Document:

CDW-2014.9.30-10Q-EX10.1 (1)

Exhibit 10.1 
WITHDRAWAL FROM 
REGISTRATION AGREEMENT

This Withdrawal (this "Withdrawal") from that certain Registration Agreement, dated as of October 12, 2007, by and among CDW Corporation (f/k/a VH Holdings, Inc.), a Delaware corporation ("CDW"), and the other parties thereto (as amended or restated from time to time, the "Registration Agreement"), is made and entered into as of August 27, 2014 by and among CDW, John A. Edwardson and Whispering Pines Capital LLC (collectively with John A. Edwardson, "Holder").  Capitalized terms used but not otherwise defined herein have the meanings set forth in the Registration Agreement.
WHEREAS, Holder is an Other Securityholder as defined the Registration Agreement; and
WHEREAS, Holder desires to withdraw from being a party to the Registration Agreement and, in connection therewith, Holder and CDW desire to terminate all rights and obligations with respect to Holder under the Registration Agreement.
NOW, THEREFORE, in consideration of the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows:
		
	I.
	Withdrawal; Termination of Rights and Obligations.  Holder hereby withdraws from, and terminates his status as a party to, the Registration Agreement.  Accordingly, upon execution of this Withdrawal and effective as of the date hereof, (i) Holder shall no longer be a party to the Registration Agreement and all rights and obligations of Holder thereunder shall be terminated, and (ii) none of CDW or any other party to the Registration Agreement shall have any further rights or obligations with respect to Holder under the Registration Agreement.  Each of Holder and CDW hereby waives any rights it may have pursuant to the Registration Agreement that in any way conflict with or otherwise prohibit or restrict the withdrawal and termination contemplated hereby, including without limitation any notice requirements.

		
	I.
	Governing Law.  This Withdrawal shall be interpreted in accordance with the laws of the State of Delaware, and all rights and remedies shall be governed by such laws without regard to principles of conflicts of laws.

		
	II.
	Counterparts.  This Withdrawal may be executed in separate counterparts, each of which shall be an original and all of which taken together shall constitute one and the same agreement.

		
	III.
	Descriptive Headings.  The descriptive headings of this Withdrawal are inserted for convenience only and do not constitute a part of this Withdrawal.

*   *   *   *   *

IN WITNESS WHEREOF, the parties hereto have executed this Withdrawal as of the date set forth in the introductory paragraph hereof.

__/s/ John A. Edwardson__________
John A. Edwardson 

Whispering Pines Capital LLC

By:  __/s/ John A. Edwardson_________
Name:  John A. Edwardson
Title:   Manager

CDW Corporation

By:  ___/s/ Christine A. Leahy__________
Name:    Christine A. Leahy
		
	Title:
	Senior Vice President, General Counsel & Corporate Secretary

Acknowledged and Agreed:

MADISON DEARBORN CAPITAL PARTNERS
V-A, L.P.

By:    Madison Dearborn Partners V-A&C, L.P.
Its:    General Partner

By:    Madison Dearborn Partners, LLC
Its:    General Partner

By:    ___/s/ Robin P. Selati _______________
Name:    Robin P. Selati
Its:    Managing Director    

MADISON DEARBORN CAPITAL PARTNERS
V-C, L.P.

By:    Madison Dearborn Partners V-A&C, L.P.
Its:    General Partner

By:    Madison Dearborn Partners, LLC
Its:    General Partner

By:    ___/s/ Robin P. Selati _______________
Name:    Robin P. Selati
Its:    Managing Director

MADISON DEARBORN CAPITAL PARTNERS
V EXECUTIVE-A, L.P.

By:    Madison Dearborn Partners V-A&C, L.P.
Its:    General Partner

By:    Madison Dearborn Partners, LLC
Its:    General Partner

By:    ___/s/ Robin P. Selati _______________
Name:    Robin P. Selati
Its:    Managing Director

Acknowledged and Agreed:

PROVIDENCE EQUITY PARTNERS VI, L.P.

By:    Providence Equity GP VI L.P.
Its:    General Partner

By:    Providence Equity Partners VI LLC
Its:    General Partner

By:    ___/s/ Robert S. Hull _________________
Name:     Robert S. Hull
Its:    Authorized Signatory

PROVIDENCE EQUITY PARTNERS VI-A, L.P.

By:    Providence Equity GP VI L.P.
Its:    General Partner

By:    Providence Equity Partners VI LLC
Its:    General Partner

By:    ___/s/ Robert S. Hull _________________
Name:     Robert S. Hull
Its:    Authorized SignatoryExhibit 4.1

 

EXECUTION VERSION

 

NEW JERSEY RESOURCES CORPORATION

 

FIRST AMENDMENT

 

Dated as of July 25, 2014

 

to

 

Shelf Note Purchase Agreement

Dated as of June 30, 2011

    	 

    	

    

FIRST AMENDMENT TO SHELF NOTE PURCHASE
AGREEMENT

 

This First Amendment,
dated as of July 25, 2014 (the or this “First Amendment”), to the Shelf Note Purchase Agreement, dated as of
June 30, 2011, is between New Jersey Resources Corporation, a New Jersey corporation (the “Company”), on one
hand, and Prudential Investment Management, Inc. (“Prudential”) and each of the other institutions which is
a signatory to this First Amendment as a Noteholder (the “Noteholders”), on the other hand.

 

Recitals:

 

A.     The Company and
Prudential have heretofore entered into the Shelf Note Purchase Agreement, dated as of June 30, 2011 (the “Note Agreement”).
Pursuant to the Note Agreement, the Company has heretofore issued to the Noteholders the Company’s 3.25% Senior Series A
Notes due September 17, 2022 in an original aggregate principal amount of $50,000,000.

 

B.     The Company, Prudential
and the Noteholders now desire to amend the Note Agreement in the respects, but only in the respects, hereinafter set forth.

 

C.     Capitalized terms
used herein shall have the respective meanings ascribed thereto in the Note Agreement unless herein defined or the context shall
otherwise require.

 

D.     All requirements
of law have been fully complied with and all other acts and things necessary to make this First Amendment a valid, legal and binding
instrument according to its terms for the purposes herein expressed have been done or performed.

 

NOW, THEREFORE, in consideration
of good and valuable consideration the receipt and sufficiency of which is hereby acknowledged, the Company, Prudential and the
Noteholders do hereby agree as follows:

 

SECTION 1. AMENDMENTS.

 

Effective at the time
provided in Section 3.1 hereof, the Note Agreement is amended as follows:

 

1.1.     The Cover
Page of the Note Agreement is amended to delete the “$75,000,000” therefrom.

 

1.2.     Section
1.1 of the Note Agreement is amended in its entirety to read as follows:

 

“Section
1.1.     Authorization of Notes.

 

(a)     Series
A Notes. The Company has heretofore issued and sold under this Agreement its 3.25% Senior Series A Notes due September 17,
2022 in the original aggregate principal amount of $50,000,000 (the “Series A Notes”).

 

(b)     Additional
Notes. In addition to the Series A Notes, the Company may authorize the issue and sale from time to time on or before July
25, 2017, in

    	 

    	

    

one or more Series
(as hereinafter defined), of up to $100,000,000 aggregate principal amount of its senior promissory notes (collectively with the
Series A Notes, the “Notes,” such term to include any such notes issued in substitution therefor pursuant to
Section 13), to be dated the date of issue thereof, to mature, in the case of each Note so issued, no more than 20 years after
the date of original issuance thereof, to have an average life, in the case of each Note so issued, of no more than 20 years after
the date of original issuance thereof, to bear interest on the unpaid balance thereof from the date thereof at the rate per annum,
and to have such other particular terms, as shall be set forth, in the case of each Note so issued, in the Confirmation of Acceptance
with respect to such Note delivered pursuant to Section 2.1(f). The Notes of any Series shall be substantially in the form set
out in Exhibit 1, with such changes therefrom, if any, as may be approved by the Purchasers of the Notes of such Series and the
Company. Certain capitalized terms used in this Agreement are defined in Schedule B; references to a “Schedule” or
an “Exhibit” are, unless otherwise specified, to a Schedule or an Exhibit attached to this Agreement. Notes which have
(i) the same final maturity, (ii) the same principal prepayment dates, (iii) the same principal prepayment amounts (as a percentage
of the original principal amount of each Note), (iv) the same interest rate, (v) the same interest payment periods and (vi) the
same date of issuance (which, in the case of a Note issued in exchange for another Note, shall be deemed for these purposes the
date on which such Note’s ultimate predecessor Note was issued), are herein called a “Series” of Notes.”

 

1.3.     The third
sentence of Section 2.1(a) of the Note Agreement is amended in its entirety to read as follows:

 

“At any time,
the aggregate principal amount of Notes stated in Section 1.1(b), minus the aggregate principal amount of Notes (other than the
Series A Notes) purchased and sold pursuant to this Agreement prior to such time, minus the aggregate principal amount of Accepted
Notes (as hereinafter defined) which have not yet been purchased and sold hereunder prior to such time, is herein called the “Available
Facility Amount” at such time. For avoidance of doubt, for the purposes of this Agreement, as of July 25, 2014 the Company’s
3.48% Senior Series B Notes due November 7, 2024 to be in the original aggregate principal amount of $100,000,000, with respect
to which the Company accepted an interest rate quote on July 25, 2014, constitute Accepted Notes not yet purchased or sold hereunder.”

 

1.4.     Clause
(i) of Section 2.1(b) of the Note Agreement is amended in its entirety to read as follows:

 

“(i) July 25,
2017 (or if such date is not a Business Day, the Business Day next preceding such date)”

 

1.5.     Section
5.16 of the Note Agreement is amended in its entirety to read as follows:

 

“Section
5.16.     Foreign Assets Control Regulations, Etc.

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(a)     Neither the
Company nor any Controlled Entity is (i) is a Blocked Person, (ii) has been notified that its name appears or may in the future
appear on a State Sanctions List or (iii) is a target of sanctions that have been imposed by the United Nations or the European
Union.

 

(b)     Neither the
Company nor any Controlled Entity (i) has violated, been found in violation of, or been charged or convicted under, any applicable
U.S. Economic Sanctions Laws, Anti-Money Laundering Laws or Anti-Corruption Laws or (ii) to the Company’s knowledge, is under
investigation by any Governmental Authority for possible violation of any U.S. Economic Sanctions Laws, Anti-Money Laundering Laws
or Anti-Corruption Laws.

 

(c)     No part of
the proceeds from the sale of the Notes hereunder:

 

(i)     constitutes
or will constitute funds obtained on behalf of any Blocked Person or will otherwise be used by the Company or any Controlled Entity,
directly or indirectly, (A) in connection with any investment in, or any transactions or dealings with, any Blocked Person, (B)
for any purpose that would cause any Purchaser to be in violation of any U.S. Economic Sanctions Laws or (C) otherwise in violation
of any U.S. Economic Sanctions Laws;

 

(ii)     will be used,
directly or indirectly, in violation of, or cause any Purchaser to be in violation of, any applicable Anti-Money Laundering Laws;
or

 

(iii)     will be
used, directly or indirectly, for the purpose of making any improper payments, including bribes, to any Governmental Official or
commercial counterparty in order to obtain, retain or direct business or obtain any improper advantage, in each case which would
be in violation of, or cause any Purchaser to be in violation of, any applicable Anti-Corruption Laws.

 

(d)     The Company
has established procedures and controls which it reasonably believes are adequate (and otherwise comply with applicable law) to
ensure that the Company and each Controlled Entity is and will continue to be in compliance with all applicable U.S. Economic Sanctions
Laws, Anti-Money Laundering Laws and Anti-Corruption Laws.”

 

1.6.     Clauses
(d) and (e) of Section 6.2 of the Note Agreement are amended in their entireties to read as follows:

 

“(d)     the
Source constitutes assets of an “investment fund” (within the meaning of Part VI of PTE 84-14 (the “QPAM Exemption”))
managed by a “qualified professional asset manager” or “QPAM” (within the meaning of Part VI of the QPAM
Exemption), no employee benefit plan’s assets that are

    	3

    	

    

managed by the QPAM
in such investment fund, when combined with the assets of all other employee benefit plans established or maintained by the same
employer or by an affiliate (within the meaning of Section VI(c)(1) of the QPAM Exemption) of such employer or by the same employee
organization and managed by such QPAM, represent more than 20% of the total client assets managed by such QPAM, the conditions
of Part I(c) and (g) of the QPAM Exemption are satisfied, neither the QPAM nor a Person controlling or controlled by the QPAM maintains
an ownership interest in the Company that would cause the QPAM and the Company to be “related” within the meaning of
Part VI(h) of the QPAM Exemption and (i) the identity of such QPAM and (ii) the names of any employee benefit plans whose assets
in the investment fund, when combined with the assets of all other employee benefit plans established or maintained by the same
employer or by an affiliate (within the meaning of Part VI(c)(1) of the QPAM Exemption) of such employer or by the same employee
organization, represent 10% or more of the assets of such investment fund, have been disclosed to the Company in writing pursuant
to this clause (d); or

 

(e)     the Source
constitutes assets of a “plan(s)” (within the meaning of Part IV(h) of PTE 96-23 (the “INHAM Exemption”))
managed by an “in-house asset manager” or “INHAM” (within the meaning of Part IV(a) of the INHAM Exemption),
the conditions of Part I(a), (g) and (h) of the INHAM Exemption are satisfied, neither the INHAM nor a Person controlling or controlled
by the INHAM (applying the definition of “control” in Part IV(d)(3) of the INHAM Exemption) owns a 10% or more interest
in the Company and (1) the identity of such INHAM and (2) the name(s) of the employee benefit plan(s) whose assets constitute the
Source have been disclosed to the Company in writing pursuant to this clause (e); or”

 

1.7.     Section
10.14 of the Note Agreement is amended in its entirety to read as follows:

 

Section 10.14.     Terrorism Sanctions Regulations. The Company covenants that it will not, and will not permit any Controlled Entity to, (a)
become (including by virtue of being owned or controlled by a Blocked Person), own or control a Blocked Person or any Person that
is the target of sanctions imposed by the United Nations or by the European Union, or (b) directly or indirectly have any investment
in or engage in any dealing or transaction (including, without limitation, any investment, dealing or transaction involving the
proceeds of any of the Notes) with any Person if such investment, dealing or transaction (i) would cause any holder of a Note to
be in violation of any law or regulation applicable to such holder, or (ii) is prohibited by or subject to sanctions under any
U.S. Economic Sanctions Laws, or (c) engage, or permit any Affiliate of either to engage, in any activity that could subject such
Person or any holder of a Note to sanctions under CISADA or any similar (federal or state) law or regulation with respect to Iran
or any other country that is subject to U.S. Economic Sanctions Laws.

    	4

    	

    

1.8.     Schedule
B to the Note Agreement is amended by adding the following defined terms thereto in proper alphabetical location:

 

“Anti-Corruption
Laws” shall mean any law or regulation in a U.S. or any non-U.S. jurisdiction regarding bribery or any other corrupt
activity, including the U.S. Foreign Corrupt Practices Act and the U.K. Bribery Act 2010.

 

“Anti-Money
Laundering Laws” shall mean any law or regulation in a U.S. or any non-U.S. jurisdiction regarding money laundering,
drug trafficking, terrorist-related activities or other money laundering predicate crimes, including the Currency and Foreign Transactions
Reporting Act of 1970 (otherwise known as the Bank Secrecy Act) and the USA PATRIOT Act.

 

“Blocked
Person” shall mean (i) a Person whose name appears on the list of Specially Designated Nationals and Blocked Persons
published by OFAC, (ii) a Person, entity, organization, country or regime that is blocked or a target of sanctions that have been
imposed under U.S. Economic Sanctions Laws or (iii) a Person that is an agent, department or instrumentality of, or is otherwise
beneficially owned by, controlled by or acting on behalf of, directly or indirectly, any Person, entity, organization, country
or regime described in clause (i) or (ii).

 

“CISADA”
shall mean the Comprehensive Iran Sanctions Accountability and Divestment Act.

 

“Control”
is defined in the definition of “Affiliate”. “Controlling” and “Controlled” shall
have the meanings correlative thereto.

 

“Controlled
Entity” shall mean (i) any of the Subsidiaries of the Company and any of their or the Company’s respective Controlled
Affiliates and (ii) if the Company has a parent company, such parent company and its Controlled Affiliates.

 

“OFAC”
shall mean Office of Foreign Assets Control, United States Department of the Treasury.

 

“OFAC Sanctions
Program” shall mean any economic or trade sanction that OFAC is responsible for administering and enforcing. A list of
OFAC Sanctions Programs may be found at http://www.treasury.gov/resource-center/sanctions/Programs/Pages/Programs.aspx.

 

“State Sanctions
List” shall mean a list that is adopted by any state Governmental Authority within the United States of America pertaining
to Persons that engage in investment or other commercial activities in Iran or any other country that is a target of economic sanctions
imposed under U.S. Economic Sanctions Laws.

 

“U.S. Economic
Sanctions Laws” shall mean those laws, executive orders, enabling legislation or regulations administered and enforced
by the United States

    	5

    	

    

pursuant to which
economic sanctions have been imposed on any Person, entity, organization, country or regime, including the Trading with the Enemy
Act, the International Emergency Economic Powers Act, the Iran Sanctions Act, the Sudan Accountability and Divestment Act and any
other OFAC Sanctions Program.

 

1.9.     Schedule
B to the Note Agreement is further amended by deleting the defined term “Anti-Terrorism Order” therefrom.

 

1.10.     Schedule
5.4 to the Note Agreement is amended by amending and restating such schedule in the form of Schedule 5.4 attached hereto.

 

SECTION 2. REPRESENTATIONS AND
WARRANTIES OF THE COMPANY.

 

2.1.     To induce
Prudential and the Noteholders to execute and deliver this First Amendment (which representations shall survive the execution and
delivery of this First Amendment), the Company represents and warrants to the Noteholders that:

 

(a)     this First
Amendment has been duly authorized, executed and delivered by it and this First Amendment constitutes the legal, valid and binding
obligation, contract and agreement of the Company enforceable against it in accordance with its terms, except as enforcement may
be limited by bankruptcy, insolvency, reorganization, moratorium or similar laws or equitable principles relating to or limiting
creditors’ rights generally;

 

(b)     the Note Agreement,
as amended by this First Amendment, constitute the legal, valid and binding obligations, contracts and agreements of the Company
enforceable against it in accordance with their respective terms, except as enforcement may be limited by bankruptcy, insolvency,
reorganization, moratorium or similar laws or equitable principles relating to or limiting creditors’ rights generally;

 

(c)     the execution,
delivery and performance by the Company of this First Amendment (i) has been duly authorized by all requisite corporate action
and, if required, shareholder action, (ii) does not require the consent or approval of any governmental or regulatory body or agency,
and (iii) will not (A) violate (1) any provision of law, statute, rule or regulation or its certificate of incorporation or bylaws,
(2) any order of any court or any rule, regulation or order of any other agency or government binding upon it, or (3) any provision
of any material indenture, agreement or other instrument to which it is a party or by which its properties or assets are or may
be bound, including, without limitation, the Bank Credit Agreement, or (B) result in a breach or constitute (alone or with due
notice or lapse of time or both) a default under any indenture, agreement or other instrument referred to in clause (iii)(A)(3)
of this Section 2.1(c);

 

(d)     as of the
date hereof and after giving effect to this First Amendment, no Default or Event of Default has occurred which is continuing; and

    	6

    	

    

(e)     all the representations
and warranties contained in Section 5 of the Note Agreement (as amended hereby) are true and correct in all material respects with
the same force and effect as if made by the Company on and as of the date hereof except for representations and warranties as of
a specified date, which representations and warranteies are true and correct in all material respects on and as of the specified
dates referred to therein.

 

SECTION 3. CONDITIONS TO
EFFECTIVENESS OF THIS FIRST AMENDMENT.

 

3.1.     This
First Amendment shall not become effective until, and shall become effective as of July 25, 2014 when, each and every one of the
following conditions shall have been satisfied:

 

(a)     counterparts
of this First Amendment, duly executed by the Company, each Guarantor, Prudential and the Noteholders, shall have been delivered
to the Noteholders;

 

(b)     the Noteholders
shall have received a copy of the resolutions of the Board of Directors of the Company authorizing the execution, delivery and
performance by the Company of this First Amendment, certified by its Secretary or an Assistant Secretary; and

 

(c)     the representations
and warranties of the Company set forth in Section 2 hereof are true and correct on and with respect to the date hereof.

 

Upon receipt of all
of the foregoing, this First Amendment shall become effective as of July 25, 2014.

 

SECTION 4. REAFFIRMATION.

 

Each Guarantor hereby
consents to the terms and conditions of this First Amendment and hereby ratifies and reaffirms all of its payment and performance
obligations, contingent or otherwise, under the Guarantee Agreement, including, without limitation, with respect to the Note Agreement,
as amended by this First Amendment.

 

SECTION 5. EXPENSES.

 

The Company hereby confirms
its obligations under the Agreement, whether or not the transactions hereby contemplated are consummated, to pay, promptly after
request by Prudential, all reasonable out-of-pocket costs and expenses, including attorneys’ fees and expenses, incurred
by Prudential or the Noteholders in connection with this First Amendment or the transactions contemplated hereby, in enforcing
any rights under First Amendment, or in responding to any subpoena or other legal process or informal investigative demand issued
in connection with this letter or the transactions contemplated hereby. The obligations of the Company under this Section 5 shall
survive transfer by any holder of any Note and payment of any Note.

    	7

    	

    

SECTION 6. MISCELLANEOUS.

 

6.1.     This
First Amendment shall be construed in connection with and as part of the Note Agreement, and except as modified and expressly amended
by this First Amendment, all terms, conditions and covenants contained in the Note Agreement and the Notes are hereby ratified
and shall be and remain in full force and effect. The Company acknowledges and agrees that neither Prudential nor any Noteholder
is under any duty or obligation of any kind or nature whatsoever to grant the Company any additional amendments, waivers or consents
of any type, whether or not under similar circumstances, and no course of dealing or course of performance shall be deemed to have
occurred as a result of this First Amendment.

 

6.2.     Any and
all notices, requests, certificates and other instruments executed and delivered after the execution and delivery of this First
Amendment may refer to the Note Agreement without making specific reference to this First Amendment but nevertheless all such references
shall include this First Amendment unless the context otherwise requires.

 

6.3.     The descriptive
headings of the various Sections or parts of this First Amendment are for convenience only and shall not affect the meaning or
construction of any of the provisions hereof.

 

6.4.     This
First Amendment shall be construed and enforced in accordance with, and the rights of the parties shall be governed by, the law
of the State of New York excluding choice-of-law principles of the law of such State that would require the application of the
laws of a jurisdiction other than such State.

 

6.5.     The execution
hereof by you shall constitute a contract between us for the uses and purposes hereinabove set forth, and this First Amendment
may be executed in any number of counterparts, each executed counterpart constituting an original, but all together only one agreement.
Delivery of an executed counterpart of a signature page to this letter by facsimile or electronic transmission shall be effective
as delivery of a manually executed counterpart of this letter.

 

[Signature Pages Follow]

    	8

    	

    

	 	NEW JERSEY RESOURCES CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	NJR RETAIL HOLDINGS CORPORATION
	 	 	 
	 	By:	/s/ Laurence M. Downes
	 	Name:	Laurence M. Downes
	 	Title:	President and Treasurer
	 	 	 
	 	NJR HOME SERVICES COMPANY
	 	 	 
	 	By:	/s/ Stanley Kosierowski
	 	Name:	Stanley Kosierowski
	 	Title:	President
	 	 	 
	 	NJR PLUMBING SERVICES, INC.
	 	 	 
	 	By:	/s/ Stanley Kosierowski
	 	Name:	Stanley Kosierowski
	 	Title:	President
	 	 	 
	 	NJR SERVICE CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	NJR ENERGY SERVICES COMPANY
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer

 

[Signature Page to First Amendment]

    	 

    	

    

	 	NJR ENERGY INVESTMENTS

CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	NJR CLEAN ENERGY VENTURES

 CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	COMMERCIAL REALTY AND RESOURCES

 CORP.
	 	 	 
	 	By:	/s/ Glenn C. Lockwood
	 	Name:	Glenn C. Lockwood
	 	Title:	President, Chief Financial Officer and Treasurer
	 	 	 
	 	NJR INVESTMENT COMPANY
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	NJR MIDSTREAM HOLDINGS

 CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer

 

[Signature Page to First Amendment]

    	 

    	

    

	 	NJR ENERGY CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	NJR STORAGE HOLDINGS COMPANY
	 	 	 
	 	By:	/s/ Glenn C. Lockwood
	 	Name:	Glenn C. Lockwood
	 	Title:	Senior Vice President, Chief Financial
	 	Officer and Treasurer
	 	 
	 	TWO DOT WIND FARM, LLC
	 	 	 
	 	By:	NJR Clean Energy Ventures Corporation II,
	 	 	its Sole Member
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	NJR CLEAN ENERGY VENTURES II

 CORPORATION
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer
	 	 	 
	 	CARROLL AREA WIND FARM, LLC
	 	 	 
	 	By:	NJR Clean Energy Ventures II Corporation,
	 	 	its Sole Member
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer

 

[Signature Page to First Amendment]

    	 

    	

    

	 	ALEXANDER WIND FARM, LLC
	 	 	 
	 	By:	NJR Clean Energy Ventures II Corporation, 

its Sole Member
	 	 	 
	 	By:	/s/ Patrick Migliaccio
	 	Name:	Patrick Migliaccio
	 	Title:	Treasurer

 

[Signature Page to First Amendment]

    	 

    	

    

Accepted and Agreed to:

 

PRUDENTIAL INVESTMENT MANAGEMENT, INC.

 

	By:	/s/ Brian E. Lemons
	 	Vice President

 

Noteholders:

 

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

 

	By:	/s/ Brian E. Lemons
	 	Vice President

 

PRUDENTIAL ARIZONA REINSURANCE CAPTIVE COMPANY

 

	By:	Prudential Investment Management, Inc., 

as investment manager
	 	 
	By:	/s/ Brian E. Lemons
	 	Vice President

 

THE GIBRALTAR LIFE
INSURANCE CO., LTD.

 

	By:	Prudential Investment Management Japan Co., Ltd., 

as Investment Manager
	 	 
	By:	Prudential Investment Management, Inc., 

as Sub-Adviser
	 	 
	By:	/s/ Brian E. Lemons
	 	Vice President

    	 

    	

    

	ZURICH AMERICAN INSURANCE COMPANY
	 	 
	By:	Prudential Private Placement Investors, L.P.

 (as Investment Advisor)
	 	 
	By:	Prudential Private Placement Investors, Inc. 

(as its General Partner)
	 	 
	By:	/s/ Brian E. Lemons
	 	Vice President
	 	 
	MTL INSURANCE COMPANY
	 	 
	By:	Prudential Private Placement Investors, L.P.

 (as Investment Advisor)
	 	 
	By:	Prudential Private Placement Investors, Inc.

 (as its General Partner)
	 	 
	By:	/s/ Brian E. Lemons
	 	Vice President

 

[Signature Page to First Amendment]

    	 

    	

    

Schedule 5.4

 

SUBSIDIARIES OF THE COMPANY AND

OWNERSHIP OF SUBSIDIARY STOCK

 

    	 

    	

    

	Subsidiary	Jurisdiction
    of Incorporation/

    Formation	Percentage
    Ownership	Shareholder	Status	Regulated
	New
    Jersey Natural Gas Company	New
    Jersey	100	New
    Jersey Resources Corporation	Unrestricted	Yes
	NJR
    Energy Services Company	New
    Jersey	100	New
    Jersey Resources Corporation	Restricted	No
	NJR
    Retail Holdings Corporation	New
    Jersey	100	New
    Jersey Resources Corporation	Restricted	No
	NJR
    Home Services Company	New
    Jersey	100	NJR
    Retail Holdings Corporation	Restricted	No
	NJR
    Plumbing Services, Inc.	New
    Jersey	90	NJR
    Retail Holdings Corporation	Restricted	No
	NJR
    Energy Investments Corporation	New
    Jersey	100	New
    Jersey Resources Corporation	Restricted	No
	NJR
    Storage Holdings Company	Delaware	100	NJR
    Energy Holdings Corporation	Unrestricted	No
	NJR
    Steckman Ridge Storage Company	Delaware	100	NJR
    Storage Holdings Company	Unrestricted	No
	Commercial
    Realty and Resources Corp.	New
    Jersey	100	NJR
    Retail Holdings Corporation	Restricted	No
	NJR
    Investment Company	New
    Jersey	100	NJR
    Energy Investments Corporation	Inactive
    Restricted	No
	NJR
    Energy Holdings Corporation	New
    Jersey	100	NJR
    Energy Investments Corporation	Unrestricted	No
	NJR
    Energy Corporation	New
    Jersey	100	NJR
    Energy Investments Corporation	Unrestricted	No
	NJR
    Clean Energy 	New
    Jersey	100	NJR
    Energy Investments 	Unrestricted	No

    	 

    	

    

	Subsidiary	Jurisdiction
    of Incorporation/

    Formation	Percentage
    Ownership	Shareholder	Status	Regulated
	Ventures
    Corporation	 	 	Corporation	 	 
	NJR
    Clean Energy Ventures II Corporation	New
    Jersey	100	NJR
    Clean Energy Ventures Corporation	Unrestricted	No
	Two
    Dot Wind Farm, LLC	Delaware	100	NJR
    Clean Energy Ventures II Corporation	Unrestricted	No
	Carroll
    Area Wind Farm, LLC	Iowa	100	NJR
    Clean Energy Ventures II Corporation	Unrestricted	No
	Alexander
    Wind Farm, LLC1	Delaware	100	NJR
    Clean Energy Ventures II Corporation	Unrestricted	No
	NJR
    Pipeline Company	New
    Jersey	100	NJR
    Energy Holdings Corporation	Unrestricted	No
	NJNR
    Pipeline Company	New
    Jersey	100	NJR
    Energy Holdings Corporation	Unrestricted	No
	NJR
    Service Corporation	New
    Jersey	100	New
    Jersey Resources Corporation	Inactive
    Restricted	No

 

	1 Acquired on
October 8, 2014

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00237-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00237-of-00352.parquet"}]]