Document:

Unassociated Document

    Exhibit
10.6

    China
Agri-Business, Inc.

    Finance
Plaza, 9th Floor, Hi-Tech Road No. 42

    Hi-Tech
Industrial Development Zone, Xi-An, China 710068

     

    
      	 	 	
              June 12,
      2009

            	 

    

     

    Re:
Registration Rights
Agreement dated September 29, 2008

    

    

    Reference is made to that certain
Registration Rights Agreement, dated as of September 29, 2008 (the “Agreement”), by and
among China Agri-Business, Inc. (the “Company”) and the
investors named therein (as identified by their signatures below) (the “Investors”).
Capitalized terms used herein but not otherwise defined in this letter shall
have the respective meanings set forth in the Agreement.

    

    The Company and the Investors wish to
modify the Agreement, and agree as follows.

    

    1. The Company shall be obligated to
make the payments to the Investors required by Section 2(b) of the Agreement if,
and only if, the Registration Statement is not declared effective by the SEC by
5:30 p.m. Eastern time on July 31, 2009 (the “Extended
Deadline”).  In the event that the Registration Statement is
declared effective by the SEC by the Extended Deadline, then the Investors waive
any and all claims to any payments pursuant to such Section 2(b) of the
Agreement.

    

    All other terms of the Agreement,
including without limitation Section 2(c) of the Agreement, shall continue in
full force and effect.

    

    

    

    

    

    

    [Signature
pages follow]

     

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    Please acknowledge your acceptance of
the foregoing terms by signing where indicated below.

    

    
      
        	 	Very
      truly yours,	 
	 	 	 
	 	China
      Agri-Business, Inc.	 
	 	 	 	 
	
                 

              	
                By:
      

              	/s/ Xiaolong
      Zhou	 
	 	Name: 	Xiaolong
      Zhou	 
	 	Title:	Chief
      Financial Officer	 
	 	 	 	 

      

    

     

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

     

    Agreed
and Accepted as of the date written above:

     

    
      
        	JAG MULTI-INVESTMENTS, LLC	 	 	 	 
	 	 	 	 	 	 
	By:	
                /s/
      Alexander
      M. Goren

              	 	 	
                 

              	 
	Name:  	
                Alexander
      M. Goren

              	 	 	
                 

              	 
	Title: 	
                 

              	 	 	
                 

              	 

      

    
      
        	 	 	 	 	 
	
                /s/
      Keith
      Guenther

              	 	 	
                 

              	 
	
                      
                  KEITH
      GUENTHERUnassociated Document

     

     

     

     

    
      Exhibit
10.7

       

      China
Agri-Business, Inc.

      Finance
Plaza, 9th Floor,
Hi-Tech Road No. 42

      Hi-Tech
Industrial Development Zone, Xi-An, China 710068

       

      
        
          	 	 	
                  October 12,
      2009

                	 

        

         

      

      Re:
Registration Rights Agreement Dated September 29, 2008

       

      

       

      Reference
is made to that certain Registration Rights Agreement, dated as of September 29,
2008 (the “Agreement”), by and
among China Agri-Business, Inc. (the “Company”) and the
investors named therein (as identified by their signatures below) (the “Investors”)
and  that certain letter agreement dated June 12, 2009 and August 12,
2009 agreed and accepted by the Investors.  Capitalized terms used
herein but not otherwise defined in this letter shall have the respective
meanings set forth in the Agreement.

       

      The Company and the Investors agree as
follows:

       

      
        	
                 
      

              	
                1.

              	
                The
      Company shall be obligated to make the payments to the Investors required
      by Section 2(b) of the Agreement if, and only if, the Registration
      Statement is not declared effective by the SEC by 5:30 p.m. Eastern time
      on October 30, 2009 (the “Extended
      Deadline”).  In the event that the Registration Statement
      is declared effective by the Extended Deadline, then the Investors waive
      any and all claims to any payments pursuant to such Section 2(b) of the
      Agreement.

              

      

       

      All other
terms of the Agreement, including without limitation Section 2(c) of the
Agreement, shall continue in full force and effect.  This letter
agreement may be executed in two or more counterparts, all of which when taken
together shall be considered one and the same agreement.  This letter
agreement shall be governed by and construed in accordance with the laws of the
state of New York.

       

      
        
           

        

        
           

          
            

          

        

        
           

        

      

      Agreed
and Accepted as of the date written above:

       

      
         

        
          
            
              	CHINA
      AGRI-BUSINESS, INC.	 	 	 	 
	 	 	 	 	 	 
	By:	
                      /s/
      Xialong
      Zhou

                    	 	 	
                       

                    	 
	Name:  	
                            
                        Xialong
      Zhou

                      

                    	 	 	
                       

                    	 
	Title: 	
                            
                        Chief
      Financial Officer

                      

                    	 	 	
                       

                    	 

            

        

      

      
        
          
            
              	JAG
      MULTI-INVESTMENTS, LLC	 	 	 	 
	 	 	 	 	 	 
	By:	
                      /s/
      Alexander
      M. Goren

                    	 	 	
                       

                    	 
	Name:  	
                            
                              
                          Alexander
      M. Goren

                        

                      

                    	 	 	
                       

                    	 
	Title: 	
                            
                              
                          Managing
      Member

                        

                      

                    	 	 	
                       

                    	 

            

                                                                                                                           

        

      

    

    
      
        	Keith
      Guenther	 	 	 	 
	 	 	 	 	 
	
                /s/
      Keith
      Guenther

              	 	 	
                 

              	 
	
                 

              	 	 	
                 

              	 

      

    

     

    
      [Signature
page to Reg. Rights Letter Agreement – October 2009]Exhibit
10.1

      

      AMENDMENT
NO. 2 TO

      INVESTMENT
ADVISORY MANAGEMENT AGREEMENT

      BETWEEN

      BLACKHAWK
CAPITAL GROUP BDC, INC.

      AND

      BARAK
ASSET MANAGEMENT, LLC

      

      Amendment
No. 2 dated November 12, 2009 ("Amendment") to Investment Advisory Management
Agreement dated October 31, 2006, by and between BLACKHAWK CAPITAL GROUP BDC,
INC., a Delaware corporation (the "Corporation"), and BARAK ASSET MANAGEMENT,
LLC, a Delaware limited liability corporation (the "Investment Manager" or
"Adviser").

       

      WHEREAS,
the Corporation is a business development company ("BDC") regulated under the
Investment Company Act of 1940, as amended (the "Investment Company
Act");

       

      WHEREAS,
the Adviser is an investment adviser registered under the Investment Advisers
Act of 1940, as amended (the "Advisers Act");

       

      WHEREAS,
on October 31, 2006 the Corporation and Adviser entered into the Investment
Advisory Management Agreement ("Original Advisory Agreement");

       

      WHEREAS,
on October 31, 2007 the Corporation and Adviser extended the Original Advisory
Agreement for one year to October 31, 2008;

       

      WHEREAS,
on October 31, 2008, the Corporation and Adviser extended the Original Advisory
Agreement to October 31, 2009; and

       

      WHEREAS,
the Corporation and Adviser wish to amend the Original Advisory Agreement to (i)
extend the term of the Original Advisory Agreement one year until October 31,
2010, and (ii) revise Exhibit 1 ("Investment Advisory Fee Schedule") to the
Original Advisory Agreement to provide a revised fee schedule.

       

      NOW,
THEREFORE, in the consideration of the premises and for other good and valuable
consideration, the parties hereby agree as follows:

       

      1.           Extension of Term of
Original Advisory Agreement.  Section 10 of the Original
Advisory Agreement is amended by adding the following sentence at the end of the
first paragraph of Section 10:  "The term of this Agreement is
extended until October 31, 2010."

       

      2.           Amendment to Exhibit 1 —
Investment Advisory Fee Schedule.  Exhibit 1 — Investment
Advisory Fee Schedule shall be amended by deleting the current Exhibit 1 and
replacing it with the Exhibit 1 attached hereto.

       

      Except as amended by this Agreement,
all of the provisions of the Original Advisory Agreement shall remain in full
force and effect.

      
        
           

        

        
          1

          
            

          

        

        
           

        

      

      IN WITNESS WHEREOF, the
parties hereto have caused this Agreement to be duly executed on the date above
written.

       

      
        
          	
                  BLACKHAWK
      CAPITAL GROUP BDC, INC.

                
	 
      	 
      
	
                  By:

                	
                  /s/ Craig A. Zabala

                
	 
      	
                  Name:
      Dr. Craig A. Zabala

                
	 
      	
                  Title:  
      President and Chief Executive Officer

                
	 
      	 
      
	
                  BARAK
      ASSET MANAGEMENT, LLC

                
	 
      	 
      
	
                  By:

                	
                  /s/ Sharon D. Highland

                
	 
      	
                  Name:
      Sharon D. Highland

                
	 
      	
                  Title:  
      President

                

        

      

      
        
           

        

        
          2

          
            

          

        

        
           

        

      

      Amended
Fee Schedule November 2009

      

      EXHIBIT
1

       

      INVESTMENT
ADVISORY FEE SCHEDULE

       

      INVESTMENT ADVISORY
FEES:

       

        Investment
Manager shall receive fees calculated based upon the average cash value of
assets at the end of each quarter including the value of any withdrawals from
the assets made during that quarter:

       

      (1)           Equities
including common stocks, convertible preferred and convertible
bonds:

      

      0.625% on
assets equal to $250,000 to $500,000

      0.5625%
on assets equal to $500,001 to $2,500,000

      0.50% on
assets equal to $2,500,001 to $5,500,000

      0.45% on
assets equal to $5,500,001 to $8,500,000

      0.375% on
assets equal to $8,500,001 to $11,500,000

      0.25% on
assets equal to or greater than $11,500,001

      

      (2)           Fixed
Income or Bonds including taxable or tax-exempt (municipal bonds):

      

      0.50% on
assets equal to $500,000 to $2,000,000

      0.40% on
assets equal to $2,000,001 to $5,000,000

      0.30% on
assets equal to $5,000,001 to $15,000,000

      0.20% on
assets greater than or equal to $15,000,001

      

      (3)           Advisory
Fees or Non-Public Companies

      

      0.875% on
assets equal to $250,000 to $2,500,000

      0.75% on
assets equal to $2,500,001 to 5,000,000

      0.625% on
assets equal to $5,000,001 to $15,000,000

      0.5625%
on assets equal to $15,000,001 to $30,500,000

      0.50% on
assets equal to $30,500,001 to $75,000,000

      0.375% on
assets equal to or greater than $75,000,001

      

      Aggregate
Fees for assets under management equal to $150 million (as described in 1-3
above) will be no more than 0.50% annualized or 0.125% quarterly.

       

      Any fees
and expenses charged by any fund pursuant to their prospectuses are in addition
to Investment Manager's investment advisory fee and shall be treated as an
expense against the value of assets in the calculation of the Investment
Manager’s fee.  Brokerage commissions and bond mark-ups, as charged by
the broker-dealer, are included in the price of the transactions and are in
addition to investment advisory fees.

       

      If any of
the above listed securities do not trade on any exchange, NASD, OTC Bulletin
Board or Pink Sheets, the following shall apply as to how to value such
securities:  Investments will be valued at cost based and the Advisory
Fee Schedule for Non-Public Companies above will apply.

       

      
        
           

        

        
          3

          
            

          

        

        
           

        

      

       

      PAYMENT OF
FEES:

       

      Investment
Advisory Fees shall be billed and payable quarterly (or a prorated period, when
applicable).

       

      Fee
amounts shall be debited from the Corporation's account on the date on which the
Investment Manager dispatches a Quarterly Statement setting forth the basis for
these charges.

       

      Upon
termination and liquidation the Investment Manager shall calculate the fee based
upon the cash value of assets realized and the fee earned will be prorated based
on the time elapsed since the prior quarterly fee payment through that
liquidation of the accounts is complete or the accounts or assets are
transferred to the Corporation's control or to another manager.

       

      This fee
schedule was amended November 2009 and supersedes any previous fee
schedules.

      
        
           

        

        
          4

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