Document:

SECOND AMENDMENT TO LEASE
AGREEMENT

 

THIS SECOND AMENDMENT TO LEASE AGREEMENT
(this "Amendment") is made as of April 11, 2013 by and between BURTON
6, LLC, a Tennessee limited liability company ("Landlord"), and
AMSURG CORP., a Tennessee corporation ("Tenant").

 

RECITALS

 

A. Landlord and Tenant entered into that
certain Lease Agreement dated December 27, 2012, as amended by that certain
First Amendment to Lease Agreement dated as of February 15, 2013 (collectively,
the "Lease"), pursuant to which Landlord leased to Tenant that
certain Building to be constructed by Landlord located on Burton Hills
Boulevard, Nashville, Tennessee, and to contain 109,751 rentable square feet
(the "Premises").

 

B. Landlord and Tenant wish to amend the
Lease as described herein.

 

AGREEMENT

 

NOW THEREFORE, in consideration of the
mutual covenants herein and other good and valuable consideration, the receipt
and sufficiency of which is hereby acknowledged, Landlord and Tenant agree as
follows:

 

1. SITE PLAN. Exhibit B attached to the Lease
is hereby deleted and replaced with Exhibit B attached hereto.

 

2. MISCELLANEOUS. Capitalized terms used but not
otherwise defined herein shall have the same meaning ascribed to them in the
Lease. This Amendment shall be binding upon, and inure to the benefit of, the
parties hereto and their respective successors. This Amendment shall be
governed by and construed in accordance with the laws of the state in which the
Premises is located. In the event of conflict or inconsistency between the provisions
of this Amendment and any provisions of the Lease, the provisions of this
Amendment shall govern. Except as set forth in this Amendment, all of the terms
and conditions of the Lease shall continue in full force and effect throughout
the term of the Lease. 

 

 

 

[Signatures on following page]

 

 

 

 

 

 

 

IN
WITNESS WHEREOF, the parties hereto have duly executed this Amendment as of the
date first above written.

 

 

 

	
   

  	
   

  	
  LANDLORD:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  BURTON 6, LLC,

  
	
   

  	
   

  	
  a Tennessee limited liability
  company

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ John W. Eakin                     

  
	
   

  	
  Name:

  	
  John W. Eakin                          

  
	
   

  	
  Title:

  	
  Manager                                   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  TENANT:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  AMSURG CORP.,

  
	
   

  	
   

  	
  a Tennessee corporation

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/ Christopher R. Kelly            

  
	
   

  	
  Name:

  	
  Christopher R. Kelly                 

  
	
   

  	
  Title:

  	
  Vice PresidentBurton Hills VI

 

AmSurg Corp.

 

AMENDMENT #3

 

THIS
THIRD AMENDMENT TO LEASE AGREEMENT,
entered into this 13th day of October, 2013 by and between Burton 6,
LLC as Landlord and AmSurg Corp, as Tenant.

 

WHEREAS, Tenant entered into a Lease Agreement (the “Lease”)
dated December 27, 2012, for the use of a 109,751 rentable square feet of
office space and has previously amended the Lease by the First Amendment dated
2-15-2013 and the Second Amendment dated 4-11-2013, and

 

WHEREAS, Landlord and Tenant desire to further amend the Lease
pursuant to terms and conditions as outlined below;

 

NOW,
THEREFORE, in consideration of rental
payments as stipulated below, and other mutual covenants, it is agreed and
understood between the parties that said Lease be amended as follows:

 

1.     
Plaza Improvements: Landlord shall add to the scope of the Landlord’s
work the addition of the Plaza areas as detailed on the plans and Tenant agrees
to pay $37,782 from its allowance for these Plaza areas.

2.     
Added Storage and Rental Rate: Landlord shall pour an added concrete slab to create
the addition of a storage area for the sole use of Tenant and a maintenance
office area. For this added space, Tenant shall pay additional rent of $16,560
for the first lease year and the Rent Schedule shall be revised per the
attached Schedule.

 

Agreed
to as of the date written above.

 

	
  Tenant:

  	
  Landlord:

  	
   

  
	
  Approved
  and Accepted:

  	
   

  	
   

  
	
  Amsurg
  Corp.

  	
  Burton
  6, LLC

  	
   

  
	
  By:
  /s/ Claire M. Gulmi 

  	
  By:
  Eakin Properties, LLC

  
	
   

  	
  By:
  /s/ John W. Eakin               

  
	
  Its:
  CFO                                    

  	
              Its:
  Manager

  

 

 

 

 

 

 

 

 

AmSurg New Rent Schedule

 

	
  Year

  	
  New Annual Rent

  	
  New Monthly Rent

  
	
  1

  	
  $2,293,893.25

  	
  $191,157.77

  
	
  2

  	
  $2,337,477.22

  	
  $194,789.77

  
	
  3

  	
  $2,381,889.29

  	
  $198,490.77

  
	
  4

  	
  $2,427,145.19

  	
  $202,262.10

  
	
  5

  	
  $2,473,260.94

  	
  $206,105.08

  
	
  6

  	
  $2,520,252.90

  	
  $210,021.08

  
	
  7

  	
  $2,568,137.71

  	
  $214,011.48

  
	
  8

  	
  $2,616,932.32

  	
  $218,077.69

  
	
  9

  	
  $2,666,654.04

  	
  $222,221.17

  
	
  10

  	
  $2,717,320.46

  	
  $226,443.37

  
	
  11

  	
  $2,768,949.55

  	
  $230,745.80

  
	
  12

  	
  $2,821,559.59

  	
  $235,129.97

  
	
  13

  	
  $2,875,169.23

  	
  $239,597.44

  
	
  14

  	
  $2,929,797.44

  	
  $244,149.79

  
	
  15

  	
  $2,985,463.59

  	
  $248,788.63Exhibit 10.40

 

 

 

Non-Employee
Director Compensation 

 

The Chairman of the
Board of Directors receives an annual retainer of $120,000 for his services as
Chairman and his attendance at meetings of the Board of Directors and
committees of the Board. Each other non-employee director (the “non-employee
directors”) receives an annual retainer of $60,000 for his or her services as a
director.  In addition, the Chairman of the Board of Directors receives an
annual grant of restricted stock with a value equal to $160,000, and each other
non-employee director receives an annual grant of restricted stock with a value
equal to $125,000. Chairmen of the Audit, Compensation and Nominating and
Governance Committees receive an annual retainer of $35,000, $25,000 and $20,000,
respectively. Non-chair members of the Audit Committee receive an annual
retainer of $20,000, and non-chair members of the Compensation and Nominating
and Governance Committee receive an annual retainer of $10,000 and $7,500,
respectively. 

 

From time to time,
the Board of Directors of the Company may form ad hoc committees. Each
non-employee director who serves on an ad hoc committee receives $1,000 for
each meeting of the ad hoc committee that he or she attends, whether in person
or via telephone, except that the Chair of any ad hoc committee receives $2,000
for each such meeting that he or she attends. 

 

The Company maintains
a supplemental executive and director retirement savings plan pursuant to which
non-employee directors may defer up to 100 percent of their cash director fees
and make pre-tax contributions to an investment account established in their
name.  Participants in the supplemental executive and director retirement
savings plan are fully vested in their contributions to the plan, and direct
the investment of their accounts in investment alternatives that the Company
selects.  All contributions to the plan are subject to claims of our creditors.

 

The Company also
reimburses each non-employee director for his or her out-of-pocket expenses
incurred in attending Board of Directors’ meetings and committee meetings.Exhibit 10.37

FIRST AMENDMENT TO CREDIT AGREEMENT

THIS FIRST AMENDMENT TO CREDIT AGREEMENT (“this First Amendment”) is made and entered into as of the 12th day of November, 2013, by and among:
		
	(i)
	OM GROUP, INC., a Delaware corporation (the “Parent”), HARKO C.V., a limited partnership (commanditaire vennootschap) under the laws of the Netherlands (“Harko”), represented by its general partner (beherend vennoot) OMG Harko Holdings, LLC, and VAC GERMANY GMBH, a limited liability company under the laws of Germany (“VAC” and, collectively with the Parent and Harko, the “Borrowers” with each being a “Borrower”); 

		
	(ii)
	The GUARANTORS party hereto (the “Guarantors”); and

		
	(iii)
	PNC BANK, NATIONAL ASSOCIATION, a national banking association, in its capacity as administrative agent (in such capacity, the “Administrative Agent”).

Recitals:
A.    The Borrowers, the Guarantors, the Administrative Agent, the Lenders from time to time party thereto, and certain other parties are the parties to that certain Credit Agreement dated as of September 4, 2013 (the “Credit Agreement”).  Capitalized terms used herein and not otherwise defined herein shall have the meanings ascribed to such terms in the Credit Agreement.
B.    The Administrative Agent and the Parent have jointly identified an error of an immaterial nature in a provision of the Credit Agreement and have determined to amend such provision pursuant to the last paragraph of Section 11.1 [Modifications, Amendments or Waivers] of the Credit Agreement.
Agreements:
NOW, THEREFORE, in consideration of the foregoing Recitals and of the mutual agreements hereinafter set forth, the parties hereby agree as follows:
1.    Amendment of the Credit Agreement.  Subject to the terms, conditions and limitations of this First Amendment, including, without limitation, Section 2, below, the last sentence of Section 4.1.1 [Revolving Credit Interest Rate Options; Swing Loan Interest Rate] is hereby amended and restated in its entirety to provide as follows:
Subject to Section 4.3 [Interest After Default], (a) only the Daily LIBOR Rate, plus the Applicable Margin for LIBOR Rate Loans, shall apply to the Domestic Swing Loans, provided that, at the option of the Domestic Swing Loan Lender, upon notice from the Domestic Swing Loan Lender to the Parent, the Domestic Swing Loans shall bear interest at the Base Rate, plus the Applicable Margin for Base Rate Loans, if the Domestic Swing Loan Lender determines that any of the events or conditions described in Section 4.4.1 or Section 4.4.2 applies to the Published Rate (for the purposes of this sentence only, with references in such Sections to “LIBOR Rate” and “LIBOR Rate Option” being deemed to refer to the Published Rate); (b) and only the Overnight Rate, plus the Applicable Margin for LIBOR Rate Loans, shall apply to the Foreign Swing Loans.
2.    First Amendment Effective Date; Conditions Precedent; Certifications.
(A)    Conditions Precedent.  The amendments provided for in Section 1, above, shall not be effective unless and until the Borrowers have satisfied all of the following conditions precedent (the date on which such effectiveness occurs being the “First Amendment Effective Date”):
(i)    The Borrowers, the Guarantors and the Administrative Agent shall have executed and delivered this First Amendment;
(ii)    The certifications of the Borrowers and the Guarantors contained in clauses (i), (ii) and (iii) of paragraph (B), below, shall be true and correct in all material respects as of such date, and the Borrowers shall be deemed to have restated each of them as of the First Amendment Effective Date; and
(iii)    This First Amendment shall not have been objected to in writing by the Required Lenders within five (5) Business Days following the Administrative Agent’s posting of this First Amendment for review by the Lenders.
The Administrative Agent shall advise the Parent and the Lenders promptly upon the satisfaction of the foregoing conditions and of the date of the First Amendment Effective Date.
(B)    Loan Party Certifications.  Each Loan Party hereby certifies to the Administrative Agent and each Lender that, as of the First Amendment Effective Date, and after giving effect to the amendment provided for in Section 1, above, (i) the representations and warranties of the Loan Parties contained in the Credit Agreement are true and correct in all material respects as though made on and as of such date except to the extent that any such representation and warranty refers expressly to an earlier date, in which case it shall be true and correct in all material respects as of such earlier date; (ii) no event or condition has occurred and is continuing that constitutes an Event of Default or Potential Default; and (iii) the execution and delivery of this First Amendment by the Borrowers and the Guarantors have been approved by all necessary action of such Loan Parties’ respective boards of directors (or equivalent bodies otherwise named).
3.    No Other Modifications.  Except as expressly provided in this First Amendment, all of the terms and conditions of the Credit Agreement and the other Loan Documents remain unchanged and in full force and effect.  Without limiting the generality of the preceding sentence, this First Amendment is subject to the provisions of Section 5.1.2 [Bifurcation] of the Credit Agreement, and nothing in this First Amendment shall be construed to modify or otherwise affect the provisions of Section 5.1.2 [Bifurcation] of the Credit Agreement.
4.    Confirmation of Obligations.  The Borrowers and the Guarantors hereby confirm that the Borrowers are indebted to the Lenders for the outstanding Loans and Letter of Credit Obligations and are also obligated to the Lenders in respect of other Obligations as set forth in the Credit Agreement and the other Loan Documents, but in each case subject to the provisions of Section 5.1.2 [Bifurcation] of the Credit Agreement.  Each of the Borrowers and the Guarantors further acknowledges and agrees that as of the date hereof, to its respective knowledge, it (i) has no claim, defense or set-off right against any Lender, the Administrative Agent, or the Issuing Lender of any nature whatsoever, whether sounding in tort, contract or otherwise, and (ii) has no claim, defense or set-off of any nature whatsoever to the enforcement by any Lender, the Administrative Agent, or the Issuing Lender of the full amount of the Loans and other Obligations of the Loan Parties under the Credit Agreement and the other Loan Documents.
5.    Administrative Agent’s Expense.  Subject to the provisions of Section 11.3.1 [Costs and Expenses] of the Credit Agreement, the Parent agrees to reimburse the Administrative Agent promptly for its reasonable invoiced out-of-pocket costs and expenses incurred in connection with this First Amendment and the transactions contemplated hereby, including, without limitation, the reasonable fees and expenses of Squire Sanders (US) LLP.
6.    Governing Law; Binding Effect.  THIS FIRST AMENDMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK AND SHALL BE BINDING UPON AND INURE TO THE BENEFIT OF THE BORROWERS, THE GUARANTORS, THE LENDERS AND THE ADMINISTRATIVE AGENT AND THEIR RESPECTIVE SUCCESSORS AND PERMITTED ASSIGNS.
7.    Counterparts.  This First Amendment may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original, but all such counterparts shall constitute one and the same instrument, and all signatures need not appear on any one counterpart.  Any party hereto may execute and deliver a counterpart of this First Amendment by delivering by facsimile or email transmission a signature page of this First Amendment signed by such party, and any such facsimile or email signature shall be treated in all respects as having the same effect as an original signature.  Any party delivering by facsimile or email transmission a counterpart executed by it shall promptly thereafter also deliver a manually signed counterpart of this First Amendment.
8.    Miscellaneous.
(A)    Upon the effectiveness of this First Amendment, this First Amendment shall be a Loan Document.
(B)    The invalidity, illegality, or unenforceability of any provision in or Obligation under this First Amendment in any jurisdiction shall not affect or impair the validity, legality, or enforceability of the remaining provisions or obligations under this First Amendment or of such provision or obligation in any other jurisdiction.
(C)    This First Amendment and all other agreements and documents executed in connection herewith have been prepared through the joint efforts of all of the parties.  Neither the provisions of this First Amendment or any such other agreements and documents nor any alleged ambiguity shall be interpreted or resolved against any party on the ground that such party’s counsel drafted this First Amendment or such other agreements and documents, or based on any other rule of strict construction.  Each of the parties hereto represents and declares that such party has carefully read this First Amendment and all other agreements and documents executed in connection herewith and therewith, and that such party knows the contents thereof and signs the same freely and voluntarily.  The parties hereby acknowledge that they have been represented by legal counsel of their own choosing in negotiations for and preparation of this First Amendment and all other agreements and documents executed in connection therewith and that each of them has read the same and had their contents fully explained by such counsel and is fully aware of their contents and legal effect.
9.    Waiver of Jury Trial.  EACH OF THE PARTIES TO THIS FIRST AMENDMENT HEREBY IRREVOCABLY WAIVES ALL RIGHT TO A TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM (WHETHER SOUNDING IN CONTRACT, TORT OR OTHERWISE) ARISING OUT OF OR RELATING TO THIS FIRST AMENDMENT, THE OTHER LOAN DOCUMENTS OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY.  EACH PARTY HERETO HEREBY (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER, AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS FIRST AMENDMENT BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATION IN THIS SECTION.
[No additional provisions are on this page; the page next following is a signature page.]
IN WITNESS WHEREOF, the Borrowers, the Guarantors, and the Administrative Agent have hereunto set their hands as of the date first above written. 
BORROWERS:

OM GROUP, INC.

By:  /s/ Christopher M. Hix 
Name:    Christopher M. Hix
Title: Vice President and Chief Financial Officer

HARKO C.V.

By:  OMG Harko Holdings, LLC,
its general partner

By:  /s/ Christopher M. Hix 
Name: Christopher M. Hix
Title: Vice President

VAC GERMANY GMBH

By:  /s/ Valerie Gentile Saches
Name:    Valerie Gentile Sachs
Title: Managing Director  

GUARANTORS:

COMPUGRAPHICS U.S.A. INC.
OMG AMERICAS, INC. 
OMG ELECTRONIC CHEMICALS, LLC
OMG ENERGY HOLDINGS, INC.
OMG HARKO HOLDINGS, LLC
EAGLEPICHER TECHNOLOGIES, LLC
EAGLEPICHER MEDICAL POWER, LLC 
EPEP HOLDING COMPANY, LLC 
OMG GERMANY SUBSIDIARY 
HOLDING GMBH
OMG BORCHERS GMBH
OMG GERMANY HOLDING GMBH
VAC BETEILIGUNGS-GMBH
VAC FINANZIERUNG GMBH
VAC PARTICIPATION GMBH
VACUUMSCHMELZE GMBH & CO. KG
OMG KOKKOLA CHEMICALS HOLDING
(TWO) B.V.
VAC NETHERLANDS B.V.

Pursuant to the first sentence of Section 11.1 [Modifications, Amendments or Waivers] of the Credit Agreement, the Parent hereby executes and delivers this First Amendment for and on behalf of each of the foregoing Guarantors:
OM GROUP, INC.

By:  /s/ Christopher M. Hix 
Name:    Christopher M. Hix
Title: Vice President and Chief Financial Officer

ADMINISTRATIVE AGENT AND DOMESTIC SWING LOAN LENDER:

PNC BANK, NATIONAL ASSOCIATION, as Administrative Agent and the Domestic Swing Loan Lender

By: /s/ Christian S. Brown 
Name: Christian S. Brown 
Title: Senior Vice President

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