Document:

Fillmore Property Month to Month Tenancy

    

    Exhibit
      10.76

    

    

    Scoles/Morris
      Building

    Mailing
      Address: 540 Sespe Avenue, Suite 2

    Fillmore,
      California 93015

    

    

    September
      30, 2005

    

    Sespe
      Pharmacy

    Steve
      Westlund

    552
      Sespe
      Avenue, Suite D

    Fillmore.
      CA 93015

    

    Re: Rent
      Increase

    

    Dear
      Steve:

    

    There
      will be an increase in your monthly rent effective November 1, 2005. Your
      monthly rent will be $2,700, resulting in a month-month tenancy.

    

    Also,
      please make certain that your liability insurance is current and that Mary
      E.
      Scoles and J. Chapman Morris are named as additional insured/loss payees. Your
      insurance company should mail the Certificate of Insurance to our
      office.

    

    Should
      you prefer a written lease with a term of five (5) years, we will be happy
      to
      discuss the conditions of such a lease.

    

    Thank
      you
      for your attention. If you have any questions or observations, please do not
      hesitate to contact us. 

     

    Sincerely
      yours,

     

    /s/
      John
      Scoles

    _______________________

    John
      F.
      Scoles, agent for

    Mary
      E.
      Scoles

    

    

    /s/
      J.
      Chapman Morris

    _______________________

    J.
      Chapman Morris

    

    
      
        
          1

          

        

         

      

      
         

        
          

        

      

      
         

        
        

      

    

    

    Scoles/Morris
      Building

    Mailing
      Address: 540 Sespe Avenue, Suite 2

    Fillmore,
      California 93015

    

    

    October
      7, 2005

    

    

    Sespe
      Pharmacy

    Steve
      Westlund

    552
      Sespe
      Avenue, Suite D

    Fillmore.
      CA 93015

    

    Re: Rent
      Increase Due November 1, 2005, for Suite D, 552 Sespe Avenue, Fillmore,
      CA.

    

    Dear
      Steve:

    

    The
      rent
      increase to $2,700 per month due November 1, 2005, per our September 30, 2005
      notice, shall be reduced to $2,600 ($100 credit) so long as Sespe Pharmacy
      completes the maintenance on the inside common area.

    

    Thank
      you
      for you attention. If you have any questions or observations, please do not
      hesitate to contact us. 

     

    Sincerely
      yours,

     

    /s/
      John
      Scoles

    _______________________

    John
      F.
      Scoles, agent for

    Mary
      E.
      Scoles

    

    

    /s/
      J.
      Chapman Morris

    _______________________

    J.
      Chapman Morris

    

    
      
        2EXHIBIT 10.1

EMPLOYMENT AGREEMENT

                    This AGREEMENT is entered into as of December 12, 2005, by and between Michael J. Henry (the “Executive”) and Align Technology, Inc., a Delaware corporation (the “Company”).

                    1.     Duties and Scope of Employment.

	
  
 
  	
  
                    (a)     Position.  For the term of his employment under this   Agreement (“Employment”), the Company agrees to employ the Executive in the   position of Vice President, Information Technology and Chief Information   Officer.  The Executive shall report   to the Chief Executive Officer (the “CEO”).    The Executive accepts such employment and agrees to discharge all of   the duties normally associated with said position, and to faithfully and to   the best of his abilities perform such other services consistent with his   position as Vice President, Chief Information Officer as may from time to   time be assigned to him by the CEO.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (b)     Obligations   to the Company.  During the term   of his Employment, the Executive shall devote his full business efforts and   time to the Company.  The Executive   agrees not to actively engage in any other employment, occupation or   consulting activity for any direct or indirect remuneration without the prior   approval of the CEO, provided, however, that the Executive may, without the   approval of the CEO, serve in any capacity with any civic, educational or   charitable organization.  The   Executive may own, as a passive investor, no more than one percent (1%) of   any class of the outstanding securities of any publicly traded corporation.
  
	
   
  	
  
 
  
	
  
 
  	
  
                    (c)     No   Conflicting Obligations.  The Executive represents and warrants   to the Company that he is under no obligations or commitments, whether   contractual or otherwise, that are inconsistent with his obligations under   this Agreement.  The Executive   represents and warrants that he will not use or disclose, in connection with   his employment by the Company, any trade secrets or other proprietary   information or intellectual property in which the Executive or any other   person has any right, title or interest and that his employment by the   Company as contemplated by this Agreement will not infringe or violate the   rights of any other person or entity.    The Executive represents and warrants to the Company that he has   returned all property and confidential information belonging
to any prior   employers.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (d)     Commencement   Date.  The Executive commenced   full-time Employment on December 12, 2005.
  

                    2.     Cash and Incentive Compensation.

	
  
 
  	
  
                    (a)     Salary.  The Company shall pay the Executive as   compensation for his services a base salary at a gross annual rate of   $225,000, payable in accordance with the Company’s standard payroll   schedule.  The compensation specified   in this Subsection (a), together with any adjustments by the Company from   time to time, is referred to in this Agreement as “Base Salary.”
  

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                    (b)     Target   Bonus.  The Executive shall be   eligible to participate in an annual bonus program (beginning in calendar   year 2006) that will provide him with an opportunity to earn a potential   annual bonus equal to 60% of the Executive’s Base Salary.  The amount of the bonus shall be based   upon the performance of the Executive, as set by the individual performance   objectives described in this Subsection, and the Company in each calendar   year, and shall be paid by no later than January 31 of the following year,   contingent on the Executive remaining employed by the Company as of such   date.  The Executive’s individual   performance objectives and those of the Company’s shall be set by the CEO   after consultation with the Executive by no later than March 31, of each
calendar year.  Any bonus awarded or   paid to the Executive will be subject to the discretion of the Board.
  
	
   
  	
  
 
  
	
  
 
  	
  
                    (c)     Stock   Options.  The Executive shall be   eligible for an annual incentive stock option grant subject to the approval   of the Board.  The per share exercise   price of the option will be equal to the per share fair market value of the   common stock on the date of grant, as determined by the Board of   Directors.  The term of such option   shall be ten (10) years, subject to earlier expiration in the event of the   termination of the Executive’s Employment.    The Executive shall vest in 25% of the option shares after the first   twelve (12) months of continuous service and shall vest in the remaining   option shares in equal monthly installments over the next three (3) years of   continuous service.  The grant of each   such option shall be subject to the other terms and
conditions set forth in   the Company’s 2005 Incentive Plan and in the Company’s standard form of stock   option agreement.
  
	
  
 
  	
  
 
  
	
  
                    3.     Vacation   and Executive Benefits.  During   the term of his Employment, the Executive shall be eligible for 17 days   vacation per year, in accordance with the Company’s standard policy for   senior management, as it may be amended from time to time.  During the term of his Employment, the   Executive shall be eligible to participate in any employee benefit plans   maintained by the Company for senior management, subject in each case to the   generally applicable terms and conditions of the plan in question and to the   determinations of any person or committee administering such plan.
  
	
   
  	
  
 
  
	
  
                    4.     Business   Expenses.  During the term of his   Employment, the Executive shall be authorized to incur necessary and   reasonable travel, entertainment and other business expenses in connection   with his duties hereunder.  The   Company shall reimburse the Executive for such expenses upon presentation of   an itemized account and appropriate supporting documentation, all in accordance   with the Company’s generally applicable policies.
  

                    5.     Term of Employment.

	
  
 
  	
  
                    (a)     Basic   Rule.  The Company agrees to   continue the Executive’s Employment, and the Executive agrees to remain in   Employment with the Company, from the commencement date set forth in Section   1(d) until the date when the Executive’s Employment terminates pursuant to   Subsection (b) below.  The Executive’s   Employment with the Company shall be “at will,” and either the Executive or   the Company may terminate the Executive’s Employment at any time, for any   reason, with or without Cause.  Any   contrary representations, which may have been made to the Executive shall be   superseded by this Agreement.  This   Agreement shall constitute the full and complete agreement between the Executive   and the Company on the “at will” nature of the
Executive’s Employment, which   may only be changed in an express written agreement signed by the Executive   and a duly authorized officer of the Company.
  

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                    (b)     Termination.  The   Company may terminate the Executive’s Employment at any time and for any   reason (or no reason), and with or without Cause, by giving the Executive   notice in writing.  The Executive may   terminate his Employment by giving the Company fourteen (14) days advance   notice in writing.  The Executive’s   Employment shall terminate automatically in the event of his death or   Permanent Disability.  For purposes of   this Agreement, “Permanent Disability” shall mean that the Executive has   become so physically or mentally disabled as to be incapable of   satisfactorily performing the duties under this Agreement for a period of one   hundred eighty (180) consecutive calendar days.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (c)     Rights   Upon Termination.  Except as   expressly provided in Section 6, upon the termination of the Executive’s   Employment pursuant to this Section 5, the Executive shall only be entitled   to the compensation, benefits and reimbursements described in Sections 2, 3   and 4 for the period preceding the effective date of the termination.  The payments under this Agreement shall   fully discharge all responsibilities of the Company to the Executive.
  
	
   
  	
  
 
  
	
  
 
  	
  
                    (d)     Termination   of Agreement.  The termination of   this Agreement shall not limit or otherwise affect any of the Executive’s   obligations under Section 7.
  
	
  
 
  	
  
 
  
	
  
                    6.     Termination   Benefits.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (a)     General   Release.  Any other provision of   this Agreement notwithstanding, Subsections (b), (c) or (d) below shall not   apply unless the Executive (i) has executed a general release in a form   prescribed by the Company of all known and unknown claims that he may then   have against the Company or persons affiliated with the Company, and (ii) has   agreed not to prosecute any legal action or other proceeding based upon any   of such claims.
  
	
  
 
  	
  
 
  
	
   
  	
  
                    (b)     Termination   without Cause.  If, during the   term of this Agreement, and not in connection with a Change of Control as   addressed in Subsection (c) below, the Company terminates Executive’s   employment without Cause or due to Permanent Disability or Executive resigns   for Good Reason, then:
  

	
  
 
  	
  
 
  	
  
                    (i)     the   Executive shall immediately vest in an additional number of shares under all   outstanding options as if he had performed twelve (12) additional months of   service; and
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (ii)     the   Company shall pay the Executive, in a lump sum upon the effectiveness of the   General Release to be executed by Executive in accordance with Section 6(a)   above, an amount equal to: (x) the then current year’s Target Bonus prorated   for the number of days of Executive is employed in said year; (y) one year’s   Base Salary; and (z) the greater of the then current year’s Target Bonus or the   actual prior year’s bonus. The Executive’s Base Salary shall be paid at the   rate in effect at the time of the termination of Employment.
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
                    (c)     Upon   a Change of Control. In the event of the occurrence of a Change in   Control while the Executive is employed by the Company:
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (i)     the   Executive shall immediately vest in an additional number of shares under all   outstanding options as if he had performed twelve (12) additional months of   service; and
  

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                    (ii)     if   within twelve (12) months following the occurrence of the Change of Control,   one of the following events occurs:
  

	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
(A) the Executive’s employment is terminated by the   Company without Cause; or
  
	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
(B) the Executive resigns for Good Reason
  

	
  
 
  	
  
 
  	
  
                    then   the Executive shall immediately vest as to all shares under all outstanding   options and the Company shall pay the Executive, in a lump sum, an amount   equal to:  (i) the then current year’s   Target Bonus prorated for the number of days of Executive is employed in said   year; (ii) one year’s Base Salary; and (iii) the greater of the then current   year’s Target Bonus or the actual prior year’s bonus.  The Executive’s Base Salary shall be paid   at the rate in effect at the time of the termination of Employment.
  

	
  
 
  	
  
                    (d)     Health   Insurance.  If Subsection (b) or   (c) above applies, and if the Executive elects to continue his health   insurance coverage under the Consolidated Omnibus Budget Reconciliation Act of 1985, as amended (“COBRA”) following   the termination of his Employment, then the Company shall pay the Executive’s   monthly premium under COBRA until the earliest of (i) 12 months following the   termination of the Executive’s Employment, or (ii) the date upon which the   Executive commences employment with an entity other than the Company.
  
	
   
  	
  
 
  
	
  
 
  	
  
                    (e)     Definition   of “Cause.”  For all purposes under this Agreement, “Cause”   shall mean any of the following:
  

	
  
 
  	
  
 
  	
  
                    (i)     Unauthorized   use or disclosure of the confidential information or trade secrets of the   Company;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (ii)     Any   breach of this Agreement or the Employee Proprietary Information and Inventions   Agreement between the Executive and the Company;
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (iii)     Conviction   of, or a plea of “guilty” or “no contest” to, a felony under the laws of the   United States or any state thereof;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (iv)     Misappropriation   of the assets of the Company or any act of fraud or embezzlement by   Executive, or any act of dishonesty by Executive in connection with the   performance of his duties for the Company that adversely affects the business   or affairs of the Company; or
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (v)     Intentional   misconduct or the Executive’s failure to satisfactorily perform his/her   duties after having received written notice of such failure and at least   thirty (30) days to cure such failure.
  

                              The foregoing shall not be deemed an exclusive list of all acts or omissions that the Company may consider as grounds for the termination of the Executive’s Employment.

4

	
  
 
  	
  
                    (f)     Definition   of ”Good Reason.”  For all purposes under this Agreement,   the Executive’s resignation for “Good Reason” shall mean the Executive’s   resignation within ninety (90) days the occurrence of any one or more of the   following events:
  

	
  
 
  	
  
 
  	
  
                    (i)     The   Executive’s position, authority or responsibilities being significantly   reduced;
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (ii)    The   Executive being asked to relocate his principal place of employment such that   his commuting distance from his residence prior to the Change of Control is   increased by over thirty-five (35) miles;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (iii)   The   Executive’s annual Base Salary or bonus being reduced; or
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (iv)   The   Executive’s benefits being materially reduced.
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
                    (g)     Definition   of “Change of Control.” For all purposes under this Agreement, “Change of   Control” shall mean any of the following:
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (i)     a   sale of all or substantially all of the assets of the Company;
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (ii)    the   acquisition of more than fifty percent (50%) of the common stock of the   Company (with all classes or series thereof treated as a single class) by any   person or group of persons;
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (iii)   a   reorganization of the Company wherein the holders of common stock of the   Company receive stock in another company (other than a subsidiary of the   Company), a merger of the Company with another company wherein there is a   fifty percent (50%) or greater change in the ownership of the common stock of   the Company as a result of such merger, or any other transaction in which the   Company (other than as the parent corporation) is consolidated for federal   income tax purposes or is eligible to be consolidated for federal income tax   purposes with another corporation; or
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
                    (iv)   in   the event that the common stock is traded on an established securities   market, a public announcement that any person has acquired or has the right   to acquire beneficial ownership of more than fifty percent (50%) of the   then-outstanding common stock and for this purpose the terms “person” and   “beneficial ownership” shall have the meanings provided in Section 13(d) of   the Securities and Exchange Act of 1934 or related rules promulgated by the   Securities and Exchange Commission, or the commencement of or public   announcement of an intention to make a tender offer or exchange offer for   more than fifty percent (50%) of the then outstanding Common Stock.
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
                    (h)     Section   409A. Notwithstanding anything to the contrary in this Agreement, any   cash severance payments otherwise due to Executive pursuant to this   Section 6 or otherwise on or within the six-month period following   Executive’s termination will accrue during such six-month period and will   become payable in a lump sum payment on the date six (6) months and one (1)   day following the date of Executive’s termination, provided, that such cash   severance payments will be paid earlier, at the times and on the terms set   forth in the applicable provisions of this Section 6, if the Company   reasonably determines that the imposition of additional tax under Section   409A of the Internal Revenue Code of 1986, as amended (“Code Section 409A”),   will not apply to an earlier
payment of such cash severance payments. In   addition, this Agreement will be deemed amended to the extent necessary to   avoid imposition of any additional tax or income recognition prior to actual   payment to Executive under Code Section 409A and any temporary,   proposed or final Treasury Regulations and guidance promulgated   thereunder and the parties agree to cooperate with each other and to take   reasonably necessary steps in this regard.
  

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                    7.     Non-Solicitation and Non-Disclosure.

	
  
 
  	
  
                    (a)     Non-Solicitation.  During the period commencing on the date   of this Agreement and continuing until the first anniversary of the date when   the Executive’s Employment terminated for any reason, the Executive shall not   directly or indirectly, personally or through others, solicit or attempt to   solicit (on the Executive’s own behalf or on behalf of any other person or   entity) the employment of any employee of the Company or any of the Company’s   affiliates.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (b)     Proprietary   Information.  As a condition of   employment, the Executive has entered into a Proprietary Information and   Inventions Agreement with the Company, attached to this Agreement as Exhibit   A, which is incorporated herein by reference.
  
	
  
 
  	
  
 
  
	
  
                    8.     Successors.
  
	
  
 
  	
  
 
  
	
   
  	
  
                    (a)     Company’s   Successors.  This Agreement shall   be binding upon any successor (whether direct or indirect and whether by   purchase, lease, merger, consolidation, liquidation or otherwise) to all or   substantially all of the Company’s business and/or assets.  For all purposes under this   Agreement, the term “Company” shall include any successor to the Company’s   business and/or assets which becomes bound by this Agreement.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (b)     Executive’s   Successors.  This Agreement and   all rights of the Executive hereunder shall inure to the benefit of, and be   enforceable by, the Executive’s personal or legal representatives, executors,   administrators, successors, heirs, distributees, devisees and legatees.
  
	
  
 
  	
  
 
  
	
  
                    9.     Miscellaneous   Provisions.
  
	
  
 
  	
  
 
  
	
   
  	
  
                    (a)     Notice.  Notices and all other communications   contemplated by this Agreement shall be in writing and shall be deemed to have   been duly given when personally delivered or when mailed by overnight   courier, U.S. registered or certified mail, return receipt requested and   postage prepaid.  In the case of the   Executive, mailed notices shall be addressed to him at the home address which   he most recently communicated to the Company in writing.  In the case of the Company, mailed notices   shall be addressed to its corporate headquarters, and all notices shall be   directed to the attention of its Secretary.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (b)     Modifications   and Waivers.  No provision of this   Agreement shall be modified, waived or discharged unless the modification,   waiver or discharge is agreed to in writing and signed by the Executive and   by an authorized officer of the Company (other than the Executive).  No waiver by either party of any breach   of, or of compliance with, any condition or provision of this Agreement by   the other party shall be considered a waiver of any other condition or   provision or of the same condition or provision at another time.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (c)     Whole   Agreement.  No other agreements,   representations or understandings (whether oral or written) which are not   expressly set forth in this Agreement have been made or entered into by   either party with respect to the subject matter of this Agreement.  This Agreement and the Proprietary   Information and Inventions Agreement contain the entire understanding of the   parties with respect to the subject matter hereof.
  
	
   
  	
  
 
  
	
  
 
  	
  
                    (d)     Withholding   Taxes.  All payments made under   this Agreement shall be subject to reduction to reflect taxes or other   charges required to be withheld by law.
  

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                    (e)     Choice   of Law.  The validity,   interpretation, construction and performance of this Agreement shall be   governed by the laws of the State of California (except provisions governing   the choice of law).
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (f)     Severability.  The invalidity or unenforceability of any   provision or provisions of this Agreement shall not affect the validity or   enforceability of any other provision hereof, which shall remain in full   force and effect.
  
	
   
  	
  
 
  
	
  
 
  	
  
                    (g)     Arbitration.  Each party agrees that any and all   disputes which arise out of or relate to the Executive’s employment, the   termination of the Executive’s employment, or the terms of this Agreement   shall be resolved through final and binding arbitration.  Such arbitration shall be in lieu of any   trial before a judge and/or jury, and the Executive and Company expressly   waive all rights to have such disputes resolved via trial before a judge   and/or jury.  Such disputes shall   include, without limitation, claims for breach of contract or of the covenant   of good faith and fair dealing, claims of discrimination, claims under any   federal, state or local law or regulation now in existence or hereinafter   enacted and as amended from time to time concerning in any way the
subject of   the Executive’s employment with the Company or its termination.  The only claims not covered by this   Agreement to arbitrate disputes are:    (i) claims for benefits under the unemployment insurance benefits;   (ii) claims for workers’ compensation benefits under any of the Company’s   workers’ compensation insurance policy or fund; (iii) claims arising from or   relating to the non-competition provisions of this Agreement; and (iv) claims   concerning the validity, infringement, ownership, or enforceability of any   trade secret, patent right, copyright, trademark or any other intellectual   property right, and any claim pursuant to or under any existing   confidential/proprietary/trade secrets information and inventions   agreement(s) such as, but not limited to, the Proprietary Information and   Inventions Agreement.  With respect to   such disputes, they shall not be subject to arbitration; rather, they will be   resolved pursuant to applicable
law.
  

                    Arbitration shall be conducted in accordance with the National Rules for the Resolution of Employment Disputes of the American Arbitration Association (“AAA Rules”), provided, however, that the arbitrator shall allow the discovery authorized by California Code of Civil Procedure section 1282, et seq., or any other discovery required by applicable law in arbitration proceedings, including, but not limited to, discovery available under the applicable state and/or federal arbitration statutes.  Also, to the extent that any of the AAA Rules or anything in this arbitration section conflicts with any arbitration procedures required by applicable law, the arbitration procedures required by applicable law shall govern.

                    Arbitration will be conducted in Santa Clara County, California or, if the Executive does not reside within 100 miles of Santa Clara County at the time the dispute arises, then the arbitration may take place in the largest metropolitan area within 50 miles of the Executive’s place of residence when the dispute arises.

                    During the course of the arbitration, the Executive and the Company will each bear equally the arbitrator’s fee and any other type of expense or cost of arbitration, unless applicable law requires otherwise, and each shall bear their own respective attorneys’ fees incurred in connection with the arbitration.  The arbitrator will not have authority to award attorneys’ fees unless a statute or contract at issue in the dispute authorizes the award of attorneys’ fees to the prevailing party. In such case, the arbitrator shall have the authority to make an award of attorneys’ fees as required or permitted by the applicable statute or contract.  If there is a dispute as to whether the Executive or the Company is the prevailing party in the arbitration, the arbitrator will decide this issue.

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                    The arbitrator shall issue a written award that sets forth the essential findings of fact and conclusions of law on which the award is based.  The arbitrator shall have the authority to award any relief authorized by law in connection with the asserted claims or disputes.  The arbitrator’s award shall be subject to correction, confirmation, or vacation, as provided by applicable law setting forth the standard of judicial review of arbitration awards.  Judgment upon the arbitrator’s award may be entered in any court having jurisdiction thereof.

	
  
 
  	
  
                    (h)     No   Assignment.  This Agreement and   all rights and obligations of the Executive hereunder are personal to the   Executive and may not be transferred or assigned by the Executive at any   time.  The Company may assign its   rights under this Agreement to any entity that assumes the Company’s   obligations hereunder in connection with any sale or transfer of all or a   substantial portion of the Company’s assets to such entity.
  
	
  
 
  	
  
 
  
	
  
 
  	
  
                    (i)     Counterparts.  This Agreement may be executed in two or   more counterparts, each of which shall be deemed an original, but all of   which together shall constitute one and the same instrument.
  

[The remainder of this page intentionally left blank.]

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                    IN WITNESS WHEREOF, each of the parties has executed this Agreement, in the case of the Company by its duly authorized officer, as of the day and year first above written.

	
  
 
  	
  
MICHAEL  J.   HENRY
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
/s/ Michael J. Henry
  
	
  
 
  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
ALIGN TECHNOLOGY, INC.
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
/s/ Thomas M. Prescott
  
	
  
 
  	
  
 
  	
  

  
	
  
 
  	
  
By:
  	
  
Thomas M. Prescott
  
	
  
 
  	
  
Title:
  	
  
President and CEO
  

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EXHIBIT A

PROPRIETARY INFORMATION AND INVENTIONS AGREEMENT
 (ATTACHED)

10

Align Technology, Inc.

EMPLOYEE PROPRIETARY INFORMATION

AND INVENTIONS AGREEMENT

                    In consideration of my employment or continued employment by Align Technology, Inc. (the “Company”), and the compensation now and hereafter paid to me, I hereby agree as follows:

1.     PROPRIETARY INFORMATION.  At all times during my employment and thereafter, I will hold in strictest confidence and will not disclose, use, lecture upon or publish any of the Company’s Proprietary Information (defined below), except as such disclosure, use or publication may be required in connection with my work for the Company, or unless an officer of the Company expressly authorizes such in writing.  “Proprietary Information” shall mean any and all confidential and/or proprietary knowledge, data or information of the Company, its affiliated entities, customers and suppliers, including but not limited to information relating to products, processes, know-how, designs, formulas, methods, developmental or experimental work, improvements, discoveries, inventions, ideas, source and object codes, data, programs, other works of authorship, and plans for research and
development.  During my employment by the Company I will not improperly use or disclose any confidential information or trade secrets, if any, of any former employer or any other person to whom I have an obligation of confidentiality, and I will not bring onto the premises of the Company any unpublished documents or any property belonging to any former employer or any other person to whom I have an obligation of confidentiality unless consented to in writing by that former employer or person. 

2.       Assignment of Inventions.

          2.1.     Proprietary Rights.  The term “Proprietary Rights” shall mean all trade secret, patent, copyright, mask work and other intellectual property rights throughout the world. 

          2.2.     Inventions. The term “Inventions” shall mean all trade secrets, inventions, mask works, ideas, processes, formulas, source and object codes, data, programs, other works of authorship, know-how, improvements, discoveries, developments, designs and techniques. 

          2.3.     Prior Inventions. I have set forth on Exhibit B (Previous Inventions) attached hereto a complete list of all Inventions that I have, alone or jointly with others, made prior to the commencement of my employment with the Company that I consider to be my property or the property of third parties and that I wish to have excluded from the scope of this Agreement (collectively referred to as “Prior Inventions”).  If no such disclosure is attached, I represent that there are no Prior Inventions.  If, in the course of my employment with the Company, I incorporate a Prior Invention into a Company product, process or machine, the Company is hereby granted and shall have a nonexclusive, royalty-free, irrevocable, perpetual, worldwide license (with rights to sublicense through multiple tiers of sublicensees) to make, have made, modify, use and
sell such Prior Invention.  Notwithstanding the foregoing, I agree that I will not incorporate, or permit to be incorporated, Prior Inventions in any Company Inventions without the Company’s prior written consent.

          2.4.     Assignment of Inventions.  Subject to Section 2.6 and except for those Inventions which I can prove qualify fully under the provisions of California Labor Code 2870 (as set forth in Exhibit A), I hereby assign and agree to assign in the future (when any such Inventions or Proprietary Rights are first reduced to practice or first fixed in a tangible medium, as applicable) to the Company all my right, title and interest in and to any and all Inventions (and all Proprietary Rights with respect thereto).  I will, at the Company’s request, promptly execute a written assignment to the Company of any such Company Invention, and I will preserve any such Invention as part of the Proprietary Information of the Company (the “Company Inventions”).  

          2.5.     Obligation to Keep Company Informed.  I will promptly and fully disclose in writing to the Company all Inventions during my employment and for one (1) year after my employment, including any that may be covered by Section 2870.  I agree to assist in every proper way and to execute those documents and take such acts as are reasonably requested by the Company to obtain, sustain and from time to time enforce patents, copyrights and other rights and protections relating to Inventions in the United States or any other country.

11

          2.6.     Government or Third Party.  I also agree to assign all my right, title and interest in and to any particular Company Invention to a third party, including without limitation the United States, as directed by the Company.

3.     NO
CONFLICTING OBLIGATION.  I
REPRESENT that my performance of all the terms of this
Agreement and as an employee of the Company does not and will not breach any
agreement to keep in confidence information acquired by me in confidence or in
trust prior to my employment by the Company.  I have not entered into, and
I agree I will not enter into, any agreement either written or oral in conflict
herewith.

4.     RETURN  OF COMPANY DOCUMENTS.  Upon termination of my employment with the Company for any reason whatsoever, voluntarily or involuntarily, and at any earlier time the Company requests, I will deliver to the person designated by the Company all originals and copies of all documents and other property of the Company in my possession, under my control or to which I may have access.  I will not reproduce or appropriate for my own use, or for the use of others, any property, Proprietary Information or Company Inventions.

5.     LEGAL  AND EQUITABLE REMEDIES.  Because my services are personal and unique and because I may have access to and become acquainted with the Proprietary Information of the Company, the Company shall have the right to enforce this Agreement and any of its provisions by injunction, specific performance or other equitable relief, without bond and without prejudice to any other rights and remedies that the Company may have for a breach of this Agreement.

6.     NOTICES.  Any notices required or permitted hereunder shall be given to the appropriate party at the address specified below or at such other address as the party shall specify in writing.  Such notice shall be deemed given upon personal delivery to the appropriate address or if sent by certified or registered mail, three (3) days after the date of mailing.

7.     EMPLOYMENT.  I agree and understand that nothing in this Agreement shall confer any right with respect to continuation of employment by the Company, nor shall it interfere in any way with my right or the Company’s right to terminate my employment at any time, with or without cause.

GENERAL PROVISIONS.  This Agreement will be governed by and construed according to the laws of the State of California, as such laws are applied to agreements entered into and to be performed entirely within California between California residents.  In case any one or more of the provisions contained in this Agreement shall, for any reason, be held to be invalid, illegal or unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect the other provisions of this Agreement, and this Agreement shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein.  This Agreement will be binding upon my heirs, executors, administrators and other legal representatives and will be for the benefit of the Company, its successors, and its assigns.  The provisions of this Agreement shall survive the termination of my employment and the assignment
of this Agreement by the Company to any successor in interest or other assignee.  No waiver by the Company of any breach of this Agreement shall be a waiver of any preceding or succeeding breach.  No waiver by the Company of any right under this Agreement shall be construed as a waiver of any other right.  The obligations pursuant to Sections 1 and 2 of this Agreement shall apply to any time during which I was previously employed, or am in the future employed, by the Company as a consultant if no other agreement governs nondisclosure and assignment of inventions during such period.  This Agreement is the final, complete and exclusive agreement of the parties with respect to the subject matter hereof and supersedes and merges all prior discussions between us.  No modification of or amendment to this Agreement, nor any waiver of any rights under this Agreement, will be effective unless in writing and signed by the party to be charged.  Any subsequent change or changes in my
duties, salary or compensation will not affect the validity or scope of this Agreement. 

12

          This Agreement shall be effective as of the first day of my employment with the Company.

	
  
Dated:
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
(Signature)
  	
  
 
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
(Printed Name)
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
ACCEPTED AND AGREED TO:
  	
  
 
  
	
  
ALIGN   TECHNOLOGY, INC.
  	
  
 
  
	
   
  	
  
 
  	
  
 
  
	
  
By:
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
Title:
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
   
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
(Address)
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
Dated:
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  

13

Exhibit A

LIMITED EXCLUSION NOTIFICATION

          THIS  IS TO NOTIFY you in accordance with Section 2872 of the California Labor Code that the foregoing Agreement between you and the Company does not require you to assign or offer to assign to the Company any invention that you developed entirely on your own time without using the Company’s equipment, supplies, facilities or trade secret information except for those inventions that either:

          1.     Relate at the time of conception or reduction to practice of the invention to the Company’s business, or actual or demonstrably anticipated research or development of the Company;

          2.     Result from any work performed by you for the Company.

To the extent a provision in the foregoing Agreement purports to require you to assign an invention otherwise excluded from the preceding paragraph, the provision is against the public policy of this state and is unenforceable.

          This limited exclusion does not apply to any patent or invention covered by a contract between the Company and the United States or any of its agencies requiring full title to such patent or invention to be in the United States.

          I  ACKNOWLEDGE RECEIPT of a copy of this notification.

	
   
  	
  
By:
  	
  
 
  
	
  
 
  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
(PRINTED NAME OF EMPLOYEE)
  
	
  
 
  	
  
Date:
  	
  
 
  
	
  
 
  	  
	

  

	
  WITNESSED BY:
  	
  
 
  
	
  
 
  	
  
 
  
	
  
 
  	
  
 
  
	
  

  	
  
 
  
	
  
(PRINTED NAME OF   REPRESENTATIVE)
  	
  
 
  

A - 1

Exhibit B

	
  
TO:
  	
  
ALIGN TECHNOLOGY,   INC.
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  FROM:
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
DATE:
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  
	
  
 
  	
  
 
  	
  
 
  
	
  SUBJECT:
  	
  
Previous   Inventions
  	
  
 
  

1

1.       Except as listed in Section 2 below, the following is a complete list of all inventions or improvements relevant to the subject matter of my employment by Align Technology, Inc. (the “Company”) that have been made or conceived or first reduced to practice by me alone or jointly with others prior to my engagement by the Company:

	
  
 
  	
  
o
  	
  
No inventions or improvements.
  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
o
  	
  
See below:
  
	
  
 
  	
  
 
  	
  
 
  
	
   
  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
 
  
	
  
o
  	
  
Additional sheets attached.
  

2.        Due to a prior confidentiality agreement, I cannot complete the disclosure under Section 1 above with respect to inventions or improvements generally listed below, the proprietary rights and duty of confidentiality with respect to which I owe to the following party(ies):

	
   
 	
  
Invention or Improvement
  	
   
 	
  
Party(ies)
  	
   
 	
  
Relationship
  
	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  
1.
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
   
  	
  

  	
  
 
  	
  

  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  
2.
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  	
  

  	
  
 
  	
  

  
	
   
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  
3.
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  
 
  	
  

  	
  
 
  	
  

  	
  
 
  	
  

  
	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  	
  
 
  
	
  o
  	
  Additional sheets attached.
  	
   
  	
   
  	
   
  	
   
  

2

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