Document:

Form of Investment Management Trust

 Exhibit 10.6 
 FORM OF 
 INVESTMENT MANAGEMENT TRUST AGREEMENT 
 This INVESTMENT MANAGEMENT TRUST AGREEMENT (this “Agreement”) is made as of
            ,          2008, by and between Opportunity Acquisition Corp. (the “Company”) and American Stock
Transfer & Trust Company (the “Trustee”). Capitalized terms used herein without definition shall have the meanings ascribed to such terms in the Registration Statement (as defined below). 
 WHEREAS, the Company’s Registration Statement on Form S-1 (No. 333-148768), as amended (the “Registration Statement”), for its
initial public offering of securities (the “IPO”) has been declared effective by the Securities and Exchange Commission; and 
 WHEREAS, Banc of America Securities LLC is acting as the representative (the “Representative”) of the underwriters in the IPO pursuant to an underwriting agreement dated on or about the date hereof between the Company and
the Representative (the “Underwriting Agreement”); and 
 WHEREAS, as described in the Registration Statement, and in
accordance with the Company’s amended and restated certificate of incorporation, upon execution of this Agreement or as promptly thereafter as practicable, the Company shall deliver to the Trustee an amount equal to the sum of
(i) $143,750,000 of the net proceeds of the IPO, including $5,250,000 in deferred underwriting compensation (or $165,462,500 of the net proceeds, including $6,037,500 in deferred underwriting compensation, if the over-allotment option is
exercised in full) and (ii) $4,000,000 of the proceeds from the Company’s issuance and sale in a private placement of 4,000,000 warrants issued to its founding stockholder, JMP Group Inc., for a total of $147,750,000 (or $169,462,500 if
the underwriters’ over-allotment option is exercised in full) to be deposited and held in a trust account for the benefit of the Company and the holders from time to time of the Company’s common stock, par value $0.001 per share
(“Common Stock”), issued in the IPO (the “Public Stockholders”). The amount to be delivered to the Trustee is referred to herein as the “Property,” and the Public Stockholders are referred to
together with the Company as the “Beneficiaries”; and 
 WHEREAS, pursuant to the Underwriting Agreement, a portion of the
Property equal to $5,250,000 (or $6,037,500 if the underwriters’ over-allotment option is exercised in full, subject to proportional adjustment pursuant to the Underwriting Agreement if the underwriters’ over-allotment option is exercised
in part, as specified in a notice pursuant to Paragraph 2(d) hereof), subject to reduction, as provided in the Underwriting Agreement, by amounts paid to Public Stockholders who convert their shares of Common Stock of the Company for cash in
connection with the Company’s Initial Business Combination (as defined in the Company’s amended and restated certificate of incorporation), is attributable to deferred underwriting commissions that will become payable by the Company to the
underwriters upon the consummation of an Initial Business Combination (the “Deferred Discount”); and 

 WHEREAS, the Company and the Trustee desire to enter into this Agreement to set forth the terms and
conditions pursuant to which the Trustee shall hold the Property. 
 NOW, THEREFORE, in consideration of the premises herein contained and
other good and valuable consideration, the sufficiency of which is hereby acknowledged, the parties agree as follows: 
 1. Agreements and
Covenants of Trustee. The Trustee is hereby appointed to serve as Trustee hereunder, and the Trustee hereby agrees to act as Trustee upon the terms and conditions set forth herein. The Trustee hereby agrees and covenants to: 
 (a) Hold the Property in trust for the Beneficiaries in accordance with the terms of this Agreement, in a segregated trust account (the “Trust
Account”) established by the Trustee at American Stock Transfer & Trust Company; 
 (b) Manage, supervise, and administer
the Trust Account subject to the terms and conditions set forth herein, including carrying out the activities and responsibilities set forth in Paragraph 3 hereof; 
 (c) In a timely manner, upon the written instruction of the Company, invest and reinvest the Property only in U.S. “government securities” within the meaning of Section 2(a)(16) of the Investment
Company Act of 1940, as amended (the “Investment Company Act”), with a maturity of 180 days or less, or in money market funds selected by the Company which invest principally in either short-term securities issued or guaranteed by
the United States having a rating in the highest investment category granted thereby by a recognized credit rating agency at the time of acquisition and meeting the conditions under Rule 2a-7 under the Investment Company Act; 
 (d) Collect and receive, when due, all principal and income arising from the Property, which shall become part of the “Property,” as such term
is used herein; 
 (e) Notify the Company of all communications received by it with respect to any Property requiring action by the Company;

 (f) Supply any necessary information or documents as may be requested by the Company in connection with the Company’s preparation of
the tax returns for the Company and Trust Account; 
 (g) Participate in any plan or proceeding for protecting or enforcing any right or
interest arising from the Property if, as, and when instructed by the Company to do so; and 
 (h) Render to the Company, the Representative,
and to such other person as the Company may instruct monthly written statements of the activities of and amounts in the Trust Account reflecting all receipts and disbursements of the Trust Account. 
  

 2 

 2. Agreements and Covenants of the Company. The Company hereby agrees and covenants to:

 (a) Give all instructions and notices to the Trustee hereunder in writing, signed on behalf of the Company by a duly authorized executive
of the Company. In addition, except with respect to its duties under Paragraph 3, the Trustee shall be entitled to rely on, and shall be protected in relying on, any verbal or telephonic advice or instruction which it in good faith believes to be
given by any one of the persons authorized above to give written instructions, provided that the Company shall promptly confirm such instructions in writing; 
 (b) Hold the Trustee harmless and indemnify the Trustee from and against any and all expenses, including reasonable counsel fees and disbursements, or loss suffered by the Trustee in connection with any action, suit,
or other proceeding brought against the Trustee involving any claim, or in connection with any claim or demand which in any way arises out of or relates to this Agreement, the services of the Trustee hereunder, or the Property or any income earned
from investment of the Property, except for expenses and losses resulting from the Trustee’s gross negligence or willful misconduct. Promptly after the receipt by the Trustee of notice of demand or claim or the commencement of any action, suit,
or proceeding, pursuant to which the Trustee intends to seek indemnification under this Paragraph, it shall notify the Company in writing of such claim (hereinafter referred to as the “Indemnified Claim”). The Company shall have the
right to conduct and manage the defense against such Indemnified Claim, provided that the Company shall obtain the consent of the Trustee with respect to the selection of counsel, which consent shall not be unreasonably withheld. The Company
may not agree to settle any Indemnified Claim without the prior written consent of the Trustee, which consent shall not be unreasonably withheld, unless such settlement includes a full release of the Trustee with respect to such Indemnification
Claim. The Trustee may participate in such action with its own counsel at its own expense; 
 (c) Pay the Trustee a fee of [ ] for its
services as Trustee at the consummation of the IPO (separately and in addition to making payments to the Trustee of a monthly fee of [ ] for transfer agent services, of a one-time fee of [$2,500] for warrant agent services and a closing fee of [ ]
in accordance with the terms of a separate fee letter delivered to the Company on             ,          2008, as subsequently amended
from time to time). It is expressly understood that the Property shall not be used to pay such fees. The Trustee shall refund any unused fees (on a pro rata basis) with respect to any period after the liquidation of the Trust Account. The Company
shall not be responsible for any other fees or charges of the Trustee except as may be provided in Paragraph 2(b) hereof; 
 (d) Within five
Business Days (as defined below) after the underwriters’ over-allotment option (or any unexercised portion thereof) set forth in the Underwriting Agreement expires or is exercised in full, provide the Trustee with a notice in writing (with a
copy to the Representative) of the total amount of the Deferred Discount, which shall in no event be less than $5,250,000 and of the total amount that the Company shall be entitled to withdraw from the Trust Account pursuant to clause (z) of
Paragraph 3(ii) hereof, which shall in no event be more than $2,300,000; and 
 For purposes of this Agreement, “Business
Day” shall mean any day except a Saturday, Sunday, or other day on which commercial banks are authorized or required by law to close. 
  

 3 

 (e) In connection with any vote of the Company’s stockholders on whether to approve an Initial
Business Combination, provide to the Trustee an affidavit or certificate of a firm regularly engaged in the business of soliciting proxies and tabulating stockholder votes (which firm may be the Trustee) verifying the vote of the Company’s
stockholders regarding such Initial Business Combination and any other matters voted upon by the stockholders in connection therewith; and 
 (f) If the Company does not effect an Initial Business Combination within 24 months after the date of the final prospectus for the IPO, the Company’s existence shall cease except for the purposes of the Company winding up its affairs
and liquidating pursuant to Section 278 of the Delaware General Corporation Law, in which case as promptly as practicable thereafter the Company shall adopt a plan of distribution in accordance with Section 281(b) of the Delaware General
Corporation Law. Upon the Company’s adoption of such plan of distribution, the Company shall promptly provide the Trustee a Termination Letter (as defined below) substantially in the form of Exhibit B hereto. 
  3. Liquidation and Distribution of Trust Account Property. The Trustee shall commence liquidation of the Trust Account only upon receipt of, and
only in accordance with the terms of, a letter in form substantially similar to that attached hereto as either Exhibit A or Exhibit B (each, a “Termination Letter”), signed on behalf of the Company by a duly authorized
executive officer of the Company and affirmed by a duly authorized officer of the Company, and complete the liquidation of the Trust Account and distribute the Property in the Trust Account only as directed in the Termination Letter and any other
documents referred to therein; provided, however, that the Trustee shall (i) from time to time as may be necessary timely to pay any taxes incurred as a result of interest or other income earned on the Property held in the Trust
Account and any other taxes imposed upon the Company by any governmental entity or taxing authority (or to reimburse the Company for previous payments thereof), only upon receipt of and in accordance with the terms of a letter in form substantially
similar to that attached hereto as Exhibit C (a “Tax Disbursement Letter”), signed on behalf of the Company by a duly authorized executive officer and copied to Authorized Counsel (as defined below), as evidenced by his or
her countersignature thereto, distribute such funds to the person or persons indicated on the Schedule of Tax Payments attached to the Tax Disbursement Letter the amount or amounts that may be requested by the Company with respect thereto only as
directed in the Tax Disbursement Letter and any other documents referred to therein, and (ii) from time to time, only upon receipt of and in accordance with the terms of a letter in form substantially similar to that attached hereto as
Exhibit D (a “Disbursement Letter”), signed on behalf of the Company by a duly authorized executive officer and copied to Authorized Counsel, as evidenced by his or her countersignature thereto, distribute to the Company such
amount as may be requested by the Company for working capital requirements as directed in the Disbursement Letter and the other documents referred to therein, provided, however, that the aggregate amount distributed by the Trustee to
the Company pursuant to this Paragraph 3(ii) may not exceed the lesser of (y) the aggregate amount of interest and any other income actually received by the Trustee on amounts in the Trust Account less an amount equal to the aggregate amount of
(A) taxes that have been paid or are payable on such interest and other income and (B) all other taxes imposed upon the Company by any governmental entity or taxing authority, and (z) $2,000,000, provided that, if the
underwriters’ over-allotment option set forth in the Underwriting Agreement is exercised, then the foregoing dollar amount set forth in this clause (z) shall be increased by multiplying such amount by a fraction, the numerator of which is
the total number of Units purchased by the Underwriters pursuant to the Underwriting Agreement, including all Units purchased upon 
   

 4 

 
exercise of such option, and the denominator is the total number of Units purchased by the Underwriters pursuant to the Underwriting Agreement, excluding any
Units purchased upon exercise of such option (provided that, after giving effect to any and all such increases, such amount shall in no event exceed $2,300,000). 
 For purposes of this Agreement, “Authorized Counsel” shall mean, at any date, the attorney retained and authorized by the Company to perform the functions contemplated by this Agreement. 

For purposes of this Agreement, “Unit” shall mean, a unit sold in connection with the IPO, each unit consisting of one share of the
Company’s common stock, par value $0.001 per share, and one warrant to purchase one share (subject to adjustment) of the Company’s common stock. 
 4. Limitations of Liability. The Trustee shall have no responsibility or liability to: 
 (a) Take any
action with respect to the Property, other than as directed in Paragraphs 1 and 3 hereof, and the Trustee shall have no liability to any party except for liability arising out of its own gross negligence or willful misconduct; 
 (b) Institute any proceeding for the collection of any principal and income arising from, or institute, appear in, or defend any proceeding of any kind
with respect to, any of the Property, unless and until it shall have received instructions from the Company given as provided herein to do so and the Company shall have advanced or guaranteed to it funds sufficient to pay any expenses incident
thereto; 
 (c) Change the investment of any Property, other than in compliance with Paragraph 1(c); 
 (d) Refund any depreciation in principal of any Property; 
 (e) Assume that the authority of any person designated by the Company to give instructions hereunder shall not be continuing unless provided otherwise in such designation, or unless the Company shall have delivered a
written revocation of such authority to the Trustee; 
 (f) The Company or to anyone else for any action taken or omitted by it, or any action
suffered by it to be taken or omitted, in good faith and in the exercise of its own best judgment, except for its gross negligence or willful misconduct. The Trustee may rely conclusively and shall be protected in acting upon any order, notice,
demand, certificate, opinion, advice of counsel (including counsel chosen by the Trustee), statement, instrument, report, or other paper or document (not only as to its due execution and the validity and effectiveness of its provisions, but also as
to the truth and acceptability of any information therein contained) which is believed by the Trustee, in good faith and in the exercise of its own best judgment, to be genuine and to be signed or presented by the proper person or persons. The
Trustee shall not be bound by any notice or demand, or any waiver, modification, termination, or rescission of this Agreement or any of the terms hereof, unless evidenced by a written instrument delivered to the Trustee signed by the proper party or
parties and, if the duties or rights of the Trustee are affected, unless it shall give its prior written consent thereto; 
  

 5 

 (g) Verify the correctness of the information set forth in the Registration Statement (other than any
information concerning or provided by the Trustee) or to confirm or assure that any acquisition made by the Company or any other action taken by it is as contemplated by the Registration Statement; and 
 (h) Subject to the requirements of Paragraph 3 of this Agreement, pay any taxes on behalf of the Trust Account to any governmental entity or taxing
authority. 
 5. Termination. This Agreement shall terminate as follows: 
 (a) If the Trustee gives written notice to the Company that it desires to resign under this Agreement, the Company shall use its reasonable efforts to
locate a successor trustee. At such time that the Company notifies the Trustee that a successor trustee has been appointed by the Company and the successor trustee has agreed in writing (signed by the successor trustee and the Company) to be bound
by the terms of this Agreement (and a copy of such signed writing shall have been delivered to the Trustee), the Trustee shall transfer the Trust Account and the management of the Trust Account to the successor trustee, including but not limited to
the transfer of copies of the reports and statements relating to the Trust Account, whereupon the resigning Trustee shall have no further rights and obligations under this Agreement (except with respect to events that existed or circumstances that
occurred prior to such release of the resigning Trustee, and except that the provisions of Paragraph 2(b) shall continue to be applicable with respect to the resigning Trustee); provided, however, that, in the event that the Company
does not locate a successor trustee within 90 days of receipt of the resignation notice from the Trustee, the Trustee may petition the United States District Court for the Southern District of New York for the appointment of a successor trustee.
Anything herein to the contrary notwithstanding, the resignation of the Trustee shall not be effective unless and until a successor trustee shall have been appointed and agreed in writing to act in such capacity as contemplated by this Paragraph
5(a); or 
 (b) This Agreement shall terminate, except with respect to Paragraph 2(b), on the earlier to occur of such time that the Trustee
has completed the liquidation of the Trust Account in accordance with the provisions of Paragraph 3 hereof and distributed the Property in accordance with the provisions of the Termination Letter and the tenth anniversary hereof. 
 6. Miscellaneous. 
 (a) The Company
and the Trustee each acknowledge that the Trustee will follow the security procedures set forth below with respect to funds transferred from the Trust Account. Upon receipt of written instructions (including, without limitation, any Termination
Letter, Tax Disbursement Letter, or Disbursement Letter), the Trustee will confirm such instructions with an Authorized Individual at an Authorized Telephone Number listed on the attached Exhibit E. The Company and the Trustee will each
restrict access to confidential information relating to such security procedures to authorized persons. Each party must notify the other party immediately if it has reason to believe unauthorized persons may have obtained 

  

 6 

 
access to such information, or of any change in any Authorized Individual or Authorized Telephone Number listed in Exhibit E hereto or in any of its other
authorized personnel. In executing funds transfers, the Trustee will rely upon account numbers or other identifying numbers of a beneficiary, beneficiary’s bank, or intermediary bank, rather than on names. The Trustee shall not be liable for
any loss, liability, or expense resulting from any error in an account number or other identifying number, provided it has accurately transmitted the numbers provided. 
 (b) This Agreement shall be governed by and construed in accordance with the laws of the State of New York. It may be executed in several counterparts, each one of which shall constitute an original, and together
shall constitute but one instrument. 
 (c) This Agreement contains the entire agreement and understanding of the parties hereto with respect
to the subject matter hereof. The parties hereto may change, waive, amend, or modify any provision contained herein that may be defective or inconsistent with any other provision contained herein only upon the written consent of each of the parties
hereto; provided that such action shall not materially adversely affect the interests of the Public Stockholders. Any other change, waiver, amendment, or modification to this Agreement shall be subject to approval by a majority of the Public
Stockholders; provided, further, that this Agreement may not be changed, waived, amended, or modified in such a manner as to adversely affect the right of the Underwriters to receive the Deferred Discount as contemplated herein without the written
consent of the Representative. As to any claim, cross-claim or counterclaim in any way relating to this Agreement, each party waives, to the maximum extent permitted by applicable law, the right to trial by jury. 
 (d) To the maximum extent permitted by applicable law, the parties hereto consent to the jurisdiction and venue of any state or federal court located in
the City of New York, without giving effect to conflicts of law principles that would result in the application of the substantive laws of another jurisdiction, for purposes of resolving any disputes hereunder. 
 (e) Any notice, consent, or request to be given in connection with any of the terms or provisions of this Agreement shall be in writing and shall be sent
by express mail or similar private courier service, by certified mail (return receipt requested), by hand delivery, or by facsimile transmission: 
 if to the Trustee, to: 
 American Stock Transfer & Trust Company 
 59 Maiden Lane 
 Plaza Level 
 New York, NY 10038 
 Attn: Herb Lemmer, Vice
President 
 Fax No.: (718) 331-1852 
  

 7 

 if to the Company, to: 
 Opportunity Acquisition Corp. 
 c/o JMP Group
Inc. 
 600 Montgomery Street, Suite 1100 
 San Francisco, California 94111 
 Attn: Joseph A. Jolson 
 Fax No.: (415) 263-1336 
 in either
case with a copy to: 
 Greenberg Traurig, LLP 
 2375 East Camelback Road, Suite 700 
 Phoenix, Arizona 85016 
 Attn: Brian H. Blaney, Esq. 
 Fax No.:
(602) 445-8603 
 if to the Representative, to: 
 the address for notices set forth in the Underwriting Agreement 
 (f) No party hereto may assign this
Agreement without the prior written consent of the other, which consent shall not be unreasonably withheld, except that, in connection with any merger of the Company into or consolidation of the Company with any person (the “Surviving
Person”) in which case the Company shall not consummate any such transaction until the Surviving Person, the Company, and the Trustee shall have entered into a written agreement pursuant to which the Surviving Person shall agree to assume and
perform all of the Company’s obligations hereunder. 
 (g) Each of the Trustee and the Company hereby represents that it has the full
right and power, and has been duly authorized, to enter into this Agreement and to perform its respective obligations as contemplated hereunder. The Trustee acknowledges and agrees that it shall not make any claims or proceed against the Trust
Account or any Property, including by way of set-off, and shall not be entitled to any funds in the Trust Account or any Property under any circumstance. 
 (h) The Trustee acknowledges and agrees that it is the specific intention of the parties hereto that the Representative is and shall be a third-party beneficiary of the provisions of this Agreement pertaining to the
Deferred Discount (including, without limitation, paragraphs 2(d) and 6(c) and Exhibit A) and requiring that certain documents and notices be delivered to the Representative, and the Company’s and the Trustee’s obligations under this
Agreement with respect thereto (but solely of those provisions and solely with respect to such obligations of the Company and the Trustee) with the same right and power to enforce those provisions as either of the parties hereto. 
 (i) The Trustee hereby waives any and all right, title, interest, and claims of any kind and nature (each, a “Claim”) in or to the Trust Account
and any Property or other assets in the Trust Account or any distribution thereof, and hereby agrees not to seek recourse, 

  

 8 

 
reimbursement, payment, or satisfaction (including by way of set-off) for any Claim against the Trust Account or any Property or other assets therein for any
reason whatsoever. 
 (j) The Trustee hereby consents to its being named in the Registration Statement and the related prospectus in
connection with the IPO. 
 [Signature Page Follows] 
  

 9 

 IN WITNESS WHEREOF, the parties have duly executed this Agreement as of the date first written above.

  

			
	AMERICAN STOCK TRANSFER & TRUST COMPANY, as Trustee
		
	By:	 	 
		 	Name:
		 	Title:
	
	OPPORTUNITY ACQUISITION CORP.
		
	By:	 	 
		 	Name: Joseph A. Jolson
		 	Title:   Chairman and Chief Executive Officer

  

 10 

 EXHIBIT A 
 Opportunity Acquisition Corp. 
 c/o JMP Group Inc. 
 600 Montgomery Street, Suite 1100 
 San Francisco, California 94111 
 [Insert date] 
 American Stock Transfer 
 & Trust Company 
 59
Maiden Lane 
 Plaza Level 
 New York, New York 10038 

Attn: Compliance Department 
  

	 	Re:	Trust Account No.
[                                    ] Termination Letter

 Ladies and Gentlemen: 
 Pursuant to Paragraph 3 of the Investment Management Trust Agreement between Opportunity Acquisition Corp. (the “Company”) and American Stock Transfer & Trust Company (the “Trustee”), dated as of
[                    ,         2008] (the “Trust Agreement”), this is to
advise you that the Company has entered into an agreement with [            ] to consummate an Initial Business Combination on or about [insert date]. The Company shall notify
you at least 48 hours in advance of the actual date of the consummation of the Initial Business Combination (the “Consummation Date”). Capitalized terms used but not defined herein shall have the meanings given them in the Trust
Agreement. 
 Pursuant to Paragraph 2(e) of the Trust Agreement, we are providing you with [an affidavit] [a certificate], which verifies the
vote of the Company’s stockholders duly approving the Initial Business Combination and the related amendment to its amended and restated certificate of incorporation to provide for the Company’s perpetual existence, all in accordance with
the terms of the Company’s amended and restated certificate of incorporation. The [affidavit] [certificate] includes the identities of the Public Stockholders who voted against the Initial Business Combination and properly exercised their
conversion rights in connection therewith and the number of shares of Common Stock as to which each of them exercised such conversion rights. 
 In accordance with the terms of the Trust Agreement, we hereby instruct you to commence liquidation of the Trust Account so that on the Consummation Date, all funds held in the Trust Account will be immediately available for transfer to the
account or accounts that the Company shall direct. 
 On the Consummation Date: (i) the Company shall deliver to you written
notification that the Initial Business Combination has been consummated or will be consummated on the consummation date, (ii) the Company shall deliver to you written instructions with respect to the transfer of the funds held in the Trust
Account other than the Deferred Discount (the “Instruction  

  

 A-1 

  
Letter”), and (iii) the Representative shall deliver to you written instructions for delivery of the Deferred Discount. You are hereby
directed and authorized to transfer the funds held in the Trust Account immediately upon your receipt of written notice from the Company and the Instruction Letter, (a) to Public Stockholders who exercised their conversion rights in connection
with the Initial Business Combination, in an amount equal to their pro rata share (based upon the proportion that the number of shares of Common Stock included in Units sold in the IPO (“IPO Shares”) owned by each of them bears to the
total number of outstanding IPO Shares) of the amounts in the Trust Account as of two Business Days prior to the Consummation Date (including the Deferred Discount and any interest or income actually received or receivable on the Trust Account
balance, but less an amount equal to estimated taxes that are or will be due on such interest or other income and any other taxes that are or will be owed by the Company to any governmental entity or taxing authority; (b) to the Representative
in an amount equal to the Deferred Discount as so directed by them, and (c) the remainder in accordance with the terms of the Instruction Letter. In the event that certain deposits held in the Trust Account may not be liquidated by the
Consummation Date without penalty, you will notify the Company of the same, and the Company shall direct you as to whether such funds should remain in the Trust Account and be distributed after the Consummation Date to the Company or be distributed
immediately and the penalty incurred. Upon the distribution of all the funds in the Trust Account pursuant to the terms hereof, the Trust Agreement shall be terminated. For purposes of determining payments to Public Stockholders pursuant to clause
(a) of this paragraph, the amounts in the Trust Account shall be deemed to include any interest or other income that is payable on Property in the Trust Account as of two Business Days prior to the Consummation Date, whether or not such
interest or other income has actually been received, and shall likewise include the full amount of any deposits held in the Trust Account that have not been liquidated by the Consummation Date. 
  In the event that the Initial Business Combination is not consummated on the Consummation Date and we have not notified you on or before the Consummation
Date of a new date for consummation of the Initial Business Combination that is to take place within three Business Days of the Consummation Date, then the funds held in the Trust Account shall be reinvested as provided in Paragraph 1(c) of the
Trust Agreement on the Business Day immediately following the Consummation Date. 
  

			
	Very truly yours,
	
	OPPORTUNITY ACQUISITION CORP.
		
	By:	 	 
		 	Name: Joseph A. Jolson
		 	Title:   Chairman and Chief Executive officer

  

 A-2 

					
	AFFIRMED:
	
	AMERICAN STOCK TRANSFER & TRUST COMPANY
		
	By:	 	 
		 	Name:	 	 
		 	Title:	 	 

  

 A-3 

 EXHIBIT B 
 Opportunity Acquisition Corp. 
 c/o JMP Group Inc. 
 600 Montgomery Street, Suite 1100 
 San Francisco, California 94111 
 [Insert date] 
 American Stock Transfer 
 & Trust Company 
 59
Maiden Lane 
 Plaza Level 
 New York, New York 10038 

Attn: Compliance Department 
  

	 	Re:	Trust Account No.
[                                ] Termination Letter 

 Ladies and Gentlemen: 
 Pursuant to Paragraph 3 of the
Investment Management Trust Agreement between Opportunity Acquisition Corp. (the “Company”) and American Stock Transfer & Trust Company dated as of
[                             , 2008] (the “Trust Agreement”), this is to
advise you that the Company has failed to consummate an Initial Business Combination within the time period provided in its amended and restated certificate of incorporation and the Company is proceeding to dissolve and liquidate. Capitalized terms
used but not defined herein shall have the meanings given them in the Trust Agreement. 
 In accordance with the terms of the Trust
Agreement, we hereby authorize and request that you commence liquidation of the Trust Account as part of the Company’s plan of dissolution and distribution. In connection with this liquidation, you are hereby authorized to establish a record
date for the purposes of determining the stockholders of record entitled to receive their per share portion of the Trust Account. The record date shall be within ten days of the liquidation date, or as soon thereafter as is practicable. You will
notify the Company in writing as to when all of the funds in the Trust Account will be available for immediate transfer (the “Transfer Date”) in accordance with the terms of the Trust Agreement and the amended and restated
certificate of incorporation of the Company. 
 You shall commence distribution of such funds in accordance with the terms of the Trust
Agreement and the amended and restated certificate of incorporation of the Company and you shall oversee the distribution of the funds. 
  

 B-1 

 Upon the payment of all the funds in the Trust Account, the Trust Agreement shall be terminated.

  

			
	Very truly yours,
	
	OPPORTUNITY ACQUISITION CORP.
		
	By:	 	 
		 	Name: Joseph A. Jolson
		 	Title:   Chairman and Chief Executive Officer
		
		 	AFFIRMED:
		
		 	AMERICAN STOCK TRANSFER & TRUST COMPANY

  

					
		
	By:	 	 
		 	Name:	 	 
		 	Title:	 	 

  

 B-2 

 EXHIBIT C 
 Opportunity Acquisition Corp. 
 c/o JMP Group Inc. 
 600 Montgomery Street, Suite 1100 
 San Francisco, California 94111 
 [Insert date] 
 American Stock Transfer 
 & Trust Company 
 59
Maiden Lane 
 Plaza Level 
 New York, New York 10038 

Attn: Compliance Department 
  

	 	Re:	Trust Account No. [                        ] Tax
Distribution Letter 

 Ladies and Gentlemen: 
  Pursuant to Paragraph 3 of the Investment Management Trust Agreement between Opportunity Acquisition Corp. (the “Company”) and American Stock Transfer & Trust Company dated as of
[                         , 2008] (the “Trust Agreement”), this is to advise you that the Company
has incurred a total of $                             in taxes (the “Tax Payment”)
for the period from                      , 200     to
                     , 200     (the “Tax Period”), which taxes are payable in the amounts
and to the persons listed on Schedule 1 hereto. 
  In accordance with the terms of the Trust Agreement, we hereby authorize you to
distribute from the Trust Account proceeds from interest and other income earned on the Property equal to the amount of the Tax Payment set forth above, in such amounts and to such payees as indicated on the Schedule of Tax Payments attached hereto
as Schedule 1. 
  

			
	Very truly yours,
	
	OPPORTUNITY ACQUISITION CORP.
		
	By:	 	 
		 	Name: Joseph A. Jolson
		 	Title:   Chairman and Chief Executive Officer

  

					
	Authorized Counsel Signatory:
		
	By:	 	 
		 	Name:	 	 
		 	Title:	 	 

  

 C-1 

 SCHEDULE 1 
 SCHEDULE OF TAX PAYMENTS 
 [Payee] 
 Payment Date: 
 Amount: 
 Address: 
 [Payee] 
 Payment Date: 

Amount: 
 Address: 
 [Payee] 
 Payment Date: 
 Amount: 
 Address: 
 Total amount of payments (must equal the Tax Payment shown in the letter to which this schedule is attached):
$                     
  

 S-1 

 EXHIBIT D 
 Opportunity Acquisition Corp. 
 c/o JMP Group Inc. 
 600 Montgomery Street, Suite 1100 
 San Francisco, California 94111 
 [Insert date] 
 American Stock Transfer 
 & Trust Company 
 59
Maiden Lane 
 Plaza Level 
 New York, New York 10038 

Attn: Compliance Department 
  

	 	Re:	Trust Account No.
[                                ] Disbursement Letter 

Ladies and Gentlemen: 
 Pursuant to Paragraph 3(ii) of
the Investment Management Trust Agreement between Opportunity Acquisition Corp. (the “Company”) and American Stock Transfer & Trust Company dated as of
[                             , 2008] (the “Trust Agreement”), we hereby
authorize you to disburse from the Trust Account proceeds from interest and other income earned on the Property, as defined in the Trust Agreement, equal to $            , to
             via wire transfer on                     
        , 200_. The Company certifies that the foregoing amount is to be used for the Company’s working capital and further certifies that the aggregate amount withdrawn by the Company from the
Trust Account (as defined in the Trust Agreement) pursuant to Paragraph 3(ii) of the Trust Agreement does not exceed the amount permitted pursuant to such Paragraph 3(ii). 
  

			
	Very truly yours,
	
	OPPORTUNITY ACQUISITION CORP.
		
	By:	 	 
		 	Name: Joseph A. Jolson
		 	Title:   Chairman and Chief Executive Officer

  

					
	Authorized Counsel Signatory:
		
	By:	 	 
		 	Name:	 	 
		 	Title:	 	 

  

 D-1 

 EXHIBIT E 
  

			
	 AUTHORIZED INDIVIDUAL(S)
FOR TELEPHONE CALL BACK
	  	 AUTHORIZED
TELEPHONE NUMBER(S)

	 Company:
	  	
		
	 Opportunity Acquisition Corp.
 c/o JMP Group
Inc.
 600 Montgomery Street, Suite 1100
 San Francisco,
California 94111
	  	
		
	Attn: Joseph A. Jolson, Chairman and Chief Executive Officer	  	(415) 835-8900
		
	 Trustee:
	  	
		
	 American Stock Transfer & Trust Company
 59
Maiden Lane
 Plaza Level
 New York, New York
10004
	  	
		
	 Attn: Herb Lemmer
	  	(718) 921-8209

  

 E-1Exhibit 10.1

 Exhibit 10.1 
 ICF INTERNATIONAL, INC. 
 RESTRICTED STOCK AWARD AGREEMENT 
 (Non-Employee Director Award) 
 This
Restricted Stock Award Agreement (this “Agreement”) is by and between ICF International, Inc., a Delaware corporation (the “Corporation”), and Eileen O’Shea Auen (the “Participant”), a
non-employee director of the Corporation, and is effective as of the closing of business on March 14, 2008 (the “Effective Date”). 
 1. Award of Restricted Stock. Subject to the provisions of the ICF International, Inc. 2006 Long-Term Equity Incentive Plan (the “Plan”) and this Agreement, the Corporation hereby grants to the
Participant Fix Thousand Ninety Six (5,096) shares (the “Award”) of the Corporation’s Common Stock, par value $0.001 per share (the “Common Stock”), to which the restrictions referred to in Section 2
(the “Vesting Conditions”) attach (the “Restricted Stock”). 
 2. Vesting Conditions. 
 (a) Vesting Schedule. The Restricted Stock shall be initially unvested (the unvested shares
of Restricted Stock are referred to in this Agreement as the “Unvested Shares”) and shall vest, if at all, as provided in this Section 2 over a three (3) year period measured from the Effective Date (the “Vesting
Period”). Except as otherwise provided in Section 2(c) below, thirty-three and  1/3 percent (33 1/3%) of the Restricted Stock shall vest upon the date that is 366 days after the Effective Date, thirty-three and  1/3 percent (33 1/3%) of the Restricted Stock shall vest on the second anniversary of the Effective Date, and thirty-three and  1/3
percent (33 1/3%) of the Restricted Stock shall vest on the third anniversary of the Effective Date (each, a
“Vesting Date”). 
 (b) Rounding. The number of shares of Restricted Stock
vesting as of a particular Vesting Date shall be rounded down to the nearest whole share; provided, however, that all remaining Unvested Shares shall vest completely on the final Vesting Date. 
 (c) Other Vesting. Notwithstanding anything to the contrary contained in this Section 2, all of the Restricted Stock shall vest immediately
upon the occurrence of a Change in Control (as defined in Section 8 hereof) of the Corporation at any time prior to the satisfaction of the Vesting Conditions. 
 3. Rights During Vesting Period. The Participant generally shall have the rights and privileges of a stockholder as to the Restricted Stock, including the right to receive cash dividends and the right to vote.
However, notwithstanding any other provision hereof, the following restrictions shall apply to shares of Restricted Stock prior to satisfaction of the Vesting Conditions as to those shares: (a) the Participant shall not be entitled to delivery
of a certificate for the Restricted Stock until the satisfaction of the Vesting Conditions; (b) none of the Restricted Stock may be sold, transferred (except by will or the laws of descent and distribution), assigned, pledged or otherwise
encumbered or disposed of prior to satisfaction of the Vesting Conditions; and (c) except as otherwise expressly provided herein and in the Plan, the Participant shall forfeit and immediately transfer back to the Corporation without 

 
payment all of the Restricted Stock, and all rights of the Participant to such Restricted Stock shall terminate without further obligation on the part of the
Corporation, if and when the Participant ceases to be a director of the Corporation prior to the satisfaction of the Vesting Conditions. As a condition of the Award, the Corporation may require the Participant to deliver to the Corporation a duly
signed stock power, endorsed in blank, with respect to the shares of Common Stock subject to the Award. 
 4. Satisfaction of Vesting
Conditions. Upon the satisfaction of the Vesting Conditions as to particular shares of Restricted Stock, the restrictions on the applicable number of shares of Restricted Stock shall terminate and a stock certificate for such number of shares of
Common Stock shall be delivered, free and clear of all such restrictions, to the Participant or, subject to Section 5, the Participant’s beneficiary or estate, as the case may be, subject to the provisions of Sections 7 and 8(e). The
Corporation shall not be required to deliver any fractional share of Common Stock, but will pay, in lieu thereof, the fair market value of such fractional share to the Participant or the Participant’s beneficiary or estate, as the case may be.
The Corporation shall pay any original issue tax that may be due upon the issuance of the Restricted Stock and all other costs incurred by the Corporation in issuing such shares of Common Stock. 
 5. Nontransferability of Restricted Stock. The Restricted Stock is not transferrable by the Participant prior to the satisfaction of the Vesting
Conditions except by will or the laws of descent and distribution. Without limiting the generality of the foregoing, prior to the expiration of the Vesting Conditions, the Award and Restricted Stock may not be sold, transferred except as aforesaid,
assigned, pledged, or otherwise encumbered or disposed of, shall not be assignable by operation of law, and shall not be subject to execution, attachment or similar process. Any attempted sale, transfer, pledge, assignment or other encumbrance or
disposition of the Restricted Stock contrary to the provisions hereof, or the levy of any execution, attachment or similar process upon the Restricted Stock, shall be null and void and without effect. 
 6. Reorganization or Liquidation of the Corporation. In the event the Corporation is succeeded by another corporation in a reorganization, which
term includes a merger, consolidation, acquisition of all or substantially all of the assets or voting stock of the Corporation, or other extraordinary transaction with similar effect, the Participant shall be entitled to receive (subject to any
required action by stockholders) such securities of the surviving or resulting corporation or other consideration as the board of directors of such corporation shall determine to be as nearly equivalent as practicable to the nearest whole number and
class of shares of stock or other securities or other consideration to which the Participant would have been entitled under the terms of such reorganization (without adjustment for any fractional interest thereby eliminated), as if, immediately
prior to such event, the Participant had been the holder of record of the number of shares of Common Stock which were then Restricted Stock without any restriction whatsoever. Any such shares of stock or other securities issued to the Participant in
connection with any such reorganization shall, after any such reorganization, be deemed to be Restricted Stock for all purposes of this Agreement and the Plan. 
  

 - 2 - 

 7. Compliance with Securities Laws; Legend on Share Certificates. 
 (a) As of the Effective Date, the Restricted Stock has not been registered under the Securities Act of 1933, as amended (the “Securities
Act”), or under any applicable state securities laws (the Securities Act and such state laws being hereinafter sometimes referred to as the “Securities Laws”). The Restricted Stock shall not be transferrable except pursuant
to the provisions of the Securities Laws. The Participant represents that the Participant (i) is acquiring the Restricted Stock for the Participant’s own account and not with a view to reselling, splitting, sharing or otherwise
participating in a distribution thereof in violation of any Securities Laws, (ii) understands that the effect of such representation is that the Restricted Stock must be held indefinitely unless subsequently registered under the Securities Laws
or an exemption from such registration is available at the time of any proposed sale or other transfer thereof, (iii) understands that the Corporation is under no obligation to register the Restricted Stock for resale, and (iv) is fully
familiar with the circumstances under which the Participant is required to hold the Restricted Stock and the limitations upon transfer or other disposition thereof. 
 (b) The Participant agrees that each certificate for the Restricted Stock shall be stamped or otherwise imprinted with legends in substantially the following forms: 
 (i) The shares represented hereby have not been registered under the Securities Act of 1933, as amended (the “Act”), or under the state
securities or blue sky laws of any state. Such shares may not be sold or transferred except pursuant to an effective registration statement under the Act or an opinion of counsel satisfactory to the Corporation that such registration is not
required. 
 (ii) The sale or other transfer of the shares represented hereby is subject to certain restrictions contained in a certain
Restricted Stock Award Agreement by and between the registered owner and ICF International, Inc., as the same may be amended from time to time, to which reference is hereby made for a full statement of provisions thereof. A copy of said Agreement
will be furnished to any stockholder on request and writing in without charge. 
 8. Change of Control. As used herein, a
“Change in Control” of the Corporation means, and shall be deemed to have occurred upon, any of the following events: 
 (a)
The acquisition by any person (as defined in Section 3(a)(9) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and used in Sections 13(d) and 14(d) thereof, including a group as defined in
Section 13(d) thereof) (other than persons acting in concert as of August 31, 2006 who, as of such date, beneficially owned more than twenty percent (20%) or more of the securities entitled to vote generally in the election of
directors of the Corporation), of beneficial ownership (as defined in Rule 

  

 - 3 - 

 
13d-3 of the General Rules and Regulations under the Exchange Act) of securities representing thirty-five percent (35%) or more of the securities
entitled to vote generally in the election of directors of the Corporation, provided, however, that the following acquisitions shall not constitute a Change in Control for purposes of this subparagraph (a): (i) any acquisition
directly from the Corporation; (ii) any acquisition by the Corporation or any of its Subsidiaries; (iii) any acquisition by any employee benefit plan (or related trust) sponsored or maintained by the Corporation or any of its Subsidiaries;
or (iv) any acquisition by any corporation pursuant to a transaction which complies with clauses (i), (ii) and (iii) of subparagraph (c) below; or 
 (b) Individuals who, as of August 31, 2006, constitute the board of directors of the Corporation (the “Incumbent Board”) cease for any reason to constitute at least a majority of the board of
directors of the Corporation; provided, however, that any individual who becomes a director of the Corporation subsequent to August 31, 2006 and whose election, or whose nomination for election by the Corporation’s
stockholders, to the board of directors was either (i) approved by a vote of at least a majority of the directors then comprising the Incumbent Board or (ii) recommended by a nominating committee comprised entirely of directors who are
then Incumbent Board members shall be considered as though such individual were a member of the Incumbent Board, but excluding, for this purpose, any such individual whose initial assumption of office occurs as a result of either an actual or
threatened election contest (as such terms are used in Rule 14a-11 of Regulation 14A promulgated under the Exchange Act), other actual or threatened solicitation of proxies or consents or an actual or threatened tender offer; or 
 (c) Consummation of a reorganization, merger, or consolidation or sale or other disposition of all or substantially all of the assets of the Corporation
(a “Business Combination”), in each case unless following such Business Combination, (i) all or substantially all of the persons who were the Beneficial Owners (“Beneficial Owners” having the meaning used in
Rule 13d-3 promulgated under the Exchange Act), respectively, of the outstanding shares and outstanding securities entitled to voted generally in the election of directors immediately prior to such Business Combination own, directly or indirectly,
more than fifty percent (50%) of the combined voting power of the then outstanding securities entitled to vote generally in the election of directors of the Corporation, as the case may be, of the entity resulting from the Business Combination
(including, without limitation, an entity which, as a result of such transaction, owns the Corporation or all or substantially all of the Corporation’s assets either directly or through one or more subsidiaries) in substantially the same
proportions as their ownership, immediately prior to such Business Combination, of the outstanding securities entitled to vote generally in the election of directors (provided, however, that for purposes of this clause (i) any
shares of common stock or such voting securities of such resulting entity received by such Beneficial Owners in such Business Combination other than as the result of such Beneficial Owners’ ownership of outstanding shares or such outstanding
voting securities immediately prior to such Business Combination shall not be considered to be owned by such Beneficial Owners for the purposes of calculating their percentage of ownership of the outstanding common stock and voting power of the
resulting entity); (ii) no person (excluding any entity resulting from such Business Combination or any employee benefit plan (or related trust) of the Corporation or such entity resulting from the Business Combination) beneficially owns,
directly or indirectly, thirty-five percent (35%) or more of the combined voting power of the then outstanding securities entitled to vote generally in the election of directors of 

  

 - 4 - 

 
such entity resulting from the Business Combination unless such person owned thirty-five percent (35%) or more of the outstanding shares or outstanding
securities entitled to vote generally in the election of directors immediately prior to the Business Combination; and (iii) at least a majority of the members of the board of directors of the entity resulting from such Business Combination were
members of the Incumbent Board at the time of the execution of the initial agreement, or the action of the board of directors, providing for such Business Combination; or 
 (d) Approval by the Corporation’s stockholders of a complete liquidation or dissolution of the Corporation. 
 For
purposes of clause (c), any person who acquires outstanding securities entitled to vote generally in the election of directors of the entity resulting from the Business Combination by virtue of ownership, prior to such Business Combination, of such
voting securities of both the Corporation and the entity or entities with which the Corporation is combined shall be treated as two persons after the Business Combination, who shall be treated as owning such outstanding voting securities of the
entity resulting from the Business Combination by virtue of ownership, prior to such Business Combination of, respectively, such outstanding voting securities of the Corporation, and of the entity or entities with which the Corporation is combined.

 9. Miscellaneous. 
 (a)
Notices. Any notice hereunder shall be in writing, and delivered or sent by first-class U.S. mail, postage prepaid, addressed to: 
  

	 	(i)	if to the Corporation, at: 

 ICF
International, Inc. 
 9300 Lee Highway 
 Fairfax, VA 22031 
 Attn: Chief Financial Officer 
  

	 	(ii)	if to the Participant, at the address shown on the signature page hereof, 

 subject to the right of either party, by written notice hereunder, to designate at any time hereafter some other address. 
 (b)
Compliance with Law and Regulations. The Restricted Stock shall be subject to all applicable Federal and state laws, rules and regulations and to such approvals by any government or regulatory agency as may be required. Notwithstanding any
other provision of this Agreement, the restrictions on the Restricted Stock shall not terminate or expire if such termination or expiration would be contrary to applicable law. 
 (c) Section 83(b) Election. If the Participant elects, in accordance with Section 83(b) of the Internal Revenue Code of 1986, as amended
from time to time, or subsequent comparable statute (the “Code”), to recognize ordinary income in the year in which the Restricted Stock is awarded, the Participant shall furnish to the Corporation a copy of a completed and signed
election form within thirty (30) days after the Effective Date. 
  

 - 5 - 

 (d) Corporation’s Rights. The existence of the Restricted Stock shall not affect in any way
the right or power of the Corporation or its stockholders to make or authorize any or all adjustments, recapitalizations, reorganizations or other changes in the Corporation’s capital structure or its business, or any merger or consolidation of
the Corporation, or any issue of bonds, debentures, preferred or other stocks with preference ahead of or convertible into, or otherwise affecting the Common Stock or the rights thereof, or the dissolution or liquidation of the Corporation, or any
sale or transfer of all or any part of the Corporation’s assets or business, or any other corporate act or proceeding, whether of a similar character or otherwise. 
 (e) Plan Governs. The Participant hereby acknowledges receipt of a copy of the Plan and agrees to be bound by its terms, all of which are incorporated herein by reference. The Plan shall govern in the event of
any conflict between this Agreement and the Plan. 
 (f) Choice of Law. This Agreement shall be construed in accordance with and be
governed by the laws of the State of Delaware. 
 (g) Entire Agreement. This Agreement contains the entire agreement between the
parties with respect to the Restricted Stock granted hereunder. Any oral or written agreements, representations, warranties, written inducements, or other communications made prior to the execution of this Agreement with respect to the Restricted
Stock granted hereunder shall be void and ineffective for all purposes. 
 (h) Amendment. This Agreement may be amended from time to
time by the written mutual consent of the parties hereto. 
 (i) Successors and Assigns. The provisions of this Agreement shall inure
to the benefit of, and be binding upon, the Corporation and its successors and assigns and be binding upon the Participant and the Participant’s legal representatives, heirs, legatees, distributees, assigns and transferees by operation of law,
whether or not any such person has become a party to this Agreement or has agreed in writing to join herein and to be bound by the terms, conditions and restrictions hereof. 
 (j) Impact on Other Benefits. The value of the Restricted Stock (either on the date hereof or at the time the Restricted Stock vests) shall not be
includable as compensation or earnings for purposes of any benefit plan offered by the Corporation. 
 (k) Headings. The headings in
this Agreement are for reference purposes only and shall not affect the meaning or interpretation of this Agreement. 
 (l)
Counterparts. This Agreement may be executed in two counterparts each of which shall constitute one and the same instrument. 
 [Signature Page Follows] 
  

 - 6 - 

 IN WITNESS WHEREOF, the parties hereto have executed and delivered this Agreement as of the Effective
Date. 
  

			
	 ICF INTERNATIONAL, INC.

		
	 By:
	 	 /s/ Sudhakar Kesavan

	 Name:
	 	Sudhakar Kesavan
	 Title:
	 	President and Chief Executive Officer
	
	PARTICIPANT:
	
	 /s/ Eileen O’Shea Auen

	Eileen O’Shea Auen
	
	Address for Notices:
	
	  

	  

	  

  

 - 7 -

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00142-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00142-of-00352.parquet"}]]