Document:

exv10w1

 

Exhibit 10.1*

On November 8, 2007 the Board of Directors of the Registrant adopted the resolutions set forth
below:

RESOLVED, that the relevant section of each stock option, restricted stock and stock appreciation
rights plan listed below is hereby amended as set forth below:

1993 Stock Option Plan for Officers and Key Employees

     12. Adjustments upon Changes in Capitalization

          (a) The
Board may at anytime shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option, the exercise price and the number of shares
as to which such option shall be exercisable, in the event of changes in the outstanding Common
Stock of the Company by reason of any stock dividend, split-up, reorganization, liquidation, and
the like. In the event of any such change in the outstanding Common Stock of the Company, the
aggregate number of shares as to which options may be granted under the Plan shall be appropriately
adjusted by the Board, whose determination shall be conclusive. No adjustment shall be made in the
requirements set forth in paragraph 7 with respect to the minimum number of shares that must be
purchased upon any exercise.

1994 Stock Option Plan for Officers and Key Employees

     12. Adjustments upon Changes in Capitalization

          (a) The
Board may at anytime shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option, the exercise price and the number of shares
as to which such option shall be exercisable, in the event of changes in the outstanding Common
Stock of the Company by reason of any stock dividend, split-up, reorganization, liquidation, and
the like. In the event of any such change in the outstanding Common Stock of the Company, the
aggregate number of shares as to which options may be granted under the Plan shall be appropriately
adjusted by the Board, whose determination shall be conclusive. No adjustment shall be made in the
requirements set forth in paragraph 7 with respect to the minimum number of shares that must be
purchased upon any exercise.

1996 Stock Option Plan for Officers and Key Employees

     12. Adjustments upon Changes in Capitalization

	 	(a)	 	The Board may at anytime shall make such provision as it shall consider appropriate for the
adjustment of the number and class of shares covered by each option, the exercise price
and the number of shares as to which such option shall be exercisable, in the event of
changes in the outstanding Common Stock of the Company by reason of any stock dividend,
split-up, reorganization, liquidation, and the like. In the event of any such change in
the outstanding Common Stock of the Company, the aggregate number of shares as to which
options may be granted under the Plan shall be appropriately adjusted by the Board,
whose determination shall be conclusive. No adjustment shall be made in the
requirements set forth in paragraph 7 with respect to the minimum number of shares that
must be purchased upon any exercise.

          1998 Stock Option Plan for Officers and Key Employees

     12. Adjustments upon Changes in Capitalization

*   Indicates
a management or compensatory plan or arrangement.

27

 

          (a) The Board shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option, the exercise price and the number of shares
as to which such option shall be exercisable, in the event of changes in the outstanding Common
Stock of the Company by reason of any stock dividend, split-up, reorganization, liquidation, and
the like. In the event of any such change in the outstanding Common Stock of the Company, the
aggregate number of shares as to which options may be granted under the Plan shall be appropriately
adjusted by the Board, whose determination shall be conclusive. No adjustment shall be made in the
requirements set forth in paragraph 7 with respect to the minimum number of shares that must be
purchased upon any exercise.

     1999 Stock Option Plan for Officers and Key Employees

     12. Adjustments upon Changes in Capitalization

          (a) The
Board may at anytime shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option, the exercise price and the number of shares
as to which such option shall be exercisable, in the event of changes in the outstanding Common
Stock of the Company by reason of any stock dividend, split-up, reorganization, liquidation, and
the like. In the event of any such change in the outstanding Common Stock of the Company, the
aggregate number of shares as to which options may be granted under the Plan shall be appropriately
adjusted by the Board, whose determination shall be conclusive. No adjustment shall be made in the
requirements set forth in paragraph 7 with respect to the minimum number of shares that must be
purchased upon any exercise.

     2000 Stock Option Plan for Officers and Key Employees

     12. Adjustments upon Changes in Capitalization

          (a) The
Board may at anytime shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option, the exercise price and the number of shares
as to which such option shall be exercisable, in the event of changes in the outstanding Common
Stock of the Company by reason of any stock dividend, split-up, reorganization, liquidation, and
the like. In the event of any such change in the outstanding Common Stock of the Company, the
aggregate number of shares as to which options may be granted under the Plan shall be appropriately
adjusted by the Board, whose determination shall be conclusive. No adjustment shall be made in the
requirements set forth in paragraph 7 with respect to the minimum number of shares that must be
purchased upon any exercise.

     2001 Stock Option and Restricted Stock Plan of Standard Microsystems Corporation

     12. Adjustments upon Changes in Capitalization

	(a)	 	The Board may at anytime shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option or award and the price as to which an
option shall be exercisable, in the event of changes in the outstanding Common Stock of the
Company by reason of any stock dividend, split-up, reorganization, liquidation, and the like.
In the event of any such change in the outstanding Common Stock of the Company, the aggregate
number of shares as to which options and awards may be granted under the Plan shall be
appropriately adjusted by the Board, whose determination shall be conclusive. No adjustment
shall be made in the requirements set forth in paragraph 7 with respect to the minimum number
of shares that must be purchased upon any exercise of an option.

     2003 Stock Option and Restricted Stock Plan

     12. Adjustments upon Changes in Capitalization

28

 

     (a) The
Board shall make such provision as it shall consider appropriate for the adjustment of
the number and class of shares covered by each option or award and the price as to which an option
shall be exercisable, in the event of changes in the outstanding Common Stock of the Company by
reason of any stock dividend, split-up, reorganization, liquidation, and the like. In the event of
any such change in the outstanding Common Stock of the Company, the aggregate number of shares as
to which options and awards may be granted under the Plan shall be appropriately adjusted by the
Board, whose determination shall be conclusive. No adjustment shall be made in the requirements set
forth in paragraph 7 with respect to the minimum number of shares that must be purchased upon any
exercise of an option.

2005 Inducement Stock Option and Restricted Stock Plan of Standard Microsystems Corporation

          12. Adjustments upon Changes in Capitalization

     (a) The
Board shall make such provision as it shall consider
appropriate for the adjustment of the number and class of shares covered by each
Option or Award and the price as to which an Option shall be exercisable, in the
event of changes in the outstanding Common Stock of the Company by reason of any
stock dividend, split-up, reorganization, liquidation, and the like. In the
event of any such change in the outstanding Common Stock of the Company, the
aggregate number of shares as to which Options and Awards may be granted under
the Plan shall be appropriately adjusted by the Board, whose determination shall
be conclusive. No adjustment shall be made in the requirements set forth in
paragraph 7 with respect to the minimum number of shares that must be purchased
upon any exercise of an Option.

29exv4w1

 

Exhibit 4.1

 

 

ION GEOPHYSICAL CORPORATION

THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS THE POWERS,
DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH
CLASS OF STOCK OR SERIES THEREOF OF THE CORPORATION, AND THE QUALIFICATIONS, LIMITATIONS OR
RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. SUCH REQUEST MAY BE MADE TO THE CORPORATION, OR TO
THE TRANSFER AGENT OF THE CORPORATION.

     The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	TEN COM	 	- as tenants in common	 	UNIF GIFT MIN ACT-.  . . . . . . . . . . . . . .Custodian . . . . . . . . . . . . . . . . . . . . 
	 

	 	 	 	 	 	 	 	                     (Cust)
	 	 	 	               (Minor)	 	 	 	 
	 	 	TEN ENT	 	- as tenants by the entireties	 	 	 	under Uniform Gifts to Minors Act. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
	 	 	 	 	 	 	 	 	 	 	 	 	     (State)	 	 
	 	 	JT TEN	 	- as joint tenants with right of survivorship	 	UNIF TRF MIN ACT. . . . . . . . . . . . . . . . . . . . . .Custodian (until age. . . . . . . ). . . . . . . . .  . .
	 

	 	 	 	   and not as tenants in common
	 	 	 	          (Cust)
	 	 	 	          (Minor)	 	 
	 	 	 	 	 	 	 	 	under Uniform Transfers to Minors Act. . . . . . . . . . . . . . . .
	 	 	 	 	 	 	 	 	 	 	 	 	          (State)	 	 
	 	 	 	 	Additional abbreviations may also be used though not in the above list.	 	 	 	 	 	 	 	 

For value received,                                       
  hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

	 	 	 
	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
	 	 
	 
	 	 
	 
	 
	 
	 	 
	 
	 
	 	 
	 

	 	Shares
	 

represented by the within Certificate, and do hereby irrevocably constitute and appoint

	 	 
	 
	 	 
	 

	 	Attorney
	 

to transfer the said shares on the books of the within-named Corporation with full power of substitution in the premises.

	 	 

	 	 	 	 	 	 	 	 	 
	Dated:

	 	 	 	 	 	20	 	 
	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 
	Signature:
	 	 	 	 	 	 	 	 
	 	 	 
	 
	 	 	 	 	 	 	 	 
	Signature:
	 	 	 	 	 	 	 	 
	 	 	 
	 
	 	 	 	 	 	 	 	 
	 	 	Notice:	 	
The signature to this assignment must correspond with the name
as written upon the face of the certificate, in every particular,
without alteration or enlargement, or any change whatever.

Signature(s) Guaranteed: Medallion Guarantee Stamp

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks,
Stockbrokers, Savings and Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00134-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00134-of-00352.parquet"}]]