Document:

Specimen Copy of 7.95% Series D Certificate

 Exhibit 4.1 

 

					
	[Number]	 	

	 	 PREFERRED STOCK

 
 [Number of Shares]

 SEASPAN CORPORATION 
 INCORPORATED UNDER THE LAWS 
 OF THE REPUBLIC OF THE MARSHALL ISLANDS 

THIS CERTIFIES THAT 
 IS THE OWNER OF

 FULLY PAID AND NON-ASSESSABLE PAR VALUE $0.01, 7.95% CUMULATIVE REDEEMABLE PERPETUAL PREFERRED SHARES – SERIES D OF SEASPAN
CORPORATION 
 Transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon
surrender of this Certificate, properly endorsed. 
 This Certificate and the shares represented hereby are issued
and shall be held subject to all the provisions of the Amended and Restated Articles of Incorporation and Bylaws of the Corporation and the Statement of Designation related to the 7.95% Cumulative Redeemable Perpetual Preferred Shares — Series
D and the amendments from time to time made thereto. 
 This Certificate is not valid unless countersigned and
registered by the Transfer Agent and Registrar. 
 Witness the seal of the Corporation and the signatures of its
duly authorized officers. 
 Dated: 
  

					
		  		  	  

	 COUNTERSIGNED AND REGISTERED

AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
 TRANSFER AGENT AND REGISTRAR
	  	SEE REVERSE SIDE FOR CERTAIN DEFINITIONS AND TRANSFER RESTRICTIONS	  	CHIEF EXECUTIVE OFFICER
			
	  
	  		  	  

	AUTHORIZED SIGNATURE	  		  	SECRETARY

 The Corporation will furnish without charge to each Seaspan Corporation shareholder who so
requests a statement of the number of shares constituting each class or series of stock and the designation thereof, and a copy of the powers, designations, preferences and relative, participating, optional or other special rights of each class of
stock or series thereof and the qualifications, limitations or restrictions of such preferences and/or rights. 
 The following
abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: 

 

													
	TEN COM	 	—	 	as tenants in common	 	UNIF GIFT MIN ACT —	 	  
	 	Custodian	 	  

	TEN ENT	 	—	 	as tenants by the entireties	 		 	(Cust)	 		 	(Minor)
	JT TEN	 	—	 	as joint tenants with right of survivorship and not as tenants in common	 		 	 Under Uniform Gifts to Minors
 Act
                                         
                                    

(State)

 Additional abbreviations may also be used though not in the above list. 

For value
received,                                       
          hereby sell, assign and transfer unto 
  

					
	 PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE
	 		 	
	 	 		 	
	 	 		 	

  
  

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 

 
  
  

 

			
	  
	 	shares

 represented by the within Certificate, and do hereby irrevocably constitute and appoint 

 

			
	  
	 	Attorney

 to transfer the said shares on the books of the within named Corporation with full power of substitution in the
premises. 
  

			
	Dated	 	  

  

			
		  	  

	NOTICE:	  	THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE
WHATEVER.

  

	
	SIGNATURE(S) GUARANTEED:
	
	  

	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED
SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.Additional Notes Supplemental Indenture

 Exhibit 4.1 
 EXECUTION VERSION 
 ADDITIONAL NOTES SUPPLEMENTAL INDENTURE 

ADDITIONAL NOTES SUPPLEMENTAL INDENTURE (this “Additional Notes Supplemental Indenture”) dated as of December 13,
2012 (the “Additional Notes Issue Date”), among CAESARS OPERATING ESCROW LLC, a Delaware limited liability company (“Escrow LLC”), and CAESARS ESCROW CORPORATION, a Delaware corporation (“Escrow
Corporation” and, together with Escrow LLC, the “Escrow Issuers”), CAESARS ENTERTAINMENT CORPORATION, a Delaware corporation (the “Parent Guarantor”), and U.S. BANK NATIONAL ASSOCIATION, a national banking
association, as trustee under the indenture referred to below (the “Trustee”). 
 W I T N E S S E T H :

 WHEREAS, the Escrow Issuers and the Parent Guarantor have heretofore executed and delivered to the Trustee an indenture (the
“Base Indenture”) dated as of August 22, 2012, providing for the issuance of 9% Senior Secured Notes due 2020 (the “Existing Notes”), initially in the aggregate principal amount of $750,000,000; 

WHEREAS, Caesars Entertainment Operating Company, Inc., a Delaware corporation (“CEOC”), has heretofore executed and
delivered to the Trustee a supplemental indenture (the “Prior Assumption Indenture” and, together with the Base Indenture, and as further amended, supplemented or otherwise modified, the “Existing Indenture”) dated
as of October 5, 2012, pursuant to which the Company assumed all of the obligations of the Escrow Issuers under the Base Indenture and the Existing Notes; 
 WHEREAS, pursuant to Section 2.01 of the Existing Indenture, the Escrow Issuers may issue Additional Notes under the Existing Indenture subject to certain conditions as set forth therein; 

WHEREAS, the Escrow Issuers desire to issue an additional $750,000,000 aggregate principal amount of such Additional Notes (hereinafter,
the “Additional Notes”); 
 WHEREAS, pursuant to Section 9.01(a) of the Existing Indenture, the Escrow
Issuers, the Parent Guarantor and the Trustee are authorized to execute and deliver this Additional Notes Supplemental Indenture; 
 NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the Escrow Issuers, the Parent Guarantor and the Trustee
mutually covenant and agree for the equal and ratable benefit of the holders of the Notes (as defined in the Existing Indenture) as follows: 
 1. Defined Terms. As used in this Additional Notes Supplemental Indenture, terms defined in the Existing Indenture or in the preamble or recital hereto are used herein as therein defined, except
that the term “holders” in this Additional Notes Supplemental Indenture shall refer to the term “holders” as defined in the Existing Indenture and the Trustee acting on behalf of and for the benefit of such holders.
The words “herein,” “hereof” and “hereby” and other words of similar import used in this Additional Notes Supplemental Indenture refer to this Additional Notes Supplemental Indenture as a whole and
not to any particular section hereof. 

 a. For purposes of the Existing Indenture, the following terms shall have
the meaning indicated below with respect to the Additional Notes: 
 i. “Additional Notes Issue
Date” means December 13, 2012. 
 ii. “CEOC Assumption” means, with respect to the
Additional Notes, the consummation of the transactions whereby CEOC will assume all of the obligations of the Escrow Issuers under the Additional Notes and the Additional Notes Supplemental Indenture pursuant to a supplemental indenture and other
agreements. 
 iii. “Conditions Precedent Date” means, in respect of the Additional Notes,
March 15, 2013. 
 iv. “Escrow Agreement” means the Escrow Agreement, dated as of
December 13, 2012, among U.S. Bank National Association, as escrow agent and securities intermediary, the Trustee and the Escrow Issuers. 
 v. “Escrow Period” means, with respect to the Additional Notes, that period beginning on the Additional Notes Issue Date and ending on the date on which the funds held in the escrow
account are released upon satisfaction of all conditions precedent to such release, as set forth in the Escrow Agreement. 
 vi. “Escrow Redemption Date” means, with respect to the Additional Notes, the date that is no later than 30 days after the Conditions Precedent Date with respect to the Additional Notes.

 vii. “Escrow Redemption Price” means, with respect to the Additional Notes, an amount of cash
equal to $757,687,500 (which amount includes the Pre-Funded Interest Amount), plus interest accrued and unpaid on $750,000,000 from the Additional Notes Issue Date to, but excluding, the Escrow Redemption Date, calculated using a rate of
9.00% per annum. 
 viii. “Pre-Funded Interest Amount” means an amount of cash equal to
accrued interest on $750,000,000 from the Issue Date to (but excluding) the Additional Notes Issue Date, calculated using a rate of 9.00% per annum, funded by the purchasers of the Additional Notes in connection with the issuance of the
Additional Notes on the Additional Notes Issue Date. 
 2. Additional Notes. The Escrow Issuers shall issue the
Additional Notes under the Existing Indenture, subject to compliance with the terms thereof, with such Additional Notes to have identical terms, from and after the CEOC Assumption, to those of the Existing Notes; provided that: 

a. The aggregate amount of Additional Notes to be authenticated and delivered under this Additional Notes Supplemental
Indenture on the Additional Notes Issue Date is $750,000,000; 

 b. The issue price of the Additional Notes is 98.25%, plus accrued interest
from August 22, 2012; 
 c. The Additional Notes will be issued on the Additional Notes Issue Date;

 d. The Additional Notes shall be issued as “Initial Notes” under the Existing Indenture (including
Appendix A thereto), shall in all respects be subject to the terms applicable to Initial Notes as provided in Appendix A to the Existing Indenture, except that: 

i. “Purchase Agreement” means the Purchase Agreement dated December 6, 2012 among the Escrow
Issuers, the Parent Guarantor and the Representative of the Initial Purchasers entered into in connection with the sale and issuance of the Additional Notes. 
 ii. “Registration Rights Agreement” means (a) the Registration Rights Agreement dated as of December 13, 2012 among the Issuer, the Parent Guarantor and the Representative of
the Initial Purchasers relating to the Additional Notes and (b) any other similar registration rights agreement relating to Additional Notes. 
 e. The Additional Notes shall be issuable in whole or in part in the form of one or more Global Notes as provided in Section 2.1(b) of Appendix A to the Existing Indenture and in the form provided in
Exhibit A to the Existing Indenture (except that the Additional Notes shall bear the name and signature of the Escrow Issuers rather than the Company, and, until the Additional Notes and the Existing Notes are exchanged for freely tradable notes,
the Additional Notes shall bear different CUSIP and ISIN Numbers). The Additional Notes shall be registered in the name of the Depository (as defined in Appendix A to the Existing Indenture) or the nominee of such Depository, in each case for
credit to an account of an Agent Member (as defined in Appendix A of the Existing Indenture); 
 f. The
Additional Notes shall be, and may be exchanged or transferred on, the terms provided for Initial Notes in Appendix A to the Existing Indenture; 
 g. After the CEOC Assumption, the Additional Notes and the Existing Notes shall be a single class for all purposes under the Existing Indenture, including, without limitation, waivers, amendments,
redemptions and offers to purchase; and 
 h. Holders of Additional Notes shall have the benefit of a separate
Registration Rights Agreement dated the date hereof. 
 3. Ratification of Existing Indenture; Additional Notes Supplemental
Indenture Part of Existing Indenture. Except as expressly amended hereby, the Existing Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect. This
Additional Notes Supplemental Indenture shall form a part of the Existing Indenture for all purposes, and every holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby. 

 4. Governing Law. THIS ADDITIONAL NOTES SUPPLEMENTAL INDENTURE SHALL BE GOVERNED
BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK, WITHOUT REGARD TO PRINCIPLES OF CONFLICTS OF LAW. 

5. Trustee Makes No Representation. The Trustee makes no representation as to the validity or sufficiency of this Additional Notes
Supplemental Indenture. 
 6. Counterparts. The parties may sign any number of copies of this Additional Notes
Supplemental Indenture. Each signed copy shall be an original, but all of them together represent the same agreement. 
 7.
Effect of Headings. The Section headings herein are for convenience only and shall not effect the construction thereof. 

8. Severability. In case any provision of this Additional Notes Supplemental Indenture shall be invalid, illegal or unenforceable,
the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 

[Signature pages follow] 

 IN WITNESS WHEREOF, the parties hereto have caused this Additional Notes Supplemental
Indenture to be duly executed as of the date first above written. 
  

			
	 CAESARS OPERATING ESCROW LLC

		
	By:	 	/s/ Michael D. Cohen
		 	Name: Michael D. Cohen
		 	Title: Secretary
	
	CAESARS ESCROW CORPORATION
		
	By:	 	/s/ Michael D. Cohen
		 	Name: Michael D. Cohen
		 	Title: Secretary
	
	 CAESARS ENTERTAINMENT CORPORATION,
 as Parent Guarantor

		
	By:	 	/s/ Michael D. Cohen
		 	Name: Michael D. Cohen
		 	 Title: Senior Vice President, Deputy General Counsel and Corporate Secretary

 
			
	 U.S. BANK NATIONAL ASSOCIATION,
 as Trustee

		
	By:	 	 /s/ Raymond S. Haverstock

		 	Name: Raymond S. Haverstock
		 	Title: Vice President

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