Document:

EX-10.1

 Exhibit 10.1 

SETTLEMENT AGREEMENT 

This Settlement Agreement (“Agreement”) is made by and among the undersigned Participating Manufacturers and the State of New York
(“New York”) to settle and resolve current and potential future claims as provided below on the terms and conditions provided below. In consideration for the payments and credits provided for in this Agreement, and such other consideration
as described in this Agreement, the PMs and New York, acting by and through their authorized representatives, memorialize and agree as follows: 
  

	I.	Definitions 

 A. All capitalized terms not otherwise defined in this Agreement shall be
defined as in the MSA. 
 B. “[Year] NPM Adjustment,” or “NPM Adjustment for [Year]” means the Non-Participating
Manufacturer Adjustment (“NPM Adjustment”) based on the Market Share Loss for the specified year and applicable to the payments due pursuant to MSA Section IX(c) on April 15 of the year following the specified year, calculated as
provided in the MSA. For example, the 2003 NPM Adjustment, or the NPM Adjustment for 2003, means the NPM Adjustment based on the Market Share Loss for 2003 and applicable to the MSA payments due on April 15, 2004. 

C. “Allocable Share” means the percentage for the Settling State in question as set forth in Exhibit A to the MSA, except that, as
applied to payments under Section IX(c)(2) of the MSA or to the portion of the NPM Adjustment applicable to such payments, it means the percentage for the Settling State in question as determined in 1999 pursuant to Exhibit U of the MSA. 

D. “Claims” means any and all claims, demands, actions, suits, proceedings, causes of action, losses, damages, fines, penalties,
costs, expenses, fees and liabilities of any nature, whether known or unknown, whether suspected or unsuspected, whether accrued or unaccrued, and whether legal, equitable or statutory. 

E. “Complementary Legislation” means either (i) Tax Law §§ 480-b through 480-c in their form as of the Effective Date
or (ii) a New York statute substantially in the form of the Model Complementary Legislation proposed by the National Association of Attorneys General in December of 2002. 

F. “Effective Date” means the date of execution of this Agreement. 

G. “Escrow Statute” means Public Health Law §§ 1399-nn through 1399-pp in their form as of the Effective Date (including
the amendment to the Escrow Statute enacted at Laws 2003, ch. 666, approved October 15, 2003 (such amendment being “Allocable Share Repeal”)). 

 H. “New York consumer” means a person as to whom the sale of the Cigarettes at issue is
within New York’s cigarette excise taxing authority under federal law (whether or not New York imposes or collects an excise tax on those Cigarettes). 

I. “New York Excise Tax” means the cigarette excise tax of the State of New York. In the event that the excise tax is revised to set
different levels of tax for different Cigarettes, “New York Excise Tax” refers to the highest such level applicable to any PM Cigarettes. New York Excise Tax is not considered “collected” if it is collected but then refunded, in
whole or in part. 
 J. “NPM” means a Non-Participating Manufacturer. 

K. “NPM Cigarettes” means Cigarettes (i) of an NPM or (ii) that are treated as Cigarettes of an NPM under Section
XVIII(w)(2) of the MSA. Cigarettes are considered to be of an NPM under clause (i) unless they are of a brand that a Participating Manufacturer both listed as its brand for the entire relevant year pursuant to Complementary Legislation and does
not dispute is its brand for purposes of calculating its MSA payments for that year. 
 L. “Parties” means each of the individual
PMs and New York (each, a “Party”). 
 M. “PM” means a Participating Manufacturer that is a signatory to this Agreement.
“PM” includes the successor(s) of a PM. “OPM” means a PM that is an Original Participating Manufacturer. “SPM” means a PM that is a Subsequent Participating Manufacturer. An SPM that owns a brand formerly owned by an
OPM shall be treated for purposes of this Agreement as an OPM with respect to that brand for a year if it would be treated as an OPM with respect to that brand for that year under the MSA for purposes of the NPM Adjustment. 

N. “Potential Maximum NPM Adjustment” for the OPMs for a year means the OPMs’ total aggregate amount of the NPM Adjustment for
such year calculated pursuant to MSA Section IX(d) (without regard to any subsequent revisions to such formula or reduction in such amount pursuant to any agreement between the PMs and any States), assuming that all Settling States’ Allocated
Payments are subject to the NPM Adjustment for that year and the NPM Adjustment for that year would be applied pursuant to MSA Section IX(d)(1)(C)-(D). An SPM’s “Potential Maximum NPM Adjustment” for a year in question means the
SPM’s total amount of the NPM Adjustment for such year calculated pursuant to MSA Section IX(d) (without regard to any subsequent revisions to such formula or reduction in such amount pursuant to any agreement between the PMs and any States),
assuming that all Settling States’ Allocated Payments are subject to the NPM Adjustment for that year and the NPM Adjustment for that year would be applied pursuant to MSA Section IX(d)(1)(C)-(D) and (4). In the case of an SPM that owns a
brand formerly owned by an OPM, the SPM’s “Potential Maximum NPM Adjustment” for purposes of calculations of credits it is to receive under this Agreement as an SPM shall be calculated based solely on (i) the brand or brands it
owns that were not formerly owned by an OPM and (ii) any brands it owns that are listed in Exhibit R of the MSA (except for any such brands with respect to which it has assumed the obligations of an OPM). 

  
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 O. “Tribal NPM Cigarette” means an NPM Cigarette (i) that is sold, shipped or
distributed directly or indirectly on or through Native American reservations located in New York, including where the Cigarette is sold, shipped, distributed or routed through such a reservation for sale to consumers elsewhere, (ii) that is
manufactured, sold, shipped or distributed by a person or entity having or claiming status as, ownership by, membership in or other affiliation with a New York Native American tribe or one or more members thereof, or (iii) having any other
association with a New York Native American tribe or New York Native American reservation that forms any part of the reason why New York did not collect New York Excise Tax on the Cigarette. A Native American reservation located in New York includes
any area within the geographic boundaries of the State of New York that is recognized as a tribal reservation, tribal land, qualified reservation, Indian country or Indian trust land by federal law, New York law or both. A New York Native American
tribe includes Cayuga Nation, Oneida Nation of New York, Onondaga Nation, Poospatuck or Unkechauge Nation, Saint Regis Mohawk Tribe, Seneca Nation of Indians, Shinnecock Indian Nation, Tonowanda Band of Seneca, Tuscarora Nation and any other tribe
or Indian nation that has a Native American reservation located in New York or that is recognized as a Native American tribe or Indian nation located in New York by federal law, New York law or both. 

 

	II.	The Disputed Payments Account (“DPA”) 

  

	 	A.	Release of Amounts Attributable to the 2004-2014 NPM Adjustments Held in the DPA as of the Effective Date. 

1. The PMs and New York shall jointly instruct the Independent Auditor to determine the amounts currently held in the DPA that were deposited
by the PMs and are attributable to any of the 2004-2014 NPM Adjustments. 
 2. Following the Independent Auditor’s confirmation that it
will apply the settlement credits as provided in Section III below, the PMs and New York shall jointly instruct the Independent Auditor to release from the DPA to New York an amount equal to New York’s proportionate share of the total amount
described in paragraph 1, plus the accumulated earnings on the amount released as of the time of release. Nothing in this Agreement shall require or prevent the release from the DPA of any other Settling States’ proportionate shares of such
amount. 
 3. With respect to amounts currently held in the DPA that were deposited by the OPMs, the OPMs and New York estimate that the
total amount to be released to New York pursuant to paragraph 2 is $671,258,518.13, plus the accumulated earnings thereon. That amount is subject to verification by the Independent Auditor. With respect to amounts currently held in the DPA that were
deposited by SPMs, the SPMs and New York estimate that the amount to be released to New York pursuant to paragraph 2 by individual SPMs is the amount listed for that SPM in Appendix A plus the accumulated earnings on each respective amount. The
amounts listed in Appendix A are subject to verification by the Independent Auditor. Appendix B addresses the treatment of amounts withheld by Farmers Tobacco Company of Cynthiana, Inc. (“Farmers”), Liggett Group LLC (“Liggett”)
and Vector Tobacco Inc. (“Vector Tobacco”). 

  
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	 	B.	NPM Adjustment Amounts Not in the DPA as of the Effective Date. 

 1. NPM Adjustment
amounts that are not yet in the DPA, specifically, the 2013-2014 NPM Adjustments for the OPMs and SPMs Tabacalera del Este, S.A. (“TABESA”) and U.S. Flue Cured Tobacco Growers, Inc. (“U.S. Flue-Cured”) and the NPM Adjustments for
subsequent years for all PMs, shall be addressed as provided in this subsection B. 
 2. In connection with the MSA payment due on
April 15 of each year beginning with 2016, the OPMs shall deposit into the DPA New York’s Allocable Share of the OPMs’ Potential Maximum NPM Adjustment for the year preceding the year of payment by three years. For example, on
April 15, 2016, the OPMs shall deposit New York’s Allocable Share of the OPMs’ Potential Maximum NPM Adjustment for 2013. Each OPM shall be responsible for depositing only its share of New York’s Allocable Share of the OPMs’
Potential Maximum NPM Adjustment at issue, as that share is determined pursuant to Section IX(d)(3) of the MSA. On the condition that the Independent Auditor’s confirmation described in subsection A.2 has been received and remains operative,
each OPM and NewYork shall jointly instruct the Independent Auditor to release each such deposit to New York promptly upon its being made. 

3. In connection with the MSA payments due on April 15 of each year beginning with 2016, each SPM other than TABESA and U.S. Flue-Cured
shall deposit into the DPA New York’s Allocable Share of that SPM’s respective Potential Maximum NPM Adjustment for the preceding year, and TABESA and U.S. Flue-Cured shall deposit into the DPA New York’s Allocable Share of that
SPM’s respective Potential Maximum NPM Adjustment for the year preceding the year of payment by three years. On the condition that the Independent Auditor’s confirmation described in subsection A.2 has been received and remains operative,
each SPM and NewYork shall jointly instruct the Independent Auditor to release each such deposit to New York promptly upon its being made. 

4. If, prior to an April 15 Payment Due Date, the Independent Auditor issues Revised Final Calculations for prior year(s) that contain
revised NPM Adjustment amounts for prior year(s), the amounts the PMs deposit into the DPA on that Payment Due Date pursuant to paragraphs 2 and 3 shall be based on a “net” adjustment amount, that is, the amount that reflects both the NPM
Adjustment amount for the year that is first subject to deposit into the DPA on that Payment Due Date and revisions to prior years’ adjustment amounts. For example, if the prior year(s)’ adjustment(s) are revised upwards, the PMs shall
deposit the amount of the increase into the DPA in addition to the amount to be deposited on that Payment Due Date under paragraphs 2-3; conversely, if the prior year(s)’ adjustment(s) are revised downwards, the PMs shall deduct the amount of
the decrease from the amount to be deposited on that Payment Due Date under paragraphs 2-3. The amount to be released from the DPA pursuant to paragraphs 2-3 following each deposit will likewise be based on such “net” amounts. 

5. If, in addition to making a deposit under paragraphs 2-3, a PM also deposits other Settling State(s)’ Allocable Share(s) of an NPM
Adjustment into the DPA, the instruction to the Independent Auditor under paragraphs 2-3 (as applicable to that PM) shall direct the release only of the funds specified in the applicable such paragraph. Nothing in this Agreement shall require or
prevent the deposit into or release from the DPA of any other Settling State’s Allocable Share of any NPM Adjustment. 

  
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	III.	Settlement Credits 

  

	 	A.	For years prior to 2011 

 The PMs will receive the following credits applied to their
payments pursuant to MSA Section IX(c) due on April 15, 2016, (except as otherwise set forth in Appendix B for Farmers, Liggett and Vector Tobacco): 

1. The OPMs will receive a credit equal to 10% of New York’s proportionate share of the amount currently held in the DPA that was
deposited by an OPM and was attributable to any of the 2004-2010 NPM Adjustments (and 10% of the accumulated earnings thereon). The OPMs and New York estimate that the amount of this credit is $52,606,368.61. That amount is subject to verification
by the Independent Auditor. This credit shall be allocated among the OPMs as they direct the Independent Auditor. 
 2. Each SPM will
receive a credit equal to the product of (a) the dollar amount of the credit due to the OPMs under paragraph 1 times (b) a fraction the numerator of which is that SPM’s total Potential Maximum NPM Adjustments for 2004-2010 and the
denominator of which is the OPMs’ total Potential Maximum NPM Adjustments for 2004-2010. 
  

	 	B.	SET-Paid NPM Sales 

 1. For 2015 and each year thereafter, unless New York qualifies for
the safe harbor for that year under paragraph 5 below, the OPMs shall receive a credit equal to the adjustment amount for that year times the number of Non-Compliant NPM Cigarettes on which New York Excise Tax is paid. The adjustment amount for a
year equals three times the escrow amount per Cigarette for that year under § 1399-pp(2)(a) of the Escrow Statute (as such amount is adjusted for inflation pursuant to the Escrow Statute). These credits shall each be allocated among the OPMs as
they direct the Independent Auditor. 
 2. For each year in which the OPMs receive a credit under paragraph 1, each SPM shall receive a
credit equal to the product of (a) the dollar amount of the credit due to the OPMs for that year under paragraph 1 times (b) a fraction the numerator of which is that SPM’s Potential Maximum NPM Adjustment for that year and the
denominator of which is the OPMs’ Potential Maximum NPM Adjustment for that year. 
 3. Except as provided in paragraph 4, as used in
this subsection B, “Non-Compliant NPM Cigarettes” means NPM Cigarettes on which New York Excise Tax is paid, but on which escrow was either (a) not deposited at the rate equal to the escrow amount per Cigarette for the sales year at
issue under § 1399-pp(2)(a) of the Escrow Statute (as such amount is adjusted for inflation pursuant to the Escrow Statute), or (b) released or refunded other than pursuant to the terms of the Escrow Statute. A deposit of the requisite
amount will suffice for purposes of subparagraph (a) if made by the NPM, by any other person or entity liable for the deposit on the Cigarettes at issue under the Escrow Statute, or by any person or entity in the distribution chain of such
Cigarettes on behalf of such NPM. 

  
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 4. Non-Compliant NPM Cigarettes shall not include: 

(a) Cigarettes on which New York recovered at the escrow rate set forth in subparagraph 3(a) on an escrow bond posted pursuant to the laws of
New York and did not release or refund any part of the deposit so recovered with respect to the Cigarettes in question other than pursuant to the terms of the Escrow Statute 

(b) Cigarettes as to which New York is barred from enforcing escrow deposits from all entities liable under the Escrow Statute for such
deposits, and is also barred from recovery on any remaining escrow bond applicable to such deposits, by an automatic stay or subsequent order in a federal bankruptcy proceeding or by order of a court of competent jurisdiction that enforcing escrow
deposits on such Cigarettes is barred by federal or State constitutional law (other than State constitutional provisions added or amended after December 14, 2012 or state constitutional law as it may impact or be applied in relation to
sovereign immunity or other Native American issues) or federal statutory or common law. Provided, however, that this subparagraph (b) applies only if: (i) New York uses reasonable efforts to oppose and appeal the stay or order,
(ii) within 30 days prior to the time of sale, the NPM and brand at issue were both properly authorized for stamping in New York, either in accordance with Complementary Legislation or pursuant to the order of a court of competent jurisdiction
requiring that the NPM and brand be authorized for stamping in New York; and (iii) New York has requirements in effect (x) that the NPM at issue post a bond at least 10 days in advance of each calendar quarter as a condition to its
Cigarettes being authorized for stamping in New York in accordance with Complementary Legislation for that quarter in at least an amount equal to the greater of $25,000 or the greatest required escrow amount due from the NPM or its predecessor for
any of the 12 preceding calendar quarters, and (y) that importers are jointly and severally liable for escrow deposits due from an NPM with respect to NPM Cigarettes that they import. 

5. There will be no credits under this subsection B for a year for which New York demonstrates either (a) that the total number of
Non-Compliant NPM Cigarettes sold during that year did not exceed 4% of all NPM Cigarettes on which New York Excise Tax was paid during such year, or (ii) that the total number of Non-Compliant NPM Cigarettes sold during that year did not
exceed 2 million Cigarettes. For purposes of this paragraph, the total number of Non-Compliant NPM Cigarettes shall be calculated as if paragraph 4(b) were inapplicable. 

6. Credits under this subsection B shall be applied to the PMs’ payments pursuant to MSA Section IX(c) due on the April 15 Payment
Due Date during the calendar year two years following the year for which the credit is calculated, e.g., the credit for 2015 shall be applied to the payments due on April 15, 2017. 

7. If New York does not have Complementary Legislation in full force and effect during any part of any year, paragraph 4(b) shall be
inapplicable with respect to NPM Cigarettes sold in that year. If New York does not have Allocable Share Repeal in full force and 

  
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effect during any part of any year, NPM Cigarettes on which New York releases escrow in or for that year that would not be released under Allocable Share Repeal shall be treated as Non-Compliant
NPM Cigarettes. 
 8. By July 15 of the year following the year for which the credit is calculated, New York shall provide to the PMs
information sufficient to establish (a) the amount of escrow deposited by or on behalf of each NPM for the year at issue on NPM Cigarettes on which New York Excise Tax was paid, as well as any releases or refunds of escrow; (b) the number
of NPM Cigarettes on which New York Excise Tax was paid in the year at issue; and (c) the basis for any exclusion under paragraph 4 of NPM Cigarettes from being Non-Compliant NPM Cigarettes. This information shall include copies of all NPM
escrow certifications, of all distributor reports showing the volume on which New York Excise Tax was paid, and of any stay or court order upon which a claimed exclusion under paragraph 4(b) is based. 

9. If (a) Cigarettes were not counted as Non-Compliant NPM Cigarettes by reason of a stay or order referenced in paragraph 4(b), but that
stay or order is then reversed or otherwise becomes no longer operative and the full escrow amount is not then deposited on the Cigarettes at issue; (b) additional or amended information becomes available regarding the number of NPM Cigarettes
on which New York Excise Tax was paid or the number of Non-Compliant NPM Cigarettes (including through further reports or audits); or (c) additional escrow is deposited (or recovery on an escrow bond obtained) or is released or refunded other
than pursuant to the terms of the Escrow Statute, the credits under this subsection B shall be recalculated and revised accordingly pursuant to the provisions set forth above. If such revision occurs after the credit has been applied (or, in the
case of a revision meaning that New York no longer qualifies for the safe harbor under paragraph 5 for a year, if the revision occurs after the credit would have been applied), the resulting underpayment or overpayment shall be applied to the next
MSA payment, with interest at Prime Rate. Notwithstanding the foregoing, no revisions will be made after four years following the Payment Due Date of the MSA payment to which the credit at issue is to be applied under paragraph 6, except that such
revisions shall be made at any time to the extent that the revision is attributable to releases or refunds of escrow other than pursuant to the provisions of the Escrow Statute. 

10. This paragraph 10 shall apply only if, for 2015 or a subsequent year, both of the following conditions are met: (a) the number of NPM
Cigarettes on which New York Excise Tax was paid during that year equals or exceeds 40 million; and (b) at least 20% of such NPM Cigarettes are Non-Compliant NPM Cigarettes. If those conditions are met for a year, the PMs will have the option
of either receiving credits under this subsection B for that year, or seeking to apply the NPM Adjustment under Sections IX(d)(1)-(2) and (d)(4) of the MSA to New York for that year. The former option will be deemed to have been selected unless
PMs with an aggregate Market Share of at least 87% in the year at issue select the latter option after the time for provision of information under paragraph 8, but before the credit for that year is applied under paragraph 6. As of the time of the
selection, the meeting of the conditions and whichever selection the PMs make will be final without regard to subsequent changes in the number of Non-Complaint NPM Cigarettes as provided in paragraph 9. If the latter option is selected, the
PMs’ claim to apply the NPM Adjustment to New York will be subject to all procedures, standards and exemptions under the MSA, except that (i) the provisions of Sections 

  
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V.A and V.D of this Agreement will continue to apply, and (ii) the PMs will not contend that New York did not diligently enforce its Qualifying Statute for the year at issue based on New
York’s non-collection of New York Excise Tax or escrow on Tribal NPM Cigarettes sold to New York consumers. The PMs will receive credits under subsection C for that year regardless which option they select under this paragraph. In determining
whether the conditions set forth above are met, paragraph 4(b) will apply if it would be applicable under the terms of that paragraph. 
  

	 	C.	Other payments 

 For each year beginning with 2011, the PMs will receive additional
credits that will be calculated and paid as provided below. 
  

	 	1.	2011-2014 

 (a) For each year from 2011-2014, the OPMs shall receive a credit equal to
60 cents for every 20 Tribal NPM Cigarettes (a “Tribal NPM Pack”) on which New York did not collect New York Excise Tax that were sold during that year to New York consumers. These credits shall each be allocated among the OPMs as they
direct the Independent Auditor. 
 (b) The Parties stipulate solely for purposes of this Agreement that, in each of 2011-2014,
150 million Tribal NPM Packs described in subparagraph (a) were sold. This stipulation does not constitute an admission by any Party that 150 million was the actual volume of such sales or that the actual volume was higher or lower
than that number. Based on that stipulation, the dollar amount of the credit to the OPMs under subparagraph (a) is $90 million for each of 2011-2014. 

(c) For each year from 2011-2014, each SPM shall receive a credit equal to the product of (i) the dollar amount of the credit due to the
OPMs for that year under subparagraphs (a)-(b) times (ii) a fraction the numerator of which is that SPM’s Potential Maximum NPM Adjustment for that year and the denominator of which is the OPMs’ Potential Maximum NPM Adjustment
for that year. 
 (d) These credits shall be applied to the PMs’ payments pursuant to MSA Section IX(c) on the following schedule
(except as otherwise set forth in Appendix B for Farmers, Liggett and Vector Tobacco): the credit for 2011 shall be applied to the payments due on April 15, 2016; the credit for 2012 shall be applied to the payments due on April 15, 2017;
the credit for 2013 shall be applied to the payments due on April 15, 2018; and the credit for 2014 shall be applied to the payments due on April 15, 2019. The credits applied in April 2017-2019 shall be applied together with interest at
the Prime Rate from April 15, 2016. 
  

	 	2.	2015 and subsequent years 

 (a) For 2015 and each year thereafter, the OPMs shall
receive a credit for each Tribal NPM Pack on which New York did not collect New York Excise Tax that was sold during that year to New York consumers. The amount of the credit for each such Tribal NPM Pack shall be: 

  
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 > If the volume of such Tribal NPM Packs in the year at issue is
125 million or more, 70 cents for each such Tribal NPM Pack (i.e., 70 cents for each Pack, including each of the first 125 million Packs); 

> If the volume of such Tribal NPM Packs in the year at issue is equal to or greater than 100 million but less than
125 million, 67 cents for each such Tribal NPM Pack (i.e., 67 cents for each Pack, including each of the first 100 million Packs); 

> If the volume of such Tribal NPM Packs in the year at issue is equal to or greater than 75 million but less than
100 million, 60.33 cents for each such Tribal NPM Pack (i.e., 60.33 cents for each Pack, including each of the first 75 million Packs); 

> If the volume of such Tribal NPM Packs in the year at issue is equal to or greater than 50 million but less than
75 million, 53.67 cents for each such Tribal NPM Pack (i.e., 53.67 cents for each Pack, including each of the first 50 million Packs); 

> If the volume of such Tribal NPM Packs in the year at issue is less than 50 million, 47 cents for each such Tribal
NPM Pack. 
 Beginning with the credit for 2016, all cents per Pack numbers in this subparagraph shall be adjusted in accordance with the
Inflation Adjustment in the MSA, provided that, in determining the Inflation Adjustment Percentage applicable to such numbers, inflation from 1999-2014 shall not be included. These credits shall each be allocated among the OPMs as they direct the
Independent Auditor. 
 (b) The volume of Tribal NPM Packs described in subparagraph (a) during years beginning with 2015 shall be
determined as follows. 
 (i) For 2015 and every second year thereafter, the Parties shall jointly select and retain an
Investigator to determine the number of Tribal NPM Packs on which New York did not collect New York Excise Tax that were sold to New York consumers during the year at issue. The Investigator shall be a company with well-recognized professional
experience and skills in investigations and analysis of consumer product markets and distribution and retail operations. 

(ii) In the event the Parties do not agree on a joint selection by October 31 of the year for which the determination is
being made, an independent Investigator meeting the requirements of clause (i) shall be selected promptly by the International Institute for Conflict Prevention & Resolution, 575 Lexington Avenue, 21st floor, New York, New York 10022
(“CPR”) or CPR’s successor. The Parties shall jointly retain the Investigator selected by CPR. 
 (iii) The
initial term of the first Investigator will be four years (two determination cycles), except if the Parties otherwise agree or if there is good cause 

  
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shown to terminate the Investigator prior to the full term. Good cause consists of actions that fall outside accepted professional practice, and does not include a Party’s dissatisfaction
with the Investigator’s findings. 
 (iv) By April 15 of the year following the year for which the determination
is being made, each side will provide to the other side all information in its possession or control that it will submit to the Investigator in its initial written submission described in clause (v). As used in this subparagraph (b), the respective
“sides” are (A) collectively, the OPMs and any SPM having a Market Share above 1% in the year preceding the year for which the determination is being made, and (B) New York. 

(v) No later than 45 days after the date in clause (iv), each side may make a written submission to the Investigator. Each
side may submit one response to the other side’s submission within 30 days. The submissions and responses may include whatever the side believes will be helpful to the Investigator, provided that the submissions and responses may not include or
rely on information that the side was required, but failed, to provide to the other side under clause (iv). In the event a side includes or relies on information in violation of the preceding sentence or provides additional information under clause
(iv) later than 10 days prior to the due date for responses, the other side may make a further submission to the Investigator addressing such information within 30 days of its receipt. 

(vi) The Investigator shall conduct an investigation in accordance with accepted professional practice. In so doing, it will
have full discretion to consider the Parties’ submissions and responses, to conduct independent research and investigative activities, and to make requests to the parties. 

(vii) The Investigator will make its findings within 120 days of the parties’ initial written submissions, except as the
Parties may agree to extend that period. The findings shall consist of the Investigator’s best professional estimate, based on its investigation, of the number of Tribal NPM Packs on which New York did not collect New York Excise Tax that were
sold to New York consumers during the year at issue, along with an accompanying explanation for the estimate. It is expressly agreed by all Parties that the Investigator’s findings shall be conclusive, final and binding on all Parties, and that
no appeal, request for vacatur or modification or other challenge to them shall be permitted; provided, however, that in the event a side fails to provide material information that the side was required to provide under clause (iv), the other side
may request that the Investigator re-open and revise its findings for the year at issue. The Investigator’s findings of the number of such NPM Packs shall govern for two years, e.g., the volume of Packs determined for 2015 shall be
deemed the volume for 2016 as well. The Investigator’s findings shall be confidential and shall not be used for any purposes other than implementation of this Agreement. 

(c) For 2015 and each year thereafter, each SPM shall receive a credit equal to the product of (i) the dollar amount of the credit due to
the OPMs for that year under subparagraphs (a)-(b) times (ii) a fraction the numerator of which is that SPM’s Potential Maximum NPM Adjustment for that year and the denominator of which is the OPMs’ Potential Maximum NPM
Adjustment for that year. 

  
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 (d) These credits shall be applied to the PMs’ payments pursuant to MSA Section IX(c) due on
the April 15 Payment Due Date during the calendar year two years following the year for which the credit is calculated, e.g., the credit for 2015 shall be applied to the payments due on April 15, 2017. 

(e) If New York has a law, regulation, systematic policy or agreement of not collecting New York Excise Tax on any NPM Cigarettes sold to New
York consumers other than Tribal NPM Cigarettes, those NPM Cigarettes will give rise to credits under this paragraph 2 and will be included in the volume for purposes of subparagraph (a). If such a law, regulation, systematic policy or agreement
exists, the Investigator will determine the volume of such NPM Cigarettes as part of its determination under subparagraph (b) through the process specified in that subparagraph. 

 

	 	D.	Instructions 

 The Parties shall jointly instruct the Independent Auditor to apply all
of the credits to be received by the PMs under this Section III, and that these credits shall be allocated solely to New York and shall not be allocated to any other Settling State. With respect to amounts credited against amounts withheld by
Farmers, Liggett or Vector Tobacco pursuant to Appendix B, those Parties and New York shall jointly instruct the Independent Auditor that such credit and any release regarding such withheld amount shall not affect the amount potentially owed to any
other Settling State from the amounts withheld. 
  

	IV.	Releases 

  

	 	A.	Release by the PMs 

 1. Except as provided in Section III.B.10, all PMs absolutely and
unconditionally release and discharge New York from any Claims directly or indirectly based on, arising out of or in any way related, in whole or in part, to the NPM Adjustment or any contention that New York’s policy of not collecting New York
Excise Tax on Tribal NPM Cigarettes sold to New York consumers violates or breaches requirements or standards under the MSA. 
 2. The
foregoing releases (a) apply to the PMs, their respective past, present and future Affiliates, the respective divisions, officers, directors, employees, agents and legal representatives of each such PM and each such Affiliate, and the
successors and assigns of each of the foregoing, and (b) inure to the benefit of New York and its past, present and future agents, officials acting in their official capacities, legal representatives, agencies, departments, commissions and
divisions, any other person or entity as to which New York has the authority to discharge the Claims specified in subsection B.1, and the successors and assigns of each of the foregoing. 

  
 11 

 3. The PMs reserve all rights with respect to all other Settling States, including, without
limitation, as to the NPM Adjustments for 2003 and subsequent years. 
  

	 	B.	Release by New York 

 1. New York absolutely and unconditionally releases and discharges
all PMs from any Claims directly or indirectly based on, arising out of or in any way related, in whole or in part, to the 1999-2014 NPM Adjustments, to any PM’s withholding or depositing into the DPA of any amounts attributable to any such NPM
Adjustment, or to any contention by the PMs that New York’s policy of not collecting New York Excise Tax on Tribal NPM Cigarettes sold to New York consumers violates or breaches requirements or standards under the MSA, including, but not
limited to, Claims directly or indirectly based on, arising out of or in any way related, in whole or in part, to conduct prior to the Effective Date under Executive Law § 63(12), General Business Law § 352, State Finance Law §§
187 et seq., and N.Y.C.R.R. tit.13, § 400.2. New York withdraws the subpoenas dated April 10, 2014 with prejudice, terminates the investigation referenced therein, will return within 30 days of the Effective Date all documents
produced pursuant to those subpoenas (including all copies) and acknowledges that the foregoing release bars it from reinstating those subpoenas or reopening that investigation (or serving other subpoenas or commencing other investigations with
respect to the same subject matter directly or indirectly based on, arising out of or in any way related, in whole or in part, to conduct prior to the Effective Date). 

2. The foregoing release (a) applies to New York and its past, present and future agents, officials acting in their official capacities,
legal representatives, agencies, departments, commissions and divisions, any other person or entity as to which New York has the authority to discharge the Claim(s) at issue, and the successors and assigns of each of the foregoing, and
(b) inures to the benefit of the PMs, their respective past, present and future Affiliates, the respective divisions, officers, directors, employees, agents and legal representatives of each such PM and each such Affiliate, and the successors
and assigns of each of the foregoing. 
 3. New York reserves all rights with respect to all Participating Manufacturers that are not PMs,
including, without limitation, as to the NPM Adjustments for 2003 and subsequent years. 
 C. Notwithstanding any provision of law,
statutory or otherwise, that provides that a general release does not extend to claims which the creditor does not know or suspect to exist in its favor at the time of executing the release, which if known by it must have materially affected its
settlement with the debtor, the releases set forth in subsections A-B release all Claims within the scope of the applicable release, whether known or unknown, foreseen or unforeseen, suspected or unsuspected, and each party giving the applicable
release understands and acknowledges the significance and consequences of waiver of any such provision of law and hereby assumes full responsibility for any injuries, damages or losses that such party may incur as a result. 

  
 12 

 D. None of the foregoing releases applies to a Party’s obligation to comply with the
provisions of this Agreement or is intended to interfere with a Party’s ability to enforce such provisions. 
  

	V.	Miscellaneous 

 A. No Withholding or DPA. Except as provided in Section II.B, the
PMs shall not withhold or deposit into the DPA any amounts attributable to New York based on a dispute within the release under Section IV.A. Nothing herein shall bar the PMs from withholding or depositing into the DPA amounts based on a dispute
arising out of this Agreement. 
 B. Quarterly Certification. Twenty-five percent of a year’s credit against the payment of each
PM due on the Payment Due Date in each year may be recognized at the end of each quarter of the prior year — that is, on March 31, June 30, September 30, and December 31 (the “quarterly date”) —
subject to the following condition: Each PM will separately recognize its credits only if the respective PM certifies to the Independent Auditor, on or before each quarterly date, that New York’s share of that PM’s MSA payment that will be
due on the Payment Due Date immediately following that year based on that PM’s shipments of Cigarettes during that quarter as reported to Management Science Associates, Inc. (for purposes of this paragraph, “New York’s share”)
equals or exceeds the amount of the credit to be recognized by that PM on that quarterly date. If a PM does not so certify, then in that quarter it will recognize its credit only for the amount that such PM does certify that New York’s share
will be; if, due to this paragraph, the twenty-five percent of a year’s credit is not recognized in full by a PM on a quarterly date, then the unrecognized amount of that credit will be recognized in a subsequent quarter (or quarters) of that
year for the amount that the PM certifies in that subsequent quarter that New York’s share is sufficient. A PM may elect to opt out of the certification process described above for a stated period of time by notice to New York. If a PM does opt
out of that process, nothing in this subsection B shall require it to account or prohibit it from accounting for the credits in a particular manner or to recognize or prohibit it from recognizing them at a particular time. 

C. Disputes. Except as otherwise provided in this Agreement, disputes under this Agreement shall be resolved through binding
arbitration between the interested PMs (as a side) and New York (as a side). 
 D. Significant Factor. The significant factor
condition under MSA Section IX(d)(1)(C) shall no longer be operative as to New York and shall be deemed satisfied as to New York for each year. 

E. RYO. For purposes of determining the number of Non-Compliant NPM Cigarettes pursuant to Section III.B, references to a number of
Cigarettes include roll-your-own tobacco, with 0.09 ounces of “roll-your-own” tobacco constituting one individual Cigarette. For all other purposes of this Settlement Agreement, references to a number of Cigarettes include roll-your-own
tobacco, with 0.0325 ounces of “roll-your-own” tobacco constituting one individual Cigarette. This provision does not apply to determining Relative Market Shares for purposes of allocating any aggregate OPM amounts among the OPMs. 

  
 13 

 F. Allocated Payment. Credits due to a PM under this Agreement shall be applied against
the MSA payment to New York due from that PM to which this Agreement specifies those credits are to be applied. If a PM does not have an MSA payment to New York that is sufficient to bear the full credit to which it is entitled under this Agreement
in that year, that PM may transfer the excess credit to another PM(s) and the transferred credit will be applied against an MSA payment to New York due from the transferee PM(s). As used in this subsection, with respect to credits due to an OPM, the
MSA payment to New York means that OPM’s share of New York’s Allocated Payment with respect to the payment at issue, without regard to whether any part of that Allocated Payment is to be received by a political subdivision of New York,
bondholder or any other person or entity; and with respect to credits due to an SPM, the MSA payment to New York means New York’s Allocable Share of that SPM’s payment with respect to the payment at issue, without regard to whether any
part of that payment is to be received by a political subdivision of New York, bondholder or any other person or entity. 
 G. Business
Days. Any obligation under this Agreement that, under the terms of this Agreement, is to be performed on a day that is not a Business Day shall be performed on the first Business Day thereafter. 

H. Counterparts. This Agreement may be executed in counterparts. Electronically transmitted, facsimile or photocopied signatures shall
be considered valid as of the date affixed, although the original signature pages shall thereafter be appended. 
 I. Intended
Beneficiaries. Except as provided in Sections IV.A-B, no portion of this Agreement shall provide any rights to, or be enforceable by, any person or entity that is not a Party. Further, except as provided in Sections IV.A-B, the Parties to this
Agreement confirm that this Agreement does not confer rights on third parties. 
 J. Notices. All notices and other communications
under this Agreement shall be in writing and shall be deemed received (i) immediately if sent by electronic mail, or (ii) the next Business Day if sent by nationally recognized overnight courier to the respective address as provided by the
recipient. 
 K. Non-Admissibility. No evidence of the negotiations of this Agreement, or any drafts of this Agreement, shall be
admissible in any dispute between or among the Parties as to the meaning of this Agreement. 
 L. No Drafter. No Party shall be
considered the drafter of this Agreement, or any provision thereof, for the purpose of any statute, case law or rule of interpretation or construction that would or might cause any provision to be construed against the drafter. 

M. Headings. The headings in this Agreement are not binding and are for reference only and do not limit, expand or otherwise affect the
contents or meaning of this Agreement. 
 N. Cooperation. Each Party agrees to use its best efforts and to cooperate with the other
Parties to cause this Agreement to become effective, to obtain all necessary approvals, 

  
 14 

 
consents and authorizations, if any, and to execute all documents and to take such other action as may be appropriate in connection herewith. Consistent with the foregoing, each Party agrees that
it will not directly or indirectly assist or encourage any challenge to this Agreement by any other person or entity, will support the integrity and enforcement of the terms of this Agreement, and will cooperate to issue the instructions to the
Independent Auditor required by this Agreement. 
 O. Non-Release. Nothing in this Agreement shall limit, prejudice or otherwise
interfere with the rights (1) of any PM to pursue any and all rights and remedies it may have against any other Settling State or (2) of New York to pursue any and all rights and remedies it may have against any Participating Manufacturer
that is not a PM. 
 P. Representation of Parties. Each Party hereby represents that this Agreement has been duly authorized and,
upon execution, will constitute a valid and binding contractual obligation of each of them, enforceable in accordance with its terms. The signatories to this Agreement expressly represent and warrant (1) that they have the authority to settle
and resolve all matters within the scope of this Agreement on behalf of their respective Parties; (2) that, in the case of the signatory on behalf of a PM, the signatory has authority to settle and release all claims within the scope of the
release under Section IV.A.1 on behalf of that PM and all persons or entities listed in Section IV.A.2(a) with respect to that PM and that the signatory is aware of no authority to the contrary; and (3) that, in the case of the signatory on
behalf of New York, the signatory has authority to settle and release all claims within the scope of the release under Section IV.B.1 on behalf of New York and all persons or entities listed in Section IV.B.2(a) and that the signatory is aware of no
authority to the contrary. 
 Q. Entire Agreement. This Agreement contains an entire, complete and integrated statement of each and
every term and provision agreed to by and among the Parties with respect to the settlement and resolution of the specified claims and disputes as among them. 

  
 15 

 R. No Admission. This Agreement is not intended to be and shall not in any event be
construed or deemed to be, or represented or caused to be represented as, an admission or concession or evidence of any liability, breach of obligation or any wrongdoing whatsoever on the part of any Party. 

IN WITNESS THEREOF, the Parties, through their fully authorized representatives, have agreed to this Agreement as of the Effective Date. 

ERIC T. SCHNEIDERMAN 
 Attorney General of the State of New York

  

			
	By:	 	 /s/ Dana Biberman

		 	Dana Biberman
		 	Bureau Chief, Tobacco Compliance Bureau
		
	 Date:
	 	10/13/15                                    
                    

  

			
	PHILIP MORRIS USA INC.
		
	By:	 	 /s/ Clifford B. Fleet

		 	Clifford B. Fleet
		 	President and Chief Executive Officer
		
	Date:	 	 October 13,
2015                                         
 

  

			
	R. J. REYNOLDS TOBACCO COMPANY, in its
	own capacity and as successor in interest to
	Brown & Williamson Tobacco Corporation and as successor in interest to Lorillard Tobacco Company
		
	By:	 	 /s/ Martin L. Holton III

		 	Martin L. Holton III
		 	Executive Vice President & General Counsel
		
	Date:	 	October 20,
2015                                         
 

  
 16 

			
	COMMONWEALTH BRANDS, INC.
		
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	General Counsel and Secretary
		
	Date:	 	 October 13,
2015                                         
 

 COMPANIA INDUSTRIAL DE TABACOS MONTE PAZ, S.A. 
  

			
	By:	 	 /s/ Dr. Manuel Moldes

		 	Dr. Manuel Moldes
		 	General Manager
		
	Date:	 	 October 16,
2015                                         
 

  

			
	By:	 	 /s/ Jorge Luis Mailhos

		 	Jorge Luis Mailhos
		 	President
		
	Date:	 	 October 16,
2015                                         
 

  

			
	DAUGHTERS & RYAN, INC.
		
	By:	 	 /s/ Elizabeth B. McCallum

		 	Elizabeth B. McCallum
		 	Counsel
		
	Date:	 	10/13/15

  
 17 

			
	ETS L LACROIX FILS S.A. (BELGIUM)
		
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	 October 13,
2015                                         
 

 FARMER’S TOBACCO CO. OF CYNTHIANA, INC. 
  

			
	By:	 	 /s/ Desha Henson

		 	Desha Henson
		 	President
		
	Date:	 	10/13/15                                    
                      

  

			
	HOUSE OF PRINCE A/S
		
	By:	 	 /s/ Peter Helbo

		 	Peter Helbo
		 	Board Member
		
	Date:	 	12 Oct 2015                                  
                        

  

			
	By:	 	 /s/ James Yanamaka

		 	James Yanamaka
		 	Chief Executive Officer
		
	Date:	 	12 Oct 2015                                  
                        

  

			
	IMPERIAL TOBACCO LIMITED (UK)
		
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	 October 13,
2015                                         
 

  
 18 

 IMPERIAL TOBACCO MULLINGAR (IRELAND) 

			
		
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	October 13,
2015                                    

 IMPERIAL TOBACCO POLSKA S.A. (POLAND) 

 

			
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	October 13,
2015                                    

 IMPERIAL TOBACCO PRODUCTION UKRAINE 

 

			
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	October 13,
2015                                    

 IMPERIAL TOBACCO SIGARA VE TUTUNCULUK SANAYI VE TICARET S.A.

(TURKEY) 
  

			
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	October 13,
2015                                    

  
 19 

			
	 ITG BRANDS, LLC (FORMERLY LIGNUM-2, LLC)

		
	 By:
	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	General Counsel and Secretary
		
	Date:	 	 October 13,
2015                                    

	
	 JAPAN TOBACCO INTERNATIONAL U.S.A., INC.

		
	 By:
	 	 /s/ Jacques Coffeng

		 	Jacques Coffeng
		 	President
		
	Date:	 	 October 15, 2015

		
	By:	 	 /s/ Michael Mete

		 	Michael Mete
		 	Chief Financial Officer
		
	Date:	 	 October 15, 2015

	
	 KING MAKER MARKETING, INC.

		
	 By:
	 	 /s/ Elizabeth B. McCallum

		 	Elizabeth B. McCallum
		 	Counsel
		
	Date:	 	 10-13-15

  
 20 

			
	KRETEK INTERNATIONAL, INC.
		
	By:	 	 /s/ Henry C. Roemer

		 	Henry C. Roemer
		 	Counsel
		
	Date:	 	 October 13, 2015

	
	LIGGETT GROUP LLC
		
	By:	 	 /s/ John Long

		 	John Long
		 	Vice President and General Counsel
		
	Date:	 	 October 12, 2015

	
	TABAKSFABRIK REEMTSMA WOLGA (RUSSIA)
		
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	 October 13,
2015                                    

  

							
	PETER STOKKEBYE TOBAKSFABRIK A/S	 		 	
				
	By:	 	 /s/ Mette Valentin
	 	By:	 	/s/ Sisse Fjelsted Rasmussen
		 	Mette Valentin, Board Member	 		 	Sisse Fjelsted Rasmussen
		 	Senior Vice President, Legal and Public Affairs	 		 	Board Member
				
	Date:	 	 12 October 2015
	 		 	

  
 21 

			
	PREMIER MANUFACTURING, INC.
		
	By:	 	 /s/ Stuart D. Thompson

		 	Stuart D. Thompson
		 	Chief Executive Officer
		
	Date:	 	 October 13, 2015

	
	P.T. DJARUM
		
	By:	 	 /s/ Henry C. Roemer

		 	Henry C. Roemer
		 	Counsel
		
	Date:	 	 October 13, 2015

REEMTSMA CIGARETTENFABRIKEN GMBH (REEMTSMA) 
  

			
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	 October 13, 2015

SANTA FE NATURAL TOBACCO COMPANY, INC. 
  

			
	By:	 	 /s/ Michael Little

		 	Michael Little
		 	President
		
	Date:	 	 10-12-15

  
 22 

 SCANDINAVIAN TOBACCO GROUP LANE LTD (FORMERLY LANE LIMITED) 

 

			
	By:	 	 /s/ W. David Parrish

		 	W. David Parrish
		 	VP, Finance & IT
		
	Date:	 	 Oct. 12, 2015

 SHERMAN 1400 BROADWAY N.Y.C., INC. 
  

			
	By:	 	 /s/ Brendon Scott

		 	Brendon Scott
		 	Vice President and Chief Financial Officer
		
	Date:	 	 October 12, 2015

 SOCIETE NATIONAL D’EXPLOITATION INDUSTRIELLE DES TABACS ET 

ALLUMETTES (SEITA) 
  

			
	By:	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	 October 13, 2015

 TABACALERA DEL ESTE S/A (TABESA) 
  

			
	 By:
	 	 /s/ Stephen Johnson

		 	Stephen Johnson
		 	Director and Secretary
		
	Date:	 	 October 13, 2015

  
 23 

 TOP TOBACCO, L.P. 
  

			
	By:	 	 /s/ Seth Gold

		 	Seth Gold
		 	General Counsel
		
	Date:	 	 October 12, 2015

 VAN NELLE TABAK NEDERLAND B.V. (NETHERLANDS) 
  

			
	 By:
	 	 /s/ Rob Wilkey

		 	Rob Wilkey
		 	Authorized Signatory
		
	Date:	 	 October 13, 2015 

 U.S. FLUE-CURED TOBACCO GROWERS, INC. 
  

			
	 By:
	 	 /s/ Stuart D. Thompson

		 	Stuart D. Thompson
		 	Senior Vice President
		
	Date:	 	 October 13, 2015

 VECTOR TOBACCO INC. 
  

			
	 By:
	 	 /s/ Nick Anson

		 	Nick Anson
		 	Vice President–Finance & Chief Financial Officer
		
	Date:	 	 October 12, 2015

  
 24 

			
	 VON EICKEN GROUP
  

	By:	 	/s/ Henry C. Roemer
		 	Henry C. Roemer
		 	Counsel
		
	Date:	 	 October 13, 2015

  

			
	 WIND RIVER TOBACCO COMPANY INC.
  

	By:	 	/s/ Mark Mansfield
		 	Mark Mansfield
		 	President
		
	Date:	 	 10/13/15

  
 25 

 APPENDIX A 

SPM Estimated DPA Releases to New York (Without Earnings) 
  

									
	 	  	IX(c)(1)	 	  	IX(c)(2)	 
	 Commonwealth Brands, Inc.
	  	 	29,326,724.33	  	  	 	1,022,078.39	  
	 Compania Industrial de Tabacos Monte Paz
	  	 	1,783.60	  	  	 	81.13	  
	 Daughters & Ryan, Inc.
	  	 	0.00	  	  	 	0.00	  
	 Farmers Tobacco Co.
	  	 	174,196.57	  	  	 	7,923.44	  
	 House of Prince A/S
	  	 	250.01	  	  	 	2.04	  
	 Japan Tobacco International U.S.A., Inc.
	  	 	1,079,876.88	  	  	 	45,330.89	  
	 King Maker Marketing, Inc.
	  	 	814,189.10	  	  	 	27,461.32	  
	 Kretek International
	  	 	101,850.50	  	  	 	2,752.69	  
	 Scandinavian Tobacco Group Lane Limited
	  	 	106,545.26	  	  	 	10,528.92	  
	 Liggett Group LLC
	  	 	6,256,722.96	  	  	 	287,099.81	  
	 ITG Brands
	  	 	1,021,017.98	  	  	 	44,961.44	  
	 Peter Stokkebye Tobaksfabrik A/S
	  	 	72,338.32	  	  	 	2,460.56	  
	 Premier Manufacturing, Inc.
	  	 	491,981.90	  	  	 	22,378.11	  
	 P.T. Djarum
	  	 	380,892.35	  	  	 	10,618.74	  
	 Reemtsma Cigarettenfacbriken Gmbh
	  	 	0.00	  	  	 	0.00	  
	 Santa Fe Natural Tobacco Company, Inc.
	  	 	4,010,677.07	  	  	 	182,428.17	  
	 Sherman 1400 Broadway N.Y.C., Inc.
	  	 	137,627.98	  	  	 	5,088.63	  
	 TABESA
	  	 	29,518.95	  	  	 	1,342.69	  
	 Top Tobacco, L.P.
	  	 	0.00	  	  	 	0.00	  
	 U.S. Flue-Cured Tobacco Growers, Inc.
	  	 	67,553.82	  	  	 	3,072.73	  
	 Vector Tobacco Inc.
	  	 	579,785.95	  	  	 	26,371.93	  
	 Von Eicken Group
	  	 	10,346.53	  	  	 	385.10	  
	 Wind River Tobacco Company, LLC
	  	 	1,454.90	  	  	 	66.18	  
		  	  
	  
	 	  	  
	  
	 
	 Total
	  	 	44,665,334.95	  	  	 	1,702,432.90	  
		  	  
	  
	 	  	  
	  
	 

  
 26 

 APPENDIX B 

Treatment of SPM Withheld Amounts for 2004-2014 NPM Adjustments 

(A) With respect to the three SPMs, Farmers Tobacco Company of Cynthiana, Inc. (“Farmers”), Liggett Group LLC (“Liggett”),
and Vector Tobacco Inc. (“Vector Tobacco”), that withheld amounts with respect to various NPM Adjustments from 2004-2014, the parties agree that Chart 1 below shows the total amount that each such SPM originally withheld with respect to
NPM Adjustments over those years and New York’s Allocable Share of those amounts, with New York’s total share of the amounts withheld (“NY’s Share of Withheld Amounts”) shown in Column 5 of Chart 1: 

Chart 1 
  

																					
	 	  	(1)
IX(c)(1)
Amounts
Withheld*	 	  	(2)
NY Share of
IX(c)(1)
Amounts
Withheld	 	  	(3)
IX(c)(2)
Amounts
Withheld*	 	  	(4)
NY Share of
IX(c)(2)
Amounts
Withheld	 	  	(5)
Total NY
Share of
Amounts
Withheld	 
	 Farmers
	  	 	18,593,179.22	  	  	 	2,715,791.71	  	  	 	1,170,434.95	  	  	 	76,804.69	  	  	 	2,792,596.40	  
	 Liggett
	  	 	40,899,003.07	  	  	 	5,219,543.45	  	  	 	3,199,627.59	  	  	 	175,574.45	  	  	 	5,395,117.90	  
	 VectorTobacco
	  	 	2,418,455.64	  	  	 	308,644.06	  	  	 	206,174.12	  	  	 	11,313.48	  	  	 	319,957.53	  

  

	*	For ease of calculation of New York’s Allocable Share of the withheld amounts, this chart reflects total amounts withheld for 2004 through 2014 before the effect of the settlement with 24 Settling States.

 (B) Farmers, Liggett, and Vector Tobacco shall receive their settlement credits under section III of this agreement and
address payment of NY’s Share of Withheld Amounts as follows: 
 (i) First, on April 15, 2016 the credit due for NPM Adjustments
from 2004-2010 under subsection III.A of this agreement shall be applied against NY’s Share of Withheld Amounts. 
 (ii) Second, on
April 15, 2016 the credits due for NPM Adjustments for NPM Adjustments from 2011-2014 under subsection III.C of this agreement, without any interest, shall be applied against NY’s Share of Withheld Amounts, starting with the 2011 credit
first and continuing with the 2012, 2013, and 2014 credits until the credits are fully applied or NY’s Share of Withheld Amounts is exhausted. 

(iii) If NY’s Share of Withheld Amounts exceeds the total credits for 2004-2010 and 2011-14 for any of Farmers, Liggett, or Vector
Tobacco, then that SPM shall pay the excess of NY’s Share of Withheld Amounts over the credits for 2004-10 and 2011-14 into the DPA for payment to New York on or before April 15, 2016. If the total credits for 2004-2010 and 2011-2014 for
any of Farmers, Liggett, or Vector Tobacco exceed NY’s Share of Withheld 

  
 27 

 
Amounts, any excess credit shall be applied against that SPM’s MSA Section IX(c) payment in the year it is applied to payments for the other PMs, with interest if applicable on such excess
credit at the Prime Rate from April 15, 2016. The parties agree that the effect of this process for each SPM based on estimated credits is shown in Chart 2 below: 

Chart 2 
  

																	
	 	  	(1)
NY Total
Share of
Withheld
Amounts	 	  	(2)
Total
Settlement
Credits for
2010-14	 	  	(3)
Portion of
Withheld
Amount Paid to
NY, if NY’s
Share of
Withheld
Amounts is
Greater than
Credits
for
2010-14	 	  	(4)
Portion of Total
Settlement
Credit Applied to
MSA Payments,
if NY’s Share of
Withheld
Amounts is Less
than
Credits for
2010-14	 
	 Farmers
	  	 	2,792,596.40	  	  	 	1,053,743.90	  	  	 	1,738,852.50	  	  	 	0.00	  
	 Liggett
	  	 	5,395,117.90	  	  	 	7,198,331.55	  	  	 	0	  	  	 	1,803,213.65	  
	 Vector Tobacco
	  	 	319,957.53	  	  	 	596,254.61	  	  	 	0	  	  	 	276,297.08	  

 For Liggett, for instance, the process works as follows: New York’s share of the total amount withheld is $5,395,117.90.
Liggett’s 2004-1010 credit in the estimated amount of $424,526.01, its 2011 credit in the estimated amount of $2,083,024.71, and its 2012 credit in the estimated amount of $1,868,461.40 shall first be applied against the amount withheld,
reducing the outstanding portion of the New York’s share of the amount withheld to $1,019,105.77. Liggett’s 2013 credit is estimated at $1,527,668.70. A portion of that estimated credit, in the amount of $1,019,105.77, shall then be
applied to the remaining amount withheld for New York, reducing the outstanding amount withheld to $0. The remaining portion of Liggett’s 2013 credit, $508,562.93, shall be applied against its MSA Section IX(c) payments due on April 15,
2018, with interest on that amount at the Prime Rate from April 15, 2016, and Liggett further shall receive its credit for 2014 in the amount of 1,294,650.73 plus interest at the Prime rate from April 15, 2016 on April 15, 2019. 

(C) Upon application of credits on April 15, 2016 and/or payment into the DPA, as applicable, of the amounts set forth in Chart 2 above,
New York agrees that this settlement fully resolves any further claim to its Allocable Share of all amounts previously withheld with respect to the NPM Adjustment for 2004-14 for Farmers, Liggett, and Vector Tobacco, in the amounts listed in Chart
1, Column 5, and releases any claim to those amounts, along with any claim to interest or earnings thereon (including, for purposes of clarity in light of recent instructions from the Independent Auditor, any claim to interest or earnings thereon
dating back to the date such amount was originally withheld). Upon such payment, New York and Farmers, Liggett, and 

  
 28 

 
Vector Tobacco shall jointly direct the Independent Auditor to reflect in all appropriate calculation or summaries that the total amounts shown as withheld and/or unpaid, plus all interest or
earnings on such amounts from the date such amount was originally withheld, shall be reduced by New York’s Allocable Share, in the amounts set forth in Chart 1, Column 5, plus all interest or earnings thereon from the date such amount was
originally withheld. New York’s release of any further claim to withheld amounts shall continue and be effective even if the Independent Auditor does not reflect the reductions in withheld amounts or interest or earnings fully or correctly.

  
 29EX-4.1

 Exhibit 4.1 

FIFTH SUPPLEMENTAL INDENTURE 

FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”), dated as of October 20, 2015, between Fidelity National
Information Services, Inc., a Georgia corporation (the “Company”), and The Bank of New York Mellon Trust Company, N.A., a national banking association (the “Trustee”). 

WHEREAS, the Company, certain other parties thereto and the Trustee entered into an Indenture (the “Base Indenture”), dated as of
April 15, 2013, pursuant to which the Company may issue Securities from time to time; 
 WHEREAS, the Company proposes to issue and
establish a new series of Securities in accordance with Section 3.1 of the Base Indenture pursuant to this Fifth Supplemental Indenture (the Base Indenture, as supplemented and amended by this Fifth Supplemental Indenture, the
“Indenture”); and 
 WHEREAS, all things necessary to make this Fifth Supplemental Indenture the legal, valid and binding
obligation of the Company have been done. 
 NOW, THEREFORE, for and in consideration of the premises, it is mutually covenanted and agreed
as follows: 
 ARTICLE I 

DEFINITIONS 

Section 1.1 Definitions. Capitalized terms used herein without definition shall have the respective meanings given them in the
Base Indenture, provided that references to “this Indenture”, “herein”, “hereof” and “hereunder” and other words of a similar import in the Base Indenture shall be deemed to be a reference to the Base
Indenture as supplemented and amended by this Fifth Supplemental Indenture. Any references to “Article” or “Section” herein shall be a reference to an article or section of this Fifth Supplemental Indenture unless expressly
specified otherwise. For purposes of this Fifth Supplemental Indenture, the following terms shall have the meanings specified below, notwithstanding any contrary definition in the Base Indenture. 

“Below Investment Grade Rating Event” means the rating on the Notes (as hereinafter defined) is lowered by each of the Rating
Agencies and the Notes are rated below an Investment Grade Rating by each of the Rating Agencies on any date from the date of the public notice of an arrangement that could result in a Change of Control until the end of the 60-day period following
public notice of the occurrence of the Change of Control (which 60-day period shall be extended so long as the rating of the Notes is under publicly announced consideration for possible downgrade by any Rating Agency). 

“Change of Control” means the occurrence of any of the following: (1) the direct or indirect sale, lease, transfer, conveyance
or other disposition (other than by way of merger or consolidation), in one or a series of related transactions, of all or substantially all of the properties and assets of the Company and its Subsidiaries taken as a whole to any “person”
or 

 
“group” (as those terms are used in Section 13(d)(3) of the Exchange Act) other than the Company and its Subsidiaries; (2) the approval by the holders of the Company’s
common stock of any plan or proposal for the liquidation or dissolution of the Company (whether or not otherwise in compliance with the provisions of the Indenture); (3) the consummation of any transaction (including, without limitation, any
merger or consolidation) the result of which is that any “person” or “group” (as those terms are used in Section 13(d)(3) of the Exchange Act) becomes the “beneficial owner” (as defined in Rules 13d-3 and 13d-5
under the Exchange Act), directly or indirectly, of more than 50% of the then outstanding number of shares of the Company’s voting stock; or (4) the Company consolidates or merges with or into any entity, pursuant to a transaction in which
any of the outstanding voting stock of the Company or such other entity is converted into or exchanged for cash, securities or other property (except when voting stock of the Company constitutes, or is converted into, or exchanged for, at least a
majority of the voting stock of the surviving person). 
 “Change of Control Triggering Event” means the occurrence of both a
Change of Control and a Below Investment Grade Rating Event. 
 “Comparable Treasury Issue” means the United States Treasury
security selected by an Independent Investment Banker as having a maturity comparable to the remaining term of the Notes that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of
corporate debt securities of a comparable maturity to the remaining term of the Notes. 
 “Comparable Treasury Price” of a
Comparable Treasury Issue means, with respect to any Redemption Date: 
  

	 	(i)	the average of the Reference Treasury Dealer Quotations for such Redemption Date, after excluding the highest and lowest of the Reference Treasury Dealer Quotations; or 

 

	 	(ii)	if the Company obtains fewer than four Reference Treasury Dealer Quotations, the arithmetic average of such Reference Treasury Dealer Quotations; or 

 

	 	(iii)	if the Company obtains only one Reference Treasury Dealer Quotation, such Reference Treasury Dealer Quotation. 

“Exchange Act” means the Securities Exchange Act of 1934, as amended. 

“Fitch” means Fitch Ratings, Inc. and any successor to its rating agency business. 

“Independent Investment Banker” means one of the Reference Treasury Dealers or its successor selected by the Company or, if it is
unwilling or unable to select the applicable Comparable Treasury Issue, an independent investment banking institution of national standing appointed by the Company. 

“Investment Grade Rating” means a rating equal to or higher than BBB- (or the equivalent) by Fitch, Baa3 (or the equivalent) by
Moody’s and BBB- (or the equivalent) by S&P, respectively. 

  
 - 2 - 

 “Merger Agreement” means the Agreement and Plan of Merger, dated as of August 12,
2015, by and among the Company, SunGard, a Delaware corporation (“SunGard”), SunGard Capital Corp. II, a Delaware corporation and wholly owned subsidiary of SunGard, and certain wholly owned subsidiaries of the Company, as it may be
amended, supplemented or otherwise modified from time to time in accordance with its terms. 
 “Mergers” means the mergers
contemplated by the Merger Agreement. 
 “Moody’s” shall have the meaning given such term in the Base Indenture. 

“Ratings Agencies” means each of Fitch, Moody’s and S&P, so long as such entity makes a rating of the Notes publicly
available; provided, however, if any of Fitch, Moody’s or S&P ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons outside of the control of the Company, the Company shall be allowed to designate a
“nationally recognized statistical rating organization” within the meaning of Rule 15c3-l(e)(2)(vi)(F) under the Exchange Act (as certified by a resolution of the Board of Directors of the Company) as a replacement agency for the agency
that ceased to make such a rating publicly available. For the avoidance of doubt, failure by the Company to pay rating agency fees to make a rating of the Notes shall not be a “reason outside of the control of the Company” for the purposes
of the preceding sentence. 
 “Reference Treasury Dealers” means each of (i) Merrill Lynch, Pierce, Fenner & Smith
Incorporated, (ii) a primary U.S.-government securities dealer (a “Primary Treasury Dealer”) selected by Credit Agricole Securities (USA) Inc., (iii) a Primary Treasury Dealer selected by Wells Fargo Securities, LLC (or in the
case of (i), (ii) or (iii), their respective successors), and (iv) one additional Primary Treasury Dealer selected by the Company. If any of the foregoing ceases to be a Primary Treasury Dealer, the Company will substitute another Primary
Treasury Dealer in its place. 
 “Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and
any Redemption Date, the average, as determined by the Company (or the Independent Investment Banker), of the bid and asked prices for the Comparable Treasury Issue, expressed in each case as a percentage of its principal amount, quoted in writing
by such Reference Treasury Dealer at 5:00 p.m., New York City time, on the third Business Day preceding such Redemption Date. 

“S&P” shall have the meaning given such term in the Base Indenture. 

“Treasury Rate” means, with respect to any Redemption Date, (1) the yield, under the heading which represents the average for
the immediately preceding week, appearing in the most recently published statistical release designated “H.15(519)” or any successor publication which is published weekly by the Board of Governors of the Federal Reserve System and which
establishes yields on actively traded United States Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the maturity corresponding to the Comparable Treasury Issue (if no maturity is
within three months before or 

  
 - 3 - 

 
after October 15, 2018 yields for the two published maturities most closely corresponding to the Comparable Treasury Issue shall be determined and the Treasury Rate shall be interpolated or
extrapolated from such yields on a straight line basis, rounding to the nearest month), (2) if the period from the Redemption Date to October 15, 2018 is less than one year, the weekly average yield on actually traded United States
Treasury securities adjusted to a constant maturity of one year will be used, or (3) if such release (or any successor release) is not published during the week preceding the calculation date or does not contain such yields, the rate per annum
equal to the semi-annual equivalent yield to maturity, computed as of the third Business Day immediately preceding the Redemption Date, of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue, expressed as a percentage
of its principal amount, equal to the Comparable Treasury Price for the Redemption Date. 
 Section 1.2 The Base Indenture is hereby
amended, solely with respect to the Notes, by amending the definitions of “Affiliate”, “Credit Agreement”, “Credit Facilities”, “Eligible Cash Equivalents” and “Guarantors” as they appear in
Section 1.1 thereof to read as follows: 
 “Affiliate” means, with respect to any Person, any other Person directly or
indirectly controlling, directly or indirectly controlled by, or under direct or indirect common control with, such Person. For purposes of this definition, “control” (including, with correlative meanings, the terms
“controlling,” “controlled by” and “under common control with”) with respect to any Person, means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of
such Person, whether through the ownership of voting securities, by contract or otherwise. For the avoidance of doubt, Fidelity National Financial, Inc., Black Knight InfoServ, LLC (formerly known as Lender Processing Services, Inc.), and each of
their respective subsidiaries, shall not be deemed to be Affiliates of the Company or any of its Subsidiaries solely due to overlapping officers or directors. 

“Credit Agreements” means (i) the Fifth Amended and Restated Credit Agreement dated as of December 18, 2014, as amended
by the Amendment Agreement dated as of August 21, 2015, among the Company, J.P. Morgan Chase Bank, N.A., as administrative agent, and various financial institutions and other persons from time to time parties thereto, as amended, supplemented,
or modified from time to time and (ii) the Term Loan Credit Agreement, dated as of September 1, 2015, by and among the Company, Bank of America, N.A., as administrative agent, and various financial institutions and other persons from time
to time parties thereto, as amended, supplemented, or modified from time to time. 
 “Credit Facilities” means one or more credit
facilities (including the Credit Agreements) with banks or other lenders providing for revolving loans or term loans or the issuance of letters of credit or bankers’ acceptances or the like. 

“Eligible Cash Equivalents” means any of the following: (i) securities issued or directly and fully guaranteed or insured by
the United States or any agency or instrumentality thereof (provided that the full faith and credit of the United States is pledged in support thereof) maturing not more than one year after the date of acquisition (or such other maturities if not
prohibited by the Credit Agreements); (ii) time deposits in and certificates of deposit of any Eligible Bank (or in any other financial institution to the extent the amount of such deposit is within the limits insured by the Federal Deposit
Insurance Corporation), provided  

  
 - 4 - 

 
that such investments have a maturity date not more than two years after the date of acquisition and that the average life of all such investments is one year or less from the respective dates of
acquisition; (iii) repurchase obligations with a term of not more than 180 days for underlying securities of the types described in clause (i) above or clause (iv) below entered into with any Eligible Bank or securities dealers of
recognized national standing; (iv) direct obligations issued by any state of the United States or any political subdivision or public instrumentality thereof, provided that such investments mature, or are subject to tender at the option of the
holder thereof, within 365 days after the date of acquisition (or such other maturities if not prohibited by the Credit Agreements) and, at the time of acquisition, have a rating of at least “A-2” or “P-2” (or long-term ratings
of at least “A3” or “A-”) from either S&P or Moody’s, or, with respect to municipal bonds, a rating of at least MIG 2 or VMIG 2 from Moody’s (or equivalent ratings by any other nationally recognized rating agency);
(v) commercial paper of any Person other than an Affiliate of the Company and other than structured investment vehicles, provided that such investments have a rating of at least A-2 or P-2 from either S&P or Moody’s and mature within
180 days after the date of acquisition (or such other maturities if not prohibited by the Credit Agreements); (vi) overnight and demand deposits in and bankers’ acceptances of any Eligible Bank and demand deposits in any bank or trust
company to the extent insured by the Federal Deposit Insurance Corporation against the Bank Insurance Fund; (vii) money market funds (and shares of investment companies that are registered under the Investment Company Act of 1940) substantially
all of the assets of which comprise investments of the types described in clauses (i) through (vi); (viii) United States dollars, or money in other currencies received in the ordinary course of business; (ix) asset-backed securities
and corporate securities that are eligible for inclusion in money market funds; (x) fixed maturity securities which are rated BBB- and above by S&P or Baa3 and above by Moody’s; provided such investments will not be considered Eligible
Cash Equivalents to the extent that the aggregate amount of investments by the Company and its Subsidiaries in fixed maturity securities which are rated BBB+, BBB or BBB- by S&P or Baa1, Baa2 or Baa3 by Moody’s exceeds 20% of the aggregate
amount of their investments in fixed maturity securities; and (xi) instruments equivalent to those referred to in clauses (i) through (vi) above or funds equivalent to those referred to in clause (vii) above denominated in Euros
or any other foreign currency customarily used by corporations for cash management purposes in jurisdictions outside the United States to the extent advisable in connection with any business conducted by the Company or any Subsidiary, all as
determined in good faith by the Company. 
 “Guarantors” means, subject to Section 12.7, any Subsidiaries that become
Guarantors pursuant to Section 9.9. 
 Section 1.3 The Base Indenture is hereby amended, solely with respect to the Notes, by
amending Section 9.9 to read as follows: 
 “Section 9.9. Guarantees. If this Section 9.9 is specified as
applicable to the Securities of a series pursuant to Section 3.1, the Company will cause each of its wholly-owned Subsidiaries that is formed or otherwise incorporated in the United States or a state thereof or the District of Columbia that
guarantees or becomes a co-obligor in respect of any Debt of the Company under the Credit Facilities after the initial issue date of the Securities of such series to enter into a supplemental indenture in the form of Exhibit A (which shall not be
required to be signed by the other then-existing Guarantors) 

  
 - 5 - 

 
or as otherwise specified with respect to the Securities of such series pursuant to which such Subsidiary shall agree to guarantee the Securities of such series on the terms set forth in Article
12 hereof or on such other terms as are specified as applicable to such series pursuant to Section 3.1. Any such additional Guarantor shall be subject to release from such Guarantee under the circumstances set forth in Section 12.7 or as
otherwise specified with respect to such Securities.” 
 Section 1.4 The Base Indenture is hereby amended, solely with respect to
the Notes, by amending Section 12.7(2) thereof to read as follows: 
 “(2) at any time that such Guarantor is
released from all of its obligations (other than contingent indemnification obligations that may survive such release) as a guarantor or co-obligor of all Debt of the Company under the Credit Facilities except a discharge by or as a result of
payment under such guarantee;”. 
 ARTICLE II 

THE NOTES 
 There is
hereby established a new series of Securities with the following terms: 
 Section 2.1 Title; Nature. Pursuant to the terms
hereof and Sections 2.1, 3.1 and 3.3 of the Base Indenture, the Company hereby creates a series of Securities designated as the “2.850% Senior Notes due 2018” (the “Notes”), which shall be deemed “Securities” for all
purposes under the Base Indenture. The CUSIP Number of the Notes shall be 31620MAN6. 
 Section 2.2 Principal Amount. The limit
upon the aggregate principal amount of the Notes which may be authenticated and delivered under the Indenture (except for Notes authenticated and delivered upon registration of transfer of, or in exchange for, or in lieu of other Notes pursuant to
Sections 3.4, 3.5, 3.6, 8.6 or 10.7 of the Base Indenture or Section 2.8 of this Fifth Supplemental Indenture and except (i) for any Notes which, pursuant to Section 3.3 of the Base Indenture, are deemed never to have been
authenticated and delivered thereunder and (ii) as provided in the last sentence of Section 3.1(c) of the Base Indenture) is $750,000,000. The Company may from time to time, without notice to, or the consent of, the Holders of the Notes
increase the principal amount of the Notes, on the same terms and conditions (except for the issue date, the public offering price and, in some cases, the first interest payment date and the initial interest accrual date); provided that if
any additional Notes are issued at a price that causes them to have “original issue discount” within the meaning of the Internal Revenue Code of 1986, as amended, and the regulations thereunder, such additional Notes shall not have the
same CUSIP Number as the original Notes. The Notes shall be initially issued on the date hereof and thereafter upon any reopening of the series of which the Notes are a part. 

Section 2.3 Stated Maturity of Principal. The date on which the principal of the Notes is payable, unless the Notes are
theretofore accelerated or redeemed or purchased pursuant to the Indenture, shall be October 15, 2018. The Notes shall bear no premium upon payment at Stated Maturity. 

  
 - 6 - 

 Section 2.4 Interest. The rate at which the Notes shall bear interest shall be
2.850% per annum. Interest shall be computed on the basis of a 360-day year of twelve 30-day months and shall be payable semi-annually in arrears in accordance herewith and with the Indenture. Interest on the Notes shall accrue on the principal
amount from, and including, the most recent date to which interest has been paid or duly provided for or, if no interest has been paid or duly provided for, from, and including, the date hereof, in each case to, but excluding, the next Interest
Payment Date or the date on which the principal of the Notes has been paid or made available for payment, as the case may be. The Interest Payment Date of the Notes shall be April 15 and October 15 of each year. The initial Interest
Payment Date shall be April 15, 2016. The Regular Record Date corresponding to any Interest Payment Date occurring on April 15 shall be the immediately preceding April 1 (whether or not a Business Day), and the Regular Record Date
corresponding to any Interest Payment Date occurring on October 15 shall be the immediately preceding October 1 (whether or not a Business Day). Interest payable on the Notes on an Interest Payment Date shall be payable to the Persons in
whose name the Notes are registered at the close of business on the Regular Record Date for such Interest Payment Date provided, however, that Defaulted Interest shall be payable as provided in the Base Indenture. 

Section 2.5 Place of Payment. The Place of Payment where the principal of and premium, if any, and interest on the Notes shall be
payable is at the agency of the Company maintained for that purpose at the office of The Bank of New York Mellon Trust Company, N.A., 101 Barclay Street, Attention: Corporate Trust Administration, New York, New York 10286; provided, however,
that payment of interest due on an Interest Payment Date may be made at the option of the Company by check mailed to the address of the Person entitled thereto as such address shall appear in the Register or by transfer to an account maintained by
the Person entitled thereto with a bank located in the United States; provided that the Paying Agent shall have received the relevant wire transfer information by the related Regular Record Date; and provided further that the Depositary, or
its nominee, as Holder of Notes in global form, shall be entitled to receive payments of interest, principal and premium, if any, by wire transfer of immediately available funds. 

Section 2.6 Special Mandatory Redemption. 

(1) If the Company does not consummate the Mergers on or prior to June 30, 2016, or if, prior to such date, the Company notifies the
Trustee in writing that the Merger Agreement is terminated (each, a “Special Mandatory Redemption Event”), the Company shall redeem the Notes in whole but not in part at a special mandatory redemption price (the “Special Mandatory
Redemption Price”) equal to 101% of the aggregate principal amount of the Notes, plus accrued and unpaid interest, if any, to, but excluding, the Special Mandatory Redemption Date (as defined below) (subject to the right of Holders of record on
the relevant Regular Record Date to receive interest due on any Interest Payment Date that is on or prior to the Special Mandatory Redemption Date), in accordance with the applicable provisions set forth herein and in Article 10 of the Base
Indenture. 
 (2) Upon the occurrence of a Special Mandatory Redemption Event, the Company shall promptly (but in no event later than 10
Business Days following such Special Mandatory Redemption Event) notify (such notice to include the Officers’ Certificate required by Section 10.2 of the Base Indenture) the Trustee in writing of such event, and the Trustee shall,

  
 - 7 - 

 
no later than 5 Business Days following receipt of such notice from the Company, notify the Holders of Notes (such date of notification to the Holders, the “Redemption Notice Date”)
that all of the Notes outstanding will be redeemed on the 3rd Business Day following the Redemption Notice Date (such date, the “Special Mandatory Redemption Date”) automatically and
without any further action by the Holders of Notes, in each case in accordance with the applicable provisions set forth herein and in Article 10 of the Base Indenture, the form of such notice to the Holders of the Notes to be included in such notice
to the Trustee. At or prior to 12:00 p.m., New York City time, on the Business Day immediately preceding the Special Mandatory Redemption Date, the Company shall deposit with the Trustee funds sufficient to pay the Special Mandatory Redemption Price
for the Notes. If such deposit is made as provided above, the Notes will cease to bear interest on and after the Special Mandatory Redemption Date. 

Section 2.7 Optional Redemption. 

(1) The provisions of Article 10 of the Base Indenture shall be applicable to the Notes, subject to the provisions of this Section 2.7.

 (2) The Company may, at its option, redeem the Notes, in whole or in part, at any time prior to the maturity date at a Redemption Price
equal to the greater of (i) 100% of the aggregate principal amount of Notes to be redeemed and (ii) the sum of the present values of the remaining scheduled payments of principal of (or the portion of the principal of) and interest on the
Notes to be redeemed, not including accrued and unpaid interest, if any, to the Redemption Date, discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year of twelve 30-day months) at the Treasury Rate plus 30 basis points,
plus, in each case, accrued and unpaid interest, if any, on the Notes being redeemed to, but not including, the Redemption Date (subject to the right of Holders of record on the relevant Regular Record Date to receive interest due on any Interest
Payment Date that is on or prior to the Redemption Date). The Company shall give the Trustee written notice of the Redemption Price with respect to any redemption pursuant to this clause (2) promptly after the calculation thereof and the
Trustee shall have no responsibility for such calculation. 
 Section 2.8 Right to Require Repurchase Upon a Change of Control
Triggering Event. 
 (1) Upon the occurrence of any Change of Control Triggering Event, each Holder of Notes shall have the right to
require the Company to repurchase all or any part of such Holder’s Notes pursuant to the offer described below (the “Change of Control Offer”) on the terms set forth herein (provided that with respect to the Notes submitted for
repurchase in part, the remaining portion of such Notes is in a principal amount of $2,000 or an integral multiple of $1,000 in excess thereof) at a purchase price in cash equal to 101% of the aggregate principal amount of the Notes repurchased plus
accrued and unpaid interest, if any, on the Notes repurchased, to, but excluding, the date of purchase (the “Change of Control Payment”). 

(2) Within 30 days following any Change of Control Triggering Event, the Company shall mail or transmit in accordance with the applicable
procedures of the Depositary a notice to Holders of Notes, with a written copy to the Trustee, which notice shall govern the terms of the Change of Control Offer. Such notice shall state: 

(i) a description of the transaction or transactions that constitute the Change of Control Triggering Event; 

  
 - 8 - 

 (ii) that the Change of Control Offer is being made pursuant to this Section 2.8 and that
all Notes validly tendered and not withdrawn will be accepted for payment; 
 (iii) the Change of Control Payment and the “Change of
Control Payment Date,” which date shall be no earlier than 30 days and no later than 60 days from the date such notice is mailed or transmitted; 

(iv) that Holders electing to have any Notes purchased pursuant to a Change of Control Offer will be required to surrender the Notes, with
the form entitled “Purchase Notice” attached hereto as Exhibit B completed, or transfer the Notes by book-entry transfer, to the Paying Agent at the address specified in the notice prior to the close of business on the third Business Day
preceding the Change of Control Payment Date; 
 (v) that Holders of the Notes will be entitled to withdraw their election if the Paying
Agent receives, not later than the close of business on the second Business Day preceding the Change of Control Payment Date, a telegram, telex, facsimile transmission or letter setting forth the name of such Holder, the principal amount of Notes
delivered for purchase, and a statement that such Holder is withdrawing his or her election to have the Notes purchased; and 
 (vi) if the
notice is mailed or transmitted prior to the date of the consummation of the Change of Control, the notice will state that the Change of Control Offer is conditioned on the Change of Control Triggering Event occurring on or prior to the Change of
Control Payment Date. 
 (3) On the Change of Control Payment Date, the Company shall be required, to the extent lawful, to: 

(i) accept for payment all Notes or portions of Notes properly tendered and not withdrawn pursuant to the Change of Control Offer; 

(ii) deposit with the Paying Agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly
tendered; and 
 (vii) deliver or cause to be delivered to the Trustee the Notes properly accepted together with an Officers’
Certificate stating the aggregate principal amount of Notes or portions of Notes being purchased. 
 The Paying Agent will promptly mail to
each Holder of Notes properly tendered and not withdrawn the Change of Control Payment for such Notes (or with respect to Global Notes otherwise make such payment in accordance with the applicable procedures of the Depositary), and the Trustee will
promptly authenticate and mail (or cause to be transferred by book-entry) to each Holder of Notes properly tendered and not withdrawn a new Note equal in principal amount to any unpurchased portion of any Notes surrendered; provided that each new
Note will be in a principal amount of $2,000 or an integral multiple of $1,000 in excess thereof. 

  
 - 9 - 

 (4) The Company shall comply with the requirements of Rule 14e-1 under the Exchange Act and any
other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of Notes as a result of a Change of Control Triggering Event. To the extent that the provisions of any
securities laws or regulations conflict with this Section 2.8, the Company will comply with the applicable securities laws and regulations and will not be deemed to have breached its obligations under this Section 2.8 by virtue of such
conflicts. 
 (5) Notwithstanding the foregoing, the Company will not be required to make an offer to repurchase the Notes upon a Change of
Control Triggering Event if (i) a third party makes such an offer in the manner, at the times and otherwise in compliance with the requirements for an offer made by the Company and such third party purchases all the Notes properly tendered and
not withdrawn under its offer or (ii) prior to the occurrence of the related Change of Control Triggering Event, the Company has given written notice of a redemption to the Holders of the Notes as provided under Section 2.6 or
Section 2.7 hereof unless the Company has failed to pay the Redemption Price on the Redemption Date. 
 Section 2.9 No Sinking
Fund. Except as set forth in Section 2.6, there shall be no obligation of the Company to redeem or purchase the Notes pursuant to any sinking fund or analogous provisions, or except as set forth in Section 2.8 hereof, to repay any of
the Notes prior to October 15, 2018 at the option of a Holder thereof. Article 11 of the Base Indenture shall not apply to the Notes. 

Section 2.10 Guarantees. The Notes initially will not be guaranteed by any Subsidiary. Section 9.9 and Article 12 of the
Indenture shall apply to the Notes. 
 Section 2.11 Denominations. The Notes shall be issued in fully registered form as
Registered Securities (and shall in no event be issuable in the form of Bearer Securities) in denominations of two thousand Dollars ($2,000) or any amount in excess thereof which is an integral multiple of one thousand Dollars ($1,000). The Notes
shall be denominated, and all payments thereon shall be made, in Dollars. 
 Section 2.12 Global Notes. The Notes shall
initially be issued in global form. The Depository Trust Company shall be the initial Depositary for the Notes. The Notes shall be transferred only in accordance with the provisions of Section 3.5 of the Base Indenture. Beneficial interests in
Notes issued in global form shall be exchangeable for certificated Securities representing such Notes only the circumstances set forth in the seventh paragraph of Section 3.5 of the Base Indenture. 

Section 2.13 Form of Notes. The form of the global Security representing the Notes is attached hereto as Exhibit A. 

Section 2.14 Defeasance. For purposes of the Notes, Section 2.8 of this Fifth Supplemental Indenture shall be considered an
additional covenant specified pursuant to Section 3.1 of the Base Indentures for purposes of Section 4.5 of the Base Indenture. 

  
 - 10 - 

 Section 2.15 Events of Default. The Events of Default set forth in Sections 5.1 (1),
(2), (3), (4), (5), (6) and (7) of the Base Indenture shall apply to the Notes. For the avoidance of doubt, the reference to redemption in Section 5.1 (2) of the Base Indenture includes the special mandatory redemption. 

Section 2.16 Other Provisions. The Trustee is appointed as the initial Registrar and Paying Agent for the Notes. 

ARTICLE III 

MISCELLANEOUS 

Section 3.1 Base Indenture; Effect of the Fifth Supplemental Indenture. The Base Indenture, as supplemented and amended hereby, is
in all respects ratified and confirmed, and the terms and conditions thereof, as amended hereby, shall be and remain in full force and effect. The Base Indenture and the Fifth Supplemental Indenture shall be read, taken and construed as one and the
same instrument. 
 Section 3.2 Conflict with Trust Indenture Act. If any provision hereof limits, qualifies or conflicts with
another provision hereof which is required or deemed to be included in this Fifth Supplemental Indenture by any of the provisions of the Trust Indenture Act, such required or deemed included provision shall control. 

Section 3.3 Successors and Assigns. All covenants and agreements in this Fifth Supplemental Indenture by the Company or any
Guarantor shall bind its successors and assigns, whether expressed or not. 
 Section 3.4 Separability Clause. In case any
provision in this Fifth Supplemental Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 

Section 3.5 Benefits of Indenture. Nothing in this Fifth Supplemental Indenture, the Base Indenture or in the Notes, express or
implied, shall give to any Person, other than the parties hereto and their successors hereunder, the Registrar, any Paying Agent and the Holders, any benefit or any legal or equitable right, remedy or claim under the Indenture. 

Section 3.6 Recitals. The recitals contained in this Fifth Supplemental Indenture shall be taken as the statements of the Company
and the Trustee shall have no liability or responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency of this Fifth Supplemental Indenture. 

Section 3.7 Governing Law. THIS FIFTH SUPPLEMENTAL INDENTURE AND THE NOTES SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH
THE INTERNAL LAWS OF THE STATE OF NEW YORK. 
 Section 3.8 Counterparts. This Fifth Supplemental Indenture may be signed in any
number of counterparts, each of which shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument. 

  
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 [The Remainder of This Page Intentionally Left Blank; Signature Pages Follow]

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Fifth Supplemental Indenture to be duly
executed as of the date first written above. 
  

			
	FIDELITY NATIONAL INFORMATION SERVICES, INC.
		
	By:	 	 /s/ Jason L. Couturier

	Name:	 	Jason L. Couturier
	Title:	 	Senior Vice President of Finance and Treasurer
	
	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
		
	By:	 	 /s/ Lawrence M. Kusch

	Name:	 	Lawrence M. Kusch
	Title:	 	Vice President

  
 [Signature Page to the
Fifth Supplemental Indenture] 

 EXHIBIT A 

FORM OF NOTE CERTIFICATE 
 THIS SECURITY IS IN
GLOBAL FORM WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE OF A DEPOSITARY. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN CERTIFICATED FORM, THIS
SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR
DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. 
 UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST
COMPANY, A NEW YORK CORPORATION (“DTC”), TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY
AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT HEREON IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY
PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
  

					
	 No. A-[    ]
	  		  	CUSIP No. 31620MAN6

 2.850% SENIOR NOTE DUE 2018 

FIDELITY NATIONAL INFORMATION SERVICES, INC., a Georgia
corporation, promises to pay to Cede & Co., or its registered assigns, the principal sum of [                    ] Dollars
($[        ]) on October 15, 2018. 
 Interest Payment Dates: April 15 and October 15, with the first
Interest Payment Date to be April 15, 2016 
 Regular Record Dates: April 1 and October 1 (whether or not a Business Day) 

Dated:                      

  
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	FIDELITY NATIONAL INFORMATION SERVICES, INC.
		
	By:	 	  

	Name:	 	
	Title:	 	

  
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 Certificate of Authentication 

THE BANK OF NEW YORK MELLON TRUST
COMPANY, N.A., as Trustee, certifies that this is one of the Securities of the series described in the within-mentioned Indenture. 
  

			
	 THE BANK OF NEW YORK MELLON
TRUST COMPANY, N.A.
 as Trustee

		
	By:	 	  

		 	Authorized Signatory

 Dated:
                     

  
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 FIDELITY NATIONAL INFORMATION
SERVICES, INC. 
 2.850% SENIOR NOTE DUE 2018 

Capitalized terms used herein without definition shall have the respective meanings ascribed to them in the Indenture referred to below unless
otherwise indicated. This Security is one of the series of Securities designated on the face hereof issued under the Indenture, unlimited in aggregate principal amount (the “Notes”). 

1. INTEREST. Fidelity National Information Services, Inc., a Georgia corporation (the “Company”), promises to pay interest on
the principal amount of this Security at the rate of 2.850% per annum, payable semiannually in arrears on April 15 and October 15 of each year (each, an “Interest Payment Date”), commencing on April 15, 2016
until the principal is paid or made available for payment. Interest on this Security will accrue from, and including, the most recent date to which interest has been paid or duly provided for or, if no interest has been paid or duly provided for,
from, and including, October 20, 2015, in each case to, but excluding, the next Interest Payment Date or the date on which the principal hereof has been paid or made available for payment, as the case may be. Interest shall be computed on
the basis of a 360-day year of twelve 30-day months. 
 2. METHOD OF PAYMENT. The Company shall pay interest on this Security (except
defaulted interest, if any, which shall be paid on such special payment date as may be fixed in accordance with the Indenture referred to below) on the applicable Interest Payment Date to the Persons who are registered Holders at the close of
business on April 1 or October 1 (whether or not a Business Day) immediately preceding the applicable Interest Payment Date. A holder must surrender this Security to a Paying Agent to collect principal and premium payments. The Company
shall pay principal, premium, if any, and interest in money of the United States that at the time of payment is legal tender for payment of public and private debts. 

3. PAYING AGENT AND REGISTRAR. Initially, The Bank of New York Mellon Trust Company, N.A., the Trustee under the Indenture, shall act as
Paying Agent and Registrar. The Company may change or appoint any Paying Agent, Registrar or co-Registrar without notice to any Holder. The Company or any of its Subsidiaries may act as Paying Agent, Registrar or co-Registrar. 

4. INDENTURE. The Company issued this Security under the Indenture (the “Base Indenture”), dated as of April 15, 2013,
among Fidelity National Information Services, Inc., certain other parties thereto and The Bank of New York Mellon Trust Company, N.A., as Trustee, as amended by the Fifth Supplemental Indenture (the “Fifth Supplemental Indenture”),
dated as of October 20, 2015, between the Company and said Trustee (the Base Indenture, as amended by the Fifth Supplemental Indenture, the “Indenture”). The terms of this Security were established pursuant to the Fifth
Supplemental Indenture. The terms of this Security include those stated in the Indenture and those made part of the Indenture by reference to the Trust Indenture Act of 1939, as amended (“TIA”). This Security is subject to all such
terms, and Holders are referred to the Indenture and the TIA. The Company will provide a copy of the Indenture, without charge, upon written request to the Company sent to 601 Riverside Avenue, Jacksonville, Florida 32204, Attention: Corporate
Secretary. 

  
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 5. PERSONS DEEMED OWNERS. Subject to Section 3.8 of the Base Indenture, the registered
Holder or Holders of this Security shall be treated as owners of it for all purposes. 
 6. SPECIAL MANDATORY REDEMPTION. 

If the Company does not consummate the Mergers on or prior to June 30, 2016, or if, prior to such date, the Company notifies the Trustee
in writing that the Merger Agreement is terminated (each, a “Special Mandatory Redemption Event”), the Company shall redeem the Notes in whole but not in part at a special mandatory redemption price (the “Special Mandatory Redemption
Price”) equal to 101% of the aggregate principal amount of the Notes, plus accrued and unpaid interest, if any, to, but excluding, the Special Mandatory Redemption Date (as defined below) (subject to the right of Holders of record on the
relevant Regular Record Date to receive interest due on any Interest Payment Date that is on or prior to the Special Mandatory Redemption Date), in accordance with the applicable provisions of Section 2.6 of the Fifth Supplemental Indenture and
Article 10 of the Base Indenture. 
 7. OPTIONAL REDEMPTION. The Company may, at its option, redeem the Notes, in whole or in part, at any
time prior to the maturity date, at a Redemption Price equal to the greater of (i) 100% of the aggregate principal amount of any Notes to be redeemed; and (ii) the sum of the present values of the remaining scheduled payments of principal
of (or the portion of the principal of) and interest on the Notes to be redeemed, not including accrued and unpaid interest, if any, to the Redemption Date, discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year of twelve
30-day months) at the Treasury Rate plus 30 basis points, plus, in each case, accrued and unpaid interest, if any, on the Notes being redeemed to, but not including, the Redemption Date (subject to the right of Holders of record on the relevant
Regular Record Date to receive interest due on any Interest Payment Date that is on or prior to the Redemption Date). 
 8. CHANGE OF
CONTROL TRIGGERING EVENT. In the event of a Change of Control Triggering Event, the Holders of Notes shall have the right to require the Company to repurchase all or any part of such Holder’s Notes at a purchase price in cash equal to 101% of
the aggregate principal amount of the Notes repurchased, plus accrued and unpaid interest, if any, on the Notes repurchased, to, but excluding, the date of purchase pursuant to the provisions of Section 2.8 of the Fifth Supplemental Indenture,
subject to compliance with the procedures specified pursuant to the Fifth Supplemental Indenture. 
 9. LEGAL HOLIDAYS. In any case where
any Interest Payment Date, Redemption Date, Stated Maturity or Maturity of this Security shall not be a Business Day at any Place of Payment, then (notwithstanding any other provision of the Indenture or of this Security), payment of principal,
premium, if any, or interest need not be made at such Place of Payment on such date, but may be made on the next succeeding Business Day at such Place of Payment with the same force and effect as if made on such date; provided that no
interest shall accrue on the amount so payable for the period from and after such Interest Payment Date, Redemption Date, Stated Maturity or Maturity, as the case may be. 

10. UNCLAIMED MONEY. Subject to the terms of the Indenture, if money for the payment of principal, premium, if any, or interest remains
unclaimed for two years, the Trustee 

  
 A-5 

 
or Paying Agent shall pay the money back to the Company at its request, and thereafter Holders entitled to the money shall, as an unsecured general creditor, look only to the Company for payment
thereof, and all liability of the Trustee or such Paying Agent with respect to such trust money, and all liability of the Company as trustee thereof, shall thereupon cease. 

11. AMENDMENT, SUPPLEMENT. Subject to certain exceptions, the Indenture or this Security may be amended or supplemented with the consent of
the Holders of at least a majority in aggregate principal amount of the Securities of each series affected by the amendment. Without the consent of any Holder, the Company, the Guarantors, if any, and the Trustee may amend or supplement the
Indenture or this Security to, among other things, cure certain ambiguities or correct certain mistakes or to create another series of Securities and establish its terms. 

12. DEFAULTS AND REMEDIES. The Events of Default set forth in Sections 5.1(1), (2), (3), (4), (5), (6) and (7) of the Base Indenture
apply to this Security. 
 If an Event of Default, other than an Event of Default described in Section 5.1(5) or (6) of the Base
Indenture, with respect to the Outstanding Securities of the same series as this Security occurs and is continuing, the Trustee or the Holders of at least 25% in aggregate principal amount of all Outstanding Securities of the same series as this
Security, by written notice to the Company (and, if given by the Holders, to the Trustee), may declare the principal of and accrued and unpaid interest, if any, on the aggregate principal amount of all Outstanding Securities of the same series as
this Security to be due and payable, and upon any such declaration, such principal and interest, if any, shall be immediately due and payable; provided that, after such a declaration of acceleration with respect to this Security has been
made, the Holders of a majority in aggregate principal amount of all Outstanding Securities of the same series as this Security, by written notice to the Trustee, may rescind and annul such declaration and its consequences as provided, and subject
to satisfaction of the conditions set forth, in the Indenture. If an Event of Default specified in Section 5.1(5) or Section 5.1(6) of the Base Indenture occurs with respect to the Securities of the same series as this Security, the
principal of and accrued and unpaid interest, if any, on all the Outstanding Securities of that series shall automatically become immediately due and payable without any declaration or act by the Trustee, the Holders of the Securities or any other
party. 
 The Holders of a majority in aggregate principal amount of all Outstanding Securities of the same series as this Security, by
written notice to the Trustee, may waive, on behalf of all Holders of such Securities, any past Default or Event of Default with respect to such securities and its consequences except (a) a Default or Event of Default in the payment of the
principal of, or interest on, any such Security or (b) a Default or Event of Default in respect of a covenant or provision of the Indenture which, pursuant to the Indenture, cannot be amended or modified without the consent of each Holder of
each affected Outstanding Security of the same series as this Security. Upon any such waiver, such Default shall cease to exist, and any Event of Default arising therefrom shall be deemed to have been cured. 

13. AMOUNT UNLIMITED. The aggregate principal amount of Securities which may be authenticated and delivered under the Indenture is unlimited.
The Securities may be issued from time to time in one or more series. The Company may from time to time, without the consent of the Holders of this Security, issue additional Securities of the series of which this Security is a part on substantially
the same terms and conditions as those of this Security. 

  
 A-6 

 14. TRUSTEE DEALINGS WITH COMPANY. Subject to the TIA, The Bank of New York Mellon Trust Company,
N.A., as Trustee under the Indenture, in its individual or any other capacity, may make loans to, accept deposits from, and perform services for the Company, the Guarantors, if any, or their respective affiliates, and may otherwise deal with the
Company, the Guarantors, if any, or their respective affiliates, as if it were not Trustee. 
 15. NO RECOURSE AGAINST OTHERS. No director,
officer, employee, stockholder, member, general or limited partner of the Company or any Guarantor as such or in such capacity shall have any personal liability for any obligations of the Company or any Guarantor under this Security, any guarantee
or the Indenture or for any claim based on, in respect of or by reason of such obligations or their creation. Each Holder, by accepting this Security, waives and releases all such liability. Such waiver and release are part of the consideration for
the issue of this Security. 
 16. DISCHARGE OF INDENTURE. The Indenture contains certain provisions pertaining to discharge and defeasance.

 17. GUARANTEES. This Security initially will not be guaranteed by any Subsidiary. Section 9.9 and Article 12 of the Indenture shall
apply to this Security. 
 18. AUTHENTICATION. This Security shall not be valid until the Trustee signs the certificate of authentication on
the other side of this Security. 
 19. GOVERNING LAW. THIS SECURITY SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE INTERNAL LAWS
OF THE STATE OF NEW YORK. 
 20. ABBREVIATIONS. Customary abbreviations may be used in the name of a Holder or an assignee, such as: TEN COM
(= tenants in common), TEN ENT (= tenants by the entireties), JT TEN (= joint tenants with right of survivorship and not as tenants in common), CUST (= custodian), and U/G/M/A (= Uniform Gifts to Minors Act). 

[Remainder of Page Intentionally Left Blank] 

  
 A-7 

 ASSIGNMENT FORM 

If you, as Holder of this Security, want to assign this Security, fill in the form below: I or we assign and transfer this Security to: 

 
  

	
	(Insert assignee’s social security or tax ID number)
	
	  

	
	  

	
	  

	(Print or type assignee’s name, address, and zip code)
	
	and irrevocably appoint:
	
	  

 as agent to transfer this Security on the books of the Company. The agent may substitute another to act for him/her. 

 

			
	Date:	 	  

	
	Your signature:
	
	  

	
	(Your signature must correspond with the name as it appears upon the face of this Security in every particular without alteration or enlargement or any change whatsoever and be guaranteed by a guarantor institution
participating in the Securities Transfer Agents Medallion Program or in such other guarantee program acceptable to the Trustee)

  

			
	Signature
	Guarantee:	 	  

  
 A-8 

 [FORM OF NOTATION OF GUARANTEE, if applicable] 

Each of the undersigned (collectively, the “Guarantors”) have guaranteed, jointly and severally, absolutely, unconditionally
and irrevocably (such guarantee by each Guarantor being referred to herein as the “Guarantee”) (i) the due and punctual payment of the principal of (and premium, if any) and interest on the 2.850% Senior Notes due 2018 (the
“Notes”) issued by Fidelity National Information Services, Inc., a Georgia corporation (the “Company”), whether at Stated Maturity, by acceleration or otherwise (including, without limitation, the amount that would
become due but for the operation of any automatic stay provision of any Bankruptcy Law), the due and punctual payment of interest on the overdue principal and interest, if any, on the Notes, to the extent lawful, and the due and punctual performance
of all other obligations of the Company to the Holders or the Trustee all in accordance with the terms set forth in Article 12 of the Indenture and (ii) in case of any extension of time of payment or renewal of any Notes or any of such other
obligations, that the same will be promptly paid in full when due or performed in accordance with the terms of the extension or renewal, whether at Stated Maturity, by acceleration or otherwise subject, however, in the case of clauses (i) and
(ii) above, to the limitations set forth in Section 12.3 of the Base Indenture. 
 No director, officer, employee, stockholder,
general or limited partner or incorporator, past, present or future, of the Guarantors, as such or in such capacity, shall have any personal liability for any obligations of the Guarantors under the Guarantees by reason of his, her or its status as
such director, officer, employee, stockholder, general or limited partner or incorporator. Each Holder of Notes by accepting a Note waives and releases all such liability. The waiver and release are part of the consideration for the issuance of the
Guarantees. 
 Each Holder of a Note by accepting a Note agrees that any Guarantor named below shall have no further liability with respect
to its Guarantee if such Guarantor otherwise ceases to be liable in respect of its Guarantee in accordance with the terms of the Indenture. 

Capitalized terms used herein without definition shall have the meanings assigned to them in the Notes. 

The Guarantee shall not be valid or obligatory for any purpose until the certificate of authentication on the Notes upon which the Guarantee
is noted shall have been executed by the Trustee under the Indenture by the manual signature of one of its authorized signatories. 
 [The
Remainder of This Page Intentionally Left Blank; Signature Pages Follow] 

  
 A-9 

 Guarantors: 

[                          
      ], 
 as Guarantors 
  

			
	 By:
	 	  

	 Name:
	 	
	 Title:
	 	

  
 A-10 

 EXHIBIT B 

PURCHASE NOTICE 
 (1) Pursuant to
Section 2.8 of the Fifth Supplemental Indenture, the undersigned hereby elects to have its Note repurchased by the Company. 
 (2) The undersigned
hereby directs the Trustee or the Company to pay it or                      an amount in cash equal to 101% of the aggregate principal amount
to be repurchased (as set forth below), plus interest accrued to, but excluding, the Change of Control Payment Date, as applicable, as provided in the Fifth Supplemental Indenture. 

Dated:                      

 

	
	  

	
	  

	Signature(s)
	
	Signature(s) must be guaranteed by an Eligible Guarantor Institution with membership in an approved signature guarantee program pursuant to Rule 17Ad-15 under the Securities Exchange Act of 1934.
	
	  

	Signature Guaranteed

 Social Security or other Taxpayer Identification Number of
recipient of Change of Control Payment 

	
	
	  

	
	Principal amount to be repurchased:
	
	  

  
 B-1 

 Remaining aggregate principal amount following such repurchase (at least U.S.$2,000 or an integral multiple of
$1,000 in excess thereof): 
  
  

NOTICE: The signature to the foregoing election must correspond to the name as written upon the face of the related Note in every particular, without
alteration or any change whatsoever. 

  
 B-2

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