Document:

exv10w19

Exhibit 10.19

AMENDMENT TO EMPLOYMENT AGREEMENT

     This Amendment to Employment Agreement (this “Amendment”) is made effective as of
December 31, 2008, by and among Mad Catz, Inc., a Delaware corporation (“Mad Catz”), Mad
Catz Interactive, Inc., a Delaware corporation (“Parent”), and Stewart Halpern
(“Executive”). Mad Catz and Parent are referred to herein collectively as the
“Company.”

     WHEREAS, the Company and Executive are parties to that certain Employment Agreement dated as
of January 16, 2007 (the “Agreement”).

     WHEREAS, the Company and Executive desire to amend the Agreement to ensure that the benefits
to be provided by the Agreement comply with, or are exempt from, the provisions of Section 409A
(“Section 409A”) of the United States Internal Revenue Code, as amended (together with the
Department of Treasury regulations and other guidance promulgated thereunder, the “Code”).

     The parties further agree as follows:

     1. Amendment to Section 1.4 of the Agreement. The following language is hereby added
to the end of Section 1.4 of the Agreement:

          “The Company shall be under no obligation to provide the payments and benefits described in
this Section 1.4 unless you shall have executed the Release Agreement (and applicable revocation
period thereunder shall have expired) within fifty-five (55) days following the date of your
termination of employment. The payment of the severance amounts payable under this Section 1.4
shall be paid in a lump sum no later than sixty (60) days following the date of your termination of
employment.”

     2. Amendment to Section 2.6 of the Agreement. The following language is
hereby added to the end of Section 2.6 of the Agreement:

          “To the extent that any payments or reimbursements provided to you under this Agreement are
deemed to constitute compensation to which Treasury Regulation Section 1.409A-3(i)(1)(iv) would
apply, such amounts shall be paid or reimbursed to you promptly, but in no event later than
December 31 of the year following the year in which the expense is incurred. The amount of any
such payments eligible for reimbursement in one year shall not affect the payments or expenses that
are eligible for payment or reimbursement in any other taxable year, and your right to such
payments or reimbursement shall not be subject to liquidation or exchange for any other benefit.”

 

 

     3. New Section 10.6 of the Agreement. A new Section 10.6 is hereby added to
the Agreement as follows:

          “10.6 Section 409A of the Code.

               (a) To the extent applicable, this Agreement shall be interpreted in accordance with Section
409A of the Internal Revenue Code of 1986, as amended (the “Code”), and the Department of
Treasury regulations and other interpretive guidance issued thereunder.

               (b) Notwithstanding anything herein to the contrary, to the extent any of the amounts payable
under Section 1.4 are treated as non-qualified deferred compensation subject to Section 409A of the
Code, then (i) no portion of such amounts shall be payable to you unless your termination of
employment constitutes a “separation from service,” as defined in Treasury Regulation Section
409A-1(h) (and any successor provision thereto) (a “Separation from Service”), and (ii) if
at the time of your Separation from Service you are determined by the Company to be a “specified
employee” for purposes of Section 409A(a)(2)(B)(i) of the Code and the Company determines that
delayed commencement of any portion of the amounts payable under Section 1.4 is required in order
to avoid a prohibited distribution under Section 409A(a)(2)(B)(i) of the Code, then such portion of
the amounts payable under Section 1.4 shall not be provided to you prior to the earlier of (A) the
expiration of the six-month period measured from the date of your Separation from Service, (B) the
date of your death or (C) such earlier date as is permitted under Section 409A of the Code. Upon
the expiration of the applicable Code Section 409A(a)(2)(B)(i) deferral period, all payments
deferred shall be paid in a lump sum to you within thirty (30) days following such expiration, and
any remaining payments due under this Agreement shall be paid as otherwise provided herein. The
determination of whether you are a “specified employee” for purposes of Section 409A(a)(2)(B)(i) of
the Code as of the time of your Separation from Service shall be made by the Company in accordance
with the terms of Section 409A of the Code and applicable guidance thereunder (including without
limitation Treasury Regulation Section 1.409A-1(i) and any successor provision thereto).”

     4. Miscellaneous. The Agreement, as amended by this Amendment, shall remain in full
force and effect in accordance with the terms and conditions thereof. The formation, construction,
and performance of this Amendment shall be construed in accordance with the laws of California,
without regard to conflict of laws principles. This Amendment may be executed simultaneously in
any number of counterparts, each of which shall be deemed an original but all of which together
shall constitute one and the same instrument. In the event of any conflict between the original
terms of the Agreement and this Amendment, the terms of this Amendment shall prevail.

2

 

THE PARTIES TO THIS AMENDMENT HAVE READ THE FOREGOING AMENDMENT AND FULLY UNDERSTAND EACH AND EVERY
PROVISION CONTAINED HEREIN. WHEREFORE, THE PARTIES HAVE EXECUTED THIS AMENDMENT ON THE DATES SHOWN
BELOW.

	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	EXECUTIVE	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Dated:

	 	  12/31/08
 

	 	 	 	By:
	 	 /s/ Stewart Halpern
 
 Stewart
Halpern
	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	MAD CATZ, INC.	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Dated:

	 	 December 31, 2008
 

	 	 	 	By:

Name:
	 	 /s/ Darren Richardson
 

	 	 
	 

	 	 	 	 	 	Title:
	 	 

	 	 
	 

	 	 	 	 	 	 	 	 

	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	MAD CATZ INTERACTIVE, INC.	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Dated:

	 	 December 31, 2008
 

	 	 	 	By:

Name:
	 	 /s/ Darren Richardson
 

	 	 
	 

	 	 	 	 	 	Title:
	 	 

	 	 
	 

	 	 	 	 	 	 	 	 

	 	 

3exv10w20

Exhibit 10.20

MAD CATZ INTERACTIVE, INC. NON-EMPLOYEE BOARD COMPENSATION

	 	 	 	 	 
	Non-Employee Director — Annual

	 	$	50,000	 
	Non-Employee Director — Chairman of the Board Annual Retainer

	 	$	20,000	 
	Non-Employee Director — In-Person Meeting Attendance

	 	$2,500 per meeting

	Non-Employee Director — Telephonic Meeting Attendance

	 	$1,000 per telephonic meeting lasting longer than
two hours and
$500 per telephonic
meeting lasting
less than two hours

	 
	 	 	 	 
	Audit Committee — Attendance

	 	$1,500 per meeting

	Audit Committee — Chairman Annual Retainer

	 	$	10,000	 

Each non-employee director receives a grant to purchase up to 25,000 shares of Company’s Common
Stock on the date of the Company’s annual meeting of shareholders. The exercise price of the stock
options is based on the fair value of the Company’s on the date of the Annual Meeting. The stock
options are fully vested upon grant and expire 10 years after issuance.exv10w21

Exhibit 10.21

Wachovia Capital Finance Corporation

(Canada)

141 Adelaide Street West

Suite 1500

Toronto, ON M5H 3L5

[Wachovia Logo]

March 18, 2009

VIA EMAIL

Mad Catz, Inc.

7480 Mission Valley Road

Suite 101

San Diego, California

92108

Dear Mr. Darren Richardson:

Re:      Wachovia Capital Finance Corporation (Central) and Mad Catz, Inc.

     Reference is made to the second amended and restated loan agreement dated as of October 30,
2006 between Mad Catz, Inc. (the “Borrower”) and Wachovia Capital Finance Corporation (Central)
(the “Lender”) as amended by a first amending agreement dated as of November 20, 2007 (as amended,
modified, supplemented, extended, renewed, restated or replaced from time to time, the “Loan
Agreement”).

	1.	 	Definitions. In this letter, unless otherwise defined or the context otherwise
requires, all capitalized terms shall have the respective meanings specified in the Loan
Agreement.
	 
	2.	 	Waiver of Event of Default.

	 	(a)	 	An Event of Default has occurred under Section 9.1(a) of the Loan
Agreement as a result of the breach of the EBITDA covenant in Section 8.13 of
the Loan Agreement. More specifically, the Borrower failed to cause MCII to maintain a
minimum consolidated EBITDA of US$8,008,000 for the trailing four (4) Fiscal Quarter
period ending on December 31, 2008 (the “Existing Event of Default”).
	 
	 	(b)	 	In the sole and absolute discretion of the Lender, and in reliance on the
specific description of the Existing Event of Default, the Lender hereby waives the
Existing Event of Default.
	 
	 	(c)	 	Notwithstanding the foregoing, the waiver by the Lender as set forth herein:

	 	(i)	 	shall not extend to any other Event of Default or any event,
circumstance or omission which, with the giving of notice, a lapse of time or a
failure to remedy the event, circumstance or omission within a lapse of time,
would constitute an
Event of Default (a “Default”);

 

 

Page 2

	 	(iii)	 	is intended to be limited to the specific purpose and intent for
which same has been provided and does not prejudice any right or rights that the
Lender or the US Collateral Agent may have or may have in the future under or in
connection with the Financing Agreements including, without limitation, the
exercise of any rights and remedies of the Lender and the US Collateral Agent;
and
	 
	 	(iv)	 	the Lender and the US Collateral Agent reserve their respective
rights and remedies at any time and from time to time in connection with any
Default or Event of Default now existing or hereafter arising, other than the
Existing Event of Default specifically waived herein.

	3.	 	Amendment to Loan Agreement.

	 	(a)	 	This letter is also an amendment to the Loan Agreement. Unless the context of
this letter otherwise requires, the Loan Agreement and this letter shall be read
together and shall have effect as if the provisions of the Loan Agreement and this
letter were contained in one agreement. The term “Agreement” when used in the Loan
Agreement means the Loan Agreement as amended by this letter, together with all
amendments, modifications, supplements, extensions, renewals, restatements and
replacements thereof from time to time.
	 
	 	(b)	 	The Loan Agreement is amended as follows:

	 	(i)	 	Section 1.1 of the Loan Agreement is amended by adding
the following new Section 1.26A:
	 
	 	 	 	“1.26A “Fixed Charge Coverage Ratio”
	 
	 	 	 	“Fixed Charge Coverage Ratio” shall mean, with respect to MCII and its
subsidiaries on a consolidated basis for any trailing four (4) Fiscal
Quarters (each a “Testing Period”) determined in accordance with GAAP, the
quotient of, for each Testing Period, (a) EBITDA (defined as net income or
net loss before interest, taxes, depreciation and amortization, excluding
goodwill impairment or any other non-cash non-operating charges as approved
by the Lender) minus unfunded CAPEX minus the sum of taxes paid in the period
for which the test relates and taxes due in the period for which the test
relates but which have not been paid at the time of the test minus
distributions and dividends divided by (b) interest paid and interest due
within the Fiscal Quarter that the test is being done but which has not been
paid at the time of the test plus any principal due, excluding any balance
outstanding under this Agreement. For the avoidance of doubt, the Lender and
the Borrower agree that the compliance certificate attached hereto as
Exhibit 1.26A accurately details the method for calculating the Fixed
Charge Coverage Ratio.”

 

 

Page 3

	 	(ii)	 	The definition of “Interest Rate” in Section 1.32 of
the Loan Agreement is amended by deleting “one quarter of one percent (0.25%)”
and replacing it with “three quarters of one percent (0.75%)”.
	 
	 	(iii)	 	Section 8.13 of the Loan Agreement is deleted and replaced with the following:
	 
	 	 	 	“8.13 Fixed Charge Coverage Ratio
	 
	 	 	 	Borrower shall cause MCII to maintain a Fixed Charge Coverage Ratio of not
less then 1.5:1.0 calculated at the end of each Fiscal Quarter for each
Testing Period.”

	 	(c)	 	The effective date of the amendment to the Loan Agreement provided in this
letter is March 18, 2009.

	4.	 	No Novations. Nothing in this letter, or in the Loan Agreement when read together
with this letter, shall constitute a novation, payment, re-advance or reduction or termination
in respect of any Obligations.
	 
	5.	 	Financing Agreement. This letter is a Financing Agreement.
	 
	6.	 	Amendment Fee. The Borrower shall pay to the Lender an amendment fee of US$50,000
which amendment fee shall be fully earned as of and payable on the date hereof.
	 
	7.	 	Expenses. The Borrower shall pay all fees, expenses and disbursements including,
without limitation, legal fees, incurred by or payable to the Lender and US Collateral Agent
in connection with the preparation, negotiation, completion, execution, delivery and review of
this letter and all other documents and instruments arising therefrom and/or executed in
connection therewith.
	 
	8.	 	Continuance of Loan Agreement and Security.

	 	(a)	 	The Loan Agreement, as amended or modified by this letter, shall be and
continue in full force and effect and is hereby confirmed and the rights and
obligations of all parties thereunder shall not be affected or prejudiced in any manner
except as specifically provided for herein. It is agreed and confirmed that after
giving effect to this letter, all security delivered by the Borrower and the Obligors
secures the payment of all of the Obligations including, without limitation, the
obligations arising under the Loan Agreement, as amended or modified by the terms of
this letter.
	 
	 	(b)	 	To induce the Lender to enter into this letter, the Borrower hereby confirms
that after giving effect to this letter, (i) the Borrower and the Obligors are in
compliance with all covenants in the Financing Agreements, (ii) all the representations
and warranties set out in the Financing Agreements are true and accurate, and (iii) no
Default or Event of Default has occurred or is continuing.

 

 

Page 4

	9.	 	Counterparts. This letter may be executed in any number of separate original or
facsimile counterparts, each of which shall be deemed an original and all of said counterparts
taken together shall be deemed to constitute one and the same instrument.
	 
	10.	 	Governing Law. The validity, interpretation and enforcement of this letter and any
dispute arising out of the relationship between the parties hereto, whether in contract, tort,
equity or otherwise, shall be governed by the laws of the State of California.
	 
	11.	 	Further Assurances. At the request of the Lender at any time and from time to time,
each of the Borrowers and the Obligors shall, at their expense, duly execute and deliver, or
cause to be duly executed and delivered, such further agreements, documents and instruments,
and do or cause to be done such further acts as may be requested by the Lender to effectuate
the provisions or purposes of this letter.
	 
	12.	 	Amendments and Waivers. Neither this letter nor any provision hereof shall be
amended, modified, waived or discharged orally or by course of conduct, but only by a written
agreement signed by an authorized officer of the Lender and the US Collateral Agent, and as to
amendments, as also signed by an authorized officer of the Borrower and the Obligors. The
Lender and the US Collateral Agent shall not, by any act, delay, omission or otherwise be
deemed to have expressly or impliedly waived any of their respective rights, powers and/or
remedies unless such waiver shall be in writing and signed by an authorized officer of the
Lender and the US Collateral Agent. Any such waiver shall be enforceable only to the extent
specifically set forth therein. A waiver by the Lender or the US Collateral Agent of any
right, power and/or remedy on any one occasion shall not be construed as a bar to or waiver of
any such right, power and/or remedy which the Lender or the US Collateral Agent would
otherwise have on any future occasion, whether similar in kind or otherwise.
	 
	13.	 	Headings. The division of this letter into sections and the insertion of headings are
for convenience of reference only and shall not affect the construction or interpretation of
this letter.
	 
	14.	 	Successors and Assigns. This letter shall be binding upon and inure to the benefit of
and be enforceable by the Lender, the US Collateral Agent, the Borrower and the Obligors and
their respective successors and assigns.
	 
	15.	 	Partial Invalidity. If any provision of this letter is held to be invalid or
unenforceable, such invalidity or unenforceability shall not invalidate this letter as a
whole, but this letter shall be construed as though it did not contain the particular
provision held to be invalid or unenforceable and the rights and obligations of the parties
shall be construed and enforced only to such extent as shall be permitted by applicable law.
	 
	16.	 	Acceptance. If the foregoing correctly sets out our agreement, please indicate your
acceptance of this letter by signing below and returning an executed copy to us by no later
than 5:00 p.m. on March 18, 2009 (the “Effective Date”). If not so signed and returned to us
on the Effective Date, this letter shall be null and void.

 

 

Page 5

Yours truly,

US COLLATERAL AGENT AND LENDER:

WACHOVIA CAPITAL FINANCE

CORPORATION (CENTRAL)

	 	 	 	 	 	 	 
	By:

	 	 	 	/s/ Bruno Mello	 	 
	 	 	 	 	 
	 

	 	Name:
	 	Bruno Mello	 	 
	 

	 	Title:
	 	Assistant Vice President	 	 
	 

	 	 	 	Wachovia Capital Finance of Canada	 	 
	 
	 	 	 	 	 	 
	By:

	 	 	 	/s/ Carmela Massari	 	 
	 	 	 	 	 
	 

	 	Name:
	 	Carmela Massari	 	 
	 

	 	Title:
	 	First Vice President	 	 
	 

	 	 	 	Wachovia Capital Finance of Canada	 	 

Agreed this 18th day of March 2009.

BORROWER:

	 	 	 	 	 	 	 
	MAD CATZ, INC.	 	 
	 
	 	 	 	 	 	 
	By:

	 	 	 	/s/ Darren Richardson	 	 
	 	 	 	 	 
	 

	 	Name:
	 	Darren Richardson	 	 
	 

	 	Title:
	 	President & CEO	 	 
	 
	 	 	 	 	 	 
	By:

	 	 	 	/s/ Stewart Halpern	 	 
	 	 	 	 	 
	 

	 	Name:
	 	Stewart Halpern	 	 
	 

	 	Title:
	 	CFO	 	 

 

 

Page 6

OBLIGORS:

Each of the undersigned Obligors hereby:

	 	(a)	 	acknowledges, confirms and agrees that such Obligor’s Financing Agreements (as
each of the same may have been amended, modified, supplemented, extended, renewed,
restated or replaced) remain in full force and effect as at the date hereof in respect
of the Obligations under the Loan Agreement; and
	 
	 	(b)	 	acknowledges and confirms that such Obligor has received a copy of the Loan
Agreement and this letter and understands and agrees to the terms thereof.

Dated as of the 18th day of March, 2009.

	 	 	 	 	 	 	 	 	 	 	 
	MAD CATZ INTERACTIVE, INC.	 	 	 	1328158 ONTARIO INC.	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By: 

Name:

	 	/s/ Darren Richardson
 

Darren Richardson
	 	 	 	By:

Name:
	 	/s/ Darren Richardson
 

Darren Richardson
	 	 
	Title:

	 	President & CEO
	 	 	 	Title:
	 	President	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By:

	 	/s/ Stewart Halpern  
	 	 	 	 	 	 	 	 
	Name: 

Title:

	 	Stewart Halpern

CFO	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	MAD CATZ (EUROPE) LIMITED	 	 	 	MAD CATZ LIMITED	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By: 

Name:

	 	/s/ Darren Richardson
 

Darren Richardson
	 	 	 	By:

Name:
	 	/s/ Darren Richardson
 

Darren Richardson
	 	 
	Title:

	 	Director
	 	 	 	Title:
	 	Director	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By: 

Name:

	 	/s/ Stewart Halpern
 

Stewart Halpern
	 	 	 	By:

Name:
	 	/s/ Stewart Halpern
 

Stewart Halpern
	 	 
	Title:

	 	Director
	 	 	 	Title:
	 	Director	 	 

 

 

Page 7

	 	 	 	 	 	 	 	 	 	 	 
	FX UNLIMITED, INC.	 	 	 	MAD CATZ INTERACTIVE	 	 
	 	 	 	 	 	 	ASIA LIMITED	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By: 

Name:

	 	/s/ Darren Richardson
 

Darren Richardson
	 	 	 	By:

Name:
	 	/s/ Darren Richardson
 

Darren Richardson
	 	 
	Title:

	 	President
	 	 	 	Title:
	 	Director	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By: 

Name:

	 	/s/ Whitney E. Peterson
 

Whitney Peterson
	 	 	 	By:

Name:
	 	/s/ Stewart Halpern
 

Stewart Halpern
	 	 
	Title:

	 	Secretary
	 	 	 	Title:
	 	Director	 	 

	 	 	 	 	 
	WINKLER ATLANTIC HOLDINGS	 	 
	 
	 	 	 	 
	By: 

Name:

	 	/s/ Darren Richardson
 

Darren Richardson
	 	 
	Title:

	 	Director	 	 
	 
	 	 	 	 
	By: 

Name:

	 	/s/ Stewart Halpern
 

Stewart Halpern
	 	 
	Title:

	 	Director	 	 
	 
	 	 	 	 
	SAITEK ELECKTRONIK VERTRIEBS	 	 
	GMBH	 	 
	 
	 	 	 	 
	By: 

Name:

	 	/s/ Darren Richardson
 

Darren Richardson
	 	 
	Title:

	 	Director	 	 
	 
	 	 	 	 
	By: 

Name:

	 	/s/ Stewart Halpern
 

Stewart Halpern
	 	 
	Title:

	 	Director	 	 

 

 

Page 8

	 	 	 	 	 
	SAITEK SA	 	 
	 
	 	 	 	 
	By: 

Name:

	 	/s/ Darren Richardson
 

Darren Richardson
	 	 
	Title:

	 	Director	 	 
	 
	 	 	 	 
	By: 

Name:

	 	/s/ Stewart Halpern
 

Stewart Halpern
	 	 
	Title:

	 	Stewart	 	 

 

 

Page 9

Exhibit 1.26A

[See attached]

 

 

MAD CATZ INTERACTIVE INC.

FCCR Compliance Certificate

For the four-quarter period ended            12/31/2008

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Qtr. Ended	 	Qtr. Ended	 	Qtr. Ended	 	Qtr. Ended	 	 	Trailing	 
	 	 	3/31/2008	 	6/30/2008	 	9/30/2008	 	12/31/2008	 	 	Four Quarters	 
	 	 	 	 	 
	EBITDA for period ending:
	 	$	690	 	 	$	283	 	 	$	225	 	 	$	4,211	 	 	 	$	5,409	 	 
	 	 	 	 	 
	(minus) Unfunded CAPEX
	 	$	34	 	 	$	275	 	 	$	575	 	 	$	277	 	 	 	$	1,161	 	 
	(minus) Taxes Paid
	 	$	910	 	 	$	178	 	 	$	231	 	 	$	160	 	 	 	$	1,479	 	 
	(minus) Taxes Due
	 	$	0	 	 	$	0	 	 	$	0	 	 	$	0	 	 	 	$	0	 	 
	(minus) Distributions
	 	$	0	 	 	$	0	 	 	$	0	 	 	$	0	 	 	 	$	0	 	 
	(minus) Dividends
	 	$	0	 	 	$	0	 	 	$	0	 	 	$	0	 	 	 	$	0	 	 
	 	 	 	 	 
	Sub-Total
	 	$	(254	)	 	$	(170	)	 	$	(581	)	 	$	3,774	 	 	 	$	2,769	 	 
	 	 	 	 	 
	Divided by:
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 
	Interest Paid
	 	$	319	 	 	$	177	 	 	$	196	 	 	$	216	 	 	 	$	908	 	 
	(plus) Interest Due
	 	$	0	 	 	$	0	 	 	$	0	 	 	$	0	 	 	 	$	0	 	 
	(plus) Principal Payments
	 	$	0	 	 	$	0	 	 	$	0	 	 	$	0	 	 	 	$	0	 	 
	(plus) Principal Payments Due
	 	$	0	 	 	$	0	 	 	$	0	 	 	$	0	 	 	 	$	0	 	 
	 	 	 	 	 
	Sub-Total
	 	$	319	 	 	$	177	 	 	$	196	 	 	$	216	 	 	 	$	908	 	 
	 	 	 	 	 
	Actual FCCR
	 	 	(0.80	)	 	 	(0.96	)	 	 	(2.96	)	 	 	17.47	 	 	 	 	3.05	 	 
	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	Required FCCR	 	 	 	 	1.50	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	Compliance	 	 	 	YES	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 
	Name
	 	 	 	 
	Signature
	 	 	 	 
	Title
	 	 	 	 
	Date

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