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    EXHIBIT 4.1  
  

  

											
	NUMBER

TEL	 	 	 	 	 	 	 	 	 	 SHARES
	 	 	 	 	 	 	 	 	 	 	 REGISTERED SHARES

PAR VALUE CHF 2.43*

INCORPORATED UNDER THE

LAWS OF SWITZERLAND

CUSIP H8912P 10 6

PLEASE SEE REVERSE

FOR CERTAIN DEFINITIONS
	
 *Par value as of the date of issuance of this

  share certificate. Please refer to the Articles

  of Association of the corporation for

  information about the prevailing par value,

  which may change from time to time

  pursuant to resolutions passed at a meeting of

  shareholders.	
 	
 THIS CERTIFIES THAT	
 	

 
	
 TYCO ELECTRONICS LTD.

THIS CERTIFICATE IS TRANSFERABLE

IN JERSEY CITY, NJ, NEW YORK, NY, AND

PITTSBURGH, PA

Countersigned and Registered:
 MELLON INVESTOR SERVICES LLC

Transfer Agent and Registrar

By:	
 	

IS THE OWNER OF

FULLY PAID AND NON-ASSESSABLE REGISTERED SHARES OF TYCO ELECTRONICS LTD. WITH A PAR VALUE OF CHF 2.43*

transferable only on the books of the corporation by the holder hereof in person or by attorney duly authorized, upon surrender of this certificate properly endorsed or assigned. This certificate and the shares represented hereby are subject to the
laws of Switzerland and to the Articles of Association of the corporation, as now or hereafter amended. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. Witness the facsimile seal of the
corporation and the facsimile signatures of its duly authorized officers.

 DATED	
 	

 
	Authorized Signature	 	 	 	

 

 CHIEF EXECUTIVE OFFICER	 	

 

 EXECUTIVE VICE PRESIDENT

AND CHIEF FINANCIAL OFFICER	 	 	 	

 

  TYCO ELECTRONICS LTD.

        The
Corporation will furnish without charge to each shareholder who so requests a copy of the powers, designations, preferences and relative, participating, optional or other special
rights of each class of shares or series thereof, and the qualifications, limitations, or restrictions of such preferences and/or rights. 

        The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or
regulations: 

															
	TEN COM	 	—	 	as tenants in common	 	UNIF GIFT MIN ACT	 	—	 	           	 	Custodian	 	              
	TEN ENT	 	—	 	as tenants by the entireties	 	 	 	 	 	(Cust)	 	 	 	(Minor)
	JT TEN	 	—	 	as joint tenants with right of	 	 	 	 	 	under Uniform Gifts to Minors
	 	 	 	 	survivorship and not as tenants	 	 	 	 	 	Act	 	                 	 	 
	 	 	 	 	in common	 	 	 	 	 	 	 	(State)	 	 

Additional
abbreviations may also be used though not in the above list. 

        FOR VALUE RECEIVED                          hereby sell, assign and transfer unto

	
	 

	Please Insert Social Security or Other

Identifying Number of Assignee

			
	

 
	

  (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS OF ASSIGNEE)
	

 
	

 
	

 	 	 Shares
	 of the registered stock represented by the within Certificate and do hereby irrevocably constitute and appoint
	

 	 	 Attorney
	 to transfer the said registered shares on the books of the within named Company with full power of substitution in the premises.

					
	Dated	 	

 	 	 

			
	 	 	

 
	 	 	        NOTICE: The Signature to this assignment must correspond with the

name as written upon the face of the Certificate in every particular,

without alteration or enlargement, or any change whatever.

			
	Signature(s) Guaranteed:	 	

  THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE

GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND

LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN

APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),

PURSUANT TO S.E.C. RULE 17Ad15.

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EXHIBIT 4.1Exhibit 4.1

 

	
  

  	
  COMMON STOCK
  COMMON STOCK INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CUSIP
  27875T 10 1 SEE REVERSE SIDE FOR CERTAIN DEFINITIONS This certifies that is
  the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK,
  $0.0001 PAR VALUE, OF Echo Global Logistics, Inc. transferable on the books
  of the Corporation by the holder hereof in person or by duly authorized
  attorney upon surrender of this Certificate properly endorsed. This
  Certificate is not valid until countersigned and registered by the Transfer
  Agent and Registrar. Witness the facsimile signatures of its duly authorized
  officers. Dated: ECHO PRESIDENT SECRETARY COUNTERSIGNED AND REGISTERED:
  AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (New York, NY) TRANSFER
  AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE COLORS SELECTED FOR PRINTING:
  Logo is for position only . Intaglio prints in SC-7 dark blue. COLOR: This
  proof was printed from a digital file or artwork on a graphics quality, color
  laser printer. It is a good representation of the color as it will appear on
  the final product. However, it is not an exact color rendition, and the final
  printed product may appear slightly different from the proof due to the
  difference between the dyes and printing ink. PLEASE INITIAL THE APPROPRIATE
  SELECTION FOR THIS PROOF: OK AS IS OK WITH CHANGES MAKE CHANGES AND SEND
  ANOTHER PROOF SPECIMEN ABnote North America 711 ARMSTRONG LANE COLUMBIA,
  TENNESSEE 38401 (931) 388-3003 SALES: HOLLY GRONER 931-490-7660 PROOF OF:
  SEPTEMBER 10, 2009 ECHO GLOBAL LOGISTICS, INC. TSB 00221 OPERATOR: AP NEW 

  

 

 

	
  

  	
  UNIF GIFT MIN
  ACT — Custodian (Cust) (Minor) under Uniform Gifts to Minors Act (State) UNIF
  TRF MIN ACT — Custodian (until age ) (Cust) under Uniform Transfers (Minor)
  to Minors Act (State) Signature(s) Guaranteed: By THE SIGNATURE(S) SHOULD BE
  GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION, (BANKS, STOCKBROKERS,
  SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN
  APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE
  17Ad-15. TEN COM — as tenants in common TEN ENT — as tenants by the
  entireties JT TEN — as joint tenants with right of survivorship and not as
  tenants in common Additional abbreviations may also be used though not in the
  above list. FOR VALUE RECEIVED, hereby sell, assign and transfer unto PLEASE
  INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE (PLEASE PRINT
  OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) Shares of the
  Common Stock represented by the within Certificate, and do hereby irrevocably
  constitute and appoint Attorney to transfer the said stock on the books of
  the within named Corporation with full power of substitution in the premises.
  Dated The following abbreviations, when used in the inscription on the face
  of this certificate, shall be construed as though they were written out in
  full according to applicable laws or regulations: ECHO GLOBAL LOGISTICS, INC.
  A statement of the powers, designations, preferences and relative,
  participating, optional or other special rights of each class of stock or
  series thereof and the qualifications, limitations or restrictions of such
  preferences and/or rights as established, from time to time, by the Articles
  of Incorporation of the Corporation and by any certificate of determination,
  the number of shares constituting each class and series, and the designations
  thereof, may be obtained by the holder hereof upon request and without charge
  from the Secretary of the Corporation at its principal executive offices. THE
  SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON
  THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR
  ENLARGEMENT OR ANY CHANGE WHATEVER. NOTICE: PLEASE INITIAL THE APPROPRIATE
  SELECTION FOR THIS PROOF: OK AS IS OK WITH CHANGES MAKE CHANGES AND SEND
  ANOTHER PROOF ABnote North America 711 ARMSTRONG LANE COLUMBIA, TENNESSEE
  38401 (931) 388-3003 SALES: HOLLY GRONER 931-490-7660 PROOF OF: SEPTEMBER 10,
  2009 ECHO GLOBAL LOGISTICS, INC. TSB 00221 OPERATOR: AP NEWExhibit 4.3

 

WAIVER OF INVESTOR
RIGHTS

 

in connection with
proposed initial public offering of Common Stock of

 

ECHO GLOBAL
LOGISTICS, INC.

 

July 24, 2009

 

Ladies and Gentlemen:

 

Reference is made
to (i) that certain Investor Rights Agreement (the “Investor Rights
Agreement”), effective as of June 7, 2006, by and among Echo Global
Logistics, Inc. (the “Company”) and the Investors listed on Exhibit A
therein (collectively, the “Investors”), (ii) that certain Right of
First Refusal and Co-Sale Agreement (the “ROFR Agreement”), effective as
of June 7, 2006, by and among the Company and the signatories thereto, (iii) that
certain Voting Agreement (the “Voting Agreement”), effective as of June 7,
2006, by and among the Company and the signatories thereto, (iv) the
Amended and Restated Certificate of Incorporation of the Company (the “Articles”),
and (v) the proposed initial public offering (the “Offering”) of
shares of common stock, par value $0.0001 per share, of the Company (the “Common
Stock”), which Common Stock shall be sold to a group of underwriters (the “Underwriters”).  Capitalized terms used but not otherwise
defined herein shall have the meanings set forth in the Investor Rights
Agreement.

 

The Offering will be
undertaken pursuant to a registration statement on Form S-1 (the “Registration
Statement”) under the Securities Act of 1933, as amended (the “Securities
Act”).  Under Section 2.3
of the Investor Rights Agreement, the Company is obligated to (i) notify
all Holders of Registrable Securities in writing at least fifteen (15) days
prior to the filing of any registration statement under the Securities Act for
purposes of a public offering of securities of the Company and (ii) afford
each such Holder an opportunity to include in the registration statement all or
part of such Registrable Securities (clauses (i) and (ii), the “Piggyback
Registration Rights”).  Under Section 2.2
of the Investor Rights Agreement, a majority of the Holders of Series D
Preferred Stock are entitled to demand registration under the Securities Act of
all or any part of their Registrable Securities, and the Company is obligated
to (a) notify all Holders within thirty (30) days of such request and (b) effect,
as expeditiously as reasonably possible, the registration under the Securities
Act of all Registrable Securities that all Holders request to be registered.

 

Each of the undersigned
hereby waives (i) all rights granted to it pursuant to Section 2
of the Investor Rights Agreement with respect to Piggyback Registration Rights
relating to the Offering, and the Holders of Series D Preferred hereby
agree not to exercise their demand registration right, or any other right,
under Section 2.2 of the Investor Rights Agreement on or prior to January 31,
2010, or if longer, the duration of any lock-up period as may be specified in a
lock-up agreement that such Holders may execute with the underwriters of the
Offering; provided, however, NEA shall retain its (a) right to participate
in the Offering in the event that Underwriters elect to sell Common Stock
pursuant to their over-allotment option, (b) right under Section 2.2(d) of
the Investor Rights Agreement to sell at its discretion the NEA Minimum IPO
Shares at the next subsequent secondary offering and (c) conversion rights
under Section 5 of the Articles, (the “Registration Waiver”),
(ii) all rights granted to it pursuant to Section 4 of the
Investor Rights Agreement, if applicable, with respect to any issuances of
Equity Securities by the Company from June 7, 2006 through and including
the date hereof, and (iii) all rights granted to it pursuant to Section 2
of the ROFR Agreement with respect to any transfers of common stock, Series B
Preferred Stock or Series D Preferred Stock of the Company from June 7,
2006 through and including January 31, 2010.  If the Offering is not completed by January 31,
2010, the Registration Waiver shall terminate on its terms without further
action by the Company or the undersigned.  Each of the undersigned agrees that Winston &
Strawn LLP shall act as the single special counsel to the Investors in
connection with the Offering.

 

Pursuant to Section 1.2(b) of
the Voting Agreement, the Board of Directors of the Company (the “Board”)
is required to include (i) one (1) director designated by New
Enterprise Associates and its affiliates (the “NEA Director”), and (ii) one
(1) director designated by the Younes and Soraya Nazarian Revocable Trust
(the “Nazarian Director”).  Notwithstanding
any other provision of the Voting Agreement to the contrary, each of the
undersigned hereby acknowledges that the Board now consists of (i) Peter
J. Barris, as the NEA Director, (ii) Anthony R. Bobulinski, as the
Nazarian Director, and (iii) Samuel K. Skinner, John R. Walter, John F.
Sandner, Eric P. Lefkofsky, Douglas R. Waggoner and Bradley A. Keywell.

 

This waiver may be
executed in one or more counterparts, each of which shall be deemed an
original, but all of which together shall constitute one and the same waiver.  A counterpart signature page delivered
by fax or e-mail transmission shall be as effective as delivery of an originally
executed counterpart.  This waiver shall
be 

 

 

governed by, and
construed in accordance with, the internal laws of the State of Delaware,
without giving effect to choice of law provisions.

 

2

 

IN WITNESS WHEREOF, this
Waiver of Investor Rights has been duly executed as of the date first written
above.

 

	
   

  	
  SERIES B PREFERRED INVESTORS:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  OLD WILLOW PARTNERS,
  LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Richard A.
  Heise, Jr.

  
	
   

  	
  Name:

  	
  Richard A.
  Heise, Jr.

  
	
   

  	
  Title:

  	
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  BLUE MEDIA, LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Eric P. Lefkofsky

  
	
   

  	
  Name:

  	
  Eric P. Lefkofsky

  
	
   

  	
  Title:

  	
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  FROG VENTURES, LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Bradley A. Keywell

  
	
   

  	
  Name:

  	
  Bradley A. Keywell

  
	
   

  	
  Title:

  	
  Representative

  

 

 

[Signature Page to Waiver
of Investor Rights]

 

 

	
   

  	
  SERIES D PREFERRED INVESTORS:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  NEW ENTERPRISE
  ASSOCIATES 12, LIMITED

  
	
   

  	
  PARTNERSHIP

  
	
   

  	
   

  	
   

  
	
   

  	
  By: 

  	
  NEA PARTNERS 12,
  LIMITED

  
	
   

  	
   

  	
  PARTNERSHIP, ITS
  GENERAL PARTNER

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By: 

  	
  NEA 12 GP, LLC, ITS
  GENERAL PARTNER

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  	
  /s/ Charles W. Newhall
  III

  
	
   

  	
   

  	
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  NEA VENTURES 2006,
  LIMITED PARTNERSHIP

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Pamela J. Clark

  
	
   

  	
  Name:

  	
  Pamela J. Clark

  
	
   

  	
  Title:

  	
  Vice President

  

 

 

[Signature Page to Waiver
of Investor Rights]

 

 

	
   

  	
  SERIES D PREFERRED INVESTORS:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  YOUNES &
  SORAYA NAZARIAN REVOCABLE TRUST

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Younes Nazarian

  
	
   

  	
  Name:

  	
  Younes Nazarian

  
	
   

  	
  Title:

  	
  Trustee

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  YOUNES NAZARIAN 2006
  ANNUITY TRUST

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Sam Nazarian

  
	
   

  	
  Name:

  	
  Sam Nazarian

  
	
   

  	
  Title:

  	
  Trustee

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  SORAYA NAZARIAN 2006
  ANNUITY TRUST

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ David Nazarian

  
	
   

  	
  Name:

  	
  David Nazarian

  
	
   

  	
  Title:

  	
  Trustee

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/ Anthony R.
  Bobulinski

  
	
   

  	
  Anthony R. Bobulinski

  
	
   

  	
   

  
	
   

  	
   

  
	
  Acknowledged and agreed
  to

  	
   

  
	
  as of the date first
  written above:

  	
   

  
	
   

  	
   

  
	
  ECHO GLOBAL LOGISTICS,
  INC.

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  By:

  	
  /s/ Douglas R. Waggoner

  	
   

  	
   

  
	
  Name:

  	
  Douglas R. Waggoner

  	
   

  	
   

  
	
  Title:

  	
  Chief Executive Officer

  	
   

  	
   

  

 

 

[Signature Page to
Waiver of Investor Rights]

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