Document:

exv4w1

Exhibit 4.1

SPECIMEN UNIT CERTIFICATE

			
	NUMBER
	 	UNITS
	U-___________

	 	 	 

	SEE REVERSE FOR

CERTAIN 

DEFINITIONS

	 	 

L&L ACQUISITION CORP.

CUSIP [__________]

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT

TO PURCHASE ONE SHARE OF COMMON STOCK

THIS
CERTIFIES THAT
 

	 	 	 
	is the owner of  

	 	Units.

Each Unit (“Unit”) consists of one (1) share of common stock, par value $.0001 per share (“Common
Stock”), of L&L ACQUISITION CORP., a Delaware corporation (the “Company”), and one warrant (the
“Warrant”). Each Warrant entitles the holder to purchase one (1) share of Common Stock for $11.50
per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) thirty
(30) days after the Company’s completion of a business combination through a merger, capital stock
exchange, asset acquisition, stock purchase, reorganization, exchangeable share transaction or
other similar business combination (each a “Business Combination”) or (ii) [     ], 2011 [INSERT
DATE THAT IS TWELVE MONTHS FROM THE DATE OF THE FINAL PROSPECTUS RELATING TO THE COMPANY’S INITIAL
PUBLIC OFFERING], and will expire unless exercised before 5 p.m. New York City time on the date
which is five (5) years from the date of the Company’s consummation of its initial Business
Combination, or earlier upon redemption by the Company at the office or agency of Continental Stock
Transfer & Trust Company acting as Trustee (the “Expiration Date”).

The Common Stock and Warrant comprising each Unit represented by this certificate are not
separately transferable prior to the fifth (5th) day following the date of the
earlier to occur of: (i) the expiration of the underwriters’ over-allotment option, (ii) its
exercise in full, or (iii) the announcement by the underwriters of their intention not to exercise
all or any remaining portion of the over-allotment option, provided, however, in no event will the
Common Stock and Warrant begin to trade separately until the Company files a Current Report on Form
8-K containing an audited balance sheet reflecting its receipt of the gross proceeds of its initial
public offering and issues a press release announcing when such separate trading will begin.

The terms of the Warrants are governed by a Warrant Agreement, dated as of [          ],
2010, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are
subject to the terms and provisions contained therein, all of which terms and provisions the holder
of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file
at the office of the Warrant Agent at 17 Battery Place, New York, New York, 10004, and are
available to any Warrant holder on written request and without cost.

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the
Company.

Witness the facsimile seal of the Company and the facsimile signature of its duly authorized
officers.

 

L&L ACQUISITION CORP.

	 	 	 	 	 
	COUNTERSIGNED AND REGISTERED:
CONTINENTAL STOCK TRANSFER & TRUST COMPANY

TRANSFER AGENT AND REGISTRAR

 
	BY:
 	 	 
	AUTHORIZED OFFICER 	 	 
	 
	By  	
 	 	 

(SIGNATURE)

CHIEF EXECUTIVE OFFICER

(SEAL)

(SIGNATURE)

SECRETARY

[REVERSE OF CERTIFICATE]

L&L ACQUISITION CORP.

The Company will furnish without charge to each stockholder who so requests, a statement of the
powers, designations, preferences and relative, participating, optional or other special rights of
each class of shares or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the Units represented hereby
are issued and shall be held subject to the terms and conditions applicable to the securities
underlying and comprising the Units, including, as applicable, the Certificate of Incorporation and
all amendments thereto, the Warrant Agreement and resolutions of the Board of Directors providing
for the issue of securities (copies of which may be obtained from the secretary of the
Company), to all of which the holder(s) of this certificate by acceptance hereof assents.

The following abbreviations, when used in the inscription on the face of this certificate, shall be
construed as though they were written out in full according to applicable laws or regulations:

TEN COM — as tenants in common

TEN ENT — as tenants by the entireties

JT TEN — as joint tenants with right of survivorship and not as tenants in common

	 	 	 

	UNIF GIFT MIN ACT—
______________Custodian ________________
	(Cust)

	 	(Minor)

	under Uniform Gifts to Minors Act ________________________
	 

	 	(State)

Additional abbreviations may also be used though not in the above list.

For value received ___________________________ , hereby sell(s), assign(s) and transfer(s) unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE(S)

 

(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF

 

ASSIGNEE(S))

  

  

Units represented by the within Certificate, and hereby irrevocably constitute(s) and appoint(s)

 
 

 
 

Attorney to transfer the said Units on the books of the within named Company
with full power of substitution in the premises.

Dated:

Notice: The signature(s) to this assignment must correspond with the name(s) as written upon the
face of the certificate in every particular, without alteration or enlargement or any change
whatever.

Signature(s) Guaranteed:

	 	 	 	 	 
	 	 	 
	By  	
 	 	 
	
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).exv4w2

Exhibit 4.2

SPECIMEN COMMON STOCK CERTIFICATE

			
	 	 	 
	NUMBER
	 	SHARES
	 	 	 
	CS- _________	 	 

L&L ACQUISITION CORP.

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

COMMON STOCK

			
	 
	 	SEE REVERSE FOR

CERTAIN DEFINITIONS
	 	 	 
	THIS CERTIFIES THAT
	 	CUSIP [__________]
	 	 	 
	IS THE OWNER OF	 	 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF

$.0001 PER SHARE, OF THE COMMON STOCK OF

L&L ACQUISITION CORP.

transferable on the books of L&L ACQUISITION CORP.

(the “Company”) in person or by duly authorized attorney upon surrender of this certificate
properly endorsed. The Company will be forced to redeem shares of Common Stock sold in the
Company’s initial public offering if it is unable to complete a business combination by [________],
2012 [INSERT DATE THAT IS 18 MONTHS FROM THE DATE OF THE FINAL PROSPECTUS RELATING TO THE COMPANY’S
INITIAL PUBLIC OFFERING]. This certificate is not valid unless countersigned by the Transfer Agent
and registered by the Registrar. Witness the seal of the Company and the facsimile signatures of
its duly authorized officers.

Dated:

L&L ACQUISITION CORP.

DELAWARE

SEAL

2010

AUTHORIZED OFFICER

(Signature)

CHIEF EXECUTIVE OFFICER

(Seal)

(Signature)

 

 

SECRETARY

COUNTERSIGNED AND REGISTERED:

CONTINENTAL STOCK TRANSFER & TRUST COMPANY

TRANSFER AGENT AND REGISTRAR

BY:

(Reverse of Certificate)

L&L ACQUISITION CORP.

The Company will furnish without charge to each stockholder who so requests, the powers,
designations, preferences and relative participating, optional or other special rights of each
class of shares or series thereof of the Company and the qualifications, limitations, or
restrictions of such preferences and/or rights. This certificate and the shares represented hereby
are issued and shall be held subject to all the provisions of the Certificate of Incorporation and
all amendments thereto and resolutions of the Board of Directors providing for the issue of
securities (copies of which may be obtained from the secretary of the Company), to all of which the
holder of this certificate by acceptance hereof assents.

The following abbreviations, when used in the inscription on the face of this certificate, shall be
construed as though they were written out in full according to applicable laws or regulations:

TEN COM — as tenants in common

TEN ENT — as tenants by the entireties

JT TEN — as joint tenants with right of survivorship and not as tenants in common

UNIF GIFT MIN ACT —      
          
             
            
 Custodian             
         
     
              

(Cust)(Minor)

under Uniform Gifts to Minors

Act              
             
         
           
              

(State)

Additional abbreviations may also be used though not in the above list.

For value received     
                  
                   
                   , hereby sell(s), assign(s) and transfer(s)
unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE(S)

 

(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

 

shares of the capital stock represented by the within certificate, and do hereby irrevocably
constitutes and appoints

 

 

 

Attorney to transfer the said stock on the books of the within named Company with full power of
substitution in the premises.

Dated:

 

NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE
OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

Signature(s) Guaranteed:

By ______________________

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

The holder(s) of this certificate shall be entitled to receive a pro-rata portion of funds then on
deposit in the trust account (including interest), less franchise and income taxes payable, only in
the event that (i) the Company redeems the shares of Common Stock sold in its initial public
offering because it does not consummate a business combination by [____________], 2012 [INSERT DATE
THAT IS EIGHTEEN MONTHS FROM THE DATE OF THE FINAL PROSPECTUS RELATING TO THE COMPANY’S INITIAL
PUBLIC OFFERING], (ii) if the holder(s) seek(s) to redeem for cash his, her or its respective
shares of Common Stock in connection with a tender offer (or proxy, soley in the event the Company
seeks stockholder approval of the proposed initial business combination), provided that
stockholders voting against such business combination and electing to exercise their redemption
rights shall be entitled to receive cash equal to their pro rata share of the aggregate amount then
on deposit in the trust account excluding any amounts representing interest earned on the trust
account, less franchise and income taxes payable or (iii) upon completion of the Company’s initial
business combination. In no other circumstances shall the holder(s) have any right or interest of
any kind in or to the trust account.

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