Document:

EXECUTION COPY

	
          

$150,000,000

 

REVOLVING CREDIT AGREEMENT

 

among

 

ICONIX BRAND GROUP, INC.

 

as Borrower,

 

The Several Lenders

from Time to Time Parties Hereto,

 

BARCLAYS CAPITAL,

 

GOLDMAN SACHS BANK USA

 

and

 

GE CAPITAL MARKETS, INC.,

as Joint Lead Arrangers and Joint Bookrunners

 

GOLDMAN SACHS BANK USA

 

and

 

GE CAPITAL MARKETS, INC.,

as Syndication Agents

 

BARCLAYS BANK PLC,

as Documentation Agent

and

 

BARCLAYS BANK PLC,

as Administrative Agent

 

	
Dated as of November 22, 2011

	
          

 

  

  

  

TABLE OF CONTENTS

 

	  	  	 	
Page

	
SECTION 1.  DEFINITIONS

	 	
1

	
1.1

	
Defined Terms

	 	
1

	
1.2

	
Other Definitional Provisions

	 	
25

	  	  	 	  
	
SECTION 2.  AMOUNT AND TERMS OF COMMITMENTS

	 	
26

	
2.1

	
Commitments

	 	
26

	
2.2

	
Procedure for Borrowing

	 	
26

	
2.3

	
Swingline Commitment

	 	
27

	
2.4

	
Repayment of Loans; Evidence of Debt

	 	
29

	
2.5

	
Fees, etc.

	 	
30

	
2.6

	
Termination or Reduction of Commitments

	 	
31

	
2.7

	
Optional Prepayments

	 	
31

	
2.8

	
Mandatory Prepayments and Reduction of Commitments

	 	
32

	
2.9

	
Conversion and Continuation Options

	 	
32

	
2.10

	
Minimum Amounts and Maximum Number of Eurodollar Tranches

	 	
33

	
2.11

	
Interest Rates and Payment Dates

	 	
33

	
2.12

	
Computation of Interest and Fees

	 	
33

	
2.13

	
Inability to Determine Interest Rate

	 	
34

	
2.14

	
Pro Rata Treatment and Payments

	 	
34

	
2.15

	
Requirements of Law

	 	
36

	
2.16

	
Taxes

	 	
38

	
2.17

	
Indemnity

	 	
40

	
2.18

	
Illegality

	 	
41

	
2.19

	
Change of Lending Office

	 	
41

	
2.20

	
Replacement of Lenders under Certain Circumstances

	 	
41

	
2.21

	
Defaulting Lenders

	 	
42

	
2.22

	
Cash Collateral

	 	
44

	  	  	 	  
	
SECTION 3.  LETTERS OF CREDIT

	 	
44

	
3.1

	
L/C Commitment.

	 	
44

	
3.2

	
Procedures for Issuance and Amendment of Letters of Credit; Auto-Renewal Letters of Credit.

	 	
46

	
3.3

	
Drawings and Reimbursement; Funding of Participations.

	 	
47

	
3.4

	
Repayment of Participations.

	 	
48

	
3.5

	
Obligations Absolute.

	 	
49

	
3.6

	
Role of Issuing Lender.

	 	
50

	
3.7

	
Applicability of ISP98.

	 	
50

	
3.8

	
Conflict with L/C Application.

	 	
50

	
3.9

	
Reporting.

	 	
50

	  	  	 	  
	
SECTION 4.  REPRESENTATIONS AND WARRANTIES

	 	
51

	
4.1

	
Financial Condition

	 	
51

	
4.2

	
No Change

	 	
51

	
4.3

	
Corporate Existence; Compliance with Law

	 	
51

	
4.4

	
Corporate Power; Authorization; Enforceable Obligations

	 	
52

	
4.5

	
No Legal Bar

	 	
52

	
4.6         

	
No Material Litigation

	 	
52

 

  

i

  

 

	
4.7

	
No Default

	 	
52

	
4.8

	
Ownership of Property; Liens

	 	
52

	
4.9

	
Intellectual Property

	 	
52

	
4.10

	
Taxes

	 	
53

	
4.11

	
Federal Regulations

	 	
53

	
4.12

	
Labor Matters

	 	
53

	
4.13

	
ERISA

	 	
53

	
4.14

	
Investment Company Act; Other Regulations

	 	
54

	
4.15

	
Subsidiaries

	 	
54

	
4.16

	
Use of Proceeds

	 	
54

	
4.17

	
Environmental Matters

	 	
54

	
4.18

	
Accuracy of Information, etc.

	 	
55

	
4.19

	
Security Documents

	 	
55

	
4.20

	
Solvency

	 	
56

	
4.21

	
[Reserved]

	 	
56

	
4.22

	
PATRIOT Act

	 	
56

	
4.23

	
Foreign Asset Control Laws

	 	
56

	  	  	 	  
	
SECTION 5.  CONDITIONS PRECEDENT

	 	
56

	
5.1

	
Conditions to the Initial Extension of Credit

	 	
56

	
5.2

	
Conditions to Each Extension of Credit

	 	
58

	  	  	 	  
	
SECTION 6.  AFFIRMATIVE COVENANTS

	 	
58

	
6.1

	
Financial Statements

	 	
58

	
6.2

	
Certificates; Other Information

	 	
59

	
6.3

	
Payment of Obligations

	 	
60

	
6.4

	
Conduct of Business and Maintenance of Existence; Compliance

	 	
60

	
6.5

	
Maintenance of Property; Insurance

	 	
60

	
6.6

	
Inspection of Property; Books and Records; Discussions

	 	
60

	
6.7

	
Notices

	 	
61

	
6.8

	
Environmental Laws

	 	
61

	
6.9

	
[Reserved]

	 	
61

	
6.10

	
Additional Collateral, etc.

	 	
61

	
6.11

	
Further Assurances

	 	
63

	  	  	 	  
	
SECTION 7.  NEGATIVE COVENANTS

	 	
63

	
7.1

	
Financial Covenants

	 	
63

	
7.2

	
Limitation on Indebtedness

	 	
63

	
7.3

	
Limitation on Liens

	 	
65

	
7.4

	
Limitation on Fundamental Changes

	 	
66

	
7.5

	
Limitation on Disposition of Property

	 	
66

	
7.6

	
Limitation on Restricted Payments

	 	
67

	
7.7

	
Limitation on Capital Expenditures

	 	
68

	
7.8

	
Limitation on Investments

	 	
68

	
7.9

	
Limitation on Optional Payments and Modifications of Debt Instruments, etc.

	 	
69

	
7.10

	
Limitation on Transactions with Affiliates

	 	
70

	
7.11

	
Limitation on Sales and Leasebacks

	 	
70

	
7.12

	
Limitation on Changes in Fiscal Periods

	 	
70

	
7.13

	
Limitation on Negative Pledge Clauses

	 	
70

	
7.14

	
Limitation on Restrictions on Subsidiary Distributions

	 	
70

	
7.15        

	
Limitation on Lines of Business

	 	
71

  

ii

  

 

	
7.16

	
Limitation on Hedge Agreements

	 	
71

	  	  	 	  
	
SECTION 8.  EVENTS OF DEFAULT

	 	
71

	  	  	 	  
	
SECTION 9.  AGENCY

	 	
74

	
9.1

	
Appointment and Authorization of Agents.

	 	
74

	
9.2

	
Rights as a Lender.

	 	
74

	
9.3

	
Exculpatory Provisions.

	 	
74

	
9.4

	
Reliance by Administrative Agent.

	 	
75

	
9.5

	
Delegation of Duties.

	 	
75

	
9.6

	
Indemnification of Agents.

	 	
76

	
9.7

	
Resignation of Administrative Agent.

	 	
76

	
9.8

	
Non-Reliance on Agents and Other Lenders.

	 	
77

	
9.9

	
Administrative Agent May File Proofs of Claim.

	 	
77

	
9.10

	
Duties of Other Agents.

	 	
78

	  	  	 	  
	
SECTION 10.  MISCELLANEOUS

	 	
78

	
10.1

	
Amendments and Waivers

	 	
78

	
10.2

	
Notices

	 	
80

	
10.3

	
No Waiver; Cumulative Remedies

	 	
81

	
10.4

	
Survival of Representations and Warranties

	 	
81

	
10.5

	
Payment of Expenses

	 	
82

	
10.6

	
Successors and Assigns; Participations and Assignments

	 	
83

	
10.7

	
Adjustments; Set-off; Payments Set Aside

	 	
86

	
10.8

	
Counterparts

	 	
86

	
10.9

	
Severability

	 	
87

	
10.10

	
Integration

	 	
87

	
10.11

	
GOVERNING LAW

	 	
87

	
10.12

	
Submission To Jurisdiction; Waivers

	 	
87

	
10.13

	
Acknowledgments

	 	
88

	
10.14

	
Headings

	 	
88

	
10.15

	
Confidentiality

	 	
88

	
10.16

	
Interest Rate Limitation

	 	
89

	
10.17

	
Release of Collateral and Guarantee Obligations

	 	
89

	
10.18

	
Accounting Changes

	 	
90

	
10.19

	
WAIVERS OF JURY TRIAL

	 	
90

	
10.20        

	
PATRIOT Act

	 	
90

  

  

iii

  

SCHEDULES:

 

	
1.1(a)

	
Commitments

	
1.1 (b)

	
Unrestricted Subsidiaries

	
1.1(c)

	
Specified Brand Assets

	
4.4

	
Consents, Authorizations, Filings and Notices

	
4.15

	
Subsidiaries

	
4.19(a)

	
UCC Filing Jurisdictions

	
7.2(d)

	
Existing Indebtedness

	
7.3(f)

	
Existing Liens

 

EXHIBITS:

 

	
A

	
Form of Guarantee and Collateral Agreement

	
B

	
Form of Compliance Certificate

	
C

	
Form of Closing Certificate

	
D

	
Form of Assignment and Assumption

	
E-1

	
Form of Legal Opinion of Blank Rome LLP

	
E-2

	
Form of Legal Opinion of Andrew Tarshis

	
F

	
Form of Note

	
G

	
Form of Exemption Certificate

	
H

	
[Reserved]

	
I-1

	
Form of Borrowing Notice

	
I-2

	
Form of L/C Credit Extension Request

	
I-3

	
Form of Continuation/Conversion

	
I-4

	
Form of Prepayment/Repayment

	
J

	
Form of Subsidiaries’ Financial Information

  

iv

  

REVOLVING CREDIT AGREEMENT, dated as of November 22, 2011, among, ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties to this Agreement (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents (in such capacity, the “Syndication Agents”), BARCLAYS BANK PLC, as documentation agent (in such capacity, the “Documentation Agent”) and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).

 

The parties hereto hereby agree as follows:

 

SECTION 1.  DEFINITIONS

 

1.1           Defined Terms.  As used in this Agreement, the terms listed in this Section 1.1 shall have the respective meanings set forth in this Section 1.1.

 

“Additional Extensions of Credit”: as defined in Section 10.1.

 

“Administrative Agent”:  as defined in the preamble hereto.

 

“Affiliate”:  as to any Person, any other Person that, directly or indirectly, is in control of, is controlled by, or is under common control with, such Person.  For purposes of this definition, “control” of a Person means the power, directly or indirectly, either to (a) vote 10% or more of the securities having ordinary voting power for the election of directors (or persons performing similar functions) of such Person or (b) direct or cause the direction of the management and policies of such Person, whether by contract or otherwise.

 

“Agent-Related Persons”: each Agent, together with its Related Persons.

 

“Agents”: collectively, the Administrative Agent, the Arrangers, the Syndication Agents and the Documentation Agent.

 

“Agreement”:  this Revolving Credit Agreement, as amended, supplemented or otherwise modified from time to time.

 

“Applicable Margin”:  2.25% in the case of a Base Rate Loan and (b) 3.25% in the case of a Eurodollar Loan; provided that, (i) from and after the date that is the one year anniversary of the Closing Date until the date that is six months from such date, the Applicable Margin shall be increased to (x) 3.00% in the case of a Base Rate Loan and (y) 4.00% in the case of a Eurodollar Loan and (ii) thereafter the Applicable Margin shall be increased to (x) 4.00% in the case of a Base Rate Loan and (y) 5.00% in the case of a Eurodollar Loan.

 

“Application”:  an application, in such form as the applicable Issuing Lender may specify from time to time, requesting such Issuing Lender to issue a Letter of Credit.

 

“Arrangers”:  as defined in the preamble hereto.

  

 

  

“Asset Sale”:  any Disposition of Collateral (or Property required to become Collateral) or series of related Dispositions of Collateral (or Property required to become Collateral) (excluding any such Disposition permitted by clause (a), (b), (c), (d), (e), (f), (g) or (m) of Section 7.5) which yields gross proceeds to the Borrower or any of its Subsidiaries (valued at the initial principal amount thereof in the case of non-cash proceeds consisting of notes or other debt securities and valued at fair market value in the case of other non-cash proceeds) in excess of $2,000,000.

 

“Assignee”:  as defined in Section 10.6(c).

 

“Assignor”:  as defined in Section 10.6(c).

 

“Auto-Renewal Letter of Credit”: as defined in Section 3.2(c).

 

“Available Amount”: at any time, an amount (which shall not be less than zero) equal at such time to:

 

(a)  the sum of, without duplication:

 

(i)           the cumulative amount of Available ECF for each fiscal year of the Borrower completed after the Closing Date;  and

 

(ii)          100% of any capital contributions or Net Cash Proceeds from the issuance or sale of the Borrower’s Capital Stock received or made by the Borrower (or any direct or indirect parent of the Borrower and contributed by such parent to the Borrower) occurring on or after the Closing Date; minus

 

(b)  the sum of, without duplication:

 

(i)           the aggregate amount of Restricted Payments made pursuant to Section 7.6(c); and

 

(ii)          the aggregate amount of optional or voluntary payments, prepayments, repurchases, redemptions defeasances, segregations of funds or derivative or other transactions entered into with Derivatives Counterparties made pursuant to Section 7.9; in the case of each of clauses (b)(i) and (b)(ii), (A) after the Closing Date and prior to the date of determination and (B) excluding amounts used pursuant to Sections 7.6(c) and 7.9 when Minimum Liquidity after giving pro forma effect to such uses is greater than $100,000,000.

 

“Available Commitment”:  with respect to any Lender at any time, an amount equal to the excess, if any, of (a) such Lender’s Commitment then in effect over (b) such Lender’s Extensions of Credit then outstanding; provided, that in calculating any Lender’s Extensions of Credit for the purpose of determining such Lender’s Available Commitment pursuant to Section 2.5(a), the aggregate principal amount of Swingline Loans then outstanding shall be deemed to be zero.

 

“Available ECF”: for any fiscal year, (x) 100% of Excess Cash Flow in such fiscal year if the Senior Secured Leverage Ratio is equal to or less than 1.00:1.00; (y) 75% of Excess Cash Flow in such fiscal year if the Senior Secured Leverage Ratio is greater than 1.00:1.00 but equal to or less than 1.25:1.00; and (z) 50% of Excess Cash Flow in such fiscal year if the Senior Secured Leverage Ratio is greater than 1.25:1.00 (it being understood that (i) no Excess Cash Flow generated during any period shall be deemed to be Available ECF for purposes of the Available Amount until the financial statements for such period are delivered pursuant to Section 6.1(a) and the related Compliance Certificate is delivered pursuant to Section 6.2(a) and (ii) the Senior Secured Leverage Ratio shall be measured as of the last day of the applicable fiscal year).

  

2

  

 

“Barclays Bank”: Barclays Bank PLC.

 

“Barclays Entity”:  any of Barclays Bank or any of its Affiliates.

 

“Base Rate”:  for any day, a rate per annum (rounded upwards, if necessary, to the next 1/16 of 1%) equal to the greatest of (a) the Prime Rate in effect on such day, (b) the Federal Funds Effective Rate in effect on such day plus 1⁄2 of 1% and (c) the one-month Eurodollar Rate plus 1%.  For purposes hereof:  “Prime Rate” shall mean the rate of interest per annum publicly announced from time to time by the Person acting as the Administrative Agent as its prime rate in effect at its principal office in New York City.  The Prime Rate is a reference rate and does not necessarily represent the lowest or best rate actually charged to any customer.  The Administrative Agent or any Lender may make commercial loans or other loans at rates of interest at, above or below the Prime Rate.  Any change in the Prime Rate shall take effect at the opening of business in New York City on the day specified in the public announcement of such change.  Any change in the Base Rate due to a change in the Prime Rate, the Federal Funds Effective Rate or the Eurodollar Rate shall be effective as of the opening of business in New York City on the effective day of such change in the Prime Rate, the Federal Funds Effective Rate or the Eurodollar Rate, respectively.

 

“Base Rate Loans”:  Loans for which the applicable rate of interest is based upon the Base Rate.

 

“Benefitted Lender”:  as defined in Section 10.7.

 

“Board”:  the Board of Governors of the Federal Reserve System of the United States (or any successor).

 

“Borrower”:  as defined in the preamble hereto.

 

“Borrower Materials”: as defined in Section 6.2.

 

“Borrowing Date”:  any Business Day specified by the Borrower as a date on which the Borrower requests the relevant Lenders to make Loans hereunder.

 

“Borrowing Notice”:  with respect to any request for borrowing of Loans or Swingline Loans hereunder, a notice from the Borrower, substantially in the form of, and containing the information prescribed by, Exhibit I-1, delivered to the Administrative Agent or the Swingline Lender, as applicable.

 

“Business Day”:  (a) for all purposes other than as covered by clause (b) below, a day other than a Saturday, Sunday or other day on which commercial banks in New York City are authorized or required by law to close and (b) with respect to all notices and determinations in connection with, and payments of principal and interest on, Eurodollar Loans, any day which is a Business Day described in clause (a) and which is also a day for trading by and between banks in Dollar deposits in the interbank eurodollar market.

 

“Capital Expenditures”:  for any period, with respect to any Person, the aggregate of all expenditures by such Person for the acquisition or leasing (pursuant to a capital lease) of fixed or capital assets (other than Intellectual Property and Capital Stock) or additions to equipment (including replacements, capitalized repairs and improvements during such period) which are required to be capitalized under GAAP on a balance sheet of such Person.

  

3

  

 

“Capital Lease Obligations”:  with respect to any Person, the obligations of such Person to pay rent or other amounts under any lease of (or other arrangement conveying the right to use) real or personal property, or a combination thereof, which obligations are required to be classified and accounted for as capital leases on a balance sheet of such Person under GAAP; and, for the purposes of this Agreement, the amount of such obligations at any time shall be the capitalized amount thereof at such time determined in accordance with GAAP.

 

“Capital Stock”:  any and all shares, interests, participations or other equivalents (however designated) of capital stock of a corporation, any and all equivalent ownership interests in a Person (other than a corporation) and any and all warrants, rights or options to purchase any of the foregoing; provided, however, that Capital Stock shall not include debt convertible into or exchangeable for capital stock.

 

“Cash Collateralize”: to pledge and deposit with or deliver to the Administrative Agent, for the benefit of the Administrative Agent, any Issuing Lender or any Swingline Lender (as applicable) and the Lenders, as collateral for L/C Obligations, Obligations in respect of Swingline Loans, or obligations of Lenders to fund participations in respect of either thereof (as the context may require), cash or deposit account balances or, if the applicable Issuing Lender or Swingline Lender, as applicable, benefitting from such collateral agrees in its sole discretion, other credit support, in each case pursuant to documentation in form and substance reasonably satisfactory to (a) the Administrative Agent and (b) the applicable Issuing Lender or Swingline Lender (as applicable) (which documents are hereby consented to by the Lenders).  “Cash Collateral” shall have a meaning correlative to the foregoing and shall include the proceeds of such cash collateral and other credit support.

 

“Cash Equivalents”:  (a) marketable direct obligations issued by, or unconditionally guaranteed by, the United States government or issued by any agency thereof and backed by the full faith and credit of the United States, in each case maturing within one year from the date of acquisition; (b) certificates of deposit, time deposits, eurodollar time deposits or overnight bank deposits having maturities of six months or less from the date of acquisition issued by any Lender or by any commercial bank organized under the laws of the United States or any state thereof having combined capital and surplus of not less than $500,000,000; (c) commercial paper of an issuer rated at least A-2 by Standard & Poor’s Rating Services (“S&P”) or P-2 by Moody’s Investors Service, Inc. (“Moody’s”), or carrying an equivalent rating by a nationally recognized rating agency, if both of the two named rating agencies cease publishing ratings of commercial paper issuers generally, and maturing within six months from the date of acquisition; (d) repurchase obligations of any Lender or of any commercial bank satisfying the requirements of clause (b) of this definition, having a term of not more than 30 days with respect to securities issued or fully guaranteed or insured by the United States government; (e) securities with maturities of one year or less from the date of acquisition issued or fully guaranteed by any state, commonwealth or territory of the United States, by any political subdivision or taxing authority of any such state, commonwealth or territory or by any foreign government, the securities of which state, commonwealth, territory, political subdivision, taxing authority or foreign government (as the case may be) are rated at least A by S&P or A by Moody’s; (f) securities with maturities of six months or less from the date of acquisition backed by standby letters of credit issued by any Lender or any commercial bank satisfying the requirements of clause (b) of this definition; and (g) shares of money market mutual or similar funds which invest exclusively in assets satisfying the requirements of clauses (a) through (f) of this definition.

 

  

4

  

“Change of Control”:  the occurrence of any of the following events:  (a) any “person” or “group” (as such terms are used in Sections 13(d) and 14(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) shall become, or obtain rights (whether by means or warrants, options or otherwise) to become, the “beneficial owner” (as defined in Rules 13(d)-3 and 13(d)-5 under the Exchange Act), directly or indirectly, of more than 30% of the outstanding common stock of the Borrower; (b) the board of directors of the Borrower shall cease to consist of a majority of Continuing Directors or (c) a Specified Change of Control if the holders of the related Permitted Additional Indebtedness holding more than $25,000,000 thereof elect to put such Permitted Additional Indebtedness to the Borrower.

 

“Closing Date”: the date on which the conditions precedent set forth in Section 5.1 shall have been satisfied, which date is November 22, 2011.

 

“Code”:  the Internal Revenue Code of 1986, as amended from time to time.

 

“Collateral”:  all Property of the Loan Parties, now owned or hereafter acquired, upon which a Lien is purported to be created by any Security Document.

 

“Commitment”:  as to any Lender, its commitment to (a) make Loans, (b) purchase participations in L/C Obligations and (c) purchase participations in Swingline Loans, in an aggregate principal and/or face amount at any time outstanding not to exceed the amount set forth opposite such Lender’s name on Schedule 1.1(a) under the heading “Commitments” or in the Assignment and Assumption pursuant to which such Lender became a party hereto, as such commitment may be changed from time to time pursuant to the terms hereof.  The aggregate amount of the Commitments shall be $150,000,000 on the Closing Date.

 

“Commitment Fee Rate”:  0.50% per annum.

 

“Commitment Period”: the period from and including the Closing Date to but excluding the Termination Date.

 

“Commonly Controlled Entity”:  an entity, whether or not incorporated, that is under common control with the Borrower within the meaning of Section 4001 of ERISA or is part of a group that includes the Borrower and that is treated as a single employer under Section 414 of the Code.

 

“Compliance Certificate”:  a certificate duly executed by a Responsible Officer, substantially in the form of Exhibit B.

 

“Consolidated EBITDA”:  of the Borrower and its Subsidiaries for any period, shall equal Consolidated Net Income of the Borrower and its Subsidiaries for such period plus, without duplication and to the extent reflected in the calculation of such Consolidated Net Income for such period, the sum of (a) income taxes allocable to any Subsidiary on account of such Consolidated Net Income, (b) interest, amortization or write-off of debt issuance costs and commissions, discounts and other fees and charges associated with the Loan Documents, (c) depreciation and amortization expense either taken directly by or allocated to any Subsidiary, and (d) amortization of intangibles (including, but not limited to, goodwill) and organization costs either taken directly by or allocated to any Subsidiary.  For purposes of calculating Consolidated EBITDA of the Subsidiaries for any period, (i) the Consolidated EBITDA of any Subsidiary acquired by the Borrower or its Subsidiaries during such period which has become a “Subsidiary” under this Agreement following such acquisition shall be included on a pro forma basis for such period  (assuming the consummation of such acquisition and the incurrence or assumption of any Indebtedness in connection therewith occurred on the first day of such period) and (ii) the Consolidated EBITDA of any Subsidiary Disposed of by the Borrower or its Subsidiaries during such period which was a “Subsidiary” under this Agreement prior to such Disposition shall be excluded for such period  (assuming the consummation of such Disposition and the repayment of any Indebtedness in connection therewith occurred on the first day of such period).  Notwithstanding the foregoing, until the consolidated financial statements of the Borrower for the third fiscal quarter ending after the Closing Date have been delivered pursuant to Section 6.1(b), for purposes of calculating the Senior Secured Leverage Ratio and the Total Leverage Ratio, Consolidated EBITDA for the fiscal quarters ending March 31, 2011, June 30, 2011 and September 30, 2011 shall be $58,793,000, $58,121,000 and $55,331,000, respectively.

  

5

  

 

“Consolidated Net Income”:  of the Borrower and its Subsidiaries for any period, shall equal the consolidated net income (or loss) of the Borrower and its Subsidiaries determined on a consolidated basis in accordance with GAAP; provided, that in calculating Consolidated Net Income for any period, there shall be excluded (a) such revenues of any Subsidiary accrued prior to the date it becomes a Subsidiary of, or is merged into or consolidated with, the Borrower or any of its Subsidiaries, (b) the undistributed revenues of any Subsidiary of the Borrower to the extent that the declaration or payment of dividends or similar distributions by such Subsidiary is not at the time permitted by the terms of any Contractual Obligation (other than under any Loan Document) or Requirement of Law applicable to such Subsidiary, (c) such revenues of any Person (other than any Subsidiary) in which the Borrower or any of its Subsidiaries has an ownership interest, except to the extent that any such revenues are actually received by the Borrower or any Subsidiary in the form or dividends or similar distributions and (d) unrealized gains and losses with respect to hedging obligations.

 

“Consolidated Senior Secured Debt”: at any date, the aggregate principal amount, without duplication, of all Consolidated Total Debt that is secured by a Lien on any asset of the Borrower or its Subsidiaries and that is not subordinated in right of payment to the Obligations.

 

“Consolidated Specified Brand Asset EBITDA”: of the Borrower and its Subsidiaries for any period, shall equal Consolidated EBITDA of the Borrower and its Subsidiaries for such period solely to the extent arising from the Specified Brand Assets. In calculating Consolidated Specified Brand Asset EBTIDA, Borrower shall allocate corporate expenses to its Subsidiaries in good faith and in accordance with past practices. Notwithstanding the foregoing, until the consolidated financial statements of the Borrower for the third full fiscal quarter ending after the Closing Date have been delivered pursuant to Section 6.1(b), for purposes of calculating the minimum Consolidated Specified Brand Asset EBITDA covenant pursuant to Section 7.1(b), Consolidated Specified Brand Asset EBITDA for the fiscal quarters ending March 31, 2011, June 30, 2011 and September 30, 2011 shall be $48,736,002, $40,386,567 and $39,953,272, respectively.

 

“Consolidated Total Assets”:  at any date, the total amount of all assets of the Borrower and its Subsidiaries, determined on a consolidated basis in accordance with GAAP as then shown on the balance sheet of the Borrower.

 

“Consolidated Total Debt”:  at any date, the aggregate principal amount, without duplication, of all Indebtedness of the Borrower and its Subsidiaries at such date determined on a consolidated basis in accordance with GAAP as then shown on the balance sheet of the Borrower.

 

“Continuation Notice”: as defined in Section 2.9(b).

 

“Continuing Directors”:  the directors of the Borrower on the Closing Date and each other director of the Borrower, if, in each case, such other director’s nomination for election to the board of directors of Borrower is recommended by at least 662⁄3% of the then Continuing Directors.

 

“Contractual Obligation”:  as to any Person, any provision of any security issued by such Person or of any agreement, instrument or other undertaking to which such Person is a party or by which it or any of its Property is bound.

 

  

6

  

 

“Control Investment Affiliate”:  as to any Person, any other Person that (a) directly or indirectly, is in control of, is controlled by, or is under common control with, such Person and (b) is organized by such Person primarily for the purpose of making equity or debt investments in one or more companies.  For purposes of this definition, “control” of a Person means the power, directly or indirectly, to direct or cause the direction of the management and policies of such Person, whether by contract or otherwise.

 

“Conversion Notice”: as defined in Section 2.9(a).

 

“Debtor Relief Laws”: Title 11 of the United States Code entitled “Bankruptcy”, and all other liquidation, conservatorship, bankruptcy, assignment for the benefit of creditors, moratorium, rearrangement, receivership, insolvency, reorganization, or similar debtor relief laws of the United States or other applicable jurisdictions from time to time in effect and affecting the rights of creditors generally.

 

“Default”:  any of the events specified in Section 8, whether or not any requirement for the giving of notice, the lapse of time, or both, has been satisfied.

 

“Defaulting Lender”: subject to Section 2.21(b), any Lender that (a) has failed to (i) fund all or any portion of its Loans within two Business Days of the date such Loans were required to be funded hereunder unless such Lender notifies the Administrative Agent and the Borrower in writing that such failure is the result of such Lender’s determination that one or more conditions precedent to funding (each of which conditions precedent, together with any applicable default, shall be specifically identified in such writing) has not been satisfied or waived in accordance with this Agreement, or (ii) pay to the Administrative Agent, any Issuing Lender, the Swingline Lender or any other Lender any other amount required to be paid by it hereunder (including in respect of its participation in Letters of Credit or Swingline Loans) within two Business Days of the date when due, (b) has notified the Borrower, the Administrative Agent, any Issuing Lender or the Swingline Lender in writing that it does not intend to comply with such Lender’s funding obligations hereunder, or has made a public statement to that effect (unless such writing or public statement relates to such Lenders’ obligation to fund a Loan hereunder and states that such position is based on such Lender’s determination that a condition precedent to funding (which condition precedent, together with any applicable default, shall be specifically identified in such writing or public statement) cannot be satisfied or was not satisfied in accordance with this Agreement), (c) has failed, within three Business Days after written request by the Administrative Agent or the Borrower, to confirm in writing to the Administrative Agent and the Borrower that it will comply with its prospective funding obligations hereunder (provided that such Lender shall cease to be a Defaulting Lender pursuant to this clause (c) upon receipt of such written confirmation by the Administrative Agent and the Borrower), or (d) has, or has a direct or indirect parent company that has, (i) become the subject of a proceeding under any Debtor Relief Law, or (ii) had appointed for it a receiver, custodian, conservator, trustee, administrator, assignee for the benefit of creditors or similar Person charged with reorganization or liquidation of its business or assets, including the Federal Deposit Insurance Corporation or any other Federal or state regulatory authority acting in such a capacity; provided that a Lender shall not be a Defaulting Lender solely by virtue of the ownership or acquisition of any equity interest in such Lender or any direct or indirect parent company thereof by a Governmental Authority so long as such ownership interest does not result in or provide such Lender with immunity from the jurisdiction of courts within the United States or from the enforcement of judgments or writs of attachment on its assets or permit such Lender (or such Governmental Authority) to reject, repudiate, disavow or disaffirm any contracts or agreements made with such Lender.  Any determination by the Administrative Agent that a Lender is a Defaulting Lender under clauses (a) through (d) above shall be conclusive absent manifest error, and such Lender shall be deemed to be a Defaulting Lender (subject to Section 2.21(b)) upon delivery of written notice of such determination to the Borrower, each Issuing Lender, the Swingline Lender and each Lender.

 

  

7

  

 

“Default Rate”:  as defined in Section 2.11(c).

 

“Derivatives Counterparty”:  as defined in Section 7.6.

 

“Disposition”:  with respect to any Property, any sale, lease, sale and leaseback, assignment, conveyance, transfer or other disposition thereof; and the terms “Dispose” and “Disposed of” shall have correlative meanings.

 

“Documentation Agent”: as defined in the preamble hereto.

 

“Dollars” and “$”:  dollars in lawful currency of the United States.

 

“Domestic Subsidiary”:  any Subsidiary of the Borrower organized under the laws of any jurisdiction within the United States.

 

“Earn-Out Consideration”: any such term or any similar term defined in the purchase agreement entered into in connection with a Permitted Acquisition Transaction.

 

“Environmental Laws”:  any and all laws, rules, orders, regulations, statutes, ordinances, guidelines, codes, decrees, or other legally enforceable requirements (including, without limitation, common law) of any international authority, foreign government, the United States, or any state, local, municipal or other governmental authority, regulating, relating to or imposing liability or standards of conduct concerning protection of the environment or of human health, or employee health and safety, as has been, is now, or may at any time hereafter be, in effect.

 

“Environmental Permits”:  any and all permits, licenses, approvals, registrations, notifications, exemptions and other authorizations required under any Environmental Law.

 

“ERISA”:  the Employee Retirement Income Security Act of 1974, as amended from time to time.

 

“Eurocurrency Reserve Requirements”:  for any day, the aggregate (without duplication) of the maximum rates (expressed as a decimal fraction) of reserve requirements in effect on such day (including, without limitation, basic, supplemental, marginal and emergency reserves) under any regulations of the Board or other Governmental Authority having jurisdiction with respect thereto dealing with reserve requirements prescribed for eurocurrency funding (currently referred to as “Eurocurrency Liabilities” in Regulation D of the Board) maintained by a member bank of the Federal Reserve System of the United States.

 

“Eurodollar Base Rate”: (a) for any Interest Period as to any Eurodollar Loan, (i) the rate per annum determined by the Administrative Agent to be the offered rate which appears on the page of the Reuters Screen which displays an average British Bankers Association Interest Settlement Rate (such page currently being LIBOR01 page) (the “BBA Rate”) for deposits (for delivery on the first day of such Interest Period) with a term equivalent to such Interest Period in Dollars, determined as of approximately 11:00 A.M. (London, England time), two Business Days prior to the commencement of such Interest Period, (ii) in the event the rate referenced in the preceding clause (i) does not appear on such page or service or if such page or service shall cease to be available, the rate determined by the Administrative Agent to be the offered rate on such other page or other service which displays the BBA Rate for deposits (for delivery on the first day of such Interest Period) with a term equivalent to such Interest Period in Dollars, determined as of approximately 11:00 A.M. (London, England time) two Business Days prior to the commencement of such Interest Period or (iii) in the event the rates referenced in the preceding clauses (i) and (ii) are not available, the offered quotation rate to first class banks in the London interbank market by Barclays Bank for deposits (for delivery on the first day of the relevant period) in Dollars of amounts in same day funds comparable to the principal amount of the applicable Loan of Barclays Bank, in its capacity as a Lender (or, if it is not a Lender of such Loan, in such amount determined by the Administrative Agent) for which the Eurodollar Rate is then being determined with maturities comparable to such Interest Period as of approximately 11:00 A.M. (London, England time) two Business Days prior to the commencement of such Interest Period; and

 

  

8

  

 

(b) when used with respect to clause (c) of the definition of “Base Rate” only, as of any date of determination, (i) the rate per annum determined by the Administrative Agent to be the offered rate which appears on the page of the Reuters Screen which displays the BBA Rate for deposits in Dollars being delivered in the London interbank market for a term of one month commencing on such date, determined as of approximately 11:00 A.M. (London, England time) two Business Days prior to such date, (ii) in the event the rate referenced in the preceding clause (i) does not appear on such page or service or if such page or service shall cease to be available, the rate determined by the Administrative Agent to be the offered rate on such other page or other service which displays the BBA Rate for deposits in Dollars being delivered in the London interbank market for a term of one month commencing on such date or (iii) in the event the rates referenced in the preceding clauses (i) and (ii) are not available, the offered quotation rate to first class banks in the London interbank market by Barclays Bank for deposits (for delivery on the first day of the relevant period) in Dollars of amounts in same day funds comparable to the principal amount of the applicable Base Rate Loan of Barclays Bank, in its capacity as a Lender (or, if it is not a Lender of such Loan, in such amount determined by the Administrative Agent) for which such rate is then being determined as of approximately 11:00 A.M. (London, England time) two Business Days prior to such date for deposits in Dollars being delivered in the London interbank market for a term of one month commencing on such date; provided that, if such date is not a Business Day, the rate under this clause (b) for such date shall be the rate determined in accordance with this clause (b) for the immediately preceding Business Day.

 

“Eurodollar Loans”:  Loans for which the applicable rate of interest is based upon the Eurodollar Rate.

 

“Eurodollar Rate”:  with respect to each day during each Interest Period, a rate per annum determined for such day in accordance with the following formula (rounded upward to the nearest 1/100th of 1%):

 

	  	
Eurodollar Base Rate

	  
	  	
1.00 - Eurocurrency Reserve Requirements

	  

 

“Eurodollar Tranche”:  the collective reference to Eurodollar Loans the then current Interest Periods with respect to all of which begin on the same date and end on the same later date (whether or not such Loans shall originally have been made on the same day).

 

“Event of Default”:  any of the events specified in Section 8, provided that any requirement for the giving of notice, the lapse of time, or both, has been satisfied.

 

  

9

  

“Excess Cash Flow”:  for any fiscal year of the Subsidiaries, the difference, if any, of (a) the sum, without duplication, of (i) Consolidated Net Income for such fiscal year, (ii) the amount of all non-cash charges (including taxes, depreciation and amortization) deducted in arriving at such Consolidated Net Income and (iii) the aggregate amount of the decrease, if any, in prepaid advertising costs with respect to any Subsidiary during such fiscal year, minus (b) the sum, without duplication, of (i) the aggregate amount of Consolidated Net Income of Foreign Subsidiaries that has not been repatriated or otherwise distributed to the Borrower or any of its Domestic Subsidiaries, (ii) the amount of all non-cash credits (including taxes) included in arriving at such Consolidated Net Income, (iii) the aggregate amount actually paid in cash during such fiscal year on account of Capital Expenditures (minus the sum of the principal amount of Indebtedness incurred in connection with such expenditures and the amount of any such expenditures financed with the proceeds of any Reinvestment Deferred Amount), (iv) the aggregate amount actually paid in cash during such fiscal year on account of Permitted Acquisitions or Permitted Foreign Subsidiary Acquisitions (minus the sum of the principal amount of Indebtedness incurred in connection with such acquisitions and the amount of any such acquisitions financed with the proceeds of any Reinvestment Deferred Amount), (v) the aggregate amount of any Earn-Out Consideration actually paid in cash during such fiscal year on account of any Permitted Acquisition or any Permitted Foreign Subsidiary Acquisition, (vi) the aggregate amount of all optional prepayments of the Loans and any other Funded Debt during such fiscal year, (vii) the aggregate amount of all regularly scheduled principal payments of Funded Debt (including, without limitation, the Loans) of the Borrower and its Subsidiaries made during such fiscal year (other than in respect of any revolving credit facility to the extent there is not an equivalent permanent reduction in commitments thereunder) and (viii) the aggregate amount of the increase, if any, in prepaid advertising costs with respect to any Subsidiary during such fiscal year.

 

“Excluded Foreign Subsidiary”:  any Foreign Subsidiary in respect of which either (a) the pledge of all of the Capital Stock of such Subsidiary as Collateral or (b) the guaranteeing by such Subsidiary of the Obligations, would, in the good faith judgment of the Borrower, result in adverse tax consequences to the Borrower.

 

“Excluded Taxes”:  (i) net income taxes and franchise taxes (imposed in lieu of net income taxes) imposed on the Administrative Agent or any Lender as a result of a present or former connection between the Administrative Agent or such Lender and the jurisdiction of the Governmental Authority imposing such tax or any political subdivision or taxing authority thereof or therein (other than any such connection arising solely from the Administrative Agent’s or such Lender’s having executed, delivered or performed its obligations or received a payment under, or enforced, this Agreement or any other Loan Document), (ii) taxes that are attributable to a Lender’s failure to comply with the requirements of paragraph (d) or (e) of Section 2.16, (iii) United States withholding taxes imposed on amounts payable to a Lender at the time such Lender becomes a party to this Agreement, except to the extent that such Lender’s assignor (if any) was entitled, at the time of assignment, to receive additional amounts from the Borrower with respect to such Non-Excluded Taxes pursuant to paragraph 2.16(a), or (iv) taxes imposed with respect to FATCA, including any interest, additions to tax or penalties applicable with respect to clauses (i) – (iv) above.

 

“Existing 2012 Notes”: the Borrower’s 1.875% convertible senior subordinated notes due 2012.

 

“Existing Convertible Notes”: the Borrower’s 2.50% convertible senior subordinated notes due 2016 and the Existing 2012 Notes.

 

“Extensions of Credit”:  as to any Lender at any time, an amount equal to the sum of (a) the aggregate principal amount of all Loans made by such Lender then outstanding, (b) such Lender’s Revolving Credit Percentage of the L/C Obligations then outstanding and (c) such Lender’s Revolving Credit Percentage of the aggregate principal amount of Swingline Loans then outstanding.

 

“Facility”:  the Commitments and the extensions of credit made thereunder.

 

  

10

  

 

“FATCA”: Sections 1471 through 1474 of the Code, as of the date of this Agreement (or any amended version that is substantively comparable) and any current or future regulations or official interpretations thereof.

 

“Federal Funds Effective Rate”:  for any day, the weighted average (rounded upwards, if necessary, to the next 1/100 of 1%) of the rates on overnight federal funds transactions with members of the Federal Reserve System arranged by federal funds brokers, as published by the Federal Reserve Bank of New York on the Business Day next succeeding such day; provided that (a) if such day is not a Business Day, the Federal Funds Effective Rate for such day shall be such rate on such transactions on the next preceding Business Day as so published on the next succeeding Business Day and (b) if no such rate is so published on such next succeeding Business Day, the Federal Funds Effective Rate for such day shall be the average rate (rounded upwards, if necessary, to the next 1/100 of 1%) charged to the Person acting as the Administrative Agent on such day on such transactions as determined by the Administrative Agent.

 

“Fee Letters”:  (i) that certain Fee and Indemnification Letter, dated as of October 27, 2011, by and among the Borrower, Barclays Bank, Goldman Sachs Bank USA and GE Corporate Financial Services, Inc. and (ii) that certain Agency Fee Letter, dated as of October 27, 2011, by and between the Borrower and Barclays Bank, as Administrative Agent.

 

“Foreign Subsidiary”:  any Subsidiary of the Borrower that is not a Domestic Subsidiary.

 

“Fronting Exposure”: at any time there is a Defaulting Lender, (a) with respect to any Issuing Lender, such Defaulting Lender’s Revolving Credit Percentage of outstanding L/C Obligations with respect to Letters of Credit issued by such Issuing Lender other than L/C Obligations as to which such Defaulting Lender’s participation obligation has been reallocated to other Lenders or Cash Collateralized in accordance with the terms hereof, and (b) with respect to any Swingline Lender, such Defaulting Lender’s Revolving Credit Percentage of outstanding Swingline Loans made by such Swingline Lender other than Swingline Loans as to which such Defaulting Lender’s participation obligation has been reallocated to other Lenders or Cash Collateralized in accordance with the terms hereof.

 

“Funded Debt”:  with respect to any Person, all Indebtedness of such Person of the types described in clauses (a) through (e) of the definition of “Indebtedness” in this Section 1.1.

 

“Funding Office”:  the office specified from time to time by the Administrative Agent as its funding office by notice to the Borrower and the Lenders.

 

“GAAP”:  generally accepted accounting principles in the United States of America as in effect from time to time.

 

“Governmental Authority”:  any nation or government, any state or other political subdivision thereof, any agency, authority, instrumentality, regulatory body, court, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative functions of or pertaining to government, any securities exchange and any self-regulatory organization (including the National Association of Insurance Commissioners).

 

“Granting Lender”: as defined in Section 10.6(g).

 

  

11

  

 

“Guarantee and Collateral Agreement”:  the Guarantee and Collateral Agreement executed and delivered by the Borrower and each Subsidiary Guarantor, substantially in the form of Exhibit A, as the same may be amended, supplemented or otherwise modified from time to time.

 

“Guarantee Obligation”:  as to any Person (the “guaranteeing person”), any obligation, including a reimbursement, counterindemnity or similar obligation, of the guaranteeing person that guarantees or in effect guarantees, or which is given to induce the creation of a separate obligation by another Person (including any bank under any letter of credit) that guarantees or in effect guarantees any Indebtedness, leases, dividends or other obligations (the “primary obligations”) of any other third Person (the “primary obligor”) in any manner, whether directly or indirectly, including, without limitation, any obligation of the guaranteeing person, whether or not contingent, (i) to purchase any such primary obligation or any Property constituting direct or indirect security therefor, (ii) to advance or supply funds (1) for the purchase or payment of any such primary obligation or (2) to maintain working capital or equity capital of the primary obligor or otherwise to maintain the net worth or solvency of the primary obligor, (iii) to purchase Property, securities or services primarily for the purpose of assuring the owner of any such primary obligation of the ability of the primary obligor to make payment of such primary obligation or (iv) otherwise to assure or hold harmless the owner of any such primary obligation against loss in respect thereof; provided, however, that the term Guarantee Obligation shall not include endorsements of instruments for deposit or collection in the ordinary course of business.  The amount of any Guarantee Obligation of any guaranteeing person shall be deemed to be the lower of (a) an amount equal to the stated or determinable amount of the primary obligation in respect of which such Guarantee Obligation is made and (b) the maximum amount for which such guaranteeing person may be liable pursuant to the terms of the instrument embodying such Guarantee Obligation, unless such primary obligation and the maximum amount for which such guaranteeing person may be liable are not stated or determinable, in which case the amount of such Guarantee Obligation shall be such guaranteeing person’s maximum reasonably anticipated liability in respect thereof as determined by the Borrower in good faith.

 

“Hedge Agreements”:  all interest rate or currency forwards, options, swaps, caps or collar agreements, foreign exchange agreements, commodity contracts or similar arrangements entered into by the Borrower or its Subsidiaries providing for protection against fluctuations in interest rates, currency exchange rates, commodity prices or the exchange of nominal interest obligations, either generally or under specific contingencies.

 

“Indebtedness”:  of any Person at any date, without duplication, (a) all indebtedness of such Person for borrowed money, (b) all obligations of such Person for the deferred purchase price of Property or services (other than trade payables incurred in the ordinary course of such Person’s business), (c) all obligations of such Person evidenced by notes, bonds, debentures or other similar instruments, (d) all indebtedness created or arising under any conditional sale or other title retention agreement with respect to Property acquired by such Person (even though the rights and remedies of the seller or lender under such agreement in the event of default are limited to repossession or sale of such Property), (e) all Capital Lease Obligations of such Person, (f) all obligations of such Person, contingent or otherwise, as an account party or applicant under acceptance, letter of credit, surety bond or similar facilities, (g) all obligations of such Person, contingent or otherwise, to purchase, redeem, retire or otherwise acquire for value any Capital Stock of such Person, (h) all obligations for any Earn-Out Consideration that is or is highly likely to be paid within the next twelve months (other than those obligations that are satisfied solely with Capital Stock of the Borrower),  (i) the liquidation value of mandatorily redeemable preferred Capital Stock of such Person, (j) all Guarantee Obligations of such Person in respect of obligations of the kind referred to in clauses (a) through (i) above, (k) all obligations of the kind referred to in clauses (a) through (j) above secured by (or for which the holder of such obligation has an existing right, contingent or otherwise, to be secured by) any Lien on Property (including, without limitation, accounts and contract rights) owned by such Person, whether or not such Person has assumed or become liable for the payment of such obligation and (l) for the purposes of Section 8(e) only, all obligations of such Person in respect of Hedge Agreements.  The Indebtedness of any Person shall include, without duplication, the Indebtedness of any other entity (including any partnership in which such Person is a general partner) to the extent such Person is liable therefor as a result of such Person’s ownership interest in or other relationship with such entity, except to the extent the terms of such Indebtedness expressly provide that such Person is not liable therefor.

  

12

  

 

“Indemnified Liabilities”:  as defined in Section 10.5.

 

“Indemnitee”:  as defined in Section 10.5.

 

“Insolvency”:  with respect to any Multiemployer Plan, the condition that such Plan is insolvent within the meaning of Section 4245 of ERISA.

 

“Insolvent”:  pertaining to a condition of Insolvency.

 

“Intellectual Property”:  the collective reference to all rights, priorities and privileges relating to intellectual property, whether arising under United States, multinational or foreign laws or otherwise, including, without limitation, copyrights, copyright licenses, software, databases, patents, patent licenses, trademarks, trademark licenses, trademark applications, service marks, service mark licenses, service mark applications, trade names, brand names, domain names, mask works, mask work licenses, technology and related improvements, know-how and processes, trade secrets, all registrations and applications related to any of the above, and all rights to sue at law or in equity for any infringement or other impairment thereof, including the right to receive all proceeds and damages therefrom.

 

“Interest Payment Date”:  (a) as to any Base Rate Loan (other than a Swingline Loan), the last Business Day of each March, June, September and December to occur while such Loan is outstanding and the final maturity date of such Loan, (b) as to any Eurodollar Loan having an Interest Period of three months or shorter, the last day of such Interest Period, (c) as to any Eurodollar Loan having an Interest Period longer than three months, each day that is three months, or a whole multiple thereof, after the first day of such Interest Period and the last day of such Interest Period, (d) as to any Loan (other than a Swingline Loan), the date of any repayment or prepayment made in respect thereof and (e) as to any Swingline Loan, the day such Loan is required to be repaid.

 

“Interest Period”:  as to any Eurodollar Loan, (a) initially, the period commencing on the borrowing or conversion date, as the case may be, with respect to such Eurodollar Loan and ending one, two, three or six or (if acceptable to all Lenders, as determined by such Lenders in their sole discretion) nine or twelve months thereafter, as selected by the Borrower in a Borrowing Notice or Conversion Notice, as the case may be, given with respect thereto; and (b) thereafter, each period commencing on the last day of the next preceding Interest Period applicable to such Eurodollar Loan and ending one, two, three or six or (if acceptable to all Lenders, as determined by such Lenders in their sole discretion) nine or twelve months thereafter, as selected by the Borrower by a Continuation Notice to the Administrative Agent not later than 11:00 A.M., New York City time, on the date that is three Business Days prior to the last day of the then current Interest Period with respect thereto; provided that, all of the foregoing provisions relating to Interest Periods are subject to the following:

 

(i)           if any Interest Period would otherwise end on a day that is not a Business Day, such Interest Period shall be extended to the next succeeding Business Day unless the result of such extension would be to carry such Interest Period into another calendar month in which event such Interest Period shall end on the immediately preceding Business Day;

  

13

  

 

(ii)          any Interest Period that would otherwise extend beyond the Termination Date shall end on the Termination Date; and

 

(iii)         any Interest Period that begins on the last Business Day of a calendar month (or on a day for which there is no numerically corresponding day in the calendar month at the end of such Interest Period) shall end on the last Business Day of the calendar month at the end of such Interest Period.

 

“Investment”:  as defined in Section 7.8.

 

“Issuing Lender”: (a) Barclays Bank and (b) each other Lender as the Borrower may from time to time select as an Issuing Lender hereunder (provided that such Lender shall be reasonably acceptable to the Administrative Agent and has agreed to be an Issuing Lender hereunder in a writing satisfactory to the Administrative Agent, executed by such Lender, the Borrower and the Administrative Agent), each in its capacity as an issuer of Letters of Credit hereunder, or any successor issuer of Letters of Credit hereunder.  An Issuing Lender may, in its discretion, arrange for one or more Letters of Credit to be issued by Affiliates of such Issuing Lender, in which case the term “Issuing Lender” shall include any such Affiliate with respect to Letters of Credit issued by such Affiliate.  Notwithstanding anything herein to the contrary, neither Barclays Bank nor any of its branches or Affiliates shall be required to issue any commercial letters of credit hereunder.

 

“L/C Advance”: as to any Lender, such Lender’s funding of its participation in any L/C Borrowing in accordance with its Revolving Credit Percentage.

 

“L/C Application”: an application and agreement for the issuance or amendment of a Letter of Credit in the form from time to time in use by the applicable Issuing Lender, together with a request for L/C Credit Extension substantially in the form of Exhibit I-2 (or such other form as the Administrative Agent and the applicable Issuing Lender may approve).

 

“L/C Borrowing”: an extension of credit resulting from a drawing under any Letter of Credit that has not been reimbursed by the Borrower on the date when made or refinanced.

 

“L/C Commitment”:  as to any Issuing Lender, its commitment to issue Letters of Credit, and to amend, renew or extend Letters of Credit previously issued by it, pursuant to Section 3, in an aggregate face amount at any time outstanding not to exceed (a) in the case of any Issuing Lender party hereto as of the Closing Date, the amount set forth opposite such Issuing Lender’s name on Schedule 1.1(a) under the heading “L/C Commitments” and (b) in the case of any Lender that becomes an Issuing Lender hereunder thereafter, that amount which shall be set forth in the written agreement by which such Lender shall become an Issuing Lender, in each case as the maximum outstanding face amount of Letters of Credit to be issued at any one time by such Issuing Lender, as such commitment may be changed from time to time pursuant to the terms hereof or with the agreement in writing of such Lender, the Borrower and the Administrative Agent.  The aggregate L/C Commitments of all the Issuing Lenders shall be less than or equal to the L/C Sublimit at all times.

 

“L/C Credit Extension”: with respect to any Letter of Credit, the issuance thereof or the extension of the expiry date thereof, or the renewal or increase of the amount thereof.

 

“L/C Documents”: as to any Letter of Credit, each L/C Application and any other document, agreement and instrument entered into by the applicable Issuing Lender and the Borrower or in favor of such Issuing Lender and relating to such Letter of Credit.

 

  

14

  

 

“L/C Expiration Date”: the day that is five Business Days prior to the Termination Date.

 

“L/C Fee”: defined in Section 2.5(c).

 

“L/C Obligations”: as of any date of determination, the aggregate amount available to be drawn under all outstanding Letters of Credit plus the aggregate of all Unreimbursed Amounts, including all L/C Borrowings.

 

“L/C Sublimit”: an amount equal to the lesser of (a) $10,000,000 and (b) the Total Commitments.  The L/C Sublimit is part of, and not in addition to, the Facility.

 

“Lenders”: as defined in the preamble hereto.

 

“Letter of Credit”: any standby letter of credit issued hereunder.

 

“Lien”:  any mortgage, pledge, hypothecation, assignment, deposit arrangement, encumbrance, lien (statutory or other), charge or other security interest or any preference, priority or other security agreement or preferential arrangement of any kind or nature whatsoever (including, without limitation, any conditional sale or other title retention agreement and any capital lease having substantially the same economic effect as any of the foregoing).

 

“Loan”:  any loan made by any Lender pursuant to this Agreement.

 

“Loan Documents”:  this Agreement, the Security Documents, the Fee Letters and any Notes.

 

“Loan Parties”:  the Borrower and each Subsidiary of the Borrower that is a party to a Loan Document.

 

“Material Adverse Effect”:  a material adverse effect on (a)  the business, assets, property, operations, or condition (financial or otherwise) of the Borrower and its Subsidiaries taken as a whole or (b) the validity or enforceability of this Agreement or any of the other Loan Documents or the rights or remedies of the Administrative Agent or the Lenders hereunder or thereunder.

 

“Materials of Environmental Concern”:  any gasoline or petroleum (including crude oil or any fraction thereof) or petroleum products, polychlorinated biphenyls, urea-formaldehyde insulation, asbestos, pollutants, contaminants, radioactivity, and any other substances or forces of any kind, whether or not any such substance or force is defined as hazardous or toxic under any Environmental Law, that is regulated pursuant to or could give rise to liability under any Environmental Law.

 

“Maximum Rate”: as defined in Section 10.6.

 

“Minimum Collateral Amount”: at any time, as to Cash Collateral consisting of cash or deposit account balances, an amount equal to 103% of the Fronting Exposure of (a) all Issuing Lenders with respect to Letters of Credit issued and outstanding at such time and (b) the Swingline Lender with respect to Swingline Loans outstanding at such time.

 

“Minimum Liquidity Amount”: at any time, the sum of (a) the Total Available Commitments and (b) Unrestricted Cash.

 

  

15

  

 

“Mortgages”:  each of the mortgages and deeds of trust, if any, made by any Loan Party in favor of, or for the benefit of, the Administrative Agent for the benefit of the Secured Parties.

 

“Multiemployer Plan”:  a Plan that is a multiemployer plan as defined in Section 4001(a)(3) of ERISA.

 

“Net Cash Proceeds”:  (a) in connection with any Asset Sale or any Recovery Event, the proceeds thereof in the form of cash and Cash Equivalents (including any such proceeds received by way of deferred payment of principal pursuant to a note or installment receivable or purchase price adjustment receivable or otherwise, but only as and when received) of such Asset Sale or Recovery Event, net of attorneys’ fees, accountants’ fees, investment banking fees, amounts required to be applied to the repayment of Indebtedness secured by a Lien expressly permitted hereunder on any asset which is the subject of such Asset Sale or Recovery Event (other than any Lien pursuant to a Security Document) and other customary fees and expenses actually incurred in connection therewith and net of taxes paid or reasonably estimated to be payable as a result thereof (after taking into account any available tax credits or deductions and any tax sharing arrangements with respect to such Asset Sale or Recovery Event),  (b) in connection with any issuance or sale of debt securities or instruments or the incurrence of loans, the cash proceeds received from such issuance or incurrence, net of attorneys’ fees, investment banking fees, accountants’ fees, underwriting discounts and commissions and other customary fees and expenses actually incurred in connection therewith and (c) in connection with sale or issuance of Capital Stock, the cash proceeds received from such sale or issuance, net of attorneys’ fees, investment banking fees, accountants’ fees, underwriting discounts and commissions and other customary fees and expenses actually incurred in connection therewith.

 

“Non-Consenting Lender”: any Lender that does not approve any amendment, waiver or consent that (a) requires the approval of all affected Lenders in accordance with the terms of Section 10.1 and (b) has been approved by the Required Lenders.

 

“Non-Defaulting Lender”:  a Lender that is not a Defaulting Lender.

 

“Non-Excluded Taxes”:  Taxes other than Excluded Taxes and Other Taxes.

 

“Nonrenewal Notice Date”: as defined in Section 3.2(c).

 

“Non-U.S. Lender”:  as defined in Section 2.16(d)(i).

 

“Note”:  as defined in Section 2.4(e).

 

“Obligations”:  the unpaid principal of and interest on (including, without limitation, interest accruing after the maturity of the Loans and Reimbursement Obligations and interest accruing after the filing of any petition in bankruptcy, or the commencement of any insolvency, reorganization or like proceeding, relating to the Borrower, whether or not a claim for post-filing or post-petition interest is allowed in such proceeding) the Loans, the Reimbursement Obligations and all other obligations and liabilities of the Borrower to the Administrative Agent or to any Lender or any Qualified Counterparty, whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with, this Agreement, any other Loan Document, the Letters of Credit, any Specified Hedge Agreement or any other document made, delivered or given in connection herewith or therewith, whether on account of principal, interest, reimbursement obligations, fees, indemnities, costs, expenses (including, without limitation, all fees, charges and disbursements of counsel to the Administrative Agent or to any Lender that are required to be paid by the Borrower pursuant hereto) or otherwise; provided, that (i) obligations of the Borrower or any Subsidiary under any Specified Hedge Agreement shall be secured and guaranteed pursuant to the Security Documents only to the extent that, and for so long as, the other Obligations are so secured and guaranteed and (ii) any release of Collateral or Subsidiary Guarantors effected in the manner permitted by this Agreement shall not require the consent of holders of obligations under Specified Hedge Agreements.

 

  

16

  

 

“OFAC”: the United States Department of the Treasury’s Office of Foreign Assets Control.

 

“OFAC Regulations”:  the regulations promulgated by OFAC, as amended from time to time.

 

“Organizational Documents”:  as to any Person, the certificate of incorporation and bylaws or other organizational or governing documents of such Person.

 

“Other Taxes”:  any and all present or future stamp or documentary taxes or any other excise or property taxes, charges or similar levies arising from any payment made hereunder or from the execution, delivery or enforcement of, or otherwise with respect to, this Agreement or any other Loan Document, including interest, additions to tax or penalties applicable thereto.

 

“Outstanding Amount”: (a) with respect to the Loans on any date, the aggregate outstanding principal amount thereof after giving effect to any borrowings and prepayments or repayments of Loans (including any refinancing of outstanding unpaid drawings under Letters of Credit or L/C Credit Extensions) occurring on such date; and (b) with respect to any L/C Obligations on any date, the amount of such L/C Obligations on such date after giving effect to any L/C Credit Extension occurring on such date and any other changes in the aggregate amount of the L/C Obligations as of such date, including as a result of any reimbursements of outstanding unpaid drawings under any Letters of Credit (including any refinancing of outstanding unpaid drawings under Letters of Credit or L/C Credit Extensions) or any reductions in the maximum amount available for drawing under Letters of Credit taking effect on such date.

 

“Participant”:  as defined in Section 10.6(b).

 

“Participant Register”:  as defined in Section 10.6(b).

 

“Payment Office”:  the office specified from time to time by the Administrative Agent as its payment office by notice to the Borrower and the Lenders.

 

“PBGC”:  the Pension Benefit Guaranty Corporation established pursuant to Subtitle A of Title IV of ERISA (or any successor).

 

“Permitted Acquisition”: (i) to the extent clause (ii) below is not satisfied, any acquisition (including, if applicable, in the case of any Intellectual Property, by way of license) approved by the Required Lenders or (ii) any acquisition of all or a majority controlling interest in the Capital Stock, or all or substantially all of the assets, of any Person, or of all or substantially all of the assets constituting a division, product line or business line of any Person, if such acquisition described in this clause (ii) complies with the following criteria:

 

(a)           no Default or Event of Default shall be in effect immediately prior or after giving effect to such acquisition;

  

17

  

 

(b)           such acquisition is consummated by a Subsidiary Guarantor or the acquired Person or assets are sold, contributed, conveyed, assigned or otherwise transferred to a Subsidiary Guarantor by the Borrower or the acquired Person shall become a Subsidiary of the Borrower and, in each case, the acquired Person shall become a Subsidiary Guarantor and the acquired assets (including the Capital Stock of the acquired Person) shall be pledged as additional Collateral;

 

(c)           after giving effect to the consummation of such acquisition and to the incurrence of any Indebtedness associated therewith, the Borrower shall be in proforma compliance with Section 7.1;

 

(d)           for any acquisition the value of which exceeds 2.5% of Consolidated Total Assets (as measured by the purchase price of the acquired assets and any liabilities incurred in connection therewith), prior to the consummation of such acquisition (i) the Administrative Agent shall have received the historical financial statements for the most recently completed fiscal year and any subsequently completed fiscal quarter and the then current financial projections in respect of the Person, division, product line or line of business acquired in such acquisition for the one-year period following the consummation of such acquisition, (ii) the Administrative Agent shall have received the then current drafts of the documentation to be executed in connection with such acquisition (with final copies of such documentation to be delivered to the Administrative Agent promptly upon becoming available), including all schedules and exhibits thereto and (iii) the Administrative Agent shall have received notice of the closing date for such acquisition; provided that the foregoing financial statements, documentation and notice shall not be required to be given if doing so (x) would materially interfere with, or would cause materially adverse economic consequences with respect to, the consummation of such acquisition or (y) is prohibited by any Requirement of Law (other than the Organizational Documents of the Borrower or a Subsidiary); and

 

(e)           for any acquisition the value of which exceeds 5.0% of Consolidated Total Assets (as measured by the purchase price of the acquired assets and any liabilities incurred in connection therewith), prior to the consummation of such acquisition the Administrative Agent shall have received a pro forma balance sheet and pro forma income statements for the twelve-month period ending prior to the date of the acquisition for the Borrower and its Subsidiaries after giving effect to such acquisition; provided that the foregoing financial statements shall not be required to be given if doing so (x) would materially interfere with, or would cause materially adverse economic consequences with respect to, the consummation of such acquisition or (y) is prohibited by any Requirement of Law (other than the Organizational Documents of the Borrower or a Subsidiary).

 

“Permitted Acquisition Transactions”:  the collective reference to Permitted Acquisitions, Permitted Foreign Subsidiary Acquisitions and Permitted Unrestricted Subsidiary Acquisitions.

 

“Permitted Additional Indebtedness”:  as defined in Section 7.2(g).

 

“Permitted Convertible Notes Offering”:  (a) the Existing Convertible Notes and (b) any offering by the Borrower after the Closing Date of convertible notes in accordance with Section 7.2(g).

 

“Permitted Foreign Subsidiary Acquisition”:  any acquisition of all or a majority controlling interest in the Capital Stock, or all or substantially all of the assets, of any Person, or of all or substantially all of the assets constituting a division, product line or business line of any Person, if such acquisition complies with the following criteria:

 

(a)           no Default or Event of Default shall be in effect immediately prior or after giving effect to such acquisition;

  

18

  

 

(b)           such acquisition is funded solely with Capital Stock of the Borrower or the Net Cash Proceeds from the issuance of any Permitted Additional Indebtedness, or any combination thereof;

 

(c)           the acquired Person will become (after giving effect to such acquisition) a Foreign Subsidiary or the acquired assets are sold, contributed, conveyed, assigned or otherwise transferred to a Foreign Subsidiary by the Borrower and, in each case and to the extent such Foreign Subsidiary is directly owned by a Loan Party, 65% of the total outstanding Capital Stock of such Foreign Subsidiary shall be pledged as additional Collateral;

 

(d)           such Foreign Subsidiary shall not create, incur, assume or suffer to exist (i) any Indebtedness and (ii) any Lien upon any of its Property, whether now owned or hereafter acquired, subject to permitted Indebtedness incurred pursuant to Section 7.2(k);

 

(e)           after giving effect to the consummation of such acquisition and to the incurrence of any Indebtedness associated therewith, the Borrower shall be in pro forma compliance with Section 7.1;

 

(f)            for any acquisition the value of which exceeds 2.5% of Consolidated Total Assets (as measured by the purchase price of the acquired assets and any liabilities incurred in connection therewith) prior to the consummation of such acquisition (i) the Administrative Agent shall have received the historical financial statements for the most recently completed fiscal year and any subsequently completed fiscal quarter and the then current financial projections in respect of the Person, division, product line or line of business acquired in such acquisition for the one-year period following the consummation of such acquisition, (ii) the Administrative Agent shall have received the then current drafts of the documentation to be executed in connection with such acquisition (with final copies of such documentation to be delivered to the Administrative Agent promptly upon becoming available), including all schedules and exhibits thereto and (iii) the Administrative Agent shall have received notice of the closing date for such acquisition; provided that the foregoing financial statements, documentation and notice shall not be required to be given if doing so (x) would materially interfere with, or would cause materially adverse economic consequences with respect to, the consummation of such acquisition or (y) is prohibited by any Requirement of Law (other than the Organizational Documents of the Borrower or a Subsidiary); and

 

(g)           for any acquisition the value of which exceeds 5.0% of Consolidated Total Assets (as measured by the purchase price of the acquired assets and any liabilities incurred in connection therewith), prior to the consummation of such acquisition the Administrative Agent shall have received a pro forma balance sheet and pro forma income statements for the twelve-month period ending prior to the date of the acquisition for the Borrower and its Subsidiaries after giving effect to such acquisition; provided that the foregoing financial statements shall not be required to be given if doing so (x) would materially interfere with, or would cause materially adverse economic consequences with respect to, the consummation of such acquisition or (y) is prohibited by any Requirement of Law (other than the Organizational Documents of the Borrower or a Subsidiary).

 

“Permitted Unrestricted Subsidiary Acquisition”: any acquisition of all or a majority controlling interest in the Capital Stock, or all or substantially all of the assets, of any Person, or of all or substantially all of the assets constituting a division, product line or business line of any Person, if such acquisition complies with the following criteria:

  

19

  

(a) the aggregate amount of Permitted Unrestricted Subsidiary Acquisitions (other than the portion of any Permitted Unrestricted Subsidiary Acquisitions funded with the Capital Stock of the Borrower or Unrestricted Subsidiary Cash), together with any Investments permitted pursuant to Section 7.8(j) shall not exceed $35,000,000, plus, if the Minimum Liquidity Amount after giving pro forma effect to such Permitted Unrestricted Subsidiary Acquisition is greater than $100,000,000, additional Permitted Unrestricted Subsidiary Acquisitions; provided that (i) no Default or Event of Default shall have occurred and be continuing at the time of such Permitted Unrestricted Subsidiary Acquisition and (ii) the Borrower is in pro forma compliance with Section 7.1 before and after giving effect to such Permitted Unrestricted Subsidiary Acquisition; and

 

(b) the acquired Person or assets are sold, contributed, conveyed, assigned or otherwise transferred to an Unrestricted Subsidiary by the Borrower or the acquired Person shall become a direct Subsidiary of the Borrower without recourse to the Borrower or any Subsidiary (other than Standard Repurchase Obligations).

 

“Person”:  an individual, partnership, corporation, limited liability company, business trust, joint stock company, trust, unincorporated association, joint venture, Governmental Authority or other entity of whatever nature.

 

“Plan”:  at a particular time, any employee benefit plan (within the meaning of Section 3(3) of ERISA) that is covered by ERISA and in respect of which the Borrower or a Commonly Controlled Entity is (or, if such plan were terminated at such time, would under Section 4069 of ERISA be deemed to be) an “employer” as defined in Section 3(5) of ERISA.

 

“Platform”: as defined in Section 6.2.

 

“Prepayment Notice”: as defined in Section 2.7.

 

“Projections”: as defined in Section 6.2(b).

 

“Property”:  any right or interest in or to property of any kind whatsoever, whether real, personal or mixed and whether tangible or intangible, including, without limitation, Capital Stock.

 

“Qualified Counterparty”:  with respect to any Specified Hedge Agreement, any counterparty thereto that, at the time such Specified Hedge Agreement was entered into, was a Lender or an Affiliate of a Lender.

 

“Recovery Event”:  any settlement of or payment equal to or greater than $2,000,000 in respect of any property or casualty insurance claim or any condemnation proceeding relating to any Property of the Borrower or any of its Subsidiaries if such Property is or is required to become Collateral.

 

“Refinanced Indebtedness”: as defined in Section 7.2(j).

 

“Register”:  as defined in Section 10.6(d).

 

“Regulation U”:  Regulation U of the Board as in effect from time to time.

 

“Reimbursement Obligation”:  the obligation of the Borrower to reimburse each Issuing Lender pursuant to Section 3.5 for amounts drawn under Letters of Credit issued by such Issuing Lender.

 

“Reinvestment Deferred Amount”:  with respect to any Reinvestment Event, the aggregate Net Cash Proceeds received by the Borrower or any of its Subsidiaries in connection therewith that are not applied to prepay the Loans pursuant to Section 2.8(b) as a result of the delivery of a Reinvestment Notice.

  

20

  

 

“Reinvestment Event”:  any Asset Sale, or Recovery Event in respect of which the Borrower has delivered a Reinvestment Notice.

 

“Reinvestment Notice”:  a written notice executed by a Responsible Officer stating that no Default or Event of Default has occurred and is continuing and that the Borrower or a Wholly Owned Subsidiary Guarantor intends and expects to use all or a specified portion of the Net Cash Proceeds of an Asset Sale or Recovery Event to acquire or repair assets useful in its business.

 

“Reinvestment Prepayment Amount”:  with respect to any Reinvestment Event, the Reinvestment Deferred Amount relating thereto less any amount expended prior to the relevant Reinvestment Prepayment Date to acquire or repair assets useful in the business of the Borrower or of any Subsidiary.

 

“Reinvestment Prepayment Date”:  with respect to any Reinvestment Event, the earlier of (a) the date occurring one year after such Reinvestment Event and (b) the date on which the Borrower or any Subsidiary shall have determined not to, or shall have otherwise ceased to, acquire or repair assets useful in the business of the Borrower or of any Subsidiary with all or any portion of the relevant Reinvestment Deferred Amount.

 

“Related Fund”:  with respect to any Lender, any fund that (x) invests in commercial loans and (y) is managed or advised by the same investment advisor as such Lender, by such Lender or an Affiliate of such Lender.

 

“Related Person”: as to any Person, such Person’s Affiliates and the partners, directors, officers, employees, agents, attorneys-in-fact, trustees, administrators, managers, advisors and representatives of such Person and of such Person’s Affiliates.

 

“Reorganization”:  with respect to any Multiemployer Plan, the condition that such plan is in reorganization within the meaning of Section 4241 of ERISA.

 

“Reportable Event”:  any of the events set forth in Section 4043(c) of ERISA, other than those events as to which the thirty-day notice period is waived under subsections PBGC Reg. § 4043.

 

“Required Lenders”:  the holders of more than 50% of  the Total Commitments then in effect or, if the Commitments have been terminated, the Total Extensions of Credit then outstanding; provided that, at any time there are two or more Lenders, Required Lenders shall consist of at least two Lenders which are not Affiliates; provided, further that, the Commitment of, and the Extensions of Credit held or deemed held by, any Defaulting Lender shall be excluded for purposes of making a determination of Required Lenders.

 

“Requirement of Law”:  as to any Person, the Organizational Documents of such Person, and any law, treaty, rule or regulation or determination of an arbitrator or a court or other Governmental Authority, in each case applicable to or binding upon such Person or any of its Property or to which such Person or any of its Property is subject.

 

“Responsible Officer”:  the chief executive officer, president, chief financial officer or general counsel of the Borrower, but in any event, with respect to financial matters, the chief financial officer of the Borrower.

 

 “Restricted Payments”:  as defined in Section 7.6.

  

21

  

 

“Restricted Subsidiary”:  any Subsidiary of the Borrower other than any Unrestricted Subsidiary.

 

“Restricted Subsidiary Cash”:  for any fiscal quarter of the Borrower and its Subsidiaries, the result of, without duplication, (a) Excess Cash Flow (calculated on a quarterly basis) for such fiscal quarter, minus (b) to the extent not already included in the calculation of Excess Cash Flow, the amount of such Excess Cash Flow actually used during such fiscal quarter for any other purpose permitted by this Agreement, plus (c) the aggregate amount of Net Cash Proceeds of any Indebtedness incurred by the Borrower or its Subsidiaries during such fiscal quarter (including the aggregate amount of Net Cash Proceeds of any Permitted Convertible Notes Offering during such fiscal quarter), minus (d) the aggregate amount of such Net Cash Proceeds described in clause (c) hereof actually paid during such fiscal quarter on account of hedge and warrant option transactions in connection with a Permitted Convertible Notes Offering, minus (e) the aggregate amount of such Net Cash Proceeds described in clause (c) hereof actually used during such fiscal quarter for any purpose permitted by this Agreement (including any Permitted Acquisitions Transaction), plus (h) the aggregate amount of any Restricted Subsidiary Cash from a prior period.

 

“Revolving Credit Percentage”:  as to any Lender at any time, the percentage which such Lender’s Commitment then constitutes of the Total Commitments (or, at any time after the Commitments shall have expired or terminated, the percentage which the aggregate amount of such Lender’s Extensions of Credit then outstanding constitutes of the Total Extensions of Credit then outstanding); provided, that, in the event that the Loans are paid in full prior to the reduction to zero of the Total Extensions of Credit, the Revolving Credit Percentages shall be determined in a manner designed to ensure that the other outstanding Extensions of Credit shall be held by the Lenders on a comparable basis. Notwithstanding the foregoing, in the case of Section 2.21 when a Defaulting Lender shall exist, Revolving Credit Percentages shall be determined without regard to any Defaulting Lender’s Commitment.

 

“SEC”:  the Securities and Exchange Commission (or successors thereto or an analogous Governmental Authority).

 

“Secured Parties”:  as defined in the Guarantee and Collateral Agreement.

 

“Security Documents”:  the collective reference to the Guarantee and Collateral Agreement, the Mortgages (if any) and all other security documents hereafter delivered to the Administrative Agent granting a Lien on any Property of any Person to secure the obligations and liabilities of any Loan Party under any Loan Document.

 

“Senior Secured Leverage Ratio”: as of the date of any determination, the ratio of (a) Consolidated Senior Secured Debt to (b) Consolidated EBITDA of the Borrower and its Subsidiaries.

 

“Single Employer Plan”:  any Plan that is covered by Title IV of ERISA, but which is not a Multiemployer Plan.

 

“Solvent”:  with respect to any Person, as of any date of determination, (a) the amount of the “present fair saleable value” of the assets of such Person will, as of such date, exceed the amount of all “liabilities of such Person, contingent or otherwise”, as of such date, as such quoted terms are determined in accordance with applicable federal and state laws governing determinations of the insolvency of debtors, (b) the present fair saleable value of the assets of such Person will, as of such date, be greater than the amount that will be required to pay the liability of such Person on its debts as such debts become absolute and matured, (c) such Person will not have, as of such date, an unreasonably small amount of capital with which to conduct its business, and (d) such Person will be able to pay its debts as they mature.  For purposes of this definition, (i) “debt” means liability on a “claim”, and (ii) “claim” means any (x) right to payment, whether or not such a right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured or unsecured or (y) right to an equitable remedy for breach of performance if such breach gives rise to a right to payment, whether or not such right to an equitable remedy is reduced to judgment, fixed, contingent, matured or unmatured, disputed, undisputed, secured or unsecured.

  

22

  

 

“SPC”: as defined in Section 10.6(g).

 

“Specified Brand Assets”: (i) the brand names owned by the Loan Parties listed on Schedule 1.1(c) and all licenses and other rights and assets associated therewith and (ii) such other brand names and associated licenses and rights as the Borrower and its Subsidiaries may acquire from time to time; provided that such additional brand names and associated assets are owned by a Loan Party and are pledged as Collateral for the benefit of the Secured Parties under the Security Documents.

 

“Specified Change of Control”:  a “change of control” or “fundamental change” (or any other defined term having a similar purpose), as defined in any indenture or other instrument governing any Permitted Additional Indebtedness.

 

“Specified Hedge Agreement”:  any Hedge Agreement entered into by the Borrower or any Subsidiary Guarantor and any Qualified Counterparty.

 

“Standard Repurchase Obligation”: any obligation of the Borrower to repurchase the assets it sold or otherwise transferred under a Permitted Unrestricted Subsidiary Acquisition as a result of a breach of a representation, warranty or covenant regarding such assets that the Borrower has determined in good faith to be customary for such Permitted Unrestricted Subsidiary Acquisition.

 

“Subsidiaries’ Financial Information”:  with respect to the Subsidiaries for any fiscal year, a report in substantially the form of, and containing the information set forth in, Exhibit J attached hereto, together with such other information as the Administrative Agent may reasonably request.

 

“Subsidiary”:  as to any Person, a corporation, partnership, limited liability company or other entity of which shares of stock or other ownership interests having ordinary voting power (other than stock or such other ownership interests having such power only by reason of the happening of a contingency) to elect a majority of the board of directors or other managers of such corporation, partnership or other entity are at the time owned, or the management of which is otherwise controlled, directly or indirectly through one or more intermediaries, or both, by such Person.  Unless otherwise qualified, (a) all references to a “Subsidiary” or to “Subsidiaries” in this Agreement shall refer to a Restricted Subsidiary or Restricted Subsidiaries of the Borrower and (b) no Unrestricted Subsidiary shall be a “Subsidiary” of the Borrower for any purpose under this Agreement; provided that for the purposes of (a) determining (i) Consolidated Total Assets, (ii) the Senior Secured Leverage Ratio and (iii) the Total Leverage Ratio and (b) (i) clause (e) of the definition of Permitted Acquisition and (ii) clause (g) of the definition of Permitted Foreign Subsidiary Acquisition, references to “Subsidiary” or “Subsidiaries” shall refer to Restricted Subsidiaries and Unrestricted Subsidiaries of the Borrower.

 

“Subsidiary Guarantor”:  each Subsidiary of the Borrower that is a party to the Guarantee and Collateral Agreement.

 

“Swingline Commitment”:  the obligation of the Swingline Lender to make Swingline Loans pursuant to Section 2.3 in an aggregate principal amount at any one time outstanding not to exceed $10,000,000.

 

  

23

  

 

“Swingline Lender”: Barclays Bank, in its capacity as the lender of the Swingline Loans.

 

“Swingline Loans”:  a loan made by the Swingline Lender to the Borrower pursuant to Section 2.3.

 

“Syndication Agents”:  as defined in the preamble hereto.

 

“Taxes”:  as defined in Section 2.16(a).

 

“Termination Date”:  November 22, 2013.

 

“Total Available Commitments”: at any time, the aggregate amount of the Available Commitments available at such time.

 

“Total Commitments”:  at any time, the aggregate amount of the Commitments then in effect.

 

“Total Extensions of Credit”:  at any time, the aggregate amount of the Extensions of Credit outstanding at such time.

 

“Total Leverage Ratio”:  as of the last day of any period of four consecutive fiscal quarters, the ratio of (a) Consolidated Total Debt, net of Unrestricted Cash, on such day to (b) Consolidated EBITDA of the Borrower and its Subsidiaries for such period.

 

“Transferee”:  as defined in Section 10.15.

 

“Type”:  as to any Loan, its nature as a Base Rate Loan or a Eurodollar Loan.

 

“UCC”: the Uniform Commercial Code.

 

“United States” and “U.S.”:  the United States of America.

 

“Unreimbursed Amount”: as defined in Section 3.3(a).

 

“Unrestricted Cash”:  as of any date of determination, the aggregate amount of cash included in the cash accounts and Cash Equivalents listed on the consolidated balance sheet of the Borrower and its Subsidiaries as at such date to the extent the use thereof for application to the payment of Indebtedness is not prohibited by law or any contract to which the Borrower or any of its Subsidiaries is a party.

 

“Unrestricted Subsidiary”:  (a) each Subsidiary of the Borrower listed on Schedule 1.1(b) on the Closing Date, (b) any Subsidiary of the Borrower that is formed or acquired after the Closing Date; provided that at such time (or promptly thereafter) the Borrower designates such Subsidiary as an Unrestricted Subsidiary in a written notice to the Administrative Agent, (c) any Subsidiary subsequently re-designated as an Unrestricted Subsidiary by the Borrower in a written notice to the Administrative Agent; provided that in the case of each of (b) and (c), (i) such designation or re-designation shall be deemed to be an Investment by the Borrower on the date of such designation or re-designation in an Unrestricted Subsidiary in an amount equal to the net book value of the Borrower’s investment therein, (ii) the Investment resulting from such designation or re-designation shall be permitted by Section 7.8, (iii) the Investment resulting from such designation or re-designation shall exclude any Investment in which any Specified Brand Assets are sold, contributed, conveyed, assigned or otherwise transferred to any Person that is not a Loan Party, (iv) no Default or Event of Default would immediately result from such designation or re-designation and (v) immediately after giving effect to such designation or re-designation, the Borrower will be in compliance with Section 7.1 calculated on a pro forma basis as of the end of the quarter most recently ended prior to the date of such designation for which financial statements have been delivered pursuant to Section 6.1.

  

24

  

 

“Unrestricted Subsidiary Cash”: the result of (a) all cash and Cash Equivalents of the Borrower and its Restricted Subsidiaries and Unrestricted Subsidiaries on a consolidated basis minus (b) all Restricted Subsidiary Cash.

 

 “Wholly Owned Subsidiary”:  as to any Person, any other Person all of the Capital Stock of which (other than directors’ qualifying shares required by law) is owned directly or indirectly by such Person.

 

“Wholly Owned Subsidiary Guarantor”:  any Subsidiary Guarantor that is a Wholly Owned Subsidiary of the Borrower.

 

1.2           Other Definitional Provisions.  (a) Unless otherwise specified therein, all terms defined in this Agreement shall have the defined meanings when used in the other Loan Documents or any certificate or other document made or delivered pursuant hereto or thereto.

 

(b)           As used herein and in the other Loan Documents, and any certificate or other document made or delivered pursuant hereto or thereto, accounting terms relating to the Borrower and its Subsidiaries not defined in Section 1.1 and accounting terms partly defined in Section 1.1, to the extent not defined, shall have the respective meanings given to them under GAAP (provided that all terms of an accounting or financial nature used herein shall be construed, and all computations of amounts and ratios referred to herein shall be made without giving effect to (i) any election under Accounting Standards Codification 825-10-25 (previously referred to as Statement of Financial Accounting Standards 159) (or any other Accounting Standards Codification or Financial Accounting Standard having a similar result or effect) to value any Indebtedness or other liabilities of the Borrower or any Subsidiary at “fair value”, as defined therein and (ii) any treatment of Indebtedness in respect of convertible debt instruments under Accounting Standards Codification 470-20 (or any other Accounting Standards Codification or Financial Accounting Standard having a similar result or effect) to value any such Indebtedness in a reduced or bifurcated manner as described therein, and such Indebtedness shall at all times be valued at the full stated principal amount thereof).    If at any time any change in GAAP would affect the computation of any financial ratio set forth in any Loan Document, and either the Borrower or the Required Lenders shall so request, the Administrative Agent, the Lenders and the Borrower shall negotiate in good faith to amend such ratio to preserve the original intent thereof in light of such change in GAAP; provided that, until so amended, such ratio shall continue to be computed in accordance with GAAP prior to such change therein.

 

(c)           The words “hereof”, “herein” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement, and Section, Schedule and Exhibit references are to this Agreement unless otherwise specified.

 

(d)           The meanings given to terms defined herein shall be equally applicable to both the singular and plural forms of such terms.

  

25

  

(e)           All calculations of the Senior Secured Leverage Ratio and the Total Leverage Ratio shall be calculated to the same number of decimal places as the relevant ratios are expressed in and shall be rounded upward if the number in the decimal place immediately following the last calculated decimal place is five or greater.  For example, if the relevant ratio is to be calculated to the hundredth decimal place and the calculation of the ratio is 5.126, the ratio will be rounded up to 5.13.

 

SECTION 2.  AMOUNT AND TERMS OF COMMITMENTS

 

2.1           Commitments. (a)  Subject to the terms and conditions hereof, the Lenders severally agree to make Loans to the Borrower from time to time during the Commitment Period in an aggregate principal amount at any one time outstanding for each Lender which, when added to such Lender’s Revolving Credit Percentage of the sum of (i) the L/C Obligations then outstanding and (ii) the aggregate principal amount of the Swingline Loans then outstanding, does not exceed the amount of such Lender’s Commitment.  During the Commitment Period the Borrower may use the Commitments by borrowing, prepaying the Loans in whole or in part, and reborrowing, all in accordance with the terms and conditions hereof.  The Loans may from time to time be Eurodollar Loans or Base Rate Loans, as determined by the Borrower and notified to the Administrative Agent in accordance with Sections 2.2 and 2.9, provided that no Loan shall be made as a Eurodollar Loan after the day that is one month prior to the Termination Date.

 

(b)           The Borrower shall repay all outstanding Loans on the Termination Date.

 

2.2           Procedure for Borrowing.  (a)  The Borrower may borrow under the Commitments on any Business Day during the Commitment Period, provided that the Borrower shall deliver to the Administrative Agent a Borrowing Notice appropriately completed and signed by a Responsible Officer (which Borrowing Notice must be received by the Administrative Agent prior to 11:00 A.M., New York City time, (a) three Business Days prior to the requested Borrowing Date, in the case of Eurodollar Loans, or (b) one Business Day prior to the requested Borrowing Date, in the case of Base Rate Loans).  Any Loans made on the Closing Date shall initially be Base Rate Loans.  Each borrowing of Loans under the Commitments shall be in an amount equal to (x) in the case of Base Rate Loans, $3,000,000 or a whole multiple of $1,000,000 in excess thereof (or, if the then Total Available Commitments are less than $3,000,000, such lesser amount) and (y) in the case of Eurodollar Loans, $3,000,000 or a whole multiple of $1,000,000 in excess thereof; provided, that the Swingline Lender may request, on behalf of the Borrower, borrowings of Base Rate Loans under the Commitments in other amounts pursuant to Section 2.3(b).  Upon receipt of any such Borrowing Notice from the Borrower, the Administrative Agent shall promptly notify each Lender thereof.  Each Lender will make its Revolving Credit Percentage of the amount of each borrowing of Loans available to the Administrative Agent for the account of the Borrower at the Funding Office prior to 12:00 Noon, New York City time, on the Borrowing Date requested by the Borrower in funds immediately available to the Administrative Agent.  Such borrowing will then be made available to the Borrower by the Administrative Agent not later than 1:00 P.M., New York City time, on the Borrowing Date in like funds as received by the Administrative Agent.

 

(b)           Failure to Elect.  If no election as to the Type of a borrowing is specified in the applicable Borrowing Notice, then the requested borrowing shall be a Base Rate Loan.  If no Interest Period is specified with respect to any requested Eurodollar Loan, the Borrower shall be deemed to have selected an Interest Period of one month’s duration.

 

  

26

  

 

2.3           Swingline Commitment.

 

(a)           Swingline Loans.  (i)  Subject to the terms and conditions set forth herein, the Swingline Lender, in reliance on the agreements of the Lenders set forth in this Section, agrees to make Swingline Loans to the Borrower from time to time on any Business Day during the Commitment Period, in an aggregate principal amount not to exceed at any time outstanding the Swingline Commitment; provided that, after giving effect to any Swingline Loan, (1) the Total Extensions of Credit shall not exceed the Total Commitments and (2) the Extensions of Credit of any Lender shall not exceed such Lender’s Commitment; provided, further, that the Swingline Lender shall not be required to make a Swingline Loan to refinance an outstanding Swingline Loan.  Within the foregoing limits and subject to the terms and conditions set forth herein, the Borrower may borrow, prepay and reborrow Swingline Loans.  Immediately upon the making of a Swingline Loan by the Swingline Lender, each Lender shall be deemed to, and hereby irrevocably and unconditionally agrees to, purchase from the Swingline Lender a participation in such Swingline Loan in an amount equal to such Lender’s Revolving Credit Percentage of the amount of such Swingline Loan.

 

(ii)           The Borrower shall repay to the Swingline Lender (or, to the extent required by Section 2.3(c), to the Administrative Agent for the account of the Lenders) each Swingline Loan made by the Swingline Lender on the earlier to occur of (i) the date five Business Days after such Swingline Loan is made and (ii) the Termination Date.

 

(iii)          Each Swingline Loan shall be a Base Rate Loan.

 

(iv)          At any time that there shall exist a Defaulting Lender, immediately upon the request of the Swingline Lender, the Borrower shall repay the outstanding Swingline Loans made by such Swingline Lender in an amount sufficient to eliminate any Fronting Exposure in respect of such Swingline Loans.

 

(b)           Borrowing Procedures for Swingline Loans.  Each borrowing of Swingline Loans shall be made upon the Borrower’s irrevocable notice to the Swingline Lender and the Administrative Agent.  Each such notice shall be in the form of a Borrowing Notice, appropriately completed and signed by a Responsible Officer of the Borrower, or may be given by telephone (if immediately confirmed in writing by delivery of such a written Borrowing Notice consistent with such telephonic notice) and must be received by the Swingline Lender and the Administrative Agent not later than 10:00 A.M. (New York City time) on the date of the requested borrowing, and such notice shall specify (i) the amount to be borrowed, which shall be in a minimum of $500,000 or a whole multiple of $50,000 in excess thereof, and (ii) the date of such borrowing (which shall be a Business Day).  Unless the Swingline Lender has received notice from the Administrative Agent (including at the request of the Required Lenders) prior to 2:00 P.M. (New York City time) on such requested borrowing date (A) directing the Swingline Lender not to make such Swingline Loan as a result of the limitations set forth in the first sentence of paragraph (a) of this Section or (B) that one or more of the applicable conditions set forth in Section 5.2 is not then satisfied or waived in accordance with this Agreement, then, subject to the terms and conditions set forth herein, the Swingline Lender shall make each Swingline Loan available to the Borrower, by wire transfer thereof in accordance with instructions provided to (and reasonably acceptable to) the Swingline Lender, not later than 3:00 P.M. (New York City time) on the requested date of such Swingline Loan (which instructions may include standing payment instructions, which may be updated from time to time by the Borrower, provided that, unless the Swingline Lender shall otherwise agree, any such update shall not take effect until the Business Day immediately following the date on which such update is provided to the Swingline Lender).

 

  

27

  

 

(c)           Refinancing of Swingline Loans.

 

(i)           The Swingline Lender at any time in its sole and absolute discretion may request, on behalf of the Borrower (which hereby irrevocably authorizes the Swingline Lender to so request on its behalf), that each Lender make a Base Rate Loan in an amount equal to such Lender’s Revolving Credit Percentage of the amount of Swingline Loans made by the Swingline Lender then outstanding.  Such request shall be made in writing (which written request shall be deemed to be a Borrowing Notice for purposes hereof) and in accordance with the requirements of paragraph (b) of this Section, without regard to the minimum and multiples specified therein, but subject to the aggregate unused Commitments and the conditions set forth in Section 5.2.  The Swingline Lender shall furnish the Borrower with a copy of such Borrowing Notice promptly after delivering such notice to the Administrative Agent.  Each Lender shall make an amount equal to its Revolving Credit Percentage of the amount specified in such Borrowing Request available to the Administrative Agent in immediately available funds for the account of such Swingline Lender at the Funding Office not later than 1:00 P.M. (New York City time) on the day specified in such Borrowing Notice, whereupon, subject to paragraph (c)(ii) of this Section, each Lender that so makes funds available shall be deemed to have made a Base Rate Loan to the Borrower in such amount.

 

(ii)          If for any reason any Swingline Loan cannot be refinanced by Loans in accordance with paragraph (c)(i) of this Section, the request for Base Rate Loans submitted by the Swingline Lender as set forth herein shall be deemed to be a request by the Swingline Lender that each of the Lenders fund its participation in the relevant Swingline Loan and each Lender’s payment to the Administrative Agent for the account of the Swingline Lender pursuant to such paragraph (c)(i) shall be deemed payment in respect of such participation.  The Administrative Agent shall notify the Borrower of any participations in any Swingline Loan funded pursuant to this clause (ii), and thereafter payments in respect of such Swingline Loan (to the extent of such funded participations) shall be made to the Administrative Agent and not to the Swingline Lender.

 

(iii)         If any Lender fails to make available to the Administrative Agent for the account of the Swingline Lender any amount required to be paid by such Lender pursuant to the foregoing provisions of this paragraph (c) by the time specified in paragraph (c)(i), the Swingline Lender shall be entitled to recover from such Lender (acting through the Administrative Agent), on demand, such amount with interest thereon for the period from the date such payment is required to the date on which such payment is immediately available to the Swingline Lender at a rate per annum equal to the greater of the Federal Funds Effective Rate from time to time in effect and a rate determined by the Swingline Lender in accordance with banking industry rules on interbank compensation, plus any reasonable administrative, processing or similar fees customarily charged by the Swingline Lender in connection with the foregoing.  If such Lender pays such amount (with interest and fees as aforesaid), the amount so paid shall constitute such Lender’s Loan included in the relevant borrowing or funded participation in the relevant Swingline Loan, as the case may be.  A certificate of the Swingline Lender submitted to any Lender (through the Administrative Agent) with respect to any amounts owing under this clause (iii) shall be conclusive absent manifest error.

 

(iv)         Each Lender’s obligation to make Loans or to purchase and fund participations in Swingline Loans pursuant to this paragraph (c) shall be absolute and unconditional and shall not be affected by any circumstance, including (A) any setoff, counterclaim, recoupment, defense or other right which such Lender may have against the Swingline Lender, the Borrower or any other Person for any reason whatsoever, (B) the occurrence or continuance of a Default or Event of Default or (C) any other occurrence, event or condition, whether or not similar to any of the foregoing; provided that each Lender’s obligation to make Loans pursuant to this paragraph (c) is subject to the conditions set forth in Section 5.2.  No such funding of participations shall relieve or otherwise impair the obligation of the Borrower to repay Swingline Loans, together with interest as provided herein.

 

  

28

  

 

(d)           Repayment of Participations.

 

(i)           At any time after any Lender has purchased and funded a participation in a Swingline Loan, if the Swingline Lender receives any payment on account of such Swingline Loan, the Swingline Lender will promptly remit such Lender’s Revolving Credit Percentage of such payment to the Administrative Agent (appropriately adjusted, in the case of interest payments, to reflect the period of time during which such Lender’s participation was funded) in like funds as received by the Swingline Lender, and any such amounts received by the Administrative Agent will be remitted by the Administrative Agent to the Lenders that shall have funded their participations pursuant to paragraph (c)(ii) of this Section to the extent of their interests therein.

 

(ii)          If any payment received by the Swingline Lender in respect of principal or interest on any Swingline Loan is required to be returned by the Swingline Lender under any of the circumstances described in Section 10.7(c) (including pursuant to any settlement entered into by the Swingline Lender in its discretion), each Lender shall pay to such Swingline Lender its Revolving Credit Percentage thereof on demand of the Administrative Agent, plus interest thereon from the date of such demand to the date such amount is returned at a rate per annum equal to the Federal Funds Effective Rate from time to time in effect.  The Administrative Agent will make such demand upon the request of the Swingline Lender.  The obligations of the Lenders under this clause (ii) shall survive the payment in full of the Obligations and the termination of this Agreement.

 

(e)           Interest for Account of Swingline Lender.  Until each Lender funds its Base Rate Loan or participation pursuant to this Section to refinance such Lender’s Revolving Credit Percentage of any Swingline Loan made by the Swingline Lender, interest in respect of such Lender’s share thereof shall be solely for the account of such Swingline Lender.

 

2.4           Repayment of Loans; Evidence of Debt.  (a)  The Borrower hereby unconditionally promises to pay to the Administrative Agent for the account of the appropriate Lender the outstanding principal amount of the Loan of such Lender on the Termination Date (or on such earlier date on which the Loans become due and payable pursuant to Section 2.3, in the case of Swingline Loans, or Section 8).  The Borrower hereby further agrees to pay interest on the unpaid principal amount of the Loans from time to time outstanding from the Closing Date until payment in full thereof at the rates per annum, and on the dates, set forth in Section 2.11.

 

(b)           Each Lender shall maintain in accordance with its usual practice an account or accounts evidencing indebtedness of the Borrower to such Lender resulting from the Loan of such Lender, including the amounts of principal and interest payable and paid to such Lender from time to time under this Agreement.

 

(c)           The Administrative Agent, on behalf of the Borrower, shall maintain the Register pursuant to Section 10.6(d), and a subaccount therein for each Lender, in which shall be recorded (i) the amount of each Loan made hereunder and any Note evidencing such Loan, the Type of such Loan and each Interest Period applicable thereto, (ii) the amount of any principal or interest due and payable or to become due and payable from the Borrower to each Lender hereunder and (iii) both the amount of any sum received by the Administrative Agent hereunder from the Borrower and each Lender’s share thereof.

 

  

29

  

 

(d)           The entries made in the Register and the accounts of each Lender maintained pursuant to Section 2.4(b) shall, to the extent permitted by applicable law, be primafacie evidence of the existence and amounts of the obligations of the Borrower therein recorded; provided, however, that the failure of any Lender or the Administrative Agent to maintain the Register or any such account, or any error therein, shall not in any manner affect the obligation of the Borrower to repay (with applicable interest) the Loan made to the Borrower by such Lender in accordance with the terms of this Agreement.

 

(e)           The Borrower agrees that, upon the request to the Administrative Agent by any Lender, the Borrower will promptly execute and deliver to such Lender a promissory note of the Borrower evidencing the Loan of such Lender, substantially in the forms of Exhibit F-1 or F-2 (“Revolving Note” or “Swingline Note”, as applicable; together, a “Note”), with appropriate insertions as to date and principal amount.

 

2.5           Fees, etc.  (a) The Borrower agrees to pay to the Administrative Agent for the account of each Lender a commitment fee for the period from and including the Closing Date to the last day of the Commitment Period, computed at the Commitment Fee Rate on the average daily amount of the Available Commitment of such Lender during the period for which payment is made, payable quarterly in arrears on the last Business Day of each March, June, September and December and on the Termination Date, commencing on the first of such dates to occur after the Closing Date.

 

(b)           The Borrower agrees to pay to the Administrative Agent the fees in the amounts and on the dates from time to time agreed to in writing by the Borrower and the Administrative Agent.

 

(c)           The Borrower agrees to pay to the Administrative Agent for the account of each Lender a Letter of Credit fee with respect to its participations in each outstanding Letter of Credit (the “L/C Fee”) which shall accrue at a rate per annum equal to the Applicable Margin for Eurodollar Loans on the daily maximum amount then available to be drawn under such Letter of Credit (whether or not such maximum amount is then in effect under such Letter of Credit if such maximum amount increases periodically pursuant to the terms of such Letter of Credit), during the period from and including the Closing Date to but excluding the later of the Termination Date and the date on which such Lender ceases to have any L/C Obligations; provided that any L/C Fees otherwise payable for the account of a Defaulting Lender with respect to any Letter of Credit as to which such Defaulting Lender has not provided Cash Collateral satisfactory to the applicable Issuing Lender shall be payable, to the maximum extent permitted by applicable Requirement of Law, to the other Lenders in accordance with the upward adjustments in their respective Revolving Credit Percentages allocable to such Letter of Credit pursuant to Section 2.21, with the balance of such fee, if any, payable to the applicable Issuing Lender for its own account.  Accrued L/C Fees shall be payable quarterly in arrears on the last Business Day of each March, June, September and December and on the Termination Date, commencing on the first of such dates to occur after the Closing Date; provided that any such fees accruing after such Termination Date shall be payable on demand.  Notwithstanding anything herein to the contrary, while any Event of Default exists, all L/C Fees shall accrue at the Default Rate applicable to interest on Eurodollar Loans.

 

(d)           The Borrower agrees to pay to each Issuing Lender for its own account a fronting fee with respect to each Letter of Credit issued by such Issuing Lender at a rate per annum equal to 0.125% on the daily maximum amount then available to be drawn under such Letter of Credit (whether or not such maximum amount is then in effect under such Letter of Credit if such maximum amount increases periodically pursuant to the terms of such Letter of Credit), during the period from and including the Closing Date to but excluding the later of the Termination Date and the date on which such Issuing Lender ceases to have any L/C Obligations.  Fronting fees shall be payable quarterly in arrears on the last Business Day of each March, June, September and December and on the Termination Date, commencing on the first of such dates to occur after the Closing Date; provided that any such fees accruing after such Termination Date shall be payable on demand.  In addition, the Borrower agrees to pay to each Issuing Lender for its own account the customary issuance, presentation, amendment and other reasonable and documented processing fees, and other standard costs and charges, of such Issuing Lender relating to letters of credit as from time to time in effect, which fees, costs and charges shall be payable to such Issuing Lender within three Business Days after its demand therefor and are nonrefundable.

  

30

  

 

2.6         Termination or Reduction of Commitments.

 

(a)          Optional.  The Borrower may, upon notice to the Administrative Agent, terminate the unused portion of the Commitments, or from time to time reduce the Total Available Commitments, the L/C Sublimit or the Swingline Commitment; provided that (a) each such notice shall be in writing and must be received by the Administrative Agent at least three Business Days prior to the effective date of such termination or reduction, and shall be irrevocable (provided that a notice of termination of the Commitments may state that such notice is conditioned upon the effectiveness of other credit facilities, in which case such notice may be revoked by the Borrower (by notice to the Administrative Agent on or prior to the specified effective date) if such condition is not satisfied), (b) any such partial reduction shall be in an aggregate amount of $3,000,000 or a larger multiple of $1,000,000 and (c) the Borrower shall not terminate or reduce (i) the Commitments if, after giving effect thereto and to any concurrent prepayments hereunder, the Total Extensions of Credit would exceed the Total Commitments, (ii) the L/C Sublimit if, after giving effect thereto, the Outstanding Amount of all L/C Obligations would exceed the L/C Sublimit or (iii) the Swingline Commitment if, after giving effect thereto and to any concurrent prepayments hereunder, the Outstanding Amount of all Swingline Loans would exceed the Swingline Commitment; provided, further, that, upon any such partial reduction of the L/C Sublimit or the Swingline Commitment, unless the Borrower, the Administrative Agent and the applicable Issuing Lenders or the Swingline Lender, as the case may be, otherwise agree, the amount of the L/C Commitments of the Issuing Lenders or the Swingline Commitment of the Swingline Lender will be reduced proportionately by the amount of such reduction.  For avoidance of doubt, upon termination of the Commitments, the L/C Commitments and the Swingline Commitment shall automatically terminate.  Unless previously terminated, the Commitments shall automatically terminate on Termination Date.

 

(b)         Application of Commitment Reductions.  The Administrative Agent will promptly notify the Lenders of any termination or reduction of the Commitments, the L/C Sublimit or the Swingline Commitment pursuant to this Section.  Upon any reduction of Total Available Commitments, the Commitment of each Lender shall be reduced by such Lender’s ratable share of the amount of such reduction.

 

2.7         Optional Prepayments.  The Borrower may at any time and from time to time prepay the Loans, in whole or in part, without premium or penalty, upon irrevocable notice delivered to the Administrative Agent, substantially in the form of and containing the information prescribed by Exhibit I-4, (a “Prepayment Notice”) (i) no later than 11:00 A.M., New York City time, three Business Days prior thereto in the case of Eurodollar Loans, (ii) no later than 11:00 A.M., New York City time, one Business Day prior thereto in the case of Base Rate Loans (other than Swingline Loans) and (iii) no later than 12:00 noon, New York City time, on the date of prepayment in the case of Swingline Loans, which Prepayment Notice shall specify the date and amount of such prepayment and whether such prepayment is of Eurodollar Loans, Base Rate Loans or Swingline Loans; provided, that if a Eurodollar Loan is prepaid on any day other than the last day of the Interest Period applicable thereto, the Borrower shall also pay any amounts owing pursuant to Section 2.17.  Upon receipt of any such Prepayment Notice the Administrative Agent shall promptly notify each relevant Lender thereof.  If any such Prepayment Notice is given, the amount specified in such Prepayment Notice shall be due and payable on the date specified therein, together with accrued interest to such date on the amount prepaid.  Partial prepayments of Loans (other than Swingline Loans) shall be in an aggregate principal amount of $3,000,000 or a whole multiple of $1,000,000 in excess thereof. Partial prepayments of Swingline Loans shall be in an aggregate principal amount of $500,000 or a whole multiple of $50,000 in excess thereof.

 

  

31

  

 

2.8         Mandatory Prepayments and Reduction of Commitments.  (a)  Unless the Required Lenders shall otherwise agree, if any Indebtedness shall be incurred by the Borrower or any of its Subsidiaries (excluding any Indebtedness permitted to be incurred under Section 7.2), then on the date of such incurrence, the Commitments shall be reduced, by an amount equal to the lesser of (i) the amount of any Outstanding Loans or (ii) the amount of the Net Cash Proceeds of such incurrence, and such Net Cash Proceeds shall be applied, first, to the payment of any Unreimbursed Amounts, second, to the payment of any L/C Borrowings, third, to the payment of any outstanding Swingline Loans, fourth, to the payment of any Base Rate Loans, fifth, to the payment of any Eurodollar Loans, and then to Cash Collateralize the undrawn amount of outstanding Letters of Credit.  The provisions of this Section 2.8(a) do not constitute a consent to the incurrence of any Indebtedness by the Borrower or any of its Subsidiaries.

 

(b)         Unless the Required Lenders shall otherwise agree, if on any date the Borrower or any of its Subsidiaries shall receive Net Cash Proceeds from any Asset Sale or Recovery Event then, unless a Reinvestment Notice shall be delivered in respect thereof on or prior to the date of such Asset Sale or Recovery Event, on the date of receipt by the Borrower or such Subsidiary of such Net Cash Proceeds, the Loans shall be prepaid, by an amount equal to the lesser of (i) the amount of any Outstanding Loans or (ii) the amount of such Net Cash Proceeds; provided, that, notwithstanding the foregoing, on each Reinvestment Prepayment Date the Loans shall be prepaid, by an amount equal to lesser of (i) the amount of any Outstanding Loans or (ii) the Reinvestment Prepayment Amount with respect to the relevant Reinvestment Event.  The provisions of this Section do not constitute a consent to the consummation of any Disposition not permitted by Section 7.5. For the avoidance of doubt, the prepayments required pursuant to this paragraph (b) shall not result in the reduction or termination of the Commitments.

 

2.9         Conversion and Continuation Options.  (a) The Borrower may elect from time to time to convert Eurodollar Loans to Base Rate Loans by giving the Administrative Agent prior irrevocable notice of such election, substantially in the form of and containing the information prescribed by Exhibit I-3, (a “Conversion Notice”) no later than 11:00 A.M., New York City time, on the third Business Day preceding the proposed conversion date, provided that any such conversion of Eurodollar Loans may be made only on the last day of an Interest Period with respect thereto.  The Borrower may elect from time to time to convert Base Rate Loans to Eurodollar Loans by giving the Administrative Agent a Conversion Notice no later than 11:00 A.M., New York City time, on the third Business Day preceding the proposed conversion date (which Conversion Notice shall specify the length of the initial Interest Period therefor), provided that no Base Rate Loan may be converted into a Eurodollar Loan (i) when any Event of Default has occurred and is continuing and the Administrative Agent has, or the Required Lenders have, determined in its or their sole discretion not to permit such conversions or (ii) after the date that is one month prior to the Termination Date.  Upon receipt of any such Conversion Notice the Administrative Agent shall promptly notify each Lender thereof.

  

32

  

(b)         The Borrower may elect to continue any Eurodollar Loan as such upon the expiration of the then current Interest Period with respect thereto by giving irrevocable notice to the Administrative Agent, substantially in the form of and containing the information prescribed by Exhibit I-3, (a “Continuation Notice”), in accordance with the applicable provisions of the term “Interest Period” set forth in Section 1.1, of the length of the next Interest Period to be applicable to such Loan, provided that no Eurodollar Loan may be continued as such (i) when any Event of Default has occurred and is continuing and the Administrative Agent has, or the Required Lenders have, determined in its or their sole discretion not to permit such continuations or (ii) after the date that is one month prior to the Termination Date, and provided, further, that if the Borrower shall fail to give any required Continuation Notice as described above in this paragraph or if such continuation is not permitted pursuant to the preceding proviso, such Loans shall be converted automatically to Base Rate Loans on the last day of such then expiring Interest Period.  Upon receipt of any such Continuation Notice the Administrative Agent shall promptly notify each Lender thereof.

 

2.10       Minimum Amounts and Maximum Number of Eurodollar Tranches.  Notwithstanding anything to the contrary in this Agreement, all borrowings, conversions, continuations and optional prepayments of Eurodollar Loans and all selections of Interest Periods shall be in such amounts and be made pursuant to such elections so that, (a) after giving effect thereto, the aggregate principal amount of the Eurodollar Loans comprising each Eurodollar Tranche shall be equal to $3,000,000 or a whole multiple of $1,000,000 in excess thereof and (b) no more than ten Eurodollar Tranches shall be outstanding at any one time.

 

2.11       Interest Rates and Payment Dates.  (a) Each Eurodollar Loan shall bear interest for each day during each Interest Period with respect thereto at a rate per annum equal to the Eurodollar Rate determined for such day plus the Applicable Margin in effect for such day.

 

(b)         Each Base Rate Loan shall bear interest for each day on which it is outstanding at a rate per annum equal to the Base Rate in effect for such day plus the Applicable Margin in effect for such day.

 

(c)          (i) During the occurrence and continuance of an Event of Default described in Section 8, all outstanding Loans or Reimbursement Obligations (whether or not overdue) (to the extent legally permitted) shall bear interest at a rate per annum that is equal to (x) in the case of Loans, the rate that would otherwise be applicable thereto pursuant to the foregoing provisions of this Section plus 2% or (y) in the case of Reimbursement Obligations, the rate applicable to Base Rate Loans plus 2%, and (ii) without duplication of the preceding clause (i), if all or a portion of any interest payable on any Loan or Reimbursement Obligations or any commitment fee or other amount payable hereunder shall not be paid when due (whether at the stated maturity, by acceleration or otherwise), such overdue amount shall bear interest at a rate per annum equal to the rate then applicable to Base Rate Loans plus 2% in each case, with respect to clauses (i) and (ii) above, from the date of such non-payment until such amount is paid in full (after as well as before judgment).  Any rate per annum determined in accordance with this paragraph (c) shall be referred to as the “Default Rate”.

 

(d)         Interest shall be payable in arrears on each Interest Payment Date, provided that interest accruing pursuant to paragraph (c) of this Section shall be payable from time to time on demand.

 

2.12       Computation of Interest and Fees.  (a) Interest, fees and commissions payable pursuant hereto shall be calculated on the basis of a 360-day year for the actual days elapsed, except that, with respect to Base Rate Loans on which interest is calculated on the basis of the Prime Rate, the interest thereon shall be calculated on the basis of a 365- (or 366-, as the case may be) day year for the actual days elapsed.  The Administrative Agent shall as soon as practicable notify the Borrower and the relevant Lenders of each determination of a Eurodollar Rate.  Any change in the interest rate on a Loan resulting from a change in the Base Rate or the Eurocurrency Reserve Requirements shall become effective as of the opening of business on the day on which such change becomes effective.  The Administrative Agent shall as soon as practicable notify the Borrower and the relevant Lenders of the effective date and the amount of each such change in interest rate.

 

  

33

  

 

(b)         Each determination of an interest rate by the Administrative Agent pursuant to any provision of this Agreement shall be conclusive and binding on the Borrower and the Lenders in the absence of manifest error.  The Administrative Agent shall, at the request of the Borrower, deliver to the Borrower a statement showing the quotations used by the Administrative Agent in determining any interest rate pursuant to Section 2.11(a) or (b).

 

2.13       Inability to Determine Interest Rate.  If prior to the first day of any Interest Period:

 

(a)          the Administrative Agent shall have determined (which determination shall be conclusive and binding upon the Borrower) that, by reason of circumstances affecting the relevant market, adequate and reasonable means do not exist for ascertaining the Eurodollar Rate for such Interest Period, or

 

(b)         the Administrative Agent shall have received notice from the Required Lenders that the Eurodollar Rate determined or to be determined for such Interest Period will not adequately and fairly reflect the cost to such Lenders (as conclusively certified by such Lenders) of making or maintaining their affected Loans during such Interest Period,

 

the Administrative Agent shall give telecopy or telephonic notice thereof to the Borrower and the Lenders as soon as practicable thereafter.  If such notice is given (x) any Eurodollar Loans requested to be made on the first day of such Interest Period shall be made as Base Rate Loans, (y) any Loans that were to have been converted on the first day of such Interest Period to Eurodollar Loans shall be continued as Base Rate Loans and (z) any outstanding Eurodollar Loans shall be converted, on the last day of the then current Interest Period with respect thereto, to Base Rate Loans.  Until such notice has been withdrawn by the Administrative Agent, no further Eurodollar Loans shall be made or continued as such, nor shall the Borrower have the right to convert Loans to Eurodollar Loans.

 

2.14       Pro Rata Treatment and Payments.  (a) Each borrowing by the Borrower from the Lenders hereunder, each payment by the Borrower on account of any commitment fee or Letter of Credit fee, and any reduction in the Commitments of the Lenders shall be made pro rata according to the Lenders’ respective Revolving Credit Percentage.  Each payment of interest in respect of the Loans and each payment in respect of fees payable hereunder shall be applied to the amounts of such obligations owing to the Lenders pro rata according to the respective amounts then due and owing to the Lenders.

 

(b)         Each payment (including each prepayment) by the Borrower on account of principal of the Loans shall be made pro rata according to the respective outstanding principal amounts of the Loans then held by the Lenders.  Each payment in respect of Reimbursement Obligations in respect of any Letter of Credit shall be made to the Issuing Lender that issued such Letter of Credit.

 

(c)          The application of any payment of Loans (including optional and mandatory prepayments) shall be made, first, to Base Rate Loans and, second, to Eurodollar Loans.  Each payment of the Loans shall be accompanied by accrued interest to the date of such payment on the amount paid.  Subject to Section 8, if at any time insufficient funds are received by and available to the Administrative Agent to pay fully all amounts of principal, L/C Borrowing, interest and fees then due hereunder, such funds shall be applied (i) first, to pay interest and fees then due hereunder, ratably among the parties entitled thereto in accordance with the amounts of interest and fees then due to such parties, and (ii) second, to pay principal and unreimbursed L/C Borrowings then due hereunder, ratably among the parties entitled thereto in accordance with the amounts of principal and/or unreimbursed L/C Borrowings, as applicable, then due to such parties.

  

34

  

 

(d)         All payments (including prepayments) to be made by the Borrower hereunder, whether on account of principal, interest, fees or otherwise, shall be made without setoff or counterclaim and shall be made prior to 12:00 Noon, New York City time, on the due date thereof to the Administrative Agent, for the account of the relevant Lenders, at the Payment Office, in Dollars and in immediately available funds.  Any payment made by the Borrower after 12:00 Noon, New York City time, on any Business Day shall be deemed to have been on the next succeeding Business Day.  If any payment hereunder (other than payments on Eurodollar Loans) becomes due and payable on a day other than a Business Day, such payment shall be extended to the next succeeding Business Day.  If any payment on a Eurodollar Loan becomes due and payable on a day other than a Business Day, the maturity thereof shall be extended to the next succeeding Business Day unless the result of such extension would be to extend such payment into another calendar month, in which event such payment shall be made on the immediately preceding Business Day.  In the case of any extension of any payment of principal pursuant to the preceding two sentences, interest thereon shall accrue at the then applicable rate during such extension.

 

(e)          Unless the Administrative Agent shall have been notified in writing by any Lender prior to a borrowing that such Lender will not make the amount that would constitute its share of such borrowing available to the Administrative Agent, the Administrative Agent may assume that such Lender is making such amount available to the Administrative Agent, and the Administrative Agent may, in reliance upon such assumption, make available to the Borrower a corresponding amount.  If such amount is not made available to the Administrative Agent by the required time on the Borrowing Date therefor, such Lender shall pay to the Administrative Agent, on demand, such amount with interest thereon at a rate equal to the greater of (i) the Federal Funds Effective Rate and (ii) a rate determined by the Administrative Agent in accordance with banking industry rules on interbank compensation, for the period until such Lender makes such amount immediately available to the Administrative Agent.  A certificate of the Administrative Agent submitted to any Lender with respect to any amounts owing under this paragraph shall be conclusive in the absence of manifest error.  If such Lender’s share of such borrowing is not made available to the Administrative Agent by such Lender within three Business Days after such Borrowing Date, the Administrative Agent shall also be entitled to recover such amount with interest thereon at the rate per annum applicable to Base Rate Loans under the relevant Facility, on demand, from the Borrower.

 

(f)          Unless the Administrative Agent shall have been notified in writing by the Borrower prior to the date of any payment due to be made by the Borrower hereunder that the Borrower will not make such payment to the Administrative Agent, the Administrative Agent may assume that the Borrower is making such payment, and the Administrative Agent may, but shall not be required to, in reliance upon such assumption, make available to the Lenders their respective prorata shares of a corresponding amount.  If such payment is not made to the Administrative Agent by the Borrower within three Business Days after such due date, the Administrative Agent shall be entitled to recover, on demand, from each Lender to which any amount which was made available pursuant to the preceding sentence, such amount with interest thereon at the rate per annum equal to the daily average Federal Funds Effective Rate.  Nothing contained in this Section shall be deemed to limit the rights of the Administrative Agent or any Lender against the Borrower.

 

(g)         Upon receipt by the Administrative Agent of payments on behalf of Lenders, the Administrative Agent shall promptly distribute such payments to the Lender or Lenders entitled thereto, in like funds as received by the Administrative Agent.

  

35

  

(h)         If any Lender shall fail to make any payment required to be made by it pursuant to Section 2.3(c), 2.14(e), 2.14(j), 3.3 or 9.6, then the Administrative Agent may, in its discretion and notwithstanding any contrary provision hereof, (i) apply any amounts thereafter received by the Administrative Agent for the account of such Lender for the benefit of the Administrative Agent, the Swingline Lender or the applicable Issuing Lender, as applicable, to satisfy such Lender’s obligations to the Administrative Agent, such Swingline Lender and such Issuing Lender until all such unsatisfied obligations are fully paid and/or (ii) hold any such amounts in a segregated account as Cash Collateral for, and application to, any future funding obligations of such Lender under any such Section, in the case of each of clauses (i) and (ii) above, in any order as determined by the Administrative Agent in its discretion.

 

(i)           The obligations of the Lenders hereunder to make Loans, to fund participations in Letters of Credit and Swingline Loans and to make payments pursuant to Section 9.6 are several and not joint.  The failure of any Lender to make any Loan or to fund any such participation or to make any such payment on any date required hereunder shall not relieve any other Lender of its corresponding obligation to do so on such date, and no Lender shall be responsible for the failure of any other Lender to so make its Loan, to purchase its participations or to make its payment under Section 9.6.

 

(j)           If any Lender shall obtain on account of the principal of or interest on any of its Loans or its participations in Letters of Credit or Swingline Loans any payment (whether voluntary, involuntary or through the exercise of any right of setoff or otherwise) in excess of its ratable share thereof (or other share contemplated hereunder), then the Lender shall (a) notify the Administrative Agent of such fact and (b) purchase from the other Lenders such participations in such Loans made by them and/or subparticipations in such participations in Letters of Credit or Swingline Loans held by them, as the case may be, as shall be necessary to cause such purchasing Lender to share the excess payment in respect of such Loans or such participations, as the case may be, ratably with each of such other Lenders; provided that (i) if any such participations are purchased and all or any portion of the payment giving rise thereto is recovered, such participations shall be rescinded and the purchase price restored to the extent of such recovery, without interest; and (ii) this Section shall not be construed to apply to (x) any payment made by the Borrower pursuant to and in accordance with the express terms of this Agreement (including the application of funds arising from the existence of a Defaulting Lender), (y) any payment obtained by a Lender as consideration for any assignment or participation pursuant to Section 10.6 or (z) the application of Cash Collateral provided for in Section 2.22.  The Borrower consents to the foregoing and agrees that any Lender acquiring a participation pursuant to this Section may, to the fullest extent permitted by applicable Requirement of Law, exercise against the Borrower rights of setoff and counterclaim with respect to such participation as fully as if such Lender were a direct creditor of the Borrower in the amount of such participation.  The Administrative Agent will keep records (which shall be conclusive absent manifest error) of participations purchased under this Section and will in each case notify the applicable Lenders following any such purchases or repayments.  Each Lender that purchases a participation pursuant to this Section shall from and after such purchase have the right to give all notices, requests, demands, directions and other communications under this Agreement with respect to the portion of the Obligations purchased to the same extent as though the purchasing Lender were the original owner of the Obligations purchased.

 

2.15       Requirements of Law.  (a) If the adoption of or any change in any Requirement of Law (other than Organizational Documents) or in the interpretation or application thereof or compliance by any Lender with any request or directive (whether or not having the force of law) from any central bank or other Governmental Authority made subsequent to the Closing Date:

 

(i)           shall subject any Lender to any Tax of any kind whatsoever with respect to this Agreement, any Letter of Credit, any Application or any Eurodollar Loan made by it, or change the basis of taxation of payments to such Lender in respect thereof (except for Non-Excluded Taxes covered by Section 2.16, Excluded Taxes and changes in the rate of tax on the overall net income of such Lender);

  

36

  

 

(ii)          shall impose, modify or hold applicable any reserve, special deposit, compulsory loan or similar requirement against assets held by, deposits or other liabilities in or for the account of, advances, loans or other extensions of credit by, or any other acquisition of funds by, any office of such Lender that is not otherwise included in the determination of the Eurodollar Rate hereunder; or

 

(iii)         shall impose on such Lender any other condition;

 

and the result of any of the foregoing is to increase the cost to such Lender, by an amount which such Lender deems to be material, of making, converting into, continuing or maintaining Eurodollar Loans or issuing or participating in any Letters of Credit, or to reduce any amount receivable hereunder in respect thereof, then, in any such case, the Borrower shall promptly pay such Lender, upon its demand, any additional amounts necessary to compensate such Lender for such increased cost or reduced amount receivable.  If any Lender becomes entitled to claim any additional amounts pursuant to this Section, it shall promptly notify the Borrower (with a copy to the Administrative Agent) of the event by reason of which it has become so entitled.

 

(b)         If any Lender shall have determined that the adoption of or any change in any Requirement of Law (other than Organizational Documents) regarding capital adequacy or in the interpretation or application thereof or compliance by such Lender or any corporation controlling such Lender with any request or directive regarding capital adequacy (whether or not having the force of law) from any Governmental Authority made subsequent to the Closing Date shall have the effect of reducing the rate of return on such Lender’s or such corporation’s capital as a consequence of its obligations hereunder or under or in respect of any Letter of Credit to a level below that which such Lender or such corporation could have achieved but for such adoption, change or compliance (taking into consideration such Lender’s or such corporation’s policies with respect to capital adequacy) by an amount deemed by such Lender to be material, then from time to time, after submission by such Lender to the Borrower (with a copy to the Administrative Agent) of a written request therefor, the Borrower shall pay to such Lender such additional amount or amounts as will compensate such Lender or such corporation for such reduction; provided that the Borrower shall not be required to compensate a Lender pursuant to this paragraph for any amounts incurred more than six months prior to the date that such Lender notifies the Borrower of such Lender’s intention to claim compensation therefor; and provided, further that, if the circumstances giving rise to such claim have a retroactive effect, then such six-month period shall be extended to include the period of such retroactive effect.

 

(c)          Notwithstanding anything herein to the contrary, for the purposes of this Section 2.15, (i) all requests, rules, guidelines, requirements and directives promulgated by the Bank for International Settlements, the Basel Committee on Banking Supervision (or any successor or similar authority) or by United States or foreign regulatory authorities, in each case pursuant to Basel III, and (ii) the Dodd-Frank Wall Street Reform and Consumer Protection Act and all requests, rules, guidelines, requirements and directives thereunder or issued in connection therewith or in implementation thereof, shall in each case be deemed to be a change in Requirements of Law, regardless of the date enacted, adopted, issued or implemented.

 

(d)         A certificate as to any additional amounts payable pursuant to this Section submitted by any Lender to the Borrower (with a copy to the Administrative Agent) shall be conclusive in the absence of manifest error.  The obligations of the Borrower pursuant to this Section shall survive the termination of this Agreement and the payment of the Loans and all other amounts payable hereunder.

  

37

  

2.16       Taxes.  (a) All payments made by or on behalf of any Loan Party under this Agreement or any Loan Document shall be made free and clear of, and without deduction or withholding for or on account of, any present or future taxes, levies, imposts, duties, charges, fees, deductions or withholdings, now or hereafter imposed, levied, collected, withheld or assessed by any Governmental Authority, including any interest, additions to tax or penalties applicable thereto (“Taxes”), excluding Excluded Taxes; provided that if any Taxes are required to be withheld or deducted from any amounts payable to the Administrative Agent or any Lender hereunder, as determined in the good faith discretion of an applicable withholding agent, then the applicable withholding agent shall make such withholding or deduction and timely pay the full amount withheld or deducted to the relevant Governmental Authority in accordance with applicable law, and if such Taxes are Non-Excluded Taxes or Other Taxes, then the amounts so payable by the applicable Loan Party shall be increased to the extent necessary to yield to the Administrative Agent or such Lender (after payment of all Non-Excluded Taxes and Other Taxes) an amount equal to the sum it would have received had no such withholdings or deductions been made.

 

(b)          In addition, the Borrower shall timely pay any Other Taxes to the relevant Governmental Authority in accordance with applicable law.

 

(c)          Whenever any Taxes are payable by any Loan Party, as promptly as possible thereafter the Borrower shall send to the Administrative Agent for the account of the Administrative Agent or Lender, as the case may be, a certified copy of an original official receipt showing payment thereof.  If (i) the Borrower fails to pay any Non-Excluded Taxes or Other Taxes when due to the appropriate Governmental Authority, (ii) the Borrower fails to remit to the Administrative Agent the required receipts or other required documentary evidence, or (iii) any Non-Excluded Taxes or Other Taxes are imposed directly upon the Administrative Agent or any Lender, the Borrower shall indemnify the Administrative Agent and the Lenders promptly (but in any event within ten days after demand therefor) for such Taxes and any incremental taxes, interest or penalties that may become payable by any Agent or any Lender as a result of any such failure.  A certificate as to the amount of such payment or liability delivered to the Borrower by a Lender (with a copy to the Administrative Agent), or by the Administrative Agent on its own behalf or on behalf of a Lender, shall be conclusive absent manifest error.  The agreements in this Section shall survive the termination of this Agreement and the payment of the Loans and all other amounts payable hereunder.

 

(d)

 

(i)           Each Lender (or Transferee) that is a “United States person” as defined in Section 7701(a)(30) of the Code shall deliver to the Borrower and the Administrative Agent on or before the date on which it becomes a party to this Agreement two properly completed and duly signed copies of U.S. Internal Revenue Service Form W-9 (or any successor form) certifying that such Lender is exempt from U.S. federal withholding tax.  Each Lender (or Transferee) that is not a “United States person” as defined in Section 7701(a)(30) of the Code (each such Lender, a “Non-U.S. Lender”) shall deliver to the Borrower and the Administrative Agent (or, in the case of a Participant, to the Lender from which the related participation shall have been purchased) (i) (a) two properly completed and duly executed copies of either U.S. Internal Revenue Service Form W-8BEN, Form W-8ECI, or Form W-8IMY (together with any applicable underlying Internal Revenue Service’s forms or other applicable attachments), or any subsequent versions thereof or successors thereto, or (b) in the case of a Non-U.S. Lender claiming exemption from U.S. federal withholding tax under Section 871(h) or 881(c) of the Code with respect to payments of “portfolio interest” a statement substantially in the form of Exhibit G and the applicable Form W-8, or any subsequent versions thereof or successors thereto properly completed and duly executed by such Non-U.S. Lender claiming complete exemption from, or a reduced rate of, U.S. federal withholding tax on payments under this Agreement and the other Loan Documents, (ii) any other form prescribed by applicable requirements of U.S. federal income tax law as a basis for claiming exemption from or a reduction in U.S. federal withholding tax duly completed together with such supplementary documentation as may be prescribed by applicable requirements of law to permit the Borrower and the Administrative Agent to determine the withholding or deduction required to be made or (iii) any other U.S. forms or supplemental information as reasonably needed or reasonably requested by the Borrower or the Administrative Agent.  Such forms shall be delivered by each Non-U.S. Lender on or before the date it becomes a party to this Agreement (or, in the case of any Participant, on or before the date such Participant purchases the related participation) and from time to time thereafter upon the request of the Borrower or the Administrative Agent.  In addition, each Non-U.S. Lender shall deliver such forms promptly upon the obsolescence or invalidity of any form previously delivered by such Non-U.S. Lender.  Each Non-U.S. Lender shall promptly notify the Borrower and the Administrative Agent at any time it determines that it is no longer in a position to provide any previously delivered certificate to the Borrower (or any other form of certification adopted by the U.S. taxing authorities for such purpose)

  

38

  

 

(ii)          If a payment made to a Lender under any Loan Document would be subject to U.S. Federal withholding Tax imposed by FATCA if such Lender were to fail to comply with the applicable reporting requirements of FATCA (including those contained in Section 1471(b) or 1472(b) of the Code, as applicable), such Lender shall deliver to the Borrower and the Administrative Agent at the time or times prescribed by law and at such time or times reasonably requested by the Borrower or the Administrative Agent such documentation prescribed by applicable law (including as prescribed by Section 1471(b)(3)(C)(i) of the Code) and such additional documentation reasonably requested by the Borrower or the Administrative Agent as may be necessary for the Borrower and the Administrative Agent to comply with their obligations under FATCA and to determine that such Lender has complied with such Lender’s obligations under FATCA or to determine the amount to deduct and withhold from such payment.

 

Notwithstanding any other provision of this Section, a Non-U.S. Lender shall not be required to deliver any form pursuant to this Section that such Non-U.S. Lender is not legally able to deliver.

 

(e)          A Lender that is entitled to an exemption from or reduction of non-U.S. withholding tax under the law of the jurisdiction in which the Borrower is located, or any treaty to which such jurisdiction is a party, with respect to payments under this Agreement shall deliver to the Borrower (with a copy to the Administrative Agent), at the time or times prescribed by applicable law or reasonably requested by the Borrower or the Administrative Agent, such properly completed and executed documentation prescribed by applicable law as will permit such payments to be made without withholding or at a reduced rate, provided that such Lender is legally entitled to complete, execute and deliver such documentation and in such Lender’s reasonable judgment such completion, execution or submission would not materially prejudice the legal position of such Lender.

 

(f)          Each Lender shall severally indemnify the Administrative Agent, promptly (but in any event within ten days) after demand therefor, for any Taxes that are attributable to such Lender and that are payable or paid by the Administrative Agent (but only to the extent that the Borrower has not already indemnified the Administrative Agent for such amounts) and any reasonable expenses arising therefrom or with respect thereto, whether or not such Taxes were correctly or legally imposed or asserted by the relevant Governmental Authority.  A certificate as to the amount of such payment or liability delivered to any Lender by the Administrative Agent shall be conclusive absent manifest error.  Each Lender hereby authorizes the Administrative Agent to set off and apply any and all amounts at any time owing to such Lender under any Loan Document or otherwise payable by the Administrative Agent to the Lender from any other source against any amount due to the Administrative Agent under this paragraph (f).  The agreements in this paragraph (f) shall survive the resignation and/or replacement of the Administrative Agent.

  

39

  

 

(g)         If the Administrative Agent or Lender determines in its reasonable discretion that it received any refund of any Non-Excluded Taxes or Other Taxes as to which it has been indemnified by the Borrower or with respect to which the Borrower has paid additional amounts pursuant to this Section 2.16, it shall pay over such refund to the Borrower (but only to the extent of indemnity payments made, or additional amounts paid, by the Borrower under this Section 2.16 with respect to the Non-Excluded Taxes or Other Taxes giving rise to such refund), net of all out-of-pocket expenses of the Administrative Agent or such Lender and without interest (other than any interest paid by the relevant Governmental Authority with respect to such refund); provided, that the Borrower, upon the request of the Administrative Agent or such Lender, agrees to repay the amount paid over to the Borrower (plus any penalties, interest or other charges imposed by the relevant Governmental Authority) to the Administrative Agent or such Lender in the event the Administrative Agent or such Lender is required to repay such refund to such Governmental Authority.  This Section shall not be construed to require the Administrative Agent or Lender to make available its tax returns (or any other information relating to its taxes which it deems confidential) to the Borrower.

 

2.17       Indemnity.  Upon written demand of any Lender (with a copy to the Administrative Agent) from time to time, setting forth in reasonable detail the basis for calculating such compensation, the Borrower shall promptly (but in any event within ten days) after such demand indemnify and compensate such Lender for and hold such Lender harmless from any loss, cost or expense incurred by it as a result of (a) default by the Borrower in making a borrowing of, conversion into or continuation of Eurodollar Loans after the Borrower has given a notice requesting the same in accordance with the provisions of this Agreement, (b) default by the Borrower in making any prepayment, payment, continuation of or conversion from Eurodollar Loans after the Borrower has given a notice thereof in accordance with the provisions of this Agreement or (c) the making of a prepayment, payment, continuation, or conversion of Eurodollar Loans on a day that is not the last day of an Interest Period with respect thereto, including, in each case, any loss or expense arising from the liquidation or reemployment of funds obtained by it to maintain such Loan or from fees payable to terminate the deposits from which such funds were obtained.  Such indemnification may include, but is not limited to, an amount equal to the excess, if any, of (i) the amount of interest that would have accrued on the amount so prepaid, or not so borrowed, converted or continued, for the period from the date of such prepayment, payment or of such failure to borrow, convert or continue to the last day of such Interest Period (or, in the case of a failure to borrow, convert or continue, the Interest Period that would have commenced on the date of such failure) in each case at the applicable rate of interest for such Loans provided for herein (excluding, however, the Applicable Margin included therein, if any) over (ii) the amount of interest (as reasonably determined by such Lender) that would have accrued to such Lender on such amount by placing such amount on deposit for a comparable period with leading banks in the interbank Eurodollar market.  A certificate as to any amounts payable pursuant to this Section submitted to the Borrower by any Lender shall be conclusive in the absence of manifest error.  This covenant shall survive the termination of this Agreement and the payment of the Loans and all other amounts payable hereunder.  Without limiting the foregoing, in connection with each request for compensation by any Lender, the Borrower shall also pay such Lender with respect to each affected Eurodollar Loan customary administrative fees requested by such Lender in an amount not to exceed $250 per such Eurodollar Loan.

  

40

  

2.18       Illegality.  Notwithstanding any other provision herein, if the adoption of or any change in any Requirement of Law (other than Organizational Documents) or in the interpretation or application thereof shall make it unlawful for any Lender to make or maintain Eurodollar Loans as contemplated by this Agreement, (a) the commitment of such Lender hereunder to make Eurodollar Loans, continue Eurodollar Loans as such and convert Base Rate Loans to Eurodollar Loans shall forthwith be canceled and (b) such Lender’s Loans then outstanding as Eurodollar Loans, if any, shall be converted automatically to Base Rate Loans on the respective last days of the then current Interest Periods with respect to such Loans or within such earlier period as required by law.  If any such conversion of a Eurodollar Loan occurs on a day which is not the last day of the then current Interest Period with respect thereto, the Borrower shall pay to such Lender such amounts, if any, as may be required pursuant to Section 2.17.

 

2.19       Change of Lending Office.  Each Lender agrees that, upon the occurrence of any event giving rise to the operation of Section 2.15, 2.16(a) or 2.18 with respect to such Lender, it will, if requested by the Borrower, use reasonable efforts (subject to overall policy considerations of such Lender) to designate another lending office for any Loans affected by such event with the object of avoiding the consequences of such event; provided, that such designation is made on terms that, in the sole judgment of such Lender, cause such Lender and its lending office(s) to suffer no economic, legal or regulatory disadvantage, and provided, further, that nothing in this Section shall affect or postpone any of the obligations of any Borrower or the rights of any Lender pursuant to Section 2.15, 2.16(a) or 2.18.

 

2.20       Replacement of Lenders under Certain Circumstances.  The Borrower shall be permitted to replace any Lender that (a) requests reimbursement for amounts owing pursuant to Section 2.15 or 2.16 or gives a notice of illegality pursuant to Section 2.18, (b) becomes a Defaulting Lender or (c) does not consent to any proposed amendment, supplement, modification, consent or waiver of any provision of this Agreement or any other Loan Document that requires the consent of each of the Lenders or each of the Lenders affected thereby (so long as the consent of the Required Lenders has been obtained) with a replacement financial institution; provided that (i) such replacement does not conflict with any Requirement of Law, (ii) no Event of Default shall have occurred and be continuing at the time of such replacement, (iii) prior to any such replacement, such Lender shall have taken no action under Section 2.19 so as to eliminate the continued need for payment of amounts owing pursuant to Section 2.15 or 2.16 or to eliminate the illegality referred to in such notice of illegality given pursuant to Section 2.18, (iv) the replacement financial institution shall purchase, at par, all Loans and other amounts owing to such replaced Lender on or prior to the date of replacement, (v) the Borrower shall be liable to such replaced Lender under Section 2.17 (as though Section 2.17 were applicable) if any Eurodollar Loan owing to such replaced Lender shall be purchased other than on the last day of the Interest Period relating thereto, (vi) the replacement financial institution, if not already a Lender, shall be reasonably satisfactory to the Administrative Agent, (vii) the replaced Lender shall be obligated to make such replacement in accordance with the provisions of Section 10.6 (provided that the replaced Lender shall not be obligated to pay the registration and processing fee referred to therein), (viii) the Borrower shall pay all additional amounts (if any) required pursuant to Section 2.15 or 2.16, as the case may be, in respect of any period prior to the date on which such replacement shall be consummated, (ix) if applicable, the replacement Lender consents to such proposed amendment, supplement, modification, consent or waiver of the Loan Documents and (x) any such replacement shall not be deemed to be a waiver of any rights that the Borrower, the Administrative Agent or any other Lender shall have against the replaced Lender.  In connection with any such assignment resulting from a Lender becoming a Defaulting Lender or a Non-Consenting Lender, if any such Defaulting Lender or Non-Consenting Lender (i) does not execute and deliver to the Administrative Agent a duly executed Assignment and Assumption pursuant to Section 10.6(c) reflecting such assignment within five Business Days of the date on which the applicable assignee executes and delivers such Assignment and Assumption to such Defaulting Lender or Non-Consenting Lender or (ii) delivers to the Administrative Agent a written objection to such assignment within five Business Days of the date on which the applicable assignee executes and delivers such Assignment and Assumption to such Defaulting Lender or Non-Consenting Lender, then such Defaulting Lender or Non-Consenting Lender shall be deemed to have executed and delivered such Assignment and Assumption without any action on the part of such Defaulting Lender or Non-Consenting Lender, whereupon such assignment shall become effective upon payment to such Lender of all amounts owing to such Lender (which amounts shall be calculated by the Administrative Agent and shall be conclusive absent manifest error) and compliance with the other applicable requirements pursuant to Section 10.6(c).

 

  

41

  

 

2.21       Defaulting Lenders.

 

(a)          Defaulting Lender Adjustments.  Notwithstanding anything herein to the contrary, if any Lender becomes a Defaulting Lender, then, until such time as such Lender is no longer a Defaulting Lender, to the extent permitted by applicable Requirement of Law:

 

(i)           Waivers and Amendments.  Such Defaulting Lender’s right to approve or disapprove any amendment, waiver or consent with respect to this Agreement shall be restricted as set forth in Section 10.1 unless otherwise agreed by the Borrower and the Administrative Agent.

 

(ii)          Defaulting Lender Waterfall. Any payment of principal, interest, fees or other amounts received by the Administrative Agent for the account of such Defaulting Lender (whether voluntary or mandatory, at maturity, pursuant to Article VIII or otherwise) or received by the Administrative Agent from a Defaulting Lender pursuant to Section 10.7 shall be applied at such time or times as may be determined by the Administrative Agent as follows: first, to the payment of any amounts owing by such Defaulting Lender to the Administrative Agent hereunder; second, to the payment on a pro rata basis of any amounts owing by such Defaulting Lender to the applicable Issuing Lender(s) or the Swingline Lender hereunder; third, to Cash Collateralize the Issuing Lenders’ Fronting Exposure with respect to such Defaulting Lender in accordance with Section 2.22; fourth, as the Borrower may request (so long as no Default exists), to the funding of any Loan in respect of which such Defaulting Lender has failed to fund its portion thereof as required by this Agreement, as determined by the Administrative Agent; fifth, if so determined by the Administrative Agent and the Borrower, to be held in a deposit account and released pro rata in order to (x) satisfy such Defaulting Lender’s potential future funding obligations with respect to Loans under this Agreement and (y) Cash Collateralize the Issuing Lenders’ future Fronting Exposure with respect to such Defaulting Lender with respect to future Letters of Credit issued under this Agreement, in accordance with Section 2.22; sixth, to the payment of any amounts owing to the Lenders, the applicable Issuing Lenders or the Swingline Lender as a result of any judgment of a court of competent jurisdiction obtained by any Lender, the applicable Issuing Lenders or the Swingline Lender against such Defaulting Lender as a result of such Defaulting Lender’s breach of its obligations under this Agreement; seventh, so long as no Default exists, to the payment of any amounts owing to the Borrower as a result of any judgment of a court of competent jurisdiction obtained by the Borrower against such Defaulting Lender as a result of such Defaulting Lender's breach of its obligations under this Agreement; and, eighth, to such Defaulting Lender or as otherwise directed by a court of competent jurisdiction; provided that if (x) such payment is a payment of the principal amount of any Loans or L/C Borrowings in respect of which such Defaulting Lender has not fully funded its appropriate share, and (y) such Loans or L/C Borrowings were made at a time when the conditions set forth in Section 5.2 were satisfied or waived, such payment shall be applied solely to pay the Loans of, and the L/C Borrowings owed to, all the Non-Defaulting Lenders on a pro rata basis prior to being applied to the payment of any Loans of, or L/C Borrowings owed to, such Defaulting Lender.  Any payments, prepayments or other amounts paid or payable to a Defaulting Lender that are applied (or held) to pay amounts owed by a Defaulting Lender or to post Cash Collateral pursuant to this clause (ii) shall be deemed paid to and redirected by such Defaulting Lender, and each Lender irrevocably consents hereto.

  

42

  

 

(iii)         Commitment and L/C Fees.  No Defaulting Lender (x) shall be entitled to receive any commitment fees payable under Section 2.5(a) for any period during which such Lender is a Defaulting Lender (and the Borrower shall not be required to pay any such fee that otherwise would have been required to have been paid to such Defaulting Lender) and (y) shall be limited in its right to receive L/C Fees as provided in Section 2.5(c).

 

(iv)        Reallocation of Participations to Reduce Fronting Exposure.  All or any part of such Defaulting Lender’s participation in L/C Obligations and Swingline Loans shall be reallocated among the Non-Defaulting Lenders in accordance with their respective Revolving Credit Percentages (calculated without regard to such Defaulting Lender’s Commitment) but only to the extent that (x) the conditions set forth in Section 5.2 are satisfied at the time of such reallocation (and, unless the Borrower shall have otherwise notified the Administrative Agent at such time, the Borrower shall be deemed to have represented and warranted that such conditions are satisfied at such time), and (y) such reallocation does not cause the sum of the aggregate Outstanding Amount of the Loans of any Non-Defaulting Lender, plus such Lender’s Revolving Credit Percentage of the Outstanding Amount of all L/C Obligations at such time, plus such Lender’s Revolving Credit Percentage of the Outstanding Amount of all Swingline Loans at such time to exceed such Lender’s Commitment.  No reallocation hereunder shall constitute a waiver or release of any claim of any party hereunder against a Defaulting Lender arising from such Lender having become a Defaulting Lender, including any claim of a Non-Defaulting Lender as a result of such Non-Defaulting Lender’s increased exposure following such reallocation.

 

(b)         Defaulting Lender Cure.  If the Borrower, the Administrative Agent, the Swingline Lender and each Issuing Lender agree in writing that a Lender is no longer a Defaulting Lender, the Administrative Agent will so notify the parties hereto, whereupon as of the effective date specified in such notice and subject to any conditions set forth therein (which may include arrangements with respect to any Cash Collateral), such Lender will, to the extent applicable, purchase at par that portion of outstanding Loans of the other Lenders or take such other actions as the Administrative Agent may determine to be necessary to cause the Loans and funded and unfunded participations in Letters of Credit and Swingline Loans to be held pro rata by the Lenders in accordance with the Commitments under the Facility (without giving effect to Section 2.21(a)(iv)), whereupon such Lender will cease to be a Defaulting Lender; provided that no adjustments will be made retroactively with respect to fees accrued or payments made by or on behalf of the Borrower while such Lender was a Defaulting Lender; provided, further, that, except to the extent otherwise expressly agreed by the affected parties, no change hereunder from Defaulting Lender to Lender will constitute a waiver or release of any claim of any party hereunder arising from such Lender’s having been a Defaulting Lender.

 

(c)          New Swingline Loans and Letters of Credit.  So long as any Lender is a Defaulting Lender, (i) no Swingline Lender shall be required to fund any Swingline Loans unless it is satisfied that it will have no Fronting Exposure after giving effect to such Swingline Loan and (ii) no Issuing Lender shall be required to issue, extend or amend any Letter of Credit unless it is satisfied that it will have no Fronting Exposure after giving effect thereto.

 

  

43

  

 

2.22       Cash Collateral.

(a)          Obligation to Cash Collateralize.  Upon the request of the Administrative Agent or the applicable Issuing Lender (i) if the applicable Issuing Lender has honored any full or partial drawing under any Letter of Credit and such drawing has resulted in an L/C Borrowing or (ii) if, as of the L/C Expiration Date, any L/C Obligation for any reason remains outstanding, or as otherwise required pursuant to Section 8, the Borrower shall, in each case, immediately Cash Collateralize the then Outstanding Amount of all L/C Obligations in an amount not less than the Minimum Collateral Amount.  At any time that there shall exist a Defaulting Lender, immediately upon the written request of the Administrative Agent or any applicable Issuing Lender or Swingline Lender (in each case, with a copy to the Administrative Agent), the Borrower shall Cash Collateralize all Fronting Exposure of such Issuing Lender or Swingline Lender, as applicable, with respect to such Defaulting Lender (determined after giving effect to Section 2.21 and any Cash Collateral provided by such Defaulting Lender) in an amount not less than the Minimum Collateral Amount.

 

(b)         Grant of Security Interest.  All Cash Collateral (other than credit support not constituting funds subject to deposit) shall be maintained in blocked, non-interest bearing deposit accounts at the Administrative Agent.  The Borrower and, to the extent provided by any Lender, such Lender, hereby grants to (and subject to the control of) the Administrative Agent, for the benefit of the Administrative Agent, the applicable Issuing Lenders and the applicable Lenders (including the Swingline Lender), and agrees to maintain, a first priority security interest in all such Cash Collateral, deposit accounts and all balances therein, and all other property so provided as collateral pursuant hereto, and all proceeds of the foregoing, as security for the obligations to which such Cash Collateral may be applied pursuant to paragraph (c) of this Section.  If at any time the Administrative Agent determines that Cash Collateral is subject to any right or claim of any Person other than the Administrative Agent as herein provided, or that the total amount of such Cash Collateral is less than the Minimum Collateral Amount or, if applicable, the applicable Fronting Exposure and other obligations secured thereby, the Borrower or the relevant Defaulting Lender will, promptly upon demand by the Administrative Agent, pay or provide to the Administrative Agent additional Cash Collateral in an amount sufficient to eliminate such deficiency.

 

(c)          Application.  Notwithstanding anything herein to the contrary, Cash Collateral provided under this Section or Section 2.21 or 8 or otherwise in respect of Letters of Credit or Swingline Loans shall be applied to the satisfaction of the specific L/C Obligations, Swingline Loans, obligations to fund participations therein (including, as to Cash Collateral provided by a Defaulting Lender, any interest accrued on such obligations) and other obligations for which the Cash Collateral was so provided, prior to any other application of such property as may otherwise be provided for herein.

 

(d)          Termination of Requirement.  Cash Collateral (or the appropriate portion thereof) provided to reduce Fronting Exposure or other obligations shall be released promptly following (i) the elimination of the applicable Fronting Exposure or other obligations giving rise thereto (including by the termination of the Defaulting Lender status of the applicable Lender (or, as appropriate, its assignee following compliance with Section 10.6), or (ii) the determination by the Administrative Agent that there exists excess Cash Collateral; provided that (A) Cash Collateral furnished by or on behalf of the Borrower shall not be released during the continuance of a Default under Section 8(a) or (f) or an Event of Default (and following application as provided in this Section may be otherwise applied in accordance with Section 8) and (B) the Person providing Cash Collateral and the applicable Issuing Lender(s) or the Swingline Lender may agree that Cash Collateral shall be held to support future anticipated Fronting Exposure or other obligations hereunder.

 

SECTION 3.  LETTERS OF CREDIT

 

3.1         L/C Commitment.  (a)  Subject to the terms and conditions set forth herein, (A) each Issuing Lender agrees, in reliance upon the agreements of the Lenders set forth in this Section, (1) from time to time on any Business Day during the Commitment Period, to issue Letters of Credit for the account of the Borrower and to amend, renew or extend Letters of Credit previously issued by it, in accordance with paragraph (b) of this Section, and (2) to honor drawings under the Letters of Credit; and (B) the Lenders severally agree to participate in such Letters of Credit and any drawings thereunder; provided that no Issuing Lender shall be obligated to make any L/C Credit Extension, and no Lender shall be obligated to participate in any Letter of Credit, if, as of the date of such L/C Credit Extension, (w) the Total Extensions of Credit would exceed the Total Commitments, (x) such Lender’s Revolving Credit Percentage of the Total Extensions of Credit would exceed such Lender’s Commitment, (y) the Outstanding Amount of all L/C Obligations would exceed the L/C Sublimit or (z) the Outstanding Amount of the L/C Obligations with respect to Letters of Credit issued by such Issuing Lender would exceed its L/C Commitment.  Letters of Credit shall constitute a commensurate utilization of the Commitments.

 

  

44

  

 

(b)          No Issuing Lender shall be under any obligation to issue any Letter of Credit if:

 

(A) any order, judgment or decree of any Governmental Authority or arbitrator shall by its terms purport to enjoin or restrain such Issuing Lender from issuing such Letter of Credit, or any Requirement of Law applicable to such Issuing Lender or any request or directive (whether or not having the force of law) from any Governmental Authority with jurisdiction over such Issuing Lender shall prohibit, or request that such Issuing Lender refrain from, the issuance of letters of credit generally or such Letter of Credit in particular or shall impose upon such Issuing Lender with respect to such Letter of Credit any restriction, reserve or capital requirement (for which such Issuing Lender is not otherwise compensated hereunder) not in effect on the Closing Date, or shall impose upon such Issuing Lender any unreimbursed loss, cost or expense which was not applicable on the Closing Date and which such Issuing Lender in good faith deems material to it;

 

(B) the issuance of such Letter of Credit would violate one or more policies of such Issuing Lender applicable to letters of credit generally;

 

(C) except as otherwise agreed by the Administrative Agent and such Issuing Lender, such Letter of Credit is in an initial stated amount less than $10,000;

 

(D) such Letter of Credit is to be denominated in a currency other than Dollars;

 

(E) such Letter of Credit contains any provisions for automatic reinstatement of the stated amount after any drawing thereunder; and

 

(F) any Lender is at such time a Defaulting Lender, unless such Issuing Lender has entered into arrangements, including reallocation of such Lender’s Revolving Credit Percentage of the outstanding L/C Obligations pursuant to Section 2.21 or the delivery of Cash Collateral, satisfactory to such Issuing Lender (in its sole discretion), the Borrower or such Issuing Lender to eliminate such Issuing Lender’s actual or potential Fronting Exposure (after giving effect to Section 2.21) with respect to such Lender arising from either the Letter of Credit then proposed to be issued or such Letter of Credit and all other L/C Obligations as to which such Issuing Lender has actual or potential Fronting Exposure, as it may elect in its sole discretion.

 

(c)          No Issuing Lender shall be under any obligation to amend or extend any Letter of Credit if (A) such Issuing Lender would have no obligation at such time to issue the Letter of Credit in its amended form under the terms hereof or (B) the beneficiary of such Letter of Credit does not accept the proposed amendment thereto.

 

(d)         Each Letter of Credit shall expire at or prior to the close of business on the earlier of (A) the date twelve months after the date of issuance of such Letter of Credit (or, in the case of any Auto-Renewal Letter of Credit, twelve months after the then current expiration date of such Letter of Credit) and (B) the L/C Expiration Date.

  

45

  

 

3.2           Procedures for Issuance and Amendment of Letters of Credit; Auto-Renewal Letters of Credit.  (a)  Each Letter of Credit shall be issued or amended, as the case may be, upon the request of the Borrower delivered to the applicable Issuing Lender (with a copy to the Administrative Agent) in the form of an L/C Application, appropriately completed and signed by a Responsible Officer of the Borrower.  Such L/C Application must be received by the applicable Issuing Lender and the Administrative Agent not later than 1:00 p.m. (New York City time) at least five Business Days (or such shorter period as such Issuing Lender and the Administrative Agent may agree in a particular instance in their sole discretion) prior to the proposed issuance date or date of amendment, as the case may be.  In the case of a request for an initial issuance of a Letter of Credit, such L/C Application shall specify in form and detail reasonably satisfactory to the applicable Issuing Lender:  (A) the proposed issuance date of the requested Letter of Credit (which shall be a Business Day); (B) the amount thereof; (C) the expiry date thereof; (D) the name and address of the beneficiary thereof; (E) the documents to be presented by such beneficiary in case of any drawing thereunder; (F) the full text of any certificate to be presented by such beneficiary in case of any drawing thereunder; and (G) such other matters as the applicable Issuing Lender may reasonably request.  In the case of a request for an amendment of any outstanding Letter of Credit, such L/C Application shall specify in form and detail reasonably satisfactory to the applicable Issuing Lender:  (1) the Letter of Credit to be amended; (2) the proposed date of amendment thereof (which shall be a Business Day); and (3) the nature of the proposed amendment.  Additionally, the Borrower shall furnish to the applicable Issuing Lender and the Administrative Agent such other documents and information pertaining to such requested Letter of Credit issuance or amendment, including any L/C Documents, as such Issuing Lender or the Administrative Agent may reasonably require.

 

(b)           Promptly after receipt of any L/C Application, the applicable Issuing Lender will confirm with the Administrative Agent that the Administrative Agent has received a copy of such L/C Application from the Borrower and, if not, such Issuing Lender will provide the Administrative Agent with a copy thereof.  Upon receipt by such Issuing Lender of confirmation from the Administrative Agent that the requested issuance or amendment is permitted in accordance with the terms hereof, then, subject to the terms and conditions set forth herein, such Issuing Lender shall, on the requested date, issue a Letter of Credit for the account of the Borrower or enter into the applicable amendment, as the case may be.  Immediately upon the issuance of each Letter of Credit, each Lender shall be deemed to, and hereby irrevocably and unconditionally agrees to, purchase from the applicable Issuing Lender a participation in such Letter of Credit in an amount equal to such Lender’s Revolving Credit Percentage of the amount of such Letter of Credit.

 

(c)           If the Borrower so requests in any applicable L/C Application, the applicable Issuing Lender may, in its sole and absolute discretion, agree to issue a Letter of Credit that has automatic renewal provisions (each, an “Auto-Renewal Letter of Credit”); provided that any such Auto-Renewal Letter of Credit shall permit such Issuing Lender to prevent any such renewal at least once in each twelve-month period (commencing with the date of issuance of such Letter of Credit) by giving prior notice to the Borrower and the beneficiary thereof not later than a day (the “Nonrenewal Notice Date”) in each such twelve-month period to be agreed upon at the time such Letter of Credit is issued.  Unless otherwise directed by the applicable Issuing Lender, the Borrower shall not be required to make a specific request to such Issuing Lender for any such renewal.  Once an Auto-Renewal Letter of Credit has been issued, the Lenders shall be deemed to have authorized (but may not require) the applicable Issuing Lender to permit the renewal of such Letter of Credit at any time to an expiry date not later than the L/C Expiration Date; provided, however, that such Issuing Lender shall not (x) permit any such renewal if (A) such Issuing Lender has determined that it would not be permitted, or would have no obligation, at such time to issue such Letter of Credit in its renewed form under the terms hereof (by reason of the provisions of paragraph (b) or (c) of Section 3.1 or otherwise) or (B) it has received notice (which may be in writing or by telephone (if immediately confirmed in writing)) on or before the day that is seven Business Days before the Nonrenewal Notice Date from the Administrative Agent that the Required Lenders have elected not to permit such renewal or (y) be obligated to permit such renewal if it has received notice (which may be in writing or by telephone (if immediately confirmed in writing)) on or before the day that is seven Business Days before the Nonrenewal Notice Date from the Administrative Agent, any Lender or the Borrower that one or more of the applicable conditions set forth in Section 4.2 is not then satisfied or waived in accordance with the terms of this Agreement, and in each such case directing such Issuing Lender not to permit such renewal.

  

46

  

 

(d)           Promptly after its delivery of any Letter of Credit or any amendment to a Letter of Credit to an advising bank with respect thereto or to the beneficiary thereof, the applicable Issuing Lender will also deliver to the Borrower and the Administrative Agent a true and complete copy of such Letter of Credit or amendment.

 

3.3           Drawings and Reimbursement; Funding of Participations.

 

(a)           Upon receipt from the beneficiary of any Letter of Credit of any notice of a drawing under such Letter of Credit, the applicable Issuing Lender shall notify the Borrower and the Administrative Agent thereof, and such Issuing Lender shall, within a reasonable time following its receipt thereof, examine all documents purporting to represent a demand for payment under such Letter of Credit.  If such Issuing Lender notifies the Borrower of any payment by such Issuing Lender under a Letter of Credit prior to 11:00 a.m. (New York City time) on the date of such payment, the Borrower shall reimburse such Issuing Lender through the Administrative Agent in an amount equal to the amount of such drawing; provided that if such notice is not provided to the Borrower prior to 11:00 a.m. (New York City time) on such payment date, then the Borrower shall reimburse such Issuing Lender through the Administrative Agent in an amount equal to the amount of such drawing not later than 3:00 p.m. (New York City time) on the next succeeding Business Day, and such extension of time shall be reflected in computing fees in respect of such Letter of Credit.  If the Borrower fails to so reimburse such Issuing Lender by such time, the Administrative Agent shall promptly notify each Lender of such payment date, the amount of the unreimbursed drawing (the “Unreimbursed Amount”) and the amount of such Lender’s Revolving Credit Percentage thereof.  In such event, the Borrower shall be deemed to have requested Base Rate Loans to be disbursed on such payment date in an amount equal to such Unreimbursed Amount, without regard to the minimum and multiples specified in Section 2.2 for the principal amount of Base Rate Loans, but subject to the Total Available Commitments and the conditions set forth in Section 5.2 (other than delivery of a Borrowing Request).  Any notice given by an Issuing Lender or the Administrative Agent pursuant to this paragraph (a) may be given by telephone if immediately confirmed in writing; provided that the lack of such confirmation shall not affect the conclusiveness or binding effect of such notice.

 

(b)           Each Lender (including each Lender acting as an Issuing Lender) shall upon any notice pursuant to paragraph (a) of this Section make funds available (and the Administrative Agent may apply Cash Collateral provided for this purpose) for the account of the applicable Issuing Lender at the Administrative Agent’s Office in an amount equal to its Revolving Credit Percentage of the relevant Unreimbursed Amount not later than 3:00 p.m. (New York City time) on the Business Day specified in such notice by the Administrative Agent, whereupon, subject to the provisions of paragraph (c) of this Section, each Lender that so makes funds available shall be deemed to have made a Base Rate Loan to the Borrower in such amount.  The Administrative Agent shall remit the funds so received to the applicable Issuing Lender in accordance with the instructions provided to the Administrative Agent by such Issuing Lender (which instructions may include standing payment instructions, which may be updated from time to time by such Issuing Lender, provided that, unless the Administrative Agent shall otherwise agree, any such update shall not take effect until the Business Day immediately following the date on which such update is provided to the Administrative Agent).

  

47

  

 

(c)           With respect to any Unreimbursed Amount that is not fully refinanced by Base Rate Loans because the conditions set forth in Section 5.2 cannot be satisfied or for any other reason, the Borrower shall be deemed to have incurred from the applicable Issuing Lender an L/C Borrowing in the amount of the Unreimbursed Amount that is not so refinanced, which L/C Borrowing shall be due and payable on demand (together with interest) and shall bear interest at the Default Rate then applicable to Base Rate Loans under the Facility.  In such event, each Lender’s payment to the Administrative Agent for the account of the applicable Issuing Lender pursuant to paragraph (c) of this Section shall be deemed payment in respect of its participation in such L/C Borrowing and shall constitute an L/C Advance from such Lender in satisfaction of its participation obligation under this Section.

 

(d)           Until each Lender funds its Loan or L/C Advance to reimburse the applicable Issuing Lender for any amount drawn under any Letter of Credit, interest in respect of such Lender’s Revolving Credit Percentage of such amount shall be solely for the account of such Issuing Lender.

 

(e)           Each Lender’s obligations to make Loans or L/C Advances to reimburse the applicable Issuing Lender for amounts drawn under Letters of Credit, as contemplated by this paragraph (e), shall be absolute and unconditional and shall not be affected by any circumstance, including (A) any setoff, counterclaim, recoupment, defense or other right which such Lender may have against such Issuing Lender, the Borrower or any other Person for any reason whatsoever; (B) the occurrence or continuance of a Default; or (C) any other occurrence, event or condition, whether or not similar to any of the foregoing; provided that each Lender’s obligation to make Loans pursuant to this paragraph (e) is subject to the conditions set forth in Section 5.2.  No such funding of a participation in any Letter of Credit shall relieve or otherwise impair the obligation of the Borrower to reimburse the applicable Issuing Lender for the amount of any payment made by such Issuing Lender under such Letter of Credit, together with interest as provided herein.

 

(f)           If any Lender fails to make available to the Administrative Agent for the account of the applicable Issuing Lender any amount required to be paid by such Lender pursuant to the foregoing provisions of this Section by the time specified in paragraph (b), then, without limiting the other provisions of this Agreement, such Issuing Lender shall be entitled to recover from such Lender (acting through the Administrative Agent), on demand, such amount with interest thereon for the period from the date such payment is required to the date on which such payment is immediately available to such Issuing Lender at a rate per annum equal to the greater of the Federal Funds Effective Rate from time to time in effect and a rate determined by such Issuing Lender in accordance with banking industry rules on interbank compensation, plus any reasonable administrative, processing or similar fees customarily charged by such Issuing Lender in connection with the foregoing.  If such Lender pays such amount (with interest and fees as aforesaid), the amount so paid shall constitute such Lender’s Loan included in the relevant Loan or L/C Advance in respect of the relevant L/C Borrowing, as the case may be.  A certificate of the applicable Issuing Lender submitted to any Lender (through the Administrative Agent) with respect to any amounts owing under this paragraph (f) shall be conclusive absent manifest error.

 

3.4           Repayment of Participations.

 

(a)           If, at any time after an Issuing Lender has made payment in respect of any drawing under any Letter of Credit issued by it and has received from any Lender its L/C Advance in respect of such payment in accordance with Section 3.3, if the Administrative Agent receives for the account of such Issuing Lender any payment in respect of the related Unreimbursed Amount or interest thereon (whether directly from the Borrower or otherwise, including proceeds of Cash Collateral applied thereto by the Administrative Agent), the Administrative Agent will distribute to such Lender its Revolving Credit Percentage thereof (appropriately adjusted, in the case of interest payments, to reflect the period of time during which such Lender’s L/C Advance was outstanding) in like funds as received by the Administrative Agent.

  

48

  

 

(b)           If any payment received by the Administrative Agent for the account of an Issuing Lender pursuant to Section 3.3(a) is required to be returned under any of the circumstances described in Section 10.7 (including pursuant to any settlement entered into by such Issuing Lender in its discretion), each Lender shall pay to the Administrative Agent for the account of such Issuing Lender its Revolving Credit Percentage thereof on demand of the Administrative Agent, plus interest thereon from the date of such demand to the date such amount is returned by such Lender at a rate per annum equal to the Federal Funds Effective Rate from time to time in effect.  The obligations of the Lenders under this paragraph (b) shall survive the payment in full of the Obligations and the termination of this Agreement.

 

3.5           Obligations Absolute.  The obligation of the Borrower to reimburse the applicable Issuing Lender for each drawing under each Letter of Credit and to repay each L/C Borrowing shall be absolute, unconditional and irrevocable, and shall be paid strictly in accordance with the terms of this Agreement under all circumstances, including the following:

 

(a)           any lack of validity or enforceability of such Letter of Credit or any term or provision thereof, any Loan Document, or any other agreement or instrument relating thereto;

 

(b)           the existence of any claim, counterclaim, setoff, defense or other right that the Borrower may have at any time against any beneficiary or any transferee of such Letter of Credit (or any Person for whom any such beneficiary or any such transferee may be acting), the applicable Issuing Lender or any other Person, whether in connection with this Agreement, the transactions contemplated hereby or by such Letter of Credit or any agreement or instrument relating thereto, or any unrelated transaction;

 

(c)           any draft, demand, certificate or other document presented under such Letter of Credit proving to be forged, fraudulent, invalid or insufficient in any respect or any statement therein being untrue or inaccurate in any respect; or any loss or delay in the transmission or otherwise of any document required in order to make a drawing under such Letter of Credit;

 

(d)           any payment by the applicable Issuing Lender under such Letter of Credit against presentation of a draft or certificate that does not comply strictly with the terms of such Letter of Credit; or any payment made by the applicable Issuing Lender under such Letter of Credit to any Person purporting to be a trustee in bankruptcy, debtor-in-possession, assignee for the benefit of creditors, liquidator, receiver or other representative of or successor to any beneficiary or any transferee of such Letter of Credit, including arising in connection with any proceeding under any Debtor Relief Law;

 

(e)           any exchange, release or nonperfection of any collateral, or any release or amendment or waiver of or consent to departure from any guarantee, for all or any of the Obligations of the Borrower in respect of such Letter of Credit; or

 

(f)           any other circumstance or happening whatsoever, whether or not similar to any of the foregoing, including any other circumstance that might otherwise constitute a defense available to, or a discharge of, the Borrower.

 

The Borrower shall promptly examine a copy of each Letter of Credit and each amendment thereto that is delivered to it and, in the event of any claim of noncompliance with the Borrower’s instructions or other irregularity, the Borrower will promptly notify the applicable Issuing Lender.  The Borrower shall be conclusively deemed to have waived any such claim against any Issuing Lender and its correspondents unless such notice is given as aforesaid.

  

49

  

 

3.6           Role of Issuing Lender.  Each Lender and the Borrower agree that, in paying any drawing under a Letter of Credit, the applicable Issuing Lender shall not have any responsibility to obtain any document (other than any sight draft, certificates and documents expressly required by such Letter of Credit) or to ascertain or inquire as to the validity or accuracy of any document or the authority of the Person executing or delivering any document.  None of the applicable Issuing Lender, any Agent-Related Person nor any of the respective correspondents, participants or assignees of such Issuing Lender shall be liable to any Lender for (i) any action taken or omitted in connection herewith at the request or with the approval of the requisite Lenders; (ii) any action taken or omitted in the absence of gross negligence or willful misconduct; or (iii) the due execution, effectiveness, validity or enforceability of any document or instrument related to any Letter of Credit or L/C Application.  The Borrower hereby assumes all risks of the acts of omissions of any beneficiary or transferee with respect to its use of any Letter of Credit; provided that this assumption is not intended to, and shall not, preclude the Borrower from pursuing such rights and remedies as it may have against the beneficiary or transferee at law or under any other agreement.  None of the applicable Issuing Lender, any Agent-Related Person nor any of the respective correspondents, participants or assignees of such Issuing Lender shall be liable or responsible for any of the matters described in Section 3.5; provided that, notwithstanding anything in such clauses to the contrary, the Borrower may have a claim against such Issuing Lender, and such Issuing Lender may be liable to the Borrower, to the extent, but only to the extent, of any direct (as opposed to indirect, special, punitive, consequential or exemplary) damages suffered by the Borrower which a court of competent jurisdiction determines in a final nonappealable judgment were caused by such Issuing Lender’s gross negligence or willful misconduct or such Issuing Lender’s willful or grossly negligent failure to pay under any Letter of Credit after the presentation to it by the beneficiary of a sight draft and certificate(s) strictly complying with the terms and conditions of a Letter of Credit.  In furtherance and not in limitation of the foregoing, the applicable Issuing Lender may accept documents that appear on their face to be in order, without responsibility for further investigation, regardless of any notice or information to the contrary, and such Issuing Lender shall not be responsible for the validity or sufficiency of any instrument transferring or assigning or purporting to transfer or assign a Letter of Credit or the rights or benefits thereunder or proceeds thereof, in whole or in part, which may prove to be invalid or ineffective for any reason.

 

3.7           Applicability of ISP98.  Unless otherwise expressly agreed by the applicable Issuing Lender and the Borrower when a Letter of Credit is issued, the rules of the “International Standby Practices 1998” published by the Institute of International Banking Law & Practice (or such later version thereof as may be in effect at the time of issuance) shall apply to each Letter of Credit.

 

3.8           Conflict with L/C Application.  In the event of any conflict between the terms of this Agreement and the terms of any L/C Application, the terms hereof shall control.

 

3.9           Reporting.  Not later than the third Business Day following the last day of each week (or at such other intervals as the Administrative Agent and the applicable Issuing Lender shall agree), each Issuing Lender shall provide to the Administrative Agent a schedule of the Letters of Credit issued by it, in form and substance reasonably satisfactory to the Administrative Agent, showing the date of issuance of each Letter of Credit, the account party, the original face amount (if any), the expiration date, and the reference number of any Letter of Credit outstanding at any time during such week, and showing the aggregate amount (if any) payable by the Borrower to such Issuing Lender during such week.

  

50

  

 

SECTION 4.  REPRESENTATIONS AND WARRANTIES

 

To induce the Administrative Agent and the Lenders to enter into this Agreement and to make the Loans and issue or participate in the Letters of Credit, the Borrower hereby represents and warrants to the Administrative Agent and each Lender that:

 

4.1           Financial Condition.  (a)  [Reserved].

 

(b)           The audited consolidated balance sheets of the Borrower as at December 31, 2008, December 31, 2009 and December 31, 2010, and the related consolidated statements of income and of cash flows for the fiscal years ended on such dates, reported on by and accompanied by an unqualified report from BDO USA, LLP, copies of which have heretofore been furnished to each Lender, present fairly the consolidated financial condition of the Borrower as at such date, and the consolidated results of its operations and its consolidated cash flows for the respective fiscal years then ended.  The unaudited consolidated balance sheets of the Borrower as at June 30, 2011 and September 30, 2011, and the related unaudited consolidated statements of income and cash flows for the respective three-month period ended on such dates, copies of which have heretofore been furnished to each Lender, each present fairly the consolidated financial condition of Borrower as at such dates, and the consolidated results of its operations and its consolidated cash flows for the respective three-month period then ended (subject to normal year-end audit adjustments). All such financial statements, including the related schedules and notes thereto, have been prepared in accordance with GAAP applied consistently throughout the periods involved (except as approved by the aforementioned firm of accountants and disclosed therein).  The Borrower and its Subsidiaries do not have any material Guarantee Obligations, contingent liabilities and liabilities for taxes, or any long-term leases or unusual forward or long-term commitments, including, without limitation, any interest rate or foreign currency swap or exchange transaction or other obligation in respect of derivatives, that are not reflected in the most recent financial statements referred to in this paragraph.  During the period from December 31, 2010 to and including the date hereof there has been no Disposition by the Borrower of any material part of its business or Property.

 

4.2           No Change.  Since December 31, 2010 there has been no development or event that has had or could reasonably be expected to have a Material Adverse Effect.

 

4.3           Corporate Existence; Compliance with Law.  Each of the Borrower and its Subsidiaries (a) is duly organized, validly existing and in good standing under the laws of the jurisdiction of its organization, (b) has the corporate or limited liability company power and authority, as applicable, and the legal right, to own and operate its Property, to lease the Property it operates as lessee and to conduct the business in which it is currently engaged, (c) is duly qualified as a foreign corporation, limited liability company or other organization and in good standing under the laws of each jurisdiction where its ownership, lease or operation of Property or the conduct of its business requires such qualification and (d) is in compliance with all Requirements of Law except to the extent that the failure to comply therewith could not, in the aggregate, reasonably be expected to have a Material Adverse Effect.

  

51

  

4.4           Corporate Power; Authorization; Enforceable Obligations.  Each Loan Party has the corporate or limited liability company power and authority, as applicable, and the legal right, to make, deliver and perform the Loan Documents to which it is a party, and in the case of the Borrower, to borrow hereunder.  Each Loan Party has taken all necessary corporate or limited liability company action, as applicable, to authorize the execution, delivery and performance of the Loan Documents to which it is a party, and in the case of the Borrower, to authorize the borrowings on the terms and conditions of this Agreement.  No consent or authorization of, filing with, notice to or other act by or in respect of, any Governmental Authority or any other Person is required in connection with the consummation of the borrowings hereunder or the execution, delivery, performance, validity or enforceability of this Agreement or any of the other Loan Documents, except (i) consents, authorizations, filings and notices described in Schedule 4.4, which consents, authorizations, filings and notices have been obtained or made and are in full force and effect and (ii) the filings referred to in Section 4.19(a).  Each Loan Document has been duly executed and delivered on behalf of each Loan Party that is a party thereto.  This Agreement constitutes, and each other Loan Document upon execution will constitute, a legal, valid and binding obligation of each Loan Party that is a party thereto, enforceable against each such Loan Party in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally and by general equitable principles (whether enforcement is sought by proceedings in equity or at law).

 

4.5           No Legal Bar.  The execution, delivery and performance of this Agreement and the other Loan Documents, the issuance of Letters of Credit, the borrowings hereunder and the use of the proceeds thereof will not violate any Requirement of Law or any Contractual Obligation of the Borrower or any of its Subsidiaries and will not result in, or require, the creation or imposition of any Lien on any of their respective properties or revenues pursuant to any Requirement of Law or any such Contractual Obligation (other than the Liens created by the Security Documents).  No Requirement of Law or Contractual Obligation applicable to the Borrower or any of its Subsidiaries could reasonably be expected to have a Material Adverse Effect.

 

4.6           No Material Litigation.  No litigation, investigation or proceeding of or before any arbitrator or Governmental Authority is pending or, to the knowledge of the Borrower, threatened by or against the Borrower or any of its Subsidiaries or against any of their respective properties or revenues (a) with respect to any of the Loan Documents or any of the transactions contemplated hereby or thereby, or (b) that could reasonably be expected to have a Material Adverse Effect (as determined in good faith by the Borrower).

 

4.7           No Default.  Neither the Borrower nor any of its Subsidiaries is in default under or with respect to any of its Contractual Obligations in any respect that could reasonably be expected to have a Material Adverse Effect.  No Default or Event of Default has occurred and is continuing.

 

4.8           Ownership of Property; Liens.  The Borrower and each of its Subsidiaries has title in fee simple to, or a valid leasehold interest in, all its real property, and good title to, or a valid leasehold interest in, all its other Property, and none of such Property is subject to any Lien except as permitted by Section 7.3.

 

4.9           Intellectual Property.  Each of the Borrower’s Subsidiaries owns all material proprietary Intellectual Property used in its business, and owns or has the right to use all other Intellectual Property necessary for the conduct of its business as currently conducted, in each case free and clear of all Liens, except as permitted by Section 7.3.  Each of the Borrower’s Subsidiaries’ Trademarks (as defined in the Guarantee and Collateral Agreement) and all other material Intellectual Property of the Borrower’s Subsidiaries are valid and enforceable, not abandoned and unexpired.  No claim has been threatened in writing or has been asserted and is pending, and no judgment regarding the same has been rendered by a Governmental Authority of competent jurisdiction challenging or questioning the use of such Intellectual Property or the validity or effectiveness of such Intellectual Property, nor does the Borrower or its Subsidiaries know of any valid basis for any such claim.  No Subsidiary is alleged in writing to be, in breach or default under any material Intellectual Property license or other material agreement concerning Intellectual Property.  The Borrower is not bound by or otherwise obligated under any material Intellectual Property license or other material agreement concerning Intellectual Property.  The Borrower and its Subsidiaries represent that the transactions contemplated by this Agreement shall not impair the Intellectual Property rights of any of the Borrower’s Subsidiaries. The Borrower and its Subsidiaries take reasonable steps to protect and maintain all material Trademarks and other material Intellectual Property of the Borrower’s Subsidiaries, including executing all appropriate confidentiality agreements and filing for appropriate registrations.  The use of Intellectual Property by the Borrower’s Subsidiaries and the conduct of the business of such Subsidiaries does not impair, conflict with or infringe on the rights of any Person in any material respect.

 

  

52

  

 

4.10         Taxes.  The Borrower and each of its Subsidiaries has filed or caused to be filed all Federal, state and other material tax returns that are required to be filed and has paid all taxes shown to be due and payable on said returns or on any assessments made against it or any of its Property and all other taxes, fees or other charges imposed on it or any of its Property by any Governmental Authority (other than any the amount or validity of which are currently being contested in good faith by appropriate proceedings and with respect to which reserves in conformity with GAAP have been provided on the books of the Borrower or its Subsidiaries, as the case may be); and no tax Lien has been filed, and, to the knowledge of the Borrower, no claim is being asserted, with respect to any such tax, fee or other charge.

 

4.11         Federal Regulations.  No part of the proceeds of any Loans, and no other extensions of credit hereunder, will be used for “purchasing” or “carrying” any “margin stock” within the respective meanings of each of the quoted terms under Regulation U as now and from time to time hereafter in effect or for any purpose that violates the provisions of Regulation U.  If requested by any Lender or the Administrative Agent, the Borrower will furnish to the Administrative Agent and each Lender a statement to the foregoing effect in conformity with the requirements of FR Form G-3 or FR Form U-1 referred to in Regulation U.

 

4.12         Labor Matters.  There are no strikes or other labor disputes against the Borrower or any of its Subsidiaries pending or, to the knowledge of the Borrower, threatened that (individually or in the aggregate) could reasonably be expected to have a Material Adverse Effect.  Hours worked by and payment made to employees of the Borrower and its Subsidiaries have not been in violation of the Fair Labor Standards Act or any other applicable Requirement of Law dealing with such matters that (individually or in the aggregate) could reasonably be expected to have a Material Adverse Effect.  All payments due from the Borrower or any of its Subsidiaries on account of employee health and welfare insurance that (individually or in the aggregate) could reasonably be expected to have a Material Adverse Effect if not paid have been paid or accrued as a liability on the books of the Borrower or the relevant Subsidiary.

 

4.13         ERISA.  Each Single Employer Plan which is intended to be qualified under Section 401(a) of the Code, and each related trust agreement or other funding instrument which is intended to be tax exempt under Section 501(a) of the Code, has received a determination of such qualification and/or tax-exemption or the Internal Revenue Service has issued an opinion or advisory letter with respect to the document utilized for each such Single Employer Plan, and to the best knowledge of Borrower or applicable Commonly Controlled Entity, nothing has occurred that would negatively affect such determination or letter.  Neither a Reportable Event nor an “accumulated funding deficiency” (within the meaning of Section 412 of the Code or Section 302 of ERISA) has occurred during the five-year period prior to the date on which this representation is made or deemed made with respect to any Single Employer Plan, and each Single Employer Plan has complied in all material respects with the applicable provisions of ERISA and the Code.  No termination of a Single Employer Plan has occurred, and no Lien in favor of the PBGC or a Plan has arisen, during such five-year period.  The present value of all accrued benefits under each Single Employer Plan (based on those assumptions used to fund such Plans) did not, as of the last annual valuation date prior to the date on which this representation is made or deemed made, exceed the value of the assets of such Single Employer Plan allocable to such accrued benefits by more than 10%.  Neither the Borrower nor any Commonly Controlled Entity has had a complete or partial withdrawal from any Single Employer Plan or Multiemployer Plan that has resulted or could reasonably be expected to result in a material liability under ERISA, and neither the Borrower nor any Commonly Controlled Entity would become subject to any material liability under ERISA if the Borrower or any such Commonly Controlled Entity were to withdraw completely from all Single Employer Plans or Multiemployer Plans as of the valuation date most closely preceding the date on which this representation is made or deemed made.  No Multiemployer Plan has been terminated or is in Reorganization or Insolvent and neither the Borrower nor any Commonly Controlled Entity has received notice that any Multiemployer Plan is in “endangered” or “critical” condition (within the meaning of Section 432 of the Code or Section 305 of ERISA).

 

  

53

  

 

4.14         Investment Company Act; Other Regulations.  No Loan Party is an “investment company”, or a company “controlled” by an “investment company”, within the meaning of the Investment Company Act of 1940, as amended.  No Loan Party is subject to regulation under any Requirement of Law (other than Regulation X of the Board) that limits its ability to incur Indebtedness.

 

4.15         Subsidiaries.  (a)  The Subsidiaries listed on Schedule 4.15 constitute all the Subsidiaries of the Borrower at the Closing Date.  Schedule 4.15 sets forth as of the Closing Date the name and jurisdiction of incorporation of each Subsidiary and, as to each Subsidiary, the percentage of each class of Capital Stock owned by each Loan Party.

 

(b)           There are no outstanding subscriptions, options, warrants, calls, rights or other agreements or commitments of any nature relating to any Capital Stock of the Borrower or any Subsidiary (other than any Earn-Out Consideration obligations payable in Capital Stock of the Borrower).

 

4.16         Use of Proceeds.  The proceeds of the Loans shall be used to finance the working capital needs and general corporate purposes of the Borrower and its Subsidiaries; provided, however, that not more than $75,000,000 from the proceeds of Loans shall be used to finance Restricted Payments permitted under 7.6(c) during the term of this Agreement.

4.17         Environmental Matters.  Other than exceptions to any of the following that could not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect:

 

(a)           The Borrower and its Subsidiaries:  (i) are, and within the period of all applicable statutes of limitation have been, in compliance with all applicable Environmental Laws; (ii) hold all Environmental Permits (each of which is in full force and effect) required for any of their current or intended operations or for any property owned, leased, or otherwise operated by any of them; (iii) are, and within the period of all applicable statutes of limitation have been, in compliance with all of their Environmental Permits; and (iv) reasonably believe that:  each of their Environmental Permits will be timely renewed and complied with, without material expense; any additional Environmental Permits that may be required of any of them will be timely obtained and complied with, without material expense; and compliance with any Environmental Law that is or is expected to become applicable to any of them will be timely attained and maintained, without material expense.

 

(b)           Materials of Environmental Concern are not present at, on, under, in, or about any real property now or formerly owned, leased or operated by the Borrower or any of its Subsidiaries, or at any other location (including, without limitation, any location to which Materials of Environmental Concern have been sent for re-use or recycling or for treatment, storage, or disposal) which could reasonably be expected to (i) give rise to liability of the Borrower or any of its Subsidiaries under any applicable Environmental Law or otherwise result in costs to the Borrower or any of its Subsidiaries, or (ii) interfere with the Borrower’s or any of its Subsidiaries’ continued operations, or (iii) impair the fair saleable value of any real property owned or leased by the Borrower or any of its Subsidiaries.

  

54

  

 

(c)           There is no judicial, administrative, or arbitral proceeding (including any notice of violation or alleged violation) under or relating to any Environmental Law to which the Borrower or any of its Subsidiaries is, or to the knowledge of the Borrower or any of its Subsidiaries will be, named as a party that is pending or, to the knowledge of the Borrower or any of its Subsidiaries, threatened.

 

(d)           Neither the Borrower nor any of its Subsidiaries has received any written request for information, or been notified that it is a potentially responsible party under or relating to the federal Comprehensive Environmental Response, Compensation, and Liability Act or any similar Environmental Law, or with respect to any Materials of Environmental Concern.

 

(e)           Neither the Borrower nor any of its Subsidiaries has entered into or agreed to any consent decree, order, or settlement or other agreement, or is subject to any judgment, decree, or order or other agreement, in any judicial, administrative, arbitral, or other forum for dispute resolution, relating to compliance with or liability under any Environmental Law.

 

(f)            Neither the Borrower nor any of its Subsidiaries has assumed or retained, by contract or operation of law, any liabilities of any kind, fixed or contingent, known or unknown, under any Environmental Law or with respect to any Material of Environmental Concern.

 

4.18         Accuracy of Information, etc.  To the best knowledge of the Loan Parties, no statement or information contained in this Agreement, any other Loan Document or any other document, certificate or statement furnished to the Administrative Agent or the Lenders or any of them, by or on behalf of any Loan Party in writing for use in connection with the transactions contemplated by this Agreement or the other Loan Documents, contained as of the date such statement, information, document or certificate was so furnished, any untrue statement of a material fact or omitted to state a material fact necessary to make the statements contained herein or therein, taken as a whole, not misleading.  The projections and pro forma financial information contained in the materials referenced above are based upon good faith estimates and assumptions believed by management of the Borrower to be reasonable at the time made, it being recognized by the Lenders that such financial information as it relates to future events is not to be viewed as fact and that actual results during the period or periods covered by such financial information may differ from the projected results set forth therein by a material amount. There is no fact known to any Loan Party that could reasonably be expected to have a Material Adverse Effect that has not been expressly disclosed herein, in the other Loan Documents, or in any other documents, certificates and statements furnished to the Administrative Agent and the Lenders for use in connection with the transactions contemplated hereby and by the other Loan Documents.

 

4.19         Security Documents.  (a)  The Guarantee and Collateral Agreement is effective to create in favor of the Administrative Agent, for the benefit of the Secured Parties, a legal, valid and enforceable security interest in the Collateral described therein and proceeds thereof.  In the case of the Pledged Stock described in the Guarantee and Collateral Agreement, when any stock certificates representing such Pledged Stock are delivered to the Administrative Agent, and in the case of the other Collateral described in the Guarantee and Collateral Agreement, when financing statements in appropriate form are filed in the offices specified on Schedule 4.19(a) (which financing statements have been duly completed and delivered to the Administrative Agent) and such other filings as are specified on Schedule 3 to the Guarantee and Collateral Agreement have been completed, the Administrative Agent’s Lien on, and security interest in, all right, title and interest of the Loan Parties in such Collateral and the proceeds thereof, as security for the Obligations (as defined in the Guarantee and Collateral Agreement),  will be perfected to the extent a security interest in such Collateral can be perfected by the filing of a financing statement in such offices, in each case prior and superior in right to any other Person (except, in the case of Collateral other than Pledged Stock, Liens permitted by Section 7.3).

 

  

55

  

 

(b)           As of the Closing Date, neither the Borrower nor any of its Subsidiaries owns any real property.

 

4.20           Solvency.  The Loan Parties, on a consolidated basis, are, and after giving effect to the incurrence of all Indebtedness and obligations being incurred in connection herewith will be and will continue to be, Solvent.

 

4.21           [Reserved].

 

4.22           PATRIOT Act.  To the extent applicable, the Borrower and each of its Subsidiaries is in compliance, in all material respects, with (a) the Trading with the Enemy Act, as amended, and each of the foreign assets control regulations of the United States Treasury Department (31 C.F.R., Subtitle B, Chapter V, as amended) and any other enabling legislation or executive order relating thereto, and (b) the United States PATRIOT Act.  No part of the proceeds of the Loans will be used, directly or indirectly, for any payments to any governmental official or employee, political party, official of a political party, candidate for political office, or anyone else acting in an official capacity, in order to obtain, retain or direct business or obtain any improper advantage, in violation of the United States Foreign Corrupt Practices Act of 1977, as amended.

 

4.23           Foreign Asset Control Laws.  Neither the Borrower nor any Subsidiary is a Person named on a list published by OFAC or is a Person with whom dealings are prohibited under any OFAC Regulations.

 

SECTION 5.  CONDITIONS PRECEDENT

 

5.1           Conditions to the Initial Extension of Credit.  The agreement of each Lender to make available an Extension of Credit requested to be made by it hereunder is subject to the satisfaction, prior to or concurrently with the making of such Extension of Credit on the Closing Date, of the following conditions precedent:

 

(a)           Loan Documents.  The Administrative Agent shall have received (i) this Agreement, executed and delivered by the Borrower and (ii) the Guarantee and Collateral Agreement, executed and delivered by the Borrower and each Subsidiary Guarantor.

 

(b)           Financial Statements.  The Lenders shall have received (i) audited consolidated financial statements of the Borrower for the 2008, 2009 and 2010 fiscal years, (ii) unaudited interim consolidated financial statements of the Borrower for each quarterly period ended subsequent to the date of the latest applicable financial statements delivered pursuant to clause (i) of this paragraph as to which such financial statements are publicly available and (iii) a calculation of gross sales and EBITDA for each brand that is held by a Restricted Subsidiary for the twelve-month period ended September 30, 2011.

 

(c)           Approvals.  All governmental and third party approvals necessary in connection with the continuing operations of the Borrower and its Subsidiaries and the transactions contemplated hereby shall have been obtained and be in full force and effect.

 

(d)           [Reserved].

  

56

  

 

(e)           Fees.  The Lenders and the Administrative Agent shall have received all fees required to be paid, and all reasonable expenses for which invoices have been presented reasonably in advance of the Closing Date (including reasonable fees, disbursements and other charges of counsel to the Administrative Agent), on or before the Closing Date.

 

(f)            Business Plan.  The Lenders shall have received a satisfactory business plan for fiscal years 2012 - 2013 and a satisfactory written analysis of the business and prospects of the Borrower and its Subsidiaries for the period from the Closing Date through the Termination Date.

 

(g)           Solvency Certificate.  The Lenders shall have received a reasonably satisfactory solvency certificate from the chief financial officer of the Borrower which shall document the solvency of the Borrower and its Subsidiaries considered as a whole after giving effect to the transactions contemplated hereby.

 

(h)           Lien Searches.  The Administrative Agent shall have received the results of a recent lien search in the “location” (as defined in the Uniform Commercial Code (“UCC”)) of the Borrower and each Subsidiary and each such search shall reveal no liens on any of such assets, except for (i) Liens permitted by Section 7.3 and (ii) Liens to be discharged substantially concurrently with the initial borrowing by the Borrower under this Agreement pursuant to documentation reasonably satisfactory to the Administrative Agent.

 

(i)            Closing Certificate.  The Administrative Agent shall have received a certificate of each Loan Party, dated the Closing Date substantially in the form of Exhibit C, with appropriate insertions and attachments.

 

(j)            Legal Opinions.  The Administrative Agent shall have received the following executed legal opinions:

 

(i)           the legal opinion of Blank Rome LLP, counsel to the Borrower and its Subsidiaries, substantially in the form of Exhibit E-1; and

 

(ii)          the legal opinion of Andrew Tarshis, general counsel of the Borrower and its Subsidiaries, substantially in the form of Exhibit E-2.

 

Each such legal opinion referred to in clauses (i) and (ii) shall cover such other matters incident to the transactions contemplated by this Agreement as the Administrative Agent may reasonably require and shall be addressed to the Administrative Agent and the Lenders.

 

(k)           Pledged Stock; Stock Powers.  The Administrative Agent shall have received the certificates representing the shares of Capital Stock pledged pursuant to the Guarantee and Collateral Agreement, together with an undated stock power for each such certificate executed in blank by a duly authorized officer of the pledgor thereof.

 

(l)            Filings, Registrations and Recordings.  Each document (including, without limitation, any UCC financing statement) required by the Security Documents or under law or reasonably requested by the Administrative Agent to be filed, registered or recorded in order to create in favor of the Administrative Agent, for the benefit of the Secured Parties, a perfected Lien on the Collateral described therein, prior and superior in right to any other Person (other than with respect to Liens expressly permitted by Section 7.3), shall have been filed, registered or recorded or shall have been delivered to the Administrative Agent in proper form for filing, registration or recordation.

 

  

57

  

 

(m)           Insurance.  The Administrative Agent shall have received insurance certificates satisfying the requirements of Section 6.5 of this Agreement.

 

(n)           PATRIOT Act.  The Lenders shall have received, not less than ten Business Days prior to the Closing Date, all documentation and other information required by bank regulatory authorities under applicable “know your customer” and anti-money laundering rules and regulations, including without limitation the United States PATRIOT Act.

 

5.2           Conditions to Each Extension of Credit.  The agreement of each Lender to make any Extension of Credit (including the initial Extension of Credit) requested to be made by it on any date is subject to the satisfaction of the following conditions precedent:

 

(a)           Representations and Warranties.  Each of the representations and warranties made by any Loan Party in or pursuant to the Loan Documents shall be true and correct in all material respects on and as of such date as if made on and as of such date (except where such representation and warranty speaks of a specific date in which case such representation and warranty shall be true and correct as of such date).

 

(b)           No Default.  No Default or Event of Default shall have occurred and be continuing on such date or after giving effect to the Extension of Credit requested to be made on such date.

 

Each borrowing by, and each issuance of a Letter of Credit on behalf of, the Borrower hereunder shall constitute a representation and warranty by the Borrower as of the date of such extension of credit that the conditions contained in this Section 5.2 have been satisfied.

 

SECTION 6.  AFFIRMATIVE COVENANTS

 

The Borrower hereby agrees that, so long as the Commitments remain in effect, any Letter of Credit remains outstanding or any Loan or other amount is owing to any Lender or the Administrative Agent hereunder, the Borrower shall and shall cause each of its Subsidiaries to:

 

6.1           Financial Statements.  Furnish to the Administrative Agent (who will furnish to each Lender):

 

(a)           as soon as available, but in any event within 90 days after the end of each fiscal year of the Borrower, a copy of the audited consolidated balance sheet of the Borrower as at the end of such fiscal year and the related audited consolidated statements of income and of cash flows for such fiscal year, setting forth in each case in comparative form the figures as of the end of and for the previous fiscal year, reported on without a “going concern” or like qualification or exception, or qualification arising out of the scope of the audit, by BDO USA, LLP or other independent certified public accountants of nationally recognized standing; and

 

(b)           as soon as available, but in any event not later than 50 days after the end of each of the first three quarterly periods of each fiscal year of the Borrower, the unaudited consolidated balance sheet of the Borrower as at the end of such quarter and the related unaudited consolidated statements of income and of cash flows for such quarter and the portion of the fiscal year through the end of such quarter, setting forth in each case in comparative form the figures as of the end of and for the corresponding period in the previous year, certified by a Responsible Officer as being fairly stated in all material respects (subject to normal year-end audit adjustments);

  

58

  

 

all such financial statements to be complete and correct in all material respects and to be prepared in reasonable detail and in accordance with GAAP applied consistently throughout the periods reflected therein and with prior periods (except as approved by such accountants or officer, as the case may be, and disclosed therein).

 

6.2           Certificates; Other Information.  Furnish to the Administrative Agent (who will furnish to each Lender), or, in the case of clause (g), to the relevant Lender:

 

(a)           concurrently with the delivery of any financial statements pursuant to Section 6.1, (i) a Compliance Certificate of a Responsible Officer (x) stating that, to the best of such Responsible Officer’s knowledge, each Loan Party during such period has observed or performed all of its covenants and other agreements, and satisfied every condition, contained in this Agreement and the other Loan Documents to which it is a party to be observed, performed or satisfied by it, and that such Responsible Officer has obtained no knowledge of any Default or Event of Default except as specified in such certificate, (y) containing all information and calculations necessary for determining compliance by the Borrower and its Subsidiaries with the provisions of this Agreement referred to therein as of the last day of the fiscal quarter or fiscal year of the Borrower, as the case may be and (z) to the extent not previously disclosed to the Administrative Agent, containing a listing of any registered or applied for Intellectual Property acquired by the Borrower or any Subsidiary Guarantor since the date of the most recent list delivered pursuant to this clause (i) (or, in the case of the first such list so delivered, since the Closing Date); (ii) a calculation of year-to-date gross revenue and EBITDA for each brand that is held by a Restricted Subsidiary for the applicable period covered by such financial statements, along with a comparison of each to the comparable year-to-date period for the prior year, to the extent applicable; and (iii) a schedule certified by a Responsible Officer setting forth the aggregate amount of (x) all Unrestricted Cash, (y) all Restricted Subsidiary Cash and (z) all Unrestricted Subsidiary Cash, in each case showing in reasonable detail how such amounts are calculated;

 

(b)           as soon as available, and in any event no later than 75 days after the end of each fiscal year of the Borrower, a reasonably detailed consolidated budget for the following fiscal year (including a projected consolidated balance sheet of the Borrower as of the end of the following fiscal year, and projected consolidated income and a description of the underlying assumptions applicable thereto), and, as soon as available, significant revisions, if any, of such budget and projections with respect to such fiscal year, and the Subsidiaries’ Financial Information (collectively, the “Projections”), which Projections shall in each case be accompanied by a certificate of a Responsible Officer stating that such Projections are based on reasonable estimates, information and assumptions and that such Responsible Officer has no reason to believe that such Projections are incorrect or misleading in any material respect;

 

(c)           within five days after the same are sent, copies of all reports filed on Form 8-K that the Borrower may make to, or file with, the SEC;

 

(d)           promptly following receipt thereof, copies of (A) any documents described in  Section 101(j) of ERISA issued with respect to any Single Employer Plan and (B) any documents described in Section 101(k) or 101(l) of ERISA that the Borrower or any Commonly Controlled Entity may request with respect to any Multiemployer Plan; provided, that if the Borrower or any Commonly Controlled Entity has not requested such documents or notices from the administrator or sponsor of the applicable Multiemployer Plan, then, upon reasonable request of the Administrative Agent, the Borrower and/or the Commonly Controlled Entities shall promptly make a request for such documents or notices from such administrator or sponsor and the Borrower shall provide copies of such documents and notices to the Administrative Agent promptly after receipt thereof;

  

59

  

 

(e)           concurrently with the delivery of any financial statements pursuant to Section 6.1(a), an annual brand budget, prepared consistent with past practices; and

 

(f)           promptly, such additional financial and other information as any Lender may from time to time reasonably request.

 

The Borrower hereby acknowledges that the Administrative Agent and/or the Arranger will make available to the Lenders and the Issuing Lender materials and/or information provided by or on behalf of the Borrower hereunder and under the other Loan Documents (collectively, “Borrower Materials”) by posting the Borrower Materials on Debt Domain, IntraLinks, Syndtrak or another similar electronic system (the “Platform”).

6.3           Payment of Obligations.  Pay, discharge or otherwise satisfy at or before maturity or before they become delinquent, as the case may be, all its material obligations of whatever nature, except where the amount or validity thereof is currently being contested in good faith by appropriate proceedings and reserves in conformity with GAAP with respect thereto have been provided on the books of the Borrower or its Subsidiaries, as the case may be.

 

6.4           Conduct of Business and Maintenance of Existence; Compliance.  (a)(i) Preserve, renew and keep in full force and effect its organizational existence and (ii) take all reasonable action to maintain all rights, privileges and franchises necessary or desirable in the normal conduct of its business, except, in each case, as otherwise permitted by Section 7.4 and except, the case of clause (ii) above, to the extent that failure to do so could not reasonably be expected to have a Material Adverse Effect; and (b) comply with all Contractual Obligations and Requirements of Law, except to the extent that failure to comply therewith could not, in the aggregate, reasonably be expected to have a Material Adverse Effect.

 

6.5           Maintenance of Property; Insurance.  (a) Keep all Property and systems useful and necessary in its business in good working order and condition, ordinary wear and tear excepted and (b) maintain with financially sound and reputable insurance companies insurance on all its Property in at least such amounts and against at least such risks (but including in any event public liability, product liability and business interruption) as are usually insured against in the same general area by companies engaged in the same or a similar business, which insurance shall name the Administrative Agent as additional insured or lenders loss payee, as agent for the Lenders, as appropriate, and shall provide that the insurance companies will give the Administrative Agent at least 30 days prior written notice before any such policy or policies of insurance shall be altered or canceled.

 

6.6           Inspection of Property; Books and Records; Discussions.  (a) Keep proper books of records and account in which full, true and correct entries in conformity with GAAP and all Requirements of Law shall be made of all dealings and transactions in relation to its business and activities and (b) permit representatives of the Administrative Agent and any Lender to visit and inspect any of its properties and examine and make abstracts from any of its books and records at any reasonable time upon reasonable prior written notice, and to discuss the business, operations, properties and financial and other condition of the Borrower and its Subsidiaries with officers of the Borrower and its Subsidiaries; provided, that all such visits and inspections by all such representatives, shall not occur more than once in any twelve-month period.

  

60

  

 

6.7           Notices.  Promptly after receipt of actual knowledge thereof give notice to the Administrative Agent (who will furnish to each Lender) of:

 

(a)           the occurrence of any Default or Event of Default;

 

(b)           any (i) event of default under any Contractual Obligation of the Borrower or any of its Subsidiaries or (ii) litigation, investigation or proceeding which may exist at any time between the Borrower or any of its Subsidiaries and any Governmental Authority, that in either case, if not cured or if adversely determined, as the case may be, could reasonably be expected to have a Material Adverse Effect;

 

(c)           any litigation or proceeding affecting the Borrower or any of its Subsidiaries (i) in which the amount involved is $2,500,000 or more and not covered by insurance, (ii) in which injunctive or similar relief is sought or (iii) which relates to any Loan Document;

 

(d)           the following events, as soon as possible and in any event within 30 days after the Borrower knows or has reason to know thereof:  (i) the occurrence of any Reportable Event with respect to any Plan, a failure to make any required contribution to a Plan, the creation of any Lien in favor of the PBGC or a Plan or any withdrawal from, or the termination, Reorganization or Insolvency of, any Multiemployer Plan or (ii) the institution of proceedings or the taking of any other action by the PBGC or the Borrower or any Commonly Controlled Entity or any Multiemployer Plan with respect to the withdrawal from, or the termination, Reorganization or Insolvency of, any Plan; and

 

(e)           any development or event that has had or could reasonably be expected to have a Material Adverse Effect.

 

Each notice pursuant to this Section shall be accompanied by a statement of a Responsible Officer setting forth details of the occurrence referred to therein and stating what action the Borrower or the relevant Subsidiary proposes to take with respect thereto.

 

6.8           Environmental Laws.  (a) Comply in all material respects with, and endeavor to ensure compliance in all material respects by all tenants and subtenants, if any, with, all applicable Environmental Laws, and obtain and comply in all material respects with and maintain, and endeavor to ensure that all tenants and subtenants obtain and comply in all material respects with and maintain, any and all licenses, approvals, notifications, registrations or permits required by applicable Environmental Laws.

 

(b)           Conduct and complete all investigations, studies, sampling and testing, and all remedial, removal and other actions required under Environmental Laws and promptly comply in all material respects with all lawful orders and directives of all Governmental Authorities regarding Environmental Laws.

 

6.9           [Reserved].

 

6.10         Additional Collateral, etc.  (a) With respect to any Property acquired after the Closing Date by the Borrower or any Subsidiary (other than (x) any real property or any Property described in paragraph (c) of this Section, (y) any Property subject to a Lien expressly permitted by Section 7.3(g) and (z) Property acquired by an Excluded Foreign Subsidiary) as to which the Administrative Agent, for the benefit of the Secured Parties, does not have a perfected Lien, promptly (i) execute and deliver to the Administrative Agent such amendments to the Guarantee and Collateral Agreement or such other documents as the Administrative Agent deems necessary to grant to the Administrative Agent, for the benefit of the Secured Parties, a security interest in such Property and (ii) take all actions necessary to grant to the Administrative Agent, for the benefit of the Secured Parties, a perfected first priority security interest in such Property, including without limitation, the filing of UCC financing statements in such jurisdictions as may be required by the Guarantee and Collateral Agreement or by law.

 

  

61

  

 

(b)           With respect to any fee interest in any real property having a value (together with improvements thereof) of at least $1,000,000 acquired after the Closing Date by the Borrower or any Subsidiary (other than any such real property owned by an Excluded Foreign Subsidiary or subject to a Lien expressly permitted by Section 7.3(g)), promptly (i) execute and deliver a first priority Mortgage in favor of the Administrative Agent, for the benefit of the Secured Parties, covering such real property, (ii) if requested by the Administrative Agent, provide the Lenders with (x) title and extended coverage insurance covering such real property in an amount at least equal to the purchase price of such real property (or such other amount as shall be reasonably specified by the Administrative Agent) as well as a current ALTA survey thereof, together with a surveyor’s certificate and (y) any consents or estoppels reasonably deemed necessary by the Administrative Agent in connection with such Mortgage, each of the foregoing in form and substance reasonably satisfactory to the Administrative Agent and (iii) if requested by the Administrative Agent, deliver to the Administrative Agent legal opinions relating to the matters described above, which opinions shall be in form and substance, and from counsel, reasonably satisfactory to the Administrative Agent.

 

(c)           With respect to any new Subsidiary (other than an Excluded Foreign Subsidiary) created or acquired after the Closing Date (which, for the purposes of this paragraph, shall include any existing Subsidiary that ceases to be an Excluded Foreign Subsidiary), by the Borrower or any of its Subsidiaries, promptly (i) execute and deliver to the Administrative Agent such amendments to the Guarantee and Collateral Agreement as the Administrative Agent deems necessary or advisable to grant to the Administrative Agent, for the benefit of the Secured Parties, a perfected first priority security interest in the Capital Stock of such new Subsidiary that is owned by the Borrower or any of its Subsidiaries, (ii) deliver to the Administrative Agent the certificates representing such Capital Stock, together with undated stock powers, in blank, executed and delivered by a duly authorized officer of the Borrower or such Subsidiary, as the case may be, (iii) cause such new Subsidiary (A) to become a party to the Guarantee and Collateral Agreement and (B) to take such actions necessary or advisable to grant to the Administrative Agent for the benefit of the Secured Parties a perfected first priority security interest in the Collateral described in the Guarantee and Collateral Agreement with respect to such new Subsidiary, including, without limitation, the filing of UCC financing statements in such jurisdictions as may be required by the Guarantee and Collateral Agreement or by law or as may be requested by the Administrative Agent, and (iv) if requested by the Administrative Agent, deliver to the Administrative Agent legal opinions relating to the matters described above, which opinions shall be in form and substance, and from counsel, reasonably satisfactory to the Administrative Agent.

 

(d)           With respect to any new Excluded Foreign Subsidiary created or acquired after the Closing Date by the Borrower or any of its Subsidiaries (other than any Excluded Foreign Subsidiaries), promptly (i) execute and deliver to the Administrative Agent such amendments to the Guarantee and Collateral Agreement or such other documents as the Administrative Agent deems necessary or advisable in order to grant to the Administrative Agent, for the benefit of the Secured Parties, a perfected first priority security interest in the Capital Stock of such new Subsidiary that is owned by the Borrower or any of its Subsidiaries (other than any Excluded Foreign Subsidiaries), (provided that in no event shall more than 65% of the total outstanding voting Capital Stock of any such new Excluded Foreign Subsidiary be required to be so pledged), (ii) deliver to the Administrative Agent the certificates representing such Capital Stock, together with undated stock powers, in blank, executed and delivered by a duly authorized officer of the Borrower or such Subsidiary, as the case may be, and take such other action as may be necessary or, in the opinion of the Administrative Agent, desirable to perfect the Lien of the Administrative Agent thereon, and (iii) if requested by the Administrative Agent, deliver to the Administrative Agent legal opinions relating to the matters described above, which opinions shall be in form and substance, and from counsel, reasonably satisfactory to the Administrative Agent.

  

62

  

 

6.11         Further Assurances.  From time to time execute and deliver, or cause to be executed and delivered, such additional instruments, certificates or documents, and take such actions, as the Administrative Agent may reasonably request for the purposes of implementing or effectuating the provisions of this Agreement and the other Loan Documents, or of more fully perfecting or renewing the rights of the Administrative Agent and the Lenders with respect to the Collateral (or with respect to any additions thereto or replacements or proceeds thereof or with respect to any other property or assets hereafter acquired by the Borrower or any Subsidiary which may be deemed to be part of the Collateral) pursuant hereto or thereto.  Upon the exercise by the Administrative Agent or any Lender of any power, right, privilege or remedy pursuant to this Agreement or the other Loan Documents which requires any consent, approval, recording, qualification or authorization of any Governmental Authority, the Borrower will execute and deliver, or will cause the execution and delivery of, all applications, certifications, instruments and other documents and papers that the Administrative Agent or such Lender may be required to obtain from the Borrower or any of its Subsidiaries for such governmental consent, approval, recording, qualification or authorization.

 

SECTION 7.  NEGATIVE COVENANTS

 

The Borrower hereby agrees that, so long as the Commitments remain in effect, any Letter of Credit remains outstanding or any Loan or other amount is owing to any Lender or the Administrative Agent hereunder, the Borrower shall not, and shall not permit any of its Subsidiaries to, directly or indirectly:

 

7.1           Financial Covenants.  (a)  Total Leverage Ratio.  Permit the Total Leverage Ratio as at the last day of any period of four consecutive fiscal quarters of the Borrower to exceed 3.75:1.00.

(b)           Minimum Consolidated Specified Brand Asset EBITDA.  Permit Consolidated Specified Brand Asset EBITDA as at the last day of any period of four consecutive fiscal quarters of the Borrower (or, if less, the number of full fiscal quarters subsequent to the Closing Date) to be less than $125,000,000.

 

7.2           Limitation on Indebtedness.  Create, incur, assume or suffer to exist any Indebtedness, except:

 

(a)           Indebtedness of any Loan Party pursuant to any Loan Document;

 

(b)           Indebtedness of the Borrower or any Subsidiary to the Borrower or any Subsidiary Guarantor;

 

(c)           Indebtedness (including, without limitation, Capital Lease Obligations) secured by Liens permitted by Section 7.3(g) in an aggregate principal amount not to exceed $20,000,000 at any one time outstanding;

 

(d)           Indebtedness outstanding on the Closing Date and listed on Schedule 7.2(d);

  

63

  

 

(e)           Guarantee Obligations made in the ordinary course of business by the Borrower or any of its Subsidiaries of obligations of any Subsidiary Guarantor, including any indemnification obligations incurred by such Subsidiary Guarantor with respect to any license agreement entered into in the ordinary course of business;

 

(f)            Guarantee Obligations of obligations of Unrestricted Subsidiaries and joint ventures and similar investments in which the Borrower or its Subsidiaries has an ownership interest not to exceed (i) $35,000,000, plus, if the Minimum Liquidity Amount after giving pro forma effect to such Guarantee Obligation is greater than $100,000,000, additional Guarantee Obligations of the type described above and (ii) in the case of any such Guarantee Obligations which are recourse solely to the Capital Stock of such Unrestricted Subsidiary or joint venture interest pledged in connection therewith, the value of such Capital Stock; provided that (i) no Default or Event of Default shall have occurred and be continuing at the time of such Investment or shall result therefrom and (ii) the Borrower is in pro forma compliance with Section 7.1 before and after giving effect to such Investment;

 

(g)           unsecured Indebtedness of the Borrower (such Indebtedness and/or guarantees incurred under this clause (g) being collectively referred to as the “Permitted Additional Indebtedness”); provided that (i) no scheduled principal payments, prepayments, redemptions or sinking fund or like payments of any Permitted Additional Indebtedness shall be required prior to the date at least 91 days after the Termination Date) (unless such Indebtedness constitutes a Permitted Convertible Notes Offering, in which case the maturity can be five years, provided that the Loans shall become due and payable six months prior to the maturity date of such Permitted Convertible Notes Offering (other than the Existing 2012 Notes)), (ii) no Default or Event of Default shall have occurred and be continuing at the time of incurrence of such Indebtedness or would result therefrom and (iii) after giving effect to the incurrence of such Permitted Additional Indebtedness, the Borrower shall be in proforma compliance with Section 7.1(a);

 

(h)           obligations of the Borrower or any of its Subsidiaries for any Earn-Out Consideration payable in cash in an aggregate amount not to exceed the greater of $25,000,000 or 50% of the initial purchase price of the relevant Permitted Acquisition Transaction;

 

(i)            Indebtedness of any Person (A) that becomes a Subsidiary or merges with or into a Subsidiary or the Borrower after the Closing Date or (B) all or substantially all the assets of which are acquired by the Borrower or any Subsidiary pursuant to a transaction in which Indebtedness is assumed by the Borrower or any Subsidiary, in each case after the Closing Date, provided that such Indebtedness exists at the time such Person becomes a Subsidiary or merges with or into a Subsidiary or the Borrower or at the time of such asset acquisition, and is not created in contemplation of or in connection with such Person becoming a Subsidiary or merging with or into a Subsidiary or the Borrower or at the time of such asset acquisition, provided that the aggregate principal amount of Indebtedness permitted by this clause (i) shall not exceed $20,000,000 at any time outstanding unless at the time of such incurrence, the Borrower is in pro forma compliance with Section 7.1 before and after giving effect to such incurrence;

  

64

  

(j)           Indebtedness which serves to refinance, refund, renew or extend (collectively, “refinance”) any Indebtedness incurred as permitted under clauses (c), (d), (g), (i), (k) and (l) of this Section 7.2 (the “Refinancing Indebtedness”) prior to its respective maturity; provided, that (i) the principal amount of such Refinancing Indebtedness does not exceed the principal amount of the Indebtedness refinanced (plus any accrued but unpaid interest, fees and redemption premiums payable by the terms of such Indebtedness thereon); (ii) such Refinancing Indebtedness has a final maturity date equal to or later than the final maturity date of, and has a weighted average life to maturity equal to or greater than the weighted average life to maturity of, the Indebtedness being refinanced; (iii) if the Indebtedness being refinanced is subordinated in right of payment to the Obligations, such Refinancing Indebtedness is subordinated in right of payment to the Obligations on terms at least as favorable on the whole to the Lenders as those contained in the documentation governing the Indebtedness being refinanced; (iv) such Refinancing Indebtedness shall not be incurred by a Person who is not the obligor on the Indebtedness being refinanced; (v) at the time thereof, no Default or Event of Default shall have occurred and be continuing or would result from the incurrence of such Refinancing Indebtedness; and (vi) to the extent the Refinancing Indebtedness refinances Indebtedness that is unsecured or secured by a Lien ranking junior to the Liens securing the Obligations, such Refinancing Indebtedness is unsecured or secured by a Lien ranking junior to the Liens securing the Obligations;

 

(k)           Indebtedness of Foreign Subsidiaries in an aggregate principal amount not exceeding $20,000,000 at any time outstanding;

 

(l)            additional Indebtedness of the Borrower or any of its Subsidiaries in an aggregate principal amount (for the Borrower and all Subsidiaries) not to exceed $25,000,000 at any one time outstanding; and

 

(m)          Indebtedness incurred in connection with Hedge Agreements permitted by Section 7.16.

 

7.3           Limitation on Liens.  Create, incur, assume or suffer to exist any Lien upon any of its Property, whether now owned or hereafter acquired, except for:

 

(a)           Liens for taxes not yet due or that are being contested in good faith by appropriate proceedings, provided that adequate reserves with respect thereto are maintained on the books of the Borrower or its Subsidiaries, as the case may be, in conformity with GAAP;

 

(b)           carriers’, warehousemen’s, mechanics’, materialmen’s, repairmen’s or other like Liens arising in the ordinary course of business;

 

(c)           pledges or deposits in connection with workers’ compensation, unemployment insurance and other social security legislation;

 

(d)           deposits to secure the performance of bids, trade contracts (other than for borrowed money), leases, statutory obligations, surety and appeal bonds, performance bonds and other obligations of a like nature incurred in the ordinary course of business;

 

(e)           easements, rights-of-way, restrictions and other similar encumbrances incurred in the ordinary course of business that do not materially interfere with the ordinary conduct of the business of the Borrower or any of its Subsidiaries;

 

(f)            Liens in existence on the Closing Date listed on Schedule 7.3(f), securing Indebtedness permitted by Section 7.2(d), provided that no such Lien is spread to cover any additional Property after the Closing Date and that the amount of Indebtedness secured thereby is not increased;

 

(g)           Liens securing Indebtedness of the Borrower or any other Subsidiary incurred pursuant to Section 7.2(c) to finance the acquisition of fixed or capital assets, provided that (i) such Liens shall be created within 270 days of the acquisition of such fixed or capital assets, (ii) such Liens do not at any time encumber any Property other than the Property financed by such Indebtedness and (iii) the amount of Indebtedness secured thereby is not increased;

  

65

  

 

(h)           Liens created pursuant to the Security Documents;

 

(i)            any interest or title of a lessor under any lease entered into by the Borrower or any other Subsidiary in the ordinary course of its business and covering only the assets so leased;

 

(j)            Liens on the Capital Stock of any Unrestricted Subsidiary or joint venture entity in which the Borrower or its Subsidiaries has an ownership interest to secure the Guarantee Obligations of the Borrower with respect to such Unrestricted Subsidiary or joint venture entity permitted by Section 7.2(f);

 

(k)           Liens not otherwise permitted by this Section so long as neither (i) the aggregate outstanding principal amount of the obligations secured thereby nor (ii) the aggregate fair market value (determined, in the case of each such Lien, as of the date such Lien is incurred) of the assets subject thereto exceeds (as to the Borrower and all Subsidiaries) $25,000,000 at any one time;

 

(l)            Liens securing Indebtedness permitted by Section 7.2(i);

 

(m)          Liens on Unrestricted Subsidiary Cash;

 

(n)           the interests of licensees under license agreements entered into in the ordinary course of business;

 

(o)           (i) Liens granted by the Borrower to Unrestricted Subsidiaries directly related to the assignment or sale of leases or licenses in connection with Permitted Unrestricted Subsidiary Acquisitions and (ii) Liens granted by the Borrower to Restricted Subsidiaries directly related to the assignment or sale of leases or licenses in connection with Permitted Acquisitions and Permitted Foreign Subsidiary Acquisitions; and

 

(p)           Security interests on record at the U.S. Patent and Trademark Office and at the U.S. Copyright Office that are not securing any Indebtedness of the Borrower or of any Subsidiary.

 

7.4           Limitation on Fundamental Changes.  Enter into any merger, consolidation or amalgamation, or liquidate, wind up or dissolve itself (or suffer any liquidation or dissolution), or Dispose of all or substantially all of its Property or business, except that:

 

(a)           any Subsidiary of the Borrower may be merged or consolidated with or into any Wholly Owned Subsidiary Guarantor (provided that (i) the Wholly Owned Subsidiary Guarantor shall be the continuing or surviving entity or (ii) simultaneously with such transaction, the continuing or surviving entity shall become a Wholly Owned Subsidiary Guarantor and the Borrower shall comply with Section 6.10 in connection therewith); and

 

(b)           the Borrower or any Subsidiary of the Borrower may Dispose of any or all of its assets (upon voluntary liquidation or otherwise) to any Wholly Owned Subsidiary Guarantor.

 

7.5           Limitation on Disposition of Property.  Dispose of any of its Property (including, without limitation, receivables and leasehold interests), whether now owned or hereafter acquired, or, in the case of any Subsidiary, issue or sell any shares of such Subsidiary’s Capital Stock to any Person, except:

 

  

66

  

 

(a)           the Disposition of obsolete or worn out Property in the ordinary course of business;

 

(b)           the sale of inventory in the ordinary course of business;

 

(c)           the Disposition of cash for payment of any Earn-Out Consideration obligations permitted by Section 7.2(h) to the extent related to Permitted Acquisitions and Permitted Foreign Subsidiary Acquisitions;

 

(d)           Dispositions permitted by Section 7.4(b);

 

(e)           the Disposition of any or all of the assets of the Borrower to any Wholly Owned Subsidiary Guarantor;

 

(f)            the sale or issuance of any Subsidiary’s Capital Stock to the Borrower or any Subsidiary Guarantor;

 

(g)           the Disposition of the Capital Stock of any Unrestricted Subsidiary or its assets;

 

(h)           the Disposition of the rights, priorities and privileges relating to Patents and Patent Licenses, and all registrations and applications related to any of the foregoing, in each case that are owned by Sharper Image Holdings LLC as of the Closing Date;

 

(i)            [Reserved];

 

(j)            the Disposition of other assets having a fair market value not to exceed 1.0% of the Consolidated Total Assets in the aggregate for any of the Borrower’s fiscal years;

 

(k)           any Recovery Event, provided, that the requirements of Section 2.8(b) are complied with in connection therewith;

 

(l)            Investments permitted by Section 7.8; and

 

(m)          licenses of Intellectual Property in the ordinary course of business.

 

7.6           Limitation on Restricted Payments.  Declare or pay any dividend on, or make any payment on account of, or set apart assets for a sinking or other analogous fund for, the purchase, redemption, defeasance, retirement or other acquisition of, any Capital Stock of the Borrower or any Subsidiary, whether now or hereafter outstanding, or make any other distribution in respect thereof, either directly or indirectly, whether in cash or property or in obligations of the Borrower or any Subsidiary, or enter into any derivatives or other transaction with any financial institution, commodities or stock exchange or clearinghouse (a “Derivatives Counterparty”) obligating the Borrower or any Subsidiary to make payments to such Derivatives Counterparty as a result of any change in market value of any such Capital Stock or make any payments in connection with the exercise, settlement or termination of such derivatives or other transactions (including such transactions previously entered into in connection with any Permitted Convertible Notes Offering) (collectively, “Restricted Payments”), except that:

 

(a)           any Subsidiary may make Restricted Payments to any Wholly Owned Subsidiary Guarantor or the Borrower;

 

(b)           the Borrower may make Restricted Payments with Unrestricted Subsidiary Cash;

  

67

  

 

(c)           the Borrower may make Restricted Payments in an aggregate amount not to exceed $75,000,000 plus, if the Minimum Liquidity Amount after giving pro forma effect to such Restricted Payment is greater than $50,000,000, any Available Amount, plus, if the Minimum Liquidity Amount after giving pro forma effect to such Restricted Payment is greater than $100,000,000, other Restricted Payments not otherwise permitted by this Section 7.6;

 

(d)           the Borrower may purchase the Borrower’s common stock or common stock options from present or former officers or employees of the Borrower or any Subsidiary upon the death, disability or termination of employment of such officer or employee, provided, that the aggregate amount of payments under this paragraph subsequent to the Closing Date (net of any proceeds received by the Borrower subsequent to the Closing Date in connection with resales of any common stock or common stock options so purchased) shall not exceed $5,000,000;

 

(e)           the Borrower may make any Restricted Payments in connection with hedge and warrant option transactions and capped call option transactions that have been entered into in connection with a Permitted Convertible Notes Offering; and

 

(f)            the Borrower may make any cash payments in connection with any conversion of the Existing 2012 Notes.

 

7.7           Limitation on Capital Expenditures.  Make or commit to make any Capital Expenditure, except Capital Expenditures of the Borrower and its Subsidiaries in the ordinary course of business not exceeding $10,000,000 per fiscal year; provided, that (x) up to $5,000,000 of any such amount referred to above, if not so expended in the fiscal year for which it is permitted, may be carried over for expenditure in the next succeeding fiscal year and (y) Capital Expenditures made pursuant to this Section during any fiscal year shall be deemed made, first, in respect of amounts carried over from the prior fiscal year pursuant to clause (x) above and second, in respect of amounts permitted for such fiscal year as provided above; provided further, (x) if the Minimum Liquidity Amount after giving pro forma effect to such Capital Expenditure is greater than $100,000,000, the Borrower and its Subsidiaries may make or commit to make other Capital Expenditures not otherwise permitted by this Section 7.7 and (y) the Borrower and its Subsidiaries may make or commit to make any Capital Expenditures with Unrestricted Subsidiary Cash.

 

7.8           Limitation on Investments.  Make any advance, loan, extension of credit (by way of guaranty or otherwise) or capital contribution to, or purchase any Capital Stock, bonds, notes, debentures or other debt securities of, or any assets constituting an ongoing business from, or make any other investment in, any other Person (all of the foregoing, “Investments”), except:

 

(a)           extensions of trade credit in the ordinary course of business;

 

(b)           Investments in Cash Equivalents;

 

(c)           Investments arising in connection with the incurrence of Indebtedness permitted by Section 7.2(b) and (e);

 

(d)           loans and advances to employees of the Borrower or any Subsidiaries of the Borrower in the ordinary course of business (including, without limitation, for travel, entertainment and relocation expenses) in an aggregate amount for the Borrower and Subsidiaries of the Borrower not to exceed $1,000,000 at any one time outstanding;

  

68

  

 

(e)           Investments in assets useful in the Borrower’s business made by any Wholly Owned Subsidiary Guarantor with the proceeds of any Reinvestment Deferred Amount;

 

(f)            Investments (other than those relating to the incurrence of Indebtedness permitted by Section 7.2(b) and (e)) by the Borrower or any of its Subsidiaries in any Person that, prior to such Investment, is a Wholly Owned Subsidiary Guarantor;

 

(g)           Permitted Acquisitions;

 

(h)           Permitted Unrestricted Subsidiary Acquisitions;

 

(i)            Investments made with Unrestricted Subsidiary Cash;

 

(j)            in addition to Investments otherwise expressly permitted by this Section, Investments by the Borrower or any of its Subsidiaries any Permitted Unrestricted Subsidiary Acquisitions, in an aggregate amount (valued at cost), not to exceed $35,000,000, plus, if the Minimum Liquidity Amount after giving pro forma effect to such Investment is greater than $100,000,000, other Investments not otherwise permitted by this Section 7.8, excluding at all times any Investment in which any Specified Brand Assets are sold, contributed, conveyed, assigned or otherwise transferred to any Person that is not a Loan Party; provided that (i) no Default or Event of Default shall have occurred and be continuing at the time of such Investment or shall result therefrom and (ii) the Borrower is in pro forma compliance with Section 7.1 before and after giving effect to such Investment;

 

(k)           Guarantee Obligations permitted pursuant to Section 7.2(f);

 

(l)            Permitted Foreign Subsidiary Acquisitions;

 

(m)          [Reserved]; and

 

(n)           hedge and warrant option transactions and capped call option transactions entered into by the Borrower in connection with a Permitted Convertible Notes Offering.

 

7.9           Limitation on Optional Payments and Modifications of Debt Instruments, etc.  (a) Make or offer to make any optional or voluntary payment, prepayment, repurchase or redemption of, or otherwise voluntarily or optionally defease, any Permitted Additional Indebtedness, or segregate funds for any such payment, prepayment, repurchase, redemption or defeasance, or enter into any derivative or other transaction with any Derivatives Counterparty obligating the Borrower or any Subsidiary to make payments to such Derivatives Counterparty as a result of any change in market value of any Permitted Additional Indebtedness (other than any hedge and warrant option transactions and capped call option transactions entered into by the Borrower in connection with a Permitted Convertible Notes Offering) exceeding $25,000,000 plus, if the Minimum Liquidity Amount after giving pro forma effect to such optional or voluntary payments, prepayments, repurchases, redemptions defeasances, segregations of funds or derivative or other transactions entered into with Derivatives Counterparties is greater than $50,000,000, any Available Amount, plus, if the Minimum Liquidity Amount after giving pro forma effect to any other optional or voluntary payments, prepayments, repurchases, redemptions defeasances, segregations of funds or derivative or other transactions entered into with Derivatives Counterparties is greater than $100,000,000, other optional or voluntary payments, prepayments, repurchases, redemptions defeasances, segregations of funds or derivative or other transactions entered into with Derivatives Counterparties not otherwise permitted by this Section 7.9, (b) amend, modify or otherwise change, or consent or agree to any amendment, modification, waiver or other change to, any of the terms of any Permitted Additional Indebtedness (other than any such amendment, modification, waiver or other change which (i) would extend the maturity or reduce the amount of any payment of principal thereof, reduce the rate or extend the date for payment of interest thereon or relax any covenant or other restriction applicable to the Borrower or any of its Subsidiaries and (ii) does not involve the payment of a consent fee) or (c) amend its certificate of incorporation in any manner that could reasonably be expected to be materially adverse to the Lenders.  Notwithstanding the foregoing, the Borrower may prepay, repurchase or redeem (including satisfy its conversion obligation) in full the Existing 2012 Notes.

 

  

69

  

 

7.10         Limitation on Transactions with Affiliates.  Enter into any transaction, including, without limitation, any purchase, sale, lease or exchange of Property, the rendering of any service or the payment of any management, advisory or similar fees, with any Affiliate (other than any Wholly Owned Subsidiary Guarantor) unless such transaction is (a) otherwise permitted under this Agreement, (b) in the ordinary course of business of the Borrower or such Subsidiary, as the case may be, and (c) upon fair and reasonable terms no less favorable to the Borrower or such Subsidiary, as the case may be, than it would obtain in a comparable arm’s length transaction with a Person that is not an Affiliate.

 

7.11         Limitation on Sales and Leasebacks.  Enter into any arrangement with any Person providing for the leasing by the Borrower or any Subsidiary of real or personal property which has been or is to be sold or transferred by the Borrower or such Subsidiary to such Person or to any other Person to whom funds have been or are to be advanced by such Person on the security of such property or rental obligations of the Borrower or such Subsidiary.

 

7.12         Limitation on Changes in Fiscal Periods.  Permit the fiscal year of the Borrower to end on a day other than December 31 or change the Borrower’s method of determining fiscal quarters, provided that the Borrower may make one election after the Closing Date to change its fiscal year end, if the Borrower enters into such amendments to this Agreement as the Administrative Agent shall request to reflect such change, including modifications to this Section, such that the covenants affected by such change shall have the same effect (or, in any case, be substantively no less favorable to the Lenders, in the reasonable determination of the Administrative Agent) after giving effect thereto as if such change were not made.  The Lenders hereby authorize the Administrative Agent to enter into such amendments to effect such modifications, if any, in accordance with the provisions of this Section.

 

7.13         Limitation on Negative Pledge Clauses.  Enter into or suffer to exist or become effective any agreement that prohibits or limits the ability of the Borrower or any of the Subsidiary Guarantors to create, incur, assume or suffer to exist any Lien upon the Collateral, whether now owned or hereafter acquired, to secure the Obligations or, in the case of any Subsidiary Guarantor, its obligations under the Guarantee and Collateral Agreement, other than (a) this Agreement and the other Loan Documents and (b) any agreements governing any purchase money Liens or Capital Lease Obligations otherwise permitted hereby (in which case, any prohibition or limitation shall only be effective against the assets financed thereby).

 

7.14         Limitation on Restrictions on Subsidiary Distributions.  Enter into or suffer to exist or become effective any consensual encumbrance or restriction on the ability of any Subsidiary to (a) make Restricted Payments in respect of any Capital Stock of such Subsidiary held by, or pay any Indebtedness owed to, the Borrower or any other Subsidiary, (b) make Investments in the Borrower or any other Subsidiary or (c) transfer any of its assets to the Borrower or any other Subsidiary, except for such encumbrances or restrictions existing under or by reason of (i) any restrictions existing under the Loan Documents, (ii) any restrictions with respect to a Subsidiary imposed pursuant to an agreement that has been entered into in connection with the Disposition of all or substantially all of the Capital Stock or assets of such Subsidiary and (iii) restrictions with respect to distributions by any Foreign Subsidiary.

  

70

  

 

7.15         Limitation on Lines of Business.  Enter into any business, either directly or through any Subsidiary, except for (i) those businesses in which the Borrower and its Subsidiaries are engaged on the date of this Agreement or that are reasonably related thereto and (ii) those businesses in which the Borrower and its Subsidiaries are not engaged on the date of this Agreement if (x) such businesses are acquired in connection with a Permitted Acquisition Transaction and (y) such businesses exceed 2.0% of Consolidated Total Assets (as measured by the purchase price of such acquired businesses), the Borrower intends to Dispose of such businesses or otherwise transition such businesses into the licensing business or businesses reasonably related thereto.

 

7.16         Limitation on Hedge Agreements.  Enter into any Hedge Agreement (other than Hedge Agreements entered into in the ordinary course of business, which for the avoidance of doubt shall include Hedge Agreements entered into in connection with hedge and warrant option transactions and capped call option transactions entered into by the Borrower in connection with a Permitted Convertible Notes Offering, and not for speculative purposes).

 

SECTION 8.  EVENTS OF DEFAULT

 

If any of the following events shall occur and be continuing:

 

(a)           the Borrower shall fail to pay any principal of any Loan or Reimbursement Obligation when due in accordance with the terms hereof; or the Borrower shall fail to pay any interest on any Loan or Reimbursement Obligation, or any other amount payable hereunder or under any other Loan Document, within five days after any such interest or other amount becomes due in accordance with the terms hereof or thereof; or

 

(b)           any representation or warranty made or deemed made by any Loan Party herein or in any other Loan Document or that is contained in any certificate, document or financial or other statement furnished by it at any time under or in connection with this Agreement or any such other Loan Document shall prove to have been inaccurate in any material respect on or as of the date made or deemed made or furnished; or

 

(c)           any Loan Party shall default in the observance or performance of any agreement contained in clause (i) of Section 6.4(a) (with respect to the Borrower only), Section 6.7(a) or Section 7 of this Agreement; or

 

(d)           any Loan Party shall default in the observance or performance of any other agreement contained in this Agreement or any other Loan Document (other than as provided in paragraphs (a) through (c) of this Section), and such default shall continue unremedied for a period of 30 days; or

  

71

  

(e)           the Borrower or any of its Subsidiaries shall (i) default in making any payment of any principal of any Indebtedness (including, without limitation, any Guarantee Obligation, but excluding the Loans and Reimbursement Obligations) on the scheduled or original due date with respect thereto; or (ii) default in making any payment of any interest on any such Indebtedness beyond the period of grace, if any, provided in the instrument or agreement under which such Indebtedness was created; or (iii) default in the observance or performance of any other agreement or condition relating to any such Indebtedness or contained in any instrument or agreement evidencing, securing or relating thereto, or any other event shall occur or condition exist, the effect of which default or other event or condition is to cause, or to permit the holder or beneficiary of such Indebtedness (or a trustee or agent on behalf of such holder or beneficiary) to cause (other than any unexercised right of conversion provided for in a Permitted Convertible Notes Offering), with the giving of notice if required, such Indebtedness to become due prior to its stated maturity or to become subject to a mandatory offer to purchase by the obligor thereunder or (in the case of any such Indebtedness constituting a Guarantee Obligation) to become payable; provided, that (x) a default, event or condition described in clause (i), (ii) or (iii) of this paragraph (e) shall not at any time constitute an Event of Default unless, at such time, one or more defaults, events or conditions of the type described in clauses (i), (ii) and (iii) of this paragraph (e) shall have occurred and be continuing with respect to Indebtedness the outstanding principal amount of which exceeds in the aggregate $25,000,000 and (y) a default, event or condition described in clause (iii) of this paragraph (e) with respect to a Permitted Convertible Notes Offering shall not at any time constitute an Event of Default if the holders of such Permitted Convertible Notes Offering holding $25,000,000 or less thereof elect to cause the purchase thereof by the obligor thereunder; or

 

(f)            (i) the Borrower or any of its Subsidiaries shall commence any case, proceeding or other action (A) under any existing or future law of any jurisdiction, domestic or foreign, relating to bankruptcy, insolvency, reorganization or relief of debtors, seeking to have an order for relief entered with respect to it, or seeking to adjudicate it a bankrupt or insolvent, or seeking reorganization, arrangement, adjustment, winding-up, liquidation, dissolution, composition or other relief with respect to it or its debts, or (B) seeking appointment of a receiver, trustee, custodian, conservator or other similar official for it or for all or any substantial part of its assets, or, the Borrower or any of its Subsidiaries shall make a general assignment for the benefit of its creditors; or (ii) there shall be commenced against, the Borrower or any of its Subsidiaries any case, proceeding or other action of a nature referred to in clause (i) above that (A) results in the entry of an order for relief or any such adjudication or appointment or (B) remains undismissed, undischarged or unbonded for a period of 60 days; or (iii) there shall be commenced against, the Borrower or any of its Subsidiaries any case, proceeding or other action seeking issuance of a warrant of attachment, execution, distraint or similar process against all or any substantial part of its assets that results in the entry of an order for any such relief that shall not have been vacated, discharged, or stayed or bonded pending appeal within 60 days from the entry thereof; or (iv), the Borrower or any of its Subsidiaries shall take any action in furtherance of, or indicating its consent to, approval of, or acquiescence in, any of the acts set forth in clause (i), (ii), or (iii) above; or (v), the Borrower or any of its Subsidiaries shall generally not, or shall be unable to, or shall admit in writing its inability to, pay its debts as they become due; or

 

(g)           (i) Borrower or any Commonly Controlled Entity shall engage in any non-exempt “prohibited transaction” (as defined in Section 406 of ERISA or Section 4975 of the Code) involving any Plan; (ii) any “accumulated funding deficiency” with respect to a Multiemployer Plan or failure to meet “minimum funding standards” with respect to any Plan (each as defined in Section 412 of the Code or Section 302 of ERISA), whether or not waived, shall exist, or any Lien in favor of the PBGC or a Plan shall arise on the assets of the Borrower or any Commonly Controlled Entity; (iii) a Reportable Event shall occur with respect to, or proceedings shall commence to have a trustee appointed, or a trustee shall be appointed, to administer or to terminate, any Single Employer Plan, which Reportable Event or commencement of proceedings or appointment of a trustee is, in the reasonable opinion of the Required Lenders, likely to result in the termination of such Single Employer Plan for purposes of Title IV of ERISA; (iv) any Single Employer Plan or Multiemployer Plan shall terminate for purposes of Title IV of ERISA; (v) the Borrower or any Commonly Controlled Entity shall, or in the reasonable opinion of the Required Lenders shall be likely to, incur any liability in connection with the termination of or  withdrawal from any Single Employer Plan or Multiemployer Plan, or the Insolvency or Reorganization of a Multiemployer Plan; or (vi) any other event or condition shall occur or exist with respect to a Plan; and in each case in clauses (i) through (vi) above, such event or condition, together with all other such events or conditions, if any, could, in the sole judgment of the Required Lenders, reasonably be expected to have a Material Adverse Effect; or

 

  

72

  

 

(h)           one or more judgments or decrees shall be entered against the Borrower or any of its Subsidiaries involving for the Borrower and its Subsidiaries taken as a whole a liability (not paid or fully covered by insurance as to which the relevant insurance company has acknowledged coverage) of $25,000,000 or more, and all such judgments or decrees shall not have been vacated, discharged, stayed or bonded pending appeal within 30 days from the entry thereof; or

 

(i)           any of the Security Documents shall cease, for any reason (other than by reason of the express release thereof pursuant to Section 10.7), to be in full force and effect, or any Loan Party or any Affiliate of any Loan Party shall so assert, or any Lien created by any of the Security Documents shall cease to be enforceable and of the same effect and priority purported to be created thereby; or

 

(j)           the guarantee contained in Section 2 of the Guarantee and Collateral Agreement shall cease, for any reason (other than by reason of the express release thereof pursuant to Section 10.17), to be in full force and effect or any Loan Party or any Affiliate of any Loan Party shall so assert; or

 

(k)           any Change of Control shall occur;

 

then, and in any such event, (A) if such event is an Event of Default specified in clause (i) or (ii) of paragraph (f) above with respect to the Borrower, automatically the Commitments shall immediately terminate and the Loans hereunder (with accrued interest thereon) and all other amounts owing under this Agreement and the other Loan Documents (including, without limitation, all amounts of L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) shall immediately become due and payable, and (B) if such event is any other Event of Default, either or both of the following actions may be taken:  (i) with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Borrower declare the Commitments to be terminated forthwith, whereupon the Commitments shall immediately terminate; and (ii) with the consent of the Required Lenders, the Administrative Agent may, or upon the request of the Required Lenders, the Administrative Agent shall, by notice to the Borrower, declare the Loans hereunder (with accrued interest thereon) and all other amounts owing under this Agreement and the other Loan Documents (including, without limitation, all amounts of L/C Obligations, whether or not the beneficiaries of the then outstanding Letters of Credit shall have presented the documents required thereunder) to be due and payable forthwith, whereupon the same shall immediately become due and payable.  With respect to all Letters of Credit with respect to which presentment for honor shall not have occurred at the time of an acceleration pursuant to this paragraph, the Borrower shall at such time deposit in a Cash Collateral account opened by the Administrative Agent an amount equal to the aggregate then undrawn and unexpired amount of such Letters of Credit.  Amounts held in such Cash Collateral account shall be applied by the Administrative Agent to the payment of drafts drawn under such Letters of Credit, and the unused portion thereof after all such Letters of Credit shall have expired or been fully drawn upon, if any, shall be applied to repay other obligations of the Borrower hereunder and under the other Loan Documents.  After all such Letters of Credit shall have expired or been fully drawn upon, all Reimbursement Obligations shall have been satisfied and all other obligations of the Borrower hereunder and under the other Loan Documents shall have been paid in full, the balance, if any, in such Cash Collateral account shall be returned to the Borrower (or such other Person as may be lawfully entitled thereto).  Except as expressly provided above in this Section, presentment, demand, protest and all other notices of any kind are hereby expressly waived by the Borrower.

 

  

73

  

 

SECTION 9.  AGENCY

 

9.1           Appointment and Authorization of Agents. Each Lender hereby irrevocably appoints Barclays Bank to act on its behalf as the Administrative Agent hereunder and under the other Loan Documents and authorizes the Administrative Agent to take such actions on its behalf and to exercise such powers as are delegated to the Administrative Agent by the terms hereof or thereof, together with such actions and powers as are reasonably incidental thereto.  The provisions of this Article are solely for the benefit of the Agents and the Lenders (including the Swingline Lender and the Issuing Lenders), and the Borrower shall not have rights as a third-party beneficiary of any of such provisions.  It is understood and agreed that the use of the term “agent” herein or in any other Loan Documents (or any other similar term) with reference to any Agent is not intended to connote any fiduciary or other implied (or express) obligations arising under agency doctrine of any applicable Requirements of Law.  Instead such term is used as a matter of market custom, and is intended to create or reflect only an administrative relationship between independent contracting parties.

 

(b)           Each Issuing Lender shall act on behalf of the Lenders with respect to any Letters of Credit issued by it and the documents associated therewith, and each Issuing Lender shall have all of the benefits and immunities (a) provided to the Agents in this Article with respect to any acts taken or omissions suffered by such Issuing Lender in connection with Letters of Credit issued by it or proposed to be issued by it and L/C Documents pertaining to such Letters of Credit as fully as if the term “Agent” as used in this Article and the definition of “Agent-Related Person” included such Issuing Lender with respect to such acts or omissions, and (b) as additionally provided herein with respect to each Issuing Lender.

 

9.2           Rights as a Lender. Any Agent shall have the same rights and powers in its capacity as a Lender as any other Lender and may exercise the same as though it were not an Agent hereunder, and the term “Lender” or “Lenders” shall, unless otherwise expressly indicated or unless the context otherwise requires, include the Person serving as such Agent hereunder in its individual capacity.  Such Person and its Affiliates may accept deposits from, lend money to, own securities of, act as the financial advisor or in any other advisory capacity for, and generally engage in any kind of business with, the Borrower or any Subsidiary or other Affiliate thereof as if such Person were not an Agent hereunder and without any duty to account therefor to the Lenders.

 

9.3           Exculpatory Provisions.  No Agent shall have any duties or obligations except those expressly set forth herein and in the other Loan Documents, and its duties hereunder shall be administrative in nature.  Without limiting the generality of the foregoing, no Agent shall: (i) be subject to any fiduciary or other implied duties, regardless of whether a Default has occurred and is continuing; (ii) have any duty to take any discretionary action or exercise any discretionary powers, except (in the case of the Administrative Agent) discretionary rights and powers expressly contemplated hereby or by the other Loan Documents that the Administrative Agent is required to exercise as directed in writing by the Required Lenders (or such other number or percentage of the Lenders as shall be expressly provided for herein or in the other Loan Documents); provided that the Administrative Agent shall not be required to take any action that, in its opinion or the opinion of its counsel, may expose the Administrative Agent to liability or that is contrary to any Loan Document or applicable Requirement of Law, including for the avoidance of doubt any action that may be in violation of the automatic stay under any Debtor Relief Law or that may effect a forfeiture, modification or termination of property of a Defaulting Lender in violation of any Debtor Relief Law; and (iii) except as expressly set forth herein and in the other Loan Documents, have any duty to disclose, and shall not be liable for the failure to disclose, any information relating to the Borrower or any of its Affiliates that is communicated to or obtained by such Agent or any of its Affiliates in any capacity.

 

  

74

  

 

(b)           The Administrative Agent shall not be liable for any action taken or not taken by it (i) with the consent or at the request of the Required Lenders (or such other number or percentage of the Lenders as shall be necessary, or as the Administrative Agent shall believe in good faith shall be necessary, under the circumstances as provided in Article VIII and Section 10.1), or (ii) in the absence of its own gross negligence or willful misconduct as determined by a court of competent jurisdiction by final and nonappealable judgment.  The Administrative Agent shall not be deemed to have knowledge or notice of the occurrence of any Default unless and until the Administrative Agent shall have received written notice from a Lender, an Issuing Lender or the Borrower referring to this Agreement, describing such Default and stating that such notice is a “notice of default.”

 

(c)           No Agent-Related Person shall be responsible for or have any duty to ascertain or inquire into (i) any statement, warranty or representation made in or in connection with this Agreement or any other Loan Document, (ii) the contents of any certificate, report or other document delivered hereunder or thereunder or in connection herewith or therewith, (iii) the performance or observance of any of the covenants, agreements or other terms or conditions set forth herein or therein or the occurrence of any Default, (iv) the validity, enforceability, effectiveness or genuineness of this Agreement, any other Loan Document or any other agreement, instrument or document or (v) the satisfaction of any condition set forth in Article V or elsewhere herein, other than (in the case of the Administrative Agent) to confirm receipt of items expressly required to be delivered to it.

 

9.4           Reliance by Administrative Agent. Each Agent shall be entitled to rely upon, and shall not incur any liability for relying upon, any notice, request, certificate, consent, statement, instrument, document or other writing (including any electronic message, Internet or intranet website posting or other distribution) believed by it to be genuine and to have been signed, sent or otherwise authenticated by the proper Person.  Each Agent also may rely upon any statement made to it orally or by telephone and believed by it to have been made by the proper Person, and shall not incur any liability for relying thereon.  In determining compliance with any condition hereunder to any Extension of Credit that by its terms shall be fulfilled to the satisfaction of a Lender or an Issuing Lender, the Administrative Agent may presume that such condition is satisfactory to such Lender or such Issuing Lender unless the Administrative Agent shall have received notice to the contrary from such Lender or such Issuing Lender prior to any such Extension of Credit.  The Administrative Agent may consult with legal counsel (who may be counsel for the Borrower), independent accountants and other experts selected by it, and shall not be liable for any action taken or not taken by it in accordance with the advice of any such counsel, accountants or experts.

 

9.5           Delegation of Duties. The Administrative Agent may perform any and all of its duties and exercise its rights and powers hereunder or under any other Loan Document by or through any one or more sub-agents appointed by the Administrative Agent.  The Administrative Agent and any such sub-agent may perform any and all of its duties and exercise its rights and powers by or through their respective Related Persons.  The exculpatory provisions of this Article shall apply to any such sub-agent and to the Related Persons of the Administrative Agent and any such sub-agent, and shall apply to their respective activities in connection with the syndication of the Facility as well as activities as Administrative Agent.  The Administrative Agent shall not be responsible for the negligence or misconduct of any sub-agents except to the extent that a court of competent jurisdiction determines in a final and nonappealable judgment that the Administrative Agent acted with gross negligence or willful misconduct in the selection of such sub-agents.

  

75

  

 

9.6           Indemnification of Agents. Whether or not the transactions contemplated hereby are consummated, each Lender shall indemnify upon demand each Agent-Related Person (to the extent not reimbursed by or on behalf of the Borrower and without limiting the obligations of any Loan Party to do so) on a pro rata basis (determined as of the time that the applicable payment is sought based on each Lender’s ratable share at such time) and hold harmless each Agent-Related Person against any and all Indemnified Liabilities incurred by it; provided that (a) no Lender shall be liable for payment to any Agent-Related Person of any portion of such Indemnified Liabilities to the extent determined in a final, nonappealable judgment of a court of competent jurisdiction to have resulted from such Agent-Related Person’s own gross negligence or willful misconduct (and no action taken in accordance with the directions of the Required Lender shall be deemed to constitute gross negligence or willful misconduct for purposes of this Section) and (b) to the extent any Issuing Lender or Swingline Lender is entitled to indemnification under this Section solely in its capacity and role as an Issuing Lender or as a Swingline Lender, as applicable, only the Lenders shall be required to indemnify such Issuing Lender or such Swingline Lender, as the case may be, in accordance with this Section (determined as of the time that the applicable payment is sought based on each Lender’s Revolving Credit Percentage thereof at such time).  In the case of any investigation, litigation or proceeding giving rise to any Indemnified Liabilities, this Section applies whether any such investigation, litigation or proceeding is brought by any Lender or any other Person.  Without limitation of the foregoing, each Lender shall reimburse the Administrative Agent upon demand for its ratable share of any costs or out-of-pocket expenses (including the fees, disbursements and other charges of counsel) incurred by the Administrative Agent in connection with preparation, execution, delivery, administration, modification, amendment or enforcement (whether through negotiations, legal proceedings or otherwise) of, or legal advice in respect of rights and responsibilities under, this Agreement, any other Loan Document, or any document contemplated by or referred to herein, to the extent that the Administrative Agent is not reimbursed for such costs or expenses by or on behalf of the Borrower.

 

To the extent required by any applicable Requirement of Law, the Administrative Agent may withhold from any payment to any Lender an amount equivalent to any U.S. Federal Income Tax.  If the IRS or any other Governmental Authority asserts a claim that the Administrative Agent did not properly withhold U.S. Federal Income Tax from amounts paid to or for the account of any Lender because the appropriate form was not delivered or was not properly executed or because such Lender failed to notify the Administrative Agent of a change in circumstance which rendered the exemption from, or reduction of, U.S. Federal Income Tax ineffective or for any other reason, or if the Administrative Agent reasonably determines that a payment was made to a Lender pursuant to this Agreement without deduction of applicable withholding tax from such payment, such Lender shall indemnify the Administrative Agent fully for all amounts paid, directly or indirectly, by the Administrative Agent as Tax or otherwise, including any penalties or interest and together with all reasonable costs and out-of-pocket expenses (including reasonable fees and expenses of counsel) incurred in connection therewith.

 

9.7           Resignation of Administrative Agent.  The Administrative Agent may resign as Administrative Agent upon 30 days’ notice to the Lenders, the Issuing Lenders and the Borrower.  Upon receipt of any such notice of resignation, the Required Lenders shall appoint from among the Lenders a successor agent (which may be an Affiliate of a Lender), with the consent of the Borrower at all times other than during the existence of an Event of Default (which consent shall not be unreasonably withheld or delayed).  If no such successor shall have been so appointed by the Required Lenders and shall have accepted such appointment prior to the effective date of the resignation of the Administrative Agent, then the Administrative Agent may (but shall not be obligated to), on behalf of the Lenders and the Issuing Lenders and with the consent of the Borrower at all times other than during the existence of an Event of Default (which consent shall not be unreasonably withheld or delayed), appoint a successor administrative agent meeting the qualifications set forth above.  Whether or not a successor has been appointed, such resignation shall become effective in accordance with such notice on such effective date, where (i) the retiring Administrative Agent shall be discharged from its duties and obligations hereunder and under the other Loan Documents (except that in the case of any collateral security held by the Administrative Agent on behalf of the Lenders or the Issuing Lenders under any of the Loan Documents, the retiring Administrative Agent may (but shall not be obligated to) continue to hold such collateral security until such time as a successor Administrative Agent is appointed) and (ii) all payments, communications and determinations provided to be made by, to or through the Administrative Agent shall instead be made by or to each Lender and Issuing Lender directly, until such time, if any, as the Required Lenders appoint a successor Administrative Agent as provided for above.  Upon the acceptance of a successor’s appointment as Administrative Agent hereunder, such successor shall succeed to and become vested with all of the rights, powers, privileges and duties of the retiring Administrative Agent, and the retiring Administrative Agent shall be discharged from all of its duties and obligations hereunder or under the other Loan Documents.  The fees payable by the Borrower to a successor Administrative Agent shall be the same as those payable to its predecessor unless otherwise agreed between the Borrower and such successor.  After the retiring Administrative Agent’s resignation hereunder and under the other Loan Documents, the provisions of this Article and Section 10.5 shall continue in effect for the benefit of such retiring Administrative Agent, its sub-agents and their respective Related Persons in respect of any actions taken or omitted to be taken by any of them while the retiring Administrative Agent was acting as Administrative Agent.

 

  

76

  

 

9.8           Non-Reliance on Agents and Other Lenders. Each Lender and Issuing Lender acknowledges that it has, independently and without reliance upon any Agent-Related Person or any other Lender or any of their Related Parties and based on such documents and information as it has deemed appropriate, made its own credit analysis and decision to enter into this Agreement.  Each Lender and Issuing Lender also acknowledges that it will, independently and without reliance upon any Agent-Related Person or any other Lender or any of their Related Parties and based on such documents and information as it shall from time to time deem appropriate, continue to make its own decisions in taking or not taking action under or based upon this Agreement, any other Loan Document or any related agreement or any document furnished hereunder or thereunder.

 

9.9           Administrative Agent May File Proofs of Claim. In case of the pendency of any proceeding under any Debtor Relief Law or any other judicial proceeding relative to the Borrower, the Administrative Agent (irrespective of whether the principal of any Loan or L/C Obligation shall then be due and payable as herein expressed or by declaration or otherwise and irrespective of whether the Administrative Agent shall have made any demand on the Borrower) shall be entitled and empowered (but not obligated) by intervention in such proceeding or otherwise:

 

(a)           to file and prove a claim for the whole amount of the principal and interest owing and unpaid in respect of the Loans, all L/C Obligations and all other Obligations that are owing and unpaid and to file such other documents as may be necessary or advisable in order to have the claims of the Lenders, the Issuing Lenders and the Administrative Agent (including any claim for the reasonable compensation, expenses, disbursements and advances of the Lenders, the Issuing Lenders and the Administrative Agent and their respective agents and counsel and all other amounts due to the Lenders, the Issuing Lenders and the Administrative Agent under Sections 2.5 and 10.5) allowed in such judicial proceeding; and

 

(b)           to collect and receive any monies or other property payable or deliverable on any such claims and to distribute the same;

 

and any custodian, receiver, assignee, trustee, liquidator, sequestrator or other similar official in any such judicial proceeding is hereby authorized by each Lender and Issuing Lender to make such payments to the Administrative Agent and, in the event that the Administrative Agent shall consent to the making of such payments directly to the Lenders and the Issuing Lenders, to pay to the Administrative Agent any amount due for the reasonable compensation, expenses, disbursements and advances of the Administrative Agent and its agents and counsel, and any other amounts due the Administrative Agent under Sections 2.5 and 10.5.

 

  

77

  

 

9.10           Duties of Other Agents. None of the Agents (other than the Administrative Agent) identified on the cover page or signature pages of this Agreement shall have any rights, powers, obligations, liabilities, responsibilities or duties under this Agreement or any of the other Loan Documents, except in its capacity, as applicable, as a Lender, a Swingline Lender or an Issuing Lender hereunder.  Without limiting any other provision of this Article, none of such Agents in their respective capacities as such shall have or be deemed to have any fiduciary relationship with any Lender (including any Swingline Lender or any Issuing Lender) or any other Person by reason of this Agreement or any other Loan Document.

 

SECTION 10.  MISCELLANEOUS

 

10.1           Amendments and Waivers.  Neither this Agreement or any other Loan Document, nor any terms hereof or thereof may be amended, supplemented or modified except in accordance with the provisions of this Section 10.1.  The Required Lenders and each Loan Party party to the relevant Loan Document may, or (with the written consent of the Required Lenders) the Administrative Agent and each Loan Party party to the relevant Loan Document may, from time to time, (a) enter into written amendments, supplements or modifications hereto and to the other Loan Documents (including amendments and restatements hereof or thereof) for the purpose of adding any provisions to this Agreement or the other Loan Documents or changing in any manner the rights of the Lenders or of the Loan Parties hereunder or thereunder or (b) waive, on such terms and conditions as may be specified in the instrument of waiver, any of the requirements of this Agreement or the other Loan Documents or any Default or Event of Default and its consequences; provided, however, that no such waiver and no such amendment, supplement or modification shall:

 

(i)           forgive the principal amount or extend the final scheduled date of maturity of any Loan or Reimbursement Obligation, reduce the stated rate of any interest or fee payable under this Agreement (except in connection with the waiver of applicability of any post-default increase in interest rates (which waiver shall be effective with the consent of the Required Lenders)) or extend the scheduled date of any payment thereof, or increase the amount or extend the expiration date of any Commitment of any Lender, in each case without the consent of each Lender directly affected thereby;

 

(ii)           amend, modify or waive any provision of this Section or reduce any percentage specified in the definition of Required Lenders, consent to the assignment or transfer by the Borrower of any of its rights and obligations under this Agreement and the other Loan Documents, release all or substantially all of the Collateral or release all or substantially all of the Subsidiary Guarantors from their guarantee obligations under the Guarantee and Collateral Agreement, in each case without the consent of all the Lenders;

 

(iii)           amend, modify or waive any provision of Section 9, or any other provision affecting the rights, duties or obligations of the Administrative Agent, without the consent of the Administrative Agent;

 

(iv)           amend, modify or waive any provision of Section 2.14 without the consent of each Lender directly affected thereby;

 

(v)           impose restrictions on assignments and participations that are more restrictive than, or additional to, those set forth in Section 10.6;

 

  

78

  

 

(vi)           amend, modify or waive any provision of Section 2.3 without the consent of the Swingline Lender; or

 

(vii)           amend, modify or waive any provision of Section 3 without the consent of any Issuing Lender affected thereby.

 

Any such waiver and any such amendment, supplement or modification shall apply equally to each of the Lenders and shall be binding upon the Loan Parties, the Lenders, the Administrative Agent and all future holders of the Loans.  In the case of any waiver, any Default or Event of Default waived shall be deemed to be cured and not continuing; but no such waiver shall extend to any subsequent or other Default or Event of Default, or impair any right consequent thereon.  Any such waiver, amendment, supplement or modification shall be effected by a written instrument signed by the parties required to sign pursuant to the foregoing provisions of this Section; provided, that delivery of an executed signature page of any such instrument by facsimile transmission shall be effective as delivery of a manually executed counterpart thereof.

 

For the avoidance of doubt, this Agreement and any other Loan Document may be amended (or amended and restated) with the written consent of the Required Lenders, the Administrative Agent and each Loan Party to each relevant Loan Document (x) to add one or more additional credit facilities to this Agreement and to permit the extensions of credit from time to time outstanding thereunder and the accrued interest and fees in respect thereof (collectively, the “Additional Extensions of Credit”) to share ratably in the benefits of this Agreement and the other Loan Documents with the Loans and Extensions of Credit and the accrued interest and fees in respect thereof and (y) to include appropriately the Lenders holding such credit facilities in any determination of the Required Lenders.

 

It is understood that any amendments, supplements or modifications to this Agreement (including any amendment and restatement thereof), for the purpose of modifying any provisions to this Agreement, shall be considered the same credit facility, as amended, and not a new loan.

 

Notwithstanding anything herein to the contrary, no Defaulting Lender shall have any right to approve or disapprove any amendment, waiver or consent hereunder and the Commitment and Extensions of Credit of such Defaulting Lender shall not be included in determining whether the Required Lenders have taken or may taken any action hereunder (and any amendment, waiver or consent which by its terms requires the consent of all the Lenders or each affected Lender may be effected with the consent of the applicable Lenders other than Defaulting Lenders, except that (x) the Commitment of any Defaulting Lender may not be increased or extended, or the maturity of any of its Loan may not be extended, the rate of interest on any of its Loans may not be reduced and the principal amount of any of its Loans may not be forgiven, in each case without the consent of such Defaulting Lender and (y) any amendment, waiver or consent requiring the consent of all the Lenders or each affected Lender that by its terms affects any Defaulting Lender more adversely than the other affected Lenders shall require the consent of such Defaulting Lender.

 

In addition, notwithstanding anything in this Section to the contrary, if the Administrative Agent and the Borrower shall have jointly identified an obvious error or any error or omission of a technical nature, in each case, in any provision of the Loan Documents, then the Administrative Agent and the Borrower shall be permitted to amend such provision, and, in each case, such amendment shall become effective without any further action or consent of any other party to any Loan Document if the same is not objected to in writing by the Required Lenders to the Administrative Agent within ten Business Days following receipt of notice thereof.

 

  

79

  

 

10.2         Notices.

 

(a)           All notices, requests and demands to or upon the respective parties hereto to be effective shall be in writing (including by telecopy), and, unless otherwise expressly provided herein, shall be deemed to have been duly given or made when delivered, or three Business Days after being deposited in the mail, postage prepaid, or, in the case of telecopy notice, when received, addressed (a) in the case of the Borrower and the Administrative Agent, as follows and (b) in the case of the Lenders, as set forth in an administrative questionnaire delivered to the Administrative Agent or, in the case of a Lender which becomes a party to this Agreement pursuant to an Assignment and Assumption, in such Assignment and Assumption or (c) in the case of any party, to such other address as such party may hereafter notify to the other parties hereto:

 

	
The Borrower:

	
Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, New York 10018

Attn:  Neil Cole, CEO

Telecopy: (212) 391-2057

Telephone: (212) 730-0030 

 

	
The Administrative Agent:

	
Notices (other than Requests for Extensions of Credit):

Barclays Bank PLC

Bank Debt Management Group

745 Seventh Avenue

New York, NY 10019

Attn: Iconix Portfolio Manager: Nicole Conjares

/ Nicholas Versandi

Tel: 212-526-3987 / 212-526-9799

Facsimile: 212-526-5115

Email: nicole.conjares@barcap.com /

nicholas.versandi@barcap.com 

 

For Payments and Requests for Extensions of Credit:

Barclays Bank PLC

Loan Operations

1301 Avenue of the Americas

New York, NY 10019

Attn: Agency Services - Iconix: Joe Tricamo

Tel: 212-320-7564

Facsimile: 917-522-0569

Email: xrausloanops5@barclayscapital.com

 

Notices and other communications to the Lenders hereunder may be delivered or furnished by electronic communications pursuant to procedures approved by the Administrative Agent; provided that the foregoing shall not apply to notices pursuant to Section 2 unless otherwise agreed by the Administrative Agent and the applicable Lender.  The Administrative Agent or the Borrower may, in its discretion, agree to accept notices and other communications to it hereunder by electronic communications pursuant to procedures approved by it; provided that approval of such procedures may be limited to particular notices or communications.

 

  

80

  

 

Unless the Administrative Agent otherwise prescribes, (i) notices and other communications sent to an e-mail address shall be deemed received upon the sender’s receipt of an acknowledgement from the intended recipient (such as by the “return receipt requested” function, as available, return e-mail or other written acknowledgement); and (ii) notices or communications posted to an Internet or intranet website shall be deemed received upon the deemed receipt by the intended recipient, at its e-mail address as described in clause (i) above, of notification that such notice or communication is available and identifying the website address therefor; provided that, in the case of clauses (i) and (ii) above, if such notice, email or other communication is not sent during the normal business hours of the recipient, such notice or communication shall be deemed to have been sent at the opening of business on the next business day for the recipient.

 

(b)           Change of Address, etc.  The Borrower, the Administrative Agent and Issuing Lender may change its address, telecopier number, telephone number or electronic mail address for notices and other communications hereunder by notice to the other parties hereto.  Each other Lender may change its address, telecopier number, telephone number or electronic mail address for notices and other communications hereunder by notice to the Borrower and the Administrative Agent.  In addition, each Lender agrees to notify the Administrative Agent from time to time to ensure that the Administrative Agent has on record (i) an effective address, contact name, telephone number, telecopier number and electronic mail address to which notices and other communications may be sent and (ii) accurate wire transfer instructions for such Lender.

 

(c)           Platform.  THE PLATFORM IS PROVIDED “AS IS” AND “AS AVAILABLE.”  THE AGENT-RELATED PERSONS DO NOT WARRANT THE ACCURACY OF THE BORROWER MATERIALS OR THE ADEQUACY OF THE PLATFORM AND EXPRESSLY DISCLAIM LIABILITY FOR ERRORS OR OMISSIONS IN THE BORROWER MATERIALS.  NO WARRANTY OF ANY KIND, EXPRESS, IMPLIED OR STATUTORY, INCLUDING, WITHOUT LIMITATION, ANY WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, NON-INFRINGEMENT OF THIRD-PARTY RIGHTS OR FREEDOM FROM VIRUSES OR OTHER CODE DEFECTS, IS MADE BY ANY AGENT-RELATED PERSON IN CONNECTION WITH THE BORROWER MATERIALS OR THE PLATFORM.  In no event shall any Agent-Related Person have any liability to the Borrower, any Lender, any Issuing Lender or any other Person or entity for losses, claims, damages, liabilities or expenses of any kind (whether in tort, contract or otherwise) arising out of the Borrower’s or the Administrative Agent’s transmission of Borrower Materials through the Platform, except to the extent that such losses, claims, damages, liabilities or expenses are determined by a court of competent jurisdiction by an final and nonappealable judgment to have resulted from the gross negligence or willful misconduct of such Agent-Related Person; provided that in no event shall any Agent-Related Person have any liability to the Borrower, any Lender, any Issuing Lender or any other Person for indirect, special, incidental, consequential damages or punitive damages (as opposed to direct or actual damages).

 

10.3           No Waiver; Cumulative Remedies.  No failure to exercise and no delay in exercising, on the part of the Administrative Agent or any Lender, any right, remedy, power or privilege hereunder or under the other Loan Documents shall operate as a waiver thereof; nor shall any single or partial exercise of any right, remedy, power or privilege hereunder preclude any other or further exercise thereof or the exercise of any other right, remedy, power or privilege.  The rights, remedies, powers and privileges herein provided are cumulative and not exclusive of any rights, remedies, powers and privileges provided by law.

 

10.4           Survival of Representations and Warranties.  All representations and warranties made herein, in the other Loan Documents and in any document, certificate or statement delivered pursuant hereto or in connection herewith shall survive the execution and delivery of this Agreement and the making of the Loans and other extensions of credit hereunder.

 

  

81

  

 

10.5           Payment of Expenses.  The Borrower agrees (a) to pay or reimburse the Administrative Agent, the Syndication Agents and the Arrangers for all their reasonable out-of-pocket costs and expenses incurred in connection with the syndication of the Facility (other than fees payable to syndicate members) and the development, preparation and execution of, and any amendment, supplement or modification to, this Agreement and the other Loan Documents and any other documents prepared in connection herewith or therewith, and the consummation and administration of the transactions contemplated hereby and thereby, including, without limitation, the reasonable fees and disbursements and other charges of one counsel to the Administrative Agent (and of such other counsel in the event of a conflict) and, if reasonably necessary, one local counsel in any relevant jurisdiction and the charges of Intralinks (whether or not the transaction contemplated hereby or thereby shall be consummated), (b) to pay or reimburse each Lender and the Administrative Agent for all their costs and expenses incurred in connection with the enforcement or preservation of any rights under this Agreement, the other Loan Documents and any other documents prepared in connection herewith or therewith, including, without limitation, the reasonable fees and disbursements and other charges of one counsel to the Administrative Agent and the other Lenders and, if reasonably necessary, one local counsel in any relevant jurisdiction (and of such other counsel in the event of a conflict), (c) to pay, indemnify, or reimburse each Lender and the Administrative Agent for, and hold each Lender and the Administrative Agent harmless from, any and all recording and filing fees and any and all liabilities with respect to, or resulting from any delay in paying, stamp, excise and other taxes, if any, which may be payable or determined to be payable in connection with the execution and delivery of, or consummation or administration of any of the transactions contemplated by, or any amendment, supplement or modification of, or any waiver or consent under or in respect of, this Agreement, the other Loan Documents and any such other documents, and (d) to pay, indemnify or reimburse each Lender, the Administrative Agent, the Syndication Agents, the Arrangers, the Collateral Agent and their respective affiliates, and their respective officers, directors, trustees, employees, advisors, partners, members, sub-agents, agents and controlling persons (each, an “Indemnitee”) for, and hold each Indemnitee harmless from and against any and all other liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind or nature whatsoever incurred by an Indemnitee or asserted against any Indemnitee arising out of, in connection with, or as a result of (i) the execution or delivery of this Agreement, any other Loan Document or any agreement or instrument contemplated hereby or thereby, the performance by the parties hereto or thereto of their respective obligations hereunder or thereunder or the consummation of the transactions contemplated hereby or thereby, (ii) any Loan or Letter of Credit or the use or proposed use of the proceeds thereof (including any refusal by any Issuing Bank to honor a demand for payment under a Letter of Credit if the documents presented in connection with such demand do not strictly comply with the terms of such Letter of Credit), (iii) any actual or alleged presence or release of Materials of Environmental Concern on or from any property owned, occupied or operated by the Borrower or any of its Subsidiaries, or any Environmental Liability related in any way to the Borrower or any of its Subsidiaries or any of their respective properties, or (iv) any actual or prospective claim, litigation, investigation or proceeding relating to any of the foregoing, whether based on contract, tort or any other theory, and regardless of whether any Indemnitee is a party thereto and whether brought by the Borrower, any other Loan Party, any of their respective affiliates or any other person or entity (all the foregoing in this clause (d), collectively, the “Indemnified Liabilities”), provided, that the Borrower shall have no obligation hereunder to any Indemnitee with respect to Indemnified Liabilities to the extent such Indemnified Liabilities are found by a final and nonappealable decision of a court of competent jurisdiction to have resulted from the gross negligence or willful misconduct of such Indemnitee.  No Indemnitee shall be liable for any damages arising from the use by unauthorized persons of information or other materials sent through electronic, telecommunications or other information transmission systems that are intercepted by such persons or for any special, indirect, consequential or punitive damages in connection with the Facility.  Without limiting the foregoing, and to the extent permitted by applicable law, the Borrower agrees not to assert and to cause its Subsidiaries not to assert, and hereby waives and agrees to cause its Subsidiaries so to waive, all rights for contribution or any other rights of recovery with respect to all claims, demands, penalties, fines, liabilities, settlements, damages, costs and expenses of whatever kind or nature, under or related to Environmental Laws, that any of them might have by statute or otherwise against any Indemnitee.  All amounts due under this Section shall be payable not later than 30 days after written demand therefor.  Statements payable by the Borrower pursuant to this Section shall be submitted at the address of the Borrower set forth in Section 10.2, or to such other Person or address as may be hereafter designated by the Borrower in a notice to the Administrative Agent.  The agreements in this Section shall survive repayment of the Loans and all other amounts payable hereunder.

 

  

82

  

 

10.6           Successors and Assigns; Participations and Assignments.  (a) This Agreement shall be binding upon and inure to the benefit of the Borrower, the Lenders, the Administrative Agent, all future holders of the Loans and their respective successors and assigns, except that the Borrower may not assign or transfer any of its rights or obligations under this Agreement without the prior written consent of the Administrative Agent and each Lender and any purported assignment or transfer without such consent shall be null and void.

 

(b)           Any Lender may, without the consent of the Borrower, in accordance with applicable law, at any time sell to one or more banks, financial institutions or other entities (other than a natural person, the Borrower or any of its Affiliates or Subsidiaries, or a Person that the Administrative Agent has identified in a notice to the Lenders as a Defaulting Lender) (each, a “Participant”) participating interests in any Loan owing to such Lender, any Commitment of such Lender or any other interest of such Lender hereunder and under the other Loan Documents.  In the event of any such sale by a Lender of a participating interest to a Participant, such Lender’s obligations under this Agreement to the other parties to this Agreement shall remain unchanged, such Lender shall remain solely responsible for the performance thereof, such Lender shall remain the holder of any such Loan for all purposes under this Agreement and the other Loan Documents, and the Borrower and the Administrative Agent shall continue to deal solely and directly with such Lender in connection with such Lender’s rights and obligations under this Agreement and the other Loan Documents.  In no event shall any Participant under any such participation have any right to approve any amendment or waiver of any provision of any Loan Document, or any consent to any departure by any Loan Party therefrom, except to the extent that such amendment, waiver or consent would require the consent of all Lenders pursuant to Section 10.1.  The Borrower agrees that if amounts outstanding under this Agreement and the Loans are due or unpaid, or shall have been declared or shall have become due and payable upon the occurrence of an Event of Default, each Participant shall, to the maximum extent permitted by applicable law, be deemed to have the right of setoff in respect of its participating interest in amounts owing under this Agreement to the same extent as if the amount of its participating interest were owing directly to it as a Lender under this Agreement, provided that, in purchasing such participating interest, such Participant shall be deemed to have agreed to share with the Lenders the proceeds thereof as provided in Section 10.7 as fully as if such Participant were a Lender hereunder.  The Borrower also agrees that each Participant shall be entitled to the benefits of Sections 2.15, 2.16 and 2.17 with respect to its participation in the Commitments and the Loans outstanding from time to time as if such Participant were a Lender; provided that, in the case of Section 2.16, such Participant shall have complied with the requirements of said Section, and provided, further, that no Participant shall be entitled to receive any greater amount pursuant to any such Section 2.15, 2.16 or 2.17 than the transferor Lender would have been entitled to receive in respect of the amount of the participation transferred by such transferor Lender to such Participant had no such transfer occurred. Each Lender that sells a participation shall, acting solely for this purpose as a non-fiduciary agent of the Borrower (and such agency being solely for tax purposes), maintain a register in the United States on which it enters the name and address of each Participant and the principal amounts (and stated interest) of each Participant’s interest in the Loans or other obligations under the Loan Documents (the “Participant Register”); provided that no Lender shall have any obligation to disclose all or any portion of the Participant Register to any Person (including the identity of any Participant or any information relating to a Participant’s interest in any Commitments or other obligations under any Loan Document) except to the extent that such disclosure is necessary to establish that any such Commitment or other obligation is in registered form under Section 5f.103-1(c) of the United States Treasury Regulations.  The entries in the Participant Register shall be conclusive absent manifest error, and such Lender shall treat each Person whose name is recorded in the Participant Register as the owner of such participation for all purposes of this Agreement notwithstanding any notice to the contrary.

  

83

  

 

(c)           Any Lender (an “Assignor”) may, in accordance with applicable law and upon written notice to the Administrative Agent, at any time and from time to time assign to any Lender or any affiliate, Related Fund or Control Investment Affiliate thereof or, with the consent of the Administrative Agent, the Borrower, any Swingline Lender and any Issuing Lender (which, in each case, shall not be unreasonably withheld or delayed and, provided that, no consent of the Borrower shall be required if a Default or Event of Default has occurred and is continuing) to an additional bank, financial institution or other entity (other than a natural person, the Borrower or any of its Affiliates or Subsidiaries, or a Person that the Administrative Agent has identified in a notice to the Lenders as a Defaulting Lender) (an “Assignee”) all or any part of its rights and obligations under this Agreement pursuant to an Assignment and Assumption, substantially in the form of Exhibit D, executed by such Assignee and such Assignor (and, where the consent of the Administrative Agent, the Borrower or an Issuing Lender is required pursuant to the foregoing provisions, by such party) and delivered to the Administrative Agent for its acceptance and recording in the Register; provided that no such assignment to an Assignee (other than any Lender or any affiliate thereof) shall be in an aggregate principal amount of less than $1,000,000 (other than in the case of an assignment of all of a Lender’s interests under this Agreement), unless otherwise agreed by the Borrower and the Administrative Agent.  Upon such execution, delivery, acceptance and recording, from and after the effective date determined pursuant to such Assignment and Assumption, (x) the Assignee thereunder shall be a party hereto and, to the extent provided in such Assignment and Assumption, have the rights and obligations of a Lender hereunder with Commitments and/or Loans as set forth therein, and (y) the Assignor thereunder shall, to the extent provided in such Assignment and Assumption, be released from its obligations under this Agreement (and, in the case of an Assignment and Assumption covering all of an Assignor’s rights and obligations under this Agreement, such Assignor shall cease to be a party hereto, except as to Section 2.15, 2.16 and 10.5 in respect of the period prior to such effective date).  For purposes of the minimum assignment amounts set forth in this paragraph, multiple assignments by two or more Related Funds shall be aggregated.

 

(d)           The Administrative Agent shall, on behalf of the Borrower, maintain at its address referred to in Section 10.2 a copy of each Assignment and Assumption delivered to it and a register (the “Register”) for the recordation of the names and addresses of the Lenders and the Commitment of, and principal amount of the Loans owing to, each Lender from time to time.  The entries in the Register shall be conclusive, in the absence of manifest error, and the Borrower, the Administrative Agent and the Lenders shall treat each Person whose name is recorded in the Register as the owner of the Loans and any Notes evidencing such Loans recorded therein for all purposes of this Agreement.  Any assignment of any Loan, whether or not evidenced by a Note, shall be effective only upon appropriate entries with respect thereto being made in the Register (and each Note shall expressly so provide).  Any assignment or transfer of all or part of a Loan evidenced by a Note shall be registered on the Register only upon surrender for registration of assignment or transfer of the Note evidencing such Loan, accompanied by a duly executed Assignment and Assumption; thereupon one or more new Notes in the same aggregate principal amount shall be issued to the designated Assignee, and the old Notes shall be returned by the Administrative Agent to the Borrower marked “canceled”.  The Register shall be available for inspection by the Borrower or any Lender (but only, in the case of a Lender, at the Administrative Agent’s Office and with respect to any entry relating to such Lender’s Commitments, Loans, L/C Obligations and other Obligations), at any reasonable time and from time to time upon reasonable prior notice.

 

  

84

  

 

(e)           Upon its receipt of an Assignment and Assumption executed by an Assignor and an Assignee (and, in any case where the consent of any other Person is required by Section 10.6(c), by each such other Person) together with payment to the Administrative Agent of a registration and processing fee of $3,500 (treating multiple, simultaneous assignments by or to two or more Related Funds as a single assignment) (except that no such registration and processing fee shall be payable (y) in connection with an assignment by or to a Barclays Entity or (z) in the case of an Assignee which is an affiliate or Related Fund of a Lender or a Person under common management with a Lender), the Administrative Agent shall (i) promptly accept such Assignment and Assumption and (ii) on the effective date determined pursuant thereto record the information contained therein in the Register and give notice of such acceptance and recordation to the Borrower.  On or prior to such effective date, the Borrower, at its own expense, upon request, shall execute and deliver to the Administrative Agent (in exchange for the Notes of the assigning Lender) a new Note to the order of such Assignee in an amount equal to the Loans assumed or acquired by it pursuant to such Assignment and Assumption and, if the Assignor has retained Loans, upon request, a new Note to the order of the Assignor in an amount equal to the Loans retained by it hereunder.  Such new Note or Notes shall be dated the Closing Date and shall otherwise be in the form of the Note or Notes replaced thereby.

 

(f)           For avoidance of doubt, the parties to this Agreement acknowledge that the provisions of this Section concerning assignments of Loans and Notes relate only to absolute assignments and that such provisions do not prohibit assignments creating security interests in Loans and Notes, including, without limitation, any pledge or assignment by a Lender of any Loan or Note to any Federal Reserve Bank in accordance with applicable law.

 

(g)           Notwithstanding anything to the contrary contained herein, any Lender (a “Granting Lender”) may grant to a special purpose funding vehicle (an “SPC”), identified as such in writing from time to time by the Granting Lender to the Administrative Agent and the Borrower, the option to provide to the Borrower all or any part of any Loan that such Granting Lender would otherwise be obligated to make to the Borrower pursuant to this Agreement; provided that (i) nothing herein shall constitute a commitment by any SPC to make any Loan and (ii) if an SPC elects not to exercise such option or otherwise fails to provide all or any part of such Loan, the Granting Lender shall be obligated to make such Loan pursuant to the terms hereof.  The making of a Loan by an SPC hereunder shall utilize the Commitment of the Granting Lender to the same extent, and as if, such Loan were made by such Granting Lender.  Each party hereto hereby agrees that no SPC shall be liable for any indemnity or similar payment obligation under this Agreement (all liability for which shall remain with the Granting Lender).  In furtherance of the foregoing, each party hereto hereby agrees (which agreement shall survive the termination of this Agreement) that, prior to the date that is one year and one day after the payment in full of all outstanding commercial paper or other indebtedness of any SPC, it will not institute against, or join any other person in instituting against, such SPC any bankruptcy, reorganization, arrangement, insolvency or liquidation proceedings under the laws of the United States or any state thereof.  In addition, notwithstanding anything to the contrary in this Section 10.6(g), any SPC may (A) with notice to, but without the prior written consent of, the Borrower and the Administrative Agent and without paying any processing fee therefor, assign all or a portion of its interests in any Loans to the Granting Lender, or with the prior written consent of the Borrower and the Administrative Agent (which consent shall not be unreasonably withheld) to any financial institutions providing liquidity and/or credit support to or for the account of such SPC to support the funding or maintenance of Loans, and (B) disclose on a confidential basis any non-public information relating to its Loans to any rating agency, commercial paper dealer or provider of any surety, guarantee or credit or liquidity enhancement to such SPC; provided that non-public information with respect to the Borrower may be disclosed only with the Borrower’s consent which will not be unreasonably withheld.  This paragraph (g) may not be amended without the written consent of any SPC with Loans outstanding at the time of such proposed amendment.

 

  

85

  

 

10.7           Adjustments; Set-off; Payments Set Aside.  (a) Except to the extent that this Agreement provides for payments to be allocated to a particular Lender, if any Lender or its respective Affiliates (a “Benefitted Lender”) shall at any time receive any payment of all or part of the Obligations owing to it, or receive any collateral in respect thereof (whether voluntarily or involuntarily, by set-off, pursuant to events or proceedings of the nature referred to in Section 8(f), or otherwise), in a greater proportion than any such payment to or collateral received by any other Lender, if any, in respect of such other Lender’s Obligations, such Benefitted Lender shall purchase for cash from the other Lenders a participating interest in such portion of each such other Lender’s Obligations, or shall provide such other Lenders with the benefits of any such collateral, as shall be necessary to cause such Benefitted Lender to share the excess payment or benefits of such collateral ratably with each of the Lenders; provided, however, that if all or any portion of such excess payment or benefits is thereafter recovered from such Benefitted Lender, such purchase shall be rescinded, and the purchase price and benefits returned, to the extent of such recovery, but without interest.

 

(b)           In addition to any rights and remedies of the Issuing Lender or Lenders provided by law, each Lender shall have the right, without prior notice to the Borrower, any such notice being expressly waived by the Borrower to the extent permitted by applicable law, upon any amount becoming due and payable by the Borrower hereunder (whether at the stated maturity, by acceleration or otherwise), to set off and appropriate and apply against such amount any and all deposits (general or special, time or demand, provisional or final), in any currency, and any other credits, indebtedness or claims, in any currency, in each case whether direct or indirect, absolute or contingent, matured or unmatured, at any time held or owing by such Lender or any branch or agency thereof to or for the credit or the account of the Borrower.  Each Issuing Lender or Lenders agrees promptly to notify the Borrower and the Administrative Agent after any such setoff and application made by such Lender, provided that the failure to give such notice shall not affect the validity of such setoff and application.

 

(c)           To the extent that any payment by or on behalf of the Borrower is made to the Administrative Agent, any Issuing Lender or any Lender, or the Administrative Agent, any Issuing Lender or any Lender exercises its right of setoff, and such payment or the proceeds of such setoff or any part thereof is subsequently invalidated, declared to be fraudulent or preferential, set aside or required (including pursuant to any settlement entered into by the Administrative Agent, such Issuing Lender or such Lender in its discretion) to be repaid to a trustee, receiver or any other party, in connection with any proceeding under any Debtor Relief Law or otherwise, then (a) to the extent of such recovery, the obligation or part thereof originally intended to be satisfied shall be revived and continued in full force and effect as if such payment had not been made or such setoff had not occurred, and (b) each Lender and each Issuing Lender severally agrees to pay to the Administrative Agent upon demand its applicable share (without duplication) of any amount so recovered from or repaid by the Administrative Agent, plus interest thereon from the date of such demand to the date such payment is made at a rate per annum equal to the Federal Funds Effective Rate from time to time in effect.

 

10.8           Counterparts.  This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts, and all of said counterparts taken together shall be deemed to constitute one and the same instrument.  Delivery of an executed signature page of this Agreement by email or facsimile transmission shall be effective as delivery of a manually executed counterpart hereof.  A set of the copies of this Agreement signed by all the parties shall be lodged with the Borrower and the Administrative Agent.

 

  

86

  

 

10.9           Severability.  Any provision of this Agreement that is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction. The parties shall endeavor in good faith negotiations to replace the illegal, invalid or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the illegal, invalid or unenforceable provisions.

 

10.10           Integration.  This Agreement and the other Loan Documents represent the entire agreement of the Borrower, the Administrative Agent, the Arrangers and the Lenders with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by the Arrangers, the Administrative Agent or any Lender relative to subject matter hereof not expressly set forth or referred to herein or in the other Loan Documents.

 

10.11           GOVERNING LAW.  THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

 

10.12           Submission To Jurisdiction; Waivers.  Each of the parties hereto hereby irrevocably and unconditionally:

 

(a)           submits for itself and its Property in any legal action or proceeding relating to this Agreement and the other Loan Documents to which it is a party, or for recognition and enforcement of any judgment in respect thereof, to the exclusive general jurisdiction (or, in the case of matters relating to the Security Documents, non-exclusive jurisdiction) of the courts of the State of New York sitting in New York County, the courts of the United States for the Southern District of New York, and appellate courts from any thereof;

 

(b)           agrees that any such action or proceeding shall be brought in such courts and waives any objection that it may now or hereafter have to the venue of any such action or proceeding in any such court or that such action or proceeding was brought in an inconvenient court and agrees not to plead or claim the same;

 

(c)           agrees that service of process in any such action or proceeding may be effected by mailing a copy thereof by registered or certified mail (or any substantially similar form of mail), postage prepaid, to such party at its address set forth in Section 10.2 or at such other address of which the Administrative Agent shall have been notified pursuant thereto;

 

(d)           agrees that nothing herein shall affect the right to effect service of process in any other manner permitted by law or shall limit the right to sue in any other jurisdiction; and

 

(e)           waives, to the maximum extent not prohibited by law, any right it may have to claim or recover in any legal action or proceeding referred to in this Section any special, exemplary, punitive or consequential damages.

 

  

87

  

 

10.13           Acknowledgments.  In connection with all aspects of each transaction contemplated hereby (including in connection with any amendment, waiver or other modification hereof or of any other Loan Document), the Borrower acknowledges and agrees, and acknowledges its Subsidiaries’ understanding, that: (a) (i) no fiduciary, advisory or agency relationship between the Borrower and its Subsidiaries and any Agent, any Issuing Lender, any Swingline Lender or any Lender is intended to be or has been created in respect of the transactions contemplated hereby or by the other Loan Documents, irrespective of whether any Agent, any Issuing Lender, any Swingline Lender or any Lender has advised or is advising the Borrower or any Subdsidiary on other matters, (ii) the arranging and other services regarding this Agreement provided by the Agents, the Issuing Lenders, the Swingline Lender and the Lenders are arm’s-length commercial transactions between the Borrower and its Subsidiaries, on the one hand, and the Agents, the Issuing Lenders, the Swingline Lender and the Lenders, on the other hand, (iii) the Borrower has consulted its own legal, accounting, regulatory and tax advisors to the extent that it has deemed appropriate and (iv) the Borrower is capable of evaluating, and understands and accepts, the terms, risks and conditions of the transactions contemplated hereby and by the other Loan Documents; and (b) (i) the Agents, the Issuing Lenders, the Swingline Lender and the Lenders each is and has been acting solely as a principal and, except as expressly agreed in writing by the relevant parties, has not been, is not, and will not be acting as an advisor, agent or fiduciary for the Borrower or any of its Affiliates, or any other Person; (ii) none of the Agents, the Issuing Lenders, the Swingline Lender and the Lenders has any obligation to the Borrower or any of its Subsidiaries with respect to the transactions contemplated hereby except those obligations expressly set forth herein and in the other Loan Documents; and (iii) the Agents, the Issuing Lenders, the Swingline Lender and the Lenders and their respective Affiliates may be engaged, for their own accounts or the accounts of customers, in a broad range of transactions that involve interests that differ from those of the Borrower and its Affiliates, and none of the Agents, the Issuing Lenders, the Swingline Lender and the Lenders has any obligation to disclose any of such interests to the Borrower or its Affiliates.  To the fullest extent permitted by Law, the Borrower hereby waives and releases any claims that it may have against the Agents, the Issuing Lenders, the Swingline Lender and the Lenders with respect to any breach or alleged breach of agency or fiduciary duty in connection with any aspect of any transaction contemplated hereby.

 

10.14           Headings Article and Section headings and the Table of Contents used herein are for convenience of reference only, are not part of this Agreement and shall not affect the construction of, or be taken into consideration in interpreting, this Agreement.

 

10.15           Confidentiality.  The Administrative Agent and each of the Lenders agrees to keep confidential all non-public information provided to it by any Loan Party pursuant to this Agreement that is designated by such Loan Party as confidential in accordance with such Person’s customary procedures for handling confidential information of such nature; provided that nothing herein shall prevent the Administrative Agent or any Lender from disclosing any such information (a) to the Arrangers, the Administrative Agent, any other Lender or any Affiliate of any thereof, on a need-to-know basis, (b) to any Participant or Assignee (each, a “Transferee”) or prospective Transferee that agrees to comply with the provisions of this Section or substantially equivalent provisions, (c) to any of its employees, directors, agents, attorneys, accountants and other professional advisors, on a need-to-know basis, (d) to any financial institution that is a direct or indirect contractual counterparty in swap agreements or such contractual counterparty’s professional advisor (so long as such contractual counterparty or professional advisor to such contractual counterparty agrees to be bound by the provisions of this Section), (e) upon the request or demand of any Governmental Authority having jurisdiction over it; provided that notice of such disclosure shall be provided to the Loan Parties upon such request or demand to the extent permitted by any applicable Requirement of Law, (f) in response to any order of any court or other Governmental Authority or as may otherwise be required pursuant to any Requirement of Law; provided that notice of such disclosure shall be provided to the Loan Parties, to the extent permitted by any applicable Requirement of Law, upon such order, or prior to such disclosure if such disclosure is required pursuant to any Requirement of Law,  (g) in connection with any litigation or similar proceeding, provided that notice of such disclosure shall be provided to the Loan Parties prior to such disclosure, (h) that has been publicly disclosed other than in breach of this Section, or, to the Administrative Agent’s or such Lender’s knowledge, other than in breach of any other confidentiality agreement, (i) to the National Association of Insurance Commissioners or any similar organization or any nationally recognized rating agency that requires access to information about a Lender’s investment portfolio in connection with ratings issued with respect to such Lender, (j) in connection with the exercise of any remedy hereunder or under any other Loan Document, to the extent necessary to enable the Administrative Agent or such Lender to exercise any such remedy or (k) with the consent of the Borrower or any of its Affiliates.

 

  

88

  

 

10.16           Interest Rate Limitation  Notwithstanding anything herein to the contrary, if at any time the interest rate applicable to any Loan, together with all fees, charges and other amounts which are treated as interest on such Loan under applicable Requirement of Law (collectively, “charges”), shall exceed the maximum lawful rate (the “Maximum Rate”) which may be contracted for, charged, taken, received or reserved by the Lender holding such Loan in accordance with applicable law, the rate of interest payable in respect of such Loan hereunder, together with all charges payable in respect thereof, shall be limited to the Maximum Rate and, to the extent lawful, the interest and charges that would have been payable in respect of such Loan but were not payable as a result of the operation of this Section shall be cumulated and the interest and charges payable to such Lender in respect of other Loans or periods shall be increased (but not above the Maximum Rate therefor) until such cumulated amount, together with interest thereon at the Federal Funds Effective Rate for each day to the date of repayment, shall have been received by such Lender.

 

10.17           Release of Collateral and Guarantee Obligations.  (a) Notwithstanding anything to the contrary contained herein or in any other Loan Document, upon request of the Borrower in connection with any Disposition of Property permitted by the Loan Documents, the Administrative Agent shall (without notice to, or vote or consent of, any Lender, or any affiliate of any Lender that is a party to any Specified Hedge Agreement) take such actions as shall be required to release its security interest in any Collateral being Disposed of in such Disposition, and to release any guarantee obligations under any Loan Document of any Person being Disposed of in such Disposition, to the extent necessary to permit consummation of such Disposition in accordance with the Loan Documents.

 

(b)           Notwithstanding anything to the contrary contained herein or any other Loan Document, when all Obligations (other than obligations in respect of any Specified Hedge Agreement) have been paid in full and all Commitments have terminated or expired and no Letter of Credit shall be outstanding, upon request of the Borrower, the Administrative Agent shall (without notice to, or vote or consent of, any Lender, or any affiliate of any Lender that is a party to any Specified Hedge Agreement) take such actions as shall be required to release its security interest in all Collateral, and to release all guarantee obligations under any Loan Document, whether or not on the date of such release there may be outstanding Obligations in respect of Specified Hedge Agreements.  Any such release of guarantee obligations shall be deemed subject to the provision that such guarantee obligations shall be reinstated if after such release any portion of any payment in respect of the Obligations guaranteed thereby shall be rescinded or must otherwise be restored or returned upon the insolvency, bankruptcy, dissolution, liquidation or reorganization of the Borrower or any Subsidiary Guarantor, or upon or as a result of the appointment of a receiver, intervenor or conservator of, or trustee or similar officer for, the Borrower or any Subsidiary Guarantor or any substantial part of its property, or otherwise, all as though such payment had not been made.

 

  

89

  

 

10.18           Accounting Changes.  In the event that any “Accounting Change” (as defined below) shall occur and such change results in a change in the method of calculation of financial covenants, standards or terms in this Agreement, then the Borrower and the Administrative Agent agree to enter into negotiations in order to amend such provisions of this Agreement so as to equitably reflect such Accounting Change with the desired result that the criteria for evaluating the Borrower’s financial condition shall be the same after such Accounting Change as if such Accounting Change had not been made.  Until such time as such an amendment shall have been executed and delivered by the Borrower, the Administrative Agent and the Required Lenders, all financial covenants, standards and terms in this Agreement shall continue to be calculated or construed as if such Accounting Change had not occurred.  “Accounting Change” refers to any change in accounting principles required by the promulgation of any rule, regulation, pronouncement or opinion by the Financial Accounting Standards Board of the American Institute of Certified Public Accountants or, if applicable, the SEC.

 

10.19           WAIVERS OF JURY TRIAL.  THE BORROWER, THE ADMINISTRATIVE AGENT AND THE LENDERS HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVE TRIAL BY JURY IN ANY LEGAL ACTION OR PROCEEDING RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT AND FOR ANY COUNTERCLAIM THEREIN.

 

10.20           PATRIOT Act. Each Lender that is subject to the United States PATRIOT Act and the Administrative Agent (for itself and not on behalf of any Lender) hereby notifies the Loan Parties that, pursuant to the requirements of the United States PATRIOT Act, it is required to obtain, verify and record information that identifies the Loan Parties, which information includes the name and address of each Loan Party and other information that will allow such Lender or the Administrative Agent, as applicable, to identify each Loan Party in accordance with the United States PATRIOT Act.  The Loan Parties shall, promptly following a request by the Administrative Agent or any Lender, provide all documentation and other information that the Administrative Agent or such Lender requests in order to comply with its ongoing obligations under applicable “know your customer” and anti-money-laundering rules and regulations, including the United States PATRIOT Act.

 

  

90

  

 

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed and delivered by their proper and duly authorized officers as of the day and year first above written.

 

	  	
ICONIX BRAND GROUP, INC.

	  	  	  
	  	
By:

	
/s/ Neil Cole

	  	  	
Name:  Neil Cole

	  	  	
Title:  President and CEO

[Signature Page to the Credit Agreement]

 

  

  

  

 

	  	
BARCLAYS BANK PLC,

	  	
as Administrative Agent and as a Lender

	  	  	  
	  	
By:

	
/s/ Ritam Bhalla

	  	  	
Name:  Ritam Bhalla

	  	  	
Title:  Vice President

 

[Signature Page to the Credit Agreement]

 

  

  

  

 

	  	
GOLDMAN SACHS BANK USA,

	  	
as an Arranger and as a Lender

	  	  	  
	  	
By:

	
/s/ Robert Ehudin

	  	  	
Name: Robert Ehudin

	  	  	
Title: Authorized Signatory

[Signature Page to the Credit Agreement]

  

  

  

 

	  	
GE CAPITAL FINANCIAL INC.,

	  	
as a Lender

	  	  	  
	  	
By:

	
/s/ Jeffrey Thomas

	  	  	
Name:  Jeffrey Thomas

	  	  	
Title: Duly Authorized Signatory

[Signature Page to the Credit Agreement]

  

  

  

 

SCHEDULE 1.1(a)

 

Commitments

	
Lender

	 	
Commitment

	 
	
Barclays Bank PLC

	 	$	50,000,000	 
	
Goldman Sachs Bank USA

	 	$	50,000,000	 
	
GE Capital Financial Inc.

	 	$	50,000,000	 
	
TOTAL

	 	$	150,000,000	 

 

  

  

  

 

SCHEDULE 1.1(b)

 

Unrestricted Subsidiaries

 

	
1.

	
Badgley Mischka Licensing LLC

 

	
2.

	
BrightStar Footwear LLC

 

	
3.

	
Michael Caruso & Co., Inc.

 

	
4.

	
IP Management LLC

 

	
5.

	
Mossimo Management LLC

 

	
6.

	
Showroom Holding Company

 

	
7.

	
UnZipped Apparel Inc.

 

	
8.

	
Peanuts Holdings LLC

 

	
9.

	
IP Holdings and Management Corporation

 

	
10.

	
IP Holdings LLC

 

	
11.

	
Zoo York Holdings and Management Corp.

 

	
12.

	
ZY Holdings LLC

 

	
13.

	
IP Holdings Unltd LLC

 

	
14.

	
Hardy Way LLC

 

  

  

  

 

SCHEDULE 1.1(c)

 

Specified Brand Assets

 

	
1.

	
Mossimo

 

	
2.

	
OP

 

	
3.

	
Ocean Pacific

 

	
4.

	
Cannon

 

	
5.

	
Fieldcrest

 

	
6.

	
Royal Velvet

 

	
7.

	
Charisma

 

	
8.

	
Sharper Image

 

	
9.

	
Danskin

 

	
10.

	
Rocawear

 

	
11.

	
Starter

 

	
12.

	
Waverly

 

	
13.

	
Peanuts

 

  

  

  

 

SCHEDULE 4.4

 

Consents, Authorizations, Filings and Notices

 

	
1.

	
Unanimous Written Consent of the Board of Directors of Iconix Brand Group, Inc.

 

	
2.

	
Written Consent of the Board of Directors of Mossimo, Inc.

 

	
3.

	
Written Consent of the Sole Member and Manager of Mossimo Holdings LLC

 

	
4.

	
Unanimous Written Consent of the Board of Directors of OP Holdings and Management Corporation

 

	
5.

	
Written Consent of the Sole Member of OP Holdings LLC

 

	
6.

	
Unanimous Written Consent of the Board of Directors of Pillowtex Holdings and Management LLC

 

	
7.

	
Written Consent of the Sole Member and Manager of Official-Pillowtex LLC

 

	
8.

	
Unanimous Written Consent of the Board of Directors of Sharper Image Holdings and Management Corp.

 

	
9.

	
Written Consent of the Sole Member and Manager of Sharper Image Holdings LLC

 

	
10.

	
Unanimous Written Consent of the Board of Directors of Studio Holdings and Management Corporation

 

	
11.

	
Written Consent of the Sole Member and Manager of Studio IP Holdings LLC

 

	
12.

	
Written Consent of the Sole Member and Manager of Icon Entertainment LLC

 

  

  

  

 

SCHEDULE 4.15

   

Subsidiaries

	  	  	
Name

	  	
Jurisdiction of

Formation

	  	
Ownership of Capital Stock

	  	  	  	  	  	  	  
	
1.

	  	
Mossimo, Inc.

	  	
Delaware

	  	
100% owned by the Borrower

	  	  	  	  	  	  	  
	
2.

	  	
Mossimo Holdings LLC

	  	
Delaware

	  	
100% owned by Mossimo, Inc.

	  	  	  	  	  	  	  
	
3.

	  	
OP Holdings and Management Corporation

	  	
Delaware

	  	
100% owned by the Borrower

	  	  	  	  	  	  	  
	
4.

	  	
OP Holdings LLC

	  	
Delaware

	  	
100% owned by OP Holdings and Management Corporation

	  	  	  	  	  	  	  
	
5.

	  	
Pillowtex Holdings and Management LLC

	  	
Delaware

	  	
100% owned by the Borrower

	  	  	  	  	  	  	  
	
6.

	  	
Official-Pillowtex LLC

	  	
Delaware

	  	
100% owned by Pillowtex Holdings and Management LLC

	  	  	  	  	  	  	  
	
7.

	  	
Sharper Image Holdings and Management Corp.

	  	
Delaware

	  	
100% owned by the Borrower

	  	  	  	  	  	  	  
	
8.

	  	
Sharper Image Holdings LLC

	  	
Delaware

	  	
100% owned by Sharper Image Holdings and Management Corp.

	  	  	  	  	  	  	  
	
9.

	  	
Studio Holdings and Management Corporation

	  	
Delaware

	  	
100% owned by the Borrower

	  	  	  	  	  	  	  
	
10.

	  	
Studio IP Holdings LLC

	  	
Delaware

	  	
100% owned by Studio Holdings and Management Corporation

	  	  	  	  	  	  	  
	
11.

	
  

	
Icon Entertainment LLC

	
  

	
Delaware

	
  

	
100% owned by the Borrower

 

  

  

  

 

SCHEDULE 4.19(a)

 

UCC Filing Jurisdictions

 

	
1.

	
Office of the Secretary of State of the State of Delaware

 

  

  

  

 

SCHEDULE 7.2(d)

 

Existing Indebtedness

 

	
1.

	
Existing Convertible Notes

 

  

  

  

 

SCHEDULE 7.3(f)

 

Existing Liens

   

	
1.

	
None.

 

  

  

  

 

EXHIBIT A

 

FORM OF GUARANTEE AND COLLATERAL AGREEMENT

 

[Attached separately]

  

  

  

 

EXHIBIT B

 

FORM OF COMPLIANCE CERTIFICATE

 

This Compliance Certificate is delivered pursuant to Section 6.2(a) of the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

The undersigned hereby certifies to the Arrangers, the Administrative Agent and the Lenders as follows:

 

	
  

	
1.

	
I am the duly elected, qualified and acting Chief Financial Officer of the Borrower.

 

	
  

	
2.

	
I have reviewed and am familiar with the contents of this Certificate.

 

	
  

	
3.

	
I have reviewed the terms of the Credit Agreement and the Loan Documents and have made or caused to be made under my supervision, a review in reasonable detail of the transactions and condition of the Borrower during the accounting period covered by the financial statements attached hereto as Attachment 1 (the “Financial Statements”).  Such review did not disclose the existence during or at the end of the accounting period covered by the Financial Statements, and I have no knowledge of the existence, as of the date of this Certificate, of any condition or event which constitutes a Default or Event of Default [, except as set forth below].

 

	
  

	
4.

	
Attached hereto as Attachment 2 are (i) the computations showing compliance with the covenants set forth in Sections 7.1, 7.2, 7.5, 7.6, 7.7, 7.8 and 7.9 of the Credit Agreement and (ii) the calculations required by Sections 6.2(a)(ii) and (iii) of the Credit Agreement.

 

	
  

	
5.

	
Since the Closing Date:

 

(a)           No Loan Party has changed its name, identity or corporate structure;

 

(b)           No Loan Party has changed its jurisdiction of organization or the location of its chief executive office or its sole place of business; and

 

(c)           No Loan Party has acquired any material Intellectual Property;

 

except, in each case, (i) any of the foregoing that has been previously disclosed in writing to the Administrative Agent and in respect of which the Borrower or the applicable Subsidiary has delivered to the Administrative Agent all required UCC financing statements and other filings required to maintain the perfection and priority of the Administrative Agent’s security interest in the Collateral after giving effect to such event, in each case as required by Section 5.6 of the Guarantee and Collateral Agreement and (ii) any of the foregoing described in Attachment 3 hereto in respect of which the Borrower or the applicable Subsidiary is delivering to the Administrative Agent herewith all required UCC financing statements and other filings required to maintain the perfection and priority of the Administrative Agent’s security interest in the Collateral after giving effect to such event, in each case as required by Section 5.6 of the Guarantee and Collateral Agreement.

 

  

  

  

 

	
  

	
6.

	
Since the Closing Date:

 

(a)           No Subsidiary has acquired any Property of the type described in Section 6.10(a) of the Credit Agreement as to which the Administrative Agent does not have a perfected Lien pursuant to the Security Documents;

 

(b)           No Subsidiary has acquired any fee interest in any real property having a value (together with improvements thereof) of at least $1,000,000;

 

(c)           No Loan Party has formed or acquired any Subsidiary (and no Foreign Subsidiary that was an Excluded Foreign Subsidiary has ceased to be an Excluded Foreign Subsidiary); and

 

(d)           No Loan Party has acquired or formed any Excluded Foreign Subsidiary;

 

except, in each case, (i) any of the foregoing that has been previously disclosed in writing to the Administrative Agent and in respect of which the Borrower or the applicable Subsidiary has taken all actions required by Section 6.10 of the Credit Agreement with respect thereto and (ii) any of the foregoing described in Attachment 3 hereto in respect of which the Borrower or the applicable Subsidiary is concurrently herewith taking all actions required by Section 6.10 of the Credit Agreement with respect thereto.

 

IN WITNESS WHEREOF, the undersigned has executed this Compliance Certificate as of the date set forth below.

 

	  	
ICONIX BRAND GROUP, INC.

	  	  
	  	
By:

	
  

	  	
Name:

	  	
Title:

	  	  
	  	
Date:  ___, 20__

 

  

  

  

Attachment 1

to Exhibit B

[Include Financial Statements]

  

  

  

 

Attachment 2

to Exhibit B

 

The information described herein is as of ______, 20__, and pertains to the period from ________________ __, 20__ to ________________ __, 20__.

 

[Set forth Covenant Calculations]

  

  

  

Attachment 3

to Exhibit B

Disclosure of Events Pursuant to Section 5.6 of Guarantee and Collateral Agreement and Section 6.10 of the Credit Agreement

 

  

  

  

 

EXHIBIT C-1

 

FORM OF CLOSING CERTIFICATE

 

This Closing Certificate is delivered pursuant to Section 5.1(i) of the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

The undersigned [OFFICER] of [INSERT TITLE OF OFFICER] of the Borrower hereby certifies to the Arrangers, the Administrative Agent and the Lenders as follows:

 

1.           The representations and warranties of each Loan Party set forth in each of the Loan Documents to which it is a party or which are contained in any certificate furnished by or on behalf of such Loan Party pursuant to any of the Loan Documents to which it is a party are true and correct in all material respects on and as of the date hereof with the same effect as if made on the date hereof, except for representations and warranties expressly stated to relate to a specific earlier date, in which case such representations and warranties were true and correct in all material respects as of such earlier date.

 

2.           No Default or Event of Default has occurred and is continuing as of the date hereof or after giving effect to the Loans to be made on the date hereof.

 

3.           The conditions precedent set forth in Section 5 of the Credit Agreement were satisfied as of the Closing Date except as set forth on Schedule I hereto.

 

IN WITNESS WHEREOF, the undersigned has caused this Officer’s Certificate to be executed as of ____, 2011.

 

	  	
  

	  	
Name:

	  	
Title:

 

  

  

  

 

EXHIBIT C-2

 

FORM OF SECRETARY’S CERTIFICATE

 

This Secretary’s Certificate is delivered pursuant to Section 5.1(i) of the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

I, [NAME], in my capacity as Secretary of [INSERT NAME OF COMPANY], a corporation organized under the laws of the [INSERT NAME OF STATE] (the “Company”), hereby certify to the Arranger, the Administrative Agent and the Lenders as follows:

 

1.           Set forth on Schedule I is a list of individuals, each of which is, as of the date hereof, a duly elected and qualified officer of the Company and holds the office set forth next to such individual’s name. Set forth opposite the name and title of each such officer is his genuine signature and each of such officers is duly authorized to execute and deliver on behalf of the Company each of the Loan Documents to which it is a party and any certificate or other document to be delivered by the Company pursuant to the Loan Documents to which it is a party.

 

2.           Attached hereto as Annex 1 is a true and correct copy of all resolutions duly adopted by the Board of Directors of the Company (the “Board of Directors”) on [INSERT DATE]; such resolutions have not in any way been amended, modified, revoked or rescinded, have been in full force and effect since their adoption to and including the date hereof and are now in full force and effect [and are the only corporate proceedings of the Company now in force relating to or affecting the matters referred to therein.] Attached hereto as Annex 2 is a true and correct copy of the Certificate of Incorporation of the Company (the “Certificate of Incorporation”), as filed with the Secretary of State of the State of Delaware (“Delaware Secretary”), and all amendments thereto as in effect as of the date hereof.

 

3.           There are no proceedings for the dissolution or liquidation of the Company pending, or to my knowledge threatened against the Company, nor has any other event occurred adversely affecting or threatening the continued corporate existence of the Company. The Company is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware.

 

4.           Attached hereto as Annex 3 is a true and correct copy of the Bylaws of the Company as in effect as of the date hereof.

 

5.           Attached hereto as Annex 4 is a Certificate from the Delaware Secretary certifying that the Company is duly organized under the laws of the State of Delaware and remains a subsisting corporation.

 

(Signature Pages Follow)

  

  

  

 

IN WITNESS WHEREOF, I have hereunto set my hand as Secretary of the Company, an authorized signatory of the Company, as of this ___ day of ____.

 

	  	
  

	  	
Name:

	  	
Title:    Secretary

 

  

  

  

 

I, [INSERT NAME OF OFFICER], [INSERT TITLE OF OFFICER], of the Company, do hereby certify that [INSERT NAME OF OFFICER] is, and at all times since at least ____, 20__ has been, the duly elected Secretary of the Company, and that the signature appearing opposite [his][her] name is [his][her] genuine signature.

 

IN WITNESS WHEREOF, I have hereunto set my hand as of this ___ day of __, 20__.

 

	  	
  

	  	
Name:

	  	
Title:

 

  

  

  

SCHEDULE 1

 

INCUMBENCY

 

	
Name

	  	
Title

	  	
Signature

 

  

  

  

ANNEX 1

 

[Board Resolutions]

  

  

  

ANNEX 2

 

[Certificate of Incorporation]

  

  

  

ANNEX 3

 

[By Laws of the Company]

  

  

  

ANNEX 4

 

[Good Standing Certificate]

  

  

  

EXHIBIT D

 

FORM OF ASSIGNMENT AND ASSUMPTION

 

This Assignment and Assumption (the “Assignment and Assumption”) is dated as of the Effective Date set forth below and is entered into by and between [Insert name of Assignor} the “Assignor”) and [Insert name of Assignee] (the “Assignee”).  Capitalized terms used but not defined herein shall have the meanings given to them in the Credit Agreement identified below (the “Credit Agreement”), receipt of a copy of which is hereby acknowledged by the Assignee.  The Standard Terms and Conditions set forth in Annex 1 attached hereto are hereby agreed to and incorporated herein by reference and made a part of this Assignment and Assumption as if set forth herein in full.

For an agreed consideration, the Assignor hereby irrevocably sells and assigns to the Assignee, and the Assignee hereby irrevocably purchases and assumes from the Assignor, subject to and in accordance with the Standard Terms and Conditions and the Credit Agreement, as of the Effective Date inserted by the Administrative Agent as contemplated below (i) all of the Assignor’s rights and obligations as a Lender under the Credit Agreement and any other documents or instruments delivered pursuant thereto to the extent related to the amount and percentage interest identified below of all of such outstanding rights and obligations of the Assignor under the respective facilities identified below (including, without limitation, Letters of Credit and Swingline Loans included in such facilities) and (ii) to the extent permitted to be assigned under applicable law, all claims, suits, causes of action and any other right of the Assignor (in its capacity as a Lender) against any Person, whether known or unknown, arising under or in connection with the Credit Agreement, any other documents or instruments delivered pursuant thereto or the loan transactions governed thereby or in any way based on or related to any of the foregoing, including, but not limited to, contract claims, tort claims, malpractice claims, statutory claims and all other claims at law or in equity related to the rights and obligations sold and assigned pursuant to clause (i) above (the rights and obligations sold and assigned pursuant to clauses (i) and (ii) above being referred to herein collectively as, the “Assigned Interest”).  Such sale and assignment is without recourse to the Assignor and, except as expressly provided in this Assignment and Assumption, without representation or warranty by the Assignor.

	
1.

	  	
Assignor:

	  	
_______________

	  	  	  	  	  
	
2.

	  	
Assignee:

	  	
_______________[and is an Affiliate/Related Fund/Control Investment Affiliate of [identify Lender]]

	  	  	  	  	  
	
3.

	  	
Borrower:

	  	
Iconix Brand Group, Inc.

	  	  	  	  	  
	
4.

	  	
Administrative Agent:

	  	
BARCLAYS BANK PLC, as the administrative agent under the Credit Agreement

	  	  	  	  	  
	
5.

	
  

	
Credit Agreement:

	
  

	
Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).

 

  

  

  

	 	
6.

	
Assigned Interest:

	  	 	
Aggregate

	 	 	 	 	  
	  	 	
Amount of

	 	 	
Amount of

	 	
Percentage

	  	 	
Commitment/Loans

	 	 	
Commitment/Loans

	 	
Assigned of

	
Facility Assignment

	 	
for all Lenders*

	 	 	
Assigned*

	 	
Commitment/Loans

	  	 	 	 	 	 	 	  
	
Revolving Facility

	 	$	 	 	 	$	 	 	
         %

	
  

	
7.

	
Trade Date: _________________

 

	
  

	
8.

	
Effective Date:  ____________, 201_

[TO BE INSERTED BY ADMINISTRATIVE AGENT AND WHICH SHALL BE THE EFFECTIVE DATE OF RECORDATION OF TRANSFER IN THE REGISTER THEREFOR.]

 

The terms set forth in this Assignment and Assumption are hereby agreed to:

	  	
ASSIGNOR

	  	
[NAME OF ASSIGNOR]

	  	  
	  	
By:

	
  

	  	
Title:

	  	  
	  	
ASSIGNEE

	  	
[NAME OF ASSIGNEE]

	  	  
	  	
By:

	
  

	  	
Title:

 

  

  

  

 

	
[Consented to and Accepted]1 [Acknowledged]:

	  
	
BARCLAYS BANK PLC,

	
as Administrative Agent

	  
	
By:

	
  

	  	
Title:

	  
	
[Consented to and Accepted:2

	  
	
[BARCLAYS BANK PLC],

	
as [Issuing Lender]

	  
	
By:

	
  

	  	
Title:]

	  
	
[____________],

	
as Issuing Lender

	  
	
By:

	
  

	  	
Title:]3

	  
	
[BARCLAYS BANK PLC],

	
as Swingline Lender

	  
	
By:

	
  

	  	
Title:

	  
	
[___________],

	
as Swingline Lender

	  
	
By:

	
  

	  	
Title:

 

	
ICONIX BRAND GROUP, INC.

	  
	
By:

	
  

	  	
Title:]4

 

	
1

	
To be added only to the extent required under Section 10.6.  Consent of Issuing Lenders and Swingline Lenders is required only in respect of the Revolving Facility.   Note that the Administrative Agent must acknowledge the Assignment in each case.

 

	
2

	
To be added only to the extent required under Section 10.6.

 

	
3

	
To be added only to the extent required under Section 10.6.

 

	
4

	
To be added to the extent required under Section 10.6.

 

  

  

  

 

ANNEX 1 TO ASSIGNMENT AND ASSUMPTION

 

STANDARD TERMS AND CONDITIONS FOR

ASSIGNMENT AND ASSUMPTION

 

1.              Representations and Warranties.

 

1.1.           Assignor.  The Assignor (a) represents and warrants that (i) it is the legal and beneficial owner of the Assigned Interest, (ii) the Assigned Interest is free and clear of any lien, encumbrance or other adverse claim, and (iii) it has full power and authority, and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby and (b) assumes no responsibility with respect to (i) any statements, warranties or representations made in or in connection with the Credit Agreement or any other Loan Document, (ii) the execution, legality, validity enforceability, genuineness, sufficiency or value of the Loan Documents or any collateral thereunder, (iii) the financial condition of the Borrower, any of its Subsidiaries or Affiliates or any other Person obligated in respect of any Loan Document or (iv) the performance or observance by the Borrower, any of its Subsidiaries or Affiliates or any other Person of any of their respective obligations under any Loan Document.

 

1.2.           Assignee.  The Assignee (a) represents and warrants that (i) it has full power and authority and has taken all action necessary, to execute and deliver this Assignment and Assumption and to consummate the transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) it meets all requirements of an assignee under Section 10.6(c) of the Credit Agreement (subject to receipt of such consents as may be required under the Credit Agreement), (iii) from and after the Effective Date, it shall be bound by the provisions of the Credit Agreement as a Lender thereunder and, to the extent of the Assigned Interest, shall have the obligations of a Lender thereunder, (iv) it has received a copy of the Credit Agreement, together with copies of the most recent financial statements delivered pursuant to Section 6.1 thereof, as applicable, and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Assignment and Assumption and to purchase the Assigned Interest on the basis of which it has made such analysis and decision independently and without reliance on the Administrative Agent or any other Lender, (v) it has delivered a true and complete Administrative Questionnaire, (vi) if it is a Non-U.S. Lender, attached hereto is any documentation required to be delivered by it pursuant to the terms of the Credit Agreement, duly completed and executed by the Assignee, and (vii) it is not a “Defaulting Lender,” as such term is defined in the Credit Agreement; and (b) agrees that (i) it will, independently and without reliance on the Administrative Agent, the Assignor or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Loan Documents, and (ii) it will perform in accordance with their terms all of the obligations which by the terms of the Loan Documents are required to be performed by it as a Lender.

 

2.           Payments.  From and after the Effective Date, the Administrative Agent shall make all payments in respect of the Assigned Interest (including payments of principal, interest, fees and other amounts) to the Assignee whether such amounts have accrued prior to or on or after the Effective Date.  The Assignor and the Assignee shall make all appropriate adjustments in payments by the Administrative Agent for periods prior to the Effective Date or with respect to the making of this assignment directly between themselves.

 

3.           General Provisions.  This Assignment and Assumption shall be binding upon, and inure to the benefit of, the parties hereto and their respective successors and assigns.  This Assignment and Assumption may be executed in any number of counterparts, which together shall constitute one instrument.  Delivery of an executed counterpart of a signature page of this Assignment and Assumption by telecopy shall be effective as delivery of a manually executed counterpart of this Assignment and Assumption.  This Assignment and Assumption shall be governed by, and construed in accordance with, the law of the State of New York.

  

  

  

EXHIBIT E-1

 

FORM OF LEGAL OPINION OF BLANK ROME LLP

 

[Attached separately]

  

  

  

EXHIBIT E-2

 

FORM OF LEGAL OPINION OF ANDREW TARSHIS

 

[Attached separately]

  

  

  

EXHIBIT F

 

FORM OF NOTE

 

FOR VALUE RECEIVED, the undersigned (the “Borrower”), hereby promises to pay to __________________ or registered assigns (the “Lender”), in accordance with the provisions of the Agreement (as hereinafter defined), the aggregate unpaid principal amount of each Loan from time to time made by the Lender to the Borrower under that certain Revolving Credit Agreement dated as of November 22, 2011 (as may be amended, restated, amended and restated, extended, supplemented or otherwise modified in writing from time to time in accordance with its terms, the “Agreement”; the terms defined therein being used herein as therein defined), among the Borrower, the Lenders party thereto, Barclays Bank PLC, as the Administrative Agent, and the other parties thereto.  The Borrower promises to pay interest on the aggregate unpaid principal amount of each Loan from time to time made by the Lender to the Borrower under the Agreement from the date of such Loan until such principal amount is paid in full, at such interest rates and at such times as provided in the Agreement.  All payments of principal and interest shall be made to the Administrative Agent for the account of the Lender in Dollars in immediately available funds at the Administrative Agent’s Funding Office.  If any amount is not paid in full when due hereunder, such unpaid amount shall bear interest, to be paid upon demand, from the due date thereof until the date of actual payment (and before as well as after judgment) computed at the per annum rate set forth in the Agreement.

 

This Note is one of the Notes referred to in the Agreement, is entitled to the benefits thereof and may be prepaid in whole or in part subject to the terms and conditions provided therein.  Upon the occurrence and continuation of one or more of the Events of Default specified in the Agreement, all amounts then remaining unpaid on this Note shall become, or may be declared to be, immediately due and payable all as provided in the Agreement.  Loans made by the Lender shall be evidenced by one or more loan accounts or records maintained by the Lender in the ordinary course of business.  The Lender may also attach schedules to this Note and endorse thereon the date, amount and maturity of its Loans and payments with respect thereto.

 

The Borrower, for itself, its successors and assigns, hereby waives diligence, presentment, protest and demand and notice of protest, demand, dishonor and non-payment of this Note.

 

THIS NOTE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.

 

	  	
ICONIX BRAND GROUP, INC.

	 	 
	  	
By:

	
  

	  	
Name:

	  	
Title:

 

  

  

  

 

LOANS AND PAYMENTS WITH RESPECT THERETO

	  	  	  	  	  	  	  	  	
Amount of

	  	
Outstanding

	  	  
	  	  	  	  	  	  	
End of

	  	
Principal or

	  	
Principal

	  	  
	  	  	
Type of

	  	
Amount of

	  	
Interest

	  	
Interest Paid

	  	
Balance This

	  	
Notation

	
Date

	  	
Loan Made

	  	
Loan Made

	  	
Period

	  	
This Date

	  	
Date

	  	
Made By

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	  	
  

	  	
  

	  	
  

	  	
  

	
  

	
  

	
  

	
  

 

  

  

  

EXHIBIT G-1

 

FORM OF EXEMPTION CERTIFICATE

 

(For Non-U.S. Lenders That Are Not Partnerships For U.S. Federal Income Tax Purposes)

 

Reference is made to the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

Pursuant to the provisions of Section 2.16 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Code, (iii) it is not a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code and (iv) it is not a controlled foreign corporation related to the Borrower as described in Section 881(c)(3)(C) of the Code.

 

The undersigned has furnished the Administrative Agent and the Borrower with a certificate of its non-U.S. Person status on IRS Form W-8BEN or other appropriate Form W-8, as applicable.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Borrower and the Administrative Agent, and (2) the undersigned shall have at all times furnished the Borrower and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

 

IN WITNESS WHEREOF, the undersigned has duly executed this certificate.

 

	
[NAME OF LENDER]

	  
	  	  
	
By:

	  	  
	  	
Name:

	  
	  	
Title:

	  
	  	  
	
Date: ___________, 20__

	  

  

  

  

 

EXHIBIT G-2

 

FORM OF EXEMPTION CERTIFICATE

 

(For Non-U.S. Lenders That Are Partnerships For U.S. Federal Income Tax Purposes)

 

Reference is made to the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

Pursuant to the provisions of Section 2.16 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the Loan(s) (as well as any Note(s) evidencing such Loan(s)) in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such Loan(s) (as well as any Note(s) evidencing such Loan(s)), (iii) with respect to the extension of credit pursuant to this Credit Agreement or any other Loan Document, neither the undersigned nor any of its direct or indirect partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Code, (iv) none of its direct or indirect partners/members is a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code and (v) none of its direct or indirect partners/members is a controlled foreign corporation related to the Borrower as described in Section 881(c)(3)(C) of the Code.

 

The undersigned has furnished the Administrative Agent and the Borrower with IRS Form W-8IMY accompanied by one of the following forms from each of its partners/members that is claiming the portfolio interest exemption: (i) an IRS Form W-8BEN or other appropriate Form W-8, as applicable or (ii) an IRS Form W-8IMY accompanied by an IRS Form W-8BEN or other appropriate Form W-8, as applicable from each of such partner's/member's beneficial owners that is claiming the portfolio interest exemption.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform the Borrower and the Administrative Agent, and (2) the undersigned shall have at all times furnished the Borrower and the Administrative Agent with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

 

IN WITNESS WHEREOF, the undersigned has duly executed this certificate.

 

  

  

  

 

	[NAME OF LENDER] 
	 
	
By:

	
  

	  
	  	
Name:

	  
	  	
Title:

	  
	  	  	  
	
Date: ________, 20__

 

  

  

  

EXHIBIT G-3

 

FORM OF EXEMPTION CERTIFICATE

 

 (For Foreign Participants That Are Not Partnerships For U.S. Federal Income Tax Purposes)

 

Reference is made to the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

Pursuant to the provisions of Section 2.16 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record and beneficial owner of the participation in respect of which it is providing this certificate, (ii) it is not a bank within the meaning of Section 881(c)(3)(A) of the Code, (iii) it is not a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code, and (iv) it is not a controlled foreign corporation related to the Borrower as described in Section 881(c)(3)(C) of the Code.

 

The undersigned has furnished its participating Lender with a certificate of its non-U.S. Person status on IRS Form W-8BEN or other appropriate Form W-8, as applicable.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender in writing, and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

 

IN WITNESS WHEREOF, the undersigned has duly executed this certificate.

 

	
[NAME OF PARTICIPANT]

	  
	  	  
	
By:

	
  

	  
	  	
Name:

	  
	  	
Title:

	  
	  	  
	
Date: ___________, 20__

	  

 

  

  

  

EXHIBIT G-4

 

FORM OF EXEMPTION CERTIFICATE

 

 (For Foreign Participants That Are Partnerships For U.S. Federal Income Tax Purposes)

 

Reference is made to the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

Pursuant to the provisions of Section 2.16 of the Credit Agreement, the undersigned hereby certifies that (i) it is the sole record owner of the participation in respect of which it is providing this certificate, (ii) its direct or indirect partners/members are the sole beneficial owners of such participation, (iii) with respect such participation, neither the undersigned nor any of its direct or indirect partners/members is a bank extending credit pursuant to a loan agreement entered into in the ordinary course of its trade or business within the meaning of Section 881(c)(3)(A) of the Code, (iv) none of its direct or indirect partners/members is a ten percent shareholder of the Borrower within the meaning of Section 871(h)(3)(B) of the Code and (v) none of its direct or indirect partners/members is a controlled foreign corporation related to the Borrower as described in Section 881(c)(3)(C) of the Code.

 

The undersigned has furnished its participating Lender with IRS Form W-8IMY accompanied by one of the following forms from each of its partners/members that is claiming the portfolio interest exemption: (i) an IRS Form W-8BEN or other appropriate Form W-8, as applicable or (ii) an IRS Form W-8IMY accompanied by an IRS Form W-8BEN or other appropriate Form W-8, as applicable from each of such partner's/member's beneficial owners that is claiming the portfolio interest exemption.  By executing this certificate, the undersigned agrees that (1) if the information provided on this certificate changes, the undersigned shall promptly so inform such Lender and (2) the undersigned shall have at all times furnished such Lender with a properly completed and currently effective certificate in either the calendar year in which each payment is to be made to the undersigned, or in either of the two calendar years preceding such payments.

 

IN WITNESS WHEREOF, the undersigned has duly executed this certificate.

 

	
[NAME OF PARTICIPANT]

	  
	  	  
	
By:

	
  

	  
	  	
Name:

	  
	  	
Title:

	  
	  	  
	
Date: ___________, 20__

	  

 

  

  

  

EXHIBIT H

 

[RESERVED]

  

  

  

EXHIBIT I-1

 

FORM OF BORROWING NOTICE

 

Date:  ________, ____

 

To:  Barclays Bank PLC,

Loan Operations

1301 Avenue of the Americas

New York, NY 10019

Attention: Agency Services – Iconix: Joe Tricamo

Facsimile: 917-522-0569

Telephone: 212-320-7564

Email: xraUSLoanOps5@BarclaysCapital.com

 

Ladies and Gentlemen:

 

Reference is made to that certain Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

The Borrower hereby requests a Borrowing, as follows:

 

	
  

	
1.

	
In the aggregate amount of $________.

 

	
  

	
2.

	
On ________, 201_ (a Business Day).

 

	 	
3.

	
Comprised of a [Base Rate] [Eurodollar] Loan.

 

	 	
[4.

	
With an Interest Period of ___ months.]5

 

	 	
[4][5].

	
The Borrower’s account to which funds are to be disbursed is:

 

	 	
 

	
Account Number: __________

 

	 	
 

	
Location:_________________

 

This Borrowing Notice and the Borrowing requested herein comply with the Credit Agreement, including Sections 2.1, 2.2 and 5.2 of the Credit Agreement.

  

5 Insert if a Eurodollar Loan.

 

  

  

  

 

	  	
ICONIX BRAND GROUP, INC.

	  	  
	  	
By:

	
  

	  	
Name:

	  	
Title:

 

  

  

  

[SWINGLINE LOAN BORROWING NOTICE]

 

Date:  _______, ____

 

To:  [___________],

as Swingline Lender

[___________]

 

Barclays Bank PLC,

Loan Operations

1301 Avenue of the Americas

New York, NY 10019

Attention: Agency Services – Iconix: Joe Tricamo

Facsimile: 917-522-0569

Telephone: 212-320-7564

Email: xraUSLoanOps5@BarclaysCapital.com

 

Ladies and Gentlemen:

 

Reference is made to that certain Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

The Borrower hereby requests a Swingline Loan from the Swingline Lender listed above, as follows:

 

	
  

	
1.

	
In the amount of $________.

 

	
  

	
2.

	
On __________, 201_ (a Business Day).

 

This Borrowing Notice and the Swingline Loan requested herein comply with the Credit Agreement, including Sections 2.3 and 5.2 of the Credit Agreement.

 

	  	
ICONIX BRAND GROUP, INC.

	  	  
	  	
By:

	
  

	  	
Name:

	  	
Title:

 

  

  

  

EXHIBIT I-2

FORM OF L/C CREDIT EXTENSION REQUEST

Date:  ________, ____

To:  [___________],

as Issuing Lender

[___________]

cc:  Barclays Bank PLC,

Loan Operations

1301 Avenue of the Americas

New York, NY 10019

Attention: Agency Services – Iconix: Joe Tricamo

Facsimile: 917-522-0569

Telephone: 212-320-7564

Email: xraUSLoanOps5@BarclaysCapital.com

 

Ladies and Gentlemen:

 

Reference is made to that certain Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

The Borrower hereby requests an L/C Credit Extension by the Issuing Lender listed above, as follows:

 

1.           [An issuance of a new Letter of Credit in the amount of $[______]] [an amendment to existing Letter of Credit No. [______] issued by such Issuing Lender].

 

2.           On __________, 201_ (a Business Day).

 

Attached hereto is the related L/C Application, with the information required pursuant to Section 3.2 of the Credit Agreement.

 

This request for L/C Credit Extension and the L/C Credit Extension requested herein comply with the Credit Agreement, including Sections 3.1, 3.2 and 5.2 of the Credit Agreement.

 

	  	
ICONIX BRAND GROUP, INC.

	  	  
	  	
By:

	
  

	  	
Name:

	  	
Title:

 

  

  

  

EXHIBIT I-3

FORM OF CONTINUATION / CONVERSION

Date:  _______, ____

To:  Barclays Bank PLC

Bank Debt Management Group

745 Seventh Avenue

New York, NY 10019

Attention: Iconix Portfolio Manager: Nicole Conjares / Nicholas Versandi

Facsimile: 212-526-5115

Telephone: 212-526-3987 / 212-526-9799

Email: Nicole.conjares@barcap.com / Nicholas.versandi@barcap.com

 

Ladies and Gentlemen:

 

Reference is made to that certain Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

This [Conversion Notice][Continuation Notice] is delivered to you pursuant to Section 2.9 of the Credit Agreement and relates to the following:

 

1.            ̈  A conversion of a Borrowing   ̈  A continuation of a Borrowing (select one).

 

2.           In the aggregate principal amount of $________.

 

3.           which Borrowing is being maintained as a [Base Rate Loan] [Eurodollar Loan with an Interest Period ending on ________, 201_].

 

4.           (select relevant election)

 

 ̈  If such Borrowing is a Eurodollar Loan, such Borrowing shall be continued as a Eurodollar Loan having an Interest Period of [__] months.

 

 ̈  If such Borrowing is a Eurodollar Loan, such Borrowing shall be converted to a Base Rate Loan.

 

 ̈  If such Borrowing is a Base Rate Loan, such Borrowing shall be converted to a Eurodollar Loan having an Interest Period of [____] months.

 

5.           Such election to be effective on ________, 2011 (a Business Day).

 

  

  

  

 

This [Conversion Notice][Continuation Notice] and the election made herein comply with the Credit Agreement, including Section 2.9 of the Credit Agreement.

 

	  	
ICONIX BRAND GROUP, INC.

	  	  
	  	
By:

	
  

	  	
Name:

	  	
Title:

 

  

  

  

 

EXHIBIT I-4

FORM OF PREPAYMENT / REPAYMENT

Date:  _______, ____

To:  Barclays Bank PLC,

Loan Operations

1301 Avenue of the Americas

New York, NY 10019

Attention: Agency Services – Iconix: Joe Tricamo

Facsimile: 917-522-0569

Telephone: 212-320-7564

Email: xraUSLoanOps5@BarclaysCapital.com

 

Ladies and Gentlemen:

 

Reference is made to that certain Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”).  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement.

 

This Prepayment Notice is delivered to you pursuant to Section 2.7 of the Credit Agreement.  The Borrower hereby gives notice of a prepayment of Loans as follows:

 

1.           (select type(s) of Loans)

 

 ̈  Base Rate Loans in the aggregate principal amount of $________.

 

 ̈ Eurodollar Loans with an Interest Period ending ______, 201_ in the aggregate principal amount of $________.

 

2.           On __________, 201_ (a Business Day).

 

This Prepayment Notice and prepayment contemplated hereby comply with the Credit Agreement, including Section 2.7 of the Credit Agreement.

 

	  	
ICONIX BRAND GROUP, INC.

	  	  
	  	
By:

	
  

	  	
Name:

	  	
Title:

 

  

  

  

 

EXHIBIT J

 

FORM OF SUBSIDIARIES’ FINANCIAL INFORMATION

 

Financial Information provided for Restricted Subsidiaries ONLY (referred to as Credit Group)

	
Revenue for Credit Group

	 	$	
x,xxx

	 
	  	 	 	 	 
	
Less:

	 	 	 	 
	
Direct Expenses for Credit Group:

	 	 	 	 
	
Direct

	 	 	 	 
	
advertising

	 	
(xxx)

	 
	
Direct other (e.g. salaries, design services)

	 	
(xxx)

	 
	  	 	 	 	 
	
Corporate expense allocation

	 	
(xxx)

	 
	  	 	 	 	 
	
Earnings Before Interest, Taxes and Depreciation/Amortization (EBITDA)

	 	
x,xxx

	 
	  	 	 	 	 
	
Interest expense on revolving facility

	 	
(xxx)

	 
	  	 	 	 	 
	
Direct Depreciation/Amortization for Credit Group

	 	
(xxx)

	 
	  	 	 	 	 
	
Income Taxes for Credit Group

	 	
(xxx)

	 
	  	 	 	 	 
	
Net Income for Credit Group

	 	$	
x,xxx

	 
	  	 	 	 	 
	
Add:

	 	 	 	 
	
Direct Depreciation/Amortization for Credit Group

	 	
xxx

	 
	  	 	 	 	 
	
Non-Cash Taxes for Credit Group (tax deductions with no book deductions)

	 	
xxx

	 
	  	 	 	 	 
	
Less:

	 	 	 	 
	
Direct Capital Expenditures/Fixturing support for Credit Group

	 	
(xxx)

	 
	  	 	 	 	 
	
Deferred Purchase Price paid in Cash

	 	
(xxx)

	 
	  	 	 	 	 
	
Non-Cash Taxes for Credit Group (book deductions with tax book deductions)

	 	
(xxx)

	 
	  	 	 	 	 
	
Excess Free Cash for Credit Group

	 	$	
x,xxxEXECUTION COPY

	
  

 

GUARANTEE AND COLLATERAL AGREEMENT

 

made by

 

ICONIX BRAND GROUP, INC.

 

and certain of its Subsidiaries

 

in favor of

 

BARCLAYS BANK PLC.,

 

as Administrative Agent

 

Dated as of November 22, 2011

	
  

 

  

  

  

TABLE OF CONTENTS

 

	
 

	  	 	
Page

	 	 	 
	
SECTION 1. DEFINED TERMS

	 	
1

	
1.1

	
Definitions

	 	
1

	
1.2

	
Other Definitional Provisions

	 	
5

	 	 	 
	
SECTION 2. GUARANTEE

	 	
5

	
2.1

	
Guarantee

	 	
5

	
2.2

	
Right of Contribution

	 	
6

	
2.3

	
Subrogation

	 	
6

	
2.4

	
Amendments, etc. with respect to the Borrower Obligations

	 	
7

	
2.5

	
Guarantee Absolute and Unconditional

	 	
7

	
2.6

	
Reinstatement

	 	
8

	
2.7

	
Payments

	 	
8

	 	 	 
	
SECTION 3. GRANT OF SECURITY INTEREST

	 	
8

	
3.1

	
Grant of Security Interest by Grantors.

	 	
8

	 	 	 
	
SECTION 4. REPRESENTATIONS AND WARRANTIES

	 	
9

	
4.1

	
Representations in Credit Agreement.

	 	
9

	
4.2

	
Title; No Other Liens

	 	
9

	
4.3

	
Perfected First Priority Liens

	 	
10

	
4.4

	
Jurisdiction of Organization; Chief Executive Office

	 	
10

	
4.5

	
Farm Products

	 	
10

	
4.6

	
Investment Property

	 	
10

	
4.7

	
Contracts

	 	
10

	
4.8

	
Intellectual Property

	 	
11

	 	 	 
	
SECTION 5. COVENANTS

	 	
12

	
5.1

	
Covenants in Credit Agreement

	 	
12

	
5.2

	
Delivery of Instruments and Chattel Paper

	 	
12

	
5.3

	
Payment of Obligations

	 	
12

	
5.4

	
Maintenance of Perfected Security Interest; Further Documentation

	 	
12

	
5.5

	
Changes in Locations, Name, etc

	 	
13

	
5.6

	
Notices

	 	
13

	
5.7

	
Investment Property

	 	
13

	
5.8

	
Contracts

	 	
14

	
5.9

	
Intellectual Property

	 	
14

	
5.10

	
Commercial Tort Claims

	 	
16

	 	 	 
	
SECTION 6. REMEDIAL PROVISIONS

	 	
16

	
6.1

	
Certain Matters Relating to Receivables

	 	
16

	
6.2

	
Communications with Obligors; Grantors Remain Liable

	 	
17

	
6.3

	
Pledged Stock

	 	
17

	
6.4

	
Proceeds to be Turned Over To Administrative Agent

	 	
18

	
6.5

	
Application of Proceeds

	 	
18

  

i

  

	
6.6

	
Code and Other Remedies

	 	
19

	
6.7

	
Pledged Stock

	 	
19

	
6.8

	
Deficiency

	 	
20

	 	 	 
	
SECTION 7. THE ADMINISTRATIVE AGENT

	 	
20

	
7.1

	
Administrative Agent’s Appointment as Attorney-in-Fact, etc

	 	
20

	
7.2

	
Duty of Administrative Agent

	 	
21

	
7.3

	
Execution of Financing Statements

	 	
22

	
7.4

	
Authority of Administrative Agent

	 	
22

	 	 	 
	
SECTION 8. MISCELLANEOUS

	 	
22

	
8.1

	
Amendments in Writing

	 	
22

	
8.2

	
Notices

	 	
22

	
8.3

	
No Waiver by Course of Conduct; Cumulative Remedies

	 	
22

	
8.4

	
Enforcement Expenses; Indemnification

	 	
23

	
8.5

	
Successors and Assigns

	 	
23

	
8.6

	
Set-Off

	 	
23

	
8.7

	
Counterparts

	 	
24

	
8.8

	
Severability

	 	
24

	
8.9

	
Section Headings

	 	
24

	
8.10

	
Integration

	 	
24

	
8.11

	
GOVERNING LAW

	 	
24

	
8.12

	
Submission To Jurisdiction; Waivers

	 	
24

	
8.13

	
Acknowledgements

	 	
25

	
8.14

	
Additional Grantors

	 	
25

	
8.15

	
Releases

	 	
25

	
8.16

	
WAIVER OF JURY TRIAL

	 	
25

 

  

ii

  

 

	

Schedules

	 	 	 
	 	 	 	 
	
Schedule 1

	
Notice Addresses of Guarantors

	 	 
	
Schedule 2

	
Description of Pledged Securities

	 	 
	
Schedule 3

	
Filings and Other Actions Required to Perfect Security Interest

	 	 
	
Schedule 4

	
Jurisdiction of Organization, Identification Number and Location of Chief Executive Office

	 	 
	
Schedule 5

	
Intellectual Property

	 	 
	
Schedule 6

	
Excluded Territories

	 	 
	  	  	 	 
	
Annexes

	  	 	 
	 	 	 	 
	
Annex I

	
Assumption Agreement

	 	 
	
Annex II

	
Acknowledgment and Consent

	 	 

  

iii

  

GUARANTEE AND COLLATERAL AGREEMENT, dated as of November 22, 2011, made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Grantors”), in favor of BARCLAYS BANK PLC., as Administrative Agent (in such capacity, the “Administrative Agent”) for the banks and other financial institutions (the “Lenders”) from time to time parties to the Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or modified from time to time, the “Credit Agreement”), among ICONIX BRAND GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time parties thereto (the “Lenders”), BARCLAYS CAPITAL, the investment banking division of BARCLAYS BANK PLC, GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as joint lead arrangers and joint bookrunners (in such capacities, the “Arrangers”), GOLDMAN SACHS BANK USA and GE CAPITAL MARKETS, INC., as syndication agents, BARCLAYS BANK PLC, as documentation agent and BARCLAYS BANK PLC, as Administrative Agent.

 

WITNESSETH:

 

WHEREAS, pursuant to the Credit Agreement, the Lenders have severally agreed to make extensions of credit to the Borrower upon the terms and subject to the conditions set forth therein;

 

WHEREAS, the Borrower is a member of an affiliated group of companies that includes each other Grantor;

 

WHEREAS, the proceeds of the extensions of credit under the Credit Agreement shall be used to finance the working capital needs and general corporate purposes of the Borrower and its Subsidiaries as permitted by the terms of the Credit Agreement;

 

WHEREAS, the Borrower and the other Grantors are engaged in related businesses, and each Grantor will derive substantial direct and indirect benefit from the making of the extensions of credit under the Credit Agreement; and

 

WHEREAS, it is a condition precedent to the obligation of the Lenders to make their respective extensions of credit to the Borrower under the Credit Agreement that the Grantors shall have executed and delivered this Agreement to the Administrative Agent for the ratable benefit of the Secured Parties ;

 

NOW, THEREFORE, in consideration of the premises and to induce the Administrative Agent and the Lenders to enter into the Credit Agreement and to induce the Lenders to make their respective extensions of credit to the Borrower thereunder, each Grantor hereby agrees with the Administrative Agent, for the ratable benefit of the Secured Parties, as follows:

 

SECTION 1.    DEFINED TERMS

 

1.1  Definitions.  Unless otherwise defined herein, terms defined in the Credit Agreement and used herein shall have the meanings given to them in the Credit Agreement and the following terms are used herein as defined in the New York UCC:  Accounts, Certificated Security, Chattel Paper, Commercial Tort Claims, Documents, Equipment, Farm Products, General Intangibles, Goods, Instruments, Inventory, Letter-of-Credit Rights and Supporting Obligations.

 

  

  

  

 

The following terms shall have the following meanings:

 

“Agreement”:  this Guarantee and Collateral Agreement, as the same may be amended, supplemented or otherwise modified from time to time.

 

“Borrower Obligations”:  (i) the collective reference to the unpaid principal of and interest on (including, without limitation, interest accruing  at the then applicable rate provided in the Credit Agreement after the maturity of the Loans and interest accruing at the then applicable rate provided in the Credit Agreement after the filing of any petition in bankruptcy, or the commencement of any insolvency, reorganization or like proceeding, relating to the Borrower, whether or not a claim for post-filing or post-petition interest is allowed in such proceeding) the Loans, the Reimbursement Obligations and all other obligations and liabilities of the Borrower to the Administrative Agent or to any Lender or any Qualified Counterparty, whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with, this Agreement, any other Loan Document, any Letter of Credit, any Specified Hedge Agreement or any other document made, delivered or given in connection herewith or therewith, whether on account of principal, interest, reimbursement obligations, fees, indemnities, costs, expenses (including, without limitation, all fees, charges and disbursements of counsel to the Administrative Agent or to any Lender that are required to be paid by the Borrower pursuant hereto) or otherwise; provided, that (x) obligations of the Borrower or any Subsidiary under any Specified Hedge Agreement shall be secured and guaranteed pursuant to the Security Documents only to the extent that, and for so long as, the other Obligations are so secured and guaranteed and (y) any release of Collateral or Grantors effected in the manner permitted by this Agreement shall not require the consent of holders of obligations under Specified Hedge Agreements, and (ii) all other obligations and liabilities of the Borrower, whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with, this Agreement, in each case, whether on account of reimbursement obligations, fees, indemnities, costs, expenses or otherwise (including, without limitation, all fees and disbursements of counsel to the Administrative Agent or to the Secured Parties that are required to be paid by the Borrower pursuant to the terms of this Agreement).

 

“Collateral”:  as defined in Section 3.1.

 

“Collateral Account”:  any collateral account established by the Administrative Agent as provided in Section 6.1 or 6.4.

 

“Contracts”:  all contracts and agreements of the Grantors, as the same may be amended, supplemented or otherwise modified from time to time, including, without limitation, (i) all rights of any Grantor to receive moneys due and to become due to it thereunder or in connection therewith, (ii) all rights of any Grantor to damages arising thereunder and (iii) all rights of any Grantor to perform and to exercise all remedies thereunder.

 

“Copyrights”:  (i) all copyrights arising under the laws of the United States, any other country or any political subdivision thereof, in any media, whether registered or unregistered and whether published or unpublished (including, without limitation, those listed in Schedule 5), all registrations and recordings thereof, and all applications in connection therewith, including, without limitation, all registrations, recordings and applications in the United States Copyright Office, and (ii) the right to obtain all renewals thereof.

 

“Copyright Licenses”:  any written or oral agreement naming any Grantor as licensor or licensee (including, without limitation, those listed in Schedule 5), granting any right under any Copyright, including, without limitation, the grant of rights to manufacture, distribute, exploit and sell materials derived from any Copyright.

 

  

2

  

 

“Deposit Account”:  as defined in the Uniform Commercial Code of any applicable jurisdiction and, in any event, including, without limitation, any demand, time, savings, passbook or like account maintained with a depositary institution.

 

“Excluded Assets”:  the collective reference to  (i) any contract, General Intangible, Copyright License, Patent License or Trademark License (“Intangible Assets”), in each case to the extent the grant by the relevant Grantor of a security interest pursuant to this Agreement in such Grantor’s right, title and interest in such Intangible Asset (A) is prohibited by legally enforceable provisions of any contract, agreement, instrument or indenture governing such Intangible Asset, (B) would give any other party to such contract, agreement, instrument or indenture a legally enforceable right to terminate its obligations thereunder or (C) is permitted only with the consent of another party, if the requirement to obtain such consent is legally enforceable and such consent has not been obtained; provided, that in any event any Receivable or any money or other amounts due or to become due under any such contract, agreement, instrument or indenture shall not be Excluded Assets to the extent that any of the foregoing is (or if it contained a provision limiting the transferability or pledge thereof would be) subject to Section 9-406 of the New York UCC, (ii) Foreign Subsidiary Voting Stock excluded from the definition of “Pledged Stock” set forth in this Section 1.1, (iii) Capital Stock of Unrestricted Subsidiaries, except to the extent listed on Schedule 2, (iv) Capital Stock of joint ventures owned by the Borrower or any Subsidiary, except to the extent listed on Schedule 2 and (v) any Intellectual Property registered or applied for in any jurisdiction set forth on Schedule 6.

 

“Foreign Subsidiary”:  any Subsidiary organized under the laws of any jurisdiction outside the United States of America.

 

“Foreign Subsidiary Voting Stock”:  the voting Capital Stock of any Foreign Subsidiary.

 

“Guarantor Obligations”:  with respect to any Guarantor, the collective reference to all obligations and liabilities of such Guarantor, whether direct or indirect, absolute or contingent, due or to become due, or now existing or hereafter incurred, which may arise under, out of, or in connection with this Agreement (including, without limitation, Section 2) or any other Loan Document to which such Guarantor is a party, in each case whether on account of guarantee obligations, reimbursement obligations, fees, indemnities, costs, expenses or otherwise (including, without limitation, all fees and disbursements of counsel to the Administrative Agent or to any Secured Party that are required to be paid by such Guarantor pursuant to the terms of this Agreement or any other Loan Document).

 

“Guarantors”:  the collective reference to each Grantor other than the Borrower.

 

“Intellectual Property”:  the collective reference to all rights, priorities and privileges relating to intellectual property, whether arising under United States, multinational or foreign laws or otherwise, including, without limitation, Copyrights, Copyright Licenses, software, databases, Patents, Patent Licenses, Trademarks, Trademark Licenses, trademark applications, service marks, service mark licenses, service mark applications, trade names, brand names, domain names, mask works, mask work licenses, technology and related improvements, know-how and processes, trade secrets, all registrations and applications related to any of the above, and all rights to sue at law or in equity for any infringement or other impairment thereof, including the right to receive all proceeds and damages therefrom.

 

  

3

  

 

“Intercompany Note”:  any promissory note evidencing loans made by any Grantor to the Borrower or any of its Subsidiaries.

 

“Investment Property”:  the collective reference to (i) all “investment property” as such term is defined in Section 9-102(a)(49) of the New York UCC (other than any Foreign Subsidiary Voting Stock excluded from the definition of “Pledged Stock” in this Section 1.1) and (ii) whether or not constituting “investment property” as so defined, all Pledged Notes and all Pledged Stock.

 

“Issuers”:  the collective reference to each issuer of any Investment Property.

 

“New York UCC”:  the Uniform Commercial Code as from time to time in effect in the State of New York.

 

“Obligations”:  (i) in the case of the Borrower, the Borrower Obligations, and (ii) in the case of each Guarantor, its Guarantor Obligations.

 

“Patents”:  all (i) letters patent of the United States, any other country or any political subdivision thereof, (ii) applications for letters patent of the United States or any other country, and reissues, divisions, continuations and continuations-in-part, or extensions thereof, including, without limitation, any of the foregoing listed in Schedule 5 and (iii) all rights to obtain any reissues or extensions of the foregoing.

 

“Patent License”:  all agreements, whether written or oral, providing for the grant by or to any Grantor of any right to make, have made, use, sell (directly or indirectly), offer to sell, import or dispose of any invention or practice any method or process covered in whole or in part by a Patent, including, without limitation, any of the foregoing listed in Schedule 5.

 

“Pledged Notes”:  all promissory notes listed on Schedule 2, all Intercompany Notes at any time issued to any Grantor and all other promissory notes issued to or held by any Grantor (other than promissory notes issued in connection with extensions of trade credit by any Grantor in the ordinary course of business).

 

“Pledged Securities”:  the collective reference to the Pledged Notes and the Pledged Stock.

 

“Pledged Stock”:  the shares of Capital Stock listed on Schedule 2, together with any other shares, stock certificates, options, interests or rights of any nature whatsoever in respect of the Capital Stock of any Person that may be issued or granted to, or held by, any Grantor while this Agreement is in effect (it being understood that Pledged Stock shall not include a pledge of the Capital Stock of any Unrestricted Subsidiary except to the extent listed on Schedule 2); provided that in no event shall more than 65% of the total outstanding Foreign Subsidiary Voting Stock of any Foreign Subsidiary be required to be pledged hereunder.

 

“Proceeds”:  all “proceeds” as such term is defined in Section 9-102(a)(64) of the Uniform Commercial Code in effect in the State of New York on the date hereof and, in any event, including, without limitation, all dividends or other income from the Investment Property that is Collateral, collections thereon or distributions or payments with respect thereto.

 

“Receivable”:  any right of a Grantor to payment for goods sold, leased, licensed, assigned or otherwise disposed of, or for services rendered, whether or not such right is evidenced by an Instrument or Chattel Paper and whether or not it has been earned by performance (including, without limitation, any Account).

 

  

4

  

 

“Secured Parties”:  the collective reference to the Administrative Agent, the Lenders and any affiliate of any Lender to which Borrower Obligations or Guarantor Obligations, as applicable, are owed.

 

“Securities Act”:  the Securities Act of 1933, as amended.

 

“Trademarks”:  (i) all trademarks, trade names, brand names, corporate names, company names, business names, fictitious business names, trade styles, trade dress, domain names, service marks, logos and other source or business identifiers, and all goodwill associated therewith or symbolized thereby, now existing or hereafter adopted or acquired, all registrations and recordings thereof, and all applications in connection therewith, whether in the United States Patent and Trademark Office or in any similar office or agency of the United States, any State thereof or any other country or any political subdivision thereof, or otherwise, and all common-law rights related thereto, including, without limitation, any of the foregoing listed in Schedule 5, and (ii) the right to obtain all renewals thereof.

 

“Trademark License”:  any agreement, whether written or oral, providing for the grant by or to any Grantor of any right to use any Trademark, including, without limitation, any of the foregoing listed in Schedule 5.

 

“Vehicles”:  all cars, trucks, trailers, construction and earth moving equipment and other vehicles covered by a certificate of title law of any state and all tires and other appurtenances to any of the foregoing.

 

1.2  Other Definitional Provisions.  (a) The words “hereof,” “herein”, “hereto” and “hereunder” and words of similar import when used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of this Agreement, and Section and Schedule references are to this Agreement unless otherwise specified.

 

(b)  The meanings given to terms defined herein shall be equally applicable to both the singular and plural forms of such terms.

 

(c)  Where the context requires, terms relating to the Collateral or any part thereof, when used in relation to a Grantor, shall refer to such Grantor’s Collateral or the relevant part thereof.

 

SECTION 2.    GUARANTEE

 

2.1  Guarantee.  (a)  The Guarantors hereby, jointly and severally,unconditionally and irrevocably, guarantee to the Administrative Agent, for the ratable benefit of the Secured Parties and their respective successors, indorsees, transferees and assigns, the prompt and complete payment and performance by the Borrower when due (whether at stated maturity, by acceleration or otherwise) of the Borrower Obligations to the extent not paid by the Borrower.

 

(b)  Anything herein or in any other Loan Document to the contrary notwithstanding, the maximum liability of each Guarantor hereunder and under the other Loan Documents shall in no event exceed the amount which can be guaranteed by such Guarantor under applicable federal and state laws relating to fraudulent conveyances or transfers or the insolvency of debtors (after giving effect to the right of contribution established in Section 2.2).

 

  

5

  

 

(c)  Each Guarantor agrees that the Borrower Obligations may at any time and from time to time exceed the amount of the liability of such Guarantor hereunder without impairing the guarantee of such Guarantor contained in this Section 2 or affecting the rights and remedies of the Administrative Agent or any Secured Party hereunder.

 

(d)  Subject to Section 8.15 hereof, the guarantee contained in this Section 2 shall remain in full force and effect until all the Borrower Obligations and the obligations of each Guarantor under the guarantee contained in this Section 2 shall have been satisfied by full and final payment in cash, no Letter of Credit shall be outstanding and the Commitments shall be terminated, notwithstanding that from time to time during the term of the Credit Agreement the Borrower may be free from any Borrower Obligations.

 

(e)  No payment made by the Borrower, any of the Guarantors, any other guarantor or any other Person or received or collected by the Administrative Agent or any Secured Party from the Borrower, any of the Guarantors, any other guarantor or any other Person by virtue of any action or proceeding or any set-off or appropriation or application at any time or from time to time in reduction of or in payment of the Borrower Obligations shall be deemed to modify, reduce, release or otherwise affect the liability of the Borrower or any Guarantor under this Section 2 which shall, notwithstanding any such payment (other than any payment made by the Borrower or such Guarantor in respect of the Borrower Obligations or any payment received or collected from the Borrower or such Guarantor in respect of the Borrower Obligations), remain liable for the Borrower Obligations up to the maximum liability of the Borrower or such Guarantor hereunder until the Borrower Obligations are fully and finally paid in cash, no Letter of Credit shall be outstanding and the Commitments are terminated.

 

2.2  Right of Contribution.  (a)  Each Guarantor hereby agrees that to the extent that a Guarantor shall have paid more than its proportionate share of any payment made hereunder, such Guarantor shall be entitled to seek and receive contribution from and against any other Guarantor hereunder which has not paid its proportionate share of such payment.

 

(b)  Each Guarantor’s right of contribution under this Section 2.2 shall be subject to the terms and conditions of Section 2.3.  The provisions of this Section 2.2 shall in no respect limit the obligations and liabilities of any Guarantor to the Administrative Agent and the Secured Parties, and each Guarantor shall remain liable to the Administrative Agent and the Secured Parties for the full amount guaranteed by such Guarantor hereunder.

 

2.3  Subrogation.  Notwithstanding any payment made by any Guarantor hereunder or any set-off or application of funds of any Guarantor by the Administrative Agent or any Secured Party, no Guarantor shall be entitled to be subrogated to any of the rights of the Administrative Agent or any Secured Party against the Borrower or any other Guarantor or any collateral security or guarantee or right of offset held by the Administrative Agent or any Secured Party for the payment of the Borrower Obligations, nor shall any Guarantor seek or be entitled to seek any contribution or reimbursement from the Borrower or any other Guarantor in respect of payments made by such Guarantor hereunder, until all amounts owing to the Administrative Agent and the Secured Parties by the Borrower on account of the Borrower Obligations are fully and finally paid in cash, no Letter of Credit shall be outstanding and the Commitments are terminated.  If any amount shall be paid to any Guarantor on account of such subrogation rights at any time when all of the Borrower Obligations shall not have been fully and finally paid in cash, such amount shall be held by such Guarantor in trust for the Administrative Agent and the Secured Parties, segregated from other funds of such Guarantor, and shall, forthwith upon receipt by such Guarantor, be turned over to the Administrative Agent in the exact form received by such Guarantor (duly indorsed by such Guarantor to the Administrative Agent, if required), to be applied against the Borrower Obligations, whether matured or unmatured, in such order as the Administrative Agent may determine.

 

  

6

  

 

2.4  Amendments, etc. with respect to the Borrower Obligations.  Each Guarantor shall remain obligated hereunder notwithstanding that, without any reservation of rights against any Guarantor and without notice to or further assent by any Guarantor, any demand for payment of any of the Borrower Obligations made by the Administrative Agent or any Secured Party may be rescinded by the Administrative Agent or such Secured Party and any of the Borrower Obligations continued, and the Borrower Obligations, or the liability of any other Person upon or for any part thereof, or any collateral security or guarantee therefor or right of offset with respect thereto, may, from time to time, in whole or in part, be renewed, extended, amended, modified, accelerated, compromised, waived, surrendered or released by the Administrative Agent or any Secured Party (with the consent of such of the Borrower and the Guarantor as shall be required thereunder), and the Credit Agreement and the other Loan Documents and any other documents executed and delivered in connection therewith may be amended, modified, supplemented or terminated, in whole or in part, as the Administrative Agent (or the Required Lenders or all Lenders, as the case may be) may (with the consent of such of the Borrower and the Guarantor as shall be required thereunder) deem advisable from time to time, and any collateral security, guarantee or right of offset at any time held by the Administrative Agent or any Secured Party for the payment of the Borrower Obligations may (with the consent of such of the Borrower and the Guarantor as shall be required thereunder) be sold, exchanged, waived, surrendered or released.  Neither the Administrative Agent nor any Secured Party shall, except to the extent set forth in and as required by any Requirement of Law (other than Organizational Documents), and for the benefit of the parties to, the agreements and instruments governing such Lien or guarantee, have any obligation to protect, secure, perfect or insure any Lien at any time held by it as security for the Borrower Obligations or for the guarantees contained in this Section 2 or any property subject thereto.

 

2.5  Guarantee Absolute and Unconditional.  Each Guarantor waives any and all notice of the creation, renewal, extension or accrual of any of the Borrower Obligations and notice of or proof of reliance by the Administrative Agent or any Secured Party upon the guarantee contained in this Section 2 or acceptance of the guarantee contained in this Section 2; the Borrower Obligations, and any of them, shall conclusively be deemed to have been created, contracted or incurred, or renewed, extended, amended or waived, in reliance upon the guarantee contained in this Section 2; and all dealings between the Borrower and any of the Guarantors, on the one hand, and the Administrative Agent and the Secured Parties, on the other hand, likewise shall be conclusively presumed to have been had or consummated in reliance upon the guarantee contained in this Section 2.  Each Guarantor waives diligence, presentment, protest, demand for payment and notice of default or nonpayment to or upon the Borrower or any of the Guarantors with respect to the Borrower Obligations.  Each Guarantor understands and agrees that the guarantee of such Guarantor contained in this Section 2 shall be construed as a continuing, absolute and unconditional guarantee of payment without regard to (a) the validity or enforceability of the Credit Agreement or any other Loan Document, any of the Borrower Obligations or any collateral security therefor or guarantee or right of offset with respect thereto at any time or from time to time held by the Administrative Agent or any Secured Party, (b) any defense, set-off or counterclaim (other than a defense of payment or performance) which may at any time be available to or be asserted by the Borrower or any other Person against the Administrative Agent or any Secured Party, or (c) any other circumstance whatsoever (with or without notice to or knowledge of the Borrower or such Guarantor) which constitutes, or might be construed to constitute, an equitable or legal discharge of the Borrower for the Borrower Obligations, or of such Guarantor under the guarantee of such Guarantor contained in this Section 2, in bankruptcy or in any other instance.  When making any demand hereunder or otherwise pursuing its rights and remedies hereunder against any Guarantor, the Administrative Agent or any Secured Party may, but shall be under no obligation to, make a similar demand on or otherwise pursue such rights and remedies as it may have against the Borrower, any other Guarantor or any other Person or against any collateral security or guarantee for the Borrower Obligations or any right of offset with respect thereto, and any failure by the Administrative Agent or any Secured Party to make any such demand, to pursue such other rights or remedies or to collect any payments from the Borrower, any other Guarantor or any other Person or to realize upon any such collateral security or guarantee or to exercise any such right of offset, or any release of the Borrower, any other Guarantor or any other Person or any such collateral security, guarantee or right of offset, shall not relieve any Guarantor of any obligation or liability under this Section 2, and shall not impair or affect the rights and remedies, whether express, implied or available as a matter of law, of the Administrative Agent or any Secured Party against any Guarantor.  For the purposes hereof “demand” shall include the commencement and continuance of any legal proceedings.

 

  

7

  

 

2.6  Reinstatement.  The guarantee contained in this Section 2 shall continue to be effective, or be reinstated, as the case may be, if at any time payment, or any part thereof, of any of the Borrower Obligations is rescinded or must otherwise be restored or returned by the Administrative Agent or any Secured Party upon the insolvency, bankruptcy, dissolution, liquidation or reorganization of the Borrower or any Guarantor, or upon or as a result of the appointment of a receiver, intervenor or conservator of, or trustee or similar officer for, the Borrower or any Guarantor or any substantial part of its property, or otherwise, all as though such payments had not been made.

 

2.7  Payments.  Each Guarantor hereby guarantees that payments by it hereunder will be paid to the Administrative Agent without set-off or counterclaim in the case of obligations in respect of Borrower Obligations arising under the Credit Agreement or any other Loan Document in Dollars at the Payment Office specified in the Credit Agreement.

 

SECTION 3.    GRANT OF SECURITY INTEREST

 

3.1  Grant of Security Interest by Grantors.  Each Grantor hereby assigns and transfers to the Administrative Agent, and hereby grants to the Administrative Agent, for the ratable benefit of the Secured Parties, a security interest in, all of the following property now owned or at any time hereafter acquired by such Grantor or in which such Grantor now has or at any time in the future may acquire any right, title or interest (collectively, the “Collateral”), as collateral security for the prompt and complete payment and performance when due (whether at the stated maturity, by acceleration or otherwise) of such Grantor’s Obligations:

 

	
  

	
(a)

	
all Accounts;

 

	
  

	
(b)

	
all Chattel Paper;

 

	
  

	
(c)

	
all Contracts;

 

	
  

	
(d)

	
all Deposit Accounts;

 

	
  

	
(e)

	
all Documents (other than title documents with respect to Vehicles);

 

	
  

	
(f)

	
all Equipment;

 

	
  

	
(g)

	
all General Intangibles;

 

	
  

	
(h)

	
all Instruments;

 

	
  

	
(i)

	
all Intellectual Property;

 

  

8

  

 

	
  

	
(j)

	
all Inventory;

 

	
  

	
(k)

	
all Investment Property;

 

	
  

	
(l)

	
all Letter-of-Credit Rights;

 

	
  

	
(m)

	
all Pledged Stock;

 

	
  

	
(n)

	
all Goods and other property not otherwise described above;

 

	
  

	
(o)

	
all books and records pertaining to the Collateral; and

 

	
  

	
(p)

	
to the extent not otherwise included, all Proceeds and products of any and all of the foregoing, all Supporting Obligations in respect of any of the foregoing and all collateral security and guarantees given by any Person with respect to any of the foregoing;

 

provided, that the Collateral shall not include any Excluded Assets.

 

SECTION 4.    REPRESENTATIONS AND WARRANTIES

 

To induce the Administrative Agent and the Lenders to enter into the Credit Agreement and to induce the Lenders to make their respective extensions of credit to the Borrower thereunder, each Grantor hereby represents and warrants to the Administrative Agent and each Lender that:

 

4.1  Representations in Credit Agreement.  In the case of each Guarantor, the representations and warranties set forth in Section 4 of the Credit Agreement as they relate to such Guarantor or to the Loan Documents to which such Guarantor is a party, each of which is hereby incorporated herein by reference, are true and correct, and the Administrative Agent and each Lender shall be entitled to rely on each of them as if they were fully set forth herein, provided that each reference in each such representation and warranty to the Borrower’s knowledge shall, for the purposes of this Section 4.1, be deemed to be a reference to such Guarantor’s knowledge.

 

4.2  Title; No Other Liens.  Except for the security interest granted to the Administrative Agent for the ratable benefit of the Secured Parties pursuant to this Agreement and the other Liens permitted to exist on the Collateral by the Credit Agreement, such Grantor owns each item of the Collateral free and clear of any and all Liens or claims of others.  No financing statement or other public notice with respect to all or any part of the Collateral is on file or of record in any public office, except such as have been filed in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, pursuant to this Agreement or as are permitted by the Credit Agreement.  For the avoidance of doubt, it is understood and agreed that any Grantor may, as part of its business, grant licenses in the ordinary course of business to third parties to use Intellectual Property owned by, licensed to or developed by a Grantor.  For purposes of this Agreement and the other Loan Documents, such licensing activity shall not constitute a “Lien” on such Intellectual Property.  Each of the Administrative Agent and each Secured Party understands that any such licenses may be exclusive to the applicable licensees, and such exclusivity provisions may limit the ability of the Administrative Agent to utilize, sell, lease or transfer the related Intellectual Property or otherwise realize value from such Intellectual Property pursuant hereto.

 

  

9

  

 

4.3  Perfected First Priority Liens.  The security interests granted pursuant to this Agreement (a) upon completion of the filings and other actions specified on Schedule 3 (which, in the case of all filings and other documents referred to on said Schedule, have been delivered to the Administrative Agent in completed and duly executed form) will constitute valid perfected security interests in all of the Collateral (other than Intellectual Property Collateral located or registered outside the United States and Patents owned by Sharper Image Holdings LLC as of the Closing Date) in favor of the Administrative Agent, for the ratable benefit of the Secured Parties, as collateral security for such Grantor’s Obligations, enforceable in accordance with the terms hereof against all creditors of such Grantor and any Persons purporting to purchase any Collateral from such Grantor and (b) are prior to all other Liens on the Collateral (other than Intellectual Property Collateral located or registered outside the United States and Patents owned by Sharper Image Holdings LLC as of the Closing Date) in existence on the date hereof except for (i) unrecorded Liens permitted by the Credit Agreement which have priority over the Liens on the Collateral by operation of law and (ii) Liens permitted by Section 7.3(p) of the Credit Agreement.  The Administrative Agent hereby agrees that it shall not file or cause to be filed any documents with the U.S. Patent and Trademark Office or any other office (other than the filing of financing statements with the Secretary of State of the State of Delaware or such other jurisdiction in which Sharper Image Holdings LLC is located for purposes of the New York UCC) in order to perfect the security interests in those Patents owned by Sharper Image Holdings LLC as of the Closing Date.

 

4.4  Jurisdiction of Organization; Chief Executive Office.  On the date hereof, such Grantor’s jurisdiction of organization, identification number from the jurisdiction of organization (if any), and the location of such Grantor’s chief executive office or sole place of business or principal residence, as the case may be, are specified on Schedule 4.  Such Grantor has furnished to the Administrative Agent a certified charter, certificate of incorporation or other organization document and long-form good standing certificate as of a date which is recent to the date hereof.

 

4.5  Farm Products.  None of the Collateral constitutes, or is the Proceeds of, Farm Products.

 

4.6  Investment Property.  (a)  The shares of Pledged Stock pledged by such Grantor hereunder constitute all the issued and outstanding shares of all classes of the Capital Stock of each Issuer owned by such Grantor or, in the case of Foreign Subsidiary Voting Stock, if less, 65% of the outstanding Foreign Subsidiary Voting Stock of each relevant Issuer.

 

(b)  All the shares of the Pledged Stock have been duly and validly issued and are fully paid and nonassessable.

 

(c)  To the best of such Grantor’s knowledge, each of the Pledged Notes constitutes the legal, valid and binding obligation of the obligor with respect thereto, enforceable in accordance with its terms, subject to the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and other similar laws relating to or affecting creditors’ rights generally, general equitable principles (whether considered in a proceeding in equity or at law) and an implied covenant of good faith and fair dealing.

 

(d)  Such Grantor is the record and beneficial owner of, and has good and marketable title to, the Investment Property pledged by it hereunder, free of any and all Liens or options in favor of, or claims of, any other Person, except the security interest created by this Agreement and except for unrecorded Liens permitted by the Credit Agreement which have priority over the Liens on the Collateral by operation of law.

 

4.7  Contracts.  (a)  No consent of any party (other than such Grantor) to any Contract is required, or purports to be required, in connection with the execution, delivery and performance of this Agreement.

 

  

10

  

 

(b)  To the best of such Grantor’s knowledge, each Contract is in full force and effect and constitutes a valid and legally enforceable obligation of the parties thereto, subject to the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization, moratorium and other similar laws relating to or affecting creditors' rights generally, general equitable principles (whether considered in a proceeding in equity or at law) and an implied covenant of good faith and fair dealing.

 

(c)  No consent or authorization of, filing with or other act by or in respect of any Governmental Authority is required in connection with the execution, delivery, performance, validity or enforceability of any of the Contracts by any Grantor thereto other than those which have been duly obtained, made or performed, are in full force and effect and do not subject the scope of any such Contract to any material adverse limitation, either specific or general in nature.

 

(d)  Neither such Grantor nor (to the best of such Grantor's knowledge) any of the other parties to the Contracts is in default in the performance or observance of any of the terms thereof in any manner that, in the aggregate, could reasonably be expected to have a Material Adverse Effect.

 

(e)  The right, title and interest of such Grantor in, to and under the Contracts are not subject to any defenses, offsets, counterclaims or claims that, in the aggregate, could reasonably be expected to have a Material Adverse Effect.

 

(f)   No amount payable to such Grantor under or in connection with any Contract is evidenced by any Instrument or Chattel Paper which has not been delivered to the Administrative Agent.

 

(g)  None of the parties to any Contract is a Governmental Authority.

 

4.8  Intellectual Property.  (a)  Except for any Excluded Asset, Schedule 5 lists (i) all Trademark registrations and applications owned by such Grantor in its own name on the date hereof and (ii) all material Patent and Copyright registrations and applications owned by such Grantor in its own name on the date hereof.

 

(b)  Each Grantor owns or has the right to use all Intellectual Property that is material to its business as currently conducted or as proposed to be conducted free and clear of all Liens.

 

(c)  On the date hereof, all material Intellectual Property of such Grantor described on Schedule 5 is valid, subsisting, unexpired and enforceable, has not been abandoned and to such Grantor’s knowledge, does not infringe, impair, misappropriate, dilute or otherwise violate (“Infringe”) the intellectual property rights of any other Person, or is being Infringed by any other Person.

 

(d)  Except as set forth in Schedule 5, on the date hereof, none of the Intellectual Property of such Grantor is the subject of any licensing or franchise agreement pursuant to which such Grantor is the licensor or franchisor.

 

(e)  No holding, decision or judgment has been rendered by any Governmental Authority which would limit, cancel or challenge the validity, enforceability, ownership or use of, or such Grantor's rights in, any Intellectual Property in any respect, and such Grantor knows of no valid basis for same, that could reasonably be expected to have a Material Adverse Effect.

 

(f)   No action or proceeding is pending, or, to the knowledge of such Grantor, threatened, on the date hereof (i) seeking to limit, cancel or challenge the validity, enforceability, ownership or use of any material Intellectual Property of any Grantor or such Grantor’s ownership interest therein, or (ii) which, if adversely determined, would have a material adverse effect on the value of any Intellectual Property to such Grantor.

 

  

11

  

 

SECTION 5.    COVENANTS

 

Each Grantor covenants and agrees with the Administrative Agent and the Secured Parties that, from and after the date of this Agreement until the Obligations shall have been paid in full:

 

5.1  Covenants in Credit Agreement.  In the case of each Grantor, such Grantor shall take, or shall refrain from taking, as the case may be, each action that is necessary to be taken or not taken, as the case may be, so that no Default or Event of Default is caused by the failure to take such action or to refrain from taking such action by such Grantor or any of its Subsidiaries.

 

5.2  Delivery of Instruments and Chattel Paper.  If any amount payable under or in connection with any of the Collateral shall be or become evidenced by any Instrument, Certificated Security  or Chattel Paper, such Instrument, Certificated Security or Chattel Paper shall be immediately delivered to the Administrative Agent, duly indorsed in a manner satisfactory to the Administrative Agent, to be held as Collateral pursuant to this Agreement; provided, that the Grantors shall not be obligated to deliver to the Administrative Agent any Instruments or Chattel Paper held by any Grantor at any time to the extent that the aggregate face amount of all such Instruments and Chattel Paper held by all Grantors at such time does not exceed $750,000.

 

5.3  Payment of Obligations.  Such Grantor will pay and discharge or otherwise satisfy at or before maturity or before they become delinquent, as the case may be, all taxes, assessments and governmental charges or levies imposed upon the Collateral or in respect of income or profits therefrom, as well as all claims of any kind (including, without limitation, claims for labor, materials and supplies) against or with respect to the Collateral, except that no such charge need be paid if the amount or validity thereof is currently being contested in good faith by appropriate proceedings, reserves in conformity with GAAP with respect thereto have been provided on the books of such Grantor and such proceedings could not reasonably be expected to result in the sale, forfeiture or loss of any material portion of the Collateral or any interest therein.

 

5.4      Maintenance of Perfected Security Interest; Further Documentation.  (a)  Such Grantor shall maintain the security interest created by this Agreement as a perfected security interest having at least the priority described in Section 4.3 and shall defend such security interest against the claims and demands of all Persons whomsoever other than such claims or demands permitted by the Credit Agreement.

 

(b)  Such Grantor will furnish to the Administrative Agent and the Lenders from time to time statements and schedules further identifying and describing the assets and property of such Grantor and such other reports in connection with the Collateral as the Administrative Agent may reasonably request, all in reasonable detail.

 

(c)  At any time and from time to time, upon the written request of the Administrative Agent, and at the sole expense of such Grantor, such Grantor will promptly and duly execute and deliver, and have recorded, such further instruments and documents and take such further actions as the Administrative Agent may reasonably request for the purpose of obtaining or preserving the full benefits of this Agreement and of the rights and powers herein granted, including, without limitation, (i) the filing of any financing or continuation statements under the Uniform Commercial Code (or other similar laws) in effect in any jurisdiction with respect to the security interests created hereby and (ii) in the case of  Investment Property, Deposit Accounts (only after the occurrence and during the continuance of an Event of Default) and Letter-of-Credit Rights that is or is required to be Collateral, taking any actions necessary to enable the Administrative Agent to obtain “control” (within the meaning of the applicable Uniform Commercial Code) with respect thereto.

 

  

12

  

 

5.5  Changes in Locations, Name, etc.  Such Grantor will not, except upon 15 days’ prior written notice to the Administrative Agent and delivery to the Administrative Agent of  all additional executed financing statements and other documents reasonably requested by the Administrative Agent to maintain the validity, perfection and priority of the security interests provided for herein:

 

(i)           change its jurisdiction of organization or the location of its chief executive office or sole place of business or principal residence from that referred to in Section 4.4; or

 

(ii)           change its name.

 

5.6  Notices.  Such Grantor will advise the Administrative Agent and the Lenders promptly, in reasonable detail, of:

 

(a)  any Lien (other than security interests created hereby or Liens permitted under the Credit Agreement) on any of the Collateral which would adversely affect the ability of the Administrative Agent to exercise any of its remedies hereunder; and

 

(b)  the occurrence of any other event which could reasonably be expected to have a material adverse effect on the aggregate value of the Collateral or on the security interests created hereby.

 

5.7  Investment Property.  (a)  If such Grantor shall become entitled to receive or shall receive any certificate (including, without limitation, any certificate representing a dividend or a distribution in connection with any reclassification, increase or reduction of capital or any certificate issued in connection with any reorganization), option or rights in respect of the Capital Stock of any Issuer of any Pledged Stock (provided that in no event shall more than 65% of the total outstanding Foreign Subsidiary Voting Stock of any Foreign Subsidiary be required to be pledged hereunder), whether in addition to, in substitution of, as a conversion of, or in exchange for, any shares of the Pledged Stock, or otherwise in respect thereof, such Grantor shall accept the same as the agent of the Administrative Agent and the Secured Parties, hold the same in trust for the Administrative Agent and the Secured Parties and deliver the same forthwith to the Administrative Agent in the exact form received, duly indorsed by such Grantor to the Administrative Agent, if required, together with an undated stock power covering such certificate duly executed in blank by such Grantor and with, if the Administrative Agent so requests, signature guaranteed, to be held by the Administrative Agent, subject to the terms hereof, as additional collateral security for the Obligations.  Any sums paid upon or in respect of the Investment Property that is or is required to be Collateral upon the liquidation or dissolution of any Issuer thereof shall be paid over to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations, and in case any distribution of capital shall be made on or in respect of such Investment Property, or any property shall be distributed upon or with respect to such Investment Property pursuant to the recapitalization or reclassification of the capital of any Issuer thereof or pursuant to the reorganization thereof, the property so distributed shall, unless otherwise subject to a perfected security interest in favor of the Administrative Agent, be delivered to the Administrative Agent to be held by it hereunder as additional collateral security for the Obligations.  If any sums of money or property so paid or distributed in respect of the Investment Property that is or is required to be Collateral shall be received by such Grantor, such Grantor shall, until such money or property is paid or delivered to the Administrative Agent, hold such money or property in trust for the Secured Parties, segregated from other funds of such Grantor as additional collateral security for the Obligations.  Notwithstanding the foregoing, the Grantors shall not be required to pay over to the Administrative Agent or deliver to the Administrative Agent as Collateral any proceeds of any liquidation or dissolution of any Issuer of any Pledged Stock, or any distribution of capital or property in respect of any Investment Property that is or is required to be Collateral, to the extent that (i) such liquidation, dissolution or distribution, if treated as a Disposition of the relevant Issuer, would be permitted by the Credit Agreement and  (ii) the proceeds thereof are applied toward prepayment of Loans and reduction of Commitments to the extent required by the Credit Agreement.

 

  

13

  

 

(b)  Without the prior written consent of the Administrative Agent, such Grantor will not (i) vote to enable, or take any other action to permit, any Issuer of any Pledged Stock to issue any stock or other equity securities of any nature or to issue any other securities convertible into or granting the right to purchase or exchange for any stock or other equity securities of any nature of such Issuer, unless such securities are delivered to the Administrative Agent, concurrently with the issuance thereof, to be held by the Administrative Agent as Collateral (provided that in no event shall more than 65% of the total outstanding Foreign Subsidiary Voting Stock of any Foreign Subsidiary be required to be pledged hereunder), (ii) sell, assign, transfer, exchange, or otherwise dispose of, or grant any option with respect to, the Investment Property that is or is required to be Collateral or Proceeds thereof (except pursuant to a transaction expressly permitted by the Credit Agreement), (iii) create, incur or permit to exist any Lien or option in favor of, or any claim of any Person with respect to, any of the Investment Property that is or is required to be Collateral or Proceeds thereof, or any interest therein, except for the security interests created by this Agreement or (iv) enter into any agreement or undertaking restricting the right or ability of such Grantor or the Administrative Agent to sell, assign or transfer any of the Pledged Securities or Proceeds thereof.

 

(c)  In the case of each Grantor which is an Issuer, such Issuer agrees that (i) it will be bound by the terms of this Agreement relating to the Pledged Securities issued by it and will comply with such terms insofar as such terms are applicable to it, (ii) it will notify the Administrative Agent promptly in writing of the occurrence of any of the events described in Section 5.8(a) with respect to the Pledged Securities issued by it and (iii) the terms of Sections 6.3(c) and 6.7 shall apply to it, mutatis mutandis, with respect to all actions that may be required of it pursuant to Section 6.3(c) or 6.7 with respect to the Pledged Securities issued by it.

 

5.8  Contracts.  (a)  In the case of each Grantor, such Grantor will perform and comply in all material respects with all its obligations under the Contracts to which it is a party.

 

(b)  In the case of each Grantor, such Grantor will not amend, modify, terminate or waive any provision of any Contract to which it is a party in any manner which could reasonably be expected to materially adversely affect the value of such Contract as Collateral.

 

(c)  In the case of each Grantor, such Grantor will exercise promptly and diligently each and every material right which it may have under each Contract to which it is a party (other than any right of termination).

 

(d)  In the case of each Grantor, such Grantor will deliver to the Administrative Agent a copy of each material demand, notice or document received by it relating in any way to any Contract to which it is a party that questions the validity or enforceability of such Contract.

 

5.9  Intellectual Property.  (a)  In the case of each Grantor, such Grantor (either itself or through licensees) will (i) continue to use each material Trademark on each and every trademark class of goods or services applicable to its current business, including, without limitation, as reflected in its current service offerings, catalogs, brochures and price lists in order to maintain such Trademark in full force free from any claim of abandonment for non-use, (ii) maintain as in the past the quality of all products and services offered under such Trademark, (iii) use such Trademark with all appropriate notices of registration and other legends required by applicable Requirements of Law, (iv) not adopt or use any new mark, or any mark which is confusingly similar or a colorable imitation of such Trademark unless the Administrative Agent, for the ratable benefit of the Secured Parties, shall obtain a perfected security interest in such mark pursuant to this Agreement, and (v) not (and not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby such Trademark may become invalidated or impaired in any way.

 

  

14

  

 

(b)  In the case of each Grantor (other than Sharper Image Holdings LLC with respect to Patents owned by such Grantor as of the Closing Date), such Grantor (either itself or through licensees) will not do any act, or omit to do any act, whereby any material Patent may become forfeited, abandoned or dedicated to the public.

 

(c)  In the case of each Grantor, such Grantor (either itself or through licensees) will not (and will not permit any licensee or sublicensee thereof to) do any act or knowingly omit to do any act whereby any material portion of the Copyrights may become invalidated or otherwise impaired.  Such Grantor will not (either itself or through licensees) do any act whereby any material portion of a Copyrights may fall into the public domain.

 

(d)  In the case of each Grantor, such Grantor (either itself or through licensees) will not do any act that knowingly uses any material Intellectual Property to Infringe the intellectual property rights of any other Person.

 

(e)  In the case of each Grantor, such Grantor will notify the Administrative Agent and the Lenders immediately if it knows, or has reason to know, that any application or registration relating to any material Intellectual Property may become forfeited, abandoned or dedicated to the public, or of any adverse determination or development (including, without limitation, the institution of, or any such determination or development in, any proceeding in the United States Patent and Trademark Office, the United States Copyright Office or any court or tribunal in any country) regarding such Grantor’s rights in, or the validity, enforceability, ownership or use of, any material Intellectual Property, including, without limitation, such Grantor’s right to register or to maintain the same.

 

(f)   In the case of each Grantor, such Grantor, whenever such Grantor, either by itself or through any agent, employee, licensee or designee, shall file an application for the registration of any Intellectual Property (other than Copyrights) with the United States Patent and Trademark Office, the United States Copyright Office or any similar office or agency in any other country or any political subdivision thereof, such Grantor shall report such filing to the Administrative Agent within five Business Days after the last day of the fiscal quarter in which such filing occurs.  Whenever such Grantor, either by itself or through any agent, employee, licensee or designee, shall file an application for the registration of any Copyright with the United States Copyright Office or any similar office or agency in any other country or any political subdivision thereof, such Grantor shall report such filing to the Administrative Agent within 20 Business Days.  Upon request of the Administrative Agent, such Grantor shall execute and deliver, and have recorded, any and all agreements, instruments, documents, and papers as the Administrative Agent may request to evidence the Administrative Agent's and the Secured Parties’ security interest in any Copyright, Patent or Trademark located or registered in the United States.

 

(g)  In the case of each Grantor, such Grantor will take all reasonable and necessary steps, including, without limitation, in any proceeding before the United States Patent and Trademark Office, the United States Copyright Office or any similar office or agency in any other country or any political subdivision thereof, to maintain and pursue each application relating to any material Intellectual Property (and to obtain the relevant registration) and to maintain each registration of the material Intellectual Property, including, without limitation, filing of applications for renewal, affidavits of use and affidavits of incontestability.

 

(h)  In the case of each Grantor, in the event that any material Intellectual Property is Infringed by a third party, such Grantor shall (i) take such actions as such Grantor shall reasonably deem appropriate under the circumstances to protect such Intellectual Property and (ii) if such Intellectual Property is of material economic value, promptly notify the Administrative Agent after it learns thereof and sue for Infringement, to seek injunctive relief where appropriate and to recover any and all damages for such Infringement.

 

  

15

  

 

5.10           Commercial Tort Claims.  In the case of each Grantor, if any Grantor shall at any time commence a suit, action or proceeding with respect to any Commercial Tort Claim held by it with a value which such Grantor reasonably believes to be of $1,000,000 or more, such Grantor shall promptly notify the Administrative Agent thereof in a writing signed by such Grantor and describing the details thereof and shall grant to the Administrative Agent for the benefit of the Secured Parties in such writing a security interest therein and in the proceeds thereof, all upon the terms of this Agreement, with such writing to be in form and substance reasonably satisfactory to the Administrative Agent.

 

SECTION 6.    REMEDIAL PROVISIONS

 

6.1  Certain Matters Relating to Receivables.  (a)  The Administrative Agent shall have the right, at any time after the occurrence and during the continuance of an Event of Default, to make test verifications of the Receivables in any manner and through any medium that it reasonably considers advisable, and each Grantor shall furnish all such assistance and information as the Administrative Agent may require in connection with such test verifications.  At any time and from time to time after the occurrence and during the continuance of an Event of Default, upon the Administrative Agent’s request and at the expense of the relevant Grantor, such Grantor shall cause independent public accountants or others satisfactory to the Administrative Agent to furnish to the Administrative Agent reports showing reconciliations, aging and test verifications of, and trial balances for, the Receivables.

 

(b)  The Administrative Agent hereby authorizes each Grantor to collect such Grantor’s Receivables, subject to the Administrative Agent’s direction and control after the occurrence and during the continuance of an Event of Default, and the Administrative Agent may curtail or terminate said authority at any time after the occurrence and during the continuance of an Event of Default.  If required by the Administrative Agent at any time after the occurrence and during the continuance of an Event of Default, any payments of Receivables, when collected by any Grantor, (i) shall be forthwith (and, in any event, within two Business Days) deposited by such Grantor in the exact form received, duly indorsed by such Grantor to the Administrative Agent if required, in a Collateral Account maintained under the sole dominion and control of the Administrative Agent, subject to withdrawal by the Administrative Agent for the account of the Secured Parties only as provided in Section 6.5, and (ii) until so turned over, shall be held by such Grantor in trust for the Administrative Agent and the Secured Parties, segregated from other funds of such Grantor.  Each such deposit of Proceeds of Receivables shall be accompanied by a report identifying in reasonable detail the nature and source of the payments included in the deposit.

 

(c)  At the Administrative Agent’s request, each Grantor shall deliver to the Administrative Agent all original and other documents evidencing, and relating to, the agreements and transactions which gave rise to the Receivables, including, without limitation, all original orders, invoices and shipping receipts.

 

(d)  At any time after the occurrence and during the continuance of an Event of Default, each Grantor will cooperate with the Administrative Agent to establish a system of lockbox accounts, under the sole dominion and control of the Administrative Agent, into which all Receivables shall be paid and from which all collected funds will be transferred to a Collateral Account.

 

  

16

  

 

6.2  Communications with Obligors; Grantors Remain Liable.  (a)  The Administrative Agent in its own name or in the name of others may at any time after the occurrence and during the continuance of an Event of Default communicate with obligors under the Receivables and parties to the Contracts to verify with them to the Administrative Agent’s satisfaction the existence, amount and terms of any Receivables or Contracts.

 

(b)      Upon the request of the Administrative Agent at any time after the occurrence and during the continuance of an Event of Default, each Grantor shall notify obligors on the Receivables and parties to the Contracts that the Receivables and the Contracts have been assigned to the Administrative Agent for the ratable benefit of the Secured Parties and that payments in respect thereof shall be made directly to the Administrative Agent.

 

(c)  Anything herein to the contrary notwithstanding, each Grantor shall remain liable under each of the Receivables (or any agreement giving rise thereto) and Contracts to observe and perform all the conditions and obligations to be observed and performed by it thereunder, all in accordance with the terms of any agreement giving rise thereto.  Neither the Administrative Agent nor any Secured Party shall have any obligation or liability under any Receivable (or any agreement giving rise thereto) or Contract by reason of or arising out of this Agreement or the receipt by the Administrative Agent or any Secured Party of any payment relating thereto, nor shall the Administrative Agent or any Secured Party be obligated in any manner to perform any of the obligations of any Grantor under or pursuant to any Receivable (or any agreement giving rise thereto) or Contract, to make any payment, to make any inquiry as to the nature or the sufficiency of any payment received by it or as to the sufficiency of any performance by any party thereunder, to present or file any claim, to take any action to enforce any performance or to collect the payment of any amounts which may have been assigned to it or to which it may be entitled at any time or times.

 

6.3  Pledged Stock.  (a)  Unless an Event of Default shall have occurred and be continuing and the Administrative Agent shall have given notice to the relevant Grantor of the Administrative Agent’s intent to exercise its corresponding rights pursuant to Section 6.3(b), each Grantor shall be permitted to receive all cash dividends paid in respect of the Pledged Stock and all payments made in respect of the Pledged Notes, in each case paid in the normal course of business of the relevant Issuer and consistent with past practice, to the extent permitted in the Credit Agreement, and to exercise all voting and corporate rights with respect to the Pledged Securities; provided, however, that no vote shall be cast or corporate right exercised or other action taken which, in the Administrative Agent’s reasonable judgment, would impair the Collateral or which would be inconsistent with or result in any violation of any provision of the Credit Agreement, this Agreement or any other Loan Document.

 

(b)  If an Event of Default shall occur and be continuing and the Administrative Agent shall give notice of its intent to exercise such rights to the relevant Grantor or Grantors, as the Administrative Agent shall have the right to receive any and all cash dividends, payments or other Proceeds paid in respect of the Pledged Securities and make application thereof to the Obligations in the order set forth in Section 6.5, and any or all of the Pledged Securities shall be registered in the name of the Administrative Agent or its nominee, and the Administrative Agent or its nominee may thereafter exercise (x) all voting, corporate and other rights pertaining to such Pledged Securities at any meeting of shareholders of the relevant Issuer or Issuers or otherwise and (y) any and all rights of conversion, exchange and subscription and any other rights, privileges or options pertaining to such Pledged Securities as if it were the absolute owner thereof (including, without limitation, the right to exchange at its discretion any and all of the Pledged Securities upon the merger, consolidation, reorganization, recapitalization or other fundamental change in the corporate structure of any Issuer, or upon the exercise by any Grantor or the Administrative Agent of any right, privilege or option pertaining to such Pledged Securities, and in connection therewith, the right to deposit and deliver any and all of the Pledged Securities with any committee, depositary, transfer agent, registrar or other designated agency upon such terms and conditions as the Administrative Agent may determine), all without liability except to account for property actually received by it, but the Administrative Agent shall have no duty to any Grantor to exercise any such right, privilege or option and shall not be responsible for any failure to do so or delay in so doing.

 

  

17

  

 

(c)  Each Grantor hereby authorizes and instructs each Issuer of any Pledged Securities pledged by such Grantor hereunder to (i) comply with any instruction received by it from the Administrative Agent in writing that (x) states that an Event of Default has occurred and is continuing and (y) is otherwise in accordance with the terms of this Agreement, without any other or further instructions from such Grantor, and such Grantor agrees that each Issuer shall be fully protected in so complying, and (ii) unless otherwise expressly permitted hereby, pay any dividends or other payments with respect to the Pledged Securities directly to the Administrative Agent.

 

6.4  Proceeds to be Turned Over To Administrative Agent.  In addition to the rights of the Administrative Agent and the Secured Parties specified in Section 6.1 with respect to payments of Receivables, if an Event of Default shall occur and be continuing, all Proceeds received by any Grantor consisting of cash, checks and Instruments shall be held by such Grantor in trust for the Administrative Agent and the Secured Parties, segregated from other funds of such Grantor, and shall, forthwith upon receipt by such Grantor, be turned over to the Administrative Agent in the exact form received by such Grantor (duly indorsed by such Grantor to the Administrative Agent, if required).  All Proceeds received by the Administrative Agent hereunder shall be held by the Administrative Agent in a Collateral Account maintained under its sole dominion and control.  All Proceeds while held by the Administrative Agent in a Collateral Account (or by such Grantor in trust for the Administrative Agent and the Secured Parties) shall continue to be held as collateral security for all the Obligations and shall not constitute payment thereof until applied as provided in Section 6.5.

 

6.5  Application of Proceeds.  If an Event of Default shall have occurred and be continuing, at any time at the Administrative Agent’s election, the Administrative Agent may apply all or any part of Proceeds constituting Collateral, whether or not held in any Collateral Account, and any proceeds of the guarantee set forth in Section 2, in payment of the Obligations in the following order:

 

First, to pay incurred and unpaid fees and expenses of the Administrative Agent under the Loan Documents;

 

Second, to the Administrative Agent, for application by it towards payment of amounts then due and owing and remaining unpaid in respect of the Obligations, pro rata among the Secured Parties according to the amounts of the Obligations then due and owing and remaining unpaid to the Secured Parties;

 

Third, to the Administrative Agent, for application by it towards prepayment of the Obligations, pro rata among the Secured Parties according to the amounts of the Obligations then held by the Secured Parties; and

 

Fourth, any balance of such Proceeds remaining after the Obligations shall have been paid in full shall be paid over to the Borrower or to whomsoever may be lawfully entitled to receive the same.

 

  

18

  

 

6.6  Code and Other Remedies.  If an Event of Default shall occur and be continuing, the Administrative Agent, on behalf of the Secured Parties, may exercise, in addition to all other rights and remedies granted to them in this Agreement and in any other instrument or agreement securing, evidencing or relating to the Obligations, all rights and remedies of a secured party under the New York UCC or any other applicable law.  Without limiting the generality of the foregoing, the Administrative Agent, without demand of performance or other demand, presentment, protest, advertisement or notice of any kind (except any notice required by law referred to below) to or upon any Grantor or any other Person (all and each of which demands, defenses, advertisements and notices are hereby waived), may in such circumstances forthwith collect, receive, appropriate and realize upon the Collateral, or any part thereof, and/or may forthwith sell, lease, assign, give option or options to purchase, or otherwise dispose of and deliver the Collateral or any part thereof (or contract to do any of the foregoing), in one or more parcels at public or private sale or sales, at any exchange, broker’s board or office of the Administrative Agent or any Secured Party or elsewhere upon such terms and conditions as it may deem advisable and at such prices as it may deem best, for cash or on credit or for future delivery without assumption of any credit risk.  The Administrative Agent or any Secured Party shall have the right upon any such public sale or sales, and, to the extent permitted by law, upon any such private sale or sales, to purchase the whole or any part of the Collateral so sold, free of any right or equity of redemption in any Grantor, which right or equity is hereby waived and released.  Each Grantor further agrees, at the Administrative Agent’s request, to assemble the Collateral and make it available to the Administrative Agent at places which the Administrative Agent shall reasonably select, whether at such Grantor’s premises or elsewhere.  The Administrative Agent shall apply the net proceeds of any action taken by it pursuant to this Section 6.6 with respect to any Grantor’s Collateral, after deducting all reasonable costs and expenses of every kind incurred in connection therewith or incidental to the care or safekeeping of any of the Collateral of such Grantor or in any way relating to the Collateral of such Grantor or the rights of the Administrative Agent and the Secured Parties hereunder with respect thereto, including, without limitation, reasonable attorneys’ fees and disbursements, to the payment in whole or in part of the Obligations of such Grantor, in the order specified in Section 6.5, and only after such application and after the payment by the Administrative Agent of any other amount required by any provision of law, including, without limitation, Section 9-615(a)(3) of the New York UCC, need the Administrative Agent account for the surplus, if any, to any Grantor.  To the extent permitted by applicable law, each Grantor waives all claims, damages and demands it may acquire against the Administrative Agent or any Secured Party arising out of the exercise by them of any rights hereunder.  If any notice of a proposed sale or other disposition of Collateral shall be required by law, such notice shall be deemed reasonable and proper if given at least 10 days before such sale or other disposition.

 

6.7  Pledged Stock.  (a)  Each Grantor recognizes that the Administrative Agent may be unable to effect a public sale of any or all the Pledged Stock, by reason of certain prohibitions contained in the Securities Act and applicable state securities laws or otherwise, and may be compelled to resort to one or more private sales thereof to a restricted group of purchasers which will be obliged to agree, among other things, to acquire such securities for their own account for investment and not with a view to the distribution or resale thereof.  Each Grantor acknowledges and agrees that any such private sale may result in prices and other terms less favorable than if such sale were a public sale and, notwithstanding such circumstances, consents to such private sale.  The Administrative Agent shall be under no obligation to delay a sale of any of the Pledged Stock for the period of time necessary to permit the Issuer thereof to register such securities for public sale under the Securities Act, or under applicable state securities laws, even if such Issuer would agree to do so.

 

(b)  Each Grantor agrees to use its best efforts to do or cause to be done all such other acts as may be necessary to make such sale or sales of all or any portion of the Pledged Stock pursuant to this Section 6.7 valid and binding and in compliance with any and all other applicable Requirements of Law.  Each Grantor further agrees that a breach of any of the covenants contained in this Section 6.7 will cause irreparable injury to the Administrative Agent and the Secured Parties, that the Administrative Agent and the Secured Parties have no adequate remedy at law in respect of such breach and, as a consequence, that each and every covenant contained in this Section 6.7 shall be specifically enforceable against such Grantor, and such Grantor hereby waives and agrees not to assert any defenses against an action for specific performance of such covenants except for a defense that no Event of Default has occurred under the Credit Agreement.

 

  

19

  

 

6.8  Deficiency.  Subject to Section 2.1(b) hereof, the Borrower and each other Grantor shall remain liable for any deficiency if the proceeds of any sale or other disposition of the Collateral are insufficient to pay the Obligations and the fees and disbursements of any attorneys employed by the Administrative Agent or any Secured Party to collect such deficiency.

 

SECTION 7.    THE ADMINISTRATIVE AGENT

 

7.1  Administrative Agent’s Appointment as Attorney-in-Fact, etc.  (a)  Each Grantor hereby irrevocably constitutes and appoints the Administrative Agent and any officer or agent thereof, with full power of substitution, as its true and lawful attorney-in-fact with full irrevocable power and authority in the place and stead of such Grantor and in the name of such Grantor or in its own name, for the purpose of carrying out the terms of this Agreement, to take any and all appropriate action and to execute any and all documents and instruments which may be necessary or desirable to accomplish the purposes of this Agreement, and, without limiting the generality of the foregoing, each Grantor hereby gives the Administrative Agent the power and right, on behalf of such Grantor without notice to or assent by such Grantor, to do any or all of the following:

 

(i)           in the name of such Grantor or its own name, or otherwise, take possession of and indorse and collect any checks, drafts, notes, acceptances or other instruments for the payment of moneys due under any Receivable or contract or with respect to any other Collateral and file any claim or take any other action or proceeding in any court of law or equity or otherwise deemed appropriate by the Administrative Agent for the purpose of collecting any and all such moneys due under any Receivable or contract or with respect to any other Collateral whenever payable;

 

(ii)           in the case of any Intellectual Property that is or is required to be Collateral, execute and deliver, and have recorded, any and all agreements, instruments, documents and papers as the Administrative Agent may request to evidence the Administrative Agent’s and the Secured Parties’ security interest in such Intellectual Property, other than Trademarks, Copyrights or Patents located or registered outside the United States;

 

(iii)           pay or discharge taxes and Liens levied or placed on or threatened against the Collateral, effect any repairs or any insurance called for by the terms of this Agreement and pay all or any part of the premiums therefor and the costs thereof;

 

(iv)           execute, in connection with any sale provided for in Section 6.6 or 6.7, any indorsements, assignments or other instruments of conveyance or transfer with respect to the Collateral;

 

  

20

  

 

(v)           (1) direct any party liable for any payment under any of the Collateral to make payment of any and all moneys due or to become due thereunder directly to the Administrative Agent or as the Administrative Agent shall direct; (2) ask or demand for, collect, and receive payment of and receipt for, any and all moneys, claims and other amounts due or to become due at any time in respect of or arising out of any Collateral; (3) sign and indorse any assignments, verifications, notices and other documents in connection with any of the Collateral; (4) commence and prosecute any suits, actions or proceedings at law or in equity in any court of competent jurisdiction to collect the Collateral or any portion thereof and to enforce any other right in respect of any Collateral; (5) defend any suit, action or proceeding brought against such Grantor with respect to any Collateral; (6) settle, compromise or adjust any such suit, action or proceeding and, in connection therewith, give such discharges or releases as the Administrative Agent may deem appropriate; (7) assign any Copyright, Patent or Trademark, throughout the world for such term or terms, on such conditions, and in such manner, as the Administrative Agent shall in its sole discretion determine; and (8) generally, sell, transfer, pledge and make any agreement with respect to or otherwise deal with any of the Collateral as fully and completely as though the Administrative Agent were the absolute owner thereof for all purposes, and do, at the Administrative Agent’s option and such Grantor’s expense, at any time, or from time to time, all acts and things which the Administrative Agent deems necessary to protect, preserve or realize upon the Collateral and the Administrative Agent’s and the Secured Parties’ security interests therein and to effect the intent of this Agreement, all as fully and effectively as Parent or such Grantor might do; and

 

(vi)           license or sublicense whether on an exclusive or non-exclusive basis, any Intellectual Property for such term and on such conditions and in such manner as the Administrative Agent shall in its sole judgment determine and, in connection therewith, such Grantor hereby grants to the Administrative Agent for the benefit of the Secured Parties a royalty-free, world-wide irrevocable license of its Intellectual Property.

 

Anything in this Section 7.1(a) to the contrary notwithstanding, the Administrative Agent agrees that it will not exercise any rights under the power of attorney provided for in this Section 7.1(a) unless an Event of Default shall have occurred and be continuing.

 

(b)  If any Grantor fails to perform or comply with any of its agreements contained herein, the Administrative Agent, at its option, but without any obligation so to do, may perform or comply, or otherwise cause performance or compliance, with such agreement.

 

(c)  The expenses of the Administrative Agent incurred in connection with actions undertaken as provided in this Section 7.1, together with interest thereon at a rate per annum equal to the rate per annum at which interest would then be payable on past due Base Rate Loans under the Credit Agreement, from the date of payment by the Administrative Agent to the date reimbursed by the relevant Grantor shall be payable by such Grantor to the Administrative Agent on demand.

 

(d)  Each Grantor hereby ratifies all that said attorneys shall lawfully do or cause to be done by virtue hereof.  All powers, authorizations and agencies contained in this Agreement are coupled with an interest and are irrevocable until this Agreement is terminated and the security interests created hereby are released.

 

7.2  Duty of Administrative Agent.  The Administrative Agent’s sole duty with respect to the custody, safekeeping and physical preservation of the Collateral in its possession, under Section 9-207 of the New York UCC or otherwise, shall be to deal with it in the same manner as the Administrative Agent deals with similar property for its own account.  Neither the Administrative Agent, any Secured Party nor any of their respective officers, directors, employees or agents shall be liable for failure to demand, collect or realize upon any of the Collateral or for any delay in doing so or shall be under any obligation to sell or otherwise dispose of any Collateral upon the request of any Grantor or any other Person or to take any other action whatsoever with regard to the Collateral or any part thereof.  The powers conferred on the Administrative Agent and the Secured Parties hereunder are solely to protect the Administrative Agent’s and the Secured Parties’ interests in the Collateral and shall not impose any duty upon the Administrative Agent or any Secured Party to exercise any such powers.  The Administrative Agent and the Secured Parties shall be accountable only for amounts that they actually receive as a result of the exercise of such powers, and neither they nor any of their officers, directors, employees or agents shall be responsible to any Grantor for any act or failure to act hereunder, except for their own gross negligence or willful misconduct.

 

  

21

  

 

7.3  Execution of Financing Statements.  Pursuant to any applicable law, each Grantor authorizes the Administrative Agent to file or record financing statements and other filing or recording documents or instruments with respect to the Collateral (but with respect to any Copyright, Patent or Trademark, only those located or registered in the United States and excluding any Patents owned by Sharper Image Holdings LLC as of the Closing Date) without the signature of such Grantor in such form and in such offices as the Administrative Agent determines appropriate to perfect the security interests of the Administrative Agent under this Agreement.  Each Grantor authorizes the Administrative Agent to use the collateral description “all personal property” or “all assets” in any such financing statements.  Each Grantor hereby ratifies and authorizes the filing by the Administrative Agent of any financing statement with respect to the Collateral made prior to the date hereof.

 

7.4  Authority of Administrative Agent.  Each Grantor acknowledges that the rights and responsibilities of the Administrative Agent under this Agreement with respect to any action taken by the Administrative Agent or the exercise or non-exercise by the Administrative Agent of any option, voting right, request, judgment or other right or remedy provided for herein or resulting or arising out of this Agreement shall, as between the Administrative Agent and the Secured Parties, be governed by the Credit Agreement and by such other agreements with respect thereto as may exist from time to time among them, but, as between the Administrative Agent and the Grantors, the Administrative Agent shall be conclusively presumed to be acting as agent for the Secured Parties with full and valid authority so to act or refrain from acting, and no Grantor shall be under any obligation, or entitlement, to make any inquiry respecting such authority.

 

SECTION 8.    MISCELLANEOUS

 

8.1  Amendments in Writing.  None of the terms or provisions of this Agreement may be waived, amended, supplemented or otherwise modified except in accordance with Section 10.1 of the Credit Agreement.

 

8.2  Notices.  All notices, requests and demands to or upon the Administrative Agent or any Grantor hereunder shall be effected in the manner provided for in Section 10.2 of the Credit Agreement; provided that any such notice, request or demand to or upon any Grantor shall be addressed to such Grantor at its notice address set forth on Schedule 1.

 

8.3  No Waiver by Course of Conduct; Cumulative Remedies.  Neither the Administrative Agent nor any Secured Party shall by any act (except by a written instrument pursuant to Section 8.1), delay, indulgence, omission or otherwise be deemed to have waived any right or remedy hereunder or to have acquiesced in any Default or Event of Default.  No failure to exercise, nor any delay in exercising, on the part of the Administrative Agent or any Secured Party, any right, power or privilege hereunder shall operate as a waiver thereof.  No single or partial exercise of any right, power or privilege hereunder shall preclude any other or further exercise thereof or the exercise of any other right, power or privilege.  A waiver by the Administrative Agent or any Secured Party of any right or remedy hereunder on any one occasion shall not be construed as a bar to any right or remedy which the Administrative Agent or such Secured Party would otherwise have on any future occasion.  The rights and remedies herein provided are cumulative, may be exercised singly or concurrently and are not exclusive of any other rights or remedies provided by law.

 

  

22

  

 

8.4  Enforcement Expenses; Indemnification.  (a)  Each Guarantor agrees to pay, or reimburse each Secured Party and the Administrative Agent for, all its costs and expenses incurred in collecting against such Guarantor under the guarantee contained in Section 2 or otherwise enforcing or preserving any rights under this Agreement and the other Loan Documents to which such Guarantor is a party, including, without limitation, the reasonable fees and disbursements and other charges of one counsel to the Administrative Agent and the other Secured Parties and, if reasonably necessary, one local counsel in any relevant jurisdiction.

 

(b)  Each Grantor agrees to pay, and to save the Administrative Agent and the Secured Parties harmless from, any and all liabilities with respect to, or resulting from any delay in paying, any and all stamp, excise, sales or other taxes which may be payable or determined to be payable with respect to any of the Collateral or in connection with any of the transactions contemplated by this Agreement.

 

(c)  Each Grantor agrees to pay, and to save the Administrative Agent and the Secured Parties harmless from, any and all liabilities, obligations, losses, damages, penalties, actions, judgments, suits, costs, expenses or disbursements of any kind or nature whatsoever with respect to the execution, delivery, enforcement, performance and administration of this Agreement to the extent the Borrower would be required to do so pursuant to Section 10.5 of the Credit Agreement.

 

(d)  The agreements in this Section shall survive repayment of the Obligations and all other amounts payable under the Credit Agreement and the other Loan Documents.

 

8.5  Successors and Assigns.  This Agreement shall be binding upon the successors and assigns of each Grantor and shall inure to the benefit of the Administrative Agent and the Secured Parties and their successors and assigns permitted pursuant to Section 10.6 of the Credit Agreement; provided that no Grantor may assign, transfer or delegate any of its rights or obligations under this Agreement without the prior written consent of the Administrative Agent.

 

8.6  Set-Off.  Each Grantor hereby irrevocably authorizes the Administrative Agent and each Secured Party at any time and from time to time following an Event of Default, without notice to such Grantor or any other Grantor, any such notice being expressly waived by each Grantor, to set-off and appropriate and apply any and all deposits (general or special, time or demand, provisional or final), in any currency, and any other credits, indebtedness or claims, in any currency, in each case whether direct or indirect, absolute or contingent, matured or unmatured, at any time held or owing by the Administrative Agent or such Secured Party to or for the credit or the account of such Grantor or any part thereof in such amounts as the Administrative Agent or such Secured Party may elect, against and on account of the obligations and liabilities of such Grantor to the Administrative Agent or such Secured Party hereunder and claims of every nature and description of the Administrative Agent or such Secured Party against such Grantor in any currency, whether arising hereunder, under the Credit Agreement or, any other Loan Document, as the Administrative Agent or such Secured Party may elect, whether or not the Administrative Agent or any Secured Party has made any demand for payment and although such obligations, liabilities and claims may be contingent or unmatured.  The Administrative Agent and each Secured Party shall notify such Grantor promptly of any such set-off and the application made by the Administrative Agent or such Secured Party of the proceeds thereof, provided that the failure to give such notice shall not affect the validity of such set-off and application.  The rights of the Administrative Agent and each Secured Party under this Section are in addition to other rights and remedies (including, without limitation, other rights of set-off) which the Administrative Agent or such Secured Party may have.

 

  

23

  

 

8.7  Counterparts.  This Agreement may be executed by one or more of the parties to this Agreement on any number of separate counterparts (including by telecopy), and all of said counterparts taken together shall be deemed to constitute one and the same instrument.

 

8.8  Severability.  Any provision of this Agreement which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.

 

8.9  Section Headings.  The Section headings used in this Agreement are for convenience of reference only and are not to affect the construction hereof or be taken into consideration in the interpretation hereof.

 

8.10      Integration.  This Agreement and the other Loan Documents represent the agreement of the Grantors, the Administrative Agent and the Secured Parties with respect to the subject matter hereof and thereof, and there are no promises, undertakings, representations or warranties by the Administrative Agent or any Secured Party relative to subject matter hereof and thereof not expressly set forth or referred to herein or in the other Loan Documents.

 

8.11           GOVERNING LAW.  THIS AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

 

8.12           Submission To Jurisdiction; Waivers.  Each Grantor, and by acceptance of the benefits hereof, the Administrative Agent and each Secured Party, hereby irrevocably and unconditionally:

 

(a)  submits for itself and its property in any legal action or proceeding relating to this Agreement and the other Loan Documents to which it is a party, or for recognition and enforcement of any judgment in respect thereof, to the non-exclusive general jurisdiction of the Courts of the State of New York, the courts of the United States of America for the Southern District of New York, and appellate courts from any thereof;

 

(b)  consents that any such action or proceeding may be brought in such courts and waives any objection that it may now or hereafter have to the venue of any such action or proceeding in any such court or that such action or proceeding was brought in an inconvenient court and agrees not to plead or claim the same;

 

(c)  agrees that service of process in any such action or proceeding may be effected by mailing a copy thereof by registered or certified mail (or any substantially similar form of mail), postage prepaid, to such Grantor at its address referred to in Section 8.2 or at such other address of which the Administrative Agent shall have been notified pursuant thereto;

 

(d)  agrees that nothing herein shall affect the right to effect service of process in any other manner permitted by law or shall limit the right to sue in any other jurisdiction; and

 

(e)  waives, to the maximum extent not prohibited by law, any right it may have to claim or recover in any legal action or proceeding referred to in this Section any special, exemplary, punitive or consequential damages.

 

  

24

  

 

8.13           Acknowledgements.  Each Grantor hereby acknowledges that:

 

(a)  it has been advised by counsel in the negotiation, execution and delivery of this Agreement and the other Loan Documents to which it is a party;

 

(b)  neither the Administrative Agent nor any Secured Party has any fiduciary relationship with or duty to any Grantor arising out of or in connection with this Agreement or any of the other Loan Documents, and the relationship between the Grantors, on the one hand, and the Administrative Agent and Secured Parties, on the other hand, in connection herewith or therewith is solely that of debtor and creditor; and

 

(c)  no joint venture is created hereby or by the other Loan Documents or otherwise exists by virtue of the transactions contemplated hereby among the Secured Parties or among the Grantors and the Secured Parties.

 

8.14           Additional Grantors.  Each Subsidiary of the Borrower that is required to become a party to this Agreement pursuant to Section 6.10 of the Credit Agreement shall become a Grantor for all purposes of this Agreement upon execution and delivery by such Subsidiary of an Assumption Agreement in the form of Annex 1 hereto.

 

8.15           Releases.  (a)  At such time as the Loans and the other Obligations shall have been paid in full, the Collateral shall be released from the Liens created hereby, and this Agreement and all obligations (other than those expressly stated to survive such termination) of the Administrative Agent and each Grantor hereunder shall terminate, all without delivery of any instrument or performance of any act by any party, and all rights to the Collateral shall revert to the Grantors.  At the request and sole expense of any Grantor following any such termination, the Administrative Agent shall deliver to such Grantor any Collateral held by the Administrative Agent hereunder, and execute and deliver to such Grantor such documents as such Grantor shall reasonably request to evidence such termination.

 

(b)  If any of the Collateral shall be sold, transferred or otherwise disposed of by any Grantor in a transaction permitted by the Credit Agreement, then the Administrative Agent, at the request and sole expense of such Grantor, shall execute and deliver to such Grantor all releases or other documents reasonably necessary or desirable for the release of the Liens created hereby on such Collateral.  At the request and sole expense of the Borrower, a Guarantor shall be released from its obligations hereunder in the event that all the Capital Stock of such Guarantor shall be sold, transferred or otherwise disposed of in a transaction permitted by the Credit Agreement; provided that the Borrower shall have delivered to the Administrative Agent, at least ten Business Days prior to the date of the proposed release, a written request for release identifying the relevant Guarantor and the terms of the sale or other disposition in reasonable detail, including the price thereof and any expenses in connection therewith, together with a certification by the Borrower stating that such transaction is in compliance with the Credit Agreement and the other Loan Documents.

 

8.16           WAIVER OF JURY TRIAL.  EACH GRANTOR AND, BY ACCEPTANCE OF THE BENEFITS HEREOF, THE ADMINISTRATIVE AGENT AND EACH SECURED PARTY, HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVES TRIAL BY JURY IN ANY LEGAL ACTION OR PROCEEDING RELATING TO THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT AND FOR ANY COUNTERCLAIM THEREIN.

 

  

25

  

IN WITNESS WHEREOF, each of the undersigned has caused this Guarantee and Collateral Agreement to be duly executed and delivered as of the date first above written.

 

	  	ICONIX BRAND GROUP, INC.
	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew R. Tarshis

	  	  	
Executive Vice President and General Counsel

	  	  	  
	  	MOSSIMO HOLDINGS LLC
	  	  	  
	  	By:  	MOSSIMO, INC.  
	 	 	 
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Senior Vice President

	  	  	  
	  	MOSSIMO, INC.
	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Senior Vice President

	  	  	  
	  	OP HOLDINGS LLC
	  	  	  
	  	
By:

	
OP HOLDINGS AND MANAGEMENT CORPORATION

	  	  	  
	  	
By:

	
  /s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  
	  	OP HOLDINGS AND MANAGEMENT CORPORATION
	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

 

[Signature Page to the Guarantee and Collateral Agreement]

  

  

  

 

	  	OFFICIAL-PILLOWTEX LLC
	  	  	  
	  	
By:

	
PILLOWTEX HOLDINGS AND MANAGEMENT LLC

	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  
	  	PILLOWTEX HOLDINGS AND MANAGEMENT LLC
	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  
	  	SHARPER IMAGE HOLDINGS LLC
	  	  	  
	  	
By:

	
SHARPER IMAGE HOLDINGS AND MANAGEMENT CORP.

	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  
	  	SHARPER IMAGE HOLDINGS AND MANAGEMENT CORP.
	  	  	  
	  	
By:

	
/s/ Andrew R. Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  
	  	STUDIO IP HOLDINGS LLC
	  	  	  
	  	
By:

	
STUDIO HOLDINGS AND MANAGEMENT CORPORATION

	  	  	  
	  	  	  
	  	
By:

	
/s/ Andrew Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  

 

[Signature Page to the Guarantee and Collateral Agreement]

 

  

  

  

	  	STUDIO HOLDINGS AND MANAGEMENT CORPORATION
	  	  	  
	  	
By:

	
/s/ Andrew Tarshis

	  	  	
Andrew Tarshis

	  	  	
Vice President

	  	  	  
	  	ICON ENTERTAINMENT LLC
	  	  	  
	  	
By:

	
Iconix Brand Group, Inc.

	  	  	  
	  	
By:

	
/s/ Andrew Tarshis

	  	  	

Andrew Tarshis

	  	  	
Executive Vice President and General Counsel

[Signature Page to the Guarantee and Collateral Agreement]

 

  

  

  

Annex I

to

Guarantee and Collateral Agreement

 

ASSUMPTION AGREEMENT, dated as of ________________, 20__, made by ______________________________, a ______________ corporation (the “Additional Grantor”), in favor of BARCLAYS BANK PLC, as administrative agent (in such capacity, the “Administrative Agent”) for the banks and other financial institutions (the “Lenders”) parties to the Credit Agreement referred to below.  All capitalized terms not defined herein shall have the meaning ascribed to them in such Credit Agreement.

 

WITNESSETH:

 

WHEREAS, Iconix Brand Group Inc. (the “Borrower”), the Lenders and the Administrative Agent have entered into a Revolving Credit Agreement, dated as of November 22, 2011 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”);

 

WHEREAS, in connection with the Credit Agreement, the Borrower and certain of its Affiliates (other than the Additional Grantor) have entered into the Guarantee and Collateral Agreement, dated as of November 22, 2011  (as amended, supplemented or otherwise modified from time to time, the “Guarantee and Collateral Agreement”) in favor of the Administrative Agent for the benefit of the Lenders;

 

WHEREAS, the Credit Agreement requires the Additional Grantor to become a party to the Guarantee and Collateral Agreement; and

 

WHEREAS, the Additional Grantor has agreed to execute and deliver this Assumption Agreement in order to become a party to the Guarantee and Collateral Agreement;

 

NOW, THEREFORE, IT IS AGREED:

 

1.           Guarantee and Collateral Agreement.  By executing and delivering this Assumption Agreement, the Additional Grantor, as provided in Section 8.14 of the Guarantee and Collateral Agreement, hereby becomes a party to the Guarantee and Collateral Agreement as a Grantor thereunder with the same force and effect as if originally named therein as a Grantor and, without limiting the generality of the foregoing, hereby expressly assumes all obligations and liabilities of a Grantor thereunder.  The information set forth in Annex 1-A hereto is hereby added to the information set forth in Schedules _______* to the Guarantee and Collateral Agreement.  The Additional Grantor hereby represents and warrants that each of the representations and warranties contained in Section 4 of the Guarantee and Collateral Agreement is true and correct on and as the date hereof (after giving effect to this Assumption Agreement) as if made on and as of such date.

 

2.           GOVERNING LAW.  THIS ASSUMPTION AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

 

IN WITNESS WHEREOF, the undersigned has caused this Assumption Agreement to be duly executed and delivered as of the date first above written.

 

	
*

	
Refer to each Schedule which needs to be supplemented.

 

  

  

  

 

Annex I-2

 

	  	
[ADDITIONAL GRANTOR]

	  	  	  
	  	
By:

	  
	  	  	
Name:

	  	  	
Title:

 

  

  

  

Annex II

to

Guarantee and Collateral Agreement

 

ACKNOWLEDGEMENT AND CONSENT

 

The undersigned hereby acknowledges receipt of a copy of the Guarantee and Collateral Agreement dated as of November 22, 2011 (the “Agreement”), made by the Grantors parties thereto for the benefit of BARCLAYS BANK PLC, as Administrative Agent.  The undersigned agrees for the benefit of the Administrative Agent and the Lenders as follows:

 

1.           The undersigned will be bound by the terms of the Agreement and will comply with such terms insofar as such terms are applicable to the undersigned.

 

2.           The undersigned will notify the Administrative Agent promptly in writing of the occurrence of any of the events described in Section 5.8(a) of the Agreement.

 

3.           The terms of Sections 5.8, 6.3(a) and 6.7 of the Agreement shall apply to it, mutatis mutandis, with respect to all actions that may be required of it, or prohibited, pursuant to Section 5.8, 6.3(a) or 6.7 of the Agreement.

 

	  	
[NAME OF ISSUER]

	  	  
	  	
By:

	  
	  	  	
Name:

	  	  	
Title:

	  	  
	  	
Address for Notices:

	  	  
	  	  
	  	  
	  	  
	  	
Fax:

	  

 

  

  

  

 

SCHEDULE 1

Notice Addresses of Guarantors

 

	
Mossimo, Inc.

	  	
Mossimo Holdings LLC

	
103 Foulk Road, Suite 287

Wilmington, DE 19803

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

	  	
103 Foulk Road, Suite 287

Wilmington, DE 19803

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

 

	
OP Holdings and Management Corporation

	  	
OP Holdings LLC

	
103 Foulk Road, Suite 103

Wilmington, DE 19803

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

	  	
103 Foulk Road, Suite 153

Wilmington, DE 19803

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

 

	
Pillowtex Holdings and Management LLC

	  	
Official-Pillowtex LLC

	
1450 Broadway, 3rd Floor

New York, NY 10018

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

 

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

	
Sharper Image Holdings and Management Corp.

	  	
Sharper Image Holdings LLC

	
1450 Broadway, 3rd Floor

New York, NY 10018

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

 

  

  

  

 

	
Studio Holdings and Management Corporation

	 	
Studio IP Holdings LLC

	
103 Foulk Road, Suite 202

Wilmington, DE 19803

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

	 	
103 Foulk Road, Suite 153

Wilmington, DE 19803

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

 

	
Icon Entertainment LLC

	 	  
	
1450 Broadway, 3rd Floor

New York, NY 10018

 

Copy to:

Iconix Brand Group, Inc.

1450 Broadway, 3rd Floor

New York, NY 10018

	 	  

 

  

  

  

SCHEDULE 2

Description of Pledged Securities

 

Pledged Capital Stock:

 

	
Issuer

	  	
Class of Capital

Stock

	  	
Certificate No.

	  	
Ownership

Interest

	
Mossimo, Inc.

	  	
Common

	  	
1

	  	
100 shares

	 	 	 	 	 	 	 
	
Mossimo Holdings LLC

	  	
Limited Liability Company Interests

	  	
1

	  	
100%

	 	 	 	 	 	 	 
	
OP Holdings and Management Corporation

	  	
Common

	  	
1

	  	
100 shares

	 	 	 	 	 	 	 
	
OP Holdings LLC

	  	
Limited Liability Company Interests

	  	
3

	  	
100%

	 	 	 	 	 	 	 
	
Pillowtex Holdings and Management LLC

	  	
Limited Liability Company Interests

	  	
1

	  	
100%

	 	 	 	 	 	 	 
	
Official-Pillowtex LLC

	  	
Limited Liability Company Interests

	  	
2

	  	
100%

	 	 	 	 	 	 	 
	
Sharper Image Holdings and Management Corp.

	  	
Common

	  	
1

	  	
100 shares

	 	 	 	 	 	 	 
	
Sharper Image Holdings LLC

	  	
Limited Liability Company Interests

	  	
1

	  	
100%

	 	 	 	 	 	 	 
	
Studio Holdings and Management Corporation

	  	
Common

	  	
1

2

3

5

	  	
100 shares

285 shares

100 shares

36 shares

	 	 	 	 	 	 	 
	
Studio IP Holdings LLC

	  	
Limited Liability Company Interests

	  	
10

	  	
100%

	 	 	 	 	 	 	 
	
Icon Entertainment LLC

	  	
Limited Liability Company Interests

	  	
1

	  	
100%

	 	 	 	 	 	 	 
	
Peanuts Holdings LLC

	  	
Limited Liability Company Interests

	  	
1

	  	
800 units

 

Pledged Notes:    None

 

  

  

  

SCHEDULE 3

 

Filings and Other Actions Required to Perfect Security Interest

Uniform Commercial Code Filings

 

UCC-1 Financing Statements naming each of the Grantors as Debtor and Barclays Bank PLC as

Secured Party to be filed with the Office of the Secretary of State

of the State of Delaware

 

Patent and Trademark Filings

 

	
Grantor

	  	
Filing Office

	
Iconix Brand Group, Inc.

	  	
United States Patent and Trademark Office

	
Mossimo Holdings LLC

	  	
United States Patent and Trademark Office

	
OP Holdings LLC

	  	
United States Patent and Trademark Office

	
Official-Pillowtex LLC

	  	
United States Patent and Trademark Office

	
Sharper Image Holdings LLC

	  	
United States Patent and Trademark Office

	
Studio IP Holdings LLC

	  	
United States Patent and Trademark Office

 

Copyright Filings

 

	
Grantor

	  	
Filing Office

	
OP Holdings LLC

	  	
United States Copyright Office

	
Official-Pillowtex LLC

	  	
United States Copyright Office

	
Studio IP Holdings LLC

	  	
United States Copyright Office

 

Actions with respect to Pledged Stock

 

Delivery of certificates representing the Pledged Stock to the Administrative Agent

in the State of New York

 

Other Actions

 

None

 

  

  

  

SCHEDULE 4

Jurisdiction of Organization, Identification Number and

Location of Chief Executive Office

 

	
Grantor

	  	
Jurisdiction of

Organization

	  	
Identification

Number

	  	
Location of 

Chief Executive Office

	
Iconix Brand Group, Inc.

	  	
Delaware

	  	
11-2481903

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

	  	  	  	  	  	  	  
	
Mossimo, Inc.

	  	
Delaware

	  	
20-5769169

	  	
103 Foulk Road, Suite 287

Wilmington, DE 19803

	  	  	  	  	  	  	  
	
Mossimo Holdings LLC

	  	
Delaware

	  	
20-5769295

	  	
103 Foulk Road, Suite 287

Wilmington, DE 19803

	  	  	  	  	  	  	  
	
OP Holdings and Management Corporation

	  	
Delaware

	  	
20-5823821

	  	
103 Foulk Road, Suite 103

Wilmington, DE 19803

	  	  	  	  	  	  	  
	
OP Holdings LLC

	  	
Delaware

	  	
20-5824617

	  	
103 Foulk Road, Suite 153

Wilmington, DE 19803

	  	  	  	  	  	  	  
	
Pillowtex Holdings and Management LLC

	  	
Delaware

	  	
26-1158758

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

	  	  	  	  	  	  	  
	
Official-Pillowtex LLC

	  	
Delaware

	  	
20-0277584

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

	  	  	  	  	  	  	  
	
Sharper Image Holdings and Management Corp.

	  	
Delaware

	  	
45-3679791

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

	  	  	  	  	  	  	  
	
Sharper Image Holdings LLC

	  	
Delaware

	  	
90-0771118

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

	  	  	  	  	  	  	  
	
Studio Holdings and Management Corporation

	  	
Delaware

	  	
20-8584631

	  	
103 Foulk Road, Suite 202

Wilmington, DE 19803

	  	  	  	  	  	  	  
	
Studio IP Holdings LLC

	  	
Delaware

	  	
20-8587309

	  	
103 Foulk Road, Suite 153

Wilmington, DE 19803

	  	  	  	  	  	  	  
	
Icon Entertainment LLC

	  	
Delaware

	  	
N/A

	  	
1450 Broadway, 3rd Floor

New York, NY 10018

 

  

  

  

SCHEDULE 5

 

Intellectual Property

 

	
I.  

	
Annex A – Copyrights

 

	
II.  

	
Annex B – Patents

 

	
III.  

	
Annex C – Trademarks

 

  

  

  

 

ANNEX A

Copyrights

(see attached)

  

  

  

 

Copyrights

STUDIO IP HOLDINGS LLC

TX-4-660-382

TITLE: OPULENT TEXTILES : THE SCHUMACHER COLLECTION / RICHARD E.  SLAVIN 3RD.

EDITION STATEMENT: 1ST ED.

IMPRINT INFORMATION: NEW YORK : CROWN PUBLISHERS, C1992.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: 220 P.

CLAIMANT: F.   SCHUMACHER  AND COMPANY

DATE OF CREATION: 1992           DATE OF PUBLICATION: 15OCT92

EFFECTIVE DATE OF REGISTRATION: 9OCT97AUTHOR ON APPLICATION: ENTIRE TEXT & PHOTOS BY LYNTON  GARDINER & STEPHEN  OGILVY: F.      SCHUMACHER AND COMPANY, EMPLOYER FOR HIRE.

INFORMATION ON PREVIOUS RELATED WORKS: SOME PHOTOS ARE PREEXISTING.

LIMITATION ON CLAIM; NEW MATTER: TEXT & PHOTOS BY GARDINER & OGILVY.

TX-5-567-885

TITLE: WAVERLY INSPIRATIONS : YOUR GUIDE TO PERSONAL STYLE.

EDITION STATEMENT: 1ST ED.

IMPRINT INFORMATION: DES MOINES : MEREDITH BOOKS, C1999.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: 240 P.

CLAIMANT: F. SCHUMACHER & COMPANY.  WAVERLY LIFESTYLE GROUP

DATE OF CREATION: 1999           DATE OF PUBLICATION: 15SEP99

EFFECTIVE DATE OF REGISTRATION: 22JUL02AUTHOR ON APPLICATION: COMPILATION, TEXT & SOME PHOTOGRAPHY: MEREDITH CORPORATION, EMPLOYER FOR HIRE. TX-5-577-874                         TITLE: WAVERLY AT HOME PILLOWS.

EDITION STATEMENT: 1ST ED.

IMPRINT INFORMATION: DES MOINES : MEREDITH BOOKS, C2002.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: 112 P.

CLAIMANT: F.   SCHUMACHER  & COMPANY

DATE OF CREATION: 2001           DATE OF PUBLICATION: 15SEP01

EFFECTIVE DATE OF REGISTRATION: 19JUL02

AUTHOR ON APPLICATION: MEREDITH CORPORATION, EMPLOYER FOR HIRE.

INFORMATION ON PREVIOUS RELATED WORKS: SOME PORTIONS PREV. PUB.

LIMITATION ON CLAIM; NEW MATTER: COMPILATION; TEXT & SOME PHOTOGRAPHY.

TX-5-617-624

TITLE: AT HOME WITH COLOR : WAVERLY.

IMPRINT INFORMATION: DES MOINES : MEREDITH BOOKS, C2001.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: 168 P.

CLAIMANT: F.   SCHUMACHER  & COMPANY.  WAVERLY LIFESTYLE GROUP

DATE OF CREATION: 2001           DATE OF PUBLICATION: 15OCT01

EFFECTIVE DATE OF REGISTRATION: 19JUL02TITLE ON APPLICATION: WAVERLY AT HOME WITH COLOR.AUTHOR ON APPLICATION: COMPILATION, TEXT & SOME PHOTOGRAPHY: MEREDITH CORPORATION, EMPLOYER      FOR HIRE.LIMITATION ON CLAIM; NEW MATTER: COMPILATION, TEXT & SOME PHOTOGRAPHY.

TX-5-654-926

TITLE: WAVERLY AT HOME WINDOWS.

IMPRINT INFORMATION: DES MOINES : MEREDITH BOOKS, C2001.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: 128 P.

CLAIMANT: F.   SCHUMACHER  & COMPANY WAVERLY LIFESTYLE GROUP

DATE OF CREATION: 2001           DATE OF PUBLICATION: 15SEP01

EFFECTIVE DATE OF REGISTRATION: 19JUL02AUTHOR ON APPLICATION: MEREDITH CORPORATION.LIMITATION ON CLAIM; NEW MATTER: COMPILATION, ADDITIONS.

 

  

  

  

TX-6-081-249

TITLE: WAVERLY DECORATING PROJECTS YOU CAN MAKE.

IMPRINT INFORMATION: DES MOINES : MEREDITH BOOKS, C2003.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: 224 P.

CLAIMANT: F.   SCHUMACHER  & COMPANY, WAVERLY LIFESTYLE GROUP

DATE OF CREATION: 2002           DATE OF PUBLICATION: 1JAN03

EFFECTIVE DATE OF REGISTRATION: 8DEC04AUTHOR ON APPLICATION: MEREDITH CORPORATION, EMPLOYER FOR HIRE.INFORMATION ON PREVIOUS RELATED WORKS: SOME MATERIAL PREV. PUB.

LIMITATION ON CLAIM; NEW MATTER: COMPILATION, SOME TEXT & PHOTOS.

VA-45-487

TITLE: CHEF'S SPECIAL : [NO.] 386203 / AN ORIGINAL WAVERLY FABRIC.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: PRINT ON FABRIC.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1979           DATE OF PUBLICATION: 8MAR79

EFFECTIVE DATE OF REGISTRATION: 21JAN80

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-157-175

TITLE: DUBOURG SQUARE : 65M1150 SERIES.

NOTES DESCRIBING THE DEPOSIT COPY: CATALOGED FROM APPL. ONLY.

CLAIMANT: WAVERLY FABRICS, SCHUMACHER, OR F. SCHUMACHER A.A.D.O. F. SCHUMACHER  & COMPANY

DATE OF CREATION: 1981           DATE OF PUBLICATION: 1OCT81

EFFECTIVE DATE OF REGISTRATION: 6APR84

AUTHOR ON APPLICATION: DECORATIVE FABRIC DESIGN: F. SCHUMACHER & COMPANY, EMPLOYER FOR HIRE.

VA-157-176

TITLE: DUBOURG STRIPE : 65M1160 SERIES.

NOTES DESCRIBING THE DEPOSIT COPY: CATALOGED FROM APPL. ONLY.

CLAIMANT: WAVERLY FABRICS, SCHUMACHER, OR F. SCHUMACHER A.A.D.O. F. SCHUMACHER  & COMPANY

DATE OF CREATION: 1981           DATE OF PUBLICATION: 1OCT81

EFFECTIVE DATE OF REGISTRATION: 6APR84

AUTHOR ON APPLICATION: DECORATIVE FABRIC DESIGN: F. SCHUMACHER & COMPANY, EMPLOYER FOR HIRE.

VA-157-177

TITLE: JOUR DE FETE : 65M1170 SERIES.

NOTES DESCRIBING THE DEPOSIT COPY: CATALOGED FROM APPL. ONLY.

CLAIMANT: WAVERLY FABRICS, SCHUMACHER, OR F. SCHUMACHER A.A.D.O. F. SCHUMACHER  & COMPANY

DATE OF CREATION: 1981           DATE OF PUBLICATION: 1OCT81

EFFECTIVE DATE OF REGISTRATION: 6APR84

AUTHOR ON APPLICATION: DECORATIVE FABRIC DESIGN: F. SCHUMACHER & COMPANY, EMPLOYER FOR HIRE.

VA-263-836

TITLE: METROPOLE.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: ALL THAT JAZZ

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

NAME IN COPYRIGHT NOTICE: NOTICE: WAVERLY, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUL86

EFFECTIVE DATE OF REGISTRATION: 21MAY87

TITLE ON APPLICATION: ALL THAT JAZZ COLLECTION.

 

  

  

  

VA-263-837

TITLE: CARRIAGE TRADE.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE MACKINAC ISLAND COLLECTION

NOTES DESCRIBING THE DEPOSIT COPY: ADDITIONAL TITLE FROM COPY: A VIEW FROM THE VERANDA.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

NAME IN COPYRIGHT NOTICE: NOTICE: WAVERLY, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUL86

EFFECTIVE DATE OF REGISTRATION: 21MAY87

TITLE ON APPLICATION: CARRAIGE <[SIC]> TRADE; VIEW FROM THE VERANDA COLLECTION.

VA-263-943

TITLE: MACKINAW.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE MACKINAC ISLAND COLLECTION

NOTES DESCRIBING THE DEPOSIT COPY: ADDITIONAL TITLE FROM COPY: A VIEW FROM THE VERANDA.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUL86

EFFECTIVE DATE OF REGISTRATION: 21MAY87

VA-263-944

TITLE: HOMETOWN.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: "HOMECOMING AT THE RED LION INN" COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUL86

EFFECTIVE DATE OF REGISTRATION: 21MAY87

VA-263-945

TITLE: COUNTRY ROAD.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: HOMECOMING COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUL86

EFFECTIVE DATE OF REGISTRATION: 21MAY87

TITLE ON APPLICATION: HOMECOMING AT THE RED LION INN.

VA-263-946

TITLE: HARBORVIEW.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE MACKINAC ISLAND COLLECTION

NOTES DESCRIBING THE DEPOSIT COPY: ADDITIONAL TITLE FROM COPY: A VIEW FROM THE VERANDA.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUL86

EFFECTIVE DATE OF REGISTRATION: 21MAY87

TITLE ON APPLICATION: HARBOR VIEW; VIEW FROM THE VERANDA COLLECTION.

VA-265-795

TITLE: MILO.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1984           DATE OF PUBLICATION: 15FEB85

EFFECTIVE DATE OF REGISTRATION: 13MAY87

  

  

  

VA-269-177

TITLE: EYE DAZZLER.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

NOTES DESCRIBING THE DEPOSIT COPY: FROM FOUR CORNERS, THE HEARD MUSEUM COLLECTION.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 21MAY87

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-270-363

TITLE: DESERT SKY.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

NOTES DESCRIBING THE DEPOSIT COPY: FROM FOUR CORNERS, THE HEARD MUSEUM COLLECTION.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 21MAY87

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-270-364

TITLE: YANKEE DOODLE.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: "COLLECTIBLES" COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 21MAY87

TITLE ON APPLICATION: COLLECTIBLES.

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-270-365

TITLE: SOMERSET.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: COUNTRY ELEGANCE COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 21MAY87

TITLE ON APPLICATION: COUNTRY ELEGANCE.

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-270-366

TITLE: SHAW HALL.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: COUNTRY ELEGANCE COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 22MAY87

TITLE ON APPLICATION: COUNTRY ELEGANCE.

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-270-367

TITLE: SEWING CIRCLE.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: "COLLECTIBLES" COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 22MAY87

TITLE ON APPLICATION: COLLECTIBLES.

MISCELLANEOUS INFORMATION: C.O. CORRES.

  

  

  

VA-270-368

TITLE: BLUEWATER.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

NOTES DESCRIBING THE DEPOSIT COPY: FROM FOUR CORNERS, THE HEARD MUSEUM COLLECTION.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1FEB87

EFFECTIVE DATE OF REGISTRATION: 22MAY87

TITLE ON APPLICATION: BLUE WATER.

MISCELLANEOUS INFORMATION: C.O. CORRES.

VA-281-540

TITLE: SUMMER PORCH.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE GARDEN ROOM COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1987           DATE OF PUBLICATION: 18SEP87

EFFECTIVE DATE OF REGISTRATION: 27OCT87

VA-281-542

TITLE: LILY : AN AUTHENTIC WAVERLY SCREEN PRINT.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE GARDEN ROOM ; STYLE NO. 655190

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1987           DATE OF PUBLICATION: 17SEP87

EFFECTIVE DATE OF REGISTRATION: 27OCT87

VA-281-543

TITLE: VILLAGE QUILT CLASSICS.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE HENRY FORD MUSEUM AND GREENFIELD VILLAGE COLLECTION ; STYLE NO. 655301

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1987           DATE OF PUBLICATION: 17SEP87

EFFECTIVE DATE OF REGISTRATION: 27OCT87

TITLE ON APPLICATION: VILLAGE QUILT.

VA-281-544

TITLE: GREENFIELD : AN AUTHENTIC WAVERLY SCREEN PRINT.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: THE HENRY FORD MUSEUM AND GREENFIELD VILLAGE COLLECTION ; STYLE NO. 655292

NOTES DESCRIBING THE DEPOSIT COPY: ADDITIONAL TITLE FROM COPY: GREENFIELD CLASSICS.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1987           DATE OF PUBLICATION: 23SEP87

EFFECTIVE DATE OF REGISTRATION: 27OCT87

 

  

  

  

VA-281-711

TITLE: TOWN HALL.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

CLAIMANT: WAVERLY FABRICS DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1987           DATE OF PUBLICATION: 25SEP87

EFFECTIVE DATE OF REGISTRATION: 2NOV87

TITLE ON APPLICATION: GREENFIELD VILLAGE.

VA-290-629

TITLE: CALLA : PATTERN NO. 4821A.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: ART REPRODUCTION : WALLCOVERING.

CLAIMANT: WAVERLY WALLPAPER DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1985           DATE OF PUBLICATION: 8AUG85

EFFECTIVE DATE OF REGISTRATION: 14DEC87

VA-301-975

TITLE: LEGACY DOCUMENT.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: LIBERTY LEGACY COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1985           DATE OF PUBLICATION: 1JUN85

EFFECTIVE DATE OF REGISTRATION: 18APR88

VA-301-982

TITLE: COTTAGE ROSES.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: FLOWER SHOW COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1985           DATE OF PUBLICATION: 2JAN86

EFFECTIVE DATE OF REGISTRATION: 18APR88

VA-301-983

TITLE: ROSE GARDEN.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

SERIES TITLE: FLOWER SHOW COLLECTION

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1985           DATE OF PUBLICATION: 2JAN86

EFFECTIVE DATE OF REGISTRATION: 18APR88

VA-302-554

TITLE: HALF NOTE.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

CLAIMANT: WAVERLY FABRICS, DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1986           DATE OF PUBLICATION: 1JUN86

EFFECTIVE DATE OF REGISTRATION: 18APR88

VA-322-321

TITLE: SUMMER PORCH : [NO.] 655200.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

CLAIMANT: WAVERLY FABRICS DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1987           DATE OF PUBLICATION: 15JAN88

EFFECTIVE DATE OF REGISTRATION: 17OCT88

VA-322-322

TITLE: TEA ROSES : [NO.] 655760.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

CLAIMANT: WAVERLY FABRICS DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1988           DATE OF PUBLICATION: 1JUN88

EFFECTIVE DATE OF REGISTRATION: 17OCT88

VA-322-328

TITLE: IMARI : [NO.] 655911.

PHYSICAL DESCRIPTION OF THE DEPOSIT COPY: FABRIC DESIGN.

CLAIMANT: WAVERLY FABRICS DIVISION OF F. SCHUMACHER & COMPANY

DATE OF CREATION: 1988           DATE OF PUBLICATION: 15MAY88

EFFECTIVE DATE OF REGISTRATION: 17OCT88

  

  

  

VA-322-329

Title: Suwanee <[sic]> : [no.] 655402.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jun88           Effective date of registration: 17Oct88

VA-322-330

Title: Patience.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 15Jun88           Effective date of registration: 17Oct88

 

VA-323-204

Title: Village quilt.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 15Jan88           Effective date of registration: 17Oct88

VA-323-205

Title: Greenfield.

Physical description of the deposit copy: fabric design.

Series title: Classics collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 15Jan88           Effective date of registration: 17Oct88

VA-323-207

Title: Carolina rose.

Physical description of the deposit copy: fabric design.

Series title: Roses collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 15May88           Effective date of registration: 17Oct88

VA-323-209

Title: Empress of China.

Physical description of the deposit copy: fabric design.

Series title: Points East collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 15May88           Effective date of registration: 17Oct88

VA-325-500

Title: Garden tower : no. 655230.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Nov87           Effective date of registration: 17Oct88

VA-325-517

Title: Silk road.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jun88           Effective date of registration: 17Oct88

VA-329-130

Title: Kingston.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1984           Date of publication: 15Jan85           Effective date of registration: 16Nov88

 

  

  

  

VA-345-116

Title: Country manor.

Physical description of the deposit copy: fabric design.

Series title: Open house ; 654500

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 4May89

VA-345-130

Title: Abbington.

Physical description of the deposit copy: fabric design.

Series title: Designer's showcase ; 653000

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1984           Date of publication: 1Sep84           Effective date of registration: 4May89

VA-345-131

Title: Sweetwater.

Physical description of the deposit copy: fabric design.

Series title: A View from the veranda ; 654150

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Sep86           Effective date of registration: 4May89

VA-345-242

Title: Showpiece.

Physical description of the deposit copy: fabric design.

Series title: Flower show ; 653960

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Mar86           Effective date of registration: 4May89

VA-345-500

Title: Century.

Physical description of the deposit copy: fabric design.

Series title: Centennial ; 656140

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Oct88           Effective date of registration: 2May89

VA-345-501

Title: New castle.

Physical description of the deposit copy: fabric design.

Series title: New traditions ; 654550

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 4May89

VA-346-277

Title: Polly's garden.

Physical description of the deposit copy: fabric design.

Series title: Flower patch II ; 355230

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Mar88           Effective date of registration: 4May89

VA-346-278

Title: Legacy.

Physical description of the deposit copy: fabric design.

Series title: Liberty legacy ; 653330

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Sep85           Effective date of registration: 4May89

  

  

  

VA-346-287

Title: Rodeo.

Physical description of the deposit copy: fabric design.

Series title: California classics ; 656260

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jan89           Effective date of registration: 2May89

VA-346-291

Title: Spring garden.

Physical description of the deposit copy: fabric design.

Series title: Flower show ; 653870

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Mar86           Effective date of registration: 4May89

VA-346-327

Title: Decoy.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Sep85           Effective date of registration: 4May89

VA-346-330

Title: Garden party.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Mar86           Effective date of registration: 4May89

VA-346-341

Title: Glory of the garden.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 9May89

VA-346-345

Title: Jacob's Lane.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Apr87           Effective date of registration: 9May89

VA-346-346

Title: Hampton Court.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 9May89

VA-348-489

Title: Rio Grande.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Apr87           Effective date of registration: 8May89

VA-348-504

Title: Greenville.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 8May89

  

  

  

VA-348-505

Title: Pueblo.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Apr87           Effective date of registration: 8May89

VA-348-506

Title: Savoy.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Mar87           Effective date of registration: 8May89

VA-348-507

Title: Peace.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jun88           Effective date of registration: 9May89

VA-348-994

Title: Summer border.

Physical description of the deposit copy: fabric design.

Series title: Flowerpatch collection ; [355080]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 4May89

VA-348-995

Title: Salem stencil.

Physical description of the deposit copy: fabric design.

Series title: Country crafts collection ; style no. 352960

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1984           Date of publication: 1Sep84           Effective date of registration: 4May89

VA-349-745

Title: Monterey.

Physical description of the deposit copy: fabric design.

Series title: California classics collection ; style no. 656270

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jan89           Effective date of registration: 2May89

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-349-746

Title: Edison classics.

Physical description of the deposit copy: fabric design.

Series title: The Henry Ford Museum and Greenfield Village collection ; style no. 655381

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Oct87           Effective date of registration: 2May89

Title on application: Edison.

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-350-046

Title: Roses.

Physical description of the deposit copy: fabric design.

Series title: Garden party ; 656410

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Apr89           Effective date of registration: 3May89

  

  

  

VA-350-258

Title: Summer porch.

Physical description of the deposit copy: fabric design.

Series title: The Garden room ; 655200

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 8May89

VA-350-259

Title: Chimayo.

Physical description of the deposit copy: fabric design.

Series title: Four corners ; 655070

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Apr87           Effective date of registration: 8May89

VA-350-260                           Title: Spring meadow.Physical description of the deposit copy: fabric design.Series title: Open house ; 654580Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 8May89

VA-350-277

Title: Chaco.

Physical description of the deposit copy: fabric design.

Series title: Four corners ; 655110

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Apr87           Effective date of registration: 8May89

VA-350-283

Title: Yorklyn.

Physical description of the deposit copy: fabric design.

Series title: New traditions; 654560

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 8May89

VA-350-358

Title: Sloane Square.

Physical description of the deposit copy: fabric design.

Series title: Portfolio I ; 655260

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 8May89

VA-350-359

Title: Blue ribbon.

Physical description of the deposit copy: fabric design.

Series title: Flower show ; 653950

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Mar86           Effective date of registration: 5May89

VA-351-830

Title: Jamaica.

Physical description of the deposit copy: fabric design.

Series title: California classics ; 653130

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jan89           Effective date of registration: 12May89

VA-351-832

Title: Carolina crewel.

Physical description of the deposit copy: fabric design.

Series title: Country crafts ; 352940

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1984           Date of publication: 1Sep84           Effective date of registration: 3May89

 

  

  

  

VA-351-882

Title: Belle.

Physical description of the deposit copy: fabric design.

Series title: Belle Provence ; 353740

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Apr86           Effective date of registration: 3May89

VA-351-883

Title: Meadowbrook.

Physical description of the deposit copy: fabric design.

Series title: The Garden room ; 655210

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 9May89

VA-351-884

Title: Fireside.

Physical description of the deposit copy: fabric design.

Series title: Homecoming at the Red Lion Inn ; 354350

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Apr87           Effective date of registration: 9May89

VA-351-885

Title: Rose hips.

Physical description of the deposit copy: fabric design.

Series title: Roses ; 655720

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jun88           Effective date of registration: 9May89

VA-351-886

Title: Carousel plaid.

Physical description of the deposit copy: fabric design.

Series title: Classics ; 655410

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Oct87           Effective date of registration: 9May89

VA-351-887

Title: Garden fantasy.

Physical description of the deposit copy: fabric design.

Series title: Open house ; 654830

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87           Effective date of registration: 9May89

VA-351-897

Title: Fiona.

Physical description of the deposit copy: fabric design.

Series title: The Garden room ; 655220

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 9May89

VA-351-898

Title: Sweet briar.

Physical description of the deposit copy: fabric design.

Series title: Roses ; 655770

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jun88           Effective date of registration: 9May89

 

  

  

  

 

VA-351-899

Title: Splendide.

Physical description of the deposit copy: fabric design.

Series title: Enchanted garden ; 354980

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Sep85          Effective date of registration: 9May89

VA-351-900

Title: Summer garden.

Physical description of the deposit copy: fabric design.

Series title: Flower patch ; 355010

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 9May89

VA-351-901

Title: Old favorites.

Physical description of the deposit copy: fabric design.

Series title: Flower patch ; 355040

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 3May89

VA-351-902

Title: Hideaway.

Physical description of the deposit copy: fabric design.

Series title: Garden party ; 656390

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Apr89          Effective date of registration: 3May89

VA-351-903

Title: Showhouse.

Physical description of the deposit copy: fabric design.

Series title: Open house ; 654690

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Mar87          Effective date of registration: 9May89

VA-351-904

Title: Anna's choice.

Physical description of the deposit copy: fabric design.

Series title: Country crafts ; 351540

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1984           Date of publication: 1Sep84          Effective date of registration: 9May89

VA-351-905

Title: English ivy.

Physical description of the deposit copy: fabric design.

Series title: Garden room ; 655330

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 9May89

VA-351-906

Title: Sprinklers.

Physical description of the deposit copy: fabric design.

Series title: Garden party ; 656360

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Apr89          Effective date of registration: 3May89

  

  

  

 

VA-351-907

Title: Sittin' pretty.

Physical description of the deposit copy: fabric design.

Series title: Flower patch ; 355060

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 2May89

VA-351-908

Title: Gladiolus.

Physical description of the deposit copy: fabric design.

Series title: Garden party ; 656370

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Apr89          Effective date of registration: 3May89

VA-351-909

Title: Garden gate.

Physical description of the deposit copy: fabric design.

Series title: Flower patch ; 355030

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 3May89

VA-351-910

Title: Favors.

Physical description of the deposit copy: fabric design.

Series title: Garden party ; 656401

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Apr89          Effective date of registration: 4May89

VA-351-911

Title: Lady Liberty.

Physical description of the deposit copy: fabric design.

Series title: Liberty legacy ; 653310

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Sep85          Effective date of registration: 4May89

VA-351-912

Title: American beauty.

Physical description of the deposit copy: fabric design.

Series title: Liberty legacy ; 653550

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1985           Date of publication: 1Sep85           Effective date of registration: 4May89

VA-351-918

Title: Hyacinths.

Physical description of the deposit copy: fabric design.

Series title: Garden party ; 656350

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Apr89          Effective date of registration: 2May89

VA-351-919

Title: Wilshire.

Physical description of the deposit copy: fabric design.

Series title: California classics ; 656280

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jan89           Effective date of registration: 2May89

  

  

  

 

VA-351-920

Title: Newport.

Physical description of the deposit copy: fabric design.

Series title: California classics ; 656250

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 1Jan89           Effective date of registration: 2May89

VA-351-921

Title: Firestone.

Physical description of the deposit copy: fabric design.

Series title: Classics ; 655360

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Oct87           Effective date of registration: 2May89

VA-351-922

Title: Connaught.

Physical description of the deposit copy: fabric design.

Series title: Portfolio ; 655270

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Date of publication: 1Jan88           Effective date of registration: 2May89

VA-352-199

Title: Hadwen stripe.

Physical description of the deposit copy: fabric design.

Series title: Nantucket ; 656450

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 10Jan89         Effective date of registration: 22Jun89

VA-353-586

Title: Woods end : style no. 654191.

Physical description of the deposit copy: fabric design.

Series title: The Mackinac Is[l]and collection

Notes describing the deposit copy: Additional title from copy: A View from the veranda.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1986           Date of publication: 1Sep86          Effective date of registration: 8May89

VA-355-795

Title: Sconset rose.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 22Jun89

VA-355-796

Title: Islander.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 22Jun89

VA-355-803

Title: Nantucket stroll.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 22Jun89

  

  

  

VA-355-804

Title: Rose trellis.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 22Jun89

VA-355-805

Title: Nantucket.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 22Jun89

VA-355-806

Title: Ninety-six main.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 10Jan89         Effective date of registration: 22Jun89

VA-357-786

Title: Down bank.

Physical description of the deposit copy: fabric design.

Series title: Nantucket ; 656500

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 27Jun89

VA-367-519

Title: On island.

Physical description of the deposit copy: fabric design.

Series title: Nantucket collection ; style no. 656480

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 25Jan89         Effective date of registration: 27Jun89

Miscellaneous information: C.O. corres.

VA-368-343

Title: Charleston gardens.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 657020

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 3Oct89           Effective date of registration: 4Oct89

VA-368-344

Title: Devereaux.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 656951

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 3Oct89           Effective date of registration: 4Oct89

VA-368-345

Title: Randolph.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 656984

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 3Oct89           Effective date of registration: 4Oct89

VA-369-914

Title: Scarlett.

Physical description of the deposit copy: fabric deign.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 3Oct89           Effective date of registration: 4Oct89

  

  

  

VA-371-360

Title: Rosemont.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 656994

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 10Aug89       Effective date of registration: 4Oct89

VA-371-361

Title: Derby.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 657003

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 11Aug89       Effective date of registration: 4Oct89

VA-384-352

Title: Desiree.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 656960

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 3Oct89           Effective date of registration: 13Dec89

VA-384-353

Title: Sonata.

Physical description of the deposit copy: fabric design.

Series title: Southern charm ; 657014

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 3Oct89           Effective date of registration: 13Dec89

VA-385-046

Title: Brandon.

Physical description of the deposit copy: fabric design.

Series title: At home with Waverly ; G-08-89RK

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 20Jul89          Effective date of registration: 22Feb90

VA-385-119

Title: Rosemont border.

Physical description of the deposit copy: fabric design.

Series title: At home with Waverly ; G-02-011-RK

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 26Jun89         Effective date of registration: 22Feb90

VA-385-123

Title: Rosemont vine.

Physical description of the deposit copy: fabric design.

Series title: At home with Waverly ; G-02-016R

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 26Jun89         Effective date of registration: 22Feb90

VA-391-348

Title: Brandon border.

Physical description of the deposit copy: fabric design.

Series title: At home with Waverly ; G-09-89-RK

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Jan90           Effective date of registration: 26Mar90

  

  

  

VA-392-788

Title: Gettysburg.

Physical description of the deposit copy: fabric design.

Series title: House party ; 657290

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 23Mar90

VA-392-789

Title: Bijoux.

Physical description of the deposit copy: fabric design.

Series title: My favorite things ; 657130

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 23Mar90

VA-395-409

Title: Hyde Park.

Physical description of the deposit copy: fabric design.

Series title: House party ; 657270

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Mar90          Effective date of registration: 23Mar90

VA-395-875

Title: Tidewater.

Physical description of the deposit copy: fabric design.

Series title: My favorite things ; 657110

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 23Mar90

VA-396-312

Title: Tidewater stripe.

Physical description of the deposit copy: fabric design.

Series title: [My favorite things] ; style no. 657120

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 23Mar90

VA-397-656

Title: Summertime.

Physical description of the deposit copy: fabric design.

Series title: My favorite things ; 657080

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-657

Title: Hermitage.

Physical description of the deposit copy: fabric design.

Series title: House party ; 657250

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-658

Title: Sabrina.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657200

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

  

  

  

 

VA-397-659

Title: Sonnet.

Physical description of the deposit copy: fabric design.

Series title: My favorite things ; 657093

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-660

Title: First lady tribute.

Physical description of the deposit copy: fabric design.

Series title: House party ; 657220

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-661

Title: Sophie's garden.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657210

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-662

Title: Sweet violets.

Physical description of the deposit copy: fabric design.

Series title: My favorite things ; 657060

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-663

Title: Symphony.

Physical description of the deposit copy: fabric design.

Series title: My favorite things ; 657100

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-664

Title: Poplar hill.

Physical description of the deposit copy: fabric design.

Series title: House party ; 657230

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-665

Title: Dinah.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657160

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

  

  

  

 

VA-397-666

Title: Kaleidoscope.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657181

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-667

Title: Diandra.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657170

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-668

Title: Yours truly.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657190

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-669

Title: Sonya.

Physical description of the deposit copy: fabric design.

Series title: Glorious ; 657150

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-397-670

Title: Hyannis.

Physical description of the deposit copy: fabric design.

Series title: House party ; 657240

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 1Mar90          Effective date of registration: 22Mar90

Miscellaneous information: C.O. corres.

VA-402-523                           Title: Antica Carta Cera : featuring vinyl plisse and vinyl diagonal twill / designed by aGiovanni  Graesan.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Feb90          Effective date of registration: 14Jun90

Author on application: F. Schumacher & Company, employer for hire.

VA-402-524

Title: Woodlane Hills.

Physical description of the deposit copy: wallcovering & fabric designs : 109 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 5Jan90           Effective date of registration: 14Jun90

  

  

  

 

VA-402-525

Title: Wildflower celebration.

Physical description of the deposit copy: wallcovering & fabric designs : 107 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 5Aug89         Effective date of registration: 14Jun90

VA-402-526                           Title: Looking good : kitchen & bath.

Physical description of the deposit copy: wallcovering & fabric designs : 119 p.

Claimant: F.   Schumacher  and Company

Date of creation: 1989           Date of publication: 5Mar89          Effective date of registration: 14Jun90

VA-402-527

Title: Eaton Square.

Physical description of the deposit copy: wallcovering & fabric designs : 98 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Apr90          Effective date of registration: 14Jun90

VA-402-528

Title: Majestic.

Physical description of the deposit copy: wallcovering & fabric designs : 108 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 15Mar90        Effective date of registration: 14Jun90

VA-402-529

Title: Aspects.

Physical description of the deposit copy: wallcovering designs : 65 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Mar90          Effective date of registration: 14Jun90

VA-402-530

Title: Subtle reflections.

Physical description of the deposit copy: wallcovering designs : 83 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 7Jun90           Effective date of registration: 14Jun90

VA-405-768

Title: At home with Waverly.

Physical description of the deposit copy: fabric design.

Notes describing the deposit copy: Additional title from copy: Belle rive.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1989           Date of publication: 21Jun89         Effective date of registration: 22Feb90

VA-408-285

Title: Homeward bound / aGramercy.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 23Jul90

Author on application: F. Schumacher & Company, employer for hire.

VA-408-286                        Title: Kimono / aGramercy.Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 23Jul90

Author on application: F. Schumacher & Company, employer for hire.

VA-408-287

Title: Today's bed and bath--by Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 1Jul88            Effective date of registration: 23Jul90

  

  

  

 

VA-408-288

Title: Men's wear--Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 7Feb89           Effective date of registration: 23Jul90

Title on application: Village men's wear.

VA-408-289

Title: Major League Baseball--Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 20May90       Effective date of registration: 23Jul90

VA-408-290

Title: The Elms--by Exeter / styled by Diana  Majher-Walker ; graphics & photo direction by Gayle  Bighouse.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1987           Date of publication: 20Oct87         Effective date of registration: 23Jul90

Title on application: The Elms.

Author on application: F. Schumacher & Company, employer for hire.

VA-408-291

Title: Chelsea Square--Exeter.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 20Oct89         Effective date of registration: 23Jul90

Title on application: Chelsea Square.

VA-408-292

Title: Village crossroads : for kitchens and baths.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 1Oct89           Effective date of registration: 23Jul90

Title on application: Crossroads.

VA-408-293

Title: Syncopation--Village.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 20Oct89         Effective date of registration: 23Jul90

Title on application: Syncopation.

VA-408-294

Title: The Orchard Inn--Exeter.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1986           Date of publication: 20Sep86        Effective date of registration: 23Jul90

Title on application: Orchard Inn.

VA-408-296

Title: Village pantry.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 20Oct88         Effective date of registration: 23Jul90

  

  

  

VA-408-297

Title: The Bird house--Village.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 1Mar89          Effective date of registration: 23Jul90

Title on application: The Bird house.

VA-408-298

Title: Bridalwood : fresh traditional prints--Exeter.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 20Apr88        Effective date of registration: 23Jul90

VA-408-299

Title: Blue Hill Manor--by Village.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 20Jul90          Effective date of registration: 23Jul90

Title on application: Blue Hill Manor, v. 1.

VA-408-300

Title: Portico / aGramercy.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 23Jul90

Author on application: F. Schumacher & Company, employer for hire.

VA-408-301

Title: Joie de vie / aGramercy.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 1Sep89           Effective date of registration: 23Jul90

Author on application: F. Schumacher & Company, employer for hire.

VA-408-303

Title: First class kitchen & bath : Village, Kohler Color Coordinates.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 28Jun90         Effective date of registration: 23Jul90

VA-408-304

Title: Skyview : Gramercy.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 1Sep89          Effective date of registration: 23Jul90

VA-408-305

Title: Portofino : Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 1Jun88           Effective date of registration: 23Jul90

VA-408-306

Title: Repertoire : Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 1Oct89           Effective date of registration: 23Jul90

  

  

  

 

VA-408-307

Title: Subtle reflections : Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 20Jan89         Effective date of registration: 23Jul90

VA-408-308

Title: Royal Ascot : Village.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 23Jul90

VA-410-235

Title: Village kitchen & bath : pretrimmed, stripable, washable, fabric backed vinyl.

Physical description of the deposit copy: wallcovering designs : 123 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 10Oct88         Effective date of registration: 23Jul90

Miscellaneous information: C.O. corres.

VA-421-350

Title: Bixby bouquet.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657780

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 17Sep90

VA-421-351

Title: Langdon House.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657740

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 17Sep90

VA-427-830

Title: Marco Island.

Physical description of the deposit copy: wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 20Jul89           Effective date of registration: 26Dec90

VA-428-941

Title: Library square.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 26Dec90

VA-428-944

Title: The Sussex wallpaper collection.

Physical description of the deposit copy: wallpaper & fabric designs : 1 v.

Notes describing the deposit copy: Additional title from copy: The Sussex collection.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Aug90         Effective date of registration: 26Dec90

Title on application: Sussex.

  

  

  

VA-429-491

Title: Moires, stripes & more.

Physical description of the deposit copy: wallcovering designs : 119 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Aug90         Effective date of registration: 26Dec90

VA-429-492

Title: Yesterday for today.

Physical description of the deposit copy: wallcovering designs : 115 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1988           Date of publication: 5Oct89           Effective date of registration: 26Dec90

VA-429-493

Title: Sybil Connolly's Irish garden.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 1Jun89           Effective date of registration: 26Dec90

Title on application: Irish garden.

Author on application: F. Schumacher & Company, employer for hire.

VA-429-494

Title: Personal attention.

Physical description of the deposit copy: wallcovering & fabric designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Date of publication: 1Aug90         Effective date of registration: 26Dec90

VA-436-562

Title: Decoupage.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657950

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-563

Title: Arcade.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657940

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-564

Title: Seven gables.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657930

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-565

Title: Hastings.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657920

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

  

  

  

VA-436-566

Title: Highland Lodge.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657910

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-567

Title: Rose Cottage.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657900

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-568

Title: Remember when.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657890

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-569

Title: Rendezvous.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657881

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-570

Title: Gate house.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657865

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-436-571

Title: Maiden Lane.

Physical description of the deposit copy: fabric design.

Series title: Remembrance, the Victorian collection ; 657875

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jan91           Effective date of registration: 22Feb91

VA-441-094

Title: Piping rock / an authentic Waverly screen print.

Physical description of the deposit copy: fabric design.

Series title: Club classics collection ; 658070

Notes describing the deposit copy: Additional title from copy: Colonial.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Feb91           Effective date of registration: 19Mar91

VA-441-095

Title: Oakhill / an authentic Waverly screen print.

Physical description of the deposit copy: fabric design.

Series title: Club classics collection ; 658060

Notes describing the deposit copy: Additional title from copy: Colonial.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Feb91           Effective date of registration: 19Mar91

  

  

  

VA-441-096

Title: Augusta / an authentic Waverly screen print.

Physical description of the deposit copy: fabric design.

Series title: Club classics collection ; 658080

Notes describing the deposit copy: Additional title from copy: Colonial.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Feb91           Effective date of registration: 19Mar91

VA-441-098

Title: Pinehurst / an authentic Waverly screen print.

Physical description of the deposit copy: fabric design.

Series title: Club classics collection ; 658090

Notes describing the deposit copy: Additional title from copy: Colonial.

Claimant: Waverly Fabrics, division F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Feb91           Effective date of registration: 19Mar91

VA-441-099

Title: Firestone foulard / an authentic Waverly screen print.

Physical description of the deposit copy: fabric design.

Series title: Club classics collection ; 658110

Notes describing the deposit copy: Additional title from copy: Indigo.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Feb91           Effective date of registration: 19Mar91

VA-451-374

Title: Wayside.

Physical description of the deposit copy: fabric design.

Series title: Country inns & back roads ; 657650

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-375

Title: Wildwood.

Physical description of the deposit copy: fabric design.

Series title: Country inns & back roads ; 657630

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-376

Title: Damask rose.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657730

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-377

Title: Sturbridge stitchery.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657700

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

  

  

  

 

VA-451-378

Title: Salem towne house.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657680

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-379

Title: Woodland toile.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657710

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-380

Title: Sally's posies.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657690

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-381

Title: Fiesta stripe.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657560

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-382

Title: The Orchard.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657760

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-383

Title: Country inn floral.

Physical description of the deposit copy: fabric design.

Series title: Country inns & back roads ; 657620

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-384

Title: Lucy.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657750

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

  

  

  

VA-451-385

Title: Dottie.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657580

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-386

Title: Laguna plaid.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657600

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-387

Title: First impressions.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657550

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-388

Title: Flower box.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657540

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-389

Title: Fitch house stencil.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657670

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-390

Title: Parlour bouquet.

Physical description of the deposit copy: fabric design.

Series title: Country inns & back roads ; 657640

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-391

Title: Laura's garden.

Physical description of the deposit copy: fabric design.

Series title: Time & again ; 657770

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jul90            Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

  

  

  

VA-451-392

Title: Laguna.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657590

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-393

Title: Country companion.

Physical description of the deposit copy: fabric design.

Series title: Country inns & back roads ; 657610

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Jun90           Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-451-394

Title: Windmere.

Physical description of the deposit copy: fabric design.

Series title: Duets ; 657570

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1May90         Effective date of registration: 29Aug90

Miscellaneous information: C.O. corres.

VA-452-694

Title: Metropolitan.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; no. 658160

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91          Effective date of registration: 26Apr91

VA-452-695

Title: Delmonico.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; no. 658180

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91          Effective date of registration: 26Apr91

VA-452-696

Title: Paramount.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; no. 658130

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91          Effective date of registration: 26Apr91

VA-452-697

Title: Barclay.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; no. 658150

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91          Effective date of registration: 26Apr91

  

  

  

VA-452-699

Title: Fairview.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; no. 658140

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91           Effective date of registration: 26Apr91

VA-452-700

Title: Elmwood.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; no. 658120

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91          Effective date of registration: 26Apr91

VA-452-701

Title: Roseland.

Physical description of the deposit copy: fabric design.

Series title: Promenade collection, designer series ; style no. 658170

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1990           Date of publication: 1Feb91          Effective date of registration: 26Apr91

VA-469-953

Title: Patio.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 5Feb91          Effective date of registration: 5Sep91

VA-469-954

Title: Epoca.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jun91           Effective date of registration: 5Sep91

VA-469-955

Title: Bergamo.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Feb91          Effective date of registration: 5Sep91

VA-469-956

Title: Provencale.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 5Sep91

VA-469-957

Title: Karl Lagerfeld, Paris.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1May91         Effective date of registration: 5Sep91

VA-469-958

Title: Drawing room.

Physical description of the deposit copy: wallcovering designs : 117 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 5Jan91           Effective date of registration: 5Sep91

  

  

  

VA-469-959

Title: Sonatta.

Physical description of the deposit copy: wallcovering designs : 134 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jun91           Effective date of registration: 5Sep91

VA-469-960

Title: Nobility.

Physical description of the deposit copy: wallcovering designs : 107 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 15Jan91         Effective date of registration: 5Sep91

VA-469-961

Title: Beautiful places / by Sybil  Connolly.

Physical description of the deposit copy: wallcovering designs : 129 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jun91           Effective date of registration: 5Sep91

Author on application: F. Schumacher & Company, employer for hire.

VA-469-962

Title: Today's bed and bath : v. 2.

Physical description of the deposit copy: wallcovering designs : 129 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jun91           Effective date of registration: 5Sep91

VA-469-963

Title: Vanderbilt estates.

Physical description of the deposit copy: wallcovering designs : 119 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 5Sep91

VA-470-856

Title: State fair.

Physical description of the deposit copy: fabric design.

Series title: Waverly baby.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1May91         Effective date of registration: 18Sep91

VA-471-083

Title: Free fall.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-471-084

Title: Teton.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-471-085

Title: Yosemite.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

  

  

  

VA-471-086

Title: Tundra.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-471-087

Title: Crossroads.

Physical description of the deposit copy: fabric design.

Series title: New traditions III

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-471-127

Title: Flower show.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-128

Title: Royal oak.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-129

Title: Forever.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-130

Title: Oakview.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-131

Title: Flora stripe.

Physical description of the deposit copy: fabric design.

Series title: Ivy Lane collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-132

Title: So big.

Physical description of the deposit copy: fabric design.

Series title: Waverly baby

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1May91         Effective date of registration: 18Sep91

VA-471-133

Title: Playland toile.

Physical description of the deposit copy: fabric design.

Series title: Waverly baby

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1May91         Effective date of registration: 18Sep91

  

  

  

VA-471-134

Title: Bows jolie.

Physical description of the deposit copy: fabric design.

Series title: Ivy Lane collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-135

Title: Carnations.

Physical description of the deposit copy: fabric design.

Series title: Ivy Lane collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-471-136

Title: Cottage ivy.

Physical description of the deposit copy: fabric design.

Series title: Ivy Lane collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 18Sep91

VA-472-290

Title: Gale Lane.

Physical description of the deposit copy: fabric design.

Series title: New traditions ; 3

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-472-291

Title: New garden.

Physical description of the deposit copy: fabric design.

Series title: New traditions ; 3

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-472-292

Title: Longwood Garden.

Physical description of the deposit copy: fabric design.

Series title: New traditions ; 3

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 20Sep91

VA-473-216

Title: Camelot.

Physical description of the deposit copy: fabric design.

Series title: Past and present collection)  (Waverly designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 30Sep91

VA-473-217

Title: Sherbrook.

Physical description of the deposit copy: fabric design.

Series title: Past and present collection)  (Waverly designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 30Sep91

  

  

  

 

VA-473-218

Title: Adelaide.

Physical description of the deposit copy: fabric design.

Series title: Past and present collection)  (Waverly designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 30Sep91

VA-473-219

Title: Sutton Square.

Physical description of the deposit copy: fabric design.

Series title: Past and present collection)  (Waverly designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 30Sep91

VA-473-220

Title: Bristol Lane.

Physical description of the deposit copy: fabric design.

Series title: Past and present collection)  (Waverly designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 30Sep91

VA-473-221

Title: Andrea.

Physical description of the deposit copy: fabric design.

Series title: Past and present collection)  (Waverly designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 30Sep91

VA-473-223

Title: Yellow stone.

Physical description of the deposit copy: fabric design.

Series title: [Back country] ; style no. 658270

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 1Oct91

VA-473-775

Title: Itsy bitsy.

Physical description of the deposit copy: fabric design.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1May91         Effective date of registration: 18Sep91

VA-477-181

Title: Clear Creek.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 1Nov91

VA-477-183

Title: Wilderness.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 1Nov91

  

  

  

 

VA-477-184

Title: Big sky.

Physical description of the deposit copy: fabric design.

Series title: Back country

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Aug91         Effective date of registration: 1Nov91

VA-477-934

Title: The Natural choice : teflon coated wallcoverings for the entire home.

Physical description of the deposit copy: wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1989           Date of publication: 20Apr89        Effective date of registration: 26Dec90

Miscellaneous information: C.O. corres.

VA-481-207

Title: Polka.

Physical description of the deposit copy: fabric design.

Series title: Ivy lane collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Jul91            Effective date of registration: 16Oct91

VA-532-190

Title: Showtime.

Physical description of the deposit copy: fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

VA-533-273

Title: Summer house.

Physical description of the deposit copy: Print on fabric.

Series title: In bloom collection

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

VA-533-460

Title: Pretty pansies.

Physical description of the deposit copy: Fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jun92           Effective date of registration: 10Nov92

VA-533-461

Title: Lattice.

Physical description of the deposit copy: Fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jun92           Effective date of registration: 10Nov92

VA-533-462

Title: Graceland.

Physical description of the deposit copy: Fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jun92           Effective date of registration: 10Nov92

 

  

  

  

VA-533-463

Title: Seniorita <[sic]>

Physical description of the deposit copy: Fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 15Jun92         Effective date of registration: 10Nov92

VA-533-614

Title: Belinda.

Physical description of the deposit copy: Print on fabric.

Series title: Four seasons in bloom collection

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

VA-533-615

Title: Noelle.

Physical description of the deposit copy: Print on fabric.

Series title: Four seasons collection

Claimant: F.    Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

VA-533-619

Title: Home coming.

Physical description of the deposit copy: Print on fabric.

Series title: Four seasons collections

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

Title on application: Homecoming.

VA-533-633

Title: Spring fever.

Physical description of the deposit copy: fabric design.

Series title: Four seasons collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

VA-533-637

Title: Into the woods.

Physical description of the deposit copy: fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jun92           Effective date of registration: 10Nov92

VA-533-727

Title: Kate.

Physical description of the deposit copy: fabric design.

Series title: In bloom collection

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Jun92           Effective date of registration: 10Nov92

VA-533-807

Title: Harvest.

Physical description of the deposit copy: Print on fabric.

Series title: [Four seasons collection]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

  

  

  

VA-533-808

Title: Bloomsbury.

Physical description of the deposit copy: Print on fabric.

Series title: In bloom collection

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Jul92            Effective date of registration: 10Nov92

VA-542-409

Title: Village concepts.

Physical description of the deposit copy: wallcovering designs : 111 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Date of publication: 1Jun91           Effective date of registration: 14Jan93

VA-542-410

Title: Imperial rose.

Physical description of the deposit copy: wallcovering designs & fabric designs : 117 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 1Feb92           Effective date of registration: 14Jan93

VA-542-411

Title: The Sunny look for kitchens and baths.

Physical description of the deposit copy: wallcovering designs & fabric designs : 90 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 1Mar92          Effective date of registration: 14Jan93

Title on application: The Sunny look.

VA-542-412

Title: Floral Renaissance.

Physical description of the deposit copy: wallcovering designs & fabric designs : 114 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 15Feb92        Effective date of registration: 14Jan93

VA-542-413

Title: Greenwood Manor.

Physical description of the deposit copy: wallcovering designs & fabric designs : 121 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 15Jul92          Effective date of registration: 14Jan93

VA-542-414

Title: California country.

Physical description of the deposit copy: wallcovering designs & fabric designs : 125 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 25Sep92        Effective date of registration: 14Jan93

VA-542-415

Title: Home again.

Physical description of the deposit copy: wallcovering designs & fabric designs : 119 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 15Oct92         Effective date of registration: 14Jan93

VA-542-419

Title: Village mini prints II.

Physical description of the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 25Mar92        Effective date of registration: 14Jan93

  

  

  

 

VA-542-420

Title: Village pantry II.

Physical description of the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 1Mar92          Effective date of registration: 14Jan93

VA-542-421

Title: Best of border.

Physical description of the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 1Aug92         Effective date of registration: 14Jan93

Limitation on claim; New matter: new compilation of preexisting artwork.

VA-542-423

Title: Prints of Provence.

Physical description of the deposit copy: wallcovering designs & fabric designs : 118 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 1Oct92           Effective date of registration: 14Jan93

VA-542-424

Title: The Complete look.

Physical description of the deposit copy: wallcovering designs & fabric designs : 115 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Date of publication: 15Sep92        Effective date of registration: 14Jan93

VA-542-425

Title: Village classics.

Physical description of the deposit copy: wallcovering designs & fabric designs : 132 p.

Claimant: F.   Schumacher  and Company

Date of creation: 1992           Date of publication: 15Jan92         Effective date of registration: 14Jan93

VA-542-426

Title: NFL.

Physical description of the deposit copy: wallcovering designs & fabric designs : 109 p.

Claimant: F.   Schumacher  and Company

Date of creation: 1992           Date of publication: 15Sep92        Effective date of registration: 14Jan93

Title on application: National Football League.

Information on previous related works: Appl. identifies some artwork as preexisting material.

Limitation on claim; New matter: "additional artwork."

VA-546-187

Title: [Circular design]

Physical description of the deposit copy: wallcovering design.

Notes describing the deposit copy: Title from appl.

Claimant: FSC Wallcoverings, division of F. Schumacher & Company

Date of creation: 1988           Date of publication: 15Jan89         Effective date of registration: 13Nov92

Author on application: Moving, N.V. (company), employer for hire.

Miscellaneous information: C.O. corres.

VA-553-149

Title: Sea coral.

Physical description of the deposit copy: Print on fabric.

Series title: Point of view collection ; 659320

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 17Mar93

  

  

  

 

VA-553-150

Title: Brittany.

Physical description of the deposit copy: Print on fabric.

Series title: Point of view collection ; 659450

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 17Mar93

VA-553-151

Title: Windswept.

Physical description of the deposit copy: Print on fabric.

Series title: Point of view collection ; 659630

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 17Mar93

VA-553-152

Title: Shady lane.

Physical description of the deposit copy: Print on fabric.

Series title: Point of view collection ; 659330

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 17Mar93

VA-554-010

Title: Brigitte.

Physical description of the deposit copy: fabric design.

Series title: Point of view collection ; 659440

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 5Mar93

VA-554-011

Title: Westerly.

Physical description of the deposit copy: fabric design.

Series title: Point of view collection ; 659640

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 5Mar93

VA-554-012

Title: Tricia.

Physical description of the deposit copy: fabric design.

Series title: Point of view collection ; 659530

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 5Mar93

VA-554-013

Title: Tobago.

Physical description of the deposit copy: fabric design.

Series title: Point of view collection ; 659540

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 10Feb93           Effective date of registration: 5Mar93

VA-567-483

Title: Montaigne floral tapestry.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection ; item no. 167070]

Notes describing the deposit copy: Add. ti.: The Historic Natchez collection.

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Information on previous related works: Preexisting material: 20th century woven tapestry design.

Limitation on claim; New matter: adaptation of design & additional artwork.

  

  

  

 

VA-567-484

Title: Merida.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection] ; item no. 167010

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

VA-567-485

Title: Manor house floral.

Physical description of the deposit copy: Print on fabric.

Series title: [International prints spring 1993 collection] ; item no. 167300

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Information on previous related works: Preexisting material: antique textile fragment from Schumacher archives.

Limitation on claim; New matter: adaptation of design and additional artwork.

VA-567-486

Title: Shield's town house vine.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection ; item no. 167091]

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Limitation on claim; New matter: adaptation of preexisting design and additional artwork.

VA-567-487

Title: [Leaf arabesque]

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection] ; item no. 167180

Notes describing the deposit copy: Title from appl.

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Limitation on claim; New matter: adaptation of preexisting design & additional artwork.

VA-567-488

Title: Parrot tulips.

Physical description of the deposit copy: Print on fabric.

Series title: [Garden view spring 1993 collection] ; style no. 167190

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Information on previous related works: Preexisting material: 19th century French textile from Schumacher's archives.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-567-489

Title: Sedano.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection] ; item no. 167040

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Limitation on claim; New matter: adaptation of preexisting design & additional artwork.

VA-567-490

Title: McKittrick shaded stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection] ; item no. 167080

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Limitation on claim; New matter: adaptation of preexisting design & additional artwork.

  

  

  

 

VA-567-491

Title: Delphiniums.

Physical description of the deposit copy: Print on fabric.

Series title: [Garden view spring 1992 collection] ; style no. 167210

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

VA-567-492

Title: [Leuven]

Physical description of the deposit copy: Print on fabric.

Series title: [Brittany isle spring 1993 collection] ; item no. 166950

Notes describing the deposit copy: Title from appl.

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Information on previous related works: Preexisting material: 19th century French textile.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-567-493

Title: Tamiami.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection] ; item no. 167160

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Limitation on claim; New matter: adaptation of preexisting design & additional artwork.

VA-567-494

Title: Wisteria vine.

Physical description of the deposit copy: Print on fabric.

Series title: [International prints spring 1993 collection] ; item no. 166910

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

Information on previous related works: Preexisting material: 19th century French textile.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-567-495

Title: Sevillana stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume I spring 1993 collection] ; style no. 167031

Claimant: F.   Schumacher  & Company.  Schumacher

Date of creation: 1992           Date of publication: 1May92           Effective date of registration: 19May93

VA-569-485

Title: Pin ups.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659500

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93             Effective date of registration: 15Apr93

VA-569-486

Title: Belle haven.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659414

Notes describing the deposit copy: 659410 appears on appl.

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93             Effective date of registration: 15Apr93

  

  

  

 

VA-569-487

Title: Litchfield.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659492

Notes describing the deposit copy: 659490 appears on appl.

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-569-488

Title: Country lilacs.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659723

Notes describing the deposit copy: 659720 appears on appl.

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-569-489

Title: Farmington.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659552

Notes describing the deposit copy: 659550 appears on appl.

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-569-490

Title: Fraser.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659560

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-569-491

Title: Print shoppe no. 2 fruit.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659731

Notes describing the deposit copy: 659730 appears on appl.

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-569-492

Title: Bettina.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659424

Notes describing the deposit copy: 659420 appears on appl.

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-571-083

Title: Country life.Physical description of the deposit copy: fabric design.

Series title: Country weekend collection ; 659436

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

  

  

  

 

VA-571-084

Title: Stonington.

Physical description of the deposit copy: fabric design.

Series title: Country weekend collection ; 659430

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-571-085

Title: Botany.

Physical description of the deposit copy: fabric design.

Series title: Country weekend collection ; 659480

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 5Jan93           Effective date of registration: 15Apr93

VA-571-649

Title: Harrod.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659750

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

VA-571-650

Title: Highgate.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659770

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

VA-571-651

Title: Hillsdale.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659760

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

VA-571-652

Title: Sunwich.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659390

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

VA-571-653

Title: Eastwind.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659370

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93         Effective date of registration: 15Apr93

VA-571-654                            Title: Settler's trail.Physical description of the deposit copy: Print on fabric.Series title: Homework collection ; 659380Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

VA-571-655

Title: Stanhope.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659360

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

  

  

  

 

VA-571-656

Title: Covewood.

Physical description of the deposit copy: Print on fabric.

Series title: Homework collection ; 659350

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 10Feb93        Effective date of registration: 15Apr93

VA-571-962

Title: Valkyrie flamesti[t]ch.

Physical description of the deposit copy: Textile.

Series title: [Design & color, fall 1992 collection ; 25881]

Claimant: Schumacher, a division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Sep92          Effective date of registration: 13May93

VA-572-101

Title: Print shoppe no. 1.

Physical description of the deposit copy: Print on fabric.

Series title: Country weekend collection ; 659740

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 1992           Date of publication: 1Mar93          Effective date of registration: 15Apr93

Miscellaneous information: C.O. corres.

VA-580-303

Title: Glencoe.

Physical description of the deposit copy: Print on fabric.

Series title: [Bermuda collection ; 659950]

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-580-304

Title: Garden Trail.

Physical description of the deposit copy: Print on fabric.

Series title: [Bermuda collection ; 659900]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-580-305

Title: Glory be.

Physical description of the deposit copy: Print on fabric.

Series title: Bermuda collection ; [659910]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-580-306

Title: Primrose.

Physical description of the deposit copy: Print on fabric.

Series title: [Bermuda collection ; 659870]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

  

  

  

 

VA-580-307                            Title: Swizzle.

Physical description of the deposit copy: Print on fabric.

Series title: [Bermuda collection ; 659890]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-580-308

Title: Bermudaful.

Physical description of the deposit copy: Print on fabric.

Series title: [Bermuda collection ; 659880]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-580-309

Title: Print shoppe : no. 4 flowers.

Physical description of the deposit copy: Print on fabric.

Series title: [Bermuda collection ; 659860]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-580-310

Title: Horizons.

Physical description of the deposit copy: Print on fabric.

Series title: Bermuda collection ; 659930

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 27Jul93

VA-583-308

Title: Bermuda fancy.

Physical description of the deposit copy: Print on fabric.

Series title: Bermuda collection ; [659970]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 30Jul93          Effective date of registration: 3Aug93

VA-583-309

Title: Colony fret.

Physical description of the deposit copy: Print on fabric.

Series title: Bermuda collection ; [659980]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 30Jul93          Effective date of registration: 3Aug93

VA-583-312

Title: Somersault.

Physical description of the deposit copy: Print on fabric.

Series title: Bermuda collection ; [659960]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 30Jul93          Effective date of registration: 3Aug93

VA-586-082

Title: Serenade.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire collection ; [no. 660040]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 31Aug93

VA-586-083

Title: Fortuna.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire collection ; [no. 660030]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 31Aug93

  

  

  

 

VA-586-084

Title: Allegro.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire collection ; [no. 660060]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 31Aug93

VA-586-085

Title: Portico.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire collection ; [no. 660070]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 31Aug93

VA-592-298

Title: Arabesque.

Physical description of the deposit copy: fabric design.

Series title: Solitaire ; 660010

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 27Sep93

VA-592-299

Title: Rondeau.

Physical description of the deposit copy: fabric design.

Series title: Solitaire ; 660090

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 27Sep93

VA-594-930

Title: Perennial prints.

Physical description of the deposit copy: wallcovering designs : 118 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Date of publication: 31Jan93         Effective date of registration: 26Jul93

VA-594-931

Title: Veranda

Physical description of the deposit copy: wallcovering designs : 141 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Date of publication: 15Apr93        Effective date of registration: 26Jul93

VA-594-932

Title: Simply contemporary.

Physical description of the deposit copy: Wallcovering & fabric designs : 129 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Date of publication: 30Jun93         Effective date of registration: 26Jul93

VA-594-933

Title: The kitchen and bath book.

Physical description of the deposit copy: Wallcovering & fabric designs : 111 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Date of publication: 21May93       Effective date of registration: 26Jul93

  

  

  

VA-594-934

Title: Transitional viewpoints.

Physical description of the deposit copy: Wallcovering & fabric designs : 108 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Date of publication: 30Apr93        Effective date of registration: 26Jul93

VA-594-935

Title: Gathering place.

Physical description of the deposit copy: Wallcovering & fabric designs : 97 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Date of publication: 15Jul93          Effective date of registration: 26Jul93

VA-595-410

Title: Newstead.

Physical description of the deposit copy: Print on fabric.

Series title: Bermuda collection ; [660150]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 29Sep93

VA-603-830

Title: Cottage walk.

Physical description of the deposit copy: Print on fabric.

Series title: Cottage ; 660110

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1991           Date of publication: 1Apr91          Effective date of registration: 15Sep93

VA-603-831

Title: Millbrook stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Cottage ; 660140

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Oct93           Effective date of registration: 5Oct93

VA-605-691

Title: Madrigal.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire ; 659990

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 14Sep93

VA-605-692

Title: Minuet.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire ; 660000

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 14Sep93

VA-605-693

Title: Prelude.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire ; 660080

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 14Sep93

VA-605-694

Title: Pandora.

Physical description of the deposit copy: Print on fabric.

Series title: Solitaire ; 660050

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Sep93          Effective date of registration: 14Sep93

  

  

  

 

VA-605-898

Title: Kuba cloth : [no. 57563]

Physical description of the deposit copy: Textile.

Claimant: Schumacher, a division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Jul93            Effective date of registration: 23Nov93

Information on previous related works: Preexisting material: 20th century textile.

Limitation on claim; New matter: adaptation of design.

VA-605-899

Title: [Tourlaine] : no. 57437.

Physical description of the deposit copy: Textile.

Notes describing the deposit copy: Title from appl.

Claimant: Schumacher, a division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 1Jul93            Effective date of registration: 23Nov93

Information on previous related works: Preexisting material: 18th century textile.

Limitation on claim; New matter: adaptation of design.

VA-608-459

Title: Print shoppe no. 5 shells.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 7Oct93           Effective date of registration: 8Nov93

Title on application: No. 5 shells--print shoppe.

VA-611-329

Title: Oakley.

Physical description of the deposit copy: Print on fabric.

Series title: [Designer series coordinates ; 661140]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Dec94        Effective date of registration: 19Jan95

VA-611-330

Title: Fulham.

Physical description of the deposit copy: Print on fabric.

Series title: [Designer series coordinates ; 661130]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Dec94        Effective date of registration: 19Jan95

VA-611-331

Title: Carlyle.

Physical description of the deposit copy: Print on fabric.

Series title: [Designer series coordinates ; 661150]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Dec94        Effective date of registration: 19Jan95

VA-616-984

Title: Millfield.

Physical description of the deposit copy: Print on fabric.

Series title: Cottage collection ; [660100]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 10Oct93         Effective date of registration: 7Oct93

Miscellaneous information: C.O. corres.

  

  

  

VA-616-985

Title: Patched.

Physical description of the deposit copy: Print on fabric.

Series title: Cottage collection ; [660120]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 10Oct93         Effective date of registration: 7Oct93

Miscellaneous information: C.O. corres.

VA-616-986

Title: Millbrook.

Physical description of the deposit copy: Print on fabric.

Series title: Cottage collection ; [660130]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 10Oct93         Effective date of registration: 7Oct93

Miscellaneous information: C.O. corres.

VA-618-386

Title: Sarasota.

Physical description of the deposit copy: Print on fabric.

Series title: [Sun country collection ; 660270]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Oct93         Effective date of registration: 3Dec93

VA-618-387

Title: Carabelle.

Physical description of the deposit copy: Print on fabric.

Series title: [Sun country collection ; 660250]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Oct93         Effective date of registration: 3Dec93

VA-618-388

Title: Seaside.

Physical description of the deposit copy: Print on fabric.

Series title: [Sun country collection ; 660260]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Oct93         Effective date of registration: 3Dec93

VA-622-877

Title: Charade.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660460]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94        Effective date of registration: 18Feb94

VA-622-878

Title: Rosewood.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660450]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94        Effective date of registration: 18Feb94

VA-622-879

Title: Chesapeake.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660440]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94        Effective date of registration: 18Feb94

  

  

  

 

VA-622-880

Title: Folly.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660420]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 18Feb94

VA-622-881

Title: Fanciful.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660410]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 18Feb94

VA-622-882

Title: Fragrance.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660430]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 18Feb94

VA-622-883

Title: Fair Isle stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660490]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 18Feb94

VA-622-884

Title: Tiffany.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660480]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 18Feb94

VA-622-885

Title: [Newberry stripe]

Physical description of the deposit copy: Print on fabric.

Series title: Classica ; [660470]

Notes describing the deposit copy: Title from appl.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 18Feb94

VA-623-129

Title: Echo.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660510]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 3Mar94

VA-623-130

Title: [Enchantment]

Physical description of the deposit copy: Print on fabric.

Series title: Classica ; [660500]

Notes describing the deposit copy: Title from appl.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 3Mar94

  

  

  

 

VA-623-131

Title: Veranda.

Physical description of the deposit copy: Print on fabric.

Series title: [Classica ; 660520]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Feb94           Effective date of registration: 3Mar94

VA-630-769

Title: Hampshire.

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour ; 660600

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-630-770

Title: Charlotte.

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour ; 660620

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-630-771

Title: Strawberry fair.

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour ; 660610

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-630-774

Title: Hatfield.

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour ; 660590

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-630-775

Title: Geranium.

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour ; 660630

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-632-016

Title: Maypole moire.

Physical description of the deposit copy: Print on fabric.

Series title: [Garden tour ; 660580]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-632-017

Title: [Maypole stripe]

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour collection ; [660570]

Notes describing the deposit copy: Title from appl.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

  

  

  

 

VA-632-018

Title: Colette.

Physical description of the deposit copy: Print on fabric.

Series title: [Garden tour ; 660560]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-632-019

Title: Cotswold cottage.

Physical description of the deposit copy: Print on fabric.

Series title: [Garden tour ; 660550]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-632-020

Title: Juliet.

Physical description of the deposit copy: Print on fabric.

Series title: Garden tour collection ; 660540]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Mar94

VA-634-250

Title: Blue delft.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660340]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

VA-634-251

Title: Julianna stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660290]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

VA-634-252

Title: Tulip time.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660310]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

VA-634-253

Title: Dutch treat.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660330]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

VA-634-254

Title: Julianna.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660300]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

  

  

  

 

VA-634-255

Title: Festival.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660280]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

VA-634-256

Title: Windmill.

Physical description of the deposit copy: Print on fabric.

Series title: [Going Dutch ; 660320]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 1Apr94

VA-636-086

Title: Pleasant Valley.

Physical description of the deposit copy: Print on fabric.

Series title: Special places collection ; [658790]

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 15Mar92           Effective date of registration: 2Jun94

VA-640-418

Title: Blandford.

Physical description of the deposit copy: Print on fabric.

Series title: Mayfair collection ; [661070]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Oct94              Effective date of registration: 14Nov94

VA-645-375

Title: Lugano.

Physical description of the deposit copy: Print on fabric.

Series title: [Treasures ; 660780]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Jul94               Effective date of registration: 20Jul94

VA-645-376

Title: Trieste.

Physical description of the deposit copy: Print on fabric.

Series title: [Treasures ; 660770]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Jul94               Effective date of registration: 20Jul94

VA-645-377

Title: Sienna.

Physical description of the deposit copy: Print on fabric.

Series title: [Treasures ; 660790]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Jul94               Effective date of registration: 20Jul94

VA-645-378

Title: Perugia.

Physical description of the deposit copy: Print on fabric.

Series title: [Treasures ; 660760]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Jul94               Effective date of registration: 20Jul94

  

  

  

 

VA-645-382

Title: Classic floral : no. [660740]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 30Jun94           Effective date of registration: 5Jul94

VA-645-383

Title: Floral scent : no. [660750]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 30Jun94           Effective date of registration: 5Jul94

VA-645-384

Title: Somerville.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Jun94           Effective date of registration: 5Jul94

Title on application: Glosheen fancies, 660720.

VA-645-385

Title: Southwood.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Jun94           Effective date of registration: 5Jul94

Title on application: Glosheen fancies, 660710.

VA-645-386

Title: Stockton.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Jun94           Effective date of registration: 5Jul94

Title on application: Glosheen fancies, 660730.

VA-652-813

Title: English rose.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Matchpoint, the Wimbledon collection, 660840.

VA-652-814

Title: Mortimer.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660930.

VA-652-815

Title: Melissa.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660940.

  

  

  

 

VA-652-816

Title: Lambert stripe.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660910.

VA-652-817

Title: Samantha.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660890.

VA-652-818

Title: Arlington.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660920.

VA-652-819

Title: Sarah.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660900.

VA-652-820

Title: Vanessa.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 24Aug94

Title on application: Mario Buatta, 660880.

VA-654-294

Title: Buckingham.

Physical description of the deposit copy: Print on fabric.

Series title: [Matchpoint, the Wimbledon collection ; 660800]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 22Aug93

VA-654-295

Title: Center court.

Physical description of the deposit copy: Print on fabric.

Series title: [Matchpoint, the Wimbledon collection ; 660810]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 22Aug93

VA-654-296

Title: Wickerwork.

Physical description of the deposit copy: Print on fabric.

Series title: "Matchpoint" the Wimbledon collection ; [660870]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94           Effective date of registration: 22Aug93

  

  

  

 

VA-654-297

Title: Matchpoint.

Physical description of the deposit copy: Print on fabric.

Series title: [Matchpoint, the Wimbledon collection ; 660820]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94         Effective date of registration: 22Aug93

VA-654-298

Title: Tennis anyone.

Physical description of the deposit copy: Print on fabric.

Series title: "Matchpoint" the Wimbledon collection ; [660860]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94         Effective date of registration: 22Aug93

VA-654-299

Title: Lady Jane.

Physical description of the deposit copy: Print on fabric.

Series title: The Wimbledon collection ; [660850]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94         Effective date of registration: 22Aug93

VA-654-300

Title: Ladies day.

Physical description of the deposit copy: Print on fabric.

Series title: The Wimbledon collection ; [660830]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Aug94         Effective date of registration: 22Aug93

VA-663-877

Title: Raffles.

Physical description of the deposit copy: Print on fabric.

Series title: Treasures ; 660990

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Sep94           Effective date of registration: 21Sep94

VA-663-878

Title: Roulette.

Physical description of the deposit copy: Print on fabric.

Series title: Treasures ; 660980

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Sep94           Effective date of registration: 21Sep94

VA-663-882

Title: Shimmer.

Physical description of the deposit copy: Print on fabric.

Series title: Treasures ; 660950

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Sep94           Effective date of registration: 21Sep94

VA-663-901

Title: Sparkle.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics Division

Date of creation: 1994           Date of publication: 1Sep94           Effective date of registration: 21Sep94

Title on application: Treasures.

Author on application: Waverly Fabrics Division of  F. Schumacher & Company, employer for hire.

  

  

  

 

VA-665-063

Title: Finale.

Physical description of the deposit copy: Print on fabric.

Series title: Treasures collection ; [660960]

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Sep94           Effective date of registration: 28Sep94

Miscellaneous information: C.O. corres.

VA-665-064

Title: Contessa : [no. 661000]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Sep94           Effective date of registration: 28Sep94

Title on application: Treasures.

Miscellaneous information: C.O. corres.

VA-665-065

Title: Wild berries : [no. 661020]

Physical description of the deposit copy: Print on fabric.

Series title: The print shoppe collection ; no. 7

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Sep94           Effective date of registration: 28Sep94

Miscellaneous information: C.O. corres.

VA-665-066

Title: Old roses : [no. 661010]

Physical description of the deposit copy: Print on fabric.

Series title: Print shoppe ; no. 6

Claimant: Waverly Fabrics Division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Sep94           Effective date of registration: 28Sep94

Miscellaneous information: C.O. corres.

VA-673-554

Title: Lansdown.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; no. 660200.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-555

Title: Maidenhead.

Physical description of the deposit copy: Print on fabric.

Series title: High tea collection ; no. 659270.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Sep92             Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-556

Title: Rosetti.

Physical description of the deposit copy: Print on fabric.

Series title: Folio collection ; no. 660640.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

  

  

  

 

VA-673-557

Title: Dunsford.

Physical description of the deposit copy: Print on fabric.

Series title: High tea collection ; no. 659280.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Sep92             Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-558

Title: Castlemere.

Physical description of the deposit copy: Print on fabric.

Series title: High tea collection ; no. 659300.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Sep92             Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-559

Title: Hidcote.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; no. 660210.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-560                           Title: Dante.Physical description of the deposit copy: Print on fabric.

Series title: Folio collection ; no. 660670.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-561

Title: Porchester.

Physical description of the deposit copy: Print on fabric.

Series title: Folio collection ; no. 660650.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-562

Title: Rose arbour.

Physical description of the deposit copy: Print on fabric.

Series title: Folio collection ; no. 660680.  Waverly Designer series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-563

Title: Kingsmead.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; no. 660190.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-673-564

Title: Oakleigh.

Physical description of the deposit copy: Print on fabric.

Series title: High tea collection ; no. 659290.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1992           Date of publication: 1Sep92             Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

  

  

  

VA-673-565

Title: Reynolds.

Physical description of the deposit copy: Print on fabric.

Series title: Folio collection ; no. 660690.  Waverly Designer Series

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94        Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-676-951

Title: Hanover.

Physical description of the deposit copy: Print on fabric.

Series title: Mayfair collection ; [661080]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1994           Date of publication: 1Oct94           Effective date of registration: 14Nov94

VA-676-955

Title: Vanity fair.

Physical description of the deposit copy: Print on fabric.

Series title: Mayfair collection ; [661060]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1994           Date of publication: 1Oct94           Effective date of registration: 14Nov94

VA-676-956

Title: Clarmont stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Mayfair collection ; [661030]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1994           Date of publication: 1Oct94           Effective date of registration: 14Nov94

VA-676-957

Title: Park Lane.

Physical description of the deposit copy: Print on fabric.

Series title: Mayfair collection ; [661050]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1994           Date of publication: 1Oct94           Effective date of registration: 14Nov94

VA-676-958

Title: St. James.

Physical description of the deposit copy: Print on fabric.

Series title: Mayfair collection ; [661040]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1994           Date of publication: 1Oct94           Effective date of registration: 14Nov94

VA-682-522

Title: San Marco.

Physical description of the deposit copy: Print on fabric.

Series title: The Glosheen fancies collection.  [Tuscany ; 661090]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jan95           Effective date of registration: 22Feb95

VA-682-523

Title: Mezzaluna.

Physical description of the deposit copy: Print on fabric.

Series title: The Glosheen fancies collection.  [Tuscany ; 661120]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jan95           Effective date of registration: 22Feb95

  

  

  

 

VA-682-524

Title: Nicola.

Physical description of the deposit copy: Print on fabric.

Series title: The Glosheen fancies collection.  [Tuscany ; 661100]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jan95           Effective date of registration: 22Feb95

VA-682-525

Title: Sheldon.

Physical description of the deposit copy: Print on fabric.

Series title: The Glosheen fancies ; [660700]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 1Jun94           Effective date of registration: 22Feb95

VA-682-526

Title: Spice Island.

Physical description of the deposit copy: Print on fabric.

Series title: Tradewinds collection ; [661320]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95           Effective date of registration: 22Feb95

VA-682-527

Title: Mandalay.

Physical description of the deposit copy: Print on fabric.

Series title: Tradewinds collection ; [661280]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95           Effective date of registration: 22Feb95

VA-682-528

Title: Casanova.

Physical description of the deposit copy: Print on fabric.

Series title: The Glosheen fancies collection.  [Tuscany ; 661110]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jan95           Effective date of registration: 22Feb95

Title on application: Casa Nova.

VA-682-529

Title: East Indies.

Physical description of the deposit copy: Print on fabric.

Series title: Tradewinds collection ; [661300]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95           Effective date of registration: 22Feb95

VA-682-530

Title: Bazaar.

Physical description of the deposit copy: Print on fabric.

Series title: Tradewinds collection ; [661310]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95           Effective date of registration: 22Feb95

VA-682-531

Title: Tea house.

Physical description of the deposit copy: Print on fabric.

Series title: Tradewinds collection ; [661290]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95           Effective date of registration: 22Feb95

  

  

  

 

VA-682-532

Title: Ming.

Physical description of the deposit copy: Print on fabric.

Series title: Tradewinds collection ; [661330]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95             Effective date of registration: 22Feb95

VA-686-753

Title: Portobello.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659840]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-754

Title: Cavendish.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; [660160]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-755

Title: Cranford.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659820]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-756

Title: Brampton.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659790]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-757

Title: Ripplevale.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; [660170]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-758

Title: Woodside.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; [660180]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

  

  

  

 

VA-686-759

Title: Georgina.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659780]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-760

Title: Brentwood.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659810]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-761

Title: Langham.

Physical description of the deposit copy: Print on fabric.

Series title: High tea collection ; [659250]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1992           Date of publication: 1Sep92           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-762

Title: Briarcliff.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659800]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-763

Title: Ashgate.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; [660230]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-686-764

Title: Sissinghurst.

Physical description of the deposit copy: Print on fabric.

Series title: Country house collection ; [660220]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 15Sep93           Effective date of registration: 18Oct94

Miscellaneous information: C.O. corres.

VA-687-204

Title: Markham.

Physical description of the deposit copy: Print on fabric.

Series title: Chelsea collection ; [661480]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Mar95           Effective date of registration: 11Apr95

  

  

  

 

VA-690-797

Title: Club house.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661230

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-690-798

Title: Cafe stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661270

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-690-799

Title: Tree house.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661250

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-690-800

Title: Lakeside.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661240

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-690-801

Title: China shop.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661210

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-690-802

Title: Country lane.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661260

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-690-803

Title: Picnic plaid.

Physical description of the deposit copy: Print on fabric.

Series title: Good times collection ; no. 661220

Claimant: Waverly Fabrics

Date of creation: 1994           Date of publication: 15Dec94           Effective date of registration: 25Jan95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

  

  

  

 

VA-690-930

Title: [No. 8 ducks]

Physical description of the deposit copy: Print on fabric.

Series title: [Print shope ; 661340]

Notes describing the deposit copy: Title from appl.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Feb95           Effective date of registration: 14Mar95

VA-690-933

Title: Domani.

Physical description of the deposit copy: Print on fabric.

Series title: Tuscany collection ; [661410]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Mar95           Effective date of registration: 14Mar95

VA-691-747

Title: Bravo.

Physical description of the deposit copy: Print on fabric.

Series title: Tuscany collection ; [661390]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Mar95           Effective date of registration: 14Mar95

VA-691-749

Title: Alto.

Physical description of the deposit copy: Print on fabric.

Series title: Tuscany collection ; [661400]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Mar95           Effective date of registration: 14Mar95

VA-692-342

Title: Piccolo stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Tuscany collection ; [661420]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Mar95           Effective date of registration: 14Mar95

VA-693-045

Title: Easy pickin'.

Physical description of the deposit copy: Print on fabric.

Series title: Countryside collection ; [661490]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Mar95           Effective date of registration: 24Mar95

VA-693-046

Title: Market place.

Physical description of the deposit copy: Print on fabric.

Series title: Countryside collection ; [661380]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Mar95           Effective date of registration: 24Mar95

  

  

  

VA-693-071

Title: Wellington.

Physical description of the deposit copy: Print on fabric.

Series title: Chelsea collection ; [661430]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Mar95           Effective date of registration: 11Apr95

VA-693-072

Title: Kings road.

Physical description of the deposit copy: Print on fabric.

Series title: Chelsea collection ; [661440]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Mar95           Effective date of registration: 11Apr95

VA-693-073

Title: Britten.

Physical description of the deposit copy: Print on fabric.

Series title: Chelsea collection ; [661460]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Mar95           Effective date of registration: 11Apr95

VA-693-074

Title: Chelsea manor.

Physical description of the deposit copy: Print on fabric.

Series title: Chelsea collection ; [661450]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Mar95           Effective date of registration: 11Apr95

VA-693-203

Title: [Ansley Park]

Physical description of the deposit copy: Print on fabric.

Notes describing the deposit copy: Title from appl.

Claimant: Waverly Fabrics

Date of creation: 1991           Date of publication: 1Jun91           Effective date of registration: 10Apr95

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-695-133

Title: Ascot.

Physical description of the deposit copy: Print on fabric.

Series title: Teatime collection ; [659830]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 30Mar93           Effective date of registration: 18Oct94

Title on application: Tea time.

Miscellaneous information: C.O. corres.

VA-710-502

Title: Esprit de Provence.

Physical description of the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 4Aug95           Effective date of registration: 8Aug95

VA-710-504

Title: Waverly strip library.

Physical description of the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 25Jul95           Effective date of registration: 28Jul95

  

  

  

 

VA-710-509

Title: Schumacher showcase collection.

Physical description of the deposit copy: Wallcoverings & fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 1Jul95            Effective date of registration: 12Jun95

Title on application: Showcase collection.

VA-710-725

Title: Danvers.

Physical description of the deposit copy: Print on fabric.

Series title: Chelsea ; 661470

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Mar95        Effective date of registration: 11Apr95

VA-712-555

Title: Hastings registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; no. 661740

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 15Aug95

VA-713-919

Title: Southwind.

Physical description of the deposit copy: Print on fabric.

Series title: Islander collection ; [661610]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 3Aug95

VA-713-931

Title: Key West.

Physical description of the deposit copy: Print on fabric.

Series title: Islander collection ; [661620]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 3Aug95

VA-713-932

Title: Hideaway.

Physical description of the deposit copy: Print on fabric.

Series title: Islander collection ; [661630]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 3Aug95

VA-713-947

Title: Mario Buatta collection.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 1Jun95           Effective date of registration: 22May95

VA-713-948

Title: Williamsburg--timeless traditions.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 1Jun95           Effective date of registration: 22May95

VA-717-739

Title: Schumacher Far Eastern classics.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 12Jul95

Title on application: Far Eastern classics.

  

  

  

 

VA-719-858

Title: Castaway.

Physical description of the deposit copy: Print on fabric.

Series title: Islander collection ; [661660]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 3Aug95

Title on application: Islander.

VA-719-859

Title: Sandpiper.

Physical description of the deposit copy: Print on fabric.

Series title: Islander collection ; [661650]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 3Aug95

Title on application: Islander.

VA-720-591

Title: Match point, the Wimbledon collection / Waverly.

Physical description of the deposit copy: Wallcoverings & upholstery.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Date of publication: 1Jul95            Effective date of registration: 12Jun95

VA-725-963

Title: "Falmouth" registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [no. 661720]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 15Aug95

VA-725-964

Title: "Exeter stripe" registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [no. 661700]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 15Aug95

VA-725-965

Title: "Canterbury" registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [no. 661710]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 15Aug95

VA-725-966

Title: "Abbot" registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [no. 661730]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 15Aug95

VA-725-967

Title: "Sherborne" registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [no. 661690]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95          Effective date of registration: 15Aug95

  

  

  

 

VA-725-968

Title: "Avon" registry collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [no. 661680]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95           Effective date of registration: 15Aug95

VA-725-972

Title: Windward.

Physical description of the deposit copy: Print on fabric.

Series title: Islander collection ; [no. 661640]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95           Effective date of registration: 3Aug95

Title on application: Islander.

VA-725-973

Title: Yew too.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica collection ; [no. 661780]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95          Effective date of registration: 18Sep95

Title on application: Botanica

VA-729-381

Title: Manor plaid.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jul95           Effective date of registration: 26Jul95

VA-729-382

Title: Carnival.

Physical description of the deposit copy: Print on fabric.

Series title: Mardi Gras collection ; [no. 661570]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jun95            Effective date of registration: 26Jul95

VA-729-383

Title: Bayou.

Physical description of the deposit copy: Print on fabric.

Series title: Mardi Gras collection ; [no. 661560]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jun95            Effective date of registration: 26Jul95

VA-729-384

Title: Dixieland.

Physical description of the deposit copy: Print on fabric.

Series title: Mardi Gras ; [no. 661550]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jun95            Effective date of registration: 26Jul95

VA-729-385

Title: Jambalaya.

Physical description of the deposit copy: Print on fabric.

Series title: Mardi Gras ; [no. 661540]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jun95            Effective date of registration: 26Jul95

  

  

  

 

VA-729-386

Title: Delta.

Physical description of the deposit copy: Print on fabric.

Series title: Mardi Gras collection ; [no. 661580]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jun95           Effective date of registration: 26Jul95

VA-729-425

Title: French Quarter.

Physical description of the deposit copy: Print on fabric.

Series title: Mardi Gras ; 661600

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Jun95           Effective date of registration: 29Aug95

VA-729-426

Title: Summer rose.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661820

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 29Aug95

VA-729-427

Title: Flora botanica.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661770

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 29Aug95

VA-729-428

Title: Potting shed.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661830

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 29Aug95

VA-729-429

Title: Sunblock.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661760

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 29Aug95

VA-729-430

Title: Florabunda.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661840

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 29Aug95

VA-729-431

Title: Berry Lane.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661800

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95         Effective date of registration: 29Aug95

  

  

  

 

VA-729-432

Title: Chart house : no. 661860.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95           Effective date of registration: 29Aug95

VA-729-433

Title: Glorious iris.

Physical description of the deposit copy: Print on fabric.

Series title: Botanica ; 661750

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 1Aug95           Effective date of registration: 29Aug95

VA-729-506

Title: Huntington Harbor / aGramercy.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Date of publication: 31Jul95           Effective date of registration: 2Aug95

Miscellaneous information: C.O. corres.

VA-731-922

Title: Spring lilacs.

Physical description of the deposit copy: Print on fabrics.

Series title: Botanica collection ; [661790]

Claimant: Waverly Fabrics Division

Date of creation: 1995           Date of publication: 1Aug95           Effective date of registration: 7Sep95

Author on application: Waverly Fabrics Division of F. Schumacher & Co., employer for hire.

VA-731-923

Title: Orchard trail.

Physical description of the deposit copy: Print on fabrics.

Series title: Botanica collection ; [661810]

Claimant: Waverly Fabrics

Date of creation: 1995           Date of publication: 1Aug95           Effective date of registration: 7Sep95

Author on application: Waverly Fabrics Division of F. Schumacher & Co., employer for hire.

VA-734-953

Title: Longaberger vine.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 710-727, 1995 Effective date of registration: 15Nov95

VA-734-954

Title: Longaberger paisley.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 690-796, 1995 Effective date of registration: 15Nov95

  

  

  

 

VA-734-955

Title: Longaberger floral stripe.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 708-248, 1995 Effective date of registration: 15Nov95

VA-734-956

Title: Longaberger floral.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 648-179, 1994 Effective date of registration: 15Nov95

VA-735-168

Title: Plantations from the Barbados National Trust.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric samples.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 6Nov95           Effective date of registration: 8Nov95

VA-735-170

Title: Pacific tradewinds : a collection of fine wallcoverings, borders and companion fabrics.

Physical description of the deposit copy: 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 25Sep95           Effective date of registration: 28Sep95

VA-735-174

Title: Saddle Creek : Gramercy.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 1Sep95           Effective date of registration: 5Sep95

VA-735-177

Title: Good times : Waverly : a collection of fine wallcoverings, borders & companion fabrics.

Physical description of the deposit copy: 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 1Sep95           Effective date of registration: 5Sep95

VA-735-178

Title: Schumacher Border book : no. 5.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 25Sep95           Effective date of registration: 5Sep95

Title on application: Border book V.

VA-735-180

Title: <L>Odyssee Africaine : Gramercy.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 27Nov95           Effective date of registration: 29Nov95

  

  

  

 

VA-737-938

Title: Longaberger tulips.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1995           Date of publication: 15Jan95           Effective date of registration: 12Dec95

Title on application: 392471.

VA-738-186

Title: Pen pal.

Physical description of the deposit copy: Print on fabric.

Notes describing the deposit copy: Mardi Gras collection : [661590]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Aug95           Effective date of registration: 7Sep95

Miscellaneous information: C.O. corres.

VA-748-475

Title: Topaz.

Physical description of the deposit copy: Designs on wallcoverings.

Notes describing the deposit copy:

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 25Sep95           Effective date of registration: 13Oct95

VA-749-180

Title: Schumacher classic adaptations.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 31Oct95           Effective date of registration: 2Nov95

Title on application: Classic adaptations.

VA-755-107

Title: Pier I pansies.

Physical description of the deposit copy: Print on fabric.

Notes describing the deposit copy: Add. ti.: Pier one pansies.

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Oct95           Effective date of registration: 14Nov95

Title on application: 392547.

VA-755-108

Title: Pier I garden.

Physical description of the deposit copy: Print on fabric.

Notes describing the deposit copy: Add. ti.: Pier one garden.

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1995           Date of publication: 15Oct95           Effective date of registration: 14Nov95

Title on application: 392546.

VA-756-884

Title: Blue Ridge.

Physical description of the deposit copy: Print on fabric.

Series title: [Cabin fever ; 662050]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

  

  

  

 

VA-756-885

Title: Lilac trail : [no. 661940]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Jan96           Effective date of registration: 26Mar96

VA-756-886

Title: Asheville.

Physical description of the deposit copy: Print on fabric.

Series title: [Cabin fever ; 661990]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

VA-756-887

Title: Windham.

Physical description of the deposit copy: Print on fabric.

Series title: Cabin fever collection ; [662020]

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

Author on application: artwork: Barry  Daniels.

VA-756-888

Title: Lookout Mountain.

Physical description of the deposit copy: Print on fabric.

Series title: Cabin fever collection ; [662040]

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

Author on application: artwork: Rick  Wolff (author of a work made for hire)

VA-756-889

Title: Sketchbook.

Physical description of the deposit copy: Print on fabric.

Series title: Cabin fever collection ; [662010]

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

Author on application: artwork: Barry  Daniels.

VA-756-890

Title: Pine Hill.

Physical description of the deposit copy: Print on fabric.

Series title: Cabin fever collection ; [662110]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

VA-756-891

Title: Putney.

Physical description of the deposit copy: Print on fabric.

Series title: Cabin fever collection ; [662060]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

VA-756-892

Title: Festivities.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 661950]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

  

  

  

 

VA-756-893

Title: Old lyme.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662360]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

VA-756-894

Title: Amanda.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662330]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

VA-756-895

Title: Marissa.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662320]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

VA-756-896

Title: Garden seats.

Physical description of the deposit copy: Print on fabric.

Series title: Cabin fever collection ; [662030]

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

Author on application: design on material: Barry  Daniels.

VA-756-903

Title: Dalton stripe.

Physical description of the deposit copy: Print on fabric.

Series title: The royal court collection ; [no. 662280]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Mar96           Effective date of registration: 4Apr96

VA-756-904

Title: Dunham stri[p]e.

Physical description of the deposit copy: Print on fabric.

Series title: The royal court collection ; [no. 662250]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Mar96           Effective date of registration: 4Apr96

VA-756-905

Title: Dunham.

Physical description of the deposit copy: Print on fabric.

Series title: The royal court collection ; [no. 662240]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Mar96           Effective date of registration: 4Apr96

VA-756-906

Title: Westwood.

Physical description of the deposit copy: Print on fabric.

Series title: The royal court collection ; [no. 662310]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Mar96           Effective date of registration: 4Apr96

  

  

  

 

VA-756-907

Title: Oakhurst.

Physical description of the deposit copy: Print on fabric.

Series title: The royal court collection ; [no. 662300]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Mar96           Effective date of registration: 4Apr96

VA-756-908

Title: Compton.

Physical description of the deposit copy: Print on fabric.

Series title: The royal court collection ; [no. 662290]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Mar96           Effective date of registration: 4Apr96

VA-757-419

Title: Grand bazaar.

Physical description of the deposit copy: Wallcoverings & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 2Feb96           Effective date of registration: 5Feb96

VA-757-420

Title: Chelsea Manor.

Physical description of the deposit copy: Wallcoverings & fabric designs.

Series title: Waverly designer series

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Date of publication: 27Nov95           Effective date of registration: 29Nov95

VA-757-423

Title: Waverly Kitchen & bath : a collection of fabric backed vinyl wallcovering with companion borders and fabrics.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Date of publication: 30Jan96           Effective date of registration: 2Feb96

VA-757-444

Title: Cabin stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Cabin fever ; 662000]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Feb96           Effective date of registration: 26Mar96

VA-757-445

Title: Cara mia stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662270]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

VA-757-446

Title: Lakeville.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662350]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

VA-757-447

Title: Cara mia.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662260]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

  

  

  

 

VA-757-448

Title: Cherished moments.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662370]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Mar96           Effective date of registration: 26Mar96

VA-759-246

Title: Mardi Gras : a collection of fine wallcoverings with coordinating borders and fabrics.

Physical description of the deposit copy: 127 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 27Feb96           Effective date of registration: 29Feb96

VA-759-247

Title: <L'>air de Nimes.

Physical description of the deposit copy: 101 p.

Notes describing the deposit copy: Wallcoverings, borders & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 5Mar96           Effective date of registration: 7Mar96

VA-759-250

Title: Botanica : a collection of fine wallcoverings, borders and companion fabrics.

Physical description of the deposit copy: 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 12Apr96           Effective date of registration: 15Apr96

VA-759-252

Title: Damask : no. 2.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper collection.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 12Apr96           Effective date of registration: 15Apr96

VA-759-253

Title: Mini motifs.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper collection.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 26Feb96           Effective date of registration: 28Feb96

VA-759-690

Title: Longaberger Halloween.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: Statement re assignment. C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 639-557, 1994 Effective date of registration: 15Nov95

  

  

  

 

VA-759-691

Title: Longaberger Christmas stripe.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: Statement re assignment. C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 676-954, 1994 Effective date of registration: 15Nov95

VA-759-692

Title: Longaberger Christmas holly.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: Statement re assignment. C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 676-952, 1994 Effective date of registration: 15Nov95

VA-759-693

Title: Longaberger lilac.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: Statement re assignment. C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 648-363, 1994 Effective date of registration: 15Nov95

VA-759-694

Title: Mother's Day.  By Waverly Fabrics Division of F. Schumacher & Company.

Notes describing the deposit copy: Statement re assignment. C.O. corres.

Claimant: Waverly Fabrics Division of F. Schumacher & Company (on original appl.: Longaberger Company)

Registration being supplemented: VA 648-364, 1994 Effective date of registration: 15Nov95

VA-759-809

Title: Antique finishes.

Physical description of the deposit copy: Wallpaper sample book.

Claimant: F.   Schumacher  & Company

Date of creation: 1995           Date of publication: 31Oct95         Effective date of registration: 2Nov95

VA-764-590

Title: Madison court / aGramercy.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1996           Date of publication: 13May96       Effective date of registration: 15May96

VA-764-636

Title: Haberdashery.

Physical description of the deposit copy: 103 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 20May96       Effective date of registration: 22May96

  

  

  

 

VA-766-823

Title: Fairhaven.

Physical description of the deposit copy: Textile.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 27Aug96

Title on application: Faded florals, 662620.

VA-766-834

Title: Neoclassic interpretation / aGramercy.

Physical description of the deposit copy: 107 p.

Notes describing the deposit copy: Wallcoverings & fabrics.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1996           Date of publication: 12Nov96       Effective date of registration: 13Nov96

VA-774-222

Title: Lucinda.

Physical description of the deposit copy: Print on fabric.

Series title: [Faded florals ; 662450]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 27Aug96

VA-775-515

Title: Schumacher Manor classics.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Co.

Date of creation: 1996           Date of publication: 1Jul96            Effective date of registration: 10Jul96

Title on application: Manor classics.

VA-775-519

Title: Vivace.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Co.

Date of creation: 1996           Date of publication: 24Jun96         Effective date of registration: 26Jun96

VA-777-176

Title: "Abbey Court" high tea collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [659260]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1993           Date of publication: 30Mar93        Effective date of registration: 30May96

VA-777-177

Title: "Hillcrest stripe" folio collection.

Physical description of the deposit copy: Print on fabric.

Series title: Waverly designer series ; [660660]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1994           Date of publication: 15Mar94        Effective date of registration: 30May96

VA-783-076

Title: Natural selection / Waverly.

Physical description of the deposit copy: 149 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1996           Date of publication: 6Aug96         Effective date of registration: 8Aug96

  

  

  

 

VA-783-872

Title: Claire's check.

Physical description of the deposit copy: Print on fabric.

Series title: [Perfect pairs ; 662390]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 20Apr96        Effective date of registration: 16May96

VA-783-926

Title: Norfolk rose.

Physical description of the deposit copy: Print on fabric.

Series title: Vintage collection ; [662510]

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 27Aug96

Author on application: artwork: Christine  D'Ascoli (author of a work made for hire)

VA-783-927

Title: Melanie vintage.

Physical description of the deposit copy: Print on fabric.

Series title: Vintage collection ; [662530]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 27Aug96

VA-783-932

Title: Pantry plaid.

Physical description of the deposit copy: Print on fabric.

Series title: [Vintage companions ; 662670]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 27Aug96

VA-790-863

Title: Grand openings--hallways, foyers & more.

Physical description of the deposit copy: Art reproductions.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 23Jul96          Effective date of registration: 26Jul96

VA-793-696

Title: Abigail.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 10Sep96

Title on application: Faded florals, no. 662690.

VA-796-369

Title: Charity vintage.

Physical description of the deposit copy: Print on fabric.

Series title: [Faded florals ; 662560]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 15Aug96       Effective date of registration: 10Sep96

VA-796-370

Title: Print shoppe : no. 3 fish.

Physical description of the deposit copy: Print on fabric.

Series title: [Country weekeends ; 659850]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1993           Date of publication: 1Apr93          Effective date of registration: 10Sep96

  

  

  

 

VA-797-483

Title: Bistro.

Physical description of the deposit copy: Print on fabric.

Series title: Fancy pantry ; 663170

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 9Oct96

VA-797-484

Title: Tarascon.

Physical description of the deposit copy: Print on fabric.

Series title: Fancy pantry ; 663150

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 9Oct96

VA-797-485

Title: Pick me.

Physical description of the deposit copy: Print on fabric.

Series title: Fancy pantry ; 663140

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 9Oct96

VA-797-486

Title: Avignon.

Physical description of the deposit copy: Print on fabric.

Series title: Fancy pantry ; 663160

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 9Oct96

VA-797-487

Title: Florie.

Physical description of the deposit copy: Print on fabric.

Series title: Fancy pantry ; 663190

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 9Oct96

VA-797-488

Title: Antoinette.

Physical description of the deposit copy: Print on fabric.

Series title: Fancy pantry ; 663180

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 9Oct96

VA-797-582

Title: University stripe.

Series title: Ticking stripes ; 662740

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

VA-797-583

Title: General store.

Series title: Ticking stripes ; 662780

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

  

  

  

 

VA-797-584

Title: Country club.

Series title: Ticking stripes ; 662820

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

VA-797-585

Title: Heirloom ticking.

Series title: Ticking stripes ; 662750

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

VA-797-586

Title: Grand teton

Series title: Ticking stripes ; 662790

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

VA-797-587

Title: Harvard stripe.

Series title: Ticking stripes ; 662810

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

VA-797-588

Title: Admiral's club.

Series title: Ticking stripes ; 662730

Claimant: Waverly Fabrics, a division of F. Schumacher & Company

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 3Oct96

VA-797-846

Title: Royal retreats.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 8Oct96           Effective date of registration: 10Oct96

VA-797-847

Title: Arundel interiors.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 8Oct96           Effective date of registration: 10Oct96

VA-798-205

Title: Mountain brook.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 12Sep96         Effective date of registration: 13Sep96

VA-799-682

Title: Carrara textures.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 31Oct96         Effective date of registration: 4Nov96

  

  

  

 

VA-807-651

Title: Classic small prints.

Physical description of the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 18Nov96       Effective date of registration: 20Nov96

VA-809-196

Title: Gazebo stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Summer estate ; [663090]

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 10Oct96         Effective date of registration: 18Nov96

VA-809-197

Title: Ship ahoy : [no. 663130]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 15Sep96        Effective date of registration: 18Nov96

Author on application: artwork: Barry  Daniels.

VA-809-198

Title: Forget me not : [no. 663220]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 30Sep96        Effective date of registration: 18Nov96

VA-809-199

Title: Preserves.

Physical description of the deposit copy: Print on fabric.

Series title: [Fancy pantry ; 662850]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Sep96          Effective date of registration: 18Nov96

VA-809-200

Title: Garden gate.

Physical description of the deposit copy: Print on fabric.

Series title: Summer estate ; [663080]

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 10Oct96         Effective date of registration: 18Nov96

VA-809-201

Title: Bridgewater : [no. 663210]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 15Sep96         Effective date of registration: 18Nov96

VA-809-202

Title: Tee time : [no. 663200]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 30Sep96         Effective date of registration: 18Nov96

Author on application: artwork: Barry  Daniels.

VA-809-203

Title: Summerfield.

Physical description of the deposit copy: Print on fabric.

Series title: Summer estate ; [663060]

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 10Oct96         Effective date of registration: 18Nov96

  

  

  

 

VA-813-905

Title: Edith Wharton.

Physical description of the deposit copy: 100 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 29Jan97         Effective date of registration: 30Jan97

VA-818-114

Title: Pavillon rosette.

Physical description of the deposit copy: Print on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 1Feb97          Effective date of registration: 3Jul97

Information on previous related works: Appl. identifies fabric circa 1920s from Schumacher archives as preexisting material.

Limitation on claim; New matter: adaptation & reproduction of archive design.

VA-818-718

Title: Garden crossing.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 31May96       Effective date of registration: 26Feb97

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-818-719

Title: Rosehill.

Physical description of the deposit copy: Print on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 10Oct96         Effective date of registration: 26Feb97

VA-818-720

Title: Summer's gate.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1996           Date of publication: 31May96       Effective date of registration: 26Feb97

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-819-682

Title: Simply borders : a collection of borders with coordinating wallcoverings, fabrics and home fashions.

Physical description of the deposit copy: 109 p.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 10Feb97        Effective date of registration: 12Feb97

Information on previous related works: Appl. states some designs prev. pub.

Limitation on claim; New matter: additional new designs.

VA-820-010

Title: Beatrice allover.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Sep96          Effective date of registration: 1Apr97

  

  

  

 

VA-820-015

Title: Beatrice.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 1Apr97

VA-820-023

Title: Beatrice diamond.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 1Sep96           Effective date of registration: 1Apr97

VA-820-024

Title: Hadley.

Physical description of the deposit copy: Print on fabric.

Series title: The homstead collection ; [663230]

Claimant: cWaverly Fabrics

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

Author on application: Fernwood  Mitchell , 1940-.

VA-820-025

Title: Deerfield.

Physical description of the deposit copy: Print on fabric.

Series title: The homstead collecton ; [663340]

Claimant: cWaverly Fabrics

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

Author on application: Dennis  Lee.

VA-820-026

Title: New hope.

Physical description of the deposit copy: Print on fabric.

Series title: The homstead collecton ; [663310]

Claimant: cWaverly Fabrics

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

Author on application: Dennis  Lee.

VA-820-064

Title: Stripes & plaids.

Physical description of the deposit copy: 102 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 11Mar97        Effective date of registration: 11Mar97

VA-820-509

Title: Meeting house.

Physical description of the deposit copy: Textile.

Series title: Homestead ; 663209

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

Author on application: Sarah  Bratby.

VA-820-510

Title: Buck's County.

Physical description of the deposit copy: Textile.

Series title: Homestead ; 663470

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

Author on application: Sarah  Bratby.

  

  

  

 

VA-820-511

Title: Lancaster.

Physical description of the deposit copy: Textile.

Series title: Homestead ; 663330

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

VA-820-512

Title: Heritage quilt.

Physical description of the deposit copy: Textile.

Series title: Homestead ; 663430

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

VA-820-513

Title: Shelburne.

Physical description of the deposit copy: Textile.

Series title: Homestead ; 663320

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

VA-820-514

Title: Farmstead.

Physical description of the deposit copy: Textile.

Series title: Homestead ; 663250

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 1Jan97           Effective date of registration: 1Apr97

VA-822-721

Title: Demitasse.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 3Jul97

Title on application: 663540.

Author on application: artwork: Nick  Colwic.

VA-822-722

Title: Marbury.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 3Jul97

Title on application: 663560.

Author on application: artwork: Guy  Romagna , 1953-.

VA-822-723

Title: Bountiful.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 3Jul97

Title on application: 663620.

Author on application: artwork: Barry  Daniels.

VA-822-724

Title: Ribbon trail.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 3Jul97

Title on application: 663640.

Author on application: artwork: Guy  Romagna , 1953-.

  

  

  

 

VA-822-725

Title: Colleen.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 3Jul97

Title on application: 663630.

Author on application: artwork: Guy  Romagna , 1953-.

VA-822-726

Title: Wesley.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 3Jul97

Title on application: 663650.

Author on application: artwork: Guy  Romagna , 1953-.

VA-826-289

Title: Springsong.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663460]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Title on application: Spring song.

Author on application: artwork: Janice Dey  Klein, author of a work made for hire.

VA-826-290

Title: Charmant.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663370]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Jean  Levitson, author of a work made for hire.

VA-826-291

Title: Enchantress.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663440]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Janice Dey  Klein, author of a work made for hire.

VA-826-292

Title: Silken stripe.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663380]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Dennis  Lee, author of a work made for hire.

VA-826-293

Title: Cambria.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663360]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Dennis  Lee, author of a work made for hire.

  

  

  

 

VA-826-294

Title: Masterpiece.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663350]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Jean  Levitson, author of a work made for hire.

VA-826-295

Title: Romance.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663450]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Janice Dey  Klein, author of a work made for hire.

VA-826-296

Title: Ferns-print shoppe : no. 9.

Physical description of the deposit copy: Prnt on fabric.

Series title: The print shoppe collection ; [663550]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: Angelo  Miro, author of a work made for hire.

VA-826-297

Title: Garden lane.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663420]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Title on application: Garden lane linen.

Author on application: artwork: George  Wright, author of a work made for hire.

VA-826-298

Title: Pretty petals.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663410]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Title on application: Pretty petals linen.

Author on application: artwork: George  Wright, author of a work made for hire.

VA-826-299

Title: Tafetta ribbon.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663480]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: George  Wright, author of a work made for hire.

VA-826-300

Title: Ribbon rose.

Physical description of the deposit copy: Print on fabric.

Series title: The beautiful things collection ; [663490]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Feb97           Effective date of registration: 4Apr97

Author on application: artwork: George  Wright, author of a work made for hire.

  

  

  

 

VA-831-893

Title: Lilac bouquet.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1996           Date of publication: 15Jan96         Effective date of registration: 14Apr97

VA-834-033

Title: Victorian collection.

Physical description of the deposit copy: 104 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 25Apr97        Effective date of registration: 28Apr97

VA-834-036

Title: Heirloom / Waverly.

Physical description of the deposit copy: 182 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Date of publication: 19May97       Effective date of registration: 30May97

VA-834-411

Title: At home with Waverly : kitchen and bath : pattern no. 570460, 570470, 570425 ... [et al.]

Physical description of the deposit copy: 214 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1996           Date of publication: 12Nov96       Effective date of registration: 13Nov96

VA-837-841

Title: Chubby check.

Physical description of the deposit copy: Print on fabric.

Series title: [Sketchbook ; 663610]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: artwork: Guy  Romagno.

VA-837-842

Title: Slender stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Sketchbook ; [663600]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: artwork: Guy  Romagno.

VA-840-116

Title: Cherry cherries : no. 663570.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

  

  

  

VA-840-117

Title: Misty meadow : no. 663590.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-840-118

Title: Precious posies : no. 663580.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-840-119

Title: Glorious garden : no. 663520.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-840-120

Title: Pastoral plaid : no. 663530.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-840-130

Title: Sunday stroll : no. 663660.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-840-131

Title: Second spring : no. 663500.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-840-132

Title: Summer studies : no. 663510.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1May97         Effective date of registration: 9Jun97

Author on application: Guy  Romagno.

VA-842-118

Title: Berkeley Square / aGramercy.

Physical description of the deposit copy: 100 p.

Notes describing the deposit copy: Wallcoverings & fabrics.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Date of publication: 5May97         Effective date of registration: 25Jul97

 

  

  

  

VA-861-333

Title: Garden vines / Schumacher.

Physical description of the deposit copy: 86 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Jul97            Effective date of registration: 15Aug97

VA-861-358

Title: Borders & stripes / aGramercy.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Date of publication: 1Sep97          Effective date of registration: 2Oct97

VA-861-457

Title: India.

Physical description of the deposit copy: 97 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 8Oct97

VA-861-458

Title: Encore : 4.

Physical description of the deposit copy: 94 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Sep97          Effective date of registration: 6Oct97

VA-861-459

Title: Classic handprints : vol. 1.

Physical description of the deposit copy: 72 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Sep97          Effective date of registration: 6Oct97

VA-861-460

Title: Decorative stripes.

Physical description of the deposit copy: 158 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Sep97          Effective date of registration: 6Oct97

VA-861-462

Title: Cornucopia.

Physical description of the deposit copy: 111 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 8Oct97

VA-862-360

Title: Finishing effects : vol. 3 / Waverly.

Physical description of the deposit copy: 155 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Date of publication: 1Sep97          Effective date of registration: 30Oct97

  

  

  

VA-864-040

Title: Spring fling.

Physical description of the deposit copy: Print on fabric.

Series title: Greenhouse collection ; [663800]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Oct97           Effective date of registration: 27Oct97

Author on application: artwork: Sheila  McLain.

VA-864-041

Title: Artistry.

Physical description of the deposit copy: Print on fabric.

Series title: Greenhouse collection ; [663830]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Oct97           Effective date of registration: 27Oct97

Author on application: artwork: George  Wright.

VA-864-042

Title: Opal.

Physical description of the deposit copy: Print on fabric.

Series title: [Greenhouse collection ; 663840]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Oct97           Effective date of registration: 27Oct97

Author on application: artwork: George  Wright.

VA-864-043

Title: Blossomtime.

Physical description of the deposit copy: Print on fabric.

Series title: [Greenhouse collection] ; 663780

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1997           Date of publication: 15Oct97           Effective date of registration: 27Oct97

VA-864-044

Title: Midsummer.

Physical description of the deposit copy: Print on fabric.

Series title: The greenhouse collection ; 663900

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1997           Date of publication: 15Oct97           Effective date of registration: 27Oct97

VA-864-045

Title: Vacation.

Physical description of the deposit copy: Print on fabric.

Series title: The greenhouse collection ; 663810

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1997           Date of publication: 15Oct97           Effective date of registration: 27Oct97

 

VA-868-692

Title: Easton Gate.

Physical description of the deposit copy: Print on fabric.

Series title: [Belgrave Square ; no. 663690]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 15Nov97          Effective date of registration: 19Nov97

VA-868-693

Title: Pembridge.

Physical description of the deposit copy: Print on fabric.

Series title: [Belgrave Square ; no. 663760]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Nov97          Effective date of registration: 19Nov97

Author on application: artwork: Atelier Design Studio, employer for hire.

  

  

  

 

VA-868-694

Title: Castlebury.

Physical description of the deposit copy: Print on fabric.

Series title: [Belgrave Square ; no. 663710]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Nov97       Effective date of registration: 19Nov97

Author on application: artwork: Michelle  Piccora.

VA-868-695

Title: Lynnbrook.

Physical description of the deposit copy: Print on fabric.

Series title: Belgrave Square collection ; no. 663720

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 15Nov97       Effective date of registration: 19Nov97

VA-868-717

Title: Beautiful things.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 16Dec97

VA-871-857

Title: Fredrick / collection exclusively by Waverly.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 663990

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

Author on application: Peter  D'Ascoli & Christine  D'Ascoli.

VA-871-858

Title: Helena.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664040

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

VA-871-859

Title: Baltic brocade.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664050

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

VA-871-860

Title: Swedish arbor.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664080

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

VA-871-861

Title: Hans.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664060

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

Author on application: Peter  D'Ascoli & aChristine  D'Ascoli.

  

  

  

 

VA-871-862

Title: Greta.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664070

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

VA-871-863

Title: Inga.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664030

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

VA-871-864

Title: Eugenia.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial Estate ; 664000

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

Author on application: Peter  D'Ascoli & Christine  D'Ascoli.

VA-871-865

Title: Roseberry.

Physical description of the deposit copy: Print on fabric.

Series title: Belgrave square ; 663770

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Nov97       Effective date of registration: 19Nov97

Author on application: Atelier Design Studio, employer for hire.

VA-871-866

Title: Westbourne belgrave square.

Physical description of the deposit copy: Print on fabric.

Series title: Belgrave square ; 663770

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 15Nov97       Effective date of registration: 19Nov97

Title on application: Westbourne.

Author on application: Atelier Design Studio, employer for hire.

VA-871-890

Title: Gustavian stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Provincial estate ; [664010]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Jan98           Effective date of registration: 4Feb98

Author on application: Peter  D'Ascoli & Christine  D'Ascoli.

VA-874-603

Title: Tone on tone II.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Jun97           Effective date of registration: 16Dec97

Miscellaneous information: C.O. corres.

  

  

  

 

VA-874-604

Title: Homestead.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 15Nov97       Effective date of registration: 23Dec97

VA-874-605

Title: Summer estate archive.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Nov97         Effective date of registration: 16Dec97

VA-877-038

Title: Tiberius.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663820]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

Author on application: artwork: Jean  Levinson.

VA-877-039

Title: Castille.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663750]

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

VA-877-040

Title: Dresden.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663890]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

Author on application: artwork: Dennis  Lee.

VA-877-041

Title: Bremen.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663910]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

Author on application: artwork: Barbara  Teague.

VA-877-042

Title: Murano.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663920]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

Author on application: artwork: Pam  Turczyn.

VA-877-043

Title: Prague.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663880]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

Author on application: artwork: George  Wright.

  

  

  

 

VA-877-044

Title: Villa.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663730

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

VA-877-045

Title: Aragon.

Physical description of the deposit copy: Print on fabric.

Series title: The Grandeur collection ; [663740

Claimant: Waverly Fabrics (division of F. Schumacher & Company)

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

VA-877-046

Title: Pageantry.

Physical description of the deposit copy: Print on fabric.

Series title: Grandeur collection ; [663870]

Claimant: Waverly Fabrics

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 22Oct97

Author on application: artwork: George  Wright.

VA-878-952

Title: Viewpoint.

Physical description of the deposit copy: 101 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Apr98        Effective date of registration: 18May98

VA-878-953

Title: Astor Terrace II.

Physical description of the deposit copy: 111 p.

Notes describing the deposit copy: Wallcoverings & fabrics designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 1Apr98          Effective date of registration: 18May98

VA-878-954

Title: Belgrave Square.

Physical description of the deposit copy: 161 p.

Notes describing the deposit copy: Wallcoverings & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 30Mar98        Effective date of registration: 18May98

VA-885-202

Title: Southern breeze / aGramercy

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Date of publication: 1Feb98          Effective date of registration: 2Apr98

VA-885-203

Title: Fresco / aGramercy

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Date of publication: 1Mar98          Effective date of registration: 2Apr98

  

  

  

 

VA-886-326

Title: Sketchbook Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 2Jan98           Effective date of registration: 2Apr98

Title on application: Sketchbook.

VA-886-327

Title: Historic Natchez collection : no. 3.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 1Mar98          Effective date of registration: 2Apr98

VA-886-328

Title: Objects d'arts.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1997           Date of publication: 15Jan98         Effective date of registration: 2Apr98

VA-889-595

Title: Daphne.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1997           Date of publication: 1Oct97           Effective date of registration: 16Mar98

VA-900-278

Title: Waverly lifestyles.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jun98         Effective date of registration: 30Jun98

Title on application: Lifestyles.

VA-900-282

Title: Papiers de France.

Physical description of the deposit copy: 96 p.

Notes describing the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15May98       Effective date of registration: 15Jun98

VA-900-283

Title: Grandeur.

Physical description of the deposit copy: 145 p.

Notes describing the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jun98         Effective date of registration: 30Jun98

VA-900-284

Title: Raymond Waites man tailored.

Physical description of the deposit copy: 101 p.

Series title: A haberdashery collection

Notes describing the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 18Jun98         Effective date of registration: 16Jul98

  

  

  

 

VA-900-295

Title: White jade / aGreef.

Physical description of the deposit copy: 138 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 29May98       Effective date of registration: 15Jun98

VA-903-079

Title: Foularde [sic]

Physical description of the deposit copy: Print on fabric.

Series title: [Simple pleasures ; 664310]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1998           Date of publication: 1May98         Effective date of registration: 2Jun98

VA-903-080

Title: Treasure.

Physical description of the deposit copy: Print on fabric.

Series title: [Simple pleasures ; 664330]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1998           Date of publication: 1May98         Effective date of registration: 2Jun98

VA-903-800

Title: Argyle.

Physical description of the deposit copy: Print on fabric.

Series title: [Simple pleasures ; 664300]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1998           Date of publication: 1May98         Effective date of registration: 2Jun98

VA-903-801

Title: Palace scroll.

Physical description of the deposit copy: Print on fabric.

Series title: [Somerset ; 664260]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1May98         Effective date of registration: 2Jun98

Author on application: George  Wright.

VA-903-802

Title: Royal crest.

Physical description of the deposit copy: Print on fabric.

Series title: [Somerset ; 664270]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1May98         Effective date of registration: 2Jun98

Author on application: George  Wright.

VA-903-803

Title: Regal rose.

Physical description of the deposit copy: Print on fabric.

Series title: [Somerset ; 664250]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1May98         Effective date of registration: 2Jun98

Author on application: Barbara  Teague.

  

  

  

 

VA-903-804

Title: Montague.

Physical description of the deposit copy: Print on fabric.

Series title: [Somerset ; 664280]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1May98           Effective date of registration: 2Jun98

Author on application: Jean  Levinson.

VA-903-805

Title: Capulet stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Somerset ; 664290]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1998           Date of publication: 1May98           Effective date of registration: 2Jun98

VA-908-753

Title: Animal walk.

Physical description of the deposit copy: Print on fabric.

Series title: [Two by two ; 664230]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-754

Title: Fruit salad.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 663930

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-755

Title: Checkmate.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664210

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-756

Title: Sea isle.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664180

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-757

Title: Parfait.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 663980

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-758

Title: Floral festival.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 663970

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

  

  

  

 

VA-908-759

Title: Block party.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664200

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-760

Title: Animal kingdom.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664220

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-761

Title: Garden trellis.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664170

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-762

Title: Just leaves.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664160

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-763

Title: Arbor Day.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664150

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-908-764

Title: Ocean City.

Physical description of the deposit copy: Print on fabric.

Series title: Two by two ; 664190

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Mar98           Effective date of registration: 8Jun98

Author on application: Guy  Romagna.

VA-910-051

Title: Schumacher Neutral collection.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jul98             Effective date of registration: 10Aug98

Title on application: Neutral collection.

  

  

  

 

VA-910-209

Title: Cache.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jul98          Effective date of registration: 26Aug98

VA-910-210

Title: Country manor.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jul98          Effective date of registration: 26Aug98

VA-910-216

Title: Classic handprints : vol. 2.

Physical description of the deposit copy: 82 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jul98          Effective date of registration: 26Aug98

VA-915-997

Title: Far eastern legacy / aGramercy.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 1Jul98            Effective date of registration: 26Aug98

VA-922-882

Title: Gazebo.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664410]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1998           Date of publication: 1Aug98         Effective date of registration: 8Oct98

VA-922-883

Title: Square dance.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664370]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Aug98         Effective date of registration: 8Oct98

Author on application: artwork: Barbara  Teague.

VA-922-884

Title: Palmetto.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664540]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1998           Date of publication: 1Aug98         Effective date of registration: 8Oct98

VA-922-885

Title: Last summer.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664350]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Aug98         Effective date of registration: 8Oct98

Author on application: artwork: George  Wright.

  

  

  

 

VA-922-886

Title: Summer stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664360]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Aug98           Effective date of registration: 8Oct98

Author on application: artwork: George  Wright.

VA-922-887

Title: Cherry blossom.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664380]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Aug98           Effective date of registration: 8Oct98

Author on application: artwork: Barbara  Teague.

VA-922-888

Title: Kitsch kitchen.

Physical description of the deposit copy: Print on fabric.

Series title: [Victory garden ; 664390]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Aug98           Effective date of registration: 8Oct98

Author on application: artwork: Dennis  Lee.

VA-927-705

Title: Rosebank.

Physical description of the deposit copy: Print on fabric.

Series title: [Masterpiece ; 664550]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Oct98           Effective date of registration: 12Nov98

Author on application: artwork: George  Wright.

VA-927-706

Title: Minaret.

Physical description of the deposit copy: Print on fabric.

Series title: [Masterpiece ; 664600]

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 15Oct98           Effective date of registration: 12Nov98

VA-927-707

Title: Izmir.

Physical description of the deposit copy: Print on fabric.

Series title: [Masterpiece ; 664590]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Oct98           Effective date of registration: 12Nov98

Author on application: artwork: Jean  Levitson.

VA-927-708

Title: Meadow way.

Physical description of the deposit copy: Print on fabric.

Series title: [Masterpiece ; 664580]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Oct98           Effective date of registration: 12Nov98

Author on application: artwork: Jean  Levitson.

  

  

  

 

VA-927-709

Title: Garden toile.

Physical description of the deposit copy: Print on fabric.

Series title: [Masterpiece ; 664570]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Oct98         Effective date of registration: 12Nov98

Author on application: artwork: George  Wright.

VA-927-710

Title: Briar rose.

Physical description of the deposit copy: Print on fabric.

Series title: [Masterpiece ; 664560]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 15Oct98         Effective date of registration: 12Nov98

Author on application: artwork: George  Wright.

VA-927-711

Title: Leonardo.

Physical description of the deposit copy: Print on fabric.

Series title: [Renaissance ; 664430]

Claimant: Waverly Fabrics Division (of F. Schumacher & Company)

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

VA-927-725

Title: Parma.

Physical description of the deposit copy: Print on fabric.

Series title: [Renaissance ; 664520]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

VA-927-726

Title: Donatella.

Physical description of the deposit copy: Print on fabric.

Series title: [Renaissance ; 664460]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

VA-927-727

Title: Lorenzo.

Physical description of the deposit copy: Print on fabric.

Series title: Renaissance collection ; [664440]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

VA-927-728

Title: Medici.

Physical description of the deposit copy: Print on fabric.

Series title: [Renaissance ; 664480]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

VA-927-729

Title: Ferrari stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Renaissance collection ; [664530]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

  

  

  

 

VA-927-730

Title: Turino stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Renaissance collection ; [664450]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

VA-927-731

Title: Galileo.

Physical description of the deposit copy: Print on fabric.

Series title: Renaissance collection ; [664500]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

VA-927-732

Title: Florin.

Physical description of the deposit copy: Print on fabric.

Series title: Renaissance collection ; [664490]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

VA-927-733

Title: Positano.

Physical description of the deposit copy: Print on fabric.

Series title: Renaissance collection ; [664470]

Claimant: Waverly Fabrics

Date of creation: 1998           Date of publication: 1Sep98           Effective date of registration: 30Sep98

Author on application: artwork: Peter  D'Ascoli & Christine  D'Ascoli.

VA-930-292

Title: Nostalgia.

Physical description of the deposit copy: 107 p.

Notes describing the deposit copy: Wallcoverings & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Sep98         Effective date of registration: 24Nov98

VA-930-293

Title: Provincial estate.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Sep98         Effective date of registration: 24Nov98

VA-933-723

Title: Bedouin stripe.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Peter  D'Ascoli and Christine  D'Ascoli.

  

  

  

 

VA-933-724

Title: Olana.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-725

Title: Agra.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-726

Title: Anatolia.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-727

Title: Romany.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-728

Title: Persia.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-729

Title: Natasha.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-730

Title: Moravia.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

VA-933-731

Title: Sasha.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 26Feb99         Effective date of registration: 7May99

Author on application: Waverly Fabrics, division of F. Schumacher & Company, employer for hire.

  

  

  

 

VA-933-748

Title: Lyon.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664660]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

VA-933-749

Title: Calais.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664620]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

Author on application: Jean  Levitson.

VA-933-750

Title: Alsace.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664640]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

VA-933-751

Title: Rochelle.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664680]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

Author on application: Tom  Grandville.

VA-933-752

Title: Vienne.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664650]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

VA-933-753

Title: <Le> petite ferme.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664670]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

Author on application: Tom  Grandville.

VA-933-754

Title: Toulouse.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664690]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

VA-933-755

Title: Mistral.

Physical description of the deposit copy: Print on fabric.

Series title: [Colors of Provence ; 664850]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1999           Date of publication: 1Feb99           Effective date of registration: 22Apr99

  

  

  

 

VA-935-772

Title: Silk strie.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1998           Date of publication: 15Oct98         Effective date of registration: 12Nov98

VA-938-724

Title: French inspirations / aGramercy.

Physical description of the deposit copy: 96 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 10Dec98        Effective date of registration: 6Jan99

VA-938-725

Title: Victory garden kitchen & bath / Waverly.

Physical description of the deposit copy: 124 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 15Oct98         Effective date of registration: 23Nov98

VA-938-726

Title: Green house / Waverly.

Physical description of the deposit copy: 161 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 15Jul98          Effective date of registration: 23Nov98

VA-938-727

Title: Royal Sweden.

Physical description of the deposit copy: 93 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Sep98        Effective date of registration: 23Nov98

VA-938-728

Title: Natural impressions / aGramercy.

Physical description of the deposit copy: 107 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 15Sep98        Effective date of registration: 23Nov98

VA-951-635

Title: Design essentials.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Feb99        Effective date of registration: 14May99

VA-951-636

Title: Two by two.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering designs & designs on fabrics. Add. ti.: 2 by 2.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jan99         Effective date of registration: 14May99

  

  

  

 

VA-951-637

Title: Damask III.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jan99         Effective date of registration: 14May99

VA-952-307

Title: Tones & textures.

Physical description of the deposit copy: 103 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1998           Date of publication: 15Jan99         Effective date of registration: 14May99

VA-952-675

Title: Fabulous faux : no. 2 / Waverly.

Physical description of the deposit copy: 121 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1998           Date of publication: 10Feb99        Effective date of registration: 14May99

VA-952-927

Title: Pretty plaid.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 664780.

Author on application: artwork: Guy  Romagna.

VA-952-928

Title: Summer tree.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 664870.

Author on application: artwork: Guy  Romagna.

VA-952-929

Title: Favorite pastime.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 665130.

Author on application: artwork: Guy  Romagna.

VA-952-930

Title: May flowers.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 664860.

Author on application: artwork: Guy  Romagna.

VA-952-931

Title: Garden patch.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 665120.

Author on application: artwork: Guy  Romagna.

  

  

  

 

VA-952-932

Title: Autumn leaves.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 665090.

Author on application: artwork: Guy  Romagna.

VA-952-933

Title: Pressed leaves.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 665100.

Author on application: artwork: Guy  Romagna.

VA-952-934

Title: Spring morning.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 664790.

Author on application: artwork: Guy  Romagna.

VA-952-935

Title: Botanical studies.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 665110.

Author on application: artwork: Guy  Romagna.

VA-952-936

Title: Butterfly bouquet.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 664990.

Author on application: artwork: Guy  Romagna.

VA-952-937

Title: Winter memories.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Title on application: Changing seasons, no. 664940.

Author on application: artwork: Guy  Romagna.

VA-958-143

Title: Somerset Club / Waverly.

Physical description of the deposit copy: 126 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1999           Date of publication: 15May99       Effective date of registration: 11Jun99

  

  

  

 

VA-958-144

Title: Cuisine et salle de bains.

Physical description of the deposit copy: 83 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 15May99       Effective date of registration: 15Jun99

 

VA-967-670

Title: Seasonings.

Physical description of the deposit copy: Print on fabric.

Series title: [Changing seasons ; 665140]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Apr99          Effective date of registration: 17May99

Author on application: artwork: Guy  Romagna.

 

VA-974-560

Title: Come home to Waverly kitchen & bath.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper sample book.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Jul99            Effective date of registration: 26Aug99

VA-974-561

Title: Renaissance--a Waverly collection.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 15Jul99          Effective date of registration: 26Aug99

VA-976-710

Title: Historic Savannah II.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  &  Company

Date of creation: 1999           Date of publication: 15Aug99       Effective date of registration: 7Sep99

VA-976-712

Title: Classic handprints  : vol. 3.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  &  Company

Date of creation: 1999           Date of publication: 15Jul99          Effective date of registration: 7Sep99

VA-980-691

Title: Colors of provence / Waverly.

Physical description of the deposit copy: 302 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1999           Date of publication: 1Jul99            Effective date of registration: 12Nov99

VA-980-692

Title: Masterpiece / Waverly.

Physical description of the deposit copy: 260 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1999           Date of publication: 1Aug99         Effective date of registration: 12Nov99

  

  

  

 

VA-984-437

Title: Morning vine : [no. 665270]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 8Jul99            Effective date of registration: 17Sep99

Author on application: Jean  Levitson.

VA-984-438

Title: Cottage rose : [no. 665270]

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 15Jul99          Effective date of registration: 17Sep99

Author on application: Jean  Levitson.

VA-987-303

Title: <Les> enfants.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Sep99          Effective date of registration: 27Dec99

VA-987-322

Title: Tahiti.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665210]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 2Jul99            Effective date of registration: 27Dec99

Author on application: artwork: George  Wright.

VA-987-323

Title: Paradise island.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665220]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Jul99            Effective date of registration: 27Dec99

Author on application: artwork: George  Wright.

VA-987-324

Title: Gulf stream.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665280]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 6May99         Effective date of registration: 27Dec99

Author on application: artwork: George  Wright.

VA-987-325

Title: Tribal tapestry.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665200]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Jul99            Effective date of registration: 27Dec99

Author on application: artwork: Pam  Turzyn.

  

  

  

 

VA-987-326

Title: Lagos.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665190]

Claimant: Waverly Fabrics, division of F. Schumacher

Date of creation: 1999           Date of publication: 9Jun99           Effective date of registration: 27Dec99

VA-987-327

Title: Fiji.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665160]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 6May99         Effective date of registration: 27Dec99

VA-987-328

Title: Samoa.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665150]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 6May99         Effective date of registration: 27Dec99

Author on application: artwork: Artisan Studio, employer for hire.

VA-987-329

Title: Congo.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665290]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 1Oct99           Effective date of registration: 27Dec99

Author on application: artwork: Artisan Studio, employer for hire.

VA-987-330

Title: Malaya.

Physical description of the deposit copy: Print on fabric.

Series title: [Rainforest ; 665170]

Claimant: Waverly Fabrics

Date of creation: 1999           Date of publication: 24May99       Effective date of registration: 27Dec99

Author on application: artwork: Artisan Studio, employer for hire.

VA-989-392

Title: Linette Lisere' stripe.

Physical description of the deposit copy: Woven fabric design.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Dec99          Effective date of registration: 2Feb00

Author on application: LeClercq-Leroux, employer for hire.

Information on previous related works: Preexisting material: 19th century home interior document.

Limitation on claim; New matter: adaptation of design and additional artwork.

VA-990-997

Title: The fisherman's toile.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume XV--spring 2000] ; 170850

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Dec99          Effective date of registration: 2Feb00

Author on application: Tissus  DeGravigny.

Information on previous related works: Based on preexisting artwork.

Limitation on claim; New matter: adaptation of design & additional artwork.

  

  

  

VA-990-999

Title: Rhododendrum rain.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume XV--spring 2000] ; 170810

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Dec99          Effective date of registration: 2Feb00

Author on application: Luna Home, employer for hire.

Information on previous related works: Based on preexisting artwork.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-991-009

Title: Campanules.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume XV--spring 2000] ; 170640

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Dec99          Effective date of registration: 2Feb00

Author on application: Tissus  DeGravigny, employer for hire.

Information on previous related works: Based on preexisting artwork.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-991-010

Title: Mystic garden.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume XV--spring 2000] ; 170630

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Dec99          Effective date of registration: 2Feb00

Author on application: Olmetto, SPA, employer for hire.

Information on previous related works: Based on preexisting artwork.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-991-011

Title: Chavant paisley.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics volume XV--spring 2000] ; 170620

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Dec99          Effective date of registration: 2Feb00

Author on application: Ratti, employer for hire.

Information on previous related works: Based on preexisting artwork.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-001-424

Title: Garden pleasures.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Aug01       Effective date of registration: 1Oct01

VA-1-022-942

Title: Small prints.

Physical description of the deposit copy: 268 p.

Notes describing the deposit copy: Wallcoverings, borders & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Feb00          Effective date of registration: 21Jul00

VA-1-022-943

Title: Kitchen, bath & home.

Physical description of the deposit copy: 274 p.

Notes describing the deposit copy: Wallcoverings, borders & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Apr00          Effective date of registration: 21Jul00

Title on application: Waverly kitchen, bath & home.

  

  

  

 

VA-1-022-944

Title: Changing seasons.

Physical description of the deposit copy: 364 p.

Notes describing the deposit copy: Wallcoverings, borders & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Feb00          Effective date of registration: 21Jul00

 

VA-1-029-070

Title: Mediterranee.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics, vol. XVI, fall 2000] ; no. 170980

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00         Effective date of registration: 16Aug00

Author on application: artwork: Beauville-MIE, employer for hire.

VA-1-029-146

Title: Chinois pecheur : no. 170840.

Physical description of the deposit copy: Print on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00         Effective date of registration: 16Aug00

Author on application: Beauville-MIE, employer for hire.

VA-1-029-475

Title: Surface impressions.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 15Jan00         Effective date of registration: 27Jul00

VA-1-029-476

Title: Asian influence.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Apr00          Effective date of registration: 27Jul00

VA-1-031-462

Title: Essex ivy.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665670

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-463

Title: Polka.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 658483

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-031-464

Title: Fulham.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665640

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-465

Title: Georgian rose.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665660

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-466

Title: Chinoise.

Physical description of the deposit copy: Print on fabric.

Series title: [Modern living] ; 665840

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-031-467

Title: Grandiflora.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665520

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Author on application: artwork: George  Wright.

Miscellaneous information: C.O. corres.

VA-1-031-468

Title: Sussex.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665650

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-469

Title: Cassis.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665480

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Author on application: artwork: George  Wright.

Miscellaneous information: C.O. corres.

VA-1-031-470

Title: Dynasty.

Physical description of the deposit copy: Print on fabric.

Series title: [Modern living] ; 665830

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-031-471

Title: Century.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665400

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-472

Title: Botanica.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665390

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-473

Title: Oak and chestnut.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665490

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Author on application: artwork: George  Wright.

Miscellaneous information: C.O. corres.

VA-1-031-474

Title: Vintage floral.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665470

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-475

Title: Regent.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665680

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-476

Title: Dorset.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665630

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

VA-1-031-477

Title: Buckingham.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665720

Claimant: Waverly Fabrics (division of F. Schumacher)

Date of creation: 2000           Date of publication: 15Apr00        Effective date of registration: 21Jun00

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-031-478

Title: Cumbria.

Physical description of the deposit copy: Print on fabric.

Series title: [Notting Hill] ; 665710

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Apr00           Effective date of registration: 21Jun00

Author on application: artwork: Tom  Granville.

Miscellaneous information: C.O. corres.

VA-1-031-625

Title: Dreamscape : no. 665800.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Apr00           Effective date of registration: 21Jun00

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-031-626

Title: Intrigue : no. 665810.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Apr00           Effective date of registration: 21Jun00

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-031-627

Title: Manchuria : no. 665850.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Apr00           Effective date of registration: 21Jun00

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-034-146

Title: Graziana.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. 16, fall 2000] ; 171000

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Olmetto, employer for hire.

Information on previous related works: Based on 1600s textile.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-034-147

Title: Asia toile.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. 16, fall 2000] ; 170770

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Mermoz, SA, employer for hire.

Information on previous related works: Based on early 20th century document.

Limitation on claim; New matter: adaptation of design & additional artwork.

  

  

  

 

VA-1-034-148

Title: <La> vigne enchantee.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. 16, fall 2000] ; 170820

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Tissue D'Avenieres, employer for hire.

Information on previous related works: Based on 18th century and 1700s textiles.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-034-149

Title: Next to nature.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. 16, fall 2000] ; 170970

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Olmetto, employer for hire.

VA-1-034-151

Title: Castelluccio tapestry.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. 16, fall 2000] ; 170960

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Luna Home, employer for hire.

Information on previous related works: Based on textile from the 1700s.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-034-152

Title: Venetian palazzo.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. 16, fall 2000] ; 170920

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Ratti, employer for hire.

Information on previous related works: Based on book of 16th & 17th centuries architectural plates.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-034-153

Title: Ardith damask.

Physical description of the deposit copy: Textile.

Series title: [Woven fabrics vol. 16, fall 2000] ; 605500

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Margueroy, employer for hire.

Information on previous related works: Based on tapestries.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-034-172

Title: Vincenzo.

Physical description of the deposit copy: Print on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00           Effective date of registration: 16Aug00

Author on application: Ratti, SPA, employer for hire.

  

  

  

 

VA-1-034-349

Title: Bethan brocade.

Physical description of the deposit copy: Textile.

Series title: [Woven fabrics volume XVI-fall 2000] ; 21740

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00         Effective date of registration: 16Aug00

Author on application: artwork: Margueroy, employer for hire.

VA-1-034-350

Title: Mendhi safari.

Physical description of the deposit copy: Print on fabric.

Series title: [Printed fabrics vol. XVI-fall 2000] ; 170750

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00         Effective date of registration: 16Aug00

Author on application: artwork: Taunus, employer for hire.

Limitation on claim; New matter: adaptation of preexisting 19th century calligraphic pen & ink art with additional artistic work.

VA-1-036-486

Title: Acorn vine.

Physical description of the deposit copy: Print on fabric.

Series title: [January statement prints 2000] ; 665500

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Jan00         Effective date of registration: 21Jun00

Author on application: artwork: George  Wright.

Miscellaneous information: C.O. corres.

VA-1-036-851

Title: Floral serenade.

Physical description of the deposit copy: Textile.

Series title: [Woven fabrics volume XVI-fall 2000] ; 170800

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jun00         Effective date of registration: 16Aug00

Author on application: artwork: Olmetto, employer for hire.

VA-1-037-308

Title: The archive collection.

Physical description of the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1Mar00          Effective date of registration: 25Jul00

VA-1-044-167

Title: Classic essentials.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 1Sep00           Effective date of registration: 16Nov00

VA-1-044-168

Title: Growing up with Waverly / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 1Oct00           Effective date of registration: 16Nov00

VA-1-044-169

Title: Rainforest. / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 1Nov00         Effective date of registration: 15Nov00

  

  

  

 

VA-1-044-170

Title: Americana. / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 1Nov00         Effective date of registration: 15Nov00

VA-1-046-395

Title: Woodland floral.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665580]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Mar00        Effective date of registration: 1Nov00

Author on application: Tom  Granville.

VA-1-046-396

Title: Mountain view.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665790]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 15Mar00        Effective date of registration: 1Nov00

Author on application: Tom  Granville.

VA-1-046-397

Title: Serape.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665570]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 16Mar00        Effective date of registration: 1Nov00

Author on application: Paula  Cooperman.

VA-1-046-398

Title: Chantal.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665770]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 16Mar00        Effective date of registration: 1Nov00

VA-1-046-399

Title: Mayenne.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665700]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 3Mar00          Effective date of registration: 1Nov00

VA-1-046-400

Title: Saranac.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665760]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 3Mar00          Effective date of registration: 1Nov00

Author on application: Fernwood  Mitchell.

  

  

  

 

VA-1-046-401

Title: Auberge.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665780]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 20Feb00        Effective date of registration: 1Nov00

VA-1-046-402

Title: Dominique.

Physical description of the deposit copy: Print on fabric.

Series title: [Sporting life ; 665560]

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 16Mar00        Effective date of registration: 1Nov00

VA-1-047-026

Title: Natures jubilation.

Physical description of the deposit copy: Art reproductions.

Notes describing the deposit copy: Designs for wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 1Apr00          Effective date of registration: 14Dec00

VA-1-047-027

Title: Garden elements.

Physical description of the deposit copy: Art reproductions.

Notes describing the deposit copy: Designs for wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 1Oct00           Effective date of registration: 14Dec00

VA-1-050-082

Title: Stripe selection.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Date of publication: 1May99         Effective date of registration: 11Jun99

Miscellaneous information: C.O. corres.

VA-1-054-702

Title: Fresh approach for kitchen & bath : Village.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  and Company

Date of creation: 2000           Date of publication: 1Sep00          Effective date of registration: 13Dec00

VA-1-054-703

Title: Living with style : Village.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  and Company

Date of creation: 2000           Date of publication: 1Nov00         Effective date of registration: 13Dec00

VA-1-060-327

Title: Trompe l'oeil.

Physical description of the deposit copy: 132 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 15Dec00        Effective date of registration: 6Feb01

Title on application: The trompe l'oeil collection.

  

  

  

 

VA-1-060-328

Title: Notting Hill.

Physical description of the deposit copy: 270 p.

Notes describing the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 10Dec00        Effective date of registration: 6Feb01

VA-1-066-728

Title: New traditions / Waverly

Physical description of the deposit copy: 358 p.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 10Feb01        Effective date of registration: 19Mar01

VA-1-066-729

Title: Spring fever / Waverly

Physical description of the deposit copy: 306 p.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 20Jan01         Effective date of registration: 19Mar01

VA-1-066-730

Title: Make believe.

Physical description of the deposit copy: 150 p.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 28Feb01        Effective date of registration: 21Mar01

VA-1-068-576

Title: Rose of Siam.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665862

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 5May00         Effective date of registration: 27Dec00

Author on application: Thomas  Granville.

Miscellaneous information: C.O. corres.

VA-1-068-577

Title: Shadow dance.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665912

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 12May00       Effective date of registration: 27Dec00

Author on application: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-068-578

Title: Impressions.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665930

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 12May00       Effective date of registration: 27Dec00

Author on application: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-068-579

Title: Tulip trance.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665922

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 12May00       Effective date of registration: 27Dec00

Author on application: Guy  Romagna.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-068-580

Title: Pavillion scroll.

Physical description of the deposit copy: Print on fabric.

Series title: [In bloom] ; style no. 666193

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 11Sep00        Effective date of registration: 27Dec00

Author on application: Michelle  Trunkes.

Miscellaneous information: C.O. corres.

VA-1-068-581

Title: Wild rose.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665962

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 12May00       Effective date of registration: 27Dec00

Author on application: Jean  Levitson.

Miscellaneous information: C.O. corres.

VA-1-068-582

Title: Chelsea porcelain.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665740

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 7May00         Effective date of registration: 27Dec00

Author on application: Jean  Levitson.

Miscellaneous information: C.O. corres.

VA-1-068-583

Title: Northampton.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection] ; style no. 665731

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 21May00       Effective date of registration: 27Dec00

Author on application: Jean  Levitson.

Miscellaneous information: C.O. corres.

VA-1-068-584

Title: Hillside rose.

Physical description of the deposit copy: Print on fabric.

Series title: [In bloom] ; style no. 666184

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 21Sep00        Effective date of registration: 27Dec00

Author on application: Michelle  Trunkes.

Miscellaneous information: C.O. corres.

VA-1-068-585

Title: Portia.

Physical description of the deposit copy: Print on fabric.

Series title: [Country house collection ; style no. 666205]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 15Sep00        Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-068-586

Title: Highland sampler.

Physical description of the deposit copy: Print on fabric.

Series title: [Country house collection ; style no. 666171]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 21Sep00        Effective date of registration: 27Dec00

Author on application: Fernwood  Mitchell.

Miscellaneous information: C.O. corres.

VA-1-068-587

Title: Laurel spray.

Physical description of the deposit copy: Print on fabric.

Series title: [In bloom ; style no. 666092]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 17Sep00        Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

VA-1-068-588

Title: Wind chimes.

Physical description of the deposit copy: Print on fabric.

Series title: [In bloom ; style no. 666171]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 7Sep00          Effective date of registration: 27Dec00

Author on application: Mitchell  Trunkes.

Miscellaneous information: C.O. corres.

VA-1-068-589

Title: Country house toile.

Physical description of the deposit copy: Print on fabric.

Series title: [Country house collection ; style no. 666111]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 15Sep00        Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

VA-1-068-590

Title: Manderston crewel.

Physical description of the deposit copy: Print on fabric.

Series title: [Country house collection ; style no. 666121]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 21Sep00        Effective date of registration: 27Dec00

Author on application: Jean  Levitson.

Miscellaneous information: C.O. corres.

VA-1-068-591

Title: Douglas flamestitch.

Physical description of the deposit copy: Print on fabric.

Series title: [Country house collection ; style no. 666311]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 15Sep00        Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

VA-1-068-592

Title: Norfolk trail/Fairhaven.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection ; style no. 665890]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 7May00         Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-068-593

Title: Blossom Hill.

Physical description of the deposit copy: Print on fabric.

Series title: [In bloom ; style no. 666240]

Claimant: Waverly Fabrics

Date of creation: 2000           Date of publication: 7Sep00          Effective date of registration: 27Dec00

Author on application: Michelle  Trunkes.

Miscellaneous information: C.O. corres.

VA-1-068-594

Title: Norfolk rose.

Physical description of the deposit copy: Print on fabric.

Series title: [July 2000 collection ; style no. 665880]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 7May00         Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

VA-1-068-595

Title: Daisy lane.

Physical description of the deposit copy: Print on fabric.

Series title: [In bloom ; style no. 666142]

Claimant: F.   Schumacher  & Company.  Waverly Fabrics

Date of creation: 2000           Date of publication: 17Sep00        Effective date of registration: 27Dec00

Miscellaneous information: C.O. corres.

VA-1-070-670

Title: Style no. 615340.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 10Mar00        Effective date of registration: 27Dec00

Title on application: Manchuria sheer.

Miscellaneous information: C.O. corres.

VA-1-073-409

Title: Dimensional elements.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 9Apr01          Effective date of registration: 13Apr01

VA-1-089-006

Title: Concello.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666610

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 11Jan01         Effective date of registration: 12Jul01

VA-1-089-007

Title: Capulet stripe.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666650

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 11Jan01         Effective date of registration: 12Jul01

  

  

  

 

VA-1-089-008

Title: Chianti.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666520

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 18Jan01         Effective date of registration: 12Jul01

VA-1-089-009

Title: Bramasole.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666510

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 15Jan01         Effective date of registration: 12Jul01

VA-1-089-010

Title: <La> frutta.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666570

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 11Jan01         Effective date of registration: 12Jul01

VA-1-089-494

Title: Sayan.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 3Sep00          Effective date of registration: 22Mar01

Title on application: Road to Mandalay, no. 666084.

Miscellaneous information: C.O. corres.

VA-1-089-495

Title: Mandalay.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 17Sep00        Effective date of registration: 27Dec00

Title on application: Road to Mandalay, no. 666074.

Miscellaneous information: C.O. corres.

VA-1-089-496

Title: Bengal paisley.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2000           Date of publication: 9Sep00          Effective date of registration: 27Dec00

Title on application: Road to Mandalay, no. 666084.

Miscellaneous information: C.O. corres.

VA-1-092-137

Title: Damask edition.

Physical description of the deposit copy: 82 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 24May01       Effective date of registration: 18Jul01

VA-1-094-372

Title: Pisa.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666530

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 18Jan01         Effective date of registration: 12Jul01

Author on application: Linda  Velez.

  

  

  

 

VA-1-094-373

Title: Villa Carlotta.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666620

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 15Jan01           Effective date of registration: 12Jul01

Author on application: Michelle  Trunkes.

VA-1-094-374

Title: Fresco di Fiori.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666550

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 18Jan01           Effective date of registration: 12Jul01

Author on application: Linda  Velez.

VA-1-094-375

Title: Alessandra.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666630

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 15Jan01           Effective date of registration: 12Jul01

Author on application: Michelle  Trunkes.

VA-1-094-376

Title: Giardino.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666640

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 25Jan01           Effective date of registration: 12Jul01

Author on application: Linda  Velez.

VA-1-094-377

Title: Fontanelle.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666560

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 22Jan01           Effective date of registration: 12Jul01

Author on application: Linda  Velez.

VA-1-094-378

Title: Terra cotta.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666580

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 25Jan01           Effective date of registration: 12Jul01

Author on application: Linda  Velez.

VA-1-094-379

Title: <La> dolce vita.

Physical description of the deposit copy: Print on fabric.

Series title: [Bella Tuscany] ; style no. 666590

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 22Jan01           Effective date of registration: 12Jul01

Author on application: Linda  Velez.

  

  

  

 

VA-1-097-177

Title: Parfait plaid.

Physical description of the deposit copy: Print on fabric.

Series title: [Summer garden collection] ; style no. 666430

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 3Mar01           Effective date of registration: 16Jul01

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-097-178

Title: Ivy twirl.

Physical description of the deposit copy: Print on fabric.

Series title: [Summer garden collection] ; style no. 666480

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 3Mar01           Effective date of registration: 16Jul01

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-097-179

Title: Lucky charm.

Physical description of the deposit copy: Print on fabric.

Series title: [Summer garden collection] ; style no. 666420

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 3Mar01           Effective date of registration: 16Jul01

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-097-180

Title: Cartwheel quilt.

Physical description of the deposit copy: Print on fabric.

Series title: [Summer garden collection] ; style no. 666490

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 3Mar01           Effective date of registration: 16Jul01

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-097-181

Title: Viola.

Physical description of the deposit copy: Print on fabric.

Series title: [Summer garden collection] ; style no. 666400

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 3Mar01           Effective date of registration: 16Jul01

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

VA-1-097-182

Title: Painted daisy.

Physical description of the deposit copy: Print on fabric.

Series title: [Summer garden collection] ; style no. 666410

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 3Mar01           Effective date of registration: 16Jul01

Author on application: artwork: Guy  Romagna.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-101-049

Title: Land-ho.

Physical description of the deposit copy: Print on fabric.

Series title: [Story time] : style no. 666280

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 9Feb01           Effective date of registration: 16Jul01

VA-1-101-050

Title: Rosey posy.

Physical description of the deposit copy: Print on fabric.

Series title: [Story time] : style no. 666340

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 26Feb01         Effective date of registration: 16Jul01

VA-1-101-051

Title: Anchors away.

Physical description of the deposit copy: Print on fabric.

Series title: [Story time] : style no. 666320

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 9Feb01           Effective date of registration: 16Jul01

VA-1-101-052

Title: Topsail.

Physical description of the deposit copy: Print on fabric.

Series title: [Story time] : style no. 666300

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 9Feb01           Effective date of registration: 16Jul01

VA-1-101-053

Title: Tiny toile.

Physical description of the deposit copy: Print on fabric.

Series title: [Story time] : style no. 666360

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 26Feb01         Effective date of registration: 16Jul01

VA-1-101-054

Title: First mate.

Physical description of the deposit copy: Print on fabric.

Series title: [Story time] : style no. 666330

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 9Feb01           Effective date of registration: 16Jul01

VA-1-103-346

Title: Bella Tuscany.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 30Aug01       Effective date of registration: 16Oct01

VA-1-103-347

Title: Heirloom II.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 15May01       Effective date of registration: 16Oct01

  

  

  

 

VA-1-103-348

Title: Waverly watercolors.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 6Jun01           Effective date of registration: 16Oct01

VA-1-103-349

Title: Modern living / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 31Jul01          Effective date of registration: 16Oct01

VA-1-103-350

Title: Waverly estates / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 31Jul01          Effective date of registration: 16Oct01

VA-1-103-351

Title: In bloom. / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 12Jul01          Effective date of registration: 16Oct01

VA-1-103-352

Title: Waverly textural elements / Waverly.

Physical description of the deposit copy: 260 p.

Notes describing the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 14May01       Effective date of registration: 16Oct01

VA-1-103-353

Title: Colors of provence II / Waverly.

Physical description of the deposit copy: 262 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2000           Date of publication: 2Apr01          Effective date of registration: 16Oct01

VA-1-104-519

Title: Neutral surfaces.

Physical description of the deposit copy: 82 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23May01       Effective date of registration: 17Oct01

VA-1-104-520

Title: Arboretum.

Physical description of the deposit copy: 98 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 23Jul01          Effective date of registration: 17Oct01

  

  

  

VA-1-113-769

Title: Hallways / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering collection.

Claimant: F.   Schumacher  & Company, employer for hire.

Date of creation: 2000           Date of publication: 15Dec01        Effective date of registration: 28Dec01

VA-1-121-443

Title: Designs for men.

Physical description of the deposit copy: 82 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 18Feb02        Effective date of registration: 20Mar02

VA-1-145-179

Title: In style for kitchen & bath / aVillage.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2001           Date of publication: 1Sep01          Effective date of registration: 5Dec01

Miscellaneous information: C.O. corres.

VA-1-147-268

Title: A walk in the woods.

Physical description of the deposit copy: 218 p.

Series title: Lodge collection

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 1Aug01         Effective date of registration: 5Dec01

Miscellaneous information: C.O. corres.

VA-1-147-269

Title: Country canvas for kitchen and bath.

Physical description of the deposit copy: 290 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 1Feb01          Effective date of registration: 5Dec01

Miscellaneous information: C.O. corres.

VA-1-153-719

Title: Echoes of Ireland / Waverly.

Physical description of the deposit copy: 306 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2001           Date of publication: 26Jun02         Effective date of registration: 28Aug02

VA-1-153-720

Title: Reminisce / Waverly.

Physical description of the deposit copy: 290 p.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2001           Date of publication: 15Apr02        Effective date of registration: 28Aug02

VA-1-153-721

Title: Petite papers.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 24Jul02          Effective date of registration: 18Sep02

  

  

  

 

VA-1-153-722

Title: Chasing rainbows.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 15Aug02       Effective date of registration: 18Sep02

VA-1-153-723

Title: Stripe source.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 1Aug02         Effective date of registration: 18Sep02

VA-1-153-724

Title: Pergola.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 15Apr02        Effective date of registration: 28Aug02

VA-1-153-725

Title: The New York Botanical Garden, a visit to the garden.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 2000           Date of publication: 21Dec01        Effective date of registration: 28Aug02

Title on application: The NY Botanical Garden visit to the GDN.

VA-1-153-726

Title: Country house.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 29Apr02        Effective date of registration: 28Aug02

VA-1-153-748

Title: There's no place like home.

Physical description of the deposit copy: 286 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 1Apr02          Effective date of registration: 28Aug02

VA-1-159-345

Title: Small offerings.

Physical description of the deposit copy: 80 p.

Notes describing the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 30Apr02        Effective date of registration: 26Aug02

  

  

  

 

VA-1-159-346

Title: American rose garden.

Physical description of the deposit copy: 326 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 16Sep02        Effective date of registration: 23Oct02

VA-1-159-347

Title: Cottage charm.

Physical description of the deposit copy: 244 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 1Oct02           Effective date of registration: 23Oct02

VA-1-165-646

Title: Blue ribbon.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric collection.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Sep02          Effective date of registration: 13Nov02

VA-1-181-224

Title: Garden tour.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcovering & fabric designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Mar03          Effective date of registration: 21Mar03

VA-1-200-717

Title: Atrium.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 31Jan03         Effective date of registration: 16Jul03

VA-1-200-718

Title: Story time : a whimsical collection for children.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 30May03       Effective date of registration: 16Jul03

VA-1-215-062

Title: Family style, kitchen & bath collection / Waverly.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2002           Date of publication: 31May03       Effective date of registration: 15Jul03

VA-1-215-063

Title: Waverly decorates with color / Waverly.

Physical description of the deposit copy: Wallcoverings & upholstery.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2002           Date of publication: 7Apr03          Effective date of registration: 15Jul03

VA-1-217-497

Title: American landscape / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings & fabric designs.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2002           Date of publication: 1Jul03            Effective date of registration: 28Oct03

  

  

  

 

VA-1-221-013

Title: Schumacher toile portfolio.

Physical description of the deposit copy: 87 p.

Notes describing the deposit copy: Wallcoverings & fabric samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 7Jul03            Effective date of registration: 14Aug03

VA-1-221-015

Title: French accent / Waverly.

Physical description of the deposit copy: 103 p.

Notes describing the deposit copy: Wallcoverings & fabric samples.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2002           Date of publication: 25Jul03          Effective date of registration: 11Sep03

VA-1-221-964

Title: St. Germain Fair.

Physical description of the deposit copy: Prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 2001           Date of publication: 1Jan01           Effective date of registration: 24Sep03

Author on application: artworks, reproductions & drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-221-966

Title: Secret garden.

Physical description of the deposit copy: 94 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Jul03            Effective date of registration: 28Oct03

VA-1-221-967

Title: Remember when.

Physical description of the deposit copy: 84 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Aug03         Effective date of registration: 28Oct03

VA-1-221-984

Title: Damask style.

Physical description of the deposit copy: Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 14Oct03         Effective date of registration: 13Nov03

VA-1-223-055

Title: Grand statements.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of printed fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jul03            Effective date of registration: 7Oct03

Author on application: artwork, reproduction & technical drawings: Schumacher, a division of F. Schumacher & Company.

  

  

  

 

VA-1-223-095

Title: Schumacher Statements of luxury.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Jul02            Effective date of registration: 24Sep03

Title on application: Statements of luxury.

Author on application: artwork & reproduction: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-224-482

Title: Graceful style.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Jan02           Effective date of registration: 24Sep03

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-224-483

Title: Small offerings.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of printed fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 1Jan02           Effective date of registration: 24Sep03

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-224-484

Title: In her style.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jan03           Effective date of registration: 24Sep03

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-224-485

Title: In his style.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jan03           Effective date of registration: 24Sep03

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-224-486

Title: Serenissima : damasks and textures.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jul03           Effective date of registration: 12Oct03

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher, employer for hire.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-226-406

Title: Grande corniche : classical patterns and textures with coordinating fabrics for your traditional home / aGramercy.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabric sample book.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2002           Date of publication: 1Mar03          Effective date of registration: 20Jun03

Miscellaneous information: C.O. corres.

VA-1-226-407

Title: Spice trade / aGramercy.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper sample book.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2002           Date of publication: 1Feb03          Effective date of registration: 20Jun03

Miscellaneous information: C.O. corres.

VA-1-230-315

Title: Restoration : romantic accents, patterns and finishes for your home.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper sample book.

Claimant: F.   Schumacher  & Company

Date of creation: 2002           Date of publication: 3Mar03          Effective date of registration: 13Jun03

VA-1-230-316

Title: Elegant home : distinctive wallpapers for classical living.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper sample book.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Apr03          Effective date of registration: 13Jun03

VA-1-241-844

Title: Southern charm / Waverly

Physical description of the deposit copy: 107 p.

Notes describing the deposit copy: Wallcoverings & fabric samples.

Claimant: F.   Schumacher , & Company (employer for hire)

Date of creation: 2003           Date of publication: 1Oct03           Effective date of registration: 5Apr04

VA-1-241-845

Title: Island life / Waverly

Physical description of the deposit copy: 80 p.

Notes describing the deposit copy: Wallcoverings & fabric samples.

Claimant: F.   Schumacher , & Company (employer for hire)

Date of creation: 2003           Date of publication: 1Feb04          Effective date of registration: 5Apr04

VA-1-252-753

Title: Summer breeze / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper collection.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2003           Date of publication: 1Apr04          Effective date of registration: 18May04

VA-1-252-756

Title: Saratoga / Waverly.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper collection.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2003           Date of publication: 1Feb04          Effective date of registration: 26Apr04

  

  

  

VA-1-262-922

Title: Garden District / Waverly.

Physical description of the deposit copy: 86 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2003           Date of publication: 11Jun04         Effective date of registration: 29Jun04

VA-1-262-923

Title: Colors for my home / Waverly.

Physical description of the deposit copy: 85 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2003           Date of publication: 1Jun04           Effective date of registration: 29Jun04

VA-1-266-195

Title: Chroma pale neutrals.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jan04           Effective date of registration: 7Jul04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-266-196

Title: Chroma red.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jan04           Effective date of registration: 7Jul04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-266-197

Title: Velvet stripes.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jan04           Effective date of registration: 7Jul04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-266-198

Title: Chroma blue.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Jan04           Effective date of registration: 7Jul04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

VA-1-275-052

Title: Nantucket / Waverly.

Physical description of the deposit copy: 85 p.

Notes describing the deposit copy: Wallcoverings & fabric samples.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 2003           Date of publication: 1Jul04            Effective date of registration: 30Aug04

  

  

  

 

VA-1-282-706

Title: Chroma yellow/gold.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Sep04           Effective date of registration: 25Oct04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-282-707

Title: Chroma green.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Sep04           Effective date of registration: 25Oct04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-282-708

Title: Chroma deep neutrals.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Sep04           Effective date of registration: 25Oct04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-282-712

Title: <Les> rayures stripes.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Sample book of textiles.

Claimant: F.   Schumacher  & Company

Date of creation: 2004           Date of publication: 1Sep04           Effective date of registration: 25Oct04

Author on application: artwork, reproductions & technical drawings: Schumacher, a division of F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-282-721

Title: Decorator's notebook.

Notes describing the deposit copy: Cataloged from appl. only. Wallcovering designs.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 1Sep04           Effective date of registration: 4Oct04

VA-1-296-802

Title: Sonoma Valley.

Physical description of the deposit copy: 1 v.

Series title: Waverly ; 4

Notes describing the deposit copy: Wallcoverings & fabric samples.

Claimant: F.   Schumacher  & Company

Date of creation: 2003           Date of publication: 15Sep04         Effective date of registration: 18Jan05

  

  

  

 

VA-1-297-571

Title: Scenic savannah.

Physical description of the deposit copy: Design on fabric.

Series title: Southern charm ; 667590

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-572

Title: Camellia terrace.

Physical description of the deposit copy: Design on fabric.

Series title: Southern charm ; 667590

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-573

Title: Marietta.

Physical description of the deposit copy: Design on fabric.

Series title: Southern charm ; 667640

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-574

Title: Holly Hill.

Physical description of the deposit copy: Design on fabric.

Series title: Southern charm ; 667660

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-575

Title: Vieux carre.

Physical description of the deposit copy: Design on fabric.

Series title: Garden district ; 668000

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 4Mar05

VA-1-297-576

Title: Jardin d'amour.

Physical description of the deposit copy: Design on fabric.

Series title: Garden district ; 668030

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 4Mar05

VA-1-297-577

Title: Trompe l'oeil tassle.

Physical description of the deposit copy: Design on fabric.

Series title: Garden district ; 668020

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 4Mar05

  

  

  

 

VA-1-297-578

Title: Ragtime strie.

Physical description of the deposit copy: Design on fabric.

Series title: Garden district ; 668040

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 4Mar05

VA-1-297-579

Title: Lafayette Square.

Physical description of the deposit copy: Design on fabric.

Series title: Garden district ; 668060

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 4Mar05

VA-1-297-580

Title: Mardi Gras vine.

Physical description of the deposit copy: Design on fabric.

Series title: Garden district ; 668010

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 4Mar05

VA-1-297-599

Title: Aloha.

Physical description of the deposit copy: Print on fabric.

Series title: Island life ; no. 667760

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-600

Title: Wailea coast.

Physical description of the deposit copy: Print on fabric.

Series title: Island life ; no. 667710

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-601

Title: Tangier.

Physical description of the deposit copy: Print on fabric.

Series title: Island life ; no. 667023

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-602

Title: Kauai.

Physical description of the deposit copy: Print on fabric.

Series title: Island life ; no. 667740

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-297-603

Title: Tikki.

Physical description of the deposit copy: Print on fabric.

Series title: Island life ; no. 667730

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

  

  

  

VA-1-297-604

Title: Maui.

Physical description of the deposit copy: Print on fabric.

Series title: Island life ; no. 667750

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03        Effective date of registration: 4Mar05

VA-1-303-926

Title: Rosette.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666750

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 18Apr05

VA-1-303-927

Title: Kerry.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666840

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 18Apr05

VA-1-303-928

Title: Garden beauty.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666690

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 18Apr05

VA-1-303-929

Title: Ambridge rose.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666970

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 18Apr05

VA-1-303-930

Title: Swan Lake.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666740

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 18Apr05

VA-1-303-931

Title: Romantica.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666730

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 18Apr05

  

  

  

 

VA-1-303-932

Title: Tea rose.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666710

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 18Apr05

VA-1-303-933

Title: Melrose.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 667040

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 18Apr05

VA-1-303-934

Title: Rosabelle.

Physical description of the deposit copy: Print on fabric.

Series title: American rose garden ; 666700

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 18Apr05

VA-1-304-049

Title: Celtic cover.

Physical description of the deposit copy: Print on fabric.

Series title: Echoes of Ireland collection ; no. 667032

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Oct01           Effective date of registration: 19Apr05

Title on application: Celtic clover.

VA-1-304-050

Title: Brianna.

Physical description of the deposit copy: Print on fabric.

Series title: Echoes of Ireland collection ; no. 666770

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Oct01           Effective date of registration: 19Apr05

VA-1-304-051

Title: Irish summer.

Physical description of the deposit copy: Print on fabric.

Series title: Echoes of Ireland collection ; no. 666780

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Oct01           Effective date of registration: 19Apr05

VA-1-304-052

Title: Donegal rose.

Physical description of the deposit copy: Print on fabric.

Series title: Echoes of Ireland collection ; no. 666790

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Oct01           Effective date of registration: 19Apr05

VA-1-304-053

Title: Merrion Square.

Physical description of the deposit copy: Print on fabric.

Series title: Echoes of Ireland collection ; no. 666800

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Oct01           Effective date of registration: 19Apr05

  

  

  

 

VA-1-304-084

Title: Seaside rose.

Physical description of the deposit copy: Print on fabric.

Series title: Nantucket collection ; no. 667920

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03           Effective date of registration: 17Mar05

VA-1-304-085

Title: Coastal quilt.

Physical description of the deposit copy: Print on fabric.

Series title: Nantucket collection ; no. 667990

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03           Effective date of registration: 17Mar05

VA-1-304-086

Title: Harbor House Garden.

Physical description of the deposit copy: Print on fabric.

Series title: Nantucket collection ; no. 667930

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03           Effective date of registration: 17Mar05

VA-1-305-070

Title: Irish prose sheer.

Physical description of the deposit copy: Print on fabric.

Series title: Echoes of Ireland collection ; no. 615550

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Oct01           Effective date of registration: 19Apr05

VA-1-307-203

Title: Alley-Oop.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions IV ; no 669390

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 15Jan05           Effective date of registration: 3Jun05

Author on application: Waverly Lifestyle Group, division of F. Schumacher & Company.

VA-1-307-204

Title: Mod squad.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions IV ; no. 669380

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 15Jan05           Effective date of registration: 3Jun05

Author on application: Artwork Design, Ltd., employer for hire.

VA-1-307-205

Title: Hang ten.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions IV ; no. 669400

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 15Jan05           Effective date of registration: 3Jun05

Author on application: Waverly Lifestyle Group, division of F. Schumacher & Company.

  

  

  

 

VA-1-307-242

Title: Cloisonne quilt.

Physical description of the deposit copy: Print on fabric.

Series title: Eastern origins ; no. 668930

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 17May04           Effective date of registration: 23May05

Author on application: Banafshe  Schippel, author of a work made for hire.

VA-1-307-243

Title: Silk route.

Physical description of the deposit copy: Print on fabric.

Series title: Eastern origins ; no. 668940

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 17May04           Effective date of registration: 23May05

Author on application: Banafshe  Schippel, author of a work made for hire.

VA-1-307-244

Title: Ming Dynasty.

Physical description of the deposit copy: Print on fabric.

Series title: Eastern origins ; no. 668960

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 17May04           Effective date of registration: 23May05

Author on application: Banafshe  Schippel, author of a work made for hire.

VA-1-309-708

Title: Biscayne Bay.

Physical description of the deposit copy: Print on fabric.

Series title: Island Life collection ; no. 667680

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 26Mar03           Effective date of registration: 4Mar05

Author on application: artwork: Artisan Studio, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-309-709

Title: Boca botanical.

Physical description of the deposit copy: Print on fabric.

Series title: Island Life collection ; no. 667670

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 26Mar03           Effective date of registration: 4Mar05

Author on application: artwork: Artisan Studio, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-309-710

Title: Polynesian swing.

Physical description of the deposit copy: Print on fabric.

Series title: Island Life collection ; no. 667770

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 4Mar05

Author on application: artwork: Linda  Bruce.

Miscellaneous information: C.O. corres.

VA-1-309-711

Title: Collectors notebook.

Physical description of the deposit copy: Print on fabric.

Series title: Island Life collection ; no. 667720

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 4Mar05

Author on application: artwork: Banafshe  Schippel, author of a work made for hire.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-313-263

Title: Beverly Glen.

Physical description of the deposit copy: Design on fabric.

Series title: Beverly Hills Drive ; 669030

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 17May04       Effective date of registration: 16May05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

VA-1-313-264

Title: Sweet pastimes.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions I ; 668100

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 14Jul03          Effective date of registration: 16May05

VA-1-313-265

Title: Bal harbour.

Physical description of the deposit copy: Design on fabric.

Series title: Coconut grove ; 669430

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 16Dec04        Effective date of registration: 16May05

VA-1-313-266

Title: Sunset Boulevard.

Physical description of the deposit copy: Design on fabric.

Series title: Beverly Hills Drive ; 668980

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 17May04       Effective date of registration: 16May05

VA-1-313-267

Title: Hollywood '' vine.

Physical description of the deposit copy: Design on fabric.

Series title: Beverly Hills Drive ; 669000

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 17May04       Effective date of registration: 16May05

VA-1-313-268

Title: Carriage House rose.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667520

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 18May05

Information on previous related works: Preexisting material: antique fabric document.

Limitation on claim; New matter: adaptation of design & additional artwork.

VA-1-313-269

Title: Club house vine.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667540

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 18May05

  

  

  

 

VA-1-313-270

Title: A round of golf.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667560

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 18May05

Author on application: artwork: Banafshe Schippel Design, employer for hire.

VA-1-313-271

Title: Hunter's Ridge.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667840

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 18May05

VA-1-313-272

Title: Polo promenade.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667580

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 18May05

Author on application: artwork: Hayward Daniel Studio, employer for hire.

VA-1-313-273

Title: Paddock shawl.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667860

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 17Sep03        Effective date of registration: 18May05

Author on application: artwork: Cachemire et Fleurs, employer for hire.

VA-1-313-274

Title: Eagle crest.

Physical description of the deposit copy: Design on fabric.

Series title: Saratoga ; 667570

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 17Sep03        Effective date of registration: 18May05

VA-1-313-275

Title: On the rocks.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions III ; 669060

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 5May05

Author on application: artwork: Linda Zara  Stewart.

  

  

  

 

VA-1-313-276

Title: Pink flamingo.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions III ; 669100

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 5May05

VA-1-313-277

Title: Monkeyin' around.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions III ; 669070

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 5May05

Author on application: artwork: Colwill & Waud, employer for hire.

VA-1-313-278

Title: Deco dots.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions III ; 669080

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 5May05

VA-1-313-279

Title: Tropical topics.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions III collection ; 669050

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 5May05

Author on application: artwork: Colwill & Waud, employer for hire.

VA-1-313-280

Title: Cocktail party.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions III ; 669040

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 5May05

Author on application: artwork: Linda Zara  Stewart.

VA-1-313-284

Title: Fox trot.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668480

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Nov03       Effective date of registration: 16May05

VA-1-313-285

Title: Palm coast.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668320

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Nov03       Effective date of registration: 16May05

  

  

  

 

VA-1-313-286

Title: Little treasure.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668500

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Nov03           Effective date of registration: 16May05

VA-1-313-287

Title: Cabana Village.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668460

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Nov03           Effective date of registration: 16May05

VA-1-313-288

Title: Garden gallery.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668620

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Nov03           Effective date of registration: 16May05

VA-1-313-289

Title: Orchid Cove.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668640

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 24Nov03           Effective date of registration: 16May05

Author on application: artwork: Artisan Studio, employer for hire.

VA-1-313-290

Title: Darling Dahlia.

Physical description of the deposit copy: Design on fabric.

Series title: Classic companions II ; 668610

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Nov03           Effective date of registration: 16May05

VA-1-313-414

Title: Santa Rosa.

Physical description of the deposit copy: Art reproduction.

Series title: Sonoma Valley ; no. 668830

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Mar04           Effective date of registration: 4May05

VA-1-313-415

Title: Edgewood Estate.

Physical description of the deposit copy: Art reproduction.

Series title: Sonoma Valley ; no. 668820

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Mar04           Effective date of registration: 4May05

  

  

  

 

VA-1-313-416

Title: Vineyard scroll.

Physical description of the deposit copy: Art reproduction.

Series title: Sonoma Valley ; no. 668720

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Mar04           Effective date of registration: 4May05

VA-1-313-417

Title: Sable Ridge.

Physical description of the deposit copy: Art reproduction.

Series title: Sonoma Valley ; no. 668710

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 24Mar04           Effective date of registration: 4May05

Author on application: artwork: March Mill Studio, employer for hire.

VA-1-313-418

Title: Rutherford Hill.

Physical description of the deposit copy: Art reproduction.

Series title: Sonoma Valley ; no. 668690

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2003           Date of publication: 24Mar04           Effective date of registration: 4May05

VA-1-313-419

Title: Flea market.

Physical description of the deposit copy: Art reproduction.

Series title: Remember when collection ; no. 667400

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 5May05

Author on application: artwork: Banafshe  Schippel, author of a work for hire.

VA-1-313-420

Title: Heirloom trellis.

Physical description of the deposit copy: Art reproduction.

Series title: Remember when collection ; no. 667370

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 5May05

VA-1-313-421

Title: Keepsake rose.

Physical description of the deposit copy: Art reproduction.

Series title: Remember when collection ; no. 667410

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 5May05

Author on application: artwork: Linda  Bruce, author of a work made for hire.

  

  

  

 

VA-1-313-422

Title: Forever yours.

Physical description of the deposit copy: Art reproduction.

Series title: Remember when collection ; no. 667360

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 5May05

VA-1-313-423

Title: Primrose paisley.

Physical description of the deposit copy: Art reproduction.

Series title: Remember when collection ; no. 667390

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 5May05

VA-1-313-564

Title: Fair Oaks.

Physical description of the deposit copy: Print on fabric.

Series title: Southern Charm collection ; no. 667650

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 4Mar05

Author on application: Artisan, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-313-565

Title: Callaway Plantation.

Physical description of the deposit copy: Print on fabric.

Series title: Southern Charm collection ; no. 667620

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 26Mar03           Effective date of registration: 4Mar05

Author on application: Pixie Studio, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-313-566

Title: Rue D'Orleans.

Physical description of the deposit copy: Print on fabric.

Series title: Garden District collection ; no. 668050

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 17Sep03           Effective date of registration: 4Mar05

Author on application: Banafshe Schippel, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-313-567

Title: Bourbon Street.

Physical description of the deposit copy: Print on fabric.

Series title: Garden District collection ; no. 668070

Claimant: Waverly Lifestyle Group

Date of creation: 2003           Date of publication: 17Sep03           Effective date of registration: 4Mar05

Author on application: Banafshe Schippel, employer for hire.

Miscellaneous information: C.O. corres.

  

  

  

VA-1-313-660

Title: Legumes.

Physical description of the deposit copy: Fabric design.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 9Oct02           Effective date of registration: 19May05

Author on application: Banafshe  Schippel, author of a work made for hire.

VA-1-313-661

Title: <La> belle campagne.

Physical description of the deposit copy: Fabric design.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 9Oct02           Effective date of registration: 19May05

VA-1-313-662

Title: Vignette toile.

Physical description of the deposit copy: Fabric design.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 9Oct02           Effective date of registration: 19May05

VA-1-313-663

Title: Anjou.

Physical description of the deposit copy: Fabric design.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 9Oct02           Effective date of registration: 19May05

VA-1-313-664

Title: Coq-a-doodle-do.

Physical description of the deposit copy: Fabric design.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 9Oct02           Effective date of registration: 19May05

VA-1-313-665

Title: Limoges.

Physical description of the deposit copy: Fabric design.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2002           Date of publication: 9Oct02           Effective date of registration: 19May05

VA-1-315-938

Title: Copper Mountain.

Series title: Woodland retreat ; 669560

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 3Jan05           Effective date of registration: 22Jun05

Author on application: artwork: Nick  Colwill.

VA-1-315-939

Title: Budding Trail.

Series title: Woodland retreat ; 669540

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 3Jan05           Effective date of registration: 22Jun05

  

  

  

 

VA-1-315-940

Title: Aspen Falls.

Series title: Woodland retreat ; 669350

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 3Jan05           Effective date of registration: 22Jun05

Author on application: artwork: Valmir  Puato, author of a work made for hire.

VA-1-315-941

Title: Laurel Springs.

Series title: Woodland retreat ; 669530

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 3Jan05           Effective date of registration: 22Jun05

VA-1-315-942

Title: Pine Meadow.

Series title: Woodland retreat ; 669550

Notes describing the deposit copy: Cataloged from appl. only. Fabric design.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 3Jan05           Effective date of registration: 22Jun05

Author on application: artwork: Artisan Studio, employer for hire.

VA-1-316-012

Title: All aboard.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667050

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 29Apr05

Author on application: Banafshe  Schippel, author of a work made for hire.

VA-1-316-013

Title: Landmark toile.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667230

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 29Apr05

VA-1-316-014

Title: Little soles.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667090

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02        Effective date of registration: 29Apr05

  

  

  

VA-1-316-015

Title: Flutter.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667100

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 29Apr05

VA-1-316-016

Title: Dress up.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667070

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 29Apr05

VA-1-316-017

Title: Tea for two.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667110

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 29Apr05

VA-1-316-018

Title: Forward march.

Physical description of the deposit copy: Fabric design.

Series title: Story time II ; 667130

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, division of F. Schumacher & Company

Date of creation: 2001           Date of publication: 10Apr02           Effective date of registration: 29Apr05

VA-1-316-295

Title: Grand central.

Physical description of the deposit copy: Fabric design.

Series title: Metropolitan ; no. 669580

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2004           Date of publication: 15Jan05           Effective date of registration: 22Jun05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

VA-1-316-296

Title: Columbus circle.

Physical description of the deposit copy: Fabric design.

Series title: Metropolitan ; no. 669600

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 15Jan05           Effective date of registration: 22Jun05

VA-1-316-297

Title: Soho stripe.

Physical description of the deposit copy: Fabric design.

Series title: Metropolitan ; no. 669590

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group, a division of F. Schumacher & Company

Date of creation: 2004           Date of publication: 15Jan05           Effective date of registration: 22Jun05

  

  

  

VA-1-316-425

Title: Beach comber.

Physical description of the deposit copy: Fabric design.

Series title: Nantucket ; 668600

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 17Sep03        Effective date of registration: 17Mar05

Author on application: artwork: Banafshe  Schippel, author or a work made for hire.

Miscellaneous information: C.O. corres.

VA-1-316-426

Title: Mariner's voyage.

Physical description of the deposit copy: Fabric design.

Series title: Nantucket ; 667970

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Lifestyle Group

Date of creation: 2002           Date of publication: 17Sep03        Effective date of registration: 17Mar05

Author on application: artwork: Banafshe  Schippel, author or a work made for hire.

Miscellaneous information: C.O. corres.

VA-1-321-716

Title: Morris Way.

Physical description of the deposit copy: Print on fabric.

Series title: Plush patterns II ; 648950

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Feb05          Effective date of registration: 20Sep05

Author on application: Linda Zara  Stewart, author of work made for hire.

VA-1-321-717

Title: Rose garden gingham.

Physical description of the deposit copy: Print on fabric.

Series title: Remember when ; 648870

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2003           Date of publication: 1Jan03           Effective date of registration: 20Sep05

VA-1-321-718

Title: Morris stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Plush patterns II ; 648990

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Feb05          Effective date of registration: 20Sep05

Author on application: Tom   Lewis  Studio, employer for hire.

VA-1-321-719

Title: Albero.

Physical description of the deposit copy: Print on fabric.

Series title: Terra sole ; 649690

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Apr05          Effective date of registration: 20Sep05

  

  

  

 

VA-1-321-720

Title: Colette embroidery.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven spring 2004 ; 22710

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Schumacher, a division of F. Schumacher & Company, employer for hire.

Information on previous related works: Based on embroidery pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-721

Title: Lorenzo silk velvet.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven spring 2004 ; 43530

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Schumacher, a division of F. Schumacher & Company, employer for hire.

Information on previous related works: Based on antique velvet pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-722

Title: Scarlatti silk damask.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven spring 2004 ; 22700

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jan04           Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Schumacher, a division of F. Schumacher & Company, employer for hire.

Information on previous related works: Based on antique woven pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-723

Title: Chatelaine paisley.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven fall 2004 ; 50770

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Schumacher, a division of F. Schumacher & Company, employer for hire.

Information on previous related works: Based on antique paisley pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-724

Title: Renzo damask.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven fall 2004 ; 50810

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Schumacher, a division of F. Schumacher & Company, employer for hire.

Information on previous related works: Based on antique woven pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-321-725

Title: Monteverdi damask.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven fall 2004 ; 50760

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Rubelli, employer for hire.

Information on previous related works: Based on silk pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-726

Title: Contina Bargello.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven fall 2004 ; 50490

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Schiatti  Tessuti, author of work made for hire.

Information on previous related works: Based on old tapestry pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-727

Title: Alexandria damask.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven spring 2004 ; 22690

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jan04           Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Margueroy, employer for hire.

Information on previous related works: Based on old tapestry pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-728

Title: Leopard linen epingle.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven spring 2004 ; 43510

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: <Le> Clerq, employer for hire.

Information on previous related works: Based on various tapestry patterns.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-729

Title: Somerset crewel.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven fall 2004 ; 50470

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jan04           Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: Lakshmi Handicrafts, employer for hire.

Information on previous related works: Based on antique woven pattern.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

  

  

  

 

VA-1-321-730

Title: Zebra epingle.

Physical description of the deposit copy: Textile.

Series title: Schumacher woven spring 2004 ; 43490

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2004           Date of publication: 1Jul04            Effective date of registration: 7Mar05

Author on application: artwork & reproduction of artwork: <Le> Clerq, employer for hire.

Information on previous related works: Based on various tapestry patterns.

Limitation on claim; New matter: adaptation of design, additional artistic work & new reproduction.

Miscellaneous information: C.O. corres.

VA-1-321-736

Title: Madeline.

Physical description of the deposit copy: Design on fabric.

Series title: Lumina ; 615740

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Jun05           Effective date of registration: 21Sep05

VA-1-321-737

Title: Scenic safari.

Physical description of the deposit copy: Design on fabric.

Series title: Tribal rhythms ; 666860

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2001           Date of publication: 1Jul01            Effective date of registration: 21Sep05

Author on application: artwork: Cachemire et Fleurs, employer for hire.

VA-1-321-745

Title: Smith point.

Physical description of the deposit copy: Design on fabric.

Series title: Plush patterns I ; 649260

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Mar04          Effective date of registration: 21Sep05

Author on application: artwork: Marlene Goldstein Designs, employer for hire.

VA-1-321-746

Title: Haverhill.

Physical description of the deposit copy: Design on fabric.

Series title: Plush patterns I ; 649300

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Mar04          Effective date of registration: 21Sep05

Author on application: artwork: Valmir  Puato, author or a work made for hire.

  

  

  

 

VA-1-321-747

Title: French quarter.

Physical description of the deposit copy: Design on fabric.

Series title: Plush patterns I ; 649350

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Mar04          Effective date of registration: 21Sep05

Author on application: artwork: Atelier Willy Herman, employer for hire.

VA-1-321-748

Title: Pasadena stripe.

Physical description of the deposit copy: Design on fabric.

Series title: Plush patterns I ; 649250

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Mar04          Effective date of registration: 21Sep05

Information on previous related works: Preexisting material: antique fabric document.

Limitation on claim; New matter: adaptation of design & additional artistic work.

VA-1-321-749

Title: Concord.

Physical description of the deposit copy: Design on fabric.

Series title: Plush patterns I ; 649280

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Mar04          Effective date of registration: 21Sep05

Author on application: artwork: Diane  Harrison, author or a work made for hire.

VA-1-321-751

Title: Congress Park.

Physical description of the deposit copy: Design on fabric.

Series title: Plush patterns I ; 649360

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Mar04          Effective date of registration: 21Sep05

Author on application: artwork: Artwork, Ltd., employer for hire.

VA-1-321-779

Title: Tegola : Terra sole : no. 649590.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Apr05          Effective date of registration: 20Sep05

VA-1-325-877

Title: Encircle.

Physical description of the deposit copy: Fabric design.

Series title: Contours ; 670410

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Aug05         Effective date of registration: 12Oct05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

VA-1-325-878

Title: Hexagon.

Physical description of the deposit copy: Fabric design.

Series title: Contours ; 670400

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Aug05         Effective date of registration: 12Oct05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

  

  

  

 

VA-1-325-879

Title: Curvature.

Physical description of the deposit copy: Fabric design.

Series title: Contours ; 670390

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Aug05         Effective date of registration: 12Oct05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

VA-1-325-880

Title: Shapes.

Physical description of the deposit copy: Fabric design.

Series title: Contours ; 670380

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Aug05         Effective date of registration: 12Oct05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

VA-1-325-881

Title: Sketches.

Physical description of the deposit copy: Fabric design.

Series title: Contours ; 670370

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Aug05         Effective date of registration: 12Oct05

Author on application: artwork: Artwork Design, Ltd., employer for hire.

VA-1-325-973

Title: Devon damask.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Feb05          Effective date of registration: 21Sep05

Information on previous related works: Preexisting material: antique fabric document.

Limitation on claim; New matter: adaptation of design & additional artistic work.

VA-1-325-974

Title: Aspen.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Feb05          Effective date of registration: 20Sep05

Information on previous related works: Preexisting material: antique fabric document.

Limitation on claim; New matter: adaptation of design & additional artistic work.

VA-1-328-881

Title: Wind.

Physical description of the deposit copy: Print on fabric.

Series title: [Harmonics ; 669800]

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Apr05          Effective date of registration: 21Oct05

VA-1-328-882

Title: Harmony.

Physical description of the deposit copy: Print on fabric.

Series title: [Harmonics ; 669780]

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Apr05          Effective date of registration: 21Oct05

  

  

  

VA-1-328-883

Title: Essence.

Physical description of the deposit copy: Print on fabric.

Series title: [Harmonics ; 669810]

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Apr05           Effective date of registration: 21Oct05

Author on application: Giacomo  Barzaghi, author of a work made for hire.

VA-1-328-884

Title: Simplicity.

Physical description of the deposit copy: Print on fabric.

Series title: [Harmonics ; 669850]

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Apr05           Effective date of registration: 21Oct05

Author on application: Bitte  Stenstrom.

VA-1-331-463

Title: Sling back.

Physical description of the deposit copy: Print on fabric.

Series title: JAS tweeners ; 670280

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Sep05           Effective date of registration: 2Nov05

VA-1-335-741

Title: Stetson.

Physical description of the deposit copy: Textile.

Series title: Plush patterns II ; 649515

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Feb05           Effective date of registration: 21Dec05

Author on application: Tom Lewis Studios, employer for hire.

VA-1-335-742

Title: Hot '' spicy.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669770]

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Jul05             Effective date of registration: 21Dec05

VA-1-335-743

Title: Candyland.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669880]

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Jul05             Effective date of registration: 21Dec05

Author on application: Artwork Design, Ltd., employer for hire.

VA-1-335-744

Title: All in the cards.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669790]

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Jul05             Effective date of registration: 21Dec05

  

  

  

 

VA-1-335-745

Title: Whirlpool.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669900]

Claimant: Waverly Fabrics

Date of creation: 2004           Date of publication: 1Jul05           Effective date of registration: 21Dec05

Author on application: Artwork Design, Ltd., employer for hire.

VA-1-335-746

Title: Go Team.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669910]

Claimant: Waverly Fabrics

Date of creation: 2003           Date of publication: 1Jul05           Effective date of registration: 21Dec05

Author on application: Banafshe Schippel Studio, employer for hire.

VA-1-335-747

Title: Happy hour.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669930]

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Jul05           Effective date of registration: 21Dec05

Author on application: Banafshe Schippel Studio, employer for hire.

VA-1-335-748

Title: Flip flops.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companions V ; 669940]

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Jul05           Effective date of registration: 21Dec05

Author on application: Banafshe Schippel Studio, employer for hire.

VA-1-339-724

Title: <La> bete sauvage.

Physical description of the deposit copy: Textile.

Series title: Schumacher wovens, fall 2005 ; 51471

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jul05           Effective date of registration: 3Jan06

Author on application: Rubelli, employer for hire.

Information on previous related works: Appl. identifies woven antique doc. as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

VA-1-339-725

Title: Sidonie embroidery.

Physical description of the deposit copy: Embroidery.

Series title: Schumacher wovens, spring 2005 ; 50931

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jan05           Effective date of registration: 3Jan06

Author on application: Artee Collections, employer for hire.

Information on previous related works: Appl. identifies embroidered antique doc. as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

  

  

  

 

VA-1-339-734

Title: Mansoor paisley.

Physical description of the deposit copy: Textile.

Series title: Schumacher wovens spring 2005 ; 50860

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jan05           Effective date of registration: 3Jan06

Author on application: Tissage de Gravigny, employer for hire.

Information on previous related works: Appl. identifies old shiny indian shawl as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

VA-1-339-735

Title: Giardino damask.

Physical description of the deposit copy: Textile.

Series title: Schumacher wovens spring 2005 ; 50850

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jan05           Effective date of registration: 3Jan06

Author on application: Giuseppe De Negri, author of a work made for hire.

Information on previous related works: Appl. identifies old renaissance tapestry as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

VA-1-339-736

Title: Venezia damask.

Physical description of the deposit copy: Textile.

Series title: Schumacher wovens spring 2005 ; 50750

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jan05           Effective date of registration: 3Jan06

Author on application: DeNegri, AOS, employer for hire.

Information on previous related works: Appl. identifies antique doc. as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

VA-1-339-737

Title: Lampas chinois.

Physical description of the deposit copy: Textile.

Series title: Schumacher wovens fall 2005 ; 51460

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jul05           Effective date of registration: 3Jan06

Author on application: DeNegri, AOS, employer for hire.

Information on previous related works: Appl. identifies antique doc. as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

VA-1-339-750

Title: Brighton silk damask.

Physical description of the deposit copy: Print on fabric.

Series title: Schumacher wovens fall 2005 ; 51490

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jul05           Effective date of registration: 3Jan06

Author on application: Intex, employer for hire.

Information on previous related works: Appl. identifies antique doc. as preexisting.

Limitation on claim; New matter: adaptation of design and additional artistic work and new reproduction.

  

  

  

 

VA-1-339-843

Title: Milkweed.

Physical description of the deposit copy: Fabric design.

Series title: Contours ; 649950

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Oct05           Effective date of registration: 17Jan06

Author on application: artwork: Affabre--The Studio Group, employer for hire.

VA-1-339-844

Title: Pemberton floral.

Physical description of the deposit copy: Fabric design.

Series title: Romantic overtures ; 649980

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Oct05           Effective date of registration: 17Jan06

Author on application: artwork: Zhongwang  Mill (author of a work made for hire)

VA-1-339-845

Title: Maxine damask.

Physical description of the deposit copy: Fabric design.

Series title: Pathways ; 649970

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Oct05           Effective date of registration: 17Jan06

Author on application: artwork: March Mill Studio, employer for hire.

VA-1-339-846

Title: Colette.

Physical description of the deposit copy: Fabric design.

Series title: Romantic overtures ; 649990

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics

Date of creation: 2005           Date of publication: 1Oct05           Effective date of registration: 17Jan06

Author on application: artwork: Your Image Plus, employer for hire.

VA-1-349-774

Title: Artisan collection.

Physical description of the deposit copy: 90 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Apr05           Effective date of registration: 3Jan06

Author on application: artwork & reproductions: Schumacher, a division of F. Schumacher & Company

Miscellaneous information: C.O. corres.

VA-1-357-376

Title: Tres chic : no. 670680.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companion VI ; 670680]

Claimant: Waverly Fabrics division of F. Schumacher & Company.

Date of creation: 2005           Date of publication: 1Dec05           Effective date of registration: 27Apr06

Author on application: artwork: Banafshe Schippel Studio, employer for hire.

VA-1-357-377

Title: Tarzan : no. 670712.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companion VI ; 670710]

Claimant: Waverly Fabrics division of F. Schumacher & Company.

Date of creation: 2005           Date of publication: 1Dec05           Effective date of registration: 27Apr06

  

  

  

 

VA-1-357-378

Title: Hula hoop : no. 670662.

Physical description of the deposit copy: Print on fabric.

Series title: [Classic companion VI ; 670660]

Claimant: Waverly Fabrics, division of F. Schumacher & Company.

Date of creation: 2005           Date of publication: 1Dec05           Effective date of registration: 27Apr06

VA-1-357-588

Title: Wynfield manor.

Physical description of the deposit copy: Textile.

Series title: [Southern charm ; 649010]

Claimant: Waverly Fabrics, division of F. Schumacher & Company.

Date of creation: 2003           Date of publication: 1Feb03           Effective date of registration: 1Mar06

Author on application: artwork: Atelier Willy Herman, employer for hire.

VA-1-357-589

Title: Isle of palm.

Physical description of the deposit copy: Textile.

Series title: [Island life ; 649100]

Claimant: Waverly Fabrics, division of F. Schumacher & Company.

Date of creation: 2003           Date of publication: 1Feb03           Effective date of registration: 1Mar06

Author on application: artwork: Atelier Willy Herman, employer for hire.

VA-1-369-320

Title: Plein air ; Fiji check ; Pareo ... [et al.]

Physical description of the deposit copy: Textiles.

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: F. Schumacher & Company

Date of creation: 2006           Date of publication: 1Jan06           Effective date of registration: 28Apr06

Author on application: Schumacher, a division of F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

VA-1-369-549

Title: Kashan.

Physical description of the deposit copy: Fabric design.

Series title: Exotic passages ; 650060

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Nov05           Effective date of registration: 21Jun06

Author on application: artwork: Colwill & Waud--Studio, employer for hire.

VA-1-369-550

Title: Velvet leaf.

Physical description of the deposit copy: Fabric design.

Series title: Exotic passages ; 650050

Notes describing the deposit copy: Cataloged from appl. only.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Nov05           Effective date of registration: 21Jun06

  

  

  

 

VA-1-373-542

Title: Haven : no. 670870.

Physical description of the deposit copy: Print on fabric.

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2006           Date of publication: 1May06         Effective date of registration: 1Aug06

VA-1-373-570

Title: Summer splendor.

Physical description of the deposit copy: Print on fabric.

Series title: In the garden ; 670860

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2006           Date of publication: 1May06         Effective date of registration: 1Aug06

VA-1-373-571

Title: Dover damask.

Physical description of the deposit copy: Print on fabric.

Series title: Classic companions 7 ; 671090

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2005           Date of publication: 1Jun06           Effective date of registration: 1Aug06

Author on application: artwork: Garance Studio, employer for hire.

VA-1-373-572

Title: Windsor stripe.

Physical description of the deposit copy: Print on fabric.

Series title: Classic companions 7 ; 671100

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 2006           Date of publication: 1May06         Effective date of registration: 1Aug06

  

  

  

 

VAu-145-003

Title: Town hall stripe.

Physical description of the deposit copy: fabric design.

Series title: Classics collection ; 655284

Claimant: Waverly Fabrics, division of F. Schumacher & Company

Date of creation: 1987           Effective date of registration: 17Oct88

XREF: Waverly Fabrics, <division of F. Schumacher & Company.>  SEE F. Schumacher  & Company.  Waverly Fabrics.

VAu-171-794

Title: Kaleidoscope / by aVillage.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  and Company

Date of creation: 1990           Effective date of registration: 1Mar90

Author on application: F. Schumacher and Company, employer for hire.

VAu-171-795

Title: Design studio.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  and Company

Date of creation: 1990           Effective date of registration: 1Mar90

VAu-171-796

Title: Fountain grove / by aGramercy.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  and Company

Date of creation: 1990           Effective date of registration: 1Mar90

Author on application: F. Schumacher and Company, employer for hire.

VAu-171-797

Title: Morning garden.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  and Company

Date of creation: 1990           Effective date of registration: 1Mar90

VAu-184-401

Title: At home with village.

Physical description of the deposit copy: wallcovering & fabric designs : 103 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 23Jul90

Miscellaneous information: C.O. corres.

VAu-184-402

Title: Xanadu.

Physical description of the deposit copy: wallcovering designs : 43 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 23Jul90

Miscellaneous information: C.O. corres.

VAu-184-403

Title: Masterpiece / by aF.  Schumacher.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 23Jul90

Author on application: F. Schumacher & Company, employer for hire.

Miscellaneous information: C.O. corres.

  

  

  

VAu-184-404

Title: My favorite things.

Physical description of the deposit copy: wallcovering & fabric designs : 114 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 20Jul90

VAu-188-523

Title: Glorious.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  and Company

Date of creation: 1990           Effective date of registration: 23Aug90

VAu-190-226

Title: Alfresco.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 6Nov90

VAu-190-227

Title: House party.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 20Sep90

VAu-196-504

Title: Band box.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  and Company

Date of creation: 1990           Effective date of registration: 19Nov90

VAu-197-534

Title: Time & again OSV.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 13Feb91

VAu-204-942

Title: Duets : fine wallcoverings with companion borders and fabrics / Waverly.

Physical description of the deposit copy: 121 p.

Claimant: F. Schumacher & Company

Date of creation: 1991           Effective date of registration: 24Apr91

Author on application: F.   Schumacher  and Company, employer for hire.

VAu-209-432

Title: Waverly bed and bath.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Effective date of registration: 26Apr91

VAu-211-445

Title: Remembrance.

Physical description of the deposit copy: Wallpaper designs.

Series title: The Victorian collection

Claimant: F.  Schumacher  & Company

Date of creation: 1991           Effective date of registration: 16Aug91

  

  

  

 

VAu-212-226

Title: tClub classics : Waverly.

Physical description of the deposit copy: Wallcovering sample book.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Effective date of registration: 16Sep91

VAu-218-464

Title: Documents.

Physical description of the deposit copy: Wallpaper collection.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Effective date of registration: 12Nov91

Title on application: Attached.

VAu-218-614

Title: Small talk.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Effective date of registration: 19Dec91

VAu-219-820

Title: Waverly baby.

Physical description of the deposit copy: Wallcoverings & prints on fabric; 112 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Effective date of registration: 12Nov91

VAu-224-869

Title: Country fair.

Physical description of the deposit copy: Wallcoverings : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1990           Effective date of registration: 13Feb91

VAu-225-171

Title: Frank Lloyd Wright.

Physical description of the deposit copy: Wallpaper book.

Claimant: F.   Schumacher  & Company

Date of creation: 1991           Effective date of registration: 24Mar92

VAu-226-012

Title: Back country.

Physical description of the deposit copy: Wallcoverings : 122 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 24Mar92

VAu-233-365

Title: <Il> palazzo collezione.

Physical description of the deposit copy: Wallcoverings : 100 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 10Aug92

Title on application: <Il> palazzo.

VAu-233-366

Title: Mademoiselle coquette.

Physical description of the deposit copy: Wallcoverings : 99 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 10Aug92

  

  

  

 

VAu-233-367

Title: Ivy Lane.

Physical description of the deposit copy: Wallcoverings : 125 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 10Aug92

Title on application: Ivy Lane/Garden room II.

VAu-235-966

Title: Amer. life.

Physical description of the deposit copy: wallcovering & fabric designs : 120 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 2Sep92

Title on application: American life.

VAu-235-967

Title: Past & present.

Physical description of the deposit copy: wallcovering & fabric designs : 115 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 31Aug92

VAu-235-968

Title: <La> Mascarade des papiers.

Physical description of the deposit copy: wallcovering & fabric designs : 93 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 14Aug92

VAu-235-969

Title: The Gardens of Kashmir.

Physical description of the deposit copy: wallcovering & fabric designs : 110 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 14Aug92

VAu-235-970

Title: Williamsburg wallpapers, historic reproductions.

Physical description of the deposit copy: wallcovering & fabric designs : 104 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 14Aug92

Title on application: Williamsburg historic reproductions.

VAu-235-971

Title: Waverly borders.

Physical description of the deposit copy: wallcovering designs : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 14Aug92

VAu-240-948

Title: Nature's garden.

Physical description of the deposit copy: Wallpaper & fabric : 117 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 17Dec92

VAu-240-949

Title: Special places.

Physical description of the deposit copy: Wallpaper & fabric : 122 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 17Dec92

  

  

  

 

VAu-241-415

Title: Carriage house collection.

Physical description of the deposit copy: Wallpaper & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 14Dec92

Title on application: Carriage house.

VAu-244-191

Title: The Gardens of Kashmir.

Physical description of the deposit copy: Wallcovering & fabric designs : 110 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 30Dec92

VAu-244-846

Title: Au courant V.

Physical description of the deposit copy: Wallpaper & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 30Dec92

VAu-247-890

Title: Williamsburg, a renaissance : wallpapers, borders & fabrics.

Physical description of the deposit copy: 103 p.

Notes describing the deposit copy: Includes Architectural accents brochure, price list & coding system flyer.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 19Mar93

VAu-250-011

Title: Historic Natchez collection : vol. 2.

Physical description of the deposit copy: Wallpaper & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 25Mar93

Title on application: Natchez, vol. 2.

VAu-250-440

Title: In bloom.

Physical description of the deposit copy: Wallpaper : 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 2Apr93

VAu-251-318

Title: Elements 3.

Physical description of the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 25Mar93

VAu-251-319

Title: Schumacher transitional : a retrospective collection.

Physical description of the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 2Apr93

  

  

  

VAu-277-104

Title: Young at heart : a collection of fine wallcoverings, borders and companion fabrics.

Physical description of the deposit copy: 117 p.

Claimant: F.   Schumacher  & Company

Date of creation: 1992           Effective date of registration: 25Mar93

Miscellaneous information: C.O. corres.

VAu-282-514

Title: Brittany Isle.

Physical description of the deposit copy: 93 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 25Oct93

VAu-282-515

Title: Encore III.

Physical description of the deposit copy: 92 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 25Oct93

VAu-282-516

Title: Point of view.

Physical description of the deposit copy: 127 p.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 25Oct93

VAu-285-172

Title: High tea.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 7Dec93

VAu-285-173

Title: <Le> connoisseur III.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 7Dec93

VAu-285-174

Title: Tone on tone.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 7Dec93

VAu-287-081

Title: Decorum.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 7Dec93

VAu-287-082

Title: Paper magic.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 7Dec93

  

  

  

 

VAu-287-083

Title: Fabulous faux.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 7Dec93

VAu-287-255

Title: Simply textures : a collection of textures and coordinating borders / Waverly.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1993           Effective date of registration: 7Dec93

VAu-292-595

Title: A collection of 2001 textures and borders.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper book.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 3Feb94

Title on application: 2001.

VAu-296-370

Title: Basics and borders.

Physical description of the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 11Mar94

Miscellaneous information: C.O. corres.

VAu-296-371

Title: Library of Congress.

Physical description of the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 11Mar94

Limitation on claim; New matter: wallcovering designs based on preexisting documents.

Miscellaneous information: C.O. corres.

VAu-301-333

Title: Studio collection.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 20May94

VAu-301-334

Title: Damask collection.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 2Jun94

VAu-301-339

Title: Bermuda.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 22Apr94

  

  

  

 

VAu-301-340

Title: Astor Terrace.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 22Apr94

VAu-301-828

Title: Border it] : a collection of borders and companion wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 3Feb94

Miscellaneous information: C.O. corres.

VAu-301-829

Title: Country weekend : a collection of fine wallcoverings with companion borders and fabrics.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 3Feb94

Miscellaneous information: C.O. corres.

VAu-301-830

Title: Solitaire : a collection of fine wallcoverings, borders, and companion fabrics.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 23Mar94

VAu-301-831

Title: Floral companions.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 22Mar94

VAu-301-932

Title: Romanesque.

Physical description of the deposit copy: Wallcovering.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 18Jul94

VAu-307-831

Title: Faux collection.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 16Sep94

VAu-308-440

Title: Seasons.

Physical description of the deposit copy: Wallpaper & fabric samples.

Claimant: F.   Schumacher  & Company

Date of creation: 1993           Effective date of registration: 22Feb94

  

  

  

VAu-309-072

Title: Cottage classics : a collection of fine wallcoverings, borders and companion fabrics.

Physical description of the deposit copy: 1 v.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 26Sep94

VAu-309-073

Title: Nuance.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 26Sep94

VAu-309-074

Title: Children's collection.

Physical description of the deposit copy: 1 v.

Notes describing the deposit copy: Wallpaper & fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 18Oct94

VAu-315-516

Title: Country house.

Physical description of the deposit copy: Wallcoverings.

Series title: Waverly designer series

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1994           Effective date of registration: 30Dec94

VAu-315-517

Title: Treasure chest.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 30Dec94

VAu-315-518

Title: Garden tour / Waverly.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1994           Effective date of registration: 30Dec94

VAu-316-732

Title: Classica.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 1Nov94

VAu-324-886

Title: Finishing effects : vol. 2.

Physical description of the deposit copy: Wallcoverings.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 10Feb95

VAu-325-056

Title: Classic portfolio.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 13Feb95

  

  

  

 

VAu-333-970

Title: American classics borders : a collection of fine borders, wallcoverings, and companion fabrics / Waverly.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1994           Effective date of registration: 30Mar95

VAu-333-971

Title: Schumacher Spring fare.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Effective date of registration: 30Mar95

Title on application: Spring fare.

VAu-333-972

Title: The golden era / aGramercy.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Effective date of registration: 30Mar95

VAu-338-006

Title: Gentry.

Physical description of the deposit copy: Wallcoverings & prints on fabric.

Claimant: F.   Schumacher  & Company

Date of creation: 1994           Effective date of registration: 30Dec94

VAu-350-933

Title: Timeless treasures : a collection of fine wallcoverings, borders, and coordinating fabrics / Waverly.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1995           Effective date of registration: 15Dec95

VAu-389-174

Title: Garden room classics : a collection of fine wallcoverings and companion fabrics / Waverly.

Physical description of the deposit copy: 174 p.

Claimant: F.   Schumacher  & Company (employer for hire)

Date of creation: 1997           Effective date of registration: 28Apr97

Information on previous related works: Preexisting material: 124 patterns prev. reg.

Limitation on claim; New matter: 2 new patterns.

VAu-485-016

Title: Exotic passage.

Physical description of the deposit copy: Wallcoverings & prints on fabrics.

Claimant: F.   Schumacher  & Company

Date of creation: 1999           Effective date of registration: 27Jul00

  

  

  

 

OFFICIAL-PILLOWTEX LLC

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
18th century crewel (5 pieces)

	  	
H34996

	  	
1967

	
Acapulco

	  	
H33939

	  	
1967

	
Adams

	  	
VA96177

	  	
25-Mar-82

	
Alexandria

	  	
H27966

	  	
1964

	
Alexandria

	  	
H27966

	  	
1965

	
Algiers

	  	
H42230

	  	
1970

	
Alphabet zoo

	  	
VA32415

	  	
27-Aug-79

	
Alphabet zoo

	  	
VA32416

	  	
27-Aug-79

	
American Eagle

	  	
VA254768

	  	
6-Feb-87

	
American friendship

	  	
H32302

	  	
1966

	
Angelique

	  	
H31606

	  	
1966

	
April

	  	
67396

	  	
1984

	
Arabesque

	  	
H21831

	  	
1963

	
Arabesque

	  	
H21710

	  	
1963

	
Arroyo

	  	
VA89014

	  	
14-Oct-81

	
Ashley

	  	
VA96168

	  	
25-Mar-82

	
Ashley

	  	
46933

	  	
1983

	
Audubon

	  	
VA96167

	  	
25-Mar-82

	
Balmoral

	  	
109561

	  	
1982

	
Balmoral column

	  	
63198

	  	
1983

	
Balmoral leaves

	  	
41768

	  	
1982

	
Balmoral stripe A

	  	
41769

	  	
1982

	
Balmoral stripe B

	  	
41770

	  	
1982

	
Bangkok

	  	
177763

	  	
1984

	
Barcelona

	  	
H24439

	  	
1964

	
Barcelona

	  	
H24440

	  	
1964

	
BMX Fever

	  	
VA254767

	  	
6-Feb-87

	
Bountiful

	  	
H42234

	  	
1970

	
Brentwood

	  	
VA96187

	  	
25-Mar-82

	
Breton country

	  	
41771

	  	
1982

	
Breton country stripe

	  	
48167

	  	
1982

	
Bright nights (3 pieces)

	  	
H37437

	  	
1968

	
Canyon

	  	
VA89019

	  	
14-Oct-81

	
Capistrano

	  	
H24334

	  	
1964

	
Caravan (3 pieces)

	  	
H38198

	  	
1969

	
Caribe

	  	
VA96174

	  	
25-Mar-82

	
Carnations

	  	
H27958

	  	
1965

	
Carnations

	  	
H27959

	  	
1965

	
Casein

	  	
VA89022

	  	
14-Oct-81

	
Castle garden

	  	
H20934

	  	
1963

	
Castle garden

	  	
H20624

	  	
1963

	
Catnap

	  	
VA324376

	  	
26-May-88

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Cheltenham garden

	  	
H33118

	  	
1967

	
Cheltenham garden

	  	
H33117

	  	
1966

	
Cherub fantasy

	  	
H29871

	  	
1965

	
Cherub fantasy

	  	
H29872

	  	
1965

	
Children of the world (3 pieces)

	  	
H38091

	  	
1969

	
Classic

	  	
H35498

	  	
1968

	
Classic

	  	
H35494

	  	
1968

	
Cloisonne (4 pieces)

	  	
H34998

	  	
1967

	
Comforel : no. T-7313/20

	  	
VAu316066

	  	
13-Nov-94

	
Contata

	  	
160305

	  	
1984

	
Contessa

	  	
H33110

	  	
1967

	
Contessa

	  	
H33108

	  	
1967

	
Couger [sic] country.

	  	
VA251781

	  	
6-Feb-87

	
Country garden

	  	
H20761

	  	
1962

	
Country garden

	  	
160304

	  	
1984

	
Courtyard floral

	  	
H20619

	  	
1963

	
Courtyard floral

	  	
H20620

	  	
1963

	
Crosste

	  	
VA99580

	  	
30-Mar-82

	
Dacron II : no. T-6109/80

	  	
VAu316067

	  	
13-Nov-94

	
Dania

	  	
52535

	  	
1983

	
Decorating digest with Judy Lindahl

	  	
MP28836

	  	
1975

	
Desert song

	  	
H42268

	  	
1970

	
Diamond point

	  	
VA99582

	  	
29-Mar-82

	
Discovery

	  	
VA181748

	  	
22-Mar-85

	
Dover rose

	  	
H24570

	  	
1964

	
Dover rose

	  	
H24442

	  	
1964

	
Drawing of Sumerson stay set non-shift pillow

	  	
IU13029

	  	
1964

	
Drayton

	  	
VA96415

	  	
29-Mar-82

	
Dream song

	  	
H18901

	  	
1962

	
Dream song

	  	
H35499

	  	
1967

	
Dream song

	  	
H18754

	  	
1962

	
Dream song

	  	
H35497

	  	
1967

	
Dream song

	  	
H18756

	  	
1962

	
Dublin

	  	
VA96410

	  	
29-Mar-82

	
Duval

	  	
VA96179

	  	
25-Mar-82

	
El prado

	  	
H24438

	  	
1964

	
El prado

	  	
H24441

	  	
1964

	
Embassy rose

	  	
H28176

	  	
1965

	
Embassy rose

	  	
H27965

	  	
1965

	
Empire bouquet

	  	
H27954

	  	
1965

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Empire bouquet

	  	
H27953

	  	
 1964 and/or 1965

	
Empire bouquet

	  	
H24438

	  	
1964

	
English garden

	  	
H213385

	  	
1961

	
Esplanade

	  	
H30584

	  	
1966

	
Esplanade

	  	
H30589

	  	
1966

	
Euclidean shapes

	  	
H42231

	  	
1970

	
Fancy free (4 pieces)

	  	
H38092

	  	
1969

	
Fancy free (4 pieces)

	  	
H38747

	  	
1969

	
Fantasia

	  	
H33116

	  	
1967

	
Fantasia

	  	
H33111

	  	
1967

	
Fantasia

	  	
VA96184

	  	
25-Mar-82

	
FCI CAM curves

	  	
TXu334651

	  	
1-Aug-88

	
Felicity (3 pieces)

	  	
H39602

	  	
1969

	
Felicity (bed spreads & drapes)

	  	
H40354

	  	
1969

	
Ferny

	  	
109535

	  	
1982

	
Field poppies

	  	
113439

	  	
1982

	
Field poppy stripe

	  	
40620

	  	
1982

	
Fieldcrest Cannon, Inc. cam curves

	  	
VAu334651

	  	
1988

	
Fieldcrest Cannon, Inc. Today

	  	
TX2364741

	  	
15-Jul-88

	
Fieldcrest decorating digest

	  	
A699222

	  	
1975

	
Fieldcrest decorating digest

	  	
TX1398028

	  	
30-Jul-84

	
Fieldcrest decorating digest

	  	
TX825156

	  	
31-Dec-81

	
Fieldcrest entertains with glorious food

	  	
A916173

	  	
1977

	
Fieldcrest Mills

	  	
A358707

	  	
1958

	
Fieldcrest Mills

	  	
A187389

	  	
1970

	
Fieldcrest Mills

	  	
A190559

	  	
1970

	
Fieldcrest Mills

	  	
A213038

	  	
1971

	
Fieldcrest Mills

	  	
A231011

	  	
1971

	
Fieldcrest Mills

	  	
A252328

	  	
1971

	
Fieldcrest Mills

	  	
A289092

	  	
1971

	
Fieldcrest Mills

	  	
A323745

	  	
1972

	
Fieldcrest Mills

	  	
A449486

	  	
 1973 and/or 1975

	
First love (3 pieces)

	  	
H37438

	  	
1968

	
Fleur de lis

	  	
H24437

	  	
 1963 and/or 1964

	
Fleur de lis

	  	
H24447

	  	
 1963 and/or 1964

	
Flirtation rose

	  	
H24566

	  	
1964

	
Floral : no. 5654/50

	  	
VAu117186

	  	
24-Aug-87

	
Floral enchantment

	  	
H27964

	  	
 1964 and/or 1965

	
Floral enchantment

	  	
H37967

	  	
1965

	
Floral trellis

	  	
H35500

	  	
 1967 and/or 1968

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Floral trellis

	  	
H35493

	  	
 1967 and/or 1968

	
Floriale

	  	
H42232

	  	
1970

	
Flower shower (3 pieces)

	  	
H37442

	  	
1968

	
Flower song

	  	
H35424

	  	
1968

	
Folly

	  	
VA96172

	  	
25-Mar-82

	
Fontana

	  	
VA96411

	  	
29-Mar-82

	
Forest glen

	  	
170668

	  	
1984

	
French daisy

	  	
H16425

	  	
1961

	
French daisy

	  	
H16426

	  	
1961

	
Friends you can count on

	  	
A855897

	  	
1966

	
Friends you can count on

	  	
H31607

	  	
1966

	
Friends you can count on

	  	
H31605

	  	
1966

	
Frolic (3 pieces)

	  	
H38111

	  	
1969

	
Fun Fuzzy

	  	
VA254769

	  	
6-Feb-87

	
Gabor all over : no. 1773/90

	  	
VA382407

	  	
18-Dec-89

	
Gabor border : no. 1772/90

	  	
VA382403

	  	
18-Dec-89

	
Gabor stripe : no. 1774/45

	  	
VA378787

	  	
18-Dec-89

	
Gabrielle

	  	
113438

	  	
1982

	
Garden party

	  	
H20617

	  	
1963

	
Garden party

	  	
H20806

	  	
1963

	
Gooseberry : no. 6787/20

	  	
VAu125468

	  	
4-Jan-98

	
Grenadier

	  	
GP53664

	  	
1966

	
Guide to job instruction

	  	
A968877

	  	
1968

	
Hampton court

	  	
H33107

	  	
 1966 and/or 1967

	
Handbook for outside counsel

	  	
TX1551154

	  	
1-Apr-85

	
Harlequin rose

	  	
H27962

	  	
1965

	
Heirloom : no. 7111/90

	  	
VAu117188

	  	
24-Aug-87

	
Hermosa

	  	
H33942

	  	
1967

	
Hillandale

	  	
VA96175

	  	
25-Mar-82

	
Holiday

	  	
VA96164

	  	
25-Mar-82

	
Hopetown quilt

	  	
109533

	  	
1982

	
Hopi

	  	
VA95674

	  	
29-Mar-82

	
Ihran

	  	
52820

	  	
1983

	
Imperial brocade

	  	
H20491

	  	
1962

	
Imperial fleur

	  	
H20638

	  	
1962

	
Imperial rose

	  	
H19927

	  	
1962

	
Imperial rose

	  	
H20382

	  	
1961

	
Imperial tapestry

	  	
H20639

	  	
1962

	
Imperial tapestry

	  	
H20789

	  	
1962

	
Impressions

	  	
H35422

	  	
 1967 and/or 1968

	
Innocence

	  	
H41435

	  	
1970

	
Innsbruck

	  	
H36336

	  	
1968

	
Innsbruck

	  	
H36223

	  	
1968

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Isfahan

	  	
52823

	  	
1983

	
It's about time

	  	
A855900

	  	
 1956 and/or 1966

	
It's about time

	  	
H32306

	  	
1966

	
It's about time

	  	
H31604

	  	
1966

	
Jamestown

	  	
H33114

	  	
 1966 and/or 1967

	
Jamestown

	  	
H33120

	  	
1966

	
Jefferson

	  	
VA89029

	  	
14-Oct-81

	
Jefferson

	  	
VA89023

	  	
1981

	
Jigsaw

	  	
VA96183

	  	
25-Mar-82

	
Jubilee

	  	
VA96416

	  	
29-Mar-82

	
Jungle hunt (bed spreads and drapes)

	  	
H36304

	  	
1968

	
Jungle hunt (bedspreads and drapes)

	  	
H36404

	  	
1968

	
Jungle hunt (towels)

	  	
H36305

	  	
1968

	
Kabuki (4 pieces)

	  	
H38112

	  	
1969

	
Kashmir

	  	
H16425

	  	
1961

	
Keaton

	  	
VA96180

	  	
25-Mar-82

	
Keepsake rose

	  	
H29870

	  	
1965

	
Keepsake rose

	  	
H29873

	  	
1965

	
Kensington gardens

	  	
H27957

	  	
 1964 and/or 1965

	
Kensington gardens

	  	
H28175

	  	
 1964 and/or 1965

	
Kent

	  	
VA96185

	  	
25-Mar-82

	
Kimono

	  	
41774

	  	
1982

	
King's guards

	  	
H23245

	  	
1963

	
Knob Hill

	  	
41776

	  	
1982

	
Knob hill flame

	  	
41775

	  	
1982

	
Kyoto

	  	
41773

	  	
1982

	
Lancaster

	  	
VA89020

	  	
14-Oct-81

	
Lancaster ring

	  	
113436

	  	
1982

	
Land of Nod

	  	
H23246

	  	
1963

	
Laurel

	  	
VA96169

	  	
25-Mar-82

	
Laurel

	  	
170054

	  	
1984

	
Laurel elegance

	  	
H35421

	  	
 1967 and/or 1968

	
Laurens

	  	
VA96171

	  	
25-Mar-82

	
Leafy

	  	
109550

	  	
1982

	
L'elegant

	  	
H24445

	  	
 1963 and/or 1964

	
L'elegante

	  	
H24448

	  	
 1963 and/or 1964

	
Log cabin

	  	
VA99579

	  	
30-Mar-82

	
London town

	  	
H16424

	  	
1961

	
Lucille

	  	
170731

	  	
1984

	
Madeira bouquet

	  	
H16427

	  	
1961

	
Madison

	  	
VA89015

	  	
14-Oct-81

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Malabar (4 pieces)

	  	
H34997

	  	
1967

	
Malibu (shell)

	  	
VAu76053

	  	
22-Apr-85

	
Mansfield

	  	
VA96182

	  	
25-Mar-82

	
Marion

	  	
VA96165

	  	
25-Mar-82

	
Martha

	  	
109534

	  	
1982

	
Mayfair

	  	
VA96173

	  	
25-Mar-82

	
Melissa

	  	
VA96413

	  	
29-Mar-82

	
Melrose

	  	
H35418

	  	
 1967 and/or 1968

	
Melrose

	  	
H35425

	  	
 1967 and/or 1968

	
Melrose

	  	
VA89021

	  	
14-Oct-81

	
Meredith

	  	
VA95678

	  	
29-Mar-82

	
Mesa

	  	
VA89018

	  	
14-Oct-81

	
Metro

	  	
160302

	  	
1984

	
Mighty mallard.

	  	
VA241847

	  	
9-Nov-86

	
Milan

	  	
H24446

	  	
 1963 and/or 1964

	
Mimi

	  	
109530

	  	
1982

	
Ming

	  	
H19928

	  	
1962

	
Modern mood

	  	
H35420

	  	
 1967 and/or 1968

	
Modern mood

	  	
H35419

	  	
 1967 and/or 1968

	
Molokai

	  	
118920

	  	
1983

	
Monroe

	  	
VA89016

	  	
14-Oct-81

	
Mood moderne

	  	
H30587

	  	
 1965 and/or 1966

	
Mount Vernon

	  	
109536

	  	
1982

	
Musetta

	  	
41772

	  	
1982

	
Napping

	  	
A71423

	  	
1960

	
Napping

	  	
A358707

	  	
1958

	
Neddle point rose

	  	
H20936

	  	
1963

	
Needle point rose

	  	
H20615

	  	
1963

	
Nettle Creek grand sateen

	  	
VAu274361

	  	
20-Sep-94

	
New England beauty

	  	
H16421

	  	
1961

	
New slant

	  	
H42236

	  	
1970

	
Newport

	  	
46934

	  	
1983

	
Nova : no. T-7360/20

	  	
VAu316068

	  	
13-Nov-94

	
Now I lay me down to sleep.

	  	
VA241848

	  	
9-Nov-86

	
Oblique form

	  	
H42235

	  	
1970

	
Orleans

	  	
H16423

	  	
1961

	
Palmetto

	  	
VA96178

	  	
25-Mar-82

	
Palo Alto

	  	
H33115

	  	
 1966 and/or 1967

	
Palo Alto

	  	
H33112

	  	
 1966 and/or 1967

	
Patterns

	  	
H45288

	  	
1971

	
Peachtree

	  	
118529

	  	
1983

	
Peachtree stripe

	  	
51762

	  	
1983

	
Pennant

	  	
VA100207

	  	
1982

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Pennant

	  	
VA100307

	  	
20-Apr-82

	
Pennsylvania dutch

	  	
H33752

	  	
1966

	
Persia

	  	
H33119

	  	
 1966 and/or 1967

	
Persia

	  	
H33109

	  	
 1966 and/or 1967

	
Petite corsage

	  	
H20590 and/or H30590

	  	
 1965 and/or 1966

	
PFWW : no. 7155/20

	  	
VAu117187

	  	
24-Aug-87

	
Phantasy

	  	
53633

	  	
1983

	
Plume

	  	
VA89017

	  	
14-Oct-81

	
Polynesia (3 pieces)

	  	
H37440

	  	
1968

	
Poppy dot (4 pieces)

	  	
H38110

	  	
1969

	
Posy

	  	
H20382

	  	
1961

	
Posy

	  	
H21384

	  	
1962

	
Pow flowers

	  	
H36224

	  	
1968

	
Prairie

	  	
VA95675

	  	
29-Mar-82

	
Primavera quilt

	  	
46938

	  	
1983

	
Primavera vine

	  	
46939

	  	
1983

	
Primrose

	  	
46944

	  	
1984

	
Princess

	  	
H42233

	  	
1970

	
Princess bouquet

	  	
H20616

	  	
1963

	
Printwork

	  	
H41187

	  	
1969

	
Queen's garden

	  	
H33632

	  	
1967

	
Queen's rose

	  	
H23652

	  	
1963

	
Regal rose

	  	
H20932

	  	
1963

	
Regal rose

	  	
H20618

	  	
1963

	
Regency

	  	
VA95676

	  	
29-Mar-82

	
Regency manor

	  	
H24571

	  	
1964

	
Regency manor

	  	
H24572

	  	
1964

	
Reverie

	  	
H20622

	  	
1963

	
Reverie

	  	
H20633

	  	
1963

	
Reynolds

	  	
VA96170

	  	
25-Mar-82

	
Ribbon bouquet

	  	
VA830600

	  	
23-Dec-96

	
Riviera rose

	  	
H35496

	  	
 1967 and/or 1968

	
Riviera rose

	  	
H35495

	  	
 1967 and/or 1968

	
Roadway

	  	
160303

	  	
1984

	
Rocky Mountain rams.

	  	
VA251779

	  	
6-Feb-87

	
Romance is a rose

	  	
H21709

	  	
1963

	
Rose arcade

	  	
H30585

	  	
 1965 and/or 1966

	
Rose arcade

	  	
H30588

	  	
1966

	
Rose caprice

	  	
H20759

	  	
1962

	
Rose cascade

	  	
H20762

	  	
1962

	
Rose festival

	  	
H21694

	  	
1963

	
Rose legacy

	  	
H27963

	  	
 1964 and/or 1965

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Rose legacy

	  	
H27956

	  	
 1964 and/or 1965

	
Rose moderne

	  	
H20760

	  	
1962

	
Rose nouveau

	  	
H27960

	  	
 1964 and/or 1965

	
Rose symphony

	  	
H35417

	  	
 1967 and/or 1968

	
Rose symphony

	  	
H35423

	  	
 1967 and/or 1968

	
Rose velour (4 pieces)

	  	
H37443

	  	
1968

	
Rosepath

	  	
VA96414

	  	
29-Mar-82

	
Royal charter

	  	
H20623

	  	
1963

	
Royal family

	  	
VA15895

	  	
20-Jul-78

	
Royal tapestry

	  	
H27961

	  	
 1964 and/or 1965

	
Royal Velvet 1986 color forecast

	  	
PA259044

	  	
19-Jul-85

	
Royal velvet color forecast film

	  	
PA259044

	  	
1985

	
Royal Velvet presents Color profiles for 1985

	  	
PA240661

	  	
24-Dec-84

	
Runaway Ronnie

	  	
A855899

	  	
1966

	
Runaway Ronnie

	  	
H31709

	  	
1966

	
Runaway Ronnie

	  	
H31608

	  	
1966

	
Sahara

	  	
H42269

	  	
1970

	
Samarkand

	  	
H34995

	  	
1967

	
Samarkand

	  	
H33753

	  	
1967

	
Santa Cruz

	  	
H33106

	  	
 1966 and/or 1967

	
Santa cruz

	  	
H33113

	  	
 1966 and/or 1967

	
Sayonara

	  	
H44033

	  	
1971

	
Scandia

	  	
H16422

	  	
1961

	
Serpentine

	  	
H42267

	  	
1970

	
Shalimar (4 pieces)

	  	
H37441

	  	
1968

	
Sherry

	  	
VA99581

	  	
29-Mar-82

	
Shower of flowers

	  	
H20788

	  	
1962

	
Showers of flowers

	  	
H20763

	  	
1962

	
Sintra

	  	
118518

	  	
1983

	
Snow flower

	  	
40619

	  	
1982

	
Snowflake

	  	
109461

	  	
1982

	
Snowflake quilt

	  	
109551

	  	
1982

	
Sophisticate

	  	
H18755

	  	
1962

	
Sophisticate

	  	
H18757

	  	
1962

	
Southampton floral

	  	
109549

	  	
1982

	
Southampton stripe

	  	
113437

	  	
1982

	
Spanish shawl

	  	
H19929

	  	
1962

	
St. Mary's acclaim.

	  	
VAu300960

	  	
28-Jun-94

	
Star blaze

	  	
VA95677

	  	
29-Mar-82

	
Summer star

	  	
H30591

	  	
 1965 and/or 1966

 

  

  

  

 

	
Name of Work 

	  	
Registration

No. 

	  	
Registration Date

	
Sutton

	  	
VA96181

	  	
25-Mar-82

	
Suzanne

	  	
109532

	  	
1982

	
Sweet dream

	  	
H31708

	  	
1966

	
Sweet Dreams

	  	
VA254766

	  	
6-Feb-87

	
Sweet dreams

	  	
A855898

	  	
1966

	
Sweet dreams

	  	
H31609

	  	
1966

	
Tahiti

	  	
H19930

	  	
1962

	
Tasco

	  	
H33941

	  	
1967

	
The Glory of the Maya

	  	
PA880

	  	
2-Mar-78

	
Timberline

	  	
VA96166

	  	
25-Mar-82

	
To a wild rose

	  	
H33753

	  	
1967

	
To a wild rose

	  	
H33941

	  	
1967

	
Tobago

	  	
VA98024

	  	
14-Oct-81

	
Torbay

	  	
VA96412

	  	
29-Mar-82

	
Trains

	  	
GP53663

	  	
1966

	
Tropic

	  	
VA96186

	  	
25-Mar-82

	
Tulip trellis

	  	
109531

	  	
1982

	
Tuliptime

	  	
109537

	  	
1982

	
Unicorn

	  	
H19931

	  	
1962

	
Unicorn

	  	
H19927

	  	
1962

	
Valley

	  	
VA95673

	  	
29-Mar-82

	
Vanity rose

	  	
H30586

	  	
 1965 and/or 1966

	
Velvet shadow (4 pieces)

	  	
H37439

	  	
1968

	
Velvet shadow (4 pieces)

	  	
H37442

	  	
1968

	
Venetia

	  	
H41188

	  	
1969

	
Venetian tile

	  	
H19932

	  	
1962

	
Venture

	  	
VA96176

	  	
25-Mar-82

	
Veracruz

	  	
H33940

	  	
1967

	
Vibrant

	  	
H45113

	  	
1971

	
Viennese lace

	  	
H20226

	  	
1962

	
Violetta

	  	
H24443

	  	
 1963 and/or 1964

	
Violetta

	  	
H24444

	  	
1963

	
Vis-a-vis

	  	
H42229

	  	
1970

	
Vis-a-vis

	  	
H43719

	  	
1990

	
Weaver's rose

	  	
VA95679

	  	
25-Mar-82

	
Winchester

	  	
VA74155

	  	
20-Apr-81

	
Wisteria

	  	
H27955

	  	
 1964 and/or 1965

	
Wisteria

	  	
H28177

	  	
 1964 and/or 1965

	
xDream song

	  	
H18756

	  	
1962

	
Yangtze garden

	
  

	
183908

	
  

	
1985

 

  

  

  

 

OP HOLDINGS LLC

	
Owner

	  	
Copyright

	  	
Registration

	 	 	 	 	 
	
Ocean Pacific Apparel Corporation

	
  

	
Core Design

	
  

	
# VA 1-046-882

 

  

  

  

 

ANNEX B

Patents

 

OFFICIAL-PILLOWTEX LLC

 

	
Country

	  	
Title

	  	
Serial

Number

	  	
Patent

Number

	  	
Issue/Grant

Date

	
United States

	  	
Mattress cover with inelastically stretchable skirt  (Co-owned with E.I. du Pont)

	  	
08/397,328

	  	
5,636,393

	  	
6/10/1997

	 	 	 	 	 	 	 	 	 
	
United States

	  	
Personal care textile article with label

	  	
29/097,514

	  	
D424,859

	  	
5/16/2000

	 	 	 	 	 	 	 	 	 
	
United States

	  	
Packaging structure for a textile article

	  	
29/084,376

	  	
D421,568

	  	
3/14/2000

	 	 	 	 	 	 	 	 	 
	
United States

	  	
Expandable skirt mattress cover (license to KYMP, LLC)

	  	
07/759,393

	  	
5,127,115

	  	
7/7/1992

	 	 	 	 	 	 	 	 	 
	
United States

	  	
Double hem apparatus and method

	  	
519,964

	  	
5,579,707

	  	
12/3/1996

	 	 	 	 	 	 	 	 	 
	
United States

	  	
Terry fabric with increased rate of absorbency and method of forming same

	  	
672,053

	  	
5,667,865

	  	
9/16/1997

	 	 	 	 	 	 	 	 	 
	
United States

	
  

	
Personal care textile article with label

	
  

	
74,250

	
  

	
D396,596

	
  

	
8/4/1998

 

  

  

  

STUDIO IP HOLDINGS LLC

 

	
TITLE

	  	
PATENT NUMBER

	  	
FILING DATE

	
Custom Fit Cap

	  	
5,615,415

	  	
April 1, 1997

	
Custom Fit Cap

	  	
Int. App. No. PCT/US1994/001465

(publication number WO/1995/001738)

	  	
February 8, 1994

	
Visored Cap with Forward Facing Panel

	
  

	
Int. App. No. PCT/US1993/010894

(publication number WO/1994/010867)

	
  

	
November 11, 1993

  

  

  

SHARPER IMAGE HOLDINGS LLC

(see Schedule A attached)

 

  

  

  

 

Schedule A

 

The Patents

	
Title

	  	
Country

	  	
Registration

No./Renewal Date

	
METHOD AND APPARATUS FOR

	  	
Canada

	  	
2480878

01-Apr-2012

	
ROBOT CLEANER WITH IMPROVED VACUUM

	  	
Canada

	  	
2578525

26-Aug-2012

	
METHOD AND APPARATUS TO REDUCE

	  	
Canada

	  	
2395397

21-Jun-2009

	
METHOD AND APPARATUS FOR REDUCING

	  	
Canada

	  	
2395517

21-Jun-2009

	
SYSTEM AND METHOD FOR DELIVERING

	  	
Canada

	  	
2616368

24-Jul-2012

	
AIR SYSTEM

	  	
China

	  	
200630006679.1

20-Mar-2012

	
ELECTRONIC SOUND GENERATOR WITH

	  	
China

	  	
01138563.4

25-Sep-2012

	
AIR PURIFIER

	  	
China

	  	
200430007908.2

27-Mar-2012

	
ION EMITTING GROOMING DEVICE

	  	
China

	  	
03368015.9

27-Sep-2011

	
ELECTRO-KINETIC AIR

	  	
China

	  	
02128176.9

12-Dec-2011

	
ELECTRO-KINETIC AIR

	  	
China

	  	
02128178.5

12-Dec-2011

	
METHOD AND APPARATUS TO REDUCE

	  	
China

	  	
00817723.6

22-Dec-2010

	
REMOTE CONTROL

	  	
China

	  	
200330127379.5

23-Dec-2011

	
SAXOPHONE

	  	
China

	  	
200330127377.6

23-Dec-2011

	
VACUUM CLEANER

	  	
China

	  	
200330127380.8

23-Dec-2011

	
A RACK FOR COMPACT DISCS

	  	
China

	  	
00804483.X

24-Jan-2012

	
ELECTRO-KINETIC DEVICE WITH

	  	
China

	  	
02107714.2

28-Jan-2012

	
AIR PURIFIER

	  	
China

	  	
200430002714.3

30-Jan-2012

	
RADIO-FREQUENCY TRANSMITTER BASE

	  	
China

	  	
200330101179.2

28-Oct-2011

	
ION EMITTING HOT AIR BLOWER

	  	
China

	  	
01138547.2

16-Nov-2011

	
FLOOR MODEL AIR CLEANER

	  	
China

	  	
02328419.6

19-Jun-2011

	
DESKTOP AIR CLEANER

	
  

	
China

	
  

	
02328418.8

19-Jun-2011

 

 

 

 

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
China

	  	
02142995.2

18-Jul-2012

	
RADIO-FREQUENCY RECEIVER BEEPER

	  	
China

	  	
200330101180.5

28-Oct-2011

	
DESK LAMP

	  	
China

	  	
200330127378.0

23-Dec-2011

	
AIR CONDITIONER DEVICE WITH

	  	
China

	  	
200580031383.8

22-Jul-2012

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
China

	  	
03122506.3

16-Apr-2012

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
China

	  	
200520004159.7

22-Jan-2012

	
ELECTRO-KINETIC AIR

	  	
China

	  	
01801181.0

02-May-2010

	
METHOD AND APPARATUS TO REDUCE

	  	
Europe

	  	
00993601.4

22-Dec-2010

	
VACUUM CLEANER

	  	
European Union

	  	
000157573-0001

18-Mar-2014

	
AIR PURIFIER

	  	
European Union

	  	
000157581-0001

19-Mar-2014

	
DYNAMIC DISPLAY NIGHT LIGHT

	  	
Hong Kong

	  	
1042811

22-Sep-2012

	
PERSONAL ELECTRO-KINETIC AIR

	  	
Hong Kong

	  	
1044365

25-Sep-2012

	
ELECTRONIC SOUND GENERATOR WITH

	  	
Hong Kong

	  	
1044402

25-Sep-2012

	
SOUND GENERATOR UNIT

	  	
Hong Kong

	  	
9801435.0

16-Aug-2014

	
AIR PURIFIER

	  	
Hong Kong

	  	
0500059.9

07-Jan-2015

	
ELECTRIC FAN

	  	
Hong Kong

	  	
0211763.2

30-Oct-2012

	
AIR PURIFIER

	  	
Hong Kong

	  	
0410006.9

02-Jan-2014

	
EYE GLASS CLEANER

	  	
Hong Kong

	  	
0500104.5

14-Jan-2015

	
FLOOR MODEL AIR CLEANER

	  	
Hong Kong

	  	
0210892.4

17-Jun-2012

	
RADIO-FREQUENCY RECEIVER BEEPER

	  	
Hong Kong

	  	
0311448.5

05-Sep-2013

	
RADIO-FREQUENCY TRANSMITTER BASE

	  	
Hong Kong

	  	
0311447.3

05-Sep-2013

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
Hong Kong

	  	
1049990

02-May-2010

	
AN ION GENERATOR, DEVICE FOR

	  	
Hong Kong

	  	
1057252

12-Dec-2011

	
ELECTRO-KINETIC AIR

	  	
Hong Kong

	  	
1058960

12-Dec-2011

	
AN AIR TRANSPORTER-CONDITIONER AND

	  	
Hong Kong

	  	
1050149

28-Jan-2012

	
AIR CONDITIONER DEVICE WITH

	  	
Hong Kong

	  	
08104007.5

22-Jul-2014

	
EXERCISE DEVICE

	  	
Hong Kong

	  	
08107886.4

20-Oct-2014

	
SOUND GENERATOR

	
  

	
Hong Kong

	
  

	
0110409.0

22-Mar-2016

 

 

 

 

 

	
AIR TRANSPORTER-CONDITIONER WITH

	  	
Hong Kong

	  	
05109525.0

09-Apr-2011

	
VACUUM CLEANER

	  	
Japan

	  	
1220418

03-Sep-2011

	
AIR PURIFIER

	  	
Japan

	  	
1215252

09-Jul-2011

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
Mexico

	  	
265820

21-Jul-2014

	
AIR PURIFIER

	  	
South Korea

	  	
0364082

04-Oct-2011

	
ANNUNCIATING PREDICTOR

	  	
U.S.A.

	  	
6273421

14-Feb-2013

	
ELECTRONIC SOUND GENERATOR WITH

	  	
U.S.A.

	  	
6359549

19-Sep-2013

	
ELECTROSTATIC AIR CLEANER

	  	
U.S.A.

	  	
7014686

2I-Sep-2013

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
U.S.A.

	  	
6350417

26-Aug-2013

	
ACCESSORY ORGANIZER

	  	
U.S.A.

	  	
6905035

14-Dec-2012

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
U.S.A.

	  	
6911186

28-Dec-2012

	
CD RACK WITH DUAL DISC CASE HOLDER

	  	
U.S.A.

	  	
6915911

12-Jan-2013

	
ROBOT CAPABLE OF DETECTING AN EDGE

	  	
U.S.A.

	  	
7024280

04-Oct-2013

	
TEXT/ICON DISPLAY PREDICTOR

	  	
U.S.A.

	  	
6368176

09-Oct-2013

	
AIR CONDITIONER DEVICES

	  	
U.S.A.

	  	
6953556

1l-Apr-2013

	
STORAGE AND DISPLAY RACK FOR DVDS

	  	
U.S.A.

	  	
6955267

18-Apr-2013

	
ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
6958134

25-Apr-2013

	
CD RACK WITH CD HOLDER HAVING CD

	  	
U.S.A.

	  	
6959822

01-May-2013

	
DIGITAL RECORDER APPARATUS WITH

	  	
U.S.A.

	  	
5684506

	
ELECTRO-KINETIC ION AIR

	  	
U.S.A.

	  	
6312507

06-May-2013

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
U.S.A.

	  	
7056370

06-Dec-2013

	
ELECTRODE CLEANING FOR AIR

	  	
U.S.A.

	  	
6972057

06-Jun-2013

	
MODULAR RACK FOR COMPACT DISCS

	  	
U.S.A.

	  	
6974038

13-Jun-2013

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
U.S.A.

	  	
6974560

I3-Jul-2013

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
U.S.A.

	  	
6984987

10-Jul-2013

	
ELECTROSTATIC PRECIPITATORS WITH

	  	
U.S.A.

	  	
7077890

18-Jan-2014

	
DYNAMIC DISPLAY NIGHT LIGHT

	
  

	
U.S.A.

	
  

	
6431719

13-Feb-2014

 

 

 

 

	
ION EMITTING AIR-CONDITIONING

	  	
U.SA.

	  	
7097695

28-Feb-20l4

	
EVAPORATIVE PERSONAL COOLER

	  	
U.S.A.

	  	
5802865

	
MODULAR RACK FOR COMPACT DISCS

	  	
U.S.A.

	  	
6464088

15-Apr-2014

	
MULTI-FUNCTIONAL ROBOT WITH REMOTE

	  	
U.S.A.

	  	
6507773

14-Jul-2014

	
RACK FOR COMPACT DISCS

	  	
U.S.A.

	  	
6520347

18-Aug-2014

	
ELECTRO-KINETIC DEVICE WITH

	  	
U.S.A.

	  	
6544485

08-Oct-2014

	
ELECTRODE SELF-CLEANING MECHANISMS

	  	
U.S.A.

	  	
7220295

22-Nov-2014

	
PILL DISPENSER WITH REMINDER

	  	
U.S.A.

	  	
6581797

24-Dec-2014

	
ELECTRO-KINETIC ION EMITTING

	  	
U.S.A.

	  	
6585935

01-Jan-2015

	
ION EMITTING GROOMING BRUSH

	  	
U.S.A.

	  	
6588434

08-Jan-2015

	
ROBOT FOR EXPRESSING MOODS

	  	
U.SA.

	  	
6594551

15-Jan-2015

	
LOST ARTICLE DETECTOR UNIT WITH

	  	
U.S.A.

	  	
5926090

	
METHOD AND APPARATUS FOR REDUCING

	  	
U.S.A.

	  	
6603268

05-Feb-2011

	
ROBOT FOR AUTONOMOUS OPERATION

	  	
U.S.A.

	  	
6604022

05-Feb-2015

	
ROBOT CAPABLE OF GRIPPING OBJECTS

	  	
U.S.A.

	  	
6611734

26-Feb-2015

	
METHOD AND APPARATUS TO CONTROL

	  	
U.S.A.

	  	
6615770

09-Mar-2015

	
PERSONAL ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
6632407

14-Apr-2015

	
AIR CONDITIONER DEVICE WITH

	  	
U.S.A.

	  	
7285155

23-Apr-2015

	
ION EMITTING HOT AIR BLOWER

	  	
U.S.A.

	  	
6640049

28-Apr-2015

	
ION EMITTING GROOMING BRUSH

	  	
U.S.A.

	  	
5975090

	
AIR TREATMENT APPARATUS WITH

	  	
U.S.A.

	  	
7291207

06-May-20l5

	
NAIL CARE SYSTEM

	  	
U.S.A.

	  	
6647988

18-May-2015

	
AIR CONDITIONER DEVICE WITH A

	  	
U.S.A.

	  	
7311762

25-Jun-2015

	
ION EMITTING GROOMING BRUSH

	  	
U.S.A.

	  	
6672315

06-Jul-20l1

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
U.S.A.

	  	
7318856

15-Jul-2015

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
U.S.A.

	  	
6709484

23-Sep-2011

	
TREATMENT APPARATUS OPERABLE TO

	  	
U.S.A.

	  	
7371354

11-Nov-2011

	
TURBO CLEANING ILLUMINATED PERSONAL

	  	
U.S.A.

	  	
6067714

30-Nov-2011

	
INPUT UNIT FOR GAMES AND MUSICAL

	
  

	
U.S.A.

	
  

	
7382356

03-Dec-2011

 

 

 

 

	
AIR TREATMENT APPARATUS HAVING AN

	  	
U.S.A.

	  	
7381381

03-Dec-20l1

	
HANDS-FREE DIGITAL RECORDER SYSTEM

	  	
U.S.A.

	  	
6748238

08-Dec-2011

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
U.S.A.

	  	
6749667

15-Dec-2011

	
DEVICE WITH SPEAKER AND RETRACTABLE

	  	
U.S.A.

	  	
7399198

15-Jan-2012

	
AIR TREATMENT DEVICE HAVING A

	  	
U.S.A.

	  	
7405672

29-Jan-2012

	
AIR TREATMENT APPARATUS HAVING AN

	  	
U.S.A.

	  	
7404935

29-Jan-2012

	
MODULAR RACK FOR COMPACT DISCS

	  	
U.S.A.

	  	
6786338

07-Mar-2012

	
THERMO-VOLTAIC PERSONAL

	  	
U.S.A.

	  	
6125636

03-Apr-2012

	
AUTOMATIC EYEWEAR CLEANER

	  	
U.S.A.

	  	
6821355

23-May-2012

	
ION EMITTING GROOMING BRUSH

	  	
U.S.A.

	  	
6152146

28-May-2012

	
ION EMITTING BRUSH

	  	
U.S.A.

	  	
6827088

07-Jun-2012

	
ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
6163098

19-Jun-2012

	
ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
6176977

23-Jul-2012

	
ION EMITTING GROOMING BRUSH

	  	
U.S.A.

	  	
6182671

06-Aug-2012

	
EVAPORATIVE PERSONAL COOLER

	  	
U.S.A.

	  	
6189327

20-Aug-2012

	
CD RACK WITH HUB TO ENGAGE CENTER

	  	
U.S.A.

	  	
6863186

08-Sep-2012

	
ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
6863869

08-Sep-2012

	
ROBOT CAPABLE OF DETECTING AN EDGE

	  	
U.S.A.

	  	
6865447

08-Sep-2012

	
AIR TRANSPORTER-CONDITIONER DEVICE

	  	
U.S.A.

	  	
7517504

14-Oct-2012

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
U.S.A.

	  	
7517503

14-Oct-2012

	
ELECTRO-KINETIC AIR TRANSPORTER AND

	  	
U.S.A.

	  	
7517505

14-Oct-2012

	
PERSONAL ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
6896853

24-Nov-2012

	
METHOD AND APPARATUS FOR REDUCING

	  	
U.S.A.

	  	
6897617

24-Nov-2012

	
BAR CODE READER FOR A COMPACT DISC

	  	
U.S.A.

	  	
6899232

30-Nov-2012

	
CD RACK WITH MULTIPLE DISC HOLDERS

	  	
U.S.A.

	  	
6899233

30-Nov-2012

	
CD RACK WITH HUB TO ENGAGE CENTER

	  	
U.S.A.

	  	
6899234

30-Nov-2012

	
ELECTROSTATIC AIR CLEANER

	
  

	
U.S.A.

	
  

	
6899745

30-Nov-2012

 

 

 

 

 

	
CD RACK WITH DUAL DISC CASE HOLDER

	  	
U.SA.

	  	
6902070

07-Dec-2012

	
ELECTRODE SELF-CLEANING MECHANISM

	  	
U.S.A.

	  	
6908501

21-Dec-2012

	
NOW REISSUED 11/041926

	  	
U.S.A.

	  	
6713026

	
AIR CONDITIONER DEVICES

	  	
U.S.A.

	  	
7662348

16-Aug-2013

	
AIR CONDITIONER DEVICE PARTIALLY

	  	
U.S.A.

	  	
7771671

10-Feb-2014

	
ROBOT VACUUM WITH INTERNAL

	  	
U.S.A.

	  	
7805220

28-Mar-2014

	
ROBOTIC VACUUM CLEANER WITH EDGE

	  	
U.S.A.

	  	
7801645

21-Mar-2014

	
ELECTRO-KINETIC AIR TRANSPORTER

	  	
U.S.A.

	  	
7767169

03-Feb-2014

	
PERSONAL ELECTRO-KINETIC AIR

	  	
U.S.A.

	  	
7767165

03-Feb-2014

	
CLOTHING ACCESSORY ORGANIZER

	  	
U.S.A.

	  	
7798335

21-Mar-2014

	
REISSUE OF 6713026

	
  

	
U.S.A.

	
  

	
RE418I2

30-Sep-2015

 

 

 

 

 

ANNEX C

Trademarks

 

STUDIO IP HOLDINGS LLC

 

	
COUNTRY

	  	
TRADEMARK

	  	
APPLICATION NO

	  	
REGISTRATION NO

	
Australia

	  	
RUGGED TERRAIN S & STAR Design STARTER

	  	
611923

	  	
611923

	
Australia

	  	
S & STAR Design

	  	
436835

	  	
436835

	
Australia

	  	
S & STAR Design

	  	
830619

	  	
830619

	
Australia

	  	
S & STAR Design STARTER

	  	
549093

	  	
549093

	
Australia

	  	
S & STAR Design STARTER

	  	
830620

	  	
830620

	
Australia

	  	
STARTER

	  	
582513

	  	
582513

	
Australia

	  	
STARTER

	  	
830622

	  	
830622

	
Australia

	  	
STARTER SYMBOL OF AMERICAN SPORTS Design

	  	
550071

	  	
550071

	
Bahrain

	  	
S & STAR Design

	  	
82195

	  	
19023

	
Bahrain

	  	
STARTER

	  	
822/95

	  	
19024

	
Bangladesh

	  	
STARTER

	  	
37475

	  	
37475

	
Botswana

	  	
S & STAR Design

	  	
BW/M/06/00090

	  	  
	
Botswana

	  	
S & STAR Design

	  	
SA14367

	  	
SA14367

	
Botswana

	  	
STARTER

	  	
BW/M/06/00091

	  	
BW/M/06/00091

	
Botswana

	  	
STARTER

	  	
BW/M/98/00718

	  	
BW/M/98/00718

	
Brunei Darussalam

	  	
S & STAR Design

	  	
28530

	  	
27425

	
Brunei Darussalam

	  	
S & STAR Design

	  	
28531

	  	
27419

	
Brunei Darussalam

	  	
STARTER

	  	
28528

	  	
BRU/23960

	
Brunei Darussalam

	  	
STARTER

	  	
28529

	  	
24081

	
Cambodia

	  	
S & STAR Design

	  	
5865

	  	
5863

	
Cambodia

	  	
STARTER

	  	
5866

	  	
5864

	
Canada

	  	
DRI-STAR

	  	
1118225

	  	
TMA700296

	
Canada

	  	
DRI-STAR

	  	
1301321

	  	
TMA738035

	
Canada

	  	
LOOK FOR THE STAR

	  	
1118824

	  	
TMA625209

	
Canada

	  	
LOOK FOR THE STAR!

	  	
1072306

	  	
TMA567151

	
Canada

	  	
S & STAR Design

	  	
659654

	  	
TMA401599

	
Canada

	  	
S & STAR Design

	  	
1109543

	  	
TMA632780

	
Canada

	  	
S & STAR Design STARTER

	  	
582179

	  	
TMA379843

	
Canada

	  	
S & STAR Design STARTER

	  	
866106

	  	
TMA548608

	
Canada

	  	
S & STAR Design STARTER

	  	
1109542

	  	
TMA632916

	
Canada

	  	
S & STAR ELITE Design

	  	
1209091

	  	
TMA633836

	
Canada

	  	
STARTER

	  	
476855

	  	
TMA273689

	
Canada

	  	
STARTER

	  	
1109544

	  	
TMA632662

	
Canada

	  	
STARTER

	  	
1312037

	  	
TMA747066

	
Canada

	  	
STARTER CANADA

	  	
661127

	  	
TMA393539

 

  

  

  

 

	
Egypt

	  	
S & STAR Design

	  	
96218

	  	
96218

	
Egypt

	  	
STARTER

	  	
96217

	  	
96217

	
Indonesia

	  	
S & STAR Design

	  	
R00 2001 04924-04926

	  	
IDM000027202

	
Indonesia

	  	
S & STAR Design STARTER

	  	
27347

	  	
428548

	
Indonesia

	  	
S & STAR Design STARTER

	  	
D98813

	  	
435243

	
Indonesia

	  	
STARTER

	  	
R00 2001 04925-4927

	  	
IDM000027203

	
Israel

	  	
S & STAR Design

	  	
78844

	  	
78844

	
Israel

	  	
S & STAR Design STARTER

	  	
78845

	  	
78845

	
Israel

	  	
STARTER

	  	
78843

	  	
78843

	
Japan

	  	
RUGGED TERRAIN

	  	
10504393

	  	
3193264

	
Japan

	  	
RUGGED TERRAIN S & STAR Design STARTER

	  	
10504493

	  	
3271808

	
Japan

	  	
S & STAR Design

	  	
114000

	  	
4406295

	
Japan

	  	
S & STAR Design

	  	
56077643

	  	
1732233

	
Japan

	  	
S & STAR Design

	  	
30941/91

	  	
2713495

	
Japan

	  	
S & STAR Design

	  	
30942/91

	  	
2659001

	
Japan

	  	
S & STAR Design

	  	
38590/1

	  	
2633029

	
Japan

	  	
S & STAR Design STARTER

	  	
6233991

	  	
2706874

	
Japan

	  	
S2 Design

	  	
12073393

	  	
3239428

	
Japan

	  	
STARTER

	  	
113999

	  	
4388956

	
Japan

	  	
STARTER

	  	
3093991

	  	
2558283

	
Japan

	  	
STARTER

	  	
3858991

	  	
2718046

	
Japan

	  	
STARTER

	  	
077642/81

	  	
1682896

	
Japan

	  	
STARTER

	  	
30940/91

	  	
2683351

	
Japan

	  	
STARTER & KATAKANA

	  	
141516/90

	  	
2681349

	
Japan

	  	
STARTER O-FLEX

	  	
2004-118832

	  	
4871157

	
Japan

	  	
STARTER SPORT

	  	
10504193

	  	
33117254

	
Japan

	  	
STARTER SPORT

	  	
10504293

	  	
3193263

	
Japan

	  	
STARTER THE SYMBOL OF AMERICAN SPORTS S & STAR Design

	  	
3806693

	  	
3250159

	
Japan

	  	
STARTER THE SYMBOL OF AMERICAN SPORTS S & STAR Design

	  	
4532293

	  	
3208140

	
Japan

	  	
STARTER THE SYMBOL OF AMERICAN SPORTS S & STAR Design

	  	
4532393

	  	
3208141

	
Japan

	  	
STARTER THE SYMBOL OF AMERICAN SPORTS S & STAR Design

	  	
4532493

	  	
3199221

	
Japan

	  	
Stylized O Design

	  	
2004-118833

	  	
4871158

	
Japan

	  	
SYMBOL OF AMERICAN SPORTS

	  	
3806593

	  	
3151733

	
Japan

	  	
SYMBOL OF AMERICAN SPORTS

	  	
4531993

	  	
3129866

	
Japan

	  	
SYMBOL OF AMERICAN SPORTS

	  	
4532093

	  	
3136170

 

  

  

  

 

	
Japan

	  	
SYMBOL OF AMERICAN SPORTS

	  	
4532193

	  	
3172213

	
Kenya

	  	
S & STAR Design

	  	
40855

	  	
40855

	
Kenya

	  	
S & STAR Design

	  	
59099

	  	
59099

	
Kenya

	  	
STARTER

	  	
40854

	  	
40854

	
Kenya

	  	
STARTER

	  	
59098

	  	
59098

	
Korea North

	  	
S & STAR Design

	  	
16665

	  	
8909

	
Korea North

	  	
STARTER

	  	
16664

	  	
8910

	
Korea South

	  	
RUGGED TERRAIN

	  	
93-35725

	  	
302415

	
Korea South

	  	
S & STAR Design

	  	
9336118

	  	
305343

	
Korea South

	  	
S & STAR Design

	  	
85-19611

	  	
140228

	
Korea South

	  	
STARTER

	  	
8519610

	  	
140227

	
Korea South

	  	
STARTER

	  	
9336117

	  	
305344

	
Korea South

	  	
STARTER

	  	
45116/2008

	  	
803324

	
Korea South

	  	
STARTER O-FLEX

	  	
3681/2005

	  	
654101

	
Korea South

	  	
Stylized ''O'' Design

	  	
3682/2005

	  	
627062

	
Laos

	  	
S & STAR Design

	  	
4566

	  	
4087

	
Laos

	  	
STARTER

	  	
4487

	  	
4086

	
Lebanon

	  	
S & STAR Design

	  	
78589

	  	
78589

	
Lebanon

	  	
STARTER

	  	
78588

	  	
78588

	
Lesotho

	  	
S & STAR Design

	  	
LS/M/06/00061

	  	
LS/M/06/00061

	
Lesotho

	  	
S & STAR Design

	  	
LS/M/94/00088

	  	
LS/M/94/00088

	
Lesotho

	  	
STARTER

	  	
LS/M/06/00064

	  	
LS/M/06/00064

	
Lesotho

	  	
STARTER

	  	
LS/M/94/00091

	  	
LS/M/94/00091

	
Malawi

	  	
S & STAR Design

	  	
2006/00090

	  	
MW/TW/2006/00090

	
Malawi

	  	
S & STAR Design

	  	
363/93

	  	
363/93

	
Malawi

	  	
STARTER

	  	
2006/00089

	  	
MW/TM/2006/00089

	
Malawi

	  	
STARTER

	  	
362/93

	  	
362/93

	
Malaysia

	  	
S & STAR Design

	  	
85/05265

	  	
85005265

	
Malaysia

	  	
STARTER

	  	
MA/14817/97

	  	
97014817

	
Malaysia

	  	
STARTER

	  	
MA/21564/97

	  	
97021564

	
Malaysia

	  	
STARTER

	  	
MA/5264/85

	  	
85/05264

	
Mauritius

	  	
S & STAR Design

	  	
99123213

	  	
A37 No. 123

	
Mauritius

	  	
STARTER

	  	
99123212

	  	
A37 No. 122

	
Morocco

	  	
S & STAR Design

	  	
57240

	  	
57240

	
Morocco

	  	
STARTER

	  	
57239

	  	
57239

	
Mozambique

	  	
S & STAR Design

	  	
9884/2006

	  	
9884/2006

	
Mozambique

	  	
STARTER

	  	
9885/2006

	  	
9885/2006

	
Namibia

	  	
S & STAR Design

	  	
93/1031

	  	
93/1031

	
Namibia

	  	
STARTER

	  	
93/1032

	  	
93/1032

	
New Zealand

	  	
LOOK FOR THE STAR!

	  	
612879

	  	
612879

	
New Zealand

	  	
LOOK FOR THE STAR!

	  	
612880

	  	
612880

	
New Zealand

	  	
LOOK FOR THE STAR!

	  	
612881

	  	
612881

	
New Zealand

	  	
LOOK FOR THE STAR!

	  	
612882

	  	
612882

	
New Zealand

	  	
S & STAR Design

	  	
163231

	  	
163231

	
New Zealand

	  	
S & STAR Design

	  	
231117

	  	
231117

	
New Zealand

	  	
S & STAR Design

	  	
612869

	  	
612869

	
New Zealand

	  	
S & STAR Design

	  	
612870

	  	
612870

 

  

  

  

 

	
New Zealand

	  	
S & STAR Design

	  	
612871

	  	
612871

	
New Zealand

	  	
S & STAR Design STARTER

	  	
612872

	  	
612872

	
New Zealand

	  	
S & STAR Design STARTER

	  	
612873

	  	
612873

	
New Zealand

	  	
S & STAR Design STARTER

	  	
612874

	  	
612874

	
New Zealand

	  	
S & STAR Design STARTER

	  	
612875

	  	
612875

	
New Zealand

	  	
STARTER

	  	
163230

	  	
163230

	
New Zealand

	  	
STARTER

	  	
231116

	  	
231116

	
New Zealand

	  	
STARTER

	  	
612876

	  	
612876

	
New Zealand

	  	
STARTER

	  	
612877

	  	
612877

	
New Zealand

	  	
STARTER

	  	
612878

	  	
612878

	
New Zealand

	  	
STARTER SPORT

	  	
230308

	  	
230308

	
New Zealand

	  	
STARTER SPORT

	  	
230309

	  	
230309

	
Oman

	  	
S & STAR Design

	  	
11405

	  	
11405

	
Oman

	  	
STARTER

	  	
11404

	  	
11404

	
Pakistan

	  	
S & STAR Design

	  	
130272

	  	
130272

	
Pakistan

	  	
STARTER

	  	
130271

	  	
130271

	
Philippines

	  	
S & STAR Design

	  	
58336

	  	
55127

	
Philippines

	  	
STARTER

	  	
4-2010-005509

	  	
4-2010-005509

	
Singapore

	  	
S & STAR Design

	  	
T94/02656I

	  	
T94/02656I

	
Singapore

	  	
S & STAR Design STARTER

	  	
342388

	  	
T88/03423G

	
Singapore

	  	
S & STAR Design STARTER

	  	
T97/13306D

	  	
T97/13306D

	
Singapore

	  	
STARTER

	  	
28786

	  	
T86/00287G

	
Singapore

	  	
STARTER

	  	
S265594

	  	
T94/02655J

	
Singapore

	  	
STARTER

	  	
T97/1330F

	  	
T97/13305F

	
South Africa

	  	
S & STAR Design

	  	
938713

	  	
938713

	
South Africa

	  	
S & STAR Design

	  	
2006/04159

	  	
2006/04159

	
South Africa

	  	
STARTER

	  	
938771

	  	
938771

	
South Africa

	  	
STARTER

	  	
200601500

	  	
200601500

	
Sri Lanka

	  	
S & STAR Design

	  	
67171

	  	
67171

	
Sri Lanka

	  	
STARTER

	  	
67172

	  	
67172

	
Swaziland

	  	
S & STAR Design

	  	
399

	  	
399/94

	
Swaziland

	  	
STARTER

	  	
325/95

	  	
325/95

	
Tangiers

	  	
S & STAR Design

	  	
10579

	  	
10579

	
Tangiers

	  	
STARTER

	  	
10578

	  	
10578

	
Thailand

	  	
S & STAR Design

	  	
342486

	  	
Kor77226

	
Thailand

	  	
S & STAR Design

	  	
474633

	  	
Kor153449

	
Thailand

	  	
STARTER

	  	
342485

	  	
Kor74915

	
Thailand

	  	
STARTER

	  	
474632

	  	
Kor153448

	
Tunisia

	  	
S & STAR Design

	  	
EE071303

	  	  
	
Tunisia

	  	
S & STAR Design STARTER

	  	
EE071302

	  	  
	
United Arab Emirates

	  	
S & STAR Design

	  	
11682

	  	
5799

 

  

  

  

 

	
United States of America

	  	
DRI-STAR

	  	
76162659

	  	
2691476

	
United States of America

	  	
MICROCELL

	  	
77357341

	  	
3480031

	
United States of America

	  	
S STARTER

	  	
75120113

	  	
2179091

	
United States of America

	  	
S

	  	
76226880

	  	
2948512

	
United States of America

	  	
STARTER S

	  	
76227783

	  	
2948513

	
United States of America

	  	
A S

	  	
76977395

	  	
2949394

	
United States of America

	  	
Design

	  	
76559652

	  	
2977850

	
United States of America

	  	
STARTER

	  	
76226894

	  	
2989907

	
United States of America

	  	
NEVER STOP

	  	
77565909

	  	
N/A

	
United States of America

	  	
RUGGED TERRAIN STARTER

	  	
74428320

	  	
3018828

	
United States of America

	  	
S (& Design)

	  	
76060681

	  	
2851159

	
United States of America

	  	
S (& Design)

	  	
73712797

	  	
1614937

	
United States of America

	  	
S (& Design)

	  	
76060682

	  	
2553955

	
United States of America

	  	
S (& Design)

	  	
73319752

	  	
1210630

	
United States of America

	  	
S STARTER

	  	
74468405

	  	
3036990

	
United States of America

	  	
S STARTER (Star and Stripe Design)

	  	
77911221

	  	
3872452

	
United States of America

	  	
S STARTER

	  	
75181015

	  	
2070084

	
United States of America

	  	
S STARTER

	  	
75187874

	  	
2105473

	
United States of America

	  	
S STARTER

	  	
76060679

	  	
2847787

	
United States of America

	  	
STAR FLEX

	  	
76977547

	  	
3002455

	
United States of America

	  	
STAR-FIT

	  	
76492306

	  	
3004719

	
United States of America

	  	
STAR-GUARD

	  	
76535535

	  	
3004771

	
United States of America

	  	
STAR-MAX

	  	
78378972

	  	
3015011

	
United States of America

	  	
STARTER

	  	
76622385

	  	
3405885

	
United States of America

	  	
STARTER

	  	
73712408

	  	
1508324

	
United States of America

	  	
STARTER

	  	
74730553

	  	
2041401

 

  

  

  

 

	
United States of America

	  	
STARTER

	  	
74374975

	  	
1896998

	
United States of America

	  	
STARTER

	  	
73256999

	  	
1175308

	
United States of America

	  	
STARTER

	  	
76323458

	  	
2971216

	
United States of America

	  	
STARTER

	  	
77288814

	  	
3414481

	
United States of America

	  	
STARTER

	  	
78863589

	  	
3687595

	
United States of America

	  	
STARTER

	  	
76060683

	  	
2851160

	
United States of America

	  	
STARTER O-FLEX

	  	
76620120

	  	
3373419

	
United States of America

	  	
STARTER S

	  	
73650716

	  	
1478788

	
United States of America

	  	
THERMA-STAR

	  	
78218263

	  	
2960844

	
United Arab Emirates

	  	
STARTER

	  	
11681

	  	
5798

	
Yemen

	  	
S & STAR Design

	  	
7663

	  	
5993

	
Yemen

	  	
STARTER

	  	
7666

	  	
5996

	
Zambia

	  	
S & STAR Design

	  	
33993

	  	
339/93

	
Zambia

	  	
S & STAR Design

	  	
119/2006

	  	
119/2006

	
Zambia

	  	
STARTER

	  	
33893

	  	
338/93

	
Zambia

	  	
STARTER

	  	
1182006

	  	
118/2006

	
Zimbabwe

	  	
S & STAR Design

	  	
90093

	  	
900/93

	
Zimbabwe

	  	
S & STAR Design

	  	
2482006

	  	
248/2006

	
Zimbabwe

	  	
STARTER

	  	
89993

	  	
899/93

	
Zimbabwe

	
  

	
STARTER

	
  

	
2472006

	
  

	
247/2006

 

  

  

  

 

	
COUNTRY

	  	
TRADEMARK

	  	
APPLICATION NO

	  	
REGISTRATION NO

	
Algeria

	  	
DANSKIN (Stylized)

	  	
950277

	  	
48782

	
Armenia

	  	
DANSKIN Plus Ballerina Design

	  	
2119

	  	
2150

	
Australia

	  	
DANSKIN

	  	
270866

	  	
270866

	
Australia

	  	
DANSKIN

	  	
664809

	  	
664809

	
Australia

	  	
DANSKIN

	  	
1388838

	  	
1388838

	
Canada

	  	
DANSKIN

	  	
228673

	  	
TMA0101275

	
Canada

	  	
CLIPPER MIST

	  	
523946

	  	
TMA320955

	
Canada

	  	
DANSKIN Plus Ballerina Design

	  	
471324

	  	
283999

	
Canada

	  	
DANSKIN

	  	
252941

	  	
TMA118884

	
Canada

	  	
FREESTYLE

	  	
500807

	  	
TMA304857

	
Canada

	  	
Ballerina Design

	  	
508453

	  	
TMA317181

	
Canada

	  	
DANSKIN

	  	
1469958

	  	
N/A

	
Canada

	  	
DANSKIN NOW

	  	
1469957

	  	
N/A

	
Canada

	  	
DANSKIN

	  	
1500887

	  	
N/A

	
Egypt

	  	
DANSKIN Plus Ballerina Design

	  	
58008

	  	
58008

	
Guernsey

	  	
DANSKIN

	  	
803864

	  	
803864

	
Iran

	  	
DANSKIN

	  	
77470

	  	
57274

	
Israel

	  	
DANSKIN

	  	
48175

	  	
48175

	
Jersey

	  	
DANSKIN

	  	
TM4974

	  	
TM4974

	
Kazakhstan

	  	
DANSKIN Plus Ballerina Design

	  	
3626

	  	
5588

	
Korea South

	  	
DANSKIN Plus Ballerina Design

	  	
4.0198E+12

	  	
40-77115

	
Korea South

	  	
DANSKIN

	  	
45115/2008

	  	
803323

	
Malaysia

	  	
DANSKIN Plus Ballerina Design

	  	
M087566

	  	
M087566

	
Morocco

	  	
DANSKIN Plus Ballerina Design

	  	
76212

	  	
76212

	
New Zealand

	  	
DANSKIN (Stylized)

	  	
69919

	  	
69919

	
New Zealand

	  	
DANSKIN

	  	
831782

	  	
831782

	
Pakistan

	  	
DANSKIN Plus Ballerina Design

	  	
723458

	  	
72348

	
Puerto Rico

	  	
DANSKIN Plus Ballerina Design

	  	
24050

	  	
24050

	
Singapore

	  	
DANSKIN

	  	
T8700229C

	  	
T8700229C

	
South Africa

	  	
Ballerina Design

	  	
1984/09231

	  	
923184

	
South Africa

	  	
DANSKIN

	  	
1960/03936

	  	
393660

	
South Africa

	  	
DANSKIN

	  	
2010/23637

	  	
N/A

	
Sri Lanka

	  	
DANSKIN Plus Ballerina Design

	  	
41927

	  	
41927

	
Tangiers

	  	
DANSKIN Plus Ballerina Design

	  	
17999

	  	
17999

	
Thailand

	  	
DANSKIN

	  	
398198

	  	
KOR102717

	
United States of America

	  	
DANCE FRANCE (Stylized)

	  	
73427720

	  	
1297710

	
United States of America

	  	
DANSKIN & Device

	  	
73305677

	  	
1194476

	
United States of America

	  	
DANSKIN

	  	
72199973

	  	
859730

	
United States of America

	  	
CLIPPER MIST

	  	
72/345964

	  	
938911

	
United States of America

	  	
Design Only (Danskin Now Dancer)

	  	
78/443,715

	  	
3,154,882

	
United States of America

	  	
(Device Only)

	  	
78443711

	  	
2992283

  

  

  

 

	
United States of America

	  	
(Device Only)

	  	
78443710

	  	
3101838

	
United States of America

	  	
(Device Only)

	  	
78443704

	  	
3412652

	
United States of America

	  	
DANSKIN NOW

	  	
78443686

	  	
2994891

	
United States of America

	  	
DANSKIN NOW

	  	
78443684

	  	
3088610

	
United States of America

	  	
DANSKIN NOW

	  	
78443681

	  	
3088609

	
United States of America

	  	
DANSKIN NOW

	  	
78443680

	  	
3410312

	
United States of America

	  	
DANSKIN PLUS

	  	
75069602

	  	
2052400

	
United States of America

	  	
FREESTYLE

	  	
73382808

	  	
1313524

	
United States of America

	  	
DANCE FRANCE

	  	
73360112

	  	
1250445

	
United States of America

	  	
(Device Only)

	  	
73346834

	  	
1248430

	
United States of America

	  	
DANSKIN Plus Ballerina Design

	  	
73307046

	  	
1210609

	
United States of America

	  	
DANSKIN

	  	
72108031

	  	
772356

	
United States of America

	  	
NOW

	  	
78443700

	  	
3419791

	
United States of America

	  	
NOW

	  	
78443692

	  	
3419790

	
United States of America

	  	
Device Only

	  	
77624764

	  	
3646736

	
United States of America

	
  

	
DANSKIN

	
  

	
75042587

	
  

	
2017878

  

  

  

  

 

	
Mark

	  	
Application #

	  	
Registration #

	
9 IX ROCA RW WEAR and Design

	  	
77354742

	  	
3603772

	
I WILL NOT LOSE

	  	
77585045

	  	  
	
I WILL NOT LOSE

	  	
78787345

	  	
3201223

	
IT'S NOT WHERE YOU'RE FROM, BUT WHAT YOU ROC!

	  	
77239955

	  	
3391684

	
R

	  	
78683661

	  	
3288813

	
R

	  	
78895985

	  	
3393326

	
R

	  	
78683689

	  	
3288814

	
R

	  	
76637577

	  	
3170436

	
R (stylized)

	  	
85376342

	  	  
	
R

	  	
76637576

	  	
3337647

	
R(anniversary design)

	  	
77707869

	  	
3698735

	
R+

	  	
77382943

	  	
3603898

	
ROC

	  	
77979085

	  	  
	
ROC

	  	
77225034

	  	  
	
ROC

	  	
78562436

	  	
3060218

	
ROCA RW WEAR

	  	
76301741

	  	
2780202

	
ROCA RW WEAR

	  	
76023483

	  	
3007571

	
ROCA RW WEAR

	  	
76612241

	  	
3012787

	
ROCA RW WEAR

	  	
77077235

	  	
3537673

	
ROCA RW WEAR

	  	
76620454

	  	
3233986

	
ROCA WEAR RW

	  	
76552369

	  	
3216113

	
ROCAWEAR

	  	
85232064

	  	
4015973

	
ROCAWEAR

	  	
75676741

	  	
2434124

	
ROCAWEAR

	  	
78894136

	  	
3309787

	
ROCAWEAR

	  	
85372204

	  	  
	
ROCAWEAR

	  	
78895554

	  	
3309791

	
ROCAWEAR

	  	
78895515

	  	
3393323

	
ROCAWEAR

	  	
76198637

	  	
2681721

	
ROCAWEAR

	  	
85376311

	  	  
	
ROCAWEAR

	  	
85372158

	  	  
	
RW

	  	
76465490

	  	
2781618

	
RW

	  	
85423383

	  	  
	
RW

	  	
85429224

	  	  
	
SLEEP RW SEXY

	  	
78896314

	  	
3327806

	
T TEAMROC

	  	
85156028

	  	  
	
TEAM ROC

	  	
85351857

	  	  
	
TEAM ROC

	  	
85351934

	  	  
	
TEAM ROC

	  	
85351977

	  	  
	
TEAM ROC

	  	
85353215

	  	  
	
TEAM ROC

	  	
85327169

	  	  
	
TEAM ROC

	  	
85353233

	  	  
	
TEAM ROC

	  	
75674783

	  	
3220358

	
WE RUN THE STRIP

	  	
78824046

	  	
3180987

	
ROCAWEAR EVOLUTION

	  	
85455965

	  	  
	
TR TEAM ROC

	  	
76566008

	  	
2977920

	
G and Design

	  	
78574222

	  	
3111503

 

  

  

  

 

	
SUN 'N SHADE

	  	
75648293

	  	
2376153

	
VILLAGE

	  	
73776802

	  	
1576438

	
VILLAGE

	  	
85327453

	  	  
	
WAVERLY

	  	
75979954

	  	
2445276

	
WAVERLY

	  	
74675462

	  	
2011559

	
WAVERLY

	  	
72095856

	  	
709694

	
WAVERLY

	  	
85002895

	  	
3959493

	
WAVERLY

	  	
85041589

	  	  
	
WAVERLY

	  	
85048065

	  	  
	
WAVERLY

	  	
74215184

	  	
1756996

	
WAVERLY

	  	
85068498

	  	
4039394

	
WAVERLY

	  	
75541752

	  	
2340120

	
WAVERLY

	  	
75268278

	  	
2222219

	
WAVERLY

	  	
75399406

	  	
2231912

	
WAVERLY

	  	
85427366

	  	  
	
WAVERLY DESIGNER SERIES

	  	
74106506

	  	
1663475

	
GRAMERCY

	  	
85327278

	  	  
	
WAVERLY

	  	
71100693

	  	
128949

	
GRAMERCY

	  	
73776942

	  	
1622953

	
VILLAGE

	  	
74048793

	  	
1657547

	
W DS

	  	
74105455

	  	
1657462

	
WAVERLY

	  	
75980134

	  	
2456743

	
GRAMERCY

	  	
76150913

	  	
2485318

	
GARDEN ROOM

	
  

	
75910719

	
  

	
2616366

 

  

  

  

	
Mark

	  	
Country

	  	
Application #

	  	
Registration #

	
ROCAWEAR

	  	
Australia

	  	
1209946

	  	
1209946

	
ROCAWEAR

	  	
Australia

	  	
1386014

	  	
1386014

	
ROCAWEAR

	  	
Australia

	  	
821727

	  	
821727

	
ROCAWEAR

	  	
Canada

	  	
1057949

	  	
TMA577443

	
ROCAWEAR

	  	
Canada

	  	
1497724

	  	  
	
ROCAWEAR

	  	
Kosovo

	  	
KS/M/2011/688

	  	  
	
ROCAWEAR

	  	
Kosovo

	  	
KS/M/2011/687

	  	  
	
ROCAWEAR

	  	
New Zealand

	  	
780506

	  	
780506

	
ROCAWEAR

	  	
New Zealand

	  	
831205

	  	
831205

	
ROCAWEAR

	  	
Singapore

	  	
T0722158I

	  	
T0722158I

	
ROCAWEAR

	  	
South Africa

	  	
2007/26404

	  	
2007/26404

	
ROCAWEAR

	  	
South Korea

	  	
2008-45364

	  	
40-0797004

	
ROCAWEAR

	  	
South Korea

	  	
2003-19036

	  	
590803

	
ROCAWEAR

	  	
South Korea

	  	
2008-45365

	  	
40-0803917

	
ROCAWEAR

	  	
Taiwan

	  	
96053547

	  	
1325524

	
ROCAWEAR

	  	
Taiwan

	  	
91029058

	  	
1077253

	
ROCAWEAR EVOLUTION

	  	
Australia

	  	
1411081

	  	  
	
ROCAWEAR EVOLUTION

	  	
Canada

	  	
1512615

	  	  
	
ROCAWEAR EVOLUTION

	  	
New Zealand

	  	
837772

	  	
837772

	
ROCAWEAR EVOLUTION

	  	
South Africa

	  	
2011/02608

	  	  
	
ROCAWEAR plus Design

	  	
New Zealand

	  	
719648

	  	
719648

	
ROCAWEAR plus RW design

	  	
Australia

	  	
983527

	  	
983527

	
ROCAWEAR plus RW design

	  	
Australia

	  	
887591

	  	
887591

	
ROCAWEAR plus RW design

	  	
Bahrain

	  	
TM40789

	  	
TM40789

	
ROCAWEAR plus RW design

	  	
Botswana

	  	
BW/M/03/00793

	  	
BW/M/03/00793

	
ROCAWEAR plus RW design

	  	
Cambodia

	  	
20531/04

	  	
KH20246/04

	
ROCAWEAR plus RW Design

	  	
Canada

	  	
1397944

	  	
TMA746790

	
ROCAWEAR plus RW Design

	  	
Canada

	  	
1397943

	  	
TMA746786

	
ROCAWEAR plus RW Design

	  	
Canada

	  	
1397942

	  	
TMA746785

	
ROCAWEAR plus RW Design

	  	
Canada

	  	
1397936

	  	
TMA746746

	
ROCAWEAR plus RW Design

	  	
Canada

	  	
1397935

	  	
TMA746747

	
ROCAWEAR plus RW design

	  	
Canada

	  	
1115021

	  	
TMA614,353

	
ROCAWEAR plus RW design

	  	
Egypt

	  	
161976

	  	
161976

	
ROCAWEAR plus RW design

	  	
Israel

	  	
165716

	  	
165716

	
ROCAWEAR plus RW Design

	  	
Jordan

	  	
84103

	  	
84103

	
ROCAWEAR plus RW Design

	  	
Kenya

	  	
54394

	  	
54394

	
ROCAWEAR plus RW Design

	  	
Kuwait

	  	
74744

	  	
63002

	
ROCAWEAR plus RW Design

	  	
Lebanon

	  	
6909

	  	
104992

 

  

  

  

 

	
ROCAWEAR plus RW Design

	  	
Lesotho

	  	
LS/M/03/00169

	  	
LS/M/03/00169

	
ROCAWEAR plus RW Design

	  	
Malaysia

	  	
2004/07269

	  	
4007269

	
ROCAWEAR plus RW Design

	  	
Morocco

	  	
101394

	  	
101394

	
ROCAWEAR plus RW design

	  	
O.A.P.I

	  	
3200301074

	  	
48380

	
ROCAWEAR plus RW design

	  	
Oman

	  	
38741

	  	
38741

	
ROCAWEAR plus RW Design

	  	
Pakistan

	  	
187893

	  	  
	
ROCAWEAR plus RW design

	  	
Philippines

	  	
4-2003-001556

	  	
4-2003-001556

	
ROCAWEAR plus RW design

	  	
Philippines

	  	
4-2004-004143

	  	
4-2004-004143

	
ROCAWEAR plus RW design

	  	
Qatar

	  	
38562

	  	
38562

	
ROCAWEAR plus RW design

	  	
Saudi Arabia

	  	
85610

	  	
749/19

	
ROCAWEAR plus RW design

	  	
South Africa

	  	
2003/05309

	  	
2003/05309

	
ROCAWEAR plus RW Design

	  	
South Korea

	  	
2001-38859

	  	
569920

	
ROCAWEAR plus RW Design

	  	
South Korea

	  	
2003-20159

	  	
569779

	
ROCAWEAR plus RW Design

	  	
South Korea

	  	
2002-51484

	  	
553577

	
ROCAWEAR plus RW design

	  	
Thailand

	  	
532647

	  	
Kor260248

	
ROCAWEAR plus RW design

	  	
United Arab Emirates

	  	
56149

	  	
47209

	
ROCAWEAR plus RW design

	  	
Vietnam

	  	
4-2004-04540

	  	
65547

	
ROCAWEAR plus RW design

	
  

	
Zimbabwe

	
  

	
380/2003

	
  

	
380/2003

 

  

  

  

	
Mark

	  	
Country

	  	
Application #

	  	
Registration #

	
TEAM ROC

	  	
Canada

	  	
1537770

	  	  
	
TEAM ROC plus Design

	  	
South Korea

	  	
2004-7507

	  	
620,660

	
TEAM ROC plus Design

	
  

	
Thailand

	
  

	
549122

	
  

	
Kor214923

 

  

  

  

OP HOLDINGS LLC

	
Mark

	  	
Application #

	  	
Registration #

	
72

	  	
78167458

	  	
3223734

	
OCEAN PACIFIC

	  	
73048507

	  	
1050102

	
OCEAN PACIFIC

	  	
73551091

	  	
1382503

	
OCEAN PACIFIC

	  	
76350183

	  	
2891591

	
OCEAN PACIFIC

	  	
76365247

	  	
2882299

	
OCEAN PACIFIC

	  	
74054361

	  	
1641210

	
OCEAN PACIFIC

	  	
85417405

	  	  
	
OCEAN PACIFIC

	  	
85449706

	  	  
	
OCEAN PACIFIC

	  	
85449732

	  	  
	
OCEAN PACIFIC

	  	
85450753

	  	  
	
OP

	  	
77639202

	  	
3654167

	
OP

	  	
76976484

	  	
2854837

	
OP

	  	
76259835

	  	
2748118

	
OP

	  	
85275280

	  	  
	
OP

	  	
76118031

	  	
2742962

	
OP

	  	
76389398

	  	
2856406

	
OP

	  	
85275274

	  	  
	
OP

	  	
73432243

	  	
1293032

	
OP

	  	
74051480

	  	
1639594

	
OP

	  	
77777695

	  	
3749521

	
OP

	  	
73404997

	  	
1309084

	
OP

	  	
75564085

	  	
2451493

	
SEVEN2

	  	
76333172

	  	
2976781

	
OCEAN PACIFIC

	  	
76977718

	  	
3021594

	
OP

	  	
76977719

	  	
3021595

	
OP PRO

	  	
73819980

	  	
1594622

	
OP PRO

	
  

	
74055964

	
  

	
1639812

 

  

  

  

 

	
Country

	  	
Mark

	  	
Application No.

	  	
Registration No.

	  	  	  	  	  	  	  
	
Australia

	  	
OCEAN PACIFIC

	  	
A413741

	  	
A413741

	
Australia

	  	
OCEAN PACIFIC

	  	
399301

	  	
399301

	
Australia

	  	
OP

	  	
863269

	  	
863269

	
Australia

	  	
OP

	  	
551995

	  	
551995

	
Australia

	  	
OP

	  	
813398

	  	
813398

	
Australia

	  	
OP (STYLIZED-STRETCHED)

	  	
790934

	  	
790934

	
Australia

	  	
OP (STYLIZED-STRETCHED)

	  	
774859

	  	
774859

	
Australia

	  	
OP PRO

	  	
551994

	  	
B551994

	
Australia

	  	
OP SPORT

	  	
790933

	  	
790933

	  	  	  	  	  	  	  
	
Bahrain

	  	
OP

	  	
44334

	  	
44334

	  	  	  	  	  	  	  
	
Canada

	  	
OCEAN PACIFIC

	  	
1189698

	  	
TMA672,884

	
Canada

	  	
OCEAN PACIFIC

	  	
1288977

	  	
TMA694,297

	
Canada

	  	
OCEAN PACIFIC

	  	
527017

	  	
TMA308,383

	
Canada

	  	
OCEAN PACIFIC

	  	
494957

	  	
TMA286,541

	
Canada

	  	
OP

	  	
1089074

	  	
TMA629,912

	
Canada

	  	
OP

	  	
461147

	  	
TMA258,633

	
Canada

	  	
OP (STYLIZED)

	  	
527016

	  	
TMA309,909

	
Canada

	  	
OP (STYLIZED)

	  	
516593

	  	
TMA308,268

	
Canada

	  	
SEVEN2

	  	
1156114

	  	
TMA602,941

	
Canada

	  	
OP

	  	
1467286

	  	  
	
Canada

	  	
OP (STYLIZED)

	  	
1471144

	  	  
	
Canada

	  	
OP

	  	
1471143

	  	  
	  	  	  	  	  	  	  
	
Egypt

	  	
OCEAN PACIFIC

	  	
260825

	  	  
	
Egypt

	  	
OP

	  	
261101

	  	  
	  	  	  	  	  	  	  
	
Iran

	  	
OP

	  	
83120932

	  	
126240

	  	  	  	  	  	  	  
	
Israel

	  	
OCEAN PACIFIC

	  	
50751

	  	
50751

	
Israel

	  	
OCEAN PACIFIC

	  	
187319

	  	
187319

	
Israel

	  	
OCEAN PACIFIC

	  	
213713

	  	
213713

	
Israel

	  	
OCEAN PACIFIC

	  	
213712

	  	
213712

	
Israel

	  	
OP

	  	
187320

	  	
187320

	
Israel

	  	
OP

	  	
146145

	  	
146145

	
Israel

	  	
OP

	  	
151917

	  	
151917

	
Israel

	  	
OP & SURFER DESIGN

	  	
50752

	  	
50752

	
Israel

	  	
OP & SURFER DESIGN

	  	
213715

	  	
213715

	
Israel

	  	
OP (STYLIZED)

	  	
213714

	  	
213714

	  	  	  	  	  	  	  
	
Jordan

	  	
OP (STYLIZED-STRETCHED)

	  	
62137

	  	
62137

	  	  	  	  	  	  	  
	
Kuwait

	  	
OP

	  	
71417

	  	
59214

  

  

  

 

	
Lebanon

	  	
OCEAN PACIFIC

	  	
53811

	  	
101107

	
Lebanon

	  	
OP (STYLIZED)

	  	
53812

	  	
101108

	  	  	  	  	  	  	  
	
New Zealand

	  	
OCEAN PACIFIC

	  	
115182

	  	
B115182

	
New Zealand

	  	
OCEAN PACIFIC

	  	
154418

	  	
B154418

	
New Zealand

	  	
OP

	  	
602564

	  	
602564

	
New Zealand

	  	
OP

	  	
209300

	  	
B209300

	
New Zealand

	  	
OP (STYLIZED)

	  	
154419

	  	
B154419

	  	  	  	  	  	  	  
	
Oman

	  	
OCEAN PACIFIC

	  	
35777

	  	
35777

	
Oman

	  	
OP

	  	
35778

	  	
35778

	
Oman

	  	
OP (STYLIZED-STRETCHED)

	  	
24762

	  	
24762

	  	  	  	  	  	  	  
	
Philippines

	  	
OP

	  	
4-2001-000981

	  	
4-2001-000981

	
Philippines

	  	
OP (Stylized)

	  	
4-2010-06127

	  	  
	  	  	  	  	  	  	  
	
Puerto Rico

	  	
OCEAN PACIFIC

	  	
49383

	  	
49383

	
Puerto Rico

	  	
OP

	  	
49382

	  	
49382

	
Puerto Rico

	  	
OP

	  	
76991

	  	  
	  	  	  	  	  	  	  
	
Qatar

	  	
OCEAN PACIFIC

	  	
35137

	  	
35137

	
Qatar

	  	
OP

	  	
35138

	  	
35138

	  	  	  	  	  	  	  
	
Republic of Korea

	  	
OCEAN PACIFIC

	  	
95-1660

	  	
348126

	
Republic of Korea

	  	
OCEAN PACIFIC

	  	
1983-8118

	  	
100771

	
Republic of Korea

	  	
OCEAN PACIFIC

	  	
838120

	  	
99182

	
Republic of Korea

	  	
OCEAN PACIFIC

	  	
40-2008-0046350

	  	
40-824418

	
Republic of Korea

	  	
OP (STYLIZED)

	  	
96-29409

	  	
399720

	
Republic of Korea

	  	
OP (STYLIZED)

	  	
95-1659

	  	
348127

	
Republic of Korea

	  	
OP (STYLIZED)

	  	
40-2008-0046349

	  	
40-815381

	
Republic of Korea

	  	
OP (STYLIZED STRETCHED)

	  	  	  	
530778

	  	  	  	  	  	  	  
	
Saudi Arabia

	  	
OCEAN

	  	
8637

	  	
205/85

	
Saudi Arabia

	  	
OCEAN PACIFIC

	  	
95347

	  	
833/8

	
Saudi Arabia

	  	
OP

	  	
95346

	  	
849/76

	
Saudi Arabia

	  	
OP

	  	
69825

	  	
622/93

	
Saudi Arabia

	  	
OP (STYLIZED)

	  	
8637

	  	
205/86

	  	  	  	  	  	  	  
	
South Africa

	  	
OCEAN PACIFIC

	  	
84/7163

	  	
84/7163

	
South Africa

	  	
OCEAN PACIFIC

	  	
75/2991

	  	
75/2991

	
South Africa

	  	
OP

	  	
2001/04656

	  	
2001/04656

	
South Africa

	  	
OP (STYLIZED)

	  	
84/7164

	  	
84/7164

	
South Africa

	  	
OP (STYLIZED)

	  	
89/1316

	  	
89/1316

	  	  	  	  	  	  	  
	
United Arab Emirates

	  	
OCEAN PACIFIC

	  	
69429

	  	
87346

	
United Arab Emirates

	  	
OCEAN PACIFIC

	  	
11680

	  	
5797

 

  

  

  

 

	
United Arab Emirates

	  	
OP

	  	
41759

	  	
39877

	
United Arab Emirates

	  	
OP

	  	
69428

	  	
57793

	
United Arab Emirates

	  	
OP (STYLIZED)

	  	
11679

	  	
7963

  

  

  

MOSSIMO HOLDINGS LLC

 

	
Mark

	  	
Application #

	  	
Registration #

	
MOSSIMO (stylized)

	  	
75689070

	  	
2329496

	
MOSSIMO (stylized)

	  	
75350621

	  	
2201308

	
MOSSIMO

	  	
74610799

	  	
2051272

	
MOSSIMO (stylized)

	  	
74610797

	  	
2053214

	
MOSSIMO

	  	
74186765

	  	
1746343

	
MOSSIMO (stylized)

	  	
77327228

	  	
3466639

	
MOSSIMO

	  	
73752329

	  	
1551068

	
MOSSIMO (stylized)

	  	
75759670

	  	
2341551

	
MOSSIMO SUPPLY CO. (stylized)

	  	
77114079

	  	
3387847

	
MOSSIMO SUPPLY CO. (stylized)

	
  

	
77976490

	
  

	
3588864

 

  

  

  

 

	
Country

	  	
Trademark

	  	
Appln. No.

	  	
Reg. No.

	  	  	  	  	  	  	  
	
Australia

	  	
MOSSIMO (Stylized)

	  	  	  	
728420

	
Australia

	  	
MOSSIMO (Stylized)

	  	  	  	
600115

	
Australia

	  	
MOSSIMO AND M Design

	  	  	  	
A521495

	
Australia

	  	
MOSSIMO (Block)

	  	  	  	
771288

	
Australia

	  	
MOSSIMO (Stylized)

	  	  	  	
796474

	
Australia

	  	
MOSSIMO

	  	  	  	
1006566

	
Australia

	  	
MOSSIMO (Stylized)

	  	  	  	
1006522

	
Australia

	  	
MOSSIMO

	  	  	  	
1002073

	
Australia

	  	
MOSSIMO (Stylized)

	  	  	  	
1002146

	
Australia

	  	
MOSSIMO (Block)

	  	  	  	
1040050

	
Australia

	  	
MOSSIMO (Stylized)

	  	  	  	
1040049

	  	  	  	  	  	  	  
	
Brunei

	  	
MOSSIMO (Block)

	  	  	  	
22731

	
Brunei

	  	
MOSSIMO (Stylized)

	  	  	  	
20261

	  	  	  	  	  	  	  
	
Cambodia

	  	
MOSSIMO

	  	
40911

	  	  
	  	  	  	  	  	  	  
	
Canada

	  	
MOSS

	  	  	  	
TMA622801

	
Canada

	  	
MOSSIMO (Stylized)

	  	  	  	
TMA652760

	
Canada

	  	
MOSSIMO (Stylized)

	  	  	  	
TMA444246

	
Canada

	  	
MOSSIMO AND M Design

	  	  	  	
TMA477932

	
Canada

	  	
MOSSIMO AND M DESIGN

	  	  	  	
TMA384897

	
Canada

	  	
MOSSIMO (Stylized)

	  	  	  	
TMA568363

	
Canada

	  	
MOSSIMO (Block)

	  	  	  	
TMA563496

	
Canada

	  	
MOSSIMO (Stylized)

	  	  	  	
TMA663220

	  	  	  	  	  	  	  
	
Indonesia

	  	
MOSSIMO (Stylized)

	  	
C0101-14659

	  	
IDM000105273

	  	  	  	  	  	  	  
	
Israel

	  	
MOSSIMO (Block)

	  	  	  	
90518

	
Israel

	  	
MOSSIMO (Stylized)

	  	  	  	
110680

	
Israel

	  	
MOSSIMO (Stylized)

	  	  	  	
107033

	
Israel

	  	
MOSSIMO (Stylized)

	  	  	  	
133248

	  	  	  	  	  	  	  
	
Japan

	  	
MOSSIMO AND M Design

	  	  	  	
2719756

	
Japan

	  	
MOSSIMO AND M Design

	  	  	  	
2715919

	
Japan

	  	
MOSSIMO AND M Design

	  	  	  	
2542189

	
Japan

	  	
MOSSIMO GIANNULLI

	  	  	  	
4093750

	
Japan

	  	
MOSSIMO GIANNULLI

	  	  	  	
4093751

	
Japan

	  	
MOSSIMO (Block)

	  	  	  	
2697398

	
Japan

	  	
MOSSIMO (Block)

	  	  	  	
2721597

	
Japan

	  	
MOSSIMO (Block)

	  	  	  	
2542190

	
Japan

	  	
MOSSIMO (Stylized)

	  	  	  	
4230960

	
Japan

	
  

	
MOSSIMO (Stylized)

	
  

	  	
  

	
4025761

  

  

  

  

 

	
Japan

	  	
MOSSIMO (Stylized)

	  	  	  	
4437680

	  	  	  	  	  	  	  
	
Laos

	  	
MOSSIMO

	  	
23766

	  	  
	  	  	  	  	  	  	  
	
Lebanon

	  	
MOSSIMO (Stylized)

	  	  	  	
73791

	
Lebanon

	  	
MOSSIMO (Stylized)

	  	  	  	
82399

	  	  	  	  	  	  	  
	
Malaysia

	  	
MOSSIMO (Stylized)

	  	  	  	
93/09303

	
Malaysia

	  	
MOSSIMO (Block)

	  	  	  	
4008644

	  	  	  	  	  	  	  
	
Myanmar

	  	
MOSSIMO

	  	  	  	
IV/6683/2011

	  	  	  	  	  	  	  
	
New Zealand

	  	
MOSSIMO (Stylized)

	  	  	  	
273084

	
New Zealand

	  	
MOSSIMO (Stylized)

	  	  	  	
213396

	
New Zealand

	  	
MOSSIMO (Block)

	  	  	  	
207651

	
New Zealand

	  	
MOSSIMO (Stylized)

	  	  	  	
311620

	
New Zealand

	  	
MOSSIMO

	  	  	  	
717961

	
New Zealand

	  	
MOSSIMO (Stylized)

	  	  	  	
717962

	
New Zealand

	  	
MOSSIMO

	  	  	  	
722477

	
New Zealand

	  	
MOSSIMO (Stylized)

	  	  	  	
722479

	
New Zealand

	  	
MOSSIMO

	  	  	  	
724610

	
New Zealand

	  	
MOSSIMO (Stylized)

	  	  	  	
724616

	  	  	  	  	  	  	  
	
Oman

	  	
MOSSIMO (Stylized)

	  	  	  	
21560

	  	  	  	  	  	  	  
	
Pakistan

	  	
MOSSIMO (Stylized)

	  	  	  	
159510

	  	  	  	  	  	  	  
	
Philippines

	  	
MOSSIMO (Stylized)

	  	  	  	
4-2008-014886

	  	  	  	  	  	  	  
	
Republic of Korea

	  	
MOSSIMO (Stylized)

	  	  	  	
418469

	
Republic of Korea

	  	
MOSSIMO (Stylized)

	  	  	  	
40-438944

	
Republic of Korea

	  	
MOSSIMO (Block)

	  	  	  	
360475

	
Republic of Korea

	  	
MOSSIMO (Stylized)

	  	  	  	
429445

	
Republic of Korea

	  	
MOSSIMO

	  	  	  	
364509

	
Republic of Korea

	  	
MOSSIMO

	  	  	  	
40-0802692

	
Republic of Korea

	  	
MOSSIMO

	  	  	  	
41-0192390

	  	  	  	  	  	  	  
	
Singapore

	  	
MOSSIMO AND M Design

	  	  	  	
T93/06669I

	
Singapore

	  	
MOSSIMO (Block)

	  	  	  	
T93/06593E

	
Singapore

	  	
MOSSIMO (Stylized)

	  	  	  	
T97/02230J

	
Singapore

	  	
MOSSIMO (Stylized)

	  	  	  	
T95/00378C

	
Singapore

	
  

	
MOSSIMO (Stylized)

	
  

	  	
  

	
T93/06670B

 

  

  

  

	
South Africa

	  	
MOSSIMO (Stylized)

	  	  	  	
94/11471

	
South Africa

	  	
MOSSIMO (Stylized)

	  	  	  	
99/15474

	
South Africa

	  	
MOSSIMO (Stylized)

	  	  	  	
97/02685

	  	  	  	  	  	  	  
	
Thailand

	  	
MOSSIMO (Stylized)

	  	  	  	
Kor104115

	
Thailand

	  	
MOSSIMO (Stylized)

	  	  	  	
Kor62311

	
Thailand

	  	
MOSSIMO (Block)

	  	  	  	
Kor102135

	  	  	  	  	  	  	  
	
UAE

	  	
MOSSIMO (Stylized)

	  	  	  	
29591

	  	  	  	  	  	  	  
	
Vietnam

	  	
MOSSIMO (Block)

	  	  	  	
13 903

	
Vietnam

	  	
MOSSIMO (Stylized)

	  	  	  	
27883

	
Vietnam

	  	
MOSSIMO (Stylized)

	  	  	  	
22118

	
Vietnam

	
  

	
MOSSIMO (Stylized)

	
  

	  	
  

	
17405

 

  

  

  

OFFICIAL-PILLOWTEX LLC

 

	
Mark

	  	
Application #

	  	
Registration #

	
C CHARISMA

	  	
77532844

	  	  
	
CANNON

	  	
78979510

	  	
3387019

	
CANNON

	  	
73153390

	  	
1127537

	
CANNON

	  	
72123726

	  	
0729513

	
CANNON and Design

	  	
72123727

	  	
0729514

	
CANNON BABY

	  	
85345890

	  	  
	
CANNON BABY

	  	
85345402

	  	  
	
CANNON BABY

	  	
85345414

	  	  
	
CANNON BABY

	  	
85345432

	  	  
	
CANNON BABY

	  	
85345523

	  	  
	
CANNON BABY

	  	
85345902

	  	  
	
CANNON KIDS

	  	
77726402

	  	  
	
CANNON KIDS

	  	
77727009

	  	
3725008

	
CANNON ROYAL FAMILY

	  	
78979504

	  	
3482571

	
CANNON TEEN

	  	
77727025

	  	
3725009

	
CANNON TRADE MARK U.S.A. 1887

	  	
76978321

	  	
3234081

	
CHARISMA

	  	
85375768

	  	  
	
CHARISMA

	  	
75580954

	  	
2625436

	
CHARISMA

	  	
73759290

	  	
1562233

	
CHARISMA

	  	
73138200

	  	
1124948

	
CHARISMA

	  	
73137122

	  	
1127563

	
CHARISMA

	  	
78817457

	  	
3413110

	
FIELDCREST

	  	
71518685

	  	
0436239

	
FIELDCREST

	  	
71518685

	  	
0436239

	
FIELDCREST

	  	
78980096

	  	
3447089

	
FIELDCREST

	  	
85152452

	  	  
	
FIELDCREST

	  	
78977670

	  	
3195276

	
GOLD LABEL

	  	
72132812

	  	
0738716

	
GREAT SHAPES

	  	
74255001

	  	
1787512

	
IMPERIAL COLLECTION

	  	
72154020

	  	
0754269

	
IMPERIAL COLLECTION

	  	
72154020

	  	
0754269

	
PADABOUT

	  	
73141502

	  	
1101534

	
ROYAL CLASSIC

	  	
73317043

	  	
1204590

	
ROYAL FAMILY

	  	
73152072

	  	
1120559

	
ROYAL FAMILY

	  	
73299318

	  	
1194734

	
ROYAL FAMILY

	  	
78979549

	  	
3387028

	
ROYAL TOUCH

	  	
73343221

	  	
1245338

	
ROYAL VELVET

	  	
85343190

	  	  
	
ROYAL VELVET

	  	
77038175

	  	
3658483

	
ROYAL VELVET

	  	
75584238

	  	
2325800

	
ROYAL VELVET

	  	
77976243

	  	
3555187

	
ROYAL VELVET

	  	
85343232

	  	  
	
ROYAL VELVET

	  	
85343206

	  	  

 

  

  

  

 

	
ROYAL VELVET

	  	
85343049

	  	  
	
ROYAL VELVET

	  	
85343011

	  	  
	
ROYAL VELVET

	  	
85343218

	  	  
	
ROYAL VELVET and Design

	  	
77623516

	  	
3646693

	
ROYAL VELVET BIG & SOFT

	  	
78980885

	  	
3596730

	
SANTA CRUZ

	  	
78980138

	  	
3451491

	
SANTA CRUZ

	  	
77592870

	  	
3612366

	
ST. MARYS

	  	
72142084

	  	
0747914

	
ST. MARYS

	  	
72142085

	  	
0748703

	
FASHION WEAVERS

	  	
72107187

	  	
721079

	
FASHIONS OF THE WORLD

	  	
72143233

	  	
746712

	
SLEEPWELL

	  	
73229906

	  	
1176281

	
EMPRESS

	  	
73328933

	  	
1210555

	
SANTA CRUZ

	  	
73811491

	  	
1582620

	
VELTRA

	  	
73833878

	  	
1598672

	
MONTICELLO

	  	
7230061

	  	
867967

	
CANNON

	  	
73153392

	  	
1126849

	
CANNON

	  	
71145877

	  	
147948

	
CANNON ROYAL FAMILY

	
  

	
85411790

	
  

	  

 

  

  

  

 

	
Mark

	  	
Country

	  	
App. No.

	  	
Reg. No.

	
CANNON

	  	
Canada

	  	
1008826

	  	
543330

	
CANNON

	  	
Canada

	  	
533074

	  	
339783

	
CANNON

	  	
Canada

	  	
556684

	  	
340999

	
CANNON

	  	
Canada

	  	
1,474,086

	  	  
	
CANNON

	  	
Egypt

	  	
231410

	  	  
	
CANNON

	  	
Egypt

	  	
231411

	  	  
	
CANNON

	  	
Egypt

	  	
231412

	  	  
	
CANNON

	  	
Jordan

	  	
16,470

	  	
16,470

	
CANNON

	  	
Lebanon

	  	
20223

	  	
76954

	
CANNON

	  	
Pakistan

	  	
72794

	  	
72794

	
CANNON

	  	
Saudi Arabia

	  	
154876

	  	
1271/11

	
CANNON

	  	
South Africa

	  	
81/7199

	  	
81/7199

	
CANNON

	  	
Syria

	  	
5358

	  	  
	
CANNON

	  	
Syria

	  	
5359

	  	  
	
CANNON

	  	
Syria

	  	
5360

	  	  
	
CANNON

	  	
United Arab Emirates

	  	
161517

	  	  
	
CANNON & Device

	  	
Australia

	  	
169,373

	  	
169,373

	
CANNON & Device

	  	
Australia

	  	
452628

	  	
420104

	
CANNON & Device

	  	
Australia

	  	
420110

	  	
420110

	
CANNON & Device

	  	
Australia

	  	
420,111

	  	
420,111

	
CANNON & Device

	  	
Bahrain

	  	
3804

	  	
3804

	
CANNON & Device

	  	
Bangladesh

	  	
13611

	  	
13611

	
CANNON & Device

	  	
Canada

	  	
1008827

	  	
543355

	
CANNON & Device

	  	
Canada

	  	
533075

	  	
340085

	
CANNON & Device

	  	
Canada

	  	
556686

	  	
343139

	
CANNON & Device

	  	
Canada

	  	
126758

	  	
38829

	
CANNON & DEVICE

	  	
Egypt

	  	
52784

	  	
52784

	
CANNON & Device

	  	
Ghana

	  	
20,664

	  	
20,664

	
CANNON & Device

	  	
Ghana

	  	
23,207

	  	
23,207

	
CANNON & Device

	  	
Israel

	  	
37,859

	  	
37,859

	
CANNON & Device

	  	
Israel

	  	
37,860

	  	
37,860

	
CANNON & DEVICE

	  	
Jordan

	  	
23616

	  	
23616

	
CANNON & Device

	  	
Jordan

	  	
16,469

	  	
16,469

	
CANNON & Device

	  	
Lebanon

	  	
88326

	  	
88326

	
CANNON & Device

	  	
Lebanon

	  	
80339

	  	
80339

	
CANNON & Device

	  	
Liberia

	  	  	  	
23392/579

	
CANNON & Device

	  	
Malaya

	  	
M/38695

	  	
M/38695

 

  

  

  

 

	
CANNON & Device

	  	
Malaysia

	  	
85/02465

	  	
85/02465

	
CANNON & Device

	  	
Malaysia

	  	
85/03518

	  	
85003518

	
CANNON & Device

	  	
Malaysia

	  	
85/02464

	  	
85/02464

	
CANNON & Device

	  	
Morocco

	  	
27316

	  	
62.097

	
CANNON & Device

	  	
New Zealand

	  	
69558

	  	
69558

	
CANNON & Device

	  	
New Zealand

	  	
145466

	  	
B145466

	
CANNON & Device

	  	
New Zealand

	  	
157355

	  	
B157355

	
CANNON & Device

	  	
Papua New Guinea

	  	
A3888R

	  	
A3888R

	
CANNON & Device

	  	
Philippines

	  	
R-2002

	  	
R-2002

	
CANNON & Device

	  	
Qatar

	  	
5857

	  	
5857

	
CANNON & Device

	  	
Sarawak

	  	
SAR/7805

	  	
7805

	
CANNON & Device

	  	
Saudi Arabia

	  	
49,334

	  	
580/94

	
CANNON & Device

	  	
Saudi Arabia

	  	
1413/1400

	  	
101/38

	
CANNON & Device

	  	
Singapore

	  	
44,806

	  	
T68/44806J

	
CANNON & Device

	  	
Singapore

	  	
44,805

	  	
T68/44805B

	
CANNON & Device

	  	
Singapore

	  	
2450/85

	  	
T85/02450H

	
CANNON & Device

	  	
South Africa

	  	
64/2793

	  	
64/2793

	
CANNON & Device

	  	
South Korea

	  	
85-1684

	  	
146241

	
CANNON & DEVICE

	  	
Thailand

	  	
323898

	  	
55506

	
CANNON & Device

	  	
Tunisia

	  	  	  	
EE 92.0441

	
CANNON & Device

	  	
United Arab Emirates

	  	
44036

	  	  
	
CANNON & Device

	  	
United Arab Emirates

	  	
44035

	  	  
	
CANNON (In Rectangle)

	  	
Thailand

	  	
291,449

	  	
47420

	
CANNON (In Rectangle)

	  	
Thailand

	  	
290,443

	  	
33622

	
CANNON BIG & LOFTY

	  	
Canada

	  	
883961

	  	
531757

	
CANNON Device

	  	
Canada

	  	
533213

	  	
340685

	
CANNON Device

	  	
Canada

	  	
556685

	  	
343138

	
CANNON MONTICELLO

	  	
Canada

	  	
556711

	  	
342591

	
CANNON ROYAL FAMILY

	  	
Canada

	  	
556699

	  	
341436

	
CANNON ROYAL FAMILY

	  	
New Zealand

	  	
136873

	  	
136873

	
CHARISMA

	  	
Australia

	  	
1424682

	  	  
	
CHARISMA

	  	
Australia

	  	
873989

	  	
873989

	
CHARISMA

	  	
Bahrain

	  	
88640

	  	  
	
CHARISMA

	  	
Brunei

	  	
41635

	  	  
	
CHARISMA

	  	
Cambodia

	  	
40065

	  	
KH/37664/11

	
CHARISMA

	  	
Cambodia

	  	
40066

	  	
KH/37665/11

	
CHARISMA

	  	
Cambodia

	  	
40067

	  	
KH/37666/11

	
CHARISMA

	  	
Canada

	  	
1101837

	  	
580336

 

  

  

  

 

	
CHARISMA

	  	
Canada

	  	
1290473

	  	
746,493

	
CHARISMA

	  	
Egypt

	  	
263969

	  	  
	
CHARISMA

	  	
Jordan

	  	
Filed 8/23/2011

	  	  
	
CHARISMA

	  	
Kuwait

	  	
123304

	  	  
	
CHARISMA

	  	
Lebanon

	  	
137743

	  	  
	
CHARISMA

	  	
Malaysia

	  	
2010024996

	  	  
	
CHARISMA

	  	
Malaysia

	  	
2010024997

	  	  
	
CHARISMA

	  	
New Zealand

	  	
847587

	  	  
	
CHARISMA

	  	
Oman

	  	
69831

	  	  
	
CHARISMA

	  	
Philippines

	  	
4-2010-012975

	  	  
	
CHARISMA

	  	
Qatar

	  	
69820

	  	  
	
CHARISMA

	  	
Saudi Arabia

	  	
171500

	  	  
	
CHARISMA

	  	
Singapore

	  	
T1016011J

	  	
T1016011J

	
CHARISMA

	  	
South Korea

	  	
40-2009-0004095

	  	
40-0824661

	
CHARISMA

	  	
United Arab Emirates

	  	
161517

	  	  
	
CHARISMA

	  	
Vietnam

	  	
4-2010-27885

	  	  
	
FIELDCREST

	  	
Australia

	  	
186786

	  	
A186786

	
FIELDCREST

	  	
Brunei

	  	
38257

	  	
38257

	
FIELDCREST

	  	
Canada

	  	
196058

	  	
28090

	
FIELDCREST

	  	
Egypt

	  	
246006

	  	  
	
FIELDCREST

	  	
Egypt

	  	
56,510

	  	
56,510

	
FIELDCREST

	  	
Egypt

	  	
56,509

	  	
56,509

	
FIELDCREST

	  	
Ghana

	  	
20,241

	  	
20,241

	
FIELDCREST

	  	
Gibraltar

	  	
4896

	  	
4896

	
FIELDCREST

	  	
Indonesia

	  	
391350

	  	
IDM000124293

	
FIELDCREST

	  	
Israel

	  	
194498

	  	
194498

	
FIELDCREST

	  	
Israel

	  	
194499

	  	
194499

	
FIELDCREST

	  	
Jersey

	  	
4500

	  	
4500

	
FIELDCREST

	  	
Jordan

	  	
18056

	  	
18056

	
FIELDCREST

	  	
Kenya

	  	
2844

	  	
15263

	
FIELDCREST

	  	
Lebanon

	  	
24379

	  	
130937

	
FIELDCREST

	  	
Lebanon

	  	
19040

	  	
74195

	
FIELDCREST

	  	
Malaya

	  	
M/86362

	  	
M/86362

	
FIELDCREST

	  	
Malaysia

	  	
6019361

	  	
6019361

	
FIELDCREST

	  	
Morocco

	  	
346

	  	
58969

	
FIELDCREST

	  	
New Zealand

	  	
746896

	  	
746896

	
FIELDCREST

	  	
New Zealand

	  	
75461

	  	
75461

	
FIELDCREST

	  	
Pakistan

	  	
72392

	  	
72392

	
FIELDCREST

	  	
Philippines

	  	
4-2000-03862

	  	
4-2000-03862

 

  

  

  

 

	
FIELDCREST

	  	
Saudi Arabia

	  	
154875

	  	  
	
FIELDCREST

	  	
Saudi Arabia

	  	
11725

	  	
231/24

	
FIELDCREST

	  	
Singapore

	  	
42,667

	  	
T67/45667

	
FIELDCREST

	  	
South Africa

	  	
76/0839

	  	
76/0839

	
FIELDCREST

	  	
South Korea

	  	
70-2010-0000451

	  	  
	
FIELDCREST

	  	
South Korea

	  	
869/92

	  	
262008

	
FIELDCREST

	  	
South Korea

	  	
40-2010-0029461

	  	  
	
FIELDCREST

	  	
Syria

	  	
4579

	  	
115912

	
FIELDCREST

	  	
Syria

	  	
4580

	  	
115913

	
FIELDCREST

	  	
Syria

	  	
4581

	  	
116015

	
FIELDCREST

	  	
United Arab Emirates

	  	
44032

	  	
34548

	
FIELDCREST (Stylized)

	  	
Canada

	  	
1008825

	  	
543329

	
FIELDCREST (STYLIZED)

	  	
Israel

	  	
131718

	  	
131718

	
FIELDCREST (STYLIZED)

	  	
Israel

	  	
131719

	  	
131719

	
FIELDCREST CANNON

	  	
Brunei

	  	
38256

	  	
38256

	
FIELDCREST CANNON

	  	
Malaysia

	  	
6019360

	  	
6019360

	
FIELDCREST ROYAL VELVET

	  	
Singapore

	  	
8511/95

	  	
8511/95

	
FIELDCREST Stylized

	  	
Thailand

	  	
340,922

	  	
63070

	
PILLOWTEX

	  	
Canada

	  	
642053

	  	
380429

	
ROC

	  	
Canada

	  	
1261631

	  	
TMA737,447

	
ROCA (Stylized)

	  	
Canada

	  	
684762

	  	
TMA410070

	
ROYAL VELVET

	  	
Australia

	  	
419924

	  	
A419924

	
ROYAL VELVET

	  	
Australia

	  	
419925

	  	
A419925

	
ROYAL VELVET

	  	
Canada

	  	
448873

	  	
253765

	
ROYAL VELVET

	  	
Israel

	  	
100324

	  	
100324

	
ROYAL VELVET

	  	
Lebanon

	  	
Jan-30

	  	
67270

	
ROYAL VELVET

	  	
Malaysia

	  	
95-10467

	  	
95010467

	
ROYAL VELVET

	  	
New Zealand

	  	
156327

	  	
156327

	
ROYAL VELVET

	  	
New Zealand

	  	
156328

	  	
156328

	
ROYAL VELVET

	  	
Philippines

	  	
4-2010-003471

	  	
4-2010-003471

	
ROYAL VELVET

	  	
Saudi Arabia

	  	
31,067

	  	
387/28

	
ROYAL VELVET

	  	
Saudi Arabia

	  	
172096

	  	  
	
ROYAL VELVET

	  	
South Africa

	  	
82/0496

	  	
82/0496

	
ROYAL VELVET

	  	
South Africa

	  	
82/0497

	  	
82/0497

	
ROYAL VELVET

	  	
United Arab Emirates

	  	
162818

	  	  
	
RW Flame Design

	  	
South Korea

	  	
494248

	  	
494248

	
WAVERLEY (not WAVERLY)

	  	
Canada

	  	
277062

	  	
TMA134973

	
WAVERLY

	  	
Australia

	  	
1216708

	  	
1216708

 

  

  

  

 

	
WAVERLY

	  	
Australia

	  	
1211269

	  	
1211269

	
WAVERLY

	  	
Australia

	  	
1424683

	  	  
	
WAVERLY

	  	
Australia

	  	
754577

	  	
754577

	
WAVERLY

	  	
Australia

	  	
636445

	  	
636445

	
WAVERLY

	  	
Bahrain

	  	
85705

	  	  
	
WAVERLY

	  	
Bahrain

	  	
85707

	  	  
	
WAVERLY

	  	
Bahrain

	  	
85708

	  	  
	
WAVERLY

	  	
Brunei

	  	
41642

	  	  
	
WAVERLY

	  	
Cambodia

	  	
40000

	  	
KH/37501/11

	
WAVERLY

	  	
Cambodia

	  	
40001

	  	
KH/37502/11

	
WAVERLY

	  	
Cambodia

	  	
40002

	  	
KH/37503/11

	
WAVERLY

	  	
Canada

	  	
1044542

	  	
616634

	
WAVERLY

	  	
Canada

	  	
567124

	  	
342446

	
WAVERLY

	  	
Canada

	  	
1486415

	  	  
	
WAVERLY

	  	
Canada

	  	
877450

	  	
533007

	
WAVERLY

	  	
Canada

	  	
1,382,117

	  	  
	
WAVERLY

	  	
Canada

	  	
1,377,602

	  	
786,789

	
WAVERLY

	  	
Egypt

	  	
256100

	  	  
	
WAVERLY

	  	
Egypt

	  	
246102

	  	  
	
WAVERLY

	  	
Egypt

	  	
246103

	  	  
	
WAVERLY

	  	
Jordan

	  	
116600

	  	  
	
WAVERLY

	  	
Jordan

	  	
116599

	  	  
	
WAVERLY

	  	
Jordan

	  	
116601

	  	  
	
WAVERLY

	  	
Kuwait

	  	
57279

	  	
51029

	
WAVERLY

	  	
Kuwait

	  	
57280

	  	
51030

	
WAVERLY

	  	
Kuwait

	  	
57281

	  	
48494

	
WAVERLY

	  	
Lebanon

	  	
133179

	  	
133179

	
WAVERLY

	  	
Malaya

	  	
M/20683

	  	
M/20683

	
WAVERLY

	  	
Malaysia

	  	
2010024991

	  	  
	
WAVERLY

	  	
Malaysia

	  	
6012675

	  	  
	
WAVERLY

	  	
Malaysia

	  	
2010024992

	  	  
	
WAVERLY

	  	
New Zealand

	  	
B38240

	  	
B38240

	
WAVERLY

	  	
New Zealand

	  	
781898

	  	
781898

	
WAVERLY

	  	
New Zealand

	  	
610495

	  	
610495

	
WAVERLY

	  	
New Zealand

	  	
670358

	  	
670358

	
WAVERLY

	  	
New Zealand

	  	
610496

	  	
610496

	
WAVERLY

	  	
Oman

	  	
66030

	  	  
	
WAVERLY

	  	
Oman

	  	
66031

	  	  
	
WAVERLY

	  	
Oman

	  	
66032

	  	  

 

  

  

  

 

	
WAVERLY

	  	
Pakistan

	  	
195003

	  	
195003

	
WAVERLY

	  	
Pakistan

	  	
195002

	  	
195002

	
WAVERLY

	  	
Pakistan

	  	
195001

	  	
195001

	
WAVERLY

	  	
Philippines

	  	
4-2010-012973

	  	  
	
WAVERLY

	  	
Philippines

	  	
Instructed associate to file

	  	  
	
WAVERLY

	  	
Qatar

	  	
66383

	  	  
	
WAVERLY

	  	
Qatar

	  	
66384

	  	  
	
WAVERLY

	  	
Qatar

	  	
66385

	  	  
	
WAVERLY

	  	
Saudi Arabia

	  	
43537

	  	
511/56

	
WAVERLY

	  	
Saudi Arabia

	  	
23709

	  	
326/62

	
WAVERLY

	  	
Saudi Arabia

	  	
23710

	  	
326/63

	
WAVERLY

	  	
Singapore

	  	
T52/14817H

	  	
T52/14817H

	
WAVERLY

	  	
Singapore

	  	
T1016016A

	  	
T1016016A

	
WAVERLY

	  	
Singapore

	  	
6600/97

	  	
T97/06600F

	
WAVERLY

	  	
Singapore

	  	
6660/89

	  	
T89/06660D

	
WAVERLY

	  	
South Africa

	  	
723/40

	  	
723/40

	
WAVERLY

	  	
South Africa

	  	
94/4490

	  	  
	
WAVERLY

	  	
South Africa

	  	
94/4491

	  	  
	
WAVERLY

	  	
South Korea

	  	
40/2000/34857

	  	
510553

	
WAVERLY

	  	
South Korea

	  	
89-8230

	  	
204509

	
WAVERLY

	  	
South Korea

	  	
40-2000-34858

	  	
515151

	
WAVERLY

	  	
South Korea

	  	
89/8231

	  	
194884

	
WAVERLY

	  	
South Korea

	  	
89-14486

	  	
193760

	
WAVERLY

	  	
United Arab Emirates

	  	
84555

	  	
91814

	
WAVERLY

	
  

	
Vietnam

	
  

	
4-2010-27882

	
  

	  

 

Iconix Brand Group, Inc.

 

	
United States

	  	
Candie’s Swim

	  	
76270566

	  	
3060576

	
United States

	
  

	
Cry Baby

	
  

	
85002924

	
  

	
3967612

 

  

  

  

 

SHARPER IMAGE HOLDINGS LLC

	
Country

	  	
Trademark

	  	
App. Number

	  	
Reg. Number

	
Australia

	  	
THE SHARPER IMAGE

	  	
463256

	  	
A463256

	
Australia

	  	
THE SHARPER IMAGE

	  	
585261

	  	
585261

	
Australia

	  	
THE SHARPER IMAGE

	  	
463257

	  	
A463257

	
Bahrain

	  	
THE SHARPER IMAGE

	  	
668/91

	  	
SM909

	
Brunei Darussalam

	  	
THE SHARPER IMAGE

	  	
BRU22060

	  	
18737

	
Canada

	  	
IONIC BREEZE

	  	
1222219

	  	
656965

	
Canada

	  	
SHARPER IMAGE

	  	
1222175

	  	
TMA778435

	
Canada

	  	
SHARPERIMAGE.COM

	  	
1222174

	  	
TMA733264

	
Canada

	  	
THE SHARPER IMAGE

	  	
1424877

	  	  
	
Canada

	  	
THE SHARPER IMAGE

	  	
0502404

	  	
TMA292748

	
Canada

	  	
THE SHARPER IMAGE

	  	
0580244

	  	
TMA397937

	
Canada

	  	
THE SHARPER IMAGE

	  	
1398698

	  	  
	
Canada

	  	
ZIPCONNECT Logo

	  	
1268910

	  	
TMA770268

	
Egypt

	  	
THE SHARPER IMAGE

	  	
84048

	  	
84048

	
Indonesia

	  	
THE SHARPER IMAGE

	  	
10.260/92

	  	
324884

	
Israel

	  	
THE SHARPER IMAGE

	  	
232558

	  	  
	
Israel

	  	
THE SHARPER IMAGE

	  	
75864

	  	
75864

	
Israel

	  	
THE SHARPER IMAGE

	  	
75863

	  	
75863

	
Japan

	  	
IONIC BREEZE

	  	
2004-008157

	  	
4800035

	
Japan

	  	
SHARPER IMAGE

	  	
2002-109895

	  	
4739053

	
Japan

	  	
SHARPER IMAGE

	  	
2003-037755

	  	
4778064

	
Japan

	  	
SHARPER IMAGE (KATAKANA)

	  	
S61-104022

	  	
2160726

	
Japan

	  	
SHARPER IMAGE DESIGN

	  	
2002-109894

	  	
4825231

	
Japan

	  	
THE SHARPER IMAGE

	  	
2002-109896

	  	
4731658

	
Japan

	  	
THE SHARPER IMAGE

	  	
1780619

	  	
1780619

	
Japan

	  	
THE SHARPER IMAGE

	  	
S63-055134

	  	
2262544

	
Japan

	  	
THE SHARPER IMAGE

	  	
H07-721300

	  	
1802930

	
Japan

	  	
THE SHARPER IMAGE

	  	
S63-055135

	  	
2318755

 

  

  

  

 

	
Japan

	  	
THE SHARPER IMAGE

	  	
S61-092751

	  	
2134282

	
Japan

	  	
THE SHARPER IMAGE

	  	
S58-030654

	  	
2082395

	
Japan

	  	
ZIPCONNECT Logo

	  	
2005-076210

	  	
4988241

	
Korea, Republic of

	  	
IONIC BREEZE

	  	
40-2003-0054416

	  	
40-0617650-0000

	
Korea, Republic of

	  	
IONIC BREEZE GP

	  	
40-2003-0054417

	  	
40-0617649-0000

	
Korea, Republic of

	  	
QUADRA

	  	
40-2003-0054418

	  	
40-0617648-0000

	
Korea, Republic of

	  	
SHARPER IMAGE DESIGN

	  	
40-2003-0054414

	  	
40-0638259-0000

	
Korea, Republic of

	  	
SHARPERIMAGE.COM

	  	
41-2003-0027123

	  	
41-0121942-0000

	
Korea, Republic of

	  	
THE SHARPER IMAGE

	  	
41-1987-0000254

	  	
41-0008536-0000

	
Korea, Republic of

	  	
THE SHARPER IMAGE

	  	
40-2003-0054415

	  	
40-0631460-0000

	
Korea, Republic of

	  	
THE SHARPER IMAGE

	  	
41-2008-0001197

	  	
41-0180385-0000

	
Korea, Republic of

	  	
ZIPCONNECT Logo

	  	
40-2005-0045361

	  	
40-0739193-0000

	
Kuwait

	  	
THE SHARPER IMAGE

	  	
25069

	  	
23651

	
Lebanon

	  	
THE SHARPER IMAGE

	  	
57676

	  	
111818

	
Malaysia

	  	
THE SHARPER IMAGE

	  	
MA/5996/92

	  	
92005996

	
New Zealand

	  	
SHARPER IMAGE

	  	
170976

	  	
170976

	
New Zealand

	  	
SHARPER IMAGE

	  	
170977

	  	
170977

	
New Zealand

	  	
THE SHARPER IMAGE

	  	
201701

	  	
201701

	
New Zealand

	  	
THE SHARPER IMAGE

	  	
201702

	  	
201702

	
Oman

	  	
THE SHARPER IMAGE

	  	
6309

	  	
6309

	
Philippines

	  	
THE SHARPER IMAGE

	  	
4-2001-003037

	  	  
	
Qatar

	  	
THE SHARPER IMAGE

	  	
9226

	  	
9226

	
Saudi Arabia

	  	
THE SHARPER IMAGE

	  	
11509

	  	
229/97

	
Singapore

	  	
SHARPER IMAGE

	  	
1100/87

	  	
T87/01100D

	
Singapore

	  	
SHARPER IMAGE

	  	
1099/87

	  	
T87/01099G

	
Singapore

	  	
SHARPER IMAGE

	  	
T04/06253F

	  	
T04/06253F

	
Singapore

	  	
THE SHARPER IMAGE

	  	
B4228/91

	  	
T91/04228H

	
Thailand

	  	
THE SHARPER IMAGE

	  	
226657

	  	
Bor66

	
Thailand

	  	
THE SHARPER IMAGE

	  	
440221

	  	
Kor127821

 

  

  

  

 

	
Thailand

	  	
THE SHARPER IMAGE

	  	
440222

	  	
Kor127864

	
United Arab Emirates

	  	
THE SHARPER IMAGE

	  	
28303

	  	
60717

	
United States of America

	  	
"BRIGHT AS DAY!" DAYLIGHT SPECTRUM LAMP and Design

	  	
78/341536

	  	
3218556

	
United States of America

	  	
AUTO-DRIVE

	  	
74/463622

	  	
1862537

	
United States of America

	  	
ENERGY SAVER and Design

	  	
76/269728

	  	
2707773

	
United States of America

	  	
FRESHERLONGER

	  	
78/743892

	  	
3277544

	
United States of America

	  	
GP

	  	
77/149524

	  	
3452122

	
United States of America

	  	
IBEAM

	  	
78/593746

	  	
3262414

	
United States of America

	  	
ICEFLOW

	  	
78/859252

	  	
3332440

	
United States of America

	  	
IFRAME

	  	
78/593753

	  	
3172386

	
United States of America

	  	
INVENTED HERE and Design

	  	
78/976631

	  	
3178658

	
United States of America

	  	
IONIC BREEZE

	  	
75/505673

	  	
2383876

	
United States of America

	  	
ISOOTHER

	  	
78/666615

	  	
3191660

	
United States of America

	  	
ISPHERE

	  	
78/593758

	  	
3172387

	
United States of America

	  	
ITOWER

	  	
78/593761

	  	
3172388

	
United States of America

	  	
iTOWER CONFIGURATION DESIGN

	  	
78/964074

	  	
3421056

	
United States of America

	  	
LOVEHANDLER Design

	  	
77/082621

	  	
3338343

	
United States of America

	  	
Miscellaneous Design (QF Design)

	  	
78/320840

	  	
3795809

	
United States of America

	  	
OXYGENFRESH

	  	
78/694284

	  	
3269797

	
United States of America

	  	
OZONEGUARD

	  	
78/623938

	  	
3313676

	
United States of America

	  	
POWERTIE

	  	
78/363039

	  	
3038375

	
United States of America

	  	
QUIET PLACE

	  	
77/270910

	  	
3426483

	
United States of America

	  	
S DESIGN

	  	
85/411657

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411669

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411685

	  	  

 

  

  

  

 

	
United States of America

	  	
S DESIGN

	  	
85/411708

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411931

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411946

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411578

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411607

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411634

	  	  
	
United States of America

	  	
S DESIGN

	  	
85/411646

	  	  
	
United States of America

	  	
SHARPER IMAGE

	  	
76/424939

	  	
2801157

	
United States of America

	  	
SHARPER IMAGE

	  	
78/162617

	  	
2801489

	
United States of America

	  	
SHARPER IMAGE DESIGN

	  	
76/424591

	  	
2803361

	
United States of America

	  	
SHARPER IMAGE OFFICE

	  	
78/678652

	  	
3420037

	
United States of America

	  	
SHARPER IMAGE OUTLET

	  	
78/374591

	  	
3265687

	
United States of America

	  	
SHARPER LIVING

	  	
85/163515

	  	  
	
United States of America

	  	
SHARPERIMAGE.COM

	  	
78/375692

	  	
3074460

	
United States of America

	  	
SHARPERIMAGE.COM

	  	
78/289909

	  	
2928740

	
United States of America

	  	
SOUND SOOTHER

	  	
74/019215

	  	
1619646

	
United States of America

	  	
SOUND SOOTHER

	  	
78/195046

	  	
2794855

	
United States of America

	  	
THE SHARPER IMAGE

	  	
78/375684

	  	
3130633

	
United States of America

	  	
THE SHARPER IMAGE

	  	
73/634556

	  	
1489485

	
United States of America

	  	
THE SHARPER IMAGE

	  	
77/317210

	  	
3854174

	
United States of America

	  	
THE SHARPER IMAGE

	  	
77/976523

	  	
3588871

	
United States of America

	  	
THE SHARPER IMAGE

	  	
85/009119

	  	
3950166

	
United States of America

	  	
THE SHARPER IMAGE

	  	
73/182118

	  	
1171695

	
United States of America

	  	
THE SHARPER IMAGE

	  	
74/069903

	  	
1645994

	
United States of America

	  	
THE SHARPER IMAGE

	  	
73/583206

	  	
1498543

	
United States of America

	  	
THE SHARPER IMAGE

	  	
74/059573

	  	
1646417

 

  

  

  

 

	
United States of America

	  	
THE SHARPER IMAGE

	  	
77/189523

	  	
3886596

	
United States of America

	  	
TRAVEL COMPANION

	  	
74/667650

	  	
2072379

	
United States of America

	  	
TURBO-GROOMER

	  	
75/373491

	  	
2360586

	
United States of America

	
  

	
ZIPCONNECT Logo

	
  

	
78/597097

	
  

	
3199634

 

  

  

  

SCHEDULE 6

Excluded Territories

 

	
European Countries

 

Austria

Belgium

Bulgaria

Cyprus

Czech Republic

Denmark

Estonia

Finland

France

Germany

Greece

Hungary

Ireland

Italy

Latvia

Lithuania

Luxembourg

Malta

Netherlands

Poland

Portugal

Romania

Slovakia

Slovenia

Spain

Sweden

United Kingdom

Croatia

Former Yugoslav Republic of Macedonia

	
  

	
Turkey

Albania

Andorra

Belarus

Bosnia and Herzegovina

Georgia

Iceland

Liechtenstein

Moldova

Monaco

Montenegro

Norway

Russia

San Marino

Serbia

Switzerland

Ukraine

Uzbekistan

Vatican City State

 

Asia and India

 

Indonesia

Singapore

Malaysia

Vietnam

Thailand

Greater China

Hong Kong

Taiwan

Macau

India

Myanmar

Bangladesh

Nepal

Japan

Republic of Korea

	
  

	
latin america  and Caribbean

 

Anguilla

Antigua and Barbuda

Argentina

Aruba

Bahamas

Barbados

Belize

Bermuda

Bolivia

Brazil

British Virgin Islands

Cayman Islands

Chile

Colombia

Costa Rica

Cuba

Dominica

Dominican Republic

Ecuador

El Salvador

French Guiana

Grenada

Guadeloupe

Guatemala

Guyana

Haiti

Honduras

Jamaica

Martinique

Mexico

Montserrat

Netherlands Antilles

Nicaragua

Panama

 

	
  

	
Paraguay

Peru

Saint Barts

Saint Kitts and Nevis

Saint Lucia

Saint Martin

Saint Vincent and the Grenadines

Suriname

Trinidad and Tobago

Turks and Caicos Islands

Uruguay

Venezuela

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00196-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00196-of-00352.parquet"}]]