Document:

EX-4.1

 Exhibit 4.1 
 GENWORTH HOLDINGS, INC., 
 as Issuer 

GENWORTH FINANCIAL, INC., 
 as Guarantor 
 AND 

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., 
 as Trustee 
  

 
 SUPPLEMENTAL
INDENTURE NO. 9 
 Dated as of April 1, 2013 

 
  

 THIS SUPPLEMENTAL INDENTURE No. 9 (this “Supplemental Indenture
No. 9”), dated as of April 1, 2013, is by and among GENWORTH HOLDINGS, INC., a Delaware corporation (formerly known as Genworth Financial, Inc., the “Company”), GENWORTH FINANCIAL, INC., a Delaware corporation
(formerly known as Sub XLVI, Inc., the “Guarantor”) and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (as successor to JPMorgan Chase Bank, N.A.), a national banking association, as Trustee (the “Trustee”).

 R E C I T A L S 
 WHEREAS, the Company has heretofore executed and delivered to the Trustee an Indenture dated as of June 15, 2004 (the “Base Indenture”) and Supplemental Indenture No. 1 dated as
of June 15, 2004 (the “First Supplemental Indenture”), Supplemental Indenture No. 2 dated as of September 19, 2005 (the “Second Supplemental Indenture”), Supplemental Indenture No. 3 dated as of
June 12, 2007 (the “Third Supplemental Indenture”), Supplemental Indenture No. 4 dated as of May 22, 2008 (the “Fourth Supplemental Indenture”), Supplemental Indenture No. 5 dated as of
December 8, 2009 (the “Fifth Supplemental Indenture”), Supplemental Indenture No. 6 dated as of June 24, 2010 (the “Sixth Supplemental Indenture”), Supplemental Indenture No. 7 dated as of
November 22, 2010 (the “Seventh Supplemental Indenture”) and Supplemental Indenture No. 8 dated as of March 25, 2011 (the “Eighth Supplemental Indenture”), each between the Company and the Trustee
(the Base Indenture, together with the First Supplemental Indenture, the Second Supplemental Indenture, the Third Supplemental Indenture, the Fourth Supplemental Indenture, the Fifth Supplemental Indenture, the Sixth Supplemental Indenture, the
Seventh Supplemental Indenture, the Eighth Supplemental Indenture and this Supplemental Indenture No. 9, the “Indenture”), providing for the issuance from time to time of series of the Company’s Securities; 

WHEREAS, the Company has issued $600 million aggregate principal amount of 5.750% notes due 2014, $300 million aggregate principal amount
of 6.500% notes due 2034, $350 million aggregate principal amount of 4.950% notes due 2015, $600 million aggregate principal amount of 6.515% notes due 2018, $300 million aggregate principal amount of 8.625% notes due 2016, $400 million
aggregate principal amount of 7.700% notes due 2020, $400 million aggregate principal amount of 7.20% notes due 2021 and $750 million aggregate principal amount of 7.625% notes due 2021 under the Indenture (collectively and including any additional
notes of any such series that may be issued in the future, the “Notes”); 
 WHEREAS, on the date hereof, the
Company implemented a corporate reorganization pursuant to which the Company became a wholly-owned subsidiary of the Guarantor (the “Reorganization”) and the Company’s obligations under the Indenture and the Securities issued
thereunder remain in full force and effect as obligations of the Company (immediately after the Reorganization the Company changed its name from Genworth Financial, Inc. to Genworth Holdings, Inc. and the Guarantor changed its name from
Sub XLVI, Inc. to Genworth Financial, Inc.); 
 WHEREAS, Section 10.01(g) of the Base Indenture permits the Company
and the Trustee to enter into an indenture supplemental to the Base Indenture to add guarantees with respect to the Securities of any series without the consent of the Securityholders; 

 WHEREAS, the Company and the Guarantor wish to provide for the full and unconditional
guarantee of the Company’s payment obligations under the Notes and the Indenture in respect of such Notes on the terms and conditions set forth herein; and 
 WHEREAS, the Company has requested that the Trustee execute and deliver this Supplemental Indenture No. 9, and all requirements necessary to make this Supplemental Indenture No. 9 a valid,
binding and enforceable instrument in accordance with its terms have been done and performed, and the execution and delivery of this Supplemental Indenture No. 9 has been duly authorized in all respects; 

NOW, THEREFORE, in consideration of the covenants and agreements set forth herein and for other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows: 
 ARTICLE 1 

DEFINITIONS 
 Section 1.01. Relation to Base Indenture. This Supplemental Indenture No. 9 constitutes an integral part of the Base Indenture. 

Section 1.02. Definition of Terms. For all purposes of this Supplemental Indenture No. 9: 

(a) Capitalized terms used herein without definition shall have the meanings set forth in the Base Indenture; 

(b) a term defined anywhere in this Supplemental Indenture No. 9 has the same meaning throughout; 

(c) the singular includes the plural and vice versa; 
 (d) headings are for convenience of reference only and do not affect interpretation; 
 (e) the following terms have the meanings given to them in this Section 1.02(e): 
 The terms “Company,” “Guarantor,” “Trustee,” “Indenture,” “Base Indenture,” and “Notes” shall have the
respective meanings set forth in the recitals to this Supplemental Indenture No. 9 and the paragraph preceding such recitals. 
 ARTICLE 2 
 GUARANTEE 

Section 2.01. Security Guarantee. Subject to the provisions of this Article 2, the Guarantor hereby irrevocably and
unconditionally guarantees to the Trustee and the holders of the Notes on an unsecured unsubordinated basis, the full and punctual payment (whether at stated maturity, upon redemption, purchase pursuant to an offer to purchase or acceleration, or
otherwise) of the principal of, premium, if any, and interest on, and all other amounts payable 

  
 3 

 
under, each Note, and the full and punctual payment of all other amounts payable by the Company under the Indenture in respect of such Notes (including, for the avoidance of doubt, the
Company’s compensation, indemnification and reimbursement obligations to the Trustee provided in Section 7.06 of the Base Indenture) (the “Guarantee”). Upon failure by the Company to pay punctually any such amount, the
Guarantor shall forthwith pay the amount not so paid at the place and in the manner specified in the Indenture. 

Section 2.02. Guarantee Unconditional, Etc. The Guarantor waives presentation to, demand of, payment from and protest
to the Company of any of the obligations of the Guarantor hereunder and also waives notice of protest for nonpayment. The Guarantor waives notice of any default under any series of Notes or the obligations of the Guarantor hereunder. The obligations
of the Guarantor hereunder are unconditional and absolute and, without limiting the generality of the foregoing, will not be released, discharged or otherwise affected by: 
 (a) any extension, renewal, settlement, compromise, waiver or release in respect of any obligation of the Company under the Indenture or any Note, by operation of law or otherwise; 

(b) any modification or amendment of or supplement to the Indenture or any Note; 

(c) any change in the corporate existence, structure or ownership of the Company, or any insolvency, bankruptcy, reorganization or
other similar proceeding affecting the Company or its assets or any resulting release or discharge of any obligation of the Company contained in the Indenture or any Note; 
 (d) the existence of any claim, set-off or other rights which the Guarantor may have at any time against the Company, the Trustee or any other Person, whether in connection with the Indenture or
any unrelated transactions, provided that nothing herein prevents the assertion of any such claim by separate suit or compulsory counterclaim; 
 (e) any invalidity or unenforceability relating to or against the Company for any reason of the Indenture or any Note, or any provision of applicable law or regulation purporting to prohibit the
payment by the Company of the principal of, premium, if any, or interest on any Note or any other amount payable by the Company under the Indenture; or 
 (f) any other act or omission to act or delay of any kind by the Company, the Trustee or any other Person or any other circumstance whatsoever which might, but for the provisions of this paragraph,
constitute a legal or equitable discharge of or defense to the Guarantor’s obligations hereunder. 

Section 2.03. Discharge; Reinstatement. The Guarantor’s obligations hereunder will remain in full force and
effect until the principal of, premium, if any, and interest on each series of Notes and all other amounts payable by the Company under the Indenture in respect of the Notes have been paid in full. If at any time any payment of the principal of,
premium, if any, or interest on any Note or any other amount payable by the Company under the Indenture in respect of the Notes is rescinded or must be otherwise restored or returned upon the insolvency, bankruptcy or reorganization of the Company
or otherwise, the Guarantor’s obligations hereunder with respect to such payment will be reinstated as though such payment had been due but not made at such time. 

  
 4 

 Section 2.04 Subrogation and Contribution. Upon making any payment
with respect to any obligation of the Company under this Article 2, the Guarantor will be subrogated to the rights of the payee against the Company with respect to such obligation, provided that the Guarantor may not enforce either any right
of subrogation, or any right to receive payment in the nature of contribution, or otherwise, from any other Person who guarantees the Notes, with respect to such payment so long as any amount payable by the Company hereunder or under each series of
Notes remains unpaid. 
 Section 2.05. Stay of Acceleration. If acceleration of the time for payment of
any amount payable by the Company under the Notes or the Indenture is stayed upon the insolvency, bankruptcy or reorganization of the Company, all such amounts otherwise subject to acceleration under the terms of the Indenture are nonetheless
payable by the Guarantor hereunder forthwith on demand by the Trustee or the holders of the Notes. 
 Section 2.06.
Execution and Delivery of a Guarantee. The execution by the Guarantor of this Supplemental Indenture No. 9 evidences the Guarantee of the Guarantor, whether or not the person signing as an officer of the Guarantor still holds that
office at the time of authentication of any Note. The delivery of any Note by the Trustee after authentication constitutes due delivery of the Guarantee set forth in this Supplemental Indenture No. 9 on behalf of the Guarantor. 

Section 2.07. No Waiver. Neither a failure nor a delay on the part of either the Trustee or the holders of the Notes
in exercising any right, power or privilege under this Article 2 shall operate as a waiver thereof, nor shall a single or partial exercise thereof preclude any other or further exercise of any right, power or privilege. The rights, remedies and
benefits of the Trustee and the holders of the Notes herein expressly specified are cumulative and not exclusive of any other rights, remedies or benefits which either may have under this Article 2 at law, in equity, by statute or otherwise.

 Section 2.08. Provisions Binding on the Guarantor’s Successors. All the covenants, stipulations,
promises and agreements of the Guarantor contained in this Article 2 shall bind its successors and assigns whether so expressed or not. 
 Section 2.09. Reports by the Guarantor. The Guarantor covenants to file with the Trustee, within 15 days after the Guarantor is required to file the same with the Securities and
Exchange Commission, copies of the annual reports and of the information, documents and other reports (or copies of such portions) that the Guarantor is required to file with the Securities and Exchange Commission pursuant to Section 13 or
Section 15(d) of the Securities Exchange Act of 1934 or pursuant to Section 314 of the Trust Indenture Act of 1939. Delivery of any such information, documents and reports of the Guarantor to the Trustee is for information purposes only
and the Trustee’s receipt of such shall not constitute notice or constructive notice of any information contained therein or determinable from information contained therein, including the Company’s compliance with any of its covenants
under the Indenture (as to which the Trustee is entitled to rely conclusively on an Officers’ Certificate). 

  
 5 

 ARTICLE 3 
 MISCELLANEOUS 
 Section 3.01. Ratification of
Indenture. The Base Indenture, as supplemented by this Supplemental Indenture No. 9, is in all respects ratified and confirmed, and this Supplemental Indenture No. 9 shall be deemed part of the Base Indenture in the manner and to the
extent herein and therein provided. 
 Section 3.02. Trustee Not Responsible for Recitals. The recitals
herein contained are made by the Company and the Guarantor and not by the Trustee, and the Trustee assumes no responsibility for the correctness thereof. The Trustee makes no representation as to the validity or sufficiency of this Supplemental
Indenture No. 9. 
 Section 3.03. New York Law To Govern. THIS SUPPLEMENTAL INDENTURE NO. 9 SHALL BE
DEEMED TO BE A CONTRACT MADE UNDER THE LAWS OF THE STATE OF NEW YORK, AND FOR ALL PURPOSES SHALL BE CONSTRUED IN ACCORDANCE WITH THE LAWS OF SAID STATE. 
 Section 3.04. Separability. In case any one or more of the provisions contained in this Supplemental Indenture No. 9 shall for any reason be held to be invalid, illegal or
unenforceable in any respect, then, to the extent permitted by law, such invalidity, illegality or unenforceability shall not affect any other provisions of this Supplemental Indenture No. 9, but this Supplemental Indenture No. 9 shall be
construed as if such invalid or illegal or unenforceable provision had never been contained herein or therein. 

Section 3.05. Counterparts. This Supplemental Indenture No. 9 may be executed in any number of counterparts each
of which shall be an original, but such counterparts shall together constitute but one and the same instrument. 

Section 3.06. Benefits Acknowledged. The Guarantor’s Guarantee is subject to the terms and conditions set
forth herein. The Guarantor acknowledges that it will receive direct and indirect benefits from this Supplemental Indenture No. 9 and that the guarantee and waivers made by it pursuant to its Guarantee are knowingly made in contemplation of
such benefits. 

  
 6 

 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture No. 9 to
be duly executed, as of the day and year first written above. 
  

					
	GENWORTH HOLDINGS, INC.,
	
	as Issuer
		
	By:	 	 /s/ Leon E. Roday

		 	Name:	 	Leon E. Roday
		 	Title:	 	 Senior Vice President,
 General
Counsel and Secretary

	
	GENWORTH FINANCIAL, INC.,
	
	as Guarantor
		
	By:	 	 /s/ Leon E. Roday

		 	Name:	 	Leon E. Roday
		 	Title:	 	 Senior Vice President,
 General
Counsel and Secretary

	
	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,
	
	as Trustee
		
	By:	 	 /s/ Linda Garcia

		 	Name:	 	Linda Garcia
		 	Title:	 	Vice PresidentEX-10.1

 Exhibit 10.1 
 AMENDMENT NO. 2 
 This AMENDMENT NO. 2 (the “Agreement”)
dated as of April 3, 2013 (the “Effective Date”) is among Continental Resources, Inc., an Oklahoma corporation (“Borrower”), Banner Pipeline Company LLC (“Banner”), CLR Asset Holdings, LLC (together with Banner,
the “Guarantors”), the Lenders (as defined below), and Union Bank, N.A., as Administrative Agent and as Issuing Lender (as each such term is defined below). 
 RECITALS 
 A. The Borrower is party to that certain Seventh Amended and
Restated Credit Agreement dated as of June 30, 2010, (as amended by that certain Amendment No. 1 dated July 26, 2012 and as the same has been or may be further amended, restated or modified from time to time, the “Credit
Agreement”) among the Borrower, the lenders party thereto from time to time (the “Lenders”), and Union Bank, N.A., as administrative agent (in such capacity, the “Administrative Agent”) and as issuing lender (in such
capacity, the “Issuing Lender”). 
 B. The Borrower, the Lenders, the Issuing Lender and the Administrative Agent wish
to, subject to the terms and conditions of this Agreement, make certain amendments to the Credit Agreement as provided herein. 

THEREFORE, the Borrower, the Lenders, the Guarantors, the Administrative Agent and the Issuing Lender hereby agree as follows:

 Section 1. Defined Terms. As used in this Agreement, each of the terms defined in the opening paragraph and
the Recitals above shall have the meanings herein assigned. Each term defined in the Credit Agreement and used herein without definition shall have the meaning assigned to such term in the Credit Agreement, unless expressly provided to the contrary.

 Section 2. Other Definitional Provisions. Article, Section, Schedule, and Exhibit references are to
Articles and Sections of and Schedules and Exhibits to this Agreement, unless otherwise specified. All references to instruments, documents, contracts, and agreements are references to such instruments, documents, contracts, and agreements as the
same may be amended, supplemented, and otherwise modified from time to time, unless otherwise specified. The words “hereof”, “herein”, and “hereunder” and words of similar import when used in this Agreement shall refer
to this Agreement as a whole and not to any particular provision of this Agreement. The term “including” means “including, without limitation”. Paragraph headings have been inserted in this Agreement as a matter of convenience
for reference only and it is agreed that such paragraph headings are not a part of this Agreement and shall not be used in the interpretation of any provision of this Agreement. 

 Section 3. Amendments. 

(a) Section 1.01 of the Credit Agreement is hereby amended by adding the following new defined terms: 

“Requirement Release Date” means the date upon which the following conditions are satisfied: (i) the ratings of
the Index Debt shall be maintained by S&P at BBB- or better and the ratings of the Index Debt shall be maintained by Moody’s at Baa3 or better (or, if a rating for the Index Debt shall be maintained by only one of S&P and
Moody’s (other than as a result of action taken or omitted to be taken by the Borrower), the rating for the Index Debt is equal to or greater than the applicable rating specified in this clause (i)) and (ii) no Default or Event of Default
shall have occurred and be continuing. 
 “Requirement Release Period” means the period of time from and
after the Requirement Release Date and prior to the Requirement Reinstatement Date, if any. 
 “Requirement
Reinstatement Date” means any date when (A) the rating for the Index Debt by S&P is less favorable than BBB- or (B) the rating for the Index Debt by Moody’s is less favorable than Baa3 or (C) neither S&P nor
Moody’s maintains a rating for Index Debt. 
 (b) Section 1.01 of the Credit Agreement is hereby amended by
replacing the definition of “Reinstatement Date” with the following new definition: 
 “Reinstatement
Date” means any date when (A) both (i) the rating for the Index Debt by S&P is less favorable than BBB- and (ii) the rating for the Index Debt by Moody’s is less favorable than Baa3 or (B) neither S&P nor
Moody’s maintains a rating for Index Debt or (C) if a rating for the Index Debt shall be maintained by only one of S&P and Moody’s, the rating for such Index Debt is less favorable than the applicable rating specified in this
clause (A). 
 (c) Clauses (i) and (ii) of Section 2.02(a) of the Credit Agreement are each hereby replaced
in their entirety with the following: 
 (i) Availability will be subject to the Borrowing Base, and the Borrowing Base will
be mandatorily and automatically in effect at any time, when (A) both (x) the rating for the Index Debt by S&P is less favorable than BB+ and (y) the rating for the Index Debt by Moody’s is less favorable than Ba1 or
(B) neither S&P nor Moody’s maintains a rating for Index Debt or (C) if a rating for the Index Debt shall be maintained by only one of S&P and Moody’s, the rating for such Index Debt is less favorable than the applicable
rating specified in this clause (A). Additionally, the Borrowing Base may be in effect and Availability shall be subject to the Borrowing Base if the Borrower so elects pursuant to clauses (a)(ii) and (a)(iv) below. Any such period when the
Borrowing Base is either mandatorily in effect pursuant to this clause (i) or optionally in effect pursuant to clauses (a)(ii) and (a)(iv) below is referred to herein as a “BB Period”. 

(ii) If either (A) the rating for the Index Debt by S&P is equal to or greater than BB+ or (B) the rating for the Index
Debt by Moody’s is equal to or greater than Ba1, then, subject to the limitations set forth in clause (iii) and clause (iv) below and from time to time, the Borrower may elect one of the following two options: (x) Availability
shall be subject to the Borrowing Base and the Borrowing Base will be in effect or (y) Availability shall be governed without reference to the Borrowing Base and the Borrowing Base will not be in effect (any such optional period when the
Borrowing Base is not in effect being the “Additional Covenant Period”). 

  
 2 

 (d) Section 2.02(f) of the Credit Agreement is hereby replaced in its entirety with the
following: 
 (f) Release of Oil and Gas Properties as Collateral. At the sole cost of the Borrower, all of the
Collateral consisting of the Oil and Gas Properties (but excluding cash collateral pledged pursuant to Sections 2.04(c), 2.05(b), 2.07(j), 2.18(c),7.02(b) or 7.03(b), if any) shall be released by the Administrative Agent promptly following the
written request of the Borrower made to the Administrative Agent so long as all of the following conditions are satisfied on the date of such actual release (the date of the actual release being the “Release Date”): (i) either
(A) the ratings of the Index Debt shall be maintained by S&P at BBB- or better or (B) the ratings of the Index Debt shall be maintained by Moody’s at Baa3 or better; (ii) all Liens securing any Hedge Contract (other than
Hedge Contracts with Swap Counterparties which are secured by the Collateral that will be released on the Release Date) and encumbering any Oil and Gas Properties of any Obligor shall have been released, and all covenants and agreements relating to
any Hedge Contracts that require or could require Liens to secure obligations thereunder have been released and discharged; and (iii) no Default or Event of Default shall have occurred and be continuing. For the avoidance of doubt, the Borrower
may not make any such request for release if a BB Period is in effect. Notwithstanding the foregoing, if a Reinstatement Date occurs, the Borrower and its Subsidiaries shall cause the Administrative Agent to have an Acceptable Security Interest in
the lesser of (i) Oil and Gas Properties of the Borrower and its Subsidiaries representing 80% of the present value of such Oil and Gas Properties as determined by the most recently delivered Engineering Report and (ii) such of the
Borrower’s and its Subsidiaries’ Proven Reserves and associated Oil and Gas Properties, as determined by the most recently delivered Engineering Report, sufficient to provide a Collateral Coverage Ratio of at least 1.75 to 1.00.

 (e) The Credit Agreement is hereby amended by replacing each reference to “Release Period” in Sections 5.06(c)(iv),
5.06(d), 5.12, and 6.19 with a reference to “Requirement Release Period”. 
 (f) The Credit Agreement is hereby
amended by deleting the reference to “constituting Collateral” in Section 5.06(c)(iv) and by replacing the reference to “constituting Collateral” in Section 5.06(d)(iv) with “of the Borrower and its
Subsidiaries”. 
 (g) Section 6.01(l) of the Credit Agreement is hereby replaced in its entirety with the following:

 (l) Liens not otherwise permitted in this Section 6.01; provided, that, (i) the Debt secured by such Liens
is permitted under Section 6.02 (other than (x) clause (g), (h) or (i) thereof, and (y) during a Release Period, clause (d)), and (ii) no such Lien encumbers Collateral. 

  
 3 

 Section 4. Borrower Representations and Warranties. The Borrower
represents and warrants that: (a) the representations and warranties contained in the Credit Agreement and the representations and warranties contained in the other Loan Documents, are true and correct in all material respects (except that such
materiality qualifier shall not be applicable to any representation or warranty that already is qualified or modified by materiality in the text thereof) on and as of the Effective Date as if made on as and as of such date except to the extent that
any such representation or warranty expressly relates solely to an earlier date, in which case such representation or warranty is true and correct in all material respects (except that such materiality qualifier shall not be applicable to any
representation or warranty that already is qualified or modified by materiality in the text thereof) as of such earlier date; (b) no Default has occurred and is continuing; (c) the execution, delivery and performance of this Agreement are
within the corporate power and authority of the Borrower and have been duly authorized by appropriate corporate and governing action and proceedings; (d) this Agreement constitutes the legal, valid, and binding obligation of the Borrower
enforceable in accordance with its terms, except as limited by applicable bankruptcy, insolvency, reorganization, moratorium, or similar laws affecting the rights of creditors generally and general principles of equity; (e) there are no
governmental or other third party consents, licenses and approvals required in connection with the execution, delivery, performance, validity and enforceability of this Agreement; and (f) the Liens under the Security Instruments are valid and
subsisting and secure Borrower’s obligations under the Loan Documents. 
 Section 5. Reaffirmation of
Guaranty. Each Guarantor hereby ratifies, confirms, and acknowledges that its obligations under the Guaranty Agreement are in full force and effect and that such Guarantor continues to unconditionally and irrevocably, jointly and severally,
guarantee the full and punctual payment of, when due, whether at stated maturity or earlier by acceleration or otherwise, all of the Obligations (subject to the terms of the Guaranty Agreement), as such Obligations may have been amended by this
Agreement. Each Guarantor hereby acknowledges that its execution and delivery of this Agreement does not indicate or establish an approval or consent requirement by such Guarantor under the Guaranty Agreement in connection with the execution and
delivery of amendments to the Credit Agreement, the Notes or any of the other Loan Documents. 
 Section 6.
Conditions to Effectiveness. This Agreement shall become effective on the Effective Date and enforceable against the parties hereto upon the occurrence of the following conditions precedent: 

(a) The Administrative Agent shall have received multiple original counterparts, as requested by the Administrative Agent, of this
Agreement duly and validly executed and delivered by duly authorized officers of the Borrower, the Guarantors, the Administrative Agent, the Issuing Lender and the Lenders. 
 (b) No Default shall have occurred and be continuing as of the Effective Date. 

(c) The representations and warranties in this Agreement shall be true and correct in all material respects (except that such materiality
qualifier shall not be applicable to any representation or warranty that already is qualified or modified by materiality in the text thereof). 

  
 4 

 (d) The Borrower shall have paid all reasonable costs and expenses of counsel to the
Administrative Agent which have been invoiced to the Borrower at least one Business Day prior to the date hereof and are payable pursuant to Section 9.03(a) of the Credit Agreement. 

Section 7. Acknowledgments and Agreements. 
 (a) The Borrower acknowledges that on the date hereof all Obligations are payable without defense, offset, counterclaim or recoupment. 

(b) The Administrative Agent, the Issuing Lender and the Lenders hereby expressly reserve all of their rights, remedies, and claims under
the Loan Documents. Except as otherwise expressly contemplated herein, nothing in this Agreement shall constitute a waiver or relinquishment of (i) any Default or Event of Default under any of the Loan Documents, (ii) any of the
agreements, terms or conditions contained in any of the Loan Documents, (iii) any rights or remedies of the Administrative Agent, the Issuing Lender or any Lender with respect to the Loan Documents, or (iv) the rights of the Administrative
Agent, the Issuing Lender or any Lender to collect the full amounts owing to them under the Loan Documents. 
 (c) This
Agreement is a Loan Document for the purposes of the provisions of the other Loan Documents. Without limiting the foregoing, any breach of representations, warranties, and covenants under this Agreement shall be a Default or Event of Default, as
applicable, under the Credit Agreement. 
 Section 8. Counterparts. This Agreement may be signed in any
number of counterparts, each of which shall be an original and all of which, taken together, constitute a single instrument. This Agreement may be executed by facsimile signature or in portable document format (.pdf) and all such signatures shall be
effective as originals. 
 Section 9. Successors and Assigns. This Agreement shall be binding upon and inure
to the benefit of the parties hereto and their respective successors and assigns permitted pursuant to the Credit Agreement. 

Section 10. Invalidity. In the event that any one or more of the provisions contained in this Agreement shall for any
reason be held invalid, illegal or unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect any other provision of this Agreement. 
 Section 11. Governing Law. The governing law provisions set forth in Section 9.14 of the Credit Agreement apply to this Agreement. 

Section 12. Entire Agreement. THIS AGREEMENT, THE CREDIT AGREEMENT AS AMENDED BY THIS AGREEMENT, THE NOTES, AND THE
OTHER LOAN DOCUMENTS CONSTITUTE THE ENTIRE UNDERSTANDING AMONG THE PARTIES HERETO WITH RESPECT TO THE SUBJECT MATTER HEREOF AND SUPERSEDE ANY PRIOR AGREEMENTS, WRITTEN OR ORAL, WITH RESPECT THERETO. 

THERE ARE NO UNWRITTEN ORAL AGREEMENTS AMONG THE PARTIES. 

  
 5 

 [Remainder of this page intentionally left blank. Signature pages follow.] 

  
 6 

 EXECUTED effective as of the date first above written. 

 

							
	BORROWER:	 		 	CONTINENTAL RESOURCES, INC.
				
		 		 	By:	 	/s/ John D. Hart
		 		 		 	John D. Hart, Senior Vice President,
		 		 		 	Chief Financial Officer and Treasurer
			
	 GUARANTORS:
 (for
purposes of Section 5 only)
	 		 	BANNER PIPELINE COMPANY LLC
				
		 		 	By:	 	/s/ John D. Hart
		 		 		 	John D. Hart, Manager
			
		 		 	CLR ASSET HOLDINGS, LLC
			
		 		 	 By: Continental Resources, Inc., its member as
 manager

				
		 		 	By:	 	/s/ John D. Hart
		 		 		 	John D. Hart, Senior Vice President,
		 		 		 	Chief Financial Officer and Treasurer

  

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

							
	 ADMINISTRATIVE AGENT/

ISSUING LENDER/LENDER:
	 		 	 UNION BANK, N.A.,
 as Administrative Agent, Issuing Lender
 and a Lender

				
		 		 	By:	 	/s/ Josh Patterson
		 		 	Name:	 	Josh Patterson
		 		 	Title:	 	Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	 COMPASS BANK,
 as a Lender

		
	 By:
	 	/s/ Ian Payne
	 Name:
	 	Ian Payne
	 Title:
	 	Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	 THE ROYAL BANK OF SCOTLAND PLC

as a Lender

		
	 By:
	 	/s/ James L. Moyes
	 Name:
	 	James L. Moyes
	 Title:
	 	Authorized Signatory

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	 U.S. BANK NATIONAL ASSOCIATION,

as a Lender

		
	 By:
	 	/s/ Tara McLean
	 Name:
	 	Tara McLean
	 Title:
	 	Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	BANK OF AMERICA, N.A.,
	as a Lender
		
	By:	 	 /s/ Adam H. Fey

	Name:	 	 Adam H. Fey

	Title:	 	 Director

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	JPMORGAN CHASE BANK, N.A.,
	as a Lender
		
	By:	 	 /s/ Scott Pittman

	Name:	 	 Scott Pittman

	Title:	 	 Authorized Officer

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	WELLS FARGO BANK, NATIONAL ASSOCIATION,
	 as a Lender

		
	 By:
	 	/s/ Thomas E. Stelmar, Jr.
	 Name:
	 	Thomas E. Stelmar, Jr.
	 Title:
	 	Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	CITIBANK, N.A.,
	as a Lender
		
	By:	 	 /s/ Eamon Baqui

	Name:	 	 Eamon Baqui

	Title:	 	 Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	CAPITAL ONE, N.A.,
	as a Lender
		
	By:	 	 /s/ Michael Higgins

	Name:	 	 Michael Higgins

	Title:	 	 Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	SOVEREIGN BANK, N.A.
		
	By:	 	 /s/ Mark Connelly

	Name:	 	 Mark Connelly

	Title:	 	 Senior Vice President

		
	By:	 	 /s/ Aidan Lanigan

	Name:	 	 Aidan Lanigan

	Title:	 	 Senior Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	UBS AG, Stamford Branch,
	as a Lender
		
	By:	 	 /s/ Lana Gifas

	Name:	 	 Lana Gifas

	Title:	 	 Director

		
	By:	 	 /s/ Joselin Fernandes

	Name:	 	 Joselin Fernandes

	Title:	 	 Associate Director

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	TORONTO DOMINION (NEW YORK) LLC,
	as a Lender
		
	By:	 	 /s/ Vicki Ferguson

	Name:	 	 Vicki Ferguson

	Title:	 	 Authorized Signatory

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	COMERICA BANK,
	as a Lender
		
	By:	 	 /s/ John S. Lesikar

	Name:	 	 John S. Lesikar

	Title:	 	 Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2 

 
			
	MIDFIRST BANK,
	as a Lender
		
	By:	 	 /s/ James P. Boggs

	Name:	 	 James P. Boggs

	Title:	 	 Senior Vice President

  
 SIGNATURE PAGE
TO AMENDMENT NO. 2

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00215-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00215-of-00352.parquet"}]]