Document:

Exhibit 4.1

 Exihit 4.1 
  

FIRST MODIFICATION TO 
 AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT 
  
 THIS FIRST MODIFICATION TO AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (this “Modification”), made this 6th day of August, 2004, but effective for all purposes as of June
30, 2004, is by and among (i) CITIZENS BANK OF PENSYLVANIA, a Pennsylvania state chartered bank (“Citizens Bank”), acting in its capacity as a Lender, as the Swing Line Lender and as the Administrative Agent for the
Lenders (hereinafter defined), having offices at 8521 Leesburg Pike, Suite 405, Vienna, Virginia 22182; (ii) KEYBANK NATIONAL ASSOCIATION, a national banking association (“Key Bank”), acting in its capacity as a Lender
and as the Documentation Agent for the Lenders, having offices at 127 Public Square, Cleveland, Ohio 44114; (iii) certain other “Lender” parties to the Credit Agreement (hereinafter defined) from time to time (together with Citizens Bank
and Key Bank, each acting in its capacity as a Lender, each, a “Lender” and collectively the “Lenders”); and (iv) MANTECH INTERNATIONAL CORPORATION, a Delaware corporation
(“MIC”), together with certain subsidiaries and affiliates of MIC and other “Borrower” parties to the Credit Agreement from time to time (each, a “Borrower” and collectively, the
“Borrowers”). For purposes of this Modification, all capitalized terms used but not defined herein shall have the meanings attributed to such terms in the Credit Agreement. 
  
 W I T N E S S E
T H   T H A T: 
  
 WHEREAS, pursuant to that certain Amended and Restated Credit and Security Agreement dated as of February 25, 2004 (as the same may be amended or modified from time to time, the “Credit Agreement”), by
and among the Borrowers, the Lenders and the Agents, the Borrowers obtained a credit facility and certain other financial accommodations (collectively, the “Credit Facility”) from the Lenders, evidenced by the Notes and
secured by, among other things, certain collateral more fully described in Section 3.1 of the Credit Agreement; and 
  
 WHEREAS, pursuant to the Borrowers’ written request attached as Exhibit A hereto, the Borrowers have requested
that the “Continued Profitability” covenant set forth in Section 6.15(e) of the Credit Agreement be modified for the fiscal quarter ending June 30, 2004; 
  
 WHEREAS, the Lenders have agreed to amend the “Continued Profitability” covenant set forth in
Section 6.15(e) of the Credit Agreement, as requested by the Borrowers, subject to, among other things, the terms, covenants, agreements and limitations set forth in this Modification, as hereinafter provided. 
  
 NOW, THEREFORE, in consideration of the foregoing premises and other
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound, the parties hereby agree as follows: 
  

1. The foregoing recitals are hereby incorporated herein by this reference and made a part hereof, with the same force and effect as if fully set forth
herein. 
  
 2. Section 6.15(e) of the Credit Agreement is hereby
deleted in its entirety and the following substituted in lieu thereof: 
  
 “(e) Continued Profitability. The Borrowers, on a consolidated basis, shall not sustain or incur negative Net Income for any fiscal quarter throughout the term of the Loan. Notwithstanding the foregoing, the Borrowers may, on a
consolidated basis, sustain or incur negative Net Income solely for their fiscal quarter ending 

 June 30, 2004; provided that (i) the negative Net Income for such fiscal quarter shall not exceed Six
Million and No/100 Dollars ($6,000,000.00), and (ii) had the operating results from ManTech MSM Security Services, Inc., a Maryland corporation, been excluded from the Borrowers’ consolidated operations for such fiscal quarter, the Borrowers
would not have sustained or incurred negative Net Income for such fiscal quarter. For purposes of calculating Net Income hereunder, extraordinary, non-cash non-recurring losses arising from the discontinuance of any operations of the Borrowers and
non-Borrower Affiliates listed in Schedule 7.1(c) hereto, in an aggregate amount not to exceed the corresponding maximum allowable loss amount thereof set forth on Schedule 7.1(c) hereto, shall be
excluded.” 
  
 3. Each Borrower hereby represents, warrants,
acknowledges and agrees that (i) there are no set-offs or defenses against the Notes, the Credit Agreement or any other Loan Document; (ii) except as specifically amended hereby, all of the terms and conditions of the Notes, the Credit Agreement and
the other Loan Documents shall remain unmodified and in full force and effect; (iii) the Notes, the Credit Agreement (as modified hereby) and the other Loan Documents are hereby expressly approved, ratified and confirmed; (iv) the execution,
delivery and performance by each Borrower of this Modification (a) is within its corporate powers, (b) has been duly authorized by all necessary corporate action, and (c) does not require the consent or approval of any person or entity which has not
already been obtained; and (v) as of the date hereof, (a) no Event of Default has occurred or exists under the Notes, the Credit Agreement or any other Loan Document, (b) no act, event or condition has occurred or exists which, with notice or the
passage of time, or both, would constitute an Event of Default under the Note, the Credit Agreement or any other Loan Document, and (c) all of the representations and warranties set forth in the Credit Agreement and the other Loan Documents are true
and correct with the same force and effect as though made on and as of the date hereof (unless (i) any such representation and warranty specifically relates to an earlier date, or (ii) the Borrowers are unable to remake and redate any such
representation or warranty, have previously disclosed the same to the Administrative Agent and the Lenders in writing, and such inability does not constitute or give rise to an Event of Default). 
  
 4. Each Borrower, on its own behalf and for and on behalf of its successors
and assigns, hereby jointly and severally, knowingly and voluntarily RELEASES, DISCHARGES, and FOREVER WAIVES and RELINQUISHES any and all claims, demands, obligations, liabilities, defenses, affirmative defenses, setoffs, counterclaims, actions,
and causes of action of whatsoever kind or nature, whether known or unknown, which it has, may have, or might have or may assert now or in the future against the Agents or any Lender directly or indirectly, arising out of, based upon, or in any
manner connected with any transaction, event, circumstance, action, failure to act, or occurrence of any sort or type, in each case related to, arising from or in connection with the Credit Facility, whether known or unknown, and which occurred,
existed, was taken, permitted, or begun prior to the date hereof. Without limiting the foregoing, each Borrower acknowledges that, at all times prior to and through the date hereof, the Agents and Lenders have acted in good faith and have conducted
themselves in a commercially reasonable manner in their relationship with the Borrowers in connection with the Credit Facility; such Borrower hereby waiving and releasing any claims to the contrary. 
  
 5. Each Borrower acknowledges (i) that it has participated in the negotiation
of this Modification, and no provision of this Modification shall be construed against or interpreted to the disadvantage of any party hereto by any court or other governmental or judicial authority by reason of such party having or being deemed to
have structured, dictated or drafted such provision; (ii) that it has had access to an attorney of its choosing in the negotiation of the terms of and in the preparation and execution of this Modification, and it has had the opportunity to review,
analyze, and discuss with its counsel this Modification, and the underlying factual matters relevant to this Modification, for a sufficient 
  

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 period of time prior to the execution and delivery hereof; (iii) that all of the terms of this Modification were
negotiated at arm’s length; (iv) that this Modification was prepared and executed without fraud, duress, undue influence, or coercion of any kind exerted by any of the parties upon the others; and (v) that the execution and delivery of this
Modification is its free and voluntary act and deed for the purposes contained herein. 
  
 6. This Modification may be executed by facsimile and in any number of counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which taken together shall constitute one
and the same document. From and after the date hereof, all references to the “Credit Agreement” set forth in any Loan Document shall mean the Credit Agreement, as modified pursuant to this Modification and any other modification to the
Credit Agreement dated prior to the date hereof if executed and delivered in accordance with the applicable terms and provisions of the Credit Agreement. 
  
 7. This Modification shall be governed by and construed in accordance with the laws of the Commonwealth of Virginia, without regard to choice of law
principles. This Modification shall be binding upon the Borrowers, each Lender, the Agents and their respective successors and assigns. 
  
 8. The section and other headings contained in this Modification (if any) are for convenience of reference only, and in no way define limit or describe
the scope of this Modification or the intent of any provision hereof. 
  
 [Remainder of Page Intentionally Left Blank] 
  

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 IN WITNESS WHEREOF, this Modification has been signed, sealed and delivered as of the date and year first
above written. 
  

							
	 	 	 	 	 BORROWERS:

	WITNESS:	 	 	 	 	 	 
	 	 	 	 	MANTECH INTERNATIONAL CORPORATION, a
	 	 	 	 	 Delaware corporation, on its own behalf and as
 attorney-in-fact for and on behalf of each Borrower
 listed on Schedule 1 hereto and each other
Borrower party hereto from time to time

				
	By:	 	  

	 	By:	 	  

	Name:	 	 	 	Name:	 	Ronald R. Spoehel
	 	 	 	 	Title:	 	Executive Vice President and Chief Financial Officer
			
	 	 	 	 	LENDERS:
			
	 	 	 	 	 CITIZENS BANK OF PENNSYLVANIA, a
 Pennsylvania state chartered bank

				
	 	 	 	 	By:	 	  

	 	 	 	 	Name:	 	  

	 	 	 	 	Title:	 	  

			
	 	 	 	 	 KEYBANK NATIONAL ASSOCIATION, a national
 banking association

				
	 	 	 	 	By:	 	  

	 	 	 	 	Name:	 	  

	 	 	 	 	Title:	 	  

			
	 	 	 	 	 BRANCH BANKING AND TRUST COMPANY OF
 VIRGINIA, a Virginia banking corporation

				
	 	 	 	 	By:	 	  

	 	 	 	 	Name:	 	  

	 	 	 	 	Title:	 	  

			
	 	 	 	 	CHEVY CHASE BANK, F.S.B., a federal savings bank
				
	 	 	 	 	By:	 	  

	 	 	 	 	Name:	 	  

	 	 	 	 	Title:	 	  

  
 [signatures
continue] 
  

 4 

			
	RIGGS BANK N.A., a national banking association
		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	ADMINISTRATIVE AGENT:
	
	 CITIZENS BANK OF PENNSYLVANIA, a
 Pennsylvania state chartered bank

		
	By:	 	  

	Name:	 	  

	Title:	 	  

	
	DOCUMENTATION AGENT:
	
	 KEYBANK NATIONAL ASSOCIATION, a
 national
banking association

		
	By:	 	  

	Name:	 	  

	Title:	 	  

  

 5Second Amendment and Waiver, dated June 7, 2004

 Exhibit 10.1 
  
 EXECUTION VERSION 
  
 SECOND AMENDMENT AND WAIVER, dated as of June 7, 2004 
 (this “Amendment”), to the Credit Agreement, dated as of March 26, 2002 (as amended by the Amendment dated as of December 31, 2002 and as further amended, supplemented or modified from time to time, the “Credit
Agreement”), among ROTECH HEALTHCARE INC., a Delaware corporation (the “Borrower”), the Lenders parties thereto, UBS WARBURG LLC and GOLDMAN SACHS CREDIT PARTNERS L.P., as joint lead arrangers and joint bookrunners (the
“Arrangers”), GOLDMAN SACHS CREDIT PARTNERS L.P., as Syndication Agent, THE BANK OF NOVA SCOTIA, DEUTSCHE BANK SECURITIES INC. (formerly known as Deutsche Banc Alex. Brown Inc.) and GENERAL ELECTRIC CAPITAL CORPORATION, as
Co-Documentation Agents, GENERAL ELECTRIC CAPITAL CORPORATION, as Collateral Agent, and UBS AG, STAMFORD BRANCH, as Administrative Agent. 
  
 W I T N E S S E T H: 
  
 WHEREAS, the Borrower has requested that certain provisions of the Credit Agreement be amended and waived upon the terms and subject to the conditions set
forth herein; and 
  
 WHEREAS, the Lenders have agreed to such
amendments and waivers upon the terms and subject to the conditions set forth herein; 
  
 NOW, THEREFORE, in consideration of the premises and mutual covenants contained herein and in the Credit Agreement, the parties hereto hereby agree as follows: 
  
 SECTION 1.     DEFINITIONS. 
  
 Unless otherwise defined herein, terms used herein and defined in the Credit
Agreement are used herein as therein defined. 
  
 SECTION
2.     AMENDMENT. 
  
 2.1     Amendment to Section 2.10 (Mandatory Prepayments and Commitment Reductions). Section 2.10 of the Credit Agreement is hereby amended by adding the following new paragraph (g) at the end thereof: 

 
 “(g)     If any Revolving Credit Loans shall be
outstanding on December 31, 2004, the Borrower shall, without notice or demand, prepay all such Revolving Credit Loans in their entirety and any interest accrued thereon, and shall cause the aggregate outstanding principal amount of all Revolving
Credit Loans to be zero for the following five consecutive Business Days. Following such time period, the Borrower may resume borrowing under the Revolving Credit Facility as otherwise provided herein.” 
  
 2.2     Amendment to Section 7.6 (Restricted
Payments). Section 7.6 of the Credit Agreement is hereby amended by (i) inserting the term “(a)” directly following the phrase “except that” set forth therein, (ii) deleting the period at the end of such Section, and (iii)
adding the following at the end thereof: 

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 “and (b) the Borrower may pay dividends on its Series A Convertible Preferred Stock in an aggregate amount not exceeding $500,000 during any fiscal year of the Borrower or $1,000,000 for any period of two fiscal years of the
Borrower.” 
  
 SECTION 3.    
WAIVER. 
  
 3.1     Waiver of
Sections 4.16(b) and Section 7.9(a). The Lenders hereby waive until March 31, 2005 (but not beyond such date) compliance with Section 4.16(b) and Section 7.9(a) of the Credit Agreement in each case to the extent, but only to the extent,
necessary to permit the Borrower to repurchase up to $50,000,000 in the aggregate of its obligations under its Senior Subordinated Notes or of its Capital Stock and, at the option of the Borrower, use the proceeds of borrowings under the Revolving
Credit Loans, subject to availability under Section 2.4 of the Credit Agreement, to finance such repurchase, provided that (a) availability under Section 2.4 of the Credit Agreement (excluding outstanding Letters of Credit) shall be no less
than $35,000,000 immediately prior and after giving effect to such repurchase, (b) no Default or Event of Default shall have occurred and be continuing immediately prior and after giving effect to such repurchase, and (c) if any repurchase is
consummated on or after January 1, 2005, no Revolving Credit Loans shall be outstanding immediately prior and after giving effect to such repurchase. 
  
 3.2     Waiver of Event of Default. The Lenders hereby waive the Event of Default arising from (i) the Borrower’s failure
to deliver the Appraisal required by Section 6.3(e) of the Credit Agreement which was to have been delivered concurrently with the financial statements for the Borrower’s fiscal year ended December 31, 2003 (the “2003
Appraisal”) and (ii) the Borrower’s failure to cure such Default pursuant to Section 8(d) of the Credit Agreement; provided that, the Borrower shall deliver the 2003 Appraisal by no later than June 15, 2004. 
  
 SECTION 4.     MISCELLANEOUS. 
  
 4.1     Conditions to Effectiveness. This
Amendment shall become effective on the date the Administrative Agent shall have received: (a) an executed counterpart of this Amendment duly executed and delivered by the Borrower and each of the Required Lenders and (b) an Acknowledgement and
Consent in the form attached hereto as Exhibit A duly executed and delivered by each Guarantor. 
  
 4.2     Representations and Warranties. As of the date hereof and after giving effect to the amendments contained herein, the
Borrower hereby confirms, reaffirms and restates the representations and warranties made by it in Section 4 of the Credit Agreement, except to the extent any of such representations and warranties relate to a specific earlier date, in which case
such representations and warranties shall be deemed true and correct on and as of such earlier date; provided, that each reference therein to the Credit Agreement shall be deemed to be a reference to the Credit Agreement after giving effect
to this Amendment. 
  
 4.3     Payment of
Expenses. The Borrower agrees to pay or reimburse the Administrative Agent for all of its out-of-pocket costs and expenses incurred in connection with this Amendment, any other documents prepared in connection herewith and the transactions

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 contemplated hereby, including, without limitation, the reasonable fees and disbursements of counsel to the Administrative Agent. 
  
 4.4     Continuing Effect. Except as expressly
provided hereby, all of the terms and provisions of the Credit Agreement and the other Loan Documents are and shall remain in full force and effect. The amendments, waivers and acknowledgement contained herein shall not be construed to as an
amendment or waiver of any other provision of the Credit Agreement or the other Loan Documents or for any purpose except as expressly set forth herein or a consent to any further or future action on the part of the Borrower that would require the
waiver or consent of the Administrative Agent or the Lenders. 
  
 4.5     Counterparts. This Amendment may be executed by one or more of the parties hereto in any number of separate counterparts and all of said counterparts taken together shall be deemed to constitute one and
the same instrument. Any executed counterpart delivered by facsimile transmission shall be effective as for all purposes hereof. 
  
 4.6     GOVERNING LAW. THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HERETO SHALL BE GOVERNED BY, AND
CONSTRUED AND INTERPRETED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK. 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by
their respective proper and duly authorized officers as of the day and year first above written. 
  

			
	 ROTECH HEALTHCARE INC.

	
	 By:

	 	 	

	 	 	Name:
	 	 	Title:

			
	 UBS AG, STAMFORD BRANCH, as

	 Administrative Agent and a Lender

		
	 By:
	 	 
	 	 	

	 	 	Name:
	 	 	Title:
		
	 By:
	 	 
	 	 	

	 	 	Name:
	 	 	Title:

			
	

	 [LENDER]

		
	 By:
	 	 
	 	 	

	 	 	Name:
	 	 	Title:

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