Document:

Exhibit 10.2

 Exhibit 10.2 
 AMENDMENT NO. 3 TO 
 FIRST AMENDED AND RESTATED 

REGISTRATION RIGHTS AGREEMENT 
 This Amendment No. 3, dated December 20, 2012 (this “Amendment”), to the First Amended and Restated Registration Rights Agreement dated as of August 8, 2011 (as amended
from time to time, the “Agreement”), by and among PostRock Energy Corporation, a Delaware corporation (together with any successor entity thereto, the “Corporation”), White Deer Energy L.P., a Cayman Islands
exempted limited partnership (“White Deer”), White Deer Energy TE L.P., a Cayman Islands exempted limited partnership (“White Deer TE”) and White Deer Energy FI L.P. a Cayman Islands exempted limited partnership
(together with White Deer and White Deer TE, the “White Deer Stockholders”) and Constellation Energy Commodities Group, Inc., a Delaware corporation, is made by and among the Corporation and the White Deer Stockholders in accordance
with Section 9(b) of the Agreement. 
 WHEREAS, pursuant to the Securities Purchase Agreement, dated as of the date hereof,
by and among the Corporation and the White Deer Stockholders (the “December 2012 Purchase Agreement”) the Corporation issued and sold to the White Deer Stockholders and the White Deer Stockholders purchased from the
Corporation 4,577,464 shares of Common Stock, 650 shares of Series A Shares and White Deer Warrants to purchase 4,577,464 shares of Common Stock; and 
 WHEREAS, to induce the White Deer Stockholders to enter into the December 2012 Purchase Agreement and to consummate the transactions contemplated therein, the Corporation agreed to provide the
registration and other rights set forth in this Amendment for the benefit of the White Deer Stockholders. 
 NOW,
THEREFORE, in consideration of the mutual terms, conditions and agreements contained herein, and of other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound hereby,
the parties hereto hereby agree as follows: 
  

	1.	Defined Terms. Except as otherwise defined herein, capitalized terms used herein will have the definitions ascribed to them in the Agreement.

  

	2.	Definition Section. Section 1 of the Agreement is hereby amended to add the following definition: “December 2012 Purchase Agreement: The
Securities Purchase Agreement by and among PostRock Energy Corporation, White Deer Energy L.P., White Deer Energy TE L.P. and White Deer Energy FI L.P., dated December 17, 2012.”. 

 

	3.	Registrable Securities Definition. The definition of “Registrable Securities” in Section 1 of the Agreement is hereby amended to add the following
after the first word of such definition: “Series A Shares issued to the White Deer Stockholders pursuant to the December 2012 Purchase Agreement, shares of Common Stock issued to the White Deer Stockholders pursuant to the December 2012
Purchase Agreement, shares of Common Stock that may be issued to the White Deer Stockholders upon the exercise of the Warrants issued to such White Deer Stockholders pursuant to the December 2012 Purchase Agreement, the”.

  

	4.	Miscellaneous. Except as expressly amended hereby, the Agreement shall remain unchanged, and the Agreement, as so amended, shall continue in full force and
effect in accordance with its terms. For the avoidance of doubt, the provisions of Section 9 of the Agreement shall apply to this Amendment mutatis mutandis. This Amendment may be executed by the parties hereto in separate counterparts,

 
each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Executed signature pages to this Amendment may be
delivered by PDF (Portable Document Format) or facsimile and such PDFs or facsimiles will be deemed as sufficient as if actual signature pages had been delivered. 
 * * * * * 

  
 2 

 IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first above
written. 
  

			
	THE COMPANY:
	
	POSTROCK ENERGY CORPORATION
		
	By:	 	/s/ Terry W. Carter
	Name:	 	Terry W. Carter
	Title:	 	President and Chief Executive Officer

 
			
	WHITE DEER STOCKHOLDERS:
	
	WHITE DEER ENERGY L.P.
		
	By:	 	Edelman & Guill Energy L.P., its general partner
	By:	 	Edelman & Guill Energy Ltd., its general partner
		
	By:	 	/s/ Thomas J. Edelman
		 	Name: Thomas J. Edelman
		 	Title: Director
	
	Address for Notice:
		
		 	 White Deer Energy L.P.
 667
Madison Ave, 4th Floor
 New York, New York 10065
 Attention: Thomas J. Edelman
 Facsimile: (212) 888-6877

		
		 	and
		
		 	 White Deer Energy L.P.
 700
Louisiana, Suite 4770
 Houston, Texas 77002
 Attention: James E. Saxton
 Facsimile: (713) 581-6901

  

			
	WHITE DEER ENERGY TE L.P.
		
	By:	 	Edelman & Guill Energy L.P., its general partner
	By:	 	Edelman & Guill Energy Ltd., its general partner
		
	By:	 	/s/ Thomas J. Edelman
		 	Name: Thomas J. Edelman
		 	Title: Director
	
	Address for Notice:
		
		 	 c/o White Deer Energy L.P.

667 Madison Ave, 4th Floor
 New York, New York
10065
 Attention: Thomas J. Edelman

Facsimile: (212) 888-6877

		
		 	and
		
		 	 c/o White Deer Energy L.P.

700 Louisiana, Suite 4770
 Houston,
Texas 77002
 Attention: James E. Saxton
 Facsimile: (713) 581-6901

 
			
	WHITE DEER ENERGY FI L.P.
		
	By:	 	Edelman & Guill Energy L.P., its general partner
	By:	 	Edelman & Guill Energy Ltd., its general partner
		
	By:	 	/s/ Thomas J. Edelman
		 	Name: Thomas J. Edelman
		 	Title: Director
	
	Address for Notice:
		
		 	 c/o White Deer Energy L.P.

667 Madison Ave, 4th Floor
 New York, New York
10065
 Attention: Thomas J. Edelman

Facsimile: (212) 888-6877

		
		 	and
		
		 	 c/o White Deer Energy L.P.

700 Louisiana, Suite 4770
 Houston,
Texas 77002
 Attention: James E. Saxton
 Facsimile: (713) 581-6901Specimen Common Stock Certificate

 Exhibit 4.1 

 

					
	NUMBER         	 		 	         SHARES

 SEE REVERSE FOR IMPORTANT NOTICE 
 ON TRANSFER RESTRICTIONS, CERTAIN 
 DEFINITIONS AND OTHER INFORMATION 

TRI POINTE HOMES, INC. 
 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 
  

					
	THIS CERTIFIES THAT	 		 	                             
   CUSIP

 IS THE OWNER OF 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.01 PAR VALUE PER SHARE, OF 

TRI POINTE HOMES, INC. 

(hereinafter called the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by a duly authorized
attorney upon surrender of this Certificate properly endorsed. This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the Certificate of Incorporation of the Corporation (the
“Charter”) and the Bylaws of the Corporation and any amendments thereto. This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. 

IN WITNESS WHEREOF, the Corporation has caused this Certificate to be signed by facsimile signatures of its duly authorized officers. 

Dated: 
  

									
	 	  		  		  	 	  	
	Chief Executive Officer and Director	  		  	Secretary	  	

 Countersigned and Registered: 
  

			
	 American Stock Transfer & Trust Company LLC
 Transfer Agent and Registrar

		
	By:	 	 
		 	Authorized Signatory

 IMPORTANT NOTICE 

THE CORPORATION WILL FURNISH TO ANY STOCKHOLDER ON REQUEST AND WITHOUT CHARGE A FULL STATEMENT OF THE INFORMATION REQUIRED BY
SECTION 151(F) OF THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE WITH RESPECT TO THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL, OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND THE
QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. 
 THE CORPORATION WILL FURNISH WITHOUT CHARGE TO
EACH STOCKHOLDER WHO SO REQUESTS A COPY OF THE CHARTER AND BYLAWS OF THE CORPORATION. SUCH REQUEST MAY BE MADE TO THE SECRETARY OF THE CORPORATION AT ITS PRINCIPAL OFFICE OR TO THE TRANSFER AGENT. 

 
  

KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION
TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. 
  

 
 The following
abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 

 

					
	TEN COM  –	 	as tenants in common	  	UNIF GIFT MIN ACT —                    
     Custodian                 
	 TENENT     –
	 	as tenants by the entireties	  	                             
               (Cust)                         
       (Minor)    
	JT TEN        –	 	as joint tenants with right of survivorship and not as tenants in common	  	 under Uniform Gifts to Minors Act
                

                    
(State)

 Additional abbreviations may also be used though not in the above list. 

FOR VALUE RECEIVED,
                         HEREBY SELL, ASSIGN AND TRANSFER UNTO 
 Please insert social security or other identifying number of assignee 
  

			
	 	
	 	 	 

  
  

(Please Print or Typewrite Name and Address, Including Zip Code, of Assignee) 

 
  
  

 

                         
                                         
                                         
                                  SHARES OF COMMON STOCK OF THE CORPORATION
REPRESENTED BY THIS CERTIFICATE AND DO HEREBY IRREVOCABLY CONSTITUTE AND APPOINT 

                         
                                         
                                         
                                         
             ATTORNEY TO TRANSFER THE SAID SHARES ON THE BOOKS OF THE CORPORATION WITH THE POWER OF SUBSTITUTION IN THE PREMISES. 

 

									
	Dated: 	 	 	 		 	Signature:	 	 
		 		 		 		 	NOTICE: The Signature To This Assignment Must Correspond With The Name As Written Upon the Face Of The Certificate In Every Particular, Without Alteration Or Enlargement Or Any
Change Whatsoever.
		 		 		 		 	

 Signature Guaranteed by:

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00211-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00211-of-00352.parquet"}]]