Document:

exv4w8

EXHIBIT 4.8

EXECUTION COPY

 

7.13% First Mortgage Bonds due 2031, Series DDD

Supplemental Mortgage of Chattels

and

Trust Indenture

(Forty-Sixth Supplemental Indenture)

 

CALIFORNIA WATER SERVICE COMPANY

to

U.S. BANK NATIONAL ASSOCIATION

as

Trustee

 

Dated as of April 17, 2009

 

 

 

TABLE OF CONTENTS

	 	 	 	 	 
	 	 	Page	 
	ARTICLE I DEFINITIONS
	 	 	4	 
	 
	SECTION 1.01 DEFINITIONS
	 	 	4	 
	 
	ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE SERIES DDD BONDS
	 	 	5	 
	 
	SECTION 2.01. Designation of Series DDD Bonds
	 	 	5	 
	 
	SECTION 2.02. Aggregate Principal Amount
	 	 	5	 
	 
	SECTION 2.03. Form; Payment of Interest and Principal on Series DDD Bonds
	 	 	5	 
	 
	ARTICLE III OPTIONAL REDEMPTION
	 	 	6	 
	 
	SECTION 3.01. Optional Redemption with Premium
	 	 	6	 
	 
	SECTION 3.02. Optional Redemption at Par in Event of Condemnation
	 	 	6	 
	 
	SECTION
3.03. Pro Rata Redemption
	 	 	6	 
	 
	ARTICLE IV MISCELLANEOUS
	 	 	6	 
	 
	SECTION 4.01. Notice
	 	 	6	 
	 
	SECTION 4.02. Amendment and Supplement
	 	 	7	 
	 
	SECTION 4.03. Conflicts
	 	 	7	 
	 
	SECTION 4.04. Governing Law
	 	 	7	 
	 
	SECTION 4.05. Counterparts
	 	 	7	 
	 
	SECTION 4.06. Ratification
	 	 	7	 
	 
	SECTION 4.07. Severability
	 	 	7	 

Exhibits

EXHIBIT A -   FORM OF SERIES DDD BONDS

EXHIBIT B -   RECORDATION OF RESIGNATIONS

EXHIBIT C -   RECORDATION OF FIRST THROUGH FORTY-FIFTH SUPPLEMENTAL INDENTURES

i

 

FORTY-SIXTH SUPPLEMENTAL MORTGAGE OF CHATTELS and TRUST INDENTURE (this “Supplemental Indenture”)
dated as of April 17, 2009, between CALIFORNIA WATER SERVICE COMPANY, a California corporation (the
“Company”), and U.S. Bank National Association, as trustee (the “Trustee”), having its Corporate
Trust Office at One California Street, Suite 2100, San Francisco, CA 94111.

RECITALS

     WHEREAS, the Company heretofore made, executed and delivered the Indenture from California
Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings
Bank, as Trustees, dated as of the 1st day of April, 1928, (the “Original Base Indenture”), and the
Original Base Indenture has been recorded in the Office of the Recorders of the following counties
and city and county of the State of California on the respective dates and in the respective books
of record hereafter set forth:

	 	 	 	 	 	 	 	 	 	 	 
	County of	 	Date of	 	Volume of Official Records	 	Page at Which
	City and County	 	Recordation	 	(except as noted)	 	Record Commences
	Contra Costa

	 	May 2, 1928
	 	 	141	 	 	 	7	 
	City and County of
San Francisco

	 	May 3, 1928
	 	 	1637	 	 	 	346	 
	Glenn

	 	May 2, 1928
	 	62

(Book of Mortgages)
	 	 	190	 
	Kings

	 	January 7, 1929
	 	 	40	 	 	 	348	 
	San Joaquin

	 	May 2, 1928
	 	 	243	 	 	 	295	 
	Solano

	 	May 2, 1928
	 	 	14	 	 	 	7	 
	Tulare

	 	May 3, 1928
	 	 	260	 	 	 	11	 
	Alameda

	 	May 2, 1928
	 	 	1877	 	 	 	35	 
	Sonoma

	 	May 2, 1928
	 	 	196	 	 	 	136	 
	Los Angeles

	 	May 4, 1928
	 	 	7105	 	 	 	102	 
	Butte

	 	May 2, 1928
	 	116

(Book of Mortgages)
	 	 	106	 
	Kern

	 	May 3, 1928
	 	 	249	 	 	 	1	 
	Shasta

	 	May 2, 1928
	 	 	38	 	 	 	80	 
	Fresno

	 	May 2, 1928
	 	 	894	 	 	 	32	 
	San Mateo

	 	January 20,1939
	 	 	837	 	 	 	16	 
	Yuba

	 	September 12, 1942
	 	 	69	 	 	 	291	 
	Santa Clara

	 	November 2, 1945
	 	 	1305	 	 	 	286	 
	Monterey

	 	February 21, 1962
	 	Serial No. 6604
	 	 	 	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130176; and
	 	 	 	 

     WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First
National Bank of Los Angeles and later to Security First National Bank and later to
Security-Pacific National Bank; and

     WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank
subsequently merged into Wells Fargo Bank, National Association; and

     WHEREAS, by instrument entitled “Resignations of Wells Fargo Bank, National Association as
Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance
of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage
of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified
from California Water Service Company” dated as of August 1, 1983, recorded in the offices of the
Recorders of those counties and city and county

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of the State of California on the respective dates
and in the respective books of record and/or as the respective
document numbers set forth in EXHIBIT B, which is annexed hereto and hereby made a part
hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating trustee under the
Original Base Indenture, as theretofore supplemented, amended and modified by the First through
Thirty-First Supplemental Indentures, effective August 1, 1983, (b) the Company appointed Bank of
America National Trust and Savings Association as successor authenticating trustee to Wells Fargo
Bank, National Association, effective August 1, 1983, (c) Bank of America National Trust and
Savings Association accepted such appointment as authenticating trustee under the Original Base
Indenture, as theretofore supplemented, amended and modified by the First through Thirty-First
Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank resigned as
trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the
First through Thirty-First Supplemental Indentures, effective August 1, 1983, (e) the Company
appointed no successor trustee to said Security Pacific National Bank, (f) Bank of America National
Trust and Savings Association as of August 1, 1983 became fully vested with all the estates,
properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National Association
and Security Pacific National Bank, as trustees under the Original Base Indenture, as theretofore
supplemented, amended and modified by the First through Thirty-First Supplemental Indentures, with
like effect as if originally named as trustee therein, (g) Bank of America National Trust and
Savings Association resigned as trustee under the Original Base Indenture, as theretofore
supplemented, amended and modified by First through Thirty-First Supplemental Indentures, effective
December 15, 1995, (h) the Company appointed, with the concurrence of a majority of the Holders,
First Trust, a subsidiary of First Trust Bank System of Minneapolis, as successor trustee to Bank
of America National Trust and Savings Association, effective December 15, 1995, (i) First Trust, a
subsidiary of First Trust Bank System of Minneapolis, accepted such appointment as trustee under
the Original Base Indenture, as supplemented, amended and modified by the First through
Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis merged with U. S.
Bank Trust National Association, effective August 1, 1997; as a result of said merger, the
corporate name became U. S. Bank Trust National Association, effective March 30, 1998, (k)
effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank National
Association and (l) U. S. Bank National Association became the trustee under the Original Base
Indenture, as therefore supplemented, amended and modified by the First through Thirty-eighth
Supplemental Indentures referred to below, said Original Base Indenture as so supplemented, amended
and modified being hereinafter called the “Original Indenture;” and

     WHEREAS, the Company has heretofore made, executed and delivered thirty-eight certain
supplemental indentures supplemental to said Original Base Indenture, one such supplemental
indenture from California Water Service Company to American Trust Company and Los Angeles-First
National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the
“First Supplemental Indenture;” twelve such supplemental indentures from said California Water
Service Company to American Trust Company and Security-First National Bank of Los Angeles, as
trustees, dated and hereinafter sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	August 19, 1929

	 	Second Supplemental Indenture
	February 25, 1930

	 	Third Supplemental Indenture
	February 1, 1931

	 	Fourth Supplemental Indenture
	March 23, 1932

	 	Fifth Supplemental Indenture
	May 1, 1936

	 	Sixth Supplemental Indenture
	April 1, 1939

	 	Seventh Supplemental Indenture
	November 1, 1945

	 	Eighth Supplemental Indenture
	May 1, 1951

	 	Ninth Supplemental Indenture
	May 1, 1953

	 	Tenth Supplemental Indenture
	May 1, 1954

	 	Eleventh Supplemental Indenture
	May 1, 1955

	 	Twelfth Supplemental Indenture
	November 1, 1956

	 	Thirteenth Supplemental Indenture

four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security
First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:

2

 

	 	 	 
	Date	 	Name
	November 1, 1963

	 	Fourteenth Supplemental Indenture
	November 1, 1965

	 	Fifteenth Supplemental Indenture
	November 1, 1966

	 	Sixteenth Supplemental Indenture
	November 1, 1967

	 	Seventeenth Supplemental Indenture

fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank,
National Association and Security Pacific National Bank, as trustees, dated and hereinafter
sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	November 1, 1969

	 	Eighteenth Supplemental Indenture
	May 1, 1970

	 	Nineteenth Supplemental Indenture
	November 1, 1970

	 	Twentieth Supplemental Indenture
	October 1, 1972

	 	Twenty-first Supplemental Indenture
	November 1,1972

	 	Twenty-second Supplemental Indenture
	November 15, 1972

	 	Twenty-third Supplemental Indenture
	November 1, 1973

	 	Twenty-fourth Supplemental Indenture
	May 1, 1975

	 	Twenty-fifth Supplemental Indenture
	May 1, 1976

	 	Twenty-sixth Supplemental Indenture
	November 1, 1977

	 	Twenty-seventh Supplemental Indenture
	May 1, 1978

	 	Twenty-eighth Supplemental Indenture
	November 1, 1979

	 	Twenty-ninth Supplemental Indenture
	November 1, 1980

	 	Thirtieth Supplemental Indenture
	May 1, 1982

	 	Thirty-first Supplemental Indenture

and seven supplemental indentures from California Water Service Company to Bank of America National
Trust and Savings Association, as trustee, dated and hereinafter sometimes called respectively as
follows:

	 	 	 
	Date	 	Name
	September 1, 1983

	 	Thirty-second Supplemental Indenture
	May 1, 1988

	 	Thirty-third Supplemental Indenture
	November 1, 1990

	 	Thirty-fourth Supplemental Indenture
	November 3, 1992

	 	Thirty-fifth Supplemental Indenture
	May 1, 1993

	 	Thirty-sixth Supplemental Indenture
	September 1, 1993

	 	Thirty-seventh Supplemental Indenture
	November 2, 1993

	 	Thirty-eighth Supplemental Indenture; and

     WHEREAS, the First through Thirty-eighth Supplemental Indentures (and in the case of Marin
County, a Memorandum of Indenture referencing the Original Base Indenture and the First through
Thirty-eighth Supplemental Indentures) have been recorded in the offices of the Recorders of those
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers set forth in EXHIBIT C, and
the Thirty-ninth through the Forty-fifth Supplemental Indentures will be recorded in the offices of
the Recorders of those counties and city and county of the State of California as set forth in
EXHIBIT C, which is annexed hereto and hereby made a part hereof; and

     WHEREAS, the Original Indenture as amended, supplemented and modified by the Thirty-ninth
Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called
the “Base Indenture”; and

3

 

     WHEREAS, the Company has heretofore issued $20,000,000 aggregate principal amount of 7.13%
Series D Senior Notes due November 1, 2031 (the “Senior Unsecured Notes”) pursuant to the Second
Supplement dated as of September 1, 2001 to a Note Agreement dated as of March 1, 1999, (the “Note
Agreement”); and

     WHEREAS, pursuant to Section 5.14 of the Note Agreement, upon issuance of an additional series
of Bonds under the Original Indenture, concurrently with the issuance of such Bonds, the Company
shall exchange all outstanding Senior Unsecured Notes for a new series of Bonds under the Base
Indenture; and

     WHEREAS, the Senior Unsecured Notes shall be exchanged for the Bonds issued under and
pursuant to this Supplemental Indenture.

     NOW, THEREFORE, the parties hereto agree as follows:

ARTICLE I

DEFINITIONS

     SECTION 1.01 DEFINITIONS

     Each term used herein has the meaning assigned to such term in the Base Indenture unless
otherwise specifically defined herein, in which case the definition set forth herein shall govern
the Bonds issued under this Supplemental Indenture. The following terms, as used herein, have the
following meanings:

     “Closing Date” means April 17, 2009.

     “Condemnation” with respect to any property shall have occurred if all or any portion of such
property shall have been condemned or taken for any public or quasi-public use under any
governmental law, order, or regulation or by right of eminent domain or sold to a municipality or
other public body or agency or any other entity having the power of eminent domain or the right to
purchase or order the sale of such property (a “Condemning Authority”), or any third-party
designated by any such Condemning Authority, under threat of condemnation.

     “Corporate Trust Office” means the office of the Trustee specified in the initial paragraph of
this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant
to the provisions of the Base Indenture.

     “Make-Whole Amount” shall mean in connection with any redemption or acceleration of the Series
DDD Bonds the excess, if any, of (i) the aggregate present value as of the Redemption Date of each
dollar of principal being redeemed and the amount of interest (exclusive of interest accrued to the
Redemption Date) that would have been payable in respect of such dollar if such redemption had not
been made, determined by discounting such amounts at the Reinvestment Rate from the respective
dates on which they would have been payable, over (ii) 100% of the principal amount of the
Outstanding Series DDD Bonds being redeemed. If the Reinvestment Rate is equal to or higher than
7.13%, the Make-Whole Amount shall be zero.

     “Material Condemnation” shall mean any Condemnation of any property of the Company pursuant to
which a condemnation award in excess of $100,000 shall have been received by the Company.

     “Reinvestment Rate” shall mean (1) the sum of 0.50%, plus the yield reported on page “USD” of
the Bloomberg Financial Markets Services Screen (or, if not available, any other nationally
recognized trading screen reporting on-line intraday trading in the U.S. Government Securities) at
10:00 A.M. (Chicago, Illinois time) for the U.S. Government Securities have a maturity (rounded to
the nearest month) corresponding to the Remaining Life to Maturity of the principal of the Series
DDD Bonds being redeemed or (2) in the event that no nationally recognized trading screen reporting
on-line intraday trading in the U.S. Government Securities is available, Reinvestment Rate shall
mean 0.50%, plus the arithmetic mean of the yields for the two columns under the heading “Week
Ending” published in the Statistical Release under the caption “Treasury Constant Maturities” for
the maturity (rounded to the nearest month) corresponding to the Remaining Life to Maturity of the
principal being redeemed. If no maturity exactly corresponds to such Remaining Life to Maturity,
yields for the published maturity next longer than the

4

 

Remaining Life to Maturity and for the published maturity next shorter than the Remaining Life
to Maturity shall be calculated pursuant to the immediately preceding sentence and the Reinvestment
Rate shall be interpolated from such yields on a straight-line basis, rounding in each of such
relevant periods to the nearest month. For the purposes of calculating the Reinvestment Rate, the
most recent Statistical Release published prior to the date of determination of the Make-Whole
Amount shall be used.

     “Remaining Life to Maturity” of the principal amount of the Series DDD Bonds being redeemed
shall mean, as of the time of any determination thereof, the number of years (calculated to the
nearest one-twelfth) which will elapse between the date of determination and the final maturity of
the Series DDD Bonds being redeemed.

     “Series DDD Bonds” means the $20,000,000 aggregate principal amount of 7.13% First Mortgage
Bonds due November 1, 2031, Series DDD, authenticated and delivered under this Supplemental
Indenture.

     “Statistical Release” shall mean the then most recently published statistical release
designated “H.15(519)” or any successor publication which is published weekly by the Federal
Reserve System and which establishes yields on actively traded U. S. Government Securities adjusted
to constant maturities or, if such statistical release is not published at the time of any
determination hereunder, then such other reasonably comparable index which shall be designated by
the Holders holding 66-2/3% in aggregate principal amount of the Outstanding Series DDD Bonds,
subject to approval of the Company which approval will not be unreasonably withheld.

     “Trustee” means the Person named as the “Trustee” in the first paragraph of this Supplemental
Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of
the Base Indenture, and thereafter “Trustee” shall mean or include each Person who is then a
Trustee hereunder.

ARTICLE II

CERTAIN TERMS AND ISSUANCE OF THE SERIES DDD BONDS

     SECTION 2.01. Designation of Series DDD Bonds.

     The changes, modifications and supplements to the Base Indenture effected by this Supplemental
Indenture shall be applicable only with respect to, and govern the terms of, the Series DDD Bonds
and shall not apply to any other Bonds that have been or may be issued under the Base Indenture
unless a supplemental indenture with respect to such other Bonds specifically incorporates such
changes, modifications and supplements. Pursuant to this Supplemental Indenture, there is hereby
designated a series of Bonds under the Base Indenture entitled “7.13% First Mortgage Bonds due
2031, Series DDD.”

     SECTION 2.02. Aggregate Principal Amount.

     The aggregate principal amount of the Series DDD Bonds which may be authenticated and
delivered pursuant to this Supplemental Indenture is $20,000,000, except for Series DDD Bonds
authenticated and delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the
Base Indenture.

     SECTION 2.03. Form; Payment of Interest and Principal on Series DDD Bonds.

     (a) General. Without limiting the foregoing provisions of this Article II, the Series DDD
Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto.
The Series DDD Bonds will be issued in denominations of $1,000 and integral multiples thereof. To
the extent that any provision of the Definitive Bonds representing the Series DDD Bonds conflicts
with the express provisions of this Supplemental Indenture or the Base Indenture, this Supplemental
Indenture or the Base Indenture shall govern and be controlling.

     (b) Payment of Interest and Principal on Series DDD Bonds. The Series DDD Bonds will mature
on November 1, 2031 and will bear interest at the rate of 7.13% per annum. Interest on the Series
DDD Bonds will be payable semi-annually in arrears on May 1 and November 1 of each year to the
Holders thereof at the close of business on the immediately preceding April 15 and October 15 of
each year. Interest on the Series DDD Bonds will accrue from the most recent date to which
interest has been paid or, if no interest has been paid, from the

5

 

Closing Date; provided that for purposes of the first Interest Payment Date after the Closing
Date, interest shall also include interest accrued but unpaid with respect to the Senior Unsecured
Notes prior to the Closing Date. Interest shall be computed on the basis of a 360-day year
comprised of twelve 30-day months.

     Overdue principal (including any overdue required or optional prepayment of principal) and
premium, if any, and (to the extent legally enforceable) any overdue installment of interest shall
bear interest at the rate of 9.13% per annum after the date due, whether by acceleration or
otherwise, until paid.

     (c) Payment of Make-Whole Amount upon Acceleration of Series DDD Bonds. Upon the acceleration
of the Series DDD Bonds pursuant to Section 7.01 of the Base Indenture, such Series DDD Bonds shall
forthwith mature and the entire unpaid principal amount of such Bonds, plus all accrued and unpaid
interest thereon and the Make-Whole Amount determined in respect of the Called Principal (to the
full extent permitted by applicable law), shall all be immediately due and payable, in each and
every case without presentment, demand, protest or further notice, all of which are hereby waived.
The Company acknowledges, and the parties hereto agree, that each Holder of a Series DDD Bond has
the right to maintain its investment in the Series DDD Bonds free from repayment by the Company
(except as specifically provided for by the terms of the Series DDD Bonds), and that the provision
for payment of a Make-Whole Amount by the Company in the event that the Series DDD Bonds are
prepaid or accelerated as a result of an Event of Default, is intended to provide compensation for
the deprivation of such right under such circumstances.

ARTICLE III

OPTIONAL REDEMPTION

     SECTION 3.01. Optional Redemption with Premium.

     Upon compliance with the notice provisions set forth in Article IV of the Base Indenture, the
Company shall have the privilege, at any time and from time to time, of redeeming the Outstanding
Series DDD Bonds, either in whole or in part (but if in part then in a minimum principal amount of
$100,000) by redemption of the principal amount of the Series DDD Bonds, or portion thereof to be
redeemed, and accrued interest thereon to the Redemption Date, together with a premium equal to the
Make-Whole Amount, determined as of five Business Days prior to the Redemption Date pursuant to
this Section 3.01.

     SECTION 3.02. Optional Redemption at Par in Event of Condemnation.

     In the event a Material Condemnation shall have occurred with respect to any property of the
Company, then upon compliance with the notice provisions set forth in Article IV of the Base
Indenture, the Company shall have the privilege of applying the proceeds of any condemnation award
received in connection with such Material Condemnation to the redemption of the principal amount of
the Series DDD Bonds then outstanding, or any portion thereof to the extent of such proceeds,
together with accrued interest thereon to the Redemption Date. Any optional redemption made
pursuant to this Section 3.02 shall be without premium.

     SECTION 3.03. Pro Rata Redemption.

     Neither the Company nor any Affiliate thereof, directly or indirectly, may repurchase or
redeem or make any offer to repurchase or redeem any Series DDD Bonds unless an offer has been made
to repurchase or redeem Series DDD Bonds, on a pro rata basis unless otherwise required by law or
applicable stock exchange requirements, from all Holders of the Series DDD Bonds at the same time
and upon the same terms.

ARTICLE IV

MISCELLANEOUS

     SECTION 4.01. Notice.

     Any notice or communication in respect of the Series DDD Bonds shall be made in accordance
with Section 15.05 of the Base Indenture.

6

 

     SECTION 4.02. Amendment and Supplement.

     This Supplemental Indenture or the Series DDD Bonds may be amended or supplemented as provided
for in the Base Indenture.

     SECTION 4.03. Conflicts.

     In the event of any conflict between this Supplemental Indenture and the Base Indenture, the
provisions of this Supplemental Indenture shall prevail.

     SECTION 4.04. Governing Law.

     This Supplemental Indenture and the Series DDD Bonds shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.

     SECTION 4.05. Counterparts.

     The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. One signed copy is
enough to prove this Supplemental Indenture.

     SECTION 4.06. Ratification.

     The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force
and effect and is in all respects ratified and confirmed.

     SECTION 4.07. Severability.

     If any one or more of the covenants or agreements provided in this Supplemental Indenture or
in the Series DDD Bonds on the part of the Company or the Trustee, or either of them, to be
performed should be contrary to any express provision of law, or contrary to the policy of express
law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such
covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable
from the remaining covenants and agreements and shall in nowise affect the validity of this
Supplemental Indenture or the Series DDD Bonds.

     SECTION 4.08. Trustee and Supplemental Indenture.

     The Trustee shall not be responsible in any manner whatsoever for or in respect of the
validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals
contained herein, all of which recitals are made solely by the Company.

[Signature Pages Follow]

7

 

SIGNATURES

     IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed,
all as of the date first above written.

	 	 	 	 	 	 	 
	 	 	CALIFORNIA WATER SERVICE COMPANY	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Calvin L. Breed	 	 
	 

	 	Name:
	 	Calvin L. Breed

	 	 
	 

	 	Title:
	 	Assistant Secretary
	 	 
	 

	 	 	 	 

	 	 
	 
	 	 	 	 	 	 
	 	 	U.S. BANK NATIONAL ASSOCIATION, as Trustee	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Claude Acoba	 	 
	 

	 	Name:
	 	Claude Acoba

	 	 
	 

	 	Title:
	 	Vice President
	 	 
	 

	 	 	 	 

	 	 

SIGNATURE PAGE TO FORTY-SIXTH SUPPLEMENTAL INDENTURE

 

 

State of California       )

County of Santa Clara)

On 15 April 09
before me, John B. Sorci, a Notary Public, personally
appeared Calvin L. Breed, who proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that he executed the same in his authorized
capacity, and that by his signature on the instrument the person, or the
entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

Signature /s/ John B. Sorci               (Seal)

State of California        )

County of Santa Clara)

On
4-15-09 before me, John B. Sorci, a Notary Public, personally
appeared Claude Acoba, who proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that he executed the same in his authorized
capacity, and that by his signature on the instrument the person, or the
entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

Signature /s/ John B. Sorci                              (Seal)

 

 

EXHIBIT A

FORM OF SERIES DDD BOND

     THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE
“ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE
DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION
THEREFROM UNDER THE ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS. THE
TRANSFER OF THIS NOTE IS SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1,
1928 BETWEEN CALIFORNIA WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS
SUCH INDENTURE MAY BE AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.

CALIFORNIA WATER SERVICE COMPANY

7.13% First Mortgage Bonds due 2031, Series DDD

			
	No. ___ 
	 	 $20,000,000

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay to
[    ], or its registered assigns, the principal sum of $20,000,000 in U.S. Dollars on
November 1, 2031.

	 	 	 
	Interest Payment Dates:

	 	May 1 and November 1
	 
	 	 
	Record Dates:

	 	April 15 and October 15

     Additional provisions of this Series DDD Bond are set forth on the other side of this Series
DDD Bond.

A-1

 

     IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.

	 	 	 	 	 	 	 
	 	 	CALIFORNIA WATER SERVICE COMPANY	 	 
	 
	 	 	 	 	 	 
	 

	 	By	 	 	 	 
	 

	 	Name:
	 	 

	 	 
	 

	 	Title:	 	 	 	 

	 	 	 
	Attest:
	 	 
	 
	 	 
	 

Name:

	 	 
	Title:
	 	 

[Authentication Page to Follow]

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CERTIFICATE OF AUTHENTICATION

     This is one of the Bonds of the series designated therein referred to in the within-mentioned
Indenture.

	 	 	 	 	 	 	 
	Dated:	 	U.S. BANK NATIONAL ASSOCIATION,

As Trustee
	 
	 	 	 	 	 	 
	 

	 	By	 	 	 	 
	 

	 	 	 	 
 Authorized
Signatory
	 	 

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[FORM OF REVERSE SIDE OF BOND]

7.13% First Mortgage Bonds due 2031, Series DDD

     1. INTEREST

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay
interest on the principal amount of this Series DDD Bond at the rate per annum shown above.

     The Company shall pay interest semi-annually in arrears on May 1 and November 1 of each year.
Interest on the Series DDD Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Senior Unsecured Notes prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.

     Overdue principal (including any overdue required or optional prepayment of principal) and
premium, if any, and (to the extent legally enforceable) any overdue installment of interest shall
bear interest at the rate of 9.13% per annum after the date due, whether by acceleration or
otherwise, until paid.

     2. METHOD OF PAYMENT

     The Company shall pay interest on the Series DDD Bonds to the Persons who are registered
Holders of Series DDD Bonds at the close of business on the May 15 or November 15 immediately
preceding the Interest Payment Date even if Series DDD Bonds are canceled after the Record Date and
on or before the Interest Payment Date. The Company shall pay principal and interest in money of
the United States that at the time of payment is legal tender for payment of public and private
debts. However, all payments in respect of this Series DDD Bond (including principal, premium, if
any, and interest) must be made by wire transfer of immediately available funds to the accounts
specified by the Holder hereof. Payment shall be without the presentation or surrender of the
Series DDD Bonds or the making of any notation thereon, except that upon written request of the
Company or Trustee made concurrently with or reasonably promptly after payment or redemption in
full of any Series DDD Bond, the Holder thereof shall surrender such Series DDD Bond for
cancellation, reasonably promptly after any such request, to the Company at its principal executive
office or to the Trustee at its principal corporate trust office.

     3. PAYING AGENT AND REGISTRAR

     Initially, U.S. Bank National Association (the “Trustee”) shall act as Paying Agent and
Registrar. The Company may appoint and change any Paying Agent or Registrar without notice to the
Holders. The Company may act as Paying Agent or Registrar.

     4. INDENTURE

     The Company issued the Series DDD Bonds under an Indenture from California Water Service
Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees,
dated as of the 1st day of April, 1928 (the “Original Base Indenture”; as therefore supplemented,
amended and modified by the First through Thirty-eighth Supplemental Indentures, the “Original
Indenture”; the Original Indenture as amended and modified by the Thirty-ninth Supplemental
Indenture, and as subsequently amended, supplemented and modified, the “Base Indenture”), as
further supplemented by the Forty-sixth Supplemental Indenture dated as of April 17, 2009, between
the Company and U.S. Bank National Association (as ultimate successor to American Trust Company and
Los Angeles-First National Trust & Savings Bank), as Trustee (as subsequently amended,
supplemented and modified, the “Supplemental Indenture”). The terms of the Series DDD Bonds
include those stated in the Base Indenture and the Supplemental Indenture and those made part of
the Base Indenture and the Supplemental Indenture by reference to the TIA. Terms defined in the
Base

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Indenture and the Supplemental Indenture and not defined herein have the meanings ascribed
thereto in the Base Indenture and Supplemental Indenture. The Series DDD Bonds are subject to all
such terms, and Holders are referred to the Base Indenture, the Supplemental Indenture and the TIA
for a statement of those terms.

     The Series DDD Bonds are secured obligations of the Company known generally as First Mortgage
Bonds.

     5. OPTIONAL REDEMPTION WITH PREMIUM

     Upon compliance with the notice provisions set forth in Article IV of the Base Indenture, the
Company shall have the privilege, at any time and from time to time, of redeeming the Outstanding
Series DDD Bonds, either in whole or in part (but if in part then in a minimum principal amount of
$100,000) by redemption of the principal amount of the Series DDD Bonds, or portion thereof to be
redeemed, and accrued interest thereon to the Redemption Date, together with a premium equal to
the Make-Whole Amount, determined as of five Business Days prior to the Redemption Date pursuant to
this Section 3.01.

     “Make-Whole Amount” shall mean in connection with any redemption or acceleration of the Series
DDD Bonds the excess, if any, of (i) the aggregate present value as of the date of such redemption
of each dollar of principal being redeemed and the amount of interest (exclusive of interest
accrued to the Redemption Date) that would have been payable in respect of such dollar if such
redemption had not been made, determined by discounting such amounts at the Reinvestment Rate from
the respective dates on which they would have been payable, over (ii) 100% of the principal amount
of the Outstanding Series DDD Bonds being redeemed. If the Reinvestment Rate is equal to or higher
than 7.13%, the Make-Whole Amount shall be zero.

     “Reinvestment Rate” shall mean (1) the sum of 0.50%, plus the yield reported on page “USD” of
the Bloomberg Financial Markets Services Screen (or, if not available, any other nationally
recognized trading screen reporting on-line intraday trading in the U.S. Government Securities) at
10:00 A.M. (Chicago, Illinois time) for the U.S. Government Securities have a maturity (rounded to
the nearest month) corresponding to the Remaining Life to Maturity of the principal of the Series
DDD Bonds being redeemed or (2) in the event that no nationally recognized trading screen reporting
on-line intraday trading in the U.S. Government Securities is available, Reinvestment Rate shall
mean 0.50%, plus the arithmetic mean of the yields for the two columns under the heading “Week
Ending” published in the Statistical Release under the caption “Treasury Constant Maturities” for
the maturity (rounded to the nearest month) corresponding to the Remaining Life to Maturity of the
principal being redeemed. If no maturity exactly corresponds to such Remaining Life to Maturity,
yields for the published maturity next longer than the Remaining Life to Maturity and for the
published maturity next shorter than the Remaining Life to Maturity shall be calculated pursuant to
the immediately preceding sentence and the Reinvestment Rate shall be interpolated from such yields
on a straight-line basis, rounding in each of such relevant periods to the nearest month. For the
purposes of calculating the Reinvestment Rate, the most recent Statistical Release published prior
to the date of determination of the Make-Whole Amount shall be used.

     “Remaining Life to Maturity” of the principal amount of the Series DDD Bonds being redeemed
shall mean, as of the time of any determination thereof, the number of years (calculated to the
nearest one-twelfth) which will elapse between the date of determination and the final maturity of
the Series DDD Bonds being redeemed.

     “Statistical Release” shall mean the then most recently published statistical release
designated “H.15(519)” or any successor publication which is published weekly by the Federal
Reserve System and which establishes yields on actively traded U. S. Government Securities adjusted
to constant maturities or, if such statistical release is not published at the time of any
determination hereunder, then such other reasonably comparable index which shall be designated by
the Holders holding 66-2/3% in aggregate principal amount of the Outstanding Series DDD Bonds,
subject to approval of the Company which approval will not be unreasonably withheld.

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     6. OPTIONAL REDEMPTION AT PAR IN EVENT OF CONDEMNATION

     In the event a Material Condemnation shall have occurred with respect to any property of the
Company, then upon compliance with the notice provisions set forth in Article IV of the Base
Indenture, the Company shall have the privilege of applying the proceeds of any condemnation award
received in connection with such Material Condemnation to the redemption of the principal amount of
the Series DDD Bonds then outstanding, or any portion thereof to the extent of such proceeds,
together with accrued interest thereon to the Redemption Date. Any optional redemption made
pursuant to this Section shall be without premium.

     “Condemnation” with respect to any property shall have occurred if all or any portion of such
property shall have been condemned or taken for any public or quasi-public use under any
governmental law, order, or regulation or by right of eminent domain or sold to a municipality or
other public body or agency or any other entity having the power of eminent domain or the right to
purchase or order the sale of such property (a “Condemning Authority”), or any third-party
designated by any such Condemning Authority, under threat of condemnation.

     “Material Condemnation” shall mean any Condemnation of any property of the Company pursuant to
which a condemnation award in excess of $100,000 shall have been received by the Company.

     7. NOTICES OF REDEMPTION

     Notices of redemption shall (except in respect of redemptions made out of cash deposited in
the sinking fund described in Section 7 below) be provided in accordance with Article IV of the
Base Indenture. If less than all of the Series DDD Bonds are to be redeemed at any time, the
particular Series DDD Bonds to be redeemed shall be selected in accordance with Article IV of the
Base Indenture. On and after the Redemption Date, interest shall cease to accrue on Series DDD
Bonds or portions of them called for redemption.

     8. DENOMINATIONS; TRANSFER; EXCHANGE

     The Series DDD Bonds are in registered form without coupons in denominations of $1,000 and
whole multiples of $1,000. A Holder may transfer or exchange Series DDD Bonds in accordance with
the Base Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a
Holder, among other things, to furnish appropriate transfer documents and to pay any taxes required
by law or permitted by the Base Indenture. The Registrar shall not be required (A) to issue, to
register the transfer of or to exchange any Series DDD Bonds during a period beginning at the
opening of business calendar 15 days before the day of any selection of Series DDD Bonds for
redemption and ending at the close of business on the day of selection, (B) to register the
transfer of or to exchange any Series DDD Bond so selected for redemption in whole or in part,
except the unredeemed portion of any Series DDD Bond being redeemed in part or (C) to register the
transfer of or to exchange a Series DDD Bond between a Record Date and the next succeeding Interest
Payment Date.

     9. PERSONS DEEMED OWNERS

     The registered Holder of this Series DDD Bond may be treated as the owner of it for all purposes.

     10.
UNCLAIMED MONEY

     If money for the payment of principal or interest remains unclaimed, the Paying Agent shall
pay the money back to the Company in accordance with the terms of the Base Indenture.

     11. DISCHARGE AND DEFEASANCE

     Subject to certain conditions set forth in the Base Indenture, the Company at any time may
terminate some or all of its obligations under the Indenture and the Supplemental Indenture with
respect to the Series DDD Bonds if, among other things, the Company deposits with the Trustee funds
for the payment of principal and interest on the Series DDD Bonds to redemption or maturity, as the
case may be.

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     12. AMENDMENT, WAIVER

     The Base Indenture permits, subject to certain exceptions set forth therein, that the Base
Indenture and the terms of the Bonds of a series, which include the Series DDD Bonds, and the
rights of the Holders of the Bonds of a series, which may include the Holders of the Series DDD
Bonds, in each case may be modified, with the written consent of the Holders of a majority in
aggregate principal amount of the Bonds the terms of which or the rights of the Holders of which
are to be modified. The Base Indenture also permits certain other amendments, modifications or
waivers thereof only with the consent of each Outstanding Bond affected thereby, while certain
other amendments or modifications may be made without the consent of any Holders of Bonds.

     The Base Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or
more of principal amount of the Bonds then Outstanding of all such series under which an Event of
Default shall have occurred, which may include the Series DDD Bonds, may, by a written instrument
or instruments signed by such Holders and delivered to the Trustee and to the Company, waive any
past Default or Event of Default under such series of Bonds and its consequences except an Event of
Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and
when the same shall become due by the terms of such Bonds, and upon such waiver such Default or
Event of Default shall be deemed not to exist for any purpose of the Base Indenture or such series
of Bonds.

     Any such consent or waiver by the Holder of this Series DDD Bond shall be conclusive and
binding upon such Holder and upon all future Holders of this Series DDD Bond and of any Series DDD
Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee
in pursuance thereof.

     13. DEFAULTS AND REMEDIES

     Events of Default are set forth in the Base Indenture and the Supplemental Indenture. If an
Event of Default shall have occurred and be continuing, the Trustee upon the direction of Holders
of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds or
the Holders of not less than twenty-five percent (25%) aggregate principal amount of the
Outstanding Bonds, may, by notice in writing delivered to the Company (and to the Trustee if given
by the Holders), declare the entire principal amount of Outstanding Bonds, premium, if any, and the
interest accrued thereon immediately due and payable, and said entire principal, premium, if any,
and interest shall thereupon become and be immediately due and payable.

     Upon the acceleration of the Series DDD Bonds pursuant to Section 7.01 of the Base Indenture,
such Series DDD Bonds shall forthwith mature and the entire unpaid principal amount of such Bonds,
plus all accrued and unpaid interest thereon and the Make-Whole Amount determined in respect of the
Called Principal (to the full extent permitted by applicable law), shall all be immediately due and
payable, in each and every case without presentment, demand, protest or further notice, all of
which are hereby waived. The Company acknowledges, and the parties hereto agree, that each Holder
of a Series DDD Bond has the right to maintain its investment in the Series DDD Bonds free from
repayment by the Company (except as specifically provided for by the terms of the Series DDD
Bonds), and that the provision for payment of a Make-Whole Amount by the Company in the event that
the Series DDD Bonds are prepaid or accelerated as a result of an Event of Default, is intended to
provide compensation for the deprivation of such right under such circumstances.

     Holders may not enforce the Base Indenture, the Supplemental Indenture or the Series DDD Bonds
except as provided in the Base Indenture. The Trustee may refuse to enforce the Base Indenture,
the Supplemental Indenture or the Series DDD Bonds unless it receives indemnity or security
reasonably satisfactory to it. Subject to certain limitations, Holders of a majority in aggregate
principal amount of the Outstanding Bonds may direct the Trustee in its exercise of any trust or
power. The Trustee may withhold from Holders notice of any Default (except a Default in payment of
principal or interest on any Bond, or in the payment of any sinking fund installment) if and so
long as Responsible Officers of the Trustee in good faith determine that withholding notice is in
the interest of the Holders.

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     14. TRUSTEE DEALINGS WITH THE COMPANY

     Subject to certain limitations imposed by the TIA, the Trustee, in its individual or any other
capacity, may become the owner or pledgee of the Series DDD Bonds and may otherwise deal with and
collect obligations owed to it by the Company or its Affiliates and may otherwise deal with the
Company or its Affiliates with the same rights it would have if it were not Trustee.

     15. NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS

     No director, officer, employee, incorporator or stockholder of the Company or Parent shall
have any liability for any obligations of the Company under the Base Indenture, the Supplemental
Indenture or the Series DDD Bonds or for any claim based on, in respect of, or by reason of such
obligations or their creation. Each Holder by accepting the Series DDD Bonds waives and releases
all such liability. The waiver and release are part of the consideration for the issuance of the
Series DDD Bonds. Such waiver may not be effective to waive liabilities of directors, officers or
persons controlling the Company under the federal securities laws and it is the view of the
Commission that such waiver is against public policy and is therefore unenforceable.

     16. GOVERNING LAW

     The Series DDD Bonds shall be governed by, and construed and enforced in accordance with, the
laws of the State of California without regard to the principles of conflicts of laws thereunder,
except to the extent that the TIA shall be applicable.

     17. AUTHENTICATION

     This Series DDD Bond shall not be valid until an authorized signatory of the Trustee (or an
Authenticating Agent) manually signs the certificate of authentication on the other side of this
Series DDD Bond.

     18. ABBREVIATIONS

     Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).

     19. SECURITY INTEREST

     The Series DDD Bonds shall be secured to the extent and in the manner provided by the Base
Indenture.

     The Company shall furnish to any Holder upon written request and without charge to the Holder
a copy of the Base Indenture and the Supplemental Indenture. Requests may be made to:

CALIFORNIA WATER SERVICE COMPANY

1720 North First Street

San Jose, CA 95112

Attention: Corporate Secretary

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ASSIGNMENT FORM

To assign this Series DDD Bond, fill in the form below:

I or we assign and transfer this Series DDD Bond to

______________________________

     (Print or type assignee’s name, address and zip code)

______________________________

     (Insert assignee’s soc. sec. or tax I.D. No.)

and irrevocably appoint ________________ agent to transfer this Series DDD Bond on the books of
the Company. The agent may substitute another to act for him.

Date: ________________ Your Signature: _____________________

	 	 	 	 	 	 	 
	Signature Guarantee:
	 	 	 	 	 	 
	 	 	 	 	 
	 

	 	 	 	(Signature must be guaranteed by a

participant in a recognized signature

guarantee medallion program)	 	 

 

Sign exactly as your name appears on the other side of this Series DDD Bond.

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EXHIBIT B

     The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank,
as trustees, and the acceptance of Bank of America National Trust and Savings Association as
successor trustee have been recorded in the offices of the Recorders of the following counties and
city and county of the State of California on the respective dates and in the respective books of
record and/or as the respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	County or Page	 	 	 	 	 	Book and
	City and County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	Alameda
	 	August 1, 1983	 	83-137410	 	 
	Butte
	 	August 1, 1983	 	83-25375	 	2851-200
	Fresno
	 	August 2, 1983	 	83069489	 	 
	Glenn
	 	August 1, 1983	 	3329	 	729-170
	Kern
	 	August 2, 1983	 	12487	 	5576-522
	Los Angeles
	 	August 2, 1983	 	83-887733	 	 
	Monterey
	 	August 1, 1983	 	Pg. 34173	 	1655-830
	City and County of
San Francisco
	 	August 1, 1983	 	D 376552	 	D559-205
	San Joaquin
	 	August 10, 1983	 	83058347	 	 
	San Mateo
	 	August 1, 1983	 	83080322	 	 
	Santa Clara
	 	August 1, 1983	 	7766085	 	H770-413
	Solano
	 	August 1, 1983	 	32353	 	Pg. 61300
	Sonoma
	 	August 1, 1983	 	83-50597	 	83-50597
	Tulare
	 	August 1, 1983	 	35981	 	4093-763
	Ventura
	 	November 15, 1983	 	 	 	130201
	Yuba
	 	August 1, 1983	 	1056	 	805-423

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     On December 15, 1995, Bank of America National Trust and Savings Association, transferred
substantially all of its corporate trust business to First Trust of California, National
Association. On March 30, 1998, First Trust of California, National Association changed its name
to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust
National Association, San Francisco, merged with and into U.S. Bank National Association as
successor trustee. Evidence of the above and U.S. Bank National Association’s status as successor
trustee have been recorded in the offices of the Recorders of the following counties of the State
of California on the respective dates and in the respective books of record and/or as the
respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Book and
	County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	Fresno
	 	March 9, 2009	 	2009-0032066	 	 
	Lake
	 	March 10, 2009	 	2009003530	 	 
	Los Angeles
	 	March 9, 2009	 	2009-03216507	 	 
	Monterey
	 	March 9, 2009	 	2009013888	 	 
	San Joaquin
	 	March 9, 2009	 	2009-038049	 	 
	San Mateo
	 	March 18, 2009	 	2009-030163	 	 
	Solano
	 	March 12, 2009	 	200900018231	 	 
	Sonoma
	 	March 9, 2009	 	2009019936	 	 
	Tulare
	 	March 9, 2009	 	2009-0013707	 	 
	Ventura
	 	March 9, 2009	 	20090309-00035462-0	 	 

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EXHIBIT C

     The First through Thirty-eighth Supplemental Indentures (and in the case of Marin County, a
Memorandum of Indenture referencing the Original Base Indenture and the First through Thirty-eighth
Supplemental Indentures) have been recorded in the offices of the Recorders of the following
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers hereinafter set forth, as
follows:

First Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	 	 	Volume of	 	Page at Which Record	 	 
	Date of Recordation	 	Official Records	 	Commences	 	County
	January 7, 1929
	 	 	40	 	 	 	432	 	 	Kings
	January 7, 1929
	 	 	157	 	 	 	256	 	 	Contra Costa

Second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Kings
	 	August 20, 1929	 	 	48	 	 	 	442	 
	Butte
	 	August 20, 1929	 	 	116	 	 	 	389	 
	Glenn
	 	August 20, 1929	 	 	17	 	 	 	179	 
	Alameda
	 	August 20, 1929	 	 	2173	 	 	 	334	 
	Tulare
	 	August 20, 1929	 	 	337	 	 	 	88	 
	Kern
	 	August 21, 1929	 	 	320	 	 	 	95	 
	Contra Costa
	 	August 20, 1929	 	 	208	 	 	 	198	 

Third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Yuba
	 	February 28, 1930	 	 	9	 	 	 	 	 
	City and County of
San Francisco
	 	February 28, 1930	 	 	1985	 	 	 	257	 

Fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	San Mateo
	 	July 17, 1931	 	 	537	 	 	 	1	 
	City and County of
San Francisco
	 	July 20, 1931	 	 	2232	 	 	 	284	 
	Santa Clara
	 	July 17, 1931	 	 	576	 	 	 	175	 

C-1

 

Fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	City and County of
San Francisco
	 	March 31, 1932	 	 	2359	 	 	 	17	 
	Yuba
	 	April 6, 1932	 	 	12	 	 	 	469	 
	Sonoma
	 	April 6, 1932	 	 	320	 	 	 	39	 
	Alameda
	 	April 6, 1932	 	 	2808	 	 	 	77	 
	Tulare
	 	April 6, 1932	 	 	466	 	 	 	381	 
	Los Angeles
	 	April 6, 1932	 	 	11543	 	 	 	85	 
	San Joaquin
	 	April 6, 1932	 	 	397	 	 	 	375	 
	Santa Clara
	 	April 6, 1932	 	 	606	 	 	 	464	 
	San Mateo
	 	April 6, 1932	 	 	553	 	 	 	492	 
	Butte
	 	April 6, 1932	 	 	83	 	 	 	489	 
	Kings
	 	April 6, 1932	 	 	87	 	 	 	292	 
	Glenn
	 	April 6, 1932	 	 	43	 	 	 	123	 
	Shasta
	 	April 6, 1932	 	 	74	 	 	 	10	 
	Contra Costa
	 	April 6, 1932	 	 	299	 	 	 	449	 
	Kern
	 	April 6, 1932	 	 	428	 	 	 	473	 
	Solano
	 	April 6, 1932	 	 	89	 	 	 	66	 

Sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 15, 1936	 	 	3314	 	 	 	406	 
	Butte
	 	June 15, 1936	 	 	167	 	 	 	1	 
	Contra Costa
	 	June 15, 1936	 	 	418	 	 	 	12	 
	Glenn
	 	June 15, 1936	 	 	82	 	 	 	73	 
	Kern
	 	June 15, 1936	 	 	643	 	 	 	64	 
	Kings
	 	June 15, 1936	 	 	151	 	 	 	241	 
	Los Angeles
	 	June 15, 1936	 	 	14153	 	 	 	291	 
	City and County of
San Francisco
	 	June 15, 1936	 	 	2972	 	 	 	1	 
	San Joaquin
	 	June 15, 1936	 	 	542	 	 	 	53	 
	San Mateo
	 	June 15, 1936	 	 	703	 	 	 	1	 
	Santa Clara
	 	June 15, 1936	 	 	777	 	 	 	137	 
	Shasta
	 	June 15, 1936	 	 	108	 	 	 	134	 
	Solano
	 	June 15, 1936	 	 	161	 	 	 	1	 
	Sonoma
	 	June 15, 1936	 	 	412	 	 	 	160	 
	Tulare
	 	June 15, 1936	 	 	682	 	 	 	1	 
	Yuba
	 	June 15, 1936	 	 	35	 	 	 	25	 

Seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Los Angeles
	 	May 1, 1939	 	 	16572	 	 	 	206	 
	City and County of
San Francisco
	 	May 2, 1939	 	 	3450	 	 	 	93	 
	San Mateo
	 	May 2, 1939	 	 	840	 	 	 	94	 
	Sonoma
	 	May 2, 1939	 	 	477	 	 	 	108	 
	Kern
	 	May 2, 1939	 	 	869	 	 	 	12	 

C-2

 

Eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	November 3, 1945	 	 	4780	 	 	 	134	 
	Butte
	 	November 2, 1945	 	 	380	 	 	 	1	 
	Contra Costa
	 	November 3, 1945	 	 	874	 	 	 	1	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	226	 
	Glenn
	 	November 2, 1945	 	 	191	 	 	 	1	 
	Kern
	 	November 2, 1945	 	 	1292	 	 	 	1	 
	Kings
	 	November 1, 1945	 	 	342	 	 	 	21	 
	Los Angeles
	 	November 2, 1945	 	 	22396	 	 	 	251	 
	Monterey
	 	February 21, 1962	 	 	Reel 23	 	 	 	1	 
	City and County of
San Francisco
	 	November 2, 1945	 	 	4346	 	 	 	103	 
	San Joaquin
	 	November 3, 1945	 	 	960	 	 	 	21	 
	San Mateo
	 	November 3, 1945	 	 	1231	 	 	 	1	 
	Santa Clara
	 	November 1, 1945	 	 	1267	 	 	 	583	 
	Solano
	 	November 3, 1945	 	 	344	 	 	 	6	 
	Sonoma
	 	November 3, 1945	 	 	665	 	 	 	21	 
	Tulare
	 	November 3, 1945	 	 	1141	 	 	 	382	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130177	 	 	 	 
	Yuba
	 	November 3, 1945	 	 	94	 	 	 	23	 

Ninth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	August 31, 1951	 	 	6525	 	 	 	237	 
	Butte
	 	August 30, 1951	 	 	603	 	 	 	1	 
	Contra Costa
	 	August 30, 1951	 	 	1814	 	 	 	508	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	437	 
	Glenn
	 	August 30, 1951	 	 	266	 	 	 	63	 
	Kern
	 	August 29, 1951	 	 	1840	 	 	 	373	 
	Kings
	 	August 30, 1951	 	 	502	 	 	 	228	 
	Los Angeles
	 	August 29, 1951	 	 	37102	 	 	 	345	 
	Monterey
	 	February 21, 1962	 	 	Reel 23	 	 	 	207	 
	City and County of
San Francisco
	 	August 30, 1951	 	 	5773	 	 	 	355	 
	San Joaquin
	 	August 30, 1951	 	 	1372	 	 	 	123	 
	San Mateo
	 	August 30, 1951	 	 	2150	 	 	 	298	 
	Santa Clara
	 	August 30, 1951	 	 	2275	 	 	 	295	 
	Solano
	 	August 31, 1951	 	 	592	 	 	 	136	 
	Sonoma
	 	August 31, 1951	 	 	1072	 	 	 	420	 
	Tulare
	 	August 30, 1951	 	 	1539	 	 	 	528	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130178	 	 	 	 
	Yuba
	 	August 31, 1951	 	 	155	 	 	 	177	 

C-3

 

Tenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	July 10, 1953	 	 	7078	 	 	 	451	 
	Butte
	 	July 9, 1953	 	 	679	 	 	 	45	 
	Contra Costa
	 	July 9, 1953	 	 	2157	 	 	 	453	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	540	 
	Glenn
	 	July 9, 1953	 	 	297	 	 	 	139	 
	Kern
	 	July 8, 1953	 	 	2102	 	 	 	215	 
	Kings
	 	July 9, 1953	 	 	561	 	 	 	249	 
	Los Angeles
	 	July 8, 1953	 	 	42134	 	 	 	371	 
	Monterey
	 	February 21, 1962	 	 	Reel 23	 	 	 	314	 
	City and County of
San Francisco
	 	July 9, 1953	 	 	6190	 	 	 	21	 
	San Joaquin
	 	July 9, 1953	 	 	1540	 	 	 	523	 
	San Mateo
	 	July 10, 1953	 	 	2443	 	 	 	248	 
	Santa Clara
	 	July 9, 1953	 	 	2680	 	 	 	50	 
	Solano
	 	July 9, 1953	 	 	677	 	 	 	4	 
	Sonoma
	 	July 10, 1953	 	 	1218	 	 	 	348	 
	Tulare
	 	July 9, 1953	 	 	1686	 	 	 	314	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130179	 	 	 	 
	Yuba
	 	July 10, 1953	 	 	181	 	 	 	1	 

Eleventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	August 20, 1954	 	 	7404	 	 	 	181	 
	Butte
	 	August 20, 1954	 	 	732	 	 	 	496	 
	Contra Costa
	 	August 20, 1954	 	 	2368	 	 	 	164	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	604	 
	Glenn
	 	August 20, 1954	 	 	314	 	 	 	369	 
	Kern
	 	August 20, 1954	 	 	2278	 	 	 	74	 
	Kings
	 	August 20, 1954	 	 	594	 	 	 	449	 
	Los Angeles
	 	August 19, 1954	 	 	45365	 	 	 	64	 
	Monterey
	 	February 21, 1962	 	 	Reel 23	 	 	 	377	 
	City and County of
San Francisco
	 	August 20, 1954	 	 	6435	 	 	 	421	 
	San Joaquin
	 	August 20, 1954	 	 	1662	 	 	 	316	 
	San Mateo
	 	August 19, 1954	 	 	2636	 	 	 	330	 
	Santa Clara
	 	August 20, 1954	 	 	2942	 	 	 	331	 
	Solano
	 	August 19, 1954	 	 	728	 	 	 	10	 
	Sonoma
	 	August 20, 1954	 	 	1290	 	 	 	234	 
	Tulare
	 	August 20, 1954	 	 	1772	 	 	 	388	 
	Ventura
	 	November 15, 1983	 	Document No. 130180	 	 	 	 
	Yuba
	 	August 20, 1954	 	 	195	 	 	 	490	 

C-4

 

Twelfth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	October 7, 1955	 	 	7806	 	 	 	501	 
	Butte
	 	October 7, 1955	 	 	794	 	 	 	9	 
	Contra Costa
	 	October 7, 1955	 	 	2625	 	 	 	417	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	665	 
	Glenn
	 	October 7, 1955	 	 	331	 	 	 	350	 
	Kern
	 	October 6, 1955	 	 	2498	 	 	 	171	 
	Kings
	 	October 7, 1955	 	 	628	 	 	 	1	 
	Los Angeles
	 	October 6, 1955	 	 	49158	 	 	 	316	 
	Monterey
	 	February 21, 1962	 	 	Reel 23	 	 	 	439	 
	City and County of
San Francisco
	 	October 7, 1955	 	 	6711	 	 	 	525	 
	San Joaquin
	 	October 7, 1955	 	 	1797	 	 	 	300	 
	San Mateo
	 	October 7, 1955	 	 	2890	 	 	 	480	 
	Santa Clara
	 	October 7, 1955	 	 	3299	 	 	 	406	 
	Solano
	 	October 7, 1955	 	 	792	 	 	 	422	 
	Sonoma
	 	October 7, 1955	 	 	1384	 	 	 	2	 
	Tulare
	 	October 7, 1955	 	 	1864	 	 	 	548	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130181	 	 	 	 
	Yuba
	 	October 7, 1955	 	 	213	 	 	 	593	 

Thirteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 7, 1956	 	 	8226	 	 	 	15	 
	Butte
	 	December 7, 1956	 	 	859	 	 	 	117	 
	Contra Costa
	 	December 7, 1956	 	 	2894	 	 	 	20	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	729	 
	Glenn
	 	December 7, 1956	 	 	348	 	 	 	217	 
	Kern
	 	December 6, 1956	 	 	2699	 	 	 	390	 
	Kings
	 	December 7, 1956	 	 	666	 	 	 	316	 
	Los Angeles
	 	December 6, 1956	 	 	53054	 	 	 	61	 
	Monterey
	 	February 21, 1962	 	 	Reel 23	 	 	 	503	 
	City and County of
San Francisco
	 	December 10, 1956	 	 	6970	 	 	 	41	 
	San Joaquin
	 	December 7, 1956	 	 	1925	 	 	 	1	 
	San Mateo
	 	December 7, 1956	 	 	3140	 	 	 	258	 
	Santa Clara
	 	December 7, 1956	 	 	3680	 	 	 	1	 
	Solano
	 	December 7, 1956	 	 	860	 	 	 	189	 
	Sonoma
	 	December 7, 1956	 	 	1489	 	 	 	28	 
	Tulare
	 	December 7, 1956	 	 	1961	 	 	 	551	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130182	 	 	 	 
	Yuba
	 	December 7, 1956	 	 	233	 	 	 	65	 

Fourteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 20, 1964	 	Reel 1155	 	Image 2
	Butte
	 	March 20, 1964	 	 	1303	 	 	 	8	 
	Contra Costa
	 	March 20, 1964	 	 	4578	 	 	 	360	 
	Fresno
	 	March 20, 1964	 	 	4980	 	 	 	337	 

C-5

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Glenn
	 	March 20, 1964	 	 	463	 	 	 	1	 
	Kern
	 	March 19, 1964	 	 	3706	 	 	 	1	 
	Los Angeles
	 	March 19, 1964	 	 	D2401	 	 	 	6	 
	Monterey
	 	March 20, 1964	 	Reel 299	 	 	230	 
	City and County of
San Francisco
	 	March 20, 1964	 	 	A734	 	 	 	966	 
	San Joaquin
	 	March 20, 1964	 	 	2801	 	 	 	126	 
	San Mateo
	 	March 19, 1964	 	 	4670	 	 	 	563	 
	Santa Clara
	 	March 20, 1964	 	 	6432	 	 	 	567	 
	Solano
	 	March 20, 1964	 	 	1259	 	 	 	331	 
	Sonoma
	 	March 19, 1964	 	 	2031	 	 	 	757	 
	Tulare
	 	March 20, 1964	 	 	2491	 	 	 	437	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130183	 	 	 	 
	Yuba
	 	March 20, 1964	 	 	389	 	 	 	535	 

Fifteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	November 4, 1965	 	 	1635	 	 	 	610	 
	Butte
	 	November 4, 1965	 	 	1398	 	 	 	67	 
	Contra Costa
	 	November 4, 1965	 	 	4987	 	 	 	469	 
	Fresno
	 	November 4, 1965	 	 	5236	 	 	 	699	 
	Glenn
	 	November 4, 1965	 	 	483	 	 	 	194	 
	Kern
	 	November 3, 1965	 	 	3889	 	 	 	476	 
	Los Angeles
	 	November 3, 1965	 	 	D3104	 	 	 	7	 
	Monterey
	 	November 4, 1965	 	 	432	 	 	 	526	 
	City and County of
San Francisco
	 	November 4, 1965	 	 	A983	 	 	 	431	 
	San Joaquin
	 	November 4, 1965	 	 	2996	 	 	 	13	 
	San Mateo
	 	November 4, 1965	 	 	5056	 	 	 	588	 
	Santa Clara
	 	November 4, 1965	 	 	7166	 	 	 	234	 
	Solano
	 	November 3, 1965	 	 	1366	 	 	 	547	 
	Sonoma
	 	November 3, 1965	 	 	2167	 	 	 	261	 
	Tulare
	 	November 4, 1965	 	 	2619	 	 	 	12	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130184	 	 	 	 
	Yuba
	 	November 4, 1965	 	 	422	 	 	 	562	 

Sixteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 2, 1966	 	 	1881	 	 	 	788	 
	Butte
	 	December 2, 1966	 	 	1452	 	 	 	13	 
	Contra Costa
	 	December 2, 1966	 	 	5256	 	 	 	298	 
	Fresno
	 	December 2, 1966	 	 	5383	 	 	 	432	 
	Glenn
	 	December 2, 1966	 	 	495	 	 	 	555	 
	Kern
	 	December 1, 1966	 	 	3999	 	 	 	845	 
	Los Angeles
	 	December 1, 1966	 	 	D3496	 	 	 	236	 
	Monterey
	 	December 2, 1966	 	 	485	 	 	 	472	 
	City and County of
San Francisco
	 	December 2, 1966	 	 	B101	 	 	 	10	 
	San Joaquin
	 	December 2, 1966	 	 	3090	 	 	 	511	 

C-6

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	San Mateo
	 	December 2, 1966	 	 	5244	 	 	 	411	 
	Santa Clara
	 	December 2, 1966	 	 	7579	 	 	 	440	 
	Solano
	 	December 1, 1966	 	 	1429	 	 	 	482	 
	Sonoma
	 	December 1, 1966	 	 	2243	 	 	 	434	 
	Tulare
	 	December 2, 1966	 	 	2686	 	 	 	249	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130185	 	 	 	 
	Yuba
	 	December 2, 1966	 	 	443	 	 	 	434	 

Seventeenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	April 2, 1968	 	 	2154	 	 	 	273	 
	Butte
	 	April 2, 1968	 	 	1511	 	 	 	632	 
	Contra Costa
	 	April 2, 1968	 	 	5593	 	 	 	177	 
	Fresno
	 	April 3, 1968	 	 	5554	 	 	 	654	 
	Glenn
	 	April 2, 1968	 	 	507	 	 	 	326	 
	Kern
	 	April 3, 1968	 	 	4147	 	 	 	264	 
	Los Angeles
	 	April 2, 1968	 	 	D3959	 	 	 	10	 
	Monterey
	 	April 2, 1968	 	 	551	 	 	 	580	 
	City and County of
San Francisco
	 	April 2, 1968	 	 	B230	 	 	 	362	 
	San Joaquin
	 	April 2, 1968	 	 	3199	 	 	 	132	 
	San Mateo
	 	April 2, 1968	 	 	5453	 	 	 	1	 
	Santa Clara
	 	April 2, 1968	 	 	8076	 	 	 	99	 
	Solano
	 	April 1, 1968	 	 	1501	 	 	 	35	 
	Sonoma
	 	April 3, 1968	 	 	2323	 	 	 	446	 
	Tulare
	 	April 3, 1968	 	 	2773	 	 	 	415	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130186	 	 	 	 
	Yuba
	 	April 2, 1968	 	 	465	 	 	 	122	 

Eighteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	April 3, 1970	 	 	2592	 	 	 	708	 
	Butte
	 	April 6, 1970	 	 	1608	 	 	 	505	 
	Contra Costa
	 	April 3, 1970	 	 	6099	 	 	 	58	 
	Fresno
	 	April 3, 1970	 	 	5775	 	 	 	371	 
	Glenn
	 	April 6, 1970	 	 	524	 	 	 	168	 
	Kern
	 	April 3, 1970	 	 	4384	 	 	 	72	 
	Los Angeles
	 	April 6, 1970	 	 	D4677	 	 	 	518	 
	Monterey
	 	April 6, 1970	 	 	645	 	 	 	921	 
	City and County of
San Francisco
	 	April 6, 1970	 	 	B414	 	 	 	258	 
	San Joaquin
	 	April 3, 1970	 	 	3381	 	 	 	569	 
	San Mateo
	 	April 3, 1970	 	 	5766	 	 	 	1	 
	Santa Clara
	 	April 3, 1970	 	 	8878	 	 	 	585	 
	Solano
	 	April 3, 1970	 	 	1618	 	 	 	477	 
	Sonoma
	 	April 3, 1970	 	 	2453	 	 	 	531	 
	Tulare
	 	April 3, 1970	 	 	2889	 	 	 	894	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130187	 	 	 	 
	Yuba
	 	April 6, 1970	 	 	497	 	 	 	84	 

C-7

 

Nineteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 10, 1970	 	 	2632	 	 	 	835	 
	Butte
	 	June 11, 1970	 	 	1618	 	 	 	2	 
	Contra Costa
	 	June 10, 1970	 	 	6146	 	 	 	1	 
	Fresno
	 	June 10, 1970	 	 	5793	 	 	 	233	 
	Glenn
	 	June 11, 1970	 	 	526	 	 	 	170	 
	Kern
	 	June 9, 1970	 	 	4405	 	 	 	724	 
	Los Angeles
	 	June 10, 1970	 	 	D4736	 	 	 	731	 
	Monterey
	 	June 10, 1970	 	 	653	 	 	 	890	 
	City and
County of San Francisco
	 	June 11, 1970	 	 	B430	 	 	 	928	 
	San Joaquin
	 	June 10, 1970	 	 	3402	 	 	 	124	 
	San Mateo
	 	June 10, 1970	 	 	5792	 	 	 	57	 
	Santa Clara
	 	June 11, 1970	 	 	8949	 	 	 	586	 
	Solano
	 	June 10, 1970	 	 	1629	 	 	 	158	 
	Sonoma
	 	June 10, 1970	 	 	2465	 	 	 	923	 
	Tulare
	 	June 10, 1970	 	 	2898	 	 	 	231	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130188	 	 	 	 
	Yuba
	 	June 11, 1970	 	 	500	 	 	 	77	 

Twentieth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	April 2, 1971	 	 	2820	 	 	 	92	 
	Butte
	 	April 2, 1971	 	 	1667	 	 	 	102	 
	Contra Costa
	 	April 2, 1971	 	 	6351	 	 	 	138	 
	Fresno
	 	April 2, 1971	 	 	5880	 	 	 	820	 
	Glenn
	 	April 2, 1971	 	 	533	 	 	 	530	 
	Kern
	 	April 1, 1971	 	 	4509	 	 	 	30	 
	Los Angeles
	 	April 1, 1971	 	 	D5014	 	 	 	368	 
	Monterey
	 	April 2, 1971	 	 	695	 	 	 	719	 
	City and County of
San Francisco
	 	April 5, 1971	 	 	B507	 	 	 	812	 
	San Joaquin
	 	April 5, 1971	 	 	3509	 	 	 	305	 
	San Mateo
	 	April 2, 1971	 	 	5919	 	 	 	363	 
	Santa Clara
	 	April 2, 1971	 	 	9278	 	 	 	182	 
	Solano
	 	April 5, 1971	 	 	1677	 	 	 	384	 
	Sonoma
	 	April 2, 1971	 	 	2524	 	 	 	671	 
	Tulare
	 	April 2, 1971	 	 	2959	 	 	 	373	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130189	 	 	 	 
	Yuba
	 	April 2, 1971	 	 	513	 	 	 	81	 

C-8

 

Twenty-first Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 14, 1972	 	 	3298	 	 	 	449	 
	Butte
	 	December 14, 1972	 	 	1805	 	 	 	96	 
	Contra Costa
	 	December 14, 1972	 	 	6821	 	 	 	129	 
	Fresno
	 	December 14, 1972	 	 	6104	 	 	 	2	 
	Glenn
	 	December 14, 1972	 	 	554	 	 	 	371	 
	Kern
	 	December 15, 1972	 	 	4757	 	 	 	356	 
	Los Angeles
	 	December 14, 1972	 	 	D5698	 	 	 	815	 
	Monterey
	 	December 14, 1972	 	 	815	 	 	 	838	 
	City and County of
San Francisco
	 	December 14, 1972	 	 	B708	 	 	 	675	 
	San Joaquin
	 	December 14, 1972	 	 	3718	 	 	 	161	 
	San Mateo
	 	December 14, 1972	 	 	6289	 	 	 	367	 
	Santa Clara
	 	December 14, 1972	 	 	0154	 	 	 	435	 
	Solano
	 	December 15, 1972	 	 	1795	 	 	 	147	 
	Sonoma
	 	December 14, 1972	 	 	2719	 	 	 	547	 
	Tulare
	 	December 14, 1972	 	 	3075	 	 	 	674	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130190	 	 	 	 
	Yuba
	 	December 14, 1972	 	 	546	 	 	 	360	 

Twenty-second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 27, 1972	 	 	3306	 	 	 	930	 
	Butte
	 	December 27, 1972	 	 	1807	 	 	 	385	 
	Contra Costa
	 	December 27, 1972	 	 	6829	 	 	 	150	 
	Fresno
	 	December 27, 1972	 	 	6108	 	 	 	355	 
	Glenn
	 	December 27, 1972	 	 	555	 	 	 	69	 
	Kern
	 	December 29, 1972	 	 	4762	 	 	 	140	 
	Los Angeles
	 	December 27, 1972	 	 	D5710	 	 	 	690	 
	Monterey
	 	December 27, 1972	 	 	818	 	 	 	40	 
	City and County of
San Francisco
	 	December 27, 1972	 	 	B712	 	 	 	707	 
	San Joaquin
	 	December 27, 1972	 	 	3721	 	 	 	317	 
	San Mateo
	 	December 27, 1972	 	 	6296	 	 	 	114	 
	Santa Clara
	 	December 27, 1972	 	 	0171	 	 	 	29	 
	Solano
	 	December 29, 1972	 	 	1797	 	 	 	530	 
	Sonoma
	 	December 27, 1972	 	 	2722	 	 	 	782	 
	Tulare
	 	December 27, 1972	 	 	3078	 	 	 	118	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130191	 	 	 	 
	Yuba
	 	December 27, 1972	 	 	547	 	 	 	158	 

Twenty-third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 27, 1972	 	 	3307	 	 	 	1	 
	Butte
	 	December 27, 1972	 	 	1807	 	 	 	433	 
	Contra Costa
	 	December 27, 1972	 	 	6829	 	 	 	197	 
	Fresno
	 	December 27, 1972	 	 	6108	 	 	 	307	 
	Glenn
	 	December 27, 1972	 	 	555	 	 	 	116	 
	Kern
	 	December 27, 1972	 	 	4762	 	 	 	187	 
	Los Angeles
	 	December 27, 1972	 	 	D5710	 	 	 	737	 
	Monterey
	 	December 27, 1972	 	 	818	 	 	 	87	 

C-9

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	City and County of
San Francisco
	 	December 27, 1972	 	 	B712	 	 	 	733	 
	San Joaquin
	 	December 27, 1972	 	 	3721	 	 	 	269	 
	San Mateo
	 	December 27, 1972	 	 	6296	 	 	 	161	 
	Santa Clara
	 	December 27, 1972	 	 	0171	 	 	 	76	 
	Solano
	 	December 27, 1972	 	 	1797	 	 	 	577	 
	Sonoma
	 	December 27, 1972	 	 	2722	 	 	 	830	 
	Tulare
	 	December 27, 1972	 	 	3078	 	 	 	165	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130192	 	 	 	 
	Yuba
	 	December 27, 1972	 	 	547	 	 	 	205	 

Twenty-fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 22, 1974	 	 	3635	 	 	 	156	 
	Butte
	 	March 22, 1974	 	 	1896	 	 	 	665	 
	Contra Costa
	 	March 22, 1974	 	 	7183	 	 	 	54	 
	Fresno
	 	March 22, 1974	 	 	6279	 	 	 	513	 
	Glenn
	 	March 22, 1974	 	 	570	 	 	 	163	 
	Kern
	 	March 22, 1974	 	 	4832	 	 	 	519	 
	Los Angeles
	 	March 22, 1974	 	 	D6209	 	 	 	133	 
	Monterey
	 	March 22, 1974	 	 	902	 	 	 	1	 
	City and County of
San Francisco
	 	March 22, 1974	 	 	B866	 	 	 	907	 
	San Joaquin
	 	March 22, 1974	 	 	3856	 	 	 	1	 
	San Mateo
	 	March 22, 1974	 	 	6574	 	 	 	611	 
	Santa Clara
	 	March 22, 1974	 	 	815	 	 	 	125	 
	Solano
	 	March 22, 1974	 	 	1974	 	 	 	11482	 
	Sonoma
	 	March 22, 1974	 	 	2847	 	 	 	542	 
	Tulare
	 	March 22, 1974	 	 	3166	 	 	 	315	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130193	 	 	 	 
	Yuba
	 	March 22, 1974	 	 	571	 	 	 	423	 

Twenty-fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 20, 1975	 	 	4007	 	 	 	676	 
	Butte
	 	June 20, 1975	 	 	1995	 	 	 	455	 
	Contra Costa
	 	June 20, 1975	 	 	7543	 	 	 	54	 
	Fresno
	 	June 20, 1975	 	 	6447	 	 	 	21	 
	Glenn
	 	June 20, 1975	 	 	587	 	 	 	128	 
	Kern
	 	June 20, 1975	 	 	4901	 	 	 	154	 
	Los Angeles
	 	June 20, 1975	 	 	D6698	 	 	 	184	 
	Monterey
	 	June 20, 1975	 	 	985	 	 	 	335	 
	City and County of
San Francisco
	 	June 20, 1975	 	 	C30	 	 	 	188	 
	San Joaquin
	 	June 20, 1975	 	 	3996	 	 	 	258	 
	San Mateo
	 	June 20, 1975	 	 	6872	 	 	 	1	 
	Santa Clara
	 	June 20, 1975	 	 	B474	 	 	 	219	 
	Solano
	 	June 20, 1975	 	 	1975	 	 	 	25377	 
	Sonoma
	 	June 20, 1975	 	 	2970	 	 	 	761	 
	Tulare
	 	June 20, 1975	 	 	3249	 	 	 	11	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130195	 	 	 	 
	Yuba
	 	June 20, 1975	 	 	595	 	 	 	695	 

C-10

 

Twenty-sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 10, 1976	 	 	4397	 	 	 	342	 
	Butte
	 	June 10, 1976	 	 	2077	 	 	 	441	 
	Contra Costa
	 	June 10, 1976	 	 	7896	 	 	 	746	 
	Fresno
	 	June 11, 1976	 	 	6608	 	 	 	364	 
	Glenn
	 	June 10, 1976	 	 	600	 	 	 	137	 
	Kern
	 	June 11, 1976	 	 	4960	 	 	 	1166	 
	Los Angeles
	 	June 10, 1976	 	 	10257	 	 	 	734	 
	Monterey
	 	June 10, 1976	 	 	1060	 	 	 	798	 
	City and County of
San Francisco
	 	June 10, 1976	 	 	C184	 	 	 	1	 
	San Joaquin
	 	June 10, 1976	 	 	4136	 	 	 	42	 
	San Mateo
	 	June 10, 1976	 	 	7151	 	 	 	667	 
	Santa Clara
	 	June 10, 1976	 	 	C073	 	 	 	688	 
	Solano
	 	June 10, 1976	 	 	1976	 	 	 	31463	 
	Sonoma
	 	June 10, 1976	 	 	3089	 	 	 	913	 
	Tulare
	 	June 10, 1976	 	 	3326	 	 	 	626	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130195	 	 	 	 
	Yuba
	 	June 10, 1976	 	 	616	 	 	 	512	 

Twenty-seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 24, 1978	 	 	5312	 	 	 	57	 
	Butte
	 	March 24, 1978	 	 	2268	 	 	 	279	 
	Fresno
	 	March 27, 1978	 	 	6997	 	 	 	25	 
	Glenn
	 	March 24, 1978	 	 	626	 	 	 	594	 
	Kern
	 	March 24, 1978	 	 	5098	 	 	 	1124	 
	Los Angeles
	 	March 24, 1978	 	Doc. No. 78-310554	 	 	 	 
	Monterey
	 	March 24, 1978	 	 	1227	 	 	 	755	 
	City and County of
San Francisco
	 	March 24, 1978	 	 	C538	 	 	 	664	 
	San Joaquin
	 	March 27, 1978	 	 	4377	 	 	 	286	 
	San Mateo
	 	March 24, 1978	 	 	7728	 	 	 	715	 
	Santa Clara
	 	March 24, 1978	 	 	D549	 	 	 	102	 
	Solano
	 	March 24, 1978	 	 	21803	 	 	 	73	 
	Sonoma
	 	March 24, 1978	 	 	3371	 	 	 	634	 
	Tulare
	 	March 27, 1978	 	 	3315	 	 	 	618	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130196	 	 	 	 
	Yuba
	 	March 24, 1978	 	 	662	 	 	 	589	 

C-11

 

Twenty-eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	August 28, 1978	 	 	5551	 	 	 	62	 
	Butte
	 	August 28, 1978	 	 	2318	 	 	 	170	 
	Fresno
	 	August 28, 1978	 	 	7107	 	 	 	2	 
	Glenn
	 	August 28, 1978	 	 	633	 	 	 	666	 
	Kern
	 	August 28, 1978	 	 	5135	 	 	 	674	 
	Los Angeles
	 	August 28, 1978	 	Doc. No. 78-951209	 	 	 	 
	Monterey
	 	August 28, 1978	 	 	1270	 	 	 	1030	 
	City and County of
San Francisco
	 	August 28, 1978	 	 	C631	 	 	 	740	 
	San Joaquin
	 	August 28, 1978	 	 	4442	 	 	 	141	 
	San Mateo
	 	August 28, 1978	 	 	7774	 	 	 	1709	 
	Santa Clara
	 	August 28, 1978	 	 	D914	 	 	 	715	 
	Solano
	 	August 28, 1978	 	 	71420	 	 	 	 	 
	Sonoma
	 	August 28, 1978	 	 	3445	 	 	 	337	 
	Tulare
	 	August 28, 1978	 	 	3566	 	 	 	14	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130197	 	 	 	 
	Yuba
	 	August 28, 1978	 	 	675	 	 	 	331	 

Twenty-ninth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 28, 1980	 	80-055698	 	 
	Butte
	 	March 28, 1980	 	2500	 	503
	Fresno
	 	March 31, 1980	 	7494	 	230
	Glenn
	 	March 31, 1980	 	663	 	509
	Kern
	 	March 28, 1980	 	5275	 	818
	Los Angeles
	 	March 31, 1980	 	Doc. No. 80-318971	 	 
	Monterey
	 	March 31, 1980	 	1399	 	636
	City and County of
San Francisco
	 	March 28, 1980	 	C970	 	327
	San Joaquin
	 	March 31, 1980	 	80020795	 	 
	San Mateo
	 	March 28, 1980	 	7948	 	1952
	Santa Clara
	 	March 28, 1980	 	F233	 	366
	Solano
	 	March 28, 1980	 	23159	 	 
	Sonoma
	 	March 28, 1980	 	80-18782	 	 
	Tulare
	 	March 31, 1980	 	3753	 	500
	Ventura
	 	November 15, 1983	 	Doc. No. 130198	 	 
	Yuba
	 	March 28, 1980	 	722	 	625

Thirtieth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	January 2, 1981	 	81-000002	 	 
	Butte
	 	January 2, 1981	 	81-113	 	2583-250
	Fresno
	 	January 2, 1981	 	401	 	7651-362
	Glenn
	 	January 2, 1981	 	0023	 	678-226
	Kern
	 	January 5, 1981	 	000286	 	5342-1512
	Los Angeles
	 	January 2, 1981	 	81-2293	 	 
	Monterey
	 	January 2, 1981	 	G00066	 	1456-551

C-12

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	City and County of
San Francisco
	 	December 31, 1980	 	D044298	 	D127-551
	San Joaquin
	 	January 2, 1981	 	81000191	 	 
	San Mateo
	 	January 2, 1981	 	0507AS	 	 
	Santa Clara
	 	January 2, 1981	 	6941984	 	F825-269
	Solano
	 	January 2, 1981	 	60 Pg. 90-156	 	 
	Sonoma
	 	January 2, 1981	 	81-000131	 	 
	Tulare
	 	January 2, 1981	 	189	 	3828-412
	Ventura
	 	November 15, 1983	 	130199	 	 
	Yuba
	 	January 2, 1981	 	7644	 	743-99

Thirty-first Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	May 4, 1982	 	82-064230	 	 
	Butte
	 	May 4, 1982	 	82-12318	 	2715-529
	Fresno
	 	May 3, 1982	 	37212	 	7901-572
	Glenn
	 	May 4, 1982	 	1908	 	704-299
	Kern
	 	May 3, 1982	 	40614	 	5456-1478
	Los Angeles
	 	May 3, 1982	 	82-445736	 	 
	Monterey
	 	May 3, 1982	 	G17137	 	1549-234
	City and County of
San Francisco
	 	May 3, 1982	 	D198127	 	D392-276
	San Joaquin
	 	May 4, 1982	 	82022803	 	 
	San Mateo
	 	May 3, 1982	 	82035410	 	 
	Santa Clara
	 	May 3, 1982	 	7353398	 	 
	Solano
	 	May 3, 1982	 	15522	 	Pg. 26792
	Sonoma
	 	May 3, 1982	 	82-23083	 	 
	Tulare
	 	May 3, 1982	 	19242	 	3961-163
	Ventura
	 	November 15, 1983	 	130200	 	 
	Yuba
	 	May 3, 1982	 	10984	 	775-263

Thirty-second Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	October 13, 1983	 	83-191597	 	 
	Butte
	 	October 13, 1983	 	83-34081	 	2874-684
	Fresno
	 	October 13, 1983	 	83095135	 	 
	Glenn
	 	October 13, 1983	 	4435	 	733-446
	Kern
	 	October 13, 1983	 	041161	 	5597-658
	Los Angeles
	 	October 13, 1983	 	83-1208172	 	 
	Monterey
	 	October 13, 1983	 	G46236	 	1674-1194
	City and County of San Francisco
	 	October 13, 1983	 	D408975	 	 
	San Joaquin
	 	October 13, 1983	 	82022803	 	 
	San Mateo
	 	October 13, 1983	 	83112077	 	 
	Santa Clara
	 	October 13, 1983	 	780561	 	H980-717
	Solano
	 	October 13, 1983	 	45171	 	Pg 85369
	Sonoma
	 	October 13, 1983	 	83069362	 	 
	Tulare
	 	October 13, 1983	 	51515	 	4120-726
	Ventura
	 	October 13, 1983	 	117059	 	 
	Ventura re-recorded
	 	November 15, 1983	 	130202	 	 
	Yuba
	 	October 13, 1983	 	3764	 	810-614

C-13

 

Thirty-third Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	September 13, 1988	 	88-232083	 	 
	Butte
	 	September 13, 1988	 	88-031123	 	 
	Fresno
	 	September 13, 1988	 	88101543	 	 
	Glenn
	 	September 13, 1988	 	88-4023	 	 
	Kern
	 	September 13, 1988	 	31355	 	6162-1754
	Los Angeles
	 	September 13, 1988	 	88-1464893	 	 
	Monterey
	 	September 13, 1988	 	47561	 	2273-660
	City and County of
San Francisco
	 	September 13, 1988	 	E243818	 	 
	San Joaquin
	 	September 13, 1988	 	88077190	 	 
	San Mateo
	 	September 13, 1988	 	88120443	 	 
	Santa Clara
	 	September 13, 1988	 	9833944	 	 
	Solano
	 	September 13, 1988	 	54422	 	1988-117737
	Sonoma
	 	September 13, 1988	 	88-77182	 	 
	Tulare
	 	September 13, 1988	 	58120	 	4745-662
	Ventura
	 	September 13, 1988	 	88-133327	 	 
	Yuba
	 	September 13, 1988	 	2818	 	 

Thirty-fourth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	December 20, 1990	 	90-332019	 	 
	Butte
	 	December 20, 1990	 	90-054231	 	 
	Fresno
	 	December 20, 1990	 	90155101	 	 
	Glenn
	 	December 21, 1990	 	90-6395	 	 
	Kern
	 	December 20, 1990	 	85807	 	6468-709
	Los Angeles
	 	December 20, 1990	 	90-2094360	 	 
	Monterey
	 	December 20, 1990	 	73725	 	2589-678
	City and County of
San Francisco
	 	December 20, 1990	 	E836831	 	F276-480
	San Joaquin
	 	December 20, 1990	 	90122496	 	 
	San Mateo
	 	December 20, 1990	 	90165083	 	 
	Santa Clara
	 	December 21, 1990	 	10758142	 	 
	Solano
	 	December 20, 1990	 	99015	 	1990
	Sonoma
	 	December 20, 1990	 	90-122784	 	 
	Tulare
	 	December 20, 1990	 	83069	 	 
	Ventura
	 	December 20, 1990	 	90-187399	 	 
	Yuba
	 	December 20, 1990	 	90-14553	 	 

C-14

 

Thirty-fifth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	November 3, 1992	 	92-358477	 	 
	Butte
	 	November 3, 1992	 	92-050443	 	 
	Fresno
	 	November 3, 1992	 	92167544	 	 
	Glenn
	 	November 3, 1992	 	92-5920	 	 
	Kern
	 	November 3, 1992	 	167635	 	6757-1488
	Los Angeles
	 	November 3, 1992	 	92-2022769	 	 
	Monterey
	 	November 3, 1992	 	78604	 	2867-956
	City and County of
San Francisco
	 	November 3, 1992	 	F237077	 	 
	San Joaquin
	 	November 2, 1992	 	92127961	 	 
	San Mateo
	 	November 3, 1992	 	92180648	 	 
	Santa Clara
	 	November 3, 1992	 	11617179	 	 
	Solano
	 	November 3, 1992	 	101527	 	 
	Sonoma
	 	November 3, 1992	 	1992-137370	 	 
	Tulare
	 	November 3, 1992	 	92-081425	 	 
	Ventura
	 	November 3, 1992	 	92-198950	 	 
	Yuba
	 	November 3, 1992	 	92-13796	 	 

Thirty-sixth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	June 9, 1993	 	93-202253	 	 
	Butte
	 	June 9, 1993	 	93-023408	 	 
	Fresno
	 	June 9, 1993	 	93086809	 	 
	Glenn
	 	June 10, 1993	 	93-2925	 	 
	Kern
	 	June 9, 1993	 	82236	 	6859-1043
	Los Angeles
	 	June 9, 1993	 	93-1098735	 	 
	Monterey
	 	June 9, 1993	 	38484	 	 
	City and County of
San Francisco
	 	June 9, 1993	 	F371252	 	F896-0727
	San Joaquin
	 	June 9, 1993	 	93067318	 	 
	San Mateo
	 	June 9, 1993	 	93094357	 	 
	Santa Clara
	 	June 9, 1993	 	11944269	 	 
	Solano
	 	June 9, 1993	 	93-51895	 	 
	Sonoma
	 	June 9, 1993	 	93-71358	 	 
	Tulare
	 	June 9, 1993	 	93-040396	 	 
	Ventura
	 	June 9, 1993	 	93-104242	 	 
	Yuba
	 	June 9, 1993	 	93-06640	 	 

Thirty-seventh Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	September 28, 1993	 	93342967	 	 
	Butte
	 	September 28, 1993	 	93-041800	 	 
	Fresno
	 	September 28, 1993	 	93148269	 	 
	Glenn
	 	September 28, 1993	 	93-5140	 	 
	Kern
	 	September 28, 1993	 	140436	 	6915-188
	Los Angeles
	 	September 28, 1993	 	93-1891500	 	 
	Monterey
	 	September 28, 1993	 	66464	 	 
	City and County of
San Francisco
	 	September 28, 1993	 	F456929	 	F973-511
	San Joaquin
	 	September 28, 1993	 	93111959	 	 
	San Mateo
	 	September 28, 1993	 	93164391	 	 

C-15

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Santa Clara
	 	September 28, 1993	 	12128051	 	 
	Solano
	 	September 28, 1993	 	93-88880	 	1993
	Sonoma
	 	September 28, 1993	 	93-121864	 	 
	Tulare
	 	September 28, 1993	 	93-069108A	 	 
	Ventura
	 	September 28, 1993	 	93-181168	 	 
	Yuba
	 	September 28, 1993	 	93-11284	 	 

Thirty-eighth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	November 2, 1993	 	93390873	 	 
	Butte
	 	November 2, 1993	 	93-048806	 	 
	Fresno
	 	November 2, 1993	 	93170561	 	 
	Glenn
	 	November 2, 1993	 	93-5825	 	 
	Kern
	 	November 2, 1993	 	162046	 	6935-2210
	Lake
	 	March 19, 2009	 	2009004258	 	 
	Los Angeles
	 	November 2, 1993	 	93-2143052	 	 
	Monterey
	 	November 2, 1993	 	77734	 	 
	City and County of
San Francisco
	 	November 2, 1993	 	F477371	 	F997-0471
	San Joaquin
	 	November 2, 1993	 	93129084	 	 
	San Mateo
	 	November 2, 1993	 	93188734	 	 
	Santa Clara
	 	November 2, 1993	 	12188841	 	 
	Solano
	 	November 2, 1993	 	1993-104293	 	1993
	Sonoma
	 	November 2, 1993	 	93-140937	 	 
	Tulare
	 	November 2, 1993	 	93-078948A	 	 
	Ventura
	 	November 2, 1993	 	92-208807	 	 
	Yuba
	 	November 2, 1993	 	93-12958	 	 

Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Marin
	 	March 30, 2009	 	2009-0015722	 	 

The Company will record the Thirty-ninth through the Forty-fifth Supplemental Indentures in the
offices of the Recorders of the following counties and city and county of the State of California
hereinafter set forth as follows:

Thirty-ninth Supplemental Indenture, Fortieth Supplemental Indenture, Forty-first Supplemental
Indenture, Forty-second Supplemental Indenture, Forty-third Supplemental Indenture, Forty-fourth
Supplemental Indenture and Forty-fifth Supplemental Indenture

C-16

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	On or about the date hereof	 	 	 	 
	Butte
	 	On or about the date hereof	 	 	 	 
	Fresno
	 	On or about the date hereof	 	 	 	 
	Glenn
	 	On or about the date hereof	 	 	 	 
	Kern
	 	On or about the date hereof	 	 	 	 
	Lake
	 	On or about the date hereof	 	 	 	 
	Los Angeles
	 	On or about the date hereof	 	 	 	 
	Marin
	 	On or about the date hereof	 	 	 	 
	Monterey
	 	On or about the date hereof	 	 	 	 
	San Joaquin
	 	On or about the date hereof	 	 	 	 
	San Mateo
	 	On or about the date hereof	 	 	 	 
	Santa Clara
	 	On or about the date hereof	 	 	 	 
	Solano
	 	On or about the date hereof	 	 	 	 
	Sonoma
	 	On or about the date hereof	 	 	 	 
	Tulare
	 	On or about the date hereof	 	 	 	 
	Ventura
	 	On or about the date hereof	 	 	 	 
	Yuba
	 	On or about the date hereof	 	 	 	 

C-17exv4w9

EXHIBIT 4.9

EXECUTION COPY

      

7.11% First Mortgage Bonds due 2032, Series EEE

Supplemental Mortgage of Chattels

and

Trust Indenture

(Forty-Seventh Supplemental Indenture)

 

CALIFORNIA WATER SERVICE COMPANY

to

U.S. BANK NATIONAL ASSOCIATION

as

Trustee

 

Dated as of April 17, 2009

 

 

 

TABLE OF CONTENTS

	 	 	 	 	 
	 	 	Page	 
	ARTICLE I DEFINITIONS
	 	 	4	 
	 
	SECTION 1.01 DEFINITIONS
	 	 	4	 
	 
	ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE SERIES EEE BONDS
	 	 	5	 
	 
	SECTION 2.01. Designation of Series EEE Bonds
	 	 	5	 
	 
	SECTION 2.02. Aggregate Principal Amount
	 	 	5	 
	 
	SECTION 2.03. Form; Payment of Interest and Principal on Series EEE Bonds
	 	 	5	 
	 
	ARTICLE III OPTIONAL REDEMPTION
	 	 	6	 
	 
	SECTION 3.01. Optional Redemption with Premium
	 	 	6	 
	 
	SECTION 3.02. Optional Redemption at Par in Event of Condemnation
	 	 	6	 
	 
	SECTION
3.03. Pro Rata Redemption
	 	 	6	 
	 
	ARTICLE IV MISCELLANEOUS
	 	 	6	 
	 
	SECTION 4.01. Notice
	 	 	6	 
	 
	SECTION 4.02. Amendment and Supplement
	 	 	7	 
	 
	SECTION 4.03. Conflicts
	 	 	7	 
	 
	SECTION 4.04. Governing Law
	 	 	7	 
	 
	SECTION 4.05. Counterparts
	 	 	7	 
	 
	SECTION 4.06. Ratification
	 	 	7	 
	 
	SECTION 4.07. Severability
	 	 	7	 

Exhibits

	 	 	 	 	 
	EXHIBIT A

	 	-
	 	FORM OF SERIES EEE BONDS
	 
	EXHIBIT B

	 	-
	 	RECORDATION OF RESIGNATIONS
	 
	EXHIBIT C

	 	-
	 	RECORDATION OF FIRST THROUGH FORTY-SIXTH SUPPLEMENTAL INDENTURES

i

 

FORTY-SEVENTH SUPPLEMENTAL MORTGAGE OF CHATTELS and TRUST INDENTURE (this “Supplemental Indenture”)
dated as of April 17, 2009, between CALIFORNIA WATER SERVICE COMPANY, a California corporation (the
“Company”), and U.S. Bank National Association, as trustee (the “Trustee”), having its Corporate
Trust Office at One California Street, Suite 2100, San Francisco, CA 94111.

RECITALS

     WHEREAS, the Company heretofore made, executed and delivered the Indenture from California
Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings
Bank, as Trustees, dated as of the 1st day of April, 1928, (the “Original Base Indenture”), and the
Original Base Indenture has been recorded in the Office of the Recorders of the following counties
and city and county of the State of California on the respective dates and in the respective books
of record hereafter set forth:

	 	 	 	 	 	 	 	 	 	 	 
	County of	 	Date of	 	Volume of Official Records	 	Page at Which
	City and County	 	Recordation	 	(except as noted)	 	Record Commences
	Contra Costa
	 	May 2, 1928	 	 	141	 	 	 	7	 
	City and County of
San Francisco
	 	May 3, 1928	 	 	1637	 	 	 	346	 
	Glenn
	 	May 2, 1928	 	 	62	 	 	 	190	 
	 
	 	 	 	(Book of Mortgages)	 	 	 	 
	Kings
	 	January 7, 1929	 	 	40	 	 	 	348	 
	San Joaquin
	 	May 2, 1928	 	 	243	 	 	 	295	 
	Solano
	 	May 2, 1928	 	 	14	 	 	 	7	 
	Tulare
	 	May 3, 1928	 	 	260	 	 	 	11	 
	Alameda
	 	May 2, 1928	 	 	1877	 	 	 	35	 
	Sonoma
	 	May 2, 1928	 	 	196	 	 	 	136	 
	Los Angeles
	 	May 4, 1928	 	 	7105	 	 	 	102	 
	Butte
	 	May 2, 1928	 	 	116	 	 	 	106	 
	 
	 	 	 	(Book of Mortgages)	 	 	 	 
	Kern
	 	May 3, 1928	 	 	249	 	 	 	1	 
	Shasta
	 	May 2, 1928	 	 	38	 	 	 	80	 
	Fresno
	 	May 2, 1928	 	 	894	 	 	 	32	 
	San Mateo
	 	January 20,1939	 	 	837	 	 	 	16	 
	Yuba
	 	September 12, 1942	 	 	69	 	 	 	291	 
	Santa Clara
	 	November 2, 1945	 	 	1305	 	 	 	286	 
	Monterey
	 	February 21, 1962	 	Serial No. 6604	 	 	 	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130176; and	 	 	 	 

     WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First
National Bank of Los Angeles and later to Security First National Bank and later to
Security-Pacific National Bank; and

     WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank
subsequently merged into Wells Fargo Bank, National Association; and

     WHEREAS, by instrument entitled “Resignations of Wells Fargo Bank, National Association as
Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance
of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage
of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified
from California Water Service Company” dated as of August 1, 1983, recorded in the offices of the
Recorders of those counties and city and county

1

 

of the State of California on the respective dates and in the respective books of record
and/or as the respective document numbers set forth in EXHIBIT B, which is annexed hereto and
hereby made a part hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating
trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the
First through Thirty-First Supplemental Indentures, effective August 1, 1983, (b) the Company
appointed Bank of America National Trust and Savings Association as successor authenticating
trustee to Wells Fargo Bank, National Association, effective August 1, 1983, (c) Bank of America
National Trust and Savings Association accepted such appointment as authenticating trustee under
the Original Base Indenture, as theretofore supplemented, amended and modified by the First through
Thirty-First Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank
resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and
modified by the First through Thirty-First Supplemental Indentures, effective August 1, 1983, (e)
the Company appointed no successor trustee to said Security Pacific National Bank, (f) Bank of
America National Trust and Savings Association as of August 1, 1983 became fully vested with all
the estates, properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National
Association and Security Pacific National Bank, as trustees under the Original Base Indenture, as
theretofore supplemented, amended and modified by the First through Thirty-First Supplemental
Indentures, with like effect as if originally named as trustee therein, (g) Bank of America
National Trust and Savings Association resigned as trustee under the Original Base Indenture, as
theretofore supplemented, amended and modified by First through Thirty-First Supplemental
Indentures, effective December 15, 1995, (h) the Company appointed, with the concurrence of a
majority of the Holders, First Trust, a subsidiary of First Trust Bank System of Minneapolis, as
successor trustee to Bank of America National Trust and Savings Association, effective December 15,
1995, (i) First Trust, a subsidiary of First Trust Bank System of Minneapolis, accepted such
appointment as trustee under the Original Base Indenture, as supplemented, amended and modified by
the First through Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis
merged with U. S. Bank Trust National Association, effective August 1, 1997; as a result of said
merger, the corporate name became U. S. Bank Trust National Association, effective March 30, 1998,
(k) effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank
National Association and (l) U. S. Bank National Association became the trustee under the Original
Base Indenture, as therefore supplemented, amended and modified by the First through Thirty-eighth
Supplemental Indentures referred to below, said Original Base Indenture as so supplemented, amended
and modified being hereinafter called the “Original Indenture;” and

     WHEREAS, the Company has heretofore made, executed and delivered thirty-eight certain
supplemental indentures supplemental to said Original Base Indenture, one such supplemental
indenture from California Water Service Company to American Trust Company and Los Angeles-First
National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the
“First Supplemental Indenture;” twelve such supplemental indentures from said California Water
Service Company to American Trust Company and Security-First National Bank of Los Angeles, as
trustees, dated and hereinafter sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	August 19, 1929

	 	Second Supplemental Indenture
	February 25, 1930

	 	Third Supplemental Indenture
	February 1, 1931

	 	Fourth Supplemental Indenture
	March 23, 1932

	 	Fifth Supplemental Indenture
	May 1, 1936

	 	Sixth Supplemental Indenture
	April 1, 1939

	 	Seventh Supplemental Indenture
	November 1, 1945

	 	Eighth Supplemental Indenture
	May 1, 1951

	 	Ninth Supplemental Indenture
	May 1, 1953

	 	Tenth Supplemental Indenture
	May 1, 1954

	 	Eleventh Supplemental Indenture
	May 1, 1955

	 	Twelfth Supplemental Indenture
	November 1, 1956

	 	Thirteenth Supplemental Indenture

four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security
First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:

2

 

	 	 	 
	Date	 	Name
	November 1, 1963

	 	Fourteenth Supplemental Indenture
	November 1, 1965

	 	Fifteenth Supplemental Indenture
	November 1, 1966

	 	Sixteenth Supplemental Indenture
	November 1, 1967

	 	Seventeenth Supplemental Indenture

fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank,
National Association and Security Pacific National Bank, as trustees, dated and hereinafter
sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	November 1, 1969

	 	Eighteenth Supplemental Indenture
	May 1, 1970

	 	Nineteenth Supplemental Indenture
	November 1, 1970

	 	Twentieth Supplemental Indenture
	October 1, 1972

	 	Twenty-first Supplemental Indenture
	November 1,1972

	 	Twenty-second Supplemental Indenture
	November 15, 1972

	 	Twenty-third Supplemental Indenture
	November 1, 1973

	 	Twenty-fourth Supplemental Indenture
	May 1, 1975

	 	Twenty-fifth Supplemental Indenture
	May 1, 1976

	 	Twenty-sixth Supplemental Indenture
	November 1, 1977

	 	Twenty-seventh Supplemental Indenture
	May 1, 1978

	 	Twenty-eighth Supplemental Indenture
	November 1, 1979

	 	Twenty-ninth Supplemental Indenture
	November 1, 1980

	 	Thirtieth Supplemental Indenture
	May 1, 1982

	 	Thirty-first Supplemental Indenture

and seven supplemental indentures from California Water Service Company to Bank of America National
Trust and Savings Association, as trustee, dated and hereinafter sometimes called respectively as
follows:

	 	 	 
	Date	 	Name
	September 1, 1983

	 	Thirty-second Supplemental Indenture
	May 1, 1988

	 	Thirty-third Supplemental Indenture
	November 1, 1990

	 	Thirty-fourth Supplemental Indenture
	November 3, 1992

	 	Thirty-fifth Supplemental Indenture
	May 1, 1993

	 	Thirty-sixth Supplemental Indenture
	September 1, 1993

	 	Thirty-seventh Supplemental Indenture
	November 2, 1993

	 	Thirty-eighth Supplemental Indenture; and

     WHEREAS, the First through Thirty-eighth Supplemental Indentures (and in the case of Marin
County, a Memorandum of Indenture referencing the Original Base Indenture and the First through
Thirty-eighth Supplemental Indentures) have been recorded in the offices of the Recorders of those
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers set forth in EXHIBIT C, and
the Thirty-ninth through the Forty-sixth Supplemental Indentures will be recorded in the offices of
the Recorders of those counties and city and county of the State of California as set forth in
EXHIBIT C, which is annexed hereto and hereby made a part hereof; and

     WHEREAS, the Original Indenture as amended, supplemented and modified by the Thirty-ninth
Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called
the “Base Indenture”; and

3

 

     WHEREAS, the Company has heretofore issued $20,000,000 aggregate principal amount of 7.11%
Series E Senior Notes due May 1, 2032 (the “Senior Unsecured Notes”) pursuant to the Third
Supplement dated as of May 1, 2002 to a Note Agreement dated as of March 1, 1999, (the “Note
Agreement”); and

     WHEREAS, pursuant to Section 5.14 of the Note Agreement, upon issuance of an additional series
of Bonds under the Original Indenture, concurrently with the issuance of such Bonds, the Company
shall exchange all outstanding Senior Unsecured Notes for a new series of Bonds under the Base
Indenture; and

     WHEREAS, the Senior Unsecured Notes shall be exchanged for the Bonds issued under and
pursuant to this Supplemental Indenture.

     NOW, THEREFORE, the parties hereto agree as follows:

ARTICLE I

DEFINITIONS

     SECTION 1.01 DEFINITIONS

     Each term used herein has the meaning assigned to such term in the Base Indenture unless
otherwise specifically defined herein, in which case the definition set forth herein shall govern
the Bonds issued under this Supplemental Indenture. The following terms, as used herein, have the
following meanings:

     “Closing Date” means April 17, 2009.

     “Condemnation” with respect to any property shall have occurred if all or any portion of such
property shall have been condemned or taken for any public or quasi-public use under any
governmental law, order, or regulation or by right of eminent domain or sold to a municipality or
other public body or agency or any other entity having the power of eminent domain or the right to
purchase or order the sale of such property (a “Condemning Authority”), or any third-party
designated by any such Condemning Authority, under threat of condemnation.

     “Corporate Trust Office” means the office of the Trustee specified in the initial paragraph of
this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant
to the provisions of the Base Indenture.

     “Make-Whole Amount” shall mean in connection with any redemption or acceleration of the Series
EEE Bonds the excess, if any, of (i) the aggregate present value as of the Redemption Date of each
dollar of principal being redeemed and the amount of interest (exclusive of interest accrued to the
Redemption Date) that would have been payable in respect of such dollar if such redemption had not
been made, determined by discounting such amounts at the Reinvestment Rate from the respective
dates on which they would have been payable, over (ii) 100% of the principal amount of the
Outstanding Series EEE Bonds being redeemed. If the Reinvestment Rate is equal to or higher than
7.11%, the Make-Whole Amount shall be zero.

     “Material Condemnation” shall mean any Condemnation of any property of the Company pursuant to
which a condemnation award in excess of $100,000 shall have been received by the Company.

     “Reinvestment Rate” shall mean (1) the sum of 0.50%, plus the yield reported on page “USD” of
the Bloomberg Financial Markets Services Screen (or, if not available, any other nationally
recognized trading screen reporting on-line intraday trading in the U.S. Government Securities) at
10:00 A.M. (Chicago, Illinois time) for the U. S. Government Securities have a maturity (rounded to
the nearest month) corresponding to the Remaining Life to Maturity of the principal of the Series
EEE Bonds being redeemed or (2) in the event that no nationally recognized trading screen reporting
on-line intraday trading in the U.S. Government Securities is available, Reinvestment Rate shall
mean 0.50%, plus the arithmetic mean of the yields for the two columns under the heading “Week
Ending” published in the Statistical Release under the caption “Treasury Constant Maturities” for
the maturity (rounded to the nearest month) corresponding to the Remaining Life to Maturity of the
principal being redeemed. If no maturity exactly corresponds to such Remaining Life to Maturity,
yields for the published maturity next longer than the

4

 

Remaining Life to Maturity and for the published maturity next shorter than the Remaining Life
to Maturity shall be calculated pursuant to the immediately preceding sentence and the Reinvestment
Rate shall be interpolated from such yields on a straight-line basis, rounding in each of such
relevant periods to the nearest month. For the purposes of calculating the Reinvestment Rate, the
most recent Statistical Release published prior to the date of determination of the Make-Whole
Amount shall be used.

     “Remaining Life to Maturity” of the principal amount of the Series EEE Bonds being redeemed
shall mean, as of the time of any determination thereof, the number of years (calculated to the
nearest one-twelfth) which will elapse between the date of determination and the final maturity of
the Series EEE Bonds being redeemed.

     “Series EEE Bonds” means the $20,000,000 aggregate principal amount of 7.11% First Mortgage
Bonds due May 1, 2032, Series EEE, authenticated and delivered under this Supplemental Indenture.

     “Statistical Release” shall mean the then most recently published statistical release
designated “H.15(519)” or any successor publication which is published weekly by the Federal
Reserve System and which establishes yields on actively traded U. S. Government Securities adjusted
to constant maturities or, if such statistical release is not published at the time of any
determination hereunder, then such other reasonably comparable index which shall be designated by
the Holders holding 66-2/3% in aggregate principal amount of the Outstanding Series EEE Bonds,
subject to approval of the Company which approval will not be unreasonably withheld.

     “Trustee” means the Person named as the “Trustee” in the first paragraph of this Supplemental
Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of
the Base Indenture, and thereafter “Trustee” shall mean or include each Person who is then a
Trustee hereunder.

ARTICLE II

CERTAIN TERMS AND ISSUANCE OF THE SERIES EEE BONDS

     SECTION 2.01. Designation of Series EEE Bonds.

     The changes, modifications and supplements to the Base Indenture effected by this Supplemental
Indenture shall be applicable only with respect to, and govern the terms of, the Series EEE Bonds
and shall not apply to any other Bonds that have been or may be issued under the Base Indenture
unless a supplemental indenture with respect to such other Bonds specifically incorporates such
changes, modifications and supplements. Pursuant to this Supplemental Indenture, there is hereby
designated a series of Bonds under the Base Indenture entitled “7.11% First Mortgage Bonds due
2032, Series EEE.”

     SECTION 2.02. Aggregate Principal Amount.

     The aggregate principal amount of the Series EEE Bonds which may be authenticated and
delivered pursuant to this Supplemental Indenture is $20,000,000, except for Series EEE Bonds
authenticated and delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the
Base Indenture.

     SECTION 2.03. Form; Payment of Interest and Principal on Series EEE Bonds.

     (a) General. Without limiting the foregoing provisions of this Article II, the Series EEE
Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto.
The Series EEE Bonds will be issued in denominations of $1,000 and integral multiples thereof. To
the extent that any provision of the Definitive Bonds representing the Series EEE Bonds conflicts
with the express provisions of this Supplemental Indenture or the Base Indenture, this Supplemental
Indenture or the Base Indenture shall govern and be controlling.

     (b) Payment of Interest and Principal on Series EEE Bonds. The Series EEE Bonds will mature
on May 1, 2032 and will bear interest at the rate of 7.11% per annum. Interest on the Series EEE
Bonds will be payable semi-annually in arrears on May 1 and November 1 of each year to the Holders
thereof at the close of business on the immediately preceding April 15 and October 15 of each year.
Interest on the Series EEE Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided

5

 

that for purposes of the first Interest Payment Date after the Closing Date, interest shall
also include interest accrued but unpaid with respect to the Senior Unsecured Notes prior to the
Closing Date. Interest shall be computed on the basis of a 360-day year comprised of twelve 30-day
months.

     Overdue principal (including any overdue required or optional prepayment of principal) and
premium, if any, and (to the extent legally enforceable) any overdue installment of interest shall
bear interest at the rate of 9.11% per annum after the date due, whether by acceleration or
otherwise, until paid.

     (c) Payment of Make-Whole Amount upon Acceleration of Series EEE Bonds. Upon the acceleration
of the Series EEE Bonds pursuant to Section 7.01 of the Base Indenture, such Series EEE Bonds shall
forthwith mature and the entire unpaid principal amount of such Bonds, plus all accrued and unpaid
interest thereon and the Make-Whole Amount determined in respect of the Called Principal (to the
full extent permitted by applicable law), shall all be immediately due and payable, in each and
every case without presentment, demand, protest or further notice, all of which are hereby waived.
The Company acknowledges, and the parties hereto agree, that each Holder of a Series EEE Bond has
the right to maintain its investment in the Series EEE Bonds free from repayment by the Company
(except as specifically provided for by the terms of the Series EEE Bonds), and that the provision
for payment of a Make-Whole Amount by the Company in the event that the Series EEE Bonds are
prepaid or accelerated as a result of an Event of Default, is intended to provide compensation for
the deprivation of such right under such circumstances.

ARTICLE III

OPTIONAL REDEMPTION

     SECTION 3.01. Optional Redemption with Premium.

     Upon compliance with the notice provisions set forth in Article IV of the Base Indenture, the
Company shall have the privilege, at any time and from time to time, of redeeming the Outstanding
Series EEE Bonds, either in whole or in part (but if in part then in a minimum principal amount of
$100,000) by redemption of the principal amount of the Series EEE Bonds, or portion thereof to be
redeemed, and accrued interest thereon to the Redemption Date, together with a premium equal to the
Make-Whole Amount, determined as of five Business Days prior to the Redemption Date pursuant to
this Section 3.01.

     SECTION 3.02. Optional Redemption at Par in Event of Condemnation.

     In the event a Material Condemnation shall have occurred with respect to any property of the
Company, then upon compliance with the notice provisions set forth in Article IV of the Base
Indenture, the Company shall have the privilege of applying the proceeds of any condemnation award
received in connection with such Material Condemnation to the redemption of the principal amount of
the Series EEE Bonds then outstanding, or any portion thereof to the extent of such proceeds,
together with accrued interest thereon to the Redemption Date. Any optional redemption made
pursuant to this Section 3.02 shall be without premium.

     SECTION 3.03. Pro Rata Redemption.

     Neither the Company nor any Affiliate thereof, directly or indirectly, may repurchase or
redeem or make any offer to repurchase or redeem any Series EEE Bonds unless an offer has been made
to repurchase or redeem Series EEE Bonds, on a pro rata basis unless otherwise required by law or
applicable stock exchange requirements, from all Holders of the Series EEE Bonds at the same time
and upon the same terms.

ARTICLE IV

MISCELLANEOUS

     SECTION 4.01. Notice.

     Any notice or communication in respect of the Series EEE Bonds shall be made in accordance
with Section 15.05 of the Base Indenture.

6

 

     SECTION 4.02. Amendment and Supplement.

     This Supplemental Indenture or the Series EEE Bonds may be amended or supplemented as provided
for in the Base Indenture.

     SECTION 4.03. Conflicts.

     In the event of any conflict between this Supplemental Indenture and the Base Indenture, the
provisions of this Supplemental Indenture shall prevail.

     SECTION 4.04. Governing Law.

     This Supplemental Indenture and the Series EEE Bonds shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.

     SECTION 4.05. Counterparts.

     The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. One signed copy is
enough to prove this Supplemental Indenture.

     SECTION 4.06. Ratification.

     The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force
and effect and is in all respects ratified and confirmed.

     SECTION 4.07. Severability.

     If any one or more of the covenants or agreements provided in this Supplemental Indenture or
in the Series EEE Bonds on the part of the Company or the Trustee, or either of them, to be
performed should be contrary to any express provision of law, or contrary to the policy of express
law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such
covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable
from the remaining covenants and agreements and shall in nowise affect the validity of this
Supplemental Indenture or the Series EEE Bonds.

     SECTION 4.08. Trustee and Supplemental Indenture.

     The Trustee shall not be responsible in any manner whatsoever for or in respect of the
validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals
contained herein, all of which recitals are made solely by the Company.

[Signature Pages Follow]

7

 

SIGNATURES

     IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed,
all as of the date first above written.

	 	 	 	 	 	 	 
	 	 	CALIFORNIA WATER SERVICE COMPANY
	 
	 	 	 	 	 	 
	     
     

	 	By:

Name:
	 	/s/ Calvin L. Breed

Calvin L. Breed
	 	     
     
     
     
	     

	 	Title:
	 	Assistant Secretary
	 	     
     
	 
	 	 	 	 	 	 
	 	 	U.S. BANK NATIONAL ASSOCIATION, as Trustee
	 
	 	 	 	 	 	 
	     
     

	 	By:

Name:
	 	/s/ Chii Ling Lei
 

Chii Ling Lei
	 	     
     
     
     
	     

	 	Title:
	 	Vice President
	 	     
     

SIGNATURE PAGE TO FORTY-SEVENTH SUPPLEMENTAL INDENTURE

 

 

	 	 	 	 	 	 
	State of California

	)		 
	 	 	 	 
	County of
     

	 	Santa Clara
	)

     

On 15 Apr. 09 before me, John B. Sorci, a Notary Public, personally
appeared Calvin L. Breed, who proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that he executed the same in his authorized
capacity, and that by his signature on the instrument the person, or the
entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

	 	 	 	 	 
	Signature

     

	 	/s/ John B. Sorci
 

	 	(Seal)

     

	 	 	 	 
	State of California

	)
	 	 	 	 
	County of
     

	 	Santa Clara
	)

     

On 4-15-09 before me, Rose Shea, a Notary Public, personally
appeared Chii Ling Lei, who proved to me on the
basis of satisfactory evidence to be the person whose name is subscribed to the within
instrument and acknowledged to me that she executed the same in her authorized
capacity, and that by her signature on the instrument the person, or the
entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

	 	 	 	 	 
	Signature

     

	 	/s/ Rose Shea
 

	 	(Seal)

     

 

 

EXHIBIT A

FORM OF SERIES EEE BOND

     THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE
“ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE
DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION
THEREFROM UNDER THE ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS. THE
TRANSFER OF THIS NOTE IS SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1,
1928 BETWEEN CALIFORNIA WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS
SUCH INDENTURE MAY BE AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.

CALIFORNIA WATER SERVICE COMPANY

7.11% First Mortgage Bonds due 2032, Series EEE

			
	No. ___
	 	$20,000,000

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay to
[     ], or its registered assigns, the principal sum of $20,000,000 in U.S. Dollars on May 1,
2032.

	 	 	 
	Interest Payment Dates:

	 	May 1 and November 1
	 
	 	 
	Record Dates:

	 	April 15 and October 15

     Additional provisions of this Series EEE Bond are set forth on the other side of this Series
EEE Bond.

A-1 

 

     IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.

	 	 	 	 	 	 	 
	 	 	CALIFORNIA WATER SERVICE COMPANY
	 
	 	 	 	 	 	 
	     

	 	By

Name:
	 	     
 

	 	     
     
	 

	 	Title:	 	 	 	 

	 	 	 
	Attest:
	 	 
	 
	 	 
	 

Name:

	 	     
	Title:
	 	 

[Authentication Page to Follow]

A-2 

 

CERTIFICATE OF AUTHENTICATION

     This is one of the Bonds of the series designated therein referred to in the within-mentioned
Indenture.

	 	 	 	 	 	 	 
	Dated:	 	U.S. BANK NATIONAL ASSOCIATION, 
 As Trustee
	 
	 	 	 	 	 	 
	     

	 	By
	 	     
 

Authorized Signatory
	 	     
     

A-3 

 

[FORM OF REVERSE SIDE OF BOND]

7.11% First Mortgage Bonds due 2032, Series EEE

     1. INTEREST

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay
interest on the principal amount of this Series EEE Bond at the rate per annum shown above.

     The Company shall pay interest semi-annually in arrears on May 1 and November 1 of each year.
Interest on the Series EEE Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Senior Unsecured Notes prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.

     Overdue principal (including any overdue required or optional prepayment of principal) and
premium, if any, and (to the extent legally enforceable) any overdue installment of interest shall
bear interest at the rate of 9.11% per annum after the date due, whether by acceleration or
otherwise, until paid.

     2. METHOD OF PAYMENT

     The Company shall pay interest on the Series EEE Bonds to the Persons who are registered
Holders of Series EEE Bonds at the close of business on the April 15 or October 15 immediately
preceding the Interest Payment Date even if Series EEE Bonds are canceled after the Record Date and
on or before the Interest Payment Date. The Company shall pay principal and interest in money of
the United States that at the time of payment is legal tender for payment of public and private
debts. However, all payments in respect of this Series EEE Bond (including principal, premium, if
any, and interest) must be made by wire transfer of immediately available funds to the accounts
specified by the Holder hereof. Payment shall be without the presentation or surrender of the
Series EEE Bonds or the making of any notation thereon, except that upon written request of the
Company or Trustee made concurrently with or reasonably promptly after payment or redemption in
full of any Series EEE Bond, the Holder thereof shall surrender such Series EEE Bond for
cancellation, reasonably promptly after any such request, to the Company at its principal executive
office or to the Trustee at its principal corporate trust office.

     3. PAYING AGENT AND REGISTRAR

     Initially, U.S. Bank National Association (the “Trustee”) shall act as Paying Agent and
Registrar. The Company may appoint and change any Paying Agent or Registrar without notice to the
Holders. The Company may act as Paying Agent or Registrar.

     4. INDENTURE

     The Company issued the Series EEE Bonds under an Indenture from California Water Service
Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees,
dated as of the 1st day of April, 1928 (the “Original Base Indenture”; as therefore supplemented,
amended and modified by the First through Thirty-eighth Supplemental Indentures, the “Original
Indenture”; the Original Indenture as amended and modified by the Thirty-ninth Supplemental
Indenture, and as subsequently amended, supplemented and modified, the “Base Indenture”), as
further supplemented by the Forty-seventh Supplemental Indenture dated as of April 17, 2009,
between the Company and U.S. Bank National Association (as ultimate successor to American Trust
Company and Los Angeles-First National Trust & Savings Bank), as Trustee (as subsequently amended,
supplemented and modified, the “Supplemental Indenture”). The terms of the Series EEE Bonds
include those stated in the Base Indenture and the Supplemental Indenture and those made part of
the Base Indenture and the Supplemental Indenture by reference to the TIA. Terms defined in the
Base

A-4 

 

Indenture and the Supplemental Indenture and not defined herein have the meanings ascribed
thereto in the Base Indenture and Supplemental Indenture. The Series EEE Bonds are subject to all
such terms, and Holders are referred to the Base Indenture, the Supplemental Indenture and the TIA
for a statement of those terms.

     The Series EEE Bonds are secured obligations of the Company known generally as First Mortgage
Bonds.

     5. OPTIONAL REDEMPTION WITH PREMIUM

     Upon compliance with the notice provisions set forth in Article IV of the Base Indenture, the
Company shall have the privilege, at any time and from time to time, of redeeming the Outstanding
Series EEE Bonds, either in whole or in part (but if in part then in a minimum principal amount of
$100,000) by redemption of the principal amount of the Series EEE Bonds, or portion thereof to be
redeemed, and accrued interest thereon to the Redemption Date, together with a premium equal to
the Make-Whole Amount, determined as of five Business Days prior to the Redemption Date pursuant to
this Section 3.01.

     “Make-Whole Amount” shall mean in connection with any redemption or acceleration of the Series
EEE Bonds the excess, if any, of (i) the aggregate present value as of the date of such redemption
of each dollar of principal being redeemed and the amount of interest (exclusive of interest
accrued to the Redemption Date) that would have been payable in respect of such dollar if such
redemption had not been made, determined by discounting such amounts at the Reinvestment Rate from
the respective dates on which they would have been payable, over (ii) 100% of the principal amount
of the Outstanding Series EEE Bonds being redeemed. If the Reinvestment Rate is equal to or higher
than 7.11%, the Make-Whole Amount shall be zero.

     “Reinvestment Rate” shall mean (1) the sum of 0.50%, plus the yield reported on page “USD” of
the Bloomberg Financial Markets Services Screen (or, if not available, any other nationally
recognized trading screen reporting on-line intraday trading in the U.S. Government Securities) at
10:00 A.M. (Chicago, Illinois time) for the U. S. Government Securities have a maturity (rounded to
the nearest month) corresponding to the Remaining Life to Maturity of the principal of the Series
EEE Bonds being redeemed or (2) in the event that no nationally recognized trading screen reporting
on-line intraday trading in the U.S. Government Securities is available, Reinvestment Rate shall
mean 0.50%, plus the arithmetic mean of the yields for the two columns under the heading “Week
Ending” published in the Statistical Release under the caption “Treasury Constant Maturities” for
the maturity (rounded to the nearest month) corresponding to the Remaining Life to Maturity of the
principal being redeemed. If no maturity exactly corresponds to such Remaining Life to Maturity,
yields for the published maturity next longer than the Remaining Life to Maturity and for the
published maturity next shorter than the Remaining Life to Maturity shall be calculated pursuant to
the immediately preceding sentence and the Reinvestment Rate shall be interpolated from such yields
on a straight-line basis, rounding in each of such relevant periods to the nearest month. For the
purposes of calculating the Reinvestment Rate, the most recent Statistical Release published prior
to the date of determination of the Make-Whole Amount shall be used.

     “Remaining Life to Maturity” of the principal amount of the Series EEE Bonds being redeemed
shall mean, as of the time of any determination thereof, the number of years (calculated to the
nearest one-twelfth) which will elapse between the date of determination and the final maturity of
the Series EEE Bonds being redeemed.

     “Statistical Release” shall mean the then most recently published statistical release
designated “H.15(519)” or any successor publication which is published weekly by the Federal
Reserve System and which establishes yields on actively traded U.S. Government Securities adjusted
to constant maturities or, if such statistical release is not published at the time of any
determination hereunder, then such other reasonably comparable index which shall be designated by
the Holders holding 66-2/3% in aggregate principal amount of the Outstanding Series EEE Bonds,
subject to approval of the Company which approval will not be unreasonably withheld.

A-5 

 

     6. OPTIONAL REDEMPTION AT PAR IN EVENT OF CONDEMNATION

     In the event a Material Condemnation shall have occurred with respect to any property of the
Company, then upon compliance with the notice provisions set forth in Article IV of the Base
Indenture, the Company shall have the privilege of applying the proceeds of any condemnation award
received in connection with such Material Condemnation to the redemption of the principal amount of
the Series EEE Bonds then outstanding, or any portion thereof to the extent of such proceeds,
together with accrued interest thereon to the Redemption Date. Any optional redemption made
pursuant to this Section shall be without premium.

     “Condemnation” with respect to any property shall have occurred if all or any portion of such
property shall have been condemned or taken for any public or quasi-public use under any
governmental law, order, or regulation or by right of eminent domain or sold to a municipality or
other public body or agency or any other entity having the power of eminent domain or the right to
purchase or order the sale of such property (a “Condemning Authority”), or any third-party
designated by any such Condemning Authority, under threat of condemnation.

     “Material Condemnation” shall mean any Condemnation of any property of the Company pursuant to
which a condemnation award in excess of $100,000 shall have been received by the Company.

     7. NOTICES OF REDEMPTION

     Notices of redemption shall (except in respect of redemptions made out of cash deposited in
the sinking fund described in Section 7 below) be provided in accordance with Article IV of the
Base Indenture. If less than all of the Series EEE Bonds are to be redeemed at any time, the
particular Series EEE Bonds to be redeemed shall be selected in accordance with Article IV of the
Base Indenture. On and after the Redemption Date, interest shall cease to accrue on Series EEE
Bonds or portions of them called for redemption.

     8. DENOMINATIONS; TRANSFER; EXCHANGE

     The Series EEE Bonds are in registered form without coupons in denominations of $1,000 and
whole multiples of $1,000. A Holder may transfer or exchange Series EEE Bonds in accordance with
the Base Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a
Holder, among other things, to furnish appropriate transfer documents and to pay any taxes required
by law or permitted by the Base Indenture. The Registrar shall not be required (A) to issue, to
register the transfer of or to exchange any Series EEE Bonds during a period beginning at the
opening of business calendar 15 days before the day of any selection of Series EEE Bonds for
redemption and ending at the close of business on the day of selection, (B) to register the
transfer of or to exchange any Series EEE Bond so selected for redemption in whole or in part,
except the unredeemed portion of any Series EEE Bond being redeemed in part or (C) to register the
transfer of or to exchange a Series EEE Bond between a Record Date and the next succeeding Interest
Payment Date.

     9. PERSONS DEEMED OWNERS

     The registered Holder of this Series EEE Bond may be treated as the owner of it for all purposes.

     10. UNCLAIMED MONEY

     If money for the payment of principal or interest remains unclaimed, the Paying Agent shall
pay the money back to the Company in accordance with the terms of the Base Indenture.

     11. DISCHARGE AND DEFEASANCE

     Subject to certain conditions set forth in the Base Indenture, the Company at any time may
terminate some or all of its obligations under the Base Indenture and the Supplemental Indenture
with respect to the Series EEE Bonds if, among other things, the Company deposits with the Trustee
funds for the payment of principal and interest on the Series EEE Bonds to redemption or maturity,
as the case may be.

A-6 

 

     12. AMENDMENT, WAIVER

     The Base Indenture permits, subject to certain exceptions set forth therein, that the Base
Indenture and the terms of the Bonds of a series, which include the Series EEE Bonds, and the
rights of the Holders of the Bonds of a series, which may include the Holders of the Series EEE
Bonds, in each case may be modified, with the written consent of the Holders of a majority in
aggregate principal amount of the Bonds the terms of which or the rights of the Holders of such
Bonds which are to be modified. The Base Indenture also permits certain other amendments,
modifications or waivers thereof only with the consent of each Outstanding Bond affected thereby,
while certain other amendments or modifications may be made without the consent of any Holders of
Bonds.

     The Base Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or
more of principal amount of the Bonds then Outstanding of all such series under which an Event of
Default shall have occurred, which may include the Series EEE Bonds, may, by a written instrument
or instruments signed by such Holders and delivered to the Trustee and to the Company, waive any
past Default or Event of Default under such series of Bonds and its consequences except an Event of
Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and
when the same shall become due by the terms of such Bonds, and upon such waiver such Default or
Event of Default shall be deemed not to exist for any purpose of the Base Indenture or such series
of Bonds.

     Any such consent or waiver by the Holder of this Series EEE Bond shall be conclusive and
binding upon such Holder and upon all future Holders of this Series EEE Bond and of any Series EEE
Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee
in pursuance thereof.

     13. DEFAULTS AND REMEDIES

     Events of Default are set forth in the Base Indenture and the Supplemental Indenture. If an
Event of Default shall have occurred and be continuing, the Trustee upon the direction of Holders
of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds or
the Holders of not less than twenty-five percent (25%) aggregate principal amount of the
Outstanding Bonds, may, by notice in writing delivered to the Company (and to the Trustee if given
by the Holders), declare the entire principal amount of Outstanding Bonds, premium, if any, and the
interest accrued thereon immediately due and payable, and said entire principal, premium, if any,
and interest shall thereupon become and be immediately due and payable.

     Upon the acceleration of the Series EEE Bonds pursuant to Section 7.01 of the Base Indenture,
such Series EEE Bonds shall forthwith mature and the entire unpaid principal amount of such Bonds,
plus all accrued and unpaid interest thereon and the Make-Whole Amount determined in respect of the
Called Principal (to the full extent permitted by applicable law), shall all be immediately due and
payable, in each and every case without presentment, demand, protest or further notice, all of
which are hereby waived. The Company acknowledges, and the parties hereto agree, that each Holder
of a Series EEE Bond has the right to maintain its investment in the Series EEE Bonds free from
repayment by the Company (except as specifically provided for by the terms of the Series EEE
Bonds), and that the provision for payment of a Make-Whole Amount by the Company in the event that
the Series EEE Bonds are prepaid or accelerated as a result of an Event of Default, is intended to
provide compensation for the deprivation of such right under such circumstances.

     Holders may not enforce the Base Indenture, the Supplemental Indenture or the Series EEE Bonds
except as provided in the Base Indenture. The Trustee may refuse to enforce the Base Indenture,
the Supplemental Indenture or the Series EEE Bonds unless it receives indemnity or security
reasonably satisfactory to it. Subject to certain limitations, Holders of a majority in aggregate
principal amount of the Outstanding Bonds may direct the Trustee in its exercise of any trust or
power. The Trustee may withhold from Holders notice of any Default (except a Default in payment of
principal or interest on any Bond, or in the payment of any sinking fund installment) if and so
long as Responsible Officers of the Trustee in good faith determine that withholding notice is in
the interest of the Holders.

A-7 

 

     14. TRUSTEE DEALINGS WITH THE COMPANY

     Subject to certain limitations imposed by the TIA, the Trustee, in its individual or any other
capacity, may become the owner or pledgee of the Series EEE Bonds and may otherwise deal with and
collect obligations owed to it by the Company or its Affiliates and may otherwise deal with the
Company or its Affiliates with the same rights it would have if it were not Trustee.

     15. NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS

     No director, officer, employee, incorporator or stockholder of the Company or Parent shall
have any liability for any obligations of the Company under the Base Indenture, the Supplemental
Indenture or the Series EEE Bonds or for any claim based on, in respect of, or by reason of such
obligations or their creation. Each Holder by accepting the Series EEE Bonds waives and releases
all such liability. The waiver and release are part of the consideration for the issuance of the
Series EEE Bonds. Such waiver may not be effective to waive liabilities of directors, officers or
persons controlling the Company under the federal securities laws and it is the view of the
Commission that such waiver is against public policy and is therefore unenforceable.

     16. GOVERNING LAW

     The Series EEE Bonds shall be governed by, and construed and enforced in accordance with, the
laws of the State of California without regard to the principles of conflicts of laws thereunder,
except to the extent that the TIA shall be applicable.

     17. AUTHENTICATION

     This Series EEE Bond shall not be valid until an authorized signatory of the Trustee (or an
Authenticating Agent) manually signs the certificate of authentication on the other side of this
Series EEE Bond.

     18. ABBREVIATIONS

     Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).

     19. SECURITY INTEREST

     The Series EEE Bonds shall be secured to the extent and in the manner provided by the Base
Indenture.

     The Company shall furnish to any Holder upon written request and without charge to the Holder
a copy of the Base Indenture and the Supplemental Indenture. Requests may be made to:

CALIFORNIA WATER SERVICE COMPANY

1720 North First Street

San Jose, CA 95112

Attention: Corporate Secretary

A-8 

 

ASSIGNMENT FORM

To assign this Series EEE Bond, fill in the form below:

I or we assign and transfer this Series EEE Bond to

	 	 	 
	 

	 	     
	   (Print or type assignee’s name, address and zip code)
	 
	 	 
	 

	 	     
	   (Insert assignee’s soc. sec. or tax I.D. No.)

and irrevocably appoint                                          agent to transfer this Series EEE Bond on the books of
the Company. The agent may substitute another to act for him.

Date:                                          Your Signature:        
                    
                     
            

	 	 	 	 	 	 	 
	Signature Guarantee:

	 	     	 	 	 	 
	     	 	 	 	     
	 

	 	 	 	(Signature must be guaranteed by a

participant in a recognized signature

guarantee medallion program)	 	 

           
          
                
               
               
               
                  

Sign exactly as your name appears on the other side of this Series EEE Bond.

A-9 

 

EXHIBIT B

     The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank,
as trustees, and the acceptance of Bank of America National Trust and Savings Association as
successor trustee have been recorded in the offices of the Recorders of the following counties and
city and county of the State of California on the respective dates and in the respective books of
record and/or as the respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	County or Page	 	 	 	 	 	Book and
	City and County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	Alameda
	 	August 1, 1983	 	83-137410	 	 
	Butte
	 	August 1, 1983	 	83-25375	 	2851-200
	Fresno
	 	August 2, 1983	 	83069489	 	 
	Glenn
	 	August 1, 1983	 	3329	 	729-170
	Kern
	 	August 2, 1983	 	12487	 	5576-522
	Los Angeles
	 	August 2, 1983	 	83-887733	 	 
	Monterey
	 	August 1, 1983	 	Pg. 34173	 	1655-830
	City and County of
San Francisco
	 	August 1, 1983	 	D 376552	 	D559-205
	San Joaquin
	 	August 10, 1983	 	83058347	 	 
	San Mateo
	 	August 1, 1983	 	83080322	 	 
	Santa Clara
	 	August 1, 1983	 	7766085	 	H770-413
	Solano
	 	August 1, 1983	 	32353	 	Pg. 61300
	Sonoma
	 	August 1, 1983	 	83-50597	 	83-50597
	Tulare
	 	August 1, 1983	 	35981	 	4093-763
	Ventura
	 	November 15, 1983	 	 	 	130201
	Yuba
	 	August 1, 1983	 	1056	 	805-423

B-1 

 

     On December 15, 1995, Bank of America National Trust and Savings Association, transferred
substantially all of its corporate trust business to First Trust of California, National
Association. On March 30, 1998, First Trust of California, National Association changed its name
to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust
National Association, San Francisco, merged with and into U.S. Bank National Association as
successor trustee. Evidence of the above and U.S. Bank National Association’s status as successor
trustee have been recorded in the offices of the Recorders of the following counties of the State
of California on the respective dates and in the respective books of record and/or as the
respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Book and
	County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	Fresno
	 	March 9, 2009	 	2009-0032066	 	     
	Lake
	 	March 10, 2009	 	2009003530	 	 
	Los Angeles
	 	March 9, 2009	 	2009-03216507	 	 
	Monterey
	 	March 9, 2009	 	2009013888	 	 
	San Joaquin
	 	March 9, 2009	 	2009-038049	 	 
	San Mateo
	 	March 18, 2009	 	2009-030163	 	 
	Solano
	 	March 12, 2009	 	200900018231	 	 
	Sonoma
	 	March 9, 2009	 	2009019936	 	 
	Tulare
	 	March 9, 2009	 	2009-0013707	 	 
	Ventura
	 	March 9, 2009	 	20090309-00035462-0	 	 

B-2 

 

EXHIBIT C

     The First through Thirty-eighth Supplemental Indentures (and in the case of Marin County, a
Memorandum of Indenture referencing the Original Base Indenture and the First through Thirty-eighth
Supplemental Indentures) have been recorded in the offices of the Recorders of the following
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers hereinafter set forth, as
follows:

First Supplemental Indenture

	 	 	 	 	 	 	 
	 	 	Volume of	 	Page at Which Record	 	 
	Date of Recordation	 	Official Records	 	Commences	 	County
	January 7, 1929
	 	40	 	432	 	Kings
	January 7, 1929
	 	157	 	256	 	Contra Costa

Second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Kings
	 	August 20, 1929	 	 	48	 	 	 	442	 
	Butte
	 	August 20, 1929	 	 	116	 	 	 	389	 
	Glenn
	 	August 20, 1929	 	 	17	 	 	 	179	 
	Alameda
	 	August 20, 1929	 	 	2173	 	 	 	334	 
	Tulare
	 	August 20, 1929	 	 	337	 	 	 	88	 
	Kern
	 	August 21, 1929	 	 	320	 	 	 	95	 
	Contra Costa
	 	August 20, 1929	 	 	208	 	 	 	198	 

Third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Yuba
	 	February 28, 1930	 	 	9	 	 	 	 	 
	City and County of
San Francisco
	 	February 28, 1930	 	 	1985	 	 	 	257	 

Fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	San Mateo
	 	July 17, 1931	 	 	537	 	 	 	1	 
	City and County of
San Francisco
	 	July 20, 1931	 	 	2232	 	 	 	284	 
	Santa Clara
	 	July 17, 1931	 	 	576	 	 	 	175	 

C-1 

 

Fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	City and County of
San Francisco
	 	March 31, 1932	 	 	2359	 	 	 	17	 
	Yuba
	 	April 6, 1932	 	 	12	 	 	 	469	 
	Sonoma
	 	April 6, 1932	 	 	320	 	 	 	39	 
	Alameda
	 	April 6, 1932	 	 	2808	 	 	 	77	 
	Tulare
	 	April 6, 1932	 	 	466	 	 	 	381	 
	Los Angeles
	 	April 6, 1932	 	 	11543	 	 	 	85	 
	San Joaquin
	 	April 6, 1932	 	 	397	 	 	 	375	 
	Santa Clara
	 	April 6, 1932	 	 	606	 	 	 	464	 
	San Mateo
	 	April 6, 1932	 	 	553	 	 	 	492	 
	Butte
	 	April 6, 1932	 	 	83	 	 	 	489	 
	Kings
	 	April 6, 1932	 	 	87	 	 	 	292	 
	Glenn
	 	April 6, 1932	 	 	43	 	 	 	123	 
	Shasta
	 	April 6, 1932	 	 	74	 	 	 	10	 
	Contra Costa
	 	April 6, 1932	 	 	299	 	 	 	449	 
	Kern
	 	April 6, 1932	 	 	428	 	 	 	473	 
	Solano
	 	April 6, 1932	 	 	89	 	 	 	66	 

Sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 15, 1936	 	 	3314	 	 	 	406	 
	Butte
	 	June 15, 1936	 	 	167	 	 	 	1	 
	Contra Costa
	 	June 15, 1936	 	 	418	 	 	 	12	 
	Glenn
	 	June 15, 1936	 	 	82	 	 	 	73	 
	Kern
	 	June 15, 1936	 	 	643	 	 	 	64	 
	Kings
	 	June 15, 1936	 	 	151	 	 	 	241	 
	Los Angeles
	 	June 15, 1936	 	 	14153	 	 	 	291	 
	City and County of
San Francisco
	 	June 15, 1936	 	 	2972	 	 	 	1	 
	San Joaquin
	 	June 15, 1936	 	 	542	 	 	 	53	 
	San Mateo
	 	June 15, 1936	 	 	703	 	 	 	1	 
	Santa Clara
	 	June 15, 1936	 	 	777	 	 	 	137	 
	Shasta
	 	June 15, 1936	 	 	108	 	 	 	134	 
	Solano
	 	June 15, 1936	 	 	161	 	 	 	1	 
	Sonoma
	 	June 15, 1936	 	 	412	 	 	 	160	 
	Tulare
	 	June 15, 1936	 	 	682	 	 	 	1	 
	Yuba
	 	June 15, 1936	 	 	35	 	 	 	25	 

Seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Los Angeles

	 	May 1, 1939
	 	 	16572	 	 	 	206	 
	City and County of
San Francisco

	 	May 2, 1939
	 	 	3450	 	 	 	93	 
	San Mateo

	 	May 2, 1939
	 	 	840	 	 	 	94	 
	Sonoma

	 	May 2, 1939
	 	 	477	 	 	 	108	 
	Kern

	 	May 2, 1939
	 	 	869	 	 	 	12	 

C-2 

 

Eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda

	 	November 3, 1945
	 	 	4780	 	 	 	134	 
	Butte

	 	November 2, 1945
	 	 	380	 	 	 	1	 
	Contra Costa

	 	November 3, 1945
	 	 	874	 	 	 	1	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	226	 
	Glenn

	 	November 2, 1945
	 	 	191	 	 	 	1	 
	Kern

	 	November 2, 1945
	 	 	1292	 	 	 	1	 
	Kings

	 	November 1, 1945
	 	 	342	 	 	 	21	 
	Los Angeles

	 	November 2, 1945
	 	 	22396	 	 	 	251	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	 	1	 
	City and County of
San Francisco

	 	November 2, 1945
	 	 	4346	 	 	 	103	 
	San Joaquin

	 	November 3, 1945
	 	 	960	 	 	 	21	 
	San Mateo

	 	November 3, 1945
	 	 	1231	 	 	 	1	 
	Santa Clara

	 	November 1, 1945
	 	 	1267	 	 	 	583	 
	Solano

	 	November 3, 1945
	 	 	344	 	 	 	6	 
	Sonoma

	 	November 3, 1945
	 	 	665	 	 	 	21	 
	Tulare

	 	November 3, 1945
	 	 	1141	 	 	 	382	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130177
	 	 	 	 	 
	Yuba

	 	November 3, 1945
	 	 	94	 	 	 	23	 

Ninth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	August 31, 1951	 	 	6525	 	 	 	237	 
	Butte
	 	August 30, 1951	 	 	603	 	 	 	1	 
	Contra Costa
	 	August 30, 1951	 	 	1814	 	 	 	508	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	437	 
	Glenn
	 	August 30, 1951	 	 	266	 	 	 	63	 
	Kern
	 	August 29, 1951	 	 	1840	 	 	 	373	 
	Kings
	 	August 30, 1951	 	 	502	 	 	 	228	 
	Los Angeles
	 	August 29, 1951	 	 	37102	 	 	 	345	 
	Monterey
	 	February 21, 1962	 	Reel 23	 	 	 	207	 
	City and County of
San Francisco
	 	August 30, 1951	 	 	5773	 	 	 	355	 
	San Joaquin
	 	August 30, 1951	 	 	1372	 	 	 	123	 
	San Mateo
	 	August 30, 1951	 	 	2150	 	 	 	298	 
	Santa Clara
	 	August 30, 1951	 	 	2275	 	 	 	295	 
	Solano
	 	August 31, 1951	 	 	592	 	 	 	136	 
	Sonoma
	 	August 31, 1951	 	 	1072	 	 	 	420	 
	Tulare
	 	August 30, 1951	 	 	1539	 	 	 	528	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130178	 	 	 	 	 
	Yuba
	 	August 31, 1951	 	 	155	 	 	 	177	 

C-3 

 

Tenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda

	 	July 10, 1953
	 	 	7078	 	 	 	451	 
	Butte

	 	July 9, 1953
	 	 	679	 	 	 	45	 
	Contra Costa

	 	July 9, 1953
	 	 	2157	 	 	 	453	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	540	 
	Glenn

	 	July 9, 1953
	 	 	297	 	 	 	139	 
	Kern

	 	July 8, 1953
	 	 	2102	 	 	 	215	 
	Kings

	 	July 9, 1953
	 	 	561	 	 	 	249	 
	Los Angeles

	 	July 8, 1953
	 	 	42134	 	 	 	371	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	 	314	 
	City and County of
San Francisco

	 	July 9, 1953
	 	 	6190	 	 	 	21	 
	San Joaquin

	 	July 9, 1953
	 	 	1540	 	 	 	523	 
	San Mateo

	 	July 10, 1953
	 	 	2443	 	 	 	248	 
	Santa Clara

	 	July 9, 1953
	 	 	2680	 	 	 	50	 
	Solano

	 	July 9, 1953
	 	 	677	 	 	 	4	 
	Sonoma

	 	July 10, 1953
	 	 	1218	 	 	 	348	 
	Tulare

	 	July 9, 1953
	 	 	1686	 	 	 	314	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130179
	 	 	 	 	 
	Yuba

	 	July 10, 1953
	 	 	181	 	 	 	1	 

Eleventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	August 20, 1954	 	 	7404	 	 	 	181	 
	Butte
	 	August 20, 1954	 	 	732	 	 	 	496	 
	Contra Costa
	 	August 20, 1954	 	 	2368	 	 	 	164	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	604	 
	Glenn
	 	August 20, 1954	 	 	314	 	 	 	369	 
	Kern
	 	August 20, 1954	 	 	2278	 	 	 	74	 
	Kings
	 	August 20, 1954	 	 	594	 	 	 	449	 
	Los Angeles
	 	August 19, 1954	 	 	45365	 	 	 	64	 
	Monterey
	 	February 21, 1962	 	Reel 23	 	 	 	377	 
	City and County of
San Francisco
	 	August 20, 1954	 	 	6435	 	 	 	421	 
	San Joaquin
	 	August 20, 1954	 	 	1662	 	 	 	316	 
	San Mateo
	 	August 19, 1954	 	 	2636	 	 	 	330	 
	Santa Clara
	 	August 20, 1954	 	 	2942	 	 	 	331	 
	Solano
	 	August 19, 1954	 	 	728	 	 	 	10	 
	Sonoma
	 	August 20, 1954	 	 	1290	 	 	 	234	 
	Tulare
	 	August 20, 1954	 	 	1772	 	 	 	388	 
	Ventura
	 	November 15, 1983	 	Document No. 130180	 	 	 	 	 
	Yuba
	 	August 20, 1954	 	 	195	 	 	 	490	 

C-4 

 

Twelfth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	October 7, 1955	 	 	7806	 	 	 	501	 
	Butte
	 	October 7, 1955	 	 	794	 	 	 	9	 
	Contra Costa
	 	October 7, 1955	 	 	2625	 	 	 	417	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	665	 
	Glenn
	 	October 7, 1955	 	 	331	 	 	 	350	 
	Kern
	 	October 6, 1955	 	 	2498	 	 	 	171	 
	Kings
	 	October 7, 1955	 	 	628	 	 	 	1	 
	Los Angeles
	 	October 6, 1955	 	 	49158	 	 	 	316	 
	Monterey
	 	February 21, 1962	 	Reel 23	 	 	 	439	 
	City and County of
San Francisco
	 	October 7, 1955	 	 	6711	 	 	 	525	 
	San Joaquin
	 	October 7, 1955	 	 	1797	 	 	 	300	 
	San Mateo
	 	October 7, 1955	 	 	2890	 	 	 	480	 
	Santa Clara
	 	October 7, 1955	 	 	3299	 	 	 	406	 
	Solano
	 	October 7, 1955	 	 	792	 	 	 	422	 
	Sonoma
	 	October 7, 1955	 	 	1384	 	 	 	2	 
	Tulare
	 	October 7, 1955	 	 	1864	 	 	 	548	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130181	 	 	 	 	 
	Yuba
	 	October 7, 1955	 	 	213	 	 	 	593	 

Thirteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 7, 1956	 	 	8226	 	 	 	15	 
	Butte
	 	December 7, 1956	 	 	859	 	 	 	117	 
	Contra Costa
	 	December 7, 1956	 	 	2894	 	 	 	20	 
	Fresno
	 	February 21, 1962	 	 	4681	 	 	 	729	 
	Glenn
	 	December 7, 1956	 	 	348	 	 	 	217	 
	Kern
	 	December 6, 1956	 	 	2699	 	 	 	390	 
	Kings
	 	December 7, 1956	 	 	666	 	 	 	316	 
	Los Angeles
	 	December 6, 1956	 	 	53054	 	 	 	61	 
	Monterey
	 	February 21, 1962	 	Reel 23	 	 	 	503	 
	City and County of
San Francisco
	 	December 10, 1956	 	 	6970	 	 	 	41	 
	San Joaquin
	 	December 7, 1956	 	 	1925	 	 	 	1	 
	San Mateo
	 	December 7, 1956	 	 	3140	 	 	 	258	 
	Santa Clara
	 	December 7, 1956	 	 	3680	 	 	 	1	 
	Solano
	 	December 7, 1956	 	 	860	 	 	 	189	 
	Sonoma
	 	December 7, 1956	 	 	1489	 	 	 	28	 
	Tulare
	 	December 7, 1956	 	 	1961	 	 	 	551	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130182	 	 	 	 	 
	Yuba
	 	December 7, 1956	 	 	233	 	 	 	65	 

Fourteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 20, 1964	 	Reel 1155	 	 	Image 2	 
	Butte
	 	March 20, 1964	 	 	1303	 	 	 	8	 
	Contra Costa
	 	March 20, 1964	 	 	4578	 	 	 	360	 
	Fresno
	 	March 20, 1964	 	 	4980	 	 	 	337	 

C-5 

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Glenn
	 	March 20, 1964	 	 	463	 	 	 	1	 
	Kern
	 	March 19, 1964	 	 	3706	 	 	 	1	 
	Los Angeles
	 	March 19, 1964	 	 	D2401	 	 	 	6	 
	Monterey
	 	March 20, 1964	 	Reel 299	 	 	 	230	 
	City and County of
San Francisco
	 	March 20, 1964	 	 	A734	 	 	 	966	 
	San Joaquin
	 	March 20, 1964	 	 	2801	 	 	 	126	 
	San Mateo
	 	March 19, 1964	 	 	4670	 	 	 	563	 
	Santa Clara
	 	March 20, 1964	 	 	6432	 	 	 	567	 
	Solano
	 	March 20, 1964	 	 	1259	 	 	 	331	 
	Sonoma
	 	March 19, 1964	 	 	2032	 	 	 	757	 
	Tulare
	 	March 20, 1964	 	 	2491	 	 	 	437	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130183	 	 	 	 	 
	Yuba
	 	March 20, 1964	 	 	389	 	 	 	535	 

Fifteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	November 4, 1965	 	 	1635	 	 	 	610	 
	Butte
	 	November 4, 1965	 	 	1398	 	 	 	67	 
	Contra Costa
	 	November 4, 1965	 	 	4987	 	 	 	469	 
	Fresno
	 	November 4, 1965	 	 	5236	 	 	 	699	 
	Glenn
	 	November 4, 1965	 	 	483	 	 	 	194	 
	Kern
	 	November 3, 1965	 	 	3889	 	 	 	476	 
	Los Angeles
	 	November 3, 1965	 	 	D3104	 	 	 	7	 
	Monterey
	 	November 4, 1965	 	 	432	 	 	 	526	 
	City and County of
San Francisco
	 	November 4, 1965	 	 	A983	 	 	 	431	 
	San Joaquin
	 	November 4, 1965	 	 	2996	 	 	 	13	 
	San Mateo
	 	November 4, 1965	 	 	5056	 	 	 	588	 
	Santa Clara
	 	November 4, 1965	 	 	7166	 	 	 	234	 
	Solano
	 	November 3, 1965	 	 	1366	 	 	 	547	 
	Sonoma
	 	November 3, 1965	 	 	2167	 	 	 	261	 
	Tulare
	 	November 4, 1965	 	 	2619	 	 	 	12	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130184	 	 	 	 	 
	Yuba
	 	November 4, 1965	 	 	422	 	 	 	562	 

Sixteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 2, 1966	 	 	1881	 	 	 	788	 
	Butte
	 	December 2, 1966	 	 	1452	 	 	 	13	 
	Contra Costa
	 	December 2, 1966	 	 	5256	 	 	 	298	 
	Fresno
	 	December 2, 1966	 	 	5383	 	 	 	432	 
	Glenn
	 	December 2, 1966	 	 	495	 	 	 	555	 
	Kern
	 	December 1, 1966	 	 	3999	 	 	 	845	 
	Los Angeles
	 	December 1, 1966	 	 	D3496	 	 	 	236	 
	Monterey
	 	December 2, 1966	 	 	485	 	 	 	472	 
	City and County of
San Francisco
	 	December 2, 1966	 	 	B101	 	 	 	10	 
	San Joaquin
	 	December 2, 1966	 	 	3090	 	 	 	511	 

C-6 

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	San Mateo
	 	December 2, 1966	 	 	5244	 	 	 	411	 
	Santa Clara
	 	December 2, 1966	 	 	7579	 	 	 	440	 
	Solano
	 	December 1, 1966	 	 	1429	 	 	 	482	 
	Sonoma
	 	December 1, 1966	 	 	2243	 	 	 	434	 
	Tulare
	 	December 2, 1966	 	 	2686	 	 	 	249	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130185	 	 	 	 	 
	Yuba
	 	December 2, 1966	 	 	443	 	 	 	434	 

Seventeenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	April 2, 1968	 	 	2154	 	 	 	273	 
	Butte
	 	April 2, 1968	 	 	1511	 	 	 	632	 
	Contra Costa
	 	April 2, 1968	 	 	5593	 	 	 	177	 
	Fresno
	 	April 3, 1968	 	 	5554	 	 	 	654	 
	Glenn
	 	April 2, 1968	 	 	507	 	 	 	326	 
	Kern
	 	April 3, 1968	 	 	4147	 	 	 	264	 
	Los Angeles
	 	April 2, 1968	 	 	D3959	 	 	 	10	 
	Monterey
	 	April 2, 1968	 	 	551	 	 	 	580	 
	City and County of
San Francisco
	 	April 2, 1968	 	 	B230	 	 	 	362	 
	San Joaquin
	 	April 2, 1968	 	 	3199	 	 	 	132	 
	San Mateo
	 	April 2, 1968	 	 	5453	 	 	 	1	 
	Santa Clara
	 	April 2, 1968	 	 	8076	 	 	 	99	 
	Solano
	 	April 1, 1968	 	 	1501	 	 	 	35	 
	Sonoma
	 	April 3, 1968	 	 	2323	 	 	 	446	 
	Tulare
	 	April 3, 1968	 	 	2773	 	 	 	415	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130186	 	 	 	 	 
	Yuba
	 	April 2, 1968	 	 	465	 	 	 	122	 

Eighteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	April 3, 1970	 	 	2592	 	 	 	708	 
	Butte
	 	April 6, 1970	 	 	1608	 	 	 	505	 
	Contra Costa
	 	April 3, 1970	 	 	6099	 	 	 	58	 
	Fresno
	 	April 3, 1970	 	 	5775	 	 	 	371	 
	Glenn
	 	April 6, 1970	 	 	524	 	 	 	168	 
	Kern
	 	April 3, 1970	 	 	4384	 	 	 	72	 
	Los Angeles
	 	April 6, 1970	 	 	D4677	 	 	 	518	 
	Monterey
	 	April 6, 1970	 	 	645	 	 	 	921	 
	City and County of
San Francisco
	 	April 6, 1970	 	 	B414	 	 	 	258	 
	San Joaquin
	 	April 3, 1970	 	 	3381	 	 	 	569	 
	San Mateo
	 	April 3, 1970	 	 	5766	 	 	 	1	 
	Santa Clara
	 	April 3, 1970	 	 	8878	 	 	 	585	 
	Solano
	 	April 3, 1970	 	 	1618	 	 	 	477	 
	Sonoma
	 	April 3, 1970	 	 	2453	 	 	 	531	 
	Tulare
	 	April 3, 1970	 	 	2889	 	 	 	894	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130187	 	 	 	 	 
	Yuba
	 	April 6, 1970	 	 	497	 	 	 	84	 

C-7 

 

Nineteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 10, 1970	 	 	2632	 	 	 	835	 
	Butte
	 	June 11, 1970	 	 	1618	 	 	 	2	 
	Contra Costa
	 	June 10, 1970	 	 	6146	 	 	 	1	 
	Fresno
	 	June 10, 1970	 	 	5793	 	 	 	233	 
	Glenn
	 	June 11, 1970	 	 	526	 	 	 	170	 
	Kern
	 	June 9, 1970	 	 	4405	 	 	 	724	 
	Los Angeles
	 	June 10, 1970	 	 	D4736	 	 	 	731	 
	Monterey
	 	June 10, 1970	 	 	653	 	 	 	890	 
	City and County of
San Francisco
	 	June 11, 1970	 	 	B430	 	 	 	928	 
	San Joaquin
	 	June 10, 1970	 	 	3402	 	 	 	124	 
	San Mateo
	 	June 10, 1970	 	 	5792	 	 	 	57	 
	Santa Clara
	 	June 11, 1970	 	 	8949	 	 	 	586	 
	Solano
	 	June 10, 1970	 	 	1629	 	 	 	158	 
	Sonoma
	 	June 10, 1970	 	 	2465	 	 	 	923	 
	Tulare
	 	June 10, 1970	 	 	2898	 	 	 	231	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130188	 	 	 	 	 
	Yuba
	 	June 11, 1970	 	 	500	 	 	 	77	 

Twentieth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	April 2, 1971	 	 	2820	 	 	 	92	 
	Butte
	 	April 2, 1971	 	 	1667	 	 	 	102	 
	Contra Costa
	 	April 2, 1971	 	 	6351	 	 	 	138	 
	Fresno
	 	April 2, 1971	 	 	5880	 	 	 	820	 
	Glenn
	 	April 2, 1971	 	 	533	 	 	 	530	 
	Kern
	 	April 1, 1971	 	 	4509	 	 	 	30	 
	Los Angeles
	 	April 1, 1971	 	 	D5014	 	 	 	368	 
	Monterey
	 	April 2, 1971	 	 	695	 	 	 	719	 
	City and County of
San Francisco
	 	April 5, 1971	 	 	B507	 	 	 	812	 
	San Joaquin
	 	April 5, 1971	 	 	3509	 	 	 	305	 
	San Mateo
	 	April 2, 1971	 	 	5919	 	 	 	363	 
	Santa Clara
	 	April 2, 1971	 	 	9278	 	 	 	182	 
	Solano
	 	April 5, 1971	 	 	1677	 	 	 	384	 
	Sonoma
	 	April 2, 1971	 	 	2524	 	 	 	671	 
	Tulare
	 	April 2, 1971	 	 	2959	 	 	 	373	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130189	 	 	 	 	 
	Yuba
	 	April 2, 1971	 	 	513	 	 	 	81	 

C-8 

 

Twenty-first Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 14, 1972	 	 	3298	 	 	 	449	 
	Butte
	 	December 14, 1972	 	 	1805	 	 	 	96	 
	Contra Costa
	 	December 14, 1972	 	 	6821	 	 	 	129	 
	Fresno
	 	December 14, 1972	 	 	6104	 	 	 	2	 
	Glenn
	 	December 14, 1972	 	 	554	 	 	 	371	 
	Kern
	 	December 15, 1972	 	 	4757	 	 	 	356	 
	Los Angeles
	 	December 14, 1972	 	 	D5698	 	 	 	815	 
	Monterey
	 	December 14, 1972	 	 	815	 	 	 	838	 
	City and County of
San Francisco
	 	December 14, 1972	 	 	B708	 	 	 	675	 
	San Joaquin
	 	December 14, 1972	 	 	3718	 	 	 	161	 
	San Mateo
	 	December 14, 1972	 	 	6289	 	 	 	367	 
	Santa Clara
	 	December 14, 1972	 	 	0154	 	 	 	435	 
	Solano
	 	December 15, 1972	 	 	1795	 	 	 	147	 
	Sonoma
	 	December 14, 1972	 	 	2719	 	 	 	547	 
	Tulare
	 	December 14, 1972	 	 	3075	 	 	 	674	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130190	 	 	 	 	 
	Yuba
	 	December 14, 1972	 	 	546	 	 	 	360	 

Twenty-second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 27, 1972	 	 	3306	 	 	 	930	 
	Butte
	 	December 27, 1972	 	 	1807	 	 	 	385	 
	Contra Costa
	 	December 27, 1972	 	 	6829	 	 	 	150	 
	Fresno
	 	December 27, 1972	 	 	6108	 	 	 	355	 
	Glenn
	 	December 27, 1972	 	 	555	 	 	 	69	 
	Kern
	 	December 29, 1972	 	 	4762	 	 	 	140	 
	Los Angeles
	 	December 27, 1972	 	 	D5710	 	 	 	690	 
	Monterey
	 	December 27, 1972	 	 	818	 	 	 	40	 
	City and County of
San Francisco
	 	December 27, 1972	 	 	B712	 	 	 	707	 
	San Joaquin
	 	December 27, 1972	 	 	3721	 	 	 	317	 
	San Mateo
	 	December 27, 1972	 	 	6296	 	 	 	114	 
	Santa Clara
	 	December 27, 1972	 	 	0171	 	 	 	29	 
	Solano
	 	December 29, 1972	 	 	1797	 	 	 	530	 
	Sonoma
	 	December 27, 1972	 	 	2722	 	 	 	782	 
	Tulare
	 	December 27, 1972	 	 	3078	 	 	 	118	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130191	 	 	 	 	 
	Yuba
	 	December 27, 1972	 	 	547	 	 	 	158	 

Twenty-third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	December 27, 1972	 	 	3307	 	 	 	1	 
	Butte
	 	December 27, 1972	 	 	1807	 	 	 	433	 
	Contra Costa
	 	December 27, 1972	 	 	6829	 	 	 	197	 
	Fresno
	 	December 27, 1972	 	 	6108	 	 	 	307	 
	Glenn
	 	December 27, 1972	 	 	555	 	 	 	116	 
	Kern
	 	December 27, 1972	 	 	4762	 	 	 	187	 
	Los Angeles
	 	December 27, 1972	 	 	D5710	 	 	 	737	 
	Monterey
	 	December 27, 1972	 	 	818	 	 	 	87	 

C-9 

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	City and County of
San Francisco
	 	December 27, 1972	 	 	B712	 	 	 	733	 
	San Joaquin
	 	December 27, 1972	 	 	3721	 	 	 	269	 
	San Mateo
	 	December 27, 1972	 	 	6296	 	 	 	161	 
	Santa Clara
	 	December 27, 1972	 	 	0171	 	 	 	76	 
	Solano
	 	December 27, 1972	 	 	1797	 	 	 	577	 
	Sonoma
	 	December 27, 1972	 	 	2722	 	 	 	830	 
	Tulare
	 	December 27, 1972	 	 	3078	 	 	 	165	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130192	 	 	 	 	 
	Yuba
	 	December 27, 1972	 	 	547	 	 	 	205	 

Twenty-fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 22, 1974	 	 	3635	 	 	 	156	 
	Butte
	 	March 22, 1974	 	 	1896	 	 	 	665	 
	Contra Costa
	 	March 22, 1974	 	 	7183	 	 	 	54	 
	Fresno
	 	March 22, 1974	 	 	6279	 	 	 	513	 
	Glenn
	 	March 22, 1974	 	 	570	 	 	 	163	 
	Kern
	 	March 22, 1974	 	 	4832	 	 	 	519	 
	Los Angeles
	 	March 22, 1974	 	 	D6209	 	 	 	133	 
	Monterey
	 	March 22, 1974	 	 	902	 	 	 	1	 
	City and County of
San Francisco
	 	March 22, 1974	 	 	B866	 	 	 	907	 
	San Joaquin
	 	March 22, 1974	 	 	3856	 	 	 	1	 
	San Mateo
	 	March 22, 1974	 	 	6574	 	 	 	611	 
	Santa Clara
	 	March 22, 1974	 	 	815	 	 	 	125	 
	Solano
	 	March 22, 1974	 	 	1974	 	 	 	11482	 
	Sonoma
	 	March 22, 1974	 	 	2847	 	 	 	542	 
	Tulare
	 	March 22, 1974	 	 	3166	 	 	 	315	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130193	 	 	 	 	 
	Yuba
	 	March 22, 1974	 	 	571	 	 	 	423	 

Twenty-fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 20, 1975	 	 	4007	 	 	 	676	 
	Butte
	 	June 20, 1975	 	 	1995	 	 	 	455	 
	Contra Costa
	 	June 20, 1975	 	 	7543	 	 	 	54	 
	Fresno
	 	June 20, 1975	 	 	6447	 	 	 	21	 
	Glenn
	 	June 20, 1975	 	 	587	 	 	 	128	 
	Kern
	 	June 20, 1975	 	 	4901	 	 	 	154	 
	Los Angeles
	 	June 20, 1975	 	 	D6698	 	 	 	184	 
	Monterey
	 	June 20, 1975	 	 	985	 	 	 	335	 
	City and County of
San Francisco
	 	June 20, 1975	 	 	C30	 	 	 	188	 
	San Joaquin
	 	June 20, 1975	 	 	3996	 	 	 	258	 
	San Mateo
	 	June 20, 1975	 	 	6872	 	 	 	1	 
	Santa Clara
	 	June 20, 1975	 	 	B474	 	 	 	219	 
	Solano
	 	June 20, 1975	 	 	1975	 	 	 	25377	 
	Sonoma
	 	June 20, 1975	 	 	2970	 	 	 	761	 
	Tulare
	 	June 20, 1975	 	 	3249	 	 	 	11	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130195	 	 	 	 	 
	Yuba
	 	June 20, 1975	 	 	595	 	 	 	695	 

C-10 

 

Twenty-sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	June 10, 1976	 	 	4397	 	 	 	342	 
	Butte
	 	June 10, 1976	 	 	2077	 	 	 	441	 
	Contra Costa
	 	June 10, 1976	 	 	7896	 	 	 	746	 
	Fresno
	 	June 11, 1976	 	 	6608	 	 	 	364	 
	Glenn
	 	June 10, 1976	 	 	600	 	 	 	137	 
	Kern
	 	June 11, 1976	 	 	4960	 	 	 	1166	 
	Los Angeles
	 	June 10, 1976	 	 	10257	 	 	 	734	 
	Monterey
	 	June 10, 1976	 	 	1060	 	 	 	798	 
	City and County of
San Francisco
	 	June 10, 1976	 	 	C184	 	 	 	1	 
	San Joaquin
	 	June 10, 1976	 	 	4136	 	 	 	42	 
	San Mateo
	 	June 10, 1976	 	 	7151	 	 	 	667	 
	Santa Clara
	 	June 10, 1976	 	 	C073	 	 	 	688	 
	Solano
	 	June 10, 1976	 	 	1976	 	 	 	31463	 
	Sonoma
	 	June 10, 1976	 	 	3089	 	 	 	913	 
	Tulare
	 	June 10, 1976	 	 	3326	 	 	 	626	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130195	 	 	 	 	 
	Yuba
	 	June 10, 1976	 	 	616	 	 	 	512	 

Twenty-seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 24, 1978	 	 	5312	 	 	 	57	 
	Butte
	 	March 24, 1978	 	 	2268	 	 	 	279	 
	Fresno
	 	March 27, 1978	 	 	6997	 	 	 	25	 
	Glenn
	 	March 24, 1978	 	 	626	 	 	 	594	 
	Kern
	 	March 24, 1978	 	 	5098	 	 	 	1124	 
	Los Angeles
	 	March 24, 1978	 	Doc. No. 78-310554	 	 	 	 	 
	Monterey
	 	March 24, 1978	 	 	1227	 	 	 	755	 
	City and County of
San Francisco
	 	March 24, 1978	 	 	C538	 	 	 	664	 
	San Joaquin
	 	March 27, 1978	 	 	4377	 	 	 	286	 
	San Mateo
	 	March 24, 1978	 	 	7728	 	 	 	715	 
	Santa Clara
	 	March 24, 1978	 	 	D549	 	 	 	102	 
	Solano
	 	March 24, 1978	 	 	21803	 	 	 	73	 
	Sonoma
	 	March 24, 1978	 	 	3371	 	 	 	634	 
	Tulare
	 	March 27, 1978	 	 	3315	 	 	 	618	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130196	 	 	 	 	 
	Yuba
	 	March 24, 1978	 	 	662	 	 	 	589	 

C-11 

 

Twenty-eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	August 28, 1978	 	 	5551	 	 	 	62	 
	Butte
	 	August 28, 1978	 	 	2318	 	 	 	170	 
	Fresno
	 	August 28, 1978	 	 	7107	 	 	 	2	 
	Glenn
	 	August 28, 1978	 	 	633	 	 	 	666	 
	Kern
	 	August 28, 1978	 	 	5135	 	 	 	674	 
	Los Angeles
	 	August 28, 1978	 	Doc. No. 78-951209	 	 	 	 	 
	Monterey
	 	August 28, 1978	 	 	1270	 	 	 	1030	 
	City and County of
San Francisco
	 	August 28, 1978	 	 	C631	 	 	 	740	 
	San Joaquin
	 	August 28, 1978	 	 	4442	 	 	 	141	 
	San Mateo
	 	August 28, 1978	 	 	7774	 	 	 	1709	 
	Santa Clara
	 	August 28, 1978	 	 	D914	 	 	 	715	 
	Solano
	 	August 28, 1978	 	 	71420	 	 	 	 	 
	Sonoma
	 	August 28, 1978	 	 	3445	 	 	 	337	 
	Tulare
	 	August 28, 1978	 	 	3566	 	 	 	14	 
	Ventura
	 	November 15, 1983	 	Doc. No. 130197	 	 	 	 	 
	Yuba
	 	August 28, 1978	 	 	675	 	 	 	331	 

Twenty-ninth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Alameda
	 	March 28, 1980	 	80-055698	 	     
	Butte
	 	March 28, 1980	 	2500	 	503
	Fresno
	 	March 31, 1980	 	7494	 	230
	Glenn
	 	March 31, 1980	 	663	 	509
	Kern
	 	March 28, 1980	 	5275	 	818
	Los Angeles
	 	March 31, 1980	 	Doc. No. 80-318971	 	 
	Monterey
	 	March 31, 1980	 	1399	 	636
	City and County of
San Francisco
	 	March 28, 1980	 	C970	 	327
	San Joaquin
	 	March 31, 1980	 	80020795	 	 
	San Mateo
	 	March 28, 1980	 	7948	 	1952
	Santa Clara
	 	March 28, 1980	 	F233	 	366
	Solano
	 	March 28, 1980	 	23159	 	 
	Sonoma
	 	March 28, 1980	 	80-18782	 	 
	Tulare
	 	March 31, 1980	 	3753	 	500
	Ventura
	 	November 15, 1983	 	Doc. No. 130198	 	 
	Yuba
	 	March 28, 1980	 	722	 	625

Thirtieth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	January 2, 1981	 	81-000002	 	 
	Butte
	 	January 2, 1981	 	81-113	 	2583-250
	Fresno
	 	January 2, 1981	 	401	 	7651-362
	Glenn
	 	January 2, 1981	 	0023	 	678-226
	Kern
	 	January 5, 1981	 	000286	 	5342-1512
	Los Angeles
	 	January 2, 1981	 	81-2293	 	 
	Monterey
	 	January 2, 1981	 	G00066	 	1456-551

C-12 

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	City and County of
San Francisco
	 	December 31, 1980	 	D044298	 	D127-551
	San Joaquin
	 	January 2, 1981	 	81000191	 	 
	San Mateo
	 	January 2, 1981	 	0507AS	 	 
	Santa Clara
	 	January 2, 1981	 	6941984	 	F825-269
	Solano
	 	January 2, 1981	 	60 Pg. 90-156	 	 
	Sonoma
	 	January 2, 1981	 	81-000131	 	 
	Tulare
	 	January 2, 1981	 	189	 	3828-412
	Ventura
	 	November 15, 1983	 	130199	 	 
	Yuba
	 	January 2, 1981	 	7644	 	743-99

Thirty-first Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	May 4, 1982	 	82-064230	 	 
	Butte
	 	May 4, 1982	 	82-12318	 	2715-529
	Fresno
	 	May 3, 1982	 	37212	 	7901-572
	Glenn
	 	May 4, 1982	 	1908	 	704-299
	Kern
	 	May 3, 1982	 	40614	 	5456-1478
	Los Angeles
	 	May 3, 1982	 	82-445736	 	 
	Monterey
	 	May 3, 1982	 	G17137	 	1549-234
	City and County of
San Francisco
	 	May 3, 1982	 	D198127	 	D392-276
	San Joaquin
	 	May 4, 1982	 	82022803	 	 
	San Mateo
	 	May 3, 1982	 	82035410	 	 
	Santa Clara
	 	May 3, 1982	 	7353398	 	 
	Solano
	 	May 3, 1982	 	15522	 	Pg. 26792
	Sonoma
	 	May 3, 1982	 	82-23083	 	 
	Tulare
	 	May 3, 1982	 	19242	 	3961-163
	Ventura
	 	November 15, 1983	 	130200	 	 
	Yuba
	 	May 3, 1982	 	10984	 	775-263

Thirty-second Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	October 13, 1983	 	83-191597	 	 
	Butte
	 	October 13, 1983	 	83-34081	 	2874-684
	Fresno
	 	October 13, 1983	 	83095135	 	 
	Glenn
	 	October 13, 1983	 	4435	 	733-446
	Kern
	 	October 13, 1983	 	041161	 	5597-658
	Los Angeles
	 	October 13, 1983	 	83-1208172	 	 
	Monterey
	 	October 13, 1983	 	G46236	 	1674-1194
	City and County of
San Francisco
	 	October 13, 1983	 	D408975	 	 
	San Joaquin
	 	October 13, 1983	 	83074718	 	 
	San Mateo
	 	October 13, 1983	 	83112077	 	 
	Santa Clara
	 	October 13, 1983	 	780561	 	H980-717
	Solano
	 	October 13, 1983	 	45171	 	Pg 85369
	Sonoma
	 	October 13, 1983	 	83069362	 	 
	Tulare
	 	October 13, 1983	 	51515	 	4120-726
	Ventura
	 	October 13, 1983	 	117059	 	 
	Ventura re-recorded
	 	November 15, 1983	 	130202	 	 
	Yuba
	 	October 13, 1983	 	3764	 	810-614

C-13 

 

Thirty-third Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	September 13, 1988	 	88-232083	 	 
	Butte
	 	September 13, 1988	 	88-031123	 	 
	Fresno
	 	September 13, 1988	 	88101543	 	 
	Glenn
	 	September 13, 1988	 	88-4023	 	 
	Kern
	 	September 13, 1988	 	31355	 	6162-1754
	Los Angeles
	 	September 13, 1988	 	88-1464893	 	 
	Monterey
	 	September 13, 1988	 	47561	 	2273-660
	City and County of
San Francisco
	 	September 13, 1988	 	E243818	 	 
	San Joaquin
	 	September 13, 1988	 	88077190	 	 
	San Mateo
	 	September 13, 1988	 	88120443	 	 
	Santa Clara
	 	September 13, 1988	 	9833944	 	 
	Solano
	 	September 13, 1988	 	54422	 	1988-117737
	Sonoma
	 	September 13, 1988	 	88-77182	 	 
	Tulare
	 	September 13, 1988	 	58120	 	4745-662
	Ventura
	 	September 13, 1988	 	88-133327	 	 
	Yuba
	 	September 13, 1988	 	2818	 	 

Thirty-fourth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	December 20, 1990	 	90-332019	 	 
	Butte
	 	December 20, 1990	 	90-054231	 	 
	Fresno
	 	December 20, 1990	 	90155101	 	 
	Glenn
	 	December 21, 1990	 	90-6395	 	 
	Kern
	 	December 20, 1990	 	85807	 	6468-709
	Los Angeles
	 	December 20, 1990	 	90-2094360	 	 
	Monterey
	 	December 20, 1990	 	73725	 	2589-678
	City and County of
San Francisco
	 	December 20, 1990	 	E836831	 	F276-480
	San Joaquin
	 	December 20, 1990	 	90122496	 	 
	San Mateo
	 	December 20, 1990	 	90165083	 	 
	Santa Clara
	 	December 21, 1990	 	10758142	 	 
	Solano
	 	December 20, 1990	 	99015	 	1990
	Sonoma
	 	December 20, 1990	 	90-122784	 	 
	Tulare
	 	December 20, 1990	 	83069	 	 
	Ventura
	 	December 20, 1990	 	90-187399	 	 
	Yuba
	 	December 20, 1990	 	90-14553	 	 

C-14 

 

Thirty-fifth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	November 3, 1992	 	92-358477	 	 
	Butte
	 	November 3, 1992	 	92-050443	 	 
	Fresno
	 	November 3, 1992	 	92167544	 	 
	Glenn
	 	November 3, 1992	 	92-5920	 	 
	Kern
	 	November 3, 1992	 	167635	 	6757-1488
	Los Angeles
	 	November 3, 1992	 	92-2022769	 	 
	Monterey
	 	November 3, 1992	 	78604	 	2867-956
	City and County of
San Francisco
	 	November 3, 1992	 	F237077	 	 
	San Joaquin
	 	November 2, 1992	 	92127961	 	 
	San Mateo
	 	November 3, 1992	 	92180648	 	 
	Santa Clara
	 	November 3, 1992	 	11617179	 	 
	Solano
	 	November 3, 1992	 	101527	 	 
	Sonoma
	 	November 3, 1992	 	1992-137370	 	 
	Tulare
	 	November 3, 1992	 	92-081425	 	 
	Ventura
	 	November 3, 1992	 	92-198950	 	 
	Yuba
	 	November 3, 1992	 	92-13796	 	 

Thirty-sixth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	June 9, 1993	 	93-202253	 	 
	Butte
	 	June 9, 1993	 	93-023408	 	 
	Fresno
	 	June 9, 1993	 	93086809	 	 
	Glenn
	 	June 10, 1993	 	93-2925	 	 
	Kern
	 	June 9, 1993	 	82236	 	6859-1043
	Los Angeles
	 	June 9, 1993	 	93-1098735	 	 
	Monterey
	 	June 9, 1993	 	38484	 	 
	City and County of
San Francisco
	 	June 9, 1993	 	F371252	 	F896-0727
	San Joaquin
	 	June 9, 1993	 	93067318	 	 
	San Mateo
	 	June 9, 1993	 	93094357	 	 
	Santa Clara
	 	June 9, 1993	 	11944269	 	 
	Solano
	 	June 9, 1993	 	93-51895	 	 
	Sonoma
	 	June 9, 1993	 	93-71358	 	 
	Tulare
	 	June 9, 1993	 	93-040396	 	 
	Ventura
	 	June 9, 1993	 	93-104242	 	 
	Yuba
	 	June 9, 1993	 	93-06640	 	 

Thirty-seventh Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	September 28, 1993	 	93342967	 	 
	Butte
	 	September 28, 1993	 	93-041800	 	 
	Fresno
	 	September 28, 1993	 	93148269	 	 
	Glenn
	 	September 28, 1993	 	93-5140	 	 
	Kern
	 	September 28, 1993	 	140436	 	6915-188
	Los Angeles
	 	September 28, 1993	 	93-1891500	 	 
	Monterey
	 	September 28, 1993	 	66464	 	 
	City and County of
San Francisco
	 	September 28, 1993	 	F456929	 	F973-511
	San Joaquin
	 	September 28, 1993	 	93111959	 	 
	San Mateo
	 	September 28, 1993	 	93164391	 	 

C-15 

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Santa Clara
	 	September 28, 1993	 	12128051	 	 
	Solano
	 	September 28, 1993	 	93-88880	 	1993
	Sonoma
	 	September 28, 1993	 	93-121864	 	 
	Tulare
	 	September 28, 1993	 	93-069108A	 	 
	Ventura
	 	September 28, 1993	 	93-181168	 	 
	Yuba
	 	September 28, 1993	 	93-11284	 	 

Thirty-eighth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda
	 	November 2, 1993	 	93390873	 	 
	Butte
	 	November 2, 1993	 	93-048806	 	 
	Fresno
	 	November 2, 1993	 	93170561	 	 
	Glenn
	 	November 2, 1993	 	93-5825	 	 
	Kern
	 	November 2, 1993	 	162046	 	6935-2210
	Lake
	 	March 19, 2009	 	2009004258	 	 
	Los Angeles
	 	November 2, 1993	 	93-2143052	 	 
	Monterey
	 	November 2, 1993	 	77734	 	 
	City and County of
San Francisco
	 	November 2, 1993	 	F477371	 	F997-0471
	San Joaquin
	 	November 2, 1993	 	93129084	 	 
	San Mateo
	 	November 2, 1993	 	93188734	 	 
	Santa Clara
	 	November 2, 1993	 	12188841	 	 
	Solano
	 	November 2, 1993	 	1993-104293	 	1993
	Sonoma
	 	November 2, 1993	 	93-140937	 	 
	Tulare
	 	November 2, 1993	 	93-078948A	 	 
	Ventura
	 	November 2, 1993	 	92-208807	 	 
	Yuba
	 	November 2, 1993	 	93-12958	 	 

Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Marin
	 	March 30, 2009	 	2009-0015722	 	 

     The Company will record the Thirty-ninth through the Forty-sixth Supplemental Indentures in the
offices of the Recorders of the following counties and city and county of the State of California
hereinafter set forth as follows:

     Thirty-ninth Supplemental Indenture, Fortieth Supplemental Indenture, Forty-first Supplemental
Indenture, Forty-second Supplemental Indenture, Forty-third Supplemental Indenture, Forty-fourth
Supplemental Indenture, Forty-fifth Supplemental Indenture and Forty-sixth Supplemental
Indenture

C-16 

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda

	 	On or about the date
hereof	 	 	 	 
	Butte

	 	On or about the date
hereof	 	 	 	 
	Fresno

	 	On or about the date
hereof	 	 	 	 
	Glenn

	 	On or about the date
hereof	 	 	 	 
	Kern

	 	On or about the date
hereof	 	 	 	 
	Lake

	 	On or about the date
hereof	 	 	 	 
	Los Angeles

	 	On or about the date
hereof	 	 	 	 
	Marin

	 	On or about the date
hereof	 	 	 	 
	Monterey

	 	On or about the date
hereof	 	 	 	 
	San Joaquin

	 	On or about the date
hereof	 	 	 	 
	San Mateo

	 	On or about the date
hereof	 	 	 	 
	Santa Clara

	 	On or about the date
hereof	 	 	 	 
	Solano

	 	On or about the date
hereof	 	 	 	 
	Sonoma

	 	On or about the date
hereof	 	 	 	 
	Tulare

	 	On or about the date
hereof	 	 	 	 
	Ventura

	 	On or about the date
hereof	 	 	 	 
	Yuba

	 	On or about the date
hereof	 	 	 	 

C-17

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