Document:

exv4w1

Exhibit 4.1

 

WCA Waste Corporation

Issuer

the Guarantors party hereto

and

The Bank of New York Mellon Trust Company, N.A.

Trustee

Second Supplemental Indenture

Dated as of June 6, 2011

 

9.25% Senior Notes due 2014

     Supplementing the Indenture, dated as of July 5, 2006, by and among WCA Waste Corporation
(the “Company”), the Guarantors party thereto, and The Bank of New York Trust Company,
N.A., as trustee (the “Trustee”).

 

 

 

     THIS SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of June
6, 2011, is entered into by and among WCA WASTE CORPORATION, a Delaware corporation (the
“Company”), the GUARANTORS party hereto, and THE BANK OF NEW YORK MELLON TRUST COMPANY,
N.A. (as successor to The Bank of New York Trust Company, N.A.), as trustee (the
“Trustee”), under that certain Indenture, dated as of July 5, 2006 (the
“Indenture”). Capitalized terms used herein and not otherwise defined shall have the
meanings assigned to them in the Indenture.

WITNESSETH:

     WHEREAS, the Company has issued its 9.25% Senior Notes due 2014 (the “Notes”) pursuant
to the Indenture;

     WHEREAS, the Company has issued its new 7.50% Senior Notes due 2019 (the “New Notes”),
with a portion of the proceeds therefrom intended to be used by the Company to consummate the
Tender Offer (as hereinafter defined);

     WHEREAS, the Company has offered to purchase for cash any and all outstanding Notes (the
“Tender Offer”);

     WHEREAS, in connection with the Tender Offer, the Company has requested that Holders of the
Notes deliver their consents with respect to the deletion of certain provisions of the Indenture;

     WHEREAS, Section 9.02 of the Indenture provides that the Company and the Trustee may amend or
supplement the Indenture, the Notes and the Subsidiary Guarantees with the consent of the Holders
of at least a majority in aggregate principal amount of the then outstanding Notes (including,
without limitation, consents obtained in connection with a tender offer for the Notes);

     WHEREAS, the Holders of a majority in aggregate principal amount of the Notes outstanding have
duly consented to the proposed modifications set forth in this Supplemental Indenture in accordance
with Section 9.02 of the Indenture;

     WHEREAS, the Company has heretofore delivered or is delivering contemporaneously herewith to
the Trustee (i) one or more Board Resolutions authorizing the execution of this Supplemental
Indenture, (ii) evidence of the written consent of the Holders set forth in the immediately
preceding paragraph and (iii) the Officers’ Certificate and the Opinion of Counsel described in
Section 7.02 of the Indenture; and

     WHEREAS, all conditions necessary to authorize the execution and delivery of this Supplemental
Indenture and to make this Supplemental Indenture valid and binding have been complied with or have
been done or performed;

     NOW, THEREFORE, in consideration of the foregoing and notwithstanding any provision of the
Indenture which, absent this Supplemental Indenture, might operate to limit such action, the
parties hereto, intending to be legally bound hereby, agree as follows:

2

 

ARTICLE ONE

AMENDMENTS

Section 1.01 Amendments.

     (a) Subject to Section 2.01 hereof, the Indenture is hereby amended by deleting in their
entireties Sections 4.03, 4.04, 4.05, 4.06, 4.07, 4.08, 4.09, 4.10, 4.11, 4.12, 4.14, 4.15, 4.16,
4.17, 4.18, 8.03 and 8.04 and Article V of the Indenture. Effective as of the date hereof, none of
the Company, any Guarantor, the Trustee or other parties to or beneficiaries of the Indenture shall
have any rights, obligations or liabilities under such Sections or Article, and such Sections or
Article shall not be considered in determining whether an Event of Default has occurred or whether
the Company or any Guarantor has observed, performed or complied with the provisions of the
Indenture.

     (b) Subject to Section 2.01 hereof, Sections 6.01 and 6.02 of the Indenture are hereby amended
and restated to read, in their respective entireties, as follows:

          “Section 6.01. Events of Default.

     Each of the following is an “Event of Default”:

     (1) default in any payment of interest on, or Liquidated Damages, if any, with
respect to any Note under the Indenture when due, continued for 30 days;

     (2) default in the payment when due (at maturity, upon redemption or otherwise)
of the principal of, or premium, if any, on, the Notes; or

     (3) failure by the Company of any of its Restricted Subsidiaries for 60 days
after notice to the Company by the Trustee or the Holders of at least 25% in
aggregate principal amount of the Notes then outstanding voting as a single class to
comply with any of the other agreements in this Indenture or the Notes.

          Section 6.02. Acceleration.

     If any Event of Default occurs and is continuing, the Trustee or the Holders of
at least 25% in aggregate principal amount of the then outstanding Notes by written
notice to the Company may declare all the Notes to be due and payable immediately.

     Upon any such declaration, the Notes shall become due and payable immediately.

     The Holders of a majority in aggregate principal amount of the then outstanding
Notes by written notice to the Trustee may, on behalf of all of the Holders, rescind
an acceleration and its consequences, if the rescission would not conflict with any
judgment or decree and if all existing Events of Default (except

3

 

nonpayment of principal, interest or premium or Liquidated Damages, if any, that has
become due solely because of the acceleration) have been cured or waived.”

     Section 1.02 Amendment of Definitions. Subject to Section 2.01 hereof, the Indenture is hereby
amended by deleting any definitions from the Indenture with respect to which references would be
eliminated as a result of the amendments of the Indenture pursuant to Section 1.01 hereof.

ARTICLE TWO

MISCELLANEOUS

     Section 2.01 Effect of Supplemental Indenture. Except as amended hereby, all of the terms of
the Indenture shall remain and continue in full force and effect and are hereby confirmed in all
respects. From and after the date of this Supplemental Indenture, all references to the Indenture
(whether in the Indenture or in any other agreements, documents or instruments) shall be deemed to
be references to the Indenture as amended and supplemented by this Supplemental Indenture. On the
initial date the tenders of Notes are accepted for purchase, this Supplemental Indenture will
become operative as of the date hereof.

     Section 2.02 Governing Law. THE LAWS OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO
CONSTRUE THIS SUPPLEMENTAL INDENTURE.

     Section 2.03 No Representations by Trustee. The recitals contained herein shall be taken as
the statement of the Company, and the Trustee assumes no responsibility for the correctness or
completeness of the same.

     Section 2.04 Counterparts. This Supplemental Indenture may be executed in any number of
counterparts, each of which shall be an original; but such counterparts shall constitute but one
and the same instrument.

(signature pages follow)

4

 

     IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed all as of the date hereof.

	 	 	 	 	 
	 	WCA Waste Corporation

 	 
	 	By:  	/s/ Michael A. Roy
 	 
	 	Name:  	Michael A. Roy 	 
	 	Title:  	Vice President & General Counsel 	 
	 
	 	Guarantors:

Eagle Ridge Landfill, LLC

Material Recovery, LLC

Material Reclamation, LLC

Texas Environmental Waste Services, LLC

Transit Waste, LLC

Trans Lift, LLC

Waste Corporation of Arkansas, LLC

Waste Corporation of Kansas, Inc.

Waste Corporation of Missouri, Inc.

Waste Corporation of Tennessee, Inc.

WCA Capital, Inc.

WCA Holdings Corporation

WCA Management General, Inc.

WCA of Alabama, L.L.C.

WCA of Central Florida, Inc.

WCA of Florida, Inc.

WCA of High Point, LLC

WCA of North Carolina, LLC

WCA Shiloh Landfill, L.L.C.

WCA Texas Management General, Inc.

WCA Waste Systems, Inc.

WCA Waste Transfer Station, LLC

Burnt Poplar Transfer, L.L.C.

WCA of St. Lucie, LLC

WCA of Oklahoma, LLC

American Waste, LLC

N.E. Land Fill, LLC

Pauls Valley Landfill, LLC

Sooner Waste, L.L.C.

WCA of Massachusetts, LLC

WCA of Ohio, LLC

Champion City Recovery, LLC

Boxer Realty Redevelopment, LLC

Sunny Farms Landfill, LLC

 	 
	 	 	 
	 	 	 
	 	 	 
	 

Signature Page to Supplemental Indenture

 

 

	 	 	 	 	 
	 	New Amsterdam & Seneca Railroad Company, LLC

WCA of Chickasha, Inc.

WCA of Mississippi, LLC

Emerald Waste Services, LLC

EWS Central Florida Hauling, LLC

WRH Gainesville Holdings, LLC

WRH Gainesville, LLC

WRH Orange City, LLC

 	 
	 	By:  	/s/ Michael A. Roy
 	 
	 	Michael A. Roy, Vice President of each of the foregoing entities 	 
	 
	 	WCA Management Company, L.P.

By: WCA Management General, Inc., its sole general partner

 	 
	 	By:  	/s/ Michael A. Roy
 	 
	 	Michael A. Roy, Vice President 	 
	 	 	 	 
	 
	 	Waste Corporation of Texas, L.P.; Fort Bend 
Regional Landfill L.P. and Ruffino Hills 

Transfer Station, L.P.

By: WCA Texas Management General, Inc., its sole general partner

 	 
	 	By:  	/s/ Michael A. Roy
 	 
	 	Michael A. Roy, Vice President 	 
	 	 	 	 
	 

Signature Page to Supplemental Indenture

 

 

	 	 	 	 	 
	 	The Bank of New York Mellon Trust Company, N.A., as Trustee

 	 
	 	By:  	/s/ Julie Hoffman-Ramos
 	 
	 	Name:  	Julie Hoffman-Ramos 	 
	 	Title:  	Vice President 	 
	 

Signature Page to Supplemental Indentureexv4w21

EXHIBIT 4.21

	COMMON STOCK PAR VALUE $.01
COMMON STOCK PAR VALUE S.01
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	This certificate also evidences and entitles the holder hereof Jo certain
pigtys&s sej’ibthjinSa Rights Agreement, as it may from time to time be supplemented or amended (the “Rights Agreement”
by and between ArchCoal, tap. (the “Company”) and the Rights Agent (as defined in the Rights Agreement), the terms of
which are incorporatetfheTeW by reference and a copy of which is on file at the principal executive offices of the
Company. Under certain circumstances, as set forth in the Rights Agreement, such Rights may expire or may be redeemed,
exchanged or be evidenced by separate certificates and no longer be evidenced by this certificate. The Company will mail to
the holder of this certificate a copy of the Rights Agreement without charge promptly after receipt of a written request therefor.
Under certain circumstances, Rights issued to or held by Acquiring Persons or their Affiliates or Associates (as defined in the Rights
Agreement) and any subsequent holder of such Rights may become null and void. Arch Coal, Inc. will furnish without charge to any stockholder who so
requests to the Secretary of the Company at its principal place ofbusiness a statement describing the powers, designations, preferences and relative
participating,
optional or other special rights of each class of stock or series thereof and the qualifications, limitations or restrictions of such preferences
andor rights. The following abbreviations, when used in the inscription on the face ol this certificate, shall be constated as though they were
written out in lull according to applicable laws
or regulations: TEN COM — as tenants in common UNIF GIFT MIN ACT- Custodian TENENT — as tenantry the entireties urJurlrm Gi.,s to Minor JTTEN —
as joint tenants with right of
        .. survivorship and not as tenants isinioi1v in common
UNIF TRF MIN ACT-
Custodian (until age .)., under Unitbrrri Transfers (Minor) to Minors Act Additional abbreviations may also be used though not in
the above list “ %’VoRVALUeRECEIVED, hereby sell, assign and transfer unto W.EASE INSERTSOTIAL SECURITY
OR OTHER . IDENTIFYING NultmER OF ASSIGNBE c.lTT I VLESE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) . .
Shares .of jfie stock rSpftSSflted by the within Certificate, and do hereby irrevocably constitute and appoint ‘
        .5Vttorney            to transfer the said stock on the books of the within named Corporation with full power of substitution
in the premises. Dated AFFIXED MEDAOION SIGNATURE ., GUARANTEE IMPRINT BELOW X — (SIGNATURE) i X (SIGNATURE) ABOVE SIQNATURE(S)
TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR. WITHOUT ALTERATION OH
ENLARGEMENT. OR ANY CHANGE WHATEVER THE SIGNATURES) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION SUCH AS A SECURITIES BROKERDEA
LER. COMMERICAL BANK & TRUST COMPANY. SAVINGS AND LOAN ASSOCIATION OR A CREDIT UNION PARTICIPATING IN A MEDALLION PROGRAM APPROVED BY
THE SECURITIES TRANSFER ASSOCIATION. INC

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