRUM BRANDS, INC. 
 Each of the Guarantors PARTY THERETO 
 and 
 U.S. BANK NATIONAL ASSOCIATION, as Trustee 
  
  
 12% Senior
Subordinated Toggle Notes Due 2019 

 SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 15,
2010, between SPECTRUM BRANDS, INC., a Delaware corporation (the “Company”), the GUARANTORS listed on the signature page hereto (the “Guarantors”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized under
the laws of the United States of America, as trustee (the “Trustee”). 
 WITNESSETH: 
 WHEREAS, the Company and the Guarantors executed and delivered to the Trustee an Indenture dated as of August 28, 2009 (the
“Indenture”) by and among the Company, the Guarantors and the Trustee, pursuant to which the Company’s 12% Senior Subordinated Toggle Notes Due 2019 (the “Notes”) were issued; 
 WHEREAS, the Company has entered into the Agreement and Plan of Merger, dated February 9, 2010, by and among SB/RH Holdings, Inc.,
Battery Merger Corp., Grill Merger Corp., Spectrum Brands, Inc. and Russell Hobbs, Inc., as amended from time to time (the “Merger Agreement”); 
 WHEREAS, the Company has solicited (the “Consent Solicitation”) the Holders to direct the Trustee to execute and deliver an amendment to the Indenture to amend certain definitions in Article I
and certain covenants in Article IV in connection with the Merger Agreement (the “Amendments”); 
 WHEREAS,
Section 9.02 of the Indenture provides that, subject to certain inapplicable exceptions, the Company, the Guarantors and the Trustee may amend or supplement the Indenture, the Notes and the Note Guarantees with the consent of the Holders of at
least a majority in principal amount of the Notes then outstanding (the “Requisite Consents”); 
 WHEREAS, in
connection with the Consent Solicitation, Holders that delivered and have not prior withdrawn a valid consent on a timely basis (the “Consenting Holders”) are entitled to receive a consent fee (the “Consent Fee”) with respect to
the Notes in respect of which they have validly consented if the conditions to the Consent Solicitation are met; 
 WHEREAS, the
Holders that have approved this Supplemental Indenture (as evidenced by their execution of a Consent Form) constitute Holders of at least a majority in aggregate principal amount of the Notes now outstanding and are willing to direct the Trustee to
execute and deliver the Supplemental Indenture; 
 WHEREAS, consistent with the practice of the Depository Trust Company
(“DTC”), DTC has authorized direct participants in DTC set forth in the position listing of DTC as of the date hereof to approve this Supplemental Indenture as if they were Holders of the Notes held of record in the name of DTC or the name
of its nominee; 
 WHEREAS, the Trustee has been directed by the Holders of the requisite principal amount of Notes to execute
and deliver the Supplemental Indenture in its capacity as Trustee; 
 WHEREAS, the execution and delivery of this Supplemental
Indenture have been duly authorized by the Company and each Guarantor and all conditions and requirements necessary to make this instrument a valid and binding agreement have been duly performed and complied with; 
 WHEREAS, the Company has agreed to indemnify the Trustee against any and all losses, liabilities or expenses incurred by it arising out of
or in connection with the acceptance or administration of its duties under this Supplemental Indenture, except to the extent any such loss, liability or expense may be attributable to its negligence or bad faith; and 
  

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 NOW, THEREFORE, in consideration of the above premises, and for the purpose of memorializing
the amendments to the Indenture consented to by the Holders, each party agrees, for the benefit of the others and for the equal and ratable benefit of the Holders of the Notes, as follows: 
 ARTICLE I 
 AMENDMENT OF INDENTURE 

Section 1.1 Amendment to Definitions. Section 1.01 of the Indenture is hereby amended as follows: 
 (a) The definition of “Change of Control” is hereby amended as follows: 
 (i) Clause (c) of the provision contained therein is hereby amended and restated in its entirety as follows: 

“(c) any “person” or “group” (as such terms are used in Sections 13(d) and 14(d) of the
Exchange Act) other than the Harbinger Parties and their Affiliates becomes the ultimate Beneficial Owner, directly or indirectly, of 50% or more of the voting power of the Voting Stock of the Company;” 
 (ii) Clause (e) of the provision contained therein is hereby amended and restated in its entirety as follows:

 “(e) the Company consolidates with, or merges with or into, any Person, or any Person consolidates with,
or merges with or into the Company, in any such event pursuant to a transaction in which any of the outstanding Voting Stock of the Company or such other Person is converted into or exchanged for cash, securities or other property, other than any
such transaction where (i) the Voting Stock of the Company outstanding immediately prior to such transaction is converted into or exchanged for Voting Stock (other than Disqualified Stock) of the surviving or transferee Person constituting a
majority of the outstanding shares of such Voting Stock of such surviving or transferee Person (immediately after giving effect to such issuance) and (ii) immediately after such transaction, no “person” or “group” (as such
terms are used in Sections 13(d) and 14(d) of the Exchange Act) becomes, directly or indirectly, the ultimate Beneficial Owner of 50% or more of the voting power of the Voting Stock of the surviving or transferee Person; provided that the
Harbinger Parties and their Affiliates shall not be considered a “person” or “group” for purposes of clause (e).” 
 (b) The definition of “Continuing Directors” is hereby amended to delete the words “Issue Date” contained in clause (a) of the provision contained therein and the words
“Merger Closing Date” are hereby inserted in place of the deleted text. 
 (c) The definition of “Credit
Facilities” is hereby amended and restated in its entirety as follows: 
 ““Credit
Facilities” means (a) one or more debt facilities (including, without limitation, the Credit Agreement and the Exit Facility) or commercial paper facilities, in each case with banks or other institutional lenders providing for
revolving credit loans, term loans, receivables financing (including through the sale of receivables to such lenders or to special purpose entities formed to borrow from such lenders against such receivables) or letters of credit, in each case, as
amended, restated, modified, renewed, refunded, replaced or refinanced in whole or in part from time to time; and (b) Indebtedness evidenced by bonds, notes, debentures or similar instruments.” 
  

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 (d) The following new definitions are hereby inserted alphabetically into Section 1.01
of the Indenture: 
 ““Battery Merger” means the merger of Battery Merger Corp. with and
into the Company, pursuant to the Merger Agreement, or the merger of a newly-formed Subsidiary of the Company with and into Russell Hobbs, Inc., pursuant to Section 6.20 of the Merger Agreement.” 
 ““Harbinger Parties” means Harbinger Capital Partners Master Fund I, Ltd., Harbinger Capital Partners
Special Situations Fund, L.P. and Global Opportunities Breakaway Ltd.” 
 ““Merger
Agreement” means the Agreement and Plan of Merger, dated as of February 9, 2010, by and among Parent, Battery Merger Corp., Grill Merger Corp., Spectrum Brands, Inc. and Russell Hobbs, Inc., as amended from time to time.”

 ““Merger Closing Date” means the date on which the closing of the mergers contemplated
by the Merger Agreement occurs.” 
 ““Parent” means SB/RH Holdings, Inc.”

 Section 1.2 Amendment to Covenants. Article IV of the Indenture is hereby amended as follows: 
 (a) Section 4.07(b). The provision contained therein is hereby amended as follows: 
 (i) Subsection (vii) therein is hereby amended and restated in its entirety as follows: 
 “(vii) the repurchase, redemption or other acquisition or retirement for value of any Equity Interests of the Company or
Parent held by any employee, former employee, director or former director of the Company (or any of its Restricted Subsidiaries) or Parent or any permitted transferee of any of the foregoing pursuant to the terms of any employee equity subscription
agreement, stock option agreement or similar agreement, and any payment by the Company to Parent to enable Parent to make such payments; provided that the aggregate price paid for all such repurchased, redeemed, acquired or retired Equity Interests
in any fiscal year shall not exceed the sum of (x) $5.0 million and (y) the amount of Restricted Payments permitted but not made pursuant to this clause (vii) in the immediately preceding fiscal year;” 
 (ii) Subsection (viii) therein is hereby amended to delete the word “or” from the end thereof. 
 (iii) Subsection (ix) therein is hereby amended to delete the “.” at the end thereof and to insert “;
or” in place of the deleted text. 
 (iv) The following text is hereby inserted following
subsection (ix) thereof: 
 “(x) payments made to Parent (i) to allow Parent to pay Parent’s
administrative expenses and corporate overhead, franchise fees, public company costs (including SEC and auditing fees) and customary director fees in an aggregate amount not to exceed $5 million in any calendar year; (ii) to allow Parent to pay
premiums and deductibles in respect of directors and officers insurance policies obtained from third-party insurers and (iii) to allow Parent to pay income taxes attributable to the Company and its Subsidiaries in an amount not to exceed the
amount of such taxes that would be payable by the Company and its Subsidiaries on a stand-alone basis (if the Company were a corporation and parent of a consolidated group including its Subsidiaries); provided that any payments pursuant to this
clause (iii) in any period not otherwise deducted in calculating

  

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Consolidated Net Income shall be deducted in calculating Consolidated Net Income for such period (and shall be deemed to be a provision for taxes for purposes of calculating Consolidated Cash
Flow for such period).” 
 (b) Section 4.09(b). The provision contained therein is hereby amended as follows:

 (i) Subsection (i) therein is hereby amended and restated in its entirety as follows: 
 “(i) the incurrence by the Company or any Restricted Subsidiary of the Company of Indebtedness under Credit Facilities
(and the incurrence of Guarantees thereof) in an aggregate principal amount at any one time outstanding pursuant to this clause (i) (with letters of credit being deemed to have a principal amount equal to the maximum potential liability of the
Company and its Restricted Subsidiaries thereunder) not to exceed $1.85 billion, less the aggregate amount of all Net Proceeds of Asset Sales applied by the Company or any Restricted Subsidiary to permanently repay any such Indebtedness (and, in the
case of any revolving credit Indebtedness, to effect a corresponding commitment reduction thereunder) pursuant to Section 4.10;” 
 (ii) Subsection (viii) therein is hereby amended and restated in its entirety as follows: 
 “(viii) the incurrence by the Company or any Restricted Subsidiary of the Company of additional Indebtedness in an aggregate principal amount (or accreted value, as applicable) at any time
outstanding, including all Permitted Refinancing Indebtedness incurred to refund, refinance or replace any Indebtedness incurred pursuant to this clause (viii), not to exceed $100 million; and” 
 (c) Section 4.11(b). The provision contained therein is hereby amended as follows: 
 (i) Subsection (vi) therein is hereby amended to delete the word “and” from the end thereof. 
 (ii) Subsection (vii) therein is hereby amended to delete the “.” at the end thereof and to insert “;
and” in place of the deleted text. 
 (iii) The following text is hereby inserted following subsection
(vii) thereof: 
 “(viii) the Battery Merger, the Merger Agreement and the related transactions,
contracts and agreements contemplated by the Merger Agreement, including (without limitation) the Registration Rights Agreement and the Stockholder Agreement referred to therein.” 
 ARTICLE II 
 MISCELLANEOUS PROVISIONS

 Section 2.1 Effect of Supplemental Indenture. 
 Prior to the Supplemental Indenture becoming effective, the Company shall deliver to the Trustee an Officers’ Certificate certifying
that all conditions precedent provided for in the Indenture relating to the Supplemental Indenture have been satisfied. The Trustee may conclusively rely upon such certificate to establish that such Requisite Consents have been obtained. Upon the
execution and delivery of this Supplemental Indenture by the Company, the Guarantors and the Trustee, the Indenture shall be modified in accordance herewith, and this Supplemental Indenture shall form a part of the Indenture for all purposes;

  

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and every Holder of the Notes heretofore or hereafter authenticated and delivered under the Indenture shall be bound thereby. 
 Notwithstanding the foregoing, the Amendments set forth herein will have no effect, and this Supplemental Indenture shall be null and void,
if (a) the Consent Fee is not paid to the Consenting Holders in accordance with the terms and conditions of the Consent Solicitation and (b) the consummation of the Battery Merger has not occurred. 
 Section 2.2 Indenture Remains in Full Force and Effect. 
 Except as supplemented and amended hereby, all provisions in the Indenture shall remain in full force and effect. 
 Section 2.3 Indenture and Supplemental Indenture Construed Together. 
 This Supplemental Indenture is an indenture supplemental to and in implementation of the Indenture, and the Indenture and this Supplemental
Indenture shall henceforth be read and construed together. 
 Section 2.4 Confirmation of Indenture. 
 The Indenture, as supplemented and amended by this Supplemental Indenture, is in all respects confirmed and ratified. 
 Section 2.5 Conflict with Trust Indenture Act. 
 If any provision of this Supplemental Indenture limits, qualifies or conflicts with another provision hereof which is required to be included in this Supplemental Indenture by any of the provisions of the
Trust Indenture Act of 1939, such required provision shall control. 
 Section 2.6 Separability. 
 In case any one or more of the provisions contained in this Supplemental Indenture shall be invalid, illegal or unenforceable, the validity,
legality or enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 
 Section 2.7
Successors and Assigns. 
 All agreements in this Supplemental Indenture shall be binding upon and inure to the benefit of
the respective successors and assigns of the Company, the Guarantors and the Trustee. 
 Section 2.8 Certain Duties and
Responsibilities of the Trustee. 
 In entering into this Supplemental Indenture, the Trustee shall be entitled to the
benefit of every provision of the Indenture relating to the conduct or affecting the liability of or affording protection to the Trustee, whether or not elsewhere herein so provided. The Trustee, for itself and its successor or successors, accepts
the terms of the Indenture as amended by this Supplemental Indenture, and agrees to perform the same, but only upon the terms and provisions defining and limiting the liabilities and responsibilities of the Trustee, which terms and provisions shall
in like manner define and limit its liabilities and responsibilities in the performance of the trust created by the Indenture. The Trustee makes no representations as to the validity or sufficiency of this Supplemental Indenture other than as to the
validity of its execution and delivery by the Trustee. 
  

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 Section 2.9 Governing Law. 
 THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT GIVING EFFECT
TO ANY OTHER CONFLICTS OF LAW PROVISIONS. 
 Section 2.10 Counterparts. 
 This Supplemental Indenture may be executed in any number of counterparts by the parties hereto on separate counterparts, each of which, when
so executed and delivered, shall be deemed an original, but all such counterparts shall together constitute one and the same instrument. 
 [Signature Page Follows] 
  

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 SIGNATURES 
 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed, all as of the date first written. 
  

			
	SPECTRUM BRANDS, INC.,
	as Issuer
		
	By:	 	/s/ Anthony L. Genito
		 	Name: Anthony L. Genito
		 	Title: Executive Vice President, Chief Financial Officer and Chief Accounting Officer
	
	SPECTRUM JUNGLE LABS CORPORATION
	TETRA HOLDING (US), INC.
	ROV HOLDING, INC.
	ROVCAL, INC.
	UNITED INDUSTRIES CORPORATION
	SCHULTZ COMPANY
	SPECTRUM NEPTUNE US HOLDCO CORPORATION
	UNITED PET GROUP, INC.
	DB ONLINE, LLC
	collectively, as Guarantors
		
	By:	 	/s/ Anthony L. Genito
		 	Name: Anthony L. Genito
		 	Title: Vice President
	  
 U.S. BANK NATIONAL ASSOCIATION,

	as Trustee
		
	By:	 	/s/ Joshua A. Hahn
		 	Name: Joshua A. Hahn
		 	Title: Assistant Vice President

  

 72005 Amended and Restated Equity Incentive Plan

 EXHIBIT 10.1 
 SOLYNDRA, INC. 
 AMENDED AND RESTATED 2005 EQUITY
INCENTIVE PLAN 
 (as amended through September 3, 2009) 

 SOLYNDRA CONFIDENTIAL 
 SOLYNDRA, INC. 
 AMENDED AND RESTATED 2005 EQUITY
INCENTIVE PLAN 
 (as amended through September 3, 2009) 
 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and
potential contributions are important to the success of the Company, its Parent (if any) and Subsidiaries (if any), by offering them an opportunity to participate in the Company’s future performance through awards of Options and Restricted
Stock. Capitalized terms not defined in the text are defined in Section 22 hereof. Although this Plan is intended to be a written compensatory benefit plan within the meaning of Rule 701 promulgated under the Securities Act, grants may be
made pursuant to this plan that do not qualify for exemption under Rule 701 or Section 25102(o) of the California Corporations Code. Any requirement of this Plan that is required in law only because of Section 25102(o) need not apply
if the Committee so provides and another exemption from the qualification requirements of applicable California State securities laws applies. 
 2. SHARES SUBJECT TO THE PLAN. 
 2.1 Number of Shares Available.
Subject to Sections 2.2 and 17 hereof, the total number of Shares reserved and available for grant and issuance pursuant to this Plan will be 35,757,681 Shares or such lesser number of Shares as permitted by applicable law. Subject to Sections
2.2, 5.10 and 17 hereof, Shares subject to Awards previously granted will again be available for grant and issuance in connection with future Awards under this Plan to the extent such Shares: (a) cease to be subject to issuance upon exercise of
an Option, other than due to exercise of such Option; (b) are subject to an Award granted hereunder but the Shares subject to such Award are forfeited or repurchased by the Company at the original issue price; or (c) are subject to an
Award that otherwise terminates without Shares being issued. At all times the Company will reserve and keep available a sufficient number of Shares as will be required to satisfy the requirements of all Awards granted and outstanding under this
Plan. Notwithstanding anything in this Section 2, or elsewhere in this Plan, to the contrary and subject to adjustment as provided in Section 2.2 and 17 hereof, the total number of Shares actually issued or transferred by the Company upon
the exercise of ISOs (as defined in Section 5 hereof) granted under this Plan shall not exceed 35,757,681 Shares or such lesser number of Shares as permitted by applicable law. 
 2.2 Adjustment of Shares. In the event that the number of outstanding shares of the Company’s Common Stock is changed by a stock
dividend, recapitalization, stock split, reverse stock split, subdivision, combination, reclassification or similar change in the capital structure of the Company without consideration, then (i) the number of Shares reserved for issuance under
this Plan, (b) the Exercise Prices of and number of Shares subject to outstanding Options, and (c) the Purchase Prices of and number of Shares subject to other outstanding Awards will be proportionately adjusted, subject to any required
action by the Board or the stockholders of the Company and compliance with applicable securities laws; provided, however, that fractions of a Share will not be issued but will either be paid in cash at the Fair Market Value of such fraction of a
Share or will be rounded down to the nearest whole Share, as determined by the Committee; and provided, further, that the Exercise Price of any Option may not be decreased to below the par value of the Shares. 
 3. ELIGIBILITY. ISOs (as defined in Section 5 hereof) may be granted only to employees (including officers and directors who are
also employees) of the Company or of a Parent or Subsidiary of the Company. NQSOs (as defined in Section 5 hereof) and Restricted Stock Awards may be granted to employees, officers, directors and consultants, who are natural persons, of the
Company or any Parent or Subsidiary of the Company; provided such consultants render bona fide services not in connection with the offer and sale of securities in a capital-raising transaction. A person may be granted more than one Award under this
Plan. 

 4. ADMINISTRATION. 
 4.1 Committee Authority. This Plan will be administered by the Committee, or by the Board if no Committee is created by the Board.
The Board may at any time administer the Plan in part or in whole even if the Committee has been appointed. Subject to the general purposes, terms and conditions of this Plan, and to the direction of the Board, the Committee will have full power to
implement and carry out this Plan. Without limitation, the Committee will have the authority to: 
 (a) construe and interpret
this Plan, any Award Agreement and any other agreement or document executed pursuant to this Plan; 
 (b) prescribe, amend and
rescind rules and regulations relating to this Plan; 
 (c) approve persons to receive Awards; 
 (d) determine the form and terms of Awards; 
 (e) determine the number of Shares or other consideration subject to Awards; 
 (f) determine whether Awards will be granted singly, in combination with, in tandem with, in replacement of, or as alternatives to, other Awards under this Plan or awards under any other incentive or compensation plan of the Company or any
Parent or Subsidiary of the Company; 
 (g) grant waivers of any conditions of this Plan or any Award; 
 (h) determine the terms of vesting, exercisability and payment of Awards; 
 (i) correct any defect, supply any omission, or reconcile any inconsistency in this Plan, any Award, any Award Agreement, any Exercise
Agreement or any Restricted Stock Purchase Agreement; 
 (j) determine whether an Award has been earned; 
 (k) make all other determinations for the administration of this Plan; and 
 (l) extend the vesting period beyond a Participant’s Termination Date. 
 4.2 Committee Discretion. Unless in contravention of any express terms of this Plan or Award, any determination made by the Committee
with respect to any Award will be made in its sole discretion either (a) at the time of grant of the Award, or (b) subject to Section 5.9 hereof, at any later time. Any such determination will be final and binding on the Company and
on all persons having an interest in any Award under this Plan. The Committee may delegate to one or more officers of the Company the authority to grant an Award under this Plan, provided such officer or officers are members of the Board.

 5. OPTIONS. The Committee may grant Options to eligible persons described in Section 3 hereof and will determine
whether such Options will be Incentive Stock Options within the meaning of the Code (“ISOs”) or Nonqualified Stock Options (“NQSOs”), the number of Shares subject to the Option, the Exercise Price of
the Option, the period during which the Option may be exercised, and all other terms and conditions of the Option, subject to the following: 
 5.1 Form of Option Grant. Each Option granted under this Plan will be evidenced by an Award Agreement which will expressly identify the Option as an ISO or an NQSO (“Stock Option
Agreement”), and will be in such form and contain such provisions (which need not be the same for each Participant) as the Committee, or any person authorized by the Committee, may from time to time approve, and which will comply with
and be subject to the terms and conditions of this Plan. 
 5.2 Date of Grant. The date of grant of an Option will be the
date on which the Committee makes the determination to grant such Option, unless a later date is otherwise specified by the Committee. The Stock Option Agreement and a copy of this Plan will be delivered to the Participant within a reasonable time
after the granting of the Option. 

 5.3 Exercise Period. Options may be exercisable immediately but subject to repurchase
pursuant to Section 11.2 hereof or may be exercisable within the times or upon the events determined by the Committee as set forth in the Stock Option Agreement governing such Option; provided, however, that no Option will be exercisable after
the expiration of ten years from the date the Option is granted; and provided further that no ISO granted to a person who directly or by attribution owns more than 10% of the total combined voting power of all classes of stock of the Company or of
any Parent or Subsidiary of the Company (“Ten Percent Stockholder”) will be exercisable after the expiration of five years from the date the ISO is granted. The Committee also may provide for Options to become exercisable at
one time or from time to time, periodically or otherwise, in such number of Shares or percentage of Shares as the Committee determines. Subject to earlier termination of the Option as provided herein, to the extent Section 25102(o) of the
California Corporations Code is intended to apply, each Participant who is not an officer, director or consultant of the Company or of a Parent or Subsidiary of the Company shall have the right to exercise an Option granted hereunder at the rate of
no less than 20% per year over five years from the date such Option is granted. 
 5.4 Exercise Price. The Exercise
Price of an Option will be determined by the Committee when the Option is granted and, to the extent Section 25102(o) of the California Corporations Code is intended to apply, may not be less than 85% of the Fair Market Value of the Shares on
the date of grant; provided that (a) the Exercise Price of an ISO will not be less than 100% of the Fair Market Value of the Shares on the date of grant, (b) the Exercise Price of any ISO granted to a Ten Percent Stockholder will not be
less than 110% of the Fair Market Value of the Shares on the date of grant and (c) to the extent Section 25102(o) of the California Corporations Code is intended to apply to the Award, the Exercise Price of any Option granted to a Ten
Percent Stockholder will not be less than 110% of the Fair Market Value of the Shares on the date of grant. Payment for the Shares purchased must be made in accordance with Section 7 hereof. 
 5.5 Method of Exercise. Options may be exercised only by delivery to the Company of a written stock option exercise agreement (the
“Exercise Agreement”) in a form approved by the Committee or by a person designated by the Committee (which need not be the same for each Participant). The Exercise Agreement will state (a) the number of Shares being
purchased, (b) the restrictions imposed on the Shares purchased under such Exercise Agreement, if any, and (c) such representations and agreements regarding Participant’s investment intent and access to information and other matters,
if any, as may be required or desirable by the Company to comply with applicable securities laws. Participant shall execute and deliver to the Company the Exercise Agreement together with payment in full of the Exercise Price, and any applicable
taxes, for the number of Shares being purchased. 
 5.6 Termination. Subject to earlier termination pursuant to
Sections 17 and 18 hereof and notwithstanding the exercise periods set forth in the Stock Option Agreement, exercise of an Option will always be subject to the following: 
 (a) If the Participant is Terminated for any reason other than death, Disability or for Cause, then the Participant may exercise such
Participant’s Options only to the extent that such Options are exercisable as to Vested Shares upon the Termination Date or as otherwise determined by the Committee. Such Options must be exercised by the Participant, if at all, as to all or
some of the Vested Shares calculated as of the Termination Date or such other date determined by the Committee, within three months after the Termination Date (or within such shorter time period, not less than 30 days, or within such longer time
period, not exceeding five years, after the Termination Date as may be determined by the Committee, with any exercise beyond three months after the Termination Date deemed to be an NQSO) but in any event, no later than the expiration date of the
Options. 
 (b) If the Participant is Terminated because of Participant’s death or Disability (or the Participant dies
within three months after a Termination other than for Cause), then Participant’s Options may be exercised only to the extent that such Options are exercisable as to Vested Shares by Participant on the Termination Date or as otherwise
determined by the Committee. Such options must be exercised by Participant (or Participant’s legal representative or authorized assignee), if at all, as to all or some of the Vested Shares calculated as of the Termination Date or such other
date determined by the Committee, within 12 months after the Termination Date (or within such shorter time period, not less than six months, or within such longer time period, not exceeding five

 
years, after the Termination Date as may be determined by the Committee, with any exercise beyond (i) three months after the Termination Date when the Termination is for any reason other
than the Participant’s death or disability, within the meaning of Section 22(e)(3) of the Code, or (ii) 12 months after the Termination Date when the Termination is for Participant’s disability, within the meaning of
Section 22(e)(3) of the Code, deemed to be an NQSO) but in any event no later than the expiration date of the Options. 
 (c) If the Participant is terminated for Cause, the Participant may exercise such Participant’s Options only to the extent that such Options are exercisable as to Vested Shares upon the Termination Date or as otherwise determined by
the Committee. Such Options must be exercised by the Participant, if at all, as to all or some of the Vested Shares calculated as of the Termination Date or such other date determined by the Committee, within 30 days after the Termination Date, or
such other date determined by the Committee, but in any event, no later than the expiration date of the Options. 
 5.7
Limitations on Exercise. The Committee may specify a reasonable minimum number of Shares that may be purchased on any exercise of an Option, provided that such minimum number will not prevent Participant from exercising the Option for the
full number of Shares for which it is then exercisable. 
 5.8 Limitations on ISOs. The aggregate Fair Market Value
(determined as of the date of grant) of Shares with respect to which ISOs are exercisable for the first time by a Participant during any calendar year (under this Plan or under any other incentive stock option plan of the Company or any Parent or
Subsidiary of the Company) will not exceed $100,000. If the Fair Market Value of Shares on the date of grant with respect to which ISOs are exercisable for the first time by a Participant during any calendar year exceeds $100,000, then the Options
for the first $100,000 worth of Shares to become exercisable in such calendar year will be ISOs and the Options for the amount in excess of $100,000 that become exercisable in that calendar year will be NQSOs. In the event that the Code or the
regulations promulgated thereunder are amended after the Effective Date (as defined in Section 18 hereof) to provide for a different limit on the Fair Market Value of Shares permitted to be subject to ISOs, then such different limit will be
automatically incorporated herein and will apply to any Options granted after the effective date of such amendment. 
 5.9
Modification, Extension or Renewal. The Committee may modify, extend or renew outstanding Options and authorize the grant of new Options in substitution therefor, provided that any such action may not, without the written consent of a
Participant, impair any of such Participant’s rights under any Option previously granted. Any outstanding ISO that is modified, extended, renewed or otherwise altered will be treated in accordance with Section 424(h) of the Code. Subject
to Section 5.10 hereof, the Committee may reduce the Exercise Price of outstanding Options without the consent of Participants by a written notice to them; provided, however, that the Exercise Price may not be reduced below the minimum Exercise
Price that would be permitted under Section 5.4 hereof for Options granted on the date the action is taken to reduce the Exercise Price; provided, further, that the Exercise Price will not be reduced below the par value of the Shares, if any.

 5.10 No Disqualification. Notwithstanding any other provision in this Plan, no term of this Plan relating to ISOs will
be interpreted, amended or altered, nor will any discretion or authority granted under this Plan be exercised, so as to disqualify this Plan under Section 422 of the Code or, without the consent of the Participant, to disqualify any
Participant’s ISO under Section 422 of the Code. In no event shall the total number of Shares issued (counting each reissuance of a Share that was previously issued and then forfeited or repurchased by the Company as a separate issuance)
under the Plan upon exercise of ISOs exceed 40,000,000 Shares (adjusted in proportion to any adjustments under Section 2.2 hereof) over the term of the Plan. 
 6. RESTRICTED STOCK. A Restricted Stock Award is an offer by the Company to sell to an eligible person Shares that are subject to certain specified restrictions. The Committee will determine to
whom an offer will be made, the number of Shares the person may purchase, the Purchase Price, the restrictions to which the Shares will be subject, and all other terms and conditions of the Restricted Stock Award, subject to the following:

 6.1 Form of Restricted Stock Award. All purchases under a Restricted Stock Award made pursuant to this Plan will be
evidenced by an Award Agreement (“Restricted Stock Purchase Agreement”) that will be in such form (which need not be the same for each Participant) as the Committee will from time to time approve, and will comply with and be
subject to the terms and conditions of this Plan. The Restricted Stock Award will be

 
accepted by the Participant’s execution and delivery of the Restricted Stock Purchase Agreement and full payment for the Shares to the Company within 30 days from the date the Restricted
Stock Purchase Agreement is delivered to the person. If such person does not execute and deliver the Restricted Stock Purchase Agreement along with full payment for the Shares to the Company within such 30 days, then the offer will terminate, unless
otherwise determined by the Committee. 
 6.2 Purchase Price. The Purchase Price of Shares sold pursuant to a Restricted
Stock Award will be determined by the Committee and will be at least 85% of the Fair Market Value of the Shares on the date the Restricted Stock Award is granted or at the time the purchase is consummated, except in the case of a sale to a Ten
Percent Stockholder, in which case the Purchase Price will be 100% of the Fair Market Value on the date the Restricted Stock Award is granted or at the time the purchase is consummated. Payment of the Purchase Price must be made in accordance with
Section 7 hereof. 
 6.3 Restrictions. Each Restricted Stock Award may be subject to the restrictions set forth in
Section 11 hereof or such other restrictions not inconsistent with the exemptions from applicable securities laws that are relied upon in connection with such Restricted Stock Award. 
 7. PAYMENT FOR SHARE PURCHASES. 
 7.1 Payment. Payment for Shares purchased pursuant to this Plan may be made in cash (by check) or, where expressly approved for the Participant by the Committee and where permitted by law:

 (a) by cancellation of indebtedness of the Company owed to the Participant; 
 (b) by surrender of shares that: (i) either (a) have been owned by Participant for more than six months and have been paid for
within the meaning of SEC Rule 144 (and, if such shares were purchased from the Company by use of a promissory note, such note has been fully paid with respect to such shares) or (b) were obtained by Participant in the public market and
(ii) are clear of all liens, claims, encumbrances or security interests; 
 (c) by tender of a full recourse promissory
note having such terms as may be approved by the Committee and bearing interest at a rate sufficient to avoid (i) imputation of income under Sections 483 and 1274 of the Code and (ii) variable accounting treatment under Financial
Accounting Standards Board Interpretation No. 44 to APB No. 25; provided, however, that Participants who are not employees or directors of the Company will not be entitled to purchase Shares with a promissory note unless the note is
adequately secured by collateral other than the Shares; provided, further, that the portion of the Exercise Price or Purchase Price, as the case may be, equal to the par value of the Shares must be paid in cash or other legal consideration permitted
by Delaware General Corporation Law; 
 (d) by waiver of compensation due or accrued to the Participant from the Company for
services rendered; 
 (e) with respect only to purchases upon exercise of an Option, and provided that a public market for the
Company’s stock exists and the Company’s Common Stock is registered under Section 12 of the Exchange Act: 
 (i) through a “same day sale” commitment from the Participant and a broker-dealer that is a member of the National Association of Securities Dealers (an “NASD Dealer”)
whereby the Participant irrevocably elects to exercise the Option and to sell a portion of the Shares so purchased sufficient to pay the total Exercise Price, and whereby the NASD Dealer irrevocably commits upon receipt of such Shares to forward the
total Exercise Price directly to the Company; or 

 (ii) through a “margin” commitment from the Participant and an
NASD Dealer whereby the Participant irrevocably elects to exercise the Option and to pledge the Shares so purchased to the NASD Dealer in a margin” account as security for a loan from the NASD Dealer in the amount of the total Exercise Price,
and whereby the NASD Dealer irrevocably commits upon receipt of such Shares to forward the total Exercise Price directly to the Company; or 
 (f) by any combination of the foregoing. 
 7.2 Loan Guarantees. The
Committee may, in its sole discretion, elect to assist the Participant in paying for Shares purchased under this Plan by authorizing a guarantee by the Company of a third-party loan to the Participant. 
 8. WITHHOLDING TAXES. 
 8.1 Withholding Generally. Whenever Shares are to be issued in satisfaction of Awards granted under this Plan, the Company may require the Participant to remit to the Company an amount sufficient
to satisfy federal, state and local withholding tax requirements prior to the delivery of any certificate or certificates for such Shares. Whenever, under this Plan, payments in satisfaction of Awards are to be made in cash by the Company, such
payment will be net of an amount sufficient to satisfy federal, state, and local withholding tax requirements. 
 8.2 Stock
Withholding. When, under applicable tax laws, a Participant incurs tax liability in connection with the exercise or vesting of any Award that is subject to tax withholding and the Participant is obligated to pay the Company the amount required
to be withheld, the Committee may in its sole discretion allow the Participant to satisfy the minimum withholding tax obligation by electing to have the Company withhold from the Shares to be issued that minimum number of Shares having a Fair Market
Value equal to the minimum amount required to be withheld, determined on the date that the amount of tax to be withheld is to be determined; but in no event will the Company withhold Shares if such withholding would result in adverse accounting
consequences to the Company. All elections by a Participant to have Shares withheld for this purpose will be made in accordance with the requirements established by the Committee for such elections and be in writing in a form acceptable to the
Committee. 
 9. PRIVILEGES OF STOCK OWNERSHIP. 
 9.1 Voting and Dividends. No Participant will have any of the rights of a stockholder with respect to any Shares until the Shares are
issued to the Participant. After Shares are issued to the Participant, the Participant will be a stockholder and have all the rights of a stockholder with respect to such Shares, including the right to vote and receive all dividends or other
distributions made or paid with respect to such Shares; provided, that if such Shares are Restricted Stock, then any new, additional or different securities the Participant may become entitled to receive with respect to such Shares by virtue of a
stock dividend, stock split or any other change in the corporate or capital structure of the Company will be subject to the same restrictions as the Restricted Stock. The Participant will have no right to retain such stock dividends or stock
distributions with respect to Unvested Shares that are repurchased pursuant to Section 11 hereof. To the extent required, the Company will comply with Section 260.140.1 of Title 10 of the California Code of Regulations with respect to
the voting rights of the Company’s Common Stock. 
 9.2 Financial Statements. The Company will provide financial
statements to each Participant annually during the period such Participant has Awards outstanding, or as otherwise required under Section 260.140.46 of Title 10 of the California Code of Regulations. Notwithstanding the foregoing, the Company
will not be required to provide such financial statements to Participants when issuance of Awards is limited to key employees whose services in connection with the Company assure them access to equivalent information. For so long as the Company is
relying upon the exemption from registration of Options or Awards under the Exchange Act as set forth in Rule 12h-1(f), the Company shall provide to each Participant the information prescribed by paragraph (f)(1)(vi) of Rule 12h-1. Such information
may be provided by the Company in any manner permitted by Rule 12h-1(f), and may be subject to any restrictions permitted by Rule 12h-1(f), including obligations of confidentiality. 

 10. TRANSFERABILITY; PLEDGE. 
 10.1 Transferability. Until such time as the Company becomes subject to the reporting requirements of Section 13 or 15(d) of the
Exchange Act, or is no longer relying upon the exemption from registration of Options or Awards under the Exchange Act as set forth in Rule 12h-1(f) promulgated under the Exchange Act, no Participant shall transfer Options (or prior to exercise
shares underlying the Options) or Awards (or prior to exercise or purchase shares underlying Awards) other than as permitted by Rule 12h-1(f). Subject to and without in any way limiting the preceding sentence, except as permitted by the Committee,
neither Awards granted under this Plan, nor any interest therein nor any Shares issuable upon exercise of any Option which has not been fully exercised, will be transferable or assignable by Participant, other than by will or by the laws of descent
and distribution, and, with respect to NQSOs, by instrument to an inter vivos or testamentary trust in which the options are to be passed to beneficiaries upon the death of the trustor (settlor), or by gift or by domestic relations order to a person
who is a “family member” as defined in 17 C.F.R. 230.701(c)(3), and no such Award, interest therein or share issuable upon exercise thereof may be made subject to execution, attachment or similar process. During the lifetime of the
Participant an Award will be exercisable only by the Participant or Participant’s legal representative and any elections with respect to an Award may be made only by the Participant or Participant’s legal representative. 
 10.2 Pledge. Until such time as the Company becomes subject to the reporting requirements of Section 13 or 15(d) of the Exchange
Act, or is no longer relying upon the exemption from registration of Options or Awards under the Exchange Act as set forth in Rule 12h-1(f), no Participant shall, prior to the exercise of any Option granted to such Participant, or prior to the
purchase of Restricted Stock issuable to such Participant upon exercise of an Award of Restricted Stock, pledge, hypothecate or otherwise transfer, or initiate or maintain any short position, Put Equivalent Position or Call Equivalent Position with
respect to any unexercised Option or any Shares issuable upon exercise of any such unexercised Option or any Award of Restricted Stock or any Shares purchasable pursuant to any such Award of Restricted Stock , except for transfers permitted under
Section 10.1 of the Plan. 
 11. RESTRICTIONS ON SHARES. 
 11.1 Right of First Refusal. At the discretion of the Committee, the Company may reserve to itself and/or its assignee(s) in the
Award Agreement a right of first refusal to purchase all Shares that a Participant (or a subsequent transferee) may propose to transfer to a third party, unless otherwise not permitted by Section 25102(o) of the California Corporations Code,
provided that such right of first refusal terminates upon the Company’s initial public offering of its Common Stock pursuant to an effective registration statement filed under the Securities Act. 
 11.2 Right of Repurchase. At the discretion of the Committee, the Company may reserve to itself and/or its assignee(s) in the Award
Agreement a right to repurchase Unvested Shares held by a Participant for cash and/or cancellation of purchase money indebtedness owed to the Company by the Participant following such Participant’s Termination at any time within the later of 90
days after the Participant’s Termination Date and the date the Participant purchases Shares under the Plan at the Participant’s Exercise Price or Purchase Price, as the case may be, provided that to the extent Section 25102(o) of the
California Corporations Code is intended to apply, unless the Participant is an officer, director or consultant of the Company or of a Parent or Subsidiary of the Company, such right of repurchase lapses at the rate of no less than 20% per year
over five years from: (a) the date of grant of the Option or (b) in the case of Restricted Stock, the date the Participant purchases the Shares. 
 12. CERTIFICATES. All certificates for Shares or other securities delivered under this Plan will be subject to such stock transfer orders, legends and other restrictions as the Committee may deem
necessary or advisable, including restrictions under any applicable federal, state or foreign securities law, or any rules, regulations and other requirements of the SEC or any stock exchange or automated quotation system upon which the Shares may
be listed or quoted. 
 13. ESCROW; PLEDGE OF SHARES. To enforce any restrictions on a Participant’s Shares set
forth in Section 11 hereof, the Committee may require the Participant to deposit all certificates representing Shares, together with stock powers or other instruments of transfer approved by the Committee, appropriately endorsed in blank, with
the Company or an agent designated by the Company to hold in escrow until such restrictions have

 
lapsed or terminated. The Committee may cause a legend or legends referencing such restrictions to be placed on the certificates. Any Participant who is permitted to execute a promissory note as
partial or full consideration for the purchase of Shares under this Plan will be required to pledge and deposit with the Company all or part of the Shares so purchased as collateral to secure the payment of Participant’s obligation to the
Company under the promissory note; provided, however, that the Committee may require or accept other or additional forms of collateral to secure the payment of such obligation and, in any event, the Company will have full recourse against the
Participant under the promissory note notwithstanding any pledge of the Participant’s Shares or other collateral. In connection with any pledge of the Shares, Participant will be required to execute and deliver a written pledge agreement in
such form as the Committee will from time to time approve. The Shares purchased with the promissory note may be released from the pledge on a pro rata basis as the promissory note is paid. 
 14. EXCHANGE AND BUYOUT OF AWARDS. The Committee may, at any time or from time to time, authorize the Company, with the consent of
the respective Participants, to issue new Awards in exchange for the surrender and cancellation of any or all outstanding Awards. The Committee may at any time buy from a Participant an Award previously granted with payment in cash, shares of Common
Stock of the Company (including Restricted Stock) or other consideration, based on such terms and conditions as the Committee and the Participant may agree. 
 15. SECURITIES LAW AND OTHER REGULATORY COMPLIANCE. Although this Plan is intended to be a written compensatory benefit plan within the meaning of Rule 701 promulgated under the Securities
Act, grants may be made pursuant to this plan that do not qualify for exemption under Rule 701 or Section 25102(o) of the California Corporations Code. Any requirement of this Plan that is required in law only because of
Section 25102(o) need not apply if the Committee so provides and another exemption from the qualification requirements of applicable California State securities laws applies. An Award will not be effective unless such Award is in compliance
with all applicable federal and state securities laws, rules and regulations of any governmental body, and the requirements of any stock exchange or automated quotation system upon which the Shares may then be listed or quoted, as they are in effect
on the date of grant of the Award and also on the date of exercise or other issuance. Notwithstanding any other provision in this Plan, the Company will have no obligation to issue or deliver certificates for Shares under this Plan prior to
(a) obtaining any approvals from governmental agencies that the Company determines are necessary or advisable, and/or (b) compliance with any exemption, completion of any registration or other qualification of such Shares under any state
or federal law or ruling of any governmental body that the Company determines to be necessary or advisable. The Company will be under no obligation to register the Shares with the SEC or to effect compliance with the exemption, registration,
qualification or listing requirements of any state securities laws, stock exchange or automated quotation system, and the Company will have no liability for any inability or failure to do so. 
 16. NO OBLIGATION TO EMPLOY. Nothing in this Plan or any Award granted under this Plan will confer or be deemed to confer on any
Participant any right to continue in the employ of, or to continue any other relationship with, the Company or any Parent or Subsidiary of the Company or limit in any way the right of the Company or any Parent or Subsidiary of the Company to
terminate Participant’s employment or other relationship at any time, with or without Cause. 
 17. CORPORATE
TRANSACTIONS. 
 17.1 Assumption or Replacement of Awards by Successor. In the event of 
 (a) a dissolution or liquidation of the Company, 
 (b) a merger or consolidation after which the stockholders of the Company immediately prior to such merger (other than any stockholder which merges, or which owns or controls another entity that merges,
with the Company in such merger) cease to own at least a majority of the shares of capital stock of the surviving entity, 
 (c) the sale of substantially all of the assets of the Company in one transaction or series of related transactions followed by the liquidation of the Company, or 

 (d) the sale by the stockholders of the Company of at least a majority of the outstanding
shares of capital stock of the Company in one transaction or series of related transactions pursuant to an agreement to which the Company and the selling stockholders are parties, 
 then any or all outstanding Awards may be assumed, converted or replaced by the successor entity (if any), which assumption, conversion or
replacement will be binding on all Participants. In the alternative, the successor entity may substitute equivalent Awards or provide substantially similar consideration to Participants as was provided to stockholders (after taking into account the
existing provisions of the Awards). The successor entity may also issue, in place of outstanding Shares of the Company held by the Participant, substantially similar shares or other property subject to repurchase restrictions and other provisions no
less favorable to the Participant than those which applied to such outstanding Shares immediately prior to such transaction described in this Section 17.1. In the event such successor entity (if any) does not assume or substitute Awards, as
provided above, pursuant to a transaction described in this Section 17.1, and in the case of clauses (b) or (c) above, the stockholders of the Company after the event described in such clause cease to hold at least 80% of the shares
of the Company’s capital stock they held prior to such event, unless the Committee shall otherwise approve, then notwithstanding any other provision in this Plan to the contrary, the vesting of such Awards will accelerate and the Options will
vest and become exercisable as to one calendar month for each calendar month the Participant has been employed by the Company up to a maximum of 12 months in addition to the amount of vesting that would have been applicable in the absence of such
accelerated vesting, which vesting shall accelerate prior to the consummation of such transaction at such times and on such conditions as the Committee determines, and if such Options are not exercised prior to the consummation of such transaction,
they shall expire as to the unexercised portion on the occurrence of such transaction at such time, and on such conditions, as the Committee shall determine in accordance with the provisions of this Plan. 
 17.2 Other Treatment of Awards. Subject to any greater rights granted to Participants under the foregoing provisions of this
Section 17, in the event of the occurrence of any transaction described in Section 17.1, any outstanding Awards will be treated as provided in the applicable agreement entered into by the Company in connection therewith or the plan of
merger, consolidation, dissolution or liquidation relating thereto. 
 17.3 Assumption of Awards by the Company. The
Company, from time to time, also may substitute or assume outstanding awards granted by another company, whether in connection with an acquisition of such other company or otherwise, by either (a) granting an Award under this Plan in
substitution of such other company’s award or (b) assuming such award as if it had been granted under this Plan if the terms of such assumed award could be applied to an Award granted under this Plan. Such substitution or assumption will
be permissible if the holder of the substituted or assumed award would have been eligible to be granted an Award under this Plan if the other company had applied the rules of this Plan to such grant. In the event the Company assumes an award granted
by another company, the terms and conditions of such award will remain unchanged (except that the exercise price and the number and nature of shares issuable upon exercise of any such option will be adjusted appropriately pursuant to
Section 424(a) of the Code). In the event the Company elects to grant a new Award rather than assume an existing Award, such new Award may be granted with a similarly adjusted Exercise Price. 
 18. ADOPTION AND STOCKHOLDER APPROVAL. This Plan will become effective on the date that it is adopted by the Board (the
“Effective Date”). This Plan will be approved by the stockholders of the Company (excluding Shares issued pursuant to this Plan), consistent with applicable laws, within 12 months before or after the Effective Date. Upon the
Effective Date, the Board may grant Awards pursuant to this Plan; provided, however, that: (a) no Option may be exercised prior to initial stockholder approval of this Plan; (b) no Option granted pursuant to an increase in the number of
Shares approved by the Board shall be exercised prior to the time such increase has been approved by the stockholders of the Company; (c) in the event that initial stockholder approval is not obtained within the time period provided herein, all
Awards granted hereunder shall be canceled, any Shares issued pursuant to any Award shall be canceled and any purchase of Shares issued hereunder shall be rescinded; and (d) Awards granted pursuant to an increase in the number of Shares
approved by the Board which increase is not timely approved by stockholders shall be canceled, any Shares issued pursuant to any such Awards shall be canceled, and any purchase of Shares subject to any such Award shall be rescinded. 

 19. TERM OF PLAN/GOVERNING LAW. Unless earlier terminated as provided herein, this
Plan will terminate ten years from the Effective Date or, if earlier, the date of stockholder approval. This Plan and all agreements hereunder shall be governed by and construed in accordance with the laws of the State of California. 
 20. AMENDMENT OR TERMINATION OF PLAN. Subject to Section 5.9 hereof, the Board may at any time terminate or amend this Plan in
any respect, including without limitation amendment of any form of Award Agreement or instrument to be executed pursuant to this Plan; provided, however, that the Board will not, without the approval of the stockholders of the Company, amend this
Plan in any manner that requires such stockholder approval pursuant to Section 25102(o) of the California Corporations Code or the Code or the regulations promulgated thereunder as such provisions apply to ISO plans. 
 21. NONEXCLUSIVITY OF THE PLAN. Neither the adoption of this Plan by the Board, the submission of this Plan to the stockholders of
the Company for approval, nor any provision of this Plan will be construed as creating any limitations on the power of the Board to adopt such additional compensation arrangements as it may deem desirable, including, without limitation, the granting
of stock options and other equity awards otherwise than under this Plan, and such arrangements may be either generally applicable or applicable only in specific cases. 
 22. DEFINITIONS. As used in this Plan, the following terms will have the following meanings: 
 “Award” means any award under this Plan, including any Option or Restricted Stock Award. 
 “Award Agreement” means, with respect to each Award, the signed written agreement between the Company and the Participant setting forth the terms and conditions of the Award,
including the Stock Option Agreement and Restricted Stock Agreement. 
 “Board” means the Board of
Directors of the Company. 
 “Call Equivalent Position” shall have the meaning set forth in Rule 16a-1(b)
promulgated under the Exchange Act, as such may be amended from time to time. For convenience, as of June 6, 2008, such definition is as follows, but to the extent such meaning is amended after such date, the amended meaning shall for all
purposes under this Plan be the meaning of such phrase: “The term ‘call equivalent position’ shall mean a derivative security position that increases in value as the value of the underlying equity increases, including, but not limited
to, a long convertible security, a long call option, and a short put option position.” 
 “Cause”
means Termination because of (a) any willful, material violation by the Participant of any law or regulation applicable to the business of the Company or a Parent or Subsidiary of the Company, the Participant’s conviction for, or guilty
plea to, a felony or a crime involving moral turpitude, or any willful perpetration by the Participant of a common law fraud, (b) the Participant’s commission of an act of personal dishonesty which involves personal profit in connection
with the Company or any other entity having a business relationship with the Company, (c) any material breach by the Participant of any provision of any agreement or understanding between the Company or any Parent or Subsidiary of the Company
and the Participant regarding the terms of the Participant’s service as an employee, officer, director or consultant to the Company or a Parent or Subsidiary of the Company, including without limitation, the willful and continued failure or
refusal of the Participant to perform the material duties required of such Participant as an employee, officer, director or consultant of the Company or a Parent or Subsidiary of the Company, other than as a result of having a Disability, or a
breach of any applicable invention assignment and confidentiality agreement or similar agreement between the Company or a Parent or Subsidiary of the Company and the Participant, (d) Participant’s disregard of the policies of the Company
or any Parent or Subsidiary of the Company so as to cause loss, damage or injury to the property, reputation or employees of the Company or a Parent or Subsidiary of the Company, or (e) any other misconduct by the Participant which is
materially injurious to the financial condition or business reputation of, or is otherwise materially injurious to, the Company or a Parent or Subsidiary of the Company. 

 “Code” means the Internal Revenue Code of 1986, as amended.

 “Committee” means the committee created and appointed by the Board to administer this Plan, or if no
committee is created and appointed, the Board or, to the extent that the Board elects to administer this Plan in whole or in part even if such a committee has been appointed, the Board. 
 “Company” means Solyndra, Inc., a Delaware corporation, or any successor corporation. 
 “Disability” means a disability, whether temporary or permanent, partial or total, as determined by the Committee.

 “Exchange Act” shall mean the Securities Exchange Act of 1934, as amended. 
 “Exercise Price” means the price at which a holder of an Option may purchase the Shares issuable upon exercise of the
Option. 
 “Fair Market Value” means, as of any date, the value of a share of the Company’s Common
Stock determined as follows: 
 (a) if such Common Stock is then quoted on the Nasdaq National Market, its closing price on the
Nasdaq National Market on the date of determination; 
 (b) if such Common Stock is publicly traded and is then listed on a
national securities exchange, its closing price on the date of determination on the principal national securities exchange on which such Common Stock is listed or admitted to trading; 
 (c) if such Common Stock is publicly traded but is not quoted on the Nasdaq National Market nor listed or admitted to trading on a national
securities exchange, the average of the closing bid and asked prices on the date of determination as reported by The Wall Street Journal (or, if not so reported, as otherwise reported by any newspaper or other source as the Board may
determine); or 
 (d) if none of the foregoing is applicable, by the Committee in good faith. 
 “Option” means an award of an option to purchase Shares pursuant to Section 5 hereof. 
 “Parent” means any corporation (other than the Company) in an unbroken chain of corporations ending with the Company
if each of such corporations other than the Company owns stock representing 50% or more of the total combined voting power of all classes of stock in one of the other corporations in such chain. 
 “Participant” means a person who receives an Award under this Plan. 
 “Plan” means this Amended and Restated 2005 Equity Incentive Plan, as amended from time to time. 
 “Purchase Price” means the price at which a Participant may purchase Restricted Stock. 
 “Put Equivalent Position” shall have the meaning set forth in Rule 16a-1(h) promulgated under the Exchange Act, as
such may be amended from time to time. For convenience, as of June 6, 2008, such definition is as follows, but to the extent such meaning is amended after such date, the amended meaning shall for all purposes under this Plan be the meaning of
such phrase: “The term ‘put equivalent position’ shall mean a derivative security position that increases in value as the value of the underlying equity decreases, including, but not limited to, a long put option and a short call
option position.” 
 “Restricted Stock” means Shares purchased pursuant to a Restricted Stock Award.

 “Restricted Stock Award” means an award of Shares pursuant to
Section 6 hereof. 
 “Rule 12h-1” shall mean Rule 12h-1 under the Exchange Act, as amended from time
to time (12 CFR 24012h-1). 
 “SEC” means the Securities and Exchange Commission. 
 “Securities Act” means the Securities Act of 1933, as amended. 
 “Shares” means shares of the Company’s Common Stock, $0.00001 par value per share, reserved for issuance under
this Plan, as adjusted pursuant to Sections 2 and 17 hereof, and any successor security. 
 “Subsidiary” means any corporation (other than the Company) in an unbroken chain of corporations beginning with the Company if each of the corporations other than the last corporation in the unbroken chain owns stock
representing 50% or more of the total combined voting power of all classes of stock in one of the other corporations in such chain. 
 “Termination” or “Terminated” means, for purposes of this Plan with respect to a Participant, that the Participant has for any reason ceased to provide services as an employee, officer,
director or consultant to the Company or a Parent or Subsidiary of the Company. A Participant will not be deemed to have ceased to provide services in the case of sick leave, military leave or any other leave of absence approved by the Committee,
provided that such leave is for a period of not more than 90 days (a) unless reinstatement (or, in the case of an employee with an ISO, reemployment) upon the expiration of such leave is guaranteed by contract or statute, or (b) unless
provided otherwise pursuant to formal policy adopted from time to time by the Company’s Board and issued and promulgated in writing. In the case of any Participant on sick leave, military leave or an approved leave of absence, the Committee may
make such provisions respecting suspension of vesting of the Award while on leave from the Company or a Parent or Subsidiary of the Company as it may deem appropriate, except that in no event may an Option be exercised after the expiration of the
term set forth in the Stock Option Agreement. The Committee will have sole discretion to determine whether a, Participant has ceased to provide services and the effective date on which the Participant ceased to provide services (the
“Termination Date”). 
 “Unvested Shares” means “Unvested
Shares” as defined in the Award Agreement. 
 “Vested Shares” means “Vested
Shares” as defined in the Award Agreement. 
 23. NAME CHANGE OF COMPANY. For the avoidance of doubt,
(i) each reference, whether direct or indirect, to Gronet Technologies, Inc. (i.e., the previous name of the Company) in any Award Agreement under the Gronet Technologies, Inc. 2005 Equity Incentive Plan that was entered into prior to the
amendment and restatement of such Plan (each, a “GTI Award Agreement”) shall be deemed to mean and be a reference to the Company and (ii) each reference, whether direct or indirect, to the Gronet Technologies, Inc. 2005 Equity
Incentive Plan in any GTI Award Agreement shall be deemed to mean and be a reference to this Plan.

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