Document:

EX-4.1

 Exhibit 4.1 

CITIBANK CREDIT CARD ISSUANCE TRUST 

Citiseries 
 Class
2014-A3 Notes 
 (Additional Issuance of November 12, 2014) 

Issuer Certificate 
 Pursuant to
Sections 202 and 301(h) of the Indenture 
 Reference is made to the Amended and Restated Indenture dated as of September 26, 2000,
as amended and restated as of August 9, 2011, between Citibank Credit Card Issuance Trust (the “Issuer”) and Deutsche Bank Trust Company Americas, as trustee (as so amended and restated, the “Indenture”). Capitalized terms
used herein that are not otherwise defined have the meanings set forth in the Indenture. All references herein to designated Sections are to the designated Sections of the Indenture. 

Section 301(h) provides that the Issuer may from time to time create a tranche of Notes either by or pursuant to an Issuer Certificate
setting forth the principal terms thereof. Pursuant to an Issuer Certificate dated March 12, 2014, a tranche of Notes of the Citiseries designated Class 2014-A3 was established, of which $850,000,000 Outstanding Dollar Principal Amount is
Outstanding (the “Outstanding 2014-A3 Notes”). This Issuer Certificate relates to additional Notes of Class 2014-A3 (hereinafter, the “New Class 2014-A3 Notes”, and together with the Outstanding Class 2014-A3 Notes, the
“Class 2014-A3 Notes”) having the following terms: 
 Series Designation: Citiseries. This series is included in Group 1. 

Tranche Designation: $1,250,000,000 Floating Rate Class 2014-A3 Notes of May 2016 (Legal Maturity Date May 2018) 

Currency: The New Class 2014-A3 Notes will be payable, and denominated, in Dollars. 

Denominations: The New Class 2014-A3 Notes will be issuable in minimum denominations of $100,000 and multiples of $1,000 in excess of that amount. 

Issuance Date: November 12, 2014 
 Initial
Principal Amount: $400,000,000 
 Issue Price: 99.984300% plus interest accrued from November 10, 2014 to the Issuance Date. 

Interest Rate: Interest will accrue on the New Class 2014-A3 Notes from November 10, 2014. The Class 2014-A3 Notes will accrue interest with
respect to any interest period at a per annum rate equal to the Class 2014-A3 Note Rate for such interest period, calculated on the basis of the actual number of days in such interest period divided by 360. The “Class 2014-A3 Note Rate”
means a per annum rate equal to LIBOR for such interest period plus 0.20%, and with respect to the interest period beginning November 10, 2014, such per annum rate is 0.35550%. 

The Issuer will determine LIBOR for each applicable interest period on the second business day before the beginning of that interest period. For purposes of
calculating LIBOR, a business day is any day on which dealings in deposits in U.S. Dollars are transacted in the London interbank market. 

 “LIBOR” means, as of any date of determination, the rate for deposits in U.S. Dollars for the
Designated Maturity (commencing on the first day of the relevant interest period) which appears on the Reuters Screen LIBOR01 Page as of 11:00 a.m., London time, on such date. If such rate does not appear on the Reuters Screen LIBOR01 Page, the rate
for that day will be determined on the basis of the rates at which deposits in U.S. Dollars are offered by the Reference Banks at approximately 11:00 a.m., London time, on that day to prime banks in the London interbank market for the Designated
Maturity (commencing on the first day of the relevant interest period). The Issuer will request the principal London office of each of the Reference Banks to provide a quotation of its rate. If at least two such quotations are provided, the rate for
that day will be the arithmetic mean of the quotations. If fewer than two quotations are provided as requested, the rate for that day will be the arithmetic mean of the rates quoted by major banks in New York City, selected by the Issuer, at
approximately 11:00 a.m., New York City time, on that day for loans in U.S. Dollars to leading European banks for a period of the Designated Maturity (commencing on the first day of the relevant interest period). 

“Reuters Screen LIBOR01 Page” means the display page currently so designated on the Reuters Monitor Money Rates service (or such other page
as may replace that page on that service or any successor service for the purpose of displaying comparable rates or prices). 
 “Designated
Maturity” means one month. 
 “Reference Banks” means four major banks in the London interbank market selected by the Issuer. 

Additional Deposit to Interest Funding sub-Account: On the Issuance Date of the New Class 2014-A3 Notes, the Issuer will make or cause to be made a
deposit to the Interest Funding sub-Account for the Class 2014-A3 Notes from the proceeds to the Issuer from the issuance of the New Class 2014-A3 Notes in an amount equal to $7,900. This amount will not be subject to reallocation pursuant to
Section 505. Notwithstanding any provision in the Indenture to the contrary, the deposit targeted to be made to the Interest Funding sub-Account for the Class 2014-A3 Notes with respect to the New Class 2014-A3 Notes on the December 8,
2014 Interest Deposit Date will be in an amount equal to $106,650. 
 Scheduled Interest Payment Dates: The 9th day of each month, beginning December
2014. 
 Each payment of interest on the New Class 2014-A3 Notes will include all interest accrued from and including the preceding Interest Payment Date
— or, for the first interest period, from and including November 10, 2014 — to and including the day preceding the current Interest Payment Date, plus any interest accrued but not previously paid. 

Expected Principal Payment Date: May 9, 2016 

Legal Maturity Date: May 9, 2018 
 Monthly
Principal Date: For the month in which the Expected Principal Payment Date occurs, May 9, 2016, and for each other month, the 9th day of such month, or if such day is not a Business Day, the next following Business Day. 

  
 2 

 Required Subordinated Amount of Class B Notes: $23,931,640 

Required Subordinated Amount of Class C Notes: $31,908,840 

Controlled Accumulation Amount: $33,333,333.33 
 Form
of Notes: The New Class 2014-A3 Notes will be issued as Global Notes. The Global Notes will initially be registered in the name of Cede & Co., as nominee of The Depository Trust Company, and will be exchangeable for individual Notes
only in accordance with the provisions of Section 204(c). 
 Additional Issuances of Class 2014-A3 Notes: The Issuer may at any time and from
time to time issue additional Class 2014-A3 Notes, subject to the satisfaction of (i) the conditions precedent set forth in Section 311(a) and (ii) the following conditions: 

 

	 	(a)	The Issuer has obtained written confirmation from each Rating Agency that there will be no Ratings Effect with respect to the then outstanding Class 2014-A3 Notes as a result of the issuance of such additional Class
2014-A3 Notes; 

  

	 	(b)	As of the date of issuance of the additional Class 2014-A3 Notes, all amounts due and owing to the Holders of the then outstanding Class 2014-A3 Notes have been paid and there is no Nominal Liquidation Amount Deficit
with respect to the then outstanding Class 2014-A3 Notes; 

  

	 	(c)	The additional Class 2014-A3 Notes will be fungible with the original Class 2014-A3 Notes for federal income tax purposes; 

  

	 	(d)	If Holders of the then outstanding Class 2014-A3 Notes have the benefit of a Derivative Agreement, the Issuer will have obtained a Derivative Agreement for the benefit of the Holders of the additional Class 2014-A3
Notes; and 

  

	 	(e)	The ratio of the Controlled Accumulation Amount to the Initial Dollar Principal Amount of the Class 2014-A3 Notes, including the additional Class 2014-A3 Notes, will be equal to the ratio of the Controlled Accumulation
Amount (before giving effect to the additional issuance) to the Initial Dollar Principal Amount of the Class 2014-A3 Notes, excluding the additional Class 2014-A3 Notes. 

As of the date of issuance of additional Class 2014-A3 Notes, the Outstanding Dollar Principal Amount and Nominal Liquidation Amount of the Class 2014-A3
Notes will be increased to reflect the Initial Dollar Principal Amount of the additional Class 2014-A3 Notes. 
 Any outstanding Class 2014-A3 Notes and any
additional Class 2014-A3 Notes will be equally and ratably entitled to the benefits of the Indenture without preference, priority or distinction. 

Optional Redemption Provisions other than Section 1202 “Clean-Up Call”: None 

Additional Early Redemption Events or changes to Early Redemption Events: None 

Additional Events of Default or changes to Events of Default: None 

  
 3 

 Business Day: means any day other than (a) a Saturday or Sunday or (b) any other day on which
national banking associations or state banking institutions in New York, New York or South Dakota, or any other state in which the principal executive offices of any Additional Seller are located, are authorized or obligated by law, executive order
or governmental decree to be closed. 
 Securities Exchange Listing: None 

Provisions Relating to Issuance of New Class 2014-A3 Notes: The New Class 2014-A3 Notes are part of the Class 2014-A3 Notes, and the Outstanding Class
2014-A3 Notes and the New Class 2014-A3 Notes together constitute a single tranche of Class 2014-A3 Notes and will be equally and ratably entitled to the benefits of the Indenture without preference, priority or distinction. The New Class 2014-A3
Notes are fungible with the Outstanding Class 2014-A3 Notes and are intended to trade interchangeably with the Outstanding Class 2014-A3 Notes. 

The Initial Dollar Principal Amount of the New Class 2014-A3 Notes is $400,000,000, and, after giving effect to the issuance of the New Class 2014-A3 Notes,
the Initial Dollar Principal Amount of the Class 2014-A3 Notes will be the sum of the Initial Dollar Principal Amounts of the Outstanding Class 2014-A3 Notes and the New Class 2014-A3 Notes. 

The Nominal Liquidation Amount of the New Class 2014-A3 Notes is $400,000,000, and, after giving effect to the issuance of the New Class 2014-A3 Notes, the
Nominal Liquidation Amount of the Class 2014-A3 Notes will be the sum of the Nominal Liquidation Amounts of the Outstanding Class 2014-A3 Notes and the New Class 2014-A3 Notes. 

The Controlled Accumulation Amount of the New Class 2014-A3 Notes is $33,333,333.33, and, after giving effect to the issuance of the New Class 2014-A3 Notes,
the Controlled Accumulation Amount of the Class 2014-A3 Notes will be the sum of the Controlled Accumulation Amounts of the Outstanding Class 2014-A3 Notes and the New Class 2014-A3 Notes. 

The Required Subordinated Amount of Class B Notes for the New Class 2014-A3 Notes is $23,931,640, and, after giving effect to the issuance of the New Class
2014-A3 Notes, the Required Subordinated Amount of Class B Notes for the Class 2014-A3 Notes will be the sum of the Required Subordinated Amounts of Class B Notes for the Outstanding Class 2014-A3 Notes and the New Class 2014-A3 Notes. The Required
Subordinated Amount of Class C Notes for the New Class 2014-A3 Notes is $31,908,840, and, after giving effect to the issuance of the New Class 2014-A3 Notes, the Required Subordinated Amount of Class C Notes for the Class 2014-A3 Notes will be the
sum of the Required Subordinated Amounts of Class C Notes for the Outstanding Class 2014-A3 Notes and the New Class 2014-A3 Notes. 
 This Issuer
Certificate and the Issuer Certificate relating to the Outstanding Class 2014-A3 Notes together constitute the terms document for the Class 2014-A3 Notes. 

  
 4 

 The New Class 2014-A3 Notes shall have such other terms as are set forth in the form of Note
attached hereto as Exhibit A. Pursuant to Section 202, the form of Note attached hereto has been approved by the Issuer. 
  

			
	CITIBANK CREDIT CARD ISSUANCE TRUST
		
	By	 	 Citibank, N.A.,
 as Managing
Beneficiary

		
		 	 /s/ Douglas C. Morrison

		 	Douglas C. Morrison
		 	Vice President

 Dated: November 12, 2014 

  
 5 

 Citiseries 

Class 2014-A3 Notes 

(Additional Issuance of November 12, 2014) 

Reference is made to the resolutions adopted by the Board of Directors of Citibank, N.A. on January 15, 2014. The resolutions authorize
Citibank, N.A. from time to time to issue and sell, or to arrange for or participate in the issuance and sale of, one or more series and/or classes of pass-through certificates, participation certificates, commercial paper, notes, bonds or other
securities representing ownership interests in, or backed or secured by, pools of credit card receivables or interests therein (the “Receivables”) in an aggregate principal amount such that up to $75,000,000,000 of such certificates,
commercial paper, notes, bonds or other securities are outstanding at any one time and to sell, transfer, convey, assign or pledge or grant a security interest in all or any portion of its Receivables to Citibank Credit Card Master Trust I, Citibank
Omni Trust or any direct or indirect subsidiaries of Citibank, N.A., affiliates of Citigroup Inc., additional trusts or other entities or trustees in connection therewith on such terms as to be determined by the Citibank, N.A. Securitization Pricing
and Loan Committee (the “Pricing and Loan Committee”). 
 The undersigned, a duly authorized member of the Pricing and Loan
Committee, on behalf of such Pricing and Loan Committee, does hereby certify that the preceding Issuer Certificate, the terms of the New Class 2014-A3 Notes set forth in and to be created by the Issuer Certificate and the increase in the Invested
Amount of the Collateral Certificate resulting from the issuance of such Notes have been approved by such Pricing and Loan Committee. In addition, the following underwriting/selling agent terms with respect to the New Class 2014-A3 Notes have been
approved by such Pricing and Loan Committee: 
 Issue Price: 99.984300% plus interest accrued from November 10, 2014 to the Issuance
Date 
 Underwriting Commission: 0.20000% 

Proceeds to Issuer: 99.784300% plus interest accrued from November 10, 2014 to the Issuance Date 

Representative of the Underwriters: Citigroup Global Markets Inc. 

The preceding Issuer Certificate and this certification of Pricing and Loan Committee approval shall be, continuously from the time of their
execution, official records of Citibank, N.A. 
  

	
	 /s/ Douglas C. Morrison

	Douglas C. Morrison
	Member of the Securitization Pricing and Loan Committee
	Citibank, N.A.

 Dated: November 12, 2014 

  
 6 

 Exhibit A 

FORM OF 
 CITISERIES 

FLOATING RATE CLASS 2014-A3 NOTES OF MAY 2016 

(Legal Maturity Date May 2018) 
  

							
	$400,000,000	  		  		  	REGISTERED
	CUSIP No. 17305E FP5	  		  		  	No. R-3

 UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK
CORPORATION (“DTC”), TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE
OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE
REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
 THE PRINCIPAL OF THIS NOTE IS PAYABLE AS SET FORTH HEREIN AND IN THE
INDENTURE REFERRED TO BELOW. ACCORDINGLY, THE OUTSTANDING PRINCIPAL AMOUNT OF THIS NOTE AT ANY TIME MAY BE LESS THAN THE AMOUNT SHOWN ON THE FACE HEREOF. 

CITIBANK CREDIT CARD ISSUANCE TRUST 

CITISERIES 
 FLOATING RATE CLASS
2014-A3 NOTES OF MAY 2016 
 (Legal Maturity Date May 2018) 

CITIBANK CREDIT CARD ISSUANCE TRUST, a trust formed and existing under the laws of the State of Delaware (including any successor, the “Issuer”),
for value received, hereby promises to pay to CEDE & CO., or its registered assigns, the principal amount of FOUR HUNDRED MILLION DOLLARS ($400,000,000). The Expected Principal Payment Date for this Note is May 9, 2016. The Legal
Maturity Date for this Note is May 9, 2018. 
 The Issuer hereby promises to pay interest on this Note on the 9th day of each month, beginning December
2014, until the principal of this Note is paid or made available for payment, subject to certain limitations set forth in the Indenture. Interest will accrue on the outstanding principal amount of this Note for each interest period in an amount
equal to the product of (i) the actual number of days in such interest period divided by 360, (ii) a rate per annum equal to the Class 2014-A3 Note Rate for such interest period, and (iii) the outstanding principal amount of this

 
Note as of the preceding Interest Payment Date (after giving effect to any payments of principal made on the preceding Interest Payment Date) or, with respect to the first Interest Payment Date,
the initial principal amount of this Note. The Class 2014-A3 Note Rate will be determined as provided in the Indenture. 
 If any Interest Payment Date or
Principal Payment Date of this Note falls on a day that is not a Business Day, the required payment of interest or principal will be made on the following Business Day. 

This Note is one of the Citiseries, Class 2014-A3 Notes issued pursuant to the Amended and Restated Indenture dated as of September 26, 2000, as amended
and restated as of August 9, 2011 (as amended and otherwise modified from time to time, the “Indenture”) between the Issuer and Deutsche Bank Trust Company Americas, as Trustee. For purposes of this Note, the term
“Indenture” includes any supplemental indenture or Issuer Certificate relating to the Citiseries, Class 2014-A3 Notes. This Note is subject to all of the terms of the Indenture. All terms used in this Note that are not otherwise defined
herein and that are defined in the Indenture will have the meanings assigned to them therein. 
 The principal of and interest on this Note are payable in
such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts. 
 Reference is
made to the further provisions of this Note set forth on the reverse hereof, which will have the same effect as though fully set forth on the face of this Note. 

Unless the certificate of authentication hereon has been executed by the Trustee whose name appears below by manual signature, this Note will not be entitled
to any benefit under the Indenture, or be valid or obligatory for any purpose. 

 IN WITNESS WHEREOF, the Issuer has caused this instrument to be signed, manually or in facsimile, by an Issuer
Authorized Officer. 
  

			
	CITIBANK CREDIT CARD ISSUANCE TRUST
		
	By:	 	 CITIBANK, N.A.,
 as Managing Beneficiary
of

		 	Citibank Credit Card Issuance Trust
		
	By:	 	  

		 	Douglas C. Morrison
		 	Vice President

 Dated: November 12, 2014 

TRUSTEE’S CERTIFICATE OF AUTHENTICATION 

This is one of the Notes designated above and referred to in the within mentioned Indenture. 

 

			
	DEUTSCHE BANK TRUST COMPANY AMERICAS,
	as Trustee under the Indenture
		
	By:	 	  

		 	Authorized Signatory

 Dated: November 12, 2014 

 REVERSE OF NOTE 

This Note is one of a duly authorized issue of Notes of the Issuer, designated as its Citiseries Floating Rate Class 2014-A3 Notes of May 2016 (Legal Maturity
Date May 2018) (herein called the “Notes”), all issued under an Indenture, to which Indenture reference is hereby made for a statement of the respective rights and obligations thereunder of the Issuer, the Trustee and the Holders of the
Notes. 
 This Note ranks pari passu with all other Class A Notes of the same series, as set forth in the Indenture. This Note is secured to the
extent, and by the collateral, described in the Indenture. 
 The Issuer will pay interest on overdue interest as set forth in the Indenture to the extent
lawful. 
 Each Holder by acceptance of this Note, and each owner of a beneficial interest in this Note by acceptance of a beneficial interest in this Note,
agrees that no recourse may be taken, directly or indirectly, with respect to the obligations of the Issuer or the Trustee on the Notes, against the Issuer, the Issuer Trustee, Citibank, N.A., the Trustee or any affiliate, officer, employee or
director of any of them, and the obligation of the Issuer to pay principal of or interest on this Note or any other amount payable to the Holder of this Note will be subject to Article V of the Indenture. 

Each Holder by acceptance of this Note, and each owner of a beneficial interest in this Note by acceptance of a beneficial interest in this Note, agrees that
this Note is intended to be debt of Citibank, N.A. for federal, state and local income and franchise tax purposes, and agrees to treat this Note accordingly for all such purposes, unless otherwise required by a taxing authority. 

Each Holder by acceptance of this Note, and each owner of a beneficial interest in this Note by acceptance of a beneficial interest in this Note, agrees that
it will not at any time institute against the Issuer, or join in any institution against the Issuer of, any bankruptcy, reorganization, arrangement, insolvency or liquidation proceeding, or other proceedings under any United States federal or state
bankruptcy or similar law in connection with any obligations relating to this Note, the Indenture or any Derivative Agreement. 
 This Note and the
Indenture will be construed in accordance with and governed by the laws of the State of New York. 
 Certain amendments may be made to the Indenture without
the consent of the Holder of this Note. This Note must be surrendered for final payment of principal and interest. 

 ASSIGNMENT 

Social Security or taxpayer I.D. or other identifying number of
assignee:                     
 FOR VALUE
RECEIVED, the undersigned hereby sells, assigns and transfers unto 
  

					
		 	 	  	

  

					
		 	 	  	

 (name and address of assignee) 

the within Note and all rights thereunder, and hereby irrevocably constitutes and appoints
                            , attorney, to transfer said Note on the books kept for registration
thereof, with full power of substitution in the premises. 
  

											
						
	Dated:	 	  
	 		 		 	  
	 	*
		 		 		 		 	Signature Guaranteed:	 	

  
  

	*	NOTE: The signature to this assignment must correspond with the name of the registered owner as it appears on the face of the within Note in every particular without alteration, enlargement or any change whatsoever.Exhibit 10.1

 

Loan No. 0411094-9001

 

MODIFICATION AGREEMENT

 

THIS MODIFICATION AGREEMENT is entered into at Costa Mesa, California, as of September 23, 2014, between lteris, Inc., a Delaware corporation, with an address of 1700 Carnegie Avenue, Suite 100, Santa Ana, California 92705 (“Borrower”), and California Bank & Trust, a California banking corporation, with an address of 3420 Bristol Street, Costa Mesa, California 92626 (“Bank”).

 

WHEREAS, pursuant to that certain Amended and Restated Loan and Security Agreement, dated February 4, 2009, between Borrower and Bank (as previously amended, modified or supplemented, the “Loan and Security Agreement”), Bank agreed to extend credit and make certain financial accommodations to Borrower, subject to the terms and conditions set forth in the Loan Documents, including without limitation a revolving line of credit which matures on October 1, 2014, respecting which Bank agreed to lend to Borrower, upon Borrower’s request, a revolving loan and advances thereunder (collectively, the “Revolving Loan”), in the aggregate principal amount of up to Twelve and No/100 Million Dollars ($12,000,000.00) (the “Revolving Loan Amount”)

 

WHEREAS, the Revolving Loan is evidenced by that certain Amended and Restated Revolving Note, dated February 4, 2009 (as previously amended, modified or supplemented, the “Revolving Note”), by Borrower in favor of Bank in the face amount of the Revolving Loan Amount;

 

WHEREAS, pursuant to the Loan and Security Agreement, Borrower granted Bank a first-priority security interest in and lien on the personal property described therein (the “Personalty”);

 

WHEREAS, the Loan and Security Agreement, the Revolving Note and all other documents and instruments executed in connection with or relating to the Revolving Loan or any other credit or financial accommodations extended by Bank to Borrower under the Loan and Security Agreement are referred to herein, collectively, as the “Loan Documents”; and the Personalty and all other collateral granted to Bank to secure the Revolving Loan is referred to herein, collectively, as the “Collateral”;

 

WHEREAS, Borrower has requested and Bank has agreed to make certain amendments to the Revolving Loan and the Loan Documents in accordance with the terms and conditions set forth herein; and

 

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Borrower and Bank mutually agree as follows:

 

1.                                      MODIFICATION

 

1.1                               Recitals.  The above recitals are hereby made a part of this Agreement, and Borrower acknowledges and agrees that each of the recitals is true, correct and complete.

 

1.2                               Ratification. All of the terms, covenants, provisions, representations, warranties and conditions of the Loan Documents, as amended or modified hereby, are ratified, acknowledged, confirmed and continued in full force and effect as if fully restated herein.

 

1.3                               Collateral. Borrower confirms and ratifies its continuing mortgage, pledge, assignment and grant of security interest in and lien on the Collateral to and in favor of Bank as set forth in the Loan Documents.

 

1.4                               Principal Balance. Borrower acknowledges, agrees and confirms that, as of the date hereof, the current outstanding principal balance under the Revolving Loan is zero and a Stand-By Letter of Credit has been issued and is outstanding for the account of Borrower in the amount of $14,365.00.

 

1.5                               Amendments to Loan and Security Agreement.  The Loan and Security Agreement is hereby amended as follows:

 

 

(a)                                   Section 1.1(a) (Revolving Loan) is amended to extend the expiration date of Bank’s obligation to make advances under the Revolving Loan and evidenced by the Revolving Note from October 1, 2014 to December 1, 2014 and the reference to “October 1, 2014” in Section 1.1(a) is changed to “December 1, 2014”.

 

(b)                                      Section 6 of the Loan and Security Agreement regarding the Stand-By Letters of Credit Subline is hereby amended as follows:

 

(i)                                  The date set forth in the last sentence of the first paragraph under Section 6, providing for the maximum expiration date permitted for Stand-By Letters of Credit extended by Bank under the Stand-By Letter of Credit Subline, is amended from October 1, 2014 to December 1, 2014.

 

(ii)                               The date set forth in the first sentence of Section 6.1(d), identifying Stand-By Letters of Credit for which Borrower is required to provide beneficiary letters of cancellation or cash collateral if such Stand-By Letters of Credit are outstanding on such date, is amended from October 1, 2014 to December 1, 2014.

 

1.6                          Amendment to Revolving Note. The Revolving Note is hereby amended as follows:

 

(a)                            The Maturity Date set forth in the first paragraph on page 1 of the Revolving Note is hereby amended from October 1, 2014 to December 1, 2014.

 

Except as modified and amended herein, all other terms and conditions as stated in the Loan and Security Agreement and in all other Loan Documents shall remain unchanged and continue in full force and effect.

 

[Remainder of page intentionally left blank]

 

2

 

Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to them in the Loan and Security Agreement.

 

Executed and effective as of the date first written hereinabove

 

	
 
    	
Borrower:
    
	
 
    	
 
    
	
 
    	
Iteris, Inc.,
    
	
 
    	
a   Delaware corporation
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Abbas Mohaddes
    
	
 
    	
 
    	
Abbas   Mohaddes, Chief Executive Officer
    
	
 
    	
 
    
	
Accepted:
    	
 
    
	
 
    	
 
    
	
California   Bank & Trust,
    	
 
    
	
a   California banking corporation
    	
 
    
	
 
    	
 
    
	
 
    	
 
    
	
By:
    	
/s/   Sergio Alfonso
    	
 
    
	
 
    	
Sergio   Alfonso, Vice President
    	
 
    

 

3

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