Document:

Exhibit 4.1(b)

 

SECONDMENT AGREEMENT DEAKIN UNIVERSITY -
AUTOGEN LIMITED

 

SCOPE

 

This extension of the current secondment
agreement has been struck on behalf of Greg Collier, Professor from Deakin
University who has agreed to work on secondment at the Autogen Limited.
(hereafter “Autogen”) as Chief Operating Officer for an additional period of 3
years.

 

DATES OF SECONDMENT EXTENSION

 

1 March 2003 to 28 February 2006.

 

TERMS AND CONDITIONS

 

The parties understand that Professor Collier
will remain in the direct employ of Deakin University, with his terms and
conditions of employment remaining as specified in the appropriate industrial
agreements and statutes.

 

Further to this Professor Collier
acknowledges that these terms and conditions may be subject to change as a
result of negotiations in accordance with the Employee Relations Act 1992, or
the making of an Award by the Federal Industrial Relations Commission, in which
case Deakin undertakes to notify Professor Collier and management of Autogen.

 

HOURS OF WORK

 

It is understood that Professor Collier will
work 36.75 hours per week, with the actual hours of work to be negotiated with
his designated supervisor.

 

SALARY

 

Deakin University agrees to invoice the
Autogen at 3-monthly intervals for retrospective costs incurred, on the
basis of a pro-rata salary rate of Professor Collier, $97,565 annum plus
on-costs of 27.15%.  The parties agree
that any increase in salary to which Professor Collier becomes entitled during
the period of secondment, will be billed by Deakin to Autogen with the prior
written consent of Autogen which shall not be unreasonably withheld.

 

DUTIES

 

Duties will be negotiated between Professor
Collier and his designated supervisor.

 

 

ANNUAL LEAVE

 

Appointees are required to take their recreation
leave entitlements during the period of secondment. During the period of
secondment Autogen agrees to grant leave to Professor Collier for all Public
Holidays for which he has entitlement under the appropriate industrial
agreement. Should Professor Collier seek to take annual leave during the period
of the secondment, he acknowledges he must first obtain the approval of his
designated supervisor as well as the supervisor of his substantive position at
Deakin. No costs will be charged to Autogen for any such leave.

 

OTHER LEAVE

 

The parties acknowledge that as specified for
annual leave, no costs will be charged to Autogen for any forms of leave
granted or taken (e.g. accident, sick, compassionate etc) during the period of
the secondment.

 

WORKERS COMPENSATION

 

Any injuries incurred at work during the
course of the secondment, which are compensable under the Workcover system, are
to the liability of Deakin.

 

Any paperwork deemed necessary to record
working hours, location, salary administration etc will be supplied by Deakin
and completed and returned to Professor Collier to Deakin via his designated
supervisor at Autogen.

 

CONTACT EXECUTIVES AUTOGEN

 

Joseph Gutnick

 

Telephone: 61 3 92341404

 

CONTACT DEAKIN UNIVERSITY

 

Professor John Catford

 

Telephone: 61 3 92446020

 

Should any significant issues arise during
the course of the secondment which are not covered by this agreement, and which
could not reasonably have been foreseen prior to commencing the secondment
agreement, the parties agree to enter into open discussion with a view to
resolving the issue to the satisfaction of all concerned.

 

At the end of the period of the secondment,
the incumbent will return to his current substantive

 

 

I, Greg Collier agree to work on secondment
at Autogen according to the terms and conditions outlined in this agreement.

 

 

	
  Signature

  	
   

  	
    19/3/02  

  	
   

  	
   

  
	
  Greg Collier

  	
   

  

 

We, the undersigned agree to the secondment
of Professor Collier from Deakin University to Autogen for the period
specified, and in accordance with the terms and conditions outlined in this
agreement.

 

	
  Authorised on behalf of

  	
   

  	
  Authorised on behalf of

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Autogen

  	
   

  	
  Deakin University

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Signature

  	
   

  	
   

  	
   

  	
  Signature

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Position

  	
  Chairman and Managing Director

  	
   

  	
  Position   Dean: Health and
  Behavioural

  
	
   

  	
   

  	
   

  	
   Sciences

  
	
   

  	
   

  	
   

  
	
  Name

  	
  Joseph Gutnick

  	
   

  	
  Name   Professor John
  CatfordExhibit 4.1(c)

 

SUPPLEMENTARY
SECONDMENT DEED

 

Autogen
Limited

 

AND

 

Autogen
Research Pty Ltd

 

AND

 

Professor
G Collier

 

DEED

 

 

THIS DEED is made the 26th day of March 2002

 

BETWEEN

 

AUTOGEN LIMITED (ACN 000 248 304) and

 

AUTOGEN RESEARCH PTY
LTD (ACN 074 636 847) of 210 Kings
Way, South Melbourne, Victoria 3205 (together “Autogen”)

 

AND

 

GREG
COLLIER of                                                                                                                                                             (“Secondee”)

 

RECITALS:

 

A.                                   Secondee is employed by Deakin University and pursuant to a
Secondment Agreement (the “Secondment Agreement”) dated as of 19 March 2002
between Autogen, Deakin University and Secondee has been seconded to Autogen.

 

B.                                     Secondee and Autogen wish to supplement the Secondment Agreement on
the terms of this Deed.

 

THE PARTIES AGREE AS
FOLLOWS:

 

1.                                       Autogen will pay Secondee an annual fee of $185,000 (less any
applicable tax) payable in 26 equal instalments during each year of Secondment.

 

2.                                       Autogen will make an offer to Secondee of 100,000 options pursuant
to the Prospectus lodged by Autogen with the Australian Securities and Investments
Commission.

 

3.                                       Secondee agrees to comply with the policies on trading in shares in
attachments1 and 2 which shall be construed for the purposes of this Deed as if
all references to “employees” include Secondee. 
The Parties acknowledge and agree that nothing in this Deed shall cause
Secondee to be an employee and that Secondee is, for all purposes of this Deed
and the Secondment Agreement, an independent contractor.

 

4.                                       This Deed shall be governed by and construed in accordance with the
law of the State of Victoria.

 

EXECUTED as a Deed.

 

 

	
  THE COMMON SEAL of

  	
  )

  	
   

  
	
  AUTOGEN LIMITED A.C.N. 000 248 304 was

  	
  )

  	
   

  
	
  hereunto affixed in accordance with its

  	
  )

  	
   

  
	
  constitution in the presence of:

  	
  )

  	
   

  

 

 

	
   

  	
   

  	
   

  	
   

  
	
  Director/Secretary

  	
   

  	
  Director

  	
   

  

 

 

	
  THE COMMON SEAL of

  	
  )

  	
   

  
	
  AUTOGEN RESEARCH
  PTY LTD

  	
  )

  	
   

  
	
  A.C.N. 074 636 847 was hereunto affixed in

  	
  )

  	
   

  
	
  accordance with its constitution in the
  presence of:

  	
  )

  	
   

  

 

 

	
   

  	
   

  	
   

  	
   

  
	
  Director/Secretary

  	
   

  	
  Director

  	
   

  

 

 

	
  SIGNED SEALED and
  DELIVERED by

  	
  )

  	
   

  
	
  GREG COLLIER in the presence of:

  	
  )

  	
   

  

 

 

	
   

  	
   

  	
   

  	
   

  
	
  Witness Signature

  	
   

  	
  G Collier

  	
   

  

 

 

	
   

  	
   

  	
   

  	
   

  
	
  Witness Print Name

  	
   

  	
   

  	
   

  

 

2

 

AUTOGEN
LIMITED

POLICY

 

SUBJECT:      TRADING IN SHARES

 

1.             BACKGROUND

 

Although
employees are encouraged to become shareholders of our businesses, there are
severe penalties for dealing on the basis of inside information.

 

2.             AIM

 

•              Effects proper business controls

•              Meets legal requirements

 

3.             DEFINITIONS

 

3.1          Who is covered by this Policy?

 

All employees
and Directors of the Company, Network Companies and its close associates.

 

3.2          What is a Close Associate?

 

For the
purposes of this policy, a close associate is:

 

•            any company in which you have a substantial
shareholding;

•            any private trust of which you are a
beneficiary; and

•            any person or company with whom you have an
arrangement which would entitle you to control, or influence substantially, the
exercise of any voting power of shares in any of the Network Companies.

 

3.3          What are Securities?

 

For the
purposes of this policy, securities are any listed or unlisted class of share,
right, share option, or warrant.

 

3.4          What is a Network Company?

 

For the
purposes of this policy, the Network Companies are:

 

•            Astro Mining N.L.

•            A.W.I Administration Services Pty. Ltd.

•            Johnson’s Well Mining N.L.

•            Gutnick Resources N.L.

•            Quantum Resources Limited

•            Bay Resources Ltd

 

 

and any other
Company which becomes part of the network as a result of a takeover offer or other
form of acquisition by any of the above Companies.

 

3.5          What is Dealing in Securities?

 

For the
purposes of this policy, dealing includes:

 

•            the buying or selling of, or subscribing for,
any securities; and

•            the exercise of listed or unlisted options

 

whether on
your own account or on behalf of another person.

 

3.6          What is Inside Information

 

For the
purposes of this policy, inside information is information which has not been
released to the Australian Stock Exchange, any other Exchange that anyone of
the companies is listed on, or to a regulatory body as required by law, and
which may have an effect on the price of the securities in the relevant
company.

 

3.7          What is the Window Period?

 

The window
period is the two week period following the release to the Australian Stock
Exchange of the quarterly, half yearly or full year report for the relevant
Network Company in which a transaction may be contemplated.

 

4.             POLICY

 

4.1          Company

 

You and your
close associates should not deal in securities in the Company or a Network
Company other than in a window period.

 

At no time
(including the two week period referred to above) may you deal in securities in
the Company or a Network Company when you are in possession of inside
information.

 

In addition,
when in possession of inside information, it is not permissible to:

 

•            communicate the information to any other
person; or

•            encourage or induce any other person to deal in
those securities.

 

4.2          Non-Network Companies

 

You and your
associates should not deal in securities in a non-Network Company which you are
aware is the subject of an unannounced significant commercial transaction with
a Network Company. This applies particularly to Joint Venture partners.

 

 

4.3          Spirit of Policy

 

All employees
and Directors are expected to comply with the spirit of the policy and not
simply the strict legal interpretation.

 

5.             PROCEDURE

 

5.1          What must you do if  you wish to deal inside the Window Period?

 

You can deal
in securities in the Company and any Network Company during the two week window
period unless you hold inside information. Once you have completed the
transaction, you must report the details utilising the Notification of Change
in Shareholdings Securities Form to the General Manager Corporate &
Company Secretary in Melbourne who maintains a register of those transactions
on behalf of the Audit Committees. A copy of the appropriate form is attached
(Attachment 1). A completed form must be forwarded to the General Manager
Corporate & Company Secretary within 48
hours after the transaction.

 

5.2                               What must you do if you have a special need to deal outside the window period,
or if you believe
you may hold inside information?

 

Directors and
Level 5 persons should contact the Chairman &
Managing Director and Levels 1 to 4 staff should contact the General Manager
Corporate & Company Secretary in Melbourne prior to entering into the
transaction so that they can determine whether the dealing would be prohibited
under the Corporations Law. Permission granted is valid for a period of one
week. After the expiration of the one week period, permission must be re-sought
from the Chairman & Managing Director or the General Manager Corporate &
Company Secretary.

 

Should you
complete the transaction, you must report the details to the General Manager
Corporate & Company Secretary in Melbourne to record, together with
the reason for the dealing, in the register. The Notification of Change in
Shareholdings Securities Form must be forwarded to the General Manager
Corporate & Company Secretary within 48
hours of the transaction.

 

5.3                               What do I do if I am not sure whether a person is a close associate or
have other questions

 

Contact the
General Manager Corporate & Company Secretary in Melbourne.

 

 

Attachment
1

 

AUTOGEN LIMITED

 

Notification of Change in Shareholdings in Network Companies

 

NB:                            This form should be completed at the time of any
share transaction activity and
forwarded to:

 

General
Manager Corporate & Company

Secretary
Autogen Limited

210 Kings Way

South
Melbourne Vic 3205

Fax: 03 9234
1266

 

within 48 hours of the transaction.

 

I hereby
notify of a change in my shareholding (or that of a close
associate), of the Company/ Network Company as detailed below:

 

	
  Name of shareholder:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Relationship:

  	
   

  	
  Self/Spouse/Other (delete as applicable - if other - advise relationship)

  
	
   

  	
   

  	
   

  
	
  Location:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Contact Telephone

  Number: (business

  hours)

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Home address:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Company subject of change:(1)

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  (please list)

  
	
   

  	
   

  	
   

  
	
  Type of transaction:

  	
   

  	
  Buy/sell/exercise/subscribe
  for Share/Right/Options/Warrant (delete as applicable)

  
	
   

  	
   

  	
   

  
	
  Date of transaction:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Number of securities:

  	
   

  	
   

  

 

	
  Name:

  	
   

  	
    Signature:

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
  Date:

  	
   

  	
   

  	
   

  

 

(1)                                  Any listed company or other company which
becomes part of the Network as a result of a takeover offer or other form of
acquisition by a Network Company.

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