Document:

exv10w3w3

 

Exhibit 10.3.3

	 	 	 	 	 
	

	 	Federal Communications Commission
Washington, D.C. 20554
	 	 

July 10, 2007

NeuStar, Inc.

46000 Center Oak Plaza,

Sterling, Virginia 20166

Attn.: Amy Putnam

			
	Re:	 	     Notification of Intent to Exercise Option & Notification of Exercising of Option Contract No. CON01000016

Dear Ms. Putnam:

In accordance with FAR Clause 52.217-9, Option to Extend the Term of the Contract, the purpose of
this letter is notify you of the Government’s intent to exercise Option Period 4e. Concurrently,
the contract is hereby unilaterally modified to exercise the Option Period. A copy of the
executed modification is enclosed.

If you have any questions regarding this matter, please contact me, on 202-418-0932
or at anthony.wimbush@fcc.gov.

	 	 	 
	 

	 	Sincerely,
	 
	 	 
	 

	 	
	 

	 	Anthony S. Wimbush
	 

	 	Contracting Officer

 

 

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT

	1. CONTRACT ID CODE

	IPAGE            OF            PAGES

	2. AMENDMENT/MODIFICAITON NO.

	3. EFFECTIVE DATE

	4. REQUISITION/PURCHASE REQ. NO.

	5. PROJECT NO. (If applicble)

	0031

	6. ISSUED BY            CODE

	FCC/Contracts and Purchasing Center

	445 12th Street., SW

	Washington, DC 20554

	07/10/07

	’ 7. ADMINISTERED BY (If other than Item 6) CODE

	8. NAME AND ADDRESS OF CONTRACTOR (No., street, county. State and ZIP Code)

	Neustar, Inc.

	4600 Center Oak Plaza

	Sterling, VA 20166

	CODE

	FACILITY CODE

	(X)

	9A. AMENDMENT OF SOLICIATION NO.

	|9B. DATED (SEE ITEM 11)

	10A. MODIFICATION OF CONTRACT/ORDER NO.

	CON01000016
—

	10B. DATED (SEE ITEM 11)

	06/15/01
—

	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

	The above numbered solicitation is amended as set forth in Item 14. The hour and date
specified for receipt of Offers

	is extended.

	is not extended.

	Offers must acknowledge receipt of this amendment prior to the hour and date specified in
the solicitation or as amended, by one of the following methods:

	(a)By completing items 8 and 15, and returning copies of the amendment; (b) By acknowledging
receipt of this amendment on each copy of the offer submitted;

	or (c) By separate letter or telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR
THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR
OFFER. If by virtue of this amendment your desire to change an offer already submitted, such
change may be made by telegram or letter, provided each telegram or letter makes reference to
the solicitation and this amendment, and is received prior to the opening hour and date
specified.

	12. ACCOUNTING AND APPROPIRATION DATA (If required)

	No Funding Information
—

	13. THIS ITEM ONLY APPLIES TO
MODIFICATION OF CONTRACTS/ORDERS. IT MODIFIES THE
CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

	CHECK ONE

	A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14
ARE MADE IN THE CONTRACT ORDER            NO. IN ITEM 10A.

	B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE
ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation
date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR
43.103(b).

	C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

	FAR 52.217-9, Option to Extend the Term of the Contract

	D. OTHER (Specify type of modification and authority)

	FAR 1.6, Authority of the Contracting Officer

	E. IMPORTANT: Contractor

	is not,

	| is required to sign this document and return copies to the issuing office.

	14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including
solicitation/contract subject matter where feasible.)

	The purpose of this unilaterally executed modification is to exercise Option Period 4d. The
period of performance is hereby extended from July 15, 2007 through August 14, 2007. Funding in
the amount of $292,669.38 is funded via NANPA and will be paid by FCC Billing & Collection
Agent, Welch & Co.

	Except as provided herein, all terms and conditions of the document referenced in Item 9A or
10A, as heretofore changed, remains unchanged and in full force and effect.

	15A. NAME AND TITLE OF SIGNER (Type or print) UNILATERAL MODIFICATION

	1 6A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

	Anthony S. Wimbush

	15B. CONTRACTOR/OFFEROR

	1 5C. DATE SIGNED

	16B UNITED STATES OF AMERICA

	16C. DATE SIGNED

	(Signature of person authorized to sign)

	(Signature of Contracting Officer)

	07/10/2007

	7540-01-152-8070 Previous edition unusable

	STANDARD FORM 30 (REV. 10-83)

	Prescribed by GSA FAR (48 CFR) 53.243exv10w4w3

 

Exhibit
10.4.3

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT

	1. CONTRACT ID CODE

	1 of 2

	2. AMENDMENT/MODIFICATION NO. 0015

	3. EFFECTIVE DATE 06/01/2007

	4. REQUISITION/PURCHASE REQ. NO.

	5. PROJECT NO. (If applicable)

	6. ISSUED BY

	FCC /Contracts and Purchasing Center 445 12thSt., SW, Washington, DC 20554

	CODE 00001

	7. ADMINISTERED BY (If other than Item 6) CODE

	8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)

	Neustar, Inc.

	46000 Center Oak Plaza

	Sterling, VA 20166

	CODE

	IFACILITY CODE

	(X)

	(X)

	9A. AMENDMENT OF SOLICITATION NO.

	9B. DATED (SEEITEM11)

	10A. MODIFICATION OF CONTRACT/ORDER NO. CON03000016

	10B. DATED (SEE ITEM 13)

	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

	Theabove numbered solicitation is amended as set foith in Item 14. The hour and date specified
for receipt of Offers is extended, is not extended.

	Offers must acknowledge receipt of this amendment prior to the hour and date specified in the
solicitation or as amended, by one of the following methods:

	(a) By completing Items 8 and 15, and returning copies of the amendment; (b) By acknowledging
receipt of this amendment on each copy of the offer

	submitted; or (c) By separate letter or telegram which includes a référence to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE
PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY
RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you désire to change an
offer already submitted, such change may be made by telegram or letter, provided each
telegram or letter makes référence to the solicitation and this amendment, and is
received prior to the opening hour and date specified.

	12. ACCOUNTING AND APPROPRIATION DATA (If required)

	No Funding Information

	13. THIS ITEM
ONLY APPLIES TO MODIFICATION OF
CONTRACTS/ORDERS. IT MODIFIES THE
CONTRACT/ORDER NO. AS DESCRIBED IN
ITEM 14.

	CHECK ONE

	D

	A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM
14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.

	?

	B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as
changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY
OF FAR 43.103(b).

	?

	C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

	0

	D. OTHER (Specify type of modification and authority) FAR 1.6 “Authority of the Contracting
Officer”

	E. IMPORTANT: Contractor

	X is not, I I is required to sign this document and return copies to the issuing
office.

	14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including
solicitation/contract subject matter where feasible.) The purpose of this modification is to accept
and incorporate Change Order Proposai (COP) Number 11 into the contract. COP # 11 is accepted at a
cost of $5,224.00. A copy of the respective COP is attached. Funding will be via NANPA and will be
paid by FCC Billing & Collection Agent, Welch & Co.

	Except as provided herein, ail terms and conditions of the document relerenced in Item 9A
or 10A, as heretofore changed, remains unchanged and in full force and effect,

	16C. DATESIGNED 06/01/2007

15C. DATESIGNED

	15A. NAME AND TITLE OF SIGNER (Type orprint)

	15B. CONTRACTOR/OFFEROR

	(Signature ofperson authorized to sign)

	16A. NAME AND TITLE OF CONTRACTING OFFICER (Type orprint)

Anthony Wimbush

	fr^umkrA

	16B. United States of Amerija BY_

	(Signature of Oontracting Officer)

	NSN 7540-01-152-8070 PREVIOUS EDITION UNUSABLE

	STANDARD FORM 30 (REV. 10-83)
Prescribed by GSA FAR (48 CFR)
53.243

 

 

	Line Item Summary

	Document Number

	CON03000016/0015

	Title

	NANP Administrator

	Page

	2of2

	Line Item Number

	Oelivery Date

Description (Start date to End date)

	Questions maybe addressed to Tony Wimbush @ anthony.wimbush@fcc.gov.

	Quantity

	Unit of Issue

	Unit Price

	Total Cost

	No Changed Line Item Fields

	Previous Total:

	Modification Total:
Grand Total:

 

 

NANP Administration Services

Scope
of Work Change Proposal # 11

Incorporation of State-Specific CO Office Code

Part 1/Part 3 Reports into the

NANP Administration System (NAS)

May 4, 2007

			
	 
	 	 
	NeuStar, Inc.
	 	46000 Center Oak Plaza

Sterling, VA 20166

 

 

NANPA
— Scope of Work Change #11 Proposal — NANPA Recommendation

Table of Contents

	 	 	 	 	 
	1 Introduction
	 	 	1	 
	1.1 Purpose and Scope
	 	 	1	 
	1.2 Modification of the NANPA System
	 	 	1	 
	2 NANPA Recommended Scope of Work Change
	 	 	2	 
	3 NeuStar’s Proposed Solution
	 	 	2	 
	4 Assumptions and Risks
	 	 	3	 
	5 Cost Assumptions and Summary
	 	 	4	 
	6 Conclusion
	 	 	4	 

			
	 
	© NeuStar, Inc. 2007
	 	iii

 

 

NANPA — Scope of Work Change #11 Proposal — NANPA Recommendation

1 Introduction

1.1 Purpose and Scope

In accordance with NeuStar’s contract1 and our constant effort to provide the best
support and value to both the Federal Communications Commission (FCC) and the telecommunications
industry, NeuStar, as the North American Numbering Plan Administrator (NANPA), hereby submits this
scope of work change to the FCC for approval. This scope of work change is in compliance with
NANPA’s Change Management protocol and most importantly per requirements as outlined in NANP
Administrator Solicitation SOL03000001, Section H.9, Item 5, which states the following:

“If and when a change to the NANPA system is adopted by the NANC or the INC, the
contractor’s liaison shall ensure that the proposed change is forwarded to the Contracting
Officer and the Contracting Officer’s Technical Representative (COTR). No change shall be
binding until such modification is issued, nor shall the Government be liable for any costs
associated with a system change until such modification is issued.”

1.2 Modification of the NANPA System

The need
for changes to the NANPA system may result from interaction between the North
American Numbering Council (NANC), the Industry Numbering Committee (INC), the FCC, and the NANPA
or from technological evolution. These changes are usually to improve
system operation and/or
address processing problems to fix unforeseen system responses. The FCC acknowledges the importance
of the interaction of the parties for developing system enhancements and fixes. For the changes to
be properly acknowledged and fiscally addressed in the context of the
contract, all such system
changes should be approached through the following steps:

	 	1.	 	Either the contractor, the NANC, the INC or the FCC may identify a need for change to
the NANPA system.
	 
	 	2.	 	All parties may discuss the needed change and address possible solutions.
	 
	 	3.	 	The NANC, the INC or the FCC may request the contractor to propose a solution to
affect the change. The contractor shall develop a solution and alternatives if feasible,
and associated cost of each solution. The contractor shall submit the proposal(s) and
associated cost information to the NANC for review.
	 
	 	4.	 	The NANC may adopt one of the proposed changes or return the
proposal to the
contractor for further development/clarification.
	 
	 	5.	 	If and when a change to the NANPA system is adopted by the NANC or the INC, the
contractor’s liaison shall ensure that the proposed change is forwarded to the Contracting
Officer and the Contracting Officer’s Technical Representative (COTR). No change shall be
binding until such modification is issued, nor shall the Government be liable for any
costs associated with a system change until such modification is issued.

 

1   Contract
Number CON03000016 and the NANPA Technical Requirements Document, March 2003.

			
	© NeuStar, Inc. 2007
	 	1

 

 

NANPA — Scope of Work Change #11 Proposal — NANPA Recommendation

This document provides detailed information pertaining to a NANPA recommendation originally
presented to the Numbering Oversight Working Group (NOWG) on March 20, 2007. This change order
document covers the required subject matters such as explaining the new requirements proposed
solution, risks and assumptions and costs.

2 NANPA Recommended Scope of Work Change

Presently, NANPA generates two reports that are sent via email to authorized state regulators.
The Part 1 Report provides specific information found on the central office (CO) code application
submitted by a service provider (Attachment 1). The Part 3 Report provides specific information
found on the Part 3 processed by NANPA in response to the submitted Part 1 (Attachment 2). The
information contained in these reports is available in the NANP Administration System (NAS) to
registered state regulatory users.

These two reports are distributed to state regulators who have indicated their desire to receive
these reports via email. Only regulators from states with appropriate confidentiality protections
in place are permitted to receive the reports. The reports are distributed on a daily, weekly or
monthly basis. The individual recipient indicates the frequency that he/she desires to receive the
report. Recipients may receive either one or both reports.

In 2005 and 2006, NANPA distributed approximately 15,000 Part 1 and Part 3 Reports to over 30
states. The states use these reports to monitor central office code assignment activity within
their respective NPAs.

Although the information comes from NAS, the reports and emails are generated by an external
server. This server contains software that schedules and distributes the reports via email. The
server is over seven years old and the software used to schedule the reports is no longer supported
by the vendor. Change Order 11 proposes to eliminate the use of this server and associated software
and incorporate this functionality into NAS.

3 NeuStar’s Proposed Solution

NAS will create and forward via email the Part 1 and Part 3 Reports that are presently
generated by the external server. Specifically, NAS will generate the Part 1 Report for each
identified recipient for their respective state NPAs and email that report to the state regulator
on a scheduled basis (daily, weekly or monthly). The Part 1 Report schedule will be maintained in
NAS. NAS will also generate the Part 3 Report for each identified recipient for their respective
state NPAs and email that report on a scheduled basis (daily, weekly or monthly). The Part 3 Report
schedule will be maintained in NAS.

Reports will be generated on a daily (run during non-business hours for the previous day), weekly
(run on Saturday during non-business hours for the preceding seven day period) and monthly (run on
the 1st of every month, for the preceding month, during non-business hours).

Both the Part 1 Report found in NAS and the Part 1 Report sent to the state regulator will be
modified by adding an additional column to appear after the NXX. The column will be labeled

			
	 
	© NeuStar, Inc. 2007
	 	2

 

 

NANPA — Scope of Work Change #11 Proposal — NANPA Recommendation

“Pooling Pass-Thru.” To determine if the application is a pooling pass thru, NAS will look at
the data field “Pooling Pass-Thru” as completed by the NANPA Code Administrator. Should the Code
Administrator checked “YES” on the “Pooling Pass-Thru” field, then a “Y” will appear in the column.
Should the Code Administrator checked “NO” on the “Pooling Pass-Thru” field, then an “N” will
appear in the column. This enhancement will allow state regulators to identify code requests that
have come through the National Pooling Administrator versus requests made directly to NANPA.

NANPA will maintain an Excel file that identifies the recipients of the reports and the requested
delivery interval. The file will contain the state identification (e.g., VA), the recipient’s name,
the recipient’s NAS Login ID, the report type (Part 1 and/or Part 3) and the scheduled time frame
for delivery (daily, weekly, or monthly). The NAS Login ID will be used to identify the recipient’s
email address as contained in their NAS user profile. All recipients of these reports will be
required to be NAS “state regulator” registered users. NANPA will update this spreadsheet on an
as-needed basis and have the capability to upload this file into NAS at any time.

4 Assumptions and Risks

As part of the NANPA’s assessment of this change order, NANPA is required to identify the
associated assumptions and risks that can have an impact on its operations.

Assumptions:

	•	 	NANPA will continue to use the existing process for receiving state user requests to have the
Part 1 and/or Part 3 Reports emailed to them as well as verify that the state has appropriate
confidentiality protections in place.

	•	 	Current recipients of the reports who are not registered NAS users will be required to
register in NAS in order to continue to receive the reports. Appropriate notification will be
provided to those recipients.

	•	 	The Part 1 and Part 3 Reports presently available in NAS will continue to be available to
authorized state users. Further, the Part 1 Report in NAS will be enhanced with the data field
for identifying “pooling pass thru” applications.

Risks:

	•	 	Potential errors could occur when updating the spreadsheet containing the list of recipients
for the reports, resulting in the reports being delayed or not being sent.

	•	 	State recipients will need to ensure their NAS user registration remains current in order for
the reports to be sent to them. The users are notified in advance when their registration is
to expire. If the user allows their registration to expire (e.g., the user fails to reset
their password when it expires), the user will not receive the reports.

			
	 
	© NeuStar, Inc. 2007
	 	3

 

 

NANPA — Scope of Work Change #11 Proposal — NANPA Recommendation

5 Cost Assumptions and Summary

The proposed solution for implementation of the NANPA recommendation requires changes in NAS
in order for the impacted Part 1 and Part 3 Reports to be produced and emailed on a scheduled basis
by NAS. NANPA has determined that the cost associated with implementing this change in NAS is
$5,224.00.

6 Conclusion

NeuStar, as the NANPA, hereby seeks the FCC’s approval for this Scope of Work Change. Upon
approval by the FCC, NANPA can notify the industry that it is accommodating this Scope of Work
change order.

			
	 	 	 
	© NeuStar, Inc. 2007
	 	4

 

 

NANPA — Scope of Work Change #11 Proposal — NANPA Recommendation

Attachment 1 — Part 1 Report

Part One Report For: State Name

																																						
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	ROUESTED	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	APP	 	 	 	 	 	COMPANY	 	RATE	 	SWITCH	 	SUBMIT	 	EFFECTIVE	 	CONTACT	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	E-	 	Tracking
	ST	 	NPA	 	NXX	 	TYPE	 	OCN	 	NAME	 	CENTER	 	CLLI	 	DATE	 	DATE	 	NAME	 	CITY	 	ST	 	ZIP	 	PHONE	 	MAIL	 	No.

			
	 	 	 
	© NeuStar, Inc. 2007
	 	1

 

 

NANPA — Scope of Work Change #11 Proposal — NANPA Recommendation

Attachment 2 — Part 3 Report

Part Three Report for: State Name

																					
	 
	STATE	 	NPA	 	NXX	 	SWITCH CLLI	 	OCN NAME	 	RATE CENTER	 	TRACKING NUMBER	 	STATUS	 	EFFECTIVE DATE	 	DATE RECEIVED	 	APP TYPE

			
	 	 	 
	© NeuStar, Inc. 2007
	 	2

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