Document:

EX-4.2

 

EXHIBIT 4.2

	EXHIBIT 4.2

THE TORONTO-DOMINION BANK LA BANQUETORONTO-DOMINION
CUSIP 891160 50 9
COMMON
ORDINARIES

	COUNTERSIGNED AND REGISTERED
CIBC MELLON TRUST COMPANY

	THIS CERTIFIES THAT

	FULLY PAID AND NON-ASSESSABLE COMMON SHARES WITHOUT PAR VALUE OF THE CAPITAL STOCK OF THETORONTO-DOMINION BANK

	TRANSFERABLE AT THE PRINCIPAL OFFICES OF CIBC MELLON TRUST COMPANY IN HALIFAX, MONTREAL, TORONTO, WINNIPEG, CALGARY, VANCOUVER,
CANADA AND LONDON, ENGLAND OR AT THE TRANSFER OFFICE OF MELLON INVESTOR SERVICES L.L.C., IN NEW YORK, N.Y., U.S.A.

 

 

	SHARES REPRESENTED BY THIS CERTIFICATE ARELES ACTIONS REPRESENTEES PAR CE CERTIFICATTRANSFERABLE IN SUCH MANNER AND SUBJECT TOPEUVENT GTRE TRANSFEREES DE L A MANIEREETSUCH CONDITIONS A N D RESTRICTIONS A S ARESOUS RESERVE DES CONDITIONS ET RESTRICTIONSPRESCRIBED BY THE BANK ACT (CANADA) AND THEPRESCRITES PAR LA LO1 SUR LES BANQUES (CANADA)BY-LAWS OF THE BANK. FOR PURPOSE OF ENTRY OFET PAR LES REGLEMENTS DE LA BANQUE. POUR LESFINS DES ECRITURES REQUISES POU
R TRANS,FERERTRANSFER OR C H A N G E O F REGISTRATION THISOU MODIFIER L’IMMATRICULATION, CE CER;,CATCERTIFICATE MAY BE SURRENDERED AT ANY OFFICEPEUT ETRE REMlS A TOUT BUREAU OU L ‘ A G WTDEWHERE A REGISTER OF TRANSFERS IS MAINTAINED BYTRANSFERT ET REGISTRAIRE CONSERVE UN REGISTRETHE TRANSFER AGENT AND REGISTRAR.DES TRANSFERTS.THE CLASS AND SERIES OF SHARES REPRESENTED BYL E SCATEGORIES ET SERIES O’ACTIONSTHIS CERTIFICATE H A V E RIGHTS, PRIVILEGES,REPRESENTEES PAR CE CERTIFICAT COMPORT
ENTRESTRICTIONS AND CONDITIONS ATTACHED THERETODES DROITS, PRIVIL~GES, CONDII~JSE.TAND THE BANK WILL FURNISH TO A SHAREHOLDER, ONRESTRICTIONS. ET L A B A N Q U E F O WIR ADEMAND AND WfTHOUT CHARGE, A FULL COPY OF THEGRATUITEMENT A TOUT ACTlONNAlRE QUI €&FAT .LADEMANDE, LE TEXTE INTEGRAL: .TEXT OF(i) THE RIGHTS, PRIVILEGES, RESTRICTIONS AND(i)DES DROITS, PRIVILEGES, C O N D I T ~ ~NS ETRESTRICTIONS AFFERENTS A : W A &UECOND
ITIONS ATTACHED TO EACH C L A S SCATEGORIE D’ACTIONS DONT L’EMISSIONFS TAUTHORIZED TO BE ISSUED AND TO EACH SERIESAUTORISEE ET A CHAQUE SERlE, S E L N CEIQUIIN SO FAR AS THE SAME HAVE BEEN FIXED BY THEEST ETABLI PAR LES ADMINISTRATEUI?SS ET.DIRECTORS, AND(ii)D E L’AUTORISATION DONNE’\,.*eUX(ii) THE AUTHORITY OF THE DIRECTORS TO FIX THEADMINISTRATEURS D E FIXER LES DROITS,RIGHTS, PRIVILEGES, RESTRICTIONS A N DPRIVILEGES, CONDITIONS ET RESTRICT@&‘UESCO
NDITIONS OF SUBSEQUENT SERIES.SERIES D’ACTIONS SUBSEQUENTES. ;, ‘+

	For value received ~ hereby sell, assign and Valeur reCue, I’actionnaire soussigne vend, cede transfer unto et transfere par les presentes a

	of the capital stuck of The Toronto-Dominion Bank represented by this certificate and do hereby irrevocably authorize and direct the said Bank to enter the transfer of the said shares in the books of the Bank.

	Common shares
        , . actions ordinaires du capital-actions de La Banque Toronto-Dominion representees par certificat et nomme irrbvocablement ladite Bal lque pour inscrire le transfert de ces actions dans les IivreS de la B a n w e et hi demande de le faire.

	~~ ~~
Please w!t name and address of Assignee. Nom et adresse du cessionnaire, en letires moulkes)

	PLEASE IEISERT ?CC141 1145. IR4N:F NIJhIBW OR SOCIAL
SCCJHITYtwrdtiti w i ~ w ~ t . t ~ t t

	INOlQLlER 1.E NI:MFR3 VASSl1RANC.F SO3AL.i 0. LE NUMiflO DC SCCURI-E SUCtWLt U. GtbSlUhN.?lHEEX-4.1.A

 

Exhibit 4.1(a)

(SPECIMEN)

REGISTERED

No. 1

KRAFT FOODS INC.

4 1/8% NOTE DUE 2009

representing

$500,000,000

CUSIP No. 50075NAM6

THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER
REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF.
UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED
FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY
TRUST COMPANY (THE “DEPOSITARY”) TO A NOMINEE OF THE DEPOSITARY OR BY THE
DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH
SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED
REPRESENTATIVE OF THE DEPOSITARY TO THE COMPANY OR ITS AGENT FOR REGISTRATION
OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME
OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF THE DEPOSITARY (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO
SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE
DEPOSITARY), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY
OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE &
CO., HAS AN INTEREST HEREIN.

          KRAFT FOODS INC., a Virginia corporation (hereinafter called the
“Company,” which term includes any successor corporation under the Indenture
hereinafter referred to), for value received, hereby promises to pay to Cede &
Co. or registered assigns, the principal sum of $500,000,000 on November 12,
2009, and to pay interest thereon from November 12, 2004 or from the most
recent Interest Payment Date to which interest has been paid or duly provided
for, semiannually in arrears on May 12 and November 12 in each year, commencing
May 12, 2005, at the rate of 4 1/8% per annum until the principal hereof is paid
or made available for payment.

          The interest so payable, and punctually paid or duly provided for, on any
Interest Payment Date will, as provided in the Indenture, be paid to the Person
in whose name this Note (or one or more Predecessor Securities) is registered
at the close of business on the Regular Record Date for such interest, which
shall be April 27 or October 28 (whether or not a Business Day), as the case
may be, next preceding such Interest Payment Date. Any such interest not so

 

 

punctually paid or duly provided for shall forthwith cease to be payable
to the Holder on such Regular Record Date and may be paid to the Person in
whose name this Note (or one or more Predecessor Securities) is registered at
the close of business on a Special Record Date for the payment of such
Defaulted Interest to be fixed by the Trustee for the Notes, notice whereof
shall be given to Holders of Notes not less than 10 days prior to such Special
Record Date, or may be paid at any time in any other lawful manner not
inconsistent with the requirements of any securities exchange on which the
Notes may be listed, and upon such notice as may be required by such exchange,
all as more fully provided in said Indenture.

          Payment of the principal of and interest on this Note shall be made at the
office or agency of the Company maintained for that purpose in the Borough of
Manhattan, The City of New York, in such coin or currency of the United States
of America as at the time of payment is legal tender for payment of public and
private debts; provided, however, that at the option of the Company payment of
interest may be made by check mailed to the address of the Person entitled
thereto as such address shall appear on the Securities Register or by wire
transfer to an account maintained by the payee at a bank located in the United
States. All payments of principal and interest in respect of this Note shall
be made by the Company in immediately available funds.

          Additional provisions of this Note are contained on the reverse hereof,
and such provisions shall have the same effect as though fully set forth in
this place.

          Unless the certificate of authentication hereon has been executed by or on
behalf of the Trustee for the Notes by manual signature, this Note shall not be
entitled to any benefit under the Indenture, or be valid or obligatory for any
purpose.

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          IN WITNESS WHEREOF, KRAFT FOODS INC. has caused this instrument to be duly
executed under its corporate seal.

Dated: November 12, 2004

	 	 	 	 	 
	 	 	KRAFT FOODS INC.

 	 
	 	By:  	/s/ JAMES P. DOLLIVE
 	 
	 	 	Name:  	James P. Dollive 	 
	 	 	Title:  	Executive Vice President
and Chief Financial	 
	 	 	Officer 	 
	 

[SEAL]

	 	 	 	 	 
	 	 	Attest:

 	 
	 	By:  	/s/ MARC S. FIRESTONE
 	 
	 	 	Name:  	Marc S. Firestone 	 
	 	 	Title:  	Executive Vice President,	 
	 	 	General Counsel and Corporate Secretary 

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CERTIFICATE OF AUTHENTICATION

          This is one of the Securities of the series designated therein described
in the within-mentioned Indenture.

	 	 	 	 	 
	 	JPMORGAN CHASE BANK,
         as Trustee

 	 
	 	By:  	  /s/ CAROL NG
 	 
	 	 	Authorized Officer 	 
	 	 	 	 

4

 

	 	 	 	 	 

(Reverse of Note)

KRAFT FOODS INC.

          This Note is one of a duly authorized issue of debentures, notes or other
evidences of indebtedness (hereinafter called the “Securities”) of the Company
of the series hereinafter specified, which series is initially issued in the
aggregate principal amount of $750,000,000, all such Securities issued and to
be issued under an Indenture dated as of October 17, 2001 between the Company
and JPMorgan Chase Bank (formerly known as The Chase Manhattan Bank), as
Trustee (herein called the “Indenture”), to which Indenture and all other
indentures supplemental thereto reference is hereby made for a statement of the
rights and limitations of rights thereunder of the Holders of the Securities
and of the rights, obligations, duties and immunities of the Trustee for each
series of Securities and of the Company, and the terms upon which the
Securities are and are to be authenticated and delivered. As provided in the
Indenture, the Securities may be issued in one or more series, which different
series may be issued in various aggregate principal amounts, may mature at
different times, may bear interest, if any, at different rates, may be subject
to different redemption provisions, if any, may be subject to different
sinking, purchase or analogous funds, if any, may be subject to different
covenants and Events of Default and may otherwise vary as in the Indenture
provided or permitted. This Note is one of a series of the Securities
designated therein as 4 1/8% Notes due 2009 (the “Notes”).

          The Company may, without the consent of the Holders of the Notes, issue
additional notes having the same ranking and the same interest rate, maturity
and other terms as the Notes (except for the issue date, issue price, and, in
some cases, the first payment of interest or interest accruing prior to the
issue date of such additional notes). Any additional notes having such similar
terms, together with the Notes, shall constitute a single series of notes under
the Indenture. No additional notes may be issued if an Event of Default has
occurred with respect to the Notes.

          The Indenture contains provisions for defeasance at any time of the entire
principal of all the Securities of any series upon compliance by the Company
with certain conditions set forth therein.

          If an Event of Default (other than an Event of Default described in
Section 501(4) or 501(5) of the Indenture) with respect to the Notes shall
occur and be continuing, then either the Trustee or the Holders of not less
than 25% in principal amount of the Notes of this series then Outstanding may
declare the entire principal amount of the Notes of this series due and payable
in the manner and with effect provided in the Indenture. If an Event of
Default specified in Section 501(4) or 501(5) occurs with respect to the
Company, all of the unpaid principal amount and accrued interest then
outstanding shall ipso facto become and be immediately due and payable in the
manner with the effect provided in the Indenture without any declaration or
other act by the Trustee or any Holder.

          The Indenture permits, with certain exceptions as therein provided, the
amendment thereof and the modification of the rights and obligations of the
Company and the rights of the Holders of the Securities under the Indenture at
any time by the Company with the consent of the Holders of more than 50% in
aggregate principal amount of the Securities at the

 

 

time Outstanding of each series issued under the Indenture to be affected
thereby. The Indenture also contains provisions permitting the Holders of
specified percentages in aggregate principal amount of the Securities of that
series at the time Outstanding, on behalf of the Holders of all the Securities
of such series, to waive compliance by the Company with certain provisions of
the Indenture and certain past defaults under the Indenture and their
consequences with respect to such series. Any such consent or waiver by the
Holder of this Note shall be conclusive and binding upon such Holder and upon
all future Holders of this Note and of any Note issued upon the registration of
transfer hereof or in exchange or in lieu hereof whether or not notation of
such consent or waiver is made upon this Note.

          No reference herein to the Indenture and no provision of this Note or of
the Indenture shall alter or impair the obligation of the Company, which is
absolute and unconditional, to pay the principal of and interest on this Note
at the times, place and rate, and in the coin or currency, herein and in the
Indenture prescribed.

          As provided in the Indenture and subject to certain limitations therein
set forth, the transfer of this Note shall be registered on the Security
Register of the Company, upon surrender of this Note for registration of
transfer at the office or agency of the Company to be maintained for that
purpose in the Borough of Manhattan, The City of New York, or at any other
office or agency of the Company maintained for that purpose, duly endorsed by,
or accompanied by a written instrument of transfer in form satisfactory to the
Company and the Security Registrar duly executed by the Holder hereof or his
attorney duly authorized in writing, and thereupon one or more new Notes, of
authorized denominations and for the same aggregate principal amount, shall be
issued to the designated transferee or transferees.

          The Notes are issuable only in registered form without coupons in
denominations of $1,000 and any multiple of $1,000. As provided in the
Indenture and subject to certain limitations therein set forth, Notes are
exchangeable for a like aggregate principal amount of Notes of a like tenor and
of a different authorized denomination, as requested by the Holder surrendering
the same.

          No service charge shall be made for any such registration of transfer or
exchange, but the Company may require payment of a sum sufficient to cover any
tax or other governmental charge payable in connection therewith.

          The Company, the Trustee for the Notes and any agent of the Company or
such Trustee may treat the Person in whose name this Note is registered as the
owner hereof for the purpose of receiving payment as herein provided and for
all other purposes, whether or not this Note be overdue, and neither the
Company, such Trustee nor any such agent shall be affected by notice to the
contrary.

          Certain of the Company’s obligations under the Indenture with respect to
Notes may be terminated if the Company irrevocably deposits with the Trustee
money or Government Obligations sufficient to pay and discharge the entire
indebtedness on all Notes, as provided in the Indenture.

2

 

          The Notes are not redeemable prior to maturity and are not subject to a
sinking fund.

          This Note shall for all purposes be governed by, and construed in
accordance with, the laws of the State of New York.

          Certain terms used in this Note which are defined in the Indenture have
the meanings set forth therein.

3

 

ASSIGNMENT FORM

          FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers
unto

PLEASE INSERT SOCIAL SECURITY NUMBER OR

OTHER IDENTIFYING NUMBER OF ASSIGNEE

	 	 	 
	

	

	 	(Name and address of Assignee, including zip code, must be printed or typewritten)

	 	 	 
	

	the within Note, and all rights thereunder, hereby irrevocably, constituting and appointing

	 	 
	

	 	 
	 	 	Attorney

	

	to transfer the said Note on the books of Kraft Foods Inc. with full
power of substitution in the premises.
	 	 	 
	Dated:	 	 
	
	

	 	NOTICE:  	The signature of this assignment must correspond with the
name as it appears upon the face of the within Note in every
particular, without alteration or enlargement or any change whatever.

4

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