Document:

EX-10.6.2

 EX10.6.2 
 NON-COMPETITION, NON-SOLICITATION 
 AND CONFIDENTIALITY
AGREEMENT 
 THIS NON-COMPETITION, NON-SOLICITATION AND CONFIDENTIALITY AGREEMENT (this “Agreement”) is made
and entered into as of the 18th day of October, 2007, by and between DUPONT FABROS TECHNOLOGY, INC., a Maryland corporation (the “Company”), and Hossein Fateh (“Executive”). 

Background 
 The Company and Executive are parties to an employment agreement, dated as of October 18, 2007, pursuant to which Executive is entitled to certain compensation and benefits (the “Employment
Agreement”). The Employment Agreement also provides that the Company and Executive shall enter into a non-competition agreement in form and substance reasonably satisfactory to the Company. The Company now wishes to enter into this Agreement
with Executive in order to establish certain restrictive covenants on the part of Executive that the Company has determined are necessary and appropriate to protect the interests of the Company and its successors during and for a reasonable period
of time after termination of the employment of Executive by the Company. 
 In consideration of the covenants and agreements set
forth in the Employment Agreement and herein, the parties hereby agree as follows: 
 1. Covenants Against Competition and
Solicitation; Confidentiality. Executive hereby agrees as follows: 
 (a) Non-Competition. During (i) the period
of his employment with the Company and (ii) a period of (A) two (2) years in the case of any termination of his employment with the Company occurring prior to or on the second anniversary of the date of completion of the

 
Company’s initial public offering (the “IPO”), or (B) one (1) year in the case of any termination of his employment with the Company occurring after the second
anniversary of completion of the IPO, from and after any termination of his employment with the Company, Executive shall not, within the Restricted Area, other than on behalf of the Company or any successor, without the express written consent of
the Company or any successor, directly or indirectly serve as an officer, employee, director, partner, manager or member of, or as a consultant to, any Competitor. “Competitor” means a Person that is engaged in the business of owning,
acquiring, operating or developing data center buildings and leasing raised-floor computer space to tenants. “Competitor” shall not include any owner, operator and/or manager of co-location facilities, Internet business exchanges or
similar facilities, or of data center facilities occupied by the owners thereof and/or their affiliates. “Restricted Area” means all territories in the United States. 

(b) Non-Solicitation. During (i) the period of his employment with the Company and (ii) a period of (A) two
(2) years in the case of any termination of his employment with the Company occurring prior to or on the second anniversary of the date of completion of the IPO or (B) one (1) year in the case of any termination of his employment with
the Company occurring after the second anniversary of completion of the IPO, Executive shall not, other than on behalf of the Company or any successor, without the express written consent of the Company or any successor, (i) solicit any of the
Company’s tenants to lease, purchase or otherwise occupy data space in the Restricted Area or encourage any of the Company’s tenants to reduce its patronage of the Company, (ii) solicit, recruit, induce for employment or hire (or
assist or encourage any other person or entity to solicit, recruit or induce for employment), directly or indirectly or on behalf of himself or any other Person, any officer or non-clerical employee of the Company or

  
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any person who was an officer or non-clerical employee of the Company at any time during the final year of Executive’s employment with the Company, to work for Executive or any Person with
which Executive is or intends to be affiliated, or otherwise directly or indirectly encourage any such person to terminate his or her employment or other relationship with the Company or any successor without the express written consent of the
Company. 
 (c) Confidentiality. During the period of his employment with the Company and a period of five (5) years
thereafter, Executive shall keep secret and retain in strictest confidence, except in connection with the business and affairs of the Company and its affiliates, all confidential matters relating to the business, assets and operations of the Company
and its affiliates (the “Confidential Information”); and shall not disclose such Confidential Information to anyone outside of the Company without the Company’s express written consent. Information which (i) at the time of
receipt is, or thereafter becomes, publicly known through no wrongful act of Executive, (ii) is received from a third party not under an obligation to keep such information confidential and without breach of this Agreement, or (iii) was
developed by Executive independently of and without reference to information obtained from the Company shall not be considered “Confidential Information.” Notwithstanding the foregoing, Executive shall not be restricted from disclosing
Confidential Information to the extent required by law, court order, subpoena or other legal proceeding. 
 (d) Sales of
Property. During the period of his employment with the Company, Executive shall not sell, assign, convey or otherwise transfer any of the property listed on Schedule A hereto to a competitor of the Company, which for purposes of this
subsection (d) only, shall mean such Persons defined as such by resolution of at least 75% of the Company’s 

  
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independent directors. Notwithstanding anything to the contrary contained herein, at any time after any termination of Executive’s employment with the Company for any reason whatsoever or
for no reason, Executive shall not be restricted in any way from using, owning, developing, contributing, financing, selling, transferring or otherwise disposing of, for any purpose or to or with any Person, including but not limited to a
Competitor, any of the property listed on Schedule A hereto. 
 For purposes of this Section 1, the following
definitions shall apply: (A) “Beneficial Ownership,” “Beneficially Owned” and “Beneficially Owns” shall have the meanings provided in Exchange Act Rule 13d-3; (B) “Exchange Act” shall mean the
Securities Exchange Act of 1934, as amended; and (C) “Person” shall mean any individual, entity, or group (within the meaning of Section 13(d)(3) or 14(d)(2) of the Exchange Act), including any natural person, corporation, trust,
association, company, partnership, joint venture, limited liability company, legal entity of any kind, government, or political subdivision, agency or instrumentality of a government. 

2. Enforceability and Severability. 
 (a) Executive agrees that the territorial and time limitations contained in Section 1 of this Agreement are reasonable and properly required for the adequate protection of the Company. It is the
intention of Executive and the Company that this Agreement be enforced to the fullest extent. If any provision of this Agreement is deemed invalid by a court of competent jurisdiction, the covenants contained herein shall be applicable and
enforceable for such lesser period of time, within such more limited geographic area and for such lesser activity as such court may then or thereafter determine to be reasonable and proper under the circumstances, and Executive agrees to abide by
such terms as are deemed reasonable by such court. 

  
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 (b) In the event that any provision hereof is deemed to be unenforceable, the remainder of
this Agreement shall not be affected thereby and each provision hereof shall be valid and enforced to the fullest extent permitted by law. 
 (c) Each party shall bear its own expenses (including attorneys’ fees) in connection with the enforcement or defense of enforcement of any of the provisions of this Agreement. 

3. Remedies. 
 (a) Executive hereby acknowledges that the damages the Company would sustain in the event of any violation of the provisions of this Agreement are difficult or impossible to ascertain. Accordingly,
Executive hereby agrees that the Company shall be entitled, in addition to any other remedy or damages available to it in the event of any such violation, to injunctive relief to restrain such violation by Executive and any person or entity acting
for or with him. 
 4. Section Headings. The section headings in this Agreement are for convenience only; they form no
part of this Agreement and shall not affect its interpretation. 
 5. Construction. The parties hereto acknowledge and
agree that each party has participated in the drafting of this Agreement and has had the opportunity to have this document reviewed by the respective legal counsel for the parties hereto and that the normal rule of construction to the effect that
any ambiguities are to be resolved against the drafting party shall not be applied to the interpretation of this Agreement. No inference in favor of, or against, any party shall be drawn from the fact that one party has drafted any portion hereof.

  
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 6. Execution in Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be deemed to be an original as against any party whose signature appears thereon, and all of which shall together constitute one and the same instrument. This Agreement shall become binding when one or more
counterparts hereof, individually or taken together, shall bear the signatures of the parties reflected hereon as the signatories. 
 7. Governing Law; Disputes; Arbitration. 
 (a) Governing Law. This
Agreement is governed by and is to be construed, administered, and enforced in accordance with the laws of the District of Columbia, without regard to conflicts of law principles. 

(b) Arbitration. Any dispute or controversy arising under or in connection with this Agreement shall be settled exclusively by
arbitration in the District of Columbia by three arbitrators in accordance with the Employment Arbitration Rules and Mediation Procedures of the American Arbitration Association in effect at the time of submission to arbitration. Judgment may be
entered on the arbitrators’ award in any court having jurisdiction. For purposes of entering any judgment upon an award rendered by the arbitrators, the Company and Executive hereby consent to the jurisdiction of any or all of the following
courts: (i) the United States District Court for the District of Columbia (ii) any of the courts of the District of Columbia, or (iii) any other court having jurisdiction. The Company and Executive further agree that any service of
process or notice requirements in any such proceeding shall be satisfied if the rules of such court relating thereto have been substantially satisfied. The Company and Executive hereby waive, to the fullest extent permitted by applicable law, any
objection which it or he may now or hereafter have to such jurisdiction and any defense of inconvenient forum. The Company and 

  
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Executive hereby agree that a judgment upon an award rendered by the arbitrators may be enforced in other jurisdictions by suit on the judgment or in any other manner provided by law. Each party
shall bear its or his costs and expenses arising in connection with any arbitration proceeding pursuant to this Section 7. Notwithstanding any provision in this Section 7, Executive shall be paid compensation due and owing under the
Employment Agreement during the pendency of any dispute or controversy arising under or in connection with this Agreement. 

(c) Interest on Unpaid Amounts. Any amount which has become payable pursuant to the terms of this Agreement or any decision by
arbitrators or judgment by a court of law pursuant to this Section 7 but which has not been timely paid shall bear interest at the prime rate in effect at the time such amount first becomes payable, as quoted by the Company’s principal
bank. 
 (d) LIMITATION ON LIABILITIES. IF EITHER EXECUTIVE OR THE COMPANY IS AWARDED ANY DAMAGES AS COMPENSATION FOR ANY
BREACH OR ACTION RELATED TO THIS AGREEMENT, A BREACH OF ANY COVENANT CONTAINED IN THIS AGREEMENT (WHETHER EXPRESS OR IMPLIED BY EITHER LAW OR FACT), OR ANY OTHER CAUSE OF ACTION BASED IN WHOLE OR IN PART ON ANY BREACH OF ANY PROVISION OF THIS
AGREEMENT, SUCH DAMAGES SHALL BE LIMITED TO CONTRACTUAL DAMAGES PLUS INTEREST ON ANY DELAYED PAYMENT AT THE LOWER OF (I) THE RATE PERMITTED BY SECTION 7(C) OF THIS AGREEMENT OR (II) THE MAXIMUM RATE PER ANNUM ALLOWABLE BY APPLICABLE LAW FROM
AND AFTER THE DATE(S) THAT SUCH PAYMENTS WERE DUE AND SHALL EXCLUDE CONSEQUENTIAL DAMAGES AND PUNITIVE DAMAGES EVEN IF THE RULES REFERRED TO IN SECTION 7(b) WOULD PROVIDE OTHERWISE. 

  
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 (e) WAIVER OF JURY TRIAL. TO THE EXTENT APPLICABLE, EACH OF THE PARTIES TO THIS AGREEMENT
HEREBY AGREES TO WAIVE ITS RESPECTIVE RIGHTS TO A JURY TRIAL FOR ANY CLAIM OR CAUSE OF ACTION BASED UPON OR ARISING OUT OF THIS AGREEMENT OR ANY DEALINGS BETWEEN THEM RELATING TO THE SUBJECT MATTER OF THIS AGREEMENT. This provision is subject to
Section 7(b), requiring arbitration of disputes hereunder. 
 [Signature page follows.] 

  
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 WITNESS the following signatures. 

 

			
	DUPONT FABROS TECHNOLOGY, INC.
		
	By:	 	 

	Name:	 	Lammot J. du Pont
	Title:	 	Executive Chairman and Secretary
	
	HOSSEIN FATEH
	
	 

 [Signature page to Non-Competition, Non-Solicitation and Confidentiality Agreement]

 Schedule A 
 Land Parcels 
  

	•	 	 Arizona Land - 40.02 acres in Gilbert, Arizona 

  

	•	 	 Dulles Berry - 99.4 acres in Ashburn, Virginia 

  

	•	 	 Airport Gateway -181.02 acres in Manassas, Virginia 

  

	•	 	 Verizon Land - 199 acres in Ashburn, Virginia 

  

	•	 	 Ashburn Corp. Center - 32 acres in Ashburn, VirginiaFirst Amendment to Sales Agreement

 Exhibit 10.1 
 FIRST AMENDMENT TO SALES AGREEMENT 
 THIS FIRST
AMENDMENT TO SALES AGREEMENT (this “Amendment”) is entered into as of the 21st day of February, 2012, by and between CAPSTEAD MORTGAGE CORPORATION (the “Company”) and BRINSON PATRICK SECURITIES CORPORATION (the “Sales Manager”), as follows: 

RECITALS: 

WHEREAS, the Company and the Sales Manager have entered into an Amended and Restated Sales Agreement dated as of June 1, 2011 (the
“Agreement”); and 
 WHEREAS, the Company and the Sales Manager desire to amend the Agreement; 

NOW THEREFORE, in consideration of the premises and mutual agreements herein contained, intending to be legally bound, the Company and
the Sales Manager agree as follows: 
 SECTION 1. Defined Terms. Capitalized terms not otherwise defined herein shall
have the meaning attributed to them in the Agreement. 
 SECTION 2. Amendment to Section 2.1(c) of the Agreement.
Section 2.1(c) of the Agreement is amended and restated to read as follows: 
 “(c) “The compensation to the
Sales Manager for sales of Company Equity Securities sold under this Agreement shall be at the following commission rates: (i) 3.0% of the gross sales price per share (“sales proceeds”) for the first $8 million of aggregate sales
proceeds raised in each Sales Period; 2.5% of sales proceeds for the next $4 million of aggregate sales proceeds raised in each Sales Period and 2.0% of sales proceeds for the next $88 million of aggregate sales proceeds raised in each Sales Period;
1.0% of sales proceeds for any additional aggregate sales proceeds raised in each Sales Period or (ii) such other commission rate as the Sales Manager and the Company may mutually agree in writing but not in excess of the compensation set forth
in clause (i) of this sentence. For purposes of this section 2.1(c), the initial “Sales Period” shall commence on March 10, 2008 and shall end on December 31, 2014 and each subsequent Sales Period shall be for a two year
period, commencing on January 1 and ending on December 31 of the following calendar year. The remaining proceeds, after further deduction for any transaction fees imposed by any governmental or self-regulatory organization in respect to
such sale shall constitute the net proceeds to the Company for such Company Equity Securities (the “Net Proceeds”). For purposes of the first sentence of this section 2.1(c), sales proceeds include sales proceeds from sales of Company
Equity Securities by the Sales Manager for the account of the Company, whether under this Agreement, or otherwise.” 

SECTION 3. Amendment to Section 3.1(o) of the Agreement. Section 3.1(o) of the Agreement is amended and restated to read
as follows: 
 “(o) Each time that a post-effective amendment to the Registration Statement is declared effective or the
Company files an Annual Report on Form 10-K or a Quarterly Report on Form 10-Q, and at such other times as may be reasonably requested by the Sales Manager, the Company shall (unless the Company is not then selling Company Equity Securities through
the 

 
Sales Manager and has not requested the Sales Manager to sell Company Equity Securities) cause Ernst & Young LLP, or other independent accountants then retained by the Company, forthwith
to furnish to the Sales Manager a letter, dated the date of effectiveness of such amendment, or the date of filing of such supplement or other document with the Commission, as the case may be, in form and substance satisfactory to the Sales Manager,
of the same tenor as the letter referred to in Section 4.1(e) below but modified to relate to the Registration Statement and the Prospectus, as amended and supplemented to the date of such letter.” 

SECTION 4. Counterparts. This Amendment may be executed in separate counterparts, each of which shall be deemed an original and
both of which shall constitute a single agreement. 
 SECTION 5. Binding Effect. Except as expressly amended hereby, the
Agreement shall continue to be and shall remain in full force and effect in accordance with its terms. Any reference to the “Agreement” or the “Sales Agreement” in the Agreement shall be deemed to be a reference to the Agreement
as amended hereby. 
 SECTION 6. Governing Law. This Amendment shall be governed by, and construed in accordance with,
the internal laws of the State of New York. 
 IN WITNESS WHEREOF, the undersigned have executed this Amendment to Sales
Agreement as of the day and year first written above. 
  

			
	CAPSTEAD MORTGAGE CORPORATION
		
	By:	 	/S/     PHILLIP A.
REINSCH        
		 	Name: Phillip A. Reinsch
		 	Title: Executive Vice President and Chief Financial Officer
	
	BRINSON PATRICK SECURITIES CORPORATION
		
	By:	 	/S/    TODD
WYCHE        
		 	Name: Todd Wyche
		 	Title: Managing Director

  
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