Document:

EX-10.31.13

 

Exhibit 10.31.13

PLAN AMENDMENT BY WRITTEN ACTION

     WHEREAS, effective June 1, 2007, Federated Department Stores, Inc. changed its corporate name
to Macy’s, Inc.;

     NOW, THEREFORE, effective June 1, 2007, the names of the plans listed below, and any reference
to the name of the plan within the applicable plan documents, shall be changed as follows:

	 	 	 	 	 
	PLAN I.D.	 	PRIOR NAME	 	NEW NAME
	13-3324058/012

	 	Federated Department Stores,
Inc. 
Cash Account Pension
Plan
	 	Macy’s, Inc. Cash Account
Pension Plan
	 
	 	 	 	 
	13-3324058/013

	 	Federated Department Stores,
Inc. 
Profit Sharing 401(k)
Investment Plan
	 	Macy’s, Inc. Profit Sharing
401(k) Investment Plan
	 
	 	 	 	 
	13-3324058/014

	 	Federated Department Stores,
Inc. 
Defined Contribution
Plan Master Trust
	 	Macy’s, Inc. Defined
Contribution Plans Master
Trust
	 
	 	 	 	 
	13-3324058/015

	 	Federated Department Stores,
Inc.
 Defined Benefit Plans
Master Trust
	 	Macy’s, Inc. Defined Benefit
Plans Master Trust
	 
	 	 	 	 
	31-1074963/569

	 	Federated Department Stores,
Inc. 
Short Term Disability
Benefit Trust
	 	Macy’s, Inc. Short Term
Disability Benefit Trust
	 
	 	 	 	 
	13-3324058/569

	 	Federated Department Stores,
Inc.
 Short Term Disability
Plan
	 	Macy’s, Inc. Short Term
Disability Plan
	 
	 	 	 	 
	13-3324058/930

	 	Federated Department Stores

Senior 
Medical/Dental Plan
	 	Macy’s Senior Medical/Dental Plan
	 
	 	 	 	 
	13-3324058/932

	 	Federated Separation Policy
	 	Macy’s, Inc. Separation Policy
	 
	 	 	 	 
	51-0160964/941

	 	Federated Department Stores,
Inc.
 Welfare Benefits Trust
	 	Macy’s, Inc. Welfare Benefits
Trust
	 
	 	 	 	 
	13-3324058/941

	 	Federated Department Stores,
Inc.
 Welfare Benefits Plan
	 	Macy’s, Inc. Welfare Benefits
Plan
	 
	 	 	 	 
	13-3324058/947

	 	Federated Long Term Disability
	 	Macy’s, Inc. Long Term
Disability Plan
	 
	 	 	 	 
	13-3324058/951

	 	Federated Department Stores,
Inc.
Disability Benefits Plan
	 	Macy’s, Inc. Disability
Benefits Plan
	 
	 	 	 	 
	13-3324058/955

	 	Macy’s Health Care Plan
	 	Macy’s, Inc. Health Care Plan
	 
	 	 	 	 
	13-3324058/959

	 	Federated Basic Life
	 	Macy’s, Inc. Basic Life
Insurance Plan

 

 

     This amendment is hereby authorized by the undersigned who has such authority as described in
the applicable plan amendment or termination procedures and as has been delegated by the Board of
Directors of Macy’s, Inc.

	 	 	 	 	 
	 	MACY’S, INC.

 	 
	 	By:  	/s/ David W. Clark
 	 
	 	Title:  Senior Vice President, Human Resourcesexv10w1

 

Exhibit 10.1

CONSULTING AND SERVICES AGREEMENT

     This Consulting and Services Agreement (this “Agreement”) is made effective as of
April 2, 2008, by and between MEDICIS GLOBAL SERVICES CORPORATION, a Delaware corporation
maintaining offices at 8125 North Hayden Road, Scottsdale, Arizona 85258-2463 (“Company”),
and Richard J. Havens, an individual maintaining offices
at        (“Consultant”).

W I T N E S S E T H

     WHEREAS, Company develops, markets and sells pharmaceutical, medical device, and
over-the-counter products and other scientific materials; and

     WHEREAS, Consultant has certain experience, knowledge and unique abilities that Company wishes
to utilize; and

     WHEREAS, Consultant is willing to provide consulting services to Company and Company is
willing to engage Consultant, upon the terms and conditions set forth herein.

     NOW, THEREFORE, in consideration of the mutual promises and covenants contained herein, the
parties agree as follows:

	1.	 	SCOPE OF SERVICES

	 	1.1	 	Consultant shall provide Company with those services described in Schedule A
attached hereto (“Services”), which Schedule A is made a part of this Agreement
as if fully included herein. Any special or related service which the parties agree
are outside the scope of the Services to be provided hereunder shall be covered under a
separate written agreement.
	 
	 	1.2	 	In performing the Services under this Agreement, Consultant shall report and be
responsible to Company employee designated in Schedule A or such other person(s) as may
be subsequently designated by Company in writing.
	 
	 	1.3	 	Consultant shall faithfully and competently perform the Services and, if and
only if Company so requests, shall provide such additional assistance to Company in
such areas as Consultant is competent. Consultant shall also use best efforts and such
working time and energy as may be required for the satisfactory performance of the
Services in accordance with the requests and instructions from Company.
	 
	 	1.4	 	Consultant shall perform the Services at Company facilities or such other
locations as are mutually acceptable to the parties.
	 
	 	1.5	 	It is expressly understood and agreed that the inability or failure of
Consultant to render the Services to Company by reason of absences, temporary or
permanent illness, disability or incapacity, or for any other cause, shall be deemed a
material breach or default hereunder.

	2.	 	COMPENSATION

	 	2.1	 	Company agrees to pay to Consultant, as full and complete payment for the
Services, the amount set forth in Schedule A (the “Compensation”). Consultant
acknowledges that Consultant is not entitled to any compensation or remuneration of any
kind whatsoever

1

 

	 	 	 	for the Services other than as specifically set forth in Schedule A.
	 
	 	2.2	 	Without limiting Section 2.1, Consultant specifically waives any right to
royalties, accountings for profits, additional fees or any other form of consideration
whatsoever for the Services.
	 
	 	2.3	 	In addition to the Compensation, Company will reimburse Consultant for
reasonable and verifiable out of pocket travel and hotel expenses incurred in order to
provide the Services, subject to compliance with Company’s travel and expense
reimbursement policy, as amended from time to time, and the provisions of Schedule A.
	 
	 	2.4	 	The parties acknowledge that the Compensation has been determined through good
faith and arms-length negotiation to be the fair market value of the Services rendered.
No amount paid or reimbursed hereunder is intended to be, nor shall it be construed
as, an offer or payment made, whether directly or indirectly, to induce the referral of
patients, the purchase, lease or order of any item or service from Company, or the
recommending or arranging for the purchase, lease or order of any item or service from
Company.

	3.	 	CONSULTANT’S REPRESENTATIONS AND OBLIGATIONS

	 	3.1	 	Consultant represents and warrants to Company that Consultant is not now nor
will Consultant be a party to or bound by any other agreement or under any obligation
to or restriction by any other party which could prevent Consultant from entering into
and complying with the terms of this Agreement or performing the Services.
	 
	 	3.2	 	Consultant agrees to promptly and properly advise Company of all matters coming
to Consultant’s attention that could, in any manner, materially and adversely affect
the financial condition, business or prospects of Company. Consultant further agrees
not to reveal to any outside sources at any time during the term of this Agreement and
for five (5) years after the termination of this Agreement, without Company’s prior
written consent, any matter that could, in any manner, materially and adversely affect
Company’s financial condition, business or prospects, unless required by law to do so.
	 
	 	3.3	 	Consultant agrees to keep all necessary records relating to the performance of
the Services as Company may direct. Consultant further agrees that Consultant will at
any time during the term of this Agreement, at Company’s request, and in any event at
the termination of this Agreement (regardless of the reason), surrender to Company
copies of any and all memoranda, books, papers, letters, notebooks, reports, and any
and all other data and information, together with any copies or abstracts thereof,
regardless of whether in writing or electronic or other form, resulting from the
performance of the Services or as otherwise may have been provided by Company to
Consultant.
	 
	 	3.4	 	Consultant represents and warrants to Company that Consultant shall at all
times comply with all applicable laws, and that all goods and services provided by
Consultant hereunder have been designed to and will comply fully with all applicable
international, federal, state and local laws, regulations, and safety standards,
including, without limitation, the appropriate sections of the Occupational Safety and
Health Standards and the Fair Labor Standards Act, as amended. The following are
hereby incorporated by reference and made a part of this Agreement as if fully set
forth herein: (i) the applicable provisions of the Equal Opportunity clause set forth
in 41 CFR 60-1.4; (ii) the applicable provisions of the Rehabilitation Act of 1973 as
set forth in 41 CFR 60-741.4; (iii) the applicable provisions of the Vietnam Era
Veterans Readjustment Assistance Act of 1974 as set forth in 41 CFR 60-250.4; (iv) the
applicable provisions of Public Law 95-507

2

 

	 	 	 	concerning the utilization and employment of Small Business, Small Disadvantaged
Business and Woman Owned Business Concerns; and (v) any law, order or regulatory
provision issued in addition to or as supplement to or replacement of the foregoing
concerning equal employment opportunities by federal contractors. Consultant
represents and warrants that in performing Services under this Agreement, Consultant
shall comply fully with all Federal health care program requirements and
requirements of the U.S. Food and Drug Administration (“FDA”), including the
Federal anti-kickback statute, 42 U.S.C. § 1320a-7b(b), and all other requirements
under the Federal Food, Drug and Cosmetic Act, the Prescription Drug Marketing Act
of 1987, and FDA regulations, as amended from time to time.
	 
	 	3.5	 	Consultant acknowledges that any trade secret information, any copyrightable
work product and any and all other intellectual property rights developed, derived from
or otherwise generated by Consultant in performing the Services shall be owned by and
belong exclusively to Company (“Intellectual Property”). Company shall own,
and Consultant hereby assigns to Company all right, title and interest in and to the
Intellectual Property throughout the world in any and all media now existing or
hereafter created and for any and all uses now known or hereafter discovered without
any additional consideration. The parties agree that any copyrightable aspects of the
Intellectual Property shall be deemed “works made for hire” (as that term is commonly
understood and as specifically defined under 17 U.S.C. §101). If any copyrightable
aspect is deemed not to be a “work made for hire,” by a court of competent
jurisdiction, then Consultant hereby expressly and automatically assigns to Company the
ownership of all rights, titles, and interests in such copyrightable aspects throughout
the world in any and all media now existing or hereafter created and for any and all
uses now known or hereafter discovered. Company shall have the right to obtain and
hold in Company’s own name, without obligation of any kind to Consultant, patents,
copyrights, or other protection which may be available or become available with respect
to such items. Consultant further agrees to give Company and Company’s designees or
assignees all assistance reasonably required to perfect such rights, titles and
interests. Consultant hereby appoints Company as Consultant’s attorney-in-fact for the
purpose of securing intellectual property protection, applying for patents or copyright
registrations, and similar purposes with respect to Consultant’s work product under
this Agreement. These obligations shall survive and continue beyond the termination of
Consultant’s engagement with Company under this Agreement and shall be binding upon
Consultant’s successors, assigns, heirs, executives, administrators and other legal
representatives.
	 
	 	3.6	 	In accordance with Section 6032 of the Deficit Reduction Act of 2005, Pub. Law
No. 109-171, Company has adopted a policy, entitled “Medicis Employee Education Policy
Concerning the Prevention and Detection of Fraud, Waste, and Abuse in Government Health
Care Programs: Compliance Policy Pursuant to the Deficit Reduction Act of 2005”
(“Medicis’ Deficit Reduction Act Compliance Policy”), which establishes a written
protocol for educating any contractors who may furnish or authorize the furnishing of
Medicaid health care items or services, perform billing or coding functions, or become
involved in monitoring any health care, about various federal and state statutes and
administrative remedies related to detecting and preventing fraud, waste, and abuse in
government health care programs. It is a condition of this Agreement that Consultant
comply with the Deficit Reduction Act and Medicis’ Deficit Reduction Act Compliance
Policy. A copy of Medicis’ Deficit Reduction Act Compliance Policy, as well as an
addendum entitled “Federal and State Statutes and Administrative Remedies Related to
Preventing and Detecting Fraud, Waste, and Abuse in Government Health Care Programs,”
is available at http://www.medicis.com/dra/, and is

3

 

	 	 	 	incorporated herein by reference. Upon request, copies of Medicis’ Deficit
Reduction Act Compliance Policy will be provided to Consultant. Consultant
represents and warrants that, in the course of performing the Services described in
this Agreement, Consultant will comply with the Deficit Reduction Act and Medicis’
Deficit Reduction Act Compliance Policy.
	 
	 	3.7	 	Consultant represents and warrants to Company that Consultant shall at all
times comply with Company’s compliance policies and procedures, including, but not
limited to, Company’s Code of Compliance Conduct; Code of Business Conduct and Ethics;
Prescription Drug Compliance Program for Sales Representatives; Medical Device Sales
Force Compliance Program Policy for Interactions with Health Care Professionals and
Health Care Organizations; Good Promotional Practices—Dermatology and Ucyclyd; Good
Promotional Practices—Aesthetics; California Comprehensive Compliance Program Policy;
Professional Field Sales Drug Sample Manual; Prescription Drug Marketing Act Annual
Training Handbook; Aesthetics Sample Compliance Program; Employee Compliant Procedures
for Accounting and Auditing Matters; and Abuse in Government Healthcare Programs:
Compliance Policy Pursuant to the Deficit Reduction Act of 2005. Consultant further
represents and warrants to Company that Consultant shall at all times comply with the
Corporate Integrity Agreement (“CIA”) between Company and the Office of Inspector
General of the United States Department of Health and Human Services, including all
training, screening, and other obligations associated therewith.

	4.	 	CONFIDENTIALITY; NON-COMPETITION
	 
	 	 	Notwithstanding any provision in this Agreement to the contrary and except as specifically
compelled by law, Consultant shall hold confidential and shall not, directly or indirectly,
disclose, publish, or reveal to, or use for any purpose except in carrying out Consultant’s
duties for Company hereunder, any confidential or proprietary information made available to
Consultant in connection with his performance of Services or made available to Consultant in
connection with his employment by Company prior to the effective date of this Agreement,
including without limitation such information of or relating to Company, any third party or
Company’s past, present or future affiliates, and any and all data and information generated
by Consultant in carrying out Consultant’s duties hereunder, including without limitation
through the use of the confidential or proprietary information made available to Consultant,
without first having obtained Company’s written consent to such disclosure or use.
“Confidential or proprietary information” shall include, but not be limited to, know-how,
scientific information, clinical development data, formulations, methods and processes,
specifications, presentations, instructional materials, business plans, strategies, product
pipelines, development timetables, budgets, clinical trial plans, methods or results, vendor
identities and similar information of a competitively sensitive or private nature. This
restriction shall not apply if the information shall have become public knowledge without
fault on the part of Consultant. In the event that Consultant is compelled by law to
disclose any confidential or proprietary information made available to Consultant hereunder,
Consultant shall provide Company with prompt written notice of such requirement and, to the
extent possible, the opportunity to seek confidential treatment or otherwise limit the
disclosure thereof. Notwithstanding any provision in this Agreement to the contrary, this
obligation shall survive the termination of this Agreement.
	 
	 	 	Without limiting the foregoing, Consultant acknowledges and agrees that as a result of
Consultant’s unique engagement hereunder and the information Consultant will gain through
such engagement, confidential or proprietary information of Company would inevitably be
disclosed to another party in violation of this prohibition if Consultant were to render
services to

4

 

	 	 	any other person or entity (other than Company or a Company affiliate) which is or could
reasonably be expected to become engaged in the development, production or marketing of
products for the treatment of dermatological, aesthetic or podiatric conditions, or similar
business (“Competitor”). Accordingly, during the term of this Agreement, but in no
event less than 24 months from the effective date of this Agreement, Consultant agrees that
Consultant shall not serve as an employee, consultant, officer, director, lender, investor,
shareholder, partner, manager or member of any person or entity, or own or act as a sole
proprietor of any Competitor, in any County of the State of Arizona, any of the States of
the United States of America, or any country in Europe, other than as approved in advance in
writing by the Chief Executive Officer of Company or the Board of Directors of Company;
provided, however, that Consultant’s passive ownership of securities shall not be a
violation of this Section 4 if such securities represent:

     (a) less than one percent (1%) of the publicly traded securities of any
publicly traded entity with a market capitalization greater than $500,000,000 at the
time of Employee’s investment (a “Large Publicly Traded Entity”); or

     (b) less than $500,000 and less than five percent (5%) of the securities of any
entity that is not a Large Publicly Traded Entity.

	5.	 	TERM OF AGREEMENT

	 	5.1	 	The term of this Agreement is as specified in Schedule A.
	 
	 	5.2	 	This Agreement may be terminated (a) by Consultant with cause as set forth in
Section 5.4 and without cause on sixty (60) days prior written notice to Company or (b)
by Company with or without cause upon 24 hours prior written notice to Consultant.
	 
	 	5.3	 	The following terms of this Agreement shall survive termination: Sections 3.2,
3.3, and 3.5; Section 4; Section 5.3; and Sections 7, 8, 9 and 10.
	 
	 	5.4	 	If Company materially breaches this Agreement, Consultant shall have the right
to terminate this Agreement upon thirty (30) days prior written notice to Company
specifying the default; provided, however, if Company cures the default within the said
thirty (30) day period, this Agreement shall continue in full force and effect as if no
default had occurred.

	6.	 	INDEPENDENT CONTRACTOR
	 
	 	 	Consultant agrees and acknowledges that Consultant shall perform the Services solely in his
capacity as an independent contractor of the Company. As an independent contractor,
Consultant agrees that he is responsible for the payment of all taxes, including, without
limitation, any self-employment taxes and any taxes under Section 409A of the Internal
Revenue Code, on any payments under this Agreement. Consultant further agrees that he is
not eligible to participate in pension, 401(k) and other employee plans and benefits,
including, without limitation, medical, dental, vision, disability and life insurance plans,
and that Consultant waives participation in any such benefits or plans, except as it relates
to his involvement through COBRA. Nothing in this Agreement shall be interpreted or
construed as creating or establishing the relationship of employer and employee between
Company and Consultant.
	 
	7.	 	NOTICES
	 
	 	 	Any notice required or permitted to be given hereunder shall be in writing and shall be
either (i) delivered personally by hand, (ii) sent by registered or certified mail, or (iii)
sent by a recognized

5

 

	 	 	qualified overnight delivery service (e.g., Federal Express). All such notices shall be
sent postage prepaid to the addresses of each party set forth below or to such other address
or addresses as shall be designated in writing in the same manner:

	 	 	 	 
	 

	To Company:
	 	To Consultant:
	 

	MEDICIS GLOBAL SERVICES CORPORATION
	 	Same address as noted above
	 

	Attn.: Jonah Shacknai	 	 
	 

	8125 North Hayden Road	 	 
	 

	Scottsdale, AZ 85258-2463	 	 
	 

	Fax: 602-808-3891	 	 
	 
	 	 	 
	 

	with a copy to:	 	 
	 
	 	 	 
	 

	MEDICIS GLOBAL SERVICES CORPORATION	 	 
	 

	Attn.: Legal Department	 	 
	 

	8125 North Hayden Road	 	 
	 

	Scottsdale, AZ 85258-2463	 	 
	 

	Fax: 602-808-3891	 	 

	8.	 	EXCLUSION/DEBARMENT / DISQUALIFICATION CERTIFICATION
	 
	 	 	Consultant represents and warrants that he has not been and currently is not disqualified or
disbarred under Section 306 of the Federal Food, Drug and Cosmetic Act (as amended by the
Generic Drug Enforcement Act of 1992), 21 U.S.C. § 335a (the “Act”). Consultant
agrees to notify Company immediately in the event he becomes disqualified or disbarred under
the Act, and further agrees to notify Company immediately if Consultant becomes aware that
debarment or disqualification proceedings have been initiated against Consultant.
Consultant further represents and warrants that he has not been and currently is not
excluded from participation in Federal health care programs under 42 U.S.C. § 1320a-7(a) or
§ 1320a-7(b). Consultant further agrees to notify Company immediately in the event that he
ever becomes excluded, debarred, suspended or otherwise ineligible to participate in the
Federal health care programs or in Federal procurement or nonprocurement programs, or in the
event he has been convicted of a criminal offense that falls within the ambit of 42 U.S.C. §
1320a-7(a), but has not yet been excluded, debarred, suspended or otherwise declared
ineligible.
	 
	9.	 	ARBITRATION AGREEMENT.

	 	9.1	 	Any controversy, dispute or claim between Consultant and Company, or its
parents, subsidiaries, affiliates and any of their officers, directors, agents or other
employees, shall be resolved by binding arbitration, at the request of either party.
	 
	 	 	 	The arbitrability of any controversy, dispute or claim under this Agreement shall be
determined by application of the substantive provisions of the Federal Arbitration
Act (9 U.S.C. §§ 1 and 2) and by application of the procedural provisions of Arizona
law, except as provided herein. Arbitration shall be the exclusive method for
resolving any dispute and all remedies available from a court of competent
jurisdiction shall be available; provided, however, that either party may request
provisional relief from a court of competent jurisdiction, if such relief is not
available in a timely fashion through arbitration.
	 
	 	 	 	The claims which are to be arbitrated include, but are not limited to any claim
arising out of or relating to this Agreement or the consulting relationship between
Consultant and Company, any claims arising out of or relating to Consultant’s
employment relationship

6

 

	 	 	 	with Company prior to the effective date of this Agreement, to the extent such
claims have not been released or waived by Consultant, claims for payment of fees,
claims for breach of contract (express or implied), claims for violation of public
policy, wrongful termination, tort claims, claims for unlawful discrimination and/or
harassment (including, but not limited to, race, religious creed, color, national
origin, ancestry, physical disability, mental disability, gender identity or
expression, medical condition, marital status, age, pregnancy, sex or sexual
orientation) to the extent allowed by law, and claims for violation of any federal,
state, or other government law, statute, regulation, or ordinance. This Agreement
shall not be interpreted to provide for arbitration of any dispute that does not
constitute a claim recognized under applicable law.
	 
	 	9.2	 	The Consultant and Company will select a single neutral arbitrator by mutual
agreement. If the Consultant and Company are unable to agree on a neutral arbitrator
within thirty (30) days of a demand for arbitration, either party may elect to obtain a
list of arbitrators from the Judicial Arbitration and Mediation Service
(“JAMS”) or the American Arbitration Association (“AAA”), and the
arbitrator shall be selected by alternate striking of names from the list until a
single arbitrator remains. The party initiating the arbitration shall be the first to
strike a name.
	 
	 	9.3	 	The demand for arbitration must be in writing and must be made by the aggrieved
party within the statute of limitations period provided under applicable state and/or
federal law for the particular claim(s). Failure to make a written demand within the
applicable statutory period constitutes a waiver of the right to assert that claim in
any forum.
	 
	 	9.4	 	Arbitration proceedings will be held in Scottsdale, Arizona.
	 
	 	9.5	 	The arbitrator shall apply applicable state and/or federal substantive law to
determine issues of liability and damages regarding all claims to be arbitrated, and
shall apply the Federal Rules of Evidence to the proceeding.
	 
	 	9.6	 	The parties shall be entitled to conduct reasonable discovery and the
arbitrator shall have the authority to determine what constitutes reasonable discovery.
The arbitrator shall hear motions for summary judgment/adjudication as provided in the
Federal Rules of Civil Procedure.
	 
	 	9.7	 	Within thirty (30) days following the hearing and the submission of the matter
to the arbitrator, the arbitrator shall issue a written opinion and award which shall
be signed and dated. The arbitrator’s award shall decide all issues submitted by the
parties, and the arbitrator may not decide any issue not submitted. The opinion and
award shall include factual findings and the reasons upon which the decision is based.
The arbitrator shall be permitted to award only those remedies in law or equity which
are requested by the parties and allowed by law.
	 
	 	9.8	 	The final award may be appealed to another arbitrator who will be chosen by the
parties in the same manner as the original arbitrator. All the rules governing
judicial appeals of judgments from the Federal District Court for the State of Arizona,
the Ninth Circuit Court of Appeals shall apply to any appeal of this award, including
but not limited to the time frames, deadlines and the standards of review.
	 
	 	9.9	 	The cost of the arbitrator and other incidental costs of arbitration that would
not be incurred in a court proceeding shall be borne by Company. The parties shall
each bear their own costs and attorneys’ fees in any arbitration proceeding, provided,
however, that the arbitrator shall have the authority to require either party to pay
the costs and

7

 

	 	 	 	attorneys’ fees of the other party to the extent permitted under applicable federal
or state law, as a part of any remedy that may be ordered.
	 
	 	9.10	 	Both Company and Consultant understand that by using arbitration to resolve
disputes they are giving up any right that they may have to a judge or jury trial with
regard to all issues concerning the Agreement or otherwise covered by this Section 9.

	10.	 	MISCELLANEOUS PROVISIONS

	 	10.1	 	Any modification of any of the provisions in this Agreement shall not be valid
unless in writing and signed by all of the parties.
	 
	 	10.2	 	This Agreement constitutes the entire agreement between the parties relating to
the subject matter hereof, and supersedes all prior understandings, negotiations and
discussions, written or oral, of the parties relating to the transactions contemplated
by this Agreement; provided, however, that this Agreement shall supplement, not
supersede, any prior agreements concerning the confidential information or other
intellectual property of Company, and any conflicts or inconsistencies between such
agreements and this Agreement shall be resolved so that the provision providing greater
rights to Company shall prevail.
	 
	 	10.3	 	This Agreement has been executed in the State of Arizona and shall be governed
by the laws thereof; Arizona shall be the sole and exclusive forum for the resolution
of all disputes arising under or relating to this Agreement.
	 
	 	10.4	 	If and to the extent that any court of competent jurisdiction holds any
provision of this Agreement to be invalid or unenforceable, such holding shall in no
way affect the validity of the remainder of this Agreement.
	 
	 	10.5	 	This Agreement is personal in nature, and Consultant shall not, without the
prior written consent of Company, assign, delegate, subcontract, transfer, mortgage or
encumber this Agreement or any of Consultant’s rights or obligations hereunder.
Company may assign or transfer this Agreement to a successor, subsidiary or affiliate,
provided that in the case of any such assignment or transfer, the assignee or
transferee shall be bound by the terms and obligations provided in this Agreement. For
purposes of this section, any direct or indirect change of control shall be deemed an
assignment.
	 
	 	10.6	 	Should any legal action be commenced in connection with this Agreement, the
prevailing party in such action shall be entitled to recover, in addition to court
costs, such amount as the court may adjudge as reasonable attorneys’ fees.
	 
	 	10.7	 	No failure or delay by a party to insist upon the strict performance of any
term or condition under this Agreement or to exercise any right or remedy available
under this Agreement at law or in equity, and no course of dealing between the parties,
shall imply or otherwise constitute a waiver of such right or remedy. Any waiver of
any of the provisions in this Agreement shall not be valid unless in writing and signed
by all of the parties. In addition, no single or partial exercise of any right or
remedy by any party will preclude any other or further exercise thereof. All rights
and remedies provided in this Agreement are cumulative and not alternative and are in
addition to all other available remedies at law or in equity.
	 
	 	10.8	 	The captions or headings in this Agreement are for convenience only and shall
not be considered a part of or affect the construction or interpretation of any
provision of this
Agreement.

8

 

	 	10.9	 	This Agreement may be executed in two or more counterparts, each of which
together shall be deemed an original, but all of which shall constitute one and the
same instrument. The parties may evidence execution of this Agreement by faxing a
signed counterpart to the other party, which shall be deemed an original.

Remainder of this page intentionally left blank.

9

 

     IN WITNESS WHEREOF, the undersigned parties have executed this Agreement the day and year
first above written.

	 	 	 	 	 	 	 	 	 	 	 
	MEDICIS GLOBAL 

SERVICES CORPORATION	 	 	 	CONSULTANT	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By:

	 	 	 	 	 	By:	 	 	 	 
	 

	 	 

	 	 	 	 	 	 

	 	 
	Name:

	 	Jonah Shacknai
	 	 	 	Name:
	 	Richard J. Havens	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Title:	 	Chief Executive Officer	 	 	 	Social Security Number:	 	 
	 	 	 	 	 	 	 	 	 

10

 

SCHEDULE A

TO CONSULTING AGREEMENT

DETAILED SERVICES SPECIFICATIONS

	 	1.	 	SPECIFICATION OF SERVICES TO BE RENDERED:
	 
	 	 	 	Consultant shall provide senior level consulting services to Company as Company may require
in the areas of corporate development, strategic direction, business operations, corporate
strategy, research and development, and other areas as the Company may determine from time
to time at Company’s sole discretion. For the avoidance of doubt, Company shall have the
unilateral right to determine the specific areas and projects upon which Consultant shall
provide Services, and Company shall have the sole discretion to change the scope of
Consultant’s services for any reason. Consultant shall not be engaged to manage, supervise,
or direct Company employees. Consultant shall not in any way engage in the approval,
promotion or sale of pharmaceuticals or medical devices to third parties, including but not
limited to the promotion or sale to health care providers (including but not limited to
physicians, osteopaths, dentists, residents, podiatrists, nurses, nurse practitioners,
physician assistants, physician office managers, hospital or health care provider employees,
or anyone engaged directly or indirectly in providing health care). Consultant shall not
provide any consulting services in connection with the review, development, creation, or
approval of promotional materials involving Company’s products. For the avoidance of doubt,
all services performed by Consultant for Company after the date of this Agreement, whether
assigned orally or in writing, shall be deemed “Services” subject to the terms of
this Agreement.
	 
	 	2.	 	TERM:
	 
	 	 	 	This Agreement shall be in effect from the date first above written and shall remain in
effect for one (1) year. At the election of Company, this Agreement may be renewed for
additional one (1)-year terms. Company shall inform Consultant in writing within thirty
(30) days prior to the expiration of the term if it wishes to renew this Agreement.
	 
	 	3.	 	DESIGNATED COMPANY EMPLOYEE FOR REPORTING PURPOSES:
	 
	 	 	 	Jason Hanson

Executive Vice President & General Counsel
	 
	 	4.	 	FEE AND METHOD OF PAYMENT:
	 
	 	 	 	Prior to performing any Services assigned by Company to Consultant pursuant to this
Agreement, Consultant shall discuss the Services with the Company employee designated above
for reporting purposes and the designated Company employee shall authorize in writing a
specified number of hours to be approved for such Services. Written approval of the Company
employee designated above for reporting purposes must be obtained in advance for all travel
time and expenses associated with performing any Services assigned by Company to Consultant.
	 
	 	 	 	Hourly fee for Services rendered in accordance with the terms of this Agreement will be Four
Hundred and Thirty Dollars ($430.00).
	 
	 	 	 	Consultant shall submit invoices to Company on a monthly basis, which invoices shall contain
sufficient detail to evidence the nature, time and scope of the Services performed during
the

SCHEDULE
A — PAGE 1

 

 

	 	 	previous month and any reimbursable expenses, together with all supporting documentation,
related thereto. Company shall pay each such invoice within thirty (30) days of Company’s
receipt and approval of same. Any domestic air travel will be limited to coach class and
international air travel to business class.
	 
	 	 	Any provision in this Agreement to the contrary notwithstanding, Company and Consultant
agree that Consultant shall not be entitled to the payment for, and Company shall not be
responsible for the payment of, any fees and/or expenses under this Agreement that have not
been approved in advance in writing by Company.

ACCEPTED AND AGREED:

	 	 	 	 	 	 	 	 	 
	COMPANY:
	 	 	 	 	 	 	 	 
	 

	 	 

Jonah Shacknai, Chief Executive Officer
	 	 	 	 

Date
	 	 
	 
	 	 	 	 	 	 	 	 
	CONSULTANT:
	 	 	 	 	 	 	 	 
	 

	 	 
	 	 	 	 	 	 
	 

	 	Richard J. Havens
	 	 	 	Date	 	 

SCHEDULE
A — PAGE 2

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00140-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00140-of-00352.parquet"}]]