Document:

Exhibit 10.2

 

	
  Notice of
  Award of Restricted Stock under the 1998 Stock Option Plan and Award
  Agreement

  	
  AXS-One
  Inc.

  
	
   

  	
  ID:
  132966911

  
	
   

  	
  301 Route 17
  North

  
	
   

  	
  Rutherford,
  NJ 07070

  

 

[Name]

[Address]

 

ID:

 

You are hereby granted the
following award of Restricted Stock.

 

Grant Number

Date of Grant

Purchase Price per Share:  $0.01

Total Number of Shares Granted

 

Vesting
Schedule:

 

	
  Vesting Date

  	
   

  	
  Percentage Vested

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  

 

Notwithstanding the foregoing,
the Restricted Stock shall become vested and cease to be Restricted Stock upon
the attainment of the following performance goals (each goal below to be
applied independently):

 

33% of the above number of
shares of Restricted Stock shall become vested as of December 31, [year of grant] if AXS-One’s
revenue in [such year] is at least $          
and its net profit margin is at least      %

33% of the above number of
shares of Restricted Stock shall become vested as of December 31, [year of grant + 1] if AXS-One’s
revenue in [such year] is at least $          
and its net profit margin is at least      %

33% of the above number of
shares of Restricted Stock shall become vested as of December 31, [year of grant + 2] if AXS-One’s
revenue in [such year] is at least $          
and its net profit margin is at least      %

 

By your signature and AXS-One’s
signature below, you and AXS-One agree that this Restricted Stock Award is
granted under and governed by the terms and conditions of AXS-One’s 1998 Stock
Option Plan and the Restricted Stock Agreement enclosed herewith.

 

	
   

  	
   

  	
   

  
	
  For AXS-One
  Inc.

  	
   

  	
  Date

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Participant

  	
   

  	
  Date

  

 

 

AXS-ONE
INC.

 

RESTRICTED STOCK AGREEMENT UNDER THE

AXS-ONE INC.

1998 STOCK
OPTION PLAN

 

1.                                       Sale of Shares.  AXS-ONE INC.
(the “Company”) hereby awards to the individual named on the Cover Page hereto
(the “Participant”) the number of shares (“Shares”) of Common Stock of the
Company, par value $0.01 per share (“Common Stock”), set forth on the Cover
Page, pursuant to the terms and conditions of this Agreement and the Company’s
1998 Stock Option Plan (the “Plan”).  The
date of grant of the Shares shall be as set forth on the Cover Page (the “Grant
Date”).  To the extent required by law,
the Participant shall pay the Company the par value ($0.01) (the “Purchase
Price”) for each Share awarded to the Participant simultaneously with the
execution of this Agreement in cash or cash equivalents payable to the order of
the Company.  Pursuant to the Plan and
Section 2 of this Agreement, the Shares are subject to certain restrictions,
which restrictions shall expire in accordance with the provisions of the Plan
and Section 2 hereof.  While such
restrictions are in effect, the Shares subject to such restrictions shall be
referred to herein as “Restricted Stock.”

 

2.                                       Vesting.  The Restricted Stock shall become vested and
cease to be Restricted Stock (but shall remain subject to the other terms of
this Agreement and the Plan) as set forth on the Cover Page if the Participant
has been continuously employed by the Company until such date  There shall be no proportionate or partial
vesting in the periods prior to the applicable vesting dates and all vesting
shall occur only on the appropriate vesting date.

 

3.                                       Restrictions on Transfer.  The Participant shall not sell, negotiate,
transfer, pledge, hypothecate, assign, encumber or otherwise dispose of the
Shares or grant any proxy with respect thereto, except as specifically
permitted by the Plan and this Agreement. 
Any attempted Transfer in violation of this Agreement and the Plan shall
be void and of no effect and the Company shall have the right to disregard the
same on its books and records and to issue “stop transfer” instructions to its
transfer agent.  Notwithstanding the
foregoing, nothing herein or in the Plan shall prohibit the Participant from
pledging the Shares the Participant is granted hereunder to the Company
pursuant to a stock pledge agreement entered into between the parties hereto.

 

4.                                       Forfeiture.  Upon a Termination of Employment for any
reason, all shares of Restricted Stock subject to restriction shall be
forfeited.

 

5.                                       Rights as a Holder of Restricted Stock.  From and after the issue date, the
Participant shall have, with respect to the shares of Restricted Stock, all of
the rights of a holder of shares of Common Stock, including, without
limitation, the right to vote the Shares, to receive and retain all regular
cash dividends payable to holders of Shares of record on and after the issue
date (although such dividends will be treated, to the extent required by
applicable law, as additional compensation for tax purposes), and to exercise
all other rights, powers and privileges of a holder of Shares with respect to
the Restricted Stock, with the exceptions that (i) the Participant shall
not be entitled to delivery of the stock certificate or certificates
representing the Restricted Stock until such shares are no longer Restricted
Stock; (ii) the Company (or its designated agent)

 

2

 

will retain custody of the stock certificate
or certificates representing the Restricted Stock and any other property (“RS
Property”) issued in respect of the Restricted Stock, including stock dividends
at all times such Shares are Restricted Stock; (iii) no RS Property will bear
interest or be segregated in separate accounts; and (iv) the Participant shall
not, directly or indirectly, Transfer the Restricted Stock in any manner
whatsoever.

 

6.                                       Taxes; Section 83(b) Election.  The Participant acknowledges, subject to the
last sentence of this paragraph, that (i) no later than the date on which any
Restricted Stock shall have become vested, the Participant shall pay to the
Company, or make arrangements satisfactory to the Company regarding payment of,
any Federal, state or local taxes of any kind required by law to be withheld with
respect to any Restricted Stock which shall have become so vested; (ii) the
Company shall, to the extent permitted by law, have the right to deduct from
any payment of any kind otherwise due to the Participant any Federal, state or
local taxes of any kind required by law to be withheld with respect to any
Restricted Stock which shall have become so vested, including that the Company
may, but shall not be required to, sell a number of Shares sufficient to cover
applicable withholding taxes; and (iii) in the event that the Participant does
not satisfy (i) above on a timely basis, the Company may, but shall not be
required to, pay such required withholding and treat such amount as a demand
loan to you at the maximum rate permitted by law, with such loan, at the
Company’s sole discretion and provided the Company so notifies the Participant
within thirty (30) days of the making of the loan, secured by the Shares and
any failure by you to pay the loan upon demand shall entitle the Company to all
of the rights at law of a creditor secured by the Shares.  The Company may hold as security any
certificates representing any Shares and, upon demand of the Company, the
Participant shall deliver to the Company any certificates in his or her
possession representing Shares together with a stock power duly endorsed in
blank.  The Participant also acknowledges
that it is his or her sole responsibility, and not the Company’s, to file
timely and properly any election under Section 83(b) of the Code, and any
corresponding provisions of state tax laws, if the Participant wishes to
utilize such election.  If the
Participant makes a Section 83(b) election, the Participant shall provide the
Company with a copy of the form submitted to the Internal Revenue Service.

 

7.                                       Legend.  In the event that a certificate evidencing
Restricted Stock is issued, the certificate representing the Shares shall have
endorsed thereon the following legends:

 

(a)                                  “THE ANTICIPATION, ALIENATION,
ATTACHMENT, SALE, TRANSFER, ASSIGNMENT, PLEDGE, ENCUMBRANCE OR CHARGE OF THE
SHARES OF STOCK REPRESENTED HEREBY ARE SUBJECT TO THE TERMS AND CONDITIONS
(INCLUDING FORFEITURE) OF THE AXS-ONE INC. (THE “COMPANY”) 1998 STOCK OPTION
PLAN (THE “PLAN”) AND AN AGREEMENT ENTERED INTO BETWEEN THE REGISTERED OWNER
AND THE COMPANY.  COPIES OF SUCH PLAN AND
AGREEMENT ARE ON FILE AT THE PRINCIPAL OFFICE OF THE COMPANY.”

 

(b)                                 Any legend required to be placed
thereon by applicable blue sky laws of any state. Notwithstanding the
foregoing, in no event shall the Company be obligated to issue a certificate
representing the Restricted Stock prior to vesting as set forth in Section 2
hereof.

 

3

 

8.                                       Securities Representations.  The Shares are being issued to the
Participant and this Agreement is being made by the Company in reliance upon
the following express representations and warranties of the Participant.  The Participant acknowledges, represents and
warrants that:

 

(a)                                  The Participant has been advised
that the Participant may be an “affiliate” within the meaning of Rule 144 under
the Securities Act and in this connection the Company is relying in part on the
Participant’s representations set forth in this section;

 

(b)                                 The Shares must be held
indefinitely by the Participant unless (i) an exemption from the registration
requirements of the Securities Act is available for the resale of such Shares
or (ii) the Company files an additional registration statement (or a “re-offer
prospectus”) with regard to the resale of such Shares and the Company is under
no obligation to continue in effect a Form S-8 Registration Statement or to
otherwise register the resale of the Shares (or to file a “re-offer prospectus”);

 

(c)                                  The exemption from registration
under Rule 144 will not be available under current law unless (i) a public
trading market then exists for the Common Stock of the Company, (ii) adequate
information concerning the Company is then available to the public, and (iii)
other terms and conditions of Rule 144 or any exemption therefrom are complied with
and that any sale of the Shares may be made only in limited amounts in
accordance with such terms and conditions.

 

9.                                       Not an Employment Agreement.  Neither the execution of this Agreement nor
the issuance of the Shares hereunder constitute an agreement by the Company to
employ or to continue to employ the Participant during the entire, or any
portion of, the term of this Agreement, including but not limited to any period
during which any Shares are outstanding.

 

10.                                 Power of Attorney.  The Company, its successors and assigns, is
hereby appointed the attorney-in-fact, with full power of substitution, of the
Participant for the purpose of carrying out the provisions of this Agreement
and taking any action and executing any instruments which such attorney-in-fact
may deem necessary or advisable to accomplish the purposes hereof, which
appointment as attorney-in-fact is irrevocable and coupled with an
interest.  The Company, as
attorney-in-fact for the Participant, may in the name and stead of the
Participant, make and execute all conveyances, assignments and transfers of the
Restricted Stock, other RS Property, Shares and property provided for herein,
and the Participant hereby ratifies and confirms that which the Company, as
said attorney-in-fact, shall do by virtue hereof.  Nevertheless, the Participant shall, if so
requested by the Company, execute and deliver to the Company all such
instruments as may, in the judgment of the Company, be advisable for this
purpose.

 

11.                                 Miscellaneous.

 

(a)                                  This Agreement shall inure to
the benefit of and be binding upon the parties hereto and their respective
heirs, personal legal representatives, successors, trustees, administrators,
distributees, devisees and legatees.  The
Company may assign to, and require, any successor (whether direct or indirect,
by purchase, merger, consolidation or otherwise) to all or substantially all of
the business and/or assets of the Company or any affiliate by which the
Participant is employed to expressly assume and agree in writing to perform
this Agreement.

 

4

 

Notwithstanding the foregoing, the
Participant may not assign this Agreement other than with respect to Shares
Transferred in compliance with the terms hereof.

 

(b)                                 This award of Restricted Stock
shall not affect in any way the right or power of the Board of Directors (“Board”)
or stockholders of the Company to make or authorize an adjustment,
recapitalization or other change in the capital structure or the business of
the Company, any merger or consolidation of the Company or subsidiaries, any
issue of bonds, debentures, preferred or prior preference stock ahead of or
affecting the Common Stock, the dissolution or liquidation of the Company, any
sale or transfer of all or part of its assets or business or any other
corporate act or proceeding.

 

(c)                                  The Participant agrees that the
award of the Restricted Stock hereunder is special incentive compensation and
that it, any dividends paid thereon (even if treated as compensation for tax
purposes) and any other RS Property will not be taken into account as “salary”
or “compensation” or “bonus” in determining the amount of any payment under any
pension, retirement or profit-sharing plan of the Company or any life
insurance, disability or other benefit plan of the Company.

 

(d)                                 No modification or waiver of any
of the provisions of this Agreement shall be effective unless in writing and
signed by the party against whom it is sought to be enforced.

 

(e)                                  This Agreement may be executed
in one or more counterparts, all of which taken together shall constitute one
contract.

 

(f)                                    The failure of any party hereto
at any time to require performance by another party of any provision of this
Agreement shall not affect the right of such party to require performance of
that provision, and any waiver by any party of any breach of any provision of
this Agreement shall not be construed as a waiver of any continuing or
succeeding breach of such provision, a waiver of the provision itself, or a
waiver of any right under this Agreement.

 

(g)                                 The headings of the sections of
this Agreement have been inserted for convenience of reference only and shall
in no way restrict or modify any of the terms or provisions hereof.

 

(h)                                 All notices, consents, requests,
approvals, instructions and other communications provided for herein shall be
in writing and validly given or made when delivered, or on the second
succeeding business day after being mailed by registered or certified mail,
whichever is earlier, to the persons entitled or required to receive the same,
at the addresses set forth on the Cover Page or to such other address as either
party may designate by like notice. 
Notices to the Company shall be addressed to its Secretary.

 

(i)                                     This Agreement shall be
construed, interpreted and governed and the legal relationships of the parties
determined in accordance with the internal laws of the State of Delaware
without reference to rules relating to conflicts of law.

 

(j)                                     By executing this Agreement
within 60 days after the day and year first written above, the award of
Restricted Stock shall be accepted by the Participant within the time period
required under Section 8.3(b) of the Plan.

 

5

 

12.                                 Provisions of Plan Control.  This Agreement is subject to all the terms,
conditions and provisions of the Plan, including, without limitation, the
amendment provisions thereof, and to such rules, regulations and
interpretations relating to the Plan as may be adopted by the Board or a
committee of the Board and as may be in effect from time to time.  The Plan is incorporated herein by
reference.  A copy of the Plan has been
delivered to the Participant.  If and to
the extent that this Agreement conflicts or is inconsistent with the terms,
conditions and provisions of the Plan, the Plan shall control, and this
Agreement shall be deemed to be modified accordingly.  Unless otherwise indicated, any capitalized
term used but not defined herein shall have the meaning ascribed to such term
in the Plan.  This Agreement contains the
entire understanding of the parties with respect to the subject matter hereof
(other than any other documents expressly contemplated herein or in the Plan)
and supersedes any prior agreements between the Company and the Participant
with respect to the subject matter hereof.

 

6Exhibit 10.3

 

EMPLOYEE  [ISO] [NQO] AGMT

 

AXS-ONE INC.

 

STOCK OPTION AGREEMENT UNDER THE

AXS-ONE INC.

1998 STOCK OPTION PLAN

 

AXS-ONE
INC. (the “Company”) hereby grants the individual
named on Exhibit A hereto (the “Optionee”) an option to purchase the number of
shares of Common Stock set forth on Exhibit A hereto (“Option Shares”) at the
exercise price per share set forth on Exhibit A hereto (the “Option”).  This Option is [not]
intended to qualify as an incentive stock option under Section 422 of the Internal
Revenue Code of 1986, as amended (the “Code”).

 

1.                                       Grant under the 1998 Stock Option Plan.  This Option is granted pursuant to the
AXS-One Inc. 1998 Stock Option Plan (the “Plan”) and, unless the context
otherwise requires, terms used herein shall have the same meaning as in the
Plan.  Determinations made in connection
with this Option shall be governed by the Plan. 
This Agreement is subject to all the terms, conditions and provisions of
the Plan, including, without limitation, the amendment provisions thereof, and
to such rules, regulations and interpretations relating to the Plan as may be
adopted by the Committee and as may be in effect from time to time.  The Plan is incorporated herein by reference.  If and to the extent that this Agreement
conflicts or is inconsistent with the terms, conditions and provisions of the
Plan, the Plan shall control, and this Agreement shall be deemed to be modified
accordingly.

 

2.                                       Vesting and Term of Option if Employment Continues.  If the Optionee continues to be employed by
the Company through the applicable vesting dates set forth on Exhibit A hereto,
the Optionee may exercise this Option, in whole or in part, for up to the
applicable number of Option Shares set forth on Exhibit A, provided that there
is no Termination of Employment prior to each applicable vesting date.  These rights are cumulative and, while the
Optionee continues to be employed by the Company, may be exercised up to and
including the date which is [10 years ][5 years -(only
for ISOs granted to 10% stockholders)] from the date this Option is
granted, subject to earlier termination as provided herein and in the
Plan.  All of the foregoing rights are
subject to paragraph 3 in the event of a Termination of Employment.

 

3.                                       Termination of Employment.  In the event of the Optionee’s Termination of
Employment with the Company, this Option shall expire, to the extent then
exercisable, on the earlier of: (x) the [tenth][fifth -(only for
ISOs granted to 10% stockholders)] anniversary of this Agreement, or
(y) as follows:

 

(a)                                  the
first anniversary of the Optionee’s Termination of Employment by reason of
death, Disability or Retirement, provided that, in the case of the Optionee’s
death during

 

 

the one year
period following a Termination of Employment by reason of Disability or
Retirement, this Option shall expire on the first anniversary of the date of
the Optionee’s death;

 

(b)                                 ninety
(90) days after the Optionee’s involuntary Termination of Employment without
Cause;

 

(c)                                  thirty
(30) days after the Optionee’s voluntary Termination of Employment which occurs
prior to, or more than ninety (90) days after, the occurrence of an event which
would constitute grounds for a Termination of Employment for Cause; or

 

(d)                                 on
the date of a Termination of Employment of the Optionee for Cause.

 

4.                                       Payment of Exercise Price.  The exercise price is payable in United
States dollars and may be paid (a) in cash, (b) by check, bank draft or money
order payable to the Company, (c) with the Committee’s prior written consent,
by delivery of shares of Common Stock owned by the Optionee for a period of at
least 6 months (and for which the Optionee has good title free and clear of any
liens and encumbrances) having a Fair Market Value equal to the exercise price
on the date of exercise, (d) if the Common Stock is traded on a national
securities exchange, the Nasdaq Stock Market, Inc. or quoted on a national
quotation system sponsored by the National Association of Securities Dealers,
through the delivery of irrevocable instructions to a broker to deliver
promptly to the Company an amount equal to the purchase price, or (e) by any
combination of the foregoing, equal in amount to the exercise price.

 

5.                                       Method of Exercise.  Subject to the terms and conditions of this
Agreement and the Plan, this Option may be exercised by written notice to the
Company, at the principal executive office of the Company, or to such transfer
agent as the Company shall designate. 
Such notice shall state the election to exercise this Option and the
number of Option Shares in respect of which it is being exercised and shall be
signed by the person or persons so exercising this Option.  Such notice shall be accompanied by payment
of the full exercise price of such Option Shares, and the Company shall deliver
a certificate representing such Option Shares as soon as practicable after the
notice shall be received.  The
certificate for the Option Shares as to which this Option shall have been
exercised shall be registered in the name of the person so exercising this
Option and shall be delivered as provided above to or upon the written order of
the person exercising this Option.  In
the event this Option shall be exercised by any person other than the Optionee,
such notice shall be accompanied by appropriate proof of the right of such
person to exercise this Option. All Option Shares that shall be purchased upon
the exercise of this Option as provided herein shall by fully paid and
non-assessable.

 

6.                                       Option Not Transferable.  This Option is not transferable or assignable
except by will or by the laws of descent and distribution.  During the Optionee’s lifetime, only the
Optionee, or the Optionee’s guardian or legal representative, can exercise this
Option.  In addition,  this
Option shall not be assigned, negotiated, pledged or hypothecated in any way
(whether by operation of law or otherwise), and this Option shall not be
subject to execution, attachment or similar process.  Upon any attempt to transfer, assign,
negotiate, pledge or hypothecate this Option, or in the event of any levy upon
this Option by reason of any execution, attachment or similar process contrary
to the provisions hereof, this Option

 

2

 

shall immediately become null
and void.  Notwithstanding the foregoing,
after the grant of this Option, the Committee may determine that the Option is
transferable in whole or part and in such other circumstances, and under such
other conditions, as specified by the Committee.

 

7.                                       No Obligation to Exercise Option.  The grant and acceptance of this Option
imposes no obligation on the Optionee to exercise it.

 

8.                                       No Obligation to Continue Employment.  This Agreement does not guarantee that the
Company or its subsidiaries or affiliates will continue to employ the Optionee
for any specific time period, nor does it modify in any respect the Company’s
and its subsidiaries’ and affiliates’ right to terminate or modify the Optionee’s
employment or compensation.

 

9.                                       No Rights as a Stockholder.  The Optionee shall have no rights as a stockholder
with respect to Option Shares subject to this Agreement until the Optionee has
exercised the Option, paid the exercise price and become the holder of record
of the Option Shares.  Except as is
expressly provided in the Plan with respect to certain changes in the
capitalization of the Company, no adjustment shall be made for dividends or
similar rights for which the record date is prior to the date such stock
certificate is issued.

 

[10.                             Disqualifying Dispositions.  [ISO Agmt] The
Optionee shall notify the Company in writing immediately after the Optionee
makes a Disqualifying Disposition of any Option Shares received pursuant to the
exercise of this Option.  A Disqualifying
Disposition is any disposition (including any sale) of such Option Shares
before the later of (a) two years after the date the Optionee was granted this
Option, or (b) one year after the date the Optionee acquired Option Shares
by exercising this Option.  If the
Optionee dies before such Option Shares are sold, these holding period
requirements do not apply and no Disqualifying Disposition can occur
thereafter.  The Optionee also agrees to
provide the Company with any information which it shall request concerning any
such disposition.  The Optionee
acknowledges that the favorable income tax treatment otherwise available with
respect to the exercise of an incentive stock option will not be available if
(a) the Optionee makes a Disqualifying Disposition of the Option Shares
received on exercise of the Option, or (b) except in the event of the Optionee’s
death, the Optionee is not employed by either the Company or its subsidiary or
affiliate at all times during the period commencing on the date this Option is
granted and ending on the day three months (or in the case of an Optionee who
is “disabled” (within the meaning of Section 22(e)(3) of the Code), one year)
before the date of exercise of this Option.]

 

11.                                 Withholding Taxes.  The Optionee hereby agrees that the Company
may withhold from the Optionee’s wages or any amounts due the Optionee the
appropriate amount of federal, state and local income and employment taxes
attributable to the Optionee’s exercise of such Option.  At the Committee’s discretion, the amount
required to be withheld may be withheld in cash from such wages or amounts, or
in kind (with respect to compensation income attributable to the exercise of
the Option) from the Option Shares otherwise deliverable to the Optionee on
exercise of the Option.  The Optionee
further agrees that, if the Company does not withhold an amount from the
Optionee’s wages or amounts due the Optionee sufficient to satisfy the Company’s
withholding obligation, the Optionee will reimburse the Company on demand, in
cash, for the amount underwithheld.

 

3

 

12.                                 Termination Repayment.  Notwithstanding anything else herein to the
contrary, in the event the Optionee’s Termination of Employment occurs not more
than three (3) months after the date of exercise of this Option or the Optionee
engages in a “competitive activity” (as determined by the Committee, in its
sole discretion) after the exercise of this Option, the Optionee shall pay the
Company an amount in cash (within ten (10) business days) for each share with
respect to which this Option was exercised, equal to the difference
between:  (a) the Fair Market Value of a
share of Common Stock on the date of such Termination or determination, as
applicable, and (b) the exercise price paid per share.

 

13.                                 Provision of Documentation to Optionee.  By signing this Agreement, the Optionee
acknowledges receipt of a copy of this Agreement and a copy of the Plan.

 

14.                                 Governing Law.  This Agreement shall be governed by and
interpreted in accordance with the laws of the State of Delaware.

 

15.                                 Entire Agreement.  This Agreement, together with the Plan,
embodies the entire agreement and understanding between the parties hereto with
respect to the subject matter hereof.

 

4

 

Exhibit A

 

	
  Notice of
  Grant of Stock Option under the 1998 Stock Option Plan and Grant Agreement

  	
   

  	
  AXS-One
  Inc.

  
	
   

  	
   

  	
  ID:
  132966911

  
	
   

  	
   

  	
  301 Route 17
  North

  
	
   

  	
   

  	
  Rutherford,
  NJ 07070

  

 

[Name]

[Address]

 

ID:

 

You are hereby granted [an Incentive Stock Option] [a Non Qualified Option] to
purchase AXS-One Inc. Common Stock.

 

Grant Number

Date of Grant

Exercise Price per Share

Total Number of Shares Granted

 

The Option will vest and may be
exercised on the following dates, provided you are in continuous Service on
each applicable date and do not terminate Service prior to each applicable
date.

 

	
  Date

  	
   

  	
  Maximum Aggregate %

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  25

  	
  %

  
	
   

  	
   

  	
  50

  	
  %

  
	
   

  	
   

  	
  75

  	
  %

  
	
   

  	
   

  	
  100

  	
  %

  

 

By your signature and AXS-One’s
signature below, you and AXS-One agree that this Option is granted under and
governed by the terms and conditions of AXS-One’s 1998 Stock Option Plan and
the Stock Option Agreement enclosed herewith.

 

	
   

  	
   

  	
   

  
	
  For AXS-One
  Inc.

  	
   

  	
  Date

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Optionee

  	
   

  	
  Date

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