Document:

Form 8-K - Ex 4.1

Exhibit 4.1

THIRD AMENDMENT TO
AMENDED AND RESTATED RIGHTS AGREEMENT
THIS THIRD AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT (“Amendment”), dated as of September 14, 2012 (“Amendment Effective Date”), is between Gilead Sciences, Inc., a Delaware corporation (the “Company”), and Computershare Shareowner Services LLC, a New Jersey limited liability company (the “Rights Agent”).

A.The Company previously entered into an Amended and Restated Rights Agreement, dated as of October 21, 1999, as amended, with Computershare Shareowner Services LLC (formerly known as Mellon Investor Services LLC and ChaseMellon Shareholder Services, L.L.C.), as Rights Agent (the “Rights Agreement”).

B.The Company now wishes to amend the Rights Agreement as further set forth herein.

Accordingly, in consideration of the premises and the mutual agreements herein set forth, the Rights Agreement is hereby amended as of the Amendment Effective Date as follows:

		
	1.
	Paragraph (a), clause (i) of Section 7 of the Rights Agreement is amended and restated to read as follows:

“(i) the Close of Business on September 14, 2012 (the “Final Expiration Date”),”

		
	2.
	Exhibit A of the Rights Agreement (Form of Rights Certificate) is hereby amended to replace the words “October 27, 2013” with the words “September 14, 2012” in all places where such words occur.

		
	3.
	Upon the expiration of the Rights in accordance with the terms of the Rights Agreement, as amended hereby, the Rights Agreement shall be terminated and of no further force or effect whatsoever without any further action on the part of the Company or the Rights Agent.

		
	4.
	The Company and the Rights Agent hereby waive any notice requirements under the Rights Agreement pertaining to this Amendment or any of the matters covered by the Amendment.

		
	5.
	Capitalized terms used herein but not defined shall have the meanings given to them in the Rights Agreement.

		
	6.
	Except as amended pursuant to this Amendment, the Rights Agreement shall remain in force and effect in accordance with its terms.

		
	7.
	This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. A facsimile or .pdf signature delivered electronically shall constitute an original signature for all purposes. 

Exhibit 4.1

IN WITNESS WHEREOF, the parties to this Amendment have caused this Amendment to be duly executed, all as of the day and year first above written.
	
					
	ATTEST:
	 
	GILEAD SCIENCES, INC.

	/s/ Brett A. Pletcher
	 
	/s/ Robin L. Washington

	Brett A. Pletcher
	 
	Robin L. Washington

	Senior Vice President and General Counsel
	 
	Senior Vice President and Chief Financial Officer

	 
	 
	 

	ATTEST:
	 
	Computershare Shareowner Services LLC

	By:
	/s/ Mark Cano
	 
	By:
	/s/ Maria Cooper Henricks

	Name:  Mark Cano
	 
	Name: Maria Cooper Henricks

	Title:    Vice President
	 
	Title:   Vice PresidentForm 8-A12G/A - Ex 4.2

Exhibit 4.2

THIRD AMENDMENT TO
AMENDED AND RESTATED RIGHTS AGREEMENT
THIS THIRD AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT (“Amendment”), dated as of September 14, 2012 (“Amendment Effective Date”), is between Gilead Sciences, Inc., a Delaware corporation (the “Company”), and Computershare Shareowner Services LLC, a New Jersey limited liability company (the “Rights Agent”).

A.The Company previously entered into an Amended and Restated Rights Agreement, dated as of October 21, 1999, as amended, with Computershare Shareowner Services LLC (formerly known as Mellon Investor Services LLC and ChaseMellon Shareholder Services, L.L.C.), as Rights Agent (the “Rights Agreement”).

B.The Company now wishes to amend the Rights Agreement as further set forth herein.

Accordingly, in consideration of the premises and the mutual agreements herein set forth, the Rights Agreement is hereby amended as of the Amendment Effective Date as follows:

		
	1.
	Paragraph (a), clause (i) of Section 7 of the Rights Agreement is amended and restated to read as follows:

“(i) the Close of Business on September 14, 2012 (the “Final Expiration Date”),”

		
	2.
	Exhibit A of the Rights Agreement (Form of Rights Certificate) is hereby amended to replace the words “October 27, 2013” with the words “September 14, 2012” in all places where such words occur.

		
	3.
	Upon the expiration of the Rights in accordance with the terms of the Rights Agreement, as amended hereby, the Rights Agreement shall be terminated and of no further force or effect whatsoever without any further action on the part of the Company or the Rights Agent.

		
	4.
	The Company and the Rights Agent hereby waive any notice requirements under the Rights Agreement pertaining to this Amendment or any of the matters covered by the Amendment.

		
	5.
	Capitalized terms used herein but not defined shall have the meanings given to them in the Rights Agreement.

		
	6.
	Except as amended pursuant to this Amendment, the Rights Agreement shall remain in force and effect in accordance with its terms.

		
	7.
	This Amendment may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. A facsimile or .pdf signature delivered electronically shall constitute an original signature for all purposes. 

Exhibit 4.2

IN WITNESS WHEREOF, the parties to this Amendment have caused this Amendment to be duly executed, all as of the day and year first above written.
	
					
	ATTEST:
	 
	GILEAD SCIENCES, INC.

	/s/ Brett A. Pletcher
	 
	/s/ Robin L. Washington

	Brett A. Pletcher
	 
	Robin L. Washington

	Senior Vice President and General Counsel
	 
	Senior Vice President and Chief Financial Officer

	 
	 
	 

	ATTEST:
	 
	Computershare Shareowner Services LLC

	By:
	/s/ Mark Cano
	 
	By:
	/s/ Maria Cooper Henricks

	Name:  Mark Cano
	 
	Name: Maria Cooper Henricks

	Title:    Vice President
	 
	Title:   Vice PresidentExhibit 10.1

FOURTH ADDENDUM TO LEASE

          This
Fourth Addendum to Lease (the “Fourth Addendum”) is made and entered into this
25th day of June, 2012, as an addendum to that certain Lease for the
real property located at 350 Oak Grove Parkway, Vadnais Heights, Minnesota,
made as of December 15, 2003, by and between VRT Properties, LLC, as successor
to Vadnais Heights Investment Company, a Minnesota general partnership, MCHA
Capital, LLC, a Minnesota limited liability company, Robert Tipler and Richard
K. Mathews, (“Lessor”) and Angeion Corporation, a Minnesota corporation, and
Medical Graphics Corporation, a Minnesota corporation (collectively “Tenant”),
as amended by the First Addendum to Lease, the Second Addendum to Lease and the
Third Addendum to Lease (as amended, the “Lease”). All capitalized terms in the
Lease shall have the same meaning in this Fourth Addendum. 

          WHEREAS,
the term of the Lease is set to expire on December 31, 2012, and Lessor and
Tenant desire to enter into this Fourth Addendum regarding Tenant’s continued
occupancy of the Premises and certain other matters relating to the extension. 

          NOW,
THEREFORE, in consideration of the foregoing and other good and valuable
consideration, the receipt and sufficiency of which is hereby acknowledged,
Lessor and Tenant agree to the following: 

          The
following sections of the Lease are hereby amended by this Fourth Addendum: 

	
  

 	
  

 
	
 1.

 	
 TERM. The term of the Lease shall be
 extended for sixty (60) months commencing January 1, 2013 and terminating on
 December 31, 2017. 

 
	
  

 	
  

 
	
 2.

 	
 RENT. During the sixty (60) month
 extension period, Tenant shall pay rent to Lessor in the following amounts,
 which for each year shall be payable in equal monthly installments as set
 forth below, payable in advance on the first day of each month: 

 

	
  

 	
  

 	
  

 	
  

 	
  

 	
  

 
	
  

 	
  

 	
 Annual Rent

 	
  

 	
 Monthly Rent

 	
  

 
	
 First year

 	
  

 	
 $

 	
 305,914.32

 	
  

 	
 $

 	
 25,492.86

 	
  

 
	
 Second year

 	
  

 	
 $

 	
 312,032.61

 	
  

 	
 $

 	
 26,002.72

 	
  

 
	
 Third year

 	
  

 	
 $

 	
 318,273.26

 	
  

 	
 $

 	
 26,522.77

 	
  

 
	
 Fourth year

 	
  

 	
 $

 	
 324,638.72

 	
  

 	
 $

 	
 27,053.23

 	
  

 
	
 Fifth year

 	
  

 	
 $

 	
 331,131.50

 	
  

 	
 $

 	
 27,594.29

 	
  

 

	
  

 	
  

 
	
 3.

 	
 COSTS. Tenant agrees to continue to pay
 all costs and expenses relating to the leased premises consistent with the
 terms of the Lease and consistent with the ordinary course of business
 established by Tenant and Lessor during the term of the Lease, including
 without limitation, all operating expenses, taxes, utilities, maintenance and
 repairs, except for those specifically described below. 

 
	
  

 	
  

 
	
 4.

 	
 IMPROVEMENTS. Lessor agrees to complete
 and pay for those improvements described on Exhibit A, attached hereto and
 incorporated herein. Lessor and Tenant agree that the improvements will be
 completed according to an agreed-upon schedule. Tenant agrees to cooperate
 with Lessor to permit Lessor to schedule and complete the work efficiently
 and on-time. 

 
	
  

 	
  

 
	
 5.

 	
 BROKER FEE. Lessor agrees to pay
 Tenant’s broker, Philip J. Kluesner of Gannett Peak Partners, a broker fee
 equal to two percent (2%) of the rent payable over the sixty (60) month
 extension; provided however, that Tenant’s broker must share the fee with 

 

1

	
  

 	
  

 
	
  

 	
 Lessor’s
 counsel Steven D. Snelling of Snelling Law Office, LLC, in a proportion to be
 negotiated and agreed to by Tenant’s broker and Lessor’s counsel. The fee
 shall be payable upon execution of this Fourth Addendum by Lessor and Tenant.
 

 

          Except
as amended or modified herein, all other provisions of the Lease remain in full
force and effect. 

          IN TESTIMONY WHEREOF,
 Lessor and Tenant have executed this Fourth Addendum to
Lease as of the day and year first above written.  

	
  

 	
  

 	
  

 	
  

 	
  

 	
  

 
	
 LESSOR:

 	
  

 	
 TENANT:

 	
  

 
	
  

 	
  

 	
  

 	
  

 	
  

 	
  

 
	
 VRT Properties, LLC

 	
  

 	
 Angeion Corporation

 	
  

 
	
  

 	
  

 	
  

 	
  

 	
  

 	
  

 
	
 By:

 	
      /s/ Albert M. Hafner

 	
  

 	
 By:

 	
      /s/ Robert M. Wolf

 	
  

 
	
 Its:

 	
      Owner

 	
  

 	
 Its:

 	
      CFO

 	
  

 
	
  

 	
  

 	
  

 	
  

 	
  

 	
  

 
	
  

 	
  

 	
  

 	
 Medical Graphics Corporation

 	
  

 
	
  

 	
  

 	
  

 	
  

 	
  

 	
  

 
	
  

 	
  

 	
  

 	
 By:

 	
      /s/ Robert M. Wolf

 	
  

 
	
  

 	
  

 	
  

 	
 Its:

 	
      CFO

 	
  

 

2

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