Document:

ctxr_ex1011.htm

EXHIBIT 10.11
   
  EXECUTION COPY
   
  TECHNICAL & QUALITY AGREEMENT
   
  This Technical & Quality Agreement is entered into effective as of November 15, 2011 among:
   
    	   
	  Citius Pharmaceuticals LLC, 63 Great Road, Maynard, MA 01754 USA (hereinafter “CITIUS” or “MA Holder”);

	   
	   

	And:	  Alpex Pharma SA via Cantonale – 6805 Mezzovico Switzerland (hereinafter “ALPEX” or “Contract Acceptor”);

		
	  And:
	  Akrimax Pharmaceuticals, LLC, 11 Commerce Drive, First Floor, Cranford, NJ 07016 USA (hereinafter “Company” or “Contract Giver”)

 
  WHEREAS
   
    	   
	  ·
	  CITIUS has filed a NDA with FDA for the pharmaceutical product as described in Annex A (hereinafter “PRODUCT”) and is the Marketing Authorization Holder;

	   
	   
	   

	   
	  ·
	  CITIUS has sublicensed the right the commercialize the PRODUCT in the United States to Prenzamax, LLC (“Prenzamax”);

	   
	   
	   

	   
	  ·
	  Prenzamax has appointed Company as its distributor of the PRODUCT, and Company is entering into this Agreement in its capacity as Company’s distributor of the PRODUCT;

	   
	   
	   

	   
	  ·
	  ALPEX has the capability to perform the activities pertaining to the manufacture and control of the PRODUCT in compliance with cGMP (hereinafter “MANUFACTURE”) at its duly authorized premises located in Via Cantonale - 6805 MEZZOVICO (Switzerland) - (hereinafter “FACILITY”), and has agreed to MANUFACTURE the PRODUCT pursuant to that certain Supply Agreement between ALPEX and Prenzamax (the “Supply Agreement”);

	   
	   
	   

	   
	  ·
	  ALPEX has declared to have all the due local authorities’ authorizations for the facility to carry out the MANUFACTURE of pharmaceutical products including the “PRODUCT”; and

	   
	   
	   

	   
	  ·
	  This Agreement constitutes the “Quality Agreement” that referenced in the Supply Agreement.

   
  This document will be used as reference for the manufacturing and control activities which are to be agreed by the parties. 
   
It defines the individual responsibilities of the MA Holder, the Contract Giver and the Contract Acceptor, and in particular defines who is responsible for the GMP aspects of manufacturing and specifies the way in which the Qualified Person releases product batches for the market in agreement with the FDA Marketing Authorization.
   
  Manufacturing Technical Agreement
    	 
	Page 1 of 12

	  

	 

   
  This Agreement takes the form of a detailed check list of all the activities associated with pharmaceutical production, analysis and release. Responsibility for each activity is assigned to either Citius, Akrimax, or Alpex in the appropriate tick box. 
     
  If any element of the checked list does not apply, it should be clearly crossed through, not left blank. 
   
  Any modification and integration to the present document must be previously agreed and undersigned by the parties. 
   
  This Agreement supersedes any previously-executed Quality Agreement between Citius and Alpex relating to the subject matter set forth herein. 
   
  List of annexes 
   
  Annex A: List of products 
   
  Annex B: Specifications of packed product 
   
  Annex C: Registration status 
   
    	  MA Holder
  Citius Pharmaceuticals LLC, 63 Great Road, Maynard, MA 01754 USA 
	   
	  Title: Corporate Vice President
  Name: Steven Kates, Ph.D.
   
  Date and Signature:
  _______________________________________ 

	   
	   
	   

	  Contract Acceptor
  Alpex Pharma SA, Via Cantonale
  CH-6805 Mezzovico, Switzerland 
	   
	  Title: Technical Director
  Name: Federico Stroppolo
   
  Date and Signature:
  _______________________________________ 

	   
	   
	   

	  Contract Giver 
  Akrimax Pharmaceuticals, LLC, 11 Commerce Drive, First Floor, Cranford, NJ 07016 USA
	   
	  Title: Corporate Vice President & Chief Scientific Officer 
  Name: Keith Rothenberg, Ph.D.
   
  Date and Signature:
  _______________________________________

  
 
  Manufacturing Technical Agreement
    	 
	Page 2 of 12

	  

	 

   
    	  Item # 
	  Description
	  Responsibilities

	  Citius
	  Akrimax
	  Alpex

	  1.
	  GMP REQUIREMENTS
			
	  1.1
	  Manufacture in accordance with cGMPs’ as defined in US regulation promulgated into Code of Federal Regulation 21and any locally imposed requirements.
			  X

	  1.2
	  Supply all information necessary for manufacture of the product by the contract acceptor.
	  X
		
	  1.3
	  Maintain a valid Manufacturing Licence covering manufacture of the product. 
			  X

	  1.4
	  Manufacture product in strict adherence to the approved Regulatory Approval. (Marketing Authorization). 
			  X

	  1.5
	  Permit audits of all relevant premises, procedures and documentation by the contract giver, and permit inspection by the Regulatory Authorities. 
			  X

	  1.6
	  Not to subcontract any of the work to a third party without prior agreement. 
			  X

	  1.7
	  Approve all Manufacturing Instructions, including primary packaging (Master Batch Record).
	  X
	  X
	  X

	  1.8
	  Make no changes to the product specification or manufacturing process without prior written agreement. 
			  X

	  1.9
	  Document any deviation from defined procedures, including approval by Production and Quality Management.
			  X

	  1.10
	  Make no changes in the sourcing of the raw materials without prior written agreement. 
			  X

	  1.11
	  Control the quality of all raw materials according to specification by the application of the approved analytical methods. 
			  X

	  1.12
	  Batch release to Akrimax by Authorized Persons after review of the information specified in section 2 and 3 to ensure compliance with the Regulatory Approval.
			  X

	  1.13
	  Review of Batch Records, C of A and C of C prior to product released into trade.
		  X
	
	  1.14
	  Maintain all batch records at least for 1 year after the expiry date of the batch and supply a copy of such records to the contract giver. 
		  X
	  X

	  1.15
	  Responsibility on training of personnel involved into manufacturing activities.
			  X

	  1.16
	  Definition of contract laboratory in the event of a dispute.
			  X

	  1.17
	  Definition of a defect list and acceptance criteria.
			  X

  
 
  Manufacturing Technical Agreement
    	 
	Page 3 of 12

	  

	 

   
    	  Item # 
	  Description
	  Responsibilities

	  Citius
	  Akrimax
	  Alpex

	  2.
	  PRODUCTION AND TESTING OF BULK MATERIAL 
	   
		   

	  2.1
	  Master formula per unit of product.
	  X
		  X

	  2.2
	  Product specification.
	  X
		  X

	  2.3
	  Batch identification system for bulk manufacture.
	   
		  X

	  2.4
	  Purchase of raw materials.
	   
		  X

	  2.5
	  Storage of the raw materials.
	   
		  X

	  2.6
	  Sampling of the raw materials.
	   
		  X

	  2.7
	  Test method for the raw materials.
	   
		  X

	  2.8
	  Analysis of the raw materials (Including documentation).
	   
		  X

	  2.9
	  Release of raw materials.
			  X

	  2.10
	  Retain reference samples of the raw materials for at least 1 year after the expiration date of the last manufactured batch containing the batch of active material. 
	   
		  X

	  2.11
	  Process validation.
	   
		  X

	  2.12
	  Cleaning Validation.
	   
		  X

	  2.13
	  Bill of material for bulk manufacture.
	   
		  X

	  2.14
	  Manufacturing Instruction (Master batch record).
	   
		  X

	  2.15
	  Production of bulk material (including batch documentation). 
	   
		  X

	  2.16
	  In-process control instructions .
	   
		  X

	  2.17
	  In-process control (including documentation).
	   
		  X

	  2.18
	  Bulk material sampling plan.
			  X

	  2.19
	  Sampling of bulk material.
	   
		  X

	  2.20
	  Test method for bulk material.
	   
		  X

	  2.21
	  Test method validation.
	   
		  X

	  2.22
	  Analysis of bulk materials.
	   
		  X

	  2.23
	  Release of bulk material for packaging.
	   
		  X

	  2.24
	  Certificate of Analysis for bulk material, to be issued by the Authorized Persons.
	   
		  X

	  2.25
	  Retains reference samples of bulk material for holding time.
	   
		  X

	  2.26
	  Stability testing of bulk material.
	   
		  X

   
  Manufacturing Technical Agreement
    	 
	Page 4 of 12

	  

	 

    
    	  Item # 
	  Description
	  Responsibilities

	  Citius
	  Akrimax
	  Alpex

	  3.
	  PACKAGING OF FINISHED PRODUCT 
			
	  3.1
	  Finished product specification.
	  X
		  X

	  3.2
	  Batch identification system for finished product.
			  X

	  3.3
	  Artwork and labelling texts (Bottles, Caps, Carton, Leaflet, Label etc.) and design. 
	  X
	  X
	  X

	  3.4
	  Labeling & artwork review and approval.
	  X
	  X
	
	  3.5
	  Specifications for packaging materials.
			  X

	  3.6 
	  Test methods for packaging materials.
			  X

	  3.7
	  Procurement of packaging materials.
			  X

	  3.8
	  Analysis of packaging materials.
			  X

	  3.9
	  Release of packaging material.
			  X

	  3.10 
	  Samples of packaging materials to be attached to packaging record.
			  X

	  3.11
	  Validation of packaging process.
			  X

	  3.12
	  Bill of materials for packaging.
			  X

	  3.13
	  Packaging instructions.
			  X

	  3.14
	  Packaging operations (Including documentation).
			  X

	  3.15
	  In-process control instructions.
			  X

	  3.16
	  In-process controls during packaging (Including documentation).
			  X

	  3.17
	  Finished product sampling plan.
			  X

	  3.18
	  Sampling of finished product.
			  X

	  3.19
	  Retain reference samples of finished product for at least 1 year after the expiry date.
			  X

	  3.20
	  Reconciliation of packaging materials.
			  X

  
 
  Manufacturing Technical Agreement
    	 
	Page 5 of 12

	  

	 

   
    	  Item # 
	  Description
	  Responsibilities

	  Citius
	  Akrimax
	  Alpex

	  4.
	  TESTING AND RELEASE OF FINISHED PRODUCT 
		   
	
	  4.1
	  Test method for finished product.
		   
	  X

	  4.2
	  Analysis of finished product (including documentation). 
		   
	  X

	  4.3
	  Release of finished product by authorized individuals to the market.
	   
	  X
	  X

	  4.4
	  Technical release of the finished product for use in Clinical Studies.
	  X
	  X
	   

	  4.5
	  Certificate of analysis for finished product. 
	   
		  X

	  4.6 
	  Stability testing.
	   
	   
	   

	  Sampling of product.
	   
	   
	  X

	  Samples storage in temperature controlled stability incubators. 
		   
	  X

	  On a routine basis place 1 batch of product per strength, per year on stability for the duration of the shelf life of the product, reporting results annually. 
	   
	   
	  X

	  25°C / 60% RH 0, 12, 18, 24, 36 months.
	   
	   
	  X

	  4.7
	  Complaints.
	   
	   
	   

	  Collection and Logging.
	   
	  X
	   

	  Investigation and issue of reports.
	   
	  X
	  X

	  Follow-up corrective actions.
	   
	  X
	  X

	  Response to the customer.
	   
	  X
	   

	  4.8
	  Annual product review.
	  X
	  X
	  X

	  4.9
	  Product recall.
	   
	   
	   

	  Decision to initiate recall. 
	  X
	  X
	  X

	  Information to the other Parties. 
	  X
	  X
	  X

	  Approval of wording of notification to Health Authorities.
	  X
	  X
	   

	  Notification to Health Authorities. 
	  X
	  X
	   

	  Management of recall. 
	  X
	  X
	  X

	  Reconciliation of returned product. 
	  X
	  X
	  X

	  4.10
	  Responsibility to authorities.
	   
	   
	   

	  Liaison with Regulatory Authorities for approval, maintenance and updating of product IND or CTA.
	  X
	   
	   

	  Check that contract acceptor has an appropriate Manufacturing Licence. 
	  X
	  X
	   

	  Maintain safety / hazard and handling data on product and component materials.
	   
	   
	  X

	  Liaison with Health and Safety Authorities. 
	  X
	  X
	  X

	  Liaison with Environmental Protection authorities (Pollution Prevention).
	   
	   
	  X

   
  Manufacturing Technical Agreement
    	 
	Page 6 of 12

	  

	 

    
    	  Item # 
	  Description
	  Responsibilities

	  Citius
	  Akrimax
	  Alpex

	  5.
	  RESPONSIBILITIES
			
	  5.1
	  Provide complete batch documentation for all batches to the contract giver as listed in point 5.2.
			  X

	  5.2
	  Tick the documents required below: 
			   

	  Certificate of Analysis and Certificate of Compliance for finished products.
			  X

	  Product Release Summary.
		   
	  X

	  5.3
	  Maintenance of distribution records (for use in the event of a product recall).
		  X
	   

	  6
	  STORAGE AND TRANSPORTATION OF BULK MATERIAL, FINISHED PRODUCT AND WASTE DISPOSAL 
		   
	   

	  6.1
	  Storage of bulk material.
		   
	  X

	  6.2
	  Storage of finished product.
			  X

	  6.3
	  Transportation of finished product to designated delivery FOB point
  (US port/airport).
		   
	  X

	  6.4
	  Insurance for transportation ex-plant to FOB (US port/airport).
		   
	  X

	  6.5
	  Customs requirements in the country of origin.
		   
	  X

	  6.6
	  Transportation of finished product from FOB point to Contract Giver warehouse.
		  X
	   

	  6.7
	  Insurance for transportation ex- FOB to the Contract Giver warehouse.
		  X
	   

	  6.8
	  Disposal of special waste, e.g. toxic waste, solvents, etc.(specify nature of waste and special disposal method required) in accordance with the requirements of “Swiss regulations” 
  Active raw materials.
			  X

	  Excipients raw material.
			  X

	  Bulk tablets.
			  X

	  Packaging materials: Plastic bottles, plastic caps with desiccant , cartons, etc.
			  X

	  Tablet waste.
			  X

	  Accessories: bulk tablet containers, etc.
			  X

   
  Manufacturing Technical Agreement
    	 
	Page 7 of 12

	  

	 

   
  Annex A
   
  List of products
   
    	1) 	  Suprenza - Phentermine 15 mg ODT

 
    		1.1 	  Bottles of 30 tablets each

			
		1.2 	  Bottles of 100 tablets each

			
		1.3 	  Bottles of 7 tablets each

   
    	2) 	  Suprenza - Phentermine 30 mg ODT

 
    		2.1 	  Bottles of 30 tablets each

			
		2.2 	  Bottles of 100 tablets each

			
		2.3 	  Bottles of 7 tablets each

 
    	3) 	  Suprenza - Phentermine 37,5 mg ODT

 
    		3.1 	  Bottles of 30 tablets each

			
		3.2 	  Bottles of 100 tablets each

			
		3.3 	  Bottles of 7 tablets each

   
  Manufacturing Technical Agreement
    	 
	Page 8 of 12

	  

	 

   
  Annex B 
   
  Specification of packed product 
   
  1) Phentermine 15 mg ODT 
   
    	  Product specification and tests for release of packed product

	  Test
	  Specification

	  APPEARANCE
	  Yellow with blue spots round tablets, embossed with AX4 on one side.

	ODOUR 	  Peppermint

	  DISINTEGRATION TIME
	  NMT 30 seconds

	HARDNESS 	  1 - 6 Kp

	THICKNESS 	  2.4 – 4.4 mm

	DIAMETER 	  9.5 - 10.5 mm

	MOISTURE (KF) 	  NMT 3.0% w/w

	Dissolution TEST 	  NLT 80% after 15 minutes

	  PHENTERMINE-HCl IDENTIFICATION 
	   
	
	  n FTIR
  n HPLC
	  Matches reference
  Matches reference

	PHENTERMINE-HCl ASSAY 	  90.0-110.0 % of the claim
  (13.5-16.5 mg/tbl)

	UNIFORMITY OF DOSAGE UNITS   (content uniformity)
	  Complies

	  RELATED SUBSTANCES & IMPURITIES
	  - 1-Phenylisobutylamine HCl
  - N-(1,1,dimethyl-2-phenylethyl)formamide
  - 3,4-Dihydro-3,3,-dimethylisoquinoline
  - Any individual unknown impurity
  - Total impurities
	  NMT 0.15%
  NMT 0.15%
  NMT 0.15%
  NMT 0.10%
  NMT 0.30%

	  MICROBIAL LIMITS
	  Total aerobic microbial count
  Molds & Yeasts count
  E. coli
	  < 103 UFC/g
  < 102 UFC/g
  absent/g

  
 
  Manufacturing Technical Agreement
    	 
	Page 9 of 12

	  

	 

   
  2) Phentermine 30 mg ODT 
   
    	  Product specification and tests for release of packed product

	  Test
	  Specification

	  APPEARANCE
	  Yellow round tablets, embossed with AX7 on one side.

	ODOUR 	  Peppermint

	  DISINTEGRATION TIME
	  NMT 30 seconds

	HARDNESS 	  1 - 6 Kp

	THICKNESS 	  2.8 – 4.8 mm

	DIAMETER 	  12.5 - 13.5 mm

	MOISTURE (KF) 	  NMT 3.0% w/w

	DISSOLUTION TEST 	  NLT 80% after 15 minutes

	PHENTERMINE-HCl IDENTIFICATION   n FTIR
  n HPLC
	  Matches reference
  Matches reference

	PHENTERMINE-HCl ASSAY 	  90.0-110.0 % of the claim
  (27.0-33.0 mg/tbl)

	UNIFORMITY OF DOSAGE UNITS   (content uniformity)
	  Complies

	  RELATED SUBSTANCES & IMPURITIES
	  - 1-Phenylisobutylamine HCl
  - N-(1,1,dimethyl-2-phenylethyl)formamide
  - 3,4-Dihydro-3,3,-dimethylisoquinoline
  - Any individual unknown impurity
  - Total impurities
	  NMT 0.15%
  NMT 0.15%
  NMT 0.15%
  NMT 0.10%
  NMT 0.30%

	  MICROBIAL LIMITS
	  Total aerobic microbial count
  Molds & Yeasts count
  E. coli
	  < 103 UFC/g
  < 102 UFC/g
  absent/g

  
 
  Manufacturing Technical Agreement
    	 
	Page 10 of 12

	  

	 

   
  3) Phentermine 37.5 mg ODT 
   
    	  Product specification and tests for release of packed product

	  Test
	  Specification

	  APPEARANCE
	  White with blue spots round tablets, embossed with AX8 on one side.

	ODOUR 	  Peppermint

	  DISINTEGRATION TIME
	  NMT 30 seconds

	HARDNESS 	  1 - 6 Kp

	THICKNESS 	  2.8 – 4.8 mm

	DIAMETER 	  12.5 - 13.5 mm

	MOISTURE (KF) 	  NMT 3.0% w/w

	Dissolution TEST 	  NLT 80% after 15 minutes

	PHENTERMINE-HCl IDENTIFICATION   n FTIR
  n HPLC
	  Matches reference
  Matches reference

	PHENTERMINE-HCl ASSAY 	  90.0-110.0 % of the claim
  (33.8-41.3 mg/tbl)

	UNIFORMITY OF DOSAGE UNITS   (content uniformity)
	  Complies

	  RELATED SUBSTANCES & IMPURITIES
	  - 1-Phenylisobutylamine HCl
  - N-(1,1,dimethyl-2-phenylethyl)formamide
  - 3,4-Dihydro-3,3,-dimethylisoquinoline
  - Any individual unknown impurity
  - Total impurities
	  NMT 0.15%
  NMT 0.15%
  NMT 0.15%
  NMT 0.10%
  NMT 0.30%

	  MICROBIAL LIMITS
	  Total aerobic microbial count
  Molds & Yeasts count
  E. coli
	  < 103 UFC/g
  < 102 UFC/g
  absent/g

  
 
  Manufacturing Technical Agreement
    	 
	Page 11 of 12

	  

	 

   
  Annex C
   
  Registration Status 
   
  Country: USA 
   
    	  Strength
	  Brand Name
	  NDA number
	  1st approval date 
	  Last revision number 
	  Date of the last approval
	  Comments

	  15 mg
	  Suprenza 
	  202088/Original-1
	  June 13th, 2011
			
	  30 mg 
	  Suprenza
	  202088/Original 1
	  June 13th, 2011
			
	  37.5 mg 
	  Suprenza
	  202088/Original-2
				  Pending 

  
    
    
    
Manufacturing Technical Agreement   
    
Page 12 of 12slee_ex1002.htm

EXHIBIT 10.02
   
   
  
   
  	 
	1

	  

	 

   
   
     
    	 
	2

	  

	 

   
  Sales and Purchase Contract
   
  Vendor: Jieyang Hai Yang Trading Co., Ltd.                            Contract Number: CG20140218
   
  Buyer: Guangzhou Yuewin Trading Co., Ltd.                            Date: 2014-02-18
   
  Both sides of the contractors agreed with the following:
   
  1. Product information:
   
    	  Model (CM)
	  Product Name
	  Quantity
	  Unit
	  Unit Price (Tax Included)
	  Total
	  Comment

	  Standard
	  Pillows
	  860
	  Piece
	  RMB 182.00
	  RMB 156,520.00
	
	  Standard
	  Bedding Covers
	  290
	  Set
	  RMB 299.85
	  RMB 86,956.50
	  Cotton

	  Standard
	  Mattresses
	  16
	  Piece
	  RMB 2,200.00
	  RMB 35,200.00
	
	  Standard
	  Foam Pillows
	  1693
	  Piece
	  RMB 194.86
	  RMB 329,903.00
	
	  203*152
	  Bedding Covers
	  91
	  Set
	  RMB 502.50
	  RMB 45,727.50
	
	  200*180
	  Mattresses
	  60
	  Piece
	  RMB 914.56
	  RMB 54,873.60
	  A478

	  200*180
	  Mattresses
	  77
	  Piece
	  RMB 785.44
	  RMB 60,478.88
	  A478

	  190*150
	  Mattresses
	  70
	  Piece
	  RMB 762.98
	  RMB 53,408.60
	  A478

	  190*120
	  Mattresses
	  90
	  Piece
	  RMB 874.68
	  RMB 78,721.20
	  D23

	  190*150
	  Mattresses
	  82
	  Piece
	  RMB 936.01
	  RMB 76,752.82
	  A61

	  190*150
	  Mattresses
	  95
	  Piece
	  RMB 1,162.02
	  RMB 110,391.90
	  A77

	  200*180
	  Mattresses
	  76
	  Piece
	  RMB 1,402.25
	  RMB 106,571.00
	  A77

	  190*150
	  Mattresses
	  22
	  Piece
	  RMB 1,907.34
	  RMB 41,961.60
	  Yalan

	  203*152
	  Bedding Covers
	  92
	  Set
	  RMB 602.50
	  RMB 55,430.00
	
	  200*180
	  Mattresses
	  20
	  Piece
	  RMB 1,955.17
	  RMB 39,103.40
	
	  197*175
	  Mattresses
	  80
	  Piece
	  RMB 2,100.00
	  RMB 168,000.00
	
	  Total:  1,500,000.00

	  Total: ONE MILLION FIVE HUNDRED THOUSAND ONLY

  
 
  2. Product quality: national standard. 
  3. Shipping location: Guangzhou. 
  4. Shipping method and shipping fee: buyer will pay for the shipping fee. 
  5. Packing standard: standard. 
   
    	 
	3

	  

	 

   
  6. Paying method: pay after the products are delivered. 
  7. Invoice: standard tax included invoice. 
  8. If buy needs guarantee, then both of the contractors will sign another guarantee agreement, and attach it to this contract. 
  9. Contract violation solution: both of the contractors will come up with an agreement. 
  10. When disagreement comes up with this contract, both of the contractors will make a new agreement. 
  11. Other: this contract is valid since February 2, 2014 to May 30, 2014. 
  12. This contract valid since the date both parties sign and stamp. This contract shall be provided in two copies, with each party holding one copy, the two copies and fax copies having the same legal validity.
   
  Vendor: Jieyang Hai Yang Trading Co., Ltd 
  Contact: Bin Yu 
  Address: Lingnan Building, North Huan Cheng Road, Jieyang 
  TEL: 0663-8665587
   
  Buyer: Guangzhou Yuewin Trading Co., Ltd. 
  Contact: Xuezhen Pan 
  Address: 3/F, Hezhan Multifunction Industrial Part, Panyu District, Guangzhou 
  TEL: 020-34783636
   
   
  4

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