Document:

Amendment Agreement Number Amend-CW170596

 Exhibit 4.10.9 
 CONFIDENTIAL TREATMENT 
 [***] = Pursuant to 17 CFR 230.406,
confidential information has been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Application filed with the Commission. 

AMENDMENT AGREEMENT NUMBER AMEND-CW170596 
 Amendment No. 6 – Regulus West, LLC 
 This Amendment Agreement
Number AMEND-CW170596 (“Amendment”) is made and entered into this 30th day of October, 2010 (“Amendment Effective Date”) between American Express Travel Related Services Company, Inc., a.k.a. “American Express”, a.k.a.
“AMEX” (herein after “Amexco”), and Regulus West, LLC a Delaware limited liability company, having its principal place of business at 860 Latour Court, Napa, California 94558 (the “Vendor”). 

RECITALS 

WHEREAS, prior to the Amendment Effective Date, Amexco and Vendor entered into an agreement dated on or about October 25,
1999 (the “Agreement”), (a copy of which is hereto attached as Exhibit A). 
 WHEREAS, prior to the Amendment
Effective Date, Amexco and Vendor amended the Agreement at separate times, the first amendment made on or about July 1, 2000 (“Amendment No. 1”), the second amendment made on or about June 1, 2002 (“Amendment
No. 2”), the third amendment made on or about August 18, 2006 and identified as Amendment Number NYC-0-06-2807 (“Amendment No. 3”), the fourth amendment made on or about November 2006 and identified as Amendment Number
NYC-0-06-3581 (“Amendment No. 4”) and the fifth amendment made on or about October 30, 2009 and identified as Amendment Number NYC-0-06-2162-02 (collectively referred to herein as “Prior Amendments”). (Copies of the
Prior Amendments are attached hereto as Exhibit B) 
 WHEREAS, Amexco and Vendor wish to amend certain of the terms as
set forth in the Agreement and as set for in the Prior Amendments. 
 NOW, THEREFORE, in consideration of the mutual
promises and agreements set forth below, the parties agree as follows: 
  

	1.	General 

  

	1.1	If there is a conflict between the Agreement and this Amendment the terms of this Amendment shall govern. 

	1.2	If there is a conflict between the Prior Amendments and this Amendment the terms of this Amendment shall govern. 

 

	1.3	Except as otherwise modified herein, the capitalized terms used in this Amendment shall have the meaning specified in the Agreement and/or the Prior Amendments.

  

	1.4	Except as amended herein, the remaining terms and conditions of the Agreement and the Prior Amendments shall remain in full force and effect. 

 

	1.5	The term “Comprehensive Amendment” as defined in the Prior Amendments shall refer to this Amendment. 

 

	1.6	The Schedules and Exhibits attached to this Amendment shall be deemed part of the Agreement, binding upon the parties and shall control where applicable.

  

	1.7	All references to AMEX in the Agreement or the Prior Amendments, including without limitation references appearing within defined terms, shall be read as references to
Amexco. 

 AMENDED TERMS 
 Prior Amendment No. 5 (See Exhibit B) 
  

	1.	Article 44, Section 44.1 is hereby amended to state as follows: 

 This Amendment shall commence as of the Amendment Effective Date and shall continue in full force and effect thereafter unless and until the Agreement expires or is terminated as provided in Article 20 of
the Agreement. Each Schedule shall become effective when duly executed by both parties and shall continue thereafter unless terminated as permitted hereunder. Notwithstanding Article 2 Section 2.01 of the Agreement, the Term of the Agreement,
as amended, shall continue until 12:00 midnight on October 31, 2013 unless terminated earlier pursuant to Article 20 of the Agreement. This Amendment will automatically renew for a one (1) year period unless Amexco provides Vendor with
written notice not to renew one hundred and eighty (180) days prior to the expiration of this Amendment. 
  

	2.	Prior Amendment No. 5, Exhibit B (Prior Amendments) is hereby deleted and replaced with Amendment Exhibit P. 

 

	3.	Prior Amendment No. 5, Exhibit C (Performance Standards) is hereby deleted and replaced with Amendment Exhibit M. 

 

	4.	Prior Amendment No. 5, Exhibit D (Security Measures) is hereby deleted and replaced with Amendment Exhibit N. 

	5.	Prior Amendment No. 5, Exhibit I (Crisis Preparedness Program Requirements) is hereby deleted and replaced with Amendment Exhibit O. 

 

	6.	Prior Amendment No. 5, Schedule B (Compensation) is hereby deleted and replaced with Amendment Schedule E. 

CONTINUED ON NEXT PAGE. 

	7.	Prior Amendment No. 5, Schedule D/Exhibit A (OEI Pricing) is hereby deleted and replaced with Amendment Schedule E. 

 

	8.	Prior Amendment No. 5, Schedule D (OEI SOW) is hereby deleted and replaced by Amendment Schedule F. 

 

	9.	Exhibits and Attachments: The following are attached hereto and incorporated herein by this reference: 

 

			
	Exhibit A	  	- The Agreement
	Exhibit B	  	- The Prior Amendments
	Exhibit C	  	- Performance Standards
	Exhibit D	  	- Security Measures
	Exhibit E	  	- Form of Schedule – Sample
	Exhibit F	  	- Form of Non-Disclosure Agreement
	Exhibit G	  	- Taxing Jurisdictions
	Exhibit H	  	- Information Protection Contract Requirements (Intentionally left blank.)
	Exhibit I	  	- Crisis Preparedness Program
	Exhibit J	  	- Competitive Intelligence & Benchmarking Policies
	Exhibit K	  	- Business Contingency Plan (BCP) For American Express Chicago Site
	Exhibit L	  	- January 1, 2006 Agreement with Respect to Regulation AB Compliance
	Exhibit M	  	- Performance Standards - Amendment 6
	Exhibit N	  	- Security Measures - Amendment 6
	Exhibit O	  	- Crisis Preparedness Program Requirements - Amendment 6
	Exhibit P	  	 - The Prior Amendments – Amendment 6
 - P1 – Original Agreement
 - P2 – Prior Amendment 1

- P3 – Prior Amendment 2
 - P4 – Prior
Amendment 3
 - P5 – Prior Amendment 4
 - P6 – Prior Amendment 5

		
	Schedule A	  	- Procedures
	Schedule B	  	- Compensation
	Schedule C	  	- Service Locations
	Schedule D	  	- Open, Extract and Image Statement of Work (OEI SOW)
	Schedule D, Exhibit A	  	- OEI Pricing
	Schedule E	  	- Compensation and Pricing - Amendment 6
	Schedule F	  	- OEI Procedures - Amendment 6

 SIGNATURE BLOCKS ARE ON THE NEXT PAGE. 

IN WITNESS WHEREOF, the parties hereto have duly executed this Amendment as of the day, month and year first written above. 

 

									
	 AMERICAN EXPRESS TRAVEL
 RELATED SERVICES COMPANY, INC.
	 		 	REGULUS WEST, LLC.
					
	By: 	 	 /s/
	 		 	By: 	 	 /s/

					
	Name:	 	  
	 		 	Name:	 	  

		 	(Type or print)	 		 		 	(Type or print)
					
	Title:	 	  
	 		 	Title:	 	  

					
	Date:	 	  
	 		 	Date:	 	  

 Exhibits A through L 

[Exhibits A through L to the Amendment Agreement Number NYC-0-06-2161-02 to Remittance Processing Service Agreement incorporated by
reference to Exhibit 4.10.8 to the Registration Statement on Form S-3 to which this document 
 is attached as an exhibit]

 Exhibit M 
 [*** 2 pages omitted] 

 Exhibit N 
 [*** 2 pages omitted] 

 Exhibit O 
 [*** 24 pages omitted] 

 Exhibit P-1 
 [Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10 to the Registration Statement on Form S-3 to which this document is attached as an exhibit] 

 Exhibit P-2 
 [Amendment Agreement No. 1 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10.1 to the Registration Statement on Form S-3 to which this document is attached as an
exhibit] 

 Exhibit P-3 
 [Amendment Agreement No. 2 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10.2 to the Registration Statement on Form S-3 to which this document is attached as an
exhibit] 

 Exhibit P-4 
 [Amendment Agreement No. NYC-0-06-2807 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10.6 to the Registration Statement on Form S-3 to which this document is attached
as an exhibit] 

 Exhibit P-5 
 [Amendment Agreement No. NYC-0-06-3581 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10.7 to the Registration Statement on Form S-3 to which this document is attached
as an exhibit] 

 Exhibit P-6 
 [Amendment Agreement No. NYC-0-06-2162-02 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4,10,8 to the Registration Statement on Form S-3 to which this document is
attached as an exhibit] 

 Schedules A through D 

[Schedules A through D of the Amendment Agreement Number NYC-0-06-2161-02 to Remittance Processing Service Agreement incorporated by
reference to Exhibit 4.10.8 to the Registration Statement on Form S-3 to which this 
 document is attached as an exhibit]

 Schedule E 
 [*** 8 pages omitted] 

 Schedule F 
 [*** 115 pages omitted]Seller Agreement among American Express Centurion Bank, American Express Bank,

 Exhibit 4.11 
 SELLER AGREEMENT 
 SELLER AGREEMENT (this “Agreement”), dated as
of October 24, 2012, by and among AMERICAN EXPRESS CENTURION BANK (together with its successors and assigns, “Centurion”), a Utah industrial bank, AMERICAN EXPRESS BANK, FSB (together with its successors and assigns,
“FSB”), a federal savings bank, AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY, INC. (together with its successors and assigns, “TRS” and, together with Centurion and FSB, the “Account Owners”), a
New York corporation, and AMERICAN EXPRESS RECEIVABLES FINANCING CORPORATION VIII LLC (“RFC VIII”), a Delaware limited liability company. 
 W I T N E S S E T H: 
 WHEREAS, TRS and Centurion have entered into a Receivables
Purchase Agreement (the “Centurion Receivables Purchase Agreement”), dated as of October 24, 2012, pursuant to which TRS will purchase from Centurion, from time to time, certain Receivables as defined therein existing or
arising in designated charge accounts owned by Centurion; 
 WHEREAS, TRS and FSB have entered into a Receivables Purchase
Agreement (the “FSB Receivables Purchase Agreement”), dated as of October 24, 2012, pursuant to which TRS will purchase from FSB, from time to time, certain Receivables as defined therein existing or arising in designated
charge accounts owned by FSB; 
 WHEREAS, RFC VIII and TRS have entered into a Receivables Purchase Agreement (the “TRS
Receivables Purchase Agreement” and, together with the Centurion Receivables Purchase Agreement and the FSB Receivables Purchase Agreement, the “Receivables Purchase Agreements”), dated as of October 24, 2012, pursuant
to which RFC VIII will purchase from TRS, from time to time, certain Receivables as defined therein existing or arising in designated charge accounts owned by TRS, FSB and Centurion; 

WHEREAS, it is contemplated that the Receivables purchased under the TRS Receivables Purchase Agreement will be transferred by RFC VIII
to the American Express Issuance Trust II (the “Trust”) under and in accordance with the terms of the Transfer Agreement, dated as of October 24, 2012, among RFC VIII, the Trust, and The Bank of New York Mellon, as Indenture
Trustee (in such capacity, the “Indenture Trustee”); 
 WHEREAS, RFC VIII intends to cause the Trust to issue
notes (the “Notes”) pursuant to the Indenture, dated as of October 24, 2012, between the Trust and the Indenture Trustee, as supplemented by indenture supplements; and 

WHEREAS, capitalized terms used herein and not otherwise defined herein have the meaning assigned to such terms in the applicable
Receivables Purchase Agreement. 
 NOW, THEREFORE, it is hereby agreed by and among each Account Owner and RFC VIII as follows:

 1. (a) The provisions of this paragraph shall apply prior to the Section 941 Effective Date. From and after the Closing
Date, the Account Owners shall retain an economic 

 
interest in a material portion, defined as not less than five percent, of the credit risk of the Receivables. This retained interest may be either in the form of an interest of not less than five
percent in each of the credit tranches sold or transferred to the investors or in a representative sample of the Receivables equal to not less than five percent of the principal amount of the financial assets at transfer. This retained interest
shall not be sold or pledged or hedged, except for the hedging of interest rate or currency risk, during the term of the securitization. 
 (b) The provisions of this paragraph shall apply from and after the Section 941 Effective Date. TRS, Centurion and FSB shall at all times comply with the Section 941 Rules. 

(c) As used herein, Section 941 Effective Date” means the effective date of the Section 941 Rules; and
“Section 941 Rules” means the regulations required under Section 15G of the Securities Exchange Act, added by Section 941(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. 

2. The transfer of the Receivables (which are financial assets under the FDIC Rule) by any Account Owner pursuant to the applicable
Receivables Purchase Agreement and the duties of any Account Owner as seller shall be evidenced in a separate agreement from the duties of any Account Owner, if any, as servicer, custodian, paying agent, credit support provider or in any capacity
other than the seller of the Receivables. 
 3. Each Account Owner shall separately identify in its financial asset data bases
the Receivables transferred by it pursuant to the applicable Receivables Purchase Agreement. Each Account Owner shall maintain an electronic or paper copy of the closing documents for each securitization involving the Trust in a readily accessible
form, a current list of all of its outstanding securitizations and issuing entities, and the most recent Form 10–K, if applicable, or other periodic financial report for each securitization and issuing entity. Each Account Owner shall make
these records readily available for review by the FDIC promptly upon written request. 
 4. On or prior to the issuance of each
series of Notes, the Account Owners shall cause to be disclosed information about such series of Notes and the Receivables at the financial asset or pool level, as appropriate for the financial assets, and security-level to enable evaluation and
analysis of the credit risk and performance of the Notes and the Receivables. Such information and its disclosure, at a minimum, shall comply with the requirements of Securities and Exchange Commission Regulation AB, 17 CFR 229.1100 through 1123 (to
the extent then in effect) or any successor disclosure requirements for public issuances, even if the obligations are issued in a private placement or are not otherwise required to be registered. Information that is unknown or not available to the
Account Owners after reasonable investigation may be omitted if there is included in the offering document a statement disclosing that the specific information is otherwise unavailable. 

5. On or prior to issuance of each series of Notes, the Account Owners shall cause to be disclosed the structure of the securitization
and the credit and payment performance of the Notes, including the capital or tranche structure, the priority of payments and specific subordination features; representations and warranties made with respect to the Receivables, the

  
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remedies for and the time permitted for cure of any breach of representations and warranties, including the repurchase of financial assets, if applicable; liquidity facilities and any credit
enhancements permitted by the FDIC Rule, any waterfall triggers or priority of payment reversal features; and policies governing delinquencies, servicer advances, loss mitigation, and write-offs of Receivables. 

6. On or prior to the issuance of each series of Notes, the Account Owners shall cause to be disclosed the nature and amount of
compensation paid to the originator, sponsor, rating agency or third-party advisor, any mortgage or other broker, and the servicer(s), and the extent to which any risk of loss on the underlying assets is retained by any of them for such
securitization. 
 7. Each Account Owner represents, warrants, and covenants to RFC VIII that this Agreement has been approved
by the board of directors of such Account Owner or its loan committee, such approval is reflected in the minutes of a meeting of the board of directors or committee, and this Agreement has been and will be, continuously, from the time of execution
in the official record of such Account Owner. 
 8. This Agreement may not be changed orally, but only in accordance with and
subject to the amendment provisions set forth in Section 9.01 of each Receivables Purchase Agreement. A copy of any amendment to this Agreement shall be sent to the Owner Trustee, the Indenture Trustee, and each Note Rating Agency. 

9. (a) If any one or more of the covenants, agreements, provisions or terms of this Agreement shall for any reason whatsoever be held
invalid, then such covenants, agreements, provisions, or terms shall be deemed severable from the remaining covenants, agreements, provisions, and terms of this Agreement and shall in no way affect the validity or enforceability of such remaining
covenants, agreements, provisions and terms of this Agreement. 
 (b) This Agreement may be executed in two or more counterparts
(and by different parties on separate counterparts), each of which shall be deemed an original, and all of which when taken together shall constitute one and the same instrument. 

(c) This Agreement will inure to the benefit of and be binding upon the parties hereto and their respective successors and assigns. The
Trust, the Owner Trustee and the Indenture Trustee are express third-party beneficiaries of this Agreement. 
 (d) This
Agreement will be construed in accordance with and governed by the laws of the State of New York, including Section 5-1401 of the General Obligations Law, without reference to its conflict of law provisions and the obligations, rights, and
remedies of the parties hereunder shall be determined in accordance with such laws. 

  
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 Centurion, FSB, TRS and RFC VIII have caused this Agreement to be duly executed by their
respective officers as of the date first above written. 
  

					
	AMERICAN EXPRESS CENTURION BANK
		
	By:	 	 /s/ Kevin L. Thompson

		 	Name:	 	Kevin L. Thompson
		 	Title:	 	Chief Financial Officer and Treasurer
	
	AMERICAN EXPRESS BANK, FSB
		
	By:	 	 /s/ Denise D. Roberts

		 	Name:	 	Denise D. Roberts
		 	Title:	 	Chief Financial Officer and Treasurer
	
	AMERICAN EXPRESS TRAVEL RELATED SERVICES COMPANY, INC.
		
	By:	 	 /s/ David L. Yowan

		 	Name:	 	David L. Yowan
		 	Title:	 	Treasurer
	
	AMERICAN EXPRESS RECEIVABLES FINANCING CORPORATION VIII LLC
		
	By:	 	 /s/ Anderson Y. Lee

		 	Name:	 	Anderson Y. Lee
		 	Title:	 	Vice President and Treasurer

  
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