Document:

ex101-8k_072015.htm

EXHIBIT 10.1

 

EXECUTIVE CHANGE IN CONTROL AGREEMENT

 

FOR

 

EDWARD J. GELETKA

 

This Executive Change in Control Agreement (the “Agreement”) is effective as of the 20th day of July, 2015 (the “Effective Date”), by and between Cape Bank, a New Jersey chartered stock bank (the “Bank”), with its principal offices at Cape May Court House, New Jersey, and Edward J. Geletka (“Executive”).  Any reference herein to the “Company” shall mean Cape Bancorp, Inc., the holding company of the Bank.

 

WHEREAS, Executive is serving as Executive Vice President and Chief Operating Officer of the Bank and the Bank wishes to assure itself of the services of Executive as an officer of the Bank for the period provided in this Agreement; and

 

WHEREAS, in order to induce Executive to remain in the employ of the Bank and to provide further incentive for Executive to achieve the financial and performance objectives of the Bank, the parties desire to enter into this Agreement.

 

NOW, THEREFORE, in consideration of the mutual covenants herein contained, and upon the terms and conditions hereinafter provided, the parties hereby agree as follows:

 

	
1.  

	
TERM 

 

The term of this Agreement will begin as of the Effective Date and will continue until October 1, 2015 (the “Anniversary Date”).  Within ninety (90) days before the “Anniversary Date”, and within 90 days of each succeeding anniversary of the Anniversary Date (each an “Anniversary Date”), the Chief Executive Officer of the Bank shall provide a recommendation to the Board regarding the renewal or nonrenewal of the Agreement.  On the basis of the Chief Executive Officer’s recommendation, the disinterested members of the Board of Directors of the Bank (the “Board”) or, in the Board’s discretion, a Committee designated by the Board, will conduct a comprehensive performance evaluation and review of Executive for purposes of determining whether to extend this Agreement for an additional year, and the results thereof, along with the Chief Executive Officer’s recommendation, will be included in the minutes of the Board’s or Committee’s meeting.  On the basis of the results of the performance evaluation, the disinterested members of the Board or Committee, as applicable, may extend the term of this Agreement for an additional year such that the remaining term shall be twelve (12) months, and notice of such extension shall be provided to Executive.  If such notice is not provided to Executive, the term of this Agreement will terminate on such Anniversary Date.  Notwithstanding the foregoing, in the event that at any time prior to the Anniversary Date the Company or the Bank has entered into an agreement to effect a transaction which would be considered a Change in Control under Section 2(a) hereof, then the term of this Agreement shall be extended and shall terminate twelve (12) months following the date on which the Change in Control occurs.

  

  

  

	
2.  

	
DEFINITIONS

 

(a) Change in Control.  For purposes of this Agreement, a “Change in Control” means any of the following events:

 

	
(i)  

	
Merger:  The Company merges into, or consolidates with, another corporation, or merges another corporation into the Company, and as a result less than a majority of the combined voting power of the resulting corporation immediately after the merger or consolidation is held by persons who were stockholders of the Company immediately before the merger or consolidation.

 

	
(ii)  

	
Acquisition of Significant Share Ownership:  There is filed, or required to be filed, a report on Schedule 13D or 13G or another form or schedule required under Sections 13(d), 13(g) or 14(d) of the Securities Exchange Act of 1934, which schedule discloses that the filing person or persons acting in concert has, or have become, the beneficial owner of 25% or more of a class of the Company’s voting securities.

 

	
(iii)  

	
Change in Board Composition:  Individuals who constitute the Company’s or the Bank’s Board of Directors on the Effective Date hereof (the “Incumbent Board”) cease for any reason to constitute at least a majority thereof, provided that any person becoming a director subsequent to the Effective Date whose election was approved by a vote of at least three-quarters of the directors comprising the Incumbent Board, shall be, for purposes of this clause (iii) be considered as though he or she was a member of the Incumbent Board; or

 

	
(iv)  

	
Sale of Assets:  The Company sells to a third party all, or substantially all, of its assets.

 

(b) Good Reason.  For purposes of this Agreement, “Good Reason” shall mean a termination by Executive following a Change in Control if, without Executive’s express written consent, any of the following occurs during the term of this Agreement:

 

	
(i)  

	
a failure to elect or reelect or to appoint or reappoint Executive to the Executive’s position and title that the Executive held immediately prior to the Change in Control;

 

	
(ii)  

	
a material change in Executive’s position to become one of lesser responsibility, importance, or scope then the position Executive held immediately prior to the Change in Control;

 

	
(iii)  

	
a liquidation or dissolution of the Company or the Bank other than liquidations or dissolutions that are caused by reorganizations that do not affect the status of Executive;

 

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(iv)  

	
a material reduction in Executive’s Base Salary or benefits provided to the Executive from those provided at the effective date of the Change in Control (other than a reduction or elimination of Executive’s benefits under one or more benefit plans maintained by the Bank as part of a good faith, overall reduction or elimination of such plans or benefits applicable to all participants in a manner that does not discriminate against Executive (except as such discrimination may be necessary to comply with applicable law)); or

 

	
(v)  

	
a relocation of Executive’s principal place of employment by more than fifty (50) miles from its location as of the date of this Agreement,

 

provided, however, that prior to any termination of employment for Good Reason, Executive must first provide written notice to the Bank (or its successor) within sixty (60) days following the initial existence of the condition, describing the existence of such condition, and the Bank shall thereafter have the right to remedy the condition within thirty (30) days of the date the Bank received the written notice from Executive.  If the Bank remedies the condition within such thirty (30) day cure period, then no Good Reason shall be deemed to exist with respect to such condition.  If the Bank does not remedy the condition within such thirty (30) day cure period, then Executive may deliver a Notice of Termination for Good Reason at any time within sixty (60) days following the expiration of such cure period.

(c) Cause.  For purposes of this Agreement, termination for “Cause” shall mean a  termination of Executive following a Change in Control because of Executive’s:

 

	
(i)  

	
material act of dishonesty in performing Executive’s duties on behalf of the Bank or incompetence in the performance of such duties;

 

	
(ii)  

	
willful misconduct that in the judgment of the Board will likely cause economic damage to the Bank or injury to the business reputation of the Bank;

 

	
(iii)  

	
breach of fiduciary duty involving personal profit;

 

	
(iv)  

	
willful violation of any law, rule or regulation (other than traffic violations or similar offenses) that reflect adversely on the reputation of the Bank, any felony conviction, any violation of law involving moral turpitude, or any violation of a final cease-and-desist order; or

 

	
(v)  

	
material breach by Executive of any provision of this Agreement.

 

Notwithstanding the foregoing, Executive’s termination for Cause will not become effective unless the Bank has delivered to Executive a copy of a resolution duly adopted by the affirmative vote of a majority of the entire membership of the Board, at a meeting of the Board called and held for the purpose of finding that, in the good faith opinion of the Board, Executive was guilty of the conduct described above.  For purposes of this definition, no act or failure to act by the Executive shall be considered willful, unless done, or omitted to be done, by him not in good faith without a reasonable belief that his action or omission was in the best interest of the Bank.

 

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3.  

	
BENEFITS UPON TERMINATION

 

The Board or the President of the Bank may terminate Executive’s employment at any time prior to the occurrence of a Change in Control and Executive shall not be entitled to any payments or benefits hereunder.  This Agreement shall terminate upon Executive’s termination of employment prior to the occurrence of a Change in Control.  Following the occurrence of a Change in Control, the Board may terminate Executive’s employment at any time, but any such termination, other than termination for Cause, shall not prejudice Executive’s right to compensation or other benefits under this Agreement.  If Executive’s employment by the Bank shall be terminated within twelve (12) months subsequent to a Change in Control and during the term of this Agreement by (i) the Bank for other than Cause, or (ii) Executive for Good Reason, then the Bank, or its successor, shall:

 

(a)           pay Executive, or in the event of Executive’s subsequent death, Executive’s beneficiary or estate, as the case may be, as severance pay, a lump-sum cash payment equal to two (2) times Executive’s Base Salary and average bonus earned during the three (3) years prior to the year in which the termination occurs.  Such payment shall be payable within ten (10) calendar days of Executive’s termination.  Notwithstanding the foregoing, Executive shall not be entitled to any payments or benefits under this Agreement unless and until Executive executes a release of his claims against the Bank, the Company and their affiliates, and their officers, directors, successors and assigns, releasing said persons from any and all claims, rights, demands, causes of action, suits, arbitrations or grievances relating to the employment relationship other than claims for benefits under tax-qualified plans or other benefit plans in which Executive is vested, claims for benefits required by applicable law or claims with respect to obligations set forth in this Agreement that survive the termination of this Agreement.

 

       (b)           In addition, the Bank will cause to be continued life insurance coverage and non-taxable medical and dental insurance coverage substantially identical to the coverage maintained by the Bank for Executive prior to his termination for a period of two (2) years, at no cost to the Executive; provided, however, that if earlier, such non-taxable medical and dental insurance coverage shall cease on the date Executive becomes eligible for Medicare coverage unless Executive is covered by family coverage or coverage for self and a spouse, in which case Executive’s family or spouse shall continue to be covered for the remainder of the two (2) year period.  Notwithstanding anything herein to the contrary, if as the result of any change in, or interpretation of, the laws applicable to the payments or provisions of benefits hereunder, such payments or provisions are deemed illegal or subject to taxes or penalties, then the Bank shall, to the extent permitted under such laws, pay to the Executive a cash lump sum payment reasonably estimated to be equal to the amount of benefits (or the remainder of such amount) that Executive is no longer permitted to receive in-kind.  Such lump sum payment shall be required to be made no later than two and one-half months following Executive’s termination of employment, or if later, within two and one-half months following a determination that such payment would be illegal or subject to taxes or penalties.

 

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4.  

	
NOTICE OF TERMINATION

 

Any purported termination by the Bank or by Executive in connection with or following a Change in Control shall be communicated by Notice of Termination to the other party hereto. For purposes of this Agreement, a “Notice of Termination” shall mean a written notice which shall indicate the Date of Termination and, in the event of termination by Executive, the specific termination provision in this Agreement relied upon and shall set forth in reasonable detail the facts and circumstances claimed to provide a basis for termination of Executive’s employment under the provision so indicated.  “Date of Termination” shall mean the date specified in the Notice of Termination (which, in the case of a termination for Cause, shall be immediate).  In no event shall the Date of Termination exceed thirty (30) days from the date the Notice of Termination is given.

 

	
5.  

	
SOURCE OF PAYMENTS

 

All payments provided in this Agreement shall be timely paid in cash or check from the general funds of the Bank.

 

	
6.  

	
REQUIRED REGULATORY PROVISIONS

 

(a)           Notwithstanding anything herein contained to the contrary, any payments to Executive by the Bank whether pursuant to this Agreement or otherwise, are subject to and conditioned upon their compliance with Section 18(k) of the Federal Deposit Insurance Act, 12 U.S.C. Section 1828(k), and the regulations promulgated thereunder in 12 C.F.R. Part 359.

 

(b)           Notwithstanding anything else in this Agreement, Executive’s employment shall not be deemed to have been terminated unless and until Executive has a Separation from Service within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended (the “Code”).  For purposes of this Agreement, a “Separation from Service” shall have occurred if the Bank and Executive reasonably anticipate that either no further services will be performed by Executive after the date of the termination (whether as an employee or as an independent contractor) or the level of further services performed will not exceed 49% of the average level of bona fide services in the thirty-six (36) months immediately preceding the termination.  For all purposes hereunder, the definition of Separation from Service shall be interpreted consistent with Treasury Regulation Section 1.409A-1(h)(ii).

 

	
7.  

	
NO ATTACHMENT

 

Except as required by law, no right to receive payments under this Agreement shall be subject to anticipation, commutation, alienation, sale, assignment, encumbrance, charge, pledge, or hypothecation, or to execution, attachment, levy, or similar process or assignment by operation of law, and any attempt, voluntary or involuntary, to effect any such action shall be null, void, and of no effect.

 

	
8.  

	
ENTIRE AGREEMENT; MODIFICATION AND WAIVER

 

       (a)    This Agreement contains the entire agreement of the parties relating to the subject matter hereof, and supersedes in its entirety any and all prior employment agreements, change in control agreements, consulting agreements, understandings or representations relating to the subject matter hereof.

 

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       (b)    This Agreement may not be modified or amended except by an instrument in writing signed by each of the parties hereto.

 

       (c)    No term or condition of this Agreement shall be deemed to have been waived, nor shall there be any estoppel against the enforcement of any provision of this Agreement, except by written instrument of the party charged with such waiver or estoppel.  No such written waiver shall be deemed a continuing waiver unless specifically stated therein, and each such waiver shall operate only as to the specific term or condition waived and shall not constitute a waiver of such term or condition for the future as to any act other than that specifically waived.

 

	
9.  

	
SEVERABILITY

 

If, for any reason, any provision of this Agreement, or any part of any provision, is held invalid, such invalidity shall not affect any other provision of this Agreement or any part of such provision not held so invalid, and each such other provision and part thereof shall to the full extent consistent with law continue in full force and effect.

 

	
10.  

	
HEADINGS FOR REFERENCE ONLY

 

The headings of sections and paragraphs herein are included solely for convenience of reference and shall not control the meaning or interpretation of any of the provisions of this Agreement.

 

	
11.  

	
GOVERNING LAW

 

This Agreement shall be governed by the laws of the State of New Jersey, but only to the extent not superseded by federal law.

 

	
12.  

	
ARBITRATION

 

Any dispute or controversy arising under or in connection with this Agreement shall be settled exclusively by binding arbitration, as an alternative to civil litigation and without any trial by jury to resolve such claims, conducted by a single arbitrator, mutually acceptable to the Bank and Executive, sitting in a location selected by the Bank within fifty (50) miles from the main office of the Bank, in accordance with the rules of the American Arbitration Association’s National Rules for the Resolution of Employment Disputes then in effect.  Judgment may be entered on the arbitrator’s award in any court having jurisdiction.  The Bank and the Executive shall each pay one-half of the fees and expenses of the single arbitrator and the payment of the Executive’s legal fees shall be determined under Section 13 of this Agreement.

 

	
13.  

	
PAYMENT OF LEGAL FEES

 

To the extent that such payment(s) may be made without triggering penalty under Code Section 409A, all reasonable legal fees paid or incurred by Executive pursuant to any dispute or question of interpretation relating to this Agreement shall be paid or reimbursed by the Bank, provided that the dispute or interpretation has been settled by Executive and the Bank or resolved in Executive’s favor, and such reimbursement shall occur no later than sixty (60) days after the end of the year in which the dispute is settled or resolved in Executive’s favor.

 

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14.  

	
SUCCESSORS AND ASSIGNS

 

This Agreement is binding upon the Bank, the Company and any successor or assignee of the Bank or the Company, whether direct or indirect, by purchase, merger, consolidation or otherwise, to all or substantially all the business or assets of the Bank, and such successor or assignee shall expressly and unconditionally assume and agree to perform the Bank’s obligations under this Agreement, in the same manner and to the same extent that the Bank would be required to perform if no such succession or assignment had taken place.

 

	
15.  

	
OBLIGATIONS OF THE PARTIES

 

       (a)    Obligations of the Bank.  The termination of Executive’s employment, other than following a Change in Control, shall not result in any obligation of the Bank under this Agreement.

 

       (b)    Obligations of the Executive.  Executive covenants and agrees that, for a period of one (1) year following a termination of employment for which Executive is entitled to a benefit under Section 3 above, the Executive shall not, without the written consent of the Bank, either directly or indirectly:

 

    (i)  solicit, or take any other action intended (or that a reasonable person acting in like circumstances would expect) to have the effect of causing any officer or employee of the Bank, or of any holding company of the Bank, or any of their respective subsidiaries or affiliates, to terminate his or her employment and accept employment or become affiliated with, or provide services for compensation in any capacity whatsoever to, any business whatsoever that competes with the business of the Bank, or of any holding company of the Bank, or any of their direct or indirect subsidiaries or affiliates, that has headquarters or offices within twenty-five (25) miles of any location(s) in which the Bank, or any holding company of the Bank, has business operations or has filed an application for regulatory approval to establish an office; or

 

    (ii)   solicit, provide any information, advice or recommendation or take any other action intended (or that a reasonable person acting in like circumstances would expect) to have the effect of causing any customer of the Bank to terminate an existing business or commercial relationship with the Bank.

 

[Signature Page Follows]

 

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SIGNATURES

IN WITNESS WHEREOF, the Bank has caused this Agreement to be executed by its duly authorized officers, and Executive has signed this Agreement, effective as of the day and date first set forth above.

	 ATTEST: 	
CAPE BANK

	  	  
	  /s/ B. Matthew McCue	
By:  /s/ Michael D. Devlin

	 B. Matthew McCue 	
        Name: Michael D. Devlin

	 	
        Title:   President & CEO

	  	
 

	 WITNESS: 	
EXECUTIVE

	  	  
	  /s/ Guy Hackney	
By:  /s/ Edward J. Geletka

	  Guy Hackney	
Edward J. Geletka

	  	
 

	  	
 

-8-Exhibit 10.1

 

 

 

 

 

REORGANIZATION AGREEMENT

 

Dated as of [_________] 2015

 

 

 

 

 

    	 

    	 

    

TABLE OF CONTENTS

 

Pages

 

	Article I DEFINITIONS	1
	1.1   	Certain Defined Terms	1
	1.2   	Terms Defined Elsewhere in this Agreement	3
	1.3   	Other Definitional and Interpretative Provisions	3
	Article II THE REORGANIZATION	4
	2.1   	Reorganization Transactions	4
	2.2   	Other Transactions	6
	2.3   	Consent to Transactions	7
	2.4   	No Liabilities in Event of Termination; Certain Covenants	7
	Article III REPRESENTATIONS AND WARRANTIES	8
	3.1   	Representations and Warranties	8
	Article IV MISCELLANEOUS	9
	4.1  	Amendments and Waivers	9
	4.2  	Successors and Assigns	9
	4.3   	Notices	9
	4.4  	Further Assurances	10
	4.5   	Entire Agreement	10
	4.6   	Governing Law	11
	4.7   	Jurisdiction	11
	4.8   	WAIVER OF JURY TRIAL	11
	4.9   	Severability	11
	4.10   	Enforcement	11
	4.11   	Counterparts; Facsimile Signatures	11
	4.12   	Expenses	11

 

Schedules 

Schedule 1       -          Contributed Assets 

Schedule 2       -          Employee Benefit Plans
of vTvx I and vTvx II

 

    	i

    	 

    

REORGANIZATION AGREEMENT

 

THIS REORGANIZATION AGREEMENT (this “Agreement”),
dated as of [_______] 2015, by and among vTv Therapeutics Inc., a Delaware corporation (“Pubco”), vTv Therapeutics
LLC, a Delaware limited liability company (the “Company”), vTvx Holdings I LLC, a Delaware limited liability
company (“vTvx I”), vTvx Holdings II LLC, a Delaware limited liability company (“vTvx II”),
and vTv Therapeutics Holdings LLC, a Delaware limited liability company (“Holdings”).

 

RECITALS

 

WHEREAS, the Board of Directors of Pubco (the
“Board”) has determined to effect an underwritten initial public offering (the “IPO”) of
Pubco’s Class A Common Stock (as defined below);

 

WHEREAS, the parties hereto desire to effect
the Transactions (as defined below), including the Reorganization Transactions (as defined below), in contemplation of the IPO;
and

 

WHEREAS, in connection with the IPO, the applicable
parties hereto intend to enter into the Transactions.

 

NOW, THEREFORE, in consideration of the foregoing
recitals and of the mutual promises hereinafter set forth, the parties hereto hereby agree as follows:

 

Article I

 

DEFINITIONS

 

1.1             
Certain Defined Terms. As used herein, the following terms shall have the following meanings:

 

“Business Day” means a
day, other than Saturday, Sunday or other day on which commercial banks in New York, New York are authorized or required
by applicable law to close.

 

“Class A Common Stock”
shall mean Class A Common Stock, par value $0.01 per share, of Pubco, having the rights set forth in the Amended and Restated Certificate
of Incorporation.

 

“Class B Common Stock”
shall mean Class B Common Stock, par value $0.01 per share, of Pubco, having the rights set forth in the Amended and Restated Certificate
of Incorporation.

 

“Class M Common Unit” shall
mean the Class M Common Unit of the Company, having the rights set forth in the Amended and Restated Company LLC Agreement.

 

    	 

    	 

    

“Effective Time” means
the date and time on which the Registration Statement becomes effective.

 

“Exchange Act” means the
Securities Exchange Act of 1934, as amended.

 

“Existing Certificate of Incorporation”
means the Certificate of Incorporation of Pubco, as filed with the Secretary of State of the State of Delaware on April 2, 2015.

 

“Existing Company LLC Agreement”
means the Operating Agreement of the Company, dated as of April 15, 2015, by Holdings as the sole member.

 

“IPO Closing” means the
initial closing of the sale of the Class A Common Stock in the IPO.

 

“IPO Price Per Share” means
the per share public offering price for the Class A Common Stock.

 

“Nonvoting Common Units”
shall mean Nonvoting Common Units of the Company, having the rights set forth in the Amended and Restated Company LLC Agreement.

 

“Person” means any individual,
firm, corporation, partnership, limited liability company, trust, estate, joint venture, governmental authority or other entity.

 

“Pricing” means such date
and time as the Board or the pricing committee thereof determines to price the IPO.

 

“Registration Statement”
means the registration statement on Form S-1 (File No. 333-204951) filed by Pubco under the Securities Act with the SEC to register
the IPO.

 

“Reorganization Documents”
means the Amended and Restated Certificate of Incorporation, the Amended and Restated By-laws, the Amended and Restated Company
LLC Agreement, the Exchange Agreement, the Investor Rights Agreement, the Tax Receivable Agreement, the 2015 Omnibus Incentive
Plan and all other agreements and documents entered into in connection with the Transactions.

 

“SEC” means the Securities
and Exchange Commission.

 

“Securities Act” means
the Securities Act of 1933, as amended.

 

    	2

    	 

    

1.2             
Terms Defined Elsewhere in this Agreement(a). Each of the following terms is defined in the Section set forth opposite
such term:

 

	Term	Section
	2015 Omnibus Incentive Plan	2.2(d)
	Agreement	Preamble
	Amended and Restated Certificate of Incorporation	2.1(a)
	Amended and Restated Company LLC Agreement	2.1(c)
	Board	Recitals
	Company	Preamble
	Contributed Assets	2.1(d)(i)
	e-mail	4.3
	Employee Transfer	2.1(d)(ii)
	Exchange Agreement	2.2(a)
	Holdings	Preamble
	Holdings Membership Interests	2.1(d)(iii)
	Investor Rights Agreement	2.2(b)
	IPO	Recitals
	Proceeds	2.2(f)
	Pubco	Preamble
	Reorganization Transaction	2.1
	Reorganization Transactions	2.1
	Tax Receivable Agreement	2.2(c)
	Transaction	2.2
	Transactions	2.2
	vTvx I	Preamble
	vTvx II	Preamble

 

1.3             
Other Definitional and Interpretative Provisions. The words “hereof”, “herein” and “hereunder”
and words of like import used in this Agreement shall refer to this Agreement as a whole and not to any particular provision of
this Agreement. The captions herein are included for convenience of reference only and shall be ignored in the construction or
interpretation hereof. References to Articles, Sections, and Schedules are to Articles, Sections, and Schedules of this Agreement
unless otherwise specified. All Schedules annexed hereto or referred to herein are hereby incorporated in and made a part of this
Agreement as if set forth in full herein. The Reorganization Documents referred to herein are hereby incorporated in and made a
part of this Agreement as if set forth in full herein. Any capitalized terms used in any Schedule but not otherwise defined therein,
shall have the meaning as defined in this Agreement. Any singular term in this Agreement shall be deemed to include the plural,
and any plural term the singular. Whenever the words “include”, “includes” or “including” are
used in this Agreement, they shall be deemed to be followed by the words “without limitation”, whether or not they
are in fact followed by those words or words of like import. “Writing”, “written” and comparable terms
refer to printing, typing and other means of reproducing words (including electronic media) in a visible form. References to any
statute shall be deemed to refer to such statute as amended from time to time and to any rules or regulations promulgated thereunder.
References to any agreement or contract are to that agreement or contract as amended, modified or supplemented from time to time
in accordance with the terms hereof and thereof. References to any Person include the successors and permitted assigns of that
Person. References from or through any date mean, unless otherwise specified, from and including or through and including, respectively.

 

    	3

    	 

    

Article II

 

THE REORGANIZATION

 

2.1             
Reorganization Transactions. Subject to the terms and conditions hereinafter set forth, and on the basis of and in
reliance upon the representations, warranties, covenants and agreements set forth herein, the parties hereto shall take the actions
described in this Section 2.1 (each, a “Reorganization Transaction” and, collectively, the “Reorganization
Transactions”), which shall be effective as of immediately after the Effective Time:

 

(a)               
Filing of Amended and Restated Certificate of Incorporation. Pubco shall adopt and file with the Secretary of State
of the State of Delaware an amended and restated certificate of incorporation of Pubco, substantially in the form filed as Exhibit
3.1 to the Registration Statement (the “Amended and Restated Certificate of Incorporation”).

 

(b)              
Adoption of Amended and Restated By-laws. The Board shall adopt amended and restated by-laws of Pubco, substantially
in the form filed as Exhibit 3.2 to the Registration Statement (the “Amended and Restated By-laws”).

 

(c)               
Adoption of Amended and Restated Company LLC Agreement. The Company shall adopt the amended and restated limited
liability company agreement of the Company, substantially in the form filed as Exhibit 10.3 to the Registration Statement (the
“Amended and Restated Company LLC Agreement”).

 

(d)              
Contribution of Contributed Assets and Employee Transfer. Immediately following the Reorganization Transactions described
in Sections 2.1(a) through (c):

 

(i)                
vTvx I and vTvx II hereby contribute, assign, transfer and convey to Holdings all of the respective right, title, interest
and obligations of vTvx I and vTvx II in their respective tangible and intangible assets set forth on Schedule 1 hereof,
free and clear of all liens (other than those liens to be released pursuant to Section 2.2(e)), including all goodwill related
to such assets and all goodwill of the businesses of vTvx I and vTvx II (such contributed assets, the “Contributed Assets”).

 

(ii)              
vTvx I and vTvx II hereby assign and transfer to Holdings the employment of all employees of vTvx I and vTvx II and (A)
all employment-related rights and obligations, including each employment agreement between vTvx I or vTvx II, on the one hand,
and each employee thereof, on the other hand, (B) noncompetition, nonsolicitation and nondisclosure agreements with respect to
the employees and former employees of vTvx I and vTvx II and (C) all employee benefit plans set forth on Schedule 1 hereof
(collectively, the “Employee Transfer”).

 

    	4

    	 

    

(iii)            
In consideration for the Contributed Assets and the Employee Transfer, Holdings hereby issues [__] of its membership interests
(“Holdings Membership Interests”) to vTvx I and [__] Holdings Membership Interests to vTvx II.

 

(iv)            
Holdings hereby acknowledges its right to receive the Contributed Assets from vTvx I and vTvx II and, for administrative
convenience, hereby irrevocably directs vTvx I and vTvx II to contribute, assign, transfer and convey the Contributed Assets directly
to the Company for and on behalf of Holdings in lieu of the Contributed Assets being contributed, assigned, transferred and conveyed
to Holdings.

 

(v)              
Holdings acknowledges its rights to receive the Employee Transfer from vTvx I and vTvx II and, for administrative convenience,
hereby irrevocably directs vTvx I and vTvx II to contribute, assign, transfer and convey the Employee Transfer directly to the
Company for and on behalf of Holdings in lieu of the Employee Transfer being contributed, assigned, transferred and conveyed to
Holdings.  vTvx I, vTvx II and the Company acknowledge and agree that if the Company determines that in connection with the
Employee Transfer, a transition service period not to exceed four months is necessary or desirable, then such employees shall
be permitted to continue their participation in the employee benefit plans of vTvx I and vTvx II as set forth on Schedule 2
during such period and the Company, vTvx I and vTvx II will enter into a customary transition services agreement.

 

(vi)            
The Company hereby accepts and acquires the Contributed Assets and the Employee Transfer and all of the respective right,
title, interest and obligations of vTvx I and vTvx II in the Contributed Assets and the Employee Transfer. In consideration for
its receipt of the Contributed Assets and the Employee Transfer, the Company hereby: (A) issues (x) to Holdings [__] Nonvoting
Common Units and (B) to Pubco, a wholly owned subsidiary of Holdings, one Class M Common Unit; (B) assumes all liabilities of vTvx
I and vTvx II with respect to the Contributed Assets and the Employee Transfer; (C) covenants and agrees to discharge, perform
and comply with and to be bound by all the terms, conditions, provisions, obligations, covenants and duties of vTvx I and vTvx
II under all contracts and agreements included in the Contributed Assets and the Employee Transfer as if the Company were an original
party thereto; and (D) agrees to indemnify and hold harmless vTvx I and vTvx II for any and all liabilities of vTvx I or vTvx II,
known or unknown, that currently exist or may arise in the future with respect to the Contributed Assets and the Employee Transfer.

 

    	5

    	 

    

(e)               
Issuance of Class B Common Stock to Holdings. In connection with the filing of the Amended and Restated Certificate
of Incorporation, Pubco hereby issues to Holdings [__] shares of Class B Common Stock and all of the issued and outstanding common
stock of Pubco held by MacAndrews & Forbes Incorporated pursuant to the Existing Certificate of Incorporation shall be cancelled.

 

2.2             
Other Transactions. In connection with the Reorganization Transactions set forth above, the parties hereto shall,
in connection therewith, take the following actions described in this Section 2.2 (together with the Reorganization Transactions,
the “Transactions” and each a “Transaction”):

 

(a)               
Exchange Agreement. In connection with the issuance of Class B Common Stock and Nonvoting Common Units to Holdings
as provided in Section 2.1, Holdings, the Company and Pubco hereby enter into that certain Exchange Agreement, substantially in
the form filed as Exhibit 10.4 to the Registration Statement (the “Exchange Agreement”).

 

(b)              
Investor Rights Agreement. In connection with the issuance of Class B Common Stock and Nonvoting Common Units to
Holdings as provided in Section 2.1, Holdings, Pubco, and the Company shall enter into an Investor Rights Agreement, substantially
in the form filed as Exhibit 10.2 to the Registration Statement (the “Investor Rights Agreement”).

 

(c)               
Tax Receivable Agreement. In connection with the issuance of Class B Common Stock and Nonvoting Common Units to Holdings
as provided in Section 2.1, Pubco and Holdings shall enter into a Tax Receivable Agreement, substantially in the form filed as
Exhibit 10.5 to the Registration Statement (the “Tax Receivable Agreement”).

 

(d)              
2015 Omnibus Incentive Plan. Pubco hereby enters into the 2015 Omnibus Equity Incentive Plan, substantially in the
form filed as Exhibit 10.11 to the Registration Statement (the “2015 Omnibus Incentive Plan”).

 

(e)               
Intellectual Property Assignment Agreements and Lien Releases. Following the date hereof, vTvx I, vTvx II and the
Company shall take all such steps and actions, and provide such cooperation and assistance to each such party and its respective
successors, assigns and legal representatives, including the execution and delivery of any affidavits, declarations, oaths, exhibits,
assignments, agreements, lien releases, powers of attorney, or other documents, as may be necessary to (i) release and terminate
any and all liens and security interests filed against the patents, trademarks, copyrights, domain names (and any registrations
or applications thereof) and any other intellectual property that is a Contributed Asset, or (ii) effect, evidence or perfect the
transfer and assignment of the patents, trademarks, copyrights, domain names (and any registrations or applications thereof) and
any other intellectual property that is a Contributed Asset from each of vTvx I and vTvx II to the Company or any assignee or successor
thereto, including by executing and filing short-form intellectual property lien releases and/or short-form intellectual property
assignment agreements in the United States Patent and Trademark Office, the United States Copyright Office and any applicable foreign
intellectual property or equivalent office.

 

    	6

    	 

    

(f)               
Issuance of Nonvoting Common Units to Pubco. Immediately following the IPO Closing, Pubco shall use the net proceeds
(after payment of all fees and expenses in connection with the IPO) from the IPO (the “Proceeds”) to purchase
from the Company a number of Nonvoting Common Units equal to the number of shares of Class A Common Stock issued in the IPO. Upon
receipt of the Proceeds from Pubco, the Company shall issue to Pubco the number of Nonvoting Common Units set forth in the immediately
preceding sentence. 

 

2.3             
Consent to Transactions.

 

(a)               
Each of the parties hereto hereby acknowledges, agrees and consents to all of the Transactions. Each of the parties hereto
shall take all reasonable action necessary or appropriate in order to effect, or cause to be effected, to the extent within its
control, each of the Transactions and the IPO.

 

(b)              
The parties hereto shall deliver to each other, as applicable, prior to or at the Effective Time, each of the Reorganization
Documents to which it is a party, together with any other documents and instruments necessary or appropriate to be delivered in
connection with the Transactions.

 

2.4             
No Liabilities in Event of Termination; Certain Covenants.

 

(a)               
In the event that the IPO is abandoned or, unless the Board, the Company and Holdings otherwise agree, the IPO Closing has
not occurred by September 30, 2015, (a) this Agreement shall automatically terminate and be of no further force or effect except
for this Section 2.4 and Sections 4.1, 4.2, 4.3, 4.6, 4.7, 4.8, 4.9, 4.10, 4.11 and 4.12 and (b) there shall be no liability
on the part of any of the parties hereto, except that such termination shall not preclude any party from pursuing judicial remedies
for damages and/or other relief as a result of the breach by the other parties of any representation, warranty, covenant or agreement
contained herein prior to such termination.

 

(b)              
In the event that this Agreement is terminated for any reason after the consummation of any Transaction, but prior to the
consummation of all of the Transactions, the parties agree, as applicable, to cooperate and work in good faith to execute and deliver
such agreements and consents and amend such documents and to effect such transactions or actions as may be necessary to re-establish
the rights, preferences and privileges that the parties hereto had prior to the consummation of the Transactions, or any part thereof,
including, without limitation, voting any and all securities owned by such party in favor of any amendment to any organizational
document and in favor of any transaction or action necessary to re-establish such rights, powers and privileges and causing to
be filed all necessary documents with any governmental authority necessary to reestablish such rights, preferences and privileges.

 

    	7

    	 

    

(c)               
For the avoidance of doubt, each party hereto acknowledges and agrees that until the consummation of the Transactions: (i)
the parties hereto shall not receive or lose any voting, governance or similar rights in connection with this Agreement or the
Transactions and (ii) the rights of the parties hereto under the Existing Company LLC Agreement shall not be effected.

 

Article III

 

REPRESENTATIONS AND WARRANTIES

 

3.1             
Representations and Warranties. Each party hereto hereby represents and warrants to all of the other parties hereto
as follows:

 

(a)               
The execution, delivery and performance by such party of this Agreement and of the applicable Reorganization Documents,
to the extent a party thereto, has been or prior to the Effective Time will be duly authorized by all necessary action. If such
party is not an individual, such party is duly organized, validly existing and in good standing under the laws of its jurisdiction
of organization or incorporation;

 

(b)              
Such party has or prior to the Effective Time will have the requisite power, authority, legal right and, if such party is
an individual, legal capacity, to execute and deliver this Agreement and each of the Reorganization Documents, to the extent a
party thereto, and to consummate the transactions contemplated hereby and thereby, as the case may be;

 

(c)               
This Agreement and each of the Reorganization Documents to which it is a party has been (or when executed will be) duly
executed and delivered by such party and constitutes the legal, valid and binding obligation of such party, enforceable against
such party in accordance with its terms, subject to (i) the effects of bankruptcy, insolvency, fraudulent conveyance, reorganization,
moratorium and other similar laws relating to or affecting creditors’ rights generally, (ii) general equitable principles
(whether considered in a proceeding in equity or at law) and (iii) an implied covenant of good faith and fair dealing; and

 

(d)              
Neither the execution, delivery and performance by such party of this Agreement and the applicable Reorganization Documents,
to the extent a party thereto, nor the consummation by such party of the transactions contemplated hereby, nor compliance by such
party with the terms and provisions hereof, will, directly or indirectly (with or without notice or lapse of time or both), (i)
if such party is not an individual, contravene or conflict with, or result in a breach or termination of, or constitute a default
under (or with notice or lapse of time or both, result in the breach or termination of or constitute a default under) the organizational
documents of such party, (ii) constitute a violation by such party of any existing requirement of law applicable to such party
or any of its properties, rights or assets or (iii) require the consent or approval of any Person, except, in the case of clauses
(ii) and (iii), as would not reasonably be expected to result in, individually or in the aggregate, a material adverse effect on
the ability of such party to consummate the transactions contemplated by this Agreement.

 

    	8

    	 

    

Article IV

 

MISCELLANEOUS

 

4.1             
Amendments and Waivers. This Agreement may be modified, amended or waived only with the written approval of Pubco,
the Company, and Holdings; provided, however, that any modification, amendment or waiver that would affect any other
party hereto in a manner materially and disproportionately adverse to such party shall be effective against such party so materially
and adversely affected only with the prior written consent of such party, such consent not to be unreasonably withheld or delayed.
The failure of any party to enforce any of the provisions of this Agreement shall in no way be construed as a waiver of such provisions
and shall not affect the right of such party thereafter to enforce each and every provision of this Agreement in accordance with
its terms. Notwithstanding anything to the contrary in this Section 4.1, nothing in this Section 4.1 shall be deemed to contradict
the provisions of Section 2.4 hereof.

 

4.2             
Successors and Assigns. This Agreement shall bind and inure to the benefit of and be enforceable by the parties hereto
and their respective successors and permitted assigns. If and to the extent Holdings is dissolved or liquidated, MacAndrews &
Forbes Incorporated and M&F TTP Holdings LLC and each of their respective affiliates (other than Pubco and its subsidiaries)
holding shares of Pubco shall be the successors of Holdings, and references to “Holdings” herein shall be references
to such successors of Holdings, collectively, and the Pubco shall (and shall cause its subsidiaries to) enter into such amendments
and supplements hereto to effectuate the intent of this Section 4.2.

 

4.3             
Notices. All notices, requests and other communications to any party hereunder shall be in writing (including facsimile
transmission and electronic mail (“e-mail”) transmission, so long as a receipt of such e-mail is requested and
not received by automated response). All such notices, requests and other communications shall be deemed received on the date of
receipt by the recipient thereof if received prior to 5:00 p.m. on a Business Day in the place of receipt. Otherwise, any such
notice, request or communication shall be deemed to have been received on the next succeeding Business Day in the place of receipt.
All such notices, requests and other communications to any party hereunder shall be given to such party as follows:

 

If to Pubco or the Company addressed to it at:

Stephen L. Holcombe, President and CEO 

4170 Mendenhall Oaks Parkway 

High Point, NC 27265 

Facsimile: (336) 841-0310 

E-mail:  sholcombe@vtvtherapeutics.com

 

    	9

    	 

    

With copies (which shall not constitute notice) to:

Paul, Weiss, Rifkind, Wharton & Garrison LLP

1285 Avenue of the Americas

New York, NY 10019-6064

Facsimile No.: (212) 757-3990

Attention:  Angelo Bonvino 

                  Lawrence
G. Wee

E-mail:     abonvino@paulweiss.com 

                  lwee@paulweiss.com

 

If to Holdings, vTvx I or vTvx II addressed to it at:

 

c/o MacAndrews & Forbes Incorporated 

35 East 62nd Street 

New York, NY 10065 

Attention: Paul G. Savas 

Facsimile: (212) 572-5695

 

With copies (which shall not constitute notice) to:

Paul, Weiss, Rifkind, Wharton & Garrison LLP

1285 Avenue of the Americas

New York, NY 10019-6064

Facsimile No.: (212) 757-3990

Attention:  Angelo Bonvino 

                  Lawrence
G. Wee

E-mail:     abonvino@paulweiss.com 

                  lwee@paulweiss.com

 

4.4             
Further Assurances. At any time or from time to time after the date hereof, the parties agree to cooperate with each
other, and at the request of any other party, to execute and deliver any further instruments or documents and to take all such
further action as the other party may reasonably request in order to evidence or effectuate the consummation of the transactions
contemplated hereby and to otherwise carry out the intent of the parties hereunder.

 

4.5             
Entire Agreement. Except as otherwise expressly set forth herein, this Agreement, together with the Reorganization
Documents, embodies the complete agreement and understanding among the parties hereto with respect to the subject matter hereof
and supersedes and preempts any prior understandings, agreements or representations by or among the parties, written or oral, that
may have related to the subject matter hereof in any way.

 

    	10

    	 

    

4.6             
Governing Law. This Agreement shall be governed in all respects by the laws of the State of Delaware, without regard
to the conflicts of law rules of such State that would result in the application of the laws of any other State.

 

4.7             
Jurisdiction. The parties hereto agree that any suit, action or proceeding seeking to enforce any provision of, or
based on any matter arising out of or in connection with, this Agreement or the transactions contemplated hereby (whether brought
by any party or any of its affiliates or against any party or any of its affiliates) shall be brought in the Delaware Chancery
Court or, if such court shall not have jurisdiction, any federal court located in the State of Delaware or other Delaware state
court, and each of the parties hereby irrevocably consents to the jurisdiction of such courts (and of the appropriate appellate
courts therefrom) in any such suit, action or proceeding and irrevocably waives, to the fullest extent permitted by law, any objection
that it may now or hereafter have to the laying of the venue of any such suit, action or proceeding in any such court or that any
such suit, action or proceeding brought in any such court has been brought in an inconvenient forum. Process in any such suit,
action or proceeding may be served on any party anywhere in the world, whether within or without the jurisdiction of any such court.
Without limiting the foregoing, each party agrees that service of process on such party as provided in Section 4.3 shall be
deemed effective service of process on such party.

 

4.8             
WAIVER OF JURY TRIAL. EACH OF THE PARTIES HERETO HEREBY IRREVOCABLY WAIVES ANY AND ALL RIGHT TO TRIAL BY JURY IN
ANY LEGAL PROCEEDING ARISING OUT OF OR RELATED TO THIS AGREEMENT OR THE TRANSACTIONS CONTEMPLATED HEREBY.

 

4.9             
Severability. Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective
and valid under applicable law, but if any provision of this Agreement is held to be invalid, illegal or unenforceable in any respect
under any applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability shall not affect any other
provision or any other jurisdiction, but this Agreement shall be reformed, construed and enforced in such jurisdiction as if such
invalid, illegal or unenforceable provision had never been contained herein.

 

4.10          
Enforcement. Each party hereto acknowledges that money damages would not be an adequate remedy in the event that
any of the covenants or agreements in this Agreement are not performed in accordance with its terms, and it is therefore agreed
that in addition to and without limiting any other remedy or right it may have, the non-breaching party will have the right to
an injunction, temporary restraining order or other equitable relief in any court of competent jurisdiction enjoining any such
breach and enforcing specifically the terms and provisions hereof.

 

4.11          
Counterparts; Facsimile Signatures. This Agreement may be executed in any number of counterparts, each of which shall
be an original, but all of which together shall constitute one instrument. This Agreement may be executed by facsimile, e-mail
or .pdf format signature(s).

 

4.12          
Expenses. Unless otherwise provided in the Reorganization Documents, all costs and expenses incurred in connection
with the negotiation and execution of this Agreement and the transactions contemplated by this Agreement shall be paid by the party
incurring such cost or expense.

 

[Signature Page Follows]

 

    	11

    	 

    

IN WITNESS WHEREOF, the parties hereto have
executed this Agreement as of the date first above written.

 

	 	VTV THERAPEUTICS INC.
	 	 	 	 
	 	By:	 
	 	 	Name:	 
	 	 	Title:	 
	 	 	 	 
	 	 	 	 
	 	VTV THERAPEUTICS LLC
	 	 	 	 
	 	By:	 
	 	 	Name:	 
	 	 	Title:	 
	 	 	 	 
	 	 	 	 
	 	VTV THERAPEUTICS HOLDINGS LLC
	 	 	 	 
	 	By:	 
	 	 	Name:	 
	 	 	Title:	 
	 	 	 	 
	 	 	 	 
	 	VTVX HOLDINGS I LLC
	 	 	 	 
	 	By:	 
	 	 	Name:	 
	 	 	Title:	 
	 	 	 	 
	 	 	 	 
	 	VTVX HOLDINGS II LLC
	 	 	 	 
	 	By:	 
	 	 	Name:	 
	 	 	Title:	 

 

[Signature Page to the Reorganization Agreement]

 

    	 

    	 

    

Schedule 1

 

Contributed Assets

 

(See attached.)

 

    	 

    	 

    

Schedule 2

 

Employee Benefit Plans
of vTvx I and vTvx II

 

[To be determined.]

 

    	 

    	 

    

Schedule 1

 

Contributed
Assets

 

Assets Transferred
from vTvx Holdings I LLC

 

INDs and
Similar Assets:

 

	Program	Compound	IND / File #	Holder
	GK	TTP355	CTA 9727-T1006-24C	vTvx Holdings I LLC
	GK	TTP399	IND 78,649	vTvx Holdings I LLC
	GK	TTP547	IND 101,790	vTvx Holdings I LLC
	GLP	TTP054	IND 107,972; and CTA 9727-T1006-25C	vTvx Holdings I LLC
	GLP	TTP273	IND 115,859	vTvx Holdings I LLC
	RAGE	TTP488	IND 68,445; and CTA 9427-T1538-21C	vTvx Holdings I LLC
	PTP1B	TTP814	CTA 9427-T1006-23C	vTvx Holdings I LLC
	RAGE	TTP4000	IND 108,330	vTvx Holdings I LLC
	Factor IX	TTP889	IND 62,132; and IND 101,833	vTvx Holdings I LLC
	AgRP	TTP435	IND 103,677; and CTA 9427-T1006-24C	vTvx Holdings I LLC

 

Trademarks:

 

	Trademark	Applicant	Application No.	Status
	TTPREDICT	vTvx Holdings I LLC	76/406,330	Registered
	TTP TRANSLATIONAL TECHNOLOGY	vTvx Holdings I LLC	76/406,371	Registered
	TTPSPACE	vTvx Holdings I LLC	76/406,372	Registered
	TTPOSTGENE	vTvx Holdings I LLC	76/406,409	Registered
	TTPSCREEN	vTvx Holdings I LLC	76/406,412	Registered

 

Copyrights:

 

	Author	Title	Copyright Year	Registration Number	Owner
	Sawafta et al.	TTPScreen Software Program	2002	TXU1-052-385	vTvx Holdings I LLC
	Sawafta et al.	TTPredict Software Program	2002	TXU1-040-852	vTvx Holdings I LLC

 

    	 

    	 

    

 

Domain Names:

 

	Owner	Domain Name 	Status
	vTvx Holdings I LLC	AZELIRAGON.BIZ	Registered
	vTvx Holdings I LLC	AZELIRAGON.COM	Registered
	vTvx Holdings I LLC	AZELIRAGON.INFO	Registered
	vTvx Holdings I LLC	AZELIRAGON.NET	Registered
	vTvx Holdings I LLC	LIVINGSTEADFAST.CO	Registered
	vTvx Holdings I LLC	LIVINGSTEADFAST.COM	Registered
	vTvx Holdings I LLC	LIVINGSTEADFAST.INFO	Registered
	vTvx Holdings I LLC	LIVINGSTEADFAST.NET	Registered
	vTvx Holdings I LLC	LIVINGSTEADFAST.ORG	Registered
	vTvx Holdings I LLC	LIVINGSTEADFAST.US	Registered
	vTvx Holdings I LLC	MYAGATA.COM	Registered
	vTvx Holdings I LLC	MYAGATA.INFO	Registered
	vTvx Holdings I LLC	MYAGATA.NET	Registered
	vTvx Holdings I LLC	MYAGATA.ORG	Registered
	vTvx Holdings I LLC	MYAGATA.US	Registered
	vTvx Holdings I LLC	STEADFASTALZHEIMERS.CO	Registered
	vTvx Holdings I LLC	STEADFASTALZHEIMERS.COM	Registered
	vTvx Holdings I LLC	STEADFASTALZHEIMERS.INFO	Registered
	vTvx Holdings I LLC	STEADFASTALZHEIMERS.NET	Registered
	vTvx Holdings I LLC	STEADFASTALZHEIMERS.ORG	Registered
	vTvx Holdings I LLC	STEADFASTALZHEIMERS.US	Registered
	vTvx Holdings I LLC	TTPREDICT.XXX	Registered
	vTvx Holdings I LLC	TTPSCREEN.XXX	Registered
	vTvx Holdings I LLC	TTPSPACE.XXX	Registered
	vTvx Holdings I LLC	TTPTRANSLATIONALTECHNOLOGY.XXX	Registered
	vTvx Holdings I LLC	VTV.NET	Registered
	vTvx Holdings I LLC	VTVTHERA.COM	Registered
	vTvx Holdings I LLC	VTVTHERA.NET	Registered
	vTvx Holdings I LLC	VTVTHERAPEUTICS.COM	Registered
	vTvx Holdings I LLC	VTVTHERAPEUTICS.NET	Registered
	vTvx Holdings I LLC	VTVT.NET	Registered

 

    	 

    	 

    

 

Patents:

 

	File No.	Country	Owner	Application No.	Patent No.
	2001-04-US-B	United States	vTvx Holdings I LLC	12/901,133	 
	2002-04-US-A	United States	vTvx Holdings I LLC	10/411,568	7,146,384
	0378.204-AU	Australia	vTvx Holdings I LLC	2013262895	 
	0378.204-BR	Brazil	vTvx Holdings I LLC	BR1120140286221	 
	0378.204-CA	Canada	vTvx Holdings I LLC	2872021	 
	0378.204-CN	China	vTvx Holdings I LLC	201380024802.X	 
	0378.204-EA	Eurasia	vTvx Holdings I LLC	201492109	 
	0378.204-HK	Hong Kong	vTvx Holdings I LLC	15103235.2	 
	0378.204-IL	Israel	vTvx Holdings I LLC	235484	 
	0378.204-IN	India	vTvx Holdings I LLC	9554/DELNP/2014	 
	0378.204-JP	Japan	vTvx Holdings I LLC	2015-512779	 
	0378.204-KR	South Korea	vTvx Holdings I LLC	10-2014-7035545	 
	0378.204-MX	Mexico	vTvx Holdings I LLC	MX/a/2014/013105	 
	0378.204-NZ	New Zealand	vTvx Holdings I LLC	701802	 
	0378.204-SG	Singapore	vTvx Holdings I LLC	11201406987U	 
	0378.204-US	United States	vTvx Holdings I LLC	14/071,976	 
	0378.204-ZA	South Africa	vTvx Holdings I LLC	2014/07864	 
	0378.205-EP	Europe	vTvx Holdings I LLC	13726933.8	 
	0379.204-PCT	PCT Application	vTvx Holdings I LLC	PCT/US2014/019349	 
	2010-05-AU-A	Australia	vTvx Holdings I LLC	2011258460	2011258460
	2010-05-BR-A	Brazil	vTvx Holdings I LLC	BR1120120298445	 
	2010-05-CA-A	Canada	vTvx Holdings I LLC	2799591	 
	2010-05-CN-A	China	vTvx Holdings I LLC	201180025744.3	ZL201180025744.3
	2010-05-EA-A	Eurasia	vTvx Holdings I LLC	201201617	 
	2010-05-EP-A	Europe	vTvx Holdings I LLC	11787250.7	 
	2010-05-GCC-A	Gulf Cooperation Council	vTvx Holdings I LLC	GC 2011-18476	 
	2010-05-HK-A	Hong Kong	vTvx Holdings I LLC	13108290.5	 
	2010-05-IL-A	Israel	vTvx Holdings I LLC	223137	 
	2010-05-IN-A	India	vTvx Holdings I LLC	10658/CHENP/2012	 
	2010-05-JP-A	Japan	vTvx Holdings I LLC	2013-512164	 
	2010-05-KR-A	South Korea	vTvx Holdings I LLC	10-2012-7033687	 
	2010-05-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2012/013617	 
	2010-05-NZ-A	New Zealand	vTvx Holdings I LLC	603614	603614
	2010-05-SG-A	Singapore	vTvx Holdings I LLC	201208508-0	185660
	2010-05-TW-A	Taiwan	vTvx Holdings I LLC	100118368	 
	2010-05-US-A	United States	vTvx Holdings I LLC	13/114,964	 
	2010-05-ZA-A	South Africa	vTvx Holdings I LLC	2012/08834	 
	2013-02-PCT	PCT Application	vTvx Holdings I LLC	PCT/US2014/019363	 
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	6694.214-US	United States	vTvx Holdings I LLC	12/895,761	8,148,413
	6808.205-BG	Bulgaria	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-CY	Cyprus	vTvx Holdings I LLC	5700554.8	1723128 (CY1113736)
	6808.205-EE	Estonia	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-HK	Hong Kong	vTvx Holdings I LLC	7107531.4	HK1103074
	6808.205-IS	Iceland	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-LT	Lithuania	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-LU	Luxembourg	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-MC	Monaco	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-RO	Romania	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-SI	Slovenia	vTvx Holdings I LLC	5700554.8	1723128
	6808.205-SK	Slovakia	vTvx Holdings I LLC	5700554.8	1723128 (E13998 T3)
	6937.204-MX	Mexico	vTvx Holdings I LLC	MX/a/2007/006420	303022
	6937.204-US	United States	vTvx Holdings I LLC	11/791,200	8,148,412
	7112.204-AU	Australia	vTvx Holdings I LLC	2006268589	2006268589
	7112.204-BR	Brazil	vTvx Holdings I LLC	PI0612996-0	 
	7112.204-CA	Canada	vTvx Holdings I LLC	2615938	2,615,938
	7112.204-CN	China	vTvx Holdings I LLC	200680033512.1	ZL200680033512.1
	7112.204-IL	Israel	vTvx Holdings I LLC	188244	188244
	7112.204-IN	India	vTvx Holdings I LLC	10025/DELNP/2007	 
	7112.204-KR	South Korea	vTvx Holdings I LLC	10-2008-7002805	10-1446973
	7112.204-MX	Mexico	vTvx Holdings I LLC	MX/a/2008/000255	305666
	7112.204-RU	Russia	vTvx Holdings I LLC	2007147046	2443691
	7112.204-ZA	South Africa	vTvx Holdings I LLC	2008/00341	2008/00341
	7112.205-HK	Hong Kong	vTvx Holdings I LLC	8112906	HK1121744
	7127.204-US	United States	vTvx Holdings I LLC	12/298,840	8,211,925
	7209.204-US	United States	vTvx Holdings I LLC	11/994,728	7,582,769
	7563.204-AU	Australia	vTvx Holdings I LLC	2008-204530	2008204530
	7563.204-CA	Canada	vTvx Holdings I LLC	2675111	 
	7563.204-IL	Israel	vTvx Holdings I LLC	199615	 
	7563.204-IN	India	vTvx Holdings I LLC	4486/DELNP/2009	 
	2008-03-AU-A	Australia	vTvx Holdings I LLC	2009221722	2009221722
	2008-03-BR-A	Brazil	vTvx Holdings I LLC	PI0910282-5	 
	2008-03-CA-A	Canada	vTvx Holdings I LLC	2716664	 
	2008-03-CN-A	China	vTvx Holdings I LLC	200980108115.X	ZL200980108115.X
	2008-03-EA-A	Eurasia	vTvx Holdings I LLC	201071045	18225
	2008-03-EP-A	Europe	vTvx Holdings I LLC	9718287.7	 
	2008-03-HK-A	Hong Kong	vTvx Holdings I LLC	11102525.7	 
	2008-03-IL-A	Israel	vTvx Holdings I LLC	207570	207570
	2008-03-IN-A	India	vTvx Holdings I LLC	6085/DELNP/2010	 
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	2008-03-JP-A	Japan	vTvx Holdings I LLC	2010-549910	5382952
	2008-03-KR-A	South Korea	vTvx Holdings I LLC	10-2010-7020688	 
	2008-03-ME-A	Montenegro	vTvx Holdings I LLC	P-2010-143	1018
	2008-03-MO-A	Macau	vTvx Holdings I LLC	J/001523	 
	2008-03-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2010/009752	300256
	2008-03-NZ-A	New Zealand	vTvx Holdings I LLC	587343	587343
	2008-03-SG-A	Singapore	vTvx Holdings I LLC	201006155-4	164144 [WO 2009/111700]
	2008-03-US-A	United States	vTvx Holdings I LLC	12/399,504	7,727,983
	2008-03-US-B	United States	vTvx Holdings I LLC	12/759,010	7,790,714
	2008-03-US-C	United States	vTvx Holdings I LLC	12/849,225	7,906,507
	2008-03-US-D	United States	vTvx Holdings I LLC	12/872,580	8,524,708
	2008-03-US-E	United States	vTvx Holdings I LLC	13/956,578	8,703,766
	2008-03-US-F	United States	vTvx Holdings I LLC	14/197,771	8,933,222
	2008-03-US-G	United States	vTvx Holdings I LLC	14/556,837	 
	2008-03-ZA-A	South Africa	vTvx Holdings I LLC	2010/06367	2010/06367
	2008-06-US-A	United States	vTvx Holdings I LLC	12/936,434	8,718,994
	2009-01-AU-A	Australia	vTvx Holdings I LLC	2010232750	 
	2009-01-BR-A	Brazil	vTvx Holdings I LLC	PI1013579-0	 
	2009-01-CA-A	Canada	vTvx Holdings I LLC	2757084	 
	2009-01-CN-A	China	vTvx Holdings I LLC	201080015264.4	ZL201080015264.4
	2009-01-EA-A	Eurasia	vTvx Holdings I LLC	201171197	 
	2009-01-EP-A	Europe	vTvx Holdings I LLC	10779665.8	 
	2009-01-HK-A	Hong Kong	vTvx Holdings I LLC	12104614.4	 
	2009-01-IL-A	Israel	vTvx Holdings I LLC	214822	 
	2009-01-IN-A	India	vTvx Holdings I LLC	6636/DELNP/2011	 
	2009-01-JP-A	Japan	vTvx Holdings I LLC	2012-503599	 
	2009-01-KR-A	South Korea	vTvx Holdings I LLC	10-2011-7024153	 
	2009-01-MO-A	Macau	vTvx Holdings I LLC	J/001320	J/1320
	2009-01-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2011/010347	320199
	2009-01-SG-A	Singapore	vTvx Holdings I LLC	201106311-2	174205
	2009-01-US-A	United States	vTvx Holdings I LLC	12/825,631	8,383,644
	2009-01-US-B	United States	vTvx Holdings I LLC	13/707,265	8,987,295
	2009-01-US-C	United States	vTvx Holdings I LLC	14/603,556	 
	2009-01-ZA-A	South Africa	vTvx Holdings I LLC	2011/06441	 
	2011-01-US-A	United States	vTvx Holdings I LLC	13/934,491	 
	2012-01-AU-A	Australia	vTvx Holdings I LLC	2013235167	 
	2012-01-BR-A	Brazil	vTvx Holdings I LLC	BR1120140227438	 
	2012-01-CA-A	Canada	vTvx Holdings I LLC	2868033	 
	2012-01-CN-A	China	vTvx Holdings I LLC	201380015508.2	 
	2012-01-EA-A	Eurasia	vTvx Holdings I LLC	201491749	 
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	2012-01-EP-A	Europe	vTvx Holdings I LLC	13765015.6	 
	2012-01-HK-A	Hong Kong	vTvx Holdings I LLC	14112910.6	 
	2012-01-IL-A	Israel	vTvx Holdings I LLC	234615	 
	2012-01-IN-A	India	vTvx Holdings I LLC	7867/DELNP/2014	 
	2012-01-JP-A	Japan	vTvx Holdings I LLC	2015-501876	 
	2012-01-KR-A	South Korea	vTvx Holdings I LLC	10-2014-7026362	 
	2012-01-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2014/010366	 
	2012-01-NZ-A	New Zealand	vTvx Holdings I LLC	629203	 
	2012-01-SG-A	Singapore	vTvx Holdings I LLC	11201405353V	 
	2012-01-US-A	United States	vTvx Holdings I LLC	14/489,890	 
	2012-01-ZA-A	South Africa	vTvx Holdings I LLC	2014/06521	 
	2013-01-AU-A	Australia	vTvx Holdings I LLC	2014207748	 
	2013-01-CA-A	Canada	vTvx Holdings I LLC	 	 
	2013-01-NZ-A	New Zealand	vTvx Holdings I LLC	709129	 
	2013-01-SG-A	Singapore	vTvx Holdings I LLC	 	 
	2000-02-US-A	United States	vTvx Holdings I LLC	09/799,152	6,908,741
	2001-21-US-A	United States	vTvx Holdings I LLC	10/091,759	7,423,177
	2002-01-AT-A	Austria	vTvx Holdings I LLC	3713918.5	1482931 (E529110)
	2002-01-AU-A	Australia	vTvx Holdings I LLC	2003217943	2003217943
	2002-01-AU-B	Australia	vTvx Holdings I LLC	2007202350	2007202350
	2002-01-AU-C	Australia	vTvx Holdings I LLC	2009202814	2009202814
	2002-01-BE-A	Belgium	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-CA-A	Canada	vTvx Holdings I LLC	2476594	2,476,594
	2002-01-CH-A	Switzerland	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-CN-A	China	vTvx Holdings I LLC	3805204	ZL 03805204.0
	2002-01-DE-A	Germany	vTvx Holdings I LLC	3713918.5	1482931 (60338810.8)
	2002-01-DK-A	Denmark	vTvx Holdings I LLC	3713918.5	1482931 (DK/EP1482931)
	2002-01-EP-A	Europe	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-ES-A	Spain	vTvx Holdings I LLC	3713918.5	1482931 (2373875)
	2002-01-FR-A	France	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-GB-A	United Kingdom	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-HK-A	Hong Kong	vTvx Holdings I LLC	5103177.4	HK1069549
	2002-01-IE-A	Ireland	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-IT-A	Italy	vTvx Holdings I LLC	3713918.5	1482931 (47615 BE/2012)
	2002-01-JP-A	Japan	vTvx Holdings I LLC	2003-574195	4481011
	2002-01-LU-A	Luxembourg	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-MC-A	Monaco	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-MO-A	Macau	vTvx Holdings I LLC	J/000383	J/000383
	2002-01-NL-A	Netherlands	vTvx Holdings I LLC	3713918.5	1482931
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	2002-01-SE-A	Sweden	vTvx Holdings I LLC	3713918.5	1482931
	2002-01-US-A	United States	vTvx Holdings I LLC	10/382,203	7,361,678
	2002-01-US-B	United States	vTvx Holdings I LLC	11/511,163	7,714,013
	2002-01-US-C	United States	vTvx Holdings I LLC	11/800,085	7,737,285
	2007-01-CA-A	Canada	vTvx Holdings I LLC	2681864	 
	2007-01-US-A	United States	vTvx Holdings I LLC	12/046,872	7,884,219
	2007-01-US-B	United States	vTvx Holdings I LLC	12/982,775	8,372,988
	2009-03-CA-A	Canada	vTvx Holdings I LLC	2772797	 
	2009-03-CH-A	Switzerland	vTvx Holdings I LLC	10757925.2	2470510
	2009-03-DE-A	Germany	vTvx Holdings I LLC	10757925.2	2470510 (602010016110.2)
	2009-03-EP-A	Europe	vTvx Holdings I LLC	10757925.2	2470510
	2009-03-ES-A	Spain	vTvx Holdings I LLC	10757925.2	2470510
	2009-03-FR-A	France	vTvx Holdings I LLC	10757925.2	2470510
	2009-03-GB-A	United Kingdom	vTvx Holdings I LLC	10757925.2	2470510
	2009-03-IE-A	Ireland	vTvx Holdings I LLC	10757925.2	2470510
	2009-03-IT-A	Italy	vTvx Holdings I LLC	10757925.2	2470510 (69561 BE/2014)
	2009-03-JP-A	Japan	vTvx Holdings I LLC	2012-532199	 
	2009-03-TW-A	Taiwan	vTvx Holdings I LLC	99132288	 
	2009-03-US-A	United States	vTvx Holdings I LLC	12/888,660	8,580,833
	2009-03-US-B	United States	vTvx Holdings I LLC	14/049,261	 
	2010-01-CA-A	Canada	vTvx Holdings I LLC	2788355	 
	2010-01-CH-A	Switzerland	vTvx Holdings I LLC	11745116.1	 
	2010-01-DE-A	Germany	vTvx Holdings I LLC	11745116.1	 
	2010-01-EP-A	Europe	vTvx Holdings I LLC	11745116.1	 
	2010-01-ES-A	Spain	vTvx Holdings I LLC	11745116.1	 
	2010-01-FR-A	France	vTvx Holdings I LLC	11745116.1	 
	2010-01-GB-A	United Kingdom	vTvx Holdings I LLC	11745116.1	 
	2010-01-IE-A	Ireland	vTvx Holdings I LLC	11745116.1	 
	2010-01-IT-A	Italy	vTvx Holdings I LLC	11745116.1	 
	2010-01-JP-A	Japan	vTvx Holdings I LLC	2012-553968	 
	2010-01-TW-A	Taiwan	vTvx Holdings I LLC	100104976	 
	2010-01-US-A	United States	vTvx Holdings I LLC	13/028,036	8,431,575
	2010-01-US-B	United States	vTvx Holdings I LLC	13/772,685	8,741,900
	2010-01-US-C	United States	vTvx Holdings I LLC	14/225,837	9,045,461
	2012-02-AU-A	Australia	vTvx Holdings I LLC	2013327450	 
	2012-02-BR-A	Brazil	vTvx Holdings I LLC	BR1120150076416	 
	2012-02-CA-A	Canada	vTvx Holdings I LLC	2886785	 
	2012-02-CN-A	China	vTvx Holdings I LLC	201380051206	 
	2012-02-EA-A	Eurasia	vTvx Holdings I LLC	201590687	 
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	2012-02-EP-A	Europe	vTvx Holdings I LLC	 	 
	2012-02-IL-A	Israel	vTvx Holdings I LLC	237730	 
	2012-02-IN-A	India	vTvx Holdings I LLC	3734/DELNP/2015	 
	2012-02-JP-A	Japan	vTvx Holdings I LLC	 	 
	2012-02-KR-A	South Korea	vTvx Holdings I LLC	10-2015-7011366	 
	2012-02-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2015/003732	 
	2012-02-NZ-A	New Zealand	vTvx Holdings I LLC	705813	 
	2012-02-SG-A	Singapore	vTvx Holdings I LLC	11201502210V	 
	2012-02-US-A	United States	vTvx Holdings I LLC	14/059,529	 
	2012-02-ZA-A	South Africa	vTvx Holdings I LLC	2015/01834	 
	2004-02-US-A	United States	vTvx Holdings I LLC	11/110,499	7,820,704
	2008-07-US-A	United States	vTvx Holdings I LLC	12/547,018	8,563,742
	2003-08-US-A	United States	vTvx Holdings I LLC	10/913,216	7,459,472
	2003-07-US-A	United States	vTvx Holdings I LLC	10/913,882	7,501,538
	2003-02-US-A	United States	vTvx Holdings I LLC	10/913,168	7,544,699
	2001-14/16-US-A	United States	vTvx Holdings I LLC	10/274,546	6,933,303
	2006-01-AU-A	Australia	vTvx Holdings I LLC	2007211319	2007211319
	2006-01-CA-A	Canada	vTvx Holdings I LLC	2637024	2,637,024
	2006-01-CN-A	China	vTvx Holdings I LLC	200780003942.3	ZL200780003942.3
	2006-01-EA-A	Eurasia	vTvx Holdings I LLC	200870218	19385
	2006-01-EP-A	Europe	vTvx Holdings I LLC	7763040.8	 
	2006-01-HK-A	Hong Kong	vTvx Holdings I LLC	9104978.9	HK1127342
	2006-01-IL-A	Israel	vTvx Holdings I LLC	192557	192557
	2006-01-JP-A	Japan	vTvx Holdings I LLC	2008-553332	5180099
	2006-01-MO-A	Macau	vTvx Holdings I LLC	J/000800	J/000800
	2006-01-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2008/008929	316963
	2006-01-NZ-A	New Zealand	vTvx Holdings I LLC	569329	569329
	2006-01-SG-A	Singapore	vTvx Holdings I LLC	200804987-6	144278 [WO 2007/089857]
	2006-01-US-A	United States	vTvx Holdings I LLC	11/699,780	7,723,369
	2006-01-US-B	United States	vTvx Holdings I LLC	12/685,178	8,404,731
	2006-01-ZA-A	South Africa	vTvx Holdings I LLC	2008/05648	2008/05648
	2004-04-AU-A	Australia	vTvx Holdings I LLC	2005271452	2005271452
	2004-04-CA-A	Canada	vTvx Holdings I LLC	2570324	2,570,324
	2004-04-CH-A	Switzerland	vTvx Holdings I LLC	5778764	1781700
	2004-04-CN-A	China	vTvx Holdings I LLC	200580025947.7	 
	2004-04-DE-A	Germany	vTvx Holdings I LLC	5778764	1781700 (602005043021.0)
	2004-04-EA-A	Eurasia	vTvx Holdings I LLC	200700404	12082
	2004-04-EP-A	Europe	vTvx Holdings I LLC	5778764	1781700
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	2004-04-ES-A	Spain	vTvx Holdings I LLC	5778764	1781700
	2004-04-FR-A	France	vTvx Holdings I LLC	5778764	1781700
	2004-04-GB-A	United Kingdom	vTvx Holdings I LLC	5778764	1781700
	2004-04-HK-A	Hong Kong	vTvx Holdings I LLC	7108801.5	 
	2004-04-IE-A	Ireland	vTvx Holdings I LLC	5778764	1781700
	2004-04-IL-A	Israel	vTvx Holdings I LLC	180554	180554
	2004-04-IN-A	India	vTvx Holdings I LLC	0797/DELNP/2007	257473
	2004-04-IT-A	Italy	vTvx Holdings I LLC	5778764	1781700
	2004-04-JP-A	Japan	vTvx Holdings I LLC	2007-524978	5188804
	2004-04-KR-A	South Korea	vTvx Holdings I LLC	10-2007-7005152	10-1323411
	2004-04-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2007/001559	293182
	2004-04-NZ-A	New Zealand	vTvx Holdings I LLC	552128	552128
	2004-04-SG-A	Singapore	vTvx Holdings I LLC	200700364-3	129082 [WO 2006/017647]
	2004-04-US-A	United States	vTvx Holdings I LLC	11/197,038	7,901,688
	2004-04-US-B	United States	vTvx Holdings I LLC	11/629,437	7,981,423
	2004-04-US-C	United States	vTvx Holdings I LLC	12/983,604	8,877,192
	2004-04-ZA-A	South Africa	vTvx Holdings I LLC	2007/00643	2007/00643
	2004-04-ZA-B	South Africa	vTvx Holdings I LLC	2009/06459	2009/06459
	2006-07-AU-A	Australia	vTvx Holdings I LLC	2007248784	2007248784
	2006-07-CA-A	Canada	vTvx Holdings I LLC	2651348	 
	2006-07-EA-A	Eurasia	vTvx Holdings I LLC	200870502	17291
	2006-07-EP-A	Europe	vTvx Holdings I LLC	7794379.3	 
	2006-07-JP-A	Japan	vTvx Holdings I LLC	2009-509615	5558810
	2006-07-MX-A	Mexico	vTvx Holdings I LLC	MX/a/2008/013863	307987
	2006-07-NZ-A	New Zealand	vTvx Holdings I LLC	571692	571692
	2006-07-US-A	United States	vTvx Holdings I LLC	11/789,637	7,981,424
	2006-07-US-B	United States	vTvx Holdings I LLC	13/158,748	8,344,120
	2006-07-ZA-A	South Africa	vTvx Holdings I LLC	2008/09394	2008/09394
	2009-04-CA-A	Canada	vTvx Holdings I LLC	2757079	2,757,079
	2009-04-EP-A	Europe	vTvx Holdings I LLC	10718284.2	 
	2009-04-JP-A	Japan	vTvx Holdings I LLC	2010-95600	 
	2009-04-US-A	United States	vTvx Holdings I LLC	13/265,132	9,034,341
	2009-04-US-B	United States	vTvx Holdings I LLC	14/686,352	 
	2010-02-CA-A	Canada	vTvx Holdings I LLC	2789244	 
	2010-02-EP-A	Europe	vTvx Holdings I LLC	10773766	 
	2010-02-JP-A	Japan	vTvx Holdings I LLC	2012-553874	 
	2010-02-US-A	United States	vTvx Holdings I LLC	13/062,395	 
	77456-A	United States	Jointly owned by vTvx Holdings I LLC and The Trustees of Columbia University in the City of New York, each with a 1/2 undivided interest.	11/197,644	 

 

    	 

    	 

    

 

Commercial Lease Transferred from vTvx Holdings I LLC:

 

		·	Lease Agreement, dated as of September 20, 1999, by and between Liberty Property Limited Partnership and TransTech Pharma,
Inc., as amended by that certain First Amendment thereto dated as of March 6, 2000, that certain Second Amendment thereto dated
as of March 22, 2000, that certain Third Amendment thereto dated as of December 5, 2001, that certain Fourth Amendment thereto
dated as of March 18, 2004, and that certain Fifth Amendment thereto dated as of May 30, 2013, which Lease Agreement, as amended,
relates to 4170 Mendenhall Oaks Pkwy, High Point, NC.

 

License Agreements and other Contracts Transferred from vTvx
Holdings I LLC:

 

		·	New Exclusive License Agreement, dated May 14, 2015, by and between The Trustees of Columbia University in the City of New
York and vTvx I Holdings LLC.

 

		·	Agreement Concerning Glucokinase Activator Project, dated February 20, 2007, by and between Novo Nordisk A/S and vTvx I Holdings
LLC.

 

		·	License and Research Agreement, dated as of March 5, 2015, by and among Calithera Biosciences Inc., vTvx I Holdings LLC, and
vTvx II Holdings LLC.

 

		·	Biological Program Termination Agreement, dated as of May 8, 2009, by and between Pfizer, Inc. and vTvx I Holdings LLC.

 

		·	Assignment of Patent Applications, dated as of July 17, 2013, by and between Pfizer, Inc. and vTvx I Holdings LLC.

 

		·	All other valid and ongoing licenses, contracts and other agreements entered into by vTvx Holdings I LLC, but excluding the
agreements set forth or referenced in the Excluded Assets section below.

 

Personal Property Transferred from vTvx Holdings I LLC:

 

		·	All personal property owned by vTvx Holdings I LLC, including (without limitation) the following:

 

		o	Laboratory equipment

 

		o	Leasehold improvements

 

		o	Computers and hardware

 

		o	Software

 

		o	Furniture and office equipment

 

    	 

    	 

    

 

Transferred Employee Assets of vTvx Holdings I LLC:

 

		·	TransTech Pharma, LLC Retirement Plan

 

		o	Directed Trustee Agreement by and between TransTech Pharma, LLC and Mid Atlantic Trust Company, dated as of November 26, 2013

 

		o	Investment Management Agreement by and between High Point Bank and Trust Company and TransTech Pharma, LLC & PharmaCore,
Inc., dated as of November 26, 2013

 

		o	Recordkeeping and Investment Account Services Agreement by and between EPIC Advisors, Inc. and TransTech Pharma, LLC, dated
as of November 26, 2013

 

		·	BlueOptions Medical Plan (BlueCross BlueShield of North Carolina)

 

		·	Delta Dental PPO Plus Premier (Dental Plan)

 

		·	COBRA Administration Arrangement with Flores & Associates, LLC

 

		·	Wingspan Cafeteria Plan (AFLAC supplemental insurance)

 

		·	Group Term Life Insurance (USAble Life)

 

		·	Group Voluntary Life Insurance (USAble Life)

 

		·	Group Accidental Death and Dismemberment Insurance (USAble Life)

 

		·	Group Long Term Disability Insurance (USAble Life)

 

		·	Group Short Term Disability Insurance (administered by USAble Life)

 

    	 

    	 

    

 

Assets Transferred from vTvx Holdings
II LLC

 

INDs and
Similar Assets:

 

	Program	Compound	IND / File #	Holder
	BACH1	HPP971	IND 119,328	vTvx Holdings II LLC
	PDE4	HPP737	IND 116,186	vTvx Holdings II LLC
	PPAR	HPP593	IND 122,225; and IND 107,545	vTvx Holdings II LLC
	11-Beta	HPP851	IND 110,923	vTvx Holdings II LLC
	PPAR	HPP5920	IND 73,189	vTvx Holdings II LLC
	BACE	HPP854	IND 105,195	vTvx Holdings II LLC
	H3	HPP404	IND 103,863	vTvx Holdings II LLC

 

Patents:

 

	File No.	Country	Owner	Application No.	Patent No.
	3009.200-GCC	Gulf Cooperation Council	vTvx Holdings II LLC	GC 2011-17799	 
	3009.200-JO	Jordan	vTvx Holdings II LLC	47/2011	 
	3009.200-LB	Lebanon	vTvx Holdings II LLC	1193	9286
	3009.200-TW	Taiwan	vTvx Holdings II LLC	100105506	 
	3009.200-US	United States	vTvx Holdings II LLC	13/028,406	8,759,535
	3009.204-AU	Australia	vTvx Holdings II LLC	2011218316	 
	3009.204-BR	Brazil	vTvx Holdings II LLC	BR1120120207598	 
	3009.204-CA	Canada	vTvx Holdings II LLC	2789950	 
	3009.204-CN	China	vTvx Holdings II LLC	201180009915.3	ZL 201180009915.3
	3009.204-HK	Hong Kong	vTvx Holdings II LLC	12112645	 
	3009.204-IL	Israel	vTvx Holdings II LLC	220906	 
	3009.204-IN	India	vTvx Holdings II LLC	6692/DELNP/2012	 
	3009.204-JP	Japan	vTvx Holdings II LLC	2012-553942	 
	3009.204-KR	South Korea	vTvx Holdings II LLC	10-2012-7023193	 
	3009.204-MO	Macau	vTvx Holdings II LLC	J/001597	 
	3009.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2012/009628	 
	3009.204-NZ	New Zealand	vTvx Holdings II LLC	602395	602395
	3009.204-SG	Singapore	vTvx Holdings II LLC	201205373-2	182629
	3009.204-ZA	South Africa	vTvx Holdings II LLC	2012/05800	 
	3009.205-EA	Eurasia	vTvx Holdings II LLC	201290808	 
	3009.205-EP	Europe	vTvx Holdings II LLC	11745064.3	 
	3009.210-US	United States	vTvx Holdings II LLC	14/215,873	 
	3017.204-US	United States	vTvx Holdings II LLC	13/894,922	 
	3039.000-US	United States	vTvx Holdings II LLC	62/082,706	 
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	3040.000-US	United States	vTvx Holdings II LLC	62/085,875	 
	3036.000-US	United States	vTvx Holdings II LLC	62/063,347	 
	3037.000-US	United States	vTvx Holdings II LLC	62/063,352	 
	3038.000-US	United States	vTvx Holdings II LLC	62/063,348	 
	CBH-02560	United States	vTvx Holdings II LLC	62/171,051	 
	3004.204-AU	Australia	vTvx Holdings II LLC	2009206368	2009206368
	3004.204-BR	Brazil	vTvx Holdings II LLC	PI0906809-0	 
	3004.204-CA	Canada	vTvx Holdings II LLC	2711576	 
	3004.204-CN	China	vTvx Holdings II LLC	200980102961	ZL200980102961.0
	3004.204-HK	Hong Kong	vTvx Holdings II LLC	11102132.2	 
	3004.204-IL	Israel	vTvx Holdings II LLC	206854	206854
	3004.204-IN	India	vTvx Holdings II LLC	5151/DELNP/2010	 
	3004.204-JP	Japan	vTvx Holdings II LLC	2010-544436	5406215
	3004.204-KR	South Korea	vTvx Holdings II LLC	10-2010-7017176	 
	3004.204-MO	Macau	vTvx Holdings II LLC	J/001596	 
	3004.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2010/007768	313517
	3004.204-NZ	New Zealand	vTvx Holdings II LLC	586695	586695
	3004.204-SG	Singapore	vTvx Holdings II LLC	201005095-3	163680 [WO 2009/094528]
	3004.204-US	United States	vTvx Holdings II LLC	12/532,861	7,964,608
	3004.204-ZA	South Africa	vTvx Holdings II LLC	2010/04818	2010/04818
	3004.205-CH	Switzerland	vTvx Holdings II LLC	9704760.9	2244574
	3004.205-DE	Germany	vTvx Holdings II LLC	9704760.9	2244574 (DE 60 2009 026 929.1)
	3004.205-EA	Eurasia	vTvx Holdings II LLC	201070884	18462
	3004.205-EP	Europe	vTvx Holdings II LLC	9704760.9	2244574
	3004.205-ES	Spain	vTvx Holdings II LLC	9704760.9	2244574
	3004.205-FR	France	vTvx Holdings II LLC	9704760.9	2244574
	3004.205-IE	Ireland	vTvx Holdings II LLC	9704760.9	2244574
	3004.205-IT	Italy	vTvx Holdings II LLC	9704760.9	2244574 (IT 72239/BE/2014)
	3004.205-UK	United Kingdom	vTvx Holdings II LLC	9704760.9	2244574
	3004.214-US	United States	vTvx Holdings II LLC	13/040,382	8,853,226
	3004.224-US	United States	vTvx Holdings II LLC	13/410,628	8,329,715
	3004.234-US	United States	vTvx Holdings II LLC	14/477,302	 
	3025.200-US	United States	vTvx Holdings II LLC	14/478,594	 
	3025.204-PCT	PCT Application	vTvx Holdings II LLC	PCT/US2014/054303	 
	5697.200-US	United States	vTvx Holdings II LLC	09/551,740	6,972,294
	6134.210-US	United States	vTvx Holdings II LLC	10/370,856	6,867,218
	6310.200-US	United States	vTvx Holdings II LLC	10/201,456	6,869,967
	6569.200-US	United States	vTvx Holdings II LLC	10/693,161	7,129,268
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	6569.204-AU	Australia	vTvx Holdings II LLC	2003273783	2003273783
	6569.204-CN	China	vTvx Holdings II LLC	200380102228.1	ZL200380102228.1
	6569.204-IN	India	vTvx Holdings II LLC	1364/DELNP/2005	232024
	6569.204-JP	Japan	vTvx Holdings II LLC	2005-501509	4708184
	6569.204-MX	Mexico	vTvx Holdings II LLC	PA/a/2005/004402	254995
	6569.204-RU	Russia	vTvx Holdings II LLC	2005116243	2349582
	6569.204-ZA	South Africa	vTvx Holdings II LLC	2005/02814	2005/02814
	6569.205-BE	Belgium	vTvx Holdings II LLC	3757741.8	1558572
	6569.205-CH	Switzerland	vTvx Holdings II LLC	3757741.8	1558572
	6569.205-DE	Germany	vTvx Holdings II LLC	3757741.8	1558572 (60333211.0)
	6569.205-EP	Europe	vTvx Holdings II LLC	3757741.8	1558572
	6569.205-ES	Spain	vTvx Holdings II LLC	3757741.8	1558572 (2345882)
	6569.205-FR	France	vTvx Holdings II LLC	3757741.8	1558572
	6569.205-GB	United Kingdom	vTvx Holdings II LLC	3757741.8	1558572
	6569.205-IE	Ireland	vTvx Holdings II LLC	3757741.8	1558572
	6569.205-IT	Italy	vTvx Holdings II LLC	3757741.8	1558572 (27102 BE/2010)
	7186.200-TW	Taiwan	vTvx Holdings II LLC	95123781	I371446
	7186.204-AU	Australia	vTvx Holdings II LLC	2006265172	2006265172
	7186.204-BR	Brazil	vTvx Holdings II LLC	PI0612730-4	 
	7186.204-CA	Canada	vTvx Holdings II LLC	2613365	2,613,365
	7186.204-IN	India	vTvx Holdings II LLC	9775/DELNP/2007	 
	7186.204-JP	Japan	vTvx Holdings II LLC	2008-519909	5052511
	7186.204-KR	South Korea	vTvx Holdings II LLC	10-2008-7001795	10-1333101
	7186.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2007/016374	289941
	7186.204-RU	Russia	vTvx Holdings II LLC	2007147050	2412935
	7186.204-US	United States	vTvx Holdings II LLC	11/917,811	7,943,669
	7186.205-CH	Switzerland	vTvx Holdings II LLC	6763966.6	1899302
	7186.205-DE	Germany	vTvx Holdings II LLC	6763966.6	1899302 (602006025239.0)
	7186.205-EP	Europe	vTvx Holdings II LLC	6763966.6	1899302
	7186.205-ES	Spain	vTvx Holdings II LLC	6763966.6	1899302 (2372617)
	7186.205-FR	France	vTvx Holdings II LLC	6763966.6	1899302
	7186.205-GB	United Kingdom	vTvx Holdings II LLC	6763966.6	1899302
	7186.205-IE	Ireland	vTvx Holdings II LLC	6763966.6	1899302
	7186.205-IT	Italy	vTvx Holdings II LLC	6763966.6	1899302 (32046 BE/2011)
	7186.214-MX	Mexico	vTvx Holdings II LLC	MX/a/2011/008185	313342
	7186.214-US	United States	vTvx Holdings II LLC	13/080,425	8,217,086
	7186.215-CH	Switzerland	vTvx Holdings II LLC	10188181.1	2298742
	7186.215-DE	Germany	vTvx Holdings II LLC	10188181.1	2298742 (602006040041.1)
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	7186.215-EP	Europe	vTvx Holdings II LLC	10188181.1	2298742
	7186.215-ES	Spain	vTvx Holdings II LLC	10188181.1	2298742 (2449618)
	7186.215-FR	France	vTvx Holdings II LLC	10188181.1	2298742
	7186.215-GB	United Kingdom	vTvx Holdings II LLC	10188181.1	2298742
	7186.215-IE	Ireland	vTvx Holdings II LLC	10188181.1	2298742
	7186.215-IT	Italy	vTvx Holdings II LLC	10188181.1	2298742 (21081 BE/2014)
	7186.224-US	United States	vTvx Holdings II LLC	13/466,191	8,426,473
	7253.200-TW	Taiwan	vTvx Holdings II LLC	95148358	I389878
	7253.204-AU	Australia	vTvx Holdings II LLC	2006327003	2006327003
	7253.204-BR	Brazil	vTvx Holdings II LLC	PI0620468-6	 
	7253.204-CA	Canada	vTvx Holdings II LLC	2631390	2,631,390
	7253.204-IL	Israel	vTvx Holdings II LLC	191655	191655
	7253.204-IN	India	vTvx Holdings II LLC	5418/DELNP/2008	 
	7253.204-JP	Japan	vTvx Holdings II LLC	2008-546470	5054028
	7253.204-KR	South Korea	vTvx Holdings II LLC	10-2008-7016288	10-1265078
	7253.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2008/008098	294461
	7253.204-NZ	New Zealand	vTvx Holdings II LLC	568488	568488
	7253.204-US	United States	vTvx Holdings II LLC	12/097,564	7,943,613
	7253.204-ZA	South Africa	vTvx Holdings II LLC	2008/04767	2008/04767
	7253.205-AT	Austria	vTvx Holdings II LLC	6830789.1	1979311 (E561921)
	7253.205-BE	Belgium	vTvx Holdings II LLC	6830789.1	1979311
	7253.205-CH	Switzerland	vTvx Holdings II LLC	6830789.1	1979311
	7253.205-DE	Germany	vTvx Holdings II LLC	6830789.1	1979311 (602006030230.4)
	7253.205-EA	Eurasia	vTvx Holdings II LLC	200870103	15717
	7253.205-EP	Europe	vTvx Holdings II LLC	6830789.1	1979311
	7253.205-ES	Spain	vTvx Holdings II LLC	6830789.1	1979311 (2386734)
	7253.205-FR	France	vTvx Holdings II LLC	6830789.1	1979311
	7253.205-GB	United Kingdom	vTvx Holdings II LLC	6830789.1	1979311
	7253.205-IE	Ireland	vTvx Holdings II LLC	6830789.1	1979311
	7253.205-IT	Italy	vTvx Holdings II LLC	6830789.1	1979311
	7253.214-CN	China	vTvx Holdings II LLC	201310097997.2	 
	7253.214-HK	Hong Kong	vTvx Holdings II LLC	14100388.4	 
	7253.214-US	United States	vTvx Holdings II LLC	13/079,460	8,362,016
	7253.224-US	United States	vTvx Holdings II LLC	13/708,163	8,551,993
	7253.234-US	United States	vTvx Holdings II LLC	14/016,442	 
	3006.204-AU	Australia	vTvx Holdings II LLC	2009316802	2009316802
	3006.204-CA	Canada	vTvx Holdings II LLC	2744383	 
	3006.204-EA	Eurasia	vTvx Holdings II LLC	201170703	20496
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	3006.204-IN	India	vTvx Holdings II LLC	3778/DELNP/2011	 
	3006.204-KR	South Korea	vTvx Holdings II LLC	10-2011-7013921	 
	3006.204-ME	Montenegro	vTvx Holdings II LLC	P-2011-89	1145
	3006.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2011/005037	322321
	3006.204-US	United States	vTvx Holdings II LLC	13/128,045	8,927,549
	3006.204-ZA	South Africa	vTvx Holdings II LLC	2011/04551	2011/04551
	3006.205-EP	Europe	vTvx Holdings II LLC	9828106.6	 
	3006.214-SG	Singapore	vTvx Holdings II LLC	201308611-1	 
	3015.200-US	United States	vTvx Holdings II LLC	13/189,640	8,513,430
	6620.504-US	United States	vTvx Holdings II LLC	11/254,125	7,501,405
	7533.204-US	United States	vTvx Holdings II LLC	12/528,227	8,334,305
	7534.204-AU	Australia	vTvx Holdings II LLC	2008219326	2008219326
	7534.204-CA	Canada	vTvx Holdings II LLC	2675669	2,675,669
	7534.204-CN	China	vTvx Holdings II LLC	200880005896.5	 
	7534.204-IL	Israel	vTvx Holdings II LLC	199853	 
	7534.204-JP	Japan	vTvx Holdings II LLC	2009-550278	5243455
	7534.204-KR	South Korea	vTvx Holdings II LLC	10-2009-7017160	10-1487813
	7534.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2009/008228	310901
	7534.204-US	United States	vTvx Holdings II LLC	12/528,229	8,383,820
	7534.204-ZA	South Africa	vTvx Holdings II LLC	2009/04916	2009/04916
	7534.205-EA	Eurasia	vTvx Holdings II LLC	200970791	16951
	7534.205-EP	Europe	vTvx Holdings II LLC	8709090.8	 
	7534.205-HK	Hong Kong	vTvx Holdings II LLC	10105670.4	 
	7534.214-US	United States	vTvx Holdings II LLC	13/739,408	8,809,540
	7534.224-US	United States	vTvx Holdings II LLC	14/321,884	8,907,096
	7545.204-CN	China	vTvx Holdings II LLC	200880019488.5	ZL200880019488.5
	7545.204-US	United States	vTvx Holdings II LLC	12/597,129	8,383,683
	7545.205-BE	Belgium	vTvx Holdings II LLC	8745501	2150109
	7545.205-CH	Switzerland	vTvx Holdings II LLC	8745501	2150109
	7545.205-DE	Germany	vTvx Holdings II LLC	8745501	2150109 (602008018859.0)
	7545.205-EP	Europe	vTvx Holdings II LLC	8745501	2150109
	7545.205-ES	Spain	vTvx Holdings II LLC	8745501	2150109 (2393230)
	7545.205-FR	France	vTvx Holdings II LLC	8745501	2150109
	7545.205-GB	United Kingdom	vTvx Holdings II LLC	8745501	2150109
	7545.205-HK	Hong Kong	vTvx Holdings II LLC	10106495.5	HK1140377
	7545.205-IE	Ireland	vTvx Holdings II LLC	8745501	2150109
	7545.205-IT	Italy	vTvx Holdings II LLC	8745501	2150109 (52364 BE/2012)
	3002.204-AU	Australia	vTvx Holdings II LLC	2006223070	2006223070
	3002.204-CA	Canada	vTvx Holdings II LLC	2600570	2,600,570
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	3002.204-CN	China	vTvx Holdings II LLC	200680008417.6	ZL200680008417.6
	3002.204-IL	Israel	vTvx Holdings II LLC	185541	185541
	3002.204-MO	Macau	vTvx Holdings II LLC	J/000923	J/000923
	3002.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2007/011234	299183
	3002.204-NZ	New Zealand	vTvx Holdings II LLC	561029	561029
	3002.204-US	United States	vTvx Holdings II LLC	11/885,096	7,893,267
	3002.205-AT	Austria	vTvx Holdings II LLC	6738139.2	1863771 (E582940)
	3002.205-BE	Belgium	vTvx Holdings II LLC	6738139.2	1863771
	3002.205-CH	Switzerland	vTvx Holdings II LLC	6738139.2	1863771
	3002.205-DE	Germany	vTvx Holdings II LLC	6738139.2	1863771 (602006032907.5)
	3002.205-EP	Europe	vTvx Holdings II LLC	6738139.2	1863771
	3002.205-ES	Spain	vTvx Holdings II LLC	6738139.2	1863771 (2400287)
	3002.205-FR	France	vTvx Holdings II LLC	6738139.2	1863771
	3002.205-GB	United Kingdom	vTvx Holdings II LLC	6738139.2	1863771
	3002.205-HK	Hong Kong	vTvx Holdings II LLC	8105884	 
	3002.205-IE	Ireland	vTvx Holdings II LLC	6738139.2	1863771
	3002.205-IT	Italy	vTvx Holdings II LLC	6738139.2	1863771 (47770 BE/2013)
	3002.214-US	United States	vTvx Holdings II LLC	12/950,718	8,598,353
	3002.214-ZA	South Africa	vTvx Holdings II LLC	2009/03300	2009/03300
	3002.224-US	United States	vTvx Holdings II LLC	14/064,737	8,946,259
	3011.204-US	United States	vTvx Holdings II LLC	13/214,434	8,350,039
	3013.200-US	United States	vTvx Holdings II LLC	13/052,544	8,450,354
	3001.200-US	United States	vTvx Holdings II LLC	11/255,000	7,582,673
	5390.200-US	United States	vTvx Holdings II LLC	09/548,081	6,908,926
	6327.205-EP	Europe	vTvx Holdings II LLC	2742851.5	1421071
	6446.204-MX	Mexico	vTvx Holdings II LLC	PA/a/2004/007416	251269
	6483.200-US	United States	vTvx Holdings II LLC	10/453,106	6,906,060
	6739.204-AU	Australia	vTvx Holdings II LLC	2004259263	2004259263
	6739.204-CA	Canada	vTvx Holdings II LLC	2532236	2,532,236
	6739.204-CN	China	vTvx Holdings II LLC	200480021891.3	ZL200480021891.3
	6739.204-MX	Mexico	vTvx Holdings II LLC	PA/a/2006/001053	257494
	6739.204-US	United States	vTvx Holdings II LLC	11/334,207	7,294,626
	6739.205-BE	Belgium	vTvx Holdings II LLC	4738980.4	1651615
	6739.205-CH	Switzerland	vTvx Holdings II LLC	4738980.4	1651615
	6739.205-DE	Germany	vTvx Holdings II LLC	4738980.4	1651615 (602004026068.1)
	6739.205-EP	Europe	vTvx Holdings II LLC	4738980.4	1651615
	6739.205-ES	Spain	vTvx Holdings II LLC	4738980.4	1651615 (2342605)
	6739.205-FR	France	vTvx Holdings II LLC	4738980.4	1651615
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	6739.205-GB	United Kingdom	vTvx Holdings II LLC	4738980.4	1651615
	6739.205-IE	Ireland	vTvx Holdings II LLC	4738980.4	1651615
	6739.205-IT	Italy	vTvx Holdings II LLC	4738980.4	1651615 (24463 BE/2010)
	7213.204-AU	Australia	vTvx Holdings II LLC	2006264966	2006264966
	7213.204-CA	Canada	vTvx Holdings II LLC	2614116	 
	7213.204-JP	Japan	vTvx Holdings II LLC	2008-519917	5121707
	7213.204-KR	South Korea	vTvx Holdings II LLC	10-2008-7000240	10-1286569
	7213.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2007/015675	295147
	7213.204-RU	Russia	vTvx Holdings II LLC	2007147044	2442775
	7213.204-US	United States	vTvx Holdings II LLC	11/917,823	8,501,739
	7213.214-RU	Russia	vTvx Holdings II LLC	2011142654	2499795
	7213.214-US	United States	vTvx Holdings II LLC	13/472,090	8,846,677
	7213.215-CH	Switzerland	vTvx Holdings II LLC	10166493.6	2233470
	7213.215-DE	Germany	vTvx Holdings II LLC	10166493.6	2233470 (602006026313.9)
	7213.215-EP	Europe	vTvx Holdings II LLC	10166493.6	2233470
	7213.215-ES	Spain	vTvx Holdings II LLC	10166493.6	2233470 (2375929)
	7213.215-FR	France	vTvx Holdings II LLC	10166493.6	2233470
	7213.215-GB	United Kingdom	vTvx Holdings II LLC	10166493.6	2233470
	7213.215-IE	Ireland	vTvx Holdings II LLC	10166493.6	2233470
	7213.215-IT	Italy	vTvx Holdings II LLC	10166493.6	2233470 (19699 BE/2012)
	7397.204-AU	Australia	vTvx Holdings II LLC	2007229492	2007229492
	7397.204-CN	China	vTvx Holdings II LLC	200780010971.2	ZL200780010971.2
	7397.204-KR	South Korea	vTvx Holdings II LLC	10-2008-7023919	10-1280333
	7397.204-MO	Macau	vTvx Holdings II LLC	J/000709	J/000709
	7397.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2008/011123	288665
	7397.204-NZ	New Zealand	vTvx Holdings II LLC	570524	570524
	7397.204-US	United States	vTvx Holdings II LLC	12/294,756	8,394,842
	7397.204-ZA	South Africa	vTvx Holdings II LLC	2008/06985	2008/06985
	7397.205-BE	Belgium	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-CH	Switzerland	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-DE	Germany	vTvx Holdings II LLC	7727226.8	1999120 (602007023602.9)
	7397.205-EA	Eurasia	vTvx Holdings II LLC	200870376	15569
	7397.205-EP	Europe	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-ES	Spain	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-FR	France	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-GB	United Kingdom	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-HK	Hong Kong	vTvx Holdings II LLC	9107300.1	HK1129102
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	7397.205-IE	Ireland	vTvx Holdings II LLC	7727226.8	1999120
	7397.205-IT	Italy	vTvx Holdings II LLC	7727226.8	1999120 (28597 BE/2012)
	7397.214-US	United States	vTvx Holdings II LLC	13/660,045	8,772,285
	7435.204-US	United States	vTvx Holdings II LLC	12/301,919	8,318,927
	7461.204-AU	Australia	vTvx Holdings II LLC	2007267197	2007267197
	7461.204-CA	Canada	vTvx Holdings II LLC	2659570	 
	7461.204-EA	Eurasia	vTvx Holdings II LLC	200870586	16026
	7461.204-IL	Israel	vTvx Holdings II LLC	194681	194681
	7461.204-JP	Japan	vTvx Holdings II LLC	2009-512547	5694661
	7461.204-MX	Mexico	vTvx Holdings II LLC	MX/a/2008/014766	297339
	7461.204-NZ	New Zealand	vTvx Holdings II LLC	571972	571972
	7461.204-US	United States	vTvx Holdings II LLC	12/302,132	8,378,097
	7461.204-ZA	South Africa	vTvx Holdings II LLC	2008/08730	2008/08730
	7461.205-AL	Albania	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-AT	Austria	vTvx Holdings II LLC	7729379.3	2079732 (E538116)
	7461.205-BA	Bosnia & Herzegovina	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-BE	Belgium	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-BG	Bulgaria	vTvx Holdings II LLC	7729379.3	2079732 (BG/EP2079732T3)
	7461.205-CH	Switzerland	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-CY	Cyprus	vTvx Holdings II LLC	7729379.3	2079732 (CY1112455)
	7461.205-CZ	Czech Republic	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-DE	Germany	vTvx Holdings II LLC	7729379.3	2079732 (602007019505.5)
	7461.205-DK	Denmark	vTvx Holdings II LLC	7729379.3	2079732 (DK/EP2079732)
	7461.205-EE	Estonia	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-EP	Europe	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-ES	Spain	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-FI	Finland	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-FR	France	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-GB	United Kingdom	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-GR	Greece	vTvx Holdings II LLC	7729379.3	2079732 (3077337)
	7461.205-HR	Croatia	vTvx Holdings II LLC	7729379.3	2079732 (P20120227)
	7461.205-HU	Hungary	vTvx Holdings II LLC	7729379.3	2079732 (E012931)
	7461.205-IE	Ireland	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-IS	Iceland	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-IT	Italy	vTvx Holdings II LLC	7729379.3	2079732 (21629 BE/2012)
	7461.205-LT	Lithuania	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-LU	Luxembourg	vTvx Holdings II LLC	7729379.3	2079732
	

    	 

    	 

    

	File No.	Country	Owner	Application No.	Patent No.
	7461.205-LV	Latvia	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-MC	Monaco	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-ME	Montenegro	vTvx Holdings II LLC	7729379.3	1302
	7461.205-MK	Macedonia	vTvx Holdings II LLC	7729379.3	2079732 (P-403/11)
	7461.205-MT	Malta	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-NL	Netherlands	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-PL	Poland	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-PT	Portugal	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-RO	Romania	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-RS	Serbia	vTvx Holdings II LLC	7729379.3	2079732 (P-78/12)
	7461.205-SE	Sweden	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-SI	Slovenia	vTvx Holdings II LLC	7729379.3	2079732
	7461.205-SK	Slovakia	vTvx Holdings II LLC	7729379.3	2079732 (E11259 T3)
	7461.205-TR	Turkey	vTvx Holdings II LLC	7729379.3	2079732 (TR201201949T4)
	7461.214-SG	Singapore	vTvx Holdings II LLC	201004699-3	163547 [WO 2007/137968]
	7660.204-US	United States	vTvx Holdings II LLC	12/663,103	8,344,001

 

License Agreements and other Contracts Transferred from vTvx
Holdings II LLC:

 

		·	License and Research Agreement, dated as of March 5, 2015, by and among Calithera Biosciences Inc., vTvx I Holdings LLC, and
vTvx II Holdings LLC.

 

		·	All other valid and ongoing licenses, contracts and other agreements entered into by vTvx Holdings II LLC, but excluding the
agreements set forth or referenced in the Excluded Assets section below.

 

Transferred Employee Assets of vTvx Holdings II LLC:

 

[None.]

 

Know-How Transferred
from both vTvx Holdings I LLC and vTvx Holdings II LLC:

 

All know-how
associated with any of the foregoing transferred intellectual and other property, including all programs and the “Translational
Technology”, including without limitation the following programs:

 

		·	RAGE (TTP488) program

 

		·	GK (TTP399) program

 

		·	GLP (TTP273) program

 

		·	PPAR (HPP593) program

 

		·	BACH1 (HPP971) program

 

    	 

    	 

    

 

		·	HK2 program

 

		·	RAGE (TTP4000) program

 

		·	PDE4 program

 

		·	11beta program

 

		·	BACE program

 

		·	GalR1 program

 

		·	H3 program

 

    	 

    	 

    

 

Excluded
Assets

 

List of vTvx Holdings I LLC assets that are NOT being assigned
or transferred:

 

For the avoidance of doubt, the following
assets are excluded from assignment or transfer by vTvx Holdings I LLC:

 

	Category	Items
	Commercial Lease	
        Commercial Lease for 4160 Mendenhall Oaks Pkwy Building

         

	Real Property 	
        Lot 6 – 4130 Mendenhall Oaks Pkwy, High Point,
NC (3.322 acres)

        Lot 8 – 4150 Mendenhall Oaks Pkwy, High Point,
NC (3.060 acres)

        Lot 11-A – 4165 Mendenhall Oaks Pkwy, High Point, NC (10.346
        acres)

         

	Financial 	
        1)     
Note receivable from Former Officer plus any accrued interest

        2)     
Note receivable from PharmaCore, Inc. plus any accrued interest

        3)     
Restricted cash to secure letter of credit for 4160 Mendenhall Oaks lease

        4)     
Benefits and obligations described in the Letter Agreement with Former Officer dated December 31, 2014,   including, but not limited
to, cash payments and perpetual securities.

        5)     
Note payable to M&F TTP Holdings LLC (“Uncommitted Advance Agreement”) plus any accrued interest

        6)     
Note payable to High Point Bank plus any accrued interest

        7)     
        Accounts payable invoices to PharmaCore, Inc. prior to January 1, 2015 

         

	Domain Names	
        TRANSTECHPHARMA.BIZ

        TRANSTECHPHARMA.COM

        TRANSTECHPHARMA.INFO

        TRANSTECHPHARMA.NET

        TRANSTECHPHARMA.ORG

        TRANSTECHPHARMA.US

        TRANSTECHPHARMA.XXX

        TTPHARMA.BIZ

        TT-PHARMA.BIZ

        TTPHARMA.COM

        TTPHARMA.INFO

        TT-PHARMA.INFO

        TTPHARMA.NET

        TT-PHARMA.NET

        TTPHARMA.ORG

        TT-PHARMA.ORG

        TTPHARMA.US

        TT-PHARMA.US

         

	 	 	 
	

    	 

    	 

    

	 	 	 
	Trademarks	Trademark	Application No.
	TRANSTECH PHARMA	76/406,577
	TRANSTECH PHARMA & DESIGN	76/406,579
	AT THE FRONTIER OF TRANSLATING INNOVATIVE SCIENCE INTO MEDICINE	76/404,964
	VTV THERAPEUTICS (Class 5)	86/594,084
	VTV THERAPEUTICS (Class 42)	86/594,096
	VTV THERAPEUTICS (Class 44)	86/594,102

 

List of vTvx Holdings II LLC assets that are NOT being assigned
or transferred:

 

For the avoidance of doubt, the following
assets are excluded from assignment or transfer by vTvx Holdings II LLC:

 

	Category	Items
	Financial 	
        1)     
        Benefits and obligations described in the Letter Agreement with Former Officer dated December 31, 2014,
          including, but not limited to, cash payments and perpetual securities.

        2)     
Note payable to M&F TTP Holdings LLC (“Uncommitted Advance Agreement”) plus any accrued interest

        3)     
        Accounts payable invoices to PharmaCore, Inc. prior to January 1, 2015

         

	Domain Names	
        HIGHPOINTPHARMACUTICALS.COM

        HPPHARMA.COM

        HPPHARMACEUTICAL.COM

        HIGHPOINTPHARMA.BIZ

        HIGHPOINTPHARMA.COM

        HIGHPOINTPHARMA.INFO

        HIGHPOINTPHARMA.NET

        HIGHPOINTPHARMA.ORG

        HIGHPOINTPHARMA.US

        HIGHPOINTPHARMACEUTICAL.COM

        HIGHPOINTPHARMACEUTICALS.BIZ

        HIGHPOINTPHARMACEUTICALS.COM

        HIGHPOINTPHARMACEUTICALS.NET

        HPPHARMACEUTICALS.COM

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