Document:

Forms of Debt Securities

 Exhibit 4e1 
 [Form of Registered Security] 
  
 [FORM OF FACE OF REGISTERED SECURITY] 
  

			
	 REGISTERED
	  	REGISTERED        
	 NUMBER     
	  	[U.S.
$]                                

  
 FORTUNE BRANDS, INC.

 ____ ______ _______ 
  
 CUSIP
                                 
  
 FORTUNE BRANDS, INC., a corporation duly organized and existing under the
laws of the State of Delaware (herein referred to as the “Company”), for value received, hereby promises to pay to
                     or registered assigns, the principal sum of
                     DOLLARS on
                    , and to pay interest, semiannually on
                     and
                     of each year, on said principal sum at the rate of         % per annum,
from the                      or
                    , as the case may be, next preceding the date of this Security to which interest has been paid, unless the date hereof is
a date to which interest has been paid, in which case from the date of this Security, or unless no interest has been paid on the Securities, in which case from
                    , until payment of said principal sum has been made or duly provided for. Notwithstanding the foregoing, if the date
hereof is after a                      or
                    , as the case may be, and before the following
                     or
                    , this Security shall bear interest from such
                     or
                    ; provided, however, that if the Company shall default in the payment of interest due on such
                     or             , then this Security shall bear
interest from the next preceding                      or
                     to which interest has been paid, or, if no interest has been paid on the Securities, from
                    . The interest so payable on any
                     or
                     will, subject to certain exceptions provided in the Indenture referred to on the reverse hereof, be paid to the Person in
whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the                      or
                    , as the case may be, next preceding such
                     or
                    . The principal of [(and premium, if any)] and interest on this Security are payable at the office or agency of the
Company in the Borough of Manhattan, The City of New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts; provided that interest may be paid, at the
option of the Company, by check mailed to the Person entitled thereto at his address appearing on the Security Register. Any interest not punctually paid or duly provided for shall be payable as provided in said Indenture. 

 Reference is made to the further provisions of this Security set forth on the reverse hereof. Such
further provisions shall for all purposes have the same effect as though fully set forth at this place. 
  

 2 

 Unless the certificate of authentication hereon has been executed by the Trustee by the manual signature
of one of its authorized officers, this Security shall not be entitled to any benefit under said Indenture, or be valid or obligatory for any purpose. 
  
 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its corporate seal. 
  
 Dated:
[                ] 
  

			
	 FORTUNE BRANDS, INC.

		
	 By
	 	  

  

	
	 [SEAL]

	
	 Attest:

	
	
 Secretary

  
 [FORM OF TRUSTEE’S
CERTIFICATE OF AUTHENTICATION] 
  
 This is one of the Securities
of the series designated therein referred to in the within-mentioned Indenture. 
  

			
	 [                    ], as
Trustee

		
	 By
	 	  

	 	 	 Authorized Officer

  

 3 

 [FORM OF REVERSE OF REGISTERED SECURITY] 
  
 FORTUNE BRANDS, INC. 
 ____ ______ _______ 
  
 This Security is one of a duly
authorized issue of Securities of the Company designated as its [    ] (Securities of such series being hereinafter called the “Securities”), [limited, except as provided in the Indenture referred to below, in aggregate
principal amount to $                ], issued and to be issued under an Indenture dated as of
                         (hereinafter called the “Indenture”) between the Company and
                        , as Trustee (hereinafter called the “Trustee”, which term includes any successor
trustee under the Indenture with respect to the Securities of this series), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, obligations, duties and
immunities thereunder of the Company, the Trustee and the Holders of the Securities, and the terms upon which the Securities are, and are to be, authenticated and delivered. 
  
 No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the
obligation of the Company, which is absolute and unconditional, to pay the principal of [(and premium, if any)] and interest on this Security at the times, place and rate, and in the coin and currency, herein prescribed. 
  
 [The Securities are not subject to redemption by the Company prior to
maturity.] 
  
 [The Securities may be redeemed at the option of
the Company, as a whole or from time to time in part, on or at any time after                      and prior to maturity upon mailing a notice
of such redemption not less than 30 nor more than 60 days prior to the Redemption Date to the Holders of Securities, all as provided in the Indenture, at the following Redemption Prices, expressed in percentages of the principal amount, together
with accrued interest to the Redemption Date: 
  

							
	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

	 	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

  
 and at
        % of the principal amount thereafter[; provided, however, that no such optional redemption may be effected, directly or indirectly, prior to
                    , from or in anticipation of moneys borrowed by or for the account of the Company at an interest cost (computed in
accordance with generally accepted financial practice) of less than         % per annum].] 
  
 [The Securities are [also] subject to redemption through the operation of the mandatory and optional sinking funds as provided in the Indenture, on
                    , and on each
                     thereafter to and including
                    [, on notice as set forth above,] at a Sinking Fund Redemption price equal to
        % of the principal amount thereof, together with accrued interest 
  

 4 

 to the Redemption Date. Securities acquired or redeemed by the Company in any manner other than by redemption through the
mandatory sinking fund may be credited against future mandatory sinking fund payments.] 
  
 [The Securities are [also] subject to repayment on                 , in whole or in part, in increments of
$             or integral multiples of $         in excess of
$            , provided that the portion of the principal amount of any Security not being repaid shall be at least
$            , at the option of the Holders thereof at a repayment price equal to the principal amount thereof to be repaid, together with interest payable thereon to the repayment
date. For this Security to be repaid at the option of the Holder, the Company must receive at the corporate trust office of the Trustee in the Borough of Manhattan, The City of New York, during the period from and including
                     to and including
                     or, if
                     is not a Business Day in The City of New York, the next succeeding Business Day in The City of New York, (i) this
Security with the form entitled “Option to Elect Repayment” below duly completed or (ii) a telegram, telex, facsimile transmission or letter from a member of a national securities exchange or the National Association of Securities Dealers,
Inc. or a commercial bank or trust company in the United States of America setting forth the name of the Holder of this Security, the principal amount of this Security, the amount of this Security to be repaid, a statement that the option to elect
repayment is being made thereby and a guarantee that this Security with the form entitled “Option to Elect Repayment” on the reverse hereof duly completed will be received by the Company no later than five Business Days in The City of New
York after the date of such telegram, telex, facsimile transmission or letter, and this Security and such form duly completed are received by the Company by such fifth Business Day. Either form of notice duly received during the period from and
including                      to and including
                     shall be irrevocable. All questions as to the validity, eligibility (including time of receipt) and acceptance of any
Securities for repayment will be determined by the Company, whose determination shall be final and binding.] 
  
 [Section 4.03 [(including subparagraph (4) thereof and [clause (A), but not clause (B),] [clause (B), but not clause (A),] of such subparagraph)]
thereof)] and Section 10.10 [(including subparagraph (5) thereof)] of the Indenture contain provisions applicable to this Security that provide for defeasance at any time of (a) the entire indebtedness on this Security and (b) certain restrictive
covenants and certain Events of Default upon compliance by the Company with certain conditions set forth therein.] 
  
 As provided in the Indenture and subject to certain limitations therein set forth, this Security may be registered for transfer on the Security Register
of the Company, upon surrender of this Security for registration of transfer at the office or agency of the Company in the Borough of Manhattan, The City of New York, duly endorsed by, or accompanied by a written instrument of transfer in form
satisfactory to the Company, the Trustee and the Security Registrar duly executed by, the registered Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities, of authorized denominations and for the same
aggregate principal amount, will be issued to the designated transferee or transferees. 
  
 The Securities are issuable only as Registered Securities in denominations of [$1,000 and any integral multiple thereof]. As provided in the Indenture, and subject to certain limitations therein set forth, Securities
are exchangeable for a like aggregate principal amount of Registered Securities of different authorized denominations, as requested by the Holder surrendering the same. 
  

 5 

 No service charge will be made for any such registration of transfer or exchange, but the Company may
require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
  
 The Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof
for all purposes, whether or not this Security be overdue, and neither the Company or the Trustee nor any such agent shall be affected by notice to the contrary. 
  
 If an Event of Default, as defined in the Indenture, with respect to the Securities shall occur, the principal of all the
Securities may be declared due and payable in the manner and with the effect provided in the Indenture. 
  
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the
Company and the rights of the Holders of the Securities under the Indenture at any time by the Company with the consent of the Holders of [a majority] [applicable greater percentage] in aggregate principal amount of the then Outstanding Securities
of this series and of each other series issued under the Indenture and affected by such amendment or modification. The Indenture also permits the Holders of a majority in aggregate principal amount of the Securities at the time Outstanding, on
behalf of the Holders of all the Securities, to waive certain past defaults under the Indenture with respect to the Securities and their consequences. Any such consent or waiver shall be conclusive and binding upon the Holder of this Security and
upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof whether or not a notation of such consent or waiver is made upon this Security. 
  
 No recourse shall be had for the payment of the principal of [(or premium, if
any)] or the interest on this Security, or for any claim based hereon, or otherwise in respect hereof, or based on or in respect of the Indenture or any indenture supplemental thereto, against any incorporator, stockholder, officer or director, as
such, past, present or future, of the Company or any successor corporation, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all
such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
  
 Except as otherwise defined herein, all terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the
Indenture. 
  
 This Security shall be deemed to be a contract made
under the laws of the State of New York and for all purposes shall be construed in accordance with and governed by the laws of said State. 
  

 6 

 [FORM OF OPTION TO ELECT REPAYMENT] 
 OPTION TO ELECT REPAYMENT 
  
 The undersigned hereby irrevocably requests and instructs the Company to repay the within Security (or portion thereof specified below) pursuant to its terms at a price equal to the principal amount thereof, together
with interest to the repayment date, to the undersigned, at _____________________________________________________________________________________________________ 

	
	                                       
                                        
                                        
                  Tax I.D.
No.                        

  
 (Please Print or Typewrite Name,
Address and Tax Identification Number of the Undersigned) 
  
 For
this Security to be repaid the Company must receive at the corporate trust office of the Trustee in the Borough of Manhattan, The City of New York or at such additional place or places of which the Company shall from time to time notify the Holder
of the within Security during the period from and including                      to and including
                     or, if
                     is not a Business Day in The City of New York, the next succeeding Business Day in The City of New York, (i) this
Security with this “Option to Elect Repayment” form duly completed or (ii) a telegram, telex, facsimile transmission or letter from a member of a national securities exchange or the National Association of Securities Dealers, Inc. or a
commercial bank or trust company in the United States of America setting forth the name of the holder of this Security, the principal amount of this Security, the amount of this Security to be repaid, a statement that the option to elect repayment
is being made thereby and a guarantee that this Security with this form entitled “Option to Elect Repayment” duly completed will be received by the Company not later than five Business Days in The City of New York after the date of such
telegram, telex, facsimile transmission or letter, and this Security and form duly completed are received by the Company by such fifth Business Day. 
  
 If less than the entire principal amount of the within Security is to be repaid, specify the portion thereof (which shall be
$             or an integral multiple of $             in excess of
$            ) which the Holder elects to have repaid: $            ; and specify the denomination or denominations
(which shall be $             or an integral multiple of $             in excess of
$            ) of the Security or Securities to be issued to the Holder for the amount of the portion of the within Security not being repaid (in the absence of any such
specification, one such Security will be issued for the portion not being repaid): $            . 
  
 Dated:                            
                                        
     
  

			
	 	 	NOTICE: The signature on this Option to Elect Repayment must correspond with the name as written upon the face of this Security in every particular without alteration or enlargement or any other
change whatsoever.

  

 7 

 Exhibit 4e1 
 [Form of Bearer Security] 
  
 [FORM
OF FACE OF BEARER SECURITY] 
  
 ANY UNITED STATES PERSON WHO
HOLDS THIS OBLIGATION WILL BE SUBJECT TO LIMITATIONS UNDER THE UNITED STATES INCOME TAX LAWS, INCLUDING THE LIMITATIONS PROVIDED IN SECTIONS 165(j) AND 1287(a) OF THE UNITED STATES INTERNAL REVENUE CODE. 
  

			
	 No.            
	 	[U.S.$]            

  
 FORTUNE BRANDS, INC.

 ____ ______ _______ 
  
 FORTUNE BRANDS, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein referred to as the “Company”),
for value received, hereby promises to pay to bearer, the principal sum of
                             [United States Dollars] on
                            , and to pay interest thereon, from the date hereof, [annually on
             in each year] [semiannually on
                             and
                             in each year], commencing
                            , 20     at the rate of
        % per annum, until the principal hereof is paid or made available for payment. Such payments (including premium, if any) shall be made, subject to any laws or regulations applicable thereto and
to the right of the Company (limited as provided in the Indenture referred to on the reverse hereof) to rescind the designation of any of the following Paying Agents, at the [main] offices of
                             in
                            , in
                            , in
                            ,
                             in
                            ,
and                             in
                            , or at such other offices or agencies outside the United States of
America, its territories and possessions and areas subject to its jurisdiction and the Commonwealth of Puerto Rico (the “United States”) as the Company may designate, at the option of the Holder, by [United States Dollar] check drawn on a
bank in [The City of New York] or by transfer of [United States Dollars] to an account maintained by the payee with a bank located outside the United States. Interest on this Security due on or before maturity shall be payable only upon presentation
and surrender at such an office or agency of the interest coupons hereto attached (the “Coupons”) as they severally mature. No payment of principal [(or premium, if any)] or interest on this Security shall be made at any office or agency
of the Company in the United States or by check mailed to any address in the United States or by transfer to an account maintained with a bank located in the United States; provided, however, that payment of principal of [(and premium,
if any)] and interest on this Security (including any additional amounts which may be payable as provided below)[, converted for such purpose into United States Dollars as provided in said Indenture,] shall be made at the office of the
Company’s Paying Agent in the Borough of Manhattan, The City of New York, if (but only if) payment of the full amount of such principal, [(or premium, if any)] interest or additional amounts, as the case may be, [in the currency herein
prescribed and as so converted,] in United 
  

 8 

 States Dollars at all offices or agencies outside the United States maintained for the purpose by the Company in
accordance with the Indenture is illegal or effectively precluded by exchange controls or other similar restrictions. 
  
 Reference is made to the further provisions of this Security set forth on the reverse hereof. Such further provisions shall for all purposes have the same
effect as though fully set forth at this place. 
  
 Unless the
certificate of authentication hereon has been executed by the trustee by the manual signature of one of its authorized officers, neither this Security, nor any coupon appertaining hereto, shall be entitled to any benefit under said Indenture, or be
valid or obligatory for any purpose. 
  
 IN WITNESS WHEREOF, the
Company has caused this instrument to be duly executed under its corporate seal. 
  
 Dated [             ] 
  

			
	 FORTUNE BRANDS, INC.

		
	 By:
	 	  

	 	 	 

  

	
	 [SEAL]

	
	 Attest:

	
	
 Secretary

  
 [FORM OF TRUSTEE’S
CERTIFICATE OF AUTHENTICATION] 
  
 This is one of the Securities
of the series designated therein referred to the within-mentioned Indenture. 
  

			
	 [                    ], as
Trustee

		
	 By:
	 	  

	 Authorized Officer

  

 9 

 [FORM OF REVERSE OF BEARER SECURITY] 
  
 FORTUNE BRANDS, INC. 
 ____ ______ _______ 
  
 This Security is one of a duly
authorized issue of Securities of the Company designated as its                             
(Securities of such series being hereinafter called the “Securities”), [limited, except as provided in the Indenture referred to below, in aggregate principal amount to
[U.S.$]            ,] issued and to be issued under an Indenture dated as of
                                    ,
             (hereinafter called the “Indenture”) between the Company and
                                        ,
a New York corporation (hereinafter called the “Trustee”, which term includes any successor trustee under the Indenture with respect to the Securities of this series), to which Indenture and all indentures supplemental thereto reference is
hereby made for a statement of the respective rights, limitations of rights, obligations, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and any Coupons appertaining thereto and of the terms upon which
the Securities are, and are to be, authenticated and delivered. 
  
 No reference herein to the Indenture and no provision of this Security or any Coupon appertaining hereto or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of
[(and premium, if any)] and interest on this Security at the times, place and rate, and in the coin and currency, herein prescribed. 
  
 Except as provided herein, the Securities are not subject to redemption by the Company prior to maturity. 
  
 The Company will pay to the Holder of any Security or any Coupon appertaining
thereto who is a United States Alien (as defined below) such additional amounts (“Additional Amounts”) as may be necessary in order that every net payment by the Company or any of its Paying Agents of the principal of [(or premium, if
any)] or interest on such Security, after deduction or withholding for or on account of any present or future tax, assessment or other governmental charge imposed upon or as a result of such payment by the United States or any political subdivision
or taxing authority thereof or therein, will not be less than the amount provided for in such Security or in such Coupon to be then due and payable; provided, however, that the foregoing obligation to pay Additional Amounts shall not
apply to: (a) any tax, assessment or other governmental charge which would not have been so imposed but for (i) the existence of any present or former connection between such Holder (or between a fiduciary, settlor, beneficiary or member or a
shareholder of, or possessor of a power over, such Holder if such Holder is an estate, trust, partnership or corporation) and the United States, the Commonwealth of Puerto Rico or any territory or possession of the United States or area subject to
its jurisdiction, as the case may be, including, without limitation, such Holder (or such fiduciary, settlor, beneficiary, member, shareholder or possessor) being or having been a citizen or resident or treated as a resident thereof or being or
having been engaged in a trade or business therein or being or having been present therein or having or having had a permanent establishment therein, (ii) the failure of such Holder to comply with any certification, identification or other reporting
requirement under United States income tax laws or regulations (including backup withholding) to establish entitlement to exemption from such tax, assessment 
  

 10 

 or other governmental charge, or (iii) such Holder’s present or former status as a domestic personal holding company
or a foreign personal holding company with respect to the United States, as a controlled foreign corporation with respect to the United States, as a corporation which accumulates earnings to avoid United States federal income tax, or as a private
foundation or other tax exempt organization; (b) any tax, assessment or other governmental charge which would not have been so imposed but for the presentation by the Holder of such Security or Coupon for payment on a date more than 10 days after
the date on which such payment became due and payable or the date on which payment thereof is duly provided for, whichever occurs later; (c) any estate, inheritance, gift, sales, transfer, personal property or any similar tax, assessment or
governmental charge; (d) any tax, assessment or other governmental charge which is payable otherwise than by withholding from payment of such Security or Coupon; (e) any tax, assessment or other governmental charge imposed by reason of the Holder,
actually or constructively, owning or having owned 10% or more of the total combined voting power of all classes of stock of the Company entitled to vote; or (f) any combination of items (a), (b), (c), (d) and (e); nor will Additional Amounts be
paid with respect to payment of the principal of [(or premium, if any)] or interest on any such Security to a person who is a fiduciary or partnership or other than the sole beneficial owner of such payment to the extent such payment would be
required by the laws of the United States (or any political subdivision or taxing authority thereof or therein) to be included in the income for tax purposes of a beneficiary or settlor with respect to such fiduciary or a member of such partnership
or a beneficial owner who would not have been entitled to the Additional Amounts had such beneficial owner been a Holder of such Security or Coupon. 
  
 The term “United States Alien” as used herein means any corporation, partnership, individual or fiduciary that, as to the United States
(including the Commonwealth of Puerto Rico, any territory or possession of the United States or other area subject to its jurisdiction), and for United States tax purposes, is (i) a foreign corporation, (ii) a foreign partnership one or more of the
members of which is, as to the United States, a foreign corporation, a nonresident alien individual or a nonresident alien fiduciary of a foreign estate or trust, (iii) a nonresident alien individual or (iv) a nonresident alien fiduciary of a
foreign estate or trust. 
  
 The Securities may be redeemed at the
option of the Company in whole but not in part at any time, at a redemption price equal to their principal amount, together with interest accrued to the date fixed for redemption, if the Company determines that it will be obligated to pay to the
Holder of any Security or Coupon on the next succeeding Interest Payment Date Additional Amounts as set forth herein. Prior to the publication of notice of such redemption, the Company shall deliver to the Trustee (i) a certificate stating that the
Company is entitled to effect such redemption and setting forth a statement of facts showing that the conditions precedent to the right of the Company so to redeem have occurred, and (ii) an opinion of independent counsel reasonably acceptable to
the Trustee to such effect based on such statement of facts. 
  
 If the Company shall determine, based upon an opinion of independent legal counsel, that any payment made outside the United States by the Company or any of its Paying Agents in respect of any Security or any Coupon appertaining thereto
would, under any present or future laws or regulations of the United States, be subject to any certification, documentation, information or other reporting requirement of any kind, the effect of which requirement is the disclosure to the Company,
any Paying Agent or any governmental authority of the nationality, 
  

 11 

 residence or identity of a beneficial owner of such Security or Coupon who is a United States Alien (other than such a
requirement (a) which would not be applicable to a payment made either by the Company or by any one of its Paying Agents (i) directly to the beneficial owner or (ii) to a custodian, nominee or other agent of the beneficial owner, or (b) which can be
satisfied by such custodian, nominee or other agent certifying to the effect that the beneficial owner is a United States Alien; provided, however, that, in any case referred to in clause (a)(ii) or (b), payment by the custodian,
nominee or agent to the beneficial owner is not otherwise subject to any such requirement) the Company shall at its option either (x) redeem the Securities as a whole, at a redemption price equal to the principal amount thereof, together with
accrued interest to the date fixed for redemption and any Additional Amounts payable in respect of such principal and accrued interest, or (y) if the conditions of the next succeeding paragraph are satisfied, pay the Additional Amounts specified in
such paragraph. The Company shall make such determination as soon as practicable and publish prompt notice thereof (the “Determination Notice”), stating the effective date of such certification, documentation, information or reporting
requirement, whether the Company will redeem the Securities or pay the Additional Amounts specified in the next succeeding paragraph, and (if applicable) the last date by which the redemption of the Securities must take place, as provided in the
next succeeding sentence. If the Securities are to be redeemed as provided in this paragraph, such redemption shall take place on such date, not later than one year after the publication of the Determination Notice, as the Company shall elect by
notice to the Trustee at least 60 days before the date fixed for redemption. Notwithstanding the foregoing, the Company shall not so redeem the Securities if the Company, based upon an opinion of independent legal counsel, shall subsequently
determine, not less than 30 days prior to the date fixed for redemption, that subsequent payments on the Securities and any Coupons appertaining thereto would not be subject to any such certification, documentation, information or other reporting
requirement, in which case the Company shall publish prompt notice of such subsequent determination and any earlier redemption notice shall be deemed revoked and of no further effect. 
  
 If and so long as the certification, documentation, information or other reporting requirement referred to in the
immediately preceding paragraph would be fully satisfied by payment of a backup withholding tax or similar charge, the Company may elect to pay as Additional Amounts (regardless of clause (a)(ii) of the fourth preceding paragraph) such amounts as
may be necessary so that every net payment made outside the United States following the effective date of such requirement by the Company or any of its Paying Agents of principal [(or premium, if any)] or interest in respect of any Security or any
Coupon appertaining thereto of which the beneficial owner is a United States Alien (but without any requirement that the nationality, residence or identity of such beneficial owner be disclosed to the Company, any Paying Agent or any governmental
authority), after deduction or withholding for or on account of such backup withholding tax or similar charge (other than a backup withholding tax or similar charge which is the result of a requirement referred to in the parenthetical clause of the
first sentence of the immediately preceding paragraph), will not be less than the amount provided in such Security or Coupon to be then due and payable. If the Company elects to pay Additional Amounts as provided in this paragraph, the Company shall
have the right to redeem the Securities at any time as a whole, subject to the provisions of the last two sentences of the immediately preceding paragraph. If the Company elects to pay Additional Amounts as provided in this paragraph and the
condition specified in the first sentence of this paragraph should no longer be satisfied, then the Company shall redeem the Securities pursuant to the provisions of the immediately preceding paragraph. 
  

 12 

 [The Securities may also be redeemed at the option of the Company, as a whole or from time to time in
part, on or at any time after              and prior to maturity upon publication of a notice as set forth below, at the following Redemption Prices, expressed in percentages of the
principal amount, together with accrued interest to the Redemption Date: 
  

							
	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

	 	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

  
 and at
        % of the principal amount thereafter[; provided, however, that no such optional redemption may be effected, directly or indirectly, prior to
                    , from or in anticipation of moneys borrowed by or for the account of the Company at an interest cost (computed in
accordance with generally accepted financial practice) of less than             % per annum].] 
  
 [The Securities are [also] subject to redemption through the operation of the mandatory and optional sinking funds as
provided in the Indenture, on                     , and on each
                     thereafter to and including
                        , on notice as set forth below, at a Sinking Fund Redemption Price equal to
            % of the principal amount thereof, together with accrued interest to the Redemption Date. Securities acquired or redeemed by the Company in any manner other than by
redemption through the mandatory sinking fund may be credited against future mandatory sinking fund payments.] 
  
 If the conditions giving rise to an option of the Company to redeem the Securities under more than one of the provisions of this Security are satisfied,
the Company’s determination, in its sole discretion, as to the provision under which a redemption shall be effected shall be conclusive and binding upon all the holders of Securities. 
  
 Notice of redemption will be given by publication in an Authorized Newspaper
in The City of New York and London and, if the Securities are then listed on the Luxembourg Stock Exchange or any other stock exchange located outside the United States and the Luxembourg Stock Exchange or such other stock exchange shall so require,
in Luxembourg or in any city required by such other stock exchange (or, if it shall be impracticable in the opinion of the Trustee to make such publication in Luxembourg or such other city, elsewhere in Europe) on a Business Day at least twice, the
first such publication to be not earlier than the 60th day, and not later than the 30th day, prior to the Redemption Date. 
  
 [Section 4.03 [(including subparagraph (4) thereof and [clause (A), but not clause (B),] [clause (B), but not clause (A),] of such subparagraph)] and
Section 10.10 [(including subparagraph (5) thereof)] of the Indenture contain provisions for defeasance at any time of (a) the entire indebtedness on this Security and (b) certain restrictive covenants and certain Events of Default upon compliance
by the Company with certain conditions set forth therein, which provisions apply to this Security.] 
  

 13 

 The Securities are issuable [only] as Bearer Securities, with Coupons attached, in denominations of
[U.S.$1,000] [U.S.$10,000]. As provided in the Indenture, and subject to certain limitations therein set forth, Bearer Securities are exchangeable for a like aggregate principal amount of Bearer Securities of authorized denominations, as requested
by the Holder surrendering the same. 
  
 No service charge will be
made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
  
 Title to this Security and any Coupon appertaining hereto will pass by
delivery. The Company, the Trustee and any agent of the Company or the Trustee may treat the bearer of any Security and any Coupon appertaining thereto as the absolute owner thereof for all purposes, whether or not such Security or Coupon be
overdue, and neither the Company or the Trustee nor any such agent shall be affected by notice to the contrary. 
  
 If an Event of Default, as defined in the Indenture, with respect to the Securities shall occur, the principal of all the Securities may be declared due
and payable in the manner and with the effect provided in the Indenture. 
  
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Company and the rights of the Holders of the Securities under the
Indenture at any time by the Company with the consent of the Holders of [a majority] [applicable greater percentage] in aggregate principal amount of the then Outstanding Securities of this series and of each other series issued under the Indenture
and affected by such amendment or modification. The Indenture also permits the Holders of a majority in aggregate principal amount of the Securities at the time Outstanding, on behalf of the Holders of all the Securities, to waive certain past
defaults under the Indenture with respect to the Securities and their consequences. Any such consent or waiver shall be conclusive and binding upon the Holder of this Security or any Coupon appertaining hereto and upon all future Holders of this
Security or any Coupon appertaining hereto and of any Security issued in exchange herefor or in lieu hereof whether or not a notation of such consent or waiver is made upon this Security. 
  
 No recourse shall be had for the payment of the principal of [(or premium, if any)] or the interest on this Security, or for any claim based
hereon or on any Coupon appertaining hereto, or otherwise in respect hereof or thereto, or based on or in respect of the Indenture or any indenture supplemental thereto, against any incorporator, stockholder, officer or director, as such, past,
present or future, of the Company or any successor corporation, either directly or through the Company or any successor corporation, whether by virtue of any constitutions statute or rule of law, or by the enforcement of any assessment or penalty or
otherwise, all such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
  

 14 

 Except as otherwise defined in this Security or any Coupon appertaining hereto, all terms used herein or
therein which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 
  
 This Security and the Coupons appertaining hereto shall each be deemed to be contracts made under the laws of the State of New York and for all purposes
shall be construed in accordance with and governed by the laws of said State. 
  

 15 

 [FORM OF FACE OF COUPON] 
  
 ANY UNITED STATES PERSON WHO HOLDS THIS OBLIGATION WILL BE SUBJECT TO LIMITATIONS UNDER THE UNITED STATES INCOME TAX LAWS,
INCLUDING THE LIMITATIONS PROVIDED IN SECTIONS 165(j) AND 1287(a) OF THE UNITED STATES INTERNAL REVENUE CODE. 
  
 [U.S.$]              
  
 Due
[                                ] 
  
 FORTUNE BRANDS, INC. 
 ____ ______ _______ 
  
 Unless the Security to which this Coupon appertains shall have been called for previous redemption and payment thereof duly provided for, on the date set forth hereon, Fortune Brands, Inc., a Delaware corporation (the
“Company”), will pay to the bearer, upon surrender hereof, the amount shown hereon (together with any additional amounts in respect thereof which the Company may be required to pay according to the terms of said Security and the Indenture
referred to therein), subject to any applicable laws and regulations, at the option of the bearer either (a) at the office of the Paying Agent in London set forth on the reverse hereof, or (b) subject to the limitations set forth in said Security
and Indenture and as prescribed thereon and therein, at the offices of the other Paying Agents set out on the reverse hereof or at such other places outside the United States of America, its territories and possessions and areas subject to its
jurisdiction and the Commonwealth of Puerto Rico (the “United States”) as the Company may determine from time to time by a [United States Dollar] check drawn on a bank located in [The City of New York] or, at the option of the bearer, by
transfer to a [United States Dollar] account maintained by the bearer with a bank located outside the United States, being interest then payable on said Security. 
  

			
	 FORTUNE BRANDS, INC.

		
	 By:
	 	  

  

 16 

 [FORM OF REVERSE OF COUPON] 
  
 PAYING AGENTS 
  

 17 

 Exhibit 4e1 
 [Form of Zero Coupon Registered Security] 
  
 [FORM OF FACE OF ZERO COUPON REGISTERED SECURITY] 
  
 UNDER THE UNITED STATES INTERNAL REVENUE CODE, THIS SECURITY HAS BEEN ISSUED WITH ORIGINAL ISSUE DISCOUNT OF              PER
             FACE AMOUNT AND THE YIELD TO MATURITY IS             % [,DETERMINED UNDER THE EXACT METHOD]. THE ISSUE
DATE OF THIS SECURITY IS             [,AND THE AMOUNT OF ORIGINAL ISSUE DISCOUNT ATTRIBUTABLE TO THE             
PERIOD FROM THE ISSUE DATE WOULD BE              PER              FACE AMOUNT]. 
  

			
	 No.            
	  	[U.S.$]            

  
 FORTUNE BRANDS, INC.

 ____ ______ _______ 
  
 FORTUNE BRANDS, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein referred to as the “Company”),
for value received, hereby promises to pay to                              or registered assigns, the
principal sum of                              Dollars on
                            . The principal on this Security shall not bear interest, except in the
case of default in payment of principal upon acceleration, redemption or maturity, and in such case the amount in default shall bear interest at the rate of             % per annum
(to the extent enforceable under applicable law) from the date of default in payment to the date such payment has been made or duly provided for, at said office or agency and in like coin or currency. The principal of [(and premium, if any)] on this
Security is [are] payable at the office or agency of the Company in the Borough of Manhattan, The City of New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private
debts. 
  
 Reference is made to the further provisions of this
Security set forth on the reverse hereof. Such further provisions shall for all purposes have the same effect as though fully set forth at this place. 
  
 Unless the certificate of authentication hereon has been executed by the Trustee by the manual signature of one of its authorized officers, this Security
shall not be entitled to any benefit under said Indenture, or be valid or obligatory for any purpose. 
  

 18 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its corporate seal.

  
 Dated                                 
  

			
	 FORTUNE BRANDS, INC.

		
	 By:
	 	  

  

	
	 [SEAL]

	
	 Attest:

	
	
 Secretary

  
 [FORM OF TRUSTEE’S
CERTIFICATE OF AUTHENTICATION] 
  
 This is one of the Securities
of the series designated therein referred to in the within-mentioned Indenture. 
  

			
	 [                            ], as Trustee

		
	 By:
	 	  

	 Authorized Officer

  

 19 

 [FORM OF REVERSE OF ZERO COUPON REGISTERED SECURITY] 
  
 FORTUNE BRANDS, INC. 
 ____ ______ _______ 
  
 This Security is one of a duly authorized issue of Securities of the Company designated as its
                         (Securities of such series being hereinafter called the “Securities”), [limited, except
as provided in the Indenture referred to below, in aggregate principal amount to $                    ,] issued and to be issued under an
Indenture dated as of                         ,
             (hereinafter called the “Indenture”) between the Company and
                        , a New York corporation (hereinafter called the “Trustee”, which term includes any
successor trustee under the Indenture with respect to the Securities of this series), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, obligations,
duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities, and the terms upon which the Securities are, and are to be, authenticated and delivered. 
  
 No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the
obligation of the Company, which is absolute and unconditional, to pay the principal of [(and premium, if any)] and interest (if any) on this Security at the times, place and rate, and in the coin and currency, herein prescribed. 
  
 [The Securities are not subject to redemption by the Company prior to
maturity.] 
  
 [The Securities may be redeemed at the option of
the Company as a whole, or from time to time in part, on or at any time after
                             and prior to maturity upon mailing a notice of such redemption not less
than 30 nor more than 60 days prior to the Redemption Date to the Holders of Securities, all as provided in the Indenture, at the following Redemption Prices, expressed in percentages of the principal amount, together with accrued interest to the
Redemption Date: 
  

							
	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

	 	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

  
  
 and at             % of the principal amount thereafter[; provided, however, that no such
optional redemption may be effected, directly or indirectly, prior to                             ,
from or in anticipation of moneys borrowed by or for the account of the Company at an interest cost (computed in accordance with generally accepted financial practice) of less than
            % per annum].] 
  
 [The Securities are [also] subject to redemption through the operation of the mandatory and optional sinking funds as provided in the Indenture, on
                                , and on each
                                 thereafter to and including
                                [,on notice as set forth above,] 
  

 20 

 at a Sinking Fund Redemption Price equal to         % of the principal
amount thereof. Securities acquired or redeemed by the Company in any manner other than by redemption through the mandatory sinking fund may be credited against future mandatory sinking fund payments.] 
  
 [The Securities are [also] subject to repayment on
                        , in whole or in part, in increments of
$             or integral multiples of $             in excess of
$            , provided that the portion of the principal amount of any Security not being repaid shall be at least
$            , at the option of the Holders thereof at a repayment price equal to         % of the principal amount thereof. For this
Security to be repaid at the option of the Holder, the Company must receive at the corporate trust office of the Trustee in the Borough of Manhattan, The City of New York, during the period from and including
                             to and including
                         or, if
                             is not a Business Day in The City of New York, the next succeeding
Business Day in The City of New York, (i) this Security with the form entitled “Option to Elect Repayment” below duly completed or (ii) a telegram, telex, facsimile transmission or letter from a member of a national securities exchange or
the National Association of Securities Dealers, Inc. or a commercial bank or trust company in the United States of America setting forth the name of the Holder of this Security, the principal amount of this Security, the amount of this Security to
be repaid, a statement that the option to elect repayment is being made thereby and a guarantee that this Security with the form entitled “Option to Elect Repayment” on the reverse hereof duly completed will be received by the Company no
later than five Business Days in The City of New York after the date of such telegram, telex, facsimile transmission or letter, and this Security and such form duly completed are received by the Company by such fifth Business Day. Either form of
notice duly received during the period from and including                              to and
including                  shall be irrevocable. All questions as to the validity, eligibility (including time of receipt) and acceptance of any Securities for
repayment will be determined by the Company, whose determination shall be final and binding.] 
  
 [Section 4.03 [(including subparagraph (4) thereof and [clause (A), but not clause (B),] [clause (B), but not clause (A),] of such subparagraph)] and Section 10.10 [(including subparagraph (5) thereof)] of the
Indenture contain provisions applicable to this Security that provide for defeasance at any time of (a) the entire indebtedness on this Security and (b) certain restrictive covenants and certain Events of Default upon compliance by the Company with
certain conditions set forth therein.] 
  
 As provided in the
Indenture and subject to certain limitations therein set forth, this Security may be registered for transfer on the Security Register of the Company, upon surrender of this Security for registration of transfer at the office or agency of the Company
in the Borough of Manhattan, The City of New York, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company, the Trustee and the Security Registrar duly executed by, the registered Holder hereof or his
attorney duly authorized in writing, and thereupon one or more new Securities, of authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees. 
  
 The Securities are issuable only as Registered Securities in denominations of
[$1,000 and any integral multiple thereof]. As provided in the Indenture, and subject to certain limitations therein set forth, Securities are exchangeable for a like aggregate principal amount of Registered Securities of different authorized
denominations, as requested by the Holder surrendering the same. 
  

 21 

 No service charge will be made for any such registration of transfer or exchange, but the Company may
require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
  
 The Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof
for all purposes, whether or not this Security be overdue, and neither the Company or the Trustee nor any such agent shall be affected by notice to the contrary. 
  
 If an Event of Default, as defined in the Indenture, with respect to the Securities shall occur, that portion of the
principal amount equal to the initial public offering price of this Security [plus accrued amortization of the original issue discount calculated using the [“interest”] method (computed in accordance with generally accepted accounting
principles in effect on the date of the Indenture) from                              to the date of
acceleration] may be declared, and upon such declaration shall become due and payable, in the manner with the effect and subject to the conditions provided in the Indenture. 
  
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights
and obligations of the Company and the rights of the Holders of the Securities under the Indenture at any time by the Company with the consent of the Holders of [a majority] [applicable greater percentage] in aggregate principal amount of the then
Outstanding Securities of this series and of each other series issued under the Indenture and affected by such amendment or modification. The Indenture also permits the Holders of a majority in aggregate principal amount of the Securities at the
time Outstanding, on behalf of the Holders of all the Securities, to waive certain past defaults under the Indenture with respect to the Securities and their consequences. Any such consent or waiver shall be conclusive and binding upon the Holder of
this Security and upon all future Holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof whether or not a notation of such consent or waiver is made upon this Security.

  
 No recourse shall be had for the payment of the principal of
[(or premium, if any)] or the interest on this Security, or for any claim based hereon, or otherwise in respect hereof, or based on or in respect of the Indenture or any indenture supplemental thereto, against any incorporator, stockholder, officer
or director, as such, past, present or future, of the Company or any successor corporation, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or
otherwise, all such liability being, by the acceptance hereof and no part of the consideration for the issue hereof, expressly waived and released. 
  
 Except as otherwise defined herein, all terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the
Indenture. 
  
 This Security shall be deemed to be a contract made
under the laws of the State of New York and for all purposes shall be construed in accordance with and governed by the laws of said State. 
  

 22 

 [FORM OF OPTION TO ELECT REPAYMENT] 
 OPTION TO ELECT REPAYMENT 
  
 The undersigned hereby irrevocably requests and instructs the Company to repay the within Security (or portion thereof specified below) pursuant to its terms at a price equal to
            % of the principal amount thereof to the undersigned, at 
  
 __________________________________________________________________________________________________________ 
                                       
                                        
  Tax I.D.
No.                                       
                                         

  
 (Please Print or Typewrite Name, Address and Tax Identification Number of the
Undersigned) 
  
 For this Security to be repaid the Company must
receive at the corporate trust office of the Trustee in the Borough of Manhattan, The City of New York, or at such additional place or places of which the Company shall from time to time notify the Holder of the within Security during the period
from and including                              to and including
                             or, if
                             is not a Business Day in The City of New York, the next succeeding
Business Day in The City of New York, (i) this Security with this “Option to Elect Repayment” form duly completed or (ii) a telegram, telex, facsimile transmission or letter from a member of a national securities exchange or the National
Association of Securities Dealers, Inc. or a commercial bank or trust company in the United States of America setting forth the name of the holder of this Security, the principal amount of this Security, the amount of this Security to be repaid, a
statement that the option to elect repayment is being made thereby and a guarantee that this Security with this form entitled “Option to Elect Repayment” duly completed will be received by the Company not later than five Business Days in
The City of New York after the date of such telegram, telex, facsimile transmission or letter, and this Security and form duly completed are received by the Company by such fifth Business Day. 
  
 If less than the entire principal amount of the within Security is to be
repaid, specify the portion thereof (which shall be $             or an integral multiple of $             in
excess of $            ) which the Holder elects to have repaid: $            ; and specify the denomination or
denominations (which shall be $             or an integral multiple of $             in excess of
$            ) of the Security or Securities to be issued to the Holder for the amount of the portion of the within Security not being repaid (in the absence of any such
specification, one such Security will be issued for the portion not being repaid): $            . 
  
 Dated:                                    
                                        

  

			
	 	 	NOTICE: The signature on this Option to Elect Repayment must correspond with the name as written upon the face of this Security in every particular without alteration or enlargement or any other
change whatsoever.

  

 23 

 Exhibit 4e1 
 [Form of Original Issue Discount Bearer Security] 
  
 [FORM OF FACE OF ORIGINAL ISSUE DISCOUNT BEARER SECURITY] 
  
 ANY UNITED STATES PERSON WHO HOLDS THIS OBLIGATION WILL BE SUBJECT TO LIMITATIONS UNDER THE UNITED STATES INCOME TAX LAWS, INCLUDING THE LIMITATIONS PROVIDED IN SECTIONS 165(j) AND 1287(a) OF THE UNITED STATES
INTERNAL REVENUE CODE. 
  
 UNDER THE UNITED STATES INTERNAL
REVENUE CODE, THIS SECURITY HAS BEEN ISSUED WITH ORIGINAL ISSUE DISCOUNT OF              PER              FACE
AMOUNT AND THE YIELD TO MATURITY IS             %[, DETERMINED UNDER THE EXACT METHOD]. THE ISSUE DATE OF THIS SECURITY IS
                            [, AND THE AMOUNT OF ORIGINAL ISSUE DISCOUNT ATTRIBUTABLE TO THE
                             PERIOD FROM THE ISSUE DATE WOULD BE
             PER              FACE AMOUNT]. 
  

			
	 No.            
	 	[U.S.$]            

  
 FORTUNE BRANDS, INC.

 ____ ______ _______ 
  
 FORTUNE BRANDS, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein referred to as the “Company”),
for value received, hereby promises to pay to bearer, the principal sum of
                                 [United States Dollars] on
                            , and to pay interest thereon, from the date hereof, [annually on
                             in each year] [semiannually on
                             and
                             in each year], commencing
                            , 20        , at the rate
of             % per annum, until the principal hereof is paid or made available for payment. Such payments (including premium, if any) shall be made, subject to any laws or regulations
applicable thereto and to the right of the Company (limited as provided in the Indenture referred to on the reverse hereof) to rescind the designation of any of the following Paying Agents, at the [main] offices of
                         in
                        ,
                         in
                        ,
                         in
                        ,
                         in
                         and
                         in
                        , or at such other offices or agencies outside the United States of America, its territories and
possessions and areas subject to its jurisdiction and the Commonwealth of Puerto Rico (the “United States”) as the Company may designate, at the option of the Holder, by [United States Dollar] check drawn on a bank in [The City of New
York] or by transfer of [United States Dollars] to an account maintained by the payee with a bank located outside the United States. Interest on this Security due on or before maturity shall be payable only upon presentation and surrender at such an
office or agency of the interest coupons hereto attached (the “Coupons”) as they severally mature. No payment of principal [(or premium, if any)] or interest on this Security shall be made at any office or agency of the Company in the
United States or by check mailed to any address in the United States or by transfer to an account maintained with a bank located in the United States; provided, however, that payment of principal of [(and premium, if any)] and interest
on this 
  

 24 

 Security (including any additional amounts which may be payable as provided below)[,converted for such purpose into
United States Dollars as provided in said Indenture,] shall be made at the office of the Company’s Paying Agent in the Borough of Manhattan, The City of New York, if (but only if) payment of the full amount of such principal, [(or premium, if
any)] interest or additional amounts, as the case may be, [in the currency herein prescribed and, as so converted,] in United States Dollars at all offices or agencies outside the United States maintained for the purpose by the Company in accordance
with the Indenture is illegal or effectively precluded by exchange controls or other similar restrictions. 
  
 Reference is made to the further provisions of this Security set forth on the reverse hereof. Such further provisions shall for all purposes have the same
effect as though fully set forth at this place. 
  
 Unless the
certificate of authentication hereon has been executed by the Trustee by the manual signature of one of its authorized officers, neither this Security, nor any Coupon appertaining hereto, shall be entitled to any benefit under said Indenture, or be
valid or obligatory for any purpose. 
  
 IN WITNESS WHEREOF, the
Company has caused this instrument to be duly executed under its corporate seal. 
  
 Dated:                             
  

			
	 FORTUNE BRANDS, INC.

		
	 By
	 	  

  

	
	 [SEAL]

	
	 Attest:

	
	
 Secretary

  
 [FORM OF TRUSTEE’S
CERTIFICATE OF AUTHENTICATION] 
  
 This is one of the Securities
of the series designated therein referred to in the within-mentioned Indenture. 
  

			
	 [                            ], as Trustee

		
	 By:
	 	  

	 Authorized Officer

  

 25 

 [FORM OF REVERSE OF ORIGINAL ISSUE DISCOUNT BEARER SECURITY] 
  
 FORTUNE BRANDS, INC. 
 ____ ______ _______ 
  
 This Security is one of a duly authorized issue of Securities of the Company designated as its
                         (Securities of such series being hereinafter called the “Securities”), [limited, except
as provided in the Indenture referred to below, in aggregate principal amount to
[U.S.$]                            ,] issued and to be issued under an Indenture dated as of
            ,              (hereinafter called the “Indenture”) between the Company and
                                , a New York corporation (hereinafter called the
“Trustee”, which term includes any successor trustee under the Indenture with respect to the Securities of this series), to which Indenture and all indentures supplemental thereto reference is hereby made for a statement of the respective
rights, limitations of rights, obligations, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities and any Coupons appertaining thereto and of the terms upon which the Securities are, and are to be,
authenticated and delivered. 
  
 No reference herein to the
Indenture and no provision of this Security or any Coupon appertaining hereto or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of [(and premium, if any)] and interest
on this Security at the times, place and rate, and in the coin and currency, herein prescribed. 
  
 Except as provided herein, the Securities are not subject to redemption by the Company prior to maturity. 
  
 The Company will pay to the Holder of any Security or any Coupon appertaining
thereto who is a United States Alien (as defined below) such additional amounts (“Additional Amounts”) as may be necessary in order that every net payment by the Company or any of its Paying Agents of the principal of [(or premium, if
any)] or interest on such Security, after deduction or withholding for or on account of any present or future tax, assessment or other governmental charge imposed upon or as a result of such payment by the United States or any political subdivision
or taxing authority thereof or therein, will not be less than the amount provided for in such Security or in such Coupon to be then due and payable; provided, however, that the foregoing obligation to pay Additional Amounts shall not
apply to: (a) any tax, assessment or other governmental charge which would not have been so imposed but for (i) the existence of any present or former connection between such Holder (or between a fiduciary, settlor, beneficiary or member or a
shareholder of, or possessor of a power over, such Holder if such Holder is an estate, trust, partnership or corporation) and the United States, the Commonwealth of Puerto Rico or any territory or possession of the United States or area subject to
its jurisdiction, as the case may be, including, without limitation, such Holder (or such fiduciary, settlor, beneficiary, member, shareholder or possessor) being or having been a citizen or resident or treated as a resident thereof or being or
having been engaged in a trade or business therein or being or having been present therein or having or having had a permanent establishment therein, (ii) the failure of such Holder to comply with any certification, identification or other reporting
requirement under United States income tax laws or regulations (including backup withholding) to establish entitlement to exemption from such tax, assessment or other governmental charge, or (iii) such Holder’s present or former status as a
domestic 
  

 26 

 personal holding company or a foreign personal holding company with respect to the United States, as a controlled foreign
corporation with respect to the United States, as a corporation which accumulates earnings to avoid United States federal income tax, or as a private foundation or other tax exempt organization; (b) any tax, assessment or other governmental charge
which would not have been so imposed but for the presentation by the Holder of such Security or Coupon for payment on a date more than 10 days after the date on which such payment became due and payable or the date on which payment thereof is duly
provided for, whichever occurs later; (c) any estate, inheritance, gift, sales, transfer, personal property or any similar tax, assessment or governmental charge; (d) any tax, assessment or other governmental charge which is payable otherwise than
by withholding from payment of such Security or Coupon; (e) any tax, assessment or other governmental charge imposed by reason of the Holder, actually or constructively, owning or having owned 10% or more of the total combined voting power of all
classes of stock of the Company entitled to vote; or (f) any combination of items (a), (b), (c), (d) and (e); nor will Additional Amounts be paid with respect to payment of the principal of [(or premium, if any)] or interest on any such Security to
a person who is a fiduciary or partnership or other than the sole beneficial owner of such payment to the extent such payment would be required by the laws of the United States (or any political subdivision or taxing authority thereof or therein) to
be included in the income for tax purposes of a beneficiary or settlor with respect to such fiduciary or a member of such partnership or a beneficial owner who would not have been entitled to the Additional Amounts had such beneficial owner been a
Holder of such Security or Coupon. 
  
 The term “United
States Alien” as used herein means any corporation, partnership, individual or fiduciary that, as to the United States (including the Commonwealth of Puerto Rico, any territory or possession of the United States or other area subject to its
jurisdiction), and for United States tax purposes, is (i) a foreign corporation, (ii) a foreign partnership one or more of the members of which is, as to the United States, a foreign corporation, a nonresident alien individual or a nonresident alien
fiduciary of a foreign estate or trust, (iii) a nonresident alien individual or (iv) a nonresident alien fiduciary of a foreign estate or trust. 
  
 The Securities may be redeemed at the option of the Company in whole but not in part at any time, at a redemption price equal to their principal amount,
together with interest accrued to the date fixed for redemption, if the Company determines that it will be obligated to pay to the Holder of any Security or Coupon on the next succeeding Interest Payment Date Additional Amounts as set forth herein.
Prior to the publication of notice of such redemption, the Company shall deliver to the Trustee (i) a certificate stating that the Company is entitled to effect such redemption and setting forth a statement of facts showing that the conditions
precedent to the right of the Company so to redeem have occurred, and (ii) an opinion of independent counsel reasonably acceptable to the Trustee to such effect based on such statement of facts. 
  
 If the Company shall determine, based upon an opinion of independent legal
counsel, that any payment made outside the United States by the Company or any of its Paying Agents in respect of any Security or any Coupon appertaining thereto would, under any present or future laws or regulations of the United States, be subject
to any certification, documentation, information or other reporting requirement of any kind, the effect of which requirement is the disclosure to the Company, any Paying Agent or any governmental authority of the nationality, residence or identity
of a beneficial owner of such Security or Coupon who is a United States 
  

 27 

 Alien (other than such a requirement (a) which would not be applicable to a payment made either by the Company or by any
one of its Paying Agents (i) directly to the beneficial owner or (ii) to a custodian, nominee or other agent of the beneficial owner, or (b) which can be satisfied by such custodian, nominee or other agent certifying to the effect that the
beneficial owner is a United States Alien; provided, however, that, in any case referred to in clause (a)(ii) or (b), payment by the custodian, nominee or agent to the beneficial owner is not otherwise subject to any such requirement)
the Company shall at its option either (x) redeem the Securities as a whole, at a redemption price equal to the principal amount thereof, together with accrued interest to the date fixed for redemption and any Additional Amounts payable in respect
of such principal and accrued interest, or (y) if the conditions of the next succeeding paragraph are satisfied, pay the Additional Amounts specified in such paragraph. The Company shall make such determination as soon as practicable and publish
prompt notice thereof (the “Determination Notice”), stating the effective date of such certification, documentation, information or reporting requirement, whether the Company will redeem the Securities or pay the Additional Amounts
specified in the next succeeding paragraph, and (if applicable) the last date by which the redemption of the Securities must take place, as provided in the next succeeding sentence. If the Securities are to be redeemed as provided in this paragraph,
such redemption shall take place on such date, not later than one year after the publication of the Determination Notice, as the Company shall elect by notice to the Trustee at least 60 days before the date fixed for redemption. Notwithstanding the
foregoing, the Company shall not so redeem the Securities if the Company, based upon an opinion of independent legal counsel, shall subsequently determine, not less than 30 days prior to the date fixed for redemption, that subsequent payments on the
Securities and any Coupons appertaining thereto would not be subject to any such certification, documentation, information or other reporting requirement, in which case the Company shall publish prompt notice of such subsequent determination and any
earlier redemption notice shall be deemed revoked and of no further effect. 
  
 If and so long as the certification, documentation, information or other reporting requirement referred to in the immediately preceding paragraph would be fully satisfied by payment of a backup withholding tax or
similar charge, the Company may elect to pay as Additional Amounts (regardless of clause (a)(ii) of the fourth preceding paragraph) such amounts as may be necessary so that every net payment made outside the United States following the effective
date of such requirement by the Company or any of its Paying Agents of principal [(or premium, if any)] or interest in respect of any Security or any Coupon appertaining thereto of which the beneficial owner is a United States Alien (but without any
requirement that the nationality, residence or identity of such beneficial owner be disclosed to the Company, any Paying Agent or any governmental authority), after deduction or withholding for or on account of such backup withholding tax or similar
charge (other than a backup withholding tax or similar charge which is the result of a requirement referred to in the parenthetical clause of the first sentence of the immediately preceding paragraph), will not be less than the amount provided in
such Security or Coupon to be then due and payable. If the Company elects to pay Additional Amounts as provided in this paragraph, the Company shall have the right to redeem the Securities at any time as a whole, subject to the provisions of the
last two sentences of the immediately preceding paragraph. If the Company elects to pay Additional Amounts as provided in this paragraph and the condition specified in the first sentence of this paragraph should no longer be satisfied, then the
Company shall redeem the Securities pursuant to the provisions of the immediately preceding paragraph. 
  

 28 

 [The Securities may also be redeemed at the option of the Company, as a whole or from time to time in
part, on or at any time after                              and prior to maturity upon publication of a
notice as set forth below, at the following Redemption Prices, expressed in percentages of the principal amount, together with accrued interest to the Redemption Date: 
  

							
	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

	 	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

  
  
 and at             % of the principal amount thereafter[; provided, however, that
no such optional redemption may be effected, directly or indirectly, prior to                     , from or in anticipation of moneys borrowed
by or for the account of the Company at an interest cost (computed in accordance with generally accepted financial practice) of less than             % per annum].] 
  
 [The Securities are [also] subject to redemption through the operation of the
mandatory and optional sinking funds as provided in the Indenture, on                         , and on each
                        , thereafter to and including
                        , on notice as set forth below, at a Sinking Fund Redemption Price equal to
            % of the principal amount thereof, together with accrued interest to the Redemption Date. Securities acquired or redeemed by the Company in any manner other than by
redemption through the mandatory sinking fund may be credited against future mandatory sinking fund payments.] 
  
 If the conditions giving rise to an option of the Company to redeem the Securities under more than one of the provisions of this Security are satisfied,
the Company’s determination, in its sole discretion, as to the provision under which a redemption shall be effected shall be conclusive and binding upon all the holders of Securities. 
  
 Notice of redemption will be given by publication in an Authorized Newspaper
in The City of New York and London and, if the Securities are then listed on the Luxembourg Stock Exchange or any other stock exchange located outside the United States and the Luxembourg Stock Exchange or such other stock exchange shall so require,
in Luxembourg or in any city required by such other stock exchange (or, if it shall be impracticable in the opinion of the Trustee to make such publication in Luxembourg or such other city, elsewhere in Europe) on a Business Day at least twice, the
first such publication to be not earlier than the 60th day, and not later than the 30th day, prior to the Redemption Date. 
  
 [Section 4.03 [(including subparagraph (4) thereof and [clause (A), but not clause (B),] [clause (B), but not clause (A),] of such subparagraph)] and
Section 10.10 [(including subparagraph (5) thereof)] of the Indenture contain provisions for defeasance at any time of (a) the entire indebtedness on this Security and (b) certain restrictive covenants and certain Events of Default upon compliance
by the Company with certain conditions set forth therein, which provisions apply to this Security.] 
  

 29 

 The Securities are issuable [only] as Bearer Securities, with Coupons attached, in denominations of
(U.S.$1,000] [U.S.$10,000]. As provided in the Indenture, and subject to certain limitations therein set forth, Bearer Securities are exchangeable for a like aggregate principal amount of Bearer Securities of authorized denominations, as requested
by the Holder surrendering the same. 
  
 No service charge will be
made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
  
 Title to this Security and any Coupon appertaining hereto will pass by
delivery. The Company, the Trustee and any agent of the Company or the Trustee may treat the bearer of any Security and any Coupon appertaining thereto as the absolute owner thereof for all purposes, whether or not such Security or Coupon be
overdue, and neither the Company or the Trustee nor any such agent shall be affected by notice to the contrary. 
  
 If an Event of Default, as defined in the Indenture, with respect to the Securities shall occur, (i) that portion of the principal amount equal to the
initial public offering price of this Security plus [accrued amortization of the original issue discount calculated using the [“interest”] method (computed in accordance with generally accepted accounting principles in effect on the date
of the Indenture) from                         ,
                         to the date of acceleration and (ii) any accrued interest to the date of acceleration] may be
declared, and upon such declaration shall become, due and payable, in the manner, with the effect and subject to the conditions provided in the Indenture. 
  
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the
Company and the rights of the Holders of the Securities under the Indenture at any time by the Company with the consent of the Holders of [a majority] [applicable greater percentage] in aggregate principal amount of the then Outstanding Securities
of this series and of each other series issued under the Indenture and affected by such amendment or modification. The Indenture also permits the Holders of a majority in aggregate principal amount of the Securities at the time Outstanding, on
behalf of the Holders of all the Securities, to waive certain past defaults under the Indenture with respect to the Securities and their consequences. Any such consent or waiver shall be conclusive and binding upon the Holder of this Security or any
Coupon appertaining hereto and upon all future Holders of this Security or any Coupon appertaining hereto and of any Security issued in exchange herefor or in lieu hereof whether or not a notation of such consent or waiver is made upon this
Security. 
  
 No recourse shall be had for the payment of the
principal of [(or premium, if any)] or the interest on this Security, or for any claim based hereon or on any Coupon appertaining hereto, or otherwise in respect hereof or thereto, or based on or in respect of the Indenture or any indenture
supplemental thereto, against any incorporator, stockholder, officer or director, as such, past, present or future, of the Company or any successor corporation, either directly or through the Company or any successor corporation, whether by virtue
of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released.

  

 30 

 Except as otherwise defined in this Security or any Coupon appertaining hereto, all terms used herein or
therein which are defined in the Indenture shall have the meanings assigned to them in the Indenture. 
  
 This Security and the Coupons appertaining hereto shall each be deemed to be contracts made under the laws of the State of New York and for all purposes
shall be construed in accordance with and governed by the laws of said State. 
  

 31 

 [FORM OF FACE OF COUPON] 
  
 ANY UNITED STATES PERSON WHO HOLDS THIS OBLIGATION WILL BE SUBJECT TO LIMITATIONS UNDER THE UNITED STATES INCOME TAX LAWS, INCLUDING THE
LIMITATIONS PROVIDED IN SECTIONS 165(j) AND 1287(a) OF THE UNITED STATES INTERNAL REVENUE CODE. 
  
 [U.S.$]             
  
 Due [                    ] 
  
 FORTUNE BRANDS, INC. 
  
 Unless the Security to which this Coupon appertains shall have been called
for previous redemption and payment thereof duly provided for, on the date set forth hereon, Fortune Brands, Inc., a Delaware corporation (the “Company”), will pay to the bearer, upon surrender hereof, the amount shown hereon (together
with any additional amounts in respect thereof which the company may be required to pay according to the terms of said Security and the Indenture referred to therein), subject to any applicable laws and regulations, at the option of the bearer
either (a) at the office of the Paying Agent in London set forth on the reverse hereof, or (b) subject to the limitations set forth in said Security and Indenture and as prescribed thereon and therein, at the offices of the other Paying Agents set
out on the reverse hereof or at such other places outside the United States of America, its territories and possessions and areas subject to its jurisdiction and the Commonwealth of Puerto Rico (the “United States”) as the Company may
determine from time to time, by a [United States Dollar] check drawn on a bank located in [The City of New York] or, at the option of the bearer, by transfer to a [United States Dollar] account maintained by the bearer with a bank located outside
the United States, being interest then payable on said Security. 
  

			
	 FORTUNE BRANDS, INC.

		
	 By:
	 	  

  

 32 

 [FORM OF REVERSE OF COUPON] 
  
 PAYING AGENTS 
  

 33 

 Exhibit 4e1 
 [Form of Original Issue Discount Registered Security] 
  
 [FORM OF FACE OF ORIGINAL ISSUE 
 DISCOUNT REGISTERED SECURITY] 
  
 UNDER THE UNITED STATES INTERNAL REVENUE CODE, THIS SECURITY HAS BEEN ISSUED
WITH ORIGINAL ISSUE DISCOUNT OF              PER              FACE AMOUNT AND THE YIELD TO MATURITY IS
            % [,DETERMINED UNDER THE EXACT METHOD]. THE ISSUE DATE OF THIS SECURITY IS
                     [, AND THE AMOUNT OF ORIGINAL ISSUE DISCOUNT ATTRIBUTABLE TO THE
                     PERIOD FROM THE ISSUE DATE WOULD BE
                     PER
                     FACE AMOUNT]. 
  

			
	 No.            
	 	[U.S.$]        

  
 FORTUNE BRANDS, INC.

 ____ ______ _______ 
  
 FORTUNE BRANDS, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein referred to as the “Company”),
for value received, hereby promises to pay to                              or registered assigns, the
principal sum of                          Dollars on
                        , and to pay interest, semiannually on
                         and
                         of each year, on said principal sum at the rate of
            % per annum, from the
                             or
                            , as the case may be, next preceding the date of this Security to which
interest has been paid, unless the date hereof is a date to which interest has been paid, in which case from the date of this Security, or unless no interest has been paid on the Securities, in which case from
                            , until payment of said principal sum has been made or duly provided for.
Notwithstanding the foregoing, if the date hereof is after a                              or
                            , as the case may be, and before the following
                             or
                                , this Security shall bear interest from such
                         or
                        ; provided, however, that if the Company shall default in the payment of interest
due on such                          or
                            , then this Security shall bear interest from the next preceding
                         or
                         to which interest has been paid, or, if no interest has been paid on the Securities, from
                        . The interest so payable on any
                             or
                             will, subject to certain exception provided in the Indenture referred to
on the reverse hereof, be paid to the Person in whose name this Security (or one or more Predecessor Securities) is registered at the close of business on the
                             or
                            , as the case may be, next preceding such
                             or
                            . The principal of [(and premium, if any)] and interest on this Security
are payable at the office or agency of the Company in the Borough of Manhattan, The City of New York, in such coin or currency of the United States of America as at the time of payment is legal tender for payment of public and private debts;
provided that interest may be paid, at the option of the Company, by check mailed to the Person entitled thereto at his address appearing on the Security Register. Any interest not punctually paid or duly provided for shall be payable as
provided in said Indenture. 
  
 Reference is made to the further
provisions of this Security set forth on the reverse hereof. Such further provisions shall for all purposes have the same effect as though fully set forth at this place. 
  

 34 

 Unless the certificate of authentication hereon has been executed by the Trustee by the manual signature
of one of its authorized officers, this Security shall not be entitled to any benefit under said Indenture, or be valid or obligatory for any purpose. 
  
 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its corporate seal. 
  
 Dated:                                 
  

			
	 FORTUNE BRANDS, INC.

		
	 By
	 	  

  

	
	 [SEAL]

	
	 Attest:

	
	
 Secretary

  
 [FORM OF TRUSTEE’S
CERTIFICATE OF AUTHENTICATION] 
  
 This is one of the Securities
of the series designated therein referred to in the within-mentioned Indenture. 
  

			
	 [                        ], as Trustee

		
	 By
	 	  

	 Authorized Officer

  

 35 

 [FORM OF REVERSE OF ORIGINAL ISSUE 
 DISCOUNT REGISTERED SECURITY] 
  
 FORTUNE BRANDS, INC. 
 ____ ______ _______ 
  
 This Security is one of a duly authorized issue of Securities of the Company designated as its
                         (Securities of such series being hereinafter called the “Securities”), [limited, except
as provided in the Indenture referred to below, in aggregate principal amount to $            ,] issued and to be issued under an Indenture dated as of
        ,              (hereinafter called the “Indenture”) between the Company and
                                        
    , a New York corporation (hereinafter called the “Trustee”, which term includes any successor trustee under the Indenture with respect to the Securities of this series), to which Indenture and all indentures
supplemental thereto reference is hereby made for a statement of the respective rights, limitations of rights, obligations, duties and immunities thereunder of the Company, the Trustee and the Holders of the Securities, and the terms upon which the
Securities are, and are to be, authenticated and delivered. 
  
 No
reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the Company, which is absolute and unconditional, to pay the principal of [(and premium, if any)] and interest on this
Security at the times, place and rate, and in the coin and currency, herein prescribed. 
  
 [The Securities are not subject to redemption by the Company prior to maturity.] 
  
 [The Securities may be redeemed at the option of the Company, as a whole or from time to time in part, on or at any time after
                             and prior to maturity upon mailing a notice of such redemption not less
than 30 nor more than 60 days prior to the Redemption Date to the Holders of Securities, all as provided in the Indenture, at the following Redemption Prices, expressed in percentages of the principal amount, together with accrued interest to the
Redemption Date: 
  

							
	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

	 	 Year
 Beginning

	 	 Percentage of
 Principal
 Amount

  
  
 and at             % of the principal amount thereafter[; provided, however, that no such
optional redemption may be effected, directly or indirectly, prior to
                                , from or in anticipation of moneys borrowed by or
for the account of the Company at an interest cost (computed in accordance with generally accepted financial practice) of less than             % per annum].] 
  
 [The Securities are [also] subject to redemption through the operation of the
mandatory and optional sinking funds as provided in the Indenture, on
                                , and on each 
  

 36 

                          thereafter to and including
                             [,on notice as set forth above,] at a Sinking Fund Redemption Price equal
to             % of the principal amount thereof, together with accrued interest to the Redemption Date. Securities acquired or redeemed by the Company in any manner other than by
redemption through the mandatory sinking fund may be credited against future mandatory sinking fund payments.] 
  
 [The Securities are [also] subject to repayment on
                        , in whole or in part, in increments of
$             or integral multiples of $             in excess of
$            , provided that the portion of the principal amount of any Security not being repaid shall be at least
$            , at the option of the Holders thereof at a repayment price equal to             % of the principal
amount thereof to be repaid, together with interest payable thereon to the repayment date. For this Security to be repaid at the option of the Holder, the Company must receive at the corporate trust office of the Trustee in the Borough of Manhattan,
The City of New York, during the period from and including                              to and
including                              or, if
                             is not a Business Day in The City of New York, the next succeeding
Business Day in The City of New York, (i) this Security with the form entitled “Option to Elect Repayment” below duly completed or (ii) a telegram, telex, facsimile transmission or letter from a member of a national securities exchange or
the National Association of Securities Dealers, Inc. or a commercial bank or trust company in the United States of America setting forth the name of the Holder of this Security, the principal amount of this Security, the amount of this Security to
be repaid, a statement that the option to elect repayment is being made thereby and a guarantee that this Security with the form entitled “Option to Elect Repayment” on the reverse hereof duly completed will be received by the Company no
later than five Business Days in The City of New York after the date of such telegram, telex, facsimile transmission or letter, and this Security and such form duly completed are received by the Company by such fifth Business Day. Either form of
notice duly received during the period from and including                              to and
including                              shall be irrevocable. All questions as to the validity,
eligibility (including time of receipt) and acceptance of any Securities for repayment will be determined by the Company, whose determination shall be final and binding.] 
  
 [Section 4.03 [(including subparagraph (4) thereof and [clause (A), but not clause (B),] (clause (B), but not clause (A),]
of such subparagraph)] and Section 10.10 [(including subparagraph (5) thereof)] of the Indenture contain provisions applicable to this Security that provide for defeasance at any time of (a) the entire indebtedness on this Security and (b) certain
restrictive covenants and certain Events of Default upon compliance by the Company with certain conditions set forth therein.] 
  
 As provided in the Indenture and subject to certain limitations therein set forth, this Security may be registered for transfer on the Security Register
of the Company, upon surrender of this Security for registration of transfer at the office or agency of the Company in the Borough of Manhattan, The City of New York, duly endorsed by, or accompanied by a written instrument of transfer in form
satisfactory to the Company, the Trustee and the Security Registrar duly executed by, the registered Holder hereof or his attorney duly authorized in writing, and thereupon one or more new Securities, of authorized denominations and for the same
aggregate principal amount, will be issued to the designated transferee or transferees. 
  
 The Securities are issuable only as Registered Securities in denominations of [$1,000 and 
  

 37 

 any integral multiple thereof]. As provided in the Indenture, and subject to certain limitations therein set forth,
Securities are exchangeable for a like aggregate principal amount of Registered Securities of different authorized denominations, as requested by the Holder surrendering the same. 
  
 No service charge will be made for any such registration of transfer or exchange, but the Company may require payment of a
sum sufficient to cover any tax or other governmental charge payable in connection therewith. 
  
 The Company, the Trustee and any agent of the Company or the Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be overdue, and
neither the Company or the Trustee nor any such agent shall be affected by notice to the contrary. 
  
 If an Event of Default, as defined in the Indenture, with respect to the Securities shall occur, (i) that portion of the principal amount equal to the
initial public offering price of this Security plus [accrued amortization of the original issue discount calculated using the [“interest”] method (computed in accordance with generally accepted accounting principles in effect on the date
of the Indenture) from                         ,
                         to the date of acceleration and (ii) any accrued interest to the date of acceleration] may be
declared, and upon such declaration shall become, due and payable, in the manner, with the effect and subject to the conditions provided in the Indenture. 
  
 The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the
Company and the rights of the Holders of the Securities under the Indenture at any time by the Company with the consent of the Holders of [a majority] [applicable greater percentage] in aggregate principal amount of the then Outstanding Securities
of this series and of each other series issued under the Indenture and affected by such amendment or modification. The Indenture also permits the Holders of a majority in aggregate principal amount of the Securities at the time Outstanding, on
behalf of the Holders of all the Securities, to waive certain past defaults under the Indenture with respect to the Securities and their consequences. Any such consent or waiver shall be conclusive and binding upon the Holder of this Security and
upon all future Holders of this Security and if any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof whether or not a notation of such consent or waiver is made upon this Security. 
  
 No recourse shall be had for the payment of the principal of [(or premium, if
any)] or the interest on this Security, or for any claim based hereon, or otherwise in respect hereof, or based on or in respect of the Indenture or any indenture supplemental thereto, against any incorporator, stockholder, officer or director, as
such, past, present or future, of the Company or any successor corporation, either directly or through the Company, whether by virtue of any constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all
such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly waived and released. 
  
 Except as otherwise defined herein, all terms used in this Security which are defined in the Indenture shall have the meanings assigned to them in the
Indenture. 
  

 38 

 This Security shall be deemed to be a contract made under the laws of the State of New York and for all
purposes shall be construed in accordance with and governed by the laws of said State. 
  

 39 

 [FORM OF OPTION TO ELECT REPAYMENT] 
 OPTION TO ELECT REPAYMENT 
  
 The undersigned hereby irrevocably requests and instructs the Company to repay the within Security (or portion thereof specified below) pursuant to its terms at a price equal to
            % of the principal amount thereof, together with interest to the repayment date, to the undersigned, at
_________________________________________________________________________________Tax I.D.
No.                             
  
 (Please Print or Typewrite Name, Address and Tax Identification Number of the Undersigned) 
  
 For this Security to be repaid the Company must receive at the corporate
trust office of the Trustee in the Borough of Manhattan, The City of New York, or at such additional place or places of which the Company shall from time to time notify the Holder of the within Security during the period from and including
             to and including                         
or, if                              is not a Business Day in The City of New York, the next succeeding
Business Day in The City of New York, (i) this Security with this “Option to Elect Repayment” form duly completed or (ii) a telegram, telex, facsimile transmission or letter from a member of a national securities exchange or the National
Association of Securities Dealers, Inc. or a commercial bank or trust company in the United States of America setting forth the name of the holder of this Security, the principal amount of this Security, the amount of this Security to be repaid, a
statement that the option to elect repayment is being made thereby and a guarantee that this Security with this form entitled “Option to Elect Repayment” duly completed will be received by the Company not later than five Business Days in
The City of New York after the date of such telegram, telex, facsimile transmission or letter, and this Security and form duly completed are received by the Company by such fifth Business Day. 
  
 If less than the entire principal amount of the within Security is to be
repaid, specify the portion thereof (which shall be $             or an integral multiple of $             in
excess of $            ) which the Holder elects to have repaid: $            ; and specify the denomination or
denominations (which shall be $             or an integral multiple of $             in excess of
$            ) of the Security or Securities to be issued to the Holder for the amount of the portion of the within Security not being repaid (in the absence of any such
specification, one such Security will be issued for the portion not being repaid): $            . 
  
 Dated:                                
                                        
     
  

			
	 	 	NOTICE: The signature on this Option to Elect Repayment must correspond with the name as written upon the face of this Security in every particular without alteration or enlargement or any other
change whatsoever.

  
  

 40A3 to General Agreement for Purchase of Personal Communications Services Systems

 Exhibit 10.1(b) 
  

	***	Where this marking appears throughout this Exhibit 10.1(b), information has been omitted pursuant to a request for confidential treatment and such information has been filed with
the SEC separately. 

  
 This Amendment No. 3 (this
“Amendment”) to the General Agreement for Purchase 
 of Personal Communications Services Systems is entered into this 16th
day of 
 December, 2003 (the “Effective Date”) by and between MetroPCS Wireless, Inc. and 
 Lucent Technologies Inc. (Contract No.: LNM01NMDK02002) 
  
 RECITALS: 
  
 WHEREAS, the undersigned Parties have previously entered into the General Agreement for Purchase of Personal Communications Services Systems between MetroPCS Wireless, Inc. and Lucent Technologies Inc., dated October
1, 2002 (the “General Agreement”); and 
  
 WHEREAS, the undersigned
Parties now wish to clarify and or modify the General Agreement only as provided herein. 
  
 NOW, THEREFORE, in consideration of the mutual promises contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned Parties hereby agree to
modify the General Agreement as follows: 
  
 The following Attachment shall be
included as Attachment Q, entitled LIMITED MODCELL AND SHLR ARRANGEMENT, to the General Agreement: 

 Attachment Q 
  
 LIMITED MODCELL AND SHLR ARRANGEMENT 
  
 As a one-time accommodation to Customer, Seller shall provide three hundred and fifty (350) CDMA Version 3.0 and 4.0 Modcell base stations
as set forth below: 
  

	 	•	Seller shall provide fifty (50) 3.0 Modcell base stations configured with 1 carrier and duplex filters at a price of *** each, which shall be delivered to Customer’s premises
by December 31, 2003. Such price does not include installation or engineering. 

	 	•	Seller shall provide one hundred (100) 4.0 Modcell base stations configured with 3 carriers and triplex filters at the price set forth in Attachment A of the General Agreement,
which shall be delivered to Customer’s premises by December 31, 2003. Such price does not include installation or engineering. 

	 	•	In addition to the 150 previously mentioned Modcell base stations, Seller shall provide, at a minimum, two hundred (200) Modcell (3.0 or 4.0) base stations configured with 3
carriers and triplex filters, which shall be delivered to Customer’s premises by September 30, 2004. The price for the 3.0 Modcell base stations shall be *** each, and the price for the 4.0 Modcell base stations shall be at the price set forth
in Attachment A of the General Agreement. Such price does not include installation or engineering. 

  
 Customer may purchase no more than two hundred and fifty (250) 3.0 Modcell base stations at the price of *** each. 
  
 In addition, no other pricing offers, discounts, incentives or credits, including but not
limited to the CDBS Substitution Offer pricing in Attachment K, the *** and the *** in Attachment A, shall apply to the Modcell base stations described in this Attachment Q. 
  
 Furthermore, as a condition of Customer purchasing Seller’s proposed IN solution for SHLR services (as described in the offer letter
from Seller dated December 5, 2003) by May 31, 2004, Seller shall provide Customer with the following incentives, which may be applied only to the purchase of the three hundred fifty (350) Modcells described in this Attachment Q: 
  

	 	•	Seller shall provide a credit of *** for every twenty-five (25) 4.0 Modcell base stations (with a limit of up to three hundred (300) 4.0 Modcell base stations) that Customer
purchases pursuant to the terms and conditions of this Attachment Q. 

	 	•	Such credits may only be used toward the purchase of the 4.0 Modcell base stations as set forth this Attachment Q. Any credits that are not used by September 30, 2004 shall expire.

 Unless otherwise provided herein, all other terms and conditions of the General Agreement shall remain in effect.

 IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives on the
date(s) indicated. 
  

			
	 METROPCS WIRELESS, INC.
	 	 LUCENT TECHNOLOGIES INC.

		
	By: /s/ Dennis G. Spickler                	 	By: /s/ Mark
Gardner                                
	Name: Dennis G. Spickler                	 	Name: Mark
Gardner                                
	Title: Vice President and CFO        	 	Title: Regional Sales Director                    
	Date: February 1, 2004                    	 	Date: February 1,
2004

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