Document:

Contract Change Notice/Amendment No. 10

 Exhibit 10.2 
  
 Pages where confidential treatment has been requested are stamped “Confidential Treatment Requested and the Redacted
Material has been separately filed with the Commission,” and places where information has been redacted have been marked with (***). 
  

			
	 Sirenza Microdevices
	 	Contract Change Notice/Amendment No. 10
	 SN 1A551/IE220/1F368
	 	 

  
 Contract Change
Notice/Amendment No. 10 
 to 
 Northrop Grumman Space Technology/Sirenza Microdevices 
 Wafer Supply Agreement No. 1A551 
  
 THIS AMENDMENT (“Amendment”) is made and entered into and between Sirenza
Microdevices (“Buyer”) and Northrop Grumman Space Technology (“NGST”). 
  
 WHEREAS, Buyer and NGST (formerly TRW Inc.) entered into a Sale Agreement No. 1A551 with an Effective Date of August 19, 1998 (the “Agreement”); 
  
 WHEREAS, Buyer and NGST desire to amend the Agreement in order to provide for volume sales pricing for products requested by
Purchase Order during Calendar Year 2004; 
  
 NOW THEREFORE, the
parties agree to amend the Agreement as follows: 
  

	1)	“Exhibit 1B – Rev. 8, Price, Quantities, Delivery Schedule and Site Calendar Year 2004” as amended by CCN/Amendment No. 9 (dated as of March 19, 2004) is deleted and
replaced with “Exhibit 1B – Rev. 9, Price, Quantities, Delivery Schedule and Site Calendar Year 2004” (copy attached). 

  
 The above change constitutes Contract Change Notice Amendment No. 10 to the Agreement. Except as expressly provided herein above all other terms and
conditions of the Agreement shall apply herein and remain in full force and effect as previously agreed to between Buyer and NGST. In the event of any conflict between the terms of this Amendment and those of the Agreement, the terms of this
Amendment will be deemed to have superseded those of the Agreement and exclusively will govern the matter in question. 
  

									
	Sirenza Microdevices, Inc.	 	 	 	Northrop Grumman Space Technology
					
	 By:
	 	 /s/ Guy Krevet
	 	 	 	 By:
	 	 Albert L. Crosner

	 Name:
	 	 Guy Krevet
	 	 	 	 Name:
	 	 Albert L. Crosner

	 Title:
	 	 VP OPERATIONS
	 	 	 	 Title:
	 	 Manager, Technology Development Contracts

	 Date:
	 	 MAY 3, 2004
	 	 	 	 Date:
	 	 May 17, 2004

  

 “Confidential Treatment Requested and the Redacted Material has been separately filed with the
Commission.” 
  

			
	 Sirenza Microdevices
	 	Contract Change Notice/Amendment No. 10
	 SN 1A551/IE220/1F368
	 	 

  
 Exhibit 1B -
Revision 9 
  
 Price, Quantities, Delivery Schedule and Site

  
 Calendar Year 2004 
  

	A.	Price/Quantities 

  

	 	1.	3” GaAs HBT Wafers: 

  

				
	 QTY

	  	PRICE*

	 
	 [***]
	  	[	***]
	 [***]
	  	[	***]

  

	*	Price/Quantity/Order Requirements: 

  

	 	•	Prices for NGST & SMDI Designs are the same. NGST Design consists of Darlington Amplifiers- Part Numbers: DAMXX, DAPXX, PAD1 SMDI Design consists of Part Numbers: PAD2, SMDXX
and circuits for the following products Sirenza Microdevices SXT-1,2,3, SXL-1,2,3 and SXA-1,2,3. 

  

	 	•	Minimum wafer order quantity per Buyer’s Purchase Order is one (1) wafer lot - quantity six (6) wafers will be processed with minimum delivery quantity of three (3) and a
maximum delivery quantity of six (6) completely processed wafers. For order quantities in excess of one (1) wafer lot, as specified herein, the minimum order quantity per Buyer’s Purchase Order shall be ten (10) wafers or a multiple thereof.

  

	 	•	This amendment extends the agreement through year 2005. In December 2004 prices and quantities will be revisited for calendar year 2005. 

  

	 	2.	Reserved. 

  

	 	3.	Accelerated Lot Option1

  

					
	 Deliverable

	  	Standard Process Price

	 
	 [***]
	  	$	[	***]

  
 Note 1) Only one (1)
order for an Accelerated lot can be accepted for processing at any time from all Sirenza Microdevices contracts. 
  
 Note 2) Accelerated lot pricing is only valid if wafers are shipped to Buyer not later than 45 days from receipt of order or lot start, whichever is
later. NGST will deliver a minimum of three (3) wafers for a six (6) wafer lot start. For a lot that is designated as Accelerated after it has already started fabrication, the shipment date will be determined a follows; 1+(1-EV) x 45 days from the
time the lot is designated Accelerated at NGST. EV equals the Earned Value or percent complete of the in-process lot. 
  
 Note 3) If the shipment date to Sirenza Microdevices is 46 days or later (or as defined above for a lot in process) from receipt of order or lot start,
option price shall not be charged. The option is available when ordered in conjunction with a production lot or for a lot in process. 
  

	 	4.	Non-recurring costs associated with the upgrading of masksets shall be the responsibility of Buyer.Management Services Agreement, dated as of January 1, 2004

 Exhibit 10.1 
  
 MANAGEMENT SERVICES AGREEMENT 
  
 This MANAGEMENT SERVICES AGREEMENT (“Agreement”) is made and entered into as of this 1st day of January,
2004, by and among CHART INDUSTRIES, INC., a Delaware corporation (“Chart”), OAKTREE CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (“Oaktree”) and AUDAX MANAGEMENT COMPANY, LLC, a Delaware limited
liability company (“Audax”). 
  
  
 RECITALS 
  
 A. Chart is engaged in the business of manufacturing, distributing and selling standard and custom-engineered products and systems serving a wide variety
of low-temperature and cryogenic applications (“Business”). 
  
 B. Chart desires to retain Oaktree and Audax, upon the terms and conditions set forth herein, to provide certain management and administrative services relating to the operation of the Business. 
  
 C. Oaktree and Audax agree to perform, or cause to be performed, such
services for Chart in consideration of the compensation set forth herein. 
  
 In consideration of the foregoing premises and the mutual covenants contained herein, the parties hereto hereby agree as follows: 
  
 1. Retention of Oaktree and Audax. 
  
 1.1 Chart hereby retains Oaktree and Audax to provide: (i) general management and administrative services,
(ii) assistance in strategic business planning, (iii) assistance in recruiting management personnel, (iv) assistance in reviewing quarterly forecasts and annual budget, conducting monthly operating reviews and planning for operational restructuring,
(v) assistance in locating and evaluating potential acquisitions, (vi) assistance in evaluating and completing any divestitures, (vii) assistance in structuring and placing financing and managing relationships with financial institutions, (viii)
assistance in completing any public offering of Chart securities, and (ix) such other similar services as and when reasonably requested by the Chief Executive Officer (“CEO”) of Chart. 
  
 1.2 Oaktree and Audax shall use their respective
commercially reasonable efforts in the performance of the obligations described herein and will comply with all applicable federal and state laws and regulations. Oaktree and Audax shall report directly to the CEO of Chart in connection with the
management services to be provided by Oaktree and Audax under this Agreement. 
  
 1.3 Oaktree and Audax shall make mutually agreed professional personnel reasonably available to provide the management services described in Section 1.1 above and as otherwise reasonably requested by the CEO of Chart.
Such professional personnel shall travel to Chart locations as reasonably requested by the CEO of Chart, and Chart shall reimburse Oaktree and Audax for all reasonable out-of-pocket expenses incurred by them related to such travel and not otherwise
reimbursed under other Chart obligations to them, provided Oaktree and Audax 

 furnish appropriate documentation, as required by the Internal Revenue Service, to Chart and such other
documentation and accounting concerning such expenses as Chart may, from time to time, reasonably request. 
  
 2. Term. 
  
 2.1 The retention of Oaktree and Audax hereunder shall commence effective as of January 1, 2004 and shall remain in effect until the first
(1st) anniversary of the date of this Agreement. 
  
 2.2 This Agreement shall automatically renew for additional and successive one (1) year periods under the
same terms and conditions described herein (the “Renewal Terms”), unless either Oaktree and Audax, on the one hand, or Chart, on the other hand, notify the other in writing of their or its desire to terminate or modify this
Agreement, which notice must be received one hundred twenty (120) days prior to the expiration of any Renewal Term hereof. 
  
 2.3 The foregoing provisions notwithstanding, this Agreement shall automatically terminate upon the consummation of any Change in Control
(as defined below) or if Oaktree, Audax or any of their affiliated entities collectively cease to own voting securities representing over 35% of the total voting power of Chart. A Change in Control shall mean (i) a sale, exchange or other transfer
for value of all or substantially all of the assets of Chart, other than any sale, exchange or other transfer to Oaktree or Audax and any of their affiliated entities, or (ii) any sale, exchange or other transfer for value of shares of capital stock
of Chart representing more than 50% of the voting power of Chart in elections of its directors, other than any sale, exchange or other transfer to Oaktree or Audax and any of their affiliated entities, or (iii) any merger, consolidation or
reorganization of Chart with or into another corporation, limited liability company or other entity, other than a merger, consolidation or reorganization in which the holders of more than 50% of the total voting power represented by the voting
securities of Chart outstanding immediately prior to such transaction continue to hold (either by the voting securities remaining outstanding or by their being converted into voting securities of the surviving entity), directly or indirectly, more
than 50% of the total voting power represented by the voting securities of Chart, or such surviving entity, outstanding immediately after such transaction. 
  
 3. Compensation. Subject to the provisions of this Section 3, as compensation for the services to be provided by Oaktree as described in Section
1.1 hereof, Chart shall pay Oaktree an annual amount equal to One Hundred Ninety Thousand Dollars ($190,000.00) (the “Oaktree Management Fee”). Subject to the provisions of this Section 3, as compensation for the services to be
provided by Audax as described in Section 1.1 hereof, Chart shall pay Audax an annual amount equal to One Hundred Ninety Thousand Dollars ($190,000.00) (the “Audax Management Fee,” together with the Oaktree Management Fee,
collectively referred to as the “Management Fee”). The Management Fee shall be paid to Oaktree and Audax, respectively, in arrears for each calendar year on December 15th of such year. Nothing in this Agreement shall limit the
payment of Directors’ fees to members of the Board of Directors of Chart who are employees of Oaktree, Audax or their affiliates. Members of the Board of Directors of Chart who are employees of Oaktree, Audax or their affiliates shall be
eligible to receive Directors’ 
  

 2 

 fees under the same terms and conditions as other Directors who are not employees of Chart, to the extent such
Directors’ fees are authorized by the Board of Directors of Chart and have not been waived by the Directors who are employees of Oaktree, Audax or their affiliates. For purposes of clarity, unless otherwise set forth herein, the Management Fee
shall be the only compensation to Oaktree and Audax for any management services and Oaktree and Audax shall not charge Chart or its affiliates a separate fee for any services referenced in Section 1.1 hereof, including, without limitation,
management services related to acquisitions, divestitures, operational reorganizations, refinancings or public offerings of Chart securities. Notwithstanding the foregoing, nothing in this Agreement will prevent or limit Oaktree and Audax from
receiving the amount of dividends or other distributions payable to Oaktree or Audax solely in their capacity as shareholders of Chart, which dividends or other distributions are unrelated to the management services provided to Chart or its
affiliates under this Agreement. For any partial year, Chart shall pay Oaktree and Audax, respectively, subject to the other provisions of this Section 3, an amount equal to the Oaktree Management Fee or the Audax Management Fee, as the case may be,
multiplied by a fraction, the numerator of which shall be the number of days in the year that this Agreement is in effect and the denominator of which shall be three hundred sixty (360). 
  
 Oaktree and Audax acknowledge and agree that (a) Chart’s obligations to make payments under this Agreement are subject
to certain restrictions set forth in that certain Term Loan Agreement among Chart Industries, Inc., the Subsidiary Guarantors Party thereto, the Lenders Party thereto and JPMorgan, as Administrative Agent, dated September 15, 2003 and that certain
Amended and Restated Revolving Credit Agreement among Chart Industries, Inc., the Subsidiary Guarantors Party thereto, the Lenders Party thereto and JPMorgan, as Administrative Agent, dated September 15, 2003 and any related agreements
(collectively, the “Financing Documents”), and (b) the failure of Chart to make any payment under this Agreement by reason of any provision of the Financing Documents shall not constitute a breach of or a default under this
Agreement. Chart shall be relieved of any obligation to pay the Management Fee if such payment would breach any provision of the Financing Documents. 
  
 4. Confidentiality. Oaktree and Audax acknowledge that during the term of this Agreement, they will be afforded access to Confidential Information
(as defined below). During the term of this Agreement and at all times thereafter, Oaktree and Audax agree that they will keep all Confidential Information confidential and that neither Oaktree, Audax nor any of their respective partners,
shareholders, directors, officers, employee, managers, equity holders, advisors, agents or affiliates (all of the foregoing collectively referred to as “Representatives”) will communicate, divulge or disclose such Confidential Information
to any person or entity except with the specific prior written consent of Chart or except as otherwise required by applicable law, regulation or stock exchange rule. Oaktree and Audax shall each be responsible to, and shall, ensure that their
respective Representatives who receive Confidential Information agree to be bound by the terms of this Section 4 and each of Oaktree and Audax shall ensure that their respective Representatives keep such Confidential Information strictly
confidential. “Confidential Information” shall mean all oral and written information concerning the business and affairs of Chart or its subsidiaries which is not generally known to the public. Confidential Information may be conveyed in
written, graphic, oral or physical form and includes, but is not limited to, knowledge, know-how, ideas, processes, inventions, techniques, formulae, products, pricing, specifications, business operations, manuals, customer requirements, technology,
data, 
  

 3 

 plans, supply agreements, market data, financial information, budgets, historical and projected sales, capital spending
budgets and plans, the names and backgrounds of key personnel, personnel training and techniques and materials or other records and information relating to: (a) the business, operation and internal structure of Chart and its subsidiaries; (b) the
customers, clients and accounts of Chart and its subsidiaries; (c) any work done by Chart or its subsidiaries for its customers or done in an effort to solicit or obtain customers; or (d) any work performed or procedures (such as records, plans,
presentations, systems, correspondence or other documentation) relating to any plan or program developed by Chart or its subsidiaries for its present or future customers. “Confidential Information” does not include information which (i) at
the time of disclosure is in the public domain, (ii) after disclosure becomes public knowledge other than through the fault of Oaktree or Audax, (iii) was furnished or made known to Oaktree and Audax by third parties not bound by a confidentiality
agreement with Chart or one of its subsidiaries or otherwise not prohibited from disclosing such information by a contractual, legal or fiduciary obligation or (iv) was furnished to Oaktree or Audax as required pursuant to the Financing Documents or
that certain Investor Rights Agreement of Chart Industries, Inc. dated September 15, 2003, as amended from time to time. 
  
 5. Nature of Relationship. The obligations to be performed by Oaktree and Audax hereunder are those of an independent contractor. Nothing contained
herein or otherwise shall be construed to create a relationship between the parties other than as set forth in this Section 5. Nothing contained in this Agreement shall be deemed or construed by the parties hereto or by any third party to create a
relationship of principal and agent, partnership or joint venture or any association between Oaktree and Audax. 
  
 6. Notices. All notices, requests, demands, claims, and other communications hereunder shall be in writing delivered as follows: 
  
  

					
	 If to Chart:
	  	Chart Industries, Inc.
	 	  	5885 Landerbrook Drive
	 	  	Mayfield Heights, OH 44124
	 	  	Facsimile: (440) 753-1491
	 	  	Attn:	  	Chief Executive Officer
		
	 If to Oaktree/Audax:
	  	Oaktree Capital Management, LLC
	 	  	333 South Grand Avenue, 28th Floor
	 	  	Los Angeles, CA 90071
	 	  	Fax: (213) 830-6394
	 	  	Attn:	  	Stephen A. Kaplan
	 	  	 	  	Michael P. Harmon
		
	 	  	Audax Management Company, LLC
	 	  	101 Huntington Avenue
	 	  	Boston, MA 02199
	 	  	Fax: (617) 859-1600
	 	  	Attn:	  	Geoffrey S. Rehnert
	 	  	 	  	Timothy White

  

 4 

 or in any case, to such other address for a party as to which notice shall have been given to each other party hereto in
accordance with this Section. Notices so addressed shall be deemed to have been duly given (i) on the third business date after the day of registration, if sent by registered or certified U.S. Mail, first-class postage prepaid, or (ii) on the next
business day following the documented acceptance thereof for next-day delivery by a national overnight air courier service, or (iii) on the date sent by facsimile transmission, if electronically confirmed. Otherwise, notices shall be deemed to have
been given when delivered to such address. 
  
 7. Binding
Effect/Modification. This Agreement will be binding upon and inure to the benefit of the parties hereto and their respective successors, personal representatives and assigns. This Agreement may not be amended except by an agreement in writing
executed by all of the parties hereto. 
  
 8. Execution in
Counterparts. This Agreement may be executed in two or more counterparts, each of which together will constitute a single agreement. 
  
 9. Headings. The headings in this Agreement are intended solely for convenience of reference and shall be given no effect in the construction or
interpretation hereof. 
  
 10. Severability. If any
provision of this Agreement, or the application thereof to any person or circumstance, should, for any reason and to any extent, be invalid or unenforceable, the remainder of this Agreement and the application of such provision to other persons or
circumstances shall not be affected thereby, but rather shall be enforced to the greatest extent permitted by law. 
  
 11. Governing Law. This Agreement will be governed by and construed in accordance with the laws of the State of Delaware, without regard to the
principles of conflicts of laws thereof. 
  
 {The remainder of this
page is intentionally left blank.} 
  

 5 

 IN WITNESS WHEREOF, the parties hereto have caused this agreement to be executed as of the date and year
first above written. 
  
  

					
	CHART:	  	CHART INDUSTRIES, INC.
			
	 	  	By:	  	/s/ Michael F. Biehl
	 	  	 	  	

	 	  	Its:	  	CFO and Treasurer
	 	  	 	  	

		
	OAKTREE:	  	OAKTREE CAPITAL MANAGEMENT, LLC
			
	 	  	By:	  	/s/ B. James Ford
	 	  	 	  	

	 	  	Its:	  	Managing Director
	 	  	 	  	

	 	  	By:	  	/s/ Michael P. Harmon
	 	  	 	  	

	 	  	Its:	  	Senior Vice President
	 	  	 	  	

		
	AUDAX:	  	AUDAX MANAGEMENT COMPANY, LLC
			
	 	  	By:	  	/s/ Timothy J. White
	 	  	 	  	

	 	  	Its:	  	 
	 	  	 	  	

  

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