Document:

Exhibit
10.12

 

EXECUTION
VERSION

 

AMENDMENT
NO. 1 TO CREDIT AGREEMENT

 

This
AMENDMENT NO. 1 TO CREDIT AGREEMENT, dated as of April 29, 2021 (this “Amendment”), is by and among
ALCLEAR HOLDINGS, LLC (the “Borrower”), the other Loan Parties signatory hereto, the Lenders party hereto,
and JPMORGAN CHASE BANK, N.A., as the administrative agent (in such capacity, the “Administrative Agent”)
and the sole lead arranger and sole bookrunner (in such capacity, the “Lead Arranger”). Capitalized
terms which are used in this Amendment without definition and which are defined in the Credit Agreement shall have the same meanings
herein as in the Credit Agreement.

 

R
E C I T A L S:

 

WHEREAS,
the Borrower, the Loan Parties party thereto, the Administrative Agent and the Lenders have entered into that certain Credit Agreement,
dated as of March 31, 2020 (as amended or modified from time to time, the “Credit Agreement”);

 

WHEREAS,
the Borrower has requested to increase the Commitments under the Credit Agreement in the amount(s) set forth under the heading
 “Commitment Increase” on Schedule 1 hereto (the “Commitment Increase”) and each Lender
providing a Commitment Increase identified on Schedule 1 hereto (each, an “Increase Loan Lender”
and, collectively, the “Increase Loan Lenders”) has agreed (on a several and not joint basis), subject
to the terms and conditions set forth herein and in the Credit Agreement, to provide the Commitment Increase in the amount set
forth opposite such Increase Loan Lender’s name on Schedule 1 hereto (and the total amount of the Commitment Increase
made pursuant to this Amendment shall be $50,000,000);

 

WHEREAS,
the Borrower has requested that the Administrative Agent and the Required Lenders amend certain terms under the Credit Agreement
in certain respects; and

 

WHEREAS,
the Administrative Agent and the Required Lenders are willing to amend the Credit Agreement on the terms and conditions set forth
herein.

 

NOW,
THEREFORE, in consideration of the premises and the agreements, provisions and covenants herein contained, and subject to the
terms and conditions hereof, the parties hereto agree as follows:

 

SECTION
1. Amendments. Subject to the satisfaction of the conditions precedent set forth in Section 2 hereof, the Credit
Agreement is hereby amended as follows:

 

1.1       
Amendments to Section 1.01 of the Credit Agreement. Section 1.01 of the Credit Agreement (Defined Terms) shall be
amended as follows:

 

		i.	The
                                         definition of “Change in Control” shall be amended to add the following at
                                         the end thereof:

 

In
addition, notwithstanding the foregoing, (1) a transaction in which the Borrower becomes a subsidiary of another person (such
person, the “New Parent”) in connection with any reorganization in preparation of an Initial Public
Offering, shall not constitute a Change in Control under clause (a) above to the extent any combination of Permitted Holders shall
own beneficially (within the meaning of Rules 13d-3 and 13d-5 of the Exchange Act as in effect on the Effective Date), directly
or indirectly, in the aggregate, Equity Interests representing at least a majority of the aggregate ordinary voting power represented
by the issued and outstanding Equity Interests of the Borrower and (2) a person or group shall not be deemed to have beneficial
ownership of Equity Interests subject to a stock purchase agreement, merger agreement or similar agreement (or voting or option
agreement related thereto) prior to the consummation of the transactions contemplated by such agreement.

     

     

    

		ii.	The
                                         definition of “Change in Law” shall be amended to add the following at the
                                         end thereof:

 

Notwithstanding
anything in the foregoing to the contrary, none of the Administrative Agent nor any Lender shall be required to disclose any information
related to similarly situated customers, comparable provisions of similar agreements or otherwise that the Administrative Agent
or such Lender (as applicable), in its sole discretion, deems proprietary, privileged or confidential, and the Administrative
Agent’s or applicable Lender’s failure to provide such information shall not preclude it from asserting that such other
customer is similarly situated under a similar agreement to the Borrower.

 

		iii.	The
                                         definition of “Commitment” shall be amended to replace the reference to “$50,000,000”
                                         at the end thereof with “$100,000,000”.

 

		iv.	The
                                         definition of “Consolidated Total Net Leverage Ratio” shall be amended to
                                         replace the reference to “$25,000,000” in clause (a) thereof with “$50,000,000”.

 

		v.	The
                                         definition of “Excluded Subsidiary” shall be amended by amending and restating
                                         clause (i) thereof in its entirety as follows:

 

		(i)	any
                                         joint venture that is not solely owned between or among the Borrower and its Subsidiaries
                                         (and was not a Guarantor prior to the creation of such joint venture) and

 

		vi.	The
                                         definition of “Required Lenders” shall be amended to add the following at
                                         the end thereof:

 

Notwithstanding
the foregoing, Required Lenders shall comprise of no less than two Lenders that are not Affiliates of one another, unless (a)
all Lenders that are not Defaulting Lenders are Affiliates of one another or (b) there is only one Lender that is not a Defaulting
Lender, in each case at such time.

 

		vii.	The
                                         following new defined terms shall be added in the appropriate alphabetical order:

 

“Ancillary
Document” has the meaning assigned to it in Section 9.06(b).

 

“Available
Tenor” means, as of any date of determination and with respect to the then-current Benchmark, as applicable, any
tenor for such Benchmark or payment period for interest calculated with reference to such Benchmark, as applicable, that is or
may be used for determining the length of an Interest Period pursuant to this Agreement as of such date and not including, for
the avoidance of doubt, any tenor for such Benchmark that is then-removed from the definition of “Interest Period”
pursuant to clause (g) of Section 2.14.

 

“Benchmark”
means, initially, LIBO Rate; provided that if a Benchmark Transition Event, a Term SOFR Transition Event or an Early Opt-in
Election, as applicable, and its related Benchmark Replacement Date have occurred with respect to LIBO Rate or the then-current
Benchmark, then “Benchmark” means the applicable Benchmark Replacement to the extent that such Benchmark Replacement
has replaced such prior benchmark rate pursuant to clause (c) or clause (d) of Section 2.14.

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“Covered
Entity” means any of the following:

 

		(i)	a
                                         “covered entity” as that term is defined in, and interpreted in accordance
                                         with, 12 C.F.R. § 252.82(b);

 

		(ii)	a
                                         “covered bank” as that term is defined in, and interpreted in accordance
                                         with, 12 C.F.R.§ 47.3(b); or

 

		(iii)	a
                                         “covered FSI” as that term is defined in, and interpreted in accordance with,
                                         12 C.F.R.§ 382.2(b).

 

“Covered
Party” has the meaning assigned to it in Section 9.21(b).

 

“Daily
Simple SOFR” means, for any day, SOFR, with the conventions for this rate (which will include a lookback) being
established by the Administrative Agent in accordance with the conventions for this rate selected or recommended by the Relevant
Governmental Body for determining “Daily Simple SOFR” for business loans; provided, that if the Administrative
Agent decides that any such convention is not administratively feasible for the Administrative Agent, then the Administrative
Agent may establish another convention in its reasonable discretion.

 

“Default
Right” has the meaning assigned to that term in, and shall be interpreted in accordance with, 12 C.F.R. §§
252.81, 47.2 or 382.1, as applicable.

 

“First
Amendment” means that certain Amendment No. 1 to Credit Agreement, dated as of the First Amendment Effective Date,
by and among the Borrower, the other Loan Parties party thereto, the Lenders party thereto and the Administrative Agent.

 

“First
Amendment Effective Date” means April 29, 2021.

 

“Floor”
means the benchmark rate floor, if any, provided in this Agreement initially (as of the execution of this Agreement, the modification,
amendment or renewal of this Agreement or otherwise) with respect to LIBO Rate.

 

“Highest
Owner Tax Amount” means, with respect to all direct or indirect owners of the Borrower, the direct or indirect owner
receiving the greatest proportionate allocation of taxable income attributable to its direct or indirect ownership of the Borrower
and/or any of its Subsidiaries in the applicable tax period (or portion thereof) to which such payment relates (as a result of
the application of Section 704(c) of the Code or otherwise), and calculated by multiplying (x) the aggregate taxable income allocated
to such owner (excluding the tax consequences resulting from any adjustment under Sections 743(b) and 734(b) of the Code) in such
applicable taxable period (or portion thereof) by (y) the Hypothetical Tax Rate.

 

“Hypothetical
Tax Rate” means the greater of (a) the combined marginal U.S. federal, state and local tax rate for an individual
resident in New York, New York and (b) the highest combined marginal U.S. federal, state and local tax rate for a corporation
that conducts no activities other than the activities of Holdings, the Borrower and their Subsidiaries, in each case applicable
to income and gain attributable to the Borrower and any entity in which Borrower directly or indirectly owns an interest, taking
into account (where relevant) the holding period of assets held by the Borrower and any entity in which Borrower directly or indirectly
owns an interest, the taxable year in which such income or gain is recognized, and the character of such income or gain, at the
time, for U.S. federal income tax purposes.

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“Liquidity”
means, as of any date of determination, the sum of (a) unrestricted cash or Cash Equivalents of the Borrowers and the Guarantors,
(b) the aggregate principal amount committed and available to be drawn by the Borrowers and the Guarantors under all credit facilities
(other than the Commitments) of the Borrowers and the Guarantors and (c) the difference of the Commitments minus the Aggregate
Credit Exposure.

 

“Market
Capitalization” means, as of any date of determination, an amount equal to (i) the total number of issued and outstanding
shares of common (or common equivalent) Equity Interests of the Relevant Public Company on the date of the declaration of a Restricted
Payment permitted pursuant to Section 6.08(a)(x)  multiplied by (ii) the arithmetic mean of the closing prices per share
of such common (or common equivalent) Equity Interests on the principal securities exchange on which such Equity Interests are
traded for the 30 consecutive trading days immediately preceding such date of determination.

 

“NYFRB’s
Website” means the website of the NYFRB at http://www.newyorkfed.org, or any successor source.

 

“Payment”
has the meaning assigned to it in Section 8.06(c).

 

“Payment
Notice” has the meaning assigned to it in Section 8.06(c).

 

“Payment
Recipient” has the meaning assigned to it in Section 8.06(c).

 

“Parent
Entity” means the Relevant Public Company and any intermediate holding company between the Relevant Public Company
and the Borrower.

 

“Percentage
Interest” means, with respect to any direct or indirect holder of Equity Interests in the Borrower, a fractional
amount, expressed as a percentage: (i) the numerator of which is the aggregate number of Equity Interests in the Borrower held
by such direct or indirect holder and (ii) the denominator of which is the aggregate number of Equity Interests in Borrower issued
and outstanding. The sum of the outstanding Percentage Interests of all direct or indirect holders shall at all times equal 100%.

 

“QFC”
has the meaning assigned to the term “qualified financial contract” in, and shall be interpreted in accordance with,
12 U.S.C. 5390(c)(8)(D).

 

“QFC
Credit Support” has the meaning assigned to it in Section 9.21(a).

 

“Reference
Time” with respect to any setting of the then-current Benchmark means (1) if such Benchmark is LIBO Rate, 11:00
a.m. (London time) on the day that is two (2) London banking days preceding the date of such setting, and (2) if such Benchmark
is not LIBO Rate, the time determined by the Administrative Agent in its reasonable discretion.

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“SOFR
Administrator” means the NYFRB (or a successor administrator of the secured overnight financing rate).

 

“SOFR
Administrator’s Website” means the NYFRB’s Website, currently at http://www.newyorkfed.org, or any successor
source for the secured overnight financing rate identified as such by the SOFR Administrator from time to time.

 

“Supported
QFC” has the meaning assigned to it in Section 9.21(a).

 

“Tax
Amount” means the Highest Owner Tax Amount divided by the Percentage Interest in the Borrower held by the direct
or indirect owner described in the definition of “Highest Owner Tax Amount”.

 

“Term
SOFR Notice” means a notification by the Administrative Agent to the Lenders and the Borrower of the occurrence
of a Term SOFR Transition Event.

 

“Term
SOFR Transition Event” means the determination by the Administrative Agent that (a) Term SOFR has been
recommended for use by the Relevant Governmental Body, (b) the administration of Term SOFR is administratively
feasible for the Administrative Agent and (c) a Benchmark Transition Event or an Early Opt-in Election as applicable, has
previously occurred resulting in a Benchmark Replacement in accordance with Section 2.14 that is not Term SOFR to
deliver a Term SOFR Notice.

 

“U.S.
Special Resolution Regime” has the meaning assigned to it in Section 9.21(a).

 

		viii.	The
                                         following defined terms shall be amended and restated in their respective entireties
                                         as follows:

 

“Applicable
Rate” means, for any day, with respect to any Loan, (a) 1.50% per annum in the case of ABR Loans and (b)
2.50% in the case of Eurodollar Loans.

 

“Benchmark
Replacement” means, for any Available Tenor, the first alternative set forth in the order below that can be determined
by the Administrative Agent for the applicable Benchmark Replacement Date:

 

		(1)	the
                                         sum of (a) Term SOFR and (b) the related Benchmark Replacement Adjustment;

 

		(2)	the
                                         sum of (a) Daily Simple SOFR and (b) the related Benchmark Replacement Adjustment;

 

		(3)	the
                                         sum of: (a) the alternate benchmark rate that has been selected by the Administrative
                                         Agent and the Borrower as the replacement for the then-current Benchmark for the applicable
                                         Corresponding Tenor giving due consideration to (i) any selection or recommendation of
                                         a replacement benchmark rate or the mechanism for determining such a rate by the Relevant
                                         Governmental Body or (ii) any evolving or then-prevailing market convention for determining
                                         a benchmark rate as a replacement for the then-current Benchmark for dollar-denominated
                                         syndicated credit facilities at such time and (b) the related Benchmark Replacement Adjustment;

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provided
that, in the case of clause (1), such Unadjusted Benchmark Replacement is displayed on a screen or other information service
that publishes such rate from time to time as selected by the Administrative Agent in its reasonable discretion; provided further
that, notwithstanding anything to the contrary in this Agreement or in any other Loan Document, upon the occurrence of a Term
SOFR Transition Event, and the delivery of a Term SOFR Notice, on the applicable Benchmark Replacement Date the “Benchmark
Replacement” shall revert to and shall be deemed to be the sum of (a) Term SOFR and (b) the related Benchmark Replacement
Adjustment, as set forth in clause (1) of this definition (subject to the first proviso above).

 

If
the Benchmark Replacement as determined pursuant to clause (1), (2) or (3) above would be less than the Floor, the Benchmark Replacement
will be deemed to be the Floor for the purposes of this Agreement and the other Loan Documents.

 

“Benchmark
Replacement Adjustment” means, with respect to any replacement of the then-current Benchmark with an Unadjusted
Benchmark Replacement for any applicable Interest Period and Available Tenor for any setting of such Unadjusted Benchmark Replacement:

 

		(1)	for
                                         purposes of clauses (1) and (2) of the definition of “Benchmark Replacement,”
                                         the first alternative set forth in the order below that can be determined by the Administrative
                                         Agent:

 

		(a)	the
                                         spread adjustment, or method for calculating or determining such spread adjustment, (which
                                         may be a positive or negative value or zero) as of the Reference Time such Benchmark
                                         Replacement is first set for such Interest Period that has been selected or recommended
                                         by the Relevant Governmental Body for the replacement of such Benchmark with the applicable
                                         Unadjusted Benchmark Replacement for the applicable Corresponding Tenor;

 

		(b)	the
                                         spread adjustment (which may be a positive or negative value or zero) as of the Reference
                                         Time such Benchmark Replacement is first set for such Interest Period that would apply
                                         to the fallback rate for a derivative transaction referencing the ISDA Definitions to
                                         be effective upon an index cessation event with respect to such Benchmark for the applicable
                                         Corresponding Tenor; and

 

		(2)	for
purposes of clause (3) of the definition of “Benchmark Replacement,” the spread adjustment, or method for calculating
or determining such spread adjustment, (which may be a positive or negative value or zero) that has been selected by the Administrative
Agent and the Borrower for the applicable Corresponding Tenor giving due consideration to (i) any selection or recommendation
of a spread adjustment, or method for calculating or determining such spread adjustment, for the replacement of such Benchmark
with the applicable Unadjusted Benchmark Replacement by the Relevant Governmental Body on the applicable Benchmark Replacement
Date or (ii) any evolving or then-prevailing market convention for determining a spread adjustment, or method for calculating
or determining such spread adjustment, for the replacement of such Benchmark with the applicable Unadjusted Benchmark Replacement
for dollar-denominated syndicated credit facilities; 

    - 6 - 

     

    

provided
                                         that, in the case of clause (1) above, such adjustment is displayed on a screen or
                                         other information service that publishes such Benchmark Replacement Adjustment from time
                                         to time as selected by the Administrative Agent in its reasonable discretion.

 

“Benchmark
Replacement Conforming Changes” means, with respect to any Benchmark Replacement, any technical, administrative
or operational changes (including changes to the definition of “Alternate Base Rate,” the definition of “Business
Day,” the definition of “Interest Period,” timing and frequency of determining rates and making payments of
interest, timing of borrowing requests or prepayment, conversion or continuation notices, length of lookback periods, the applicability
of breakage provisions, and other technical, administrative or operational matters) that the Administrative Agent decides in its
reasonable discretion may be appropriate to reflect the adoption and implementation of such Benchmark Replacement and to permit
the administration thereof by the Administrative Agent in a manner substantially consistent with market practice (or, if the Administrative
Agent decides that adoption of any portion of such market practice is not administratively feasible or if the Administrative Agent
determines (in consultation with the Borrower) that no market practice for the administration of such Benchmark Replacement exists,
in such other manner of administration as the Administrative Agent decides is reasonably necessary in connection with the administration
of this Agreement and the other Loan Documents).

 

“Benchmark
Replacement Date” means the earliest to occur of the following events with respect to the then-current Benchmark:

 

		(1)	in
                                         the case of clause (1) or (2) of the definition of “Benchmark Transition Event,”
                                         the later of (a) the date of the public statement or publication of information referenced
                                         therein and (b) the date on which the administrator of such Benchmark (or the published
                                         component used in the calculation thereof) permanently or indefinitely ceases to provide
                                         all Available Tenors of such Benchmark (or such component thereof);

 

		(2)	in
                                         the case of clause (3) of the definition of “Benchmark Transition Event,”
                                         the date of the public statement or publication of information referenced therein;

 

		(3)	in
                                         the case of a Term SOFR Transition Event, the date that is thirty (30) days after the
                                         date of a Term SOFR Notice is provided to the Lenders and the Borrower pursuant to Section
                                         2.14(d); or

 

		(4)	in
                                         the case of an Early Opt-in Election, the sixth (6th) Business Day after the date notice
                                         of such Early Opt-in Election is provided to the Lenders, so long as the Administrative
                                         Agent has not received, by 5:00 p.m. (New York City time) on the fifth (5th) Business
                                         Day after the date notice of such Early Opt-in Election is provided to the Lenders, written
                                         notice of objection to such Early Opt-in Election from Lenders comprising the Required
                                         Lenders.

 

For
the avoidance of doubt, (i) if the event giving rise to the Benchmark Replacement Date occurs on the same day as, but earlier
than, the Reference Time in respect of any determination, the Benchmark Replacement Date will be deemed to have occurred prior
to the Reference Time for such determination and (ii) the “Benchmark Replacement Date” will be deemed to have occurred
in the case of clause (1) or (2) with respect to any Benchmark upon the occurrence of the applicable event or events set forth
therein with respect to all then-current Available Tenors of such Benchmark (or the published component used in the calculation
thereof).

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“Benchmark
Transition Event” means the occurrence of one or more of the following events with respect to the then-current Benchmark:

 

		(1)	a
                                         public statement or publication of information by or on behalf of the administrator of
                                         such Benchmark (or the published component used in the calculation thereof) announcing
                                         that such administrator has ceased or will cease to provide all Available Tenors of such
                                         Benchmark (or such component thereof), permanently or indefinitely, provided that,
                                         at the time of such statement or publication, there is no successor administrator that
                                         will continue to provide any Available Tenor of such Benchmark (or such component thereof);

 

		(2)	a
                                         public statement or publication of information by the regulatory supervisor for the administrator
                                         of such Benchmark (or the published component used in the calculation thereof), the Federal
                                         Reserve Board, the NYFRB, an insolvency official with jurisdiction over the administrator
                                         for such Benchmark (or such component), a resolution authority with jurisdiction over
                                         the administrator for such Benchmark (or such component) or a court or an entity with
                                         similar insolvency or resolution authority over the administrator for such Benchmark
                                         (or such component), which states that the administrator of such Benchmark (or such component)
                                         has ceased or will cease to provide all Available Tenors of such Benchmark (or such component
                                         thereof) permanently or indefinitely, provided that, at the time of such statement
                                         or publication, there is no successor administrator that will continue to provide any
                                         Available Tenor of such Benchmark (or such component thereof); or

 

		(3)	a
                                         public statement or publication of information by the regulatory supervisor for the administrator
                                         of such Benchmark (or the published component used in the calculation thereof) announcing
                                         that all Available Tenors of such Benchmark (or such component thereof) are no longer
                                         representative.

 

For
the avoidance of doubt, a “Benchmark Transition Event” will be deemed to have occurred with respect to any Benchmark
if a public statement or publication of information set forth above has occurred with respect to each then-current Available Tenor
of such Benchmark (or the published component used in the calculation thereof).

 

“Benchmark
Unavailability Period” means the period (if any) (x) beginning at the time that a Benchmark Replacement Date pursuant
to clauses (1) or (2) of that definition has occurred if, at such time, no Benchmark Replacement has replaced the then-current
Benchmark for all purposes hereunder and under any Loan Document in accordance with Section 2.14 and (y) ending at the
time that a Benchmark Replacement has replaced the then-current Benchmark for all purposes hereunder and under any Loan Document
in accordance with Section 2.14.

 

“Corresponding
Tenor” with respect to any Available Tenor means, as applicable, either a tenor (including overnight) or an interest
payment period having approximately the same length (disregarding business day adjustment) as such Available Tenor.

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“Early
Opt-in Election” means, if the then-current Benchmark is LIBO Rate, the occurrence of:

 

		(1)	a
                                         notification by the Administrative Agent to (or the request by the Borrower to the Administrative
                                         Agent to notify) each of the other parties hereto that at least five currently outstanding
                                         dollar-denominated syndicated credit facilities at such time contain (as a result of
                                         amendment or as originally executed) a SOFR-based rate (including SOFR, a term SOFR or
                                         any other rate based upon SOFR) as a bench-mark rate (and such syndicated credit facilities
                                         are identified in such notice and are publicly available for review), and

 

		(2)	the
                                         joint election by the Administrative Agent and the Borrower to trigger a fallback from
                                         LIBO Rate and the provision by the Administrative Agent of written notice of such election
                                         to the Lenders. “Overnight Bank Funding Rate” means, for any
                                         day, the rate comprised of both over-night federal funds and overnight Eurodollar borrowings
                                         by U.S.-managed banking offices of depository institutions (as
such composite rate shall be determined by the NYFRB’s website from time to time) and published on the next succeeding Business
Day by the NYFRB as an overnight bank funding rate.

 

“Guarantors”
means the Loan Parties other than the Borrower (and solely in the context of Swap Agreement Obligations, the Borrower); the term
 “Guarantor” means each or any one of them individually.

 

“Initial
Public Offering” shall mean the issuance by the Borrower or any direct or indirect equity holder of the Borrower
of its common Equity Interests in an underwritten primary public offering (other than a public offering pursuant to a registration
statement on Form S-8 or S-4) pursuant to an effective registration statement filed with the SEC in accordance with the Securities
Act, as amended.

 

“Maturity
Date” means March 31, 2024.

 

“Overnight
Bank Funding Rate” means, for any day, the rate comprised of both overnight federal funds and overnight Eurodollar
borrowings by U.S.-managed banking offices of depository institutions (as such composite rate shall be determined by the NYFRB’s
website from time to time) and published on the next succeeding Business Day by the NYFRB as an overnight bank funding rate.

 

“Relevant
Public Company” shall mean the Person that is the registrant with respect to an Initial Public Offering.

 

“SOFR”
means, with respect to any Business Day, a rate per annum equal to the secured overnight financing rate for such Business Day
published by the SOFR Administrator on the SOFR Administrator’s Website at approximately 8:00 a.m. (New York City time)
on the immediately succeeding Business Day.

 

“Swap
Agreement Obligations” means any and all obligations of the Loan Parties and their Subsidiaries, whether absolute
or contingent and howsoever and whensoever created, arising, evidenced or acquired (including all renewals, extensions and modifications
thereof and substitutions therefor), under (a) any Swap Agreement permitted hereunder with a counterparty that, at the time of
execution of any such Swap Agreement, was a Lender or an Affiliate of a Lender (regardless of whether such counterparty subsequently
ceases to be a Lender or Affiliate of a Lender), and (b) any cancellations, buy backs, reversals, terminations or assignments
of any Swap Agreement transaction permitted hereunder with a Lender or an Affiliate of a Lender.

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“Term
SOFR” means, for the applicable Corresponding Tenor as of the applicable Reference Time, the forward-looking term
rate based on SOFR that has been selected or recommended by the Relevant Governmental Body.

 

“Unadjusted
Benchmark Replacement” means the applicable Benchmark Replacement excluding the related Benchmark Replacement Adjustment.

 

		ix.	The
                                         definitions of “Benchmark Transition Start Date”, “Compounded SOFR”
                                         and “SOFR-Based Rate” shall be deleted in their respective entireties.

 

1.2
          Amendment to Section 2.12(a) of the Credit Agreement. Section
2.12(a) of the Credit Agreement (Fees) shall be amended to replace the reference to “0.50%” therein with “0.35%”.

 

1.3
          Amendment to Section 2.14(a) of the Credit Agreement. Section
2.14(a) of the Credit Agreement (Alternate Rate of Interest; Illegality) shall be amended by amended and restating the
first sentence thereof in its entirety as follows:

 

Subject
to clauses (c), (d), (e), (f), (g) and (h) of this Section 2.14, if prior to the commencement of any Interest Period for
a Eurodollar Borrowing:

 

1.4         
Amendment to Section 2.14 of the Credit Agreement. Section 2.14 of the Credit Agreement (Alternate Rate of Interest;
Illegality) shall be amended by (a) amending and restating clauses (b) through (f)   thereof in their respective
entireties as follows and (b) adding the following new clauses (g) and (h) immediately following clause (f) thereof:

 

(b)           If
any Lender determines that any Requirement of Law has made it unlawful, or if any Governmental Authority has asserted that it
is unlawful, for any Lender or its applicable lending office to make, maintain, fund or continue any Eurodollar Borrowing, or
any Governmental Authority has imposed material restrictions on the authority of such Lender to purchase or sell, or to take deposits
of dollars in the London interbank market, then, on notice thereof by such Lender to the Borrower through the Administrative Agent,
any obligations of such Lender to make, maintain, fund or continue Eurodollar Loans or to convert ABR Borrowings to Eurodollar
Borrowings will be suspended until such Lender notifies the Administrative Agent and the Borrower that the circumstances giving
rise to such determination no longer exist. Upon receipt of such notice, the Borrower will upon demand from such Lender (with
a copy to the Administrative Agent), either prepay or convert all Eurodollar Borrowings of such Lender to ABR Borrowings, either
on the last day of the Interest Period therefor, if such Lender may lawfully continue to maintain such Eurodollar Borrowings to
such day, or immediately, if such Lender may not lawfully continue to maintain such Loans. Upon any such prepayment or conversion,
the Borrower will also pay accrued interest on the amount so prepaid or converted.

 

(c)           Notwithstanding
anything to the contrary herein or in any other Loan Document, (and any Swap Agreement shall be deemed not to be a “Loan
Document” for purposes of this Section 2.14), if a Benchmark Transition Event or an Early Opt-in Election, as applicable,
and its related Benchmark Replacement Date have occurred prior to the Reference Time in respect of any setting of the then-current
Benchmark, then (x) if a Benchmark Replacement is determined in accordance with clause (1) or (2) of the definition of “Benchmark
Replacement” for such Benchmark Replacement Date, such Benchmark Replacement will replace such Benchmark for all purposes
hereunder and under any Loan Document in respect of such Benchmark setting and subsequent Benchmark settings without any amendment
to, or further action or consent of any other party to, this Agreement or any other Loan Document and (y) if a Benchmark Replacement
is determined in accordance with clause (3) of the definition of “Benchmark Replacement” for such Benchmark Replacement
Date, such Benchmark Replacement will replace such Benchmark for all purposes hereunder and under any Loan Document in respect
of any Benchmark setting at or after 5:00 p.m. (New York City time) on the fifth (5th) Business Day after the date notice of such
Benchmark Replacement is provided to the Lenders without any amendment to, or further action or consent of any other party to,
this Agreement or any other Loan Document so long as the Administrative Agent has not received, by such time, written notice of
objection to such Benchmark Replacement from Lenders comprising the Required Lenders.

    - 10 - 

     

    

(d)           Notwithstanding
                                         anything to the contrary herein or in any other Loan Document and subject to the proviso
                                         below in this paragraph, if a Term SOFR Transition Event and its related Benchmark Replacement
                                         Date have occurred prior to the Reference Time in respect of any setting of the then-current
                                         Benchmark, then the applicable Benchmark Replacement will replace the then-current Benchmark
                                         for all purposes hereunder or under any Loan Document in respect of such Benchmark setting
                                         and subsequent Benchmark settings, without any amendment to, or further action or consent
                                         of any other party to, this Agreement or any other Loan Document; provided that,
                                         this clause (d) shall not be effective unless the Administrative Agent has delivered
                                         to the Lenders and the Borrower a Term SOFR Notice. For the avoidance of doubt, the Administrative
                                         Agent shall not be required to deliver a Term SOFR Notice after a Term SOFR Transition
                                         Event and may do so in its sole discretion.

 

(e)           In
connection with the implementation of a Benchmark Replacement, the Administrative Agent will have the right, in consultation with
the Borrower, to make Benchmark Replacement Conforming Changes from time to time and, notwithstanding anything to the contrary
herein or in any other Loan Document, any amendments implementing such Benchmark Replacement Conforming Changes will become effective
without any further action or consent of any other party to this Agreement or any other Loan Document.

 

(f)            The
Administrative Agent will promptly notify the Borrower and the Lenders of (i) any occurrence of a Benchmark Transition Event,
a Term SOFR Transition Event or an Early Opt-in Election, as applicable, and its related Benchmark Replacement Date, (ii) the
implementation of any Benchmark Replacement, (iii) the effectiveness of any Benchmark Replacement Conforming Changes, (iv) the
removal or reinstatement of any tenor of a Benchmark pursuant to clause (d) below and (v) the commencement or conclusion of any
Benchmark Unavailability Period. Any determination, decision or election that may be made by the Administrative Agent or, if applicable,
any Lender (or group of Lenders) pursuant to this Section 2.14, including any determination with respect to a tenor, rate
or adjustment or of the occurrence or non-occurrence of an event, circumstance or date and any decision to take or refrain from
taking any action or any selection, will be conclusive and binding absent manifest error and may be made in its or their sole
discretion and without consent from any other party to this Agreement or any other Loan Document, except, in each case, as expressly
required pursuant to this Section 2.14.

    - 11 - 

     

    

(g)           Notwithstanding
                                         anything to the contrary herein or in any other Loan Document, at any time (including
                                         in connection with the implementation of a Benchmark Replacement), (i) if the then-current
                                         Benchmark is a term rate (including Term SOFR or LIBO Rate) and either (A) any tenor
                                         for such Benchmark is not displayed on a screen or other information service that publishes
                                         such rate from time to time as selected by the Administrative Agent in its reasonable
                                         discretion or (B) the regulatory supervisor for the administrator of such Benchmark has
                                         provided a public statement or publication of information announcing that any tenor for
                                         such Benchmark is or will be no longer representative, then the Administrative Agent
                                         may modify the definition of “Interest Period” for any Benchmark settings
                                         at or after such time to remove such unavailable or non-representative tenor and (ii)
                                         if a tenor that was removed pursuant to clause (i) above either (A) is subsequently displayed
                                         on a screen or information service for a Benchmark (including a Benchmark Replacement)
                                         or (B) is not, or is no longer, subject to an announcement that it is or will no longer
                                         be representative for a Benchmark (including a Benchmark Replacement), then the Administrative
                                         Agent may modify the definition of “Interest Period” for all Benchmark settings
                                         at or after such time to reinstate such previously removed tenor.

 

(h)           Upon
the Borrower’s receipt of notice of the commencement of a Benchmark Unavailability Period, the Borrower may revoke any request
for a Eurodollar Borrowing of, conversion to or continuation of Eurodollar Loans to be made, converted or continued during any
Benchmark Unavailability Period and, failing that, the Borrower will be deemed to have converted any such request into a request
for a Borrowing of or conversion to ABR Loans. During any Benchmark Unavailability Period or at any time that a tenor for the
then-current Benchmark is not an Available Tenor, the component of ABR based upon the then-current Benchmark or such tenor for
such Benchmark, as applicable, will not be used in any determination of ABR.

 

1.5         
Amendment to Section 2.18(b) of the Credit Agreement. Section 2.18(b) of the Credit Agreement (Payments Generally; Allocation
of Proceeds; Pro Rata Treatment; Sharing of Set-offs) shall be amended by amending and restating clause (ii) thereof in its
entirety as follows:

 

(ii)
after an Event of Default has occurred and is continuing and the Administrative Agent so elects or the Required Lenders so direct, shall
be applied ratably first, to pay any fees, indemnities, or expense reimbursements then due to the Administrative Agent and the
Issuing Bank from the Borrower (other than in connection with Banking Services Obligations or Swap Agreement Obligations), second,
to pay any fees, indemnities, or expense reimbursements then due to the Lenders from the Borrower (other than in connection with Banking
Services Obligations or Swap Agreement Obligations), ratably, third, to pay interest then due and payable on the Loans ratably,
fourth, to prepay principal on the Loans and unreimbursed LC Disbursements and to pay any amounts owing in respect of Swap Agreement
Obligations and Banking Services Obligations up to and including the amount most recently provided to the Administrative Agent pursuant
to Section 2.23, ratably, fifth, to pay an amount to the Administrative Agent equal to one hundred five percent (105%)
of the aggregate LC Exposure, to be held as cash collateral for such Obligations, and sixth, to the payment of any other Secured
Obligation due to the Administrative Agent or any Lender from the Borrower or any other Loan Party, ratably.

    - 12 - 

     

    

1.6
          Amendment to Section 2.23 of the Credit Agreement. Section
2.23 of the Credit Agreement (Bank Services and Swap Agreements) shall be amended and restated in its entirety as follows:

 

Each
Lender or Affiliate thereof providing Banking Services for, or having Swap Agreements with, any Loan Party or any Subsidiary shall
deliver to the Administrative Agent, promptly after entering into such Banking Services or Swap Agreements, written notice setting
forth the aggregate amount of all Banking Services Obligations and Swap Agreement Obligations of such Loan Party or Subsidiary
thereof to such Lender or Affiliate (whether matured or unmatured, absolute or contingent); it being understood that one such
notice with respect to a specified ISDA Master Agreement shall be sufficient to give notice of all transactions thereunder, without
the need for separate notices for each individual transaction thereunder. In furtherance of that requirement, each such Lender
or Affiliate thereof shall furnish the Administrative Agent, from time to time after a significant change therein or upon a request
therefor, a summary of the amounts due or to become due in respect of such Banking Services Obligations and Swap Agreement Obligations.
The most recent information provided to the Administrative Agent shall be used in determining which tier of the waterfall, contained
in Section 2.18(b), such Banking Services Obligations and/or Swap Agreement Obligations will be placed.

 

1.7
          Amendment to Section 3.11 of the Credit Agreement. Section
3.11 of the Credit Agreement (Disclosure) shall be amended by replacing references to “Effective Date” therein
with “First Amendment Effective Date”.

 

1.8          Amendment
to Section 5.01(a) of the Credit Agreement. Section 5.01(a) of the Credit Agreement (Financial Statements; and Other Information)
shall be amended and restated in its entirety as follows:

 

(a)
within 120 days after the end of each fiscal year of the Borrower (beginning with the fiscal year ended December 31, 2019)
and, solely in the case of the fiscal year ended December 31, 2020, within 180 days after such fiscal year, its audited consolidated
balance sheet and related statements of operations, stockholders’ equity and cash flows as of the end of and for such year,
setting forth in each case in comparative form the figures for the previous fiscal year (beginning with such reports delivered
with respect to the fiscal year ending December 31, 2020), all reported on by independent public accountants of recognized national
standing (without qualification, commentary or exception, and without any qualification or exception as to the scope of such audit
other than a qualification resulting solely from an upcoming maturity date for the Loans occurring within one year from the time
such opinion is delivered) to the effect that such consolidated financial statements present fairly in all material respects the
financial condition and results of operations of the Borrower and its consolidated Subsidiaries on a consolidated basis in accordance
with GAAP consistently applied.

 

1.9
          Amendment to Section 5.01 of the Credit Agreement. Section
5.01 of the Credit Agreement (Financial Statements; and Other Information) shall be amended to add the following new paragraph
immediately following paragraph (h) thereof:

 

Notwithstanding
the foregoing, the obligations in paragraphs (a) and (b) of this Section 5.01 may be satisfied with respect
to financial information of the Borrower and its Subsidiaries by furnishing (A) the applicable consolidated financial statements
of any direct or indirect Parent Entity of the Borrower that, directly or indirectly, holds all of the Equity Interests of the
Borrower or (B) the Borrower’s (or any direct or indirect Parent Entity thereof, as applicable) Form 10-K or 10-Q, as applicable,
filed with the SEC; provided that, with respect to each of clauses (A) and (B), (i) to the extent such information relates
to a Parent Entity of the Borrower, such information is accompanied by consolidating information that explains in reasonable detail
the differences between the information relating to the Borrower (or such parent), on the one hand, and the information relating
to the Borrower and its Subsidiaries on a standalone basis, on the other hand and (ii) to the extent such information is in lieu
of information required to be provided under Section 5.01(a), such materials are accompanied by a report and opinion by
independent public accountants of recognized national standing, which report and opinion, subject to the same requirements and
exceptions set forth under Section 5.01(a) above, shall be prepared in accordance with GAAP consistently applied.

    - 13 - 

     

    

1.10       
Amendment to Section 5.14 of the Credit Agreement. Section 5.14 of the Credit Agreement (Depositary Banks) shall
be deleted in its entirety.

 

1.11       
Amendment to Section 6.05 of the Credit Agreement. Section 6.05 of the Credit Agreement (Swap Agreements) shall be amended
and restated in its entirety as follows:

 

The
Borrower will not, and will not permit any of its Subsidiaries to, enter into any Swap Agreement, except for non-speculative purposes.

 

1.12       
Amendment to Section 6.06(a) of the Credit Agreement. Section 6.06(a) of the Credit Agreement (Restricted Payments)
shall be amended:

 

		i.	to
                                         amend and restate clause (vi) thereof in its entirety as follows:

 

(vi)
the Borrower may make Restricted Payments to purchase the Borrower’s or any Parent Entity’s preferred stock, common
stock, restricted stock or common stock options from present or former consultants, directors, managers, officers or employees
of the Borrower or any Parent Entity, or their estates, descendants, family, spouses or former spouses, upon the death, disability
or termination of employment of such consultant, director, manager, officer or employee or pursuant to any employee, management,
director or manager equity plan, employee, management, director or manager stock option plan or any other employee, management,
director or manager benefit plan or any agreement (including any stock subscription or shareholder agreement) with any employee,
director, manager, officer or consultant of the Borrower or any Parent Entity (including, for the avoidance of doubt, Restricted
Payments to pay principal or interest on promissory notes that were issued to any future, present or former employee, officer,
director, manager or consultant (or any spouses, former spouses, successors, executors, administrators, heirs, legatees or distributes
of any of the foregoing) of the Borrower or any Parent Entity in lieu of cash payments for the repurchase, retirement or other
acquisition or retirement for value of such Equity Interests or equity-based awards held by such Persons); provided that
the aggregate amount of cash payments under this clause (vi) subsequent to the Effective Date (net of proceeds received by the
Borrower subsequent to the Effective Date in connection with resales of any stock or common stock options so purchased) shall
not exceed $2,000,000 per fiscal year, less the amount of Indebtedness permitted under Section 6.01(p) (with unused amounts
in any fiscal year being carried over to the next succeeding fiscal year subject to a maximum of $3,000,000 in any fiscal year);

    - 14 - 

     

    

		ii.	to
                                         amend and restate clause (viii) thereof in its entirety as follows:

 

(viii)
                                         the Borrower may make repurchases of Equity Interests of the Borrower or any Parent Entity
                                         to the extent financed with the aggregate amount of Net Proceeds received by the Borrower
                                         from cash contributions made to the Borrower in exchange for (or for the issuance of)
                                         Qualified Equity Interests in the Borrower or any Parent Entity; provided that
                                         such Net Proceeds are not otherwise utilized to increase any basket or used for any other
                                         purposes hereunder and used to make such Restricted Payment within 120 days after the
                                         date of receipt;

 

		iii.	to
                                         amend and restate clause (ix) thereof in its entirety as follows:

 

(ix)
the Borrower may make Tax Distributions (A) in accordance with Section 7.1(b) of the Amended and Restated Operating Agreement
of the Borrower (as amended as of the Effective Date) and (B) following an Initial Public Offering, in an amount not to exceed,
in the aggregate, the Tax Amount;

 

		iv.	to
                                         add the following new clauses (x), (xi) and (xii) immediately after clause (ix) thereof:

 

(x)
Restricted Payments may be made to pay, or to allow any parent company or Relevant Public Company to pay, dividends and make distributions
to, or repurchase or redeem shares from, its equity holders in an amount per annum no greater than 6.0% of the Market Capitalization
of the Relevant Public Company;

 

(xi)
Restricted Payments may be made in respect of (i) general corporate operating and overhead, legal, accounting and other reasonable
professional fees and expenses of any Parent Entity, (ii) reasonable fees and expenses related to any public offering or
private placement of Equity Interests or Indebtedness of any Parent Entity whether or not consummated, and (iii) customary salary,
bonus, severance and other benefits payable to, and indemnities provided on behalf of, officers, directors, employees and consultants
of any Parent Entity, in each case in order to permit any Parent Entity to make such payments; and

 

(xii)         following
an Initial Public Offering, the Borrower may make Restricted Payments of amounts needed to make early termination payments (or
similar payments) as provided for in any tax receivable agreements to which Borrower or an Affiliate is a party only to the extent
that after giving pro forma effect to such Restricted Payment, or portion thereof, Liquidity (after giving effect to such Restricted
Payments) shall be no less than $50,000,000.

 

1.13       
Amendment to Section 6.09 of the Credit Agreement. Section 6.09 of the Credit Agreement (Amendment to Subordinated Indebtedness;
Material Documents; Fiscal Year) shall be amended by amending and restating the second sentence therein in its entirety as
follows:

 

The
Borrower will not, nor will it permit any Subsidiary to, amend or modify its certificate or articles of incorporation or organization
and bylaws or other organizational or governing documents to the extent such amendment or modification would reasonably be expected
to have a Material Adverse Effect.

    - 15 - 

     

    

1.14       
Amendment to Section 8.06 of the Credit Agreement. Section 8.06 of the Credit Agreement (Acknowledgment of Lenders and
Issuing Banks) shall be amended by adding the following new clause (c) immediately after clause (b) thereof:

 

(c)
(i) Each Lender hereby agrees that (x) if the Administrative Agent notifies such Lender, or any Person who has received funds
on behalf of a Lender (any such Lender or other recipient, a “Payment Recipient”) that the Administrative
Agent has determined in its sole discretion (whether or not after receipt of any notice under immediately succeeding clause (ii))
that any funds received by such Payment Recipient from the Administrative Agent or any of its Affiliates (whether as a payment,
prepayment or repayment of principal, interest, fees or otherwise; individually and collectively, a “Payment”)
were erroneously transmitted to, or otherwise erroneously or mistakenly received by, such Payment Recipient (whether or not known
to such Lender or other Payment Recipient on its behalf), and demands the return of such Payment (or a portion thereof), such
Lender shall promptly, but in no event later than one Business Day thereafter, return to the Administrative Agent the amount of
any such Payment (or portion thereof) as to which such a demand was made in same day funds, together with interest thereon in
respect of each day from and including the date such Payment (or portion thereof) was received by such Lender to the date such
amount is repaid to the Administrative Agent at the greater of the NYFRB Rate and a rate determined by the Administrative Agent
in accordance with banking industry rules on interbank compensation from time to time in effect, and (y) to the extent permitted
by applicable law, such Lender shall not assert, and hereby waives, as to the Administrative Agent, any claim, counterclaim, defense
or right of set-off or recoupment with respect to any demand, claim or counterclaim by the Administrative Agent for the return
of any Payments received, including without limitation any defense based on “discharge for value” or any similar doctrine.
A notice of the Administrative Agent to any Lender under this Section 8.06(c) shall be conclusive, absent manifest error.

 

(ii)
Each Payment Recipient hereby further agrees that if it receives a Payment (whether received as a payment, prepayment or repayment
of principal, interest, fees, distribution or otherwise) from the Administrative Agent or any of its Affiliates (x) that is in
a different amount than, or on a different date from, that specified in a notice of payment, prepayment or repayment sent by the
Administrative Agent (or any of its Affiliates) with respect to such Payment (a “Payment Notice”), (y)
that was not preceded or accompanied by a Payment Notice, or (z) that such Payment Recipient otherwise becomes aware was transmitted,
or received, in error or by mistake (in whole or in part), in each such case: it shall be on notice that an error has been made
with respect to such Payment. Each Lender agrees that, in each such case, or if it otherwise becomes aware a Payment (or portion
thereof) may have been sent in error, such Lender shall promptly notify the Administrative Agent of such occurrence and, upon
demand from the Administrative Agent, it shall promptly, but in no event later than one Business Day thereafter, return to the
Administrative Agent the amount of any such Payment (or portion thereof) as to which such a demand was made in same day funds,
together with interest thereon in respect of each day from and including the date such Payment (or portion thereof) was received
by such Lender to the date such amount is repaid to the Administrative Agent at the greater of the NYFRB Rate and a rate determined
by the Administrative Agent in accordance with banking industry rules on interbank compensation from time to time in effect.

 

(iii)
The Borrower and each other Loan Party hereby agrees that (x) in the event an erroneous Payment (or portion thereof) are not recovered
from any Lender that has received such Payment (or portion thereof) for any reason, the Administrative Agent shall be subrogated
to all the rights of such Lender with respect to such amount and (y) an erroneous Payment shall not pay, prepay, repay, discharge
or otherwise satisfy any Obligations owed by the Borrower or any other Loan Party, except in each case, to the extent such Payment
is, and solely with respect to the amount of such Payment that is, comprised of funds received by the Administrative Agent from
the Borrower or any other Loan Party for the purpose of making such Payment.

    - 16 - 

     

    

(iv)
Each party’s obligations under this Section 8.06(c) shall survive the resignation or replacement of the Administrative
Agent or any transfer of rights or obligations by, or the replacement of, a Lender, the termination of the Commitments or the
repayment, satisfaction or discharge of all Obligations under any Loan Document.

1.15
        Amendment to Section 9.01(a) of the Credit Agreement. Section 9.01(a) of
the Credit Agreement (Notices) shall be amended by amending and restating clause (ii) thereof in its entirety as follows:

 

		(ii)	with
                                         a copy to:

 

Paul,
Weiss, Rifkind, Wharton & Garrison LLP

1285
Avenue of the Americas

New
York, NY 10019

Attention:
Brad J. Finkelstein

Telephone
No.: (212) 373-3074

E-mail:
bfinkelstein@paulweiss.com

 

1.16       
Amendment to Section 9.02(b) of the Credit Agreement. Section 9.02(b) of the Credit Agreement (Waivers; Amendments) shall
be amended by amending and restating clause (viii) thereof in its entirely as follows:

 

(viii)
amend, modify or waive a provision under this Agreement (including, without limitation, Section 2.18(b)) or any other Loan
Document so as to directly alter the ratable treatment of Obligations arising under the Loan Documents in connection with Obligations
arising under Swap Agreements or the definition of “Secured Obligations”, “Secured Parties”, “Swap
Agreement” or “Swap Agreement Obligations” (as defined in this Agreement or any applicable Credit Document),
in each case in a manner adverse to any party to whom Swap Agreement Obligations are owed without the written consent thereof;

 

1.17        
Amendment to Section 9.03(b) of the Credit Agreement. Section 9.03(b) of the Credit Agreement (Expenses; Indemnity;
Damage Waiver) shall be amended by amending and restating the proviso thereof in its entirety as follows:

 

provided
that such indemnity shall not, as to any Indemnitee, be available to the extent that such losses, claims, damages, penalties,
liabilities or related expenses are determined by a court of competent jurisdiction by final and nonappealable judgment to have
resulted from the gross negligence, or willful misconduct of such Indemnitee or material breach of such Indemnitee’s obligations
hereunder or under any other Loan Document

    - 17 - 

     

    

1.18       
Amendment to Section 9.06 of the Credit Agreement. Section 9.06 of the Credit Agreement (Counterparts; Integration;
Effectiveness; Electronic Execution) shall be amended by amending and restating clause (b) thereof in its entirety as follows:

 

(b)           Delivery
of an executed counterpart of a signature page of (x) this Agreement, (y) any other Loan Document and/or (z) any document, amendment,
approval, consent, information, notice (including, for the avoidance of doubt, any notice delivered pursuant to Section 9.01),
certificate, request, statement, disclosure or authorization related to this Agreement, any other Loan Document and/or the transactions
contemplated hereby and/or thereby (each an “Ancillary Document”) that is an Electronic Signature transmitted
by telecopy, emailed pdf. or any other electronic means that reproduces an image of an actual executed signature page shall be
effective as delivery of a manually executed counterpart of this Agreement, such other Loan Document or such Ancillary Document,
as applicable. The words “execution,” “signed,” “signature,” “delivery,” and words
of like import in or relating to this Agreement, any other Loan Document and/or any Ancillary Document shall be deemed to include
Electronic Signatures, deliveries or the keeping of records in any electronic form (including deliveries by telecopy, emailed
pdf. or any other electronic means that reproduces an image of an actual executed signature page), each of which shall be of the
same legal effect, validity or enforceability as a manually executed signature, physical delivery thereof or the use of a paper-based
recordkeeping system, as the case may be; provided that nothing herein shall require the Administrative Agent to accept
Electronic Signatures in any form or format without its prior written consent and pursuant to procedures approved by it; provided,
further, without limiting the foregoing, (i) to the extent the Administrative Agent has agreed to accept any Electronic
Signature, the Administrative Agent and each of the Lenders shall be entitled to rely on such Electronic Signature purportedly
given by or on behalf of any Borrower or any other Loan Party without further verification thereof and without any obligation
to review the appearance or form of any such Electronic Signature and (ii) upon the request of the Administrative Agent or any
Lender, any Electronic Signature shall be promptly followed by a manually executed counterpart. Without limiting the generality
of the foregoing, each Borrower and each Loan Party hereby (A) agrees that, for all purposes, including without limitation, in
connection with any workout, restructuring, enforcement of remedies, bankruptcy proceedings or litigation among the Administrative
Agent, the Lenders, the Borrower and the Loan Parties, Electronic Signatures transmitted by telecopy, emailed pdf. or any other
electronic means that reproduces an image of an actual executed signature page and/or any electronic images of this Agreement,
any other Loan Document and/or any Ancillary Document shall have the same legal effect, validity and enforceability as any paper
original, (B) the Administrative Agent and each of the Lenders may, at its option, create one or more copies of this Agreement,
any other Loan Document and/or any Ancillary Document in the form of an imaged electronic record in any format, which shall be
deemed created in the ordinary course of such Person’s business, and destroy the original paper document (and all such electronic
records shall be considered an original for all purposes and shall have the same legal effect, validity and enforceability as
a paper record), (C) waives any argument, defense or right to contest the legal effect, validity or enforceability of this Agreement,
any other Loan Document and/or any Ancillary Document based solely on the lack of paper original copies of this Agreement, such
other Loan Document and/or such Ancillary Document, respectively, including with respect to any signature pages thereto and (D)
waives any claim against any Lender-Related Person for any Liabilities arising solely from the Administrative Agent’s and/or
any Lender’s reliance on or use of Electronic Signatures and/or transmissions by telecopy, emailed pdf. or any other electronic
means that reproduces an image of an actual executed signature page, including any Liabilities arising as a result of the failure
of any Borrower and/or any Loan Party to use any available security measures in connection with the execution, delivery or transmission
of any Electronic Signature.

 

1.19       
Amendment
to Article IX of the Credit Agreement. Article IX of the Credit Agreement (Miscellaneous) shall be amended by adding
the following new Section 9.21 (Acknowledgement Regarding Any Supported QFCs) immediately following Section 9.20 thereof:

    - 18 - 

     

    

SECTION
9.21       
     Acknowledgement
Regarding Any Supported QFCs.

 

(a)           To
                                         the extent that the Loan Documents provide support, through a guarantee or otherwise,
                                         for Swap Agreements or any other agreement or instrument that is a QFC (such support
                                         “QFC Credit Support” and each such QFC a “Supported
                                         QFC”), the parties acknowledge and agree as follows with respect to the
                                         resolution power of the Federal Deposit Insurance Corporation under the Federal Deposit
                                         Insurance Act and Title II of the Dodd-Frank Wall Street Reform and Consumer Protection
                                         Act (together with the regulations promulgated thereunder, the “U.S. Special
                                         Resolution Regimes”) in respect of such Supported QFC and QFC Credit Support
                                         (with the provisions below applicable notwithstanding that the Loan Documents and any
                                         Supported QFC may in fact be stated to be governed by the laws of the State of New York
                                         and/or of the United States or any other state of the United States).

 

(b)           In
the event a Covered Entity that is party to a Supported QFC (each, a “Covered Party”) becomes subject
to a proceeding under a U.S. Special Resolution Regime, the transfer of such Supported QFC and the benefit of such QFC Credit
Support (and any interest and obligation in or under such Supported QFC and such QFC Credit Support, and any rights in property
securing such Supported QFC or such QFC Credit Support) from such Covered Party will be effective to the same extent as the transfer
would be effective under the U.S. Special Resolution Regime if the Supported QFC and such QFC Credit Support (and any such interest,
obligation and rights in property) were governed by the laws of the United States or a state of the United States. In the event
a Covered Party or a BHC Act Affiliate of a Covered Party becomes subject to a proceeding under a U.S. Special Resolution Regime,
Default Rights under the Loan Documents that might otherwise apply to such Supported QFC or any QFC Credit Support that may be
exercised against such Covered Party are permitted to be exercised to no greater extent than such Default Rights could be exercised
under the U.S. Special Resolution Regime if the Supported QFC and the Loan Documents were governed by the laws of the United States
or a state of the United States. Without limitation of the foregoing, it is understood and agreed that rights and remedies of
the parties with respect to a Defaulting Lender shall in no event affect the rights of any Covered Party with respect to a Supported
QFC or any QFC Credit Support.

 

1.20       
Amendment to Schedule 2.01. After giving effect to the increase in Commitments hereunder, the Commitment of each Lender
shall be as set forth on Schedule 2 hereto (and such Schedule 2 shall supersede Schedule 2.01 of the Credit Agreement
that is in effect immediately prior to this Amendment.

 

SECTION
2. Conditions. This Amendment shall become effective as of the date hereof (the “First Amendment Effective
Date”) upon receipt by the Administrative Agent of each of the following, in each case in form and substance satisfactory
to the Administrative Agent:

 

(a)           duly
executed counterparts to this Amendment from the Borrower, each other Loan Party and the Required Lenders;

 

(b)          
a certificate, signed by a Responsible Officer of the Borrower, stating that (i) no Event of Default has occurred and is continuing,
or would result immediately after giving effect to this Amendment, and (ii) the representations and warranties contained in Article
III of the Credit Agreement and Section 4 below are true and correct in all material respects as of the First Amendment
Effective Date (or in all respects as of such date if such representation and warranty is qualified by Material Adverse Effect
or other materiality qualifier) (including with respect to solvency as of the First Amendment Effective Date);

    - 19 - 

     

    

(c)          
a customary written opinion (addressed to the Administrative Agent and the Lenders and dated the First Amendment Effective Date)
of Paul, Weiss, Rifkind, Wharton & Garrison LLP, counsel for the Loan Parties, and covering such matters relating to the Loan
Parties and this Amendment, as the Administrative Agent shall reasonably request; and

 

(d)          
payment from the Borrower of all fees due and payable as of the First Amendment Effective Date and all expenses required to be
reimbursed by the Borrower for which invoices have been presented to the Borrower (including the reasonable fees and expenses
of legal counsel), each case on or before the First Amendment Effective Date.

 

SECTION
3. Commitment Increase. Effective as of the First Amendment Effective Date:

 

(a)          
                                         The Borrower and each Increase Loan Lender hereby agree that, subject to the satisfaction
                                         (or waiver by the Required Lenders) of the conditions in Section 2 hereof, on
                                         the First Amendment Effective Date, the Commitment Increase of each Increase Loan Lender
                                         shall become effective and the Commitments shall be deemed increased by the amount of
                                         the Commitment Increase of each Increase Loan Lender in the amounts set forth on Schedule
                                         1 hereto. The Commitment Increase shall be Commitments for all purposes under the
                                         Credit Agreement and each of the other Loan Documents and shall have terms identical
                                         to the Commitments outstanding under the Credit Agreement immediately prior to the date
                                         hereof (but giving effect to any amendments hereunder).

 

(b)          
Each Increase Loan Lender acknowledges and agrees that upon the First Amendment Effective Date, such Increase Loan Lender shall
be a “Lender” under, and for all purposes of, the Credit Agreement and the other Loan Documents, and shall be subject
to and bound by the terms thereof, and shall perform all the obligations of and shall have all rights of a Lender thereunder.

 

SECTION
4. Representations and Warranties. Each of the Borrower and the other Loan Parties hereby represents and warrants as of
the First Amendment Effective Date to the Administrative Agent and the Required Lenders that this Amendment has been duly executed
and delivered by each Loan Party party hereto constitutes a legal, valid and binding obligation of such Loan Party, enforceable
in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting
creditors’ rights generally and subject to general principles of equity, regardless of whether considered in a proceeding
in equity or at law.

 

SECTION
5. Ratification. Each of the Borrower and the other Loan Parties hereby (a) ratifies and reaffirms all of its payment and
performance obligations, contingent or otherwise, and each grant of security interests and liens in favor of the Administrative
Agent or the Lenders, as the case may be, under each Loan Document, (b) agrees that such ratification and reaffirmation is not
a condition to the continued effectiveness of the Loan Documents, and (c) agrees that neither such ratification and reaffirmation,
nor the Administrative Agent’s nor any Lender’s solicitation of such ratification and reaffirmation, constitutes a
course of dealing giving rise to any obligation or condition requiring a similar or any other ratification or reaffirmation from
each party to the Credit Agreement or other Loan Documents with respect to any subsequent modifications, consent or waiver with
respect to the Credit Agreement or other Loan Documents. Each of the Borrower and the other Loan Parties acknowledges and agrees
that any of the Loan Documents to which it is a party or otherwise bound shall continue in full force and effect and that all
of its obligations thereunder shall be valid and enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency,
reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of equity,
regardless of whether considered in a proceeding in equity or at law and shall not be impaired or limited by the execution or
effectiveness of this Amendment. The Credit Agreement and each other Loan Document is in all respects hereby ratified and confirmed.
This Amendment shall constitute a “Loan Document” for purposes of the Credit Agreement.

    - 20 - 

     

    

SECTION
6. Miscellaneous.

 

6.1          Effect.

 

(a)          
Upon the effectiveness of this Amendment, each reference in each Loan Document to “this Agreement,” “hereunder,”
 “hereof” or words of like import shall mean and be a reference to such Loan Document as modified hereby and each reference
in the other Loan Documents to the Credit Agreement, “thereunder,” “thereof,” or words of like import
shall mean and be a reference to the Credit Agreement as modified hereby. This Amendment constitutes a Loan Document and any breach
of any representation or warranty made herein or covenant or agreement contained herein will constitute an Event of Default under
the Credit Agreement (subject to any applicable grace periods, materiality qualifications or other qualifications set forth in
the Credit Agreement).

 

(b)          
Except as specifically set forth in this Amendment, the execution, delivery and effectiveness of this Amendment shall not (i)
limit, impair, constitute an amendment, forbearance or waiver by, or otherwise affect any right, power or remedy of, Agent or
any Lender under the Credit Agreement or any other Loan Document or waive, affect or diminish any right of Agent to demand strict
compliance and performance therewith, (ii) constitute a waiver of, or forbearance with respect to, any Default or Event of Default,
whether known or unknown or (iii) alter, modify, amend or in any way affect any of the terms, conditions, obligations, covenants
or agreements contained in the Credit Agreement or in any of the other Loan Documents, all of which are ratified and affirmed
in all respects and shall continue in full force and effect.

 

6.2         
Severability. Any provision of this Amendment or any other Loan Document held to be invalid, illegal or unenforceable in
any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such invalidity, illegality or unenforceability
without affecting the validity, legality and enforceability of the remaining provisions thereof; and the invalidity of a particular
provision in a particular jurisdiction shall not invalidate such provision in any other jurisdiction.

 

6.3         
Counterparts. This Amendment may be executed in one or more counterparts, each of which shall constitute an original, but
all of which taken together shall be one and the same instrument. This Amendment may also be executed by facsimile or electronic
transmission and each facsimile or electronic transmission signature hereto shall be deemed for all purposes to be an original
signatory page.

 

6.4         
Governing Law. This Amendment and the other Loan Parties entered into in connection herewith (other than those containing
a contrary express choice of law provision) shall be governed by and construed in accordance with the internal laws of the State
of New York, but giving effect to federal laws applicable to national banks.

 

6.5
          Headings. Article and Section headings used herein are for
convenience of reference only, are not part of this Amendment and shall not affect the construction of, or be taken into consideration
in interpreting, this Amendment.

 

6.6         
Reimbursement of Agent’s Expenses. Without limiting any of the Administrative Agent’s rights, or any of Borrower’s
or other Loan Party’s obligations, under Section 9.03 of the Credit Agreement, the Loan Parties agrees to reimburse the
Administrative Agent for all reasonable and documented out of pocket expenses incurred by the Administrative Agent and its Affiliates
in connection with entering into this Amendment and the other Loan Documents entered into in connection herewith.

    - 21 - 

     

    

6.7         
Entire Agreement. This Amendment contains the final and complete integration of all prior expressions by the parties hereto
with respect to the subject matter hereof and shall constitute the entire agreement among the parties hereto with respect to the
subject matter hereof superseding all prior oral or written understandings or agreements.

 

[Signature
Pages Follow]

    - 22 - 

     

    

IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their respective authorized
officers as of the day and year first above written.

 

	 	ALCLEAR
    HOLDINGS, LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

	 	ALCLEAR,
    LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

	 	SECURE
    IDENTITY, LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

	 	NOQUE,
    LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

	 	ALCLEAR
    HEALTHCARE, LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

	 	ALCLEAR
    PC, LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

	 	ALCLARITY,
    LLC
	 	 	 
	 	By:	/s/
    Kenneth Cornick
	 	Name:	Kenneth
    Cornick
	 	Title:	President

 

[Signature
Page to Amendment No. 1 to Credit Agreement]

     

     

    

		JPMORGAN
    CHASE BANK, N.A., individually, and as Administrative Agent, Lead Arranger and a Lender

 

	 	By:	/s/
    Hormuz Kapadia
	 	Name:	Hormuz
    Kapadia
	 	Title:	Authorized
    Signatory

 

[Signature
Page to Amendment No. 1 to Credit Agreement]

     

     

    

		GOLDMAN
    SACHS LENDING PARTNERS LLC, as a Lender

 

	 	By:	/s/
    Kevin Raisch
	 	Name:	Kevin
    Raisch
	 	Title:	Authorized
    Signatory

 

[Signature
Page to Amendment No. 1 to Credit Agreement]

     

     

    

		WELLS
    FARGO BANK, NATIONAL ASSOCIATION, as a Lender

 

	 	By:	/s/
    Paul Ingersoll
	 	Name:	Paul
    Ingersoll
	 	Title:	Director

 

[Signature
Page to Amendment No. 1 to Credit Agreement]Exhibit 10.13

 

		 ;rz.fi _,i Sccurlf)' ' 'e.Yi' ¥ Adm1nis11· 1.lon IOTA NUMllllR-OTHER TltANSACTION AGREE MENT REOUISITION NUMBER 70T020209NTOIA00921192090IA079 I lSSlJf,O TO]ISSUED BY Nu.int; &. Addr s!-.;Ak:lear. LLCNunu; & Addrc!is: 65 b.lSl 55•h Street, 17''1 l'loor·fr;l11$f >ol'lation Sccu1·ity Atl111iu• tr;1tlon Nt>w York, NY L002270 I S 12"' Str<-.:1 t:.IN:7.7· 1733•t25/\rlingl on, V/\ 20598 DIJNS:962·10948:1En1ai1: (ik1r ia.Uria( t$.1.d h:o...1nil I .l)C;tliorl of Eo1i1y. N YC (HadquarlCr.s) --· l'mgrdm 1'SA PRE./® Al'l'LICATION E::XPA:llSIO:'>i l'criod of Per fclnn11rtc1:: 0 1 20 2020 100 I 19 2030 (01\P, lhfee. }'l'!ilr b;,\$e-r1eriOll, lwO, lw<i -re r optiOI! l't:I iolh, t'l d lhn•t'> UllC' }'t'il.f OpllOll . PSC R499 I FISCAL DATA A<: ounting I.inc: Obligated : lPURPOSE Th\.: purpOf>C of this .AgtC\:lllCnt is to i;; tablisli the tusks uc•:t>s ury tn <l·vclt)p, d<:lhrcr. n{l d deploy hio1nctrit· vc11ing apphca1ic1n ;cnpnhilili cs 10 cx.p;nld' th.p11l1tic '!=. cnrolllnenl oppor111ni1jes {Or 'J'SA Prc/Q.(1 ;\pplicntion Pros,t'ittn 11 n:ttuircd under the TS.I\ Moderoizmio111\ct of201&. Section t•>37(d). 11.R. 302. j AU'rHORIZl•:DSICNAl'URf,;.<;-1d1tL\ u(;z,-<1 t/..U;.,01-011-2020 ... --·Date ·--i-th:i11 n1's Sign<l1ure Oah: 1g OfTtccr's Signiiturc yC·\.D. 1J-TYrEO NAME ANO TITLETYf'EO NAME AND TITLf ···. --····--· 

 

     

     

    

		ARTICLE I -PARTIES This Other Transaction Agreement (hereinafter referred to as "Agreement" or "OTA"} is entered into between the United States of America (hereinafter referred to as the ''Government'') Transportation Security Administration (hereinafter referred to as "TSA") and Alclcar, LLC. The TSA and Alclear, LLC agree to cooperate in good faith and to perform their respective obl igations using their cooperative good faith efforts i n executing the purpose of this Agreement. ARTICLE II -AUTHORITY TSA and Alclear, LLC enter into this Agreement under the authority of the Aviation and Transportation Security Act, Pub. L. 107-71, 115 Stat. 597,specifically 49 U.S.C. l 14(m), and l 06(1) and (m), which authorizes agreements and other transactions on such terms and conditions as the Administrato r determines necessary. ARTICLE Ill -SCOPE The purpose of this Agreement is to establish the tasks necessary to develop, del iver, and deploy biometric vetting application capabi lities to expand the public 's enrollment opportun ities for TSA Pre./® Application Program as required under the TSA Modern ization Act of 2018, Section 1937(d), H.R. 302. This includes the ability to offer convenient and accessible enrollment options, reliably perfonn identity validation and verification as well as vet the applicant by means of the applicant's biometric data by conducting a criminal history records check through the Federa l Bureau of Investigation (FBI}. At a minimum , Alclear, LLC must del iver the following: l. the ability to offer start-to-finish on line or mobile enrollment capability; reliably perfonn identity validation and verification at standards comparable to NIST 800-63A as indicated in the Statement of Work; protect privacy and data security including any persona ll y identifiab l e information in a manner consistent with section 552a of the Privacy Act of 1974 (5 U.S.C. 552) and vet the applicant by mean s of the applicant's biometric data by conduct ing a criminal history records check through the FBJ. To accomplish these general requirements, Alclear, LLC must meet the specific requirements found in the following attachments: Attachment #01 -Statemen t of Work (SOW) Attachment #02 -TSA Pre./ ® Expansion Requirements Matrix Attachment #03 -Site Survey Attachment #04 -Enroll ment Locations Attachment #05 -Fee Coll ecti on Requirements 

 

     

     

    

		Attachment #06 -TSA Pre../ ® Licens i ng Agreement Attachment #07 -TSA Pre../ ® Creative Toolkit Attachment #08 -Privacy Act and Paperwork Reduction Statement Attachment #09 -Name Entry Policy Attachment# 10 -Required Enrollment Documentation Attachment # 1 l -TSA MD 3700.4, FINAL, 08 1209v.4 Attachment # 12-TSA MD 1400.3, FINAL, 140408 Attachment # 13-TSA-MD-2800-71 Attachment # 14 - l I 042. l Safeguarding Sensitive Bui Unclass ified (For Official Use Only) Information Attachment # 15 -4300A Sensitive Systems Policy Attachment# 16 -43008.000 OHS National Security Systems Policy Cover page Attachment# 17 -4300B.OOO_Table of Contents Attachment# 18 -43008. l 00 -National Security Systems Policy Attachment #19-4300B .101 - Risk Management Framework Attachment #20 -43008. 102 -National Security Systems Security Control Guidance Attachment #2 1 -43008 .103-l - System Securi ty Plans FINAL Attachment #22 -4300B. 103.2 - Risk Assessment Repo11s Attachment #23 -43008. l03-3 - Security Assessment Reports Attachment #24-4300B .103-4 - Plans of Action and Milestones Attachment #25 -43008. 106 - User Minimum Requirements Attachment #26 -43008. l 07 - Decommi ssion ing Strategy Attachment #27 -4300B .108-I - NSS References Attachment #28 -43008. 108.2 - NSS Po licy Change Request Attachment #29 -43008.200 COMSEC Attachment #30 -TSA Prev'® Expansion -Volume 3 Element Matrix Attachment #3 1 -Outsourcing Rap8ack Guide Attachment #32 -Outsourcing Agreement_ V l .O ARTICLE IV - RESPONSIBILITIES The parties agree to cooperate, act in good faith, and to meet their respect ive obligations in furtherance of the purposes of this OTA and TSA Prev'® Application Expansion Statement of Work (SOW) and SOW Attachments and other relevant documents, which are incorporated by reference by this article. ARTICLE V-EFFECTIVE DATE AND TERM The effective date of this Agreement is the date on wh ich it is signed by the TSA or Alclear, LLC, wh i chever is later. This agreement will conti nue in effect for a three (3)-year base period, with two (2), two-year options and three (3), one-year options for a potential total period of 

 

     

     

    

		performance of Ten Years (10) from the effective date, unless earlier term i nated by the parties as provided herein . A lclcar, LLC agrees to meet the following timcl incs : No later than 90 days from OTA award, the Entity must be ready to begin integration/interface testing with TSA and TSA-required systems (to include TSA and pay.gov testing) as referenced in SOW Section 4.7. 1 No later than 270 days from OTA award, the Entity must achieve Authority to Operate (ATO) from TSA as referenced in SOW Section 4.7.I. *No later than 270 days from OTA award, the Entity must achieve approval to begin enrolling applicants (i.e., launch operations) from TSA. In order to receive approval to launch operations, the Entity must provide evidence that all operations and technology are established and meeting the requirements described in SOW Section 4.7. ARTICL E V.1-EFFECTIVE DATE ANO TERM OPTIONS The Government wi ll provide the Entity a written notice of exercise of an option at least 30 days before the OTA expires. lfthe Government extends, then the extended OTA shall be considered to include all extension periods. The total duration of this OTA, includ i ng the exercise of any options under this tenn, shall not exceed 120 months. ARTICLE VI -ACCEPTANCE AND TESTING A lclcar, LLC will perform in accordance to the Statement of Work (SOW), SOW attachments, and related attachments. ARTICLE VII - FUNDING AND LIMITATIONS The Entity shall collect and remit fee payment to TSA, pursuant to 6 U.S.C. 469, for each application that it submits. The Entity shall remit fees to TSA in form and manner consistent with SOW Attachment #05 - Fee Collection Requirements, describing requi rements for the collection of government funds. ARTICLE VIU -BILLING PROCEDURE AN D PAYMENT This Agreement docs not involve any payments from the Government to Alclcar, LLC -rather, the Entity shall remi t the specified fees amounts to TSA in accordance with Articl e VII of this agreement, as paym ent for TSA to complete process ing of each subm itted appl ication . A lclear, LLC is also required to provide a fee to the FBI for conducting a criminal history records check. 

 

     

     

    

		No appropriated or other Government funding wi ll be obligated under th i s Agreement. A lclear, LLC agrees to provide these enrollment capabilities, throughout the life of this agreement , at no cost to the government. Beyond the TSA and FBI fees, Alclear, LLC is encouraged to establish novel business models and pricing mechani sms to recover the costs of its efforts and continue to expand enrollments. Add itionally, TSA docs not provide for any government reimbursement of any cost incurred in making necessary sn1dies or designs for the preparation of the systems or i ncurred in obtaining services or supplies. ARTICLE IX - AUDITS TSA shall have the right to examine or audit relevant financial records for each Alclear, LLC facil ity, whi le this Agreement, or any part thereof, rema ins in force and effect, and for a period of three years after expi ration or termination of the tenns of this Agreement. For each facility, A lclcar, LLC shall mainta in: proj ect records, technology maintenance records, and data associated with this TSA Pre./® Appl ication Expansion while this Agreement, or any pan thereof, remains in force and effect, and for a per i od or three years afler any resulting final termination settlement. Ifthis Agreement is completely or partially tenninated, the records relating to the work terminated shall be made avai lable for three years after any resulting final termination settlement. Records relating to appeals under the "Disputes" provision in Article XII regarding this Agreement shall be made avai lable unt il such appeals arc finally resolved. As used in this prov ision, "records" i ncludes books, documents and other data, rega rdless or type and regardless of whether such items are in written fonn, in the form of computer or other electronic data, or in any other form that relate to this TSA Pre,; ® Application Expansion for each facility. Alclear, LLC shall also main tain all records and other evidence sufficient to reflect fees collected from the public, and fees forward to TSA as payment for TSA vetting and program maintenance, in accordance with Attachment 4in the conduct ofTSA Pre./® Application Expansion. The Contracting Officer, Contracting Officer's Representative, or the authorized representat ives of these officers shall have the right to examine and audit those records at any time. This right of examination shall include inspection at all reasonable times at Alclear, LLC's offices directly responsi ble for managing the TSA Pre./® Application Expansion. The Comptroller General of the United States shall also have access to, and the right to examine, any records invo lving transactions related to this Agreemen t. This a1iicle shall not be construed to require Alclear, LLC, or its contractors or subcontractors who are associated with or engaged in activities relating to this OTA, to create or maintain any record that they do not maintain in the ordinary course of business pursuant to a prov ision of law, provided that those entities maintain records which conform to generally accepted account ing procedures. ARTICLE X - AUTHORIZED REPRESENTATIVES 

 

     

     

    

		TSA Contacts: G loria Uria, OTA Contracting Officer E-ma il :G loria.Uria@tsa.dhs.gov Telephone : 571-227-2429 Megan Kesler OTA Contract Specialist E-ma il: Megan .Kesler@tsa.dhs.gov Telephone: 571-227-2007 Pablo Landrau, COR E-mai l: Pablo.Landrau@L a.dhs .gov Telephone: 571-227-3140 Alclear, LLC Contacts (Please include telephone numbers and emai l addresses.) The COR is responsible for the techn ical adm in istration and liaison of this Agreement. The COR i s not authorized to change the scope of work, to make any comm itment or otherwise obl igate the TSA,or authorize any changes which affect the liability of the TSA. Alclear, LLC will infonn the Contracting Officer in the event that the COR takes any action which is interpreted by A lclear, LLC as a change in scope or liability to either pa1ty. ARTICLE XI - LIMITATIONS ON LIABILITY Subject to the provisions of Federal law, including the Federal Torts Claims Act, each party expressly agrees without exception or reservation that it shall be solely and exclusively l iable for the acts or omissions of its own agents and/or employees and that neither party looks to the other to save or hold it ha1mlcss for the consequences of any act or omission on the pa1t of one or more of its own agents or employees, subject to the same cond itions provided above. Alclear, LLC has the aftirmative duty to notify the TSA Contracting Officer in the event that Alclear, LLC believes that any act or om ission of a TSA agent or employee would increase A lclear, LLC costs and cause Alckar, LLC to seek compensation from TSA beyond TSA's liability as stated in Article IV (Responsibilities), or Article VI (Funding And Li mitations). Claims against either party for damages of any natu re whatsoever pursued under this Agreement shall be limited to direct damages not to exceed the aggregate outstan ding amount of funding obligated under this Agreement at the time the dispute arises.IfAlclear, LLC receives any communication which it interprets as instructions to change the work encompassed in this Agreement, or to incur costs not covered by fund ing obligated at that ti me, Alclear, LLC must not act on that communicat ion, and must contact the Contracting Officer verbally and in writing immediately. In no event, beyond the Entity's liabilities under the Protection of Information (Article XVIII), shall either party be liable to the other for consequential, punitive, specia l and incidental damages, clai ms for lost profi ts, or other indirect damages. 

 

     

     

    

		No third pa1iy shall assert any rights under this Agreement unless expressly provided herein. ARTICLE XII - DISPUTES Where possible, disputes shall be resolved by in forma l discussion between the Contracting Officer for TSA and an authorized representative of Alclear, LLC. All disputes arising under or related to this Agreement shall be resolved under this Article. Disputes, as used in this Agreement, mean a written demand or written assertion by one of the parties seeking, as a matter of right, the adjustment or interpretation of Agreement terms,or other relief arising under this Agreement.The dispute shall be made in writing and signed by a duly authorized representative of Alclear, LLC or the TSA Contracting Officer. At a minimum, a dispute under this Agreement shall i nclude a statement of facts, adequate supporting data, and a request for relief. In the event the parties are unable to resolve any disagreement through good faith negotiations, Alclear, LLC may submit the d ispute to the Deputy Assistant Administrator for Contracting and Procurement. Ifthe decision of the Deputy Assistant Administrator for Contracting and Procurement is unsatisfactory, the decision may be appealed to the TSA Assistant Administrator for Contracting and Procurement. The part ies agree that the TSA Assistant Administrator/Head of the Contracting Activity for Contracti ng and Procurement's decision shall be final and not subject to further jud icial or administrative review and shall be enforceable and binding upon the parties. ARTICLE XIII -TERM INATION In add ition to any other tenn ination rights provided by th is Agreement, either party may terminate th i s Agreement at an y time prior LO its expiration date, with or without cause, by giving the other party at least thirty (30) days' prior written notice of termination. Upon receipt ofa notice of tennination, the receiving party shall take immediate steps to stop the accrual of any additional obligations that might require payment. IfAlclear, LLC exercises its right to withdraw voluntarily from the project, Alclear, LLC agrees to reimburse the United States Government for all monies disbursed to it under this Agreement. ARTICLE XIV-SUSPENSION In add ition to any other termination rights provided by th is Agreement, the Government reserves the right to suspend work of the provider until the performance flaw is corrected and confirmed by the Government. This suspension will be at no cost to the Government. If performance issues continue to occur and are not corrected in a timely manner, the Government will proceed wi th the termination in accordance with Article XIII. ARTICLE XV - CHANGES AND/OR MODIFICATIONS Changes or modifications to this Agreement shall be in writing and signed by the TSA Contracting Officer and the authorized representative of Alclear, LLC. The modification shall 

 

     

     

    

		cite the subject provision to this Agreement and shall state the exact nature of the modif ication . No oral statement by any person shall be interpreted as modifying or otherwise affecting the terms of this Agreement. Reasonable administrative mod ifications such as changes in address changes, Key Personnel, name of the TSA Contracti ng Officer, etc. may be issued unilaterally by TSA. A ll changes or mod ification to this Agreement will be at no cost to the Government . The Contracting Officer may at any ti me, by wri llen order, unilaterall y direct changes within the general scope of this agreement in order to correct a security weakness, revise the schedule for specific activity, change operational parameters, adapt to new threats, or provide for more efficient operations,and shall mod ify the contract accord ingly. I f any such change cannot be accommod ated by the performer within the time allowed by the Contracting Officer, the Governmen t may suspend the performer's right to conduct any operations under this agreemen t, until the change can be implemented, for a fixed period, or permanen tly. A RTICLE XVI -NEW OR U PGRA DED TECH NOLOGIES, SOLUTIONS, AND PROVIDERS The Government encow·ages Alclear, LLC to continuously propose to TSA technological and process i mprovements to further enhance TSA Pre./® enrollments . To that end, the Government reserves the right to modify th is and other OTAs to incorporate these improvements, if in the best interest of the government . All changes or modification to th is Agreement will be at no cost to the Government . ARTICLE XVII - CONSTRUCTION OF THE AGREEMENT This Agreement is issued pursuant to the authority of the Aviation and Transportation Security Act, Pub. L. 107-71, 1 15 Stat. 597, specifically 49 O.S.C. l 14(m), and 106(1) and (m) and is not a procu rement contract, grant,cooperative agreement, or other financial assistance. I t is not i ntended to be, nor shall it be construed as a partnership, corporatio n, or other business organization. Both parties agree to provide their best efforts to achieve the objectives of this Agreement. The Agreement constitutes the entire a1:,JTeement behveen the parties with respect to the subject matter and supersedes all prior agreements, understandi ng, negotiations and discussions whether oral or written of the parties. Each pa11y acknowledges that there arc no exceptions taken or reserved under this Agreement . A RTICLE XVIII - PROTECTION OF IN FORMATION/EMPLOYEE ACCESS/SAFEGUARDING SENSITIVE INFORMATION Applicability. This article applies to Alclear, LLC, its subcontractors, and Entity employees (hereafter referred to collectively as "OTA Entity"). The OTA Entity shall insert the substance of th is article in all subcontracts. 

 

     

     

    

		Definitions Sensitive Information, as used in this a1ticle, means any information, the loss, misuse, disclosure,or unautho rized access to or modification of which could adversely affect the national or homeland security interest, or the conduct of Federa l programs, or the pr ivacy to which individuals are entitled under section 552a of title 5, United States Code (the Privacy Act), but which has not been specifically authori zed under criteria established by an Execut ive Order or an Act of Congress to be kept secret in the interest of nationa l defense, homeland security or foreign pol icy. This definition includes the following categories of infonn ation: )"Personally Identifiab l e Information (Pll)" means i nfonnat ion that can be used to distinguish or trace an individual's identity, such as name, social security num ber, or biometric records, either alone, or when combined with other personal or identifying information that is linked or linkable to a specific individual, such as date and place of birth, or mother's maiden name. The definition of PII is not anchored to any singl e category of infonnat ion or technology. Rather, it requires a case-by-case assessment of the specific risk that an individua l can be identified . In perfonning this assessment, it is important for an agency to recognize that non-personally identifiable information can become personally identifiable information whenever additional information is made publ icly avai lable-in any medium and from any source-that, combined with other available information, could be used to identify an individual. Pll is a subset of sensitive i nfonnat ion. Examples of Pll incl ude, but are not l imited to: name, date of birth, mailing address, telephone number, Social Security number (SSN), email address, zip code, account numbers, certificate/license numbers, vehicle identifiers including license plates, uniform resource locators (URLs), static Internet protocol addresses, biometr ic identifiers such as fingerprint, vo iceprint, iris scan, photograph ic facial images, or any other un ique identifying number or characteristi c,and any in fonnation where it is reasonably foreseeable that the info1mation will be linked with other information to identify the individual. Protected Critical Infrastructure Information (PCII) as set out in the Critical Infrastructure Information Act of2002 (Title II, Subtitle B, of the Homeland Security Act, Public Law 107-296, 196 Stat. 2 135), as amended, the implementing regulations thereto (Title 6. Code of Federa l Regulations, Part 29) as amended, the applicable PCll Procedures Manual,as amended , and any supplementary guidance officially communicated by an authorized official of the Department of Homeland Security (including the PCII Program Manager or his/her designee); Sensitive Security Information (SSI), as defined in Title 49. Code of Federal Regulations. Pait 1520,as amended, "Policies and Procedures of Safeguarding and Contro l of SSI," as amended, and any supplementary guidance officially commun icated by an authorized omcial or the Department of Homeland Security (including the Assistant Secretary for the Transportation Security Administration or his/her designee); Information designated as ''For Official Use Only," which is unclassified information ofa sensitive nature and the unauthorized disclosure of which could adversely impact a 

 

     

     

    

		person's privacy or wel fare, the conduct of Federa l programs, or other programs or operations essential to the national or homeland securit y interest; and Any information that is designated "sensitive" or subject to other controls, safe1:,'Uards or protections in accordance with subsequently adopted homeland security information handling procedures . "Sensitive lnfom1ation Incident" is an incident that includes the known, potential , or suspected exposure,loss of control, compromise, unauthorized disclosure, unauthorized acquisition, or unautl1orized access or attempted access of any Govenunent system, OTA Enti ty system, or sensitive infonnation. Sensitive Persona lly Identifiable lnfonnation (SPll)" is a subset of Pll, wh ich if lost, comprom ised or discl osed without authorization, could result in substantial harm, embarrassment , inconvenience, or unfairness lo an indiv idual. Some fonns of PII are sensitive as stand-alone elements. Examples of such PU include: Social Security numbers (SSN), driver's license or state identification number, Alien Registration Num bers (A-number), financia l account number, and biometr ic identifiers such as fingerprint, voiceprint, or iris scan. Add itiona l examples include any groupings of infonnation that contain an individua l 's name or other unique identifier plus one or more of the following elements: (I) (2) (3) (4) (5) (6) (7) Truncated SSN (such as last 4 digits) Date of birth (month, day, and ye.ar) Citizensh ip or immigration status Ethnic or religious affi liation Sexual orientation Criminal History Medical Information System authentication informa tion such as mother's maiden name,account passwords or persona l identification numbers (PIN) Other PII may be "sensitive" depending on its context,such as a l ist of empl oyees and their perfonnance ratings or an unlisted home address or phone number. In contrast,a business card or public telephone directory of agency employees contains Pil but is not sensitive. "Information Technology Resources" include, but are not l imited to,computer equ ipment, networking equipment,telecommunications equipment, cabl ing, network dri ves, computer drives, network software, computer software, software programs, intranet sites, and internet sites. PROTECTION OF INFORMATION The parties agree that they shall take appropriate measures to protec t proprie tary, pri vileged , or otherwise confidential infonnat i on that may come into their possession as a result of this Agreement. Records and Release of Information 

 

     

     

    

		Pursuant to 49 U.S .C. § I l4(r), Sensitive Securi ty lnfonnation and Nondisclosure of Security Activities, Sensitive Security Infonnation (SSI) is a category of sensitive but unclassified (SBU) infonnation that must be protected because it is information that, if publicly released, would be detrimental to the security of transportation. Under 49 Code of Federa l Regulations Part I520.5(a), the SSI Regulation also prov ides additional reasons for protecting information as SS! beyond the cond ition that the release of the information wou ld be detrimental to the security of transportation. SSI may not be disclosed except in accordance with the provisions or that rule. Title 49 of the Code of Federal Regulations, Part 1520 defines the scope, categorization, handling requirements and disposition of info1mation deemed SSI is the 49 C.F.R.Part 1520 (http://ecfr.gpoaccess.gov/) .All members assigned to work under th is Agreement are subj ect to the provisions of 49 CFR Part I520, Protection of Sensitive Security Information, and shall safeguard and handle any SSI in accordance with the pol icies and procedures outlined in 49 Part 1520, as well as the DHS and TSA policies and procedures for handling and safeguarding SSL A ll members assigned to work under this Agreement must complete the TSA mandated SSI Awareness Training course prior to accessing SSI, and on an annual basis for the duration of the OTA or for the duration of the requester's need for access to SS!, whichever is later. The Agreement Holder shall place this requi rement in all contracts, sub-contracts, joint venture agreements, and teaming agreements related to the perfonnance of this agreement.For purposes of this OTA, the OTA Agreemen t ho l der (OTA Entity) wou ld fall under the provis ion of 49 CFR § I520.7(k): Each person employed by, contracted to, or actingfor a covered person, including a grantee of DHS or DOT. and including a person formerly in such position . Pursuant to 49 C.F.R. Part !520.9(a)(3), the Agreement Holder must contact SSI@tsa.dhs .gov for gu idance on handling requests to access to SSI (before using SS! materials) for any other purpose besides activities falling within the scope of the agreement by other persons, including requests from expe1ts, consultants, and legal counsel ("requesters") hired by the Agreement Holder. The Agreement Holder shall include the Contracting Officer (CO) and Contracting Officer Representative (COR) as a carbon copy "cc" recipient of its contact to SSl@tsa.dhs.gov. The TSA SSI office must first make a determination as to whether the requesters are a "covered person" with a "need to know" under 49 C.F.R. Parts 1520.7 and I520. I I.Further recipients of SSI shall be provided NDAs, in accordance with these contract provisions, and with a copy of the SS/ Quick Reference Guide/or DHS Employees and Contrac/ors. (Non-Disclosure Agreements (N DAs). The Contracting Officer will provide the non-disclosure Conn (DHS Fonn 1 1000-6), as necessary, to the Agreement hol der when circumstances warrant. NDAs are required to be signed by all OTA personnel when access to SSI is necessary for perfonnance of the a1:,1feement. By sign ing the NOA, the recipient certifies in writing that they will take the necessary steps to prevent the unauthorized disclosure and use of information. Bre.ach. In accordance wi th 49 C.F.R . Part l 520.9(c), the Agreement holder agrees that in the event of any actual or suspected breach of SSI (i.e., loss of control,compromise, unauthorized disclosure, access for an unau thorized purpose, or other unautho rized access, whether physical or electronic), the Agreement hol der shall immediatel y, and in no event later than one hour of discovery, report the breach to the Contracting Officer and the COR. The Agreement holder is responsi ble for positively verifying that notification is received and acknowledged by at least one of the foregoing Government officials. 

 

     

     

    

		Background. Members assigned to work under th is Agreement must obtai n speci fi e authorization in order to obtain SSL SSI will not be available or otherwise provided or disclosed to any person not specifically authorized to receive it. As part of this OTA, SSI may only be accessed by ind ividuals which have successfu lly passed a Security Threat Assessment. This assessment may include a criminal h isto1y records check (CHRC) and/or a check against terrorism databases. In fonnation Requirements. Cons i stent with the criteria release described above, the Agreement Holder shall provide the appropriate infonnation to the TSA COR as identified below. Note that this requirement applies likewise to all contracts, sub-contracts, joint venture agreements,and teaming agreements related to the performance of th is agreement. This information wi ll be hand led in accord ance with the applicable Privacy Act system of records notice (SORN), Transportation Security Threat Assessmen t System (T-STAS) noted below . The Agreement Holder shall provide the following information for all employees who require access to SSI in a single password protected Microsoft Excel spreadsheet emai led to the COR. The password for the password protected spreadsheet shall be sent to the COR in a separate emai l,at the same time. Employee Full Name Employee Gender: (i.e., Male or Fema le) Employee Birth Date Employee Citizenship Social Security Num ber (for U .S. Citizens and Legal Permanent Residents only) Known Traveler Number (KTN), if available Privacy Act Statement. TSA will use the information provided to conduct a security threat assessment on individua ls who seek access to Sensitive Security Information (SSI). The informat ion will be shared with in OHS with personnel who need the inform ation to perform their officia l duties. Additionally, OHS may share the informat ion wi th law enforcement, i ntelligence, or other governmen t agenci es as necessa ry to identi fy and respond to potential or actual threats to transportation security in accordance with the routine uses identified in the appl icable Privacy Act system of records notice (SORN), DHS!fSA 002, Transportation Security Threat Assessment System (T-STAS). This SORN was last publ ished in the Federa l Register on August I I , 20 14,and can be found at 79 FR 46862-46866. Authority: 49 USC 114. Furnish ing this information is voluntary. However, fai lure to furnish the requested i nfonnat ion may delay or prevent the completion of your securi ty threat assessment, wi thout which you may not be granted access to the SSL fV.Notificat ion of Assessment. Individuals who receive a successfu l Security Threat Assessment will be eligible to receive SSL If it is determined that covered individuals arc not eligible to receive access to part icular SS!based on the threat assessment,the TSA Contacting Officer or COR wi ll prov ide the company po i nt of contact with noti fication that the indi vi dual does not qualify to receive SSL Appeal of the determina tion will not be pennitted due to the time sensitive nature of the acquisition process, however, the potential OTA Entity may nom inate 

 

     

     

    

		another individual to receive SSI access . In the event thal an indi vidua l is determined to be a security threat and the individual believes that the results of the screening are inaccurate , he or she may request access to their records by submitting a Privacy Act Request through TSA's Freedom oflnformation Act (FOIA) internet site at: hnps://www.tsa.gov/foia/reguests. However, due to the demanding acquisition schedule, TSA wi ll not delay an acquis ition to resolve these issues. Publicity and Dissemination of Agreement Information The Agreement holder shall not publish , permit to be published, or distribute for public consumption, any information, oral or written, concerning the results or conclusions made pursuant to the performance of this Agreement without the prior written consent of the Contracting Officer. The Agreement holder shall submit any request for public release at least ten (I0) business days in advance of the planned release. Under no circumstances shall the Agreement holder release any requested submi ttal prior to TSA approval. Any material proposed lo be published or distributed shall be submi tted v ia emai l to lhe Contracting Officer. The Contracting Officer will follow the procedu res in Management Directives 1700.3 and 1700.4. The Office of the Administra tor retains the authority to deny publication authorization. Any conditions on the approval for release will be clearly described. Notice of disapproval will be accompanied by an explanation of the basis or bases for disapproval. Any contact with or by a Media firm or personnel related to this Agreement and in accordance wilh the terms of this Agreement shall be referred to lhe Contracting Officer. OTA ENTITY EMPLOYEE ACCESS OTA Entity employees working on this contract must complete such forms as may be necessary for security or other reasons, including the conduct of background investigations to determine suitability. Completed forms shall be submitted as directed by the Contracting Officer. Upon the Contracting Officer's request, the OTA entity's employees shall be fingerprinted, or subj ect to other in vestigations as required . All OTA entity employees requiring recurring access to Government facilities or access to sensitive infonnation or IT resources are required to have a favorably adjudicated background investigation prior to commencing work on th is contract unless this requirement is wa ived under Departmental procedures. The Contracting Officer may require the OTA Entity to prohib it individuals from working on the contract if the government deems their initial or continued employmen t contrary to the public interest for any reason, including, but not limited to, carelessness, insubordination , incompetence, or security concerns. Work under this contract may involve access to sensitive information. Therefore, the OTA Entity shall not disclose, orally or in wri ting, any sensitive information to any person un less authorized i n writing by the Contracting Officer. For those OTA Entity employees authorized access to sensitive infonnation, the OTA Entity shall ensure that these persons receive training concerning the protection and disclosure of sensitive information both during and after contract 

 

     

     

    

		perfonnance. The OTA Entity shall include the substance of this article in all subcontracts at any tier where the subcontractor may have access to Government facil ities, sensitive information, or rcsomccs. Before receiving access to IT resources under this OTA the individual m ust receive a security briefing, which the Contracting Officer's Technical Representative (COR) will arrange, and complete any nondisclosure agreement furnished by DHS. The OTA Entity shall have access only to those areas of OHS information technology resources expl icitly stated in this contract or approved by the COR in writing as necessary for perfonnance or the work under th is contract. Any attempts by OTA Entity personnel to gain access to any information technology resources not expressly authorized by the statement of work,other terms and conditions in this contract, or as approved in writing by the COR, is strictly prohibited. In the event of violation of this provision, DHS will take appropriate actions with regard to the contract and the individua l(s) involved. OTA Entity access to OHS networks from a remote location is a temporary privilege for mutual convenience wh ile the OTA Entity perfonns business for the OHS Componen t. It is not a ri ght, a guarantee of access, a condition of the contract, or Government Furnished Equipment (GFE).OTA Entity access will be termina ted for unauthorized use. The OTA Entity agrees to hold and save OHS hannless from any unautho rized use and agrees not to request additional time or money under the contract for any delays resu lting from unauthorized use or access. Non -U .S. citizens shall not be authorized to access or assist in the development,operation, management or maintenance ofOepartment IT systems under the contract, unless a waiver has been granted by the Head of the Component or designee, with the concunence of both the Depaitment's Chief Security Officer (CSO) and the Chieflnformation Officer (CIO) or their designces. Within OHS Headq uarters, the waiver may be granted only with the approval of both the CSO and the CIO or their designees. In order for a waiver to be granted: ) The individual must be a legal permanent resident of the U.S. or a citizen of Ireland, Israel, the Republic of the Philippines,or any nation on the Allied Nations List main tained by the Depaltment of State; There must be a compelling reason for using this ind ividual as opposed to a U.S. citizen; and The waiver must be in the best interest of the Governmen t. OTA Entity's shall identify in their proposals the names and citizenship of all non-U.S . citizens proposed to work under the contract. Any additions or deletions ofnon-U.S. citizens after contract award sha ll also be reported to the contracting officer. Applicability. This article applies to Alclear, LLC, its subcontractors, and Entity employees (hereafter referred to collectively as "OTA Entity"). The OTA Entity shall insert the substance of this article i n all subcontracts. 3.Safeguarding of Sensitive Information 

 

     

     

    

		Authorities . The OTA Entity shall follow all current versions of Government policies and guidance accessible at http://www.d bs.gov/dhs-securi ty-and-trainin g-req uirements-contractors, or available upon request from the Contracting Officer, includ ing but not l imited to: ( l ) OHS Management Directive 1 1042.l Safeguarding Sensitive But Unclass ified (for Official Use Only) Information DHS Sensitive Systems Policy Directive 4300A DHS 4300A Sensitive Systems Handbook and Attachmen ts DHS Security Authorization Process Guide DHS Handbook for Safeguarding Sensitive Persona lly Identifiable Information OHS Instmction Handbook 121-0 1-007 Department of Homelan d Security Personnel Suitabi lity and Security Program DHS lnfonnation Securi ty Perfonnance Plan (current fi scal year) DHS Privacy Incident Handling Guidance Federal Information Processing Standard (FIPS) 140-2 Security Requirements for Cryptogra ph ic Modu les accessible at http://csrc.nist.gov/groups/STM/cmvp/standards.html National Institute of Standards and Technology (N IST) Special Publication 800-53 Securi ty and Privacy Controls for Federal Information Systems and Organizat i ons accessible at btto ://csrc.ni st.gov/publ i cati ons/PubsSPs.html NIST Special Publication 800-88 Gu idelines for Media Sanitization accessible at http ://csrc.nist.gov/pub!ications/PubsSPs.htmI Handling of Sensitive Information. OTA Entity compliance with the po licies and procedures descri bed below, is required . Department of Homeland Security (DHS) policies and procedures on OTA Entity personnel security requirements are set forth in var ious Management Directives (MDs), Directives, and lnstmctions. MD I 1042.I , Safeguarding Sensitive But Unclassified (For Official Use Only) Information describes how OTA Entity must handle sensitive but uncl assi fied informat i on. DHS uses the tenn "FOR OFFICIAL USE ONLY" to identify sensitive but unclassified information that is not otherwise categorized by statute or regula tion. Examples of sensitive information that are categorized by statute or regula tion are PCII, SSI, etc. The DHS Sensitive Systems Policy Directive 4300A and the DHS 4300A Sensitive Systems Handbook provide the policies and procedures on security for Information Technology (IT) resources. The DHS Handbook for Safeguarding Sensitive Personally Identifiable Inf ormation provides guidel ines to help safeguard SPll in both paper and electronic form. DHS Instruction Handbook J 21-01-007 Department of Homeland Security Personnel Suitability and Security Program establ ishes procedu res, program responsibi lities, minimum standards, and reporting protocols for the DHS Personnel Suitability and Security Program. The OTA Entity shall not use or redistribute any sensitive in formation processed, stored, and/or transm itted by the OTA Entity except as specifi ed in the contract. All OTA Entity employees with access to sensitive infonnation shall execute DHS Form 11000-6, Department ofHom.e/and Security Non-Disclosure Agreement (NDA). as 

 

     

     

    

		a condition of access to such in formation . The OTA Entity shall maintain signed copies of the NDA for all employees as a record of compliance. The OTA Entity shall provide copies of the signed NDA to the Contracting Officer's Representative (COR) no later than two (2) days after execution of the form. The OTA Entity's invoicing, bi ll ing, and other recordkeeping systems main tained to support financial or other administrative functions shall not main tain SPll. It is acceptable to maintain in these systems the names, titles and contact information for the COR or other Government personnel associated with the administration of the contract, as needed. Au thority to Operate. The OTA Entity shall not input, store, process, output, and/or transm it sensi tive information within an OTA Entity IT system wi thout an Authori ty to Operate (ATO) signed by the Headq ua1iers or Component CIO, or designee, in consultation with the Headqua1iers or Component Privacy Officer. Un less otherwise specified in the ATO letter, the ATO is valid for three (3) years. The OTA Entity shall adhere to current Government policies , procedures, and gu idance for the Security Authorization (SA) process as defined below. ) Complete the Securi ty Authorizati on process. The SA process shall proceed according to the DHS Sensitive Systems Policy Directive 4300A (Version 11.0, April 30, 2014), or any successor publication, DHS 4300A Sensitive Systems Handbook (Version 9.1, Ju ly 24, 2012), or any successor publ ication, and the Security Awhorization. Process Guide including templates. Security Authorization Process Documentation. SA documentation shall be developed using the Government provided Requirements Traceability Matrix and Goverrunent security documentation templates. SA documentation consists of the following: Security Plan, Contingency Plan, Contingency Plan Test Results, Configuration Management Plan, Security Assessment Plan, Security Assessment Report, and Author ization to Operate Letter. Addit ional documen ts that may be required include a Plan(s) or Action and Mi lestones and lntercoru1ec tion Security Agreement(s) . During the development of SA documentation, the OTA Entity shall submit a signed SA package, validated by an independent third party, to the COR for acceptance by the Headquarters or Component CIO, or dcsignee, at least thi1ty (30) days prior to the date of operation of the IT system. The Government is the final authori ty on the compliance of the SA package and may limit the number of resubmissions of a modified SA package. Once the ATO has been accepted by the Headquarters or Component CIO, or designee, the Contracting Officer shall incorporate the ATO into the contract as a compliance document. The Government's acceptance of the ATO does not alleviate the OTA Entity's responsibi lity to ensure the IT system controls are implemented and operating effectivel y. Independent Assessmen t. OTA Entities shall have an independent th ird pa1ty validate the security and privacy controls in place for the system(s). The independent th ird party shall review and analyze the 

 

     

     

    

		SA package, and report on technical, operationa l, and management level deficiencies as outlined in NIST Special Publication 800-53 Security and Privacy Controlsfor Federal Infonnation Systems and Organizations. TSA reserves the right to serve as the independent party to review and analyze security and pr ivacy controls. The OTA Entity shall address all deficiencies before subm itting the SA package to the Government for acceptance. Support the completion of the Privacy Threshold Analysis (PTA) as needed. As part of the SA process, the OTA Entity may be required to support the Government in the completion of the PTA. The requirement to complete a PTA is triggered by the creation, use, modification, upgrade, or disposition of a OTA Entity IT system that will store, maintain and use Pll,and must be renewed at l east every three (3) years. Upon review of the PTA, the DHS Privacy Office determines whether a Privacy Impact Assessment (PIA) and/or Privacy Act System of Records Notice (SORN), or modifications thereto, are required . The OTA Entity shall provide all support necessary to assist the Department in completing the PIA in a timely manner and shall ensure that project management plans and schedules include time for the completion of the PTA, PIA, and SORN (to the extent required) as milestones . Support in this context includes responding timely to requests for information from the Government about the use, access, storage, and maintenance of Pll on the OTA Entity's system, and providing timely review of relevant compliance documents for factual accuracy . Information on the DHS privacy compl iance process, including PTAs, PIAs, and SORNs, is accessible at http://www.dhs .gov/privacy-compliance. Renewal of ATO. Unless otherwise specified in the ATO letter, the ATO shall be renewed every three (3) years. The OTA Entity is required to update its SA package as part of the ATO renewa l process. The OTA Enti ty shall update its SA package by one of the following methods: (1) Updating the SA documentation in the DHS automated infonnation assurance tool for acceptance by the Headqua1ters or Component CIO, or designee, at least 90 days before the ATO expiration date for review and ver ification of security controls; or (2) Submitting an updated SA package directly to the COR for approval by the Headquarters or Component CIO, or designee, at least 90 days before the ATO expiration date for review and verification of security controls. The 90-day review process is independent of the system production date and therefore it is important that the OTA Entity build the review into project schedules. The reviews may include onsite visits that involve physical or logical inspection of the OTA Entity environment to ensure controls arc in place. Security Review. The Government may elect to conduct random period ic reviews to ensure that the security requi rements contained in this contract are being implemented and enforced. The OTA Entity shall afford DHS, the Office of the Inspector General, and other Government organizations access to the OTA Entity's facilities, installations, operations, documentation, databases and personnel used in the performance of this 

 

     

     

    

		contract. The OTA Enti ty shall, th rough the Contracting Officer and COR, contact the Headqua1iers or Component CIO, or designee, to coordinate and pa1iicipate in review and inspection activity by Government organizations external to the OHS. Access shall be provided, to the extent necessary as determ ined by the Government, for the Government to carry out a program of inspection, investigation, and audit to safeguard against threats and haza rds to the integrity, availabil ity and confiden tiality of Government data or the function of computer systems used in perfonnance of this contract and to preserve evidence of computer crime. Continuous Monitoring. All OTA Entity-operated systems that input,store, process, output, and/or transm it sensitive infonnat ion sha ll meet or exceed the continuous monitoring requi rements identified in the Fiscal Year 2014 DHS Information Security Pe1formance Plan, or successor publ ication . The plan is updated on an ann ual basis. The OTA Entity shall also store monthly continuous monitoring data at its location for a period not less than one year from the date the data is created. The data shall be encrypted in accordance with FfPS 140-2 Security Requirements.for Ciyptographic Modules and shall not be stored on systems that arc shared with other commercial or Governmen t entities. The Government may elect to perform continuous mon itoring and IT securi ty scanning of OTA Entity systems from Government tools and in frastructure. Revocation of ATO. In the event of a sensitive informat ion inciden t, the Governmen t may suspend or revoke an ex isting ATO (either in part or in whole). Ifan ATO is suspended or revoked in accordance with this provision, the Contracting Officer may direct the OTA Entity to take add itiona l security measures to se.cure sensitive i nfonnat ion. These measu res may i nclude restricting access to sensi ti ve infonnation on the OTA Entity IT system under this contract. Restricting access may include disconnecting the system processing, storing, or transmitting the sensitive information from the Internet or other networks or applying additional security controls. Federal Reporting Requirements. OTA Entity's operating infonn ation systems on behal f or the Government or operating systems contai n i ng sensitive in fonnation shall comply with Federal reporting requirements. Annual and qua1ierly data collection will be coordinated by the Gove1mnent. OTA Entity's shall provide the COR with requested information wi thin three (3) business days of recei pt of the request. Report ing requirements arc determined by the Government and arc defined in the Fiscal Year 2014 DHS hiformation Security Pe1formance Plan, or successor publication. The OTA Entity shall prov ide the Government wi th all in fonnation to full y satisfy Federal reporting requirements for OTA Entity systems. Sensitive Informa tion Incident Reporting Requirements. All known or suspected sensitive infonnation incidents shall be repo1ied to the Headqua1iers or Component Security Operations Center (SOC) within one hour of discovery in accordance with 4300A Sensitive Systems Handbook !11.cide11t Response and 

 

     

     

    

		Reporting requirements . When notifying the Headquarters or Component SOC, the OTA Entity shall also notify the Contracting Officer, COR, Headqua1iers or Component Privacy Officer,and US-CERT using the contact information identified in the contract. Ifthe incident is reported by phone or the Contracting Officer's email address is not immediately avai lable, the OTA Entity sha ll contact the Contracting Officer immediately after reporting the incident to the Headquarte rs or Component SOC. The OTA Entity shall not includ e any sensitive information i n the subject or body of any e-mail. To transmit sensitive info1mation, the OTA Entity shall useFJPS 140-2 Security Requireme ntsfor Cryptographic lvfodules compliant encryption methods to protect sensitive information in attachments to email. Passwords shall not be communicated in the same emai l as the attachment. A sensitive information incident shall not, by itself, be interpreted as evidence that the OTA Entity has failed to provide adequate informat ion securi ty safeguards for sensitive information,or has otherw ise failed to meet the requirements of the contract. If a sensitive informa tion incident involves PI! or SPII, in addition to the reporting requirements in 4300A Sensitive Systems Handbook Incident Response an.d Reporting, OTA Entity's shall also provide as many of the following data clements that arc ava ilable at the time the incident is reported, with any rema ining data elements provided with in 24 hours of subm ission of the i n i tial incident report : Data Universal Numbering System (DUNS); Contract numbers affected unless all contracts by the company are affected; (iii)Facil ity CAGE code if the location of the event is different than the prime OTA Entity location; (iv) (v) (vi) (vii) Point of contact (POC) if d ifferent than the POC recorded in the System for Awa rd Management (address,position, telephone, email); Contracting Officer POC (address, telephone,email); Contract clearance level; Name of subcon tractor and CAGE code if this was an incident on a subcontractor network; Governmen t programs, platfonns or systems involved; Location(s) of incident; Date and time the incident was discovered ; Server names where sensitive informa tion resided at the time of the incident, both at the OTA Entity and subcontractor level; )Description of the Government PIT and/or SPII contained within the system; )Number of peopl e potent ially affected and the estimate or actual number of records exposed and/or contain ed with in the system; and Any additional information relevant to the incident. Sensitive Information incident Response Requirements . (I) All determ inations related to sensitive information incidents, including response activities, notification s to affected individuals and/or Federal agencies, and related services (e.g., credit monitori ng) will be mad e in wri ting by the Contract ing Officer in consultation with the Headquarters or Component CIO and Headquarters or Component Privacy Officer. 

 

     

     

    

		The OTA Entity shall prov ide full access and coopera ti on for all activities determined by the Government to be required to ensure an effective incident respon se, including providing all requested images, log files, and event information to facilitate rapid resolution of sensitive information incidents. Incident response activities determined to be required by the Government may includ e, but are not limited to, the following: Inspecti ons, Investigations, (iii)Forensic review s, and (iv)Data analyses and processing. The Government, at its sole discretion, may obtain the assistance from other Federal agencies and/or third-party firms to aid in incident response activities. Add itional Pl! and/or SP!! Notificat ion Requirements . ( l) The OTA Entity shall have in place procedures and the capabi lity to notify any individual whose Pll resided in the OTA Entity IT system at the time of the sensitive information incident not later than 5 business days after being directed to notify i ndividua l s, un less otherwise approved by the Contract i ng Oflicer. The method and content of any notification by the OTA Entity shall be coordinated with, and subject to prior written approval by the Contracting Officer, in consultation with the Headquarters or Component Privacy Officer, utilizing the DHS Privacy incident Handling Guidance. The OTA Entity shall not proceed with notification unless the Contracting Officer, in consultat ion with the Headquarters or Component Privacy Officer, has determined in writing that notification is appropriate. Subj ect to Government analysis of the incident and the tenns of its instructions to the OTA Entity regarding any resulting notification, the notification method may consist of letters to affected individuals sent by first class mail,electronic means, or general public notice, as approved by the Government. Notification may require the OTA Entity's use of address verification and/or address location services. At a minimum, the notification shall incl ude: A brief description of the incident; A description of the types of PI! and SPII involved; (iii)A statement as to whether the PII or SPll was encrypted or protected by other means; Steps individuals may take to protect themse lves; What the OTA Entity and/or the Government are doi ng to investigate the incident, to mitigate the incident, and to protect against any future incidents; and Information identifying who individuals may contact for additional info1mation. Credit Monitoring Requir ements. In the event that a sensitive information incident involves Pl! or SPII, the OTA Enti ty may be requ i red to,as directed by the Contracting Officer: (I)Provide notification to affected individuals as described above; and/or Provide credit monitoring services to individual s whose data was under the control of the OTA Entity or resided in the OTA Entity IT system at the time of the 

 

     

     

    

		sensitive information inciden t for a period begi nn ing the date of the incident and extending not less than 18 months from the date the individual is notified . Credit monitoring services shall be provided from a company with which the OTA Entity has no affi liation. At a minimum, credit monitoring services shall include: Triple credit bureau monitoring ; (ii)Dai ly customer service; A lerts prov ided to the individua l for changes and fraud; and Assistance to the individual with eru-ollment in the services and the use of fraud alerts; and/or Establish a dedicated call center. Call center services shall include: A dedicated telephone number to contact customer service within a fixed period; lnfonnation necessa ry for registrants/enrollees to access credit reports and credit scores; Weekly reports on call center volume, issue escalation (i.e., those calls that cannot be handled by call center staff and must be resolved by call center management or OHS, as appropriate),and other key metrics; Escalation of calls that cannot be handled by call center staff to call center managemen t or OHS, as appropriate; Customized FAQs, approved in writing by the Contracting Officer in coordination with the Headquarters or Component Chief Privacy Officer; and Information for registrants to contact customer service representat ives and fraud reso lution representat ives for credit monitoring assistance. Certification of Sanitization of Government and Government-Activity-Re lated Files and Jnfonnation. As part of contract closeout, the OTA Entity shall submit the certification to the COR and the Contracting Officer following the template provided in NIST Special Publication 800-88 Guidelinesfor Media Sanitization. (End of clause) The parties agree that they shall take appropriate measures to protect proprietary, privil eged,or otherwise confidential information that may come into their possession as a result of this Agreement. ARTICLE XIX-RIGHTS IN DATA The Government espouses no ownership rights in data or software, created or produced by performers under this agreement, including tools provided to the Government. Applicant data is not data created or produced under the OTA; applicant data wi ll be considered TSA data. The Government reserves the right to order access to or del ivery of, and license to review all Entity data or software produced or uti lized under the OTA for purposes of audi t and compl iance. Such l icense shall provide a right of use, solel y for the purposes of this OTA . ARTICLE XX PRIVA CY ACT 

 

     

     

    

		The Entity agrees to-Comply with the Privacy Act of 1974 (the Act) and the agency rules and regulations issued under the Act in the design, developmen t, or operation of any system of records on individuals to accompl ish an agency function when the contract specifically identifies-The systems of records; and The design, development, or operation work that the Entity is to perform; Include the Privacy Act notification contained in this contract in every solicitation and resulting subcontract and in every subcontract awarded without a solicitation, when the work statement i n the proposed subcontract requires the redesign, developm ent,or operation or a system of records on individuals that is subject to the Act; and Include this clause, including th is paragraph (3), in all subcontracts awarded under th is contract which requ ires the design, development, or operation of such a system of records. In the event of violations of the Act, a civi l action may be brought against the agency involved when the violation concerns the design, development, or operation of a system of records on individuals to accomplish an agency function, and criminal penalties may be imposed upon the officers or employees of the agency when the violation concerns the operation of a system of record s on individuals to accompl ish an agency function. For purposes of the Act, when the contract is for the operation of a system of records on individuals to accomplish an agency function, the Entity is considered to be an employee of the agency. (c)(l) "Operation ofa system of records," as used in this clause,means performance of any of the activities associated with maintaining the system of records, including the collection, use, and dissemina tion ofrecords. "Record," as used in this clause, means any item, collection, or grouping of information about an i ndividua l that i s maintained by an agency, incl udin g, but not l imited to, educati on, fmancial transactions, medical history, and criminal or employmen t history and that contains the person's name, or the identifying number, symbol,or other identifying particular assigned to the individual, such as a fingerprint or voiceprint or a photograph. "System of records on individuals," as used in this clause, means a group of any records under the contro l of any agency from which information i s retrieved by the name of the individual or by some identifying number, symbol, or other identifying pait icular assigned to the individual. PRIVACY ACT NOTIFICATION The Entity wi ll be required to design, develop, or operate a system of re.cords on individuals, to accomplish an agency function subject to the Privacy Act of 1974, Pub l ic Law 93-579, December 31, 1974 (5 U.S.C.552a) and applicable agency regulations. Violation of the Act may involve the imposition of criminal pen alties. 

 

     

     

    

		ARTICLE XX.I -DATA STORAGE AND USAGE All appl icant data collected and stored by the Entity for the purpose of applying for TSA Prev'® must be held in a separate database that can follow TSA prescribed data reten tion requirements. Data received and collected for the benefit of the Government shall be maintained in accordance with National Archives and Record s Adm in istration (NARA) guidelines. The Entity shall not use data collected from TSA applicants for any purpose other than subm ission to TSA unless the Entity obtains express perm i ssion from TSA as well as from each individua l appl icant after complet ion of the enrollment process for TSA Prev'®. The Entity must clearl y distinguish the completion of the enro llment process for TSA Prev'® before requesting permission from applicants to continue communication regarding any other marketing opportunities not affiliated with TSA Prev'®. Any such marketing communications would require the appl icants to affirmatively opt-in to such additional marketing. Entities are prohibited from us i ng, in any capacity, infonnat ion pertai n i ng to an appl icant's eligibi lity determ ination for TSA Prev'®. All prohibitions must be cl early stated in Terms and Conditions which are presented to applicants at the beginning of the enrollment process prior to the collection of information. TSA recognizes that the Entity may perform other functions for appl icants that rely on uti lizing the same applicant data clements. All concepts that require us ing appl icant data for purposes outside of submission to TSA require written approval from TSA. Additionally, the Entity must obtain and store wri tten authorization from each appl i cant to use the appl icant's biographic or biometric data for any purposes beyond those d irectly related to TSA Prev'® and must segregate TSA data from other data that the Entity may maintain on the same applicant even where the same data element (e.g., name) appears. The Entity shall operate a "system of records" wi thin the Privacy Act of I 974, 5 U.S.C. 552a, that limits the authorized disclosure and use ofTSA data. ARTICLE XX.II - INTERRELAT IONSHIPS OF ENTITY The Government has entered into other contractua l relationships in order to provide technical support services in the conduct of studies, analyses and engineering activities separate from the work to be performed under th is Agreement, yet having links and interfaces to them. Furth er, the Governmen t may extend these ex isting relationships or enter into new relationships. The Performer may be required to coordinate with such other Entiry(s) through the Program Manager in providing suitable, non-conflicting technical interfaces and in avoidance of duplication of effort. By suitable tasking, such other Entity(s) may be requested to assist the Government in the technical review of the Performer's technical efforts. Information on reports provided under this SOW and related documents may, at the discretion of the Government, be provided to such other Entity(s) for the purpose of such review. A Non-Disclosure Agreement (NDA),DHS Fonn 11000-6, shall be signed by all Entity employees assigned to perform services und er this OTA prior to any work. 

 

     

     

    

		ARTICLE XXI II - LIMITATION OF ASSIGNMENT Alclear, LLC may not assi!:,'11 its rights or obligations under this Agreement to any other entity or person without the prior written consent of the TSA. ARTICLE XXIV - PUBLICITY All publicity or public affairs activities related to the subject matter of this Agreement must be coordinated with the TSA Office of Strategic Communication and Public Affairs. ARTICLE XXV -THE LICENSING OF THE TSA PRE./®TRADEMARK l . The TSA Pre./® trademark constitutes OHS-owned intellectual property, and is used in connection with the Department's effo1is to facilitate expedited security screening experiences for selected travelers of participating airlines. DHS hereby confers to the OTA Entity a nonexclusive, nontransferable, royalty free use of the TSA Pre./® trademark, including the right to copy, display and distribute, for the sole and exclusive purpose of including the trademark on materials authorized by OHS as part of OTA Entity's marketing to prospective TSA Pre./® Program members. The OTA Entity shall be allowed to use the DHS "TSA Pre./®" trademark for advertising and promotional purposes in support of the TSA Pre./® Application Program and prospective members. Such use of this trademark shall include,but is not limited to : customer communications, advertising and marketing efforts and materials, interna l materia ls, lega l disclosures,customer statement marketing (e.g. statement message, statement ad, statement insert, etc.), d irect mail, letters, emails, flyers,postcards, online webpages, online secure session pages, interna l communication, training tools/reference materia ls, account agreements, terms and conditions disclosures, Guide to Benefits, or other uses as specifically authorized in writing by TSA. Any partnership marketing efforts or promotiona l tie-ins i nvolving the TSA Pre./® Application Program must be reviewed and approved by TSA prior to implementation . Market ing messaging must maintain the integrity of the product (expedited a irpo1t security screening) and product extensions or enhancements that infer an association with security screening services or expedi ted screening for a purpose other than aviation security will not be allowed (e.g., expedited screen ing or entry services where TSA Pre./® enrollment or status is used in place of or to expedite a non-aviation security screening. For example, TSA Pre./® "fast lanes" or "TSA Pre./® VIP lanes" at large events, stadiums, etc.). Inaddition, the OTA Entity shall provide to TSA all marketing and advertis ing plans for review and approval prior to launch to ensure acceptab le positioning/p lacement of the TSA Pre./® brand within the media marketplace and for max imum synergy with TSA -led efforts . To maintai n the legal protections associated with the trademark,TSA on beha l f of OHS must control the use of the trademark. OTA Entity agrees that no modifications to DHS Materials, if provided, will be published without TSA review and prior written approval from TSA (email communication is sufficient) other than the inclusion of Alclear, LLC's logos and other necessary data. OTA Entity also agrees that it shall not use the trademark in a manner or context that reflects unfa vorably upon any component of OHS or which will diminish or damage the goodwill associated with the TSA Pre./® trademark. Accordingly, such marketing materials 

 

     

     

    

		shall be "non-controversial ," mean ing the advertisements wi ll be consistent with normal standards for mainstream public advertising, as well as DHS and TSA media policy. In addition, the term precludes any political advertising, including but not limited to those pertaining to candidates, issues, parties, campaign comm ittees, specific elections, etc., or any other advertising that may create a sense of sponsorship or imply endorsement by the government. Add itionally, to protect and ensure the Governments interest against dilution of the TSA Pre./® trademark, i.e., dil ution by "blurring"and/or diluti on by "tarnishment", for Material s created by OTA Entity rega rding participation in the TSA Pre./® Program, OTA Entity agrees to release the Materials only after obtaining TSA's prior written approval (email communication is sufficient). TSA prior approva l is not needed for each individual item, provided that the use is substantially the same as pr ior approved materials. TSA will provide approva l for classes of items associated with advertising. 2. OTA Entity will represent itself as an independent entity,and not as an affiliate of the TSA or OHS. Any use of the TSA Pre./® trademark on OTA En ti ty Materials shall incl ude the following or sim ilar cred it, as appropriate: "OTA Entity is not a government entity or affi liated with the Federal government. OTA Entity provides pre-enrollment services for the Transportation Security Adm in istration's TSA Pre./® Risk Based Screening Program. The TSA Pre./® trademark is used under l icense wi th the permission of the U.S . Department of Homeland Security."(The notice must be displayed in a type font of legible size). The OTA Entity is authorized by TSA to sub-license the TSA Pre./® trademark to other organizations or agencies. OTA Entity will provide the TSA POC below with b i-annual reports listing all organizations with whom the OTA Entity has partnered to market the TSA Pre./® Program. The OTA Entity acknowledges that use of the Mark docs not constitute an endorsement by OHS. TSA or the U.S. Government of OTA Entity and that OTA Entity wi ll not state or imply that TSA , OHS or any entity or the U .S. Government endorses the OTA Enti ty or the goods and services associated with OTA Entity. OTA Entity shall abide by the TSA Pre./® License agreement. (See SOW attachment # 6). ARTICLE XXVI - SURVIVAL OF PROVISIONS In the event of the completion of the performance of the scope of work of the OTA, or the termination of th is OTA, wh ichever event occurs first, the following prov isions shall remain in full force and effect : A rticle I-Parti es; Article IV Respon sibil ities; Article VII -Fund ing and Limitations; Article - Audits; Aiticle XII - Disputes ; Article XI-Limitation of Liability; Aiticle XVII - Protection of Informat ion; A11icle XX-Privacy Act; A11icle XXV-Publicity; A11icle 

 

     

     

    

		XXV I -The Licensing of the TSA Pre./® Tradem ark; Article XXIX -Requ ired Federal Procurement Provisions; and Article XXVII -Survival of Provisions . ARTICLE XXVII - FL0\\1DO\\'N PROVISIONS A ll clauses within the Statement of Work (SOW), SOW attachments, and related documents !low down in the provisions of the OTA . A ll SOW,SOW Attachments, and related documents flow down to subcontractors,suppliers, and all partners and affiliates, etc., of Alclear, LLC. ARTI CLE XXVIII - INSURAN CE Alclear, LLC must arrange insurance or otherwise for the foll protect ion of Alclear, LLC from and against all liabil ity to the th ird parties out of, or rel ated to, it's performance or this OTA . The Department of Homeland Security (OHS) has not determ ined at th is point that the TSA Pre./® Application Expansion initiative satisfies the technical criteria for SAFETY Act Designation and presumptively satisfies the criteria for SAFETY Act Certification. ARTICLE XXIX - SECTION 504 COMPLIANCE (APR 2017) Alclear, LLC shall comply fully with Section 504 of the Rehabil itation Act of 1973, as amended, which prohibits discrimination against q ua lified individuals wi th disabil ities. No otherwise q ua lified individu al with a disabi lity shall, solely by reason of his or her disability, be excluded from part icipat ion in, be den ied the benefits ot or be subjected to discrimination under any program or activity for which the En ti ty/Provider is awarded a contract and/or receives Federal fmancial assistance from the Transportation Security Administration. This includes, but is not limited to, providing reasona ble accommoda tions and effective commun ication to persons with d isabilities and ensuring physical accessibi lity to all part icipants. The Entity/Prov ider shall ensure this requirement flows to all affected subcontracts. ARTICLE XXX - INFORMATION TECHNOLOGY SECURITY AND PRIVACY TRAINING Applicabil ity. This clause applies to the OTA Entity, its subcontractors, and OTA Entity employees (hereafter referred to collectively as "OTA Entity"). The OTA Entity shall inse1t the substance of this article in all subcontracts. Security Training Requ i rements. All users of Federal information systems are required by Title 5, Code of Federal Regu lations, Part 930.30 I, Subpa1t C, as amended, to be exposed to security awareness materials annually or whenever system security changes occur, or when the user's responsibil ities change. The Department of Homeland Security (OHS) requires that OTA Entity empl oyees take an annual Information Technology Securi ty Awareness Train ing course before accessing sensi ti ve infonnation under the contract. Unless otherwise specified, the training shall be completed within thirty (30) days of contract award and be completed on an annual basis thereafter not later 

 

     

     

    

		than October 31st of each yea r. Any new OTA En ti ly employees assigned lo the contract shall complete the training before accessing sensitive infonnation wider the contract. The training is accessible at http://www.dhs.gov/dhs-security-and-training-reguiremen ts-contractors. The OTA Entity shall maintain copies of training certificates for all Entity and subcontractor employees as a record of compliance. Un less otherwise specified, initial training certificates for each OTA Entity and subcontractor employee shall be provided to the Contracting Officer's Representative (COR) not l ater lhan thirly (30) days alter contract award. Subsequent train i ng cerlilicales to satisfy the annual training requirement shall be submitted to the COR via e-mail notification not later than October 31st of each year. The e-mail notification shall state the required training has been completed for all Enti ty and subcontractor employees. (2) The OHS Rules of Behavior apply to every OHS employee, OTA Entity and subcontractor that will have access to OHS systems and sensitive i nfonnalion. The OHS Rules of Behavior shall be signed before accessing OHS systems and sensitive info1mation . The OHS Rules of Behavior is a document that informs users of their respon sibilities when accessing OHS systems and holds users accountable for actions taken wh ile accessing OHS systems and using OHS Information Technology resources capable of inputting, storing, processing, outputting, and/or transm itting sensitive information. The OHS Rules of Behavior is access ible at hllp://www .dhs.go v/dhs-security-and -lrain i ng -requi remen ts-conl raclors. Unless otherwise specified, the OHS Rules of Behavior shall be signed within thirty (30) days of contract award. Any new OTA Entity employees assigned to the contract shall also si!:,'11 the OHS Rules of Behavior before accessing OHS systems and sensitive information. The OTA Entity shall maintain signed copies of the OHS Rules of Behavior for all Entity and subcontractor employees as a record of compliance. Un l ess otherw ise speci fied, the OTA Entity shall e-mai l copies of the signed OHS Rules of Behavior to lhe COR not later than thirty (30) days aner con tract award for each employee. The OHS Rules of Behavior will be reviewed annually and the COR will provide notification when a review is required. Privacy Training Requirements. All OTA Entity and subcontractor employees that wi ll have access to Personally Identifiabl e Information (Pll) and/or Sensitive Pll (SPll) are required to take Pri vacy at OHS: Protecting Personal Jnfom1at i on before accessing Pll and/or SPll. The train ing is accessible at http ://www.dbs.gov/dhs-securi ty-aad-trainin !!-rea uiremeats-contractors. Training shall be completed within thirty (30) days of contract award and be completed on an annual basis thereafter not later than October 31st of each year. Any new OTA Entity employees assigned to the contract shall a lso complete the trainin g before accessing Piland/or SPII. The OTA Entity shall maintain copies of training certificates for all OTA Entity and subcontractor employees as a record or complian ce. I nitial training certi ficates for each OTA Enlity and subcontractor employee shall be provided to the COR not later than thirty (30) days after contract award. Subsequent training certificates to satisfy the annual training requirement shall be submitted to the COR via e-mai l notification not later than October 31st of each year. Thee mai l notification shall state the required training has been completed for all OTA Entity and subcontractor employees . ARTICLE XXXI - EMPLOYMENT ELIGIBILITY VERIFICATION 

 

     

     

    

		The OTA Entity is required to enro ll in the E-Veri fy program within 30 days of OTA award, i f not enrolled at the time of award.For each employee assigned to the OTA, the OTA Entity shall in itiate verification with in 90 calendar days after date of OTA award or within 30 calendar days of the employee's assignment to the OTA, wh ichever date is later. ARTICLE XXXII REQUIRED FEDERAL PROCUREMENT PROVISIONS The Entity and its subcontractors shall comply with the following: 1.0 Title VI of the Civi l Rights Act of 1964 relating to nondiscrimination in Federa lly assisted program. 2.0 Contracts awarded by the Provider of this Proj ect must compl y with all prov isions established by laws and statutes.

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