Document:

exv4w8

Exhibit 4.8

 

 

6.94% First Mortgage Bonds due 2012, Series KK

Supplemental Mortgage of Chattels

and

Trust Indenture 

(Forty-second Supplemental Indenture)

 

CALIFORNIA WATER SERVICE COMPANY

to

U.S. BANK NATIONAL ASSOCIATION

as

Trustee

 

Dated as of [_________]

 

 

 

 

TABLE OF CONTENTS

	 	 	 	 	 
	 	 	Page	 
	ARTICLE I DEFINITIONS
	 	 	4	 
	SECTION 1.01 DEFINITIONS
	 	 	4	 
	 
	 	 	 	 
	ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE SERIES KK BONDS
	 	 	4	 
	SECTION 2.01. DESIGNATION OF SERIES KK BONDS
	 	 	4	 
	SECTION 2.02. AGGREGATE PRINCIPAL AMOUNT
	 	 	4	 
	SECTION 2.03. FORM; PAYMENT OF INTEREST AND PRINCIPAL ON SERIES KK BONDS
	 	 	4	 
	 
	 	 	 	 
	ARTICLE III OPTIONAL REDEMPTION
	 	 	5	 
	 
	 	 	 	 
	ARTICLE IV MANDATORY REDEMPTION AND SINKING FUND
	 	 	7	 
	SECTION 4.01. MANDATORY REDEMPTION
	 	 	7	 
	SECTION 4.02. SINKING FUND
	 	 	7	 
	 
	 	 	 	 
	ARTICLE V MISCELLANEOUS
	 	 	7	 
	SECTION 5.01. NOTICE
	 	 	9	 
	SECTION 5.02. AMENDMENT AND SUPPLEMENT
	 	 	9	 
	SECTION 5.03. CONFLICTS
	 	 	9	 
	SECTION 5.04. GOVERNING LAW
	 	 	10	 
	SECTION 5.05. COUNTERPARTS
	 	 	10	 
	SECTION 5.06. RATIFICATION
	 	 	10	 
	SECTION 5.07. SEVERABILITY
	 	 	10	 

Exhibits

EXHIBIT A  —  FORM OF SERIES KK BONDS

EXHIBIT B  —  FORM OF PARENT GUARANTEE

EXHIBIT C  —  RECORDATION OF RESIGNATIONS

EXHIBIT D
—  RECORDATION OF FIRST THROUGH FORTY-FIRST SUPPLEMENTAL
INDENTURES

i 

 

     FORTY-SECOND SUPPLEMENTAL MORTGAGE OF CHATTELS and TRUST INDENTURE (this “Supplemental Indenture”)
dated as of [               ], between CALIFORNIA WATER SERVICE COMPANY, a California corporation
(the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”), having its
Corporate Trust Office at One California Street, Suite 2100, San Francisco, CA 94111.

RECITALS

     WHEREAS, the Company heretofore made, executed and delivered the Indenture from California
Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings
Bank, as Trustees, dated as of the 1st day of April, 1928, (the “Original Base Indenture”), and the
Original Base Indenture has been recorded in the Office of the Recorders of the following counties
and city and county of the State of California on the respective dates and in the respective books
of record hereafter set forth:

	 	 	 	 	 	 	 	 	 	 	 
	County of	 	Date of	 	Volume of Official Records	 	Page at Which
	City and County	 	Recordation	 	(except as noted)	 	Record Commences
	Contra Costa

	 	May 2, 1928
	 	 	141	 	 	 	7	 
	City and County of
San Francisco

	 	May 3, 1928
	 	 	1637	 	 	 	346	 
	Glenn

	 	May 2, 1928
	 	62

(Book of Mortgages)
	 	 	190	 
	Kings

	 	January 7, 1929
	 	 	40	 	 	 	348	 
	San Joaquin

	 	May 2, 1928
	 	 	243	 	 	 	295	 
	Solano

	 	May 2, 1928
	 	 	14	 	 	 	7	 
	Tulare

	 	May 3, 1928
	 	 	260	 	 	 	11	 
	Alameda

	 	May 2, 1928
	 	 	1877	 	 	 	35	 
	Sonoma

	 	May 2, 1928
	 	 	196	 	 	 	136	 
	Los Angeles

	 	May 4, 1928
	 	 	7105	 	 	 	102	 
	Butte

	 	May 2, 1928
	 	116

(Book of Mortgages)
	 		106	 
	Kern

	 	May 3, 1928
	 	 	249	 	 	 	1	 
	Shasta

	 	May 2, 1928
	 	 	38	 	 	 	80	 
	Fresno

	 	May 2, 1928
	 	 	894	 	 	 	32	 
	San Mateo

	 	January 20,1939
	 	 	837	 	 	 	16	 
	Yuba

	 	September 12, 1942
	 	 	69	 	 	 	291	 
	Santa Clara

	 	November 2, 1945
	 	 	1305	 	 	 	286	 
	Monterey

	 	February 21, 1962
	 	Serial No. 6604
	 	 	 	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130176; and
	 	 	 	 

     WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First
National Bank of Los Angeles and later to Security First National Bank and later to
Security-Pacific National Bank; and

     WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank
subsequently merged into Wells Fargo Bank, National Association; and

     WHEREAS, by instrument entitled “Resignations of Wells Fargo Bank, National Association as
Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance
of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage
of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified
from California Water Service Company” dated as of August 1, 1983, recorded in the offices of the
Recorders of those counties and city and county

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of the State of California on the respective dates and in the respective books of record
and/or as the respective document numbers set forth in EXHIBIT C, which is annexed hereto and
hereby made a part hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating
trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the
First through Thirty-First Supplemental Indentures, effective August 1, 1983, (b) the Company
appointed Bank of America National Trust and Savings Association as successor authenticating
trustee to Wells Fargo Bank, National Association, effective August 1, 1983, (c) Bank of America
National Trust and Savings Association accepted such appointment as authenticating trustee under
the Original Base Indenture, as theretofore supplemented, amended and modified by the First through
Thirty-First Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank
resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and
modified by the First through Thirty-First Supplemental Indentures, effective August 1, 1983, (e)
the Company appointed no successor trustee to said Security Pacific National Bank, (f) Bank of
America National Trust and Savings Association as of August 1, 1983 became fully vested with all
the estates, properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National
Association and Security Pacific National Bank, as trustees under the Original Base Indenture, as
theretofore supplemented, amended and modified by the First through Thirty-First Supplemental
Indentures, with like effect as if originally named as trustee therein, (g) Bank of America
National Trust and Savings Association resigned as trustee under the Original Base Indenture, as
theretofore supplemented, amended and modified by First through Thirty-First Supplemental
Indentures, effective December 15, 1995, (h) the Company appointed, with the concurrence of a
majority of the Holders, First Trust, a subsidiary of First Trust Bank System of Minneapolis, as
successor trustee to Bank of America National Trust and Savings Association, effective December 15,
1995, (i) First Trust, a subsidiary of First Trust Bank System of Minneapolis, accepted such
appointment as trustee under the Original Base Indenture, as supplemented, amended and modified by
the First through Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis
merged with U. S. Bank Trust National Association, effective August 1, 1997; as a result of said
merger, the corporate name became U. S. Bank Trust National Association, effective March 30, 1998,
(k) effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank
National Association and (l) U. S. Bank National Association became the trustee under the Original
Base Indenture, as therefore supplemented, amended and modified by the First through Thirty-eighth
Supplemental Indentures referred to below, said Original Base Indenture as so supplemented, amended
and modified being hereinafter called the “Original Indenture;” and

     WHEREAS, the Company has heretofore made, executed and delivered thirty-eight certain
supplemental indentures supplemental to said Original Base Indenture, one such supplemental
indenture from California Water Service Company to American Trust Company and Los Angeles-First
National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the
“First Supplemental Indenture;” twelve such supplemental indentures from said California Water
Service Company to American Trust Company and Security-First National Bank of Los Angeles, as
trustees, dated and hereinafter sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	August 19, 1929

	 	Second Supplemental Indenture
	February 25, 1930

	 	Third Supplemental Indenture
	February 1, 1931

	 	Fourth Supplemental Indenture
	March 23, 1932

	 	Fifth Supplemental Indenture
	May 1, 1936

	 	Sixth Supplemental Indenture
	April 1, 1939

	 	Seventh Supplemental Indenture
	November 1, 1945

	 	Eighth Supplemental Indenture
	May 1, 1951

	 	Ninth Supplemental Indenture
	May 1, 1953

	 	Tenth Supplemental Indenture
	May 1, 1954

	 	Eleventh Supplemental Indenture
	May 1, 1955

	 	Twelfth Supplemental Indenture
	November 1, 1956

	 	Thirteenth Supplemental Indenture

four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security
First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:

2

 

	 	 	 
	Date	 	Name
	November 1, 1963

	 	Fourteenth Supplemental Indenture
	November 1, 1965

	 	Fifteenth Supplemental Indenture
	November 1, 1966

	 	Sixteenth Supplemental Indenture
	November 1, 1967

	 	Seventeenth Supplemental Indenture

fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank,
National Association and Security Pacific National Bank, as trustees, dated and hereinafter
sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	November 1, 1969

	 	Eighteenth Supplemental Indenture
	May 1, 1970

	 	Nineteenth Supplemental Indenture
	November 1, 1970

	 	Twentieth Supplemental Indenture
	October 1, 1972

	 	Twenty-first Supplemental Indenture
	November 1, 1972

	 	Twenty-second Supplemental Indenture
	November 15, 1972

	 	Twenty-third Supplemental Indenture
	November 1, 1973

	 	Twenty-fourth Supplemental Indenture
	May 1, 1975

	 	Twenty-fifth Supplemental Indenture
	May 1, 1976

	 	Twenty-sixth Supplemental Indenture
	November 1, 1977

	 	Twenty-seventh Supplemental Indenture
	May 1, 1978

	 	Twenty-eighth Supplemental Indenture
	November 1, 1979

	 	Twenty-ninth Supplemental Indenture
	November 1, 1980

	 	Thirtieth Supplemental Indenture
	May 1, 1982

	 	Thirty-first Supplemental Indenture

and seven supplemental indentures from California Water Service Company to Bank of America National
Trust and Savings Association, as trustee, dated and hereinafter sometimes called respectively as
follows:

	 	 	 
	Date	 	Name
	September 1, 1983

	 	Thirty-second Supplemental Indenture
	May 1, 1988

	 	Thirty-third Supplemental Indenture
	November 1, 1990

	 	Thirty-fourth Supplemental Indenture
	November 3, 1992

	 	Thirty-fifth Supplemental Indenture
	May 1, 1993

	 	Thirty-sixth Supplemental Indenture
	September 1, 1993

	 	Thirty-seventh Supplemental Indenture
	November 2, 1993

	 	Thirty-eighth Supplemental Indenture; and

     WHEREAS, the First through Thirty-eighth Supplemental Indentures (and in the case of Marin
County, a Memorandum of Indenture referencing the Original Base Indenture and the First through
Thirty-eighth Supplemental Indentures) have been recorded in the offices of the Recorders of those
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers set forth in EXHIBIT D, which
is annexed hereto and hereby made a part hereof; and

     WHEREAS, the Original Indenture as amended, supplemented and modified by the Thirty-ninth
Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called
the “Base Indenture”; and

     WHEREAS, the Company has heretofore assumed the obligations of Dominguez Water Company
(“Dominguez”) in respect of the First Mortgage Series K 6.94% Bonds due 2012 (the “Dominguez
Bonds”) issued under a Trust Indenture dated as of August 1, 1954, between the Company (as
successor to Dominguez) and Title

3

 

Insurance and Trust Company, as Trustee, as supplemented by the Twelfth Supplemental Indenture
thereto dated as of December 1, 1997, between Dominguez and Chase Manhattan Bank and Trust Company,
National Association, as Trustee and the Thirteenth Supplemental Indenture thereto dated as of
October 1, 2000, between Dominguez and Chase Manhattan Bank and Trust Company, National
Association, as Trustee (as supplemented, the “Dominguez Indenture”); and

     WHEREAS, the holders of the Dominguez Bonds have agreed to exchange all issued and outstanding
Dominguez Bonds for the Series KK Bonds issued under and pursuant to this Supplemental Indenture.

     NOW, THEREFORE, the parties hereto agree as follows:

ARTICLE I
DEFINITIONS

     SECTION 1.01 DEFINITIONS

     Each term used herein has the meaning assigned to such term in the Base Indenture unless
otherwise specifically defined herein, in which case the definition set forth herein shall govern
the Series KK Bonds issued under this Supplemental Indenture. The following terms, as used herein,
have the following meanings:

     “Closing Date” means

     “Corporate Trust Office” means the office of the Trustee specified in the initial paragraph of
this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant
to the provisions of the Base Indenture.

     “Series KK Bonds” means the $2,900,000 aggregate principal amount of 6.94% First Mortgage
Bonds due December 1, 2012, Series KK, authenticated and delivered under this Supplemental
Indenture.

     “Trustee” means the Person named as the “Trustee” in the first paragraph of this Supplemental
Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of
the Base Indenture, and thereafter “Trustee” shall mean or include each Person who is then a
Trustee hereunder.

ARTICLE II

CERTAIN TERMS AND ISSUANCE OF THE SERIES KK BONDS

     SECTION 2.01. Designation of Series KK Bonds.

     The changes, modifications and supplements to the Base Indenture effected by this Supplemental
Indenture shall be applicable only with respect to, and govern the terms of, the Series KK Bonds
and shall not apply to any other Bonds that have been or may be issued under the Base Indenture
unless a supplemental indenture with respect to such other Bonds specifically incorporates such
changes, modifications and supplements. Pursuant to this Supplemental Indenture, there is hereby
designated a series of Bonds under the Base Indenture entitled “6.94% First Mortgage Bonds due
2012, Series KK.”

     SECTION 2.02. Aggregate Principal Amount.

     The aggregate principal amount of the Series KK Bonds which may be authenticated and delivered
pursuant to this Supplemental Indenture is $2,900,000, except for Series KK Bonds authenticated and
delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the Base Indenture.

     SECTION 2.03. Form; Payment of Interest and Principal on Series KK Bonds.

     (a) General. Without limiting the foregoing provisions of this Article II, the Series KK
Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto.
The Series KK Bonds will

4

 

be issued in denominations of $1,000 and integral multiples thereof. To the extent that any
provision of the Definitive Bonds representing the Series KK Bonds conflicts with the express
provisions of this Supplemental Indenture or the Base Indenture, this Supplemental Indenture or the
Base Indenture shall govern and be controlling.

     (b) Payment of Interest and Principal on Series KK Bonds. The Series KK Bonds will mature on
December 1, 2012 and will bear interest at the rate of 6.94% per annum. Interest on the Series KK
Bonds will be payable semi-annually in arrears on June 1 and December 1 of each year to the Holders
thereof at the close of business on the immediately preceding May 15 and November 15 of each year.
Interest on the Series KK Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Dominguez Bonds prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.

     (c) Default Interest. During the occurrence and continuation of an Event of Default, all
amounts owing under the Series KK Bonds shall, to the extent permitted by applicable law, bear
additional interest at a per annum rate equal to 2%.

     SECTION 2.04. Parent Guarantee.

     The obligations of the Company under the Series KK Bonds shall be guaranteed by Parent, the
form of which guarantee is set forth in EXHIBIT B hereto.

ARTICLE III

OPTIONAL REDEMPTION

     The Series KK Bonds are redeemable at the option of the Company, in whole or in part at any
time at a redemption price (the “Redemption Price”) equal to the sum of:

	 	•	 	100% of the principal amount of the Series KK Bonds to be redeemed; plus
	 
	 	•	 	(a) if the Series KK Bonds are redeemed prior to December 1, 2009, the
Make-Whole Amount or (b) if the Series KK Bonds are redeemed on or after December
1, 2009, the Non-Make-Whole Amount;

     plus accrued and unpaid interest to the Redemption Date on the Series KK Bonds to be redeemed.

     Any optional redemption of the Series KK Bonds by the Company pursuant to the foregoing
provisions of this Article III shall be deemed to be applied first to the amount of principal
scheduled to be paid on the maturity date and then to the remaining scheduled principal payments in
inverse chronological order.

     All Series KK Bonds redeemed by the Company shall be so redeemed on a pro rata basis
calculated with reference to the principal amount of the holdings thereof.

     All Series KK Bonds redeemed as provided herein shall be cancelled and shall not be reissued.

     Other than as specifically provided in this Article III, any redemption of Series KK Bonds
shall be conducted in accordance with the provisions of Article IV of the Base Indenture.

     “Called Principal” means, with respect to any Series KK Bond, the principal of such Series KK
Bond that is to be redeemed pursuant to this Article III.

     “Discounted Value” means, with respect to the Called Principal of any Series KK Bond, the
amount obtained by discounting all Remaining Scheduled Payments with respect to such Called
Principal from their respective scheduled due dates to the Settlement Date with respect to such
Called Principal, in accordance with

5

 

accepted financial practice and at a discount factor (applied on the same periodic basis as
that on which interest on the Series KK Bonds is payable) equal to the Reinvestment Yield with
respect to such Called Principal.

     “Make-Whole Amount” means, with respect to any Series KK Bond, an amount equal to the excess,
if any, of the Discounted Value of the Remaining Scheduled Payments with respect to the Called
Principal of such Series KK Bond over the amount of such Called Principal, provided that the
Make-Whole Amount may in no event be less than zero.

     “Non-Make-Whole Amount” shall mean (a) 1.487% if the Series KK Bonds are redeemed on or after
December 1, 2009 and before December 1, 2010, (b) 0.992% if the Series KK Bonds are redeemed on or
after December 1,2010 and before December 1, 2011 and (c) 0.496% if the Series KK Bonds are
redeemed on or after December 1, 2011 and before December 1, 2012.

     “Reinvestment Yield” means, with respect to the Called Principal of any Series KK Bond, 0.25%
over the yield to maturity implied by (i) the yields reported as of 10:00 a.m. (New York City time)
on the second Business Day preceding the Settlement Date with respect to such Called Principal, on
the display designated as “Page PX1” (or such other display as may replace Page PX1) on Bloomberg
Financial Markets for the most recently issued actively traded on the run U.S. Treasury securities
having a maturity equal to the Remaining Average Life of such Called Principal as of such
Settlement Date, or (ii) if such yields are not reported as of such time or the yields
reported as of such time are not ascertainable (including by way of interpolation), the Treasury
Constant Maturity Series Yields reported, for the latest day for which such yields have been so
reported as of the second Business Day preceding the Settlement Date with respect to such Called
Principal, in Federal Reserve Statistical Release H.15 (or any comparable successor publication)
for U.S. Treasury securities having a constant maturity equal to the Remaining Average Life of such
Called Principal as of such Settlement Date.

     In the case of each determination under clause (i) or clause (ii), as the case may be, of the
preceding paragraph, such implied yield will be determined, if necessary, by (a) converting U.S.
Treasury bill quotations to bond equivalent yields in accordance with accepted financial practice
and (b) interpolating linearly between (1) the applicable U.S. Treasury security with the maturity
closest to and greater than such Remaining Average Life and (2) the applicable U.S. Treasury
security with the maturity closest to and less than such Remaining Average Life. The Reinvestment
Yield shall be rounded to the number of decimal places as appears in the interest rate of the
applicable Series KK Bond.

     “Remaining Average Life” means, with respect to any Called Principal, the number of years
(calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into
(ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining
Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to
the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such
Called Principal and the scheduled due date of such Remaining Scheduled Payment.

     “Remaining Scheduled Payments” means, with respect to the Called Principal of any Series KK
Bond, all payments of such Called Principal and interest thereon that would be due after the
Settlement Date with respect to such Called Principal if no payment of such Called Principal were
made prior to its scheduled due date, provided that if such Settlement Date is not a date on which
interest payments are due to be made under the terms of the Series KK Bonds, then the amount of the
next succeeding scheduled interest payment will be reduced by the amount of interest accrued to
such Settlement Date and required to be paid on such Settlement Date.

     “Settlement Date” means, with respect to the Called Principal of any Series KK Bond, the date
on which such Called Principal is to be prepaid.

6

 

ARTICLE IV

MANDATORY REDEMPTION AND SINKING FUND

     SECTION 4.01. Mandatory Redemption.

     The outstanding Series KK Bonds are subject to mandatory redemption, at par and without
premium, through the mandatory payments made by the Company to the Series KK Sinking Fund as
provided in Section 4.02 of this Supplemental Indenture. The outstanding Series KK Bonds are also
subject to redemption by the Company, at par and without premium, in the event of the condemnation
of substantially all of the Company’s property in an eminent domain proceeding, or upon a court
ordered sale of substantially all of the Company’s property, through the proceeds thereof or
otherwise.

     SECTION 4.02. Sinking Fund.

     The Company covenants and agrees to create and maintain a sinking fund for the purpose of
retiring the Series KK Bonds (which sinking fund shall be designated as the “Series KK Sinking
Fund”) and for such purpose, to deposit with the Trustee, or its successor in trust, for the
redemption and retirement of Series KK Bonds, on or before one (1) business day (each a “Sinking
Fund Payment Date”) prior to December 1, in each year through 2011, commencing on the first
business day prior to December 1, 2008, an amount of money sufficient to redeem on the following
December l (each such day being a “Redemption Date”), $700,000 of the principal amount of Series KK
Bonds plus accrued interest thereon to the date of such Redemption Date, and one payment of
$800,000 on December 1, 2012, plus accrued interest thereon to the date of such final sinking fund
payment.

     The Trustee shall at any time when there shall be in the Series KK Sinking Fund an amount of
money sufficient to redeem not less than $100,000 in principal amount of the Series KK Bonds, use
and apply the moneys in the Series KK Sinking Fund for the purpose of redeeming Series KK Bonds on
the next Redemption Date.

     The parties agree that any amounts on deposit as of the Closing Date in the Series K Sinking
Fund (as defined in the Dominguez Indenture) in respect of the Dominguez Bonds shall, after the
Closing Date, be applied towards the Company’s obligations in respect of the Series KK Sinking
Fund.

ARTICLE V

ADDITIONAL PROVISIONS APPLICABLE TO SERIES KK BONDS

     SECTION 5.01. Limitations on Issuance of Bonds Against Expenditures for Maintenance
and Replacements.

     No Bonds shall be issued under the Base Indenture for the purpose of providing funds for the
Company to keep or maintain the property pledged pursuant to the Base Indenture in good and
business-like working order and condition, or merely to replace or in substitution for old or
worn-out or abandoned property; provided, however, that whenever old or worn-out or abandoned
property is replaced by Substituted Property costing more than the original cost of the old or
worn-out or abandoned property then such replacement or substitution shall be permitted and the
excess of cost of such Substituted Property, and such excess only, shall be deemed Permanent
Improvements, Extensions or Additions, for which Bonds may be authenticated and delivered under
Section 2.02 of the Base Indenture.

     SECTION 5.02. Maintenance, Repairs, Replacements and Depreciation Reserve.

     The Company shall at all times maintain, preserve and keep or cause to be maintained,
preserved and kept the Mortgaged Property, and every part thereof, with the appurtenances and every
part and parcel thereof, in thorough repair, working order and condition, and from time to time
make or cause to be made all needful and proper repairs and renewals, replacements and
substitutions, and shall make adequate provision for replacement by proper and reasonable credits
to its reserve for depreciation, so that at all times the value of the Mortgaged Property and the
efficiency of the Mortgaged Property shall be fully preserved and maintained; and that it will
comply with all lawful requirements of the PUC with respect to maintenance and depreciation.

7

 

     SECTION 5.03. Consent to Waiver of Event of Default under Other Series of Bonds.

     No Event of Default with respect to any series of Bonds Outstanding under the Base Indenture
may be waived unless also waived by the Holders of not less than a majority in aggregate principal
amount of the Outstanding Series KK Bonds by means of a written instrument or instruments signed by
such Holders and delivered to the Trustee and the Company.

     SECTION 5.04. Most Favored Nation Provision.

     If the Company shall, at any time on or after the Closing Date, enter into, amend or modify
any supplemental indenture or other agreement with respect to a series of Bonds in a manner that
requires the Company to comply with or add a covenant, an event of default, a guarantee or
collateral that either is not at such time applicable to the Series KK Bonds or, if such covenant,
event of default, guarantee or collateral shall already be applicable to the Series KK Bonds, is,
or contains related provisions that are, more restrictive upon the Company or any guarantor hereof
than such existing covenant, event of default, guarantee or related provisions, each provision
(including any related definitions) relating to such covenant, event of default, guarantee or
security in such supplemental indenture (as amended or modified from time to time thereafter) shall
be automatically deemed to be incorporated by reference in this Supplemental Indenture, mutatis
mutandis, as if then set forth herein in full. Promptly after any such execution, amendment or
modification of such a supplemental indenture, the Company shall (a) furnish to the Trustee a copy
of each such supplemental indenture, (b) execute and deliver to the Trustee a supplemental
indenture in form and substance reasonably satisfactory to the
Holders of at least a majority in aggregate principal amount of the
Series KK Bonds, amending or modifying this
Supplemental Indenture by adding or modifying, as the case may be, the full text of such covenant,
event of default, guarantee, definitions and other related provisions and (c) furnish to the
Trustee any certificates and opinions required by clause (1) of Section 3.08 and Section 15.01 of
the Base Indenture.

     SECTION 5.05. Delivery of Financial Statements to Holders of Series KK Bonds.

     (a) The Company shall deliver to the Holders of the Series KK Bonds:

          (i) The annual and periodic reports, information, documents and other reports required by
Section 11.02 of the Base Indenture within the time periods set forth therein.

          (ii) A copy of each report submitted by independent public accountants selected by Parent of
interim examinations, if any, by them of the financial statements of Parent.

          (iii) A copy of all reports, proxy statements, financial statements and notices sent by Parent
to its shareholders.

          (iv) Within calendar 45 days after the end of the first, second and third quarterly accounting
periods in each fiscal year and within 90 calendar days after the end of each fiscal year, a
certificate signed by the President or a Vice President and the Chief Financial Officer of the
Company to the effect that the Company is not in Default under the Base Indenture or under this
Supplemental Indenture or, if there are such Defaults then in existence, describing the nature
thereof.

          (v) Within 90 calendar days after the end of each fiscal year, a certificate of the
accountants who certify Parent’s annual financial statements stating whether, in making their
audit, such accountants have become aware of any Default under any of the terms and provisions of
the Base Indenture or this Supplemental Indenture insofar as any such terms or provisions pertain
to or involve accounting matters or determinations, and if there are such Defaults, describing the
nature and the period of existence thereof.

          (vi) Promptly after receipt, copies of any report as to material inadequacies in accounting
controls (including reports as to the absence of any such inadequacies) submitted by independent
accountants in connection with any audit of Parent.

8

 

          (vii) Promptly after any officer of the Company obtains knowledge of a Default under the Base
Indenture or under this Supplemental Indenture, a certificate signed by the President or a Vice
President and the Treasurer or Assistant Treasurer of the Company describing such event in
reasonable detail, with a statement of the Company’s action with respect thereto taken or proposed.

          (viii) Upon written request, one additional copy of each report referred to in this Section
5.05 as well as any other information and reports furnished to the Holder pursuant to the
provisions of this Supplemental Indenture.

          (ix) A copy of any supplemental indenture subsequent to this Supplemental Indenture that
supplements, amends or modifies the Base Indenture.

     (b) The Holders of the Series KK Bonds may deliver copies of the information or reports
furnished to it pursuant to this Section 5.05 or any other provision of this Supplemental
Indenture, to any regulatory body or commission to whose jurisdiction the Holder may be subject and
to any prospective purchaser of any of the Bonds who is an institutional investor.

     (c) The Company further agrees that the Holders Series KK Bonds shall have the right upon
request to receive such other financial information and reports as may be reasonably necessary for
it to properly evaluate its investments, the right to inspect the properties and the books of
account of Parent or the Company at all reasonable times upon normal business hours and the right
to discuss the affairs of Parent or the Company with their officers and independent public
accountants (and by this provision Parent and the Company authorize said accountants to discuss the
finances and affairs of Parent and the Company with the Holders of the Series KK Bonds).

     SECTION 5.06. Affiliate Transactions.

     Except with respect to a wholly-owned Subsidiary, the Company shall not enter into any
transaction, including, without limitation, the purchase, sale or exchange of property or the
rendering of any service, with any Affiliate except in the ordinary course of and pursuant to the
reasonable requirements of the Company’s business and upon fair and reasonable terms no less
favorable than it would obtain in a comparable arm’s-length transaction with a person not an
Affiliate. For purposes of this Section 5.06, “Affiliate” shall mean a Person who directly or
indirectly through one or more financial intermediaries controls, or is controlled by, or is under
common control with the Company, or who beneficially owns or holds 5% or more of the outstanding
common stock or equity of the Company.

ARTICLE VI

MISCELLANEOUS

     SECTION 6.01. Notice.

     Any notice or communication in respect of the Series KK Bonds shall be made in accordance with
Section 15.05 of the Base Indenture.

     SECTION 6.02. Amendment and Supplement.

     This Supplemental Indenture or the Series KK Bonds may be amended or supplemented as provided
for in the Indenture.

     SECTION 6.03. Conflicts.

     In the event of any conflict between this Supplemental Indenture and the Base Indenture, the
provisions of this Supplemental Indenture shall prevail.

9

 

     SECTION 6.04. Governing Law.

     This Supplemental Indenture and the Series KK Bonds shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.

     SECTION 6.05. Counterparts.

     The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. One signed copy is
enough to prove this Supplemental Indenture.

     SECTION 6.06. Ratification.

     The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force
and effect and is in all respects ratified and confirmed.

     SECTION 6.07. Severability.

     If any one or more of the covenants or agreements provided in this Supplemental Indenture or
in the Series KK Bonds on the part of the Company or the Trustee, or either of them, to be
performed should be contrary to any express provision of law, or contrary to the policy of express
law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such
covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable
from the remaining covenants and agreements and shall in nowise affect the validity of this
Supplemental Indenture or the Series KK Bonds.

     SECTION 6.08. Trustee and Supplemental Indenture.

     The Trustee shall not be responsible in any manner whatsoever for or in respect of the
validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals
contained herein, all of which recitals are made solely by the Company.

[Signature Pages Follow]

10

 

SIGNATURES

     IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed,
all as of the date first above written.

	 	 	 	 	 
	 	CALIFORNIA WATER SERVICE COMPANY

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

	 	 	 	 	 
	 	U.S. BANK NATIONAL ASSOCIATION, as Trustee

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 

SIGNATURE PAGE TO FORTY-SECOND SUPPLEMENTAL INDENTURE

 

 

	 	 	 	 	 
	State of California
	 	)	 	 

	 	 	 	 	 
	County of 

	  

	)
	 	 

On                                          before me,                              
                     , a Notary Public, personally appeared
                                                                                , who proved to me on the basis of satisfactory evidence to be the person(s)
whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

	 	 	 	 	 
	Signature

	 	 

	 	(Seal)

	 	 	 	 	 
	State of California
	 	)	 	 

	 	 	 	 	 
	County of 

	  

	)
	 	 

On                                          before me,                              
                     , a Notary Public, personally appeared
                                                                                , who proved to me on the basis of satisfactory evidence to be the person(s)
whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

	 	 	 	 	 
	Signature

	 	 

	 	(Seal)

 

 

EXHIBIT A

FORM OF SERIES KK BOND

     THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR
THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE
ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION THEREFROM UNDER THE
ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS. THE TRANSFER OF THIS NOTE IS
SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1, 1928 BETWEEN CALIFORNIA
WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS SUCH INDENTURE MAY BE
AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.

CALIFORNIA WATER SERVICE COMPANY

6.94% First Mortgage Bonds due 2012, Series KK

			
	 	 	 
	No. ___
	 	$2,900,000

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay to
[                    ], or its registered assigns, the principal sum of $2,900,000 in U.S. Dollars
on December 1, 2012.

	 	 	 
	Interest Payment Dates:

	 	June 1 and December 1
	 
	 	 
	Record Dates:

	 	May 15 and November 15

     Additional provisions of this Series KK Bond are set forth on the other side of this Series KK
Bond.

A-1

 

     IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.

	 	 	 	 	 
	 	CALIFORNIA WATER SERVICE COMPANY

 	 
	 	By 	 	 
	 	 	Name: 	 	 
	 	 	Title: 	 	 	 

Attest:

	 	 	 
	 

	 	 
	 

Name:
	 	 
	Title:
	 	 

[Authentication Page to Follow]

A-2

 

CERTIFICATE OF AUTHENTICATION

     This is one of the Bonds of the series designated therein referred to in the within-mentioned
Indenture.

	 	 	 	 	 
	Dated:                               	U.S. BANK NATIONAL ASSOCIATION,

As Trustee

 	 
	 	By  	 	 
	 	 	Authorized Signatory 	 
	 	 	 	 

A-3

 

	 	 	 	 	 

[FORM OF REVERSE SIDE OF BOND]

6.94% First Mortgage Bonds due 2012, Series KK

     1. INTEREST

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay
interest on the principal amount of this Series KK Bond at the rate per annum shown above.

     The Company shall pay interest semi-annually in arrears on June 1 and December 1 of each year.
Interest on the Series KK Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Dominguez Bonds prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.

     During the occurrence and continuation of an Event of Default, all amounts owing under the
Series KK Bonds shall, to the extent permitted by applicable law, bear additional interest at a per
annum rate equal to 2%.

     2. METHOD OF PAYMENT

     The Company shall pay interest on the Series KK Bonds to the Persons who are registered
Holders of Series KK Bonds at the close of business on the May 15 or November 15 immediately
preceding the Interest Payment Date even if Series KK Bonds are canceled after the Record Date and
on or before the Interest Payment Date. The Company shall pay principal and interest in money of
the United States that at the time of payment is legal tender for payment of public and private
debts. However, all payments in respect of this Series KK Bond (including principal, premium, if
any, and interest) must be made by wire transfer of immediately available funds to the accounts
specified by the Holder hereof. Payment shall be without the presentation or surrender of the
Series KK Bonds or the making of any notation thereon, except that upon written request of the
Company or Trustee made concurrently with or reasonably promptly after payment or redemption in
full of any Series KK Bond, the Holder thereof shall surrender such Series KK Bond for
cancellation, reasonably promptly after any such request, to the Company at its principal executive
office or to the Trustee at its principal corporate trust office.

     3. PAYING AGENT AND REGISTRAR

     Initially, U.S. Bank National Association (the “Trustee”) shall act as Paying Agent and
Registrar. The Company may appoint and change any Paying Agent or Registrar without notice to the
Holders. The Company may act as Paying Agent or Registrar.

     4. INDENTURE

     The Company issued the Series KK Bonds under an Indenture from California Water Service
Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as initial
trustees, dated as of the 1st day of April, 1928, as therefore supplemented, amended and modified
by the First through Thirty-ninth Supplemental Indentures thereto (the “Base Indenture”), as
further supplemented by the Forty-Second Supplemental Indenture dated as of the date of this Series
KK Bond between the Company and U.S. Bank National Association (as ultimate successor to American
Trust Company and Los Angeles-First National Trust & Savings Bank), as Trustee (the “Supplemental
Indenture”; the Base Indenture, as supplemented by the Supplemental Indenture, and as further
amended and supplemented from time to time, the “Indenture”), between the Company and the Trustee.
The terms of the Series KK Bonds include those stated in the Indenture and those made part of the
Indenture by reference to the TIA. Terms defined in the Indenture and not defined herein have the
meanings ascribed thereto in the Indenture. The Series KK Bonds are subject to all such terms, and
Holders are referred to the Indenture and the TIA for a statement of those terms.

A-4

 

     The Series KK Bonds are secured obligations of the Company known generally as First Mortgage
Bonds.

     5. OPTIONAL REDEMPTION

     The Series KK Bonds are redeemable at the option of the Company, in whole or in part at any
time at a redemption price (the “Redemption Price”) equal to the sum of:

	 	•	 	100% of the principal amount of the Series KK Bonds to be redeemed; plus
	 
	 	•	 	(a) if the Series KK Bonds are redeemed prior to December 1, 2009, the
Make-Whole Amount or (b) if the Series KK Bonds are redeemed on or after December
1, 2009, the Non-Make-Whole Amount,

     plus accrued and unpaid interest to the Redemption Date on the Series KK Bonds to be redeemed.

     “Called Principal” means, with respect to any Series KK Bond, the principal of such Series KK
Bond that is to be redeemed pursuant to Article III of the Supplemental Indenture.

     “Discounted Value” means, with respect to the Called Principal of any Series KK Bond, the
amount obtained by discounting all Remaining Scheduled Payments with respect to such Called
Principal from their respective scheduled due dates to the Settlement Date with respect to such
Called Principal, in accordance with accepted financial practice and at a discount factor (applied
on the same periodic basis as that on which interest on the Series KK Bonds is payable) equal to
the Reinvestment Yield with respect to such Called Principal.

     “Make-Whole Amount” means, with respect to any Series KK Bond, an amount equal to the excess,
if any, of the Discounted Value of the Remaining Scheduled Payments with respect to the Called
Principal of such Series KK Bond over the amount of such Called Principal, provided that the
Make-Whole Amount may in no event be less than zero.

     “Non-Make-Whole Amount” shall mean (a) 1.487% if the Series KK Bonds are redeemed on or after
December 1, 2009 and before December 1, 2010, (b) 0.992% if the Series KK Bonds are redeemed on or
after December 1,2010 and before December 1, 2011 and (c) 0.496% if the Series KK Bonds are
redeemed on or after December 1, 2011 and before December 1, 2012.

     “Reinvestment Yield” means, with respect to the Called Principal of any Series KK Bond, 0.25%
over the yield to maturity implied by (i) the yields reported as of 10:00 a.m. (New York City time)
on the second Business Day preceding the Settlement Date with respect to such Called Principal, on
the display designated as “Page PX1” (or such other display as may replace Page PX1) on Bloomberg
Financial Markets for the most recently issued actively traded on the run U.S. Treasury securities
having a maturity equal to the Remaining Average Life of such Called Principal as of such
Settlement Date, or (ii) if such yields are not reported as of such time or the yields
reported as of such time are not ascertainable (including by way of interpolation), the Treasury
Constant Maturity Series Yields reported, for the latest day for which such yields have been so
reported as of the second Business Day preceding the Settlement Date with respect to such Called
Principal, in Federal Reserve Statistical Release H.15 (or any comparable successor publication)
for U.S. Treasury securities having a constant maturity equal to the Remaining Average Life of such
Called Principal as of such Settlement Date.

     In the case of each determination under clause (i) or clause (ii), as the case may be, of the
preceding paragraph, such implied yield will be determined, if necessary, by (a) converting U.S.
Treasury bill quotations to bond equivalent yields in accordance with accepted financial practice
and (b) interpolating linearly between (1) the applicable U.S. Treasury security with the maturity
closest to and greater than such Remaining Average Life and (2) the applicable U.S. Treasury
security with the maturity closest to and less than such Remaining Average Life. The Reinvestment
Yield shall be rounded to the number of decimal places as appears in the interest rate of the
applicable Series KK Bond.

A-5

 

     “Remaining Average Life” means, with respect to any Called Principal, the number of years
(calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into
(ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining
Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to
the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such
Called Principal and the scheduled due date of such Remaining Scheduled Payment.

     “Remaining Scheduled Payments” means, with respect to the Called Principal of any Series KK
Bond, all payments of such Called Principal and interest thereon that would be due after the
Settlement Date with respect to such Called Principal if no payment of such Called Principal were
made prior to its scheduled due date, provided that if such Settlement Date is not a date on which
interest payments are due to be made under the terms of the Series KK Bonds, then the amount of the
next succeeding scheduled interest payment will be reduced by the amount of interest accrued to
such Settlement Date and required to be paid on such Settlement Date.

     “Settlement Date” means, with respect to the Called Principal of any Series KK Bond, the date
on which such Called Principal is to be prepaid.

     6. NOTICES OF REDEMPTION

     Notices of redemption shall (except in respect of redemptions made out of cash deposited in
the sinking fund described in Section 7 below) be provided in accordance with Article IV of the
Base Indenture. If less than all of the Series KK Bonds are to be redeemed at any time, the
particular Series KK Bonds to be redeemed shall be selected in accordance with Article IV of the
Indenture. On and after the Redemption Date, interest shall cease to accrue on Series KK Bonds or
portions of them called for redemption.

     7. SINKING FUND

     The Company shall deposit with the Trustee in cash on or before one business day prior to
December 1 of each year, through the year ending December 1, 2011, an annual sinking fund payment
equal to $700,000 and one payment of $800,000 on December 1, 2012, plus accrued interest thereon to
the date of such final sinking fund payment. Such annual sinking fund payments shall be made, held
and applied to the retirement or for the greater security of the Outstanding Series KK Bonds in the
manner more particularly provided in the Supplemental Indenture, including the redemption of
Outstanding Series KK Bonds as therein provided.

     8. DENOMINATIONS; TRANSFER; EXCHANGE

     The Series KK Bonds are in registered form without coupons in denominations of $1,000 and
whole multiples of $1,000. A Holder may transfer or exchange Series KK Bonds in accordance with
the Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a Holder,
among other things, to furnish appropriate transfer documents and to pay any taxes required by law
or permitted by the Indenture. The Registrar shall not be required (A) to issue, to register the
transfer of or to exchange any Series KK Bonds during a period beginning at the opening of business
15 calendar days before the day of any selection of Series KK Bonds for redemption and ending at
the close of business on the day of selection, (B) to register the transfer of or to exchange any
Series KK Bond so selected for redemption in whole or in part, except the unredeemed portion of any
Series KK Bond being redeemed in part or (C) to register the transfer of or to exchange a Series KK
Bond between a Record Date and the next succeeding Interest Payment Date.

     9. ADDITIONAL PROVISIONS APPLICABLE TO SERIES KK BONDS

     The provisions set forth in Article V of the Supplemental Indenture are applicable only with
respect to, and govern only the terms of, the Series KK Bonds and shall not apply to any other
Bonds that have been or may be issued under the Base Indenture unless a supplemental indenture with
respect to such other Bonds specifically incorporates such provisions.

A-6

 

     10. PERSONS DEEMED OWNERS

     The registered Holder of this Series KK Bond may be treated as the owner of it for all purposes.

     11. UNCLAIMED MONEY

     If money for the payment of principal or interest remains unclaimed, the Paying Agent shall
pay the money back to the Company in accordance with the terms of the Indenture.

     12. DISCHARGE AND DEFEASANCE

     Subject to certain conditions set forth in the Indenture, the Company at any time may
terminate some or all of its obligations under the Indenture with respect to the Series KK Bonds
if, among other things, the Company deposits with the Trustee funds for the payment of principal
and interest on the Series KK Bonds to redemption or maturity, as the case may be.

     13. AMENDMENT, WAIVER

     The Indenture permits, subject to certain exceptions set forth therein, that the Indenture and
the terms of the Bonds of a series, which include the Series KK Bonds, and the rights of the
Holders of the Bonds of a series, which may include the Holders of the Series KK Bonds, in each
case may be modified, with the written consent of the Holders of a majority in aggregate principal
amount of the Bonds the terms of which or the rights of the Holders of which are to be modified.
The Indenture also permits certain other amendments, modifications or waivers thereof only with the
consent of each Outstanding Bond affected thereby, while certain other amendments or modifications
may be made without the consent of any Holders of Bonds.

     The Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or more
of principal amount of the Bonds then Outstanding of all such series under which an Event of
Default shall have occurred, which may include the Series KK Bonds, may, by a written instrument or
instruments signed by such Holders and delivered to the Trustee and to the Company, waive any past
Default or Event of Default under such series of Bonds and its consequences except an Event of
Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and
when the same shall become due by the terms of such Bonds, and upon such waiver such Default or
Event of Default shall be deemed not to exist for any purpose of this Indenture or such series of
Bonds.

     Any such consent or waiver by the Holder of this Series KK Bond shall be conclusive and
binding upon such Holder and upon all future Holders of this Series KK Bond and of any Series KK
Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee
in pursuance thereof.

     14. DEFAULTS AND REMEDIES

     Events of Default are set forth in the Indenture. If an Event of Default shall have occurred
and be continuing, the Trustee upon the direction of Holders of not less than twenty-five percent
(25%) aggregate principal amount of the Outstanding Bonds or the Holders of not less than
twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds may, by notice in
writing delivered to the Company (and to the Trustee if given by the Holders), declare the entire
principal amount of Outstanding Bonds, premium, if any, and the interest accrued thereon
immediately due and payable, and said entire principal, premium, if any, and interest shall
thereupon become and be immediately due and payable.

     Holders may not enforce the Indenture or the Series KK Bonds except as provided in the
Indenture. The Trustee may refuse to enforce the Indenture or the Series KK Bonds unless it
receives indemnity or security reasonably satisfactory to it. Subject to certain limitations,
Holders of a majority in principal amount of the Outstanding Bonds may direct the Trustee in its
exercise of any trust or power. The Trustee may withhold from Holders notice of any Default
(except a Default in payment of principal or interest on any Bond, or in the

A-7

 

payment of any sinking fund installment) if and so long as Responsible Officers in good faith
determine that withholding notice is in the interest of the Holders.

     15. TRUSTEE DEALINGS WITH THE COMPANY

     Subject to certain limitations imposed by the TIA, the Trustee under the Indenture, in its
individual or any other capacity, may become the owner or pledgee of the Series KK Bonds and may
otherwise deal with and collect obligations owed to it by the Company or its Affiliates and may
otherwise deal with the Company or its Affiliates with the same rights it would have if it were not
Trustee.

     16. NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS

     No director, officer, employee, incorporator or stockholder of the Company or Parent shall
have any liability for any obligations of the Company under this Indenture or the Series KK Bonds
or for any claim based on, in respect of, or by reason of such obligations or their creation. Each
Holder by accepting the Series KK Bonds waives and releases all such liability. The waiver and
release are part of the consideration for the issuance of the Series KK Bonds. Such waiver may not
be effective to waive liabilities of directors, officers or persons controlling the Company under
the federal securities laws and it is the view of the Commission that such waiver is against public
policy and is therefore unenforceable.

     17. GOVERNING LAW

     The Series KK Bonds shall be governed by, and construed and enforced in accordance with, the
laws of the State of California without regard to the principles of conflicts of laws thereunder,
except to the extent that the TIA shall be applicable.

     18. AUTHENTICATION

     This Series KK Bond shall not be valid until an authorized signatory of the Trustee (or an
Authenticating Agent) manually signs the certificate of authentication on the other side of this
Series KK Bond.

     19. ABBREVIATIONS

     Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).

     20. SECURITY INTEREST

     The Series KK Bonds shall be secured to the extent and in the manner provided by the
Indenture.

     21. GUARANTEE

     Parent has guaranteed the obligations under this Series KK Bond in accordance with the terms
of the Supplemental Indenture.

     The Company shall furnish to any Holder upon written request and without charge to the Holder
a copy of the Indenture. Requests may be made to:

CALIFORNIA WATER SERVICE COMPANY

1720 North First Street

San Jose, CA 95112

Attention: Corporate Secretary

A-8

 

ASSIGNMENT FORM

To assign this Series KK Bond, fill in the form below:

I or we assign and transfer this Series KK Bond to

	 	 	 
	 

(Print or type assignee’s name, address and zip code)

	 	 
	 
	 	 
	 

(Insert assignee’s soc. sec. or tax I.D. No.)
	 	 

and irrevocably appoint                                               agent to transfer this Series KK Bond on the books of
the Company. The agent may substitute another to act for him.

Date:                                          Your Signature:                                                             

	 	 	 	 	 
	Signature Guarantee:
	 	 	 	 
	 

	 	 

(Signature must be guaranteed by a

participant in a recognized signature

guarantee medallion program)
	 	 

	 
	
 

Sign exactly as your name appears on the other side of this Series KK Bond.

A-9

 

EXHIBIT B

FORM OF PARENT GUARANTEE

     GUARANTEE, dated as of            (as amended from time to time, this
“Guarantee”), made by California Water Service Group, a Delaware corporation (the
“Guarantor”), in favor of U.S. Bank National Association, as trustee (“Trustee”)
for the registered holders (the “Holders”) of the 6.94% First Mortgage Bonds due 2012,
Series KK (collectively, the “Bonds”), of California Water Service Company, a California
corporation (the “Issuer”).

WITNESSETH:

     SECTION 1. Guarantee. (a) The Guarantor hereby fully, absolutely, irrevocably and unconditionally
guarantees the due and punctual payment when due, whether at stated maturity, by acceleration, by notice of prepayment or otherwise,
of the principal of, premium, if any, and interest on the Bonds (the “Obligations”),
according to the terms of the Bonds and as more fully described in the Indenture dated as of April
1, 1928 (as amended, modified or otherwise supplemented from time to time, including the
Thirty-ninth Supplemental Indenture and the Forty-Second Supplemental Indenture, the “Indenture”), between the Issuer and the Trustee,
and any other amounts payable by the Guarantor to the Holders under the Indenture. The Guarantor’s obligation to
make payment on the Obligations may be satisfied by direct payment of the required full and final amounts by the
Guarantor to the Holders or by causing the Issuer to pay such full and final amounts to the Holders.

     (b) It is the intention of the Guarantor that this Guarantee not constitute a fraudulent
transfer or conveyance for purposes of Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the
Uniform Fraudulent Transfer Act or any similar federal or state law to the extent applicable to
this Guarantee. To effectuate the foregoing intention, the amount guaranteed by the Guarantor under
this Guarantee shall be limited to the maximum amount as will, after giving effect to such maximum
amount and all other contingent and fixed liabilities of the Guarantor that are relevant under such
laws, result in the Obligations of the Guarantor under this Guarantee not constituting a fraudulent
transfer or conveyance. For purposes hereof, “Bankruptcy Law” means Title 11, U.S. Code, or any
similar federal or state law for the relief of debtors.

     (c) The Guarantor hereby covenants to comply with the provisions of Article XIII of the
Indenture.

     SECTION 2. Guarantee Absolute. The Guarantor guarantees that the Obligations will be
paid strictly in accordance with the terms of the Indenture, regardless of any law, regulation or
order now or hereafter in effect in any jurisdiction affecting any of such terms or the rights of
Holders of the Bonds with respect thereto. The Guarantor assents to all the terms, covenants and conditions of the Bonds and the
Indenture. The liability of the Guarantor under this Guarantee
shall be full, absolute, irrevocable and unconditional irrespective of:

     (a) any lack of validity, enforceability or genuineness of any provision of the
Indenture, the Bonds or any other agreement or instrument relating thereto;

     (b) any change in the time, manner or place of payment of, or in any other term of, all
or any of the Obligations, or any other amendment or waiver of or any consent to departure
from the Indenture;

     (c) any exchange, release or non-perfection of any collateral, or any release or
amendment or waiver of or consent to departure from any other guarantee, for all or any of the
Obligations;

     (d) the recovery of any judgment against the Issuer, or by the levy of any writ or process of
execution under such judgment, or by any action or proceedings taken by any Holder under the
Indenture, the Bonds or the Guarantee for the enforcement thereof or hereof;

     (e) the consolidation or merger of the Issuer with or into any other corporation or any sale,
lease or other disposition of the Issuer’s properties as an entirety or substantially as an
entirety to any other corporation;

     (f) the release or waiver, by operation of law or otherwise, of the performance or
observance by the Issuer of any express or implied agreement, covenant, term or condition
relating to the Bonds to be performed or observed by the Issuer;

     (g) the extension of time for the payment by the Issuer of any portion of the Obligations
(other than an extension of time for payment of Obligations that results from the extension of
any interest payment period on the Bonds as provided in the Indenture), or the extension of
time for the performance of any other obligation under, arising out of, or in connection with,
the Bonds;

     (h) any failure, omission, delay or lack of diligence on the part of the Holders to
enforce, assert or exercise any right, privilege, power or remedy conferred on the Holders
pursuant to the terms of the Bonds, or any action on the part of the Issuer granting
indulgence or extension of any kind;

B-1

 

     (i) the voluntary or involuntary liquidation, dissolution, receivership, insolvency,
bankruptcy, assignment for the benefit of creditors, reorganization, arrangement, composition
or readjustment of debt of, or other similar proceedings affecting, the Issuer or any of the
assets of the Issuer;

     (j) any invalidity of, or defect or deficiency in, the Bonds;

     (k) the settlement or compromise of any obligation guaranteed hereby or hereby incurred;
or

     (l) any other circumstance whatsoever that might otherwise constitute a legal or
equitable discharge or defense of a guarantor (other than payment of the underlying
obligation) and any other act or delay or failure to act, or by any other thing, which may or might in any manner or to any extent vary the risk of the Guarantor, it being the intent of this Section 2 that the obligations of the Guarantor
hereunder shall be absolute and unconditional under any and all circumstances.

There shall be no obligation of the Holders to give notice to, or obtain the consent of, the
Guarantor with respect to the happening of any of the foregoing.

     SECTION 3. Subordination. The Guarantor covenants and agrees that its obligation to
make payments of the Obligations hereunder constitutes an unsecured obligation of the Guarantor
ranking (a) pari passu with all existing and future senior indebtedness of the Guarantor and (b)
senior in right of payment to all existing and future subordinated indebtedness of the Guarantor.

     SECTION 4. Waiver; Subrogation. (a) The Guarantor hereby irrevocably waives promptness, diligence,
notice of acceptance, notice of nonpayment, notice of dishonor, notice of redemption, notice of any Event of Default and any other
notice with respect to this Guarantee, presentment, demand for payment or protest and all other demands and related notices, and
any requirement that the Trustee, or the Holders of any Bonds protect, secure, perfect or insure
any security interest or lien or any property subject thereto or exhaust any right or take any
action against the Issuer or any other Person or any collateral.

     (b) The Guarantor hereby irrevocably waives any claims or other rights that it may now or
hereafter acquire against the Issuer that arise from the existence, payment, performance or
enforcement of the Guarantor’s obligations under this Guarantee or the Indenture, including,
without limitation, any right of subrogation, reimbursement, exoneration, contribution or
indemnification and any right to participate in any claim or remedy of the Trustee, or the Holders
of any Bonds against the Issuer or any collateral, whether or not such claim, remedy or right
arises in equity or under contract, statute or common law, including, without limitation, the right
to take or receive from the Issuer, directly or indirectly, in cash or other property or by set-off
or in any other manner, payment or security on account of such claim, remedy or right. If any
amount shall be paid to the Guarantor in violation of the preceding sentence at any time prior to
the cash payment in full of the Obligations and all other amounts payable under this Guarantee,
such amount shall be held in trust for the benefit of the Trustee and the Holders of any Bonds and
shall forthwith be paid to the Trustee, to be credited and applied to the Obligations and all other
amounts payable under this Guarantee, whether matured or unmatured, in accordance with the terms of
the Indenture and this Guarantee, or be held as collateral for any Obligations or other amounts
payable under this Guarantee thereafter arising.

     (c) Guarantor further waives any and all rights and defenses that Guarantor may have because
Issuer’s debt is secured by real property; this means, among other things, that: (1) Guarantor waives any such defenses that may arise out of an election of remedies by Trustee,
even though that election of remedies, such as a nonjudicial foreclosure with respect to security
for a guaranteed obligation, has destroyed Guarantor’s rights of subrogation and reimbursement
against the principal by the operation of Section 580d of the California Code of Civil Procedure or
otherwise; (2) Trustee may collect from Guarantor without first foreclosing on any real or personal
property collateral pledged by Issuer; (3) if Trustee forecloses on any real property collateral
pledged by Issuer, then (A) the amount of the debt may be reduced only by the price for which that
collateral is sold at the foreclosure sale, even if the collateral is worth more than the sale
price, and (B) Trustee may collect from Guarantor even if Trustee, by foreclosing on the real
property collateral, has destroyed any right Guarantor may have to collect from Issuer. The
foregoing sentence is an unconditional and irrevocable waiver of any rights and defenses Guarantor
may have because Issuer’s debt is secured by real property. These rights and defenses being waived
by Guarantor include, but are not limited to, any rights or defenses based upon Section 580a, 580b,
580d or 726 of the California Code of Civil Procedure. Without limiting the generality of the
foregoing or any other provision hereof, Guarantor further expressly waives to the extent permitted
by law any and all rights and defenses, including without limitation any rights of subrogation,
reimbursement, indemnification and contribution, which might otherwise be available to Guarantor
under California Civil Code Sections 2787 to 2855, inclusive, 2899 and 3433, or under California
Code of Civil Procedure Sections 580a, 580b, 580d and 726, or any of such sections.

     (d) The Guarantor acknowledges that it will receive direct and indirect benefits from the
financing arrangements contemplated by the Indenture and this Guarantee and that the waiver set
forth in this Section 4 is knowingly made in contemplation of such benefits.

     SECTION 5. Rights of Holders. The Guarantor expressly acknowledges that: (i) this
Guarantee will be deposited with the Trustee to be held for the benefit of the Holders; (ii) the
Trustee has the right to enforce this Guarantee on behalf of the Holders; and (iii) the Holders of
a majority in principal amount of the Bonds have the right to direct the time, method and place of
conducting any proceeding for any remedy available to the Trustee in respect of this Guarantee or
exercising any trust or power conferred upon the Trustee under this Guarantee.

     SECTION 6. Independent Obligations. The Guarantor acknowledges that its obligations
hereunder are independent of the obligations of the Issuer with respect to the Bonds and that the
Guarantor shall be liable as principal and as debtor hereunder to pay the Obligations pursuant to
the terms of this Guarantee.

     SECTION 7. No Waiver; Remedies. No failure on the part of the Trustee or any Holder of
the Bonds to exercise, and no delay in exercising, any right hereunder shall operate as a waiver
thereof; nor shall any single or partial exercise of any right hereunder preclude any other or
further exercise thereof or the exercise of any other right. The remedies herein provided are
cumulative and not exclusive of any remedies provided by law.

B-2

 

     SECTION 8. Guarantee of Payment; Continuing Guarantee; Transfer of Interest. This
Guarantee creates a guarantee of payment. This Guarantee is a continuing
guarantee and shall (a) remain in full force and effect until the earliest to occur of (i) the
date, if any, on which the Guarantor shall consolidate with or merge into the Issuer or any
successor thereto, (ii) the date, if any, on which the Issuer or any successor thereto shall
consolidate with or merge into the Guarantor, and (iii) final payment in full of the Obligations, (b) be
binding upon the Guarantor, its successors and assigns, and (c) inure to the benefit of and be
enforceable by any Holder of Bonds, the Trustee, and by their respective successors, transferees,
and assigns.

     SECTION 9. Reinstatement. This Guarantee shall continue to be effective or be
reinstated, as the case may be, if at any time any payment of any of the Obligations is rescinded
or must otherwise be returned by any Holder of the Bonds or the Trustee upon the insolvency,
bankruptcy or reorganization of the Issuer or otherwise, all as though such payment had not been
made.

     SECTION 10. Amendment. The Guarantor may amend this Guarantee at any time for any
purpose without the consent of the Trustee or any Holder of the Bonds; provided, however, that if
such amendment adversely affects (a) the rights of the Trustee or (b) any Holder of the Bonds, the
prior written consent of the Trustee (in the case of (b), acting at the written direction of the
Holders of a majority in aggregate principal amount of Bonds) shall
be required; provided, further, however, that the Guarantor
shall provide a copy of any such amendment to the Trustee.

     SECTION 11. Governing Law. This Guarantee shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the Trust Indenture Act of 1939, as
amended, shall be applicable.

     SECTION 12. Notices. Any notice or communication shall be in writing and shall be hand delivered or mailed by first
class mail (registered or certified, return receipt requested) or sent by facsimile, to the
Guarantor at the following address:

     California Water Service Group

     1720 North First Street

     San Jose, CA 95112

     Telecopier no.: (408) 367-8430

     Attention of: Chief Financial Officer

     IN WITNESS WHEREOF, the Guarantor has caused this Guarantee to be duly executed and delivered
by its officer thereunto duly authorized as of the date first above written.

	 	 	 	 	 
	 	CALIFORNIA WATER SERVICE GROUP,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

B-3

 

EXHIBIT C

     The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank,
as trustees, and the acceptance of Bank of America National Trust and Savings Association as
successor trustee have been recorded in the offices of the Recorders of the following counties and
city and county of the State of California on the respective dates and in the respective books of
record and/or as the respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	County or Page	 	 	 	 	 	Book and
	City and County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	 
	 	 	 	 	 	 
	Alameda
	 	August 1, 1983	 	83-137410	 	 
	Butte
	 	August 1, 1983	 	83-25375	 	2851-200
	Fresno
	 	August 2, 1983	 	83069489	 	 
	Glenn
	 	August 1, 1983	 	3329	 	729-170
	Kern
	 	August 2, 1983	 	12487	 	5576-522
	Los Angeles
	 	August 2, 1983	 	83-887733	 	 
	Monterey
	 	August 1, 1983	 	Pg. 34173	 	1655-830
	City and County of
San Francisco
	 	August 1, 1983	 	D 376552	 	D559-205
	San Joaquin
	 	August 10, 1983	 	83058347	 	 
	San Mateo
	 	August 1, 1983	 	83080322	 	 
	Santa Clara
	 	August 1, 1983	 	7766085	 	H770-413
	Solano
	 	August 1, 1983	 	32353	 	Pg. 61300
	Sonoma
	 	August 1, 1983	 	83-50597	 	83-50597
	Tulare
	 	August 1, 1983	 	35981	 	4093-763
	Ventura
	 	November 15, 1983	 	 	 	130201
	Yuba
	 	August 1, 1983	 	1056	 	805-423

     On December 15, 1995, Bank of America National Trust and Savings Association, transferred
substantially all of its corporate trust business to First Trust of California, National
Association. On March 30, 1998, First Trust of California, National Association changed its name
to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust
National Association, San Francisco, merged with and into U.S. Bank National Association as
successor trustee. Evidence of the above and U.S. Bank National Association’s status as successor
trustee have been recorded in the offices of the Recorders of the following counties of the State
of California on the respective dates and in the respective books of record and/or as the
respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Book and
	County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	 
	 	 	 	 	 	 
	Fresno
	 	March 9, 2009	 	2009-0032066	 	 
	Lake
	 	March 10, 2009	 	2009003530	 	 
	Los Angeles
	 	March 9, 2009	 	2009-03216507	 	 
	Monterey
	 	March 9, 2009	 	2009013888	 	 
	San Joaquin
	 	March 9, 2009	 	2009-038049	 	 
	San Mateo
	 	March 18, 2009	 	2009-030163	 	 
	Solano
	 	March 12, 2009	 	200900018231	 	 
	Sonoma
	 	March 9, 2009	 	2009019936	 	 
	Tulare
	 	March 9, 2009	 	2009-0013707	 	 
	Ventura
	 	March 9, 2009	 	20090309-00035462-0	 	 

C-1

 

EXHIBIT D

     The First through Thirty-eighth Supplemental Indentures (and in the case of Marin County, a
Memorandum of Indenture referencing the Original Base Indenture and the First through Thirty-eighth
Supplemental Indentures) have been recorded in the offices of the Recorders of the following
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers hereinafter set forth, as
follows:

First Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	 	 	Volume of	 	Page at Which	 	 
	Date of Recordation	 	Official Records	 	Record Commences	 	County
	 
	 	 	 	 	 	 	 	 	 	 
	January 7, 1929

	 	 	40	 	 	 	432	 	 	Kings
	January 7, 1929

	 	 	157	 	 	 	256	 	 	Contra Costa

Second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Kings

	 	August 20, 1929
	 	 	48	 	 	 	442	 
	Butte

	 	August 20, 1929
	 	 	116	 	 	 	389	 
	Glenn

	 	August 20, 1929
	 	 	17	 	 	 	179	 
	Alameda

	 	August 20, 1929
	 	 	2173	 	 	 	334	 
	Tulare

	 	August 20, 1929
	 	 	337	 	 	 	88	 
	Kern

	 	August 21, 1929
	 	 	320	 	 	 	95	 
	Contra Costa

	 	August 20, 1929
	 	 	208	 	 	 	198	 

Third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Yuba

	 	February 28, 1930
	 	 	9	 	 	 	 	 
	City and County of
San Francisco

	 	February 28, 1930
	 	 	1985	 	 	 	257	 

Fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	San Mateo

	 	July 17, 1931
	 	 	537	 	 	 	1	 
	City and County of
San Francisco

	 	July 20, 1931
	 	 	2232	 	 	 	284	 
	Santa Clara

	 	July 17, 1931
	 	 	576	 	 	 	175	 

D-1

 

Fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	City and County of
San Francisco

	 	March 31, 1932
	 	 	2359	 	 	 	17	 
	Yuba

	 	April 6, 1932
	 	 	12	 	 	 	469	 
	Sonoma

	 	April 6, 1932
	 	 	320	 	 	 	39	 
	Alameda

	 	April 6, 1932
	 	 	2808	 	 	 	77	 
	Tulare

	 	April 6, 1932
	 	 	466	 	 	 	381	 
	Los Angeles

	 	April 6, 1932
	 	 	11543	 	 	 	85	 
	San Joaquin

	 	April 6, 1932
	 	 	397	 	 	 	375	 
	Santa Clara

	 	April 6, 1932
	 	 	606	 	 	 	464	 
	San Mateo

	 	April 6, 1932
	 	 	553	 	 	 	492	 
	Butte

	 	April 6, 1932
	 	 	83	 	 	 	489	 
	Kings

	 	April 6, 1932
	 	 	87	 	 	 	292	 
	Glenn

	 	April 6, 1932
	 	 	43	 	 	 	123	 
	Shasta

	 	April 6, 1932
	 	 	74	 	 	 	10	 
	Contra Costa

	 	April 6, 1932
	 	 	299	 	 	 	449	 
	Kern

	 	April 6, 1932
	 	 	428	 	 	 	473	 
	Solano

	 	April 6, 1932
	 	 	89	 	 	 	66	 

Sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 15, 1936
	 	 	3314	 	 	 	406	 
	Butte

	 	June 15, 1936
	 	 	167	 	 	 	1	 
	Contra Costa

	 	June 15, 1936
	 	 	418	 	 	 	12	 
	Glenn

	 	June 15, 1936
	 	 	82	 	 	 	73	 
	Kern

	 	June 15, 1936
	 	 	643	 	 	 	64	 
	Kings

	 	June 15, 1936
	 	 	151	 	 	 	241	 
	Los Angeles

	 	June 15, 1936
	 	 	14153	 	 	 	291	 
	City and County of
San Francisco

	 	June 15, 1936
	 	 	2972	 	 	 	1	 
	San Joaquin

	 	June 15, 1936
	 	 	542	 	 	 	53	 
	San Mateo

	 	June 15, 1936
	 	 	703	 	 	 	1	 
	Santa Clara

	 	June 15, 1936
	 	 	777	 	 	 	137	 
	Shasta

	 	June 15, 1936
	 	 	108	 	 	 	134	 
	Solano

	 	June 15, 1936
	 	 	161	 	 	 	1	 
	Sonoma

	 	June 15, 1936
	 	 	412	 	 	 	160	 
	Tulare

	 	June 15, 1936
	 	 	682	 	 	 	1	 
	Yuba

	 	June 15, 1936
	 	 	35	 	 	 	25	 

Seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Los Angeles

	 	May 1, 1939
	 	 	16572	 	 	 	206	 
	City and County of
San Francisco

	 	May 2, 1939
	 	 	3450	 	 	 	93	 
	San Mateo

	 	May 2, 1939
	 	 	840	 	 	 	94	 
	Sonoma

	 	May 2, 1939
	 	 	477	 	 	 	108	 
	Kern

	 	May 2, 1939
	 	 	869	 	 	 	12	 

D-2

 

Eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	November 3, 1945
	 	 	4780	 	 	 	134	 
	Butte

	 	November 2, 1945
	 	 	380	 	 	 	1	 
	Contra Costa

	 	November 3, 1945
	 	 	874	 	 	 	1	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	226	 
	Glenn

	 	November 2, 1945
	 	 	191	 	 	 	1	 
	Kern

	 	November 2, 1945
	 	 	1292	 	 	 	1	 
	Kings

	 	November 1, 1945
	 	 	342	 	 	 	21	 
	Los Angeles

	 	November 2, 1945
	 	 	22396	 	 	 	251	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	1	 
	City and County of
San Francisco

	 	November 2, 1945
	 	 	4346	 	 	 	103	 
	San Joaquin

	 	November 3, 1945
	 	 	960	 	 	 	21	 
	San Mateo

	 	November 3, 1945
	 	 	1231	 	 	 	1	 
	Santa Clara

	 	November 1, 1945
	 	 	1267	 	 	 	583	 
	Solano

	 	November 3, 1945
	 	 	344	 	 	 	6	 
	Sonoma

	 	November 3, 1945
	 	 	665	 	 	 	21	 
	Tulare

	 	November 3, 1945
	 	 	1141	 	 	 	382	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130177
	 	 	 	 
	Yuba

	 	November 3, 1945
	 	 	94	 	 	 	23	 

Ninth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	August 31, 1951
	 	 	6525	 	 	 	237	 
	Butte

	 	August 30, 1951
	 	 	603	 	 	 	1	 
	Contra Costa

	 	August 30, 1951
	 	 	1814	 	 	 	508	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	437	 
	Glenn

	 	August 30, 1951
	 	 	266	 	 	 	63	 
	Kern

	 	August 29, 1951
	 	 	1840	 	 	 	373	 
	Kings

	 	August 30, 1951
	 	 	502	 	 	 	228	 
	Los Angeles

	 	August 29, 1951
	 	 	37102	 	 	 	345	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	207	 
	City and County of
San Francisco

	 	August 30, 1951
	 	 	5773	 	 	 	355	 
	San Joaquin

	 	August 30, 1951
	 	 	1372	 	 	 	123	 
	San Mateo

	 	August 30, 1951
	 	 	2150	 	 	 	298	 
	Santa Clara

	 	August 30, 1951
	 	 	2275	 	 	 	295	 
	Solano

	 	August 31, 1951
	 	 	592	 	 	 	136	 
	Sonoma

	 	August 31, 1951
	 	 	1072	 	 	 	420	 
	Tulare

	 	August 30, 1951
	 	 	1539	 	 	 	528	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130178
	 	 	 	 
	Yuba

	 	August 31, 1951
	 	 	155	 	 	 	177	 

D-3

 

Tenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	July 10, 1953
	 	 	7078	 	 	 	451	 
	Butte

	 	July 9, 1953
	 	 	679	 	 	 	45	 
	Contra Costa

	 	July 9, 1953
	 	 	2157	 	 	 	453	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	540	 
	Glenn

	 	July 9, 1953
	 	 	297	 	 	 	139	 
	Kern

	 	July 8, 1953
	 	 	2102	 	 	 	215	 
	Kings

	 	July 9, 1953
	 	 	561	 	 	 	249	 
	Los Angeles

	 	July 8, 1953
	 	 	42134	 	 	 	371	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	314	 
	City and County of
San Francisco

	 	July 9, 1953
	 	 	6190	 	 	 	21	 
	San Joaquin

	 	July 9, 1953
	 	 	1540	 	 	 	523	 
	San Mateo

	 	July 10, 1953
	 	 	2443	 	 	 	248	 
	Santa Clara

	 	July 9, 1953
	 	 	2680	 	 	 	50	 
	Solano

	 	July 9, 1953
	 	 	677	 	 	 	4	 
	Sonoma

	 	July 10, 1953
	 	 	1218	 	 	 	348	 
	Tulare

	 	July 9, 1953
	 	 	1686	 	 	 	314	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130179
	 	 	 	 
	Yuba

	 	July 10, 1953
	 	 	181	 	 	 	1	 

Eleventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	August 20, 1954
	 	 	7404	 	 	 	181	 
	Butte

	 	August 20, 1954
	 	 	732	 	 	 	496	 
	Contra Costa

	 	August 20, 1954
	 	 	2368	 	 	 	164	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	604	 
	Glenn

	 	August 20, 1954
	 	 	314	 	 	 	369	 
	Kern

	 	August 20, 1954
	 	 	2278	 	 	 	74	 
	Kings

	 	August 20, 1954
	 	 	594	 	 	 	449	 
	Los Angeles

	 	August 19, 1954
	 	 	45365	 	 	 	64	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	377	 
	City and County of
San Francisco

	 	August 20, 1954
	 	 	6435	 	 	 	421	 
	San Joaquin

	 	August 20, 1954
	 	 	1662	 	 	 	316	 
	San Mateo

	 	August 19, 1954
	 	 	2636	 	 	 	330	 
	Santa Clara

	 	August 20, 1954
	 	 	2942	 	 	 	331	 
	Solano

	 	August 19, 1954
	 	 	728	 	 	 	10	 
	Sonoma

	 	August 20, 1954
	 	 	1290	 	 	 	234	 
	Tulare

	 	August 20, 1954
	 	 	1772	 	 	 	388	 
	Ventura

	 	November 15, 1983
	 	Document No. 130180
	 	 	 	 
	Yuba

	 	August 20, 1954
	 	 	195	 	 	 	490	 

D-4

 

Twelfth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	October 7, 1955
	 	 	7806	 	 	 	501	 
	Butte

	 	October 7, 1955
	 	 	794	 	 	 	9	 
	Contra Costa

	 	October 7, 1955
	 	 	2625	 	 	 	417	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	665	 
	Glenn

	 	October 7, 1955
	 	 	331	 	 	 	350	 
	Kern

	 	October 6, 1955
	 	 	2498	 	 	 	171	 
	Kings

	 	October 7, 1955
	 	 	628	 	 	 	1	 
	Los Angeles

	 	October 6, 1955
	 	 	49158	 	 	 	316	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	439	 
	City and County of
San Francisco

	 	October 7, 1955
	 	 	6711	 	 	 	525	 
	San Joaquin

	 	October 7, 1955
	 	 	1797	 	 	 	300	 
	San Mateo

	 	October 7, 1955
	 	 	2890	 	 	 	480	 
	Santa Clara

	 	October 7, 1955
	 	 	3299	 	 	 	406	 
	Solano

	 	October 7, 1955
	 	 	792	 	 	 	422	 
	Sonoma

	 	October 7, 1955
	 	 	1384	 	 	 	2	 
	Tulare

	 	October 7, 1955
	 	 	1864	 	 	 	548	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130181
	 	 	 	 
	Yuba

	 	October 7, 1955
	 	 	213	 	 	 	593	 

Thirteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 7, 1956
	 	 	8226	 	 	 	15	 
	Butte

	 	December 7, 1956
	 	 	859	 	 	 	117	 
	Contra Costa

	 	December 7, 1956
	 	 	2894	 	 	 	20	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	729	 
	Glenn

	 	December 7, 1956
	 	 	348	 	 	 	217	 
	Kern

	 	December 6, 1956
	 	 	2699	 	 	 	390	 
	Kings

	 	December 7, 1956
	 	 	666	 	 	 	316	 
	Los Angeles

	 	December 6, 1956
	 	 	53054	 	 	 	61	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	503	 
	City and County of
San Francisco

	 	December 10, 1956
	 	 	6970	 	 	 	41	 
	San Joaquin

	 	December 7, 1956
	 	 	1925	 	 	 	1	 
	San Mateo

	 	December 7, 1956
	 	 	3140	 	 	 	258	 
	Santa Clara

	 	December 7, 1956
	 	 	3680	 	 	 	1	 
	Solano

	 	December 7, 1956
	 	 	860	 	 	 	189	 
	Sonoma

	 	December 7, 1956
	 	 	1489	 	 	 	28	 
	Tulare

	 	December 7, 1956
	 	 	1961	 	 	 	551	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130182
	 	 	 	 
	Yuba

	 	December 7, 1956
	 	 	233	 	 	 	65	 

Fourteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	March 20, 1964
	 	Reel 1155
	 	Image 2

	Butte

	 	March 20, 1964
	 	 	1303	 	 	 	8	 
	Contra Costa

	 	March 20, 1964
	 	 	4578	 	 	 	360	 
	Fresno

	 	March 20, 1964
	 	 	4980	 	 	 	337	 

D-5

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Glenn

	 	March 20, 1964
	 	 	463	 	 	 	1	 
	Kern

	 	March 19, 1964
	 	 	3706	 	 	 	1	 
	Los Angeles

	 	March 19, 1964
	 	 	D2401	 	 	 	6	 
	Monterey

	 	March 20, 1964
	 	Reel 299
	 	 	230	 
	City and County of
San Francisco

	 	March 20, 1964
	 	 	A734	 	 	 	966	 
	San Joaquin

	 	March 20, 1964
	 	 	2801	 	 	 	126	 
	San Mateo

	 	March 19, 1964
	 	 	4670	 	 	 	563	 
	Santa Clara

	 	March 20, 1964
	 	 	6432	 	 	 	567	 
	Solano

	 	March 20, 1964
	 	 	1259	 	 	 	331	 
	Sonoma

	 	March 19, 1964
	 	 	2030	 	 	 	757	 
	Tulare

	 	March 20, 1964
	 	 	2491	 	 	 	437	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130183
	 	 	 	 
	Yuba

	 	March 20, 1964
	 	 	389	 	 	 	535	 

Fifteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	November 4, 1965
	 	 	1635	 	 	 	610	 
	Butte

	 	November 4, 1965
	 	 	1398	 	 	 	67	 
	Contra Costa

	 	November 4, 1965
	 	 	4987	 	 	 	469	 
	Fresno

	 	November 4, 1965
	 	 	5236	 	 	 	699	 
	Glenn

	 	November 4, 1965
	 	 	483	 	 	 	194	 
	Kern

	 	November 3, 1965
	 	 	3889	 	 	 	476	 
	Los Angeles

	 	November 3, 1965
	 	 	D3104	 	 	 	7	 
	Monterey

	 	November 4, 1965
	 	 	432	 	 	 	526	 
	City and County of
San Francisco

	 	November 4, 1965
	 	 	A983	 	 	 	431	 
	San Joaquin

	 	November 4, 1965
	 	 	2996	 	 	 	13	 
	San Mateo

	 	November 4, 1965
	 	 	5056	 	 	 	588	 
	Santa Clara

	 	November 4, 1965
	 	 	7166	 	 	 	234	 
	Solano

	 	November 3, 1965
	 	 	1366	 	 	 	547	 
	Sonoma

	 	November 3, 1965
	 	 	2167	 	 	 	261	 
	Tulare

	 	November 4, 1965
	 	 	2619	 	 	 	12	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130184
	 	 	 	 
	Yuba

	 	November 4, 1965
	 	 	422	 	 	 	562	 

Sixteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 2, 1966
	 	 	1881	 	 	 	788	 
	Butte

	 	December 2, 1966
	 	 	1452	 	 	 	13	 
	Contra Costa

	 	December 2, 1966
	 	 	5256	 	 	 	298	 
	Fresno

	 	December 2, 1966
	 	 	5383	 	 	 	432	 
	Glenn

	 	December 2, 1966
	 	 	495	 	 	 	555	 
	Kern

	 	December 1, 1966
	 	 	3999	 	 	 	845	 
	Los Angeles

	 	December 1, 1966
	 	 	D3496	 	 	 	236	 
	Monterey

	 	December 2, 1966
	 	 	485	 	 	 	472	 
	City and County of
San Francisco

	 	December 2, 1966
	 	 	B101	 	 	 	10	 
	San Joaquin

	 	December 2, 1966
	 	 	3090	 	 	 	511	 

D-6

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	San Mateo

	 	December 2, 1966
	 	 	5244	 	 	 	411	 
	Santa Clara

	 	December 2, 1966
	 	 	7579	 	 	 	440	 
	Solano

	 	December 1, 1966
	 	 	1429	 	 	 	482	 
	Sonoma

	 	December 1, 1966
	 	 	2243	 	 	 	434	 
	Tulare

	 	December 2, 1966
	 	 	2686	 	 	 	249	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130185
	 	 	 	 
	Yuba

	 	December 2, 1966
	 	 	443	 	 	 	434	 

Seventeenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	April 2, 1968
	 	 	2154	 	 	 	273	 
	Butte

	 	April 2, 1968
	 	 	1511	 	 	 	632	 
	Contra Costa

	 	April 2, 1968
	 	 	5593	 	 	 	177	 
	Fresno

	 	April 3, 1968
	 	 	5554	 	 	 	654	 
	Glenn

	 	April 2, 1968
	 	 	507	 	 	 	326	 
	Kern

	 	April 3, 1968
	 	 	4147	 	 	 	264	 
	Los Angeles

	 	April 2, 1968
	 	 	D3959	 	 	 	10	 
	Monterey

	 	April 2, 1968
	 	 	551	 	 	 	580	 
	City and County of
San Francisco

	 	April 2, 1968
	 	 	B230	 	 	 	362	 
	San Joaquin

	 	April 2, 1968
	 	 	3199	 	 	 	132	 
	San Mateo

	 	April 2, 1968
	 	 	5453	 	 	 	1	 
	Santa Clara

	 	April 2, 19688076
	 	 	99	 	 	 	 	 
	Solano

	 	April 1, 1968
	 	 	1501	 	 	 	35	 
	Sonoma

	 	April 3, 1968
	 	 	2323	 	 	 	446	 
	Tulare

	 	April 3, 1968
	 	 	2773	 	 	 	415	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130186
	 	 	 	 
	Yuba

	 	April 2, 1968
	 	 	465	 	 	 	122	 

Eighteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	April 3, 1970
	 	 	2592	 	 	 	708	 
	Butte

	 	April 6, 1970
	 	 	1608	 	 	 	505	 
	Contra Costa

	 	April 3, 1970
	 	 	6099	 	 	 	58	 
	Fresno

	 	April 3, 1970
	 	 	5775	 	 	 	371	 
	Glenn

	 	April 6, 1970
	 	 	524	 	 	 	168	 
	Kern

	 	April 3, 1970
	 	 	4384	 	 	 	72	 
	Los Angeles

	 	April 6, 1970
	 	 	D4677	 	 	 	518	 
	Monterey

	 	April 6, 1970
	 	 	645	 	 	 	921	 
	City and County of
San Francisco

	 	April 6, 1970
	 	 	B414	 	 	 	258	 
	San Joaquin

	 	April 3, 1970
	 	 	3381	 	 	 	569	 
	San Mateo

	 	April 3, 1970
	 	 	5766	 	 	 	1	 
	Santa Clara

	 	April 3, 1970
	 	 	8878	 	 	 	585	 
	Solano

	 	April 3, 1970
	 	 	1618	 	 	 	477	 
	Sonoma

	 	April 3, 1970
	 	 	2453	 	 	 	531	 
	Tulare

	 	April 3, 1970
	 	 	2889	 	 	 	894	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130187
	 	 	 	 
	Yuba

	 	April 6, 1970
	 	 	497	 	 	 	84	 

D-7

 

Nineteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 10, 1970
	 	 	2632	 	 	 	835	 
	Butte

	 	June 11, 1970
	 	 	1618	 	 	 	2	 
	Contra Costa

	 	June 10, 1970
	 	 	6146	 	 	 	1	 
	Fresno

	 	June 10, 1970
	 	 	5793	 	 	 	233	 
	Glenn

	 	June 11, 1970
	 	 	526	 	 	 	170	 
	Kern

	 	June 9, 1970
	 	 	4405	 	 	 	724	 
	Los Angeles

	 	June 10, 1970
	 	 	D4736	 	 	 	731	 
	Monterey

	 	June 10, 1970
	 	 	653	 	 	 	890	 
	City and County of
San Francisco

	 	June 11, 1970
	 	 	B430	 	 	 	928	 
	San Joaquin

	 	June 10, 1970
	 	 	3402	 	 	 	124	 
	San Mateo

	 	June 10, 1970
	 	 	5792	 	 	 	57	 
	Santa Clara

	 	June 11, 1970
	 	 	8949	 	 	 	586	 
	Solano

	 	June 10, 1970
	 	 	1629	 	 	 	158	 
	Sonoma

	 	June 10, 1970
	 	 	2465	 	 	 	923	 
	Tulare

	 	June 10, 1970
	 	 	2898	 	 	 	231	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130188
	 	 	 	 
	Yuba

	 	June 11, 1970
	 	 	500	 	 	 	77	 

Twentieth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	April 2, 1971
	 	 	2820	 	 	 	92	 
	Butte

	 	April 2, 1971
	 	 	1667	 	 	 	102	 
	Contra Costa

	 	April 2, 1971
	 	 	6351	 	 	 	138	 
	Fresno

	 	April 2, 1971
	 	 	5880	 	 	 	820	 
	Glenn

	 	April 2, 1971
	 	 	533	 	 	 	530	 
	Kern

	 	April 1, 1971
	 	 	4509	 	 	 	30	 
	Los Angeles

	 	April 1, 1971
	 	 	D5014	 	 	 	368	 
	Monterey

	 	April 2, 1971
	 	 	695	 	 	 	719	 
	City and County of
San Francisco

	 	April 5, 1971
	 	 	B507	 	 	 	812	 
	San Joaquin

	 	April 5, 1971
	 	 	3509	 	 	 	305	 
	San Mateo

	 	April 2, 1971
	 	 	5919	 	 	 	363	 
	Santa Clara

	 	April 2, 1971
	 	 	9278	 	 	 	182	 
	Solano

	 	April 5, 1971
	 	 	1677	 	 	 	384	 
	Sonoma

	 	April 2, 1971
	 	 	2524	 	 	 	671	 
	Tulare

	 	April 2, 1971
	 	 	2959	 	 	 	373	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130189
	 	 	 	 
	Yuba

	 	April 2, 1971
	 	 	513	 	 	 	81	 

Twenty-first Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 14, 1972
	 	 	3298	 	 	 	449	 
	Butte

	 	December 14, 1972
	 	 	1805	 	 	 	96	 

D-8

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	Contra Costa

	 	December 14, 1972
	 	 	6821	 	 	 	129	 
	Fresno

	 	December 14, 1972
	 	 	6104	 	 	 	2	 
	Glenn

	 	December 14, 1972
	 	 	554	 	 	 	371	 
	Kern

	 	December 15, 1972
	 	 	4757	 	 	 	356	 
	Los Angeles

	 	December 14, 1972
	 	 	D5698	 	 	 	815	 
	Monterey

	 	December 14, 1972
	 	 	815	 	 	 	838	 
	City and County of
San Francisco

	 	December 14, 1972
	 	 	B708	 	 	 	675	 
	San Joaquin

	 	December 14, 1972
	 	 	3718	 	 	 	161	 
	San Mateo

	 	December 14, 1972
	 	 	6289	 	 	 	367	 
	Santa Clara

	 	December 14, 1972
	 	 	0154	 	 	 	435	 
	Solano

	 	December 15, 1972
	 	 	1795	 	 	 	147	 
	Sonoma

	 	December 14, 1972
	 	 	2719	 	 	 	547	 
	Tulare

	 	December 14, 1972
	 	 	3075	 	 	 	674	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130190
	 	 	 	 
	Yuba

	 	December 14, 1972
	 	 	546	 	 	 	360	 

Twenty-second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 27, 1972
	 	 	3306	 	 	 	930	 
	Butte

	 	December 27, 1972
	 	 	1807	 	 	 	385	 
	Contra Costa

	 	December 27, 1972
	 	 	6829	 	 	 	150	 
	Fresno

	 	December 27, 1972
	 	 	6108	 	 	 	355	 
	Glenn

	 	December 27, 1972
	 	 	555	 	 	 	69	 
	Kern

	 	December 29, 1972
	 	 	4762	 	 	 	140	 
	Los Angeles

	 	December 27, 1972
	 	 	D5710	 	 	 	690	 
	Monterey

	 	December 27, 1972
	 	 	818	 	 	 	40	 
	City and County of
San Francisco

	 	December 27, 1972
	 	 	B712	 	 	 	707	 
	San Joaquin

	 	December 27, 1972
	 	 	3721	 	 	 	317	 
	San Mateo

	 	December 27, 1972
	 	 	6296	 	 	 	114	 
	Santa Clara

	 	December 27, 1972
	 	 	0171	 	 	 	29	 
	Solano

	 	December 29, 1972
	 	 	1797	 	 	 	530	 
	Sonoma

	 	December 27, 1972
	 	 	2722	 	 	 	782	 
	Tulare

	 	December 27, 1972
	 	 	3078	 	 	 	118	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130191
	 	 	 	 
	Yuba

	 	December 27, 1972
	 	 	547	 	 	 	158	 

Twenty-third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 27, 1972
	 	 	3307	 	 	 	1	 
	Butte

	 	December 27, 1972
	 	 	1807	 	 	 	433	 
	Contra Costa

	 	December 27, 1972
	 	 	6829	 	 	 	197	 
	Fresno

	 	December 27, 1972
	 	 	6108	 	 	 	307	 
	Glenn

	 	December 27, 1972
	 	 	555	 	 	 	116	 
	Kern

	 	December 27, 1972
	 	 	4762	 	 	 	187	 
	Los Angeles

	 	December 27, 1972
	 	 	D5710	 	 	 	737	 
	Monterey

	 	December 27, 1972
	 	 	818	 	 	 	87	 

D-9

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	City and County of
San Francisco

	 	December 27, 1972
	 	 	B712	 	 	 	733	 
	San Joaquin

	 	December 27, 1972
	 	 	3721	 	 	 	269	 
	San Mateo

	 	December 27, 1972
	 	 	6296	 	 	 	161	 
	Santa Clara

	 	December 27, 1972
	 	 	0171	 	 	 	76	 
	Solano

	 	December 27, 1972
	 	 	1797	 	 	 	577	 
	Sonoma

	 	December 27, 1972
	 	 	2722	 	 	 	830	 
	Tulare

	 	December 27, 1972
	 	 	3078	 	 	 	165	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130192
	 	 	 	 
	Yuba

	 	December 27, 1972
	 	 	547	 	 	 	205	 

Twenty-fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	March 22, 1974
	 	 	3635	 	 	 	156	 
	Butte

	 	March 22, 1974
	 	 	1896	 	 	 	665	 
	Contra Costa

	 	March 22, 1974
	 	 	7183	 	 	 	54	 
	Fresno

	 	March 22, 1974
	 	 	6279	 	 	 	513	 
	Glenn

	 	March 22, 1974
	 	 	570	 	 	 	163	 
	Kern

	 	March 22, 1974
	 	 	4832	 	 	 	519	 
	Los Angeles

	 	March 22, 1974
	 	 	D6209	 	 	 	133	 
	Monterey

	 	March 22, 1974
	 	 	902	 	 	 	1	 
	City and County of
San Francisco

	 	March 22, 1974
	 	 	B866	 	 	 	907	 
	San Joaquin

	 	March 22, 1974
	 	 	3856	 	 	 	1	 
	San Mateo

	 	March 22, 1974
	 	 	6574	 	 	 	611	 
	Santa Clara

	 	March 22, 1974
	 	 	815	 	 	 	125	 
	Solano

	 	March 22, 1974
	 	 	1974	 	 	 	11482	 
	Sonoma

	 	March 22, 1974
	 	 	2847	 	 	 	542	 
	Tulare

	 	March 22, 1974
	 	 	3166	 	 	 	315	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130193
	 	 	 	 
	Yuba

	 	March 22, 1974
	 	 	571	 	 	 	423	 

Twenty-fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 20, 1975
	 	 	4007	 	 	 	676	 
	Butte

	 	June 20, 1975
	 	 	1995	 	 	 	455	 
	Contra Costa

	 	June 20, 1975
	 	 	7543	 	 	 	54	 
	Fresno

	 	June 20, 1975
	 	 	6447	 	 	 	21	 
	Glenn

	 	June 20, 1975
	 	 	587	 	 	 	128	 
	Kern

	 	June 20, 1975
	 	 	4901	 	 	 	154	 
	Los Angeles

	 	June 20, 1975
	 	 	D6698	 	 	 	184	 
	Monterey

	 	June 20, 1975
	 	 	985	 	 	 	335	 
	City and County of
San Francisco

	 	June 20, 1975
	 	 	C30	 	 	 	188	 
	San Joaquin

	 	June 20, 1975
	 	 	3996	 	 	 	258	 
	San Mateo

	 	June 20, 1975
	 	 	6872	 	 	 	1	 
	Santa Clara

	 	June 20, 1975
	 	 	B474	 	 	 	219	 
	Solano

	 	June 20, 1975
	 	 	1975	 	 	 	25377	 
	Sonoma

	 	June 20, 1975
	 	 	2970	 	 	 	761	 
	Tulare

	 	June 20, 1975
	 	 	3249	 	 	 	11	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130195
	 	 	 	 
	Yuba

	 	June 20, 1975
	 	 	595	 	 	 	695	 

D-10

 

Twenty-sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 10, 1976
	 	 	4397	 	 	 	342	 
	Butte

	 	June 10, 1976
	 	 	2077	 	 	 	441	 
	Contra Costa

	 	June 10, 1976
	 	 	7896	 	 	 	746	 
	Fresno

	 	June 11, 1976
	 	 	6608	 	 	 	364	 
	Glenn

	 	June 10, 1976
	 	 	600	 	 	 	137	 
	Kern

	 	June 11, 1976
	 	 	4960	 	 	 	1166	 
	Los Angeles

	 	June 10, 1976
	 	 	10257	 	 	 	734	 
	Monterey

	 	June 10, 1976
	 	 	1060	 	 	 	798	 
	City and County of
San Francisco

	 	June 10, 1976
	 	 	C184	 	 	 	1	 
	San Joaquin

	 	June 10, 1976
	 	 	4136	 	 	 	42	 
	San Mateo

	 	June 10, 1976
	 	 	7151	 	 	 	667	 
	Santa Clara

	 	June 10, 1976
	 	 	C073	 	 	 	688	 
	Solano

	 	June 10, 1976
	 	 	1976	 	 	 	31463	 
	Sonoma

	 	June 10, 1976
	 	 	3089	 	 	 	913	 
	Tulare

	 	June 10, 1976
	 	 	3326	 	 	 	626	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130195
	 	 	 	 
	Yuba

	 	June 10, 1976
	 	 	616	 	 	 	512	 

Twenty-seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	March 24, 1978
	 	 	5312	 	 	 	57	 
	Butte

	 	March 24, 1978
	 	 	2268	 	 	 	279	 
	Fresno

	 	March 27, 1978
	 	 	6997	 	 	 	25	 
	Glenn

	 	March 24, 1978
	 	 	626	 	 	 	594	 
	Kern

	 	March 24, 1978
	 	 	5098	 	 	 	1124	 
	Los Angeles

	 	March 24, 1978
	 	Doc. No. 78-310554
	 	 	 	 
	Monterey

	 	March 24, 1978
	 	 	1227	 	 	 	755	 
	City and County of
San Francisco

	 	March 24, 1978
	 	 	C538	 	 	 	664	 
	San Joaquin

	 	March 27, 1978
	 	 	4377	 	 	 	286	 
	San Mateo

	 	March 24, 1978
	 	 	7728	 	 	 	715	 
	Santa Clara

	 	March 24, 1978
	 	 	D549	 	 	 	102	 
	Solano

	 	March 24, 1978
	 	 	21803	 	 	 	73	 
	Sonoma

	 	March 24, 1978
	 	 	3371	 	 	 	634	 
	Tulare

	 	March 27, 1978
	 	 	3315	 	 	 	618	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130196
	 	 	 	 
	Yuba

	 	March 24, 1978
	 	 	662	 	 	 	589	 

D-11

 

Twenty-eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	August 28, 1978
	 	 	5551	 	 	 	62	 
	Butte

	 	August 28, 1978
	 	 	2318	 	 	 	170	 
	Fresno

	 	August 28, 1978
	 	 	7107	 	 	 	2	 
	Glenn

	 	August 28, 1978
	 	 	633	 	 	 	666	 
	Kern

	 	August 28, 1978
	 	 	5135	 	 	 	674	 
	Los Angeles

	 	August 28, 1978
	 	Doc. No. 78-951209
	 	 	 	 
	Monterey

	 	August 28, 1978
	 	 	1270	 	 	 	1030	 
	City and County of
San Francisco

	 	August 28, 1978
	 	 	C631	 	 	 	740	 
	San Joaquin

	 	August 28, 1978
	 	 	4442	 	 	 	141	 
	San Mateo

	 	August 28, 1978
	 	 	7774	 	 	 	1709	 
	Santa Clara

	 	August 28, 1978
	 	 	D914	 	 	 	715	 
	Solano

	 	August 28, 1978
	 	 	71420	 	 	 	 	 
	Sonoma

	 	August 28, 1978
	 	 	3445	 	 	 	337	 
	Tulare

	 	August 28, 1978
	 	 	3566	 	 	 	14	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130197
	 	 	 	 
	Yuba

	 	August 28, 1978
	 	 	675	 	 	 	331	 

Twenty-ninth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 
	Alameda
	 	March 28, 1980	 	80-055698	 	 
	Butte
	 	March 28, 1980	 	2500	 	503
	Fresno
	 	March 31, 1980	 	7494	 	230
	Glenn
	 	March 31, 1980	 	663	 	509
	Kern
	 	March 28, 1980	 	5275	 	818
	Los Angeles
	 	March 31, 1980	 	Doc. No. 80-318971	 	 
	Monterey
	 	March 31, 1980	 	1399	 	636
	City and County of
San Francisco
	 	March 28, 1980	 	C970	 	327
	San Joaquin
	 	March 31, 1980	 	80020795	 	 
	San Mateo
	 	March 28, 1980	 	7948	 	1952
	Santa Clara
	 	March 28, 1980	 	F233	 	366
	Solano
	 	March 28, 1980	 	23159	 	 
	Sonoma
	 	March 28, 1980	 	80-18782	 	 
	Tulare
	 	March 31, 1980	 	3753	 	500
	Ventura
	 	November 15, 1983	 	Doc. No. 130198	 	 
	Yuba
	 	March 28, 1980	 	722	 	625

Thirtieth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	January 2, 1981	 	81-000002	 	 
	Butte
	 	January 2, 1981	 	81-113	 	2583-250
	Fresno
	 	January 2, 1981	 	401	 	7651-362
	Glenn
	 	January 2, 1981	 	0023	 	678-226
	Kern
	 	January 5, 1981	 	000286	 	5342-1512
	Los Angeles
	 	January 2, 1981	 	81-2293	 	 
	Monterey
	 	January 2, 1981	 	G00066	 	1456-551

D-12

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	City and County of
San Francisco
	 	December 31, 1980	 	D044298	 	D127-551
	San Joaquin
	 	January 2, 1981	 	81000191	 	 
	San Mateo
	 	January 2, 1981	 	0507AS	 	 
	Santa Clara
	 	January 2, 1981	 	6941984	 	F825-269
	Solano
	 	January 2, 1981	 	60 Pg. 90-156	 	 
	Sonoma
	 	January 2, 1981	 	81-000131	 	 
	Tulare
	 	January 2, 1981	 	189	 	3828-412
	Ventura
	 	November 15, 1983	 	130199	 	 
	Yuba
	 	January 2, 1981	 	7644	 	743-99

Thirty-first Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	May 4, 1982	 	82-064230	 	 
	Butte
	 	May 4, 1982	 	82-12318	 	2715-529
	Fresno
	 	May 3, 1982	 	37212	 	7901-572
	Glenn
	 	May 4, 1982	 	1908	 	704-299
	Kern
	 	May 3, 1982	 	40614	 	5456-1478
	Los Angeles
	 	May 3, 1982	 	82-445736	 	 
	Monterey
	 	May 3, 1982	 	G17137	 	1549-234
	City and County of
San Francisco
	 	May 3, 1982	 	D198127	 	D392-276
	San Joaquin
	 	May 4, 1982	 	82022803	 	 
	San Mateo
	 	May 3, 1982	 	82035410	 	 
	Santa Clara
	 	May 3, 1982	 	7353398	 	 
	Solano
	 	May 3, 1982	 	15522	 	Pg. 26792
	Sonoma
	 	May 3, 1982	 	82-23083	 	 
	Tulare
	 	May 3, 1982	 	19242	 	3961-163
	Ventura
	 	November 15, 1983	 	130200	 	 
	Yuba
	 	May 3, 1982	 	10984	 	775-263

Thirty-second Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	October 13, 1983	 	83-191597	 	 
	Butte
	 	October 13, 1983	 	83-34081	 	2874-684
	Fresno
	 	October 13, 1983	 	83095135	 	 
	Glenn
	 	October 13, 1983	 	4435	 	733-446
	Kern
	 	October 13, 1983	 	041161	 	5597-658
	Los Angeles
	 	October 13, 1983	 	83-1208172	 	 
	Monterey
	 	October 13, 1983	 	G46236	 	1674-1194
	City and County of
San Francisco
	 	October 13, 1983	 	D408975	 	 
	San Joaquin
	 	October 13, 1983	 	83074718	 	 
	San Mateo
	 	October 13, 1983	 	83112077	 	 
	Santa Clara
	 	October 13, 1983	 	780561	 	H980-717
	Solano
	 	October 13, 1983	 	45171	 	Pg 85369
	Sonoma
	 	October 13, 1983	 	83069362	 	 
	Tulare
	 	October 13, 1983	 	51515	 	4120-726
	Ventura
	 	October 13, 1983	 	117059	 	 
	Ventura re-recorded
	 	November 15, 1983	 	130202	 	 
	Yuba
	 	October 13, 1983	 	3764	 	810-614

D-13

 

Thirty-third Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	September 13, 1988	 	88-232083	 	 
	Butte
	 	September 13, 1988	 	88-031123	 	 
	Fresno
	 	September 13, 1988	 	88101543	 	 
	Glenn
	 	September 13, 1988	 	88-4023	 	 
	Kern
	 	September 13, 1988	 	31355	 	6162-1754
	Los Angeles
	 	September 13, 1988	 	88-1464893	 	 
	Monterey
	 	September 13, 1988	 	47561	 	2273-660
	City and
County of San Francisco
	 	September 13, 1988	 	E243818	 	 
	San Joaquin
	 	September 13, 1988	 	88077190	 	 
	San Mateo
	 	September 13, 1988	 	88120443	 	 
	Santa Clara
	 	September 13, 1988	 	9833944	 	 
	Solano
	 	September 13, 1988	 	54422	 	1988-117737
	Sonoma
	 	September 13, 1988	 	88-77182	 	 
	Tulare
	 	September 13, 1988	 	58120	 	4745-662
	Ventura
	 	September 13, 1988	 	88-133327	 	 
	Yuba
	 	September 13, 1988	 	2818	 	 

Thirty-fourth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	December 20, 1990	 	90-332019	 	 
	Butte
	 	December 20, 1990	 	90-054231	 	 
	Fresno
	 	December 20, 1990	 	90155101	 	 
	Glenn
	 	December 21, 1990	 	90-6395	 	 
	Kern
	 	December 20, 1990	 	85807	 	6468-709
	Los Angeles
	 	December 20, 1990	 	90-2094360	 	 
	Monterey
	 	December 20, 1990	 	73725	 	2589-678
	City and County of
San Francisco
	 	December 20, 1990	 	E836831	 	F276-480
	San Joaquin
	 	December 20, 1990	 	90122496	 	 
	San Mateo
	 	December 20, 1990	 	90165083	 	 
	Santa Clara
	 	December 21, 1990	 	10758142	 	 
	Solano
	 	December 20, 1990	 	99015	 	1990
	Sonoma
	 	December 20, 1990	 	90-122784	 	 
	Tulare
	 	December 20, 1990	 	83069	 	 
	Ventura
	 	December 20, 1990	 	90-187399	 	 
	Yuba
	 	December 20, 1990	 	90-14553	 	 

Thirty-fifth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	November 3, 1992	 	92-358477	 	 
	Butte
	 	November 3, 1992	 	92-050443	 	 

D-14

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Fresno
	 	November 3, 1992	 	92167544	 	 
	Glenn
	 	November 3, 1992	 	92-5920	 	 
	Kern
	 	November 3, 1992	 	167635	 	6757-1488
	Los Angeles
	 	November 3, 1992	 	92-2022769	 	 
	Monterey
	 	November 3, 1992	 	78604	 	2867-956
	City and County of
San Francisco
	 	November 3, 1992	 	F237077	 	 
	San Joaquin
	 	November 2, 1992	 	92127961	 	 
	San Mateo
	 	November 3, 1992	 	92180648	 	 
	Santa Clara
	 	November 3, 1992	 	11617179	 	 
	Solano
	 	November 3, 1992	 	101527	 	 
	Sonoma
	 	November 3, 1992	 	1992-137370	 	 
	Tulare
	 	November 3, 1992	 	92-081425	 	 
	Ventura
	 	November 3, 1992	 	92-198950	 	 
	Yuba
	 	November 3, 1992	 	92-13796	 	 

Thirty-sixth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	June 9, 1993	 	93-203153	 	 
	Butte
	 	June 9, 1993	 	93-023408	 	 
	Fresno
	 	June 9, 1993	 	93086809	 	 
	Glenn
	 	June 10, 1993	 	93-2925	 	 
	Kern
	 	June 9, 1993	 	82236	 	6859-1043
	Los Angeles
	 	June 9, 1993	 	93-1098735	 	 
	Monterey
	 	June 9, 1993	 	38484	 	 
	City and County of
San Francisco
	 	June 9, 1993	 	F371252	 	F896-0727
	San Joaquin
	 	June 9, 1993	 	93067318	 	 
	San Mateo
	 	June 9, 1993	 	93094357	 	 
	Santa Clara
	 	June 9, 1993	 	11944269	 	 
	Solano
	 	June 9, 1993	 	93-51895	 	 
	Sonoma
	 	June 9, 1993	 	93-71358	 	 
	Tulare
	 	June 9, 1993	 	93-040396	 	 
	Ventura
	 	June 9, 1993	 	93-104242	 	 
	Yuba
	 	June 9, 1993	 	93-06640	 	 

Thirty-seventh Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	September 28, 1993	 	93342967	 	 
	Butte
	 	September 28, 1993	 	93-041800	 	 
	Fresno
	 	September 28, 1993	 	93148269	 	 
	Glenn
	 	September 28, 1993	 	93-5140	 	 
	Kern
	 	September 28, 1993	 	140436	 	6915-188
	Los Angeles
	 	September 28, 1993	 	93-1891500	 	 
	Monterey
	 	September 28, 1993	 	66464	 	 
	City and County of
San Francisco
	 	September 28, 1993	 	F456929	 	F973-511
	San Joaquin
	 	September 28, 1993	 	93111959	 	 
	San Mateo
	 	September 28, 1993	 	93164391	 	 

D-15

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Santa Clara
	 	September 28, 1993	 	12128051	 	 
	Solano
	 	September 28, 1993	 	93-88880	 	1993
	Sonoma
	 	September 28, 1993	 	93-121864	 	 
	Tulare
	 	September 28, 1993	 	93-069108A	 	 
	Ventura
	 	September 28, 1993	 	93-181168	 	 
	Yuba
	 	September 28, 1993	 	93-11284	 	 

Thirty-eighth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	November 2, 1993	 	93390873	 	 
	Butte
	 	November 2, 1993	 	93-048806	 	 
	Fresno
	 	November 2, 1993	 	93170561	 	 
	Glenn
	 	November 2, 1993	 	93-5825	 	 
	Kern
	 	November 2, 1993	 	162046	 	6935-2210
	Lake
	 	March 19, 2009	 	2009004258	 	 
	Los Angeles
	 	November 2, 1993	 	93-2143052	 	 
	Monterey
	 	November 2, 1993	 	77734	 	 
	City and County of
San Francisco
	 	November 2, 1993	 	F477371	 	F997-0471
	San Joaquin
	 	November 2, 1993	 	93129084	 	 
	San Mateo
	 	November 2, 1993	 	93188734	 	 
	Santa Clara
	 	November 2, 1993	 	12188841	 	 
	Solano
	 	November 2, 1993	 	1993-104293	 	1993
	Sonoma
	 	November 2, 1993	 	93-140937	 	 
	Tulare
	 	November 2, 1993	 	93-078948A	 	 
	Ventura
	 	November 2, 1993	 	92-208807	 	 
	Yuba
	 	November 2, 1993	 	93-12958	 	 

Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Marin
	 	March 30, 2009	 	2009-0015722	 	 

Thirty-ninth
Supplemental Indenture, Fortieth Supplemental Indenture and Forty-first Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	Alameda

	 	On or about the date hereof	 	 	 	 
	Butte

	 	On or about the date hereof	 	 	 	 
	Fresno

	 	On or about the date hereof	 	 	 	 
	Glenn

	 	On or about the date hereof	 	 	 	 
	Kern

	 	On or about the date hereof	 	 	 	 
	Lake

	 	On or about the date hereof	 	 	 	 
	Los Angeles

	 	On or about the date hereof	 	 	 	 
	Marin

	 	On or about the date hereof	 	 	 	 
	Monterey

	 	On or about the date hereof	 	 	 	 
	San Joaquin

	 	On or about the date hereof	 	 	 	 
	San Mateo

	 	On or about the date hereof	 	 	 	 
	Santa Clara

	 	On or about the date hereof	 	 	 	 
	Solano

	 	On or about the date hereof	 	 	 	 
	Sonoma

	 	On or about the date hereof	 	 	 	 
	Tulare

	 	On or about the date hereof	 	 	 	 
	Ventura

	 	On or about the date hereof	 	 	 	 
	Yuba

	 	On or about the date hereof	 	 	 	 

D-16exv4w9

Exhibit 4.9

 

 

5.29% First Mortgage Bonds due 2022, Series GGG

Supplemental Mortgage of Chattels

and

Trust Indenture

(Forty-Ninth Supplemental Indenture)

 

CALIFORNIA WATER SERVICE COMPANY

to

U.S. BANK NATIONAL ASSOCIATION

as

Trustee

 

Dated as of

 

 

 

 

TABLE OF CONTENTS

	 	 	 	 	 
	 	 	Page	 
	ARTICLE I DEFINITIONS
	 	 	4	 
	SECTION 1.01 DEFINITIONS
	 	 	4	 
	ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE SERIES GGG BONDS
	 	 	5	 
	SECTION 2.01. Designation of Series GGG Bonds
	 	 	5	 
	SECTION 2.02. Aggregate Principal Amount
	 	 	5	 
	SECTION 2.03. Form; Payment of Interest and Principal on
Series GGG Bonds
	 	 	6	 
	ARTICLE III OPTIONAL REDEMPTION
	 	 	6	 
	SECTION 3.01. Optional Redemption with Premium
	 	 	6	 
	SECTION 3.02. Optional Redemption at Par in Event of Condemnation
	 	 	6	 
	SECTION
3.03. Pro Rata Redemption
	 	 	6	 
	ARTICLE IV MISCELLANEOUS
	 	 	9	 
	SECTION 4.01. Notice
	 	 	9	 
	SECTION 4.02. Amendment and Supplement
	 	 	9	 
	SECTION 4.03. Conflicts
	 	 	9	 
	SECTION 4.04. Governing Law
	 	 	9	 
	SECTION 4.05. Counterparts
	 	 	9	 
	SECTION 4.06. Ratification
	 	 	9	 
	SECTION 4.07. Severability
	 	 	9	 

	 	 	 	 	 
	Exhibits	 	 	 	 
	EXHIBIT A

	 	—
	 	FORM OF SERIES GGG BONDS
	EXHIBIT B

	 	—
	 	RECORDATION OF RESIGNATIONS

i

 

	 	 	 	 	 
	EXHIBIT C

	 	—
	 	RECORDATION OF FIRST THROUGH FORTY-EIGHTH SUPPLEMENTAL INDENTURES
	EXHIBIT D

	 	—
	 	FORM OF PARENT GUARANTEE

ii

 

FORTY-NINTH SUPPLEMENTAL MORTGAGE OF CHATTELS and TRUST INDENTURE (this “Supplemental Indenture”)
dated as of      , between CALIFORNIA WATER SERVICE COMPANY, a California corporation (the
“Company”), and U.S. Bank National Association, as trustee (the “Trustee”), having its Corporate
Trust Office at One California Street, Suite 2100, San Francisco, CA 94111.

RECITALS

     WHEREAS, the Company heretofore made, executed and delivered the Indenture from California
Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings
Bank, as Trustees, dated as of the 1st day of April, 1928, (the “Original Base Indenture”), and the
Original Base Indenture has been recorded in the Office of the Recorders of the following counties
and city and county of the State of California on the respective dates and in the respective books
of record hereafter set forth:

	 	 	 	 	 	 	 	 	 	 	 
	County of	 	Date of	 	Volume of Official Records	 	Page at Which
	City and County	 	Recordation	 	(except as noted)	 	Record Commences
	 	 	 	 	 	 	 	 	 	 	 
	Contra Costa

	 	May 2, 1928
	 	 	141	 	 	 	7	 
	City and County of
San Francisco

	 	May 3, 1928
	 	 	1637	 	 	 	346	 
	Glenn

	 	May 2, 1928
	 	62

(Book of Mortgages)
	 	 	190	 
	Kings

	 	January 7, 1929
	 	 	40	 	 	 	348	 
	San Joaquin

	 	May 2, 1928
	 	 	243	 	 	 	295	 
	Solano

	 	May 2, 1928
	 	 	14	 	 	 	7	 
	Tulare

	 	May 3, 1928
	 	 	260	 	 	 	11	 
	Alameda

	 	May 2, 1928
	 	 	1877	 	 	 	35	 
	Sonoma

	 	May 2, 1928
	 	 	196	 	 	 	136	 
	Los Angeles

	 	May 4, 1928
	 	 	7105	 	 	 	102	 
	Butte

	 	May 2, 1928
	 	116

(Book of Mortgages)
	 	 	106	 
	Kern

	 	May 3, 1928
	 	 	249	 	 	 	1	 
	Shasta

	 	May 2, 1928
	 	 	38	 	 	 	80	 
	Fresno

	 	May 2, 1928
	 	 	894	 	 	 	32	 
	San Mateo

	 	January 20,1939
	 	 	837	 	 	 	16	 
	Yuba

	 	September 12, 1942
	 	 	69	 	 	 	291	 
	Santa Clara

	 	November 2, 1945
	 	 	1305	 	 	 	286	 
	Monterey

	 	February 21, 1962
	 	Serial No. 6604
	 	 	 	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130176; and
	 	 	 	 

     WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First
National Bank of Los Angeles and later to Security First National Bank and later to
Security-Pacific National Bank; and

     WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank
subsequently merged into Wells Fargo Bank, National Association; and

     WHEREAS, by instrument entitled “Resignations of Wells Fargo Bank, National Association as
Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance
of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage
of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified
from California Water Service Company” dated as of August 1, 1983, recorded in the offices of the
Recorders of those counties and city and county

1

 

of the State of California on the respective dates
and in the respective books of record and/or as the respective document numbers set forth in
EXHIBIT B, which is annexed hereto and hereby made a part hereof, (a) Wells Fargo
Bank, National Association, resigned as authenticating trustee under the Original Base
Indenture, as theretofore supplemented, amended and modified by the First through Thirty-First
Supplemental Indentures, effective August 1, 1983, (b) the Company appointed Bank of America
National Trust and Savings Association as successor authenticating trustee to Wells Fargo Bank,
National Association, effective August 1, 1983, (c) Bank of America National Trust and Savings
Association accepted such appointment as authenticating trustee under the Original Base Indenture,
as theretofore supplemented, amended and modified by the First through Thirty-First Supplemental
Indentures, effective August 1, 1983, (d) Security Pacific National Bank resigned as trustee under
the Original Base Indenture, as theretofore supplemented, amended and modified by the First through
Thirty-First Supplemental Indentures, effective August 1, 1983, (e) the Company appointed no
successor trustee to said Security Pacific National Bank, (f) Bank of America National Trust and
Savings Association as of August 1, 1983 became fully vested with all the estates, properties,
rights powers trusts, duties and obligations of Wells Fargo Bank, National Association and Security
Pacific National Bank, as trustees under the Original Base Indenture, as theretofore supplemented,
amended and modified by the First through Thirty-First Supplemental Indentures, with like effect as
if originally named as trustee therein, (g) Bank of America National Trust and Savings Association
resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and
modified by First through Thirty-First Supplemental Indentures, effective December 15, 1995, (h)
the Company appointed, with the concurrence of a majority of the Holders, First Trust, a subsidiary
of First Trust Bank System of Minneapolis, as successor trustee to Bank of America National Trust
and Savings Association, effective December 15, 1995, (i) First Trust, a subsidiary of First Trust
Bank System of Minneapolis, accepted such appointment as trustee under the Original Base Indenture,
as supplemented, amended and modified by the First through Thirty-eighth Supplemental Indentures,
(j) First Trust Bank System of Minneapolis merged with U. S. Bank Trust National Association,
effective August 1, 1997; as a result of said merger, the corporate name became U. S. Bank Trust
National Association, effective March 30, 1998, (k) effective January 10, 2002, U. S. Bank Trust
National Association merged into U. S. Bank National Association and (l) U. S. Bank National
Association became the trustee under the Original Base Indenture, as therefore supplemented,
amended and modified by the First through Thirty-eighth Supplemental Indentures referred to below,
said Original Base Indenture as so supplemented, amended and modified being hereinafter called the
“Original Indenture;” and

     WHEREAS, the Company has heretofore made, executed and delivered thirty-eight certain
supplemental indentures supplemental to said Original Base Indenture, one such supplemental
indenture from California Water Service Company to American Trust Company and Los Angeles-First
National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the
“First Supplemental Indenture;” twelve such supplemental indentures from said California Water
Service Company to American Trust Company and Security-First National Bank of Los Angeles, as
trustees, dated and hereinafter sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	 	 	 
	August 19, 1929

	 	Second Supplemental Indenture
	February 25, 1930

	 	Third Supplemental Indenture
	February 1, 1931

	 	Fourth Supplemental Indenture
	March 23, 1932

	 	Fifth Supplemental Indenture
	May 1, 1936

	 	Sixth Supplemental Indenture
	April 1, 1939

	 	Seventh Supplemental Indenture
	November 1, 1945

	 	Eighth Supplemental Indenture
	May 1, 1951

	 	Ninth Supplemental Indenture
	May 1, 1953

	 	Tenth Supplemental Indenture
	May 1, 1954

	 	Eleventh Supplemental Indenture
	May 1, 1955

	 	Twelfth Supplemental Indenture
	November 1, 1956

	 	Thirteenth Supplemental Indenture

four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security
First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:

2

 

	 	 	 
	Date	 	Name
	 	 	 
	November 1, 1963

	 	Fourteenth Supplemental Indenture
	November 1, 1965

	 	Fifteenth Supplemental Indenture
	November 1, 1966

	 	Sixteenth Supplemental Indenture
	November 1, 1967

	 	Seventeenth Supplemental Indenture

fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank,
National Association and Security Pacific National Bank, as trustees, dated and hereinafter
sometimes called, respectively, as follows:

	 	 	 
	Date	 	Name
	 	 	 
	November 1, 1969

	 	Eighteenth Supplemental Indenture
	May 1, 1970

	 	Nineteenth Supplemental Indenture
	November 1, 1970

	 	Twentieth Supplemental Indenture
	October 1, 1972

	 	Twenty-first Supplemental Indenture
	November 1,1972

	 	Twenty-second Supplemental Indenture
	November 15, 1972

	 	Twenty-third Supplemental Indenture
	November 1, 1973

	 	Twenty-fourth Supplemental Indenture
	May 1, 1975

	 	Twenty-fifth Supplemental Indenture
	May 1, 1976

	 	Twenty-sixth Supplemental Indenture
	November 1, 1977

	 	Twenty-seventh Supplemental Indenture
	May 1, 1978

	 	Twenty-eighth Supplemental Indenture
	November 1, 1979

	 	Twenty-ninth Supplemental Indenture
	November 1, 1980

	 	Thirtieth Supplemental Indenture
	May 1, 1982

	 	Thirty-first Supplemental Indenture

and seven supplemental indentures from California Water Service Company to Bank of America National
Trust and Savings Association, as trustee, dated and hereinafter sometimes called respectively as
follows:

	 	 	 
	Date	 	Name
	 	 	 
	September 1, 1983

	 	Thirty-second Supplemental Indenture
	May 1, 1988

	 	Thirty-third Supplemental Indenture
	November 1, 1990

	 	Thirty-fourth Supplemental Indenture
	November 3, 1992

	 	Thirty-fifth Supplemental Indenture
	May 1, 1993

	 	Thirty-sixth Supplemental Indenture
	September 1, 1993

	 	Thirty-seventh Supplemental Indenture
	November 2, 1993

	 	Thirty-eighth Supplemental Indenture; and

     WHEREAS, the First through Thirty-eighth Supplemental Indentures (and in the case of Marin
County, a Memorandum of Indenture referencing the Original Base Indenture and the First through
Thirty-eighth Supplemental Indentures) have been recorded in the offices of the Recorders of those
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers set forth in EXHIBIT C, which
is annexed hereto and hereby made a part hereof; and

     WHEREAS, the Original Indenture as amended, supplemented and modified by the Thirty-ninth
Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called
the “Base Indenture”; and

     WHEREAS, the Company has heretofore issued $20,000,000 aggregate principal amount of 5.29%
Series G Senior Notes due November 1, 2022 (the “Senior Unsecured Notes”) pursuant to the Fifth
Supplement dated as of November 1, 2002 to a Note Agreement dated as of March 1, 1999, (the “Note
Agreement”); and

3

 

     WHEREAS, pursuant to Section 5.14 of the Note Agreement, upon issuance of an additional series
of Bonds under the Original Indenture, concurrently with the issuance of such Bonds, the Company
shall exchange all outstanding Senior Unsecured Notes for a new series of Bonds under the Base
Indenture; and

     WHEREAS, the Senior Unsecured Notes shall be exchanged for the Bonds issued under and
pursuant to this Supplemental Indenture.

     NOW, THEREFORE, the parties hereto agree as follows:

ARTICLE I

DEFINITIONS

     SECTION 1.01 DEFINITIONS

     Each term used herein has the meaning assigned to such term in the Base Indenture unless
otherwise specifically defined herein, in which case the definition set forth herein shall govern
the Bonds issued under this Supplemental Indenture. The following terms, as used herein, have the
following meanings:

     “Called Principal” means, with respect to any Series GGG Bonds, the principal of such Series
GGG Bond that is to be redeemed pursuant to Section 3.01 of this Supplemental Indenture or has
become or is declared to be immediately due and payable pursuant to Section 7.01 of the Base
Indenture, as the context requires.

     “Closing Date” means .

     “Condemnation” with respect to any property shall have occurred if all or any portion of such
property shall have been condemned or taken for any public or quasi-public use under any
governmental law, order, or regulation or by right of eminent domain or sold to a municipality or
other public body or agency or any other entity having the power of eminent domain or the right to
purchase or order the sale of such property (a “Condemning Authority”), or any third-party
designated by any such Condemning Authority, under threat of condemnation.

     “Corporate Trust Office” means the office of the Trustee specified in the initial paragraph of
this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant
to the provisions of the Base Indenture.

     “Discounted Value” means, with respect to the Called Principal of any Series GGG Bond, the
amount obtained by discounting all Remaining Scheduled Payments with respect to such Called
Principal from their respective scheduled due dates to the Settlement Date with respect to such
Called Principal, in accordance with accepted financial practice and at a discount factor (applied
on the same periodic basis as that on which interest on the Series GGG Bonds is payable) equal to
the Reinvestment Yield with respect to such Called Principal.

     “Make-Whole Amount” shall mean in connection with any redemption or acceleration of the Series
GGG Bonds the excess, if any, of the Discounted Value of the Remaining Scheduled Payments with
respect to the Called Principal of such Series GGG Bond over the amount of such Called Principal,
provided that the Make-Whole Amount may in no event be less than zero.

     “Material Condemnation” shall mean any Condemnation of any property of the Company pursuant to
which a condemnation award in excess of $100,000 shall have been received by the Company.

     “Reinvestment Yield” means, with respect to the Called Principal of any Series GGG Bond,
0.50%, plus the yield to maturity implied by (i) the yields reported, as of 10:00 A.M. (New York
City time) on the fifth Business Day preceding the Settlement Date with respect to such Called
Principal, on the display page of the Bloomberg Financial Markets Services Screen PX1 or the
equivalent screen provided by Bloomberg Financial Markets Commodities News for actively traded U.
S. Treasury securities having a maturity equal to the Remaining Average Life of such Called
Principal as of such Settlement Date, or (ii) if such yields are not reported as of such time or
the yields reported as of such time are not ascertainable, the Treasury Constant Maturity Series
Yields reported, for the

4

 

latest day for which such yields have been so reported as of the second Business Day preceding
the Settlement Date with respect to such Called Principal, in Federal Reserve Statistical Release
H.15 (519) (or any comparable successor publication) for actively traded U.S. Treasury securities
having a constant maturity equal to the Remaining Average Life of such Called Principal as of such
Settlement Date. Such implied yield will be determined, if necessary, by (a) converting U.S.
Treasury security quotations to bond-equivalent yields in accordance with accepted financial
practice and (b) interpolating linearly between (1) the actively traded U.S. Treasury security with
the maturity closest to and greater than the Remaining Average Life and (2) the actively traded
U.S. Treasury security with the maturity closest to and less than the Remaining Average Life.

     “Remaining Average Life” means, with respect to any Called Principal, the number of years
(calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into
(ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining
Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to
the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such
Called Principal and the scheduled due date of such Remaining Scheduled Payment.

     “Remaining Scheduled Payments” means, with respect to the Called Principal of any Series GGG
Bond, all payments of such Called Principal and interest thereon that would be due after the
Settlement Date with respect to such Called Principal if no payment of such Called Principal were
made prior to its scheduled due date, provided that if such Settlement Date is not a date on which
interest payments are due to be made under the terms of the Series GGG Bonds, then the amount of
the next succeeding scheduled interest payment will be reduced by the amount of interest accrued to
such Settlement Date and required to be paid on such Settlement Date pursuant to Section 3.01 of
this Supplemental Indenture or Section 7.01 of the Base Indenture.

     “Series GGG Bonds” means the $20,000,000 aggregate principal amount of 5.29% First Mortgage
Bonds due November 1, 2022, Series GGG, authenticated and delivered under this Supplemental
Indenture.

     “Settlement Date” means, with respect to the Called Principal of any Series GGG Bond, the date
on which such Called Principal is to be redeemed pursuant to Section 3.01 of this Supplemental
Indenture or has become or is declared to be immediately due and payable pursuant to Section 7.01
of the Base Indenture, as the context requires.

     “Trustee” means the Person named as the “Trustee” in the first paragraph of this Supplemental
Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of
the Base Indenture, and thereafter “Trustee” shall mean or include each Person who is then a
Trustee hereunder.

ARTICLE II

CERTAIN TERMS AND ISSUANCE OF THE SERIES GGG BONDS

     SECTION 2.01. Designation of Series GGG Bonds.

     The changes, modifications and supplements to the Base Indenture effected by this Supplemental
Indenture shall be applicable only with respect to, and govern the terms of, the Series GGG Bonds
and shall not apply to any other Bonds that have been or may be issued under the Base Indenture
unless a supplemental indenture with respect to such other Bonds specifically incorporates such
changes, modifications and supplements. Pursuant to this Supplemental Indenture, there is hereby
designated a series of Bonds under the Base Indenture entitled “5.29% First Mortgage Bonds due
2022, Series GGG.”

     SECTION 2.02. Aggregate Principal Amount.

     The aggregate principal amount of the Series GGG Bonds which may be authenticated and
delivered pursuant to this Supplemental Indenture is $20,000,000, except for Series GGG Bonds
authenticated and delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the
Base Indenture.

5

 

     SECTION 2.03. Form; Payment of Interest and Principal on Series GGG Bonds.

     (a) General. Without limiting the foregoing provisions of this Article II, the Series GGG
Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto.
The Series GGG Bonds will be issued in denominations of $1,000 and integral multiples thereof. To
the extent that any provision of the Definitive Bonds representing the Series GGG Bonds conflicts
with the express provisions of this Supplemental Indenture or the Base Indenture, this Supplemental
Indenture or the Base Indenture shall govern and be controlling.

     (b) Payment of Interest and Principal on Series GGG Bonds. The Series GGG Bonds will mature
on November 1, 2022 and will bear interest at the rate of 5.29% per annum. Interest on the Series
GGG Bonds will be payable semi-annually in arrears on May 1 and November 1 of each year to the
Holders thereof at the close of business on the immediately preceding April 15 and October 15 of
each year. Interest on the Series GGG Bonds will accrue from the most recent date to which
interest has been paid or, if no interest has been paid, from the Closing Date; provided that for
purposes of the first Interest Payment Date after the Closing Date, interest shall also include
interest accrued but unpaid with respect to the Senior Unsecured Notes prior to the Closing Date.
Interest shall be computed on the basis of a 360-day year comprised of twelve 30-day months.

     Overdue principal (including any overdue required or optional prepayment of principal) and
premium, if any, and (to the extent legally enforceable) any overdue installment of interest shall
bear interest at the rate of 7.29% per annum after the date due, whether by acceleration or
otherwise, until paid. In addition, after the occurrence and during the continuation of any other
Event of Default under the Base Indenture or this Supplemental Indenture, all amounts owing under
the Series GGG Bonds shall, to the extent permitted by applicable law, bear additional interest at
the rate of 7.29% per annum.

     SECTION 2.04. Parent Guarantee.

     The obligations of the Company under the Series GGG Bonds shall be guaranteed by Parent, the
form of which guarantee is set forth in EXHIBIT D hereto.

ARTICLE III

OPTIONAL REDEMPTION

     SECTION 3.01. Optional Redemption with Premium.

     Upon compliance with the notice provisions set forth in Article IV of the Base Indenture, the
Company shall have the privilege, at any time and from time to time, of redeeming the Outstanding
Series GGG Bonds, either in whole or in part (but if in part then in a minimum principal amount of
$100,000) by redemption of the principal amount of the Series GGG Bonds, or portion thereof to be
redeemed, and accrued interest thereon to the Redemption Date, together with a premium equal to the
Make-Whole Amount, determined as of five Business Days prior to the Redemption Date pursuant to
this Section 3.01.

     SECTION 3.02. Optional Redemption at Par in Event of Condemnation.

     In the event a Material Condemnation shall have occurred with respect to any property of the
Company, then upon compliance with the notice provisions set forth in Article IV of the Base
Indenture, the Company shall have the privilege of applying the proceeds of any condemnation award
received in connection with such Material Condemnation to the redemption of the principal amount of
the Series GGG Bonds then outstanding, or any portion thereof to the extent of such proceeds,
together with accrued interest thereon to the Redemption Date. Any optional redemption made
pursuant to this Section 3.02 shall be without premium.

     SECTION 3.03. Pro Rata Redemption.

     Neither the Company nor any Affiliate thereof, directly or indirectly, may repurchase or
redeem or make any offer to repurchase or redeem any Series GGG Bonds unless an offer has been made
to repurchase or redeem

6

 

Series GGG Bonds, on a pro rata basis unless otherwise required by law or applicable stock
exchange requirements, from all Holders of the Series GGG Bonds at the same time and upon the same
terms.

ARTICLE IV

ADDITIONAL PROVISIONS APPLICABLE TO SERIES GGG BONDS

     SECTION 4.01. Limitations on Issuance of Bonds Against Expenditures for Maintenance
and Replacements.

     No Bonds shall be issued under the Base Indenture for the purpose of providing funds for the
Company to keep or maintain the property pledged pursuant to the Base Indenture in good and
business-like working order and condition, or merely to replace or in substitution for old or
worn-out or abandoned property; provided, however, that whenever old or worn-out or abandoned
property is replaced by Substituted Property costing more than the original cost of the old or
worn-out or abandoned property then such replacement or substitution shall be permitted and the
excess of cost of such Substituted Property, and such excess only, shall be deemed Permanent
Improvements, Extensions or Additions, for which Bonds may be authenticated and delivered under
Section 2.02 of the Base Indenture.

     SECTION 4.02. Maintenance, Repairs, Replacements and Depreciation Reserve.

     The Company shall at all times maintain, preserve and keep or cause to be maintained,
preserved and kept the Mortgaged Property, and every part thereof, with the appurtenances and every
part and parcel thereof, in thorough repair, working order and condition, and from time to time
make or cause to be made all needful and proper repairs and renewals, replacements and
substitutions, and shall make adequate provision for replacement by proper and reasonable credits
to its reserve for depreciation, so that at all times the value of the Mortgaged Property and the
efficiency of the Mortgaged Property shall be fully preserved and maintained; and that it will
comply with all lawful requirements of the PUC with respect to maintenance and depreciation.

     SECTION 4.03. Consent to Waiver of Event of Default under Other Series of Bonds.

     No Event of Default with respect to any series of Bonds Outstanding under the Base Indenture
may be waived unless also waived by the Holders of not less than a majority in aggregate principal
amount of the Outstanding Series GGG Bonds by means of a written instrument or instruments signed
by such Holders and delivered to the Trustee and the Company.

     SECTION 4.04. Most Favored Nation Provision.

     If the Company shall, at any time on or after the Closing Date, enter into, amend or modify
any supplemental indenture or other agreement with respect to a series of Bonds in a manner that
requires the Company to comply with or add a covenant, an event of default, a guarantee or
collateral that either is not at such time applicable to the Series GGG Bonds or, if such covenant,
event of default, guarantee or collateral shall already be applicable to the Series GGG Bonds, is,
or contains related provisions that are, more restrictive upon the Company or any guarantor hereof
than such existing covenant, event of default, guarantee or related provisions, each provision
(including any related definitions) relating to such covenant, event of default, guarantee or
security in such supplemental indenture (as amended or modified from time to time thereafter) shall
be automatically deemed to be incorporated by reference in this Supplemental Indenture, mutatis
mutandis, as if then set forth herein in full. Promptly after any such execution, amendment or
modification of such a supplemental indenture, the Company shall (a) furnish to the Trustee a copy
of each such supplemental indenture, (b) execute and deliver to the Trustee a supplemental
indenture in form and substance reasonably satisfactory to the
Holders of at least a majority in aggregate principal amount of the
Series GGG Bonds, amending or modifying this
Supplemental Indenture by adding or modifying, as the case may be, the full text of such covenant,
event of default, guarantee, definitions and other related provisions and (c) furnish to the
Trustee any certificates and opinions required by clause (1) of Section 3.08 and Section 15.01 of
the Base Indenture.

7

 

     SECTION 4.05. Delivery of Financial Statements to Holders of Series GGG Bonds.

     (a) The Company shall deliver to the Holders of the Series GGG Bonds:

          (i) The annual and periodic reports, information, documents and other reports required by
Section 11.02 of the Base Indenture within the time periods set forth therein.

          (ii) A copy of each report submitted by independent public accountants selected by Parent of
interim examinations, if any, by them of the financial statements of Parent.

          (iii) A copy of all reports, proxy statements, financial statements and notices sent by Parent
to its shareholders.

          (iv) Within 45 calendar days after the end of the first, second and third quarterly accounting
periods in each fiscal year and within 90 calendar days after the end of each fiscal year, a
certificate signed by the President or a Vice President and the Chief Financial Officer of the
Company to the effect that the Company is not in Default under the Base Indenture or under this
Supplemental Indenture or, if there are such Defaults then in existence, describing the nature
thereof.

          (v) Within 90 calendar days after the end of each fiscal year, a certificate of the
accountants who certify Parent’s annual financial statements stating whether, in making their
audit, such accountants have become aware of any Default under any of the terms and provisions of
the Base Indenture or this Supplemental Indenture insofar as any such terms or provisions pertain
to or involve accounting matters or determinations, and if there are such Defaults, describing the
nature and the period of existence thereof.

          (vi) Promptly after receipt, copies of any report as to material inadequacies in accounting
controls (including reports as to the absence of any such inadequacies) submitted by independent
accountants in connection with any audit of Parent.

          (vii) Promptly after any officer of the Company obtains knowledge of a Default under the Base
Indenture or under this Supplemental Indenture, a certificate signed by the President or a Vice
President and the Treasurer or Assistant Treasurer of the Company describing such event in
reasonable detail, with a statement of the Company’s action with respect thereto taken or proposed.

          (viii) Upon written request, one additional copy of each report referred to in this Section
5.05 as well as any other information and reports furnished to the Holder pursuant to the
provisions of this Supplemental Indenture.

          (ix) A copy of any supplemental indenture subsequent to this Supplemental Indenture that
supplements, amends or modifies the Base Indenture.

     (b) The Holders of the Series GGG Bonds may deliver copies of the information or reports
furnished to it pursuant to this Section 5.05 or any other provision of this Supplemental
Indenture, to any regulatory body or commission to whose jurisdiction the Holder may be subject and
to any prospective purchaser of any of the Bonds who is an institutional investor.

     (c) The Company further agrees that the Holders Series GGG Bonds shall have the right upon
request to receive such other financial information and reports as may be reasonably necessary for
it to properly evaluate its investments, the right to inspect the properties and the books of
account of Parent or the Company at all reasonable times upon normal business hours and the right
to discuss the affairs of Parent or the Company with their officers and independent public
accountants (and by this provision Parent and the Company authorize said accountants to discuss the
finances and affairs of Parent and the Company with the Holders of the Series GGG Bonds).

8

 

     SECTION 4.06. Affiliate Transactions.

     Except with respect to a wholly-owned Subsidiary, the Company shall not enter into any
transaction, including, without limitation, the purchase, sale or exchange of property or the
rendering of any service, with any Affiliate except in the ordinary course of and pursuant to the
reasonable requirements of the Company’s business and upon fair and reasonable terms no less
favorable than it would obtain in a comparable arm’s-length transaction with a person not an
Affiliate. For purposes of this Section 4.06, “Affiliate” shall mean a Person who directly or
indirectly through one or more financial intermediaries controls, or is controlled by, or is under
common control with the Company, or who beneficially owns or holds 5% or more of the outstanding
common stock or equity of the Company.

ARTICLE V

MISCELLANEOUS

     SECTION 5.01. Notice.

     Any notice or communication in respect of the Series GGG Bonds shall be made in accordance
with Section 15.05 of the Base Indenture.

     SECTION 5.02. Amendment and Supplement.

     This Supplemental Indenture or the Series GGG Bonds may be amended or supplemented as provided
for in the Base Indenture.

     SECTION 5.03. Conflicts.

     In the event of any conflict between this Supplemental Indenture and the Base Indenture, the
provisions of this Supplemental Indenture shall prevail.

     SECTION 5.04. Governing Law.

     This Supplemental Indenture and the Series GGG Bonds shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.

     SECTION 5.05. Counterparts.

     The parties may sign any number of copies of this Supplemental Indenture. Each signed copy
shall be an original, but all of them together represent the same agreement. One signed copy is
enough to prove this Supplemental Indenture.

     SECTION 5.06. Ratification.

     The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force
and effect and is in all respects ratified and confirmed.

     SECTION 5.07. Severability.

     If any one or more of the covenants or agreements provided in this Supplemental Indenture or
in the Series GGG Bonds on the part of the Company or the Trustee, or either of them, to be
performed should be contrary to any express provision of law, or contrary to the policy of express
law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such
covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable
from the remaining covenants and agreements and shall in nowise affect the validity of this
Supplemental Indenture or the Series GGG Bonds.

     SECTION 5.08. Trustee and Supplemental Indenture.

     The Trustee shall not be responsible in any manner whatsoever for or in respect of the
validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals
contained herein, all of which recitals are made solely by the Company.

9

 

[Signature Pages Follow]

10

 

SIGNATURES

     IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed,
all as of the date first above written.

	 	 	 	 	 
	 	CALIFORNIA WATER SERVICE COMPANY

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 
	 	U.S. BANK NATIONAL ASSOCIATION, as Trustee

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

SIGNATURE PAGE TO FORTY-NINTH SUPPLEMENTAL INDENTURE

 

	 	 	 	 	 
	State of California
	 	)	 	 

	 	 	 	 	 
	County of 

	  

	)
	 	 

On                                          before me,                              
                     , a Notary Public, personally appeared
                                                                              
  , who proved to me on the basis of satisfactory evidence to be the person(s)
whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

	 	 	 	 	 
	Signature

	 	 

	 	(Seal)

	 	 	 	 	 
	State of California
	 	)	 	 

	 	 	 	 	 
	County of 

	  

	)
	 	 

On                                          before me,                              
                     , a Notary Public, personally appeared
                                                                              
  , who proved to me on the basis of satisfactory evidence to be the person(s)
whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they
executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed
the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.

WITNESS my hand and official seal.

	 	 	 	 	 
	Signature

	 	 

	 	(Seal)

 

 

EXHIBIT A

FORM
OF SERIES GGG BOND

     THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR
THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE
ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION THEREFROM UNDER THE
ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS. THE TRANSFER OF THIS NOTE IS
SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1, 1928 BETWEEN CALIFORNIA
WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS SUCH INDENTURE MAY BE
AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.

CALIFORNIA WATER SERVICE COMPANY

5.29% First Mortgage Bonds due 2022, Series GGG

			
	 	 	 
	No. ___
	 	$20,000,000

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay to
[                    ], or its registered assigns, the principal sum of $20,000,000 in U.S. Dollars
on November 1, 2022.

	 	 	 
	Interest Payment Dates:

	 	May 1 and November 1

	 
	 	 
	Record Dates:

	 	April 15 and October 15

     Additional provisions of this Series GGG Bond are set forth on the other side of this Series GGG Bond.

A-1

 

     IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.

	 	 	 	 	 
	 	CALIFORNIA WATER SERVICE COMPANY

 	 
	 	By 	 	 
	 	 	Name: 	 	 
	 	 	Title: 	 	 	 

Attest:

	 	 	 
	 

	 	 
	 

Name:
	 	 
	Title:
	 	 

[Authentication Page to Follow]

A-2

 

CERTIFICATE OF AUTHENTICATION

     This is one of the Bonds of the series designated therein referred to in the within-mentioned
Indenture.

	 	 	 	 	 
	Dated:                               	U.S. BANK NATIONAL ASSOCIATION,

As Trustee

 	 
	 	By  	 	 
	 	 	Authorized Signatory 	 
	 	 	 	 

A-3

 

[FORM OF REVERSE SIDE OF BOND]

5.29% First Mortgage Bonds due 2022, Series GGG

     1. INTEREST

     CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay
interest on the principal amount of this Series GGG Bond at the rate per annum shown above.

     The Company shall pay interest semi-annually in arrears on May 1 and November 1 of each year.
Interest on the Series GGG Bonds will accrue from the most recent date to which interest has been
paid or, if no interest has been paid, from the Closing Date; provided that for purposes of the
first Interest Payment Date after the Closing Date, interest shall also include interest accrued
but unpaid with respect to the Senior Unsecured Notes prior to the Closing Date. Interest shall be
computed on the basis of a 360-day year comprised of twelve 30-day months.

     Overdue principal (including any overdue required or optional prepayment of principal) and
premium, if any, and (to the extent legally enforceable) any overdue installment of interest shall
bear interest at the rate of 7.29% per annum after the date due, whether by acceleration or
otherwise, until paid. In addition, after the occurrence and during the continuation of any other
Event of Default under the Base Indenture or this Supplemental Indenture, all amounts owing under
the Series GGG Bonds shall, to the extent permitted by applicable law, bear additional interest at
the rate of 7.29% per annum.

     2. METHOD OF PAYMENT

     The Company shall pay interest on the Series GGG Bonds to the Persons who are registered
Holders of Series GGG Bonds at the close of business on the April 15 or October 15 immediately
preceding the Interest Payment Date even if Series GGG Bonds are canceled after the Record Date and
on or before the Interest Payment Date. The Company shall pay principal and interest in money of
the United States that at the time of payment is legal tender for payment of public and private
debts. However, all payments in respect of this Series GGG Bond (including principal, premium, if
any, and interest) must be made by wire transfer of immediately available funds to the accounts
specified by the Holder hereof. Payment shall be without the presentation or surrender of the
Series GGG Bonds or the making of any notation thereon, except that upon written request of the
Company or Trustee made concurrently with or reasonably promptly after payment or redemption in
full of any Series GGG Bond, the Holder thereof shall surrender such Series GGG Bond for
cancellation, reasonably promptly after any such request, to the Company at its principal executive
office or to the Trustee at its principal corporate trust office.

     3. PAYING AGENT AND REGISTRAR

     Initially, U.S. Bank National Association (the “Trustee”) shall act as Paying Agent and
Registrar. The Company may appoint and change any Paying Agent or Registrar without notice to the
Holders. The Company may act as Paying Agent or Registrar.

     4. INDENTURE

     The Company issued the Series GGG Bonds under an Indenture from California Water Service
Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as initial
trustees, dated as of the 1st day of April, 1928, as therefore supplemented, amended and modified
by the First through Thirty-ninth Supplemental Indentures thereto (the “Base Indenture”), as
further supplemented by the Forty-Ninth Supplemental Indenture dated as of the date of this Series
GGG Bond between the Company and U.S. Bank National Association (as ultimate successor to American
Trust Company and Los Angeles-First National Trust & Savings Bank), as Trustee (the “Supplemental
Indenture”; the Base Indenture, as supplemented by the Supplemental Indenture, and as further
amended and supplemented from time to time, the “Indenture”), between

A-4

 

the Company and the Trustee. The terms of the Series GGG Bonds include those stated in the
Indenture and those made part of the Indenture by reference to the TIA. Terms defined in the
Indenture and not defined herein have the meanings ascribed thereto in the Indenture. The Series
GGG Bonds are subject to all such terms, and Holders are referred to the Indenture and the TIA for
a statement of those terms.

     The Series GGG Bonds are secured obligations of the Company known generally as First Mortgage
Bonds.

     5. OPTIONAL REDEMPTION WITH PREMIUM

     Upon compliance with the notice provisions set forth in Article IV of the Base Indenture, the
Company shall have the privilege, at any time and from time to time, of redeeming the Outstanding
Series GGG Bonds, either in whole or in part (but if in part then in a minimum principal amount of
$100,000) by redemption of the principal amount of the Series GGG Bonds, or portion thereof to be
redeemed, and accrued interest thereon to the Redemption Date, together with a premium equal to
the Make-Whole Amount, determined as of five Business Days prior to the Redemption Date pursuant to
this Section 3.01.

     “Called Principal” means, with respect to any Series GGG Bonds, the principal of such Series
GGG Bond that is to be redeemed pursuant to Section 3.01 of the Supplemental Indenture or has
become or is declared to be immediately due and payable pursuant to Section 7.01 of the Base
Indenture, as the context requires.

     “Discounted Value” means, with respect to the Called Principal of any Series GGG Bond, the
amount obtained by discounting all Remaining Scheduled Payments with respect to such Called
Principal from their respective scheduled due dates to the Settlement Date with respect to such
Called Principal, in accordance with accepted financial practice and at a discount factor (applied
on the same periodic basis as that on which interest on the Series GGG Bonds is payable) equal to
the Reinvestment Yield with respect to such Called Principal.

     “Make-Whole Amount” shall mean in connection with any redemption or acceleration of the Series
GGG Bonds the excess, if any, of the Discounted Value of the Remaining Scheduled Payments with
respect to the Called Principal of such Series GGG Bond over the amount of such Called Principal,
provided that the Make-Whole Amount may in no event be less than zero.

     “Reinvestment Yield” means, with respect to the Called Principal of any Series GGG Bond,
0.50%, plus the yield to maturity implied by (i) the yields reported, as of 10:00 A.M. (New York
City time) on the fifth Business Day preceding the Settlement Date with respect to such Called
Principal, on the display page of the Bloomberg Financial Markets Services Screen PX1 or the
equivalent screen provided by Bloomberg Financial Markets Commodities News for actively traded U.
S. Treasury securities having a maturity equal to the Remaining Average Life of such Called
Principal as of such Settlement Date, or (ii) if such yields are not reported as of such time or
the yields reported as of such time are not ascertainable, the Treasury Constant Maturity Series
Yields reported, for the latest day for which such yields have been so reported as of the second
Business Day preceding the Settlement Date with respect to such Called Principal, in Federal
Reserve Statistical Release H.15 (519) (or any comparable successor publication) for actively
traded U.S. Treasury securities having a constant maturity equal to the Remaining Average Life of
such Called Principal as of such Settlement Date. Such implied yield will be determined, if
necessary, by (a) converting U.S. Treasury security quotations to bond-equivalent yields in
accordance with accepted financial practice and (b) interpolating linearly between (1) the actively
traded U.S. Treasury security with the maturity closest to and greater than the Remaining Average
Life and (2) the actively traded U.S. Treasury security with the maturity closest to and less than
the Remaining Average Life.

     “Remaining Average Life” means, with respect to any Called Principal, the number of years
(calculated to the nearest one-twelfth year) obtained by dividing (i) such Called Principal into
(ii) the sum of the products obtained by multiplying (a) the principal component of each Remaining
Scheduled Payment with respect to such Called Principal by (b) the number of years (calculated to
the nearest one-twelfth year) that will elapse between the Settlement Date with respect to such
Called Principal and the scheduled due date of such Remaining Scheduled Payment.

A-5

 

     “Remaining Scheduled Payments” means, with respect to the Called Principal of any Series GGG
Bond, all payments of such Called Principal and interest thereon that would be due after the
Settlement Date with respect to such Called Principal if no payment of such Called Principal were
made prior to its scheduled due date, provided that if such Settlement Date is not a date on which
interest payments are due to be made under the terms of the Series GGG Bonds, then the amount of
the next succeeding scheduled interest payment will be reduced by the amount of interest accrued to
such Settlement Date and required to be paid on such Settlement Date pursuant to Section 3.01 of
the Supplemental Indenture or Section 7.01 of the Base Indenture.

     “Settlement Date” means, with respect to the Called Principal of any Series GGG Bond, the date
on which such Called Principal is to be redeemed pursuant to Section 3.01 of the Supplemental
Indenture or has become or is declared to be immediately due and payable pursuant to Section 7.01
of the Base Indenture, as the context requires.

     6. OPTIONAL REDEMPTION AT PAR IN EVENT OF CONDEMNATION

     In the event a Material Condemnation shall have occurred with respect to any property of the
Company, then upon compliance with the notice provisions set forth in Article IV of the Base
Indenture, the Company shall have the privilege of applying the proceeds of any condemnation award
received in connection with such Material Condemnation to the redemption of the principal amount of
the Series GGG Bonds then outstanding, or any portion thereof to the extent of such proceeds,
together with accrued interest thereon to the Redemption Date. Any optional redemption made
pursuant to this Section shall be without premium.

     “Condemnation” with respect to any property shall have occurred if all or any portion of such
property shall have been condemned or taken for any public or quasi-public use under any
governmental law, order, or regulation or by right of eminent domain or sold to a municipality or
other public body or agency or any other entity having the power of eminent domain or the right to
purchase or order the sale of such property (a “Condemning Authority”), or any third-party
designated by any such Condemning Authority, under threat of condemnation.

     “Material Condemnation” shall mean any Condemnation of any property of the Company pursuant to
which a condemnation award in excess of $100,000 shall have been received by the Company.

     7. NOTICES OF REDEMPTION

     Notices of redemption shall (except in respect of redemptions made out of cash deposited in
the sinking fund described in Section 7 below) be provided in accordance with Article IV of the
Base Indenture. If less than all of the Series GGG Bonds are to be redeemed at any time, the
particular Series GGG Bonds to be redeemed shall be selected in accordance with Article IV of the
Base Indenture. On and after the Redemption Date, interest shall cease to accrue on Series GGG
Bonds or portions of them called for redemption.

     8. ADDITIONAL PROVISIONS APPLICABLE TO SERIES GGG BONDS

     The provisions set forth in Article IV of the Supplemental Indenture are applicable only with
respect to, and govern only the terms of, the Series GGG Bonds and shall not apply to any other
Bonds that have been or may be issued under the Indenture unless a supplemental indenture with
respect to such other Bonds specifically incorporates such provisions.

     9. DENOMINATIONS; TRANSFER; EXCHANGE

     The Series GGG Bonds are in registered form without coupons in denominations of $1,000 and
whole multiples of $1,000. A Holder may transfer or exchange Series GGG Bonds in accordance with
the Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a Holder,
among other things, to furnish appropriate transfer documents and to pay any taxes required by law
or permitted by the Indenture. The Registrar shall not be required (A) to issue, to register the
transfer of or to exchange any Series GGG Bonds during a period beginning at the opening of
business calendar 15 days before the day of any selection of Series

A-6

 

GGG Bonds for redemption and ending at the close of business on the day of selection, (B) to
register the transfer of or to exchange any Series GGG Bond so selected for redemption in whole or
in part, except the unredeemed portion of any Series GGG Bond being redeemed in part or (C) to
register the transfer of or to exchange a Series GGG Bond between a Record Date and the next
succeeding Interest Payment Date.

     10. PERSONS DEEMED OWNERS

     The registered Holder of this Series GGG Bond may be treated as the owner of it for all purposes.

     11. UNCLAIMED MONEY

     If money for the payment of principal or interest remains unclaimed, the Paying Agent shall
pay the money back to the Company in accordance with the terms of the Indenture.

     12. DISCHARGE AND DEFEASANCE

     Subject to certain conditions set forth in the Indenture, the Company at any time may
terminate some or all of its obligations under the Indenture with respect to the Series GGG Bonds
if, among other things, the Company deposits with the Trustee funds for the payment of principal
and interest on the Series GGG Bonds to redemption or maturity, as the case may be.

     13. AMENDMENT, WAIVER

     The Indenture permits, subject to certain exceptions set forth therein, that the Indenture and
the terms of the Bonds of a series, which include the Series GGG Bonds, and the rights of the
Holders of the Bonds of a series, which may include the Holders of the Series GGG Bonds, in each
case may be modified, with the written consent of the Holders of a majority in aggregate principal
amount of the Bonds the terms of which or the rights of the Holders of which are to be modified.
The Indenture also permits certain other amendments, modifications or waivers thereof only with the
consent of each Outstanding Bond affected thereby, while certain other amendments or modifications
may be made without the consent of any Holders of Bonds.

     The Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or more
of principal amount of the Bonds then Outstanding of all such series under which an Event of
Default shall have occurred, which may include the Series GGG Bonds, may, by a written instrument
or instruments signed by such Holders and delivered to the Trustee and to the Company, waive any
past Default or Event of Default under such series of Bonds and its consequences except an Event of
Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and
when the same shall become due by the terms of such Bonds, and upon such waiver such Default or
Event of Default shall be deemed not to exist for any purpose of this Indenture or such series of
Bonds.

     Any such consent or waiver by the Holder of this Series GGG Bond shall be conclusive and
binding upon such Holder and upon all future Holders of this Series GGG Bond and of any Series GGG
Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee
in pursuance thereof.

     14. DEFAULTS AND REMEDIES

     Events of Default are set forth in the Indenture. If an Event of Default shall have occurred
and be continuing, the Trustee upon the direction of Holders of not less than twenty-five percent
(25%) aggregate principal amount of the Outstanding Bonds or the Holders of not less than
twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds, may, by notice in
writing delivered to the Company (and to the Trustee if given by the Holders), declare the entire
principal amount of Outstanding Bonds, premium, if any, and the interest accrued thereon
immediately due and payable, and said entire principal, premium, if any, and interest shall
thereupon become and be immediately due and payable.

A-7

 

     Holders may not enforce the Indenture or the Series GGG Bonds except as provided in the
Indenture. The Trustee may refuse to enforce the Indenture or the Series GGG Bonds unless it
receives indemnity or security reasonably satisfactory to it. Subject to certain limitations,
Holders of a majority in principal amount of the Outstanding Bonds may direct the Trustee in its
exercise of any trust or power. The Trustee may withhold from Holders notice of any Default
(except a Default in payment of principal or interest on any Bond, or in the payment of any sinking
fund installment) if and so long as Responsible Officers in good faith determine that withholding
notice is in the interest of the Holders.

     15. TRUSTEE DEALINGS WITH THE COMPANY

     Subject to certain limitations imposed by the TIA, the Trustee under the Indenture, in its
individual or any other capacity, may become the owner or pledgee of the Series GGG Bonds and may
otherwise deal with and collect obligations owed to it by the Company or its Affiliates and may
otherwise deal with the Company or its Affiliates with the same rights it would have if it were not
Trustee.

     16. NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS

     No director, officer, employee, incorporator or stockholder of the Company or Parent shall
have any liability for any obligations of the Company under this Indenture or the Series GGG Bonds
or for any claim based on, in respect of, or by reason of such obligations or their creation. Each
Holder by accepting the Series GGG Bonds waives and releases all such liability. The waiver and
release are part of the consideration for the issuance of the Series GGG Bonds. Such waiver may not
be effective to waive liabilities of directors, officers or persons controlling the Company under
the federal securities laws and it is the view of the Commission that such waiver is against public
policy and is therefore unenforceable.

     17. GOVERNING LAW

     The Series GGG Bonds shall be governed by, and construed and enforced in accordance with, the
laws of the State of California without regard to the principles of conflicts of laws thereunder,
except to the extent that the TIA shall be applicable.

     18. AUTHENTICATION

     This Series GGG Bond shall not be valid until an authorized signatory of the Trustee (or an
Authenticating Agent) manually signs the certificate of authentication on the other side of this
Series GGG Bond.

     19. ABBREVIATIONS

     Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM
(=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of
survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors
Act).

     20. SECURITY INTEREST

     The Series GGG Bonds shall be secured to the extent and in the manner provided by the
Indenture.

     21. GUARANTEE

     Parent has guaranteed the obligations under this Series GGG Bond in accordance with the terms
of the Supplemental Indenture.

     The Company shall furnish to any Holder upon written request and without charge to the Holder
a copy of the Indenture. Requests may be made to:

CALIFORNIA WATER SERVICE COMPANY

1720 North First Street

San Jose, CA 95112

Attention: Corporate Secretary

A-8

 

ASSIGNMENT FORM

To assign this Series GGG Bond, fill in the form below:

I or we assign and transfer this Series GGG Bond to

                                                                     
                               

     (Print or type assignee’s name, address and zip code)

                                                                  
                                  

     (Insert assignee’s soc. sec. or tax I.D. No.)

and irrevocably appoint                                          agent to transfer this Series GGG Bond on the books of
the Company. The agent may substitute another to act for him.

Date:                                          Your Signature:                        
                 

Signature Guarantee:                                                                    
        

(Signature must be guaranteed by a

participant in a recognized signature

guarantee medallion program)

                                                                    
                                                                        

Sign exactly as your name appears on the other side of this Series GGG Bond.

A-9

 

EXHIBIT B

     The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank,
as trustees, and the acceptance of Bank of America National Trust and Savings Association as
successor trustee have been recorded in the offices of the Recorders of the following counties and
city and county of the State of California on the respective dates and in the respective books of
record and/or as the respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	County or Page	 	 	 	 	 	Book and
	City and County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	 
	 	 	 	 	 	 
	Alameda
	 	August 1, 1983	 	83-137410	 	 
	Butte
	 	August 1, 1983	 	83-25375	 	2851-200
	Fresno
	 	August 2, 1983	 	83069489	 	 
	Glenn
	 	August 1, 1983	 	3329	 	729-170
	Kern
	 	August 2, 1983	 	12487	 	5576-522
	Los Angeles
	 	August 2, 1983	 	83-887733	 	 
	Monterey
	 	August 1, 1983	 	Pg. 34173	 	1655-830
	City and County of
San Francisco
	 	August 1, 1983	 	D 376552	 	D559-205
	San Joaquin
	 	August 10, 1983	 	83058347	 	 
	San Mateo
	 	August 1, 1983	 	83080322	 	 
	Santa Clara
	 	August 1, 1983	 	7766085	 	H770-413
	Solano
	 	August 1, 1983	 	32353	 	Pg. 61300
	Sonoma
	 	August 1, 1983	 	83-50597	 	83-50597
	Tulare
	 	August 1, 1983	 	35981	 	4093-763
	Ventura
	 	November 15, 1983	 	 	 	130201
	Yuba
	 	August 1, 1983	 	1056	 	805-423

B-1

 

     On December 15, 1995, Bank of America National Trust and Savings Association, transferred
substantially all of its corporate trust business to First Trust of California, National
Association. On March 30, 1998, First Trust of California, National Association changed its name
to U.S. Bank Trust National Association, San Francisco. On January 10, 2002, U.S. Bank Trust
National Association, San Francisco, merged with and into U.S. Bank National Association as
successor trustee. Evidence of the above and U.S. Bank National Association’s status as successor
trustee have been recorded in the offices of the Recorders of the following counties of the State
of California on the respective dates and in the respective books of record and/or as the
respective document numbers hereinafter set forth as follows:

	 	 	 	 	 	 	 
	 	 	 	 	 	 	Book and
	County	 	Date of Recordation	 	Document No.	 	(Reel-Image)
	 
	 	 	 	 	 	 
	Fresno
	 	March 9, 2009	 	2009-0032066	 	 
	Lake
	 	March 10, 2009	 	2009003530	 	 
	Los Angeles
	 	March 9, 2009	 	2009-03216507	 	 
	Monterey
	 	March 9, 2009	 	2009013888	 	 
	San Joaquin
	 	March 9, 2009	 	2009-038049	 	 
	San Mateo
	 	March 18, 2009	 	2009-030163	 	 
	Solano
	 	March 12, 2009	 	200900018231	 	 
	Sonoma
	 	March 9, 2009	 	2009019936	 	 
	Tulare
	 	March 9, 2009	 	2009-0013707	 	 
	Ventura
	 	March 9, 2009	 	20090309-00035462-0	 	 

B-2

 

EXHIBIT C

     The First through Thirty-eighth Supplemental Indentures (and in the case of Marin County, a
Memorandum of Indenture referencing the Original Base Indenture and the First through Thirty-eighth
Supplemental Indentures) have been recorded in the offices of the Recorders of the following
counties and city and county of the State of California on the respective dates and in the
respective books of record and/or as the respective document numbers hereinafter set forth, as
follows:

First Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	 	 	Volume of	 	Page at Which	 	 
	Date of Recordation	 	Official Records	 	Record Commences	 	County
	 
	 	 	 	 	 	 	 	 	 	 
	January 7, 1929

	 	 	40	 	 	 	432	 	 	Kings
	January 7, 1929

	 	 	157	 	 	 	256	 	 	Contra Costa

Second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Kings

	 	August 20, 1929
	 	 	48	 	 	 	442	 
	Butte

	 	August 20, 1929
	 	 	116	 	 	 	389	 
	Glenn

	 	August 20, 1929
	 	 	17	 	 	 	179	 
	Alameda

	 	August 20, 1929
	 	 	2173	 	 	 	334	 
	Tulare

	 	August 20, 1929
	 	 	337	 	 	 	88	 
	Kern

	 	August 21, 1929
	 	 	320	 	 	 	95	 
	Contra Costa

	 	August 20, 1929
	 	 	208	 	 	 	198	 

Third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Yuba

	 	February 28, 1930
	 	 	9	 	 	 	 	 
	City and County of
San Francisco

	 	February 28, 1930
	 	 	1985	 	 	 	257	 

Fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	San Mateo

	 	July 17, 1931
	 	 	537	 	 	 	1	 
	City and County of
San Francisco

	 	July 20, 1931
	 	 	2232	 	 	 	284	 
	Santa Clara

	 	July 17, 1931
	 	 	576	 	 	 	175	 

C-1

 

Fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	City and County of
San Francisco

	 	March 31, 1932
	 	 	2359	 	 	 	17	 
	Yuba

	 	April 6, 1932
	 	 	12	 	 	 	469	 
	Sonoma

	 	April 6, 1932
	 	 	320	 	 	 	39	 
	Alameda

	 	April 6, 1932
	 	 	2808	 	 	 	77	 
	Tulare

	 	April 6, 1932
	 	 	466	 	 	 	381	 
	Los Angeles

	 	April 6, 1932
	 	 	11543	 	 	 	85	 
	San Joaquin

	 	April 6, 1932
	 	 	397	 	 	 	375	 
	Santa Clara

	 	April 6, 1932
	 	 	606	 	 	 	464	 
	San Mateo

	 	April 6, 1932
	 	 	553	 	 	 	492	 
	Butte

	 	April 6, 1932
	 	 	83	 	 	 	489	 
	Kings

	 	April 6, 1932
	 	 	87	 	 	 	292	 
	Glenn

	 	April 6, 1932
	 	 	43	 	 	 	123	 
	Shasta

	 	April 6, 1932
	 	 	74	 	 	 	10	 
	Contra Costa

	 	April 6, 1932
	 	 	299	 	 	 	449	 
	Kern

	 	April 6, 1932
	 	 	428	 	 	 	473	 
	Solano

	 	April 6, 1932
	 	 	89	 	 	 	66	 

Sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 15, 1936
	 	 	3314	 	 	 	406	 
	Butte

	 	June 15, 1936
	 	 	167	 	 	 	1	 
	Contra Costa

	 	June 15, 1936
	 	 	418	 	 	 	12	 
	Glenn

	 	June 15, 1936
	 	 	82	 	 	 	73	 
	Kern

	 	June 15, 1936
	 	 	643	 	 	 	64	 
	Kings

	 	June 15, 1936
	 	 	151	 	 	 	241	 
	Los Angeles

	 	June 15, 1936
	 	 	14153	 	 	 	291	 
	City and County of
San Francisco

	 	June 15, 1936
	 	 	2972	 	 	 	1	 
	San Joaquin

	 	June 15, 1936
	 	 	542	 	 	 	53	 
	San Mateo

	 	June 15, 1936
	 	 	703	 	 	 	1	 
	Santa Clara

	 	June 15, 1936
	 	 	777	 	 	 	137	 
	Shasta

	 	June 15, 1936
	 	 	108	 	 	 	134	 
	Solano

	 	June 15, 1936
	 	 	161	 	 	 	1	 
	Sonoma

	 	June 15, 1936
	 	 	412	 	 	 	160	 
	Tulare

	 	June 15, 1936
	 	 	682	 	 	 	1	 
	Yuba

	 	June 15, 1936
	 	 	35	 	 	 	25	 

Seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Los Angeles

	 	May 1, 1939
	 	 	16572	 	 	 	206	 
	City and County of
San Francisco

	 	May 2, 1939
	 	 	3450	 	 	 	93	 
	San Mateo

	 	May 2, 1939
	 	 	840	 	 	 	94	 
	Sonoma

	 	May 2, 1939
	 	 	477	 	 	 	108	 
	Kern

	 	May 2, 1939
	 	 	869	 	 	 	12	 

C-2

 

Eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	November 3, 1945
	 	 	4780	 	 	 	134	 
	Butte

	 	November 2, 1945
	 	 	380	 	 	 	1	 
	Contra Costa

	 	November 3, 1945
	 	 	874	 	 	 	1	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	226	 
	Glenn

	 	November 2, 1945
	 	 	191	 	 	 	1	 
	Kern

	 	November 2, 1945
	 	 	1292	 	 	 	1	 
	Kings

	 	November 1, 1945
	 	 	342	 	 	 	21	 
	Los Angeles

	 	November 2, 1945
	 	 	22396	 	 	 	251	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	1	 
	City and County of
San Francisco

	 	November 2, 1945
	 	 	4346	 	 	 	103	 
	San Joaquin

	 	November 3, 1945
	 	 	960	 	 	 	21	 
	San Mateo

	 	November 3, 1945
	 	 	1231	 	 	 	1	 
	Santa Clara

	 	November 1, 1945
	 	 	1267	 	 	 	583	 
	Solano

	 	November 3, 1945
	 	 	344	 	 	 	6	 
	Sonoma

	 	November 3, 1945
	 	 	665	 	 	 	21	 
	Tulare

	 	November 3, 1945
	 	 	1141	 	 	 	382	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130177
	 	 	 	 
	Yuba

	 	November 3, 1945
	 	 	94	 	 	 	23	 

Ninth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	August 31, 1951
	 	 	6525	 	 	 	237	 
	Butte

	 	August 30, 1951
	 	 	603	 	 	 	1	 
	Contra Costa

	 	August 30, 1951
	 	 	1814	 	 	 	508	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	437	 
	Glenn

	 	August 30, 1951
	 	 	266	 	 	 	63	 
	Kern

	 	August 29, 1951
	 	 	1840	 	 	 	373	 
	Kings

	 	August 30, 1951
	 	 	502	 	 	 	228	 
	Los Angeles

	 	August 29, 1951
	 	 	37102	 	 	 	345	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	207	 
	City and County of
San Francisco

	 	August 30, 1951
	 	 	5773	 	 	 	355	 
	San Joaquin

	 	August 30, 1951
	 	 	1372	 	 	 	123	 
	San Mateo

	 	August 30, 1951
	 	 	2150	 	 	 	298	 
	Santa Clara

	 	August 30, 1951
	 	 	2275	 	 	 	295	 
	Solano

	 	August 31, 1951
	 	 	592	 	 	 	136	 
	Sonoma

	 	August 31, 1951
	 	 	1072	 	 	 	420	 
	Tulare

	 	August 30, 1951
	 	 	1539	 	 	 	528	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130178
	 	 	 	 
	Yuba

	 	August 31, 1951
	 	 	155	 	 	 	177	 

C-3

 

Tenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	July 10, 1953
	 	 	7078	 	 	 	451	 
	Butte

	 	July 9, 1953
	 	 	679	 	 	 	45	 
	Contra Costa

	 	July 9, 1953
	 	 	2157	 	 	 	453	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	540	 
	Glenn

	 	July 9, 1953
	 	 	297	 	 	 	139	 
	Kern

	 	July 8, 1953
	 	 	2102	 	 	 	215	 
	Kings

	 	July 9, 1953
	 	 	561	 	 	 	249	 
	Los Angeles

	 	July 8, 1953
	 	 	42134	 	 	 	371	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	314	 
	City and County of
San Francisco

	 	July 9, 1953
	 	 	6190	 	 	 	21	 
	San Joaquin

	 	July 9, 1953
	 	 	1540	 	 	 	523	 
	San Mateo

	 	July 10, 1953
	 	 	2443	 	 	 	248	 
	Santa Clara

	 	July 9, 1953
	 	 	2680	 	 	 	50	 
	Solano

	 	July 9, 1953
	 	 	677	 	 	 	4	 
	Sonoma

	 	July 10, 1953
	 	 	1218	 	 	 	348	 
	Tulare

	 	July 9, 1953
	 	 	1686	 	 	 	314	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130179
	 	 	 	 
	Yuba

	 	July 10, 1953
	 	 	181	 	 	 	1	 

Eleventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	August 20, 1954
	 	 	7404	 	 	 	181	 
	Butte

	 	August 20, 1954
	 	 	732	 	 	 	496	 
	Contra Costa

	 	August 20, 1954
	 	 	2368	 	 	 	164	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	604	 
	Glenn

	 	August 20, 1954
	 	 	314	 	 	 	369	 
	Kern

	 	August 20, 1954
	 	 	2278	 	 	 	74	 
	Kings

	 	August 20, 1954
	 	 	594	 	 	 	449	 
	Los Angeles

	 	August 19, 1954
	 	 	45365	 	 	 	64	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	377	 
	City and County of
San Francisco

	 	August 20, 1954
	 	 	6435	 	 	 	421	 
	San Joaquin

	 	August 20, 1954
	 	 	1662	 	 	 	316	 
	San Mateo

	 	August 19, 1954
	 	 	2636	 	 	 	330	 
	Santa Clara

	 	August 20, 1954
	 	 	2942	 	 	 	331	 
	Solano

	 	August 19, 1954
	 	 	728	 	 	 	10	 
	Sonoma

	 	August 20, 1954
	 	 	1290	 	 	 	234	 
	Tulare

	 	August 20, 1954
	 	 	1772	 	 	 	388	 
	Ventura

	 	November 15, 1983
	 	Document No. 130180
	 	 	 	 
	Yuba

	 	August 20, 1954
	 	 	195	 	 	 	490	 

C-4

 

Twelfth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	October 7, 1955
	 	 	7806	 	 	 	501	 
	Butte

	 	October 7, 1955
	 	 	794	 	 	 	9	 
	Contra Costa

	 	October 7, 1955
	 	 	2625	 	 	 	417	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	665	 
	Glenn

	 	October 7, 1955
	 	 	331	 	 	 	350	 
	Kern

	 	October 6, 1955
	 	 	2498	 	 	 	171	 
	Kings

	 	October 7, 1955
	 	 	628	 	 	 	1	 
	Los Angeles

	 	October 6, 1955
	 	 	49158	 	 	 	316	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	439	 
	City and County of
San Francisco

	 	October 7, 1955
	 	 	6711	 	 	 	525	 
	San Joaquin

	 	October 7, 1955
	 	 	1797	 	 	 	300	 
	San Mateo

	 	October 7, 1955
	 	 	2890	 	 	 	480	 
	Santa Clara

	 	October 7, 1955
	 	 	3299	 	 	 	406	 
	Solano

	 	October 7, 1955
	 	 	792	 	 	 	422	 
	Sonoma

	 	October 7, 1955
	 	 	1384	 	 	 	2	 
	Tulare

	 	October 7, 1955
	 	 	1864	 	 	 	548	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130181
	 	 	 	 
	Yuba

	 	October 7, 1955
	 	 	213	 	 	 	593	 

Thirteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 7, 1956
	 	 	8226	 	 	 	15	 
	Butte

	 	December 7, 1956
	 	 	859	 	 	 	117	 
	Contra Costa

	 	December 7, 1956
	 	 	2894	 	 	 	20	 
	Fresno

	 	February 21, 1962
	 	 	4681	 	 	 	729	 
	Glenn

	 	December 7, 1956
	 	 	348	 	 	 	217	 
	Kern

	 	December 6, 1956
	 	 	2699	 	 	 	390	 
	Kings

	 	December 7, 1956
	 	 	666	 	 	 	316	 
	Los Angeles

	 	December 6, 1956
	 	 	53054	 	 	 	61	 
	Monterey

	 	February 21, 1962
	 	Reel 23
	 	 	503	 
	City and County of
San Francisco

	 	December 10, 1956
	 	 	6970	 	 	 	41	 
	San Joaquin

	 	December 7, 1956
	 	 	1925	 	 	 	1	 
	San Mateo

	 	December 7, 1956
	 	 	3140	 	 	 	258	 
	Santa Clara

	 	December 7, 1956
	 	 	3680	 	 	 	1	 
	Solano

	 	December 7, 1956
	 	 	860	 	 	 	189	 
	Sonoma

	 	December 7, 1956
	 	 	1489	 	 	 	28	 
	Tulare

	 	December 7, 1956
	 	 	1961	 	 	 	551	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130182
	 	 	 	 
	Yuba

	 	December 7, 1956
	 	 	233	 	 	 	65	 

Fourteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	March 20, 1964
	 	Reel 1155
	 	Image 2

	Butte

	 	March 20, 1964
	 	 	1303	 	 	 	8	 
	Contra Costa

	 	March 20, 1964
	 	 	4578	 	 	 	360	 
	Fresno

	 	March 20, 1964
	 	 	4980	 	 	 	337	 

C-5

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	Glenn

	 	March 20, 1964
	 	 	463	 	 	 	1	 
	Kern

	 	March 19, 1964
	 	 	3706	 	 	 	1	 
	Los Angeles

	 	March 19, 1964
	 	 	D2401	 	 	 	6	 
	Monterey

	 	March 20, 1964
	 	Reel 299
	 	 	230	 
	City and County of
San Francisco

	 	March 20, 1964
	 	 	A734	 	 	 	966	 
	San Joaquin

	 	March 20, 1964
	 	 	2801	 	 	 	126	 
	San Mateo

	 	March 19, 1964
	 	 	4670	 	 	 	563	 
	Santa Clara

	 	March 20, 1964
	 	 	6432	 	 	 	567	 
	Solano

	 	March 20, 1964
	 	 	1259	 	 	 	331	 
	Sonoma

	 	March 19, 1964
	 	 	2022	 	 	 	757	 
	Tulare

	 	March 20, 1964
	 	 	2491	 	 	 	437	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130183
	 	 	 	 
	Yuba

	 	March 20, 1964
	 	 	389	 	 	 	535	 

Fifteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	November 4, 1965
	 	 	1635	 	 	 	610	 
	Butte

	 	November 4, 1965
	 	 	1398	 	 	 	67	 
	Contra Costa

	 	November 4, 1965
	 	 	4987	 	 	 	469	 
	Fresno

	 	November 4, 1965
	 	 	5236	 	 	 	699	 
	Glenn

	 	November 4, 1965
	 	 	483	 	 	 	194	 
	Kern

	 	November 3, 1965
	 	 	3889	 	 	 	476	 
	Los Angeles

	 	November 3, 1965
	 	 	D3104	 	 	 	7	 
	Monterey

	 	November 4, 1965
	 	 	432	 	 	 	526	 
	City and County of
San Francisco

	 	November 4, 1965
	 	 	A983	 	 	 	431	 
	San Joaquin

	 	November 4, 1965
	 	 	2996	 	 	 	13	 
	San Mateo

	 	November 4, 1965
	 	 	5056	 	 	 	588	 
	Santa Clara

	 	November 4, 1965
	 	 	7166	 	 	 	234	 
	Solano

	 	November 3, 1965
	 	 	1366	 	 	 	547	 
	Sonoma

	 	November 3, 1965
	 	 	2167	 	 	 	261	 
	Tulare

	 	November 4, 1965
	 	 	2619	 	 	 	12	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130184
	 	 	 	 
	Yuba

	 	November 4, 1965
	 	 	422	 	 	 	562	 

Sixteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 2, 1966
	 	 	1881	 	 	 	788	 
	Butte

	 	December 2, 1966
	 	 	1452	 	 	 	13	 
	Contra Costa

	 	December 2, 1966
	 	 	5256	 	 	 	298	 
	Fresno

	 	December 2, 1966
	 	 	5383	 	 	 	432	 
	Glenn

	 	December 2, 1966
	 	 	495	 	 	 	555	 
	Kern

	 	December 1, 1966
	 	 	3999	 	 	 	845	 
	Los Angeles

	 	December 1, 1966
	 	 	D3496	 	 	 	236	 
	Monterey

	 	December 2, 1966
	 	 	485	 	 	 	472	 
	City and County of
San Francisco

	 	December 2, 1966
	 	 	B101	 	 	 	10	 
	San Joaquin

	 	December 2, 1966
	 	 	3090	 	 	 	511	 

C-6

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	San Mateo

	 	December 2, 1966
	 	 	5244	 	 	 	411	 
	Santa Clara

	 	December 2, 1966
	 	 	7579	 	 	 	440	 
	Solano

	 	December 1, 1966
	 	 	1429	 	 	 	482	 
	Sonoma

	 	December 1, 1966
	 	 	2243	 	 	 	434	 
	Tulare

	 	December 2, 1966
	 	 	2686	 	 	 	249	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130185
	 	 	 	 
	Yuba

	 	December 2, 1966
	 	 	443	 	 	 	434	 

Seventeenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	April 2, 1968
	 	 	2154	 	 	 	273	 
	Butte

	 	April 2, 1968
	 	 	1511	 	 	 	632	 
	Contra Costa

	 	April 2, 1968
	 	 	5593	 	 	 	177	 
	Fresno

	 	April 3, 1968
	 	 	5554	 	 	 	654	 
	Glenn

	 	April 2, 1968
	 	 	507	 	 	 	326	 
	Kern

	 	April 3, 1968
	 	 	4147	 	 	 	264	 
	Los Angeles

	 	April 2, 1968
	 	 	D3959	 	 	 	10	 
	Monterey

	 	April 2, 1968
	 	 	551	 	 	 	580	 
	City and County of
San Francisco

	 	April 2, 1968
	 	 	B230	 	 	 	362	 
	San Joaquin

	 	April 2, 1968
	 	 	3199	 	 	 	132	 
	San Mateo

	 	April 2, 1968
	 	 	5453	 	 	 	1	 
	Santa Clara

	 	April 2, 19688076
	 	 	99	 	 	 	 	 
	Solano

	 	April 1, 1968
	 	 	1501	 	 	 	35	 
	Sonoma

	 	April 3, 1968
	 	 	2323	 	 	 	446	 
	Tulare

	 	April 3, 1968
	 	 	2773	 	 	 	415	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130186
	 	 	 	 
	Yuba

	 	April 2, 1968
	 	 	465	 	 	 	122	 

Eighteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	April 3, 1970
	 	 	2592	 	 	 	708	 
	Butte

	 	April 6, 1970
	 	 	1608	 	 	 	505	 
	Contra Costa

	 	April 3, 1970
	 	 	6099	 	 	 	58	 
	Fresno

	 	April 3, 1970
	 	 	5775	 	 	 	371	 
	Glenn

	 	April 6, 1970
	 	 	524	 	 	 	168	 
	Kern

	 	April 3, 1970
	 	 	4384	 	 	 	72	 
	Los Angeles

	 	April 6, 1970
	 	 	D4677	 	 	 	518	 
	Monterey

	 	April 6, 1970
	 	 	645	 	 	 	921	 
	City and County of
San Francisco

	 	April 6, 1970
	 	 	B414	 	 	 	258	 
	San Joaquin

	 	April 3, 1970
	 	 	3381	 	 	 	569	 
	San Mateo

	 	April 3, 1970
	 	 	5766	 	 	 	1	 
	Santa Clara

	 	April 3, 1970
	 	 	8878	 	 	 	585	 
	Solano

	 	April 3, 1970
	 	 	1618	 	 	 	477	 
	Sonoma

	 	April 3, 1970
	 	 	2453	 	 	 	531	 
	Tulare

	 	April 3, 1970
	 	 	2889	 	 	 	894	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130187
	 	 	 	 
	Yuba

	 	April 6, 1970
	 	 	497	 	 	 	84	 

C-7

 

Nineteenth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 10, 1970
	 	 	2632	 	 	 	835	 
	Butte

	 	June 11, 1970
	 	 	1618	 	 	 	2	 
	Contra Costa

	 	June 10, 1970
	 	 	6146	 	 	 	1	 
	Fresno

	 	June 10, 1970
	 	 	5793	 	 	 	233	 
	Glenn

	 	June 11, 1970
	 	 	526	 	 	 	170	 
	Kern

	 	June 9, 1970
	 	 	4405	 	 	 	724	 
	Los Angeles

	 	June 10, 1970
	 	 	D4736	 	 	 	731	 
	Monterey

	 	June 10, 1970
	 	 	653	 	 	 	890	 
	City and County of
San Francisco

	 	June 11, 1970
	 	 	B430	 	 	 	928	 
	San Joaquin

	 	June 10, 1970
	 	 	3402	 	 	 	124	 
	San Mateo

	 	June 10, 1970
	 	 	5792	 	 	 	57	 
	Santa Clara

	 	June 11, 1970
	 	 	8949	 	 	 	586	 
	Solano

	 	June 10, 1970
	 	 	1629	 	 	 	158	 
	Sonoma

	 	June 10, 1970
	 	 	2465	 	 	 	923	 
	Tulare

	 	June 10, 1970
	 	 	2898	 	 	 	231	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130188
	 	 	 	 
	Yuba

	 	June 11, 1970
	 	 	500	 	 	 	77	 

Twentieth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	April 2, 1971
	 	 	2820	 	 	 	92	 
	Butte

	 	April 2, 1971
	 	 	1667	 	 	 	102	 
	Contra Costa

	 	April 2, 1971
	 	 	6351	 	 	 	138	 
	Fresno

	 	April 2, 1971
	 	 	5880	 	 	 	820	 
	Glenn

	 	April 2, 1971
	 	 	533	 	 	 	530	 
	Kern

	 	April 1, 1971
	 	 	4509	 	 	 	30	 
	Los Angeles

	 	April 1, 1971
	 	 	D5014	 	 	 	368	 
	Monterey

	 	April 2, 1971
	 	 	695	 	 	 	719	 
	City and County of
San Francisco

	 	April 5, 1971
	 	 	B507	 	 	 	812	 
	San Joaquin

	 	April 5, 1971
	 	 	3509	 	 	 	305	 
	San Mateo

	 	April 2, 1971
	 	 	5919	 	 	 	363	 
	Santa Clara

	 	April 2, 1971
	 	 	9278	 	 	 	182	 
	Solano

	 	April 5, 1971
	 	 	1677	 	 	 	384	 
	Sonoma

	 	April 2, 1971
	 	 	2524	 	 	 	671	 
	Tulare

	 	April 2, 1971
	 	 	2959	 	 	 	373	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130189
	 	 	 	 
	Yuba

	 	April 2, 1971
	 	 	513	 	 	 	81	 

Twenty-first Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 14, 1972
	 	 	3298	 	 	 	449	 
	Butte

	 	December 14, 1972
	 	 	1805	 	 	 	96	 

C-8

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	Contra Costa

	 	December 14, 1972
	 	 	6821	 	 	 	129	 
	Fresno

	 	December 14, 1972
	 	 	6104	 	 	 	2	 
	Glenn

	 	December 14, 1972
	 	 	554	 	 	 	371	 
	Kern

	 	December 15, 1972
	 	 	4757	 	 	 	356	 
	Los Angeles

	 	December 14, 1972
	 	 	D5698	 	 	 	815	 
	Monterey

	 	December 14, 1972
	 	 	815	 	 	 	838	 
	City and County of
San Francisco

	 	December 14, 1972
	 	 	B708	 	 	 	675	 
	San Joaquin

	 	December 14, 1972
	 	 	3718	 	 	 	161	 
	San Mateo

	 	December 14, 1972
	 	 	6289	 	 	 	367	 
	Santa Clara

	 	December 14, 1972
	 	 	0154	 	 	 	435	 
	Solano

	 	December 15, 1972
	 	 	1795	 	 	 	147	 
	Sonoma

	 	December 14, 1972
	 	 	2719	 	 	 	547	 
	Tulare

	 	December 14, 1972
	 	 	3075	 	 	 	674	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130190
	 	 	 	 
	Yuba

	 	December 14, 1972
	 	 	546	 	 	 	360	 

Twenty-second Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 27, 1972
	 	 	3306	 	 	 	930	 
	Butte

	 	December 27, 1972
	 	 	1807	 	 	 	385	 
	Contra Costa

	 	December 27, 1972
	 	 	6829	 	 	 	150	 
	Fresno

	 	December 27, 1972
	 	 	6108	 	 	 	355	 
	Glenn

	 	December 27, 1972
	 	 	555	 	 	 	69	 
	Kern

	 	December 29, 1972
	 	 	4762	 	 	 	140	 
	Los Angeles

	 	December 27, 1972
	 	 	D5710	 	 	 	690	 
	Monterey

	 	December 27, 1972
	 	 	818	 	 	 	40	 
	City and County of
San Francisco

	 	December 27, 1972
	 	 	B712	 	 	 	707	 
	San Joaquin

	 	December 27, 1972
	 	 	3721	 	 	 	317	 
	San Mateo

	 	December 27, 1972
	 	 	6296	 	 	 	114	 
	Santa Clara

	 	December 27, 1972
	 	 	0171	 	 	 	29	 
	Solano

	 	December 29, 1972
	 	 	1797	 	 	 	530	 
	Sonoma

	 	December 27, 1972
	 	 	2722	 	 	 	782	 
	Tulare

	 	December 27, 1972
	 	 	3078	 	 	 	118	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130191
	 	 	 	 
	Yuba

	 	December 27, 1972
	 	 	547	 	 	 	158	 

Twenty-third Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	December 27, 1972
	 	 	3307	 	 	 	1	 
	Butte

	 	December 27, 1972
	 	 	1807	 	 	 	433	 
	Contra Costa

	 	December 27, 1972
	 	 	6829	 	 	 	197	 
	Fresno

	 	December 27, 1972
	 	 	6108	 	 	 	307	 
	Glenn

	 	December 27, 1972
	 	 	555	 	 	 	116	 
	Kern

	 	December 27, 1972
	 	 	4762	 	 	 	187	 
	Los Angeles

	 	December 27, 1972
	 	 	D5710	 	 	 	737	 
	Monterey

	 	December 27, 1972
	 	 	818	 	 	 	87	 

C-9

 

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	City and County of
San Francisco

	 	December 27, 1972
	 	 	B712	 	 	 	733	 
	San Joaquin

	 	December 27, 1972
	 	 	3721	 	 	 	269	 
	San Mateo

	 	December 27, 1972
	 	 	6296	 	 	 	161	 
	Santa Clara

	 	December 27, 1972
	 	 	0171	 	 	 	76	 
	Solano

	 	December 27, 1972
	 	 	1797	 	 	 	577	 
	Sonoma

	 	December 27, 1972
	 	 	2722	 	 	 	830	 
	Tulare

	 	December 27, 1972
	 	 	3078	 	 	 	165	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130192
	 	 	 	 
	Yuba

	 	December 27, 1972
	 	 	547	 	 	 	205	 

Twenty-fourth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	March 22, 1974
	 	 	3635	 	 	 	156	 
	Butte

	 	March 22, 1974
	 	 	1896	 	 	 	665	 
	Contra Costa

	 	March 22, 1974
	 	 	7183	 	 	 	54	 
	Fresno

	 	March 22, 1974
	 	 	6279	 	 	 	513	 
	Glenn

	 	March 22, 1974
	 	 	570	 	 	 	163	 
	Kern

	 	March 22, 1974
	 	 	4832	 	 	 	519	 
	Los Angeles

	 	March 22, 1974
	 	 	D6209	 	 	 	133	 
	Monterey

	 	March 22, 1974
	 	 	902	 	 	 	1	 
	City and County of
San Francisco

	 	March 22, 1974
	 	 	B866	 	 	 	907	 
	San Joaquin

	 	March 22, 1974
	 	 	3856	 	 	 	1	 
	San Mateo

	 	March 22, 1974
	 	 	6574	 	 	 	611	 
	Santa Clara

	 	March 22, 1974
	 	 	815	 	 	 	125	 
	Solano

	 	March 22, 1974
	 	 	1974	 	 	 	11482	 
	Sonoma

	 	March 22, 1974
	 	 	2847	 	 	 	542	 
	Tulare

	 	March 22, 1974
	 	 	3166	 	 	 	315	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130193
	 	 	 	 
	Yuba

	 	March 22, 1974
	 	 	571	 	 	 	423	 

Twenty-fifth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 20, 1975
	 	 	4007	 	 	 	676	 
	Butte

	 	June 20, 1975
	 	 	1995	 	 	 	455	 
	Contra Costa

	 	June 20, 1975
	 	 	7543	 	 	 	54	 
	Fresno

	 	June 20, 1975
	 	 	6447	 	 	 	21	 
	Glenn

	 	June 20, 1975
	 	 	587	 	 	 	128	 
	Kern

	 	June 20, 1975
	 	 	4901	 	 	 	154	 
	Los Angeles

	 	June 20, 1975
	 	 	D6698	 	 	 	184	 
	Monterey

	 	June 20, 1975
	 	 	985	 	 	 	335	 
	City and County of
San Francisco

	 	June 20, 1975
	 	 	C30	 	 	 	188	 
	San Joaquin

	 	June 20, 1975
	 	 	3996	 	 	 	258	 
	San Mateo

	 	June 20, 1975
	 	 	6872	 	 	 	1	 
	Santa Clara

	 	June 20, 1975
	 	 	B474	 	 	 	219	 
	Solano

	 	June 20, 1975
	 	 	1975	 	 	 	25377	 
	Sonoma

	 	June 20, 1975
	 	 	2970	 	 	 	761	 
	Tulare

	 	June 20, 1975
	 	 	3249	 	 	 	11	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130195
	 	 	 	 
	Yuba

	 	June 20, 1975
	 	 	595	 	 	 	695	 

C-10

 

Twenty-sixth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	June 10, 1976
	 	 	4397	 	 	 	342	 
	Butte

	 	June 10, 1976
	 	 	2077	 	 	 	441	 
	Contra Costa

	 	June 10, 1976
	 	 	7896	 	 	 	746	 
	Fresno

	 	June 11, 1976
	 	 	6608	 	 	 	364	 
	Glenn

	 	June 10, 1976
	 	 	600	 	 	 	137	 
	Kern

	 	June 11, 1976
	 	 	4960	 	 	 	1166	 
	Los Angeles

	 	June 10, 1976
	 	 	10257	 	 	 	734	 
	Monterey

	 	June 10, 1976
	 	 	1060	 	 	 	798	 
	City and County of
San Francisco

	 	June 10, 1976
	 	 	C184	 	 	 	1	 
	San Joaquin

	 	June 10, 1976
	 	 	4136	 	 	 	42	 
	San Mateo

	 	June 10, 1976
	 	 	7151	 	 	 	667	 
	Santa Clara

	 	June 10, 1976
	 	 	C073	 	 	 	688	 
	Solano

	 	June 10, 1976
	 	 	1976	 	 	 	31463	 
	Sonoma

	 	June 10, 1976
	 	 	3089	 	 	 	913	 
	Tulare

	 	June 10, 1976
	 	 	3326	 	 	 	626	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130195
	 	 	 	 
	Yuba

	 	June 10, 1976
	 	 	616	 	 	 	512	 

Twenty-seventh Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	March 24, 1978
	 	 	5312	 	 	 	57	 
	Butte

	 	March 24, 1978
	 	 	2268	 	 	 	279	 
	Fresno

	 	March 27, 1978
	 	 	6997	 	 	 	25	 
	Glenn

	 	March 24, 1978
	 	 	626	 	 	 	594	 
	Kern

	 	March 24, 1978
	 	 	5098	 	 	 	1124	 
	Los Angeles

	 	March 24, 1978
	 	Doc. No. 78-310554
	 	 	 	 
	Monterey

	 	March 24, 1978
	 	 	1227	 	 	 	755	 
	City and County of
San Francisco

	 	March 24, 1978
	 	 	C538	 	 	 	664	 
	San Joaquin

	 	March 27, 1978
	 	 	4377	 	 	 	286	 
	San Mateo

	 	March 24, 1978
	 	 	7728	 	 	 	715	 
	Santa Clara

	 	March 24, 1978
	 	 	D549	 	 	 	102	 
	Solano

	 	March 24, 1978
	 	 	21803	 	 	 	73	 
	Sonoma

	 	March 24, 1978
	 	 	3371	 	 	 	634	 
	Tulare

	 	March 27, 1978
	 	 	3315	 	 	 	618	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130196
	 	 	 	 
	Yuba

	 	March 24, 1978
	 	 	662	 	 	 	589	 

C-11

 

Twenty-eighth Supplemental Indenture

	 	 	 	 	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 	 	 	 	 
	Alameda

	 	August 28, 1978
	 	 	5551	 	 	 	62	 
	Butte

	 	August 28, 1978
	 	 	2318	 	 	 	170	 
	Fresno

	 	August 28, 1978
	 	 	7107	 	 	 	2	 
	Glenn

	 	August 28, 1978
	 	 	633	 	 	 	666	 
	Kern

	 	August 28, 1978
	 	 	5135	 	 	 	674	 
	Los Angeles

	 	August 28, 1978
	 	Doc. No. 78-951209
	 	 	 	 
	Monterey

	 	August 28, 1978
	 	 	1270	 	 	 	1030	 
	City and County of
San Francisco

	 	August 28, 1978
	 	 	C631	 	 	 	740	 
	San Joaquin

	 	August 28, 1978
	 	 	4442	 	 	 	141	 
	San Mateo

	 	August 28, 1978
	 	 	7774	 	 	 	1709	 
	Santa Clara

	 	August 28, 1978
	 	 	D914	 	 	 	715	 
	Solano

	 	August 28, 1978
	 	 	71420	 	 	 	 	 
	Sonoma

	 	August 28, 1978
	 	 	3445	 	 	 	337	 
	Tulare

	 	August 28, 1978
	 	 	3566	 	 	 	14	 
	Ventura

	 	November 15, 1983
	 	Doc. No. 130197
	 	 	 	 
	Yuba

	 	August 28, 1978
	 	 	675	 	 	 	331	 

Twenty-ninth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Volume of	 	Pages At Which
	City and County	 	Date of Recordation	 	Official Records	 	Record Commences
	 
	 	 	 	 	 	 
	Alameda
	 	March 28, 1980	 	80-055698	 	 
	Butte
	 	March 28, 1980	 	2500	 	503
	Fresno
	 	March 31, 1980	 	7494	 	230
	Glenn
	 	March 31, 1980	 	663	 	509
	Kern
	 	March 28, 1980	 	5275	 	818
	Los Angeles
	 	March 31, 1980	 	Doc. No. 80-318971	 	 
	Monterey
	 	March 31, 1980	 	1399	 	636
	City and County of
San Francisco
	 	March 28, 1980	 	C970	 	327
	San Joaquin
	 	March 31, 1980	 	80020795	 	 
	San Mateo
	 	March 28, 1980	 	7948	 	1952
	Santa Clara
	 	March 28, 1980	 	F233	 	366
	Solano
	 	March 28, 1980	 	23159	 	 
	Sonoma
	 	March 28, 1980	 	80-18782	 	 
	Tulare
	 	March 31, 1980	 	3753	 	500
	Ventura
	 	November 15, 1983	 	Doc. No. 130198	 	 
	Yuba
	 	March 28, 1980	 	722	 	625

Thirtieth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	January 2, 1981	 	81-000002	 	 
	Butte
	 	January 2, 1981	 	81-113	 	2583-250
	Fresno
	 	January 2, 1981	 	401	 	7651-362
	Glenn
	 	January 2, 1981	 	0023	 	678-226
	Kern
	 	January 5, 1981	 	000286	 	5342-1512
	Los Angeles
	 	January 2, 1981	 	81-2293	 	 
	Monterey
	 	January 2, 1981	 	G00066	 	1456-551

C-12

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	City and County of
San Francisco
	 	December 31, 1980	 	D044298	 	D127-551
	San Joaquin
	 	January 2, 1981	 	81000191	 	 
	San Mateo
	 	January 2, 1981	 	0507AS	 	 
	Santa Clara
	 	January 2, 1981	 	6941984	 	F825-269
	Solano
	 	January 2, 1981	 	60 Pg. 90-156	 	 
	Sonoma
	 	January 2, 1981	 	81-000131	 	 
	Tulare
	 	January 2, 1981	 	189	 	3828-412
	Ventura
	 	November 15, 1983	 	130199	 	 
	Yuba
	 	January 2, 1981	 	7644	 	743-99

Thirty-first Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	May 4, 1982	 	82-064230	 	 
	Butte
	 	May 4, 1982	 	82-12318	 	2715-529
	Fresno
	 	May 3, 1982	 	37212	 	7901-572
	Glenn
	 	May 4, 1982	 	1908	 	704-299
	Kern
	 	May 3, 1982	 	40614	 	5456-1478
	Los Angeles
	 	May 3, 1982	 	82-445736	 	 
	Monterey
	 	May 3, 1982	 	G17137	 	1549-234
	City and County of
San Francisco
	 	May 3, 1982	 	D198127	 	D392-276
	San Joaquin
	 	May 4, 1982	 	82022803	 	 
	San Mateo
	 	May 3, 1982	 	82035410	 	 
	Santa Clara
	 	May 3, 1982	 	7353398	 	 
	Solano
	 	May 3, 1982	 	15522	 	Pg. 26792
	Sonoma
	 	May 3, 1982	 	82-23083	 	 
	Tulare
	 	May 3, 1982	 	19242	 	3961-163
	Ventura
	 	November 15, 1983	 	130200	 	 
	Yuba
	 	May 3, 1982	 	10984	 	775-263

Thirty-second Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	October 13, 1983	 	83-191597	 	 
	Butte
	 	October 13, 1983	 	83-34081	 	2874-684
	Fresno
	 	October 13, 1983	 	83095135	 	 
	Glenn
	 	October 13, 1983	 	4435	 	733-446
	Kern
	 	October 13, 1983	 	041161	 	5597-658
	Los Angeles
	 	October 13, 1983	 	83-1208172	 	 
	Monterey
	 	October 13, 1983	 	G46236	 	1674-1194
	City and County of
San Francisco
	 	October 13, 1983	 	D408975	 	 
	San Joaquin
	 	October 13, 1983	 	83074718	 	 
	San Mateo
	 	October 13, 1983	 	83112077	 	 
	Santa Clara
	 	October 13, 1983	 	780561	 	H980-717
	Solano
	 	October 13, 1983	 	45171	 	Pg 85369
	Sonoma
	 	October 13, 1983	 	83069362	 	 
	Tulare
	 	October 13, 1983	 	51515	 	4120-726
	Ventura
	 	October 13, 1983	 	117059	 	 
	Ventura re-recorded
	 	November 15, 1983	 	130202	 	 
	Yuba
	 	October 13, 1983	 	3764	 	810-614

C-13

 

Thirty-third Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	September 13, 1988	 	88-232083	 	 
	Butte
	 	September 13, 1988	 	88-031123	 	 
	Fresno
	 	September 13, 1988	 	88101543	 	 
	Glenn
	 	September 13, 1988	 	88-4023	 	 
	Kern
	 	September 13, 1988	 	31355	 	6162-1754
	Los Angeles
	 	September 13, 1988	 	88-1464893	 	 
	Monterey
	 	September 13, 1988	 	47561	 	2273-660
	City and
County of San Francisco
	 	September 13, 1988	 	E243818	 	 
	San Joaquin
	 	September 13, 1988	 	88077190	 	 
	San Mateo
	 	September 13, 1988	 	88120443	 	 
	Santa Clara
	 	September 13, 1988	 	9833944	 	 
	Solano
	 	September 13, 1988	 	54422	 	1988-117737
	Sonoma
	 	September 13, 1988	 	88-77182	 	 
	Tulare
	 	September 13, 1988	 	58120	 	4745-662
	Ventura
	 	September 13, 1988	 	88-133327	 	 
	Yuba
	 	September 13, 1988	 	2818	 	 

Thirty-fourth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	December 20, 1990	 	90-332019	 	 
	Butte
	 	December 20, 1990	 	90-054231	 	 
	Fresno
	 	December 20, 1990	 	90155101	 	 
	Glenn
	 	December 21, 1990	 	90-6395	 	 
	Kern
	 	December 20, 1990	 	85807	 	6468-709
	Los Angeles
	 	December 20, 1990	 	90-2094360	 	 
	Monterey
	 	December 20, 1990	 	73725	 	2589-678
	City and County of
San Francisco
	 	December 20, 1990	 	E836831	 	F276-480
	San Joaquin
	 	December 20, 1990	 	90122496	 	 
	San Mateo
	 	December 20, 1990	 	90165083	 	 
	Santa Clara
	 	December 21, 1990	 	10758142	 	 
	Solano
	 	December 20, 1990	 	99015	 	1990
	Sonoma
	 	December 20, 1990	 	90-122784	 	 
	Tulare
	 	December 20, 1990	 	83069	 	 
	Ventura
	 	December 20, 1990	 	90-187399	 	 
	Yuba
	 	December 20, 1990	 	90-14553	 	 

Thirty-fifth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	November 3, 1992	 	92-358477	 	 
	Butte
	 	November 3, 1992	 	92-050443	 	 

C-14

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	Fresno
	 	November 3, 1992	 	92167544	 	 
	Glenn
	 	November 3, 1992	 	92-5920	 	 
	Kern
	 	November 3, 1992	 	167635	 	6757-1488
	Los Angeles
	 	November 3, 1992	 	92-2022769	 	 
	Monterey
	 	November 3, 1992	 	78604	 	2867-956
	City and County of
San Francisco
	 	November 3, 1992	 	F237077	 	 
	San Joaquin
	 	November 2, 1992	 	92127961	 	 
	San Mateo
	 	November 3, 1992	 	92180648	 	 
	Santa Clara
	 	November 3, 1992	 	11617179	 	 
	Solano
	 	November 3, 1992	 	101527	 	 
	Sonoma
	 	November 3, 1992	 	1992-137370	 	 
	Tulare
	 	November 3, 1992	 	92-081425	 	 
	Ventura
	 	November 3, 1992	 	92-198950	 	 
	Yuba
	 	November 3, 1992	 	92-13796	 	 

Thirty-sixth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	June 9, 1993	 	93-202253	 	 
	Butte
	 	June 9, 1993	 	93-023408	 	 
	Fresno
	 	June 9, 1993	 	93086809	 	 
	Glenn
	 	June 10, 1993	 	93-2925	 	 
	Kern
	 	June 9, 1993	 	82236	 	6859-1043
	Los Angeles
	 	June 9, 1993	 	93-1098735	 	 
	Monterey
	 	June 9, 1993	 	38484	 	 
	City and County of
San Francisco
	 	June 9, 1993	 	F371252	 	F896-0727
	San Joaquin
	 	June 9, 1993	 	93067318	 	 
	San Mateo
	 	June 9, 1993	 	93094357	 	 
	Santa Clara
	 	June 9, 1993	 	11944269	 	 
	Solano
	 	June 9, 1993	 	93-51895	 	 
	Sonoma
	 	June 9, 1993	 	93-71358	 	 
	Tulare
	 	June 9, 1993	 	93-040396	 	 
	Ventura
	 	June 9, 1993	 	93-104242	 	 
	Yuba
	 	June 9, 1993	 	93-06640	 	 

Thirty-seventh Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	September 28, 1993	 	93342967	 	 
	Butte
	 	September 28, 1993	 	93-041800	 	 
	Fresno
	 	September 28, 1993	 	93148269	 	 
	Glenn
	 	September 28, 1993	 	93-5140	 	 
	Kern
	 	September 28, 1993	 	140436	 	6915-188
	Los Angeles
	 	September 28, 1993	 	93-1891500	 	 
	Monterey
	 	September 28, 1993	 	66464	 	 
	City and County of
San Francisco
	 	September 28, 1993	 	F456929	 	F973-511
	San Joaquin
	 	September 28, 1993	 	93111959	 	 
	San Mateo
	 	September 28, 1993	 	93164391	 	 

C-15

 

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	Santa Clara
	 	September 28, 1993	 	12128051	 	 
	Solano
	 	September 28, 1993	 	93-88880	 	1993
	Sonoma
	 	September 28, 1993	 	93-121864	 	 
	Tulare
	 	September 28, 1993	 	93-069108A	 	 
	Ventura
	 	September 28, 1993	 	93-181168	 	 
	Yuba
	 	September 28, 1993	 	93-11284	 	 

Thirty-eighth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Alameda
	 	November 2, 1993	 	93390873	 	 
	Butte
	 	November 2, 1993	 	93-048806	 	 
	Fresno
	 	November 2, 1993	 	93170561	 	 
	Glenn
	 	November 2, 1993	 	93-5825	 	 
	Kern
	 	November 2, 1993	 	162046	 	6935-2210
	Lake
	 	March 19, 2009	 	2009004258	 	 
	Los Angeles
	 	November 2, 1993	 	93-2143052	 	 
	Monterey
	 	November 2, 1993	 	77734	 	 
	City and County of
San Francisco
	 	November 2, 1993	 	F477371	 	F997-0471
	San Joaquin
	 	November 2, 1993	 	93129084	 	 
	San Mateo
	 	November 2, 1993	 	93188734	 	 
	Santa Clara
	 	November 2, 1993	 	12188841	 	 
	Solano
	 	November 2, 1993	 	1993-104293	 	1993
	Sonoma
	 	November 2, 1993	 	93-140937	 	 
	Tulare
	 	November 2, 1993	 	93-078948A	 	 
	Ventura
	 	November 2, 1993	 	92-208807	 	 
	Yuba
	 	November 2, 1993	 	93-12958	 	 

Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	 	 	 	 	 	 
	Marin
	 	March 30, 2009	 	2009-0015722	 	 

Thirty-ninth Supplemental Indenture, Fortieth Supplemental Indenture, Forty-first Supplemental

Indenture, Forty-second Supplemental Indenture, Forty-third Supplemental Indenture, Forty-

fourth Supplemental Indenture, Forty-fifth Supplemental Indenture, Forty-sixth Supplemental

Indenture, Forty-seventh Supplemental Indenture and Forty-eighth Supplemental Indenture

	 	 	 	 	 	 	 
	County or	 	 	 	Book and Page	 	 
	City and County	 	Date of Recordation	 	Document No.	 	(Reel Image)
	 
	Alameda

	 	On or about the date hereof	 	 	 	 
	Butte

	 	On or about the date hereof	 	 	 	 
	Fresno

	 	On or about the date hereof	 	 	 	 
	Glenn

	 	On or about the date hereof	 	 	 	 
	Kern

	 	On or about the date hereof	 	 	 	 
	Lake

	 	On or about the date hereof	 	 	 	 
	Los Angeles

	 	On or about the date hereof	 	 	 	 
	Marin

	 	On or about the date hereof	 	 	 	 
	Monterey

	 	On or about the date hereof	 	 	 	 
	San Joaquin

	 	On or about the date hereof	 	 	 	 
	San Mateo

	 	On or about the date hereof	 	 	 	 
	Santa Clara

	 	On or about the date hereof	 	 	 	 
	Solano

	 	On or about the date hereof	 	 	 	 
	Sonoma

	 	On or about the date hereof	 	 	 	 
	Tulare

	 	On or about the date hereof	 	 	 	 
	Ventura

	 	On or about the date hereof	 	 	 	 
	Yuba

	 	On or about the date hereof	 	 	 	 

C-16

 

EXHIBIT D

FORM OF PARENT GUARANTEE

     GUARANTEE, dated as of                 (as amended from time to time, this
“Guarantee”), made by California Water Service Group, a Delaware corporation (the
“Guarantor”), in favor of U.S. Bank National Association, as trustee (“Trustee”)
for the registered holders (the “Holders”) of the 5.29% First Mortgage Bonds due 2022,
Series GGG (collectively, the “Bonds”), of California Water Service Company, a California
corporation (the “Issuer”).

WITNESSETH:

     SECTION
1. Guarantee. (a) The Guarantor hereby fully, absolutely,
irrevocably and unconditionally
guarantees the due and punctual payment when due, whether at stated
maturity, by acceleration, by notice of prepayment or otherwise,
of the principal of, premium, if any, and interest on the Bonds (the “Obligations”),
according to the terms of the Bonds and as more fully described in the Indenture dated as of April
1, 1928 (as amended, modified or otherwise supplemented from time to time, including the
Thirty-ninth Supplemental Indenture and the Forty-Ninth Supplemental
Indenture, the “Indenture”), between the Issuer and the Trustee,
and any other amounts payable by the Guarantor to the Holders under the Indenture. The Guarantor’s obligation to
make payment on the Obligations may be satisfied by direct payment of
the required full and final amounts by the
Guarantor to the Holders or by causing the Issuer to pay such full
and final amounts to the Holders.

     (b) It is the intention of the Guarantor that this Guarantee not constitute a fraudulent
transfer or conveyance for purposes of Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the
Uniform Fraudulent Transfer Act or any similar federal or state law to the extent applicable to
this Guarantee. To effectuate the foregoing intention, the amount guaranteed by the Guarantor under
this Guarantee shall be limited to the maximum amount as will, after giving effect to such maximum
amount and all other contingent and fixed liabilities of the Guarantor that are relevant under such
laws, result in the Obligations of the Guarantor under this Guarantee not constituting a fraudulent
transfer or conveyance. For purposes hereof, “Bankruptcy Law” means Title 11, U.S. Code, or any
similar federal or state law for the relief of debtors.

     (c) The Guarantor hereby covenants to comply with the provisions of Article XIII of the
Indenture.

     SECTION 2. Guarantee Absolute. The Guarantor guarantees that the Obligations will be
paid strictly in accordance with the terms of the Indenture, regardless of any law, regulation or
order now or hereafter in effect in any jurisdiction affecting any of such terms or the rights of
Holders of the Bonds with respect thereto. The Guarantor assents to all the terms, covenants and conditions of the Bonds and the
Indenture. The liability of the Guarantor under this Guarantee
shall be full, absolute, irrevocable and unconditional irrespective of:

     (a) any lack of validity, enforceability or genuineness of any provision of the
Indenture, the Bonds or any other agreement or instrument relating thereto;

     (b) any change in the time, manner or place of payment of, or in any other term of, all
or any of the Obligations, or any other amendment or waiver of or any consent to departure
from the Indenture;

     (c) any exchange, release or non-perfection of any collateral, or any release or
amendment or waiver of or consent to departure from any other guarantee, for all or any of the
Obligations;

     (d)
the recovery of any judgment against the Issuer, or by the levy of any writ or process of
execution under such judgment, or by any action or proceedings taken by any Holder under the
Indenture, the Bonds or the Guarantee for the enforcement thereof or hereof;

     (e)
the consolidation or merger of the Issuer with or into any other corporation or any sale,
lease or other disposition of the Issuer’s properties as an entirety or substantially as an
entirety to any other corporation;

     (f) the release or waiver, by operation of law or otherwise, of the performance or
observance by the Issuer of any express or implied agreement, covenant, term or condition
relating to the Bonds to be performed or observed by the Issuer;

     (g) the extension of time for the payment by the Issuer of any portion of the Obligations
(other than an extension of time for payment of Obligations that results from the extension of
any interest payment period on the Bonds as provided in the Indenture), or the extension of
time for the performance of any other obligation under, arising out of, or in connection with,
the Bonds;

     (h) any failure, omission, delay or lack of diligence on the part of the Holders to
enforce, assert or exercise any right, privilege, power or remedy conferred on the Holders
pursuant to the terms of the Bonds, or any action on the part of the Issuer granting
indulgence or extension of any kind;

D-1

 

     (i) the voluntary or involuntary liquidation, dissolution, receivership, insolvency,
bankruptcy, assignment for the benefit of creditors, reorganization, arrangement, composition
or readjustment of debt of, or other similar proceedings affecting, the Issuer or any of the
assets of the Issuer;

     (j) any invalidity of, or defect or deficiency in, the Bonds;

     (k) the settlement or compromise of any obligation guaranteed hereby or hereby incurred;
or

     (l) any other circumstance whatsoever that might otherwise constitute a legal or
equitable discharge or defense of a guarantor (other than payment of the underlying
obligation) and any other act or delay or failure to act, or by any
other thing, which may or might in any manner or to any extent vary
the risk of the Guarantor, it being the intent of this Section 2 that the obligations of the Guarantor
hereunder shall be absolute and unconditional under any and all circumstances.

There shall be no obligation of the Holders to give notice to, or obtain the consent of, the
Guarantor with respect to the happening of any of the foregoing.

     SECTION 3. Subordination. The Guarantor covenants and agrees that its obligation to
make payments of the Obligations hereunder constitutes an unsecured obligation of the Guarantor
ranking (a) pari passu with all existing and future senior indebtedness of the Guarantor and (b)
senior in right of payment to all existing and future subordinated indebtedness of the Guarantor.

     SECTION
4. Waiver; Subrogation. (a) The Guarantor hereby
irrevocably waives promptness, diligence,
notice of acceptance, notice of nonpayment, notice of dishonor,
notice of redemption, notice of any Event of Default and any other
notice with respect to this Guarantee, presentment, demand for
payment or protest and all other demands and related notices, and
any requirement that the Trustee, or the Holders of any Bonds protect, secure, perfect or insure
any security interest or lien or any property subject thereto or exhaust any right or take any
action against the Issuer or any other Person or any collateral.

     (b) The Guarantor hereby irrevocably waives any claims or other rights that it may now or
hereafter acquire against the Issuer that arise from the existence, payment, performance or
enforcement of the Guarantor’s obligations under this Guarantee or the Indenture, including,
without limitation, any right of subrogation, reimbursement, exoneration, contribution or
indemnification and any right to participate in any claim or remedy of the Trustee, or the Holders
of any Bonds against the Issuer or any collateral, whether or not such claim, remedy or right
arises in equity or under contract, statute or common law, including, without limitation, the right
to take or receive from the Issuer, directly or indirectly, in cash or other property or by set-off
or in any other manner, payment or security on account of such claim, remedy or right. If any
amount shall be paid to the Guarantor in violation of the preceding sentence at any time prior to
the cash payment in full of the Obligations and all other amounts payable under this Guarantee,
such amount shall be held in trust for the benefit of the Trustee and the Holders of any Bonds and
shall forthwith be paid to the Trustee, to be credited and applied to the Obligations and all other
amounts payable under this Guarantee, whether matured or unmatured, in accordance with the terms of
the Indenture and this Guarantee, or be held as collateral for any Obligations or other amounts
payable under this Guarantee thereafter arising.

     (c) Guarantor further waives any and all rights and defenses that Guarantor may have because
Issuer’s debt is secured by real property; this means, among other things, that: (1) Guarantor
waives any such defenses that may arise out of an election of remedies by Trustee, even though that
election of remedies, such as a nonjudicial foreclosure with respect to security for a guaranteed
obligation, has destroyed Guarantor’s rights of subrogation and reimbursement against the principal
by the operation of Section 580d of the California Code of Civil Procedure or otherwise; (2)
Trustee may collect from Guarantor without first foreclosing on any real or personal property
collateral pledged by Issuer; (3) if Trustee forecloses on any real property collateral pledged by
Issuer, then (A) the amount of the debt may be reduced only by the price for which that collateral
is sold at the foreclosure sale, even if the collateral is worth more than the sale price, and (B)
Trustee may collect from Guarantor even if Trustee, by foreclosing on the real property collateral,
has destroyed any right Guarantor may have to collect from Issuer. The foregoing sentence is an
unconditional and irrevocable waiver of any rights and defenses Guarantor may have because Issuer’s
debt is secured by real property. These rights and defenses being waived by Guarantor include, but
are not limited to, any rights or defenses based upon Section 580a, 580b, 580d or 726 of the
California Code of Civil Procedure. Without limiting the generality of the foregoing or any other
provision hereof, Guarantor further expressly waives to the extent permitted by law any and all
rights and defenses, including without limitation any rights of subrogation, reimbursement,
indemnification and contribution, which might otherwise be available to Guarantor under California
Civil Code Sections 2787 to 2855, inclusive, 2899 and 3433, or under California Code of Civil
Procedure Sections 580a, 580b, 580d and 726, or any of such sections.

     (d) The Guarantor acknowledges that it will receive direct and indirect benefits from the
financing arrangements contemplated by the Indenture and this Guarantee and that the waiver set
forth in this Section 4 is knowingly made in contemplation of such benefits.

     SECTION 5. Rights of Holders. The Guarantor expressly acknowledges that: (i) this
Guarantee will be deposited with the Trustee to be held for the benefit of the Holders; (ii) the
Trustee has the right to enforce this Guarantee on behalf of the Holders; and (iii) the Holders of
a majority in principal amount of the Bonds have the right to direct the time, method and place of
conducting any proceeding for any remedy available to the Trustee in respect of this Guarantee or
exercising any trust or power conferred upon the Trustee under this Guarantee.

     SECTION 6. Independent Obligations. The Guarantor acknowledges that its obligations
hereunder are independent of the obligations of the Issuer with respect to the Bonds and that the
Guarantor shall be liable as principal and as debtor hereunder to pay the Obligations pursuant to
the terms of this Guarantee.

     SECTION 7. No Waiver; Remedies. No failure on the part of the Trustee or any Holder of
the Bonds to exercise, and no delay in exercising, any right hereunder shall operate as a waiver
thereof; nor shall any single or partial exercise of any right hereunder preclude any other or
further exercise thereof or the exercise of any other right. The remedies herein provided are
cumulative and not exclusive of any remedies provided by law.

D-2

 

     SECTION 8. Guarantee of Payment; Continuing Guarantee; Transfer of Interest. This
Guarantee creates a guarantee of payment. This Guarantee is a continuing
guarantee and shall (a) remain in full force and effect until the earliest to occur of (i) the
date, if any, on which the Guarantor shall consolidate with or merge into the Issuer or any
successor thereto, (ii) the date, if any, on which the Issuer or any successor thereto shall
consolidate with or merge into the Guarantor, and (iii) final payment in full of the Obligations, (b) be
binding upon the Guarantor, its successors and assigns, and (c) inure to the benefit of and be
enforceable by any Holder of Bonds, the Trustee, and by their respective successors, transferees,
and assigns.

     SECTION 9. Reinstatement. This Guarantee shall continue to be effective or be
reinstated, as the case may be, if at any time any payment of any of the Obligations is rescinded
or must otherwise be returned by any Holder of the Bonds or the Trustee upon the insolvency,
bankruptcy or reorganization of the Issuer or otherwise, all as though such payment had not been
made.

     SECTION 10. Amendment. The Guarantor may amend this Guarantee at any time for any
purpose without the consent of the Trustee or any Holder of the Bonds; provided, however, that if
such amendment adversely affects (a) the rights of the Trustee or (b) any Holder of the Bonds, the
prior written consent of the Trustee (in the case of (b), acting at the written direction of the
Holders of a majority in aggregate principal amount of Bonds) shall
be required; provided, further, however, that the Guarantor shall provide a copy of any such amendment to the Trustee.

     SECTION 11. Governing Law. This Guarantee shall be governed by, and construed and
enforced in accordance with, the laws of the State of California without regard to the principles
of conflicts of laws thereunder, except to the extent that the Trust Indenture Act of 1939, as
amended, shall be applicable.

     SECTION 12. Notices. Any notice or communication shall be in writing and shall be
hand delivered or mailed by first class mail (registered or certified, return receipt requested) or
sent by facsimile, to the Guarantor at the following address:

       California Water Service Group

1720 North First Street

San Jose, CA 95112

Telecopier no.: (408) 367-8430

Attention of: Chief Financial Officer

     IN WITNESS WHEREOF, the Guarantor has caused this Guarantee to be duly executed and delivered
by its officer thereunto duly authorized as of the date first above written.

	 	 	 	 	 
	 	CALIFORNIA WATER SERVICE GROUP,

as Guarantor

 	 
	 	By:  	 	 
	 	 	Name:  	 	 
	 	 	Title:  	 	 
	 

D-3

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