Document:

Fifth Amendment to 2006 Equity Incentive Plan

 Exhibit 10.3.6 

 
 Fifth Amendment to 

Amerigon Incorporated 
 2006 Equity Incentive Plan 
  
 The Amerigon Incorporated 2006 Equity Incentive Plan (the “Plan”) is hereby amended as follows: 
  

1. Termination of Right of Outside Directors to Automatic Option Grants 

 
 Section 9 “Stock Options” is hereby modified to add the
following sentence at the end of such section: 
  

“Notwithstanding anything in this Section 9 to the contrary, no further options shall be granted to outside directors pursuant to this
Section 9 from and after December 1, 2011” 
  
 2.
Automatic Restricted Stock Grants to Outside Directors 
  
 A new
paragraph is added at the end of Section 18 “Restricted Stock or Restricted Stock Units” which shall read as follows: 
  

“Outside directors who are first elected or appointed to the Corporation’s Board after December 1, 2011 shall be granted
automatically (without any action by the Committee or the Board) an award of a number of shares of restricted common stock equal to (i) $4,167, multiplied by (ii) the number of full months between the date of such election or appointment
and the first anniversary of the last completed annual meeting of the Corporation’s stockholders, and divided by (iii) the closing price of the Corporation’s common stock on such date. In addition, on January 3, 2012, each
outside director then in office shall be granted automatically (without any action by the Committee or the Board) an award of a number of shares of restricted common stock equal to $20,833 divided by the closing price of the Corporation’s
common stock on such date. In addition, on the date of each annual meeting of the Corporation’s stockholders, beginning with such meeting held during 2012, each outside director then in office shall be granted automatically (without any action
by the Committee or the Board) an award of a number of shares of restricted common stock equal to $50,000 divided by the closing price of the Corporation’s common stock on such date. The restricted period with respect to each share of
restricted stock granted under this paragraph shall lapse on the date of the annual meeting of stockholders held during the calendar year following the date of grant or, if earlier, on the first anniversary of the date of grant, except that, in the
case of the restricted stock granted on January 3, 2012, such restricted period shall lapse on January 3, 2013, in each case so long as the applicable director remains a director through such date. Restricted stock granted pursuant to this
paragraph shall be forfeited and immediately returned to the Company if the applicable director ceases to be a director prior to the date the restrictions with respect to such restricted stock are to lapse, except that if an outside director’s
services as a member of the Board terminates because of (1) total disability (as determined by the Committee), (2) death or (3) retirement on or after age 65 and after at least ten years of service as a member of the Board, then all
restrictions with respect to the restricted stock granted pursuant to this paragraph shall immediately lapse upon the occurrence of such event. For clarity, any shares of restricted stock granted to a director under this paragraph on a particular
date shall reduce the number of shares of restricted stock otherwise to be granted to the same director on the same date under the corresponding paragraph of the Amerigon Incorporated 2011 Equity Incentive Plan.” 

 
 * * * 
  
 The section headings contained in this Amendment are inserted for convenience only and will not affect in any
way the meaning or interpretation of this Amendment.First Amendment to 2011 Equity Incentive Plan

 Exhibit 10.3.8 

 
 First Amendment to 

Amerigon Incorporated 
 2011 Equity Incentive Plan 
  
 The Amerigon Incorporated 2011 Equity Incentive Plan (the “Plan”) is hereby amended as follows: 
  

1. Termination of Right of Outside Directors to Automatic Option Grants 

 
 Section 9 “Stock Options” is hereby modified to add the
following sentence at the end of such section: 
  

“Notwithstanding anything in this Section 9 to the contrary, no further options shall be granted to outside directors pursuant to this
Section 9 from and after December 1, 2011” 
  
 2.
Automatic Restricted Stock Grants to Outside Directors 
  
 A new
paragraph is added at the end of Section 18 “Restricted Stock or Restricted Stock Units” which shall read as follows: 
  

“Outside directors who are first elected or appointed to the Corporation’s Board after December 1, 2011 shall be granted
automatically (without any action by the Committee or the Board) an award of a number of shares of restricted common stock equal to (i) $4,167, multiplied by (ii) the number of full months between the date of such election or appointment
and the first anniversary of the last completed annual meeting of the Corporation’s stockholders, and divided by (iii) the closing price of the Corporation’s common stock on such date. In addition, on January 3, 2012, each
outside director then in office shall be granted automatically (without any action by the Committee or the Board) an award of a number of shares of restricted common stock equal to $20,833 divided by the closing price of the Corporation’s
common stock on such date. In addition, on the date of each annual meeting of the Corporation’s stockholders, beginning with such meeting held during 2012, each outside director then in office shall be granted automatically (without any action
by the Committee or the Board) an award of a number of shares of restricted common stock equal to $50,000 divided by the closing price of the Corporation’s common stock on such date. The restricted period with respect to each share of
restricted stock granted under this paragraph shall lapse on the date of the annual meeting of stockholders held during the calendar year following the date of grant or, if earlier, on the first anniversary of the date of grant, except that, in the
case of the restricted stock granted on January 3, 2012, such restricted period shall lapse on January 3, 2013, in each case so long as the applicable director remains a director through such date. Restricted stock granted pursuant to this
paragraph shall be forfeited and immediately returned to the Company if the applicable director ceases to be a director prior to the date the restrictions with respect to such restricted stock are to lapse, except that if an outside director’s
services as a member of the Board terminates because of (1) total disability (as determined by the Committee), (2) death or (3) retirement on or after age 65 and after at least ten years of service as a member of the Board, then all
restrictions with respect to the restricted stock granted pursuant to this paragraph shall immediately lapse upon the occurrence of such event. For clarity, any shares of restricted stock granted to a director under the Amerigon Incorporated 2006
Equity Incentive Plan on a particular date shall reduce the number of shares of restricted stock otherwise to be granted to the same director on the same date under this Section 18.” 

 
 * * * 
  
 The section headings contained in this Amendment are inserted for convenience only and will not affect in any
way the meaning or interpretation of this Amendment.Amendment No. 1 to Loan Agreement

 Exhibit 10.11 

 
 

 
  
 

             
 AMENDMENT NO. 1 TO LOAN
AGREEMENT 
 This Amendment No. 1 (the “Amendment”) dated as of December 21, 2011, is between Bank of
America, N.A. (the “Bank”) and Mattersight Corporation (the “Borrower”). 
 RECITALS

 A. The Bank and the Borrower entered into a certain Loan Agreement dated as of December 24, 2010 (together with
any previous amendments, the “Agreement”). 
 B. The Bank and the Borrower desire to amend the Agreement. 

AGREEMENT 
 1. Definitions. Capitalized terms used but not defined in this Amendment shall have the meaning given to them in the Agreement. 

2. Amendments. The Agreement is hereby amended as follows: 

2.1 In Paragraph 1.2 Availability Period, the Expiration date is changed to “December 31, 2012”. 

3. Representations and Warranties. When the Borrower signs this Amendment, the Borrower represents and warrants to the Bank that:
(a) there is no event which is, or with notice or lapse of time or both would be, a default under the Agreement except those events, if any, that have been disclosed in writing to the Bank or waived in writing by the Bank (b) the
representations and warranties in the Agreement are true as of the date of this Amendment as if made on the date of this Amendment, (c) this Amendment does not conflict with any law, agreement, or obligation by which the Borrower is bound, and
(d) if the Borrower is a business entity or a trust, this Amendment is within the Borrower’s powers, has been duly authorized, and does not conflict with any of the Borrower’s organizational papers. 

4. Conditions. This Amendment will be effective when the Bank receives the following items, in form and content acceptable to the
Bank: 
 4.1 Payment by the Borrower of a loan fee in the amount of Fifteen Thousand Dollars and No Cents ($15,000.00).

 5. Effect of Amendment. Except as provided in this Amendment, all of the terms and conditions of the Agreement,
including but not limited to the Waiver of Jury Trial, shall remain in full force and effect. 
 6. Counterparts. This
Amendment may be executed in counterparts, each of which when so executed shall be deemed an original, but all such counterparts together shall constitute but one and the same instrument. 

7. FINAL AGREEMENT. BY SIGNING THIS DOCUMENT EACH PARTY REPRESENTS AND AGREES THAT: (A) THIS DOCUMENT REPRESENTS THE FINAL
AGREEMENT BETWEEN PARTIES WITH RESPECT TO THE SUBJECT MATTER HEREOF, (B) THIS DOCUMENT SUPERSEDES ANY COMMITMENT LETTER, TERM SHEET OR OTHER WRITTEN OUTLINE OF TERMS AND CONDITIONS RELATING TO THE SUBJECT MATTER HEREOF, UNLESS SUCH COMMITMENT
LETTER, TERM SHEET OR OTHER WRITTEN OUTLINE OF TERMS AND CONDITIONS EXPRESSLY PROVIDES TO THE CONTRARY, (C) THERE ARE NO 

  

			
	 Ref #: 1000752670 : - Mattersight Corporation
 Amendment to Loan Agreement
	  	1

 
UNWRITTEN ORAL AGREEMENTS BETWEEN THE PARTIES, AND (D) THIS DOCUMENT MAY NOT BE CONTRADICTED BY EVIDENCE OF ANY PRIOR, CONTEMPORANEOUS, OR SUBSEQUENT ORAL AGREEMENTS OR UNDERSTANDINGS OF THE
PARTIES. 
 This Amendment is executed as of the date stated at the beginning of this Amendment. 

 

			
	Bank of America, N.A.
		
	By:	 	/s/ Travis J. Burns
		 	 Travis J. Burns, Senior Vice President or
 Authorized Signer

	
	 BORROWER(S):
  

Mattersight Corporation, formerly known as eLoyalty Corporation

		
	By:	 	/s/ William B. Noon
		 	William B. Noon, Vice President/Chief Financial Officer

  

			
	 Ref #: 1000752670 : - Mattersight Corporation
 Amendment to Loan Agreement
	  	2

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