Document:

exv10w13

 

EXHIBIT 10.13

AGREEMENT

     AGREEMENT made effective as of June 20, 2005 by and between INDIA GLOBALIZATION CAPITAL, INC.
(THE “COMPANY”) and                                          (“Individual”)

     The parties, intending to be legally bound, hereby agree as follows:

     1. Individual agrees to serve as                                          of the Company for, in the case of a
director, for the term for which appointed, and, in the case of an officer, a term ending on the
earlier of the consummation by the Company of a Business Combination (as that term is defined in
the Form S-1 to be filed with the Securities and Exchange Commission) or the liquidation of the
Company (“Term”). The Term may be renewed thereafter by mutual agreement under such terms as are
negotiated at that time, subject to approval by the Board of Directors. The appointment carries no
cash stipend. This agreement does not extend an offer of employment nor does it not create an
employment relationship between the Individual and the Company.

     2. The responsibilities of Individual will be to devote such time and effort to the Company as
may be necessary to carry out the duties of his/her office, consistent with the Bylaws and Articles
of Incorporation of the Company.

     3. In consideration for serving in the capacity set forth in paragraph 1, the Company grants
to Individual the right to acquire ___shares of the Company’s common stock at a purchase
price of $.005 per share. Individual hereby exercises such right upon execution hereof.

     4. Individual agrees that his/her engagement with the Company creates a relationship of
confidence and trust between him/her and the Company with respect to Confidential Information. As
used herein, Confidential Information means any (i) information belonging to the Company which is
of value to the Company in the course of conducting its business and the disclosure of which could
result in a competitive or other disadvantage to the Company, and (ii) information belonging to
third parties (“Third Parties”) with which the Company has a relationship of trust and confidence
and to which it has a duty to maintain confidentiality, including, but not limited to, information,
materials, proprietary information, customer and prospects lists, trade secrets, trade names or
proposed trade names, know-how, ideas, concepts, designs, programs, techniques, software,
discoveries and data that is either related to or useful in the Company’s business or to the
Company’s actual or demonstrably anticipated research, design, development, experimental
production, financing, manufacturing, licensing, distribution or marketing activity or related to
Third Parties’ businesses. Individual will keep in trust and confidence all Confidential
Information and will not directly or indirectly disclose, sell, use, lecture upon or publish any
Confidential Information without the written consent of the Company, which may be withheld or
granted in the sole discretion of the Company. This obligation will survive for a period of five
(5) years after the expiration or termination of the Term for
any reason and is in addition to, and not in limitation of, any fiduciary or other duty imposed on the Individual.

 

 

     5. Individual also agree that during the Term and for a period of two (2) years thereafter,
he/she will not directly or indirectly (i) solicit or in any manner encourage employees or
consultants of the Company to end their relationships with the Company, if Individual is then
working for or providing services to a competitor of the Company or (ii) solicit the business of
any customer or client of the Company if Individual is then working for or providing services to
the Company.

     6. By execution hereof, Individual consents to the Company using his/her name as being
associated with the Company as well as in its marketing and promotional literature.

     7. This Agreement shall be governed by the internal laws of the State of Maryland.

     IN WITNESS WHEREOF the parties have executed this Agreement to be effective on the date and
year first above written.

	 	 	 	 	 
	INDIA GLOBALIZATION CAPITAL, INC.	 	INDIVIDUAL:
	 
	 	 	 	 
	By:

	 	 

	 	 

	Its:exv10w14

 

EXHIBIT 10.14

AGREEMENT

     AGREEMENT made effective as of June 20, 2005 by and between INDIA GLOBALIZATION CAPITAL, INC.
(THE “COMPANY”) and                                          (“Advisor”)

     The parties, intending to be legally bound, hereby agree as follows:

     1. Advisor agrees to serve as a special advisor to the company for a term of two years
(“Term”). The Term may be renewed annually thereafter by mutual agreement under such terms as are
negotiated at that time, subject to approval by the Board of Directors. The appointment carries no
cash stipend, involves no responsibility for corporate governance or management of the Company, and
is terminable by either party, at any time, for any reason, upon thirty (30) days’ written notice
to the other. This agreement does not extend an offer of employment nor does it not create an
employment relationship between the Advisor and the Company. Furthermore, Advisor is neither an
agent, director, or joint venturer of or with the Company.

     2. The responsibilities of Advisor will be (a) to remain reasonably accessible to the
Company’s Board, management, and key employees, (b) to provide advice and/or assistance to the
Company on ideas presented by management, issues faced by the Company both strategically and
tactically with doing business in the United States and India and on potential business
combinations based on Advisor’s experience and contacts and (c) to provide expertise and advise on
strategy with different sectors of the economy as well as high level contacts with industry
leaders.

     3. In consideration for serving as a special advisor to the Company, the Company grants to
Advisor the right to acquire
                                
shares of the Company’s common stock at a purchase price of
$.005 per share. The Special Advisor hereby exercises such right upon execution hereof.

     4. Special Advisor agrees that his engagement with the Company creates a relationship of
confidence and trust between him and the Company with respect to Confidential Information. As used
herein, Confidential Information means any (i) information belonging to the Company which is of
value to the Company in the course of conducting its business and the disclosure of which could
result in a competitive or other disadvantage to the Company, and (ii) information belonging to
third parties (“Third Parties”) with which the Company has a relationship of trust and confidence
and to which it has a duty to maintain confidentiality, including, but not limited to, information,
materials, proprietary information, customer and prospects lists, trade secrets, trade names or
proposed trade names, know-how, ideas, concepts, designs, programs, techniques, software,
discoveries and data that is either related to or useful in the Company’s business or to the
Company’s actual or demonstrably anticipated research, design, development, experimental
production, financing, manufacturing, licensing, distribution or marketing activity or related to
Third Parties’ businesses. Special Advisor will keep in trust and confidence all Confidential
Information and will

 

 

not directly or indirectly disclose, sell, use, lecture upon or publish any Confidential
Information without the written consent of the Company, which may be withheld or granted in the
sole discretion of the Company. This obligation will survive for a period of five (5) years after
the expiration or termination of the Term for any reason.

     5. Special Advisor also agrees that during the Term and for a period of two (2) years
thereafter, he will not directly or indirectly (i) solicit or in any manner encourage employees or
consultants of the Company to end their relationships with the Company, if Special Advisor is then
working for or providing services to a competitor of the Company or (ii) solicit the business of
any customer or client of the Company if Special Advisor is then working for or providing services
to the Company.

     6. By execution hereof, Special Advisor consents to the Company using his name as being a
special advisor to the Company as well as in its marketing and promotional literature.

     7. This Agreement shall be governed by the internal laws of the State of Maryland.

     IN WITNESS WHEREOF the parties have executed this Agreement to be effective on the date and
year first above written.

	 	 	 	 	 
	INDIA GLOBALIZATION CAPITAL, INC.	 	ADVISOR:
	 
	 	 	 	 
	By:

	 	 

	 	 

	Its:Ex-4.1

 

Exhibit 4.1

FOURTH SUPPLEMENTAL INDENTURE

     This Fourth Supplemental Indenture is dated as of July 6, 2005 (this “Fourth Supplemental
Indenture”), among R.J. Reynolds Tobacco Holdings, Inc., a Delaware corporation (together with
its successors and assigns, the “Company”), Reynolds American Inc., a North Carolina
corporation (“RAI”), R. J. Reynolds Tobacco Company, a North Carolina corporation
(“RJRT”), RJR Acquisition Corp., a Delaware corporation, GMB, Inc., a North Carolina
corporation, FHS, Inc., a Delaware corporation, R. J. Reynolds Tobacco Co., a Delaware corporation,
RJR Packaging, LLC, a Delaware limited liability company, BWT Brands, Inc., a Delaware corporation,
and The Bank of New York, as Trustee under the Indenture referred to below.

WITNESSETH:

     WHEREAS, the Company, R. J. Reynolds Tobacco Company, a New Jersey corporation which was a
predecessor-in-interest of RJRT, and the Trustee have heretofore executed and delivered an
Indenture, dated as of May 15, 1999 (as amended by the First Supplemental Indenture thereto dated
December 12, 2000, the Second Supplemental Indenture thereto dated June 30, 2003, and the Third
Supplemental Indenture thereto dated July 30, 2004, and as further amended, supplemented, waived or
otherwise modified, the “Indenture”), providing for the issuance of, among other series of
notes, an aggregate principal amount of $500,000,000 of the Company’s 7 3/4% Notes due 2006 (the
“2006 Notes”);

     WHEREAS, the Company has solicited consents (the “Consent Solicitation”) from the
Holders of the 2006 Notes to certain proposed amendments to the Indenture (the “Proposed
Amendments”) as set forth in Article II hereof, and made a tender offer for the 2006 Notes (the
“Tender Offer”), in each case, in accordance with the terms of an Offer to Purchase and
Consent Solicitation Statement dated June 21, 2005 (the “Offer to Purchase”);

     WHEREAS, pursuant to Section 9.2 of the Indenture, with the consent of the Holders of
not less than a majority in aggregate principal amount of the 2006 Notes at the time outstanding
(voting as one class), the Company, RAI, the Guarantors and the Trustee may enter into a
supplemental indenture for the purpose of adopting the Proposed Amendments; and

     WHEREAS, pursuant to the Consent Solicitation, the Holders of a majority in aggregate
principal amount of the outstanding 2006 Notes have consented in writing to the adoption of the
Proposed Amendments;

     NOW, THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, the parties hereto mutually covenant
and agree as follows:

 

 

ARTICLE I

Definitions

     SECTION 1.1 Defined Terms. As used in this Fourth Supplemental Indenture, terms
defined in the Indenture or in the preamble or recitals hereto are used herein as therein defined,
except that the term “Holders” in this Fourth Supplemental Indenture shall refer to the
“Holders” as defined in the Indenture and to the Trustee acting on behalf or for the benefit of
such Holders. The words “herein,” “hereof” and “hereby” and other words of similar import used in
this Fourth Supplemental Indenture refer to this Fourth Supplemental Indenture as a whole and not
to any particular section hereof.

ARTICLE II

Inapplicability of Certain Articles, Sections and Clauses to the 2006 Notes

     SECTION 2.1 Inapplicability of Certain Articles, Sections and Clauses to the 2006
Notes. The following articles and sections of the Indenture shall not be for the benefit of
Holders of the 2006 Notes and shall not be enforceable by or on behalf of Holders of the 2006
Notes, and none of the Company, RAI or the Guarantors shall have any obligation to comply with or
observe any of their obligations under such articles and sections with respect to the 2006 Notes or
Holders thereof, and the failure of the Company, RAI or the Guarantors to comply with or observe
any of their obligations under such articles and sections shall not constitute an Event of Default
with respect to the 2006 Notes or the Holders thereof:

	 	 	 
	Section 3.5

	 	Negative Pledge
	 
	 	 
	Section 3.6

	 	Certain Sale and Lease-back Transactions
	 
	 	 
	Section 3.7

	 	Corporate Existence
	 
	 	 
	Section 3.8

	 	Payment of Taxes and Other Claims
	 
	 	 
	Section 3.9

	 	Waiver of Stay, Extension or Usury Laws
	 
	 	 
	Article IV

	 	Consolidation, Merger, Sale or Conveyance

     In addition, the Event of Default defined in clause (f) of Section 6.1, “Event of Default
Defined; Acceleration of Maturity; Waiver of Default,” shall not constitute an Event of Default
with respect to the 2006 Notes or the Holders thereof.

     Any and all references to the foregoing articles, sections and clauses and any and all
obligations thereunder related solely to such articles, sections and clauses throughout the
Indenture shall not be applicable with respect to the 2006 Notes and the Holders thereof, and such
articles, sections and clauses and references shall be of no further force or effect with respect
to the 2006 Notes and the Holders thereof. All definitions in the Indenture which are used
exclusively in the articles, sections and clauses deleted pursuant to this Section 2.1 shall not be
applicable with respect to the 2006 Notes and the Holders thereof.

2

 

ARTICLE III

Effectiveness of Supplemental Indenture; Operativeness of Amendments

     SECTION 3.1 Effectiveness of Supplemental Indenture. This Fourth Supplemental
Indenture shall become effective upon the due execution and delivery by the Company, the
Guarantors, RAI and the trustee of this Fourth Supplemental Indenture.

     SECTION 3.2 Operativeness of Amendments. Notwithstanding Section 3.1 of this Fourth
Supplemental Indenture, the Proposed Amendments set forth in Article II of this Fourth Supplemental
Indenture shall become operative when, and only when, all of the following conditions shall have
been satisfied:

     (a) the Company shall have accepted the Notes validly tendered and not validly
withdrawn in connection with the Tender Offer; and

     (b) the Financing Condition (as defined in the Offer to Purchase) shall have been
satisfied.

ARTICLE IV

Miscellaneous

     SECTION 4.1 Parties. Nothing expressed or mentioned herein is intended or shall be
construed to give any Person, firm or corporation, other than the Holders and the Trustee, any
legal or equitable right, remedy or claim under or in respect of this Fourth Supplemental Indenture
or the Indenture or any provision herein or therein contained.

     SECTION 4.2 Governing Law. This Fourth Supplemental Indenture shall be governed by
the laws of the State of New York.

     SECTION 4.3 Severability Clause. In any case any provision in this Fourth
Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and
enforceability of the remaining provisions shall not in any way be affected or impaired thereby and
such provision shall be ineffective only to the extent of such invalidity, illegality or
unenforceability.

     SECTION 4.4 Ratification of Indenture; Fourth Supplemental Indenture Part of
Indenture. Except as expressly amended hereby, the Indenture is in all respects ratified and
confirmed and all the terms, conditions and provisions thereof shall remain in full force and
effect. This Fourth Supplemental Indenture shall form a part of the Indenture for all purposes,
and every Holder of Notes heretofore or hereafter authenticated and delivered shall be bound
hereby.

     SECTION 4.5 Counterparts. The parties hereto may sign one or more copies of this
Fourth Supplemental Indenture in counterparts, all of which together shall constitute one and the
same agreement.

3

 

     SECTION 4.6 Headings. The headings of the Articles and the sections in this Fourth
Supplemental Indenture are for convenience of reference only and shall not be deemed to alter or
affect the meaning or interpretation of any provisions hereof.

     SECTION 4.7 Trustee. The Trustee makes no representations as to the validity or
sufficiency of this Fourth Supplemental Indenture. The recitals and statements herein are deemed
to be those of the Company, the Guarantors and RAI and not of the Trustee.

     IN WITNESS WHEREOF, the parties hereto have caused this Fourth Supplemental Indenture to be
duly executed as of the date first above written.

	 	 	 	 	 
	Address:

	 	R.J. REYNOLDS TOBACCO HOLDINGS, INC.
	401 North Main Street
	 	 	 	 
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ McDara P. Folan, III
	 

	 	 	 	 
	 

	 	 	 	Name: McDara P. Folan, III

Title: Senior Vice President and Secretary
	 
	 	 	 	 
	Address:

	 	REYNOLDS AMERICAN INC.,
	401 North Main Street

	 	     as a guarantor
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ McDara P. Folan, III
	 

	 	 	 	 
	 

	 	 	 	Name: McDara P. Folan, III

Title: Senior Vice President, Deputy General Counsel

and Secretary
	 
	 	 	 	 
	Address:

	 	RJR ACQUISITION CORP.,
	1007 N. Orange Street

	 	     as a Guarantor
	Suite 1402
	 	 	 	 
	Wilmington, DE 19801

	 	By:
	 	/s/ McDara P. Folan, III
	 

	 	 	 	 
	 

	 	 	 	Name: McDara P. Folan III

Title: Vice President and Assistant Secretary
	 
	 	 	 	 
	Address:

	 	R. J. REYNOLDS TOBACCO COMPANY,
	401 North Main Street

	 	     as a Guarantor
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ Charles A. Blixt
	 

	 	 	 	 
	 

	 	 	 	Name: Charles A. Blixt

Title: Executive Vice President and General Counsel

4

 

	 	 	 	 	 
	Address:

	 	R. J. REYNOLDS TOBACCO CO.,
	401 North Main Street

	 	     as a Guarantor
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ Guy M. Blynn
	 

	 	 	 	 
	 

	 	 	 	Name: Guy M. Blynn

Title: Secretary
	 
	 	 	 	 
	Address:

	 	RJR PACKAGING, LLC,
	220 East Polo Road

	 	     as a Guarantor
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ McDara P. Folan, III
	 

	 	 	 	 
	 

	 	 	 	Name: McDara P. Folan, III

Title: Secretary
	 
	 	 	 	 
	Address:

	 	FHS, INC.,
	1007 N. Orange Street

	 	     as a Guarantor
	Suite 1402
	 	 	 	 
	Wilmington, DE 19801
	 	 	 	 
	 

	 	By:
	 	/s/ Vernon A. Stewart
	 

	 	 	 	 
	 

	 	 	 	Name: Vernon A. Stewart

Title: Vice President
	 
	 	 	 	 
	Address:

	 	GMB, INC.,
	401 North Main Street

	 	     as a Guarantor
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ Michael J. Madigan
	 

	 	 	 	 
	 

	 	 	 	Name: Michael J. Madigan

Title: Secretary
	 
	 	 	 	 
	Address:

	 	BWT BRANDS, INC.,
	401 North Main Street

	 	     as a Guarantor
	Winston-Salem, NC 27102
	 	 	 	 
	 

	 	By:
	 	/s/ Michael J. Madigan
	 

	 	 	 	 
	 

	 	 	 	Name: Michael J. Madigan

Title: Secretary

	 	 	 	 	 
	THE BANK OF NEW YORK, as Trustee
	 	 
	 
	 	 	 	 
	By:
	 	/s/ Derek Kettel
	 

	 	 
	 

	 	Name: Derek Kettel

Title: Agent

5

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