Document:

EX-10.1

 Exhibit 10.1 
 FIRST AMENDMENT TO GAMING DEVICE LICENSE AGREEMENT 
 Contract
No. 124788 
 This amendment (“Amendment No. 1”) is made and entered into as of the 12th day of March, 2013, and amends
the Parties’ Gaming Device License Agreement (“Agreement”), Contract No. 124788, entered into April 1, 2009 between HASBRO, INC. and HASBRO INTERNATIONAL, INC. on one hand (“Licensor”) and WMS GAMING INC. on the
other hand (“Licensee”). 
 WHEREAS, pursuant to the Agreement, among other things, Licensor granted a license to Licensee to
manufacture, distribute, promote and sell certain gaming products, sold in association with the MONOPOLY, BATTLESHIP, CLUE (CLUEDO), YAHTZEE, and THE GAME OF LIFE board games, as specified under the Agreement. 

WHEREAS, Licensor and Licensee desire to amend the Agreement to change and add certain rights with respect to the board game MOUSE TRAP. 

NOW, THEREFORE, in consideration of the mutual covenants and agreements in the Agreement and this Amendment No. 1 and for other good and valuable
consideration, the receipt and sufficiency of which is hereby acknowledged, the parties agree to amend the Agreement as follows: 
 1. The first paragraph of Section 1 of the Summary is hereby deleted and replaced with the following: 
 “Licensed Properties” means the intellectual property and proprietary rights owned or controlled by Licensor in all versions (other than versions that are co-branded with third parties
(“Co-Branded Versions”)), subsequently developed versions and international versions and translations of the MONOPOLY, BATTLESHIP, CLUE (CLUEDO), YAHTZEE, THE GAME OF LIFE and MOUSE TRAP board games sold by Licensor, including without
limitation their respective attributes, associated logo(s), names, characters, symbols, designs, likenesses, visual representations, style elements, artwork, trademarks, trade dress, copyrighted elements, rules, features, game play and game
mechanics, and patents owned or controlled by Licensor and used in any of the foregoing board games (provided, however, that if there is a third-party license fee or royalty for use of any such patent, then Licensor shall inform Licensee of such
patent and Licensee shall be solely responsible for payment of the license fee or royalty and Licensee covenants and agrees to pay the same). Licensor represents and warrants that there is no such patent owned or licensed by Licensor and used in the
current versions of the MONOPOLY, BATTLESHIP, CLUE (CLUEDO), YAHTZEE, THE GAME OF LIFE and MOUSE TRAP board games for which Licensee would be responsible for payment of a license fee or royalty as provided in the immediately preceding sentence. In
no event shall Licensee have the right to utilize the Licensed Properties as depicted in or adapted for any live action presentation, audio program or recording, theatrical motion picture, direct-to-video program, or television program, series or
game show. 

 2. The Definition of “Initial Term” is hereby amended to commence on March 4,
2013 for the MOUSE TRAP Licensed Property. 
 3. It is expressly agreed that royalties earned on the MOUSE TRAP Licensed
Property shall not be applied towards the Extension Royalty Requirement, but shall be applied towards each [*] Guarantee for [*], respectively, pursuant to Section 2.2 of the Summary. 

4. Section 2.1(a)(iii) of the Summary is hereby deleted and replaced with the following: 

(iii) Sale. For Licensed Articles including Licensed Property Associated Gaming Devices (excluding Licensed Property Associated
Gaming Devices incorporating the MOUSE TRAP Licensed Property) which are sold by Licensee or by a sublicensee of Licensee that has been pre-approved in writing by Licensor, Licensee shall pay Licensor a royalty of [*] of Licensee’s Net
Sales of such Licensed Articles (including but not limited to slot machines and slot machine conversions) or, if applicable, such sublicensee’s Net Sales whichever is higher. For Licensed Property Associated Gaming Devices incorporating the
MOUSE TRAP Licensed Property which are sold by Licensee or by a sublicensee of Licensee that has been pre-approved in writing by Licensor, Licensee shall pay Licensor a royalty of [*] per each Licensed Property Associated Gaming Devices
incorporating the MOUSE TRAP Licensed Property. The term “Net Sales” shall mean gross sales less only fees payable to third parties that are not recognized as revenue by Licensee under generally accepted accounting principles consistently
applied in accordance with Licensee’s normal practices such as government taxes, TITO license fees, freights costs, prizes for players (or funds to support such prizes) and the following discounts and credits: corporate discounts, tradeshow
discounts, volume discounts, no-trial discounts, no-trade-in discounts and trade-in credits, provided that they are payable to third parties and not recognized as revenue by Licensee under generally accepted accounting principles consistently
applied in accordance with Licensee’s normal practices. No deductions shall be made for cash discounts, marketing allowances, bad debt or uncollectable accounts. All costs and expenses incurred in the manufacture, sale, distribution or
exploitation of the Licensed Articles, or otherwise incurred by Licensee or an approved sublicensee, shall be paid by Licensee or such sublicensee, and no such costs or expenses shall be deducted from any royalty payable to Licensor. Any Gaming
Device that Licensee sells that does not include Licensed Property, but which Licensee converts within [*] of such initial sale to a Gaming Device that includes Licensed Property (excluding the MOUSE TRAP Licensed Property) shall be
considered a Licensed Article and Royalties shall be paid to Licensor for the sale of the Gaming Device, as set forth in this Section 2.1(a) (iii). 

  
 *Information has been
omitted from this document and filed separately with the Securities and Exchange Commission under a request for confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended. 

 5. With respect to the MOUSE TRAP Licensed Property, the Parties agree that if Licensee has
not generated [*] in earned royalties exclusively generated from only the sales of Licensed Property Associated Gaming Devices which utilize the MOUSE TRAP Licensed Property within [*] from first sale (first sale must occur no later
than [*] (“First Mouse Trap Threshold”), Licensor may by written notice to Licensee withdraw Licensee’s rights to the MOUSE TRAP Licensed Property effective [*] following such notice. With respect to the MOUSE TRAP
Licensed Property, the Parties agree that in the event that the first sale has not occurred on or before [*], Licensor may by written notice to Licensee withdraw Licensee’s rights to the MOUSE TRAP Licensed Property effective immediately
upon such notice. For purposes of calculating the First Mouse Trap Threshold, the month in which the first sale occurs shall count as the first month of the calculation period. With respect to the MOUSE TRAP Licensed Property, the Parties agree that
if Licensee has not generated [*] in earned royalties generated exclusively from only the sales of Licensed Property Associated Gaming Devices which utilize the MOUSE TRAP Licensed Property within [*] from first sale (“Second
Mouse Trap Threshold”), Licensor may by written notice to Licensee withdraw Licensee’s rights to the MOUSE TRAP Licensed Property effective [*] following such notice. It is expressly agreed that Licensee may place Licensed Property
Associated Gaming Devices which utilize the MOUSE TRAP Licensed Property where Licensee receives ongoing payments from the operation of such Gaming Devices and Licensee shall pay royalties as set forth in Section 2.1(a) (i) and
(ii) of the Summary for such placements. For clarity, royalties earned for such placements of Licensed Property Associated Gaming Devices which utilize the MOUSE TRAP Licensed Property where Licensee receives ongoing payments from the operation
of such Gaming Devices shall not count towards the First Mouse Trap Threshold or Second Mouse Trap Threshold. 
 6. The
following provision is hereby incorporated and added to the Basic Terms as Section 14(c): 
 In the event that Licensor
withdraws the rights to the MOUSE TRAP Licensed Property for failure to meet the First Mouse Trap Threshold or Second Mouse Trap Threshold, Licensee may dispose of Licensed Property Associated Gaming Devices which utilize the MOUSE TRAP Licensed
Property which are completed and on hand (or are in the process of manufacture under order from a third-party customer of Licensee) at the time of withdrawal for a period of [*] after withdrawal (hereinafter, the “MOUSE TRAP Sell-Off
Period”), provided that royalties with respect to sales during the MOUSE TRAP Sell-Off Period are paid and statements are furnished for that period in accordance with Section 2 of the Summary and Sections 2(c) and (d) of the Basic
Terms. 
 7. Paragraphs 6(b)(vi) and (vii) of the Basic Terms are hereby deleted and replaced with the following:

 (vi) Licensor is the registered owner of the trademark registrations listed on Exhibit 5 and Exhibit 5A attached
hereto; (vii) Licensor is the registered owner of the United States copyright registrations listed on Exhibit 6 and Exhibit 6A attached hereto. Exhibit 5A and Exhibit 6A, attached hereto, are hereby added to the Agreement.

  
 *Information has been
omitted from this document and filed separately with the Securities and Exchange Commission under a request for confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended. 

 8. Section 13(b)(i) of the Basic Terms (limits on quantity sales of Licensed Articles
during the last [*] of the Term) shall not apply to MOUSE TRAP Licensed Articles. 
 9. The following provision is hereby
incorporated and added to the Summary as Section 3.4: 
 Licensee shall provide confirmation in writing, certified by an
officer of Licensee, that it has submitted at least one (1) MOUSE TRAP Licensed Property Associated Gaming Device for regulatory approval to a major gaming laboratory in North America by [*]. Licensor may by written notice to Licensee
withdraw Licensee’s rights to the MOUSE TRAP Licensed Property effective upon the giving of such notice should such obligation not be met. Licensee shall sell at least one (1) MOUSE TRAP Licensed Property Associated Gaming Device outside
of the United States [*] after the date of the first sale of a MOUSE TRAP Licensed Property Associated Gaming Device in the United States (but no later than [*]). Licensor may by written notice to Licensee withdraw Licensee’s
rights to the MOUSE TRAP Licensed Property outside of the United States effective upon the giving of such notice should such obligation not be met. 
 10. This Amendment No. 1 may be executed in one or more counterparts, and by facsimile transmission, each copy of which shall be deemed an original and all of which, when taken together, shall
constitute one and the same instrument, but this Amendment No. 1 shall not be binding upon the Parties until it has been signed by each party. The Parties hereto agree that facsimile signatures on a copy of this Amendment No. 1 shall be
effective and enforceable as if they were original signatures. 
 11. To the extent of a conflict or inconsistency between the
terms and conditions in the Summary, the Basic Terms, any schedules or exhibits and this Amendment No. 1, this Amendment No. 1 shall control. Capitalized terms not defined in context have the meanings set forth in the Summary. The terms
and conditions of the Agreement shall only be binding if Licensee signs and returns this Agreement below and Licensor countersigns same. 

  
 *Information has been
omitted from this document and filed separately with the Securities and Exchange Commission under a request for confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended. 

 All other terms and conditions of the Agreement, shall remain unchanged and in full force and effect.

 IN WITNESS WHEREOF, the parties hereto have signed this Amendment No. 1 as of the day and year first above written. 

AGREED TO AND ACCEPTED BY: 
  

									
	HASBRO, INC.	  		 	WMS GAMING INC.
					
	By:	 	 /s/Mark Blecher
	  		 	By:	 	 /s/ Ken Lochiatto

		 	Mark Blecher	  		 		 	Ken Lochiatto
			
	Date: March 12, 2013	  		 	Date: March 4, 2013

  

			
	HASBRO INTERNATIONAL, INC.
		
	By:	 	/s/Mark Blecher
		 	Mark Blecher

 Date: March 12, 2013 

 EXHIBIT 5A 

Worldwide Mouse Trap Trademark Registrations 
 [*] 

  
 *Information has been
omitted from this document and filed separately with the Securities and Exchange Commission under a request for confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended. 

 EXHIBIT 6A 

United States Mouse Trap Copyright Registrations 
 [*] 

  
 *Information has been
omitted from this document and filed separately with the Securities and Exchange Commission under a request for confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act of 1934, as amended.Exhibit 4.11

 Exhibit 4.11 
 DATED                                
                        2012 
 BARCLAYS BANK PLC (1) 
 - and - 

ANTONY JENKINS (2) 
  

 
 SERVICE
AGREEMENT 
  
  

  
 - 1 -

 This Agreement is made
the                            day
of                             2012 
 BETWEEN: 
  

	(1)	BARCLAYS BANK PLC (a company registered in England and Wales under no. 1026167) whose registered office is at 1 Churchill Place, London, E14 5HP
(“Barclays”) and; 

  

	(2)	ANTONY JENKINS of 

 WHEREAS:

 Barclays wishes to employ you and you have agreed to work for Barclays on the terms and conditions set out in this Agreement. 

IT IS HEREBY AGREED: 
  

	1.	DEFINITIONS AND INTERPRETATION 

  

	1.1	In this Agreement: 

“Barclays Group” means Barclays and any company which is from time to time: 

 

	 	(a)	a holding company (as defined by Section 1159 of the Companies Act 2006) of Barclays; 

 

	 	(b)	a subsidiary (as defined by Section 1159 of the Companies Act 2006) of Barclays or of its holding company; 

 

	 	(c)	a company over which Barclays has control within the meaning of Section 1124 of the Corporation Tax Act 2010; or 

 

	 	(d)	a subsidiary undertaking (as defined by Section 1162 of the Companies Act 2006) of Barclays; 

and “member of the Barclays Group” shall be construed accordingly. 

“Board” means the Board of Directors of Barclays and any duly appointed committee of the Board. 

“Employment” means your employment on the terms of this Agreement. 

“Executive Committee” means the committee tasked with the respective responsibility in accordance with the compliance
guidance in force from time to time. 
 “FSA” means the Financial Services Authority. 

“Garden Leave Date” means the date on which you are suspended from your duties in the event that Barclays exercises its
discretion pursuant to Clause 17.1. 
 “Termination Date” means the date on which your Employment terminates.

  
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	1.2	References to any statute or legislation shall include any subordinate legislation made under it and any modification, re-enactment or extension of the statute or
subordinate legislation. 

  

	2.	CONDITIONS TO THE APPOINTMENT 

  

	2.1	Your appointment under this Agreement is subject to and conditional upon the successful completion of FSA and / or any other regulatory approval for your appointment as
is required and any such approval being obtained. 

  

	2.2	You hereby warrant that: 

  

	 	(a)	you are not precluded or restricted by virtue of any term of any agreement, undertaking or court order or any obligation to any third party from entering into this
Agreement or undertaking or properly performing any of the duties of your employment with Barclays; and 

  

	 	(b)	you are not currently nor have you at any time been the subject of an investigation by any company or body into suspected bribery or corruption activity where either:
(i) the investigation was concluded and your conduct found to amount to misconduct; or (ii) where the investigation was on-going and did not reach a conclusion because your employment (or engagement) with that company or body was
terminated during the investigation (whether by mutual consent or by voluntary termination or otherwise). 

 Any
breach of the warranties in this Clause 2.2 will entitle Barclays to terminate this Agreement summarily. 
  

	3.	APPOINTMENT AND TERM 

  

	3.1	This Agreement shall take effect on the later of the date it is signed by you and by Barclays. Your period of continuous employment for statutory purposes began on
17 December 2005. Your appointment as Group Chief Executive of the Barclays Group under the terms of this Agreement will start on 30 August 2012 (the “Start Date”). 

 

	3.2	From the Start Date you shall be employed by Barclays as Group Chief Executive of the Barclays Group, reporting to the Barclays Group Chairman as appointed from time to
time (the “Barclays Group Chairman”). You shall also be a member of the Barclays Group Executive Committee and an executive director of Barclays and Barclays PLC, subject to the articles of association of the relevant company as
amended from time to time. 

  

	3.3	Subject to Clauses 2.1, 2.2, 3.1 and 16, your Employment will continue unless and until terminated on: 

 

	 	(a)	12 months’ written notice given at any time by Barclays to you; or 

  

	 	(b)	6 months’ written notice given at any time by you to Barclays. 

  
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	4.	DUTIES 

  

	4.1	You acknowledge that your seniority and the fiduciary nature of your position place you in a position of trust. During your Employment, you shall:

  

	 	(a)	unless prevented by illness, accident or other incapacity, devote the whole of your working time and attention to the business of Barclays and diligently and faithfully
perform such duties and exercise such powers and functions consistent with your position as may reasonably be assigned to or vested in you from time to time by Barclays to the best of your ability with integrity, due skill, care and diligence and
use your best endeavours to promote and protect the interests of the Barclays Group and not do anything harmful to those interests; 

  

	 	(b)	immediately upon becoming aware of it report to the Board your own wrongdoing and any actual or intended wrongdoing of any other employee, director or contractor of the
Barclays Group or any other person performing services on behalf of the Barclays Group which might materially damage the standing or interests of Barclays; 

 

	 	(c)	use your best endeavours to promote the interests of the Barclays Group and comply with all reasonable requests, instructions and regulations given by the Board or
anyone authorised by it and promptly provide such explanations, information and assistance as to your activities in the business of the Barclays Group as they may reasonably require; 

 

	 	(d)	adhere to all policies and procedures applicable to your Employment that are in effect from time to time; and 

 

	 	(e)	neither engage in any activities which would detract from the proper performance of your duties under this Agreement, nor (without the prior written consent of the
Group Chairman or relevant delegated authority) in any capacity including as director, shareholder, principal, consultant, agent, partner or employee engage or be concerned or interested directly or indirectly in any other trade, business or
occupation whatsoever. Subject to Clause 5.3 below, this Clause shall not prevent you holding for investment purposes only shares or securities which do not exceed five per cent (5%) in nominal value of the share capital or stock of any class
of any company quoted on a recognised stock exchange. 

  

	4.2	Notwithstanding the provisions of Clause 4.1 Barclays shall be entitled at any time to: 

 

	 	(a)	appoint another person or persons to act jointly with you as a short term or interim measure, such appointment being subject to your consent, such consent not to be
unreasonably withheld; and/or 

  

	 	(b)	require you to carry out such special projects or duties commensurate with your abilities and the scope and breadth of your duties and status as CEO, as Barclays shall
in its absolute discretion determine; and/or 

  
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	 	(c)	require you to undertake additional duties and/or transfer you to other duties compatible with your skills and experience within the Barclays Group.

  

	4.3	Your initial place of work will be One Churchill Place, however, Barclays reserves the right to require you to work from such alternative location as required by the
needs of the business. You agree that you will travel to such places (both inside and outside the United Kingdom) as Barclays may require from time to time. If you are required to work outside the UK for a period in excess of one month, you will be
notified of the additional terms which will apply. 

  

	4.4	You will be required to work business hours from Monday to Friday, plus such additional hours as are required for the proper performance of your duties. You will not be
entitled to receive any additional remuneration for work outside normal office hours. You agree that you have unmeasured working time for the purposes of Regulation 20 of the Working Time Regulations 1998. 

 

	4.5	As an executive director, you have the benefit of such directors’ and officers’ liability insurance as may be purchased by Barclays from time to time, subject
at all times to its terms and conditions. 

  

	5.	REGULATORY COMPLIANCE AND DEALING RULES 

  

	5.1	The nature of Barclays business is such that Barclays is authorised and regulated by the FSA and / or other regulators in the jurisdictions in which it operates. It is
your responsibility to know, understand and comply with all legal, regulatory and governance obligations, including the provisions of the regulatory and compliance policies that are relevant to your direct responsibilities or business activities
(whether issued by the FSA or any other successor body or bodies to the FSA and / or any other applicable regulator in relation to the business of the Barclays Group). If you are in any doubt as to your responsibilities in this regard or the rules
which apply to you, you must contact the Barclays Group Chairman or Barclays Group Compliance. You must at all times and in all respects comply with the UK Corporate Governance Code. 

 

	5.2	As you are an Approved Person you must comply with the FSA Statement of Principles and Code of Practice for Approved Persons, or any equivalent principles or standards
as in force from time to time. Failure to meet the Principles and / or Standards and /or to comply with the Code of Practice may result in investigatory and / or disciplinary action being taken against you by the FSA (or any other successor body or
bodies) as well as by Barclays. 

  

	5.3	You agree to be bound by and comply with the Barclays Group Share Dealing Code and with any more stringent dealing rules applicable to you. In particular, you agree not
to make any investment, directly or indirectly, in any company or business which is a customer of Barclays and which may in the reasonable opinion of Barclays be expected to cause your personal or family interests to conflict with your duty to
Barclays in any respect. 

  
 - 5 -

	6.	SALARY 

  

	6.1	During your Employment Barclays shall pay you a basic salary of £1,100,000 per annum, less any applicable withholdings, payable in arrears by equal monthly
instalments on or by the last day of each month. Your basic salary will accrue on a daily basis and accordingly will be paid pro rata if you are employed for part of a month. Your salary shall be reviewed annually without commitment to increase.

  

	6.2	The figure set out in Clause 6.1 above is your salary prior to participation in any salary sacrifice arrangements. If you participate in any such arrangements, your
salary will be reduced as appropriate to reflect the terms of your participation. 

  

	7.	DISCRETIONARY INCENTIVE 

  

	7.1	Subject to the rules of any scheme as may be in force from time to time, you may be eligible to be considered for a discretionary incentive award on an annual basis.

  

	7.2	You have no contractual right to receive a discretionary incentive award, and the making of a discretionary incentive award in any year does not give rise to any
obligation on Barclays to make an award in any future year. Your maximum annual discretionary incentive award opportunity is 250% of base salary (as at the date of the award). 

 

	7.3	The structure, form, method, timing and conditions of delivery of any discretionary incentive award will be determined by Barclays in its sole discretion. For the
avoidance of doubt, this includes the right to make any award or a proportion of any award in a form other than cash (including, but not limited to, a recommendation for an award of Barclays PLC shares) and to defer or award an element of any award
under the terms of a Barclays incentive plan.

  

	7.4	Any discretionary incentive award will only be paid or recommended to be made if, at that time, you are in Barclays employment, not under suspension for a disciplinary
matter which may result in your dismissal for gross misconduct and, unless Barclays decides otherwise in its absolute and sole discretion, not under notice (whether given or received). If payment is withheld by reason of your suspension pending
investigation into a disciplinary matter and, on conclusion of any investigation and disciplinary process, you are not dismissed for gross misconduct, any discretionary incentive award to which you are entitled will be made as soon as practicable
after notification to you of the final outcome of the disciplinary process. If disciplinary action short of dismissal is taken against you, the amount of any award to which you are entitled may be reduced by Barclays in its sole discretion. For the
avoidance of doubt, any award may be reduced to nil in such circumstances. 

  

	7.5	 Any unpaid or unvested award (or portion of an unpaid or unvested award) may be reduced (to nil if appropriate) at Barclays discretion. For the
avoidance of doubt, Barclays may exercise its discretion including (but without limitation) as a result of: (i) Barclays PLC or any subsidiary’s financial statements having been materially restated for the period for which the award was
made other than restatement due to a change in accounting policy or to rectify a minor error; (ii) your having, in the 

  
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reasonable opinion of the remuneration committee of the Board (the “Remuneration Committee”), following consultation with Barclays, deliberately misled the management of
Barclays, the market and/or Barclays PLC shareholders regarding the financial performance of Barclays PLC or of any subsidiary; (iii) your actions having, in the reasonable opinion of the Remuneration Committee, following consultation with
Barclays, caused harm to the reputation of the Barclays Group or amounted to misconduct, negligence, incompetence or poor performance (“negligence”, “incompetence”, “poor performance” and “misconduct” as
determined by the Remuneration Committee acting in good faith, following consultation with Barclays); or (iv) the Barclays Group, in the reasonable opinion of the Remuneration Committee, following consultation with the Barclays Group Risk
Committee, having suffered a material failure of risk management. For the avoidance of doubt, this clause 7.5 shall apply to any unvested or unpaid awards made under Barclays incentive and long term incentive plans. 

 

	7.6	Should Barclays become aware that the amount of any award that has been paid or released to you was calculated on the basis of any false, incorrect or misstated
information, then, Barclays may, within one year of any such payment or release being made, request that you repay any amount (or part of any amount) as may be determined in Barclays discretion, acting in good faith. You agree that in the event a
repayment obligation arises under this Clause 7.6 you shall repay as a debt to Barclays such amount of the relevant award as may be determined in Barclays sole discretion, acting in good faith, within 90 days of Barclays notifying you of the
repayment obligation or should it so elect Barclays is authorised to deduct the appropriate amount from your salary or other amounts due to you over such number of instalments as Barclays determines at its sole discretion. 

 

	8.	LONG TERM INCENTIVE 

During your Employment you will be eligible to be considered on an annual basis for participation in the Barclays Group long term
incentive plan in which other directors of Barclays are eligible to participate from time to time (subject to the rules of the plan in force from time to time). Any award or recommendation shall be at the absolute discretion of Barclays. You will be
eligible to be considered for an award under the appropriate long term incentive plan with a total maximum market value in any one year of an amount up to 400% of your base salary, calculated at the time of grant of any such award. 

 

	9.	PENSION AND OTHER BENEFITS 

  

	9.1	Subject to the rules of the relevant schemes from time to time in force (if applicable), Barclays will, during your Employment, provide you with the benefits set out
below. For the avoidance of doubt, save for the benefits listed at Clause 9.1 (a), these benefits are provided at the discretion of Barclays, which shall have the right in its absolute discretion to amend or withdraw them at any time, and provision
of them does not affect in any way Barclays right lawfully to terminate your Employment at any time under Clause 16 below. Unless stated otherwise, none of the amounts set out in this Clause 9 are pensionable: 

 

	 	(a)	 Barclays will, during your Employment, provide you with a monthly payment in lieu of pension contribution per month, subject to tax and applicable
withholdings. The payment shall be equal to 33% of your basic salary and will be paid 

  
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monthly at the same time as your salary. This payment shall be reduced by the amount of any contributions Barclays is required to make in respect of you under the Pensions Act 2008 or any
successor legislation in the relevant month. A contracting-out certificate is not in force in relation to your employment; 

  

	 	(b)	In the event of your death whilst in the service of Barclays, a lump sum of four times basic salary at the date of death shall be payable (subject to tax where
applicable); 

  

	 	(c)	You will be eligible to participate in the Barclays car scheme, which provides the option of a car for personal and business use or a cash allowance. If you elect to
take the cash allowance, it will be paid (less any applicable withholdings) in monthly instalments at the same time as salary; 

  

	 	(d)	Private medical cover will be available through the Barclays Healthcare Trust/AXA-PPP, International Medical Plan or any substitute scheme operated by Barclays for its
employees from time to time. All cover and treatment (including for the avoidance of doubt any treatment authorised prior to the Termination Date) will cease on the Termination Date; 

 

	 	(e)	Barclays shall make a contribution towards costs in relation to tax reporting preparation and immigration legal support of up to a maximum of £25,000 per
annum (in accordance with any policies on such matters as operated by Barclays from time to time). Any such contributions shall be paid by Barclays directly to the relevant service provider; 

 

	 	(f)	You will be eligible to participate in Barclays Ill Health Income Plan or such similar plan which is operated by Barclays from time to time; and

  

	 	(g)	If the Board decides in its discretion to operate them, and so long as you satisfy the eligibility criteria, you may participate in either or both of the Barclays Group
SAYE Share Option Scheme (“Sharesave”) and the Barclays PLC Share Incentive Plan (“Sharepurchase”). 

  

	9.2	Participation in any insurance scheme is subject to you satisfying any applicable requirements of the insurers. Your participation may be excluded where, in Barclays
opinion, cover can only be obtained on the basis that exceptional conditions or unusually high premiums are imposed or levied by the insurer. 

  

	10.	HOLIDAYS 

  

	10.1	During each full holiday year of your Employment you shall be entitled to 30 working days’ paid holiday in addition to Bank and Public Holidays. Barclays holiday
year runs from 1 April to the 31 March the following year. Your holiday dates must be agreed with your Manager. You may not carry forward any unused part of your holiday entitlement to a subsequent holiday year without the written consent
of the Group Chairman and, subject to Clause 10.2, you will not be paid in lieu of any accrued but untaken holiday. 

  
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	10.2	 If your Employment begins or ends during a holiday year, your holiday entitlement will be recalculated as 2.5 days’ holiday for each complete
month worked in that year (plus any Bank or Public Holidays which fall during this period). Barclays reserves the right to require you to take any accrued but unused holiday (including any holiday accrued but unused at the date notice of termination
is given or received, plus the additional holiday which accrues in respect of your notice period) during your notice period. Alternatively, at Barclays sole discretion you may be paid basic salary pro rata in lieu of any holiday entitlement which is
accrued but unused as at the Termination Date. If you have taken more holiday than your accrued entitlement, you will be required to repay to Barclays an amount equivalent to any holiday taken in excess of your pro rata holiday entitlement, and
Barclays is authorised to deduct the appropriate amount from your final salary instalment or any other sum owed by Barclays to you at the Termination Date (which deduction shall be made on the basis that each day of paid holiday is equivalent to
1/260th of your annual basic salary).

  

	11.	EXPENSES 

 Barclays shall
reimburse you all travelling, hotel, entertainment and other expenses properly and reasonably incurred by you in the performance of your duties under this Agreement provided these are properly claimed and vouched for in accordance with Barclays
current expenses policy. 
  

	12.	INCAPACITY 

  

	12.1	If you are at any time prevented by illness, accident or other incapacity from properly performing your duties, you shall report this fact to the Group Chairman (or
such other person as may be notified to you from time to time). You shall be required to produce an appropriate doctor’s certificate in respect of any period of absence due to illness, accident or other incapacity of more than seven consecutive
days, and to self-certify in respect of any shorter periods of such absence. 

  

	12.2	Following commencement of your Employment, subject to you complying with Clause 12.1 and/or any request made under Clause 12.3, if as a result of illness, accident or
other incapacity you are unable to perform your duties, you will be eligible to receive your basic salary and the benefits set out in Clause 9 above (subject to the rules of the relevant schemes in force from time to time and to Barclays overriding
discretion with regard to such benefits) for a maximum period of 26 weeks (whether consecutive or not) in any period of 12 consecutive months. Thereafter Barclays may by notice to you discontinue payment of your salary and benefits in whole or in
part until such incapacity shall cease, or terminate your Employment in accordance with Clause 16.3 below. Any salary payments will be paid less any applicable withholdings, including any Statutory Sick Pay or social security or other benefits
payable to you, and any sums recoverable from a third party. Your qualifying days for Statutory Sick Pay purposes are Monday to Friday. 

  

	12.3	You agree that you will at the request and expense of Barclays at any time (whether prior to or following the commencement of your Employment) undergo a medical
examination by a medical practitioner nominated by Barclays. You hereby agree that Barclays will be entitled to receive a copy of any report produced in connection with all such examinations and to discuss the contents of the report with the doctor
who produced it. 

  
 - 9 -

	13.	INTELLECTUAL PROPERTY 

  

	13.1	You will promptly disclose to Barclays full written details of, and keep confidential, all inventions, processes, copyright works, designs (whether registrable or not),
technical and other know-how and/or any other materials whatsoever conceived, developed or made by you at any time during and in the course of your Employment (whether or not conceived, developed or made during normal working hours or in your normal
place of work, and whether or not alone or in conjunction with others) (the “Works”). In this regard, you agree to provide Barclays with all originals and copies of all correspondence, documents and other material in whatever medium
or form recorded relating to or concerning the Works and any and all intellectual property rights therein. 

  

	13.2	You acknowledge that all Works and all intellectual property rights therein shall automatically, on creation, belong to and vest in Barclays absolutely, which shall be
entitled, as far as the law permits, to the exclusive use thereof. You acknowledge further that, due to the nature of your duties and responsibilities arising from the nature of your Employment, you have, and shall at all times during your
Employment with Barclays have, a special obligation to further the interests of Barclays. 

  

	13.3	To the extent that such Works and all intellectual property rights therein do not vest in Barclays automatically, you will hold all such Works and intellectual property
rights in trust for Barclays unless and until the Works and all intellectual property rights therein are vested absolutely in Barclays. 

  

	13.4	You agree that you will immediately, upon request from and at the expense of Barclays, execute all such documents and provide all such assistance as may be necessary in
the sole opinion of Barclays to vest the Works and intellectual property rights therein in Barclays including the securing of patent or other appropriate protection for the intellectual property rights in the Works. 

 

	13.5	You hereby assign to Barclays all current and future copyright, database rights and design rights in the Works and any other proprietary rights capable of assignment by
way of present assignment of future rights for the full term of such rights. 

  

	13.6	You unconditionally and irrevocably waive your moral rights in relation to all existing and future Works, including your right to be identified as the author of the
Works and not to have the Works subject to derogatory treatment. 

  

	13.7	You acknowledge that, except as may be expressly provided by law, no further remuneration or compensation other than that provided for under this Agreement is or may
become due to you as a result of your compliance with this Clause 13. 

  

	13.8	Decisions as to the protection or exploitation of any of the Works and the intellectual property rights therein shall be in the absolute discretion of Barclays.

  
 - 10 -

	14.	CONFIDENTIAL INFORMATION 

  

	14.1	You acknowledge that, during the course of your employment, you will be privy to confidential information belonging to or relating to Barclays or the Barclays Group and
its or their customers and that you will make, maintain and develop personal knowledge of, influence over and valuable personal contacts with customers, suppliers, staff and third parties. You agree that you shall keep secret and shall not at any
time, whether during the term of this Agreement or thereafter, for any reason whatsoever (except as necessary for the proper performance of your duties) disclose to any person, firm, company or organisation whatsoever or otherwise make use of for
your own or another’s advantage any confidential information or information which you have or may have acquired concerning the business or affairs of any member of the Barclays Group or any of its or their suppliers, customers, staff or third
parties. 

  

	14.2	Confidential information includes but is not limited to: 

  

	 	(a)	corporate and marketing strategy, business development plans, sales reports and research results; 

 

	 	(b)	business methods and processes, technical information and know-how relating to the Barclays Group’s business and which is not available to the public generally,
including inventions, designs, programmes, techniques, database systems, formulae and ideas; 

  

	 	(c)	business contacts, lists or details of customers and suppliers and details of contacts with them, their business or affairs; 

 

	 	(d)	information on employees and the terms and conditions of their employment, details of employee benefits, incentive schemes/plans, salary scales and/or current or
anticipated trade union/employee disputes; 

  

	 	(e)	information or details of any actual, potential or threatened litigation, legal action, claim, dispute or arbitration against or with any member of the Barclays Group
or any current or former director, officer or employee of the Barclays Group in such capacity and any information in respect of provisions for any such action; 

 

	 	(f)	information or details in connection with any actual or potential judicial, regulatory or governmental investigation of the Barclays Group, its business or activities,
or any current or former director, officer or employee of the Barclays Group; 

  

	 	(g)	budgets, management accounts, trading statements and other financial reports; 

 

	 	(h)	unpublished price sensitive information relating to shares or securities listed or dealt in on any recognised stock exchange; and 

  
 - 11 -

	 	(i)	any other information which any member of the Barclays Group or any of its employees or consultants has identified (orally, in writing or by its or their actions) as
being secret or confidential in nature. 

  

	14.3	You shall at all times comply with any relevant Barclays policies from time to time in force on the security of information and shall use your best endeavours to
prevent any unauthorised publication or disclosure of any confidential or secret information. 

  

	14.4	The restrictions in this Clause 14 shall not apply to:- 

  

	 	(a)	any disclosure of information which is already in the public domain otherwise than by breach of this Agreement; 

 

	 	(b)	any disclosure required by a court of law or by a governmental or regulatory body provided that you shall promptly notify Barclays when any such disclosure requirement
arises (to the extent that you are permitted to do so by law and / or regulation) to enable Barclays to take such action as it deems necessary, including, without limitation, to make known to the appropriate government or regulatory authority or
court the proprietary nature of the confidential information and make any applicable claim of confidentiality with respect hereto; 

  

	 	(c)	prevent you from making a protected disclosure within the meaning of Section 43A of the Employment Rights Act 1996. 

 

	15.	RESTRICTIVE COVENANTS 

  

	15.1	You covenant with Barclays (for itself and as trustee and agent for each member of the Barclays Group) that you shall not, whether directly or indirectly, on your own
behalf or on behalf of or in conjunction with any other person, firm, company or other entity: 

  

	 	(a)	for a period of 6 months from the Termination Date, carry on, set up, be employed, engaged or interested (whether as a director, shareholder, principal, consultant,
agent, partner or employee) in a business in any territory in the world in which the Barclays Group does business which is competitive or likely to be competitive with the Barclays Group in the provision of banking or financial services and such
other services carried on by the Barclays Group at the Termination Date and with which you were actively involved in the 12 months prior to the earlier of the Termination Date and the Garden Leave Date (“Relevant Period”). The
provisions of this Clause 15.1(a) shall not, at any time following the Termination Date, prevent you from holding for investment purposes only shares or securities which do not exceed five per cent (5%) in nominal value of the share capital or
stock of any class of any company quoted on a recognised stock exchange and, in addition, shall not prohibit the seeking or doing of business not in direct or indirect competition with the business of the Barclays Group; 

 

	 	(b)	 for a period of 6 months from the Termination Date deal with any person, firm, company or other entity who is or was a customer of Barclays or the
Barclays Group in the Relevant Period and with whom you had material dealings in respect 

  
 - 12 -

	 	
of banking facilities or other products or services provided by Barclays or the Barclays Group in the Relevant Period. Nothing in this Clause 15.1(b) shall prohibit you from seeking or doing
business which is not in direct or indirect competition with the business of the Barclays Group; 

  

	 	(c)	for a period of 12 months from the Termination Date solicit or entice away or attempt to solicit or entice away or engage any director, officer or employee of executive
status in the Barclays Group with whom you had material dealings in the Relevant Period. For the purposes of this Clause 15.1(c), “employee of executive status” shall include without limitation any employee of the Barclays Group with a
corporate grading B7, SX, Managing Director, Director, Vice President (or equivalent grades, or anything which replaces these grades) and any employees with a lower corporate grading where in the Relevant Period they have had line manager
responsibilities or have been engaged in work or projects which in Barclays reasonable opinion are key to its business. 

  

	15.2	The periods of restriction stated in Clauses 15.1(a) to 15.1(c) above shall be reduced by the length of time, if any, that you are on garden leave pursuant to Clause 17
or for any period during the notice period during which you are required to work on matters which (in the reasonable opinion of the Group Chairman) are not confidential to the Barclays Group. 

 

	15.3	Each of the restrictions contained in Clause 15 are considered by the parties to be reasonable in all the circumstances as at the date of this Agreement. However, the
parties agree that if any one or more of such restrictions shall be judged to be void as going beyond what is reasonable in all the circumstances for the protection of the interests of the Barclays Group, but would be enforceable if words were
deleted or one or more of the duration, range of activities and area covered were reduced in scope, the restrictions shall be deemed to apply with such modifications as may be necessary to make them valid and effective. Any such modification shall
not affect the validity of any other restriction contained in this Agreement and it is agreed that the restrictions in each sub-Clause of Clause 15.1 shall be construed as separate and individual restrictions. 

 

	15.4	You agree that if, during either the Employment or the period of the restrictions set out in Clauses 15.1 (a) to (c) inclusive (subject to the provisions of
Clause 15.2), you receive an offer of employment or engagement, you will provide a copy of Clauses 13, 14 and 15 to the offeror as soon as reasonably practicable after receiving the offer. 

 

	16.	TERMINATION 

  

	16.1	Either party may terminate the Agreement in accordance with Clause 3.3 above. 

 

	16.2	 Notwithstanding the provisions of Clauses 3.3 and without prejudice to any remedy Barclays may have against you for breach or non-performance of any of
the provisions of this Agreement, and irrespective of whether the grounds for termination arose before or after your Employment began, Barclays may (without thereby incurring any obligation to pay compensation (including, but without limitation, any
payment in lieu of notice) save in relation to payments accrued and owing at the 

  
 - 13 -

	 	
Termination Date) immediately terminate your Employment by notice in writing if you: 

  

	 	(a)	become bankrupt (or equivalent in any other jurisdiction) or become the subject of an interim order under the Insolvency Act 1986 or make any arrangements or
composition with your creditors; or 

  

	 	(b)	are convicted of any criminal offence (other than one which, in the opinion of Barclays, does not affect your position as an employee of Barclays, bearing in mind the
nature of your duties and the capacity in which you are employed); or 

  

	 	(c)	commit any act of dishonesty whether relating to any member of the Barclays Group, other employees or otherwise; or 

 

	 	(d)	are guilty of any serious misconduct or any conduct calculated or tending to bring any member of the Barclays Group or yourself into disrepute; or

  

	 	(e)	are guilty of serious misconduct which has damaged or may damage the business or affairs of the Barclays Group; or 

 

	 	(f)	are guilty of any material or repeated breach or non-observance of any of the provisions of this Agreement; or 

 

	 	(g)	neglect, fail or refuse to carry out duties properly assigned to you under this Agreement; or 

 

	 	(h)	become prohibited by law from being a director; or 

  

	 	(i)	are identified as being, or having ever been, a Positive Match for the purposes of the Barclays Prohibition or applicable Sanctions Notices referred to in the Barclays
Group Policy for Financial Sanctions and Prohibition of Business Activity; 

  

	 	(j)	cease to hold or fail to obtain any regulatory approvals or consents which are required for the effective discharge by you of any duties assigned to you under this
Agreement; 

  

	 	(k)	materially breach the rules of the FSA or any replacement regulatory body; or 

 

	 	(l)	breach any Barclays Group rules on anti-bribery or anti-corruption. 

 This Clause shall not restrict any other right which Barclays may have (whether at common law or otherwise) to terminate the Employment summarily. 

 

	16.3	Barclays may also terminate the Employment by service of 6 months’ written notice if you are unable (whether due to illness or otherwise) properly and effectively
to perform your duties under this Agreement for a period or periods exceeding 26 weeks (whether consecutive or not) in any period of 12 consecutive months. 

  
 - 14 -

	16.4	Without prejudice to Clause 16.1 Barclays may in its sole discretion elect to terminate your Employment at any time with immediate effect by giving you written notice
and:- 

  

	 	(a)	paying you the basic salary which you would have been entitled to receive under this Agreement during the notice period referred to in Clause 3.3 if notice had been
given or, if notice has already been given, during the remainder of that notice period (“the Notice Period”); 

  

	 	(b)	paying you a sum equal to the cash allowances which you would have been entitled to receive under Clause 9.1 (a), 9.1(c) and 9.1(e) during the Notice Period; and

  

	 	(c)	paying you a sum equal to the actual cost which would have been incurred by Barclays in providing you with the benefits under Clause 9.1 (b), 9.1(d) and 9.1(f), during
the Notice Period. Alternatively, Barclays may in its absolute discretion elect to continue to provide the benefits referred to in Clause 9.1(b), 9.1(d) and 9.1(f) for the Notice Period; 

Any payments made to you under this Clause 16.4 shall be paid less any applicable withholdings and shall be made in full and final
settlement of any claims (other than statutory claims) which you may have against any member of the Barclays Group arising from the Employment or the termination thereof. For the avoidance of doubt, you shall not be entitled to receive any payment
in respect of holiday entitlement that would have accrued during the period for which the payment in lieu is made. 
  

	16.5	The payments referred to in Clause 16.4(a) to (c) above (together “the Payment in Lieu”) may at Barclays discretion be paid as a lump sum within
one month of the Termination Date or in equal monthly instalments from the Termination Date until the end of the Notice Period provided always that if after exercising its discretion to make a Payment in Lieu Barclays becomes aware of any grounds
that would permit it to summarily terminate the Employment any payments due under this Clause 16.5 will cease to be payable and the net value of any Payment(s) in lieu that have been received by you shall be repaid as a debt to Barclays within 30
days of Barclays notifying you of this repayment obligation. 

  

	16.6	If Barclays elects to pay the Payment in Lieu in instalments and while such payments are being made you commence alternative employment or the provision of services
under a consultancy arrangement, then for each month that instalments of the Payment in Lieu remain payable, Barclays shall be entitled to reduce the amounts calculated in accordance with sub-Clauses 16.4(a) to (c) by the amount of any salary,
fees, benefits or bonus awards received by you from any alternative employment or engagement. In the event that Barclays exercises its discretion to terminate your employment under Clause 16.4, you shall use your reasonable efforts to secure
alternative employment or an engagement as a consultant as soon as reasonably practicable (subject to your obligations under Clause 15) and the payment of the instalments shall be conditional on you providing Barclays with reasonable evidence of
such efforts. 

  

	16.7	You will not, under any circumstances, have any right to Payment in Lieu unless Barclays has made an election by written notice under Clause 16.4 to make such a payment
to you. In consideration for the Payment in Lieu you agree to remain bound by the covenants contained in Clause 15 of this Agreement. 

  
 - 15 -

	16.8	No salary review will be undertaken after notice has been given by either party to terminate the Employment. 

 

	16.9	On the Termination Date (or, at the discretion of Barclays, on notice of termination being given or received by you) you will be deemed to have automatically resigned
from any offices and any other executive positions that you hold with any members of the Barclays Group (or any offices and any other executive positions with any third parties that you hold as part of your Employment with Barclays). For the
avoidance of doubt you shall not be entitled to any compensation for loss of office. 

  

	16.10	It is acknowledged that you may, during the Employment, be granted rights upon the terms and subject to the conditions of the rules from time to time of one or more of
Barclays long term incentive plans or any other profit sharing, share incentive, share or cash option, annual discretionary incentive award, bonus or phantom option scheme operated by Barclays or any member of the Barclays Group with respect to
shares in Barclays. If, on termination of the Employment, whether lawfully or in breach of contract you lose any of the rights or benefits under any such scheme (including rights or benefits which you would not have lost had the Employment not been
terminated) you shall not be entitled, by way of compensation for loss of office or otherwise howsoever, to any compensation for the loss of any rights under any such scheme. 

 

	16.11	The termination of your Employment shall not affect any provisions which are intended to operate after the Termination Date. 

 

	16.12	Following the termination of your Employment for whatever reason, you shall not at any time represent yourself as being in any way concerned with or interested in the
business of, or employed by, any member of the Barclays Group. 

  

	17.	SUSPENSION AND GARDEN LEAVE 

  

	17.1	Barclays may, in its absolute discretion, suspend you at any time from the performance of all or any of your duties: 

 

	 	(a)	where notice of termination has been served by either party, whether in accordance with Clause 3.3 or otherwise, for the whole or any part of the notice period;

  

	 	(b)	for such periods and on such terms as it considers expedient to allow it or the FSA or any competent regulatory body to undertake any investigation including, but not
limited to, any investigation under the disciplinary procedure, regulatory investigation or into any alleged failure to obtain or hold any regulatory authorisations necessary to fulfil the position held by you. 

 

	17.2	During any period of suspension under Clause 17.1, Barclays shall be under no obligation to provide work for or assign any duties to you and may require you:

  
 - 16 -

	 	(a)	not to attend any premises of any member of the Barclays Group other than as a customer of a Barclays retail bank; and/or 

 

	 	(b)	to resign with immediate effect from any offices you hold with any member of the Barclays Group (and any related trusteeships); and/or 

 

	 	(c)	not to speak to, contact or otherwise communicate with or engage with any director, consultant, agent, contractor or employee of any member of the Barclays Group or any
person, firm or company who, at the date of such suspension or exclusion is a client or customer of any member of the Barclays Group unless they are members of your immediate family; and/or 

 

	 	(d)	at any time to carry out such special projects or duties commensurate with your abilities as Barclays shall in its absolute discretion determine; and/or

  

	 	(e)	at any time to meet with representatives from Barclays in order to facilitate a handover of work and provide assistance with ongoing business activity; and/or

  

	 	(f)	to take any holiday which has accrued under Clause 10 during any period of suspension under Clause 17.1. 

 

	17.3	During any period of suspension under Clause 17.1: 

  

	 	(a)	this Agreement shall continue and you will continue to be bound by your obligations under it (except as expressly included in this Clause) including, for the avoidance
of doubt, your obligations of confidentiality, good faith and fidelity to Barclays; 

  

	 	(b)	the provisions of Clause 4.1(e) shall remain in full force and effect; 

  

	 	(c)	you will continue to receive your salary and other contractual benefits save that you shall not be entitled to earn or be paid any discretionary incentives award or
bonus during any period of garden leave or suspension where an investigation is pending and your conduct is found to amount to serious misconduct under the Barclays disciplinary process. 

 

	18.	RETURN OF BARCLAYS PROPERTY 

 Upon termination of your Employment for whatever reason (or, at Barclays discretion, with effect from the Garden Leave Date) or if requested by Barclays at any time, you shall immediately deliver to
Barclays in good condition all property of Barclays or any member of the Barclays Group or any of its or their clients or customers which may be in your possession or control, including without limitation all vehicles, keys, all cards providing
access to any Barclays premises, credit and purchase cards, any IT or mobile phone equipment, correspondence, documents, specifications, reports, data, papers and records in whatever medium or form (including any computer material such as discs or
tapes), all confidential information or documents, any information or documents relating to Barclays intellectual property rights, together with all copies of any such information or documents, which you have in your possession or under your
control. 

  
 - 17 -

	19.	RECONSTRUCTIONS AND CHANGE OF CONTROL 

 If Barclays is to be wound up for the purpose of a reconstruction or amalgamation or if Barclays transfers all or a substantial part of its business to another company and Barclays procures that you are
offered employment by the reconstructed or amalgamated or transferee company on similar terms to the terms of this Agreement, you will have no claim against Barclays in respect of the termination of your Employment. 

 

	20.	DISCIPLINARY AND GRIEVANCE PROCEDURE 

 Barclays has a disciplinary and grievance procedure, details of which are on the HR intranet. Barclays disciplinary and grievance procedure does not form part of the terms and conditions of your
Employment. If you are dissatisfied with the outcome of a grievance you raised in relation to your Employment or a disciplinary decision against you, you may apply in writing to the Group HR Director as appropriate of your business area whose
decision will be final. 
  

	21.	COLLECTIVE AGREEMENTS 

There are no collective agreements with any trade unions which directly affect the terms and conditions of your Employment. 

 

	22.	NOTICES 

 Any notice to
be given under this Agreement shall be in writing. Notice to you shall be sufficiently given by being delivered personally to you or by being sent by first class post addressed to you at the address stated in this Agreement or the last place of
residence in the UK notified to Barclays by you. Notice to Barclays shall be sufficiently given by being delivered to the Company Secretary of Barclays or by being sent by first class post to the registered office of Barclays addressed for the
attention of the Company Secretary of Barclays. Any notice if posted shall be deemed served upon the third day following that on which it was posted. 
  

	23.	MISCELLANEOUS 

  

	23.1	This Agreement, together with any documents referred to in it, sets out the whole agreement between the parties relating to your Employment and cancels all previous
agreements, representations and arrangements (whether oral or in writing) in connection with your Employment by Barclays which shall have no further effect as from the Start Date (this includes but is not limited to the service agreement between you
and Barclays, dated 29 November 2005 and any letters of amendment to that service agreement). You acknowledge that you have not entered into this Agreement in reliance upon any representation, warranty or undertaking which is not set out in
this Agreement or expressly referred to in it as forming part of your contract of employment. 

  
 - 18 -

	23.2	No omission to exercise or delay in exercising any right, power or remedy provided to Barclays by law or under this Agreement will constitute a waiver of that right,
power or remedy. 

  

	23.3	For the purposes of the Employment Rights Act 1996 or otherwise, you hereby consent to the deduction of any sums owing by you to any member of the Barclays Group at any
time from your salary or any other payment due from any member of the Barclays Group to you in respect of any overpayment of any kind made to you or in respect of any outstanding debt or other sum owed by you to any member of the Barclays Group and
you hereby also agree to make a payment to Barclays of any sums owed by you to Barclays upon demand by Barclays at any time. 

  

	23.4	During your Employment, Barclays may at its discretion require that you undergo screening for criminal record, sanctions list and/or credit reference checks from time
to time. It is anticipated that any such screening would only be undertaken if required for regulatory purposes or in order to comply with the minimum standards for the role you are undertaking, as set out in Barclays Global Standard on People
Screening. You agree to submit to and fully comply with any such screening procedures. 

  

	23.5	During your Employment, you must comply with all Barclays policies and procedures, including but not limited to Barclays policies and procedures on, and any other legal
obligations relating to, anti-bribery and anti-corruption. 

  

	23.6	During your Employment, you must also comply with Barclays policies and procedures relating to Data Protection legislation (as amended from time to time). Barclays and
the Barclays Group will process personal information relating to you for the purpose of your Employment. Examples of the type of personal information relating to you which the Barclays Group may process includes your employment application and other
employment related details such as your absence records (including medical reports where relevant) and your profile (including your gender, age, ethnic origin and disability (if you have one)). This information will be used and shared within the
Barclays Group and may be disclosed to approved external business partners who provide a service to us, for example health insurers, for the purpose of giving effect to your Employment and for other business reasons. We may use your details to send
you information on optional benefits, including exclusive employee offers on Barclays products and services. By signing this Agreement you agree to such information being processed where it is necessary or reasonably required for the conduct of
Barclays business and you consent to such data being transferred outside the European Economic Area to members of the Barclays Group and our external business partners. You should refer to the Privacy and Data Protection intranet site for further
details on how Barclays uses your information. 

  

	23.7	You also consent to Barclays monitoring your use of all Barclays resources and its communication and electronic equipment (including without limitation the telephone,
fax and email systems) and information stored on Barclays computer equipment, as described in your local acceptable use policy in accordance with the Barclays Group electronic communications standards. 

  
 - 19 -

	23.8	You and Barclays acknowledge that in entering into this Agreement neither has relied on any representation or undertaking by the other whether oral or in writing except
as expressly incorporated in this Agreement. Barclays will not be liable for any misrepresentation by it or the Barclays Group before the Start Date made innocently or negligently and your remedy in respect of any representation made before the
Start Date which is untrue will be limited to damages for breach of contract. 

  

	23.9	A person who is not a party to this Agreement shall have no right under the Contracts (Rights of Third Parties) Act 1999 to enforce any of its terms.

  

	24.	APPLICABLE LAW 

 English
law shall apply to this Agreement and to your Employment and the parties submit to the exclusive jurisdiction of the English courts. 
  

			
	(	 	SIGNED BY LAWRENCE DICKINSON
	(	 	a duly authorised signatory
	(	 	for and on behalf of Barclays
		
		 	DATE ....................................

 I confirm that I have read, understood and accept the terms of this Agreement as forming the terms
and conditions of my Employment. 
  

	    	SIGNED BY                          	) 

	    	ANTONY JENKINS 	) 

	    	DATE   .................................... 	     

  
 - 20 -

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