Document:

Second Supp. Indenture - Oct. 1, 1999 -Bank of Boston/ Fleet Fin/ Wells Fargo

 EXHIBIT 4.52 
  
 SECOND SUPPLEMENTAL INDENTURE 
  
 Dated as of October 1, 1999 
  
 AMONG 
  
 BANKBOSTON CORPORATION 
  
 FLEET FINANCIAL GROUP, INC 
  
 AND

  
 NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION, as Trustee

  
 TO 
  
 INDENTURE 
 (Subordinated) 
  
 Dated as of June 15, 1992 
  
 BETWEEN 
  
 BANKBOSTON CORPORATION 
  
 AND 
  
 NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION, as Trustee 

 SECOND SUPPLEMENTAL INDENTURE, dated as of October 1, 1999, by and among BankBoston Corporation, a
Massachusetts corporation (the “Company”), Fleet Financial Group, Inc., a Rhode Island corporation (“Fleet”), and Norwest Bank Minnesota, National Association, a national banking association, as trustee (the “Trustee”).

  
 WHEREAS, the Company and the Trustee have heretofore entered
into an Indenture, dated as June 15, 1992, as amended (the “Indenture”), pursuant to the provisions of which the Company has heretofore issued $750,000,000 in aggregate principal amount of the Securities (such term and all other defined
terms used herein and not otherwise defined shall have the meanings set forth in the Indenture); and 
  
 WHEREAS, the Company has entered into an agreement and plan of merger, dated March 14, 1999, among the Company and Fleet, pursuant to which the Company
will merge with and into Fleet (the “Merger”); and 
  
 WHEREAS, Fleet by due corporate action has determined to assume by this supplemental indenture the due and punctual payment of the principal of and interest on all of the Securities, according to their terms, and the due and punctual
performance and observance of all of the covenants and conditions of the Indenture to be performed by the Company; and 
  
 WHEREAS, Section 801 of the Indenture provides, among other things, that the Company may merge with a Person if (i) the corporation into which the Company
is merged shall be a corporation organized and existing under the laws of the United States of America, any State thereof or the District of Columbia and shall expressly assume the due and punctual payment of the principal of (and premium, if any)
and interest on all the Securities and the due and punctual performance and observance of every covenant of the Indenture on the part of the Company to be performed or observed by supplemental indenture satisfactory in form to the Trustee, executed
and delivered to the Trustee by such corporation and (ii) immediately after giving effect to such merger, no Default, and no event which, after notice or lapse of time or both, would become a Default, shall have happened and be continuing; and

  
 WHEREAS, Section 802 of the Indenture provides, among other
things, that in case of any such merger and upon the assumption by the successor corporation, such successor corporation shall succeed to and be substituted for, and may exercise every right and power of, the Company, with the same effect as if it
had been named as the Company in the Indenture and the Company as the predecessor 

  

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corporation shall thereupon be discharged of all obligations and covenants under the Indenture or upon the Securities; and 
  
 WHEREAS, Section 901 of the Indenture provides, among other things, that,
without the consent of the holders of the Securities, the Company and the Trustee may, from time to time and at any time, enter into an indenture or indentures supplemental to the Indenture, in form satisfactory to the Trustee, for, among other
things, the following purpose: to evidence the succession of another corporation to the Company and the assumption by the successor corporation of the covenants of the Company contained in the Indenture and in the Securities; and 
  
 WHEREAS, Section 906 of the Indenture provides, among other things, that
Securities authenticated and delivered after the execution of any supplemental indenture pursuant to Article Nine of the Indenture may bear a notation in form approved by the Trustee as to any matter provided for in such supplemental indenture; and

  
 WHEREAS, the Company and Fleet by due corporate action have
determined to execute a supplemental indenture in substantially the form of this Second Supplemental Indenture, and all things necessary to make this Second Supplemental Indenture a valid, binding and legal agreement have been done and performed;

  
 NOW, THEREFORE, THIS SECOND SUPPLEMENTAL INDENTURE WITNESSETH:

  
 For and in consideration of the premises, and of other
valuable considerations the receipt whereof is hereby acknowledged, the Company and Fleet each covenant and agree with the Trustee, for the equal and proportionate benefit of all holders of the Securities, as follows: 
  
 ARTICLE I 
  
 Assumption of the Indenture and the Securities 
  
 Section 1.1 Assumption. Contemporaneous with the Merger, Fleet shall
assume the due and punctual payment of the principal of and interest on all the Securities, according to their tenor, and the due and punctual performance and 

  

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observance of all the covenants and conditions of the Indenture to be performed by the Company. 
  
 ARTICLE II 
  
 Miscellaneous 
  
 Section 2.1 Trustee’s Acceptance. The Trustee accepts the provisions of this Second Supplemental Indenture upon the terms and conditions set
forth in the Indenture; provided, however, that the foregoing acceptance shall not make the Trustee responsible in any manner whatsoever for the correctness of recitals or statements by other parties herein and the Trustee shall not be
responsible or accountable in any manner for, or with respect to, the validity or sufficiency of this Second Supplemental Indenture or of the Securities. 
  
 Section 2.2 Indenture to Remain in Full Force and Effect. Except as hereby expressly provided, the Indenture, as supplemented and amended by this
Second Supplemental Indenture, is in all respects ratified and confirmed and all its terms, provisions and conditions shall be and remain in full force and effect. 
  
 Section 2.3 Rights, Etc. of Trustee. All recitals in this Second Supplemental Indenture are made by the Company and
Fleet only and not by the Trustee; and all of the provisions contained in the Indenture in respect of the rights, privileges, immunities, powers and duties of the Trustee shall be applicable in respect hereof as fully and with like effect as if set
forth herein in full. 
  
 Section 2.4 Provisions Binding on
Successors. All the covenants, stipulations, promises and agreements in this Second Supplemental Indenture made by the Company and Fleet shall bind their respective successors and assigns whether so expressed or not. 
  
 Section 2.5 Addresses for Notices, Etc. Any notice or demand which by
any provision of this Second Supplemental Indenture or the Indenture is required or permitted to be given or served by the Trustee or by the holders of Securities on Fleet may be given or served by being deposited postage prepaid in a post office
letter box addressed (until another address is filed by Fleet with the Trustee) to Fleet: Fleet Financial Group, Inc., One Federal Street, Boston, MA 02211, Attention: General Counsel. Any notice, direction, request or demand by any Security holder
to, or upon the Trustee shall be deemed to have been sufficiently given or made, for 

  

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all purposes, if given or made in writing at the principal office of the Trustee, addressed to the attention of its Corporate Trust Division. 
  
 Section 2.6 New York Contract. This Second Supplemental Indenture
shall be deemed to be a contract made under the laws of the Commonwealth of Massachusetts, and for all purposes shall be governed by and construed in accordance with the laws of said state. 
  
 Section 2.7 Titles, Headings, Etc. The titles and headings of the
articles and sections of this Second Supplemental Indenture have been inserted for convenience of reference only, are not to be considered a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof. 
  
 Section 2.8 Execution in Counterparts. This Second Supplemental
Indenture may be executed in any number of counterparts, each of which shall be deemed an original, but such counterparts shall together constitute but one and the same instrument. 
  
 Section 2.9 Date of Execution. Although this Second Supplemental Indenture is dated for convenience and for the
purpose of reference as of October 1, 1999, the actual date or dates of execution by the Company, by Fleet and by the Trustee are as indicated by their respective acknowledgments hereto annexed. 
  
 [Continued on next page] 
  

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 IN WITNESS WHEREOF, the parties hereto have caused this Second Supplemental Indenture to be duly
executed, and their respective corporate seals to be hereunto affixed and attested, all as of the day and year first above written. 
  

									
	 [Corporate Seal]
	 	 	 	 BANKBOSTON CORPORATION

					
	Attest:	 	 	 	 	 	By:	 	/s/    ROBERT T. JEFFERSON        
	 	 	 	 	 	 	 	 	

	  
 /s/    JANICE B. LIVA

	 	 	 	 	 	 Name: Robert T. Jefferson
 Title: Comptroller

	 Name: Janice B. Liva
 Title: Assistant Clerk
	 	 	 	 	 	 

  

									
	 [Corporate Seal]
	 	 	 	 FLEET FINANCIAL GROUP, INC.

					
	Attest:	 	 	 	 	 	By:	 	/s/    DOUGLAS L. JACOBS        
	 	 	 	 	 	 	 	 	

	  

	 	 	 	 	 	 Name: Douglas L. Jacobs
 Title: Treasurer

  

									
	 [Corporate Seal]
	 	 	 	 NORWEST BANK MINNESOTA,
 NATIONAL ASSOCIATION, as Trustee

					
	Attest:	 	 	 	 	 	By:	 	/s/    TIMOTHY P. MOWDY        
	 	 	 	 	 	 	 	 	

	  

	 	 	 	 	 	 Name: Timothy P. Mowdy
 Title: Corporate Trust Officer

  

 - 6 -Third Supp. Indenture - Mar. 18, 2004 FleetBoston/Bank of America/Wells Fargo

 Exhibit 4.53 
  
 BANK OF AMERICA CORPORATION 
  

  
 THIRD SUPPLEMENTAL INDENTURE

  
 Dated as of March 18, 2004 
  
 Supplementing the Indenture, dated as of June 15, 1992, 
 between FleetBoston Financial Corporation 
 (successor to BankBoston Corporation, formerly Bank of Boston Corporation) 
 and Wells Fargo Bank, N.A., 
 (formerly Norwest Bank Minnesota, National Association), as Trustee, 
 as supplemented by a First Supplemental Indenture dated as of June 24, 1993, 
 and a Second Supplemental
Indenture dated as of October 1, 1999. 

 THIS THIRD SUPPLEMENTAL INDENTURE, dated as of March 18, 2004 (the “Third Supplemental
Indenture”), is made by and among BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), FLEETBOSTON FINANCIAL CORPORATION, a Rhode Island corporation (“FBFC”) (successor to BankBoston
Corporation, formerly Bank of Boston Corporation) and WELLS FARGO BANK, N.A. , a national banking association (formerly Norwest Bank Minnesota, National Association), as Trustee (the “Trustee”) under the Indenture referred to
herein. 
  
 W I T N E S S E T H: 
  
 WHEREAS, Bank of Boston Corporation (“Bank of Boston”) and
Norwest Bank Minnesota, National Association, (“Norwest”) were parties to an Indenture dated as of June 15, 1992 (the “Original Indenture”), providing for the issuance of Subordinated Debt Securities; 
  
 WHEREAS, the Original Indenture has been amended and supplemented by a
First Supplemental Indenture dated as of June 24, 1993, and a Second Supplemental Indenture dated as of October 1, 1999 (as amended and supplemented, the “Indenture”); 
  
 WHEREAS, under the terms of the Indenture, FBFC is the successor to Bank of Boston and the Trustee is the successor
to Norwest; 
  
 WHEREAS, there is outstanding under the
terms of the Indenture one or more series of notes as Subordinated Debt Securities (the “Securities”); 
  
 WHEREAS, FBFC and the Corporation have entered into an Agreement and Plan of Merger (the “Merger Agreement”), dated as of October 27,
2003, pursuant to which FBFC will merge with and into the Corporation (the “Merger”), with the Corporation as the surviving corporation in the Merger; 
  

WHEREAS, the Merger is expected to be consummated on April 1, 2004; 
  
 WHEREAS, Section 801(1) of the Indenture provides that in the case of a merger, the surviving corporation shall
expressly assume by supplemental indenture all the obligations and covenants under the Securities and the Indenture to be performed and observed by FBFC; 
  
 WHEREAS, Section 901(1) of the Indenture provides that FBFC, with the authorization of its Board of Directors, and the Trustee may amend the
Indenture without notice to or consent of any holders of the Securities to evidence the succession of another corporation to FBFC by merger and the assumption by the successor corporation of the obligations and covenants of FBFC under the Indenture;

  
 WHEREAS, Section 901(9) of the Indenture provides that
FBFC, with the authorization of its Board of Directors, and the Trustee may amend the Indenture without notice to or consent of the holders of the Securities in order to supplement any provision contained in the Indenture; 

 WHEREAS, this Third Supplemental Indenture has been duly authorized by all necessary corporate
action on the part of each of FBFC and the Corporation; and 
  
 WHEREAS, the Trustee has determined that this Third Supplemental Indenture is satisfactory in form. 
  
 NOW, THEREFORE, in consideration of the premises, FBFC, the Corporation and the Trustee agree as follows for the equal and ratable benefit of the
holders of the Securities: 
  
 ARTICLE I 
 ASSUMPTION BY SUCCESSOR CORPORATION 
 AND SUPPLEMENTAL PROVISIONS 
  
 SECTION 1.1
Assumption of the Securities. 
  
 (a) The Corporation hereby
represents and warrants that 
  
 (i) it is a
corporation organized and existing under the laws of the State of Delaware and the surviving corporation in the Merger; and 
  
 (ii) the execution, delivery and performance of this Third Supplemental Indenture has been duly authorized by the Board of Directors of
the Corporation. 
  
 (b) The Corporation hereby expressly assumes
the due and punctual payment of the principal of (and premium, if any) and any interest on all the Securities and the due and punctual performance and observance of every covenant of the Indenture on the part of FBFC to be performed or
observed. 
  
 SECTION 1.2 The Company. Effective
April 1, 2004, the name of the Company, as the successor corporation under the Indenture, shall be “Bank of America Corporation.” 
  
 SECTION 1.3 Supplemental Provisions. In connection with the issuance of Securities under this Indenture: 
  
 (a) Definitions in the present Section 101 are hereby amended as follows:

  
 (i) The present definition of “Board Resolution” is
hereby deleted and replaced with the following: 
  
 “‘Board Resolution’ means a resolution certified by the Secretary or an Assistant Secretary of the Company to have been adopted by the Board of Directors or a committee acting under the authority of, or appointment by, the
Board of Directors and to be in full force and effect on the date of such certification.” 
  

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 (ii) The present definitions of “Company Request” and “Company Order” are hereby
deleted and replaced with the following: 
  
 “‘Company Request’ and ‘Company Order’ mean, respectively, a written request or order signed in the name of the Company by its Chairman of the Board, Chief Executive Officer, President, Chief Financial Officer, Vice
President, General Counsel, Deputy or Associate General Counsel or Treasurer and delivered to the Trustee.” 
  
 (iii) The present definition of “Officers’ Certificate” is hereby deleted and replaced with the following: 
  
 “‘Officers’ Certificate’ means a
certificate signed by the Chairman of the Board, the Chief Executive Officer, President, Chief Financial Officer, Vice President, General Counsel, Deputy or Associate General Counsel or Treasurer of the Company and delivered to the Trustee.”

  
 (b) Section 301 is hereby amended by deleting present Section
301(25) and replacing it with the following: 
  
 “(25) any other terms of the Securities or provisions relating to the payment of principal, premium (if any) or interest thereon, including, but not limited to, whether such Securities are issuable at a discount or premium, as
amortizable Securities, and if payable in, convertible or exchangeable for commodities or for the securities of the Company or any third party.” 
  
 SECTION 1.4 Trustee’s Acceptance. The Trustee hereby accepts this Third Supplemental Indenture and agrees to perform the same under the terms
and conditions set forth in the Indenture. 
  
 ARTICLE II

 MISCELLANEOUS 
  
 SECTION 2.1 Effect of Supplemental Indenture. Upon the later to occur of (i) the execution and delivery of this Third Supplemental Indenture by the
Corporation, FBFC and the Trustee and (ii) the effective time of the Merger, the Indenture shall be supplemented in accordance herewith, and this Third Supplemental Indenture shall form a part of the Indenture for all purposes, and every holder of
Securities heretofore or hereafter authenticated and delivered under the Indenture shall be bound thereby. 
  
 SECTION 2.2 Indenture Remains in Full Force and Effect. Except as supplemented hereby, all provisions in the Indenture shall remain in full force
and effect. 
  
 SECTION 2.3 Indenture and Supplemental
Indentures Construed Together. This Third Supplemental Indenture is an indenture supplemental to and in implementation of the Indenture, and the Indenture and this Third Supplemental Indenture shall henceforth be read and construed together.

  

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 SECTION 2.4 Confirmation and Preservation of Indenture. The Indenture as supplemented by this
Third Supplemental Indenture is in all respects confirmed and preserved. 
  
 SECTION 2.5 Conflict with Trust Indenture Act. If any provision of this Third Supplemental Indenture limits, qualifies or conflicts with any provision of the Trust Indenture Act (the “TIA”) that is
required under the TIA to be part of and govern any provision of this Third Supplemental Indenture, the provision of the TIA shall control. If any provision of this Third Supplemental Indenture modifies or excludes any provision of the TIA that may
be so modified or excluded, the provision of the TIA shall be deemed to apply to the Indenture as so modified or to be excluded by this Third Supplemental Indenture, as the case may be. 
  
 SECTION 2.6 Severability. In case any provision in this Third Supplemental Indenture shall be invalid, illegal or
unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 
  
 SECTION 2.7 Terms Defined in the Indenture. All capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the
Indenture. 
  
 SECTION 2.8 Addresses for Notice, etc., to the
Corporation and Trustee. Any notice or demand which by any provisions of this Third Supplemental Indenture or the Indenture is required or permitted to be given or served by the Trustee or by the holders of Securities to or on the Corporation
may be given or served by postage prepaid first class mail addressed (until another address if filed by the Corporation with the Trustee) as follows: 
  
 Bank of America Corporation 
 Corporate
Treasury Division, NC1-007-07-06 
 100 North Tryon Street 
 Charlotte, North Carolina 28255-0001 
 Attention: Karen A. Gosnell, Senior Vice President 
  
 With a copy to: 
 Bank of America Corporation 
 Legal
Department, NC1-002-29-01 
 101 South Tryon Street 
 Charlotte, North Carolina 28255-0065 
 Attention: Teresa M. Brenner, Associate General Counsel 
  
 Any notice, direction, request or demand by any holder of Securities to or upon the Trustee
shall be deemed to have been sufficiently given or made, for all purposes, if given or made in writing at the principal office of the Trustee, which shall be as follows: 
  

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 Wells Fargo Bank, N.A. 
 Corporate Trust Services 
 Sixth Street and Marquette Avenue 
 Mail stop MAC N9303-120 
 Minneapolis,
Minnesota 55479 
 Attention: Susan E. Jacobsen. 
  
 SECTION 2.8 Headings. The Article and Section headings of this Third Supplemental Indenture have been inserted for convenience of reference only,
are not to be considered part of this Third Supplemental Indenture and shall in no way modify or restrict any of the terms or provisions hereof. 
  
 SECTION 2.9 Benefits of Third Supplemental Indenture, etc. Nothing in this Third Supplemental Indenture or the Securities, express or implied,
shall give to any Person, other than the parties hereto and thereto and their successors hereunder and thereunder and the holders of the Securities, any benefit of any legal or equitable right, remedy or claim under the Indenture, this Third
Supplemental Indenture or the Securities. 
  
 SECTION 2.10
Certain Duties and Responsibilities of the Trustees. In entering into this Third Supplemental Indenture, the Trustee shall be entitled to the benefit of every provision of the Indenture relating to the conduct or affecting the liability or
affording protection to the Trustee, whether or not elsewhere herein so provided. 
  
 SECTION 2.11 Counterparts. The parties may sign any number of copies of this Third Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement.

  
 SECTION 2.12 Governing Law. This Third Supplemental
Indenture shall be governed by, and construed in accordance with, the laws of the State of New York but without giving effect to applicable principles of conflicts of law to the extent that the application of the laws of another jurisdiction would
be required thereby. 
  
 [Signature Page Follows] 
  

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 IN WITNESS WHEREOF, the parties have caused this Third Supplemental Indenture to be duly executed
as of the date first written above. 
  

			
	 THE CORPORATION:
  
 Bank of America Corporation

		
	By:	 	/s/    KAREN A. GOSNELL
	 	 	

	 Name: Karen A. Gosnell
 Title: Senior Vice President

  

			
	 FBFC:
  
 FleetBoston Financial Corporation

		
	By:	 	/s/    JANICE B. LIVA
	 	 	

	 Name: Janice B. Liva
 Title: Assistant Secretary

  

			
	 THE TRUSTEE:
  
 Wells Fargo Bank, N.A.

		
	By:	 	/s/    SUSAN E. JACOBSEN
	 	 	

	 Name: Susan E. Jacobsen
 Title: Vice President

  

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