Document:

Filed by Bowne Pure Compliance

Exhibit 10.1

EXECUTION VERSION

**********************************************************

$350,000,000

INCREMENTAL FACILITY AGREEMENT

(TRANCHE E TERM LOANS)

dated as of May 29, 2008

between

MCC GEORGIA LLC

MCC ILLINOIS LLC

MCC IOWA LLC

MCC MISSOURI LLC

The LENDERS Party Hereto

J.P. MORGAN SECURITIES INC. and

BANC OF AMERICA SECURITIES LLC,

as Joint Lead Arrangers

J.P. MORGAN SECURITIES INC.,

BANC OF AMERICA SECURITIES LLC and

WACHOVIA CAPITAL MARKETS, LLC

as Joint Bookrunners

and

JPMORGAN CHASE BANK, N.A.,

as Administrative Agent

BANK OF AMERICA, N.A.,

as Syndication Agent

WACHOVIA BANK, NATIONAL ASSOCIATION,

as Documentation Agent

**********************************************************

930065

 

 

 

INCREMENTAL FACILITY AGREEMENT

(TRANCHE E TERM LOANS)

INCREMENTAL FACILITY AGREEMENT dated as of May 29, 2008, between MCC IOWA LLC, a limited
liability company duly organized and validly existing under the laws of the State of Delaware
(“MCC Iowa”); MCC ILLINOIS LLC, a limited liability company duly organized and validly
existing under the laws of the State of Delaware (“MCC Illinois”); MCC GEORGIA LLC, a
limited liability company duly organized and validly existing under the laws of the State of
Delaware (“MCC Georgia”); and MCC MISSOURI LLC, a limited liability company duly organized
and validly existing under the laws of the State of Delaware (“MCC Missouri”, and, together
with MCC Iowa, MCC Illinois and MCC Georgia, the “Borrowers”); the TRANCHE E TERM LOAN
LENDERS party hereto (including each Tranche E Term Loan Lender as defined below that becomes a
party hereto pursuant to a Lender Addendum as defined below) and JPMORGAN CHASE BANK, N.A., as
Administrative Agent for the Lenders (together with its successors in such capacity, the
“Administrative Agent”).

The Borrowers, the Lenders party thereto and the Administrative Agent are parties to an
Amendment and Restatement dated as of December 16, 2004 of the Credit Agreement dated as of July
18, 2001 (as amended, modified and supplemented and in effect from time to time, the “Amendment
and Restatement”).

Section 2.01(e) of the Amendment and Restatement contemplates that at any time and from time
to time, the Borrowers may request that one or more persons (which may include the Lenders under
and as defined in the Amendment and Restatement) offer to enter into commitments to make
Incremental Facility Loans. The Borrowers have requested that $350,000,000 of Incremental Term
Loans constituting a single Series be made available to it on the Tranche E Term Loan Effective
Date (as defined below), of which (i) $150,000,000 aggregate principal amount will constitute
Reinstating Incremental Facility Term Loans and (ii) $200,000,000 aggregate principal amount will
constitute Incremental Facility Term Loans. The Tranche E Term Loan Lenders (as defined below) are
willing to make such loans on the terms and conditions set forth below and in accordance with the
applicable provisions of the Amendment and Restatement, and accordingly, the parties hereto hereby
agree as follows:

ARTICLE I

DEFINED TERMS

Terms defined in the Amendment and Restatement are used herein as defined therein. In
addition, the following terms have the meanings specified below:

“Lender Addendum” shall mean, with respect to any Tranche E Term Loan Lender, a
Lender Addendum substantially in the form of Schedule I hereto, dated as of the date hereof
and executed and delivered by such Tranche E Term Loan Lender as provided in Section 2.07.

“Tranche E Term Loan Commitment” shall mean, with respect to each Tranche E
Term Loan Lender, the commitment of such Lender to make Tranche E Term Loans hereunder. The
amount of each Tranche E Term Loan Lender’s Tranche E Term Loan Commitment is set forth in
the Lender Addendum executed and delivered by such Tranche E Term Loan Lender. The
aggregate original amount of the Tranche E Term Loan Commitments is $350,000,000.

 

 

 

-2-

“Tranche E Term Loan Effective Date” shall mean the date on which the
conditions specified in Article IV are satisfied (or waived by the Majority Tranche E Term
Loan Lenders).

“Tranche E Term Loan” shall mean a Loan made on the Tranche E Term Loan
Effective Date pursuant to this Agreement which shall constitute a single Series of
Incremental Facility Term Loans under Section 2.01(e) of the Amendment and Restatement.

“Tranche E Term Loan Lender” shall mean (a) on the date hereof, a Lender having
Tranche E Term Loan Commitments that has executed and delivered a Lender Addendum and (b)
thereafter, the Lenders from time to time holding Tranche E Term Loan Commitments or Tranche
E Term Loans after giving effect to any assignments thereof pursuant to Section 11.06 of the
Amendment and Restatement.

“Tranche E Term Loan Maturity Date” shall mean January 3, 2016.

ARTICLE II

TRANCHE E TERM LOANS

Section 2.01. Commitments. Subject to the terms and conditions set forth herein and
in the Amendment and Restatement, each Tranche E Term Loan Lender
agrees to make Tranche E Term Loans to the Borrowers in Dollars, in an aggregate principal amount equal to such
Tranche E Term Loan Lender’s Tranche E Term Loan Commitment on the Tranche E Term Loan Effective
Date. The proceeds of the Tranche E Term Loans shall be available for the repayment of Revolving
Credit Loans (but without any reduction in the Revolving Credit Commitments), the payment of fees
and expenses related thereto and the general business purposes of the Borrowers.

Section 2.02. Termination of Commitments. Unless previously terminated, the Tranche E
Term Loan Commitments shall terminate after the Borrowing of the Tranche E Term Loans on the
Tranche E Term Loan Effective Date.

Section 2.03. Repayment of Loans. The Borrowers hereby jointly and severally
unconditionally promise to pay to the Administrative Agent for the account of the Tranche E Term
Loan Lenders the principal of the Tranche E Term Loans held by such Tranche E Term Loan Lender on
each Principal Payment Date set forth in column (A) below, by an amount equal to the percentage of
the aggregate principal amount of the Tranche E Term Loans borrowed on the Tranche E Term Loan
Effective Date set forth in column (B) below:

	 	 	 	 	 
	(A)	 	(B)
	Principal Payment Date	 	Percentage Reduction
	 
	September 30, 2008

	 	 	0.250	%
	December 31, 2008

	 	 	0.250	%
	 
	March 31, 2009

	 	 	0.250	%
	June 30, 2009

	 	 	0.250	%
	September 30, 2009

	 	 	0.250	%
	December 31, 2009

	 	 	0.250	%
	 
	March 31, 2010

	 	 	0.250	%
	June 30, 2010

	 	 	0.250	%

 

 

 

-3-

	 	 	 	 	 
	(A)	 	(B)
	Principal Payment Date	 	Percentage Reduction
	 
	September 30, 2010

	 	 	0.250	%
	December 31, 2010

	 	 	0.250	%
	 
	March 31, 2011

	 	 	0.250	%
	June 30, 2011

	 	 	0.250	%
	September 30, 2011

	 	 	0.250	%
	December 31, 2011

	 	 	0.250	%
	 
	March 31, 2012

	 	0.2500/a

	June 30, 2012

	 	 	0.250	%
	September 30, 2012

	 	 	0.250	%
	December 31, 2012

	 	 	0.250	%
	 
	March 31, 2013

	 	 	0.250	%
	June 30, 2013

	 	 	0.250	%
	September 30, 2013

	 	 	0.250	%
	December 31, 2013

	 	 	0.250	%
	 
	March 31, 2014

	 	 	0.250	%
	June 30, 2014

	 	 	0.250	%
	September 30, 2014

	 	 	0.250	%
	December 31, 2014

	 	 	0.250	%
	 
	March 31, 2015

	 	 	0.250	%
	June 30, 2015

	 	 	0.250	%
	September 30, 2015

	 	 	0.250	%
	December 31, 2015

	 	 	0.250	%
	 
	January 3, 2016

	 	 	92.500	%

To the extent not previously paid, all Tranche E Term Loans shall be due and payable on the
Tranche E Term Loan Maturity Date.

Section 2.04. Applicable Margin. The Applicable Margin for Tranche E Term Loans that
are Eurodollar Loans shall be 3.50% and the Applicable Margin for Tranche E Term Loans that are
Base Rate Loans shall be 2.50%.

Section 2.05. Eurodollar Rate and Base Rate Floor. Solely with respect to Tranche E
Term Loans, until the fourth anniversary of the Tranche E Term Loan Effective Date, the Base Rate
and the Eurodollar Rate shall be as follows (in lieu of the definitions otherwise applicable under
the Amendment and Restatement):

“Base Rate” shall mean the higher of (x) for any day, a rate per annum equal to the
higher of (a) the Federal funds Rate for such day plus 1/2 of 1% and (b) the Prime Rate for such
day and (y) 4.00%. Each change in any interest rate provided for in the Amendment and Restatement
based upon the Base Rate resulting from a change in the Base Rate shall take effect at the time of
such change in the Base Rate.

 

 

 

-4-

“Eurodollar Rate” shall mean the higher of (x) for any Eurodollar Loan for any
Interest Period therefor, a rate per annum (rounded upwards, if necessary, to the nearest 1/100 of
1%) determined by the Administrative Agent to be equal to the Eurodollar Base Rate for such Loan for such
Interest Period divided by 1 minus the Reserve Requirement (if any) for such Loan for such Interest
Period and (y) 3.00%.

Section 2.06. Prepayment Premium. Any optional prepayment of Tranche E Term Loans
effected on or prior to the first anniversary of the Tranche E Term Loan Effective Date with the
proceeds of a substantially concurrent borrowing of Incremental Facility Term Loans (including, for
the avoidance of doubt, Reinstating Incremental Facility Term Loans) shall be accompanied by a
prepayment fee equal to 1.00% of the aggregate amount of such prepayment in the event that the
Applicable Margin in respect of such Incremental Facility Term Loans is less than the corresponding
Applicable Margin in respect of the Tranche E Term Loans.

Section 2.07. Delivery of Lender Addenda. Each Tranche E Term Loan Lender shall
become a party to this Agreement by delivering to the Administrative Agent a Lender Addendum duly
executed by such Tranche E Term Loan Lender, the Borrowers and the Administrative Agent.

Section 2.08. Status of Agreement. The Tranche E Term Loan Commitments of the Tranche
E Term Lenders constitute Incremental Term Loan Commitments of which (i) $150,000,000 of the
Tranche E Term Loan Commitments constitute Reinstating Incremental Facility Term Loan Commitments
and (ii) $200,000,000 of the Tranche E Term Loan Commitments constitute full utilization of the
$200,000,000 of Incremental Term Loans currently available under Section 2.01(e)(iii) of the
Amendment and Restatement. In addition, the Tranche E Term Loan Lenders constitute Incremental
Facility Term Loan Lenders and the Tranche E Term Loans constitute a single Series of Incremental
Facility Term Loans under Section 2.01(e) of the Amendment and Restatement.

Section 2.09. Upfront Fee. Borrowers, jointly and severally, agree to pay on the
Tranche E Term Loan Effective Date to each Tranche E Term Lender party to this Agreement on the
Tranche E Term Loan Effective Date, as fee compensation for the funding of such Tranche E Term
Lender’s Tranche E Term Loan, an upfront fee (the “Upfront Fee”) in an amount equal to 2.0%
of the stated principal amount of such Tranche E Term Lender’s Tranche E Term Loan, payable to such
Tranche E Term Lender from the proceeds of its Tranche E Term Loans as and when funded on the
Tranche E Term Loan Effective Date. Such Upfront Fee will be in all respects fully earned, due and
payable on the Tranche E Term Loan Effective Date and non-refundable and non-creditable thereafter.

ARTICLE III

REPRESENTATION AND WARRANTIES; NO DEFAULTS

The Borrowers represent and warrant to the Administrative Agent and the Lenders that (i) each
of the representations and warranties made by the Borrowers in Section 7 of the Amendment and
Restatement, and by each Obligor in the other Loan Documents to which it is a party, is true and
complete on and as of the date hereof with the same force and effect as if made on and as of the
date hereof (or, if any such representation or warranty is expressly stated to have been made as of
a specific date, as of such specific date) and as if each reference therein to the Amendment and
Restatement or Loan Documents included reference to this Agreement and (ii) no Default has occurred
and is continuing.

 

 

 

-5-

ARTICLE IV

CONDITIONS

The obligations of the Tranche E Term Loan Lenders to make Tranche E Term Loans on the Tranche
E Term Loan Effective Date are subject to the conditions precedent that each of the following
conditions shall have been satisfied (or waived by the Majority Tranche E Term Loan Lenders):

(a) Counterparts of Agreement. The Administrative Agent shall have received
duly executed and delivered counterparts (or written evidence thereof satisfactory to the
Administrative Agent, which may include telecopy transmission of, as applicable, a signed
signature page or Lender Addendum) of (i) this Agreement from each Obligor and (ii) Lender
Addenda from the Tranche E Term Loan Lenders for aggregate Tranche E Term Loan Commitments
in an amount equal to $350,000,000.

(b) Opinion of Counsel to Obligors. The Administrative Agent shall have
received an opinion, dated the Tranche E Term Loan Effective Date, of Sonnenschein Nath &
Rosenthal LLP, counsel to the Obligors, covering such matters as the Administrative Agent or
any Tranche E Term Loan Lender may reasonably request (and the Borrowers hereby instruct
counsel to deliver such opinion to the Tranche E Term Loan Lenders and the Administrative
Agent).

(c) Organizational Documents. Such organizational documents (including,
without limitation, board of director and shareholder resolutions, member approvals and
evidence of incumbency, including specimen signatures, of officers of each Obligor) with
respect to the execution, delivery and performance of this Agreement and each other document
to be delivered by such Obligor from time to time in connection herewith and the extensions
of credit hereunder as the Administrative Agent way reasonably request (and the
Administrative Agent and each Lender may conclusively rely on such certificate until it
receives notice in writing from such Obligor to the contrary).

(d) Officer’s Certificate. A certificate of a Senior Officer, dated the
Tranche E Term Loan Effective Date, to the effect that (i) the representations and
warranties made by the Borrowers in Article III hereof, and by each Obligor in the other
Loan Documents to which it is a party, are true and complete on and as of the date hereof
with the same force and effect as if made on and as of such date (or, if any such
representation and warranty is expressly stated to have been made as of a specific date, as
of such specific date) and (ii) no Default shall have occurred and be continuing.

(e) Fees and Expenses. The Administrative Agent, and JPMorgan Securities Inc.
and Banc of America Securities LLC as the Joint Lead Arrangers, and JPMorgan Securities
Inc., Banc of America Securities LLC and Wachovia Capital Markets, LLC as the Joint
Bookrunners, shall have received all fees and other amounts due and payable on or prior to
the Tranche E Term Loan Effective Date, including, to the extent invoiced, reimbursement or
payment of all out-of-pocket expenses required to be reimbursed or paid by the Borrowers
hereunder.

(f) Other Documents. Such other documents as the Administrative Agent or any
Tranche E Term Loan Lender or special New York counsel to JPMCB may reasonably request.

 

 

 

-6-

ARTICLE V

MISCELLANEOUS

Section 5.01. Expenses. Subject to the provisions of the Engagement Letter dated as
of May 17, 2008 among Mediacom Broadband LLC, J.P. Morgan Securities Inc., Banc of America
Securities LLC and Wachovia Capital Markets, LLC, the Obligors jointly and severally agree to pay,
or reimburse JPMorgan Securities Inc., Banc of America Securities LLC and Wachovia Capital Markets,
LLC for paying, all reasonable out-of-pocket expenses incurred by JPMorgan Securities Inc., Banc of
America Securities LLC and Wachovia Capital Markets, LLC and their Affiliates, including the
reasonable fees, charges and disbursements of special New York counsel to JPMCB, in connection with
the syndication of the Incremental Facility Loans provided for herein and the preparation of this
Agreement.

Section 5.02. Counterparts; Integration; Effectiveness. This Agreement may be
executed in counterparts (and by different parties hereto on different counterparts), each of which
shall constitute an original, but all of which when taken together shall constitute a single
contract. This Agreement shall become effective when this Agreement shall have been executed by
the Administrative Agent and when the Administrative Agent shall have received counterparts hereof
and thereof which, when taken together, bear the signatures of each of the other parties hereto and
thereto, and thereafter shall be binding upon and inure to the benefit of the parties hereto and
their respective successors and assigns. Delivery of an executed counterpart of a signature page
of this Agreement by telecopy shall be effective as delivery of a manually executed counterpart of
this Agreement.

Section 5.03. Governing Law. This Agreement shall be governed by, and construed in
accordance with, the law of the State of New York.

Section 5.04. Headings. Article and Section headings used herein are for convenience
of reference only, are not part of this Agreement and shall not affect the construction of, or be
taken into consideration in interpreting, this Agreement.

 

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed and
delivered as of the day and year first above written.

	 	 	 	 	 
	 	 	MCC GEORGIA LLC

MCC ILLINOIS LLC

MCC IOWA LLC

MCC MISSOURI LLC
	 
	 	 	 	 
	 

	 	By
	 	Mediacom Broadband LLC, a Member
	 

	 	By
	 	Mediacom Communications Corporation,

  a Member
	 
	 	 	 	 
	 

	 	By:	 	/s/ Mark E. Stephan
	 

	 	 	 	 
	 

	 	 	 	Name: Mark E. Stephan

Title: Chief Financial Officer
	 
	 	 	 	 
	 	 	c/o Mediacom Communications Corporation

100 Crystal Run Road

Middletown, New York 10941
	 
	 	 	 	 
	 	 	Attention: Mark E. Stephan
	 
	 	 	 	 
	 	 	Telecopier No.: (845) 695-2639 

Telephone No.: (845) 695-2600 

[Incremental Facility Agreement Signature Page]

 

 

 

	 	 	 	 	 
	 	 	JPMORGAN CHASE BANK, N.A.,

  as Administrative Agent
	 
	 	 	 	 
	 

	 	By:	 	/s/ Ann B. Kerns
	 

	 	 	 	 
	 

	 	 	 	Name: Ann B. Kerns

Title: Vice President
	 
	 	 	 	 
	 	 	Address for Notices to

JPMorgan Chase Bank, N.A.,

as Administrative Agent:
	 
	 	 	 	 
	 	 	JPMorgan Chase Bank, N.A.

1111 Fannin Street, 10th Floor

Houston, Texas 77002-8069

Attention: Loan and Agency Services Group
	 
	 	 	 	 
	 	 	Telephone No.: 713-750-2102 

Telecopier No.: 713-750-2782 

[Incremental Facility Agreement Signature Page]

 

 

 

By its signature below, the undersigned hereby consents to the foregoing Incremental Facility
Agreement and confirms that the Tranche E Term Loans shall constitute “Guaranteed Obligations”
under the Guarantee and Pledge Agreement under and as defined in said Amendment and Restatement for
all purposes of said Guarantee and Pledge Agreement and shall be entitled to the benefits of the
guarantee and security provided under the Guarantee and Pledge Agreement.

	 	 	 	 	 
	 	 	MEDIACOM BROADBAND LLC

By Mediacom Communications Corporation, a

	 

	 	Member	 	 
	 
	 	 	 	 
	 

	 	By:	 	/s/ Mark E. Stephan
	 

	 	 	 	 
	 

	 	 	 	Name: Mark E. Stephan

Title: Chief Financial Officer

[Incremental Facility Agreement Signature Page]

 

 

 

By its signature below, the undersigned hereby confirms that all of its obligations under the
Management Fee Subordination Agreement and Sections 5.04 and 5.05 of the Guarantee and Pledge
Agreement shall continue unchanged and in full force and effect for the benefit of the
Administrative Agent, the Lenders party to the Amendment and Restatement and the Tranche E Term
Loan Lenders.

	 	 	 	 	 
	 	 	MEDIACOM COMMUNICATIONS CORPORATION
	 
	 	 	 	 
	 

	 	By:	 	/s/ Mark E. Stephan
	 

	 	 	 	 
	 

	 	 	 	Name: Mark E. Stephan

Title: Chief Financial Officer

[Incremental Facility Agreement Signature Page]

 

 

 

Schedule I

[Form of Lender Addendum]

LENDER ADDENDUM

Reference is made to the Incremental Facility Agreement dated as of May 29, 2008 (the
“Incremental Facility Agreement”) between MCC IOWA LLC, a limited liability company duly
organized and validly existing under the laws of the State of Delaware (“MCC Iowa”); MCC
ILLINOIS LLC, a limited liability company duly organized and validly existing under the laws of the
State of Delaware (“MCC Illinois”); MCC GEORGIA LLC, a limited liability company duly
organized and validly existing under the laws of the State of Delaware (“MCC Georgia”); and
MCC MISSOURI LLC, a limited liability company duly organized and validly existing under the laws of
the State of Delaware (“MCC Missouri”, and, together with MCC Iowa, MCC Illinois and MCC
Georgia, the “Borrowers”); the TRANCHE E TERM LOAN LENDERS named therein (the “Tranche
E Term Loan Lenders”); and JPMORGAN CHASE BANK, N.A., as Administrative Agent (the
“Administrative Agent”), which Incremental Facility Agreement is being entered into
pursuant to Section 2.01(e) of the Amendment and Restatement (as amended, modified and supplemented
and in effect from time to time, the “Amendment and Restatement”) dated as of December 16,
2004 of the Credit Agreement dated as of July 18, 2001 among the Borrowers, the Lenders party
thereto and the Administrative Agent. Terms used but not defined in this Lender Addendum have the
meanings assigned to such terms in the Incremental Facility Agreement and the Amendment and
Restatement.

By its signature below, and subject to the acceptance hereof by the Borrowers and the
Administrative Agent as provided below, the undersigned hereby becomes a Tranche E Term Loan Lender
under the Incremental Facility Agreement, having the Tranche E Term Loan Commitment, set forth
below opposite its name.

This Lender Addendum shall be governed by, and construed in accordance with, the law of the
State of New York.

This Lender Addendum may be executed in counterparts (and by different parties hereto on
different counterparts), each of which shall constitute an original, but all of which when taken
together shall constitute a single contract.

 

I-1

 

IN WITNESS WHEREOF, the parties hereto have caused this Lender Addendum to be duly executed
and delivered by their proper and duly authorized officers as of this
 _____ 

day of
 _____ 

, 2008.

	 	 	 	 	 
	Amount of  	 	 
	 	 	 
	Tranche E Term Loan Commitment:	 	[Name of Tranche E Term Loan Lender]
	 
	 	 	 	 
	     $                                                  

	 	By:	 	 
	 

	 	 	 	 
	 

	 	 	 	Name:

Title:

[DO NOT COMPLETE UNTIL FINAL COMMITMENT ALLOCATIONS HAVE BEEN DETERMINED.]

 

I-2

 

Accepted and agreed:

	 	 	 	 	 
	JPMORGAN CHASE BANK, N.A.,

  as Administrative Agent	 	 
	 
	 	 	 	 
	By:
	 	 	 	 
	 

	 	 	 	 
	 

	 	Name:

Title:	 	 
	 
	 	 	 	 
	MCC GEORGIA LLC

MCC ILLINOIS LLC

MCC IOWA LLC

MCC MISSOURI LLC	 	 
	 
	 	 	 	 
	By

	 	Mediacom Broadband LLC, a Member
	 	 
	By

	 	Mediacom Communications Corporation,

a Member	 	 
	 
	 	 	 	 
	By:
	 	 	 	 
	 

	 	 	 	 
	 

	 	Name:

Title:	 	 

 

I-3tranferagentagreement.htm

    

    

    Exhibit
10.1                                                Transfer
Agent and Registrar Agreement

    

    AGREEMENT

    

    This
agreement made and entered into the 30th day of July, 2007, by and between Action Stock Transfer Corporation
hereinafter referred to as Action and Sweetwater Resources,
Inc.  hereinafter referred to as the Company.

     

    WHEREFORE:

     

    1. Action shall be and is hereby
appointed Transfer Agent and Registrar for the securities of the
Company.

     

    2. An
authorized officer of the Company shall file the following with Action before Action commences to act as
Transfer Agent:

     

    A.    A copy of the
Articles of Incorporation of the Company and all amendments thereto, and a copy
of theCertificate of Incorporation as issued by the State of
Incorporation.

     

    B.    A copy of the
by-laws of the Company incorporating all amendments thereto.

     

    
      	
               
      

            	
              C.  Specimens
      of all forms of outstanding certificates for securities of the Company, in
      the formsapproved by the Board of
Directors.

            

    

     

    D.    A
list of all outstanding securities together with a statement that future
transfers may be made without restriction on all securities, except as to
securities subject to a restriction noted on the face of said securities and in
the corporate stock records.

     

    E.    A
list of all shareholders deemed to be considered "insiders" or "control persons"
as defined in the Securities Act of 1933 & 1934 and other acts of Congress
and rules and regulations of the United States Securities and Exchange
Commission when applicable.

     

    F.   The
names and specimen signatures of all officers who are and have been authorized
to sign certificates for securities on behalf of the Company and the names and
addresses of any other Transfer Agents or Registrars of securities of the
Company.

     

    G.    A
copy of the resolution of the Board of Directors of the Company authorizing the
execution of this Agreement and approving the terms and conditions
herein.

     

    H.    His
certificate as to the authorized and outstanding securities of the Company, its
address to which notices may be sent, the names and specimen signatures of the
Company's officers who are authorized to sign instructions or requests to the
Transfer Agent on behalf of this Company, and the name and address of legal
counsel to this Company.

     

    I.    In
the event of any future amendment or change in respect of any of the foregoing,
prompt written notification of such change, together with copies of all relevant
resolutions, instruments or other documents, specimen signatures, certificates,
opinions or the like as the Transfer Agent may deem necessary or
appropriate.

     

     

    
      
         

      

      
        -1-

        
          

        

      

      
         

      

    

     

     

    3. Action, as Transfer Agent,
shall make original issues of securities upon the written request of the Company
and upon being furnished with a copy of a resolution of the Board of Directors
of the Company authorizing such issue certified by the Corporate
Secretary.

    

    4. The
Company hereby authorizes Action to purchase from time
to time, certificates as may be needed by it to perform regular transfer duties;
not to exceed 2,000 without prior written approval of the Company, with such
costs being paid in advance by the Company. Such certificates shall be signed
manually or by facsimile signatures of officers of the Company authorized by law
or the by-laws of the Company to sign certificates and if required, shall bear
the corporate seal of the Company or a facsimile thereof.

     

    5.
Transfer of securities shall be made and effected by Action and shall be registered
and new certificates issued upon surrender of the old certificates, in form
deemed by Action
properly endorsed for transfer, with all necessary endorser's signatures
guaranteed in such manner and form as Action requires by a guarantor
reasonably believed by Action to be responsible
accompanied by such assurances as Action shall deem necessary or
appropriate to evidence the genuineness and effectiveness of such necessary
endorsement, and satisfactory evidence of compliance with all applicable laws
relating to collection of taxes, if any. That all transfer of securities and
issuance and certificates shall be at a fee chargeable by Action at its discretion. Such
fee to be paid by such person, persons, firms or corporations requesting such
transfer.

     

    6. In
registering transfers, Action may rely upon the
Uniform Commercial Code or any other statute which in the opinion of Counsel
protects Action and the
Company in not requiring complete documentation in registering transfer without
inquiry into adverse claims, in delaying registration for purposes of such
inquiry, or in refusing registration wherein its judgment and adverse claims
require such refusal. The Company agrees to hold Action harmless from any
liability resulting from instructions issued by the Company.

     

    7. When
mail is used for delivery of certificates, Action shall forward
certificates in "non- negotiable" form by first class, registered or certified
mail.

     

    8. Action, as Transfer Agent, may
issue new certificates in place of certificates represented to have been lost,
destroyed, or stolen, upon receiving indemnity satisfactory to Action, and may issue new
certificates in exchange for, and upon surrender of mutilated
certificates.

     

    9. In
case of any request of demand for the inspection of the records of the Company
held by Action, Action shall endeavor to
notify the Company and to secure instructions as to permitting or refusing such
inspection. However, Action may exhibit such
records to any person in any case where it is advised by its counsel that it may
be held liable for failure to do so.

     

    10. In
case any officer of the Company who shall have signed manually or whose
facsimile signature shall have been affixed to blank certificates shall die,
resign, or be removed prior to the issuance of such certificates, Action may issue and register
such certificates as the certificates of the Company notwithstanding such death,
resignation, or removal; and the Company shall file promptly with Action such approval,
adoption, or ratification as may be required by law.

     

    11. Action shall maintain
customary records in connection with its agency, all of which shall be available
for inspection by the Company at all reasonable times.

     

    12. Action is authorized by the
Company to use its own judgment in matters affecting its duties as Transfer
Agent, and in its discretion may apply to and act upon instructions of its own
counsel or of the counsel of the Company in respect to any questions arising in
connection with such agency, all legal fees to be at the expense of the Company
and Action is hereby
relieved of any responsibility to the Company and is indemnified by the Company
as to any responsibility to third persons, for action taken in accordance with
advice of such counselor its own judgment, remaining liable only for its own
willful default or misconduct.

     

     

    
      
         

      

      
        -2-

        
          

        

      

      
         

      

    

     

    
 

    13. Action shall be indemnified by
the Company for any acts of Action based
upon:

     

    A. Any
paper or document reasonably believed by it to be genuine and to have been
signed by the properperson or persons; and

     

    B. Its recognition of certificates
which it reasonably believes to bear the proper manual or facsimilesignatures of
the officers of the Company and the proper counter-signature of the Transfer
Agent.

     

    14. Action shall not be held to
have notice of any change of authority of any officer, employee or agent of the
Company until receipt of written notification thereof from the
Company.

     

    15. So
long as Action has acted
in good faith and with due diligence and without negligence, the Company shall
assume full responsibility and shall indemnify Action and save it harmless
from and against all actions and suits, whether groundless or otherwise, and
from and against any and all losses, damages, costs, charges, counsel fees,
payments, expenses and liabilities arising directly or indirectly out of agency
relationship to the Company. Action shall not be under any
obligation to prosecute or to defend any action or suit in respect of such
agency relationship which, in opinion of its counsel, may involve it in expense
or liability, unless the Company shall, so often as reasonably requested,
furnish Action with
satisfactory indemnity against such expense or liability. Action shall be without
liability to the Company, and is hereby indemnified from any liability to third
persons, from Action's
refusal to perform any act in connection with this agency, wherein reliance upon
opinion of its counsel, Action in good faith believes
that such act may subject it or its officers or employees to criminal liability
or injunctive sanctions under any law of any state or of the United States, and
in particular, under the Securities Act of 1933.

     

    16. The
Company may remove Action as Transfer Agent at
any time by giving a 30 day written notice in the form of a resolution from the
Board of Directors calling for such removal (a copy of such resolution shall be
furnished to Action) and
upon the payment of any and all reasonable charges owing to Action. Action may resign as
Transfer Agent at any time giving written notice of such resignation to the
Company at its last known address, and thereupon its duties as Transfer Agent
shall cease.

     

    17. This
agreement may not be assigned by Action without express written
consent of the Company.

     

    18. Action may, at its sole
discretion, pay a finders fee to any person, persons or entity for referring the
company to Action. Any
finders fee agreement entered into by Action, which is directly
related to this agreement between Action and the company, will
be made available to the company for inspection upon written
request.

     

    19. Action may increase its
transfer rates as it deems necessary, without notification to
client.

     

    20. The
Company was chartered under the laws of the State of Nevada by Certificate of
Incorporation filed in the office of the Secretary of State for Nevada on the
24th day of July, 2007.

     

    21. The
total number of shares of each class of the securities which the Company is now
authorized to issue and the number thereof now issued and outstanding
is:

     

    A.  Class:                      Common

     

    B.   ParValue:                                $0.001
per share

     

    C.  Authorized:                                450,000,000

    

    D.  Issued
and Outstanding: Nil

     

     

    
      
         

      

      
        -3-

        
          

        

      

      
         

      

    

     

     

    22.    The
duly elected and qualified officers and directors of this Corporation, all
owners of more than 10% of the Company’s outstanding stock (“principal
shareholders") and all affiliates, as defined in SEC Rule 144(a)(1), are as
follows:

     

    
      	
              Title

            	
              Name and address

            	
              Signature (Required
      only for officers and directors)

            
	 
      	 
      	 
      
	
              President
      and Chief Executive Officer

            	
              Jose
      Madappilly

              Madappilly
      House

              Elenjipra
      P.O., Chalakudy,
      via

              680721
      – Kerala, Inda

            	
              JOSE MADAPPILLY

            
	 
      	 
      	 
      
	
              Chief
      Financial Officer, Chief Accounting
      Officer, Secretary

              Treasurer

            	
              Dr.
      Jaiju Maliakal

              Maliakal
      House, “Rose Garden”

              Ayvampilly
      P.O. Enakulam Dt.

              682501
      – Kerala, India

            	
              JAIJU
MALIAKAL

            

    

     

    23. That
the name, address, and phone number of Counsel to the Company is:

     

    Not appointed yet

     

    24. That
the address and phone number of the Company to which all communication are to be
sent:

     

    Madappilly House, Elenjipra, P.O.,
Chalakudy, via, 680721 – Kerala, India

     

    25. That
the names and addresses of all past and present Transfer Agents (other than
Action)
are:

     

    No other transfer agents since
inception

     

     

    Agreed
and entered into the day and year first written above.

     

    

    
      	
              Company:                                Sweetwater Resources,
      Inc

            	
              Action
      Stock Transfer Corporation

            
	
              By:           JOSE MADAPPILLY

            	
              By:           JUSTEENE BLANKENSHIP

            
	
              President
      – Jose Madappilly

            	
              President
      – Justeene Blankenship

            

    

     

    

    

    
      
         

      

      
        -4-

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