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mhiamendedandrestateddef

{00054152;4} MOLINA HEALTHCARE, INC.  AMENDED AND RESTATED  DEFERRED COMPENSATION PLAN (2018) This Deferred Compensation Plan (the "Plan") is amended and restated effective for amounts earned and deferred  on or after January 1, 2018 (the "Restatement"), by MOLINA HEALTHCARE, INC., a Delaware corporation (the "Company") with reference to the following: A. The Company originally established a Deferred Compensation Plan for key employees, effective September 1, 1999 (the "Original Plan"). The Original Plan was amended on March 29, 2001. B. As a result of the adoption of section 409A of the Internal Revenue Code of 1986 (the "Code"), the Original Plan was frozen effective at midnight on December 31, 2004. C. This Plan was implemented effective January 1, 2005 to replace the Original Plan with a new plan that complies with the requirements of Code section 409A and the related Treasury Regulations (and other guidance from the Internal Revenue Service) thereunder (collectively, the "409A Requirements") and amended and restated as of October 1. 2013, and subsequently amended November 14, 2013, October 29, 2014 and September 1, 2016. D. This Plan was established to provide key employees of the Company and its subsidiaries a tax deferred, capital accumulation program. The Plan is intended to provide benefits to a select group of management or highly compensated personnel in order to attract and retain the highest quality executives. The Company does not intend for this to be a qualified plan within the meaning of Sections 401(a) and 501(a) of the Code. This Plan is intended to be an unfunded plan for purposes of the Employee Retirement Income Security Act of 1974, as amended ("ERISA"). Company contributions and voluntary compensation deferrals shall be held in a "Rabbi Trust," as that term is defined in Revenue Procedure 92- 64, 1992-2 C.B. 422. E. This Plan is hereby amended and restated to incorporate the prior amendments to the Plan, to provide for installment payments from in-service accounts and to modify the minimum death benefit under the Plan.            NOW, THEREFORE, the Company hereby adopts this Plan on the following terms and conditions: 1. Definitions. Whenever used in this Plan, the following words and phrases shall have the meaning set forth below, unless a different meaning is expressly provided or plainly required by the context in which the words or phrases are used: 1.1. Beneficiary means a person designated by a Participant to receive Plan benefits in the event of the Participant's death. 

 

{00054152;4}  1.2. Board means the Board of Directors of the Company and its successors.  1.3. Change in Control means, a Change in Ownership, a Change in the Effective Control, a Change in Assets or a termination of the Plan and distribution of compensation deferred hereunder within twelve (12) months after any of the foregoing events. For purposes of this Section,  "Company" shall include (i) the company for which a Participant is performing services at the time of the Change in Control, (ii) the company liable for the payment of the deferred compensation (or all companies liable if more than one company is liable), or a company that is a majority shareholder of a company identified in (i) or (ii), or any company in a chain of companies  in which each company is a majority shareholder of another company in the chain, ending in a company  identified  in (i) or (ii). The events described in  this section will  not  be  considered  to  occur, with  respect  to  an employee  of  a  participating   entity,  if  a participating entity  is  sold  and  the employee of  the  participating  entity  continues  employment  with  the Company subsequent to the  sale. The events described in this section have the following meanings:  a. Change in Ownership means the acquisition of stock by any one person or persons acting in concert (a "group") of the Company, that when added to the stock of the person or group constitutes more than 50% of the total fair market value or total voting power of the stock of the Company. The acquisition of additional stock by any person or group who are already considered to own more than 50% of the stock of the Company shall not constitute a change in ownership of the Company. An increase in the percentage of stock owned by any person or group, as result of a transaction in which the Company acquires its stock in exchange for property will be treated as an acquisition of stock for purposes of this section.  b. Change in the Effective Control means the occurrence of any of the following events, despite the fact that the Company has not undergone a Change in Ownership as described above:  i. The acquisition by any person or group (or acquisition during the 12- month period ending on the date of the most recent acquisition by such person or persons) of ownership of stock of the Company possessing 35% or more of the total voting power of the stock, except if such acquisition is the result of a change in "record ownership" and not a change in "beneficial ownership;"  ii. The replacement of a majority of the Company's board of directors during any 12-month period by directors whose appointment or election is not endorsed by a majority of the members of the Company's board of directors prior to the date of the appointment or election; or  iii A transaction between the Company and another company resulting in a Change in Control.  

 

{00054152;4} iv. Provided that this section shall not apply to the acquisition of additional control of the Company by any person or group, if that person or group is considered to effectively control the Company prior to the acquisition.  c. Change in Assets means the acquisition by any person or group (or acquisition during the 12-month period ending on the date of the most recent acquisition by such person or persons) of assets from the Company, that have a total gross fair market value equal to, or more than, 40% of the total gross fair market value of all the assets of the Company immediately prior to such acquisition or acquisitions. A transfer of assets by the Company will not be treated as a Change in Assets if the assets are transferred to any of the following (determined immediately after the transfer):  i. A shareholder of the Company (as determined, immediately before the asset transfer) in exchange for or with respect to its stock;  ii. An entity, 50% or more of the total value or voting power of which is owned directly or indirectly by the Company;  iii. A person or group that owns, directly or indirectly, 50% or more of the total value or voting power of all the outstanding stock of the Company; or  iv. An entity, at least 50% of the total value or voting power of which is owned, directly or indirectly, by a person described in (iii).  For purposes of this subsection (c), the gross fair market value of assets is the value of the assets of the Company or the value of the assets being disposed of with regard to any liabilities associated with such assets. If assets are transferred to an entity that is controlled by the shareholders of the transferring company immediately after the transfer, there is no Change in Control.  1.4. Company means MOLINA HEALTHCARE, INC., a Delaware corporation.  1.5. Company Stock means shares of stock issued by the Company.  1.6. Disability or Disabled means with respect to a Participant (i) the inability to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or can be expected to last for a continuous period of not less than twelve (12) months, or (ii) the receipt of income replacement benefits for a period of not less than three (3) months under an accident and health plan covering employees of the Company, by reason of any medically determinable physical or mental impairment which can be expected to result in death or can be expected to last for a continuous period of not less than twelve (12) months.  

 

{00054152;4} 1.7. The original Effective Date of this Plan means January 1, 2005. The Effective Date of this Restatement shall mean January 1, 2018.  1.8. Key Employee means an employee of the Company or a Subsidiary, who is (A) a member of a select group of management or highly compensated employees within the meaning of §2520.104-23 of the Department of Labor ERISA Regulations, (B) projected to receive Plan Year Compensation  (base pay plus bonus), plus amounts deferred to any 401(k) plan, deferred compensation plan, or cafeteria plan maintained by the Company, of $200,000 or more and (C) designated by the Plan Committee as a Key Employee.  1.9. Participant means (A) a Key Employee who timely files a Written Election pursuant to Section 2.3, below, and (B) a former Employee who, at the time of his Separation from Service, death, or Disability, retains, or whose beneficiary retains, benefits earned under the Plan in accordance with its terms. A Participant is considered an Active Participant in the Plan (even if the Participant no longer satisfies the requirements of Section 1.8(B) but subject to the right of the Company’s Chief Executive Officer to no longer designate such employee as a Key Employee) until the Participant separates from service under the terms of this Plan.  1.10. Plan means the Molina Healthcare, Inc. Amended and Restated Deferred Compensation Plan (2018) evidenced by this document and the Trust Agreement previously established in connection herewith.  1.11. Plan Committee means the individuals appointed by the Board from time to time to administer the Plan as provided herein.  1.12. Plan Year means the calendar year.  1.13. Plan Year Compensation means the total taxable income (other than Share Awards) paid to an Active Participant by the Company or a Subsidiary during any Plan Year, or portion thereof in which he is a Participant in this Plan, as reflected on a Key Employee's form W-2.  1.14. Separation from Service. A separation from service with the Company, provided such separation constitutes a “separation from service” under Treasury Regulation Section 1.409A-1(h).  1.15. Share Awards means shares of Company Stock which are awarded to a Participant as an employee by the Company.  1.16. Specified Employee means a "key employee" of the Company, as defined in section 416(i) of the Code without regard to paragraph five (5) thereof.  1.17. Subsidiary means any entity in which the Company owns not less than 80% of the outstanding voting interests.  

 

{00054152;4} 1.18. Trust Agreement means the grantor trust established in connection with this Plan between the Company as grantor and the Trustee.  1.19. Trustee means Union Bank of California and any successor institutional trustee named to succeed such Trustee under the terms of the Trust Agreement established in connection with this Plan.  1.20. Unforeseeable Financial Emergency means: (i) an illness or accident of the Participant or beneficiary, the Participant's or beneficiary's spouse, or the Participant's or beneficiary's dependent; (ii) the loss of the Participant's or beneficiary's  property due to casualty; or (iii) other similar extraordinary  and unforeseeable circumstances arising as a result of events beyond the control of the Participant or beneficiary. Determination of whether a Participant has incurred an Unforeseeable Financial Emergency shall be made by the Plan Committee, in accordance with the requirements of Section 409A of the Code and any guidance issued thereunder.  2. Participation.  2.1. Eligibility. An employee of the Company or a Subsidiary is eligible to participate in this Plan upon meeting the criteria for Key Employee specified in Section 1.8. Any Key Employee who was a Participant in the Original Plan and who continued in the employ of the Company on the effective date of the Restatement will continue to be a Participant in this Plan, subject to the right of the Company's Chief Executive Officer to no longer designate such employee as a Key Employee thereafter.  2.2. Entry Date. An employee of the Company or a Subsidiary who met the eligibility requirement specified in Section 2.1 as of the Effective Date of this Plan Restatement is a Participant in the Plan as of the Effective Date. Newly eligible employees of the Company who have met the enrollment requirements under Section 2.3 of the Plan shall commence participation in the Plan within thirty (30) days of their date of hire. An employee of the Company or a Subsidiary who meets the eligibility requirements specified in Section 2.1 but fails to meet the requirements in accordance with Section 2.3 within the period required, shall become a Participant in this Plan on the first day of the next Plan Year following submission of a Written Election form as specified in Section 2.3.  2.3. Written Election by Participant. As a condition to participation in the Plan, each newly eligible Employee shall complete, sign and return to the Plan Committee a Written Election within thirty (30) days after the date the Participant becomes eligible to participate in the Plan. Annual enrollment shall be in December each year for the following Plan Year. Each Participant shall submit a Written Election prior to the first day of the Plan Year in which he or she will be a Participant.  a. Such Written Election shall be made on the form presented to the Participant by the Plan Committee and shall set forth:  i. his election to participate in this Plan under the terms hereof; 

 

{00054152;4}  ii. the amount of Plan Year Compensation the Participant has determined to defer under the Plan for the Plan Year, pursuant to Section 3.1 below;  iii.  the investment vehicles into which the Participant desires to have his Account attributable to deferral of Plan Year Compensation invested, as provided in Section 3.5 below, and the percentage of such Account allocated to each elected investment vehicle;  iv. the date on which his benefit is to be distributed which  is the earliest of: (a) the date specified for an In-Service Withdrawal; (b) an Unforeseeable Financial Emergency; (c) the later of (i) when he separates from service with the Company for any reason or (ii) a date subsequent to his termination of employment specified by the Participant;  v. the form in which his benefit is to be distributed upon an In-Service Withdrawal, Separation from Service, Disability or death.  b. A Participant must provide a separate Written Election for each subsequent Plan Year that specifies the percentage of the Plan Year Compensation that Participant has determined to defer for each such Plan Year. Such Written Election is only effective for the Plan Year for which the election is made and if no Written Election to defer Plan Year Compensation is executed in relation to a subsequent Plan Year, no Plan Year Compensation will be deferred for such subsequent Plan Year. Any election of the amount of Plan Year Compensation to defer for a given Plan Year shall be irrevocable on and after the first day of the Plan Year for which the election was made.  c. A Participant may change the investment vehicle(s) in which the Participant desires to have that portion of the Participant’s Account attributable to Plan Year Compensation and investment income invested and the percentage of the Participant’s Account allocated to each investment vehicle by completing and submitting any form or forms required by the Company.  Changes in investment vehicle(s) will be made as of the applicable business day (or as soon as practicable thereafter) following the date that the change is requested.  d. Notwithstanding the foregoing, the Trustee shall, at the direction of the Plan Committee, have the duty and authority to invest the trust assets and funds in accordance with the terms of the Trust Agreement, and all rights associated with the trust assets shall be exercised by the Trustee as designated by the Plan Committee and shall in no event be exercisable by or be settled upon Participants or their Beneficiaries.   e. A Participant may change the date or form of distribution by submitting a new Written Election to the Company, provided that the following conditions are met:  

 

{00054152;4} i. That such election may not take effect until at least twelve (12) months after the date on which the election is made;   ii. In the case of an election related to a payment other than a payment on account of death, disability or the occurrence of a financial hardship, such payment must be deferred for a period of not less than five (5) years from the date such payment would have otherwise been made, and  iii. Any election related to a payment at a specified time or pursuant to a fixed schedule may not be made less than twelve (12) months prior to the date of the first scheduled payment.  iv. Such election may be made among the payment options set forth in Section 5.4.   2.4. Duration of Participation. Any Key Employee who has become a Participant at any time shall remain a Participant, even though he is no longer an Active Participant, until his entire benefit under the terms of the Plan has been paid to him (or to his Beneficiary in the event of his death), at which time he ceases to be a Participant.  2.5. Maintenance of Records. The annual Designation of Participants by the Plan Committee shall be maintained in the corporate minute book.  The Written Elections by Participants shall be maintained in the corporate records with all other files pertaining to this Plan by the Plan Committee.  3. Contributions and Allocation.  3.1 Participant Contributions.  A Participant may elect to defer a portion of (i) up to 75% of Plan Year Compensation constituting base pay and (ii) up to 100% of all other Plan Year Compensation eligible for deferral under this Plan (including bonus pay). For a Participant’s initial Plan Year of participation, the minimum deferral percentage for base pay and bonus pay must be 3% for each such component. For succeeding years of participation, a Participant may not defer an amount less than the minimum percentage established from year to year by the Plan Committee.  A written election must be submitted, pursuant to the terms of Section 2.3, specifying the percentage of Plan Year Compensation constituting base pay the Participant has chosen to defer.  A separate written election must be submitted, pursuant to the terms of Section 2.3, specifying the percentage of all other Plan Year Compensation eligible for deferral under this Plan (including bonus pay) the Participant has chosen to defer.  Once a Participant’s contributions for a Plan Year reach the Participant’s elected percentage, such Participant shall not be allowed to defer additional portions of such Participant’s Plan Year Compensation for the remainder of the Plan Year.  Any amounts in excess of the Participant’s elected percentage inadvertently deferred shall be refunded to the Participant as soon as practicable.   3.2. Company Contributions. The Company may, subject to the sole discretion of its Board of Directors, make contributions for the Participants, reserving the right to discriminate 

 

{00054152;4} among the Participants in the amount or percentage of contributions made in any Plan Year.  3.3. Allocation of Participant Contributions. All amounts which a Participant elects to defer under the terms of this Plan shall be allocated to his Account as of the last business day of each month. Each such Participant Deferral Account shall be credited with earnings as provided in Section 3.5 below.  3.4. Allocation of Company Contributions. Any amounts contributed by the Company on behalf of a Participant under Section 3.2 above shall be allocated to the Company Contribution Account of each Participant. Each such Company Contribution Account shall be credited with earnings as provided in Section 3.5 below.  3.5 Credited Earnings.  The Account of each Participant (which includes such Participant’s Participant Deferral Account established under Section 3.1 and such Participant’s Company Contribution Account established under Section 3.2) shall be credited as of each applicable business day with the actual earnings on the investments allocated to the Participant’s Account.   3.6. Funding. The assets of the Plan shall be held under the Trust Agreement (a "grantor trust") designated in Section 8. As such, the Plan is intended to be an unfunded plan for purposes of the requirements of ERISA and the Code.  Notwithstanding the provisions under the terms of the Plan that amounts contributed to this Plan, plus earnings thereon, shall be allocated to separate Accounts of Participants, all such amounts credited to such individual Accounts shall remain the general assets of the Company, and as such shall remain subject to the claims of the general creditors of the Company. This Plan and the related Trust Agreement do not create, nor does any employee, Participant or Beneficiary have, any right with respect to any specific assets of the Company or the Plan.  4. Vesting of Accounts. The Participant Deferral Accounts and the Company Contribution Account of each Participant shall be 100% vested in such Participant at all times.  5. Types of Benefits.  5.1. Separation from Service Benefit. A Participant's Separation from Service Benefit is the unpaid balance of his Accounts which equals the total of all contributions made by the Participant and the Company allocated to his Account and all earnings credited to his Account in accordance with the terms of the Plan and the Trust Agreement, less any distributions already paid.  5.2. Disability Benefit. If a Participant becomes Disabled as defined in Section 1.6 above, the Company will pay his Separation from Service Benefit, calculated under Section 5.1, in the applicable form elected by the Participant in his Written Election.  

 

{00054152;4} A Participant who believes he has suffered a Disability within the meaning of Section 1.6 shall make application to the Plan Committee, on a form prescribed by the Plan Committee, for a determination of whether he is Disabled under the terms of Section 1.6. The Participant shall make such written application to the Plan Committee on or after the date which is at least five (5) consecutive months following the date he first suffered the impairment under consideration. Any determination by the Plan Committee that a Disability exists under the provisions of Section 1.6 shall be effective only after the date the Disability has existed for six (6) consecutive months. All determinations made by the Plan Committee shall be final, and no Participant shall be considered Disabled for any purpose whatsoever under the provisions of this Plan if determined not to be Disabled by the Plan Committee under the procedures set forth in this Section.  The Plan Committee shall notify each Participant who has made application under this Section 5.2, in writing, of its determination within three (3) months of the date the Plan Committee receives the Participant's application hereunder. The Participant shall cooperate in providing any information to the Plan Committee which it requires in making its determination, including, but not limited to, access to the Participant's medical records, direct contact with his physician, and physical examination by a physician selected by the Company. Any Participant who does not fully cooperate shall be deemed not Disabled by the Plan Committee and so notified.  5.3. Death Benefit.  a. If a Participant dies after a distribution has commenced or if the Company has not purchased a life insurance contract in connection with the Participant's Separation from Service Benefit, the Company will continue the payments of such distribution otherwise due to the Participant to his designated Beneficiary, in the applicable form elected by the Participant in his Written Election.  b. If a Participant dies while still employed by the Company and the Company has purchased a life insurance contract in connection with such Participant's Separation from Service Benefit, the Company will pay the Participant's designated Beneficiary the greatest of:  (i) twice the Participant’s base salary upon initial eligibility for the Plan; (ii) $500,000; or (iii) if the Participant was a Participant prior to January 1, 2018, the amount specified under the Plan prior to such date, in the applicable form elected by the Participant in his Written Election.   5.4. In-Service Withdrawal. A Participant may designate a year in the future for receipt of an In-Service Withdrawal with respect to the Participant's contribution for a given Plan Year. Such withdrawal may be paid while the Participant remains employed with the Company. Initial designations made with respect to the 2018 Plan Year in accordance with Section 2.3(a)(iv) (as may be subsequently modified under Section 2.3(b)) shall include Credited Earnings attributable to such Participant Contribution.  The In-Service Withdrawal will be paid in a lump sum unless the Participant elects to receive substantially equal annual installments from two (2) to five (5) years, commencing no earlier than three (3) years after the Plan Year during which such Participant Contributions are made; provided, however, that a Participant may make a subsequent deferral election with respect to any initial In-Service Withdrawal election made under this Plan subject to the following requirements: 

 

{00054152;4}  a. the Participant must deliver to the Company a written election not later than twelve (12) months prior to the date the payment is scheduled to be paid;  b. the payments that are subject to the election must be delayed at least five (5) years from the date the payments would have otherwise been made; and  c. the election will not take effect until at least twelve (12) months after the election is made.  5.5. Unforeseeable Financial Emergency Benefit. A Participant may request a portion of his Separation from Service Benefit as an Unforeseeable Financial Emergency Benefit at any time by providing the Plan Committee, to its satisfaction, with a written request, proof of an Unforeseeable Financial Emergency, and proof that all other financial resources have been explored and utilized to: (i) receive a partial or full payout from the Plan and/or (ii) suspend any deferrals required to be made by a Participant. The amount of an Unforeseeable Financial Emergency Benefit shall be limited to the lesser of the amount needed for the financial hardship or such Participant's Separation from Service Benefit. If a Participant receives a distribution as a result of an Unforeseeable Financial Emergency, such Participant may not participate in the Plan during the Plan Year following the year of the hardship distribution.  6. Distributions.  6.1. Form of Benefits. The Company shall pay benefits in the form associated with Type of Benefit elected by the Participant, and, to the extent a Type of Benefit may be distributed in various forms, the Company shall pay benefits in the form elected by the Participant. The forms of benefits associated with the Types of Benefits are the following:  a. Separation from Service Benefit, Disability Benefit, and  Death  Benefit shall be paid in (i) one lump sum; (ii) 5 yearly installments; (iii) 10 yearly installments; or (iv) 15 yearly installments;  b. In-Service Withdrawal shall be paid as provided in Section 5.4 above; and  c. Unforeseeable Financial Emergency Benefit shall be paid in one lump sum.  6.2. Commencement of Payments. The Company will pay, or begin to pay, the Types of Benefits under this Plan to the Participant in accordance with the following:  a. Separation from Service Benefit, Disability Benefit, and Death Benefit payments shall  commence no later than sixty-five (65) days following the date on which the Participant retires, terminates service, becomes disabled, or dies;  

 

{00054152;4} b. In-Service Withdrawal payments shall commence on the date designated by the Participant on his Written Election pursuant to Section 2.3, provided that such payments are from Participant Contributions that have been in such Participant's Participant Deferral Account for at least two years;  c. Unforeseeable Financial Emergency Benefit payments shall commence no later than sixty-five (65) days after a request for an Unforeseeable Financial Emergency Benefit is approved by the Plan Committee.  6.3. Domestic Relations Order. In the event the Plan Committee receives a Domestic Relations Order from a potential Alternate Payee, the Plan Committee shall notify the Participant whose benefit is the subject of such order and provide him/her with information concerning the Plan's procedures for administering Qualified Domestic Relations Orders ("QDROs"). Unless and until the order is set aside, the following provisions shall apply:  a. The Plan Committee shall within a reasonable time determine whether the order is a QDRO and shall notify the Participant whose benefit is the subject of the order, of its determination. The Plan Committee may designate a representative to carry out its duties under this provision.  b. Nothing in this Section shall be deemed to allow payment under a QDRO to an Alternate Payee of any benefit which would violate Section 409A of the Code and the regulations thereunder.  c. QDRO definitions. For purposes of Section 6.3 the following definitions and rules shall apply:  i. Alternate Payee means any spouse, former spouse, child or other dependent of a Participant who is recognized by a QDRO as having a right to receive all, or a portion of, the benefits payable under this Plan with respect to the Participant.  ii. Domestic Relations Order means any judgment, decree, or order (including approval of a property settlement agreement) which:  (1) relates to the provision of child support, alimony payments, or marital property rights to a spouse, child, or other dependent of a Participant; and  (2) is  made  pursuant  to  a  state  domestic  relations  law (including a community property law).  iii.  Qualified Domestic Relations   Order   means   any   Domestic Relations Order meeting the requirements for a Qualified Domestic Relations 

 

{00054152;4} Order under Code section 414(p), which satisfies any additional criteria under policies established by the Plan Committee.  6.4 Limited Cashout. Notwithstanding any Written Election made by the Participant, if, upon the Participant’s Separation from Service, such Participant’s accrued benefit under the Plan (and any other deferred compensation plan required to be aggregated with this Plan) does not exceed the then-current limit under Section 402(g)(1)(B) of the Code, the Company shall immediately distribute such Participant’s accrued benefit under the Plan in a single lump sum payment to the Participant (or the Beneficiary, if the Participant is deceased), provided that such distribution results in a termination and complete liquidation of such Participant’s interest under the Plan (and any other deferred compensation plan required to be aggregated by this Plan).  Notwithstanding sections 6.2 and 7.3, distributions to a Specified Employee shall not commence earlier than six (6) months after the date such Specified Employee experiences a Separation from Service (or, if earlier, the date of death of the employee).  7. Amendment, Termination of Plan, Change in Control.  7.1. Amendment. The Company reserves the right to amend the Plan at any time by resolution of the Plan Committee. The Plan Committee will determine the effective date of any such amendment. The amendment may not deprive any Participant or Beneficiary of any portion of a benefit under the terms of this Plan at the time of the amendment.  7.2. Termination of Plan. The Company reserves the right to terminate the Plan under the following circumstances:  a. The Plan Committee may resolve to terminate the Plan provided that:  i. all arrangements of the same type (account balance plans, nonaccount balance plans, separation pay plans or other arrangements) are terminated with respect to all participants;  ii no payments other than those otherwise payable under the terms of the Plan absent a termination of the Plan are made within twelve (12) months of the termination of the arrangement;  iii. all payments are made within twenty-four (24) moths of the termination of the arrangement; and  iv. the Company does not adopt a new arrangement that would be aggregated with any terminated arrangement under the plan aggregation rules at any time for a period of five years following the date of termination of the arrangement.  

 

{00054152;4} b. The Plan Committee may terminate the Plan and make payments to the Participants at any time during the twelve (12) months following a change in control of the corporation;  c. A corporate dissolution taxed under Section 331, or with the approval of a bankruptcy court pursuant to 11 U.S.C. §503(b)(l)(A), provided that the amounts deferred under the Plan are included in the Participants' gross incomes by the latest of:  i. the calendar year in which the Plan termination occurs,  ii. the calendar year in which the amount is no longer subject to a substantial risk of forfeiture, or  iii.  the first calendar year in which the payment is administratively practicable.  7.3. Change in Control. In the event of a Change in Control, the Company shall, as soon as possible, but in no event later than ten days after the Change in Control, notify the Trustee, and the Trustee or its agent shall immediately calculate the Separation from Service Benefit of each Participant and distribute such amounts to the Participant or Beneficiary in a lump sum within thirty (30) days of the notification. If the Company fails to notify the Trustee as specified in this section, the Trustee may act upon notification of the "Change of Control" obtained in an alternate manner. The Trustee shall incur no liability to any person for any action taken pursuant to such notification and in conformity with the terms of the Plan.  8. Benefits Not Funded. Participants and Beneficiaries have the status of unsecured creditors of the Company, and the Plan constitutes a mere promise by the Company to make benefit payments in the future. A Participant's or Beneficiary's interest in the Plan is an unsecured claim against the general assets of the Company, and neither the Participant nor a Beneficiary has any right against the account until the Plan has distributed the benefit. All amounts credited to an account are the general assets of the Company and may be disposed of or used by the Company in such manner as it determines.  Notwithstanding the first paragraph of this Section 8, the Company will make deposits to a trust pursuant to a Trust Agreement, a copy of which is attached, as provided above. Such Trust Agreement created by the Company is intended to be a grantor trust, and any assets held by such trust to assist the Company in meeting its obligations under the Plan will conform to the terms of the model trust, as described in Revenue Procedure 92-64, 1992-2 C.B. 422, promulgated by the Internal Revenue Service. The Company will make a transfer of cash to the trust annually in the amount necessary to pay the deferred compensation required.  It is the intention of the parties that this Plan and the accompanying Trust Agreement shall constitute an unfunded arrangement maintained for the purpose of providing deferred compensation for a select group of management or highly compensated employees for purposes of Title I of ERISA. 

 

{00054152;4}  9. Administration.  9.1. Plan Committee. The Plan shall be administered by the Plan Committee. The Plan Committee shall have full authority and power to administer and construe the Plan, subject to applicable requirements of law. Without limiting the generality of the foregoing, the Plan Committee shall have the powers indicated in the foregoing Sections of the Plan and the following additional powers and duties:  a. To make and enforce such rules and regulations as it deems necessary or proper for the administration of the Plan;  b. To interpret the Plan and to decide all questions concerning the Plan;  c. To determine the amount and the recipient of any payments to be made under the Plan;  d. To designate and value any investments deemed held in the Accounts; and  e. To make all other determinations and to take all other steps necessary or advisable for the administration of the Plan.  All decisions made by the Plan Committee pursuant to the provisions of the Plan shall be made in its sole discretion and shall be final; conclusive, and binding upon all parties.  9.2. Delegation of Duties. The Plan Committee may delegate such of its duties and may engage such experts and other persons as it deems appropriate in connection with administering the Plan. The Plan Committee shall be fully protected in any action taken, in good faith, in reliance upon any opinions or reports furnished them by any such experts or other persons.  9.3. Indemnification of Committee. The Company agrees to indemnify and to defend to the fullest extent permitted by law any person serving as a member of the Plan Committee, and each employee of the Company or any of its affiliates appointed by the Plan Committee to carry out duties under this Plan, against all liabilities, damages,  costs and expenses  (including  attorneys'  fees and amounts paid  in settlement of any claims approved by the Company) occasioned by any act or omission to act in connection with the Plan, if such act or omission is in good faith.  9.4. Liability. To the extent permitted by law, neither the Plan Committee nor any other person shall incur any liability for any acts or for any failure to act except for liability arising out of such person's own willful misconduct or willful breach of the Plan.  9.5. Claims Review Procedure.  

 

{00054152;4} a. A claim for benefits may be filed, in writing, with the Plan Committee. A written disposition of a claim shall be furnished to the claimant within a reasonable time after the claim for benefits is filed. In the event a claim for benefits is denied, the Plan Committee shall provide the claimant with the reasons for denial.  b. A claimant whose claim for benefits was denied may file for a review of such denial, with the Plan Committee, no later than 60 days after he has received written notification of the denial.  c. The Plan Committee shall give a request for review a full and fair review. If the claim for benefits is denied upon completion of a full and fair review, notice of such denial shall be provided to the claimant within 60 days after the Plan Committee's receipt of such written claim for review. This 60-day period may be extended in the event of special circumstances. Such special circumstances shall be communicated to the claimant in writing within the 60-day period. If there is an extension, a decision shall be made as soon as possible, but not later than 120 days after receipt by the Plan Committee of such claim for review.  d. If benefits are provided or administered by an insurance company, insurance service, or other similar organization which is subject to regulation under the insurance laws of a state, the claims procedure relating to these benefits may provide for review. If so, that company, service, or organization will be the entity to which claims are addressed.  10. General Provisions  10.1. Designation of Beneficiary. Each Participant shall designate, in writing, prior to the date he first becomes a Participant in the Plan, one or more beneficiaries to receive his benefit under the provisions of Section 5.3. The Participant shall file the written designation with the Plan Committee. The Participant may revoke a previous beneficiary designation by filing a new written beneficiary designation with the Plan Committee.  In any event, if a Participant or Beneficiary who has designated another Beneficiary is divorced, all beneficiary designations executed prior to the effective date of the dissolution of marriage (or other decree or order entered under applicable state law) are automatically revoked under the terms of this Section 10.1. In such event, the Participant or Beneficiary may designate one or more Beneficiaries in accordance with the terms of this Section 10.1. If none is made following the effective date of the dissolution of the marriage, the individual's benefit shall pass under the laws of intestate succession and the terms of the next following paragraph.  If a Participant fails to file a valid designation of beneficiary with the Plan Committee under the provisions of this Section 10.1, or if a designated Beneficiary fails to survive to receive any or all payments due hereunder, then the death benefit payable under this Plan shall be payable to the Participant's (or the Beneficiary's) spouse; if no spouse survives, then to the Participant's (or Beneficiary's) children, with equal shares among living children and with the living descendants of a deceased child receiving equal portions of 

 

{00054152;4} the deceased child's share; in the absence of spouse or descendants, to the Participant's (or Beneficiary's) parents; and in the absence of spouse, descendants or parents, to the Participant's (or Beneficiary's) brothers and sisters, with the living descendants of a deceased brother and those of a deceased sister receiving equal portions of the deceased brother's or sister's share; in the absence of any of the persons named herein, to the Participant's (or Beneficiary's) estate.  For purposes of this Section 10.1, the term "descendant" means all persons who are descended from the person referred to either by birth to or legal adoption by such person, and "child" or "children" includes adopted children.  10.2. Benefits Not Assignable. The rights of each Participant are not subject in any manner to anticipation, alienation, sale, transfer, assignment, pledge, encumbrance, attachment, or garnishment by creditors of the Participant or any Beneficiary. Neither the Participant nor Beneficiary may assign, transfer or pledge the benefits under this Plan. Any attempt to assign, transfer or pledge a Participant's benefits under this Plan is void.  10.3. Benefit. This Plan constitutes an agreement between the Company and each of the Participants which is binding upon and inures to the Company, its successors and assigns and upon the Participant and his heirs and legal representatives.  10.4. Headings. The headings of the Articles and Sections of this Plan are included for purposes of convenience only, and shall not affect the construction or interpretation of any of it provisions.  10.5. Notices. All notices, requests, demands, and other communications under this Plan shall be in writing and shall be deemed to have been duly given on the date of service if served personally on the party to whom notice is to be given, or on the third day after mailing if mailed to the party to whom notice is to be given, by first class mail, registered or certified (return receipt requested), postage prepaid, and properly addressed to the last known address to each party as set forth on the first page thereof. Any party may change its address for purposes of this Section by giving the other parties written notice of the new address in the manner set forth above.  10.6. No Loans. The Plan does not permit any loans to be made to any Participant or Beneficiary.  10.7. Gender Usage. The use of the masculine gender includes the feminine gender for all purposes of this Plan.  10.8. Expenses. Costs of administration of the Plan shall be paid by the Company.EX-10.1

 Exhibit 10.1 

EXECUTION VERSION 

AMENDMENT NO. 10 
 This
AMENDMENT NO. 10 (this “Amendment No. 10”) is dated as of February 23, 2018, by and among Infor, Inc., a Delaware corporation (“Holdco”), Infor (US), Inc., a Delaware corporation (the
“Borrower”), the Subsidiaries of the Borrower identified as “Subsidiary Loan Parties” on the signature pages hereto (the “Subsidiary Loan Parties” and, together with Holdco, the
“Guarantors”), the Amendment No. 10 Consenting Revolving Lenders (as defined below), the Amendment No. 7 Required Revolving Lenders and Bank of America, N.A., as the administrative agent (in such capacity, the
“Administrative Agent”), the Collateral Agent, the Issuing Bank, and the Swingline Lender, amends that certain Credit Agreement, dated as of April 5, 2012 (as amended, supplemented or otherwise modified from time to time,
including pursuant to Refinancing Amendment No. 1, dated as of September 27, 2012, Amendment No. 2, dated as of June 3, 2013, Amendment No. 3 to Credit Agreement, dated as of October 9, 2013, Amendment No. 4, dated
as of January 2, 2014, Amendment No. 5, dated as of January 31, 2014, Amendment No. 6, dated as of April 22, 2014, Amendment No. 7, dated as of August 15, 2016, Amendment No. 8, dated as of February 6,
2017, and Amendment No. 9, dated as of November 22, 2017, the “Credit Agreement”), entered into among the Borrower, Holdco, the Lenders from time to time party thereto, the Administrative Agent and the other agents and
arrangers named therein. 
 W I T N E S S E T H: 

WHEREAS, the Borrower has requested to (i) pursuant to Section 2.24 of the Credit Agreement, effectuate an extension of the
Amendment No. 7 Extended Revolving Commitments (the “2018 Revolver Extension”) by making an Extension Offer to extend the termination date of the Amendment No. 7 Extended Revolving Commitments existing immediately prior to
the occurrence of the Amendment No. 10 Effective Date (as defined below) (collectively, the “Existing Revolving Commitments” and all the Revolving Loans thereunder, the “Existing Revolving Loans”) and
(ii) make certain amendments and other modifications to the Credit Agreement that shall be effective as to the Amendment No. 10 Consenting Revolving Lenders in connection with the 2018 Revolver Extension (collectively, as set forth in
Section 2 hereof, the “2018 Revolver Extension Amendments”); 
 WHEREAS, the Borrower has requested to, pursuant to
Section 9.02(b)(viii) of the Credit Agreement, make certain additional amendments and other modifications to the Credit Agreement to certain provisions in the Credit Agreement that are subject to the consent of the Amendment No. 7 Required
Revolving Lenders (collectively, as set forth in Section 3 hereof, the “Applicable Required Revolving Lenders RP Consent Amendments” and, together with the 2018 Revolver Extension Amendments, the “Amendments”);

 WHEREAS, the Amendments shall become effective on the Amendment No. 10 Effective Date (as defined below); 

NOW, THEREFORE, in consideration of the premises and of the mutual covenants herein contained and for other valuable considerations, the
parties hereto agree as follows: 

Section 1.    Definitions. Each capitalized term used herein
and not otherwise defined in this Amendment No. 10 shall be defined in accordance with the Credit Agreement. 

 Section 2.    2018
Revolver Extension Amendments to Credit Agreement. Effective as of the Amendment No. 10 Effective Date (as defined in Section 5 hereof), the Credit Agreement is hereby amended as follows: 

2.1    Section 1.01 of the Credit Agreement is amended to add the following new defined terms in the
appropriate alphabetical order: 
 ““Amendment No. 10” means that certain Amendment No. 10 to
Credit Agreement, dated as of the Amendment No. 10 Effective Date, among Holdco, the Borrower, the Subsidiary Loan Parties, the Amendment No. 10 Consenting Revolving Lenders, the Administrative Agent, the Collateral Agent, the Issuing Bank
and the Swingline Lender. 
 “Amendment No. 10 Consenting Revolving Lender” means each Revolving Lender
that has executed Amendment No. 10 on or prior to the Amendment No. 10 Effective Date. For the avoidance of doubt, the Amendment No. 10 Consenting Revolving Lenders constitute Extended Revolving Loan Lenders and Revolving Lenders.

 “Amendment No. 10 Effective Date” means February 23, 2018. 

“Amendment No. 10 Extended Revolving Commitments” means, as to each Revolving Lender that is an Amendment
No. 10 Consenting Revolving Lender, the Amendment No. 7 Extended Revolving Commitments of such Amendment No. 10 Consenting Revolving Lender immediately prior to the occurrence of the Amendment No. 10 Effective Date. For the
avoidance of doubt (i) the Amendment No. 10 Extended Revolving Commitments constitute Extended Revolving Commitments and Revolving Commitments and (ii) the Amendment No. 10 Extended Revolving Commitments shall constitute a
separate “Class”. References to the “Amendment No. 10 Extended Revolving Commitments” shall mean the Amendment No. 10 Extended Revolving Commitment of each Lender taken together. The initial aggregate principal amount
of the Lenders’ Amendment No. 10 Extended Revolving Commitments on the Amendment No. 10 Effective Date is $120,000,000 and the aggregate principal amount of the Amendment No. 7 Extended Revolving Commitments as of the Amendment
No. 10 Effective Date is $0. The amount of each Lender’s Amendment No. 10 Extended Revolving Commitment as of the Amendment No. 10 Effective Date is as set forth in Schedule I to Amendment No. 10. 

“Amendment No. 10 Extended Revolving Loans” means the Extended Revolving Loans established pursuant to
Amendment No. 10. For the avoidance of doubt, the Amendment No. 10 Extended Revolving Loans (and any Swingline Loans in which any Amendment No. 10 Consenting Revolving holds a risk participation (funded or unfunded)) constitute
Extended Revolving Loans, and the Amendment No. 10 Extended Revolving Loans (other than Swingline Loans) constitute Revolving Loans and any Swingline Loans in which an Amendment No. 10 Consenting Revolving Lender hold a participation
(funded or unfunded) shall constitute Swingline Loans. 
 “Amendment No. 10 LC Exposure” means, at
any time, the sum of (a) the aggregate undrawn amount of all outstanding Letters of Credit in which Amendment No. 10 Consenting Revolving Lenders hold risk participations (funded or unfunded) denominated in Dollars at such time,
(b) the Dollar Equivalent of the aggregate undrawn amount of all outstanding Letters of Credit in which Amendment No. 10 Consenting Revolving Lenders hold risk participations (funded or unfunded) denominated in Euros

  
 2 

 
or other Alternative Currency at such time, (c) the aggregate amount of all LC Disbursements made in respect of Letters of Credit in which Amendment No. 10 Consenting Revolving Lenders
hold risk participations (funded or unfunded) made in Dollars that have not yet been reimbursed by or on behalf of the Borrower at such time and (d) the Dollar Equivalent of the aggregate amount of all LC Disbursements made in respect of
Letters of Credit in which Amendment No. 10 Consenting Revolving Lenders hold risk participations (funded or unfunded) made in Euros or other Alternative Currency that have not yet been reimbursed by or on behalf of the Borrower at such time.

 “Amendment No. 10 Required Revolving Lenders” means, at any time, Amendment No. 10 Consenting
Revolving Lenders (other than Defaulting Lenders) having Amendment No. 10 Revolving Exposures and unused Amendment No. 10 Extended Revolving Commitments (other than Swingline Commitments) representing more than 50% of the Amendment
No. 10 Revolving Exposure and unused Amendment No. 10 Extended Revolving Commitments (other than Swingline Commitments) at such time (calculated, in each case, using the Exchange Rate in effect on the applicable date of determination). No
Defaulting Lender shall be included in the calculation of Amendment No. 10 Required Revolving Lenders. 
 “Amendment
No. 10 Revolving Exposure” means, at any time, the sum of (a) the aggregate principal amount of the Amendment No. 10 Extended Revolving Loans denominated in Dollars outstanding at such time, (b) the Dollar
Equivalent of the aggregate principal amount of the Amendment No. 10 Extended Revolving Loans denominated in Euros or other Alternative Currency outstanding at such time, (c) the Amendment No. 10 LC Exposure at such time and
(d) the Amendment No. 10 Swingline Exposure at such time. 
 “Amendment No. 10 Swingline
Exposure” means, at any time, the aggregate principal amount of all Swingline Loans in which the Amendment No. 10 Consenting Revolving Lenders hold a risk participation (funded or unfunded) in at such time.” 

2.2    The definition of “Revolving Maturity Date” appearing in Section 1.01 of the Credit
Agreement is hereby amended and restated in its entirety as follows: 
 ‘“Revolving Maturity Date” means (i) with respect
to the Initial Revolving Commitments, the fifth anniversary of the Closing Date, (ii) with respect to the Amendment No. 7 Extended Revolving Commitments, the seventh anniversary of the Closing Date, (iii) with respect to the Amendment
No. 10 Extended Revolving Commitments, February 1, 2022, in each case with respect to clauses (i), (ii) and (iii), if such date is not a Business Day, the next preceding Business Day and (iv) with respect to any other specific
Revolving Commitment, as the maturity of such Revolving Commitment shall have been extended by the holder thereof in accordance with the terms hereof.”’ 

2.3    Section 2.02(a) of the Credit Agreement is hereby amended by replacing the last sentence thereof
with the following sentence: 
 “For the avoidance of doubt, after the Amendment No. 10 Effective Date, all Borrowings under the
Revolving Commitments shall be made on a ratable basis among the Amendment No. 10 Extended Revolving Commitments.” 

  
 3 

 2.4    Section 2.04(c)(iv) of the Credit Agreement is hereby
amended by replacing the last sentence thereof with the following sentence: 
 “For the avoidance of doubt, Swingline Loans shall be
participated in on a ratable basis by Lenders holding Amendment No. 10 Extended Revolving Commitments.” 

2.5    Section 2.05(d) of the Credit Agreement is hereby amended by replacing the last sentence thereof
with the following sentence: 
 “For the avoidance of doubt, Letters of Credit shall be participated in on a ratable basis by Lenders
holding Amendment No. 10 Extended Revolving Commitments.” 
 2.6    Section 2.08(b) of the
Credit Agreement is hereby amended by deleting the last sentence thereof. 
 2.7    Section 2.11(b) of
the Credit Agreement is hereby amended by replacing the last sentence thereof with the following sentence: 
 “For the avoidance of
doubt, prior to the Revolving Maturity Date for the Amendment No. 10 Extended Revolving Commitments, all prepayments pursuant to this Section 2.11(b) of any Revolving Loans shall be made on a ratable basis among the
Amendment No. 10 Extended Revolving Loans.” 
 2.8    Section 2.12(a) of the Credit Agreement
is hereby amended by replacing the last sentence thereof with the following sentence: 
 “For the avoidance of doubt, prior to the
Revolving Maturity Date for the Amendment No. 10 Extended Revolving Commitments, all payments of such commitment fees shall be made on a ratable basis among the Lenders holding the Commitments and the Amendment No. 10 Extended Revolving
Loans.” 
 2.9    Section 2.13(f) of the Credit Agreement is hereby amended and restated in its
entirety as follows: 
 “(f) For the avoidance of doubt, prior to the Revolving Maturity Date for the Amendment No. 10 Extended
Revolving Commitments, all payments of interest shall be made on a ratable basis among the Lenders holding Amendment No. 10 Extended Revolving Commitments.” 

  
 4 

 2.10    Section 6.12 of the Credit Agreement is hereby
amended and restated in its entirety as follows: 
 “Except with the consent of the Required Revolving Lenders, Holdco will not permit
the Total Leverage Ratio (calculated as of the last day of the most recent fiscal quarter of Holdco for which financial statements were required to have been furnished to the Administrative Agent pursuant to Section 5.01),
to exceed the ratio set forth below opposite the period during which such last day occurs: 
  

					
	 Date of Fiscal Quarter End
	  	Ratio	 
	 Other Amendments Effective Date – October 30, 2017
	  	 	9.50 to 1.00	 
	 October 31, 2017 - July 30, 2018
	  	 	9.00 to 1.00	 
	 July 31, 2018 and thereafter
	  	 	8.50 to 1.00	 

 ; provided that the provisions of this Section 6.12 shall not be applicable to any such fiscal quarter if
on the last day of such fiscal quarter the aggregate principal amount of Revolving Loans, Swing Line Loans and/or Letters of Credit (excluding (i) undrawn Letters of Credit in an aggregate amount up to $15,000,000 and (ii) Letters of
Credit which have been Cash Collateralized or otherwise back-stopped on terms reasonably satisfactory to the applicable Issuing Bank) that are issued and/or outstanding is equal to $0.” 

Section 3.    Applicable Required Revolving Lenders RP Consent
Amendments to Credit Agreement. Effective as of the Amendment No. 10 Effective Date, the Amendment No. 7 Required Revolving Lenders consent to further amend the Credit Agreement as follows (for the avoidance of doubt, such written
consent shall constitute the Applicable Required Revolving Lenders RP Consent (as defined in the Credit Agreement)): 

3.1    The definition of “Amendment No. 7 Extension Period” in Section 1.01 of the
Credit Agreement is amended and restated in its entirety as follows: 
 ““Amendment No. 7 Extension
Period” means the period commencing on the Other Amendments Effective Date, and ending as of such date as (i) the aggregate Amendment No. 7 Extended Revolving Commitments are decreased/reduced to zero or are otherwise terminated,
(ii) the outstanding principal amount of Amendment No. 7 Extended Revolving Loans is zero, and (iii) all Letters of Credit have been cancelled, Cash Collateralized or otherwise backstopped on terms reasonably satisfactory to the
applicable Issuing Bank (including by “grandfathering” on terms reasonably acceptable to the Issuing Bank of the applicable Letters of Credit into a future credit facility). For the avoidance of doubt, the Amendment No. 7 Extension
Period ended as of the Amendment No. 10 Effective Date.” 
 3.2    The definition of
“Amendment No. 7 Extended Revolving Commitment Provisions” in Section 1.01 of the Credit Agreement is amended and restated in its entirety as follows: 

““Amendment No. 7 Extended Revolving Commitment Provisions” means with respect to each of the
provisions in the Credit Agreement amended pursuant to Section 3.2, 3.5, 3.6 or 3.7 of Amendment No. 7, such terms, conditions or restrictions effected pursuant to such Section 3.2, 3.5, 3.6 or 3.7, as applicable, that are in addition
to terms, conditions and restrictions of such provisions that were in effect under the Loan Documents immediately prior to the Amendment No. 7 Effective Date and which need the consent of the Amendment No. 7 Required Revolving Lenders to
waive; provided that for the avoidance of doubt, no term, condition or restriction of any such provision that was in effect 

  
 5 

 
immediately prior to the Amendment No. 7 Effective Date shall constitute an Amendment No. 7 Extended Revolving Commitment Provision. For the avoidance of doubt, the Amendment No. 7
Required Revolving Lenders have waived the Amendment No. 7 Extended Revolving Commitment Provisions pursuant to Amendment No. 10 on the Amendment No. 10 Effective Date.” 

3.3    The definition of “Applicable Required Revolving Lenders RP Consent” in Section 1.01
of the Credit Agreement is amended and restated in its entirety as follows: 
 ““Applicable Required Revolving Lenders RP
Consent” has the meaning specified in Section 6.08(a)(xxiii).” 
 3.4    Clause
(j) in the definition of “Available Amount” appearing in Section 1.01 of the Credit Agreement is hereby amended and restated in its entirety as follows: 

“(j) the Holdco Notes Interest Payments; minus; and” 

3.5    The definition of “Additional Term Notes” appearing in Section 1.01 of the Credit
Agreement is hereby amended to delete the following parenthetical at the end of such definition: 
 “(provided that, solely during the
Amendment No. 7 Extension Period, Additional Term Notes may be issued or incurred only if the Amendment No. 7 Required Revolving Lenders have consented thereto in writing, provided however, no such Amendment No. 7 Required Revolving
Lender consent shall be required if such First Lien Leverage Ratio (as calculated in conformity with the immediately preceding parenthetical phrase) on a Pro Forma Basis is not greater than 3.50:1.00 as of such Applicable Date of
Determination)”. 
 3.6    The definition of “Holdco Notes Interest Payments” appearing in
Section 1.01 of the Credit Agreement is is amended and restated in its entirety as follows: 
 ““Holdco Notes Interest
Payments” means Restricted Payments made pursuant to clause (a) or (b) of the definition of Available Amount since the Amendment No. 8 Effective Date in an aggregate principal amount not to exceed the then accrued and unpaid cash
interest paid on the Holdco Notes so long as such Restricted Payments shall have been applied to service such accrued and unpaid cash interest payable under the Holdco Notes.” 

3.7    Section 2.20(a)(ii) of the Credit Agreement is hereby amended to delete the following parenthetical:

 “(provided that, solely during the Amendment No. 7 Extension Period, the Amendment No. 7 Required Revolving Lenders have
consented to the incurrence of such Incremental Facility in writing, provided, however, no such Amendment No. 7 Required Revolving Lenders consent shall be required if such First Lien Leverage Ratio (without giving effect to any proceeds of the
Incremental Facility for purposes of calculating the First Lien Leverage Ratio and assuming the amount of such Incremental Revolving Facility (if any) is fully drawn) computed on a Pro Forma Basis is not greater than 3.50:1.00 as of the Applicable
Date of Determination)” 

  
 6 

 3.8    Section 2.20(a)(ii) of the Credit Agreement is further
hereby amended to delete the following proviso: 
 “provided that, notwithstanding anything contained herein, solely during the
Amendment No. 7 Extension Period, the Borrower shall not be permitted to incur Unrestricted Incremental First-Lien Indebtedness, unless the Amendment No. 7 Required Revolving Lenders otherwise consent in writing” 

3.9    Section 6.01(xxx) of the Credit Agreement is hereby amended to delete the following immediately
after the words “Unrestricted Additional Term Notes”: 
 “(provided, solely during the Amendment No. 7 Extension Period,
the Amendment No. 7 Required Revolving Lenders consent in writing to allow the incurrence thereof)”. 

3.10    Section 6.08(xx) of the Credit Agreement is hereby amended to delete the following immediately
after the words “equal to 4.25:1.00”: 
 “provided, further that, solely during the Amendment No. 7
Extension Period, Holdco and the Restricted Subsidiaries may make any Restricted Payments funded with amounts pursuant to clause (a) or (b) of the definition of Available Amount otherwise in accordance with this
Section 6.08(a)(xx) (including without limitation subject to the immediately preceding proviso) only with the consent of the Amendment No. 7 Required Revolving Lenders, provided, however, that, Holdco and the
Restricted Subsidiaries may make any Restricted Payments using the amounts pursuant to clause (a) or (b) of the definition of Available Amount without such Amendment No. 7 Required Revolving Lender consent for
(i) Restricted Payments made to allow any Parent Entity (or, after an IPO, the Public Company), Holdco, or any Restricted Subsidiary to purchase Holdco’s, such Parent Entity’s (or, after an IPO, the Public Company’s) preferred
stock, common stock, restricted stock or common stock options (or limited partnership units or other similar forms of Equity Interests) from current and/or former employees (or their estates, descendants, family, spouses or former spouses) in an
aggregate amount not to exceed, for all Restricted Payments made pursuant to this clause (i), $30,000,000 per fiscal year and (ii) Restricted Payments in an aggregate principal amount not to exceed the then accrued and unpaid cash interest (but
not default interest) payable (but not in excess of the amount of cash interest that could have accrued at the rate of cash interest in effect on the Amendment No. 7 Effective Date) on the Holdco Notes so long as such Restricted Payment is
applied to service such accrued and unpaid cash interest payable under the Holdco Notes (the aggregate amount of such Restricted Payments made pursuant to this clause (ii) since the Amendment No. 8 Effective Date, the “Holdco Notes
Interest Payments”) (it being understood and agreed that, in any event, no such consent of the Amendment No. 7 Required Revolving Lenders shall be required to make Restricted Payments under this
Section 6.08(a)(xx) pursuant to any clause other than clause (a) or (b) of the definition of Available Amount)” 

3.11    The proviso at the end of Section 6.08(xxiii) of the Credit Agreement is amended and restated
in its entirety as follows: 
 “provided that the initial usage of any provision referred to in clauses (1), (2) and
(3) immediately above in this clause (xxiii) shall be subject to the prior written consent of the Amendment No. 7 Required Revolving Lenders (such consent, the “Applicable Required Revolving Lenders RP Consent”); it
being understood that (A) once the Applicable 

  
 7 

 
Required Revolving Lenders RP Consent is granted, it shall be deemed granted for such usage of such basket or any other basket in such clauses (1) through (3) at the time of the Applicable
Required Revolving Lenders RP Consent or thereafter and (B) Applicable Required Revolving Lenders RP Consent may include a provision that increases the Available Amount by an amount equal to the Holdco Notes Interest Payments. For the avoidance
of doubt, the Applicable Required Revolving Lenders RP Consent has been granted in connection with Amendment No. 10 on the Amendment No. 10 Effective Date, and is deemed to have been granted at all times prior to the Amendment No. 10
Effective Date.” 
 3.12    Section 7.01(d) of the Credit Agreement is amended to (a) delete
“and the Amendment No. 7 Extended Revolving Commitment Provisions” immediately following the first time the reference to “Section 6.12” appears in such Section 7.01(d), (b) add “or” immediately before
clause (ii) and (c) delete the following clause (iii) immediately after the end of clause (ii) thereunder: 
 “or
(iii) any Amendment No. 7 Extended Revolving Commitment Provision; provided that an Event of Default under such Amendment No. 7 Extended Revolving Commitment Provision shall not constitute an Event of Default for purposes of
any Term Loan, any Initial Revolving Commitments or any Initial Revolving Loans unless and until the Amendment No. 7 Required Revolving Lenders have, after giving the Borrower ten days’ prior written notice of their intention to do so
(provided that such notice shall not be required if, at the time of such default of such Amendment No. 7 Extended Revolving Commitment Provision, an Event of Default shall exist and be continuing under Section 7.01 (other than under
Section 7.01(d)(ii) or (iii)), terminated the Amendment No. 7 Extended Revolving Commitments and declared all outstanding Amendment No. 7 Revolving Exposures to be immediately due and payable in accordance with this Agreement and such
declaration has not been rescinded (the “Amendment No. 7 Standstill Period”); provided further that, for the avoidance of doubt, whether or not the the Amendment No. 7 Required Revolving Lenders have
delivered such notice, such default shall still constitute an Event of Default with respect to Amendment No. 7 Extended Revolving Commitments, Amendment No. 7 Extended Revolving Loans and Amendment No. 7 Consenting Revolving Lenders
(including without limitation for the purposes of Section 4.02 )”. 

3.13    The last paragraph of Section 7.01 of the Credit Agreement is amended by changing the
parenthetical after “then, and in every such event” to add “prior to the end of the Term Loan Standstill Period,” immediately before the first instance of “(x)” appearing therein. 

3.14    The last paragraph of Section 7.01 of the Credit Agreement is amended by replacing the
parenthetical after “with the consent of the Required Lenders may, and at the request of the Required Lenders shall” in its entirety with the following: 

“(or, in respect of an Event of Default under Section 7.01(d)(ii) that has occured and is continuing prior to
the expiration of the Term Loan Standstill Period, the Administrative Agent with the consent of the Required Revolving Lenders may, and at the request of the Required Revolving Lenders shall, and in such case only with respect to the Revolving
Commitments, Revolving Loans, Swing Line Loans, and any Letters of Credit)”. 

  
 8 

 3.15    The last paragraph of Section 7.01 of the Credit
Agreement is amended by replacing the parenthetical after “take either or both of the following actions, at the same or different times” in its entirety with the following: 

“(except in the case of an event under paragraph (d) of this Section 7.01 to the extent relating to
a failure to observe or perform the covenant under Section 6.12, the following actions may not be taken until the ability to exercise the Cure Right under Section 7.03 has expired (but may be taken
as soon as the ability to exercise the Cure Right has expired and it has not been so exercised)).” 

3.16    Section 9.02(g) of the Credit Agreement is amended to (a) delete “(i)” immediately
after clause “(z)” thereunder” and (b) delete the following immediately before the end of the parenthetical: 
 “and
(ii) only the consent of the Amendment No. 7 Required Revolving Lenders shall be necessary to amend or waive the terms and provisions of the Amendment No. 7 Extended Revolving Commitment Provisions and
Section 7.01(d)(iii) (and related definitions as used in such Amendment No. 7 Extended Revolving Commitment Provisions and such Section 7.01(d)(iii), but not as used in other Sections of this
Agreement)”. 
 Section 4.    Representations. Each
Loan Party hereby represents and warrants that on the Amendment No. 10 Effective Date and after giving effect to the Amendments: 

4.1    This Amendment No. 10 (and the transactions contemplated hereby to occur on the Amendment
No. 10 Effective Date) has been duly authorized by all necessary corporate or other organizational action by each of the Loan Parties and constitutes, and each other Loan Document to which any Loan Party is a party has been duly authorized by
all necessary corporate or other organizational action by such Loan Party, and each Loan Document constitutes, or when executed and delivered by such Loan Party, will constitute, a legal, valid and binding obligation of Holdco, the Borrower or such
other Loan Party (as the case may be), enforceable in accordance with its terms, subject to applicable bankruptcy, insolvency, reorganization, moratorium or other laws affecting creditors’ rights generally and subject to general principles of
equity, regardless of whether considered in a proceeding in equity or at law. 
 4.2    The execution,
delivery and performance by the Loan Parties of the Loan Documents to which such Loan Parties are a party (a) do not require any material consent or approval of, registration or filing with, or any other action by, any Governmental Authority,
except (i) such as have been obtained or made and are in full force and effect, in each case as of the Amendment No. 10 Effective Date, (ii) filings necessary to perfect Liens created under the Loan Documents, and (iii) those
consents, approvals, negotiations, filings or other actions, the failure of which to obtain or make would not reasonably be expected to result in a Material Adverse Effect, (b) will not violate any Organizational Document of Holdco, the
Borrower or any other Loan Party, (c) will not violate any Requirement of Law applicable to Holdco or any Restricted Subsidiary, (d) will not violate or result in a default under any indenture, agreement or other instrument binding upon
Holdco or any Restricted Subsidiary or their respective assets, or give rise to a right thereunder to require any payment to be made by Holdco or any Restricted Subsidiary or give rise to a right of, or result in, termination, cancelation or
acceleration of any obligation thereunder, in each case as of the Amendment No. 10 Effective Date, and (e) will not result in the creation or imposition of any Lien on any asset of Holdco or any Restricted Subsidiary, except Liens created
under the Loan Documents and Liens permitted under Section 6.02 of the Credit Agreement, except in the cases of clauses (a), (c) and (d) above where such violations, individually or in the aggregate, would not reasonably be expected to
result in a Material Adverse Effect. 

  
 9 

Section 5.    Effectiveness of the Amendments. The Amendments
shall become effective as of the first date (such date being referred to as the “Amendment No. 10 Effective Date”) when each of the following conditions shall have been satisfied (or waived) in accordance with the
terms therein (it being understood that for the avoidance of doubt the Amendment No. 10 Effective Date shall have occurred on February 23, 2018): 

(a)    This Amendment No. 10 shall have been executed and delivered by Holdco, the Borrower, the
Subsidiary Loan Parties, the Administrative Agent, the Collateral Agent, each Amendment No. 10 Consenting Revolving Lender, each Amendment No. 7 Required Revolving Lender, the Issuing Bank and the Swingline Lender; 

(b)    The Administrative Agent (or its counsel) shall have received Note(s) executed by the Borrower for
each Revolving Lender that requests such Note(s) at least one Business Day prior to the Amendment No. 10 Effective Date. 

(c)    The Administrative Agent shall have received a written opinion (addressed to the Administrative
Agent and the Lenders and dated the Amendment No. 10 Effective Date) of Kirkland & Ellis LLP, counsel for the Loan Parties, in form and substance reasonably acceptable to the Administrative Agent. Each of Borrower and Holdco hereby
requests such counsel to deliver such opinion. 
 (d)    The Administrative Agent shall have received:
(i) a copy of each Organizational Document of the Borrower and Holdco, certified as of a recent date by the appropriate governmental official; (ii) signature and incumbency certificates of the officers of each Loan Party executing this
Amendment No. 10; (iii) resolutions of the board of directors or similar governing body of each Loan Party approving and authorizing the execution, delivery and performance of this Amendment No. 10 and the other documents to which such
Loan Party is a party as of the Amendment No. 10 Effective Date, certified as of the Amendment No. 10 Effective Date by such Loan Party as being in full force and effect without modification or amendment; and (iv) a good standing
certificate (to the extent such concept is known in the relevant jurisdiction) from the applicable Governmental Authority of Holdco’s and the Borrower’s respective jurisdiction of incorporation, organization or formation dated a recent
date prior to the Amendment No. 10 Effective Date. 
 (e)    The Administrative Agent shall have
received a certificate, dated the Amendment No. 10 Effective Date and signed by a Responsible Officer or the President or Vice President of Holdco, confirming compliance with the conditions set forth in paragraphs (g) and
(h) of this Section 5. 
 (f)    The Administrative Agent shall have received from the
Borrower, to the extent invoiced at least one Business Day prior to the Amendment No. 10 Effective Date, reimbursement or payment of all reasonable and documented
out-of-pocket expenses (including fees, charges and disbursements of counsel) required to be reimbursed or paid by the Borrower under any Loan Document. 

(g)    The representations and warranties of each Loan Party set forth in the Loan Documents shall be true
and correct in all material respects, in each case at the time of and immediately after giving effect to this Amendment No. 10 (other than with respect to any 

  
 10 

 
representation and warranty that expressly relates to an earlier date, in which case such representation and warranty shall be true and correct in all material respects, as the case may be, as of
such earlier date). 
 (h)    At the time of and immediately after giving effect to this Amendment
No. 10, no Default or Event of Default shall have occurred and be continuing. 
 (i)    The
Administrative Agent shall have received, for the account of each Amendment No. 10 Consenting Revolving Lender, upfront fees in an amount equal to 0.40% of such respective Revolving Lender’s commitment to provide Extended Revolving
Commitments pursuant to this Amendment No. 10. 
 Section 6.    Reference to and Effect on the Loan
Documents. 
 (a)    As of the Amendment No. 10 Effective Date, each reference in the Credit Agreement to
“this Agreement,” “hereunder,” “hereof,” “herein,” or words of like import, and each reference in the other Loan Documents to the Credit Agreement (including, without limitation, by means of words like
“thereunder,” “thereof” and words of like import), shall mean and be a reference to the Credit Agreement as amended to reflect the amendments set forth in Sections 2 and 3 hereof. Each of the table of contents and lists of
Exhibits to the Credit Agreement shall be deemed to be amended to reflect the amendments set forth in Sections 2 and 3 hereof as of the Amendment No. 10 Effective Date. 

(b)    Except as expressly amended hereby or specifically waived above, all of the terms and provisions of the Credit
Agreement and all other Loan Documents are and shall remain in full force and effect and are hereby ratified and confirmed. 

(c)    The execution, delivery and effectiveness of this Amendment No. 10 shall not, except as expressly provided
herein, operate as a waiver of any right, power or remedy of the Lenders, Holdco, the Borrower, the Administrative Agent, the Collateral Agent or the Issuing Bank under any of the Loan Documents, nor constitute a waiver or amendment of any other
provision of any of the Loan Documents or for any purpose except as expressly set forth herein. 
 (d)    On and after
the Amendment No. 10 Effective Date, this Amendment shall constitute an Extension Amendment and a Loan Document. Revolving Commitments of each Amendment No. 10 Consenting Revolving Lender shall constitute “Extended Revolving
Commitments”. Revolving Loans of each Amendment No. 10 Consenting Revolving Lender shall constitute “Extended Revolving Loans”. Each Amendment No. 10 Consenting Revolving Lender shall constitute an “Extending Revolving
Loan Lender” for purposes of the Credit Agreement and shall be a “Lender” for purposes of the Loan Documents. 

Section 7.    Acknowledgement and Reaffirmation of
Guarantors. The Guarantors acknowledge and consent to all terms and conditions of this Amendment No. 10 and agree that this Amendment No. 10 and all documents executed in connection herewith do not operate to reduce or discharge
the Guarantors’ obligations under the Loan Documents, except as explicitly provided for herein. Each Guarantor hereby ratifies and confirms its obligations under the Loan Documents, including the Collateral Agreement and Guaranties and
including, without limitation, its guarantee of the Obligations and its grant of the security interest in the Collateral (as defined in any applicable Security Documents) to secure the Obligations (including any Obligations resulting from the
Amendment No. 10 Extended Revolving Commitments and Amendment No. 10 Extended Revolving Loans 

  
 11 

Section 8.    Counterparts; Integration. This Amendment
No. 10 may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Amendment No. 10
and the other Loan Documents constitute the entire contract among the parties relating to the subject matter hereof and supersede any and all previous agreements and understandings, oral or written, relating to the subject matter hereof, and there
are no promises, undertakings, representations or warranties by any Loan Party, the Administrative Agent, the Collateral Agent, the Issuing Bank nor any Lender relative to the subject matter hereof not expressly set forth or referred to herein or in
the other Loan Documents. Delivery of an executed counterpart of a signature page of this Amendment No. 10 by telecopy or electronic transmission (including Adobe pdf file) shall be effective as delivery of an original executed counterpart of
this Amendment No. 10. 
 Section 9.    Governing Law. 

(a)    This Amendment No. 10 shall be construed in accordance with and governed by the law of the State of New York,
without regard to conflict of laws principles thereof to the extent such principles would cause the application of the law of another state. 

(b)    Each of the parties hereto hereby irrevocably and unconditionally submits, for itself and its property, to the
exclusive jurisdiction of the Supreme Court of the State of New York sitting in New York County and of the United States District Court of the Southern District of New York, and any appellate court from any thereof, in any action or proceeding
arising out of or relating to any Loan Document, or for recognition or enforcement of any judgment, and each of the parties hereto hereby irrevocably and unconditionally agrees that all claims in respect of any such action or proceeding may be heard
and determined in such New York State or, to the extent permitted by law, in such Federal court. Each of the parties hereto agrees that a final judgment in any such action or proceeding shall be conclusive and may be enforced in other jurisdictions
by suit on the judgment or in any other manner provided by law. Nothing in any Loan Document shall affect any right that the Administrative Agent, the Collateral Agent, the Issuing Bank or any Lender may otherwise have to bring any action or
proceeding relating to any Loan Document against Holdco, the Borrower or their respective properties in the courts of any jurisdiction. 

(c)    Each of the parties hereto hereby irrevocably and unconditionally waives, to the fullest extent it may legally and
effectively do so, any objection that it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to any Loan Document in any court referred to in paragraph (b) of this
Section 9. Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court. 

(d)    Each party to this Amendment No. 10 irrevocably consents to service of process in the manner provided for
notices in Section 9.01 to the Credit Agreement. Nothing in any Loan Document will affect the right of any party to this Amendment No. 10 to serve process in any other manner permitted by law. 

Section 10.    Waiver of Jury Trial. EACH PARTY HERETO HEREBY
WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN ANY LEGAL PROCEEDING DIRECTLY OR INDIRECTLY ARISING OUT OF OR RELATING TO ANY LOAN DOCUMENT OR THE TRANSACTIONS CONTEMPLATED THEREBY
(WHETHER BASED ON CONTRACT, TORT OR ANY OTHER THEORY). EACH PARTY HERETO (A) CERTIFIES THAT NO REPRESENTATIVE, AGENT OR ATTORNEY OF ANY OTHER PARTY HAS REPRESENTED, EXPRESSLY OR OTHERWISE, THAT SUCH OTHER

  
 12 

 
PARTY WOULD NOT, IN THE EVENT OF LITIGATION, SEEK TO ENFORCE THE FOREGOING WAIVER AND (B) ACKNOWLEDGES THAT IT AND THE OTHER PARTIES HERETO HAVE BEEN INDUCED TO ENTER INTO THIS AMENDMENT NO.
10 BY, AMONG OTHER THINGS, THE MUTUAL WAIVERS AND CERTIFICATIONS IN THIS SECTION. 

Section 11.    Headings. Section headings and used herein are
for convenience of reference only, are not part of this Amendment No. 10 and shall not affect the construction of, or be taken into consideration in interpreting, this Amendment No. 10. 

Section 12.    USA Patriot Act. Each Lender that is subject
to the Act (as hereinafter defined) and the Administrative Agent (for itself and not on behalf of any Lender) hereby notifies the Borrower that pursuant to the requirements of the USA Patriot Act (Title III of Pub. L.
107-56 (signed into law October 26, 2001)) (the “Act”), it is required to obtain, verify and record information that identifies the Borrower, which information includes the name and
address of Holdco and the Borrower and other information that will allow such Lender or the Administrative Agent, as applicable, to identify Holdco and the Borrower in accordance with the Act. 

Section 13.    Loss of FATCA Grandfathering. Solely for
purposes of FATCA, from and after the Amendment No. 10 Effective Date, Holdco, the Borrower and the Administrative Agent shall treat (and the Lenders hereby authorize Holdco, the Borrower and Administrative Agent to treat), the Credit Agreement
and any Loans made thereunder (including any Loans already outstanding) as not qualifying as “grandfathered obligations” within the meaning of Treasury Regulation Section 1.1471-2(b)(2)(i). 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 

  
 13 

 IN WITNESS WHEREOF, this Amendment No. 10 to Credit Agreement has been executed by the
parties hereto as of the date first written above. 
  

			
	 INFOR, INC.,
 as
Holdco

		
	By:	 	 /s/ Gregory Giangiordano

	Name:	 	Gregory Giangiordano
	Title:	 	President
	
	 INFOR (US), INC.,
 as
the Borrower

		
	By:	 	 /s/ Gregory Giangiordano

	Name:	 	Gregory Giangiordano
	Title:	 	President
	
	INFOR PUBLIC SECTOR, INC.,
	SENECA ACQUISITION SUBSIDIARY INC.,
	INFOR (GA), INC., and
	 INFINIUM SOFTWARE, INC.,
 as
Subsidiary Loan Parties

		
	By:	 	 /s/ Gregory Giangiordano

	Name:	 	Gregory Giangiordano
	Title:	 	President

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	 BANK OF AMERICA, N.A.,
 as
the Administrative Agent and Collateral Agent

		
	By:	 	 /s/ Anthea Del Bianco

	Name:	 	Anthea Del Bianco
	Title:	 	Vice President

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	 BANK OF AMERICA, N.A.,
 as
the Issuing Bank, Swingline Lender

		
	By:	 	 /s/ David H. Strickert

	Name:	 	David H. Strickert
	Title:	 	Managing Director

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	BANK OF AMERICA, N.A.,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ Michael Roane

	Name:	 	Michael Roane
	Title:	 	Vice President
	
	If a second signature is necessary:
		
	By:	 	  

	Name:	 	
	Title:	 	

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	 CREDIT SUISSE AG CAYMAN ISLANDS BRANCH,

as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ John D. Toronto

	Name:	 	John D. Toronto
	Title:	 	Authorized Signatory
	
	If a second signature is necessary:
		
	By:	 	 /s/ Andrew Griffin

	Name:	 	Andrew Griffin
	Title:	 	Authorized Signatory

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	JPMORGAN CHASE BANK, N.A.,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ John G. Kowalczuk

	Name:	 	John G. Kowalczuk
	Title:	 	Executive Director

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	Barclays Bank PLC,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ Chris Walton

	Name:	 	Chris Walton
	Title:	 	Director
	
	If a second signature is necessary:
		
	By:	 	  

	Name:	 	
	Title:	 	

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	MORGAN STANLEY SENIOR FUNDING, INC.,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ Michael King

	Name:	 	Michael King
	Title:	 	Vice President

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	DEUTSCHE BANK AG NEW YORK BRANCH,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ Marguerite Sutton

	Name:	 	Marguerite Sutton
	Title:	 	Vice President
	
	If a second signature is necessary:
		
	By:	 	 /s/ Marcus Tarkington

	Name:	 	Marcus Tarkington
	Title:	 	Director

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	ROYAL BANK OF CANADA,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ Sheldon Pinto

	Name:	 	Sheldon Pinto
	Title:	 	Authorized Signatory

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 
			
	MORGAN STANLEY BANK, N.A.,
	 as an Amendment No. 10 Consenting Revolving Lender

and an Amendment No. 7 Required Revolving Lender

			
		
	By:	 	 /s/ Michael King

	Name:	 	Michael King
	Title:	 	Authorized Signatory

 Signature Page to 

Amendment No. 10 to Credit Agreement 

 SCHEDULE I 

REVOLVING COMMITMENTS 
  

					
	 Lender
	  	Commitment	 
	 Bank of America, N.A.
	  	$	36,000,000.00	 
	 Credit Suisse AG, Cayman Islands Branch
	  	$	17,333,333.33	 
	 JPMorgan Chase Bank, N.A.
	  	$	17,333,333.33	 
	 Barclays Bank PLC
	  	$	16,000,000.00	 
	 Morgan Stanley Senior Funding, Inc.
	  	$	10,797,333.34	 
	 Deutsche Bank AG New York Branch
	  	$	8,000,000.00	 
	 Royal Bank of Canada
	  	$	8,000,000.00	 
	 Morgan Stanley Bank, N.A.
	  	$	6,536,000.00	 
		  	  
	  
	 
	 Total
	  	$	120,000,000.00

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