Document:

Exhibit 10.1

Portions of this Exhibit have been redacted because they (i) are not material and would be competitively harmful if publicly disclosed or (ii) are personal and confidential. Information that was omitted has been noted in this document with a placeholder identified by the mark “[REDACTED]” 

SALE AND PURCHASE DEED
 
In Madrid, on December twenty nine two thousand twenty-one.
 
Before me, MS. ANA FERNÁNDEZ-TRESGUERRES, Notary of the Bar of Madrid, 
 
BETWEEN
 
OF ONE PART:
 
		1)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
		2)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
		3)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
		4)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
		5)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
		6)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
OF THE OTHER PART:
 
		7)
	MR [REDACTED] of [REDACTED]nationality, of legal age, [REDACTED], with address at [REDACTED] and ID card number [REDACTED].

 
 
THE AFOREMENTIONED INDIVIDUALS INTERVENE:
 
		-
	Mr. [REDACTED] on behalf of, as [REDACTED], the Spanish company [REDACTED], with registered office in Madrid, [REDACTED], incorporated for an indefinite period of time by deed authorized by the Notary Public of Girona Mr. Enrique Brancos Núñez on 24 September 2009, protocol number [REDACTED], registered in the Commercial Register of Madrid in volume 27.842, folio 217, sheet number [REDACTED], 1st entry and with tax identification number [REDACTED].

 
Its corporate purpose is [REDACTED]
 
CNAE [REDACTED].
 
I, the Notary, expressly state for the record that I have complied with the obligation to identify the company’s real owner imposed by Law 10/2010, of 28 April, the result of which is recorded in the minutes authorized by the Notary of [REDACTED] Mr. [REDACTED] on [REDACTED] protocol number [REDACTED].
 
His powers for the present grant derive from his position as ____, as it results from _______.
 
		1	

 
The undersigned also provides me with a certificate of the resolutions of the General Meeting of the represented company issued by Mr. [REDACTED] in his capacity as [REDACTED], approving the transfer of shares that are the object of this sale and purchase, for the purposes of the provisions of Article 160 of the Capital Companies Act.
 
He asserts the validity of the aforementioned position and representative powers, as well as that both the capacity and the circumstances of the represented company have not changed.
 
		-
	Mr. [REDACTED]on behalf of, as [REDACTED] the Spanish company [REDACTED], with registered office in [REDACTED], incorporated for an indefinite period of time by deed authorized by the Notary Public of Madrid Mr. Antonio Cuerda de Miguel on 23rd June 1989, number 2.240 of protocol, its articles of association adapted to Law 2/1995 on limited liability companies by deed authorized by the Notary Public of Madrid Doña Isabel Griffo Navarro on 25 January 1991, number [REDACTED] of protocol, registered in the Commercial Register of Madrid in volume [REDACTED], sheet number [REDACTED] entry and with tax identification number [REDACTED].

 
Its corporate purpose is [REDACTED].
 
CNAE [REDACTED].
 
I, the Notary, expressly state for the record that I have complied with the obligation to identify the company’s real owner imposed by Law 10/2010, of 28 April, the result of which is recorded in the minutes authorized by the Notary of [REDACTED] Mr. [REDACTED], protocol number [REDACTED]
 
His powers for the present grant derive from his position as [REDACTED].
 
The undersigned also provides me with a certificate of the resolutions of the General Meeting of the represented company issued by Mr. [REDACTED] in his capacity as _______________, approving the transfer of shares that are the object of this sale and purchase, for the purposes of the provisions of Article 160 of the Capital Companies Act.
 
He asserts the validity of the aforementioned position and representative powers, as well as that both the capacity and the circumstances of the represented company have not changed.
 
		-
	Mr. [REDACTED] on behalf of, as [REDACTED], of the Dutch company [REDACTED], with registered office in [REDACTED] tax identification number [REDACTED], and registered in the Dutch Chamber of Commerce under number [REDACTED]. Spanish tax identification number [REDACTED].

 
Its corporate purpose is [REDACTED]
 
The existence and due registration of the represented company is accredited to me by means of a Certificate issued and duly apostilled, which I attach to the present deed.
 
I, the Notary, expressly state for the record that I have complied with the obligation to identify the company’s real owner imposed by Law 10/2010, of 28 April, the result of which is recorded in the minutes authorized by the Notary, Mr. [REDACTED], protocol number [REDACTED]
 
His powers for the present grant derive from his position as [REDACTED].
 
He asserts the validity of the aforementioned position and representative powers, as well as that both the capacity and the circumstances of the represented company have not changed.
 
		-
	Mr. [REDACTED], Mr. [REDACTED] and Mr. [REDACTED], in their own and interest. 

 
		-
	Mr. Ramón María Parcerisa Bundó, on behalf of, as proxy, the US company GLOBAL CLEAN ENERGY HOLDINGS, INC., with registered office in Torrance, California (United States), 2790 Skypark Drive, Suite 105, , and registered at [REDACTED] Spanish Tax ID number [REDACTED].

 
		2	

 
Its corporate purpose is to engage in any lawful act or activity for which corporations may now or hereafter be organized under the General Corporation Law of the State of Delaware, U.S.A., including the development and commercialization of biofuels.
 
The existence and due registration of the represented company is accredited to me by means of a Certificate issued by the Secretary of State of Delaware, duly apostilled, which I attach to the present deed.
 
I, the Notary, expressly state for the record that I have complied with the obligation to identify the company’s real owner imposed by Law 10/2010, of 28 April, the result of which is recorded in the minutes authorized by the Notary of Mr. [REDACTED].
 
His powers for the present grant derive from his position as [REDACTED].
 
He asserts the validity of the aforementioned position and representative powers, as well as that both the capacity and the circumstances of the represented company have not changed.
 
I identify them through their personal documentation and they have, in my opinion, as they intervene, the necessary legal capacity to formalize the present deed of SALE AND PURCHASE, and by virtue thereof, 
 
WHEREAS
 
I. - [REDACTED] (hereinafter jointly referred to as the SELLERS) are the owners, in the proportions and by the titles that will be mentioned below, of all the shares, numbers 1 to 524,865 both inclusive, with a nominal value of 1 euro each, of the following Spanish company:
 
CAMELINA COMPANY ESPAÑA, S.L., with registered office in Fuente el Saz de Jarama (Madrid), Camino de la Carrera 11-11, incorporated for an indefinite period of time by deed authorized by the Notary of Madrid Mr. Francisco Calderón Álvarez on 18 October 2010, protocol number 1732, registered in the Commercial Register of Madrid in volume 28,146, folio 177, sheet number M-507049, 1st entry and with Tax Identification Number B-86036522 (hereinafter, the COMPANY). 
 
Its corporate purpose is the research, development, implementation and management of those businesses related to renewable energies, both nationally and internationally, with special emphasis on those businesses related to the bioenergy sector. CNAE 72.11.
 
Specifically, each of the SELLERS owns the following shares in the COMPANY:
 
		1)
	[REDACTED], is the owner of 336,272 shares, numbers 1 to 69,698; 119,975 to 295,395; 346,404 to 424,075; 458,653 to 460,444; 460,906 to 461,002 and 509,695 to 521,286, all of which are subscribed and paid up, as per the following titles:

 
	 	-
	Regarding shares 1 to 1.816, by virtue of the deed of incorporation of the aforementioned company.

 
	 	-
	Regarding shares 1,817 to 38,116, by virtue of deed of sale authorized by the Notary of Madrid Ms. Eloísa López-Monís Gallego on 13 July 2016, protocol number 1211.

 
	 	-
	Regarding shares 38,117 to 69,698; 377,390 to 379,530 and 421,499 to 424,075, by virtue of deed of sale authorized by the Notary Public of Madrid Doña Eloísa López-Monís Gallego on 13 July 2018, protocol number 1473.

 
	 	-
	Regarding shares 119,975 to 295,395, by virtue of of the share capital increase deed authorized by the Notary Public of Madrid Mr. José Ignacio Gómez Valdivieso on 6 October 2011, protocol number 1005.

 
		3	

 
	 	-
	Regarding shares 346,404 to 357,116 and 460,906 to 461,002, by virtue of the deed of sale authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 30 March 2021, protocol number 1283.

 
	 	-
	Regarding shares 357,117 to 377,389 and 458,653 to 460,444, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. Moisés Redondo González-Berenguer on 19 October 2012, protocol number 1053.

 
	 	-
	Regarding shares 379,531 to 421,498, by virtue of the deed of ratification of the terms of the private contract of dation in payment and formalization of the transfer of shares authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 21 April 2017, protocol number 819.

 
	 	-
	Regarding shares 509,695 to 521,286, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 4 June 2021, protocol number 1456.

 
		2)
	[REDACTED] is the owner of 38,381 shares, numbers 295,396 to 332,119, 460,445 to 460,777 and 521,287 to 522,610, all of them included, subscribed and paid up, as per the following titles:

 
	 	-
	Regarding shares 295,396 to 332,119, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. José Ignacio Gómez Valdivieso on 6 October 2011, protocol number 1005.

 
	 	-
	Regarding shares 460,445 to 460,777, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. Moisés Redondo González-Berenguer on 19 October 2012, protocol number 1053.

 
	 	-
	Regarding shares 521,287 to 522,610, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 4 June 2021, protocol number 1456.

 
		3)
	[REDACTED] is the owner of 50,431 shares, numbers 461,003 to 509,694 and 523.127 a 524.865, all of them included, subscribed and paid up, as per the following titles:

 
	 	-
	Regarding shares 461,003 to 509,694, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 4 June 2021, protocol number 1456.

 
	 	-
	Regarding shares 523,127 to 524,865, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 4 June 2021, protocol number 1456.

 
		4)
	[REDACTED] is the owner of 84,853 shares, numbers 69,699 to 119,974 and 424,076 to 458,652, all of them included, subscribed and paid up, as per the following titles:

 
	 	-
	Regarding shares 69,699 to 119,974, by virtue of the deed in lieu of payment authorized by the Notary Public of Madrid Mr. Salvador Barón Rivero on 23 May 2012, protocol number 478.

 
	 	-
	Regarding shares 424,076 to 458,652, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. Moisés Redondo González-Berenguer on 19 October 2012, protocol number 1053.

 
		4	

 
		5)
	[REDACTED] is the owner of 7,464 shares, numbers 332,120 to 339,261; 460,778 to 460,841 and 522,611 to 522,868, all of them included, subscribed and paid up, as per the following titles:

 
	 	-
	Regarding shares 332,120 to 339,261, by virtue of of the share capital increase deed authorized by the Notary Public of Madrid Mr. José Ignacio Gómez Valdivieso on 16 December 2011, protocol number 2048.

 
	 	-
	Regarding shares 460,778 to 460,841, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. Moisés Redondo González-Berenguer on 19 October 2012, protocol number 1053.

 
	 	-
	Regarding shares 522,611 to 522,868, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 4 June 2021, protocol number 1456.

 
		6)
	[REDACTED] is the owner of 7,464 shares, numbers 339,262 to 346,403; 460,842 to 460,905; 522,869 to 523,126, all of them included, subscribed and paid up, as per the following titles:

 
	 	-
	Regarding shares 339,262 to 346,403, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. José Ignacio Gómez Valdivieso on 16 December 2011, protocol number 2048.

 
	 	-
	Regarding shares 460,842 to 460,905, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Mr. Moisés Redondo González-Berenguer on 19 October 2012, protocol number 1053.

 
	 	-
	Regarding shares 522,869 to 523,126, by virtue of the share capital increase deed authorized by the Notary Public of Madrid Ms. Eloísa López-Monís Gallego on 4 June 2021, protocol number 1456.

 
All of the COMPANY's shares are hereinafter referred to as the SHARES.
 
TITLE. - The SELLERS are the owners of the aforementioned shares by virtue of the deeds mentioned in the previous sections of this Whereas I. An authentic copy of the titles has been exhibited to me.

CHARGES.- The abovementioned SHARES, as stated by the SELLERS, are free of any kind of charges, liens, encumbrances, rights and/or limitations of any kind, and fully paid up.

TRANSFERABILITY - The transferability of the SHARES inter vivos is not subject to any limitation whatsoever, since, by virtue of this deed, the totality of the shares of the COMPANY is transferred. 
 
II.- GLOBAL CLEAN ENERGY HOLDINGS, INC. (hereinafter the PURCHASER) and its advisors have been given access to some documentation of the COMPANY in a virtual data room. In spite of it, it is made clear that the rights to indemnification, compensation or reimbursement set forth in this deed shall not be affected by any investigation conducted by or on behalf of the PURCHASER. 
 
III. - The PURCHASER is interested in the acquisition of the SHARES, under the terms established in this deed.
 
IV. – Being the SELLERS being interested in selling and the PURCHASER in buying the SHARES, 
 
		5	

THE PARTIES AGREE:
 
1.- PURCHASE AND SALE
 
		1.
	THE SELLERS sell and transfer to THE PURCHASER, which buys and acquires herein, each of the COMPANY'S SHARES, free of charges, liens, rights and/or limitations and for the price and in the terms described in this deed. 

 
		2.
	The SELLERS and the PURCHASER instruct the intervening Notary Public to record and certify the sale and purchase of the shares in the SHARES’ title deeds referred to in Whereas I. 

 
2. - PRICE AND PAYMENT;  
 
		1.
	The sale price for all of the issued and outstanding SHARES is fixed in the amount of SEVEN MILLION TWO HUNDRED SEVENTY-TWO THOUSAND SEVEN HUNDRED TWENTY ONE (7.272.721.-) EUROS, which is distributed amongst the SELLERS as follows:

 
-     [REDACTED], 4.659.508 euros.
 
-     [REDACTED], 531.821 euros.
 
-     [REDACTED], 698.790 euros.
 
-     [REDACTED], 1.175.754 euros.
 
-     [REDACTED], 103.424 euros. 
 
-     [REDACTED], 103.424 euros.
 
		2.
	The payment of the aggregate sales price shall be paid to the SELLERS in the form of € 674.772 in cash, € 5.923.177 in unregistered shares of the PURCHASER’S common stock, par value $0.001 per share (the COMMON STOCK), and € 674.772 of non-interest bearing, 12-month promissory notes a copy of which is attached to this deed. The shares of COMMON STOCK, cash and the promissory notes shall be allocated to each SELLER as follows:

 
	 	-
	[REDACTED], 582.438,5 euro in cash, 3.494.631 euro in shares of COMMON STOCK and a promissory note in the amount of 582.438,5 euros.

 
	 	-
	[REDACTED], 66.477,5 euro in cash, 398.866 euro in shares of COMMON STOCK, and a promissory note in the amount of 66.477,5 euros.

 
	 	-
	[REDACTED], 698.790 euro in shares of COMMON STOCK.

 
	 	-
	[REDACTED], 1.175.754 euro in shares of COMMON STOCK.

 
	 	-
	[REDACTED], 12.928 euro in cash, 77.568 euro in shares of COMMON STOCK, and a promissory note in the amount of 12.928 euros. 

 
	 	-
	[REDACTED], 12.928 euro in cash, 77.568 euro in shares of COMMON STOCK, and a promissory note in the amount of 12.928 euros.

 
The number of shares of COMMON STOCK issued to each SELLER shall be determined by converting the amount of euros into dollars, and dividing by $4.975 (CLOSING PER SHARE PRICE), which value represents the lower of (i) $5,03 USD and (ii) the VWAP (volume weighted average price) of the PURCHASER’s common stock for the three trading days immediately preceding the date of this deed, in each case converted into euro at the currency exchange rate in effect on the day immediately preceding the date of this deed.  No fraction of a share of COMMON STOCK will be issued, but in lieu thereof, the number of shares of COMMON STOCK to be issued to any SELLER shall be rounded up to the nearest whole share.  Attached to this deed as ANNEX 1 is a list of the number of shares of COMMON STOCK issuable to each SELLER.  
 
		6	

 
		3.
	The payment of the cash portion of the purchase price is made herein by delivery of a bank cheque made payable to each of the SELLERS (except for [REDACTED] and [REDACTED]) in the amounts indicated in the annex to this deed. A copy of these cheques delivered to and received by the referred SELLERS is enclosed to this deed. These SELLERS declare themselves fully paid and settled with respect to the cash portion.

 
		4.
	The issuance of the COMMON STOCK shall be effected as a book entry issuance of the shares in the official stockholder records maintained by Colonial Stock Transfer Company, Inc., the transfer agent and registrar of the COMMON STOCK.  The address of the transfer agent is 66 Exchange Place, Ste 100, Salt Lake City, Utah, 84111, U.S.A., and its telephone number is (801) 355-5740.  The shares of COMMON STOCK issued under this deed shall not have been registered and shall be characterized as “restricted securities” under the federal securities laws of the United States of America, and under such laws such shares may not be resold without registration under the United States Securities Act of 1933, as amended (the "Securities Act"), except pursuant to an applicable exemption from registration under the Securities Act (including sales effected under Rule 144)

 
The PURCHASER shall instruct its transfer agent to segregate shares of COMMON STOCK, having an aggregate value of 1,600,000 euros on a pro rata basis based on each SELLER’s ownership interest in Company, as the “INDEMNITY ESCROW SHARES.”  The INDEMNITY ESCROW SHARES shall be held for the purpose of securing the indemnification obligations of the SELLERS (including the STOCKHOLDER REPRESENTATIVE) under Clause 4 of this deed and shall be retained by the transfer agent until the release of the shares is authorized by the PURCHASER, as escrow agent (acting in such capacity, ESCROW AGENT), in accordance with the terms and conditions of the ESCROW AGREEMENT. The Parties agree that the INDEMNITY ESCROW SHARES shall be treated as owned by the SELLERS for all purposes, except if, and to the extent they are cancelled pursuant to the Escrow Agreement.  The text of ESCROW AGREEMENT is attached to this deed as ANNEX 2.
 
		5.
	With the execution of this deed, all the SELLERS consider themselves completely paid and settled and without the right to request or demand anything more from the PURCHASER and/or the COMPANY for any reason whatsoever, other than the SELLER’S rights under the promissory notes.

 

		6.
	In order to accept and deliver notices on behalf of the SELLERS and to administer this deed and any indemnification claims under Clause 4 (including the disposition of the INDEMNITY ESCROW SHARES), each SELLER hereby irrevocably appoints Juan de Navasqüés Dacal as the STOCKHOLDER REPRESENTATIVE to act on behalf of such SELLER and in such SELLER’s name, place and stead with respect to any and all matters under or related to this deed.  STOCKHOLDER REPRESENTATIVE shall act as attorney-in-fact for and on behalf of the SELLERS to (i) give and receive notices and communications to or from the PURCHASER relating to this deed or any of the transactions and other matters contemplated by this deed, (ii) pursuant to the Escrow Agreement, take decisions concerning any release of or offset against the INDEMNITY ESCROW SHARES in connection with SELLERS’ indemnification obligations under Clause 4 of this deed (including objecting to or resolving any indemnification claims made by PURCHASER hereunder); and (iii) take all actions necessary or appropriate in the judgment of the STOCKHOLDER REPRESENTATIVE for the accomplishment of the foregoing, in each case without having to seek or obtain the consent of any SELLER.  PURCHASER shall be entitled to rely on STOCKHOLDER REPRESENTATIVE as having full power, authority and discretion.

 
		7	

 
3 - SELLER'S REPRESENTATIONS AND WARRANTIES
 
THE SELLERS represent and warrant to the PURCHASER that:
 

		1)
	All of them have the necessary legal capacity to execute this deed and to comply with the obligations arising from it, and have all the necessary consents and authorizations to execute it.

 

		2)
	The representatives of those SELLERS which are legal entities are duly empowered for the present grant.

 

		3)
	None of the SELLERS has been declared in bankruptcy or similar or is involved in insolvency proceedings of any kind and there is no action or claim pending to that effect or any circumstances that may give rise to such proceedings.

 

		4)
	The execution and performance of this deed by the SELLERS does not imply: (i) the violation of any commitment, verbal or written, assumed by the SELLERS and/or the COMPANY; (ii) the contravention of any law, regulation or any other kind of rule; or (iii) the contravention of any judgment, pronouncement, order, writ, injunction, interdict, arbitration award or resolution of any other nature issued by any judicial or administrative authorities.

		5)
	The COMPANY is a mercantile company duly incorporated and registered in the Commercial Register, validly existing and with sufficient capacity to operate its business in the manner conducted to date, to own its assets and to transfer or otherwise dispose of them.

 

		6)
	The COMPANY has deposited the annual accounts for all the financial years and its Minutes Books, Register of Shareholders and accounting books are in process of being legalized and deposited. All these books have been drawn up in accordance with the regulations in force, as stated by the SELLERS. The SELLERS will make as many acts as may be necessary to complete the legalization and deposit of these books by the COMPANY as soon as possible

 

		7)
	There are no corporate resolutions other than those expressly contained in the Minutes Books of the COMPANY (which contain all the deliberations and resolutions adopted by the corporate bodies), and no acts and/or resolutions pending of notarization and/or registration.

 

		8)
	The COMPANY's corporate purpose is appropriate to its line of business and traffic and allows it to manage its assets and carry out its operations in the manner in which it has been doing so to date.

 

		9)
	THE SELLERS are the owners, in full ownership and by just and lawful title, of the SHARES representing 100% of the share capital of the COMPANY, free of all kinds of charges, encumbrances and/or limitations and fully paid up, and there is no third party with any right whatsoever over them.

 

		10)
	There are no options, subscription rights or other rights (whatever their form or nature) entitling to hold or subscribe or acquire shares in the COMPANY.

 

		11)
	The COMPANY financial statements (including the balance sheets and the profit and loss accounts) as of December 31 2020 attached by the SELLERS as ANNEX No 3 to this deed (collectively, the FINANCIAL STATEMENTS) and the financial statements (including the balance sheets and the profit and loss accounts) as of 30 September 2021 attached by the SELLERS as ANNEX No 4 (collectively, the INTERIM PERIOD FINANCIALS) provide a true and fair view of the net worth, assets, liabilities, financial position and profits of the COMPANY as of such dates, have been prepared on the basis of the accounting records of the COMPANY and in accordance with the applicable accounting regulations, do not contain any inaccuracies, inconsistencies or imprecision and all the elements, concepts and amounts that comprise them are accurate, correct and true. The application of the accounting regulations to these FINANCIAL STATEMENTS and INTERIM PERIOD FINANCIALS has been consistent with those applied in previous financial years.

 
The COMPANY does not have any debt or obligation that is not duly reflected in the INTERIM PERIOD FINANCIALS. The provisions reflected in the FINANCIAL STATEMENTS and in the INTERIM PERIOD FINANCIALS have been recorded in accordance with accounting regulations in force and are sufficient to meet the corresponding obligations. The amortizations reflected in the FINANCIAL 
 
		8	

 
STATEMENTS and in the INTERIM PERIOD FINANCIALS are sufficient and have been determined and applied in accordance with current accounting regulations. Likewise, all the COMPANY’s assets are also duly reflected and correctly registered in the INTERIM PERIOD FINANCIALS and the COMPANY is the owner of these assets by fair and legitimate title.

Between the date of the INTERIM PERIOD FINANCIALS and today's date, the COMPANY has not carried out any activities or entered into any arrangements or transactions (and no event or circumstance has taken place in the COMPANY) which is outside the ordinary course of business or which could materially affect the financial condition or net worth of the COMPANY as reflected in the INTERIM PERIOD FINANCIALS, and any material adverse change in the condition (financial or otherwise) or in the results of operations, assets or prospects of the COMPANY has occurred either. In particular, and without limitation, the COMPANY:

 
		a.
	has not suffered a material adverse change in its financial, market or business position or any damage to or loss in any of its assets;

 

		b.
	has not assumed any obligation for an amount greater than the ordinary obligations assumed up to the date of the INTERIM PERIOD FINANCIALS, neither has it entered into, signed or committed to sign any agreement from which such greater obligations arise, neither has it been obliged to sign any agreement with related parties, except for the agreement of debt conversion into equity of Excel Supplements Europe, SLU, in which the COMPANY was the sole shareholder prior to the disinvestment on [...];

 

		c.
	has not taken any action or signed or authorized the execution of any act outside the ordinary course of its business in accordance with its usual practice;

 

		d.
	has not sold, pledged, assigned, encumbered or otherwise disposed of its assets other than in the ordinary course of business, except for the disinvestment, requested by the PURCHASER and made by the COMPANY, of the shares that the COMPANY held in Doxel Petcare, S.L, and Excel Supplements Europe, SLU on [...] November 2021;

 

		e.
	has not waived or cancelled any claim or right it had against third parties at the date of the INTERIM PERIOD FINANCIALS;

 

		f.
	No rights whatsoever have been recognized, and no amounts have been paid, to its shareholders and/or directors, whether as dividends, distribution of reserves, restitution of contributions or for any other reason;

 

		g.
	has not extended, and has not committed itself to extend, any loans, bonds or guarantees in favor of third parties;

 

		h.
	has not failed to comply with any of its labor, social security, tax, contractual and/or administrative obligations of any kind; and

 

		i.
	has not waived, settled, or cancelled claims or rights, either judicial or extrajudicial, of which it was the holder against third parties.

 

		12)
	There is no encumbrance, lien or right of any kind whatsoever in favor of third parties on any of the assets of the COMPANY.

 

		13)
	The COMPANY does not owe any amounts to its shareholders, including but not limited to loans, royalties, dividends, capital refunds or credits, except for the payment obligations of the royalties payable after the date of this deed to the SELLER [REDACTED], pursuant to that certain Second Amendment To The Project NICAVA-ROI Agreement signed on [...] November 2021, a copy of which is attached hereto as ANNEX 4bis.

 
		9	

 

		14)
	The COMPANY has no proxies other than Mr. Juan de Navasqüés Dacal and Mr. Anibal Capuano, and that their powers are those contained in the respective power of attorney deeds recorded in the COMPANY’s sheet in the Commercial Register of Madrid.

 

		15)
	There are no shareholders agreements in the COMPANY other than the one entered into by the SELLERS and the COMPANY on 15 June 2018, which the SELLERS hereby terminate and leave without effect, with no right to claim anything from the COMPANY or the PURCHASER in relation to such shareholders agreement for any reason whatsoever.

 

		16)
	The COMPANY is the lessee of the premises mentioned in ANNEX No5 attached hereto, and there are no other documents or agreements of any kind (including verbal) others than those expressly listed in said Annex, that govern, apply and/or influence the lease relationships established therein. Furthermore, said premises are equipped with all the installations, machinery, equipment and furniture required for the COMPANY to carry out its business activities. The COMPANY is up to date with the payment of all the amounts payable as a result of the occupation and operation of the premises mentioned in the aforementioned Annex 5 (including supplies) and of the respective leasing relationships. There are also no real estate leases other than those mentioned in Annex 5.

 

		17)
	The COMPANY has signed with credit or financial institutions only the contracts, and amendments to contracts, listed in ANNEX No 6 attached hereto, which are in force, and there is no other document or agreement of any kind (including verbal) other than those expressly listed in said annex governing, applying and/or influencing the relations with said credit institutions. Likewise, the outstanding balance as of the date immediately preceding the date of this deed with each of the credit or financial institutions in respect of each of the credits, loans and financing of any kind is that expressly included in Annex no4.

		18)
	The COMPANY does not own any real estate, shares or interests in other companies or any other assets and rights not reflected in the FINANCIAL STATEMENTS, except for the shares of Doxel Petcare, S.L. and Excel Supplement Europe, S.L.U. which were the object of divesture on [...].

 

		19)
	The COMPANY has fair title to use of all software, hardware, peripherals and other IT elements at its disposal, and is not in breach with respect to or in connection with the use thereof.

 

		20)
	The COMPANY is the full owner of the Intellectual Property Rights listed in ANNEX No 7 attached hereto. “Intellectual Property Rights” means all intellectual property, proprietary, and industrial property rights whether protected, created or arising under the laws of Spain, Europe or any other jurisdiction, including the following:  (a) all fictional business names, trading names, trademarks and service marks; (b) all plant varieties, patents, patent applications, and inventions and discoveries that may be patentable; (c) all copyrights in both published works and unpublished works, including software; (d) all domain names, uniform resource locators, and other registrations associated with the Internet, and all web pages and websites; (e) all electronic mail addresses and social media accounts and registrations; and (f) all know-how, trade secrets, confidential information, customer lists, software, technical information, data, and process technology, plans.  The Company solely and exclusively owns all right, title, and interest in and to all Intellectual Property Assets, and possesses the valid and enforceable right to use and exploit all Intellectual Property Assets.  The Intellectual Property Assets owned by Company, together with any Intellectual Property Assets that is licensed by the Company, comprise all of the intellectual property used or held for use in the conduct of Company’s business.  All of the Intellectual Property Rights are fully in force and duly registered in the name of the COMPANY, the COMPANY is up to date with the payment of all the fees and amounts related thereto, and there is no charge, lien, license, controversy or right over such rights other than those expressly mentioned in the aforementioned Annex no 7. 

 
All Intellectual Property Rights are owned by the COMPANY or are used by virtue of license or any other fair and legitimate title that allows such use, and allows the COMPANY to carry out its business in the same way as it has been doing to date.  All licenses shall remain in full force and effect after the completion of the transactions contemplated by this deed, and the Company has not received any notices that it is in material violation of any of the terms or conditions of any license.  No claim or dispute is pending over any such Intellectual Property Rights, nor has any out-of-court claim been received in respect thereof.
 
		10	

 
		21)
	The COMPANY has regularly obtained and maintains in full force and effect all permits, licenses or authorizations necessary to carry out its activities, and may carry on the business that constitutes its corporate purpose without limitation (including, without limitation, any municipal, regional or state licenses for opening, operation, activity, works, installation, supervision, etc.). 

 
		22)
	The execution of this deed shall not result in the loss, alteration or modification of such permits, licenses and authorizations.

 
		23)
	The COMPANY has not entered into any contracts and agreements with third parties other than those expressly listed in ANNEX No 8 hereto, in respect of which the SELLERS declare that the COMPANY is in full compliance with all its obligations, including but not limited to the payment obligations arising therefrom. There is no novation or oral document or agreement modifying such contracts as listed and described in Annex no 8, and all contracts contained in said Annex are in full force and effect.

 
		24)
	The COMPANY has subscribed the insurance policies listed in ANNEX No 9 attached to this deed, and is in full compliance with all its obligations in relation to these policies, including payment of the premium. Likewise, all statements made by the COMPANY to the insurance companies about its activity, structure, business volume and any others related to the risk to be insured are and have always been true and accurate. No loss has occurred that has been reported to the aforementioned insurance companies, and no loss exists or have existed that has not been reported to the aforementioned companies.

 
		25)
	The COMPANY has promptly complied with all legal requirements regarding taxes, levies, duties, taxes, fees, contributions or charges of a similar nature required by an administrative authority ("Taxes"), in relation to any competent administrations (community, state, autonomous, provincial, municipal or other) in both material and formal aspects.

 
There is no obligation or debt of the COMPANY in relation to Taxes. The COMPANY has filed all tax returns in due time and form, maintains the supporting documentation in relation to taxes and the tax authorities have not requested clarification on any of these returns. There are not and there have not been (and if they existed, these have been closed and settled) any proceedings, appeals, inspections, enquiries or reviews of any other kind in relation to the COMPANY in relation to Taxes.
 
All payments made by the COMPANY to third parties that are subject to withholding tax have been made with the corresponding withholding tax, and the withholding tax has been paid to the tax authorities in compliance with all applicable regulations and laws.
 
The amount of the economic rights of a tax nature deriving from tax losses, tax refunds, incentives, deductions and amortization plans are fully in force and in accordance with the Law.
 
The COMPANY has complied with all the rules and regulations on related-party transactions and money laundering and has all the supporting documentation required by the aforementioned regulations.
 
The COMPANY has not used methods that involve deferring the payment of its taxes or used accounting alternatives that in practice involve delaying or deferring taxation. 
 
The COMPANY does not have any tax liabilities that, according to current accounting standards, should be duly reflected in the FINANCIAL STATEMENTS.
 
The COMPANY has not carried out any transactions that could give rise to future tax debts or liabilities.  
 
		11	

 
The COMPANY has complied with all its obligations in relation to all the grants and aid of all kinds it has received and there are no circumstances that could give rise to having to return or repay them.
 
		26)
	The COMPANY has filed all its Social Security declarations and is up to date with the payment of all the corresponding dues and contributions to that body.

 
The COMPANY has no employees other than those listed in ANNEX No 10 to this deed. All the current and past workers are correctly included in the Social Security system applicable to them and in the professional category corresponding to them according to the applicable Collective Bargaining Agreement and the COMPANY has complied and complies with all the provisions established in the employment contracts, in the applicable Collective Bargaining Agreement and in the applicable labour regulations.
 
The salary received by the COMPANY’s employees is that also mentioned in Annex No 10, and the employment relationships between the COMPANY and the employees mentioned in Annex No 10 are governed by the contracts mentioned in the aforementioned Annex, and there is no other document or agreement of any kind (including verbal) other than those expressly mentioned in the Annex that governs, applies and/or influences the employment relationships between the COMPANY and its employees and in particular the salary they receive. The COMPANY is fully up to date with the payment of salaries and has correctly paid and quoted contributions for all the items (including any salary adjustments arising from the Collective Bargaining Agreement) that it was required to pay and quote at any given time in accordance with the employment contracts, the applicable regulations and the applicable Collective Bargaining Agreement.
 
The COMPANY has quoted all the contributions corresponding to the salaries of the employees that it has had at all times, and complies and has complied at all times with all the requirements and regulations for applying rebates on Social Security contributions.
 
None of the business relationships that the COMPANY may have had with third parties (including agents, representatives and/or carriers) have been or can be qualified or understood as an employment relationship and, therefore, there are no contingencies, claims or obligations of an employment nature whatsoever by virtue of such relationships.
 
The COMPANY complies and has complied at all times with all its legal and contractual obligations regarding labor, social security, occupational risk prevention, occupational health and safety and occupational health and safety, as well as with the applicable Collective Bargaining Agreement.
 
There are no outstanding labour or social security debts, or debts or future commitments towards persons related or who have been related to the COMPANY in the past.
 
There are no pending claims of any kind in labor or social security matters, or labor or social security inspections, actions or proceedings in progress.
 
		27)
	There are no inspections, actions or proceedings underway regarding the COMPANY's compliance with data protection regulations, and the COMPANY is and has always been in full compliance with said regulations.

 
		28)
	The COMPANY is not involved in any administrative, judicial or arbitration proceedings, has not received any extrajudicial claim from any third party, and there are any circumstances that make it foreseeable that such proceedings may take place, except for a claim started by the COMPANY as claimant which has been favorably resolved for the COMPANY and is currently pending of execution.

 
		29)
	All the information and documentation relating to the activity of the COMPANY (understood in its broadest sense) is located at the registered office of the COMPANY and/or in the files and computer supports held by the latter, and the SELLERS undertake to provide all the collaboration necessary for the PURCHASER to be able to effectively access such information and documentation.

 
		12	

 
		30)
	The COMPANY complies and has complied at all times with all laws, regulations and standards that are or have been applicable to it at all times in the course of its activities, including environmental regulations.

 
		31)
	Other than Mr. [REDACTED], none of the SELLERS is a "U.S. Person" as defined in Rule 902(k) of Regulation S promulgated by the United States Securities and Exchange Commission under the Securities Act. Mr. [REDACTED] is an “accredited investor” as defined in Rule 501(a) promulgated under the Securities Act.

 
		32)
	Attached as ANNEX 11 sets forth all of the Company’s inventory, whether or not reflected in the INTERIM PERIOD FINANCIALS, of camelina grain and camelina seed (collectively, INVENTORY) as of the date of this deed.  ANNEX 9 lists the amount of packaged seed and raw seed owned by the Company at each warehouse, together with a range of the estimated clean out ratio for seed that is still to be conditioned and packaged.  All INVENTORY consists of a quality and quantity usable and salable in the ordinary course of business.  

 
		33)
	Attached as ANNEX 12 set for all tools, fixtures, machinery, equipment, trucks, automobiles, furniture, office furnishings, fixtures and other tangible property owned by the Company or in which the Company has any interest.  All such tangible personal property is in good operating condition and repair, reasonable wear and tear expected, and is usable in the ordinary course of business.

 
4 - OBLIGATION TO COMPENSATE (INDEMNIFICATION)
 
		1.
	THE SELLERS warrant to THE PURCHASER that each and every one of the representations and statements made by THE SELLERS in the Clause 3 above and in general in this deed are complete, accurate and absolutely true, and the SELLERS shall be liable to THE PURCHASER, proportionally to their participation on the COMPANY’s share capital,  (i) for any Damage (as defined below) caused to THE PURCHASER and/or THE COMPANY by reason of the inaccuracy, lack of completeness and/or incompleteness of any such representations and statements, and (ii) for any Damage that is caused to the COMPANY which has its origin prior to today's date as is materialized afterwards, whether or not detected in the limited due diligence process, and the PURCHASER and the COMPANY shall be fully indemnified and held harmless in respect thereof.

 
For the purposes of the preceding paragraph, Damage means any and all losses, liabilities, taxes, damages, fees, and any type of costs and expenses (including, without limitation, reasonable attorney’s and accountant’s fees and costs and expenses reasonably incurred in investigating, preparing, defending against, or prosecuting any claim or proceeding).  
 
Notwithstanding the foregoing, the following concepts are excluded from the definition of Damages and thus, the SELLERS will not be held liable for them:
 
		(i)
	Any indirect damage, loss of profit, moral damages or damages to image, or any kind of punitive damages either actual or potential.

 
		(ii)
	Damages suffered by the PURCHASER or a third party due to an alleged expectations’ frustration.

 
		(iii)
	Damages that are only contingent or that otherwise cannot be quantified, except for and until such damages result in a real and necessary payment by the PURCHASER before the expiration of the terms set out in the following paragraph.

 
		(iv)
	Damages resulting from acts or omissions of the PURCHASER after the date of this deed.

 
		(v)
	Damages derived from a legislative change or from the Supreme Court consolidated case law after the date of this deed.

 
		13	

 
		(vi)
	Damages that are originated, increased or continued after the date of this deed, through direct actions of the PURCHASER.

 
		2.
	Said liability and subsequent obligation to indemnify shall subsist, with regard to the contingencies, liabilities, obligations and responsibilities in tax, accounting, administrative, labor and Social Security matters, until the end of the legal time limitation period, and with regard to the remaining contingencies, liabilities, obligations and responsibilities, until 24 months after the signing of this deed.

 
		3.
	The SELLERS’ obligation to indemnify will be limited as follows:

 
		(i)
	The SELLERS will not be obliged to indemnify the PURCHASER for any individual claim unless such claim exceeds 5.000 euro (any issue that exceeds such amount will be an “Indemnifiable Claim”).

 
		(ii)
	The SELLERS will not be obliged to indemnify to the PURCHASER unless and until the aggregate amount of all the Damages resulting from Indemnifiable Claims exceed 20.000 euro (the “Franchise”), in which case the SELLERS’ obligations of indemnification will only apply with respect to the damages in excess to the Franchise; and

 
		(iii)
	The maximum aggregate liability payable by the SELLERS for all the Damages (the “Liability Limit”) will be:

 
		a.
	100% of the sale price for all Damages resulting from SELLERS’ breach of representations under paras. 1 to 6, 9, 10 and 25 of Clause 3; 

 
		b.
	50% of the Sale Price for Damages resulting from the inexact, inaccurate and/or incomplete representations made by the SELLERS under paras. 20, 26 and 32 of Clause 3; and

 
 
		c.
	20% of the Purchase Price for all Damages resulting from SELLERS’ inexact, inaccurate and/or incomplete representations under the remaining paras. of Clause 3.  Notwithstanding the foregoing, the limitations set forth in this Clause 3(iii)b. shall not apply to any claims, losses or Damages arising as a result of fraud, intentional misrepresentation or other willful misconduct.  

 
		4.
	In respect of any Damage for which the PURCHASER is entitled to indemnification pursuant to Clause 4, PURCHASER shall seek to offset the amount of such Damage first against the INDEMNITY ESCROW SHARES VALUE (as defined below), except to the extent that the amount of Damages claimed under Clause 4.3.(iii)a. exceeds the INDEMNITY ESCROW SHARES VALUE.  As provided in the Escrow Agreement, STOCKHOLDER REPRESENTATIVE shall have the option of paying or reimbursing to PURCHASER in cash the amount of such Damage instead of offsetting the same against the INDEMNITY ESCROW SHARES VALUE.  For purposes hereof, “INDEMNITY ESCROW SHARES VALUE” means the aggregate value of the INDEMNITY ESCROW SHARES, which value shall be determined by multiplying (y) the actual number of shares of INDEMNITY ESCROW SHARES then available for indemnification purposes under Clause 4, by (z) the CLOSING PER SHARE PRICE.  For avoidance of doubt, PURCHASER shall offset Damages against the INDEMNITY ESCROW SHARES VALUE by reducing the number of INDEMNITY ESCROW SHARES then available for indemnification by a number of shares of Common Stock (measured at the CLOSING PER SHARE PRICE) equal to the amount of such Damage, as more fully described in the Escrow Agreement.

 
		14	

 
Six months after the date, fifty percent (50%) of the INDEMNITY ESCROW SHARES less the sum of (i) that number of INDEMNITY ESCROW SHARES the aggregate INDEMNITY ESCROW SHARES VALUE of which is equal to total Damages that actually have been offset against the INDEMNITY ESCROW SHARES VALUE as of that date, and (ii) that number of INDEMNITY ESCROW SHARES the aggregate INDEMNITY ESCROW SHARES VALUE of which is equal to total Damages that have been claimed by PURCHASER but remain unpaid and outstanding (each, an “Outstanding Claim”), shall be released from the escrow to each SELLER.  On the first anniversary of this deed, the remaining balance of the INDEMNITY ESCROW SHARES less (i) that number of INDEMNITY ESCROW SHARES the aggregate INDEMNITY ESCROW SHARES VALUE of which is equal to total Damages that actually have been offset against the INDEMNITY ESCROW SHARES VALUE as of that date and (ii) that number of INDEMNITY ESCROW SHARES the aggregate INDEMNITY ESCROW SHARES VALUE of which is equal to any Outstanding Claims amount, shall be released from the escrow to each SELLER.  Any INDEMNITY ESCROW SHARES then attributable to Outstanding Claims shall continue to be retained in escrow by Escrow Agent in accordance with the Escrow Agreement until final resolution or settlement thereof between the PURCHASER and STOCKHOLDER REPRESENTATIVE regarding such Outstanding Claims, and shall thereafter be released in accordance with the terms of such settlement, resolution or judgment.
 
This escrow share guarantee is granted for a period of 12 months from the date of this deed. Notwithstanding this, in case on the date of expiration of the escrow share guarantee:
 
		a)
	Any arbitral procedure referred to in Clause 5.1 below started by the PURCHASER against the SELLERS before such expiration date was still pending of resolution; or 

 
		b)
	Any claim referred to in Clause 5.2 below (or an arbitration of the kind described in Clause 5.2 below) started by a third party against the COMPANY before such expiration date was still pending of resolution,

 
the guarantee will be automatically extended until a final and binding decision is taken in any and all procedures, claims and arbitrations, but only with respect to the amount that may arise out, for all concepts (principal, interests, penalties, costs ...), of such pending procedures, claims and arbitrations. The remaining INDEMNITY ESCROW SHARES should be released, where the case may be or in the appropriate extent after these procedures, claims and arbitrations end, to the SELLERS in proportion to their current shareholding percentage. 
 
 
It is reiterated herein that this escrow share guarantee, its expiration and/or its extension will not affect, restrict or limit in any way (i) the liability of each of the SELLERS with regard to the representations and statements made and the obligations jointly assumed by virtue of this deed in the terms foreseen therein, (ii) the obligations of indemnification assumed by the SELLERS pursuant to this deed and (iii) the duration of the liability and obligation of indemnifying set out in para.2 of this Clause 4.
 
5. - CLAIMS
 
5.1. Procedure in the event of claims made by the PURCHASER without prior complaint from a third party

 
		1.
	The PURCHASER shall notify the SELLERS of the existence of any damage, loss, cost, loss or damage which, in its opinion, entitles it to be indemnified in accordance with the provisions of this Deed. Such notice shall contain a description of the damage, detriment, cost, reduction in value or loss alleged and the grounds on which the PURCHASER considers that it is entitled to be indemnified in accordance with the provisions of this Deed. The SELLERS will not be liable for Damages not duly notified (in terms of timing, form and content) to the PURCHASERS if such failure to provide timely or proper notification materially and adversely impact’s the SELLERS’ ability to either cure or defend such claim.

 
 
		2.
	Within 7 days from receipt of the aforementioned notification, THE SELLERS shall state their position with respect to such damage, detriment, cost, lesser value or loss alleged as indemnifiable by THE PURCHASER. If it agrees with it or if within the aforementioned period of 7 days it says nothing in this respect, it shall indemnify THE PURCHASER with the amount claimed within a maximum period of 10 days from the end of the aforementioned period of 7 days. 

 
		15	

 
		3.
	If, on the other hand, the SELLERS do not agree with the existence of the obligation to indemnify or, as the case may be, with the amount of the damage, detriment, cost or loss, it shall inform the PURCHASER within the aforementioned period of 7 days, indicating in detail and in writing the reasons for disagreement. 

 
		4.
	If despite the aforementioned detailed reasons given by the SELLERS, the PURCHASER continues to believe that such damage, detriment, cost, lower value or loss exists, it may initiate arbitration proceedings in accordance with the provisions of Clause 12 below, in which the discrepancy between the parties is settled. Once the arbitration procedure is completed, the parties will be obliged to comply with the award issued.

 
5.2. Procedure in the event of complaints from third parties
 
		1.
	In the event of a claim by a third party against the COMPANY that may result in damage, harm, cost or loss that may be compensated in accordance with the provisions of this deed, THE PURCHASER shall inform THE SELLERS so that the latter may, if it so wishes, exercise, at the sole expense (including hypothetical orders of paying costs) of THE SELLERS, all the rights of defense and/or challenge against the claim made. 

 
		2.
	Such third party claim must be notified to the SELLERS within the first quarter of the time limit set for filing opposition in accordance with the applicable Procedural and Material Law or, if no time limit for filing opposition is provided by law, no later than five (5) working days after the PURCHASER becomes aware of the third party claim in question (hereinafter the "Notice of Third Party Claim"). The SELLERS will not be liable for Damages not duly notified (in terms of timing, form and content) to the PURCHASERS if such failure to provide timely or proper notification materially and adversely impact’s the SELLERS’ ability to either cure or defend such claim.

 
		3.
	The SELLERS shall be entitled, at its choice and at its own expense, to be represented by a lawyer of their choice and to exclusively defend the claim, in which case the PURCHASER must grant, or take the necessary steps for the COMPANY to grant power of attorney in favour of the SELLERS' appointed advisors for this purpose. 

 
		4.
	Within the second quarter of the period required to prepare and file opposition in accordance with the Procedural and Material Law applicable to the third party claim or, if no such period for filing opposition is provided by law, within five (5) business days after the Notice of Third Party Claim, the SELLERS shall communicate in writing to the PURCHASER whether or not they intend to defend such claim. In the absence of communication from the SELLERS within such period, the SELLERS shall be deemed to have waived the defense of such claim and such defense may be carried by the PURCHASER or, as the case may be, by the COMPANY at its sole discretion. 

 
		5.
	The conduct of the defense shall be at the sole discretion and responsibility of the Party conducting the defense and in any case trying to limit as much as possible the damage that may result from the Third Party claim and the economic or any other kind of damage that may be caused to the PURCHASER and the COMPANY. The costs of the defense of the claim will be borne in any case, regardless of the party that has assumed the defense of the claim, by the SELLERS, which will also bear the costs that may be imposed as a result of the claim.

 
		6.
	If, as a result of the claim, the COMPANY is finally obliged to pay any amount, the PURCHASER shall inform the SELLERS so that they may immediately pay it. If the SELLERS do not agree with the fact that they must assume such payment in accordance with the obligation to indemnify assumed in this deed, or if they do not make the full payment of what is claimed or in any other way do not fully comply with the result of the claim, the PURCHASER may initiate the arbitration proceedings provided for in Clause 13 below of this deed so that the arbitrator appointed may resolve the discrepancy between the parties in this respect and the fulfilment of the obligations of the SELLERS in accordance with the obligation to indemnify that they have assumed under the terms of this deed.

		16	

 

6. - CONTEMPORARY ACTS AND GRANTS
 
The PURCHASER undertakes to immediately after the formalization of this sale and purchase deed, adopt the corresponding agreements to remove the current director of the COMPANY and appoint new director/s, and to revoke the existing powers of attorney in the COMPANY, which shall be notarized today before the same Notary Public who authorizes this sale and purchase.
 
7. – NON COMPETE

		1.
	The SELLERS, except for [REDACTED], undertake not to carry out, either directly or indirectly (including but not limited to, through relatives and/or companies participated and/or controlled by members of the SELLERS and/or their relatives and/or fiduciaries of any kind), professional or business activities that imply direct or indirect competition with the activity of the COMPANY and, in particular, not in the development or commercialization of camelina for use as a feedstock for biofuels or for human food consumption, for a period of 2 years from today's date. The territorial scope of this prohibition of competition will comprise any and all territories where the COMPANY has activity or has had activity in the past and additionally, the United States of America.

 
		2.
	Likewise, during the same two-year period, the SELLERS, except for [REDACTED], shall not hire either directly or indirectly (including, but not limited to, through relatives and/or companies participated and/or controlled by members of the SELLERS and/or their relatives and/or fiduciaries of any kind), employees of the COMPANY, or present them proposals for collaboration.

 
		3.
	The SELLERS, except for [REDACTED], commit themselves not to develop, either directly or indirectly (including but not limited to, through relatives and/or companies participated and/or controlled by members of the SELLERS and/or their relatives and/or fiduciaries of any kind), professional or business activities that imply the elaboration, production or fabrication of camelina derivates for human feeding, animal feeding or biofuel or that imply in any way to use, employ or allocate camelina for human feeding, animal feeding or biofuel for a period of 2 years from today’s date.

 
		4.
	[REDACTED] only and exclusively commits itself, for a term of two (2) years as from today’s date, not to develop, either directly or indirectly (through companies participated and/or controlled by members of [REDACTED] and fiduciaries of any kind), or conduct any professional or business activities of production or use of Camelina Sativa as a feedstock for biofuel and or human feeding, and not to invest in companies which main activity is the production or use of Camelina Sativa as a feedstock for biofuel and/or for human feeding.

 
		5.
	It is made clear that the full compliance of the obligations stipulated in this Clause 7 is of essence.

 
As an exception to this clause, the Parties agree that the SELLERS can keep, directly or indirectly, stock and activities in the companies in which at today’s date they hold stock, irrespective of the activity of such companies. A list comprising such stock and activities that the SELLERS hold at today’s date related with the cultivation of camelina is enclosed hereto as ANNEX 13.

		7.
	DISINVESTMENT BY THE COMPANY

 
The parties agree that it has been an essential condition for granting this deed that prior to it, the COMPANY has disinvested its stock in the companies Doxel Petcare, S.L. and Excel Supplements Europe, SLU.

9.-  CONFIDENTIALITY
 
The parties shall maintain the strictest confidentiality as to the existence and terms of this Deed and its contents. Any disclosure shall be previously agreed by the parties, except in the event that such disclosure is required by an authority or by law.

		17	

 

10.- COSTS AND TAXES
 
The costs and taxes derived from the negotiation, formalization and execution of this deed shall be borne by the parties indicated below:
 
		a.
	The notarial costs of this deed shall be borne by the PURCHASER;

                
		b.
	The fees of advisors or other professionals who have been involved in the negotiation of this deed shall be borne by the party who in each case has hired them; and

 
		c.
	The taxes resulting from the formalization and execution of this deed shall be borne by the party determined in each case by Law.

 
11.- NOTIFICATIONS
 
		1.
	All notices required or permitted in this deed shall be sent by registered mail, bureau fax or by notarial channels. The parties designate as addresses for the purpose of notifications those set out in the headings of this deed of sale.

 
A change of any such address shall have no effect in relation to this contract and shall not be deemed to have occurred until the other party has been notified of the new address.

12.- MISCELLANEOUS
 
		1.
	The headings used in this deed are for reference purposes only and shall not affect its interpretation

 
		2.
	The unlawfulness, invalidity or ineffectiveness of any of the clauses of this deed shall not affect the effectiveness of the remaining clauses, provided that the rights and obligations of the parties arising from the deed are not affected in any essential way. Said clauses must be replaced or integrated with others which, being in accordance with the law, correspond to the purpose of those replaced.

 
		3.
	All Annexes form an integral part of this Deed, and are as valid and effective as if they were incorporated into the main body of this Deed.

 
		4.
	Any amendments to this deed must be made in writing in a document signed by the parties.

 
		5.
	Each of the SELLERS is jointly liable for any and all SELLERS’ obligations established or deriving from this deed and the businesses ruled therein.

 
13 - APPLICABLE LAW AND ARBITRATION
 
		1.
	The present sale and purchase of shares shall be governed by Spanish Law.

 
		2.
	Any litigation, dispute, claim or controversy arising out of or in connection with this deed, its breach, interpretation, termination or nullity shall be settled by arbitration in accordance with the Rules of the Court of Arbitration of the Madrid Bar Association.

 
		3.
	The arbitration shall be conducted in Madrid, in Spanish and by a sole arbitrator to be appointed by the Arbitral Court.

 
		4.
	The parties irrevocably submit to the award of the Arbitral Tribunal, expressly agree to comply with it and expressly waive any other jurisdiction or venue to which they may be entitled.

 
		5.
	In all matters not provided for in this clause, the parties submit to the Rules of Procedure of the designated Court, and hereby undertake to adopt a procedural attitude of good faith and to comply with the arbitral decisions and awards, without prejudice to their legal remedies.

 
		18	

 
14.- INVESTMENT FORMS
 
The representative of KIC INNOENERGY, SE shall deliver to me the corresponding form D-1B declaration of divestment to the Foreign Investment Register, duly completed, for the relevant purposes, and the representative of the BUYER PARTY shall deliver to me the corresponding form D-1A declaration of investment to the Foreign Investment Register, duly completed, also for the relevant purposes.

15 – TAX EXEMPTION
 
Pursuant to the provisions of Article 314 of the revised text of the Securities Market Law, approved by Royal Legislative Decree 4/2015, of 23 October, the legal transaction of transfer of shares formalized herein is exempt from Transfer Tax and Stamp Duty and Value Added Tax.
 
I made the legal and warnings 29th December 2021],
 
[SIGNATURE PAGES]
 
		19EX-4.1

 Exhibit 4.1 

APOLLO GLOBAL MANAGEMENT, INC. 

2019 OMNIBUS EQUITY INCENTIVE PLAN 

(As amended and restated as of January 1, 2022) 

Section 1. Purpose of Plan. 

The name of this plan is the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. The Plan was originally known as the Apollo
Global Management, LLC 2007 Omnibus Equity Incentive Plan and has been amended, restated and renamed, most recently as of January 1, 2022, to reflect the Merger (as defined below), at which time the Plan was assumed by Apollo Global Management,
Inc. (the former Tango Holdings, Inc.) from Apollo Asset Management, Inc. (which, prior to the Merger, was known as Apollo Global Management, Inc.). The purpose of the Plan is to provide additional incentive to selected employees, directors, and
other service providers of the Company, its Subsidiaries or Affiliates (as hereinafter defined) whose contributions are integral to the growth and success of the Company’s business, in order to strengthen the commitment of such persons to the
Company and its Subsidiaries and Affiliates, motivate such persons to faithfully and diligently perform their responsibilities and attract and retain competent and dedicated persons whose efforts shall result in the long-term growth and
profitability of the Company. To accomplish these purposes, the Plan provides that the Company may (or may cause a Subsidiary or Affiliate thereof to) grant (a) Options, (b) Share Appreciation Rights, (c) Awards of Restricted Shares,
Restricted Share Units, Performance Shares, unrestricted Shares or Other Share-Based Awards, or (d) any combination of the foregoing. 

Section 2. Definitions. 

For purposes of the Plan, the following terms shall be defined as set forth below: 

(a) “Administrator” means the Board, or if and to the extent the Board does not administer the Plan, the Committee, in
accordance with Section 3 hereof. 
 (b) “Affiliate” means, with respect to any Person, any other Person that directly
or indirectly through one or more intermediaries controls, is controlled by or is under common control with the Person in question. As used herein, “control” means the possession, direct or indirect, of the power to direct or cause
the direction of the management and policies of a Person, whether through ownership of voting securities, by contract or otherwise. 
 (c)
“AOG” means the Apollo Operating Group or a successor thereto. 
 (d) “AOG Unit” refers to a unit in the
Apollo Operating Group, which represents one limited partnership interest (or limited liability company interest, as applicable) in each of the limited partnerships and limited liability companies that comprise a part of the Apollo Operating Group
and any securities issued or issuable in exchange for or with respect to such AOG Units (i) by way of a dividend, split or combination of shares or (ii) in connection with a reclassification, recapitalization, merger, consolidation or
other reorganization, or any successor thereto. 
 (e) “Apollo Operating Group” has the meaning ascribed to such term in the
most recent Annual Report of the Company on Form 10-K, as filed with the SEC from time to time. 

(f) “Award” means, individually or collectively, any Option, Share Appreciation Right, Restricted Share, Restricted Share
Unit, Performance Share, unrestricted Share or Other Share-Based Award granted under the Plan. 
 (g) “Award Agreement”
means any written agreement, contract or other instrument or document evidencing an Award. 

 (h) A “Beneficial Owner” of a security is a Person who directly or
indirectly, through any contract, arrangement, understanding, relationship or otherwise has or shares: (i) voting power, which includes the power to vote, or to direct the voting of, such security; and/or (ii) investment power, which
includes the power to dispose, or to direct the disposition of, such security. The term “Beneficially Own” shall have a correlative meaning. 

(i) “Board” means the Board of Directors of the Company or any committee or subcommittee thereof that has been delegated, to
the fullest extent permitted by law, the full power and authority of the Board of Directors of the Company with respect to the Plan. 
 (j)
“Cause” means, unless otherwise provided in an applicable Award Agreement, a termination of employment or service, based upon a finding by the Company, acting in good faith based on the information then available to it, after the
occurrence of any of the following: (1) the Participant is convicted or charged with a criminal offense; (2) the Participant’s intentional violation of law in connection with any transaction involving the purchase, sale, loan or other
disposition of, or the rendering of investment advice with respect to, any security, futures or forward contract, insurance contract, debt instrument, financial instrument or currency; (3) the Participant’s dishonesty, bad faith, gross
negligence, willful misconduct, fraud or willful or reckless disregard of duties in connection with the performance of any services on behalf of the Company or any of its Affiliates or the Participant’s engagement in conduct which is injurious
to the Company or any of its Affiliates, monetarily or otherwise; (4) the Participant’s intentional failure to comply with any reasonable directive by a supervisor in connection with the performance of any services on behalf of the Company
of any of its Affiliates; (5) the Participant’s intentional breach of any material provision of an Award Agreement or any other agreements of the Company or any of its Affiliates; (6) the Participant’s material violation of any
written policies adopted by the Company or any of its Affiliates governing the conduct of persons performing services on behalf of the Company or such Affiliate or the Participant’s non-adherence to
policies and procedures or other applicable compliance manuals of the Company or any of its Affiliates; (7) the taking of or omission to take any action that has caused or substantially contributed to a material deterioration in the business or
reputation of the Company or any of its Affiliates, or that was otherwise materially disruptive to the business or affairs of the Company or any of its Affiliates; provided, however, that the term “Cause” shall not include for this
purpose any mistake of judgment made in good faith with respect to any transaction respecting a portfolio investment or account managed by the Company; (8) the failure by the Participant to devote a significant portion of time to performing
services as an agent of the Company without the prior written consent of the Company, other than by reason of death or Disability; (9) the obtaining by the Participant of any material improper personal benefit as a result of a breach by the
Participant of any covenant or agreement (including, without limitation, a breach by the Participant of the Company’s code of ethics or a material breach by the Participant of other written policies furnished to the Participant relating to
personal investment transactions or of any covenant, agreement, representation or warranty contained in any limited partnership agreement, limited liability company agreement or similar agreement); or (10) the Participant’s suspension or
other disciplinary action against the Participant by an applicable regulatory authority; provided, however, that if a failure, breach, violation or action or omission described in any of clauses (4) to (7) is capable of being cured, the
Participant has failed to do so after being given notice and a reasonable opportunity to cure. As used in this definition, “material” means “more than de minimis.” 

(k) “Change in Capitalization” means any (i) merger, consolidation, reclassification, recapitalization, spin-off, spin-out, repurchase or other reorganization or corporate transaction or event, (ii) distribution (whether in the form of cash, Shares, or other property),
share split or reverse share split, (iii) combination or exchange of shares, (iv) other change in structure, or (v) declaration of a distribution, which the Administrator determines, in its sole discretion, affects the Shares such
that an adjustment pursuant to Section 5 hereof is appropriate. 

  
 2 

 (l) “Class A Shares” means (i) prior to the Merger,
the shares of Class A common stock of the Company, and (ii) following the Merger, the shares of common stock of the Company, and in each case any equity securities issued or issuable in exchange for or with respect to such Class A
Shares (x) by way of a distribution, split or combination of shares or (y) in connection with a reclassification, recapitalization, merger, consolidation or other reorganization. 

(m) “Code” means the Internal Revenue Code of 1986, as amended and in effect from time to time. Any reference herein to a
specific section or sections of the Code shall be deemed to include a reference to any corresponding provision of any successor law. 
 (n)
“Committee” means the Board or any committee or subcommittee of the Board that is delegated the power and authority of the Board or committee, as applicable, to administer the Plan from time to time. Unless otherwise determined by
the Board, the Committee shall be composed entirely of individuals who meet the qualifications of a “non-employee director” within the meaning of Rule 16b-3
under the Exchange Act and any other qualifications required by the applicable stock exchange on which the Shares are listed. If at any time or to any extent the Board shall not administer the Plan, then the functions of the Administrator specified
in the Plan shall be exercised by the Committee. Except as otherwise provided in the Governing Documents, any action of the Committee with respect to the administration of the Plan shall be taken by a majority vote at a meeting at which a quorum is
duly constituted or by unanimous written consent of the Committee’s members. 
 (o) “Company” means, (i) prior to
the Merger, Apollo Global Management, Inc., a Delaware corporation (the name of which changed, upon the Merger, to Apollo Asset Management, Inc.), and (ii) following the Merger, Apollo Global Management, Inc. (formerly known as Tango Holdings,
Inc.), a Delaware corporation, any successors thereto or any continuation thereof. 
 (p) “Consultant” means a consultant or
advisor who is a natural person, engaged to render bona fide services to the Company or any Subsidiary or Affiliate thereof. 
 (q)
“Conversion” means the conversion of Apollo Global Management, LLC from a limited liability company to a corporation, which occurred on September 5, 2019. 

(r) “Disabled” shall have the meaning provided under Section 409A(a)(2)(C) of the Code and “Disability”
shall have a correlative meaning. Notwithstanding the foregoing or any other provision of this Plan, the definition of “Disabled,” “Disability” or any analogous term in an Award Agreement shall supersede the foregoing
definition; provided, however, that if no definition of “Disabled,” “Disability” or any analogous term is set forth in such Award Agreement, the foregoing definition shall apply. 

(s) “Eligible Recipient” means an employee, director, partner, Consultant, member, LLP member (as that term is used in the
Limited Liability Partnerships Act 2000 (UK)) of, or any other individual engaged by, the Company or any Subsidiary or Affiliate thereof, who has been selected as an eligible participant by the Administrator (and in respect of whom any reference to
“employment” shall be interpreted as including a reference to the Eligible Recipient’s engagement by the Company or any Subsidiary or Affiliate thereof, in any capacity (including, for the avoidance of doubt, as a member of a limited
liability partnership or similar vehicle), as the case may require). 
 (t) “EPV Plan” has the meaning provided in
Section 4 below. 
 (u) “Exchange Act” means the Securities Exchange Act of 1934, as amended, supplemented or restated
from time to time and any successor to such statute, and the rules and regulations promulgated thereunder. 
 (v) “Exercise
Price” means the per share price (if any) at which a holder of an Award granted hereunder may purchase the Shares issuable upon exercise of such Award. 

  
 3 

 (w) “Fair Market Value” as of a particular date shall mean the fair market
value as determined by the Administrator in its sole discretion; provided, however, that if the Share or other security is listed on a national securities exchange, the fair market value of such Share or other security on any date shall be
its closing sale price reported on such date. 
 (x) “Fund” means any pooled investment vehicle or similar entity sponsored
or managed (directly or indirectly) by the Company or any of its Subsidiaries. 
 (y) “Governing Documents” means the
certificate of incorporation and bylaws, or the successor governing documents, of the Company, as in effect from time to time. 
 (z)
“Investment” shall mean any investment (or similar term describing the results of the deployment of capital) as defined in the governing document of any Fund managed (directly or indirectly) by a member of the Apollo Operating
Group. 
 (aa) “LLC Agreement” means the Third Amended and Restated Limited Liability Company Agreement of Apollo Global
Management, LLC, dated as of March 19, 2018, as amended or amended and restated. 
 (bb) “LTIP Units” means Awards
issued with respect to AOG Units, as more fully described in Section 10 below. 
 (cc) “Merger” means, among other
things, the closing of the mergers of (i) Green Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Tango with and into the Company, with the Company renamed as Apollo Asset Management, Inc. and surviving as a
subsidiary of Tango, and (ii) Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Tango, with and into Athene Holding Ltd., a Bermuda exempted company, with Athene Holding Ltd. surviving as a subsidiary of
Tango, following which Merger the “Company” refers to Tango, which thereupon was renamed Apollo Global Management, Inc. and assumed the Plan from Apollo Asset Management, Inc. 

(dd) “Option” means an option to purchase Shares granted pursuant to Section 7 hereof. 

(ee) “Other Share-Based Awards” means a right or other interest granted to a Participant under the Plan that may be
denominated or payable in, valued in whole or in part by reference to, or otherwise based on or related to, Shares, including but not limited to restricted units, distribution equivalent rights, LTIP Units or performance units, each of which may be
subject to the attainment of performance goals or a period of continued employment or other terms or conditions as permitted under the Plan. 

(ff) “Participant” means any Eligible Recipient selected by the Administrator, pursuant to the Administrator’s authority
in Section 3 below, to receive an Award, and upon his or her death, his or her successors, heirs, executors and administrators, as the case may be. 

(gg) “Performance Shares” means Shares that are subject to restrictions based upon the attainment of specified performance
objectives granted pursuant to Section 9 below. 
 (hh) “Person” means any individual, corporation, firm, partnership,
joint venture, limited liability company, limited partnership, estate, trust, business association, organization, governmental entity or other entity. 

(ii) “Plan” means this Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (formerly known as the Apollo Global
Management, LLC 2007 Omnibus Equity Incentive Plan), as the same may be amended, modified or supplemented from time to time. 

  
 4 

 (jj) “Portfolio Company” means any Person in which any Fund owns an
Investment. 
 (kk) “Restricted Shares” means Shares subject to certain restrictions granted pursuant to Section 9
below. 
 (ll) “Restricted Share Units” means the right to receive Shares at the end of a specified period, or upon
specified dates, granted pursuant to Section 9 below. 
 (mm) “SEC” means the United States Securities and Exchange
Commission or any similar agency then having jurisdiction to enforce the Securities Act. 
 (nn)
“Section 409A” means Section 409A of the Code and U.S. Department of Treasury regulations and interpretative guidance issued thereunder. 

(oo) “Securities Act” means the Securities Act of 1933, as amended, supplemented or restated from time to time and any
successor to such statute, and the rules and regulations promulgated thereunder. 
 (pp) “Shares” means, (i) prior to
the Merger, the Company’s Class A Shares (as specified in the applicable Award Agreement) reserved for issuance under the Plan, and (ii) after the Merger, the Company’s shares of common stock, in each case as adjusted pursuant to
the Plan, and any successor (pursuant to a merger, consolidation or other reorganization) security. 
 (qq) “Share Appreciation
Right” means the right pursuant to an Award granted under Section 8 below to receive an amount equal to the excess, if any, of (i) the aggregate Fair Market Value, as of the date such Share Appreciation Right or portion thereof is
surrendered, of the Shares covered by such right or such portion thereof, over (ii) the aggregate Exercise Price of such right or such portion thereof. 

(rr) “Subsidiary” means, with respect to any Person, as of any date of determination, any other Person as to which such Person
owns or otherwise controls, directly or indirectly, more than 50% of the voting shares or other similar interests or a sole general partner interest or managing member or similar interest of such Person. 

(ss) “Tango” means Tango Holdings, Inc., a Delaware corporation, which, following the Merger, (i) changed its name to
Apollo Global Management, Inc., (ii) became the entity that the Plan refers to as the Company, and (iii) assumed the Plan. 

Section 3. Administration. 

(a) The Plan shall be administered by the Administrator and shall be administered in accordance with the requirements of, to the extent
applicable, Rule 16b-3 under the Exchange Act (“Rule 16b-3”). 

(b) Pursuant to the terms of the Plan, the Administrator, subject, in the case of any Committee, to any restrictions on the authority delegated
to it by the Board, shall have the power and authority, without limitation: 
 (1) to select those Eligible Recipients who
shall be Participants; 
 (2) to determine whether and to what extent Options, Share Appreciation Rights, Awards of
Restricted Shares, Restricted Share Units, Performance Shares, unrestricted Shares, Other Share-Based Awards or a combination of any of the foregoing, are to be granted hereunder to Participants; 

  
 5 

 (3) to determine the number of Shares to be covered by each Award granted
hereunder; 
 (4) to determine the terms and conditions, not inconsistent with the terms of the Plan, which shall govern all
Awards and Award Agreements (including, but not limited to, (i) the restrictions applicable to Awards and the conditions under which restrictions applicable to such Awards shall lapse, (ii) the performance goals and periods applicable to
Awards of Performance Shares, (iii) the Exercise Price, if any, of Awards, (iv) the vesting schedule (and, for unit Awards, Share issuance schedule) applicable to Awards, (v) the terms upon which Awards may be forfeited, (vi) the
number of Shares subject to Awards, and (vii) any amendments or modifications to the terms and conditions of outstanding Awards, including, but not limited to, reducing the Exercise Price of such Awards, extending the exercise period of such
Awards and accelerating the vesting schedule of such Awards); 
 (5) to determine the fair market value with respect to any
Award; 
 (6) to determine the duration and purpose of leaves of absence which may be granted to a Participant without
constituting a termination of the Participant’s employment for purposes of Options granted under the Plan; 
 (7) to
adopt, alter and repeal such administrative rules, guidelines and practices governing the Plan as it shall from time to time deem advisable; 

(8) to construe and interpret the terms and provisions of the Plan and any Award issued under the Plan (and any Award Agreement
relating thereto), and to otherwise supervise the administration of the Plan and to exercise all powers and authorities either specifically granted under the Plan or necessary and advisable in the administration of the Plan; 

(9) to delegate its authority, in whole or in part, under this Section 3 to two or more individuals (who may or may
not be members of the Board), subject to the requirements of applicable law or any stock exchange on which the Shares are listed; 

(10) to determine the manner and timing of sales or other dispositions of Shares received pursuant to an Award, including by
requiring that any such disposition occur on a date or dates designated by the Company or Administrator and/or pursuant to a block trade; and 

(11) to determine at any time whether, to what extent and under what circumstances and by what method or methods (including in
the form of cash or other property) Awards may be settled by the Company or any of its Subsidiaries or Affiliates. In the event of such determination, references to the Company shall be deemed to be references to the applicable Subsidiary or
Affiliate thereof for purposes of the Plan, as appropriate. 
 (c) All decisions made by the Administrator pursuant to the provisions of the
Plan shall be final, conclusive and binding on all Persons, including the Company and the Participants. No member of the Board or the Committee, nor any officer or employee of the Company or any Subsidiary or Affiliate thereof acting on behalf of
the Board or the Committee, shall be personally liable for any action, omission, determination or interpretation taken or made in good faith with respect to the Plan, and all members of the Board or the Committee and each and any officer or employee
of the Company and of any Subsidiary or Affiliate thereof acting on their behalf shall, to the maximum extent permitted by law, be fully indemnified and protected by the Company in respect of any such action, omission, determination or
interpretation. 

  
 6 

 Section 4. Shares Reserved for Issuance Under the Plan. 

(a) Subject to Section 5 hereof, the maximum number of Shares that may be delivered pursuant to Awards granted under the Plan was
95,000,000 Shares upon the 2011 amendment and restatement of the Plan, which number was adjusted as provided under the Plan prior to the Restatement Date and is subject to adjustment as provided herein (the “Share Limit”).
Notwithstanding the foregoing, the Share Limit shall be increased on the first day of each fiscal year beginning in calendar year 2019 by a number of Class A Shares equal to (x) the amount (if any) by which (i) 15% of the number of
outstanding Class A Shares of the Company and those AOG Units that are exchangeable for Class A Shares of the Company on a fully converted and diluted basis on the last day of the immediately preceding fiscal year exceeds (ii) the
number of Class A Shares then reserved and available for issuance under the Plan or the EPV Plan (i.e., subject to outstanding awards or available for new awards), or (y) such lesser amount by which the Administrator may decide to
increase the number of Class A Shares as of such date. The aggregate shares covered by awards granted during any fiscal year to or in respect of any single individual under the Plan or any EPV Plan may equal, but shall not exceed (under both
such plans collectively), (i) 10,000,000 shares subject to Options or Share Appreciation Rights or (ii) 10,000,000 shares subject to Restricted Shares, Restricted Share Units, Performance Shares, unrestricted Shares or Other Share-Based Awards.
Notwithstanding the foregoing, if the Company adopts another shareholder-approved equity incentive plan that permits the grant of Awards to estate planning vehicles (an “EPV Plan”) established for the exclusive benefit of Eligible
Recipients and/or their family members (as defined in Instruction A.1.(a)(5) of Form S-8 under the Securities Act, or a successor thereto, including estate planning vehicles in which the Eligible Recipient
and/or his or her family members own 100% of the equity interests and more than 50% of the voting interest), then the number of shares granted under such EPV Plan shall reduce the number of Shares available for grant under the Plan, and the number
of Shares granted under the Plan shall reduce the number of shares available for grant under such EPV Plan, unless expressly otherwise provided at the time of the approval of such EPV Plan by the Company’s shareholders. 

(b) Shares issued under the Plan may, in whole or in part, be authorized but unissued Shares or Shares that shall have been or may be
reacquired by the Company or an Affiliate or Subsidiary thereof in the open market, in private transactions or otherwise. If any Shares subject to an Award are forfeited, cancelled, exchanged or surrendered, or if an Award otherwise terminates or
expires without a distribution of Shares to the Participant, the Shares with respect to such Award shall, to the extent of any such forfeiture, cancellation, exchange, surrender, termination or expiration, again be available for outstanding or new
Awards under the Plan. 
 Section 5. Equitable Adjustments. 

In the event of any Change in Capitalization, an equitable substitution or proportionate adjustment shall be made, in each case, in the manner
to be determined by the Administrator, in its sole discretion, in (i) the aggregate number of Shares reserved for issuance under the Plan and the maximum number of Shares that may be subject to Awards granted to any Participant in any
calendar or fiscal year, (ii) the kind, number and Exercise Price subject to outstanding Options and Share Appreciation Rights granted under the Plan, (iii) the kind, number and purchase price of Shares subject to outstanding Awards of
Restricted Shares, Restricted Share Units, Performance Shares, unrestricted Shares or Other Share-Based Awards granted under the Plan, and (iv) annual Award limits or other value determinations (such as performance targets or vesting criteria)
applicable to Shares subject to outstanding Awards; provided, however, that any fractional Shares resulting from the adjustment shall be eliminated. Equitable substitutions or adjustments shall also be made if the Administrator determines in
its sole discretion that such adjustment is necessary in order to avoid an adverse impact on the value of any outstanding Award granted hereunder. Without limiting the generality of the foregoing, in connection with a Change in Capitalization, the
Administrator shall take such action as is necessary to adjust the outstanding Awards to reflect the Change in Capitalization, including, but not limited to, the cancellation of any outstanding Award granted hereunder in exchange for payment in cash
or other property of the aggregate fair market value of the Shares covered by such Award under the circumstances (unless otherwise elected by the 

  
 7 

 
Administrator, to the extent then vested), reduced by the aggregate Exercise Price or purchase price thereof, if any, or the cancellation of any exercisable vested awards (e.g., Options or
Share Appreciation Rights) not exercised within a specified period of time. Notwithstanding the foregoing, no such adjustment shall cause any Award that is subject to Section 409A to fail to comply with the requirements of such section,
provided that under no circumstances shall the Company, the Administrator or any Affiliate or agent thereof have any liability to any Participant or associated Person as a result of any such failure. The Administrator’s determinations
pursuant to this Section 5 shall be final, binding and conclusive. 
 Section 6. Eligibility. 

The Participants under the Plan shall be selected from time to time by the Administrator, in its sole discretion, from among Eligible
Recipients. 
 Section 7. Options. 

(a) General. Each Participant who is granted an Option shall enter into an Award Agreement with the Company, containing such terms and
conditions as the Administrator shall determine, in its discretion, which Award Agreement shall set forth, among other things, the Exercise Price of the Option, the term of the Option and provisions regarding exercisability of the Option granted
thereunder. The provisions of each Option need not be the same with respect to each Participant. More than one Option may be granted to the same Participant and be outstanding concurrently hereunder. Options granted under the Plan shall be subject
to the terms and conditions set forth in this Section 7 and shall contain such additional terms and conditions, not inconsistent with the terms of the Plan, as the Administrator shall deem desirable and set forth in the applicable Award
Agreement. 
 (b) Exercise Price. The Exercise Price of Shares purchasable under an Option shall be determined by the Administrator in
its sole discretion at the time of grant, provided that the Exercise Price of any Option shall not be less than 100% of the Fair Market Value of the Shares on the date of grant unless the Participant is not subject to Section 409A or the
Option is otherwise designed to be compliant with Section 409A. 
 (c) Option Term. The maximum term of each Option shall be
fixed by the Administrator, but no Option shall be exercisable more than ten years after the date such Option is granted. Each Option’s term is subject to earlier expiration pursuant to the applicable provisions in the Plan and the Award
Agreement. Notwithstanding the foregoing, the Administrator shall have the authority to accelerate the exercisability of any outstanding Option at such time and under such circumstances as it, in its sole discretion, deems appropriate. 

(d) Exercisability. Each Option shall be exercisable at such time or times and subject to such terms and conditions, including the
attainment of preestablished corporate performance goals, as shall be determined by the Administrator in the applicable Award Agreement. The Administrator may also provide that any Option shall be exercisable only in installments, and the
Administrator may waive such installment exercise provisions at any time, in whole or in part, based on such factors as the Administrator may determine in its sole discretion. Notwithstanding anything to the contrary contained herein, an Option may
not be exercised for a fraction of a Share. 
 (e) Method of Exercise. Options may be exercised in whole or in part by giving written
notice of exercise to the Company specifying the number of Shares to be purchased, accompanied by payment in full of the aggregate Exercise Price of the Shares so purchased in cash or its equivalent, as determined by the Administrator. As determined
by the Administrator, in its sole discretion, with respect to any Option or category of Options, payment in whole or in part may also be made (i) by means of consideration received under any cashless exercise procedure approved by the
Administrator (including the withholding of Shares otherwise issuable upon exercise), (ii) in the form of unrestricted Shares 

  
 8 

 
already owned by the Participant which, (x) in the case of unrestricted Shares acquired upon exercise of an Option, have been held by the Participant for such period as may be established
from time to time by the Administrator in order to avoid adverse accounting treatment under applicable accounting principles, and (y) have a Fair Market Value on the date of surrender equal to the aggregate Exercise Price of the Shares as to
which such Option shall be exercised, (iii) any other form of consideration approved by the Administrator and permitted by applicable law or (iv) any combination of the foregoing. 

(f) Rights as Shareholder. A Participant shall have no rights to distributions or any other rights of a shareholder with respect to the
Shares subject to an Option until the Participant has given written notice of exercise, has paid in full for such Shares, has satisfied the requirements of Section 13 hereof and, if requested, has given the representation described in paragraph
(b) of Section 14 hereof or in the applicable Award Agreement. 
 (g) Transfers of Options. Except as otherwise determined
by the Administrator, no Option granted under the Plan shall be transferable by a Participant other than by will or by the laws of descent and distribution. Unless otherwise determined by the Administrator in accordance with the provisions of the
immediately preceding sentence, an Option may be exercised, during the lifetime of the Participant, only by the Participant or, during the period the Participant is under a legal disability, by the Participant’s guardian or legal
representative. The Administrator may, in its sole discretion, subject to applicable law, permit the gratuitous transfer during a Participant’s lifetime of an Option, (i) by gift to a member of the Participant’s immediate family,
(ii) by transfer by instrument to a trust for the benefit of such immediate family members, or (iii) to a partnership or limited liability company in which such family members are the only partners or members; provided, however,
that, in addition to such other terms and conditions as the Administrator may determine in connection with any such transfer, no transferee may further assign, sell, hypothecate or otherwise transfer the transferred Option, in whole or in part,
other than by will or by operation of the laws of descent and distribution. Each permitted transferee shall agree to be bound by the provisions of this Plan and the applicable Award Agreement. 

(h) Termination of Employment or Service. 

(1) Unless the applicable Award Agreement provides otherwise, in the event that the employment or service of a Participant with
the Company or any Subsidiary or Affiliate thereof shall terminate for any reason other than Cause, Disability, or death, (x) Options granted to such Participant, to the extent that they are exercisable at the time of such termination, shall
remain exercisable until the date that is 90 days after such termination, on which date they shall expire, and (y) Options granted to such Participant, to the extent that they were not exercisable at the time of such termination, shall expire
at the close of business on the date of such termination. The 90-day period described in this Section 7(h)(1) shall be extended to one year after the date of such termination in the event of the
Participant’s death during such 90-day period. Notwithstanding the foregoing, no Option shall be exercisable after the expiration of its term. 

(2) Unless the applicable Award Agreement provides otherwise, in the event that the employment or service of a Participant with
the Company or any Subsidiary shall terminate on account of the Disability or death of the Participant, (A) Options granted to such Participant, to the extent that they were exercisable at the time of such termination, shall remain exercisable
until the date that is one year after such termination, on which date they shall expire and (B) Options granted to such Participant, to the extent that they were not exercisable at the time of such termination, shall expire at the close of
business on the date of such termination. Notwithstanding the foregoing, no Option shall be exercisable after the expiration of its term. 

(3) In the event of the termination of a Participant’s employment or service for Cause, all outstanding Options granted to
such Participant shall expire at the commencement of business on the date of such termination. 

  
 9 

 Section 8. Share Appreciation Rights. 

(a) General. Share Appreciation Rights may be granted either alone (“Standalone Rights”) or in conjunction with all or
part of any other Award granted under the Plan (“Tandem Rights”). Tandem Rights may be granted either at or after the time of the grant of such Award. The Administrator shall determine the Eligible Recipients to whom, and the time
or times at which, grants of Share Appreciation Rights shall be made, the number of Shares to be awarded, the price per Share, and all other conditions of Share Appreciation Rights. Notwithstanding the foregoing, no Tandem Right may be granted for
more Shares than are subject to the Award to which it relates and (unless the Participant is not subject to Section 409A or the Share Appreciation Right is otherwise designed to be compliant with Section 409A) any Share Appreciation Right
must be granted with an Exercise Price not less than the Fair Market Value of such Shares on the date of grant. The provisions of Share Appreciation Rights need not be the same with respect to each Participant. Share Appreciation Rights granted
under the Plan shall be subject to the following terms and conditions set forth in this Section 8 and shall contain such additional terms and conditions, not inconsistent with the terms of the Plan, as the Administrator shall deem desirable, as
set forth in the applicable Award Agreement. 
 (b) Awards. The prospective recipient of a Share Appreciation Right shall not have any
rights with respect to such Award, unless and until such recipient has executed an Award Agreement and delivered a fully executed copy thereof to the Company, within a period of 60 days (or such other period as the Administrator may specify) after
the award date. Participants who are granted Share Appreciation Rights shall have no rights as shareholders of the Company with respect to the grant or exercise of such rights. 

(c) Exercisability. 

(1) Share Appreciation Rights that are Standalone Rights (“Standalone Share Appreciation Rights”) shall be
exercisable at such time or times and subject to such terms and conditions as shall be determined by the Administrator at or after grant. 

(2) Share Appreciation Rights that are Tandem Rights (“Tandem Share Appreciation Rights”) shall be exercisable
only at such time or times and to the extent that the Awards to which they relate shall be exercisable in accordance with the provisions of Section 7 above and this Section 8 of the Plan. 

(d) Payment Upon Exercise. 

(1) Upon the exercise of a Standalone Share Appreciation Right, the Participant shall be entitled to receive up to, but not
more than, that number of Shares equal in value to the excess of the Fair Market Value of a Share as of the date of exercise over the price per Share specified in the Standalone Share Appreciation Right multiplied by the number of Shares in respect
of which the Standalone Share Appreciation Right is being exercised, with the Administrator having the right to determine the form of payment. 

(2) A Tandem Right may be exercised by a Participant by surrendering the applicable portion of the related Award. Upon such
exercise and surrender, the Participant shall be entitled to receive up to, but not more than, that number of Shares equal in value to the excess of the Fair Market Value of a Share as of the date of exercise over the Exercise Price specified in the
related Award (which price shall be no less than 100% of the Fair Market Value of such Share on the date of grant unless the Participant is not subject to Section 409A or the Tandem Right is otherwise designed to be compliant with
Section 409A) multiplied by the number of Shares in respect of which the Tandem Share Appreciation Right is being exercised, with the Administrator having the right to determine the form of payment. Awards that have been so surrendered, in
whole or in part, shall no longer be exercisable to the extent the Tandem Rights have been so exercised. 

  
 10 

 (3) Notwithstanding the foregoing, the Administrator may determine to settle
the exercise of a Share Appreciation Right in cash (or in any combination of Shares and cash). 
 (e)
Non-Transferability. 
 (1) Standalone Share Appreciation Rights shall be
transferable only when and to the extent that an Option would be transferable under Section 7 of the Plan. 
 (2) Tandem
Share Appreciation Rights shall be transferable only when and to the extent that the underlying Award would be transferable, if it were an Option, under Section 7 of the Plan. 

(f) Termination of Employment or Service. 

(1) In the event of the termination of employment or service with the Company, or any Subsidiary or Affiliate thereof, of a
Participant who has been granted one or more Standalone Share Appreciation Rights, such rights shall be exercisable at such time or times and subject to such terms and conditions as shall be determined by the Administrator at or after grant. 

(2) In the event of the termination of employment or service with the Company, or any Subsidiary or Affiliate thereof, of a
Participant who has been granted one or more Tandem Share Appreciation Rights, such rights shall be exercisable at such time or times and subject to such terms and conditions as set forth in the Award Agreement for the Award to which the Tandem
Share Appreciation Right relates. 
 (g) Term. 

(1) The term of each Standalone Share Appreciation Right shall be fixed by the Administrator, but no Standalone Share
Appreciation Right shall be exercisable more than ten years after the date such right is granted. 
 (2) The term of each
Tandem Share Appreciation Right shall be the term of the Award to which it relates, but no Tandem Share Appreciation Right shall be exercisable more than ten years after the date such right is granted. 

Section 9. Restricted Shares, Restricted Share Units and Performance Shares. 

(a) General. Awards of Restricted Shares, Restricted Share Units or Performance Shares may be issued either alone or in addition to
other Awards granted under the Plan. The Administrator shall determine the Eligible Recipients to whom, and the time or times at which, Awards of Restricted Shares, Restricted Share Units or Performance Shares shall be made; the number of Shares to
be awarded; the price, if any, to be paid by the Participant for the acquisition of Restricted Shares, Restricted Share Units or Performance Shares; the “Restricted Period” (as defined in the applicable Award Agreement), if any,
applicable to Awards of Restricted Shares or Restricted Share Units; the performance objectives applicable to Awards of Restricted Shares, Restricted Share Units or Performance Shares; and all other conditions of Awards of Restricted Shares,
Restricted Share Units and Performance Shares. The Administrator may also condition the grant of the award of Restricted Shares, Restricted Share Units or Performance Shares upon the exercise of Options, or upon such other criteria as the
Administrator may determine, in its sole discretion. If the restrictions, performance objectives and/or conditions established by the Administrator are not attained, a Participant shall forfeit his or her Restricted Shares, Restricted Share
Units or Performance Shares. The provisions of Awards of Restricted Shares, Restricted Share Units or Performance Shares need not be the same with respect to each Participant. 

  
 11 

 (b) Awards and Certificates. The prospective recipient of Awards of Restricted
Shares, Restricted Share Units or Performance Shares shall not have any rights with respect to any such Award, unless and until such recipient has executed an Award Agreement and delivered a fully executed copy thereof to the Company, within a
period of 60 days (or such other period as the Administrator may specify) after the award date. Except as otherwise provided below in this Section 9, (i) each Participant who is granted an Award of Restricted Shares or Performance Shares shall
be issued a certificate in respect of such Restricted Shares or Performance Shares (or such other appropriate evidence of ownership, including book entry, as determined by the Administrator), and (ii) such certificate (or other evidence of
ownership) shall be registered in the name of the Participant, and, if appropriate, shall bear a legend referring to the terms, conditions and restrictions applicable to any such Award. 

(1) The Company may require that any certificates evidencing Restricted Shares or Performance Shares granted hereunder be held
in the custody of the Company until the restrictions thereon shall have lapsed, and that, as a condition of any Award of Restricted Shares or Performance Shares, the Participant shall have delivered a power of attorney, endorsed in blank, relating
to the Shares covered by such Award. 
 (2) With respect to Awards of Restricted Share Units, at such times as are indicated
in the applicable Award Agreement, certificates (or such other appropriate evidence of ownership, including book entry, as determined by the Administrator) in respect of such Restricted Share Units shall be delivered to the Participant, or his legal
representative, in a number equal to the number of Shares the Participant is entitled to be issued pursuant to the terms of the Award Agreement. 

(c) Restrictions and Conditions. Awards of Restricted Shares, Restricted Share Units and Performance Shares granted pursuant to this
Section 9 shall be subject to the following restrictions and conditions and any additional restrictions or conditions as determined by the Administrator at the time of grant or thereafter: 

(1) Subject to the provisions of the Plan and except as otherwise provided in the Award Agreement governing any such Award,
during such period as may be set by the Administrator commencing on the date of grant, the Participant shall not be permitted to sell, transfer, pledge or assign Restricted Shares, Restricted Share Units or Performance Shares awarded under the Plan;
provided, however, that the Administrator may, in its sole discretion, provide for the lapse of such restrictions in installments and may accelerate or waive such restrictions in whole or in part based on such factors and such circumstances
as the Administrator may determine, in its sole discretion, including, but not limited to, the attainment of certain performance related goals, the Participant’s termination of employment or service as a director, partner or Consultant of the
Company or any Subsidiary or Affiliate thereof, and the Participant’s death or Disability. 
 (2) Except as otherwise
provided in the applicable Award Agreement, the Participant shall generally not have the rights of a shareholder with respect to Shares subject to Awards of Restricted Share Units until such Shares are issued in accordance with the terms of the
Award Agreement. Except as may be provided in the applicable Award Agreement, the Participant shall generally have the rights of a shareholder of the Company with respect to Restricted Shares or Performance Shares; provided, however, that
unless otherwise provided in the Award Agreement, the Participant shall not have rights to any distributions declared on unvested Restricted Shares or Performance Shares. 

  
 12 

 (3) The rights of a Participant, upon termination during the Restricted
Period of employment or service as a director or Consultant to the Company, or to any Subsidiary or Affiliate thereof, in respect of Awards of Restricted Shares, Restricted Share Units or Performance Shares granted to such Participant, shall be set
forth in the Award Agreement or another authorized written instrument and subject to the Plan. 
 Section 10. Other Share-Based
Awards. 
 (a) The Administrator is authorized to grant Awards to Participants in the form of Other Share-Based Awards, as deemed by the
Administrator to be consistent with the purposes of the Plan and as evidenced by an Award Agreement, including, but not limited to, Awards of LTIP Units, Awards of restricted units and unrestricted Shares and Awards that are valued in whole or in
part by reference to Shares, including Awards valued by reference to book value, fair value or performance of an Affiliate or Subsidiary, other interests or AOG Units, including distribution equivalent rights and performance units of any of the
foregoing. Other Share-Based Awards may be granted as free-standing Awards or in tandem with other Awards under the Plan. The Administrator shall determine the terms and conditions of such Awards, consistent with the terms of the Plan, at the date
of grant or thereafter, including any performance goals and performance periods. Shares or other securities or property delivered pursuant to an Award in the nature of a purchase right granted under this Section 10 shall be purchased for such
consideration, paid for at such times, by such methods, and in such forms, including, without limitation, Shares, other Awards, notes or other property, as the Administrator shall determine, subject to any required corporate action. The
Administrator may, in its sole discretion, settle such Other Share-Based Awards for cash or other property as appropriate. The provisions of Other Share-Based Awards need not be the same with respect to each Participant. 

(b) LTIP Units may be granted as free-standing Awards or in tandem with other Awards under the Plan, and may be valued by reference to the
Shares, and will be subject to such other conditions and restrictions as the Administrator, in its sole discretion, may determine, including, but not limited to, continued employment or service, computation of financial metrics and/or achievement of
pre-established performance goals and objectives. LTIP Unit Awards, whether vested or unvested, may entitle the Participant to receive, currently or on a deferred or contingent basis, distributions or
distribution equivalent payments with respect to the number of Shares corresponding to the LTIP Unit or other distributions from AOG and the Administrator may provide in the applicable Award Agreement that such amounts (if any) shall be deemed to
have been reinvested in additional Shares or LTIP Units. The LTIP Units granted under the Plan, subject to such terms and conditions as may be determined by the Administrator in its sole discretion, including, but not limited to the conversion
ratio, may be exchanged for Shares in accordance with applicable Company agreement(s) governing such exchanges. LTIP Units may be structured as “profits interests,” “capital interests” or other types of interests for federal
income tax purposes. The Administrator has the authority to determine the number of Shares underlying an Award of LTIP Units in light of all applicable circumstances, including performance-based vesting conditions, operating partnership
“capital account allocations,” partnership or other operating agreements with respect to AOG, the Code, or value accretion factors and conversion ratios. 

(c) Subject to the provisions of the Plan and except as otherwise provided in the Award Agreement governing any such Award, during such period
as may be set by the Administrator commencing on the date of grant, the Participant shall not be permitted to sell, transfer, pledge or assign any Other Share-Based Awards awarded under the Plan; provided, however, that the Administrator may,
in its sole discretion, provide for the lapse of such restrictions in installments and may accelerate or waive such restrictions in whole or in part based on such factors and such circumstances as the Administrator may determine, in its sole
discretion, including, but not limited to, the attainment of certain performance-related goals, the Participant’s termination of employment or service as a director, partner or Consultant of the Company or any Subsidiary or Affiliate thereof,
or the Participant’s death or Disability. 

  
 13 

 Section 11. Amendment and Termination. 

The Board may amend, alter or terminate the Plan, but, subject to Sections 5 and 17 of the Plan, no amendment, alteration or termination shall
be made that would materially impair the rights of a Participant under any Award theretofore granted without the Participant’s consent. Unless the Board determines otherwise, the Board shall obtain approval of the Company’s shareholders
for any amendment that would require such approval in order to satisfy the requirements of any rules of the stock exchange on which the Shares are listed or other law, in each case to the extent applicable. The Administrator may amend the terms of
any Award theretofore granted, prospectively or retroactively, but, subject to Sections 5 and 17, no such amendment shall materially impair the rights of any Participant without his or her consent. Notwithstanding the foregoing, a Participant’s
consent shall not be required to the extent the Administrator, in its sole discretion, determines that an amendment, alteration or termination of the Plan or an Award is required or advisable (i) in order for the Company, the Plan or the Award
to satisfy any law or regulation, to meet the requirements of any accounting standard or to correct an administrative error, or to reflect or give effect to a change in law, or (ii) to ensure compliance with the Exchange Act or another
applicable law, or any rules or regulations promulgated thereunder. 
 Section 12. Unfunded Status of Plan. 

The Plan is intended to constitute an “unfunded” plan for incentive compensation. With respect to any payments not yet made to a
Participant by the Company, nothing contained herein shall give any such Participant any rights that are greater than those of a general creditor of the Company. 

Section 13. Withholding Taxes. 

Each Participant shall, no later than the date as of which the value of an Award first becomes subject to tax for U.S. federal, state or local
income or other tax purposes and/or for any non-U.S. tax purposes, pay to the Company or any of its Subsidiaries or Affiliates (as determined by the Administrator), or make arrangements satisfactory to the
Administrator regarding payment of, any taxes of any kind required by law to be withheld or accounted for by the Company or any of its Subsidiaries or Affiliates with respect to the Award. The obligations of the Company under the Plan shall be
conditional on the making of such payments or arrangements, and the Company or its Subsidiaries or Affiliates shall, to the extent permitted by law, have the right to deduct any such taxes from any payment of any kind otherwise due to the
Participant. Whenever cash is to be paid pursuant to an Award granted hereunder, the Company or its Subsidiaries or Affiliates shall have the right to deduct therefrom an amount sufficient to satisfy any federal, state and local withholding tax
requirements (or local taxes required to be accounted for by the Company or its Subsidiaries or Affiliates) related thereto. Whenever Shares are to be delivered pursuant to an Award or taxes otherwise become due with respect to an Award, the Company
shall have the right to require the Participant to remit to the Company or its Subsidiaries or Affiliates in cash an amount sufficient to satisfy any federal, state and local withholding tax requirements (or local taxes required to be accounted for
by the Company or its Subsidiaries or Affiliates) related thereto. In addition, the Company or its Subsidiaries or Affiliates, and Participants who are subject to Section 16 of the Exchange Act in relation to the Company, may elect to satisfy
the foregoing requirement by withholding from delivery Shares having a value equal to not more than the amount of tax permitted to be withheld or paid without triggering liability accounting or other adverse accounting treatment under applicable
accounting standards (or, with the approval of the Administrator, (i) such method may be elected by a Participant who is not subject to Section 16, or (ii) a Participant may deliver already owned unrestricted Shares). Such shares
shall be valued at their fair market value on the date that the amount of tax to be withheld or paid is determined. Solely for this purpose, fractional share amounts shall be settled in cash. Such an election may be made with respect to all or any
portion of the Shares to be delivered pursuant to an Award. The Company, its Subsidiaries or Affiliates may also use any other method or procedure of obtaining the necessary payment or proceeds, as permitted by law, to satisfy their withholding or
other tax obligations with respect to any Option or other Award and the Participant shall comply with any reasonable requests made by the Company, its Subsidiaries or Affiliates to complete and execute documentation necessary to implement such
method or procedure. 

  
 14 

 Section 14. General Provisions. 

(a) Compliance with Law. Shares shall not be issued pursuant to the exercise of any Award granted hereunder unless the exercise of such
Award and the issuance and delivery of such Shares pursuant thereto shall comply with all relevant rules and provisions of law, including, without limitation, the Securities Act, the Exchange Act, the Dodd-Frank Wall Street Reform and Consumer
Protection Act, the requirements of any stock exchange upon which the Shares may then be listed, and the requirements for the treatment intended by the Company under applicable accounting rules, and shall be further subject to the approval of the
Administrator with respect to such compliance. The Company shall be under no obligation to register the Shares pursuant to the Securities Act or any other federal or state securities laws. Any disposition of Shares received pursuant to an Award
shall be subject to compliance with the foregoing rules, requirements and laws, as determined by the Administrator. 
 (b) Legending and
Other Considerations. The Administrator may require each Person acquiring Shares to represent to and agree with the Company in writing that such Person is acquiring the Shares without a view to distribution thereof. The certificates for such
Shares may include any legend that the Administrator deems appropriate to reflect any restrictions on transfer which the Administrator determines, in its sole discretion, arise under applicable securities laws or are otherwise applicable. All
certificates for Shares delivered under the Plan shall be subject to such stop-transfer orders and other restrictions as the Administrator may deem advisable under the rules, regulations, and other requirements of the SEC, any stock exchange upon
which the Shares may then be listed, and any applicable federal or state securities law, and the Administrator may cause a legend or legends to be placed on any such certificates to make appropriate reference to such restrictions. 

(c) Lock-Up Agreements. The Administrator may require a Participant receiving Shares pursuant to
the Plan, as a condition precedent to receipt of such Shares, to enter into a shareholder agreement or “lock-up” agreement in such form as the Board or the Committee shall determine is necessary or
desirable to further the Company’s interests. 
 (d) No Right to Continued Service. The adoption of the Plan shall not confer
upon any Eligible Recipient any right to continued employment or service with the Company or any Subsidiary or Affiliate thereof, as the case may be, nor shall it interfere in any way with the right of the Company or any Subsidiary or Affiliate
thereof to terminate the employment or service of any of its Eligible Recipients at any time. 
 (e) Governing Law; Venue; Waiver of Jury
Trial. The Plan and all Awards shall be governed by, interpreted under, and construed and enforced in accordance with the internal laws, and not the laws pertaining to conflicts or choices of laws, of the State of Delaware applicable to
agreements made and to be performed wholly within the State of Delaware. The agreed venue and method for resolving disputes relating to an Award Agreement or the Plan shall be as set forth in the applicable Award Agreement, or in the absence of such
provision, as applies to disputes relating to or arising out of the Participant’s service with the Company and its Affiliates, including the termination thereof. Unless otherwise specifically provided by explicit reference to the jury waiver
provision in this Section 14(e) in an applicable Award Agreement, each Participant, TO THE EXTENT NOT PROHIBITED BY APPLICABLE LAW THAT CANNOT BE WAIVED, WAIVES, AND COVENANTS THAT THE PARTICIPANT WILL NOT ASSERT (WHETHER AS PLAINTIFF,
DEFENDANT OR OTHERWISE) ANY RIGHT TO TRIAL BY JURY IN ANY ACTION ARISING IN WHOLE OR IN PART UNDER OR IN CONNECTION WITH THE PLAN OR ANY AWARD AGREEMENT, WHETHER ARISING BEFORE OR AFTER THE RESTATEMENT DATE, AND WHETHER SOUNDING IN CONTRACT, TORT OR
OTHERWISE, AND AGREES THAT ANY OF THE COMPANY OR ANY OF ITS AFFILIATES OR THE PARTICIPANT MAY FILE A COPY OF  

  
 15 

 
THIS PARAGRAPH WITH ANY COURT AS WRITTEN EVIDENCE OF THE KNOWING, VOLUNTARY AND BARGAINED-FOR AGREEMENT AMONG THE COMPANY AND ITS AFFILIATES, ON THE ONE
HAND, AND THE PARTICIPANT, ON THE OTHER HAND, IRREVOCABLY TO WAIVE ITS RIGHT TO TRIAL BY JURY IN ANY PROCEEDING WHATSOEVER BETWEEN THEM RELATING TO THE PLAN OR ANY AWARD AGREEMENT, AND THAT ANY SUCH PROCEEDING WILL INSTEAD BE TRIED IN A COURT OF
COMPETENT JURISDICTION BY A JUDGE SITTING WITHOUT A JURY. 
 (f) Certain Changes in Employment Status. Unless otherwise specifically
provided in the applicable Award Agreement or otherwise, an Award (including an Option) shall be affected, both with regard to vesting schedule and termination, by leaves of absence, changes from full-time to part-time employment, partial disability
or other changes in the employment status of a Participant, in the sole discretion of the Administrator. The Administrator shall follow applicable written policies (if any) of the Company, its Subsidiaries or Affiliates, including such rules,
guidelines and practices as may be adopted pursuant to Section 3 hereof, as they may be in effect from time to time, with regard to such matters. 

(g) Notices. All notices, requests, consents and other communications with respect to the Plan or any Award Agreement to any party shall
be deemed to be sufficient if contained in a written instrument delivered in person or sent by facsimile (provided a copy is thereafter promptly delivered as provided in this Section 14(g)) or by a nationally recognized overnight
courier. If to the Company, such notice shall be sent to Apollo Global Management, Inc., Attention: Global Head of Human Capital, 9 West 57th St. 48th Floor, New York, NY 10019. If to a Participant, such notice shall be delivered by hand or sent to
the last home address of such Participant on file with the Company. 
 (h) Regional Variation. The Administrator reserves the right to
authorize the establishment of, and to grant Awards pursuant to, annexes, sub-plans or other supplementary documentation as the Administrator deems appropriate in light of local laws, rules and customs. 

(i) Electronic Delivery. The Company may, in its sole discretion, decide to deliver any documents related to any Award by electronic
means or to request the Participant’s consent to participate in the Plan by electronic means. Each Participant, by accepting an Award, thereby consents to receive such documents by electronic delivery and, if requested, to participate in the
Plan through an online or electronic system established and maintained by the Company or a third party designated by the Company. 
 (j)
Section 16. It is the intent of the Company that the Plan satisfy, and be interpreted in a manner that satisfies, the applicable requirements of Rule 16b-3 as promulgated under
Section 16 of the Exchange Act so that Participants subject to Section 16 will be entitled to the benefit of Rule 16b-3, or any other rule promulgated under Section 16 of the Exchange Act, and
will not be subject to short-swing liability under Section 16 of the Exchange Act. Accordingly, if the operation of any provision of the Plan would conflict with the intent expressed in this Section 14(j), such provision to the extent
possible shall be interpreted and/or deemed amended so as to avoid such conflict. 
 (k) Severability. If any provision of the Plan or
an Award Agreement is held to be invalid, illegal or unenforceable, whether in whole or in part, such provision shall be deemed modified to the extent, but only to the extent, of such invalidity, illegality or unenforceability and the remaining
provisions shall not be affected thereby. 
 (l) Headings. The headings in the Plan and any Award Agreement are for purposes of
convenience only and are not intended to define or limit the construction of the provisions hereof or thereof. 

  
 16 

 Section 15. Effective Date. 

The Plan initially became effective upon adoption by the Board and approval by the shareholders as of October 23, 2007. The Plan as
amended, restated and renamed was adopted by the Board on June 19, 2019 and approved by the shareholders on June 20, 2019, in each case effective as of the twentieth day after the mailing of the associated information statement on Schedule
14C under the Exchange Act (the “Restatement Date”). 
 The Plan was amended and restated by the Board of the Company
(formerly Tango) effective as of the Merger on January 1, 2022, which Company upon such closing assumed the Plan from Apollo Asset Management, Inc. 

Section 16. Term of Plan. 

No Award shall be granted pursuant to the Plan on or after the tenth anniversary of the Restatement Date, but Awards theretofore granted may
extend beyond that date. The Board may suspend or terminate the Plan at any earlier date pursuant to Section 11 hereof. No Awards may be granted under the Plan while the Plan is suspended or after it is terminated. 

Section 17. Section 409A. 

To the extent applicable, this Plan and Awards issued hereunder shall be interpreted in accordance with Section 409A, including, without
limitation, any such regulations or other guidance that may be issued after the Restatement Date. Notwithstanding other provisions of the Plan or any Award Agreements thereunder, it is intended that no Award shall be granted, deferred, accelerated,
extended, paid out or modified under this Plan in a manner that would result in the imposition of an additional U.S. tax under Section 409A upon a Participant. In the event that it is reasonably determined by the Administrator that, as a result
of Section 409A, payments in respect of any Award under the Plan may not be made at the time contemplated by the terms of the Plan or the relevant Award Agreement, as the case may be, without causing the Participant holding such Award to be
subject to taxation under Section 409A, the Company may take whatever actions the Administrator determines necessary or advisable to comply with, or exempt the Plan and Award Agreement from the requirements of, Section 409A. Furthermore,
to the extent necessary to avoid the imposition of an additional tax under Section 409A, any payment of “deferred compensation” by the Company or any Subsidiary or Affiliate thereof (whether pursuant to the Plan or otherwise) arising
solely due to a “separation from service” (and not by reason of the lapse of a “substantial risk of forfeiture”), as such terms are used in Section 409A, to a Participant who is a “specified employee” as defined in
Code Section 409A(a)(2)(B)(i) and Treasury Regulation §1.409A-1(i)(1), shall be delayed (to the extent otherwise payable prior to such date) and paid on the first day following the six-month period beginning on the date of the Participant’s separation from service under Section 409A (or, if earlier, upon the Participant’s death). Neither the Company, the Administrator nor any
employee, director, advisor or representative of the Company or of any of its Affiliates shall have any (i) obligation to take any action to prevent the assessment of any penalty or tax on any Person under Section 409A for any Award, or
(ii) liability to Participants or other Persons with respect to this Section 17 or Section 409A taxes or penalties. 

Section 18. Set-Off. 

Unless otherwise expressly provided in an agreement between a Participant and the Company or an Affiliate, to the extent permitted by
Section 409A, the Company or any Affiliate, as applicable, shall have the right to offset against any amount owed to a Participant any amounts that are due by such Participant to the Company or any Affiliate but unpaid. 

  
 17 

 Section 19. Data Privacy. 

(a) For Participants who reside in the European Union or are associated with an Affiliate established in the European Union, the Company
processes personal data in association with such Participants’ participation in the Plan as described in the European Union privacy notice in effect under the Plan from time to time, which notice is available upon request from the
Company’s human capital department. 
 (b) For other Participants, and to the extent permitted by law, as a condition of receipt of any
Award, each Participant explicitly and unambiguously consents to the collection, use and transfer, in electronic or other form, of personal data as described in this Section 19 by and among, as applicable, the Company and its Affiliates for the
exclusive purpose of implementing, administering and managing the Participant’s participation in the Plan. This paragraph (b) applies to such other Participants. The Company and its Affiliates may hold certain personal information about a
Participant, including, but not limited to, the Participant’s name, home address and telephone number, date of birth, social security or insurance number or other identification number, salary, nationality, job title(s), any shares of stock
held in the Company or any of its Affiliates, details of all Awards, in each case, for the purpose of implementing, managing and administering the Plan and Awards (the “Data”). To the extent permitted by law, the Company and its
Affiliates may transfer the Data among themselves as necessary for the purpose of implementation, administration and management of a Participant’s participation in the Plan, and the Company and its Affiliates may each further transfer the Data
to any third parties assisting the Company and its Affiliates in the implementation, administration and management of the Plan. These recipients may be located in the Participant’s country, or elsewhere, and the Participant’s country may
have different data privacy laws and protections than the recipients’ country. To the extent permitted by law, through acceptance of an Award, each Participant authorizes such recipients to receive, possess, use, retain and transfer the Data,
in electronic or other form, for the purposes of implementing, administering and managing the Participant’s participation in the Plan, including any requisite transfer of such Data as may be required to a broker or other third party with whom
the Company or any of its Affiliates or the Participant may elect to deposit any Shares. A Participant may, at any time, view the Data held by the Company with respect to such Participant, request additional information about the storage and
processing of the Data with respect to such Participant, recommend any necessary corrections to the Data with respect to the Participant or refuse or withdraw the consents herein in writing, in any case without cost, by contacting his or her local
human capital representative. The Company may cancel the Participant’s ability to participate in the Plan and, in the Administrator’s sole discretion, the Participant may forfeit any outstanding Awards if the Participant refuses or
withdraws his or her consents as described herein. For more information on the consequences of refusal to consent or withdrawal of consent, Participants may contact the Company’s human capital department. 

[END OF PLAN] 

  
 18

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00338-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00338-of-00352.parquet"}]]