Document:

Exhibit 10.2

 

EMPLOYEE AGREEMENT

 

This
Employee Agreement (this “Agreement”) is
made and entered into as of September 3, 2010 by and between Microfluidics
International Corporation, a Delaware corporation (the “Company”),
and William J. Conroy (“Conroy”).

 

WHEREAS, Conroy is a senior executive of the Company and a
key member of the Company’s management;

 

WHEREAS, the Company wishes to assure Conroy of fair
severance should Conroy’s employment terminate in specified circumstances
following a change of control, and to assure Conroy of certain other benefits
upon a change of control.

 

NOW, THEREFORE, in consideration of the mutual covenants
contained herein and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties hereto hereby agree
as follows:

 

1.             Definitions. 
The following terms used in this Agreement shall have the following
meanings:

 

(a)           “Base Monthly Salary” shall mean Conroy’s
base monthly salary, exclusive of any bonus or other benefits Conroy may
receive.

 

(b)           “Board” shall mean the Board of Directors of
the Company.

 

(c)           “Cause” shall mean (i) the willful
failure or refusal by Conroy to perform Conroy’s duties (other than any such
failure resulting from Conroy’s incapacity due to physical or mental illness); (ii) Conroy’s
willful material breach of any employment agreement or offer letter with the
Company or any job description or material policy of the Company or its
subsidiaries applicable to Conroy; (iii) Conroy’s willful engaging in
misconduct, or conduct deemed by the Board of Directors of the Company, in its
sole discretion, to be grossly negligent, with respect to the performance of
Conroy’s duties that is materially injurious to the Company, its subsidiaries,
employees or customers, monetarily or otherwise, (iv) any violation by
Conroy of Conroy’s obligations under Sections 3 and 4 of this Agreement or (v) Conroy’s
conviction of, or plea of guilty or nolo
contendere, with respect to any felony or any crime involving theft,
dishonesty or fraud, or commission of an act of moral turpitude which results
or is reasonably likely to result in material harm to the Company, its business
or reputation; provided that, in the case of subsections (i), (ii) and (iii) any
such failure, breach or misconduct which, if capable of cure, has not been
cured within five (5) days after written notice of such breach is
delivered to Conroy by the Board of Directors of the Company.

 

(d)           “Change of Control” means the occurrence of
any of the following events:

 

(i)            Any person (as such term is
defined in Sections 13(d) and 14(d) of the Securities Exchange Act of
1934, as amended (the “Exchange Act”))
becomes the “beneficial owner” (as defined in Rule 13d-3 of the Exchange
Act), directly or indirectly, of securities of the Company representing fifty
percent (50%) or more of the total voting 

 

 

power represented by the Company’s then outstanding
voting securities; provided however, that with respect to Global Strategic
Partners, LLC, a Delaware limited liability company, and its Affiliates (as
defined in the Exchange Act), such number shall be sixty percent (60%) on a
fully diluted basis; or

 

(ii)           The consummation of the sale or
disposition by the Company of all or substantially all the Company’s assets; or

 

(iii)          The consummation of a merger or
consolidation of the Company with (i) Global Strategic Partners, LLC or
its affiliates (as defined in the Exchange Act);  provided, however, that such merger or
consolidation results in the ownership by Global Strategic Partners, LLC of at
least sixty percent (60%) or more of the total voting power represented by the
Company’s then outstanding voting securities, or (ii) any other
corporation or entity, excluding a merger or consolidation which would result
in the voting securities of the Company outstanding immediately prior thereto
continuing to represent (either by remaining outstanding or by being converted
into voting securities of the surviving entity) at least fifty percent (50%) of
the total voting power represented by the voting securities of the Company or
such surviving entity outstanding immediately after such merger or
consolidation.

 

(e)           “Good Reason” shall mean the occurrence of
any of the following events: (i) any material diminution in Conroy’s
duties, authority, reporting relationships or responsibilities (whether or not
accompanied by a title change); (ii) any material reduction in Conroy’s
Base Monthly Salary, other than as a result of a Company wide reduction in base
salaries; or (iii) the relocation of the Company’s executive offices more
than 50 miles from its current location; provided however that (A) such
Good Reason is not remedied or cured by the Company within thirty (30) days
after the Company receives notice from Conroy of the occurrence of a Good
Reason; (B) such notice of the occurrence of a Good Reason is sent by
Conroy no later than thirty (30) days after the occurrence of such Good Reason;
and (C) Conroy terminates Conroy’s employment with the Company within
ninety (90) days of the occurrence of such Good Reason.  The foregoing definitions of Good Reason
shall not be applicable, however, if the event constituting Good Reason occurs:
(i) with Conroy’s express prior written consent, or (ii) in
connection with termination of Conroy’s employment for Cause or due to Conroy’s
death or permanent disability.

 

(f)            “Severance Period” shall be the period
commencing on the date of Qualified Termination (as defined below) and
continuing until the twelve (12) month anniversary of the date of the Qualified
Termination.

 

2.             Benefits Upon a Change of Control.

 

(a)           In the event (x) the
Company terminates Conroy’s employment with the Company without Cause at or
immediately prior to the closing of a Change of Control transaction or within
twelve (12) months following a Change of Control, or (y) Conroy terminates
Conroy’s employment with the Company for Good Reason within twelve (12) months
following a Change of Control (each, a “Qualified
Termination”), then:

 

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(i)            the Company shall pay to Conroy an
amount equal to twelve (12) months of Conroy’s Base Monthly Salary as in effect
immediately prior to the date of the Qualified Termination (the “Severance Amount”) as set forth in the
following sentence. Subject to any deferral or reduction in payment of the
Severance Amount pursuant to Section 2(e), the Severance Amount shall be
paid by the Company to Conroy in twelve (12) equal monthly payments commencing
on the thirtieth (30th) day following the date of the
Qualified Termination, provided the Release (as defined below) is effective and
irrevocable prior to such date; and

 

(ii)           Provided Conroy elects to continue
coverage under the Company’s present group health and dental plans pursuant to
the federal Consolidated Omnibus Budget Reconciliation Act (“COBRA”), then for the shorter of (a) the
Severance Period, (b) until such time as Conroy becomes ineligible for
COBRA payments, or (c) until such time as Conroy becomes eligible to
receive healthcare coverage from a subsequent employer, the Company and Conroy
will each pay the same percentage contribution toward Conroy’s monthly premium(s) as
were made during Conroy’s employment, and  Conroy’s
share of such premium will be deducted from the Severance Amount on a monthly
basis if such deduction would not violate the provisions of Section 2(e).
Thereafter, in the event Conroy remains eligible for COBRA benefits, Conroy
will be solely responsible for payment of Conroy’s monthly COBRA premium costs,
in addition to an administrative fee of up to 2%.

 

(b)           The Company’s obligations
in Section 2(a) shall be contingent in all respects on Conroy having
theretofore executed (and not thereafter revoked) the general release of claims
in the form attached hereto as Exhibit A (the “Release”). 
Notwithstanding any of the foregoing, in the event Conroy breaches any
of the provisions contained in Section 3, 4, or 15 of this Agreement or
the Invention Assignment and Proprietary Information Agreement referenced in Section 6
of this Agreement, all payments of the Severance Amount and all provision of
benefits pursuant to Section 2(a) shall immediately cease and become
repayable to the Company to the extent paid to Conroy.

 

(c)           (i) Provided Conroy
remains employed by the Company during the 60 day period commencing at or
immediately prior to the time of the closing of a Change of Control transaction
(the “Retention Period”), Conroy
shall be paid on the last day of the Retention Period a retention bonus payment
in an amount equal to $15,000.00 (the “Retention
Bonus”).  Notwithstanding the
foregoing, Conroy shall be paid the Retention Bonus even if Conroy undergoes a
termination of employment at or immediately prior to the time of closing of a
Change of Control transaction or during the Retention Period, if such termination
of employment is by the Company without Cause or by Conroy for Good Reason and,
in such event, the payment of the Retention Bonus shall be made promptly
following Conroy’s date of termination, but in no event later than the date
that is 75 days following Conroy’s date of termination;

 

(ii)           Conroy shall also be eligible to
be paid at the time of the closing of the Change of Control transaction his pro
rata share (based on the number of days in the period from the commencement of
the current fiscal year to the date of closing of the Change of Control
transaction) of his maximum bonus opportunity for the current fiscal year, to
the extent the Board determines that (x) the Company is on track through
such closing date in achieving the 

 

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current fiscal year’s Company-wide performance metrics for payment of
such bonus, (y) Conroy has satisfactorily achieved his KRA’s through such
date and (z) the payment of such bonus would be consistent with the
financial performance of the Company and the economics of the Change of Control
transaction (the “Accelerated Bonus”);
provided, however, that the amount of the Accelerated Bonus shall be reduced by
the amount of the Retention Bonus;

 

(iii)          upon payment of any Accelerated
Bonus pursuant to Section 2(c)(ii), Conroy shall not be entitled to any
further payments under the existing bonus plan for the balance of the then
current fiscal year; and

 

(iv)          if the Company does not pay any
Accelerated Bonus at the closing of a Change of Control transaction, as
provided in Section 2(c)(ii) above, Conroy will remain eligible to
receive his annual bonus, to the extent earned, as and when due and payable
under the terms applicable to such bonus (“Earned
Bonus”), and in such event the amount of the Retention Bonus shall
be credited against and treated as a prepayment of the amount of the Earned
Bonus.

 

(d)           Conroy’s unvested stock
options will become fully vested and exercisable immediately prior to the
Change of Control.

 

(e)           (i)            The Severance Amount
provided for in Section 2(a) constitutes an “involuntary separation
pay plan” with respect to termination without Cause or resignation with Good
Reason pursuant to Treas. Reg. §1.409A-1(b)(9)(iii) and thus not “nonqualified
deferred compensation” subject to Section 409A of the U.S. Tax Code (the “Code”).  The Retention Bonus, Accelerated Bonus and
Earned Bonus constitute a “short-term deferral” within the meaning of Treas.
Reg. §1.409A-1(b)(4)(i) and thus not “nonqualified deferred compensation”
subject to Section 409A of the Code. 
If the Severance Amount is deemed to provide benefits that constitute “nonqualified
deferred compensation” with respect to a termination without Cause, resignation
for Good Reason, or any other termination of employment, then the following
interpretations apply to this Agreement:  
(i) Any termination of Conroy’s employment triggering payment of
the Severance Amount must constitute a “separation from service” under Section 409A(a)(2)(A)(i) of
the Code and Treas. Reg. §1.409A-1(h) before distribution of such benefits
can commence.  To the extent that the
termination of Conroy’s employment does not constitute a separation of service
under Section 409A(a)(2)(A)(i) of the Code and Treas. Reg. §1.409A-1(h) (as
the result of further services that are reasonably anticipated to be provided
by Conroy to the Company at the time his employment terminates hereunder), any
payment hereunder that constitutes non-qualified deferred compensation subject
to Section 409A of the Code shall be delayed until after the date of a
subsequent event constituting a separation of service under Section 409A(a)(2)(A)(i) of
the Code and Treas. Reg. §1.409A-1(h). 
For purposes of clarification, this section shall not cause any
forfeiture of benefits on Conroy’s part, but shall only act as a delay until
such time as a “separation from service” occurs; (ii) If Conroy is a “specified
employee” (as that term is used in Section 409A of the Code and
regulations and other guidance issued thereunder) on the date his separation
from service becomes effective, any benefits payable hereunder that constitute
non-qualified deferred compensation under Section 409A of the Code shall
be delayed until the earlier of (A) the business day following the
six-month anniversary of the date his separation from service becomes
effective, and (B) the date of his death, but only to the extent necessary
to avoid such penalties under Section 409A of the 

 

4

 

Code. 
On the earlier of (A) the business day following the six-month
anniversary of the date his separation from service becomes effective, and (B) his
death, the Company shall pay Conroy in a lump sum the aggregate value of the
non-qualified deferred compensation that the Company otherwise would have paid
him prior to that date pursuant to this Agreement; (iii) It is intended
that the Severance Amount and each separate payment and installment thereof
shall be treated as a separate “payment” for purposes of Section 409A of
the Code; and (iv) Neither the Company nor Conroy shall have the right to
accelerate or defer the delivery of any such payments or benefits except to the
extent specifically permitted or required by Section 409A of the Code.

 

(ii)           Notwithstanding anything to the
contrary set forth in this Section 2, in the event that all or any portion
of the amounts to be paid to Conroy pursuant to Section 2 would be a “parachute
payment,” as defined in section 280G(b)(2) of the Code and the Treasury
Regulations thereunder, the aggregate present value of the total amounts to be
paid to Conroy under Section 2 shall be limited to an amount that is less
than three times Conroy’s “annualized includible compensation for the base
period,” as defined in section 280G(d) of the Code and any Treasury
Regulations thereunder.

 

(iii)          If any dispute between the
Company and Conroy as to any of the amounts to be determined under Section 2(e)(ii) or
the method of calculating such amounts cannot be resolved by the Company and
Conroy, either party, after giving three (3) days written notice to the
other, may refer the dispute to a regional or national accounting firm
designated by the Board of Directors of the Company, in its sole discretion,
which firm shall have not had a material business relationship with the Company
in the preceding three (3) years, whose determination as to the amounts to
be determined under Section 2(e)(ii) and the method of calculating
such amounts shall be final and binding on both the Company and Conroy. The
Company shall bear the costs of any such determination.

 

3.             Confidential Information. 
Conroy acknowledges that the information, observations and data obtained
by Conroy while employed by the Company concerning the business or affairs of
the Company or any of its affiliates (“Confidential Information”) are the
property of the Company. Therefore, Conroy agrees that during Conroy’s
employment with the Company and following the termination of Conroy’s
employment with the Company, Conroy shall hold in a fiduciary capacity for the benefit
of the Company the Confidential Information and Conroy shall not disclose to
any unauthorized person or use for Conroy’s own account any Confidential
Information without the prior written consent the Company, unless and to the
extent required by law, rule or regulation or pursuant to any
administrative or court order. The term “Confidential Information” shall not
include: (i) information which is generally available to the public or
those in the Company’s industry as of the date of execution of this Agreement
or which later becomes generally available to the public or those in the
Company’s industry other than as a result of Conroy’s prohibited disclosure; (ii) information
which comes to Conroy from a bona fide third party source so long as such source
was not, to Conroy’s knowledge, prohibited from providing such information to
Conroy by any contractual, legal, fiduciary or other obligation; and (iii) information
which was known to Conroy before such information was obtained from the
Company, except to the extent that such information becomes or is incorporated
into the Company’s Confidential Information, including but not limited to, its
Inventions, as defined under the Invention Assignment and Proprietary
Information Agreement referenced in Section 6 of this Agreement, and any
other trade secrets or proprietary information. The foregoing 

 

5

 

provision shall not be deemed to supersede or limit any other agreement
between Conroy and the Company relating to confidential information of the
Company, but shall be deemed to be in addition to the provisions thereof. To
the extent there arises any irreconcilable conflict between this Agreement and
any such other agreement, the provisions of this Agreement shall control.

 

4.             Non-Compete; Non-Solicitation.

 

(a)           Conroy acknowledges that
in the course of Conroy’s employment with the Company, Conroy will become
familiar with the Company’s trade secrets and with other Confidential
Information concerning the Company and that Conroy’s services will be of
special, unique and extraordinary value to the Company.  Therefore, Conroy agrees that during Conroy’s
employment with the Company and during the Severance Period (the “Noncompete Period”), Conroy shall not,
directly or indirectly, in any state, country or other jurisdiction in which
the Company is engaged or, to the knowledge of Conroy, has reasonably firm
plans to engage in business: (i) engage in any Competitive Business (as
defined below); (ii) render any services to any Competitive Business; or (iii) acquire
a financial interest in any Competitive Business. For purposes of this
Agreement, the phrase “engage in” shall include any direct or indirect
ownership or profit participation interest in such enterprise, whether as an
owner, stockholder, member, partner, joint venturer of or otherwise, and shall
include any direct or indirect participation in such enterprise as an employee,
consultant, director, officer, licensor of technology or otherwise. “Competitive Business” means a business that
is engaged, itself or through an affiliate, in the production, sale, provision
or distribution of products or services, or research or development intended to
create products or services, competitive with the Company’s business including,
but not limited to:

 

(i)            high-shear processing equipment
used to: (A) produce sub-micron and nanoscale liquid and solid particles
in emulsions and dispersions for the biotech, pharmaceutical,
chemical/coatings, personal care/cosmetics and food industries, and (B) perform
cell disruption (lysis), or (C) create liposomal encapsulation of a
variety of products;

 

(ii)           chemical reactor equipment for: (A) the
continuous production of nanoscale products through chemical reaction, or (B) crystallization
processes to produce drug and other nanosuspensions for the pharmaceutical and
biotechnology industries; or

 

(iii)          future products, equipment or
services developed;

 

as
such products, equipment or services exist or are contemplated during Conroy’s
employment with the Company.

 

Nothing
herein shall prohibit Conroy from being a passive owner of not more than three
percent (3%) of any class of securities of a public company, so long as Conroy
has no active participation in any aspect of the business of such entity.

 

(b)           During the Noncompete
Period, Conroy shall not directly or indirectly through another entity:  (i) induce or attempt to induce any
employee of the Company to leave the employ of the Company, or in any way
interfere with the relationship between the Company, on the one hand, and any
employee thereof, on the other hand; (ii) hire any person who is or at 

 

6

 

any time was an employee of the Company
earlier than six (6) months after such individual’s employment
relationship with the Company has ended; or (iii) induce or attempt to
induce any customer, supplier, licensee or other business relation of the
Company to cease doing business with the Company, or in any way interfere with
the relationship between any such customer, supplier, licensee or business
relation, on the one hand, and the Company, on the other hand. Clauses (i) and
(iii) of the preceding sentence shall not apply to any general advertising
or solicitation.

 

(c)           If, at the time of
enforcement of this Section 4, a court shall hold that the duration, scope
or area restrictions stated herein are unreasonable under circumstances then
existing, the parties agree that the maximum duration, scope or area reasonable
under such circumstances shall be substituted for the stated duration, scope or
area and that the court shall be allowed to revise the restrictions contained
herein to cover the maximum period, scope and area permitted by law.

 

(d)           In the event of the
breach or a threatened breach by Conroy of any of the provisions of this Section 4,
the Company, in addition and supplementary to other rights and remedies
existing in its favor, may apply to any court of law or equity of competent
jurisdiction solely in any of the forums set forth in Section 18 hereof
for specific performance and/or injunctive or other relief in order to enforce
or prevent any violations of the provisions thereof (without posting a bond or
other security).

 

5.             Conroy and Company Representations. Conroy hereby represents and
warrants to the Company that:  (i) the
execution, delivery and performance of this Agreement by Conroy does not and
will not conflict with, breach, violate or cause a default under any contract,
agreement, instrument, order, judgment or decree to which Conroy is a party or
by which Conroy is bound, and (ii) upon the execution and delivery of this
Agreement by the parties, this Agreement shall be the valid and binding
obligation of Conroy, enforceable in accordance with its terms.  The Company hereby represents and warrants to
Conroy that: (i) the execution, delivery and performance of this Agreement
by the Company does not and will not conflict with, breach, violate or cause a
default under any contract, agreement, instrument, order, judgment or decree to
which the Company is a party or by which it is bound and (ii) upon the
execution and delivery of this Agreement by the parties, this Agreement shall
be the valid and binding obligation of the Company, enforceable in accordance
with its terms.

 

6.             Intellectual Property Agreement. 
If Conroy has not previously done so, Conroy shall, simultaneous with
the execution hereof, execute and deliver to the Company the Invention
Assignment and Proprietary Information Agreement in the form attached hereto as
Exhibit B.

 

7.             Continued Employment. 
This Agreement shall not give Conroy any right of continued employment
or any right to compensation or benefits from the Company or any subsidiary
except the rights specifically stated herein to certain severance, bonus and
other benefits, and shall not limit the Company’s right to change the terms of
or to terminate Conroy’s employment, with or without Cause, at any time, except
as may be otherwise provided in a written employment agreement, if any, between
the Company and Conroy.  The Company’s
obligations pursuant to Section 2 of this Agreement shall automatically
terminate upon the termination of Conroy’s employment with the Company for any
reason, whether voluntary or 

 

7

 

involuntary, at any time other than at or immediately prior to the
closing of a Change of Control transaction or during the one-year period
following a Change of Control transaction and during the Retention Period, with
respect to the payment of the Retention Bonus as set forth in Section 2(c)(i).

 

8.             Notices.  All
notices, requests, demands and other communications required or permitted to be
given under this Agreement shall be in writing and shall be deemed to be
delivered and receive five business days after having been deposited in the
United States mail and enclosed in a registered or certified post-paid
envelope; one business day after having been sent by reputable overnight
courier; when personally delivered or sent by facsimile communications
equipment of the sending party on a business day, or if not on a business day
on the next succeeding business day thereafter; and in each case addressed to
the respective party at the address set forth below or to such other changed
addresses as the party may have fixed by notice as provided herein:

 

Notices
to Conroy:

 

As
set forth on the signature page to this Agreement.

 

Notices
to the Company:

 

Microfluidics
International Corporation

30
Ossipee Road

Newton,
MA  02464

Attention:  Chief Executive Officer

 

With
a copy to:

 

Posternak
Blankstein & Lund LLP

The
Prudential Tower, 33rd Floor

800
Boylston Street

Boston, MA 
02199

Attention: 
Donald H. Siegel, P.C.

 

9.             Severability. 
Whenever possible, each provision of this Agreement will be interpreted
in such manner as to be effective and valid under applicable law, but if any
provision of this Agreement is held to be invalid, illegal or unenforceable in
any respect under any applicable law or rule in any jurisdiction, such
invalidity, illegality or unenforceability will not affect any other provision
or any other jurisdiction, but this Agreement will be reformed, construed and
enforced in such jurisdiction as if such invalid, illegal or unenforceable
provision had never been contained herein.

 

10.          Complete Agreement. 
This Agreement, any stock option award agreement between Conroy and the
Company, and those documents expressly referred to herein, embody the complete
agreement and understanding among the parties and supersede and preempt any
prior understandings, agreements or representations by or among the parties,
whether written or oral, which may have related to the subject matter hereof in
any way, including, without 

 

8

 

limitation, any existing severance agreement and/or severance arrangement
between the Company and Conroy.

 

11.          Counterparts. 
This Agreement may be executed in separate counterparts, including via
facsimile, each of which is deemed to be an original and all of which taken
together constitute one and the same agreement.

 

12.          Successors and Assigns. 
This Agreement is intended to bind and inure to the benefit of and be
enforceable by Conroy, the Company and each of their respective heirs,
successors and assigns, except that Conroy may not assign Conroy’s rights or
delegate Conroy’s obligations hereunder without the prior written consent of
the Company.  The Company will require
any successor (whether direct or indirect, by purchase, merger, consolidation
or otherwise) of all or substantially all of the business and/or assets of the
Company, to expressly assume and agree to perform this Agreement in the same
manner and to the same extent that the Company would be required to perform if
no such succession had taken place.

 

13.          No Duty to Mitigate Damages. 
Conroy’s benefits under Section 2 shall be considered severance pay
in consideration of Conroy’s past service and Conroy’s continued service from
the date of this Agreement, and Conroy’s entitlement thereto shall not be
governed by any duty to mitigate Conroy’s damages by seeking further
employment.

 

14.          Cooperation. 
During the Severance Period, Conroy shall reasonably cooperate with the
Company with respect to any questions or inquiries the Company may have
concerning its business, including but not limited to, its operations,
services, customers, vendors, and employees; provided, however, that such
cooperation shall not materially interfere with Conroy’s employment, if any.

 

15.          No Disparagement. 
Conroy agrees that neither he, nor any person acting on his behalf,
shall directly or indirectly take any action that he knows or reasonably should
know would be detrimental to the Company’s interest, or make any disparaging
remarks concerning the business, operations, services, management, employees,
affiliates, affairs and/or financial condition of the Company.  The Company agrees that it will not make any
disparaging remarks concerning Conroy or his employment with the Company.  Nothing herein shall preclude either Conroy
or the Company from making truthful representations required pursuant to legal
process or court order, or in response to inquiries from any federal, state or
local governmental entity or regulatory body.

 

16.          Attorneys’ Fees and Costs. 
If any action seeking equitable remedies is instituted by either party,
the prevailing party shall be entitled to reasonable attorneys’ fees, costs and
disbursements in addition to any other relief to which that party may be
entitled.

 

17.          Governing Law. 
This Agreement will be governed by the internal law, and not the laws of
conflicts that would give effect to the laws of another jurisdiction, of the
Commonwealth of Massachusetts.

 

18.          Forum.  The parties
submit to the exclusive jurisdiction of the federal and state courts of Boston,
Massachusetts in relation to any dispute arising in connection herewith.

 

9

 

19.          Amendment and Waiver. 
The provisions of this Agreement may be amended or waived only with the
prior written consent of the Company and Conroy, and no course of conduct or failure
or delay in enforcing the provisions of this Agreement shall affect the
validity, binding effect or enforceability of this Agreement.

 

IN
WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date
first written above.

 

	
   

  	
  Company:

  
	
   

  	
   

  
	
   

  	
  MICROFLUIDICS
  INTERNATIONAL CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Michael C. Ferrara

  
	
   

  	
   

  	
  Name:
  Michael C. Ferrara

  
	
   

  	
   

  	
  Title: President
  and Chief Executive Officer

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  /s/
  William J. Conroy

  
	
   

  	
   

  	
  William
  J. Conroy

  
	
   

  	
   

  	
  Address:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  

 

10

 

 

Exhibit A

 

FORM OF RELEASE AGREEMENT

 

1.             Release.  William J. Conroy (“Conroy”), on his
own behalf, on behalf of any entities he controls and on behalf of his
descendants, dependents, heirs, executors, administrators, assigns and
successors, and each of them, hereby acknowledges full and complete
satisfaction of and releases and discharges and covenants not to sue
Microfluidics International Corporation (the “Company”), its divisions,
subsidiaries, parents, majority unit holders or affiliated companies, past and
present, and each of them, as well as its and their assignees and successors,
any of its directors, officers, shareholders, partners, representatives,
attorneys, agents or employees, past or present (individually and collectively,
the “Releasees”), from and with respect to any and all claims,
agreements, obligations, demands and causes of action, known or unknown,
suspected or unsuspected, arising out of or in any way connected with Conroy’s
employment, the termination thereof, or any other relationship with or interest
in the Company, including without limiting the generality of the foregoing, any
claim for severance pay, profit sharing, bonus or similar benefit, pension,
retirement, life insurance, health or medical insurance or any other fringe benefit,
or disability, or any other claims, agreements, obligations, demands and causes
of action, known or unknown, suspected or unsuspected, resulting from or
arising out of any act or omission by or on the part of the Releasees committed
or omitted prior to the date of this Agreement, including, without limiting the
generality of the foregoing, any claim under Title VII of the Civil Rights Act
of 1964, the Americans with Disabilities Act, the Family and Medical Leave Act,
The Massachusetts Fair Employment Practices Act, M.G.L 151B or any other
federal, state or local law, regulation or ordinance; provided,
however, that the foregoing release does
not apply to (i) Conroy’s right to enforce any obligation of the Company
to Conroy pursuant to Section 2 of the Employee Agreement dated as of September 3,
2010 by and between the Company and Conroy (the “Employee Agreement”); (ii) any
stock options that survive the termination of Conroy’s employment by the terms
of the applicable agreement; (iii) any vested benefits under any Company
sponsored employee benefit plan or perquisite of employment, including accrued
but unused vacation time pursuant to the Company’s vacation policy then in
effect; (iv) any rights to indemnification under the Company’s error and
omissions policy and/or Bylaws; (v) the enforcement of this Agreement and
the surviving provisions of the Employment Agreement; or (vi) the right to
file a charge of discrimination with the U.S. Equal Opportunity Commission (“EEOC”)
or with any state or local anti-discrimination agency or to participate in an
investigation conducted by the EEOC or any such agency.  Conroy has agreed to waive his right to any
damages or other recovery resulting from any administrative, arbitration, or
court proceeding, including any action brought by the EEOC or any other state
or local agency on his behalf or on behalf of a class of which he may be
considered a member, with respect to Conroy’s employment with and/or
termination of employment from the Company and if Conroy is awarded any money
damages, Conroy hereby assigns to the Company Conroy’s right and interest to
such money damages.  Notwithstanding the
foregoing, this paragraph does not limit Conroy’s right to challenge the
validity of the Release Agreement in a legal proceeding under the Older Workers’
Benefit Protection Act, 29 U.S.C. § 626(f) with respect to claims 

 

11

 

under
the Age Discrimination in Employment Act. 
This paragraph also is not intended to and shall not limit the right of
a court to determine, in its discretion, that the Company is entitled to
restitution, recoupment, or setoff of any payments made to Conroy and/or Conroy’s
counsel by the Company should the Release Agreement be found to be invalid as
to the release of claims under the Age Discrimination in Employment Act.

 

2.             [Deemed included if
California law ever becomes applicable] Waiver of Civil Code Section 1542.  This Agreement is intended to be effective as
a general release of and bar to each and every claim, agreement, obligation,
demand and cause of action hereinabove specified (collectively, the “Claims”).  Accordingly, Conroy hereby expressly waives
any rights and benefits conferred by Section 1542 of the California Civil
Code as to the Claims. Section 1542 of the California Civil Code provides:

 

“A
GENERAL RELEASE DOES NOT EXTEND TO A CLAIM WHICH THE CREDITOR DOES NOT KNOW OR
SUSPECT TO EXIST IN HIS FAVOR AT THE TIME OF EXECUTING THE RELEASE, WHICH IF
KNOWN BY HIM MUST HAVE MATERIALLY AFFECTED HIS SETTLEMENT WITH THE DEBTOR.”

 

Conroy
acknowledges that he later may discover claims, demands, causes of action or
facts in addition to or different from those which Conroy now knows or believes
to exist with respect to the subject matter of this Agreement and which, if
known or suspected at the time of executing this Agreement, may have materially
affected its terms.  Nevertheless, Conroy
hereby waives, as to the Claims, any claims, demands, and causes of action that
might arise as a result of such different or additional claims, demands, causes
of action or facts.

 

3.             ADEA Waiver.  Conroy expressly acknowledges and agrees that
by entering into this Agreement, he is waiving any and all rights or claims
that he may have arising under the Age Discrimination in Employment Act of
1967, as amended, which have arisen on or before the date of execution of this
Agreement. Conroy further expressly acknowledges and agrees that:

 

a.     In return for
this Agreement, he will receive consideration beyond that which he was already
entitled to receive before entering into this Agreement;

b.     He is hereby
advised in writing by this Agreement to consult with an attorney before signing
this Agreement;

c.     He was given a
copy of this Agreement on
[              ,
20 ] and informed that he had twenty-one (21) days within which to consider the
Agreement; and

d.     He was informed
that he has seven (7) days following the date of execution of the
Agreement in which to revoke the Agreement.

 

4.             No Disparagement. Conroy agrees
that neither he, nor any person acting on his behalf, shall directly or
indirectly take any action that he knows or reasonably should know would be
detrimental to the Company’s interest, or make any disparaging remarks
concerning the business, operations, services, management, employees,
affiliates, affairs and/or financial condition of the Company.  The Company agrees that it will not make any
disparaging remarks concerning Conroy or his employment with the Company.  Nothing herein shall preclude either Conroy
or the Company from making truthful representations required pursuant to legal
process or court order, or in response to inquiries from any federal, state or
local governmental entity or regulatory body.

 

12

 

5.             No Transferred Claims.  Each party hereto represents and warrants to
the other that he or it, as applicable, has not heretofore assigned or
transferred to any person not a party to this Agreement any released matter or
any part or portion thereof.

 

EXECUTED
this                             
day of
                                      
20    .

 

 

	
   

  	
   

  
	
   

  	
  William
  J. Conroy

  

 

13

 

Exhibit B

 

INVENTION ASSIGNMENT AND PROPRIETARY 

INFORMATION AGREEMENT

 

For
good and valuable consideration, which includes continued employment by
Microfluidics International Corporation and/or its subsidiary, Microfluidics
Corporation (collectively the “Company”), and the compensation received
therefore, I agree that:

 

1.             I hereby assign to the Company
my rights and all interests in inventions, improvements and discoveries,
original works of authorship, formulas, processes, computer programs, and trade
secrets (the “Inventions”) made, conceived or first reduced to practice or
created by me, either alone or jointly with others, during my period of
employment by the Company, whether or not in the ordinary course of my
employment.  This applies to inventions
and discoveries which relate to the current business of the Company, or
business which the Company may reasonably be expected to enter.

 

2.             I will promptly disclose in
confidence the Inventions to the appropriate Company designee and will assist
the Company in any reasonable manner to protect and implement these for its
benefit. On request, I will participate in the patent process or other
activities to carry out the purpose of this Agreement, without further
consideration, but at the expense of the Company.  If such actions are required after
termination of my employment I will be entitled to a fair and reasonable per
diem fee plus expense reimbursement, if incurred at the request of the Company.

 

3.             I agree that all Inventions
that: (a) are developed using equipment, supplies, facilities or trade
secrets of the Company, or (b) result from work performed for the Company,
or (c) related to the Company’s business or anticipated research and
development, will be the sole and exclusive property of and are hereby assigned
to the Company.

 

4.             Without prior written
consent of the Company, I will not, during my employment by the Company,
engage in any employment or activity for others, in any business in which the
Company is or may reasonably be expected to be active.

 

5.             During my employment by the
Company, or thereafter at any time, I will not disclose to others or use
for my benefit trade secrets or confidential information of the Company (as
defined below) and that of its clients or other business relationships, except
as necessary in the ordinary course of performing my duties with co-workers or
as otherwise permitted by the Company’s Board of Directors in writing.  For the purposes of this Agreement the
Company’s confidential information shall be deemed to include but not be
limited to:  (i) trade secrets,
know-how, designs, technical information, techniques, processes, functioning,
diagrams, schematics, timing, measurements, tolerances, quantification of
physical forces exerted, materials and methods of construction relating to or
embodied within the Microfluidizer device and, in particular, within its interaction
chambers and auxiliary processing modules, (ii) the identity of the
Company’s customers, suppliers and vendors, non-public financial information
including price lists, budgets, financial plans and projections (the “Confidential
Information”).

 

6.             I will not use or disclose
in the course of my employment for the Company any trade secrets or
Confidential Information belonging to others.

 

 

7.             Upon termination or
resignation, I shall turn over to the Company all written and visual
materials, and computer data storage diskettes and/or other storage media
pertaining to my work and other pertinent Confidential Information or other
equipment, parts, or information of the Company.

 

8.             I agree that in the event of
my breach of this Agreement the Company’s available damages and remedies at law
would be inadequate and, accordingly, the Company shall have the right to
obtain temporary and/or permanent injunctive relief or its equivalent under
domestic or foreign law against me to prevent the unauthorized use or disclosure
of any Confidential Information as well as all other remedies that may be
available to the Company.  I further
agree that all legal and equitable rights, remedies and damages available to
the Company shall be considered cumulative and the use or choice of a
particular remedy, damage or relief shall not preclude the Company’s further
exercise of other rights, remedies and damages.

 

9.             This Agreement shall be
governed by and construed under the laws of the Commonwealth of Massachusetts
without regard to its internal conflicts of laws provisions.  I hereby consent to the jurisdiction of the
courts of the Commonwealth of Massachusetts or such other jurisdiction as the
Company may find more convenient or effective for the prosecution of any action
hereunder.

 

10.           This Agreement represents
the entire agreement between the parties relating to the subject matter hereof
and supersedes any previous understanding or agreement.

 

11.           I agree that the provisions
of this Agreement are severable.  If any
provision hereof shall be declared to be invalid or unenforceable for any
reason, such unenforceability shall not affect the enforceability of the
remaining provisions of the Agreement, and such provision shall be reformed and
construed to the extent permitted by law so that the remainder is valid and
enforceable.

 

Signed
as a sealed instrument this
                              
day of                         ,
20    .

 

	
   

  	
  EMPLOYEE

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Printed Name

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Witness

  	
   

  

 

2Exhibit 10.1

 

 

CREDIT AGREEMENT

Dated as of February 13, 2009

among

COLDWATER CREEK U.S. INC.,

as the Lead Borrower

and

THE OTHER BORROWERS PARTY HERETO

and

THE GUARANTORS PARTY HERETO

and

WELLS FARGO RETAIL FINANCE, LLC,

as Administrative Agent, Collateral Agent and Swing Line Lender

and

THE OTHER LENDERS PARTY HERETO

 

 

Confidential Treatment Requested.
Confidential portions of this document have been redacted and have been
separately filed with the Commission.

 

 

TABLE OF CONTENTS

 

	
  Section

  	
   

  	
   

  	
   

  	
  Page

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE I DEFINITIONS AND ACCOUNTING TERMS

  	
   

  	
  1

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  1.01

  	
   

  	
  Defined Terms

  	
   

  	
  1

  
	
  1.02

  	
   

  	
  Other Interpretive Provisions

  	
   

  	
  41

  
	
  1.03

  	
   

  	
  Accounting Terms

  	
   

  	
  42

  
	
  1.04

  	
   

  	
  Rounding

  	
   

  	
  42

  
	
  1.05

  	
   

  	
  Times of Day

  	
   

  	
  42

  
	
  1.06

  	
   

  	
  Letter of Credit Amounts

  	
   

  	
  42

  
	
  1.07

  	
   

  	
  Currency Equivalents Generally

  	
   

  	
  43

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE II THE COMMITMENTS AND CREDIT EXTENSIONS

  	
   

  	
  43

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  2.01

  	
   

  	
  Committed Loans; Reserves

  	
   

  	
  43

  
	
  2.02

  	
   

  	
  Borrowings, Conversions and Continuations of
  Committed Loans

  	
   

  	
  44

  
	
  2.03

  	
   

  	
  Letters of Credit

  	
   

  	
  45

  
	
  2.04

  	
   

  	
  Swing Line Loans

  	
   

  	
  53

  
	
  2.05

  	
   

  	
  Prepayments

  	
   

  	
  56

  
	
  2.06

  	
   

  	
  Termination or Reduction of Commitments

  	
   

  	
  57

  
	
  2.07

  	
   

  	
  Repayment of Loans

  	
   

  	
  57

  
	
  2.08

  	
   

  	
  Interest

  	
   

  	
  58

  
	
  2.09

  	
   

  	
  Fees

  	
   

  	
  58

  
	
  2.10

  	
   

  	
  Computation of Interest and Fees

  	
   

  	
  59

  
	
  2.11

  	
   

  	
  Evidence of Debt

  	
   

  	
  59

  
	
  2.12

  	
   

  	
  Payments Generally; Administrative Agent’s Clawback

  	
   

  	
  59

  
	
  2.13

  	
   

  	
  Sharing of Payments by Lenders

  	
   

  	
  61

  
	
  2.14

  	
   

  	
  Settlement Amongst Lenders

  	
   

  	
  61

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE III TAXES, YIELD PROTECTION AND ILLEGALITY;
  APPOINTMENT OF LEAD BORROWER

  	
   

  	
  62

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  3.01

  	
   

  	
  Taxes

  	
   

  	
  62

  
	
  3.02

  	
   

  	
  Illegality

  	
   

  	
  63

  
	
  3.03

  	
   

  	
  Inability to Determine Rates

  	
   

  	
  64

  
	
  3.04

  	
   

  	
  Increased Costs; Reserves on LIBO Rate Loans

  	
   

  	
  64

  
	
  3.05

  	
   

  	
  Compensation for Losses

  	
   

  	
  65

  
	
  3.06

  	
   

  	
  Mitigation Obligations; Replacement of Lenders

  	
   

  	
  66

  
	
  3.07

  	
   

  	
  Survival

  	
   

  	
  66

  
	
  3.08

  	
   

  	
  Designation of Lead Borrower as Borrowers’ Agent

  	
   

  	
  66

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE IV CONDITIONS PRECEDENT TO CREDIT EXTENSIONS

  	
   

  	
  67

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  4.01

  	
   

  	
  Conditions of Initial Credit Extension

  	
   

  	
  67

  
	
  4.02

  	
   

  	
  Conditions to all Credit Extensions

  	
   

  	
  70

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE V REPRESENTATIONS AND WARRANTIES

  	
   

  	
  71

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  5.01

  	
   

  	
  Existence, Qualification and Power

  	
   

  	
  71

  
	
  5.02

  	
   

  	
  Authorization; No Contravention

  	
   

  	
  72

  
	
  5.03

  	
   

  	
  Governmental Authorization; Other Consents

  	
   

  	
  72

  
	
  5.04

  	
   

  	
  Binding Effect

  	
   

  	
  72

  
	
  5.05

  	
   

  	
  Financial Statements; No Material Adverse Effect

  	
   

  	
  72

  
	
  5.06

  	
   

  	
  Litigation

  	
   

  	
  73

  
	
  5.07

  	
   

  	
  No Default

  	
   

  	
  73

  

 

i

 

	
  5.08

  	
   

  	
  Ownership of Property; Liens

  	
   

  	
  73

  
	
  5.09

  	
   

  	
  Environmental Compliance

  	
   

  	
  74

  
	
  5.10

  	
   

  	
  Insurance

  	
   

  	
  74

  
	
  5.11

  	
   

  	
  Taxes

  	
   

  	
  74

  
	
  5.12

  	
   

  	
  ERISA Compliance

  	
   

  	
  75

  
	
  5.13

  	
   

  	
  Subsidiaries; Equity Interests

  	
   

  	
  75

  
	
  5.14

  	
   

  	
  Margin Regulations; Investment Company Act; Public
  Utility Holding Company Act

  	
   

  	
  76

  
	
  5.15

  	
   

  	
  Disclosure

  	
   

  	
  76

  
	
  5.16

  	
   

  	
  Compliance with Laws

  	
   

  	
  76

  
	
  5.17

  	
   

  	
  Intellectual Property; Licenses, Etc.

  	
   

  	
  76

  
	
  5.18

  	
   

  	
  Labor Matters

  	
   

  	
  77

  
	
  5.19

  	
   

  	
  Security Documents

  	
   

  	
  78

  
	
  5.20

  	
   

  	
  Solvency

  	
   

  	
  79

  
	
  5.21

  	
   

  	
  Deposit Accounts; Credit Card Arrangements

  	
   

  	
  79

  
	
  5.22

  	
   

  	
  Brokers

  	
   

  	
  79

  
	
  5.23

  	
   

  	
  Customer and Trade Relations

  	
   

  	
  79

  
	
  5.24

  	
   

  	
  Material Contracts

  	
   

  	
  79

  
	
  5.25

  	
   

  	
  Casualty

  	
   

  	
  79

  
	
  5.26

  	
   

  	
  Anti-Terrorism Laws

  	
   

  	
  79

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE VI AFFIRMATIVE COVENANTS

  	
   

  	
  80

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  6.01

  	
   

  	
  Financial Statements

  	
   

  	
  80

  
	
  6.02

  	
   

  	
  Certificates; Other Information

  	
   

  	
  81

  
	
  6.03

  	
   

  	
  Notices

  	
   

  	
  83

  
	
  6.04

  	
   

  	
  Payment of Obligations

  	
   

  	
  84

  
	
  6.05

  	
   

  	
  Preservation of Existence, Etc.

  	
   

  	
  84

  
	
  6.06

  	
   

  	
  Maintenance of Properties

  	
   

  	
  85

  
	
  6.07

  	
   

  	
  Maintenance of Insurance

  	
   

  	
  85

  
	
  6.08

  	
   

  	
  Compliance with Laws

  	
   

  	
  86

  
	
  6.09

  	
   

  	
  Books and Records; Accountants

  	
   

  	
  86

  
	
  6.10

  	
   

  	
  Inspection Rights

  	
   

  	
  87

  
	
  6.11

  	
   

  	
  Use of Proceeds

  	
   

  	
  87

  
	
  6.12

  	
   

  	
  Additional Loan Parties

  	
   

  	
  87

  
	
  6.13

  	
   

  	
  Cash Management

  	
   

  	
  88

  
	
  6.14

  	
   

  	
  Information Regarding the Collateral

  	
   

  	
  89

  
	
  6.15

  	
   

  	
  Physical Inventories

  	
   

  	
  89

  
	
  6.16

  	
   

  	
  Environmental Laws

  	
   

  	
  90

  
	
  6.17

  	
   

  	
  Further Assurances

  	
   

  	
  90

  
	
  6.18

  	
   

  	
  Compliance with Terms of Leaseholds

  	
   

  	
  91

  
	
  6.19

  	
   

  	
  Material Contracts

  	
   

  	
  91

  
	
  6.20

  	
   

  	
  ERISA

  	
   

  	
  91

  
	
  6.21

  	
   

  	
  Insurance and Condemnation Proceeds

  	
   

  	
  92

  
	
  6.22

  	
   

  	
  Post-Closing Covenants

  	
   

  	
  92

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE VII NEGATIVE COVENANTS

  	
   

  	
  92

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  7.01

  	
   

  	
  Liens

  	
   

  	
  92

  
	
  7.02

  	
   

  	
  Investments

  	
   

  	
  93

  
	
  7.03

  	
   

  	
  Indebtedness; Disqualified Stock

  	
   

  	
  93

  
	
  7.04

  	
   

  	
  Fundamental Changes

  	
   

  	
  93

  
	
  7.05

  	
   

  	
  Dispositions

  	
   

  	
  93

  

 

ii

 

	
  7.06

  	
   

  	
  Restricted Payments

  	
   

  	
  94

  
	
  7.07

  	
   

  	
  Prepayments of Indebtedness

  	
   

  	
  94

  
	
  7.08

  	
   

  	
  Change in Nature of Business

  	
   

  	
  95

  
	
  7.09

  	
   

  	
  Transactions with Affiliates

  	
   

  	
  95

  
	
  7.10

  	
   

  	
  Burdensome Agreements

  	
   

  	
  95

  
	
  7.11

  	
   

  	
  Use of Proceeds

  	
   

  	
  95

  
	
  7.12

  	
   

  	
  Amendment of Material Documents

  	
   

  	
  95

  
	
  7.13

  	
   

  	
  Fiscal Year

  	
   

  	
  95

  
	
  7.14

  	
   

  	
  Deposit Accounts; Blocked Accounts; Credit Card
  Processors

  	
   

  	
  95

  
	
  7.15

  	
   

  	
  Consignments

  	
   

  	
  96

  
	
  7.16

  	
   

  	
  Inventory Book Value

  	
   

  	
  96

  
	
  7.17

  	
   

  	
  Minimum Availability

  	
   

  	
  96

  
	
  7.18

  	
   

  	
  Capital Expenditures

  	
   

  	
  96

  
	
  7.19

  	
   

  	
  Loan Restriction

  	
   

  	
  96

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE VIII EVENTS OF DEFAULT AND REMEDIES

  	
   

  	
  96

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  8.01

  	
   

  	
  Events of Default

  	
   

  	
  96

  
	
  8.02

  	
   

  	
  Remedies Upon Event of Default

  	
   

  	
  99

  
	
  8.03

  	
   

  	
  Application of Funds

  	
   

  	
  100

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE IX ADMINISTRATIVE AGENT

  	
   

  	
  101

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  9.01

  	
   

  	
  Appointment and Authority

  	
   

  	
  101

  
	
  9.02

  	
   

  	
  Rights as a Lender

  	
   

  	
  101

  
	
  9.03

  	
   

  	
  Exculpatory Provisions

  	
   

  	
  102

  
	
  9.04

  	
   

  	
  Reliance by Agents

  	
   

  	
  103

  
	
  9.05

  	
   

  	
  Delegation of Duties

  	
   

  	
  103

  
	
  9.06

  	
   

  	
  Resignation of Agents

  	
   

  	
  103

  
	
  9.07

  	
   

  	
  Non-Reliance on Administrative Agent and Other
  Lenders

  	
   

  	
  104

  
	
  9.08

  	
   

  	
  Administrative Agent May File Proofs of Claim

  	
   

  	
  104

  
	
  9.09

  	
   

  	
  Collateral and Guaranty Matters

  	
   

  	
  105

  
	
  9.10

  	
   

  	
  Notice of Transfer

  	
   

  	
  105

  
	
  9.11

  	
   

  	
  Reports and Financial Statements

  	
   

  	
  105

  
	
  9.12

  	
   

  	
  Agency for Perfection

  	
   

  	
  106

  
	
  9.13

  	
   

  	
  Indemnification of Agents

  	
   

  	
  106

  
	
  9.14

  	
   

  	
  Relation among Lenders

  	
   

  	
  106

  
	
  9.15

  	
   

  	
  Defaulting Lender

  	
   

  	
  106

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ARTICLE X MISCELLANEOUS

  	
   

  	
  107

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  10.01

  	
   

  	
  Amendments, Etc.

  	
   

  	
  107

  
	
  10.02

  	
   

  	
  Notices, Financial Statements and Other Documents;
  Effectiveness; Electronic Communications

  	
   

  	
  109

  
	
  10.03

  	
   

  	
  No Waiver; Cumulative Remedies

  	
   

  	
  110

  
	
  10.04

  	
   

  	
  Expenses; Indemnity; Damage Waiver

  	
   

  	
  110

  
	
  10.05

  	
   

  	
  Payments Set Aside

  	
   

  	
  111

  
	
  10.06

  	
   

  	
  Successors and Assigns

  	
   

  	
  112

  
	
  10.07

  	
   

  	
  Treatment of Certain Information; Confidentiality

  	
   

  	
  115

  
	
  10.08

  	
   

  	
  Right of Setoff

  	
   

  	
  116

  
	
  10.09

  	
   

  	
  Interest Rate Limitation

  	
   

  	
  116

  
	
  10.10

  	
   

  	
  Counterparts; Integration; Effectiveness

  	
   

  	
  116

  
	
  10.11

  	
   

  	
  Survival

  	
   

  	
  117

  
	
  10.12

  	
   

  	
  Severability

  	
   

  	
  117

  

 

iii

 

	
  10.13

  	
   

  	
  Replacement of Lenders

  	
   

  	
  117

  
	
  10.14

  	
   

  	
  Governing Law; Jurisdiction; Etc.

  	
   

  	
  118

  
	
  10.15

  	
   

  	
  Waiver of Jury Trial

  	
   

  	
  119

  
	
  10.16

  	
   

  	
  No Advisory or Fiduciary Responsibility

  	
   

  	
  119

  
	
  10.17

  	
   

  	
  USA PATRIOT Act Notice

  	
   

  	
  120

  
	
  10.18

  	
   

  	
  Foreign Asset Control Regulations

  	
   

  	
  120

  
	
  10.19

  	
   

  	
  Time of the Essence

  	
   

  	
  120

  
	
  10.20

  	
   

  	
  Press Releases

  	
   

  	
  120

  
	
  10.21

  	
   

  	
  Additional Waivers

  	
   

  	
  120

  
	
  10.22

  	
   

  	
  No Strict Construction

  	
   

  	
  122

  
	
  10.23

  	
   

  	
  Attachments

  	
   

  	
  122

  

 

	
  SIGNATURES

  	
   

  	
  S-123

  

 

iv

 

	
  SCHEDULES

  	
   

  
	
  1.01

  	
  Borrowers

  
	
  1.02

  	
  Guarantors

  
	
  2.01

  	
  Commitments and Applicable Percentages

  
	
  2.03

  	
  Existing Letters of Credit

  
	
  5.01

  	
  Loan Parties Organizational Information

  
	
  5.05

  	
  Material Indebtedness

  
	
  5.06

  	
  Litigation

  
	
  5.08(b)(1)

  	
  Owned Real Estate

  
	
  5.08(b)(2)

  	
  Leased Real Estate

  
	
  5.09

  	
  Environmental Matters

  
	
  5.10

  	
  Insurance

  
	
  5.13

  	
  Subsidiaries; Other Equity Investments; Equity Interests in the
  Borrower

  
	
  5.17

  	
  Intellectual Property Matters

  
	
  5.18

  	
  Labor Matters

  
	
  5.21(a)

  	
  DDAs

  
	
  5.21(b)

  	
  Credit Card Arrangements

  
	
  5.24

  	
  Material Contracts

  
	
  6.02

  	
  Financial and Collateral Reporting

  
	
  7.01

  	
  Existing Liens

  
	
  7.02

  	
  Existing Investments

  
	
  7.03

  	
  Existing Indebtedness

  
	
  10.02

  	
  Administrative Agent’s Office; Certain
  Addresses for Notices

  

 

EXHIBITS

 

	
   

  	
   

  	
  Form of

  
	
  A

  	
   

  	
  Committed Loan Notice

  
	
  B

  	
   

  	
  Swing Line Loan Notice

  
	
  C-1

  	
   

  	
  Committed Loan Note

  
	
  C-2

  	
   

  	
  Swing Line Loan Note

  
	
  D

  	
   

  	
  Compliance Certificate

  
	
  E

  	
   

  	
  Borrowing Base Certificate

  
	
  F

  	
   

  	
  Assignment and Assumption

  
	
  G

  	
   

  	
  Credit Card Notification

  
	
  H

  	
   

  	
  DDA Notification

  
	
  I

  	
   

  	
  Joinder Agreement

  

 

v

 

CREDIT AGREEMENT

 

This CREDIT AGREEMENT (“Agreement”) is
entered into as of February 13, 2009, among

 

(i)            COLDWATER CREEK U.S. INC., a Delaware
corporation (the “Lead Borrower”), as agent for the Borrowers now or
hereafter party hereto,

 

(ii)           the BORROWERS now or hereafter party hereto,

 

(iii)          the GUARANTORS now or hereafter party hereto,

 

(iv)          each lender from time to time party hereto
(each individually, a “Lender” and collectively, the “Lenders”),
and

 

(v)           WELLS FARGO RETAIL FINANCE, LLC, as
Administrative Agent, Collateral Agent and Swing Line Lender.

 

The Borrowers have requested that the Lenders
provide a revolving credit facility, and the Lenders have indicated their
willingness to lend, in each case on the terms and conditions set forth herein.

 

In consideration of the mutual covenants and
agreements herein contained, the parties hereto covenant and agree as follows:

 

ARTICLE I

DEFINITIONS AND
ACCOUNTING TERMS

 

1.01        Defined
Terms.  As used in this Agreement,
the following terms shall have the meanings set forth below:

 

“ACH” means automated clearing house
transfers.

 

“Accommodation Payment” as defined in Section 10.21(d).

 

“Account” means “accounts” as defined
in the UCC, and also means a right to payment of a monetary obligation, whether
or not earned by performance, (a) for property that has been or is to be
sold, leased, licensed, assigned, or otherwise disposed of, (b) for
services rendered or to be rendered, (c) for a policy of insurance issued
or to be issued, (d) for a secondary obligation incurred or to be
incurred, (e) for energy provided or to be provided, (f) for the use
or hire of a vessel under a charter or other contract, (g) arising out of
the use of a credit or charge card or information contained on or for use with
the card, or (h) as winnings in a lottery or other game of chance operated
or sponsored by a state, governmental unit of a state, or person licensed or
authorized to operate the game by a state or governmental unit of a state.  The term “Account” includes
health-care-insurance receivables.

 

“Acquisition” means, with respect to
any Person (a) an Investment in, or a purchase of a Controlling interest
in, the Equity Interests of any other Person, (b) a purchase or other
acquisition of all or substantially all of the assets or properties of, another
Person or of any business unit of another Person, (c) any merger or
consolidation of such Person with any other Person or other transaction or
series of transactions resulting in the acquisition of all or substantially all
of the assets, or a Controlling interest in the Equity Interests, of any
Person, or (d) any acquisition of any Store locations of any other Person,
in each case in any transaction or group of transactions which are part of a
common plan.

 

“Act” shall have the meaning provided
in Section 10.17.

 

“Adjusted LIBO Rate” means:

 

(a)           for any Interest Period with respect to any
LIBO Borrowing, an interest rate per annum (rounded upwards, if necessary, to
the next 1/16 of one percent) equal to (i) the LIBO Rate for such Interest
Period multiplied by (ii) the Statutory Reserve Rate; and

 

(b)           for any interest rate calculation with
respect to any Base Rate Loan, an interest rate per annum (rounded upwards, if
necessary, to the next 1/100 of one percent) equal to (i) the LIBO 

 

1

 

Rate for an Interest Period commencing on the
date of such calculation and ending on the date that is thirty (30) days
thereafter multiplied by (ii) the Statutory Reserve Rate.

 

The Adjusted LIBO Rate will be adjusted
automatically as of the effective date of any change in the Statutory Reserve
Rate.

 

“Adjustment Date” means the first day
of each Fiscal Quarter, commencing August 1, 2009.

 

“Administrative Agent” means Wells
Fargo Retail Finance, LLC, in its capacity as administrative agent under any of
the Loan Documents, or any successor administrative agent.

 

“Administrative Agent’s Office” means
the Administrative Agent’s address and, as appropriate, account as set forth on
Schedule 10.02, or such other address or account as the Administrative
Agent may from time to time notify the Lead Borrower and the Lenders.

 

“Administrative Questionnaire” means
an Administrative Questionnaire in a form supplied by the Administrative Agent.

 

“Affiliate” means, with respect to any
Person, (i) another Person that directly, or indirectly through one or
more intermediaries, Controls or is Controlled by or is under common Control
with the Person specified, (ii) any director, officer, managing member, partner,
trustee, or beneficiary of that Person, (iii) any other Person directly or
indirectly holding 10% or more of any class of the Equity Interests of that
Person, and (iv) any other Person 10% or more of any class of whose Equity
Interests is held directly or indirectly by that Person.

 

“Agent(s)” means, individually, the
Administrative Agent or the Collateral Agent, and collectively means both of
them.

 

“Aggregate Commitments” means the
Commitments of all the Lenders.

 

“Agreement” means this Credit Agreement.

 

“Allocable Amount” has the meaning
specified in Section 10.21(d).

 

“Applicable Margin” means:

 

(a)         From and after
the Closing Date until the first Adjustment Date, the percentages set forth in
Level I of the pricing grid below; and

 

(b)         On the first Adjustment Date, and on each
Adjustment Date thereafter, the Applicable Margin shall be determined from the
following pricing grid based upon the Average Availability as of the Fiscal
Quarter ended immediately preceding such Adjustment Date; provided, however,
that notwithstanding anything to the contrary set forth herein, upon the
occurrence and during the continuation of an Event of Default, the
Administrative Agent may, and at the direction of the Required Lenders shall,
immediately increase the Applicable Margin to that set forth in Level III (even
if the Average Availability requirements for a different Level have been met)
and interest shall accrue at the Default Rate; provided, further
if any of the financial statements delivered pursuant to Section 6.01
of this Agreement or any Borrowing Base Certificate is at any time restated or
otherwise revised (including as a result of an audit) or if the information set
forth in any such financial statements or Borrowing Base Certificate otherwise
proves to be false or incorrect such that the Applicable Margin would have been
higher than was otherwise in effect during any period, without constituting a
waiver of any Default or Event of Default arising as a result thereof, interest
due under this Agreement shall be immediately recalculated at such higher rate
for any applicable periods and shall be due and payable on demand.

 

	
  Level

  	
   

  	
  Average Availability

  	
   

  	
  LIBOR

  Margin

  	
   

  	
  Base Rate

  Margin

  	
   

  
	
  I

  	
   

  	
  Greater than or equal to 50% of the Loan
  Cap

  	
   

  	
  2.25

  	
  %

  	
  2.25

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  II

  	
   

  	
  Less than 50% of the Loan Cap but greater
  than or equal to 25% of the Loan Cap

  	
   

  	
  2.50

  	
  %

  	
  2.50

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  III

  	
   

  	
  Less than 25% of the Loan Cap

  	
   

  	
  2.75

  	
  %

  	
  2.75

  	
  %

  

 

2

 

“Applicable
Percentage” means with respect to any Lender at any time, the percentage
(carried out to the ninth decimal place) of the Aggregate Commitments
represented by such Lender’s Commitment at such time.  If the commitment of each Lender to make
Loans and the obligation of the L/C Issuer to make L/C Credit Extensions have
been terminated pursuant to Section 8.02 or if the Aggregate
Commitments have expired, then the Applicable Percentage of each Lender shall
be determined based on the Applicable Percentage of such Lender most recently
in effect, giving effect to any subsequent assignments.  The initial Applicable Percentage of each
Lender is set forth opposite the name of such Lender on Schedule 2.01 or
in the Assignment and Assumption pursuant to which such Lender becomes a party
hereto, as applicable.

 

“Applicable Rate” means, at any time
of calculation, (a) with respect to Commercial Letters of Credit, a per
annum rate equal to the Applicable Margin for Loans which are LIBOR Rate Loans less one half of one percent (0.50%), and (b) with
respect to Standby Letters of Credit, a per annum rate equal to the Applicable
Margin for Loans which are LIBOR Rate Loans.

 

“Appraisal Percentage” means 85%.

 

“Appraised Value” means with respect
to the Borrowers’ Eligible Inventory, the appraised orderly liquidation value,
net of costs and expenses to be incurred in connection with any such
liquidation, which value is expressed as a percentage of Cost of the Borrowers’
Eligible Inventory as set forth in the Borrowers’ inventory stock ledger, which
value shall be determined from time to time by the most recent appraisal
undertaken by an independent appraiser engaged by the Administrative Agent.

 

 “Approved
Fund” means any Fund that is administered or managed by (a) a Lender, (b) an
Affiliate of a Lender or (c) an entity or an Affiliate of an entity that
administers or manages a Lender.

 

“Assignee Group” means two or more
Eligible Assignees that are Affiliates of one another or two or more Approved
Funds managed by the same investment advisor.

 

“Assignment and Assumption” means an
assignment and assumption entered into by a Lender and an Eligible Assignee
(with the consent of any party whose consent is required by Section 10.06(b)),
and accepted by the Administrative Agent, in substantially the form of Exhibit F
or any other form approved by the Administrative Agent.

 

“Attributable Indebtedness” means, on
any date, (a) in respect of any Capital Lease Obligation of any Person,
the capitalized amount thereof that would appear on a balance sheet of such
Person prepared as of such date in accordance with GAAP, and (b) in
respect of any Synthetic Lease Obligation, the capitalized amount of the
remaining lease or similar payments under the relevant lease or other
applicable agreement or instrument that would appear on a balance sheet of such
Person prepared as of such date in accordance with GAAP if such lease,
agreement or instrument were accounted for as a capital lease.

 

“Audited Financial Statements” means
the audited Consolidated balance sheet of the Parent and its Subsidiaries for
the Fiscal Year ended February 2, 2008, and the related consolidated
statements of income or operations, Shareholders’ Equity and cash flows for
such Fiscal Year of the Parent and its Subsidiaries, including the notes
thereto.

 

“Auto-Extension Letter of Credit”
shall have the meaning specified in Section 2.03(b)(iii).

 

 “Availability”
means, as of any date of determination thereof by the Administrative Agent, the
result, if a positive number, of:

 

(a)           the Loan Cap

 

3

 

minus

 

(b)           the
aggregate Outstanding Amount of all Credit Extensions to, or for the account
of, the Borrowers.

 

In calculating Availability at any time and
for any purpose under this Agreement, the Lead Borrower shall certify to the
Administrative Agent that all accounts payable and Taxes are being paid on a
timely basis and consistent with past practices (absent which the
Administrative Agent may establish a Reserve therefor).

 

“Availability Period” means the period
from and including the Closing Date to the earliest of (a) the Maturity
Date, (b) the date of termination of the Aggregate Commitments pursuant to
Section 2.06, and (c) the date of termination of the
commitment of each Lender to make Loans and of the obligation of the L/C Issuer
to make L/C Credit Extensions pursuant to Section 8.02.

 

“Availability Reserves” means, without
duplication of any other Reserves or items that are otherwise addressed or
excluded through eligibility criteria, such reserves as the Administrative
Agent from time to time determines in its discretion as being appropriate (a) to
reflect the impediments to the Agents’ ability to realize upon the Collateral, (b) to
reflect claims and liabilities that the Administrative Agent determines will
need to be satisfied in connection with the realization upon the Collateral, (c) to
reflect criteria, events, conditions, contingencies or risks which adversely
affect any component of the Borrowing Base, or the assets, business, financial
performance or financial condition of any Loan Party, or (d) to reflect
that a Default or an Event of Default then exists. Without limiting the
generality of the foregoing, Availability Reserves may include (but are not
limited to), in the Administrative Agent’s discretion, reserves based on: (i) rent;
(ii) customs duties and other costs to release Inventory which is included
in the Borrowing Base and which is being imported into the United States; (iii) outstanding
Taxes and other governmental charges, including, without limitation, ad valorem,
real estate, personal property, sales, and other Taxes which may have priority
over the interests of the Collateral Agent in the Collateral; (iv) salaries,
wages and benefits due to employees of any Loan Party, (v) Customer Credit
Liabilities, (vi) warehousemen’s or bailee’s charges and other Permitted
Encumbrances which may have priority over the interests of the Collateral Agent
in the Collateral, (vii) amounts due to vendors on account of consigned
goods, (viii) Cash Management Reserves, and (ix) Bank Products
Reserves.

 

“Average Availability” shall mean the
average daily Availability for the immediately preceding Fiscal Quarter.

 

“Bank Products” means any services or
facilities provided to any Loan Party by a Lender or any of its Affiliates,
including, without limitation, on account of (a) credit cards, (b) Swap
Contracts, (c) purchase cards, and (d) leasing, but excluding Cash
Management Services.

 

“Bank Products Reserves” means such
reserves as the Administrative Agent from time to time determines in its
discretion as being appropriate to reflect the liabilities and obligations of
the Loan Parties with respect to Bank Products then provided or outstanding.

 

“Base Rate”   means, for any day, a fluctuating rate per
annum equal to the highest of (a) the Federal Funds Rate, as in effect from
time to time, plus one-half of one percent (0.50%), (b) except
during any period of time during which a notice delivered to the Lead Borrower
in accordance with Section 3.03 shall remain in full force and
effect, the Adjusted LIBO Rate plus one percent (1.00%), or (c) the rate of
interest in effect for such day as publicly announced from time to time by Wells
Fargo Bank as
its “prime rate.”  The “prime rate”
is a rate set by Wells Fargo Bank based upon various factors including Wells
Fargo Bank’s costs and desired return, general economic conditions and other
factors, and is used as a reference point for pricing some 

 

4

 

loans, which may be priced at, above, or
below such announced rate.  Any change in
such rate announced by Wells Fargo Bank shall take effect at the opening of
business on the day specified in the public announcement of such change.

 

“Base Rate Loan” means a Loan that bears interest based on the Base
Rate.

 

“Blocked Account” has the meaning
provided in Section 6.13(a)(iii).

 

“Blocked Account Agreement” means with
respect to a Blocked Account established by a Loan Party, an agreement, in form
and substance satisfactory to the Collateral Agent, establishing Control (as
defined in the Security Agreement) of such account by the Collateral Agent.

 

“Blocked Account Bank” means each bank
with whom deposit accounts are maintained in which any funds of any of the Loan
Parties from one or more DDAs are concentrated and with whom a Blocked Account
Agreement has been, or is required to be, executed in accordance with the terms
hereof.

 

“Borrowers” means, collectively, the
Lead Borrower, each Person listed on Schedule 1.01 annexed hereto, and
each other Person who shall from time to time execute and deliver a Joinder
Agreement as a Borrower or such other document as the Administrative Agent
deems appropriate in accordance with Section 6.12.

 

“Borrowing” means a Committed
Borrowing or a Swing Line Borrowing, as the context may require.

 

“Borrowing Base” means, at any time of
calculation, an amount equal to:

 

(a)           the lesser of (i) the Cost of Eligible
Inventory (net of Inventory Reserves), multiplied by the Inventory Advance
Rate, or (ii) the Cost of Eligible Inventory (net of Inventory Reserves),
multiplied by the Appraisal Percentage of the Appraised Value of Eligible
Inventory;

 

plus

 

(b)           the amount of Eligible Credit Card
Receivables multiplied by the Credit Card Advance Rate;

 

plus

 

(d)           the amount of Eligible Trade Receivables (net
of Receivables Reserves applicable thereto) multiplied by the Trade Receivables
Advance Rate;

 

minus

 

(g)           the then amount of all Availability Reserves.

 

“Borrowing Base Certificate” means a
certificate substantially in the form of Exhibit E hereto (with
such changes therein as may be required by the Administrative Agent to reflect
the components of and Reserves against the Borrowing Base as provided for
hereunder from time to time), executed and certified as accurate and complete
by a Responsible Officer of the Lead Borrower which shall include appropriate
exhibits, schedules, supporting documentation, and additional reports as
reasonably requested by the Administrative Agent.

 

“Business Day” means any day other
than a Saturday, Sunday or other day on which commercial banks are authorized
to close under the Laws of, or are in fact closed in, the state where the
Administrative Agent’s Office is located and, if such day relates to any LIBO
Rate Loan, means any such day on which dealings in Dollar deposits are
conducted by and between banks in the London interbank market.

 

 “Capital
Expenditures” means, with respect to any Person for any period, (a) all
expenditures made (whether made in the form of cash or other property) or costs
incurred for the acquisition or improvement of fixed or capital assets of such
Person (excluding normal replacements and maintenance which are properly
charged to current operations), in each case that are (or should 

 

5

 

be) set forth as capital expenditures in a
Consolidated statement of cash flows of such Person for such period, in each
case prepared in accordance with GAAP, and (b) Capital Lease Obligations
incurred by a Person during such period.

 

“Capital
Leases” shall mean any and all lease obligations that, in accordance with
GAAP, are required to be capitalized on the books of a lessee.

 

“Capital Lease Obligations” means,
with respect to any Person for any period, the obligations of such Person to
pay rent or other amounts under any lease of (or other arrangement conveying
the right to use) real or personal property, or a combination thereof, which
obligations are required to be classified and accounted for as liabilities on a
balance sheet of such Person under GAAP and the amount of which obligations
shall be the capitalized amount thereof determined in accordance with GAAP.

 

“Cash Collateral Account” means a
non-interest bearing account established by one or more of the Loan Parties
with Wells Fargo Bank, and in the name of, the Collateral Agent (as the
Collateral Agent shall otherwise direct) and under the sole and exclusive
dominion and control of the Collateral Agent, in which deposits are required to
be made in accordance with Section 2.03(g) or 8.02(c).

 

“Cash Collateralize” has the meaning
specified in Section 2.03(g).

 

“Cash Dominion Event” means either (i) the
occurrence and continuance of any Event of Default, or (ii) the failure of
the Borrowers to maintain Availability in an amount equal to at least twenty
five percent (25%) of the then applicable Loan Cap.  For purposes of this Agreement, the
occurrence of a Cash Dominion Event shall be deemed continuing at the
Administrative Agent’s option (a) so long as such Event of Default has not
been waived, and/or (b) if the Cash Dominion Event arises as a result of
the Borrowers’ failure to maintain Availability as described in clause (ii) hereunder,
until the Borrowers maintain Availability in an amount equal to at least twenty
five percent (25%) of the then applicable Loan Cap for forty-five (45)
consecutive days, in which case a Cash Dominion Event shall no longer be deemed
to be continuing for purposes of this Agreement; provided  that a Cash Dominion Event shall
be deemed continuing (even if an Event of Default is no longer continuing
and/or Availability exceeds the required amount for forty-five (45) consecutive
days) at all times after a Cash Dominion Event has occurred and been
discontinued on two (2) occasion(s) after the Closing Date.

 

“Cash Management Reserves” means such
reserves as the Administrative Agent, from time to time, determines in its
discretion as being appropriate to reflect the reasonably anticipated
liabilities and obligations of the Loan Parties with respect to Cash Management
Services then provided or outstanding.

 

“Cash Management Services” means any
one or more of the following types or services or facilities provided to any
Loan Party by the Administrative Agent or any of its Affiliates: (a) ACH
transactions, (b) cash management services, including, without limitation,
controlled disbursement services, treasury, depository, overdraft, and
electronic funds transfer services, (c) foreign exchange facilities, (d) credit
or debit cards, and (e) merchant services not constituting a Bank Product.

 

“CERCLA” means the Comprehensive
Environmental Response, Compensation, and Liability Act, 42 U.S.C. § 9601
et seq.

 

“CERCLIS” means the Comprehensive
Environmental Response, Compensation, and Liability Information System
maintained by the United States Environmental Protection Agency.

 

“CFC” means a Person that is a
controlled foreign corporation under Section 957 of the Code.

 

6

 

“Change in Law” means the occurrence,
after the date of this Agreement, of any of the following: (a) the
adoption or taking effect of any Law, rule, regulation or treaty, (b) any
change in any Law, rule, regulation or treaty or in the administration,
interpretation or application thereof by any Governmental Authority or (c) the
making or issuance of any request, guideline or directive (whether or not
having the force of law) by any Governmental Authority.

 

“Change of Control” means an event or
series of events by which:

 

(a)           any “person” or “group” (as such terms are
used in Sections 13(d) and 14(d) of the Securities Exchange Act of
1934, but excluding any employee benefit plan of such person or its
subsidiaries, and any person or entity acting in its capacity as trustee, agent
or other fiduciary or administrator of any such plan), other than a Permitted
Holder, becomes the “beneficial owner” (as defined in Rules 13d-3 and
13d-5 under the Securities Exchange Act of 1934, except that a person or group
shall be deemed to have “beneficial ownership” of all securities that such
person or group has the right to acquire, whether such right is exercisable
immediately or only after the passage of time (such right, an “option right”)),
directly or indirectly, of twenty five percent (25%) or more of the Equity Interests of the Parent entitled to vote for members of the board of
directors or equivalent governing body of the Parent on a fully-diluted basis
(and taking into account all such Equity Interests that such “person” or “group”
has the right to acquire pursuant to any option right); or

 

(b)           during any period of twelve (12) consecutive
months, a majority of the members of the board of directors, or other
equivalent governing body of the Parent, cease to be comprised of individuals (i) who
were members of that board or equivalent governing body on the first day of
such period, (ii) whose election or nomination to that board or equivalent
governing body was approved by individuals referred to in clause (i) above
constituting at the time of such election or nomination at least a majority of
that board or equivalent governing body or (iii) whose election or
nomination to that board or other equivalent governing body was approved by
individuals referred to in clauses (i) and (ii) above
constituting at the time of such election or nomination at least a majority of
that board or equivalent governing body (excluding, in the case of both clause
(ii) and clause (iii), any individual whose initial nomination
for, or assumption of office as, a member of that board or equivalent governing
body occurs as a result of an actual or threatened solicitation of proxies or
consents for the election or removal of one or more directors by any person or
group other than a solicitation for the election of one or more directors by or
on behalf of the board of directors); or

 

(c)           any Person or two or more Persons not
constituting Permitted Holders acting in concert shall have acquired by
contract or otherwise, or shall have entered into a contract or arrangement
that, upon consummation thereof, will result in its or their acquisition of the
power to exercise, directly or indirectly, a controlling influence over the
management or policies of the Parent, or control over the Equity Interests of
the Parent entitled to vote for members of the board of directors or equivalent
governing body of the Parent on a fully-diluted basis (and taking into account
all such securities that such Person or Persons have the right to acquire
pursuant to any option right) representing twenty five percent (25%) or more of the combined voting power of such
securities; or

 

(d)           any “change in control” or “sale” or “disposition”
or similar event as defined in any Organizational Document of any Loan Party or
in any Material Contract, or any document governing Material Indebtedness of
any Loan Party; or

 

7

 

(e)           (i) the Parent fails at any time to own,
directly or indirectly 100% of the Equity Interests of any Loan Party, in each
case free and clear of all Liens (other than the Liens in favor of the
Collateral Agent and those Liens specified in clauses (a), (e), (i) and (l) in
the definition of Permitted Encumbrances), except where such failure is as a
result of a transaction permitted by the Loan Documents.

 

“Closing Date” means the first date
all the conditions precedent in Section 4.01 are satisfied or
waived in accordance with Section 10.01.

 

“Code” means the Internal Revenue Code
of 1986, and the regulations promulgated thereunder, as amended and in effect.

 

“Coldwater HK” means Coldwater Creek
HK Limited, an entity formed under the laws of Hong Kong.

 

“Collateral” means any and all “Collateral”
as defined in any applicable Security Document and all other property that is
or is intended under the terms of the Security Documents to be subject to Liens
in favor of the Collateral Agent.

 

“Collateral Access Agreement” means an
agreement reasonably satisfactory in form and substance to the Collateral Agent
executed by (a) a bailee or other Person in possession of Collateral, and (b) a
landlord of Real Estate leased by any Loan Party, pursuant to which such Person
(i) acknowledges the Collateral Agent’s Lien on the Collateral, (ii) releases
or subordinates such Person’s Liens in the Collateral held by such Person or
located on such Real Estate, (iii) as to any landlord, provides the
Collateral Agent with access to the Collateral located in or on such Real
Estate and a reasonable time to sell and dispose of the Collateral from such
Real Estate, and (iv) makes such other agreements with the Collateral
Agent as the Collateral Agent may reasonably require.

 

“Collateral Agent” means Wells Fargo
Retail Finance, LLC, acting in such capacity for its own benefit and the
ratable benefit of the other Credit Parties, or any successor collateral agent.

 

“Commercial Letter of Credit” means
any Letter of Credit issued for the purpose of providing the primary payment
mechanism in connection with the purchase of any materials, goods or services
by a Borrower in the ordinary course of business of such Borrower.

 

“Commitment” means, as to each Lender,
its obligation to (a) make Committed Loans to the Borrowers pursuant to Section 2.01,
(b) purchase participations in L/C Obligations, and (c) purchase
participations in Swing Line Loans, in an aggregate principal amount at any one
time outstanding not to exceed the amount set forth opposite such Lender’s name
on Schedule 2.01 or in the Assignment and Assumption pursuant to which
such Lender becomes a party hereto, as applicable, as such amount may be
adjusted from time to time in accordance with this Agreement.

 

“Commitment Fee” has the meaning
provided in Section 2.09(a).

 

“Committed Borrowing” means a
borrowing consisting of simultaneous Committed Loans of the same Type and, in
the case of LIBO Rate Loans, having the same Interest Period made by each of the
Lenders pursuant to Section 2.01.

 

“Committed Loan” has the meaning
specified in Section 2.01.

 

“Committed Loan Note” means a
promissory note made by the Borrowers in favor of a Lender evidencing Committed
Loans made by such Lender, substantially in the form of Exhibit C-1.

 

“Committed Loan Notice” means a notice
of (a) a Committed Borrowing, (b) a conversion of Committed Loans
from one Type to the other, or (c) a continuation of LIBO Rate Loans,
pursuant to Section 2.02, which, if in writing, shall be substantially
in the form of Exhibit A.

 

“Compliance Certificate” means a
certificate substantially in the form of Exhibit D.

 

8

 

“Concentration Account” has the
meaning provided in Section 6.13(c).

 

“Consent” means actual consent given
by a Lender from whom such consent is sought; or the passage of seven (7) Business
Days from receipt of written notice to a Lender from the Administrative Agent
of a proposed course of action to be followed by the Administrative Agent
without such Lender’s giving the Administrative Agent written notice of that
Lender’s objection to such course of action.

 

“Consolidated” means, when used to
modify a financial term, test, statement, or report of a Person, the
application or preparation of such term, test, statement or report (as
applicable) based upon the consolidation, in accordance with GAAP, of the
financial condition or operating results of such Person and its Subsidiaries.

 

“Contractual Obligation” means, as to
any Person, any provision of any agreement, instrument or other undertaking to
which such Person is a party or by which it or any of its property is bound.

 

“Control” means the possession, directly
or indirectly, of the power to direct or cause the direction of the management
or policies of a Person, whether through the ability to exercise voting power,
by contract or otherwise.  “Controlling”
and “Controlled” have meanings correlative thereto.

 

“Cost” means the lower of cost or
market value of Inventory, based upon the Borrowers’ accounting practices,
known to the Administrative Agent, which practices are in effect on the Closing
Date as such calculated cost is determined from invoices received by the
Borrowers, the Borrowers’ purchase journals or the Borrowers’ stock
ledger.  “Cost” does not include
inventory capitalization costs or other non-purchase price charges (such as
freight and warehouse markups) used in the Borrowers’ calculation of cost of
goods sold.

 

“Credit Card Advance Rate” means 85%.

 

“Credit Card Notifications” has the
meaning provided in Section 6.13(a)(ii).

 

“Credit Card Receivables” means each “Account”
(as defined in the UCC) together with all income, payments and proceeds thereof,
owed by a major credit or debit card issuer (including, but not limited to,
Visa, Mastercard, Discover and American Express and such other issuers approved
by the Administrative Agent) to a Loan Party resulting from charges by a
customer of a Loan Party on credit or debit cards issued by such issuer in
connection with the sale of goods by a Loan Party, or services performed by a
Loan Party, in each case in the ordinary course of its business.

 

“Credit Extensions” mean each of the
following: (a) a Borrowing, (b) an L/C Credit Extension, and (c) a
Permitted Overadvance.

 

“Credit Party” or “Credit Parties”
means (a) individually, (i) each Lender and its Affiliates, (ii) each
Agent, (iii) each L/C Issuer, (iv) each beneficiary of each
indemnification obligation undertaken by any Loan Party under any Loan
Document, (v) any other Person to whom Obligations under this Agreement
and other Loan Documents are owing, and (vi) the successors and assigns of
each of the foregoing, and (b) collectively, all of the foregoing.

 

“Credit Party Expenses” means, without
limitation, (a) all reasonable out-of-pocket expenses incurred by the
Agents and their respective Affiliates, in connection with this Agreement and
the other Loan Documents, including without limitation (i) the reasonable
fees, charges and disbursements of (A) counsel for the Agents, (B) outside
consultants for the Agents, (C) appraisers, (D) commercial finance
examiners, and (E) all such out-of-pocket expenses incurred during any
workout, restructuring or negotiations in respect of the Obligations, (ii) in
connection with (A) the preparation, negotiation, administration,
management, execution and delivery of this Agreement and the other Loan
Documents or any amendments, modifications or waivers of the 

 

9

 

provisions thereof (whether or not the
transactions contemplated hereby or thereby shall be consummated), (B) the
enforcement or protection of their rights in connection with this Agreement or
the Loan Documents or efforts to preserve, protect, collect, or enforce the
Collateral or in connection with any proceeding under any Debtor Relief Laws,
or (C) any workout, restructuring or negotiations in respect of any
Obligations, and (b) with respect to the L/C Issuer, and its Affiliates,
all reasonable out-of-pocket expenses incurred in connection with the issuance,
amendment, renewal or extension of any Letter of Credit or any demand for
payment thereunder; and (c) all reasonable out-of-pocket expenses incurred
by the Credit Parties who are not the Agents, the L/C Issuer or any Affiliate
of any of them, after the occurrence and during the continuance of an Event of
Default, provided  that such Credit Parties shall be entitled to
reimbursement for no more than one primary counsel and one local counsel in
each applicable jurisdiction representing all such Credit Parties (absent a
conflict of interest in which case the Credit Parties may engage and be
reimbursed for additional counsel).

 

 “Customer
Credit Liabilities” means at any time, the aggregate remaining value at
such time of (a) outstanding Gift Cards, and (b) outstanding Customer
Deposits of the Loan Parties.

 

“Customer Deposits” means all customer
deposits, including, without limitation, all framing deposits.

 

“Customs Broker Agreement” means an
agreement, in form and substance reasonably satisfactory to the Collateral
Agent, among a Loan Party, a customs broker, freight forward or other carrier,
and the Collateral Agent, in which the customs broker, freight forward or other
carrier acknowledges that it has control over and holds the documents
evidencing ownership of the subject Inventory for the benefit of the Collateral
Agent and agrees, upon notice from the Collateral Agent, to hold and dispose of
the subject Inventory solely as directed by the Collateral Agent.

 

“DDA” means each checking, savings or
other demand deposit account maintained by any of the Loan Parties.  All funds in each DDA shall be conclusively
presumed to be Collateral and proceeds of Collateral and the Agents and the
Lenders shall have no duty to inquire as to the source of the amounts on
deposit in any DDA.

 

“DDA Notification” has the meaning
provided therefor in Section6.13(a)(i).

 

“Debtor Relief Laws” means the
Bankruptcy Code of the United States, and all other liquidation,
conservatorship, bankruptcy, assignment for the benefit of creditors,
moratorium, rearrangement, receivership, insolvency, reorganization, or similar
debtor relief Laws of the United States or other applicable jurisdictions from
time to time in effect and affecting the rights of creditors generally.

 

“Default” means any event or condition
that constitutes an Event of Default or that, with the giving of any notice,
the passage of time, or both, would be an Event of Default.

 

“Default Rate” means (a) when
used with respect to Obligations other than Letter of Credit Fees, an interest
rate equal to (i) the Base Rate plus (ii) the Applicable Margin, if
any, applicable to Base Rate Loans, plus (iii) 2% per annum; provided,
however, that with respect to a LIBO Rate Loan, the Default Rate shall
be an interest rate equal to the interest rate (including any Applicable
Margin) otherwise applicable to such LIBO Rate Loan plus 2% per annum, and (b) when
used with respect to Letter of Credit Fees, a rate equal to the Applicable Rate
for Standby Letters of Credit or Commercial Letters of Credit, as applicable,
plus 2% per annum.

 

“Defaulting Lender” means any Lender
that (a) has failed to fund any portion of the Committed Loans, participations
in L/C Obligations or participations in Swing Line Loans required to be funded
by it hereunder within one Business Day of the date required to be funded by it

 

10

 

hereunder, (b) has otherwise failed to
pay over to the Administrative Agent or any other Lender any other amount
required to be paid by it hereunder within one Business Day of the date when
due, unless the subject of a good faith dispute, or (c) has been deemed
insolvent or become the subject of a bankruptcy or insolvency proceeding.

 

“Deteriorating Lender” means any
Defaulting Lender or any Lender as to which (a) the Administrative Agent
or L/C Issuer believes in good faith that such Lender has defaulted in
fulfilling its obligations under one or more other syndicated credit
facilities, or (b) a Person that Controls such Lender has been deemed
insolvent by the Administrative Agent or become the subject of any proceeding
under any Debtor Relief Law.

 

“Disbursement Letter”
means an instructional letter executed and delivered by Borrowers to the
Administrative Agent regarding the Committed Loan to be made on the Closing
Date, the form and substance of which is satisfactory to the Administrative
Agent.

 

“Disposition” or “Dispose”
means the sale, transfer, license, lease or other disposition (including,
without limitation, any sale-leaseback transaction and any sale, transfer,
license or other disposition of (whether in one transaction or in a series of
transactions) of any property (including, without limitation, any Equity
Interests) by any Person (or the granting of any option or other right to do
any of the foregoing), including any sale, assignment, transfer or other
disposal, with or without recourse, of any notes or accounts receivable or any rights
and claims associated therewith.

 

“Disqualified
Stock” means any Equity Interest that, by its terms (or by the terms of any
security into which it is convertible, or for which it is exchangeable for
cash, in each case at the option of the holder thereof), or upon the happening
of any event, matures or is mandatorily redeemable, pursuant to a sinking fund
obligation or otherwise, or redeemable at the option of the holder thereof, in
whole or in part, on or prior to the date that is 91 days after the Maturity
Date; provided, however, that (i) only the portion of such
Equity Interests which so matures or is mandatorily redeemable, is so
convertible or exchangeable or is so redeemable at the option of the holder
thereof prior to such date shall be deemed to be Disqualified Stock, (ii) with
respect to any Equity Interests issued to any employee or to any plan for the
benefit of employees of the Parent or its Subsidiaries or by any such plan to
such employees, such Equity Interest shall not constitute Disqualified Stock
solely because it may be required to be repurchased by the Parent or one of its
Subsidiaries in order to satisfy applicable statutory or regulatory obligations
or as a result of such employee’s termination, resignation, death or disability
and (iii) if any class of Equity Interest of such Person by its terms
authorizes such Person to satisfy its obligations thereunder by delivery of an
Equity Interest that is not Disqualified Stock, such Equity Interests shall not
be deemed to be Disqualified Stock. Notwithstanding the preceding sentence, any
Equity Interest that would constitute Disqualified Stock solely because the
holders thereof have the right to require a Loan Party to repurchase such
Equity Interest upon the occurrence of a change of control or an asset sale
shall not constitute Disqualified Stock. 
The amount of Disqualified Stock deemed to be outstanding at any time
for purposes of this Agreement will be the maximum amount that the Parent and
its Subsidiaries may become obligated to pay upon maturity of, or pursuant to
any mandatory redemption provisions of, such Disqualified Stock or portion
thereof, plus accrued dividends.

 

“Dollars” and “$” mean lawful
money of the United States.

 

“Domestic Subsidiary” means any
Subsidiary that is organized under the laws of any political subdivision of the
United States.

 

“Early Termination Fee” has the
meaning set forth in Section 2.09(b).

 

11

 

“EBITDA” means, with respect to any
fiscal period, without duplication, the sum of (a) Net Income for that
period, plus (b) any extraordinary loss, minus (c) any
extraordinary gain, plus (d) Interest Expense for that period, plus
(e) the aggregate amount of federal and state taxes on or measured by
income for that period (whether or not payable during that period), plus
(f) depreciation and amortization expense for that period, plus (g) all
other non-cash expenses (less non-cash gains) for that period, in each case as
determined in accordance with GAAP, consistently applied and, in the case of
items (b), (c), (d), (e), (f), and (g),
to the extent deducted in determining such Net Income for that period, minus
(h) the aggregate amount of any income from interest for that period
(whether or not payable during that period).

 

“Eligible Assignee” means (a) a
Credit Party or any of its Affiliates; (b) a bank, insurance company, or
company engaged in the business of making commercial loans, which Person,
together with its Affiliates, has a combined capital and surplus in excess of
$250,000,000; (c) an Approved Fund; (d) any Person to whom a Credit
Party assigns its rights and obligations under this Agreement as part of an
assignment and transfer of such Credit Party’s rights in and to a material
portion of such Credit Party’s portfolio of asset based credit facilities, and (e) any
other Person (other than a natural person) approved by (i) the
Administrative Agent, the L/C Issuer and the Swing Line Lender, and (ii) unless
an Event of Default has occurred and is continuing, the Lead Borrower (each
such approval not to be unreasonably withheld or delayed); provided that
notwithstanding the foregoing, “Eligible Assignee” shall not include a Loan
Party or any of the Loan Parties’ Affiliates or Subsidiaries.

 

“Eligible Credit Card Receivables”
means at the time of any determination thereof, each Credit Card Receivable
that satisfies the following criteria at the time of creation and continues to
meet the same at the time of such determination: such Credit Card Receivable (i) has
been earned by performance and represents the bona fide amounts due to a Loan
Party from a credit card payment processor and/or credit card issuer, and in
each case originated in the ordinary course of business of such Loan Party, and
(ii) in each case is acceptable to the Administrative Agent in its
discretion, and is not ineligible for inclusion in the calculation of the
Borrowing Base pursuant to any of clauses (a) through (k) below.  Without limiting the foregoing, to qualify as
an Eligible Credit Card Receivable, an Account shall indicate no Person other
than a Loan Party as payee or remittance party. 
In determining the amount to be so included, the face amount of an
Account shall be reduced by, without duplication, to the extent not reflected
in such face amount, (i) the amount of all accrued and actual discounts,
claims, credits or credits pending, promotional program allowances, price
adjustments, finance charges or other allowances (including any amount that a
Loan Party may be obligated to rebate to a customer, a credit card payment
processor, or credit card issuer pursuant to the terms of any agreement or
understanding (written or oral)) and (ii) the aggregate amount of all cash
received in respect of such Account but not yet applied by the Loan Parties to reduce
the amount of such Credit Card Receivable. 
Any Credit Card Receivables meeting the foregoing criteria shall be
deemed Eligible Credit Card Receivables but only as long as such Credit Card
Receivable is not included within any of the following categories, in which
case such Credit Card Receivable shall not constitute an Eligible Credit Card
Receivable:

 

(a)           Credit Card Receivable which do not
constitute an “Account” (as defined in the UCC);

 

(b)           Credit Card Receivables that have been
outstanding for more than five (5) Business Days from the date of sale;

 

12

 

(c)           Credit Card Receivables with respect to which
a Loan Party does not have good,
valid and marketable title, free and clear of any Lien (other than Liens
granted to the Collateral Agent);

 

(d)           Credit Card Receivables that are not subject
to a first priority security interest in favor of the Collateral Agent (it
being the intent that chargebacks in the ordinary course by the credit card
processors shall not be deemed violative of this clause);

 

(e)           Credit Card Receivables which are disputed,
are with recourse, or with respect to which a claim, counterclaim, offset or
chargeback has been asserted (to the extent of such claim, counterclaim, offset
or chargeback);

 

(f)           Credit Card Receivables as to which the
credit card processor has the right under certain circumstances to require a
Loan Party to repurchase the Accounts from such credit card processor;

 

(g)           Credit Card Receivables due from an
issuer or payment processor of the applicable credit card which is the subject
of any bankruptcy or insolvency proceedings;

 

(h)           Credit Card Receivables which are not a
valid, legally enforceable obligation of the applicable issuer with respect
thereto;

 

(i)            Credit Card
Receivables which do not conform to all representations, warranties or other
provisions in the Loan Documents relating to Credit Card Receivables;

 

(j)            Credit
Card Receivables which are evidenced by “chattel paper” or an “instrument” of
any kind unless such “chattel paper” or “instrument” is in the possession of
the Collateral Agent, and to the extent necessary or appropriate, endorsed to
the Collateral Agent; or

 

(k)           Credit Card Receivables which the
Administrative Agent determines in its discretion to be uncertain of
collection.

 

“Eligible Inventory” means, as of the
date of determination thereof, without duplication, items of Inventory of a
Loan Party that are finished goods, merchantable and readily saleable to the
public in the ordinary course deemed by the Administrative Agent in its
discretion to be eligible for inclusion in the calculation of the Borrowing
Base, in each case that, except as otherwise agreed by the Administrative
Agent, complies with each of the representations and warranties respecting
Inventory made by the Loan Party in the Loan Documents, and that is not
excluded as ineligible by virtue of one or more of the criteria set forth
below.  Except as otherwise agreed by the
Administrative Agent, the following items of Inventory shall not be included in
Eligible Inventory:

 

(a)           Inventory that is not solely owned by a Loan
Party or a Loan Party does not have good and valid title thereto;

 

(b)           Inventory that is leased by or is on
consignment to a Loan Party or
which is consigned by a Loan Party to
a Person which is not a Loan Party;

 

(c)           Inventory that is not located in the United
States of America (excluding territories or possessions of the United States)
at a location that is owned or leased by a Loan Party, except to the extent that the Loan
Parties have furnished the
Administrative Agent with (i) any UCC financing statements or other
documents that the Administrative Agent may determine to be necessary to
perfect its security interest in such Inventory at such location, and (ii) a
Collateral Access Agreement executed by the Person owning any such location on
terms reasonably acceptable to the Administrative Agent;

 

(d)           Inventory that is comprised of goods which (i) are
damaged, defective, “seconds,” or otherwise unmerchantable, (ii) are to be
returned to the vendor, (iii) are obsolete or 

 

13

 

slow moving, or are special order or custom items, work-in-process, raw
materials, or that constitute spare parts, promotional, marketing, packaging and
shipping materials or supplies used or consumed in a Loan Party’s business, (iv) are seasonal in nature
and which have been packed away for sale in the subsequent season, (v) not
in compliance with all standards imposed by any Governmental Authority having
regulatory authority over such Inventory, its use or sale, or (vi) are
bill and hold goods;

 

(e)           Inventory that is not subject to a perfected
first-priority security interest in favor of the Collateral Agent;

 

(f)           Inventory that consists of samples, labels,
bags, packaging, and other similar non-merchandise categories;

 

(g)           Inventory that is not insured in compliance
with the provisions of Section 5.10 hereof;

 

(h)           Inventory that has been sold but not yet
delivered or as to which a Loan Party has accepted a deposit;

 

(j)            Inventory that is subject to any licensing,
patent, royalty, trademark, trade name or copyright agreement with any third
party from which any Loan Party or
any of its Subsidiaries has received notice of a dispute in respect of any such
agreement;  or

 

(k)           Inventory acquired in a Permitted
Acquisition, unless and until the Collateral Agent has completed or received (A) an
appraisal of such Inventory from appraisers satisfactory to the Collateral
Agent, establishes Inventory Reserves (if applicable) therefor, and otherwise
agrees that such Inventory shall be deemed Eligible Inventory, and (B) such
other due diligence as the Agents may require, all of the results of the
foregoing to be reasonably satisfactory to the Agents.

 

“Eligible Trade Receivables” means
Accounts arising from the sale of the Loan Parties’ Inventory (other than those
consisting of Credit Card Receivables) that satisfies the following criteria at
the time of creation and continues to meet the same at the time of such determination:
such Account (i) has been earned by performance and represents the bona
fide amounts due to a Loan Party from an account debtor, and in each case
originated in the ordinary course of business of such Loan Party, and (ii) in
each case is acceptable to the Administrative Agent in its discretion, and is
not ineligible for inclusion in the calculation of the Borrowing Base pursuant
to any of clauses (a) through (t) below.  Without limiting the foregoing, to qualify as
an Eligible Trade Receivable, an Account shall indicate no Person other than a
Loan Party as payee or remittance party. 
In determining the amount to be so included, the face amount of an
Account shall be reduced by, without duplication, to the extent not reflected
in such face amount, (i) the amount of all accrued and actual discounts,
claims, credits or credits pending, promotional program allowances, price
adjustments, finance charges or other allowances (including any amount that a
Loan Party may be obligated to rebate to a customer pursuant to the terms of
any agreement or understanding (written or oral)) and (ii) the aggregate
amount of all cash received in respect of such Account but not yet applied by
the Loan Parties to reduce the amount of such Eligible Trade Receivable.  Any Accounts meeting the foregoing criteria
shall be deemed Eligible Trade Receivables but only as long as such Account is
not included within any of the following categories, in which case such Account
shall not constitute an Eligible Trade Receivable:

 

(a)           Accounts that are not evidenced by an
invoice;

 

(b)           Accounts that have been outstanding for more
than sixty (60) days from the date of sale or more than thirty (3) days
past the due date;

 

14

 

(c)           Accounts due from any account debtor which is
obligated on any accounts described in clause (b), above.

 

(d)           Accounts with respect to which a Loan
Party does not have good, valid and
marketable title thereto, free and clear of any Lien (other than Liens granted
to the Collateral Agent pursuant to the Security Documents);

 

(e)           Accounts which are disputed or with respect
to which a claim, counterclaim, offset or chargeback has been asserted, but
only to the extent of such dispute, counterclaim, offset or chargeback;

 

(f)           Accounts which arise out of any sale made not
in the ordinary course of business, made on a basis other than upon credit
terms usual to the business of a Loan Party or are not payable in Dollars;

 

(g)           Accounts which are owed by any account debtor
whose principal place of business is not within the continental United States;

 

(h)           Accounts which are owed by any Affiliate or
any employee of a Loan Party;

 

(i)            Accounts for which all consents, approvals or
authorizations of, or registrations or declarations with any Governmental
Authority required to be obtained, effected or given in connection with the
performance of such Account by the account debtor or in connection with the
enforcement of such Account by the Agents have been duly obtained, effected or
given and are in full force and effect;

 

(j)            Accounts due from an account debtor which is
the subject of any bankruptcy or insolvency proceeding, has had a trustee or
receiver appointed for all or a substantial part of its property, has made an
assignment for the benefit of creditors or has suspended its business;

 

(k)           Accounts due from any Governmental Authority
except to the extent that the subject account debtor is the federal government
of the United States of America and has complied with the Federal Assignment of
Claims Act of 1940 and any similar state legislation;

 

(l)            Accounts (i) owing from any Person that
is also a supplier to or creditor of a Loan Party or any of its Subsidiaries or
(ii) representing any manufacturer’s or supplier’s credits, discounts,
incentive plans or similar arrangements entitling a Loan Party or any of its
Subsidiaries to discounts on future purchase therefrom;

 

(m)         Accounts arising out of sales on a
bill-and-hold, guaranteed sale, sale-or-return, sale on approval or consignment
basis or subject to any right of return, setoff or charge back;

 

(n)           Accounts arising out of sales to account
debtors outside the United States;

 

(o)           Accounts payable other than in Dollars or
that are otherwise on terms other than those normal and customary in the Loan
Parties’ business;

 

(p)           Accounts evidenced by a promissory note or
other instrument;

 

(q)           Accounts consisting of amounts due from
vendors as rebates or allowances;

 

(r)            Accounts which are in excess of the credit
limit for such account debtor established by a Loan Party in the ordinary course of business and
consistent with past practices;

 

(s)           Accounts which include extended payment terms
(datings) beyond those generally furnished to other account debtors in the
ordinary course of business; or

 

(t)            Accounts which the Administrative Agent
determines in its discretion to be unacceptable for borrowing.

 

15

 

Notwithstanding the foregoing, in no event
shall any Account constitute Eligible Trade Receivables unless and until the
Administrative Agent has (i) received a satisfactory field exam detailing
all Accounts in form and substance satisfactory to the Administrative Agent in
its sole discretion, and (ii) completed its due-diligence with respect to
the Loan Parties’ Eligible Trade Receivables, to the satisfaction of the
Administrative Agent in its sole discretion.

 

“Environmental Laws” means any and all
Federal, state, local, and foreign statutes, laws, regulations, ordinances,
rules, judgments, orders, decrees, permits, concessions, grants, franchises,
licenses, agreements or governmental restrictions relating to pollution and the
protection of the environment or the release of any materials into the
environment, including those related to hazardous substances or wastes, air
emissions and discharges to waste or public systems.

 

“Environmental Liability” means any
liability, obligation, damage, loss, claim, action, suit, judgment, order,
fine, penalty, fee, expense, or cost, contingent or otherwise (including any
liability for damages, costs of environmental remediation, fines, penalties or
indemnities), of any Borrower, any other Loan Party or any of their respective
Subsidiaries directly or indirectly resulting from or based upon (a) violation
of any Environmental Law, (b) the generation, use, handling,
transportation, storage, treatment, disposal or presence of any Hazardous
Materials, (c) exposure to any Hazardous Materials, (d) the release
or threatened release of any Hazardous Materials into the environment or (e) any
contract, agreement or other consensual arrangement pursuant to which liability
is assumed or imposed with respect to any of the foregoing.

 

“Equipment” has the meaning provided
in the UCC.

 

“Equity Interests” means, with respect
to any Person, all of the shares of capital stock of (or other ownership or
profit interests in) such Person, all of the warrants, options or other rights
for the purchase or acquisition from such Person of shares of capital stock of
(or other ownership or profit interests in) such Person, all of the securities
convertible into or exchangeable for shares of capital stock of (or other
ownership or profit interests in) such Person or warrants, rights or options
for the purchase or acquisition from such Person of such shares (or such other
interests), and all of the other ownership or profit interests in such Person
(including partnership, member or trust interests therein), whether voting or
nonvoting, and whether or not such shares, warrants, options, rights or other
interests are outstanding on the date of determination.

 

“ERISA” means the Employee Retirement
Income Security Act of 1974.

 

“ERISA Affiliate” means any trade or
business (whether or not incorporated) under common control with the Lead
Borrower within the meaning of Section 414(b) or (c) of the Code
(and Sections 414(m) and (o) of the Code for purposes of provisions
relating to Section 412 of the Code).

 

“ERISA Event” means (a) a
Reportable Event with respect to a Pension Plan; (b) a withdrawal by the
Lead Borrower or any ERISA Affiliate from a Pension Plan subject to Section 4063
of ERISA during a plan year in which it was a substantial employer (as defined
in Section 4001(a)(2) of ERISA) or a cessation of operations that is
treated as such a withdrawal under Section 4062(e) of ERISA; (c) a
complete or partial withdrawal by the Lead Borrower or any ERISA Affiliate from
a Multiemployer Plan or notification that a Multiemployer Plan is in
reorganization; (d) the filing of a notice of intent to terminate, the
treatment of a Plan amendment as a termination under Sections 4041 or 4041A of
ERISA, or the commencement of proceedings by the PBGC to terminate a Pension
Plan or Multiemployer Plan; (e) an event or condition which constitutes
grounds under Section 4042 of ERISA for the termination of, or the
appointment of a trustee to administer, any Pension Plan or Multiemployer Plan;
or (f) the imposition of any 

 

16

 

liability under Title IV of ERISA, other than
for PBGC premiums due but not delinquent under Section 4007 of ERISA, upon
the Lead Borrower or any ERISA Affiliate.

 

“Event of Default” has the meaning
specified in Section 8.01. 
An Event of Default shall be deemed to be continuing unless and until
that Event of Default has been duly waived as provided in Section 10.03
hereof.

 

“Excess Availability” means, as of any
date of determination thereof by the Administrative Agent, the result, if a
positive number, of (i) the Borrowing Base at such time, minus (ii) the
aggregate Outstanding Amount of all Credit Extensions to, or for the account
of, the Borrowers.

 

“Excluded Taxes” means, with respect
to the Administrative Agent, any Lender, the L/C Issuer or any other recipient
of any payment to be made by or on account of any obligation of the Borrowers
hereunder, (a) taxes imposed on or measured by its overall net income
(however denominated), and franchise taxes imposed on it (in lieu of net income
taxes), by the jurisdiction (or any political subdivision thereof) under the laws
of which such recipient is organized or in which its principal office is
located or, in the case of any Lender, in which its applicable Lending Office
is located, (b) any branch profits taxes imposed by the United States or
any similar tax imposed by any other jurisdiction in which any Borrower is
located and (c) in the case of a Foreign Lender (other than an assignee
pursuant to a request by the Lead Borrower under Section 10.13),
any withholding tax that is imposed on amounts payable to such Foreign Lender
at the time such Foreign Lender becomes a party hereto (or designates a new
Lending Office) or is attributable to such Foreign Lender’s failure or
inability (other than as a result of a Change in Law) to comply with Section 3.01(e),
except to the extent that such Foreign Lender (or its assignor, if any) was
entitled, at the time of designation of a new Lending Office (or assignment),
to receive additional amounts from the Borrowers with respect to such
withholding tax pursuant to Section 3.01(a).

 

“Executive Order” has the meaning set
forth in Section 10.18.

 

“Existing Credit Agreement” means that
certain Amended and Restated Credit Agreement, dated as of February 13,
2007, between the Parent and Wells Fargo Bank, National Association, as amended
from time to time.

 

“Existing Letters of Credit” means,
collectively, each of the letters of credit issued under the Existing Credit
Agreement and outstanding on the Closing Date, as listed on Schedule 2.03.

 

“Extraordinary Receipt” means any
cash received by or paid to or for the account of any Person not in the
ordinary course of business, including tax refunds, pension plan reversions,
proceeds of insurance (other than proceeds of business interruption insurance
to the extent such proceeds constitute compensation for lost earnings),
condemnation awards (and payments in lieu thereof), indemnity payments and any
purchase price adjustments.

 

“Facility Guaranty” means the Guaranty
made by the Guarantors in favor of the Agents and the Lenders, in form and
substance reasonably satisfactory to the Administrative Agent.

 

“Family Group” means, with respect to
any Person (i) such Person’s spouse, children, grandchildren, heirs,
lineal descendants, executors and administrators, and (ii) any trust,
family partnership or similar investment entity of which any of the foregoing
Persons are trustee(s), managing member(s), managing partner(s) or similar
officer(s) and/or that is for the benefit of any of the foregoing Persons
as long as one or more of such Persons has the exclusive or joint right to
control the voting and disposition of securities held by such trust, family
partnership or similar investment entity.

 

“Federal Funds Rate”  means,
for any day, the rate per annum equal to the weighted average of the rates on
overnight Federal funds transactions with members of the Federal Reserve System

 

17

 

arranged by Federal funds brokers on such
day, as published by the Federal Reserve Bank of New York on the Business Day
next succeeding such day; provided that (a) if such day is not a Business
Day, the Federal Funds Rate for such day shall be such rate on such
transactions on the next preceding Business Day as so published on the next
succeeding Business Day, and (b) if no such rate is so published on such
next succeeding Business Day, the Federal Funds Rate for such day shall be the
average rate (rounded upward, if necessary, to a whole multiple of 1/100 of 1%)
charged to Wells Fargo Bank on such day on such transactions as determined by
the Administrative Agent.

 

“Fee Letter” means the letter
agreement, dated the Closing Date, among the Borrowers and the Administrative
Agent.

 

“Fiscal Month” means any fiscal month
of any Fiscal Year, which months generally end on the last Saturday of each
calendar month in accordance with the fiscal accounting calendar of the Loan
Parties.

 

“Fiscal Quarter” means any fiscal
quarter of any Fiscal Year, which quarters generally end on the last Saturday
of each January, April, July and October of such Fiscal Year in
accordance with the fiscal accounting calendar of the Loan Parties.

 

“Fiscal Year” means the fiscal year of
the Lead Borrower and its Subsidiaries ending on the Saturday closest to each January 31st of any calendar year.

 

“Fixed Charge Coverage” shall mean the
ratio of (a) the sum of EBITDA, to (b) the sum of (without
duplication) (i) Interest Expense for such period, (ii) the sum of
the scheduled current maturities (determined on a Consolidated basis in
accordance with GAAP) of Total Funded Debt during the period in question, and (iii) all
amount payable with respect to Capital Lease Obligations for the period in
question.

 

“Foreign Asset Control Regulations”
has the meaning set forth in Section 10.18.

 

“Foreign Lender” means any Lender that
is organized under the laws of a jurisdiction other than that in which the Lead
Borrower is resident for tax purposes. 
For purposes of this definition, the United States, each State thereof
and the District of Columbia shall be deemed to constitute a single jurisdiction.

 

“Fronting Fee” has the meaning
assigned to such term in Section 2.03(j).

 

“FRB” means the Board of Governors of
the Federal Reserve System of the United States.

 

“Fund” means any Person (other than a
natural person) that is (or will be) engaged in making, purchasing, holding or
otherwise investing in commercial loans and similar extensions of credit in the
ordinary course of its business.

 

“GAAP” means generally accepted
accounting principles in the United States set forth in the opinions and
pronouncements of the Accounting Principles Board and the American Institute of
Certified Public Accountants and statements and pronouncements of the Financial
Accounting Standards Board or such other principles as may be approved by a
significant segment of the accounting profession in the United States, that are
applicable to the circumstances as of the date of determination, consistently
applied.

 

“Gift Cards” means all merchandise
credits, gift certificates and gift cards of the Borrowers entitling the holder
thereof to use all or a portion of the credit, certificate or gift card to pay
all or a portion of the purchase price for any Inventory.

 

“Governmental Authority” means the
government of the United States or any other nation, or of any political subdivision
thereof, whether state or local, and any agency, authority, instrumentality,
regulatory body, court, central bank or other entity exercising executive,
legislative, judicial, taxing, regulatory or administrative powers or functions
of or pertaining to 

 

18

 

government (including any supra-national
bodies such as the European Union or the European Central Bank).

 

“Guarantee” means, as to any Person,
any (a) any obligation, contingent or otherwise, of such Person
guaranteeing or having the economic effect of guaranteeing any Indebtedness or
other obligation payable or performable by another Person (the “primary
obligor”) in any manner, whether directly or indirectly, and including any
obligation of such Person, direct or indirect, (i) to purchase or pay (or
advance or supply funds for the purchase or payment of) such Indebtedness or
other obligation or to purchase (or advance or supply funds for the purchase
of) any security for the payment of such Indebtedness or obligation, (ii) to
purchase or lease property, securities or services for the purpose of assuring
the obligee in respect of such Indebtedness or other obligation of the payment
or performance of such Indebtedness or other obligation, (iii) to maintain
working capital, equity capital or any other financial statement condition or
liquidity or level of income or cash flow of the primary obligor so as to
enable the primary obligor to pay such Indebtedness or other obligation, or (iv) entered
into for the purpose of assuring in any other manner the obligee in respect of
such Indebtedness or other obligation of the payment or performance thereof or
to protect such obligee against loss in respect thereof (in whole or in part), (b) any
Lien on any assets of such Person securing any Indebtedness or other obligation
of any other Person, whether or not such Indebtedness or other obligation is
assumed by such Person (or any right, contingent or otherwise, of any holder of
such Indebtedness to obtain any such Lien), or (c) as an account party in
respect of any letter of credit or letter of credit guaranty issued to support
such Indebtedness or obligation.  The
amount of any Guarantee shall be deemed to be an amount equal to the stated or
determinable amount of the related primary obligation, or portion thereof, in
respect of which such Guarantee is made or, if not stated or determinable, the
maximum reasonably anticipated liability in respect thereof as determined by
the guaranteeing Person in good faith. 
The term “Guarantee” as a verb has a corresponding meaning.

 

“Guarantor” means, collectively, the
Persons listed on Schedule 1.02 hereto, and each other Person who shall
from time to time execute and deliver a Joinder Agreement as a Guarantor or
such other document as may be required in accordance with Section 6.12.

 

“Hazardous Materials” means all
explosive or radioactive substances or wastes and all hazardous or toxic
substances, wastes or other pollutants, including petroleum or petroleum
distillates, asbestos or asbestos-containing materials, polychlorinated
biphenyls, radon gas, infectious or medical wastes and all other substances or
wastes of any nature regulated pursuant to any Environmental Law.

 

“Honor Date” has the meaning specified
in Section 2.03(c)(i).

 

“Immaterial Subsidiary” means, on any
date of determination, a Loan Party (other than a Borrower) or a Subsidiary of
a Loan Party (other than a Loan Party), which neither owns nor has any interest
in any assets or other property that is included in the Borrowing Base, and
which (a) owns or has any interest in any assets or other property with an
aggregate book value (as reflected on the financial statements of such Person)
of less than $100,000 on such date, and (b) has annual revenue of less
than $100,000 on such date.

 

“Indebtedness” means, as to any Person
at a particular time, without duplication, all of the following, whether or not
included as indebtedness or liabilities in accordance with GAAP:

 

(a)           all obligations of such Person for borrowed
money and all obligations of such Person evidenced by bonds, debentures, notes,
loan agreements or other similar instruments;

 

19

 

(b)           the maximum amount of all direct or
contingent obligations of such Person arising under letters of credit
(including standby and commercial), bankers’ acceptances, bank guaranties,
surety bonds and similar instruments;

 

(c)           net obligations of such Person under any Swap
Contract;

 

(d)           all obligations of such Person to pay the
deferred purchase price of property or services (other than trade accounts
payable in the ordinary course of business and, in each case, not past due for
more than 60 days after the date on which such trade account payable was
created);

 

(e)           indebtedness (excluding prepaid interest
thereon) secured by a Lien on property owned or being purchased by such Person
(including indebtedness arising under conditional sales or other title
retention agreements), whether or not such indebtedness shall have been assumed
by such Person or is limited in recourse;

 

(f)           All Attributable Indebtedness of such Person;

 

(g)           all obligations of such Person to purchase,
redeem, retire, defease or otherwise make any payment in respect of any Equity
Interest in such Person or any other Person, or any warrant, right or option to
acquire such Equity Interest, valued, in the case of a redeemable preferred
interest, at the greater of its voluntary or involuntary liquidation preference
plus accrued and unpaid dividends; and

 

(h)           all Guarantees of such Person in respect of
any of the foregoing.

 

For all purposes hereof, the Indebtedness of
any Person shall include the Indebtedness of any partnership or joint venture
(other than a joint venture that is itself a corporation or limited liability
company) in which such Person is a general partner or a joint venturer, unless
such Indebtedness is expressly made non-recourse to such Person.  The amount of any net obligation under any
Swap Contract on any date shall be deemed to be the Swap Termination Value
thereof as of such date.

 

“Indemnified Taxes” means Taxes other
than Excluded Taxes.

 

“Indemnitees” has the meaning
specified in Section 10.04(b).

 

“Information” has the meaning
specified in Section 10.07.

 

“Intellectual Property” means all
present and future: trade secrets, know-how and other proprietary information;
trademarks, trademark applications, internet domain names, service marks, trade
dress, trade names, business names, designs, logos, slogans (and all
translations, adaptations, derivations and combinations of the foregoing)
indicia and other source and/or business identifiers, and all registrations or
applications for registrations which have heretofore been or may hereafter be
issued thereon throughout the world; copyrights and copyright applications;
(including copyrights for computer programs) and all tangible and intangible
property embodying the copyrights, unpatented inventions (whether or not
patentable); patents and patent applications; industrial design applications
and registered industrial designs; license agreements related to any of the
foregoing and income therefrom; books, records, writings, computer tapes or
disks, flow diagrams, specification sheets, computer software, source codes,
object codes, executable code, data, databases and other physical
manifestations, embodiments or incorporations of any of the foregoing; all
other intellectual property; and all common law and other rights throughout the
world in and to all of the foregoing.

 

“Intellectual Property Security Agreement” means the
Intellectual Property Security Agreement dated as of the Closing Date among the
Loan Parties and the Collateral Agent, granting a Lien in the Intellectual
Property and certain other assets of the Loan Parties, as amended and in effect
from time to time.

 

20

 

“Interest
Expense” shall mean, for any period, the sum, for the Loan Parties
(determined on a Consolidated basis without duplication in accordance with
GAAP), of the following: (a) all interest, fees, charges and related
expenses payable during such period to any Person in connection with
Indebtedness or the deferred purchase price of assets that is treated as
interest in accordance with GAAP, (b) the Synthetic Lease Interest
component for such period, and (c) the net amounts payable (or minus
the net amounts receivable) under any Swap Contract accrued during such period
(whether or not actually paid or received during such period).

 

“Interest Payment Date” means (a) as
to each Base Rate Loan (including a Swing Line Loan, the first calendar day of
each month and the Maturity Date, and (b) as to each LIBO Rate Loan, the
first calendar day of each month, the last day of each Interest Period
applicable to such LIBO Rate Loan, and the Maturity Date.

 

“Interest Period” means, as to each
LIBO Rate Loan, the period commencing on the date such LIBO Rate Loan is
disbursed or converted to or continued as a LIBO Rate Loan and ending on the
date one, two or three months thereafter, as selected by the Lead Borrower in
its Committed Loan Notice; provided that:

 

(i)            any Interest Period that would otherwise end
on a day that is not a Business Day shall be extended to the next succeeding
Business Day unless such Business Day falls in another calendar month, in which
case such Interest Period shall end on the next preceding Business Day;

 

(ii)           any Interest Period that begins on the last
Business Day of a calendar month (or on a day for which there is no numerically
corresponding day in the calendar month at the end of such Interest Period)
shall end on the last Business Day of the calendar month at the end of such
Interest Period;

 

(iii)          no Interest Period shall extend beyond the
Maturity Date; and

 

(iv)          notwithstanding the provisions of clause (iii) no
Interest Period shall have a duration of less than one (1) month, and if
any Interest Period applicable to a LIBO Borrowing would be for a shorter
period, such Interest Period shall not be available hereunder.

 

For purposes hereof, the date of
a Borrowing initially shall be the date on which such Borrowing is made and
thereafter shall be the effective date of the most recent conversion or
continuation of such Borrowing.

 

“Internal
Control Event” means a material weakness in, or fraud that involves
management or other employees who have a significant role in, the Parent’s and/or its Subsidiaries’ internal controls over financial
reporting as described in the Securities Laws and/or the collateral reporting
obligations hereunder.

 

“Inventory” has the meaning given that
term in the UCC, and shall also  include, without limitation,
all: (a) goods which (i) are leased by a Person as lessor, (ii) are
held by a Person for sale or lease or to be furnished under a contract of
service, (iii) are furnished by a Person under a contract of service, or (iv) consist
of raw materials, work in process, or materials used or consumed in a business;
(b) goods of said description in transit; (c) goods of said
description which are returned, repossessed or rejected; and (d) packaging,
advertising, and shipping materials related to any of the foregoing.

 

“Inventory Advance Rate” means 75%.

 

“Inventory Reserves” means such
reserves as may be established from time to time by the Administrative Agent in
the Administrative Agent’s discretion with respect to the determination 

 

21

 

of the saleability, at retail, of the
Eligible Inventory or which reflect such other factors as affect the market
value of the Eligible Inventory. Without limiting the generality of the
foregoing, Inventory Reserves may, in the Administrative Agent’s discretion,
include (but are not limited to) reserves based on:

 

(a)           obsolescence;

 

(b)           seasonality;

 

(c)           Shrink;

 

(d)           imbalance;

 

(e)           change in Inventory character;

 

(f)           change in Inventory composition;

 

(g)           change in Inventory mix;

 

(h)           mark-downs (both permanent and point of
sale);

 

(i)            retail mark-ons and mark-ups inconsistent
with prior period practice and performance, industry standards, current
business plans or advertising calendar and planned advertising events; and

 

(j)            out-of-date and/or expired Inventory.

 

“Investment” means, as to any Person,
any direct or indirect acquisition or investment by such Person, whether by
means of (a) the purchase or other acquisition Equity Interests of another
Person, (b) a loan, advance or capital contribution to, Guarantee or
assumption of debt of, or purchase or other acquisition of any other debt or
interest in, another Person, or (c) any Acquisition, or (d) any other
investment of money or capital in order to obtain a profitable return.  For purposes of covenant compliance, the
amount of any Investment shall be the amount actually invested, without
adjustment for subsequent increases or decreases in the value of such
Investment.

 

“IRS” means the United States Internal
Revenue Service.

 

“ISP” means, with respect to any
Letter of Credit, the “International Standby Practices 1998” published by the
Institute of International Banking Law & Practice (or such later
version thereof as may be in effect at the time of issuance).

 

“Issuer Documents” means with respect
to any Letter of Credit, the Letter Credit Application, and any other document,
agreement and instrument entered into by the L/C Issuer and any Borrower (or
any Subsidiary thereof) or in favor of the L/C Issuer and relating to any such
Letter of Credit.

 

“Joinder Agreement” means an
agreement, in the form attached hereto as Exhibit I pursuant to
which, among other things, a Person becomes a party to, and bound by the terms
of, this Agreement and/or the other Loan Documents in the same capacity and to
the same extent as either a Borrower or a Guarantor, as the Administrative
Agent may determine.

 

“Landlord Lien State” means such state(s) in
which a landlord’s claim for rent may have priority over the lien of the
Collateral Agent in any of the Collateral. As of the Closing Date, such states
will be limited to Pennsylvania, Virginia and Washington.

 

“Laws” means each international,
foreign, Federal, state and local statute, treaty, rule, guideline, regulation,
ordinance, code and administrative or judicial precedent or authority,
including the interpretation or administration thereof by any Governmental
Authority charged with the enforcement, interpretation or administration
thereof, and each applicable administrative order, directed duty, request,
license, authorization and permit of, and agreement with, any Governmental
Authority, in each case whether or not having the force of law.

 

22

 

“L/C Advance” means, with respect to
each Lender, such Lender’s funding of its participation in any L/C Borrowing in
accordance with its Applicable Percentage.

 

“L/C Borrowing” means an extension of
credit resulting from a drawing under any Letter of Credit which has not been
reimbursed on the date when made or refinanced as a Committed Borrowing.

 

“L/C Credit Extension” means, with
respect to any Letter of Credit, the issuance thereof or extension of the
expiry date thereof, or the increase of the amount thereof.

 

“L/C Issuer” means (a) Wells
Fargo Bank in its capacity as issuer of Letters of Credit hereunder, or any
successor issuer of Letters of Credit (including Existing Letters of Credit)
hereunder (which successor may only be a Lender selected by the Administrative
Agent in its discretion that is reasonably satisfactory to the Lead Borrower),
and (b) any other Lender selected by the Administrative Agent in its
discretion that is reasonably satisfactory to the Lead Borrower.  The L/C Issuer may, in its discretion, arrange
for one or more Letters of Credit to be issued by Affiliates of the L/C Issuer
that is reasonably satisfactory to the Lead Borrower, in which case the term “L/C
Issuer” shall include any such Affiliate with respect to Letters of Credit
issued by such Affiliate.

 

“L/C Obligations” means, as at any
date of determination, the aggregate undrawn amount available to be drawn under
all outstanding Letters of Credit plus the aggregate of all Unreimbursed
Amounts, including all L/C Borrowings. 
For purposes of computing the amounts available to be drawn under any
Letter of Credit, the amount of such Letter of Credit shall be determined in
accordance with Section 1.06. 
For all purposes of this Agreement, if on any date of determination a
Letter of Credit has expired by its terms but any amount may still be drawn
thereunder by reason of the operation of Rule 3.14 of the ISP, such Letter
of Credit shall be deemed to be “outstanding” in the amount so remaining
available to be drawn.

 

“Lease” means any agreement, whether
written or oral, no matter how styled or structured, pursuant to which a Loan
Party is entitled to the use or occupancy of any real property for any period
of time.

 

“Lender” has the meaning specified in
the introductory paragraph hereto and, as the context requires, includes the
Swing Line Lender, and collectively means all of them.

 

“Lending Office” means, as to any
Lender, the office or offices of such Lender described as such in such Lender’s
Administrative Questionnaire, or such other office or offices as a Lender may
from time to time notify the Lead Borrower and the Administrative Agent.

 

“Letter of Credit” means each Standby
Letter of Credit and each Commercial Letter of Credit issued in accordance
herewith and shall include the Existing Letters of Credit. Without limiting the
foregoing, all Existing Letters of Credit shall be deemed to have been issued
hereunder and shall for all purposes be deemed to be “Letters of Credit”
hereunder.

 

“Letter of Credit Application” means
an application and agreement for the issuance or amendment of a Letter of
Credit in the form from time to time in use by the L/C Issuer.

 

“Letter of Credit Expiration Date”
means the day that is seven days prior to the Maturity Date then in effect (or,
if such day is not a Business Day, the next preceding Business Day).

 

“Letter of Credit Fee” has the meaning
specified in Section 2.03(i).

 

“Letter of Credit Sublimit” means an
amount equal to $70,000,000.  The Letter
of Credit Sublimit is part of, and not in addition to, the Aggregate
Commitments.  A permanent reduction of
the Aggregate Commitments shall require a corresponding pro rata reduction in
the Letter of Credit Sublimit to an amount equal to (or, at Lead Borrower’s
option, less than) the Aggregate Commitments.

 

23

 

“LIBO Borrowing” means a Borrowing comprised of LIBO Rate Loans.

 

“LIBO Rate” means for any Interest Period with respect to a LIBO
Rate Loan, the rate per annum equal to the British Bankers Association LIBOR
Rate (“BBA LIBOR”), as published by Reuters (or other commercially
available source providing quotations of BBA LIBOR as designated by the
Administrative Agent from time to time) at approximately 11:00 a.m.,
London time, two Business Days prior to the commencement of such Interest
Period, for Dollar deposits (for delivery on the first day of such Interest
Period) with a term equivalent to such Interest Period.  If such rate is not available at such time
for any reason, then the “LIBO Rate” for such Interest Period shall be the rate
per annum determined by the Administrative Agent to be the rate at which
deposits in Dollars for delivery on the first day of such Interest Period in
same day funds in the approximate amount of the LIBO Rate Loan being made,
continued or converted by Wells Fargo Bank and with a term equivalent to such
Interest Period would be offered to Wells Fargo Bank by major banks in the
London interbank eurodollar market in which Wells Fargo Bank participates at
their request at approximately 11:00 a.m. (London time) two Business Days
prior to the commencement of such Interest Period.

 

“LIBO Rate Loan” means a Committed Loan that bears interest at a
rate based on the Adjusted LIBO Rate.

 

“Lien” means (a) any mortgage, deed of trust, pledge,
hypothecation, assignment, deposit arrangement, encumbrance, lien (statutory or
other), charge, or preference, priority or other security interest or
preferential arrangement in the nature of a security interest of any kind or
nature whatsoever (including any conditional sale, Capital Lease Obligation, Synthetic
Lease Obligation or other title retention agreement, any easement, right of way
or other encumbrance on title to real property, and any financing lease having
substantially the same economic effect as any of the foregoing) and (b) in
the case of securities, any purchase option, call or similar right of a third
party with respect to such securities; provided, however, “Lien”
shall not include (i) any Loan Party’s obligation to repurchase or
exchange any Inventory sold in the ordinary course of business in accordance
with such Loan Party’s prevailing return and exchange policies, or (ii) any
reserves retained by a Loan Party’s credit card issuer or credit card processor
in its ordinary course of business.

 

“Liquidation” means the exercise by the Administrative Agent or
Collateral Agent of those rights and remedies accorded to such Agents under the
Loan Documents and applicable Law as a creditor of the Loan Parties with
respect to the realization on the Collateral, including (after the occurrence
and continuation of an Event of Default) the conduct by the Loan Parties acting
with the consent of the Administrative Agent, of any public, private or “going-out-of-business”,
“store closing” or other similar sale or any other disposition of the
Collateral for the purpose of liquidating the Collateral.  Derivations of the word “Liquidation” (such
as “Liquidate”) are used with like meaning in this Agreement.

 

“Loan” means an extension of credit by a Lender to any Borrower
under Article II in the form of a Committed Loan or a Swing Line
Loan.

 

“Loan Account” has the meaning assigned to such term in Section 2.11(a).

 

“Loan
Cap” means, at any time of determination, the lesser of (a) the
Aggregate Commitments at such time, or (b) the Borrowing Base at such
time.

 

“Loan Documents” means this Agreement, each Note, each Issuer
Document, the Fee Letter, all Borrowing Base Certificates, the Blocked Account
Agreements, the DDA Notifications, the Credit Card Notifications, the Security
Documents, the Facility Guaranty and any other instrument or agreement now or
hereafter executed and delivered in connection herewith, or in 

 

24

 

connection with any transaction arising out of any Cash Management
Services and Bank Products provided by the Administrative Agent or any of its
Affiliates, each as amended and in effect from time to time.

 

“Loan Parties” means, collectively, the Borrowers and the
Guarantors.

 

“Material Adverse Effect” means (a) a material adverse
change in, or a material adverse effect upon, the operations, business,
properties, liabilities (actual or contingent), condition (financial or
otherwise) or prospects of (i) the Borrowers taken as a whole, or (ii) the
Loan Parties taken as a whole; (b) a material impairment of the ability of
(i) the Borrowers taken as a whole, or (ii) the Loan Parties taken as
a whole, to perform their obligations under any Loan Document; (c) a
material impairment of the rights and remedies of, or benefit to, the Agent or
the Lenders under any Loan Document or a material adverse effect upon the
legality, validity, binding effect or enforceability against any Loan Party of
any Loan Document to which it is a party; or (d) a material adverse change
in, or a material adverse effect upon, the Collateral.  In determining whether any individual event
would result in a Material Adverse Effect, notwithstanding that such event in
and of itself does not have such effect, a Material Adverse Effect shall be
deemed to have occurred if the cumulative effect of such event and all other
then existing events occurring on or after the Closing Date would result in a
Material Adverse Effect.

 

“Material Contract” means, with respect to any Person, each
agreement to which such Person is a party, the termination or breach of which
could reasonably be expected to result in a Material Adverse Effect.

 

“Material Indebtedness” means Indebtedness (other than the
Obligations) of the Loan Parties in an aggregate principal amount exceeding
$2,500,000.  For purposes of determining
the amount of Material Indebtedness at any time, the amount of the obligations
in respect of any Swap Contract at such time shall be calculated at the Swap
Termination Value thereof.

 

“Maturity Date” means February 13, 2012.

 

“Maximum Rate” has the meaning provided therefor in Section 10.09.

 

“Moody’s” means Moody’s Investors Service, Inc. and any
successor thereto.

 

“Multiemployer Plan” means any employee benefit plan of the type
described in Section 4001(a)(3) of ERISA, to which any Borrower or
any ERISA Affiliate makes or is obligated to make contributions, or during the
preceding five plan years, has made or been obligated to make contributions.

 

“Net Income” shall mean with respect to any
fiscal period, the net income of the Loan Parties determined in accordance with
GAAP, consistently applied.

 

“Net Proceeds” means (a) with respect to any Disposition by
any Loan Party or any of its
Subsidiaries, or any Extraordinary Receipt received or paid to the account of any Loan Party or any of its
Subsidiaries, the excess, if any, of (i) the sum of cash and cash
equivalents received in connection with such transaction (including any cash or
cash equivalents received by way of deferred payment pursuant to, or by
monetization of, a note receivable or otherwise, but only as and when so
received) over (ii) the sum of (A) the principal amount of any
Indebtedness that is secured by the applicable asset by a Lien permitted
hereunder which is senior to the Collateral Agent’s Lien on such asset and that
is required to be repaid (or to establish an escrow for the future repayment
thereof) in connection with such transaction (other than Indebtedness under the
Loan Documents), (B) the reasonable and customary out-of-pocket expenses
incurred by such Loan Party or
such Subsidiary in connection with such transaction (including, without
limitation, appraisals, and brokerage, legal, title and recording or transfer
tax expenses and commissions) paid by any Loan Party to third parties (other
than Affiliates)); and

 

25

 

(b)           with respect to the
sale or issuance of any Equity Interest by any Loan Party or any of its Subsidiaries, or the incurrence or
issuance of any Indebtedness by any Loan Party or any of its Subsidiaries, the
excess of (i) the sum of the cash and cash equivalents received in
connection with such transaction over (ii) the underwriting discounts and
commissions, and other reasonable and customary out-of-pocket expenses,
incurred by such Loan Party or such Subsidiary in connection therewith.

 

“Non-Consenting Lender” has the meaning provided therefor in Section 10.01.

 

“Non-Extension Notice Date” has the meaning specified in Section 2.03(b)(iii).

 

“Note” means (a) each Committed Loan Note, and (b) the
Swing Line Loan Note, as each may be amended, supplemented or modified from
time to time.

 

“NPL” means the
National Priorities List under CERCLA.

 

“Obligations” means (a) all advances to, and debts
(including principal, interest, fees, costs, and expenses), liabilities,
obligations, covenants, indemnities, and duties of, any Loan Party arising
under any Loan Document or otherwise with respect to any Loan or Letter of
Credit (including payments in respect of reimbursement of disbursements,
interest thereon and obligations to provide cash collateral therefor), whether
direct or indirect (including those acquired by assumption), absolute or
contingent, due or to become due, now existing or hereafter arising and
including interest, fees and expenses that accrue after the commencement by or
against any Loan Party or any Affiliate thereof of any proceeding under any
Debtor Relief Laws naming such Person as the debtor in such proceeding,
regardless of whether such interest and fees are allowed claims in such
proceeding, and (b) any Other Liabilities.

 

“Operating Leases” shall mean any lease of
property (whether real, personal or mixed) for a period of longer than one year
by a Person under which such Person is lessee, other than a Capital Lease.

 

“Organization Documents” means, (a) with respect to any
corporation, the certificate or articles of incorporation and the bylaws (or
equivalent or comparable constitutive documents with respect to any non-U.S.
jurisdiction); (b) with respect to any limited liability company, the
certificate or articles of formation or organization and operating agreement; (c) with
respect to any partnership, joint venture, trust or other form of business
entity, the partnership, joint venture or other applicable agreement of
formation or organization and any agreement, instrument, filing or notice with
respect thereto filed in connection with its formation or organization with the
applicable Governmental Authority in the jurisdiction of its formation or
organization and, if applicable, any certificate or articles of formation or
organization of such entity, and (d) in each case, all shareholder or
other equity holder agreements, voting trusts and similar arrangements to which
such Person is a party or which is applicable to its Equity Interests and all
other arrangements relating to the Control or management of such Person.

 

“Other Liabilities” means any obligation on account of (a) any
Cash Management Services furnished to any of the Loan Parties or any of their
Subsidiaries and/or (b) any transaction with any Agent, any Lender or any
of their respective Affiliates, which arises out of any Bank Products entered
into with any Loan Party and any such Person, as each may be amended from time
to time

 

“Other Taxes” means all present or future stamp or documentary
taxes or any other excise or property taxes, charges or similar levies arising
from any payment made hereunder or under any other Loan Document or from the
execution, delivery or enforcement of, or otherwise with respect to, this
Agreement or any other Loan Document.

 

26

 

“Outstanding Amount” means (i) with respect to Committed
Loans and Swing Line Loans on any date, the aggregate outstanding principal
amount thereof after giving effect to any borrowings and prepayments or
repayments of Committed Loans and Swing Line Loans, as the case may be,
occurring on such date; and (ii) with respect to any L/C Obligations on
any date, the amount of such L/C Obligations on such date after giving effect
to any L/C Credit Extension occurring on such date and any other changes in the
aggregate amount of the L/C Obligations as of such date, including as a result
of any reimbursements by the Borrowers of Unreimbursed Amounts.

 

“Overadvance” means a Credit Extension to the extent that,
immediately after its having been made, Availability is less than zero.

 

“Parent” means Coldwater Creek Inc., a Delaware corporation.

 

“Participant” has the meaning specified in Section 10.06(d).

 

“Payment Conditions” means, at the time of determination with
respect to any specified transaction or payment, that (a) no Default or
Event of Default has occurred and is continuing or would arise as a result of
entering into such transaction or the making such payment, and (b) after
giving effect to such transaction or payment, the Pro Forma Availability
Condition has been satisfied.  Prior to
undertaking any transaction or payment which is subject to the Payment
Conditions, the Loan Parties shall deliver to the Administrative Agent evidence
of satisfaction of the conditions contained in clause (b) above on
a basis and on assumptions reasonably satisfactory to the Administrative Agent.

 

“PBGC” means the Pension Benefit Guaranty Corporation.

 

“PCAOB” means the Public Company Accounting Oversight Board.

 

“Pension Plan” means any “employee pension benefit plan” (as
such term is defined in Section 3(2) of ERISA), other than a
Multiemployer Plan, that is subject to Title IV of ERISA and is sponsored or
maintained by any Borrower or any ERISA Affiliate or to which any Borrower or
any ERISA Affiliate contributes or has an obligation to contribute, or in the
case of a multiple employer or other plan described in Section 4064(a) of
ERISA, has made contributions at any time during the immediately preceding five
plan years.

 

“Permitted Acquisition” means an Acquisition in which all of the
following conditions are satisfied:

 

(a)           No Default or Event of Default has
occurred and is continuing or,
immediately following such Acquisition or after taking into account the pro
forma financials, would result from the consummation of such Acquisition;

 

(b)           Such Acquisition shall have been
approved by the Board of Directors of the Person (or similar governing body if
such Person is not a corporation) which is the subject of such Acquisition and
such Person shall not have announced that it will oppose such Acquisition or
shall not have commenced any action which alleges that such Acquisition shall
violate applicable Law;

 

(c)           The Lead Borrower shall have
furnished the Administrative Agent with thirty (30) days’ prior written notice
of such intended Acquisition and shall have furnished the Administrative Agent
with a current draft of the agreements, certificates and other documents
delivered or to be delivered in connection therewith (and final copies thereof
as and when executed), a summary of any due diligence undertaken by the Loan
Parties in connection with such Acquisition, appropriate financial statements
of the Person which is the subject of such Acquisition, pro forma projected
financial statements for the twelve (12) month period following such
Acquisition after giving effect to such Acquisition 

 

27

 

(including
balance sheets, cash flows and income statements by quarter for the acquired
Person, individually, and on a Consolidated basis with all Loan Parties), and
such other information as the Administrative Agent may reasonably require, all
of which shall be reasonably satisfactory to the Administrative Agent;

 

(d)           Either (i) the legal structure of
the Acquisition shall be acceptable to the Administrative Agent in its
reasonable discretion, or (ii) the Loan Parties shall have provided the
Administrative Agent with a solvency opinion from an unaffiliated third party
valuation firm reasonably satisfactory to the Administrative Agent;

 

(e)           After giving effect to the
Acquisition, if the Acquisition is an Acquisition of the Equity Interests, a
Loan Party shall acquire and own, directly or indirectly, a majority of the
Equity Interests in the Person being acquired and shall Control a majority of
any voting interests or shall otherwise Control the governance of the Person
being acquired;

 

(f)            If the assets acquired in such
Acquisition are to be included in the Borrowing Base upon the consummation of
such Acquisition, the Administrative Agent shall have received (i) the
results of appraisals of the assets (or the assets of the Person) to be
acquired in such Acquisition and of a commercial finance examination of the
Person which is (or whose assets are) being acquired, and (ii) such other
due diligence as the Administrative Agent may reasonably require, all of the
results of the foregoing to be reasonably satisfactory to the Administrative
Agent;

 

(g)           Any assets acquired shall be utilized
in, and if the Acquisition involves a merger, consolidation or stock
acquisition, the Person which is the subject of such Acquisition shall be
engaged in, a business otherwise permitted to be engaged in by a Borrower under
this Agreement;

 

(h)           If the Person which is the subject of
such Acquisition will be maintained as a Subsidiary of a Loan Party, or if the
assets acquired in an acquisition will be transferred to a Subsidiary which is
not then a Loan Party, such Subsidiary shall have been joined as a “Borrower”
hereunder or as a Facility Guarantor, as the Administrative Agent shall
determine, and the Collateral Agent shall have received a first priority
security interest in such Subsidiary’s Equity Interests, Inventory, Accounts
and other property of the same nature as constitutes collateral under the
Security Documents;

 

(i)            Either (A) the consideration
paid for (i) any one such Acquisition (whether in cash, tangible property,
notes or other property, other than Equity Interests) after the Closing Date
shall not exceed the sum of $10,000,000, and (ii) all such Acquisitions
(whether in cash, tangible property, notes or other property, other than Equity
Interests) after the Closing Date shall not exceed, in the aggregate, the sum
of $25,000,000, or (B) the consideration for any such Acquisition is paid
in Equity Interests issued by the Parent or with the Net Proceeds from a sale
or issuance by the Parent of the Equity Interests of Parent, provided, that,
such Net Proceeds are applied for the consummation of such Acquisition within ninety
(90) days of the receipt thereof; and

 

(j)            The Loan Parties shall have
satisfied the Payment Conditions.

 

“Permitted Discretion” means the Administrative Agent’s good
faith credit judgment based upon any factor or circumstance which it reasonably
believes in good faith: (i) will or could reasonably be expected to
adversely affect the value of the Collateral, the enforceability or priority of
the Collateral Agent’s Liens thereon in favor of the Credit Parties or the
amount which the Collateral Agent and the Credit Parties would likely receive
(after giving consideration to delays in payment and costs of enforcement) in
the liquidation of such Collateral; (ii) suggests 

 

28

 

that any collateral report or financial information delivered to the
Administrative Agent by or on behalf of the Loan Parties is incomplete,
inaccurate or misleading in any material respect; (iii) could reasonably
be expected to materially increase the likelihood of a bankruptcy, reorganization
or other insolvency proceeding involving any Loan Party; or (iv) creates
or reasonably could be expected to create a Default or Event of Default.  In exercising such judgment, the
Administrative Agent may consider, without limitation, such factors or
circumstances already addressed in or tested by the definition of Eligible
Inventory, Eligible Credit Card Receivables or Eligible Trade Receivables, as
well as any of the following: (A) the financial and business climate and
prospects of any Loan Party’s industry and general macroeconomic conditions; (B) changes
in demand for and pricing of Inventory; (C) changes in any concentration
of risk with respect to Inventory; (D) any other factors or circumstances
that will or could reasonably be expected to have a Material Adverse Effect; (E) audits
of books and records by third parties, history of chargebacks or other credit
adjustments; and (F) any other factors that change or could reasonably be
expected to change the credit risk of lending to the Borrowers on the security
of the Collateral.

 

“Permitted Disposition” means any of the following:

 

(a)           bulk sales or other Dispositions of
the Inventory of a Loan Party in the ordinary course of business, provided,
that, at the time of any such bulk sales, and immediately after giving
effect thereto, a Usage Event Period Event is not in effect, and the aggregate
amount of all such bulk sales does not exceed $1,000,000 in any Fiscal Year;

 

(b)           bulk sales or other Dispositions of
the Inventory of a Loan Party not in the ordinary course of business, made in
connection with Store closings, at arm’s length, provided, that
such Store closures and related Inventory Dispositions shall not exceed (i) in
any Fiscal Year of the Parent and its Subsidiaries, five percent (5%) of the
number of the Loan Parties’ Stores as of the beginning of such Fiscal Year (net
of new Store openings) and (ii) in the aggregate from and after the
Closing Date, ten percent (10%) of the number of the Loan Parties’ Stores in
existence as of the Closing Date (net of new Store openings), provided, further,
that all sales of Inventory in connection with Store closings shall be
in accordance with liquidation agreements and with professional liquidators
reasonably acceptable to the Agents; provided, further, that
as long as a Cash Dominion Event shall have occurred and be continuing, all Net
Proceeds received in connection therewith are applied to the Obligations in
accordance with Section 2.05 hereof;

 

(c)           non-exclusive licenses of
Intellectual Property of a Loan Party or any of its Subsidiaries in the
ordinary course of business;

 

(d)           licenses for the conduct of licensed
departments within the Loan Parties’ Stores in the ordinary course of business;
provided that, if requested by the Agents, the Agents shall have entered into
an intercreditor agreement with the Person operating such licensed department
on terms and conditions reasonably satisfactory to the Agents;

 

(e)           Dispositions of Equipment in the
ordinary course of business that is substantially worn, damaged, obsolete or,
in the judgment of a Loan Party, no longer useful or necessary in its business
or that of any Subsidiary;

 

(f)            sales, transfers and Dispositions (i) among
the Loan Parties, (ii) by any Subsidiary to a Loan Party or (iii) to
the extent constituting a Permitted Investment, by any Loan Party to any
Subsidiary;

 

29

 

(g)           sales, transfers and Dispositions of
or by any Subsidiary which is not a Loan Party to another Subsidiary that is
not a Loan Party; and

 

(h)           as long as no Default or Event of
Default shall have occurred and be continuing or would arise therefrom, sales
of Real Estate of any Loan Party (or sales of any Person or Persons created to
hold such Real Estate or the equity interests in such Person or Persons),
including sale-leaseback transactions involving any such Real Estate pursuant
to leases on market terms, provided, that (A) such sale is made for fair
market value, (B) as long as a Cash Dominion Event shall have occurred and
be continuing, the Net Proceeds of any such sale are utilized to repay the
Obligations, and (C) in the case of any sale-leaseback transaction
permitted hereunder, the Collateral Agent shall have received from such each
purchaser or transferee a Collateral Access Agreement on terms and conditions
reasonably satisfactory to the Agents.

 

“Permitted Encumbrances” means:

 

(a)           Liens imposed by law for Taxes that
are not yet due or are being contested in compliance with Section 6.04;

 

(b)           carriers’, warehousemen’s, mechanics’,
materialmen’s, repairmen’s and other like Liens imposed by applicable Law,
arising in the ordinary course of business and securing obligations that are
not overdue by more than thirty (30) days or are being contested in compliance
with Section 6.04;

 

(c)           pledges and deposits made (i) in
the ordinary course of business in compliance with workers’ compensation,
unemployment insurance and other social security laws or regulations, other
than any Lien imposed by ERISA and (ii) in connection with an Acquisition
or Permitted Disposition otherwise permitted hereunder, whether as an earnest
money deposit or an escrow arrangement;

 

(d)           deposits to secure the performance of
bids, trade contracts and leases (other than Indebtedness), statutory
obligations, surety and appeal bonds, performance bonds and other obligations
of a like nature incurred in the ordinary course of business;

 

(e)           Liens in respect of judgments that
would not constitute an Event of Default hereunder;

 

(f)            easements, covenants, conditions,
restrictions, building code laws, zoning restrictions, rights-of-way and
similar encumbrances on real property imposed by law or arising in the ordinary
course of business that do not secure any monetary obligations and do not
materially interfere with the ordinary conduct of business of a Loan Party and
such other minor title defects or survey matters that do not materially
interfere with the current use of the real property;

 

(g)           Liens existing on the date hereof and
listed on Schedule 7.01 and any renewals or extensions thereof, provided
that (i) the property covered thereby is not changed, (ii) except as
permitted pursuant to clause (a) of the definition of “Permitted
Indebtedness,” the amount secured or benefited thereby is not increased, (iii) the
direct or any contingent obligor with respect thereto is not changed, and (iv) any
renewal or extension of the obligations secured or benefited thereby is
otherwise permitted hereunder;

 

(h)           Liens on fixed or capital assets
acquired by any Loan Party which are permitted under clause (c) of
the definition of Permitted Indebtedness so long as (i) such Liens and the
Indebtedness secured thereby are incurred prior to or within ninety (90) days
after such acquisition, (ii) the Indebtedness secured thereby does not
exceed the cost of 

 

30

 

acquisition
of such fixed or capital assets and (iii) such Liens shall not extend to
any other property or assets of the Loan Parties;

 

(i)            Liens in favor of the Collateral
Agent;

 

(j)            Landlords’ and lessors’ Liens in
respect of rent not in default;

 

(k)           possessory Liens in favor of brokers
and dealers arising in connection with the acquisition or disposition of
Investments owned as of the date hereof and Permitted Investments, provided
that such liens (a) attach only to such Investments and (b) secure
only obligations incurred in the ordinary course and arising in connection with
the acquisition or disposition of such Investments and not any obligation in
connection with margin financing;

 

(l)            Liens arising solely by virtue of
any statutory or common law provisions relating to banker’s liens, liens in
favor of securities intermediaries, rights of setoff or similar rights and
remedies as to deposit accounts or securities accounts or other funds
maintained with depository institutions or securities intermediaries;

 

(m)          Liens arising from (i) precautionary
UCC filings regarding “true” operating leases or, to the extent permitted under
the Loan Documents, the consignment of goods to a Loan Party, or (ii) UCC
filings which (x) have lapsed or (y) relate to obligations that have
been indefeasibly repaid in full and for which no rights to obtain further
extensions of credit or other financial accommodations remain outstanding;

 

(n)           voluntary Liens on property (other
than property of the type included in the Borrowing Base) in existence at the
time such property is acquired pursuant to a Permitted Acquisition or on such
property of a Subsidiary of a Loan Party in existence at the time such
Subsidiary is acquired pursuant to a Permitted Acquisition; provided,
that such Liens are not incurred in connection with or in anticipation of such
Permitted Acquisition and do not attach to any other assets of any Loan Party
or any Subsidiary;

 

(o)           Liens in favor of customs and
revenues authorities imposed by applicable Law arising in the ordinary course
of business in connection with the importation of goods and securing
obligations (i) that are not overdue by more than thirty (30) days, or
(ii)(A) that are being contested in good faith by appropriate proceedings,
(B) the applicable Loan Party or Subsidiary has set aside on its books
adequate reserves with respect thereto in accordance with GAAP and (C) such
contest effectively suspends collection of the contested obligation and
enforcement of any Lien securing such obligation;

 

(p)           Liens on cash collateral securing
letters of credit which are permitted under clause (k) of the
definition of Permitted Indebtedness; and

 

(r)            Liens on fixed or capital assets
acquired or held by any Loan Party relating to a financing permitted under clause
(f) of the definition of Permitted Indebtedness so long as such Liens
shall not extend to any other property or assets of the Loan Parties.

 

provided, however,  that, except as provided in any one or more
of clauses (a) through (r) above, the term “Permitted
Encumbrances” shall not include any Lien securing Indebtedness.

 

“Permitted Holder” means any one of the following: (i) Dennis
Pence and (ii) Ann Pence, and any member of the Family Group of each such
Person.

 

“Permitted Indebtedness” means each of the following as long as
no Default or Event of Default has occurred and is continuing or would arise
from the incurrence thereof:

 

(a)           Indebtedness outstanding on the date
hereof and listed on Schedule 7.03 and any refinancings, refundings,
renewals or extensions thereof; provided that (i) the amount of
such Indebtedness is not increased at the time of such refinancing, refunding,
renewal or

 

31

 

extension
except by an amount equal to a reasonable premium or other reasonable amount
paid, and fees and expenses reasonably incurred, in connection with such
refinancing and by an amount equal to any existing commitments unutilized
thereunder, and the direct or contingent obligor with respect thereto is not
changed as a result of or in connection with such refinancing, refunding,
renewal or extension, (ii) the result of such extension, renewal or
replacement shall not be an earlier maturity date or decreased weighted average
life of such Indebtedness, and (iii) the terms relating to principal
amount, amortization, maturity, collateral (if any) and subordination (if any),
and other material terms taken as a whole, of any such refinancing, refunding,
renewing or extending Indebtedness, and of any agreement entered into and of
any instrument issued in connection therewith, are no less favorable in any
material respect to the Loan Parties or the Lenders than the terms of any
agreement or instrument governing the Indebtedness being refinanced, refunded,
renewed or extended;

 

(b)           Indebtedness of any Loan Party to any
other Loan Party; provided  that such Indebtedness shall (i) be
evidenced by such documentation as the Administrative Agent may reasonably
require, (ii) constitute “Collateral” under this Agreement and the
Security Documents, (iii) be on terms (including subordination terms)
reasonably acceptable to the Administrative Agent, and (iv) be otherwise
permitted pursuant to Section 7.03;

 

(c)           without duplication of Indebtedness
described in clause (f) of this definition, purchase money
Indebtedness of any Loan Party to finance the acquisition of any fixed or
capital assets, including Capital Lease Obligations and Synthetic Lease
Obligations, and any Indebtedness
assumed in connection with the acquisition of any such assets or secured by a
Lien on any such assets prior to the acquisition thereof, and extensions,
renewals and replacements of any such Indebtedness that do not increase the
outstanding principal amount thereof or result in an earlier maturity date or
decreased weighted average life thereof provided that the terms relating to
principal amount, amortization, maturity, collateral (if any) and subordination
(if any), and other material terms taken as a whole, of any such refinancing,
refunding, renewing or extending Indebtedness, and of any agreement entered
into and of any instrument issued in connection therewith, are no less
favorable in any material respect to the Loan Parties or the Lenders than the
terms of any agreement or instrument governing the Indebtedness being
refinanced, refunded, renewed or extended and the interest rate applicable to
any such refinancing, refunding, renewing or extending Indebtedness does not
exceed the then applicable market interest rate, provided, however,
that, in addition to the Capital Lease Obligations outstanding on the date hereof and listed on Schedule
7.03, the aggregate principal amount of all Indebtedness permitted by this clause
(c) shall not exceed (i) $5,000,000 in any any Fiscal Year, or (ii) $15,000,000
at any time on or after the Closing Date, and provided, further,
that, if requested by the Collateral Agent, the Loan Parties shall cause the
holders of any such Indebtedness to enter into a Collateral Access Agreement on
terms reasonably satisfactory to the Collateral Agent;

 

(d)           obligations (contingent or otherwise)
of any Loan Party or any Subsidiary thereof existing or arising under any Swap
Contract, provided that such obligations are (or were) entered into by
such Person in the ordinary course of business for the purpose of directly
mitigating risks associated with fluctuations in interest rates or foreign
exchange rates, and not for purposes of speculation or taking a “market view;” provided
that the

 

32

 

aggregate
Swap Termination Value thereof shall not exceed $2,500,000 at any time
outstanding;

 

(e)           contingent liabilities under surety
bonds or similar instruments incurred in the ordinary course of business;

 

(f)            Indebtedness (i) incurred for
the construction or acquisition or improvement of, or to finance or to
refinance, any Real Estate owned by any Loan Party (including therein any
Indebtedness incurred in connection with sale-leaseback transactions permitted
hereunder), provided  that, (A) as long as a Cash Dominion
Event shall have occurred and be continuing, all Net Proceeds received in
connection with any such Indebtedness are applied to the Obligations, and (B) the
Collateral Agent shall have received from the holders of such Indebtedness a
Collateral Access Agreement on terms reasonably satisfactory to the Collateral
Agent, or (ii) constituting Capital Lease Obligations relating to Real
Estate that is subject to a sale-leaseback transaction permitted pursuant to clause
(h) of the definition of Permitted Disposition;

 

(g)           Indebtedness with respect to the
deferred purchase price for any Permitted Acquisition, provided, that
such Indebtedness does not require the payment in cash of principal (other than
in respect of working capital adjustments) prior to the Maturity Date, has a
maturity which extends beyond the Maturity Date, and is subordinated to the
Obligations on terms reasonably acceptable to the Agents;

 

(h)           Indebtedness of (i) any Person
that becomes a Subsidiary of a Loan Party in a Permitted Acquisition, which
Indebtedness is existing at the time such Person becomes a Subsidiary of a Loan
Party (other than Indebtedness incurred solely in contemplation of such Person’s
becoming a Subsidiary of a Loan Party) or (ii) any Subsidiary to the
extent that such Indebtedness constitutes a Permitted Investment pursuant to clause
(g)(iv) of the definition thereof;

 

(i)            the Obligations;

 

(j)            Subordinated Indebtedness;

 

(k)           (i) unsecured Indebtedness, not
otherwise permitted under subsections (a) through (j) above,
or (ii) Indebtedness relating to cash collateralized Letters of Credit, provided,
that, the aggregate principal amount of all Indebtedness specified in clauses
(i) and (ii) hereto shall collectively not exceed
$1,000,000 at any one time outstanding;

 

(l)            Guarantees of any
Loan Party or other Subsidiary in respect of obligations of another Loan Party
that are otherwise permitted to be incurred under this Agreement and the other
Loan Documents; and

 

(m)          all Indebtedness
referred to in clause (g) to the definition of Indebtedness, other
than any such Indebtedness which constitutes Disqualified Stock.

 

“Permitted Investments” means each of the following as long as
no Default or Event of Default exists or would arise from the making of such
Investment:

 

(a)           readily marketable obligations
issued or directly and fully guaranteed or insured by the United States of
America or any agency or instrumentality thereof having maturities of not more
than 360 days from the date of acquisition thereof; provided that the full faith and credit of the United States
of America is pledged in support thereof;

 

(b)           commercial paper issued by any
Person organized under the laws of any state of the United States of America
and rated at least “Prime-1” (or the then equivalent grade) by Moody’s or
at least “A-1” (or the then equivalent grade) by S&P, in each case
with maturities of not more than 180 days from the date of acquisition thereof;

 

33

 

(c)           time deposits with, or insured
certificates of deposit or bankers’ acceptances of, any commercial bank that (i) (A) is
a Lender or (B) is organized under the laws of the United States of
America, any state thereof or the District of Columbia or is the principal
banking subsidiary of a bank holding company organized under the laws of the
United States of America, any state thereof or the District of Columbia, and is
a member of the Federal Reserve System, (ii) issues (or the parent of
which issues) commercial paper rated as described in clause (c) of
this definition and (iii) has combined capital and surplus of at least
$1,000,000,000, in each case with maturities of not more than 180 days from the
date of acquisition thereof;

 

(d)           fully collateralized repurchase
agreements with a term of not more than thirty (30) days for securities
described in clause (a) above (without regard to the limitation on
maturity contained in such clause) and entered into with a financial
institution satisfying the criteria described in clause (c) above
or with any primary dealer and having a market value at the time that such
repurchase agreement is entered into of not less than 100% of the repurchase
obligation of such counterparty entity with whom such repurchase agreement has
been entered into;

 

(e)           Investments, classified in accordance
with GAAP as current assets of the Loan Parties, in any money market fund,
mutual fund, or other investment companies that are registered under the
Investment Company Act of 1940, as amended, which are administered by financial
institutions that have the highest rating obtainable from either Moody’s or
S&P, and which invest solely in one or more of the types of securities
described in clauses (a) through (d) above;

 

(f)            Investments existing on the Closing
Date, and set forth on Schedule 7.02, but not any increase in the amount
thereof or any other modification of the terms thereof;

 

(g)           (i) Investments by any Loan
Party and its Subsidiaries in their respective Subsidiaries outstanding on the
date hereof, (ii) additional Investments by any Loan Party and its
Subsidiaries in Loan Parties, (iii) additional Investments by any
Subsidiary that is not a Loan Party in another Subsidiary that is not a Loan
Party, and (iv) additional investments by any Loan Party in a Subsidiary
that is not a Loan Party so long as, in the case of this clause (iv),
the proceeds of any such Investment is used by each such Subsidiary to pay for
its operating expenses incurred in the ordinary course of its business, and the
aggregate amount of such Investments following the Closing Date (y) in all
such Subsidiaries (other than Coldwater HK), does not exceed $100,000 per
Fiscal Year, and (z) in Coldwater HK, does not exceed $3,000,000 per
Fiscal Year;

 

(h)           Investments consisting of extensions
of credit in the nature of accounts receivable or notes receivable arising from
the grant of trade credit in the ordinary course of business, and Investments
received in satisfaction or partial satisfaction thereof from financially
troubled account debtors to the extent reasonably necessary in order to prevent
or limit loss;

 

(i)            Guarantees constituting Permitted
Indebtedness;

 

(j)            Investments by any Loan Party in
Swap Contracts permitted hereunder;

 

(k)           Investments received in connection
with the bankruptcy or reorganization of, or settlement of delinquent accounts
and disputes with, customers and suppliers, in each case in the ordinary course
of business;

 

(l)            advances to officers, directors and
employees of the Loan Parties and Subsidiaries in the ordinary course of
business in an amount not to exceed $300,000 to any individual 

 

34

 

at
any time or in an aggregate amount not to exceed $300,000 at any time
outstanding, for travel, entertainment, relocation and analogous ordinary
business purposes;

 

(m)          Investments constituting Permitted
Acquisitions;

 

(n)           Capital contributions made by any
Loan Party to another Loan Party;

 

(o)           to the extent constituting an Investment,
all Capital Expenditures permitted hereunder.

 

provided, however,
that notwithstanding the foregoing, after the occurrence and during the
continuance of a Cash Dominion Event, no such Investments specified in clauses
(a) through (e) shall be permitted unless (i) either (A) no
Loans are then outstanding, or (B) the Investment is a temporary
Investment pending expiration of an Interest Period for a LIBO Rate Loan, the
proceeds of which Investment will be applied to the Obligations after the
expiration of such Interest Period, and (ii) such Investments are pledged
to the Collateral Agent as additional Collateral for the Obligations pursuant
to such agreements as may be reasonably required by the Collateral Agent.

 

“Permitted Overadvance” means an Overadvance made by the Administrative
Agent, in its discretion, which:

 

(a)           Is made to maintain, protect or
preserve the Collateral and/or the Credit Parties’ rights under the Loan
Documents or which is otherwise for the benefit of the Credit Parties; or

 

(b)           Is made to enhance the likelihood of,
or to maximize the amount of, repayment of any Obligation;

 

(c)           Is made to pay any other amount
chargeable to any Loan Party hereunder; and

 

(d)           Together with all other Permitted
Overadvances then outstanding, shall not (i) exceed ten percent (10%) of
the Loan Cap at any time or (ii) unless a Liquidation is occurring, remain
outstanding for more than forty-five (45) consecutive Business Days, unless in
each case, the Required Lenders otherwise agree.

 

provided, however,
that the foregoing shall not (i) modify or abrogate any of the provisions
of Section 2.03 regarding the Lender’s obligations with respect to
Letters of Credit, or (ii) result in any claim or liability against the
Administrative Agent (regardless of the amount of any Overadvance) for “inadvertent
Overadvances” (i.e. where an Overadvance results from changed circumstances
beyond the control of the Administrative Agent (such as a reduction in the
collateral value)), and such “inadvertent Overadvances” shall not reduce the
amount of Permitted Overadvances allowed hereunder, and provided  further
that in no event shall the Administrative Agent make an Overadvance, if
after giving effect thereto, the principal amount of the Credit Extensions
would exceed the Aggregate Commitments (as in effect prior to any termination
of the Commitments pursuant to Section 2.06 hereof).

 

“Person” means any natural person, corporation, limited
liability company, trust, joint venture, association, company, partnership,
limited partnership, Governmental Authority or other entity.

 

“Plan” means any “employee benefit plan” (as such term is
defined in Section 3(3) of ERISA) established by a Borrower or, with
respect to any such plan that is subject to Section 412 of the Code or
Title IV of ERISA, any ERISA Affiliate.

 

“Pledge Agreement” means, collectively, the Pledge Agreements
dated as of the Closing Date among the Loan Parties party thereto and the
Collateral Agent, as amended and in effect from time to time.

 

“Prepayment Event” means:

 

35

 

(a)           any Disposition (including, without
limitation, pursuant to any sale-leaseback transaction) of any property or
asset of a Loan Party;

 

(b) any
casualty or other insured damage to, or any taking under power of eminent
domain or by condemnation or similar proceeding of, any property or asset of a
Loan Party, unless (i) the proceeds therefrom are required to be paid to
the holder of a Lien on such property or asset having priority over the Lien of
the Collateral Agent or (ii) prior to the occurrence of a Cash Dominion
Event, the proceeds therefrom are utilized in accordance with Section 6.21;

 

(c)           the issuance by a Loan Party of any
Equity Interests, other than any such issuance of Equity Interests (i) to
a Loan Party, (ii) as consideration for a Permitted Acquisition or (iii) as
a compensatory issuance to any employee, director, or consultant (including
under any option plan);

 

(d)           the incurrence by a Loan Party of any
Indebtedness for borrowed money other than Permitted Indebtedness; or

 

(e)           the receipt by any Loan Party of any
Extraordinary Receipts.

 

“Pro Forma Availability
Condition” shall mean, for any date of calculation with respect to any
transaction or payment, the Pro Forma Availability following, and after giving
effect to, such transaction or payment, will be equal to or greater than thirty
percent (30%) of the Loan Cap.

 

“Pro Forma Availability”
shall mean, for any date of calculation, the projected average Availability
(exclusive of any projected Short-Term Borrowings) for each Fiscal Month during
any projected twelve (12) Fiscal Months.

 

“Real Estate” means all Leases and all land, together with the
buildings, structures, parking areas, and other improvements thereon, now or
hereafter owned by any Loan Party, including all easements, rights-of-way, and
similar rights relating thereto and all leases, tenancies, and occupancies
thereof.

 

“Receivables Reserves” means such Reserves as may be established
from time to time by the Administrative Agent in the Administrative Agent’s
discretion with respect to the determination of the collectability in the
ordinary course of Eligible Trade Receivables.

 

“Register” has the meaning specified in Section 10.06(c).

 

“Registered Public Accounting Firm” has the meaning specified by
the Securities Laws and shall be independent of the Parent and its Subsidiaries
as prescribed by the Securities Laws.

 

“Related Parties” means, with respect to any Person, such Person’s
Affiliates and the partners, directors, officers, employees, agents, advisors,
attorneys and representatives of such Person and of such Person’s Affiliates.

 

“Reportable Event” means any of the events set forth in Section 4043(c) of
ERISA, other than events for which the 30 day notice period has been waived.

 

“Reports” has the meaning provided in Section 9.11.

 

“Request for Credit Extension” means (a) with respect to a
Committed Borrowing, conversion or continuation of Committed Loans, a Committed
Loan Notice, (b) with respect to an L/C Credit Extension, a Letter of
Credit Application, and (c) with respect to a Swing Line Loan, a Swing
Line Loan Notice.

 

“Required Lenders” means, as of any date of determination, at
least two Lenders holding more than 50% of the Aggregate Commitments or, if the
Commitment of each Lender to make Loans and the obligation of the L/C Issuer to
make L/C Credit Extensions have been terminated pursuant to Section 8.02,
at least two Lenders holding in the aggregate more than 50% of the Total
Outstandings (with the aggregate amount of each Lender’s risk participation and
funded 

 

36

 

participation in L/C Obligations and Swing Line Loans being deemed “held”
by such Lender for purposes of this definition); provided that the Commitment
of, and the portion of the Total Outstandings held or deemed held by, any
Defaulting Lender shall be excluded for purposes of making a determination of
Required Lenders.

 

“Reserves” means all (if any) Inventory Reserves, Availability
Reserves and Receivables Reserves.

 

“Responsible Officer” means the chief executive officer,
president, chief financial officer of a Loan Party or any of the other
individuals designated in writing to the Administrative Agent by an existing
Responsible Officer of a Loan Party as an authorized signatory of any
certificate or other document to be delivered hereunder.  Any document delivered hereunder that is
signed by a Responsible Officer of a Loan Party shall be conclusively presumed
to have been authorized by all necessary corporate, partnership and/or other
action on the part of such Loan Party and such Responsible Officer shall be
conclusively presumed to have acted on behalf of such Loan Party.

 

“Restricted Payment” means any dividend or other distribution
(whether in cash, securities or other property) with respect to any capital
stock or other Equity Interest of any Person or any of its Subsidiaries, or any
payment (whether in cash, securities or other property), including any sinking
fund or similar deposit, on account of the purchase, redemption, retirement,
defeasance, acquisition, cancellation or termination of any such capital stock
or other Equity Interest, or on account of any return of capital to such Person’s
stockholders, partners or members (or the equivalent of any thereof), or any
option, warrant or other right to acquire any such dividend or other
distribution or payment.  Without
limiting the foregoing, “Restricted Payments” with respect to any Person shall
also include all payments made by such Person with any proceeds of a
dissolution or liquidation of such Person.

 

“Restricted Payment Conditions” means, at the time of
determination with respect to any specified transaction or payment, that (a) no
Default or Event of Default has occurred and is continuing or would arise as a
result of entering into such transaction or making such payment, (b) after
giving effect to such transaction or payment, the Restricted Pro Forma
Availability Condition has been satisfied, and (c) on the date of such
transaction or payment, the amount of Total Outstandings (other than the
undrawn amount available to be drawn under all outstanding Letters of Credit
and Short-Term Borrowings) shall be zero.

 

“Restricted Preferred Equity Dividend Conditions” means, at the
time of determination with respect to any specified dividend payment in respect
of preferred equity, that (a) no Default or Event of Default has occurred
and is continuing or would arise as a result of making such payment, and (b) after
giving effect to such payment, the Restricted Preferred Equity Dividend Pro
Forma Liquidity Amount is not less than $25,000,000

 

“Restricted Preferred Equity Dividend Pro Forma Liquidity Amount”
shall mean, for any date on which any dividend payment in respect of preferred
equity is paid, after giving effect to such payment, and projected for the 90
consecutive day period following the date of the proposed payment, the sum of (a) Availability
plus (b) cash and cash equivalents of the type described in clauses (a) through
(e) of the definition of Permitted Investments held by the Loan Parties.

 

“Restricted
Pro Forma Availability” shall mean, for any date of calculation, the
projected average Availability (exclusive of any projected Short-Term Borrowings) for the 90
consecutive day period following a proposed Restricted Payment, as reasonably
projected by the Lead Borrower in good faith.

 

“Restricted Pro Forma Availability Condition” shall mean, for any date of calculation
with respect to any transaction or payment, the Restricted Pro Forma Availability following, and after 

 

37

 

giving effect to, such
transaction or payment, will be equal to or greater than fifty percent (50%) of
the Loan Cap.

 

“S&P” means Standard & Poor’s Ratings Services, a
division of The McGraw-Hill Companies, Inc. and any successor thereto.

 

“Sarbanes-Oxley” means the Sarbanes-Oxley Act of 2002.

 

“SEC” means the Securities and Exchange Commission, or any
Governmental Authority succeeding to any of its principal functions.

 

“Securities Laws” means the Securities Act of 1933, the
Securities Exchange Act of 1934, Sarbanes-Oxley, and the applicable accounting
and auditing principles, rules, standards and practices promulgated, approved
or incorporated by the SEC or the PCAOB.

 

“Security Agreement” means the Security Agreement dated as of
the Closing Date among the Loan Parties and the Collateral Agent.

 

“Security Documents” means the Security Agreement, the Pledge
Agreement, the Intellectual Property Security Agreement, the Blocked Account
Agreements, the DDA Notifications, the Credit Card Notifications, and each
other security agreement or other instrument or document executed and delivered
to the Collateral Agent pursuant to this Agreement or any other Loan Document
granting a Lien to secure any of the Obligations.

 

“Settlement Date” has the meaning provided in Section 2.14(a).

 

“Shareholders’ Equity” means, as of any date of determination,
consolidated shareholders’ equity of the Lead Borrower and its Subsidiaries as
of that date determined in accordance with GAAP.

 

“Short-Term Borrowings” means any Loan, the proceeds of which
are used to repay any interest, fees, costs, Credit Party Expenses or any
Unreimbursed Amount incurred in connection with this Agreement or the other
Loan Documents, which is fully repaid by the Borrower, in cash, within 15 days
following notice of such Loan.

 

“Shrink” means Inventory which has been lost, misplaced, stolen,
or is otherwise unaccounted for.

 

“Solvent” and “Solvency” means, with respect to any
Person on a particular date, that on such date (a) at fair valuation, all
of the properties and assets of such Person are greater than the sum of the
debts, including contingent liabilities, of such Person, (b) the present
fair saleable value of the properties and assets of such Person is not less
than the amount that would be required to pay the probable liability of such
Person on its debts as they become absolute and matured, (c) such Person
is able to realize upon its properties and assets and pay its debts and other
liabilities, contingent obligations and other commitments as they mature in the
normal course of business, (d) such Person does not intend to, and does
not believe that it will, incur debts beyond such Person’s ability to pay as
such debts mature, and (e) such Person is not engaged in a business or a
transaction, and is not about to engage in a business or transaction, for which
such Person’s properties and assets would constitute unreasonably small capital
after giving due consideration to the prevailing practices in the industry in
which such Person is engaged.  The amount
of all guarantees at any time shall be computed as the amount that, in light of
all the facts and circumstances existing at the time, can reasonably be
expected to become an actual or matured liability.

 

“Standby Letter of Credit” means any Letter of Credit that is
not a Commercial Letter of Credit and that (a) is used in lieu or in
support of performance guaranties or performance, surety or similar bonds
(excluding appeal bonds) arising in the ordinary course of business, (b) is
used in lieu or in support of stay or appeal bonds, (c) supports the
payment of insurance premiums for 

 

38

 

reasonably necessary casualty insurance carried by any of the Loan
Parties, or (d) supports payment or performance for identified purchases
or exchanges of products or services in the ordinary course of business.

 

“Stated Amount” means at any time the maximum amount for which a
Letter of Credit may be honored.

 

“Statutory Reserve Rate” means a fraction (expressed as a
decimal), the numerator of which is the number one and the denominator of which
is the number one minus the aggregate of the maximum reserve percentages
(including any marginal, special, emergency or supplemental reserves) expressed
as a decimal established by the FRB to which Wells Fargo Bank is
subject with respect to the Adjusted LIBO Rate, for eurocurrency funding
(currently referred to as “Eurocurrency Liabilities” in Regulation D of
the Board). Such reserve percentages shall include those imposed pursuant to
such Regulation D.  LIBO Rate Loans
shall be deemed to constitute eurocurrency funding and to be subject to such
reserve requirements without benefit of or credit for proration, exemptions or
offsets that may be available from time to time to any Lender under such
Regulation D or any comparable regulation. The Statutory Reserve Rate
shall be adjusted automatically on and as of the effective date of any change
in any reserve percentage.

 

“Store” means any retail store (which may include any real
property, fixtures, Equipment, Inventory and other property related thereto)
operated, or to be operated, by any Loan Party.

 

“Subordinated Indebtedness” means Indebtedness which is
expressly subordinated in right of payment to the prior payment in full of the
Obligations and which is in form and on terms approved in writing by the
Administrative Agent.

 

“Subsidiary” of a Person means a corporation, partnership, joint
venture, limited liability company or other business entity of which a majority
of the Equity Interests having ordinary voting power for the election of
directors or other governing body are at the time beneficially owned, or the
management of which is otherwise controlled, directly, or indirectly through
one or more intermediaries, or both, by such Person.  Unless otherwise specified, all references
herein to a “Subsidiary” or to “Subsidiaries” shall refer to a Subsidiary or
Subsidiaries of a Loan Party.

 

“Swap Contract” means (a) any and all rate swap transactions,
basis swaps, credit derivative transactions, forward rate transactions,
commodity swaps, commodity options, forward commodity contracts, equity or
equity index swaps or options, bond or bond price or bond index swaps or
options or forward bond or forward bond price or forward bond index
transactions, interest rate options, forward foreign exchange transactions, cap
transactions, floor transactions, collar transactions, currency swap
transactions, cross-currency rate swap transactions, currency options, spot
contracts, or any other similar transactions or any combination of any of the
foregoing (including any options to enter into any of the foregoing), whether
or not any such transaction is governed by or subject to any master agreement,
and (b) any and all transactions of any kind, and the related
confirmations, which are subject to the terms and conditions of, or governed
by, any form of master agreement published by the International Swaps and
Derivatives Association, Inc., any International Foreign Exchange Master
Agreement, or any other master agreement (any such master agreement, together
with any related schedules, a “Master Agreement”), including any such
obligations or liabilities under any Master Agreement.

 

“Swap Termination Value” means, in respect of any one or more
Swap Contracts, after taking into account the effect of any legally enforceable
netting agreement relating to such Swap Contracts, (a) for any date on or
after the date such Swap Contracts have been closed out and

 

39

 

termination value(s) determined in accordance therewith, such
termination value(s), and (b) for any date prior to the date referenced in
clause (a), the amount(s) determined as the mark-to-market value(s) for
such Swap Contracts, as determined based upon one or more mid-market or other
readily available quotations provided by any recognized dealer in such Swap
Contracts (which may include a Lender or any Affiliate of a Lender).

 

“Swing Line” means the revolving credit facility made available
by the Swing Line Lender pursuant to Section 2.04.

 

“Swing Line Borrowing” means a borrowing of a Swing Line Loan
pursuant to Section 2.04.

 

“Swing Line Lender” means Wells Fargo Retail Finance, LLC, its
capacity as provider of Swing Line Loans, or any successor swing line lender
hereunder.

 

“Swing Line Loan” has the meaning specified in Section 2.04(a).

 

“Swing Line Loan Notice” means a notice of a Swing Line
Borrowing pursuant to Section 2.04(b), which, if in writing, shall
be substantially in the form of Exhibit B.

 

“Swing Line Loan Note” means the promissory note of the
Borrowers substantially in the form of Exhibit C-2, payable to the
order of the Swing Line Lender, evidencing the Swing Line Loans made by the
Swing Line Lender.

 

“Swing Line Sublimit” means an amount equal to the lesser of (a) $10,000,000,
and (b) the Aggregate Commitments. 
The Swing Line Sublimit is part of, and not in addition to, the
Aggregate Commitments.

 

“Synthetic Lease” shall mean each
arrangement, however described, under which the obligor accounts for its
interest in the property covered thereby under GAAP as lessee of a lease which
is not a Capital Lease and accounts for its interest in the property covered
thereby for Federal income tax purposes to the owner.

 

“Synthetic Lease Interest Component” shall
mean, with respect to any Person for any period, the portion of rent paid or
payable (without duplication) for such period under Synthetic Leases of such
Person that would be treated as interest in accordance with Financial
Accounting Standards Board Statement No. 13 if such Synthetic Leases were
treated as capital leases under GAAP.

 

“Synthetic Lease Obligation” means the monetary obligation of a
Person under (a) a so-called synthetic, off-balance sheet or tax retention
lease, or (b) an agreement for the use or possession of property
(including sale-leaseback transactions), in each case, creating obligations
that do not appear on the balance sheet of such Person but which, upon the
application of any Debtor Relief Laws to such Person, would be characterized as
the indebtedness of such Person (without regard to accounting treatment).

 

“Taxes” means all present or future taxes, levies, imposts,
duties, deductions, withholdings, assessments, fees or other charges imposed by
any Governmental Authority, including any interest, additions to tax or
penalties applicable thereto.

 

“Termination Date” means the earliest to occur of (i) the
Maturity Date, (ii) the date on which the maturity of the Obligations is
accelerated (or deemed accelerated) and the Commitments are irrevocably
terminated (or deemed terminated) in accordance with Article VIII.

 

“Total Funded Debt” shall mean all Indebtedness (to the extent
included as Indebtedness in accordance with GAAP) of the Loan Parties on a
Consolidated basis.

 

“Total Outstandings” means the aggregate Outstanding Amount of
all Loans and all L/C Obligations.

 

“Trade Receivables Advance Rate” means 85%.

 

40

 

“Trading with the Enemy Act” has the meaning set forth in Section 10.18.

 

“Type” means, with respect to a Committed Loan, its character as
a Base Rate Loan or a LIBO Rate Loan.

 

“UCC” or “Uniform Commercial Code” means the Uniform
Commercial Code as in effect from time to time in the State of New York; provided,
however, that if a term is defined in Article 9 of the Uniform
Commercial Code differently than in another Article thereof, the term
shall have the meaning set forth in Article 9; provided further that, if
by reason of mandatory provisions of law, perfection, or the effect of
perfection or non-perfection, of a security interest in any Collateral or the
availability of any remedy hereunder is governed by the Uniform Commercial Code
as in effect in a jurisdiction other than New York, “Uniform Commercial Code”
means the Uniform Commercial Code as in effect in such other jurisdiction for
purposes of the provisions hereof relating to such perfection or effect of
perfection or non-perfection or availability of such remedy, as the case may
be.

 

“UFCA “ has the
meaning specified in Section 10.21(d).

 

“UFTA” has the meaning specified in Section 10.21(d).

 

“Unfunded Pension Liability” means the excess of a Pension Plan’s
benefit liabilities under Section 4001(a)(16) of ERISA, over the current
value of that Pension Plan’s assets, determined in accordance with the
assumptions used for funding the Pension Plan pursuant to Section 412 of
the Code for the applicable plan year.

 

“United States” and “U.S.” mean the United States of
America.

 

“Unreimbursed Amount” has the meaning specified in Section 2.03(c)(i).

 

“Usage Event Period” means, any period during which any of the
following conditions exists: (i) a Default or Event of Default has
occurred and is continuing, (ii) Availability is less than or equal to 50%
of the Loan Cap, (iii) the Loan Parties maintain (a) on a 30 day
average basis, less than $30,000,000 of cash and cash equivalents of the type
described in clauses (a) through (e) of the definition of Permitted Investments,
or (b) at any time, less than $20,000,000 of cash and cash equivalents of
the type described in clauses (a) through (e) of the definition of
Permitted Investments, or (iv) Total Outstandings (other than the undrawn
amount available to be drawn under outstanding Letters of Credit and Short-Term
Borrowings) is greater than zero.  The “Usage
Event Period” shall commence with and include the Fiscal Month during which any
such condition first occurred and continue until the expiration of 30 consecutive
Business Days after the date on which no such conditions exist.

 

“Wells Fargo Bank” means Wells Fargo Bank, N.A., a national
banking association.

 

1.02        Other Interpretive
Provisions. With reference to this Agreement and each
other Loan Document, unless otherwise specified herein or in such other Loan
Document:

 

(a)           The definitions of terms
herein shall apply equally to the singular and plural forms of the terms
defined.  Whenever the context may
require, any pronoun shall include the corresponding masculine, feminine and
neuter forms.  The words “include,”
“includes” and “including” shall be deemed to be followed by the
phrase “without limitation.”  The word “will”
shall be construed to have the same meaning and effect as the word “shall.”  Unless the context requires otherwise, (i) any
definition of or reference to any agreement, instrument or other document
(including any Organization Document) shall be construed as referring to such
agreement, instrument or other document as from time to time amended, supplemented
or otherwise modified (subject to any restrictions on such amendments,
supplements or modifications set forth herein or in any other Loan Document), (ii) any
reference herein to any Person shall be construed to include such Person’s
successors and assigns, (iii) the words “herein,” “hereof”
and “hereunder,” and words of similar import when used in any Loan Document,
shall be construed to refer to such Loan Document in its entirety and not to
any

 

41

 

particular
provision thereof, (iv) all references in a Loan Document to Articles,
Sections, Exhibits and Schedules shall be construed to refer to Articles and
Sections of, and Exhibits and Schedules to, the Loan Document in which such
references appear, (v) any reference to any law shall include all
statutory and regulatory provisions consolidating, amending replacing or
interpreting such law and any reference to any law or regulation shall, unless
otherwise specified, refer to such law or regulation as amended, modified or
supplemented from time to time, and (vi) the words “asset” and “property”
shall be construed to have the same meaning and effect and to refer to any and
all tangible and intangible assets and properties, including cash, securities,
accounts and contract rights.

 

(b)           In the computation of periods of time
from a specified date to a later specified date, the word “from” means “from
and including;” the words “to” and “until” each mean “to
but excluding;” and the word “through” means “to and including.”

 

(c)           Section headings herein and in
the other Loan Documents are included for convenience of reference only and
shall not affect the interpretation of this Agreement or any other Loan
Document.

 

(d)           In the case of any component of the
calculation of Reserves or Borrowing Base that provides for a determination to
be made in the Administrative Agent’s discretion, such discretion shall be
exercised by the Administrative Agent in its Permitted Discretion.

 

1.03        Accounting
Terms

 

(a)           Generally.  All accounting terms not specifically or
completely defined herein shall be construed in conformity with, and all
financial data (including financial ratios and other financial calculations)
required to be submitted pursuant to this Agreement shall be prepared in
conformity with, GAAP applied on a consistent basis, as in effect from time to
time, applied in a manner consistent with that used in preparing the Audited
Financial Statements, except as otherwise specifically prescribed
herein.

 

(b)           Changes in GAAP.  If at any time any change in GAAP would
affect the computation of any financial ratio or requirement set forth in any
Loan Document, and either the Lead Borrower or the Required Lenders shall so
request, the Administrative Agent, the Lenders and the Lead Borrower shall
negotiate in good faith to amend such ratio or requirement to preserve the
original intent thereof in light of such change in GAAP (subject to the
approval of the Required Lenders); provided that, until so
amended, (i) such ratio or requirement shall continue to be computed in
accordance with GAAP prior to such change therein and (ii) the Lead
Borrower shall provide to the Administrative Agent and the Lenders financial
statements and other documents required under this Agreement or as reasonably
requested hereunder setting forth a reconciliation between calculations of such
ratio or requirement made before and after giving effect to such change in
GAAP.

 

1.04        Rounding.
Any financial ratios required to be maintained by the Borrowers pursuant to
this Agreement shall be calculated by dividing the appropriate component by the
other component, carrying the result to one place more than the number of
places by which such ratio is expressed herein and rounding the result up or
down to the nearest number (with a rounding-up if there is no nearest number).

 

1.05        Times of Day.
Unless otherwise specified, all references herein to times of day shall be
references to Eastern time (daylight or standard, as applicable).

 

1.06        Letter of Credit
Amounts. Unless otherwise specified, all references
herein to the amount of a Letter of Credit at any time shall be deemed to be
the Stated Amount of such Letter of Credit in effect at such time; provided,
however, that with respect to any Letter of Credit that, by its terms or the
terms of any Issuer Documents related
thereto, provides for one or more automatic increases in the Stated Amount
thereof, the amount of such Letter of Credit shall be

 

42

 

deemed to be the maximum Stated Amount of
such Letter of Credit after giving effect to all such increases, whether or not
such maximum Stated Amount is in effect at such time.

 

1.07        Currency Equivalents
Generally. Any amount specified in this Agreement
(other than in Articles II, IX and X) or any of the other
Loan Documents to be in Dollars shall also include the equivalent of such
amount in any currency other than Dollars, such equivalent amount thereof in
the applicable currency to be determined by the Administrative Agent at such
time on the basis of the Spot Rate (as defined below) for the purchase of such
currency with Dollars.  For purposes of
this Section 1.07, the “Spot Rate” for a currency means the
rate determined by the Administrative Agent to be the rate quoted by the Person
acting in such capacity as the spot rate for the purchase by such Person of
such currency with another currency through its principal foreign exchange trading
office at approximately 11:00 a.m. on the date two Business Days prior to
the date of such determination; provided that the Administrative Agent
may obtain such spot rate from another financial institution designated by the
Administrative Agent if the Person acting in such capacity does not have as of
the date of determination a spot buying rate for any such currency.

 

ARTICLE
II

THE COMMITMENTS AND CREDIT EXTENSIONS

 

2.01        Committed Loans;
Reserves. (a) Subject to the terms and conditions
set forth herein, each Lender severally agrees to make loans (each such loan, a
“Committed Loan”) to the Borrowers from time to time, on any Business
Day during the Availability Period, in an aggregate amount not to exceed at any
time outstanding the lesser of (x) the amount of such Lender’s Commitment,
or (y) such Lender’s Applicable Percentage of the Borrowing Base; subject
in each case to the following limitations:

 

(i)            after giving effect to any
Committed Borrowing, the Total Outstandings shall not exceed the lesser of (A) the
Aggregate Commitments, or (B) the Borrowing Base;

 

(ii)           after giving effect to any Committed
Borrowing, the aggregate Outstanding Amount of the Committed Loans of any
Lender, plus such Lender’s Applicable Percentage of the Outstanding
Amount of all L/C Obligations, plus such Lender’s Applicable Percentage
of the Outstanding Amount of all Swing Line Loans shall not exceed such Lender’s
Commitment;

 

(iii)          the Outstanding Amount of all L/C
Obligations shall not at any time exceed the Letter of Credit Sublimit; and

 

(iv)          after giving effect to all Credit
Extensions, no Overadvance shall exist.

 

Within the limits of each Lender’s
Commitment, and subject to the other terms and conditions hereof, the Borrowers
may borrow under this Section 2.01, prepay under Section 2.05,
and reborrow under this Section 2.01.  Committed Loans may be Base Rate Loans or
LIBO Rate Loans, as further provided herein.

 

(b)           The following are the
Reserves which may be established as of the Closing Date:

 

(i)            rent (an Availability Reserve): An
amount equal to two (2) months’ rent for all of the Borrowers’ leased
locations in each Landlord Lien State, other than leased locations with respect
to which the Collateral Agent has received a Collateral Access Agreement in
form reasonably satisfactory to the Collateral Agent;

 

(ii)           Customer Credit Liabilities (an
Availability Reserve);

 

(iii)          self funded health insurance (an
Availability Reserve);

 

(iv)          Shrink (an Inventory
Reserve); and

 

(v)           any additional Reserves described in
the Borrowing Base Certificate delivered on the Closing Date.

 

43

 

(c)           The Administrative Agent
shall have the right, at any time and from time to time on or after the Closing
Date in its discretion to
establish new, or modify or eliminate any existing, eligibility criteria or
Reserves.

 

2.02        Borrowings, Conversions
and Continuations of Committed Loans.

 

(a)           Committed Loans (other than
Swing Line Loans) shall be either Base Rate Loans or LIBO Loans as the Lead
Borrower may request subject to and in accordance with this Section 2.02.  All Swing Line Loans shall be only Base Rate
Loans.  Subject to the other provisions
of this Section 2.02, Committed Borrowings of more than one Type
may be incurred at the same time.

 

(b)           Each Committed Borrowing, each
conversion of Committed Loans from one Type to the other, and each continuation
of LIBO Rate Loans shall be made upon the Lead Borrower’s irrevocable notice to
the Administrative Agent, which may be given by telephone.  Each such notice must be received by the
Administrative Agent not later than 11:00 a.m. (i) three Business
Days prior to the requested date of any Borrowing of, conversion to or
continuation of LIBO Rate Loans or of any conversion of LIBO Rate Loans to Base
Rate Loans, and (ii) one Business Day prior to the requested date of any
Borrowing of Base Rate Loans.  Each
telephonic notice by the Lead Borrower pursuant to this Section 2.02(b) must
be confirmed promptly by delivery to the Administrative Agent of a written
Committed Loan Notice, appropriately completed and signed by a Responsible
Officer of the Lead Borrower.  Each
Borrowing of, conversion to or continuation of LIBO Rate Loans shall be in a
principal amount of $1,000,000 or a whole multiple of $500,000 in excess
thereof.  Except as provided in Sections
2.03(c) and 2.04(c), each Borrowing of or conversion to Base
Rate Loans shall be in a principal amount of $500,000 or a whole multiple of
$100,000 in excess thereof.  Each
Committed Loan Notice (whether telephonic or written) shall specify (i) whether
the Lead Borrower is requesting a Committed Borrowing, a conversion of
Committed Loans from one Type to the other, or a continuation of LIBO Rate
Loans, (ii) the requested date of the Borrowing, conversion or
continuation, as the case may be (which shall be a Business Day), (iii) the
principal amount of Committed Loans to be borrowed, converted or continued, (iv) the
Type of Committed Loans to be borrowed or to which existing Committed Loans are
to be converted, and (v) if applicable, the duration of the Interest
Period with respect thereto.  If the Lead
Borrower fails to specify a Type of Committed Loan in a Committed Loan Notice
or if the Lead Borrower fails to give a timely notice requesting a conversion
or continuation, then the applicable Committed Loans shall be made as, or
converted to, Base Rate Loans.  Any such
automatic conversion to Base Rate Loans shall be effective as of the last day
of the Interest Period then in effect with respect to the applicable LIBO Rate
Loans.  If the Lead Borrower requests a
Borrowing of, conversion to, or continuation of LIBO Rate Loans in any such
Committed Loan Notice, but fails to specify an Interest Period, it will be
deemed to have specified an Interest Period of one month.  Notwithstanding anything to the contrary
herein, a Swing Line Loan may not be converted to a LIBO Rate Loan.

 

(c)           Following receipt of a Committed Loan
Notice, the Administrative Agent shall promptly notify each Lender of the
amount of its Applicable Percentage of the applicable Committed Loans, and if
no timely notice of a conversion or continuation is provided by the Lead
Borrower, the Administrative Agent shall notify each Lender of the details of
any automatic conversion to Base Rate Loans described in Section 2.02(b).  In the case of a Committed Borrowing, each
Lender shall make the amount of its Committed Loan available to the
Administrative Agent in immediately available funds at the Administrative Agent’s
Office not later than 1:00 p.m. on the Business Day specified in the
applicable Committed Loan Notice.  Upon
satisfaction of the applicable conditions set forth in Section 4.02
(and, if such Borrowing is the initial Credit Extension, Section 4.01),
the Administrative Agent shall use reasonable efforts to make all funds so
received available to the Borrowers in like funds by no later than 4:00 p.m.
on the day of receipt by the Administrative Agent either by (i) crediting
the account of the Lead Borrower on the books of the Administrative Agent with
the amount of such funds or (ii) wire transfer of such funds, in each case
in accordance with instructions provided to (and reasonably acceptable to) the
Administrative Agent by the Lead Borrower; provided, however,
that if, on the date the Committed Loan Notice with respect to such Borrowing
is given by the Lead Borrower, there are L/C Borrowings

 

44

 

outstanding, then the proceeds of such Borrowing, first,
shall be applied to the payment in full of any such L/C Borrowings, and second,
shall be made available to the Borrowers as provided above.

 

(d)           The Administrative Agent, without the
request of the Lead Borrower, may advance any interest, fee, expenses, service
charge, Credit Party Expenses, or other payment to which any Credit Party is
entitled from the Loan Parties pursuant hereto or any other Loan Document, in
each case, as and when due and payable, and may charge the same to the Loan
Account notwithstanding that an Overadvance may result thereby.  The Administrative Agent shall advise the
Lead Borrower of any such advance or charge promptly after the making
thereof.  Such action on the part of the
Administrative Agent shall not constitute a waiver of the Administrative Agent’s
rights and the Borrowers’ obligations under Section 2.05.  Any amount which is added to the principal
balance of the Loan Account as provided in this Section 2.02(d) shall
bear interest at the interest rate then and thereafter applicable to Base Rate
Loans.

 

(e)           Except as otherwise provided herein,
a LIBO Rate Loan may be continued or converted only on the last day of an Interest
Period for such LIBO Rate Loan.  Upon the
occurrence and during the continuation of an Event of Default, the
Administrative Agent may, and at the direction of the Required Lenders shall,
prohibit Loans from being requested as, converted to, or continued as, LIBO
Rate Loans.

 

(f)            The Administrative Agent shall
promptly notify the Lead Borrower and the Lenders of the interest rate
applicable to any Interest Period for LIBO Rate Loans upon determination of
such interest rate.  At any time that Base
Rate Loans are outstanding, the Administrative Agent shall notify the Lead
Borrower and the Lenders of any change in Wells Fargo Bank’s prime rate used in
determining the Base Rate promptly following the public announcement of such
change.

 

(g)           After giving effect to all Committed
Borrowings, all conversions of Committed Loans from one Type to the other, and
all continuations of Committed Loans as the same Type, there shall not be more
than five (5) Interest Periods in effect with respect to Committed Loans.

 

(h)           The Administrative Agent, the
Lenders, the Swing Line Lender and the L/C Issuer shall have no obligation to
make any Loan, or to cause the issuance of or provide any Letter of Credit, if
an Overadvance would result.  The
Administrative Agent may, in its discretion, make Permitted Overadvances
without the consent of the Lenders, the Swing Line Lender and the L/C Issuer
and each Lender shall be bound thereby. 
Any Permitted Overadvance may constitute a Swing Line Loan. A Permitted
Overadvance is for the account of the Borrowers and shall constitute a Loan and
an Obligation and shall be repaid by the Borrowers in accordance with the
provisions of Section 2.05(c). 
The making of any such Permitted Overadvance on any one occasion shall
not obligate the Administrative Agent or any Lender to make or permit any
Permitted Overadvance on any other occasion or to permit such Permitted
Overadvances to remain outstanding. The making by the Administrative Agent of a
Permitted Overadvance shall not modify or abrogate any of the provisions of Section 2.03
regarding the Lenders’ obligations to purchase participations with respect to
Letters of Credit or of Section 2.04 regarding the Lenders’
obligations to purchase participations with respect to Swing Line Loans.  Without limiting the foregoing, the
Administrative Agent shall have no liability for, and no Loan Party or Credit
Party shall have the right to, or shall, bring any claim of any kind whatsoever
against the Administrative Agent with respect to “inadvertent Overadvances”
(i.e. where an Overadvance results from changed circumstances beyond the
control of the Administrative Agent (such as a reduction in the collateral
value)) regardless of the amount of any such Overadvance(s).

 

2.03        Letters of Credit.

 

(a)           The Letter of Credit
Commitment.

 

(i)            Subject to the terms and conditions set forth
herein, (A) the Administrative Agent, in reliance upon the
agreements of the Lenders set forth in this Section 2.03, shall
cause the L/C Issuer from time to time on any Business Day during the period
from the Closing Date until the Letter of Credit Expiration Date, to issue Letters of Credit for the account
of the Borrowers, and to amend or extend Letters of Credit previously issued by
the L/C

 

45

 

Issuer,
in accordance with Section 2.03(b) below; and (B) the
Lenders severally agree to participate in Letters of Credit issued for the
account of the Borrowers and any drawings thereunder; provided that
after giving effect to any L/C Credit Extension with respect to any Letter of
Credit, (x) the Total Outstandings shall not exceed the lesser of the
Aggregate Commitments or the Borrowing Base, (y) the aggregate Outstanding
Amount of the Committed Loans of any Lender, plus such Lender’s
Applicable Percentage of the Outstanding Amount of all L/C Obligations, plus
such Lender’s Applicable Percentage of the Outstanding Amount of all Swing Line
Loans shall not exceed such Lender’s Commitment, and (z) the Outstanding
Amount of the L/C Obligations shall not exceed the Letter of Credit
Sublimit.  Each request by the Lead
Borrower for the issuance or amendment of a Letter of Credit shall be deemed to
be a representation by the Borrowers that the L/C Credit Extension so requested
complies with the conditions set forth in the proviso to the preceding
sentence.  Within the foregoing limits,
and subject to the terms and conditions hereof, the Borrowers’ ability to
obtain Letters of Credit shall be fully revolving, and accordingly the
Borrowers may, during the foregoing period, obtain Letters of Credit to replace
Letters of Credit that have expired or that have been drawn upon and
reimbursed.  Any L/C Issuer (other than Wells
Fargo Bank or any of its
Affiliates) shall notify the Administrative Agent in writing on each Business
Day of all Letters of Credit issued on the prior Business Day by such L/C
Issuer.  All Existing Letters of Credit
shall be deemed to have been issued pursuant hereto, and from and after the
Closing Date shall be subject to and governed by the terms and conditions
hereof (notwithstanding the fact that the Existing Letters of Credit were
issued for the account of the Parent and not the Borrowers).

 

(ii)           No Letter of Credit shall be issued
if:

 

(A)          subject to Section 2.03(b)(iii),
the expiry date of such requested Standby Letter of Credit would occur more
than twelve months after the date of issuance or last extension, unless the
Required Lenders have approved such expiry date; or

 

(B)          subject
to Section 2.03(b)(iii), the expiry date of such requested
Commercial Letter of Credit would occur more than 120 days after the date of
issuance or last extension, unless the Required Lenders have approved such
expiry date; or

 

(C)          the
expiry date of such requested Letter of Credit would occur after the Letter of
Credit Expiration Date, unless either such Letter of Credit is Cash
Collateralized on or prior to the Letter of Credit Expiration Date or all the
Lenders have approved such expiry date.

 

(iii)          No Letter of Credit shall be issued, without the prior consent of the
Administrative Agent, if:

 

(A)          any order, judgment or decree of any
Governmental Authority or arbitrator shall by its terms purport to enjoin or
restrain the L/C Issuer from issuing such Letter of Credit, or any Law
applicable to the L/C Issuer or any request or directive (whether or not having
the force of law) from any Governmental Authority with jurisdiction over the
L/C Issuer shall prohibit, or request that the L/C Issuer refrain from, the
issuance of letters of credit generally or such Letter of Credit in particular
or shall impose upon the L/C Issuer with respect to such Letter of Credit any
restriction, reserve or capital requirement (for which the L/C Issuer is not
otherwise compensated hereunder) not in effect on the Closing Date, or shall
impose upon the L/C Issuer any unreimbursed 

 

46

 

loss, cost or expense which was not applicable on the Closing Date and
which the L/C Issuer in good faith deems material to it;

 

(B)          the
issuance of such Letter of Credit would violate one or more policies of the L/C
Issuer applicable to letters of credit generally;

 

(C)          except
as otherwise agreed by the Administrative Agent and the L/C Issuer, such Letter
of Credit is in an initial Stated Amount less than $50,000, in the case of a
Commercial Letter of Credit, or $100,000, in the case of a Standby Letter of
Credit;

 

(D)          such
Letter of Credit is to be denominated in a currency other than Dollars;

 

(E)           such Letter of Credit contains any provisions for
automatic reinstatement of the Stated Amount after any drawing thereunder; or

 

(F)           a default of any Lender’s obligations to fund
under Section 2.03(c) exists or any Lender is at such time a
Defaulting Lender or Deteriorating Lender hereunder, unless the Administrative Agent or the L/C Issuer has
entered into satisfactory arrangements with the Borrowers or such Lender to
eliminate the L/C Issuer’s risk with respect to such Lender.

 

(iv)          The Borrowers shall not permit any Letter of Credit to be amended if (A) the
L/C Issuer would not be permitted at such time to issue such Letter of Credit
in its amended form under the terms hereof or (B) if the beneficiary of
such Letter of Credit does not accept the proposed amendment to such Letter of
Credit.

 

(v)           The L/C Issuer shall act on behalf of
the Lenders with respect to any Letters of Credit issued by it and the
documents associated therewith, and the L/C Issuer shall have all of the
benefits and immunities (A) provided to the Administrative Agent in Article IX
with respect to any acts taken or omissions suffered by the L/C Issuer in
connection with Letters of Credit issued by it or proposed to be issued by it
and Issuer Documents pertaining to such Letters of Credit as fully as if the
term “Administrative Agent” as used in Article IX included the L/C
Issuer with respect to such acts or omissions, and (B) as additionally
provided herein with respect to the L/C Issuer.

 

(b)           Procedures for Issuance and
Amendment of Letters of Credit; Auto-Extension Letters of Credit.

 

(i)            Each Letter of Credit shall be issued or
amended, as the case may be, upon the request of the Lead Borrower delivered to
the L/C Issuer (with a copy to the Administrative Agent) in the form of a
Letter of Credit Application, appropriately completed and signed by a
Responsible Officer of the Lead Borrower. 
Any Letter of Credit Application or other document delivered hereunder
that is signed by a Responsible Person shall be conclusively presumed to have
been authorized by all necessary corporate, partnership and/or other action,
and such Responsible Officer shall be conclusively presumed to have acted on
behalf of the Borrowers.  Such Letter of
Credit Application must be received by the Administrative Agent and the L/C
Issuer not later than 11:00 a.m. at least two Business Days (or such other
date and time as the Administrative Agent and the L/C Issuer may agree in a
particular instance in their sole discretion) prior to the proposed issuance
date or date of amendment, as the case may be. 
Promptly after receipt of any Letter of Credit Application, the
Administrative Agent will confirm with the L/C Issuer (other than Wells
Fargo Bank or any of its Affiliates),
by telephone or in writing, that the L/C Issuer has received a copy of such
Letter of Credit Application from the Lead Borrower and, if not, the
Administrative Agent will provide the L/C Issuer with a copy thereof.  In
the case of a request for an initial issuance of a Letter of Credit, such
Letter of Credit 

 

47

 

Application
shall specify in form and detail satisfactory to the Administrative Agent and
the L/C Issuer: (A) the proposed issuance date of the requested Letter of
Credit (which shall be a Business Day); (B) the amount thereof; (C) the
expiry date thereof; (D) the name and address of the beneficiary thereof; (E) the
documents to be presented by such beneficiary in case of any drawing
thereunder; (F) the full text of any certificate to be presented by such
beneficiary in case of any drawing thereunder; and (G) such other matters
as the Administrative Agent or the L/C Issuer may require.  In the case of a request for an amendment of
any outstanding Letter of Credit, such Letter of Credit Application shall
specify in form and detail satisfactory to the Administrative Agent and the L/C
Issuer (A) the Letter of Credit to be amended; (B) the proposed date
of amendment thereof (which shall be a Business Day); (C) the nature of
the proposed amendment; and (D) such other matters as the Administrative
Agent or the L/C Issuer may require. 
Additionally, the Lead Borrower shall furnish to the L/C Issuer and the
Administrative Agent such other documents and information pertaining to
such requested Letter of Credit issuance or amendment, including any Issuer
Documents, as the L/C Issuer or the Administrative Agent may require.

 

(ii)           Unless the L/C Issuer has received
written notice from any Lender, the Administrative Agent or any Loan Party, at
least one Business Day prior to the requested date of issuance or amendment of
the applicable Letter of Credit, that one or more applicable conditions
contained in Article IV shall not then be satisfied, then, subject
to the terms and conditions hereof, the L/C Issuer shall, on the requested
date, issue a Letter of Credit for the account of the applicable Borrower or
enter into the applicable amendment, as the case may be, in each case in
accordance with the L/C Issuer’s usual and customary business practices.  Immediately upon the issuance or amendment of
each Letter of Credit, each Lender shall be deemed to (without any further
action), and hereby irrevocably and unconditionally agrees to, purchase from
the L/C Issuer, without recourse or warranty, a risk participation in such
Letter of Credit in an amount equal to the product of such Lender’s Applicable
Percentage times the amount of such Letter of Credit.  Upon any change in the Commitments under this
Agreement, it is hereby agreed that with respect to all L/C Obligations, there
shall be an automatic adjustment to the participations hereby created to
reflect the new Applicable Percentages of the assigning and assignee Lenders.

 

(iii)          If the Lead Borrower so requests in
any applicable Letter of Credit Application, the Administrative Agent may, in
its sole and absolute discretion, cause the L/C Issuer to issue a Standby
Letter of Credit that has automatic extension provisions (each, an “Auto-Extension
Letter of Credit”); provided that any such Auto-Extension Letter of
Credit must permit the L/C Issuer to prevent any such extension at least once
in each twelve-month period (commencing with the date of issuance of such
Standby Letter of Credit) by giving prior notice to the beneficiary thereof not
later than a day (the “Non-Extension Notice Date”) in each such
twelve-month period to be agreed upon at the time such Standby Letter of Credit
is issued.  Unless otherwise directed by
the Administrative Agent or the L/C Issuer, the Lead Borrower shall not be
required to make a specific request to the Administrative Agent or the L/C
Issuer for any such extension.  Once an
Auto-Extension Letter of Credit has been issued, the Lenders shall be deemed to
have authorized (but may not require) the L/C Issuer to permit the extension of
such Standby Letter of Credit at any time to an expiry date not later than the
Letter of Credit Expiration Date; provided, however, that the
Administrative Agent shall instruct the L/C Issuer not to permit any such
extension if (A) the Administrative Agent has determined that it would not
be permitted, or would have no obligation, at such time to cause or have the
L/C Issuer issue 

 

48

 

such
Standby Letter of Credit in its revised form (as extended) under the terms
hereof (by reason of the provisions of clause (ii) or (iii) of
Section 2.03(a) or otherwise), or (B) the L/C Issuer has
received notice (which may be by telephone or in writing) on or before the day
that is five Business Days before the Non-Extension Notice Date (1) from
the Administrative Agent that the Required Lenders have elected not to permit
such extension or (2) from the Administrative Agent, any Lender or the
Lead Borrower that one or more of the applicable conditions specified in Section 4.02
is not then satisfied, and in each such case directing the L/C Issuer not to
permit such extension.

 

(iv)          Promptly after its delivery of any Letter of Credit or any amendment to
a Letter of Credit to an advising bank with respect thereto or to the
beneficiary thereof, the L/C Issuer will also deliver to the Lead Borrower and the
Administrative Agent a true and complete copy of such Letter of Credit or
amendment.

 

(c)           Drawings and Reimbursements;
Funding of Participations.

 

(i)            Upon receipt from the beneficiary of any
Letter of Credit of any notice of a drawing under such Letter of Credit, the
Administrative Agent shall notify the Lead Borrower thereof; provided, however,
that any failure to give or delay in giving such notice shall not relieve the
Borrowers of their obligation to reimburse the L/C Issuer and the Lenders with
respect to any such payment.  Not later
than 11:00 a.m. on the date of any payment by the L/C Issuer under a
Letter of Credit (each such date, an “Honor Date”), the Borrowers shall
reimburse the L/C Issuer through the Administrative Agent on the same day in an
amount equal to the amount of such drawing, less the amount of any funds
withdrawn by the L/C Issuer from account number 4121499255, maintained at Wells
Fargo Bank (or such other account maintained at Wells Fargo Bank as the
Borrowers shall designate from time to time in writing), that the L/C Issuer
used to repay such drawing, provided, that the Administrative
Agent has received written notice of such withdrawal and the amount
thereof.  If the Borrowers fail to fully
reimburse the L/C Issuer by such time, the Administrative Agent shall promptly
notify each Lender of the Honor Date, the amount of the unreimbursed drawing
(the “Unreimbursed Amount”), and the amount of such Lender’s Applicable
Percentage thereof.  In such event, the
Borrowers shall be deemed to have requested a Committed Borrowing of Base Rate
Loans to be disbursed on the Honor Date in an amount equal to the Unreimbursed
Amount, without regard to the minimum and multiples specified in Section 2.02
for the principal amount of Base Rate Loans, but subject to the amount of the
unutilized portion of the Aggregate Commitments and the conditions set forth in
Section 4.02 (other than the delivery of a Committed Loan
Notice).  Any notice given by the L/C
Issuer or the Administrative Agent pursuant to this Section 2.03(c)(i) may
be given by telephone or electronic means.

 

(ii)           Each Lender shall upon any notice
pursuant to Section 2.03(c)(i) make funds available to the
Administrative Agent for the account of the L/C Issuer at the Administrative
Agent’s Office in an amount equal to its Applicable Percentage of the
Unreimbursed Amount not later than 1:00 p.m. on the Business Day specified
in such notice by the Administrative Agent, whereupon, subject to the
provisions of Section 2.03(c)(iii), each Lender that so makes funds
available shall be deemed to have made a Base Rate Loan to the Borrowers in
such amount.  The Administrative Agent
shall remit the funds so received to the L/C Issuer.

 

(iii)          With respect to any Unreimbursed
Amount that is not fully refinanced by a Committed Borrowing of Base Rate Loans
because the conditions set forth in Section 4.02 cannot be
satisfied or for any other reason, the Borrowers shall be deemed to have
incurred from the L/C Issuer an L/C Borrowing in the amount of the Unreimbursed
Amount that 

 

49

 

is not so refinanced,
which L/C Borrowing shall be due and payable on demand (together with interest)
and shall bear interest at the Default Rate. 
In such event, each Lender’s payment to the Administrative Agent for the
account of the L/C Issuer pursuant to Section 2.03(c)(ii) shall
be deemed payment in respect of its participation in such L/C Borrowing and
shall constitute an L/C Advance from such Lender in satisfaction of its participation
obligation under this Section 2.03.

 

(iv)          Until each Lender funds its Committed
Loan or L/C Advance pursuant to this Section 2.03(c) to
reimburse the L/C Issuer for any amount drawn under any Letter of Credit,
interest in respect of such Lender’s Applicable Percentage of such amount shall
be solely for the account of the L/C Issuer.

 

(v)           Each Lender’s obligation to make
Committed Loans or L/C Advances to reimburse the L/C Issuer for amounts drawn
under Letters of Credit, as contemplated by this Section 2.03(c),
shall be absolute and unconditional and shall not be affected by any
circumstance, including (A) any setoff, counterclaim, recoupment, defense
or other right which such Lender may have against the L/C Issuer, any Borrower
or any other Person for any reason whatsoever; (B) the occurrence or
continuance of a Default, or (C) any other occurrence, event or condition,
whether or not similar to any of the foregoing; provided, however,
that each Lender’s obligation to make Committed Loans pursuant to this Section 2.03(c) is
subject to the conditions set forth in Section 4.02 (other than
delivery by the Lead Borrower of a Committed Loan Notice).  No such making of an L/C Advance shall
relieve or otherwise impair the obligation of the Borrowers to reimburse the
L/C Issuer for the amount of any payment made by the L/C Issuer under any
Letter of Credit, together with interest as provided herein.

 

(vi)          If any Lender fails to make available
to the Administrative Agent for the account of the L/C Issuer any amount
required to be paid by such Lender pursuant to the foregoing provisions of this
Section 2.03(c) by the time specified in Section 2.03(c)(ii),
the L/C Issuer shall be entitled to recover from such Lender (acting through
the Administrative Agent), on demand, such amount with interest thereon for the
period from the date such payment is required to the date on which such payment
is immediately available to the L/C Issuer at a rate per annum equal to the
greater of the Federal Funds Rate and a rate determined by the L/C Issuer in
accordance with banking industry rules on interbank compensation plus any
administrative, processing or similar fees customarily charged by the L/C
Issuer in connection with the foregoing. 
If such Lender pays such amount (with interest and fees as aforesaid),
the principal amount so paid shall constitute such Lender’s Committed Loan
included in the relevant Committed Borrowing or L/C Advance in respect of the
relevant L/C Borrowing, as the case may be. 
A certificate of the L/C Issuer submitted to any Lender (through the
Administrative Agent) with respect to any amounts owing under this clause (vi) shall
be conclusive absent manifest error.

 

(d)           Repayment of Participations.

 

(i)            At any time after the L/C Issuer has made a
payment under any Letter of Credit and has received from any Lender such Lender’s
L/C Advance in respect of such payment in accordance with Section 2.03(c),
if the Administrative Agent receives for the account of the L/C Issuer any
payment in respect of the related Unreimbursed Amount or interest thereon
(whether directly from the Borrowers or otherwise, including proceeds of Cash
Collateral applied thereto by the Administrative Agent), the Administrative
Agent will distribute to such Lender its Applicable Percentage thereof
(appropriately adjusted, in the case of interest payments, to reflect the
period of time during which such Lender’s L/C Advance was outstanding) in the
same funds as those received by the Administrative Agent.

 

50

 

(ii)           If any payment received by the
Administrative Agent for the account of the L/C Issuer pursuant to Section 2.03(c)(i) is
required to be returned under any of the circumstances described in Section 10.05
(including pursuant to any settlement entered into by the L/C Issuer in its
discretion), each Lender shall pay to the Administrative Agent for the account
of the L/C Issuer its Applicable Percentage thereof on demand of the
Administrative Agent, plus interest thereon from the date of such demand to the
date such amount is returned by such Lender, at a rate per annum equal to the
Federal Funds Rate from time to time in effect. 
The obligations of the Lenders under this clause shall survive the
payment in full of the Obligations and the termination of this Agreement.

 

(e)           Obligations Absolute.  The obligation of the Borrowers to reimburse
the L/C Issuer for each drawing under each Letter of Credit and to repay each
L/C Borrowing shall be absolute, unconditional and irrevocable, and shall be paid
strictly in accordance with the terms of this Agreement under all
circumstances, including the following:

 

(i)            any lack of validity or enforceability of
such Letter of Credit, this Agreement, or any other Loan Document;

 

(ii)           the existence of any claim,
counterclaim, setoff, defense or other right that the Borrowers or any
Subsidiary may have at any time against any beneficiary or any transferee of
such Letter of Credit (or any Person for whom any such beneficiary or any such
transferee may be acting), the L/C Issuer or any other Person, whether in
connection with this Agreement, the transactions contemplated hereby or by such
Letter of Credit or any agreement or instrument relating thereto, or any
unrelated transaction;

 

(iii)          any draft, demand, certificate or
other document presented under such Letter of Credit proving to be forged,
fraudulent, invalid or insufficient in any respect or any statement therein
being untrue or inaccurate in any respect; or any loss or delay in the
transmission or otherwise of any document required in order to make a drawing
under such Letter of Credit;

 

(iv)          any payment by the L/C Issuer under
such Letter of Credit against presentation of a draft or certificate that does
not strictly comply with the terms of such Letter of Credit; or any payment
made by the L/C Issuer under such Letter of Credit to any Person purporting to
be a trustee in bankruptcy, debtor-in-possession, assignee for the benefit of
creditors, liquidator, receiver or other representative of or successor to any
beneficiary or any transferee of such Letter of Credit, including any arising
in connection with any proceeding under any Debtor Relief Laws;

 

(v)           any other circumstance or happening
whatsoever, whether or not similar to any of the foregoing, including any other
circumstance that might otherwise constitute a defense available to, or a
discharge of, the Borrowers or any of their Subsidiaries; or

 

(vi)          the fact that any Event of Default
shall have occurred and be continuing.

 

The Lead Borrower shall promptly examine a copy of each Letter of
Credit and each amendment thereto that is delivered to it and, in the event of
any claim of noncompliance with the Lead Borrower’s instructions or other
irregularity, the Lead Borrower will immediately notify the Administrative
Agent and the L/C Issuer.  The Borrowers
shall be conclusively deemed to have waived any such claim against the L/C
Issuer and its correspondents unless such notice is given as aforesaid.

 

(f)            Role of L/C Issuer.  Each Lender and the Borrowers agree that, in
paying any drawing under a Letter of Credit, the L/C Issuer shall not have any
responsibility to obtain any document (other than any sight draft, certificates
and documents expressly required by the Letter of Credit) or to 

 

51

 

ascertain or inquire as to
the validity or accuracy of any such document or the authority of the Person
executing or delivering any such document. 
None of the L/C Issuer, the Administrative Agent, any of their respective
Related Parties nor any correspondent, participant or assignee of the L/C
Issuer shall be liable to any Lender for (i) any action taken or omitted
in connection herewith at the request or with the approval of the Lenders or
the Required Lenders, as applicable; (ii) any action taken or omitted in
the absence of gross negligence or willful misconduct; (iii) any error,
omission, interruption, loss or delay in transmission or delivery of any draft,
notice or other communication under or relating to any Letter of Credit or any
error in interpretation of technical terms; or (iv) the due execution,
effectiveness, validity or enforceability of any document or instrument related
to any Letter of Credit or Issuer Document. 
The Borrowers hereby assume all risks of the acts or omissions of any
beneficiary or transferee with respect to its use of any Letter of Credit; provided,
however, that this assumption is not intended to, and shall not,
preclude the Borrowers’ pursuing such rights and remedies as it may have
against the beneficiary or transferee at law or under any other agreement.  None of the L/C Issuer, the Administrative
Agent, any of their respective Related Parties nor any correspondent,
participant or assignee of the L/C Issuer shall be liable or responsible for any
of the matters described in clauses (i) through (v) of Section 2.03(e);
provided, however, that anything in such clauses to the contrary
notwithstanding, the Borrowers may have a claim against the L/C Issuer, and the
L/C Issuer may be liable to the Borrowers, to the extent, but only to the
extent, of any direct, as opposed to consequential or exemplary, damages
suffered by the Borrowers which the Borrowers prove were caused by the L/C
Issuer’s willful misconduct or gross negligence or the L/C Issuer’s willful
failure to pay under any Letter of Credit after the presentation to it by the
beneficiary of a sight draft and certificate(s) strictly complying with
the terms and conditions of a Letter of Credit. 
In furtherance and not in limitation of the foregoing, the L/C Issuer
may accept documents that appear on their face to be in order, without
responsibility for further investigation, regardless of any notice or
information to the contrary (or the L/C Issuer may refuse to accept and make
payment upon such documents if such documents are not in strict compliance with
the terms of such Letter of Credit), and the L/C Issuer shall not be
responsible for the validity or sufficiency of any instrument transferring or
assigning or purporting to transfer or assign a Letter of Credit or the rights
or benefits thereunder or proceeds thereof, in whole or in part, which may
prove to be invalid or ineffective for any reason.

 

(g)           Cash Collateral.  Upon the request of the Administrative Agent,
(i) if the L/C Issuer has honored any full or partial drawing request
under any Letter of Credit and such drawing has resulted in an L/C Borrowing
that remains outstanding, or (ii) if, as of the Letter of Credit
Expiration Date, any L/C Obligation for any reason remains outstanding, the
Borrowers shall, in each case, immediately Cash Collateralize the then
Outstanding Amount of all L/C Obligations. 
Sections 2.05 and 8.02(c) set forth certain
additional requirements to deliver Cash Collateral hereunder.  For purposes of this Section 2.03,
Section 2.05 and Section 8.02(c), “Cash
Collateralize” means to pledge and deposit with or deliver to the
Collateral Agent, for the benefit of the L/C Issuer and the Lenders, as
collateral for the L/C Obligations, cash or deposit account balances in an amount
equal to 105% of the Outstanding Amount of all L/C Obligations, pursuant to
documentation in form and substance satisfactory to the Collateral Agent and
the L/C Issuer (which documents are hereby Consented to by the Lenders).  Derivatives of such term have corresponding
meanings.  The Borrowers hereby grant to
the Collateral Agent a security interest in all such cash, deposit accounts and
all balances therein and all proceeds of the foregoing.  Cash Collateral shall be maintained in the
Cash Collateral Account.  If at any time
the Collateral Agent determines that any funds held as Cash Collateral are
subject to any right or claim of any Person other than the Collateral Agent or
that the total amount of such funds is less than the aggregate Outstanding
Amount of all L/C Obligations, the Borrowers will, forthwith upon demand by the
Collateral Agent, pay to the Collateral Agent, as additional funds to be
deposited as Cash Collateral, an amount equal to the excess of (x) such
aggregate Outstanding Amount over (y) the total amount of funds, if any,
then held as Cash Collateral that the Collateral Agent determines to be free
and clear of any such right and claim. 
Upon the drawing of any Letter of Credit for which funds are on deposit
as Cash Collateral, 

 

52

 

such funds shall be applied, to the extent permitted
under applicable Laws, to reimburse the L/C Issuer and, to the extent not so
applied, shall thereafter be applied to satisfy other Obligations.

 

(h)           Applicability of ISP and UCP.  Unless otherwise expressly agreed by the L/C
Issuer and the Lead Borrower when a Letter of Credit is issued (including any
such agreement applicable to an Existing Letter of Credit), (i) the rules of
the ISP shall apply to each Standby Letter of Credit, and (ii) the rules of
the Uniform Customs and Practice for Documentary Credits, as most recently
published by the International Chamber of Commerce at the time of issuance
shall apply to each Commercial Letter of Credit.

 

(i)            Letter of Credit Fees.  The Borrowers shall pay to the Administrative
Agent, for the account of each Lender in accordance with its Applicable
Percentage, a Letter of Credit fee (the “Letter of Credit Fee”) for each
Letter of Credit equal to the Applicable Rate times the daily Stated
Amount under each such Letter of Credit (as determined pursuant to Section 1.06).  For purposes of computing the daily Stated
Amount available to be drawn under any Letter of Credit, the Stated Amount of
the Letter of Credit shall be determined in accordance with Section 1.06.  Letter of Credit Fees shall be (i) due
and payable on the first calendar day of each month, commencing with the first
such date to occur after the issuance of such Letter of Credit, on the Letter
of Credit Expiration Date and thereafter on demand, and (ii) computed on a
monthly basis in arrears.  If there is
any change in the Applicable Rate during any month, the daily amount available
to be drawn under of each Letter of Credit shall be computed and multiplied by
the Applicable Rate separately for each period during such month that such
Applicable Rate was in effect. 
Notwithstanding anything to the contrary contained herein, while any
Event of Default has occurred and is continuing, the Administrative Agent may,
and upon the request of the Required Lenders shall, notify the Lead Borrower
that all Letter of Credit Fees shall accrue at the Default Rate and thereafter
such Letter of Credit Fees shall accrue at the Default Rate to the fullest
extent permitted by applicable Laws.

 

(j)            Fronting Fee and Documentary and
Processing Charges Payable to L/C Issuer. 
The Borrowers shall pay to the Administrative Agent, for the account of
the L/C Issuer, a fronting fee (i) with respect to each Commercial Letter
of Credit, at a rate equal to 0.125 per cent per annum, computed on the amount
of such Letter of Credit, and payable upon the issuance thereof, (ii) with
respect to any amendment of a Commercial Letter of Credit increasing the amount
of such Letter of Credit, at a rate separately agreed between the Lead Borrower
and the L/C Issuer, computed on the amount of such increase, and payable upon
the effectiveness of such amendment, and (iii) with respect to each
Standby Letter of Credit, at a rate equal to 0.125 percent per annum, computed
on the daily amount available to be drawn under such Letter of Credit and on a
monthly basis in arrears.  Such fronting
fees shall be due and payable on the first calendar day of each month,
commencing with the first such date to occur after the issuance of such Letter
of Credit, on the Letter of Credit Expiration Date and thereafter on
demand.  For purposes of computing the
daily amount available to be drawn under any Letter of Credit, the amount of
the Letter of Credit shall be determined in accordance with Section 1.06.  In addition, the Borrowers shall pay to the
Administrative Agent, for the account of the L/C Issuer, the customary
issuance, presentation, amendment and other processing fees, and other standard
costs and charges, of the L/C Issuer relating to letters of credit as from time
to time in effect.  Such customary fees
and standard costs and charges are due and payable on demand and are
nonrefundable.

 

(k)           Consignment of Bill of Lading.  The Borrowers shall, upon the request of the
Administrative Agent, consign to the L/C Issuer any bill of lading for
Inventory which is supported by a Commercial Letter of Credit issued by the L/C
Issuer.

 

(l)            Conflict with Issuer Documents.  In the event of any conflict between the
terms hereof and the terms of any Issuer Document, the terms hereof shall
control.

 

2.04        Swing Line Loans.

 

(a)           The Swing Line.  Subject to the terms and conditions set forth
herein, the Swing Line Lender agrees, in reliance upon the agreements of the
other Lenders set forth in this Section 2.04, to make loans (each
such loan, a “Swing Line Loan”) to the Borrowers from time to time on
any Business Day during the Availability Period in an aggregate amount not to
exceed at any time outstanding the 

 

53

 

amount of the Swing Line
Sublimit, notwithstanding the fact that such Swing Line Loans, when aggregated
with the Applicable Percentage of the Outstanding Amount of Committed Loans and
L/C Obligations of the Lender acting as Swing Line Lender, may exceed the
amount of such Lender’s Commitment; provided, however, that after
giving effect to any Swing Line Loan, (i) the Total Outstandings shall not
exceed the lesser of (A) the Aggregate Commitments, or (B) the
Borrowing Base, and (ii) the aggregate Outstanding Amount of the Committed
Loans of any Lender at such time, plus such Lender’s Applicable
Percentage of the Outstanding Amount of all L/C Obligations at such time, plus
such Lender’s Applicable Percentage of the Outstanding Amount of all Swing Line
Loans at such time shall not exceed such Lender’s Commitment, and provided,
further, that the Borrowers shall not use the proceeds of any Swing Line
Loan to refinance any outstanding Swing Line Loan.  Within the foregoing limits, and subject to
the other terms and conditions hereof, the Borrowers may borrow under this Section 2.04,
prepay under Section 2.05, and reborrow under this Section 2.04.  Each Swing Line Loan shall bear interest only
at a rate based on the Base Rate. 
Immediately upon the making of a Swing Line Loan, each Lender shall be
deemed to, and hereby irrevocably and unconditionally agrees to, purchase from
the Swing Line Lender a risk participation in such Swing Line Loan in an amount
equal to the product of such Lender’s Applicable Percentage times the
amount of such Swing Line Loan.

 

(b)           Borrowing Procedures.  Each Swing Line Borrowing shall be made upon
the Lead Borrower’s irrevocable notice to the Swing Line Lender and the
Administrative Agent, which may be given by telephone. Each such notice must be
received by the Swing Line Lender and the Administrative Agent not later than
1:00 p.m. on the requested borrowing date, and shall specify (i) the
amount to be borrowed, which shall be a minimum of $100,000, and (ii) the
requested borrowing date, which shall be a Business Day.  Each such telephonic notice must be confirmed
promptly by delivery to the Swing Line Lender and the Administrative Agent of a
written Swing Line Loan Notice, appropriately completed and signed by a Responsible
Officer of the Lead Borrower.  Promptly
after receipt by the Swing Line Lender of any telephonic Swing Line Loan
Notice, the Swing Line Lender will confirm with the Administrative Agent (by
telephone or in writing) that the Administrative Agent has also received such
Swing Line Loan Notice and, if not, the Swing Line Lender will notify the
Administrative Agent (by telephone or in writing) of the contents thereof.  Unless the Swing Line Lender has received
notice (by telephone or in writing) from the Administrative Agent at the
request of the Required Lenders prior to 2:00 p.m. on the date of the
proposed Swing Line Borrowing (A) directing the Swing Line Lender not to
make such Swing Line Loan as a result of the limitations set forth in the
proviso to the first sentence of Section 2.04(a), or (B) that
one or more of the applicable conditions specified in Article IV is
not then satisfied, then, subject to the terms and conditions hereof, the Swing
Line Lender may, not later than 3:00 p.m. on the borrowing date specified
in such Swing Line Loan Notice, make the amount of its Swing Line Loan
available to the Borrowers at its office by crediting the account of the Lead
Borrower on the books of the Swing Line Lender in immediately available funds.

 

(c)           Refinancing of Swing Line Loans.

 

(i)            The Swing Line Lender at any time in its sole
and absolute discretion may request, on behalf of the Borrowers (which hereby
irrevocably authorize the Swing Line Lender to so request on their behalf),
that each Lender make a Base Rate Loan in an amount equal to such Lender’s
Applicable Percentage of the amount of Swing Line Loans then outstanding.  Such request shall be made in writing (which
written request shall be deemed to be a Committed Loan Notice for purposes
hereof) and in accordance with the requirements of Section 2.02,
without regard to the minimum and multiples specified therein for the principal
amount of Base Rate Loans, but subject to the unutilized portion of the
Aggregate Commitments and the conditions set forth in Section 4.02.  The Swing Line Lender shall furnish the Lead
Borrower with a copy of the applicable Committed Loan Notice promptly after
delivering such notice to the Administrative Agent.  Each Lender shall make an amount equal to its
Applicable Percentage of the amount specified in such Committed Loan Notice
available to the Administrative Agent in immediately available funds for the
account of the Swing Line Lender 

 

54

 

at
the Administrative Agent’s Office not later than 1:00 p.m. on the day
specified in such Committed Loan Notice, whereupon, subject to Section 2.04(c)(ii),
each Lender that so makes funds available shall be deemed to have made a Base
Rate Loan to the Borrowers in such amount. 
The Administrative Agent shall remit the funds so received to the Swing
Line Lender.

 

(ii)           If for any reason any Swing Line Loan
cannot be refinanced by such a Committed Borrowing in accordance with Section 2.04(c)(i),
the request for Base Rate Loans submitted by the Swing Line Lender as set forth
herein shall be deemed to be a request by the Swing Line Lender that each of
the Lenders fund its risk participation in the relevant Swing Line Loan and
each Lender’s payment to the Administrative Agent for the account of the Swing
Line Lender pursuant to Section 2.04(c)(i) shall be deemed
payment in respect of such participation.

 

(iii)          If any Lender fails to make available
to the Administrative Agent for the account of the Swing Line Lender any amount
required to be paid by such Lender pursuant to the foregoing provisions of this
Section 2.04(c) by the time specified in Section 2.04(c)(i),
the Swing Line Lender shall be entitled to recover from such Lender (acting
through the Administrative Agent), on demand, such amount with interest thereon
for the period from the date such payment is required to the date on which such
payment is immediately available to the Swing Line Lender at a rate per annum
equal to the greater of the Federal Funds Rate and a rate determined by the Swing
Line Lender in accordance with banking industry rules on interbank
compensation plus any administrative, processing or similar fees customarily
charged by the Swing Line Lender in connection with the foregoing.  If such Lender pays such amount (with interest
and fees as aforesaid), the principal amount so paid shall constitute such
Lender’s Committed Loan included in the relevant Committed Borrowing or funded
participation in the relevant Swing Line Loan, as the case may be.  A certificate of the Swing Line Lender
submitted to any Lender (through the Administrative Agent) with respect to any
amounts owing under this clause (iii) shall be conclusive absent
manifest error.

 

(iv)          Each Lender’s obligation to make
Committed Loans or to purchase and fund risk participations in Swing Line Loans
pursuant to this Section 2.04(c) shall be absolute and
unconditional and shall not be affected by any circumstance, including (A) any
setoff, counterclaim, recoupment, defense or other right which such Lender may
have against the Swing Line Lender, the Borrowers or any other Person for any
reason whatsoever, (B) the occurrence or continuance of a Default, or (C) any
other occurrence, event or condition, whether or not similar to any of the
foregoing; provided, however, that each Lender’s obligation to
make Committed Loans pursuant to this Section 2.04(c) is
subject to the conditions set forth in Section 4.02.  No such funding of risk participations shall
relieve or otherwise impair the obligation of the Borrowers to repay Swing Line
Loans, together with interest as provided herein.

 

(d)           Repayment of Participations.

 

(i)            At any time after any Lender has purchased
and funded a risk participation in a Swing Line Loan, if the Swing Line Lender
receives any payment on account of such Swing Line Loan, the Swing Line Lender
will distribute to such Lender its Applicable Percentage of such payment
(appropriately adjusted, in the case of interest payments, to reflect the
period of time during which such Lender’s risk participation was funded) in the
same funds as those received by the Swing Line Lender.

 

(ii)           If any payment received by the Swing
Line Lender in respect of principal or interest on any Swing Line Loan is
required to be returned by the Swing Line Lender under any of the circumstances
described in Section 10.05 (including pursuant to any settlement
entered into by the Swing Line Lender in its discretion), each Lender shall pay
to the Swing Line 

 

55

 

Lender its Applicable
Percentage thereof on demand of the Administrative Agent, plus interest thereon
from the date of such demand to the date such amount is returned, at a rate per
annum equal to the Federal Funds Rate. 
The Administrative Agent will make such demand upon the request of the
Swing Line Lender.  The obligations of
the Lenders under this clause shall survive the payment in full of the
Obligations and the termination of this Agreement.

 

(e)           Interest for Account of
Swing Line Lender.  The Swing
Line Lender shall be responsible for invoicing the Borrowers for interest on
the Swing Line Loans.  Until each Lender
funds its Base Rate Loan or risk participation pursuant to this Section 2.04
to refinance such Lender’s Applicable Percentage of any Swing Line Loan,
interest in respect of such Applicable Percentage shall be solely for the
account of the Swing Line Lender.

 

(f)            Payments Directly to Swing Line
Lender.  The Borrowers shall make all
payments of principal and interest in respect of the Swing Line Loans directly
to the Swing Line Lender.

 

2.05        Prepayments.

 

(a)           The Borrowers may, upon
irrevocable notice from the Lead Borrower to the Administrative Agent, at any
time or from time to time voluntarily prepay Committed Loans in whole or in
part without premium or penalty; provided that (i) such notice must
be received by the Administrative Agent not later than 11:00 a.m. (A) three
Business Days prior to any date of prepayment of LIBO Rate Loans and (B) on
the date of prepayment of Base Rate Loans; (ii) any prepayment of LIBO Rate
Loans shall be in a principal amount of $1,000,000 or a whole multiple of
$500,000 in excess thereof; and (iii) any prepayment of Base Rate Loans
shall be in a principal amount of $500,000 or a whole multiple of $100,000 in
excess thereof or, in each case, if less, the entire principal amount thereof
then outstanding.  Each such notice shall
specify the date and amount of such prepayment and the Type(s) of
Committed Loans to be prepaid and, if LIBO Rate Loans, the Interest Period(s) of
such Committed Loans.  The Administrative
Agent will promptly notify each Lender of its receipt of each such notice, and
of the amount of such Lender’s Applicable Percentage of such prepayment.  If such notice is given by the Lead Borrower,
the Borrowers shall make such prepayment and the payment amount specified in
such notice shall be due and payable on the date specified therein.  Any prepayment of a LIBO Rate Loan shall be
accompanied by all accrued interest on the amount prepaid, together with any
additional amounts required pursuant to Section 3.05.  Each such prepayment shall be applied to the
Committed Loans of the Lenders in accordance with their respective Applicable
Percentages.

 

(b)           The Borrowers may, upon irrevocable
notice from the Lead Borrower to the Swing Line Lender (with a copy to the
Administrative Agent), at any time or from time to time, voluntarily prepay
Swing Line Loans in whole or in part without premium or penalty; provided
that (i) such notice must be received by the Swing Line Lender and the
Administrative Agent not later than 1:00 p.m. on the date of the
prepayment, and (ii) any such prepayment shall be in a minimum principal
amount of $100,000.  Each such notice
shall specify the date and amount of such prepayment.  If such notice is given by the Lead Borrower,
the Borrowers shall make such prepayment and the payment amount specified in
such notice shall be due and payable on the date specified therein.

 

(c)           If for any reason the Total
Outstandings at any time exceed the lesser of the Aggregate Commitments or the
Borrowing Base, each as then in effect, the Borrowers shall immediately prepay Committed Loans, Swing Line Loans and L/C
Borrowings and/or Cash Collateralize the L/C Obligations (other than L/C
Borrowings) in an aggregate amount equal to such excess; provided, however,
that the Borrowers shall not be required to Cash Collateralize the L/C
Obligations pursuant to this Section 2.05(c) unless after the
prepayment in full of the Loans the Total Outstandings exceed the lesser of the
Aggregate Commitments or the Borrowing Base, each as then in effect.

 

(d)           After the occurrence and
during the continuance of a Cash Dominion Event, any proceeds deposited to the
Concentration Account in accordance with the provisions of Section 6.13,
including, without limitation, any Net Proceeds received by a Loan Party upon
the occurrence of a Prepayment Event shall be transferred to the Concentration
Account in accordance with Section 6.13 and shall, (i) if
deposited in the Concentration Account not later than 2:00 p.m. in
immediately available 

 

56

 

funds, be utilized to prepay
the Loans on the date such funds were deposited into the in the Concentration
Account, or (ii) if deposited in the Concentration Account after 2:00 p.m.
in immediately available funds, be utilized to prepay the Loans on the next
Business Day following the date such funds were deposited into the in the
Concentration Account, in either case in the order of priority set forth in Section 2.05(e).  The application of all such proceeds to the
Loans shall not reduce the Commitments. 
If no Cash Dominion Event exists (or if all Obligations then due
pursuant to Section 2.05(e) are paid in full during the
existence of a Cash Dominion Event), then any proceeds deposited to the
Concentration Account shall be remitted without any deduction of any kind to
the operating account of the Borrowers designated by the Lead Borrower on (i) if
received in the Concentration Account not later than 2:00 p.m. in
immediately available funds, the date such funds were deposited into the in the
Concentration Account, or (ii) if received in the Concentration Account
after 2:00 p.m. in immediately available funds, the next Business Day
following the date such funds were deposited into the in the Concentration
Account.

 

(e)           Prepayments made pursuant to
this Section 2.05, first, shall be applied ratably to the
L/C Borrowings and the Swing Line Loans, second, shall be applied
ratably to the outstanding Committed Loans, third, in the case of
payments other than pursuant to Section 2.05(d) when no Event
of Default exists, shall be used to Cash Collateralize the remaining L/C
Obligations in accordance with Section 2.03(g); and, fourth,
the amount remaining, if any, after the prepayment in full of all L/C
Borrowings, Swing Line Loans and Committed Loans outstanding at such time and
the Cash Collateralization of the remaining L/C Obligations in full may be
retained by the Borrowers for use in the ordinary course of its business.  Upon the drawing of any Letter of Credit that
has been Cash Collateralized, the funds held as Cash Collateral shall be
applied (without any further action by or notice to or from the Borrowers or
any other Loan Party) to reimburse the L/C Issuer or the Lenders, as applicable.

 

2.06        Termination or
Reduction of Commitments.

 

(a)         The Borrowers may, upon
irrevocable notice from the Lead Borrower to the Administrative Agent,
terminate the Aggregate Commitments, the Letter of Credit Sublimit or the Swing
Line Sublimit or from time to time permanently reduce the Aggregate
Commitments, the Letter of Credit Sublimit or the Swing Line Sublimit; provided
that (i) any such notice shall be received by the Administrative Agent not
later than 11:00 a.m. five Business Days prior to the date of any such
termination or reduction, (ii) any such partial reduction shall be in an
aggregate amount of $10,000,000 or any whole multiple of $1,000,000 in excess
thereof, (iii) the Borrowers shall not terminate or reduce (A) the
Aggregate Commitments if, after giving effect thereto and to any concurrent
prepayments hereunder, the Total Outstandings would exceed the Aggregate
Commitments, (B) the Letter of Credit Sublimit if, after giving effect
thereto, the Outstanding Amount of L/C Obligations not fully Cash
Collateralized hereunder would exceed the Letter of Credit Sublimit, and (C) the
Swing Line Sublimit if, after giving effect thereto, and to any concurrent
payments hereunder, the Outstanding Amount of Swing Line Loans hereunder would
exceed the Swing Line Sublimit.

 

(b)         If, after giving effect to any
reduction of the Aggregate Commitments, the Letter of Credit Sublimit or the
Swing Line Sublimit exceeds the amount of the Aggregate Commitments, such
Letter of Credit Sublimit or Swing Line Sublimit shall be automatically reduced
by the amount of such excess.

 

(c)         The Administrative Agent will promptly
notify the Lenders of any termination or reduction of the Letter of Credit
Sublimit, Swing Line Sublimit or the Aggregate Commitments under this Section 2.06.  Upon any reduction of the Aggregate
Commitments, the Commitment of each Lender shall be reduced by such Lender’s
Applicable Percentage of such reduction amount. 
All fees (including, without limitation, Commitment Fees, Early
Termination Fees, and Letter of Credit Fees) and interest in respect of the
Aggregate Commitments accrued until the effective date of any termination of
the Aggregate Commitments shall be paid on the effective date of such termination.

 

2.07        Repayment of Loans.

 

(a)           The Borrowers shall repay to
the Lenders on the Termination Date the aggregate principal amount of Committed
Loans outstanding on such date.

 

57

 

(b)           To the extent not
previously paid, the Borrowers shall repay the outstanding balance of the Swing
Line Loans on the Termination Date.

 

2.08        Interest.

 

(a)           Subject to the
provisions of Section 2.08(b) below, (i) each LIBO Rate
Loan shall bear interest on the outstanding principal amount thereof for each
Interest Period at a rate per annum equal to the Adjusted LIBO Rate for such
Interest Period plus the Applicable Margin; (ii) each Base Rate
Loan shall bear interest on the outstanding principal amount thereof from the
applicable borrowing date at a rate per annum equal to the Base Rate plus
the Applicable Margin; and (iii) each Swing Line Loan shall bear interest
on the outstanding principal amount thereof from the applicable borrowing date
at a rate per annum equal to the Base Rate plus the Applicable Margin.

 

(b)           (i)            If any amount payable under any Loan
Document is not paid when due (without regard to any applicable grace periods),
whether at stated maturity, by acceleration or otherwise, such amount shall
thereafter bear interest at a fluctuating interest rate per annum at all times
equal to the Default Rate to the fullest extent permitted by applicable Laws.

 

(ii)           If any other Event of
Default has occurred and is continuing, then the Administrative Agent may, and
upon the request of the Required Lenders shall, notify the Lead Borrower that
all outstanding Obligations shall thereafter bear interest at a fluctuating
interest rate per annum at all times equal to the Default Rate and thereafter,
until such Event of Default has been duly waived as provided in Section 10.01
hereof, such Obligations shall bear interest at the Default Rate to the fullest
extent permitted by applicable Laws.

 

(iii)          Accrued and unpaid
interest on past due amounts (including interest on past due interest) shall be
due and payable upon demand.

 

(c)           Interest on each Loan
shall be due and payable in arrears on each Interest Payment Date applicable
thereto and at such other times as may be specified herein.  Interest hereunder shall be due and payable
in accordance with the terms hereof before and after judgment, and before and
after the commencement of any proceeding under any Debtor Relief Laws.

 

2.09        Fees.  In addition to certain fees described in subsections
(i) and (j) of Section 2.03:

 

(a)           Commitment Fee.  The Borrowers shall pay to the Administrative
Agent, for the account of each Lender, in accordance with its Applicable
Percentage, a commitment fee (the “Commitment Fee”) equal to one half of
one percent (0.50%) times the average daily amount by which the
Aggregate Commitments exceed the sum of (i) the Outstanding Amount of
Loans and (ii) the Outstanding Amount of L/C Obligations.  The Commitment Fee shall accrue at all times
during the Availability Period, including at any time during which one or more
of the conditions in Article IV is not met, and shall be due and
payable monthly in arrears on the first calendar day of each month, commencing
with the first such date to occur after the Closing Date, and on the last day
of the Availability Period.  The
Commitment Fee shall be calculated monthly in arrears, and if there is any
change in the Applicable Margin during any month, the average daily amount
shall be computed and multiplied by the Applicable Margin separately for each
period during such month that such Applicable Margin was in effect.

 

(b)           Early Termination
Fee.  In the event that at any time
on or before February 13, 2011, (i) the Termination Date occurs, for
any reason, or (ii) the Lead Borrower elects to permanently reduce the
Commitments pursuant to Section 2.06 hereof, then in each case the
Borrowers shall pay to the Administrative Agent, for the ratable benefit of the
Lenders, a fee (the “Early Termination Fee”) in respect of amounts which
are or become payable by reason thereof equal to one percent (1%) of the
Aggregate Commitments then in effect.  Notwithstanding anything to the
contrary contained herein, no Early Termination Fee shall be due if the
Commitments are irrevocably terminated and the Obligations repaid in full in
cash at any time after February 13, 2010, as a result of the loan
arrangement evidenced by this Agreement and the other Loan Documents being
refinanced in its entirety by an Affiliate of the Administrative Agent.  No Early Termination Fee shall be due if the
Termination Date or such reduction 

 

58

 

of the Commitments shall occur
at any time after February 13, 2011. 
All parties to this Agreement agree and acknowledge that the Lenders
will have suffered damages on account of the early termination of this
Agreement and that, in view of the difficulty in ascertaining the amount of
such damages, the Early Termination Fee constitutes reasonable compensation and
liquidated damages to compensate the Lenders on account thereof.

 

(c)           Other Fees.  The Borrowers shall pay to the Administrative
Agent, for its own account, fees in the amounts and at the times specified in
the Fee Letter.  Such fees shall be fully
earned when paid and shall not be refundable for any reason whatsoever.

 

2.10        Computation
of Interest and Fees.  All
computations of interest and fees shall be made on the basis of a 360-day year
and actual days elapsed.  Interest shall
accrue on each Loan for the day on which the Loan is made, and shall not accrue
on a Loan, or any portion thereof, for the day on which the Loan or such
portion is paid, provided that any Loan that is repaid on the same day
on which it is made shall, subject to Section 2.12, bear interest
for one day.  Each determination by the
Administrative Agent of an interest rate or fee hereunder shall be conclusive
and binding for all purposes, absent manifest error.

 

2.11        Evidence
of Debt.

 

(a)           The Credit Extensions
made by each Lender shall be evidenced by one or more accounts or records
maintained by the Administrative Agent (the “Loan Account”) in the
ordinary course of business.  In
addition, each Lender may record in such Lender’s internal records, an
appropriate notation evidencing the date and amount of each Loan from such
Lender, each payment and prepayment of principal of any such Loan, and each
payment of interest, fees and other amounts due in connection with the
Obligations due to such Lender.  The
accounts or records maintained by the Administrative Agent and each Lender shall
be conclusive absent manifest error of the amount of the Credit Extensions made
by the Lenders to the Borrowers and the interest and payments thereon.  Any failure to so record or any error in
doing so shall not, however, limit or otherwise affect the obligation of the
Borrowers hereunder to pay any amount owing with respect to the
Obligations.  In the event of any
conflict between the accounts and records maintained by any Lender and the
accounts and records of the Administrative Agent in respect of such matters,
the accounts and records of the Administrative Agent shall control in the
absence of manifest error.  Upon the
request of any Lender made through the Administrative Agent, the Borrowers
shall execute and deliver to such Lender (through the Administrative Agent) a
Note, which shall evidence such Lender’s Loans in addition to such accounts or
records.  Each Lender may attach
schedules to its Note and endorse thereon the date, Type (if applicable),
amount and maturity of its Loans and payments with respect thereto.  Upon receipt of an affidavit of a Lender as
to the loss, theft, destruction or mutilation of such Lender’s Note and upon
cancellation of such Note, the Borrowers will issue, in lieu thereof, a
replacement Note in favor of such Lender, in the same principal amount thereof
and otherwise of like tenor.

 

(b)           In addition to the
accounts and records referred to in Section 2.11(a), each Lender
and the Administrative Agent shall maintain in accordance with its usual
practice accounts or records evidencing the purchases and sales by such Lender
of participations in Letters of Credit and Swing Line Loans.  In the event of any conflict between the
accounts and records maintained by the Administrative Agent and the accounts
and records of any Lender in respect of such matters, the accounts and records
of the Administrative Agent shall control in the absence of manifest error.

 

2.12        Payments
Generally; Administrative Agent’s Clawback.

 

(a)           General.  All payments to be made by the Borrowers
shall be made without condition or deduction for any counterclaim, defense,
recoupment or setoff.  Except as
otherwise expressly provided herein, all payments by the Borrowers hereunder
shall be made to the Administrative Agent, for the account of the respective
Lenders to which such payment is owed, at the Administrative Agent’s Office in
Dollars and in immediately available funds not later than 2:00 p.m. on the
date specified herein.  The
Administrative Agent will promptly distribute to each Lender its Applicable
Percentage (or other applicable share as provided herein) of such payment in
like funds as received by 

 

59

 

wire transfer to such Lender’s
Lending Office.  All payments received by
the Administrative Agent after 2:00 p.m. shall be deemed received on the
next succeeding Business Day and any applicable interest or fee shall continue
to accrue.  If any payment to be made by
the Borrowers shall come due on a day other than a Business Day, payment shall
be made on the next following Business Day, and such extension of time shall be
reflected in computing interest or fees, as the case may be.

 

(b)           (i)            Funding by Lenders; Presumption by
Administrative Agent.  Unless the
Administrative Agent shall have received notice from a Lender prior to the
proposed date of any Borrowing of LIBO Rate Loans (or in the case of any
Borrowing of Base Rate Loans, prior to 12:00 noon on the date of such
Borrowing) that such Lender will not make available to the Administrative Agent
such Lender’s share of such Borrowing, the Administrative Agent may assume that
such Lender has made such share available on such date in accordance with Section 2.02
(or in the case of a Borrowing of Base Rate Loans, that such Lender has made
such share available in accordance with and at the time required by Section 2.02)
and may, in reliance upon such assumption, make available to the Borrowers a
corresponding amount.  In such event, if
a Lender has not in fact made its share of the applicable Committed Borrowing available
to the Administrative Agent, then the applicable Lender and the Borrowers
severally agree to pay to the Administrative Agent forthwith on demand such
corresponding amount in immediately available funds with interest thereon, for
each day from and including the date such amount is made available to the
Borrowers to but excluding the date of payment to the Administrative Agent, at (A) in
the case of a payment to be made by such Lender, the greater of the Federal
Funds Rate and a rate determined by the Administrative Agent in accordance with
banking industry rules on interbank compensation plus any administrative
processing or similar fees customarily charged by the Administrative Agent in
connection with the foregoing, and (B) in the case of a payment to be made
by the Borrowers, the interest rate applicable to Base Rate Loans.  If the Borrowers and such Lender shall pay
such interest to the Administrative Agent for the same or an overlapping
period, the Administrative Agent shall promptly remit to the Borrowers the
amount of such interest paid by the Borrowers for such period.  If such Lender pays its share of the
applicable Committed Borrowing to the Administrative Agent, then the principal
amount so paid shall constitute such Lender’s Committed Loan included in such
Committed Borrowing.  Any payment by the
Borrowers shall be without prejudice to any claim the Borrowers may have
against a Lender that shall have failed to make such payment to the
Administrative Agent.

 

(ii)           Payments by
Borrowers; Presumptions by Administrative Agent.  Unless the Administrative Agent shall have
received notice from the Lead Borrower prior to the time at which any payment
is due to the Administrative Agent for the account of the Lenders or the L/C
Issuer hereunder that the Borrowers will not make such payment, the
Administrative Agent may assume that the Borrowers have made such payment on
such date in accordance herewith and may, in reliance upon such assumption,
distribute to the Lenders or the L/C Issuer, as the case may be, the amount
due.  In such event, if the Borrowers
have not in fact made such payment, then each of the Lenders or the L/C Issuer,
as the case may be, severally agrees to repay to the Administrative Agent
forthwith on demand the amount so distributed to such Lender or the L/C Issuer,
in immediately available funds with interest thereon, for each day from and
including the date such amount is distributed to it to but excluding the date
of payment to the Administrative Agent, at the greater of the Federal Funds
Rate and a rate determined by the Administrative Agent in accordance with
banking industry rules on interbank compensation. A notice of the
Administrative Agent to any Lender or the Lead Borrower with respect to any
amount owing under this subsection (b) shall be conclusive, absent
manifest error.

 

(c)           Failure to Satisfy
Conditions Precedent.  If any Lender
makes available to the Administrative Agent funds for any Loan to be made by
such Lender as provided in the foregoing provisions of this Article II,
and such funds are not made available to the Borrowers by the Administrative
Agent because the conditions to the applicable Credit Extension set forth in Article IV
are 

 

60

 

not satisfied or waived in accordance
with the terms hereof (subject to the provisions of the last paragraph of Section 4.02
hereof), the Administrative Agent shall return such funds (in like funds as
received from such Lender) to such Lender, without interest.

 

(d)           Obligations of Lenders
Several.  The obligations of the
Lenders hereunder to make Committed Loans, to fund participations in Letters of
Credit and Swing Line Loans and to make payments pursuant to Section 10.04(c) are
several and not joint.  The failure of
any Lender to make any Committed Loan, to fund any such participation or to
make any payment under Section 10.04(c) on any date required
hereunder shall not relieve any other Lender of its corresponding obligation to
do so on such date, and no Lender shall be responsible for the failure of any
other Lender to so make its Committed Loan, to purchase its participation or to
make its payment under Section 10.04(c).

 

(e)           Funding Source.  Nothing herein shall be deemed to obligate
any Lender to obtain the funds for any Loan in any particular place or manner
or to constitute a representation by any Lender that it has obtained or will
obtain the funds for any Loan in any particular place or manner.

 

2.13        Sharing
of Payments by Lenders.  If any
Credit Party shall, by exercising any right of setoff or counterclaim or
otherwise, obtain payment in respect of any principal of, interest on, or other
amounts with respect to, any of the Obligations resulting in such Lender’s
receiving payment of a proportion of the aggregate amount of such Obligations
greater than its pro rata share thereof as provided herein
(including as in contravention of the priorities of payment set forth in Section 8.03),
then the Credit Party receiving such greater proportion shall (a) notify
the Administrative Agent of such fact, and (b) purchase (for cash at face
value) participations in the Obligations of the other Credit Parties, or make
such other adjustments as shall be equitable, so that the benefit of all such
payments shall be shared by the Credit Parties ratably and in the priorities
set forth in Section 8.03, provided that:

 

(i)            if any such participations or
subparticipations are purchased and all or any portion of the payment giving
rise thereto is recovered, such participations or subparticipations shall be
rescinded and the purchase price restored to the extent of such recovery,
without interest; and

 

(ii)           the provisions of this Section shall
not be construed to apply to (x) any payment made by the Loan Parties
pursuant to and in accordance with the express terms of this Agreement or (y) any
payment obtained by a Lender as consideration for the assignment of or sale of
a participation in any of its Committed Loans or subparticipations in L/C
Obligations or Swing Line Loans to any assignee or participant, other than to
the Borrowers or any Subsidiary thereof (as to which the provisions of this Section shall
apply).

 

Each Loan Party consents to the foregoing and agrees, to the extent it
may effectively do so under applicable Law, that any Lender acquiring a participation
pursuant to the foregoing arrangements may exercise against such Loan Party
rights of setoff and counterclaim with respect to such participation as fully
as if such Lender were a direct creditor of such Loan Party in the amount of
such participation.

 

2.14        Settlement
Amongst Lenders

 

(a)         The amount of each Lender’s
Applicable Percentage of outstanding Loans (including outstanding Swing Line
Loans) shall be computed weekly (or more frequently in the Administrative Agent’s
discretion) and shall be adjusted upward or downward based on all Loans
(including Swing Line Loans) and repayments of Loans (including Swing Line
Loans) received by the Administrative Agent as of 3:00 p.m. on the first
Business Day (such date, the “Settlement Date”) following the end of the
period specified by the Administrative Agent.

 

(b)         The Administrative Agent shall deliver to each of the
Lenders promptly after a Settlement Date a summary statement of the amount of
outstanding Committed Loans for the 

 

61

 

period and the
amount of repayments received for the period. 
As reflected on the summary statement, (i) the Administrative Agent
shall transfer to each Lender its Applicable Percentage of repayments, and (ii) each
Lender shall transfer to the Administrative Agent (as provided below) or the
Administrative Agent shall transfer to each Lender, such amounts as are
necessary to insure that, after giving effect to all such transfers, the amount
of Committed Loans made by each Lender shall be equal to such Lender’s Applicable
Percentage of all Committed Loans outstanding as of such Settlement Date.  If the summary statement requires transfers
to be made to the Administrative Agent by the Lenders and is received prior to
1:00 p.m. on a Business Day, such transfers shall be made in immediately
available funds no later than 3:00 p.m. that day; and, if received after
1:00 p.m., then no later than 3:00 p.m. on the next Business Day. The
obligation of each Lender to transfer such funds is irrevocable, unconditional
and without recourse to or warranty by the Administrative Agent.  If and to the extent any Lender shall not
have so made its transfer to the Administrative Agent, such Lender agrees to
pay to the Administrative Agent, forthwith on demand such amount, together with
interest thereon, for each day from such date until the date such amount is
paid to the Administrative Agent, equal to the greater of the Federal Funds
Rate and a rate determined by the Administrative Agent in accordance with
banking industry rules on interbank compensation plus any administrative,
processing, or similar fees customarily charged by the Administrative Agent in
connection with the foregoing.

 

ARTICLE III

TAXES, YIELD PROTECTION AND ILLEGALITY;

APPOINTMENT OF LEAD BORROWER

 

3.01        Taxes.

 

(a)           Payments Free of
Taxes.  Any and all payments by or on
account of any obligation of the Borrowers hereunder or under any other Loan
Document shall be made free and clear of and without reduction or withholding
for any Indemnified Taxes or Other Taxes, provided that if the Borrowers
shall be required by applicable Laws to deduct any Indemnified Taxes (including
any Other Taxes) from such payments, then (i) the sum payable shall be
increased as necessary so that after making all required deductions (including
deductions applicable to additional sums payable under this Section) the
Administrative Agent, Lender or L/C Issuer, as the case may be, receives an
amount equal to the sum it would have received had no such deductions been made,
(ii) the Borrowers shall make such deductions and (iii) the Borrowers
shall timely pay the full amount deducted to the relevant Governmental
Authority in accordance with applicable Laws.

 

(b)           Payment of Other
Taxes by the Borrowers.  Without
limiting the provisions of subsection (a) above, the Borrowers
shall timely pay any Other Taxes to the relevant Governmental Authority in
accordance with applicable Laws.

 

(c)           Indemnification by
the Loan Parties.  The Loan Parties
shall indemnify the Administrative Agent, each Lender and the L/C Issuer,
within 10 days after demand therefor, for the full amount of any Indemnified
Taxes or Other Taxes (including Indemnified Taxes or Other Taxes imposed or
asserted on or attributable to amounts payable under this Section) paid by the
Administrative Agent, such Lender or the L/C Issuer, as the case may be, and
any penalties, interest, fees, and reasonable costs and expenses, arising
therefrom or with respect thereto, whether or not such Indemnified Taxes or
Other Taxes were correctly or legally imposed or asserted by the relevant
Governmental Authority.  A certificate as
to the amount of such payment or liability delivered to the Lead Borrower by a
Lender or the L/C Issuer (with a copy to the Administrative Agent), or by the
Administrative Agent on its own behalf or on behalf of a Lender or the L/C
Issuer, shall be conclusive absent manifest error.

 

(d)           Evidence of Payments.  If requested by the Administrative Agent, the
Lead Borrower shall deliver to the Administrative Agent, as soon as practicable
after any payment of Indemnified Taxes or Other Taxes by the Borrowers to a
Governmental Authority, the original or a certified copy of a receipt issued by
such Governmental Authority evidencing such payment, a copy of 

 

62

 

the return reporting such
payment or other evidence of such payment reasonably satisfactory to the
Administrative Agent.

 

(e)           Status of Lenders.  Any Foreign Lender that is entitled to an
exemption from or reduction of withholding tax under the law of the
jurisdiction in which any Borrower is resident for tax purposes, or any treaty
to which such jurisdiction is a party, with respect to payments hereunder or
under any other Loan Document shall deliver to the Lead Borrower (with a copy
to the Administrative Agent), at the time or times prescribed by applicable law
or reasonably requested by the Lead Borrower or the Administrative Agent, such
properly completed and executed documentation prescribed by applicable law as
will permit such payments to be made without withholding or at a reduced rate
of withholding.  In addition, any Lender,
if requested by the Lead Borrower or the Administrative Agent, shall deliver
such other documentation prescribed by applicable law or reasonably requested
by the Lead Borrower or the Administrative Agent as will enable the Lead
Borrower or the Administrative Agent to determine whether or not such Lender is
subject to backup withholding or information reporting requirements. Without limiting
the generality of the foregoing, in the event that any Borrower is resident for
tax purposes in the United States, any Foreign Lender shall deliver to the Lead
Borrower and the Administrative Agent (in such number of copies as shall be
requested by the recipient) on or prior to the date on which such Foreign
Lender becomes a Lender under this Agreement (and from time to time thereafter
upon the request of the Lead Borrower or the Administrative Agent, but only if
such Foreign Lender is legally entitled to do so), whichever of the following
is applicable:

 

(i)            duly completed copies of
Internal Revenue Service Form W-8BEN claiming eligibility for benefits of
an income tax treaty to which the United States is a party,

 

(ii)           duly completed copies of Internal Revenue Service Form W-8ECI,

 

(iii)          in the case of a Foreign Lender claiming the benefits
of the exemption for portfolio interest under section 881(c) of the Code, (x) a
certificate to the effect that such Foreign Lender is not (A) a “bank”
within the meaning of section 881(c)(3)(A) of the Code, (B) a “10
percent shareholder” of the Borrowers within the meaning of section 881(c)(3)(B) of
the Code, or (C) a “controlled foreign corporation” described in section
881(c)(3)(C) of the Code and (y) duly completed copies of Internal
Revenue Service Form W-8BEN, or

 

(iv)          any other form prescribed by applicable law as a basis
for claiming exemption from or a reduction in United States Federal withholding
tax duly completed together with such supplementary documentation as may be
prescribed by applicable law to permit the Lead Borrower to determine the
withholding or deduction required to be made.

 

(f)            Treatment of
Certain Refunds.  If the
Administrative Agent, any Lender or the L/C Issuer determines that it has received
a refund of any Taxes or Other Taxes as to which it has been indemnified by the
Borrowers or with respect to which the Borrowers have paid additional amounts
pursuant to this Section, it shall pay to the Borrowers an amount equal to such
refund (but only to the extent of indemnity payments made, or additional
amounts paid, by the Borrowers under this Section with respect to the
Taxes or Other Taxes giving rise to such refund), net of all out-of-pocket
expenses of the Administrative Agent, such Lender or the L/C Issuer, as the
case may be, and without interest (other than any interest paid by the relevant
Governmental Authority with respect to such refund), provided that the
Borrowers, upon the request of the Administrative Agent, such Lender or the L/C
Issuer, agree to repay the amount paid over to the Borrowers (plus any
penalties, interest or other charges imposed by the relevant Governmental
Authority) to the Administrative Agent, such Lender or the L/C Issuer in the
event the Administrative Agent, such Lender or the L/C Issuer is required to
repay such refund to such Governmental Authority.  This subsection shall not be construed to
require the Administrative Agent, any Lender or the L/C Issuer to make available
its tax returns (or any other information relating to its taxes that it deems
confidential) to the Borrowers or any other Person.

 

3.02        Illegality.
 If any Lender determines that any
Law has made it unlawful, or that any Governmental Authority has asserted that
it is unlawful, for any Lender or its applicable 

 

63

 

Lending Office to make,
maintain or fund LIBO Rate Loans, or to determine or charge interest rates
based upon the LIBO Rate, or any Governmental Authority has imposed material
restrictions on the authority of such Lender to purchase or sell, or to take
deposits of, Dollars in the London interbank market, then, on notice thereof by
such Lender to the Lead Borrower through the Administrative Agent, any
obligation of such Lender to make or continue LIBO Rate Loans or to convert
Base Rate Loans to LIBO Rate Loans shall be suspended until such Lender
notifies the Administrative Agent and the Lead Borrower that the circumstances
giving rise to such determination no longer exist.  Upon receipt of such notice, the Borrowers
shall, upon demand from such Lender (with a copy to the Administrative Agent),
prepay or, if applicable, convert all LIBO Rate Loans of such Lender to Base
Rate Loans, either on the last day of the Interest Period therefor, if such
Lender may lawfully continue to maintain such LIBO Rate Loans to such day, or
immediately, if such Lender may not lawfully continue to maintain such LIBO
Rate Loans.  Upon any such prepayment or
conversion, the Borrowers shall also pay accrued interest on the amount so
prepaid or converted.

 

3.03        Inability
to Determine Rates.  If the Required
Lenders determine that for any reason in connection with any request for a LIBO
Rate Loan or a conversion to or continuation thereof that (a) Dollar
deposits are not being offered to banks in the London interbank market for the
applicable amount and Interest Period of such LIBO Rate Loan, (b) adequate
and reasonable means do not exist for determining the LIBO Rate for any
requested Interest Period with respect to a proposed LIBO Rate Loan , or (c) the
LIBO Rate for any requested Interest Period with respect to a proposed LIBO
Rate Loan does not adequately and fairly reflect the cost to such Lenders of
funding such Loan, the Administrative Agent will promptly so notify the Lead
Borrower and each Lender.  Thereafter,
the obligation of the Lenders to make or maintain LIBO Rate Loans shall be
suspended until the Administrative Agent (upon the instruction of the Required
Lenders) revokes such notice.  Upon
receipt of such notice, the Lead Borrower may revoke any pending request for a
Borrowing of, conversion to or continuation of LIBO Rate Loans or, failing
that, will be deemed to have converted such request into a request for a
Committed Borrowing of Base Rate Loans in the amount specified therein.

 

3.04        Increased
Costs; Reserves on LIBO Rate Loans.

 

(a)           Increased Costs
Generally.  If any Change in Law
shall:

 

(i)            impose, modify or deem
applicable any reserve, special deposit, compulsory loan, insurance charge or
similar requirement against assets of, deposits with or for the account of, or
credit extended or participated in by, any Lender (except any reserve
requirement reflected in the LIBO Rate) or the L/C Issuer;

 

(ii)           subject any Lender or the L/C Issuer to any tax of any
kind whatsoever with respect to this Agreement, any Letter of Credit, any
participation in a Letter of Credit or any LIBO Rate Loan made by it, or change
the basis of taxation of payments to such Lender or the L/C Issuer in respect
thereof (except for Indemnified Taxes or Other Taxes covered by Section 3.01
and the imposition of, or any change in the rate of, any Excluded Tax payable
by such Lender or the L/C Issuer); or

 

(iii)          impose on any Lender or the L/C Issuer or the London
interbank market any other condition, cost or expense affecting this Agreement
or LIBO Rate Loans made by such Lender or any Letter of Credit or participation
therein;

 

and the result of any of the foregoing
shall be to increase the cost to such Lender of making or maintaining any LIBO
Rate Loan (or of maintaining its obligation to make any such Loan), or to
increase the cost to such Lender or the L/C Issuer of participating in, issuing
or maintaining any Letter of Credit (or of maintaining its obligation to
participate in or to issue any Letter of Credit), or to reduce the amount of
any sum received or receivable by such Lender or the L/C Issuer 

 

64

 

hereunder (whether of principal,
interest or any other amount) then, upon request of such Lender or the L/C
Issuer, the Borrowers will pay to such Lender or the L/C Issuer, as the case
may be, such additional amount or amounts as will compensate such Lender or the
L/C Issuer, as the case may be, for such additional costs incurred or reduction
suffered.

 

(b)           Capital Requirements.  If any Lender or the L/C Issuer determines
that any Change in Law affecting such Lender or the L/C Issuer or any Lending
Office of such Lender or such Lender’s or the L/C Issuer’s holding company, if
any, regarding capital requirements has or would have the effect of reducing
the rate of return on such Lender’s or the L/C Issuer’s capital or on the
capital of such Lender’s or the L/C Issuer’s holding company, if any, as a
consequence of this Agreement, the Commitments of such Lender or the Loans made
by, or participations in Letters of Credit held by, such Lender, or the Letters
of Credit issued by the L/C Issuer, to a level below that which such Lender or
the L/C Issuer or such Lender’s or the L/C Issuer’s holding company could have
achieved but for such Change in Law (taking into consideration such Lender’s or
the L/C Issuer’s policies and the policies of such Lender’s or the L/C Issuer’s
holding company with respect to capital adequacy), then from time to time the
Borrowers will pay to such Lender or the L/C Issuer, as the case may be, such
additional amount or amounts as will compensate such Lender or the L/C Issuer
or such Lender’s or the L/C Issuer’s holding company for any such reduction
suffered.

 

(c)           Certificates for
Reimbursement.  A certificate of a
Lender or the L/C Issuer setting forth the amount or amounts necessary to
compensate such Lender or the L/C Issuer or its holding company, as the case
may be, as specified in subsection (a) or (b) of this
Section, as well as the basis for determining such amount or amounts, and
delivered to the Lead Borrower shall be conclusive absent manifest error.  The Borrowers shall pay such Lender or the
L/C Issuer, as the case may be, the amount shown as due on any such certificate
within 10 days after receipt thereof.

 

(d)           Delay in Requests.  Failure or delay on the part of any Lender or
the L/C Issuer to demand compensation pursuant to the foregoing provisions of
this Section shall not constitute a waiver of such Lender’s or the L/C
Issuer’s right to demand such compensation, provided that the Borrowers
shall not be required to compensate a Lender or the L/C Issuer pursuant to the
foregoing provisions of this Section for any increased costs incurred or
reductions suffered more than nine months prior to the date that such Lender or
the L/C Issuer, as the case may be, notifies the Lead Borrower of the Change in
Law giving rise to such increased costs or reductions and of such Lender’s or
the L/C Issuer’s intention to claim compensation therefor (except that, if the
Change in Law giving rise to such increased costs or reductions is retroactive,
then the nine-month period referred to above shall be extended to include the
period of retroactive effect thereof).

 

(e)           Reserves on LIBO
Rate Loans.  In addition to the
amounts paid by the Borrowers in respect of the Statutory Reserve Rate, the
Borrowers shall pay to each Lender, as long as such Lender shall be required to
maintain reserves (other than any reserve described in the definition of
Statutory Reserve Rate) with respect to liabilities or assets consisting of or
including Eurocurrency funds or deposits (currently known as “Eurocurrency
liabilities”), additional interest on the unpaid principal amount of each LIBO
Rate Loan equal to the actual costs of such reserves allocated to such Loan by
such Lender (as determined by such Lender in good faith, which determination
shall be conclusive), which shall be due and payable on each date on which
interest is payable on such Loan, provided the Lead Borrower shall have
received at least 10 days’ prior notice (with a copy to the Administrative
Agent) of such additional interest from such Lender.  If a Lender fails to give notice 10 days
prior to the relevant Interest Payment Date, such additional interest shall be
due and payable 10 days from receipt of such notice.

 

3.05        Compensation
for Losses.  Upon demand of any
Lender (with a copy to the Administrative Agent) from time to time, the
Borrowers shall promptly compensate such Lender for and hold such Lender
harmless from any loss, cost or expense incurred by it as a result of:

 

65

 

(a)         any continuation,
conversion, payment or prepayment of any Loan other than a Base Rate Loan on a
day other than the last day of the Interest Period for such Loan (whether
voluntary, mandatory, automatic, by reason of acceleration, or otherwise);

 

(b)         any failure by the Borrowers (for a reason other than
the failure of such Lender to make a Loan) to prepay, borrow, continue or
convert any Loan other than a Base Rate Loan on the date or in the amount
notified by the Lead Borrower; or

 

(c)         any
assignment of a LIBO Rate Loan on a day other than the last day of the Interest
Period therefor as a result of a request by the Lead Borrower pursuant to Section 10.13;
including any loss of anticipated
profits and any loss or expense arising from the liquidation or reemployment of
funds obtained by it to maintain such Loan or from fees payable to terminate
the deposits from which such funds were obtained.  The Borrowers shall also pay any customary
administrative fees charged by such Lender in connection with the foregoing.

 

For purposes of calculating amounts payable by the Borrowers to the
Lenders under this Section 3.05, each Lender shall be deemed to
have funded each LIBO Rate Loan made by it at the LIBO Rate for such Loan by a
matching deposit or other borrowing in the London interbank market for a
comparable amount and for a comparable period, whether or not such LIBO Rate
Loan was in fact so funded.

 

3.06        Mitigation
Obligations; Replacement of Lenders.

 

(a)           Designation of a
Different Lending Office.  If any
Lender requests compensation under Section 3.04, or the Borrowers
are required to pay any additional amount to any Lender or any Governmental
Authority for the account of any Lender pursuant to Section 3.01,
or if any Lender gives a notice pursuant to Section 3.02, then such
Lender shall use reasonable efforts to designate a different Lending Office for
funding or booking its Loans hereunder or to assign its rights and obligations
hereunder to another of its offices, branches or affiliates, if, in the
reasonable judgment of such Lender, such designation or assignment (i) would
eliminate or reduce amounts payable pursuant to Section 3.01 or 3.04,
as the case may be, in the future, or eliminate the need for the notice
pursuant to Section 3.02, as applicable, and (ii) in each
case, would not subject such Lender to any unreimbursed cost or expense and
would not otherwise be disadvantageous to such Lender as reasonably determined
by such Lender.  The Borrowers hereby
agree to pay all reasonable costs and expenses incurred by any Lender in
connection with any such designation or assignment.

 

(b)           Replacement of
Lenders.  Notwithstanding subsection
(a) above, if any Lender requests compensation under Section 3.04, or if the Borrowers are
required to pay any additional amount to any Lender or any Governmental
Authority for the account of any Lender pursuant to Section 3.01,
or if any Lender gives a notice pursuant to Section 3.02, the
Borrowers may replace such Lender in accordance with Section 10.13.

 

(c)           If the L/C Issuer
may not issue Letters of Credit as a result of the limitations set forth in Section 2.03(a)(iii)(A), then
Borrowers may, if no Default or Event of Default exists and with the prior
written consent of Administrative Agent (which consent shall not be
unreasonably withheld or delayed): (i) request a Lender (with such Lender’s
consent) to issue Letters of Credit; or (ii) designate a supplemental bank
or financial institution, which is an Eligible Assignee and otherwise
satisfactory to Administrative Agent, to issue Letters of Credit and become an
additional “L/C Issuer” hereunder.

 

3.07        Survival.
 All of the Borrowers’ obligations
under this Article III shall survive termination of the Aggregate
Commitments and repayment of all other Obligations hereunder.

 

3.08        Designation
of Lead Borrower as Borrowers’ Agent.

 

(a)           Each Borrower hereby
irrevocably designates and appoints the Lead Borrower as such Borrower’s agent
to obtain Credit Extensions, the proceeds of which shall be available to each
Borrower for such uses as are permitted under this Agreement.  As the disclosed principal for its agent,
each Borrower shall be obligated to each Credit Party on account of Credit
Extensions so made as if made directly by the applicable Credit Party to such
Borrower, notwithstanding the manner by which such Credit Extensions are
recorded on the books and records of the Lead Borrower and of any other 

 

66

 

Borrower.  In addition, each Loan Party other than the
Borrowers hereby irrevocably designates and appoints the Lead Borrower as such
Loan Party’s agent to represent such Loan Party in all respects under this
Agreement and the other Loan Documents.

 

(b)           Each Borrower
recognizes that credit available to it hereunder is in excess of and on better
terms than it otherwise could obtain on and for its own account and that one of
the reasons therefor is its joining in the credit facility contemplated herein
with all other Borrowers.  Consequently,
each Borrower hereby assumes and agrees to discharge all Obligations of each of
the other Borrowers.

 

(c)           The Lead Borrower shall
act as a conduit for each Borrower (including itself, as a “Borrower”) on whose
behalf the Lead Borrower has requested a Credit Extension.  Neither the Administrative Agent nor any
other Credit Party shall have any obligation to see to the application of such
proceeds therefrom.

 

ARTICLE IV

CONDITIONS PRECEDENT TO CREDIT EXTENSIONS

 

4.01        Conditions
of Initial Credit Extension.  The
obligation of the L/C Issuer and each Lender to make its initial Credit
Extension hereunder is subject to satisfaction (or waiver in accordance with Section 10.01)
of the following conditions precedent:

 

(a)         The Administrative Agent’s
receipt of the following, each of which shall be originals or telecopies
(followed promptly by originals) unless otherwise specified, each properly
executed by a Responsible Officer of the signing Loan Party, each dated the
Closing Date (or, in the case of certificates of governmental officials, a
recent date before the Closing Date) and each in form and substance
satisfactory to the Administrative Agent:

 

(i)            executed counterparts of this Agreement
sufficient in number for distribution to the Administrative Agent, each Lender
and the Lead Borrower;

 

(ii)           (A) a Committed
Loan Note executed by the Borrowers in favor of each Lender requesting a
Committed Loan Note, and (B) a Swing Line Loan Note executed by the
Borrowers in favor of Wells Fargo Retail Finance, LLC;

 

(iii)          such certificates of
resolutions or other action, incumbency certificates and/or other certificates
of Responsible Officers of each Loan Party as the Administrative Agent may
require evidencing (A) the authority of each Loan Party to enter into this
Agreement and the other Loan Documents to which such Loan Party is a party or
is to be a party and (B) the identity, authority and capacity of each
Responsible Officer thereof authorized to act as a Responsible Officer in
connection with this Agreement and the other Loan Documents to which such Loan
Party is a party or is to be a party;

 

(iv)          copies of each Loan
Party’s Organization Documents and such other documents and certifications as
the Administrative Agent may reasonably require to evidence that each Loan
Party is duly organized or formed, and that each Loan Party is validly existing
and in good standing under the Laws of the jurisdiction of its incorporation or
organization, and in each jurisdiction where its ownership, lease or operation
of properties or the conduct of its business requires such qualification,
except to the extent that failure to do so could not reasonably be expected to
have a Material Adverse Effect;

 

(v)           a favorable opinion of Hogan &
Hartson LLP and Elsaesser
Jarzabek Anderson Marks & Elliott, Chtd., counsel to the Loan
Parties, addressed to the Administrative Agent and each Lender, as to such
matters concerning the Loan Parties and the Loan Documents as the
Administrative Agent may reasonably request;

 

67

 

(vi)          a certificate signed by
a Responsible Officer of the Lead Borrower certifying (A) that the
conditions specified in Sections 4.01 and 4.02 have been
satisfied, (B) that there has been no event or circumstance since the date
of the Audited Financial Statements that has had or could be reasonably
expected to have, either individually or in the aggregate, a Material Adverse
Effect, (C) either that (1) no consents, licenses or approvals are
required in connection with the execution, delivery and performance by such
Loan Party and the validity against such Loan Party of the Loan Documents to
which it is a party, or (2) that all such consents, licenses and approvals
have been obtained and are in full force and effect, and (D) to the Solvency of the Loan Parties on a
Consolidated basis as of the Closing Date after giving effect to the
transactions contemplated hereby;

 

(vii)         a duly completed Compliance Certificate as of the last day of the
Fiscal Month of the Parent and its Subsidiaries most recently ended prior to
the Closing Date, signed by a Responsible Officer of the Lead Borrower;

 

(viii)        evidence that all insurance required to be maintained pursuant to the
Loan Documents and all endorsements in favor of the Agents required under the
Loan Documents have been obtained and are in effect;

 

(ix)          a payoff letter from the lenders under the Existing Credit Agreement
satisfactory in form and substance to the Administrative Agent evidencing that
the Existing Credit Agreement has been or concurrently with the Closing Date is
being terminated, all obligations and other indebtedness thereunder are being
paid in full, and all Liens securing obligations under the Existing Credit
Agreement have been or concurrently with the Closing Date are being released;

 

(x)           a certificate from the chief financial officer of the Lead Borrower,
satisfactory in form and substance to the Administrative Agent, attesting to
the Solvency of the Loan Parties as of the Closing Date after giving effect to
the transactions contemplated hereby;

 

(xi)          the Security Documents
and certificates evidencing any stock being pledged thereunder, together with
undated stock powers executed in blank (other than the certificate and stock
powers being delivered pursuant to Section 6.22), each duly
executed by the applicable Loan Parties;

 

(xii)         all other Loan Documents,
each duly executed by the applicable Loan Parties;

 

(xiii)        the Disbursement Letter, duly
executed by each of the parties thereto;

 

(xiv)        (A) appraisals (based
on net liquidation value) by a third party appraiser acceptable to the
Collateral Agent of all Inventory of the Borrowers, the results of which are
satisfactory to the Collateral Agent and (B) a written report regarding
the results of a commercial finance examination of the Loan Parties, which
shall be satisfactory to the Collateral Agent;

 

(xv)         results of searches or
other evidence reasonably satisfactory to the Collateral Agent (in each case
dated as of a date reasonably satisfactory to the Collateral Agent) indicating
the absence of Liens on the assets of the Loan Parties, except for Permitted
Encumbrances and Liens for which termination statements and releases,
satisfactions and discharges of any mortgages, and 

 

68

 

releases or subordination
agreements satisfactory to the Collateral Agent are being tendered concurrently
with such extension of credit or other arrangements satisfactory to the
Collateral Agent for the delivery of such termination statements and releases,
satisfactions and discharges have been made;

 

(xvi)        (A)          all documents and instruments, including
Uniform Commercial Code financing statements, required by law or reasonably
requested by the Collateral Agent to be filed, registered or recorded to create
or perfect the first priority Liens intended to be created under the Loan
Documents and all such documents and instruments shall have been so filed,
registered or recorded to the satisfaction of the Collateral Agent, (B) the
DDA Notifications, Credit Card Notifications, and Blocked Account Agreements
required pursuant to Section 6.13 hereof, and (C) control
agreements with respect to the Loan Parties’ securities and investment
accounts;

 

(xvii)       Collateral Access
Agreement, as required by the Collateral Agent; and

 

(xviii)      such other assurances, certificates, documents, consents or opinions as
the Agents reasonably may require.

 

(b)         After giving effect to (i) the
first funding under the Loans, (ii) any charges to the Loan Account made
in connection with the establishment of the credit facility contemplated hereby
and (iii) all Letters of Credit to be issued at, or immediately subsequent
to such establishment, Availability shall be not less than $40,000,000.

 

(c)         The Administrative Agent shall have received a
Borrowing Base Certificate dated the Closing Date, relating to the month ended
on January 31, 2009, and executed by a Responsible Officer of the Lead
Borrower.

 

(d)         The Administrative Agent shall be reasonably satisfied
that any financial statements delivered to it fairly present the business and
financial condition of the Loan Parties and that there has been no Material
Adverse Effect since the date of the most recent financial information
delivered to the Administrative Agent.

 

(e)         The Administrative Agent shall have received and be
satisfied with (i) a detailed business plan and forecast for the period
commencing on the Closing Date and ending with the end of such Fiscal Year,
which shall include an Availability model, Consolidated income statement,
balance sheet, and statement of cash flow, by quarter, each prepared in
conformity with GAAP and consistent with the Loan Parties’ then current
practices and (b) such other information (financial or otherwise)
reasonably requested by the Administrative Agent.

 

(f)          There shall not be pending any litigation or other
proceeding, the result of which, either individually or in the aggregate, could
reasonably be expected to have a Material Adverse Effect.

 

(g)         There shall not have occurred any default of any
Material Contract of any Loan Party which could reasonably be expected to have
a Material Adverse Effect.

 

(h)         The consummation of the transactions contemplated
hereby shall not violate any applicable Law or any Organization Document.

 

(i)          All fees and expenses required to be paid to the
Agents on or before the Closing Date shall have been paid in full, and all fees
required to be paid to the Lenders on or before the Closing Date shall have
been paid in full.

 

(j)          The Borrowers shall have paid all fees, charges and
disbursements of counsel to the Administrative Agent to the extent invoiced
prior to the Closing Date, plus such additional amounts of such fees, charges
and disbursements as shall constitute its reasonable estimate of such fees,
charges and disbursements incurred or to be incurred by it through the closing 

 

69

 

proceedings
(provided that such estimate shall not thereafter preclude a final settling of
accounts between the Borrowers and the Administrative Agent).

 

(k)         The Administrative Agent shall have received all
documentation and other information required by regulatory authorities under
applicable “know your customer” and anti-money laundering rules and
regulations, including without limitation the USA PATRIOT Act, and shall be
satisfied that the Loan Parties are in compliance with all Laws.

 

(l)          No material changes in governmental regulations or
policies affecting any Loan Party or any Credit Party shall have occurred prior
to the Closing Date.

 

(m)        There shall not have occurred any disruption or
material adverse change in the United States financial or capital markets in
general that has had, in the reasonable opinion of the Administrative Agent, a
material adverse effect on the market for loan syndications or adversely
affecting the syndication of the Loans.

 

(n)         Each Lender shall have received final credit approval
to enter into the Agreement and the other Loan Documents (to which it is a
party) and for its applicable Commitment, and to perform its obligations
thereunder.

 

(o)         The Agents shall have
completed, and be
satisfied with, its corporate and legal due-diligence of each Loan Party
(including, but not limited to solvency), its examination of the Collateral,
the Stores and distribution centers of the Loan Parties, and the capital
structure of the Loan Parties.

 

Without limiting the generality of the
provisions of Section 9.04, for purposes of determining compliance
with the conditions specified in this Section 4.01, each Lender
that has signed this Agreement shall be deemed to have Consented to, approved
or accepted or to be satisfied with, each document or other matter required
thereunder to be Consented to or approved by or acceptable or satisfactory to a
Lender unless the Administrative Agent shall have received notice from such
Lender prior to the proposed Closing Date specifying its objection thereto.

 

4.02        Conditions
to all Credit Extensions.  The
obligation of each Lender to honor any Request for Credit Extension (other than
a Committed Loan Notice requesting only a conversion of Committed Loans to the
other Type, or a continuation of LIBO Rate Loans) is subject to the following
conditions precedent:

 

(a)         The representations and
warranties of each other Loan Party contained in Article V or any
other Loan Document, or which are contained in any document furnished at any
time under or in connection herewith or therewith, shall be true and correct in
all material respects on and as of the date of such Credit Extension, except to
the extent that such representations and warranties specifically refer to an
earlier date, in which case they shall be true and correct as of such earlier
date, and except that for purposes of this Section 4.02, the
representations and warranties contained in subsections (a) and (b) of
Section 5.05 shall be deemed to refer to the most recent statements
furnished pursuant to clauses (a) and (b), respectively, of Section 6.01.

 

(b)         No Default shall exist, or would result from such
proposed Credit Extension or from the application of the proceeds thereof.

 

(c)         The Administrative Agent and, if applicable, the L/C
Issuer or the Swing Line Lender shall have received a Request for Credit
Extension in accordance with the requirements hereof.

 

(d)         The Administrative Agent shall have received an
updated Borrowing Base Certificate reflecting the outstanding Credit Extensions
after giving effect to such request (it being agreed that except for Borrowing
Base Certificates furnished pursuant to Section 6.02(c), the values
for eligible assets will not be required to be updated).

 

(e)         No injunction, writ, restraining order, or other
order of any nature prohibiting, directly or indirectly, the extending of such
credit shall have been issued and remain in force by any Governmental Authority
against any Borrower, any Agent, any Lender or any of their Affiliate.

 

70

 

(f)                             The
aggregate amount of all requested Loans and/or Letters of Credit shall not
exceed Availability at such time.

 

(g)                            No
event or circumstance which could reasonably be expected to result in a
Material Adverse Effect shall have occurred.

 

(h)                           No
Loan Party shall have entered into any transaction, or made any payment, of the
type specified in Section 7.06(d) or (e), within ninety (90) days of the date of the
proposed Credit Extension, provided, however, this condition
shall not apply in connection with the issuance of any Letter of Credit, any
L/C Borrowing, or any other Loan for which 100% of the proceeds shall be used
to repay any outstanding fees, costs or expenses (including, without
limitation, the Commitment Fees, Early Termination Fees, and Letter of Credit
Fees), owed to any Credit Party under, or in connection with, this Agreement or
any other Loan Document.

 

Each Request for Credit Extension
(other than a Committed Loan Notice requesting only a conversion of Committed
Loans to the other Type or a continuation of LIBO Rate Loans) submitted by the
Borrower shall be deemed to be a representation and warranty by the Borrowers
that the conditions specified in this Section 4.02 have been
satisfied on and as of the date of the applicable Credit Extension.  The conditions set forth in this Section 4.02
are for the sole benefit of the Credit Parties but until the Required Lenders
otherwise direct the Administrative Agent to cease making Committed Loans, the
Lenders will fund their Applicable Percentage of all Committed Loans and L/C
Advances and participate in all Swing Line Loans and Letters of Credit whenever
made or issued, which are requested by the Lead Borrower and which,
notwithstanding the failure of the Loan Parties to comply with the provisions of
this Article IV, are agreed to by the Administrative Agent,
provided, however, the making of any such Loans or the issuance of any Letters
of Credit shall not be deemed a modification or waiver by any Credit Party of
the provisions of this Article IV on any future occasion or a
waiver of any rights or the Credit Parties as a result of any such failure to
comply.

 

ARTICLE V

REPRESENTATIONS AND WARRANTIES

 

To induce the Credit Parties to enter into this Agreement and to make
Loans and to issue Letters of Credit hereunder, each Loan Party represents and
warrants to the Administrative Agent and the other Credit Parties that:

 

5.01                        Existence,
Qualification and Power.  Each Loan
Party and each Subsidiary thereof (a) is a corporation, limited liability
company, partnership or limited partnership, duly organized or formed, validly
existing and, where applicable, in good standing under the Laws of the
jurisdiction of its incorporation or organization, (b) has all requisite
power and authority and all requisite governmental licenses, permits,
authorizations, consents and approvals to (i) own or lease its assets and
carry on its business as currently
conducted, and (ii) execute, deliver and perform its obligations under the
Loan Documents to which it is a party, and (c) is duly qualified and is
licensed and, where applicable, in good standing under the Laws of each
jurisdiction where its ownership, lease or operation of properties or the
conduct of its business requires such qualification or license; except in each
case referred to in clause (b)(i) or (c), to the extent that
failure to do so could not reasonably be expected to have a Material Adverse
Effect.  Schedule 5.01 annexed
hereto sets forth, as of the Closing Date, each Loan Party’s name as it appears
in official filings in its state of incorporation or organization and the name
under which each Loan Party currently conducts its business (if different), its
state of incorporation or organization, organization type, organization number,
if any, issued by its state of incorporation or 

 

71

 

organization, its federal employer
identification number, and the address of its chief executive office and
principal place of business.

 

5.02                        Authorization;
No Contravention.  The execution,
delivery and performance by each Loan Party of each Loan Document to which such
Person is or is to be a party, has been duly authorized by all necessary
corporate or other organizational action, and does not and will not (a) contravene
the terms of any of such Person’s Organization Documents; (b) conflict
with or result in any breach, termination, or contravention of, or constitute a
default under, or require any payment to be made under (i) any Material
Contract or any Material Indebtedness to which such Person is a party or
affecting such Person or the properties of such Person or any of its
Subsidiaries, (ii) any order, injunction, writ or decree of any
Governmental Authority or any arbitral award to which such Person or its
property is subject or (iii) any governmental licenses, permits,
authorizations, consents and approvals; (c) result in or require the
creation of any Lien upon any asset of any Loan Party (other than Liens in
favor of the Collateral Agent under the Security Documents); or (d) violate
any Law.

 

5.03                        Governmental
Authorization; Other Consents.  No
approval, consent, exemption, authorization, or other action by, or notice to,
or filing with, any Governmental Authority or any other Person is necessary or
required in connection with the execution, delivery or performance by, or
enforcement against, any Loan Party of this Agreement or any other Loan
Document, except for (a) the perfection or maintenance of the Liens
created under the Security Documents (including the first priority nature
thereof), or as otherwise expressly contemplated hereby in respect of the
protection and enforcement of such Liens or, (b) such as have been obtained or made and are in full
force and effect or (c) filings with the SEC in connection with the entry
into a material agreement.

 

5.04                        Binding
Effect.  This Agreement has been, and
each other Loan Document, when delivered, will have been, duly executed and
delivered by each Loan Party that is party thereto.  This Agreement constitutes, and each other
Loan Document when so delivered will constitute, a legal, valid and binding
obligation of such Loan Party, enforceable against each Loan Party that is
party thereto in accordance with its terms, subject to applicable bankruptcy,
insolvency, reorganization, moratorium or other laws affecting creditors’
rights generally and subject to general principles of equity, regardless of
whether considered in a proceeding in equity or at law.

 

5.05                        Financial
Statements; No Material Adverse Effect.

 

(a)                                 The Audited Financial Statements (i) were
prepared in accordance with GAAP consistently applied throughout the period
covered thereby, except as otherwise expressly noted therein; (ii) fairly
present in all material respects the financial condition of the Parent and its Subsidiaries as of the date
thereof and their results of operations for the period covered thereby in
accordance with GAAP consistently applied throughout the period covered
thereby, except as otherwise expressly noted therein; and (iii) show all
Material Indebtedness and other liabilities, direct or contingent, of the Parent and its Subsidiaries on a Consolidated
basis as of the date thereof, including liabilities for taxes, material
commitments and Indebtedness, in each case, in accordance with GAAP consistently
applied through the covered period.

 

(b)                                 The unaudited
Consolidated balance sheet of the Parent and its Subsidiaries dated November 1,
2008, and the related Consolidated and consolidating statements of income or
operations, Shareholders’ Equity and cash flows for the Fiscal Quarter ended on
that date (i) were prepared in accordance with GAAP consistently applied
throughout the period covered thereby, except as otherwise expressly noted
therein, and (ii) fairly present in all material respects the financial
condition of the Parent and its Subsidiaries as of the date thereof and their
results of operations for the period covered thereby, subject, in the case of clauses
(i) and (ii), to the absence of footnotes and to normal
year-end audit adjustments.  As of the
Closing Date, Schedule 5.05 sets forth all Material Indebtedness and
other 

 

72

 

liabilities, direct or
contingent, of the Loan Parties and their Subsidiaries on a Consolidated basis as of the date
of such financial statements, including liabilities for taxes, material
commitments and Material Indebtedness, in each case, in accordance with GAAP consistently
applied through the covered period.

 

(c)                                  Since the date
of the Audited Financial Statements, there has been no event or circumstance,
either individually or in the aggregate, that has had or could reasonably be
expected to have a Material Adverse Effect.

 

(d)                                 To the best
knowledge of the Lead Borrower, no Internal Control Event exists or has
occurred since the date of the Audited Financial Statements that has resulted
in or could reasonably be expected to result in a misstatement in any material
respect, in any financial information delivered or to be delivered to the
Administrative Agent or the Lenders, of (i) covenant compliance
calculations provided hereunder or (ii) the assets, liabilities, financial
condition or results of operations of the Parent and its Subsidiaries on a
Consolidated basis.

 

(e)                                  The
Consolidated forecasted balance sheet and statements of income and cash flows
of the Parent and its Subsidiaries delivered pursuant to Section 6.01(e) were
prepared in good faith on the basis of the assumptions stated therein, which
assumptions were fair in light of the conditions existing at the time of
delivery of such forecasts, and represented, at the time of delivery, the Loan
Parties’ best estimate of future financial performance.

 

5.06                        Litigation.  There are no actions, suits,
proceedings, claims or disputes pending or, to the knowledge of the Loan
Parties after due and diligent investigation, threatened or contemplated, at
law, in equity, in arbitration or before any Governmental Authority, by or
against any Loan Party or any of its Subsidiaries or against any of its
properties or revenues that (a) purport to affect or pertain to this
Agreement or any other Loan Document, or any of the transactions contemplated
hereby, or (b) except as specifically disclosed on Schedule 5.06,
either individually or in the aggregate could reasonably be expected to have a
Material Adverse Effect, and there has been no adverse change in the status, or
financial effect on any Loan Party or Subsidiary thereof, of the matters
described on Schedule 5.06.

 

5.07                        No
Default.                                No
Loan Party or any Subsidiary is in default under or with respect to any
Material Indebtedness which could reasonably be expected to have a Material
Adverse Effect.  No Default or Event of
Default has occurred and is continuing or would result from the consummation of
the transactions contemplated by this Agreement or any other Loan Document.

 

5.08                        Ownership
of Property; Liens.

 

(a)                                 Each of the
Loan Parties thereof has good record and marketable title in fee simple to or
valid leasehold interests in, all real property necessary or used in the
ordinary conduct of its business, in each case free and clear of all Liens,
other than Permitted Encumbrances.  Each
of the Loan Parties has good and marketable title to, valid leasehold interests
in, or valid licenses to use all personal property (including Intellectual
Property) and assets material to the ordinary conduct of its business as
currently conducted, free and clear of all Liens, other than Permitted
Encumbrances.

 

(b)                                 Schedule 5.08(b)(1) sets forth the address (including
street address, county and state) of all Real Estate that is owned by the Loan
Parties, together with a list of the holders of any mortgage or other Lien
thereon as of the Closing Date.  Each
Loan Party has good, marketable and insurable fee simple title to the real
property owned by such Loan Party or such Subsidiary, free and clear of all
Liens, other than Permitted Encumbrances. 
Schedule 5.08(b)(2) sets forth the address (including street
address, county and state) of all Leases of the Loan Parties, together with a
list of the lessor and its contact information with respect to each such Lease
as of the Closing Date.  Each of such
Leases is in full force and effect as of the Closing Date and the Loan Parties
are in compliance with the terms thereof to the extent required by Section 6.18.

 

(c)                                  The property of each Loan Party and each
of its Subsidiaries is subject to no Liens, other than Liens set forth on Schedule
7.01, and Permitted Encumbrances.

 

(d)                                 Schedule 7.02 sets forth a complete and accurate list
of all Investments other than Equity Interests disclosed pursuant to Schedule
5.13 held by any Loan Party or any Subsidiary of a Loan 

 

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Party on the Closing Date, showing as of the Closing
Date hereof the amount, obligor or issuer and maturity, if any, thereof.

 

(e)                                  Schedule 7.03 sets forth a complete and accurate list
of all Indebtedness of each Loan Party and any Subsidiary of each Loan Party as
of the Closing Date, showing as of the Closing Date the amount, obligor or
issuer and maturity thereof.

 

5.09                        Environmental
Compliance.

 

(a)                           Except
as specifically disclosed in Schedule 5.09, no Loan Party or any
Subsidiary thereof (i) has failed to comply with any Environmental Law or
to obtain, maintain or comply with any permit, license or other approval
required under any Environmental Law, (ii) has become subject to any
Environmental Liability, (iii) has received notice of any claim with
respect to any Environmental Liability or (iv) knows of any basis for any
Environmental Liability, except, in each case, as could not, individually or in
the aggregate, reasonably be expected to have a Material Adverse Effect.

 

(b)                           Except
as otherwise set forth in Schedule 5.09, none of the properties
currently or formerly owned or operated by any Loan Party or any Subsidiary
thereof is listed or proposed for listing on the NPL or on the CERCLIS or any
analogous foreign, state or local list or is adjacent to any such property; to
the knowledge of the Loan Parties, there are no and never have been any
underground or above-ground storage tanks or any surface impoundments, septic
tanks, pits, sumps or lagoons in which Hazardous Materials are being or have
been treated, stored or disposed on any property currently owned or operated by
any Loan Party or any Subsidiary thereof or, to the best of the knowledge of
the Loan Parties, on any property formerly owned or operated by any Loan Party
or Subsidiary thereof; except as individually or in the aggregate could not
reasonably be expected to have a Material Adverse Effect, there is no asbestos
or asbestos-containing material on any property currently owned or operated by
any Loan Party or Subsidiary thereof; and except as individually or in the
aggregate could not reasonably be expected to have a Material Adverse Effect,
Hazardous Materials have not been released, discharged or disposed of on any
property currently or formerly owned or operated by any Loan Party or any
Subsidiary thereof.

 

(c)                            Except
as otherwise set forth in Schedule 5.09, no Loan Party or any Subsidiary
thereof is undertaking, and no Loan Party or any Subsidiary thereof has
completed, either individually or together with other potentially responsible
parties, any investigation or assessment or remedial or response action
relating to any actual or threatened release, discharge or disposal of
Hazardous Materials at any site, location or operation, either voluntarily or
pursuant to the order of any Governmental Authority or the requirements of any
Environmental Law; and all Hazardous Materials generated, used, treated,
handled or stored at, or transported to or from, any property currently or
formerly owned or operated by any Loan Party or any Subsidiary thereof have
been disposed of in a manner not reasonably expected to result in material
liability to any Loan Party or any Subsidiary thereof.

 

5.10                        Insurance.
 The properties of the Loan Parties
and their Subsidiaries are insured with financially sound and reputable
insurance companies which are not Affiliates of the Loan Parties, in such
amounts, with such deductibles and covering such risks (including, without
limitation, workmen’s compensation, public liability, business interruption and
property damage insurance) as are customarily carried by companies engaged in
similar businesses and owning similar properties in localities where the Loan
Parties or the applicable Subsidiary operates. 
Schedule 5.10 sets forth a description of all insurance
maintained by or on behalf of the Loan Parties as of the Closing Date. As of
the Closing Date, each insurance policy listed on Schedule 5.10 is in
full force and effect and all premiums in respect thereof that are due and
payable have been paid.

 

5.11                        Taxes.
 The Loan Parties have filed all
Federal, state and other material tax returns and reports required to be filed,
and have paid all Federal, state and other material taxes, 

 

74

 

assessments, fees and other
governmental charges levied or imposed upon them or their properties, income or
assets otherwise due and payable, except those which are being contested in
good faith by appropriate proceedings being diligently conducted, for which
adequate reserves have been provided in accordance with GAAP, as to which Taxes
no Lien has been filed and which contest effectively suspends the collection of
the contested obligation and the enforcement of any Lien securing such
obligation.  There is no proposed tax
assessment against any Loan Party or any Subsidiary that would, if made, have a
Material Adverse Effect.  No Loan Party
or any Subsidiary thereof is a party to any tax sharing agreement.

 

5.12                        ERISA
Compliance.

 

(a)                                 Each Plan is in
compliance in all material respects with the applicable provisions of ERISA,
the Code and other Federal or state Laws. 
Each Plan that is intended to qualify under Section 401(a) of
the Code has received a favorable determination letter from the IRS or an
application for such a letter is currently being processed by the IRS with
respect thereto and, to the best knowledge of the Lead Borrower, nothing has occurred
which would prevent, or cause the loss of, such qualification.  The Loan Parties and each ERISA Affiliate
have made all required contributions to each Plan subject to Section 412
of the Code, and no application for a funding waiver or an extension of any
amortization period pursuant to Section 412 of the Code has been made with
respect to any Plan.  No Lien imposed
under the Code or ERISA exists or is likely to arise on account of any Plan.

 

(b)                                 There are no pending or, to the best
knowledge of the Lead Borrower, threatened claims, actions or lawsuits, or
action by any Governmental Authority, with respect to any Plan that could
reasonably be expected to have a Material Adverse Effect.  There has been no prohibited transaction or
violation of the fiduciary responsibility rules with respect to any Plan
that has resulted or could reasonably be expected to result in a Material
Adverse Effect.

 

(c)                                  (i)                                     No ERISA Event has occurred or is reasonably expected
to occur; (ii) no Pension Plan has any Unfunded Pension Liability; (iii) neither
any Loan Party nor any ERISA Affiliate has incurred, or reasonably expects to
incur, any liability under Title IV of ERISA with respect to any Pension Plan
(other than premiums due and not delinquent under Section 4007 of ERISA); (iv) neither
any Loan Party nor any ERISA Affiliate has incurred, or reasonably expects to
incur, any liability (and no event has occurred which, with the giving of
notice under Section 4219 of ERISA, would result in such liability) under
Sections 4201 or 4243 of ERISA with respect to a Multiemployer Plan; and (v) neither
any Loan Party nor any ERISA Affiliate has engaged in a transaction that could
be subject to Sections 4069 or 4212(c) of ERISA.

 

5.13                        Subsidiaries;
Equity Interests.  As of the Closing Date,
the Loan Parties have no Subsidiaries other than those specifically disclosed
in Part (a) of Schedule 5.13, which Schedule sets forth the
legal name, jurisdiction of incorporation or formation and authorized Equity
Interests of each such Subsidiary, listed by class, and setting forth the
number and percentage of the outstanding Equity Interests of each such class
owned directly or indirectly by the applicable Loan Party.  All of the outstanding Equity Interests in
the Loan Parties and such Subsidiaries have been validly issued, are fully paid
and non-assessable and are owned by a Loan Party (or a Subsidiary of a Loan
Party) in the amounts specified on Part (a) of Schedule 5.13,
free and clear of all Liens except for those created under the Security Documents.  Except as specifically disclosed in Schedule
5.13, no Loan Party or any of its respective Subsidiaries is subject to any
obligation (contingent or otherwise) to repurchase or otherwise acquire or
retire any shares of any Loan Party’s Subsidiaries’ Equity Interests or any
security convertible into or exchangeable for any such Equity Interests.  As of the Closing Date, the Loan Parties have
no equity investments in any other corporation or entity other than those
specifically disclosed in Part (b) of Schedule 5.13.  Part (c) of Schedule 5.13 is
a complete and accurate description of the authorized Equity Interests of each
Loan Party as of the Closing Date, by class, and a description 

 

75

 

of the number of shares of each
such class that are issued and outstanding. 
All of the outstanding Equity Interests in the Loan Parties have been
validly issued, and are fully paid and non-assessable and, other than with
respect to the Lead Borrower, are owned in the amounts specified on Part (c) of
Schedule 5.13, free and clear of all Liens except for those created
under the Security Documents.  Except as
set forth in Schedule 5.13, there are no subscriptions, options,
warrants, or calls relating to any shares of any Loan Party’s Equity Interests,
including any right of conversion or exchange under any outstanding security or
other instrument.  The copies of the
Organization Documents of each Loan Party and each amendment thereto provided pursuant
to Section 4.01 are true and correct copies of each such document,
each of which is valid and in full force and effect.

 

5.14                        Margin
Regulations; Investment Company Act; Public Utility Holding Company Act.

 

(a)                                 No Loan Party
is engaged or will be engaged, principally or as one of its important
activities, in the business of purchasing or carrying margin stock (within the
meaning of Regulation U issued by the FRB), or extending credit for the purpose
of purchasing or carrying margin stock. 
None of the proceeds of the Credit Extensions shall be used directly or
indirectly for the purpose of purchasing or carrying any margin stock, for the
purpose of reducing or retiring any Indebtedness that was originally incurred
to purchase or carry any margin stock or for any other purpose that might cause
any of the Credit Extensions to be considered a “purpose credit” within the
meaning of Regulations T, U, or X issued by the FRB.

 

(b)                                 None of the Loan Parties, any Person
Controlling any Loan Party, or any Subsidiary is or is required to be registered
as an “investment company” under the Investment Company Act of 1940.  None of the Loan Parties, any Person
Controlling any Loan Party, or any Subsidiary is a “holding company” or an “affiliate”
of a “holding company” or a “subsidiary company” of a “holding company”, as
each term is defined and used in the Public Utility Holding Company Act of 2005

 

5.15                        Disclosure.
 Each Loan Party has disclosed to the
Administrative Agent and the Lenders all agreements, instruments and corporate
or other restrictions to which it or any of its Subsidiaries is subject, and
all other matters known to it, that, individually or in the aggregate, could
reasonably be expected to result in a Material Adverse Effect.  No report, financial statement, certificate
or other information furnished (whether in writing or orally) by or on behalf
of any Loan Party to the Administrative
Agent or any Lender in connection with the transactions contemplated hereby and
the negotiation of this Agreement or delivered hereunder or under any other
Loan Document (in each case, as modified or supplemented by other information
so furnished) contains any material misstatement of fact or omits to state any
material fact necessary to make the statements therein, in the light of the
circumstances under which they were made, not materially misleading as of the
time when made or delivered; provided that, with respect to projected
financial information, the Loan Parties represent only that such information
was prepared in good faith based upon assumptions believed to be reasonable at
the time.

 

5.16                        Compliance
with Laws.  Each of the Loan Parties
and each Subsidiary is in compliance in all material respects with the
requirements of all Laws and all orders, writs, injunctions and decrees
applicable to it or to its properties, except in such instances in which (a) such
requirement of Law or order, writ, injunction or decree is being contested in
good faith by appropriate proceedings diligently conducted or (b) the
failure to comply therewith, either individually or in the aggregate, could not
reasonably be expected to have a Material Adverse Effect.

 

5.17                        Intellectual
Property; Licenses, Etc.  Each Loan
Party owns, or holds licenses in, all Intellectual Property, trade names,
patent rights and other authorizations that are necessary to 

 

76

 

the conduct of its business as
currently conducted and as proposed to be conducted, and attached hereto as Schedule
5.17 is a true, correct, and complete listing as of the Closing Date of all
material patents, patent applications, trademarks, trademark applications,
copyrights, and copyright registrations as to which a Loan Party is the owner
or is an exclusive licensee.  There is no
action, proceeding, claim or complaint pending or, threatened in writing to be
brought against any Loan Party which might jeopardize any of such Person’s
interest in any of the foregoing licenses, patents, copyrights, trademarks,
trade names, designs or applications, except those which, either individually
or in the aggregate, could reasonably be expected to have a Material Adverse
Effect, and no slogan or other advertising device, product, process, method,
substance, part or other material now employed, or now contemplated to be
employed, by any Loan Party or any Subsidiary infringes upon any rights held by
any other Person.

 

5.18                        Labor
Matters.

 

There are no strikes, lockouts, slowdowns or other material labor
disputes against any Loan Party or any Subsidiary thereof pending or, to the
knowledge of any Loan Party, threatened. The hours worked by and payments made
to employees of the Loan Parties comply in all material respects with the Fair
Labor Standards Act and any other applicable federal, state, local or foreign
Law dealing with such matters. No Loan Party or any of its Subsidiaries has
incurred any material liability or obligation under the Worker Adjustment and
Retraining Act or similar state Law.  All
payments due from any Loan Party and its Subsidiaries, or for which any claim
may be made against any Loan Party, on account of wages and employee health and
welfare insurance and other benefits, have been paid or properly accrued in
accordance with GAAP as a liability on the books of such Loan Party, except as
could not reasonably be expected to have a Material Adverse Effect.  Except as set forth on Schedule 5.18
no Loan Party or any Subsidiary is a party to or bound by any collective
bargaining agreement, management agreement, employment agreement, bonus,
restricted stock, stock option, or stock appreciation plan or agreement or any
similar plan, agreement or arrangement. As of the Closing Date, there are no
representation proceedings pending or, to any Loan Party’s knowledge,
threatened to be filed with the National Labor Relations Board, and no labor
organization or group of employees of any Loan Party or any Subsidiary has made
a pending demand for recognition in any case, and at all times after the
Closing Date, there are no representation proceedings pending or, to any Loan
Party’s knowledge, threatened to be filed with the National Labor Relations
Board, and no labor organization or group of employees of any Loan Party or any
Subsidiary has made a pending demand for recognition in any case which, either
individually or in the aggregate, could reasonably be expected to have a
Material Adverse Effect. There are no complaints, unfair labor practice
charges, grievances, arbitrations, unfair employment practices charges or any
other claims or complaints against any Loan Party or any Subsidiary pending or,
to the knowledge of any Loan Party, threatened to be filed with any
Governmental Authority or arbitrator based on, arising out of, in connection
with, or otherwise relating to the employment or termination of employment of
any employee of any Loan Party or any of its Subsidiaries. The consummation of
the transactions contemplated by the Loan Documents will not give rise to any
right of termination or right of renegotiation on the part of any union under
any collective bargaining agreement to which any Loan Party or any of its
Subsidiaries is bound.  Each Loan Party
and its Subsidiaries are in material compliance with all requirements pursuant
to employment standards, labor relations, health and safety, workers
compensation and human rights laws, immigration laws and other applicable
employment legislation, except as could not reasonably be expected to have a
Material Adverse Effect.  To the
knowledge of the Loan Parties, no officer or director of any Loan Party who is
party to an employment agreement with such Loan Party is in violation of 

 

77

 

any term of any employment contract or proprietary information
agreement with such Loan Party, which could reasonably be expected to have a
Material Adverse Effect; and to the knowledge of the Loan Parties, the
execution of the employment agreements and the continued employment by the Loan
Parties of the such persons, will not result in any such violation, which could
reasonably be expected to have a Material Adverse Effect.

 

5.19                        Security
Documents.

 

(a)                           The
Pledge Agreement creates in favor of the Collateral Agent, for the benefit of
the Secured Parties referred to therein, a legal, valid, continuing and
enforceable security interest in the Collateral (as defined in the Pledge
Agreement), the enforceability of which is subject to applicable bankruptcy,
insolvency, reorganization, moratorium or other laws affecting creditors’
rights generally and subject to general principles of equity, regardless of
whether considered in a proceeding in equity or at law, and the Pledged
Securities (as defined in the Pledge Agreement) have been delivered to the
Collateral Agent (together with stock powers or other appropriate instruments
of transfer executed in blank form).  The
Collateral Agent has a fully perfected first priority Lien on, and security
interest in, to and under all right, title and interest of each pledgor
thereunder in such Collateral, and such security interest is in each case prior
and superior in right and interest to any other Person, subject only to
Permitted Encumbrances.

 

(b)                           The
Security Agreement creates in favor of the Collateral Agent, for the benefit of
the Secured Parties referred to therein, a legal, valid, continuing and
enforceable security interest in the Collateral (as defined in the Security
Agreement), the enforceability of which is subject to applicable bankruptcy,
insolvency, reorganization, moratorium or other laws affecting creditors’
rights generally and subject to general principles of equity, regardless of
whether considered in a proceeding in equity or at law.  Upon the filing of the financing statements
approved by the Lead Borrower and/or the obtaining of “control” of such deposit
accounts in respect of which Blocked Account Agreements are required hereunder
the Collateral Agent will have a perfected Lien on, and security interest in,
to and under all right, title and interest of the grantors thereunder in all
Collateral that may be perfected by filing, recording or registering a financing
statement or analogous document (including without limitation the proceeds of
such Collateral subject to the limitations relating to such proceeds in the
UCC), in each case, to the extent required by the Security Agreement or (in the
case of such deposit accounts) by obtaining control, under the UCC (in effect
on the date this representation is made) in each case prior and superior in
right to any other Person, subject only
to Permitted Encumbrances.

 

(c)                            When
the Security Agreement is filed in the United States Patent and Trademark
Office and the United States Copyright Office and when financing statements,
releases and other filings referenced in Section 5.19(c) are
filed, the Security Agreement shall constitute a fully perfected Lien on, and
security interest in, all right, title and interest of the applicable Loan
Parties in the Intellectual Property (as defined in the Security Agreement) in
which a security interest may be perfected by filing, recording or registering
a security agreement, financing statement or analogous document in the United
States Patent and Trademark Office or the United States Copyright Office, as
applicable, in each case prior and superior in right to any other Person, subject only to Permitted Encumbrances
(it being understood that subsequent recordings in the United States Patent and
Trademark Office and the United States Copyright Office may be necessary to
perfect a Lien on registered trademarks, trademark applications and copyrights
acquired by the Loan Parties after the date hereof).

 

(d)                           Notwithstanding
anything to the contrary in this Section 5.19, in the case of any
Loan Parties not organized in a jurisdiction of the United States, no
representation is made in  this Section 5.19 as to any
security interest creation or perfection actions that may be required under the
laws of jurisdictions outside of the United States.

 

78

 

5.20                        Solvency

 

After giving effect to the transactions contemplated by this Agreement,
and before and after giving effect to each Credit Extension, the Loan Parties,
on a Consolidated basis, are Solvent. No transfer of property has been or will
be made by any Loan Party and no obligation has been or will be incurred by any
Loan Party in connection with the transactions contemplated by this Agreement
or the other Loan Documents with the intent to hinder, delay, or defraud either
present or future creditors of any Loan Party.

 

5.21                        Deposit
Accounts; Credit Card Arrangements.

 

(a)                                 Annexed hereto
as Schedule 5.21(a) is a list of all DDAs maintained by the Loan
Parties as of the Closing Date, which Schedule includes, with respect to each
DDA (i) the name and address of the depository; (ii) the account
number(s) maintained with such depository; (iii) a contact person at
such depository, and (iv) the identification of each Blocked Account Bank.

 

(b)                                 Annexed hereto as Schedule 5.21(b) is
a list describing all arrangements as of the Closing Date to which any Loan
Party is a party with respect to the processing and/or payment to such Loan
Party of the proceeds of any credit card charges and debit card charges for
sales made by such Loan Party.

 

5.22                        Brokers.  No broker or finder brought about the
obtaining, making or closing of the Loans or transactions contemplated by the Loan
Documents, and no Loan Party or Affiliate thereof has any obligation to any
Person in respect of any finder’s or brokerage fees in connection
therewith.  Each Loan Party hereby jointly and severally indemnifies each Credit
Party against, and agrees that such Person will hold each such Credit Party
harmless from, any claim, demand or liability, including reasonable attorneys’
fees, for any broker’s, finder’s or placement fee or commission incurred by
such indemnifying party or the Lead Borrower or its Affiliates or a
representative of such Person.

 

5.23                        Customer
and Trade Relations.  There exists no actual termination
or cancellation of, or any material adverse modification or change in, the
business relationship of any Loan Party with any supplier material to its
operations, unless the Administrative Agent has received evidence, in form and
substance reasonably satisfactory to it, that the applicable Loan Party has
replaced (or is replacing) any such supplier, and the terms governing such
business relationship are either (i) not be less favorable to such Loan
Party, in any material respect than those which governed the business
relationship with the replaced supplier prior to its threatened termination or
cancellation, or modification or change, as the case may be, or (ii) reasonably
acceptable to the Administrative Agent.

 

5.24                        Material
Contracts.  Schedule 5.24 sets forth all
Material Contracts to which any Loan Party is a party or is bound as of the
Closing Date.  The Loan Parties have
delivered true, correct and complete copies of such Material Contracts to the
Administrative Agent on or before the date hereof.  The Loan Parties are in compliance with the
obligations specified in Section 6.19 in respect of their Material
Contacts.  The Loan Parties have not
received any notice of the intention of any Person to terminate any Material
Contract, which could reasonably be expected to result in the termination of a
Material Contract.

 

5.25                        Casualty. 
Neither the businesses nor the properties of any Loan Party
or any of its Subsidiaries are affected by any fire, explosion, accident,
strike, lockout or other labor dispute, drought, storm, hail, earthquake,
embargo, act of God or of the public enemy or other casualty (whether or not
covered by insurance) that, either individually or in the aggregate, could
reasonably be expected to have a Material Adverse Effect.

 

5.26                        Anti-Terrorism
Laws.

 

(a)                                 General.  To the knowledge of the Loan Parties, after
reasonable inquiry, none of the Loan Parties nor any direct or indirect
investor in any Loan Party (other than the Lenders or any direct or indirect
investors in the Lenders), is in violation of any Anti-Terrorism Law or engages
in or conspires 

 

79

 

to engage in any transaction
that evades or avoids, or has the purpose of evading or avoiding, or attempts
to violate, any of the prohibitions set forth in any Anti-Terrorism Law.

 

(b)                                 Executive Order
No. 13224.  To the
knowledge of the Loan Parties, after reasonable inquiry, none of the Loan
Parties nor any direct or indirect investor in any Loan Party (other than the
Lenders or any direct or indirect investors in the Lenders), or their
respective agents acting or benefiting in any capacity in connection with the
transactions hereunder, is any of the following (each a “Blocked Person”):

 

(i)                                     a Person that is listed in the annex to, or
is otherwise subject to the provisions of, the Executive Order No. 13224;

 

(ii)                                  a Person owned or controlled by, or acting
for or on behalf of, any Person that is listed in the annex to, or is otherwise
subject to the provisions of, the Executive Order No. 13224;

 

(iii)                               a Person or entity with which any Lender is
prohibited from dealing or otherwise engaging in any transaction by any
Anti-Terrorism Law;

 

(iv)                              a Person or entity that commits, threatens or
conspires to commit or supports “terrorism” as defined in the Executive Order No. 13224;

 

(v)                                 a Person or entity that is named as a “specially
designated national” on the most current list published by the U.S. Treasury
Department Office of Foreign Asset Control at its official website or any
replacement website or other replacement official publication of such list; or

 

(vi)                              a Person or entity who is affiliated or
associated with a person or entity listed above.

 

(c)                                  To the best
knowledge of the Loan Parties, after reasonable inquiry, none of the Loan
Parties nor, to the knowledge of the Loan Parties, any of its or their agents
acting in any capacity in connection with the transactions hereunder (A) conducts
any business or engages in making or receiving any contribution of funds, goods
or services to or for the benefit of any Blocked Person, or (B) deals in,
or otherwise engages in any transaction relating to, any property or interests
in property blocked pursuant to the Executive Order No. 13224.

 

ARTICLE VI

AFFIRMATIVE COVENANTS

 

So long as any Lender shall have any Commitment hereunder, any Loan or
other Obligation hereunder shall remain unpaid or unsatisfied (other than
contingent indemnification obligations for which no claim has been asserted),
or any Letter of Credit shall remain outstanding, the Loan Parties shall, and
shall (except in the case of the covenants set forth in Sections 6.01, 6.02,
and 6.03) cause each Subsidiary to:

 

6.01                        Financial
Statements.  Deliver to the
Administrative Agent, in form and detail reasonably satisfactory to the
Administrative Agent:

 

(a)                           as
soon as available, but in any event within ninety (90) days after the end of
each Fiscal Year of the Parent (commencing with the Fiscal Year ended January 2009),
a Consolidated balance sheet of the Parent and its Subsidiaries as at the end
of such Fiscal Year, and the related Consolidated statements of income or
operations, Shareholders’ Equity and cash flows for such Fiscal Year, setting
forth in each case in comparative form the figures for the previous Fiscal
Year, all in reasonable detail and prepared in accordance with GAAP, such
Consolidated statements to be audited and accompanied by (i) a report and
unqualified opinion of a Registered Public Accounting Firm of nationally
recognized standing reasonably acceptable to the Administrative Agent, which
report and opinion shall be prepared in accordance with generally accepted
auditing standards and shall not be subject to any “going concern” or like
qualification or exception or any qualification or exception as to the scope of
such audit, and (ii) an opinion of such Registered Public Accounting Firm
independently assessing the Loan Parties’ 

 

80

 

internal controls over financial reporting in accordance with Item 308
of SEC Regulation S-K, PCAOB Auditing Standard No. 5, and Section 404
of Sarbanes-Oxley expressing a conclusion that contains no statement that there
is a material weakness in such internal controls, except for such material
weaknesses as to which the Required Lenders do not object;

 

(b)                           as
soon as available, but in any event within forty-five (45) days after the end
of each of the first three Fiscal Quarters of each Fiscal Year of the Parent (commencing with the fiscal
quarter ended May 1, 2009), a Consolidated balance sheet of the Parent and its Subsidiaries as at the
end of such Fiscal Quarter, and the related Consolidated statements of income or operations, Shareholders’
Equity and cash flows for such Fiscal Quarter and for the portion of the Parent’s Fiscal Year then ended,
setting forth in each case in comparative form the figures for (A) such
period set forth in the projections delivered pursuant to Section 5.01(d) hereof,
(B) the corresponding Fiscal Quarter of the previous Fiscal Year and (C) the
corresponding portion of the previous Fiscal Year, all in reasonable detail,
such Consolidated statements to be certified by a Responsible Officer of the
Lead Borrower as fairly presenting in all material respects the financial
condition, results of operations, Shareholders’ Equity and cash flows of the Parent and its Subsidiaries as of the
end of such Fiscal Quarter in accordance with GAAP, subject only to normal
year-end audit adjustments and the absence of footnotes;

 

(c)                            as
soon as available, but in any event within 30 days after the end of each of the
Fiscal Months of each fiscal year of the Parent
(commencing with the Fiscal Month ended March 1, 2009) (i) a
statement as to the book value of the Inventory held by the Loan Parties as of
the end of such Fiscal Month for purposes of Section 7.16 hereof, and (ii) in
the event that a Usage Event Period is in effect, a Consolidated balance sheet of the Parent and its Subsidiaries as at the end of such Fiscal Month,
and the related Consolidated
statements of income or operations, Shareholders’ Equity for such Fiscal Month,
and for the portion of the Parent’s
Fiscal Year then ended, setting forth in each case in comparative form the
figures for (A) such period set forth in the projections delivered
pursuant to Section 6.01(e) hereof, (B) the corresponding
Fiscal Month of the previous Fiscal Year and (C) the corresponding portion
of the previous fiscal year, all in reasonable detail, such Consolidated statements to be
certified by a Responsible Officer of the Lead Borrower as having been prepared
in good faith and consistent with prior practices;

 

(d)                           the
financial and collateral reports described on Schedule 6.02 hereto, at
the times set forth in such Schedule;

 

(e)                            (A) as
soon as available, but in any event at least 30 days before the end of each
Fiscal Year of the Parent, a forecast (including projected new Store openings)
prepared by management of the Lead Borrower, for the immediately following
Fiscal Year (including the fiscal year in which the Maturity Date occurs), of (i) Consolidated
balance sheets and statements of income or operations and cash flows of the
Parent and its Subsidiaries on a quarterly basis (provided, that, with respect
to the projected Capital Expenditures set forth therein, such forecast shall be
reasonably satisfactory to the Administrative Agent, and in all other respects
shall be in form substantially similar to the forecast provided in connection
with this Agreement prior to the Closing Date), and (ii) Consolidated
working capital details (including, but not limited to, cash balance, Inventory
balance by month, accounts payable balance, Loan balances and Letter of Credit
forecasts), and summary income statements of the Parent and its Subsidiaries on
a monthly basis (in form substantially similar to the forecast provided in
connection with this Agreement prior to the Closing Date), and (B) a copy
of any and all significant revisions made to such forecast with respect to such
Fiscal Year, promptly upon request from the Administrative Agent.

 

6.02                        Certificates;
Other Information.  Deliver to the
Administrative Agent, in form and detail reasonably satisfactory to the
Administrative Agent:

 

(a)                                 [intentionally
omitted];

 

81

 

(b)                           concurrently
with the delivery of the financial statements referred to in Sections
6.01(a), (b) and (c)(ii), (i) a
duly completed Compliance Certificate signed by a Responsible Officer of the
Lead Borrower, which shall include (A) a
certification as to the amount, if any, of rent under any Leases, and any
obligations and liabilities with respect to Taxes, that have not been timely
paid, (B) a certification as to the receipt of notice, if any, as to any
material obligations or liabilities with respect to utilities that have not
been timely paid, (C) a certification as to the receipt of notice, if any,
as to any obligations or liabilities with respect to insurance premiums that
have not been timely paid, (D) a certification as to the acquisition, if
any, of any additional material Intellectual Property acquired since the date
of the last similar certification,
and (E) a report of any new Store openings or closings of any Store since
the date of the last similar certification and (ii) in the case of any
quarterly or annual financial statements, a copy of management’s discussion and
analysis with respect to such financial statements.  In the event of any change in generally
accepted accounting principles used in the preparation of such financial
statements, the Lead Borrower shall also provide a statement of reconciliation
conforming such financial statements to GAAP;

 

(c)                            on
the fifth Business Day of each Fiscal Month, a Borrowing Base Certificate
(together with supporting source
documents) showing the Borrowing Base as of the close of business as of
the last day of the immediately preceding Fiscal Month, each Borrowing Base
Certificate to be certified as complete and correct by a Responsible Officer of
the Lead Borrower; provided that upon the occurrence and continuation of
a Cash Dominion Event, such Borrowing Base Certificate (together with supporting source documents) shall be
delivered on Wednesday of each week (or, if Wednesday is not a Business Day, on
the next succeeding Business Day), as of the close of business on the
immediately preceding Saturday;

 

(d)                           upon
the request of the Administrative Agent or its auditors, appraisers,
accountants, consultants or other representatives, copies of each Loan Party’s
federal income tax returns, and any amendments thereto;

 

(e)                            promptly
following the submission to the board of directors (but in no event later than
five (5) Business Days thereafter), copies of any detailed audit reports,
management letters or recommendations submitted to the board of directors (or
the audit committee of the board of directors) of any Loan Party by its
Registered Public Accounting Firm in connection with the accounts or books of
the Loan Parties or any Subsidiary, or any audit of any of them, including,
without limitation, specifying any Internal Control Event (as it relates only
to financial reporting);

 

(f)                             promptly
after the same are available, and in no event later than ten (10) Business
Days after they are sent, made available, or publicly filed, notice of (and, at
the request of the Administrative Agent, copies of) annual report, proxy or
financial statement or other documents, report or communication sent to the
stockholders of the Loan Parties, and copies of all annual, regular, periodic
and special reports and registration statements which any Loan Party may file
or be required to file with the SEC under Section 13 or 15(d) of the
Securities Exchange Act of 1934 or with any national securities exchange, and
in any case not otherwise required to be delivered to the Administrative Agent
pursuant hereto;

 

(g)                            [intentionally
omitted];

 

(h)                           promptly and in no event later than
five (5) Business Days after they are sent, notice of (and, at the request
of the Administrative Agent, copies of)
any notice of default or other material notice, statement, report or other
communication (other than periodic information and reports in the ordinary
course) furnished to any holder of debt securities of any Loan Party or any
Subsidiary thereof pursuant to the terms of any indenture, loan or credit or
similar agreement, in each case not otherwise required to be furnished to the
Lenders pursuant to Section 6.01 or any other clause of this Section 6.02;

 

(i)                               as
soon as available, but in any event within thirty (30) days after the end of
each Fiscal Year of any Loan Party (or upon the request of the Administrative
Agent or its auditors, 

 

82

 

appraisers, accountants, consultants or other representatives), (i) a
certificate executed by an authorized officer of the Lead Borrower certifying
the existence and adequacy of the property and casualty insurance program
carried by the Loan Parties and their Subsidiaries, and (ii) a written
summary of said program identifying the name of each insurer, the number of
each policy and expiration date of each policy, the amounts and types of each
coverage, and a list of exclusions and deductibles for each policy, and
containing such additional information as the Administrative Agent, or any
Lender through the Administrative Agent, may reasonably specify;

 

(j)                              promptly,
and in any event within five (5) Business Days after receipt thereof by
any Loan Party or any Subsidiary thereof, copies of each notice or other
correspondence received from any Governmental Authority (including, without
limitation, the SEC (or comparable agency in any applicable non-U.S.
jurisdiction)) concerning any proceeding with, or investigation or possible
investigation or other inquiry (other than routine and periodic inquiries
received in the ordinary course) by such Governmental Authority regarding
financial or other operational results of any Loan Party or any Subsidiary
thereof or any other matter which, in either case, could reasonably be expected
to have a Material Adverse Effect; and

 

(k)                           promptly,
such additional information regarding the business affairs, financial condition
or operations of any Loan Party or any Subsidiary, or compliance with the terms
of the Loan Documents, as the Administrative Agent or any Lender may from time
to time reasonably request, including, without limitation, the income level for
each individual Store.

 

Financial statements and other
documents required to be delivered pursuant to Sections 6.01 and Section 6.02
shall be delivered in accordance with Section 10.02(a).  The Administrative Agent shall have no
obligation to request the delivery or to maintain copies of the documents
referred to above, and in any event shall have no responsibility to monitor
compliance by the Loan Parties with any such request for delivery, and each
Lender shall be solely responsible for requesting delivery to it or maintaining
its copies of such documents.

 

The Loan Parties hereby acknowledge
that the Administrative Agent will make available to the Lenders and the L/C
Issuer materials and/or information provided by or on behalf of the Loan
Parties hereunder.

 

6.03                        Notices.
 Promptly notify the Administrative
Agent:

 

(a)                           any
Responsible Officer of a Loan Party becomes aware of the occurrence of any
Default or Event of Default;

 

(b)                           any Responsible Officer of a Loan Party
becomes aware of any matter that has resulted or could reasonably be
expected to result in a Material Adverse Effect, including any matter arising
from: (i) any breach or non-performance of, any default under, or
termination of, a Material Contract or with respect to Material Indebtedness of
any Loan Party or any Subsidiary thereof; (ii) any dispute, litigation,
investigation, proceeding or suspension between any Loan Party or any
Subsidiary thereof and any Governmental Authority; or (iii) the
commencement of, or any material development in, any litigation or any
administrative or arbitration proceeding affecting any Loan Party or any
Subsidiary thereof, including pursuant to any applicable Environmental Laws;

 

(c)                            any Responsible Officer of a Loan Party
becomes aware of any undischarged or unpaid judgments or decrees;

 

(d)                           any
Responsible Officer of a Loan Party becomes aware of the occurrence of any
ERISA Event;

 

(e)                            of
any material change in accounting policies or financial reporting practices by
any Loan Party or any Subsidiary thereof;

 

(f)                             of
any change in any Loan Party’s chief executive officer, chief financial officer
or chairman of the board of directors;

 

(g)                            of
the discharge by any Loan Party of its present Registered Public Accounting
Firm or any withdrawal or resignation by such Registered Public Accounting
Firm;

 

83

 

(h)                           of any collective bargaining agreement or
other labor contract to which a Loan Party becomes a party, or the application
for the certification of a collective bargaining agent, or any strike, lockout, slowdown or other
material labor dispute against any Loan Party or any Subsidiary pending or, to
the knowledge of any Loan Party, threatened;

 

(i)                               any Responsible
Officer of a Loan Party becomes aware of the filing of any Lien for unpaid Taxes against any
Loan Party;

 

(j)                              any Responsible
Officer of a Loan Party becomes aware of any casualty or other insured damage to any
material portion of the Collateral or the commencement of any action or
proceeding for the taking of any interest in a material portion of the
Collateral under power of eminent domain or by condemnation or similar
proceeding or if any material portion of the Collateral is damaged or
destroyed;

 

(k)                           [intentionally omitted]; and

 

(l)                               of any failure by any Loan
Party to pay rent (other than rent which is withheld in connection with a good
faith dispute arising in the ordinary course or business and for which appropriate reserves in conformity with
GAAP have been established on the books of the applicable Loan Party) at
any one or more of such Loan Party’s locations, if such failure continues for
more than ten (10) days following the day on which such rent first came
due.

 

Each notice pursuant to this Section 6.03
shall be accompanied by a statement of a Responsible Officer of the Lead
Borrower setting forth details of the occurrence referred to therein and
stating what action the Lead Borrower has taken and proposes to take with
respect thereto.  Each notice pursuant to
Section 6.03(a) shall describe with particularity any and all
provisions of this Agreement and any other Loan Document that have been
breached.

 

6.04                            Payment of Obligations.
Pay and discharge in full as the same shall become due and payable (subject to
any applicable grace period, and ordinary and customary trade terms), all its
obligations and liabilities, including (a) all Federal, state and other
material tax liabilities, assessments and governmental charges or levies upon
it or its properties or assets, and (b) all lawful claims (including,
without limitation, claims for labor, materials, supplies and claims of
landlords, warehousemen, customs brokers, and carriers) which, if unpaid, would
by law become a Lien upon its property, except, in each case, where (i) the
validity or amount thereof (other than payroll taxes or taxes that are the
subject of a United States federal tax lien) is being contested in good faith
by appropriate proceedings diligently conducted, (ii) such Loan Party has
set aside on its books adequate reserves with respect thereto in accordance
with GAAP, (iii) such contest effectively suspends collection of the contested
obligation and enforcement of any Lien securing such obligation, (iv) no
Lien has been filed with respect thereto (other than any Lien being contested
in good faith with respect to labor, materials or supplies associated with any
Real Estate of the Loan Parties ), and (v) the failure to make payment
pending such contest could not reasonably be expected to result in a Material
Adverse Effect.  The Lead Borrower will,
upon request, furnish the Collateral Agent with proof satisfactory to the
Collateral Agent indicating that the Loan Parties and their Subsidiaries have
made the payments described in clause (a) above.  Each Loan Party shall, and shall cause each
of its Subsidiaries to, pay in full as the same shall become due and payable
(subject to any applicable grace period, and ordinary and customary trade
terms) all undisputed material accounts payable incident to the operations of
such Person not referred to in this Section 6.04, above.  Nothing contained herein shall be deemed to
limit the rights of the Agents with respect to determining Reserves pursuant to
this Agreement.

 

6.05                            Preservation
of Existence, Etc. (a)  Preserve,
renew and maintain in full force and effect its legal existence under the Laws
of the jurisdiction of its organization or formation except in a transaction
permitted by Section 7.04 or 7.05; (b) maintain its
good standing under 

 

84

 

the Laws of the jurisdiction of
its organization or formation except in a transaction permitted by Section 7.04
or 7.05; and (c) take all reasonable action to maintain all rights,
privileges, permits, licenses and franchises necessary or desirable in the
normal conduct of its business, except to the extent that failure to do so
could not reasonably be expected to have a Material Adverse Effect.

 

6.06                        Maintenance
of Properties.

 

(a)                                 Keep its properties in such repair, working
order and condition, and shall from time to time make such repairs,
replacements, additions and improvements thereto, as are reasonably necessary
for the efficient operation of its business and shall comply at all times in
all material respects with all material franchises, licenses and leases to
which it is party so as to prevent any loss or forfeiture thereof or
thereunder, except where (i) compliance is at the time being contested in
good faith by appropriate proceedings and (ii) failure to comply with the
provisions being contested has not resulted, and which, in the aggregate, could
not reasonably be expected to have a Material Adverse Effect.

 

(b)                                 Take all reasonable
actions to possess and maintain all Intellectual Property material to the
conduct of their respective businesses and own all right, title and interest in
and to, or have a valid license for, all such Intellectual Property.  No Loan Party nor any of its Subsidiaries
shall take any action, or fail to take any action, that could reasonably be
expected to (i) result in the invalidity, abandonment, misuse, lapse, or
unenforceability of Intellectual Property which is material to the conduct of
the business of the Loan Parties, taken as a whole, or (ii) knowingly
infringe upon or misappropriate any rights of other Persons.

 

(c)                                  Do all things
reasonably necessary in order to comply with all Environmental Laws at any Real
Property or otherwise in connection with their operations except where the
noncompliance with which could not reasonably be expected to cause a Material
Adverse Effect, and obtain all permits and other governmental authorizations
for their operations under applicable Environmental Laws other than such
permits and other authorizations the failure of which to obtain could not,
individually or in the aggregate, reasonably be expected to cause a Material
Adverse Effect.

 

6.07                        Maintenance
of Insurance.

 

(a)                                 Maintain with
financially sound and reputable insurance companies reasonably acceptable to
the Administrative Agent and not Affiliates of the Loan Parties, insurance with
respect to its properties and business against loss or damage of the kinds
customarily insured against by Persons engaged in the same or similar business
and operating in the same or similar locations or as is required by applicable
Law, of such types and in such amounts as are customarily carried under similar
circumstances by such other Persons and as are reasonably acceptable to the
Administrative Agent.

 

(b)                                 Fire and
extended coverage policies maintained with respect to any Collateral shall be
endorsed or otherwise amended to include (i) lenders’ loss payable clause
(regarding personal property), in form and substance satisfactory to the
Collateral Agent, which endorsements or amendments shall provide that the
insurer shall pay all proceeds otherwise payable to the Loan Parties under the
policies directly to the Collateral Agent, (ii) a provision to the effect
that none of the Loan Parties, Credit Parties or any other Person shall be a
co-insurer and (iii) such other provisions as the Collateral Agent may
reasonably require from time to time to protect the interests of the Credit
Parties. Commercial general liability policies shall be endorsed to name the
Collateral Agent as an additional insured. Business interruption policies shall
name the Collateral Agent as a loss payee and shall be endorsed or amended to
include (i) a provision that, from and after the Closing Date, the insurer
shall pay all proceeds otherwise payable to the Loan Parties under the policies
directly to the Collateral Agent, and (ii) such other provisions as the
Collateral Agent may reasonably require from time to time to protect the
interests of the Credit Parties. Each such policy referred to in this Section 6.07(b) shall
also provide that it shall not be canceled, modified to reduce coverage or
increase deductibles, or not renewed (i) by reason of nonpayment of
premium except upon not less than ten (10) days’ prior written notice
thereof by the insurer to the Collateral Agent (giving the Collateral Agent the
right to cure defaults in the payment of premiums) or (ii) for any other
reason except upon not less than thirty (30) days’ prior written notice thereof
by the insurer to the Collateral Agent. The Lead Borrower shall deliver to the
Collateral Agent, 

 

85

 

prior to the cancellation,
or non-renewal of any such policy of insurance, a copy of a renewal or
replacement policy (or other evidence of renewal of a policy previously
delivered to the Collateral Agent, including an insurance binder) together with
evidence satisfactory to the Collateral Agent of payment of the premium therefor.

 

(c)                                  None of the Credit Parties, or their
agents or employees shall be liable for any loss or damage insured by the
insurance policies required to be maintained under this Section 6.07.  Each Loan Party shall look solely to its
insurance companies or any other parties other than the Credit Parties for the
recovery of such loss or damage and such insurance companies shall have no
rights of subrogation against any Credit Party or its agents or employees.  If, however, the insurance policies do not
provide waiver of subrogation rights against such parties, as required above,
then the Loan Parties hereby agree, to the extent permitted by law, to waive
their right of recovery, if any, against the Credit Parties and their agents
and employees.  The designation of any
form, type or amount of insurance coverage by the any Credit Party under this Section 6.07
shall in no event be deemed a representation, warranty or advice by such Credit
Party that such insurance is adequate for the purposes of the business of the
Loan Parties or the protection of their properties.

 

(d)                                 Maintain for themselves and their
Subsidiaries, a Directors and Officers insurance policy, and a “Blanket Crime”
policy including employee dishonesty, forgery or alteration, theft,
disappearance and destruction, robbery and safe burglary, and computer fraud
coverage with responsible companies in such amounts as are customarily carried
by business entities engaged in similar businesses similarly situated, and will
upon request by the Administrative Agent furnish the Administrative Agent
certificates evidencing renewal of each such policy.

 

(e)                                  Permit any representatives that are
designated by the Collateral Agent to inspect the insurance policies maintained
by or on behalf of the Loan Parties and to inspect books and records related
thereto and any properties covered thereby. 
The Loan Parties shall pay the reasonable fees and expenses of any
representatives retained by the Collateral Agent to conduct any such inspection.

 

6.08                        Compliance
with Laws.  Comply in all material
respects with the requirements of all Laws and all orders, writs, injunctions
and decrees applicable to it or to its business or property, except in such
instances in which (a) such requirement of Law or order, writ, injunction
or decree is being contested in good faith by appropriate proceedings
diligently conducted, such contest effectively suspends enforcement of the
contested Laws, and adequate reserves have been set aside and maintained by the
Loan Parties in connection therewith and in accordance with GAAP, and (b) the
failure to comply therewith could not reasonably be expected to have a Material
Adverse Effect.

 

6.09                        Books
and Records; Accountants.

 

(a)                                 (i) Maintain proper books
of record and account, in which full, true and correct entries in conformity
with GAAP consistently applied shall be made of all financial transactions and
matters involving the assets and business of the Loan Parties or such
Subsidiary, as the case may be; and (ii) maintain such books of record and
account in material conformity with all applicable requirements of any
Governmental Authority having regulatory jurisdiction over the Loan Parties or
such Subsidiary, as the case may be.

 

(b)                                 At all times retain a Registered Public
Accounting Firm which is reasonably satisfactory to the Administrative Agent
and shall instruct such Registered Public Accounting Firm to cooperate with,
and be available to, the Administrative Agent or its representatives to discuss
the Loan Parties’ financial performance, financial condition, operating
results, controls, and such other matters, within the scope of the retention of
such Registered Public Accounting Firm, as may be raised by the Administrative
Agent.  The Lead Borrower hereby irrevocably
authorizes and directs all auditors, accountants, or other third parties to
deliver to the Administrative Agent, at the Borrowers’ expense, copies of the
Borrowers’ financial statements, papers related thereto, and other accounting
records of any nature in their possession, and to disclose to the
Administrative Agent any information they may have regarding the Collateral or
the financial condition of the Borrowers.

 

86

 

6.10                        Inspection
Rights.  (a) Permit
representatives and independent contractors of the Administrative Agent to
visit and inspect any of its properties, to examine its corporate, financial
and operating records, and make copies thereof or abstracts therefrom, and to
discuss its affairs, finances and accounts with its directors, officers, and
Registered Public Accounting Firm, all at the expense of the Loan Parties (such
expenses to be reasonable) and at such reasonable times during normal business
hours and as often as may be reasonably desired, upon reasonable advance notice
to the Lead Borrower; provided, however, that (i) so long as
no Event of Default shall have occurred and be continuing, the Loan Parties
shall not be obligated for expenses in connection with more than two (2) visits
per Fiscal Year and (ii) when an Event of Default has occurred and is
continuing, the Administrative Agent (or any of its representatives or
independent contractors) may do any of the foregoing at the expense of the Loan
Parties at any time during normal business hours and without advance notice.

 

(b)                                 Upon the request of the Administrative
Agent after reasonable prior notice, permit the Administrative Agent or
professionals (including investment bankers, consultants, accountants, lawyers
and appraisers) retained by the Administrative Agent to conduct appraisals,
commercial finance examinations and other evaluations, including, without
limitation, of (i) the Lead Borrower’s practices in the computation of the
Borrowing Base and (ii) the assets included in the Borrowing Base and
related financial information such as, but not limited to, sales, gross
margins, payables, accruals and reserves. 
Subject to the following sentences, the Loan Parties shall pay the fees
and expenses of the Administrative Agent or such professionals with respect to
such evaluations and appraisals.  Without
limiting the foregoing, the Loan Parties acknowledge that the Administrative
Agent may, in its discretion, undertake up to one (1) inventory appraisal
and one (1) commercial finance examination each Fiscal Year at the Loan Parties’
expense.  Notwithstanding anything to the
contrary contained herein, the Administrative Agent may cause additional
inventory appraisals and commercial finance examinations to be undertaken (x) as
it in its discretion deems necessary or appropriate, at its own expense, or (y) at
the expense of the Loan Parties, (A) at any time required by applicable
Law, (B) up to two (2) inventory appraisals and two (2) commercial
finance examinations each Fiscal Year, in any Fiscal Year when Excess
Availability  is at any time during such Fiscal
Year greater than or equal an amount equal to 20% of the then applicable
Borrowing Base and less than an amount equal to 50% of the then applicable
Borrowing Base, and (C) up to three (3) inventory appraisals and
three (3) commercial finance examinations each Fiscal Year, in any Fiscal
Year when Excess Availability  is at any time
during such Fiscal Year less than an amount equal to 20% of the then applicable
Borrowing Base, or an Event of Default shall have occurred.

 

6.11                        Use
of Proceeds.  Use the proceeds of the
Credit Extensions (a) to refinance all Indebtedness under the Existing
Credit Agreement, (b) to finance transaction fees and expenses related
hereto and the other Loan Documents, (c) to finance the working capital
needs of the Loan Parties, including the purchase of Inventory, in each case in
the ordinary course of business, (d) to finance Capital Expenditures of
the Loan Parties, and (e) for general corporate purposes of the Loan
Parties, in each case to the extent expressly permitted under applicable Law
and the Loan Documents.

 

6.12                        Additional
Loan Parties.  Notify the
Administrative Agent at the time that any Person becomes a Subsidiary (other
than an Immaterial Subsidiary), and promptly thereafter (and in any event
within fifteen (15) days), cause any such Person (a) which is not a CFC,
to (i) become a Loan Party by executing and delivering to the
Administrative Agent a Joinder Agreement or such other document as the
Administrative Agent shall reasonably request for such purpose, (ii) grant
a Lien to the Collateral Agent on such Person’s assets to secure the
Obligations, and (iii) deliver to the Administrative Agent documents of
the types referred to in clauses (iii) and (iv) of Section 4.01(a) and,
if requested by the Administrative Agent, favorable opinions of counsel to such
Person (which shall cover, among other things, the legality, validity, binding
effect and enforceability of the documentation referred to in this clause
(a)), and (b) if any Equity Interests or Indebtedness of such Person
are owned by or on behalf of any Loan 

 

87

 

Party, to pledge such Equity
Interests and promissory notes evidencing such Indebtedness (except that, if
such Subsidiary is a CFC, the Equity Interests of such Subsidiary to be pledged
may be limited to 65% of the outstanding voting Equity Interests of such
Subsidiary and 100% of the non-voting Equity Interests of such Subsidiary and
such time period may be extended based on local law or practice), in each case
in form, content and scope reasonably satisfactory to the Administrative
Agent.  In no event shall compliance with
this Section 6.12 waive or be deemed a waiver or Consent to any
transaction giving rise to the need to comply with this Section 6.12
if such transaction was not otherwise expressly permitted by this Agreement or
constitute or be deemed to constitute, with respect to any Subsidiary, an
approval of such Person as a Borrower or permit the inclusion of any acquired
assets in the computation of the Borrowing Base.

 

6.13                        Cash
Management.

 

(a)                                 (i)  On or prior to March 13,
2009, deliver to the
Administrative Agent copies of notifications (each, a “DDA Notification”)
substantially in the form attached hereto as Exhibit H which have
been executed on behalf of such Loan Party and delivered to each depository
institution listed on Schedule 5.21(a);

 

(ii)                                  On or prior to March 13, 2009,
deliver to the Administrative Agent copies of notifications (each, a “Credit
Card Notification”), substantially in the form attached hereto as Exhibit G
which have been executed on behalf of such Loan Party and delivered to such
Loan Party’s credit card clearinghouses and processors listed on Schedule
5.21(b); and

 

(iii)                               On or prior to March 13, 2009, enter
into a Blocked Account Agreement satisfactory in form and substance to the
Agents with each Blocked Account Bank (collectively, the “Blocked Accounts”).

 

(b)                                 (i) Each
Credit Card Notification and DDA Notification shall require the ACH or wire
transfer no less frequently than daily (and whether or not there are then any
outstanding Obligations) to a Blocked Account of all payments due from credit
card processors, and (ii) the Borrowers shall cause each depository institution
listed on Schedule 5.21(a) to cause the ACH or wire transfer no
less frequently than daily (and whether or not there are then any outstanding
Obligations) to a Blocked Account of all amounts on deposit in each DDA in
excess of the minimum balance permitted in accordance with Section 6.13(c).

 

(c)                                  Each Blocked Account Agreement shall
require the ACH or wire transfer no less frequently than daily (and whether or
not there are then any outstanding Obligations) to the concentration account
maintained by the Collateral Agent at Wells Fargo Bank (the “Concentration
Account”), of all cash receipts and collections, including, without
limitation, the following:

 

(i)                                     all available
cash receipts from the sale of Inventory and other assets;

 

(ii)                                  all proceeds of collections of Accounts;

 

(iii)                               all Net Proceeds, and all other cash
payments received by a Loan Party from any Person or from any source or on
account of any sale or other transaction or event, including, without
limitation, any Prepayment Event;

 

(iv)                              the then contents of each DDA (net of any
minimum balance, not to exceed $2,500.00, as may be required to be kept in the
subject DDA by the depository institution at which such DDA is maintained);

 

(v)                                 the then entire ledger balance of each
Blocked Account (net of any minimum balance, not to exceed $2,500.00, as may be
required to be kept in the subject Blocked Account by the Blocked Account
Bank); and

 

(vi)                              the proceeds of all credit card charges.

 

(d)                                 [Intentionally Omitted].

 

(e)                                  The
Concentration Account shall at all times be under the sole dominion and control
of the Collateral Agent.  The Loan
Parties hereby acknowledge and agree that (i) without limiting the
provisions of Section 2.05(d), the Loan Parties have no right of
withdrawal from the Concentration Account, (ii) the funds on deposit in
the Concentration Account shall at all times be collateral security for 

 

88

 

all of the Obligations and (iii) the
funds on deposit in the Concentration Account shall be applied as provided in Section 2.05(e).  In the event that, notwithstanding the
provisions of this Section 6.13, any Loan Party receives or
otherwise has dominion and control of any such proceeds or collections, such
proceeds and collections shall be held in trust by such Loan Party for the
Collateral Agent, shall not be commingled with any of such Loan Party’s other
funds or deposited in any account of such Loan Party and shall, not later than
the Business Day after receipt thereof, be deposited into the Concentration
Account or dealt with in such other fashion as such Loan Party may be
instructed by the Collateral Agent.

 

(f)                                   Upon the request of the Administrative
Agent, the Loan Parties shall cause bank statements and/or other reports to be
delivered to the Administrative Agent not less often than monthly, accurately
setting forth all amounts deposited in each Blocked Account to ensure the
proper transfer of funds as set forth above.

 

6.14                        Information
Regarding the Collateral.

 

(a)                                 Furnish to the
Administrative Agent at least thirty (30) days prior written notice of any
change in: (i) any Loan Party’s name as it appears in official filings in
the state of incorporation or other organization; (ii) the location of any
Loan Party’s chief executive office, its principal place of business, any
office in which it maintains books or records relating to Collateral owned by
it or any office or distribution center at which Collateral owned by it is
located (including the establishment of any such new office or distribution
center); (iii) any Loan Party’s type of entity or jurisdiction of
incorporation or formation; or (iv) any Loan Party’s Federal Taxpayer
Identification Number or organizational identification number assigned to it by
its state of organization. The Loan Parties agree not to effect or permit any
change referred to in the preceding sentence unless all filings have been made
under the UCC or otherwise that are required in order for the Collateral Agent
to continue at all times following such change to have a valid, legal and
perfected first priority security interest in all the Collateral for its own
benefit and the benefit of the other Credit Parties.

 

(b)                                 From time to time as may be reasonably
requested by the Administrative Agent, the Lead Borrower shall supplement each
Schedule to this Agreement and the other Loan Documents, or any representation
herein or in any other Loan Document, with respect to any matter arising after
the Closing Date that, if existing or occurring on the Closing Date, would have
been required to be set forth or described in such Schedule or as an exception
to such representation or that is necessary to correct any information in such
Schedule or representation which has been rendered inaccurate thereby (and, in
the case of any supplements to any Schedule, such Schedule shall be
appropriately marked to show the changes made therein).  Notwithstanding the foregoing, no supplement
or revision to any Schedule or representation shall be deemed the Credit
Parties’ consent to the matters reflected in such updated Schedules or revised
representations nor permit the Loan Parties to undertake any actions otherwise
prohibited hereunder or fail to undertake any action required hereunder from
the restrictions and requirements in existence prior to the delivery of such
updated Schedules or such revision of a representation; nor shall any such
supplement or revision to any Schedule or representation be deemed the Credit
Parties’ waiver of any Default resulting from the matters disclosed therein.

 

6.15                        Physical
Inventories.

 

(a)                                 Cause not less
than one (1) physical inventory of all the Stores to be undertaken in each
twelve (12) month period and cause periodic cycle counts to be taken at each
distribution center, in each case at the expense of the Loan Parties and
consistent with past practices and following such methodology as is consistent
with the methodology used in the immediately preceding inventory or cycle
count, as the case may be, provided, however, upon the occurrence
and during the continuation of a Cash Dominion Event (i) at the request of
the Collateral Agent, cause one (1) physical inventory to be taken at each
distribution center, at the expense of the Loan Parties, to be completed (with
final results) within 30 days following the end of the Fiscal Month in which
the Collateral Agent provided such request, or (ii) if the Collateral
Agent does not request a physical inventory of each distribution center
pursuant to the immediately preceding clause (i), cause a physical
inventory of each distribution center, at the expense of the Loan Parties, to
be performed concurrently with the next physical inventory taken of the Stores provided,
further, however, if the Collateral Agent should have a good
faith belief that the accuracy or 

 

89

 

completeness of the
inventory or cycle count practices or methodology is unreliable, all such
inventory and cycle count shall be subsequently conducted by such inventory
takers and in accordance with such practices and methodology, as are reasonably
satisfactory to the Collateral Agent, in each case at the expense of the Loan
Parties. The Collateral Agent, at the expense of the Loan Parties, may
participate in and/or observe each scheduled physical count of Inventory which
is undertaken on behalf of any Loan Party. 
The Lead Borrower, within fifteen (15) Business Days following the
completion of each such inventory, shall provide the Collateral Agent with a
reconciliation of the results of such inventory (as well as of any other
physical inventory or cycle counts undertaken by a Loan Party) and shall post
such results to the Loan Parties’ stock ledgers and general ledgers, as
applicable.

 

(b)                                 The Collateral Agent, in its Permitted
Discretion, if any Default or Event of Default shall have occurred and be
continuing, may cause additional such inventories to be taken as the Collateral
Agent determines (each, at the expense of the Loan Parties).

 

6.16                        Environmental
Laws.

 

Except as could not
reasonably be expected to have a Material Adverse Effect (a) conduct its operations
and keep and maintain its Real Estate in material compliance with all
Environmental Laws; (b) obtain and renew all environmental permits
appropriate or necessary for its operations and properties; and (c) implement
any and all investigation, remediation, removal and response actions that are
appropriate or necessary to maintain the value and marketability of the Real
Estate or to otherwise comply with Environmental Laws pertaining to the
presence, generation, treatment, storage, use, disposal, transportation or
release of any Hazardous Materials on, at, in, under, above, to, from or about
any of its Real Estate, provided, however, that neither a Loan
Party nor any of its Subsidiaries shall be required to undertake any such
cleanup, removal, remedial or other action to the extent that its obligation to
do so is being contested in good faith and by proper proceedings and adequate
reserves have been set aside and are being maintained by the Loan Parties with
respect to such circumstances in accordance with GAAP.

 

6.17                        Further
Assurances.

 

(a)                                 Execute any and
all further documents, financing statements, agreements and instruments, and
take all such further actions (including the filing and recording of financing
statements and other documents), that may be required under any applicable Law,
or which any Agent may reasonably request, to effectuate the transactions
contemplated by the Loan Documents or to grant, preserve, protect or perfect
the Liens created or intended to be created by the Security Documents or the
validity or priority of any such Lien, all at the expense of the Loan Parties.
The Loan Parties also agree to provide to the Agents, from time to time upon
request, evidence satisfactory to the Agents as to the perfection and priority of
the Liens created or intended to be created by the Security Documents.

 

(b)                                 If any material personal property assets
are acquired by any Loan Party after the Closing Date (other than assets
constituting Collateral under the Security Documents that become subject to the
Lien of the Security Documents upon acquisition thereof), notify the Agents
thereof, and the Loan Parties will cause such assets to be subjected to a Lien
securing the Obligations and will take such actions as shall be necessary or
shall be requested by any Agent to grant and perfect such Liens, including
actions described in paragraph (a) of this Section 6.17, all
at the expense of the Loan Parties. In no event shall compliance with this Section 6.17(b) waive
or be deemed a waiver or consent to any transaction giving rise to the need to
comply with this Section 6.17(b) if such transaction was not
otherwise expressly permitted by this Agreement or constitute or be deemed to
constitute consent to the inclusion of any acquired assets in the computation
of the Borrowing Base.

 

(c)                                  [Intentionally Omitted].

 

(d)                                 To the extent
that the Administrative Agent agrees (subject to the proviso below), in its
sole discretion at the request of the Lead Borrower, to include in transit
Inventory in the Borrowing Base, upon the request of the Collateral Agent, use commercially
reasonable efforts to cause each of its customs brokers, freight forwarders and
other carriers to deliver an agreement (including, without limitation, a
Customs Broker Agreement) to the Collateral Agent covering such matters and in
such form as the Collateral Agent may reasonably require, provided, however,
notwithstanding anything to the contrary, unless and until the Administrative
Agent shall have received such an agreement (including, 

 

90

 

without limitation, a Customs Broker Agreement)
covering such matters and in such form as the Collateral Agent may reasonably
require, no transit Inventory shall be included in the Borrowing Base.

 

(e)                                  Upon the request of the Collateral Agent,
made in its Permitted Discretion, the Loan Parties shall use commercially
reasonable efforts to cause the landlord of any such leased property to deliver
a Collateral Access Agreement to the Collateral Agent in such form as the
Collateral Agent may reasonably require.

 

6.18                        Compliance
with Terms of Leaseholds.

 

Except
as otherwise expressly permitted hereunder (including, without limitation, in
connection with Store closings permitted pursuant to clause (b) of
the definition of Permitted Dispositions), make all payments and otherwise
perform all obligations in respect of all Leases of real property to which any
Loan Party is a party, keep such Leases in full force and effect and not allow
such Leases to lapse or be terminated or any rights to renew such Leases to be
forfeited or cancelled, notify the Administrative Agent of any default by any
party with respect to such Leases and cooperate with the Administrative Agent
in all respects to cure any such default, and cause each of its Subsidiaries to
do so, except, in any case, where the failure to do so, either individually or
in the aggregate, could not be reasonably likely to have a Material Adverse
Effect.  In the event that the Borrowers
become delinquent in their rent payments, the Administrative Agent may
establish additional Reserves against the Borrowing Base for the amount of any
landlord liens arising from such delinquency.

 

6.19                        Material
Contracts. Perform and
observe all of the terms and provisions of each Material Contract to be
performed or observed by any Loan Party or any of its Subsidiaries, take all
such action required on the part of any Loan Party or any of its Subsidiaries
to maintain each such Material Contract in full force and effect, enforce each
such Material Contract in accordance with its terms, take all such action to
such end as may be from time to time requested by the Administrative Agent and,
upon request of the Administrative Agent, make to each other party to each such
Material Contract such demands and requests for information and reports or for
action as any Loan Party or any of its Subsidiaries is entitled to make under
such Material Contract, and cause each of its Subsidiaries to do so, except, in any case, where the failure to
do so, either individually or in the aggregate, could not reasonably be
expected to have a Material Adverse Effect.

 

6.20                        ERISA.

 

(a)                                 Comply in all material respects with the
applicable provisions of ERISA or any other applicable federal, state,
provincial, local or foreign law dealing with such matters, except where the
failure to comply could reasonably be expected to result in a claim or
liability against any Loan Party or its Affiliates of $1,000,000 or less.

 

(b)                                 Pay and discharge promptly any
liability imposed upon it pursuant to the provisions of Title IV of ERISA; provided,
however, that neither any Loan Party nor any ERISA Affiliate or any
other Subsidiary of the Loan Parties shall be required to pay any such
liability if (i) the amount, applicability or validity thereof shall be
diligently contested in good faith by appropriate proceedings, and (ii) such
Person shall have set aside on its books reserves, in the opinion of the
independent certified public accountants of such Person, adequate with respect
thereto.

 

(c)                                  Deliver to the
Collateral Agent, promptly, and in any event within 20 days, after (i) the
occurrence of any Reportable Event in respect of a Plan, a copy of the
materials that are filed with the PBGC, (ii) any Loan Party or any ERISA
Affiliate or an administrator of any Plan
files with participants, beneficiaries or the PBGC a notice of intent to
terminate any such Plan, a copy of any
such notice, (iii) the receipt of notice by any Loan Party or any ERISA
Affiliate or an administrator of any Plan
from the PBGC of the PBGC’s intention to terminate any Plan or to appoint a trustee to administer any such Plan, a copy of such notice, (iv) the
request by any Lender of copies of each annual report that is 

 

91

 

filed on Treasury Form 5500
with respect to any Plan, together with
certified financial statements (if any) for the Plan and any actuarial statements on Schedule B to such Form 5500,
(v) any Loan Party or any ERISA Affiliate knows or has reason to know of
any event or condition which could reasonably be expected to constitute grounds
under the provisions of Section 4042 of ERISA for the termination of (or
the appointment of a trustee to administer) any Plan, an explanation of such event or condition, (vi) the
receipt by any Loan Party or any ERISA Affiliate of an assessment of withdrawal
liability under Section 4201 of ERISA from a Multiemployer Plan, a copy of
such assessment, (vii) any Loan Party or any ERISA Affiliate knows or has
reason to know of any event or condition which would reasonably be expected to
cause any one of them to incur a liability under Section 4062, 4063, 4064
or 4069 of ERISA or Section 412(n) or 4971 of the Code, an
explanation of such event or condition, or (viii) any Loan Party or any
ERISA Affiliate knows or has reason to know that an application is to be, or
has been, made to the Secretary of the Treasury for a waiver of the minimum
funding standard under the provisions of Section 412 of the Code, a copy
of such application, and in each case described in clauses (i) through
(iii) and (v) through (vii) together with a
statement signed by an officer setting forth details as to such Reportable
Event, notice, event or condition and the action which such Loan Party and any
ERISA Affiliate proposes to take with respect thereto.

 

6.21                        Insurance
and Condemnation Proceeds.

 

Prior to the occurrence of a Cash Dominion Event, the proceeds of any
casualty or other insured damage to, or any taking under power of eminent
domain or by condemnation or similar proceeding of, any property or asset of a
Loan Party, shall be utilized for purposes of replacing or repairing the assets
in respect of which such proceeds, awards or payments were received within 180
days of the occurrence of the damage to or loss of the assets being repaired or
replaced.

 

6.22                        Post-Closing
Covenants.

 

(a)                                 On or before February 20, 2009, the Lead
Borrower shall deliver to the Collateral Agent, a certificate evidencing
the stock of Coldwater Creek The Spa Inc., an Idaho corporation, being pledged
to the Collateral Agent under the Pledge Agreement, together with undated stock
powers executed in blank, in form and substance reasonably satisfactory to the
Administrative Agent.

 

(b)                                 On or before March 13, 2009,  the Lead Borrower shall deliver to the
Collateral Agent, an agreement, in form and substance reasonably
satisfactory to the Collateral Agent, establishing Control (as defined in the
Security Agreement) over Securities
Account #12309373, maintained in the name of the Parent at Wells Fargo
Brokerage Services, LLC.

 

(c)                                  On or before May 13, 2009, the Lead
Borrower shall provide the Administrative Agent with evidence, in form a
substance reasonably satisfactory to the Administrative Agent, that the legal
existence of CWC Sourcing CA Limitada, an entity formed under the laws of
Guatemala, has been terminated.

 

ARTICLE
VII

NEGATIVE COVENANTS

 

So long as any Lender shall have any Commitment hereunder, any Loan or
other Obligation hereunder shall remain unpaid or unsatisfied (other than
contingent indemnification obligations for which no claim has been asserted),
or any Letter of Credit shall remain outstanding, no Loan Party shall, nor
shall it permit any Subsidiary to, directly or indirectly:

 

7.01                        Liens.
 Create, incur, assume or suffer to
exist any Lien upon any of its property, assets or revenues, whether now owned
or hereafter acquired or sign or file or suffer to exist under the UCC or any
similar Law or statute of any jurisdiction a financing statement that names any
Loan Party or any Subsidiary thereof as debtor; sign or suffer to exist any
security agreement authorizing any Person thereunder to file such financing
statement; sell any of its property or 

 

92

 

assets subject to an understanding
or agreement (contingent or otherwise) to repurchase such property or assets
with recourse to it or any of its Subsidiaries; or assign or otherwise transfer
any accounts or other rights to receive income, other than, as to all of the
above, Permitted Encumbrances.

 

7.02                        Investments.
 Have outstanding, make, acquire or
hold any Investment (or become contractually committed to do so), directly or
indirectly, or incur any liabilities (including contingent obligations) for or
in connection with any Investment, except Permitted
Investments.

 

7.03                        Indebtedness;
Disqualified Stock

 

Create,
incur, assume, guarantee, suffer to exist or otherwise become or remain liable
with respect to, any Indebtedness (except Permitted Indebtedness) or issue
Disqualified Stock.

 

7.04                        Fundamental Changes.  Merge, dissolve, liquidate, wind
up, consolidate with or into another Person, reorganize, enter into a plan of
reorganization, recapitalization or reclassify its Equity Interests (or agree
to do any of the foregoing, unless such agreement provides as a condition to
the consummation of the transaction that either (y) the Required Lenders
have consented in writing, or (z) (i) the Aggregate Commitments have
been terminated or will be terminated concurrently with such effectiveness, (ii) all
of the Secured Obligations (other than contingent indemnification
obligations for which no claim has been asserted) have been indefeasibly paid in
full in cash or will be indefeasibly paid in full in cash concurrently with
such effectiveness, (iii) all L/C Obligations have been, or will be
concurrently with such effectiveness, reduced to zero (or fully Cash
Collateralized or supported by another letter of credit in a manner reasonably
satisfactory to the L/C Issuer and the Administrative Agent, and (iv) the
Administrative Agent has, or will have concurrently with such effectiveness, no
further obligation to cause the L/C Issuer to issue Letters of Credit under the
Credit Agreement), except that, so long as no Default or Event
of Default shall have occurred and be continuing prior to or immediately after
giving effect to any action described below or would result therefrom:

 

(a)                           any Subsidiary
that is not a Loan Party may merge with (i) a Loan Party, provided
that the Loan Party shall be the continuing or surviving Person (or the
surviving Person shall become a Loan Party hereunder and otherwise satisfy the
requirements of Section 6.12 upon the consummation of such merger)
and if a Borrower is party to such merger, such Borrower shall be the continuing
or surviving Person, or (ii) any one or more other Subsidiaries other than
a Loan Party, provided that in each case, to the extent that any
wholly-owned Subsidiary is merging with another Subsidiary, a wholly-owned
Subsidiary shall be the continuing or surviving Person;

 

(b)                           any Loan Party
may merge into any other Loan Party; provided that in the case of any
merger involving a Borrower, such Borrower shall be the continuing or surviving
Person;

 

(c)                            any Borrower
may merge into any other Borrower;

 

(d)                           in connection with a Permitted
Acquisition, any Loan Party other than a Borrower may merge with or into or
consolidate with any other Person or permit any other Person to merge with or
into or consolidate with it; provided that the Person surviving such
merger shall be a Loan Party;

 

(e)                            any CFC that is not a Loan Party may
merge into any CFC that is not a Loan Party; and

 

(f)                             any Subsidiary or any Loan Party (other
than a Borrower) constituting an Immaterial Subsidiary may be dissolved.

 

7.05                        Dispositions.
 Make any Disposition or enter into any agreement to make any
Disposition (unless such agreement provides as a condition to the
consummation of the transaction that either (y) the Required Lenders have
consented in writing, or (z) (i) the Aggregate Commitments have been
terminated or will be terminated concurrently with such 

 

93

 

effectiveness, (ii) all of
the Secured Obligations (other than contingent indemnification obligations for which no claim
has been asserted) have been indefeasibly paid in full in cash or will
be indefeasibly paid in full in cash concurrently with such effectiveness, (iii) all
L/C Obligations have been, or will be concurrently with such effectiveness,
reduced to zero (or fully Cash Collateralized or supported by another letter of
credit in a manner reasonably satisfactory to the L/C Issuer and the
Administrative Agent, and (iv) the Administrative Agent has, or will have
concurrently with such effectiveness, no further obligation to cause the L/C
Issuer to issue Letters of Credit under the Credit Agreement), except Permitted Dispositions.

 

7.06                        Restricted
Payments.  Declare or make, directly
or indirectly, any Restricted Payment, or incur any obligation (contingent or
otherwise) to do so, except that, so long as no Default or Event of Default
shall have occurred and be continuing prior to or immediately after giving
effect to any action described below or would result therefrom:

 

(a)                           each (i) Loan
Party may make Restricted Payments to any other Loan Party, and (ii) Subsidiary
of a Loan Party may make Restricted Payments to any other Loan Party;

 

(b)                           the Loan Parties and each Subsidiary may
declare and make dividend payments or other distributions payable solely in the
common stock or other common Equity Interests of such Person;

 

(c)                            if the Restricted Preferred Equity Dividend
Conditions are satisfied, the Parent may make cash dividend payments
to the holders of its Equity Interests (other than the holders of its common
stock),  issued after the Closing Date;

 

(d)                           if the Restricted Payment Conditions are
satisfied, the Parent and its Subsidiaries may purchase or redeem Equity
Interests issued by it;

 

(e)                            if the Restricted Payment Conditions are
satisfied, the Parent and its Subsidiaries may declare and pay cash dividends
to the holders of its common stock;

 

(f)                             the Parent my declare and make dividend payments or
other Distributions in preferred Equity Interests that is not redeemable for
cash in connection with a “poison pill” so long as no Change of Control could
reasonably be expected to occur as a result of the issuance of any such
preferred Equity Interests or the conversion of any thereof; and

 

(g)                            in connection with any stock split transaction
consummated by the Parent, the Parent may make cash payments for the retirement
of any fractional Equity Interests resulting therefrom; provided, however
that such cash payments shall not exceed $25,000 in the aggregate following the
Closing Date.

 

The Loan Parties
shall provide the Administrative Agent with written notice of any Restricted
Payment, in each case as otherwise permitted pursuant to Sections 7.06(c),
7.06(d), 7.06(e) or 7.06(f), no less than five (5) Business
Days prior to the making thereof.

 

7.07                        Prepayments
of Indebtedness.  Prepay, redeem, purchase,
defease or otherwise satisfy prior to the scheduled maturity thereof in any
manner any Indebtedness, or make any payment in violation of any subordination
terms of any Subordinated Indebtedness, except (a) as long as no Event of
Default then exists or would result therefrom, regularly scheduled or mandatory
repayments, repurchases, redemptions or defeasances of Permitted Indebtedness, (b) voluntary
prepayments, repurchases, redemptions or defeasances of Permitted Indebtedness
(but excluding on account of any Subordinated Indebtedness) as long as the
Payment Conditions are satisfied, and (c) refinancings and refundings of
such Indebtedness in compliance with Section 7.03.

 

94

 

7.08                        Change
in Nature of Business.

 

Engage in any line of
business different from the business conducted by the Loan Parties and their
Subsidiaries on the date hereof or any business substantially related or
incidental thereto.

 

7.09                        Transactions
with Affiliates.  Enter into, renew,
extend or be a party to any transaction of any kind with any Affiliate of any
Loan Party, whether or not in the ordinary course of business, other than on
fair and reasonable terms that are fully disclosed to the Administrative Agent,
and that are no less favorable to the Loan Parties or such Subsidiary than
would be obtainable by the Loan Parties or such Subsidiary at the time in a comparable arm’s length transaction
with a Person other than an Affiliate, provided that the foregoing
restriction shall not apply to (i) a transaction between or among the Loan
Parties. (ii) transactions between or among any Subsidiaries that are not
Loan Parties, (iii) Permitted Investments of the type described in clause (l) of
the definition thereof, (iv) Restricted Payments permitted pursuant to Section 7.06,
(v) the payment of director and officer compensation (including bonuses)
and other benefits (including retirement, health, stock option and other
benefit plans) and indemnification arrangements, in each case under this clause
(v), made in the ordinary course of business and consistent with industry
practice, and (vi) Permitted Investments of the type described in clause
(g) of the definition thereof.

 

7.10                        Burdensome
Agreements.  Enter into or permit to
exist any Contractual Obligation (other than this Agreement or any other Loan
Document) that (a) limits the ability (i) of any Subsidiary to make
Restricted Payments or other distributions to any Loan Party or to otherwise
transfer property to or invest in a Loan Party, (ii) of any Subsidiary to
Guarantee the Obligations, (iii) of any Subsidiary to make or repay loans
to a Loan Party, or (iv) of the Loan Parties or any Subsidiary to create,
incur, assume or suffer to exist Liens on property of such Person in favor of
the Collateral Agent; provided, however, that this clause (iv) shall
not prohibit (I) any negative pledge incurred or provided in favor of any
holder of Indebtedness permitted under clauses (c) or (f) of
the definition of Permitted Indebtedness solely to the extent any such negative
pledge relates to the property financed by or the subject of such Indebtedness;
or (II) the existence of or entry into of licenses, leases or other
contracts entered into in the ordinary course of business containing customary
restrictions on the assignment of such license, lease or contract; or (b) requires
the grant of a Lien to secure an obligation of such Person if a Lien is granted
to secure another obligation of such Person.

 

7.11                        Use
of Proceeds.  Use the proceeds of any
Credit Extension, whether directly or indirectly, and whether immediately,
incidentally or ultimately, to purchase or carry margin stock (within the
meaning of Regulation U of the FRB) or to extend credit to others for the
purpose of purchasing or carrying margin stock or to refund Indebtedness
originally incurred for such purpose.

 

7.12                        Amendment
of Material Documents.

 

Amend, modify or waive any of a Loan Party’s rights under (a) its
Organization Documents, or (b) any Material Contract or Material
Indebtedness (other than on account of any refinancing thereof otherwise
permitted hereunder), in each case to the extent that such amendment,
modification or waiver would be reasonably likely to have a Material Adverse
Effect.

 

7.13                        Fiscal
Year.

 

Change
the Fiscal Year of any Loan Party, or the accounting policies or reporting
practices of the Loan Parties, except as required by GAAP.

 

7.14                        Deposit
Accounts; Blocked Accounts; Credit Card Processors.

 

(a)                                 Permit any
funds to be deposited to new DDAs or Blocked Accounts unless the Loan Parties
shall have delivered to the Collateral Agent appropriate DDA Notifications or
Blocked Account Agreements consistent with the provisions of Section 6.13.

 

95

 

(b)                                 Enter into new
agreements with credit card processors other than the ones expressly
contemplated herein or in Section 6.13 hereof unless the Loan
Parties shall have delivered to the Collateral Agent appropriate Credit Card
Notifications consistent with the provisions of Section 6.13.

 

7.15                        Consignments.
 Consign any Inventory or sell any
Inventory on bill and hold, sale or return, sale on approval, or other
conditional terms of sale (it being understood that customer return and
exchange policies relating to the sale of Inventory in the ordinary course of
business shall not be prohibited by this Section 7.15).

 

7.16                        Inventory
Book Value.  Permit the book value of
the Borrowers’ Inventory, as reported pursuant to Section 6.01(c),
at any time to be less than or equal to $95,000,000.

 

7.17                        Minimum
Availability.  Permit Excess
Availability at any time to be less than an amount equal to 15% of the then
applicable Loan Cap.

 

7.18                        Capital
Expenditures.  Make Capital
Expenditures in each of the following Fiscal Years in excess of the applicable
amount set forth below:

 

	
  Fiscal Year Ending

  On or About

  	
   

  	
  Maximum

  Capital Expenditures

  
	
  January 31, 2010

  	
   

  	
  $36,000,000

  
	
  January 31, 2011

  	
   

  	
  An amount which is equal to 120% of the projected Capital
  Expenditures for the Fiscal Year ending January 31, 2011, as set forth
  in the forecast delivered in accordance with Section 6.01(e), and as
  such projected Capital Expenditures are reasonably satisfactory to the
  Administrative Agent.

  
	
  January 31, 2012

  	
   

  	
  An amount which is equal to 120% of the projected Capital
  Expenditures for the Fiscal Year ending January 31, 2012, as set forth
  in the forecast delivered in accordance with Section 6.01(e), and as
  such projected Capital Expenditures are reasonably satisfactory to the
  Administrative Agent.

  

 

provided, however, the Loan
Parties shall not be subject to the restrictions of this Section 7.18 if
the Loan Parties maintain a Fixed Charge Coverage, calculated as of the last
day of each quarter on a trailing twelve (12) month Consolidated basis, during
the Fiscal Years set forth above, of greater than 1.00:1.00.

 

7.19                        Loan
Restriction.

 

Provide notice requesting, or otherwise incur, any Loan for a period of
ninety (90) consecutive days after the Parent or any of its Subsidiaries shall
have entered into any transaction, or made any Restricted Payment of the type
specified in Section 7.06(d) or (e).

 

ARTICLE
VIII

EVENTS OF DEFAULT AND REMEDIES

 

8.01                        Events
of Default.  Any of the following
shall constitute an Event of Default:

 

(a)                           Non-Payment.  The Borrowers or any other Loan Party fails
to pay when and as required to be paid herein, (i) any amount of principal
of any Loan or any L/C Obligation, or deposit any funds as Cash Collateral in
respect of L/C Obligations, or (ii) any interest on any 

 

96

 

Loan or on any L/C Obligation, or any fee due hereunder, or (iii) any
other amount payable hereunder or under any other Loan Document; or

 

(b)                           Specific Covenants.  (i) Any
Loan Party fails to perform or observe any term, covenant or agreement
contained in any of Sections 6.01, 6.02(b), 6.02(c), 6.03,
6.05(a), 6.07 (other than in connection with the last sentence of
clause (b) thereof), 6.10, 6.11, 6.12, 6.13or
Article VII of this Agreement; or (ii) any of the Loan Parties
fails to perform or observe any term, covenant or agreement contained in Sections
4.04, 4.10(a) and 5.01 of the Security Agreement to
which it is a party; or

 

(c)                            Additional Covenants. 
Any Loan Party fails to perform or observe any term, covenant or agreement
contained in Sections 6.02 or 6.05 (not specified in subsection
(b) above) contained in this Agreement and such failure continues for
fifteen (15) days; or

 

(d)                           Other Defaults. 
Any Loan Party fails to perform or observe any other covenant or
agreement (not specified in subsection (a), (b) or (c) above)
contained in any Loan Document on its part to be performed or observed and such
failure continues for thirty (30) days; or

 

(e)                            Material Impairment. 
Any material impairment of the priority of the Credit Parties’ security
interests in the Collateral; or

 

(f)                             Representations and Warranties. 
Any representation, warranty, certification or statement of fact made or
deemed made by or on behalf of any Borrower or any other Loan Party herein, in
any other Loan Document, or in any document delivered in connection herewith or
therewith (including, without limitation, any Borrowing Base Certificate) shall
be incorrect or misleading in any material respect when made or deemed made; or

 

(g)                            Cross-Default.  (i) Any
Loan Party or any Subsidiary thereof (A) fails to make any payment when
due (whether by scheduled maturity, required prepayment, acceleration, demand,
or otherwise) in respect of any (x) Material Indebtedness, or (y) other
Indebtedness, to the extent that such failure could reasonably be expected to
have, individually or in the aggregate, a Material Adverse Effect (other than
Indebtedness hereunder and Indebtedness under Swap Contracts), including
undrawn committed or available amounts and including amounts owing to all
creditors under any combined or syndicated credit arrangement, or (B) fails
to observe or perform any other agreement or condition relating to any such
Material Indebtedness (other than Indebtedness hereunder and Indebtedness under
Swap Contracts) or contained in any instrument or agreement evidencing,
securing or relating thereto, or any other event occurs, the effect of which
default or other event is to cause, or to permit the holder or holders of such
Material Indebtedness or the beneficiary or beneficiaries of any Guarantee
thereof (or a trustee or agent on behalf of such holder or holders or
beneficiary or beneficiaries) to cause, with the giving of notice if required,
such Indebtedness to be demanded or to become due or to be repurchased, prepaid,
defeased or redeemed (automatically or otherwise), or an offer to repurchase,
prepay, defease or redeem such Indebtedness to be made, prior to its stated
maturity, or such Guarantee to become payable or cash collateral in respect
thereof to be demanded; or (ii) there occurs under any Swap Contract an
Early Termination Date (as defined in such Swap Contract) resulting from (A) any
event of default under such Swap Contract as to which a Loan Party or any
Subsidiary thereof is the Defaulting Party (as defined in such Swap Contract)
or (B) any Termination Event (as so defined) under such Swap Contract as
to which a Loan Party or any Subsidiary thereof is an Affected Party (as so
defined); or

 

(h)                           Insolvency Proceedings, Etc. 
Any Loan Party or any of its Subsidiaries institutes or consents to the
institution of any proceeding under any Debtor Relief Laws, or makes an
assignment for the benefit of creditors; or applies for or consents to the
appointment of any receiver, trustee, custodian, conservator, liquidator,
rehabilitator or similar officer for it or for all or any material part of its
property; or a proceeding shall be commenced or a petition filed, without the
application or consent of such Person, seeking or requesting the appointment of
any receiver, trustee, custodian, conservator, liquidator, rehabilitator or
similar officer is appointed and the appointment continues undischarged,
undismissed or unstayed for 30 calendar days 

 

97

 

(provided, however,
that, during the pendency of such period, the Credit Parties shall be relieved
of their obligation to extend credit hereunder) or an order or decree approving
or ordering any of the foregoing shall be entered; or any proceeding under any
Debtor Relief Laws relating to any such Person or to all or any material part
of its property is instituted without the consent of such Person and continues
undismissed or unstayed for 30 calendar days (provided, however,
that, during the pendency of such period, the Credit Parties shall be relieved
of their obligation to extend credit hereunder), or an order for relief is
entered in any such proceeding; or

 

(i)                               Inability to Pay Debts; Attachment.  (i) Any
Loan Party becomes unable or admits in writing its inability or fails generally
to pay its debts as they become due in the ordinary course of business, or (ii) any
writ or warrant of attachment or execution or similar process is issued or
levied against all or any material part of the property of any such Person; or

 

(j)                              Judgments.  There is
entered against any Loan Party or any Subsidiary thereof (i) one or more
judgments or orders for the payment of money in an aggregate amount (as to all
such judgments and orders) exceeding $3,000,000 (to the extent not covered by
independent third-party insurance as to which the insurer is rated at least “A”
by A.M. Best Company, has been notified of the potential claim and does
not dispute coverage), or (ii) any one or more non-monetary judgments that
have, or could reasonably be expected to have, individually or in the
aggregate, a Material Adverse Effect and, in either case, (A) enforcement
proceedings are commenced by any creditor upon such judgment or order, or (B) there
is a period of 30 consecutive days during which a stay of enforcement of such
judgment or order, by reason of a pending appeal or otherwise, is not in
effect; or

 

(k)                           [Intentionally Omitted]; or

 

(l)                               ERISA.  (i) An
ERISA Event occurs with respect to a Pension Plan or Multiemployer Plan which
has resulted or could reasonably be expected to result in liability of any Loan
Party under Title IV of ERISA to the Pension Plan, Multiemployer Plan or
the PBGC in an aggregate amount in excess of $500,000 or which would reasonably
likely result in a Material Adverse Effect, or (ii) a Loan Party or any
ERISA Affiliate fails to pay when due, after the expiration of any applicable
grace period, any installment payment with respect to its withdrawal liability
under Section 4201 of ERISA under a Multiemployer Plan in an aggregate
amount in excess of $100,000 or which would reasonably likely result in a
Material Adverse Effect; or

 

(m)                       Invalidity of Loan Documents.  (i) Any
provision of any Loan Document, at any time after its execution and delivery
and for any reason other than as expressly permitted hereunder or thereunder or
satisfaction in full of all the Obligations, ceases to be in full force and
effect; or any Loan Party contests in any manner the validity or enforceability
of any provision of any Loan Document; or any Loan Party denies that it has any
or further liability or obligation under any provision of any Loan Document, or
purports to revoke, terminate or rescind any provision of any Loan Document or
seeks to avoid, limit or otherwise adversely affect any Lien purported to be
created under any Security Document; or (ii) any Lien purported to be
created under any Security Document shall cease to be, or shall be asserted by
any Loan Party or any other Person not to be, a valid and perfected Lien on any
Collateral to the extent required by the applicable Security Document, with the
priority required by the applicable Security Document; or

 

(n)                           Change of Control. 
There occurs any Change of Control; or

 

(o)                           Cessation of Business. 
Except as otherwise expressly permitted hereunder, the Loan Parties,
taken as a whole, shall take any action to suspend the operation of its
business in the ordinary course, liquidate all or a material portion of its
assets or Store locations, or employ an agent or other third party to conduct a
program of closings, liquidations or “Going-Out-Of-Business” sales of any
material portion of its business; or

 

(p)                           Loss of Collateral. 
There occurs any uninsured loss to any material portion of the
Collateral; or

 

98

 

(q)                           Breach of Contractual Obligation. 
Any Loan Party or any Subsidiary thereof fails to make any undisputed
payment when due in respect of any Material Contract or fails to observe or
perform any other material agreement or condition relating to any such Material
Contract or contained in any instrument or agreement evidencing, securing or
relating thereto, or any other event occurs, the effect of which default or
other event is to cause the counterparty to such Material Contract to terminate
such Material Contract in accordance with its terms; or

 

(r)                              Indictment.  The
indictment or institution of any legal process or proceeding against, any Loan
Party or any Subsidiary thereof, under any federal, state or municipal criminal
statute, rule, regulation, order, or other requirement having the force of law
for a felony;

 

(s)                             Guaranty.  The
termination or attempted termination of any Facility Guaranty other than in
accordance with the terms of the Loan Documents; or

 

(t)                              Subordination.  (i) 
The subordination provisions of the documents evidencing or governing any
Subordinated Indebtedness (the “Subordinated Provisions”) shall, in
whole or in part, terminate, cease to be effective or cease to be legally
valid, binding and enforceable against any holder of the applicable
Subordinated Indebtedness; or (ii) any Borrower or any other Loan Party
shall, directly or indirectly, (A) make any payment on account of any
Subordinated Indebtedness that has been contractually subordinated in right of
payment to the payment of the Obligations, except to the extent that such
payment is permitted by the terms of the Subordinated Provisions applicable to
such Subordinated Indebtedness or (B) disavow or contest in any manner (x) the
effectiveness, validity or enforceability of any of the Subordination
Provisions, (y) that the Subordination Provisions exist for the benefit of
the Credit Parties, or (z) that all payments of principal of or premium
and interest on the applicable Subordinated Indebtedness, or realized from the
liquidation of any property of any Loan Party, shall be subject to any of the
Subordination Provisions.

 

8.02                              Remedies
Upon Event of Default.  If any Event
of Default occurs and is continuing, the Administrative Agent may, or, at the
request of the Required Lenders shall, take any or all of the following
actions:

 

(a)                           declare the
Commitments of each Lender to make Loans and any obligation of the L/C Issuer
to make L/C Credit Extensions to be terminated, whereupon such Commitments and
obligation shall be terminated;

 

(b)                           declare the unpaid principal amount of
all outstanding Loans, all interest accrued and unpaid thereon, and all other
amounts owing or payable hereunder or under any other Loan Document to be
immediately due and payable, without presentment, demand, protest or other
notice of any kind, all of which are hereby expressly waived by the Loan
Parties;

 

(c)                            require that the Loan Parties Cash
Collateralize the L/C Obligations; and

 

(d)                           whether or not the maturity of the
Obligations shall have been accelerated pursuant hereto, proceed to protect,
enforce and exercise all rights and remedies of the Credit Parties under this
Agreement, any of the other Loan Documents or applicable Law, including, but
not limited to, by suit in equity, action at law or other appropriate
proceeding, whether for the specific performance of any covenant or agreement
contained in this Agreement and the other Loan Documents or any instrument
pursuant to which the Obligations are evidenced, and, if such amount shall have
become due, by declaration or otherwise, proceed to enforce the payment thereof
or any other legal or equitable right of the Credit Parties;

 

provided, however, that upon the entry
of an order for relief with respect to any Loan Party or any Subsidiary thereof
under the Bankruptcy Code of the United States of America, the obligation of
each Lender to make Loans and any obligation of the L/C Issuer to make L/C
Credit Extensions shall automatically terminate, the unpaid principal amount of
all outstanding Loans and all interest and other amounts as aforesaid shall
automatically become due and payable, and the obligation of the Loan Parties to
Cash Collateralize the L/C Obligations as 

 

99

 

aforesaid shall automatically become effective, in each case without
further act of the Administrative Agent or any Lender.

 

No remedy herein is intended to be exclusive of any other remedy and
each and every remedy shall be cumulative and shall be in addition to every
other remedy given hereunder or now or hereafter existing at law or in equity
or by statute or any other provision of Law.

 

8.03                        Application
of Funds.  After the exercise of
remedies provided for in Section 8.02 (or after the Loans have
automatically become immediately due and payable and the L/C Obligations have
automatically been required to be Cash Collateralized as set forth in the
proviso to Section 8.02), any amounts received on account of the
Obligations shall be applied by the Administrative Agent in the following
order:

 

First, to payment of that portion of the
Obligations (excluding the Other Liabilities) constituting fees, indemnities,
Credit Party Expenses and other amounts (including fees, charges and
disbursements of counsel to the Administrative Agent and the Collateral Agent
and amounts payable under Article III) due and payable to the
Administrative Agent and the Collateral Agent, each in its capacity as such;

 

Second, to payment of that portion of the
Obligations (excluding the Other Liabilities) constituting indemnities, Credit
Party Expenses, and other amounts (other than principal, interest and fees)
payable to the Lenders and the L/C Issuer (including fees, charges and
disbursements of counsel to the respective Lenders and the L/C Issuer and
amounts payable under Article III), ratably among them in
proportion to the amounts described in this clause Second payable to
them;

 

Third, to the extent not previously reimbursed by
the Lenders, to payment to the Lenders of that portion of the Obligations
constituting principal and accrued and unpaid interest on any Permitted
Overadvances, ratably among the Lenders in proportion to the amounts described
in this clause Third payable to them;

 

Fourth, to the extent that Swing Line Loans have
not been refinanced by a Committed Loan, payment to the Swing Line Lender of
that portion of the Obligations constituting accrued and unpaid interest on the
Swing Line Loans;

 

Fifth, to payment of that portion of the
Obligations constituting accrued and unpaid interest on the Committed Loans,
L/C Borrowings and other Obligations, and fees (including Letter of Credit Fees
but excluding any Early Termination Fees), ratably among the Lenders and the
L/C Issuer in proportion to the respective amounts described in this clause Fifth
payable to them;

 

Sixth, to the extent that Swing Line Loans have
not been refinanced by a Committed Loan, to payment to the Swing Line Lender of
that portion of the Obligations constituting unpaid principal of the Swing Line
Loans;

 

Seventh, to payment of that portion of the
Obligations constituting unpaid principal of the Committed Loans and L/C
Borrowings, ratably among the Lenders and the L/C Issuer in proportion to the
respective amounts described in this clause Seventh held by them;

 

Eighth, to the Administrative Agent for the account
of the L/C Issuer, to Cash Collateralize that portion of L/C Obligations
comprised of the aggregate undrawn amount of Letters of Credit;

 

Ninth,
to payment of all
other Obligations (including without limitation the cash collateralization of
unliquidated indemnification obligations as provided in Section 10.04,
but excluding any Other Liabilities), ratably among the Credit Parties in
proportion to the respective amounts described in this clause Ninth held
by them;

 

100

 

Tenth, to payment of that portion of the
Obligations arising from Cash Management Services to the extent secured under
the Security Documents, ratably among the Credit Parties in proportion to the
respective amounts described in this clause Tenth held by them;

 

Eleventh, to payment of all other Obligations arising
from Bank Products to the extent secured under the Security Documents, ratably
among the Credit Parties in proportion to the respective amounts described in
this clause Eleventh held by them; and

 

Last, the balance, if any, after all of the
Obligations have been indefeasibly paid in full, to the Loan Parties or as
otherwise required by Law.

 

Subject to Section 2.03(c),
amounts used to Cash Collateralize the aggregate undrawn amount of Letters of
Credit pursuant to clause Eighth above shall be applied to satisfy
drawings under such Letters of Credit as they occur.  If any amount remains on deposit as Cash
Collateral after all Letters of Credit have either been fully drawn or expired,
such remaining amount shall be applied to the other Obligations, if any, in the
order set forth above.

 

ARTICLE
IX

ADMINISTRATIVE AGENT

 

9.01                        Appointment
and Authority.

 

(a)                           Each of the
Lenders and the L/C Issuer hereby irrevocably appoints Wells Fargo Retail Finance, LLC to act on its
behalf as the Administrative Agent hereunder and under the other Loan Documents
and authorizes the Administrative Agent to take such actions on its behalf and
to exercise such powers as are delegated to the Administrative Agent by the
terms hereof or thereof, together with such actions and powers as are
reasonably incidental thereto.  Except as
provided in Section 9.06, the provisions of this Article are
solely for the benefit of the Administrative Agent, the Lenders and the L/C
Issuer, and no Loan Party or any Subsidiary thereof shall have rights as a
third party beneficiary of any of such provisions.

 

(b)                           Each of the Lenders (in its capacities as
a Lender), Swing Line Lender and the L/C Issuer hereby irrevocably appoints
Wells Fargo Retail Finance, LLC as Collateral Agent and authorizes the
Collateral Agent to act as the agent of such Lender and the L/C Issuer for
purposes of acquiring, holding and enforcing any and all Liens on Collateral
granted by any of the Loan Parties to secure any of the Obligations, together
with such powers and discretion as are reasonably incidental thereto.  In this connection, the Collateral Agent, as “collateral
agent” and any co-agents, sub-agents and attorneys-in-fact appointed by the
Collateral Agent pursuant to Section 9.05 for purposes of holding
or enforcing any Lien on the Collateral (or any portion thereof) granted under
the Collateral Documents, or for exercising any rights and remedies thereunder
at the direction of the Collateral Agent), shall be entitled to the benefits of
all provisions of this Article IX and Article X(including
Section 10.04(c)), as though such co-agents, sub-agents and
attorneys-in-fact were the “collateral agent” under the Loan Documents, as if
set forth in full herein with respect thereto.

 

9.02                        Rights
as a Lender.  The Persons serving as
the Agents hereunder shall have the same rights and powers in their capacity as
a Lender as any other Lender and may exercise the same as though they were not
the Administrative Agent or the Collateral Agent and the term “Lender” or “Lenders”
shall, unless otherwise expressly indicated or unless the context otherwise
requires, include the Person serving as the Administrative Agent or the
Collateral Agent hereunder in its individual capacity.  Such Person and its Affiliates may accept
deposits from, lend money to, act as the financial advisor or in any other
advisory capacity for and generally engage in any kind of business with the Loan
Parties or any Subsidiary or other Affiliate thereof as if such Person were not
the Administrative Agent or the Collateral Agent hereunder and without any duty
to account therefor to the Lenders.

 

101

 

9.03                        Exculpatory
Provisions.  The Agents shall not
have any duties or obligations except those expressly set forth herein and in
the other Loan Documents.  Without
limiting the generality of the foregoing, the Agents:

 

(a)                           shall not be
subject to any fiduciary or other implied duties, regardless of whether a
Default has occurred and is continuing;

 

(b)                           shall not have any duty to take any
discretionary action or exercise any discretionary powers, except discretionary
rights and powers expressly contemplated hereby or by the other Loan Documents
that the Administrative Agent or the Collateral Agent, as applicable, is
required to exercise as directed in writing by the Required Lenders (or such
other number or percentage of the Lenders as shall be expressly provided for
herein or in the other Loan Documents), provided that no Agent shall be
required to take any action that, in its respective opinion or the opinion of
its counsel, may expose such Agent to liability or that is contrary to any Loan
Document or applicable Law; and

 

(c)                            shall not, except as expressly set forth
herein and in the other Loan Documents, have any duty to disclose, and shall
not be liable for the failure to disclose, any information relating to the Loan
Parties or any of its Affiliates that is communicated to or obtained by the Person
serving as the Administrative Agent, the Collateral Agent or any of its
Affiliates in any capacity.

 

No Agent shall be liable for any action
taken or not taken by it (i) with the Consent or at the request of the
Required Lenders (or such other number or percentage of the Lenders as shall be
necessary, or as such Agent shall believe in good faith shall be necessary,
under the circumstances as provided in Sections 10.01 and 8.02) or (ii) in
the absence of its own gross negligence or willful misconduct as determined by
a final and non-appealable judgment of a court of competent jurisdiction.

 

The Agents shall not be deemed to have knowledge of any Default unless
and until notice describing such Default is given to such Agent by the Loan
Parties, a Lender or the L/C Issuer.  In
the event that the Agents obtains such actual knowledge or receives such a
notice, the Agents shall give prompt notice thereof to each of the other Credit
Parties.  Upon the occurrence and during
the continuance of an Event of Default, the Agents shall take such action with
respect to such Default or Event of Default as shall be reasonably directed by
the Required Lenders.  Unless and until
the Agents shall have received such direction, the Agents may (but shall not be
obligated to) take such action, or refrain from taking such action, with
respect to any such Default or Event of Default as it shall deem advisable in
the best interest of the Credit Parties. 
In no event shall the Agents be required to comply with any such
directions to the extent that any Agent believes that its compliance with such
directions would be unlawful.

 

The Agents shall not be responsible for or have any duty to ascertain
or inquire into (i) any statement, warranty or representation made in or
in connection with this Agreement or any other Loan Document, (ii) the
contents of any certificate, report or other document delivered hereunder or
thereunder or in connection herewith or therewith, (iii) the performance
or observance of any of the covenants, agreements or other terms or conditions
set forth herein or therein or the occurrence of any Default, (iv) the
validity, enforceability, effectiveness or genuineness of this Agreement, any
other Loan Document or any other agreement, instrument or document or the
creation, perfection or priority of any Lien purported to be created by the
Security Documents, (v) the value or the sufficiency of any Collateral, or
(vi) the satisfaction of any condition set forth in Article IV or
elsewhere herein, other than to confirm receipt of items expressly required to
be delivered to the Agents.

 

102

 

9.04                        Reliance
by Agents.

 

Each Agent shall be entitled to rely upon, and shall not incur any
liability for relying upon, any notice, request, certificate, consent,
statement, instrument, document or other writing (including, but not limited
to, any electronic message, Internet or intranet website posting or other
distribution) believed by it to be genuine and to have been signed, sent or
otherwise authenticated by the proper Person. 
Each Agent also may rely upon any statement made to it orally or by
telephone and believed by it to have been made by the proper Person, and shall
not incur any liability for relying thereon. 
In determining compliance with any condition hereunder to the making of
a Loan, or the issuance of a Letter of Credit, that by its terms must be
fulfilled to the satisfaction of a Lender or the L/C Issuer, the Administrative
Agent may presume that such condition is satisfactory to such Lender or the L/C
Issuer unless the Administrative Agent shall have received written notice to
the contrary from such Lender or the L/C Issuer prior to the making of such
Loan or the issuance of such Letter of Credit. 
Each Agent may consult with legal counsel (who may be counsel for any
Loan Party), independent accountants and other experts selected by it, and
shall not be liable for any action taken or not taken by it in accordance with
the advice of any such counsel, accountants or experts.

 

9.05                        Delegation
of Duties.  Each Agent may perform
any and all of its duties and exercise its rights and powers hereunder or under
any other Loan Document by or through any one or more sub-agents appointed by
such Agent.  Each Agent and any such
sub-agent may perform any and all of its duties and exercise its rights and
powers by or through their respective Related Parties.  The exculpatory provisions of this Article shall
apply to any such sub-agent and to the Related Parties of the Agents and any
such sub-agent, and shall apply to their respective activities in connection
with the syndication of the credit facilities provided for herein as well as
activities as such Agent.

 

9.06                        Resignation
of Agents.  Either Agent may at any
time give written notice of its resignation to the Lenders, the L/C Issuer and
the Lead Borrower.  Upon receipt of any
such notice of resignation, the Required Lenders shall have the right, with the
consent of the Lead Borrower (absent the existence of a Default or an Event of
Default), which consent shall not be unreasonably withheld or delayed, to
appoint a successor, which shall be a bank with an office in the United States,
or an Affiliate of any such bank with an office in the United States.  If no such successor shall have been so appointed
by the Required Lenders and shall have accepted such appointment within 30 days
after the retiring Agent gives notice of its resignation, then the retiring
Agent may, in consultation with the Lead Borrower (absent the existence of a
Default or an Event of Default), on behalf of the Lenders and the L/C Issuer,
appoint a successor Administrative Agent or Collateral Agent, as applicable,
meeting the qualifications set forth above; provided that if the
Administrative Agent or the Collateral Agent shall notify the Lead Borrower and
the Lenders that no qualifying Person has accepted such appointment, then the
resigning Agent may apply to a court of competent jurisdiction for the
appointment of a new Administrative Agent or Collateral Agent, as applicable, provided,
further, that such resignation shall not become effective until such
time as a successor Administrative Agent or the Collateral Agent, as
applicable, is appointed and has accepted such appointment.  Upon the acceptance of a successor’s
appointment as Administrative Agent or Collateral Agent, as applicable,
hereunder, such successor shall succeed to and become vested with all of the
rights, powers, privileges and duties of the retiring (or retired) Agent, and
the retiring Agent shall be discharged from all of its duties and obligations
hereunder or under the other Loan Documents (if not already discharged
therefrom as provided above in this Section). 
The fees payable by the Borrowers to a successor Administrative Agent
shall be the same as those payable to its predecessor unless otherwise 

 

103

 

agreed
between the Lead Borrower and such successor. 
After the retiring Agent’s resignation hereunder and under the other
Loan Documents, the provisions of this Article and Section 10.04
shall continue in effect for the benefit of such retiring Agent, its sub-agents
and their respective Related Parties in respect of any actions taken or omitted
to be taken by any of them while the retiring Agent was acting as Administrative
Agent or Collateral Agent hereunder.

 

Any resignation by Wells Fargo Retail
Finance, LLC as Administrative Agent pursuant to this Section shall also
constitute the resignation of Wells Fargo Retail Finance, LLC as Swing Line
Lender.  Upon the acceptance of a
successor’s appointment as Administrative Agent hereunder, (a) such
successor shall succeed to and become vested with all of the rights, powers,
privileges and duties of the retiring Swing Line Lender, and (b) the
retiring Swing Line Lender shall be discharged from all of its duties and
obligations hereunder or under the other Loan Documents.

 

9.07                        Non-Reliance
on Administrative Agent and Other Lenders.  Each Lender and the L/C Issuer
acknowledges that it has, independently and without reliance upon the Agents or
any other Lender or any of their Related Parties and based on such documents
and information as it has deemed appropriate, made its own credit analysis and
decision to enter into this Agreement. 
Each Lender and the L/C Issuer also acknowledges that it will,
independently and without reliance upon the Agents or any other Lender or any
of their Related Parties and based on such documents and information as it
shall from time to time deem appropriate, continue to make its own decisions in
taking or not taking action under or based upon this Agreement, any other Loan
Document or any related agreement or any document furnished hereunder or
thereunder.  Except as provided in Section 9.12,
the Agents shall not have any duty or responsibility to provide any Credit
Party with any other credit or other information concerning the affairs,
financial condition or business of any Loan Party that may come into the
possession of the Agents.

 

9.08                        Administrative
Agent May File Proofs of Claim.  In
case of the pendency of any proceeding under any Debtor Relief Laws or any
other judicial proceeding relative to any Loan Party, the Administrative Agent
(irrespective of whether the principal of any Loan or L/C Obligation shall then
be due and payable as herein expressed or by declaration or otherwise and
irrespective of whether the Administrative Agent shall have made any demand on
the Loan Parties) shall be entitled and empowered, by intervention in such
proceeding or otherwise

 

(a)                           to file and
prove a claim for the whole amount of the principal and interest owing and
unpaid in respect of the Loans, L/C Obligations and all other Obligations that
are owing and unpaid and to file such other documents as may be necessary or
advisable in order to have the claims of the Lenders, the L/C Issuer, the
Administrative Agent and the other Credit Parties (including any claim for the
reasonable compensation, expenses, disbursements and advances of the Lenders,
the L/C Issuer, the Administrative Agent, such Credit Parties and their
respective agents and counsel and all other amounts due the Lenders, the L/C
Issuer the Administrative Agent and such Credit Parties under Sections
2.03(i), 2.03(j), 2.09 and 10.04) allowed in such judicial
proceeding; and

 

(b)                           to collect and receive any monies or
other property payable or deliverable on any such claims and to distribute the
same;

 

and any custodian, receiver, assignee,
trustee, liquidator, sequestrator or other similar official in any such
judicial proceeding is hereby authorized by each Lender and the L/C Issuer to
make such payments to the Administrative Agent and, if the Administrative Agent
shall consent to the making of such payments directly to the Lenders and the
L/C Issuer, to pay to the Administrative Agent any amount due for the
reasonable compensation, expenses, disbursements and advances of the
Administrative Agent and its agents and counsel, and any other amounts due the
Administrative Agent under Sections 2.09 and 10.04.

 

104

 

Nothing contained herein shall be deemed to authorize the
Administrative Agent to authorize or consent to or accept or adopt on behalf of
any Lender or the L/C Issuer any plan of reorganization, arrangement,
adjustment or composition affecting the Obligations or the rights of any Lender
or the L/C Issuer or to authorize the Administrative Agent to vote in respect
of the claim of any Lender or the L/C Issuer in any such proceeding.

 

9.09                        Collateral
and Guaranty Matters.  The Credit
Parties irrevocably authorize the Agents, at their option and in their
discretion,

 

(a)                           to release any
Lien on any property granted to or held by the Collateral Agent under any Loan
Document (i) upon termination of the Aggregate Commitments and payment in
full of all Obligations (other than contingent indemnification obligations for
which no claim has been asserted) and the expiration or termination of all
Letters of Credit (or
upon the Cash Collateralization of all Letters of Credit in the manner set forth in Section 2.03(g)), (ii) that
is sold or to be sold as part of or in connection with any sale permitted
hereunder or under any other Loan Document, or (iii) if approved,
authorized or ratified in writing by the Required Lenders in accordance with Section 10.01;

 

(b)                           to subordinate any Lien on any property
granted to or held by the Collateral Agent under any Loan Document to the
holder of any Lien, or to release any Lien, on such property that is permitted
by the definition of Permitted Encumbrances; and

 

(c)                            to release any Guarantor from its
obligations under the Facility Guaranty if such Person ceases to be a
Subsidiary as a result of a transaction permitted hereunder.

 

Upon request by any Agent at any time,
the Required Lenders will confirm in writing such Agent’s authority to release
or subordinate its interest in particular types or items of property, or to
release any Guarantor from its obligations under the Facility Guaranty pursuant
to this Section 9.09. 
Notwithstanding the foregoing, in each case as specified above in clauses
(a)-(c) of this Section 9.09, the Agents will without
further confirmation from the Required Lenders, at the Loan Parties’ expense,
execute and deliver to the applicable Loan Party such documents as such Loan
Party may reasonably request to evidence the release of such item of Collateral
from the assignment and security interest granted under the Security Documents
or to subordinate its interest in such item, or to release such Guarantor from
its obligations under the Facility Guaranty, in each case in accordance with
the terms of the Loan Documents and this Section 9.09.

 

9.10                        Notice
of Transfer.

 

The Agents may deem and treat a Lender party to this Agreement as the
owner of such Lender’s portion of the Obligations for all purposes, unless and
until, and except to the extent, an Assignment and Acceptance shall have become
effective as set forth in Section 10.06.

 

9.11                        Reports
and Financial Statements.

 

By signing this Agreement, each Lender:

 

(a)                           agrees to
furnish the Administrative Agent on the first day of each month with a summary
of all Other Liabilities due or to become due to such Lender. In connection
with any distributions to be made hereunder, the Administrative Agent shall be
entitled to assume that no amounts are due to any Lender on account of Other
Liabilities unless the Administrative Agent has received written notice thereof
from such Lender;

 

(b)                           is deemed to have requested that the
Administrative Agent furnish such Lender, promptly after they become available,
copies of all financial statements required to be delivered by the Lead
Borrower hereunder and all commercial finance examinations and appraisals of
the Collateral received by the Agents (collectively, the “Reports”);

 

(c)                            expressly agrees and acknowledges that
the Administrative Agent makes no representation or warranty as to the accuracy
of the Reports, and shall not be liable for any information contained in any
Report;

 

105

 

(d)                           expressly agrees and acknowledges that
the Reports are not comprehensive audits or examinations, that the Agents or
any other party performing any audit or examination will inspect only specific
information regarding the Loan Parties and will rely significantly upon the
Loan Parties’ books and records, as well as on representations of the Loan
Parties’ personnel;

 

(e)                            agrees to keep all Reports confidential
in accordance with the provisions of Section 10.07 hereof; and

 

(f)                             without limiting the generality of any
other indemnification provision contained in this Agreement, agrees: (i) to
hold the Agents and any such other Lender preparing a Report harmless from any
action the indemnifying Lender may take or conclusion the indemnifying Lender
may reach or draw from any Report in connection with any Credit Extensions that
the indemnifying Lender has made or may make to the Borrowers, or the
indemnifying Lender’s participation in, or the indemnifying Lender’s purchase
of, a Loan or Loans; and (ii) to pay and protect, and indemnify, defend,
and hold the Agents and any such other Lender preparing a Report harmless from
and against, the claims, actions, proceedings, damages, costs, expenses, and
other amounts (including attorney costs) incurred by the Agents and any such
other Lender preparing a Report as the direct or indirect result of any third
parties who might obtain all or part of any Report through the indemnifying
Lender.

 

9.12                        Agency
for Perfection.

 

Each Lender hereby appoints each other Lender as agent for the purpose
of perfecting Liens for the benefit of the Agents and the Lenders, in assets
which, in accordance with Article 9 of the UCC or any other applicable Law
of the United States can be perfected only by possession.  Should any Lender (other than the Agents)
obtain possession of any such Collateral, such Lender shall notify the Agents
thereof, and, promptly upon the Collateral Agent’s request therefor shall
deliver such Collateral to the Collateral Agent or otherwise deal with such
Collateral in accordance with the Collateral Agent’s instructions.

 

9.13                        Indemnification
of Agents.  The Lenders agree to indemnify the
Agents (to the extent not reimbursed by the Loan Parties and without limiting
the obligations of Loan Parties hereunder), ratably according to their
Applicable Percentages, from and against any and all liabilities, obligations,
losses, damages, penalties, actions, judgments, suits, costs, expenses or
disbursements of any kind or nature whatsoever that may be imposed on, incurred
by, or asserted against any Agent in any way relating to or arising out of this
Agreement or any other Loan Document or any action taken or omitted to be taken
by any Agent in connection therewith; provided, that no Lender shall be
liable for any portion of such liabilities, obligations, losses, damages,
penalties, actions, judgments, suits, costs, expenses or disbursements
resulting from such Agent’s gross negligence or willful misconduct as
determined by a final and nonappealable judgment of a court of competent
jurisdiction.

 

9.14                        Relation
among Lenders.  The
Lenders are not partners or co-venturers, and no Lender shall be liable for the
acts or omissions of, or (except as otherwise set forth herein in case of the
Agents) authorized to act for, any other Lender.

 

9.15                        Defaulting
Lender.

 

(a)                           If for any reason any Lender shall fail
or refuse to abide by its obligations under this Agreement, including without
limitation its obligation to make available to Administrative Agent its
Applicable Percentage of any Loans, expenses or setoff or purchase its
Applicable Percentage of a participation interest in the Swing Line Loans or
L/C Borrowings and such failure is not cured within two (2) days of
receipt from the Administrative Agent of written notice thereof, then, in
addition to the rights and remedies that may be available to the other Credit
Parties, the Loan Parties or any other party at law or in equity, and not at
limitation thereof, (i) such Defaulting Lender’s right to participate in
the administration of, or decision-making rights related to, the Obligations,
this Agreement or the other Loan Documents shall be 

 

106

 

suspended during
the pendency of such failure or refusal, and (ii) a Defaulting Lender
shall be deemed to have assigned any and all payments due to it from the Loan
Parties, whether on account of outstanding Loans, interest, fees or otherwise,
to the remaining non-Defaulting Lenders for application to, and reduction of,
their proportionate shares of all outstanding Obligations until, as a result of
application of such assigned payments the Lenders’ respective Applicable
Percentages of all outstanding Obligations shall have returned to those in
effect immediately prior to such delinquency and without giving effect to the
nonpayment causing such delinquency.  The
Defaulting Lender’s decision-making and participation rights and rights to
payments as set forth in clauses (i) and (ii) hereinabove
shall be restored only upon the payment by the Defaulting Lender of its
Applicable Percentage of any Obligations, any participation obligation, or
expenses as to which it is delinquent, together with interest thereon at the
Default Rate from the date when originally due until the date upon which any
such amounts are actually paid.

 

(b)                           The non-Defaulting Lenders shall also have
the right, but not the obligation, in their respective, sole and absolute
discretion, to cause the termination and assignment, without any further action
by the Defaulting Lender for no cash consideration (pro rata,
based on the respective Commitments of those Lenders electing to exercise such
right), of the Defaulting Lender’s Commitment to fund future Loans.  Upon any such purchase of the Applicable
Percentage of any Defaulting Lender, the Defaulting Lender’s share in future
Credit Extensions and its rights under the Loan Documents with respect thereto
shall terminate on the date of purchase, and the Defaulting Lender shall
promptly execute all documents reasonably requested to surrender and transfer
such interest, including, if so requested, an Assignment and Acceptance.

 

(c)                            Each Defaulting Lender shall indemnify
the Administrative Agent and each non-Defaulting Lender from and against any
and all loss, damage or expenses, including but not limited to reasonable
attorneys’ fees and funds advanced by the Administrative Agent or by any
non-Defaulting Lender, on account of a Defaulting Lender’s failure to timely
fund its Applicable Percentage of a Loan or to otherwise perform its
obligations under the Loan Documents.

 

ARTICLE
X

MISCELLANEOUS

 

10.01                 Amendments,
Etc.  No amendment or waiver of any
provision of this Agreement or any other Loan Document, and no Consent to any
departure by any Loan Party therefrom, shall be effective unless in writing
signed by the Administrative Agent, with the Consent of the Required Lenders,
and the Lead Borrower or the applicable Loan Party, as the case may be, and
acknowledged by the Administrative Agent, and each such waiver or Consent shall
be effective only in the specific instance and for the specific purpose for
which given; provided, however, that no such amendment, waiver or
consent shall:

 

(a)                           extend or,
increase the Commitment of any Lender (or reinstate any Commitment terminated
pursuant to Section 8.02) without the written Consent of such
Lender;

 

(b)                           postpone any date fixed by this Agreement
or any other Loan Document for (i) any payment or mandatory prepayment of
principal, interest, fees or other amounts due to the Lenders (or any of them)
hereunder or under any of the other Loan Documents without the written Consent
of each Lender entitled to such payment, or (ii) any scheduled or
mandatory reduction of the Aggregate Commitments hereunder or under any other
Loan Document without the written Consent of each Lender;

 

(c)                            reduce the principal of, or the rate of
interest specified herein on, any Loan or L/C Borrowing, or (subject to clause
(iv) of the second proviso to this Section 10.01) any fees
or other amounts payable hereunder or under any other Loan Document, without
the written Consent of each Lender entitled to such amount; provided, however,
that only the Consent of the Required Lenders shall be necessary (i) to
amend the definition of “Default Rate” or to waive 

 

107

 

any obligation of
the Borrowers to pay interest or Letter of Credit Fees at the Default Rate or (ii) to
amend any financial covenant hereunder (or any defined term used therein);

 

(d)                           change Section 2.13 or Section 8.03
in a manner that would alter the pro rata sharing of payments required thereby
without the written Consent of each Lender;

 

(e)                            change any provision of this Section or
the definition of “Required Lenders”, or any other provision hereof specifying
the number or percentage of Lenders required to amend, waive or otherwise
modify any rights hereunder or make any determination or grant any consent
hereunder, without the written Consent of each Lender;

 

(f)                             except as expressly permitted hereunder
or under any other Loan Document, release, or limit the liability of, any Loan
Party without the written Consent of each Lender;

 

(g)                            except for Permitted Dispositions,
release all or substantially all of the Collateral from the Liens of the
Security Documents without the written Consent of each Lender;

 

(h)                           increase the Aggregate Commitments
without the written Consent of each Lender;

 

(i)                               change the definition of the term “Borrowing
Base” or any component definition thereof if as a result thereof the amounts
available to be borrowed by the Borrowers would be increased without the
written Consent of each Lender, provided
that the foregoing shall not limit the discretion of the
Administrative Agent to change, establish or eliminate any Reserves;

 

(j)                              modify the definition of Permitted
Overadvance so as to increase the amount thereof or, except as provided in such
definition, the time period for a Permitted Overadvance without the written
Consent of each Lender; and

 

(k)                           except as expressly permitted herein or
in any other Loan Document, subordinate the Obligations hereunder or the Liens
granted hereunder or under the other Loan Documents, to any other Indebtedness
or Lien, as the case may be without the written Consent of each Lender;

 

and, provided  further,
that (i) no amendment, waiver or Consent shall, unless in writing and
signed by the L/C Issuer in addition to the Lenders required above, affect the
rights or duties of the L/C Issuer under this Agreement or any Issuer Document
relating to any Letter of Credit issued or to be issued by it; (ii) no
amendment, waiver or Consent shall, unless in writing and signed by the Swing
Line Lender in addition to the Lenders required above, affect the rights or
duties of the Swing Line Lender under this Agreement; (iii) no amendment,
waiver or Consent shall, unless in writing and signed by the Administrative
Agent in addition to the Lenders required above, affect the rights or duties of
the Administrative Agent under this Agreement or any other Loan Document; (iv) no
amendment, waiver or Consent shall, unless in writing and signed by the
Collateral Agent in addition to the Lenders required above, affect the rights
or duties of the Collateral Agent under this Agreement or any other Loan
Document, and (v) the Fee Letter may be amended, or rights or privileges
thereunder waived, in a writing executed only by the parties thereto.  Notwithstanding anything to the contrary
herein, no Defaulting Lender shall have any right to approve or disapprove any
amendment, waiver or Consent hereunder, except that the Commitment of such
Lender may not be increased or extended without the consent of such Lender.

 

If any Lender does not Consent (a “Non-Consenting
Lender”) to a proposed amendment, waiver, consent or release with respect
to any Loan Document that requires the Consent of each Lender and that has been
approved by the Required Lenders, the Lead Borrower may replace such
Non-Consenting Lender in accordance with Section 10.13; provided
that such amendment, waiver, consent or release can be effected as a result of
the assignment contemplated by such Section (together with all other such
assignments required by the Lead Borrower to be made pursuant to this
paragraph).

 

108

 

10.02                 Notices,
Financial Statements and Other Documents; Effectiveness; Electronic
Communications.

 

(a)                           Notices, Financial
Statements and Other Documents Generally.  Except in the case of notices and other
communications expressly permitted to be given by telephone (and except as
provided in subsection (b) below), all notices, financial
statements and other documents and communications provided for herein shall be
in writing and shall be delivered by hand or overnight courier service, mailed
by certified or registered mail or sent by telecopier as follows, and all
notices and other communications expressly permitted hereunder to be given by
telephone shall be made to the applicable telephone number, as follows:

 

(i)                                     if to the Loan
Parties, the Agents, the L/C Issuer or the Swing Line Lender, to the address,
telecopier number, electronic mail address or telephone number specified for
such Person on Schedule 10.02; and

 

(ii)                                  if to any other Lender, to the address,
telecopier number, electronic mail address or telephone number specified in its
Administrative Questionnaire.

 

Notices, financial statements and other
documents sent by hand or overnight courier service, or mailed by certified or
registered mail, shall be deemed to have been given when received; notices,
financial statements and other documents sent by telecopier shall be deemed to
have been given when sent (except that, if not given during normal business
hours for the recipient, shall be deemed to have been given at the opening of
business on the next Business Day for the recipient).  Notices, financial statements and other
documents delivered through electronic communications to the extent provided in
subsection (b) below, shall be effective as provided in such subsection
(b).

 

(b)                           Electronic
Communications.  Notices,
financial statements and other documents and communications to the Lenders and
the L/C Issuer hereunder may be delivered or furnished by electronic
communication (including e-mail and Internet or intranet websites) pursuant to
procedures approved by the Administrative Agent, provided that the
foregoing shall not apply to notices to any Lender or the L/C Issuer pursuant
to Article II if such Lender or the L/C Issuer, as applicable, has
notified the Administrative Agent that it is incapable of receiving notices
under such Article by electronic communication.  The Administrative Agent or the Lead Borrower
may, in its discretion, agree to accept notices and other communications to it
hereunder by electronic communications pursuant to procedures approved by it, provided
that approval of such procedures may be limited to particular notices or
communications.

 

Unless the Administrative Agent otherwise prescribes, (i) notices
and other communications sent to an e-mail address shall be deemed received
upon the sender’s receipt of an acknowledgement from the intended recipient
(such as by the “return receipt requested” function, as available, return
e-mail or other written acknowledgement), provided that if such notice or other
communication is not sent during the normal business hours of the recipient,
such notice or communication shall be deemed to have been sent at the opening
of business on the next Business Day for the recipient, and (ii) notices
or communications posted to an Internet or intranet website shall be deemed
received upon the deemed receipt by the intended recipient at its e-mail
address as described in the foregoing clause (i) of
notification that such notice or communication is available and identifying the
website address therefor.

 

(c)                            Change of Address, Etc. 
Each of the Loan Parties, the Agents, the L/C Issuer and the Swing Line
Lender may change its address, telecopier or telephone number for notices and
other communications hereunder by notice to the other parties hereto.  Each other Lender may change its address,
telecopier or telephone number for notices and other communications hereunder by
notice to the Lead Borrower, the Agents, the L/C Issuer and the Swing Line
Lender.  In addition, each Lender agrees
to notify the Administrative Agent from time to time to ensure that the
Administrative Agent has on record (i) an effective address, contact name,
telephone number, telecopier number and electronic mail address to which
notices and other communications may be sent and (ii) accurate wire
instructions for such Lender.

 

109

 

(d)                           Reliance by Agents, L/C
Issuer and Lenders.  The Agents,
the L/C Issuer and the Lenders shall be entitled to rely and act upon any
notices (including telephonic Committed Loan Notices and Swing Line Loan
Notices) purportedly given by or on behalf of the Loan Parties even if (i) such
notices were not made in a manner specified herein, were incomplete or were not
preceded or followed by any other form of notice specified herein, or (ii) the
terms thereof, as understood by the recipient, varied from any confirmation
thereof.  The Loan Parties shall
indemnify the Agents, the L/C Issuer, each Lender and the Related Parties of
each of them from all losses, costs, expenses and liabilities resulting from
the reliance by such Person on each notice purportedly given by or on behalf of
the Loan Parties.  All telephonic notices
to and other telephonic communications with the Agents may be recorded by the
Agents, and each of the parties hereto hereby consents to such recording.

 

10.03                 No
Waiver; Cumulative Remedies.  No
failure by any Credit Party to exercise, and no delay by any such Person in
exercising, any right, remedy, power or privilege hereunder shall operate as a
waiver thereof; nor shall any single or partial exercise of any right, remedy,
power or privilege hereunder or under any other Loan Document preclude any
other or further exercise thereof or the exercise of any other right, remedy,
power or privilege.  The rights,
remedies, powers and privileges provided herein and in the other Loan Documents
are cumulative and not exclusive of any rights, remedies, powers and privileges
provided by law.  Without limiting the
generality of the foregoing, the making of a Loan or issuance of a Letter of
Credit shall not be construed as a waiver of any Default, regardless of whether
any Credit Party may have had notice or knowledge of such Default at the time.

 

10.04                 Expenses;
Indemnity; Damage Waiver.

(a)                           Costs and Expenses.  The Borrowers shall pay all Credit Party
Expenses.

 

(b)                           Indemnification by the Loan
Parties.  The Loan Parties shall
indemnify the Agents (and any sub-agent thereof), each other Credit Party, and
each Related Party of any of the foregoing Persons (each such Person being
called an “Indemnitee”) against, and hold each Indemnitee harmless (on
an after tax basis) from, any and all losses, claims, causes of action,
damages, liabilities, settlement payments, costs, and related expenses
(including the reasonable fees, charges and disbursements of any counsel for
any Indemnitee), incurred by any Indemnitee or asserted against any Indemnitee
by any third party or by any Borrower or any other Loan Party arising out of,
in connection with, or as a result of (i) the execution or delivery of
this Agreement, any other Loan Document or any agreement or instrument contemplated
hereby or thereby, the performance by the parties hereto of their respective
obligations hereunder or thereunder or the consummation of the transactions
contemplated hereby or thereby, or, in the case of the Agents (and any
sub-agents thereof) and their Related Parties only, the administration of this
Agreement and the other Loan Documents, (ii) any Loan or Letter of Credit
or the use or proposed use of the proceeds therefrom (including any refusal by
the L/C Issuer to honor a demand for payment under a Letter of Credit if the
documents presented in connection with such demand do not strictly comply with
the terms of such Letter of Credit), (iii) any actual or alleged presence
or release of Hazardous Materials on or from any property owned or operated by
any Loan Party or any of its Subsidiaries, or any Environmental Liability
related in any way to any Loan Party or any of its Subsidiaries, (iv) any
claims of, or amounts paid by any Credit Party to, a Blocked Account Bank or
other Person which has entered into a control agreement with any Credit Party
hereunder, or (v) any actual or prospective claim, litigation,
investigation or proceeding relating to any of the foregoing, whether based on
contract, tort or any other theory, whether brought by a third party or by any
Borrower or any other Loan Party or any of the Loan Parties’ directors,
shareholders or creditors, and regardless of whether any Indemnitee is a party
thereto, in all cases, whether or not caused by or arising, in whole or in
part, out of the comparative, contributory or sole negligence of the
Indemnitee; provided that such indemnity shall not, as to any
Indemnitee, be available to the extent that such losses, claims, damages,

 

110

 

liabilities or related expenses are determined by a court of competent
jurisdiction by final and nonappealable judgment to have resulted from the
gross negligence or willful misconduct of such Indemnitee.

 

(c)                            Reimbursement by Lenders.  Without limiting their obligations under Section 9.13
hereof, to the extent that the Loan Parties for any reason fail to indefeasibly
pay any amount required under subsection (a) or (b) of
this Section to be paid by it, each Lender severally agrees to pay to the
Agents (or any such sub-agent), the L/C Issuer or such Related Party, as the
case may be, such Lender’s Applicable Percentage (determined as of the time
that the applicable unreimbursed expense or indemnity payment is sought) of
such unpaid amount, provided that the unreimbursed expense or
indemnified loss, claim, damage, liability or related expense, as the case may
be, was incurred by or asserted against the Agents (or any such sub-agent) or
the L/C Issuer in its capacity as such, or against any Related Party of any of
the foregoing acting for the Agents (or any such sub-agent) or L/C Issuer in
connection with such capacity.  The
obligations of the Lenders under this subsection (c) are
subject to the provisions of Section 2.12(d).

 

(d)                           Waiver of Consequential
Damages, Etc.  To the
fullest extent permitted by applicable Law, the Loan Parties shall not assert,
and hereby waive, any claim against any Indemnitee, on any theory of liability,
for special, indirect, consequential or punitive damages (as opposed to direct
or actual damages) arising out of, in connection with, or as a result of, this
Agreement, any other Loan Document or any agreement or instrument contemplated
hereby, the transactions contemplated hereby or thereby, any Loan or Letter of
Credit or the use of the proceeds thereof. 
No Indemnitee shall be liable for any damages arising from the use by
unintended recipients of any information or other materials distributed to such
unintended recipients by such Indemnitee through telecommunications, electronic
or other information transmission systems in connection with this Agreement or
the other Loan Documents or the transactions contemplated hereby or thereby
other than for direct or actual damages resulting from the gross negligence or
willful misconduct of such Indemnitee as determined by a final and
nonappealable judgment of a court of competent jurisdiction.

 

(e)                            Payments.  All amounts due under this Section shall
be payable on demand therefor.

 

(f)                             Survival.  The agreements in this Section shall
survive the resignation of any Agent and the L/C Issuer, the assignment of any
Commitment or Loan by any Lender, the replacement of any Lender, the
termination of the Aggregate Commitments and the repayment, satisfaction or
discharge of all the other Obligations.

 

10.05                 Payments
Set Aside.  To the extent that any
payment by or on behalf of the Loan Parties is made to any Credit Party, or any
Credit Party exercises its right of setoff, and such payment or the proceeds of
such setoff or any part thereof is subsequently invalidated, declared to be
fraudulent or preferential, set aside or required (including pursuant to any
settlement entered into by such Credit Party in its discretion) to be repaid to
a trustee, receiver or any other party, in connection with any proceeding under
any Debtor Relief Laws or otherwise, then (a) to the extent of such
recovery, the obligation or part thereof originally intended to be satisfied
shall be revived and continued in full force and effect as if such payment had
not been made or such setoff had not occurred, and (b) each Lender and the
L/C Issuer severally agrees to pay to the Agents upon demand its Applicable
Percentage (without duplication) of any amount so recovered from or repaid by
the Agents, plus interest thereon from the date of such demand to the date such
payment is made at a rate per annum equal to the Federal Funds Rate from time
to time in effect.  The obligations of
the Lenders and the L/C Issuer under clause (b) of the preceding
sentence shall survive the payment in full of the Obligations and the
termination of this Agreement.

 

111

 

10.06                 Successors
and Assigns.

(a)                                 Successors and
Assigns Generally.  The
provisions of this Agreement shall be binding upon and inure to the benefit of
the parties hereto and their respective successors and assigns permitted
hereby, except that no Loan Party may assign or otherwise transfer any of its
rights or obligations hereunder or under any other Loan Document without the
prior written Consent of the Administrative Agent and each Lender and no Lender
may assign or otherwise transfer any of its rights or obligations hereunder
except (i) to an Eligible Assignee in accordance with the provisions of Section 10.06(b),
(ii) by way of participation in accordance with the provisions of Section 10.06(d),
or (iii) by way of pledge or assignment of a security interest subject to
the restrictions of Section 10.06(f) (and any other attempted
assignment or transfer by any party hereto shall be null and void).  Nothing in this Agreement, expressed or
implied, shall be construed to confer upon any Person (other than the parties
hereto, their respective successors and assigns permitted hereby, Participants
to the extent provided in subsection (d) of this Section and,
to the extent expressly contemplated hereby, the Related Parties of each of the
Credit Parties) any legal or equitable right, remedy or claim under or by
reason of this Agreement.

 

(b)                                 Assignments by
Lenders.  Any Lender may at any time
assign to one or more Eligible Assignees all or a portion of its rights and
obligations under this Agreement (including all or a portion of its Commitment(s) and
the Loans (including for purposes of this Section 10.06(b),
participations in L/C Obligations and in Swing Line Loans) at the time owing to
it); provided that any such assignment shall be subject to the following
conditions:

 

(i)                                     Minimum Amounts

 

(A)                               in
the case of an assignment of the entire remaining amount of the assigning
Lender’s Commitment and the Loans at the time owing to it or in the case of an
assignment to a Lender or an Affiliate of a Lender or an Approved Fund with
respect to a Lender, no minimum amount need be assigned; and

 

(B)                               in
any case not described in subsection (b)(i)(A)of this Section, the aggregate
amount of the Commitment (which for this purpose includes Loans outstanding
thereunder) or, if the Commitment is not then in effect, the principal
outstanding balance of the Loans of the assigning Lender subject to each such
assignment, determined as of the date the Assignment and Assumption with
respect to such assignment is delivered to the Administrative Agent or, if the “Effective
Date” is specified in the Assignment and Assumption, as of the “Effective Date”,
shall not be less than $10,000,000 unless each of the Administrative Agent and,
so long as no Default or Event of Default has occurred and is continuing, the
Lead Borrower otherwise consents (each such consent not to be unreasonably
withheld or delayed); provided, however, that concurrent assignments
to members of an Assignee Group and concurrent assignments from members of an
Assignee Group to a single Eligible Assignee (or to an Eligible Assignee and
members of its Assignee Group) will be treated as a single assignment for
purposes of determining whether such minimum amount has been met;

 

(ii)                                  Proportionate Amounts.  Each partial assignment shall be made as an
assignment of a proportionate part of all the assigning Lender’s rights and
obligations under this Agreement with respect to the Loans or the Commitment
assigned, except that this clause (ii) shall not apply to the Swing
Line Lender’s rights and obligations in respect of Swing Line Loans;

 

(iii)                               Required Consents.  No consent shall be required for any
assignment except to the extent required by subsection (b)(i)(B) of
this Section and, in addition:

 

(A)                               the
consent of the Lead Borrower (such consent not to be unreasonably withheld or
delayed) shall be required unless (1) a Default or Event of Default has
occurred and is continuing at the time of such assignment (2) such
assignment is in connection with any merger, consolidation, sale, transfer or
other disposition of all or any substantial portion of the business or loan
portfolio of the

 

112

 

assigning Lender,
or (3) such assignment is to a Lender, an Affiliate of a Lender or an
Approved Fund; and

 

(B)                               the
consent of the Administrative Agent (such consent not to be unreasonably
withheld or delayed) shall be required for assignments in respect of any
Commitment if such assignment is to a Person that is not a Lender, an Affiliate
of such Lender or an Approved Fund with respect to such Lender; and

 

(C)                               the
consent of the L/C Issuer (such consent not to be unreasonably withheld or
delayed) shall be required for any assignment that increases the obligation of
the assignee to participate in exposure under one or more Letters of Credit
(whether or not then outstanding); and

 

(D)                               the
consent of the Swing Line Lender (such consent not to be unreasonably withheld
or delayed) shall be required for any assignment in respect of the assignment
of any Commitment.

 

(iv)                              Assignment and Assumption.  The parties to each assignment shall execute
and deliver to the Administrative Agent an Assignment and Assumption, together
with a processing and recordation fee of $3,500, provided, however,
that the Administrative Agent may, in its sole discretion, elect to waive such
processing and recordation fee in the case of any assignment. The assignee, if
it shall not be a Lender, shall deliver to the Administrative Agent an
Administrative Questionnaire.

 

Subject to acceptance and recording thereof by the Administrative Agent
pursuant to subsection (c) of this Section, from and after the
effective date specified in each Assignment and Assumption, the Eligible
Assignee thereunder shall be a party to this Agreement and, to the extent of
the interest assigned by such Assignment and Assumption, have the rights and
obligations of a Lender under this Agreement, and the assigning Lender
thereunder shall, to the extent of the interest assigned by such Assignment and
Assumption, be released from its obligations under this Agreement (and, in the
case of an Assignment and Assumption covering all of the assigning Lender’s
rights and obligations under this Agreement, such Lender shall cease to be a
party hereto) but shall continue to be entitled to the benefits of Sections
3.01, 3.04, 3.05, and 10.04 with respect to facts and circumstances
occurring prior to the effective date of such assignment.  Upon request, the Borrowers (at their
expense) shall execute and deliver a Note to the assignee Lender.  Any assignment or transfer by a Lender of
rights or obligations under this Agreement that does not comply with this
subsection shall be treated for purposes of this Agreement as a sale by such
Lender of a participation in such rights and obligations in accordance with Section 10.06(d).

 

(c)                                  Register.  The Administrative Agent, acting solely for
this purpose as an agent of the Borrowers, shall maintain at the Administrative
Agent’s Office a copy of each Assignment and Assumption delivered to it and a
register for the recordation of the names and addresses of the Lenders, and the
Commitments of, and principal amounts of the Loans and L/C Obligations owing
to, each Lender pursuant to the terms hereof from time to time (the “Register”).  The entries in the Register shall be
conclusive, absent manifest error, and the Loan Parties, the Administrative
Agent and the Lenders may treat each Person whose name is recorded in the
Register pursuant to the terms hereof as a Lender hereunder for all purposes of
this Agreement, notwithstanding notice to the contrary.  The Register shall be available for
inspection by the Lead Borrower and any Lender at any reasonable time and from
time to time upon reasonable prior notice.

 

(d)                                 Participations.  Any Lender may at any time, without the
consent of, or notice to, the Loan Parties or the Administrative Agent, sell
participations to any Person (other than a natural person or the Loan Parties
or any of the Loan Parties’ Affiliates or Subsidiaries) (each, a “Participant”)
in all or a portion of such Lender’s rights and/or obligations under this
Agreement (including all or a portion of its

 

113

 

Commitment and/or the Loans
(including such Lender’s participations in L/C Obligations and/or Swing Line
Loans) owing to it); provided that (i) such Lender’s obligations
under this Agreement shall remain unchanged, (ii) such Lender shall remain
solely responsible to the other parties hereto for the performance of such
obligations and (iii) the Loan Parties, the Agents, the Lenders and the
L/C Issuer shall continue to deal solely and directly with such Lender in
connection with such Lender’s rights and obligations under this Agreement.  Any Participant shall agree in writing to
comply with all confidentiality obligations set forth in Section 10.07
as if such Participant was a Lender hereunder.

 

Any agreement or instrument pursuant to which a Lender sells such a
participation shall provide that such Lender shall retain the sole right to
enforce this Agreement and to approve any amendment, modification or waiver of
any provision of this Agreement and the other Loan Documents; provided that
such agreement or instrument may provide that such Lender will not, without the
consent of the Participant, agree to any amendment, waiver or other
modification described in the first proviso to Section 10.01 that
affects such Participant.  Subject to subsection
(e) of this Section, the Loan Parties agree that each
Participant shall be entitled to the benefits of Sections 3.01, 3.04 and
3.05  to the same extent as
if it were a Lender and had acquired its interest by assignment pursuant to Section 10.06(b).  To the extent permitted by law, each
Participant also shall be entitled to the benefits of Section 10.08  as though it were a Lender, provided such
Participant agrees to be subject to Section 2.13 as though it were
a Lender.

 

(e)                                  Limitations
upon Participant Rights.  A
Participant shall not be entitled to receive any greater payment under Section 3.01
or 3.04  than the
applicable Lender would have been entitled to receive with respect to the
participation sold to such Participant, unless the sale of the participation to
such Participant is made with the Lead Borrower’s prior written consent.  A Participant that would be a Foreign Lender
if it were a Lender shall not be entitled to the benefits of Section 3.01
unless the Lead Borrower is notified of the participation sold to such
Participant and such Participant agrees, for the benefit of the Loan Parties,
to comply with Section 3.01(e) as though it were a Lender.

 

(f)                                   Certain Pledges.  Any Lender may at any time pledge or assign a
security interest in all or any portion of its rights under this Agreement
(including under its Note, if any) to secure obligations of such Lender,
including any pledge or assignment to secure obligations to a Federal Reserve
Bank; provided that no such pledge or assignment shall release such
Lender from any of its obligations hereunder or substitute any such pledgee or
assignee for such Lender as a party hereto.

 

(g)                                  Electronic
Execution of Assignments.  The
words “execution,” “signed,” “signature,” and words of like import in any
Assignment and Assumption shall be deemed to include electronic signatures or
the keeping of records in electronic form, each of which shall be of the same
legal effect, validity or enforceability as a manually executed signature or
the use of a paper-based recordkeeping system, as the case may be, to the
extent and as provided for in any applicable Law, including the Federal
Electronic Signatures in Global and National Commerce Act, the New York State
Electronic Signatures and Records Act, or any other similar state laws based on
the Uniform Electronic Transactions Act.

 

(h)                                 Resignation as
L/C Issuer or Swing Line Lender after Assignment.  Notwithstanding anything to the contrary
contained herein, if at any time Wells Fargo Retail Finance, LLC assigns all of
its Commitment and Loans pursuant to subsection (b) above, (i) Wells
Fargo Bank may upon 30 days’ notice to the Lead Borrower and the Lenders,
resign as L/C Issuer (provided that such resignation shall not be effective
until a successor L/C Issuer has been appointed, which absent the occurrence
and continuation of an Event of Default, shall be reasonably acceptable to the
Lead Borrower), and/or (ii) Wells Fargo Retail Finance, LLC upon 30 days’
notice to the Lead Borrower, resign as Swing Line Lender.  In the event of any such resignation as L/C
Issuer or Swing Line Lender, the Lead Borrower shall be entitled to appoint
from among the Lenders a successor L/C Issuer or Swing Line Lender hereunder; provided,
however, that no failure by the Lead Borrower to appoint any such
successor shall affect the resignation of Wells Fargo Bank as L/C Issuer or
Wells Fargo Retail Finance, LLC as Swing Line Lender, as the case may be.  If Wells Fargo Bank resigns as L/C Issuer, it
shall retain 

 

114

 

all the rights, powers,
privileges and duties of the L/C Issuer hereunder with respect to all Letters
of Credit outstanding as of the effective date of its resignation as L/C Issuer
and all L/C Obligations with respect thereto (including the right to require
the Lenders to make Base Rate Loans or fund risk participations in Unreimbursed
Amounts pursuant to Section 2.03(c)).  If Wells Fargo Retail Finance, LLC resigns as
Swing Line Lender, it shall retain all the rights of the Swing Line Lender
provided for hereunder with respect to Swing Line Loans made by it and
outstanding as of the effective date of such resignation, including the right
to require the Lenders to make Base Rate Loans or fund risk participations in
outstanding Swing Line Loans pursuant to Section 2.04(c).  Upon the appointment of a successor L/C
Issuer and/or Swing Line Lender, (a) such successor shall succeed to and
become vested with all of the rights, powers, privileges and duties of the
retiring L/C Issuer or Swing Line Lender, as the case may be, and (b) the
successor L/C Issuer shall issue letters of credit in substitution for the
Letters of Credit, if any, outstanding at the time of such succession or make
other arrangements satisfactory to Wells Fargo Bank to effectively assume the
obligations of Wells Fargo Bank with respect to such Letters of Credit.

 

10.07                 Treatment
of Certain Information; Confidentiality. 
Each of the Credit Parties agrees to maintain the confidentiality of the
Information (as defined below), except that Information may be disclosed (a) to
its Affiliates and to its and its Affiliates’ respective partners, directors,
officers, employees, agents, funding sources, attorneys, advisors and
representatives (it being understood that the Persons to whom such disclosure
is made will be informed of the confidential nature of such Information and
instructed to keep such Information confidential on the same terms as provided
herein), (b) to the extent requested by any regulatory authority
purporting to have jurisdiction over it (including any self-regulatory
authority, such as the National Association of Insurance Commissioners), (c) to
the extent required by applicable Laws or regulations or by any subpoena or
similar legal process, (d) to any other party hereto, (e) in
connection with the exercise of any remedies hereunder or under any other Loan
Document or any action or proceeding relating to this Agreement or any other
Loan Document or the enforcement of rights hereunder or thereunder, (f) subject
to an agreement containing provisions substantially the same as those of this
Section, to (i) any assignee of or Participant in, or any prospective
assignee of or Participant in, any of its rights or obligations under this
Agreement or (ii) any actual or prospective counterparty (or its advisors)
to any swap or derivative transaction relating to any Loan Party and its
obligations, (g) with the consent of the Lead Borrower or (h) to the
extent such Information (x) becomes publicly available other than as a
result of a breach of this Section or (y) becomes available to any
Credit Party or any of their respective Affiliates on a non-confidential basis
from a source other than the Loan Parties; provided, however,
that in the case of any disclosure pursuant to clause (c) above,
the applicable Credit Party which is required to disclose confidential
Information agrees to give the Lead Borrower, to the extent practicable and not
otherwise prohibited by any such Law, regulation, subpoena, order or decree of
a court or similar legal process , prior notice of such disclosure (provided,
however, no Credit Party shall incur any liability to any Loan Party or other
Person for failing to provide the Lead Borrower with any such prior notice); provided,
further, however, that the Administrative Agent and such Lender
shall disclose only that portion of the confidential Information as is required
to be disclosed, in its sole judgment, pursuant to any such Law, regulation,
subpoena, order or decree of a court or similar legal process.  Any such required disclosure shall not, in
and of itself, change the status of the disclosed information as Information
under the terms of this Agreement.  For
purposes of this Section, “Information” means all information received from the
Loan Parties or any Subsidiary thereof relating to the Loan Parties or any
Subsidiary thereof or their respective businesses, other than any such
information that is available to any Credit Party on a non-confidential basis
prior to disclosure by the Loan Parties or any Subsidiary thereof.  Any Person required to maintain the
confidentiality of Information as provided in this Section shall be

 

115

 

considered to have complied with its obligation to do so if such Person
has exercised the same degree of care to maintain the confidentiality of such
Information as such Person would accord to its own confidential information.

 

Each of the Credit Parties acknowledges that (a) the Information
may include material non-public information concerning the Loan Parties or a
Subsidiary, as the case may be, (b) it has developed compliance procedures
regarding the use of material non-public information and (c) it will
handle such material non-public information in accordance with applicable Law,
including Federal and state securities Laws.

 

10.08                 Right
of Setoff.  If an Event of Default
shall have occurred and be continuing or if any Lender shall have been served
with a trustee process or similar attachment relating to property of a Loan
Party, each Lender, the L/C Issuer and each of their respective Affiliates is
hereby authorized at any time and from time to time, after obtaining the prior
written consent of the Administrative Agent or the Required Lenders, to the
fullest extent permitted by applicable Law, to set off and apply any and all
deposits (general or special, time or demand, provisional or final, in whatever
currency) at any time held and other obligations (in whatever currency) at any
time owing by such Lender, the L/C Issuer or any such Affiliate to or for the
credit or the account of the Borrowers or any other Loan Party against any and
all of the Obligations now or hereafter existing under this Agreement or any
other Loan Document to such Lender or the L/C Issuer, regardless of the adequacy
of the Collateral, and irrespective of whether or not such Lender or the L/C
Issuer shall have made any demand under this Agreement or any other Loan
Document and although such obligations of the Borrowers or such Loan Party may
be contingent or unmatured or are owed to a branch or office of such Lender or
the L/C Issuer different from the branch or office holding such deposit or
obligated on such indebtedness.  The
rights of each Lender, the L/C Issuer and their respective Affiliates under
this Section are in addition to other rights and remedies (including other
rights of setoff) that such Lender, the L/C Issuer or their respective
Affiliates may have.  Each Lender and the
L/C Issuer (through the Administrative Agent) agrees to notify the Lead
Borrower and the Administrative Agent promptly after any such setoff and
application, provided that the failure to give such notice shall not
affect the validity of such setoff and application.

 

10.09                 Interest
Rate Limitation.  Notwithstanding
anything to the contrary contained in any Loan Document, the interest paid or
agreed to be paid under the Loan Documents shall not exceed the maximum rate of
non-usurious interest permitted by applicable Law (the “Maximum Rate”).  If the Administrative Agent or any Lender
shall receive interest in an amount that exceeds the Maximum Rate, the excess
interest shall be applied to the principal of the Loans or, if it exceeds such
unpaid principal, refunded to the Borrowers. 
In determining whether the interest contracted for, charged, or received
by the Administrative Agent or a Lender exceeds the Maximum Rate, such Person
may, to the extent permitted by applicable Law, (a) characterize any
payment that is not principal as an expense, fee, or premium rather than
interest, (b) exclude voluntary prepayments and the effects thereof, and (c) amortize,
prorate, allocate, and spread in equal or unequal parts the total amount of
interest throughout the contemplated term of the Obligations hereunder.

 

10.10                 Counterparts;
Integration; Effectiveness.  This
Agreement may be executed in counterparts (and by different parties hereto in
different counterparts), each of which shall constitute an original, but all of
which when taken together shall constitute a single contract.  This Agreement and the other Loan Documents
constitute the entire contract among the parties relating to the subject matter
hereof and supersede any and all previous agreements and

 

116

 

understandings, oral or
written, relating to the subject matter hereof. 
Except as provided in Section 4.01, this Agreement shall
become effective when it shall have been executed by the Administrative Agent
and when the Administrative Agent shall have received counterparts hereof that,
when taken together, bear the signatures of each of the other parties
hereto.  Delivery of an executed
counterpart of a signature page of this Agreement by telecopy shall be as
effective as delivery of a manually executed counterpart of this Agreement.

 

10.11                 Survival.  All representations and warranties made
hereunder and in any other Loan Document or other document delivered pursuant
hereto or thereto or in connection herewith or therewith shall survive the
execution and delivery hereof and thereof. 
Such representations and warranties have been or will be relied upon by
the Credit Parties, regardless of any investigation made by any Credit Party or
on their behalf and notwithstanding that any Credit Party may have had notice
or knowledge of any Default at the time of any Credit Extension, and shall
continue in full force and effect as long as any Loan or any other Obligation
hereunder shall remain unpaid or unsatisfied or any Letter of Credit shall
remain outstanding.  Further, the
provisions of Sections 3.01, 3.04, 3.05 and
10.04 and Article IX shall survive and remain in full force and
effect regardless of the repayment of the Obligations, the expiration or
termination of the Letters of Credit and the Commitments or the termination of
this Agreement or any provision hereof. 
In connection with the termination of this Agreement and the release and
termination of the security interests in the Collateral, the Agents may require
such indemnities and collateral security as they shall reasonably deem
necessary or appropriate to protect the Credit Parties against (x) loss on
account of credits previously applied to the Obligations that may subsequently
be reversed or revoked, and (y) any obligations that may thereafter arise
with respect to the Other Liabilities.

 

10.12                 Severability.  If any provision of this Agreement or the
other Loan Documents is held to be illegal, invalid or unenforceable, (a) the
legality, validity and enforceability of the remaining provisions of this
Agreement and the other Loan Documents shall not be affected or impaired
thereby and (b) the parties shall endeavor in good faith negotiations to
replace the illegal, invalid or unenforceable provisions with valid provisions
the economic effect of which comes as close as possible to that of the illegal,
invalid or unenforceable provisions.  The
invalidity of a provision in a particular jurisdiction shall not invalidate or
render unenforceable such provision in any other jurisdiction.

 

10.13                 Replacement of Lenders.  If any Lender requests compensation under Section 3.04,
or if the Borrowers are required to pay any additional amount to any Lender or
any Governmental Authority for the account of any Lender pursuant to Section 3.01,
or if any Lender gives a notice pursuant to Section 3.02, or if any
Lender is a Defaulting Lender or a Non-Consenting Lender, then the Borrowers
may, at their sole expense and effort, upon notice to such Lender and the
Administrative Agent, require such Lender to assign and delegate, without
recourse (in accordance with and subject to the restrictions contained in, and
consents required by, Section 10.06), all of its interests, rights
and obligations under this Agreement and the related Loan Documents to an
assignee that shall assume such obligations (which assignee may be another Lender,
if a Lender accepts such assignment), provided that:

 

(a)                           the Borrowers shall have
paid to the Administrative Agent the assignment fee specified in Section 10.06(b);

 

(b)                           such Lender shall have
received payment of an amount equal to the outstanding principal of its Loans
and L/C Advances, accrued interest thereon, accrued fees and all other amounts
payable to it hereunder and under the other Loan Documents (including any
amounts

 

117

 

under Section 3.05) from the assignee (to the extent of
such outstanding principal and accrued interest and fees) or the Borrowers (in
the case of all other amounts);

 

(c)                            in the case of any such
assignment resulting from a claim for compensation under Section 3.04
or payments required to be made pursuant to Section 3.01, such
assignment will result in a reduction in such compensation or payments
thereafter; and

 

(d)                           such assignment does not
conflict with applicable Laws.

 

A Lender shall not be required to make any such assignment or
delegation if, prior thereto, as a result of a waiver by such Lender or
otherwise, the circumstances entitling the Borrowers to require such assignment
and delegation cease to apply.

 

10.14                 Governing Law; Jurisdiction;
Etc.

(a)                                 GOVERNING LAW.  THIS AGREEMENT SHALL BE GOVERNED BY, AND
CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

 

(b)                                 SUBMISSION TO
JURISDICTION.  EACH LOAN
PARTY IRREVOCABLY AND UNCONDITIONALLY SUBMITS, FOR ITSELF AND ITS PROPERTY, TO
THE NONEXCLUSIVE JURISDICTION OF THE COURTS OF THE STATE OF NEW YORK SITTING IN
NEW YORK COUNTY AND OF THE UNITED STATES DISTRICT COURT OF THE SOUTHERN
DISTRICT OF NEW YORK, AND ANY APPELLATE COURT FROM ANY THEREOF, IN ANY ACTION
OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN
DOCUMENT, OR FOR RECOGNITION OR ENFORCEMENT OF ANY JUDGMENT, AND EACH OF THE
LOAN PARTIES HERETO IRREVOCABLY AND UNCONDITIONALLY AGREES THAT ALL CLAIMS IN
RESPECT OF ANY SUCH ACTION OR PROCEEDING MAY BE HEARD AND DETERMINED IN
SUCH NEW YORK STATE COURT OR, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE
LAW, IN SUCH FEDERAL COURT.  EACH OF THE
LOAN PARTIES HERETO AGREES THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR
PROCEEDING SHALL BE CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS
BY SUIT ON THE JUDGMENT OR IN ANY OTHER MANNER PROVIDED BY LAW.  NOTHING IN THIS AGREEMENT OR IN ANY OTHER
LOAN DOCUMENT SHALL AFFECT ANY RIGHT THAT ANY CREDIT PARTY MAY OTHERWISE
HAVE TO BRING ANY ACTION OR PROCEEDING RELATING TO THIS AGREEMENT OR ANY OTHER
LOAN DOCUMENT AGAINST ANY LOAN PARTY OR ITS PROPERTIES IN THE COURTS OF ANY
JURISDICTION.

 

(c)                                  WAIVER OF VENUE.  EACH LOAN PARTY IRREVOCABLY AND
UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY
OBJECTION THAT IT MAY NOW OR HEREAFTER HAVE TO THE LAYING OF VENUE OF ANY
ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER
LOAN DOCUMENT IN ANY COURT REFERRED TO IN PARAGRAPH (B) OF THIS
SECTION.  EACH OF THE LOAN PARTIES HERETO
HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW,
THE DEFENSE OF AN INCONVENIENT FORUM TO THE MAINTENANCE OF SUCH ACTION OR
PROCEEDING IN ANY SUCH COURT.

 

(d)                                 SERVICE OF
PROCESS.  EACH PARTY HERETO IRREVOCABLY
CONSENTS TO SERVICE OF PROCESS IN THE MANNER PROVIDED FOR NOTICES IN SECTION 10.02.  NOTHING IN THIS AGREEMENT WILL AFFECT THE
RIGHT OF ANY PARTY HERETO TO SERVE PROCESS IN ANY OTHER MANNER PERMITTED BY
APPLICABLE LAW.

 

(e)                                  ACTIONS
COMMENCED BY LOAN PARTIES. EACH LOAN PARTY AGREES THAT ANY ACTION
COMMENCED BY ANY LOAN PARTY ASSERTING ANY CLAIM OR COUNTERCLAIM ARISING UNDER
OR IN CONNECTION WITH THIS AGREEMENT OR ANY OTHER LOAN DOCUMENT SHALL BE
BROUGHT SOLELY IN A COURT OF THE STATE OF NEW YORK SITTING IN NEW YORK OR ANY
FEDERAL COURT SITTING THEREIN AS

 

118

 

THE ADMINISTRATIVE AGENT MAY ELECT
IN ITS SOLE DISCRETION AND CONSENTS TO THE EXCLUSIVE JURISDICTION OF SUCH
COURTS WITH RESPECT TO ANY SUCH ACTION.

 

10.15                 Waiver of Jury Trial.  EACH PARTY HERETO HEREBY
IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY
RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR
INDIRECTLY ARISING OUT OF OR RELATING TO THIS AGREEMENT OR ANY OTHER LOAN
DOCUMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON
CONTRACT, TORT OR ANY OTHER THEORY). 
EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR
ATTORNEY OF ANY OTHER PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH
OTHER PERSON WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE
FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO
HAVE BEEN INDUCED TO ENTER INTO THIS AGREEMENT AND THE OTHER LOAN DOCUMENTS BY,
AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION.

 

10.16                 No Advisory or Fiduciary
Responsibility.  In connection
with all aspects of each transaction contemplated hereby, the Loan Parties each
acknowledge and agree that: (i) the credit facility provided for hereunder
and any related arranging or other services in connection therewith (including
in connection with any amendment, waiver or other modification hereof or of any
other Loan Document) are an arm’s-length commercial transaction between the
Loan Parties, on the one hand, and the Credit Parties, on the other hand, and
each of the Loan Parties is capable of evaluating and understanding and
understands and accepts the terms, risks and conditions of the transactions
contemplated hereby and by the other Loan Documents (including any amendment,
waiver or other modification hereof or thereof); (ii) in connection with
the process leading to such transaction, each Credit Party is and has been
acting solely as a principal and is not the financial advisor, agent or
fiduciary, for the Loan Parties or any of their respective Affiliates,
stockholders, creditors or employees or any other Person; (iii) none of
the Credit Parties has assumed or will assume an advisory, agency or fiduciary
responsibility in favor of the Loan Parties with respect to any of the
transactions contemplated hereby or the process leading thereto, including with
respect to any amendment, waiver or other modification hereof or of any other
Loan Document (irrespective of whether any of the Credit Parties has advised or
is currently advising any Loan Party or any of its Affiliates on other matters)
and none of the Credit Parties has any obligation to any Loan Party or any of
its Affiliates with respect to the transactions contemplated hereby except
those obligations expressly set forth herein and in the other Loan Documents; (iv) the
Credit Parties and their respective Affiliates may be engaged in a broad range
of transactions that involve interests that differ from those of the Loan
Parties and their respective Affiliates, and none of the Credit Parties has any
obligation to disclose any of such interests by virtue of any advisory, agency
or fiduciary relationship; and (v) the Credit Parties have not provided
and will not provide any legal, accounting, regulatory or tax advice with
respect to any of the transactions contemplated hereby (including any
amendment, waiver or other modification hereof or of any other Loan Document)
and each of the Loan Parties has consulted its own legal, accounting,
regulatory and tax advisors to the extent it has deemed appropriate.  Each of the Loan Parties hereby waives and
releases, to the fullest extent permitted by law, any claims that it may have
against each of the Credit Parties with respect to any breach or alleged breach
of agency or fiduciary duty.

 

119

 

10.17                 USA
PATRIOT Act Notice.  Each Lender that
is subject to the Act (as hereinafter defined) and the Administrative Agent
(for itself and not on behalf of any Lender) hereby notifies the Loan Parties
that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L.
107-56 (signed into law October 26, 2001)) (the “Act”), it is
required to obtain, verify and record information that identifies each Loan
Party, which information includes the name and address of each Loan Party and
other information that will allow such Lender or the Administrative Agent, as
applicable, to identify each Loan Party in accordance with the Act.  Each Loan Party is in compliance, in all
material respects, with the Patriot Act. 
No part of the proceeds of the Loans will be used by the Loan Parties,
directly or indirectly, for any payments to any governmental official or
employee, political party, official of a political party, candidate for
political office, or anyone else acting in an official capacity, in order to
obtain, retain or direct business or obtain any improper advantage, in
violation of the United States Foreign Corrupt Practices Act of 1977, as
amended.

 

10.18                 Foreign Asset Control
Regulations.  Neither of the
advance of the Loans nor the use of the proceeds of any thereof will violate
the Trading With the Enemy Act (50 U.S.C. § 1 et seq., as amended) (the “Trading
With the Enemy Act”) or any of the foreign assets control regulations of
the United States Treasury Department (31 CFR, Subtitle B, Chapter V, as
amended) (the “Foreign Assets Control Regulations”) or any enabling
legislation or executive order relating thereto (which for the avoidance of
doubt shall include, but shall not be limited to (a) Executive Order 13224
of September 21, 2001 Blocking Property and Prohibiting Transactions With
Persons Who Commit, Threaten to Commit, or Support Terrorism (66 Fed. Reg.
49079 (2001)) (the “Executive Order”) and (b) the Uniting and
Strengthening America by Providing Appropriate Tools Required to Intercept and
Obstruct Terrorism Act of 2001 (Public Law 107-56)).  Furthermore, none of the Borrowers or their
Affiliates (a) is or will become a “blocked person” as described in the
Executive Order, the Trading With the Enemy Act or the Foreign Assets Control
Regulations or (b) engages or will engage in any dealings or transactions,
or be otherwise associated, with any such “blocked person” or in any manner
violative of any such order.

 

10.19                 Time of the Essence.  Time is of the essence of the Loan Documents.

 

10.20                 Press Releases.

(a)                           Each Credit Party executing
this Agreement agrees that neither it nor its Affiliates will in the future
issue any press releases or other public disclosure using the name of Administrative
Agent or its Affiliates or referring to this Agreement or the other Loan
Documents without at least two (2) Business Days’ prior notice to
Administrative Agent and without the prior written consent of Administrative
Agent unless (and only to the extent that) such Credit Party or Affiliate is
required to do so under applicable Law and then, in any event, such Credit
Party or Affiliate will consult with Administrative Agent before issuing such
press release or other public disclosure.

 

(b)                           Each Loan Party consents to
the publication by Administrative Agent or any Lender of advertising material
relating to the financing transactions contemplated by this Agreement using any
Loan Party’s name, product photographs, logo or trademark.  Administrative Agent or such Lender shall
provide a draft reasonably in advance of any advertising material to the Lead
Borrower for review and comment prior to the publication thereof.  Administrative Agent reserves the right to
provide to industry trade organizations information necessary and customary for
inclusion in league table measurements.

 

10.21                 Additional Waivers.

(a)                                 The Obligations
are the joint and several obligation of each Loan Party. To the fullest extent
permitted by applicable Law, the obligations of each Loan Party shall not be
affected by

 

120

 

(i) the failure of any
Credit Party to assert any claim or demand or to enforce or exercise any right
or remedy against any other Loan Party under the provisions of this Agreement,
any other Loan Document or otherwise, (ii) any rescission, waiver,
amendment or modification of, or any release from any of the terms or
provisions of, this Agreement or any other Loan Document, or (iii) the
failure to perfect any security interest in, or the release of, any of the
Collateral or other security held by or on behalf of the Collateral Agent or
any other Credit Party.

 

(b)                                 The obligations
of each Loan Party shall not be subject to any reduction, limitation,
impairment or termination for any reason (other than the indefeasible payment
in full in cash of the Obligations after the termination of the Commitments),
including any claim of waiver, release, surrender, alteration or compromise of
any of the Obligations, and shall not be subject to any defense or setoff,
counterclaim, recoupment or termination whatsoever by reason of the invalidity,
illegality or unenforceability of any of the Obligations or otherwise. Without
limiting the generality of the foregoing, the obligations of each Loan Party
hereunder shall not be discharged or impaired or otherwise affected by the
failure of any Agent or any other Credit Party to assert any claim or demand or
to enforce any remedy under this Agreement, any other Loan Document or any
other agreement, by any waiver or modification of any provision of any thereof,
any default, failure or delay, willful or otherwise, in the performance of any
of the Obligations, or by any other act or omission that may or might in any
manner or to any extent vary the risk of any Loan Party or that would otherwise
operate as a discharge of any Loan Party as a matter of law or equity (other
than the indefeasible payment in full in cash of all the Obligations after the
termination of the Commitments).

 

(c)                                  To the fullest
extent permitted by applicable Law, each Loan Party waives any defense based on
or arising out of any defense of any other Loan Party or the unenforceability
of the Obligations or any part thereof from any cause, or the cessation from
any cause of the liability of any other Loan Party, other than the indefeasible
payment in full in cash of all the Obligations and the termination of the
Commitments. The Collateral Agent and the other Credit Parties may, at their
election, foreclose on any security held by one or more of them by one or more
judicial or non-judicial sales, accept an assignment of any such security in
lieu of foreclosure, compromise or adjust any part of the Obligations, make any
other accommodation with any other Loan Party, or exercise any other right or
remedy available to them against any other Loan Party, without affecting or
impairing in any way the liability of any Loan Party hereunder except to the
extent that all the Obligations have been indefeasibly paid in full in cash and
the Commitments have been terminated. 
Each Loan Party waives any defense arising out of any such election even
though such election operates, pursuant to applicable Law, to impair or to
extinguish any right of reimbursement or subrogation or other right or remedy
of such Loan Party against any other Loan Party, as the case may be, or any
security.

 

(d)                                 Each Borrower
is obligated to repay the Obligations as joint and several obligors under this
Agreement.  Upon payment by any Loan
Party of any Obligations, all rights of such Loan Party against any other Loan
Party arising as a result thereof by way of right of subrogation, contribution,
reimbursement, indemnity or otherwise shall in all respects be subordinate and
junior in right of payment to the prior indefeasible payment in full in cash of
all the Obligations and the termination of the Commitments. In addition, any
indebtedness of any Loan Party now or hereafter held by any other Loan Party is
hereby subordinated in right of payment to the prior indefeasible payment in full
of the Obligations and no Loan Party will demand, sue for or otherwise attempt
to collect any such indebtedness.  If any
amount shall erroneously be paid to any Loan Party on account of (i) such
subrogation, contribution, reimbursement, indemnity or similar right or (ii) any
such indebtedness of any Loan Party, such amount shall be held in trust for the
benefit of the Credit Parties and shall forthwith be paid to the Administrative
Agent to be credited against the payment of the Obligations, whether matured or
unmatured, in accordance with the terms of this Agreement and the other Loan
Documents.  Subject to the foregoing, to
the extent that any Borrower shall, under this Agreement as a joint and several
obligor, repay any of the Obligations constituting Revolving Loans made to
another Borrower hereunder or other Obligations incurred directly and primarily
by any other Borrower (an “Accommodation Payment”), then the Borrower
making such Accommodation Payment shall upon request be entitled to
contribution and

 

121

 

indemnification from, and be
reimbursed by, each of the other Borrowers in an amount, for each of such other
Borrowers, equal to a fraction of such Accommodation Payment, the numerator of
which fraction is such other Borrower’s Allocable Amount and the denominator of
which is the sum of the Allocable Amounts of all of the Borrowers.  As of any date of determination, the “Allocable
Amount” of each Borrower shall be equal to the maximum amount of liability
for Accommodation Payments which could be asserted against such Borrower
hereunder without (a) rendering such Borrower “insolvent” within the
meaning of Section 101 (31) of the Bankruptcy Code, Section 2 of the
Uniform Fraudulent Transfer Act (“UFTA”) or Section 2 of the
Uniform Fraudulent Conveyance Act (“UFCA”), (b) leaving such
Borrower with unreasonably small capital or assets, within the meaning of Section 548
of the Bankruptcy Code, Section 4 of the UFTA, or Section 5 of the
UFCA, or (c) leaving such Borrower unable to pay its debts as they become
due within the meaning of Section 548 of the Bankruptcy Code or Section 4
of the UFTA, or Section 5 of the UFCA.

 

10.22                 No Strict Construction.

The parties hereto have participated jointly in the negotiation and
drafting of this Agreement.  In the event
an ambiguity or question of intent or interpretation arises, this Agreement
shall be construed as if drafted jointly by the parties hereto and no
presumption or burden of proof shall arise favoring or disfavoring any party by
virtue of the authorship of any provisions of this Agreement.

 

10.23                 Attachments.

The exhibits, schedules and annexes attached to this Agreement are
incorporated herein and shall be considered a part of this Agreement for the
purposes stated herein, except that in the event of any conflict between any of
the provisions of such exhibits and the provisions of this Agreement, the
provisions of this Agreement shall prevail.

 

[Remainder of page intentionally
left blank]

 

122

 

IN WITNESS WHEREOF, the
parties hereto have caused this Agreement to be duly executed by their
respective authorized officers as of the date first above written.

 

	
   

  	
  Borrowers:

  
	
   

  	
   

  
	
   

  	
  COLDWATER CREEK U.S. INC.

  
	
   

  	
  as Lead Borrower and a Borrower

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Timothy O. Martin

  
	
   

  	
  Name:

  	
  Timothy O. Martin

  
	
   

  	
  Title:

  	
  Treasurer & Secretary

  
	
   

  	
   

  	
   

  
	
   

  	
  COLDWATER CREEK THE SPA INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ L. Michelle Carlone

  
	
   

  	
  Name:

  	
  L. Michelle Carlone

  
	
   

  	
  Title:

  	
  Treasurer & Secretary

  
	
   

  	
   

  	
   

  
	
   

  	
  COLDWATER CREEK MERCHANDISING &

  LOGISTICS INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ L. Michelle Carlone

  
	
   

  	
  Name:

  	
  L. Michelle Carlone

  
	
   

  	
  Title:

  	
  Treasurer & Secretary

  

 

123

 

	
   

  	
  Guarantors:

  
	
   

  	
   

  	
   

  
	
   

  	
  COLDWATER CREEK INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Timothy O. Martin

  
	
   

  	
  Name:

  	
  Timothy O. Martin

  
	
   

  	
  Title:

  	
  Chief Financial Officer

  
	
   

  	
   

  	
   

  
	
   

  	
  C SQUARED LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Timothy O. Martin

  
	
   

  	
  Name:

  	
  Timothy O. Martin

  
	
   

  	
  Title:

  	
  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  ASPENWOOD ADVERTISING, INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Peter Prandato

  
	
   

  	
  Name:

  	
  Peter Prandato

  
	
   

  	
  Title:

  	
  Treasurer & Secretary

  
	
   

  	
   

  	
   

  
	
   

  	
  CWC WORLDWIDE SERVICES INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Timothy O. Martin

  
	
   

  	
  Name:

  	
  Timothy O. Martin

  
	
   

  	
  Title:

  	
  Treasurer & Secretary

  
	
   

  	
   

  	
   

  
	
   

  	
  COLDWATER CREEK SOURCING INC.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ John K. Leary

  
	
   

  	
  Name:

  	
  John K. Leary

  
	
   

  	
  Title:

  	
  Treasurer & Secretary

  
	
   

  	
   

  	
   

  
	
   

  	
  CWC SOURCING LLC

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ John K. Leary

  
	
   

  	
  Name:

  	
  John K. Leary

  
	
   

  	
  Title:

  	
  Manager

  

 

124

 

	
   

  	
  Agents:

  
	
   

  	
   

  
	
   

  	
  WELLS FARGO RETAIL FINANCE, LLC,

  
	
   

  	
  as Administrative Agent and Collateral Agent

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Cory Loftus

  
	
   

  	
  Name:

  	
    Cory Loftus

  
	
   

  	
  Title:

  	
    Vice President

  

 

125

 

	
   

  	
  Lenders:

  
	
   

  	
   

  	
   

  
	
   

  	
  WELLS FARGO RETAIL FINANCE, LLC,

  
	
   

  	
  as Lender and Swing Line Lender

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Cory Loftus

  
	
   

  	
  Name:

  	
    Cory Loftus

  
	
   

  	
  Title:

  	
     Vice President

  

 

126

 

SCHEDULE 1.01

 

Borrowers

 

1.                                      Coldwater Creek
U.S. Inc., a Delaware corporation

 

2.                                      Coldwater Creek
The Spa Inc., an Idaho corporation

 

3.                                      Coldwater Creek
Merchandising & Logistics Inc., a Delaware corporation

 

 

127

 

SCHEDULE
1.02

 

Guarantors

 

1.                                      Coldwater Creek
Inc., a Delaware corporation

 

2.                                      C Squared LLC,
a Delaware limited liability company

 

3.                                      Aspenwood
Advertising, Inc., a Delaware corporation

 

4.                                      CWC Worldwide
Services Inc., an Idaho corporation

 

5.                                      Coldwater Creek
Sourcing Inc., an Idaho corporation

 

6.                                      CWC Sourcing
LLC, an Idaho limited liability company

 

 

128

 

SCHEDULE
2.01

 

Commitments and Applicable
Percentages

 

	
  Lender

  	
   

  	
  Commitment

  	
   

  	
  Applicable
  Percentage

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Wells Fargo Retail
  Finance, LLC

  	
   

  	
  $

  	
  70,000,000.00

  	
   

  	
  100.000000

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  TOTAL

  	
   

  	
  $

  	
  70,000,000.00

  	
   

  	
  100.000000

  	
  %

  

 

 

129

 

SCHEDULE 2.03

 

Existing Letters of Credit

 

See attached.

 

 

SCHEDULE 2.03

 

Existing Letters of Credit

 

	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Reference

  	
   

  	
   

  	
   

  	
  Issue

  	
   

  	
  Expiry

  	
   

  	
  Payment

  	
   

  	
  Currency

  	
   

  	
   

  	
   

  
	
  Wells Reference

  	
   

  	
  Benficiary Name

  	
   

  	
  Date

  	
   

  	
  Date

  	
   

  	
  Type

  	
   

  	
  Code

  	
   

  	
  Outstanding Amt in USD

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Applicant:

  	
   

  	
  COLDWATER
  CREEK, INC.

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  C1973
  02/18/02

  	
   

  	
  ***

  	
   

  	
  20 Feb 2008

  	
   

  	
  02 May 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  474,309.37

  	
   

  
	
  00000000850820

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653
  LEE 3/31/8

  	
   

  	
  ***

  	
   

  	
  08 Apr 2007

  	
   

  	
  16 Jan 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  124,814.10

  	
   

  
	
  00000000852124

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  D1166
  ZHE 4/30/8

  	
   

  	
  ***

  	
   

  	
  01 May 2008

  	
   

  	
  18 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  128,986.41

  	
   

  
	
  00000000853020

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  M1451
  05/07/2008

  	
   

  	
  ***

  	
   

  	
  08 May 2008

  	
   

  	
  26 Feb 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  58,390.59

  	
   

  
	
  00000000853193

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  P1137
  06/06/2008

  	
   

  	
  ***

  	
   

  	
  12 Jun 2008

  	
   

  	
  02 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  285,937.47

  	
   

  
	
  00000000854238

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Y126
  07/22/08

  	
   

  	
  ***

  	
   

  	
  11 Sep 2008

  	
   

  	
  09 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  412,830.04

  	
   

  
	
  00000000855601

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  J835
  08/12/08

  	
   

  	
  ***

  	
   

  	
  19 Aug 2008

  	
   

  	
  18 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  157,186.45

  	
   

  
	
  00000000856219

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100819
  09/04/08

  	
   

  	
  ***

  	
   

  	
  11 Sep 2008

  	
   

  	
  02 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  418,828.36

  	
   

  
	
  00000000856921

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100836
  9/12/08

  	
   

  	
  ***

  	
   

  	
  26 Sep 2008

  	
   

  	
  05 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  130,842.29

  	
   

  
	
  00000000857180

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S678
  09/16/08

  	
   

  	
  ***

  	
   

  	
  08 Oct 2008

  	
   

  	
  05 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  100,004.13

  	
   

  
	
  00000000857252

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1668
  09/19/08

  	
   

  	
  ***

  	
   

  	
  26 Sep 2008

  	
   

  	
  04 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  363,810.32

  	
   

  
	
  00000000857339

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653
  LEE 8/25/8

  	
   

  	
  ***

  	
   

  	
  08 Oct 2008

  	
   

  	
  26 Feb 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  60,452.72

  	
   

  
	
  00000000857486

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653
  GG 09/25/8

  	
   

  	
  ***

  	
   

  	
  02 Oct 2008

  	
   

  	
  23 May 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  791,100.96

  	
   

  
	
  00000000857487

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Y126
  09/29/08

  	
   

  	
  ***

  	
   

  	
  10 Nov 2008

  	
   

  	
  15 Aug 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  1,195,722.42

  	
   

  
	
  00000000857530

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  M1451
  09/29/08

  	
   

  	
  ***

  	
   

  	
  02 Oct 2008

  	
   

  	
  11 Jan 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  645.98

  	
   

  
	
  00000000857561

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  E745
  10/07/08

  	
   

  	
  ***

  	
   

  	
  08 Oct 2008

  	
   

  	
  20 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  427,716.04

  	
   

  
	
  00000000857772

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  R1135
  10/7/08

  	
   

  	
  ***

  	
   

  	
  08 Oct 2008

  	
   

  	
  18 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  24,788.87

  	
   

  
	
  00000000857773

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100624
  10/9/08

  	
   

  	
  ***

  	
   

  	
  14 Oct 2008

  	
   

  	
  11 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  390,981.00

  	
   

  
	
  00000000857853

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653
  FTN10/16/8

  	
   

  	
  ***

  	
   

  	
  07 Nov 2008

  	
   

  	
  16 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  627,909.98

  	
   

  
	
  00000000858056

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  S1653 PIT10/16/8

  	
   

  	
  ***

  	
   

  	
  24 Oct 2008

  	
   

  	
  07 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  58,669.03

  	
   

  
	
  00000000858057

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653 LEE10/22/8

  	
   

  	
  ***

  	
   

  	
  24 Oct 2008

  	
   

  	
  26 Mar 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  47,721.94

  	
   

  
	
  00000000858201

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  M1451 10/22/08

  	
   

  	
  ***

  	
   

  	
  18 Nov 2008

  	
   

  	
  31 May 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  1,063,726.80

  	
   

  
	
  00000000858204

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100871 10/23/08

  	
   

  	
  ***

  	
   

  	
  23 Oct 2008

  	
   

  	
  28 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  137,449.91

  	
   

  
	
  00000000858233

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  A1460 11/13/2008

  	
   

  	
  ***

  	
   

  	
  26 Nov 2008

  	
   

  	
  14 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  331,648.12

  	
   

  
	
  00000000858740

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  C1973 11/18/08

  	
   

  	
  ***

  	
   

  	
  03 Dec 2008

  	
   

  	
  23 Aug 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  360,465.20

  	
   

  
	
  00000000858835

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  I537 JAN 11/19/8

  	
   

  	
  ***

  	
   

  	
  26 Nov 2008

  	
   

  	
  27 Mar 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  303,850.54

  	
   

  
	
  00000000858879

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100836 SI 11/25

  	
   

  	
  ***

  	
   

  	
  03 Dec 2008

  	
   

  	
  26 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  76,168.80

  	
   

  
	
  00000000859022

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653 LEE 12/3/8

  	
   

  	
  ***

  	
   

  	
  06 Jan 2009

  	
   

  	
  04 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  2,068,575.59

  	
   

  
	
  00000000859158

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100836 SL 12/5/8

  	
   

  	
  ***

  	
   

  	
  09 Dec 2008

  	
   

  	
  11 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  200,393.14

  	
   

  
	
  00000000859243

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  B1105 12/11/08

  	
   

  	
  ***

  	
   

  	
  05 Jan 2009

  	
   

  	
  03 May 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  811,965.34

  	
   

  
	
  00000000859364

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  D1166 CG 12/16/8

  	
   

  	
  ***

  	
   

  	
  23 Dec 2008

  	
   

  	
  06 Aug 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  157,696.18

  	
   

  
	
  00000000859422

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  100836 WG 1/6/9

  	
   

  	
  ***

  	
   

  	
  13 Jan 2009

  	
   

  	
  26 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  367,029.69

  	
   

  
	
  00000000859780

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  100836 UG 1/6/9

  	
   

  	
  ***

  	
   

  	
  13 Jan 2009

  	
   

  	
  02 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  478,337.87

  	
   

  
	
  00000000859782

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  00000000860046

  	
   

  	
  ***

  	
   

  	
  21 Jan 2009

  	
   

  	
  26 Apr 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  472,064.06

  	
   

  
	
  00000000860046

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1668 012109

  	
   

  	
  ***

  	
   

  	
  12 Feb 2009

  	
   

  	
  23 Jul 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  153,128.54

  	
   

  
	
  00000000860159

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Y126 012109

  	
   

  	
  ***

  	
   

  	
  12 Feb 2009

  	
   

  	
  22 Aug 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  465,442.63

  	
   

  
	
  00000000860162

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653 LEE 1/30/9

  	
   

  	
  ***

  	
   

  	
  12 Feb 2009

  	
   

  	
  25 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  210,643.77

  	
   

  
	
  00000000860196

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  S1653 GG 2/4/9

  	
   

  	
  ***

  	
   

  	
  12 Feb 2009

  	
   

  	
  25 Jun 2009

  	
   

  	
  DLCI

  	
   

  	
  USD

  	
   

  	
  86,901.29

  	
   

  
	
  00000000860368

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Total for COLDWATER
  CREEK, INC.

  	
   

  	
   

  	
   

  	
  14,027,135.94

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Grand
  Total:

  	
   

  	
   

  	
   

  	
  14,027,135.94

  	
   

  

 

*** Confidential material
redacted and filed separately with the Commission.

 

1

 

SCHEDULE 5.01

 

Loan Parties Organizational
Information

 

	
  Legal Name

  	
   

  	
  Type of

  Organization

  	
   

  	
  Jurisdiction

  of

  Organization

  	
   

  	
  Address of Chief
  Executive

  Office/Principal Place of

  Business

  	
   

  	
  Organizational

  ID Number

  	
   

  	
  Federal Employer

  Identification Number

  
	
  Coldwater Creek U.S. Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  4389730

  	
   

  	
  20-8028831

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  2585264

  	
   

  	
  82-0419266

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Corporation

  	
   

  	
  Idaho

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  C 162369

  	
   

  	
  20-3747592

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  C Squared LLC

  	
   

  	
  Limited Liability Company

  	
   

  	
  Delaware

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  3932368

  	
   

  	
  None

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Aspenwood Advertising, Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  3431538

  	
   

  	
  14-1877427

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Sourcing Inc.

  	
   

  	
  Corporation

  	
   

  	
  Idaho

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  C 155353

  	
   

  	
  02-0738530

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  CWC Sourcing LLC

  	
   

  	
  Limited Liability Company

  	
   

  	
  Idaho

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  W 38677

  	
   

  	
  None

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  CWC Worldwide Services Inc.

  	
   

  	
  Corporation

  	
   

  	
  Idaho

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  C 170297

  	
   

  	
  02-8028844

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Merchandising & Logistics Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  One Coldwater Creek Drive

  Sandpoint, ID 83864

  	
   

  	
  4552634

  	
   

  	
  26-2483904

  

 

 

SCHEDULE 5.05

 

Material Indebtedness

 

See Schedule 7.03.

 

 

SCHEDULE 5.06

 

Litigation

 

1.             Brighton I:            Coldwater Creek Inc. is the
defendant.  The plaintiff is Brighton
Collectibles, Inc.  This case was
filed in the United States District Court for the Southern District of
California (San Diego, CA).  This case
was tried to a jury in November, 2008. 
The jury found against Coldwater Creek Inc. and the court has entered a
judgment in the total amount of $7,952,404 which includes $1,235,404 in
attorneys fees awarded to Brighton Collectibles, Inc..  Various post-trial motions have been filed
and a motion for a new trial will be argued on March 16, 2009.  If the court does not grant Coldwater Creek
Inc.’s motion for a new trial, a stay of execution on the judgment will be
requested, a bond posted and the matter will be appealed.  An estimate of the appellate process time is
about 2 years.  In the interim, the court
entered a temporary stay of execution conditioned on the posting of a $3.3
million bond which has been posted. 
Defense is being provided by *** through the law firm of Brann &
Isaacson.  Defense counsel believes that
there are numerous grounds for appeal. 
At this time, it is understood that *** has *** remaining of the *** in ***.

 

2.             Brighton II:  Coldwater Creek Inc. is the defendant.  The plaintiff is Brighton Collectibles, Inc.  This case was filed in the United States
District Court for the Southern District of California (San Diego, CA) on December 12,
2008.  The potential amount in
controversy is estimated to be *** which figure is based on the approximate
total *** of *** for the *** that are the subject of Brighton Collectibles, Inc.
infringement claims.  Defense is being
provided by *** through the law firm of Brann & Isaacson.  There is a pending motion to dismiss based on
the grounds that these products were or could have been included in the Brighton
I case.  Additionally, a demand on *** will
be made for *** and *** based on the terms of ***.

 

3.             Coeur d’Alene Lease Arbitration:  Coldwater Creek is engaged in an arbitration
proceeding in which Coldwater is attempting to recover an arbitration award of
$7 million for reimbursement of construction costs from its landlord, related
to construction of remodeled and new facilities on its leased premises in Coeur
d’Alene, Idaho.  Under its lease for
the premises, Coldwater and the landlord agreed among other things that
Coldwater would construct a new building, and that the landlord would
contribute $7,000,000 towards construction after Coldwater documented that it
had expended in excess of $7 million on the project.  In the early spring of 2008, Coldwater suspended
construction on the new building. 
Coldwater submitted billings in excess of $11 million for the
construction to-date, and requested the $7 million reimbursement in late June 2008.  Since that time, the landlord has refused to
tender its funds, contending that it would not reimburse until Coldwater
completed the new building sufficient for occupancy.  Coldwater contends that this is not a term of
the lease, and the reimbursement obligation of the landlord is independent of
any obligation of Coldwater to complete the facility. Coldwater has initiated
arbitration.  The company believes the
arbitrators should simply enforce the lease and award Coldwater $7 million,
which in turn will trigger its lease obligation.  The arbitration will likely occur in late March or
early April 2009, and is not appealable. 
Pending the arbitration, the landlord has indicated a willingness to
continue negotiations toward a settlement.

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

SCHEDULE 5.08(b)(1)

 

Owned Real Estate

 

	
  Owner

  	
   

  	
  Owned Real Estate

  	
   

  	
  Holder of
  Mortgage or Other

  Lien

  
	
  Coldwater Creek Inc.

  	
   

  	
  Schweitzer Duplex

  319 Schweitzer Mtn

  Sandpoint, ID 83864

  Bonner County

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek U.S. Inc.

  	
   

  	
  Aspenwood Office

  Six Coldwater Creek Drive

  Sandpoint, ID 83864

  Bonner County

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek U.S. Inc.

  	
   

  	
  Corporate Headquarters Office

  One Coldwater Creek Drive

  Sandpoint, ID 83864

  Bonner County

  	
   

  	
  None.

  

 

 

SCHEDULE 5.08(b)(2)

 

Leased Real Estate

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  Central Avenue

  126 Central Ave.

  Westfield, NJ 07090

  	
   

  	
  Union

  	
   

  	
  126 Central Avenue, LLC

  	
   

  	
  126 CENTRAL AVENUE, LLC

  C/O ROBERTA LOWENSTEIN

  926 W. FRANCIS STREET

  ASPEN, CO 81611

   

  COLE, SCHOTZ, MEISEL, FORMAN & LEONARD, P.A.

  COURT PLAZA NORTH 25 MAIN STREET

  P.O. BOX 800

  HACKENSACK, NJ 07602

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Village Pointe

  17151 Davenport St., #M109

  Omaha, NE 68118

  	
   

  	
  Douglas

  	
   

  	
  168th and Dodge, LP

  	
   

  	
  DAN LOWE

  168TH AND DODGE, LP

  C/O RED DEVELOPMENT

  4717 CENTRAL

  KANSAS CITY, MO 64112

   

  MICHAEL L. EBERT

  168TH AND DODGE, LP

  C/O RED DEVELOPMENT

  6263 N. SCOTTSDALE ROAD, SUITE 222

  SCOTTSDALE, AZ 85250

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Forum at Soncy

  3350 S. Soncy Rd., #100

  Amarillo, TX 79124

  	
   

  	
  Randall

  	
   

  	
  34th & Soncy, Ltd.

  	
   

  	
  34TH & SONCY, LTD.

  P.O. BOX 65207

  LUBBOCK, TX 79464

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Brook 35 West

  2157 Hwy 35, #1

  Sea Girt, NJ 08750

  	
   

  	
  Monmouth

  	
   

  	
  35 West, LLC

  	
   

  	
  35 WEST, LLC

  225 108TH AVENUE N.E.

  SUITE 520

  BELLEVIEW, WA 98004

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Ny Design Center

  545 5th Avenue Suite 315

  New York, NY 10017

  	
   

  	
  New York

  	
   

  	
  545 Owners LLC

  	
   

  	
  545 OWNERS LLC

  C/O EMMES REALTY SERVICES LLC

  420 LEXINGTON AVENUE

  NEW YORK, NY 10170

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Third Ave. (3rd & 68th)

  1172 Third Ave.

  New York, NY 10065

  	
   

  	
  New York

  	
   

  	
  69th Tenants Corp.

  	
   

  	
  69TH TENANTS CORP.

  C/O CHARLES H. GREENTHAL GROUP, INC.

  FOUR PARK AVENUE

  NEW YORK, NY 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  10016

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Abercorn Walk

  5525 Abercorn St., #70

  Savannah, GA 31405

  	
   

  	
  Chatham

  	
   

  	
  Abercorn (E&A), LLC

  	
   

  	
  LEGAL DEPARTMENT

  ABERCORN (E&A), LLC

  C/O E & A INVESTMENTS LP

  P.O. BOX 528

  COLUMBIA, SC 29202

   

  LEGAL DEPARTMENT

  ABERCORN (E&A), LLC

  C/O EDENS & AVANT - 2339

  1100 ABERNATHY ROAD,

  SUITE 875

  ATLANTA, GA 30328

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  The Shops at Pembroke Gardens

  322 SW 145th Terrace

  Pembroke Pines, FL 33027

  	
   

  	
  Broward

  	
   

  	
  Ad Pembroke Land Company, LLC

  	
   

  	
  C/O JEFFREY R. ANDERSON REAL ESTATE, INC.

  AD PEMBROKE LAND COMPANY, LLC

  ROOKWOOD TOWER

  3805 EDWARDS ROAD,

  SUITE 700

  CINCINNATI, OH 45209

   

  RICHARD B. TRANTER, ESQ.

  DINSMORE & SHOHL LLP

  255 EAST FIFTH STREET,

  SUITE 1900

  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops at Pembroke Gardens

  330 SW 145th Terrace

  Pembroke Pines, FL 33027

  	
   

  	
  Broward

  	
   

  	
  Ad Pembroke Land Company, LLC

  	
   

  	
  C/O JEFFREY R. ANDERSON REAL ESTATE, INC.

  AD PEMBROKE LAND COMPANY, LLC

  ROOKWOOD TOWER

  3805 EDWARDS ROAD,

  SUITE 700

  CINCINNATI, OH 45209

   

  RICHARD B. TRANSTER, ESQ.

  DINSMORE & SHOHL, LLP

  255 EAST FIFTH ST.,

  SUITE 1900

  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Alderwood

  3000 184th St. S.W., #940

  Lynnwood, WA 98037

  	
   

  	
  Snohomish

  	
   

  	
  Alderwood Mall LLC

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  ALDERWOOD MALL LLC

  110 N. WACKER

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Algonquin Commons

  2004 S. Randall Rd.

  Algonquin, IL 60102

  	
   

  	
  Kane

  	
   

  	
  Algonquin Commons, LLC

  	
   

  	
  C/O JEFFREY R. ANDERSON REAL ESTATE, INC.

  ALGONQUIN COMMONS, LLC

  ROOKWOOD TOWER

  3805 EDWARDS RD.,

  SUITE 700

  CINCINNATI, OH 45209

   

  RICHARD B. TRANTER

  DINSMORE & SHOHL LLP

  255 E. FIFTH STREET

  SUITE 1900

  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Annapolis Towne Centre at Parole

  1915 Towne Center Blvd.

  Annapolis, MD 21401

  	
   

  	
  Anne Arundel

  	
   

  	
  Annapolis Towne Centre At Parole, LLC

  	
   

  	
  BRIAN GIBBONS

  ANNAPOLIS TOWNE CENTRE AT PAROLE, LLC

  C/O GREENBERG GIBBONS COMMERCIAL CORPORATION

  10096 RED RUN BOULEVARD, SUITE 100

  OWINGS MILLS, MD 21117

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Apache Mall

  505 Apache Mall

  Rochester, MN 55902

  	
   

  	
  Olmsted

  	
   

  	
  Apache Mall

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  APACHE MALL

  C/O ROCHESTER MALL L.L.C.

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Arboretum at South Barrington

  100 West Higgins Rd., Ste. R-11

  South Barrington, IL 60010

  	
   

  	
  Cook

  	
   

  	
  Arboretum Of South Barrington, LLC

  	
   

  	
  MICHAEL N. JAFFE

  ARBORETUM OF SOUTH BARRINGTON, LLC

  C/O THE JAFFE COMPANIES

  400 SKOKIE BOULEVARD,

  SUITE 405

  NORTHBROOK, IL 60062

   

  JONATHAN PAYNE

  400 SKOKIE BOULEVARD

  SUITE 405

  NORTHBROOK, IL 60062

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Arden Fair

  1689 Arden Way, #1214

  Sacramento, CA 95815

  	
   

  	
  Sacramento

  	
   

  	
  Arden Fair Associates, LP

  	
   

  	
  LEGAL DEPARTMENT

  ARDEN FAIR ASSOCIATES, LP

  C/O THE MACERICH

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  COMPANY P.O. BOX 2172, 410 WILSHIRE BLVD., STE. 700 SANTA
  MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Arlington Highlands

  4000 Arlington Highlands Blvd., #149

  Arlington, TX 76018

  	
   

  	
  Tarrant

  	
   

  	
  Arlington Highlands Ltd.

  	
   

  	
  ARLINGTON HIGHLANDS LTD. 2525 MCKINNON STREET

  SUITE 700

  DALLAS, TX 75201

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Aspen Place

  320 S Regent St.

  Flagstaff, AZ 86001

  	
   

  	
  Coconino

  	
   

  	
  Aspen Place North, L.L.C.

  	
   

  	
  ROBERT P. SOLLIDAY

  ASPEN PLACE NORTH, L.L.C.

  7114 EAST STETSON DRIVE

  SUITE 400

  SCOTTSDALE, AZ 85251

   

  STEFFANI L. MEYERS

  ASPEN PLACE NORTH, L.L.C.

  7114 EAST STETSON DRIVE

  SUITE 400

  SCOTTSDALE, AZ 85251

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops at Atlas Park

  8028 Cooper Ave., #6-104

  Glendale, NY 11385

  	
   

  	
  Queens

  	
   

  	
  Atlas Park LLC

  	
   

  	
  ATLAS PARK LLC

  C/O THE HEMMERDINGER CORP/ATCO

  555 FIFTH AVENUE

  NEW YORK, NY 10017

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Augusta Mall

  3450 Wrightsboro Rd., # B210

  Augusta, GA 30909

  	
   

  	
  Richmond

  	
   

  	
  Augusta Mall LLC

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  AUGUSTA MALL LLC

  110 N. WACKER DR. CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue - Forsyth

  410 Peachtree Pkwy, #242

  Cumming, GA 30041

  	
   

  	
  Forsyth

  	
   

  	
  Avenue Forsyth LLC

  	
   

  	
  CORPORATE SECRETARY AVENUE FORSYTH LLC

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET,

  SUITE 3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL - RETAIL

  COUSINS PROPERTIES INC.

  191 PEACHTREE SUITE 3600 ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue - Webb Gin

  1350 Scenic Hwy., #300

  	
   

  	
  Gwinnett

  	
   

  	
  Avenue Webb Gin, LLC

  	
   

  	
  CORPORATE SECRETARY 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
  Snellville, GA 30078

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  AVENUE WEBB GIN, LLC

  C/O COUSINS PROPERTIES INC. 191 PEACHTREE STREET NE, SUITE
  3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL - RETAIL

  COUSINS PROPERTIES INCORPORATED 191 PEACHTREE STREET

  SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  State Street (Santa Barbara)

  733 State St.

  Santa Barbara, CA 93101

  	
   

  	
  Santa Barbara

  	
   

  	
  Balboa Building Company

  	
   

  	
  RONALD ROBERTSON

  BALBOA BUILDING COMPANY

  735 STATE STREET, #608

  SANTA BARBARA, CA 93101

   

  L. DONALD BODEN

  GRIFFITH & THORNBURGH, LLP

  8 EAST FIGUEROA STREET, SUITE 300 P.O. BOX 9

  SANTA BARBARA, CA 93102

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Battlefield Mall

  2825 S. Glenstone Ave., #F-18

  Springfield, MO 65804

  	
   

  	
  Greene

  	
   

  	
  Battlefield Mall, LLC

  	
   

  	
  BATTLEFIELD MALL, LLC

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Baybrook Mall

  1040 Baybrook Mall

  Friendswood, TX 77546

  	
   

  	
  Harris

  	
   

  	
  Baybrook Mall

  	
   

  	
  LAW/LEASE ADMIN. DEPT. BAYBROOK MALL

  C/O BAYBROOK MALL, L.P.

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Summit - Birmingham

  200 Summit Blvd., #100

  Birmingham, AL 35243

  	
   

  	
  Jefferson

  	
   

  	
  Bayer Retail Company Iv, LLC

  	
   

  	
  DAVID L. SILVERSTEIN

  BAYER RETAIL COMPANY IV, LLC

  C/O BAYER PROPERTIES, L.L.C.

  2222 ARLINGTON AVENUE BIRMINGHAM, AL 35205

   

  GENERAL COUNSEL

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  BAYER RETAIL COMPANY IV, LLC

  C/O BAYER PROPERTIES, L.L.C.

  2222 ARLINGTON AVENUE

  BIRMINGHAM, AL 35205

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Bayshore

  525 W. Northshore

  Glendale, WI 53209

  	
   

  	
  Milwaukee

  	
   

  	
  Bayshore Town Center LLC

  	
   

  	
  CENTER MANAGER

  BAYSHORE TOWN CENTER LLC

  7700 WEST ARROWHEAD TOWN CENTER

  GLENDALE, AZ 85308

   

  C/O MACERICH COMPANY

  NEW RIVER ASSOCIATES

  P.O. BOX 2172

  4010 WILSHIRE BLVD.,

  SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Grand Boulevard At Sandestin

  560 Grand Blvd., #101

  Sandestin, FL 32550

  	
   

  	
  Walton

  	
   

  	
  Baytowne Commercial Joint Venture Partners

  	
   

  	
  BAYTOWNE COMMERCIAL JOINT VENTURE PARTNERS

  C/O HOWARD ROCK FEE, LLC

  185 GRAND BOULEVARD,

  SUITE 100

  SANDESTIN, FL 32550

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Bellevue Square

  1070 Bellevue Square

  Bellevue, WA  98004

  	
   

  	
  King

  	
   

  	
  Bellevue Square Managers, Inc.

  	
   

  	
  BELLEVUE SQUARE MANAGERS, INC.

  P.O. BOX 908

  BELLEVUE, WA 98009

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Cntyside

  27001 Us Hwy 19 N. #2317

  Clearwater, FL 33761

  	
   

  	
  Pinellas

  	
   

  	
  Bellwether Properties Of Florida (Limited)

  	
   

  	
  LEGAL DEPARTMENT

  BELLWETHER PROPERTIES OF FLORIDA (LIMITED)

  11601 WILSHIRE BOULEVARD, 11TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Belmar

  329 S. Teller St.

  Lakewood, CO 80226

  	
   

  	
  Jefferson

  	
   

  	
  Belmar Mainstreet Holdings I, LLC

  	
   

  	
  GENERAL COUNSEL

  BELMAR MAINSTREET HOLDINGS I, LLC

  1430 WYNKOOP STREET

  SUITE 100

  DENVER, CO 80202

   

  CONTINUUM LAKEWOOD DEVELOPMENT COMPANY, LLC

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  C/O JONES LANG LASALLE AMERICA, INC.

  7200 WEST ALAMEDA AVENUE

  LAKEWOOD, CO 80226

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Belmar

  340 S. Teller St.

  Lakewood, CO 80226

  	
   

  	
  Jefferson

  	
   

  	
  Belmar Mainstreet Holdings I, LLC

  	
   

  	
  GENERAL COUNSEL

  BELMAR MAINSTREET HOLDINGS I, LLC

  1430 WYNKOOP STREET

  SUITE 100

  DENVER, CO 80202

   

  CONTINUUM LAKEWOOD DEVELOPMENT COMPANY, LLC

  C/O JONES LANG LASALLE AMERICA, INC.

  7200 WEST ALAMEDA AVENUE

  LAKEWOOD, CO 80226

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Orchard

  4005 N. Buffalo Rd., #200

  Orchard Park, NY 14127

  	
   

  	
  Erie

  	
   

  	
  Benderson Development Company, Inc.

  	
   

  	
  RANDALL BENDERSON, PRESIDENT

  BENDERSON DEVELOPMENT COMPANY, INC.

  8441 COOPER CREEK BOULEVARD

  UNIVERSITY PARK, FL 34202

   

  LEASE ADMINISTRATION

  BENDERSON DEVELOPMENT COMPANY, INC.

  570 DELAWARE AVENUE

  BUFFALO, NY 14202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc.

  	
   

  	
  Canal walk at hamden

  hamden, ct 06511

   

  	
   

  	
  New HAven

  	
   

  	
  Berkshire hamden, llc

  	
   

  	
  MR. ROBERT P. CUNNINGHAM

  BERKSHIRE HAMDEN, LLC

  C/O BERKSHIRE DEVELOPMENT, LLC

  41 TAYLOR STREET, 4TH FLOOR

  SPRINGFIELD, MA 1103

   

  DAVID SKRILOW, ESQ.

  LAW OFFICES OF DAVID SKRILOW

  551 FIFTH AVENUE

  NEW YORK, NY 10176

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Bradley Fair

  	
   

  	
  Sedgwick

  	
   

  	
  Bf Owner, L.L.C.

  	
   

  	
  GEORGE E. LAHAM,

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
  1900 N. Rock Rd., #136

  Wichita, KS 67206

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   II

  BF OWNER, L.L.C.

  150 NORTH MARKET STREET

  WICHITA, KS 67202

   

  AMY LIEBAU

  HINKLE ELKOURI LAW FIRM

  301 N. MAIN,

  SUITE 2000

  WICHITA, KS 67202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  First Avenue (Sandpoint) Store

  311 N. First Ave.

  Sandpoint, ID 83864

  	
   

  	
  Bonner

  	
   

  	
  Big Blue Lake LLC

  	
   

  	
  CHRIS GALLE

  BIG BLUE LAKE LLC

  850 W. ADAMS 5C

  CHICAGO, IL 60607

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Sandpoint Wine Bar

  311 N. First Ave.

  Sandpoint, ID 83864

  	
   

  	
  Bonner

  	
   

  	
  Big Blue Lake LLC

  	
   

  	
  CHRIS GALLE

  BIG BLUE LAKE LLC

  850 W. ADAMS 5C

  CHICAGO, IL 60607

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Pierce Hill

  1308 Vestal Pkwy. E., #5

  Vestal, NY 13850

  	
   

  	
  Broome

  	
   

  	
  Binghamton Joint Venture, Lc

  	
   

  	
  PROPERTY MANAGEMENT

  BINGHAMTON JOINT VENTURE, LC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

   

  JEFF MASON

  MASON RETAIL GROUP, LLC

  1720 LANCASTER STREET

  BALTIMORE, MD 21231

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prime Outlets At Birch Run

  8825 Marketplace Dr., #F410

  Birch Run, MI 48415

  	
   

  	
  Saginaw

  	
   

  	
  Birch Run Outlets Ii, LLC

  	
   

  	
  OFFICE OF GENERAL COUNSEL

  BIRCH RUN OUTLETS II, LLC

  C/O PRIME RETAIL PROPERTY MANAGEMENT

  217 E. REDWOOD STREET, 20TH FLOOR

  BALTIMORE, MD 21202

   

  LEASE ADMINISTRATION

  BIRCH RUN OUTLETS II, LLC

  C/O THE LIGHTSTONE GROUP

  326 THIRD STREET

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Blakeney

  9830 Rea Rd., #D

  Charlotte, NC 28277

  	
   

  	
  Mecklenburg

  	
   

  	
  Blakeney Retail, LLC

  	
   

  	
  LEASE ADMINISTRATION

  BLAKENEY RETAIL, LLC

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Main Street Promenade

  55 S. Main St. #200

  Naperville, IL 60540

  	
   

  	
  Du Page

  	
   

  	
  Block 418, LLC

  	
   

  	
  BLOCK 418, LLC

  C/O BBM INCORPORATED

  236 S. WASHINGTON,

  SUITE 212

  NAPERVILLE, IL 60540

   

  SAMUEL J. TAMKIN

  165 NORTH CANAL STREET

  SUITE 1425

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Main Street Promenade

  55 S. Main St., #103

  Naperville, IL 60540

  	
   

  	
  Du Page

  	
   

  	
  Block 418, LLC

  	
   

  	
  BLOCK 418, LLC

  C/O BBM INCORPORATED

  236 S. WASHINGTON,

  SUITE 212

  NAPERVILLE, IL 60540

   

  SAMUEL J. TAMKIN

  165 NORTH CANAL STREET

  SUITE 1425

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Hillsdale Shopping Center

  336 Hillsdale Shopping Center

  San Mateo, CA 94403

  	
   

  	
  San Mateo

  	
   

  	
  Bohannon Development Company

  	
   

  	
  BOHANNON DEVELOPMENT COMPANY

  SIXTY 31ST AVENUE

  SAN MATEO, CA 94403

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Brandon

  856 Brandon Town Center

  Brandon, FL 33511

  	
   

  	
  Hillsborough

  	
   

  	
  Brandon Shopping Center Partners, Ltd

  	
   

  	
  LEGAL DEPARTMENT

  BRANDON SHOPPING CENTER PARTNERS, LTD

  11601 WILSHIRE BOULEVARD, 11TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Streets Brentwood

  2565 Sand Creek Rd. #116

  Brentwood, CA 94513

  	
   

  	
  Contra Costa

  	
   

  	
  Brentwood Specialty Center, LLC

  	
   

  	
  BRENTWOOD SPECIALTY CENTER, LLC

  C/O CONTINENTAL REAL ESTATE COMPANIES

  150 E. BROAD STREET,

  SUITE 800

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Palladio Brodstone

  280 Palladio Parkway

  Folsom, CA 95630

  	
   

  	
  Sacramento

  	
   

  	
  Broadstone Land, LLC

  	
   

  	
  BROADSTONE LAND, LLC

  80 IRON POINT ROAD,

  SUITE 110

  FOLSOM, CA 95630

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Burlington Town Center

  49 Church St., #1034

  Burlington, VT 05401

  	
   

  	
  Chittenden

  	
   

  	
  Burlington Town Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  BURLINGTON TOWN CENTER

  C/O THE 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  BURLINGTON TOWN CENTER LLC

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Bridgeport Village

  7233 Bridgeport Rd.

  Tigard, OR  97224

  	
   

  	
  Washington

  	
   

  	
  Bv Centercal, LLC

  	
   

  	
  JEAN PAUL WARDY

  BV CENTERCAL, LLC

  7455 SW BRIDGEPORT ROAD

  SUITE 205

  TIGARD, OR 97224

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Bridgeport Village

  7449 S.W. Bridgeport Rd.

  Tigard, OR 97224

  	
   

  	
  Washington

  	
   

  	
  Bv Centercal, LLC

  	
   

  	
  JEAN PAUL WARDY

  BV CENTERCAL, LLC

  7455 SW BRIDGEPORT ROAD

  SUITE 205

  TIGARD, OR 97224

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Millcreek Mall

  654 Millcreek Mall #600

  Erie, PA 16565

  	
   

  	
  Erie

  	
   

  	
  Cafaro Management Company

  	
   

  	
  CAFARO MANAGEMENT COMPANY

  2445 BELMONT AVENUE

  P.O. BOX 2186

  YOUNGSTOWN, OH 44504

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Capital Promenade

  2511 4th Ave., #106

  Olympia, WA 98502

  	
   

  	
  Thurston

  	
   

  	
  Capital Mall Land, LLC

  	
   

  	
  CAPITAL MALL LAND, LLC

  11601 WILSHIRE BOULEVARD

  12TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc.

  	
   

  	
  Village at leesburg

  leesburg, va 20176

   

  	
   

  	
  Louden

  	
   

  	
  carlyle/cypress leesburg i, llc

  	
   

  	
  DIRECTOR OF ASSET MANAGEMENT

  CARLYLE/CYPRESS LEESBURG I, LLC

  15601 DALLAS PARKWAY, SUITE 400

  ADDISON, TX 75001

   

  GENERAL COUNSEL

  CARLYLE/CYPRESS LEESBURG I, LLC

  15601 DALLAS PARKWAY, SUITE 400

  ADDISON, TX 75001

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Midtown Village

  1800 Mcfarland Blvd. East, #100

  Tuscaloosa, AL 35404

  	
   

  	
  Tuscaloosa

  	
   

  	
  Carlyle-Cypress Tuscaloosa I, LLC

  	
   

  	
  DIRECTOR OF ASSET MANAGEMENT

  CARLYLE/CYPRESS LEESBURG I, LLC

  15601 DALLAS PARKWAY, SUITE 400

  ADDISON, TX 75001

   

  GENERAL COUNSEL

  CARLYLE/CYPRESS LEESBURG I, LLC

  15601 DALLAS PARKWAY, SUITE 400

  ADDISON, TX 75001

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lakeside Village

  1429 Towne Center Dr.

  Lakeland, FL 33803

  	
   

  	
  Polk

  	
   

  	
  Casto-Oakbridge Venture, Ltd

  	
   

  	
  CASTO-OAKBRIDGE VENTURE, LTD

  C/O CASTO SOUTHEAST LLC

  401 N. CATTLEMEN ROAD, SUITE 108

  SARASOTA, FL 34232

   

  GENERAL COUNSEL

  CASTO-OAKBRIDGE VENTURE, LTD.

  C/O CASTO SOUTHEAST LLC

  401 N. CATTLEMEN ROAD, SUITE 108

  SARASOTA, FL 34232

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mall Of Acadiana

  5725 Johnston St., #E-212

  Lafayette, LA 70503

  	
   

  	
  Lafayette

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  2030 HAMILTON PLACE BLVD.

  SUITE 500

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Alamance Crossing

  3173 Waltham Blvd.

  Burlington, NC 27215

  	
   

  	
  Alamance

  	
   

  	
  Cbl & Associates Ltd. Partnership

  	
   

  	
  GENERAL COUNSEL

  CBL & ASSOCIATES LTD. PARTNERSHIP

  C/O UBS REALTY INVESTORS LLC

  242 TRUMBULL STREET

  HARFORD, CT 06103

   

  MR. GARY W. GOWDY

  WAYSIDE COMMONS INVESTORS, LLC

  /CO UBS REALTY INVESTORS LLC

  242 TRUMBULL STREET

  HARFORD, CT 06103

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Cary Towne Center

  1105 Walnut St., #H157a

  Cary, NC 27511

  	
   

  	
  Wake

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CARY VENTURE LIMITED PARTNERSHIP

  CBL & ASSOCIATES MANAGEMENT, INC.

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Milford Marketplace

  1660 Boston Post Rd.

  Milford, CT 06460

  	
   

  	
  New Haven

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Pearland Town Cntr

  11200 Broadway St #740

  Pearland, TX 77584

  	
   

  	
  Brazoria

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  CBL CENTER,

  SUITE 500

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The District At Cherryvale

  7180 Harrison Ave., #1

  Rockford, IL 61112

  	
   

  	
  Winnebago

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  C/O CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Triangle Town Center

  5959 Triangle Town Blvd., #Eu2155

  Raleigh, NC 27616

  	
   

  	
  Wake

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BLVD.

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  West County Center

  122 West County Center

  Des Peres, MO 63131

  	
   

  	
  Saint Louis

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BLVD.

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  West Towne Mall

  17 West Towne Mall

  Madison, WI 53719

  	
   

  	
  Dane

  	
   

  	
  Cbl & Associates Management, Inc.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BLVD.

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The District At Monroeville Mall

  706 Mall Circle Dr.

  Monroeville, PA 15146

  	
   

  	
  Allegheny

  	
   

  	
  Cbl/Monroeville Expansion, L.P.

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  CBL/MONROEVILLE EXPANSION, L.P.

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Park Plaza Mall

  6000 W. Markham St., #2042

  Little Rock, AR 72205

  	
   

  	
  Pulaski

  	
   

  	
  Cbl/Park Plaza Mall, LLC

  	
   

  	
  CBL & ASSOCIATES MANAGEMENT, INC., AS AGENT
  FOR PARK PLAZA MALL

  CBL/PARK PLAZA MALL, LLC

  CBL CENTER - SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Friendly Center

  3326 W. Friendly Ave., #101

  Greensboro, NC 27410

  	
   

  	
  Guilford

  	
   

  	
  Cbl-Shops At Friendly, LLC

  	
   

  	
  BRAD ROGERS

  CBL-SHOPS AT FRIENDLY, LLC

  C/O STARMOUNT COMPANY

  600 GREEN VALLEY ROAD, SUITE 300

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  GREENSBORO, NC 27408

   

  CHIEF OPERATING OFFICER

  CBL-SHOPS AT FRIENDLY, LLC

  C/O CBL & ASSOCIATES MANAGEMENT, INC.

  2030 HAMILTON BLVD., CBL CENTER,

  SUITE 500

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Inc

  	
   

  	
  Cedar Hills Office Space

  4100 Mcghee Road, Suite M

  Kootenai, ID 83840

  	
   

  	
  Bonner

  	
   

  	
  Cedar Hills Church

  	
   

  	
  CEDAR HILLS CHURCH

  4100 MCGHEE ROAD

  SANDPOINT, ID 83864

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Promenade Shops At Centerra

  5855 Sky Pond Dr., #F154

  Loveland, CO 80538

  	
   

  	
  Larimer

  	
   

  	
  Centerra Lifestyle Center, LLC

  	
   

  	
  SENIOR VICE PRESIDENT AND GENERAL COUNSEL

  CENTERRA LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

   

  PROPERTY ANALYSIS

  CENTERRA LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue Murfreesboro

  2615 Medical Center Pkwy., #2055

  Murfreesboro, TN 37129

  	
   

  	
  Rutherford

  	
   

  	
  Cf Murfreesboro Associates

  	
   

  	
  CORPORATE SECRETARY

  CF MURFREESBORO ASSOCIATES

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET, SUITE 3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL-RETAIL

  COUSINS PROPERTIES INCORPORATED

  191 PEACHTREE STREET, SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Charleston Town Center

  1095 Charleston Town Center

  Charleston, WV 25389

  	
   

  	
  Kanawha

  	
   

  	
  Charleston Town Center Company L.P.

  	
   

  	
  CHARLESTON TOWN CENTER COMPANY L.P.

  TERMINAL TOWER

  50 PUBLIC SQUARE,

  SUITE 1100

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Leesburg Corner Premium Outlets

  241 Fort Evans Rd. N.E., #801

  Leesburg, VA 20176

  	
   

  	
  Loudoun

  	
   

  	
  Chelsea Gca Realty Partnership, LP

  	
   

  	
  MGR. LEASE ADMIN. & GEN. COUNSEL

  CHELSEA GCA REALTY PARTNERSHIP, LP

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

   

  MARVIN J. HYMAN, ESQ.

  HORWITZ, TOBACK & HYMAN

  500 FIFTH AVENUE

  NEW YORK CITY, NY 10110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Crossings Premium Outlets

  1000 Rte. 611, # I-01

  Tannersville, PA 18372

  	
   

  	
  Monroe

  	
   

  	
  Chelsea Pocono Finance, LLC

  	
   

  	
  DIRECTOR OF LEASE ADMINISTRATION AND GENERAL COUNSEL

  CHELSEA POCONO FINANCE, LLC

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Osage Beach Premium Outlets

  4540 Hwy. 54, #H-3

  Osage Beach, MO 65065

  	
   

  	
  Camden

  	
   

  	
  Chelsea Property Group

  	
   

  	
  DIR. OF LEASE ADMIN. & GEN. COUNSEL

  CHELSEA PROPERTY GROUP

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Towne Place At Garden State Park

  957 Haddonfield Rd.

  Cherry Hill, NJ 08002

  	
   

  	
  Camden

  	
   

  	
  Cherry Hill Towne Center Partners, LLC

  	
   

  	
  SHERYL WEINGARTEN

  CHERRY HILL TOWNE CENTER PARTNERS, LLC

  C/O EDGEWOOD PROPERTIES, INC.

  1260 SHELTON ROAD

  PISCATAWAY, NJ 08854

   

  JOSEPH MARINO

  JMP HOLDING CORP.

  69 CENTURY DRIVE

  CLIFTON, NJ 07014

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Clackamas Town Center

  12000 Se 82nd Ave., #K117

  Portland, OR 97086

  	
   

  	
  Clackamas

  	
   

  	
  Clackamas Town Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  CLACKAMAS TOWN CENTER

  C/O CLACKAMAS MALL L.L.C.

  110 N. WACKER DR.

  CHICAGO, IL 60606

   

  GENERAL MANAGER

  CLACKAMAS TOWN CENTER

  12000 SE 82

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  AVENUE,

  SUITE 1093

  PORTLAND, OR 97266

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Inc

  	
   

  	
  Mcghee Road Parking Lot

  2 Parcels Of Land

  Kootenai, ID 83840

  	
   

  	
  Bonner

  	
   

  	
  Cliff Tvedten And Ronni Tvedten

  	
   

  	
  CLIFF AND RONNI TVEDTEN

  P.O. BOX 638

  SPOKANE, WA 99210

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Promenade At Clifton

  852 Route 3 #100

  Clifton, NJ 07012

  	
   

  	
  Passaic

  	
   

  	
  Clifton Lifestyle Center, LLC

  	
   

  	
  SENIOR VICE PRESIDENT LEGAL AND GENERAL COUNSEL

  CLIFTON LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

   

  PROPERTY ANALYSIS

  CLIFTON LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Rookwood Commons

  2647 Edmondson Rd.

  Cincinnati, OH 45209

  	
   

  	
  Hamilton

  	
   

  	
  Clp-Spf Rookwood Commons, LLC

  	
   

  	
  MINDY GILLIAM

  CLP-SPF ROOKWOOD COMMONS, LLC

  C/O JEFFREY R. ANDERSON REAL ESTATE, INC.

  3805 EDWARDS ROAD,

  SUITE 700

  CINCINNATI, OH 45209

   

  RICHARD B. TRANTER, ESQ.

  DINSMORE & SHOHL, LLP

  255 E. 5TH ST.,

  SUITE 1900

  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  [DELETE THIS ONE — IT IS A DUPLICATE OF THE ONE BELOW]

  	
   

  	
  The promenade at coconut creek

  coconut creek, fl

  	
   

  	
   

  	
   

  	
  coconut creek development, llc

  	
   

  	
  PROPERTY MANAGEMENT

  COCONUT CREEK DEVELOPMENT, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Promenade Lyons

  4449 Lyons Rd. #J-101

  Coconut Creek, FL 33073

  	
   

  	
  Broward

  	
   

  	
  Coconut Creek Development, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  COCONUT CREEK DEVELOPMENT, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Coconut Point

  23190 Fashion Dr. #105

  Estero, FL 33928

  	
   

  	
  Lee

  	
   

  	
  Coconut Point Developers, LLC

  	
   

  	
  COCONUT POINT DEVELOPERS, LLC

  C/O M.S.

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  MANAGEMENT ASSOCIATES INC.

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Winter Garden Village At Fowler Grove

  3267 Daniels Rd., Ste. 102

  Winter Garden, FL 34787

  	
   

  	
  Orange

  	
   

  	
  Cole Mt Winter Garden Fl, LLC

  	
   

  	
  JOHN CARNESALE

  COLE MT WINTER GARDEN FL, LLC

  C/O THE SEMBLER COMPANY

  3251 DANIELS ROAD,

  SUITE 130

  WINTER GARDEN, FL 34787

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Columbia Center

  1321 N. Columbia Center Blvd., #801

  Kennewick, WA 99336

  	
   

  	
  Benton

  	
   

  	
  Columbia Mall Partnership

  	
   

  	
  COLUMBIA MALL PARTNERSHIP

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Columbia Mall

  2300 Bernadette Dr., #103

  Columbia, MO 65203

  	
   

  	
  Boone

  	
   

  	
  Columbia Mall, L.L.C

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  COLUMBIA MALL, L.L.C

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Seattle Dev Office

  815 Western Avenue Suite 201

  Seattle, WA 98104

  	
   

  	
  King

  	
   

  	
  Commuter Center LLC

  	
   

  	
  COMMUTER CENTER LLC

  815 WESTERN AVENUE,

  SUITE 220

  SEATTLE, WA 98104

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Streets Of Chester

  270 S.O.C. St. Route 206 South

  Chester, NJ 07930

  	
   

  	
  Morris

  	
   

  	
  Continental Retail Property Services

  	
   

  	
  BRUCE ENGELHARDT

  CONTINENTAL RETAIL PROPERTY SERVICES

  150 EAST BROAD STREET

  SUITE 305

  COLUMBUS, OH 43215

   

  ASSET MANAGER

  CONTINENTAL CHESTER, LLC

  C/O RREEF

  1406 HALSEY WAY,

  SUITE 110

  CARROLTON, TX 75007

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Streets Of Tanasbourne

  2100 Nw Allie Ave., #450

  Hillsboro, OR 97124

  	
   

  	
  Washington

  	
   

  	
  Continental Tanasbourne, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  CONTINENTAL TANASBOURNE, LLC

  CONTINENTAL REAL ESTATE COMPANIES

  150 E. BROAD

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  STREET,

  SUITE 800

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Galleria Of Mt. Lebanon

  1500 Washington Blvd.

  Mt. Lebanon, PA 15228

  	
   

  	
  Allegheny

  	
   

  	
  Continental/Galleria, LP

  	
   

  	
  CONTINENTAL/GALLERIA, LP

  C/O CONTINENTAL REAL ESTATE
  COMPANIES

  150 EAST BROAD STREET, SUITE 800

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Coral Ridge Mall

  1451 Coral Ridge Ave., #118

  Coralville, IA 52241

  	
   

  	
  Johnson

  	
   

  	
  Coral Ridge

  	
   

  	
  CORAL RIDGE

  GGP LIMITED PARTNERSHIP

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Factory Stores At Lincoln City

  1500 S.E. Devils Lake Rd., #407

  Lincoln City, OR 97367

  	
   

  	
  Lincoln

  	
   

  	
  Coroc/Lincoln City L.L.C.

  	
   

  	
  LEGAL DEPARTMENT

  COROC/LINCOLN CITY L.L.C.

  C/O TANGER PROPERTIES LIMITED
  PARTNERSHIP

  3200 NORTHLINE AVE.,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Out-Park City

  6699 N. Landmark Dr. #E100

  Park City, UT 84098

  	
   

  	
  Summit

  	
   

  	
  Coroc/Park City L.L.C.

  	
   

  	
  LEGAL DEPARTMENT

  COROC/PARK CITY L.L.C.

  3200 NORTHLINE AVE.,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center Bayside

  36725 Bayside Outlet Dr., Ste. 720

  Rehoboth Beach, DE 19971

  	
   

  	
  Sussex

  	
   

  	
  Coroc/Rehoboth Ii L.L.C.

  	
   

  	
  LEGAL DEPARTMENT

  COROC/REHOBOTH II L.L.C.

  C/O TANGER PROPERTIES LIMITED
  PARTNERSHIP

  3600 NORTHLINE AVE.,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center - Foley

  2601 S. Mckenzie St., #P5

  Foley, AL 36535

  	
   

  	
  Baldwin

  	
   

  	
  Coroc/Riviera
  L.L.C.

  	
   

  	
  LEGAL DEPARTMENT

  COROC/RIVIERA L.L.C.

  3200 NORTHLINE AVENUE,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger
  Outlet Center - Tuscola

  A200
  Tuscola Blvd., #4002

  Tuscola, IL
  61953

  	
   

  	
  Douglas

  	
   

  	
  Coroc/Tuscola L.L.C.

  	
   

  	
  LEGAL DEPARTMENT

  COROC/TUSCOLA L.L.C.

  3200 NORTHLINE AVENUE,

  SUITE 360

  GREENSBORO, NC 27408

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US INc.

  	
   

  	
  Colonial
  pinnacle nord du lac

  Corinaton,
  LA 70433

  	
   

  	
  Saint Tammany

  	
   

  	
  cp
  nord du lac jv llc

  	
   

  	
  CP NORD DU LAC JV LLC

  2101 SIXTH AVENUE, NORTH, SUITE
  750

  C/O COLONIAL PROPERTIES SERVICES
  LIMITED PARTNERSHIP

  BIRMINGHAM, AL 35203

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue - Viera

  2261 Town Center Ave., #102

  Melbourne, FL 32940

  	
   

  	
  Brevard

  	
   

  	
  Cp Venture Five - Av LLC

  	
   

  	
  CORPORATE SECRETARY

  CP VENTURE FIVE - AV LLC

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE,

  SUITE 3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL - RETAIL

  COUSINS PROPERTIES, INC.

  191 PEACHTREE STREET NE,

  SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue - West Cobb

  3625 Dallas Hwy., #560

  Marietta, GA 30064

  	
   

  	
  Cobb

  	
   

  	
  Cp Venture Five - Awc LLC

  	
   

  	
  S VP ASSET/PROPERTY MANAGEMENT

  CP VENTURE FIVE - AWC LLC

  45 ANSLEY DRIVE

  NEWNAN, GA 30263

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue - East Cobb

  4475 Roswell Rd., #1410

  Marietta, GA 30062

  	
   

  	
  Cobb

  	
   

  	
  Cp Venture Five-Aec, LLC

  	
   

  	
  CORPORATE SECRETARY

  CP VENTURE FIVE-AEC, LLC

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE,

  SUITE 3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL - RETAIL

  COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE,

  SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue - Peachtree City

  508 Circle Gate

  Peachtree City, GA 30269

  	
   

  	
  Fayette

  	
   

  	
  Cp Venture Five-Apc, LLC

  	
   

  	
  CORPORATE SECRETARY

  CP VENTURE FIVE-APC, LLC

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE,

  SUITE

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL-RETAIL

  191 PEACHTREE STREET NE,

  SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shops At Brinton Lk

  923 Baltimore Pike

  Glen Mills, PA 19342

  	
   

  	
  Delaware

  	
   

  	
  Cpbp-Vii
  Associates, L.P.

  	
   

  	
  FREDERICK WEITZMAN

  CPBP-VII ASSOCIATES, L.P.

  C/O WYNNEWOOD
  DEVELOPMENT, INC.

  33 ROCK HILL ROAD,

  SUITE 200

  BALA CYNWYD, PA 19004

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Vacaville Outlets

  111-A Nut Tree Rd.

  Vacaville, CA 95687

  	
   

  	
  Solano

  	
   

  	
  Cpg Finance Ii LLC

  	
   

  	
  C/O CHELSEA PROPERTY GROUP

  CPG FINANCE II LLC

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Houston Prem Outlets

  29300 Hempstead Rd. #301

  Cypress, TX 77433

  	
   

  	
  Harris

  	
   

  	
  Cpg Houston Holdings, L.P.

  	
   

  	
  DIRECTOR OF LEASE ADMINISTRATION
  AND GENERAL COUNSEL

  CPG HOUSTON HOLDINGS, L.P.

  C/O CHELSEA PROPERTY GROUP

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Albertville
  Prem Out

  6415
  Labeaux Ave. Ne #B050

  Albertville, MN 55301

  	
   

  	
  Wright

  	
   

  	
  Cpg Partners, L.P.

  	
   

  	
  CPG PARTNERS, L.P.

  105 EISENHOWER PARKWAY

  C/O CHELSEA PROPERTY GROUP

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Desert Hills Premium Outlets

  48400 Seminole Dr., #520

  Cabazon, CA 92230

  	
   

  	
  Riverside

  	
   

  	
  Cpg Partners, L.P.

  	
   

  	
  DIRECTOR OF LEASE ADMINISTRATION

  CPG PARTNERS, L.P.

  C/O CHELSEA PROPERTY
  GROUP, INC.

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  North Georgia Premium Outlets

  800 Highway 400 South

  Dawsonville, GA 30534

  	
   

  	
  Dawson

  	
   

  	
  Cpg Partners, L.P.

  	
   

  	
  DIRECTOR OF LEASE ADMINISTRATION

  CPG PARTNERS, L.P.

  C/O CHELSEA PROPERTY
  GROUP, INC.

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

   

  DIR. OF LEASE ADMIN. &
  GEN.

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  COUNSEL

  CHELSEA PROPERTY GROUP

  C/O CHELSEA PROPERTY GROUP

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Seattle Premium Outlets

  10600 Quil Ceda Blvd. #100

  Tulalip, WA 98271

  	
   

  	
  Snohomish

  	
   

  	
  Cpg Partners, L.P.

  	
   

  	
  DIRECTOR OF LEASE ADMINISTRATION
  AND GENERAL COUNSEL

  CPG PARTNERS, L.P.

  C/O CHELSEA PROPERTY
  GROUP, INC.

  105 EISENHOWER WAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Phipps Plaza

  3500 Peachtree Rd., #2084

  Atlanta, GA 30326

  	
   

  	
  Fulton

  	
   

  	
  Cpi-Phipps Limited Liability
  Company

  	
   

  	
  C/O SIMON PROPERTY GROUP

  CPI-PHIPPS LIMITED LIABILITY
  COMPANY

  NATIONAL CITY CENTER

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Silverthorne Factory Stores

  227-M Blue River Pkwy.

  Silverthorne, CO 80498

  	
   

  	
  Summit

  	
   

  	
  Craig Realty Group

  	
   

  	
  CRAIG REALTY GROUP

  1500 QUAIL STREET,

  SUITE 100

  NEWPORT BEACH, CA 92660

   

  MR. ROBERT CRIMMINS

  RETAIL REAL ESTATE CONSULTANTS

  201 OSCAWANA LAKE ROAD

  PUTNAM VALLEY, NY 10579

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Towne Center At Cedar Lodge

  7455 Corporate Blvd., #425

  Baton Rouge, LA 70809

  	
   

  	
  East Baton Rouge

  	
   

  	
  Creekstone Cedar Lodge I, LLC

  	
   

  	
  STEPHEN D. KELLER

  CREEKSTONE CEDAR LODGE I, LLC

  4545 POST OAK PLACE

  SUITE 200

  HOUSTON, TX 77027

   

  CREEKSTONE

  2380 TOWNE CENTER BLVD., SUITE
  1210

  BATON ROUGE, LA 70806

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Crestview Hills Town Center

  2849 Town Center Blvd.

  Crestview Hills, KY 41017

  	
   

  	
  Kenton

  	
   

  	
  Crestview Hills Town Center, LLC

  	
   

  	
  CRESTVIEW HILLS TOWN CENTER, LLC

  C/O JEFFREY R.

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  ANDERSON REAL ESTATE, INC

  ROOKWOOD TOWER, 3805 EDWARDS ROAD, SUITE 700

  CINCINNATI, OH 45209

   

  RICHARD B. TRANTER, ESQ.

  DINSMORE & SHOHL LLP

  255 EAST FIFTH STREET

  SUITE 1900

  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Crocker Park

  124 Main St.

  Westlake, OH 44145

  	
   

  	
  Cuyahoga

  	
   

  	
  Crocker Park, LLC

  	
   

  	
  HOWARD BEDER

  CROCKER PARK, LLC

  C/O ROBERT L STARK ENTERPRISES, INC.

  1350 WEST 3RD STREET

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Crossroads Center

  4101 W. Division St. #A22

  St. Cloud, MN 56301

  	
   

  	
  Stearns

  	
   

  	
  Crossroads Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  CROSSROADS CENTER

  C/O ST. CLOUD MALL L.L.C

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Briargate

  1845 Briargate Pkwy., #439

  Colorado Springs, CO 80920

  	
   

  	
  El Paso

  	
   

  	
  Cs Lifestyle Center, LLC

  	
   

  	
  SENIOR VICE PRESIDENT, GENERAL COUNSEL, PROPERTY ANALYSIS

  CS LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Danbury Fair Mall

  7 Backus Ave. #G-106

  Danbury, CT 06810

  	
   

  	
  Fairfield

  	
   

  	
  Danbury Mall, LLC

  	
   

  	
  CENTER MANAGER

  DANBURY MALL, LLC

  7 BACKUS AVENUE

  DANBURY, CT 6810

   

  MACERICH COMPANY

  DANBURY MALL, LLC

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD, SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Orland Park Crossing

  	
   

  	
  Cook

  	
   

  	
  Davis Street Land

  	
   

  	
  GARY KAPLAN

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
  9500 143rd St., #200

  Orland Park, IL 60462

  	
   

  	
   

  	
   

  	
  Company

  	
   

  	
  DAVIS STREET LAND COMPANY

  622 DAVIS STREET

  SUITE 200

  EVANSTON, IL 60201

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Meadows At Lake St. Louis

  11 Meadows Cir. Dr., #422

  Lake Saint Louis, MO 63367

  	
   

  	
  Saint Charles

  	
   

  	
  Davis Street Land Company Of Missouri Iii, LLC

  	
   

  	
  LEGAL DEPARTMENT

  DAVIS STREET LAND COMPANY OF MISSOURI III, LLC

  622 DAVIS STREET, SUITE 200

  EVANSTON, IL 60201

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mall At Green Hills

  2126 Abbott Martin Rd.,
  #315

  Nashville, TN 37215

  	
   

  	
  Davidson

  	
   

  	
  Davis Street Land Company Of Tennessee, L.L.C

  	
   

  	
  THE MALL AT GREEN HILLS

  DAVIS STREET LAND COMPANY OF TENNESSEE, L.L.C

  2126 ABBOT MARTIN ROAD

  NASHVILLE, TN 37215

   

  LEGAL DEPARTMENT

  DAVIS STREET LAND COMPANY

  622 DAVIS STREET, SUITE 200

  EVANSTON, IL 60201

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Village At Stone Oak

  22702 Us Hwy 281 N., #114

  San Antonio, TX 78259

  	
   

  	
  Bexar

  	
   

  	
  Ddr Db Stone Oak Lp

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  DDR DB STONE OAK LP

  110 N. WACKER DR.

  CHICAGO, IL 60606

   

  GENERAL MANAGER

  THE SHOPS AT LA CANTERA PHASE II

  15900 LA CANTERA PARKWAY, SUITE 6698

  SAN ANTONIO, TEXAS 78256

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc.

  	
   

  	
  Guilford commons

  guilford, ct 06437

  	
   

  	
  New Haven

  	
   

  	
  Ddr guilford llc

  	
   

  	
  EXECUTIVE VICE PRESIDENT

  DDR GUILFORD LLC

  3300 ENTERPRISE PARKWAY

  P.O. BOX 228042

  BEACHWOOD, OH 44122

   

  GENERAL COUNSEL

  DEVELOPERS DIVERSIFIED REALTY CORPORATION

  3300 ENTERPRISE PARKWAY

  BEACHWOOD, OH 44122

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  Deerfield Towne Center

  5585 Deerfield Blvd.

  Mason, OH 45040

  	
   

  	
  Warren

  	
   

  	
  Deerfield Towne Center Holding Company

  	
   

  	
  DEERFIELD TOWNE CENTER HOLDING COMPANY

  C/O CASTO

  191 WEST NATIONWIDE BOULEVARD, SUITE 200

  COLUMBUS, OH 43215

   

  JP MORGAN INVESTMENT MANAGEMENT, INC.

  ADRIA DALSASS

  245 PARK AVENUE, 2ND FLOOR

  NEW YORK, NY 10167

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Aspen Grove

  7301 S. Santa Fe Dr., #240

  Littleton, CO 80120

  	
   

  	
  Arapahoe

  	
   

  	
  Developers Diversified Realty Corp.

  	
   

  	
  DAVID E. WEISS

  DEVELOPERS DIVERSIFIED REALTY CORP.

  3300 ENTERPRISE PARKWAY

  BEACHWOOD, OH 44122

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Town Center Plaza

  5056 W. 119th St.

  Leawood, KS 66209

  	
   

  	
  Johnson

  	
   

  	
  Developers Diversified Realty Corp.

  	
   

  	
  DAVID E. WEISS

  DEVELOPERS DIVERSIFIED REALTY CORP.

  3300 ENTERPRISE PARKWAY

  BEACHWOOD, OH 44122

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Deer Park Town Center

  20530 N. Rand Rd., #310

  Deer Park, IL 60010

  	
   

  	
  Lake

  	
   

  	
  Developers Diversified Realty Corporation

  	
   

  	
  DAVID E. WEISS

  DEVELOPERS DIVERSIFIED REALTY CORPORATION

  3300 ENTERPRISE PARKWAY

  BEACHWOOD, OH 44122

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Fig Garden Village

  746 W.
  Shaw Ave.

  Fresno, CA 93704

  	
   

  	
  Fresno

  	
   

  	
  Donahue Schriber Realty Group, L.P.

  	
   

  	
  ASSET MANAGEMENT

  DONAHUE SCHRIBER REALTY GROUP, L.P.

  200 EAST BAKER STREET

  SUITE 100

  COSTA MESA, CA 92626

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Promenade Shops At Dos Lagos

  2780 Cabot Dr., #101

  Corona, CA 92883

  	
   

  	
  Riverside

  	
   

  	
  Dos Lagos Lifestyle Center, LLC

  	
   

  	
  SENIOR VICE PRESIDENT AND GENERAL
  COUNSEL

  DOS LAGOS LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

   

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  PROPERTY ANALYSIS

  DOS LAGOS LIFESTYLE CENTER, LLC

  6410 POPLAR AVENUE

  SUITE 850

  MEMPHIS, TN 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Eastern Shore Centre

  30500 State Hwy. 181, #132

  Spanish Fort, AL 36527

  	
   

  	
  Baldwin

  	
   

  	
  Eastern Shore Centre Lc, LLC

  	
   

  	
  EASTERN SHORE CENTRE LC, LLC

  2525 BELL ROAD

  MONTGOMERY, AL 36117

   

  SCHILLECI DEL CO, LLC

  1761 PLATT PLACE

  MONTGOMERY, AL 36117

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Fashion District At Easton

  4015 The Strand West

  Columbus, OH 43219

  	
   

  	
  Franklin

  	
   

  	
  Easton Town Center Ii, LLC

  	
   

  	
  GENERAL COUNSEL

  EASTON TOWN CENTER II, LLC

  C/O GLIMCHER REALTY TRUST

  180 E. BROAD STREET

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Eastview Mall

  802 Eastview Mall

  Victor, NY 14564

  	
   

  	
  Ontario

  	
   

  	
  Eastview Mall, LLC

  	
   

  	
  GENERAL COUNSEL

  EASTVIEW MALL, LLC

  1265 SCOTTSVILLE ROAD

  ROCHESTER, NY 14624

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Eden Prairie Center

  8251 Flying Cloud Dr.,
  #1020

  Eden Prairie, MN 55344

  	
   

  	
  Hennepin

  	
   

  	
  Eden Prairie Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  EDEN PRAIRIE CENTER

  C/O EDEN PRAIRIE MALL L.L.C.

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Edinburgh Premium Outlets

  3026 Outlet Dr., #8015

  Edinburgh, IN 46124

  	
   

  	
  Bartholomew

  	
   

  	
  Edinburg Premium Outlet

  	
   

  	
  DIRECTOR OF LEASE ADMINISTRATION & GENERAL
  COUNSEL

  EDINBURG PREMIUM OUTLET

  C/O CHELSEA PROPERTY GROUP, INC.

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  El Paseo Collection Promenade

  73-199 El Paseo, #A

  Palm Desert, CA 92260

  	
   

  	
  Riverside

  	
   

  	
  El Paseo Collection Promenade LLC

  	
   

  	
  EL PASEO COLLECTION PROMENADE LLC

  C/O CHURCHILL PACIFIC

  73-061 EL PASEO, SUITE 200

  PALM DESERT, CA 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  92260

   

  EL PASEO COLLECTION PROMENADE LLC

  C/O CHURCHILL MANAGEMENT GROUP

  5900 WILSHIRE BOULEVARD, SUITE 400

  LOS ANGELES, CA 90036

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Long Wharf

  49 Long Warf Mall #G

  Newport, RI 02840

  	
   

  	
  Newport

  	
   

  	
  Elmwal Associates, LLC

  	
   

  	
  STEPHEN R. LEWINSTEIN

  ELMWAL ASSOCIATES, LLC

  P.O. BOX 962003

  BOSTON, MA 02196

   

  DAVID J. TRACY, ESQ.

  HINCKLEY, ALLEN & SNYDER LLP

  50 KENNEDY PLAZA, 15TH FLOOR

  PROVIDENCE, RHODE ISLAND 02903

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Equinox Square

  365 Depot Rd., Ste. 1

  Manchester Center, VT  05255

  	
   

  	
  Bennington

  	
   

  	
  Equinox 101 Realty

  	
   

  	
  JOSEPH J. GIAMBOI

  EQUINOX 101 REALTY

  101 WEST 55TH STREET

  NEW YORK, NY 10019

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Waterford Commons

  915 Hartford Turnpike, #G-7

  Waterford, CT 06385

  	
   

  	
  New London

  	
   

  	
  Ert Australian Management, L.P.

  	
   

  	
  ERT AUSTRALIAN MANAGEMENT, L.P.

  420 LEXINGTON AVENUE

  7TH FLOOR

  NEW YORK, NY 10170

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Evergreen Walk

  200 Evergreen Wy., #240

  South Windsor, CT 06074

  	
   

  	
  Hartford

  	
   

  	
  Evergreen Walk Lifestyle Center, LLC

  	
   

  	
  PROPERTY ANALYSIS, SENIOR VICE PRESIDENT AND GENERAL
  COUNSEL

  EVERGREEN WALK LIFESTYLE CENTER, LLC

  INTERNATIONAL PLACE, TOWER 2, SUITE 850

  6410 POPLAR AVENUE

  MEMPHIS, TN 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield North County

  200 Via Rancho Pkwy, #125

  Escondido, CA 92025

  	
   

  	
  San Diego

  	
   

  	
  Ewh Escondido Associates, L.P.

  	
   

  	
  LEGAL DEPARTMENT

  EWH ESCONDIDO ASSOCIATES, L.P.

  11601 WILSHIRE BOULEVARD, 11TH FLOOR

  LOS ANGELES, CA

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Information of

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  90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Gilroy Premium Outlets

  8555 San Ysidro Ave., D-020

  Gilroy, CA 95020

  	
   

  	
  Santa Clara

  	
   

  	
  F/C Gilroy Development

  	
   

  	
  DIR. OF LEASE ADMIN. & GEN. COUNSEL

  F/C GILROY DEVELOPMENT

  CHELSEA PROPERTY GROUP

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lighthouse Place Premium Outlets

  413 Lighthouse Pl.

  Michigan City, IN
  46360

  	
   

  	
  Laporte

  	
   

  	
  F/C Michigan City Development LLC

  	
   

  	
  F/C MICHIGAN CITY DEVELOPMENT LLC

  C/O CHELSEA PROPERTY GROUP

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Waterloo Premium Outlets

  655 Rt. 318, #83

  Waterloo, NY 13165

  	
   

  	
  Seneca

  	
   

  	
  F/C Waterloo Development LLC

  	
   

  	
  LEASE ADMIN. AND GENERAL COUNSEL

  F/C WATERLOO DEVELOPMENT LLC

  C/O CHELSEA PROPERTY GROUP, INC.

  105 EISENHOWER PARKWAY

  ROSELAND, NJ 07068

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Fair Oaks

  11820l Fair Oaks Mall

  Fairfax, VA 22033

  	
   

  	
  Fairfax

  	
   

  	
  Fairfax Company Of Virginia, LLC

  	
   

  	
  LEASE ADMINISTRATION

  FAIRFAX COMPANY OF VIRGINIA, LLC

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  First & Main Blacksburg

  1460 South Main St., #130

  Blacksburg, VA 24060

  	
   

  	
  Montgomery

  	
   

  	
  Fairmount Nb Blacksburg LLC

  	
   

  	
  FAIRMOUNT NB BLACKSBURG LLC

  C/O FAIRMOUNT PROPERTIES

  2618 N. MORELAND BLVD.

  CLEVELAND, OH 44120

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Fashion Show Mall

  3200 Las Vegas Blvd. S,
  #1190

  Las Vegas, NV 89109

  	
   

  	
  Clark

  	
   

  	
  Fashion Show Mall

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  FASHION SHOW MALL

  C/O FASHION SHOW MALL, LLC

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Promenade Bolingbrook

  641 E. Boughton Rd., #140

  Bolingbrook, IL 60440

  	
   

  	
  Will

  	
   

  	
  Fc Janes Park, LLC

  	
   

  	
  FC JANES PARK, LLC

  TERMINAL TOWER

  50 PUBLIC SQUARE, SUITE 1360

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  First Colony Mall

  16535 Southwest Fwy., #1015

  Sugar Land, TX 77479

  	
   

  	
  Fort Bend

  	
   

  	
  First Colony Mall

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  FIRST COLONY MALL

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  C/O GGP-SUGARLAND MALL, L.P.

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Village Square At Dana Park

  1822
  S. Val Vista Dr., #106

  Mesa, AZ 85204

  	
   

  	
  Maricopa

  	
   

  	
  First Regent Of Arizona, LLC

  	
   

  	
  PROPERTY MANAGER

  FIRST REGENT OF ARIZONA, LLC

  1744 S. VAL VISTA, SUITE 204

  MESA, AZ 85204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Flatiron Crossing

  #1 W. Flatiron Cir., #2156

  Broomfield, CO 80021

  	
   

  	
  Broomfield

  	
   

  	
  Flatiron Holding, LLC

  	
   

  	
  MANAGEMENT OFFICE

  FLATIRON HOLDING, LLC

  SUITE 1083

  ONE WEST FLATIRON CIRCLE

  BROOMFIELD, CO 80021

   

  LEASING DEPARTMENT

  FLATIRON HOLDING, LLC

  11411 NORTH TATUM BOULEVARD

  PHOENIX, AZ 85028

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Forum On Peachtree Parkway

  5151 Peachtree Pkwy., #705

  Norcross, GA 30092

  	
   

  	
  Gwinnett

  	
   

  	
  Fourth Quarter Properties Xix

  	
   

  	
  CORPORATE SECRETARY

  FOURTH QUARTER PROPERTIES XIX

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE, SUITE 3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL-RETAIL

  COUSINS PROPERTIES INCORPORATED

  191 PEACHTREE STREET NE, SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Forum At Carlsbad

  1925 Calle Barcelona, #164

  Carlsbad, CA 92009

  	
   

  	
  San Diego

  	
   

  	
  Fourth Quarter Properties Xix, LLC

  	
   

  	
  S VP ASSET/MANAGEMENT

  FOURTH QUARTER PROPERTIES XIX, LLC

  45 ANSLEY DRIVE

  NEWNAN, GA 30263

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Fox River Mall

  4301 W. Wisconsin Ave.,
  #154

  Appleton, WI 54913

  	
   

  	
  Outagamie

  	
   

  	
  Fox River Shopping Center Llp

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  FOX RIVER SHOPPING CENTER LLP

  110 N. WACKER

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Freehold Raceway Mall

  3710 Rte. 9, #2810

  Freehold, NJ 07728

  	
   

  	
  Monmouth

  	
   

  	
  Freemall Associates, LLC

  	
   

  	
  CENTER MANAGER

  FREEMALL ASSOCIATES, LLC

  3710 ROUTE 9

  SUITE 1000

  FREEHOLD, NJ 07728

   

  LEGAL DEPARTMENT

  FREEMALL ASSOCIATES, LLC C/O MACERICH

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD, SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  San Francisco St. (Santa Fe)

  123 W. San Francisco St.

  Santa Fe, NM 87501

  	
   

  	
  Santa Fe

  	
   

  	
  G.E. Paris Building, LLC

  	
   

  	
  G.E. PARIS BUILDING, LLC

  123 WEST SAN FRANCISCO STREET

  SUITE 200

  SANTA FE, NM 87501

   

  G.E. PARIS BUILDING, LLC

  P.O. BOX 1627

  SANTA FE, NM 87501

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Gallatin Center

  1975 Cattail Dr., #A

  Bozeman, MT  59718

  	
   

  	
  Gallatin

  	
   

  	
  Gallatin Tr, L.P.

  	
   

  	
  GALLATIN TR, L.P.

  C/O TWIST REALTY

  2501 JOSEY LANE, SUITE 120

  CARROLLTON, TX 75006

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Uptown Gig Harbor

  4621 Point Fosdick Dr., Nw
  #100

  Gig Harbor, WA 98335

  	
   

  	
  Pierce

  	
   

  	
  Gateway Capital, LLC

  	
   

  	
  JOHN C. HOGAN, MANAGER

  GATEWAY CAPITAL, LLC

  5312 PACIFIC HIGHWAY EAST

  FIFE, WA 98424

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Village At Garden City Center

  35 Hillside Rd.

  Cranston, RI 02920

  	
   

  	
  Providence

  	
   

  	
  Gateway Woodside Properties, Inc.

  	
   

  	
  GATEWAY WOODSIDE PROPERTIES, INC.

  C/O TA ASSOCIATES REALTY, 28 STATE STREET

  10TH FLOOR

  BOSTON, MA 02109

   

  TA - GARDEN CITY SHOPPING CENTER

  100 MIDWAY RD., SUITE 14

  CRANSTON, RI 2920

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Natick Collection

  1245 Worcester Rd., # 2050

  Natick, MA 01760

  	
   

  	
  Middlesex

  	
   

  	
  General Growth Properties

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  GENERAL GROWTH PROPERTIES

  NATICK LIMITED PARTNERSHIP

  110 NORTH WACKER 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
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  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Park Place

  5870 E. Broadway Blvd. #230

  Tucson, AZ 85711

  	
   

  	
  Pima

  	
   

  	
  General Growth Properties

  	
   

  	
  CENTER MANAGER

  GENERAL GROWTH PROPERTIES

  2905 EAST SKYLINE DRIVE, SUITE 279

  TUCSON, AZ 85718

   

  C/O MACERICH COMPANY

  TWC TUCSON, LLC

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD, SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Woodlands Mall

  1201 Lake Woodlands Dr.,
  #1056

  The Woodlands, TX 77380

  	
   

  	
  Montgomery

  	
   

  	
  General Growth Properties

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  GENERAL GROWTH PROPERTIES

  C/O GGP-WOODLANDS, L.P.

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Genesee Valley Center

  4362
  Miller Rd., #E-2

  Flint, MI 48507

  	
   

  	
  Genesee

  	
   

  	
  Genesee Valley Partners, LP

  	
   

  	
  LEGAL DEPARTMENT/LEASING ATTORNEY

  GENESEE VALLEY PARTNERS, LP

  C/O JONES LANG LASALLE

  3424 PEACHTREE RD. NE, SUITE 400

  ATLANTA, GA 30326

   

  GENESEE VALLEY CENTER

  3341 SOUTH LINDEN ROAD

  FLINT, MI 48507

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Geneva Commons

  310 Commons Dr., #2090

  Geneva, IL 60134

  	
   

  	
  Kane

  	
   

  	
  Geneva Retail Company, LLC

  	
   

  	
  GENEVA COMMONS

  GENEVA RETAIL COMPANY, LLC

  C/O MID-AMERICA ASSET MANAGEMENT, INC.

  ONE PARKVIEW PLAZA, 9TH FLOOR

  OAKBROOK TERRACE, IL 60181

   

  RICHARD B. TRANTER, ESQ.

  THOMPSON HINE, LLP

  312 WALNUT, 14TH FLOOR

  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc 

  	
   

  	
  Columbiana Centre

  100 Columbiana Cr., #1048

  Columbia, SC  29212

  	
   

  	
  Lexington

  	
   

  	
  Ggp-Columbiana Trust

  	
   

  	
  LAW/LEASE ADMINISTRATION

  GGP-COLUMBIANA 

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  TRUST

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Maine Mall

  364 Maine Mall Rd. #W137

  South Portland, ME 04106

  	
   

  	
  Cumberland

  	
   

  	
  Ggp-Maine Mall L.L.C.

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  GGP-MAINE MALL L.L.C.

  110 N. WACKER DR.

  C/O GGP-MAINE MALL L.L.C.

  CHICAGO, IL 60606

   

  GENERAL MANAGER

  THE MAINE MALL

  364 MAINE MALL ROAD

  SOUTH PORTLAND, MAINE 4106

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Steeplegate

  270 Loudon Rd., #1161

  Concord, NH 03301

  	
   

  	
  Merrimack

  	
   

  	
  Ggp-Steeplegate, Inc.

  	
   

  	
  STEEPLEGATE MALL, LAW/LEASE ADMINISTRATION DEPARTMENT

  GGP-STEEPLEGATE, INC.

  C/O GGP-STEEPLEGATE, INC.

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Coeur D Alene Office

  751 West Hanley Avenue

  Coeur D Alene, ID
  83815

  	
   

  	
  Kootenai

  	
   

  	
  Glacier 751 Hanley LLC

  	
   

  	
  FOOTHILL SHADOWS, LLC

  5141 NORTH 40TH STREET,
  SUITE 500

  PHOENIX,
  AZ 85018

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Somerset Square

  140 Glastonbury Blvd., #10

  Glastonbury, CT 06033

  	
   

  	
  Hartford

  	
   

  	
  Glastonbury Somerset, LLC

  	
   

  	
  C/O THE HB NITKIN GROUP

  GLASTONBURY SOMERSET, LLC

  ONE FAWCETT PLACE

  GREENWICH, CT 06830

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Kingsgate Center

  8201 Quaker Ave., #118

  Lubbock, TX 79424

  	
   

  	
  Lubbock

  	
   

  	
  Gpf Lubbock Associates Limited Partnership

  	
   

  	
  GPF LUBBOCK ASSOCIATES LIMITED PARTNERSHIP

  P.O. BOX 65207

  LUBBOCK, TX 79464

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Southlands

  6240 S. Main St. #101

  Aurora, CO 80016

  	
   

  	
  Arapahoe

  	
   

  	
  Granite Southlands Town Center LLC

  	
   

  	
  GRANITE SOUTHLANDS TOWN CENTER LLC

  6155 S. MAIN ST., SUITE 260

  AURORA, CO 80016

   

  C/O BLACKROCK REALTY ADVISORS, INC.

  GRANITE SOUTHLANDS TOWN CENTER LLC

  300 CAMPUS DR., THIRD FLOOR

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  FLORHAM PARK, NJ 07032

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lakeside Shopping Center

  3301 Veterans Blvd., #39

  Metairie, LA 70002

  	
   

  	
  Jefferson

  	
   

  	
  Greater Lakeside Causeway Corp

  	
   

  	
  GREATER LAKESIDE CAUSEWAY CORP

  3301 VETERANS BLVD., SUITE 209

  METAIRIE, LA 70002

   

  GREATER LAKESIDE CAUSEWAY CORP.

  370 SEVENTH AVE., SUITE 618

  NEW YORK, NY 10001

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Green Oak Village Place

  9700 Village Place Blvd.

  Brighton, MI 48116

  	
   

  	
  Livingston

  	
   

  	
  Green Oak Village Place, LLC

  	
   

  	
  GREEN OAK VILLAGE PLACE, LLC

  ONE TOWNE SQUARE

  SUITE 1600

  SOUTHFIELD, MI 48076

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Greene

  68 Plum St.

  Beavercreek, OH 45440

  	
   

  	
  Greene

  	
   

  	
  Green Town Center LLC

  	
   

  	
  LEASE ADMINISTRATION

  GREEN TOWN CENTER LLC

  C/O STEINER & ASSOCIATES, INC.

  4016 TOWNSFAIR WAY, SUITE 201

  COLUMBUS, OH 43219

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Greenway Station

  1620 Deming Wy., #102

  Middleton, WI 53562

  	
   

  	
  Dane

  	
   

  	
  Greenway Station Spe, LLC

  	
   

  	
  C/O RED DEVELOPMENT

  GREENWAY STATION SPE, LLC

  6263 N. SCOTTSDALE ROAD, SUITE 330

  SCOTTSDALE, AZ 85250

   

  GENERAL COUNSEL

  GREENWAY STATION SPE, LLC

  4717 CENTRAL

  KANSAS CITY, MO 64112

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Kercheval Place

  17010 Kercheval Ave.

  Grosse Pointe, MI 48230

  	
   

  	
  Wayne

  	
   

  	
  Grosse Point St. Clair Associates, LLC

  	
   

  	
  GROSSE POINT ST. CLAIR ASSOCIATES, LLC

  100 RIVER PLACE DRIVE

  DETROIT, MI 48207

   

  HOWARD N. LUCKOFF, ESQ.

  HONIGMAN MILLER SCHWARTZ AND COHN LLP

  2290 FIRST NATIONAL BUILDING

  DETROIT, MI 48226

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prime Outlets At Grove City

  1911 Leesburg Grove City Rd., 

  	
   

  	
  Mercer

  	
   

  	
  Grove City Factory Shops Limited 

  	
   

  	
  OFFICE OF THE GENERAL COUNSEL

  

 

 

	
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  Information of

  Lessor

  
	
   

  	
   

  	
  #1265

  Grove City, PA 16127

  	
   

  	
   

  	
   

  	
  Partnership

  	
   

  	
  GROVE CITY FACTORY SHOPS LIMITED PARTNERSHIP

  C/O PRIME RETAIL PROPERTY MANAGEMENT, LLC

  217 E. REDWOOD STREET, 20 FLOOR

  BALTIMORE, MD 21202

   

  LEASE ADMINISTRATION

  GROVE CITY FACTORY SHOPS LIMITED PARTNERSHIP

  GROVE CITY FACTORY SHOPS LIMITED PARTNERSHIP

  C/O THE LIGHTSTONE GROUP

  326 THIRD STREET

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Heritage Square

  7135 Heritage Square Dr., #330

  Granger, IN 46530

  	
   

  	
  St. Joseph

  	
   

  	
  Gumwood Hp Shopping Partners, L.P.

  	
   

  	
  SENIOR LEGAL

  GUMWOOD HP SHOPPING PARTNERS, L.P.

  227 S. MAIN STREET, SUITE 300

  SOUTH BEND, IN 46601

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Hamilton Town Center

  13976 Town Center Blvd., #100

  Noblesville, IN 46060

  	
   

  	
  Hamilton

  	
   

  	
  Hamilton Town Center, LLC

  Hamilton Town Center, LLC

  	
   

  	
  HAMILTON TOWN CENTER, LLC

  HAMILTON TOWN CENTER, LLC

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Branson Landing

  1005 Branson Landing Blvd.

  Branson, MO 65616

  	
   

  	
  Taney

  	
   

  	
  Hcw Private Development, LLC

  	
   

  	
  ASSET MANAGER C/O HCW, LLC

  HCW PRIVATE DEVELOPMENT, LLC

  RE: BRANSON LANDING

  3027 WEST HIGHWAY 76, SUITE B

  BRANSON, MO 65616

   

  GENERAL COUNSEL RE: BRANSON LANDING

  GENERAL GROWTH MANAGEMENT, INC.

  110 N. WACKER DRIVE

  

 

 

	
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  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Highland Village Shopping Center

  4050 Westheimer Rd.

  Houston, TX 77027

  	
   

  	
  Harris

  	
   

  	
  Highland Village, LP

  	
   

  	
  HIGHLAND VILLAGE, LP

  1400 POST OAK BOULEVARD

  SUITE 850

  HOUSTON, TX 77056

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Highland Village

  4041 Waller Creek, #180

  Highland Village, TX 75077

  	
   

  	
  Denton

  	
   

  	
  Highland Village, LP

  	
   

  	
  HIGHLAND VILLAGE, LP

  4055 WESTHEIMER

  HOUSTON, TX 77027

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Hill Country Galleria

  12912 Hill Country Blvd., #G120

  Bee Cave, TX 78738

  	
   

  	
  Travis

  	
   

  	
  Hill Country Galleria, L.P.

  	
   

  	
  VICE PRESIDENT

  HILL COUNTRY GALLERIA, L.P.

  BARTON OAKS V, SUITE 250

  901 S. MOPAC EXPRESSWAY

  AUSTIN, TX 78746

   

  LEGAL DEPARTMENT

  OPUS WEST CORPORATION

  2555 E. CAMELBACK ROAD, SUITE 800

  PHOENIX, AZ 85106

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westview Promenade

  5265 Buckeystown Pike

  Frederick, MD 21703

  	
   

  	
  Frederick

  	
   

  	
  Hill Management Service,

  	
   

  	
  HILL MANAGEMENT SERVICE,

  9640 DEERECO RD.

  TIMONIUM, MD 21093

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Biltmore Village

  10 Brook St., #130

  Asheville, NC 28803

  	
   

  	
  Buncombe

  	
   

  	
  Historic Biltmore Village, LLC

  	
   

  	
  HISTORIC BILTMORE VILLAGE, LLC

  C/O HILL PARTNERS, INC.

  101 W. WORTHINGTON AVENUE, SUITE 204

  CHARLOTTE, NC 28203

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Oxmoor Center

  7900 Shelbyville Rd., #B-3

  Louisville, KY 40222

  	
   

  	
  Jefferson

  	
   

  	
  Hocker Oxmoor LLC

  	
   

  	
  HOCKER OXMOOR LLC

  7900 SHELBYVILLE ROAD

  LOUISVILLE, KY 40202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Alamo Quarry Market

  255 E. Basse, #1014

  San Antonio, TX 78209

  	
   

  	
  Bexar

  	
   

  	
  Holdings, LLC

  	
   

  	
  EXECUTIVE VICE PRESIDENT

  HOLDINGS, LLC

  3300 ENTERPRISE PARKWAY

  BEACHWOOD, OH 44122

   

  GENERAL COUNSEL

  DDR DB STONE OAK LP

  C/O DEVELOPERS DIVERSIFIED REALTY CORPORATION

  3300 ENTERPRISE PARKWAY

  

 

 

	
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  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  BEACHWOOD, OH 44122

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Holyoke Mall At Ingleside

  50 Holyoke St., #358

  Holyoke, MA 01040

  	
   

  	
  Hampden

  	
   

  	
  Holyoke Mall Company Lp

  	
   

  	
  MANAGEMENT DIVISION

  HOLYOKE MALL COMPANY LP

  THE CLINTON EXCHANGE

  FOUR CLINTON SQUARE

  SYRACUSE, NY 13202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  First & Main (Hudson)

  112 First St.

  Hudson, OH 44236

  	
   

  	
  Summit

  	
   

  	
  Hudson Village Development Company, Ltd

  	
   

  	
  ADAM FISHMAN

  HUDSON VILLAGE DEVELOPMENT COMPANY, LTD

  C/O FAIRMOUNT PROPERTIES

  2618 N. MORELAND

  CLEVELAND, OH 44120

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Abq Uptown

  2240 Q St.Ne, #A

  Albuquerque, NM 87110

  	
   

  	
  Bernalillo

  	
   

  	
  Hunt Uptown, LLC

  	
   

  	
  RANDY BOGGS

  HUNT UPTOWN, LLC

  4401 NORTH MESA, SUITE 201

  COVENTRY PARK WEST

  EL PASO, TX 79908

   

  MARY-JO GRIFFIN, CPM

  GRUBB & ELLIS/NEW MEXICO

  2424 LOUISIANA BLVD., N.E., SUITE 300

  ALBUQUERQUE, NEW MEXICO 87110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Hunt Valley Towne Center

  118 Shawan Rd. #F

  Hunt Valley, MD 21030

  	
   

  	
  Baltimore

  	
   

  	
  Hunt Valleytowne Centre, LLC

  	
   

  	
  BRIAN GIBBONS

  HUNT VALLEYTOWNE CENTRE, LLC

  10096 RED RUN BOULEVARD, SUITE, 100

  OWINGS MILLS, MD 21117

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Bridge Street Town Centre

  340 The Bridge Street, #148

  Huntsville, AL 35806

  	
   

  	
  Madison

  	
   

  	
  Huntsville Shores, LLC

  	
   

  	
  HUNTSVILLE SHORES, LLC

  9247 ALDEN DRIVE

  BEVERLY HILLS, CA 90210

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Grand Prairie

  5201 W. War Memorial Dr., #260

  Peoria, IL 61615

  	
   

  	
  Peoria

  	
   

  	
  Imi Grand Prairie, LLC

  	
   

  	
  IMI GRAND PRAIRIE, LLC

  5201 W. WAR MEMORIAL DR., SUITE 322

  PEORIA, IL 61615

   

  BRUCE HOPKINS, ESQ.

  THOMPSON HINE LLP

  1920 N. STREET, N.W.

  WASHINGTON, DC 

  

 

 

	
  Lessee

  	
   

  	
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  20036

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Jefferson Pointe

  4130 W. Jefferson Blvd., #I-4

  Ft. Wayne, IN 46804

  	
   

  	
  Allen

  	
   

  	
  Imi Jefferson Pointe, LLC

  	
   

  	
  C/O MILLER CAPITAL ADVISORY

  IMI JEFFERSON POINTE, LLC

  5750 OLD ORCHARD ROAD

  SUITE 400

  SKOKIE, IL 60077

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mount Pleasant Town Center

  1242 Belk Dr.

  Mount Pleasant, SC 29464

  	
   

  	
  Charleston

  	
   

  	
  Imi Mount Pleasant LLC

  	
   

  	
  PAUL ANDREWS, CFO

  IMI MOUNT PLEASANT LLC

  C/O MADISON MARQUETTE

  2001 PENNSYLVANIA AV., N.W., 10TH FLOOR

  WASHINGTON, DC 20036

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Streets Of Indian Lake

  300 Indian Lake Blvd., Bldg. C #100

  Hendersonville, TN 37075

  	
   

  	
  Sumner

  	
   

  	
  Indian Lake Specialty Center, LLC

  	
   

  	
  INDIAN LAKE SPECIALTY CENTER, LLC

  CONTINENTAL REAL ESTATE COMPANIES

  150 EAST BROAD STREET, SUITE 800

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Streets Of Cranberry

  20430 Rte. 19, #110

  Cranberry Township, PA 16066

  	
   

  	
  Butler

  	
   

  	
  Inland American Cranberry Specialty, LP

  	
   

  	
  DONNA BEGIN

  INLAND AMERICAN CRANBERRY SPECIALTY, LP

  INLAND AMERICAN RETAIL MANAGEMENT, LLC/BLDG. #44618

  622 GEORGE WASHINGTON HWY

  LINCOLN, RI 02865

   

  V.P.- ROBERT LEAHY

  INLAND AMERICAN RETAIL MANAGEMENT, LLC/BLDG. #44618

  2901 BUTTERFIELD ROAD

  CC: SYLVIA KRAJNA, SR. PROPERTY MANAGER

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Gateway

  30 S. Rio Grande St.

  Salt Lake City, UT 84101

  	
   

  	
  Salt Lake

  	
   

  	
  Inland Southwest Management LLC

  	
   

  	
  SCOTT BENNETT

  INLAND SOUTHWEST MANAGEMENT LLC

  18 N. RIO GRANDE STREET

  SALT LAKE CITY, UT 84101

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  INLAND SOUTHWEST MANAGEMENT

  2910 BUTTERFIELD ROAD

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Eastwood Towne Center

  3030 Towne Centre Blvd.

  Lansing, MI 48912

  	
   

  	
  Eaton

  	
   

  	
  Inland Western Lansing Eastwood, LLC

  	
   

  	
  BRADLEY WICK

  INLAND WESTERN LANSING EASTWOOD, LLC

  3003 PREYDE BLVD.

  LANSING, MI 48912

   

  INLAND WESTERN LANSING EASTWOOD, LLC

  2901 BUTTERFIELD ROAD

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Central Texas Marketplace

  2428 West Loop 340, #5

  Waco, TX 76711

  	
   

  	
  Mclennan

  	
   

  	
  Inland Western Waco Central Lp

  	
   

  	
  INLAND WESTERN WACO CENTRAL LP

  2901 BUTTERFIELD ROAD

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Trails Shopping Center

  340 N. Nova Rd.

  Ormond Beach, FL 32174

  	
   

  	
  Volusia

  	
   

  	
  J-6 Land Partners, Ltd.

  	
   

  	
  J-6 LAND PARTNERS, LTD.

  C/O THE JAFFE CORPORATION

  300 NORTH NOVA ROAD

  ORMOND BEACH, FL 32174

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Inc

  	
   

  	
  Storage Space

  41000 Mcghee Road, Suite D

  Kootenai, Id 83840

  	
   

  	
  Bonner

  	
   

  	
  Jd Lumber Inc.

  	
   

  	
  JD LUMBER, INC.

  PO BOX 55

  PRIEST RIVER, ID 83856

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Champions Forest Plaza

  5444 F.M. 1960 W.

  Houston, TX 77069

  	
   

  	
  Harris

  	
   

  	
  Jim R. Smith

  	
   

  	
  JIM R. SMITH

  4055 WESTHEIMER

  HOUSTON, TX 77027

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Jordan Creek Town Center

  101 Jordan Creek Pkwy., #11130

  West Des Moines, IA 50266

  	
   

  	
  Dallas

  	
   

  	
  Jordan Creek Town Center

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  JORDAN CREEK TOWN CENTER

  C/O GGP JORDAN CREEK LLC

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Orchard

  8619 Clinton St.

  New Hartford, NY 13413

  	
   

  	
  Oneida

  	
   

  	
  Judd Development Group, LLC

  	
   

  	
  JOE GOETHE

  JUDD DEVELOPMENT GROUP, LLC

  6007 FAIR LAKES ROAD, SUITE 100

  EAST SYRACUSE, NY 13057

   

  GENERAL COUNSEL

  CAMERON GROUP LLC

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
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  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  6007 FAIR LAKES ROAD, SUITE 100

  EAST SYRACUSE, NY 13057

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Crossroads

  6650 S. Westnedge, #127

  Portage, MI 49024

  	
   

  	
  Kalamazoo

  	
   

  	
  Kalamazoo Mall L.L.C.

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  KALAMAZOO MALL L.L.C.

  THE CROSSROADS MALL, C/O KALAMAZOO MALL L.L.C.

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Kent Station

  438 Ramsay Way, #101

  Kent, WA 98032

  	
   

  	
  King

  	
   

  	
  Kent Station, L.L.C.

  	
   

  	
  KENT STATION, L.L.C.

  C/O TARRAGON DEVELOPMENT COMPANY

  1000 2ND AVENUE, SUITE 3200

  SEATTLE, WA 98104

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Galleria At Ft. Lauderdale

  2514 E. Sunrise Blvd.

  Ft. Lauderdale, FL 33304

  	
   

  	
  Broward

  	
   

  	
  Keystone-Florida Property Holding Corporation

  	
   

  	
  KEYSTONE-FLORIDA PROPERTY HOLDING CORPORATION

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Court At King Of Prussia

  690 West Dekalb Pike #1060

  King Of Prussia, PA 19406

  	
   

  	
  Montgomery

  	
   

  	
  King Of Prussia Associates

  	
   

  	
  KING OF PRUSSIA ASSOCIATES

  P.O. BOX 1528

  KING OF PRUSSIA, PA 19406

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lacenterra At Cinco Ranch

  23501 Cinco Ranch Blvd., #B-130

  Katy, TX 77494

  	
   

  	
  Fort Bend

  	
   

  	
  Lacenterra At Cinco Ranch, L.P.

  	
   

  	
  PRESIDENT

  LACENTERRA AT CINCO RANCH, L.P.

  C/O VISTA MANAGEMENT COMPANY

  1117 ELDRIDGE PARKWAY

  HOUSTON, TX 77077

   

  LOUIS E. SILVER

  SCHLANGLER, SILVER, BARG & PAINE, LLP

  109 N. POST OAK LANE, SUITE 300

  HOUSTON, TX 77024

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops On Lane Avenue

  1659 W. Lane Ave.

  Upper Arlington, OH 43221

  	
   

  	
  Franklin

  	
   

  	
  Lane Avenue 450 LLC

  	
   

  	
  LEASE ADMINISTRATION

  LANE AVENUE 450 LLC

  C/O STEINER & ASSOCIATES, LLC

  4016 TOWNSFAIR WAY, SUITE 201

  COLUMBUS, OH 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  43219

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Laurel Park Place

  37580 W. Six Mile Rd.

  Livonia, MI 48152

  	
   

  	
  Wayne

  	
   

  	
  Laurel Park Retail Properties LLC

  	
   

  	
  C/O CBL & ASSOCIATES
  MANAGEMENT, INC.

  LAUREL PARK RETAIL PROPERTIES LLC

  CBL CENTER, SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Hamilton Corner

  2115 Gun Barrel Rd., #J

  Chattanooga, TN 37421

  	
   

  	
  Hamilton

  	
   

  	
  Lebcon Associates

  	
   

  	
  CBL & ASSOCIATES
  MANAGEMENT, INC.

  LEBCON ASSOCIATES

  CBL CENTER, SUITE 500

  2030 HAMILTON PLACE BOULEVARD

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Legacy Village

  25313 Cedar Rd.

  Lyndhurst, Oh 44124

  	
   

  	
  Cuyahoga

  	
   

  	
  Legacy Village Investors, LLC

  	
   

  	
  LEGACY VILLAGE INVESTORS, LLC

  C/O FIRST INTERSTATE PROPERTIES, LTD.

  LEGACY VILLAGE, 25333 CEDAR ROAD, SUITE 300

  LYNDHURST, OH 44124

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lehigh Valley Mall

  905 Lehigh Lifestyle Center, Ste. 1306

  Whitehall, PA 18052

  	
   

  	
  Lehigh

  	
   

  	
  Lehigh Valley Associates C/O Kravco Simon Company

  	
   

  	
  LEGAL DEPARTMENT

  LEHIGH VALLEY ASSOCIATES C/O KRAVCO SIMON COMPANY

  P.O. BOX 1528

  234 MALL BOULEVARD

  KING OF PRUSSIA, PA 19406

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  New York Condominium Unit

  11 E 29th St, Unit 23c

  New York, NY 10016

  	
   

  	
  New York

  	
   

  	
  Leonld Seylanov & Olga Kapustina

  	
   

  	
  LEONLD SEYLANOV & OLGA KAPUSTINA

  601 SURF AVENUE #3F

  BROOKLYN, NY 11224

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Town Center At Levis Commons

  3110 Levis Commons Blvd.

  Perrysburg, OH 43551

  	
   

  	
  Wood

  	
   

  	
  Levis Commons, LLC

  	
   

  	
  LEVIS COMMONS, LLC

  C/O HILL PARTNERS, INC.

  101 W. WORTHINGTON AVENUE, SUITE 204

  CHARLOTTE, NC 28203

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Fayette Mall

  3401 Nicholasville Rd., #C-328

  Lexington, KY 40503

  	
   

  	
  Fayette

  	
   

  	
  Lexington Joint Venture

  	
   

  	
  LEXINGTON JOINT VENTURE

  CBL & ASSOCIATES MANAGEMENT, INC.

  2030 HAMILTON PLACE BLVD., STE.

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  500

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Promenade At Chenal

  17809 Chenal Pkwy #G-111

  Little Rock, AR 72223

  	
   

  	
  Pulaski

  	
   

  	
  Little Rock Development Company

  	
   

  	
  GENERAL COUNSEL

  LITTLE ROCK DEVELOPMENT COMPANY

  C/O RED DEVELOPMENT

  4717 CENTRAL

  KANSAS CITY, MO 64112

   

  DIRECTOR OF LEGAL/LEASING

  LITTLE ROCK DEVELOPMENT COMPANY

  C/O RED DEVELOPMENT

  6263 N. SCOTTSDALE ROAD, SUITE 330

  SCOTTSDALE, AZ 85250

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Market Commons

  3081 Howard Ave

  Myrtle Beach, SC 29577

  	
   

  	
  Horry

  	
   

  	
  Luk-Mb1, LLC

  	
   

  	
  DANIEL T. MCCAFFERY

  LUK-MB1, LLC

  C/O MCCAFFERY INTERESTS, INC.

  875 NORTH MICHIGAN AVENUE, SUITE 1800

  CHICAGO, IL 60611

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prime Outlets St. Augustine

  500 Prime Outlets Blvd., #1000

  St. Augustine, FL 32084

  	
   

  	
  Saint Johns

  	
   

  	
  Lvp St. Augustine Outlets LLC

  	
   

  	
  C/O PRIME RETAIL PROPERTY MANAGEMENT, LLC

  LVP ST. AUGUSTINE OUTLETS LLC

  217 E. REDWOOD ST., 20TH FLOOR

  ATTN: OFFICE OF THE GENERAL COUNSEL

  BALTIMORE, MD 21202

   

  C/O THE LIGHTSTONE GROUP

  LVP ST. AUGUSTINE OUTLETS LLC

  326 THIRD STREET

  ATTN: LEASE ADMINISTRATION

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Legacy Village At Spring Hill

  9 Du Rhu Dr., #390

  Mobile, AL 36608

  	
   

  	
  Mobile

  	
   

  	
  Lvrc, LLC

  	
   

  	
  LVRC, LLC

  P.O. BOX 160306

  MOBILE, AL 36616

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Macarthur Center

  300 Monticello Ave., #284

  Norfolk, VA  23510

  	
   

  	
  Norfolk City

  	
   

  	
  Macarthur Shopping Center LLC

  	
   

  	
  MACARTHUR SHOPPING CENTER LLC

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD HILLS, 

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Carmel Plaza

  Ocean Ave. At Mission St., #101

  Carmel, CA 93921

  	
   

  	
  Monterey

  	
   

  	
  Macerich Carmel Lp

  	
   

  	
  LEGAL DEPARTMENT

  MACERICH CARMEL LP

  401 WILSHIRE BOULEVARD, SUITE 700

  P.O. BOX 2172

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Broadway Plaza

  1280 Broadway Plaza, #A75

  Walnut Creek, CA 94596

  	
   

  	
  Contra Costa

  	
   

  	
  Macerich Northwestern Associates

  	
   

  	
  CENTER MANAGER

  MACERICH NORTHWESTERN ASSOCIATES

  1275 BROADWAY PLAZA

  WALNUT CREEK, CA 94596

   

  LEGAL DEPARTMENT

  MACERICH NORTHWESTERN ASSOCIATES

  C/O MACERICH COMPANY

  P.O. BOX 2172 401

  WILSHIRE BLVD., STE. 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Oaks

  512 W. Hillcrest Dr.

  Thousand Oaks, CA 91360

  	
   

  	
  Ventura

  	
   

  	
  Macerich Oaks LLC

  	
   

  	
  CENTER MANAGER

  MACERICH OAKS LLC

  MANAGEMENT OFFICE

  222 WEST HILLCREST DRIVE

  THOUSAND OAKS, CA 91360

   

  LEGAL DEPARTMENT

  MACERICH OAKS LLC C/O MACERICH COMPANY

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD, SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Rimrock Mall

  316 24th St. West

  Billings, MT 59102

  	
   

  	
  Yellowstone

  	
   

  	
  Macerich Rimrock Lp

  	
   

  	
  CENTER MANAGER

  MACERICH RIMROCK LP

  MANAGEMENT OFFICE

  300 SOUTH 24TH STREET

  BILLINGS, MT 59102

   

  LEGAL DEPARTMENT

  MACERICH

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  RIMROCK LP

  C/O MACERICH COMPANY

  401 WILSHIRE BOULEVARD, SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Twenty Ninth Street

  1810 29th St., #1028

  Boulder, CO 80301

  	
   

  	
  Boulder

  	
   

  	
  Macerich Twenty Ninth Street LLC

  	
   

  	
  LEGAL DEPARTMENT

  MACERICH TWENTY NINTH STREET LLC

  401 WILSHIRE BOULEVARD

  SUITE 700

  SANTA MONICA, CA 90401

   

  MACERICH TWENTY NINTH STREET LLC

  TWENTY NINTH STREET

  1710 29TH STREET, SUITE

  BOULDER, CO 80301

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Village At Vin

  3401 Dale Rd. #W5

  Modesto, CA 95356

  	
   

  	
  Stanislaus

  	
   

  	
  Macerich Vintage Faire Limited Partnership

  	
   

  	
  CENTER MANAGER

  MACERICH VINTAGE FAIRE LIMITED PARTNERSHIP

  3401 DALE ROAD, SUITE 483

  MODESTO, CA 95356

   

  LEGAL DEPARTMENT

  MACERICH VINTAGE FAIRE LIMITED PARTNERSHIP C/O MACERICH

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD, SUITE 700

  SANTA MONICA, CALIFORNIA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Main Place

  2800 N. Main St., #280

  Santa Ana, CA 92705

  	
   

  	
  Orange

  	
   

  	
  Mainplace Shoppingtown LLC

  	
   

  	
  LEGAL DEPARTMENT

  MAINPLACE SHOPPINGTOWN LLC

  111601 WILSHIRE BOULEVARD, 11TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Solomon Pond Mall

  601 Donald Lynch Blvd., #S114a

  Marlborough, MA 01752

  	
   

  	
  Middlesex

  	
   

  	
  Mall At Solomon Pond, LLC

  	
   

  	
  MALL AT SOLOMON POND, LLC

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mall At Turtle Creek

  3000 E. Highland Dr., #503

  Jonesboro, AR 72401

  	
   

  	
  Craighead

  	
   

  	
  Mall At Turtle Creek LLC

  	
   

  	
  MALL AT TURTLE CREEK LLC

  DAVID HOCKER & ASSOCIATES, INC.

  1901 FREDERICA STREET

  OWENSBORO, KY 42301

   

  MALL OFFICE

  MALL AT TURTLE CREEK

  3000 EAST HIGHLAND DRIVE

  SUITE 200

  JONESBORO, AR 72401

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mall Of Georgia

  3333 Buford Drive, #Vb01a

  Buford, GA 30519

  	
   

  	
  Gwinnett

  	
   

  	
  Mall Of Georgia, LLC

  	
   

  	
  MALL OF GEORGIA, LLC

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Colonial University Village

  1627-30 Opelika Rd.

  Auburn, AL 36830

  	
   

  	
  Lee

  	
   

  	
  Marelda University Village Mall LLC

  	
   

  	
  MALL MANAGER

  MARELDA UNIVERSITY VILLAGE MALL LLC

  C/O MALL MANAGEMENT OFFICE

  1627-53 OPELIKA ROAD

  AUBURN, AL 36830

   

  THOMAS MAIRA

  MARELDA UNIVERSITY VILLAGE MALL, LLC C/O BABCOCK AND BROWN

  1 DAG HAMMARSKJOLD PLAZA

  889 SECOND AVE., 49TH FLOOR

  NEW YORK, NY 10017

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Courtyard At Market Place

  2000 N. Neil St., #104

  Champaign, IL 61820

  	
   

  	
  Champaign

  	
   

  	
  Market Place Shopping Center 11

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  MARKET PLACE SHOPPING CENTER 11

  CHAMPAIGN MARKET PLACE L.L.C

  110 N. WACKER DRIVE.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mashpee Commons

  5 North St.

  	
   

  	
  Barnstable

  	
   

  	
  Mashpee Commons Limited Partnership

  	
   

  	
  MASHPEE COMMONS LIMITED 

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
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  Lessor

  	
   

  	
  Contact

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  Lessor

  
	
   

  	
   

  	
  Mashpee, MA 02649

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  PARTNERSHIP

  C/O MASHPEE COMMONS

  P.O. BOX 1530

  MASHPEE, MA 02649

   

  MATHEW E. EPSTEIN, ESQ.

  GOULSTON & STORRS, P.C.

  400 ATLANTIC AVENUE

  BOSTON, MA 02110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mayfair Mall

  2500 N. Mayfair Rd.

  Wauwatosa, WI 53226

  	
   

  	
  Milwaukee

  	
   

  	
  Mayfair Mall

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  MAYFAIR MALL

  C/O MAYFAIR PROPERTY INC.

  110 NORTH WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mayfaire Town Center

  6849 Main St.

  Wilmington, NC 28405

  	
   

  	
  New Hanover

  	
   

  	
  Mayfaire Retail, LLC

  	
   

  	
  MAYFAIRE RETAIL, LLC

  P.O. BOX 12830

  WILMINGTON, NC 28405

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lakeport Commons

  5001 Sergeant Rd., #220

  Sioux City, IA 51101

  	
   

  	
  Woodbury

  	
   

  	
  Mb Sioux City Lakeport, LLC

  	
   

  	
  SARAH SHEARN

  MB SIOUX CITY LAKEPORT, LLC

  INLAND AMERICAN RETAIL MANAGEMENT, LLC/BLDG. #44616

  2901 BUTTERFIELD ROAD

  OAK BROOK, IL 60523

   

  VICE PRESIDENT

  INLAND AMERICAN RETAIL MANAGEMENT, LLC/BLDG. #44616

  2901 BUTTERFIELD ROAD

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Oakway Center

  3 Oakway Center

  Eugene, OR 97401

  	
   

  	
  Lane

  	
   

  	
  Mckay Investment Company, LLC

  	
   

  	
  MCKAY INVESTMENT COMPANY, LLC

  2350 OAKMONT WAY, SUITE 204

  EUGENE, OR 97401

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Village Of Rochester Hills

  364 N. Adams Rd.

  Rochester Hills, MI 48309

  	
   

  	
  Oakland

  	
   

  	
  Meadowbrook Associates, LLC

  	
   

  	
  MEADOWBROOK ASSOCIATES, LLC

  350 N. OLD WOODWARD AVENUE

  SUITE 300

  BIRMINGHAM, MI 48009

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Metropolis

  2539 Futura Park Wy., #J100

  Plainfield, IN 46168

  	
   

  	
  Hendricks

  	
   

  	
  Metropolis, LLC

  	
   

  	
  PROPERTY MANAGER

  METROPOLIS, LLC

  C/O PREMIER 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  PROPERTIES USA, INC.

  5252 E. 82ND STREET, SUITE 300

  INDIANAPOLIS, IN 46250

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Kirkwood Mall

  815 Kirkwood Mall

  Bismark, ND 58504

  	
   

  	
  Burleigh

  	
   

  	
  Metropolitan Life Insurance Company

  	
   

  	
  MALL MANAGEMENT OFFICE, MALL MANAGER

  METROPOLITAN LIFE INSURANCE COMPANY

  C/O URBAN RETAIL PROPERTIES

  706 KIRKWOOD MALL

  BISMARCK, ND 58504

   

  GENERAL COUNSEL

  URBAN RETAIL PROPERTIES COMPANY

  900 NORTH MICHIGAN AVENUE

  CHICAGO, ILLINOIS 60611

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  5th Ave. & Pine St. (Seattle)

  1511 5th Ave.

  Seattle, WA 98101

  	
   

  	
  King

  	
   

  	
  Metzler North America

  	
   

  	
  METZLER NORTH AMERICA

  700 FIFTH AVE., 61ST FLOOR

  SEATTLE, WA 98104

   

  JOHN PARKER

  KENNEDY ASSOCIATES

  1215 FOURTH AVENUE

  2400 FINANCIAL CENTER BLDG.

  SEATTLE, WA 98161

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Park West Centre

  201 S. Mt. Auburn

  Cape Girardeau, MO 63703

  	
   

  	
  Cape Girardeau

  	
   

  	
  Midamerica Hotels Corporation

  	
   

  	
  MIDAMERICA HOTELS CORPORATION

  105 SOUTH MT. AUBORN ROAD

  P.O. BOX 1570

  CAPE GIRARDEAU, MO 63702

   

  ROGER HERMAN, ESQ.

  ROSENBLUM, GOLDENHERSH, SILVERSTEIN & ZAFT, P.C.

  7733 FORSYTH BLVD. - 4TH FLOOR

  ST. LOUIS, MO 63105

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Mission Viejo

  482 The Shops At Mission Viejo

  Mission Viejo, CA 92691

  	
   

  	
  Orange

  	
   

  	
  Mission Viejo Associates, L.P.

  	
   

  	
  MISSION VIEJO ASSOCIATES, L.P.

  C/O SIMON PROPERTY GROUP

  225 W. 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  WASHINGTON

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mall Of New Hampshire

  1500 S. Willow St., #S161a

  Manchester, NH 03103

  	
   

  	
  Hillsborough

  	
   

  	
  Mnh Mall, L.L.C.

  	
   

  	
  MNH MALL, L.L.C.

  C/O M. S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mall Of America

  166 South Avenue

  Bloomington, MN 55425

  	
   

  	
  Hennepin

  	
   

  	
  Moac Mall Holdings LLC

  	
   

  	
  MOAC MALL HOLDINGS LLC

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Montgomery Village

  720 Farmers Ln.

  Santa Rosa, CA 95405

  	
   

  	
  Sonoma

  	
   

  	
  Montgomery Village Limited Partnership

  	
   

  	
  DAVID CODDING

  MONTGOMERY VILLAGE LIMITED PARTNERSHIP

  911 VILLAGE COURT

  SANTA ROSA, CA 95405

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Montgomery Village

  728 Farmers Ln.

  Santa Rosa, CA 95405

  	
   

  	
  Sonoma

  	
   

  	
  Montgomery Village Limited Partnership

  	
   

  	
  DAVID CODDING

  MONTGOMERY VILLAGE LIMITED PARTNERSHIP

  911 VILLAGE COURT

  SANTA ROSA, CA 95405

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater creek US Inc.

  	
   

  	
  The Streets of new milford

  new milford, ct 06776

  	
   

  	
  Litchfield

  	
   

  	
  new milford specialty center, llc

  	
   

  	
  NEW MILFORD SPECIALTY CENTER, LLC

  C/O CONTINENTAL REAL ESTATE COMPANIES

  150 EAST BROAD STREET, SUITE 800

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Arrowhead Towne Center

  7700 W. Arrowhead Towne Center, #1097

  Glendale, AZ 85308

  	
   

  	
  Maricopa

  	
   

  	
  New River Associates

  	
   

  	
  LEASE ADMINISTRATION

  NEW RIVER ASSOCIATES

  C/O STEINER PROPERTIES, LLC

  4200 REGENT STREET, SUITE 210

  COLUMBUS, OH 43219

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops At Norterra

  2460 West Happy Valley Rd., #1161

  Phoenix, AZ 85085

  	
   

  	
  Maricopa

  	
   

  	
  Norterra West, LLC

  	
   

  	
  NORTERRA WEST, LLC

  C/O RED DEVELOPMENT

  6263 N. SCOTTSDALE ROAD, SUITE 330

  SCOTTSDALE, AZ 85250

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Northbrook Court

  2188 Northbrook Ct.

  	
   

  	
  Cook

  	
   

  	
  Northbrook Court

  	
   

  	
  LAW/LEASE ADMINISTRATION

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
  Northbrook, IL 60062

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  DEPARTMENT

  NORTHBROOK COURT

  C/O WESTCOAST ESTATES

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Northpark Center

  8687 North Central Expwy., #1206

  Dallas, TX 75225

  	
   

  	
  Dallas

  	
   

  	
  Northpark Partners, LP

  	
   

  	
  NORTHPARK PARTNERS, LP

  8080 NORTH CENTRAL EXPRESSWAY

  SUITE 1100

  DALLAS, TX 75206

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Eastchase

  7260 Eastchase Pkwy.

  Montgomery, AL 36117

  	
   

  	
  Montgomery

  	
   

  	
  Np/I&G Eastchase Property Owner, LLC

  	
   

  	
  LEGAL DEPARTMENT

  NP/I&G EASTCHASE PROPERTY OWNER, LLC

  C/O NEW PLAN EXCEL REALTY TRUST INC.

  420 LEXINGTON AVENUE

  NEW YORK, NY 10170

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Oakbrook Center

  460 Oakbrook Center

  Oak Brook, IL 60521

  	
   

  	
  Du Page

  	
   

  	
  Oakbrook Shopping Center, LLC

  	
   

  	
  LAW/LEASING ADMINISTRATION

  OAKBROOK SHOPPING CENTER, LLC

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Oaks Mall

  6419 Newberry Rd. #A18

  Gainesville, FL 32605

  	
   

  	
  Alachua

  	
   

  	
  Oaks Mall, LLC

  	
   

  	
  OAKS MALL, LLC

  110 N. WACKER DR.

  C/O OAKS MALL, LLC

  CHICAGO, IL 60606

   

  GENERAL MANAGER

  THE OAKS MALL

  6419 NEWBERRY ROAD

  GAINESVILLE, FLORIDA 32605

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prime Outlets At Jeffersonville I

  8000 Factory Shops Blvd., # 8160

  Jeffersonville, OH 43128

  	
   

  	
  Fayette

  	
   

  	
  Ohio Factory Shops Partnership

  	
   

  	
  OFFICE OF THE GENERAL COUNSEL

  OHIO FACTORY SHOPS PARTNERSHIP

  C/O PRIME RETAIL PROPERTY MANAGEMENT, LLC

  217 E. REDWOOD STREET, 20TH FLOOR

  BALTIMORE, MD 21202

   

  LEASE ADMINISTRATION

  THE LIGHTSTONE GROUP

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
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  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  1985 CEDAR BRIDGE AVE.,

  SUITE 1

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  City Center At Oyster Point

  705 Mariners Row

  Newport News, VA 23606

  	
   

  	
  Newport News City

  	
   

  	
  One City Center, LLC

  	
   

  	
  MR. WILLIAM HUDGINS, SENIOR VP

  ONE CITY CENTER, LLC

  C/O HARVEY LINDSAY COMMERCIAL REAL ESTATE

  999 WATERSIDE DRIVE,

  SUITE 1400

  NORFOLK, VA 23510

   

  STEVEN A. MEADE, ESQ.

  PATTEN, WORNOM, HATTEN & DIAMONSTEIN, LLC

  12350 JEFFERSON AVENUE

  SUITE 300

  NEWPORT NEWS, VA 23602

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Burr Ridge Village Center

  705 Village Center Dr.

  Burr Ridge, IL 60527

  	
   

  	
  Cook

  	
   

  	
  Opus Real Estate Il Vii Burr Ridge, L.L.C.

  	
   

  	
  BOB GALANTE

  OPUS REAL ESTATE IL VII BURR RIDGE, L.L.C.

  9700 WEST HIGGINS ROAD,

  SUITE 900

  ROSEMONT, IL 60018

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Outlet Marketplace

  5209 International Dr.

  Orlando, FL 32819

  	
   

  	
  Orange

  	
   

  	
  Orlando Design Center LLC

  	
   

  	
  OFFICE OF THE GENERAL COUNSEL

  ORLANDO DESIGN CENTER LLC

  C/O PRIME RETAIL PROPERTY MANAGEMENT, LLC, TWENTIETH FLOOR

  217 E. REDWOOD STREET

  BALTIMORE, MD 21202

   

  LEASE ADMINISTRATION

  ORLANDO DESIGN CENTER LLC

  C/O THE LIGHTSTONE GROUP

  326 THIRD STREET

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Otay Ranch Town Center

  2015 Birch Rd., #1501

  Chula Vista, CA 91915

  	
   

  	
  San Diego

  	
   

  	
  Otay Ranch Town Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  OTAY RANCH TOWN CENTER

  C/O GGP-OTAY RANCH, L.P.

  110 N. WACKER DR.

  CHICAGO, IL 60606

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Otay Ranch Town Center

  2015 Birch Rd., #1505

  Chula Vista, CA 91915

  	
   

  	
  San Diego

  	
   

  	
  Otay Ranch Town Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  OTAY RANCH TOWN CENTER

  C/O GGP-OTAY RANCH, L.P.

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Colonial Promenade Beechwood

  196 Alps Rd., #47

  Athens, GA 30606

  	
   

  	
  Clarke

  	
   

  	
  Oz-Clp Retail LLC

  	
   

  	
  C/O COLONIAL PROPERTIES SERVICES

  OZ-CLP RETAIL LLC

  2977 CROUSE LANE

  BURLINGTON, NC 27215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Park City Center

  451 Park City Center

  Lancaster, PA 17601

  	
   

  	
  Lancaster

  	
   

  	
  Park City Center

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  PARK CITY CENTER

  C/O LANCASTER TRUST

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Park Meadows

  8433 Park Meadows Center Dr.  #145

  Lone Tree, CO 80124

  	
   

  	
  Douglas

  	
   

  	
  Park Meadows

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  PARK MEADOWS

  C/O ROUSE-PARK MEADOWS, LLC

  110 N. WACKER DR.

  CHICAGO, IL 60606

   

  MALL MANAGER

  PARK MEADOWS MALL

  8401 PARK MEADOWS CENTER DRIVE

  LITTLETON, CO 80124

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mall At Partridge Creek

  17360 Hall Rd., #184

  Clinton Township, MI 48038

  	
   

  	
  Macomb

  	
   

  	
  Partridge Creek Fashion Park, LLC

  	
   

  	
  LEASE ADMINISTRATION

  PARTRIDGE CREEK FASHION PARK, LLC

  200 EAST LONG LAKE ROAD,

  SUITE 300

  P.O. BOX 200

  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Ross Park Mall

  1000 Ross Park Mall Dr., #L-13

  Pittsburgh, PA 15237

  	
   

  	
  Allegheny

  	
   

  	
  Penn Ross Joint Venture

  	
   

  	
  PENN ROSS JOINT VENTURE

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Penn Square Mall

  1901 Northwest Expwy., #1043a

  Oklahoma City, OK 73118

  	
   

  	
  Oklahoma

  	
   

  	
  Penn Square Mall Lp

  	
   

  	
  PENN SQUARE MALL LP

  C/O SIMON PROPERTY GROUP

  225 W. 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Polaris Fashion Place

  1500 Polaris Pkwy., #1186

  Columbus, OH 43240

  	
   

  	
  Delaware

  	
   

  	
  Pfp Columbus, LLC

  	
   

  	
  MIKE SULLIVAN, SENIOR VICE PRESIDENT OF ASSET MANAGEMENT

  PFP COLUMBUS, LLC

  C/O RAMCO-GERSHENSON, INC.

  31500 NORTHWESTERN HIGHWAY,

  SUITE 300

  FARMINGTON HILLS, MI 48334

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  City North

  5350 E. High St. #109

  Phoenix, AZ 85054

  	
   

  	
  Maricopa

  	
   

  	
  Phoenix High Building, LLC

  	
   

  	
  C/O THE RELATED COMPANIES

  PHOENIX HIGH BUILDING, LLC

  60 COLUMBUS CIRCLE

  NEW YORK, NY 10023

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Pinnacle Hills Promenade

  2203 S. Promenade Blvd., #8195

  Rogers, AR 72758

  	
   

  	
  Benton

  	
   

  	
  Pinnacle Hills Promenade

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  PINNACLE HILLS PROMENADE

  C/O ROGERS RETAIL L.L.C.

  110 WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Village At Colony Place

  140 Colony Place

  Plymouth, MA 02360

  	
   

  	
  Plymouth

  	
   

  	
  Plymouth Gateway, LLC

  	
   

  	
  DONALD S. SMITH

  PLYMOUTH GATEWAY, LLC

  200 OAK POINT DRIVE

  MIDDLEBORO, MA 02346

   

  RONALD M. FELLMAN

  FELLMAN LAW GROUP, PC

  54 JACONNET STREET

  SUITE 300

  NEWTON, MA 02461

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Rosedale Center

  1595 W. Highway 36, #1004

  Roseville, MN 55113

  	
   

  	
  Ramsey

  	
   

  	
  Ppf Ftl Rosedale Shopping Center, LLC

  	
   

  	
  PPF FTL ROSEDALE SHOPPING CENTER, LLC

  C/O INTER-CAL REAL ESTATE CORPORATION

  540 FULTON AVENUE

  SACRAMENTO, CA 95825

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Plymouth Meeting Mall

  504 Germantown Pike, #1560

  Plymouth Meeting, PA 19462

  	
   

  	
  Montgomery

  	
   

  	
  Pr Plymouth Meeting Limited Partnership C/O Preit
  Services, LLC

  	
   

  	
  DIRECTOR, LEGAL

  PR PLYMOUTH MEETING LIMITED PARTNERSHIP C/O 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  PREIT SERVICES, LLC

  200 SOUTH BROAD STREET

  THE BELLEVUE, THIRD FLOOR

  PHILADELPHIA, PA 19102

   

  GENERAL MANAGER

  PR PLYMOUTH MEETING LIMITED PARTNERSHIP; MANAGEMENT OFFICE; PLYMOUTH MEETING
  MALL

  500 WEST GERMANTOWN PIKE,

  SUITE L-150

  PLYMOUTH MEETING, PENNSYLVANIA 19462

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Boise Towne Square

  350 N. Milwaukee #1143

  Boise, ID 83704

  	
   

  	
  Ada

  	
   

  	
  Price Financing Partnership, LP

  	
   

  	
  PRICE FINANCING PARTNERSHIP, LP

  C/O JP REALTY, INC.

  35 CENTURY PARK WAY

  SALT LAKE CITY, UT 84115

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prime Outlets - Pleasant Prairie

  11601 108th St., #550

  Pleasant Prairie, WI 53158

  	
   

  	
  Kenosha

  	
   

  	
  Prime Outlets At Pleasant Prairie, LLC

  	
   

  	
  OFFICE OF THE GENERAL COUNSEL

  PRIME OUTLETS AT PLEASANT PRAIRIE, LLC

  C/O PRIME RETAIL PROPERTY MANAGEMENT

  TWENTIETH FLOOR, 217 REDWOOD STREET

  BALTIMORE, MD 21202

   

  LEASE ADMINISTRATION

  PRIME OUTLETS AT PLEASANT PRAIRIE, LLC

  C/O THE LIGHTSTONE GROUP

  326 THIRD STREET

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Arbor Lakes

  12289 Elm Creek Blvd., #B4

  Maple Grove, MN 55369

  	
   

  	
  Hennepin

  	
   

  	
  Prudential Insurance Company Of America

  	
   

  	
  CORPORATE SECRETARY

  PRUDENTIAL INSURANCE COMPANY OF AMERICA

  C/O COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE, SUITE

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  3600

  ATLANTA, GA 30303

   

  ASSOCIATE GENERAL COUNSEL-RETAIL

  COUSINS PROPERTIES INC.

  191 PEACHTREE STREET NE, SUITE 3600

  ATLANTA, GA 30303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mall At Shelter Cove

  24 Shelter Cove Lane

  Hilton Head Island, SC 29928

  	
   

  	
  Beaufort

  	
   

  	
  Pvi Shelter Cove Limited Partnership

  	
   

  	
  PVI SHELTER COVE LIMITED PARTNERSHIP

  1919 WEST STREET

  SUITE 100

  ANNAPOLIS, MD 21401

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Southpointe Pavilions

  2900 Pine Lake Rd., #H

  Lincoln, NE 68516

  	
   

  	
  Lancaster

  	
   

  	
  R.E.D. Capital Management, LLC

  	
   

  	
  DAN LOWE

  R.E.D. CAPITAL MANAGEMENT, LLC

  C/O RED DEVELOPMENT

  4717 CENTRAL

  KANSAS CITY, MO 64112

   

  MICHAEL EBERT

  R.E.D. CAPITAL MANAGEMENT, LLC

  C/O RED DEVELOPMENT

  6263 N. SCOTTSDALE ROAD, SUITE 222

  SCOTTSDALE, AZ 85250

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shops On Main

  73 Us Hwy 41

  Schererville, IN 46375

  	
   

  	
  Lake

  	
   

  	
  Rb Schererville Crossings, LLC

  	
   

  	
  LEGAL DEPARTMENT

  RB SCHERERVILLE CROSSINGS, LLC

  C/O REGENCY REALTY GROUP, INC.

  ONE INDEPENDENT DRIVE, SUITE 114

  JACKSONVILLE, FL 32202

   

  PROPERTY MANAGEMENT

  RB SCHERERVILLE CROSSINGS, LLC

  C/O REGENCY CENTERS CORPORATION

  1211 W. 22ND STREET,

  SUITE 300

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc.

  	
   

  	
  Shops At Boardwalk

  8640 N. Boardwalk Ave.

  Kansas City, MO 64154

  	
   

  	
  Platte

  	
   

  	
  Red Asset Management, Inc.

  	
   

  	
  DONNA KNOPP

  RED ASSET MANAGEMENT, INC.

  4717 CENTRAL

  KANSAS CITY, MO 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  64112

   

  VICE PRESIDENT

  INLAND NORTHWEST MANAGEMENT CORP.

  2901 BUTTERFIELD ROAD

  OAK BROOK, IL 60523

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Red Cliffs Mall

  446 N. 1680 East, #1325

  St. George, UT 84790

  	
   

  	
  Washington

  	
   

  	
  Red Cliffs Mall

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  RED CLIFFS MALL

  C/O PDC-RED CLIFFS MALL L.L.C.

  110 N. WACKER DR.

  CHICAGO, IL 60606

   

  GENERAL MANAGER

  RED CLIFFS MALL

  1770 EAST RED CLIFFS DRIVE

  ST. GEORGE, UT 84790

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Summit Fair

  910 Nw Blue Parkway, #C113

  Jackson, MO 64063

  	
   

  	
  Jackson

  	
   

  	
  Red Lee’s Summit East, LLC

  	
   

  	
  RED LEE’S SUMMIT EAST, LLC

  4717 CENTRAL

  C/O RED DEVELOPMENT

  KANSAS CITY, MO 64112

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Preston Park Village

  1900 Preston Rd., #185

  Plano, TX 75093

  	
   

  	
  Collin

  	
   

  	
  Regency Centers, L.P.

  	
   

  	
  LEASE ADMINISTRATOR

  REGENCY CENTERS, L.P.

  REGENCY CENTERS CORPORATION

  ONE INDEPENDENT DRIVE, SUITE 114

  JACKSONVILLE, FL 32202

   

  LEGAL DEPARTMENT

  REGENCY CENTERS, L.P.

  C/O REGENCY CENTERS CORPORATION

  ONE INDEPENDENT DRIVE, SUITE 114

  JACKSONVILLE, FL 32202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Summit Sierra

  13945 S. Virginia St., #602

  Reno, NV 89511

  	
   

  	
  Washoe

  	
   

  	
  Reno Retail Company, LLC

  	
   

  	
  DAVID L. SILVERSTEIN

  RENO RETAIL COMPANY, LLC

  C/O BAYER PROPERTIES, L.L.C.

  2222 ARLINGTON AVENUE

  BIRMINGHAM, AL 

  

 

 

	
  Lessee

  	
   

  	
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  35205

   

  GENERAL COUNSEL

  RENO RETAIL COMPANY, LLC

  C/O BAYER PROPERTIES, L.L.C.

  2222 ARLINGTON AVENUE

  BIRMINGHAM, AL 35205

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Stamford Town Center

  100 Greyrock Pl., #F215

  Stamford, CT 06901

  	
   

  	
  Fairfield

  	
   

  	
  Rich-Taubman Associates

  	
   

  	
  RICH-TAUBMAN ASSOCIATES

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Ridgedale Center

  12401 Wayzata Blvd., #2278

  Minnetonka, MN 55305

  	
   

  	
  Hennepin

  	
   

  	
  Ridgedale Center, LLC

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  RIDGEDALE CENTER, LLC

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops Old Mill District

  655 Sw Powerhouse Dr.

  Bend, OR 97702

  	
   

  	
  Deschutes

  	
   

  	
  River Bend Limited Partnership

  	
   

  	
  RIVER BEND LIMITED PARTNERSHIP

  15 SW COLORADO AVENUE, SUITE 1

  BEND, OR 97702

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  River Hills Mall

  1850 Adams St. #516

  Mankato, MN 56001

  	
   

  	
  Blue Earth

  	
   

  	
  River Hills Mall

  	
   

  	
  LAW/LEASE ADMINISTRATRION DEPARTMENT

  RIVER HILLS MALL

  110 N. WACKER DR.

  C/O RIVER HILLS MALL LLC

  CHICAGO, IL 60606

   

  GENERAL MANAGER

  RIVER HILLS MALL

  1850 ADAMS STREET #1

  MANKATO, MINNESOTA 56001

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shops At Rossmoor

  12191 Seal Beach Blvd.

  Seal Beach, CA 90740

  	
   

  	
  Orange

  	
   

  	
  Rossmoor Shops, LLC

  	
   

  	
  MADELYN JACKREL

  ROSSMOOR SHOPS, LLC

  C/O CENTURY NATIONAL PROPERTIES, INC.

  2811 WILSHIRE BLVD.,

  SUITE 640

  SANTA MONICA, CA 90403

   

  PROPERTY MANAGER

  ROSSMOOR SHOPS, LLC

  C/O CENTURY NATIONAL PROPERTIES, INC.

  

 

 

	
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  12501 SEAL BEACH BLVD., SUITE 200

  SEAL BEACH, CA 90740

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Rogue Valley Mall

  1600 N. Riverside Dr., #3000

  Medford, OR 97501

  	
   

  	
  Jackson

  	
   

  	
  Rouge Valley Mall

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  ROUGE VALLEY MALL

  C/O ROUGE VALLEY MALL L.L.C.

  110 WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mansfield Crossing

  280 School St., # F-180

  Mansfield, MA 02048

  	
   

  	
  Bristol

  	
   

  	
  Route 140 School Street LLC

  	
   

  	
  ROUTE 140 SCHOOL STREET LLC

  C/O S.R. WEINER & ASSOCIATES, INC.

  1330 BOYLSTON STREET

  CHESTNUT HILL, MA 02467

   

  SRW-MANSFIELD

  GOULSTON & STORRS, PC

  400 ATLANTIC AVENUE

  BOSTON, MA 02110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Blackstone Valley

  70 Worcester Providence Turnpike, #613

  Millbury, MA 01527

  	
   

  	
  Worcester

  	
   

  	
  Route 146 Millbury LLC

  	
   

  	
  ROUTE 146 MILLBURY LLC

  C/O S.R. WEINER & ASSOCIATES, INC.

  1330 BOYLSTON STREET

  CHESTNUT HILL, MA 2467

   

  GOULSTON & STORRS, PC

  SRW-MILLBURY

  400 ATLANTIC AVENUE

  BOSTON, MA 02110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Sadler Crossing

  1416 Sadler Rd.

  Fernandina Beach, FL 32034

  	
   

  	
  Nassau

  	
   

  	
  Sadler Equities, LLC

  	
   

  	
  C/O BERNARD E. SMITH

  SADLER EQUITIES, LLC

  8669 BAYPINE ROAD,

  SUITE 100

  JACKSONVILLE, FL 32256

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Promenade At Sagemore

  500 Route 73 S., #A8

  Marlton, NJ 08053

  	
   

  	
  Burlington

  	
   

  	
  Sagemore Management Company, LLC

  	
   

  	
  SAGEMORE MANAGEMENT COMPANY, LLC

  THE CORPORATE CENTER AT SAGEMORE

  6000 SAGEMORE DRIVE, SUITE 6301

  MARLTON, NJ 08053

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Santa Anta

  400 S. Baldwin Ave., #2225

  Arcadia, CA 91007

  	
   

  	
  Los Angeles

  	
   

  	
  Santa Anita Shoppingtown Lp

  	
   

  	
  LEGAL DEPARTMENT

  SANTA ANITA SHOPPINGTOWN LP

  11601 WILSHIRE 

  

 

 

	
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  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  BOULEVARD

  12TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Promenade Saucon

  2845 Center Valley Pkwy. #613

  Center Valley, PA 18034

  	
   

  	
  Lehigh

  	
   

  	
  Saucon Valley Lifestyle Center, L.P.

  	
   

  	
  SENIOR VICE PRESIDENT LEGAL

  SAUCON VALLEY LIFESTYLE CENTER, L.P.

  6410 POPLAR AVENUE,

  SUITE 850

  MEMPHIS, TN 38119

   

  PROPERTY ACCOUNTING AND ADMINISTRATION

  SAUCON VALLEY LIFESTYLE CENTER, L.P.

  6410 POPLAR AVENUE,

  SUITE 850

  MEMPHIS, TENNESSEE 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Thruway Shopping Center

  406 South Stratford Rd.

  Winston-Salem, NC 27103

  	
   

  	
  Forsyth

  	
   

  	
  Saul Subsidiary I Limited Partnership

  	
   

  	
  SAUL SUBSIDIARY I LIMITED PARTNERSHIP

  C/O WINDHAM MANAGEMENT COMPANY

  7501 WISCONSIN AVENUE, SUITE 1500

  BETHESDA, MD 20814

   

  LEGAL DEPARTMENT

  SAUL SUBSIDIARY I LIMITED PARTNERSHIP

  C/O WINDHAM MANAGEMENT COMPANY

  7501 WISCONSIN AVENUE, SUITE 1500

  BETHESDA, MD 20814

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Spring Creek Plaza

  1462 S. Bryant Ave.

  Edmond, OK 73034

  	
   

  	
  Oklahoma

  	
   

  	
  Sc Plaza, LLC

  	
   

  	
  SC PLAZA, LLC

  P.O. BOX 270835

  OKLAHOMA CITY, OK 73137

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Fashion Mall At Keystone

  8702 Keystone Crossing Blvd., #111a

  Indianapolis, IN 46240

  	
   

  	
  Marion

  	
   

  	
  Sdg Fashion Mall Lp

  	
   

  	
  SDG FASHION MALL LP

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Northpark Mall

  320 W. Kimberley Rd., #0091a

  Davenport, IA 52806

  	
   

  	
  Scott

  	
   

  	
  Sdg Macerich Properties, L.P.

  	
   

  	
  SDG MACERICH PROPERTIES, L.P.

  C/O SIMON PROPERTY GROUP

  225 WEST WASHINGTON

  

 

 

	
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  STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Empire Mall

  1260 West Empire Mall

  Sioux Falls, SD 57106

  	
   

  	
  Minnehaha

  	
   

  	
  Sdg Macerich Properties, LP

  	
   

  	
  CENTER MANAGER

  SDG MACERICH PROPERTIES, LP

  4001 WEST 41ST STREET

  SIOUX FALLS, SD 57106

   

  LEGAL DEPARTMENT

  SDG MACERICH PROPERTIES, L.P.

  C/O MACERICH COMPANY

  P.O. BOX 2172, 401 WILSHIRE BLVD.,

  SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Seminole Town Center

  200 Towne Center Cir., #0b10

  Sanford, FL 32771

  	
   

  	
  Seminole

  	
   

  	
  Seminole Towne Center Limited Partnership

  	
   

  	
  C/O M.S. MANAGEMENT ASSOCIATES INC.

  SEMINOLE TOWNE CENTER LP

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shadow Lake Towne Center

  7902 Towne Center Pkwy., #101

  Papillion, NE 68046

  	
   

  	
  Sarpy

  	
   

  	
  Shadow Lake Towne Center, LLC

  	
   

  	
  DIRECTOR OF DEVELOPMENT-LEGAL

  SHADOW LAKE TOWNE CENTER, LLC

  C/O RED DEVELOPMENT

  6263 N. SCOTTSDALE ROAD,

  SUITE 330

  SCOTTSDALE, AZ 85250

   

  GENERAL COUNSEL

  SHADOW LAKE TOWNE CENTER, LLC

  C/O RED DEVELOPMENT

  4717 CENTRAL

  KANSAS CITY, MO 64112

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Fashion Square-Sherman Oaks

  14006 Riverside Dr., #227

  Sherman Oaks, CA 91423

  	
   

  	
  Los Angeles

  	
   

  	
  Sherman Oaks Fashion Associates, LP

  	
   

  	
  LEASE ADMINISTRATION

  SHERMAN OAKS FASHION ASSOCIATES, LP

  C/O WESTFIELD CORPORATION, INC.

  11601 WILSHIRE BLVD., 12TH FLOOR

  LOS ANGELES, CA 90025

  

 

 

	
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  County

  	
   

  	
  Lessor

  	
   

  	
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  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shipyard Shops

  974 Pettinaro Park Dr.

  Wilmington, DE 19801

  	
   

  	
  New Castle

  	
   

  	
  Shipyard Shops, LLC

  	
   

  	
  SHIPYARD SHOPS, LLC

  234 NORTH JAMES STREET

  NEWPORT, DE 19804

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shoppes At Bellemead

  6535 Youree Dr. #410

  Shreveport, LA 71105

  	
   

  	
  Caddo

  	
   

  	
  Shoppes At Bellemead, LLC

  	
   

  	
  ALVIN CHILDS

  SHOPPES AT BELLEMEAD, LLC

  C/O VINTAGE REALTY COMPANY

  330 MARSHALL,

  SUITE 200

  SHREVEPORT, LA 71107

   

  RAND FALBAUM

  5023 HAZEL JONES ROAD

  BOSSIER CITY, LA 71111

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Chino Hills

  13850 City Center Dr., #5005

  Chino Hills, CA 91709

  	
   

  	
  San Bernardino

  	
   

  	
  Shoppes At Chino Hills, Inc.

  	
   

  	
  VICE PRESIDENT

  SHOPPES AT CHINO HILLS, INC.

  2020 MAIN STREET,

  SUITE 800

  IRVINE, CA 92614

   

  GENERAL COUNSEL

  OPUS WEST CORPORATION

  2555 E. CAMELBACK ROAD,

  SUITE 800

  PHOENIX, AZ 85106

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shoppes At College Hills

  303 Veterans Pkwy. #125

  Normal, IL 61761

  	
   

  	
  Mclean

  	
   

  	
  Shoppes At College Hills, LLC

  	
   

  	
  SHOPPES AT COLLEGE HILLS, LLC

  314 TOWANDA AVENUE,

  SUITE 300

  NORMAL, IL 61761

   

  BRUCE HOPKINS, ESQ.

  THOMPSON HINE LLP

  1920 N. STREET, N.W.

  WASHINGTON, DC 20036

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Montage

  2331 Shoppes Blvd.

  Moosic, PA 18507

  	
   

  	
  Lackawanna

  	
   

  	
  Shoppes At Montage, LLC

  	
   

  	
  C/O JEFFREY R. ANDERSON REAL ESTATE, INC.

  SHOPPES AT MONTAGE, LLC

  ROOKWOOD TOWER

  3805 EDWARDS ROAD,

  SUITE 700

  CINCINNATI, OH 45209

   

  RICHARD B. TRANTER, ESQ.

  DINSMORE & SHOHL LLP

  255 EAST FIFTH STREET

  SUITE 1900

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
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  Lessor

  	
   

  	
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  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  CINCINNATI, OH 45202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At River Crossing

  5080 Riverside Dr., #216

  Macon, GA 31210

  	
   

  	
  Bibb

  	
   

  	
  Shoppes At River Crossing, LLC

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  SHOPPES AT RIVER CROSSING, LLC

  C/O SHOPPES AT RIVER CROSSING, LLC

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shoppes At St. Clair Square

  6520 N. Illinois St., #104

  Fairview Heights, IL 62208

  	
   

  	
  Saint Clair

  	
   

  	
  Shoppes At St. Clair Square, LLC

  	
   

  	
  C/O CBL & ASSOCIATES MANAGEMENT, INC.

  SHOPPES AT ST. CLAIR SQUARE, LLC

  CBL CENTER,

  SUITE 500

  2030 HAMILTON PLACE BLVD.

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Menlo Park Mall

  316 Menlo Park

  Edison, NJ 08837

  	
   

  	
  Middlesex

  	
   

  	
  Shopping Center Associates

  	
   

  	
  SHOPPING CENTER ASSOCIATES

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  The Shops At Highland Village

  4041 Waller Creek, #170

  Highland Village, TX 75077

  	
   

  	
  Denton

  	
   

  	
  Shops At Highland Village Development, Ltd.

  	
   

  	
  SHOPS AT HIGHLAND VILLAGE DEVELOPMENT, LTD.

  4055 WESTHEIMER

  HOUSTON, TX 77027

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops Of Saddle Creek

  7615 W. Farmington Blvd., #30

  Germantown, TN 38138

  	
   

  	
  Shelby

  	
   

  	
  Shops At Saddle Creek, Inc.

  	
   

  	
  ANTHONY M. FERRANTE

  SHOPS AT SADDLE CREEK, INC.

  C/O HEITMAN CAPITAL MANAGEMENT LLC

  191 NORTH WACKER DRIVE, #2500

  CHICAGO, IL 60606

   

  SENIOR VICE PRESIDENT AND GENERAL COUNSEL

  SHOPS AT SADDLE CREEK, INC.

  C/O PM LIFESTYLE SHOPPING CENTERS LLC

  6410 POPLAR AVENUE, #850

  MEMPHIS, TN 38119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Short Pump Town Center

  11800 W. Broad St., #2120

  Richmond, VA 23233

  	
   

  	
  Henrico

  	
   

  	
  Short Pump Town Center, LLC

  	
   

  	
  CENTER MANAGER

  SHORT PUMP TOWN CENTER, LLC

  MANAGEMENT OFFICE

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  11500 MIDLOTHIAN TURNPIKE

  RICHMOND, VA 23235

   

  LEGAL DEPARTMENT

  THE MACERICH PARTNERSHIP, L.P.

  C/O MACERICH, P.O. BOX 2172

  401 WILSHIRE BOULEVARD,

  SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Simi Valley Town Center

  1555 Simi Town Center Way #470

  Simi Valley, CA 93065

  	
   

  	
  Ventura

  	
   

  	
  Simi Valley Mall, LLC

  	
   

  	
  SIMI VALLEY MALL, LLC

  TERMINAL TOWER, 50 PUBLIC SQUARE

  SUITE 1100

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Simi Valley Town Center

  1555 Simi Town Center Wy., #440

  Simi Valley, CA 93065

  	
   

  	
  Ventura

  	
   

  	
  Simi Valley Mall, LLC

  	
   

  	
  SIMI VALLEY MALL, LLC

  TERMINAL TOWER, 50 PUBLIC SQUARE

  SUITE 1100

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Summit Mall

  3265 W. Market, #710

  Akron, OH 44333

  	
   

  	
  Summit

  	
   

  	
  Simon Capital Gp

  	
   

  	
  SIMON CAPITAL GP

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Bay Park Square

  1040 Bay Park Square

  Green Bay, WI 54304

  	
   

  	
  Brown

  	
   

  	
  Simon Capital Limited Partnership

  	
   

  	
  SIMON CAPITAL LIMITED PARTNERSHIP

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Barton Creek Square

  2901 Capital Of Texas Hwy., #A-04b

  Austin, TX 78746

  	
   

  	
  Travis

  	
   

  	
  Simon Property Group (Texas), L.P.

  	
   

  	
  M.S. MANAGEMENT ASSOCIATES INC.

  SIMON PROPERTY GROUP
  (TEXAS), L.P.

  225 W. WASHINGTON

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Cielo Vista Mall

  8401 Gateway Blvd. West #E10a

  El Paso, TX 79925

  	
   

  	
  El Paso

  	
   

  	
  Simon Property Group (Texas), L.P.

  	
   

  	
  SIMON PROPERTY GROUP (TEXAS), L.P.

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Firewheel Town Center

  240 Cedar Sage Dr.

  Garland, TX 75040

  	
   

  	
  Dallas

  	
   

  	
  Simon Property Group (Texas), L.P.

  	
   

  	
  C/O SIMON PROPERTY GROUP

  SIMON PROPERTY GROUP (TEXAS), L.P.

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Briarwood Mall

  658 Briarwood Cr., #D131

  Ann Arbor, MI 48108

  	
   

  	
  Washtenaw

  	
   

  	
  Simon Property Group, Inc.

  	
   

  	
  SIMON PROPERTY GROUP, INC.

  255 W. WASHINGTON ST.

  ARLINGTON, VA 22209

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Northpark Mall

  1200 E. County Line Rd., #124

  Ridgeland, MS 39157

  	
   

  	
  Madison

  	
   

  	
  Simon Property Group, Inc.

  	
   

  	
  SIMON PROPERTY GROUP, INC.

  225 W. WASHINGTON ST.

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Stoneridge

  1 Stoneridge Mall, #F223

  Pleasanton, CA 94588

  	
   

  	
  Alameda

  	
   

  	
  Simon Property Group, Inc.

  	
   

  	
  SIMON PROPERTY GROUP, INC.

  225 W. WASHINGTON ST.

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Greenwood Park Mall

  1251 U.S. 31 North, # P160

  Greenwood, IN 46142

  	
   

  	
  Johnson

  	
   

  	
  Simon Property Group, L.P.

  	
   

  	
  SIMON PROPERTY GROUP, L.P.

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Independence Center

  2142 Independence Center Dr.

  Independence, MO 64057

  	
   

  	
  Jackson

  	
   

  	
  Simon Property Group, L.P.

  	
   

  	
  C/O M.S. MANAGEMENT ASSOCIATES INC.

  SIMON PROPERTY GROUP, L.P.

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Miller Hill Mall

  1600 Miller Trunk Hwy, #F03a

  Duluth, MN 55811

  	
   

  	
  Saint Louis

  	
   

  	
  Simon Property Group, L.P.

  	
   

  	
  SIMON PROPERTY GROUP, L.P.

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Pier Park

  15601 Starfish St., #115

  Panama City Beach, FL 32413

  	
   

  	
  Bay

  	
   

  	
  Simon Property Group, L.P>

  	
   

  	
  SIMON PROPERTY GROUP, L.P.

  225 WEST WASHINGTON STREET

  C/O M.S.

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  MANAGEMENT ASSOCIATES INC.

  INDIANAPOLIS, INDIANA 46204-3438

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Cordova Mall

  5100 N. Ninth Ave., #E501a

  Pensacola, FL 32504

  	
   

  	
  Escambia

  	
   

  	
  Simon Property Group, LP

  	
   

  	
  SIMON PROPERTY GROUP, LP

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  coldwater creek us inc.

  	
   

  	
  The summit fremaux

  slidell, la

  	
   

  	
  Saint tammany

  	
   

  	
  slidell development company, l.l.c.

  	
   

  	
  C/O BAYER PROPERTIES, L.L.C.

  SLIDELL DEVELOPMENT COMPANY, L.L.C.

  2222 ARLINGTON AVE.

  BIRMINGHAM, AL 35205

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Southlake Town Square

  279 Grand Ave.

  Southlake, TX 76092

  	
   

  	
  Tarrant

  	
   

  	
  SLTS Grand Avenue II, L.P.

  	
   

  	
  PROPERTY MANAGER

  SLTS GRAND AVENUE II, L.P.

  INLAND SOUTHWEST MANAGEMENT LLC

  1256 MAIN STREET,

  SUITE 244

  SOUTHLAKE, TX 76092

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Southlake Town Square

  422 Grand Ave. W.

  Southlake, TX 76092

  	
   

  	
  Tarrant

  	
   

  	
  SLTS Grand Avenue II, L.P.

  	
   

  	
  PROPERTY MANAGER

  SLTS GRAND AVENUE II, L.P.

  INLAND SOUTHWEST MANAGEMENT LLC

  1256 MAIN STREET,

  SUITE 244

  SOUTHLAKE, TX 76092

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Eastland Mall

  800 N. Green River Rd., #0410a

  Evansville, IN 47715

  	
   

  	
  Vanderburgh

  	
   

  	
  SM Eastland Mall LLC

  	
   

  	
  SM EASTLAND MALL LLC

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON, NATIONAL CITY CENTER

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Smith Haven Mall

  640 Smith Haven Mall

  Lake Grove, NY 11755

  	
   

  	
  Suffolk

  	
   

  	
  Smith Haven Center Associates LLC

  	
   

  	
  SMITH HAVEN CENTER ASSOCIATES LLC

  M.S. MANAGEMENT ASSOCIATES INC.

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  South Coast Plaza

  3333 Bear St., #213

  Costa Mesa, CA 92626

  	
   

  	
  Orange

  	
   

  	
  South Coast Plaza Management Offices

  	
   

  	
  GENERAL MANAGER

  SOUTH COAST PLAZA MANAGEMENT OFFICES

  3333 BEAR STREET

  COSTA MESA, CA 92626

   

  CHIEF FINANCIAL OFFICER

  SOUTH COAST PLAZA

  3315 FAIRVIEW ROAD

  COSTA MESA, CA 92626

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Southgate Mall

  2901 Brooks St., #A-6

  Missoula, MT 59801

  	
   

  	
  Missoula

  	
   

  	
  Southgate Mall Associates, Llp

  	
   

  	
  SOUTHGATE MALL ASSOCIATES, LLP

  LAMBROS REAL ESTATE

  3011 AMERICAN WAY

  MISSOULA, MT 59808

   

  MANAGEMENT OFFICE

  SOUTHGATE MALL ASSOCIATES, LLP

  2901 BROOKS STREET

  MISSOULA, MT 59801

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  South Park Mall

  4400 Sharon Rd., #C1a

  Charlotte, NC 28211

  	
   

  	
  Mecklenburg

  	
   

  	
  Southpark Mall Lp

  	
   

  	
  SOUTHPARK MALL LP

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Streets At Southpoint

  6910 Fayetteville Rd., #152

  Durham, NC 27713

  	
   

  	
  Durham

  	
   

  	
  Southpoint Mall, LLC

  	
   

  	
  LAW/LEASING AND OPERATIONS

  SOUTHPOINT MALL, LLC

  C/O GENERAL GROWTH PROPERTIES, INC./COLUMBIA REGIONAL OFFICE

  10275 LITTLE PATUXENT PARKWAY

  COLUMBIA, MD 21044

   

  LAW/LEASING AND OPERATIONS

  GENERAL GROWTH PROPERTIES, INC.

  110 NORTH WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Arboretum At Great Hills

  	
   

  	
  Travis

  	
   

  	
  SPG ARB 

  	
   

  	
  SPG ARB 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
  10000 Research Blvd., #115

  Austin, TX 78759

  	
   

  	
   

  	
   

  	
  Associates, L.P.

  	
   

  	
  ASSOCIATES, L.P.

  C/O M.S. MANAGEMENT ASSOCIATES INC., NATIONAL CITY CENTER

  115 W. WASHINGTON

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Stanford Shopping Center

  850 Stanford Shopping Center

  Palo Alto, CA 94304

  	
   

  	
  Santa Clara

  	
   

  	
  SPG Center LLC

  	
   

  	
  SPG CENTER LLC

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 94304

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Haywood Mall

  700 Haywood Rd., #1027a

  Greenville, SC 29607

  	
   

  	
  Greenville

  	
   

  	
  SPG LP As Agents For Haywood Mall

  	
   

  	
  SPG LP AS AGENTS FOR HAYWOOD MALL

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Spotsylvania Town Center

  Spotsylvania Town Center, #1900

  Fredericksburg, VA 22407

  	
   

  	
  Spotsylvania

  	
   

  	
  Spotsylvania Mall Company

  	
   

  	
  LEGAL DEPARTMENT

  SPOTSYLVANIA MALL COMPANY

  2445 BELMONT AVENUE

  P.O. BOX 2186

  YOUNGSTOWN, OH 44504

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  St. Johns Town Center

  4751 River City Dr., #125

  Jacksonville, FL 32246

  	
   

  	
  Duval

  	
   

  	
  St. Johns Town Center, LLC

  	
   

  	
  C/O SIMON PROPERTY GROUP

  ST. JOHNS TOWN CENTER, LLC

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Saint Louis Galleria

  1464 Saint Louis Galleria

  St. Louis, MO 63117

  	
   

  	
  Saint Louis

  	
   

  	
  St. Louis Galleria LLC

  	
   

  	
  LAW/LEASE ADMINISTRATION

  ST. LOUIS GALLERIA LLC

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shoppes Cross Keys

  611 Cross Keys Rd #C329

  Sicklerville, NJ 08081

  	
   

  	
  Camden

  	
   

  	
  Stanbery Cross Keys, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY CROSS KEYS, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At English Village

  1460 Bethlehem Pike, #250

  N. Wales, PA 19454

  	
   

  	
  Montgomery

  	
   

  	
  Stanbery English Village, LP

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY ENGLISH VILLAGE, LP

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shoppes Flemington

  100 Reaville Ave. #219

  Flemington, NJ 08822

  	
   

  	
  Hunterdon

  	
   

  	
  Stanbery Flemington, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY FLEMINGTON, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shoppes Hamilton

  549 Route 130, #436

  Hamilton, NJ 08691

  	
   

  	
  Mercer

  	
   

  	
  Stanbery Hamilton, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY HAMILTON, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Susquehanna Marketplace

  2567 Brindle Dr.

  Harrisburg, PA 17109

  	
   

  	
  Dauphin

  	
   

  	
  Stanbery Harrisburg, L.P.

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY HARRISBURG, L.P.

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At North Brunswick

  774 Shoppes Blvd.

  North Brunswick, NJ 08902

  	
   

  	
  Middlesex

  	
   

  	
  Stanbery North Brunswick, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY NORTH BRUNSWICK, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

   

  BRUNSWICK CIRCLE DEVELOPERS, LLC

  820 MORRIS TURNPIKE

  SUITE 301

  SHORT HILLS, NJ 07075

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Old Bridge

  3833 U.S. Hwy. 9

  Old Bridge, NJ 08857

  	
   

  	
  Middlesex

  	
   

  	
  Stanbery Old Bridge, LLC

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY OLD BRIDGE, LLC

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Wyomissing

  732 Woodland Rd.

  Wyomissing, PA 19610

  	
   

  	
  Berks

  	
   

  	
  Stanbery Wyomissing, L.P.

  	
   

  	
  PROPERTY MANAGEMENT

  STANBERY WYOMISSING, L.P.

  328 CIVIC CENTER DRIVE

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Staten Island Mall

  2655 Richmond Ave., #2620

  Staten Island, NY 10314

  	
   

  	
  Richmond

  	
   

  	
  Staten Island Mall

  	
   

  	
  LAW/LEASE ADMINISTRATION DEPARTMENT

  STATEN ISLAND MALL

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  C/O ROUSE SI SHOPPING CENTER, LLC

  110 N. WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Stonecreek Village

  5757 Pacific Ave., # B-145

  Stockton, CA 95207

  	
   

  	
  San Joaquin

  	
   

  	
  Stone Bros. & Associates

  	
   

  	
  STONE BROS. & ASSOCIATES

  C/O M & M STONE, INC.

  5759 PACIFIC AVE,

  SUITE 220

  STOCKTON, CA 95207

   

  M & M STONE, INC.

  C/O MANAGEMENT OFFICE

  1024 W. ROBINHOOD DRIVE,

  SUITE 1

  STOCKTON, CA 95207

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Stonebriar Centre

  2601 Preston Rd. #1058

  Frisco, TX 75034

  	
   

  	
  Collin

  	
   

  	
  Stonebriar Mall Lp

  	
   

  	
  STONEBIAR MALL LIMITED PARTNERSHIP

  STONEBRIAR MALL LP

  GENERAL GROWTH PROPERTIES

  110 N. WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Avenue Of The Peninsula

  550 Deep Valley Drive, #118

  Rolling Hills Estates, CA 90274

  	
   

  	
  Los Angeles

  	
   

  	
  Stopen LLC

  	
   

  	
  STOPEN LLC

  C/O STOLTZ MANAGEMENT OF DE, INC.

  725 COHSHOSHOCKEN STATE RD.

  BALA CYNWYD, PA 19004

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  stuart towne center

  stuart, fl

  	
   

  	
  Martin

  	
   

  	
  stuart towne center i, llc

  	
   

  	
  LEASING

  STUART TOWNE CENTER I, LLC

  2525 BELL ROAD

  MONTGOMERY, AL 36117

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Stuyvesant Plaza

  1475 Western Ave.

  Albany, NY 12203

  	
   

  	
  Albany

  	
   

  	
  Stuyvesant Plaza, Inc.

  	
   

  	
  STUYVESANT PLAZA, INC.

  10 EXECUTIVE PARK DRIVE

  ADMINISTRATION BUILDING

  ALBANY, NY 12203

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tacoma Mall

  4502 S. Steele St., #1310

  Tacoma, WA 98409

  	
   

  	
  Pierce

  	
   

  	
  Tacoma Mall Partnership

  	
   

  	
  TACOMA MALL PARTNERSHIP

  225 WEST WASHINGTON STREET

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  INDIANAPOLIS, INDIANA 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  International Plaza

  2223 N. West Shore Blvd., #224

  	
   

  	
  Hillsborough

  	
   

  	
  Tampa Westshore Associates Lp

  	
   

  	
  TAMPA WESTSHORE ASSOCIATES LP

  

 

 

	
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  Property

  	
   

  	
  County

  	
   

  	
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  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
  Tampa, FL 33607

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  200 EAST LONG LAKE ROAD,

  SUITE 300

  P.O. BOX 200

  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Factory Outlet - Sanibel

  20350 Summerlin Rd., #6110

  Fort Myers, FL 33908

  	
   

  	
  Lee

  	
   

  	
  Tanger Properties Limited Partnership

  	
   

  	
  LEGAL DEPARTMENT

  TANGER PROPERTIES LIMITED PARTNERSHIP

  3200 NORTHLINE AVENUE

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center - Riverhead

  600 Tanger Mall Drive

  Riverhead, NY 11901

  	
   

  	
  Suffolk

  	
   

  	
  Tanger Properties Limited Partnership

  	
   

  	
  LEGAL DEPARTMENT

  TANGER PROPERTIES LIMITED PARTNERSHIP

  3200 NORTHLINE AVENUE

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center - Williamsburg

  234 Tanger Drive

  Williamsburg, IA 52361

  	
   

  	
  Iowa

  	
   

  	
  Tanger Properties Limited Partnership

  	
   

  	
  LEGAL DEPARTMENT

  TANGER PROPERTIES LIMITED PARTNERSHIP

  3200 NORTHLINE AVENUE,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center - Kittery

  Rte. 1, Wilson Rd., #102

  Kittery, ME 03904

  	
   

  	
  York

  	
   

  	
  Tanger Properties Lp

  	
   

  	
  TANGER PROPERTIES LP

  3200 NORTHLINE AVE.,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center - San Marcos

  4015 I-35 South, #211

  San Marcos, TX 78666

  	
   

  	
  Hays

  	
   

  	
  Tanger Properties Lp

  	
   

  	
  TANGER PROPERTIES LP

  P.O. BOX 10889

  GREENSBORO, NC 27404

   

  LEGAL DEPARTMENT

  TANGER PROPERTIES LP

  3200 NORTHLINE AVENUE

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Outlet Center At Five Oaks

  1645 Parkway, #1300

  Sevierville, TN 37862

  	
   

  	
  Sevier

  	
   

  	
  Tanger Properties Lp

  	
   

  	
  LEGAL DEPARTMENT

  TANGER PROPERTIES LP

  3200 NORTHLINE AVENUE

  

 

 

	
  Lessee

  	
   

  	
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  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Factory Outlet - The Dells

  210 Gasser Road, # 900

  Baraboo, WI 53913

  	
   

  	
  Sauk

  	
   

  	
  Tanger Wisconsin Dells, LLC

  	
   

  	
  LEGAL DEPARTMENT

  TANGER WISCONSIN DELLS, LLC

  3200 NORTHLINE AVENUE,

  SUITE 360

  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Promenade In Temecula

  40756 Winchester Rd., #250

  Temecula, CA 92591

  	
   

  	
  Riverside

  	
   

  	
  Temecula Towne Center Associates L.P.

  	
   

  	
  TERMINAL TOWER

  TEMECULA TOWNE CENTER ASSOCIATES L.P.

  50 PUBLIC SQUARE,

  SUITE 1360

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shops At Wiregrass

  28330 Pasea Dr. #108

  Wesley Chapel, FL 33761

  	
   

  	
  Pasco

  	
   

  	
  Terminal Tower

  	
   

  	
  TERMINAL TOWER

  50 PUBLIC SQUARE

  SUITE 1360

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Texarkana Pavilion

  4256 St. Michaels Dr.

  Texarkana, TX 75503

  	
   

  	
  Bowie

  	
   

  	
  Texarkana Rancho, LLC

  	
   

  	
  C/O PACIFIC COMMERCIAL MANAGEMENT

  TEXARKANA RANCHO, LLC

  3978 SORRENTO VALLEY BLVD.

  SUITE 100

  SAN DIEGO, CA 92121

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  S. Broadway Ave. (Tyler)

  4243 S. Broadway Ave.

  Tyler, TX 75701

  	
   

  	
  Smith

  	
   

  	
  Texas East First, LLC

  	
   

  	
  M.W. SIMPSON

  TEXAS EAST FIRST, LLC

  17813 SOUTH POINT ROAD

  WHITEHOUSE, TX 75791

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Ulster Crossing

  1157 Ulster Ave.

  Kingston, NY 12401

  	
   

  	
  Ulster

  	
   

  	
  The Benderson 85-1 Trust

  	
   

  	
  RANDALL BENDERSON, PRESIDENT

  THE BENDERSON 85-1 TRUST

  C/O BENDERSON DEVELOPMENT COMPANY, INC

  8441 COOPER CREEK BLVD.

  UNIVERSITY PARK, FL 34202

   

  LEASE ADMINISTRATION

  THE LEASE ADMINISTRATION DEPARTMENT

  C/O BENDERSON DEVELOPMENT COMPANY, INC.

  570 DELAWARE AVENUE

  BUFFALO, NY 14202

  

 

 

	
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  Property

  	
   

  	
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  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  The District At Green Valley Ranch

  2255 Village Walk Dr., #127

  Henderson, NV 89052

  	
   

  	
  Clark

  	
   

  	
  The District At Gvr. LLC

  	
   

  	
  LEGAL DEPARTMENT

  THE DISTRICT AT GVR. LLC

  901 N. GREEN VALLEY PARKWAY

  SUITE 200

  HENDERSON, NV 89074

   

  PROPERTY MANAGEMENT

  AMERICAN NEVADA REALTY

  901 N. GREEN VALLEY PARKWAY

  SUITE 200

  HENDERSON, NV 89074

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Falls

  8888 Sw 136th St. #396

  Miami, FL 33176

  	
   

  	
  Miami Dade

  	
   

  	
  The Falls Shopping Center Associates LLC

  	
   

  	
  THE FALLS SHOPPING CENTER ASSOCIATES LLC

  P.O. BOX 404566

  ATLANTA, GA 30384

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Coolsprings Galleria

  1800 Galleria Blvd., #1252

  Franklin, TN  37067

  	
   

  	
  Williamson

  	
   

  	
  The Galleria Associates, LP

  	
   

  	
  THE GALLERIA ASSOCIATES, LP

  CBL & ASSOCIATES MANAGEMENT, INC.

  2030 HAMILTON PLACE BLVD.,

  SUITE 500

  CHATTANOOGA, TN 37421

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Chesterfield Towne Center

  11500 Midlothian Turnpike, #116

  Richmond, VA 23235

  	
   

  	
  Chesterfield

  	
   

  	
  The Macerich Partnership, L.P.

  	
   

  	
  THE MACERICH PARTNERSHIP, L.P.

  TERMINAL TOWER, 50 PUBLIC SQUARE

  SUITE 1160

  CLEVELAND, OH 44113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Eastwood Mall

  5555 Youngstown-Warren Rd.

  Niles, OH 44446

  	
   

  	
  Trumbull

  	
   

  	
  The Marion Plaza, Inc.

  	
   

  	
  THE MARION PLAZA, INC.

  2445 BELMONT AVENUE.

  P.O. BOX 2186

  YOUNGSTOWN, OH 44504

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mercato

  9100 Strada Place #2125

  Naples, FL 34108

  	
   

  	
  Collier

  	
   

  	
  The Mercato, Llp

  	
   

  	
  THE MERCATO, LLP

  4200 GULF SHORE BOULEVARD NORTH

  NAPLES, FL 34103

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Walt Whitman Mall

  160 Walt Whitman Rd., #1056

  Huntington Station, NY 11746

  	
   

  	
  Suffolk

  	
   

  	
  The Retail Property Trust

  	
   

  	
  THE RETAIL PROPERTY TRUST

  SIMON PROPERTY GROUP

  225 W. WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Fountains

  1013 Galleria Blvd., #140

  Roseville, CA 95678

  	
   

  	
  Placer

  	
   

  	
  The Roseville Fountains, LP

  	
   

  	
  JENNIE PRIES

  THE ROSEVILLE FOUNTAINS, LP

  C/O MORGAN STANLEY REAL 

  

 

 

	
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  Property

  	
   

  	
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  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  ESTATE ADVISOR, INC.

  1585 BROADWAY

  NEW YORK, NY 10036

   

  GENERAL MANAGER

  JONES LANG LASALLE AMERICAS, INC.

  10 ROSDALE CENTER

  ROSEVILLE, MN 55113

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At River Ridge

  4395 W. Dublin Granville Rd.

  Dublin, OH 43017

  	
   

  	
  Franklin

  	
   

  	
  The Shoppes At River Ridge, LLC

  	
   

  	
  THE SHOPPES AT RIVER RIDGE, LLC

  132 NORTH WOODS BOULEVARD

  SUITE C-2

  COLUMBUS, OH 43235

   

  JAY R. DINGLEDY

  SCHO, HENSTEIN, ZOX & DUNN CO., LPA

  250 WEST STREET

  P.O. BOX 165020

  COLUMBUS, OH 43215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shops At Lacantera

  15900 La Centera Blvd. #26150

  San Antonio, TX 78256

  	
   

  	
  Bexar

  	
   

  	
  The Shops At La Canters Phase Ii

  	
   

  	
  ZINA RHODES

  THE SHOPS AT LA CANTERS PHASE II

  ALAMO STONECREST HOLDINGS, LLC C/O AMERICAN ASSETS INC.

  11455 EL CAMINO REAL

  SUITE 200

  SAN DIEGO, CA 92130

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Town Center At Boca Raton

  6000 Glades Rd., #C1350

  Boca Raton, FL 33431

  	
   

  	
  Palm Beach

  	
   

  	
  The Town Center At Boca Raton Trust

  	
   

  	
  THE TOWN CENTER AT BOCA RATON TRUST

  C/O M.S. MANAGEMENT ASSOCIATES INC.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Lake Sumter Landing

  100 Lake Sumter Landing

  The Villages, FL 32162

  	
   

  	
  Sumpter

  	
   

  	
  The Villages Operating Company

  	
   

  	
  THE VILLAGES OPERATING COMPANY

  1020 LAKE SUMTER LANDING

  THE VILLAGES, FL 32162

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Town Square (Jackson)

  10 E. Broadway

  Jackson, WY 83001

  	
   

  	
  Teton

  	
   

  	
  Thomas A. Skeoch Trust

  	
   

  	
  THOMAS A. SKEOCH TRUST

  HAWKINS, KOMINSKY, 

  

 

 

	
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  DEVRIES & ASSOCIATES

  P.O. BOX 8

  JACKSON, WY 83001

   

  DAVID K. LARSON

  MULLIKIN, LARSON & SWIFT

  P.O. BOX 3345

  JACKSON, WY 83001

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Mall At Wellington Green

  10300 W. Forest Hill Blvd., #227

  Wellington, FL 33414

  	
   

  	
  Palm Beach

  	
   

  	
  Tj Palm Beach Associates Limited Partnership

  	
   

  	
  TJ PALM BEACH ASSOCIATES LIMITED PARTNERSHIP

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Shops At West Rdge

  1717 Sw Wanamaker

  Topeka, KS 66604

  	
   

  	
  Shawnee

  	
   

  	
  Topeka Mall Associates, L.P.

  	
   

  	
  C/O M.S. MANAGEMENT ASSOCIATES INC.

  TOPEKA MALL ASSOCIATES,
  L.P.

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Towson Town Center

  825 Dulaney Valley Rd., #4105

  Towson, MD 21204

  	
   

  	
  Baltimore

  	
   

  	
  Towson Town Center

  	
   

  	
  LAW/LEASE DEPARTMENT

  TOWSON TOWN CENTER

  C/O TOWSON TC, LLC

  110 WACKER DR.

  CHICAGO, IL 60606

   

  MANAGEMENT OFFICE

  TOWSON TOWN CENTER

  825 DULANEY VALLEY RD.

  TOWSON, MD 21204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Northlake Mall

  6801 Northlake Mall Dr., #231

  Charlotte, NC 28216

  	
   

  	
  Mecklenburg

  	
   

  	
  Trg Charlotte LLC

  	
   

  	
  TRG CHARLOTTE LLC

  227 WEST TRADE STREET

  SUITE 800

  CHARLOTTE, NC 28202

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Mall At Barnes Cross

  1001 Barnes Crossing Rd. #118

  Tupelo, MS 38804

  	
   

  	
  Lee

  	
   

  	
  Tup 130, LLC

  	
   

  	
  TUP 130, LLC

  1901 FREDERICA STREET

  C/O DAVID HOCKER & ASSOCIATES, INC.

  OWENSBORO, KY 42301

   

  MALL OFFICE

  THE MALL AT BARNES CROSSING

  1001 BARNES CROSSING ROAD

  

 

 

	
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  Property

  	
   

  	
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  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  TUPELO, MISSISSIPPI 38801

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Chandler Fashion Center

  3111 W. Chandler Blvd., #1206

  Chandler, AZ 85226

  	
   

  	
  Maricopa

  	
   

  	
  Twc Chandler LLC

  	
   

  	
  TWC CHANDLER LLC

  3111 WEST CHANDLER BOULEVARD

  SUITE 2142

  CHANDLER, AZ 85226

   

  C/O MACERICH COMPANY

  TWC CHANDLER LLC

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD,

  SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prescott Gateway

  3250 Gateway Blvd., #428

  Prescott, AZ 86303

  	
   

  	
  Yavapai

  	
   

  	
  Twc Ii - Prescott Mall, LLC

  	
   

  	
  CENTER MANAGER

  TWC II - PRESCOTT MALL, LLC

  MANAGEMENT OFFICE

  3250 GATEWAY BOULEVARD

  PRESCOTT, AZ 86303

   

  LEGAL DEPARTMENT

  TWC II - PRESCOTT MALL, LLC

  C/O MACERICH COMPANY

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD,

  SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  La Encantada

  2905 E. Skyline Dr., #147

  Tucson, AZ 85718

  	
   

  	
  Pima

  	
   

  	
  Twc Tucson, LLC

  	
   

  	
  LAW/LEASE ADMIN. DEPT.

  TWC TUCSON, LLC

  C/O GGP LIMITED PARTNERSHIP

  110 NORTH WACKER DRIVE

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Twelve Oaks

  27970 Novi Rd.

  Novi, MI  48377

  	
   

  	
  Oakland

  	
   

  	
  Twelve Oaks Mall, LLC

  	
   

  	
  LEASE ADMINISTRATION

  TWELVE OAKS MALL, LLC

  200 E. LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tanger Factory Outlets At Myrtle Beach

  10843 Kings Rd., #670

  Myrtle Beach, SC 29572

  	
   

  	
  Horry

  	
   

  	
  Twmb Associates, LLC

  	
   

  	
  LEGAL DEPARTMENT

  TWMB ASSOCIATES, LLC

  3200 NORTHLINE AVENUE,

  SUITE 360

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  GREENSBORO, NC 27408

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Tysons Corner Center

  7984 Tysons Corner Center

  Mclean, VA 22102

  	
   

  	
  Fairfax

  	
   

  	
  Tysons Corner Holdings LLC

  	
   

  	
  LEGAL DEPARTMENT

  TYSONS CORNER HOLDINGS LLC

  401 WILSHIRE BOULEVARD,

  SUITE 700

  SANTA MONICA, CA 90401

   

  TYSONS CORNER HOLDINGS LLC

  1961 CHAIN BRIDGE ROAD,

  SUITE 105

  MCLEAN, VA 22102

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Uptown Village At Cedar Hill

  305 West Fm 1382, #210

  Cedar Hill, TX 75104

  	
   

  	
  Dallas

  	
   

  	
  Uptown Village At Cedar Hill Lp

  	
   

  	
  GENERAL COUNSEL

  UPTOWN VILLAGE AT CEDAR HILL LP

  5710 LBJ FREEWAY

  SUITE 450

  DALLAS, TX 75240

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  University Park Village

  1604 S. University Dr., #D-506

  Ft. Worth, TX 76107

  	
   

  	
  Tarrant

  	
   

  	
  Upv Corporation

  	
   

  	
  DWIGHT P. FAWCETT

  UPV CORPORATION

  C/O HEITMAN CAPITAL MANAGEMENT LLC

  191 N. WACKER DRIVE,

  SUITE 2500

  CHICAGO, IL 60606

   

  PROPERTY MANAGER

  UCR ASSET SERVICES

  1612 SOUTH UNIVERSITY DR.,

  SUITE 410

  FORT WORTH, TX 76107

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Village At Sandhill

  630-17 Promenade Pl.

  Columbia, SC 29229

  	
   

  	
  Richland

  	
   

  	
  Vas Town Center I, LLC

  	
   

  	
  VAS TOWN CENTER I, LLC

  C/O KAHN DEVELOPMENT COMPANY

  101 FLINTLAKE ROAD

  COLUMBIA, SC 29223

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Victoria Gardens

  12468 S. Main St.

  Rancho Cucamonga, CA 91739

  	
   

  	
  San Bernardino

  	
   

  	
  Victoria Gardens Mall, LLC

  	
   

  	
  VICTORIA GARDENS MALL, LLC

  TERMINAL TOWER

  50 PUBLIC SQUARE,

  SUITE 1100

  CLEVELAND, OH 44113

   

  JAY BERRY

  COMMERCIAL LOAN SERVICES

  1500 CITY WEST BLVD.

  SUITE 240

  HOUSTON, TX 77042

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Village At Bridgewater Commons

  610 Commons Way, #4320

  Bridgewater, NJ 08807

  	
   

  	
  Somerset

  	
   

  	
  Village At Bridgewater Commons

  	
   

  	
  VILLAGE AT BRIDGEWATER COMMONS

  C/O BRIDGEWATER COMMONS MALL DEVELOPMENT, LLC

  110 WACKER DR.

  CHICAGO, IL 60606

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shops On Lake Avenue

  455 S. Lake Ave., #102

  Pasadena, CA 91101

  	
   

  	
  Los Angeles

  	
   

  	
  Vno Shops On Lake LLC

  	
   

  	
  EXECUTIVE VICE PRESIDENT-RETAIL REAL ESTATE DIVISION

  VNO SHOPS ON LAKE LLC

  210 ROUTE 4 EAST

  PARAMUS, NJ 07652

   

  EXECUTIVE VICE PRESIDENT-FINANCE AND ADMINISTRATION AND
  CHIEF FINANCIAL OFFICER

  VORNADO REALTY TRUST

  210 ROUTE 4 EAST

  PARAMUS, NJ 07652

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Merrymeeting Plaza

  147 Bath Rd., #A200

  Brunswick, ME 04011

  	
   

  	
  Cumberland

  	
   

  	
  W/S Brunswick Properties Ii LLC

  	
   

  	
  W/S BRUNSWICK PROPERTIES II LLC

  C/O S.R. WEINER & ASSOCIATES, INC.

  1330 BOYLSTON STREET

  CHESTNUT HILL, MA 02467

   

  SRW - MERRYMEETING PLAZA

  GOULSTON & STORRS, P.C.

  400 ATLANTIC AVENUE

  BOSTON, MA 02110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  The Shoppes At Farmington Valley

  110 Albany Turnpike, #911

  Canton, CT 06019

  	
   

  	
  Hartford

  	
   

  	
  W/S Peak Canton Properties LLC

  	
   

  	
  W/S PEAK CANTON PROPERTIES LLC

  C/O S.R. WEINER & ASSOCIATES, INC.

  1330 BOYLSTON STREET

  CHESTNUT HILL, MA 02467

   

  GOULSTON & STORRS, P.C.

  SRW- THE SHOPPES AT FARMINGTON VALLEY

  400 ATLANTIC AVENUE

  BOSTON, MA 02110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Derby Street Shoppes

  98 Derby St., Ste. 411

  Hingham, MA 02043

  	
   

  	
  Plymouth

  	
   

  	
  W/S/M Hingham Properties, LLC

  	
   

  	
  W/S/M HINGHAM PROPERTIES, LLC

  C/O S.R. WEINER & ASSOCIATES, INC.

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  1330 BOYLSTON STREET

  CHESTNUT HILL, MA 02467

   

  SRW-HINGHAM PLAZA

  GOULSTON & STORRS

  400 ATLANTIC AVENUE

  BOSTON, MA 02110

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Wayside Commons

  6 Wayside Rd. N117, #6g

  Burlington, MA 01803

  	
   

  	
  Middlesex

  	
   

  	
  Wayside Commons Investors, LLC

  	
   

  	
  WAYSIDE COMMONS INVESTORS, LLC

  C/O ALAMANCE CROSSING

  3330 GARDEN RD.

  BURLINGTON, NC 27215

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Southpark

  500 Southpark Ctr., #Gl10

  Strongsville, OH 44136

  	
   

  	
  Cuyahoga

  	
   

  	
  Wea Southpark LLC

  	
   

  	
  WEA SOUTHPARK LLC

  11601 WILSHIRE BOULEVARD, 11TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  West Acres Shopping Center

  3902 13th Ave. S.W., #334

  Fargo, ND 58103

  	
   

  	
  Cass

  	
   

  	
  West Acres Development, Llp

  	
   

  	
  WEST ACRES DEVELOPMENT, LLP

  3902 13TH AVENUE SOUTH

  SUITE 3717

  FARGO, ND 58103

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  West Town Mall

  7600 Kingston Pike, #1154

  Knoxville, TN 37919

  	
   

  	
  Knox

  	
   

  	
  West Town Mall Joint Venture

  	
   

  	
  WEST TOWN MALL JOINT VENTURE

  C/O SIMON PROPERTY GROUP

  225 W. WASHINGTON

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Kierland Commons

  15051 N. Kierland Blvd. , #140

  Scottsdale, AZ 85254

  	
   

  	
  Maricopa

  	
   

  	
  Westcor

  	
   

  	
  WESTCOR

  11411 N. TATUM BLVD.

  PHOENIX, AZ 85028

   

  LEGAL DEPARTMENT

  KIERLAND GREENWAY LLC

  C/O THE MACERICH COMPANY

  P.O. BOX 2172, 401 WILSHIRE BOULEVARD,

  SUITE 700

  SANTA MONICA, CA 90407

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  San Tan Village

  2174 E. Williams Field Rd., Ste. 101

  Gilbert, AZ 85295

  	
   

  	
  Maricopa

  	
   

  	
  Westcor Santan Village LLC

  	
   

  	
  C/O MACERICH COMPANY

  WESTCOR SANTAN VILLAGE LLC

  P.O. BOX 2172

  401 WILSHIRE BOULEVARD,

  SUITE 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  700

  SANTA MONICA, CA 90407

   

  CENTER MANAGER

  WESTCOR SANTAN VILLAGE LLC

  11411 NORTH TATUM BOULEVARD

  PHOENIX, AZ 85028

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Old Orchard Center

  275 Old Orchard Center, #B4

  Skokie, IL 60077

  	
   

  	
  Cook

  	
   

  	
  Westfield Corporation

  	
   

  	
  LEASE ADMINISTRATION

  WESTFIELD CORPORATION

  11601 WILSHIRE BLVD., 12TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Valley Fair

  2855 Stevens Creek Blvd., #2421

  Santa Clara, CA 95050

  	
   

  	
  Santa Clara

  	
   

  	
  Westfield Corporation

  	
   

  	
  LEGAL DEPARTMENT

  WESTFIELD CORPORATION

  VF MALL LLC

  11601 WILSHIRE BOULEVARD, 12TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Franklin Park

  5001 Monroe St., #1726

  Toledo, OH 43623

  	
   

  	
  Lucas

  	
   

  	
  Westfield Franklin Park Mall Ii LLC

  	
   

  	
  WESTFIELD FRANKLIN PARK MALL II LLC

  11601 WILSHIRE BOULEVARD

  11TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Garden State Plaza

  D1a1a Garden State Plaza

  Paramus, NJ 07652

  	
   

  	
  Bergen

  	
   

  	
  Westfield Shoppingtown Garden State Plaza

  	
   

  	
  GENERAL COUNSEL

  WESTFIELD SHOPPINGTOWN GARDEN STATE PLAZA

  C/O WESTFIELD CORPORATION, INC.

  11601 WILSHIRE BLVD. 12TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westfield Topanga

  6600 Topanga Canyon Blvd., #1050

  Canoga Park, CA 91303

  	
   

  	
  Los Angeles

  	
   

  	
  Westfield Topanga Owner Lp

  	
   

  	
  LEGAL DEPARTMENT

  WESTFIELD TOPANGA OWNER LP

  11601 WILSHIRE BOULEVARD, 11TH FLOOR

  LOS ANGELES, CA 90025

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Westwood Station

  Westwood, MA

  	
   

  	
  Norfolk

  	
   

  	
  westwood station retail llc

  	
   

  	
  C/O NEW ENGLAND DEVELOPMENT

  WESTWOOD STATION RETAIL LLC

  ONE WELLS AVE.

  NEWTON, MA 02459

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
  Coldwater Creek US Inc

  	
   

  	
  White Flint

  11301 Rockville Pike

  North Bethesda, MD 20895

  	
   

  	
  Montgomery

  	
   

  	
  White Flint Mall, Lllp

  	
   

  	
  LEGAL DAPARTMENT

  WHITE FLINT MALL, LLLP

  C/O LERNER CORPORATION

  2000 TOWER OAKS BLVD., EIGHTH FLOOR

  ROCKVILLE, MD 20852

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Prime Outlets At Williamsburg

  5715-81 Richmond Rd.

  Williamsburg, VA 23188

  	
   

  	
  James City

  	
   

  	
  Williamsburg Outlets, LLC

  	
   

  	
  OFFICE OF THE GENERAL COUNSEL

  WILLIAMSBURG OUTLETS, LLC

  C/O PRIME RETAIL PROPERTY MANAGEMENT, LLC

  217 E. REDWOOD STREET, 20TH FLOOR

  BALTIMORE, MD 21202

   

  LEASE ADMINISTRATION

  WILLIAMSBURG OUTLETS, LLC

  C/O THE LIGHTSTONE GROUP

  326 THIRD STREET

  LAKEWOOD, NJ 08701

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Winter Park Village

  460 N. Orlando Ave., #100

  Winter Park, FL 32789

  	
   

  	
  Orange

  	
   

  	
  Winter Park Town Center, Ltd.

  	
   

  	
  WINTER PARK TOWN CENTER, LTD.

  C/O CASTO SOUTHEAST, LLC

  401 N. CATTLEMEN ROAD,

  SUITE 108

  SARASOTA, FL 34232

   

  GENERAL COUNSEL

  WINTER PARK TOWN CENTER, LTD.

  C/O CASTO SOUTHEAST, LLC

  401 CATTLEMEN ROAD,

  SUITE 108

  SARASOTA, FL 34232

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Wolfchase Galleria

  2760 N. Germantown Pkwy., #1250a

  Memphis, TN 38133

  	
   

  	
  Shelby

  	
   

  	
  Wolfchase Galleria Lp

  	
   

  	
  WOLFCHASE GALLERIA LP

  C/O SIMON PROPERTY GROUP

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Distribution Center

  100 Coldwater Creek Drive

  Mineral Wells, WV 26120

  	
   

  	
  Wood

  	
   

  	
  Wood County Development Authority

  	
   

  	
  PARKERSBURG — WOOD COUNTY AREA DEVELOPMENT CORPORATION

  P.O. BOX 1683

  409 1⁄2 MARKET 

  

 

 

	
  Lessee

  	
   

  	
  Address Of Real

  Property

  	
   

  	
  County

  	
   

  	
  Lessor

  	
   

  	
  Contact

  Information of

  Lessor

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  STREET

  PARKERSBURG, WV 26102-1683

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Parkersburg Clearance Store

  601 Coldwater Creek Dr.

  Mineral Wells, WV 26120

  	
   

  	
  Wood

  	
   

  	
  Wood County Development Authority

  	
   

  	
  PARKERSBURG — WOOD COUNTY AREA DEVELOPMENT CORPORATION

  P.O. BOX 1683

  409 1⁄2 MARKET STREET

  PARKERSBURG, WV 26102-1683

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Woodbury Lakes

  9120 Hudson Rd., #301

  Woodbury, MN 55125

  	
   

  	
  Washington

  	
   

  	
  Woodbury Lakes, LLC

  	
   

  	
  VICE PRESIDENT

  WOODBURY LAKES, LLC

  10350 BREN ROAD WEST

  MINNETONKA, MN 55343

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Woodfield Mall

  E-314 Woodfield Shopping Center

  Schaumburg, IL 60173

  	
   

  	
  Cook

  	
   

  	
  Woodfield Mall, LLC

  	
   

  	
  WOODFIELD MALL, LLC

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Woodland

  3161 28th St. S.E., #K-107

  Grand Rapids, MI 49512

  	
   

  	
  Kent

  	
   

  	
  Woodland

  	
   

  	
  WOODLAND

  200 EAST LONG LAKE ROAD

  P.O. BOX 200

  BLOOMFIELD HILLS, MI 48303

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Woodland Hills Mall

  7021 S. Memorial Dr., #0123a

  Tulsa, OK 74133

  	
   

  	
  Tulsa

  	
   

  	
  Woodland Hills Mall, LLC

  	
   

  	
  WOODLAND HILLS MALL, LLC

  C/O SIMON PROPERTY GROUP

  225 WEST WASHINGTON STREET

  INDIANAPOLIS, IN 46204

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek US Inc

  	
   

  	
  Zona Rosa

  8750 Nw Prairie View Rd.

  Kansas City, MO 64153

  	
   

  	
  Platte

  	
   

  	
  Zona Rosa Development, LLC

  	
   

  	
  LEASE ADMINISTRATION

  ZONA ROSA DEVELOPMENT, LLC

  C/O STEINER & ASSOCIATES, INC.

  4016 TOWNSFAIR WAY,

  SUITE 201

  COLUMBUS, OH 43219

  

 

 

SCHEDULE 5.09

 

Environmental Matters

 

None.

 

 

SCHEDULE 5.10

 

Insurance

 

	
  Insurance Policy Type

  	
   

  	
  Insurance Company

  	
   

  	
  Renewal

  Date

  	
   

  	
  Period

  	
   

  	
  Coverage

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Property and
  Casualty

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Property

  	
   

  	
  American Guarantee (Zurich)

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  350,000,000

  	
   

  
	
  General Liability

  	
   

  	
  Zurich

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  1,000,000

  	
   

  
	
  Excess Liability Umbrella

  	
   

  	
  Ace

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  25,000,000

  	
   

  
	
  First Layer Excess Liability

  	
   

  	
  American Guarantee (Zurich)

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  20,000,000

  	
   

  
	
  Automobile

  	
   

  	
  Zurich

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  1,000,000

  	
   

  
	
  Foreign Liability

  	
   

  	
  Insurance Co. PA

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  1,000,000

  	
   

  
	
  SPA Professional Liability

  	
   

  	
  Philadelphia

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  1,000,000

  	
   

  
	
  Workers Compensation

  	
   

  	
  Zurich

  	
   

  	
  7/1/2009

  	
   

  	
  Annual

  	
   

  	
  Guaranteed Cost

  	
   

  
	
  Marine Cargo

  	
   

  	
  Mutual Marine

  	
   

  	
  9/21/2009

  	
   

  	
  Annual

  	
   

  	
  2,000,000

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Financial and
  Professional

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Primary Directors &
  Officers

  	
   

  	
  National Union Fire Insurance Company (AIG)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  15,000,000

  	
   

  
	
  First Excess Directors &
  Officers

  	
   

  	
  St Paul Mercury Insurance Company (Travelers)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  10,000,000

  	
   

  
	
  Second Excess Directors &
  Officers

  	
   

  	
  Hudson Specialty Insurance (Hooghuis)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  5,000,000

  	
   

  
	
  Third Excess Directors &
  Officers

  	
   

  	
  Federal Insurance Company (Chubb)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  5,000,000

  	
   

  
	
  Fourth Excess Directors &
  Officers

  	
   

  	
  Liberty Insurance Company

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  5,000,000

  	
   

  
	
  Fifth Excess Directors &
  Officers

  	
   

  	
  Axis Insurance Company

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  5,000,000

  	
   

  
	
  Sixth Excess Directors &
  Officers

  	
   

  	
  Chubb

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  15,000,000

  	
   

  
	
  Employment Practices Liability

  	
   

  	
  National Union Fire Insurance Company (AIG)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  10,000,000

  	
   

  
	
  Crime

  	
   

  	
  Continental Insurance Company (CNA)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  10,000,000

  	
   

  
	
  Fiduciary Liability

  	
   

  	
  Travelers

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  10,000,000

  	
   

  
	
  Errors & Omission

  	
   

  	
  Beazley (Lloyds)

  	
   

  	
  4/1/2009

  	
   

  	
  Annual

  	
   

  	
  10,000,000

  	
   

  
	
  Kidnap & Ransom**

  	
   

  	
  National Union Fire Insurance Company (AIG)

  	
   

  	
  4/1/2008

  	
   

  	
  4/1/2010

  	
   

  	
  10,000,000

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Brokerage
  Services

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Marsh

  	
   

  	
  Contact: Meg Lucia         Ph:
  (206) 214-3089

  	
   

  
	
  Kibble & Prentice

  	
   

  	
  Contact: Dinny Hansen         Ph:
  (206) 508-6019 

  	
   

  

 

 

SCHEDULE 5.13

 

Subsidiaries; Other Equity
Investments

 

Part A

 

	
  Loan Party

  	
   

  	
  Legal Name of

  Subsidiary

  	
   

  	
  Type of

  Organization

  	
   

  	
  Jurisdiction

  of

  Organization

  	
   

  	
  Equity

  Interests

  Owned

  	
   

  	
  Percentage

  Interest

  	
   

  
	
  Coldwater Creek U.S. Inc.

  	
   

  	
  Coldwater Creek Merchandising & Logistics Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  1 Common share

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Inc.

  	
   

  	
  Coldwater Creek The Spa Inc.

  	
   

  	
  Corporation

  	
   

  	
  Idaho

  	
   

  	
  100 Common shares

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  C Squared LLC

  	
   

  	
  Limited Liability Company

  	
   

  	
  Delaware

  	
   

  	
  All limited liability company interests

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Aspenwood Advertising, Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  1000 Common shares

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Coldwater Creek Sourcing Inc.

  	
   

  	
  Corporation

  	
   

  	
  Idaho

  	
   

  	
  100 Common shares

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  CWC Sourcing LLC

  	
   

  	
  Limited Liability Company

  	
   

  	
  Idaho

  	
   

  	
  All limited liability company interests

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  CWC Worldwide Services Inc.

  	
   

  	
  Corporation

  	
   

  	
  Idaho

  	
   

  	
  1000 Common shares

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Coldwater Creek U.S. Inc.

  	
   

  	
  Corporation

  	
   

  	
  Delaware

  	
   

  	
  100 Common shares

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Sourcing Inc.

  	
   

  	
  Coldwater Creek HK Limited

  	
   

  	
  Company

  	
   

  	
  Hong Kong

  	
   

  	
  All company interests

  	
   

  	
  100

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  CWC Sourcing CA Limitada (Guatemala)*

  	
   

  	
  Company

  	
   

  	
  Guatemala

  	
   

  	
  N/A

  	
   

  	
  1

  	
  %

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  CWC Sourcing LLC

  	
   

  	
  CWC Sourcing CA Limitada (Guatemala)*

  	
   

  	
  Company

  	
   

  	
  Guatemala

  	
   

  	
  N/A

  	
   

  	
  99

  	
  %

  

 

*Entity has no
assets and is the process of dissolving.

 

 

Part B

 

None.

 

 

Part C

 

	
  Loan Party

  	
   

  	
  Authorized Equity

  Interests

  	
   

  	
  Issued and

  Outstanding

  Equity Interests

  	
   

  	
  Subscriptions,

  Options,

  Warrants, Calls,

  Rights of

  Conversion or

  Exchange

  
	
  Coldwater Creek Inc.

  	
   

  	
  300,000,000 common shares  

  	
   

  	
  90,838,841common shares as of March 28, 2008

  	
   

  	
  Stock options as disclosed on SEC filings.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  1,000,000 preferred shares

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek U.S. Inc.

  	
   

  	
  100 common shares

  	
   

  	
  100 common shares

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek The Spa Inc.

  	
   

  	
  1,000 common shares

  	
   

  	
  1,000 common shares

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Merchandising & Logistics Inc.

  	
   

  	
  100 common shares

  	
   

  	
  1 share to Coldwater Creek U.S. Inc.

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Aspenwood Advertising, Inc.

  	
   

  	
  1,000 common shares

  	
   

  	
  1,000 common shares

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  C Squared, LLC

  	
   

  	
  N/A

  	
   

  	
  N/A

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  CWC Worldwide Services Inc.

  	
   

  	
  100 common shares

  	
   

  	
  100 common shares

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater Creek Sourcing Inc.

  	
   

  	
  100 common shares

  	
   

  	
  100 common shares

  	
   

  	
  None.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  CWC Sourcing LLC

  	
   

  	
  N/A

  	
   

  	
  N/A

  	
   

  	
  None.

  

 

 

SCHEDULE 5.17

 

Intellectual Property; Licenses

 

A. Patents, Patent Applications and Patent Licenses

 

Settlement
and License Agreement, dated as of October 26, 2006, by and between
Charles E. Hill & Associates, Inc., as licensor, and Coldwater
Creek Inc., as licensee (“Licensee”), pursuant to which Licensee has a
non-exclusive right and paid up license to practice the Hills Patent.

 

B. Copyrights, Copyright Registrations and Copyright Licenses

 

Coldwater
Creek Inc. has a large volume of sales catalogs, which are regularly registered
with the United State Copyright Office.

 

C. Trademarks, Trademark Applications and Trademark Licenses
held by Coldwater Creek Inc.

 

	
  Registered Trademark

  	
   

  	
  App No.

  	
   

  	
  Reg. No.

  	
   

  	
  Status

  	
   

  	
  File Date

  	
   

  	
  Reg Date

  	
   

  	
  Renewal Date

  	
   

  	
  Country

  Name

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
  A DREAM A RACE A CURE & Design

  	
   

  	
  78825698

  	
   

  	
  3193614

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  16 Int.

  
	
  A DREAM A RACE A CURE & Design

  	
   

  	
  78825722

  	
   

  	
  3193616

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  25 Int.

  
	
  A DREAM A RACE A CURE & Design

  	
   

  	
  78825729

  	
   

  	
  3193617

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  35 Int.

  
	
  A DREAM A RACE A CURE & Design

  	
   

  	
  78825746

  	
   

  	
  3193618

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  36 Int.

  
	
  ASPENWOOD ADVERTISING

  	
   

  	
  76365189

  	
   

  	
  2765319

  	
   

  	
  Registered

  	
   

  	
  30-Jan-2002

  	
   

  	
  16-Sep-2003

  	
   

  	
  16-Sep-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  21824/04

  	
   

  	
  KH20989/05

  	
   

  	
  Registered

  	
   

  	
  13-Dec-2004

  	
   

  	
  21-Jan-2005

  	
   

  	
  13-Dec-2014

  	
   

  	
  Cambodia

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  734295

  	
   

  	
  TMA448547

  	
   

  	
  Registered

  	
   

  	
  05-Aug-1993

  	
   

  	
  06-Oct-1995

  	
   

  	
  06-Oct-2010

  	
   

  	
  Canada

  	
   

  	
  23-Nov-1994

  	
   

  	
  0 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  815787

  	
   

  	
  815787

  	
   

  	
  Registered

  	
   

  	
  02-Apr-1998

  	
   

  	
  10-Apr-2002

  	
   

  	
  02-Apr-2018

  	
   

  	
  European Community

  	
   

  	
   

  	
   

  	
  14 Int., 16 Int., 21 Int., 24 Int., 4 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  2378594

  	
   

  	
  2378594

  	
   

  	
  Registered

  	
   

  	
  17-Sep-2001

  	
   

  	
  22-Nov-2002

  	
   

  	
  30-Sep-2011

  	
   

  	
  European Community

  	
   

  	
   

  	
   

  	
   

  
	
  COLDWATER CREEK

  	
   

  	
  281605

  	
   

  	
  141145

  	
   

  	
  Registered

  	
   

  	
  29-May-2005

  	
   

  	
  15-Mar-2006

  	
   

  	
  14-Mar-2016

  	
   

  	
  Guatemala

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  300336753

  	
   

  	
  300226753

  	
   

  	
  Registered

  	
   

  	
  13-Dec-2004

  	
   

  	
  13-Dec-

  	
   

  	
  13-Dec-2014

  	
   

  	
  Hong Kong

  	
   

  	
   

  	
   

  	
  25 Int.

  

 

 

	
  Registered Trademark

  	
   

  	
  App No.

  	
   

  	
  Reg. No.

  	
   

  	
  Status

  	
   

  	
  File Date

  	
   

  	
  Reg Date

  	
   

  	
  Renewal Date

  	
   

  	
  Country

  Name

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  2004

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  COLDWATER CREEK

  	
   

  	
   

  	
   

  	
  12299

  	
   

  	
  Registered

  	
   

  	
   

  	
   

  	
  04-Apr-1988

  	
   

  	
  04-Apr-2018

  	
   

  	
  Idaho

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  H09180502

  	
   

  	
  4283173

  	
   

  	
  Registered

  	
   

  	
  28-Nov-1997

  	
   

  	
  11-Jun-1999

  	
   

  	
  11-Jun-2009

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  20 Int., 24 Int., 25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  18050397

  	
   

  	
  4332739

  	
   

  	
  Registered

  	
   

  	
  28-Nov-1997

  	
   

  	
  05-Nov-1999

  	
   

  	
  05-Nov-2009

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  810071995

  	
   

  	
  3347507

  	
   

  	
  Registered

  	
   

  	
  04-Aug-1995

  	
   

  	
  19-Sep-1997

  	
   

  	
  19-Sep-2017

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  8100495

  	
   

  	
  4110594

  	
   

  	
  Registered

  	
   

  	
  04-Aug-1995

  	
   

  	
  06-Feb-1998

  	
   

  	
  06-Feb-2018

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  16 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  810011995

  	
   

  	
  3339541

  	
   

  	
  Registered

  	
   

  	
  04-Aug-1995

  	
   

  	
  15-Aug-1997

  	
   

  	
  15-Aug-2017

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  14 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  2001085180

  	
   

  	
  4556805

  	
   

  	
  Registered

  	
   

  	
  20-Sep-2001

  	
   

  	
  05-Apr-2002

  	
   

  	
  05-Apr-2012

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  29 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  41200225449

  	
   

  	
  104290

  	
   

  	
  Registered

  	
   

  	
  13-Dec-2002

  	
   

  	
  10-Aug-2004

  	
   

  	
  10-Aug-2014

  	
   

  	
  Korea, Republic of

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  N015639

  	
   

  	
  N015639

  	
   

  	
  Registered

  	
   

  	
  16-Dec-2004

  	
   

  	
  08-Apr-2005

  	
   

  	
  08-Apr-2012

  	
   

  	
  Macao

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  674345

  	
   

  	
  866419

  	
   

  	
  Registered

  	
   

  	
  30-Aug-2004

  	
   

  	
  28-Jan-2005

  	
   

  	
  30-Aug-2014

  	
   

  	
  Mexico

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  5510

  	
   

  	
  5055

  	
   

  	
  Registered

  	
   

  	
  27-Dec-2004

  	
   

  	
  27-Dec-2004

  	
   

  	
  27-Dec-2014

  	
   

  	
  Mongolia

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  4414

  	
   

  	
  22665

  	
   

  	
  Registered

  	
   

  	
  13-Jan-2005

  	
   

  	
  16-Mar-2005

  	
   

  	
  16-Mar-2012

  	
   

  	
  Nepal

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  575705

  	
   

  	
  KOR220593

  	
   

  	
  Registered

  	
   

  	
  14-Dec-2004

  	
   

  	
  14-Dec-2004

  	
   

  	
  14-Dec-2014

  	
   

  	
  Thailand

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  73739695

  	
   

  	
  1531418

  	
   

  	
  Registered

  	
   

  	
  14-Jul-1988

  	
   

  	
  21-Mar-1989

  	
   

  	
  21-Mar-2009

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  42 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  76037066

  	
   

  	
  2786840

  	
   

  	
  Registered

  	
   

  	
  28-Apr-2000

  	
   

  	
  25-Nov-2003

  	
   

  	
  25-Nov-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  31 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  76227693

  	
   

  	
  2602690

  	
   

  	
  Registered

  	
   

  	
  20-Mar-2001

  	
   

  	
  30-Jul-2002

  	
   

  	
  30-Jul-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  4 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  75367982

  	
   

  	
  2217173

  	
   

  	
  Registered

  	
   

  	
  03-Oct-1997

  	
   

  	
  12-Jan-1999

  	
   

  	
  12-Jan-2009

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  76314157

  	
   

  	
  2634836

  	
   

  	
  Registered

  	
   

  	
  17-Sep-2001

  	
   

  	
  15-Oct-2002

  	
   

  	
  15-Oct-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  30 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  76227698

  	
   

  	
  2783590

  	
   

  	
  Registered

  	
   

  	
  20-Mar-2001

  	
   

  	
  18-Nov-2003

  	
   

  	
  18-Nov-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  29 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  74461454

  	
   

  	
  1861320

  	
   

  	
  Registered

  	
   

  	
  12-Nov-1993

  	
   

  	
  01-Nov-1994

  	
   

  	
  01-Nov-2014

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  42 Int.

  

 

 

	
  Registered Trademark

  	
   

  	
  App No.

  	
   

  	
  Reg. No.

  	
   

  	
  Status

  	
   

  	
  File Date

  	
   

  	
  Reg Date

  	
   

  	
  Renewal Date

  	
   

  	
  Country

  Name

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
  COLDWATER CREEK

  	
   

  	
  76250032

  	
   

  	
  2544861

  	
   

  	
  Registered

  	
   

  	
  02-May-2001

  	
   

  	
  05-Mar-2002

  	
   

  	
  05-Mar-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35A Int.

  
	
  COLDWATER CREEK

  	
   

  	
  76290949

  	
   

  	
  2714390

  	
   

  	
  Registered

  	
   

  	
  27-Jul-2001

  	
   

  	
  06-May-2003

  	
   

  	
  06-May-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  3 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  76250085

  	
   

  	
  2555721

  	
   

  	
  Registered

  	
   

  	
  02-May-2001

  	
   

  	
  02-Apr-2002

  	
   

  	
  02-Apr-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  4200612279

  	
   

  	
  85943

  	
   

  	
  Registered

  	
   

  	
  01-Aug-2006

  	
   

  	
  13-Aug-2007

  	
   

  	
  01-Aug-2016

  	
   

  	
  Viet Nam

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK & WAVE DESIGN

  	
   

  	
  78141070

  	
   

  	
  2769235

  	
   

  	
  Registered

  	
   

  	
  03-Jul-2002

  	
   

  	
  30-Sep-2003

  	
   

  	
  30-Sep-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK & WAVE DESIGN

  	
   

  	
  78141132

  	
   

  	
  2740447

  	
   

  	
  Registered

  	
   

  	
  03-Jul-2002

  	
   

  	
  22-Jul-2003

  	
   

  	
  22-Jul-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK ELEMENTS

  	
   

  	
  1159758

  	
   

  	
  TMA607690

  	
   

  	
  Registered

  	
   

  	
  20-Nov-2002

  	
   

  	
  15-Apr-2004

  	
   

  	
  15-Apr-2019

  	
   

  	
  Canada

  	
   

  	
  01-Oct-2003

  	
   

  	
  0 Int.

  
	
  COLDWATER CREEK SPIRIT

  	
   

  	
  1148694

  	
   

  	
  TMA642,366

  	
   

  	
  Registered

  	
   

  	
  01-Aug-2002

  	
   

  	
  17-Jun-2005

  	
   

  	
  17-Jun-2020

  	
   

  	
  Canada

  	
   

  	
  14-May-2003

  	
   

  	
  0 Nat.

  
	
  COLDWATER CREEK SPIRIT

  	
   

  	
  2640068

  	
   

  	
  2640068

  	
   

  	
  Registered

  	
   

  	
  03-Apr-2002

  	
   

  	
  22-Aug-2003

  	
   

  	
  30-Apr-2012

  	
   

  	
  European Community

  	
   

  	
   

  	
   

  	
  14 Int., 25 Int., 35 Int.

  
	
  COLDWATER CREEK SPIRIT

  	
   

  	
  2002069462

  	
   

  	
  4675684

  	
   

  	
  Registered

  	
   

  	
  15-Aug-2002

  	
   

  	
  23-May-2003

  	
   

  	
  23-May-2013

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK SPIRIT

  	
   

  	
  2002065702

  	
   

  	
  4675658

  	
   

  	
  Registered

  	
   

  	
  02-Aug-2002

  	
   

  	
  23-May-2003

  	
   

  	
  23-May-2013

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK SPIRIT

  	
   

  	
  76365628

  	
   

  	
  2754147

  	
   

  	
  Registered

  	
   

  	
  01-Feb-2002

  	
   

  	
  19-Aug-2003

  	
   

  	
  19-Aug-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK SPORT

  	
   

  	
  78456991

  	
   

  	
  3177920

  	
   

  	
  Registered

  	
   

  	
  26-Jul-2004

  	
   

  	
  28-Nov-2006

  	
   

  	
  28-Nov-2016

  	
   

  	
  USA

  	
   

  	
  21-Jun-2005

  	
   

  	
  35 Int.

  
	
  COLDWATER CREEK THE SPA (Standard Characters)

  	
   

  	
  77087272

  	
   

  	
  3306042

  	
   

  	
  Registered

  	
   

  	
  24-Jan-2007

  	
   

  	
  09-Oct-2007

  	
   

  	
  09-Oct-2017

  	
   

  	
  USA

  	
   

  	
  24-Jul-2007

  	
   

  	
  35 Int.

  
	
  ECOSONG

  	
   

  	
  767272

  	
   

  	
  TMA471975

  	
   

  	
  Registered

  	
   

  	
  27-Oct-1994

  	
   

  	
  04-Mar-1997

  	
   

  	
  04-Mar-2012

  	
   

  	
  Canada

  	
   

  	
  29-Oct-1996

  	
   

  	
  42 Nat.

  
	
  INVISIBLE COMFORT

  	
   

  	
  77410485

  	
   

  	
  3508430

  	
   

  	
  Registered

  	
   

  	
  29-Feb-2008

  	
   

  	
  30-Sep-2008

  	
   

  	
  30-Sep-2018

  	
   

  	
  USA

  	
   

  	
  15-Jul-2008

  	
   

  	
  25 Int.

  
	
  LEAF DESIGN

  	
   

  	
  76250031

  	
   

  	
  2571280

  	
   

  	
  Registered

  	
   

  	
  02-May-2001

  	
   

  	
  21-May-2002

  	
   

  	
  21-May-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  OUTLET @ THE CREEK

  	
   

  	
  76216329

  	
   

  	
  2571198

  	
   

  	
  Registered

  	
   

  	
  23-Feb-2001

  	
   

  	
  21-May-2002

  	
   

  	
  21-May-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  OUTLET @ THE CREEK

  	
   

  	
  76216328

  	
   

  	
  2573351

  	
   

  	
  Registered

  	
   

  	
  23-Feb-2001

  	
   

  	
  28-May-2002

  	
   

  	
  28-May-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  PALE JADE

  	
   

  	
  78120936

  	
   

  	
  2797480

  	
   

  	
  Registered

  	
   

  	
  10-Apr-2002

  	
   

  	
  23-Dec-2003

  	
   

  	
  23-Dec-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  3 Int.

  

 

 

	
  Registered Trademark

  	
   

  	
  App No.

  	
   

  	
  Reg. No.

  	
   

  	
  Status

  	
   

  	
  File Date

  	
   

  	
  Reg Date

  	
   

  	
  Renewal Date

  	
   

  	
  Country

  Name

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
  RIBBON LADY DESIGN

  	
   

  	
  78825847

  	
   

  	
  3193631

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  16 Int.

  
	
  RIBBON LADY DESIGN

  	
   

  	
  78825827

  	
   

  	
  3193628

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  35 Int.

  
	
  RIBBON LADY DESIGN

  	
   

  	
  78825758

  	
   

  	
  3193621

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  36 Int.

  
	
  RIBBON LADY DESIGN

  	
   

  	
  78825773

  	
   

  	
  3193625

  	
   

  	
  Registered

  	
   

  	
  28-Feb-2006

  	
   

  	
  02-Jan-2007

  	
   

  	
  02-Jan-2017

  	
   

  	
  USA

  	
   

  	
  17-Oct-2006

  	
   

  	
  25 Int.

  
	
  SPIRIT OF THE WEST

  	
   

  	
  861014

  	
   

  	
  TMA544680

  	
   

  	
  Registered

  	
   

  	
  07-Nov-1997

  	
   

  	
  08-May-2001

  	
   

  	
  08-May-2016

  	
   

  	
  Canada

  	
   

  	
  20-Sep-2000

  	
   

  	
  0 Nat.

  
	
  SPIRIT OF THE WEST

  	
   

  	
  810031995

  	
   

  	
  3339543

  	
   

  	
  Registered

  	
   

  	
  04-Aug-1995

  	
   

  	
  15-Aug-1997

  	
   

  	
  15-Aug-2017

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  14 Int.

  
	
  SPIRIT OF THE WEST

  	
   

  	
  810091995

  	
   

  	
  4090863

  	
   

  	
  Registered

  	
   

  	
  04-Aug-1995

  	
   

  	
  12-Dec-1997

  	
   

  	
  12-Dec-2017

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  SPIRIT OF THE WEST

  	
   

  	
  810061995

  	
   

  	
  4110595

  	
   

  	
  Registered

  	
   

  	
  04-Aug-1995

  	
   

  	
  06-Feb-1998

  	
   

  	
  06-Feb-2018

  	
   

  	
  Japan

  	
   

  	
   

  	
   

  	
  16 Int.

  
	
  SPIRIT OF THE WEST

  	
   

  	
  75367834

  	
   

  	
  2312899

  	
   

  	
  Registered

  	
   

  	
  03-Oct-1997

  	
   

  	
  01-Feb-2000

  	
   

  	
  01-Feb-2010

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  SPIRIT OF THE WEST

  	
   

  	
  74461427

  	
   

  	
  1860160

  	
   

  	
  Registered

  	
   

  	
  12-Nov-1993

  	
   

  	
  25-Oct-1994

  	
   

  	
  25-Oct-2014

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  42 Int.

  
	
  THE NATURAL WAY TO SHOP

  	
   

  	
  822467

  	
   

  	
  TMA487586

  	
   

  	
  Registered

  	
   

  	
  05-Sep-1996

  	
   

  	
  02-Jan-1998

  	
   

  	
  02-Jan-2013

  	
   

  	
  Canada

  	
   

  	
  23-Jul-1997

  	
   

  	
  42 Nat.

  
	
  UNIQUE BY NATURE

  	
   

  	
  78456949

  	
   

  	
  3378479

  	
   

  	
  Registered

  	
   

  	
  26-Jul-2004

  	
   

  	
  05-Feb-2008

  	
   

  	
  05-Feb-2018

  	
   

  	
  USA

  	
   

  	
  20-Nov-2007

  	
   

  	
  35 Int.

  
	
  WATERSILK

  	
   

  	
  78120938

  	
   

  	
  2756116

  	
   

  	
  Registered

  	
   

  	
  10-Apr-2002

  	
   

  	
  26-Aug-2003

  	
   

  	
  26-Aug-2013

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  3 Int.

  
	
  WORK WHERE FUN IS ALWAYS IN
  FASHION

  	
   

  	
  76303775

  	
   

  	
  2578477

  	
   

  	
  Registered

  	
   

  	
  23-Aug-2001

  	
   

  	
  11-Jun-2002

  	
   

  	
  11-Jun-2012

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  YOUR KIND OF CLOTHES ONLINE ALL
  THE TIME

  	
   

  	
  1048652

  	
   

  	
  TMA576681

  	
   

  	
  Registered

  	
   

  	
  29-Feb-2000

  	
   

  	
  27-Feb-2003

  	
   

  	
  27-Feb-2018

  	
   

  	
  Canada

  	
   

  	
  08-Aug-2001

  	
   

  	
  42 Nat.

  
	
  COLDWATER CREEK

  	
   

  	
  74459701

  	
   

  	
  1876534

  	
   

  	
  Renewed

  	
   

  	
  18-Nov-1993

  	
   

  	
  31-Jan-1995

  	
   

  	
  31-Jan-2015

  	
   

  	
  USA

  	
   

  	
   

  	
   

  	
  14 Int., 16 Int., 25 Int.

  
	
  COLDWATER CREEK THE SPA

  	
   

  	
  78764018

  	
   

  	
  3266290

  	
   

  	
  Allowed

  	
   

  	
  30-Nov-2005

  	
   

  	
  17-Jul-2007

  	
   

  	
  17-Jul-2017

  	
   

  	
  USA

  	
   

  	
  02-May-2006

  	
   

  	
  44 Int.

  
	
  INVISIBLE COMFORT

  	
   

  	
  78843932

  	
   

  	
  3433086

  	
   

  	
  Allowed

  	
   

  	
  23-Mar-2006

  	
   

  	
  20-May-2008

  	
   

  	
  20-May-2018

  	
   

  	
  USA

  	
   

  	
  15-Nov-2006

  	
   

  	
  25 Int.

  
	
  THE GALLERY AT COLDWATER CREEK

  	
   

  	
  76290948

  	
   

  	
  2613512

  	
   

  	
  Registered

  	
   

  	
  27-Jul-01

  	
   

  	
  27-Aug-2002

  	
   

  	
  27-Aug-2012

  	
   

  	
  USA

  	
   

  	
  20-Nov-01

  	
   

  	
   

  

 

 

	
  Registered Trademark

  	
   

  	
  App No.

  	
   

  	
  Reg. No.

  	
   

  	
  Status

  	
   

  	
  File Date

  	
   

  	
  Reg Date

  	
   

  	
  Renewal Date

  	
   

  	
  Country

  Name

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
  COLDWATER CREEK ELEMENTS

  	
   

  	
  76411312

  	
   

  	
  2690725

  	
   

  	
  Registered

  	
   

  	
  21-May-2002

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  USA

  	
   

  	
  03-Dec-2002

  	
   

  	
   

  
	
  YOUR KIND OF CLOTHES ONLINE ALL THE TIME

  	
   

  	
  75805611 

  	
   

  	
   2625622

  	
   

  	
  Registered

  	
   

  	
  21-Sep-1999

  	
   

  	
  24-Sep-2002

  	
   

  	
   

  	
   

  	
  USA

  	
   

  	
  08-May-2001

  	
   

  	
   

  

 

 

	
  Pending
  Trademark Name

  	
   

  	
  AppNumber

  	
   

  	
  RegNumber

  	
   

  	
  TrademarkStatus

  	
   

  	
  FilDate

  	
   

  	
  RegDate

  	
   

  	
  NextRenewalDate

  	
   

  	
  CountryName

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
  INVISIBLE COMFORT

  	
   

  	
  78843931

  	
   

  	
   

  	
   

  	
  Allowed

  	
   

  	
  23-Mar-2006

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  14-Nov-2006

  	
   

  	
  35 Int.

  
	
  RIBBON LADY DESIGN

  	
   

  	
  78825762

  	
   

  	
   

  	
   

  	
  Allowed

  	
   

  	
  28-Feb-2006

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  17-Oct-2006

  	
   

  	
  14 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  5518430

  	
   

  	
   

  	
   

  	
  Pending

  	
   

  	
  03-Aug-2006

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  China (Peoples Republic)

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK ELEMENTS

  	
   

  	
  77573914

  	
   

  	
   

  	
   

  	
  Pending

  	
   

  	
  19-Sep-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  WISHES RARE AND BEAUTIFUL

  	
   

  	
  77573920

  	
   

  	
   

  	
   

  	
  Pending

  	
   

  	
  19-Sep-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  1 CREEK

  	
   

  	
  77207784

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  15-Jun-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  29-Apr-2008

  	
   

  	
  25 Int.

  
	
  1 CREEK

  	
   

  	
  77207793

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  15-Jun-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  29-Apr-2008

  	
   

  	
  35 Int.

  
	
  AMERICAN CABIN

  	
   

  	
  77396865

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  14-Feb-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  19-Jul-2008

  	
   

  	
  35 Int.

  
	
  AMERICAN CABIN

  	
   

  	
  77396851

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  14-Feb-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  22-Jul-2008

  	
   

  	
  25 Int.

  
	
  AMERICAN CABIN BY COLDWATER CREEK

  	
   

  	
  77396856

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  14-Feb-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  08-Jul-2008

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  1484183

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  04-Sep-2006

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  India

  	
   

  	
  01-Jul-2008

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK

  	
   

  	
  78674810

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  20-Jul-2005

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  14-Aug-2007

  	
   

  	
  32 Int.

  
	
  CWC (STYLIZED)

  	
   

  	
  77069007

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  20-Dec-2006

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  24-Jul-2007

  	
   

  	
  25 Int.

  
	
  LUXELLE

  	
   

  	
  77127888

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  11-Mar-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  24-Jul-2007

  	
   

  	
  24 Int.

  
	
  ONE CREEK

  	
   

  	
  77207789

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  15-Jun-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  29-Apr-2008

  	
   

  	
  35 Int.

  
	
  ONE CREEK

  	
   

  	
  77207777

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  15-Jun-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  29-Apr-2008

  	
   

  	
  25 Int.

  
	
  ONECREEK

  	
   

  	
  77207782

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  15-Jun-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  29-Apr-2008

  	
   

  	
  25 Int.

  
	
  ONECREEK

  	
   

  	
  77207791

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  15-Jun-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  29-Apr-2008

  	
   

  	
  35 Int.

  
	
  READYWEAR

  	
   

  	
  77396979

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  14-Feb-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  08-Jul-2008

  	
   

  	
  25 Int.

  
	
  READYWEAR

  	
   

  	
  77396996

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  14-Feb-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  08-Jul-2008

  	
   

  	
  24 Int.

  
	
  SHAPEME

  	
   

  	
  77183068

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  16-May-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of 

  	
   

  	
  06-May-

  	
   

  	
  35 Int.

  

 

 

	
  Pending
  Trademark Name

  	
   

  	
  AppNumber

  	
   

  	
  RegNumber

  	
   

  	
  TrademarkStatus

  	
   

  	
  FilDate

  	
   

  	
  RegDate

  	
   

  	
  NextRenewalDate

  	
   

  	
  CountryName

  	
   

  	
  PubDate

  	
   

  	
  Class

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  America

  	
   

  	
  2008

  	
   

  	
   

  
	
  SHAPEME

  	
   

  	
  77183040

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  16-May-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  06-May-2008

  	
   

  	
  25 Int.

  
	
  SPIRIT BY COLDWATER CREEK

  	
   

  	
  77069008

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  20-Dec-2006

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  24-Jul-2007

  	
   

  	
  35 Int.

  
	
  TRAVALLURE

  	
   

  	
  77127886

  	
   

  	
   

  	
   

  	
  Published

  	
   

  	
  11-Mar-2007

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
  24-Jul-2007

  	
   

  	
  24 Int.

  
	
  COLDWATER CREEK

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Unfiled

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Idaho

  	
   

  	
   

  	
   

  	
  25 Int.

  
	
  COLDWATER CREEK OUTLET

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Unfiled

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
   

  	
   

  	
  35 Int.

  
	
  SHARE THE PROMISE; SHARE THE HOPE; SHARE THE JOURNEY

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Unfiled

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
   

  	
   

  	
   

  
	
  COLDWATER CREEK OUTLET

  	
   

  	
  77665567

  	
   

  	
   

  	
   

  	
  Pending

  	
   

  	
  06-Feb-2009

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
   

  	
   

  	
   

  
	
  CALM CANCER AND LIFE MANAGEMENT

  	
   

  	
  77623398

  	
   

  	
   

  	
   

  	
  Pending

  	
   

  	
  30-Nov-2008

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  United States of America

  	
   

  	
   

  	
   

  	
   

  

 

 

SCHEDULE 5.18

 

Labor Matters

 

·                  Form of Incentive Stock Option Agreement under Amended
and Restated Stock Option/Stock Issuance Plan

·                  2008 Incentive Award Program for Executives

·                  Form of Stock Unit Agreement under the Amended and
Restated Stock Option/Stock Issuance Plan

·                  Summary of Non-Management Director Compensation

·                  Form of Non-Management Director Restricted Stock Unit
Agreement

·                  Supplemental Executive Retirement Plan

·                  Amendment No. 1 to Supplemental Executive Retirement
Plan

·                  Amendment to Supplemental Executive Retirement Plan

·                  The Company has adopted an Employee Stock Purchase Plan
pursuant to which eligible employees are entitled to purchase shares of the
Company’s common stock at a discount

·                  Employee Agreement, dated June 28, 2008, between Company
and Jeffrey Parisian

·                  Employment Agreement, dated as of December 20, 2006,
between the Company and Georgia Shonk-Simmons (as amended as of December 23,
2008)

·                  Employment Agreement, dated as of May 29, 2007, between
the Company and Daniel Griesemer (as amended as of December 23, 2008)

·                  Employment Agreement, dated as of May 29, 2007, between
the Company and Dan Moen (as amended as of December 23, 2008)

·                  Employment Agreement, dated as of May 29, 2007, between
the Company and Gerard El Chaar (as amended as of December 23, 2008)

·                  Three-Year Employee Retention Compensation Agreements with
certain of its executive officers (filed with the Company’s Fiscal 2002 Annual
Report on Form 10-K)

·                  Employee Agreement, dated as of December 23, 2008,
between Company and Timothy O. Martin

·                  Change in Control Agreement, dated as of December 23,
2008, between Company and Michael Feurer

·                  The Company enters standard form confidentiality, invention
assignment agreements with its employees

 

 

SCHEDULE
5.21(a)

 

DDAs

 

	
  Corporate

  Bank Name

  	
   

  	
  Corporate Bank

  Address

  	
   

  	
  City

  	
   

  	
  State

  	
   

  	
  Zip

  	
   

  	
  Corporate Contact

  Name

  	
   

  	
  Corporate Bank

  Phone #

  	
   

  	
  Master Account

  Number

  	
   

  	
  Account

  Description

  
	
  1st American Bank

  	
   

  	
  4611 Golf Road

  	
   

  	
  Skokie

  	
   

  	
  IL

  	
   

  	
  60076

  	
   

  	
  Roxann Sadus

  	
   

  	
  (630) 547-9010

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  1st Bank of the Tetons

  	
   

  	
  170 East Broadway

  	
   

  	
  Jackson

  	
   

  	
  WY

  	
   

  	
  83002

  	
   

  	
  Robyn Bircher

  	
   

  	
  (307) 732-5919

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  1st National Bank of SD

  	
   

  	
  2505 W 41st St

  	
   

  	
  Sioux Falls

  	
   

  	
  SD

  	
   

  	
  57105

  	
   

  	
  Terri Foster

  	
   

  	
  (605) 782-5901

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  1st Tennessee Bank

  	
   

  	
  1283 N Mount Juliet Rd

  	
   

  	
  Mt. Juliet

  	
   

  	
  TN

  	
   

  	
  37122

  	
   

  	
  Bruce Smith

  	
   

  	
  (615) 790-5130

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Bancorp South Bank

  	
   

  	
  4359 Mall Drive

  	
   

  	
  Tupelo

  	
   

  	
  MS

  	
   

  	
  38804

  	
   

  	
  Kristy Presley

  	
   

  	
  (662) 678-8000

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Bank Champaign

  	
   

  	
  5 Convenience Center Rd

  	
   

  	
  Champaign

  	
   

  	
  IL

  	
   

  	
  61820

  	
   

  	
  Sharon Armstrong

  	
   

  	
  (217) 351-2876

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Bank of America

  	
   

  	
  800 5th Ave

  WA1-501-08-23

  	
   

  	
  Seattle

  	
   

  	
  WA

  	
   

  	
  98104

  	
   

  	
  Debbie Veenhuizen

  	
   

  	
  (206) 358-7196

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Bank of America SPA

  	
   

  	
  800 5th Ave

  WA1-501-08-23

  	
   

  	
  Seattle

  	
   

  	
  WA

  	
   

  	
  98104

  	
   

  	
  Debbie Veenhuizen

  	
   

  	
  (206) 358-7196

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Berkshire Bank

  	
   

  	
  3450 Rivhville Rd

  	
   

  	
  Manchester

  	
   

  	
  VT

  	
   

  	
  5255

  	
   

  	
  Melissa Wadsworth

  	
   

  	
  (802) 362-4960

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Canandaigua National Bank

  	
   

  	
  338 Eastview Mall

  	
   

  	
  Victor

  	
   

  	
  NY

  	
   

  	
  14564

  	
   

  	
  Samantha Johnson

  	
   

  	
  (585) 742-4950 ext 40220

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Capital One Bank

  	
   

  	
  313 Carondelet Street

  	
   

  	
  New Orleans

  	
   

  	
  LA

  	
   

  	
  70130

  	
   

  	
  Kristie Vead

  	
   

  	
  (504) 533-5264

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Capital One Bank SPA

  	
   

  	
  313 Carondelet Street

  	
   

  	
  New Orleans

  	
   

  	
  LA

  	
   

  	
  70130

  	
   

  	
  Kristie Vead

  	
   

  	
  (504) 533-5264

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Central Illinois Bank

  	
   

  	
  200 River Road

  	
   

  	
  East Peoria

  	
   

  	
  IL

  	
   

  	
  61611

  	
   

  	
  Lori Rogers

  	
   

  	
  (309) 693-8851

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Chase Bank IL

  	
   

  	
  310 N. Randall Road

  	
   

  	
  Lake in The Hills

  	
   

  	
  IL

  	
   

  	
  60156

  	
   

  	
  Paul Sotos

  	
   

  	
  (847) 854-3213

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Chase Bank IN

  	
   

  	
  8630 Keystone Crossing Dr

  	
   

  	
  Indianapolis

  	
   

  	
  IN

  	
   

  	
  46240

  	
   

  	
  Dotty Davis 

  	
   

  	
  (317) 266-5826

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Chase Bank WI

  	
   

  	
  4401 W Wisconsin Ave

  	
   

  	
  Appleton

  	
   

  	
  WI

  	
   

  	
  54913

  	
   

  	
  Carla Jones or Judy-to set up new branch location, perfer
  fax at 

  	
   

  	
  (920) 738-9000

  	
   

  	
  ***

  	
   

  	
  Depository

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  Corporate

  Bank Name

  	
   

  	
  Corporate Bank

  Address

  	
   

  	
  City

  	
   

  	
  State

  	
   

  	
  Zip

  	
   

  	
  Corporate Contact

  Name

  	
   

  	
  Corporate Bank

  Phone #

  	
   

  	
  Master Account

  Number

  	
   

  	
  Account

  Description

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  920-738-9988

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Chittenden Bank

  	
   

  	
  2 Burlington Square.

  	
   

  	
  Burlington

  	
   

  	
  VT

  	
   

  	
  5401

  	
   

  	
  Jennifer L. Gould

  	
   

  	
  (802) 660-1486

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Citizens and Farmers Bank

  	
   

  	
  698 Town Center Drive

  	
   

  	
  Newport News

  	
   

  	
  VA

  	
   

  	
  23606

  	
   

  	
  Trittie Mountcastle

  	
   

  	
  (757) 596-4775

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Citizens Bank

  	
   

  	
  160 N Gulph Rd

  	
   

  	
  King of Prussia

  	
   

  	
  PA

  	
   

  	
  19406

  	
   

  	
  Ryan Barbacane

  	
   

  	
  (610) 337-5962

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Citizen’s National Bank

  	
   

  	
  130 W. Bruce St.

  	
   

  	
  Sevierville

  	
   

  	
  TN

  	
   

  	
  37862

  	
   

  	
  Angie Tharp

  	
   

  	
  (865) 429-7945

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Comerica Bank

  	
   

  	
  500 Woodward 

  	
   

  	
  Detroit

  	
   

  	
  MI

  	
   

  	
  48226

  	
   

  	
  Michelle Owens

  	
   

  	
  (313) 222-5820

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Compass Bank

  	
   

  	
  1433 Opelika Rd

  	
   

  	
  Auburn

  	
   

  	
  AL

  	
   

  	
  36602

  	
   

  	
  John McCabe

  	
   

  	
  (334) 887-1216

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Fifth Third Bank

  	
   

  	
  1 Fayette Center

  	
   

  	
  Washington Courthouse

  	
   

  	
  OH

  	
   

  	
  43160

  	
   

  	
  Pam McCune

  	
   

  	
  (740) 335-7641

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Five Star Bank

  	
   

  	
  2 Seneca St

  Attn:  Waterloo Seneca Falls Branch

  	
   

  	
  Geneva

  	
   

  	
  NY

  	
   

  	
  14456

  	
   

  	
  Emily Quill

  	
   

  	
  (315) 539-1000

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Highland Bank 

  	
   

  	
  5985 Large Ave Ne

  	
   

  	
  Albertville

  	
   

  	
  MN

  	
   

  	
  55301

  	
   

  	
  Sue Popp

  	
   

  	
  (763) 497-3525

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Huntington Bank #5464

  	
   

  	
  2055 Polaris Parkway

  	
   

  	
  Columbus

  	
   

  	
  OH

  	
   

  	
  43240

  	
   

  	
  Lurenna Hutchings

  	
   

  	
  (614) 899-8239

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Irwin  Union Bank

  	
   

  	
  10121 US 31

  	
   

  	
  Taylorsville

  	
   

  	
  IN

  	
   

  	
  47280

  	
   

  	
  Tonya Wenig

  	
   

  	
  (812) 526-5535

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Johnson Bank

  	
   

  	
  7500 Green Bay Road

  	
   

  	
  Kenosha

  	
   

  	
  WI

  	
   

  	
  53142

  	
   

  	
  Neil Buchanan

  	
   

  	
  (262) 697-7258

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  M & I Bank

  	
   

  	
  31 Meadowview Drive

  	
   

  	
  Lake Delton

  	
   

  	
  WI

  	
   

  	
  53940

  	
   

  	
  Evan Luck

  	
   

  	
  (608) 253-8425

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  National City Bank

  	
   

  	
  629 Euclid Ave 4th Floor

  	
   

  	
  Cleveland

  	
   

  	
  OH

  	
   

  	
  44114

  	
   

  	
  Daniel Bihn

  	
   

  	
  (800) 669-1518

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  PNC Bank

  	
   

  	
  8000 Shelbyville Road

  	
   

  	
  Louisville

  	
   

  	
  KY

  	
   

  	
  40222

  	
   

  	
  Robyn Parrino

  	
   

  	
  (502) 212-6325

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  SunTrust Bank FL

  	
   

  	
  2116 S. Babcock St

  	
   

  	
  Melbourne

  	
   

  	
  FL

  	
   

  	
  32901

  	
   

  	
  Regina Margnelli

  	
   

  	
  (321) 984-2540

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  SunTrust Bank GA

  	
   

  	
  103 City Circle

  	
   

  	
  Peachtree City

  	
   

  	
  GA

  	
   

  	
  30269

  	
   

  	
  Kristie Gable

  	
   

  	
  (770) 486-5220

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Tuscola National 

  	
   

  	
  900 S. Progress 

  	
   

  	
  Tuscola, IL  

  	
   

  	
  IL

  	
   

  	
  61953

  	
   

  	
  Kim Martin

  	
   

  	
  (217) 253-4711

  	
   

  	
  ***

  	
   

  	
  Depository

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  Corporate

  Bank Name

  	
   

  	
  Corporate Bank

  Address

  	
   

  	
  City

  	
   

  	
  State

  	
   

  	
  Zip

  	
   

  	
  Corporate Contact

  Name

  	
   

  	
  Corporate Bank

  Phone #

  	
   

  	
  Master Account

  Number

  	
   

  	
  Account

  Description

  
	
  Bank

  	
   

  	
  Blvd.

  	
   

  	
  61953

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  United Bank

  	
   

  	
  514 Market Street

  	
   

  	
  Parkersburg

  	
   

  	
  WV

  	
   

  	
  26101

  	
   

  	
  Carole Allen

  	
   

  	
  (304) 424-8800

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  United Community Bank

  	
   

  	
  6372 Highway 53 East

  	
   

  	
  Dawsonville

  	
   

  	
  GA

  	
   

  	
  30503

  	
   

  	
  Chrissy Baker

  	
   

  	
  (706) 265-3232 ext 1104

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  US Bank

  	
   

  	
  6376 Government Way

  	
   

  	
  Coeur D’ Alene

  	
   

  	
  ID

  	
   

  	
  83814

  	
   

  	
  Marian Pelsma

  	
   

  	
  (208) 762-0247

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  US Bank SPA

  	
   

  	
  6376 Government Way

  	
   

  	
  Coeur D’ Alene

  	
   

  	
  ID

  	
   

  	
  83815

  	
   

  	
  Marian Pelsma

  	
   

  	
  (208) 762-0247

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Wachovia Bank

  	
   

  	
  700 Hampton Grn 

  Mail Code GA8760

  	
   

  	
  Duluth 

  	
   

  	
  GA

  	
   

  	
  30096

  	
   

  	
  Lauren Patterson

  	
   

  	
  (704) 383-9425

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Wilmington Trust Bank

  	
   

  	
  1100 North Market Street

  	
   

  	
  Wilmington

  	
   

  	
  DE

  	
   

  	
  19890

  	
   

  	
  Nicole Zapert

  	
   

  	
  (302) 651-8064

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Washington Mutual

  	
   

  	
  5808 Broadway St.

  	
   

  	
  San Antonio

  	
   

  	
  TX

  	
   

  	
  78209

  	
   

  	
  Angie Ybarra

  	
   

  	
  (210)822-3665 option 3

  	
   

  	
  ***

  	
   

  	
  Depository

  
	
  Panhandle State Bank Donation Acct

  	
   

  	
  300 Kootenai Cut-Off Road

  	
   

  	
  Ponderay

  	
   

  	
  ID

  	
   

  	
  83852

  	
   

  	
  Connie Rosco

  	
   

  	
  208-263-2348

  	
   

  	
  ***

  	
   

  	
  Checking

  
	
  Bank of America - CD

  	
   

  	
  800 5th Ave

  WA1-501-08-23

  	
   

  	
  Seattle

  	
   

  	
  WA

  	
   

  	
  98104

  	
   

  	
  Debbie Veenhuizen

  	
   

  	
  (206) 358-7196

  	
   

  	
  ***

  	
   

  	
  Certificate of Deposit

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Aspenwood CONTROL

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Spa CONTROL

  
	
  Wells Fargo Bank SPA

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83720

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Retail Depository SPA

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  CWC US CONTROL

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Retail Depository US

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP Checking

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Credit

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Debit

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  Corporate

  Bank Name

  	
   

  	
  Corporate Bank

  Address

  	
   

  	
  City

  	
   

  	
  State

  	
   

  	
  Zip

  	
   

  	
  Corporate Contact

  Name

  	
   

  	
  Corporate Bank

  Phone #

  	
   

  	
  Master Account

  Number

  	
   

  	
  Account

  Description

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Master

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Sweep

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Payroll (CWC Inc.)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Customer Refunds (CWC Inc.)

  
	
  Wells Fargo Bank

  	
   

  	
  299 South Main, 5th Floor

  	
   

  	
  Salt Lake City

  	
   

  	
  UT

  	
   

  	
  84111

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Money Market/Bonds

  
	
  Wells Fargo Bank

  	
   

  	
  299 South Main, 5th Floor

  	
   

  	
  Salt Lake City

  	
   

  	
  UT

  	
   

  	
  84111

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Restricted Cash

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Revolving Line Cr

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP checking

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Payroll (CWC Spa)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Payroll ( Worldwide)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Payroll (CWC US)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  CS-Checking US

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Payroll (Aspenwood)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Debit (SPA)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Credit (Aspenwood

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Credit (SPA)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Debit (CWC US)

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  Corporate

  Bank Name

  	
   

  	
  Corporate Bank

  Address

  	
   

  	
  City

  	
   

  	
  State

  	
   

  	
  Zip

  	
   

  	
  Corporate Contact

  Name

  	
   

  	
  Corporate Bank

  Phone #

  	
   

  	
  Master Account

  Number

  	
   

  	
  Account

  Description

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Credit (US)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP ACH Debit (Aspenwood)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP Checking (SPA)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP Checking (US)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  AP Checking (Aspenwood)

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  VMC Depository Spa

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Amex Depository Spa

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Discover Depository Spa

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  VMC Depository US

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Amex Depository US

  
	
  Wells Fargo Bank

  	
   

  	
  877 West Main St - 3rd Floor

  	
   

  	
  Boise

  	
   

  	
  ID

  	
   

  	
  83702

  	
   

  	
  Brian Cook

  	
   

  	
  (208) 393-2162

  	
   

  	
  ***

  	
   

  	
  Discover Depository US

  
	
  HSBC - Hong Kong

  	
   

  	
  Units2104-05,21/F,Causeway Bay Plaza Two, 463-483 Lockhart
  Rd

  	
   

  	
  Hong Kong

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Chris Lau

  	
   

  	
  (852) 36634182

  	
   

  	
  ***

  	
   

  	
  Savings-USD

  
	
  HSBC - Hong Kong

  	
   

  	
  Units2104-05,21/F,Causeway Bay Plaza Two, 463-483 Lockhart
  Rd

  	
   

  	
  Hong Kong

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Chris Lau

  	
   

  	
  (852) 36634182

  	
   

  	
  ***

  	
   

  	
  Checking-HKD

  
	
  HSBC - India

  	
   

  	
  JD Towers, Central 

  	
   

  	
  Gurgaon

  	
   

  	
   

  	
   

  	
  122001

  	
   

  	
  Anuj Kalra

  	
   

  	
  91+9811948887

  	
   

  	
  ***

  	
   

  	
  Checking-INR

  

 

*** Confidential material redacted and filed separately with the
Commission.

 

 

	
  Corporate

  Bank Name

  	
   

  	
  Corporate Bank

  Address

  	
   

  	
  City

  	
   

  	
  State

  	
   

  	
  Zip

  	
   

  	
  Corporate Contact

  Name

  	
   

  	
  Corporate Bank

  Phone #

  	
   

  	
  Master Account

  Number

  	
   

  	
  Account

  Description

  
	
   

  	
   

  	
  Arcade, MG Rd.

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  

 

 

SCHEDULE 5.21(b)

 

Credit Card Arrangements

 

Paymentech,
L.P. Credit Card Processing Services Agreement

Addendum
No 3

Merchant
Agreement Contract Number 746818

 

 

SCHEDULE 5.24

 

Material Contracts

 

1.              Amended
and Restated Lease Agreement, dated as of January 10, 2006, between Wood
County Development Authority (“Lessor”) and Coldwater Creek Inc. (“Lessee”),
as amended by that certain First Amendment to Amended and Restated Lease
Agreement, dated as of October 25, 2006, by and between Lessor and Lessee.

 

2.              Amended
and Restated Lease Agreement, dated as of July 19, 2007, between Foothill
Shadows, LLC, as lessor, and Coldwater Creek Inc., as lessee.

 

 

SCHEDULE
6.02

 

Financial and Collateral
Reporting

 

References is hereby made to a certain Credit
Agreement, dated as of February 13, 2009 (as amended, modified,
supplemented or restated and in effect from time to time, the “Credit
Agreement”), by and among (i) Coldwater Creek U.S. Inc., a Delaware
corporation (in such capacity, the “Lead Borrower”), as agent for the
Borrowers from time to time party thereto (collectively, with the Lead
Borrower, the “Borrowers”), (ii) the Borrowers, (iii) the
Guarantors from time to time party thereto, (iv) the Lenders from time to
time party thereto, and (v) Wells Fargo Retail Finance, LLC, as
Administrative Agent, Collateral Agent and Swing Line Lender. All capitalized
terms used but not defined herein shall have the meanings set forth in the
Credit Agreement.

 

The Loan Parties hereby agree to provide to the
Administrative Agent, on the applicable day specified below, the following
documents (each in such form and detail as the Administrative Agent from time
to time may specify):

 

a.             Within fifteen (15) days after the end of each
(i) Fiscal Month (commencing with the Fiscal Month ending February 28,
2009 and each Fiscal Month thereafter), if a Usage Event Period exists at any
time during such Fiscal Month, and (ii) Fiscal Quarter (commencing with
the Fiscal Quarter ending May 2, 2009 and each Fiscal Quarter thereafter),
if a Usage Event Period did not exist at any time during such Fiscal Quarter,
for such Fiscal Month or Fiscal Quarter, as applicable:

 

(A)                               purchases and
account payable analysis report (together with account payable aging) for each
Loan Party, in the Administrative Agent’s format; and

 

(B)                               Inventory
summary by Store location; and

 

(C)                               Inventory
certificate for each Loan Party, in the Administrative Agent’s format; and

 

(D)                               Credit Card
Receivables aging report for each Loan Party.

 

b.             Within thirty (30) days of the end of each
(i) Fiscal Month (commencing with the Fiscal Month ending February 28,
2009 and each Fiscal Month thereafter), if a Usage Event Period exists at any
time during such Fiscal Month, and (ii) Fiscal Quarter (commencing with
the Fiscal Quarter ending May 2, 2009 and each Fiscal Quarter thereafter),
if a Usage Event Period did not exist at any time during such Fiscal Quarter,
for such Fiscal Month or Fiscal Quarter, as applicable:

 

(A)                               reconciliation
of the stock ledger to the general ledger for each Loan Party and the
calculation of Availability; and

 

(B)                               gross margin
reconciliation for each Loan Party; and

 

(C)                               statement of
Store activity, in the Administrative Agent’s format; and

 

(D)                               such other
information as the Administrative Agent may from time to time reasonably
request.

 

130

 

 

SCHEDULE 7.01

 

Existing Liens

 

·                  Equipment lien on certain equipment and software in favor of
IBM Corporation against Coldwater Creek Inc., as represented on financing
statement #4070692, filed with the Delaware Secretary of State on March 12,
2004.

 

·                  Equipment lien on certain office equipment and products in
favor of CIT Technology Financing Services, Inc. against Coldwater Creek
Inc., as represented on financing statement #42477992, filed with the Delaware
Secretary of State on September 2, 2004.

 

·                  Equipment lien on certain equipment and related software in
favor of IBM Credit LLC against Coldwater Creek Inc., as represented on
financing statement #20072287836, filed with the Delaware Secretary of State on
June 18, 2007.

 

·                  Equipment lien on certain equipment leased pursuant to that
certain Rental Agreement, dated December 3, 2007 between Coldwater Creek
Inc., as lessee, and Pure Health Solutions, Inc., as lessor, as
represented on financing statement #20074785001, filed with the Delaware
Secretary of State on December 18, 2007.

 

·                  All items of personal property leased pursuant to that
certain Lease Agreement, dated December 6, 2007, by and between US Express
Leasing, Inc. as lessor and Coldwater Creek Inc. as lessee, as represented
on financing statement #20081008281, filed with the Delaware Secretary of State
on March 24, 2008.

 

 

SCHEDULE 7.02

 

Existing Investments

 

·                  Advances to certain officers of Coldwater Creek Inc. in the
aggregate principal amount of $150,000.

 

·                  Loan to Vice President of Coldwater Creek Inc. in the amount
of $39,375.

 

·                  Loan to Senior Vice President of Coldwater Creek Inc. in the
amount of $39,375.

 

 

SCHEDULE 7.03

 

Existing Indebtedness

 

Schedule of Debt

 

	
  Debt

  	
   

  	
  Original balance

  	
   

  	
  Balance as of 

  1/3/09

  	
   

  	
  Interest 

  Rate

  	
   

  	
  Term

  	
   

  	
  Payment 

  Frequency

  	
   

  	
  Payment

  	
   

  
	
  Financing arragement for SAP
  software with Key Bank

  	
   

  	
  $

  	
  3,634,350

  	
   

  	
  $

  	
  2,780,406

  	
   

  	
  7.75

  	
  %

  	
  Jan 08 - 

  Dec 10

  	
   

  	
  Quarterly

  	
   

  	
  $

  	
  378,531

  	
   

  
	
  Capital lease - CDA building (1)

  	
   

  	
  $

  	
  10,500,272

  	
   

  	
  $

  	
  10,506,245

  	
   

  	
  7.65

  	
  %

  	
  Aug 07 - 

  July 28

  	
   

  	
  Monthly

  	
   

  	
  Escalating range from $70,890 currently to $115,572

  	
   

  
	
  Capital lease - Sandpoint store

  	
   

  	
  $

  	
  1,000,000

  	
   

  	
  $

  	
  1,046,127

  	
   

  	
  10.50

  	
  %

  	
  July 06 - 

  Dec 36

  	
   

  	
  Monthly

  	
   

  	
  Escalating range from $7,405 currently to $14,798

  	
   

  
	
  Capital lease - IBM

  	
   

  	
  $

  	
  277,376

  	
   

  	
  $

  	
  176,278

  	
   

  	
  7.50

  	
  %

  	
  July 07 - 

  June 11

  	
   

  	
  Monthly

  	
   

  	
  $

  	
  6,665

  	
   

  

 

(1) Note
that amount does not include the expansion of the CDA building as it is not yet
completed and occupied.  When it is
completed, an additional $51,041 will be paid, escalating to $81,598 by the end
of the lease.

 

·                  In connection with the Brighton case referenced on Schedule
5.06 to this Credit Agreement, Coldwater Creek Inc. has caused a surety bond
(issued through Zurich by the Fidelity and Deposit Company of Maryland) to be
posted in the amount of $3,300,000. 
Pursuant to the terms of an indemnity agreement dated December 20,
2007 with Zurich, Coldwater Creek Inc. is required to indemnify Zurich in the
event the bond is paid.

 

·                  In connection with the mechanic’s liens at 1770 East Red
Cliff Drive, St. George, Utah 84790, surety bonds issued by the Fidelity and
Deposit Company of Maryland on behalf of Coldwater Creek Inc. in the amounts of
$68,102 and $24,110.06, respectively.

 

·                  That certain Intercompany Note, dated as of February [  ], 2009, by the Loan Parties in favor of the
Loan Parties.

 

·                  Liability of $7MM related to construction of CDA Call Center
Expansion, pursuant to that certain Amended and Restated Lease Agreement, dated
as of July 19, 2007, between Foothill Shadows, LLC, as lessor, and
Coldwater Creek Inc., as lessee.

 

·                  Letter of Credit in the amount of $2.4MM issued by Wells
Fargo, issued in connection with that certain Amended and Restated Lease
Agreement, dated as of January 10, 2006, by and between Wood County
Development Authority, as Lessor, and Coldwater Creek Inc., as Lessee.

 

 

SCHEDULE
10.02

 

Administrative Agent’s
Office, Certain Addresses for Notices

 

1.                                      Administrative Agent’s Office:

 

Wells Fargo Retail Finance, LLC, as Administrative
Agent

One Boston Place, 19th Floor

Boston, Massachusetts 02108

Attention: Cory Loftus

 

2.                                      Certain Addresses for Notices:

 

a.                                      If to the Lead
Borrower and any other Loan Party:

 

Coldwater Creek U.S. Inc.

One Coldwater Creek Drive

Sandpoint, Idaho 83864

Attention: Chief Financial Officer and General
Counsel

Telephone: (208) 263-2262

Facsimile:
(208) 265-7108

E-mail:
tim.martin@thecreek.con

 

With a copy to:

 

Hogan & Hartson LLP

Columbia Square

555 Thirteenth Street, NW

Washington, DC 20004

Attention: Gordon C. Wilson, Esq.

Telephone: (202) 637-5600

Facsimile:
(202) 637-5910

E-mail:
gcwilson@hhlaw.com

 

b.                                      If to the
Administrative Agent, Collateral Agent, Swing Line Lender and the L/C Issuer:

 

Wells Fargo Retail Finance, LLC, as Administrative
Agent

One Boston Place, 19th Floor

Boston, Massachusetts 02108

Attention: Cory Loftus

Telephone: (617) 854-7259

Facsimile: (617) 523-4029

E-mail:
cory.loftus@wellsfargo.com

 

with a copy to:

 

131

 

Riemer & Braunstein LLP

Three Center Plaza

Boston, Massachusetts 02108

Attention: Robert E. Paul, Esq.

Telephone: (617) 523-9000

Facsimile:
(617) 692-3551

E-mail:
rpaul@riemerlaw.com

 

132

 

 

EXHIBIT A

 

Form of Committed Loan Notice

 

 

COMMITTED LOAN NOTICE

 

Date: 
                        ,            

 

To:                             Wells Fargo
Retail Finance, LLC, as Administrative Agent

 

Ladies and Gentlemen:

 

Reference
is made to that certain Credit Agreement, dated as of February 13, 2009
(as amended, modified, supplemented or restated and in effect from time to
time, the “Credit Agreement”), by and among (i) COLDWATER CREEK
U.S. INC., a Delaware  corporation
(in such capacity, the “Lead Borrower”), as agent for the Borrowers from
time to time party thereto (individually, a “Borrower” and, collectively
with the Lead Borrower, the “Borrowers”), (ii) the Borrowers, (iii) the
Guarantors from time to time party thereto (individually, a “Guarantor”
and, collectively, the “Guarantors”), (iv) the Lenders from time to
time party thereto (individually, a “Lender” and, collectively, the “Lenders”),
and (v) WELLS FARGO RETAIL FINANCE, LLC, as Administrative Agent,
Collateral Agent and Swing Line Lender. 
Capitalized terms used but not defined herein shall have the meanings
set forth in the Credit Agreement.

 

The
Lead Borrower hereby requests a [Committed Borrowing](1)[conversion of a
Committed Loan from one Type to the other] [continuation of LIBO Rate Loans]:

 

1.                                      On
                                                                        (a
Business Day)(2)

 

2.                                      In the amount
of
$                                          (3)

 

3.                                      Comprised of
[Base Rate] [LIBO Rate] Loans (Type of Loan)(4)

 

(1)                                 A Borrowing
must be a borrowing consisting of simultaneous Loans of the same Type and, in
the case of LIBO Rate Loans, must have the same Interest Period.

 

(2)                                 Each notice of
a Committed Borrowing must be received by the Administrative Agent not later
than 11:00 a.m. (i) three Business Days prior to the requested date
of any Borrowing of LIBO Rate Loans, any conversion to, or continuation of,
LIBO Rate Loans or any conversion of LIBO Rate Loans to Base Rate Loans, and
(ii) one Business Day prior to the requested date of any Borrowing of Base
Rate Loans.

 

(3)                                 Each Committed
Borrowing of, conversion to, or continuation of, LIBO Rate Loans must be in a
principal amount of $1,000,000 or a whole multiple of $500,000 in excess
thereof, and, except as provided in Sections 2.03(c) and 2.04(c) of
the Credit Agreement, each Borrowing of, or conversion to, Base Rate Loans must
be in a principal amount of $500,000 or a whole multiple of $100,000 in excess
thereof.

 

(4)                                 Loans may be
either Base Rate Loans or LIBO Rate Loans. 
If the Type of Loan is not specified, then the applicable Loan will be
made as a Base Rate Loan.

 

 

4.                                      For LIBO Rate
Loans:  with an Interest Period of
         months(5)

 

The
Lead Borrower hereby represents and warrants (for itself and on behalf of the
other Borrowers) that (a) the [Committed Borrowing] [conversion of Loans
from one Type to the other] [continuation of LIBO Rate Loans] requested herein
complies with the provisions of Section 2.02(b) of the Credit
Agreement (other than any provision addressing the responsibilities or duties
of the Administrative Agent, the Swing Line Lender or the Lenders), and (b) if
requesting a Committed Borrowing (rather than a conversion of Loans from one
Type to the other or a continuation of LIBO Rate Loans), the conditions
specified in Section 4.02 of the Credit Agreement shall have been
satisfied on and as of the date of the applicable Committed Borrowing.

 

	
   

  	
  COLDWATER
  CREEK U.S. INC.

  
	
   

  	
  as
  Lead Borrower

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  

 

(5)                                 The Lead
Borrower may request a Borrowing of LIBO Rate Loans with an Interest Period of
one, two or three months.  If no election
of Interest Period is specified, then the Lead Borrower will be deemed to have
specified an Interest Period of one month.

 

 

EXHIBIT B

 

Form of Swing Line Loan Notice

 

SWING LINE LOAN NOTICE

 

Date: 
                      ,          

 

To:                             Wells Fargo
Retail Finance, LLC, as Swing Line Lender

Wells Fargo Retail Finance, LLC, as Administrative Agent

 

Ladies and Gentlemen:

 

Reference
is made to that certain Credit Agreement, dated as of February 13, 2009 (as
amended, modified, supplemented or restated and in effect from time to time,
the “Credit Agreement”), by and among (i) COLDWATER CREEK U.S. INC., a
Delaware  corporation (in such
capacity, the “Lead Borrower”), as agent for the Borrowers from time to
time party thereto (individually, a “Borrower” and, collectively with
the Lead Borrower, the “Borrowers”), (ii) the Borrowers, (iii) the
Guarantors from time to time party thereto (individually, a “Guarantor”
and, collectively, the “Guarantors”), (iv) the Lenders from time to time
party thereto (individually, a “Lender” and, collectively, the “Lenders”),
and (v) WELLS FARGO RETAIL FINANCE, LLC, as Administrative Agent, Collateral
Agent and Swing Line Lender.  Capitalized
terms used but not defined herein shall have the meanings set forth in the
Credit Agreement.

 

The
Lead Borrower hereby requests a Swing Line Borrowing:

 

1.                                      On                                                                                    (a
Business Day)(1)

 

2.                                      In the amount
of
$                                            (2)

 

The
Lead Borrower (for itself and on behalf of the other Borrowers) hereby
represents and warrants that (i) the Swing Line Borrowing requested herein
complies with the provisions of Sections 2.04(a) and (b) of the Credit
Agreement (other than any provision addressing the responsibilities or duties
of the Administrative Agent, the Swing Line Lender or the Lenders), and (ii)
the conditions specified in Sections 4.02 of the Credit Agreement shall have
been satisfied on and as of the date set forth in item 1 above.

 

	
   

  	
  COLDWATER
  CREEK U.S. INC., 

  
	
   

  	
  as
  Lead Borrower

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  

 

(1)                                 Each notice of
a Swing Line Borrowing must be received by the Swing Line Lender and the
Administrative Agent not later than 1:00 p.m. on the requested date of any
Swing Line Borrowing.

 

(2)                                 Each Swing Line
Borrowing shall be for an amount no less than $100,000.

 

 

EXHIBIT C-1

 

Form of Committed Loan Note

 

 

COMMITTED LOAN NOTE

 

 

	
  $70,000,000.00

  	
   

  	
  February 13, 2009

  

 

FOR
VALUE RECEIVED, the undersigned (individually, a “Borrower” and,
collectively, the “Borrowers”), jointly and severally promise to pay to
the order of WELLS FARGO RETAIL FINANCE, LLC (hereinafter, with any subsequent
holders, the “Lender”), at  One
Boston Place, 19th Floor, Boston, Massachusetts 02108, the principal sum of
SEVENTY MILLION DOLLARS ($70,000,000.00), or, if less, the aggregate unpaid principal
balance of Committed Loans made by the Lender to or for the account of any
Borrower pursuant to the Credit Agreement dated as of February 13, 2009
(as amended, modified, supplemented or restated and in effect from time to
time, the “Credit Agreement”) by and among (i) COLDWATER CREEK U.S.
INC., a Delaware  corporation (in
such capacity, the “Lead Borrower”), as agent for the Borrowers from
time to time party thereto (individually, a “Borrower” and, collectively
with the Lead Borrower, the “Borrowers”), (ii) the Borrowers, (iii) the
Guarantors from time to time party thereto (individually, a “Guarantor”
and, collectively, the “Guarantors”), (iv) the Lenders from time to
time party thereto (individually, a “Lender” and, collectively, the “Lenders”),
and (v) Wells Fargo Retail Finance, LLC, as Administrative Agent,
Collateral Agent and Swing Line Lender, with interest at the rate and payable
in the manner stated therein.

 

This
is a “Note” to which reference is made in the Credit Agreement and is subject to
all terms and provisions thereof.  The
principal of, and interest on, this Note shall be payable at the times, in the
manner, and in the amounts as provided in the Credit Agreement and shall be
subject to prepayment and acceleration as provided therein.  Capitalized terms used herein and not defined
herein shall have the meanings assigned to such terms in the Credit Agreement.

 

The
Administrative Agent’s books and records concerning the Loans, the accrual of
interest thereon, and the repayment of such Loans, shall, absent manifest
error, be prima facie evidence of the indebtedness to the Lender hereunder.

 

No
delay or omission by any Agent or the Lender in exercising or enforcing any of
such Agent’s or the Lender’s powers, rights, privileges, remedies, or discretions
hereunder shall operate as a waiver thereof on that occasion nor on any other
occasion.  No waiver of any Event of
Default shall operate as a waiver of any other Event of Default, nor as a
continuing waiver of any such Event of Default.

 

 

Each
Borrower, and each endorser of this Note, waives presentment, demand, notice,
and protest, and also waives any delay on the part of the holder hereof.  Each Borrower assents to any extension or
other indulgence (including, without limitation, the release or substitution of
Collateral) permitted by any Agent and/or the Lender with respect to this Note
and/or any Collateral or any extension or other indulgence with respect to any
other liability or any collateral given to secure any other liability of any Borrower
or any other Person obligated on account of this Note.

 

This
Note shall be binding upon each Borrower, and each endorser hereof, and upon
their respective successors, assigns, and representatives, and shall inure to
the benefit of the Lender and its successors, endorsees, and assigns.

 

The
liabilities of each Borrower, and of any endorser of this Note, are joint and
several, provided, however, the
release by any Agent or the Lender of any one or more such Persons shall not
release any other Person obligated on account of this Note.  Each reference in this Note to any Borrower,
and any endorser, is to such Person individually and also to all such Persons
jointly.  No Person obligated on account
of this Note may seek contribution from any other Person also obligated unless
and until all of the Obligations have been paid in full in cash.

 

THIS
NOTE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE
STATE OF NEW YORK.

 

EACH
OF THE BORROWERS IRREVOCABLY AND UNCONDITIONALLY SUBMITS, FOR ITSELF AND ITS
PROPERTY, TO THE NONEXCLUSIVE JURISDICTION OF THE COURTS OF THE STATE OF NEW
YORK SITTING IN NEW YORK COUNTY AND OF THE UNITED STATES DISTRICT COURT OF THE
SOUTHERN DISTRICT OF NEW YORK, AND ANY APPELLATE COURT FROM ANY THEREOF, IN
ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS NOTE OR ANY OTHER
LOAN DOCUMENT, OR FOR RECOGNITION OR ENFORCEMENT OF ANY JUDGMENT, AND EACH OF
THE BORROWERS IRREVOCABLY AND UNCONDITIONALLY AGREES THAT ALL CLAIMS IN RESPECT
OF ANY SUCH ACTION OR PROCEEDING MAY BE HEARD AND DETERMINED IN SUCH NEW
YORK STATE COURT OR, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, IN
SUCH FEDERAL COURT.  EACH OF THE
BORROWERS AGREES THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR PROCEEDING SHALL
BE CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS BY SUIT ON THE
JUDGMENT OR IN ANY OTHER MANNER PROVIDED BY LAW.  NOTHING IN THIS NOTE OR IN ANY OTHER LOAN
DOCUMENT SHALL AFFECT ANY RIGHT THAT THE ADMINISTRATIVE AGENT OR THE LENDER MAY OTHERWISE
HAVE TO BRING ANY ACTION OR PROCEEDING RELATING TO THIS NOTE OR ANY OTHER LOAN
DOCUMENT AGAINST ANY OF THE BORROWERS OR ITS PROPERTIES IN THE COURTS OF ANY
JURISDICTION.

 

EACH
OF THE BORROWERS IRREVOCABLY AND UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY APPLICABLE LAW, ANY OBJECTION THAT IT MAY NOW OR HEREAFTER
HAVE TO THE LAYING OF VENUE

 

2

 

OF
ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS NOTE OR ANY OTHER
LOAN DOCUMENT IN ANY COURT REFERRED TO ABOVE. 
EACH OF THE BORROWERS HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY APPLICABLE LAW, THE DEFENSE OF AN INCONVENIENT FORUM TO THE
MAINTENANCE OF SUCH ACTION OR PROCEEDING IN ANY SUCH COURT.

 

Each
Borrower makes the following waiver knowingly, voluntarily, and intentionally,
and understands that the Agents and the Lender, in the establishment and
maintenance of their respective relationship with the Borrowers contemplated by
this Note, are each relying thereon. 
EACH BORROWER, EACH ENDORSER, AND THE LENDER, BY ITS ACCEPTANCE HEREOF,
HEREBY IRREVOCABLY WAIVES, TO
THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A
TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR
RELATING TO THIS NOTE OR ANY OTHER LOAN DOCUMENT OR THE TRANSACTIONS
CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER
THEORY).  EACH BORROWER AND THE LENDER,
BY ITS ACCEPTANCE HEREOF, (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR
ATTORNEY OF ANY OTHER PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH
OTHER PERSON WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE
FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT HAS BEEN INDUCED TO ENTER
INTO THE CREDIT AGREEMENT AND THIS NOTE BY, AMONG OTHER THINGS, THE MUTUAL
WAIVERS AND CERTIFICATIONS HEREIN.

 

[SIGNATURE PAGES FOLLOW]

 

3

 

IN
WITNESS WHEREOF, the Borrowers have each caused this Note to be duly executed
as of the date set forth above.

 

	
   

  	
   

  	
  Borrowers:

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COLDWATER
  CREEK U.S. INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COLDWATER CREEK THE SPA INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COLDWATER CREEK
  MERCHANDISING & LOGISTICS INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
					

 

 

Signature Page to Committed Loan Note

 

 

EXHIBIT C-2

 

Form of Swing Line Loan Note

 

 

SWING LINE LOAN NOTE

 

 

	
  $10,000,000.00

  	
   

  	
  February 13, 2009

  

 

FOR
VALUE RECEIVED, the undersigned (individually, a “Borrower” and,
collectively, the “Borrowers”), jointly and severally promise to pay to
the order of WELLS FARGO RETAIL FINANCE, LLC (hereinafter, with any subsequent
holders, the “Lender”), at One Boston Place, 19th Floor, Boston,
Massachusetts 02108, the principal sum of TEN MILLION DOLLARS ($10,000,000.00),
or, if less, the aggregate unpaid principal balance of Swing Line Loans made by
the Lender to or for the account of any Borrower pursuant to the Credit
Agreement dated as of February 13, 2009 (as amended, modified,
supplemented or restated and in effect from time to time, the “Credit
Agreement”) by and among (i) COLDWATER CREEK U.S. INC., a Delaware  corporation (in such capacity, the “Lead
Borrower”), as agent for the Borrowers from time to time party thereto
(individually, a “Borrower” and, collectively with the Lead Borrower,
the “Borrowers”), (ii) the Borrowers, (iii) the Guarantors
from time to time party thereto (individually, a “Guarantor” and,
collectively, the “Guarantors”), (iv) the Lenders from time to time
party thereto (individually, a “Lender” and, collectively, the “Lenders”),
and (v) Wells Fargo Retail Finance, LLC, as Administrative Agent,
Collateral Agent and Swing Line Lender, with interest at the rate and payable
in the manner stated therein.

 

This
is a “Note” to which reference is made in the Credit Agreement and is subject
to all terms and provisions thereof.  The
principal of, and interest on, this Note shall be payable at the times, in the
manner, and in the amounts as provided in the Credit Agreement and shall be
subject to prepayment and acceleration as provided therein.  Capitalized terms used herein and not defined
herein shall have the meanings assigned to such terms in the Credit Agreement.

 

The
Administrative Agent’s books and records concerning the Loans, the accrual of
interest thereon, and the repayment of such Loans, shall, absent manifest
error, be prima facie evidence of the indebtedness to the Lender hereunder.

 

No
delay or omission by any Agent or the Lender in exercising or enforcing any of
such Agent’s or the Lender’s powers, rights, privileges, remedies, or discretions
hereunder shall operate as a waiver thereof on that occasion nor on any other
occasion.  No waiver of any Event of
Default shall operate as a waiver of any other Event of Default, nor as a
continuing waiver of any such Event of Default.

 

 

Each
Borrower, and each endorser of this Note, waives presentment, demand, notice,
and protest, and also waives any delay on the part of the holder hereof.  Each Borrower assents to any extension or
other indulgence (including, without limitation, the release or substitution of
Collateral) permitted by any Agent and/or the Lender with respect to this Note
and/or any Collateral or any extension or other indulgence with respect to any
other liability or any collateral given to secure any other liability of any Borrower
or any other Person obligated on account of this Note.

 

This
Note shall be binding upon each Borrower, and each endorser hereof, and upon
their respective successors, assigns, and representatives, and shall inure to
the benefit of the Lender and its successors, endorsees, and assigns.

 

The
liabilities of each Borrower, and of any endorser of this Note, are joint and
several, provided, however, the
release by any Agent or the Lender of any one or more such Persons shall not
release any other Person obligated on account of this Note.  Each reference in this Note to any Borrower,
and any endorser, is to such Person individually and also to all such Persons
jointly.  No Person obligated on account
of this Note may seek contribution from any other Person also obligated unless
and until all of the Obligations have been paid in full in cash.

 

THIS
NOTE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE
STATE OF NEW YORK.

 

EACH
OF THE BORROWERS IRREVOCABLY AND UNCONDITIONALLY SUBMITS, FOR ITSELF AND ITS
PROPERTY, TO THE NONEXCLUSIVE JURISDICTION OF THE COURTS OF THE STATE OF NEW
YORK SITTING IN NEW YORK COUNTY AND OF THE UNITED STATES DISTRICT COURT OF THE
SOUTHERN DISTRICT OF NEW YORK, AND ANY APPELLATE COURT FROM ANY THEREOF, IN
ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS NOTE OR ANY OTHER
LOAN DOCUMENT, OR FOR RECOGNITION OR ENFORCEMENT OF ANY JUDGMENT, AND EACH OF
THE BORROWERS IRREVOCABLY AND UNCONDITIONALLY AGREES THAT ALL CLAIMS IN RESPECT
OF ANY SUCH ACTION OR PROCEEDING MAY BE HEARD AND DETERMINED IN SUCH NEW
YORK STATE COURT OR, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, IN
SUCH FEDERAL COURT.  EACH OF THE
BORROWERS AGREES THAT A FINAL JUDGMENT IN ANY SUCH ACTION OR PROCEEDING SHALL
BE CONCLUSIVE AND MAY BE ENFORCED IN OTHER JURISDICTIONS BY SUIT ON THE
JUDGMENT OR IN ANY OTHER MANNER PROVIDED BY LAW.  NOTHING IN THIS NOTE OR IN ANY OTHER LOAN
DOCUMENT SHALL AFFECT ANY RIGHT THAT THE ADMINISTRATIVE AGENT OR THE LENDER MAY OTHERWISE
HAVE TO BRING ANY ACTION OR PROCEEDING RELATING TO THIS NOTE OR ANY OTHER LOAN
DOCUMENT AGAINST ANY OF THE BORROWERS OR ITS PROPERTIES IN THE COURTS OF ANY
JURISDICTION.

 

EACH
OF THE BORROWERS IRREVOCABLY AND UNCONDITIONALLY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY APPLICABLE LAW, ANY OBJECTION THAT IT MAY NOW OR HEREAFTER
HAVE TO THE LAYING OF VENUE

 

2

 

OF
ANY ACTION OR PROCEEDING ARISING OUT OF OR RELATING TO THIS NOTE OR ANY OTHER
LOAN DOCUMENT IN ANY COURT REFERRED TO ABOVE. 
EACH OF THE BORROWERS HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT
PERMITTED BY APPLICABLE LAW, THE DEFENSE OF AN INCONVENIENT FORUM TO THE
MAINTENANCE OF SUCH ACTION OR PROCEEDING IN ANY SUCH COURT.

 

Each
Borrower makes the following waiver knowingly, voluntarily, and intentionally,
and understands that the Agents and the Lender, in the establishment and
maintenance of their respective relationship with the Borrowers contemplated by
this Note, are each relying thereon. 
EACH BORROWER, EACH ENDORSER, AND THE LENDER, BY ITS ACCEPTANCE HEREOF,
HEREBY IRREVOCABLY WAIVES, TO
THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A
TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR
RELATING TO THIS NOTE OR ANY OTHER LOAN DOCUMENT OR THE TRANSACTIONS
CONTEMPLATED HEREBY OR THEREBY (WHETHER BASED ON CONTRACT, TORT OR ANY OTHER
THEORY).  EACH BORROWER AND THE LENDER,
BY ITS ACCEPTANCE HEREOF, (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR
ATTORNEY OF ANY OTHER PERSON HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH
OTHER PERSON WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE
FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT HAS BEEN INDUCED TO ENTER
INTO THE CREDIT AGREEMENT AND THIS NOTE BY, AMONG OTHER THINGS, THE MUTUAL
WAIVERS AND CERTIFICATIONS HEREIN.

 

[SIGNATURE PAGES FOLLOW]

 

3

 

IN
WITNESS WHEREOF, the Borrowers have each caused this Note to be duly executed
as of the date set forth above.

 

	
   

  	
   

  	
  Borrowers:

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COLDWATER
  CREEK U.S. INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COLDWATER CREEK THE SPA INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  COLDWATER CREEK
  MERCHANDISING & LOGISTICS INC.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  

 

 

Signature
Page to Swing Line Loan Note

 

 

EXHIBIT D

 

Form of Compliance Certificate

 

 

COMPLIANCE CERTIFICATE

 

	
  Date of Certificate: 

  	
   

  

 

To:          Wells Fargo Retail Finance, LLC, as
Administrative Agent

 

Ladies and Gentlemen:

 

Reference
is made to that certain Credit Agreement, dated as of February 13, 2009
(as amended, modified, supplemented or restated and in effect from time to
time, the “Credit Agreement”), by and among (i) COLDWATER CREEK
U.S. INC., a Delaware corporation (in such capacity, the “Lead Borrower”),
as agent for the Borrowers from time to time party thereto (individually, a “Borrower”
and, collectively with the Lead Borrower, the “Borrowers”), (ii) the
other Borrowers, (iii) the Guarantors from time to time party thereto
(individually, a “Guarantor” and, collectively, the “Guarantors”),
(iv) the Lenders from time to time party thereto (individually, a “Lender”
and, collectively, the “Lenders”), and (v) WELLS FARGO RETAIL
FINANCE, LLC, as Administrative Agent, Collateral Agent and Swing Line
Lender.  Capitalized terms used but not
defined herein shall have the meanings set forth in the Credit Agreement.

 

The
undersigned, in his capacity as a duly authorized and acting Responsible
Officer of the Lead Borrower, hereby certifies on behalf of the Lead Borrower
and each of the other Loan Parties as of the date hereof the following:

 

1.                                      No Defaults or
Events of Default.

 

(a)                                 Since
                    
(the date of the last similar certification), and except as set forth in Appendix
I, no Default or Event of Default has occurred.

 

(b)                                 If a Default or
Event of Default has occurred since
                    
(the date of the last similar certification), the Loan Parties have taken or
propose to take those actions with respect to such Default or Event of Default
as described on said Appendix I.

 

2.                                      Inventory Book
Value Calculation. Attached hereto as Appendix II are
reasonably detailed calculations demonstrating compliance with the “Inventory
Book Value” covenant contained in Section 7.16 of the Credit Agreement.

 

1

 

[Use paragraph 3 for fiscal quarter-end and fiscal year-end deliveries]

 

3.                                      Capital
Expenditures Calculation. 
Attached hereto as Appendix III are reasonably detailed
calculations demonstrating compliance with the “Capital Expenditures” covenant
contained in Section 7.18 of the Credit Agreement.

 

4.                                      Rent, Taxes and
Insurance.

 

(a)                                 Except as set
forth on Appendix IV, (i) all rent owing under any Leases (unless
not required to be reported pursuant to Section 6.03(l) of the Credit
Agreement), and all obligations and liabilities in respect of Taxes, are
current and being paid on a timely basis, and (ii) no Loan Party has
received notice that any material obligations or liabilities in respect of
utilities have not been timely paid or has received notice that any obligations
or liabilities in respect of insurance premiums that have not been timely paid.
Appendix IV describes the details of all past due payments (if any) and
the steps (if any) being taken or contemplated by the Loan Parties to be taken
on account thereof.  Copies of any
related default, cure or late notices concerning any obligations have been
enclosed herewith.

 

(b)                                 Appendix IV describes the
details of any new Store openings, or
closings of any Store, since the date of the last similar certification.

 

[Use paragraph 5 for fiscal quarter-end deliveries and fiscal month-end
deliveries during a Usage Event Period]

 

5.                                      Intellectual
Property.  Since
                    
(the date of the last similar certification), and except as set forth in Appendix
V, no Loan Party has acquired any additional material Intellectual
Property. If any Loan Party has acquired any additional material Intellectual
Property since
                    
(the date of the last similar certification), such Loan Party shall deliver to
the Collateral Agent an updated Exhibit A, B and/or C (as applicable) to
the Intellectual Property Security Agreement as required pursuant to Section 5(a) thereof.

 

6.                                      Financial
Statements.

 

[Use following paragraph (a) for fiscal year-end deliveries]

 

(a)                                 Attached hereto
as Appendix VI are the audited financial statements of the Parent and
its Subsidiaries required by Section 6.01(a) of the Credit Agreement
for the Fiscal Year ending
                        ,
and the related Consolidated statements of income or operations and
Shareholders’ Equity and the related Consolidated statement of cash flows for
such Fiscal Year, accompanied by (i) a report and 

 

2

 

unqualified opinion of
Registered Public Accounting Firm of nationally recognized standing reasonably
acceptable to the Administrative Agent, and (ii) an opinion of such
Registered Public Accounting Firm independently assessing the Loan Parties’
internal controls over financial reporting in accordance with Item 308 of SEC
Regulation S-K, PCAOB Auditing Standard No. 5, and Section 404 of
Sarbanes-Oxley expressing a conclusion that contains no statement that there is
a material weakness in such internal controls, except for such material
weaknesses as to which the Required Lenders do not object, which report and
opinions have been prepared in accordance with the requirements of Section 6.01(a) of
the Credit Agreement.

 

[Use following paragraph (b) for fiscal quarter-end deliveries]

 

(b)                                 Attached hereto
as Appendix VI are the unaudited financial statements of the Parent and
its Subsidiaries required by Section 6.01(b) of the Credit Agreement
for the Fiscal Quarter ending
                      ,
and the related Consolidated statements of income or operations, Shareholders’
Equity and cash flow for respect to such Fiscal Quarter and for the portion of
the Parent’s Fiscal Year then ended, in accordance with the requirements of Section 6.01(b) of
the Credit Agreement, certified by a Responsible Officer of the Lead Borrower,
which fairly present in all material respects the financial condition, results
of operations, Shareholders’ Equity and cash flows of the Parent and its
Subsidiaries as of the end of such Fiscal Quarter in accordance with GAAP,
subject only to normal year-end audit adjustments and the absence of footnotes.

 

[Use following paragraph (c) for fiscal month-end deliveries during
a Usage Event Period]

 

(c)                                  Attached hereto
as Appendix VI is a Consolidated balance sheet of the Parent and its
Subsidiaries as at the end of such Fiscal Month, and the related Consolidated
statements of income or operations, Shareholders’ Equity for such Fiscal Month,
and for the portion of the Parent’s Fiscal Year then ended, setting forth in
each case in comparative form the figures for (A) such period set forth in
the projections delivered pursuant to Section 6.01(e) of the
Credit Agreement, (B) the corresponding Fiscal Month of the previous
Fiscal Year and (C) the corresponding portion of the previous fiscal year,
all in reasonable detail and in accordance with the requirements of Section 6.01(c) of
the Credit Agreement, certified by a Responsible Officer of the Lead Borrower,
which have been prepared in good faith and consistent with prior practices.

 

3

 

7.                                      No Material
Accounting Changes, Etc.

 

(a)                                 [The financial
statements furnished to the Administrative Agent for the [Fiscal Year/Fiscal
Quarter] ending
              
were prepared in accordance with GAAP and present fairly in all material
respects the financial condition, results of operations and cash flows of the
Parent and its Subsidiaries, as of the end of the period(s) covered,
subject only to, with respect to the quarterly financial statements, normal
year-end audit adjustments and the absence of footnotes.]

 

[The financial statements furnished to the
Administrative Agent for the Fiscal Month ending
              
were prepared in good faith consistent with prior practices.]

 

(b)                                 Except as set
forth in Appendix VII, there has been no change in GAAP used in the
preparation of the financial statements furnished to the Administrative Agent
for the [Fiscal Year/Fiscal Quarter/Fiscal Month] ending
                .  If any such change has occurred, a statement
of reconciliation conforming such financial statements to GAAP is attached
hereto in Appendix VII.

 

[Use following paragraph 8 when delivering fiscal year-end and fiscal
quarter-end deliveries]

 

8.                                      Management
Analysis.  Attached
hereto as Appendix VIII is a copy of the discussion and analysis
prepared by the management of the Lead Borrower with respect to the financial
statements delivered herewith.

 

4

 

IN
WITNESS WHEREOF, a duly authorized and acting Responsible Officer of the Lead
Borrower, on behalf of the Lead Borrower and each of the other Loan Parties,
has duly executed this Compliance Certificate as of
                                    ,
20    .

 

	
   

  	
  Lead
  Borrower:

  
	
   

  	
   

  
	
   

  	
  COLDWATER
  CREEK U.S. INC.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  

 

5

 

APPENDIX I

 

Except
as set forth below, no Default or Event of Default has occurred.  [If a Default or Event of Default has
occurred, the following describes the nature of the Default or Event of Default
in reasonable detail and the steps, if any, being taken or contemplated by the
Loan Parties to be taken on account thereof.]

 

6

 

APPENDIX II

 

[Inventory Book Value]

 

7

 

APPENDIX III

 

[Capital Expenditures Calculation]

 

8

 

APPENDIX IV

 

Except
as set forth below, (i) all rent owing under any Leases (unless not required to
be reported pursuant to Section 6.03(l) of the Credit Agreement), and all
obligations and liabilities in respect of Taxes, are current and being paid on
a timely basis and (ii) no Loan Party has received notice that any material
obligations or liabilities in respect of utilities have not been timely paid or
has received notice that any obligations or liabilities in respect of insurance
premiums that have not been timely paid. 
[If any obligations and liabilities of the Loan Parties in respect of
rent, utilities, Taxes and/or insurance premiums are not current, the following
describes the details of all past due payments (if any) and the steps (if any)
being taken or contemplated by the Loan Parties to be taken on account
thereof.]

 

Details
of any new Store openings, or closings
of any Store.

 

9

 

APPENDIX V

 

[Intellectual Property]

 

10

 

APPENDIX VI

 

[Financial Statements]

 

11

 

APPENDIX VII

 

[GAAP Changes]

 

12

 

APPENDIX VIII

 

[Management Analysis]

 

13

 

EXHIBIT E

 

Borrowing Base Certificate

 

	
  Coldwater Creek, Inc.

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  As of Date:

  	
   

  	
   

  	
   

  	
   

  
	
  Monthly Borrowing Base
  Certificate

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Consolidated Company

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Certificate
  #

  	
  1

  	
   

  	
   

  	
   

  

 

	
  Credit Card Receivables

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Eligible Credit Card Receivables

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  1/0/1900

  	
   

  	
   

  	
   

  	
  A

  
	
  Credit Card Advance Rate

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  85.0

  	
  %

  	
   

  
	
  Credit Card Receivables Availability

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Total AR Availability

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  INVENTORY

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Beginning Inventory

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Add: Purchases

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Transfers

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  —

  	
   

  	
   

  
	
  Available for Sale

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  —

  	
   

  	
   

  
	
  Less: Cost of Good Sold

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Ending Inventory as of

  	
   

  	
   

  	
   

  	
  1/0/1900

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
  B

  
	
  Less Ineligibles:

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Shrink

  	
   

  	
  Sales

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  C

  
	
  Virtual Store Inventory

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  D

  
	
  Returns

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  —

  	
   

  	
  E

  
	
  RTV

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  F

  
	
  Ecometry Assembly

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  G

  
	
  RTN
  Laundry/Mending

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  H

  
	
  QC Waiting Response

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  I

  
	
  Total Ineligibles

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Eligible Inventory

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Total Eligible Inventory

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Advance Rate (Lesser of 85% of NOLV and 75.0% of Cost)

  	
   

  	
   

  	
   

  	
  84.75%

  	
   

  	
   

  	
   

  	
  75.0

  	
  %

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Total Inventory Availability
  (Net)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Gross Borrowing Base Availability

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Less: Availability Reserves

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Gift Certificates/cards (50%) 

  	
  as
  of:

  	
   

  	
  1/0/1900

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  —

  	
   

  	
  J

  
	
  Money Due Customers (100%)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  K

  
	
  Returns Reserve

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  —

  	
   

  	
  L

  
	
  Landlord Lien (2 months rent PA, VA and WA)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  M

  
	
  Texas Personal Property Tax

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  N

  
	
  Total Availability Reserves

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Total Borrowing Base

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
  Total Capped Borrowing Base
  (Capped at $70,000,000)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  AVAILABILITY
  CALCULATION

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Beginning
  Principal Balance

  	
   

  	
  as
  of:

  	
   

  	
   

  	
   

  	
  1/0/1900

  	
   

  	
  0

  	
   

  	
   

  
	
  ADD:

  	
   

  	
   

  	
   

  	
  Prior
  days advance

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADD:

  	
   

  	
   

  	
   

  	
  Fees
  charged today

  	
   

  	
   

  	
   

  	
  0

  	
   

  	
   

  
	
  ADD:

  	
   

  	
   

  	
   

  	
  Legal
  Fees

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADD:

  	
   

  	
   

  	
   

  	
  Prior
  day’s requested lending

  	
   

  	
   

  	
   

  	
  0

  	
   

  	
   

  
	
  LESS:

  	
   

  	
   

  	
   

  	
  Prior
  day’s paydown

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Ending
  principal balance prior to advance request

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADVANCE REQUEST

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Ending Principal Balance

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  ADD:

  	
   

  	
   

  	
   

  	
  Standby
  Letters of Credit

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  O

  
	
  ADD:

  	
   

  	
   

  	
   

  	
  Commercial
  Letters of Credit

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  O

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Total
  exposure

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Net Availability after today’s request / paydown

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Excess Availability (Net
  Borrowing Base less total exposure)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Minimum Excess Availability Covenant (15% of Loan
  Cap)

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  $

  	
   —

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Cash on Hand

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  P

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Authorized Signer

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Coldwater
  Creek Inc. (the “Borrower”) represents and warrants that (a) said
  collateral complies in all material respects with their representations,
  warrants, and covenants contained in the Loan Agreement between Lender and
  undersigned and; (b) no “Event of Default” (as defined in the Loan and
  Security Agreement) is presently in existence. The Authorized Signer of this
  certificate hereby certifies that the information provided herein is complete
  and correct.

  
													

 

 

EXHIBIT F

 

Form of Assignment and Assumption

 

ASSIGNMENT AND ASSUMPTION

 

Reference
is made to the Credit Agreement, dated as of February 13, 2009 (as
amended, modified, supplemented or restated and in effect from time to time,
the “Credit Agreement”), by and among (i) COLDWATER CREEK U.S.
INC., a Delaware corporation (in such capacity, the “Lead Borrower”), as
agent for the Borrowers from time to time party thereto (individually, a “Borrower”
and, collectively with the Lead Borrower, the “Borrowers”), (ii) the
Borrowers, (iii) the Guarantors from time to time party thereto
(individually, a “Guarantor” and, collectively, the “Guarantors”),
(iv) the Lenders from time to time party thereto (individually, a “Lender”
and, collectively, the “Lenders”), and (v) WELLS FARGO RETAIL
FINANCE, LLC, as Administrative Agent, Collateral Agent and Swing Line
Lender.  Capitalized terms used herein
and not defined herein shall have the meanings assigned to such terms in the
Credit Agreement.

 

                                              
(the “Assignor”) and                                                   
(the “Assignee”) agree as follows:

 

1.                                      The Assignor
hereby sells and assigns to the Assignee, and the Assignee hereby purchases and
assumes from the Assignor, that interest in and to the Assignor’s rights and
obligations as a Lender under the Credit Agreement as of the date hereof
(including, without limitation, such interest in each of the Assignor’s
outstanding Commitments, if any, and the Loans (and related Obligations) owing
to it) specified in Section 1 of Schedule I hereto.  After giving effect to such sale and
assignment, the Assignor’s and the Assignee’s Commitments and the amount of the
Loans owing to the Assignor and the Assignee and the amount of Letters of Credit
participated in by the Assignor and the Assignee will be as set forth in Section 2
of Schedule I hereto.

 

2.                                      The Assignor: (a) represents
and warrants that it is the legal and beneficial owner of the interest being
assigned by it hereunder and that such interest is free and clear of any Liens
and that it is legally authorized to enter into this Assignment and Assumption;
(b) makes no representation or warranty and assumes no responsibility with
respect to (i) any statements, warranties or representations made in, or
in connection with, the Credit Agreement or any other Loan Document or any
other instrument or document furnished pursuant thereto, or (ii) the
execution, legality, validity, enforceability, genuineness, sufficiency or
value of the Credit Agreement or any other Loan Document or any other
instrument or document furnished pursuant thereto; (c) makes no
representation or warranty and assumes no responsibility with respect to the
financial condition of any Loan Party or the performance or observance by any
Loan Party of any of their respective obligations under the Credit Agreement or
any other Loan Document or any other instrument or document furnished pursuant
thereto; and (d) confirms, in the case of an

 

1

 

Assignee who is not a
Lender, an Affiliate of a Lender, or an Approved Fund, the aggregate amount of
the Commitment (which for this purpose includes Loans outstanding thereunder)
or, if the Commitment is not then in effect, the principal outstanding balance
of the Loans of the Assignor subject to this Assignment and Assumption, is not
less than $10,000,000.00, or, if less, the entire remaining amount of the
Assignor’s Commitment and the Loans at any time owing to it, unless each of the
Administrative Agent and, so long as no Event of Default has occurred and is
continuing, the Lead Borrower otherwise consents (each such consent not to be
unreasonably withheld or delayed).

 

3.                                      The Assignee: (a) confirms
that it has received a copy of the Credit Agreement, together with copies of
the financial statements referred to in Section 6.01 thereof and such
other documents and information as it has deemed appropriate to make its own
credit analysis and decision to enter into this Assignment and Assumption; (b) agrees
that it will, independently and without reliance upon any Agent, the Assignor
or any other Lender, and based on such documents and information as it shall
deem appropriate at the time, continue to make its own credit decisions in
taking or not taking action under the Credit Agreement; (c) appoints and
authorizes the Agents to take such action as agent on its behalf and to
exercise such powers under the Credit Agreement as are delegated to the Agents
by the terms thereof, together with such powers as are reasonably incidental
thereto; (d) agrees that it will perform in accordance with their terms
all of the obligations which, by the terms of the Credit Agreement, are
required to be performed by it as a Lender; (e) specifies as its lending
office (and address for notices) the office set forth beneath its name on the
signature pages hereof; (f) agrees that, if the Assignee is a Foreign
Lender entitled to an exemption from, or reduction of, withholding tax under
the law of the jurisdiction in which any Borrower is resident for tax purposes,
or any treaty to which such jurisdiction is a party, the Assignee shall deliver
to the Lead Borrower and the Administrative Agent (in such number of copies as
shall be requested by the recipient) whichever of the following is applicable: (i) duly
completed copies of Internal Revenue Service Form W-8BEN claiming
eligibility for benefits of an income tax treaty to which the United States is
a party, (ii) duly completed copies of Internal Revenue Service Form W-8ECI,
(iii) in the case of a Foreign Lender claiming the benefits of the
exemption for portfolio interest under section 881(c) of the Code, (A) a
certificate to the effect that such Foreign Lender is not (1) a “bank”
within the meaning of section 881(c)(3)(A) of the Code, (2) a “10
percent shareholder” of the Borrowers within the meaning of section 881(c)(3)(B) of
the Code, or (3) a “controlled foreign corporation” described in section
881(c)(3)(C) of the Code and (B) duly completed copies of Internal
Revenue Service Form W-8BEN, or (iv) any other form prescribed by
applicable Law as a basis for claiming exemption from, or a reduction in,
United States Federal withholding tax, duly completed, together with such
supplementary documentation as may be prescribed by applicable Law to permit
the Lead Borrower to determine the withholding or deduction required to be
made; and (g) represents and warrants that it is an Eligible Assignee.

 

2

 

4.                                      Following the
execution of this Assignment and Assumption by the Assignor and the Assignee,
it will be delivered, together with a processing and recordation fee in the
amount, if any, required as set forth in Section 10.06 to the Credit
Agreement, to the Administrative Agent for acceptance and recording by the
Administrative Agent.  The effective date
of this Assignment and Assumption shall be the date of acceptance thereof by
the Administrative Agent, unless otherwise specified on Schedule I
hereto (the “Effective Date”).

 

5.                                      Upon such
acceptance and recording by the Administrative Agent and, to the extent
required by Section 10.06(b)(iii) of the Credit Agreement, consent by
the Administrative Agent, the Lead Borrower, the L/C Issuer and/or the Swing
Line Lender, as applicable (such consent not to be unreasonably withheld or
delayed), from and after the Effective Date, (a) the Assignee shall be a
party to the Credit Agreement and, to the extent of the interest assigned by
this Assignment and Assumption, shall have the rights and obligations of a Lender
under the Credit Agreement, and (b) the Assignor shall, to the extent of
the interest assigned by this Assignment and Assumption, be released from its
obligations under the Credit Agreement.

 

6.                                      Upon such
acceptance and recording by the Administrative Agent, from and after the
Effective Date, the Administrative Agent shall make all payments under the
Credit Agreement in respect of the interest assigned hereby (including, without
limitation, all payments of principal, interest and fees with respect thereto)
to the Assignee.  The Assignor and
Assignee shall make all appropriate adjustments in payments under the Credit
Agreement for periods prior to the Effective Date directly between themselves.

 

7.                                      This Assignment
and Assumption shall be governed by, and be construed in accordance with, the
laws of the State of New York.

 

[SIGNATURE PAGE FOLLOWS]

 

3

 

IN WITNESS WHEREOF, the parties hereto have caused this Assignment and
Assumption to be executed by their respective officers thereunto duly
authorized, as of the date first above written.

 

	
   

  	
   

  	
  [ASSIGNOR]

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  [ASSIGNEE]

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
   

  
	
   

  	
   

  	
  Name:

  
	
   

  	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  Lending
  Office (and address for notices):

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  [Address]

  

 

 

Accepted this         day

of                ,
              :

 

WELLS FARGO RETAIL FINANCE, LLC

as Administrative Agent

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  
	
  Title:

  

 

4

 

Acknowledged
and, to the extent required by Section 10.06(b)(i)(B) or Section 10.06(b)(iii) of
the Credit Agreement, consented to, this            day
of                          ,
            :

 

ADMINISTRATIVE
AGENT:

 

WELLS
FARGO RETAIL FINANCE, LLC

 

	
  By:

  	
   

  	
   

  
	
  Name:

  
	
  Title:

  

 

5

 

Acknowledged
and, to the extent required by Section 10.06(b)(i)(B) or Section 10.06(b)(iii) of
the Credit Agreement, consented to, this              
day of                     ,
               :

 

LEAD BORROWER:

 

COLDWATER CREEK U.S. INC.

 

	
  By:

  	
   

  	
   

  
	
  Name:

  
	
  Title:

  

 

6

 

Acknowledged
and, to the extent required by Section 10.06(b)(iii) of the Credit
Agreement, consented to, this          
day of               ,
          :

 

L/C ISSUER:

 

WELLS FARGO BANK, N.A.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  
	
  Title:

  

 

7

 

Acknowledged
and, to the extent required by Section 10.06(b)(iii) of the Credit
Agreement, consented to, this           
day of               ,
             :

 

SWING LINE LENDER:

 

WELLS FARGO RETAIL FINANCE, LLC

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  
	
  Title:

  

 

8

 

Schedule I

 

to

 

Assignment and Assumption

 

Section 1.                                           Percentage/Amount
of Commitments/Loans/Letters of Credit Assigned by Assignor to Assignee.

 

	
  Applicable Percentage assigned by Assignor:

  	
   

  	
   

  	
  %

  
	
   

  	
   

  	
   

  	
   

  
	
  Commitment assigned by Assignor:

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Aggregate Outstanding Principal Amount of Loans assigned
  by Assignor: 

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Aggregate Participations assigned by Assignor in
  L/C Obligations:

  	
   

  	
  $

  	
   

  	
   

  

 

Section 2.                                           Percentage/Amount
of Commitments/Loans/Letters of Credit Held by Assignor and Assignee after
giving effect to Assignment and Assumption.

 

	
  Assignor’s Applicable Percentage 

  	
   

  	
   

  	
  %

  
	
   

  	
   

  	
   

  	
   

  
	
  Assignee’s Applicable Percentage:

  	
   

  	
   

  	
  %

  
	
   

  	
   

  	
   

  	
   

  
	
  Assignor’s Commitment:

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Assignee’s Commitment:

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Aggregate Outstanding Principal Amount of Loans
  Owing to Assignor: 

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Aggregate Outstanding Principal Amount of Loans
  Owing to Assignee: 

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Aggregate Participations by Assignor in L/C
  Obligations:

  	
   

  	
  $

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Aggregate Participations by Assignee in L/C
  Obligations:

  	
   

  	
  $

  	
   

  	
   

  

 

Section 3.

 

	
  Effective Date:

  	
   

  	
  ,     

  	
   

  

 

9

 

EXHIBIT G

 

Form of Credit Card Notification

 

PREPARE ON BORROWER/LOAN PARTY LETTERHEAD - ONE FOR
EACH PROCESSOR

 

                  ,
2009

 

To:                             [Name and
Address of Credit Card Processor]

(the “Processor”)

 

Re:                             [                                             ]

Security Agreement - Assignment of Credit Card Receivables

 

Dear Sir/Madam:

 

[                                              ],
a [                                      ]
(the “Company”), among others, have recently entered into a new credit
facility with WELLS FARGO RETAIL FINANCE, LLC, as agent for certain lenders
(the “Secured Party”).  In
accordance with the terms of that credit facility, the Company and its
Subsidiaries granted to Secured Party a security interest in substantially all
of the Company’s and its Subsidiaries’ now owned or hereafter acquired personal
property, including, without limitation, all rights of the Company to receive
payments in respect of credit or charge card sales (“Card Sales”)
processed or otherwise paid by [Name of Credit Card
Processor] (the “Processor”) to the Company pursuant to that
certain [Title of Credit Card Processing Agreement]
between the Processor and the Company in effect as of the date hereof (the “Agreement”).

 

Pursuant
to the facility and in connection with the security interest granted to the
Secured Party in the Company’s rights to receive payments in respect of the
Card Sales, the Company has agreed that Secured Party shall have the right to
directly collect all amounts due to the Company from the Processor.  In furtherance thereof, the Company is
obligated to arrange for the proceeds of Card Sales to be routed by the
Processor to a deposit account under the control of the Secured Party,
regardless of the account routing instructions that are presently in place.  Accordingly, by this letter the Company and
the Secured Party instruct the Processor to route, no less frequently than
daily, all proceeds of Card Sales and any other amounts due to the Company from
the Processor to the following deposit account (the “Account”):

 

[Name of Bank]

ABA #                     

Account No.                

For Credit to the Account of:                   

 

All
payments under the Agreement should continue to be made to the Account and to
no other account unless and until you receive written notification from Secured
Party.

 

1

 

The
Company acknowledges and agrees that, except as expressly set forth herein, all
of the terms of the Agreement continue to be in full force and effect.

 

The
Company will indemnify and hold harmless Processor from any and all
liabilities, claims, demands, actions or judgments, including but not limited
to attorneys’ fees, arising out of or resulting from the acts or omissions of
the Processor, its employees, officers or agents in complying with the terms of
this letter agreement.

 

The
Company and the Secured Party appreciate the Processor’s anticipated
cooperation and assistance in effectuating this change.  Should you have any questions concerning this
matter, please do not hesitate to contact the Company or the Secured Party at:

 

	
   

  	
  [                                          ]

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  Attention:

  
	
   

  	
  Phone:
  (          )
         -

  
	
   

  	
   

  
	
   

  	
  Wells
  Fargo Retail Finance, LLC

  
	
   

  	
  One
  Boston Place, 18th Floor

  
	
   

  	
  Boston,
  Massachusetts 02108

  
	
   

  	
  Attention:
  Treasury Department

  
	
   

  	
  Phone:
  (617) 624-4400

  

 

	
   

  	
  Very
  truly yours,

  
	
   

  	
   

  	
   

  
	
   

  	
  WELLS
  FARGO RETAIL FINANCE, LLC

  
	
   

  	
  (“Secured Party”)

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:
  

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  [                                                                                                         ]

  
	
   

  	
  (“Company”)

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:
  

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  

 

2

 

EXHIBIT H

 

Form of DDA Notification

 

 

PREPARE ON OBLIGOR
LETTERHEAD - ONE FOR EACH DEPOSITORY

 

 

             ,
2009

 

 

To:                             [Name and
Address of Bank]

 

Re:          [                                                  ]

The Account Numbers referenced on Exhibit A annexed hereto

 

 

Dear Sir/Madam:

 

This
letter relates to the Account Numbers referenced on Exhibit A annexed
hereto and any other depository account(s) (collectively the “Account”)
which [                                 ],
a [                                 ]
with offices at [                                 ]
(the “Obligor”), now or hereafter maintains with you.  The term “Account” shall also mean any
certificates of deposit, investments, or other evidence of indebtedness
heretofore or hereafter issued by you to or for the account of the Obligor.

 

Under
various agreements by and between, among others, the Obligor and Wells Fargo
Retail Finance, LLC, a Delaware limited liability company having an office at
One Boston Place, 19th Floor, Boston, Massachusetts 02108, as
collateral agent (in such capacity, herein the “Collateral Agent”) for
its own benefit and the benefit of a syndicate of lenders and certain other
credit parties (the “Credit Parties”), the Obligor has granted to the
Collateral Agent (for its own benefit and the benefit of the Credit Parties)
security interests in and to, among other things, the Obligor’s accounts,
accounts receivable, inventory, and proceeds therefrom, including, without
limitation, the proceeds now or hereafter deposited in the Account or evidenced
thereby.  Consequently, the present and
all future contents of the Account constitute the Collateral Agent’s
collateral.

 

Until
you receive written notification from the Collateral Agent that the interest of
the Collateral Agent and the other Credit Parties in the Accounts has been
terminated, all funds from time to time on deposit in each of the Accounts, net
of such minimum balance not to exceed $2,500.00, shall be transferred no less
frequently than daily only as follows:

 

(a)           By ACH, Depository Transfer Check, or
Electronic Depository Transfer to:

 

1

 

[Name of Bank]

ABA #               

Account No.           

Re:                  

 

or

 

(b)           As you may be otherwise instructed
from time to time in writing by an officer of the Collateral Agent.

 

Upon
request of the Collateral Agent, a copy of each statement issued with respect
to the Account should be provided to the Collateral Agent at the following
addresses (which address may be changed upon seven (7) days’ written
notice given to you by the Collateral Agent):

 

Wells Fargo Retail Finance,
LLC

One Boston Place, 19th Floor

Boston, Massachusetts 02108

Attention: Cory Loftus

Re: Coldwater Creek U.S. Inc.

 

You
shall be fully protected in acting on any order or direction by the Collateral
Agent respecting the Accounts without making any inquiry whatsoever as to the
Collateral Agent’s right or authority to give such order or direction or as to
the application of any payment made pursuant thereto.  Nothing contained herein is intended to, nor
shall it be deemed to, modify the rights and obligations of the Obligor and the
Collateral Agent under the terms of the loan arrangement and the loan documents
executed in connection therewith between, among others, the Obligor and the
Collateral Agent.

 

This
letter may be amended only by notice in writing signed by the Obligor and an
officer of the Collateral Agent and may be terminated solely by written notice
signed by an officer of the Collateral Agent.

 

[Signature page follows]

 

2

 

	
   

  	
  Very
  truly yours,

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  [                                                ],
  as Obligor

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  

 

 

cc:           Wells Fargo Retail
Finance, LLC

 

 

[Signature Page to DDA
Notification]

 

 

Exhibit A

 

Accounts

 

[See attached]

 

 

[Exhibit A to DDA Notification]

 

 

EXHIBIT I

 

Form of Joinder Agreement

 

 

JOINDER AGREEMENT

 

 

This
JOINDER AGREEMENT (this “Joinder”) is made as of [                 ],
by and among:

 

[                                        ], a [                                        ]
(the “New [Borrower/Guarantor]”), with its principal executive offices
at [                                       ];
and

 

WELLS FARGO RETAIL FINANCE, LLC, as Administrative Agent and Collateral
Agent;

 

in
consideration of the mutual covenants herein contained and benefits to be
derived herefrom.

 

 

W I T N E S S E T H :

 

A.            Reference is made to a certain
Credit Agreement, dated as of February 13, 2009 (as amended, modified,
supplemented or restated and in effect from time to time, the “Credit
Agreement”), by and among (i) COLDWATER CREEK U.S. INC., a Delaware
corporation (in such capacity, the “Lead Borrower”), as agent for the
Borrowers from time to time party thereto, (ii) the Borrowers
(individually, an “Existing Borrower” and, collectively with the Lead
Borrower, the “Existing Borrowers”), (iii) the Guarantors from time
to time party thereto (the “Existing Guarantors”), (iv) the Lenders
from time to time party thereto (individually, a “Lender” and,
collectively, the “Lenders”), and (v) Wells Fargo Retail Finance, LLC, as
Administrative Agent, Collateral Agent and Swing Line Lender.  All capitalized terms used herein, and not
otherwise defined herein, shall have the meanings assigned to such terms in the
Credit Agreement.

 

B.            The New [Borrower/Guarantor] desires
to become a party to, and be bound by the terms of, the Credit Agreement and
the other Loan Documents in the same capacity and to the same extent as the
Existing [Borrowers/Guarantors] thereunder.

 

C.            Pursuant to the terms of the Credit
Agreement, in order for the New [Borrower/Guarantor] to become party to the
Credit Agreement and the other Loan Documents 

 

1

 

as provided herein, the New
[Borrower/Guarantor] and the Existing Borrowers and Existing Guarantors are
required to execute this Joinder.

 

NOW,
THEREFORE, in consideration of the premises contained herein and for other good
and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto hereby agree as follows:

 

1.                                      Joinder and
Assumption of Obligations. 
Effective as of the date of this Joinder, the New [Borrower/Guarantor]
hereby acknowledges that the New [Borrower/Guarantor] has received and reviewed
a copy of the Credit Agreement and the other Loan Documents, and hereby:

 

(a)                                 joins in the
execution of, and becomes a party to, the Credit Agreement and the other Loan
Documents as a [Borrower/Guarantor] thereunder, as indicated with its signature
below;

 

(b)                                 covenants and
agrees to be bound by all covenants, agreements, liabilities and
acknowledgments of a [Borrower/Guarantor] under the Credit Agreement and the
other Loan Documents as of the date hereof (other than covenants, agreements,
liabilities and acknowledgments that relate solely to an earlier date), in each
case, with the same force and effect as if such New [Borrower/Guarantor] was a
signatory to the Credit Agreement and the other Loan Documents and was
expressly named as a [Borrower/Guarantor] therein;

 

(c)                                  makes all
representations, warranties, and other statements of a Borrower/Guarantor]
under the Credit Agreement and the other Loan Documents, as of the date hereof
(other than representations, warranties and other statements that relate solely
to an earlier date), in each case, with the same force and effect as if such
New [Borrower/Guarantor] was a signatory to the Credit Agreement and the other
Loan Documents and was expressly named as a [Borrower/Guarantor] therein;

 

(d)                                 assumes and
agrees to perform all applicable duties and Obligations of the Existing [Borrowers/Guarantors]
under the Credit Agreement and the other Loan Documents.

 

2.                                      Supplemental
Schedules.  To the
extent that any changes in any representations, warranties, and covenants
require any amendments to the schedules to the Credit Agreement or any of the
other Loan Documents, such schedules are hereby updated, as evidenced by any
supplemental schedules (if any) annexed to this Joinder.

 

3.                                      Ratification of
Loan Documents.  Except as
specifically amended by this Joinder and the other documents executed and
delivered in connection herewith, all of the terms and 

 

2

 

conditions of the Credit
Agreement and of the other Loan Documents shall remain in full force and effect
as in effect prior to the date hereof, without releasing any Loan Party
thereunder or Collateral therefor.

 

4.                                      Conditions
Precedent to Effectiveness.  This Joinder shall not be effective until
each of the following conditions precedent have been fulfilled to the
reasonable satisfaction of the Administrative Agent:

 

(a)                                 This Joinder
shall have been duly executed and delivered by the respective parties hereto,
and shall be in full force and effect.

 

(b)                                 All action on
the part of the New [Borrower/Guarantor] and the other Loan Parties necessary
for the valid execution, delivery and performance by the New
[Borrower/Guarantor] and the other Loan Parties of this Joinder and all other
documentation, instruments, and agreements to be executed in connection
herewith shall have been duly and effectively taken and evidence thereof
reasonably satisfactory to the Administrative Agent shall have been provided to
the Administrative Agent.

 

(c)                                  The New
[Borrower/Guarantor] (and each other Loan Party, to the extent requested by the
Administrative Agent) shall each have delivered the following to the
Administrative Agent, in form and substance reasonably satisfactory to the
Administrative Agent:

 

(i)                                     Certificate of
Legal Existence and Good Standing, if applicable, issued by the Secretary of
the State of its incorporation or organization.

 

(ii)                                  A certificate
of an authorized officer of the due adoption, continued effectiveness, and
setting forth the text, of each corporate resolution adopted in connection with
the assumption of obligations under the Credit Agreement and the other Loan
Documents, and attesting to the true signatures of each Person authorized as a
signatory to any of the Loan Documents, together with true and accurate copies
of all Organization Documents.

 

(iii)                               Execution and
delivery by the New [Borrower/Guarantor] of the following Loan Documents:

 

a)                                     [Joinders to
the Notes, as applicable];

 

b)                                     [Joinder to the
Security Documents, as applicable];

 

c)                                      [Joinder to the
Facility Guaranty, as applicable];

 

3

 

d)                                     [Blocked
Account Agreement with                               ];
and

 

e)                                      Such other
documents and agreements as the Administrative Agent or the Collateral Agent
may reasonably require.

 

(d)                                 Upon the
request of the Administrative Agent in its sole discretion, the Administrative
Agent shall have received a written legal opinion of the New [Borrower’s/Guarantor’s]
counsel, addressed to the Administrative Agent, the Collateral Agent and the
other Credit Parties, covering such matters relating to the New [Borrower/Guarantor],
the Loan Documents and/or the transactions contemplated thereby as the
Administrative Agent may reasonably request.

 

(e)                                  The Collateral
Agent shall have received all documents and instruments, including UCC
financing statements and Blocked Account Agreements, required by Law or
reasonably requested by the Administrative Agent or the Collateral Agent to
create or perfect the Lien intended to be created under the Security Documents
and all such documents and instruments shall have been so filed, registered or
recorded to the satisfaction of the Administrative Agent.

 

(f)                                   All reasonable
fees and Credit Party Expenses incurred by the Agents and the other Credit
Parties in connection with the preparation and negotiation of this Joinder and
related documents (including the reasonable fees and expenses of counsel to the
Agents) shall have been paid in full by the New [Borrower/Guarantor].

 

(g)                                  The Loan
Parties shall have executed and delivered to the Agents such additional
documents, instruments, and agreements as the Administrative Agent or the
Collateral Agent may reasonably request.

 

5.                                      Miscellaneous.

 

(a)                                 This Joinder
may be executed in several counterparts and by each party on a separate
counterpart, each of which when so executed and delivered shall be an original,
and all of which together shall constitute one instrument.  Delivery of an executed counterpart of a
signature page of this Joinder by telecopy shall be as effective as
delivery of a manually executed counterpart of this Joinder.

 

(b)                                 This Joinder
expresses the entire understanding of the parties with respect to the
transactions contemplated hereby.  No
prior negotiations or discussions shall limit, modify, or otherwise affect the
provisions hereof.

 

(c)                                  Any
determination that any provision of this Joinder or any application hereof is
invalid, illegal or unenforceable in any respect and in any instance shall not
affect 

 

4

 

the validity, legality, or
enforceability of such provision in any other instance, or the validity,
legality or enforceability of any other provisions of this Joinder.

 

(d)                                 To the extent
not paid by the New [Borrower/Guarantor] pursuant to Section 4(f) above,
the Existing Borrowers and Existing Guarantors shall, within ten (10) Business
Days after demand therefor, pay all reasonable fees and other Credit Party
Expenses of the Agents and the other Credit Parties, including, without
limitation, all reasonable attorneys’ fees, in connection with the preparation,
negotiation, execution and delivery of this Joinder and the other documents,
instruments and agreements required pursuant to Section 4 of this
Joinder.

 

(e)                                  The New
[Borrower/Guarantor] warrants and represents that the New [Borrower/Guarantor]
is not relying on any representations or warranties of the Administrative
Agent, the Collateral Agent or the other Credit Parties or their counsel in
entering into this Joinder.

 

(f)                                   THIS JOINDER
SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE
OF NEW YORK.

 

[SIGNATURE PAGES FOLLOW]  

 

5

 

IN
WITNESS WHEREOF, each of the undersigned has caused this Joinder to be duly
executed and delivered by its proper and duly authorized officer as of the date
set forth below.

 

	
   

  	
  New
  [Borrower/Guarantor]:

  
	
   

  	
   

  
	
   

  	
  [                                                         ]

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  Administrative
  Agent:

  
	
   

  	
   

  
	
   

  	
  WELLS FARGO RETAIL FINANCE, LLC

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  Collateral Agent:

  
	
   

  	
   

  
	
   

  	
  WELLS
  FARGO RETAIL FINANCE, LLC

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   

  
	
   

  	
  Name:

  
	
   

  	
  Title:

  

 

6

 

Acknowledged
and Agreed:

 

Existing
Borrowers:

 

COLDWATER
CREEK U.S. INC

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

COLDWATER CREEK THE SPA INC.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

COLDWATER CREEK MERCHANDISING &
LOGISTICS INC.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

 

Existing
Guarantors:

 

COLDWATER CREEK INC.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

C SQUARED, LLC

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

7

 

ASPENWOOD ADVERTISING, INC.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

CWC WORLDWIDE SERVICES INC.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

COLDWATER CREEK SOURCING INC.

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

CWC SOURCING LLC

 

 

	
  By:

  	
   

  	
   

  
	
  Name:

  	
   

  
	
  Title:

  	
   

  

 

8

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00178-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00178-of-00352.parquet"}]]