Document:

EX-10.3

 Exhibit 10.3 

WALGREENS BOOTS ALLIANCE, INC. 
 2021 OMNIBUS
INCENTIVE PLAN 
 RESTRICTED STOCK UNIT AWARD AGREEMENT 

These materials, which may include descriptions of company stock plans, prospectuses and other information and documents, and the information they contain,
are provided by Walgreens Boots Alliance, Inc., not by Fidelity, and are not an offer or solicitation by Fidelity for the purchase of any securities or financial instruments. These materials were prepared by Walgreens Boots Alliance, Inc., which is
solely responsible for their contents and for compliance with legal and regulatory requirements. Fidelity is not connected with any offering or acting as an underwriter in connection with any offering of securities or financial instruments of
Walgreens Boots Alliance, Inc. Fidelity does not review, approve or endorse the contents of these materials and is not responsible for their content. 

 WALGREENS BOOTS ALLIANCE, INC. 

2021 OMNIBUS INCENTIVE PLAN 
 RESTRICTED STOCK UNIT
AWARD AGREEMENT 
 Participant Name: 
 Participant ID: 

Grant Date:                (the “Grant Date”) 

Units Granted: 
 Vesting: Three years from Grant Date (the
“Vesting Date”) 
 Acceptance Date: 
 Electronic
Signature: 
 This document (referred to below as this “Agreement”) spells out the terms and conditions of the Restricted Stock
Unit Award (the “Award”) granted to you by Walgreens Boots Alliance, Inc., a Delaware corporation (the “Company”), pursuant to the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (the “Plan”) on and as of the
Grant Date designated above. Except as otherwise defined herein, capitalized terms used in this Agreement have the respective meanings set forth in the Plan. For purposes of this Agreement, “Employer” means the entity (the Company or the
Affiliate) that employs you on the applicable date. The Plan, as it may be amended from time to time, is incorporated into this Agreement by this reference. 

You and the Company agree as follows: 
 1.
Grant of Restricted Stock Units. Pursuant to the approval and direction of the Compensation and Leadership Performance Committee of the Company’s Board of Directors (the “Committee”), the Company hereby grants you the number of
Restricted Stock Units specified above (the “Restricted Stock Units”), subject to the terms and conditions of the Plan and this Agreement. 

2. Restricted Stock Unit Account and Dividend Equivalents. The Company will maintain an account (the “Account”) on its books
in your name to reflect the number of Restricted Stock Units awarded to you as well as any additional Restricted Stock Units credited as a result of Dividend Equivalents. The Account will be administered as follows: 

(a) The Account is for recordkeeping purposes only, and no assets or other amounts shall be set aside from the Company’s
general assets with respect to such Account. 
 (b) As of each record date with respect to which a cash dividend is to be
paid with respect to shares of Company common stock par value US$.01 per share (“Stock”), the Company will credit your Account with an equivalent amount of Restricted Stock Units determined by dividing the value of the cash dividend that
would have been paid on your Restricted Stock Units if they had been shares of Stock, divided by the value of Stock on such date. 

(c) If dividends are paid in the form of shares of Stock rather than cash, then your Account will be credited with one
additional Restricted Stock Unit for each share of Stock that would have been received as a dividend had your outstanding Restricted Stock Units been shares of Stock. 

  
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 (d) Additional Restricted Stock Units credited via Dividend Equivalents
shall vest or be forfeited at the same time as the Restricted Stock Units to which they relate. 
 3. Restricted Period. The period
prior to the vesting date with respect each Restricted Stock Unit is referred to as the “Restricted Period.” Subject to the provisions of the Plan and this Agreement, unless vested or forfeited earlier as described in Section 4, 5, 6
or 7 of this Agreement, as applicable, your Restricted Stock Units will become vested and be settled as described in Section 8 below, as of the vesting date or dates indicated in the introduction to this Agreement, provided the performance goal
in this Section 3 (“Performance Goal”) is satisfied as of the end of the applicable performance period. The Performance Goal will be established and certified by the Committee and cover one or more Company performance goals over the
course of the Company’s 2023 fiscal year. If the Performance Goal is not attained as of the end of this performance period, the Restricted Stock Units awarded hereunder shall be thereupon forfeited. 

4. Disability or Death. If during the Restricted Period you have a Termination of Service by reason of Disability or death, then the
Restricted Stock Units will become fully vested as of the date of your Termination of Service and the Vesting Date shall become the date of your Termination of Service. Any Restricted Stock Units becoming vested by reason of your Termination of
Service by reason of Disability or death shall be settled as provided in Section 8. 
 5. Retirement. If prior to the end of the
first 12 months of the Restricted Period you have a Termination of Service by reason of retirement from the Company’s Board of Directors, as reasonably determined and approved by the Committee, then, subject to such approval and subject to
satisfaction of the Performance Goal, the Restricted Stock Units will become vested on a prorated basis as of the later of the end of the performance period for the Performance Goal and the date of your Termination of Service, with such pro-ration based on the number of full months of service completed during the Restricted Period, divided by 36 months. If on or after the end of the first 12 months of the Restricted Period you have a Termination of
Service by reason of retirement from the Company’s Board of Directors, as reasonably determined and approved by the Committee, then, subject to such approval and subject to satisfaction of the Performance Goal, the Restricted Stock Units will
become fully vested as of the date of your Termination of Service. Any Restricted Stock Units becoming vested by reason of your retirement shall be settled as provided in Section 8. 

6. Termination of Service Following a Change in Control. If during the Restricted Period there is a Change in Control of the Company
and within the one-year period thereafter you have a Termination of Service initiated by your Employer other than for Cause (as defined in Section 7), then your Restricted Stock Units shall become fully
vested, and they shall be settled in accordance with Section 9. For purposes of this Section 6, a Termination of Service initiated by your Employer shall include a Termination of Employment for Good Reason under - and pursuant to the terms
and conditions of – the Walgreens Boots Alliance, Inc. Executive Severance and Change in Control Plan, but only to the extent applicable to you as an eligible participant in such Plan. 

7. Other Termination of Service. If during the Restricted Period you have a voluntary or involuntary Termination of Service for any
reason other than as set forth in Section 4, 5 or 6 above or Section 9 below, as determined by the Committee, then you shall thereupon forfeit any Restricted Stock Units that are still in a Restricted Period on your termination date. For
purposes of this Agreement, “Cause” means any one or more of the following, as determined by the Committee in its sole discretion: 

  
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 (a) your commission of a felony or any crime of moral turpitude; 

(b) your dishonesty or material violation of standards of integrity in the course of fulfilling your duties to the Company or
any Affiliate; 
 (c) your material violation of a material written policy of the Company or any Affiliate violation of which
is grounds for immediate termination; 
 (d) your willful and deliberate failure to perform your duties to the Company or any
Affiliate in any material respect, after reasonable notice of such failure and an opportunity to correct it; or 
 (e) your
failure to comply in any material respect with the United States (“U.S.”) Foreign Corrupt Practices Act, the U.S. Securities Act of 1933, the Exchange Act, the U.S. Sarbanes-Oxley Act of 2002, the U.S. Dodd-Frank Wall Street Reform and
Consumer Protection Act of 2010, and the U.S. Truth in Negotiations Act, or any rules or regulations thereunder. 
 8. Settlement of
Vested Restricted Stock Units. Subject to the requirements of Section 13 below, as promptly as practicable after the applicable Vesting Date, whether occurring upon your Separation from Service or otherwise, but in no event later than 75
days after the Vesting Date, the Company shall transfer to you one share of Stock for each Restricted Stock Unit becoming vested at such time, net of any applicable tax withholding requirements in accordance with Section 10 below; provided,
however, that, if you are a Specified Employee at the time of Separation from Service, then to the extent your Restricted Stock Units are deferred compensation subject to Section 409A of the Code, settlement of which is triggered by your
Separation from Service (other than for death), payment shall not be made until the date which is six months after your Separation from Service. 

Notwithstanding the foregoing, if you are resident or employed outside of the U.S., the Company, in its sole discretion, may provide for the
settlement of the Restricted Stock Units in the form of: 
 (a) a cash payment (in an amount equal to the Fair Market
Value of the Stock that corresponds with the number of vested Restricted Stock Units) to the extent that settlement in shares of Stock (i) is prohibited under local law, (ii) would require you, the Company or an Affiliate to obtain the
approval of any governmental or regulatory body in your country of residence (or country of employment, if different), (iii) would result in adverse tax consequences for you, the Company or an Affiliate or (iv) is administratively burdensome;
or 
 (b) shares of Stock, but require you to sell such shares of Stock immediately or within a specified period following
your Termination of Service (in which case, you hereby agree that the Company shall have the authority to issue sale instructions in relation to such shares of Stock on your behalf). 

  
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 9. Settlement Following Change in Control. Notwithstanding any provision of this
Agreement to the contrary, the Company may, in its sole discretion, fulfill its obligation with respect to all or any portion of the Restricted Stock Units that become vested in accordance with Section 6 above, by: 

(a) delivery of (i) the number of shares of Stock that corresponds with the number of Restricted Stock Units that have
become vested or (ii) such other ownership interest as such shares of Stock that correspond with the vested Restricted Stock Units may be converted into by virtue of the Change in Control transaction; 

(b) payment of cash in an amount equal to the Fair Market Value of the Stock that corresponds with the number of vested
Restricted Stock Units at that time; or 
 (c) delivery of any combination of shares of Stock (or other converted ownership
interest) and cash having an aggregate Fair Market Value equal to the Fair Market Value of the Stock that corresponds with the number of Restricted Stock Units that have become vested at that time. 

Settlement shall be made as soon as practical after the Restricted Stock Units become fully vested under Section 6, but in no event later than 30 days
after such date. 
 10. Responsibility for Taxes; Tax Withholding. 

(a) You acknowledge that, regardless of any action taken by the Company or your Employer, the ultimate liability for all income
tax, social insurance, payroll tax, fringe benefits tax, payment on account or other tax-related items related to your participation in the Plan and legally applicable to you
(“Tax-Related Items”), is and remains your responsibility and may exceed the amount actually withheld by the Company or your Employer, if any. You further acknowledge that the Company and/or your
Employer (1) make no representations or undertakings regarding the treatment of any Tax-Related Items in connection with any aspect of the Award, including, but not limited to, the grant, vesting or
settlement of the Award, the subsequent sale of shares of Stock acquired pursuant to such settlement and the receipt of any Dividend Equivalents and/or dividends; and (2) do not commit to and are under no obligation to structure the terms of
the grant or any aspect of the Award to reduce or eliminate your liability for Tax-Related Items or achieve any particular tax result. Further, if you are subject to
Tax-Related Items in more than one jurisdiction between the Grant Date and the date of any relevant taxable or tax withholding event, as applicable, you acknowledge that the Company and/or your Employer (or
former employer, as applicable) may be required to withhold or account for Tax-Related Items in more than one jurisdiction. 

(b) Prior to any relevant taxable or tax withholding event, as applicable, you agree to make adequate arrangements satisfactory
to the Company and/or your Employer to satisfy all Tax-Related Items. In this regard, except as provided below, the Company, your Employer or its agent shall satisfy the obligations with regard to all Tax-Related Items by withholding from the shares of Stock to be delivered upon settlement of the Award that number of shares of Stock having a Fair Market Value equal to the amount required by law to be withheld.
For purposes of the foregoing tax withholding, no fractional shares of Stock will be withheld. Notwithstanding the foregoing, if you are a Section 16 officer of the Company under the Exchange Act at the time of any applicable tax withholding
event, you may make a cash payment to the Company, your Employer or its agent to cover the Tax-Related Items that the Company or your Employer may be required to withhold or account for as a result of your
participation in the Plan. If you are not a Section 16 officer of the Company at the time of any applicable tax withholding event, the Company and/or your Employer may (in its sole discretion) allow you to make a cash payment to the Company,
your Employer or its agent to cover such Tax-Related Items. 

  
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 The Company may withhold or account for Tax-Related
Items by considering applicable statutory withholding rates (as determined by the Company in good faith and in its sole discretion) or other applicable withholding rates, including maximum applicable rates, in which case you will receive a refund of
any over-withheld amount in cash and will have no entitlement to the share equivalent. If the obligation for Tax-Related Items is satisfied by withholding from the shares of Stock to be delivered upon
settlement of the Award, for tax purposes, you will be deemed to have been issued the full number of shares of Stock subject to the earned Award, notwithstanding that a number of the shares of Stock are held back solely for the purpose of paying the
Tax-Related Items. 
 The Company may refuse to issue or deliver the shares of Stock (or cash
payment) or the proceeds from the sale of shares of Stock if you fail to comply with your obligations in connection with the Tax-Related Items. 

11. Nontransferability. During the Restricted Period and thereafter until Stock is transferred to you in settlement thereof, you may
not sell, transfer, pledge, assign or otherwise alienate or hypothecate the Restricted Stock Units whether voluntarily or involuntarily or by operation of law, other than by beneficiary designation effective upon your death, or by will or by the
laws of intestacy. 
 12. Rights as Stockholder. You shall have no rights as a stockholder of the Company with respect to the
Restricted Stock Units until such time as a certificate of stock for the Stock issued in settlement of such Restricted Stock Units has been issued to you or such shares of Stock have been recorded in your name in book entry form. Until that time,
you shall not have any voting rights with respect to the Restricted Stock Units. Except as provided in Section 9 above, no adjustment shall be made for dividends or distributions or other rights with respect to such shares for which the record
date is prior to the date on which you become the holder of record thereof. Anything herein to the contrary notwithstanding, if a law or any regulation of the U.S. Securities and Exchange Commission or of any other regulatory body having
jurisdiction shall require the Company or you to take any action before shares of Stock can be delivered to you hereunder, then the date of delivery of such shares may be delayed accordingly. 

13. Securities Laws. If a Registration Statement under the U.S. Securities Act of 1933, as amended, is not in effect with respect to
the shares of Stock to be delivered pursuant to this Agreement, you hereby represent that you are acquiring the shares of Stock for investment and with no present intention of selling or transferring them and that you will not sell or otherwise
transfer the shares except in compliance with all applicable securities laws and requirements of any stock exchange on which the shares of Stock may then be listed. 

14. Not a Public Offering. If you are resident outside the U.S., the grant of the Restricted Stock Units is not intended to be a public
offering of securities in your country of residence (or country of employment, if different). The Company has not submitted any registration statement, prospectus or other filings with the local securities authorities (unless otherwise required
under local law), and the grant of the Restricted Stock Units is not subject to the supervision of the local securities authorities. 

  
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 15. Insider Trading/Market Abuse Laws. By participating in the Plan, you agree to
comply with the Company’s policy on insider trading, to the extent that it is applicable to you. You further acknowledge that, depending on your or your broker’s country of residence or where the shares of Stock are listed, you may be
subject to insider trading restrictions and/or market abuse laws that may affect your ability to accept, acquire, sell or otherwise dispose of shares of Stock, rights to shares of Stock, or rights linked to the value of shares of Stock during such
times you are considered to have “inside information” regarding the Company as defined by the laws or regulations in your country. Local insider trading laws and regulations may prohibit the cancellation or amendment of orders you place
before you possessed inside information. Furthermore, you could be prohibited from (i) disclosing the inside information to any third party (other than on a “need to know” basis) and (ii) “tipping” third parties or causing
them otherwise to buy or sell securities. You understand that third parties include fellow employees and/or service providers. Any restrictions under these laws and regulations are separate from and in addition to any restrictions that may be
imposed under any applicable Company insider trading policy. You acknowledge that it is your responsibility to comply with any applicable restrictions and, therefore, you should consult your personal advisor on this matter. 

16. Repatriation; Compliance with Law. If you are resident or employed outside the U.S., you agree to repatriate all payments
attributable to the shares of Stock and/or cash acquired under the Plan in accordance with applicable foreign exchange rules and regulations in your country of residence (and country of employment, if different). In addition, you agree to take any
and all actions, and consent to any and all actions taken by the Company and its Affiliates, as may be required to allow the Company and its Affiliates to comply with local laws, rules and/or regulations in your country of residence (and country of
employment, if different). Finally, you agree to take any and all actions as may be required to comply with your personal obligations under local laws, rules and/or regulations in your country of residence (and country of employment, if different).

 17. No Advice Regarding Grant. No employee of the Company is permitted to advise you regarding your participation in the Plan or
your acquisition or sale of the shares of Stock underlying the Restricted Stock Units. You are hereby advised to consult with your own personal tax, legal and financial advisors before taking any action related to the Plan. 

18. Change in Stock. In the event of any change in Stock, by reason of any stock dividend, recapitalization, reorganization, split-up, merger, consolidation, exchange of shares, or of any similar change affecting the shares of Stock, the number of Restricted Stock Units subject to this Agreement shall be equitably adjusted by the
Committee. 
 19. Nature of the Award. In accepting the Award, you acknowledge, understand and agree that: 

(a) the Plan is established voluntarily by the Company, it is discretionary in nature and limited in duration, and it may be
modified, amended, suspended or terminated by the Company, in its sole discretion, at any time; 
 (b) the grant of the Award
is exceptional, voluntary and occasional and does not create any contractual or other right to receive future grants of Restricted Stock Units, or benefits in lieu of Restricted Stock Units, even if Restricted Stock Units have been granted in the
past; 
 (c) all decisions with respect to future Awards or other grants, if any, will be at the sole discretion of the
Company, including, but not limited to, the form and timing of the Award, the number of shares subject to the Award, and the vesting provisions applicable to the Award; 

  
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 (d) the Award and your participation in the Plan shall not create a right to
employment or be interpreted as forming an employment or service contract with the Company or any Affiliate and shall not interfere with the ability of the Company, your Employer or an Affiliate, as applicable, to terminate your employment or
service relationship; 
 (e) you are voluntarily participating in the Plan; 

(f) the Award and the shares of Stock subject to the Award are not intended to replace any pension rights or compensation; 

(g) the Award, the shares of Stock subject to the Award and the income and value of the same, is an extraordinary item of
compensation outside the scope of your employment (and employment contract, if any) and is not part of normal or expected compensation for any purpose, including, without limitation, calculating any severance, resignation, termination, redundancy,
dismissal, end-of-service payments, bonuses, long-service awards, pension or retirement or welfare benefits or similar payments and in no event should be considered as
compensation for, or relating in any way to, past services for the Company, your Employer or any Affiliate; 
 (h) the future
value of the shares of Stock underlying the Award is unknown, indeterminable and cannot be predicted with certainty; 
 (i)
unless otherwise determined by the Committee in its sole discretion, a Termination of Service shall be effective from the date on which active employment or service ends and shall not be extended by any statutory or common law notice of termination
period; 
 (j) no claim or entitlement to compensation or damages shall arise from forfeiture of the Award resulting from a
Termination of Service (for any reason whatsoever, whether or not later found to be invalid or in breach of employment laws in the jurisdiction where you are employed or the terms of your employment agreement, if any), and in consideration of the
grant of the Award to which you are otherwise not entitled, you irrevocably agree never to institute any claim against the Company, your Employer or any Affiliate, waive your ability, if any, to bring any such claim, and release the Company, the
Employer and all Affiliates from any such claim; if, notwithstanding the foregoing, any such claim is allowed by a court of competent jurisdiction, then, by participating in the Plan, you shall be deemed irrevocably to have agreed not to pursue such
claim and agree to execute any and all documents necessary to request dismissal or withdrawal of such claim; 
 (k) unless
otherwise provided herein, in the Plan or by the Company in its discretion, the Award and the benefits evidenced by this Agreement do not create any entitlement to have the Award or any such benefits transferred to, or assumed by, another company
nor to be exchanged, cashed out or substituted for, in connection with any corporate transaction affecting the shares of Stock of the Company; and 

(l) neither the Company nor any Affiliate shall be liable for any foreign exchange rate fluctuation between your local currency
and the U.S. dollar that may affect the value of the Award or of any amounts due to you pursuant to the settlement of the Award or the subsequent sale of any shares of Stock acquired upon settlement of the Award. 

  
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 20. Committee Authority; Recoupment. It is expressly understood that the Committee is
authorized to administer, construe and make all determinations necessary or appropriate for the administration of the Plan and this Agreement, including the enforcement of any recoupment policy, all of which shall be binding upon you and any
claimant. Any inconsistency between this Agreement and the Plan shall be resolved in favor of the Plan. 
 21. Non-Competition, Non-Solicitation and Confidentiality. As a condition to the receipt of this Award, you must agree to the
Non-Competition, Non-Solicitation and Confidentiality Agreement (the “NNCA Agreement”) attached hereto as Exhibit A. By clicking the acceptance box for this
Agreement, you also agree to the terms and conditions expressed in the NNCA Agreement. Failure to accept the terms of this Agreement and NNCA Agreement within 120 days of the Grant Date shall constitute your decision to decline to accept this Award.

 22. Personal Data. Pursuant to applicable personal data protection laws, the Company hereby notifies you of the following in
relation to your personal data and the collection, processing and transfer of such data in relation to the Company’s grant of the Restricted Stock Units and your participation in the Plan. The collection, processing and transfer of personal
data is necessary for the Company’s administration of the Plan and your participation in the Plan, and your denial and/or objection to the collection, processing and transfer of personal data may affect your participation in the Plan. As such,
you voluntarily acknowledge and consent (where required under applicable law) to the collection, use, processing and transfer of personal data as described herein: 

(a) The Company and your Employer hold certain personal information about you, specifically: your name, home address and
telephone number, date of birth, social security number or other employee identification number, salary, nationality, job title, any shares of Stock or directorships held in the Company, details of all entitlements to shares of Stock awarded,
canceled, purchased, vested, unvested or outstanding in your favor, for the purpose of managing and administering the Plan (“Data”). The Data may be provided by you or collected, where lawful, from the Company, its Affiliates and/or third
parties, and the Company and your Employer will process the Data for the exclusive purpose of implementing, administering and managing your participation in the Plan. The Data processing will take place through electronic and non-electronic means according to logics and procedures strictly correlated to the purposes for which Data are collected and with confidentiality and security provisions as set forth by applicable laws and
regulations in your country of residence (or country of employment, if different). Data processing operations will be performed minimizing the use of personal and identification data when such operations are unnecessary for the processing purposes
sought. Data will be accessible within the organization only by those persons requiring access for purposes of the implementation, administration and operation of the Plan and for your participation in the Plan. 

(b) The Company and your Employer will transfer Data internally as necessary for the purpose of implementation, administration
and management of your participation in the Plan, and the Company and/or your Employer may further transfer Data to any third parties assisting the Company in the implementation, administration and management of the Plan. You hereby authorize (where
required under applicable law) the recipients to receive, possess, use, retain and transfer the Data, in electronic or other form, as may be required for the administration of the Plan and/or the subsequent holding of the shares of Stock on your
behalf, to a broker or other third party with whom you may elect to deposit any shares of Stock acquired pursuant to the Plan. 

  
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 (c) You may, at any time, exercise your rights provided under applicable
personal data protection laws, which may include the right to (i) obtain confirmation as to the existence of Data, (ii) verify the content, origin and accuracy of the Data, (iii) request the integration, update, amendment, deletion or
blockage (for breach of applicable laws) of the Data, (iv) oppose, for legal reasons, the collection, processing or transfer of the Data which is not necessary or required for the implementation, administration and/or operation of the Plan and
your participation in the Plan, and (v) withdraw your consent to the collection, processing or transfer of Data as provided hereunder (in which case, your Restricted Stock Units will become null and void). You may seek to exercise these rights
by contacting your Human Resources manager or the Company’s Human Resources Department, who may direct the matter to the applicable Company privacy official. 

23. Addendum to Agreement. Notwithstanding any provision of this Agreement to the contrary, the Restricted Stock Units shall be subject
to any special terms and conditions for your country of residence (and country of employment, if different) as set forth in the addendum to the Agreement, attached hereto as Exhibit B (the “Addendum”). Further, if you transfer your
residence and/or employment to another country reflected in the Addendum, the special terms and conditions for such country will apply to you to the extent the Company determines, in its sole discretion, that the application of such terms and
conditions is necessary or advisable to comply with local laws, rules and/or regulations or to facilitate the operation and administration of the Restricted Stock Units and the Plan (or the Company may establish alternative terms and conditions as
may be necessary or advisable to accommodate your transfer). The Addendum shall constitute part of this Agreement. 
 24. Additional
Requirements. The Company reserves the right to impose other requirements on the Restricted Stock Units, any shares of Stock acquired pursuant to the Restricted Stock Units and your participation in the Plan to the extent the Company determines,
in its sole discretion, that such other requirements are necessary or advisable in order to comply with local laws, rules and/or regulations or to facilitate the operation and administration of the Restricted Stock Units and the Plan. Such
requirements may include (but are not limited to) requiring you to sign any agreements or undertakings that may be necessary to accomplish the foregoing. 

25. Amendment or Modification, Waiver. Except as set forth in the Plan, no provision of this Agreement may be amended or waived unless
the amendment or waiver is agreed to in writing, signed by you and by a duly authorized officer of the Company. No waiver of any condition or provision of this Agreement shall be deemed a waiver of a similar or dissimilar condition or provision at
the same time, any prior time or any subsequent time. 
 26. Electronic Delivery. The Company may, in its sole discretion, deliver by
electronic means any documents related to the Award or your future participation in the Plan. You hereby consent to receive such documents by electronic delivery and agree to participate in the Plan through an
on-line or electronic system established and maintained by the Company or a third party designated by the Company. 

  
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 27. Governing Law and Jurisdiction. This Agreement is governed by the substantive and
procedural laws of the state of Illinois, U.S.A. You and the Company shall submit to the exclusive jurisdiction of, and venue in, the courts in Illinois, U.S.A., in any dispute relating to this Agreement without regard to any choice of law rules
thereof which might apply the laws of any other jurisdictions. 
 28. English Language. If you are resident in a country where
English is not an official language, you acknowledge and agree that it is your express intent that this Agreement, the Plan and all other documents, notices and legal proceedings entered into, given or instituted pursuant to the Award, be drawn up
in English. You further acknowledge that you are sufficiently proficient in English, or have consulted with an advisor who is sufficiently proficient in English, so as to allow you to understand the terms and conditions of this Agreement, the Plan
and any other documents related to the Award. If you have received this Agreement, the Plan or any other documents related to the Award translated into a language other than English, and if the meaning of the translated version is different than the
English version, the English version will control. 
 29. Conformity with Applicable Law. If any provision of this Agreement is
determined to be invalid, illegal or unenforceable in any respect under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability shall not affect the validity, legality or enforceability of any other provision
of this Agreement or the validity, legality or enforceability of such provision in any other jurisdiction, but this Agreement shall be reformed, construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision had
never been contained herein. 
 30. Successors. This Agreement shall be binding upon and inure to the benefit of any successor or
successors of the Company and any person or persons who shall, upon your death, acquire any rights hereunder. 
 **** 

This Agreement contains highly sensitive and confidential information. Please handle it accordingly. 

Please read the attached Exhibits A and B. Once you have read and understood this Agreement and Exhibits A and B, please click the acceptance
box to certify and confirm your agreement to be bound by the terms and conditions of this Agreement and Exhibits A and B, as applicable, and to acknowledge your receipt of the Prospectus, the Plan and this Agreement and your acceptance of the terms
and conditions of the Award granted hereunder. 

  
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 EXHIBIT A 

WALGREENS BOOTS ALLIANCE, INC. NON-COMPETITION,
NON-SOLICITATION AND CONFIDENTIALITY AGREEMENT 
 This Exhibit (the “Non-Compete Agreement”) forms a part of the Restricted Stock Unit Award Agreement (the “Award Agreement”) covering restricted stock units awarded to an employee (“Employee” or
“I”) of Walgreens Boots Alliance, Inc. or an affiliate thereof, on behalf of itself, its affiliates, subsidiaries, and successors (collectively referred to as the “Company”). 

WHEREAS, the Company develops and/or uses valuable business, technical, proprietary, customer and patient information it protects by limiting
its disclosure and by keeping it secret or confidential; 
 WHEREAS, I acknowledge that during the course of employment, I have or will
receive, contribute, or develop such Confidential Information and Trade Secrets (as defined below); and 
 WHEREAS, the Company desires to
protect from third parties (e.g. competitors and customers) such Confidential Information and Trade Secrets and also desires to protect its legitimate business interests and goodwill in maintaining its employee and customer relationships. 

NOW THEREFORE, in consideration of the Restricted Stock Units issued to me pursuant to the Award Agreement (to which this Non-Compete Agreement is attached as Exhibit A) and for other good and valuable consideration, including but not limited to employment or continued employment, the specialized knowledge, skill and training that the
Company provides me, and the goodwill that I develop with customers on behalf of the Company, I agree to be bound by the terms of this Non-Compete Agreement as follows: 

1. Confidentiality.  

(a) At all times during and after the termination of my employment with the Company, I will not, without the Company’s
prior written permission, directly or indirectly for any purpose other than performance of my duties for the Company, utilize or disclose to anyone outside of the Company any Trade Secrets (defined in subparagraph 1(a)(i)) or other Confidential
Information (defined in subparagraph 1(a)(ii)) or any information received by the Company in confidence from or about third parties, as long as such matters remain Trade Secrets or otherwise confidential. 

(i) For purposes of this Non-Compete Agreement, “Trade Secrets” means
a form of intellectual property that are protectable under applicable state and/or Federal law, including the Uniform Trade Secrets Act (as amended and adapted by the states) and the Federal Defend Trade Secrets Act of 2016 (the “DTSA”).
They include all tangible and intangible (e.g., electronic) forms and types of information that is held and kept confidential by the Company and is not generally known outside of the Company, including but not limited to information about:
the Company’s financial, business, scientific, technical, economic, or engineering information, including patterns, plans, compilations, program devices, formulas, designs, prototypes, methods, techniques, processes, procedures, programs or
codes, and may in particular include such things as pricing information, business records, software programs, algorithms, inventions, patent applications, and designs and processes not known outside the Company. 

  
 11 

 (ii) For purposes of this
Non-Compete Agreement, “Confidential Information” means Trade Secrets and, more broadly, any other tangible and intangible (e.g., electronic) forms and types of information that are
held and kept confidential by the Company and are not generally known outside the Company, and which relates to the actual or anticipated business of the Company or the Company’s actual or prospective vendors or clients. Confidential
Information shall not be considered generally known to the public if is revealed improperly to the public by me or others without the Company’s express written consent and/or in violation of an obligation of confidentiality to the Company.
Examples of Confidential Information include, but are not limited to: customer, referral source, supplier and contractor identification and contacts; special contract terms; pricing and margins; business, marketing and customer plans and strategies;
financial data; company created (or licensed) techniques; technical know-how; research, development and production information; processes, prototypes, software, patent applications and plans, projections,
proposals, discussion guides, and/or personal or performance information about employees. 
 (b) I understand that this
obligation of non-disclosure shall last so long as the information remains confidential. I, however, understand that, if I live and work primarily in Wisconsin, Virginia, or any other state requiring a
temporal limit on non-disclosure clauses, Confidential Information shall be protected for two (2) years following termination of my employment (for any reason). I also understand that Trade Secrets
are protected by statute and are not subject to any time limits. I also agree to contact the Company before using, disclosing, or distributing any Confidential Information or Trade Secrets if I have any questions about whether such information
is protected information. 
 (c) The restrictions set forth in this paragraph are in addition to and not in lieu of any
obligations or rights I have by law with respect to the Company’s Confidential Information. Consistent with subparagraph 9(n) below, nothing herein shall prohibit me from disclosing Confidential Information or Trade Secrets if compelled by
order of court or an agency of competent jurisdiction or as required by law; however, I shall take reasonable steps to protect such disclosure of Confidential Information or Trade Secrets. Pursuant to the Defend Trade Secrets Act of 2016 (DTSA), I
understand that an individual may not be held criminally or civilly liable under any federal or state trade secret law for the disclosure of a Trade Secret that: (A) is made (i) in confidence to a federal, state or local government
official, either directly or indirectly, or to an attorney, and (ii) solely for the purpose of reporting or investigating a suspected violation of law; or (B) is made in a complaint or other document filed in a lawsuit or other proceeding,
if such filing is made under seal. Additionally, I understand that an individual who files a lawsuit for retaliation by an employer for reporting a suspected violation of law may disclose the Trade Secret to his or her attorney and use the Trade
Secret information in the court proceeding, so long as any document containing the Trade Secret is filed under seal and the individual does not disclose the Trade Secret, except pursuant to court order. Nothing in this
Non-Compete Agreement is intended to conflict with the DTSA or create liability for disclosures of Trade Secrets that are expressly allowed by DTSA. 

2. Non-Competition. I agree that during my employment with the Company and for twelve
(12) months after the termination of my employment (for any reason), I will not, directly or indirectly have Responsibilities with respect to any Competing Business Line. As set forth in subparagraph 9(b) below, I understand that the
restrictions in this paragraph apply no matter whether my employment is terminated by me or the Company and no matter whether that 

  
 12 

 
termination is voluntary or involuntary. These restrictions shall not apply to passive investments of less than five percent (5%) ownership interest in any entity. For purposes of this Non-Compete Agreement, “Responsibilities” means the same or similar material responsibilities I performed for the Company during the two (2) years prior to my last day of employment with the
Company and within the same geographic area, or portion thereof, where I performed those responsibilities for the Company. For purposes of this Non-Compete Agreement, “Competing Business Line”
means any business that is in competition with any business engaged in by the Company and for which I had Responsibilities during the two (2) years prior to my last day of employment with the Company. Competing Business Line shall also include
businesses or business lines that may not be directly competitive with the Company in most respects (such as pharmacy benefit managers), but only to the extent I am engaged by any such business in a role: (a) that involves my performing
Responsibilities for Competing Products or Services; or (b) where I would be called upon to inevitably rely upon or disclose Confidential Information and such reliance or disclosure would competitively harm the Company. For purposes of this Non-Compete Agreement, “Competing Products or Services” means products or services that are competitive with products or services offered by, developed by, designed by or distributed by the Company
during the two (2) years prior to my last day of employment with the Company. 
 3.
Non-Solicitation. I agree that during my employment with the Company and for two (2) years after the termination of my employment from the Company (for any reason): 

(a) I will not directly or indirectly, solicit any Restricted Customer for purposes of providing Competing Products or
Services, or offer, provide or sell Competing Products or Services to any Restricted Customer. For purposes of this Non-Compete Agreement, “Restricted Customer” means any person, company or
entity that was a customer, vendor, supplier or referral source of the Company and with which I had direct contact for purposes of performing responsibilities for the Company or for which I had supervisory responsibilities on behalf of the Company,
in either case at any time during the two (2) years prior to my last day of employment with the Company. To the extent permitted by applicable law, “Restricted Customer” also means any prospective customer(s), vendor(s),
supplier(s) or referral source(s) with which I had business contact on behalf of the Company in the twelve (12) months prior to my last day of employment with the Company; and 

(b) I will not, nor will I assist any third party to, directly or indirectly (i) raid, solicit, or attempt to persuade any
then-current employee of the Company with whom I currently work or with whom I had direct contact work during the two years prior to my last day of employment with the Company, and who possesses or had access to Confidential Information of the
Company, to leave the employ of the Company; (ii) interfere with the performance by any such employee of his/her duties for the Company; and/or (iii) communicate with any such employee for the purposes described in items (i) and (ii)
in this subparagraph 3(b). 
 4. Non-Inducement. I will not directly or indirectly assist or
encourage any person or entity in carrying out or conducting any activity that would be prohibited by this Non-Compete Agreement if such activity were carried out or conducted by me. 

5. Non-Disparagement. During my employment with the Company and thereafter, I agree not
to make negative comments or otherwise disparage the Company or any of its officers, directors, employees, shareholders, members, agents or products. The foregoing shall not be violated by truthful statements in response to legal process, required
governmental testimony or filings, or administrative or arbitral proceedings (including, without limitation, depositions in connection with such proceedings); and the foregoing shall not apply to any claims for harassment or discrimination to the
extent so restricted by applicable state law. 

  
 13 

 6. Intellectual Property. The term “Intellectual Property” shall
mean all trade secrets, ideas, inventions, designs, developments, devices, software, computer programs, methods and processes (whether or not patented or patentable, reduced to practice or included in the Confidential Information) and all patents
and patent applications related thereto, all copyrights, copyrightable works and mask works (whether or not included in the Confidential Information) and all registrations and applications for registration related thereto, all Confidential
Information, and all other proprietary rights contributed to, or conceived or created by, or reduced to practice by me or anyone acting on my behalf (whether alone or jointly with others) at any time from the beginning of my employment with the
Company to the termination of that employment plus ninety (90) days, that (i) relate to the business or to the actual or anticipated research or development of the Company; (ii) result from any services that I or anyone acting on my
behalf perform for the Company; or (iii) are created using the equipment, supplies or facilities of the Company or any Confidential Information. 

a. Ownership. All Intellectual Property is, shall be and shall remain the exclusive property of the Company. I hereby
assign to the Company all right, title and interest, if any, in and to the Intellectual Property; provided, however, that, when applicable, the Company shall own the copyrights in all copyrightable works included in the Intellectual Property
pursuant to the “work-made-for-hire” doctrine (rather than by assignment), as such term is defined in the 1976 Copyright Act. All Intellectual Property shall
be owned by the Company irrespective of any copyright notices or confidentiality legends to the contrary that may be placed on such works by me or by others. I shall ensure that all copyright notices and confidentiality legends on all work product
authored by me or anyone acting on his/her behalf shall conform to the Company’s practices and shall specify the Company as the owner of the work. The Company hereby provides notice to me that the obligation to assign does not apply to an
invention for which no equipment, supplies, facility, or Trade Secrets of the Company was used and which was developed entirely on my own time, unless (i) the invention relates (1) to the business of the Company, or (2) to the
Company’s actual or demonstrably anticipated research or development, or (ii) the invention results from any work performed by me for the Company. 

b. Keep Records. I shall keep and maintain, or cause to be kept and maintained by anyone acting on my behalf, adequate
and current written records of all Intellectual Property in the form of notes, sketches, drawings, computer files, reports or other documents relating thereto. Such records shall be and shall remain the exclusive property of the Company and shall be
available to the Company at all times during my employment with the Company. 
 c. Assistance. I shall supply all
assistance requested in securing for the Company’s benefit any patent, copyright, trademark, service mark, license, right or other evidence of ownership of any such Intellectual Property, and will provide full information regarding any such
item and execute all appropriate documentation prepared by Company in applying or otherwise registering, in the Company’s name, all rights to any such item or the defense and protection of such Intellectual Property. 

  
 14 

 d. Prior Inventions. I have disclosed to the Company any continuing
obligations to any third party with respect to Intellectual Property. I claim no rights to any inventions created prior to his/her employment for which a patent application has not previously been filed, unless he/she has described them in detail on
a schedule attached to this Non-Compete Agreement. 
 e. Trade Secret
Provisions. The provisions in paragraph 1 of this Non-Compete Agreement with regard to Trade Secrets and the DTSA shall apply as well in the context of the parties’ Intellectual Property rights and
obligations. 
 7. Return of Company Property. I agree that all documents and data accessible to me during my employment with the
Company, including Confidential Information and Trade Secrets, regardless of format (electronic or hard copy), including but not limited to any Company computer, monitor, printer equipment, external drives, wireless access equipment, telecom
equipment and systems (“Company Equipment”), are and remain the sole and exclusive property of the Company and/or its clients, and must be returned to the Company upon separation or upon demand by the Company. I further agree that I will
provide passwords to access such Company Equipment and I will not print, retain, copy, destroy, modify or erase Company U.S. data on Company Equipment or otherwise wipe Company Equipment prior to returning the Company Equipment. I further
acknowledge and agree that, beginning on my last day of employment, (a) I shall remove any reference to the Company as my current employer from any source I control, either directly or Indirectly, including, but not limited to, any social
media, including LinkedIn, Facebook, Twitter, Instagram, Google+, and/or MySpace, etc. and (b) I am not permitted to represent that I am currently being employed by the Company to any person or entity, including, but not limited to, on any
social media. 
 8. Consideration and Acknowledgments. I acknowledge and agree that the covenants described in this Non-Compete Agreement are essential terms, and the underlying Restricted Stock Unit Award would not be provided by the Company in the absence of these covenants. I further acknowledge that these covenants are
supported by adequate consideration as set forth in this Non-Compete Agreement and are not in conflict with any public interest. I further acknowledge and agree that I fully understand these covenants, have
had full and complete opportunity to discuss and resolve any ambiguities or uncertainties regarding these covenants before signing this Non-Compete Agreement, and have voluntarily agreed to comply with these
covenants for their stated terms. I further acknowledge and agree that these covenants are reasonable and enforceable in all respects. 
 9.
Enforceability; General Provisions. 
 (a) I understand that my non-compete
and/or non-solicitation obligations in this Non-Compete Agreement shall not apply to me if I am covered under applicable state or local statutory law prohibiting non-competes or non-solicits on the basis of my income and/or position level at the time of enforcement, including but not limited to those addressed in Exhibit A-1. 
 (b) I agree that the restrictions contained in this
Non-Compete Agreement are reasonable and necessary to protect the Company’s legitimate business interests and that full compliance with the terms of this
Non-Compete Agreement will not prevent me from earning a livelihood following the termination of my employment, and that these covenants do not place undue restraint on me. I further understand that the
restrictions in this Non-Compete Agreement apply no matter whether my employment is terminated by me or the Company and no matter whether that termination is voluntary or involuntary. 

  
 15 

 (c) Because the Company is incorporated in the state of Delaware
(i) this Non-Compete Agreement shall be governed by and construed in accordance with the laws of the State of Delaware, without giving effect to any conflict of law provisions, and (ii) I consent to
personal jurisdiction and the exclusive jurisdiction of the state and federal courts of Delaware with respect to any claim, dispute or declaration arising out of this Non-Compete Agreement. 

(d) In the event of a breach or a threatened breach of this Non-Compete Agreement, I
acknowledge that the Company will face irreparable injury which may be difficult to calculate in dollar terms and that the Company shall be entitled, in addition to all remedies otherwise available in law or in equity, to temporary restraining
orders and preliminary and final injunctions enjoining such breach or threatened breach in any court of competent jurisdiction without the necessity of posting a surety bond, as well as to obtain an equitable accounting of all profits or benefits
arising out of any violation of this Non-Compete Agreement. 
 (e) I agree that if a
court determines that any of the provisions in this Non-Compete Agreement is unenforceable or unreasonable in duration, territory, or activity, then that court shall modify those provisions so they are
reasonable and enforceable, and enforce those provisions as modified. 
 (f) If any one or more provisions (including
paragraphs, subparagraphs and terms) of this Non-Compete Agreement or its application is determined to be invalid, illegal, or unenforceable to any extent or for any reason by a court of competent
jurisdiction, I agree that the remaining provisions (including paragraphs, subparagraphs and terms) of this Non-Compete Agreement will still be valid and the provision declared to be invalid or illegal or
unenforceable will be considered to be severed and deleted from the rest of this Non-Compete Agreement. I further agree that if any court of competent jurisdiction finds any of the restrictions set forth in
this Non-Compete Agreement to be overly broad and unenforceable, the restriction shall be interpreted to extend only over the maximum time period, geographic area, or range of activities or clients that such
court deems enforceable 
 (g) Notwithstanding the foregoing provisions of this
Non-Compete Agreement, the non-competition provisions of paragraph 2 above shall not restrict me from performing legal services as a licensed attorney for a Competing
Business to the extent that the attorney licensure requirements in the applicable jurisdiction do not permit me to agree to the otherwise applicable restrictions of paragraph 2. 

(h) Waiver of any of the provisions of this Non-Compete Agreement by the Company in any
particular instance shall not be deemed to be a waiver of any provision in any other instance and/or of the Company’s other rights at law or under this Non-Compete Agreement. 

(i) I agree that the Company may assign this Non-Compete Agreement to its successors
and assigns and that any such successor or assign may stand in the Company’s stead for purposes of enforcing this Non-Compete Agreement. 

  
 16 

 (j) I agree to reimburse the Company for all attorneys’ fees, costs,
and expenses that it reasonably incurs in connection with enforcing its rights and remedies under this Non-Compete Agreement, but only to the extent the Company is ultimately the prevailing party in the
applicable legal proceedings. 
 (k) I understand and agree that, where allowed by applicable law, the time for my
obligations set out in paragraphs 2-6 shall be extended for period of non-compliance up to an additional two (2) years following my last day of employment with
the Company (for any reason). 
 (l) I fully understand my obligations in this
Non-Compete Agreement, have had full and complete opportunity to discuss and resolve any ambiguities or uncertainties regarding these covenants before signing this
Non-Compete Agreement, and have voluntarily agreed to comply with these covenants for their stated terms. 

(m) I agree that all non-competition,
non-solicitation, non-disclosure and use, non-recruiting, and disclosure obligations in this
Non-Compete Agreement shall survive any termination of this Non-Compete Agreement and extend to the proscribed periods following my last day of employment with the
Company (for any reason) and no dispute regarding any other provisions of this Non-Compete Agreement or regarding my employment or the termination of my employment shall prevent the operation and enforcement
of these obligations. 
 (n) I understand that nothing in this Non-Compete Agreement,
including the non-disclosure and non-disparagement provisions, limit my ability to file a charge or complaint with the Equal Employment Opportunity Commission,
Department of Labor, National Labor Relations Board, Occupational Safety and Health Administration, Securities and Exchange Commission or any other federal, state or local governmental agency or commission. I also understand that this Non-Compete Agreement does not limit my ability to communicate with any government agencies or otherwise participate in any investigation or proceeding that may be conducted by any government agency, including
providing documents or other information, without notice to the Company. Finally, nothing in this Non-Compete Agreement in any way prohibits or is intended to restrict or impede, and shall not be
interpreted or understood as restricting or impeding me from: (i) exercising my rights under Section 7 of the National Labor Relations Act (NLRA); or (ii) otherwise disclosing or discussing truthful information about unlawful
employment practices (including unlawful discrimination, harassment, retaliation, or sexual assault). 
 10. Relationship of Parties.
I acknowledge that my relationship with the Company is “terminable at will” by either party and that the Company or I can terminate the relationship with or without cause and without following any specific procedures. Nothing contained in
this Non-Compete Agreement is intended to or shall be relied upon to alter the “terminable at will” relationship between the parties. I agree that my obligations in this Non-Compete Agreement shall survive the termination of my employment from the Company for any reason and shall be binding upon my successors, heirs, executors and representatives. 

11. Modifications and Other Agreements. I agree that the terms of this Non-Compete Agreement
may not be modified except by a written agreement signed by both me and the Company. This Non-Compete Agreement shall not supersede any other restrictive covenants to which I may be subject under an employment
contract, benefit program or otherwise, such that the Company may enforce the terms of any and all restrictive covenants to which I am subject. The obligations herein are in addition to and do not limit any obligations arising under applicable
statutes and common law. 

  
 17 

 12. State and Commonwealth Law Modifications. I agree that if I, on the last day of
my employment with the Company (for any reason), primarily reside and work in California, Illinois, Louisiana, Massachusetts, Nebraska, Oklahoma, Puerto Rico, South Carolina, Virginia, Washington or Wisconsin, I am subject to the modifications to
this Non-Compete Agreement set forth in Exhibit A-1 applying to such state and to the extent such state law applies. 

13. Notification. I agree that in the event I am offered employment at any time in the future with any entity that may be considered a
Competing Business Line, I shall immediately notify such Competing Business of the existence and terms of this Non-Compete Agreement. I also understand and agree that the Company may notify anyone attempting
to or later employing me of the existence and provisions of this Non-Compete Agreement. 

***                ***       
         ***                ***               
 *** 
 By clicking the acceptance box for this grant agreement, I acknowledge receipt of the Award Agreement to which this Non-Compete Agreement is attached as Exhibit A, and I agree to the terms and conditions expressed in this Non-Compete Agreement, including the modifications set forth in
Exhibit A-1, as applicable. 

  
 18 

 EXHIBIT A-1 

WALGREENS BOOTS ALLIANCE, INC. NON-COMPETITION,
NON-SOLICITATION AND CONFIDENTIALITY AGREEMENT 
 State and Commonwealth Law Modifications

 This Exhibit A-1 to the Walgreens Boots Alliance, Inc.
Non-Competition, Non-Solicitation and Confidentiality Agreement (the “Non-Compete Agreement”) includes
jurisdiction-specific “Addenda,” which modify the Non-Compete Agreement as applied to individuals who primarily reside and work in one of the applicable jurisdictions, but only to the extent the laws
of such jurisdiction are applicable to the Non-Compete Agreement. The Addenda of this Exhibit A-1 should be read in conjunction with the rest of the Non-Compete Agreement and enforced to the fullest extent permissible to protect the Company’s legitimate business interests. 

CALIFORNIA ADDENDUM 

No. 1: 
 The covenants
in paragraph 2 “Non-Competition” apply during my employment with the Company, but do not apply post-employment, during such time(s) that I primarily reside and work in
California. 
 No. 2: 

The covenants in paragraph 3 “Non-Solicitation” apply during my
employment with the Company, but do not apply post-employment, during such time(s) that I primarily reside and work in California. 

No. 3: 
 The language
in paragraph 5 “Non-Disparagement” is stricken and replaced with the following: 

During my employment with the Company and thereafter, I agree not to make negative comments or otherwise disparage the Company or any of its
officers, directors, employees, shareholders, members, agents or products, except as otherwise allowed by law, including California Government Code Section 12964.5. 

No. 4: 
 The language
in paragraph 6 “Intellectual Property” is supplemented with the following language: 
 The terms of this Non-Compete Agreement requiring disclosure and assignment of inventions to the Company do not apply to any invention that qualifies fully under California Labor Code Section 2870, which reads: 

(a) Any provision in an employment agreement which provides that an employee shall assign, or offer to assign, any of his or her rights in an
invention to his or her employer shall not apply to an invention that the employee developed entirely on his or her own time without using the employer’s equipment, supplies, facilities, or trade secret information except for those inventions
that either: 

  
 19 

 (1) Relate at the time of conception or reduction to practice of the invention to the
employer’s business, or actual or demonstrably anticipated research or development of the employer; or 
 (2) Result from any work
performed by the employee for the employer. 
 (b) To the extent a provision in an employment agreement purports to require an employee to
assign an invention otherwise excluded from being required to be assigned under subdivision (a), the provision is against the public policy of this state and is unenforceable. 

While employed, I will advise the Company promptly in writing of any inventions that I believe meet the criteria in California Labor Code
Section 2870 for a confidential ownership determination. 
 No. 5: 

The language in paragraph 9 “Enforceability; General Provisions,” subparagraph 9(c) by this Addendum shall
substitute “California” for “Delaware” with respect to the choice of law and forum, during such time(s) that I primarily reside and work in California. 

COLORADO ADDENDUM 

No. 1: 
 The language
in subparagraph 1(a) is modified by adding the following: 
 I acknowledge and agree that the restrictions in this paragraph are
reasonable and shall not prohibit the disclosure of information arising from my general training, knowledge, skill, or experience, whether gained on the job or otherwise, information readily ascertainable to the public, and/or information an
employee has a right to disclose as legally protected conduct. 
 No. 2: 

The language in paragraph 2 “Non-Competition” is modified so that the term
“same geographic area” is defined to mean: 
 the territory (i.e.: (i) state(s), (ii) county(ies), and/or (iii) city(ies))
where, during the twenty-four (24) months prior to my last day of employment with the Company, I: (A) had material responsibilities or performed services on behalf of the Company (or in which I supervised others with respect to the
exercise of such material responsibilities or servicing activities) and/or (B) solicited Restricted Customer or otherwise sold services on behalf of the Company (or in which I supervised such solicitation or selling activities). If my material
responsibilities were not geographically limited to any territory at any time during the twenty-four (24) months prior to my last day of employment with the Company, “same geographic area” means anywhere in the United States the
Company is engaged in the business. Same geographic area only covers territory where my knowledge of the Company’s Trade Secrets could be used by a competitor to unfairly compete with or undermine the Company’s legitimate business
interests.     

  
 20 

 No. 3: 

The language in paragraph 2 “Non-Competition,” paragraph 3 “Non-Solicitation,” and paragraph 4 “Non-Inducement” is modified by adding the following: 

If I primarily work or reside in the State of Colorado, the restrictions related to competitive activities in paragraph 2 only applies to the
extent I earn, both at the time this Non-Compete Agreement is entered into and at the time the Company enforces it, an amount of annualized cash compensation equivalent to or greater than the threshold amount
for highly compensated workers as determined by the Colorado Department of Labor and Employment at the time this Non-Compete Agreement is entered into, and such activities will involve the inevitable use of,
or near-certain influence by my knowledge of, Trade Secrets disclosed to me during the course of my employment with the Company. 
 If I
primarily work or reside in the State of Colorado, the restrictions related to solicitation activities in paragraph 3 and paragraph 4 only apply to the extent I earn, both at the time this Non-Compete
Agreement is entered into and at the time the Company enforces it, an amount of annualized cash compensation equivalent to or greater than 60% of the threshold amount for highly compensated workers as determined by the Colorado Department of Labor
and Employment at the time this Non-Compete Agreement is entered into, and such activities will involve the inevitable use of, or near-certain influence by my knowledge of, Trade Secrets disclosed to me during
the course of employment with the Company. 
 No. 4: 

The language in subparagraph 9(n) is modified to add the following sentence to the end of that section: 

Nothing in this Non-Compete Agreement prohibits me from discussing or disclosing conduct that employee
reasonably believes under Washington State, Federal, or common law to be illegal discrimination, illegal harassment, illegal retaliation, a wage and hour violation, or sexual assault, or that is recognized as against a clear mandate of public
policy. 
 No. 5: 

A new subparagraph 9(o) is added as follows: 

I acknowledge and agree I have been provided with, and have signed, a separate notice of my obligations either (i) prior to my acceptance
of employment with the Company or (ii) for current employees of the Company, at least fourteen (14) days before the effective date of this Non-Compete Agreement, in the following form and substance.
I further acknowledge and agree that paragraphs 1-4 shall not become effective until (iii) my first day of employment, if presented with such notice and a copy of the
Non-Compete Agreement prior to accepting an offer of employment, or (iv) for current employees of the Company, fourteen (14) days after receiving such notice and a copy of the Non-Compete Agreement. 

  
 21 

 DISTRICT OF COLUMBIA ADDENDUM 

Under the District of Columbia’s Ban on Non-Compete Agreements Amendment Act of 2020, as amended by the Non-compete Clarification Amendment Act of 2022 (collectively, the “Act”), the following addenda for the District of Columbia shall only apply to non-competition
agreements employees sign on or after October 1, 2022 and to employers who are operating in the District of Columbia or any person or group of persons acting directly or indirectly in the interest of an employer operating in the District of
Columbia in relation to an employee or a prospective employee. The primary Non-Competition Agreement otherwise controls. 

No. 1: 
 A new
subparagraph 9(o) “Covered Employee Ban” is added as follows: 
 I understand that the
non-competition obligations under paragraph 2 shall not apply to me if I am considered a “covered employee” under the Act. I am a covered employee if the following conditions are satisfied: 

Current Employees – If I have commenced work for the Company, I am covered if (i) I spend more than 50% of my work time for
the Company working in the District of Columbia; or (ii) my employment is based in the District of Columbia, and I regularly spend a substantial amount of my work time for the Company in the District of Columbia and not more than 50% of my work
time for the Company in another jurisdiction. 
 Prospective Employees – If I have not yet commenced work for the Company, I am
covered if (i) the Company reasonably anticipates that I will spend more than 50% of my work time for the Company working in the District of Columbia; or (ii) my employment for the Company will be based in the District of Columbia, and the
Company reasonably anticipates that I will regularly spend a substantial amount of my work time for the Company in the District of Columbia and not more than 50% of my work time for the Company in another jurisdiction. 

No. 2: 
 A new
subparagraph 9(p) “Highly Compensated Employee Exclusion” is added as follows: 
 I understand that the non-competition obligations under paragraph 1 shall apply to me if I am a “highly compensated employee” (and is therefore excluded from the definition of “covered employee”). Under the Act, a
“highly compensated employee” is someone who earns at least $150,000 during a consecutive 12-month period or whose compensation earned from the Company in the consecutive 12-month period preceding the date the proposed non-competition is to begin is at least $150,000. The Act provides that for “medical specialists, the compensation
threshold for “highly compensated employee” status is $250,000. Beginning on January 1, 2024, and each calendar year thereafter, the dollar threshold for highly compensated employee status will be adjusted based on increases in the
Consumer Price Index. 

  
 22 

 No. 3: 

A new subparagraph 9(q) “Notice” is added as follows: 

I agree that before being required to sign this Non-Compete Agreement, the Company provided written
notice to me that I had fourteen (14) calendar days before I commenced employment to review the non-competition provision in the Non-Compete Agreement; or, in the
case of a current employee, that I had at least fourteen (14) calendar days to review the non-competition provision in the Agreement before I must execute the
Non-Compete Agreement. In addition, the Company provided me with the following written notice. 

The District’s Ban on Non-Compete Agreements Amendment Act of 2020 limits the use of non-compete agreements. It allows employers to request non-compete agreements from highly compensated employees, as that term is defined in the Ban on Non-Compete Agreements Amendment Act of 2020, under certain conditions. The Company has determined that you are a highly compensated employee. For more information about the Ban on
Non-Compete Agreements Amendment Act of 2020, contact the District of Columbia Department of Employment Services (DOES). 

ILLINOIS ADDENDUM 

No. 1: 
 A new
subparagraph 9(o) is added as follows: 
 Effective if I sign this Non-Compete Agreement after
January 1, 2022, I understand that (i) the non-competition obligations under Section 2 do not apply to me if I do not earn the statutory minimum compensation set by Illinois statute
(e.g., between January 1, 2021 and January 2, 2027, the statutory threshold is $75,000 per year or less); and (ii) the non-solicitation obligations under Section 3 do not apply to me
if I do not earn the statutory minimum compensation set by Illinois statute (e.g., between January 1, 2022 and January 2, 2027, the statutory threshold is $45,000 per year or less). 

No. 2: 
 A new
subparagraph 9(p) is added as follows: 
 I agree that before being required to sign this
Non-Compete Agreement, the Company provided me with at least fourteen (14) calendar days to review it. The Company also hereby advises me to consult with an attorney before entering into this Non-Compete Agreement. 

  
 23 

 LOUISIANA ADDENDUM 

No. 1: 
 The
definition of “Responsibilities” in paragraph 2 is stricken and replaced with the following: 
 For purposes
of this Non-Compete Agreement, “Responsibilities” means the same or similar material responsibilities I performed for the Company, including my representation of the Company or my business
contact with Restricted Customers, during the two (2) years prior to my last day of employment with the Company and within the Restricted Area, or portion thereof, where I performed those responsibilities for the Company. “Restricted
Area” means the Louisiana Parishes that the Company identifies in separate written amendment(s) in the form set forth in Schedule A to this Addendum, including at the time of entering into this
Non-Compete Agreement. The Parishes include certain of the following: Acadia Parish, Allen Parish, Ascension Parish, Assumption Parish, Avoyelles Parish, Beauregard Parish, Bienville Parish, Bossier Parish,
Caddo Parish, Calcasieu Parish, Caldwell Parish, Cameron Parish, Catahoula Parish, Claiborne Parish, Concordia Parish, DeSoto Parish, East Baton Rouge Parish, East Carroll Parish, East Feliciana Parish, Evangeline Parish, Franklin Parish, Grant
Parish, Iberia Parish, Iberville Parish, Jackson Parish, Jefferson Parish, Jefferson Davis Parish, Lafayette Parish, Lafourche Parish, LaSalle Parish, Lincoln Parish, Livingston Parish, Madison Parish, Morehouse Parish, Natchitoches Parish, Orleans
Parish, Ouachita Parish, Plaquemines Parish, Pointe Coupee Parish, Rapides Parish, Red River Parish, Richland Parish, Sabine Parish, St. Bernard Parish, St. Charles Parish, St. Helena Parish, St. James Parish, St. John the Baptist Parish, St.
Landry Parish, St. Martin Parish, St. Mary Parish, St. Tammany Parish, Tangipahoa Parish, Tensas Parish, Terrebonne Parish, Union Parish, Vermilion Parish, Vernon Parish, Washington Parish, Webster Parish, West Baton Rouge Parish, West Carroll
Parish, West Feliciana Parish, and Winn Parish, all so long as the business of the Company is transacted therein. I hereby stipulate that the Company does business in certain of the aforementioned parishes, counties, and municipalities as of the
date of this Addendum. I also understand that the Company serves those counties of the adjacent states that border the State of Louisiana and that I will equally be bound in those geographic areas where I also perform responsibilities for the
Company. 
 I acknowledge that the Company’s business and my Responsibilities for the Company are expanding. Accordingly, I agree that
the Company may amend the Restricted Area by way of separate written amendment(s) in the form set forth in Schedule A to this Addendum specifying new or additional parishes and counties. Any such separate written amendment(s) shall have the same
force and effect as if the amendment(s) were originally a part of, or such parishes and counties were originally listed in, this Addendum. The Company will provide me with any and all amendments that amend the Restricted Area. I agree that if the
Company provides me with an amendment that amends the Restricted Area that it will represent as fact that the Company does business in all of the geographical areas identified in such an exhibit. 

  
 24 

 No. 2: 

The first sentence of subparagraph 3(a) is stricken and replaced with the following 

I will not directly or indirectly, solicit any Restricted Customer within in the Restricted Area, as defined in paragraph 2, for purposes of
providing Competing Products or Services, or offer, provide or sell Competing Products or Services to any Restricted Customer within the Restricted Area. 

No. 3: 
 The first
sentence of subparagraph 9(c) is stricken and replaced with the following: 
 The interpretation, validity, and enforcement of this Non-Compete Agreement will be governed by the laws of the State of Louisiana, without regard to any conflicts of law principles that require the application of the law of another jurisdiction. 

* * * 
 SCHEDULE A TO
LOUISIANA ADDENDUM – FORM OF AMENDMENT 
 AMENDMENT NO. 1 TO THE LOUISIANA ADDENDUM 

The parties agree that this Amendment No. 1 to the Louisiana Addendum (“First Amendment”) shall modify the term “Restricted
Area” contained in the Louisiana Addendum to the Walgreens Boots Alliance, Inc. Non-Competition, Non-Solicitation and Confidentiality Agreement (the “Non-Compete Agreement”). This First Amendment shall be read in conjunction with the rest of the Non-Compete Agreement and the Louisiana Addendum and enforced to the
fullest extent permissible to protect the Company’s legitimate business interests. 
 With respect to Louisiana Parishes, I agree that the Restricted
Area shall include the following Parishes (IN BOLD OR CIRCLED) where the Company does business and I am performing Responsibilities for the Company: Acadia Parish, Allen Parish, Ascension Parish, Assumption Parish, Avoyelles Parish,
Beauregard Parish, Bienville Parish, Bossier Parish, Caddo Parish, Calcasieu Parish, Caldwell Parish, Cameron Parish, Catahoula Parish, Claiborne Parish, Concordia Parish, DeSoto Parish, East Baton Rouge Parish, East Carroll Parish, East Feliciana
Parish, Evangeline Parish, Franklin Parish, Grant Parish, Iberia Parish, Iberville Parish, Jackson Parish, Jefferson Parish, Jefferson Davis Parish, Lafayette Parish, Lafourche Parish, LaSalle Parish, Lincoln Parish, Livingston Parish, Madison
Parish, Morehouse Parish, Natchitoches Parish, Orleans Parish, Ouachita Parish, Plaquemines Parish, Pointe Coupee Parish, Rapides Parish, Red River Parish, Richland Parish, Sabine Parish, St. Bernard Parish, St. Charles Parish, St. Helena
Parish, St. James Parish, St. John the Baptist Parish, St. Landry Parish, St. Martin Parish, St. Mary Parish, St. Tammany Parish, Tangipahoa Parish, Tensas Parish, Terrebonne Parish, Union Parish, Vermilion Parish, Vernon Parish, Washington Parish,
Webster Parish, West Baton Rouge Parish, West Carroll Parish, West Feliciana Parish, and Winn Parish, all so long as the business of the Company is transacted therein. I hereby continue to stipulate that the Company does business in all of the above
bolded or circled parishes, counties, and municipalities as of the date of this Addendum. I also understand that the Company serves those counties of the adjacent states that border the State of Louisiana and that I will equally be bound in those
geographic areas where I also perform responsibilities for the Company. 
 By my signature below, I agree to the terms and conditions
expressed in this Amendment No. 1 to the Louisiana Addendum. 

  
 25 

			
	EMPLOYEE	  	WALGREENS BOOTS ALLIANCE, INC.
		
	 By:________________________________________

Name: _____________________________________
 Dated:
_____________________________________
	  	 By: ____________________________________
 Name:
____________________________________
 Title: ____________________________________

Dated: ____________________________________

 MASSACHUSETTS ADDENDUM 

No. 1: 
 The language
in paragraph 2 “Non-Competition” is stricken and replaced with the following: 

2. Non-Competition. In exchange for the Company providing me the consideration set
forth in the Non-Compete Agreement, I agree that during my employment and for a period of one (1) year from the Termination Date (i.e., the date of my voluntary termination of employment, or of the
involuntary termination of my employment with Cause (as defined below)), I will not, directly or indirectly, engage in “Competition” (as defined below) within the “Geographic Region” (as defined below). 

(a) “Cause” means misconduct, violation of any policy of the Company, including any rule of conduct or
standard of ethics of the Company, breach of the Non-Compete Agreement (including this Addendum) or the breach of any confidentiality, non-disclosure, non-solicitation or assignment of inventions obligations to the Company, failure to meet the Company’s reasonable performance expectations, or other grounds directly and reasonably related to the legitimate
business needs of the Company. 
 (b) “Competing Business” means a business that is in competition with any
business engaged in by the Company. 
 (c) “Competition” means to provide the same or substantially similar
services to a Competing Business as those that I provided to the Company during the last two (2) years of my employment with the Company. “Competition” does not include passive investments of less than five percent (5%) ownership
interest in any entity. 
 (d) “Geographic Region” means the geographic area in which I, during any time
within the last two years of my employment with the Company, provided services or had a material presence or influence. 

  
 26 

 (e) If the Company enforces the restrictions in this paragraph 2 for a
period of time after the Termination Date (the “Restraint Period”), it will pay me, during the Restraint Period, an amount equal to fifty percent (50%) of my annual base salary. My annual base salary, for the purposes of this subparagraph
2(e), will be calculated based on my average annual salary for my last two (2) years of employment, less any applicable deductions, and excluding any incentive compensation, bonuses, benefits, or other compensation, less any applicable
deductions (the “Restraint Payment”). The Restraint Payment will be paid on a pro-rata basis during the Restraint Period in the same manner that I would have received wages from the Company had I
been employed during the Restraint Period. 
 (f) The Restraint Period shall be extended from one (1) year following the
Termination Date to two (2) years following the Termination Date if I (i) breached Employee’s fiduciary duty(ies) to the Company, or (ii) unlawfully took, physically or electronically, property belonging to the Company. In the
event that the Restraint Period is extended due to my breach of my fiduciary duty(ies) to the Company, or due to my having unlawfully taken, physically or electronically, property belonging to the Company, the Company shall not be required to
provide payments to me during the extension of the Restraint Period. 
 (g) I understand that if the Company elects to waive
the non-competition provisions set forth herein, I will not receive any compensation or consideration described in subparagraph 2(e). I further understand that at the time of my separation from employment, the
Company shall elect whether to waive its enforcement of the non-competition provisions in the Non-Compete Agreement (including this Massachusetts Addendum). I will be
notified by the Company of its election or waiver by letter, in the form set forth in the below Schedule A to this Massachusetts Addendum. 

(h) If I was already employed by the Company on the date of my signature on the
Non-Compete Agreement, I acknowledge that the Non-Compete Agreement, including this Massachusetts Addendum, was delivered to me at least ten (10) business days
before the date that this Addendum was executed by both of the parties (the “Effective Date”). If I was not already employed by the Company on the date of the my signature on the Non-Compete
Agreement, I acknowledge that the Non-Compete Agreement, including this Massachusetts Addendum, was delivered to me (i) before a formal offer of employment was made by the Company, or (ii) ten (10)
business days before the commencement of my employment with the Company, whichever was earlier. 
 (i) I acknowledge that I
have been advised of my right to consult with counsel of my own choosing prior to signing the Non-Compete Agreement and this Massachusetts Addendum. By signing the
Non-Compete Agreement and this Addendum, I acknowledge that I had time to read and understand the terms of the Non-Compete Agreement and this Addendum, and to consult
with my own legal counsel, not including counsel for the Company, regarding the Non-Compete Agreement and the Addendum prior to their execution. I agree that I have actually read and understand the Non-Compete Agreement and this Addendum and all of their terms, and that I am entering into and signing the Non-Compete Agreement and this Addendum knowingly and voluntarily,
and that in doing so I am not relying upon any statements or representations by the Company or its agents. 

  
 27 

 (j) I acknowledge that (i) the
Non-Competition covenant contained in this paragraph 2 is no broader than necessary to protect the Company’s trade secrets, Confidential Information, and goodwill, and (ii) the business interests
identified in the Non-Compete Agreement cannot be adequately protected through restrictive covenants other than the Non-Competition covenant contained in this paragraph
2, including without limitation the non-solicitation and non-disclosure restrictions set forth in the Non-Compete Agreement. 

No. 2: 
 The language
in subparagraph 9(b) “Enforceability; General Restrictions” is stricken and replaced with the following: 
 I agree
that the restrictions contained in this Non-Compete Agreement are reasonable and necessary to protect the Company’s legitimate business interests and that full compliance with the terms of this Non-Compete Agreement will not prevent me from earning a livelihood following the termination of my employment, and that these covenants do not place an undue restraint on me. I further understand that the
restrictions in this Non-Compete Agreement – other than the non-competition restrictions set forth in paragraph 2 – apply no matter whether my employment is
terminated by the Company or me and no matter whether that termination is voluntary or involuntary. I understand that the non-competition provisions in paragraph 2 apply following the voluntary termination of
my employment or the involuntary termination of my employment for Cause, as defined in paragraph 2, unless the Company elects to waive the non-competition provisions of [paragraph 2 as set forth in
subparagraph 2(g). 
 No. 3: 

The language in subparagraph 9(c) “Enforceability; General Restrictions” is stricken and replaced with the following:

 (c)(i) Because the Company is incorporated in Delaware, except with respect to the
non-competition provisions of paragraph 2, this Non-Compete Agreement shall be governed by and construed in accordance with the laws of the State of Delaware, without
giving effect to any conflict of law provisions, and I consent to personal jurisdiction and the exclusive jurisdiction of the state and federal courts of Delaware with respect to any claim, dispute, or declaration – other than a claim, dispute,
or declaration arising out of paragraph 2 – that arises out of this Non-Compete Agreement. 

(c)(ii) The interpretation, validity, and enforcement of the non-competition
provisions set forth in paragraph 2 of this Non-Compete Agreement and Massachusetts Addendum will be governed by the laws of the Commonwealth of Massachusetts, without regard to any conflicts of laws
principles that would require the application of the law of another jurisdiction. The parties agree that any action relating to or arising out of the non-competition provisions shall be brought in (1)

  
 28 

 
the United States District Court for the District of Massachusetts, Eastern Division, if that Court has subject matter jurisdiction over the dispute; or, if it does not, in (2) the Business
Litigation Session of the Suffolk County Superior Court, or, if the Business Litigation Session does not accept the case for whatever reason whatsoever, the Suffolk County Superior Court. The parties agree and consent to the personal jurisdiction
and venue of the federal or state courts of Massachusetts for resolution of any disputes or litigation arising under or in connection with the Non-Competition provisions set forth in paragraph 2 of this Non-Compete Agreement and Massachusetts Addendum, and waive any objections or defenses to personal jurisdiction or venue in any such proceeding before any such court. 

No. 4: 
 The language
in subparagraph 9(m) “Enforceability; General Restrictions” is stricken and replaced with the following: 
 I agree
that all non-solicitation, non-disclosure and use, non-recruiting, and disclosure obligations in this Non-Compete Agreement shall survive any termination of this Non-Compete Agreement and extend to the proscribed periods following my last day of employment with the Company
(for any reason) and no dispute regarding any other provisions of this Non-Compete Agreement or regarding my employment or the termination of my employment shall prevent the operation and enforcement of these
obligations. I further agree that all non-competition obligations in this Non-Compete Agreement shall survive the voluntary termination of my employment or the
involuntary termination of my employment for Cause, as defined in paragraph 2, unless the Company elects to waive the non-competition provisions of paragraph 2 as set forth in subparagraph 2(g), and no dispute
regarding any other provisions of this Non-Compete Agreement or regarding my employment or the termination of my employment shall prevent the operation and enforcement of these obligations. 

* * * 
 SCHEDULE A TO
MASSACHUSETTS ADDENDUM – FORM OF AGREEMENT 
 SCHEDULE A TO MASSACHUSETTS ADDENDUM 

_____________ (the “Hiring Entity”), Walgreens Boots Alliance, Inc., and any subsidiaries, affiliates, or divisions, direct or
indirect predecessors, successors, parents, business units or affiliated companies of Walgreens Boots Alliance, Inc. to which I, directly in succession after the Hiring Entity, transfer or accept employment (each a “Company Entity” and
collectively with the Hiring Entity, the “Company”), pursuant to the Massachusetts Addendum to the Walgreens Boots Alliance, Inc. Non-Competition,
Non-Solicitation, and Confidentiality Agreement between the Company and the undersigned Employee (the “Non-Compete Agreement”), in its sole discretion, elects
to: 
  

	 	☐	 Enforce the one year Restraint Period according to paragraph 2 the Addendum. As agreed to by the Parties, the
Company agrees to pay me the amounts described in paragraph 2 of the Massachusetts Addendum. 

  

	 	☐	 Waive enforcement of the Restraint Period. I shall not receive any compensation or consideration pursuant to
paragraph 2 the Massachusetts Addendum. 

  
 29 

 Regardless of the election or waiver, I remain bound by all other terms of the Non-Compete Agreement, and also remain bound by the terms of any and all other agreements between the Company and me. 

Accepted and agreed to: 
  

			
	EMPLOYEE	  	WALGREENS BOOTS ALLIANCE, INC.
		
	 By:________________________________________

Name: _____________________________________
 Dated:
_____________________________________
	  	 By: ____________________________________
 Name:
____________________________________
 Title: ____________________________________

Dated: ____________________________________

 NEBRASKA ADDENDUM 

No. 1: 
 The
obligations under paragraph 2 “Non-Competition” do not apply to me during such time(s) that I primarily reside and work in Nebraska, but do apply, as stated, to other competitive
activity. 
 No. 2: 
 The
obligations under paragraph 3 “Non-Solicitation” are strictly limited to those current and existing Restricted Customers or employees with whom I actually did business and
had direct, personal contact while employed by the Company. 
 All other covenants, agreements and promises contained in the
Non-Compete Agreement remain in full force and effect and still apply to Nebraska employees doing business inside and outside of Nebraska. 

OKLAHOMA ADDENDUM 

No. 1: 
 The covenants
in paragraph 2 “Non-Competition” do not apply to me during such time(s) that I primarily reside and work in Oklahoma. 

No. 2: 
 The language
in paragraph 3 “Non-Solicitation” is stricken and replaced with the following (except that the definitions in paragraph 3 remains in full force and effect): 

I covenant and agree that for a period of twelve (12) months after my employment with the Company ends (for any reason), I will not
directly solicit the sale of goods, services or a combination of goods and services from the established customers of the Company. 

  
 30 

 OREGON ADDENDUM 

No. 1: 
 The language
in the “NOW, THEREFORE” section on page 1 of the Agreement is modified to include the following language: 
 The Non-Compete Agreement is executed upon my initial employment with Company and is a condition of such employment or is executed upon my “subsequent bona fide advancement” within the meaning of Oregon
Revised Statutes (ORS) Section 653.295 because of, among other things, my increased responsibilities and access to Confidential Information and Trade Secrets. If this Non-Compete Agreement is executed
upon initial employment, I acknowledge that I was informed in a written job offer at least two (2) weeks before starting work that I must enter into this Non-Compete Agreement as a condition of
employment. If executed upon a “subsequent bona fide advancement,” I knowingly and voluntarily waive any argument that my new role does not constitute a “subsequent bona fide advancement.” 

No. 2: 
 The language
in paragraph 2 “Non-Solicitation” and paragraph 3 “Non-Inducement” are stricken in their entirety and replaced
with the following (except that the definitions in paragraphs 2 and 3 remain in full force and effect): 
 During the period of twelve
(12) months after my employment with the Company ends (for any reason), and in connection with a Competing Business Line, I shall not directly or indirectly: (a) solicit, refer or attempt to solicit or refer any Restricted Customer to a
competitor; (b) transact or attempt to transact business with any Restricted Customer; or (c) induce or encourage any Restricted Customer to terminate a relationship with the Company or otherwise to cease accepting services or products
from the Company. 
 No. 3: 

A new subparagraph 9(o) is added as follows: 

Except as provided in this Non-Compete Agreement, the
non-competition restrictions in paragraph 2 does not apply to me if (i) I am not classified as exempt from overtime under Oregon law as an employee engaged in administrative, executive, or professional
work; or, (ii) at the time of my separation from the Company, I am not paid a gross salary and commissions in the amount required under ORS 653.295, calculated on an annual basis (hereafter, a
“Non-Qualified Employee”). However, even if I am a Non-Qualified Employee, the Company may, at its sole discretion, elect to enforce the non-competition restrictions in paragraph 2 by paying me, for up to the maximum Restricted Period, compensation equal to the greater of (iii) fifty (50) percent of my annual gross base salary and commissions at
the time of my separation; or (iv) fifty (50) percent of the minimum annual compensation required under ORS 653.295. If the Company elects to enforce paragraph 2 by agreeing to make the payments referenced in this subparagraph, I will be
notified in writing. I understand and acknowledge that the Company’s election not to pay the compensation set out in this section affects the applicability of paragraph 2 only in the event I am a
Non-Qualified Employee and that the election of non-payment does not relieve a Non-Exempt Employee from any other post-employment
restriction in the Non-Compete Agreement. 

  
 31 

 PUERTO RICO ADDENDUM 

No. 1: 
 The language
in paragraphs 2 and 3 are stricken and replaced by the following covenants and definitions: 
 “Similar Business”
means the same or substantially the same business activity or activities performed or engaged by me for, or on behalf, of the business of the Company or one of its subsidiaries or affiliated companies. 

“Engage” means participate in, consult with, be employed by, or assist with the organization, policy making, ownership,
financing, management, operation or control of any Similar Business in any capacity (i.e., as an independent contractor, consultant, employee, shareholder, member-owner, or business partner). 

“Goodwill” means any tendency of customers, distributors, representatives, employees, vendors, suppliers, or federal,
state, local or foreign governmental entities to continue or renew any valuable business relationship with the Company or any Similar Business with which I may be associated, based in whole or in part on past successful relationships with the
Company or the lawful efforts of the Company to foster such relationships, and in which I actively participated at any time during the most recent twelve (12) months of my employment. 

“Competing Business” means any individual (including me), corporation, limited liability company, partnership, joint venture,
association, or other entity, regardless of form, that is directly engaged in whole or in relevant part in any business or enterprise that is the same as, or substantially the same as, that part of the Company for which I provided services during
the last two (2) years of my employment, or that is taking material steps to engage in such business. 
 “Customers”
means those individuals, companies, or other entities for which the Company has provided or does provide products or services in connection with the business of the Company, or those individuals, companies, or other entities to which the Company has
provided written proposals concerning the business of the Company in the two (2) year period preceding the termination of my employment. 

“Restricted Territory” means those municipalities within the Commonwealth of Puerto Rico in which I performed the Competing
Business. 
 Non-Competition. I acknowledge and agree that the Company would be
irreparably damaged if I – in any capacity (i.e., as an independent contractor, consultant, employee, shareholder, member, owner or business partner) – were to provide services to any person directly or indirectly competing with the
Company or any of its affiliates or Engaged in a Competing Business and that such competition by me would result in a significant loss of Goodwill by the Company. Therefore, I agree that the following are reasonable restrictions and agree to be
bound by such restrictions: 

  
 32 

 (a) During my employment, and for a period of twelve (12) months
immediately following the termination of such employment for any reason, I shall not, directly or indirectly – in any capacity (i.e., as an independent contractor, consultant, employee, shareholder, member, owner or business partner)
– Engage in Competing Business services or activities within the Restricted Territory; provided, that nothing herein shall prohibit me from being a passive owner of not more than five percent (5%) of the outstanding stock of any class of a
corporation which is publicly traded so long as I do not have any active participation in the business of such corporation. 

(b) I warrant and represent that the nature and extent of this non-competition clause
has been fully explained to me by the Company and that my decision to accept the same is made voluntarily, knowingly, intelligently and free from any undue pressure or coercion. I further warrant and represent that I have agreed to this non-competition clause in consideration of the Restricted Stock Units I will be receiving under this Non-Compete Agreement. 

Non-Solicitation of Customers. I agree that for a period of twelve (12) months
following the voluntary or involuntary termination of my employment for any reason, I will not, either on my own behalf or for any Competing Business, directly or indirectly solicit, divert, or appropriate (or attempt to solicit, divert, or
appropriate) any Customer with which I had material business contact in the six (6) month period preceding the termination of my employment, for providing products or services that are the same as or substantially similar to those provided by
the Company. 
 Non-Solicitation of Employees. I recognize and admit that the Company has a legitimate business interest in
retaining its employees, representatives, agents and/or consultants and of protecting its business from previous employees, representatives, agents and/or consultants, which makes necessary the establishment of a
non-solicitation clause in this Non-Compete Agreement. I agree that for a period of twelve (12) months following the voluntary or involuntary termination of my
employment for any reason, I shall not, directly or indirectly, (a) induce or attempt to induce any employee, representative, agent or consultant of the Company or any of its affiliates or subsidiaries to leave the employ or services of
the Company or any of its affiliates or subsidiaries, or in any way interfere with the relationship between the Company or any of its affiliates or subsidiaries and any employee, representative, agent or consultant thereof or
(b) hire any person who was an employee, representative, agent or consultant of the Company or any of its affiliates or subsidiaries at any time during the twelve (12) month period immediately prior to the date on which such hiring would
take place. No action by another person or entity shall be deemed to be a breach of this provision unless I directly or indirectly assisted, encouraged or otherwise counseled such person or entity to engage in such activity. 

  
 33 

 No. 2: 

The language in subparagraph 9(c) “Enforceability; General Restrictions” is modified to add the following choice of
law: 
 The laws of Puerto Rico will govern the interpretation, validity, and enforcement of the
non-competition provisions set forth in paragraph 2 of this Non-Compete Agreement and Puerto Rico Addendum. 

No. 3: 

Subparagraph 9(e), subparagraph 9(f), and subparagraph 9(k) “Enforceability; General Restrictions” are
stricken. 
 SOUTH CAROLINA ADDENDUM 

No. 1: 
 The
definition of “Confidential Information” in paragraph 1 is further limited to that Confidential Information I learn about or am exposed to through my employment with the Company. 

No. 2: 
 Paragraphs
2 and 3 of the Non-Compete Agreement are replaced by the following covenants and definitions: 

“Competing Business” means any individual (including me), corporation, limited liability company, partnership, joint venture,
association, or other entity, regardless of form, that is directly engaged in whole or in relevant part in any business or enterprise that is the same as, or substantially the same as, that part of the Company for which I provided services during
the last two (2) years of my employment, or that is taking material steps to engage in such business. 
 “Customers”
means those individuals, companies, or other entities for which the Company has provided or does provide products or services in connection with the business of the Company, or those individuals, companies, or other entities to which the Company has
provided written proposals concerning the business of the Company in the two (2) year period preceding the termination of my employment. 

“Restricted Territory” means: 

1) the counties or areas where I worked for the Company or had material business contact with the Customers in the two (2) year period
preceding the termination of my employment with the Company: and/or 
 2) the geographic territory in which I worked for the
Company, represented the Company, or had material business contact with the Customers in the two (2) year period preceding the termination of my employment with the Company. 

I agree that subsections 1) and 2) above are separate and severable covenants. 

  
 34 

 Non-Competition. I agree that for a period of
one (1) year following the voluntary or involuntary termination of my employment for any reason, I will not, directly or indirectly, own, manage, operate, join, control, be employed by or with, or participate in any manner with a Competing
Business anywhere in the Restricted Territory where doing so will require me to provide the same or substantially similar services to any such Competing Business as those that I provided to the Company during the last two (2) years of my
employment. 
 Non-Solicitation of Customers. I agree that for a period of two (2) years
following the voluntary or involuntary termination of my employment for any reason, I will not, either on my own behalf or for any Competing Business, directly or indirectly solicit, divert, or appropriate, or attempt to solicit, divert, or
appropriate any Customer with which I had material business contact in the two (2) year period preceding the termination of my employment, for the purposes of providing products or services that are the same as or substantially similar to those
provided by the Company. 
 VIRGINIA ADDENDUM 

No. 1: 
 The geographic area in
paragraph 2 “Non-Competition” is limited to twenty-five (25) miles from any location where I physically worked and performed Responsibilities for the Company. 

No. 2: 
 The language
in paragraph 2 “Non-Competition” and paragraph 3 “Non-Solicitation” shall not apply if, at the time of my
termination of employment (for any reason), I am considered a “low-wage employee” pursuant to Virginia Code § 40.1-28.7:8(A), meaning that I earn less
than the average weekly wage of the Commonwealth of Virginia as determined by subsection B of Virginia Code § 65.2-500. 

No. 3:  
 The
language in subparagraph 3(b)(i) “Non-Solicitation” shall be amended to provide: “(i) raid, solicit, or attempt to persuade any then-current employee of the Company with whom I
currently work or with whom I had direct contact work during the two years prior to my last day of employment with the Company, and who possesses or had access to Confidential Information of the Company, to leave the employ of the Company
and become employed by a person or entity who provides Competing Products or Services.” 

  
 35 

 WASHINGTON ADDENDUM 

No. 1: 
 Paragraph
2 is stricken and replaced with the following: 
 Non-Competition. 

(a) The non-competition provisions of this paragraph 2 shall apply only if the amount of my annualized
earnings at the time of enforcement of this Non-Compete Agreement is equal to or greater than the compensation requirements described in Ch. 49.62 of the Revised Code of Washington (“RCW:”). As of
January 1, 2023, the minimum annualized earnings amount for enforcement of the non-competition provisions of this paragraph 2 is $116,593.18, however, I understand that this amount is subject to
adjustment each year by the Washington Department of Labor and Industries in accordance with RCW Ch. 49.62. 
 (b) I agree that during my
employment with the Company and for one (1) year after the termination of my employment for any reason, I will not, directly or indirectly, engage in Competing Services with respect to any Competing Business Line. As set forth in subparagraph
10(a) below, I understand that the restrictions in this paragraph apply no matter whether my employment is terminated by me or the Company and no matter whether that termination is voluntary or involuntary. The above restrictions shall not apply to
passive investments of less than five percent (5%) ownership interest in any entity. For purposes of this Non-Compete Agreement, “Competing Business Line” means any business that is in
competition with any business engaged in by the Company and for which I performed Competing services during the two (2) years prior to my last day of employment with the Company. For purposes of this
Non-Compete Agreement, “Competing Services” means the same or similar responsibilities I performed for the Company during the two (2) years prior to my last day of employment with the
Company and within the same geographic area, or portion thereof, with respect to which I performed those responsibilities for the Company. For purposes of this Non-Compete Agreement, “same geographic
area” means: (i) within a twenty-five (25) mile radius of: (A) any Company location where I worked; (B) any Company location where I was assigned; or (C) any other location where I performed Material (defined below)
responsibilities for the Company (e.g., my performing remote work); and/or (ii) if I had national responsibilities for the Company, any location where I performed Material responsibilities and where performing those responsibilities for
a Competing Business Line will provide an unfair advantage to that competitor because of my access to and use of Confidential Information. “Material” means my primary job duties and responsibilities in connection with providing Restricted
Customers with a Competing Service. The foregoing geographic restrictions are limited to my locations/responsibilities during the twenty-four (24) months prior to my last day of employment with the Company. 

(c) I agree that, if and after my employment with the Company ends because of or in connection with a layoff or
reduction-in-force, the non-competition provisions of subparagraph 2(a) above will not be enforced by the Company unless and to
the extent that it continues to pay me an amount that is equal to or greater than my base salary rate that is in effect on the last day of my employment with the Company. Such payments will be made to me at regular payroll intervals for the duration
of the one (1) year post-employment non-competition period or such shorter period during which the Company enforces these non-competition provisions. I agree that I
must promptly inform the Company of the date on which I begin any other employment or engagement by, with or for the benefit of any other individual or entity, at which time I agree the Company may and will terminate

  
 36 

 
all such payments to me. Although such payments by the Company will terminate when I commence employment or any other engagement by, with or for the benefit of another individual, entity or
employer, I agree that subparagraph 2(b) non-competition restrictions will remain in effect until one (1) year after my Company employment ends, which means I will have breached the provisions of
subparagraph 2(b) if my new employment is with a Competitive Business Line. I also agree that if I fail to timely notify the Company of any other employment or engagement, and if the Company’s payments to me therefore continue after I have
commenced any such employment or engagement, then any such payments to me will be deemed to be placed by me in constructive trust for the benefit of the Company, and I agree that I must and will promptly return all such payments to the Company. 

No. 3: 
 The language
in subparagraph 9(c) of the Non-Compete Agreement is stricken and replaced with the following: 

This Non-Compete Agreement shall be governed by and construed in accordance with the laws of the State
of Washington without giving effect to any conflict of law provisions. Any claim, dispute or declaration arising out of or in connection with this Non-Compete Agreement will be resolved exclusively in the
state or federal courts in the State of Washington. 
 No. 3: 

The language in subparagraph 9(n) is modified to add the following sentence to the end of that section: 

I understand that nothing in this Non-Compete Agreement prohibits me from discussing or disclosing
conduct that I reasonably believe under Washington State, Federal, or common law to be illegal discrimination, illegal harassment, illegal retaliation, a wage and hour violation, or sexual assault, or that is recognized as against a clear mandate of
public policy. 
 WISCONSIN ADDENDUM 

No. 1: 
 The language
in paragraph 1 “Confidentiality” is amended by adding the following at the end of subparagraph 1(b): 
 To the extent
the above obligation of non-use and non-disclosure of Confidential Information applies after the termination of my employment and to Confidential Information that does
not meet the definition of a trade secret under applicable law, it shall apply only for two years after the termination of my employment and only in geographic areas in which the unauthorized use or disclosure of such Confidential Information would
be competitively damaging to the Company. 
 No. 2: 

The language in paragraph 2 “Non-Competition” is amended by striking the definition
of “Responsibilities” and replacing it with the following: 

  
 37 

 “Responsibilities” means the same or similar material responsibilities I
performed for the Company during the two (2) years prior to my last day of employment with the Company in which the Confidential Information I have would be competitively valuable and within the same geographic area, or portion thereof, with
respect to which I performed those responsibilities for the Company. 
 No. 3: 

The language in paragraph 3 “Non-Solicitation” is amended by striking the
definition of “Restricted Customer” in subparagraph 3(a) and replacing it with the following: 
 “Restricted
Customer” means any person, company or entity that was a customer of the Company and with which I had direct contact for purposes of performing responsibilities for the Company or for which I had supervisory responsibilities on behalf of
the Company, in either case at any time during the two (2) years prior to my last day of employment with the Company. 
 The language
in subparagraph 3(a) is further amended by striking the following sentence: 
 To the extent permitted by applicable law, Restricted
Customer also means any prospective customer(s), vendor(s), supplier(s) or referral source(s) with which I had business contact on behalf of the Company in the twelve (12) months prior to my last day of employment with the Company; 

The language in subparagraph 3(b) is amended by replacing it with the following: 

I will not, nor will I assist any third party to, directly or indirectly (i) raid, solicit, or attempt to persuade any then-current
employee of the Company with whom I currently work or with whom I worked at any point during the two years prior to my last day of employment with the Company, and who possesses or had access to Confidential Information of the Company, to leave the
employ of the Company and join a competitor in a capacity in which the Confidential Information I had access to as a result of my employment with the Company could be used to compete with the Company; (ii) interfere with the performance by any
such employee of his/her duties for the Company; or (iii) communicate with any such employee for the purposes described in items (i) and (ii) in this subparagraph 3(b). This restriction shall apply in all geographic areas in which the
Company does business. 
 No. 4: 

The language in paragraph 9 “Enforceability, General Provisions” is amended as follows: Paragraph 9(f) is
amended by adding the following text to the end of the paragraph: 
 The restrictive covenants in this
Non-Compete Agreement are intended to be divisible and interpreted and applied independent of each other. 

Subparagraph 9(k) is stricken and shall not be applied or referred to. 

  
 38 

 EXHIBIT B 

ADDENDUM TO THE 

WALGREENS BOOTS ALLIANCE, INC. 2021 OMNIBUS INCENTIVE PLAN 

RESTRICTED STOCK UNIT AWARD AGREEMENT 

In addition to the terms of the Plan and the Agreement, the Award is subject to the following additional terms and conditions to the extent
you reside and/or are employed in one of the countries addressed herein. Pursuant to Section 23 of the Agreement, if you transfer your residence and/or employment to another country reflected in this Addendum, the additional terms and
conditions for such country (if any) will apply to you to the extent the Company determines, in its sole discretion, that the application of such terms and conditions is necessary or advisable in order to comply with local laws, rules and/or
regulations or to facilitate the operation and administration of the Restricted Stock Units and the Plan (or the Company may establish alternative terms as may be necessary or advisable to accommodate your transfer). All defined terms contained in
this Addendum shall have the same meaning as set forth in the Plan and the Agreement. 
 EUROPEAN UNION (“EU”) / EUROPEAN ECONOMIC AREA
(“EEA”) / SWITZERLAND / THE UNITED KINGDOM 
 Personal Data. The following provision replaces Section 19 of the Agreement in its
entirety: 
 The Company, with its registered address at 108 Wilmot Road, Deerfield, Illinois 60015, U.S.A. is the controller responsible for the processing
of your personal data by the Company and the third parties noted below. 
 (a) Data Collection and Usage. Pursuant to applicable data
protection laws, you are hereby notified that the Company collects, processes and uses certain personal information about you for the legitimate purpose of implementing, administering and managing the Plan and generally administering awards;
specifically: your name, home address, email address and telephone number, date of birth, social insurance number or other identification number, salary, citizenship, job title, any shares or directorships held in the Company, and details of all
Restricted Stock Units, any entitlement to shares of Stock awarded, canceled, exercised, vested, or outstanding in your favor, which the Company receives from you or the Employer (“Personal Data”). In granting the Restricted Stock Units
under the Plan, the Company will collect, process, use, disclose and transfer (collectively, “Processing”) Personal Data for purposes of implementing, administering and managing the Plan. The Company’s legal basis for the Processing
of Personal Data is the Company’s legitimate business interests of managing the Plan, administering employee awards and complying with its contractual and statutory obligations, as well as the necessity of the Processing for the Company to
perform its contractual obligations under the Agreement and the Plan. Your refusal to provide Personal Data would make it impossible for the Company to perform its contractual obligations and may affect your ability to participate in the Plan. As
such, by accepting the Restricted Stock Units, you voluntarily acknowledge the Processing of your Personal Data as described herein. 
 (b)
Stock Plan Administration Service Provider. The Company may transfer Personal Data to Fidelity Stock Plan Services, LLC (“Fidelity”), an independent service provider based, in relevant part, in the United States, which may assist
the Company with the implementation, administration and management of the Plan. In the future, the Company may select a different service provider and share Personal Data with another company that serves in a similar manner.

  
 39 

 
The Company’s service provider will open an account for you to receive and trade shares of Stock pursuant to the Restricted Stock Units. The Processing of Personal Data will take place
through both electronic and non-electronic means. Personal Data will only be accessible by those individuals requiring access to it for purposes of implementing, administering and operating the Plan. When
receiving your Personal Data, if applicable, Fidelity provides appropriate safeguards in accordance with the EU Standard Contractual Clauses or other appropriate cross-border transfer solutions. By participating in the Plan, you understand that the
service provider will Process your Personal Data for the purposes of implementing, administering and managing your participation in the Plan. 

(c) International Data Transfers. The Company is based in the United States, which means it will be necessary for Personal Data to be
transferred to, and Processed in the United States. When transferring your Personal Data to the United States, the Company provides appropriate safeguards in accordance with the EU Standard Contractual Clauses, and other appropriate cross-border
transfer solutions. You may request a copy of the appropriate safeguards with Fidelity or the Company by contacting your Human Resources manager or the Company’s Human Resources Department. 

(d) Data Retention. The Company will use Personal Data only as long as is necessary to implement, administer and manage your
participation in the Plan or as required to comply with legal or regulatory obligations, including tax and securities laws. When the Company no longer needs Personal Data related to the Plan, the Company will remove it from its systems. If the
Company keeps Personal Data longer, it would be to satisfy legal or regulatory obligations and the Company’s legal basis would be for compliance with relevant laws or regulations. 

(e) Data Subject Rights. To the extent provided by law, you have the right to (i) subject to certain exceptions, request
access or copies of Personal Data the Company Processes, (ii) request rectification of incorrect Personal Data, (iii) request deletion of Personal Data, (iv) place restrictions on Processing of Personal Data, (v) lodge complaints
with competent authorities in your country, and/or (vi) request a list with the names and addresses of any potential recipients of Personal Data. To receive clarification regarding your rights or to exercise your rights, you may contact your
Human Resources manager or the Company’s Human Resources Department. You also have the right to object, on grounds related to a particular situation, to the Processing of Personal Data, as well as opt-out
of the Plan herein, in any case without cost, by contacting your Human Resources manager or the Company’s Human Resources Department in writing. Your provision of Personal Data is a contractual requirement. You understand, however, that the
only consequence of refusing to provide Personal Data is that the Company may not be able to administer the Restricted Stock Units, or grant other awards or administer or maintain such awards. For more information on the consequences of the refusal
to provide Personal Data, you may contact your Human Resources manager or the Company’s Human Resources Department in writing. You may also have the right to lodge a complaint with the relevant data protection supervisory authority. 

CHILE 
 Private Placement. The
following provision shall replace Section 14 of the Agreement: 
 The grant of the Restricted Stock Units hereunder is not intended to be a public
offering of securities in Chile but instead is intended to be a private placement. 

  
 40 

	 	a)	 The starting date of the offer will be the Grant Date, and this offer conforms to general ruling no. 336 of the
Chilean Commission for the Financial Market; 

  

	 	b)	 The offer deals with securities not registered in the registry of securities or in the registry of foreign
securities of the Chilean Commission for the Financial Market, and therefore such securities are not subject to its oversight; 

  

	 	c)	 The issuer is not obligated to provide public information in Chile regarding the foreign securities, since such
securities are not registered with the Chilean Commission for the Financial Market; and 

  

	 	d)	 The foreign securities shall not be subject to public offering as long as they are not registered with the
corresponding registry of securities in Chile. 

  

	 	a)	 La fecha de inicio de la oferta será el de la fecha de otorgamiento y esta oferta se acoge a la norma
de carácter general n° 336 de la Comisión para el Mercado Financiero en Chile; 

  

	 	b)	 La oferta versa sobre valores no inscritos en el registro de valores o en el registro de valores extranjeros
que lleva la Comisión para el Mercado Financiero en Chile, por lo que tales valores no están sujetos a la fiscalización de ésta; 

 

	 	c)	 Por tratar de valores no inscritos no existe la obligación por parte del emisor de entregar en chile
información pública respecto de esos valores; y 

  

	 	d)	 Esos valores no podrán ser objeto de oferta pública mientras no sean inscritos en el registro
de valores correspondiente 

 CHINA 

The following provisions govern your participation in the Plan if you are subject to exchange control regulations in the People’s Republic of China
(“China”), as determined by the Company in its sole discretion: 
 1. Mandatory Sale Restriction. Due to local
regulatory requirements, you agree that the Company may force the sale of any shares of Stock to be issued to you upon settlement of the Award. The sale may occur (i) immediately upon vesting, (ii) following your Termination of Service,
(iii) following your transfer outside of China, or (iv) within any other timeframe the Company determines to be necessary or advisable to comply with local regulatory requirements. You agree that you must maintain any shares of Stock
acquired under the Plan in an account at a broker designated by the Company (“Designated Account”). All such shares of Stock deposited in the Designated Account cannot be transferred out of that Designated Account. Within three
(3) months after your Termination of Service for any reason (or such other period as determined by the Company in its sole discretion), you must sell all shares of Stock acquired under the Plan. The Company will direct the automatic sale of any
such shares of Stock remaining in the Designated Account at the expiration of this three (3) month period (or such other period as determined by the Company in its sole discretion). 

You agree that the Company is authorized to instruct its designated broker to assist with the mandatory sale of such shares of Stock (on your behalf pursuant
to this authorization) and you expressly authorize the Company’s designated broker to complete the sale of such shares of Stock. You acknowledge that the Company’s designated broker is under no obligation to arrange for the sale of the
shares of Stock at any particular price. Upon the sale of the shares of Stock, the Company agrees to pay you the cash proceeds from the sale, less any brokerage fees or commissions and subject to any obligation to satisfy Tax-Related Items. You agree that if you sell shares of Stock that you acquire under the Plan, the repatriation requirements described below shall apply. 

  
 41 

 If you transfer to an Affiliate in China or transfer from an Affiliate in China to another Affiliate outside
of China, you may become or remain subject to the requirements set forth in this Addendum, as determined by the Company in its sole discretion. The Company reserves the right to suspend your participation in the Plan or take such other measures as
it deems necessary or advisable to comply with local laws and regulations. 
 2. Exchange Control Requirements. You understand
and agree that your participation in the Plan and the vesting of Awards over shares of Stock under the Plan may be subject to the registration and compliance of the Plan with applicable exchange control regulations in China. If the registration of
the Plan lapses or the Company determines, in its discretion, that the Award cannot vest due to regulatory restrictions, you agree that your participation in the Plan may be suspended, terminated or otherwise modified to ensure compliance with
applicable laws and regulations. 
 You understand and agree that, pursuant to local exchange control requirements, you will be required to repatriate the
cash proceeds from the mandatory sale of the shares of Stock issued upon vesting of the Award as well as any cash dividends paid on such shares of Stock to China. You further understand that, under local law, such repatriation of cash proceeds may
need to be effectuated through a special exchange control account established by the Company, the Employer or any other Affiliate, and you hereby consent and agree that any proceeds from the sale of any shares of Stock issued upon vesting of the
Award as well as any cash dividends paid on such shares of Stock may be transferred to such special account prior to being delivered to you. You agree to sign any agreements, forms and/or consents that may be reasonably requested by the Company (or
the Company’s designated broker) to effectuate any of the remittances, transfers, conversions or other processes affecting the proceeds. You further agree to comply with any other requirements that may be imposed by the Company in the future in
order to facilitate compliance with exchange control requirements in China. 
 Finally, you understand and agree that the Company is under no obligation to
secure any particular exchange conversion rate and there may be delays in converting the cash proceeds to local currency due to exchange control restrictions. You agree to bear any currency fluctuation risk between the time the shares of Stock are
sold or dividends are paid and the time the cash proceeds are distributed to you through the special account described above. 
 GERMANY 

No country-specific provisions. 
 HONG KONG 

1. Form of Payment. Notwithstanding any provision in the Agreement or Plan to the contrary, the Restricted Stock Units shall be settled
only in Shares (and not in cash). 
 2. IMPORTANT NOTICE. WARNING: The contents of the Agreement, this Addendum, the Plan, the Plan
prospectus, the Plan administrative rules and all other materials pertaining to the Restricted Stock Units and/or the Plan have not been reviewed by any regulatory authority in Hong Kong. You are hereby advised to exercise caution in relation to the
offer thereunder. If you have any doubts about any of the contents of the aforesaid materials, you 

  
 42 

 
should obtain independent professional advice. Neither the grant of the Restricted Stock Units nor the issuance of the shares of Stock upon settlement of the Restricted Stock Units constitutes a
public offering of securities under Hong Kong law and is available only to employees of the Company and its Affiliates. The Agreement, including this Addendum, the Plan and other incidental communication materials distributed in connection with the
Restricted Stock Units (i) have not been prepared in accordance with and are not intended to constitute a “prospectus” for a public offering of securities under the applicable securities legislation in Hong Kong and (ii) are
intended only for the personal use of each eligible employee of the Company or its Affiliates and may not be distributed to any other person. 

3. Wages. The Restricted Stock Units and shares of Stock subject to the Restricted Stock Units do not form part of your wages for the
purposes of calculating any statutory or contractual payments under Hong Kong law. 
 IRELAND 

No country-specific provisions. 
 ITALY 

Plan Document Acknowledgment. In accepting the Restricted Stock Units, you acknowledge that a copy of the Plan was made available to
you, and you have reviewed the Plan and the Agreement, including this Addendum, in their entirety and fully understand and accept all provisions of the Plan, the Agreement and the Addendum. 

You further acknowledge that you have read and specifically approve the following provisions in the Agreement: Section 3: Restricted
Period (terms of lapse of restrictions on Restricted Stock Units); Section 4: Disability or Death (terms of payment of Restricted Stock Units upon a Termination of Service by reason of Disability or death); Section 5: Retirement (terms of
payment of Restricted Stock Units upon a Termination of Service by reason of retirement); Section 6: Termination of Service Following a Change in Control (terms of payment of Restricted Stock Units in the event of a Termination of Service
following a Change in Control); Section 7: Other Termination of Service (forfeiture of Restricted Stock Units in other cases of Termination of Service); Section 10(a): Responsibility for Taxes; Tax Withholding (liability for all Tax-Related Items related to the Restricted Stock Units and legally applicable to the participant); Section 11: Nontransferability (Restricted Stock Units shall not be sold, transferred, pledged, assigned or
otherwise alienated or hypothecated); Section 18: Change in Stock (right of the Company to equitably adjust the number of Restricted Stock Units subject to this Agreement in the event of any change in Stock); Section 19(j): Nature of the
Award (waive any claim or entitlement to compensation or damages arising from forfeiture of the Restricted Stock Units resulting from a Termination of Service); Section 19(l): Nature of the Award (the Company is not liable for any foreign
exchange rate fluctuation impacting the value of the Restricted Stock Units); Section 20: Committee Authority; Recoupment (right of the Committee to administer, construe, and make all determinations necessary or appropriate for the
administration of the Restricted Stock Units and this Agreement, including the enforcement of any recoupment policy); Section 21: Non-Competition, Non-Solicitation
and Confidentiality (the receipt of the Award is conditioned upon agreement to the Non-Competition, Non-Solicitation and Confidentiality Agreement attached hereto as
Exhibit A); Section 23: Addendum to Agreement (the Restricted Stock Units are subject to the terms of the Addendum); Section 24: Additional Requirements (Company right to impose additional requirements on the Restricted Stock Units in case
such requirements are necessary or advisable in order to comply with local laws, rules and/or regulations or to facilitate operation 

  
 43 

 
and administration of the Restricted Stock Units and the Plan); Section 26: Electronic Delivery (Company may deliver documents related to the Award or Plan electronically); Section 27:
Governing Law and Jurisdiction (Agreement is governed by Illinois law without regard to any choice of law rules thereof; agreement to exclusive jurisdiction of Illinois courts); Section 28: English Language (documents will be drawn up in
English; if a translation is provided, the English version controls); and the provision titled “Personal Data” under the heading “European Union (‘EU’) / European Economic Area (‘EEA’) / Switzerland / the United
Kingdom”, included in this Addendum. 
 MEXICO 

1. Commercial Relationship. You expressly recognize that your participation in the Plan and the Company’s grant of the Restricted
Stock Units does not constitute an employment relationship between you and the Company. You have been granted the Restricted Stock Units as a consequence of the commercial relationship between the Company and the Affiliate in Mexico that employs you
(“WBA Mexico”), and WBA Mexico is your sole employer. Based on the foregoing, you expressly recognize that (a) the Plan and the benefits you may derive from your participation in the Plan do not establish any rights between you and
WBA Mexico, (b) the Plan and the benefits you may derive from your participation in the Plan are not part of the employment conditions and/or benefits provided by WBA Mexico, and (c) any modifications or amendments of the Plan by the
Company, or a termination of the Plan by the Company, shall not constitute a change or impairment of the terms and conditions of your employment with WBA Mexico. 

2. Extraordinary Item of Compensation. You expressly recognize and acknowledge that your participation in the Plan is a result of the
discretionary and unilateral decision of the Company, as well as your free and voluntary decision to participate in the Plan in accordance with the terms and conditions of the Plan, the Agreement and this Addendum. As such, you acknowledge and agree
that the Company, in its sole discretion, may amend and/or discontinue your participation in the Plan at any time and without any liability. The Award, the shares of Stock subject to the Award and the income and value of the same is an extraordinary
item of compensation outside the scope of your employment contract, if any, and is not part of your regular or expected compensation for purposes of calculating any severance, resignation, redundancy, end of service payments, bonuses, long-service
awards, pension or retirement benefits, or any similar payments, which are the exclusive obligations of WBA Mexico. 
 3. Securities Law
Notification. The Restricted Stock Units and shares of Stock offered under the Plan have not been registered with the National Register of Securities maintained by the Mexican National Banking and Securities Commission and cannot be offered or
sold publicly in Mexico. In addition, the Plan, this Agreement and any other document relating to the Restricted Stock Units may not be publicly distributed in Mexico. These materials are addressed to you only because of your existing relationship
with the Company and WBA Mexico and these materials should not be reproduced or copied in any form. The offer contained in these materials does not constitute a public offering of securities but rather constitutes a private placement of securities
addressed specifically to individuals who are present employees of WBA Mexico made in accordance with the provisions of the Mexican Securities Market Law, and any rights under such offering shall not be assigned or transferred. 

  
 44 

 MONACO 

Use of English Language. You acknowledge that it is your express wish that the Agreement, as well as all documents, notices and legal
proceedings entered into, given or instituted pursuant hereto or relating directly or indirectly hereto, be drawn up in English. Vous reconnaissez avoir expressément exigé la rédaction en anglais de la présente
Convention, ainsi que de tous documents exécutés, avis donnés et procédures judiciaires intentées, directement ou indirectement, relatifs à, ou suite à, la présente Convention. 

SWITZERLAND 
 Securities Law
Notification. Neither this document nor any other materials relating to the Restricted Stock Units (i) constitutes a prospectus according to articles 35 et seq. of the Swiss Federal Act on Financial Services (“FinSA”), (ii) may be
publicly distributed nor otherwise made publicly available in Switzerland to any person other than an employee of the Company, or (iii) has been or will be filed with, or approved or supervised by, any Swiss reviewing body according to article 51 of
FinSA or any Swiss regulatory authority, including the Swiss Financial Market Supervisory Authority (FINMA). 
 THAILAND 

No country-specific provisions. 
 UNITED KINGDOM 

1. Indemnification for Tax-Related Items. Without limitation to Section 10 of the
Agreement, you hereby agree that you are liable for all Tax-Related Items and hereby covenant to pay all such Tax-Related Items, as and when requested by the Company,
your Employer or by Her Majesty’s Revenue & Customs (“HMRC”) (or any other tax authority or any other relevant authority). You also hereby agree to indemnify and keep indemnified the Company and your Employer against any Tax-Related Items that they are required to pay or withhold or have paid or will pay on your behalf to HMRC (or any other tax authority or any other relevant authority). 

Notwithstanding the foregoing, if you are a director or executive officer (as within the meaning of Section 13(k) of the Exchange Act), the terms of the
immediately foregoing provision will not apply. In the event that you are a director or executive officer and income tax due is not collected from or paid by you within 90 days after the U.K. tax year in which an event giving rise to the
indemnification described above occurs, the amount of any uncollected tax may constitute a benefit to you on which additional income tax and national insurance contributions may be payable. You acknowledge that you ultimately will be responsible for
reporting and paying any income tax due on this additional benefit directly to HMRC under the self-assessment regime and for reimbursing the Company or your Employer (as applicable) for the value of any employee national insurance contributions due
on this additional benefit, which the Company and/or your Employer may recover from you at any time thereafter by any of the means referred to in Section 10 of the Agreement. 

2. Exclusion of Claim. You acknowledge and agree that you will have no entitlement to compensation or damages insofar as such
entitlement arises or may arise from your ceasing to have rights under or to be entitled to the Restricted Stock Units, whether or not as a result of your Termination of Service (whether such termination is in breach of contract or otherwise), or
from the loss or diminution in value of the Restricted Stock Units. Upon the grant of the Restricted Stock Units, you shall be deemed irrevocably to have waived any such entitlement. 

  
 45 

 3. Post-Termination Restrictions. To the extent that you are employed by your
Employer pursuant to an employment agreement governed by the laws of England, Wales, Scotland and/or Northern Ireland, Paragraphs 2 and 3 of the NNCA Agreement attached to the Agreement as Exhibit A shall not apply to you. 

***                ***       
         ***                ***               
 *** 
 By clicking the acceptance box for this grant agreement, I acknowledge receipt of the Restricted Stock Unit Award Agreement to
which this Addendum is attached as Exhibit B, and I agree to the terms and conditions expressed in this Addendum. 

  
 46exhibit101trinityagreeme

Exhibit 10.1      Pursuant to Item 601 of Regulation S-K, certain identified information has been excluded from  the exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly  disclosed.  Information that was omitted has been noted in this document with a placeholder  **   SUPPLY AGREEMENT  This Agreement 30th day of September, 2022  Effective Date Buyer Seller Parties Party .    In consideration of the mutual promises contained herein and other good and valuable  consideration, the receipt and sufficiency of which are hereby acknowledged, Seller and Buyer  agree as follows:    1. TERM.  Except to the extent earlier terminated pursuant to the terms hereof, the term of  this Agreement shall commence on the Effective Date and end on December 31, 2028;  provided, that if Seller has not Delivered (as hereinafter defined) all of the Railcars (as  hereinafter defined) ordered by Buyer hereunder on or before such end date, this  Term .    2. PURCHASE COMMITMENT AND QUANTITY.    2.1. Base Order Quantity.  Except to the extent earlier terminated pursuant to the  terms hereof, (i) Buyer hereby commits to purchase during the Term a total of  Base Order Quantity such commitment, and (ii) Seller agrees to manufacture, sell and Deliver to Buyer  during the Term the 15,000 Railcars as ordered by Buyer.    2.2. Additional Railcars and Cost Policy Review.  Buyer and Seller agree to meet  either electronically or in-person during the fourth calendar quarter of each year  of the Term (or at some other time mutually agreeable to the Parties) to discuss  production for the following Order Year  defined below) ( Production and Cost Policy Review Meeting .  Buyer  shall have the option (but not the obligation) to purchase up to an additional five  hundred (500 Additional Railcar Yearly Cap Order Year  Additional Railcars year-by-year basis, scheduled to  Deliver during the Term at the earliest available Delivery slot  current backlog Additional Railcar Option notice in accordance with Section 9.1.4.  From October 1 through December 31 of  each Order Year, Buyer shall have the option (but not the obligation) to exercise  one or more Additional Railcar Options.  At least thirty (30) days (but not more  than sixty (60) days) prior to each Production and Cost Policy Review Meeting,  Seller shall provide Buyer with a then-current  

 

2      Policy which have occurred since Seller last provided Buyer with a copy of  olicy.  If Buyer reasonably objects to any such changes in  and the Parties cannot resolve such objection, Seller shall   and Seller shall  promptly issue a refund or credit, as applicable, to Buyer within ten (10) business  days in the full amount of any discrepancy caused by  .  2.3. Notwithstanding anything to the contrary contained herein, Buyer shall not be  required to purchase, and Seller shall not be required to manufacture, sell and  Deliver, any Railcars in excess of (i) the Base Order Quantity or (ii) in the event  any Additional Railcar Options are exercised, the applicable amount of Additional  Railcars in addition to the Base Order Quantity, under the terms of this Agreement.    3. RAILCARS AVAILABLE FOR PURCHASE.    3.1. Except to the extent the Parties mutually agree in writing to remove such Railcar  or Railcar Type from Exhibit A or Exhibit B (as applicable), Seller shall make  available for sale, and Buyer may Order and shall purchase, Railcars consisting of  one or more of (i) the types of Railcar listed in Exhibits A and Railcar  Types ; (ii) the Modified Railcars; (iii) those Railcars  and Railcar Types, if any, that are added to Exhibits A or B after the Effective Date  by mutual written agreement of the Parties; and (iv) any railcar or railcar type that  Seller or any Seller Affiliate offers for sale to any Third Party (for the avoidance  of doubt, (a) to the extent any such railcar or railcar type is not included on the  Margin Schedule railcar or railcar type will  receive the Margin associated with the Railcar or Railcar Type that the Parties  mutually agree has the most similar characteristics to such railcar or railcar type  and (b) Exhibit A or B (as applicable) shall be amended without further action by  the Parties to include such railcar or railcar type; provided, that if such railcar or  railcar type is a tank car, it shall be added to Exhibit A and assigned to the  applicable Exhibit A Pricing Group (defined below), which assignment shall be  determined by adding such railcar or railcar type to the Exhibit A Pricing Group  that has other Railcars that have the most similar characteristics to such railcar or  railcar type) Railcars , Railcar avoidance of doubt, each unit within an articulated or drawbar-coupled string of  railcars shall be considered a single Railcar for all purposes hereunder.   3.2. Buyer may purchase from Seller hereunder, Railcar Types (i) that, on or after the  Effective Date, [*****] (each of the foregoing described in clauses (i) and (ii)  above, Modified Railcar Modified Railcars and Exhibit A and/or B, respectively, shall be amended without further action by  the Parties to include each such Modified Railcar.  If a Modified Railcar is a  [*****] Exhibit A Pricing Group determined by adding the Modified Railcar to the Exhibit A Pricing Group that  

 

3      has other Railcars that have the most similar characteristics to the Modified  Railcar.  3.3. For purposes of this Agreement:   3.3.1. Third Party or (ii) an Affiliate (as hereinafter defined) of a Party to this Agreement;  3.3.2. Affiliate ean, with respect to any Person, any other Person  controlling, controlled by, or under common control with the first Person.  3.3.3. Control directly, of the  power to direct or cause the direction of the management or the policies of a  Person, whether through the ownership of at least 51% of the voting securities,  by contract or otherwise; and   3.3.4. Person mited partnership, limited  liability company, trust, business trust, estate, corporation, custodian, trustee,  executor, administrator, nominee, business trust, registered limited liability  partnership, association, government, governmental subdivision,  governmental agency, governmental instrumentality and any other legal or  commercial entity in its own or in a representative capacity.  4. SPECIFICATION.      4.1. With respect to each Railcar Type set forth on Exhibits A and B as of the Effective  Date, including a Railcar Type added pursuant to Section 3 hereof or by mutual  agreement of the Parties after the Effective Date, the applicable Railcar  Specification -current standard specification as of  rder Confirmation (as hereinafter defined) for  Seller Specification configuration alternatives requested by Bu consent not to be unreasonably withheld or delayed) specified in the applicable  Alternates  Orders (as defined in Section  9.8), if applicable.  The Seller Specification shall not provide for, and Seller may  not use, non-new parts (other than non-new Buyer-Supplied Components) on  Railcars manufactured for Buyer hereunder tten consent.   4.2. As of the Effective Date, Seller has provided a copy of the Seller Specification for  each Railcar Type set forth on Exhibits A and B to Buyer (and, in the case of Railcar  Types added to Exhibits A or B after the Effective Date, a copy will be promptly  provided to Buyer after such Railcar Type is added to the applicable Exhibit).   Seller may reasonably modify the Seller Specification from time to time during the  Term, which updates to the Seller Specification shall be identifiable by revision  

 

4      date and version number and copies of which will be made available to Buyer upon    Notwithstanding the foregoing, at least sixty (60) days  prior to implementation, Seller shall notify Buyer in writing and provide a copy of  any updated Seller Specification that would reasonably be considered a significant  or material change to such Seller Specification, e.g., structural changes to the  Railcar Type, changes in Component manufacturer, make or model, and changes  to safety systems.   5. RAILCAR PRICING.    5.1. Pricing for Railcars Listed on Exhibit A and Exhibit B.     5.1.1.  Price for Railcars listed on Exhibit A or Exhibit B Estimated Base Sales Price  or Exhibit B shall  be calculated by [*****] Price listed on Exhibit A or Exhibit B shall equal [*****].    5.1.2. Invoice Price for Railcars on Exhibit A or Exhibit B Invoice  Price  or Exhibit B shall be either [*****].  5.1.3. [*****]    5.1.3.1.[*****]  (a) [*****]  (b) [*****]  (c) [*****]  5.1.3.2.[*****]    5.2. [*****]  5.3. Pricing Examples.  The Parties agree that the pricing examples dated as of the  Effective Date reflect the methodology by which calculations shall be made for  Railcar pricing pursuant to Section 5, Section 6 and Section 9.7 hereunder.  6. .    6.1. Except as otherwise expressly provided herein, all  Cost Accounting Policy and Procedure, dated and current as of the Effective Date  ; [*****]    

 

5      6.1.1. Seller may modify Se with any changes in U.S. generally accepted accounting procedures (GAAP),  international financial reporting standards (IFRS) or other applicable  accounting regulatory mandates.      6.1.2. [*****]     6.1.3.  6.1.1, [*****], Seller shall promptly provide an updated copy (which shall  indicate the ,  which shall replace the pr of such revision without further action of the Parties.      6.1.4.  in the event of any conflicts between this Agreement and the Sel Policy, the terms of this Agreement shall control.      6.2.  or  lining, an amount equal to [*****] for such Railcar.    6.3. [*****] Components Railcars, wheels, axles, sideframes, bolsters,  couplers, draft gear, air brake equipment, bearings and yokes and, as applicable for  certain Railcar Types, heads, nozzles, valves, fittings, gates, hatches and doors.   [*****].    7. THIRD PARTY REVIEW ompliance with Sections 5 and 6 of this  Third Party Review , and the terms and  conditions of such Third Party Review are set forth on Exhibit F attached hereto.       8. [*****]    9. ORDERS.    9.1. Order Quantities.  9.1.1. Order Year (i) for tank cars on Exhibit A, January 1, 2024 through  December 31, 2024 for the first Order Year, and thereafter each following  period of twelve (12) consecutive months and (ii) for freight cars on Exhibit  B or Exhibit A Unscheduled Cars (defined in Section 9.6.2 below), the  Effective Date through December 31, 2023 for the first Order Year (which is  greater than twelve (12) consecutive months), and thereafter each following  period of twelve (12) consecutive months.  The final Order Year during the  Term of this Agreement shall be from January 1, 2028 through December 31,  2028.  

 

6      9.1.2. Buyer shall place orders for tank cars from Exhibit A that will be scheduled to  Deliver at the rate of [*****] per month between the months of January 2024  through December 2028, inclusive, (as applicable for any particular month,  Monthly Order Quantity [*****] Scheduled Cars .  9.1.3. During each Order Year, Buyer will order [*****], which can be a mix of  either tank cars or freight cars from Exhibits A and B for a total of [*****]  Unscheduled Cars ; provided, that in any given Order Year, Buyer (i) may,  but is not obligated to, order up to [*****] Unscheduled Cars as Exhibit A  Unscheduled Cars (as defined in Section 9.6.2) in accordance with Section  9.6.2 and (ii) will order at least [*****] Unscheduled Cars as Exhibit B  Unscheduled Cars (as defined in Section 9.6.2) in accordance with Section  9.6.2.  For clarity, Buyer shall have no obligation to order any Unscheduled  Cars during the Term after the conclusion of the final Order Year, which shall  conclude on December 31, 2028.  9.1.4. Up in any Order Year Buyer may Order Additional  Railcars by electing to exercise Additional Railcar Options up to the  Additional Railcar Yearly Cap.  In the event that an Additional Railcar Option  is exercised, Buyer shall place one (1) or more  Orders for Additional Railcars up to the Additional Railcar Yearly Cap that  will be  Delivery Schedule, in accordance with Section 9.3 and Section 9.6.  For the  avoidance of doubt, Additional Railcars can be a mix of either tank cars or  freight cars from Exhibits A and B.  9.2. Production Slot Allocation for Scheduled Cars.  Seller shall schedule [*****]  production slots in each month for the months of January 2024 through December  2028 Allocated Production Slots Notwithstanding the foregoing or anything to the contrary contained in this  Agreement, Seller will have no obligation to schedule more than (x) [*****]  Allocated Production Slots in any one month for the months of January 2024  through December 2028, inclusive, during the Term.  For the avoidance of doubt,  accepted Orders for Unscheduled Cars are not eligible for Allocated Production  Slots and shall not impact the scheduling or Delivery of Scheduled Cars in  accordance with Section 9.6.1.  9.3. Unscheduled Cars and Additional Railcars  (other than Exhibit A  Unscheduled Cars) and/or Additional Railcars (if any) will be placed in the next  Order the [*****] Unscheduled Cars per Order Year is firm and the duration of  y of Unscheduled  Cars shall not permit Buyer to avoid placing its required Order per Order Year for  Unscheduled Cars.  [*****].    

 

7      9.4. Quarterly Price Lists; Pricing Proposals.  At the beginning of each Order Year,  Seller and Buyer shall mutually agree to a list totaling [*****] Railcars from  Exhibits A and B for which Seller shall provide Buyer with quarterly (or more  updates   Quarterly Price List In the event a Railcar is not  listed on the Quarter provide Buyer with a written pricing proposal for the requested Railcars within ten  (10) business days following such request, which pricing proposal shall be  consistent with the terms of this Agreement.  9.5. Order Form.  Each order submitted by Buyer shall be in the form set forth on  Exhibit D attached hereto and shall be subject to the terms and conditions of this  Order Each Order shall specify (i) the Railcar Type; (ii) the  quantity of Railcars for each Railcar Type; (iii) any Alternates for the Railcars  ordered; (iv) any new Buyer-Supplied Components that Buyer will be providing;  (v) any non-new Buyer-Supplied Components that Buyer will be providing; and  (vi) the price agreed upon by the Parties (if applicable pursuant to Section 5.1) for  the Railcar(s) ordered.   der that does not  conform to the form set forth on Exhibit D.    9.6. Order Placement.      9.6.1. Orders for Scheduled Cars must be placed by Buyer [*****] (collectively,  Scheduled Car Lead Times delivering each such Order per the instructions on the Order form.  [*****].   Unless otherwise agreed by the Parties, such Orders for Scheduled Cars shall  be (i) filled in the order in which they were placed, and (ii) Delivered by Seller  within the final month of the applicable Scheduled Car Lead Times.  Seller  shall Deliver at least [*****].  If Buyer fails to place one or more Orders for  all or any portion of the Scheduled Cars within the Scheduled Car Lead Times,  Seller shall place the Order(s) for Buyer  Default Scheduled Car Order  Instructions J hereto; which Exhibit shall identify  specific Railcar(s).  Subject to Section 9.7 (unless otherwise agreed by the  Parties), Buyer may update the Default Scheduled Car Order Instructions at  any time by delivery of written notice to Seller, provided each such update  identifies specific Railcars, in which case Exhibit J shall be amended without  further action by the Parties to include such updated Default Scheduled Car  Order Instructions in Exhibit J and such update shall be effective for all Orders  following each such update.  9.6.2. Orders for Railcars on Exhibit B that constitute Unscheduled Cars Exhibit  B Unscheduled Cars  and orders for Additional Railcars will be placed by  Buyer from time to time by delivering each such Order per the instructions on  the Order form.  In accordance with the procedures set forth in Section 9.6.3,  

 

8      such Exhibit B Unscheduled Cars and/or Additional Railcars shall be added to  Sell Schedule.  [*****].  If Buyer fails to place one or more Orders for all or any  portion of an Order Year  Unscheduled Cars requirement by the first day of  the last month of such Order Year, Seller shall place the Order for Buyer with  Default  Unscheduled Car Order Instructions J hereto; which  Exhibit shall identify specific Railcar(s).  Subject to Section 9.7 (unless  otherwise agreed by the Parties), Buyer may update the Default Unscheduled  Car Order Instructions at any time by delivery of written notice to Seller,  provided each such update identifies specific Railcar(s), in which case Exhibit  J shall be amended without further action by the Parties to include such  updated Default Unscheduled Car Order Instructions in Exhibit J and such  update shall be effective for all Orders following each such update.     9.6.3.  an Order, and provided  Seller has not rejected the Order pursuant to Section 9.7, Seller shall provide  Buyer with an order confirmation, substantially in the form of Exhibit K and  Confirmation Price for Railcars on Exhibits A or B and (ii) the month the  Schedule Committed Delivery Month to Buyer.  Within sixty (60) days prior to the first Railcar Delivery in a  Committed  Delivery Date Any change  of both Buyer and Seller.    9.6.4. Each Order for Railcars that (i) complies with this Section 9, (ii) has been  delivered to Seller in accordance with this Section 9, and (iii) has not been  rejected by Seller within five (5) business days of its placement pursuant to  Section 9.7, shall be deemed to have been accepted by Seller and shall  represent a firm commitment by Seller to manufacture, sell, and Deliver, and  for Buyer to purchase and take Delivery of, the Railcars specified in such  Order in accordance herewith, regardless of whether Seller has complied with  its obligation to return a signed Order Confirmation to Buyer in the time  specified under Section 9.6.3.    9.6.5. Except to the extent the Parties otherwise mutually agree in a writing signed  Order Confirmation, or other documentation by or from either Party relating  to the subject matter of the Order or of this Agreement conflicts with or adds  

 

9      to or supplements a term or condition of this Agreement, the terms or  conditions of this Agreement shall control and the conflicting, additional or  supplemental term or condition, as the case may be, shall be without force or  effect with respect to such subject matter or Order.    9.7. Seller Order Delay/Rejection. [*****]  Notwithstanding anything to the contrary  in this Agreement, (1) Seller shall ensure that, during the Term of this Agreement,  [*****].  [*****].    Railcar Family , as applicable, the grouping of Railcar Types on Exhibit B  labeled [*****], respectively, as the case may be and including any amendments to  Exhibit B and the Railcar families listed therein and any new groupings of Railcar  Types that are added to Exhibit B and labeled as a new Railcar family.    [*****]      9.8. Change Order.   Buyer may request in writing a change in an Order specifying the particular Railcars  quested change.  Within ten (10)  business days following receipt of such request, Seller shall provide Buyer with a  Change Order Quote  Change Order  Change Order after receipt of the Change Order Quote.  If Seller does not receive a timely Change  be modified, and the affected Railcars shall be built in accordance with the original  Specification and subject to the original Seller Order Confirmation Price.     9.9. Regulation-Mandated Changes.  Seller will promptly notify Buyer of any  changes or additions to the Seller Specification mandated by changes in the  Regulations and provide to Buyer a copy of any such updated or additional Seller  Specification.  Any such changes or additions to the Specification that arise  Delivery for such Railcar shall be treated as a Change Order in accordance with the  procedures set forth in Section 9.8.      9.10. Lead Time Estimates.   provide Buyer with its then-current estimate of the next available delivery dates for  a Railcar Type as of the date of such request.    

 

10      10. DELIVERY AND SHIPMENT.    10.1. Delivery and Title.    10.1.1. Unless otherwise agreed to in writing and signed by both Seller and Buyer,  Delivery Deliver Delivered shall be defined as (i) in the case of Railcars manufactured in the United States,  actual delivery of such  Railcars manufactured in Mexico, actual delivery of such Railcars, F.O.B. site  on the United States side of the border at a site to be mutually agreed between  Buyer and Seller or, if no agreement has been reached by the time such Railcar  is ready for Delivery, at a site on the United States side of the border  determined by Seller.  Unless otherwise agreed to in writing and signed by  both Seller and Buyer, Buyer agrees to Delivery of all or any number of the  Railcars as they are accepted pursuant to Section 11.1.    10.1.2. Subject to Section 10.1.3 below, exclusive ownership, rights of possession and  control, and risk of loss to each Railcar manufactured by Seller, whether in the  United States or Mexico, will pass to Buyer at the time of Delivery of such  Railcar.    10.1.3. Unless otherwise agreed to in writing and signed by both Seller and Buyer,  with respect to Railcars manufactured in Mexico, the acceptance of such  Seller to ship such Railcars to Buyer for Delivery, and (ii) shall not transfer  title or risk of loss of such Railcars until they have been Delivered by Seller to  Buyer at the F.O.B. site on the United States side of the border set forth in  Section 10.1.1 above.    10.2.  request, Seller will  place designated by Buyer to Seller and any resulting freight charges shall be for  for the Railcars if Sell     10.3. [*****]    10.4. Force Majeure Events.      10.4.1. Seller shall not be liable for any delay or failure to perform in whole or in part  Force Majeure Events to, restrictions or Regulations imposed by the federal or any state government  or any subdivision or agency thereof or by acts of God; acts of Buyer, its  officers, directors, employees, agents or contractors, including, but not limited  

 

11      equipment or labor, including plans, drawings or engineers, which it has  agreed to supply; war, preparation for war or the acts or interventions of naval  or military executives or other agencies of government; acts of terrorists;  blockade, sabotage, vandalism, malicious mischief, bomb scares, insurrection  or threats thereof; rain that requires a shutdown of a substantial portion of  painting/coating area of such facility prior to 12:00 noon (local time) on a  regularly scheduled work day; landslides, hurricanes, earthquakes or other  natural calamity; delays of subcontractors or of carriers by land, sea or air;  delays due to changes in drawings or Specification; collisions or fires, floods,  strikes, work stoppages, shortage of labor, lockouts or other industrial  disturbances, accidents, casualties, shortages or late delivery of supplies  (including, without limitation, fuel supplies) or raw materials (including,  without limitation, steel) from usual sources at customary pricing, or other  ontrol.    10.4.2. In the event of any Force Majeure Event, the Parties agree the date of Delivery  or performance shall be extended for a period equal to the time lost by reason  of the delay; provided, however, that if the period of delay exceeds one  hundred eighty (180) days from the original Committed Delivery Date, Buyer  may cancel the Delivery of such Railcar subject to the delay due to the Force  Majeure Event.  Any cancelled Railcar shall be treated as having been validly  Base Order Quantity required under Section 2 and the applicable Monthly  Order Quantity required under Section 9.1.  If delivery of any items necessary  for the Delivery of such Railcars is delayed by Buyer for more than thirty (30)  days, Seller may adjust the Invoice Price payable hereunder to reflect the direct  damages attributable to such delay (e.g., increases in cost of supplies, shipping  and the like), but not to include indirect or consequential damages.  Nothing  hereunder shall require Seller to arrange for shipment and acceptance of any  required materials in a obligations hereunder for more than 240 consecutive days, the other Party may  terminate this Agreement thereafter upon 30 days advance written notice.      11. QUALITY OF RAILCARS.     11.1. Inspection and Acceptance.  In the case of Railcars, Seller shall give Buyer  reasonable access to S to inspect the Railcars during  construction.  Such inspections shall be so conducted as to not interfere   operations.  Acceptance or rejection of a Railcar shall  be made by Buyer before shipment of such Railcar if manufactured in Mexico and  before Delivery of such Railcar if manufactured in the United States.  In the event  Buyer chooses to inspect the Railcars, upon completion of such inspection, Buyer  shall execute a certificate of acceptance covering all Railcars found to be completed  in accordance with the Specification and shall deliver the executed certificates of  

 

12      Certificate of Acceptance Acceptance, with respect to Railcars covered thereby, shall indicate that, based  upon such inspection, such Railcars conform in workmanship, material and  construction, and in all other respects, to the applicable Specification and the  requirements and provisions of the applicable Order.  If Buyer, upon receiving  notice of when the Railcars will be ready for inspection and provided that such  Railcars are available for inspection, chooses not to have an inspector present  within three (3) business days (five (5) business days for any Railcars manufactured  in Mexico) after the date that the notice states that the Railcars shall be ready for  days (five (5) business days for any Railcars manufactured in Mexico) after the date  that the notice states the Railcars will be ready for inspection, Buyer shall be  deemed to have accepted the applicable Railcars at the close of business on the day  that is three (3) business days (five (5) business days for any Railcars manufactured  in Mexico) after the date that such Railcars were ready for inspection and Seller  will execute, on behalf of Buyer, a Certificate of Acceptance dated as of the day  that is three (3) business days (five (5) business days for any Railcars manufactured  in Mexico) after the date that such Railcars were ready for inspection.   Notwithstanding the foregoing,  notification to Seller that it will not inspect Railcars for which Seller has provided  notice that Railcars are available for inspection.  The execution of a Certificate of  Acceptance shall not relieve Seller of any of its obligations under this Agreement  nor shall it constitute a waiver by Buyer with respect to any defect or deficiency of  workmanship, materials, construction or other deviation from the terms and  conditions of this Agreement.  Once a Certificate of Acceptance with respect to a  Railcar has been executed, Buyer shall have no rights of inspection under this  Section 11.1, nor any rights of rejection and cancellation under Section 11.2 with  respect to such Railcar.    11.2. [*****]    11.3. Premises Liability Indemnification.  BUYER AGREES TO DEFEND, HOLD  HARMLESS AND INDEMNIFY SELLER AND ITS AFFILIATES,  SUBSIDIARIES, RELATED ENTITIES, OFFICERS, DIRECTORS,  SHAREHOLDERS, AGENTS AND EMPLOYEES (COLLECTIVELY  SELLER INDEMNITEES AGAINST ANY AND ALL CAUSES OF ACTION, SUITS, DEBTS,  CLAIMS, LIABILITIES, LOSSES, BODILY INJURIES OR DEATH,  DAMAGE TO REAL OR PERSONAL PROPERTY (INCLUDING THE  LOSS OR USE THEREOF), JUDGMENTS, COSTS, INCLUDING, BUT  NOT LIMITED TO, ACTUAL, INCIDENTAL AND COVER DAMAGES,  NATURE OR KIND, IN LAW OR IN EQUITY, INCURRED IN THE  DEFENSE OF THE SELLER INDEMNITEES OR OTHERWISE, [*****].    

 

13      12. PAYMENT AND CLOSING.    12.1. Payment of Purchase Price and Closing of Sale.  On or before ten (10) business  tor, or the acceptance of any  for such Railcar(s) with the Invoice Price broken down to detail the components  thereof, if applicable, and substantially in the form attached hereto as Exhibit L  attached hereto as Exhibit G, Buyer shall pay the Invoice Price (plus, if applicable,  the Production Fee) for each Railcar manufactured and Delivered by Seller and  accepted by Buyer via wire transfer to Seller (pursuant to such wire transfer  instructions as Seller shall provide to Buyer in advance of the due date for such  amounts).  [*****].    12.2. Taxes.  Unless Buyer has provided Seller with a duly executed resale or sales tax  exemption certificate, Buyer is solely responsible for all international, federal, state,  or local VAT, GST, sales, use, or other taxes, tariffs, duties, or charges imposed by  any governmental authority or agency, foreign or domestic, upon any Railcar  purchased and sold hereunder or upon the manufacture, sale, transportation, use, or  Taxes provided, however, that Taxes shall not  me.  While it is the   the payment  Standard Manufacturing Cost for such Railcar.  Seller shall provide receipts to   Notwithstanding anything  to the contrary contained in this Section 12.2, for any Directed Railcar, the  applicable Buyer Managed Person will be solely responsible for all Taxes and  Buyer, as agent for such Buyer Managed Person, will cause such Buyer Managed  Person to pay such Taxes when due and payable.    12.3. Late Payments.  Other than with respect to amounts disputed up to a maximum of  $[*****] of unpaid disputed amounts, if any payment is not received by a Party on  the due date for such payment, and such failure continues for five (5) days after  such due date, such Party shall charge the other Party interest on any unpaid balance  at the prime rate per annum in effect on such due date at Bank of America, Illinois,  plus [*****] percent ([*****]%) or the highest rate permitted by law, whichever is  lower, from the date such payment was due through and including the date on which  actual payment in full is made by such other Party.      

 

14      13. MANUFACTURING WARRANTIES AND DISCLAIMERS; IP INDEMNITY    13.1. Manufacturing Warranties.    13.1.1. Seller warrants solely to Buyer that the assembly, construction and  subcontractors will be in accordance with the Specification and Regulations  (as defined in Section 13.1.8) for a period of [*****] after Delivery of the  applicable Railcars, and that the material and workmanship of the Railcars  from defects under normal use and service for the [*****] warranty period.   This warranty shall not apply to, and Seller shall not be responsible for, any  failure of any Railcar purchased hereunder which has been subjected to  misuse, negligence, alteration, accident, misloading, mishandling, improper or  deficient maintenance, or physical abuse.  Further, this warranty by Seller shall  not apply to, and Seller shall not be responsible for, the deterioration of any  Railcar purchased hereunder which results from normal wear and tear during  the [*****] warranty period.  Except as otherwise provided in Section 21.6.1,  workmanship of the Railcar that is not in conformity with this warranty.   Transportation charges and charges associated with the removal of any  commodity shall be prepaid by Buyer.  Seller shall determine, in its sole  discretion, the place where any defective Railcar will be replaced or repaired.   Seller shall not be required to repair or replace any defective Railcar, however,  unless Buyer first provides the defective Railcar to Seller for an examination  he part or parts confirms the existence of a  warranted defect.  [*****].        13.1.2. With respect to interior and exterior primers, paints, coatings, linings, and/or  Coatings selected by Buyer in a specifications and recommendations, and, except as set forth in this Section  13.1.2, Seller makes no other warranty, express or implied, with respect to the  pecifications and  recommendations.  Seller may offer various choices of Coatings at various  prices and of various qualities.  The Coatings actually applied by Seller shall  to appl risk and, except as set forth below in this Section 13.1.2, Seller makes no  warranty, express or implied, regarding the suitability or effectiveness of any  Coatings.  With respect to the Coatings, except as otherwise provided in  Section 21.6.1,  repair or replacement, at the election of Seller, a 

 

15      or at a shop selected by Seller, of the Coatings installed by Seller in any Railcar  that shall, within [*****] after Delivery be returned to Seller with  transportation charges and charges associated with the removal of any  commodity prepaid by Buyer; provided, however, that Buyer provides such  Railcar for an examination by Seller within sixty (60) days of written  notification by Buyer of a potential defective installation of Coatings and such  an examination confirms that the Coatings were defectively installed by Seller.   [*****].       13.1.3. In the event that Buyer sells, leases, or otherwise assigns the Railcars, any such   [*****].  13.1.4. In no event and under no circumstances shall Seller ever be liable to Buyer for  actual cost of repairing or replacing the defective Railcar that Buyer purchased  from Seller.  Under no circumstances shall Seller ever have liability to any  Third Party who asserts any claim by or through Buyer alleging a breach of  the warranty expressly set forth herein, which Seller makes solely and  exclusively to Buyer.  Any repair or replacement by Seller pursuant to this  warranty will not serve to extend the warranty in any way beyond [*****]  from the date the Railcar is Delivered to Buyer.      13.1.5. SELLER MAKES NO EXPRESS OR IMPLIED WARRANTY THAT ANY  PARTS, MATERIAL, EQUIPMENT OR COMPONENTS PURCHASED  FROM THIRD PARTY SUPPLIERS OR MANUFACTURERS  SUPPLIER OR MANUFACTURER INSTALLED IN OR ON THE RAILCARS ARE FREE FROM DEFECTS.   ANY PARTS, MATERIAL, EQUIPMENT OR COMPONENTS  PURCHASED FROM SUPPLIERS OR MANUFACTURERS AND  INSTALLED IN OR ON THE RAILCARS WILL BE COVERED UNDER  THE WARRANTY GIVEN BY THE SPECIFIC SUPPLIER OR  MANUFACTURER AND THE TERMS SET FORTH THEREIN. SELLER  AGREES TO COOPERATE WITH BUYER TO ENFORCE ANY SUCH  SUPPLIER OR MANUFACTURER WARRANTIES, BUT WILL NOT  FILE ANY LAWSUIT OR INSTITUTE OTHER LEGAL PROCEEDING  OSTS  OR EXPENSES.  TO THE EXTENT EXPRESSLY PERMITTED BY ANY  SUCH SUPPLIER OR MANUFACTURER, SELLER AGREES TO  TRANSFER AND ASSIGN TO BUYER, WITHOUT WARRANTY OR  ASSUMPTION BY SELLER WITH RESPECT THEREOF, SUCH  PARTS, MATERIAL, EQUIPMENT OR COMPONENTS FURNISHED BY  INSTALLATION OF PARTS, COMPONENTS OR EQUIPMENT  MANUFACTURED BY SUPPLIERS OR MANUFACTURERS, IF SUCH  SUPPLIER OR MANUFACTURER HAS A REPRESENTATIVE AT THE  

 

16      JOB SITE DURING SUCH INSTALLATION, AND IF THE  INSTALLATION IS COMPLETED TO THE SATISFACTION OF SUCH  REPRESENTATIVE, IT SHALL BE PRESUMED, SUBJECT TO  COMPLETED BY SELLER IN ACCORDANCE WITH SUCH  GOOD AND WORKMANLIKE MANNER AND IN ACCORDANCE  WITH THE TERMS OF THIS AGREEMENT.      13.1.6. SELLER DOES NOT WARRANT ANY COMPONENTS, EQUIPMENT,  ENGINEERING, DESIGNS, PLANS OR WORKMANSHIP SPECIFIED  SUBCONTRACTORS,  EMPLOYEES, ARCHITECTS OR ENGINEERS, OR ANY LABOR  PERFORMED BY OTHERS AT THE DIRECTION OR REQUEST OF  SPECIFICALLY DISCLAIMS ANY AND ALL WARRANTIES, EXPRESS  OR IMPLIED, IN CONNECTION THEREWITH.     13.1.7. THE WARRANTIES STATED HEREIN ARE EXCLUSIVE AND ARE  MADE BY SELLER SOLELY TO BUYER EXPRESSLY IN LIEU OF ANY  AND ALL OTHER WARRANTIES AND REMEDIES: (1) EXPRESS OR  IMPLIED; (2) WRITTEN OR ORAL; (3) AT LAW, IN EQUITY OR  UNDER CONTRACT, INCLUDING WITHOUT LIMITATION ANY  IMPLIED WARRANTY OF MERCHANTABILITY OR FITNESS FOR A  PARTICULAR PURPOSE; AND (4) NOTWITHSTANDING ANY  COURSE OF DEALING BETWEEN THE PARTIES OR CUSTOM AND  USAGE IN THE TRADE TO THE CONTRARY.  OTHER THAN AS  EXPRESSLY SET FORTH IN SECTION 13.1.1, SELLER SHALL HAVE  NO LIABILITY TO BUYER AND BUYER SHALL NOT MAKE ANY  CLAIM AGAINST SELLER OR RECOVER ANY AMOUNT  WHATSOEVER FROM SELLER FOR ANY INDIRECT, SPECIAL,  CONSEQUENTIAL, INCIDENTAL, COVER, OR PUNITIVE DAMAGES  THAT ARISE OUT OF OR RESULT FROM ANY BREACH BY SELLER  OF THE WARRANTIES EXPRESSLY SET FORTH IN THIS  AGREEMENT; PROVIDED, THAT, TO THE EXTENT IT RELATES TO  A RAILCAR PURCHASED OR SOLD UNDER THIS AGREEMENT,  [*****].  13.1.8. Regulations standards for new railcar equipment, including without limitation, all rules,  statutes, regulations, directives and requirements of the United States of  America (including without limitation those of the United States Department  of Transportation) and the specifications and standards of the Association of  American Railroads applicable to new railroad equipment, in each case as may  be in effect on the date of construction of the applicable Railcars.   

 

17      13.1.9. With respect to any material and workmanship of a Railcar that is not in  conformity with Seller , Seller shall (i)  engineering or quality group and be reasonably available to discuss the  specifics of such corrective action plan, in each case within thirty (30) days of   written notice of a warranty claim from Buyer.  13.2. Intellectual Property Infringement.      13.2.1. Subject to Section 13.2.2 below, Seller shall defend any suit or proceeding  brought against Buyer based on a claim that the Railcars, or any product,  accessory, part, component, or attachment thereof, furnished by Seller  under this Agreement, constitute an infringement of any patent of the United  States; provided that Seller is notified promptly, in writing, and is given  authority, inform s expense, for the defense of  same.     13.2.2. Seller s obligation under Section 13.2.1 shall not cover or apply to (i) any  product, accessory, part, component, or attachment that is not manufactured  by Seller (including any Buyer-Supplied Component), except to the extent,  and only to the extent, that the manufacturer of any such item provides an  indemnity against patent infringement to Seller and (ii) the Railcars, or any  part thereof, manufactured or supplied to Buyer's design; and, as to such  Railcars, or any part thereof, Seller assumes no liability whatsoever for  patent infringement.      13.2.3. Subject to Section 13.2.4 below, Buyer shall defend any suit or proceeding  brought against Seller based on a claim that Railcars, or any product,  accessory, part, component or attachment (including Buyer-Supplied  Components), manufactured or supplied by Seller to Buy constitute an infringement of any patent of the United States; provided that  Buyer is notified promptly, in writing, and is given authority, information      13.2.4. Buyer s obligation under Section 13.2.3 shall not cover or apply to (i) any  product, accessory, part, component, or attachment that is not manufactured  by Buyer or (ii) a Buyer-Supplied Component, except to the extent, and only  to the extent, that the manufacturer or supplier of any such item provides an  indemnity against patent infringement to Buyer.      13.2.5. Seller shall pay all damages and costs awarded against Buyer in an  infringement claim covered under Sections 13.2.1 and 13.2.2.  In the event  the Railcars, or any part thereof covered under Section 13.2.1, are involved  in such a suit, and are held to constitute infringement, and the use of the  Railcars, or any part thereof covered under Section 13.2.1, is enjoined,  Seller shall, at its own expense, and at its option, either procure for Buyer  

 

18      the right to continue using said Railcar, replace same with non-infringing  equipment, modify said Railcar so that it becomes non-infringing, or refund  the Invoice Price of said Railcar.    13.2.6. Buyer shall pay all damages and costs awarded against Seller in an  infringement claim covered under Sections 13.2.3 and 13.2.4.  In the event  the Railcars, or any part thereof covered under Section 13.2.3, are involved  in such a suit, and are held to constitute infringement, and the use of the  Railcars, or any part thereof covered under Section 13.2.3, is enjoined,  Buyer shall, at its own expense, and at its option, either procure for itself  the right to continue using said Railcar or part thereof, replace same with  non-infringing equipment or modify said Railcar or part thereof so that it  becomes non-infringing.      13.2.7. This Section 13.2 states the sole and entire liability of Seller and/or Buyer,  as applicable, for patent infringement by the Railcars, or any part thereof.   In the event of any claim for defense and indemnity under this Section 13.2,  Seller and/or Buyer, as applicable, shall undertake to conduct any  proceedings which Seller or Buyer, as applicable, deems necessary to  defend the other Party in respect of such matter.  The indemnified Party  shall have the right to participate in those proceedings, at its own expense,  but control of the defense, the litigation, the negotiation, and any settlement  shall remain with the indemnifying Party.  This indemnity shall be void if  the indemnified Party fails to provide reasonable cooperation in connection  with any such defense or shall take any action without the prior written  consent of the indemnifying Party that unreasonably or materially  prejudices the defense of any such matter.  In no event shall the  indemnifying Party be required to employ more than one firm of attorneys  in defense of any one matter, but nothing herein shall prevent the  indemnifying Party from doing so, at its option.     14. LIMITATION OF LIABILITY.  WITH RESPECT TO ANY BREACH OF THIS  AGREEMENT, IN NO EVENT SHALL EITHER PARTY HAVE LIABILITY TO THE  OTHER PARTY AND NEITHER PARTY SHALL MAKE ANY CLAIM AGAINST  THE OTHER OR RECOVER ANY AMOUNT WHATSOEVER FROM THE OTHER  FOR INDIRECT, CONSEQUENTIAL, SPECIAL, AND/OR PUNITIVE DAMAGES;  PROVIDED, THAT, TO THE EXTENT IT RELATES TO A RAILCAR PURCHASED  OR SOLD UNDER THIS AGREEMENT, [*****].    15. LOCK-UP, RIGHT OF FIRST REFUSAL.    15.1. Lock-Up.  Buyer shall not sell a Railcar for a period of at least one hundred eighty  (180) days following Delivery, provided, however, the 180-day lock-up period  shall not apply to (i) any asset-backed financing transaction for the benefit of  Buyer or any of its Affiliates, (ii) any merger, consolidation, business combination,  

 

19      restructuring, reorganization, sale of all or substantially all of the assets of Buyer,  or any of its Affiliates or other transaction or series of related transactions in which  shares of the continuing or surviving entity immediately after such transaction(s),   or to any Buyer Managed  Person includes a purchase option exercisable by such customer after such lock-up period,  or (v) the sale of such Railcar to a Third Party subject to a lease with another Third  Party.    15.2. Right of First Refusal.  In the event that, during the period beginning on the 181st  day following the Delivery of a Railcar purchased hereunder and ending on the  Option Period sell such Railcar to a Third Party, Buyer shall deliver to Seller a written notice of  the propo Sale Notice Offer equal to the Invoice Price paid by Buyer to Seller for such Railcar pursuant to this  Agreement, provided, however, no Sale Notice will be required to be delivered to  Seller in connection with, and such right of first refusal shall not apply to, (i) any  asset-backed financing transaction for the benefit of Buyer or any of its Affiliates,  (ii) any merger, consolidation, business combination, restructuring,  reorganization, sale of all or substantially all of the assets of Buyer, or any of its  stockholders do not own or control a majority of the outstanding voting shares of  the continuing or surviving entity immediately after such transaction(s), (iii) any   or to any Buyer Managed Person, (iv)  any lease of a Railcar by Buyer to on purchase option exercisable by such customer after the lock-up period described  in Section 15.1, or (v) the sale of such Railcar to a Third Party subject to a lease  with another Third Party.  Each Sale Notice shall reasonably identify the Railcar(s)  that Buyer desires to sell to a Third Party during the Option Period but shall not  include the name of the proposed Third Party purchaser or any of the terms or  conditions of the proposed sale.  Seller may accept the Offer by delivering written  Offer Notice the tenth (10th) business day following the date of such Sale Notice.  If Seller fails  to timely deliver an Offer Notice to Buyer, Seller shall be deemed to have rejected  the Offer.  If Seller accepts the Offer, Seller shall close on the purchase of such  Railcar by no later than 5:00 p.m., Chicago time, on the thirtieth (30th) day (or, if  such day is not a business day, the immediately following business day) following  the date of such Offer Notice.  The purchase price for such Railcar shall be paid in  full on the closing date by wire transfer of immediately available funds to an  account specified by Buyer at least two (2) days prior to the closing date.  In the  event Seller does not accept the Offer, Buyer may sell the Railcar that was the   or other multiple-bid auction process during the Option Period, in lieu  

 

20      of making the Offer otherwise required hereby, Buyer shall provide Seller with the  opportunity to participate in such process and submit a bid to purchase such  Railcar, in each case subject to the terms and conditions of such process that are  no less favorable to Seller in the aggregate than the terms and conditions applicable  to other participants in such process.  16. REPRESENTATIONS AND OTHER WARRANTIES OF SELLER.  Seller hereby  represents and warrants to and in favor of Buyer that:      16.1. at the time Seller Delivers each Railcar hereunder, Seller shall hold and convey to  Buyer good and marketable title to such Railcar free and clear of all indentures,  deeds of trust, mortgages, security interests, liens, claims, demands,  encumbrances, privileges, pledges, residual interests, re-marketing rights,  purchase options and other charges of every nature and kind whatsoever,   excepting (i) any such encumbrances resulting from the acts or omissions of Buyer  (or those acting under the authority of Buyer), and (ii) any rights of Seller to a  purchase money security interest applicable to such Railcars;    16.2. Seller is duly formed, validly existing and in good standing in the State of  Delaware and has all requisite limited liability company power and authority to  own, operate or lease the properties and assets now owned, operated or leased by  it and to carry on its business as currently conducted.  Seller is duly qualified or  licensed to do business as a foreign entity and is in good standing in each  jurisdiction where the character of its properties and assets owned, operated or  leased or the nature of its activities makes such qualification or license necessary,  except where the failure to be so qualified or licensed or in good standing does not      16.3. this Agreement and all certificates, documents, instruments and agreements  delivered under or in connection with this Agreement (i) have been properly  authorized by all necessary limited liability company action and (ii) do not require  the approval of any holder of units, membership interests, bonds, debentures or  other securities issued by Seller or outstanding under any agreement, indenture or  other instrument to which Seller is a party or by which Seller or its property may  be charged or affected;    16.4.  documents, instruments and agreements delivered by Seller under or in connection  provisions hereof and thereof do not, and will not, (i) constitute a breach of any  existing contractual obligation of Seller, (ii) violate any provision of the certificate  of formation or limited liability company agreement of Seller, (iii) require the  approval or the giving of prior notice to any Third Party or government agency,  (iv) breach or result in the breach of, constitute a default under any of the  provisions of, or result in the creation of any lien, charge, encumbrance or security  interest upon any property or assets of Seller, (v) violate any judgment, order,  

 

21      injunction, decree or award of any court, administrative agency or governmental  body against, or binding upon, Seller, or (vi) constitute a violation by Seller of any  law, order or regulation applicable to Seller, in each case so as to materially and  hereunder;    16.5. this Agreement and all certificates, documents, instruments and agreements  delivered under or in connection with this Agreement, or in connection with the  consummation of the transactions contemplated hereunder, constitute legal, valid  and binding obligations of Seller, enforceable in accordance with their terms  except as enforceability may be limited by bankruptcy, insolvency, reorganization,  moratorium or other similar laws affecting the rights of creditors generally and by  general principles of equity; and    16.6. there are no legal or governmental investigations, actions or proceedings pending  or, to the knowledge of Seller, threatened in writing against Seller before any court,  administrative agency or tribunal which, if determined adversely, would,  individually or in the aggregate, materially adversely affect the transactions  contemplated by this Agreement or the ability of Seller to perform its obligations  hereunder.     17. REPRESENTATIONS AND WARRANTIES OF BUYER.  Buyer hereby represents  and warrants to and in favor of Seller that:      17.1. Buyer is duly incorporated, validly existing and in good standing in the State of  New York and has all requisite corporate power and authority to own, operate or  lease the properties and assets now owned, operated or leased by it and to carry on  its business as currently conducted.  Buyer is duly qualified or licensed to do  business as a foreign corporation and is in good standing in each jurisdiction where  the character of its properties and assets owned, operated or leased or the nature of  its activities makes such qualification or license necessary, except where the  failure to be so qualified or licensed or in good standing does not materially and      17.2. this Agreement and all certificates, documents, instruments and agreements  delivered under or in connection with this Agreement (i) have been properly  authorized by all necessary corporate action and (ii) do not require the approval of  any holder of shares, stocks, bonds, debentures or other securities issued by Buyer  or outstanding under any agreement, indenture or other instrument to which Buyer  is a party or by which Buyer or its property may be charged or affected;    17.3.  certificates, documents, instruments and agreements delivered by Buyer under or  conditions and provisions hereof and thereof do not, and will not, (i) constitute a  breach of any existing contractual obligation of Buyer, (ii) violate any provision  

 

22      of the charter or by-laws of Buyer, (iii) require the approval or the giving of prior  notice to any Third Party or government agency, (iv) breach or result in the breach  of, constitute a default under any of the provisions of, or result in the creation of  any lien, charge, encumbrance or security interest upon any property or assets of  Buyer, (v) violate any judgment, order, injunction, decree or award of any court,  administrative agency or governmental body against, or binding upon, Buyer, or  (vi) constitute a violation by Buyer of any law, order or regulation applicable to  ts hereunder;    17.4. this Agreement and all certificates, documents, instruments and agreements  delivered under or in connection with this Agreement, or in connection with the  consummation of the transactions contemplated hereunder, constitute legal, valid  and binding obligations of Buyer, enforceable in accordance with their terms  except as enforceability may be limited by bankruptcy, insolvency, reorganization,  moratorium or other similar laws affecting the rights of creditors generally and by  general principles of equity; and      17.5. there are no legal or governmental investigations, actions, or proceedings pending  or, to the knowledge of Buyer, threatened in writing against Buyer before any  court, administrative agency or tribunal which, if determined adversely, would,  individually or in the aggregate, materially adversely affect the transactions  contemplated by this Agreement or the ability of Buyer to perform its obligations  hereunder.    18. DEFAULT.  Subject to Section 10.4 addressing Force Majeure Events, the occurrence  of any one or more Event of  Default     18.1. the failure of such Party to perform a material obligation hereunder; provided, that  such failure to perform is not cured by such Party within thirty (30) days after  receipt of written notice from the other Party specifying such failure to perform;      18.2. the failure by such Party to pay any amount due and payable pursuant to the terms  of this Agreement, other than amounts disputed by such Party up to a maximum of  $[*****] of unpaid disputed amounts; provided that such failure to pay is not cured  by such Party within [*****] after receipt of written notice from the other Party  specifying such failure to pay;    18.3. the (i) filing by such Party of a voluntary petition in bankruptcy, (ii) adjudication  of such Party as bankrupt or insolvent, (iii) filing by such Party of any petition  seeking any reorganization, arrangement, composition, readjustment, liquidation,  dissolution, or similar relief for itself under the federal bankruptcy laws, (iv)  consent or acquiescence of such Party to the appointment of a trustee, receiver,  conservator, or liquidator of such Party for all, or any substantial portion of such  ng of any involuntary petition in bankruptcy  

 

23      against either Party (provided that any such filing is not withdrawn, vacated,  removed, discharged, or stayed within sixty (60) days thereafter);    18.4. the admission in writing by such Party of its inability to pay its debts as they become  due;    18.5. the notification in writing to a governmental agency by such Party of its pending  insolvency, or suspension or pending suspension of its operations;     18.6. the making by such Party of any general assignment for the benefit of its creditors  or the taking of similar actions for the protection or benefit of its creditors;     18.7. in the case of Seller, in the event that, during any rolling [*****] period during the  Term, [*****] percent ([*****]%) or more of the Railcars have been rejected by  Buyer pursuant to Section 11.2; or      18.8. in the case of Seller, in the event that, during any rolling [*****] period during the  Term, [*****] percent ([*****]%) or more of the Railcars have not been Delivered  within [*****] of their respective Committed Delivery Dates (excluding delayed  deliveries resulting from Force Majeure Events and those resulting from quality  rejection pursuant to Section 11.2).    in Section 21.9 will not be a prerequisite for a Party to give a notice of an Event of Default  or act to delay any of the time periods for cure specified above.    19. TERMINATION.  In addition to any other rights and remedies available under this  Agreement or at law, in equity or otherwise, but subject to Section 14 addressing the  limitation of liability, and in addition to the termination rights relating to a Force Majeure  Event as set forth in Section 10.4, upon the occurrence of an Event of Default, the non- defaulting Party may terminate this Agreement on a date that is [*****] after the date  appearing in a written notice to the other Party regarding such termination.  In the event  of Agreement termination under this Section 19, such termination shall not affect any  Order of Railcars placed prior thereto shall be Delivered by Seller, and Buyer shall accept  Delivery of such Railcars that comply with the Specification as provided under Section  11.1, in accordance with the terms of this Agreement regardless of the effective date of  the termination; provided that Buyer shall not be required to place any new Orders after  the date of the written notice of such termination (regardless of whether Buyer has placed  Orders for Railcars equal to the Base Order Quantity, or the Monthly Order Quantity for  the Order Month in which such termination occurs).  Notwithstanding the foregoing, in  the event of a written notice of termination of this Agreement by either Party as a result  of the occurrence of an Event of Default described in Section 18.3, the non-defaulting  Party shall not have any further obligation to Deliver Railcars (in the case of Seller) or to  accept any Railcars (in the case of Buyer), in either case arising under Orders pending as  of the date of the Event of Default.   

 

24        20. SUPPLY OF SPARE PARTS.  For a period beginning on the date hereof and ending  on the [*****] railcars for Third Parties or discontinues the manufacturing of aftermarket railcar parts  and Components before the expiration of such [*****] Discontinued  Operations make spare parts, fixtures and assemblies for the Railcars that are proprietary to Seller or  Spare Parts rchase at  expiration of such [*****]  advance written notice of such Discontinued Operations as possible, but in no event less  than [*****] notice.   In addition, if Seller learns in writing that any of its Suppliers will  decision promptly upon learning of same.    21. MISCELLANEOUS.      21.1. Further Assurances.  Following acceptance of and payment for any Railcar  hereunder, Seller shall make, do, and execute or cause to be made, done, and  may, at any  title, and interest in and to such Railcar in accordance with the intent and meaning  of this Agreement.    21.2. Records Provided to Buyer; UMLER Reporting.  Within thirty (30) days after  the transfer by Bill of Sale of any Railcar to Buyer, Seller will furnish Buyer with  copies, in electronic form, of documents described on Exhibit H attached hereto  Records Prior to Delivery of any Railcar hereunder, Seller will  Certificate of  Construction Construction in electronic form, in each case as required by 49 CFR 179.5.  21.2.1. Prior to the Delivery of each Railcar, Seller shall report the following  information in UMLER:    21.2.1.1. Air brake test date;  21.2.1.2. Reflectorization application date;  21.2.1.3. Comprehensive equipment performance monitoring  (CEPM) component identification (CID) numbers as  required by applicable Regulations (as of the date of this  Agreement, CID numbers must be reported for each wheel  set, couplers, bolsters and side frames).  

 

25      21.2.2. As defined by the United States Environmental Protection Agency, Scope 1  greenhouse gas ( GHG ) emissions are direct emissions that occur from  sources that are controlled or owned by an organization, including, emissions  associated with fuel combustion in boilers, furnaces, and vehicles and Scope  2 GHG emissions are indirect emissions associated with the purchase of  electricity, steam, heat and cooling. Within thirty (30) days of receiving  request, Seller shall provide Buyer with written reports of estimated  Scope 1 and Scope 2 GHG emissions associated with the manufacture of  Railcars supplied in accordance with this Agreement; provided, that Buyer  shall have the right to utilize a third- estimated  Scope 1 and Scope 2 GHG emissions calculation methodology and Seller shall  audit such methodology.   Seller shall provide any additional  available, non-confidential Environmental, Social and Governance data or  information reasonably requested by Buyer within thirty (30) days of receiving  such request from Buyer.  21.2.3. Notwithstanding anything to the contrary set forth in this Agreement, (i) Buyer  may use Records in order to safely use, operate, repair, maintain, or modify  any Railcar, to fabricate replacement parts and to perform engineering  modelling for repair, maintenance or modification to any Railcar, and (ii)  Buyer may disclose Records for any Railcar to (x) any subsidiary or affiliate  of Buyer, (y) any prospective or actual Third Party purchaser of any Railcar  from Buyer, or (z) any Third Party for the purpose of permitting such Third  Party to safely use, operate, repair, maintain, or modify any Railcar, to  fabricate replacement parts or to perform engineering modelling for repair,  maintenance or modification to any Railcar.  21.3. Communication and Correspondence.  Seller shall furnish to Buyer, promptly  f any notice or correspondence received by  Seller from any Third Party, including any governmental agency, with respect to  any Railcar manufactured by Seller for Buyer pursuant to the terms hereof.  Seller  s receipt thereof, copies of any  notice or correspondence received by Seller from any manufacturer or supplier of  any part, material, equipment, or component installed in or on any Railcar  manufactured by Seller for Buyer pursuant to this Agreement.    21.4. Confidentiality.    21.4.1.  shall  [*****] regards as proprietary and  confidential, including, without limitation, [*****];;  Confidential Information [*****] Confidential  Information Information when the Disclosing Party is Buyer, and (3) terms of this  

 

26      Agreement redacted in the publicly available copy of this Agreement filed  with the SEC.  21.4.2. In the course of performance hereunder, each of Buyer and Seller (with respect  Disclosing Party Receiving Party electronic, or oral form, Confidential Information that the Disclosing Party  regards as proprietary and confidential.  The Receiving Party agrees to hold  the Confidential Information disclosed to it by or on behalf of the Disclosing  Party in confidence, to take commercially reasonable precautions to protect  such Confidential Information from disclosure and to use the Confidential  Information only in connection with the performance of its obligations under  this Agreement, in each case for a period of [*****] years from the date of  disclosure.  Subject to Section 21.4.6 hereof, the Receiving Party shall not  disclose any Confidential Information to any of its employees unless such  employees need to know such Confidential Information in order for the  Receiving Party to perform its obligations or exercise its rights hereunder;  provided, however, that the Receiving Party takes commercially reasonable  precautions to prevent such employee from (i) disclosing Confidential  Information to other employees who do not need to know such Confidential  Information in order for the Receiving Party to perform its obligations or  exercise its rights hereunder, and (ii) using Confidential Information in such  performance of its obligations or exercise of its rights under this Agreement.   Notwithstanding the foregoing, Buyer shall be permitted to disclose the prices  paid by Buyer for Railcars under this Agreement to its employees, Affiliates,  Representatives or Third Parties (excluding customers, other than pursuant to  Rule 107) where Buyer reasonably believes it is necessary in connection with  the operation of its business, e.g., Rule 1 lender, etc.; provided, that Buyer shall only disclose such pricing information  to the extent necessary to satisfy such business requirements.  21.4.3. Notwithstanding the foregoing, the Receiving Party may disclose Confidential  Information to any of its legal, financial or tax planning representatives  Representatives for the Receiving Party to carry out its obligations or enforce its rights  hereunder and who have been informed of such obligations, and the Receiving  Party shall advise such Representatives to abide by this Section 21.4.  Each  Party shall be responsible for any action or failure to act that would constitute  a breach or other violation of this Section 21.4 by its Representatives.  21.4.4. From and after the Effective Date, the Margin Schedule may not be disclosed  n Team 

 

27      Clean Team shall always consist of  finance and compliance officers; provided, that (a) Buyer may remove  without advance notice to Seller, and (b) in the event Buyer desires to add any  provide Seller with the name and title of such individuals, and such individuals    21.4.5.   any component thereof (including linings) Third Party Reviewer as set forth in Exhibit F.  21.4.6. Confidential Information does not include information that: (i) the Receiving  Party can demonstrate was in its possession prior to being disclosed by the  Disclosing Party hereunder and the source of the information was not under  an obligation of confidentiality to the Disclosing Party; (ii) is now, or hereafter  becomes, through no act or failure to act on the part of the Receiving Party,  generally known to the public; (iii) is rightfully obtained from a Third Party  not bound under an obligation of confidentiality to the Disclosing Party; or  (iv) is independently developed by the Receiving Party without reference to  or use of any Confidential Information.  The foregoing restrictions on  disclosure of Confidential Information do not apply to any disclosure of  Confidential Information with respect to which the Receiving Party is advised  by legal counsel that such disclosure is necessary or compelled (a) under the  federal securities laws or other applicable law, or by the rules and regulations  SEC exchange on which t terms of any deposition, interrogatory, formal litigation discovery request,  subpoena, civil investigative demand, court order or similar process to which  the Receiving Party is subject; provided, that the Receiving Party notifies the  Disclosing Party (x) as promptly as reasonably possible following its  determination that such disclosure is necessary or compelled under sub-clause  (a) above, and (y) as promptly as reasonably possible after service of such  legal process and to the extent legally permissible so that the Disclosing Party  may seek an appropriate protective order, confidential treatment, or other  remedy.  In the event the Receiving Party is required or compelled to disclose  Confidential Information pursuant to the immediately preceding sentence, the  Receiving Party may disclose only that portion of such Confidential  Information with respect to which the Receiving Party has been advised by its  counsel is required or compelled to be disclosed.  21.4.7. Upon the request of the Disclosing Party following the expiration or  termination of this Agreement, the Receiving Party will return or destroy all  Party may retain Confidential Information of the Disclosing Party that is (i)  

 

28      internal document retention policies or (iii) contained in an archived computer  recovery procedures; provided, that any such retained or archived Confidential  Information shall remain subject to the provisions of this Section 21.4 for so  long as it is maintained or archived; provided, further legal or IT employees may access such retained or archived Confidential  Information solely to the extent necessary to perform their respective functions  described under this Section 21.4.7.  21.4.8. Except as may be required by the federal securities laws or other applicable  law, or by the rules and regulations of the SEC or of any stock exchange on  content of this Agreement or the negotiations leading to or pursuant to this  Agreement without the prior written consent of the other Party; provided, that  no Party will be prohibited from disclosing the general nature of the business  relationship established hereby at any time; provided, further, that the Parties  agree that Buyer shall be permitted to file a copy of this Agreement with the  SEC and in connection therewith shall request confidential treatment for  certain portions of this Agreement and certain of the Exhibits attached hereto  as agreed by the Parties.  21.5.   Each Party agrees to indemnify and hold the other Party  harmless from and against any claims for commissions arising out of the acts of  such Party and for expenses (including  finder or other Person relating to a sale of the Railcars.    21.6. Successors and Permitted Assigns.  Except as otherwise provided herein, neither  Party may assign, transfer, sell, or convey any or all of its rights under this  Agreement, including by merger (whether or not such Party is the surviving entity),  consolidation, change in Control, operation of law or any other manner, without the  prior written consent of the other Party, which consent will not be unreasonably  withheld or delayed.  Any purported assignment in violation of this Section 21.6  shall be null and void.  In the event of a permitted assignment under this Section  Transaction Transferee then:    21.6.1. Upon the consummation of a Transaction involving Seller, the following  provisions shall apply:    21.6.1.1. The Invoice Price for any Exhibit A or Exhibit B Railcar that  is charged by Transferee to Buyer shall not increase as a result of  any such Railcar would have been absent the Transaction and in the  

 

29      e,  impermissible increase   For purposes of determining  impermissible increases, upon reasonable request from Buyer,   Railcar on  commercially reasonable and confidential terms and conditions  (exc cost information, which access and review shall be handled in a  manner similar to that described under Exhibit F hereto but without  limitation as to the number of reviews).  Buyer may terminate this  Agreement with [*****] advance written notice in the  event  [*****].    21.6.1.2. In the event that, [*****].   21.6.1.3. In the event that, [*****].  21.6.1.4. In addition to any remedies under Section 13, for any Railcar  during the Term for which Buyer has submitted warranty claim(s)  to Seller pursuant to Section 13.1 (excluding warranty claim(s)  solely related to defects in Third Party parts or Components), Seller  will be responsible for any applicable freight and/or cleaning  charges for such Railcar related to addressing any warranty claim(s)  for such Railcar.  21.6.2. In the event of a Transaction involving Buyer, Seller may terminate this  Agreement with sixty (60) days advance written notice in the event (i) a  or (ii) after the Transaction, the Transferee competes with Seller in railcar  manufacturing in North America.       21.7. Severability.  Any term, condition or provision of this Agreement which is, or is  deemed to be, void, prohibited, or unenforceable in any jurisdiction shall be, as to  such jurisdiction, severable here from and ineffective to the extent of such  avoidance, prohibition, and unenforceability without in any way invalidating the  remaining terms, conditions, and provisions hereof.  Any such avoidance,  prohibition, and unenforceability in any jurisdiction shall not invalidate or render  unenforceable such term, condition, or provision in any other jurisdiction.    21.8. Governing Law.  THIS AGREEMENT SHALL BE DEEMED TO HAVE BEEN  MADE IN THE STATE OF DELAWARE AND SHALL BE CONSTRUED IN  ACCORDANCE WITH, AND THE RIGHTS AND LIABILITIES OF THE  PARTIES HEREUNDER SHALL BE GOVERNED BY, THE LAWS OF SUCH  STATE WITHOUT GIVING EFFECT TO THE PRINCIPLES OF CONFLICT OF  LAW THEREOF.    

 

30      21.9. Dispute Resolution.  Each dispute, claim or controversy arising out of or in any  manner related to this Agreement or the breach thereof (each, Dispute the Parties will be resolved or adjudicated in accordance with the provisions  described in this Section 21.9.     21.9.1. In the event of a Dispute, either Party may, but is not required to, provide  Dispute Notice in such event, representatives at the vice president level of each Party shall  Dispute Negotiation Each Dispute Negotiation will take place at a time and place agreed to by  such representatives, within thirty (30) days after the date of the Dispute  Notice.  At any time after delivery of a Dispute Notice, either Seller or  Buyer may, at its discretion, either in addition or as an alternative to such  Dispute Negotiation, initiate mediation in Delaware, administered by the  American Arbitration AAA mediation procedures then in effect.  While Buyer and Seller shall have an  obligation to participate in each Dispute Negotiation and any mediation  (provided the mediation is scheduled within sixty (60) days after the date of  the Dispute Notice and at a time and place reasonably acceptable to Buyer  and Seller), nothing herein shall obligate Buyer or Seller to enter into any  agreement or reach any conclusion as a result of such Dispute Negotiation  or mediation.    21.9.2. In the event that a Dispute Notice is provided and the Parties are unable to  reach a mutually satisfactory resolution of the Dispute within ninety (90)  days after the date of such Dispute Notice through Dispute Negotiation or  mediation of such Dispute Notice, or at any time in the event that no Dispute  Notice is provided, either Party may, upon written notice to the other (an  Arbitration Demand Arbitration AAA  AAA Rules provided,  however, that in the event of a conflict between the AAA Rules and the  provisions of this Section 21.9, the provisions of this Section 21.9 shall  control.  The Arbitration shall be heard and determined by a panel of three  Arbitrator the Arbitration Demand, each Party shall select, and provide written notice  to the other Party of the identity of, a single Arbitrator who shall be deemed  non-neutral and not subject to the provisions of Rule R-17 of the AAA  Rules.  The third Arbitrator shall be selected in accordance with Rule R-11  of the AAA Rules within twenty (20) business days after the Arbitration  Demand; provided, however, that the third Arbitrator must be a licensed  Large, Complex Commercial Case Panel (or such other equivalent  replacement roster of experienced arbitrators that the AAA designates),  unless the matter of dispute arises under or relates to Exhibit F, in which  

 

31      case such third Arbitrator must be an accountant with cost accounting and  manufacturing experience.     21.9.3. Any issue concerning the extent to which any Dispute is subject to  Arbitration, or concerning the applicability, interpretation, enforceability or  validity of these procedures, shall be governed by the United States Federal  Arbitration Act and not by any state arbitration law.  Except in connection  conservatory injunctive relief, to preserve a claim, to preserve a position  superior to other creditors, to resolve any issue concerning jurisdiction, the  existence or validity of the Arbitration provisions of this Section 21.9, or  the extent to which any Dispute is subject to Arbitration, or to compel  Arbitration in accordance with this Section 21.9, or to enforce judgment on  the Arbit of competent jurisdiction, no Party may institute legal proceedings related  to a Dispute.  Any legal proceeding permitted by the foregoing will be heard  and determined only in a state or federal court sitting in Delaware and the  Parties hereby irrevocably submit to the exclusive jurisdiction of such  courts in any such legal proceeding, irrevocably waive any objection to  venue, including the defense of an inconvenient forum, to the maintenance  of any such legal proceeding, and irrevocably agree that written notice of  such legal proceeding in compliance with the notice provisions of this  Agreement constitutes valid and lawful service of process against them  without the necessity for service by any other means; provided, that,  notwithstanding the foregoing, the Parties have the right to enforce  judgment on the A     21.9.4. In any Arbitration initiated pursuant to this Section 21.9, the Parties shall  be permitted to take the discovery contemplated by this Section 21.9  without seeking leave of the Arbitrators and each Party agrees to cooperate  in producing all discovery contemplated by this Section 21.9 or otherwise  ordered by the Arbitrators.  The scope of discovery in any such Arbitration  shall be that each Party may obtain discovery regarding any non-privileged      21.9.5. Each Party may serve requests for production of documents and other  tangible things and such requests and the responses thereto shall be in  accordance with the provisions of Rule 34 of the FRCP, as if such  provisions applied to the Arbitration, and such requests may include  requests for electronically stored information, which requests and responses  shall be in accordance with the provisions of Rule 34 and Rule 26(b)(2)(b)  of the FRCP as if such provisions applied to the Arbitration proceeding.   Each Party may serve interrogatories and such interrogatories and the  responses thereto shall be in accordance with the provisions of Rule 33 of  the FRCP as if such provisions applied to the Arbitration.  Each Party may  serve requests for admission and such requests and the responses thereto  

 

32      shall be in accordance with the provisions of Rule 36 of the FRCP as if such  provisions applied to the Arbitration.  Each Party may take up to ten (10)  depositions of the other Party by serving a notice of deposition and the other  Party must produce the deponents as requested in accordance with the  provisions of Rule 30 of the FRCP, including Rule 30(b)(6), as if such  provisions applied to the Arbitration; provided, however, that a Party that  seeks to present the testimony of a third-party witness at the Arbitration  must produce such witness for deposition prior to the Arbitration and such  deposition shall not count towards the foregoing ten (10) deposition limit;  provided, further, that a Party that seeks to present the opinion testimony of  an expert witness at the Arbitration must produce a written expert report in  accordance with the provisions of Rule 26(a)(2) of the FRCP as if such  provisions applied to the Arbitration and produce such expert witness for  deposition prior to the Arbitration and such deposition shall not count  towards the foregoing ten (10) deposition limit.      21.9.6. The Parties agree that in the event of Arbitration and before engaging in any  discovery, they will execute a Confidentiality Agreement and Agreed  Protective Order in the form attached hereto as Exhibit I, which shall govern  the exchange of information produced by any party or non-party in the  Arbitration.  In such event, the Parties agree that they will request that the  Arbitrators enter the fully-executed Confidentiality Agreement and Agreed  Protective Order and that, in the case of any conflict between its terms and  the terms of this Agreement, the Confidentiality Agreement and Agreed  Protective Order shall control.  The Arbitrators may, upon written request  of any Party, limit the amount or scope of written discovery described above  only after all Parties have been given the opportunity to oppose such request  in writing.  In no event, however, may the Arbitrators reduce the number of  depositions provided for above.  The Arbitrators may compel a Party to  comply with discovery or its obligations under the Confidentiality  idence  at hearing.  Any Party has the right to have any hearing recorded by  stenographic and video means with such Party bearing the costs of the  stenographer and videographer; provided, however, that any other Party  shall have to right to obtain transcripts from the transcriber at such other  provided, further, however, that the Parties shall share  equally the cost of any transcript requested by the Arbitrators.    21.9.7. The Arbitrators have the right to award or include in their award any relief  that they deem proper, including money damages (with interest on unpaid  amounts from the date due), specific performance, injunctive relief,  provided, that the  Arbitrators shall have no power to award punitive damages or damages  inconsistent with this Agreement, and the Parties expressly waive their right  to obtain such damages in the Arbitration or in any other forum.  In no event  

 

33      shall the Arbitrators have any right, power, or authority to change, alter,  detract from, or add to the provisions of this Agreement, but they shall have  the power only to apply and interpret the provisions of this Agreement.  The  Arbitrators may not consider any settlement discussions or offers that might  have been made by the either Party, whether or not made in connection with  a Dispute Negotiation or mediation.  All aspects of the Arbitration  (including the existence, content and result of the Arbitration) shall be   shall be final  and binding upon both Parties.  Each Party shall be responsible for its own  connection with any such mediation or Arbitration, subject to any award of  ees and costs, and the Parties shall share equally the costs of the  mediator, the Arbitrators, the AAA (to the extent in excess of filing and  final fees), the mediation location, and the Arbitration location.    21.9.8. The Arbitration award shall be a reasoned award, made within the time  limits imposed by R-41 of the AAA Rules; provided, however, that the  Arbitrators may extend the time limits of R-41 as they deem necessary.   After the award is received by the Parties and all time periods provided for  in R-46 have expired, one or both of the Parties may present the award to a  of the award shall be governed by Section 9 of the Federal Arbitration Act  Act to vacate, modify, or correct the  award shall be limited to the grounds articulated in Sections 10 and 11 of  the Act.    21.10. Notices.  Unless otherwise expressly provided herein, all communications, notices  and requests under this Agreement shall be in writing and shall be deemed received  either (i) one (1) business day after being deposited, all charges prepaid, with  Federal Express or other commercial delivery service that guarantees next business  day delivery and provides a written confirmation of delivery, or (ii) on the date of  transmission, if sent by facsimile (receipt confirmed) or email.  The addresses,  facsimile numbers and email addresses for notice, unless changed by notice, are as  follows:    If to Seller:  Trinity Rail Group, LLC  14221 Dallas Parkway, Suite 1100  Dallas, TX 75254  Attn:  Steven Barnett  Fax:  214-589-8819  Email:  Steve.Barnett@trin.net    If to Buyer: GATX Corporation  233 S. Wacker Drive  Chicago, IL 60606  

 

34      Attn:  VP Fleet Management  Fax:  312-499-7149  Email:  vp-fpm@gatx.com  For any notice relating to matters under Sections 8, 10.4, 11.3, 13, 14, 15, 16, 17,  18, 19 or 21 of this Agreement, copies of such notice shall also be delivered to the   respective legal counsel in the manner set forth above.  The addresses,  facsimile numbers and email addresses for notices, unless changed by notice, are  as follows:    If to Seller:  Trinity Industries, Inc.  14221 Dallas Parkway, Suite 1100  Dallas, TX 75254  Attn: Chief Legal Officer  Email: Sarah.Teachout@trin.net    If to Buyer:  GATX Corporation  233 S. Wacker Drive  Chicago, IL 60606  Attn: Assistant General Counsel, Rail  Fax:  312-499-7149  Email:  Joseph.Wyss@gatx.com    21.11. Counterparts.  This Agreement may be executed in any number of counterparts  (including by means of facsimile or .PDF) each of which will be deemed an original  but all of such counterparts together shall constitute one and the same instrument.    21.12. Entire Agreement and Amendments.  This Agreement, together with each  Exhibit attached hereto, and the other documents explicitly referenced herein  contain the entire agreement and understanding between the Parties with respect to  the subject matter hereof and, as of the execution hereof, supersedes all prior  agreements, understandings, and representations, whether oral or written, related to  the subject matter hereof, including that certain Confidentiality Agreement, dated  July 18, 2022, by and between Buyer and Seller, each of which are hereby  terminated and shall be of no further force and effect following the execution and  delivery hereof, provided that any confidential information disclosed under the  Confidentiality Agreement dated July 18, 2022 will also be deemed to be  Confidential Information under this Agreement.  No amendment, modification,  supplement, waiver, or release of any of the terms and conditions contained herein  shall be made except by mutual agreement to that effect in writing and signed by  all Parties.      21.13. Survival.  Regardless of the expiration or termination for any reason of this  Agreement, the rights and obligations set forth in this Agreement that require or  contemplate performance by a Party after such expiration or termination shall  remain in full force and effect to the extent required for their full observance and  

 

35      performance, including, but not limited to, Sections 5.1.3, 5.2, 7, 11.3, 12, 13, 14,  15.1, 15.2, 16, 17, 19, 20 and 21.    21.14. Expenses.  Except as otherwise expressly set forth in this Agreement, each Party  will bear all of its own costs and expenses incurred in negotiating and complying      21.15. No Agency Relationship.  Nothing contained in this Agreement will create any  agency, fiduciary, joint venture, or partnership relationship between the Parties.    21.16. No Third-Party Beneficiaries.  This Agreement will not confer any rights or  remedies upon any Person other than the Parties, including, for the avoidance of  doubt, any Buyer Managed Person.    21.17. Headings.  The Section headings contained in this Agreement are inserted for  convenience only and will not affect in any way the meaning or interpretation of  this Agreement.    21.18. Construction.  The Parties have participated jointly in the negotiation and drafting  of this Agreement.  In the event an ambiguity or question of intent or interpretation  arises, this Agreement will be construed as if drafted jointly by the Parties, and no  presumption or burden of proof will arise favoring or disfavoring any Party by  virtue of the authorship of any of the provisions of this Agreement.  Unless the  context requires otherwise, singular includes plural and vice versa and any gender  includes every gender, and where any word or phrase is given a defined meaning,  any other grammatical form of that word or phrase will have a corresponding  ise stated.  Unless the context  of similar import refer to this Agreement as a whole and not to any particular  Section, subparagraph, clause or other subdivision hereof.  The  disjunctive but not exclusive.  Each reference to a Section herein is to a Section of  this Agreement.  Each Schedule, Exhibit, and Annex attached hereto is incorporated  herein and made a part hereof as if fully set forth herein.    [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]  

 

[Signature page to Supply Agreement]    IN WITNESS WHEREOF, Seller and Buyer have executed this Agreement as of the  Effective Date.    GATX CORPORATION        By:     Name:  Paul Titterton  Title:  Executive Vice President and President, Rail  North America      TRINITY RAIL GROUP, LLC        By:     Name:  Eric R. Marchetto  Title:  Executive Vice President and Chief Financial  Officer    

 

      Exhibit A  [*****]    

 

    Exhibit B  [*****]    

 

    Exhibit C  [*****]    

 

    Exhibit D  Order Form  RAILCAR ORDER FORM  To:    Company:   Telephone:   Order Date:   GATX CPP/BO#:     Car Type(s):     Quantity:     Alternates:    New Buyer-Supplied Components:    Non-New Buyer-Supplied Components:    Price: [if applicable]    Terms and Conditions:  This Order Form is subject to the terms and conditions of  the Supply Agreement dated __________, 2022, as amended.     Executed by:    GATX Corporation      By: Name: ________________________________    Title: _________________________________    Signature: _____________________________        

 

    Exhibit E  Form of Certificate of Acceptance  CERTIFICATE OF ACCEPTANCE         GATX PO  NUMBER   NUMBER         RAILCAR DESCRIPTION    In accordance with the Supply Agreement  between GATX Corporation ("Buyer") and Trinity Rail Group, LLC  ("Seller"), dated __________, 2022, as amended, the undersigned hereby certifies that on the date of this Certificate the  following Railcars were accepted by Buyer in accordance with the Agreement.  The execution of this Certificate of  Acceptance shall not relieve Seller of any of its obligations under the Agreement nor shall it constitute a waiver by Buyer  with respect to any of its rights and remedies under the Agreement.        CAR NUMBER  LIGHT  WEIGHT  GALLONS  DATE  AVAILABLE  FOR  INSPECTION  OR RE- INSPECTION  DATE  ACCEPTED  BO#                                                                                                                                                                                                                         Accepted  Today:     Cumulative Accepted by  BO#:                        

 

    Exhibit F  Third Party Review  1. General.       (a) Pursuant to Section 7 of the Supply Agreement  between Buyer  and Seller dated __________, 2022, as amended, upon written notice to Seller, Buyer may  initiate a Third Party Review with respect to the matters set forth in Section 6 of this Exhibit  F.     (b) Buyer may initiate a Third Party Review after the first Order Year of the  Agreement.  Thereafter, Buyer may request [*****].      2. Selection of Third Party Reviewer Third Party Review, Buyer will appoint a reputable accounting firm to conduct the Third Party  Reviewer - current or past dealings with either Party.  Seller agrees that [*****] is an acceptable Reviewer as  of the Effective Date.    3. Confidentiality.  The Parties agree that the Seller may require the Reviewer to enter into  and be bound by a confidentiality agreement in the form attached hereto as Schedule 1 to this  Exhibit F Reviewer Confidentiality Agreement the Reviewer receives from Seller will be considered the  Reviewer Confidentiality Agreement and, except to the extent otherwise provided under this  Exhibit F or the Reviewer Confidentiality Agreement, the Reviewer will be prohibited from  disclosing any of such Evaluation Material, whether in writing or orally, to Buyer or any other  P ees who need to know such information for purposes of  the Third Party Review and who the Reviewer shall cause to comply with the provisions of the  Reviewer Confidentiality Agreement) or using such Evaluation Material other than for purposes  of its Third Party Review.  The Parties agree that the Reviewer may disclose such Evaluation  Material if (but only to the extent) required by applicable law or regulation, including any subpoena  or other similar form of process; provided, that the Reviewer will provide, unless prohibited by  law, Seller with prompt notice of any request that the Reviewer discloses Evaluation  Material so that Seller may object to the request and/or seek an appropriate protective order.     4. Recordkeeping; Access.      (a) During the Term of the Agreement and continuing thereafter for the longer of  [*****] or the period necessary to (i) resolve any pending Dispute or (ii) complete any Third  Party Review authorized under the Agreement, Seller shall maintain a [*****] (collectively,  the Seller Records      (b)  personnel, accountants, and any other information that is reasonably necessary to perform  a Third Party Review and for the Reviewer to prepare and issue the Report (as defined in  

 

    Section 7 of this Exhibit F business in Dallas, Texas (and/or other location(s) mutually agreed by the Reviewer, Buyer  and Seller) and the Reviewer will not be permitted to (i) remove any of the books, records,  copy such books, records, or information for any purpose.  The Reviewer may keep its  working papers, reports and copies of information obtained from Seller and/or Buyer in  connection with the Third Party Review to comply with applicable law, statute, rule,  regulation, or professional standards promulgated by AICPA.  Any such information so  kept shall be retained in accordance with the terms of the Reviewer Confidentiality  Agreement.    5. Conduct of Review personnel.  Reviewer and Seller will cooperate with each other as necessary for Reviewer to  [*****] per Third Party Review  performed hereunder; provided for access and information necessary to perform the Third Party Review.    6. Scope of Third Party Review.     (a) In connection with the Third Party Review, the Reviewer shall review  Records to determine whether there were any discrepancies between [*****].    (b) In addition to its obligations set forth in Section 4 of this Exhibit F, Seller will, at a  minimum, prepare and deliver to the Reviewer, within thirty (30) days of its receipt of  notice that Buyer has elected to initiate a Third Party Review, the following information:    (i) Price Calculation List or Exhibit B to the Agreement for which Buyer received an invoice.  The Price  Calculation List shall consist of [*****].    (ii)  [*****].    (c) [*****].    7. Report.      (a) Report [*****]:    (i) [*****]    (ii) [*****].      (b) [*****].      

 

    (c) [*****].    8. Settlement Procedures.    (a) [*****] or  otherwise), Buyer may, at its option, request in writing a refund or credit for such  discrepancies, which shall include a descrip  founded  upon the Report.      (b)  Seller does not respond by the end of such thirty (30) day period or if Seller concurs with  any or  Buyer in the  amount that is not disputed by Seller.      (c)  Parties reach a settlement on any or all of the disputed findings, Seller shall issue a refund  or credit to Buyer within ten (10) business days in the agreed amount.  If the Parties cannot  reach a settlement on the remaining disputed findings within sixty (60) days from the date  resolution provisions set forth in Section 21.9 of the Agreement.      9. Buyer shall be permitted to retain copies of the Report.   Notwithstanding anything to the contrary contained in this Agreement, Buyer may utilize and  disclose the Report in connection with any Dispute.      10. Review Cost.  Buyer shall be solely responsible for all of its costs related to the Third Party  Review and the costs of the Reviewer.  

 

    Schedule 1 to Exhibit F    Reviewer Confidentiality Agreement    CONFIDENTIALITY AGREEMENT    Agreement TRail and [*****] Reviewer Party Parties     GATX Services Agreement, by and between GATX and TRail, dated __________, 2022, as amended (the  Supply Agreement     WHEREAS, TRail  terms and conditions of this Agreement;    NOW, THEREFORE, in consideration of the mutual covenants contained herein and  other good and valuable consideration the receipt and sufficiency of which are hereby  acknowledged, the Parties hereby agree as follows:     1. Evaluation Material Evaluation Material of any and all disclosures by      Notwithstanding the foregoing, Evaluation Material shall not include any information  that:    a. is or becomes publicly available other than by a breach of this Agreement by  Reviewer;    b.  under any confidentiality obligation to TRail regarding such information;    c. is developed independently by Reviewer or GATX without reference to the  Evaluation Material; or    d. is disclosed by TRail to any person or entity free of confidentiality obligations to  TRail.    e. is known to Reviewer prior to the date of this Agreement.    f. is disclosed by Reviewer with the written approval of TRail.    

 

    2. Disclosure to GATX.   Reviewer agrees not to disclose Evaluation Material to GATX or   en consent.  TRail agrees that:  Reviewer may (i) disclose to GATX the report containing the information described in  Section 7(a) of Exhibit F Exhibit F Report may conduct general discussions with GATX and GATX overall scope or progress in the performance of the Services; provided, that with respect  to (ii) above, such disclosures or general discussions do not include any Evaluation  Material.  ease letter in a form acceptable to  Reviewer, Reviewer will provide any draft or final Report to TRail to review prior to  Reviewer disclosing such draft or final Report to GATX.  If TRail determines that such  Report needs to be redacted to avoid disclosure of Evaluation Material in accordance  with Section 7 of Exhibit F instructions.  After any version of the Report has been redacted, TRail will provide its  consent for Reviewer to disclose the Report to GATX, which consent shall not be  unreasonably withheld or delayed and shall include an acknowledgement that Reviewer has  complied with the requirements of this Agreement.    3. Responsibility.  Except for Reviewer s obligations of confidentiality and restricted use  expressly set forth herein, Reviewer has no obligation towards TRail in relation to the  Services and TRail has no obligation to Reviewer.    4. Confidentiality and Use.  Subject to Section 2 of this Agreement, Reviewer agrees to  keep confidential the Evaluation Material and shall disclose such information only to its  agents and those personnel at Reviewer and its agents who have a need to know such  information for performance of the Services, and shall use such Evaluation Material  solely for the purpose of performing its Services.  Reviewer will be responsible for any      5. Disclosure Required by Law.  Notwithstanding anything to the contrary in this  Agreement, Reviewer may disclose Evaluation Material that Reviewer is advised by legal  counsel that such disclosure is required or compelled by law, statute, rule, or regulation,  including any subpoena or other legal process, but only to the extent such law, statute,  rule, or regulation, subpoena, or other legal process requires disclosure.  To the extent  reasonably possible, Reviewer will provide TRail with prompt notice of any request that  Reviewer has been advised to disclose Evaluation Material (so long as such notice is not  prohibited by such law, statute, rule, or regulation, subpoena or other legal process), so  that TRail may have the opportunity to object to the request and/or seek an appropriate  protective order.  If TRail is unable to obtain or does not timely seek a protective order  and Reviewer is legally requested or required to disclose such Evaluation Material,  disclosure of such Evaluation Material may be made by Reviewer without liability.    6. Return of Information destroy all Evaluation Material in its possession; provided, however, that Reviewer may  keep a set of Evaluation Material in its working papers, reports and copies of information  solely and specifically to comply with applicable law, statute, rule, regulation or  

 

    professional standards promulgated by the AICPA or other regulatory body with  jurisdiction.      7. Remedies.  Reviewer recognizes the confidential and proprietary nature of the Evaluation  Material and acknowledges that, in the event it is determined by a court that a breach of  the confidentiality provisions of this Agreement has occurred or is likely to occur, TRail  may suffer irreparable harm.  Accordingly, TRail shall be entitled to seek preliminary and  permanent injunctive relief in the event of a breach or threatened breach of this  Agreement, as well as all other applicable remedies at law or equity, including but not  limited to injunction or specific performance.    8. Term under this Agreement will terminate five (5) years from the last date that the Services are  performed.    9. Governing Law.  This Agreement shall be governed and construed pursuant to the laws  of the State of Delaware, without giving effect to its conflict-of-laws principles.    10. Agreement.  This Agreement constitutes the only agreement between TRail and Reviewer  regarding the Evaluation Material and its disclosure and use with respect to the Services,  and supersedes any and all prior agreements, arrangements, and understandings between  the Parties as to such subject matter.      11. Modification.  This Agreement may not be modified, altered, or amended except in a  writing signed by the Parties.       12. Counterparts.  This Agreement may be executed in any number of counterparts  (including by means of facsimile or .PDF) each of which will be deemed an original but  all of such counterparts together shall constitute one and the same instrument.    IN WITNESS WHEREOF, authorized representatives of the Parties have signed this Agreement  as of the ___ day of _________________, 20___.      TRINITY RAIL GROUP, LLC   [*****]      By:____________________________   By:_______________________________    Name:__________________________   Name:_____________________________    Title:___________________________   Title:______________________________      

 

    Exhibit G  Form of Bill of Sale   THIS BILL OF SALE is made and effective this _____ day of ________________, 20___  by TRINITY RAIL GROUP, LLC     WITNESSETH:     FOR AND IN CONSIDERATION of the sum of Ten Dollars ($10) and other good and  valuable consideration, the sufficiency of which is hereby acknowledged, Seller bargains, grants,  nd interest in and to those railcars  appurtenances and privileges thereunto belonging or appertaining, for the benefit of Buyer, its  successors and assigns, forever.     Seller hereby makes such representations and gives such warranties with respect to the  Cars as set forth in the Supply Agreement between Buyer and Seller dated __________, 2022, as  amended  THE WARRANTIES IN THE AGREEMENT ARE EXCLUSIVE AND ARE IN LIEU OF ALL  OTHER WARRANTIES, EXPRESS, IMPLIED, OR STATUTORY, INCLUDING ANY  WARRANTY OF TITLE, MERCHANTABILITY, OR FITNESS FOR A PARTICULAR USE.     IN WITNESS WHEREOF, this Bill of Sale has been executed and delivered effective as  of the day and year first written above.                  TRINITY RAIL GROUP, LLC           By:__________________________________________          Name:________________________________________          Title:_________________________________________             

 

    SCHEDULE A  TO BILL OF SALE       I. Invoice No.    II. Car Type:      III. Quantity of Cars:     IV. Car Marks:    V.        Running Numbers:                        

 

    Exhibit H  Records  DOCUMENT TYPE FORMAT REQUIRED Required for   New Built Railcar  Certificate of Construction Adobe PDF Yes  Car Specification Sheet - to include  Builder file number (BO#)  Microsoft Word or Excel or Adobe  PDF Yes  Drawings- including but not limited to:     1. Arrangement   2. Assembly   3. Part   4. Calculation  One drawing per file in (*.dwg or *.dxf  drawing files) Adobe PDF files.  Electronic  drawing files names to include drawing  number, sheet and revision.       All upper level  arrangement and  assembly drawings  used to build the  Railcar, in  electronic format.   Seller will provide  Buyer with  reasonable access  to, but not copies  of, parts drawings.  Drawing List HTML, Adobe PDF, Microsoft Excel or  Plain Text (*.txt) file with entries that  include the drawing number, sheet,  revision and drawing title.  yes  Bill of Materials - to include Builder file  number   HTML, Microsoft Word or Excel or Adobe  PDF file of the entire BOM.  yes  Specialty List of additional vendor  components used to build the car. To  include lot and model number for:     1. Trucks   2. Couplers   3. Brakes   4. Running Gear  HTML, Adobe PDF, Microsoft Excel or  Plain Text (*.txt) file of the entire Specialty  list to include vendor name, component  name, component model number,  component lot number.  Any drawings to follow drawing  requirements above.  yes  Photograph - To include one full side and  A & B end views.  Digital high resolution color photograph or  8x10 color print.  yes  TCID  Adobe PDF yes  All tank car tests, acceptance criteria, and  records associated with tank car  qualification  Adobe PDF yes      RECORDS REQUIREMENTS:   1. All data listed herein for new built Railcars is to be in electronic format unless  otherwise agreed to by Buyer.  2. All electronic Railcar data outlined in this Exhibit will be compiled onto a data  CD with all data placed into a folder that carries the name of Document Type  

 

    listed above, i.e., Drawings, Photos, etc.  A sample CD detailing all folders and  document formats is available upon request from GATX Rail Engineering.  This  is a sample of the typical CD contents and folder names.  3. The CD will be presented to Buyer as the close-out package for new built  Railcars.  4. The foregoing Records requirements and electronic Railcar data is subject to  Instruction (ETSD-15.0     

 

    Exhibit I  Confidentiality Agreement  __________________, §  §  §     Claimant, §  §  AMERICAN ARBITRATION  ASSOCIATION CASE NO.   v. §  §    _______________  __________________,    §  §  §       Respondent. §      CONFIDENTIALITY AGREEMENT AND AGREED PROTECTIVE ORDER    1.  electronic material and documents produced by any Party or non-party in response to discovery in  the arbitration proceeding, _______________________, AAA Case No. ________________ (the  affidavit, motion, memorandum, pleading, image, or other material presented to the arbitration  panel that discloses Discovery Material designated  designation.  This Agreement shall govern the handling of all such Discovery Material.  2.  which has been designated by the produc  Attorney Ey  Attorney  believes contains highly sensitive business or technical information of the producing or  

 

    designation Party   espective affiliates defined as any  person or entity (or sub-unit of any entity) that, directly or indirectly through one or more  n in the possession of, prepared by, compiled by, or that is used by a  Party and (1) is proprietary to or about, or created by a Party; (2) gives a Party some competitive  business advantage, the opportunity of obtaining such advantage, disclosure of which would be  detrimental to the interest of the Party or contains business planning information; or (3) is not  typically disclosed by a Party, or known by persons who are not employed by a Party or are not  independent contractors of a Party.  Confidential Information is also information regarding former  and current employees, officers, and independent contractors of a Party, including information  regarding their employment and/or termination therefrom, performance and compensation.   Confidential Information shall also include information pertaining to past, current, and potential  transactions engaged in or considered by a Party.  Confidential Information shall also include any  information pertaining to current, former, and prospective customers of a Party.  Confidential  Information shall also include any financial statements as to a Party to the extent that such  information has not already been publicly disclosed.  Confidential Information shall also include  Agreement dated __________, 2022, as amended,     3.  Attorney  image, excerpt, or summary thereof shall be delivered or  disclosed to any person except as hereafter provided.  The contents of any such Confidential  Discovery Material shall not be revealed except to persons authorized hereunder and except as so  provided.  This Agreement does not apply to information furnished by Parties or non-parties that   (i) the Receiving Party (as defined below) can demonstrate was in its possession prior to being  

 

    disclosed by the Producing Party hereunder and the source of the information was not under an  obligation of confidentiality to the Producing Party; (ii) is now, or hereafter becomes, through no  act or failure to act on the part of the Receiving Party, generally known to the public; (iii) is  rightfully obtained from a Third Party not bound under an obligation of confidentiality to the  Producing Party; or (iv) is independently developed by the Receiving Party without reference to  or use of any Confidential Information.   4.  All Confidential Discovery Material produced in the Arbitration shall be used  only for the prosecution and/or defense of the Arbitration, and any person in possession of  Confidential Discovery Material shall maintain those materials in a reasonably secure manner  so as to avoid disclosure of their contents and in a manner no less secure than that used to protect  its own information of similar sensitivity or importance.  5.  Agreement must be made at or prior to the time of production of documents by, to the extent  deemed Confidential. Information provided in electronic format, to the extent possible, should be   correspondence between counsel.  Discovery Material produced  - label of such information in correspondence between counsel or, if the material contains no Bates- label, by describing the information in correspondence between counsel.  Discovery Material in  so stating on the record at the time of such testimony or in correspondence between counsel  delivered within thirty (30) days after a transcript containing such testimony is delivered to the  Parties.  All testimony shall be treated as Confidential until the expiration of thirty (30) days after  a transcript containing such testimony is delivered to the Parties and thereafter only such testimony  designated as Confidential in accordance with the foregoing shall be treated as Confidential.  6. The inadvertent or unintentional production of discovery containing Confidential  Information that is not designated as Confidential Discovery Material at the time of the production  

 

    or disclosure shall not be deemed a waiver in whole or in part of a Party either as to the specific discovery produced or as to any other discovery relating thereto or on the  same related subject matter.  Documents containing Confidential Information inadvertently or  unintentionally produced without being designated as Confidential Discovery Material may be  retroactively designated by notice in writing of the designated class of each document by Bates  number or other adequate description and shall be treated appropriately from the date written  notice of the designation is provided to the Receiving Party.  To the extent that, prior to such  notice, a Party receiving the document or information may have disclosed it to others outside the  parameters of this Agreement, the Party shall not be deemed to have violated this Agreement, but  the Party shall cooperate with the designating Party ort to retrieve any document or  information promptly from such person and to limit any further disclosure pursuant to this  Agreement.  7. Receiving Party Confidential Discovery Material, shall notify counsel for the Producing Party in writing of its  objection.  The Producing Party and the objecting Receiving Party shall attempt to resolve all  objections by agreement.  If any objections cannot be resolved by agreement, the Receiving Party  shall have fourteen (14) business days from the time in which the Receiving Party delivers its  written objection to apply to the arbitration panel for a determination as to whether the  Confidential designation is appropriate.  Until an objection has been resolved by agreement of  counsel or by order of the arbitration panel, the Discovery Material shall be treated as Confidential  Discovery Material subject to this Agreement.  In the event that a Receiving Party fails to apply  to the arbitration panel for a determination as to whether the Confidential designation is  appropriate within fourteen (14) business days of delivery of the written objection, the Discovery  Material to which the Receiving Party objected shall be treated as Confidential Discovery  Material.  The burden of proof in any proceeding regarding whether the designation of any  

 

    ate is at all times on the Party designating the document as    8. No Receiving Party shall disclose, summarize, describe, characterize, or otherwise  communicate Confidential Discovery Material except as permitted by this Agreement.   Confidential Discovery Material shall not be disclosed, summarized, described, characterized,  or otherwise communicated in any way to anyone except:    a. The arbitration panel, all arbitration personnel (including all court reporters  employed in connection with this action) and all mediators;    b. Counsel of record in this action, and attorneys, paralegals, and other persons  employed or retained by such counsel who are assisting in the conduct of this  action;    c. Employees of the Parties or their Affiliates;    d. Actual and potential witnesses and deponents (and their counsel);    e. Experts, consultants and/or litigation support personnel (and employees of  such experts or consultants) who are not employees of any Party and who are  retained or consulted for the purpose of being retained by any Party in  connection with this action;    f.  written agreement; and    g. Any person who was either an original author or recipient of a document  containing or constituting the Confidential Discovery Material.    All persons to whom Confidential Discovery Material is disclosed pursuant to Paragraphs 8 (c)- (g) above shall, prior to disclosure: (i) be advised that the Discovery Material is being disclosed  pursuant to and subject to the terms of this Agreement and may not be disclosed other than  pursuant to the terms hereof; and (ii) expressly agree to be bound by the terms of the Agreement.   Execution of an Acknowledgement in the form attached hereto as Exhibit I-1 shall evidence such  notification and agreement.  

 

    9. All pleadings, including appendices that attach Confidential Discovery Material as  evidence and are presented to the arbitration panel shall be delivered in sealed envelopes marked  with the style and number of this action.     10.  to any discovery or to object to the authenticity or admissibility of any evidence.   11. This Agreement will continue to be binding throughout and after the final  disposition of this action.  Within ninety (90) days after receiving notice of the entry of an award,  order, judgment or decree finally disposing of this action, all persons having received Confidential  Discovery Material will either return all Confidential Discovery Material and any copies thereof  (including summaries and excerpts) to the opposing Party or its attorney or destroy all such  Confidential Discovery Material and certify in writing to the opposing Party and its attorney to  that fact.  With regard to electronic copies of Confidential Discovery Material, there is no  obligation to return or destroy copies that are not reasonably accessible because of undue burden  or cost.    12. This Agreement shall not be construed to affect in any way the use, presentation,  introduction, or admissibility of any document, testimony, or other evidence at a deposition, trial,  or hearing in this arbitration; provided that any Party may ask the arbitration panel to hold any  proceeding in this action in camera on the grounds that such proceeding will involve or relate to  Confidential Discovery Material.  13. Nothing in this Agreement shall operate to require the production of documents,  testimony, and other materials and information that are privileged or otherwise protected from  discovery.  14. If any Party to this Agreement (a) is subpoenaed in another action, or (b) is served  with a demand in another action to which he or it is a Party, or (c) is served with any other legal  process by one not a party to this litigation seeking Confidential Discovery Material, the Receiving  Party shall give written notice to the Producing Party of such subpoena, demand, or legal process  within five (5) business days of receipt, and shall not produce any Discovery Material, unless  

 

    Court-ordered, for a period of at least ten (10) business days after providing the required notice to  Producing Party.  If, within ten business (10) days of receiving such notice, the Producing Party  gives notice to the Receiving Party that the Producing Party opposes production of its Confidential  Discovery Material, the Receiving Party shall not thereafter produce such Confidential Discovery  Material except pursuant to a Court order requiring compliance with the subpoena, demand, or  other legal process.  The Producing Party shall be solely responsible for asserting any objection to  the requested production.  Nothing herein shall be construed as requiring the Receiving Party to  challenge or appeal any order requiring production of Confidential Discovery Material covered by  this Agreement, or to subject himself or itself to any penalties for compliance with any legal  process or order, or to seek any relief from the arbitration panel.  Nothing herein shall prohibit the  Receiving Party from producing Confidential Discovery Material to any law enforcement or  ng Party and after providing the Producing Party  a reasonable opportunity to object to such production, provided that the production of any    15. The Receiving Party may not disclose, summarize, describe, characterize, or   Attorney Eyes  paragraphs 8(a), 8(b) and 8(e), who are the  only persons allowed to review such material.  This category of documents is reserved for a very  select group of documents and information and may only be used for that group of documents that  have not been disclosed to the public and that, if disclosed to the public, may cause irreparable  harm or damage to a Party.  The procedures for designating documents (paragraph 5), objecting  to any designation (paragraph 7), designating deposition testimony as confidential (paragraphs 1  and 5) al (paragraph 9), shall apply to documents    Parties have to agree to permit retroactive designation (paragraph 6), to notify the other Party of a  

 

    subpoena or order (paragraph 14) and to return or destroy documents (paragraph 11) shall apply     16. The rights and obligations of the Parties to this Agreement are in addition to and not  in lieu of the rights and obligations of the Parties pursuant to the Supply Agreement, including,  without limitation, Section 21.4 thereof, which shall remain in full force and effect in accordance  with the terms thereof.    The provisions of this Agreement may be modified only upon written agreement of the  Parties.    AGREED:  Claimant ___________________________  ___________________________________  By: ________________________________    Respondent ___________________________  ___________________________________  By: ________________________________    

 

    EXHIBIT I-1    ACKNOWLEDGEMENT    1.   My name is _______________________________________________________.  I live  at______________________________________________________________________.    2.  I am aware that the Confidentiality Agreement and Agreed Protective Order (the  Agreement and Order  have been entered in the Arbitration styled:  ________________________, AAA Case No. __________________ and a copy of the  Agreement and Order have been given to me.    3. I agree and promise that any documents, information, materials, or testimony, which are  protected under the Agreement and Order entered in this case and designated as  above-captioned matter.    4. I agree and promise that I will not disclose or discuss such protected materials with any  person other than those individuals permitted by the Agreement and Order to review such  materials.    5. I understand and agree that any use of such confidential documents, information, materials,  or testimony obtained by me (or any portions or summaries thereof) in any manner contrary  to the provisions of the Agreement and Order may cause damage to one or more of the  Parties to the Arbitration and that I may be held responsible in a court of law for causing  such damage.         __________________________________       Signature         Printed Name:______________________      SWORN TO AND SUBSCRIBED BEFORE ME this _________ day of ____________, 20____.           __________________________________       NOTARY PUBLIC, STATE OF ________.         __________________________________       NOTARY S PRINTED NAME         MY COMMISSION EXPIRES:___________________  

 

    Exhibit J  Default Order Instructions      (I) Default Scheduled Car Order Instructions     In the event that Buyer fails to place one or more Orders for all or any portion of the  Scheduled Cars necessary to meet a Monthly Order Quantity by the applicable deadline, Seller  Quantity by the applicable deadline.  All of such Railcars shall be the following Railcar Type:     Railcar Type  [*****]   Seller Specification No. [*****]   Gross Rail Load  [*****]   Typical Commodity  [*****]   Car Class  [*****]    (II) Default Unscheduled Car Order Instructions     In the event that Buyer fails to place one or more Orders for all or any portion of the  Unscheduled Cars required to be Ordered during an Order Year by the first day of the last month  behalf the number of Railcars necessary to  fulfill the Unscheduled Car requirement for such Order Year.  All of such Railcars shall be the  following Default Unscheduled Tank Car Type up to and including five hundred (500) of the one  thousand five hundred (1,500) Unscheduled Cars required to be Ordered during an Order Year in  accordance with Section 9.1.3 and after such five hundred (500) tank car threshold has been met,  any remaining Railcars to fulfill the one thousand five hundred (1,500) total Unscheduled Cars  for such Order Year shall be the following Default Unscheduled Freight Car Type:          Railcar Type  [*****]   Seller Specification No. [*****]   Gross Rail Load  [*****]   Typical Commodity  [*****]   Car Class  [*****]          Railcar Type  [*****]   Seller Specification No. [*****]   Gross Rail Load  [*****]   Typical Commodity  [*****]   Car Class  [*****]     

 

    Exhibit K        [Date]      [Customer]  [Address]    Description of Railcar Types:    Railcar Type  Quantity:    Estimated Base Sales Price (per Railcar):   $    Estimated Scrap Surcharges (Included in Price):   $     Alternates:   1.    2.     Total  Alternates:    $        $    conditions of the Supply Agreement dated __________, 2022, as amended.    Delivery: Commencing ______________     

 

    Exhibit L  Form of Invoice   

 

    Exhibit M  [*****]      

 

    [*****]

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