Document:

Exhibit
4.2

 

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY

(“Great-West”)

A Stock Company

 

	
  [8515 East
  Orchard Road

  	
  Greenwood Village, CO  80111]

  

 

For service, call  [1-800-537-2033
(extension 73343)]

 

APPLICATION
FOR GROUP ANNUITY CONTRACT

 

	
  SECTION
  A. PLAN SPONSOR

  	
   

  
	
   

  	
   

  
	
  NAME
  OF PLAN SPONSOR

  	
  FEDERAL
  TAX ID #

  
	
   

  	
   

  
	
  ADDRESS

  	
  SITUS

  
	
   

  	
   

  
	
  STREET

  	
  CITY

  	
  STATE

  	
  ZIP
  CODE

  	
   

  
	
  TELEPHONE #

  	
  FAX
  #

  	
  TYPE
  OF ENTITY:

  
	
   

  	
  [o  Church] [o Public
  School]

  
	
   

  	
  [o  Government]
   [o 501(c)(3) ]   [o  S Corp]

  
	
   

  	
  [o  Corporation]  [o Partnership]  [o  LLC]

  
	
   

  	
  [o  Sole Proprietorship]
  [o  Other
                  ]

  
	
   

  	
   

  
	
  FULL LEGAL NAME OF PLAN

  	
   

  
	
   

  	
   

  
	
  SECTION B. CONTRACTHOLDER

  	
   

  
	
   

  	
   

  
	
  NAME
  OF CONTRACHOLDER, IF DIFFERENT THAN THE PLAN SPONSOR

  	
  [FEDERAL TAX
  ID #, if applicable

  
	
   

  	
   

  
	
  ADDRESS

  	
  SITUS,
  if applicable

  
	
   

  	
   

  
	
  STREET

  	
  CITY

  	
  STATE

  	
  ZIP
  CODE

  	
   

  
	
  TELEPHONE #

  	
  FAX
  #]

  	
  TYPE
  OF ENTITY:

  
	
   

  	
  [o  Bank]                   [o  Trust Company]

  
	
   

  	
  [o  Individual(s)]       [o  Other
                  ]

  
	
   

  	
   

  
	
  SECTION C. PLAN INFORMATION

  	
   

  
	
   

  	
   

  
	
  [o  401(a) Plan]      [o ERISA]      [o Non-ERISA]

  	
  [o  457(b) Governmental Plan]

  
	
  [o  401(k) Plan]      [o ERISA]      [o Non-ERISA]

  	
  [o 
                                          ]  

  
	
  [o  403(b) Plan]      [o ERISA]      [o Non-ERISA]

  	
   

  
	
   

  	
   

  
	
  SECTION D.  COVERED FUND

  	
   

  
	
   

  	
   

  
	
  [o  Maxim SecureFoundationSM Balanced Portfolio]

  	
   

  
	
  [o  Maxim SecureFoundationSM Lifetime Portfolios]

  	
   

  
	
  [o 
                                                              ]

  	
   

  
						

 

SECTION E. AGREEMENT AND SIGNATURES

 

AGREEMENT:

 

By
signing this Application, Plan Sponsor and Contractholder, if different than
Plan Sponsor, understand, accept, and otherwise agree to the provisions of the
attached Group Annuity Contract, certify and otherwise represent that the
information contained on this application is true and correct to the best of
their knowledge, and agree to notify Great-West of any changes to the
information provided above.  Please refer
to page 2 of this Application for applicable fraud warnings.

 

	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Signature of Plan Sponsor

  	
  Date

  	
   

  	
   Signature
  of Contractholder

  	
  Date

  
	
   

  	
   

  	
   if
  different than Plan Sponsor

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Title

  	
   

  	
   Title

  

 

1

 

FRAUD NOTICE

 

NOTICE:  Any person who knowingly
presents a false or fraudulent claim for payment of a loss or benefit, or
knowingly presents false information in an application for insurance may be
guilty of a crime and may be subject to fines, confinement in prison, and
denial of insurance benefits, depending upon state law.

 

STATE
INSURANCE FRAUD WARNINGS

 

	
  Notice to AR, KY, LA, NM, OH and PA residents only:  Any person
  who, knowingly and with intent to injure, defraud or deceive any insurance
  company or other person, files an application for insurance or statement of
  claim containing any materially false information or conceals for the purpose
  of misleading, information concerning any fact material thereto commits a
  fraudulent insurance act, which is a crime and may subject such person to
  criminal and civil penalties, fines, imprisonment, or a denial of insurance
  benefits.

   

  Notice to CO residents only:  FRAUD WARNING:  It is unlawful to knowingly
  provide false, incomplete, or misleading facts or information to an insurance
  company for the purpose of defrauding or attempting to defraud the company.
  Penalties may include imprisonment, fines, denial of insurance and civil
  damages. Any insurance company or agent of an insurance company who knowingly
  provides false, incomplete, or misleading facts or information to a
  policyholder or claimant for the purpose of defrauding or attempting to
  defraud the policyholder or claimant with regard to a settlement or award
  payable from insurance proceeds shall be reported to the Colorado division of
  insurance within the department of regulatory agencies

   

  	
  Notice to
  DC residents only:  WARNING: it is a crime
  to provide false or misleading information to an insurer for the purpose of
  defrauding the insurer or any other person. Penalties include imprisonment
  and/or fines.  In addition, an insurer
  may deny insurance benefits if false information materially related to a claim
  was provided by the applicant.

   

  Notice to
  MD residents only:  WARNING: 
  Any person who knowingly and willfully presents a
  false or fraudulent claim for payment of a loss or benefit or who knowingly
  and willfully presents false information in an application for insurance is
  guilty of a crime and may be subject to fines and confinement in prison.

   

  Notice to
  ME, TN, VA and WA residents only:  It is a crime to
  knowingly provide false, incomplete or misleading information to an insurance
  company for the purpose of defrauding the company.  Penalties include imprisonment, fines and
  denial of insurance benefits.

   

  Notice to
  NJ residents only: Any person who includes any false or
  misleading information on an application for an insurance policy is subject
  to criminal and civil penalties.

   

  Notice to OK residents only: WARNING: Any person who knowingly,
  and with intent to injure, defraud or deceive any insurer, makes any claim
  for the proceeds of an insurance policy containing any false, incomplete or
  misleading information is guilty of a felony.

  

 

2ex101.htm

PYTHAGORAS GROUP, INC.

7322 Southwest Frwy Ste. 1100

HOUSTON, TX. 77074

(713) 532-5649 (O)

1(801) 740-3228 (F)

Larry Wilson                                                                                                           9/23/10

cMoney, Inc

One Sugar Creek

Sugar Land, TX.

Delivered via Electronic Mail

IN RE: Notice of Termination of Investment Banking Agreement

Mr. Wilson

Please accept this as our letter of resignation and termination of our investment banking/business consultant relationship. We can no longer perform services on behalf of cMoney, Inc. We further agree to waive the $6,900,000 fee and 4,811,687 shares of our common stock that was to become due after the Company S-1 Registration Statement was to become effective for introduction to Kodiak Capital and AGS Capital. It has been a privilege to serve you as a client, however extenuating circumstances has lead to our decision to voluntarily terminate our agreements. The agreements negotiated between the Company and the institutional investors we introduced you to remain in effect. You owe us no fee for the services performed over the last nine months. We wish you well in your future endeavors for the Company. We still believe cMoney has superior technology and could become a great Company!

Sincerely,

Robert Gandy

  

-1-

  

Agreement of Termination of Services

cMoney, Inc and Pythagoras Group, Inc hereby agree to terminate the investment banking/business consultant agreement voluntarily without cause. cMoney, Inc hereby accepts the termination letter offered by Pythagoras Group, Inc/ Robert Gandy. The parties agree that no further relationship exist between the parties and no obligations are due monetary or otherwise.

Accepted:                                                                           Accepted:

____________________________                            _________________________________

Larry Wilson                                                                      Robert Gandy

  

-2-ex10_1.htm

Exhibit 10.1

AMENDMENT

TO

PREFERRED STOCK PURCHASE AGREEMENT

 

 

This Amendment to Preferred Stock Purchase Agreement (this “Amendment”) is made effective as of August 31, 2010 (the “Amendment Date”) and is entered into by and among Paradigm Holdings, Inc., a Wyoming corporation (the “Company”), Hale Capital Partners, LP, a Delaware limited partnership (“Hale Capital”), and EREF PARA, LLC (“EREF PARA” and, collectively with Hale Capital, the “Purchasers”).

 

Capitalized terms used in this Amendment that are not otherwise defined herein shall have the meanings set forth in the Agreement (as defined below).

 

WHEREAS, the Company and the Purchasers are parties to that certain Preferred Stock Purchase Agreement dated February 27, 2009 (the “Agreement”);

 

WHEREAS, the Company and the Purchasers are also parties to that certain Consent and Amendment to Purchase Agreement dated May 26, 2010 (the “Consent and Amendment”);

 

WHEREAS, the Agreement may be amended by a written instrument signed by Hale Capital and the Company; and

WHEREAS, each of the Purchasers and the Company recognize that it is in their best interests to provide that  the Warrants shall not be exercisable until the earlier to occur of (x) November 1, 2010 and (y) consummation of the Merger (as defined below) and that the Company shall be under no obligation to reserve shares for issuance with respect to the Warrants until the earlier to occur of (x) November 1, 2010 and (y) the consummation of the Merger.

 

NOW, THEREFORE, in consideration of the mutual covenants and obligations set forth herein, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Purchasers and the Company hereby agree as follows:

 

	
1.

	
Amendment of the Agreement.

 

The parties hereby agree to amend the terms of the Agreement as of the Amendment Date as provided below:

 

1.1           Amendment of Section 4.5(a).  Section 4.5(a) of the Agreement is hereby amended and restated in its entirety to read as follows:

 

“(a) After the earlier to occur of (x) November 1, 2010 and (y) the Amendment Date, the Company shall maintain a reserve from its duly authorized shares of Common Stock for issuance pursuant to the Transaction Documents in such amount as may be required to fulfill its obligations in full under the Transaction Documents.”

 

1.2           Amendment of Section 4.7.  Section 4.7 of the Agreement is hereby amended and restated in its entirety to read as follows:

 

“4.7           Exercise Procedures.  The form of Exercise Notice included in the Warrants sets forth the totality of the procedures required by the Purchasers in order to exercise the Warrants.  No other information or instructions shall be necessary to enable the Purchasers to exercise the Warrants.  After the earlier to occur of (x) November 1, 2010 and (y) the Amendment Date, the Warrants shall become exercisable and the Company shall honor exercises of the Warrants, and shall deliver all Underlying Shares, in accordance with the terms, conditions and time periods set forth in the Transaction Documents.”

  

  

  

2.             Warrants.  Each of the parties hereto hereby agrees that, notwithstanding the terms of the Consent and Amendment and the Class A Warrants dated February 27, 2009 issued to each of Hale Capital and EREF PARA (the “Class A Warrants”) and the Class B Warrants dated February 27, 2009 issued to each of Hale Capital and EREF PARA (the “Class B Warrants” and collectively with the Class A Warrants, the “Warrants”), the Warrants shall not be exercisable until the earlier to occur of (x) November 1, 2010 and (y) consummation of the merger of the Company with and into Paradigm Holdings, Inc., a Nevada corporation and wholly-owned subsidiary of the Company (the “Merger”); provided, that the foregoing restriction shall not apply in the event of a Fundamental Transaction (as defined in the Warrants).  Each of the parties hereto further agree, that notwithstanding the terms of the Consent and Amendment, the Warrants or the Certificate of Designations, that the Company shall be under no obligation to reserve shares for issuance with respect to the Warrants until the earlier to occur of (x) November 1, 2010 and (y) the consummation of the Merger.

 

3.             Miscellaneous.

 

3.1           No Other Changes.  All terms of the Agreement shall remain in full force and effect as amended hereby.

3.2           Governing Law.  This Amendment shall be governed in all respects by the internal laws of the State of New York as applied to agreements entered into among New York residents to be performed entirely within New York, without regard to principles of conflicts of law.

3.3           Severability.  If any provision of this Amendment is held to be invalid or unenforceable in any respect, the validity and enforceability of the remaining terms and provisions of this Amendment shall not in any way be affected or impaired thereby and the parties will attempt in good faith to agree upon a valid and enforceable provision that is a reasonable substitute therefor, and upon so agreeing, shall incorporate such substitute provision in this Amendment.

3.4           Counterparts.  This Amendment may be executed in any number of counterparts and signatures may be delivered by facsimile or other electronic means, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

 

[Signature Page Follows]

  

  

  

IN WITNESS WHEREOF, the parties have caused this Amendment to Preferred Stock Purchase Agreement to be executed effective as of the date first set forth above.

 

 

	  	
PARADIGM HOLDINGS, INC.

	  	  	  
	  	
By:

	
/s/Peter B. LaMontagne

	  
	  	  	
Peter B. LaMontagne

	  	  	
President and Chief Executive Officer

	  	  	  
	  	
HALE CAPITAL PARTNERS, LP

	  	  	  
	  	
By:

	
/s/Martin M. Hale, Jr.

	  
	  	  	
Martin M. Hale, Jr.

	  	  	
Chief Executive Officer

	  	  	  
	  	
EREF PARA, LLC

	  	  	  
	  	
By:   Hale Fund Management, LLC, its Managing Member

	  	  	  
	  	
By:

	
/s/Martin M. Hale, Jr.

	  
	  	  	
Martin M. Hale, Jr.

	  	  	
Chief Executive Officer

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