Document:

exv10w4

 

Exhibit 10.4

LIBERTY GLOBAL, INC.

COMPENSATION POLICY

FOR

NONEMPLOYEE DIRECTORS

     The board of directors (the “Board”) of Liberty Global, Inc. (the
“Corporation”) has deemed it advisable and in the best interest of the Corporation to
provide the following compensation package to each director of the Corporation who is not an
employee of the Corporation or any subsidiary of the Corporation (a “Nonemployee Director”)
solely in consideration for such person agreeing to serve as a Nonemployee Director of the Board.

Annual Payment: For each full year of service as a Nonemployee Director, a fee for such
service of $20,000 will be paid to each Nonemployee Director. For each full year of service as
Audit Committee Chairperson, a fee for such service of $10,000 will be paid. Annual fees will be
payable in cash in arrears in four equal quarterly installments at the end of each calendar quarter
(prorated in the case of a director who serves as a Nonemployee Director or as Audit Committee
Chairman for only a portion of a calendar quarter). The initial payment of $5,000 ($7500, in the
case of the Audit Committee Chairman) will be payable September 30, 2005.

Meeting Fees: A fee of $1500 in cash for attendance (in person or by conference telephone)
at each in person meeting, and $750 in cash for each telephonic meeting, of the Board or a Board
Committee of which such director is a member will be paid to each Nonemployee Director.

Option Grant: An initial grant of options to purchase 10,000 shares of the Corporation’s
Series A common stock will be made to each Nonemployee Director, pursuant to the Corporation’s
Nonemployee Director Incentive Plan (the “Plan”) and the related form of Nonemployee
Director Non-Qualified Stock Option Agreement, on first being elected or appointed to the Board.
Each option subject to the grant will have an exercise price per share equal to the Fair Market
Value (as defined in the Plan) of a share of Series A common stock on the date of the grant (or, in
the case of the first grant, the first full day of trading of the Series A common stock
thereafter). On the date of each annual meeting of the stockholders of the Corporation, each
Nonemployee Director who served as a Nonemployee Director immediately prior to such annual meeting
of stockholders and will continue to serve as a Nonemployee Director following such annual meeting
will be granted options to purchase 10,000 shares of the Corporation’s Series A common stock, with
an exercise price per share equal to the Fair Market Value of a share of Series A common stock on
the date of such annual meeting. Options will vest as to one-third of the option shares on the
date of the first annual meeting of stockholders following the grant date (or, if later, the
six-month anniversary of the grant date) and as to an additional one-third of the option shares on
the date of each annual meeting of stockholders thereafter, provided, in each case, that the
Nonemployee Director continued to serve as a Nonemployee Director immediately prior to the
applicable meeting.exv4w1

 

EXHIBIT 4.1

	

INCORPORATED UNDER THE LAWS
OF THE STATE OF DELAWARE

LIBERTY GLOBAL, INC.

SERIES A COMMON STOCK

THIS CERTIFICATE IS TRANSFERABLE IN
CANTON, MA, JERSEY CITY, NJ AND NEW YORK, NY

CUSIP 530555 10 1

SEE REVERSE FOR CERTAIN DEFINITIONS

THIS CERTIFIES that

is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF THE SERIES A
COMMON STOCK, PAR VALUE $.01 PER SHARE, OF

LIBERTY GLOBAL, INC.

transferable on the books of the Corporation by the holder hereof, in person or
by duly authorized attorney, upon surrender of this Certificate properly
endorsed.

This Certificate is not valid unless countersigned by the Transfer Agent
and registered by the Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of
its duly authorized officers.

[sig]

CHIEF EXECUTIVE OFFICER

[sig]

SECRETARY

LIBERTY GLOBAL, INC

CORPORATE

SEAL

DELAWARE

Dated:

COUNTERSIGNED AND REGISTERED:

EQUISERVE TRUST COMPANY, N.A.

TRANSFER AGENT AND REGISTRAR

BY

AUTHORIZED SIGNATURE

AMERICAN BANK NOTE COMPANY
711 ARMSTRONG LANE
COLUMBIA, TENNESSEE 38401
(931) 388-3003

/ETHER 19 /LIVE JOBS/L/ LIBERTY 19998 FC Lot 1

PRODUCTION COORDINATOR: TODD DEROSSETT 931-490-1720

PROOF OF JUNE 6, 2005

LIBERTY GLOBAL, INC.

TSB 19998 FC Lot 1

Operator: Ron/Teresa

REV. 1

PLEASE INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF: __ OK AS IS __ OK WITH
CHANGES __ MAKE CHANGES AND SEND ANOTHER PROOF

Colors Selected for Printing: Intaglio prints in SC-9 Dark Purple.

COLOR: This proof was printed from a digital file or artwork on a graphics
quality, color laser printer. It is a good represention of the color as it will
appear on the final product.

However, it not an exact color rendition, and the final printed product may
appear slighty different from the proof due to the difference between the dyes
and printing ink.

 

LIBERTY GLOBAL, INC.

  
     The Corporation
    will furnish without charge to each shareholder who so requests a full statement
    of the designations, preferences, limitations and relative rights of each
    class of stock or series thereof of the Corporation and the variations in
    the relative rights and preferences between the shares of any series of preferred
    stock, so far as the same have been fixed and determined, and the authority
    of the board of directors to fix and determine the relative rights and preferences
    of any series of preferred stock. Such requests may be made to the Corporation
    or to the transfer agent.
  
ABBREVIATIONS

     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable
laws or regulations:

    	 	 	 	 	 	 	 	 	 	 	 
	TEN
            COM 
	— 	as tenants in common 	 	 	 	UNIF GIFT MIN
            ACT —
	               	 	Custodian 
	                                                                  
	TEN ENT
          
	— 	as tenants by the entities	 	 	 	                   
          
	(Cust) 
	 	
	(Minor)

	JT TEN
          
	— 	as joint tenants with the right of
        	 	 	 	
	under Uniform Gifts to Minors

	 
	 	survivorship and not as tenants 	 	 	 	 	Act	 	                                                                                              
	 
	 	in common 	 	 	 	 	 	 	(State)
	 

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED,                                                     hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE	 	 
	
	 	 
	
	 	 
	
	 	 
	
	 	 

	 	 	 
	

        
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
          INCLUDING ZIP CODE, OF ASSIGNEE)

	

	

	 	 	 	 	 
	

	 	Shares
          

	

of the Series A Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
	 	 	 	 
	

	 	Attorney
          

	

to transfer the said Shares on the books of the within named
Corporation with full power of substitution in the premises.

	 	 	.	 
	

	 	 	 	 

Dated                               

	 	 	 	 	 
	

	 	 	 	Signature(s):
	

	 	ý
	 	 

	

	 	ý
	 	 
	 
	 	 	 	

	

	 	NOTICE: 
	 	THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF
THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE
WHATEVER.
	

	 	 	 	 

Signature(s) Guaranteed

    	 	 	 	 
	By 
	 	 	

	

          
	 	
	 
	
          

          THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
          (BANKS,

          STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
          IN

          AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),
PURSUANT TO S.E.C.

          RULE 17Ad – 15.exv4w2

 

EXHIBIT 4.2

	

INCORPORATED UNDER THE LAWS
OF THE STATE OF DELAWARE

LIBERTY GLOBAL, INC.

SERIES B COMMON STOCK

THIS CERTIFICATE IS TRANSFERABLE IN
CANTON, MA, JERSEY CITY, NJ AND NEW YORK, NY

CUSIP 530555 20 0

SEE REVERSE FOR CERTAIN DEFINITIONS

THIS CERTIFIES that

is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF THE SERIES B
COMMON STOCK, PAR VALUE $.01 PER SHARE, OF

LIBERTY GLOBAL, INC.

transferable on the books of the Corporation by the holder hereof, in person or
by duly authorized attorney, upon surrender of this Certificate properly
endorsed.

This Certificate is not valid unless countersigned by the Transfer Agent
and registered by the Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

[sig]

CHIEF EXECUTIVE OFFICER:

[sig]

SECRETARY

LIBERTY GLOBAL, INC

CORPORATE

SEAL

DELAWARE

Dated:

COUNTERSIGNED AND REGISTERED

EQUISERVE TRUST COMPANY, N.A.

TRANSFER AGENT AND REGISTRAR

BY

AUTHORIZED SIGNATURE

AMERICAN BANK NOTE COMPANY
711 ARMSTRONG LANE
COLUMBIA, TENNESSEE 38401
(931) 388-3003

/ETHER 19 /LIVE JOBS/L/ LIBERTY 19998 FC Lot 2

PRODUCTION COORDINATOR: TODD DEROSSETT 931-490-1720

PROOF OF JUNE 6, 2005

LIBERTY GLOBAL, INC.

TSB 19998 FC Lot 2

Operator Ron/Teresa

REV. 1

PLEASE INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF: __ OK AS IS __ OK WITH
CHANGES __ MAKE CHANGES AND SEND ANOTHER PROOF

Colors Selected for Printing: Intaglio prints in SC-5 Peacock Green.

COLOR: This proof was printed from a digital file or artwork on a graphics
quality, color laser printer. It is a good represention of the color as it will
appear on the final product.

However, it not an exact color rendition, and the final printed product may
appear slighty different from the proof due to the difference between the dyes
and printing ink.

 

LIBERTY GLOBAL, INC.

     The Corporation will furnish without charge to each shareholder who so requests a full statement of the designations, preferences,
limitations and relative rights of each class of stock or series thereof of the Corporation and the variations in the relative rights and
preferences between the shares of any series of preferred stock, so far as the same have been fixed and determined, and the authority of the
board of directors to fix and determine the relative rights and
preferences of any series of preferred stock. Such requests may be
made to the Corporation or to the transfer agent.

ABBREVIATIONS

     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable
laws or regulations:

    	 	 	 	 	 	 	 	 	 	 	 
	TEN
            COM 
	— 	as tenants in common 	 	 	 	UNIF GIFT MIN
            ACT —
	               	 	Custodian 
	                                                                  
	TEN ENT
          
	— 	as tenants by the entities	 	 	 	                   
          
	(Cust) 
	 	
	(Minor)

	JT TEN
          
	— 	as joint tenants with the right of
        	 	 	 	
	under Uniform Gifts to Minors

	 
	 	survivorship and not as tenants 	 	 	 	 	Act	 	                                                                                              
	 
	 	in common 	 	 	 	 	 	 	(State)
	 

Additional abbreviations may also be used though not in the above list.

FOR VALUE RECEIVED,                                                     hereby sell, assign and transfer unto

	 	 	 
	PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE	 	 
	
	 	 
	
	 	 
	
	 	 
	
	 	 

	 	 	 
	

        
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
          INCLUDING ZIP CODE, OF ASSIGNEE)

	

	

	 	 	 	 	 
	

	 	Shares
          

	

of the Series B Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
	 	 	 	 
	

	 	Attorney
          

	

to transfer the said Shares on the books of the within named
Corporation with full power of substitution in the premises.

	 	 	.	 
	

	 	 	 	 

Dated                               

	 	 	 	 	 
	

	 	 	 	Signature(s):
	

	 	ý
	 	 

	

	 	ý
	 	 
	 
	 	 	 	

	

	 	NOTICE: 
	 	THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF
THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE
WHATEVER.
	

	 	 	 	 

Signature(s) Guaranteed

    	 	 	 	 
	By 
	 	 	

	

          
	 	
	 
	
          

          THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
          (BANKS,

          STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
          IN

          AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM),
PURSUANT TO S.E.C.

          RULE 17Ad – 15.

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