Document:

Unassociated Document

    SPECIMEN
      UNIT CERTIFICATE

     

     

    
      	
              NUMBER

            	 	
              UNITS

            
	U-___________	 	 
	 	 	 
	
              SEE
                REVERSE FOR

              CERTAIN

              DEFINITIONS

            	 	 

    

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

     

    CUSIP

     

    UNITS
      CONSISTING OF ONE ORDINARY SHARE AND ONE WARRANT

    TO
      PURCHASE ONE ORDINARY SHARE

     

    
      	
              THIS
                CERTIFIES THAT 

            	 	 
	
              is
                the owner of

            	 	 Units.

    

     

    Each
      Unit
      (“Unit”) consists of one (1) ordinary share, par value $.001 per share
      (“Ordinary Share”), of HAMBRECHT ASIA ACQUISITION CORP., a Cayman Islands
      corporation (the “Company”), and one warrant (the “Warrant”). Each Warrant
      entitles the holder to purchase one (1) Ordinary Share for $6.00 per share
      (subject to adjustment). Each Warrant will become exercisable on the later
      of
      (i) the Company’s completion of an initial business combination with one or more
      target business or (ii) one (1) year from the date of the prospectus covering
      the Warrants and will expire unless exercised before 5:00 p.m., New York City
      Time, on ____________, 2012, or earlier upon redemption (the “Expiration Date”).
The
      Ordinary Shares
      and
Warrants
      comprising the Units represented by this certificate may trade separately on
      the
      45th
      day
      after
      the date of the prospectus unless the representative of the underwriters
      determines that an earlier date is acceptable; provided, however, in no event
      will the representative allow separate trading of the ordinary share and
      warrants until the Company files an audited balance sheet with
      the
      Securities and Exchange Commission reflecting
      the Company’s receipt of the gross proceeds of the offering
      and
      issues a press release when such separate trading will begin.
      The
      terms of the Warrants are governed
      by a
      Warrant Agreement, dated as of _______, 2007, between the Company and
      Continental Stock Transfer & Trust Company, as Warrant Agent, and are
      subject to the terms and provisions contained therein, all of which terms and
      provisions the holder of this certificate consents to by acceptance hereof.
      Copies of the Warrant Agreement are on file at the office of the Warrant Agent
      at 17 Battery Place, New York, New York 10004, and are available to any Warrant
      holder on written request and without cost. This certificate is not valid unless
      countersigned by the Transfer Agent and Registrar of the Company.

     

    Witness
      the facsimile seal of the Company and the facsimile signature of its duly
      authorized officers.

     

    
      	
              By

            	 	 	 
	
            	
              Chief
                Executive Officer

            	 	
              Secretary

            

    

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

    CORPORATE

    SEAL

    2007

    CAYMAN
      ISLANDS

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

     

    The
      Company will furnish without charge to each stockholder who so requests, a
      statement of the powers, designations, preferences and relative, participating,
      optional or other special rights of each class of stock or series thereof of
      the
      Company and the qualifications, limitations, or restrictions of such preferences
      and/or rights.

     

    The
      following abbreviations, when used in the inscription on the face of this
      certificate, shall be construed as though they were written out in full
      according to applicable laws or regulations:

     

    TEN
      COM -
      as tenants in common

     

    TEN
      ENT -
      as tenants by the entireties

     

    JT
      TEN -
      as joint tenants with right of survivorship and
      not
      as tenants in common

     

    
      
        	
                UNIF
                  GIFT MIN ACT -

              	 	 	 	
                Custodian

              	 	 	 
	
              	 	
                (Cust)

              	 	 	 	
                (Minor)

              	 
	
              	 	
                under
                  Uniform Gifts to Minors

              
	
              	 	
                Act

              	 	 	 	 	 
	
              	 	 	 	
                (State)

              	 	 	 

      

    

     

    Additional
      Abbreviations may also be used though not in the above list.

     

    For
      value
      received, ___________________________ hereby sell, assign and transfer
      unto

     

    
      
        	
                PLEASE
                  INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF
                  ASSIGNEE

              	 
	 	 
	 	 
	 
	
                (PLEASE
                  PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF
                  ASSIGNEE)

              
	 
	 

      

      
        	 	
                 Units

              
	
                represented
                  by the within Certificate, and do hereby irrevocably constitute
                  and
                  appoint

              
	 	
                 Attorney

              
	
                to
                  transfer the said Units on the books of the within named Company
                  will full
                  power of substitution in the
                  premises.

              

      

    

     

    
      	
              Dated

            	 	 	 	 
	 	 	 	 	 
	 	 	 	 	
              NOTICE:  The
                signature to this assignment must correspond with the name as written
                upon
                the face of the certificate in every particular, without alteration
                or
                enlargement or any change whatever.

            

    

     

    
      
        
        

      

      
        2

        
          

        

      

      
        
        

      

    

      

    
      	
              Signature(s)
                Guaranteed:

            
	 
	
              THE
                SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
                (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS
                WITH
                MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,
                PURSUANT
                TO S.E.C. RULE 17Ad-15).

            

    

     

    
      
        
        

      

      
        3Unassociated Document

    SPECIMEN
      ORDINARY SHARE CERTIFICATE 

     

    
      	NUMBER	 	
              SHARES

            
	_________C	 	
            

    

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

     

    INCORPORATED
      UNDER THE LAWS OF THE CAYMAN ISLANDS

     

    ORDINARY
      SHARE

     

    SEE
      REVERSE FOR

    CERTAIN
      DEFINITIONS

    
       

      
        	THIS CERTIFIES THAT	 	
                CUSIP

              
	 	 	 
	IS THE OWNER OF	 	
              

      

       

       

    

    FULLY
      PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF

    $.001
      EACH OF THE ORDINARY SHARE OF

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

     

    transferable
      on the books of the Company in person or by duly authorized

    attorney
      upon surrender of this certificate properly endorsed. The Company will

    be
      forced
      to liquidate if it is unable to complete a business combination by 

    _________
      or________, all as more fully described in the Company’s final 

    prospectus
      dated _______, 2008. This certificate is not valid unless countersigned

    by
      the
      Transfer Agent and registered by the Registrar. Witness the seal of

    the
      Company and the facsimile signatures of its duly authorized
      officers.

     

    Dated:

     

    
      	 	 	 
	
              Chief
                Executive Officer

            	 	
              Secretary

            

    

    

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

    CORPORATE

    SEAL
      2007

    CAYMAN
      ISLANDS

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

     

    The
      following abbreviations, when used in the inscription on the face of this
      certificate, shall be construed as though they were written out in full
      according to applicable laws or regulations:

     

    TEN
      COM -
      as tenants in common

     

    TEN
      ENT -
      as tenants by the entireties

     

    JT
      TEN -
      as joint tenants with right of survivorship  and
      not as tenants in common

     

    
      
        
          	
                  
                    UNIF
                      GIFT MIN ACT -

                  

                	 	 	 	
                  
                    Custodian

                  

                	 	 	 
	
                	 	
                  
                    (Cust)

                  

                	 	 	 	
                  
                    (Minor)

                  

                	 
	
                	 	
                  
                    under
                      Uniform Gifts to Minors

                  

                
	
                	 	
                  
                    Act

                  

                	 	 	 	 	 
	
                	 	 	 	
                  
                    (State)

                  

                	 	 	 

        

      

       

    

    Additional
      Abbreviations may also be used though not in the above list.

     

    HAMBRECHT
      ASIA ACQUISITION CORP.

     

    The
      Company will furnish without charge to each shareholder who so requests the
      powers, designations, preferences and relative, participating, optional or
      other
      special rights of each class of share or series thereof of the Company and
      the
      qualifications, limitations, or restrictions of such preferences and/or rights.
      This certificate and the shares represented thereby are issued and shall be
      held
      subject to all the provisions of the Articles of Association and all amendments
      thereto and resolutions of the Board of Directors providing for the issue of
      shares of Preferred Share (copies of which may be obtained from the secretary
      of
      the Corporation), to all of which the holder of this certificate by acceptance
      hereof assents.

     

    For
      value
      received, ___________________________ hereby sell, assign and transfer
      unto

     

    
      
        
          	
                  
                    PLEASE
                      INSERT SOCIAL SECURITY OR OTHER

                    IDENTIFYING
                      NUMBER OF ASSIGNEE

                  

                	 
	 	 
	 	 
	 
	
                  
                    (PLEASE
                      PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF
                      ASSIGNEE)

                  

                
	 
	 

        

        
          	 	
                   shares

                
	
                  
                    of
                      the capital stock represented by the within Certificate, and
                      do hereby
                      irrevocably constitute and appoint

                  

                
	 	
                   Attorney

                
	
                  
                    to
                      transfer the said share on the books of the within named Corporation
                      will
                      full power of substitution in the
                      premises.

                  

                

        

      

       

      
        	
                Dated

              	 	 	 	 
	 	 	 	 	 
	 	 	 	 	
                
                  NOTICE:  The
                    signature to this assignment must correspond with the name as
                    written upon
                    the face of the certificate in every particular, without alteration
                    or
                    enlargement or any change
                    whatever.

                

              

      

       

    

    
      
        
        

      

      
        2

        
          

        

      

      
        
        

      

    

     

    
      	
              Signature(s)
                Guaranteed:

            
	 
	 
	
              THE
                SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
                (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS
                WITH
                MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,
                PURSUANT
                TO S.E.C. RULE 17Ad-15).

            
	 
	
              The
                holder of this certificate shall be entitled to receive funds from
                the
                trust account only in the event of (i) the Company’s liquidation
                upon
                a failure to consummate a business combination (ii) if the holder
                seeks to
                convert his respective shares into cash upon an extension of the
                period of
                time to complete a business combination to 36 months which he voted
                against or (iii) which is approved by the shareholders of the Company
                as
                set forth in the Company ’s prospectus and upon a business combination
                which he voted against and which is actually completed by the
                Company.
                In no other circumstances shall the holder have any right or interest
                of
                any kind in or to the trust
                account.

            

    

     

    
      
        
        

      

      
        3

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