Document:

EX-4.2

 Exhibit 4.2 

CA, Inc. 
 OFFICERS’
CERTIFICATE 
 Pursuant to Section 2.2 of the Indenture 

CA, Inc., a Delaware corporation (the “Company”), hereby certifies, through its Chief Accounting Officer, Neil A. Manna, and
its Treasurer, Navneet Govil, pursuant to Section 2.2 of the Indenture (the “Indenture”), dated as of June 1, 2008, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as
follows: 
 1. Pursuant to authority delegated by the Board of Directors on June 10, 2015 to the Pricing Committee
thereof, the Company has created a series of senior debt securities of the Company, designated as the 3.600% Senior Notes due 2020 (the “Notes”), to be issued under the Indenture, and authorized the sale of $400,000,000 aggregate
principal amount of the Notes. 
 2. The terms of the Notes are as follows: 

(a) the title of the Notes will be 3.600% Senior Notes due 2020 (CUSIP: 12673PAF2; ISIN: US12673PAF27); 

(b) the Notes will be issued at 99.901% of the principal amount of the Notes; 

(c) the aggregate principal amount of the Notes that may be authenticated and delivered under the Indenture will not be
limited, provided that the Company will be permitted to issue Notes after the date hereof only if, at the time of such issuance, the Company is in compliance with the covenants contained in the Indenture (except for Notes authenticated and delivered
upon registration of transfer of, or in exchange for, or in lieu of, other Notes pursuant to Section 2.7, 2.8, 2.11, 3.6 or 9.6 thereof); 

(d) the principal of the Notes will be payable on August 1, 2020; 

(e) the Notes will bear interest at the rate of 3.600% per annum from August 4, 2015, payable semi-annually in
arrears on February 1 and August 1 of each year, commencing February 1, 2016, until the principal of the Notes is paid or made available for payment, and the interest so payable will be paid to the persons in whose name the Notes are
registered at the close of business on January 15 or July 15 (whether or not a Business Day) next preceding such February 1 or August 1, respectively; 

(f) the place where (i) principal of and premium, if any, and interest on the Notes will be payable, (ii) the Notes
may be surrendered for registration of transfer or exchange and (iii) notices and demands to or upon the Company in 

 
respect of the Notes and the Indenture may be served will be at the principal corporate office or agency of the Trustee in the Borough of Manhattan, The City of New York (which initially will be
at 100 Wall Street, Suite 1600, New York, New York 10005); 
 (g) the Notes will be subject to redemption as provided in the
form thereof set forth in Exhibit A hereto; 
 (h) the Notes will be subject to repurchase by the Company at the
option of the Holders thereof at the period within which, the price at which and the terms and conditions upon which are provided in the form thereof set forth in Exhibit A hereto; 

(i) the Notes will be subject to repurchase by the Company upon the other terms and provisions as are provided in the form
thereof set forth in Exhibit A hereto; 
 (j) the Notes will be issued in denominations of $2,000 and integral
multiples of $1,000 in excess thereof; 
 (k) the Notes will be issued only in registered form without coupons and
represented by one or more Global Securities in the form thereof set forth in Exhibit A hereto; 
 (l) not applicable;

 (m) the currency of denomination of the Notes will be Dollars; 

(n) the principal of and premium, if any, and interest on the Notes will be paid in Dollars; 

(o) not applicable; 

(p) not applicable; 

(q) not applicable; 

(r) not applicable; 

(s) other than as set forth in paragraph 2(i) above, there will be no additions to or changes in the covenants set forth in
Article IV or V of the Indenture that apply to the Notes; 
 (t) not applicable; 

(u) the Notes will be “senior debt securities” under the Indenture; and 

(v) the Trustee will act as the Registrar, Paying Agent and Service Agent for the Notes. 

 3. Each of the undersigned certifies that, with respect to compliance with the
conditions or covenants provided for in the Indenture relating to the establishment of the terms of the Notes: 
 (a) each of
the undersigned has read all of such covenants and conditions contained in the Indenture, and the definitions in the Indenture relating thereto; 

(b) each of the undersigned has made an examination or investigation of the Indenture, the Company Order and the records of the
Company applicable to the statements contained herein; 
 (c) in the opinion of each of the undersigned, he or she has made
such examination or investigation as is necessary to enable him or her to express an informed opinion as to whether or not such conditions or covenants have been complied with; and 

(d) in the opinion of each of the undersigned, all such conditions or covenants have been complied with. 

[Signature page follows] 

 IN WITNESS WHEREOF, the Company, through the undersigned officers, signed this certificate and
affixed the corporate seal of the Company. 
 Dated: August 4, 2015 

 

			
	CA, INC.
		
	By:	 	 /s/ Neil A. Manna

	Name:	 	Neil A. Manna
	Title:	 	Senior Vice President, Chief Accounting Officer
		
	By:	 	 /s/ Navneet Govil

	Name:	 	Navneet Govil
	Title:	 	Senior Vice President, Treasurer

 Exhibit A 

(FACE OF SECURITY) 
 THIS SECURITY IS A
GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF THE DEPOSITORY OR A NOMINEE OF THE DEPOSITORY. THIS GLOBAL SECURITY IS EXCHANGEABLE FOR SECURITIES REGISTERED IN THE NAME OF A PERSON OTHER
THAN THE DEPOSITORY OR ITS NOMINEE ONLY IN THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE, AND MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TO A NOMINEE OF THE DEPOSITORY, BY A NOMINEE OF THE DEPOSITORY TO THE DEPOSITORY OR
ANOTHER NOMINEE OF THE DEPOSITORY OR BY THE DEPOSITORY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITORY OR A NOMINEE OF SUCH A SUCCESSOR DEPOSITORY. 
 UNLESS
THIS GLOBAL SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (“DTC”) TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY GLOBAL SECURITY ISSUED IS REGISTERED IN THE
NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER,
PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
  

					
	 No.        
	  	CUSIP: 12673PAF2	  	$        
			
		  	ISIN: US12673PAF27	  	

 CA, INC. 

3.600% SENIOR NOTE DUE 2020 

CA, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company,”
which term includes any successor Person under the Indenture hereinafter referred to), for value received, hereby promises to pay Cede & Co., as nominee for the Depository, or registered assigns, the principal sum of
         dollars ($        ) on August 1, 2020 and to pay interest thereon, accruing from August 4, 2015 or the most recent date in respect of
which interest has been paid or duly provided for at the rate of 3.600% per annum until the principal hereof is paid or duly provided for, semi-annually in arrears on February 1 and August 1 of each year (each an “Interest
Payment Date”) commencing February 1, 2016. The interest so payable shall be paid, as provided in the Indenture, to the Holder of this Global Security at the close of business on January 15 or July 15 (whether or not a Business
Day), as the case may be, immediately preceding the applicable Interest Payment Date (each an “Interest Record Date”). Interest on this Global Security will be calculated on the basis of a 360-day year consisting of twelve 30-day months.

  
 A-1 

 Payment of the principal of and premium, if any, and interest on this Global Security will be
made at the principal corporate office or agency of the Trustee in the Borough of Manhattan, The City of New York, New York. 
 Reference is
hereby made to the further provisions of this Global Security set forth on the reverse hereof, which such further provisions will for all purposes have the same effect as if set forth at this place. 

Unless the certificate of authentication hereon has been executed by the Trustee, directly or through an authenticating agent, by manual
signature of an authorized officer, this Global Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose. 

[Signature pages follow] 

  
 A-2 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 

Dated:                      

 

			
	CA, INC.
		
	By:	 	  

	Name:	 	
	Title:	 	
		
	By:	 	  

	Name:	 	
	Title:	 	

  
 A-3 

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 

This is a Global Security of the series designated herein referred to in the within-mentioned Indenture. 

 

			
	 U.S. BANK NATIONAL ASSOCIATION,

as Trustee

		
	By:	 	  

		 	Authorized Signatory
		
	Dated:	 	

  
 A-4 

 (REVERSE OF SECURITY) 

CA, INC. 
 3.600% SENIOR
NOTES DUE 2020 
 This Security is a Global Security evidencing a security of the duly authorized series of securities of the Company
designated as its 3.600% Senior Notes due 2020 (the securities of such series are herein called the “Securities”), issued under an Indenture, dated as of June 1, 2008 (herein called the “Indenture”, which term shall have the
meaning assigned to it in such instrument), between the Company and U.S. Bank National Association, as trustee (herein called the “Trustee”, which term includes any successor trustee under the Indenture). The terms of this Global Security
include those stated in, or made pursuant to, the Indenture. The Securities are subject to all such terms, and reference is made to the Indenture, all indentures supplemental thereto and all written instruments of the Company establishing such terms
for a statement of the respective rights, limitations of rights, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and
delivered. 
 The Securities shall be redeemable, at the Company’s option, in whole or in part, at any time or from time to time prior
to the Par Call Date (as defined below), upon not less than 30 nor more than 60 days’ notice. Upon redemption of the Securities, the Company shall pay a redemption price (the “Redemption Price”) equal to the greater of: 

 

	 	(a)	100% of the principal amount of the Securities to be redeemed; and 

  

	 	(b)	the sum of the present values of the Remaining Scheduled Payments (as defined below) of the Securities to be redeemed, discounted to the date of redemption on a semi-annual basis (assuming a 360-day year consisting of
twelve 30-day months) at the Treasury Rate (as defined below) plus 30 basis points, provided that the principal amount of each Security remaining outstanding after redemption in part will be $2,000 or an integral multiple of $1,000 in excess
thereof; 

 in each case plus accrued interest thereon to, but excluding, the date of redemption (the “Redemption
Date”). 
 At any time on or after the Par Call Date, the Company may redeem, in whole or in part, the Securities, at 100% of the
principal amount being redeemed plus accrued interest thereon to, but excluding, the Redemption Date. 
 If the Redemption Date is on or
after an Interest Record Date and on or before the related Interest Payment Date, the accrued and unpaid interest, if any, will be paid to the Person in whose name the Securities are registered at the close of business on such Interest Record Date,
and no additional interest will be payable to Holders whose Securities will be subject to redemption by the Company. 

  
 A-5 

 The following terms have the following meanings: 

“Comparable Treasury Issue” means the United States Treasury security selected by an Independent Investment Banker as
having a maturity comparable to the remaining term of the Securities to be redeemed (assuming, for this purpose, that the Securities mature on the Par Call Date) that would be used, at the time of selection and in accordance with customary financial
practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Securities. 

“Comparable Treasury Price” means, with respect to any Redemption Date, the Reference Treasury Dealer Quotations for
that Redemption Date. 
 “Independent Investment Banker” means the Reference Treasury Dealer appointed by the
Company. 
 “Par Call Date” means July 1, 2020. 

“Reference Treasury Dealer” means (i) each of J.P. Morgan Securities LLC and Merrill Lynch, Pierce,
Fenner & Smith Incorporated and their respective successors and (ii) any other primary U.S. Government securities dealer in New York City selected by the Company. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date,
the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker by
such Reference Treasury Dealer at 5:00 p.m., New York City time, on the third Business Day preceding that Redemption Date, after excluding the highest and lowest of such quotations, unless the Independent Investment Banker obtains fewer than four
such quotations, in which case the average of all of such quotations. 
 “Remaining Scheduled Payments” means, with
respect to each Security to be redeemed, the remaining scheduled payments of the principal thereof and interest thereon that would be due after the related Redemption Date therefor if such Security matured on the Par Call Date; provided,
however, that, if that Redemption Date is not an Interest Payment Date, the amount of the next succeeding scheduled interest payment thereon shall be reduced by the amount of interest accrued thereon to that Redemption Date. 

“Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent
yield to maturity, computed as of the third Business Day immediately preceding that Redemption Date, of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to
the Comparable Treasury Price for that Redemption Date. 
 Notice of any redemption shall be mailed by first-class mail at least 30 days but
not more than 60 days before the Redemption Date to each Holder of Securities to be redeemed. If less than all the Securities are to be redeemed, the Securities to be redeemed shall be selected by the Trustee not more than 60 days before the
Redemption Date by such method as the Trustee deems fair and appropriate. Unless the Company defaults in payment of the Redemption Price, on and after the Redemption Date, interest shall cease to accrue on the Securities or portions thereof called
for redemption. 

  
 A-6 

 The Securities are not subject to any sinking fund requirement. 

If a Change of Control Repurchase Event (as defined below) occurs, unless the Company has exercised its right to redeem all of the Securities
as described above, each Holder of the Securities shall have the right to require the Company to repurchase all or any part (equal to $2,000 and integral multiples of $1,000 in excess thereof) of such Holder’s Securities at a purchase price in
cash equal to 101% of the principal amount of the Securities plus accrued and unpaid interest, if any, to the date of repurchase (subject to the right of Holders of record on the relevant Interest Record Date to receive interest due on the relevant
Interest Payment Date); provided that after giving effect to the purchase, any of the Securities that remain outstanding shall have a denomination of $2,000 or integral multiples of $1,000 in excess thereof. 

Within 30 days following any Change of Control Repurchase Event, unless the Company has exercised its right to redeem all of the Securities as
described above, the Company shall mail a notice (the “Change of Control Offer”) by first-class mail to each Holder, with a copy to the Trustee, stating: 

(a) that such Change of Control Repurchase Event has occurred and that such Holder has the right to require the Company to
repurchase such Holder’s Securities at a purchase price in cash equal to 101% of the principal amount of the Securities plus accrued and unpaid interest, if any, to the date of repurchase (subject to the right of Holders of record on the
relevant interest record date to receive interest due on the relevant Interest Payment Date) (the “Change of Control Payment”); 

(b) the date of repurchase (which shall be no earlier than 30 days nor later than 60 days from the date the Change of Control
Offer is mailed) (the “Change of Control Payment Date”); 
 (c) the procedures determined by the Company,
consistent with the Indenture, that a Holder must follow in order to have its Securities repurchased; and 
 (d) if such
notice is mailed prior to the date of consummation of the Change of Control, that the Change of Control Offer is conditioned upon the Change of Control being consummated on or prior to the Change of Control Payment Date. 

On the Change of Control Payment Date, the Company shall, to the extent lawful: 

(i) accept for payment all Securities or portions of Securities (equal to $2,000 and integral multiples of $1,000 in excess
thereof) properly tendered pursuant to the Change of Control Offer; 
 (ii) deposit with the Paying Agent an amount equal to
the Change of Control Payment in respect of all Securities or portions of Securities so tendered; and 
 (iii) deliver or
cause to be delivered to the Trustee the Securities so accepted together with an officers’ certificate stating the aggregate principal amount of Securities or portions of Securities being repurchased by the Company. 

  
 A-7 

 The Paying Agent shall promptly mail to each Holder of Securities so tendered the Change of
Control Payment for such Securities, and the Trustee shall promptly authenticate and mail (or cause to be transferred by book entry) to each Holder a new security equal in principal amount to any unpurchased portion of the Securities surrendered, if
any, provided that each such new security shall be in a principal amount of $2,000 and integral multiples of $1,000 in excess thereof. 

If the Change of Control Payment Date is on or after an interest record date and on or before the related Interest Payment Date, any accrued
and unpaid interest, if any, shall be paid to the Person in whose name the Security is registered at the close of business on such interest record date, and no additional interest shall be payable to Holders who tender pursuant to the Change of
Control Offer. 
 Holders of Securities electing to have Securities purchased pursuant to a Change of Control Offer will be required to
surrender their Securities, with the form entitled “Option of Holder to Elect Purchase” on the reverse of this Security completed, to the Paying Agent at the address specified in the notice, or transfer their Securities to the Paying Agent
by book-entry transfer pursuant to the applicable procedures of the Paying Agent, prior to the close of business on the third Business Day prior to the Change of Control Payment Date. 

The Company shall not be required to make the Change of Control Offer upon a Change of Control Repurchase Event if a third party makes the
Change of Control Offer in the manner, at the times and otherwise in compliance with the requirements set forth in the Indenture applicable to the Change of Control Offer to be made by the Company and repurchases all Securities validly tendered and
not withdrawn under the Change of Control Offer. 
 The Company shall comply, to the extent applicable, with the requirements of Rule 14e-1
under the Exchange Act and any other securities laws or regulations in connection with the repurchase of Securities pursuant to the Change of Control Offer. To the extent that the provisions of any securities laws or regulations conflict with
provisions of the Indenture, the Company shall comply with the applicable securities laws and regulations and will not be deemed to have breached its obligations described in the Indenture by virtue of the conflict. 

The following terms have the following meanings: 

“Change of Control” means: 

(a) the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is
that any “person” or “group” of related persons (as such terms are used in Sections 13(d) and 14(d) of the Exchange Act) becomes the “beneficial owner” (as defined in Rules 13d-3 and 13d-5 under the Exchange Act, except
that such person or group shall be deemed to have “beneficial ownership” of all shares that any such person or group has the right to acquire, whether such right is exercisable immediately or only after the passage of time), directly or
indirectly, of a majority of the total voting power of the Company’s Voting 

  
 A-8 

 
Stock (such person or group shall be deemed to beneficially own any of the Company’s Voting Stock held by a parent entity if such person or group is the “beneficial owner,”
directly or indirectly, of a majority of the voting power of the Voting Stock of such parent entity); or 
 (b) the Company
consolidates with, or merges with or into, any Person, or any Person consolidates with, or merges with or into, the Company, in any such event pursuant to a transaction in which any of the Company’s outstanding Voting Stock or the outstanding
Voting Stock of such other Person is converted into or exchanged for cash, securities or other property, other than any such transaction where the shares of the Company’s Voting Stock outstanding immediately prior to such transaction
constitute, or are converted into or exchanged for, a majority of the Voting Stock of the surviving Person immediately after giving effect to such transaction; or 

(c) the first day on which a majority of the members of the Company’s board of directors cease to be Continuing Directors;
or 
 (d) the direct or indirect sale, lease, transfer, conveyance or other disposition (other than by way of merger or
consolidation), in one or a series of related transactions, of all or substantially all of the Company’s assets and the assets of the subsidiaries taken as a whole to any “person” (as such term is used in Sections 13(d) and 14(d) of
the Exchange Act) other than to the Company or one of its subsidiaries; or 
 (e) the adoption by the Company’s
stockholders of a plan or proposal for its liquidation or dissolution. 
 Notwithstanding the foregoing, a transaction shall not be
considered to be a Change of Control if (a) the Company becomes a direct or indirect wholly owned subsidiary of a holding company and (b) immediately following that transaction, (1) the direct or indirect holders of the Voting Stock
of the holding company are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction or (2) no person or group is the beneficial owner, directly or indirectly, of more than a majority of the
Voting Stock of the holding company. 
 “Change of Control Repurchase Event” means the occurrence of both a Change
of Control and a Rating Decline. 
 “Continuing Directors” means, as of any date of determination, any member of
the Company’s board of directors who (a) was a member of the Company’s board of directors on the closing date of the offering of the Securities or (b) was nominated for election or elected to the Company’s board of directors
with the approval of a majority of the Continuing Directors who were members of the Company’s board of directors at the time of such nomination or election (either by a specific vote or by approval of the Company’s proxy statement in which
such member was named as a nominee for election as a director, without objection to such nomination). 
 “Fitch” a
jointly-owned subsidiary of Fimalac, S.A. and the Hearst Corporation. 
 “Investment Grade” means BBB- or higher by
S&P, Baa3 or higher by Moody’s and BBB- or higher by Fitch, or the equivalent of such ratings by S&P, Moody’s or Fitch or, if S&P, Moody’s or Fitch shall not make a rating on the Securities publicly available, another
Rating Agency. 

  
 A-9 

 “Moody’s” means Moody’s Investors Service Inc., a subsidiary
of Moody’s Corporation, and its successors. 
 “Rating Agency” means each of S&P, Moody’s and Fitch
or, to the extent S&P, Moody’s or Fitch do not make a rating on the Securities publicly available, a “nationally recognized statistical rating organization” (as such term is defined in Section 3(a)(62) of the Securities
Exchange Act of 1934) or “organizations”, as the case may be, selected by the Company (as certified by a resolution of the Company’s board of directors), which shall be substituted for S&P, Moody’s or Fitch, as the case may
be. 
 “Rating Decline” means the Securities cease to be rated Investment Grade by at least two of the three Rating
Agencies on any date during the period from the date of the first public notice of an arrangement that could result in a Change of Control until 60 days following the consummation of such Change of Control (which period will be extended following
the consummation of such Change of Control for so long as any of the Rating Agencies has publicly announced that it is considering a possible downgrade in its rating of the Securities). 

“S&P” means Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc. and
its successors. 
 “Voting Stock” of any specified Person as of any date means the capital stock of such Person
that is at the time entitled to vote generally in the election of the board of directors of such Person. 
 The Indenture contains
provisions for defeasance at any time of the entire indebtedness of this Global Security or certain restrictive covenants and Events of Default with respect to this Global Security, in each case upon compliance with certain conditions set forth in
the Indenture. 
 If an Event of Default with respect to Securities shall occur and be continuing, the principal of the Securities may be
declared due and payable in the manner and with the effect provided in the Indenture. 
 The Indenture permits, with certain exceptions as
therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities to be affected under the Indenture at any time by the Company and the Trustee with the consent
of the Holders of a majority in principal amount of the Securities at the time Outstanding to be affected. Without the consent of any Holder of Securities, the Indenture or the Securities may be amended to cure, correct or supplement any ambiguity,
omission, defect or inconsistency as to the Securities or to make any change that does not adversely affect the rights of any Holder of the Securities in any material respect. The Indenture also contains provisions permitting the Holders of a
majority in principal amount of the Securities at the time Outstanding, on behalf of the Holders of all of the Securities, to waive compliance by the Company with certain provisions of the Indenture and certain past defaults under the Indenture and
their consequences. Any such consent or waiver by the Holder of this Global Security shall 

  
 A-10 

 
be conclusive and binding upon such Holder and upon all future Holders of this Global Security and of any Security issued upon the registration of transfer hereof or in exchange hereof or in lieu
hereof, whether or not notation of such consent or waiver is made upon this Global Security. 
 There is no limit on the aggregate principal
amount of Securities of this series that may be issued by the Company. Without notice to or consent of any Holder of any Securities of this series, the Company may, from time to time and at any time, issue and sell additional Securities of this
series with the same title and terms as this Global Security, except for the issue date, the issue price and the first Interest Payment Date of such additional Securities. 

This Global Security shall be exchangeable for Securities registered in the names of Holders other than the Depository or its nominee only if
(i) the Depository notifies the Company that it is no longer willing or able to act as Depository for this Global Security or ceases to be a clearing agency registered under the Exchange Act and, in either case, the Company does not appoint a
successor Depository registered as a clearing agency under the Exchange Act within 90 days of such notice or becoming aware that the Depositary is no longer so registered, (ii) an Event of Default with respect to the Securities represented this
Global Security shall have occurred and be continuing and the Depositary requests the issuance of certificated securities or (iii) the Company executes and delivers to the Trustee an Officers’ Certificate to the effect that this Global
Security shall be so exchangeable or. In the event this Global Security becomes exchangeable pursuant to the preceding sentence, this Global Security shall be exchangeable for Securities registered in such names as the Depository shall direct in
writing in an aggregate principal amount equal to the principal amount of this Global Security with like tenor and terms. 
 Except as
provided in the immediately preceding paragraph, this Global Security may not be transferred except as a whole by the Depository to a nominee of such Depository, by a nominee of such Depository to such Depository or another nominee of such
Depository or by the Depository or any such nominee to a successor Depository or a nominee of such a successor Depository. 
 The Indenture
and this Global Security shall be governed by, and construed in accordance with, the laws of the State of New York. 
 All terms used in
this Global Security that are defined in the Indenture and not herein otherwise defined shall have the meanings assigned to them in the Indenture. 

  
 A-11 

 FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers unto 

 

	
	  

	(Please insert social security,
	 tax identification number or other

identifying number of assignee)

 

					
	  
	  	
		
	  
	  	
		
	  
	  	
		
	(Please print or type name and address, including postal zip code of assignee)	  	
		
	the within Global Security and all rights thereunder, hereby irrevocably constituting and	  	
			
	appointing	  	  
	  	
		
	attorney to transfer said Global Security on the books of CA, Inc., with full power of substitution in the premises.	  	

					
			
	Dated:	  	
                     

	  	

					
			
	Signature:	  	  
	  	

					
			
	Signature guarantee:	  	  
	  	

 NOTE: The signature to this assignment must correspond exactly with the name as written upon the face of the
within Global Security in every particular without alteration or enlargement or any change whatsoever and must be guaranteed by a commercial bank or trust company having its principal office or correspondent in The City of New York or by a member of
the New York Stock Exchange that is a participant in a recognized Signature Guarantee Medallion Program (or as otherwise acceptable to the Trustee). 

  
 A-12 

 OPTION OF HOLDER TO ELECT PURCHASE 

If the undersigned wants to elect to have this Global Security purchased by CA, Inc. pursuant to the provisions hereof, check the box below:

  
  ̈ 

If the undersigned wants to elect to have only part of this Global Security purchased by CA, Inc. pursuant to the provisions hereof, state the
amount the undersigned elects to have purchased: 
 $         

 

					
	Dated:	 	
                     

	 	

					
			
	Signature:	 	  
	 	

					
			
	Tax Identification Number:	 	  
	 	

					
			
	Signature guarantee:	 	  
	 	

 NOTE: The signature to this assignment must correspond exactly with the name as written upon the face of the
within Global Security in every particular without alteration or enlargement or any change whatsoever and must be guaranteed by a commercial bank or trust company having its principal office or correspondent in The City of New York or by a member of
the New York Stock Exchange that is a participant in a recognized Signature Guarantee Medallion Program (or as otherwise acceptable to the Trustee). 

  
 A-13EX-10.1

 Exhibit 10.1 

JUNIPER PHARMACEUTICALS, INC. 

2015 LONG-TERM INCENTIVE PLAN 

NONQUALIFIED STOCK OPTION AWARD AGREEMENT 

THIS AGREEMENT (the “Agreement”) is made effective as of the [DAY] day of [MONTH], [YEAR], (hereinafter
called the “Date of Grant”), between Juniper Pharmaceuticals, Inc., a Delaware corporation (hereinafter called the “Company”), and [NAME] (hereinafter called the “Participant”): 

R E C I T A L S: 

WHEREAS, the Company has adopted the 2015 Long-Term Incentive Plan (the “Plan”), which Plan is incorporated herein by
reference and made a part of this Agreement. Capitalized terms not otherwise defined herein shall have the same meanings as in the Plan; and 

WHEREAS, the Committee has determined that it would be in the best interests of the Company and its shareholders to grant the option provided
for herein to the Participant pursuant to the Plan and the terms set forth herein. 
 NOW THEREFORE, in consideration of the mutual
covenants hereinafter set forth, the parties agree as follows: 
 1. Grant of the Option. The Company hereby grants to the
Participant the right and option (the “Option”) to purchase, on the terms and conditions hereinafter set forth, all or any part of an aggregate of [# OF SHARES] Shares, subject to adjustment as set forth in the Plan. The
purchase price of the Shares subject to the Option shall be $[PRICE] per Share (the “Option Price”). The Option is intended to be a non-qualified stock option, and is not intended to be treated as an option that complies with
Section 422 of the Internal Revenue Code of 1986, as amended. 
 2. Vesting. 

(a) The Options granted pursuant to the Plan shall vest and become exercisable in accordance with the following schedule, if the Participant
is employed by, or providing service to, the Company on such date: 
  

			
	First Anniversary of the Date of Grant	  	[%]
		
	Second Anniversary of the Date of Grant	  	[%]
		
	Third Anniversary of the Date of Grant	  	[%]
		
	Fourth Anniversary of the Date of Grant	  	[%]

 3. Exercise of Option. 

(a) Period of Exercise. The Option shall have a term of seven years from the Date of Grant and shall terminate at the expiration of
that period, unless it is terminated at an earlier date pursuant to the provisions of this Agreement or the Plan. The Option shall automatically terminate upon the happening of the first of the following events: 

(i) one year following the date of the Participant’s separation from service due to death or Disability; 

(ii) three months following the date of the Participant’s separation from service with the Company without Cause (as
defined in the Plan); and 
 (iii) the date of the Participant’s separation from service with the Company for Cause (as
defined in the Plan) or by the Participant for any reason or due to the Participant’s death or Disability (as defined in the Plan). 

Any portion of the Option that is not exercisable at the time the Participant ceases to be employed by, or provide service to, the Employer
shall immediately terminate. 
 (b) Method of Exercise. 

(i) Subject to Section 6(c) of the Plan, the vested portion of the Option may be exercised by delivering to the Company at
its principal office written notice of intent to so exercise; provided that, the Option may be exercised with respect to whole Shares only. Such notice shall specify the number of Shares for which the Option is being exercised and shall be
accompanied by payment in full of the Option Price. The payment of the Option Price may be made at the election of the Participant (i) in cash, (ii) in the discretion of the Committee, by the delivery of Shares then owned by the
Participant, (iii) in the discretion of the Committee, by directing the Company to withhold Shares otherwise deliverable upon exercise to satisfy the exercise price, (iv) in the discretion of the Committee, by delivering a properly
executed exercise notice to the Company together with a copy of irrevocable instructions to a broker to deliver promptly to the Company in the amount of sale or loan proceeds to pay the exercise price as long as such transaction does not constitute
an impermissible loan to an executive officer under Section 13(k) of the Exchange Act (Section 402 of the Sarbanes-Oxley Act of 2002), or (v) by any other method the Committee may prescribe that it determines to be consistent with
applicable law and the purpose of the Plan, including, without limitation, in lieu of the exercise of an Option by delivery of Shares then owned by a Participant, providing the Company with a notarized statement attesting to the number of Shares
owned, where upon verification by the Company, the Company would issue to the Participant only the number of incremental Shares to which the Participant is entitled upon exercise of the Option. No Participant shall have any rights to dividends or
other rights of a stockholder with respect to Shares subject to an Option until the Participant has 

 
given written notice of exercise of the Option, paid in full for such Shares and, if applicable, has satisfied any other conditions imposed by the Committee pursuant to the Plan. 

(ii) Notwithstanding any other provision of the Plan or this Agreement to the contrary, the Option may not be exercised prior
to the completion of any registration or qualification of the Option or the Shares under applicable state and federal securities or other laws, or under any ruling or regulation of any governmental body or national securities exchange that the
Committee shall in its sole discretion determine to be necessary or advisable. 
 (iii) Upon the Company’s determination
that the Option has been validly exercised as to any of the Shares, the Company shall issue certificates in the Participant’s name for such Shares. However, the Company shall not be liable to the Participant for damages relating to any delays
in issuing the certificates to him, any loss of the certificates, or any mistakes or errors in the issuance of the certificates or in the certificates themselves. 

(iv) In the event of the Participant’s death, the vested portion of the Option shall remain exercisable by the
Participant’s executor or administrator, or the person or persons to whom the Participant’s rights under this Agreement shall pass by will or by the laws of descent and distribution as the case may be, to the extent set forth in
Section 3(a). Any heir or legatee of the Participant shall take rights herein granted subject to the terms and conditions hereof. 
 4.
Withholding. Prior to the issuance of shares upon the exercise of the Option, the Participant must make arrangements satisfactory to the Company to pay or provide for any applicable federal, state and local withholding obligations of the
Company. The Committee, in its sole discretion and pursuant to such procedures as it may specify from time to time, may permit a Participant to satisfy such tax withholding obligation, in whole or in part by (without limitation) (i) electing to
have the Company withhold Shares of Common Stock having a Fair Market Value equal to the amount of tax to be withheld or (ii) the delivery of irrevocable instructions to a broker to deliver promptly to the Company an amount equal to the amount
required to be withheld. However in no event will the amount of Shares withheld exceed the amount necessary to satisfy the required minimum statutory withholding. 

5. Change of Control. Upon a Change of Control (as defined by the Plan), the terms of the Plan shall apply. Notwithstanding the
foregoing, the Options granted hereby shall become immediately exercisable in full upon the occurrence of a Change of Control. 
 6.
Option Recovery. If the Committee determines that the Participant (a) engaged in conduct that constituted Cause (as defined in the Plan) at any time prior to the Participant’s Termination of Services, (b) engaged in conduct
during the one year period after the Participant’s Termination of Services that would have constituted Cause if the Participant had not ceased to provide services, or (c) violates the terms of any
non-

 
compete agreement, non-solicitation agreement, confidentiality agreement, or any other restriction on the Participant’s post-termination activities established under any agreement with the
Company or other Company policy or arrangement during the one year after the Participant’s ceases to provide services to the Company, then (i) any Option held by the Participant shall immediately terminate without consideration and
(ii) the Participant shall return any Shares received upon exercise of this Option or repay to the Company any proceeds received from the sale of other disposition of the Shares transferred pursuant to this Option less the Exercise Price. Upon
any exercise of an Option, the Company may withhold delivery of share certificates pending resolution of an inquiry that could lead to a finding resulting in a forfeiture under this Section. 

7. Legend on Certificates. The certificates representing the Shares purchased by exercise of the Option shall be subject to the rules,
regulations, and other requirements of the Securities and Exchange Commission, any stock exchange upon which such Shares are listed, and any applicable federal or state laws, and the Committee may cause a legend or legends to be put on any such
certificates to make appropriate reference to such restrictions. 
 8. Transferability. The Option may not be assigned, alienated,
pledged, attached, sold or otherwise transferred or encumbered by the Participant otherwise than by will or by the laws of descent and distribution, and any such purported assignment, alienation, pledge, attachment, sale, transfer or encumbrance
shall be void and unenforceable against the Company or any Affiliate; provided that the designation of a beneficiary shall not constitute an assignment, alienation, pledge, attachment, sale, transfer or encumbrance. No such permitted transfer of the
Option to heirs or legatees of the Participant shall be effective to bind the Company unless the Committee shall have been furnished with written notice thereof and a copy of such evidence as the Committee may deem necessary to establish the
validity of the transfer and the acceptance by the transferee or transferees of the terms and conditions hereof. During the Participant’s lifetime, the Option is exercisable only by the Participant, and shall not be transferable otherwise than
by will or the laws of descent and distribution. 
 9. Securities Laws. Upon the acquisition of any Shares pursuant to the exercise
of the Option, the Participant will make or enter into such written representations, warranties and agreements as the Committee may reasonably request in order to comply with applicable securities laws or with this Agreement. 

10. No Right to Continued Employment. Neither the Plan nor this Agreement shall confer upon the Participant any right to be retained in
any position, as an Employee, Director or consultant of the Company. Further, nothing in the Plan or this Agreement shall be construed to limit the discretion of the Company to terminate the Participant at any time, with or without Cause. 

11. No Impact on Other Benefits. The value of the Participant’s Option is not part of his or her normal or expected compensation
for purposes of calculating any severance, retirement, welfare, insurance or similar employee benefit. 

 12. Notices. Any notice necessary under this Agreement shall be addressed to the Company
in care of its Secretary at the principal executive office of the Company and to the Participant at the address appearing in the personnel records of the Company for the Participant or to either party at such other address as either party hereto may
hereafter designate in writing to the other. Any such notice shall be deemed effective upon receipt thereof by the addressee. 
 13.
Choice of Law. This Agreement shall be governed by and construed in accordance with the laws of the state of Delaware without regard to conflicts of laws. 

14. Option Subject to Plan. By entering into this Agreement the Participant agrees and acknowledges that the Participant has received
and read a copy of the Plan. The Option is subject to the Plan. The terms and provisions of the Plan, as they may be amended from time to time, are hereby incorporated herein by reference. In the event of a conflict between any term or provision
contained herein and a term or provision of the Plan, the applicable terms and provisions of the Plan will govern and prevail. 
 15.
Broad Authority. By accepting this Agreement, the Participant agrees and acknowledges that all decisions and determinations of the Committee shall be final and binding on the Participant, his or her beneficiaries and any other person having
or claiming an interest in the Option. 
 16. Signature in Counterparts. This Agreement may be signed in counterparts, each of which
shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument. 
 17.
Severability. If any provision of this Agreement is or becomes or is deemed to be invalid, illegal or unenforceable in any jurisdiction or would disqualify this Agreement or the Option under any applicable law, such provision shall be
construed or deemed amended to conform to applicable law (or if such provision cannot be so construed or deemed amended without materially altering the purpose or intent of this Agreement and the grant of the Option hereunder, such provision shall
be stricken as to such jurisdiction and the remainder of this Agreement and the award shall remain in full force and effect). 
 18.
Complete Agreement. Except as otherwise provided for herein, this Agreement and those agreements and documents expressly referred to herein embody the complete agreement and understanding among the parties and supersede and preempt any prior
understandings, agreements or representations by or among the parties, written or oral, which may have related to the subject matter hereof in any way. The terms of this Agreement shall be binding upon the executors, administrators, heirs,
successors and assigns of the Participant. 
 [Signatures on next page.] 

 IN WITNESS WHEREOF, the parties have caused this Agreement to be effective as of the day and year
first above written. 
  

	
	 Juniper Pharmaceuticals, Inc.

	
	  

	Name:             
	
	  

	Title:             
	
	  

	
	Participant
	
	  

	Name:             
	
	  

	Title:

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