Document:

Form of Restricted Stock Award Agreement

 Exhibit 10.28 
 RESTRICTED STOCK AWARD CERTIFICATE 
 US EMPLOYEES 

Non-transferable 
 GRANT TO 
 Richard P. Cleys 

(“Grantee”) 
 by ScanSource, Inc. (the “Company”) of 
 1,534 shares of its common
stock, no par value (the “Shares”) 
 on: June 6, 2011 (the “Grant Date”) 

pursuant to and subject to the provisions of the ScanSource, Inc. Amended and Restated 2002 Long-Term Incentive Plan (the
“Plan”) and to the terms and conditions set forth in this Award Certificate (or the “Certificate”). This Certificate describes terms and conditions of the Restricted Stock Award (or the “Award”) granted herein and
constitutes an agreement between the Grantee and the Company. Capitalized terms used herein and not otherwise defined shall have the meanings assigned to such terms in the Plan. 

The Award shall become earned and vested only if and to the extent that the conditions stated in Section 2 or
Section 3 of the Certificate are met, subject to the other terms of the Certificate and the Plan. 
 IN
WITNESS WHEREOF, ScanSource, Inc., acting by and through its duly authorized officers, has caused this Certificate to be duly executed. 
  

					
	 SCANSOURCE, INC.
	 	
			
	 By:
	 	 /s/ John J. Ellsworth
	 	
	 Its:
	 	 Authorized Officer
	 	
	 Grant Date: June 6, 2011
	 	

 TERMS AND CONDITIONS 

1. Grant of Shares. The Company hereby grants to the Grantee, subject to the restrictions and the other terms and conditions set
forth in the Plan and in this Certificate, a Restricted Stock Award (the “Award”) for up to the number of Shares indicated on Page 1 hereof. 
 2. Vesting and Earning of the Award. 
 (a) The Award shall
be deemed earned and vested only if (and to the extent that) the conditions stated in Section 2 are met. The Committee has sole discretion to determine if the Award (or portion thereof) has been earned and vested. 

(b) The Award is subject to both continued service and performance requirements as follows: 

(i) First tranche: Up to fifty percent (50%) of the Shares subject to the Award (that is, 767 shares)
shall (except as otherwise provided in Section 2(c) herein) vest and be earned if (A) the Grantee is employed by the Company on June 30, 2012 and has been an employee continuously since the Grant Date and (B) operating income (as
defined below, “operating income”) for the Company for the fiscal year ended June 30, 2012 equals or exceeds $115,000,000. If both the continued service condition described in Section 2(b)(i)(A) and the performance condition
described in Section 2(b)(i)(B) are not met, then none of the Shares subject to the first tranche shall vest; that is, both conditions must be met in order for any of such Shares to vest. 

(ii) Second tranche: Up to fifty percent (50%) of the Shares subject to the Award (that is, 767
shares) shall (except as otherwise provided in Section 2(c) herein) vest and be earned if (A) the Grantee is employed by the Company on June 30, 2013 and has been an employee continuously since the Grant Date and (B) operating
income for the fiscal year ended June 30, 2013 equals or exceeds $125,000,000. If both the continued service condition described in Section 2(b)(ii)(A) and the performance condition described in Section 2(b)(ii)(B) are not met, then
none of the Shares subject to the second tranche shall vest; that is, both conditions must be met in order for any of such Shares to vest. 
 (iii) The Award shall not be deemed vested and earned with respect to a particular tranche until both of the following events have occurred: (A) the completion of the Company’s audited financial
statements for the particular fiscal year and (B) the Committee’s written certification regarding if and to the extent the applicable performance goals have been met. 

(iv) For the purposes herein, “operating income” shall mean the amount reflected for the line
item identified as Operating Income on the Company’s audited consolidated financial statements for each respective fiscal year referenced above. The Company’s calculation of operating income shall be conclusive and binding absent fraud or
manifest and material error. 
 (c) Notwithstanding that the conditions referenced in Section 2(b)(i)
and/or Section 2(b)(ii) herein may have been met, the Committee shall have sole discretion to reduce (but not increase) the number of Shares deemed earned and vested (but not below 384 shares, that is 50% of the number of shares subject to the
particular tranche) if the Committee determines that such reduction is appropriate based on the Committee’s evaluation of the Grantee’s performance in the following areas: (1) acquisitions and integration of acquisitions;
(2) organizational development and succession planning; (3) acquisition and implementation of the Company-wide information technology project involving a new enterprise resource planning software package; and (4) any other corporate,
divisional or individual criteria determined by the Compensation Committee. 
 The period during which the
Shares (or portion thereof) have not yet vested and been earned (or been forfeited) shall be referred to herein as the “Restricted Period.” 

 3. Effect of Termination; Forfeiture. 

(a) If the Grantee’s employment with the Company terminates for any reason other than as set forth in
Section 3(b) herein, then the Grantee shall forfeit all of the Grantee’s right, title and interest in the Award (and the underlying Shares), to the extent not vested and earned as of the date of the Grantee’s termination of
employment, and such Restricted Shares shall revert to the Company (without the payment by the Company of any consideration for such Shares) immediately following the event of forfeiture. 

(b) Notwithstanding the provisions of Section 2 and Section 3(a) herein, the Award shall be deemed earned and
vested on the earliest to occur of the following: 
 (i) as to all of the Shares, upon the
termination of the Grantee’s employment due to death or Disability; or 
 (ii) as to all of
the Shares, upon the Grantee’s termination of employment by the Company without Cause or by the Grantee for Good Reason if such termination occurs within twelve (12) months after the effective date of a Change in Control (or as may
otherwise be permitted under the Plan). 
 4. Restrictions. The Award and the Shares are subject to the following
additional restrictions: “Restricted Shares” mean those Shares underlying the Award (or portion thereof) that are subject to the restrictions imposed hereunder which restrictions have not then expired or terminated. Restricted Shares may
not be sold, transferred, exchanged, assigned, pledged, hypothecated or otherwise encumbered. The restrictions imposed under this Section shall apply to all Shares or other securities issued with respect to Restricted Shares hereunder in connection
with any merger, reorganization, consolidation, recapitalization, stock dividend or other change in corporate structure affecting the Stock of the Company. 
 5. Delivery of Shares. The Shares will be registered in the name of Grantee as of the Grant Date and may be held by the Company during the Restricted Period in certificated or uncertificated form.
If a certificate for Restricted Shares is issued during the Restricted Period with respect to such Shares, such certificate shall be registered in the name of Grantee and shall bear a legend in substantially the following form: “This
certificate and the shares of stock represented hereby are subject to the terms and conditions contained in a Restricted Stock Award Certificate between the registered owner of the shares represented hereby and ScanSource, Inc. Release from
such terms and conditions shall be made only in accordance with the provisions of such Certificate, copies of which are on file in the offices of ScanSource, Inc.” Stock certificates for the Shares or portion thereof without the first
above legend shall be delivered to Grantee or Grantee’s designee upon request of Grantee after the expiration of the Restricted Period, but delivery may be postponed for such period as may be required for the Company with reasonable diligence
to comply, if deemed advisable by the Company, with registration requirements under the 1933 Act, listing requirements under the rules of any stock exchange, and requirements under any other law or regulation applicable to the issuance or transfer
of the Shares. 
 6. Voting and Dividend Rights. Grantee, as beneficial owner of the Shares, shall have full voting and
other rights as a stockholder with respect to the Shares (once issued) during and after the Restricted Period; provided, however, that Grantee shall not have any dividend rights with respect to the Shares unless, and then only to the extent that,
the Shares have vested and been earned and the restrictions related to such Shares have elapsed. If Grantee forfeits any rights he may have under this Certificate, Grantee shall no longer have any rights as a stockholder with respect to the
Restricted Shares or any interest therein. 
 7. No Right of Continued Employment. Nothing in this Certificate shall
interfere with or limit in any way the right of the Company or any Affiliate to terminate Grantee’s employment or service at any time, nor confer upon Grantee any right to continue in the employ or service of the Company or any Affiliate.

 8. Payment of Taxes. The Grantee acknowledges that the Company and/or its Affiliates are entitled to make arrangements
to withhold payroll or other taxes as required by applicable law, and will, to the extent permitted by law, have the right to deduct any such tax from any payment of any kind otherwise due to the Grantee. The Grantee acknowledges that the Company
has made no warranties or representations to the Grantee with respect to the tax consequences (including but not limited to income tax consequences) with respect to the grant of the Award or receipt or disposition of the Shares (or any other
benefit), and the Grantee is in no manner relying on the Company or its representatives for an assessment of such tax consequences. The Grantee acknowledges that there may be adverse tax consequences upon the grant of the Award and/or the
acquisition or disposition of the Shares subject to the Award and that the Grantee has 

 
been advised that he should consult with his own attorney, accountant and/or tax advisor regarding the decision to enter into this Certificate and the consequences thereof. The Grantee also
acknowledges that the Company has no responsibility to take or refrain from taking any actions in order to achieve a certain tax result for the Grantee. 
 9. Plan Controls. The terms contained in the Plan are incorporated into and made a part of this Certificate and this Certificate shall be governed by and construed in accordance with the Plan. In
the event of any actual or alleged conflict between the provisions of the Plan and the provisions of this Certificate, the provisions of the Plan shall be controlling and determinative (unless the Committee determines otherwise). 

10. Successors. This Certificate shall be binding upon any successor of the Company, in accordance with the terms of this
Certificate and the Plan. 
 11. Severability. If any one or more of the provisions contained in this Certificate is
invalid, illegal or unenforceable, the other provisions of this Certificate will be construed and enforced as if the invalid, illegal or unenforceable provision had never been included. 

12. Notice. Notices and communications under this Certificate must be in writing and either personally delivered or sent by
registered or certified United States mail, return receipt requested, postage prepaid. Notices to the Company must be addressed to ScanSource, Inc., 6 Logue Court, Greenville, South Carolina 29615, Attn: Secretary, or any other address
designated by the Company in a written notice to Grantee. Notices to Grantee will be directed to the address of Grantee then currently on file with the Company, or at any other address given by Grantee in a written notice to the Company. 

13. Nontransferability. The Award and underlying Shares may not be sold, transferred, exchanged, assigned, pledged, hypothecated
or otherwise encumbered unless and until the Award (or portion thereof) has vested and the underlying Shares have been issued.Supplemental Indenture No. 3 with respect to 8.00% Senior Notes

 Exhibit 4.1 
 Execution Version 
 SUPPLEMENTAL INDENTURE NO. 3 

This SUPPLEMENTAL INDENTURE NO. 3 (this “Supplemental Indenture”), dated as of August 24, 2011, is by and among
CONSOL ENERGY INC., a Delaware corporation (the “Company”), certain of the Company’s subsidiaries signatory hereto (each, a “Subsidiary Guarantor” and, collectively, the “Subsidiary Guarantors”) and
THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK, as trustee under the indenture referred to below (the “Trustee”). 
 WITNESSETH: 
 WHEREAS, the Company, the Trustee and the Subsidiary Guarantors have
executed an Indenture dated as of April 1, 2010, as amended (the “Indenture”), between the Company, the Subsidiary Guarantors listed on Schedule I thereto and the Trustee providing for the issuance of 8.000% Senior Notes due
April 1, 2017 (the “Securities”); 
 WHEREAS, the Company desires to execute and deliver this Supplemental
Indenture to clarify in clause (iii) of the definition of “Asset Disposition” that “ordinary course of business” transactions include, for the avoidance of doubt, transfers to facilitate the exploration, development and
production of oil and gas properties through joint operating agreements and similar arrangements which are customary in the industry (the “Proposed Amendment”); 

WHEREAS, the Board of Directors of the Company has determined that it is in the best interest of the Company to make the Proposed
Amendment; 
 WHEREAS, Section 9.02 of the Indenture provides that the Company, the Subsidiary Guarantors and the Trustee
may amend the Indenture with the written consent of the Holders of at least a majority in aggregate principal amount of the then outstanding Securities (the “Required Consent”); 

WHEREAS, the Company has obtained the Required Consent pursuant to the Consent Solicitation Statement, dated August 18th, 2011 (as
amended, supplemented or otherwise modified from time to time, the “Consent Solicitation Statement”) to the Proposed Amendment upon the terms and subject to the conditions set forth therein; and 

WHEREAS, pursuant to Section 9.02 of the Indenture, having received the Required Consent, the Company, the Subsidiary Guarantors and
the Trustee are authorized to execute and deliver this Supplemental Indenture. 
 NOW THEREFORE, in consideration of the
foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Company, the Subsidiary Guarantors and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the
Securities as follows: 
 1. Definitions. Capitalized terms used herein without definition shall have the meanings
assigned to them in the Indenture. 
 2. Effective Date; Operative Date. This Supplemental Indenture shall become
effective upon the execution and delivery hereof by the Company, the Subsidiary Guarantors and the Trustee. The terms hereof shall become operative on the date (the “Operative Date”) the Company has paid the Consent Payment (as defined in
the Consent Solicitation Statement) in accordance with and as contemplated by the Consent Solicitation Statement. This Supplemental Indenture will be void if not operative by September 30, 2011. 

 Execution Version 

 

 3. Amendment to Section 1.01 (Definitions). As of the Operative Date,
Section 1.01 (Definitions) is hereby amended by inserting the following language at the end of clause (iii) of the first sentence of the definition of “Asset Disposition”: “, which “ordinary course of business”
includes, for the avoidance of doubt, transfers to facilitate the exploration, development and production of oil and gas properties through operating agreements and similar arrangements which are customary in the industry.” 

4. Ratification of Indenture; Supplemental Indentures Part of Indenture. Except as expressly amended hereby, the Indenture is in
all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental Indenture shall form a part of the Indenture for all purposes, and every Holder of Securities
heretofore or hereafter authenticated and delivered shall be bound hereby. 
 5. Conflict with Trust Indenture Act. If
any provision of this Supplemental Indenture limits, qualifies or conflicts with any provision of the TIA that is required under the TIA to be part of and govern any provision of this Supplemental Indenture, the provision of the TIA shall control.
If any provision of this Supplemental Indenture modifies or excludes any provision of the TIA that may be so modified or excluded, the provision of the TIA shall be deemed to apply to the Indenture as so modified or to be excluded by this
Supplemental Indenture, as the case may be. 
 6. Successors. All agreements of the Company in this Supplemental
Indenture shall bind its successors. All agreements of the Trustee in this Supplemental Indenture shall bind its successors. All agreements of each Subsidiary Guarantor in this Supplemental Indenture shall bind its successors. 

7. Governing Law. THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW
YORK. 
 8. Trustee Makes No Representation. The Trustee makes no representation as to the validity or sufficiency of
this Supplemental Indenture. 
 9. Counterparts. The parties may sign any number of copies of this Supplemental
Indenture. Each signed copy shall be an original, but all of them together represent the same agreement. 
 10. Effect of
Headings. The Section headings herein are for convenience only and shall not effect the construction thereof. 

 Execution Version 

 

 IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture
No. 3 to be duly executed as of the date first above written. 
  

			
	CONSOL ENERGY INC.
		
	By:	 	 /s/ Stephen W. Johnson

		 	Name: Stephen W. Johnson
		 	Title:   Senior Vice President and General Counsel
	
	The Guarantors identified on Schedule I hereto, as Guarantors
		
	By:	 	 /s/ Stephen W. Johnson

		 	Name: Stephen W. Johnson
		 	as Authorized Signatory for each of the Guarantors listed on Schedule I hereto
	
	THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK, as Trustee,
		
	By:	 	 /s/ Warren A. Goshine

		 	Name: Warren A. Goshine
		 	Title: Vice President

 Execution Version 

 

 Schedule I 

Subsidiary Guarantors 

AMVEST Coal & Rail, L.L.C. 
 AMVEST
Coal Sales, Inc. 
 AMVEST Corporation 

AMVEST Gas Resources, Inc. 
 AMVEST Mineral
Services, Inc. 
 AMVEST Minerals Company, L.L.C. 
 AMVEST Oil & Gas, Inc. 
 AMVEST West Virginia Coal, L.L.C. 

Braxton-Clay Land & Mineral, Inc. 

Cardinal States Gathering Company 
 Central Ohio
Coal Company 
 CNX Gas Company LLC 

CNX Gas Corporation 
 CNX Land Resources Inc.

 CNX Marine Terminals Inc. 
 Coalfield
Pipeline Company 
 Conrhein Coal Company (by Consolidation Coal Company and MTB Inc., its partners) 

CONSOL Energy Holdings LLC VI 
 CONSOL Energy
Sales Company 
 CONSOL Financial Inc. 

CONSOL of Canada Inc. 
 CONSOL of Central
Pennsylvania LLC 
 CONSOL of Kentucky Inc. 
 CONSOL of Ohio LLC 
 CNX Water Assets LLC (f/k/a CONSOL of WV LLC) 

CONSOL of Wyoming LLC 
 Consol Pennsylvania Coal
Company LLC 
 Consolidation Coal Company 
 Eighty-Four Mining Company 
 Fola Coal Company, L.L.C. 

Glamorgan Coal Company, L.L.C. 
 Helvetia Coal
Company 
 Island Creek Coal Company 

Keystone Coal Mining Corporation 
 Knox Energy,
LLC 
 Laurel Run Mining Company 

Leatherwood, Inc. 
 Little Eagle Coal Company,
L.L.C. 
 McElroy Coal Company 
 MOB
Corporation 
 Mon River Towing, Inc. 

MTB Inc. 
 Nicholas-Clay Land & Mineral,
Inc. 
 Peters Creek Mineral Services, Inc. 
 Reserve Coal Properties Company 
 Rochester & Pittsburgh Coal Company 

Southern Ohio Coal Company 
 TEAGLE Company,
L.L.C. 
 TECPART Corporation 
 Terra
Firma Company 
 Terry Eagle Coal Company, L.L.C. 
 Terry Eagle Limited Partnership (by TEAGLE Company, L.L.C. and TECPART Corporation, its general partners) 
 Twin Rivers Towing Company 
 Vaughan Railroad Company 

Windsor Coal Company 
 Wolfpen Knob Development
Company

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}]]