Document:

Exhibit 10.14

 

* Confidential
Treatment Requested by Celera Corporation*

 

AMENDMENT NO. 1 TO AGREEMENT

BETWEEN

THE REGENTS OF THE UNIVERSITY OF CALIFORNIA

AS MANAGEMENT AND OPERATIONS CONTRACTOR

FOR THE LAWRENCE BERKELEY NATIONAL LABORATORY
 AND
 BERKELEY HEARTLAB,

A CALIFORNIA CORPORATION

 

The parties hereby agree
to amend the Agreement as follows:

 

1.             Replace Appendix A,
Statement of Work with Appendix A, Amendment 1, Statement of Work dated October
29, 1996.

 

2.             All other terms and
conditions remain unchanged and in full force and effect.

 

In witness whereof the
parties hereto have executed this Amendment to the Agreement.

 

 

	
  UNIVERSITY OF CALIFORNIA

  AS MANAGEMENT AND OPERATIONS

  CONTRACTOR FOR THE

  LAWRENCE
  BERKELEY

  NATIONAL LABORATORY,

  	
  REQUESTER:

  
	
   

  	
   

  
	
  By:

  	
  /s/ Rick M. Inada

  	
   

  	
  By:

  	
   

  	
  /s/ Robert L. Swift

  
	
  Name:

  	
   

  	
  Contracts Officer

  	
   

  	
  Name:

  	
   

  	
  President & CEO

  
	
  Title:

  	
   

  	
  Rick M. Inada

  	
   

  	
  Title:

  	
   

  	
  Robert L. Swift, Ph.D.

  
	
  Date:

  	
   

  	
  November 8, 1996

  	
   

  	
  Date:

  	
   

  	
  November 4, 1996

  
														

 

 

Appendix A

Amendment 1

 

* Confidential Treatment Requested by Celera Corporation*

 

Statement of Work

 

Statement
of Work:

 

Ernest
Orlando Lawrence Berkeley National Laboratory (LBNL) will:

 

1.)  Further
develop and perfect [* * *]

 

2.)  Cooperate with the identified agents of
Berkeley HeartLab (BHL), a California Corporation, to develop [* * *]

 

3.)  Evaluate [* *
*]

 

4.)  Carry out analysis and report clinical
research studies involving measurements of [* * *]

 

5.)  Perform basic research studies [* * *]

 

October
29, 1996

 

 

Appendix A

Amendment 1

 

* Confidential Treatment Requested by Celera Corporation*

 

6.)  Provide support and assistance to the
clinical laboratory of BHL as needed for quality assurance, technical needs,
and transfer of technology involving new or modified clinical laboratory tests.

 

7.)  Continue responsibility for the pickup and
disposal of hazardous chemical waste at clinical laboratory on Telegraph
Avenue.

 

Staff:

 

LBNL
staff members responsible for the work in this contract include:

 

Ronald
M. Krauss, M.D., Principal Investigator

Patricia J. Blanche,
Scientist and Leader, Lipoprotein Analysis Core Laboratory

Laura G. Holl, Principal Research
Associate

Joseph
R. Orr, Senior Research Associate

Arnelio
B. Acosta, Research Associate

Lany
Ruslim, Research Associate

Robin S. Rawlings,
R.N., Clinical Coordinator, Cholesterol Research Center

Diane L. Tribble, Ph.D., Staff Scientist

Bonnie D. Miller, Ph.D., Statistician

Craig
M. Ikami, Programmer

Linda
D. Abe, Database Manager

 

LBNL
will notify BHL if staff members change.

 

Space

 

The primary
site for the conduct of this research shall be within that currently occupied
by the Cholesterol Research Center, 3101 Telegraph Avenue, Berkeley, CA.  The lease for this space shall be held by BHL.
If BHL elects to renegotiate the lease with the owner, the amount of space made
available to LBNL will be determined by mutual agreement of BHL and LBNL.

 

October 29, 1996

 

 

Appendix A

Amendment 1

 

* Confidential Treatment Requested by Celera Corporation*

 

Reporting

 

Performance, progress, and anticipated costs, will be
monitored by regular meetings between Robert Swift, Chief Executive Officer and
President, BHL, and Dr. Krauss.  Any
future changes in
the scope of work will be subject to approval by both Dr. Krauss and Dr. Swift,
and subject to a fully executed
amendment reflecting the changes.

 

October 29, 1996

 

 

* Confidential Treatment Requested by Celera Corporation*

 

	
  LBNL PROPOSAL BUDGET ESTIMATE

  	
  BG 96-039(01)

  
	
   

  
	
  Project Title:

  	
  Cholesterol Research Center Clinical Laboratory Unit

  
	
  Budget Period:

  	
  3/1/96-2/28/97

  
			

 

	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Total

  	
   

  
	
   

  	
   

  	
  Effort

  	
   

  	
  Rate

  	
   

  	
  Est Cost

  	
   

  	
  Cost

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  A.

  	
  SALARIES AND
  WAGES

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  A.1

  	
  P.I.

  	
  Krauss, R.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.2

  	
  Manager

  	
  Rawlings, R.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.3

  	
  Supervisor

  	
  Blanche, P

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.4

  	
  Scientist

  	
  Tribble, D.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.5

  	
  Pr. Res Assoc

  	
  Holl, L.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.6

  	
  Scientist

  	
  Miller, B.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.7

  	
  Lab Assistant

  	
  Felix, T.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.8

  	
  Sr. Res Assoc

  	
  Orr., J.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.9

  	
  Res Associate

  	
  Ruslim, L.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.10

  	
  Res Associate

  	
  Acosta, A.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.11

  	
  Computer

  	
  Abe, L.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  A.12

  	
  Computer

  	
  Ikami, C.

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
  TOTAL Labor

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  

 

	
   

  	
   

  	
   

  	
   

  	
  Rate

  	
   

  	
  Base

  	
   

  	
  Est Cost

  	
   

  	
   

  	
   

  
	
  B.

  	
  FRINGE BENEFITS

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  B.1

  	
  Scientific

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Fringe
  Benefits

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  C.

  	
  TOTAL SALARIES AND FRINGE BENEFITS

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  D.

  	
  SCIENTIFIC AND SUPPORT BURDEN

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  D.1

  	
  Scientific Burden (on C)

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Scientific/Support
  Burden

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  E.

  	
  SUBCONTRACTS, CONSULTANTS, &
  OTHER SERVICES

  	
   

  	
  [*
  * *]

  	
   

  
	
   

  	
   

  
	
  F.

  	
  PURCHASES

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  F.1

  	
  Equipment

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  F.2

  	
  Other procurements; lab &
  office supplies

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  F.3

  	
  Procurement burden/material
  handling

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Purchases

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  
	
  G.

  	
  TRAVEL

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  G.1

  	
  Domestic

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  G.2

  	
  Foreign

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Travel

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  
	
  H.

  	
  OTHER DIRECT COSTS –
  OVERHEADED

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.1

  	
  Publications

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.2

  	
  Central computing facilities

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.3

  	
  Recharges (Space)

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.4

  	
  Miscellaneous
  expenses (tele, maint. etc.)

  	
   

  	
   

  	
   

  	
  [*
  * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL
  Other Direct Costs,
  Overheaded

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  I.

  	
  OTHER DIRECT COSTS — NO
  OVERHEAD

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  I.1

  	
  Conferences and workshops

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  I.2

  	
  Stipends

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  I.3

  	
  Electricity

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Other
  Direct Costs, No Overhead

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  J.

  	
  OTHER BURDENS

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  J.1

  	
  Administrative recharges

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  J.2

  	
  ER-LTT Tech Transfer Burden
  (on C thru H)

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Other
  Burdens

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
  K.

  	
  TOTAL DIRECT COSTS and
  BURDENS (C through J)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
																

 

	
   

  	
   

  	
   

  	
  Rate

  	
   

  	
  Base

  	
   

  	
  Est Cost

  	
   

  	
   

  	
   

  
	
  L.

  	
  OVERHEAD

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  L.1

  	
  Site Support (on F.3 + H +
  J)

  	
   

  	
  [* * *]

  	
   

  	
  [* * *]

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  
	
   

  	
  L.2

  	
  G&A (on
  C+D+F.3+G+H+J+L.1)

  	
   

  	
  [* * *]

  	
   

  	
  [* * *]

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Overhead

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
  M.

  	
  TOTAL LABORATORY COSTS (K+L)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
  N.

  	
  DEPRECIATION (11.7%
  of C; 12.8% of H.2)

  	
   

  	
  [* * *]

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
  O.

  	
  DOE-ADDED FACTOR (on
  Lines M+N)

  	
   

  	
  [* * *]

  	
   

  	
  [* * *]

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  
	
  P.

  	
  TOTAL COSTS (M+N+O)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [* * *]

  	
   

  

 

	
   

  	
   

  	
   

  	
   

  	
  Date prepared: 

  	
  7/15/96Exhibit 10.15

 

* Confidential
Treatment Requested by Celera Corporation*

 

AMENDMENT
NO. 2 TO AGREEMENT

BETWEEN

THE REGENTS OF THE UNIVERSITY OF
CALIFORNIA

AS MANAGEMENT AND OPERATIONS CONTRACTOR

FOR THE LAWRENCE BERKELEY NATIONAL
LABORATORY

AND

BERKELEY HEARTLAB,

A CALIFORNIA CORPORATION

 

The parties hereby agree to amend
the Agreement as follows:

 

1.      Replace
Appendix A, Statement of Work with Appendix A, Amendment 2,
Statement of Work dated February 6, 1997.

 

2.      All other terms and conditions remain unchanged
and in full force and effect.

 

In
witness whereof the parties hereto have executed this Amendment to the
Agreement.

 

 

	
  UNIVERSITY
  OF CALIFORNIA  

  AS MANAGEMENT AND OPERATIONS 

  CONTRACTOR FOR THE  

  LAWRENCE BERKELEY
  

  NATIONAL LABORATORY,
  

   

  	
   

  	
  REQUESTOR:
  Berkely HeartLab, Inc.  

  
	
  By

  	
                     /s/
  Rick M. Inada

  	
   

  	
  By

  	
                    /s/
  Robert L. Swift

  
	
  Title

  	
                 Contracts
  Officer

  	
   

  	
  Title

  	
                 CEO/President

  
	
  Name

  	
    Rick
  M. Inada 

  	
   

  	
  Name

  	
    Robert L. Swift 

  
	
  Date

  	
      3/21/97

  	
   

  	
  Date

  	
      March 12,
  ‘97

  
										

 

 

Appendix A

Amendment 2

 

* Confidential Treatment Requested by Celera Corporation*

 

Statement of Work

 

Statement of Work:

 

Ernest Orlando Lawrence Berkeley National
Laboratory (LBNL) will:

 

1.) Further develop and perfect [* * *]

 

2.) Cooperate with the identified agents of
Berkeley HeartLab (BHL), a California Corporation,
to evaluate the use of [* * * ]

 

3.)
Cooperate with the identified agents of BHL to develop assays for lipoproteins
and lipoprotein subclasses using capillary electrophoresis-based methodology.
LBNL will contribute expertise regarding
lipoproteins, provide reference standards for analysis of the capillary
electrophoresis procedure, and evaluate overall progress and performance.

 

4.) Evaluate new [* * *]

 

5.)
Carry out analysis and report clinical research studies involving [* * *]

 

January
15, 1997

 

 

Appendix A

Amendment 2

 

* Confidential
Treatment Requested by Celera Corporation*

 

6.) Evaluate procedures for [* *  *]

 

7.) Perform basic research studies [* * *]

 

8.)
Provide support and assistance to the clinical laboratory of BHL as needed for
quality assurance, technical needs, and transfer of technology involving new or
modified clinical laboratory tests.

 

9.)        Continue
responsibility for the pickup and disposal of hazardous chemical waste at clinical laboratory on Telegraph Avenue.

 

Staff:

 

LBNL
staff members responsible for the work in this contract include:

 

Ronald M. Krauss, M.D., Principal
Investigator

Patricia J. Blanche, Scientist and
Leader, Lipoprotein Analysis Core Laboratory

Laura G. Holl, Principal Research
Associate

Joseph R. Orr, Senior Research Associate

Arnelio B. Acosta, Research Associate

Lany Ruslim, Research Associate

Robin S. Rawlings, R.N., Clinical
Coordinator, Cholesterol Research Center

Diane L. Tribble, Ph.D., Staff Scientist

Bonnie D. Miller, Ph.D., Statistician

Craig M. Ikami, Programmer

Linda D. Abe, Database Manager

 

LBNL
will notify BHL if  staff  members
change.

 

January
15, 1997

 

 

Appendix A

Amendment 2

 

* Confidential
Treatment Requested by Celera Corporation*

 

Space

 

The primary site for the conduct of this research shall
be within that currently occupied by the Cholesterol Research
Center, 3101 Telegraph Avenue, Berkeley, CA. 
The lease for this space shall be held by BHL.  If BHL
elects to renegotiate the lease with the owner, the amount of space made
available to LBNL will be determined by mutual agreement of BHL and LBNL.

 

Reporting

 

Performance, progress, and anticipated costs, will be
monitored by regular meetings between
Robert Swift, Chief Executive Officer and President, BHL, and Dr. Krauss. Any future changes in the scope of work will be
subject to approval by both Dr. Krauss and Dr. Swift, and
subject to a fully executed amendment reflecting the changes.

 

January 15, 1997

 

 

* Confidential
Treatment Requested by Celera Corporation*

 

	
  LBNL PROPOSAL BUDGET ESTIMATE 

  	
  BG 96-039(02)

  
	
   

  	
   

  
	
  Project Title:                      Cholesterol
  Research Center Clinical Laboratory Unit

  	
   

  
	
  Budget Period:     3/1/97-2/28/98

  	
   

  

 

	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Total

  	
   

  
	
   

  	
   

  	
  Effort

  	
   

  	
  Rate

  	
   

  	
  Est Cost

  	
   

  	
  Cost

  	
   

  
	
  A.

  	
  SALARIES AND
  WAGES

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  A.1

  	
  P.I.

  	
  Krauss, R.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.2

  	
  Manager

  	
  Rawlings, R.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.3

  	
  Supervisor

  	
  Blanche, P.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.4

  	
  Scientist

  	
  Tribble, D.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.5

  	
  Pr. Res Assoc

  	
  Holl, L.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.6

  	
  Scientist

  	
  Miller, B.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.7

  	
  Lab Assistant

  	
  Felix, T.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.8

  	
  Sr. Res Assoc

  	
  Orr., J.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.9

  	
  Res Associate

  	
  Ruslim, L.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.10

  	
  Res Associate

  	
  Acosta, A.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.11

  	
  Computer

  	
  Abe, L.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  A.12

  	
  Computer

  	
  Ikami, C.

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  TOTAL Labor

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  

 

	
   

  	
   

  	
  Rate

  	
   

  	
  Base

  	
   

  	
  Est Cost

  	
   

  	
   

  	
   

  
	
  B.

  	
  FRINGE BENEFITS

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  B.1

  	
  Scientific

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  TOTAL Fringe
  Benefits

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  C.

  	
  TOTAL SALARIES AND FRINGE BENEFITS

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  D.

  	
  SCIENTIFIC AND SUPPORT BURDEN

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  D.1

  	
  Scientific Burden (on C)

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Scientific/Support
  Burden

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  E.

  	
  SUBCONTRACTS,
  CONSULTANTS, & OTHER SERVICES

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  F.

  	
  PURCHASES

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
   

  	
  F.1

  	
  Equipment

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  F.2

  	
  Other procurements; lab & office supplies

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  F.3

  	
  Procurement burden/material handling

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Purchases

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  G.

  	
  TRAVEL

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  G.1

  	
  Domestic

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  G.2

  	
  Foreign

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Travel

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  H.

  	
  OTHER DIRECT COSTS – OVERHEADED

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.1

  	
  Publications

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.2

  	
  Central computing facilities

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.3

  	
  Recharges (Space)

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  H.4

  	
  Miscellaneous expenses (tele, maint. etc)

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Other Direct
  Costs, Overheaded

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  I.

  	
  OTHER DIRECT COSTS – NO OVERHEAD

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  I.1

  	
  Conferences and workshops

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  I.2

  	
  Stipends

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  I.3

  	
  Electricity

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Other Direct
  Costs, No Overhead

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  J.

  	
  OTHER BURDENS

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  J.1

  	
  Administrative recharges

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  J.2

  	
  ER-LTT Tech Transfer Burden (on C thru H)

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Other Burdens

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  K.

  	
  TOTAL DIRECT COSTS and BURDENS (C through J)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
														

 

	
   

  	
   

  	
   

  	
  Rate

  	
   

  	
  Base

  	
   

  	
  Est Cost

  	
   

  	
   

  	
   

  
	
  L.

  	
  OVERHEAD

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
  L.1

  	
  Site Support (on F.3 + H + J)

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  L.2

  	
  G&A (on C+D+F.3+G+H+J+L.1)

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  
	
   

  	
  TOTAL Overhead

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  M.

  	
  TOTAL LABORATORY COSTS (K+L)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  N.

  	
  DEPRECIATION (11.7% of C;
  12.8% of H.2)

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  O.

  	
   

  	
  DOE-ADDED FACTOR (on Lines M+N)

  	
   

  	
  [***]

  	
   

  	
  [***]

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  
	
  P.

  	
   

  	
  TOTAL COSTS (M+N+O)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  [***]

  	
   

  

 

	
   

  	
   

  	
   

  	
   

  	
  Date prepared: 

  	
  2/6/97

  	
   

  

 

5

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00141-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00141-of-00352.parquet"}]]