Document:

Form of Registration Rights Agreement

 Exhibit 4.2 
 REGISTRATION RIGHTS AGREEMENT 
 dated as of 

[            ], 2012 

among 

ULTRA CLEAN HOLDINGS, INC., 
 AND 
 AIT HOLDING COMPANY LLC 

 TABLE OF CONTENTS 

 

					
	 	  	PAGE	 
	ARTICLE 1	  			
	DEFINITIONS	  			
		
	 Section 1.01. Definitions
	  	 	1	  
		
	ARTICLE 2	  			
	REGISTRATION RIGHTS	  			
		
	 Section 2.01. Demand Registration
	  	 	5	  
	 Section 2.02. Piggyback Registration
	  	 	8	  
	 Section 2.03. Shelf Registration
	  	 	10	  
	 Section 2.04. Registration Procedures
	  	 	10	  
	 Section 2.05. Indemnification by Parent
	  	 	17	  
	 Section 2.06. Indemnification by Participating Stockholders
	  	 	18	  
	 Section 2.07. Conduct of Indemnification Proceedings
	  	 	19	  
	 Section 2.08. Contribution
	  	 	19	  
	 Section 2.09. Participation in Public Offering
	  	 	21	  
	 Section 2.10. Other Indemnification
	  	 	21	  
	 Section 2.11. Cooperation by Parent
	  	 	21	  
	 Section 2.12. Transfer of Registration Rights
	  	 	22	  
		
	ARTICLE 3	  			
	BENEFIT OF RULE 144	  			
		
	 Section 3.01. Reports Under Exchange Act
	  	 	22	  
		
	ARTICLE 4	  			
	MISCELLANEOUS	  			
		
	 Section 4.01. Lockup Agreement
	  	 	22	  
	 Section 4.02. Binding Effect; Assignability; Benefit
	  	 	22	  
	 Section 4.03. Notices
	  	 	23	  
	 Section 4.04. Waiver; Amendment; Termination
	  	 	24	  
	 Section 4.05. Governing Law
	  	 	24	  
	 Section 4.06. Jurisdiction
	  	 	24	  
	 Section 4.07. WAIVER OF JURY TRIAL
	  	 	25	  
	 Section 4.08. Specific Enforcement
	  	 	25	  
	 Section 4.09. Counterparts; Effectiveness
	  	 	25	  
	 Section 4.10. Entire Agreement
	  	 	25	  
	 Section 4.11. Captions
	  	 	26	  
	 Section 4.12. Severability
	  	 	26	  
		
	 Exhibit A: Joinder Agreement
	  			

  
 i 

 REGISTRATION RIGHTS AGREEMENT 

This Registration Rights Agreement (this “Agreement”) dated as of
[             ], 2012 is entered into between Ultra Clean Holdings, Inc., a Delaware corporation (“Parent”), and AIT Holding Company LLC (“AIT”). 

W I T N E S S E T H : 
 WHEREAS, pursuant to the Agreement and Plan of Merger dated as of May 18, 2012 among Parent, American Integration Technologies, LLC, AIT and Element Merger Subsidiary, LLC, AIT has acquired
securities of Parent (the “Merger Agreement”); 
 WHEREAS, AIT may make distributions of Parent’s
securities to one or more of the members of AIT in transactions exempt from the registration requirements of the Securities Act or pursuant to an effective registration statement; 

WHEREAS, Parent, AIT, HLHZ AIT Holdings, L.L.C. (“HLHZ”) and Houlihan Lokey, Inc. (“HL”) are entering
into a Lockup and Standstill Agreement dated as of the date hereof (the “Lockup and Standstill Agreement”); 

WHEREAS, the parties hereto desire to enter into this Agreement to govern certain of their rights, duties and obligations after
consummation of the transactions contemplated by the Merger Agreement; 
 NOW, THEREFORE, in consideration of the covenants and
agreements contained herein, the parties hereto agree as follows: 
 ARTICLE 1 

DEFINITIONS 
 Section 1.01. Definitions. (a) The following terms, as used herein, have the following meanings: 
 “Affiliate” means, with respect to any Person, any other Person directly or indirectly controlling, controlled by or under common control with such Person, provided that no
securityholder of Parent shall be deemed an Affiliate of any other securityholder solely by reason of any investment in Parent. For the purpose of this definition, the term “control” (including, with correlative meanings, the terms
“controlling”, “controlled by” and “under common control with”), as used with respect to any Person, shall mean the possession, directly or indirectly, of the power to direct or cause the direction
of the management and policies of such Person, whether through the ownership of voting securities, by contract or otherwise. 

 “Business Day” shall have the meaning ascribed to the same term in the
Merger Agreement. 
 “Common Stock” means the common stock, par value $0.001 per share, of Parent and any stock
into which such Common Stock may thereafter be converted or changed. 
 “Parent Securities” means (i) the
Common Stock, (ii) securities convertible into or exchangeable for Common Stock, (iii) any other equity or equity-linked security issued by Parent and (iv) options, warrants or other rights to acquire Common Stock or any other equity
or equity-linked security issued by Parent. 
 “Exchange Act” means the Securities Exchange Act of 1934, as
amended. 
 “FINRA” means the Financial Industry Regulatory Authority, Inc. 

“HL Funds” means HLHZ and HL, together with their Affiliates and any other fund managed by HL. 

“HL Fund Shares” means that number of Shares of the Stock Consideration (as defined in the Merger Agreement)
beneficially owned by the HL Funds or with respect to which the HL Funds would be deemed to have beneficial ownership for purposes of determining status as an affiliate of Parent pursuant to SEC rules and regulations. 

“Person” means an individual, corporation, partnership, limited liability company, association, trust or other entity or
organization, including a government or political subdivision or an agency or instrumentality thereof. 
 “Public
Offering” means an underwritten public offering of Registrable Securities of Parent pursuant to an effective registration statement under the Securities Act. 
 “Registrable Securities” means, at any time, any Shares and any securities issued or issuable in respect of such Shares by way of conversion, exchange, stock dividend, split or
combination, recapitalization, merger, consolidation, other reorganization or otherwise until (i) a registration statement covering such Shares has been declared effective by the SEC and such Shares have been disposed of pursuant to such
effective registration statement, except with respect to Shares that remain subject to the Rule 144 restrictions applicable to Parent’s affiliates following such disposition pursuant to such effective

  
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registration statement, (ii) such Shares are sold under circumstances in which all of the applicable conditions of Rule 144 (or any similar provisions then in force) under the Securities Act
are met or such securities may be sold pursuant to Rule 144(b)(1) or (iii) such Shares are otherwise Transferred, Parent has delivered a new certificate or other evidence of ownership for such Shares not bearing the legend required pursuant to
this Agreement and such Shares may be resold without subsequent registration under the Securities Act. 
 “Registration
Expenses” means any and all expenses incident to the performance of or compliance with any registration or marketing of securities, including without limitation all (i) registration and filing fees, and all other fees and expenses
payable in connection with the listing of securities on any securities exchange or automated interdealer quotation system, (ii) fees and expenses of compliance with any securities or “blue sky” laws (including reasonable fees and
disbursements of counsel in connection with “blue sky” qualifications of the securities registered), (iii) expenses in connection with the preparation, printing, mailing and delivery of any registration statements, prospectuses and
other documents in connection therewith and any amendments or supplements thereto, (iv) security engraving and printing expenses, (v) internal expenses of Parent (including, without limitation, all salaries and expenses of its officers and
employees performing legal or accounting duties), (vi) reasonable fees and disbursements of counsel for Parent and customary fees and expenses for independent certified public accountants retained by Parent (including the expenses relating to
any comfort letters or costs associated with the delivery by independent certified public accountants of any comfort letters requested pursuant to Section 2.04(i)), (vii) reasonable fees and expenses of any special experts retained by
Parent in connection with such registration, (viii) fees and expenses in connection with any review by the FINRA of the underwriting arrangements or other terms of the offering, and all fees and expenses of any “qualified independent
underwriter,” including the fees and expenses of any counsel thereto, (ix) fees and disbursements of underwriters customarily paid by issuers or sellers of securities, but excluding any underwriting fees, discounts and commissions
attributable to the sale of Registrable Securities, (x) costs of printing and producing any agreements among underwriters, underwriting agreements, any “blue sky” or legal investment memoranda and any selling agreements and other
documents in connection with the offering, sale or delivery of the Registrable Securities, (xi) transfer agents’ and registrars’ fees and expenses, (xii) expenses relating to any analyst or investor presentations or any
“road shows” undertaken in connection with the registration, marketing or selling of the Registrable Securities, (xiii) fees and expenses payable in connection with any ratings of the Registrable Securities, including expenses
relating to any presentations to rating agencies and (xiv) reasonable fees and expenses of one counsel of the Registering Stockholders. For the avoidance of doubt, except as set forth in (xiv) above, Registration Expenses shall not include
any out-of-pocket expenses of Requesting 

  
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Stockholders, including, without limitation, expenses relating to any counsel, accountant, custodian or attorney-in-fact for any such Requesting Stockholder and shall not include underwriter
discounts or commissions. 
 “Requesting Stockholder” means (i) AIT so long as it is a Stockholder, and
(ii) any other Stockholder so long as such other Stockholder holds at least 25% of the Stock Consideration (as defined in the Merger Agreement), in each case, requesting a Demand Registration pursuant to Section 2.01 hereof. 

“Rule 144” means Rule 144 (or any successor provisions) under the Securities Act. 

“SEC” means the Securities and Exchange Commission. 

“Securities Act” means the Securities Act of 1933, as amended. 

“Shares” means shares of Common Stock. 
 “Shelf Registration Statement” means a “shelf” registration statement filed under the Securities Act providing for the registration of, and the sale and/or distribution on a
continuous or delayed basis by the holders of, the Registrable Securities pursuant to, Rule 415 under the Securities Act and/or any similar rule that may be adopted by the SEC, filed by Parent pursuant to the provisions of Section 2.03 of this
Agreement, including the prospectus contained therein, any amendments and supplements to such registration statement, including post-effective amendments, and all exhibits and all material incorporated by reference in such registration statement.

 “Stockholder” means at any time, any Person (other than Parent) who shall then be a party to or bound by
this Agreement, so long as such Person shall “beneficially own” (as such term is defined in Rule 13d-3 of the Exchange Act) any Parent Securities. 
 “Transfer” means, with respect to any Parent Securities, (i) when used as a verb, to sell, distribute, assign, dispose of, exchange, pledge, encumber, hypothecate or otherwise
transfer such Parent Securities or any participation or interest therein, whether directly or indirectly, or agree or commit to do any of the foregoing and (ii) when used as a noun, a direct or indirect sale, distribution, assignment,
disposition, exchange, pledge, encumbrance, hypothecation, or other transfer of such Parent Securities or any participation or interest therein or any agreement or commitment to do any of the foregoing. 

  
 4 

 (b) Each of the following terms is defined in the Section set forth opposite such term:

  

			
	 Term
	  	Section
	 Applicable Effectiveness Period
	  	2.04(a)
	 Applicable Efforts
	  	2.04
	 Damages
	  	2.05
	 Demand Registration
	  	2.01(a)
	 Effectiveness Deadline Date
	  	2.03(a)
	 Indemnified Party
	  	2.07
	 Indemnifying Party
	  	2.07
	 Inspectors
	  	2.04(n)
	 Maximum Offering Size
	  	2.01(e)
	 Other Effectiveness Period
	  	2.04(a)
	 Participating Stockholders
	  	2.04
	 Piggyback Registration
	  	2.02(a)
	 Records
	  	2.04(n)
	 Registering Stockholders
	  	2.01(a)(ii)
	 Shelf Effectiveness Period
	  	2.03(b)
	 Shelf Registration
	  	2.03(a)

 ARTICLE 2 
 REGISTRATION RIGHTS 
 Section
2.01. Demand Registration. (a) If at any time from [            ]1 until [            ]2 (but only once), Parent shall have received a written request from a
Requesting Stockholder that Parent effect the registration under the Securities Act of all or any portion of such Requesting Stockholder’s Registrable Securities (provided, however, that any sales made pursuant to such request may only be
effected up to the maximum number of shares that may be sold pursuant to the Lockup and Standstill Agreement), and specifying the intended method of disposition thereof, then Parent shall promptly give notice of such requested registration (each
such request shall be referred to herein as a “Demand Registration”) at least 15 Business Days prior to the anticipated filing date of the registration statement relating to such Demand Registration to the other Stockholders and
thereupon shall use reasonable best efforts to effect, as expeditiously as reasonably practicable, and in any event within 45 days after such notice (provided, however, that such 45-day period may be extended by Parent for so long as necessary to
reasonably promptly respond to any comments of the SEC to the satisfaction of the SEC), the registration under the Securities Act of: 

 

	1 	 Initial release date under lockup. 

  

	2 	 The date that is the fourth anniversary of the date of this Agreement. 

  
 5 

 (i) all Registrable Securities for which the Requesting Stockholder has
requested registration under this Section 2.01 (for purposes of this Section 2.01, AIT may include in its Registrable Securities the Registrable Securities held by HL Funds), and 

(ii) subject to the restrictions set forth in Sections 2.01(e) and 2.02, all other Registrable Securities of the same
class as those requested to be registered by the Requesting Stockholder that any other Stockholders with rights to request registration under Section 2.02 (all such Stockholders, together with the Requesting Stockholder, the
“Registering Stockholders”) have requested Parent to register by request received by Parent within 15 Business Days after such Stockholders receive Parent’s notice of the Demand Registration, 

all to the extent necessary to permit the disposition (in accordance with the intended methods thereof as aforesaid) of the Registrable Securities so to
be registered, provided that Parent shall not be obligated to effect a Demand Registration unless (i) the aggregate gross proceeds expected to be received from the sale of the Registrable Securities requested to be included in such
Demand Registration equals or exceeds $5,000,000 or (ii) the Demand Registration relates to a Distribution (as defined in the Merger Agreement). In no event shall Parent be required to effect more than one Demand Registration hereunder. Parent
shall not be required to effect a Demand Registration pursuant to Rule 415 (or its successor provision) under the Securities Act. 
 (b) Promptly after the expiration of the 15-Business Day period referred to in Section 2.01(a)(ii), Parent will notify all Registering Stockholders of the identities of the other Registering
Stockholders and the number of shares of Registrable Securities requested to be included therein. At any time prior to the effective date of the registration statement relating to such registration, the Requesting Stockholders may revoke such
request, without liability to any of the other Registering Stockholders, by providing a notice to Parent revoking such request; provided, that such notice is received by Parent a reasonable time before the registration statement applicable to
such registration becomes effective such that Parent may amend such registration statement to remove such Registering Stockholder prior to effectiveness. 
 (c) Parent shall be liable for and pay all Registration Expenses in connection with any Demand Registration, regardless of whether such registration is effected. 

(d) A Demand Registration shall not be deemed to have occurred unless the registration statement relating thereto (i) has become
effective under the Securities Act and (ii) has remained effective for a period of at least 90 days (or 

  
 6 

 
such shorter period in which all Registrable Securities of the Registering Stockholders included in such registration have actually been sold thereunder), provided that such registration
statement shall not be considered a Demand Registration if, after such registration statement becomes effective, (1) such registration statement is interfered with by any stop order, injunction or other order or requirement of the SEC or other
governmental agency or court and (2) less than 90% of the Registrable Securities included in such registration statement have been sold thereunder. 
 (e) If a Demand Registration involves a Public Offering and the managing underwriter advises Parent and the Requesting Stockholder that, in its view, the number of shares of Registrable Securities
requested to be included in such registration (including any securities that Parent proposes to be included that are not Registrable Securities) exceeds the largest number of shares that can be sold without having an adverse effect on such offering,
including the price at which such shares can be sold (the “Maximum Offering Size”), Parent shall include in such registration, in the priority listed below, up to the Maximum Offering Size: 

(i) First, all Registrable Securities requested to be registered by the Requesting Stockholder; 

(ii) second, all other Registrable Securities requested to be included in such registration by any Registering Stockholder
(allocated, if necessary for the offering not to exceed the Maximum Offering Size, pro rata among such other Stockholders on the basis of the relative number of Registrable Securities so requested to be included in such registration by each such
Stockholders); and 
 (iii) third, any securities proposed to be registered by Parent. 

For purposes of this Section 2.01, a registration shall not be counted as “effected” if, as a result of an exercise of the
underwriter’s cutback provisions in this Section 2.01(e), fewer than 60% of the total number of Registrable Securities that Stockholders requested to be included in such registration statement are actually included. 

(f) Upon notice to each Registering Stockholder, Parent may postpone effecting a registration pursuant to this Section 2.01 on one
occasion during any period of twelve consecutive months for a reasonable time specified in the notice but not exceeding 75 days (which period may not be extended or renewed), if Parent shall furnish to the Requesting Stockholder a certificate signed
by the chief executive officer of Parent stating that in the good faith judgment of Parent, it would be materially detrimental to Parent or its stockholders for such registration to proceed as expeditiously as possible because such action would
(x) materially 

  
 7 

 
interfere with a significant acquisition, corporate reorganization, or other similar transaction involving the Parent; (y) require premature disclosure of material information that the
Parent has a bona fide business purpose for preserving as confidential; or (z) render the Parent unable to comply with requirements under the Securities Act or Exchange Act; provided, however, that the Parent shall not register any
securities for its own account or that of any other stockholder during such 75-day period. 
 Section 2.02. Piggyback
Registration. (a) If at any time Parent proposes to register any Parent Securities under the Securities Act (other than a registration on Form S-8 or S-4, or any successor forms, relating to Common Stock issuable upon exercise of employee stock
options or in connection with any employee benefit or similar plan of Parent or in connection with a direct or indirect acquisition by Parent of another Person), whether or not for sale for its own account, other than pursuant to Section 2.03,
Parent shall each such time give notice as soon as practicable (but in no event less than 10 Business Days prior to the anticipated filing date of the registration statement relating to such registration) to each Stockholder, which notice shall set
forth such Stockholder’s rights under this Section 2.02 and shall offer such Stockholder the opportunity to include in such registration statement the number of Registrable Securities of the same class or series as those proposed to be
registered as each such Stockholder may request (a “Piggyback Registration”), subject to the provisions of Section 2.02(b). Upon the request of any such Stockholder made within 15-Business Days after the receipt of notice from
Parent (which request shall specify the number of Registrable Securities intended to be registered by such Stockholder), Parent shall use its commercially reasonable efforts to effect the registration under the Securities Act of all Registrable
Securities that Parent has been so requested to register by all such Stockholders, to the extent requisite to permit the disposition of the Registrable Securities to be so registered, provided that: (i) if such registration involves a Public
Offering, all such Stockholders requesting to be included in Parent’s registration must sell their Registrable Securities to the underwriters selected as provided herein on the same terms and conditions as apply to Parent or any other
Requesting Stockholders, as applicable, and (ii) if, at any time after giving notice of its intention to register any Parent Securities pursuant to this Section 2.02(a) and prior to the effective date of the registration statement filed in
connection with such registration, Parent shall determine for any reason not to register such securities, Parent shall give notice to all such Stockholders and, thereupon, shall be relieved of its obligation to register any Registrable Securities in
connection with such registration. Parent shall pay all Registration Expenses in connection with each Piggyback Registration. 

(b) If a Piggyback Registration involves a Public Offering (other than any Demand Registration, in which case the provisions with respect
to priority of inclusion in such offering set forth in Section 2.01(e) shall apply), and the 

  
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managing underwriter advises Parent that, in its view, the number of Shares that Parent and such Stockholders intend to include in such registration exceeds the Maximum Offering Size, Parent
shall include in such registration, in the following priority, up to the Maximum Offering Size: 
 (i) first, so
much of the Parent Securities proposed to be registered for the account of Parent as would not cause the offering to exceed the Maximum Offering Size; 
 (ii) second, all Registrable Securities requested to be included in such registration by any other Stockholders pursuant to Section 2.02 (allocated, if necessary for the offering not to exceed the
Maximum Offering Size, pro rata among such Stockholders on the basis of the relative number of shares of Registrable Securities so requested to be included in such registration by such Stockholders); and 

(iii) third, all other securities with registration rights properly requested to be included in such registration
(allocated, if necessary for the offering not to exceed the Maximum Offering Size, pro rata among such other stockholders on the basis of the relative number of shares of registrable securities so requested to be included in such registration by
such stockholders). 
 (c) Parent shall be liable for and pay all Registration Expenses in connection with any Piggyback
Registration, regardless of whether such registration is effected. 

  
 9 

 Section 2.03. Shelf Registration. (a) Parent shall file with the SEC a Shelf
Registration Statement covering (i) one or more Distributions (as defined in the Merger Agreement) and (ii) the resale of the HL Fund Shares by AIT and/or the HL Funds; provided, however, that the number of HL Fund Shares that may
be resold pursuant to this subsection (ii) shall not exceed that number of shares that, following such resale, would result in the HL Fund Shares being nine and nine-tenths percent (9.9%) or less of the number of shares of Parent Common
Stock then issued and outstanding; provided, further, that the number of Shares that may be resold pursuant to subsections (i) and (ii) shall be subject to the restrictions set forth in the Lockup and Standstill Agreement (the
“Shelf Registration”). Parent shall use its reasonable best efforts to cause such Shelf Registration Statement to be declared effective under the Securities Act no later than the six-month anniversary of the date of this Agreement
(the “Effectiveness Deadline Date”). The Shelf Registration Statement shall be on Form S-3 (except if Parent is not then eligible to register for resale the Registrable Securities on Form S-3, in which case such registration shall
be on another appropriate form for such purpose) and shall contain (except if otherwise required the Act) a plan of distribution reasonably agreed upon by Parent and AIT. 
 (b) Parent shall use its reasonable best efforts to keep the Shelf Registration Statement continuously effective in order to permit the prospectus included in the Shelf Registration Statement to be usable
by Stockholders as set forth in Section 2.03(a) until the earlier of (i) the eighteen month anniversary of the date of this Agreement and (ii) 90 days following such date that the number of HL Fund Shares is less than ten percent
(10%) of the number of shares of Parent Common Stock issued and outstanding (such period being referred to herein as the “Shelf Effectiveness Period”). 
 (c) Parent shall be liable for and pay all Registration Expenses in connection with the Shelf Registration Statement. 
 Section 2.04. Registration Procedures. With respect to any registration under Section 2.01, Section 2.02 or Section 2.03, subject to the provisions of such Sections, Parent shall use
its (i) reasonable best efforts with respect to its obligations under Section 2.01 and Section 2.03 and (ii) commercially reasonable efforts with respect to its obligations under Section 2.02 (collectively,
“Applicable Efforts”) to effect the registration of such Registrable Securities on behalf of such Stockholders participating in such registration (the “Participating Stockholders”) in accordance with the intended
method of disposition thereof as expeditiously as reasonably practicable, and, in connection with any such request: 
 (a) With
respect to a registration pursuant to Section 2.01 or Section 2.02, Parent shall as expeditiously as reasonably practicable prepare and file with the SEC a registration statement on any form for which Parent then qualifies or

  
 10 

 
that counsel for Parent shall deem appropriate and which form shall be available for the sale of the Registrable Securities to be registered thereunder in accordance with the intended method of
distribution thereof, and use Applicable Efforts to cause such filed registration statement to become and remain effective for a period of not less than 90 days pursuant to a registration statement in accordance with Section 2.01 hereof (or
such shorter period in which all of the Registrable Securities of the Participating Stockholders included in such registration statement shall have actually been sold thereunder) (the “Other Effectiveness Period”, with each Other
Effectiveness Period and Shelf Effectiveness Period referred to herein as an “Applicable Effectiveness Period”). 
 (b) Parent shall furnish to Stockholder and any underwriters no fewer than five Business Days prior to the initial filing of the registration statement, a copy of such registration statement, and shall
furnish to such Participating Stockholders and underwriters, if any, no fewer than two Business Days prior to the filing of any amendment or supplement to the prospectus included therein, a copy of such amendment or supplement, which documents shall
be subject to the reasonable review of such stockholders and underwriters and their respective counsel, and shall not file with the SEC any such documents to which such Participating Stockholders or underwriters, if any, shall reasonably object;
provided, however, that Parent shall not have any obligation so to modify any information if Parent reasonably expects that so doing would cause the prospectus to contain an untrue statement of a material fact or omit to state any material
fact required to be stated therein or necessary to make the statements therein not misleading. 
 (c) During an Effectiveness
Period, Parent shall promptly take such action as may be necessary so that (i) each of the registration statement and any amendment thereto and the prospectus contained therein and any amendment or supplement thereto (and each report or other
document incorporated by reference therein in each case) complies in all material respects with the Securities Act and the Exchange Act and the rules and regulations thereunder, (ii) each of the registration statement and any amendment thereto
does not, when it becomes effective, contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made,
not misleading and (iii) each of the prospectus and any amendment or supplement to the prospectus does not at any time during the Effectiveness Period include an untrue statement of a material fact or omit to state a material fact necessary in
order to make the statements therein, in the light of the circumstances under which they were made, not misleading. Without limiting the foregoing, after the filing of the registration statement, Parent shall: (x) cause the registration
statement and the related prospectus to be promptly amended and/or supplemented by any required amendment and/or supplement, and, as so amended and/or supplemented, to be 

  
 11 

 
filed pursuant to Rule 424 under the Securities Act, as may be necessary to comply with the Securities Act in order to enable the disposition of the securities covered by such registration
statement; (y) comply with the provisions of the Securities Act with respect to the disposition of all Registrable Securities covered by such registration statement during the applicable period in accordance with the intended methods of
disposition by the such Stockholders thereof set forth in such registration statement or supplement to such prospectus; and (z) take all reasonable actions required to prevent the entry of a stop order or to remove it if entered. 

(d) Parent shall as promptly as practicable advise each Stockholder: 

(i) when the registration statement and any amendment thereto or a supplement to any prospectus forming a part of such
registration statement has been filed with the SEC and when the registration statement or any post-effective amendment thereto has become effective; 
 (ii) when the SEC notifies Parent whether there will be a “review” of such registration statement and whenever the SEC comments in writing on such registration statement, including the documents
incorporated by reference therein (Parent shall provide true and complete copies of such comments and all written responses thereto to each of the Participating Stockholders, as well as any underwriter, and shall provide, no fewer than five Business
Days prior to the filing of any response to any comment that pertains to the Participating Stockholders or any underwriter or to the plan of distribution, and shall reflect in each such response when so filed with the SEC, such comments as such
Participating Stockholders reasonably may propose, but not information which Parent believes would constitute material and non-public information; provided, that Parent shall not have any obligation so to include any such comments if Parent
reasonably expects that so doing would cause the registration statement or such response to the SEC to contain an untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary to make the
statements therein not misleading); 
 (iii) of the occurrence of an event requiring the preparation of a
supplement or amendment to such prospectus (and Parent shall as promptly as practicable prepare and make available to each such Stockholder and file with the SEC any such supplement or amendment); 

(iv) of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement or the
initiation of any proceedings for such purpose; 

  
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 (v) of the receipt by Parent of any notification with respect to the
suspension of the qualification of the securities included in the registration statement for sale in any jurisdiction or the initiation of any proceeding for such purpose; 

(vi) if, at any time, the representations and warranties of Parent in any applicable underwriting agreement cease to be
true and correct in all material respects; and 
 (vii) if changes in the registration statement or the
prospectus contained therein are required in order that the registration statement and prospectus do not contain an untrue statement of a material fact and do not omit to state a material fact required to be stated therein or necessary to make the
statements therein (in the case of the prospectus, in light of the circumstances under which they were made) not misleading. 

(e) Parent shall use Applicable Efforts to prevent the issuance, and if issued to obtain the withdrawal, of any stop order or other order
suspending the effectiveness of the registration statement or the use of any prospectus or preliminary prospectus as promptly as practicable. 
 (f) Parent shall use Applicable Efforts to: (i) register or qualify the Registrable Securities covered by such registration statement under such other securities or “blue sky” laws of such
jurisdictions in the United States as any Participating Stockholder reasonably (in light of such Stockholder’s intended plan of distribution) requests; (ii) cause such Registrable Securities to be registered with or approved by such other
governmental agencies or authorities as may be necessary by virtue of the business and operations of Parent; (iii) keep such registrations or qualifications in effect and comply with such laws so as to permit the continuance of offers and sales
in such jurisdictions for the Effectiveness Period; and (iv) do any and all other acts and things that may be reasonably necessary or advisable in connection with a registration of shares to enable such Participating Stockholders to consummate
the disposition of the Registrable Securities owned by such Stockholder, provided that Parent shall not be required to: (A) qualify generally to do business in any jurisdiction where it would not otherwise be required to qualify but for
this Section 2.04(f); (B)subject itself to taxation in any such jurisdiction; or (C) consent to general service of process in any such jurisdiction, unless the Parent is already subject to service in such jurisdiction and except as may be
required by the Securities Act; 
 (g) Parent shall cooperate and assist in any filings required to be made with FINRA and each
securities exchange, if any, on which any of Parent’s securities are then listed or quoted and on each inter-dealer quotation system on which any of Parent’s securities are then quoted, and in the performance of any

  
 13 

 
due diligence investigation by any underwriter or dealer manager (including any “qualified independent underwriter”) that is required to be retained in accordance with FINRA rules.

 (h) With respect to Section 2.01 only, the underwriter or underwriters in connection with any Public Offering shall be
selected by the Requesting Stockholder, subject only to the reasonable approval of the Parent. With respect to Section 2.03(a)(ii) only, the underwriter or underwriters in connection with any Public Offering shall be selected by the
Participating Stockholders, subject only to the reasonable approval of Parent. In connection with any Public Offering, Parent shall enter into customary agreements (including an underwriting agreement in customary form) and take such other actions
as are required in order to expedite or facilitate the disposition of such Registrable Securities in any such Public Offering, including, if applicable, the engagement of a “qualified independent underwriter” in connection with the
qualification of the underwriting arrangements with FINRA. 
 (i) As promptly as practicable, Parent shall: (A) provide
each underwriter, each Participating Stockholder, any accounting firm and any other agent or counsel retained by such holders or any such underwriter the opportunity to participate in the preparation of such registration statement, each prospectus
included therein or filed with the SEC, and each amendment or supplement thereto; (B) make such representations and warranties to the Participating Stockholders and to the underwriters, in form, substance and scope as are customarily made by
issuers to selling stockholders and underwriters in comparable underwritten offerings of equity securities; (C) obtain opinions of counsel to Parent (which counsel and opinions (in form, scope and substance) shall be reasonably satisfactory to
the underwriters) addressed to the underwriters and each requesting Participating Stockholder, covering such matters as are customarily covered in opinions requested in comparable underwritten offerings of equity securities (it being agreed that the
matters to be covered shall include, without limitation, as of the date of the opinion and as of the date of effectiveness or the date of the most recent post-effective amendment thereto, as the case may be, and as of the date of the prospectus,
comment of such counsel as to the absence, to such counsel’s knowledge, from the registration statement and the prospectus contained therein, including the documents incorporated by reference therein, of an untrue statement of a material fact
or the omission of a material fact required to be stated therein or necessary to make the statements therein (in the case of the prospectus, in light of the circumstances under which they were made,) not misleading); (D) in connection with any
underwritten offering, obtain “cold comfort” letters and updates thereof from the independent registered public accounting firm of Parent (and, if necessary, from the independent registered public accounting firm of any subsidiary of
Parent or of any business acquired by Parent for which financial statements and financial data are, or are required to be, 

  
 14 

 
included in the registration statement), addressed to each requesting Participating Stockholder (if such Stockholder has provided such letter, representations or documentation, if any, required
for such cold comfort letter to be so addressed) and the underwriters, in customary form and covering matters of the type customarily covered in “cold comfort” letters in connection with comparable underwritten offerings; (E) deliver
such other documents and certificates as may be reasonably requested by any Participating Stockholders and the underwriters, if any, including without limitation certificates to evidence compliance with any conditions contained in the underwriting
agreement or other agreements entered into by Parent in connection therewith; and (F) cause the senior executive officers of Parent to facilitate, cooperate with, and participate in each proposed offering contemplated herein and customary
selling efforts related thereto, except to the extent that such participation materially interferes with the management of Parent’s business; provided that the Applicable Effectiveness Period shall be increased by the period of time that
management cannot so participate. No registration shall be deemed to have been effective if the conditions to closing in the underwriting agreement are not satisfied by reason of a wrongful act, misrepresentation or breach of such underwriting
agreement. 
 (j) Parent shall use Applicable Efforts to comply with all applicable rules and regulations of the SEC and make
generally available to its security holders, as soon as reasonably practicable, but no later than 90 days after the end of the 12-month period beginning with the first day of Parent’s first quarter commencing after the effective date of the
applicable registration statement, an earnings statement satisfying the provisions of Section 11(a) of the Securities Act and the rules and regulations promulgated thereunder and covering a period of 12 months, beginning with the first month
after the effective date of the registration statement. 
 (k) Parent may require each Participating Stockholder promptly to
furnish in writing to Parent such information regarding such Stockholder, the plan of distribution of the Registrable Securities and other information as Parent may from time to time reasonably request and such other information as may be legally
required in connection with such registration. 
 (l) Parent shall use its Applicable Efforts to list all Registrable Securities
covered by such registration statement on any securities exchange or quotation system on which any of the same class of Parent Securities are then listed or traded. 
 (m) Parent shall provide a transfer agent and registrar for all Registrable Securities registered pursuant to this Agreement and provide a CUSIP number for all such Registrable Securities, in each case
not later than the effective date of such registration. 

  
 15 

 (n) Upon execution of confidentiality agreements in form and substance reasonably
satisfactory to Parent, Parent shall, as promptly as practicable, (A) make reasonably available for inspection by requesting Participating Stockholders, any underwriter participating in any disposition pursuant to the Registration, one
accountant and any other professional retained by such holders or any such underwriter (collectively, the “Inspectors”) all relevant financial and other records, pertinent corporate documents and properties of Parent and its
subsidiaries (collectively, the “Records”) and (B) cause Parent’s officers, directors, employees and independent registered public accounting firm to make themselves reasonably available upon reasonable notice and for
reasonable periods of time to discuss the business of the Parent and to respond to appropriate questions and to supply all information reasonably requested by such holders or any such underwriter, accountant or professional in connection with the
registration (and the prospectus), in each case, as is customary for similar due diligence examinations; provided, however, that all records that Parent determines, in good faith, to be confidential and that it notifies the Inspectors
are confidential shall not be disclosed by the Inspectors unless (1) the disclosure of such Records is necessary to avoid or correct a misstatement or omission in such registration statement, (2) the release of such Records is ordered
pursuant to a subpoena or other order from a court of competent jurisdiction or disclosure is required by an official or representative of a governmental agency or authority or self-regulatory authority or stock exchange the rules of which Parent is
subject or (3) such Records become available to the public generally or through a third party without a breach of an obligation of confidentiality. Each Stockholder further agrees that, upon learning that disclosure of such Records is sought in
a court of competent jurisdiction or otherwise, it shall give notice to Parent and assist Parent, at Parent’s expense, to undertake appropriate action to prevent disclosure of the Records deemed confidential. 

(o) Each such Participating Stockholder agrees that, upon receipt of any notice from Parent of the happening of any event of the kind
described in Section 2.04(d)(v), such Stockholder shall forthwith discontinue disposition of Registrable Securities pursuant to the registration statement covering such Registrable Securities until such Stockholder’s receipt of the copies
of the supplemented or amended prospectus contemplated by Section 2.04(c), and, if so directed by Parent, such Stockholder shall deliver to Parent all copies, other than any permanent file copies then in such Stockholder’s possession, of
the most recent prospectus covering such Registrable Securities at the time of receipt of such notice. If Parent shall give such notice, Parent shall extend the period during which such registration statement shall be maintained effective by the
number of Business Days during the period from and including the date of the giving of notice pursuant to Section 2.04(d)(v) to the date when Parent shall make available to such Stockholder a prospectus supplemented or amended to conform with
the requirements of Section 2.04(c). 

  
 16 

 (p) Parent shall take all other reasonable steps necessary or appropriate to effect the
registration, and to assist the Stockholder in effecting the distribution, offering and sale of the Registrable Securities covered by the registration statement contemplated hereby, including, without limitation: 

(i) furnishing to each Participating Stockholder and each underwriter, if any, without charge, as many conformed copies as
such Stockholder or underwriter may reasonably request of the applicable Registration Statement and any amendment or post-effective amendment thereto, including financial statements and schedules; 

(ii) delivering to each Participating Stockholder and each underwriter, if any, without charge, as many copies of the
applicable Prospectus (including each preliminary prospectus) and any amendment or supplement thereto as such Stockholder or underwriter may reasonably request (it being understood that Parent consents to the use of such Prospectus or any amendment
or supplement thereto by each Participating Stockholder and the underwriter(s), if any, in connection with the offering and sale of the Registrable Securities covered by such Prospectus or any amendment or supplement thereto); and 

(iii) in connection with any sale of Registrable Securities that will result in such securities no longer being
Registrable Securities, cooperate with each Participating Stockolder and the managing underwriter(s), if any, to facilitate the timely preparation and delivery of certificates or security entitlements representing Registrable Securities to be sold
and not bearing any restrictive Securities Act legends; and to register such Registrable Securities in such denominations and such names as such Participating Stockholder or the underwriter(s), if any, may request at least two Business Days prior to
such sale of Registrable Securities. 
 Section 2.05. Indemnification by Parent. Parent agrees to indemnify and hold
harmless each Registering Stockholder holding Registrable Securities covered by a registration statement, its officers, directors, partners, members, owners, legal counsel and accountants and each Person, if any, who controls such Stockholder within
the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act from and against any and all losses, claims, damages, liabilities and expenses (including reasonable expenses of investigation and reasonable attorneys’
fees and expenses) (“Damages”) caused by or relating to any untrue statement or alleged untrue statement of a material fact contained in any registration statement or prospectus relating to the Registrable Securities (as amended or
supplemented if Parent shall have furnished any amendments or supplements thereto) or any preliminary prospectus, or caused by or relating to 

  
 17 

 
any omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein not misleading, except insofar as such Damages are
caused by or related to any such untrue statement or omission or alleged untrue statement or omission so made based upon information furnished in writing to Parent by such Stockholder or on such Stockholder’s behalf expressly for use therein,
provided that the foregoing indemnity with respect to any preliminary prospectus or prospectus shall not apply to the extent that any Damages result from the fact that a current copy of the prospectus (or such amended or supplemented
prospectus, as the case may be) was not sent or given to the Person asserting such Damages at or prior to the written confirmation of the sale of the Registrable Securities to such Person, if it is determined that Parent has provided such prospectus
to such Stockholder and it was the responsibility of such Stockholder to provide such Person with a current copy of the prospectus (or such amended or supplemented prospectus, as the case may be), and such current copy of the prospectus (or such
amended or supplemented prospectus, as the case may be) would have cured the defect giving rise to such Damages. Parent also agrees to indemnify any underwriters of the Registrable Securities, their officers and directors and each Person who
controls such underwriters within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act on substantially the same basis as that of the indemnification of the Stockholders provided in this Section 2.05.

 Section 2.06. Indemnification by Participating Stockholders. Each Registering Stockholder holding Registrable
Securities included in any registration statement, severally and not jointly, agrees to indemnify and hold harmless Parent, its officers and directors and each Person, if any, who controls Parent within the meaning of either Section 15 of the
Securities Act or Section 20 of the Exchange Act to the same extent as the foregoing indemnity from Parent to such Stockholder, but only (i) with respect to information furnished in writing by such Stockholder or on such Stockholder’s
behalf expressly for use in any registration statement or prospectus relating to the Registrable Securities, or any amendment or supplement thereto, or any preliminary prospectus or (ii) to the extent that any Damages result from the fact that
a current copy of the prospectus (or such amended or supplemented prospectus, as the case may be) was not sent or given to the Person asserting any such Damages at or prior to the written confirmation of the sale of the Registrable Securities to
such Person, if it is determined that it was the responsibility of such Stockholder to provide such Person with a current copy of the prospectus (or such amended or supplemented prospectus, as the case may be) and such current copy of the prospectus
(or such amended or supplemented prospectus, as the case may be) would have cured the defect giving rise to such loss, claim, damage, liability or expense. Each such Stockholder also agrees to indemnify and hold harmless underwriters of the
Registrable Securities, their officers and directors and each Person who controls such underwriters within the meaning of either Section 15 of the Securities Act or 

  
 18 

 
Section 20 of the Exchange Act on substantially the same basis as that of the indemnification of Parent provided in this Section 2.06. As a condition to including Registrable Securities
in any registration statement filed in accordance with Article 2, Parent may require that it shall have received an undertaking reasonably satisfactory to it from any underwriter to indemnify and hold it harmless to the extent customarily provided
by underwriters with respect to similar securities. 
 Section 2.07. Conduct of Indemnification Proceedings. If any
proceeding (including any governmental investigation) shall be instituted involving any Person in respect of which indemnity may be sought pursuant to this Article 2, such Person (an “Indemnified Party”) shall promptly notify the
Person against whom such indemnity may be sought (the “Indemnifying Party”) in writing and the Indemnifying Party, upon the request of the Indemnified Party, shall assume the defense thereof, including the employment of counsel
reasonably satisfactory to such Indemnified Party, and shall assume the payment of all fees and expenses, provided that the failure of any Indemnified Party so to notify the Indemnifying Party shall not relieve the Indemnifying Party of its
obligations hereunder except to the extent that the Indemnifying Party is materially prejudiced by such failure to notify. In any such proceeding, any Indemnified Party shall have the right to retain its own counsel, but the fees and expenses of
such counsel shall be at the expense of such Indemnified Party unless (i) the Indemnifying Party and the Indemnified Party shall have mutually agreed to the retention of such counsel or (ii) in the reasonable judgment of such Indemnified
Party representation of both parties by the same counsel would be inappropriate due to actual or potential differing interests between them. It is understood that, in connection with any proceeding or related proceedings in the same jurisdiction,
the Indemnifying Party shall not be liable for the reasonable fees and expenses of more than one separate firm of attorneys (in addition to any local counsel) at any time for all such Indemnified Parties, and that all such fees and expenses shall be
reimbursed as they are incurred. In the case of any such separate firm for the Indemnified Parties, such firm shall be designated in writing by the Indemnified Parties. The Indemnifying Party shall not be liable for any settlement of any proceeding
effected without its written consent, but if settled with such consent, or if there be a final judgment for the plaintiff, the Indemnifying Party shall indemnify and hold harmless such Indemnified Parties from and against any loss or liability (to
the extent stated above) by reason of such settlement or judgment. Without the prior written consent of the Indemnified Party, no Indemnifying Party shall effect any settlement of any pending or threatened proceeding in respect of which any
Indemnified Party is or could have been a party and indemnity could have been sought hereunder by such Indemnified Party. 

Section 2.08. Contribution. If the indemnification provided for in this Article 2 is unavailable to the Indemnified Parties in
respect of any Damages, then 

  
 19 

 
each such Indemnifying Party, in lieu of indemnifying such Indemnified Party, shall contribute to the amount paid or payable by such Indemnified Party as a result of such Damages (i) as
between Parent and the Registering Stockholders holding Registrable Securities covered by a registration statement, on the one hand, and the underwriters on the other, in such proportion as is appropriate to reflect the relative benefits received by
Parent and such Stockholders, on the one hand, and the underwriters, on the other, from the offering of the Registrable Securities, or if such allocation is not permitted by applicable law, in such proportion as is appropriate to reflect not only
the relative benefits but also the relative fault of Parent and such Stockholders, on the one hand, and of such underwriters, on the other, in connection with the statements or omissions that resulted in such Damages, as well as any other relevant
equitable considerations and (ii) as between Parent, on the one hand, and each such Stockholder, on the other, in such proportion as is appropriate to reflect the relative fault of Parent and of each such Stockholder in connection with such
statements or omissions, as well as any other relevant equitable considerations. The relative benefits received by Parent and such Stockholders, on the one hand, and such underwriters, on the other, shall be deemed to be in the same proportion as
the total proceeds from the offering (net of underwriting discounts and commissions but before deducting expenses) received by Parent and such Stockholders bear to the total underwriting discounts and commissions received by such underwriters, in
each case as set forth in the table on the cover page of the prospectus. The relative fault of Parent and such Stockholders, on the one hand, and of such underwriters on the other shall be determined by reference to, among other things, whether the
untrue or alleged untrue statement of a material fact or the omission or alleged omission to state a material fact relates to information supplied by Parent and such Stockholders or by such underwriters. The relative fault of Parent, on the one
hand, and of each such Stockholder on the other shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged omission to state a material fact relates to
information supplied by such party, and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such statement or omission. 
 Parent and the Stockholders agree that it would not be just and equitable if contribution pursuant to this Section 2.08 were determined by pro rata allocation (even if the underwriters were treated
as one entity for such purpose) or by any other method of allocation that does not take account of the equitable considerations referred to in the immediately preceding paragraph. The amount paid or payable by an Indemnified Party as a result of the
Damages referred to in the immediately preceding paragraph shall be deemed to include, subject to the limitations set forth above, any legal or other expenses reasonably incurred by such Indemnified Party in connection with investigating or
defending any such action or claim. Notwithstanding the provisions of this Section 2.08, (x) no 

  
 20 

 
underwriter shall be required to contribute any amount in excess of the amount by which the total price at which the Registrable Securities underwritten by it and distributed to the public were
offered to the public exceeds the amount of any Damages that such underwriter has otherwise been required to pay by reason of such untrue or alleged untrue statement or omission or alleged omission, and no Registering Stockholder shall be required
to contribute any amount in excess of the amount by which the total price at which the Registrable Securities of such Stockholder were offered to the public (less underwriters’ discounts and commissions) exceeds the amount of any Damages that
such Stockholder has otherwise been required to pay by reason of such untrue or alleged untrue statement or omission or alleged omission; (y) no Person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the
Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraudulent misrepresentation; and (z) in no event shall a Stockholder’s liability pursuant to this Section 2.07, when combined with the
amounts paid or payable by such Stockholder pursuant to Section 2.06, exceed the proceeds from the offering received by such Stockholder (net of any underwriter’s discounts and commissions and other selling expenses paid by such
Stockholder), except in the case of willful misconduct or fraud by such Stockholder. 
 Section 2.09. Participation in Public
Offering. No Person may participate in any Public Offering hereunder unless such Person (a) agrees to sell such Person’s securities on the basis provided in any underwriting arrangements approved by the Persons entitled hereunder to approve
such arrangements and (b) completes and executes all questionnaires, powers of attorney, indemnities, underwriting agreements and other documents reasonably required under the terms of such underwriting arrangements and the provisions of this
Agreement in respect of registration rights. 
 Section 2.10. Other Indemnification. Indemnification similar to that
specified herein (with appropriate modifications) shall be given by Parent and each Registering Stockholder participating therein with respect to any required registration or other qualification of securities under any federal or state law or
regulation or governmental authority other than the Securities Act. Notwithstanding the foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered into in connection with Public
Offering are in conflict with the foregoing provisions, the provisions in the underwriting agreement shall control. 
 Section
2.11. Cooperation by Parent. If any Stockholder shall transfer any Registrable Securities pursuant to Rule 144, Parent shall cooperate, to the extent commercially reasonable, with such Stockholder and shall provide to such Stockholder such
information as such Stockholder shall reasonably request. 

  
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 Section 2.12. Transfer of Registration Rights. Subject to Section 4.02(b), a
Stockholder may Transfer its rights under this Article 2 if the Transferee will hold at least 25% of the Stock Consideration after such Transfer. Subject to the foregoing sentence, none of the rights of Stockholders under this Article 2 shall be
assignable by any Stockholder to any Person acquiring Securities in any Public Offering or pursuant to Rule 144. 
 ARTICLE 3

 BENEFIT OF RULE 144 
 Section 3.01. Reports Under Exchange Act. With a view to making available to the Stockholders the benefits of Rule 144 and any other rule or regulation of the SEC that may at any time permit a
Stockholder to sell securities of Parent to the public without registration, Parent shall: 
 (a) make and keep available
adequate current public information, as those terms are understood and defined in Rule 144, at all times after the effective date of the registration statement filed by the Parent 

(b) use commercially reasonable efforts to file with the SEC in a timely manner all reports and other documents required of the Parent
under the Securities Act and the Exchange Act; and 
 (c) furnish to any Stockholder, so long as the Stockholder owns any
Registrable Securities, forthwith upon request (i) to the extent accurate, a written statement by Parent that it has complied with the reporting requirements of Rule 144, the Securities Act, and the Exchange Act; and (ii) such information
as may be reasonably requested in availing any Stockholder of any rule or regulation of the SEC that permits the selling of any such securities without registration. 
 ARTICLE 4 
 MISCELLANEOUS 

Section 4.01. Lockup Agreement. Any rights granted to the Stockholders hereunder are granted and made expressly subject to the
Lockup and Standstill Agreement (as defined in the Merger Agreement) and Parent shall not be required to take any action which contravenes the terms of such Lockup and Standstill Agreement. 

Section 4.02. Binding Effect; Assignability; Benefit. (a) This Agreement shall inure to the benefit of and be binding upon the
parties hereto and their respective heirs, successors, legal representatives and permitted assigns. 

  
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 (b) Neither this Agreement nor any right, remedy, obligation or liability arising hereunder
or by reason hereof shall be assignable by any party hereto pursuant to any Transfer of Parent Securities or otherwise, except that (i) following any Distribution (as defined in the Merger Agreement) or one or more other distributions of Parent
Securities by a Stockholder to its beneficial owners, (ii) following the Transfer of Parent Securities by a Stockholder to a transferee that is such Stockholder’s Affiliate, spouse, ex-spouse, domestic partner, lineal descendant or
antecedent, brother or sister, the adopted child or adopted grandchild, or the spouse or domestic partner of any child, grandchild or adopted grandchild of such Stockholder, trust for the benefit of such Stockholder or those members of such
Stockholder’s family specified in this subsection (b), and (iii) pursuant to Section 2.12; such Transferee may (unless already bound hereby) execute and deliver to Parent an agreement to be bound by this Agreement in the form of
Exhibit A hereto and shall thenceforth be a “Stockholder” for purposes of, and have the rights of a “Stockholder” under, this Agreement, provided that any such Transfer pursuant to this Section 4.02(b) must be in
accordance with the Lockup and Standstill Agreement. 
 (c) Nothing in this Agreement, expressed or implied, is intended to
confer on any Person other than the parties hereto, and their respective heirs, successors, legal representatives and permitted assigns, any rights, remedies, obligations or liabilities under or by reason of this Agreement. 

Section 4.03. Notices. All notices, requests and other communications to any party shall be in writing and shall be delivered in
person, mailed by certified or registered mail, return receipt requested, or sent by facsimile or electronic transmission, 
 if
to Parent: 
 Ultra Clean Holdings, Inc. 
 26462 Corporate Avenue 
 Attention: Casey Eichler 

Facsimile No.: 510-576-4401 
 E-mail: ceichler@uct.com 
 With a copy to: 

Davis Polk & Wardwell 
 1600 El Camino Real 
 Menlo Park, CA 94025 

Attention: Alan F. Denenberg 
 Telephone No.: 650-752-2000 
 Facsimile No.: 650-752-3604 

E-mail: alan.denenberg@davispolk.com 

  
 23 

 if to AIT: 
 Houlihan Lokey 
 245 Park Avenue 

New York, New York 10167 
 Attention: Dave Salemi 
 Facsimile No.: 212-582-3016 

E-mail: dsalemi@hl.com 
 with a copy to (which shall not constitute notice): 
 Bryan Cave LLP 

3161 Michelson Drive, 15th Floor 
 Irvine, California 92612 
 Attention: Brett J. Souza 

Facsimile No.: 949-223-7100 
 E-mail: bjsouza@bryancave.com 
 All notices, requests and other communications
shall be deemed received on the date of receipt by the recipient thereof if received prior to 5:00 p.m. local time in the place of receipt and such day is a Business Day in the place of receipt. Otherwise, any such notice, request or communication
shall be deemed not to have been received until the next succeeding Business Day in the place of receipt. 
 Any Person that
becomes a Stockholder shall provide its name, address and fax number to Parent. Parent shall not be obligated to provide notice or to include such Person’s Registrable Securities in a registration statement under the provisions of this
Agreement to the extent that Parent has not received such information in sufficient time to fulfill its obligations hereunder. 

Section 4.04. Waiver; Amendment; Termination. No provision of this Agreement may be waived except by an instrument in writing
executed by the party against whom the waiver is to be effective. No provision of this Agreement may be amended or otherwise modified except by an instrument in writing executed by all parties hereto. 

Section 4.05. Governing Law. This Agreement shall be governed by, and construed in accordance with, the laws of the State of New
York, without regard to the conflicts of laws rules of such state. 
 Section 4.06. Jurisdiction. The parties hereto
agree that any suit, action or proceeding seeking to enforce any provision of, or based on any matter arising out of or in connection with, this Agreement or the transactions contemplated 

  
 24 

 
hereby (whether brought by any party or any of its Affiliates or against any party or any of its Affiliates) shall be brought in the state courts located in the State of New York, city of New
York, Borough of Manhattan, or, if such court shall not have jurisdiction, any federal court located in the State of New York, city of New York, Borough of Manhattan, and each of the parties hereby irrevocably consents to the jurisdiction of such
courts (and of the appropriate appellate courts therefrom) in any such suit, action or proceeding and irrevocably waives, to the fullest extent permitted by law, any objection that it may now or hereafter have to the laying of the venue of any such
suit, action or proceeding in any such court or that any such suit, action or proceeding brought in any such court has been brought in an inconvenient forum. Process in any such suit, action or proceeding may be served on any party anywhere in the
world, whether within or without the jurisdiction of any such court. Without limiting the foregoing, each party agrees that service of process on such party as provided in Section 4.03 shall be deemed effective service of process on such party.

 Section 4.07. WAIVER OF JURY TRIAL. EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES ANY AND ALL RIGHT TO TRIAL BY
JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATED TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY. 
 Section
4.08. Specific Enforcement. Each party hereto acknowledges that the remedies at law of the other parties for a breach or threatened breach of this Agreement would be inadequate and, in recognition of this fact, any party to this Agreement,
without posting any bond, and in addition to all other remedies that may be available, shall be entitled to obtain equitable relief in the form of specific performance, a temporary restraining order, a temporary or permanent injunction or any other
equitable remedy that may then be available. 
 Section 4.09. Counterparts; Effectiveness. This Agreement may be executed
in any number of counterparts, each of which shall be deemed to be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument. This Agreement shall become effective when each party hereto shall have
received released counterparts hereof signed by all of the other parties hereto. 
 Section 4.10. Entire Agreement. This
Agreement, the Merger Agreement and the Ancillary Agreements (as defined in the Merger Agreement) constitute the entire agreement among the parties hereto and supersede all prior and contemporaneous agreements and understandings, both oral and
written, among the parties hereto with respect to the subject matter hereof and thereof. 

  
 25 

 Section 4.11. Captions. The captions herein are included for convenience of reference
only and shall be ignored in the construction or interpretation hereof. 
 Section 4.12. Severability. If any term,
provision, covenant or restriction of this Agreement is held by a court of competent jurisdiction or other authority to be invalid, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions of this Agreement shall
remain in full force and effect and shall in no way be affected, impaired or invalidated so long as the economic or legal substance of the transactions contemplated hereby is not affected in any manner materially adverse to any party. Upon such a
determination, the parties shall negotiate in good faith to modify this Agreement so as to effect the original intent of the parties as closely as possible in an acceptable manner so that the transactions contemplated hereby be consummated as
originally contemplated to the fullest extent possible. 
 [Remainder of page intentionally left blank; signature page
follows] 

  
 26 

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by
their respective authorized officers as of the day and year first above written. 
  

					
	ULTRA CLEAN HOLDINGS, INC.
		
	By:	 	  

		 	Name:	 	Clarence L. Granger
		 	Title:	 	Chief Executive Officer

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by
their respective authorized officers as of the day and year first above written. 
  

			
	AIT HOLDING COMPANY LLC
		
	By:	 	  

		 	Name:
		 	Title:

 [Signature page to Registration Rights Agreement] 

  
 28 

 EXHIBIT A 
 JOINDER TO REGISTRATION RIGHTS AGREEMENT 
 This Joinder Agreement (this
“Joinder Agreement”) is made as of the date written below by the undersigned (the “Joining Party”) in accordance with the Registration Rights Agreement dated as of
[             ], 2012 (the “Registration Rights Agreement”) between Ultra Clean Holdings, Inc., and AIT Holding Company LLC, as the same may be amended from time to time.
Capitalized terms used, but not defined, herein shall have the meaning ascribed to such terms in the Registration Rights Agreement. 
 The Joining Party hereby acknowledges, agrees and confirms that, by its execution of this Joinder Agreement, the Joining Party shall be deemed to be a party to the Registration Rights Agreement as of the
date hereof and shall have all of the rights and obligations of a “Stockholder” thereunder as if it had executed the Registration Rights Agreement as a Stockholder. The Joining Party hereby ratifies, as of the date hereof, and agrees to be
bound by, all of the terms, provisions and conditions contained in the Registration Rights Agreement, as amended as of the date hereof. 

  
 29 

 IN WITNESS WHEREOF, the undersigned has executed this Joinder Agreement as of the date
written below. 
 Date:             ,
         
  

			
	[NAME OF JOINING PARTY]
		
	By:	 	  

		 	Name:
		 	Title:

 Address for Notices: 

  
 30Amendment to Amended and Restated Senior Secured Credit Agreement

 Exhibit 4.1 
 AMENDMENT NO. 4 TO 
 AMENDED AND RESTATED CREDIT AGREEMENT 

This AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”) is dated as of May 18, 2012, and is
entered into by and among LIBBEY GLASS INC., a Delaware corporation (“US Borrower”), LIBBEY EUROPE B.V., a limited liability company incorporated in The Netherlands (“Netherlands Borrower”; together with US Borrower, each a
“Borrower” and collectively the “Borrowers”), the other Loan Parties party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent for the Lenders (as defined below) with respect to the US Loans (as defined in the Credit
Agreement referred to below), J.P. MORGAN EUROPE LIMITED, as Administrative Agent for the Lenders with respect to the Netherlands Loans (as such term is defined in the Credit Agreement referred to below), and the Lenders party hereto. 

W I T N E S S E T H: 
 WHEREAS, Borrowers, the other Loan Parties party thereto, the lenders from time to time party thereto (the “Lenders”), and the Administrative Agent are parties to that certain Amended and
Restated Credit Agreement dated as of February 8, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”; capitalized terms not otherwise defined herein have the definitions provided
therefore in the Credit Agreement); 
 WHEREAS, Borrowers have requested that Administrative Agent and Lenders agree to amend
the Credit Agreement in certain respects, as more particularly set forth herein; 
 NOW THEREFORE, in consideration of the
mutual conditions and agreements set forth in the Credit Agreement and this Amendment, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: 

1. Amendments. Subject to the satisfaction of the conditions set forth in Section 6 below, and in reliance on the
representations set forth in Section 7 below, the Credit Agreement is hereby amended as follows: 
 (a) New
definitions of the terms “Existing 2010 Notes”, “Existing 2010 Notes Indenture”, “Existing 2010 Notes Tender Offer Transaction”, “Existing 2010 Notes Supplemental Indenture”,
“Fourth Amendment” and “Fourth Amendment Effective Date” are hereby inserted into Section 1.01 of the Credit Agreement in appropriate alphabetical order, as follows: 

“Existing 2010 Notes” means the 10% Senior Secured Notes (provided that such Notes shall no longer be
secured from and after the Fourth Amendment Effective Date) due 2015 of the US Borrower issued pursuant to the Existing 2010 Notes Indenture. 
 “Existing 2010 Notes Indenture” means that certain Indenture dated as of February 8, 2010 among the US Borrower, Holdings, the other US Loan Parties party thereto and The Bank of New
York Mellon Trust Company, N.A., as Trustee. 
 “Existing 2010 Notes Tender Offer Transaction”
means the repurchase by the US Borrower of (i) $316,332,000 of the Existing 2010 Notes on the Fourth Amendment Effective Date and (ii) $3,668,000 of the Existing 2010 Notes on or about May 30, 2012, in each case, pursuant to the
tender offer and consent solicitation with respect to the Existing 2010 Notes launched April 30, 2012. 

 “Existing 2010 Notes Supplemental Indenture” means that
certain Supplemental Indenture dated as of May 10, 2012 by and among US Borrower, Holdings, the other US Loan Parties party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee executed in order to amend the Existing 2010
Notes Indenture in certain respects (including, without limitation, to provide for the release of all liens and security interests securing the Existing 2010 Notes). 

“Fourth Amendment” means that Amendment No. 4 to Amended and Restated Credit Agreement, dated as of
the Fourth Amendment Effective Date, by and among Borrowers, the other Loan Parties party thereto, the Lenders party thereto and Administrative Agent. 
 “Fourth Amendment Effective Date” means May 18, 2012. 
 (b) The definition of the term “Applicable Rate” set forth in Section 1.01 of the Credit Agreement is hereby amended and restated in its entirety as follows: 

“Applicable Rate” means, for any day, with respect to any CBFR or Eurocurrency Loan, or with respect to
the commitment fees payable hereunder, as the case may be, the applicable rate per annum set forth below under the caption “CBFR Spread”, “Eurocurrency Spread” or “Commitment Fee Rate”, as the case may be, based upon
the Aggregate Availability as of the most recent determination date, provided that commencing on the Fourth Amendment Effective Date and until the applicable Reset Date (determined in accordance with the clause (b) below) with respect to
the delivery to the Administrative Agent, pursuant to Section 5.01, of an Aggregate Borrowing Base Certificate and a Borrowing Base Certificate for each Borrower for the fiscal quarter ended June 30, 2012, the “Applicable Rate”
shall be the applicable rate per annum set forth below in Category 2: 
  

													
	 Aggregate Availability
	  	Eurocurrency
Spread	 	 	CBFR
Spread	 	 	Commitment
Fee Rate	 
	 Category 1 3 $60,000,000
	  	 	1.50	% 	 	 	0.50	% 	 	 	0.375	% 
	 Category 2 < $60,000,000 but 3 $35,000,000
	  	 	1.75	% 	 	 	0.75	% 	 	 	0.375	% 
	 Category 3 < $35,000,000
	  	 	2.00	% 	 	 	1.00	% 	 	 	0.375	% 

 For purposes of the foregoing, (a) the Applicable Rate shall be determined as of the
end of each fiscal quarter based upon the most recent Aggregate Borrowing Base Certificate and Borrowing Base Certificates delivered pursuant to Section 5.01 and (b) each change in the Applicable Rate resulting from a change in the
Aggregate Availability shall be effective during the period commencing on and including the Reset Date immediately succeeding the end of the last month of such fiscal quarter for which the Aggregate Borrowing Base Certificate and Borrowing Base
Certificates received indicate such change and ending on the date immediately preceding the effective date of the next such change, provided that the Aggregate Availability shall be deemed to be in Category 3 at the option of the Administrative
Agent or at the request of the Required Lenders (a) if the Borrowers fail to deliver the Aggregate Borrowing Base Certificate and 

  
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Borrowing Base Certificates required to be delivered pursuant to Section 5.01 and (b) such failure shall have continued unremedied for three (3) consecutive days following notice
of such actual failure from the Administrative Agent (provided, that no such notice shall be required during the existence of an Event of Default of the type described in paragraphs (h) or (i) in Article VII), and shall continue to be so
deemed in Category 3 during the period from the Reset Date immediately succeeding the end of such fiscal quarter for which such Aggregate Borrowing Base Certificate and Borrowing Base Certificates were required to be delivered until the later of
(x) five days after and (y) the Reset Date immediately succeeding, in each case, the date on which such Aggregate Borrowing Base Certificate and Borrowing Base Certificates have been delivered in accordance with Section 5.01 in all
respects other than the original due date therefore. 
 (c) The definition of the term “Banking
Services” set forth in Section 1.01 of the Credit Agreement is hereby amended by replacing the reference to “(a) commercial credit cards,” set forth therein with a reference to “(a) credit cards for commercial customers
(including, without limitation, “commercial credit cards” and purchasing cards),”. 
 (d) The
definition of the term “Inactive Subsidiary” set forth in Section 1.01 of the Credit Agreement is hereby amended and restated in its entirety as follows: 

“Inactive Subsidiary” means Dane Holding Co. (formerly known as Traex Company), a Delaware corporation.

 (e) The definition of the term “Information Memorandum” set forth in Section 1.01 of the
Credit Agreement is hereby amended and restated in its entirety as follows: 
 “Information
Memorandum” means the Offering Memorandum dated as of May 11, 2012, relating to the offering of the Senior Notes. 
 (f) The definition of the term “Intercreditor Agreement” set forth in Section 1.01 of the Credit Agreement is hereby amended and restated in its entirety as follows: 

“Intercreditor Agreement” means the Intercreditor Agreement, dated as of May 18, 2012, among the US
Borrower, Holdings, the other US Loan Parties party thereto, Administrative Agent and The Bank of New York Mellon Trust Company, N.A., as Trustee, as the same has been and may further be amended, restated or otherwise modified from time to time.

 (g) The definition of the term “Maturity Date” set forth in Section 1.01 of the Credit
Agreement is hereby amended and restated in its entirety as follows: 
 “Maturity Date” means
May 18, 2017, or any earlier date on which the Commitments are permanently reduced to zero or otherwise terminated pursuant to the terms hereof. 
 (h) The definition of the term “Revolving Commitment” set forth in Section 1.01 of the Credit Agreement is hereby amended and restated in its entirety as follows: 

“Revolving Commitment” means, with respect to each Lender, the commitment, if any, of such Lender to make
Revolving Loans and to acquire participations in Letters of Credit and Swingline Loans hereunder, expressed as an amount representing the maximum possible aggregate amount of such Lender’s Revolving Exposure hereunder, as

  
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such commitment may be (a) reduced or increased from time to time pursuant to Section 2.09 and (b) reduced or increased from time to time pursuant to assignments by or to such
Lender pursuant to Section 9.04. The initial amount of each Lender’s Commitment is set forth on the Commitment Schedule, or in the Assignment and Assumption pursuant to which such Lender shall have assumed its Revolving Commitment. The
amount of each Lender’s Commitment as of the Fourth Amendment Effective Date is set forth on the Commitment Schedule. The aggregate amount of the Lenders’ Revolving Commitments as of the Fourth Amendment Effective Date is $100,000,000.

 (i) The definition of the term “Senior Notes” set forth in Section 1.01 of the Credit
Agreement is hereby amended and restated in its entirety as follows: 
 “Senior Notes means,
collectively, the 6.875% Senior Secured Notes due 2020 of the US Borrower issued on the Fourth Amendment Effective Date pursuant to the Senior Notes Indenture (together with any 6.875% Senior Secured Notes due 2020 of the US Borrower issued
following the Fourth Amendment Effective Date in exchange for such 6.875% Senior Secured Notes issued on the Fourth Amendment Effective Date pursuant to the Senior Notes Indenture in accordance with the requirements of the Registration Rights
Agreement (as defined in the Senior Notes Indenture) as in effect on the Fourth Amendment Effective Date), as the same may be amended or otherwise modified from time to time to the extent permitted by this Agreement. 

(j) The definition of the term “Senior Notes Indenture” set forth in Section 1.01 of the Credit
Agreement is hereby amended and restated in its entirety as follows: 
 “Senior Notes Indenture”
means the Indenture, dated as of the Fourth Amendment Effective Date, among the US Borrower, Holdings, the other US Loan Parties party thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee, in connection with the issuance of the
Senior Notes, as the same may be amended or otherwise modified from time to time to the extent permitted by this Agreement. 
 (k) The defined term “Refinancing Senior Note Indebtedness Extension” set forth in Section 1.01 of the Credit Agreement is hereby deleted in their entirety. 

(l) Section 2.09(e) of the Credit Agreement is hereby amended and restated in its entirety as follows: 

(e) The Borrowers shall have the right to increase the Revolving Commitment in an aggregate amount for all such increases
collectively of up to $25,000,000 by obtaining additional Revolving Commitments, either from one or more of the Lenders or another lending institution approved by Administrative Agent (such approval not to be unreasonably withheld) provided that
(A) the Borrowers may make only two such requests for an increase and each such requested increase shall be in an amount of at least $10,000,000, (B) such request shall be furnished in writing to the Administrative Agent and each Lender
party to this Agreement at the time of such request, (C) each such Lender shall have the right of first refusal to participate in such increase on a pro rata basis for ten (10) days following receipt of such request (or such shorter period
of at least five (5) days as may be agreed to by the Administrative Agent), but no Lender shall have any obligation or commitment to participate in such increase, (D) if, after ten (10) days (or such shorter period of at least five
(5) days as may be agreed to by the Administrative Agent) following receipt of such request, any Lender has not 

  
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confirmed to Administrative Agent and Borrowers in writing that it will participate in such increase, such non-participating Lender’s pro rata share of such increase may be allocated to
another Lender or lending institution by Administrative Agent in its sole discretion, (E) any such new Lender assumes all of the rights and obligations of a “Lender” hereunder, and (F) the procedure described in this
Section 2.09(e) has been satisfied. Any amendment hereto for such an increase or addition shall be in form and substance satisfactory to the Administrative Agent and shall only require the written signatures of the Administrative Agent, the
Borrowers and the Lender(s) being added or increasing their Commitment. As a condition precedent to such an increase, Borrower Representative shall deliver to the Administrative Agent, in form and substance reasonably acceptable to Administrative
Agent, (1) a certificate of each Loan Party (in sufficient copies for each Lender) signed by an authorized officer of such Loan Party (i) certifying and attaching the resolutions adopted by such Loan Party approving or consenting to such
increase, and (ii) in the case of the Borrowers, certifying that, before and after giving effect to such increase, (A) the representations and warranties contained in Article III and the other Loan Documents that are qualified by
materiality are true and correct and the representations and warranties that are not qualified by materiality are true and correct in all material respects on and as of the date of such increase except to the extent that such representation or
warranty expressly relates to an earlier date, in which case it shall be true and correct as of such date, and (B) no Default exists, (2) legal opinions of (i) the Loan Parties’ special New York and Dutch Counsel and
(ii) the Administrative Agent’s special Dutch counsel, in each case, addressed to the Administrative Agent, the Issuing Bank and the Lenders, and (3) such other certificates, documents, instruments and agreements as the Administrative
Agent shall reasonably request in connection with such increase. Within a reasonable time after the effective date of any increase, the Administrative Agent shall, and is hereby authorized and directed to, revise the Commitment Schedule to reflect
such increase and shall distribute such revised Commitment Schedule to each of the Lenders and the Borrowers, whereupon such revised Commitment Schedule shall replace the old Commitment Schedule and become part of this Agreement. On the Business Day
following any such increase, all outstanding CBFR Borrowings shall be reallocated among the Lenders (including any newly added Lenders) in accordance with the Lenders’ respective revised Applicable Percentages. Eurocurrency Borrowings shall not
be reallocated among the Lenders prior to the expiration of the applicable Interest Period in effect at the time of any such increase. 
 (m) Article III of the Credit Agreement is amended by inserting the words “and on the Fourth Amendment Effective Date” after “on the Effective Date” in the preamble thereto.

 (n) Section 3.05(a) of the Credit Agreement is amended by replacing the reference to “As of the date
of this Agreement” set forth therein with a reference to “As of the Fourth Amendment Effective Date”. 
 (o) Section 3.11 of the Credit Agreement is amended by amending and restating the proviso thereof in its entirety as follows: 

provided that, with respect to pro forma and projected financial information, the Borrowers and Holdings represent
only that such information was prepared in good faith based upon assumptions believed to be reasonable at the time delivered in light of the circumstances when made and, if such pro forma and projected financial information was delivered prior to
the Fourth Amendment Effective Date, as of the Fourth Amendment Effective Date. 

  
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 (p) Section 3.14 of the Credit Agreement is amended by replacing each
reference to “the Effective Date” set forth therein with a reference to “the Fourth Amendment Effective Date”. 
 (q) Section 3.15 of the Credit Agreement is amended by replacing the reference to “the Effective Date” set forth therein with a reference to “the Fourth Amendment Effective Date”.

 (r) Section 5.16 of the Credit Agreement is hereby amended and restated in its entirety as follows:

 Section 5.16. [Reserved] 

(s) Section 6.01(f) of the Credit Agreement is hereby amended and restated in its entirety as follows: 

(f) Indebtedness which represents an extension, refinancing, or renewal of any of the Indebtedness described in clauses
(b) and (e) hereof; provided that, (i) the principal amount (other than by an amount equal to accrued interest, premium and fees and expenses paid in connection with such refinancing) or interest rate of such Indebtedness
is not increased, (ii) any Liens securing such Indebtedness are not extended to any additional property of any Loan Party, (iii) no Loan Party that is not originally obligated with respect to repayment of such Indebtedness is required to
become obligated with respect thereto, (iv) such extension, refinancing or renewal does not result in a shortening of the average weighted maturity of the Indebtedness so extended, refinanced or renewed, (v) the terms of any such
extension, refinancing, or renewal are not less favorable to the obligor taken as a whole thereunder than the original terms of such Indebtedness, (vi) if the Indebtedness that is refinanced, renewed, or extended was subordinated in right of
payment to the Secured Obligations or to the Liens securing the Secured Obligations, then the terms and conditions of the refinancing, renewal, or extension Indebtedness must include subordination terms and conditions that are at least as favorable
to the Administrative Agent and the Lenders as those that were applicable to the refinanced, renewed, or extended Indebtedness, and (vii) the sum of the aggregate amount of Indebtedness of Libbey Glassware (China) Co., Ltd. (the “China
Subsidiary”) under the Indebtedness described in item 15 of Schedule 6.01 (or any extension, refinancing, or renewal thereof pursuant to this clause (f)), the Indebtedness described in item 16 of Schedule 6.01(or any extension,
refinancing or renewal thereof pursuant to this clause (f)) and the Indebtedness described in clause (q) below may not exceed the equivalent of 500,000,000 China Yuan Renminbi at any time outstanding; 

(t) Section 6.01(k) of the Credit Agreement is hereby amended by replacing the reference to “$400,000,000”
set forth therein with a reference to “$450,000,000”. 
 (u) Section 6.01(q) of the Credit
Agreement is hereby amended and restated in its entirety as follows: 
 (q)(i) Indebtedness of Libbey Glassware
(China) Co., Ltd. (the “China Subsidiary”) incurred after the Fourth Amendment Effective Date in an aggregate principal amount not to exceed the equivalent of 375,000,000 China Yuan Renminbi at

  
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any time outstanding (and any related Guarantees by Holdings of such Indebtedness), so long as all of the proceeds of such Indebtedness are used solely by such Subsidiary to expand such
Subsidiary’s manufacturing production capabilities in China, and (ii) Indebtedness of the China Subsidiary to US Borrower in respect of intercompany loans or advances made by US Borrower to the China Subsidiary pursuant to clause
(u) of Section 6.04 in order to allow the China Subsidiary to repay the Indebtedness set forth as item 15 of Schedule 6.01 and/or described in clause (i) above; 

(v) Section 6.01 of the Credit Agreement is hereby amended by (i) deleting the “and” from the end of
clause (t) thereof, (ii) replacing the “.” at the end of clause (u) thereof with “; and”, and (iii) inserting a new clause (v) at the end thereof as follows: 

(v) unsecured Indebtedness under the Existing 2010 Notes remaining outstanding on the Fourth Amendment Effective Date
after giving effect to the issuance of the Senior Notes and the consummation of clause (i) of the definition of the Existing 2010 Notes Tender Offer Transaction in an aggregate principal amount not to exceed $43,668,000 (less the amount of any
principal payments subsequently made thereon from time to time); provided, however, that no Indebtedness under the Existing 2010 Notes shall be permitted to be outstanding at any time after September 30, 2012. 

(w) Section 6.04 of the Credit Agreement is hereby amended by (i) deleting the “and” from the end of
clause (s) thereof, (ii) replacing the “.” at the end of clause (t) thereof with “; and”, and (iii) inserting a new clause (u) at the end thereof as follows: 

(u) intercompany loans or advances made by US Borrower following the Fourth Amendment Effective Date in an aggregate
amount at any time outstanding not to exceed $15,000,000 to Libbey Glassware (China) Co., Ltd. (the “China Subsidiary”) so long as (i) the entire amount of such intercompany loans or advances are applied by the China Subsidiary
immediately upon its receipt thereof to the repayment of the Debt of the China Subsidiary set forth as item 15 of Schedule 6.01 or described in clause (q)(i) of Section 6.01, and (ii) no Default or Event of Default shall have occurred and
be continuing at the time such intercompany loan or advance is made and none shall exist immediately thereafter. 

(x) Section 6.05(g) of the Credit Agreement is hereby amended by replacing the reference to “$4,000,000”
set forth therein with a reference to “$10,000,000”. 
 (y) Section 6.12 of the Credit Agreement
is hereby amended and restated in its entirety as follows: 
 Section 6.12 Optional Payments and
Modifications of Certain Debt Instruments 
 Notwithstanding Sections 6.08(b) and 6.11, no Loan Party will
(a) make any optional or voluntary payment, prepayment, repurchase or redemption of or otherwise optionally or voluntarily defease or segregate funds with respect to the Senior Notes Obligations or Indebtedness under the Existing 2010 Notes or
take any action to effect any of the foregoing; provided, however, that (i) so long as no Event of Default is in existence or would be caused thereby, the US Borrower shall be permitted to redeem or prepay the Senior Notes
Obligations or Indebtedness under the Existing 2010 Notes solely with the cash proceeds it receives substantially concurrently with such redemption or prepayment from a public offering of Holdings’ common stock to the extent permitted

  
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under Section 4 of the Senior Notes Indenture with the Net Cash Proceeds (as defined in the Senior Notes Indenture) of one or more Equity Offerings (as defined in the Senior Notes
Indenture), (ii) the US Borrower shall be permitted to redeem or prepay the Senior Notes Obligations so long as, both before and after giving effect to any such redemption or prepayment, (x) the sum of (1) Aggregate Availability and
(2) the aggregate amount of cash or Permitted Investments of the Loan Parties subject in each case to a first priority perfected security interest in favor of the Administrative Agent pursuant to the Loan Documents exceeds $45,000,000 and
(y) no Event of Default is in existence, (iii) the US Borrower shall be permitted to redeem or prepay the remaining Indebtedness outstanding under the Existing 2010 Notes after giving effect to the consummation of the Existing 2010 Notes
Tender Offer Transaction so long as, both before and after giving effect to any such redemption or prepayment, (x) the sum of (1) Aggregate Availability and (2) the aggregate amount of cash or Permitted Investments of the Loan Parties
subject in each case to a first priority perfected security interest in favor of the Administrative Agent pursuant to the Loan Documents exceeds $30,000,000 and (y) no Event of Default is in existence, and (iv) so long as no Default or
Event of Default is in existence, the Senior Notes Obligations outstanding at any time may be repaid in full with the proceeds of Refinancing Senior Note Indebtedness permitted by Section 6.01(k), or (b) amend, modify, waive or otherwise
change, or consent or agree to any amendment, modification, waiver or other change to, any of the terms of the Senior Notes, the Senior Notes Indenture or any other material agreement relating to any thereof or the Existing 2010 Notes, the Existing
2010 Notes Indenture or any other material agreement relating to any thereof (other than any such amendment, modification, waiver or other change that (A) (i) would extend the maturity or reduce the amount of any payment of principal of
the Senior Notes or Existing 2010 Notes (as applicable) or reduce the rate or extend any date for payment of interest thereon, (ii) would add additional guarantors as contemplated therein as of the Effective Date and permitted hereunder, or
(iii) would have the sole purpose of making a covenant contained in the Senior Notes Indenture or the Existing 2010 Notes Indenture (as applicable) less restrictive than the corresponding covenant contained herein (in each such case with
respect to this clause (A), so long as such amendment, modification, waiver or other change does not involve the payment of a consent fee) or (B) with respect to the Senior Notes or the Senior Notes Indenture (or other material agreements
related thereto) is done solely to consummate a Refinancing Senior Note Indebtedness permitted by Section 6.01(k). Notwithstanding anything to the contrary set forth above, this Section 6.12 shall not be deemed to prohibit (i) the
consummation of the Existing 2010 Notes Tender Offer Transaction, or (ii) the amendments to the Indenture in respect of the Existing 2010 Notes implemented by the Existing 2010 Notes Supplemental Indenture. 

(z) Section 6.14 of the Credit Agreement is hereby amended by replacing the reference to “1.10:1.00” set
forth therein with a reference to “1.00:1.00”. 
 (aa) Section 6.15 of the Credit Agreement is
hereby amended and restated in its entirety as follows: 
 Section 6.15 Existing 2010 Notes
Obligations. Until such time as all Indebtedness under the Existing 2010 Notes has been repaid in full, no Loan Party will, nor will it permit any Subsidiary to, permit (a) the sum of (i) the Aggregate Availability plus (ii) the
aggregate amount of cash or Permitted Investments of the Loan Parties subject in each case to a first priority perfected security interest in favor of the Administrative Agent pursuant to the Loan Documents to be less than (b) the sum of
(i)

  
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the then outstanding aggregate amount of Indebtedness in respect of the Existing 2010 Notes (net of any funds deposited with the trustee for the Existing 2010 Notes for application to the
repayment or defesance of the Existing 2010 Notes) plus (ii) $30,000,000. 
 (bb) Section 9.01(a) of
the Credit Agreement is hereby amended to replace the reference to “Matthew Brewer” set forth therein with a reference to “Michael F. McCullough”. 

(cc) Section 9.09(d) of the Credit Agreement is hereby amended and restated in its entirety as follows: 

(d) Each party to this Agreement irrevocably consents, to the fullest extent it may legally and effectively do so, to
service of process in the manner provided for notices in Section 9.01. As an alternative method of service, the Netherlands Borrower also irrevocably appoints the US Borrower as its agent to receive on behalf of the Netherlands Borrower and its
property service of copies of any process, summons, notice or document in any action or proceeding arising out of or relating to any Loan Documents, or for the recognition or enforcement of any judgment. Such service may be made by mailing or
delivering a copy of such process to the Netherlands Borrower in care of the US Borrower, as process agent. The Netherlands Borrower hereby irrevocably authorizes and directs the US Borrower to accept such service on its behalf and the US
Borrower hereby accepts its appointment to act as process agent on behalf of the Netherlands Borrower. Nothing in this Agreement or any other Loan Document will affect the right of any party to this Agreement to serve process in any other
manner permitted by law. 
 (dd) Section 9.15 of the Credit Agreement is hereby amended to insert the
following language at the end thereof following the word “Affiliates” and before the period: “(including, without limitation, investments in, loans to or relationships with any of the Loan Parties and their respective Affiliates in
connection with the Senior Notes and other documents related thereto)”. 
 (ee) From and after the Fourth
Amendment Effective Date, (i) Bank of America, N.A. shall cease to be a Co-Syndication Agent under the Credit Agreement, (ii) Banc of America Securities LLC shall cease to be a Co-Lead Arranger and a Joint Bookrunner under the Credit
Agreement, (iii) Citibank, N.A. shall be a Co-Syndication Agent under the Credit Agreement (along with existing Co-Syndication Agent Barclays Capital), (iv) Citigroup Global Markets, Inc. and Barclays Capital shall be Co-Lead Arrangers
under the Credit Agreement (along with existing Co-Lead Arranger J.P. Morgan Securities, Inc.), (v) Citigroup Global Markets, Inc. shall be a Joint Bookrunner under the Credit Agreement (along with existing Joint Bookrunners J.P. Morgan
Securities Inc. and Barclays Capital), and (vi) Wells Fargo Capital Finance, LLC shall cease to be the Documentation Agent under the Credit Agreement (with no replacement Documentation Agent appointed such that there shall no longer be a
Documentation Agent under the Credit Agreement). 
 (ff) The Commitment Schedule attached to the Credit Agreement
is hereby amended and restated in its entirety as the Commitment Schedule attached hereto. 
 (gg) Schedule 3.05
(Properties), Schedule 3.14 (Insurance) and Schedule 3.15 (Capitalization and Subsidiaries) to the Credit Agreement are amended and restated in their entirety in the forms of Schedule 3.05, Schedule 3.14 and Schedule 3.15 attached hereto.

  
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 2. Inter-Lender Assignments. Each Lender party to the Credit Agreement prior to the
effectiveness of this Amendment (each, an “Existing Lender”) hereby sells and assigns on the Fourth Amendment Effective Date to each Lender, without recourse, representation or warranty (except as set forth below), and each such
Lender hereby purchases and assumes on the Fourth Amendment Effective Date from each Existing Lender a percentage interest in the Commitments and Revolving Netherlands Sublimit and the Loans and other Obligations hereunder as may be required to
reflect the allocation of Commitments and Revolving Netherlands Sublimit as set forth on the Commitment Schedule after giving effect to this Amendment. The Lenders agree to make such inter-Lender wire transfers as may be required to give effect to
the foregoing assignments and assumptions and, as a result of such assignments and assumptions, each Existing Lender shall be absolutely released from any obligations, covenants or agreements with respect to the Commitments, Revolving Netherlands
Sublimit and Loans so assigned. With respect to such Commitments, Revolving Netherlands Sublimit and Loans so assigned, each Existing Lender makes no representation or warranty whatsoever, except that it represents and warrants that it is the legal
and beneficial owner of the same, free and clear of any adverse claim. 
 3. Post Closing Covenants. To induce
Administrative Agent and Lenders to enter into this Amendment and in consideration thereof, Borrowers and the other Loan Parties hereby covenant and agree as follows: 

(a) The Loan Parties shall cause Dane Holding Co. (formerly known as Traex Company), a Delaware corporation (“Dane
Holding”) to be dissolved (and provide evidence of such dissolution to Administrative Agent) within thirty (30) days after the date hereof (or such later date as may be agreed to by the Administrative Agent in its sole discretion).

 (b) The Loan Parties shall, within sixty (60) days after the date hereof (or such later date as may be
agreed to by the Administrative Agent in its sole discretion), (i) with respect to the real property owned by US Borrower in Lucas County, Ohio subject to an existing Mortgage in favor of Administrative Agent, (a) cause that certain
Subordination and Third Amendment to Open-End Mortgage, Security Agreement, Assignment of Leases and Rents, and Fixture Filing with respect to such existing Mortgage to be recorded in the real estate records of Lucas County, Ohio and deliver
evidence of same to Administrative Agent, and (b) deliver a date down endorsement in form and substance satisfactory to Administrative Agent with respect to the Administrative Agent’s title insurance policy with respect to its Mortgage on
such real property, and (ii) with respect to the real property owned by US Borrower in Caddo Parish, Louisiana subject to an existing Mortgage in favor of Administrative Agent, (a) cause that certain Subordination of and Third Amendment to
Mortgage, Security Agreement and Assignment of Leases and Rents with respect to such existing Mortgage to be recorded in the real estate records of Lucas County, Ohio and deliver evidence of same to Administrative Agent, and (b) deliver a date
down endorsement in form and substance satisfactory to Administrative Agent with respect to the Administrative Agent’s title insurance policy with respect to its Mortgage on such real property. 

(c) The US Loan Parties shall use commercially reasonable efforts to deliver Collateral Access Agreements with respect to
the leased location of US Borrower located at 5819 Riverside Drive, Laredo, Texas 78045 and the leased location of World Tableware Inc. located at 6219 Gilbert Road, Laredo, Texas 78042 (the two locations described above are collectively, the
“Laredo Locations”) within sixty (60) days following the date hereof. It is acknowledged and agreed that to the extent such a Collateral Access Agreement is not delivered within such time period with respect to any such
location, Administrative Agent may elect to establish in its Permitted Discretion a rent Reserve in respect of any such location for three months of charges and other amounts due or to become due with respect to such facility. It is agreed and
understood among the Loan Parties, Administrative Agent and Lenders that 

  
 10 

 
such period of sixty (60) days following the date hereof, Inventory of the US Loan Parties located at the Laredo Locations shall not be excluded from Eligible Inventory under the Credit
Agreement on the basis of clause (h) of the definition of Eligible Inventory on account of the lack of a Collateral Access Agreement or a rent Reserve in respect of such Laredo Locations. 

Borrowers and the Loan Parties acknowledge and agree that the failure by Borrowers and the Loan Parties to satisfy any of the foregoing covenants shall
constitute an Event of Default under the Credit Agreement. 
 4. Release of Dane Holding Co. as a Guarantor and Loan
Party. In reliance on the representation and warranty set forth in Section 3.23 of the Credit Agreement (as amended hereby) and the covenant set forth in Section 3(a) of this Amendment, it is hereby agreed among Administrative Agent,
Lenders, Borrowers and the other Loan Parties that from and after the effectiveness of this Amendment, Dane Holding shall no longer by a Loan Guarantor, a Loan Party or a “Grantor” under the Credit Agreement or any of the other Loan
Documents and shall be deemed to no longer be a party to the Credit Agreement or any of the other Loan Documents. 
 5.
Agreement with respect to Amendment No. 3 to Credit Agreement. Reference is made to that certain Amendment No. 3 to Amended and Restated Credit Agreement dated as of September 14, 2011 (the “Third Amendment”)
among Borrowers, the other Loan Parties party thereto, the Lenders party thereto and Administrative Agent. Pursuant to the Third Amendment, US Borrower was required to cause the PBGC Toledo Subordination Agreement (as defined in the Third Amendment)
and the PBGC Shreveport Subordination Agreement (as defined in the Third Amendment) to be recorded in the applicable jurisdiction within 60 days of the date of the Third Amendment (such requirement, the “Third Amendment Recordation
Requirement”). US Borrower has advised Administrative Agent and Lenders that the Third Amendment Recordation Requirement was not satisfied. Administrative Agent and Lenders hereby agree that no Default or Event of Default shall be deemed to
have occurred by virtue of the failure of the US Borrower to satisfy the Third Amendment Recordation Requirement. Borrowers and the other Loan Parties hereby agree that within 60 days following the date hereof (or such later date as may be agreed to
by the Administrative Agent in its sole discretion), US Borrower shall cause the PBGC Toledo Subordination Agreement (or a replacement thereof in form and substance reasonably acceptable to Administrative Agent) and the PBGC Shreveport Subordination
Agreement (or a replacement thereof in form and substance reasonably acceptable to Administrative Agent) to be recorded in the Office of the Recorder of Lucas County, Ohio and with the Cado Parish, Louisiana Clerk of Court, respectively, and provide
evidence of such recordation to Administrative Agent. The failure of US Borrower to satisfy the foregoing requirement shall constitute an Event of Default. 
 6. Conditions to Effectiveness. The effectiveness of this Amendment is subject to the following conditions precedent (unless specifically waived in writing by Administrative Agent), each to be in
form and substance reasonably satisfactory to Administrative Agent: 
 (a) Administrative Agent shall have
received a fully executed copy of this Amendment executed by all of the Lenders, Borrowers and the other Loan Parties party hereto; 
 (b) Administrative Agent shall have received each of the additional documents, instruments and agreements listed on the Closing Checklist attached hereto as Annex I (other than such documents,
instruments and agreements that are identified as post-closing items), each in form and substance reasonably satisfactory to Administrative Agent; 
 (c) Administrative Agent shall have been reimbursed for all reasonable out-of-pocket costs, fees and expenses incurred by Agent in connection with the preparation, execution, administration or enforcement
of this Amendment to the extent invoiced; 

  
 11 

 (d) all proceedings taken in connection with the transactions contemplated
by this Amendment and all documents, instruments and other legal matters incident thereto shall be satisfactory to Administrative Agent and its legal counsel; and 

(e) no Default or Event of Default shall have occurred and be continuing or shall be caused by the transactions
contemplated by, or after giving effect to, this Amendment. 
 7. Representations and Warranties. To induce
Administrative Agent and Lenders to enter into this Amendment, each Borrower and each other Loan Party represents and warrants to Administrative Agent and Lenders that: 

(a) the execution, delivery and performance of this Amendment has been duly authorized by all requisite corporate action
on the part of each Borrower and each other Loan Party and that this Amendment has been duly executed and delivered by each Borrower and each other Loan Party; 
 (b) immediately before and after giving effect to the consummation of the transactions contemplated by this Amendment, each of the representations and warranties of the Borrowers and each of the other
Loan Parties set forth in the Credit Agreement and each of the other Loan Documents, are true and correct in all material respects as of the date hereof (except to the extent they relate to an earlier date, in which case they shall have been true
and correct in all material respects as of such earlier date); 
 (c) immediately before and after giving effect
to the consummation of the transactions contemplated by this Amendment, after giving effect to this Amendment, no Default or Event of Default has occurred and is continuing; 

(d) this Amendment constitutes the legal, valid and binding obligation of each Borrower and each other Loan Party and is
enforceable against each Borrower and each other Loan Party in accordance with its terms, subject to bankruptcy, insolvency and similar laws affecting the enforceability of creditors’ rights generally and to general principles of equity; and

 (e) the execution and delivery by each Borrower and each other Loan Party of this Amendment, does not conflict
with, and is permitted by, the Senior Notes Indenture. 
 8. Severability. Any provision of this Amendment held by a
court of competent jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder of this Amendment and the effect thereof shall be confined to the provision so held to be invalid or unenforceable. 

9. References. Any reference to the Credit Agreement contained in any Loan Document or any other document, instrument or agreement
executed in connection with the Credit Agreement shall be deemed to be a reference to the Credit Agreement as modified by this Amendment. 
 10. Counterparts. This Amendment may be executed in one or more counterparts, each of which shall constitute an original, but all of which taken together shall be one and the same instrument.
Delivery by telecopy or electronic portable document format (i.e., “pdf”) transmission of executed signature pages hereof from one party hereto to another party hereto shall be deemed to constitute due execution and delivery by such
party. 
 11. Ratification. The terms and provisions set forth in this Amendment shall modify and supersede all
inconsistent terms and provisions of the Credit Agreement and shall not be deemed to be a consent to the modification or waiver of any other term or condition of the Credit Agreement. 

  
 12 

 
Except as expressly modified and superseded by this Amendment, the terms and provisions of the Credit Agreement and each of the other Loan Documents are ratified and confirmed and shall continue
in full force and effect. Each Loan Party hereby acknowledges and agrees that, unless otherwise expressly agreed to in writing by the Administrative Agent, all Liens on the Collateral created under Loan Documents in favor of Administrative Agent
shall continue in full force and effect after giving effect to this Amendment. 
 12. Confirmation by Netherlands Loan
Parties. Each Netherlands Loan Party hereby confirms that (a) all Obligations of such Netherlands Loan Party under the Credit Agreement after giving effect to this Amendment shall continue to constitute (i) Netherlands Secured
Obligations and (ii) “Parallel Debt” (as defined in the Netherlands Security Documents) of such Netherlands Loan Party, (b) nothing contained in this Amendment shall affect any security right under any Netherlands Security
Document and, after giving effect to this Amendment, all of such security rights shall continue in full force and effect, and (c) the Netherlands Security Documents shall continue to secure the relevant Netherlands Secured Obligations included
in each Netherlands Security Document as such Netherlands Secured Obligations may have been or may be amended, restated, supplemented, increased, varied or otherwise altered, under this Amendment. 

13. Governing Law. This Amendment shall be a contract made under and governed by the laws of the State of New York, without regard
to conflict of laws principles that would require the application of laws other than those of the State of New York. Whenever possible each provision of this Amendment shall be interpreted in such manner as to be effective and valid under applicable
law, but if any provision of this Amendment shall be prohibited by or invalid under such law, such provision shall be ineffective to the extent of such prohibition or invalidity, without invalidating the remainder of such provision or the remaining
provisions of this Amendment. 
 [Signature Page Follows] 

  
 13 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed under
seal and delivered by their respective duly authorized officers on the date first written above. 
  

			
	BORROWERS:
	
	LIBBEY GLASS INC.
		
	By:	 	 /s/ Susan Allene Kovach

	Name:	 	Susan Allene Kovach
	Title	 	Vice President, General Counsel and Secretary
	
	LIBBEY EUROPE B.V.
		
	By:	 	 /s/ Susan Allene Kovach

	Name:	 	Susan Allene Kovach
	Title	 	 Authorized Signatory

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 
			
	OTHER LOAN PARTIES:
	
	 LIBBEY INC.
 LGA3
CORP.
 THE DRUMMOND GLASS COMPANY
 LGA4
CORP.
 SYRACUSE CHINA COMPANY
 LGFS
INC.
 WORLD TABLEWARE INC.
 LGC
CORP.
 LGAC LLC
 LIBBEY.COM
LLC

		
	By:	 	 /s/ Susan Allene Kovach

	Name:	 	Susan Allene Kovach
	Title	 	Vice President, General Counsel and Secretary
	
	ACKNOWLEDGED AND AGREED WITH RESPECT TO SECTION 4 ABOVE:
	
	DANE HOLDING CO. (formerly known as Traex Company)
		
	By:	 	 /s/ Susan Allene Kovach

	Name:	 	Susan Allene Kovach
	Title	 	Vice President, General Counsel and Secretary

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 
			
	 LIBBEY INTERNATIONAL C.V.
 B.V. KONINKLIJKE NEDERLANDSE
 GLASFABRIEK LEERDAM

LIBBEY EUROPE FINANCE COMPANY B.V.
 LIBBEY MEXICO
HOLDINGS B.V.

		
	By:	 	 /s/ Susan Allene Kovach

	Name:	 	Susan Allene Kovach
	Title	 	 Authorized Signatory

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 
			
	JPMORGAN CHASE BANK, N.A., as a Lender and as Administrative Agent with respect to the US Loans
		
	By:	 	 /s/ Michael F. McCullough

	Name:	 	Michael F. McCullough
	Title:	 	Senior Vice President
	
	J.P. MORGAN EUROPE LIMITED., as a Lender and as Administrative Agent with respect to the Netherlands Loans
		
	By:	 	 /s/ Tim Jacob

	Name::	 	Tim Jacob
	Title:	 	Senior Vice President

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 
			
	CITIBANK, N.A., as a Lender
		
	By:	 	 /s/ Christopher Marino 

	Name:	 	Christopher Marino
	Title:	 	Vice President

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 
			
	BARCLAYS BANK PLC, as a Lender
		
	By:	 	 /s/ Diane Rolfe 

	Name:	 	Diane Rolfe
	Title:	 	Director

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 
			
	FIFTH THIRD BANK, as a Lender
		
	By:	 	 /s/ James Cauklin 

	Name:	 	James Cauklin
	Title:	 	Vice President

  
 Signature Page to Amendment
No. 4 to Amended and Restated Credit Agreement 

 Commitment Schedule 

 

									
	 Lender
	  	Commitment	 	  	Revolving
Netherlands Sublimit	 
	 JPMorgan Chase Bank, N.A.
	  	US$	35,000,000.00	  	  	US$	7,000,000.00	  
	 Citibank, N.A.
	  	US$	25,000,000.00	  	  	US$	5,000,000.00	  
	 Barclays Bank PLC
	  	US$	22,500,000.00	  	  	US$	4,500,000.00	  
	 Fifth Third Bank
	  	US$	17,500,000.00	  	  	US$	3,500,000.00	  
	 Total
	  	US$	100,000,000.00	  	  	US$	20,000,000.00

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