Document:

EX-10.1

 Exhibit 10.1 

THIRD AMENDMENT 
 THIS
THIRD AMENDMENT (this “Amendment”) dated as of September 30, 2013 to the Credit Agreement referenced below is by and among ACADIA HEALTHCARE COMPANY, INC., a Delaware corporation (the “Borrower”), the
Guarantors identified on the signature pages hereto, the Lenders identified on the signature pages hereto and BANK OF AMERICA, N.A., in its capacity as Administrative Agent (in such capacity, the “Administrative Agent”). 

W I T N E S S E T H 
 WHEREAS,
revolving credit and term loan facilities have been extended to the Borrower pursuant to that certain Amended and Restated Credit Agreement dated as of December 31, 2012 (as amended, modified, supplemented, increased and extended from time to
time, the “Credit Agreement”) by and among the Borrower, the Guarantors identified therein, the Lenders identified therein and the Administrative Agent; and 

WHEREAS, the Borrower has recently formed a new wholly-owned subsidiary, Crossroads Regional Hospital, LLC, a Delaware limited liability
company, which desires to acquire substantially all of the assets (the “Transaction”) of Bayou Health Care, L.L.C., d/b/a Crossroads Regional Hospital, a Louisiana limited liability company (“Seller”); 

WHEREAS, the Seller has previously incurred Indebtedness of approximately $1,050,000, in the form of a U.S. Small Business Administration
“504” Loan (the “SBA Loan”) made by Louisiana Capital Certified Development Company, Inc. to Seller, which Indebtedness is secured by Liens on all of the Seller’s assets and cannot be paid off until after consummation
of the Transaction; 
 WHEREAS, Borrower has requested certain modifications to the Credit Agreement and the requisite Lenders have agreed
to such modifications to the Credit Agreement on the terms and conditions set forth herein. 
 NOW, THEREFORE, IN CONSIDERATION of the
premises and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 

1. Defined Terms. Capitalized terms used herein but not otherwise defined herein shall have the meanings provided to such terms in the
Credit Agreement. 
 2. Amendments. The Credit Agreement is amended as follows: 

2.1 Clause (v) of Section 8.01 is amended to read as follows: 

(v) Liens securing obligations in an aggregate amount not to exceed $3,000,000 outstanding at any one time. 

2.2 Clause (o) of Section 8.03 is amended to read as follows: 

(o) Indebtedness in an aggregate amount not to exceed $3,000,000 outstanding at any one time. 

 3. Conditions Precedent. This Amendment shall become effective as of the date hereof upon
receipt by the Administrative Agent of counterparts of this Amendment executed by the Borrower, the Guarantors, the requisite Lenders and the Administrative Agent. 

4. Amendment is a “Loan Document”. This Amendment is a Loan Document and all references to a “Loan Document” in the
Credit Agreement and the other Loan Documents (including, without limitation, all such references in the representations and warranties in the Credit Agreement and the other Loan Documents) shall be deemed to include this Amendment. 

5. Representations and Warranties; No Default. Each Loan Party represents and warrants to the Administrative Agent and each Lender that
after giving effect to this Amendment (a) the representations and warranties of each Loan Party contained in the Credit Agreement or any other Loan Document, or which are contained in any document furnished at any time under or in connection
with the Credit Agreement or any other Loan Document are true and correct in all material respects on and as of the date hereof, except to the extent that such representations and warranties specifically refer to an earlier date, in which case such
representations and warranties are true and correct in all material respects as of such earlier date, and (b) no Default exists. 
 6.
Reaffirmation of Obligations. Each Loan Party (a) acknowledges and consents to all of the terms and conditions of this Amendment, (b) affirms all of its obligations under the Loan Documents and (c) agrees that this Amendment
does not operate to reduce or discharge such Loan Party’s obligations under the Loan Documents. 
 7. Reaffirmation of Security
Interests. Each Loan Party (a) affirms that each of the Liens granted in or pursuant to the Loan Documents are valid and subsisting and (b) agrees that this Amendment does not in any manner impair or otherwise adversely affect any of
the Liens granted in or pursuant to the Loan Documents. 
 8. No Other Changes. Except as modified hereby, all of the terms and
provisions of the Loan Documents shall remain in full force and effect. 
 9. Counterparts; Delivery. This Amendment may be executed
in counterparts (and by different parties hereto in different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. Delivery of an executed counterpart of this Amendment
by facsimile or other electronic imaging means shall be effective as an original. 
 10. Governing Law. This Amendment shall be deemed
to be a contract made under, and for all purposes shall be construed in accordance with, the laws of the State of New York. 
 [SIGNATURE
PAGES FOLLOW] 

 IN WITNESS WHEREOF, each of the parties hereto has caused a counterpart of this Third Amendment
to be duly executed and delivered as of the date first above written. 
  

							
	 BORROWER:
	 		 	ACADIA HEALTHCARE COMPANY, INC.,
		 		 	a Delaware corporation
				
		 		 	By:	 	/s/ David Duckworth
		 		 	Name:	 	David Duckworth
		 		 	Title:	 	Chief Financial Officer
			
	 GUARANTORS:
	 		 	ABILENE BEHAVIORAL HEALTH, LLC,
		 		 	a Delaware limited liability company
		 		 	ACADIA - YFCS HOLDINGS, INC., a Delaware corporation
		 		 	 ACADIA MANAGEMENT COMPANY, LLC, a Delaware limited liability company

		 		 	ACADIA MERGER SUB, LLC, a Delaware limited liability company
		 		 	ACADIANA ADDICTION CENTER, LLC, a Delaware limited liability company
		 		 	AMICARE BEHAVIORAL CENTERS, LLC, a Delaware limited liability company
		 		 	AMICARE CONTRACT SERVICES, LLC, a Delaware limited liability company
		 		 	ASCENT ACQUISITION CORPORATION, an Arkansas corporation
		 		 	ASCENT ACQUISITION CORPORATION—CYPDC, an Arkansas corporation
		 		 	ASCENT ACQUISITION CORPORATION—PSC, an Arkansas corporation
		 		 	BCA OF DETROIT, LLC, a Delaware limited liability company
		 		 	BEHAVIORAL CENTERS OF AMERICA, LLC,a Delaware limited liability company
		 		 	BEHAVIORAL HEALTH ONLINE, INC., a Massachusetts corporation
		 		 	CASCADE BEHAVIORAL HOSPITAL, LLC, a Delaware limited liability company
		 		 	CEDAR CREST CLINIC, a Texas non-profit corporation
		 		 	CENTERPOINTE COMMUNITY BASED SERVICES, INC., an Indiana corporation
		 		 	CHILD & YOUTH PEDIATRIC DAY CLINICS, INC, an Arkansas corporation
		 		 	CHILDREN’S BEHAVIORAL SOLUTIONS, LLC,a Delaware limited liability company
		 		 	COMMODORE ACQUISITION SUB, LLC,a Delaware limited liability company
				
		 		 	By:	 	/s/ David Duckworth
		 		 	Name:	 	David Duckworth
		 		 	Title:	 	Vice President and Treasurer

							
		 		 	DELTA MEDICAL SERVICES, LLC, a Tennessee limited liability company
		 		 	DETROIT BEHAVIORAL INSTITUTE, INC., a Massachusetts corporation
		 		 	DMC-MEMPHIS, INC., a Tennessee corporation
		 		 	FVRE, LLC, an Arkansas limited liability company
		 		 	GENERATIONS BEHAVIORAL HEALTH—GENEVA, LLC, an Ohio limited liability company
		 		 	GREENLEAF CENTER, LLC, a Delaware limited liability company
		 		 	HABILITATION CENTER, INC., an Arkansas corporation
		 		 	HEP BCA HOLDINGS CORP., a Delaware corporation
		 		 	HERMITAGE BEHAVIORAL, LLC, a Delaware limited liability company
		 		 	HMIH CEDAR CREST, LLC, a Delaware limited liability company
		 		 	KIDS BEHAVIORAL HEALTH OF MONTANA, INC., a Montana corporation
		 		 	LAKELAND HOSPITAL ACQUISITION CORPORATION, a Georgia corporation
		 		 	LAKEVIEW BEHAVIORAL HEALTH SYSTEM LLC, a Delaware limited liability company
		 		 	LINDEN BCA BLOCKER CORP., a Delaware corporation
		 		 	MED PROPERTIES, INC., an Arkansas corporation
		 		 	MEMORIAL HOSPITAL ACQUISITION CORPORATION, a New Mexico corporation
		 		 	MILLCREEK MANAGEMENT CORPORATION, a Georgia corporation
		 		 	MILLCREEK SCHOOL OF ARKANSAS, INC., an Arkansas corporation
		 		 	MILLCREEK SCHOOLS INC., a Mississippi corporation
		 		 	NORTHEAST BEHAVIORAL HEALTH, LLC, a Delaware limited liability company
		 		 	OHIO HOSPITAL FOR PSYCHIATRY, LLC, an Ohio limited liability company
		 		 	OPTIONS COMMUNITY BASED SERVICES, INC., an Indiana corporation
		 		 	OPTIONS TREATMENT CENTER ACQUISITION CORPORATION,an Indiana corporation
		 		 	PEDIATRIC SPECIALTY CARE, INC., an Arkansas corporation
		 		 	PHC MEADOWWOOD, INC., a Delaware corporation
		 		 	PHC OF MICHIGAN, INC., a Massachusetts corporation
		 		 	PHC OF NEVADA, INC., a Massachusetts corporation
		 		 	PHC OF UTAH, INC., a Massachusetts corporation
		 		 	PHC OF VIRGINIA, INC., a Massachusetts corporation
		 		 	PINEY RIDGE TREATMENT CENTER, LLC, a Delaware limited liability company
		 		 	PRC I, INC., a Delaware corporation
		 		 	PSYCHIATRIC RESOURCE PARTNERS, INC.,a Delaware limited liability company
		 		 	REBOUND BEHAVIORAL HEALTH, LLC,a South Carolina limited liability company
		 		 	RED RIVER HOSPITAL, LLC, a Delaware limited liability company
		 		 	REHABILITATION CENTERS, INC., a Mississippi corporation
				
		 		 	By:	 	/s/ David Duckworth
		 		 	Name:	 	David Duckworth
		 		 	Title:	 	Vice President and Treasurer
			
		 		 	RENAISSANCE RECOVERY, INC., a Massachusetts corporation
		 		 	RESOLUTE ACQUISITION CORPORATION, an Indiana corporation

							
		 		 	RIVERWOODS BEHAVIORAL HEALTH, LLC,
		 		 	a Delaware limited liability company
		 		 	ROLLING HILLS HOSPITAL, INC., an Oklahoma corporation
		 		 	ROLLING HILLS PROPERTIES, INC., an Oklahoma corporation
		 		 	RTC RESOURCE ACQUISITION CORPORATION, an Indiana corporation
		 		 	SBOF-BCA HOLDINGS CORPORATION, a Delaware corporation
		 		 	SEVEN HILLS HOSPITAL, INC., a Delaware corporation
		 		 	SHAKER CLINIC, LLC, an Ohio limited liability company
		 		 	SONORA BEHAVIORAL HEALTH HOSPITAL, LLC,a Delaware limited liability company
		 		 	SOUTHWESTERN CHILDREN’S HEALTH SERVICES, INC.,an Arizona corporation
		 		 	SOUTHWOOD PSYCHIATRIC HOSPITAL, INC., a Pennsylvania corporation
		 		 	STONE CREST CLINC, a Michigan non-profit corporation
		 		 	SUCCESS ACQUISITION CORPORATION, an Indiana corporation
		 		 	SUNCOAST BEHAVIORAL, LLC, a Delaware limited liability company
		 		 	TBA TEXARKANA, L.L.C., a Texas limited liability company
		 		 	TEN BROECK TAMPA, INC., a Florida corporation
		 		 	TEN LAKES CENTER, LLC, a Delaware limited liability company
		 		 	TEXARKANA BEHAVIORAL ASSOCIATES, L.C.,a Texas limited liability company
		 		 	THE REFUGE, A HEALING PLACE, LLC, a Florida limited liability company
		 		 	TK BEHAVIORAL, LLC, a Delaware limited liability company
		 		 	VALLEY BEHAVIORAL HEALTH SYSTEM, LLC, a Delaware limited liability company
		 		 	VERMILION HOSPITAL, LLC, a Delaware limited liability company
		 		 	VILLAGE BEHAVIORAL HEALTH, LLC,a Delaware limited liability company
		 		 	VISTA BEHAVIORAL HEALTH, LLC, a Delaware limited liability company
		 		 	WELLPLACE, INC., a Massachusetts corporation
		 		 	YFCS HOLDINGS—GEORGIA, INC., a Georgia corporation
		 		 	YFCS MANAGEMENT, INC., a Georgia corporation
		 		 	YOUTH AND FAMILY CENTERED SERVICES OF FLORIDA, INC.,a Florida corporation
		 		 	YOUTH AND FAMILY CENTERED SERVICES OF NEW MEXICO, INC.,a New Mexico corporation
		 		 	YOUTH AND FAMILY CENTERED SERVICES, INC., a Georgia corporation
				
		 		 	By:	 	/s/ David Duckworth
		 		 	Name:	 	David Duckworth
		 		 	Title:	 	Vice President and Treasurer

							
	 ADMINISTRATIVE AGENT:
	 		 	BANK OF AMERICA, N.A., as Administrative Agent
				
		 		 	By:	 	/s/ Christine Trotter
		 		 	Name:	 	Christine Trotter
		 		 	Title:	 	Assistant Vice President
			
	 LENDERS:
	 		 	BANK OF AMERICA, N.A.,
		 		 	as a Lender, L/C Issuer and Swing Line Lender
				
		 		 	By:	 	/s/ Suzanne B. Smith
		 		 	Name:	 	Suzanne B. Smith
		 		 	Title:	 	Senior Vice President
			
		 		 	FIFTH THIRD BANK
				
		 		 	By:	 	/s/ William D. Priester
		 		 	Name:	 	William D. Priester
		 		 	Title:	 	Senior Vice President
			
		 		 	CITIBANK, N.A.
				
		 		 	By:	 	/s/ Alvaro De Velasco
		 		 	Name:	 	Alvaro De Velasco
		 		 	Title:	 	Vice President
			
		 		 	ROYAL BANK OF CANADA
				
		 		 	By:	 	/s/ William Caggiano
		 		 	Name:	 	William Caggiano
		 		 	Title:	 	Authorized Signatory
			
		 		 	JEFFERIES FINANCE LLC
				
		 		 	By:	 	/s/ J. Paul McDonnell
		 		 	Name:	 	J. Paul McDonnell
		 		 	Title:	 	Managing Director
			
		 		 	REGIONS BANK
				
		 		 	By:	 	/s/ Peter Little
		 		 	Name:	 	Peter Little
		 		 	Title:	 	Vice President
			
		 		 	RAYMOND JAMES BANK, N.A.
				
		 		 	By:	 	 
		 		 	Name:	 	 
		 		 	Title:	 	 

 [SIGNATURE PAGES CONTINUE] 

							
		 		 	GENERAL ELECTRIC CAPITAL CORPORATION
				
		 		 	By:	 	/s/ John Dale
		 		 	Name:	 	John Dale
		 		 	Title:	 	Duly Authorized Signatory
			
		 		 	GE CAPITAL BANK (f/k/a GE CAPITAL FINANCIAL INC.)
				
		 		 	By:	 	/s/ Heather-Leigh Glade
		 		 	Name:	 	Heather-Leigh Glade
		 		 	Title:	 	Duly Authorized Signatory
			
		 		 	CADENCE BANK, N.A.
				
		 		 	By:	 	/s/ William H. Crawford
		 		 	Name:	 	William H. Crawford
		 		 	Title:	 	Executive Vice President
			
		 		 	CAPITAL ONE, N.A.
				
		 		 	By:	 	 
		 		 	Name:	 	 
		 		 	Title:	 	 
			
		 		 	BANK OF MONTREAL
				
		 		 	By:	 	 
		 		 	Name:	 	 
		 		 	Title:	 	 
			
		 		 	PINNACLE BANK
				
		 		 	By:	 	/s/ Allison H. Jones
		 		 	Name:	 	Allison H. Jones
		 		 	Title:	 	Senior Vice President
			
		 		 	FIRST TENNESSEE BANK
				
		 		 	By:	 	 
		 		 	Name:	 	 
		 		 	Title:	 	 
			
		 		 	CAPSTAR BANK
				
		 		 	By:	 	/s/ Timothy B. Fouts
		 		 	Name:	 	Timothy B. Fouts
		 		 	Title:	 	Senior Vice President

  
 [SIGNATURE PAGES
CONTINUE] 

									
		 		 	JEFFERIES GROUP LLC
				
		 		 	By:	 	/s/ John Stacconi
		 		 	Name:	 	John Stacconi
		 		 	Title:	 	Global Treasurer
			
		 		 	JFIN CLO 2007 LTD
				
		 		 	BY:	 	JEFFERIES FINANCE LLC, as Collateral Manager
					
		 		 		 	By:	 	/s/ J. Paul McDonnell
		 		 		 	Name:	 	J. Paul McDonnell
		 		 		 	Title:	 	Managing Director
			
		 		 	JFIN FUND III LLC
				
		 		 	By:	 	/s/ J. Paul McDonnell
		 		 	Name:	 	J. Paul McDonnell
		 		 	Title:	 	Managing Director
			
		 		 	JFIN CAPITAL 2013 LLC
				
		 		 	By:	 	/s/ J. Paul McDonnell
		 		 	Name:	 	J. Paul McDonnell
		 		 	Title:	 	Managing DirectorEX-4.4.1

 Exhibit 4.4.1 

Deed of Novation 
 The
Macfarlane Burnet Institute 
 for Medical Research and Public Health Ltd 

ACN 007 349 984 
 and 

Cancer Vac Pty Ltd 
 ACN 096 859 513

 and 
 Prima Biomed Ltd 

ACN 009 237 889 
 Middletons

 Melbourne office 
 Ref:
AHUT:KMAR: 10046336 

 Table of Contents 
  

							
	1.	 	 Definitions and interpretation
	  	 	1	  
			
	1.1	 	 Definitions
	  	 	1	  
	1.2	 	 Interpretation
	  	 	2	  
			
	2.	 	 Novation
	  	 	2	  
			
	2.1	 	 Agreement to novate
	  	 	2	  
	2.2	 	 Release and liability
	  	 	2	  
			
	3.	 	 Indemnities
	  	 	3	  
			
	3.1	 	 Indemnity by Retiring Party for period before the Effective Date
	  	 	3	  
	3.2	 	 Indemnity by Prima for period after the Effective Date
	  	 	3	  
	3.3	 	 Continuing indemnities and their survival
	  	 	3	  
			
	4.	 	 Representations and warranties
	  	 	3	  
			
	4.1	 	 General representations and warranties
	  	 	3	  
	4.2	 	 Limit on reliance
	  	 	3	  
			
	5.	 	 General
	  	 	4	  
			
	5.1	 	 Nature of obligations
	  	 	4	  
	5.2	 	 Entire understanding
	  	 	4	  
	5.3	 	 No adverse construction
	  	 	4	  
	5.4	 	 Further assurances
	  	 	4	  
	5.5	 	 No waiver
	  	 	4	  
	5.6	 	 Severability
	  	 	4	  
	5.7	 	 Successors and assigns
	  	 	5	  
	5.8	 	 No assignment
	  	 	5	  
	5.9	 	 Consents and approvals
	  	 	5	  
	5.10	 	 No variation
	  	 	5	  
	5.11	 	 Costs
	  	 	5	  
	5.12	 	 Duty
	  	 	5	  
	5.13	 	 Governing law and jurisdiction
	  	 	5	  
	5.14	 	 Notices
	  	 	5	  
	5.15	 	 Counterparts
	  	 	6	  
	5.16	 	 Relationship of parties
	  	 	6	  

 Deed of Novation 

Date 18th April 2012 

Parties 
  

	1.	The Macfarlane Burnet Institute for Medical Research and Public Health Ltd ACN 007 349 984 of 85 Commercial Road, Melbourne, Victoria 3004 (Burnet) 

 

	2.	Prima Biomed Ltd ACN 009 237 889 of Level 7, 151 Macquarie Street, Sydney, New South Wales 2000 (Prima) 

(collectively the Continuing Parties) 
  

	3.	Cancer Vac Pty Ltd ACN 096 859 513 of Level 7, 151 Macquarie Street, Sydney, New South Wales 2000 (Retiring Party) 

Background 
  

	A.	ARI, llexus, the Retiring Party and Prima are parties to the Principal Agreement. 

  

	B.	Pursuant to the Deed of Accession by Burnet to Prima dated 22 December 2005, Burnet agreed to be bound by all terms and conditions of the Principal Agreement in place of ARI and llexus on and from 1 January
2006. 

  

	C.	The parties agree to novate the Principal Agreement as set out in this Deed. 

 Agreed terms 

1. Definitions and interpretation 
 1.1 Definitions

 In this Deed: 
 ARI
means the Austin Research Institute ACN 007 418 22; 
 Business Day means a day that is not a Saturday, Sunday, public holiday or
bank holiday in Melbourne; 
 Deed means this deed including the recitals; 

Effective Date means the date of this Deed; 

llexus means llexus Pty Ltd ACN 041 772 103; and 

Principal Agreement means the Technology Licence Agreement between ARI, llexus, the Retiring Party and Prima dated 31 May 2001, as
amended from time to time, including by the Deed of Variation dated 24 August 2005. 

 1.2 Interpretation 

In this Deed, unless the context requires otherwise: 
  

	 	(a)	the singular includes the plural and vice versa; 

  

	 	(a)	a gender includes the other genders; 

  

	 	(b)	the headings are used for convenience only and do not affect the interpretation of this Deed; 

  

	 	(c)	other grammatical forms of defined words or expressions have corresponding meanings; 

  

	 	(d)	a reference to a document includes the document as modified from time to time and any document replacing it; 

  

	 	(e)	the words “in writing” include any communication sent by letter, facsimile transmission or email or any other form of communication capable of being read by the recipient; 

 

	 	(f)	a reference to a thing includes a part of that thing; 

  

	 	(g)	a reference to all or any part of a statute, rule, regulation or ordinance (statute) includes that statute as amended, consolidated, re enacted or replaced from time to time; and 

 

	 	(h)	wherever “include” or any form of that word is used, it must be construed as if it were followed by “(without being limited to)”. 

2. Novation 
 2.1 Agreement to novate 

On and from the Effective Date, the parties novate the Principal Agreement so that: 

 

	 	(a)	Prima assumes all of the Retiring Party’s rights and obligations under the Principal Agreement (Novated Agreement) (in addition to its own rights and obligations under the Principal Agreement);

  

	 	(b)	the Retiring Party has no further rights or obligations under the Principal Agreement other than as set out in this Deed; and 

  

	 	(c)	a reference in the Principal Agreement to the Retiring Party is to be read and construed in the Novated Agreement as a reference to Prima. 

2.2 Release and liability 
  

	 	(a)	The Continuing Parties release the Retiring Party from: 

  

	 	(i)	all of the Retiring Party’s obligations or liabilities under the Principal Agreement; and 

  

	 	(ii)	all actions, claims or proceedings that it may have against the Retiring Party connected with the Principal Agreement, 

arising in respect of events occurring on or after the Effective Date. 

  
 2 

	 	(b)	The Retiring Party releases the Continuing Parties from: 

  

	 	(i)	all of the Continuing Parties’ obligations or liabilities under the Principal Agreement; and 

  

	 	(ii)	all actions, claims or proceedings that it may have against the Continuing Parties connected with the Principal Agreement, arising in respect of events occurring on or after the Effective Date. 

 

	 	(c)	Prima is not liable for any of the Retiring Party’s obligations or liabilities that arose under the Principal Agreement except as expressly provided under this Deed. 

3. Indemnities 
 3.1 Indemnity by Retiring Party for
period before the Effective Date 
 The Retiring Party unconditionally and irrevocably indemnifies Prima on demand against any claim,
loss, liability or expense which Prima incurs, pays, or is liable for, arising directly or indirectly from an act or omission of the Retiring Party in respect of the Principal Agreement. 

3.2 Indemnity by Prima for period after the Effective Date 

Prima unconditionally and irrevocably indemnifies the Retiring Party on demand against any claim, loss, liability or expense which the Retiring
Party incurs, pays, or is liable for, arising directly or indirectly from an act or omission of Prima in respect of the Novated Agreement. 
 3.3
Continuing indemnities and their survival 
 Each indemnity contained in this Deed is: 

 

	 	(a)	a continuing obligation despite a settlement of account or the occurrence of any other thing, and remains fully effective until all money owing, contingently or otherwise, under an indemnity has been paid in full; and

  

	 	(b)	an additional, separate and independent obligation and no one indemnity limits the generality of another indemnity. 

4. Representations and warranties 
 4.1 General
representations and warranties 
 Each party represents and warrants to each of the other parties that: 

 

	 	(a)	it has full power and authority to enter into and perform its obligations under this Deed; 

  

	 	(b)	it has taken all necessary action to authorise the signing, delivery and performance of this Deed in accordance with its terms; and 

  

	 	(c)	this Deed constitutes its legal, valid and binding obligations and is enforceable in accordance with its terms. 

4.2 Limit on reliance 
 No party has
entered into this Deed relying on any representation, warranty, promise or statement made by another party, or any other person on behalf of a party, other than those set out in this Deed. 

  
 3 

 5. General 

5.1 Nature of obligations 
  

	 	(a)	Any provision in this Deed which binds more than one person binds all of those persons jointly and each of them severally. 

  

	 	(b)	Each obligation imposed on a party by this Deed in favour of another is a separate obligation. 

 5.2 Entire
understanding 
  

	 	(a)	This Deed contains the entire understanding between the parties concerning the subject matter of the Deed and supersedes all prior communications between the parties. 

 

	 	(b)	Each party acknowledges that, except as expressly stated in this Deed, that party has not relied on any representation, warranty or undertaking of any kind made by or on behalf of another party in relation to the
subject matter of this Deed. 

 5.3 No adverse construction 

This Deed is not to be construed to the disadvantage of a party because that party was responsible for its preparation. 

5.4 Further assurances 
 A party, at its
own expense and within a reasonable time of being requested by another party to do so, must do all things and execute all documents that are reasonably necessary to give full effect to this Deed. 

5.5 No waiver 
  

	 	(a)	A failure, delay, relaxation or indulgence by a party in exercising any power or right conferred on the party by this Deed does not operate as a waiver of the power or right, 

 

	 	(b)	A single or partial exercise of the power or right does not preclude a further exercise of it or the exercise of any other power or right under this Deed. 

 

	 	(c)	A waiver of a breach does not operate as a waiver of any other breach. 

 5.6 Severability 

Any provision of this Deed which is invalid in any jurisdiction must, in relation to that jurisdiction: 

 

	 	(a)	be read down to the minimum extent necessary to achieve its validity, if applicable; and 

  

	 	(b)	be severed from this Deed in any other case, 

 without invalidating or affecting the remaining
provisions of this Deed or the validity of that provision in any other jurisdiction. 

  
 4 

 5.7 Successors and assigns 

This Deed binds and benefits the parties and their respective successors and permitted assigns under clause 5.8. 

5.8 No assignment 
 A party cannot assign
or otherwise transfer the benefit of this Deed without the prior written consent of each other party. 
 5.9 Consents and approvals 

Where anything depends on the consent or approval of a party then, unless this Deed provides otherwise, that consent or approval may be given
conditionally or unconditionally or withheld, in the absolute discretion of that party. 
 5.10 No variation 

This Deed cannot be amended or varied except in writing signed by the parties. 

5.11 Costs 
 Each party must pay its own
legal costs of and incidental to the preparation and completion of this Deed. 
 5.12 Duty 

 

	 	(a)	Any duty (including related interest or penalties) payable in respect of this Deed or any instrument created in connection with it must be paid by Prima. 

 

	 	(b)	Prima undertakes to keep the Retiring Party indemnified against all liability relating to the duty, fines and penalties. 

5.13 Governing law and jurisdiction 
  

	 	(a)	This Deed is governed by and must be construed in accordance with the laws in force in Victoria, Australia. 

  

	 	(b)	The parties submit to the exclusive jurisdiction of the courts of that State and the Commonwealth of Australia in respect of all matters arising out of or relating to this Deed, its performance or subject matter.

 5.14 Notices 
 Any
notice or other communication to or by a party under this Deed: 
  

	 	(a)	may be given by personal service, post or facsimile; 

  

	 	(b)	must be in writing, legible and in English addressed (depending on the manner in which it is given) as shown below: 

  

	 	(i)	If to Burnet: 

 Address: 85 Commercial Road, Melbourne, Victoria 3004 

Attention: Associate Professor David Anderson 

Facsimile: (03)92822100 
  

	 	(ii)	If to Prima: 

 Address: Level 7,151 Macquarie Street 

Sydney, New South Wales, 2000 

Attention: Martin Rogers 

Facsimile: (02) 9276 1284 

Attention: Martin Rogers 

Facsimile: (02) 9276 1284 

  
 5 

 (iii) If to the Retiring Party: 

Address:  Level 7,151 Macquarie Street 

Sydney, New South Wales, 2000 

Attention: Martin Rogers 

Facsimile: (02) 9276 1284 

or to any other address last notified by the party to the sender by notice given in accordance with this clause; 

 

	 	(c)	in the case of a corporation, must be signed by an officer or authorised representative of the sender or in accordance with section 127 of the Corporations Act 2001 (Cth) and 

 

	 	(d)	is deemed to be given by the sender and received by the addressee: 

  

	 	(i)	if delivered in person, when delivered to the addressee; 

  

	 	(ii)	if posted, 2 Business Days (or 6, if addressed outside Australia) after the date of posting to the addressee whether delivered or not; or 

 

	 	(iii)	if sent by facsimile transmission, on the date and time shown on the transmission report by the machine from which the facsimile was sent which indicates that the facsimile was sent in its entirety and in legible form
to the facsimile number of the addressee notified for the purposes of this clause, 

 but if the delivery or receipt is on a
day which is not a Business Day or is after 4.00 pm (addressee’s time), it is deemed to have been received at 9.00 am on the next Business Day. 

5.15 Counterparts 
 If this Deed consists
of a number of signed counterparts, each is an original and all of the counterparts together constitute the same document. 
 5.16 Relationship of
parties 
 Unless this Deed expressly provides otherwise, nothing in this Deed may be construed as creating a relationship of
partnership, of principal and agent or of trustee and beneficiary. 

  
 6 

 Executed as a deed 

 

					
	Executed by The Macfarlane Burnet Institute for Medical Research and Public Health Ltd ACN 007 349 984 in accordance with section 127(1) of the Corporations Act 2001 (Cth):	 		 	
			
	 /s/ Brendan Crabb
	 		 	/s/ Pete Spiller
	 Signature of director
	 		 	 Signature of company secretary*

*delete whichever does not apply

			
	 BRENDAN CRABB
	 		 	PETE SPILLER
	 Name (please print)
	 		 	Name (please print)
			
	Executed by Cancer Vac Pty Ltd ACN 096 859 513 in accordance with section 127(1) of the Corporations Act 2001 (Cth): 	 		 	
			
	 /s/ Martin Rogers
	 		 	/s/ Ian Bangs
	 Signature of director
	 		 	 Signature of company secretary*

*delete whichever does not apply

			
	 MARTIN ROGERS
	 		 	IAN BANGS
	 Name (please print)
	 		 	Name (please print)
			
	Executed by Prima Biomed Ltd ACN 009 237 889 in accordance with section 127(1) of the Corporations Act 2001 (Cth): 	 		 	
			
	 /s/ Martin Rogers
	 		 	/s/ Ian Bangs
	 Signature of director
	 		 	 Signature of company secretary*

*delete whichever does not apply

			
	 MARTIN ROGERS
	 		 	IAN BANGS
	 Name (please print)
	 		 	Name (please print)

  
 7 

 middletons 

Brisbane | Melbourne | Perth | Sydney 

www.middletons.com 
 Level 16,
Central Plaza Two 
 66 Eagle Street 

Brisbane OLD 4000 
 Australia 

telephone: +61 7 3233 1233 

facsimile: +61 7 3233 0900 
 Level
25, Rialto South Tower 
 525 Collins Street 

Melbourne VIC 3000 
 Australia 

telephone: +61 3 9205 2000 

facsimile: +61 3 9205 2055 
 Level 32

 44 St Georges Terrace 
 Perth WA
6000 
 Australia 
 telephone: +61 8
9216 0900 
 facsimile: +61 8 9216 0901 

Level 26 
 52 Martin Place 

Sydney NSW 2000 
 Australia 

telephone: +61 2 9513 2300 

facsimile: +61 2 9513 2399

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