Document:

EX-10.1

 Exhibit 10.1 

CONTRIBUTION AND SUBSCRIPTION AGREEMENT 

WHEELER REIT, L.P. 
 THE UNITS ACQUIRED
HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, STATE SECURITIES LAWS OR THE LAWS OF ANY COUNTRY OUTSIDE THE UNITED STATES. ISSUANCE OF THE UNITS IS MADE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION. THE UNITS CANNOT BE SOLD,
ASSIGNED OR OTHERWISE TRANSFERRED UNLESS THEY ARE REGISTERED IN COMPLIANCE WITH FEDERAL AND STATE SECURITIES LAWS OR PURSUANT TO AN EXEMPTION THEREFROM. 

IN MAKING AN INVESTMENT DECISION INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE PERSON OR ENTITY CREATING THE UNITS AND THE TERMS OF THE OFFERING,
INCLUDING THE MERITS AND RISKS INVOLVED. THE UNITS BEING OFFERED HEREBY HAVE NOT BEEN RECOMMENDED BY ANY FEDERAL OR STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY. FURTHERMORE THE FOREGOING AUTHORITIES HAVE NOT CONFIRMED THE ACCURACY OR
DETERMINED THE ADEQUACY OF THIS DOCUMENT. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. 
 Wheeler REIT, L.P. 

Riversedge North 
 2529 Virginia Beach Blvd. 

Suite 200 
 Virginia Beach, VA 23452 

Ladies and Gentlemen: 
 The undersigned (the
“Subscriber”) understands and acknowledges that Wheeler REIT, L.P., a Virginia limited partnership (the “Company”), is offering for sale, to certain qualifying subscribers, Partnership Common Units (the “Units”) in the
Company pursuant to this Contribution and Subscription Agreement (the “Subscription Agreement”) and the Company’s Amended and Restated Agreement of Limited Partnership (the “Partnership Agreement”). 

The Subscriber understands and acknowledges that the Company has not retained counsel to represent the interests of the Subscribers, and that
each Subscriber should consult with its own legal, tax and investment advisors regarding a potential purchase of Units. 
 The Subscriber
acknowledges that the Subscriber is not acting on the basis of any representations or warranties other than those contained herein and understands that the offering of the Units (the “Offering”) is being made pursuant to one or more
exemptions from registration and without registration of the Units under the Securities Act of 1933, as amended (the “Securities Act”), or any securities, “blue sky” or other similar laws of any state (“State Securities
Laws”). 

 The Subscriber understands that the Company has been formed by Wheeler Real Estate Investment
Trust, Inc., a Maryland corporation (“REIT”) which is the general partner of the Company. The Subscriber has been provided a copy of and an opportunity to review the Company’s Private Placement Memorandum dated October 21, 2013
in connection with the Offering. 
 1. Basic Transaction and Consideration. The Company is offering the Units pursuant hereto in
consideration for the contribution by Subscriber to the Company of all of its membership interests (“Membership Interests”) in Fairfield Investors, LLC, a Virginia limited liability company (“Property Owner”). The Property Owner
is the owner of certain real property and improvements located in Virginia Beach, Virginia. 
 2. Contribution and Subscription. 

(a) Subject to the terms and conditions hereof and the provisions of the Partnership Agreement, Subscriber shall contribute, sell, assign and
transfer all of its Membership Interests to the Company in consideration for the issuance by the Company to Subscriber of that number of Units equal to (x) Subscriber’s Sale Percentage (as defined below) in the Property Owner multiplied by
(y) the Property Owner Valuation (as defined below) divided by (z) the per share closing price of the REIT’s common stock as of the date prior to the date of the “Closing” (defined below). “Sale Percentage” means
the percentage of net proceeds that would be distributed to Subscriber as a member of the Property Owner, in accordance with the Property Owner’s operating agreement as in effect immediately prior to Closing, upon the sale of all or
substantially all of the Property Owner’s assets for an amount equal to the Property Owner Valuation. “Property Owner Valuation” means the aggregate purchase price for 100% of the Membership Interests in the Property Owner, which
shall be $726,297 plus or minus such customary credits, pro rations and other adjustments for operating costs and liabilities as may be agreed by the Company and the manager of the Property Owner in connection with Closing (as defined below).
Notwithstanding the foregoing, in the event that the undersigned has elected Option B pursuant to the Consent and Election in the form attached hereto as Appendix A (“Consent and Election”), the Company shall deliver cash payment to
the undersigned in an amount equal to the undersigned’s Sale Percentage multiplied by the Property Owner Valuation, minus any applicable withholding taxes. The Units issued or cash paid, as applicable, are referred to as the “Transfer
Consideration.” 
 (b) The undersigned agrees that this Subscription Agreement shall be irrevocable and shall survive the death,
dissolution or legal incapacity of the Subscriber. 
 (c) The Company has entered into separate but substantially identical Contribution and
Subscription Agreements in connection with this Offering (the “Other Subscription Agreements” and, together with this Subscription Agreement, the “Subscription Agreements”) with other purchasers (the “Other
Purchasers”), providing for the issuance to the 

  
 2 

 
Other Purchasers of the Company’s securities and the admission of the Other Purchasers to the Company as limited partners. This Subscription Agreement and the Other Subscription Agreements
are separate agreements, and the sales of the Company’s securities to the Subscriber and the Other Purchasers are to be separate sales. 

(d) The Transfer Consideration described in Section 2 shall be issued or paid, as applicable, at Closing to the Property Owner’s
manager or an account designated by the Property Owner’s manager, for further distribution by such manager to the undersigned following Closing. 

3. General Consent and Waiver. 

(a) The undersigned consents to the sale and transfer of its Membership Interests on the terms set forth herein and to the sale and transfer
of the other membership interests in the Property Owner on substantially the terms described herein, and expressly waives any and all consent rights, rights of first refusal, appraisal rights or other similar rights or restrictions on transfer,
including without limitation those set forth in the operating agreement of the Property Owner. The undersigned hereby releases and forever discharges the Company, the Property Owner, and their respective members, partners, directors, officers,
managers, agents, attorneys, and representatives, of and from any and all manner of actions, claims, causes of action, suits, debts, demands, sums of money, controversies, damages, judgments, losses, costs, expenses, liabilities and obligations, of
any nature whatsoever, including but not limited to those arising from any membership interest in the Property Owner, any rights, title or interest therein, or any distribution, compensation, bonus, options or remuneration of any type or nature
whatsoever, whether arising at law, in equity or otherwise, which such person may now or, hereafter can, shall or may have, against any of them, arising on or prior to the date hereof. 

(b) Each Subscriber who has selected Option A pursuant to the attached Consent and Election, upon execution hereof shall be deemed to have
executed and delivered the Partnership Agreement of the Company, and upon acceptance of this Subscription Agreement by the Company and Closing (as defined below), Subscriber shall be bound by the Partnership Agreement and subject to all rights and
obligations thereof. 
 4. Acceptance of Subscription. The Subscriber understands and acknowledges that (a) the Company has the
unconditional right, exercisable in its sole and absolute discretion, to accept (in whole or in part) or reject this Subscription Agreement, (b) this Subscription Agreement shall not be valid or binding unless and until accepted by the Company,
(c) this Subscription Agreement shall be deemed to be accepted by the Company only when it is signed by an authorized signatory on behalf of the Company, and (d) notwithstanding anything in this Subscription Agreement to the contrary, the
Company shall have no obligation to issue any Units under any circumstances that may constitute a violation of the Securities Act or any State Securities Laws or any other statutes, laws, rules or regulations (the “Laws”). The Company will
notify the Subscriber promptly after all conditions hereto have been satisfied, at which time the Membership Interests shall be deemed accepted by the Company and the Transfer Consideration shall be issued or paid, as applicable, to the Subscriber
(the “Closing”). 

  
 3 

 5. Representations and Warranties of the Company. The Company represents and warrants that
as of the Closing: 
 (a) The Company is duly formed and is validly existing as a limited partnership under the laws of the Commonwealth of
Virginia with full power and authority to conduct its business as currently conducted. 
 (b) The Units have been duly authorized by the
Company and, when issued and paid for in accordance with the terms herein and in the Partnership Agreement, will be validly issued. 
 6.
Representations and Warranties of the Subscriber. 
 (a) Each Subscriber who has selected Option A pursuant to the attached Consent
and Election hereby represents and warrants to and covenants with the Company as follows: 
 (i) Accuracy of Information. All of the
information provided by the Subscriber pursuant to this Subscription Agreement is true, correct and complete in all respects, and the Company shall be entitled to rely thereon. Any other information the Subscriber has provided to the Company about
the Subscriber is correct and complete as of the date of this Subscription Agreement. 
 (ii) Disclosure Advice. The Subscriber has
either consulted the Subscriber’s own investment adviser, attorney or accountant about the investment and proposed purchase of any Units and its suitability to the Subscriber or chosen not to do so, despite the recommendation of that course of
action by the Company. To the extent necessary, the Subscriber has retained, at the Subscriber’s own expense, and relied upon, appropriate professional advice regarding the investment, tax and legal merits, risks and consequences of this
Subscription Agreement and of purchasing and owning the Units. Any special acknowledgment set forth herein shall not be deemed to limit the generality of this representation and warranty. 

The Subscriber has received a copy of the form of the Partnership Agreement of the Company, and the Subscriber understands the risks of, and
other considerations relating to, a purchase of any Units, including that by its execution hereof, the undersigned shall become a party to, and bound by the Partnership Agreement. The Subscriber has been given access to, and prior to the execution
of this Subscription Agreement the Subscriber was provided with an opportunity to ask questions of, and receive answers from, the Company’s officers and directors concerning the terms and conditions of the offering of Units, and to obtain any
other information which the Subscriber and the Subscriber’s investment representative and professional advisors requested with respect to the Company and the Subscriber’s investment in the Company in order to evaluate the Subscriber’s
investment and verify the accuracy of all information furnished to the Subscriber regarding the Company. All such questions, if asked, were answered satisfactorily and all information or documents provided were found to be satisfactory. 

  
 4 

 (iii) Investment Representation and Warranty. The Subscriber is acquiring the
Subscriber’s Units for the Subscriber’s own account or for one or more separate accounts maintained by the Subscriber or for the account of one or more pension or trust funds of which the Subscriber is trustee as to which the Subscriber is
the sole qualified professional asset manager within the meaning of Prohibited Transaction Exemption 84-14 (a “QPAM”) for the assets being committed hereunder, in each case not with a view to or for sale in connection with any distribution
of all or any part of such Units. The Subscriber hereby agrees that the Subscriber will not, directly or indirectly, assign, transfer, offer, sell, pledge, hypothecate or otherwise dispose of all or any part of such Units (or solicit any offers to
buy, purchase or otherwise acquire or take a pledge of all or any part of the Units) except in accordance with the registration provisions of the Securities Act or an exemption from such registration provisions, with any applicable state or other
securities laws, and with the terms of the Partnership Agreement. If the Subscriber is purchasing for the account of one or more pension or trust funds, the Subscriber represents that (except to the extent the Subscriber has otherwise advised the
Company in writing prior to the date hereof) the Subscriber is acting as sole trustee or sole QPAM for the assets being committed hereunder and has sole investment discretion with respect to the acquisition of the Units to be purchased by the
Subscriber pursuant to this Subscription Agreement, and the determination and decision on the Subscriber’s behalf to purchase such Units for such pension or trust funds is being made by the same individual or group of individuals who
customarily pass on such investments, so that the Subscriber’s decision as to purchases for all such funds is the result of such study and conclusion. The Subscriber has not offered or sold any portion of the Units and has no present intention
of dividing such Units with others or of reselling or otherwise disposing of any portion of such Units either currently or after the passage of a fixed or determinable period of time or upon the occurrence or nonoccurrence of any predetermined event
or circumstance. 
 (iv) Representation of Investment Experience and Ability to Bear Risk. The Subscriber (A) is knowledgeable
and experienced with respect to the financial, tax and business aspects of the ownership of the Units and/or the REIT Shares and of the business contemplated by the Company and the REIT, and is capable of evaluating the risks and merits of
purchasing the Units and, in making a decision to proceed with this investment, has not relied upon any representations, warranties or agreements, other than those set forth in this Subscription Agreement and the Partnership Agreement, if any, and
(B) can bear the economic risk of an investment in the Company for an indefinite period of time, and can afford to suffer the complete loss thereof. 

(v) Accredited Investor. Except as disclosed in Appendix B hereto, the Subscriber is an accredited investor within the meaning of rule
501(a) of Regulation D promulgated under the Securities Act by reason of the fact that the Subscriber is: 
 (a) Any bank as defined
in section 3(a)(2) of the Act, or any savings and loan association or other institution as defined in section 3(a)(5)(A) of the Act whether acting in its individual or fiduciary capacity; any broker or dealer registered pursuant to section 15 of the
Securities Exchange Act of 1934; any insurance company as defined in section 2(13) of the Act; any investment company registered under the Investment Company Act of 1940 or a 

  
 5 

 
business development company as defined in section 2(a)(48) of that Act; any Small Business Investment Company licensed by the U.S. Small Business Administration under section 301(c) or
(d) of the Small Business Investment Act of 1958; any plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for the benefit of its employees, if such
plan has total assets in excess of $5,000,000; any employee benefit plan within the meaning of the Employee Retirement Income Security Act of 1974 if the investment decision is made by a plan fiduciary, as defined in section 3(21) of such act, which
is either a bank, savings and loan association, insurance company, or registered investment adviser, or if the employee benefit plan has total assets in excess of $5,000,000 or, if a self-directed plan, with investment decisions made solely by
persons that are accredited investors; 
 (b) Any private business development company as defined in section 202(a)(22) of the Investment
Advisers Act of 1940; 
 (c) Any organization described in section 501(c)(3) of the Internal Revenue Code, corporation, Massachusetts or
similar business trust, or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000; 

(d) Any director, executive officer, or general partner of the issuer of the securities being offered or sold, or any director, executive
officer, or general partner of a general partner of that issuer; 
 (e) Any natural person whose individual net worth, or joint net worth
with that person’s spouse, exceeds $1,000,000; 
 (1) For purposes of calculating net worth: 

(i) The person’s primary residence shall not be included as an asset; 

(ii) Indebtedness that is secured by the person’s primary residence, up to the estimated fair market value of the primary
residence at the time of the investment in the Company, shall not be included as a liability (except that if the amount of such indebtedness outstanding at the time of such investment exceeds the amount outstanding 60 days before such time, other
than as a result of the acquisition of the primary residence, the amount of such excess shall be included as a liability); and 

(iv) Indebtedness that is secured by the person’s primary residence in excess of the estimated fair market value of the
primary residence at the time of the sale of securities shall be included as a liability; 
 (g) Any natural person who had an individual
income in excess of $200,000 in each of the two most recent years or joint income with that person’s spouse in excess of $300,000 in each of those years and has a reasonable expectation of reaching the same income level in the current year;

  
 6 

 (h) Any trust, with total assets in excess of $5,000,000, not formed for the specific purpose of
acquiring the securities offered, whose purchase is directed by a sophisticated person as described in Section 506 of Regulation D; or 

(h) Any entity in which all of the equity owners are accredited investors. 

(vi) Awareness of Risks; Suitability. The Subscriber represents and warrants that the Subscriber is aware that the Company has no
operating history and currently owns no assets other than certain real properties to be acquired in connection herewith and in the Related Acquisitions. Subscriber understands that the Units involve a substantial degree of risk of loss of the
Subscriber’s entire investment, including without limitation, risks associated generally with start-up businesses and risks associated with investments in the capital markets, and that there is no assurance of any income from the
Subscriber’s investment. The Subscriber has evaluated the risks involved in investing in the Units and has determined that the Units are a suitable investment for the Subscriber. Specifically, the aggregate amount of the investments the
Subscriber has in, and the Subscriber’s commitments to, all similar investments that are illiquid is reasonable in relation to the Subscriber’s net worth, both before and after the subscription for and purchase of the Units pursuant to
this Subscription Agreement. 
 (vii) Residence. The Subscriber maintains the Subscriber’s domicile at the address shown in the
signature page of this Subscription Agreement and the Subscriber is not merely transient or temporarily resident there. 
 (viii) No
Conflict; No Violation. The execution and delivery of this Subscription Agreement by the Subscriber and the performance of the Subscriber’s duties and obligations hereunder (i) do not and will not result in a breach of any of the
terms, conditions or provisions of, or constitute a default under (A) any charter, by-laws, trust agreement, operating agreement, partnership agreement or other governing instrument applicable to the Subscriber, (B) (1) any indenture,
mortgage, deed of trust, credit agreement, note or other evidence of indebtedness, or any lease or other agreement or understanding, or (2) any license, permit, franchise or certificate, in either case to which the Subscriber or the
Subscriber’s affiliates is a party or by which the Subscriber or any of them is bound or to which the Subscriber’s or any of their properties are subject; (ii) do not require any authorization or approval under or pursuant to any of
the foregoing; or (iii) do not violate any statute, regulation, law, order, writ, injunction or decree to which the Subscriber or any of the Subscriber’s affiliates is subject. 

(ix) No Default. The Subscriber is not (i) in default (nor has any event occurred which with notice, lapse of time, or both, would
constitute a default) in the performance of any obligation, agreement or condition contained in this Subscription Agreement or the Partnership Agreement, or (ii) in violation of any statute, regulation, law, order, writ, injunction, judgment or
decree applicable to the Subscriber or any of the Subscriber’s affiliates. 
 (x) No Litigation. There is no litigation,
investigation or other proceeding pending or, to the Subscriber’s knowledge, threatened against the Subscriber or any of the 

  
 7 

 
Subscriber’s affiliates which, if adversely determined, would adversely affect the Subscriber’s business or financial condition or the Subscriber’s ability to perform the
Subscriber’s obligations under this Subscription Agreement. 
 (xi) OFAC. The Subscriber, and all beneficial owners of
Subscriber (if Subscriber is an entity), are in compliance with the requirements of Executive Order No. 13224, 66 Fed. Reg. 49079 (Sept. 25, 2001) (the “Order”) and other similar requirements contained in the rules and regulations of
the Office of Foreign Asset Control, Department of the Treasury (“OFAC”) and in any enabling legislation or other Executive Orders in respect thereof (the Order and such other rules, regulations, legislation, or orders are collectively
called the “Orders”). For purposes of this subsection, “Person” shall mean any corporation, partnership, limited liability company, joint venture, individual, trust, real estate investment trust, banking association, federal or
state savings and loan institution and any other legal entity, whether or not a party hereto. In addition, neither the Subscriber nor any of the beneficial owners of the Subscriber (if the Subscriber is an entity): 

(1) is listed on the Specially Designated Nationals and Blocked Persons List maintained by OFAC pursuant to the Order and/or on any other
list of terrorists or terrorist organizations maintained pursuant to any of the rules and regulations of OFAC or pursuant to any other applicable Orders (such lists are collectively referred to as the “Lists”); 

(2) has been indicted or arrested for money laundering or for predicate crimes to money laundering, convicted or pled nolo contendere to
charges involving money laundering or predicate crimes to money laundering; 
 (3) has been determined by competent authority to be subject
to the prohibitions contained in the Orders; 
 (4) is owned or controlled by, nor acts for or on behalf of, any Person on the Lists or any
other Person who has been determined by competent authority to be subject to the prohibitions contained in the Orders; 
 (5) shall
transfer or permit the transfer of any interest in the Subscriber or such parties to any Person who is, or whose beneficial owners are, listed on the Lists; or 

(6) shall assign this Subscription Agreement or any interest herein, to any Person who is listed on the Lists or who is engaged in illegal
activities. 
 If the Subscriber obtains knowledge that the Subscriber, or, if Subscriber is an entity, any of Subscriber’s partners, members,
stockholders, managers, directors or beneficial owners, become listed on the Lists or are indicted, arraigned, or custodially detained on charges involving money laundering or predicate crimes to money laundering, the Subscriber shall immediately
notify the Company. 

  
 8 

 (xii) Representations Current. The Subscriber understands that, unless the Subscriber
notifies the Company in writing to the contrary before the Closing, all the representations and warranties contained in this Subscription Agreement will be deemed to have been reaffirmed and confirmed as of the date of the Closing, taking into
account all information received by the Subscriber after the date hereof up to the date of the Closing. 
 (xiii) No Tax
Representations. The Subscriber is aware that any federal and state tax benefits may be limited by rules regarding basis, amounts at risk, and passive losses, and that any federal and/or state income tax benefits which may be available to the
Subscriber may be lost through the adoption of new laws or regulations, to changes to existing laws and regulations and to changes in the interpretation of existing laws and regulations. The Subscriber further represents that the Subscriber is
relying solely on the Subscriber’s own conclusions or the advice of the Subscriber’s own counsel or investment representative with respect to tax aspects of any investment in the Company and that no representations or warranties have been
made to the Subscriber by the Company as to the tax consequences of this investment, or as to credits, profits, losses or cash flow which may be received or sustained as a result of this investment. The Subscriber is advised to consult its own tax
advisors and counsel regarding the tax consequences of investment in the Company. 
 (b) The undersigned, whether having elected Option A or
Option B pursuant to the attached Consent and Election, hereby makes the following representations and warranties to the Company as of the Effective Date and as of the Closing as though made again on and as of such date: 

(i) Organization and Authority. If other than a natural person, the undersigned has been duly formed and is validly existing and in
good standing under the laws of its jurisdiction of organization. The undersigned has the full right and authority to enter into this Subscription Agreement and to transfer its Membership Interests and to consummate or cause to be consummated the
transactions contemplated by this Subscription Agreement. The persons signing this Subscription Agreement on behalf of the undersigned are authorized to do so. 

(ii) Noncontravention. Neither the entry into nor the performance of, or compliance with, this Subscription Agreement by the
undersigned has resulted, or will result, in any violation of, or default under, or result in the acceleration of, any obligation under any existing organizational documents or agreements, mortgage, indenture, lien agreement, note, contract, permit,
judgment, decree, order, restrictive covenant, statute, rule, or regulation applicable to the undersigned (excluding any loan documents to which the Property Owner or its assets may be subject). 

(iii) Agreement Binding. This Agreement constitutes a legal, valid and binding obligation of the undersigned, enforceable against the
undersigned in accordance with its terms, except as such enforceability may be limited by bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights and by general principles of equity (whether applied in a
proceeding at law or in equity). All other documents executed by the undersigned at or in connection with the Closing will be duly authorized, executed, and delivered by the undersigned, are or at the Closing will be legal, valid, and binding
obligations of the undersigned 

  
 9 

 
in accordance with their terms, except as such enforceability may be limited by bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights and by general
principles of equity (whether applied in a proceeding at law or in equity) and do not violate any provisions of any agreement to which the undersigned is a party or to which it is subject (excluding any loan documents to which the Property Owner or
its assets may be subject). 
 (iv) Consents. Each consent, approval, authorization, order, license, certificate, permit,
registration, designation, or filing by or with any governmental agency or body necessary for the execution, delivery, and performance of this Subscription Agreement or the transactions contemplated hereby by the undersigned have been obtained or
will be obtained on or before the Closing. 
 (v) Ownership. The undersigned further represents and warrants to the Company that
(A) it is the owner of the Membership Interests to be conveyed hereby, free and clear of all liens and encumbrances, and has not pledged, collaterally assigned, hypothecated or otherwise encumbered all or any portion thereof, (B) no
understanding, agreement (either express or implied), or reasonable expectancy of agreement with respect to the sale or transfer of such Membership Interests or sale, lease or other transfer of the Property Owner or its assets exists between the
undersigned and any third party, and (C) there are no (i) outstanding or authorized options, warrants, or convertible securities relating to such Membership Interests or (ii) other rights, agreements, arrangements or commitments of
any character relating to such Membership Interests that would be binding on the Company as the successor owner thereof or would encumber such Membership Interests. 

(vi) Bankruptcy. The undersigned has not made a general assignment for the benefit of creditors, filed any voluntary petition in
bankruptcy or suffered the filing of an involuntary petition by its creditors, suffered the appointment of a receiver to take possession of substantially all of its assets, or suffered the attachment or other judicial seizure of substantially all of
its assets. 
 (vii) Capacity to Contract. If the undersigned is an individual, he or she represents that he or she is over 21 years
of age and has the capacity to execute, deliver and perform this Subscription Agreement. 
 (viii) Power, Authority; Valid
Agreement. (i) The undersigned has all requisite power and authority to execute, deliver and perform its obligations under this Subscription Agreement and, if applicable, to subscribe for and acquire the Units; (ii) the
undersigned’s execution of this Subscription Agreement has been authorized by all necessary corporate or other action on the undersigned’s behalf; and (iii) this Subscription Agreement is valid, binding and enforceable against the
undersigned in accordance with its respective terms. 
 (ix) Further Assurances. The undersigned agrees to furnish any additional
information requested to assure compliance with the Securities Act, State Securities Laws and any other applicable Laws in connection with the transactions contemplated hereby. 

  
 10 

 7. Restrictions on Transfer or Sale of the Units. 

(a) The Subscriber is acquiring the Units solely for the Subscriber’s own beneficial account, for investment purposes, and not with view
to, or for resale in connection with, any distribution of the Units. The Subscriber understands that the offer and the sale of the Units has not been registered under the Securities Act or any State Securities Laws by reason of specific exemptions
under the provisions thereof which depend in part upon the investment intent of the Subscriber and of the other representations made by the Subscriber in this Subscription Agreement. The Subscriber understands that the Company is relying upon the
representations, covenants and agreements contained in this Subscription Agreement (and any supplemental information) for the purposes of determining whether this transaction satisfies the requirements for such exemptions. 

(b) The Subscriber understands that the Units are “restricted securities” under applicable federal securities laws and that the
Securities Act and the rules of the SEC provide in substance that the Subscriber may dispose of the Units only pursuant to an effective registration statement under the Securities Act or an exemption therefrom, and the Subscriber understands that
the Company shall have no obligation to register any of the Units purchased by the Subscriber hereunder (or the shares of the REIT’s common stock exchangeable for the Units) or to take action so as to permit sales pursuant to the Securities Act
(including Rule 144 thereunder) except as may be set forth in the Company’s Partnership Agreement. 
 (c) The Subscriber agrees that:
(A) the Subscriber will not sell, assign, pledge, give, transfer or otherwise dispose of the Units or any interest therein, or make any offer or attempt to do any of the foregoing, except pursuant to a registration of the Units under the
Securities Act and all applicable State Securities Laws or in a transaction which is exempt from the registration provisions of the Securities Act and all applicable State Securities Laws; and (B) the Company shall not be required to give
effect to any purported transfer of any of the Units except upon compliance with the foregoing restrictions. 
 (d) Subscriber acknowledges
that (i) the Units are not redeemable or exchangeable for cash or REIT Shares for a minimum of twelve (12) months after the date of issuance, and (ii) the Units have not been registered under the Securities Act and, therefore, unless
registered under the Securities Act or an exemption from registration is available, must be held (and the Subscriber must continue to bear the economic risk of the investment in the REIT Shares and/or Units) indefinitely and may not be transferred
or sold. 
 (e) The Units are subject to restrictions on beneficial and constructive ownership and transfer for the purpose of the
REIT’s maintenance of its status as a real estate investment trust under the Internal Revenue Code of 1986, as amended (the “Code”). Subject to certain further restrictions and except as expressly provided in the REIT’s charter,
(i) no person may beneficially or constructively own shares of the REIT’s common stock in excess of 9.9% (in value or number of shares) of the outstanding shares of common stock of the REIT unless such person is an excepted holder (in
which case the excepted holder limit shall be applicable); (ii) no person may beneficially or constructively own shares of capital stock of the REIT in excess of 

  
 11 

 
9.9% of the value of the total outstanding shares of capital stock of the REIT, unless such person is an excepted holder (in which case the excepted holder limit shall be applicable);
(iii) no person may beneficially or constructively own capital stock that would result in the REIT being “closely held” under section 856(h) of the Code or otherwise cause the REIT to fail to qualify as a real estate investment trust;
and (iv) no person may transfer shares of capital stock if such transfer would result in the capital stock of the REIT being owned by fewer than 100 persons. 

8. Survival and Indemnification. All representations, warranties and covenants contained in this Subscription Agreement and the
indemnification contained in this Paragraph shall survive (i) the acceptance of the Subscription Agreement by the Company, (ii) changes in any transactions, documents and instruments, including the Partnership Agreement, which are not
material or which are to the benefit of the Subscriber, and (iii) the death, incapacity or disability of the Subscriber. The Subscriber acknowledges that it understands the meaning and legal consequences of the representations, warranties and
covenants contained in this Subscription Agreement, including this Paragraph hereof, and that the Company has relied upon such representations, warranties and covenants in determining the Subscriber’s qualification and suitability to purchase
the Units. The Subscriber hereby agrees to indemnify, defend and hold harmless the Company, and the directors, officers, employees, agents and controlling persons of the Company, from and against any and all losses, claims, damages, liabilities,
expenses (including attorneys’ fees and costs), judgments or amounts paid in settlement of actions arising out of or resulting from the untruth of any representation in this Subscription Agreement or the breach of any warranty or covenant
contained in this Subscription Agreement. 
 9. Cautionary Statements Regarding Forward Looking Statements. 

Subscriber is aware that any informational materials reviewed by Subscriber in connection with the Company may contain forward looking
statements. Any forward-looking statements contained in any such informational materials were based on current expectations involving many risks and uncertainties, especially in light of the nature of the
Company and its business. The Company’s actual financial results may differ materially from any results which might be projected, forecast, estimated or budgeted by the Company in forward-looking
statements. Among the many factors that could cause actual results to differ materially are general economic conditions, changes in the capital markets, including changes in interest rates and availability of capital, and competition from businesses
engaged in similar enterprises, both those currently in existence as well as those that may arise in the future. 
 10. Consents
Regarding Organizational Documents. The undersigned acknowledges that the agreements contained herein and the transactions contemplated hereby and any actions taken in contemplation of the transactions contemplated hereby may conflict with, and
may not have been contemplated by, the organizational documents of the Property Owner or other agreements among one or more holders of ownership interests therein expressly gives all consents (and any consents necessary to authorize the proper
parties in interest to give all consents) and waivers it is entitled to give that are necessary or desirable to facilitate the contribution or contemplated hereby, or other Related Acquisitions. In addition, if the transactions contemplated hereby
occur, this Agreement shall be deemed to be an amendment to 

  
 12 

 
the organizational documents of the Property Owner to the extent the terms herein conflict with the terms thereof, including without limitation, terms with respect to allocations, distributions
and the like. In the event the transactions contemplated by this Agreement do not occur, nothing in this Agreement shall be deemed to be or construed as an amendment or modification of, or commitment of any kind to amend or modify, the
organizational documents of the Property Owner, which shall remain in full force and effect without modification. 
 11. Conditions to
Obligations of the Company. The obligations of the Company to issue and sell the Units are subject to the following conditions: 
 (a)
The representations and warranties of the Subscriber contained in this Subscription Agreement shall be true and correct in all respects, with the same effect as though such representations and warranties had been made on and as of the date of the
Closing. 
 (b) Subscriber shall have duly performed and complied with all agreements and conditions contained in this Subscription
Agreement required to be performed or complied with by the Subscriber prior to or at the time of the Closing, including transfer of the Membership Interests to the Company. 

12. Notices. All notices and other communications provided for herein shall be in writing and shall be deemed to have been duly given
if delivered personally, sent postage prepaid by registered or certified air mail or overnight air courier with guaranteed delivery, as follows: 

(a) if to the Company, at the following address: 

Wheeler REIT, L.P. 
 Riversedge
North 
 2529 Virginia Beach Blvd., Suite 200 

Virginia Beach, VA 23452 
 (b)
if to the Subscriber, at the address set forth on Appendix A, or 
 (c) at such other address as the Company or the Subscriber shall
have specified by notice in writing to the other parties. 
 All notices and communications under this Subscription Agreement shall be
deemed to have been duly given: (a) at the time delivered by hand, if personally delivered; (b) ten (10) days during which federal banks are open for business in the United States (“Banking Days”) after being sent postage
prepaid by registered or certified air mail; and (c) two (2) Banking Days after delivery to the courier, freight prepaid, if sent by overnight air courier guaranteeing delivery. If a notice or communication is sent in the manner provided
above within the time prescribed, it shall be deemed duly given, whether or not the addressee receives it. 
 13. Modification or
Changes. The undersigned agrees and covenants to notify the Company immediately upon the occurrence of any event prior to the Closing which would cause 

  
 13 

 
any representation, warranty, covenant or other statement contained in this Subscription Agreement to be false or incorrect or of any change in any statement made herein occurring prior to the
Closing. 
 14. Assignability. This Subscription Agreement is not assignable by the Subscriber, and may not be modified, waived or
terminated except by an instrument in writing signed by the party against whom enforcement of such modification, waiver or termination is sought. 

15. Binding Effect. Except as otherwise provided herein, this Subscription Agreement shall be binding upon and inure to the benefit of
the parties and their heirs, executors, administrators, successors, legal representatives and permitted assigns, and the agreements, representations, warranties and acknowledgments contained herein shall be deemed to be made by and be binding upon
such heirs, executors, administrators, successors, legal representatives and permitted assigns. If more than one person or entity subscribes for the Units purchased hereunder, the Subscriber and all other subscribers for the Units purchased
hereunder shall be jointly and severally liable with respect to all the agreements, representations, warranties and acknowledgments governed herein, all of which shall be deemed to be made by and be binding upon each such person and their respective
heirs, executors, administrators and successors. 
 16. Obligations Irrevocable. The obligations of the Subscriber hereunder shall be
irrevocable, except with the consent of the Company or termination of the Offering. 
 17. Expenses. Each of the Company and
Subscriber shall bear its own expenses incurred in connection with this Subscription Agreement and Subscriber’s investment in the Company. 

18. Integration. This Subscription Agreement, together with the Partnership Agreement, constitute the entire agreement of the
Subscriber and the Company relating to the matters contained herein, superseding all prior contracts or agreements, whether oral or written. Subscriber agrees to comply fully with the terms and conditions of the Partnership Agreement which shall
govern the Company and Subscriber’s investment therein. 
 19. Governing Law. This Subscription Agreement shall be governed and
controlled as to the validity, enforcement, interpretations, construction and effect and in all other aspects by the substantive laws of the Commonwealth of Virginia, without regard to the conflicts of law provisions hereof. The sole venue for any
dispute under this Subscription Agreement shall be courts of competent jurisdiction sitting in Norfolk, Virginia. The Subscriber hereby irrevocably and unconditionally submits to the jurisdiction of such courts and waives any objection to
inconvenient forum or venue with respect to any dispute arising hereunder. 
 20. Severability. If any provision of this Subscription
Agreement or the application thereof to the Subscriber shall be held invalid or unenforceable to any extent, the remainder of this Subscription Agreement shall be enforced to the greatest extent permitted by law. 

  
 14 

 21. Headings. The headings in this Subscription Agreement are inserted for convenience and
identification only and are not intended to describe, interpret, define, or limit the scope, extent or intent of this Subscription Agreement or any provision hereof. 

22. Counterparts. This Subscription Agreement may be executed in any number of counterparts, whether by original signature or
electronic transmission, each of which when so executed and delivered shall be deemed to be an original and all of which together shall be deemed to be one and the same original agreement. 

  
 15 

 APPENDIX A 

CONSENT AND ELECTION 

[attached] 

  
 1 

 APPENDIX B 

SUBSCRIPTION FOR UNITS IN 

WHEELER REIT, L.P. 
 TYPE OF OWNERSHIP
(Check One): 
  

	(    )	INDIVIDUAL OWNERSHIP (one signature required) 

  

	(    )	JOINT TENANTS WITH RIGHT OF SURVIVORSHIP (both parties must sign) 

  

	(    )	TENANTS IN COMMON (all parties must sign) 

  

	(    )	CORPORATION (include copies of the documents described in 2 below) 

  

	(    )	PARTNERSHIP OR LIMITED LIABILITY COMPANY (include copies of the documents described in 3 below) 

  

	(    )	TRUST (include copies of the documents described in 4 below) 

 ****************** 

PLEASE EXECUTE THE FOLLOWING PAGES 

  
 2 

 TRUST: 

If the subscriber is a TRUST, complete the following: 

The undersigned hereby represents, warrants and agrees that (i) the undersigned trustee is duly authorized by the terms of the trust
instrument (“Trust Instrument”) for the trust (“Trust”) set forth below to acquire the Units, (ii) the undersigned, as trustee, has all requisite power and authority to acquire such Units for the Trust, and (iii) the
undersigned trustee is authorized by such Trust to execute this Subscription Agreement. The undersigned trustee encloses a true copy of the Trust Instrument of said Trust, as amended to date, and, as necessary, the resolutions of the Trustees
authorizing the purchase of the Units. 
  

			
	 Stanton Price Wheeler Irrevocable Trust

	Name of Trust (Please type or print)
		
	By:	 	 /s/ George Fox

	Name:	 	George Fox
	Title:	 	Trustee
	Date:	 	10/8/13

  
 3 

 TRUST: 

If the subscriber is a TRUST, complete the following: 

The undersigned hereby represents, warrants and agrees that (i) the undersigned trustee is duly authorized by the terms of the trust
instrument (“Trust Instrument”) for the trust (“Trust”) set forth below to acquire the Units, (ii) the undersigned, as trustee, has all requisite power and authority to acquire such Units for the Trust, and (iii) the
undersigned trustee is authorized by such Trust to execute this Subscription Agreement. The undersigned trustee encloses a true copy of the Trust Instrument of said Trust, as amended to date, and, as necessary, the resolutions of the Trustees
authorizing the purchase of the Units. 
  

			
	 Kimberly Paige Wheeler Irrevocable Trust

	Name of Trust (Please type or print)
		
	By:	 	 /s/ George Fox

	Name:	 	George Fox
	Title:	 	Trustee
	Date:	 	10/8/13

  
 4 

 PARTNERSHIP OR LIMITED LIABILITY COMPANY: 

If the subscriber is a PARTNERSHIP OR LIMITED LIABILITY COMPANY, complete the following: 

The undersigned hereby represents, warrants and agrees that (i) the undersigned is a general partner of the partnership named below (the
“Partnership”) or a manager or authorized member of the limited liability company named below (“LLC”), (ii) the undersigned general partner, manager, or member has been duly authorized by the Partnership, or LLC, to acquire
the Units and the general partner, manager, or member has all requisite power and authority to acquire the Units, and (iii) the undersigned general partner, manager, or member is authorized by the Partnership, or LLC, to execute this
Subscription Agreement. The undersigned general partner, manager, or member encloses a true copy of the Partnership Agreement of the Partnership, or Operating Agreement of the LLC, each as amended to date, together with a current and complete list
of all partners, managers or members and, as necessary, the resolutions of the Partnership, or LLC, authorizing the purchase of the Units. 
  

			
	 Roselawn Capital, LLC

	Name of Partnership or Limited Liability Company
	(Please type or print)
		
	By:	 	 /s/ George Fox

	Name:	 	George Fox
	Title:	 	Manager
	Date:	 	10/8/13

  
 5 

 INDIVIDUAL: 

If the subscriber is an INDIVIDUAL, complete the following: 
  

							
	 /s/ Kimberly R. Wheeler
	 		 	  
	 	(if applicable)
	Signature of Investor	 		 	 Signature of Joint Owner
 or Co-Owner

				
	 Kimberly R. Wheeler
	 		 	  
	 	(if applicable)
	Name (Please type or print)	 		 	Name of Joint Owner	 	
		 		 	or Co-Owner	 	

 Date: 10/8/13 

  
 6 

 PARTNERSHIP OR LIMITED LIABILITY COMPANY: 

If the subscriber is a PARTNERSHIP OR LIMITED LIABILITY COMPANY, complete the following: 

The undersigned hereby represents, warrants and agrees that (i) the undersigned is a general partner of the partnership named below (the
“Partnership”) or a manager or authorized member of the limited liability company named below (“LLC”), (ii) the undersigned general partner, manager, or member has been duly authorized by the Partnership, or LLC, to acquire
the Units and the general partner, manager, or member has all requisite power and authority to acquire the Units, and (iii) the undersigned general partner, manager, or member is authorized by the Partnership, or LLC, to execute this
Subscription Agreement. The undersigned general partner, manager, or member encloses a true copy of the Partnership Agreement of the Partnership, or Operating Agreement of the LLC, each as amended to date, together with a current and complete list
of all partners, managers or members and, as necessary, the resolutions of the Partnership, or LLC, authorizing the purchase of the Units. 
  

			
	 Woodside Capital, LLC

	Name of Partnership or Limited Liability Company
	(Please type or print)
		
	By:	 	 /s/ Jon S. Wheeler

	Name:	 	Jon S. Wheeler
	Title:	 	Manager
	Date:	 	10/8/13

  
 7 

 PARTNERSHIP OR LIMITED LIABILITY COMPANY: 

If the subscriber is a PARTNERSHIP OR LIMITED LIABILITY COMPANY, complete the following: 

The undersigned hereby represents, warrants and agrees that (i) the undersigned is a general partner of the partnership named below (the
“Partnership”) or a manager or authorized member of the limited liability company named below (“LLC”), (ii) the undersigned general partner, manager, or member has been duly authorized by the Partnership, or LLC, to acquire
the Units and the general partner, manager, or member has all requisite power and authority to acquire the Units, and (iii) the undersigned general partner, manager, or member is authorized by the Partnership, or LLC, to execute this
Subscription Agreement. The undersigned general partner, manager, or member encloses a true copy of the Partnership Agreement of the Partnership, or Operating Agreement of the LLC, each as amended to date, together with a current and complete list
of all partners, managers or members and, as necessary, the resolutions of the Partnership, or LLC, authorizing the purchase of the Units. 
  

			
	 Hidden Valley Capital, LLC

	Name of Partnership or Limited Liability Company
	(Please type or print)
		
	By:	 	 /s/ Angelica Beltran

	Name:	 	Angelica Beltran
	Title:	 	Manager
	Date:	 	10/7/13

  
 8 

 INDIVIDUAL: 

If the subscriber is an INDIVIDUAL, complete the following: 
  

							
	 /s/ Sander Genser
	 		 	 /s/ Lyne Genser
	 	(if applicable)
	Signature of Investor	 		 	Signature of Joint Owner or Co-Owner
				
	 Sander Genser
	 		 	 Lyne Genser
	 	(if applicable)
	Name (Please type or print)	 		 	Name of Joint Owner or Co-Owner	 	

 Date: 10/4/13 

  
 9 

 INDIVIDUAL: 

If the subscriber is an INDIVIDUAL, complete the following: 
  

							
	 /s/ Robert Wenger
	 		  	  
	  	(if applicable)
	Signature of Investor	 		  	Signature of Joint Owner or Co-Owner	  	
				
	 Robert Wenger
	 		  	  
	  	(if applicable)
	Name (Please type or print)	 		  	Name of Joint Owner or Co-Owner	  	

 Date: 10/11/13 

  
 10 

 TRUST: 

If the subscriber is a TRUST, complete the following: 
 The
undersigned hereby represents, warrants and agrees that (i) the undersigned trustee is duly authorized by the terms of the trust instrument (“Trust Instrument”) for the trust (“Trust”) set forth below to acquire the Units,
(ii) the undersigned, as trustee, has all requisite power and authority to acquire such Units for the Trust, and (iii) the undersigned trustee is authorized by such Trust to execute this Subscription Agreement. The undersigned trustee
encloses a true copy of the Trust Instrument of said Trust, as amended to date, and, as necessary, the resolutions of the Trustees authorizing the purchase of the Units. 
  

			
	 Thomas J. Rich Revocable Trust

	Name of Trust (Please type or print)
		
	By:	 	 /s/ Thomas J. Rich

	Name:	 	Thomas J. Rich
	Title:	 	Trustee
	Date:	 	10/7/13

  
 11 

 ACCEPTANCE BY WHEELER REIT, L.P. 

ACCEPTED by the Company effective this 21 day of October, 2013. 
  

									
	The Company:	 	WHEELER REIT, L.P.
				
		 		 	By:	 	Wheeler Real Estate Investment Trust, Inc.,
		 		 		 	its general partner
					
		 		 		 	By:	 	 /s/ Jon S. Wheeler

		 		 		 		 	Jon S. Wheeler
		 		 		 		 	Chairman

  
 12EX-10.1

 Exhibit 10.1 
  

 
  

SHAREHOLDER AGREEMENT 

dated as of October 22, 2013 

by and between 
 SAMSUNG
DISPLAY CO., LTD. 
 and 

CORNING INCORPORATED 
  

 
  

 TABLE OF CONTENTS 

 

							
	 	 	 	  	Page	 
		
	 ARTICLE I DEFINITIONS
	  	 	1	  
			
	 Section 1.1
	 	 Definitions
	  	 	1	  
	 Section 1.2
	 	 Interpretation
	  	 	7	  
		
	 ARTICLE II VOTING AND PARTICIPATION RIGHTS
	  	 	7	  
			
	 Section 2.1
	 	 Voting Rights
	  	 	7	  
	 Section 2.2
	 	 Participation Rights
	  	 	8	  
		
	 ARTICLE III REQUIRED DISPOSITIONS
	  	 	10	  
			
	 Section 3.1
	 	 Required Dispositions; Required Voting
	  	 	10	  
		
	 ARTICLE IV TRANSFERS
	  	 	11	  
			
	 Section 4.1
	 	 Transfer Restrictions
	  	 	11	  
	 Section 4.2
	 	 Exceptions
	  	 	12	  
	 Section 4.3
	 	 Legend on Securities
	  	 	12	  
		
	 ARTICLE V REGISTRATION RIGHTS
	  	 	13	  
			
	 Section 5.1
	 	 Demand Registrations
	  	 	13	  
	 Section 5.2
	 	 Registration Procedures
	  	 	15	  
	 Section 5.3
	 	 Registration Expenses
	  	 	18	  
	 Section 5.4
	 	 Blackout Periods
	  	 	18	  
	 Section 5.5
	 	 Indemnification
	  	 	19	  
	 Section 5.6
	 	 Rule 144 Reporting
	  	 	22	  
		
	 ARTICLE VI REPRESENTATIONS
	  	 	22	  
			
	 Section 6.1
	 	 Shareholder Representations
	  	 	22	  
	 Section 6.2
	 	 Company Representations
	  	 	22	  
		
	 ARTICLE VII TERMINATION
	  	 	23	  
			
	 Section 7.1
	 	 Termination
	  	 	23	  
	 Section 7.2
	 	 Effect of Termination
	  	 	23	  
		
	 ARTICLE VIII MISCELLANEOUS
	  	 	23	  
			
	 Section 8.1
	 	 No Other Agreements
	  	 	23	  
	 Section 8.2
	 	 Announcements
	  	 	23	  
	 Section 8.3
	 	 Specific Performance
	  	 	23	  
	 Section 8.4
	 	 Assignment; Binding Effect
	  	 	24	  
	 Section 8.5
	 	 Notices
	  	 	24	  
	 Section 8.6
	 	 Amendment; Waiver
	  	 	25	  
	 Section 8.7
	 	 Descriptive Headings
	  	 	25	  
	 Section 8.8
	 	 Expenses
	  	 	25	  
	 Section 8.9
	 	 Severability
	  	 	25	  
	 Section 8.10
	 	 Further Assurances
	  	 	26	  

  
 -i- 

							
	 Section 8.11
	 	 Entire Agreement
	  	 	26	  
	 Section 8.12
	 	 Governing Law; Jurisdiction
	  	 	26	  
	 Section 8.13
	 	 Counterparts; Facsimile
	  	 	27	  
	 Section 8.14
	 	 Shares
	  	 	27	  

 EXHIBITS 
  

			
	Exhibit A	  	Form of Irrevocable Proxy

  
 -ii- 

 SHAREHOLDER AGREEMENT 

This SHAREHOLDER AGREEMENT (this “Agreement”) is dated as of October 22, 2013, by and between Corning Incorporated, a
New York corporation (the “Company”), and Samsung Display Co., Ltd., a company organized under the laws of the Republic of Korea (the “Shareholder”). This Agreement shall be effective and shall take effect as of the
completion of the Closing (as defined herein) and only if the Closing occurs. 
 RECITALS 

WHEREAS, the Shareholder, the Company, Corning Luxembourg S.àr.l. (“Corning Buyer”), Corning Holding Japan G.K. and
Corning Hungary Data Services Limited Liability Company have entered into that certain Framework Agreement, dated as of the date hereof (the “Framework Agreement”), pursuant to which, among other things, the Shareholder, the Company
and Corning Buyer shall enter into a Purchase and Subscription Agreement pursuant to which the Shareholder will acquire 2,300 shares of the Company’s Fixed Rate Cumulative Convertible Preferred Stock, Series A, par value $100 per share (the
“Preferred Stock”), on the terms and subject to the conditions set forth therein; 
 WHEREAS, the Shareholder, Samsung
Electronics Co., Ltd., a company organized under the laws of the Republic of Korea (“Samsung”), and the Company have entered into that certain Standstill Agreement, dated as of the date hereof (the “Standstill
Agreement”), setting forth certain rights of and restrictions on the Shareholder as a shareholder of the Company and Samsung as an affiliate of the Shareholder; and 

WHEREAS, each of the Parties desires to enter into this Agreement in order to establish certain rights, restrictions and obligations of the
Shareholder, as well as to set forth certain other arrangements relating to the Company. 
 AGREEMENT 

NOW, THEREFORE, in consideration of the premises, and the mutual promises and agreements contained herein and for other good and valuable
consideration, the receipt and sufficiency of which is hereby acknowledged, intending to be legally bound, the Parties hereby agree as follows: 

ARTICLE I 
 DEFINITIONS

 Section 1.1 Definitions. Capitalized terms used but not otherwise defined in this Agreement shall have the
meanings set forth below: 
 “Affiliate” means, with respect to any Person, any other Person who, directly or indirectly
(including through one or more intermediaries), controls, is controlled by, or is under common control with, such Person. For purposes of this Agreement, “control,” when used with respect to any specified Person, shall mean the possession,
direct or indirect, of the power to direct or cause the direction of the management and policies of such Person, whether through ownership of voting securities, by contract or otherwise; and the terms “controlling” and
“controlled” shall have correlative meanings. 

  
 -1- 

 “Agreement” has the meaning set forth in the Preamble. 

“Beneficially Own,” “Beneficially Owned,” or “Beneficial Ownership” shall have the meaning
set forth in Rule 13d-3 of the rules and regulations promulgated under the Exchange Act, except that for purposes of this Agreement (i) the words “within sixty days” in Rule 13d-3(d)(1)(i) shall not apply, to the effect that a Person
shall be deemed to be the beneficial owner of a security if that Person has the right to acquire beneficial ownership of such security at any time and (ii) a Person shall be deemed to Beneficially Own any security that, directly or indirectly,
through any contract, arrangement, understanding, relationship, or otherwise, is the subject of a derivative transaction entered into by such Person, or derivative security acquired by such Person, which gives such Person the economic equivalent of
ownership of an amount of such securities due to the fact that the value of the derivative is explicitly determined by reference to the price or value of such securities; and, provided that, in determining any Person’s Beneficial
Ownership of Common Stock, such Person shall be deemed to Beneficially Own the aggregate number of shares of Common Stock issuable upon conversion of all shares of the Preferred Stock Beneficially Owned by such Person as of the determination date.

 “Blackout Notice” has the meaning set forth in Section 5.4. 

“Blackout Period” has the meaning set forth in Section 5.4. 

“Board” means the board of directors of the Company. 

“Business Day” means any day that is not a Saturday, a Sunday or other day on which banks are required or authorized by Law
to be closed in New York City, New York or in Seoul, the Republic of Korea. 
 “Capital Raising Transaction” has the
meaning set forth in Section 2.2(a). 
 “Capital Stock” means the Preferred Stock, the Common Stock and any other
equity securities or capital stock of the Company, whether authorized as of or after the date hereof. 
 “Change of
Control” means (i) the consummation of any transaction or series of transactions which results in a single Person or Group of Persons owning or controlling over fifty percent (50%) of the voting power of the Company’s Capital
Stock effected by means of the sale of stock, merger, consolidation, issuance of shares, reorganization, share exchange or other form of transaction or agreement, other than any such transaction undertaken solely for the purpose of reincorporating
the Company in a different jurisdiction, (ii) the consummation of a merger or consolidation of the Company with any other Person, other than a merger or consolidation which would result in the holders of the Voting Securities of the Company
outstanding immediately prior thereto continuing to hold at least fifty percent (50%) of the total voting power represented by the Voting Securities of the Company or the voting securities of such surviving entity or its parent outstanding
immediately after such merger or consolidation or (iii) a sale, transfer or other disposition of all or substantially all of the Company’s assets to a single Person or a Group of Persons. 

  
 2 

 “Closing” has the meaning set forth in the Framework Agreement. 

“Common Stock” means the common stock, par value $0.50 per share, of the Company. 

“Company” has the meaning set forth in the Preamble. 

“Company Repurchase” has the meaning set forth in Section 3.1. 

“Convertible Securities” means any Capital Stock, evidences of indebtedness, shares or other securities directly or
indirectly convertible into or exchangeable for Common Stock or other Equity Securities, but excluding Options. 
 “Corning
Buyer” has the meaning set forth in the Recitals. 
 “Demand Notice” has the meaning set forth in
Section 5.1(a). 
 “Demand Registration” has the meaning set forth in Section 5.1(a). 

“Effective Registration Date” means the date on which any shares of the Common Stock are issued to the Shareholder upon
conversion of the Preferred Stock. 
 “Eligible Transferee” has the meaning set forth in Section 4.2(a). 

“Equity Securities” means the “equity securities” (as such term is defined in
Rule 3a11-1 under the Exchange Act) of the Company. 
 “Excess Shares” has the
meaning set forth in Section 3.1. 
 “Exchange Act” means the Securities Exchange Act of 1934, as amended, and the
rules and regulations promulgated by the SEC from time to time thereunder. 
 “Framework Agreement” has the meaning set
forth in the Recitals. 
 “Fully Diluted Basis” means, as of any date of determination and without duplication,
(a) all issued and outstanding shares of Common Stock as of such date and (b) all shares of Common Stock issuable upon conversion of any shares of Preferred Stock or any Convertible Securities, whether or not such Preferred Stock or
Convertible Securities are at the time convertible into Common Stock. 
 “Governmental Entity” means any foreign, domestic,
federal, territorial, state or local governmental entity, any quasi-governmental authority or entity, any court, tribunal, judicial or arbitral body, commission, board, bureau, agency or instrumentality, any regulatory, self-regulated or other
non-governmental regulatory department, agency, authority or organization, or any political or other subdivision, department or branch of any of the foregoing. 

“Group” has the meaning specified in Section 13(d)(3) of the Exchange Act. 

“Holders” means the Shareholder and any permitted Transferee in accordance with this Agreement of Registrable Securities.

  
 3 

 “Issuer Free Writing Prospectus” means an issuer free writing prospectus, as
defined in Rule 433 under the Securities Act, relating to an offer of the Registrable Securities. 
 “Law” means any
statute, law, code, ordinance, rule or regulation of any Governmental Entity. 
 “New Shares” has the meaning set forth in
Section 2.2(a). 
 “Option” means any right, option or warrant to subscribe for, purchase or otherwise acquire Common
Stock or Convertible Securities granted to the Company’s directors, officers or employees and any other service providers. 

“Ownership Cap” means a Total Ownership Percentage of nine percent (9%). 

“Participation Acceptance Notice” has the meaning set forth in Section 2.2(b). 

“Participation Acceptance Period” has the meaning set forth in Section 2.2(a). 

“Participation Notice” has the meaning set forth in Section 2.2(a). 

“Participation Right” has the meaning set forth in Section 2.2(a). 

“Parties” means the parties to this Agreement. 

“Person” means any individual, corporation, partnership, limited partnership, limited liability company, joint venture,
association, joint-stock company, trust, unincorporated organization or other similar organization or entity. 
 “Preferred
Stock” has the meaning set forth in the Recitals. 
 “Prohibited Transferee” has the meaning set forth in
Section 4.1(b). 
 “Pro Rata Portion” means, on any issuance date for New Shares, the number of New Shares equal to
the product of (a) the total number of New Shares to be issued by the Company on such date and (b) the fraction determined by dividing (i) the number of shares of Common Stock owned by the Shareholder Group on such date immediately
prior to such issuance (measured on a Fully Diluted Basis) by (ii) the total number of shares of Common Stock outstanding on such date immediately prior to such issuance (measured on a Fully Diluted Basis). 

“Prospectus” means the prospectus included in any Registration Statement (including a prospectus that discloses information
previously omitted from a prospectus filed as part of an effective Registration Statement in reliance upon Rule 430B promulgated under the Securities Act), as amended or supplemented by any prospectus supplement with respect to the terms of the
offering of any portion of the Registrable Securities covered by such Registration Statement, any Issuer Free Writing Prospectus related thereto, and all other amendments and supplements to such prospectus, including post-effective amendments, and
all material incorporated by reference or deemed to be incorporated by reference in such prospectus. 

  
 4 

 “Registrable Securities” means (i) Common Stock issued or issuable upon
conversion of the Preferred Stock and (ii) any securities issued directly or indirectly with respect to such shares described in clause (i) because of stock splits, stock dividends, reclassifications, mergers, consolidations, or similar
events. As to any particular Registrable Securities, once issued such securities shall cease to be Registrable Securities when (x) a Registration Statement with respect to the sale of such securities shall have become effective under the
Securities Act and such securities shall have been disposed of in accordance with such Registration Statement, (y) such securities shall have been sold pursuant to Rule 144 (or any successor provision) under the Securities Act or (z) such
securities shall have been redeemed or repurchased by the Company. 
 “Registration” refers to a registration effected by
preparing and filing a Registration Statement and the declaration or ordering of the effectiveness of such Registration Statement. 

“Registration Expenses” means all costs and expenses that are incurred by or at the direction of the Company in effecting any
registration pursuant to this Agreement, including all registration, qualification and filing fees of the SEC, applicable securities exchanges and/or the Financial Industry Regulatory Authority, Inc., printing expenses, costs of furnishing copies of
each preliminary prospectus, each final prospectus and each amendment or supplement thereto to purchasers of the securities so registered, fees and expenses of the Company’s transfer agent, road show costs, fees and disbursements of counsel for
the Company, “Blue Sky” fees and expenses, and expenses of any regular or special audits incident to or required by any such registration, but shall not include Selling Expenses. 

“Registration Period” means a period beginning on the Effective Registration Date and ending on the earlier of (i) such
time as all Capital Stock which were Registrable Securities cease to be Registrable Securities; (ii) such time as the Shareholder Group Beneficially Owns a number of Registrable Securities representing less than the greater of (x) zero
point five percent (0.50%) of the Company’s Capital Stock on a Fully Diluted Basis and (y) a market value of at least $200,000,000.00 in the aggregate; and (iii) the termination of this Agreement in accordance with the terms of
Section 7.1. 
 “Registration Statement” means any registration statement of the Company under the Securities Act
which permits the public offering of any of the Registrable Securities pursuant to the provisions of this Agreement, including the Prospectus, amendments and supplements to such registration statement, including post-effective amendments, all
exhibits and all material incorporated by reference or deemed to be incorporated by reference in such registration statement. 

“Representative” means, as to any Person, the directors, managers, managing members, general partners, officers, employees,
attorneys, investment banking and financial advisors, independent accountants and any other agents and representatives of the Person. 

“Rule 144” means Rule 144 under the Securities Act, as such rule may be amended from time to time, or any successor rule that
may be promulgated by the SEC. 
 “Samsung” has the meaning set forth in the Recitals. 

“SEC” means the United States Securities and Exchange Commission. 

  
 5 

 “Securities Act” means the Securities Act of 1933, as amended, or any successor
federal statute, and the rules and regulations thereunder, which shall be in effect at the time. 
 “Selling Expenses”
means all underwriting discounts, selling commissions and similar fees, and stock transfer taxes applicable to the offer and/or sale of Registrable Securities, and fees and disbursements of counsel for any Holder or underwriter. 

“Selling Holder” means each Holder of Registrable Securities included in a Registration pursuant to Article V. 

“Shareholder” has the meaning set forth in the Preamble. 

“Shareholder Group” means the Shareholder, Samsung and any Subsidiary or Affiliate of the Shareholder or Samsung. 

“Standstill Agreement” has the meaning set forth in the Recitals. 

“Stock Equivalents” means, collectively, any Option, warrant or other security or right that is by its terms, at the time of
calculation, directly or indirectly, convertible into or exchangeable or exercisable for shares of Common Stock; provided that Stock Equivalents shall not include any Capital Stock. 

“Subsidiary” means, with respect to any Person, any other Person of which the first Person owns, directly or indirectly,
securities or other ownership interests having voting power to elect a majority of the board of directors or other Persons performing similar functions (or, if there are no such voting interests, more than fifty percent (50.0%) of the equity
interests of the second Person). 
 “Total Ownership Percentage” means, with respect to any Person calculated at a
particular point in time, the ratio, expressed as a percentage, of (a) the shares of Common Stock, including any shares issuable upon conversion of Preferred Stock (whether or not then convertible), Beneficially Owned by such Person, over
(b) the total number of shares of Common Stock then outstanding on a Fully Diluted Basis. 
 “Transfer” means, with
respect to any security, any direct or indirect sale, assignment, pledge, transfer, hedge, encumbrance, hypothecation, securities lending, voting agreement or other disposition, whether voluntary, by operation of Law or otherwise, thereof or
therewith, whether in a single transaction or a series of related transactions, or the entry into a definitive agreement with respect to any of the foregoing (for the avoidance of doubt, whether such agreement is to be settled by delivery of shares
of Capital Stock or Stock Equivalents, in cash or otherwise); and “Transferee” means a Person to whom a Transfer is made or is proposed to be made. 

“Underwritten Offering” means a sale of securities of the Company to an underwriter or underwriters for reoffering to the
public. 
 “Violation” has the meaning set forth in Section 5.5(a). 

  
 6 

 “Voting Securities” means the Common Stock and/or any other securities of the
Company entitled (whether pursuant to applicable Law or otherwise) to vote on any matter, including in the election of directors of the Company. 

Section 1.2 Interpretation. For purposes of this Agreement: (a) the words “include,” “includes”
and “including” shall be deemed to be followed by the words “without limitation”; (b) the word “or” is not exclusive; and (c) the words “herein,” “hereof,” “hereby,”
“hereto” and “hereunder” refer to this Agreement as a whole. The definitions given for any defined terms in this Agreement shall apply equally to both the singular and plural forms of the terms defined. Whenever the context may
require, any pronoun shall include the corresponding masculine, feminine and neuter forms. Unless the context otherwise requires, references herein: (x) to Articles and Sections mean the Articles and Sections of this Agreement; (y) to an
agreement, instrument or other document means such agreement, instrument or other document as amended, supplemented and modified from time to time to the extent permitted by the provisions thereof; and (z) to a statute means such statute as
amended from time to time and includes any successor legislation thereto and any regulations promulgated thereunder. This Agreement shall be construed without regard to any presumption or rule requiring construction or interpretation against the
Party drafting an instrument or causing any instrument to be drafted. 
 ARTICLE II 

VOTING AND PARTICIPATION RIGHTS 

Section 2.1 Voting Rights. 

(a) During the time this Agreement is in effect, the Shareholder shall take such action (and shall cause Samsung and each of its and
Samsung’s Affiliates that Beneficially Own Voting Securities to take such action) (including, if applicable, through the execution of one or more written consents if shareholders of the Company are requested to vote through the execution of an
action by written consent in lieu of any such annual or special meeting of shareholders of the Company) as may be required so that all Voting Securities Beneficially Owned by it (or any such Affiliate) from time to time are voted in the same manner
(“for,” “against,” “withheld,” “abstain” or otherwise, with lost, damaged or disfigured ballots counting as abstentions to the extent that they cannot be counted as “for,” “against,”
“withheld” or otherwise under applicable Law) as recommended by the Board to the other holders of Voting Securities; provided, however, that, except as provided in Section 3.1, the Shareholder or any of its Affiliates
shall not be under any obligation to vote any shares of Common Stock held by them in accordance with the recommendation of the Board with respect to the approval (or non-approval) or adoption (or non-adoption) of a transaction that would result in a
Change of Control of the Company or with respect to a matter the approval of which would materially adversely affect the Shareholder’s rights as a shareholder of the Company disproportionately to the other shareholders of the Company taken as a
group (which for the avoidance of doubt shall not include any vote with respect to the election of directors, compensation matters or any “routine” matters). The Shareholder further agrees not to, and shall cause Samsung and each of its
and Samsung’s Affiliates not to, take any other actions as a shareholder of the Company intended to or reasonably likely to, directly or indirectly, circumvent, avoid or nullify the voting arrangements required by this Section 2.1 and
Section 3.1. 

  
 7 

 (b) The Shareholder, as the holder(s) of Voting Securities, shall use its, and shall cause
Samsung and each of its and Samsung’s Affiliates to use their, reasonable best efforts to be present, in person or by proxy, at all meetings of the shareholders of the Company so that all Voting Securities Beneficially Owned by it or them (or
by any such Affiliate of the Shareholder or Samsung) from time to time may be counted for the purposes of determining the presence of a quorum at such meetings. The foregoing provision shall also apply to the execution by the Shareholder or any
Affiliate of the Shareholder or Samsung, as the holder(s) of Voting Securities, of any written consent in lieu of a meeting of holders of Voting Securities or any class thereof. 

(c) In furtherance of this Section 2.1 and Section 3.1, the Shareholder shall, and shall cause its Affiliates, Samsung and
Samsung’s Affiliates to, if and when requested by the Company from time to time, promptly execute and deliver to the Company an irrevocable proxy, substantially in the form of Exhibit A attached hereto, and irrevocably appoint the
Company or its designees, with full power of substitution, its attorney, agent and proxy to vote (or cause to be voted) or to give consent with respect to, all of the Voting Securities as to which the Shareholder (or any Affiliates of the
Shareholder or Samsung), is entitled to vote, in the manner and with respect to the matters set forth in this Section 2.1 and Section 3.1; provided, however, that in the event the Affiliates of the Shareholder and Samsung
(for the avoidance of doubt, excluding the Shareholder and Samsung) collectively own less than one (1) percent of the outstanding Common Stock at such time, the Shareholder shall not have an obligation to cause its or Samsung’s Affiliates
(other than Samsung and any of Samsung’s or the Shareholder’s Subsidiaries) to deliver the foregoing irrevocable proxy. The Shareholder acknowledges, and shall cause its Affiliates, Samsung and Samsung’s Affiliates to acknowledge,
that any such proxy executed and delivered shall be coupled with an interest, shall constitute, among other things, an inducement for the Company to enter into this Agreement, shall be irrevocable and binding on any successor in interest of such
Shareholder (or any Affiliate of the Shareholder or Samsung), as applicable, and shall not be terminated by operation of Law upon the occurrence of any event, except that such proxy shall terminate and be of no further effect upon the valid
termination of this Agreement. Such proxy shall operate to revoke and render void any prior proxy as to any Voting Securities heretofore granted by such Shareholder (or any Affiliate of the Shareholder or Samsung), as applicable, to the extent it is
inconsistent with such proxy. 
 Section 2.2 Participation Rights. 

(a) If the Company proposes to issue any new Capital Stock in connection with a Capital Raising Transaction (the “New
Shares”), unless prohibited by applicable law or the rules and regulations of the New York Stock Exchange or any other securities exchange on which the Company’s securities are listed or trading, the Company shall use reasonable best
efforts to provide a notice in writing (the “Participation Notice”) to the Shareholder at least seven (7) days prior to engaging in such Capital Raising Transaction and shall allow the Shareholder to participate in such
offering based on its Pro Rata Portion of such New Shares on the same terms as such New Shares are to be offered in such offering (each such right, a “Participation Right”); provided that if the Company does not provide a
Participation Notice at least seven (7) days prior to engaging in a Capital Raising Transaction, (i) the Company shall provide the Participation Notice to the Shareholder as soon as practicable thereafter, (ii) if the Participation
Notice was provided to the Shareholder prior to the closing of the Capital Raising Transaction, the Company 

  
 8 

 
shall (A) use reasonable best efforts to enable the Shareholder to exercise its Participation Right in such Capital Raising Transaction or (B) if such Capital Raising Transaction has
closed without the Shareholder’s participation therein, enable the Shareholder to receive substantially equivalent securities as were issued in such Capital Raising Transaction (which securities shall have no worse rights as to liquidation and
dividends than the New Shares) (provided that, in each case, the Company shall not be required to delay closing of such Capital Raising Transaction) and (iii) if the Participation Notice was provided to the Shareholder after the closing
of the Capital Raising Transaction, the Company shall enable the Shareholder to receive substantially equivalent securities as were issued in such Capital Raising Transaction (which securities shall have no worse rights as to liquidation and
dividends than the New Shares) (in the case of sub-clauses (ii)(B) and (iii) above, the Participation Notice and Participation Right shall be deemed to refer and apply to such substantially equivalent securities rather than New Shares subject
to the Capital Raising Transaction). Regardless of whether or not the Participation Notice was delivered prior to or after the closing of the Capital Raising Transaction as described in the Participation Notice, the Shareholder shall have seven
(7) days from the date the Participation Notice was delivered to the Shareholder to deliver to the Company the Participation Acceptance Notice pursuant to Section 2.2(b) (such seven (7) day period during which the Shareholder has a
Participation Right (including the right to receive substantially equivalent securities) is referred to as the “Participation Acceptance Period”); provided, however, that any acquisition or acquisitions of Capital
Stock pursuant to the Participation Right shall not cause the Total Ownership Percentage of the Shareholder Group to exceed the Ownership Cap. A “Capital Raising Transaction” shall mean any issuance of shares of Common Stock or
other securities of any type whatsoever (for the avoidance of doubt excluding a distribution of rights pursuant to a shareholder rights plan issued for no consideration) that are or may become convertible or exchangeable into shares of Common Stock,
other than in a private transaction with a Person that (i) alone or with or through its Affiliates has (or will have in connection with a Capital Raising Transaction) a strategic relationship (including, for the avoidance of doubt, commercial
relationships with customers, suppliers, vendors, distributors, etc.) with the Company or any of its Affiliates and (ii) is not acting as an initial purchaser for further distribution of such securities. Notwithstanding the foregoing,
(A) a Capital Raising Transaction shall not include any issuance of shares of Common Stock or other securities (x) in connection with an acquisition, merger, share exchange, business combination or similar transaction by or involving the
Company or any of its Affiliates or (y) in connection with director and employee compensation or incentive plans of the Company or any of its Affiliates, and (B) with respect to shares of Common Stock sold in any underwritten public
offering, the Company or the underwriters for such offering shall have no obligation pursuant to this Section 2.2 (including any obligation to give notice or reserve any securities or be required to allow the Shareholder to subscribe for any
securities). Notwithstanding anything in this Agreement to the contrary, a Capital Raising Transaction that involves solely the issuance of Common Stock shall not require the delivery of the Participation Notice and the Shareholder shall not have a
Participation Right with respect to such issuance. 
 (b) The Participation Notice shall specify (i) the number and type of New Shares
to be issued (or that were issued), (ii) the date on which the Company proposes to issue the New Shares (or the date the Company issued the New Shares), (iii) the price per New Share and the terms and conditions on which the New Shares
will be available for subscription (or were subscribed for), and (iv) the Participation Acceptance Period. If the Shareholder desires to subscribe to New Shares, it shall notify the Company in writing within the Participation

  
 9 

 
Acceptance Period of the number of New Shares it wishes to purchase at the price and on the terms described in the Participation Notice, which number shall not exceed both the Shareholder’s
Pro Rata Portion or cause the Shareholder Group’s Total Ownership Percentage to exceed the Ownership Cap (the “Participation Acceptance Notice”). The Participation Acceptance Notice shall be binding and irrevocable. 

(c) If the Shareholder fails to submit the Participation Acceptance Notice to the Company during the Participation Acceptance Period or
submits the Participation Acceptance Notice to the Company indicating its desire to purchase less than its Pro Rata Portion, then the Company shall be entitled to offer any unsubscribed New Shares to any third party at the same price and on the same
terms and conditions set forth in the Participation Notice. 
 (d) In the event that the issuance of New Shares in full to the Shareholder
pursuant to this Section 2.2 would require the approval by the Company’s shareholders under applicable Law or the rules of the New York Stock Exchange and the Company does not seek and obtain such approval (for the avoidance of doubt, the
Company shall have no obligation to seek or obtain such approval), (i) the excess amount of such New Shares to the extent otherwise triggering such shareholder approval requirement will be excluded from the total number of New Shares that the
Shareholder would otherwise have a right to purchase pursuant to this Section 2.2 and (ii) the Shareholder shall instead be permitted to acquire up to a number of shares of Common Stock, that would, in the aggregate, result, after giving
effect to such open market transactions, in the Shareholder’s Beneficial Ownership of Common Stock being equal to what the Shareholder’s Beneficial Ownership of Common Stock would have been had New Shares been issued in full pursuant to
this Section 2.2 to the Shareholder in the absence of such shareholder approval requirement. 
 (e) The Shareholder agrees that all
information provided by the Company to the Shareholder pursuant to this Section 2.2 (other than such information that is disclosed to the general public by or on behalf of the Company) shall be treated by the Shareholder and its Affiliates as
confidential information and shall not be disclosed by the Shareholder and its Affiliates to any third party without the prior written consent of the Company, except (i) as required by applicable Law or the rules of any securities exchange or
market and (ii) to their agents, representatives and advisors retained in relation to the participation in the Capital Raising Transaction (only to the extent necessary to perform the duties of such agents, representatives and advisors and only
if such agents, representatives and advisors agree to keep such information confidential and the Shareholder remains liable for any breach of this provision by any such agents, representatives or advisors). 

ARTICLE III 
 REQUIRED
DISPOSITIONS 
 Section 3.1 Required Dispositions; Required Voting. If, during the time this Agreement is in effect,
the Total Ownership Percentage of the Shareholder Group exceeds the Ownership Cap at any time, the Shareholder shall promptly provide written notice of such excess to the Company and promptly dispose of, cause Samsung to dispose of, or use
reasonable best efforts to cause the other members of the Shareholder Group to promptly, and in no event later 

  
 10 

 
than (a) six (6) months after the Shareholder or Samsung becomes aware that the Ownership Cap has been exceeded as a result of ownership of Capital Stock by an Affiliate (other than a
Subsidiary) of the Shareholder or Samsung and (b) three (3) months after the Shareholder or Samsung becomes aware that the Ownership Cap has been exceeded as a result of ownership of Capital Stock by a Subsidiary of the Shareholder or
Samsung, dispose of, such number of shares of Common Stock owned by any member of the Shareholder Group as shall be necessary to reduce the Total Ownership Percentage of the Shareholder Group to no more than the Ownership Cap; provided that
any such required disposition shall be subject to the transfer restrictions under Section 4.1. The foregoing notwithstanding, if at any time during the term of this Agreement the Total Ownership Percentage of the Shareholder Group exceeds the
Ownership Cap immediately after a repurchase of Common Stock by the Company pursuant to a tender offer, open market purchases or otherwise (a “Company Repurchase”), then the Shareholder shall, within twelve (12) months after
the date the Shareholder receives from the Company a written notice of such Company Repurchase, (a) dispose of, or (b) cause the other members of the Shareholder Group to dispose of, such number of shares of Common Stock owned by the
Shareholder Group as shall be necessary to reduce the Total Ownership Percentage of the Shareholder Group to no more than the Ownership Cap; provided that any such required disposition shall be subject to the Transfer restrictions under
Section 4.1. For the avoidance of doubt, the dispositions required under this Section 3.1 shall not require any member of the Shareholder Group to dispose of any shares of Preferred Stock. Notwithstanding anything in this Agreement to the
contrary, the Shareholder shall, shall cause its Affiliates and Samsung and Samsung’s Affiliates to, vote all Voting Securities Beneficially Owned by each of them in excess of the Ownership Cap (the “Excess Shares”) and all
Breach Shares (as defined in the Standstill Agreement) Beneficially Owned by each of them, at any meeting of shareholders (or action by written consent in lieu of any such meeting) as recommended by the Board (including, notwithstanding the
provisions of Section 2.1, voting in accordance with the Board’s recommendation with respect to any Change of Control proposal or Change of Control transaction or for any other matter). 

ARTICLE IV 
 TRANSFERS

 Section 4.1 Transfer Restrictions. 

(a) Each of the Shareholder and any permitted Transferee of the Shareholder pursuant to this Agreement shall not, and the Shareholder and any
such permitted Transferee of the Shareholder shall cause each other member of the Shareholder Group not to, Transfer any shares of Preferred Stock to any Person without the prior written consent of the Company (which consent may be given or
withheld, or made subject to such conditions as are determined by the Company, in its sole discretion) other than in accordance with the terms and conditions of Section 4.2. 

(b) Each of the Shareholder and any permitted Transferee of the Shareholder pursuant to this Agreement shall not, and the Shareholder and any
such permitted Transferee of the Shareholder shall cause each other member of the Shareholder Group not to, Transfer any shares of Common Stock to any Person or Group of Persons that, to the knowledge of any member of the Shareholder Group, after
reasonable inquiry, would immediately following the 

  
 11 

 
consummation of such Transfer Beneficially Own, together with its Affiliates, a number of shares of Common Stock representing more than five percent (5%) of the Common Stock outstanding at
such time (any such person, a “Prohibited Transferee”); provided, however, that the restrictions under this Section 4.1(b) shall not apply to Transfers effected through a bona fide Underwritten Offering
pursuant to an exercise of the registration rights provided in Article V so long as the Holder effecting any such Transfers shall instruct the managing underwriter(s) of any such Underwritten Offering to exclude (as a Transferee) Prohibited
Transferees from such Underwritten Offering. 
 (c) Any purported Transfer that is not in accordance with the terms and conditions of this
Article IV shall be, to the fullest extent permitted by Law, null and void ab initio and, in addition to other rights and remedies at Law and in equity, the Company shall be entitled to injunctive relief enjoining the prohibited action. 

Section 4.2 Exceptions. Notwithstanding the provisions of Section 4.1, the Shareholder may at any time Transfer any or
all of its shares of the Preferred Stock: 
 (a) to a Subsidiary or the immediate parent entity of the Shareholder or their respective
Subsidiaries which enters into a joinder agreement to the Shareholder Agreement agreeing to be bound by the terms of this Agreement applicable to the Shareholder as if it were a party hereto (an “Eligible Transferee”);
provided, however, that in the event that any such Eligible Transferee that owns the Preferred Stock ceases to be a Subsidiary or immediate parent entity of the Shareholder or their respective Subsidiaries, then such Person shall
immediately Transfer the Preferred Stock held by it to an Eligible Transferee in accordance with this Agreement and the prior Transfer to such Person shall be, to the fullest extent permitted by Law, null and void ab initio; or 

(b) to another Person pursuant to any merger, tender or exchange offer to acquire Common Stock or recapitalization that, in each case, the
Board has approved and/or recommended to the Company’s shareholders. 
 Section 4.3 Legend on Securities. 

(a) Each certificate representing shares of the Preferred Stock and the Common Stock issued to the Shareholder and subject to the terms of
this Agreement shall bear the following legend on the face thereof: 
 “THE SECURITIES EVIDENCED BY THIS CERTIFICATE HAVE BEEN ISSUED
AND SOLD WITHOUT REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES (A “STATE ACT”) IN RELIANCE UPON CERTAIN EXEMPTIONS FROM
REGISTRATION UNDER SAID ACTS. THE SECURITIES EVIDENCED BY THIS CERTIFICATE CANNOT BE SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS SUCH SALE, ASSIGNMENT OR OTHER TRANSFER IS (I) MADE PURSUANT TO AN EFFECTIVE REGISTRATION

  
 12 

 
STATEMENT UNDER THE SECURITIES ACT AND IN ACCORDANCE WITH EACH APPLICABLE STATE ACT OR (II) EXEMPT FROM, OR NOT SUBJECT TO, THE SECURITIES ACT AND EACH APPLICABLE STATE ACT. IF THE PROPOSED
SALE, ASSIGNMENT OR OTHER TRANSFER WILL BE MADE PURSUANT TO CLAUSE (II) ABOVE, THE HOLDER MUST, PRIOR TO SUCH SALE, ASSIGNMENT OR OTHER TRANSFER, FURNISH TO THE ISSUER SUCH CUSTOMARY CERTIFICATIONS, LEGAL OPINIONS AND OTHER INFORMATION AS THE
ISSUER MAY REASONABLY REQUIRE TO DETERMINE THAT SUCH SALE, ASSIGNMENT OR OTHER TRANSFER IS BEING MADE IN ACCORDANCE WITH SUCH CLAUSE. 
 THE
SECURITIES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND CERTAIN OTHER LIMITATIONS SET FORTH IN A CERTAIN SHAREHOLDER AGREEMENT DATED AS OF OCTOBER 22, 2013, BETWEEN CORNING INCORPORATED (THE “COMPANY”) AND
SAMSUNG DISPLAY CO., LTD., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “AGREEMENT”), COPIES OF WHICH AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.” 

(b) The Company may make a notation on its records or give instructions to any transfer agents or registrars for the Preferred Stock and the
Common Stock in order to implement the restrictions on Transfer set forth in this Agreement. 
 (c) In connection with any Transfer of
shares of the Preferred Stock and the Common Stock, prior to the registrations thereof, the Shareholder shall provide the Company with such customary certificates, opinions and other documents as the Company may reasonably request to assure that
such Transfer complies fully with this Agreement and with applicable securities and other Laws. 
 ARTICLE V 

REGISTRATION RIGHTS 

Section 5.1 Demand Registrations. 

(a) Subject to Sections 5.1(c) and (e), 5.2 and 5.4, at any time and from time to time during the Registration Period, the Shareholder shall
have the right by delivering a written notice to the Company (a “Demand Notice”) to require the Company to, pursuant to the terms of this Agreement, use its reasonable best efforts to register under and in accordance with the
provisions of the Securities Act a number of Registrable Securities Beneficially Owned by the Shareholder Group and requested by such Demand Notice to be so registered (a “Demand Registration”) having a market value of least
$100,000,000.00 in the aggregate as of the trading day immediately prior to the date of delivery of a Demand Notice. A Demand Notice shall also specify the expected method or methods of disposition of the applicable Registrable Securities. 

  
 13 

 (b) Following receipt of a Demand Notice, the Company shall use its reasonable best efforts to
file, as promptly as reasonably practicable, a Registration Statement (including, without limitation, on Form S-3 (or any comparable or successor form or forms or any similar short-form registration) by means of a shelf registration pursuant to Rule
415 under the Securities Act, if so requested by the Shareholder and the Company is then eligible to use such a registration and if there is no then-currently effective shelf registration statement on file with the SEC that would cover all the
Registrable Securities requested to be registered) (or amend an existing Registration Statement if there is a then-effective shelf registration statement on file with the SEC that would cover all the Registrable Securities requested to be
registered) relating to the offer and sale of the Registrable Securities requested to be included therein by the Shareholder and the Company shall use its reasonable best efforts to cause such Registration Statement to be declared effective under
the Securities Act as promptly as practicable after the filing thereof; provided, however, that before filing a Registration Statement or Prospectus or any amendments or supplements thereto, the Company shall furnish or otherwise make
available to the Shareholder, its counsel and the managing underwriter(s), if any, copies of all such documents proposed to be filed (including all exhibits thereto) with the SEC reasonably in advance of any filing to permit a reasonable opportunity
for the Shareholder, its counsel and the managing underwriter(s) to review and comment in light of the circumstances, and the Company shall in good faith consider any such comments. 

(c) The Shareholder Group shall collectively be entitled to request no more than four (4) Demand Registrations from the Company;
provided that in no event shall the Company be required to effect more than two (2) Demand Registrations in any eighteen (18)-month period. 

(d) At any time that a Demand Registration involves an Underwritten Offering, the Selling Holders holding a majority of the Registrable
Securities subject to such Demand Registration and the Company shall jointly select nationally recognized and top tier investment banker(s) and/or manager(s) that will serve as managing underwriter(s) (and the Company shall select which such
managing underwriters will serve as lead or co-lead) and other underwriter(s) with respect to the offering of such Registrable Securities. 

(e) Notwithstanding anything to the contrary contained herein, the Company shall not be obligated to effect, or be obligated to take any
action to effect, any registration of Registrable Securities upon receipt of a Demand Notice pursuant to this Section 5.1 for a period of up to one hundred and twenty (120) days after the effective date of a Company-initiated registration
(other than: (i) a registration relating to the sale of securities to employees of the Company or a subsidiary pursuant to a stock option, stock purchase, or similar plan; (ii) a registration on any form that does not include substantially
the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities; or (iii) a registration in which the only Common Stock being registered is Common Stock issuable upon
conversion of debt securities that are also being registered); provided that the Company is actively employing in good faith its reasonable best efforts to cause such registration statement to become effective; and provided
further that the Company may not invoke this right more than twice in any eighteen (18) month period. 

  
 14 

 Section 5.2 Registration Procedures. If and whenever the Company is required
to use its reasonable best efforts to effect the registration of any Registrable Securities under the Securities Act as provided in this Article V, the Company shall effect such registration to permit the sale of such Registrable Securities in
accordance with the intended method or methods of disposition thereof, and pursuant thereto the Company shall cooperate in the sale of the securities and shall, as promptly as practicable (in each case subject to Section 5.1): 

(a) Use its reasonable best efforts to prepare and file with the SEC such amendments and post-effective amendments to each Registration
Statement as may be necessary to keep such Registration Statement continuously effective until the earlier of (i) ninety (90) days after the first date of such effectiveness and (ii) such time as all of the securities covered by such
Registration Statement have been disposed; and use its reasonable best efforts to comply in all material respects with the provisions of the Securities Act with respect to the disposition of all securities covered by such Registration Statement, and
use its reasonable best efforts to cause the related Prospectus to be supplemented by any Prospectus supplement or Issuer Free Writing Prospectus as may be necessary to comply with the provisions of the Securities Act with respect to the disposition
of the securities covered by such Registration Statement, and as so supplemented use its reasonable best efforts to be filed pursuant to Rule 424 (or any similar provisions then in force) under the Securities Act. 

(b) Notify each Selling Holder and the managing underwriter(s), if any, promptly, (i) when a Prospectus or any Prospectus supplement,
Issuer Free Writing Prospectus or post-effective amendment has been filed, and, with respect to a Registration Statement or any post-effective amendment, when the same has become effective, (ii) of any request by the SEC or any other
Governmental Entity for amendments or supplements to a Registration Statement or related Prospectus or Issuer Free Writing Prospectus or for additional information, (iii) of the issuance by the SEC of any stop order suspending the effectiveness
of a Registration Statement or the initiation of any proceedings for that purpose, (iv) of the receipt by the Company of any notification with respect to the suspension of the qualification or exemption from qualification of any of the
Registrable Securities for sale in any jurisdiction, or the initiation or threatening of any proceeding for such purpose, and (v) of the existence of any fact of which the Company is or becomes aware that makes any statement made in such
Registration Statement or related Prospectus or any document incorporated or deemed to be incorporated therein by reference or any Issuer Free Writing Prospectus related thereto untrue in any material respect or that requires the making of any
changes in such Registration Statement, Prospectus, documents or Issuer Free Writing Prospectus so that, in the case of the Registration Statement, it will not contain any untrue statement of a material fact or omit to state any material fact
required to be stated therein or necessary to make the statements therein, not misleading, and that in the case of any Prospectus or Issuer Free Writing Prospectus, it will not contain any untrue statement of a material fact or omit to state any
material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading. 

(c) Use its reasonable best efforts to obtain the withdrawal of any order suspending the effectiveness of a Registration Statement, or the
lifting of any suspension of the qualification (or exemption from qualification) of any of the Registrable Securities for sale in any jurisdiction at the reasonably earliest practical date. 

  
 15 

 (d) Furnish or make available to each Selling Holder, and each managing underwriter, if any,
upon request, such reasonable number of conformed copies of the Registration Statement and each post-effective amendment thereto, including financial statements (but excluding schedules, all documents incorporated or deemed to be incorporated
therein by reference, and all exhibits, unless requested in writing by such Holder, counsel or managing underwriter(s)), and such other documents, as such Holders or such managing underwriter(s) may reasonably request in order to facilitate the
public sale or other disposition of Registrable Securities owned by such Selling Holders. 
 (e) Deliver to each Selling Holder, and the
managing underwriter(s), if any, without charge, as many copies of the Prospectus or Prospectuses (including each form of Prospectus and any Issuer Free Writing Prospectus related to any such Prospectuses) and each amendment or supplement thereto as
such Persons may reasonably request in connection with the distribution of the Registrable Securities; and the Company, subject to the last paragraph of this Section 5.2, hereby consents to the use of such Prospectus and each amendment or
supplement thereto by each of the Selling Holders and the managing underwriter(s), if any, in connection with the offering and sale of the Registrable Securities covered by such Prospectus and any such amendment or supplement thereto. 

(f) Prior to any public offering of Registrable Securities, use its reasonable best efforts to register or qualify or cooperate with the
Selling Holders, the managing underwriter(s), if any, and their respective counsel in connection with the registration or qualification (or exemption from such registration or qualification) of such Registrable Securities for offer and sale under
the securities or “Blue Sky” laws of such jurisdictions within the United States as any Selling Holder or managing underwriter(s) reasonably requests in writing and to keep each such registration or qualification (or exemption therefrom)
effective during the period such Registration Statement is required to be kept effective and use its reasonable best efforts to take any other action that may be necessary or advisable to enable such Selling Holders to consummate the disposition of
such Registrable Securities in such jurisdiction; provided, however, that, except as may be required by the Securities Act, the Company will not be required to (i) qualify generally to do business in any jurisdiction where it is
not then so qualified, (ii) subject itself to taxation in any such jurisdiction or (iii) take any action that would subject it to general service of process in any such jurisdiction where it is not then so subject. 

(g) Cooperate with the Selling Holders and the managing underwriter(s), if any, to facilitate the timely preparation and delivery of
certificates (not bearing any legends) representing Registrable Securities to be sold after receiving written representations from each Selling Holder that the Registrable Securities represented by the certificates so delivered by such Selling
Holder will be transferred in accordance with the Registration Statement, and enable such Registrable Securities to be in such denominations and registered in such names as the managing underwriter(s), if any, or the Selling Holders, may reasonably
request at least four (4) Business Days prior to any sale of Registrable Securities. 

  
 16 

 (h) Use its reasonable best efforts to cause the Registrable Securities covered by the
Registration Statement to be registered with or approved by such other Governmental Entities within the United States, except as may be required solely as a consequence of the nature of such Selling Holder’s business, in which case the Company
will cooperate in all reasonable respects with the filing of such Registration Statement and the granting of such approvals, as may be necessary to enable the Selling Holders thereof or the managing underwriter(s), if any, to consummate the
disposition of such Registrable Securities. 
 (i) Upon the occurrence of any event contemplated by Section 5.2 (b)(ii), (b)(iii),
(b)(iv) or (b)(v) above, use its reasonable best efforts to prepare a supplement or post-effective amendment to the Registration Statement or a supplement to the related Prospectus or any document incorporated or deemed to be incorporated therein by
reference or an Issuer Free Writing Prospectus related thereto, or use its reasonable best efforts to file any other required document so that, as thereafter delivered to the Selling Holders, such Prospectus will not contain an untrue statement of a
material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. 

(j) Except to the extent prohibited by applicable Law and upon execution of a customary confidentiality agreement, promptly make available
for inspection by the Representatives of the Selling Holders, the managing underwriter(s), if any, and any attorneys or accountants retained by such Selling Holders or managing underwriter(s), at the offices where normally kept, during reasonable
business hours, financial and other records, pertinent corporate documents and properties of the Company and its Subsidiaries, as shall be reasonably necessary or advisable to enable them to exercise their due diligence responsibility, and cause the
officers, directors, employees of the Company to supply, and use reasonable best efforts to cause the independent accountants of the Company to supply, information in each case reasonably requested by any such Representative, managing
underwriter(s), attorney or accountant in connection with such Registration Statement. 
 (k) Provide a transfer agent and registrar for
all Registrable Securities covered by the Registration Statement and a CUSIP number (which could be an existing CUSIP number) for all such Registrable Securities, in each case not later than the effective date of such Registration Statement. 

(l) Enter into such customary agreements and take all such other reasonable and customary actions (in each case in form and substance
reasonably acceptable to the Company) in connection therewith in order to expedite or facilitate the disposition of all Registrable Securities covered by the Registration Statement, and to the extent required by the managing underwriter(s), to cause
the Company’s management to participate by telephone (unless the Company otherwise agrees), on a customary basis, in a customary road show of reasonable duration arranged by the managing underwriter(s) with prospective investors;
provided, however, that the scheduling of any such road show shall not unreasonably interfere with the normal operations of the business of the Company. 

(m) In connection with any Underwritten Offering, enter into and perform its obligations under an underwriting agreement reasonably necessary
to effect the offer and sale of 

  
 17 

 
the Registrable Securities covered by the Registration Statement, in such form and containing such provisions as are customary for underwritten offerings of the type proposed (which underwriting
agreement shall be in form and substance reasonably acceptable to the Company). 
 (n) Obtain a comfort letter from the Company’s
independent registered public accounting firm(s) in customary form and covering such matters of the type customarily covered by comfort letters as the holders of a majority of the Registrable Securities being sold may reasonably request. 

(o) Provide a legal opinion of the Company’s counsel, dated the effective date of the Registration Statement (or, in connection with any
Underwritten Offering, the date of the closing under the applicable underwriting agreement), with respect to such Registration Statement, each amendment and supplement thereto, the Prospectus included therein (including the preliminary Prospectus)
and such other documents relating thereto in customary form and covering such matters of the type customarily covered by legal opinions of such nature. 

(p) Cause all Registrable Securities covered by the Registration Statement to be listed or quoted on each securities exchange or quotation
system on which similar securities issued by the Company are then listed or quoted. 
 The Company may require each Selling Holder to
furnish to the Company in writing such information required in connection with such Registration regarding such Selling Holder and the distribution of such Registrable Securities as the Company may, from time to time, reasonably request in writing
and the Company may exclude from such Registration the Registrable Securities of any Selling Holder who fails to furnish such information within a reasonable time after receiving such request. 

Each Selling Holder agrees that, upon receipt of any notice from the Company of the occurrence of any event of the kind described in
Section 5.2(b)(ii), (b)(iii) or (b)(v) hereof, such Holder will forthwith discontinue disposition of such Registrable Securities covered by such Registration Statement or Prospectus until such Holder’s receipt of the copies of the
supplemented or amended Prospectus contemplated by Section 5.2(i), or until it is advised in writing by the Company that the use of the applicable Prospectus may be resumed, and has received copies of any additional or supplemental filings that
are incorporated or deemed to be incorporated by reference in such Prospectus; provided, however, that the Company shall extend the time periods under this Section 5.2 with respect to the length of time that the effectiveness of a
Registration Statement must be maintained by the amount of time the Holder is required to discontinue disposition of such securities. 

Section 5.3 Registration Expenses. All Registration Expenses incurred in connection with registrations pursuant to this
Article V shall be borne and paid by the Company. All Selling Expenses shall be borne by the Selling Holders. 
 Section 5.4
Blackout Periods. Notwithstanding anything in this Agreement to the contrary, with respect to any Registration Statement, or amendment or supplement thereto, whether filed or to be filed pursuant to this Agreement, if the Company delivers
to the Holders whose sales of Registrable Securities are covered (or to be covered) by such Registration Statement 

  
 18 

 
a notice signed by the Chief Executive Officer, Chief Financial Officer, Chief Operating Officer or General Counsel (or other Person holding a similar position) of the Company (a
“Blackout Notice”) stating that, in the good faith judgment of the General Counsel (or other Person holding a similar position) of the Company, maintaining the effectiveness of such Registration Statement or filing an amendment or
supplement thereto (or, if no Registration Statement has yet been filed, the filing of such a Registration Statement) would reasonably likely (i) require the public disclosure of material non-public information concerning any material
development, state of facts, transaction or negotiations involving the Company or any of its Subsidiaries, (ii) require the public disclosure of material non-public information concerning the Company at a time when its directors and executive
officers are restricted from trading in the Company’s securities pursuant to a Company policy with respect to “black-out periods” or (iii) would adversely affect or jeopardize, in each case in any material respect, a significant
acquisition, corporate reorganization, or other similar transaction involving the Company, then the Company shall have the right to defer taking action with respect to such filing (including maintaining the effectiveness of such Registration
Statement or filing an amendment or supplement thereto (or, if no Registration Statement has yet been filed, the filing of such a Registration Statement)) for a reasonable period of not more than ninety (90) days (a “Blackout
Period”); provided that the Company may not invoke this right more than 120 days in the aggregate in any consecutive twelve (12) month period; and, provided, further that the Company shall not register any
securities for its own account or that of any other shareholder during any Blackout Period, other than: pursuant to (A) a registration relating to the sale of securities to employees of the Company or a subsidiary pursuant to a stock option,
stock purchase or similar plan; (B) a registration on any form that does not include substantially the same information as would be required to be included in a registration statement covering the sale of the Registrable Securities; or
(C) a registration in which the only Common Stock being registered is Common Stock issuable upon conversion of debt securities that are also being registered. Upon the receipt of any such Blackout Notice, during the Blackout Period set forth in
such notice, the Holders shall forthwith discontinue use of the prospectus contained in any effective Registration Statement. 

Section 5.5 Indemnification. In the event any Registrable Securities are included in a Registration Statement under this
Agreement: 
 (a) The Company shall indemnify and hold harmless each Holder including Registrable Securities in any such Registration
Statement, any underwriter (as defined in the Securities Act) for such Holder and each Person, if any, who controls such Holder or underwriter within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act and the
partners, members, officers, directors, owners, agents and employees of such controlling Persons, against any and all losses, claims, damages or liabilities (joint or several) to which any of the foregoing Persons may become subject under any
securities Laws including, without limitation, the Securities Act, the Exchange Act, or any other statute or common Law of the United States or any other country or political subdivision thereof, or otherwise, and shall promptly reimburse them, as
and when incurred, for any reasonable, actual and documented legal or other expenses incurred by them in connection with investigating any claims and defending any actions or proceedings, insofar as any such losses, claims, damages or liabilities
(or actions or proceedings in respect thereof) arise out of or are based upon any of the following statements, omissions or violations (each, a “Violation”): (i) any untrue statement or alleged untrue statement of a material
fact contained in or incorporated by reference into such Registration Statement, including 

  
 19 

 
any preliminary prospectus or final prospectus contained therein or any free writing prospectus or any amendments or supplements thereto, or in any offering memorandum or other offering document
relating to the offering and sale of such securities, (ii) the omission or alleged omission to state therein a material fact required to be stated therein, or necessary to make the statements therein not misleading or (iii) any violation
or alleged violation by the Company (or any of its agents or Affiliates) of the Securities Act, the Exchange Act, any state securities law, or any rule or regulation promulgated under the Securities Act, the Exchange Act or any state securities law;
provided, however, the Company shall not be liable in any such case for any such loss, claim, damage, liability, action or proceeding to the extent that it (A) arises out of or is based upon a Violation which occurs in reliance
upon and in conformity with written information furnished by or on behalf of any such Holder, underwriter, controlling Person or other aforementioned Person expressly for use in connection with such registration by such Holder; or (B) is caused
by such Holder’s disposition of Registrable Securities during any period during which such Holder is obligated to discontinue any disposition of Registrable Securities pursuant to this Agreement or as a result of any stop order suspending the
effectiveness of any registration statement or prospectus with respect to Registrable Securities (provided that the Company has notified the Holder of the issuance by the SEC of such stop order prior to the time the Holder disposed of such
Registrable Securities); and provided, further, however, that the indemnity agreement contained in this Section 5.5 (a) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability, action
or proceeding if such settlement is effected without the written consent of the Company, which consent shall not be unreasonably withheld. 

(b) Each Holder including Registrable Securities in any such Registration Statement shall indemnify and hold harmless the Company, each of
its directors, each of its officers who has signed the Registration Statement, each Person, if any, who controls the Company within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act and the partners,
members, officers, directors, owners, agents and employees of such controlling Persons, any underwriter, any other Person selling securities in such registration statement and any controlling Person of any such underwriter or other Person, against
any losses, claims, damages or liabilities (joint or several) to which any of the foregoing Persons may become subject under any securities Laws including, without limitation, the Securities Act, the Exchange Act, or any other statute or common Law
of the United States or any other country or political subdivision thereof, or otherwise, and shall promptly reimburse them, as and when incurred, for any reasonable, actual and documented legal or other expenses incurred by them in connection with
investigating any claims and defending any actions or proceedings, insofar as any such losses, claims, damages or liabilities (or actions or proceedings in respect thereof) (i) which arise out of or are based upon a Violation which occurs in
reliance upon and in conformity with written information furnished by or on behalf of any such Holder, underwriter, controlling Person or other aforementioned Person expressly for use in connection with such registration by such Holder, or
(ii) which is caused by such Holder’s disposition of Registrable Securities during any period during which such Holder is obligated to discontinue any disposition of Registrable Securities pursuant to this Agreement or as a result of any
stop order suspending the effectiveness of any registration statement or prospectus with respect to Registrable Securities (provided that the Company has notified the Holder of the issuance by the SEC of such stop order prior to the time such Holder
disposed of such Registrable Securities); provided, however, that the indemnity agreement contained in this Section 5.5(b) shall not apply to amounts paid in settlement of any such loss, claim, damage, liability, action or
proceeding if 

  
 20 

 
such settlement is effected without the written consent of the Holder, which consent shall not be unreasonably withheld; and provided further that, in the absence of fraud or
intentional misrepresentation, the aggregate amounts payable by any Holder by way of indemnity or contribution under Sections 5.5(a) and (d) shall not exceed the net proceeds from the offering received by such Holder from the sale of
Registrable Securities giving rise to such indemnification obligation. 
 (c) Promptly after receipt by an indemnified Party under this
Section 5.6 of written notice of the commencement of any action or proceeding for which indemnification under Section 5.5(a) or Section 5.5(b) may be requested, such indemnified Party shall notify such indemnifying Party in writing of
the commencement of such action or proceeding. Such indemnifying Party shall have the right to participate in, and, to the extent the indemnifying Party so desires, jointly with any other indemnifying Party similarly noticed, to assume the defense
thereof, with counsel reasonably satisfactory to such indemnified Party, and, after notice from the indemnifying Party to such indemnified Party of its election to so assume the defense thereof, such indemnifying Party shall not be liable to such
indemnified Party for any legal or any other expenses subsequently incurred by such indemnified Party in connection with the defense thereof other than reasonable costs of investigation; provided, however, that an indemnified Party
(together with all other indemnified Parties which may be represented without conflict by one counsel) shall have the right to retain one (1) separate counsel, with the reasonable fees and expenses to be paid by the indemnifying Party, if and
only if representation of such indemnified Party by the counsel retained by the indemnifying Party would be inappropriate due to actual or potential conflicting interests between such indemnified Party and any other party represented by such counsel
in such action or proceeding. The failure of an indemnified Party to deliver written notice to the indemnifying Party within a reasonable time of the commencement of any such action or proceeding, if prejudicial in any material respect to its
ability to defend such action or proceeding, shall relieve such indemnifying Party of any liability to the indemnified Party under this Section 5.5. 

(d) If the indemnification provided for in this Section 5.5 from the indemnifying Party is held by a court of competent jurisdiction (by
the entry of a final judgment or decree by a court of competent jurisdiction and the expiration of time to appeal or the denial of the last right of appeal) to be unavailable to an indemnified Party hereunder in respect of any losses, claims,
damages, liabilities or expenses referred to herein, then the indemnifying Party, in lieu of indemnifying such indemnified Party, shall contribute to the amount paid or payable by such indemnified Party as a result of such losses, claims, damages,
liabilities or expenses in such proportion as is appropriate to reflect the relative fault of the indemnifying Party and indemnified Party in connection with the statements, omissions or other actions which resulted in such claim or expenses, as
well as any other relevant equitable considerations. The relative fault of such indemnifying Party and indemnified Party shall be determined by reference to, among other things, whether any statement, omission or other action in question, including
any untrue or alleged untrue statement of a material fact or omission or alleged omission to state a material fact, has been made by, or relates to information supplied by, such indemnifying Party or indemnified Party, and the Parties’ relative
intent, knowledge, access to information and opportunity to correct or prevent such statement, omission or other action; provided, however, that in any such case, (i) in the absence of fraud or intentional misrepresentation, no
Holder will be required to contribute any amount in excess of the public offering price for all Registrable 

  
 21 

 
Securities offered and sold by such Holder pursuant to such Registration Statement, and (ii) no Person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the
Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraudulent misrepresentation; and provided, further, however, that, in the absence of fraud or intentional misrepresentation, the
contribution under this Section 5.5(d) on the part of any Holder, when combined with the amounts paid or payable by such Holder pursuant to Section 5.5(b), shall not exceed the net proceeds from the offering received by such Holder from
the sale of Registrable Securities giving rise to such contribution obligation. 
 (e) The obligations of the Company and the Holders under
this Section 5.5 shall survive the completion of any offering of Registrable Securities in a Registration Statement under this Agreement and otherwise. 

Section 5.6 Rule 144 Reporting. With a view to making available the benefits of certain rules and regulations of the SEC
that may permit the sale of the Registrable Securities to the public without registration, the Company agrees to use its commercially reasonable efforts to: 

(a) make and keep current public information available, as those terms are understood and defined in Rule 144, at all times; 

(b) file with the SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange
Act; and 
 (c) so long as a Holder owns any Registrable Securities, furnish to the Holder forthwith upon written request (which request
may only be made once during any twelve (12) month period) a written statement by the Company as to its compliance with the reporting requirements of Rule 144. 

ARTICLE VI 

REPRESENTATIONS 

Section 6.1 Shareholder Representations. The Shareholder represents and warrants as follows: 

(a) Power and Authority. It has all requisite corporate power and authority to enter into this Agreement and to perform its
obligations hereunder. 
 (b) Binding Effect. This Agreement has been duly executed and delivered by the Shareholder and is a valid
and binding agreement of the Shareholder, enforceable against the Shareholder in accordance with its terms. 
 Section 6.2
Company Representations. The Company represents and warrants as follows: 
 (a) Power and Authority. The Company has all
requisite corporate power and authority to enter into this Agreement and to perform its obligations hereunder. 
 (b) Binding
Effect. This Agreement has been duly executed and delivered by the Company and is a valid and binding agreement of the Company, enforceable against the Company in accordance with its terms. 

  
 22 

 ARTICLE VII 

TERMINATION 

Section 7.1 Termination. The term of this Agreement is perpetual, but may be terminated at any time by the mutual written
consent of the Parties hereto. Notwithstanding the foregoing, this Agreement and all of its provisions shall terminate upon the earlier of (a) the consummation of a Change of Control; or (b) at the end of a continuous two (2)-year period
(i) beginning on or after the eighteenth (18th) anniversary of the date hereof and (ii) during which for the entire time the Shareholder Group Beneficially Owns less than a Total Ownership Percentage of zero point thirty percent
(0.30%). For the avoidance of doubt, unless mutually consented in writing by the Parties, in no event shall this Agreement terminate pursuant to sub-clause (b) prior to the twentieth (20th) anniversary of the date hereof. 

Section 7.2 Effect of Termination. From and after a termination in accordance with Section 7.1, this Agreement shall
become null and void and of no further force and effect, except for Section 5.5, Section 8.2, Section 8.3, Section 8.5, Section 8.8 and Section 8.12, which shall continue in full force and effect indefinitely. The
termination of this Agreement shall not affect any rights or obligations that shall have arisen or accrued prior to the date of termination. 

ARTICLE VIII 

MISCELLANEOUS 

Section 8.1 No Other Agreements. Each of the Company and the Shareholder shall not (and shall cause its Affiliates not to)
enter into any other voting, buy-sell, shareholder or other agreement relating to any Capital Stock that conflicts with or is otherwise inconsistent in any way with this Agreement. 

Section 8.2 Announcements. Except as permitted under the Framework Agreement, neither the Company nor the Shareholder shall
make any public announcement with respect to the existence or terms of this Agreement without the prior approval of the other Party. Notwithstanding the foregoing, nothing in this Section 8.2 shall prevent any Party from making any public
announcement or filing it determines to be reasonably necessary in order to satisfy its obligations under applicable Law or under the rules of any national securities exchange. 

Section 8.3 Specific Performance. 

(a) The Parties agree that irreparable damage would occur in the event that any of the provisions of this Agreement were not performed in
accordance with their specific terms or were otherwise breached. Each Party agrees that, in the event of any breach or threatened breach by any other Party of any covenant or obligation contained in this Agreement, the non-breaching Party shall be
entitled (in addition to any other remedy that may be available to it whether in Law or equity, including monetary damages) to seek to obtain (i) a decree or 

  
 23 

 
order of specific performance to enforce the observance and performance of such covenant or obligation and (ii) an injunction restraining such breach or threatened breach. Each Party
acknowledges and agrees that (A) each Party is entitled to seek to specifically enforce the terms and provisions of this Agreement and (B) the right of specific enforcement is an integral part of the transactions contemplated by this
Agreement and without that right, none of the Parties hereto would have entered into this Agreement. 
 (b) Each Party further agrees that
(i) such Party will not oppose the granting of an injunction, specific performance and other equitable relief as provided herein on the basis that the other party has an adequate remedy at Law or an award of specific performance is not an
appropriate remedy for any reason at Law or equity and (ii) no other party or any other Person shall be required to obtain, furnish or post any bond or similar instrument in connection with or as a condition to obtaining any remedy referred to
in this Section 8.3, and each Party irrevocably waives any right it may have to require the obtaining, furnishing or posting of any such bond or similar instrument. 

Section 8.4 Assignment; Binding Effect. Except as expressly provided herein, neither this Agreement nor any of the rights,
interests or obligations under this Agreement will be assigned, in whole or in part, by any of the Parties without the prior written consent of the other Parties. Any purported assignment without such prior written consent will be void. Subject to
the preceding sentences, this Agreement will be binding upon, inure to the benefit of, and be enforceable by, the Parties and their respective successors and assigns. 

Section 8.5 Notices. All notices, requests and other communications provided for or permitted to be given under this
Agreement must be in writing and shall be given by personal delivery, by certified or registered United States mail (postage prepaid, return receipt requested), by a nationally recognized overnight delivery service for next day delivery, by
facsimile transmission, as follows (or to such other address as any Party may give in a notice given in accordance with the provisions hereof): 
  

					
	(a)	  	If to the Company to:
		
		  	Corning Incorporated
		  	One Riverfront Plaza
		  	Corning, New York 14831
		  	Attention:	  	Corporate Secretary
		  	Fax:	  	+1-607-974-6686
		
		  	with a copy to (which shall not constitute notice):
		
		  	Wachtell, Lipton, Rosen & Katz
		  	51 West 52nd Street
		  	New York, New York 10019-6150
		  	Attention:	  	Andrew R. Brownstein
		  		  	Ronald C. Chen
		  	Fax:	  	(212) 403-2000

  
 24 

					
	(b)	  	If to the Shareholder to:
		
		  	Samsung Display Co., Ltd.
		  	95, Samsung 2-ro, Giheung-gu
		  	Yongin-si, Gyeonggi-do, the Republic of Korea
		  	Attention:	  	Senior Legal Counsel
		  	Fax:	  	+82-31-209-2237
		
		  	with a copy to (which shall not constitute notice):
		
		  	Paul Hastings LLP
		  	33/F West Tower, Mirae Asset Center1
		  	67, Suha-dong, Jung-gu
		  	Seoul, 100-210, Korea
		  	Attention:	  	Daniel Sae-Chin Kim
		  	Fax:	  	+82-2-6321-3902

 or to such other address or facsimile number as such Party may hereafter specify by notice to the other Parties hereto. Each
such notice, request or other communication shall be effective (i) if given by facsimile, when such facsimile is transmitted to the facsimile number specified above and electronic confirmation of transmission is received or (ii) if given
by any other means, when delivered at the address specified in this Section 8.5. 
 Section 8.6 Amendment; Waiver.
This Agreement may be amended, modified, waived or altered only in a writing signed by the Parties hereto. The failure of a Party to insist upon the performance of any provision hereof shall not constitute a waiver of, or estoppel against, assertion
of the right to require such performance, nor shall a waiver or estoppel in one case or instance imply a waiver or estoppel with respect to any other case or instance, whether of similar nature or otherwise. 

Section 8.7 Descriptive Headings. The descriptive headings of this Agreement are inserted for convenience only and shall
not constitute a part of this Agreement. 
 Section 8.8 Expenses. Except as contemplated by Article V, each Party shall
bear its own costs and expenses in connection with the negotiation, execution and performance of this Agreement. 
 Section 8.9
Severability. If any term or other provision of this Agreement is invalid, illegal or incapable of being enforced by any rule of applicable Law or public policy, all other conditions and provisions of this Agreement shall nevertheless
remain in full force and effect so long as the economic or legal substance of the transactions contemplated hereby is not affected in any manner materially adverse to any Party. Upon such determination that any term or other provision is invalid,
illegal or incapable of being enforced, the Parties hereto shall negotiate in good faith to modify this Agreement so as to effect the original intent of the Parties as closely as possible in an acceptable manner to the end that transactions
contemplated hereby are fulfilled to the extent possible. 

  
 25 

 Section 8.10 Further Assurances. The Parties agree to cooperate fully in the
execution, acknowledgment and delivery of all instruments, agreements and other papers and to take such other actions as may be necessary to further carry out and fully accomplish the intent and purposes of this Agreement. 

Section 8.11 Entire Agreement. This Agreement, the Standstill Agreement and the Framework Agreement (including the other
Transaction Documents) constitute the entire agreement between the Parties respecting the subject matter of this Agreement and supersede all prior agreements, negotiations, understandings, representations and statements respecting the subject matter
of this Agreement, whether written or oral. 
 Section 8.12 Governing Law; Jurisdiction. 

(a) This Agreement and the transactions contemplated hereby, and all disputes between the Parties under or related to this Agreement or the
facts and circumstances leading to its execution, whether in contract, tort or otherwise, shall be governed by and construed in accordance with the Laws of the State of New York, applicable to contracts executed in and to be performed entirely
within the State of New York, without regard to the conflicts of Laws principles thereof. 
 (b) In the event any Party to this Agreement
commences any litigation, proceeding or other legal action in connection with or relating to this Agreement or any matters described or contemplated herein, the Parties to this Agreement hereby irrevocably and unconditionally (i) agree that any
litigation, proceeding or other legal action shall be instituted exclusively in a court of competent jurisdiction located within the City of New York, New York, whether a state or federal court; (ii) agree that in the event of any such
litigation, proceeding or action, such Parties irrevocably and unconditionally consent and submit to personal jurisdiction in any such court described in clause (i) of this Section 8.12(b) and to service of process upon them in accordance
with the rules and statutes governing service of process (it being understood that nothing in this Section 8.12(b) shall be deemed to prevent any Party from seeking to remove any action to a federal court in the City of New York, New York);
(iii) waive to the full extent permitted by Law any objection that they may now or hereafter have to the venue of any such litigation, proceeding or action in any such court or that any such litigation, proceeding or action was brought in an
inconvenient forum; (iv) agree as an alternative method of service to service of process in any legal proceeding by mailing of copies thereof to such Party at its address set forth in Section 8.5 for communications to such Party;
(v) agree that any service made as provided herein shall be effective and binding service in every respect; and (vi) agree that nothing herein shall affect the rights of any Party to effect service of process in any other manner permitted
by Law. The Parties hereto agree that a final judgment in any such litigation, proceeding or action shall be conclusive and may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by Law. 

(c) EACH PARTY ACKNOWLEDGES AND AGREES THAT ANY CONTROVERSY WHICH MAY ARISE UNDER THIS AGREEMENT IS LIKELY TO INVOLVE COMPLICATED AND
DIFFICULT ISSUES, AND THEREFORE, EACH SUCH PARTY HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVES ANY RIGHT SUCH PARTY MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY LITIGATION 

  
 26 

 
DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED BY THIS AGREEMENT. EACH PARTY CERTIFIES AND ACKNOWLEDGES THAT (i) NO REPRESENTATIVE,
AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER, (ii) EACH PARTY UNDERSTANDS AND HAS CONSIDERED THE IMPLICATIONS OF
THIS WAIVER, (iii) EACH PARTY MAKES THIS WAIVER VOLUNTARILY, AND (iv) EACH PARTY HAS BEEN INDUCED TO ENTER INTO THIS AGREEMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION 8.12(c). 

Section 8.13 Counterparts; Facsimile. This Agreement and any amendments hereto may be executed in one or more counterparts,
each of which shall be deemed an original and all such counterparts shall constitute one and the same instrument. Any executed counterpart delivered by facsimile or other means of electronic transmission shall be deemed an original for all purposes.

 Section 8.14 Shares. Upon the Transfer by the Shareholder or an Affiliate of the Shareholder of any Common Stock
issued or issuable upon conversion of the Preferred Stock to another Affiliate of the Shareholder, such Transferring Shareholder or Affiliate, as applicable, shall give written notice of such Transfer (including the number of shares Transferred) to
the Company at least 3 Business Days prior to such Transfer, and shall cause such Transferee Affiliate to enter into a joinder agreement to the Shareholder Agreement agreeing to be bound by the terms of the Shareholder Agreement applicable to the
Shareholder as if it were a party thereto. 
 [Signature Page Follows] 

  
 27 

 IN WITNESS WHEREOF, the undersigned have caused this Agreement to be signed by their respective
duly authorized officers as of the date first written above. 
  

			
	SAMSUNG DISPLAY CO., LTD.
		
	By:	 	 /s/ Baik Kyu Song

	Name:	 	Baik Kyu Song
	Title:	 	Executive Vice President

 [Signature Page to Shareholder Agreement] 

 IN WITNESS WHEREOF, the undersigned have caused this Agreement to be signed by their respective
duly authorized officers as of the date first written above. 
  

			
	CORNING INCORPORATED
		
	By:	 	 /s/ Lawrence D. McRae

	Name:	 	Lawrence D. McRae
	Title:	 	Executive Vice President

 [Signature Page to Shareholder Agreement] 

 EXHIBIT A 

Form of Irrevocable Proxy 

In order to secure the performance of the duties of the undersigned pursuant to Section 2.1 and Section 3.1 of the Shareholder
Agreement, dated as of October 22, 2013 (the “Agreement”), by and between Samsung Display Co., Ltd. and Corning Incorporated (the “Company”), the undersigned hereby irrevocably appoints
[                    ] and
[                    ], and each of them, the attorneys, agents and proxies, with full power of substitution in each of them, for the undersigned,
and in the name, place and stead of the undersigned, to vote (or cause to be voted) or, if applicable, to give consent, in such manners as each such attorney, agent and proxy or his substitute shall in his sole discretion deem proper to record such
vote (or consent) in the manners, and with respect to such matters as set forth in Section 2.1 and Section 3.1 of the Agreement with respect to all voting securities (whether taking the form of shares of Common Stock, par value $0.50 per
share, or other voting securities of the Company), which the undersigned is or may be entitled to vote at any meeting of the Company held after the date hereof, whether annual or special and whether or not an adjourned meeting or, if applicable, to
give written consent with respect thereto. This proxy is coupled with an interest, shall be irrevocable and binding on any successor in interest of the undersigned and shall not be terminated by operation of law upon the occurrence of any event
except that this proxy shall be terminated and have no further effect upon the valid termination of the Agreement. This proxy shall operate to revoke and render void any prior proxy as to voting securities heretofore granted by the undersigned which
is inconsistent herewith. 
 The undersigned Beneficially Owns (as defined in the Agreement)
[                ] shares of Common Stock. 

[                    ] 

 

			
	By:	 	  

	Name:	 	
	Title:	 	

  
 -A1-

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00222-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00222-of-00352.parquet"}]]