Document:

QuickLinks
 -- Click here to rapidly navigate through this document

 

 
 

Exhibit 4.3.1    
    

	NUMBER	 	WARRANTS

 
 

THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO
  5:00 P.M. NEW YORK CITY TIME,
                        , 2012
  
    CHINA MINING RESOURCES HOLDINGS LIMITED    
    

CUSIP 16950B 119

 
 

WARRANT CERTIFICATE    
    

        THIS WARRANT CERTIFICATE CERTIFIES THAT                        ,
or registered assigns, is the registered holder of                warrants (the "Warrants") to purchase
shares of Common Stock, $0.0001 par value (the "Common Stock"), of China Mining Resources Holdings Limited, a Delaware corporation (the "Company"). Each Warrant entitles the holder, upon exercise
during the period set forth in the Warrant Agreement referred to below, to purchase from the Company that number of fully paid and non-assessable shares of Common Stock (each, a "Warrant
Share") as set forth below at
the exercise price (the "Exercise Price") as determined pursuant to the Warrant Agreement upon surrender of this Warrant Certificate and payment of the Exercise Price at the office or agency of the
Warrant Agent, but only subject to the conditions set forth herein and in the Warrant Agreement. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given to
them in the Warrant Agreement. 

        Each
Warrant is initially exercisable for one fully paid and non-assessable share of Common Stock. The number of Warrant Shares issuable upon exercise of the Warrants is
subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 

        The
initial Exercise Price per share of Common Stock for any Warrant is equal to $6.00 per share. The Exercise Price is subject to adjustment upon the occurrence of certain events set
forth in the Warrant Agreement. 

        Warrants
may be exercised only during the Exercise Period (as defined in the Warrant Agreement) subject to the conditions set forth in the Warrant Agreement and to the extent not
exercised by the end of such Warrant Exercise Period such Warrants shall become void. 

        Reference
is hereby made to the further provisions of this Warrant Certificate set forth on the reverse hereof and such further provisions shall for all purposes have the same effect as
though fully set forth at this place. 

        This
Warrant Certificate shall not be valid unless countersigned by the Warrant Agent, as such term is used in the Warrant Agreement. 

        This
Warrant Certificate shall be governed and construed in accordance with the internal laws of the State of New York, without regard to conflicts of laws principles thereof. 

	By:	 	 	 	By:	 	 
	 	 	
 Secretary	 	 	 	
 Chairman of the Board
	

CONTINENTAL STOCK TRANSFER

& TRUST COMPANY, as Warrant Agent	
 	

 	
 	

 
	

By:	
 	

 	
 	

 	
 	

 
	 	 	
	 	 	 	 

 
[Reverse]

        The
Warrants evidenced by this Warrant Certificate are part of a duly authorized issue of Warrants entitling the holder on exercise to receive shares of Common Stock and are issued or to
be issued pursuant to a Warrant Agreement dated as of [            ], 2008 (the "Warrant Agreement"), duly executed and delivered by the Company to Continental Stock
Transfer & Trust Company, as warrant agent (the "Warrant Agent"), which Warrant Agreement is hereby incorporated by reference in and made a part of this instrument and is hereby referred to for
a description of the rights, limitation of rights, obligations, duties and immunities thereunder of the Warrant Agent, the Company and the holders (the words "holders" or "holder" meaning the
registered holders or registered holder) of the Warrants. A copy of the Warrant Agreement may be obtained by the holder hereof upon written request to the Company. Defined terms used in this Warrant
Certificate but not defined herein shall have the meanings given to them in the Warrant Agreement. 

        Warrants
may be exercised at any time during the Exercise Period set forth in the Warrant Agreement. The holder of Warrants evidenced by this Warrant Certificate may exercise them by
surrendering this Warrant Certificate, with the form of election to purchase set forth hereon properly completed and executed, together with payment of the Exercise Price as specified in the Warrant
Agreement, at the principal corporate trust office of the Warrant Agent. In the event that upon any exercise of Warrants evidenced hereby the number of Warrants exercised shall be less than the total
number of Warrants evidenced hereby, there shall be issued to the holder hereof or his assignee a new Warrant Certificate evidencing the number of Warrants not exercised. No adjustment shall be made
for any dividends on any Common Stock issuable upon exercise of this Warrant. 

        Notwithstanding
anything else in this Warrant Certificate or the Warrant Agreement, no Warrant may be exercised unless at the time of exercise (i) a registration statement
covering the Warrant Shares to be
issued upon exercise is effective under the Act and (ii) a prospectus thereunder relating to the Warrant Shares is current. In no event shall the Warrants be settled on a net cash basis nor
shall the Company be required to issue unregistered shares upon the exercise of any Warrant. 

        The
Warrant Agreement provides that upon the occurrence of certain events the number of Warrant Shares set forth on the face hereof may, subject to certain conditions, be adjusted. No
fractions of a share of Common Stock will be issued upon the exercise of any Warrant. If the holder of a Warrant would be entitled to receive a fraction of a share upon any exercise of a Warrant, the
Company shall, upon such exercise, round up or down to the nearest whole number the number of shares to be issued to such holder. 

        The
Warrant Agreement provides the Company the right to redeem any Warrants at a price of $0.01 per Warrant, after they become exercisable, provided that (i) the Company sends a
notice of redemption to the holders of record of the Warrants not less than 30 days prior to the date fixed for redemption, (ii) the last sale price of the Common Stock has been equal to
or greater than $11.50 per share on each of 20 trading days within any 30 trading day period ending on the third business day prior to the date on which notice of such redemption is sent and
(iii) a registration statement covering the Warrant Shares is effective under the Act and a prospectus relating to the Warrant Shares is current. Any Warrant either not exercised or tendered
back to the Company by the end of the date specified in the notice of redemption shall be canceled on the books of the Company and have no further value except for the $0.01 redemption price. 

        Warrant
Certificates, when surrendered at the principal corporate trust office of the Warrant Agent by the registered holder thereof in person or by legal representative or attorney duly
authorized in writing, may be exchanged, in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or
Warrant Certificates of like tenor evidencing in the aggregate a like number of Warrants. 

2

 

        Upon
due presentation for registration of transfer of this Warrant Certificate at the office of the Warrant Agent a new Warrant Certificate or Warrant Certificates of like tenor and
evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate, subject to the limitations provided in the Warrant Agreement,
without charge except for any tax or other governmental charge imposed in connection therewith. 

        The
Company and the Warrant Agent may deem and treat the registered holder(s) thereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or
other writing hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the holder(s) hereof, and for all other purposes, and neither the Company nor the Warrant Agent
shall be
affected by any notice to the contrary. Neither the Warrants nor this Warrant Certificate entitles any holder hereof to any rights of a stockholder of the Company. 

 
 

SUBSCRIPTION FORM    
    

        To Be Executed by the Registered Holder in Order to Exercise Warrants 

        The
undersigned hereby irrevocably elects to exercise            Warrants represented by this Warrant Certificate, and to purchase the shares of Common Stock issuable upon the
exercise of such Warrants, and requests that Certificates for such shares be issued in the name of 

	

 (PLEASE TYPE OR PRINT NAME AND ADDRESS)
	

	

 (SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

	and be delivered to	 	 
	 	 	
 (PLEASE PRINT OR TYPE NAME AND ADDRESS)

and,
if such number of Warrants shall not be all the Warrants evidenced by this Warrant Certificate, that a new Warrant Certificate for the balance of such Warrants be registered in the name of, and
delivered to, the Registered Holder at the address stated below: 

	Dated:	 	
	 	 
	

 	
 	

 	
 	

 (SIGNATURE)
	

 	
 	

 	
 	

	

 	
 	

 	
 	

 (ADDRESS)
	

 	
 	

 	
 	

 (TAX IDENTIFICATION NUMBER)

3

 
 
 

ASSIGNMENT    
    

        To Be Executed by the Registered Holder in Order to Assign Warrants For Value Received,
                                    hereby sell, assign, and transfer
unto 

	

 (PLEASE TYPE OR PRINT NAME AND ADDRESS)
	

 (SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

                                    of
the Warrants represented by this Warrant Certificate, and hereby irrevocably constitute and
appoint                                    attorney to transfer this
Warrant Certificate on the books of the
Company, with full power of substitution in the premises. 

	Dated:	 	
	 	 
	

 	
 	

 	
 	

 (SIGNATURE)
	

 	
 	

 	
 	

Address of Transferee:
	

 	
 	

 	
 	

        The
signature to the assignment form must correspond to the name written upon the face of this Warrant Certificate in every particular, without alteration or enlargement or any change
whatsoever, and must be guaranteed by a commercial bank or trust company or a member firm of the American Stock Exchange, New York Stock Exchange, Pacific Stock Exchange or Chicago Stock Exchange. 

4

QuickLinks

Exhibit 4.3.1

THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, , 2012 CHINA MINING RESOURCES HOLDINGS LIMITED

WARRANT CERTIFICATE

SUBSCRIPTION FORM

ASSIGNMENTExhibit 4.3.2

 

	
  NUMBER

  	
   

  	
  WARRANTS

  

 

THIS WARRANT WILL BE VOID IF NOT EXERCISED
PRIOR TO

5:00 P.M. NEW YORK CITY TIME,                   ,
2013

 

CHINA MINING RESOURCES HOLDINGS LIMITED

 

CUSIP 16950B 127

 

WARRANT CERTIFICATE

 

THIS WARRANT CERTIFICATE CERTIFIES THAT                                           ,
or registered assigns, is the registered holder of                             
warrants (the “Warrants”) to purchase shares of Common Stock, $0.0001 par value
(the “Common Stock”), of China Mining Resources Holdings Limited, a Delaware
corporation (the “Company”). Each Warrant entitles the holder, upon exercise
during the period set forth in the Warrant Agreement referred to below, to
purchase from the Company that number of fully paid and non-assessable shares
of Common Stock (each, a “Warrant Share”) as set forth below at the exercise
price (the “Exercise Price”) as determined pursuant to the Warrant Agreement
upon surrender of this Warrant Certificate and payment of the Exercise Price at
the office or agency of the Warrant Agent, but only subject to the conditions
set forth herein and in the Warrant Agreement. Defined terms used in this
Warrant Certificate but not defined herein shall have the meanings given to
them in the Warrant Agreement.

 

Each Warrant is initially exercisable for one fully paid and
non-assessable share of Common Stock. The number of Warrant Shares issuable
upon exercise of the Warrants is subject to adjustment upon the occurrence of
certain events set forth in the Warrant Agreement.

 

The initial Exercise Price per share of Common Stock for any Warrant is
equal to $6.00 per share. The Exercise Price is subject to adjustment upon the
occurrence of certain events set forth in the Warrant Agreement.

 

Warrants may be exercised only during the Exercise Period (as defined
in the Warrant Agreement) subject to the conditions set forth in the Warrant
Agreement and to the extent not exercised by the end of such Warrant Exercise
Period such Warrants shall become void.

 

Reference is hereby made to the further provisions of this Warrant
Certificate set forth on the reverse hereof and such further provisions shall
for all purposes have the same effect as though fully set forth at this place.

 

This Warrant Certificate shall not be valid unless countersigned by the
Warrant Agent, as such term is used in the Warrant Agreement.

 

 

This Warrant Certificate shall be governed and construed in accordance
with the internal laws of the State of New York, without regard to conflicts of
laws principles thereof.

 

	
  By:

  	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
  Secretary

  	
   

  	
  Chairman of the Board

  
	
   

  	
   

  
	
   

  	
   

  
	
  CONTINENTAL STOCK TRANSFER

  	
   

  
	
  & TRUST COMPANY, as Warrant Agent

  	
   

  
	
   

  	
   

  
	
   

  	
   

  
	
  By:

  	
   

  	
   

  

 

 

[Reverse]

 

The Warrants evidenced by this Warrant Certificate are part of a duly
authorized issue of Warrants entitling the holder on exercise to receive shares
of Common Stock and are issued or to be issued pursuant to a Warrant Agreement
dated as of [      ], 2008 (the “Warrant
Agreement”), duly executed and delivered by the Company to Continental Stock
Transfer & Trust Company, as warrant agent (the “Warrant Agent”),
which Warrant Agreement is hereby incorporated by reference in and made a part
of this instrument and is hereby referred to for a description of the rights,
limitation of rights, obligations, duties and immunities thereunder of the
Warrant Agent, the Company and the holders (the words “holders” or “holder”
meaning the registered holders or registered holder) of the Warrants. A copy of
the Warrant Agreement may be obtained by the holder hereof upon written request
to the Company. Defined terms used in this Warrant Certificate but not defined
herein shall have the meanings given to them in the Warrant Agreement.

 

Warrants may be exercised at any time during the Exercise Period set
forth in the Warrant Agreement. The holder of Warrants evidenced by this
Warrant Certificate may exercise them by surrendering this Warrant Certificate,
with the form of election to purchase set forth hereon properly completed and
executed, together with payment of the Exercise Price as specified in the
Warrant Agreement, at the principal corporate trust office of the Warrant
Agent. In the event that upon any exercise of Warrants evidenced hereby the
number of Warrants exercised shall be less than the total number of Warrants
evidenced hereby, there shall be issued to the holder hereof or his assignee a
new Warrant Certificate evidencing the number of Warrants not exercised. No
adjustment shall be made for any dividends on any Common Stock issuable upon
exercise of this Warrant.

 

Notwithstanding anything else in this Warrant Certificate or the
Warrant Agreement, no Warrant may be exercised unless at the time of exercise (i) a
registration statement covering the Warrant Shares to be issued upon exercise
is effective under the Act and (ii) a prospectus thereunder relating to
the Warrant Shares is current. In no event shall the Warrants be settled on a
net cash basis nor shall the Company be required to issue unregistered shares
upon the exercise of any Warrant.

 

The Warrant Agreement provides that upon the occurrence of certain
events the number of Warrant Shares set forth on the face hereof may, subject
to certain conditions, be adjusted. No fractions of a share of Common Stock
will be issued upon the exercise of any Warrant. If the holder of a Warrant
would be entitled to receive a fraction of a share upon any exercise of a
Warrant, the Company shall, upon such exercise, round up or down to the nearest
whole number the number of shares to be issued to such holder.

 

The Warrant Agreement provides the Company the right to redeem any
Warrants at a price of $0.01 per Warrant, after they become exercisable,
provided that (i) the Company sends a notice of redemption to the holders
of record of the Warrants not less than 30 days prior to the date fixed for
redemption, (ii) the last sale price of the Common Stock has been equal to
or greater than $11.50 per share on each of 20 trading days 

 

 

within any 30 trading day period ending on the third business day prior
to the date on which notice of such redemption is sent and (iii) a
registration statement covering the Warrant Shares is effective under the Act
and a prospectus relating to the Warrant Shares is current. Any Warrant either
not exercised or tendered back to the Company by the end of the date specified
in the notice of redemption shall be canceled on the books of the Company and
have no further value except for the $0.01 redemption price.

 

Warrant Certificates, when surrendered at the principal corporate trust
office of the Warrant Agent by the registered holder thereof in person or by
legal representative or attorney duly authorized in writing, may be exchanged,
in the manner and subject to the limitations provided in the Warrant Agreement,
but without payment of any service charge, for another Warrant Certificate or
Warrant Certificates of like tenor evidencing in the aggregate a like number of
Warrants.

 

Upon due presentation for registration of transfer of this Warrant
Certificate at the office of the Warrant Agent a new Warrant Certificate or Warrant
Certificates of like tenor and evidencing in the aggregate a like number of
Warrants shall be issued to the transferee(s) in exchange for this Warrant
Certificate, subject to the limitations provided in the Warrant Agreement,
without charge except for any tax or other governmental charge imposed in
connection therewith.

 

The Company and the Warrant Agent may deem and treat the registered
holder(s) thereof as the absolute owner(s) of this Warrant
Certificate (notwithstanding any notation of ownership or other writing hereon
made by anyone), for the purpose of any exercise hereof, of any distribution to
the holder(s) hereof, and for all other purposes, and neither the Company
nor the Warrant Agent shall be affected by any notice to the contrary. Neither
the Warrants nor this Warrant Certificate entitles any holder hereof to any
rights of a stockholder of the Company.

 

SUBSCRIPTION FORM

 

To Be Executed by the Registered Holder in Order to Exercise Warrants

 

The undersigned hereby irrevocably elects to exercise        Warrants
represented by this Warrant Certificate, and to purchase the shares of Common
Stock issuable upon the exercise of such Warrants, and requests that
Certificates for such shares be issued in the name of

 

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION
NUMBER)

 

 

	
  and be delivered to

  	
   

  	
   

  
	
   

  	
   

  	
  (PLEASE PRINT OR TYPE NAME AND ADDRESS)

  

 

and, if such number of Warrants shall not be all the Warrants evidenced
by this Warrant Certificate, that a new Warrant Certificate for the balance of
such Warrants be registered in the name of, and delivered to, the Registered
Holder at the address stated below:

 

	
  Dated:

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  (SIGNATURE)

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  (ADDRESS)

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  (TAX IDENTIFICATION NUMBER)

  

 

ASSIGNMENT

 

To Be Executed by the Registered Holder in Order to Assign Warrants For
Value Received,                                 
hereby sell, assign, and transfer unto

 

 

(PLEASE TYPE OR PRINT NAME AND ADDRESS)

 

 

(SOCIAL SECURITY OR TAX IDENTIFICATION NUMBER)

 

                                                       
of the Warrants represented by this Warrant Certificate, and hereby irrevocably
constitute and appoint                                                 
attorney to transfer this Warrant Certificate on the books of the Company, with
full power of substitution in the premises.

 

	
  Dated:

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  (SIGNATURE)

  

 

 

	
   

  	
  Address of
  Transferee:

  

 

 

The signature to the assignment form must correspond to the name
written upon the face of this Warrant Certificate in every particular, without
alteration or enlargement or any change whatsoever, and must be guaranteed by a
commercial bank or trust company or a member firm of the American Stock
Exchange, New York Stock Exchange, Pacific Stock Exchange or Chicago Stock
Exchange.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00141-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00141-of-00352.parquet"}]]