Document:

EX-4.4

 Exhibit 4.4 

WARRANT AGREEMENT 
 THIS
WARRANT AGREEMENT (this “Agreement”), dated as of [●] 2021, is by and between Roman DBDR Tech Acquisition Corp. III, a Delaware corporation (the “Company”), and Continental Stock
Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”). 

WHEREAS, the Company is engaged in an initial public offering (the “Offering”) of units of the Company’s equity
securities, each such unit comprised of one share of Class A common stock of the Company, par value $0.0001 per share (“Common Stock”) and one-third of one redeemable Public
Warrant (as defined below) (the “Units”) and, in connection therewith, has determined to issue and deliver up to 8,333,333 warrants (or up to 9,583,333 warrants if the Over-allotment
Option is exercised in full) to public investors in the Offering (the “Public Warrants”); and 
 WHEREAS, on
[●], 2021, the Company entered into that certain Private Placement Warrants Purchase Agreement with Roman DBDR Tech Sponsor III LLC, a Delaware limited liability company (the “Sponsor”), pursuant to which the Sponsor
agreed to purchase an aggregate of 7,517,560 warrants (or 8,267,560 in the event that the Over-allotment Option (as defined below) in connection with the Company’s Offering is exercised in full) simultaneously with the closing of the Offering
bearing the legend set forth in Exhibit B hereto (the “Private Placement Warrants”) at a purchase price of $1.00 per Private Placement Warrant; and 

WHEREAS, in order to finance the Company’s transaction costs in connection with an intended initial Business Combination (as defined
below), the Sponsor or an affiliate of the Sponsor or certain of the Company’s executive officers and directors may, but are not obligated to, loan to the Company funds as the Company may require, of which up to $1,500,000 of such loans may be
convertible into up to an additional 1,500,000 warrants at a price of $1.00 per warrant (the “Working Capital Warrants,” and together with the Private Placement Warrants and the Public Warrants, the
“Warrants”); and 
 WHEREAS, the Company has filed with the Securities and Exchange Commission (the
“Commission”) a registration statement on Form S-1, File No. 333-[●] (the “Registration Statement”) and a prospectus (the
“Prospectus”), for the registration, under the Securities Act of 1933, as amended (the “Securities Act”), of the Units, the Public Warrants and the Common Stock included in the Units; and 

WHEREAS, the Company desires the Warrant Agent to act on behalf of the Company, and the Warrant Agent is willing to so act, in connection with
the issuance, registration, transfer, exchange, redemption and exercise of the Warrants; and 

 WHEREAS, the Company desires to provide for the form and provisions of the Warrants, the
terms upon which they shall be issued and exercised, and the respective rights, limitation of rights, and immunities of the Company, the Warrant Agent, and the holders of the Warrants; and 

WHEREAS, all acts and things have been done and performed which are necessary to make the Warrants, when executed on behalf of the Company and
countersigned by or on behalf of the Warrant Agent, as provided herein, the valid, binding and legal obligations of the Company, and to authorize the execution and delivery of this Agreement. 

NOW, THEREFORE, in consideration of the mutual agreements herein contained, the parties hereto agree as follows: 

ARTICLE 1 
 APPOINTMENT
OF WARRANT AGENT 
 Section 1.1    The Company hereby appoints the Warrant Agent to act as agent for the
Company for the Warrants, and the Warrant Agent hereby accepts such appointment and agrees to perform the same in accordance with the terms and conditions set forth in this Agreement. 

ARTICLE 2 
 WARRANTS

 Section 2.1    Form of Warrant. Each Warrant shall be issued in registered form only, and, if a
physical certificate is issued, shall be in substantially the form of Exhibit A hereto, the provisions of which are incorporated herein and shall be signed by, or bear the facsimile signature of, the Chairman of the Board, President, any
Chief Executive Officer, Chief Financial Officer, Secretary or other principal officer of the Company. In the event the person whose facsimile signature has been placed upon any Warrant shall have ceased to serve in the capacity in which such person
signed the Warrant before such Warrant is issued, it may be issued with the same effect as if he or she had not ceased to be such at the date of issuance. 

Section 2.2    Effect of Countersignature. If a physical certificate is issued, unless and until countersigned
by the Warrant Agent pursuant to this Agreement, a Warrant certificate shall be invalid and of no effect and may not be exercised by the holder thereof. 

Section 2.3    Registration. 

2.3.1    Warrant Register. The Warrant Agent shall maintain books (the “Warrant Register”)
for the registration of original issuance and the registration of transfer of the Warrants. Upon the initial issuance of the Warrants, the Warrant Agent shall issue and register the Warrants in the names of the respective holders thereof in such
denominations and otherwise in accordance with instructions delivered to the Warrant Agent by the Company. All of the Public Warrants shall initially be represented by one or more book-entry certificates (each, a “Book-Entry Warrant
 

  
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Certificate”) deposited with The Depository Trust Company (the “Depositary”) and registered in the name of Cede & Co., a nominee of the
Depositary. Ownership of beneficial interests in the Public Warrants shall be shown on, and the transfer of such ownership shall be effected through, records maintained by (i) the Depositary or its nominee for each Book-Entry Warrant
Certificate, or (ii) institutions that have accounts with the Depositary (each such institution, with respect to a Warrant in its account, a “Participant”). 

If the Depositary subsequently ceases to make its book-entry settlement system available for the Public Warrants, the Company may instruct the
Warrant Agent regarding making other arrangements for book-entry settlement. In the event that the Public Warrants are not eligible for, or it is no longer necessary to have the Public Warrants available in, book-entry form, the Warrant Agent shall
provide written instructions to the Depositary to deliver to the Warrant Agent for cancellation each Book-Entry Warrant Certificate, and the Company shall instruct the Warrant Agent to deliver to the Depositary definitive certificates in physical
form evidencing such Warrants (“Definitive Warrant Certificate”). Such Definitive Warrant Certificate shall be in the form annexed hereto as Exhibit A, with appropriate insertions, modifications and omissions, as
provided above. 
 2.3.2    Registered Holder. Prior to due presentment for registration of transfer of any
Warrant, the Company and the Warrant Agent may deem and treat the person in whose name such Warrant is registered in the Warrant Register (the “Registered Holder”) as the absolute owner of such Warrant and of each Warrant
represented thereby (notwithstanding any notation of ownership or other writing on a Definitive Warrant Certificate made by anyone other than the Company or the Warrant Agent), for the purpose of any exercise thereof, and for all other purposes, and
neither the Company nor the Warrant Agent shall be affected by any notice to the contrary. 

Section 2.4    Detachability of Warrants. The Common Stock and Public Warrants comprising the Units shall
begin separate trading on the 52nd day following the date of the Prospectus or, if such 52nd day is not on a day, other than a Saturday, Sunday or federal holiday, on which banks in New York City are generally open for normal business (a
“Business Day”), then on the immediately succeeding Business Day following such date, or earlier (the “Detachment Date”) with the consent of [●], as representatives of the several underwriters
(the “Representatives”), but in no event shall the Common Stock and the Public Warrants comprising the Units be separately traded until (A) the Company has filed a current report on Form
8-K with the Commission containing an audited balance sheet reflecting the receipt by the Company of the gross proceeds of the Offering, including the proceeds received by the Company from the exercise by the
underwriters of their right to purchase additional Units in the Offering (the “Over-Allotment Option”), if the Over-Allotment Option is exercised prior to the filing of the Form 8-K,
and (B) the Company issues a press release and files with the Commission a current report on Form 8-K announcing when such separate trading shall begin. 

Section 2.5    No Fractional Warrants Other Than as Part of Units. The Company shall not issue fractional
Warrants other than as part of the Units, each of which is comprised of one share of Common Stock and one-third of one Public Warrant. If, upon the detachment of Public Warrants from Units or otherwise, a
holder of Warrants would be entitled to receive a fractional Warrant, the Company shall round down to the nearest whole number the number of Warrants to be issued to such holder. 

  
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 Section 2.6    Private Placement Warrants and Working Capital
Warrants. The Private Placement Warrants and the Working Capital Warrants shall be identical to the Public Warrants, except that so long as they are held by the Sponsor or any Permitted Transferees (as defined below), as applicable, the Private
Placement Warrants and the Working Capital Warrants: (i) may be exercised for cash or on a cashless basis, pursuant to subsection 3.3.1(c) hereof, (ii) may not be transferred, assigned or sold until thirty (30) days after the
completion by the Company of an initial Business Combination (as defined below), and (iii) shall not be redeemable by the Company; provided, however, that in the case of (ii) the Private Placement Warrants and the Working
Capital Warrants and any shares of Common Stock held by the Sponsor or any Permitted Transferees, as applicable, and issued upon exercise of the Private Placement Warrants and the Working Capital Warrants may be transferred by the holders thereof:

 (a)    to the Company’s officers or directors, any affiliate or family member of any of the Company’s
officers or directors, any affiliate of the Sponsor or to any member(s) of the Sponsor or any of their affiliates, officers, directors and direct and indirect equityholders; 

(b)    in the case of an individual, by gift to a member such individual’s immediate family or to a trust, the
beneficiary of which is a member of such individual’s immediate family, an affiliate of such individual or to a charitable organization; 

(c)    in the case of an individual, by virtue of the laws of descent and distribution upon death of such person; 

(d)    in the case of an individual, pursuant to a qualified domestic relations order; 

(e)    by private sales or transfers made in connection with the consummation of an initial Business Combination at prices
no greater than the price at which the Warrants were originally purchased; 
 (f)    in the event of the Company’s
liquidation prior to consummation of the Company’s Business Combination; or 
 (g)    by virtue of the laws of the
State of Delaware or the Sponsor’s limited liability company agreement upon dissolution of the Sponsor; 
 provided, however, that, in
the case of clauses (a) through (e), these transferees (the “Permitted Transferees”) enter into a written agreement with the Company agreeing to be bound by the transfer restrictions in this Agreement. 

Section 2.7    Working Capital Warrants. The Working Capital Warrants shall be identical to the Private
Placement Warrants. 
 Section 2.8    Post-IPO Warrants. The Post-IPO Warrants, when and if issued, shall have the same terms and be in the same form as the Public Warrants except as may be agreed upon by the Company. 

  
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 ARTICLE 3 

TERMS AND EXERCISE OF WARRANTS 

Section 3.1    Warrant Price. Each whole Warrant shall entitle the Registered Holder thereof, subject to the
provisions of such Warrant and of this Agreement, to purchase from the Company the number of shares of Common Stock stated therein, at the price of $11.50 per share, subject to the adjustments provided in Section 4 hereof
and in the last sentence of this Section 3.1. The term “Warrant Price” as used in this Agreement shall mean the price per share at which shares of Common Stock may be purchased at the time a Warrant is exercised.
The Company in its sole discretion may lower the Warrant Price at any time prior to the Expiration Date (as defined below) for a period of not less than twenty (20) Business Days; provided, that the Company shall provide at least five
(5) days’ prior written notice of such reduction to Registered Holders of the Warrants; and provided further, that any such reduction shall be identical among all of the Warrants. 

Section 3.2    Duration of Warrants. A Warrant may be exercised only during the period (the
“Exercise Period”) commencing on the later of: (i) the date that is thirty (30) days after the first date on which the Company completes a merger, capital stock exchange, asset acquisition, stock purchase,
reorganization or similar business combination, involving the Company and one or more businesses (a “Business Combination”), or (ii) the date that is twelve (12) months from the date of the closing of the Offering,
and terminating at 5:00 p.m., New York City time on the earlier to occur of: (x) the date that is five (5) years after the date on which the Company completes its initial Business Combination, (y) the liquidation of the Company, or
(z) other than with respect to the Private Placement Warrants and the Working Capital Warrants to the extent then held by the original purchasers thereof or their Permitted Transferees, the Redemption Date (as defined below) as provided in
Section 6.3 hereof (the Expiration Date”); provided, however, that the exercise of any Warrant shall be subject to the satisfaction of any applicable conditions, as set forth
in subsection 3.3.2 below with respect to an effective registration statement or a valid exemption therefrom being available. Except with respect to the right to receive the Redemption Price (as defined below) (other than with respect to a
Private Placement Warrant or a Working Capital Warrant then held by the original purchasers thereof or their Permitted Transferees), in the event of a redemption (as set forth in Section 6 hereof), each outstanding Warrant
(other than a Private Placement Warrant or a Working Capital Warrant to the extent then held by the original purchasers thereof or their Permitted Transferees in the event of a redemption) not exercised on or before the Expiration Date shall become
void, and all rights thereunder and all rights in respect thereof under this Agreement shall cease at 5:00 p.m. New York City time on the Expiration Date. The Company in its sole discretion may extend the duration of the Warrants by delaying the
Expiration Date; provided, that the Company shall provide at least twenty (20) days prior written notice of any such extension to Registered Holders of the Warrants and, provided further that any such extension shall be identical in
duration among all the Warrants. 
 Section 3.3    Exercise of Warrants. 

3.3.1    Payment. Subject to the provisions of the Warrant and this Agreement, a Warrant may be exercised by the
Registered Holder thereof by delivering to the Warrant Agent at its corporate trust department (i) the Definitive Warrant Certificate evidencing the Warrants to be 

  
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exercised, or, in the case of a Book-Entry Warrant Certificate, the Warrants to be exercised (the “Book-Entry Warrants”) on the records of the Depositary to an account of
the Warrant Agent at the Depositary designated for such purposes in writing by the Warrant Agent to the Depositary from time to time, (ii) an election to purchase (“Election to Purchase”) shares of Common Stock pursuant
to the exercise of a Warrant, properly completed and executed by the Registered Holder on the reverse of the Definitive Warrant Certificate or, in the case of a Book-Entry Warrant Certificate, properly delivered by the Participant in accordance with
the Depositary’s procedures, and (iii) payment in full of the Warrant Price for each full share of Common Stock as to which the Warrant is exercised and any and all applicable taxes due in connection with the exercise of the Warrant, the
exchange of the Warrant for the shares of Common Stock and the issuance of such shares of Common Stock, as follows: 

(a)    by certified check payable to the order of the Warrant Agent or by wire transfer; 

(b)    in the event of a redemption pursuant to Section 6 hereof in which the Company’s
board of directors (the “Board”) has elected to require all holders of the Warrants to exercise such Warrants on a “cashless basis,” by surrendering the Warrants for that number of shares of Common Stock equal to
the quotient obtained by dividing (x) the product of the number of shares of Common Stock underlying the Warrants, multiplied by the difference between the Warrant Price and the “Fair Market Value”, as defined in this subsection
3.3.1(b) by (y) the Fair Market Value. The term “Fair Market Value” shall mean the volume-weighted average price of the Common Stock for the ten (10) trading days ending on the third trading day prior to the date on which the
notice of redemption is sent to the holders of the Warrants, pursuant to Section 6 hereof; 

(c)    with respect to any Private Placement Warrant or Working Capital Warrant, so long as such Private Placement Warrant
or Working Capital Warrant is held by the Sponsor or a Permitted Transferee, as applicable, by surrendering the Warrants for that number of shares of Common Stock equal to the quotient obtained by dividing (x) the product of the number of
shares of Common Stock underlying the Warrants, multiplied by the difference between the Warrant Price and the “Fair Market Value”, as defined in this subsection 3.3.1(c), by (y) the Fair Market Value. Solely for purposes of
this subsection 3.3.1(c), the “Fair Market Value” shall mean the average reported last sale price of the Common Stock for the ten (10) trading days ending on the third trading day prior to the date on which notice of exercise
of the Warrant is sent to the Warrant Agent or on which the notice of redemption is sent, as applicable; 
 (d)    on a
cashless basis, as provided in Section 6.2 hereof with respect to a Make-Whole Exercise; or 
 (e)    on a cashless
basis, as provided in Section 7.4 hereof. 
 3.3.2    Issuance of Shares of Common Stock on
Exercise. As soon as practicable after the exercise of any Warrant and the clearance of the funds in payment of the Warrant Price (if payment is pursuant to subsection 3.3.1(a)), the Company shall issue to the Registered Holder of such
Warrant a book-entry position or certificate, as applicable, for the number of full shares of Common Stock to which he, she or it is entitled, registered in such name or names as may be 

  
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directed by him, her or it, and if such Warrant shall not have been exercised in full, a new book-entry position or countersigned Warrant, as applicable, for the number of shares of Common Stock
as to which such Warrant shall not have been exercised. If fewer than all the Warrants evidenced by a Book-Entry Warrant Certificate are exercised, a notation shall be made to the records maintained by the Depositary, its nominee for each Book-Entry
Warrant Certificate, or a Participant, as appropriate, evidencing the balance of the Warrants remaining after such exercise. Notwithstanding the foregoing, the Company shall not be obligated to deliver any shares of Common Stock pursuant to the
exercise of a Warrant and shall have no obligation to settle such Warrant exercise unless a registration statement under the Securities Act with respect to the shares of Common Stock underlying the Public Warrants is then effective and a prospectus
relating thereto is current, subject to the Company’s satisfying its obligations under Section 7.4. No Warrant shall be exercisable and the Company shall not be obligated to issue shares of Common Stock upon exercise
of a Warrant unless the Common Stock issuable upon such Warrant exercise has been registered, qualified or deemed to be exempt from registration or qualification under the securities laws of the state of residence of the Registered Holder of the
Warrants, except pursuant to Section 7.4. In the event that the conditions in the two immediately preceding sentences are not satisfied with respect to a Warrant, the holder of such Warrant shall not be entitled to exercise
such Warrant and such Warrant may have no value and expire worthless, in which case the purchaser of a Unit containing such Public Warrants shall have paid the full purchase price for the Unit solely for the shares of Common Stock underlying such
Unit. In no event will the Company be required to net cash settle the Warrant exercise. The Company may require holders of Public Warrants to settle the Warrant on a “cashless basis” pursuant to subsection 3.3.1(b) and
Section 7.4. If, by reason of any exercise of Warrants on a “cashless basis”, the holder of any Warrant would be entitled, upon the exercise of such Warrant, to receive a fractional interest in a share of Common
Stock, the Company shall round down to the nearest whole number, the number of shares of Common Stock to be issued to such holder. 

3.3.3    Valid Issuance. All shares of Common Stock issued upon the proper exercise of a Warrant in conformity with
this Agreement shall be validly issued, fully paid and non-assessable. 

3.3.4    Date of Issuance. Each person in whose name any book-entry position or certificate, as applicable, for
shares of Common Stock is issued shall for all purposes be deemed to have become the holder of record of such shares of Common Stock on the date on which the Warrant, or book-entry position representing such Warrant, was surrendered and payment of
the Warrant Price was made, irrespective of the date of delivery of such certificate in the case of a certificated Warrant, except that, if the date of such surrender and payment is a date when the share transfer books of the Company or book-entry
system of the Warrant Agent are closed, such person shall be deemed to have become the holder of such shares of Common Stock at the close of business on the next succeeding date on which the share transfer books or book-entry system are open. 

3.3.5    Maximum Percentage. A holder of a Warrant may notify the Company in writing in the event it elects to be
subject to the provisions contained in this subsection 3.3.5; however, no holder of a Warrant shall be subject to this subsection 3.3.5 unless he, she or it makes such election. If the election is made by a holder, the Warrant
Agent shall not affect the exercise of the holder’s Warrant, and such holder shall not have the right to exercise such Warrant, to the 

  
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extent that after giving effect to such exercise, such person (together with such person’s affiliates), to the Warrant Agent’s actual knowledge, would beneficially own in excess of 4.9%
or 9.8% (or such other amount as a holder may specify)(the “Maximum Percentage”) of the shares of Common Stock outstanding immediately after giving effect to such exercise. For purposes of the foregoing sentence, the
aggregate number of shares of Common Stock beneficially owned by such person and its affiliates shall include the number of shares of Common Stock issuable upon exercise of the Warrant with respect to which the determination of such sentence is
being made, but shall exclude shares of Common Stock that would be issuable upon (x) exercise of the remaining, unexercised portion of the Warrant beneficially owned by such person and its affiliates and (y) exercise or conversion of the
unexercised or unconverted portion of any other securities of the Company beneficially owned by such person and its affiliates (including, without limitation, any convertible notes or convertible preferred stock or warrants) subject to a limitation
on conversion or exercise analogous to the limitation contained herein. Except as set forth in the preceding sentence, for purposes of this paragraph, beneficial ownership shall be calculated in accordance with Section 13(d) of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”). For purposes of the Warrant, in determining the number of outstanding shares of Common Stock, the holder may rely on the number of outstanding shares of Common Stock as
reflected in (1) the Company’s most recent annual report on Form 10-K, quarterly report on Form 10-Q, current report on Form
8-K or other public filing with the Commission as the case may be, (2) a more recent public announcement by the Company or (3) any other notice by the Company or the Transfer Agent setting forth the
number of shares of Common Stock outstanding. For any reason at any time, upon the written request of the holder of the Warrant, the Company shall, within two (2) Business Days, confirm orally and in writing to such holder the number of shares
of Common Stock then outstanding. In any case, the number of outstanding shares of Common Stock shall be determined after giving effect to the conversion or exercise of equity securities of the Company by the holder and its affiliates since the date
as of which such number of outstanding shares of Common Stock was reported. By written notice to the Company, the holder of a Warrant may from time to time increase or decrease the Maximum Percentage applicable to such holder to any other percentage
specified in such notice; provided, however, that any such increase shall not be effective until the sixty-first (61st) day after such notice is delivered to the Company. 

ARTICLE 4 
 ADJUSTMENTS

 Section 4.1    Stock Dividends. 

4.1.1    Split-Ups. If after the date hereof, and subject to the provisions
of Section 4.6 below, the number of outstanding shares of Common Stock is increased by a stock dividend payable in shares of Common Stock, or by a split-up of shares of Common Stock
or other similar event, then, on the effective date of such stock dividend, split-up or similar event, the number of shares of Common Stock issuable on exercise of each Warrant shall be increased in proportion
to such increase in the outstanding shares of Common Stock. A rights offering to holders of the Common Stock entitling holders to purchase shares of Common Stock at a price less than the “Historical Fair Market Value” (as defined below)
shall be deemed a stock dividend of a number of shares of Common Stock equal to the product of (i) the number of shares of Common 

  
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Stock actually sold in such rights offering (or issuable under any other equity securities sold in such rights offering that are convertible into or exercisable for the Common Stock) and
(ii) one (1) minus the quotient of (x) the price per share of Common Stock paid in such rights offering divided by (y) the Historical Fair Market Value. For purposes of this subsection 4.1.1, (i) if the rights
offering is for securities convertible into or exercisable for Common Stock, in determining the price payable for Common Stock, there shall be taken into account any consideration received for such rights, as well as any additional amount payable
upon exercise or conversion and (ii) “Historical Fair Market Value” means the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the first date
on which the shares of Common Stock trade on the applicable exchange or in the applicable market, regular way, without the right to receive such rights. 

4.1.2    Extraordinary Dividends. If the Company, at any time while the Warrants are outstanding and unexpired,
shall pay a dividend or make a distribution in cash, securities or other assets to the holders of the Common Stock on account of such shares of Common Stock (or other shares of the Company’s capital stock into which the Warrants are
convertible), other than (a) as described in subsection 4.1.1 above, (b) Ordinary Cash Dividends (as defined below), (c) to satisfy the redemption rights of the holders of the Common Stock in connection with a proposed initial
Business Combination, (d) as a result of the repurchase of shares of Common Stock by the Company if a proposed Business Combination is presented to the stockholders of the Company for approval, (e) to satisfy the redemption rights of the
holders of Common Stock in connection with a stockholder vote to amend the Company’s amended and restated certificate of incorporation to modify the substance or timing of the Company’s obligation to redeem 100% of the public shares of
Common Stock if the Company does not complete the Business Combination within the period set forth in the Company’s amended and restated certificate of incorporation or (f) in connection with the redemption of public shares of Common Stock
upon the failure of the Company to complete its initial Business Combination and any subsequent distribution of its assets upon its liquidation (any such non-excluded event being referred to herein as an
“Extraordinary Dividend”), then the Warrant Price shall be decreased, effective immediately after the effective date of such Extraordinary Dividend, by the amount of cash and/or the fair market value (as determined by the
Board, in good faith) of any securities or other assets paid on each share of Common Stock in respect of such Extraordinary Dividend. For purposes of this subsection 4.1.2, “Ordinary Cash Dividends” means any cash
dividend or cash distribution which, when combined on a per share basis, with the per share amounts of all other cash dividends and cash distributions paid on the Common Stock during the 365-day period ending
on the date of declaration of such dividend or distribution (as adjusted to appropriately reflect any of the events referred to in other subsections of this Section 4 and excluding cash dividends or cash distributions that
resulted in an adjustment to the Warrant Price or to the number of shares of Common Stock issuable on exercise of each Warrant) does not exceed $0.50 (being 5% of the offering price of the Units in the Offering). 

Section 4.2    Aggregation of Shares. If after the date hereof, and subject to the provisions of
Section 4.6 hereof, the number of outstanding shares of Common Stock is decreased by a consolidation, combination, reverse stock split or reclassification of shares of Common Stock or other similar event, then, on the effective date of such
consolidation, combination, reverse stock split, reclassification or similar event, the number of shares of Common Stock issuable on exercise of each Warrant shall be decreased in proportion to such decrease in outstanding shares of Common Stock.

  
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 Section 4.3    Adjustments in Exercise Price. 

4.3.1    Whenever the number of shares of Common Stock purchasable upon the exercise of the Warrants is adjusted, as
provided in subsection 4.1.1 or Section 4.2 above, the Warrant Price shall be adjusted (to the nearest cent) by multiplying such Warrant Price immediately prior to such adjustment by a fraction (x) the numerator
of which shall be the number of shares of Common Stock purchasable upon the exercise of the Warrants immediately prior to such adjustment, and (y) the denominator of which shall be the number of shares of Common Stock so purchasable immediately
thereafter. 
 4.3.2    If (i) the Company issues additional shares of Common Stock or securities convertible into
or exercisable or exchangeable for shares of Common Stock for capital raising purposes in connection with the closing of its initial Business Combination at an issue price or effective issue price of less than $9.20 per share of Common Stock (as
adjusted to appropriately reflect any of the events referred to in the other subsections of this Section 4), with such issue price or effective issue price to be determined in good faith by the Board (and in the case of any
such issuance to the Sponsor or its affiliates, without taking into account any founder shares held by such holder or affiliates, as applicable, prior to such issuance) (the “New Issuance Price”), (ii) the aggregate
gross proceeds from such issuances represent more than 60% of the total equity proceeds, and interest thereon, available for the funding of the initial Business Combination on the date of the consummation thereof (net of redemptions) and
(iii) the volume weighted average trading price of the Common Stock during the 20 trading day period starting on the trading day prior to the day on which the Company consummates the initial Business Combination (such price, the
“Market Value”) is below $9.20 per share (as adjusted to appropriately reflect any of the events referred to in the other subsections of this Section 4), then the Warrant Price shall be adjusted (to
the nearest cent) to be equal to 115% of the greater of the Market Value and the New Issuance Price, and the $10.00 and 18.00 per share redemption trigger prices described in Section 6.2 and Section 6.1, respectively, will be adjusted (to
the nearest cent) to be equal to 100% and 180%, respectively, of the greater of the Market Value and the New Issuance Price. 

Section 4.4    Replacement of Securities upon Reorganization, etc. In case of any reclassification or
reorganization of the outstanding shares of Common Stock (other than a change under subsections 4.1.1 or 4.1.2 or Section 4.2 hereof or that solely affects the par value of such shares of Common Stock), or in
the case of any merger or consolidation of the Company with or into another entity or conversion of the Company as another entity (other than a consolidation or merger in which the Company is the continuing corporation and that does not result in
any reclassification or reorganization of the outstanding shares of Common Stock), or in the case of any sale or conveyance to another entity of the assets or other property of the Company as an entirety or substantially as an entirety in connection
with which the Company is dissolved, the holders of the Warrants shall thereafter have the right to purchase and receive, upon the basis and upon the terms and conditions specified in the Warrants and in lieu of the shares of Common Stock of the
Company immediately theretofore purchasable and receivable upon the exercise of the rights represented thereby, the kind and amount of shares of stock or other securities or property (including cash) receivable upon such reclassification,
reorganization, merger or consolidation, or 

  
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upon a dissolution following any such sale or transfer, that the holder of the Warrants would have received if such holder had exercised his, her or its Warrant(s) immediately prior to such event
(the “Alternative Issuance”); provided, however, that in connection with the closing of any such consolidation, merger, sale or conveyance, the successor or purchasing entity shall execute an amendment hereto
with the Warrant Agent providing for delivery of such Alternative Issuance; provided, further, that (i) if the holders of the Common Stock were entitled to exercise a right of election as to the kind or amount of securities, cash
or other assets receivable upon such consolidation or merger, then the kind and amount of securities, cash or other assets constituting the Alternative Issuance for which each Warrant shall become exercisable shall be deemed to be the weighted
average of the kind and amount received per share by the holders of the Common Stock in such consolidation or merger that affirmatively make such election, and (ii) if a tender, exchange or redemption offer shall have been made to and accepted
by the holders of the Common Stock (other than a tender, exchange or redemption offer made by the Company in connection with redemption rights held by stockholders of the Company as provided for in the Company’s amended and restated certificate
of incorporation or as a result of the repurchase of shares of Common Stock by the Company if a proposed initial Business Combination is presented to the stockholders of the Company for approval) under circumstances in which, upon completion of such
tender or exchange offer, the maker thereof, together with members of any group (within the meaning of Rule 13d-5(b)(1) under the Exchange Act (or any successor rule)) of which such maker is a part, and
together with any affiliate or associate of such maker (within the meaning of Rule 12b-2 under the Exchange Act (or any successor rule)) and any members of any such group of which any such affiliate or
associate is a part, own beneficially (within the meaning of Rule 13d-3 under the Exchange Act (or any successor rule)) more than 50% of the outstanding shares of Common Stock, the holder of a Warrant shall be
entitled to receive as the Alternative Issuance, the highest amount of cash, securities or other property to which such holder would actually have been entitled as a stockholder if such Warrant holder had exercised the Warrant prior to the
expiration of such tender or exchange offer, accepted such offer and all of the Common Stock held by such holder had been purchased pursuant to such tender or exchange offer, subject to adjustments (from and after the consummation of such tender or
exchange offer) as nearly equivalent as possible to the adjustments provided for in this Section 4; provided, further, that if less than 70% of the consideration receivable by the holders of the Common Stock
in the applicable event is payable in the form of common stock in the successor entity that is listed for trading on a national securities exchange or is quoted in an established
over-the-counter market, or is to be so listed for trading or quoted immediately following such event, and if the Registered Holder properly exercises the Warrant within
thirty (30) days following the public disclosure of the consummation of such applicable event by the Company pursuant to a Current Report on Form 8-K filed with the Commission, the Warrant Price shall be
reduced by an amount (in dollars) (but in no event less than zero) equal to the difference of (i) the Warrant Price in effect prior to such reduction minus (ii) (A) the Per Share Consideration (as defined below) minus (B) the
Black-Scholes Warrant Value (as defined below). The “Black-Scholes Warrant Value” means the value of a Warrant immediately prior to the consummation of the applicable event based on the Black-Scholes Warrant Model for a
Capped American Call on Bloomberg Financial Markets (“Bloomberg”). For purposes of calculating such amount, (1) Section 6 of this Agreement shall be taken into account, (2) the price of
each share of Common Stock shall be the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the effective date of the applicable event, (3) the assumed
volatility shall be the 90 day volatility obtained from the HVT 

  
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function on Bloomberg determined as of the trading day immediately prior to the day of the announcement of the applicable event, and (4) the assumed risk-free interest rate shall correspond
to the U.S. Treasury rate for a period equal to the remaining term of the Warrant. “Per Share Consideration” means (i) if the consideration paid to holders of the Common Stock consists exclusively of cash, the amount of
such cash per share of Common Stock, and (ii) in all other cases, the amount of cash per share of Common Stock, if any, plus the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on
the trading day prior to the effective date of the applicable event. If any reclassification or reorganization also results in a change in shares of Common Stock covered by subsection 4.1.1, then such adjustment shall be made pursuant to
subsection 4.1.1 or Sections 4.2, 4.3 and this Section 4.4. The provisions of this Section 4.4 shall similarly apply to successive reclassifications, reorganizations, mergers
or consolidations, sales or other transfers. In no event will the Warrant Price be reduced to less than the par value per share issuable upon exercise of the Warrant. 

Section 4.5    Notices of Changes in Warrant. Upon every adjustment of the Warrant Price or the number of
shares of Common Stock issuable upon exercise of a Warrant, the Company shall give written notice thereof to the Warrant Agent, which notice shall state the Warrant Price resulting from such adjustment and the increase or decrease, if any, in the
number of shares of Common Stock purchasable at such price upon the exercise of a Warrant, setting forth in reasonable detail the method of calculation and the facts upon which such calculation is based. Upon the occurrence of any event specified in
Sections 4.1, 4.2, 4.3 or 4.4, the Company shall give written notice of the occurrence of such event to each holder of a Warrant, at the last address set forth for such holder in the Warrant Register, of the record date
or the effective date of the event. Failure to give such notice, or any defect therein, shall not affect the legality or validity of such event. 

Section 4.6    No Fractional Shares. Notwithstanding any provision contained in this Agreement to the
contrary, the Company shall not issue fractional shares of Common Stock upon the exercise of Warrants. If, by reason of any adjustment made pursuant to this Section 4, the holder of any Warrant would be entitled, upon the
exercise of such Warrant, to receive a fractional interest in a share, the Company shall, upon such exercise, round down to the nearest whole number the number of shares of Common Stock to be issued to such holder. 

Section 4.7    Form of Warrant. The form of Warrant need not be changed because of any adjustment pursuant to
this Section 4, and Warrants issued after such adjustment may state the same Warrant Price and the same number of shares of Common Stock as is stated in the Warrants initially issued pursuant to this Agreement;
provided, however, that the Company may at any time in its sole discretion make any change in the form of Warrant that the Company may deem appropriate and that does not affect the substance thereof, and any Warrant thereafter issued
or countersigned, whether in exchange or substitution for an outstanding Warrant or otherwise, may be in the form as so changed. 

Section 4.8    Other Events. In case any event shall occur affecting the Company as to which none of the
provisions of preceding subsections of this Section 4 are strictly applicable, but which would require an adjustment to the terms of the Warrants in order to (i) avoid an adverse impact on the Warrants and (ii) effectuate the intent
and purpose of this Section 4, then, in each such case, the Company shall appoint a firm of independent public accountants, investment 

  
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banking or other appraisal firm of recognized national standing, which shall give its opinion as to whether or not any adjustment to the rights represented by the Warrants is necessary to
effectuate the intent and purpose of this Section 4 and, if they determine that an adjustment is necessary, the terms of such adjustment, provided, however, that under no circumstances shall the Warrants be adjusted
pursuant to this Section 4.8 as a result of any issuance of securities in connection with the Business Combination. The Company shall adjust the terms of the Warrants in a manner that is consistent with any adjustment
recommended in such opinion. 
 Section 4.9    No Adjustment. For the avoidance of doubt, no adjustment
shall be made to the terms of the Warrants solely as a result of an adjustment to the conversion ratio of the Company’s Class B common stock (the “Class B Common Stock”) into shares
of Common Stock or the conversion of the shares of Class B Common Stock into shares of Common Stock, in each case, pursuant to the Company’s Charter, as amended from time to time. 

ARTICLE 5 
 TRANSFER AND
EXCHANGE OF WARRANTS 
 Section 5.1    Registration of Transfer. The Warrant Agent shall register the
transfer, from time to time, of any outstanding Warrant upon the Warrant Register, upon surrender of such Warrant for transfer, in the case of certificated Warrants, properly endorsed with signatures properly guaranteed and accompanied by
appropriate instructions for transfer. Upon any such transfer, a new Warrant representing an equal aggregate number of Warrants shall be issued and the old Warrant shall be cancelled by the Warrant Agent. In the case of certificated Warrants, the
Warrants so cancelled shall be delivered by the Warrant Agent to the Company from time to time upon request. 

Section 5.2    Procedure for Surrender of Warrants. Warrants may be surrendered to the Warrant Agent, together
with a written request for exchange or transfer, and thereupon the Warrant Agent shall issue in exchange therefor one or more new Warrants as requested by the Registered Holder of the Warrants so surrendered, representing an equal aggregate number
of Warrants; provided, however, that except as otherwise provided herein or in any Book-Entry Warrant Certificate or Definitive Warrant Certificate, each Book-Entry Warrant Certificate and Definitive Warrant Certificate may be
transferred only in whole and only to the Depositary, to another nominee of the Depositary, to a successor depository, or to a nominee of a successor depository; provided further, however, that in the event that a Warrant
surrendered for transfer bears a restrictive legend (as in the case of the Private Placement Warrants and the Working Capital Warrants), the Warrant Agent shall not cancel such Warrant and issue new Warrants in exchange thereof until the Warrant
Agent has received an opinion of counsel for the Company stating that such transfer may be made and indicating whether the new Warrants must also bear a restrictive legend. 

Section 5.3    Fractional Warrants. The Warrant Agent shall not be required to effect any registration of
transfer or exchange which shall result in the issuance of a warrant certificate or book-entry position for a fraction of a warrant, except as part of the Units. 

  
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 Section 5.4    Service Charges. No service charge shall be
made for any exchange or registration of transfer of Warrants. 
 Section 5.5    Warrant Execution and
Countersignature. The Warrant Agent is hereby authorized to countersign and to deliver, in accordance with the terms of this Agreement, the Warrants required to be issued pursuant to the provisions of this Section 5,
and the Company, whenever required by the Warrant Agent, shall supply the Warrant Agent with Warrants duly executed on behalf of the Company for such purpose. 

Section 5.6    Transfer of Warrants. Prior to the Detachment Date, the Public Warrants may be transferred or
exchanged only together with the Unit in which such Warrant is included, and only for the purpose of effecting, or in conjunction with, a transfer or exchange of such Unit. Furthermore, each transfer of a Unit on the register relating to such Units
shall operate also to transfer the Warrants included in such Unit. Notwithstanding the foregoing, the provisions of this Section 5.6 shall have no effect on any transfer of Warrants on and after the Detachment Date. 

ARTICLE 6 
 REDEMPTION

 Section 6.1    Redemption. Subject to Section 6.5 hereof, not less than all of the outstanding
Warrants may be redeemed, at the option of the Company, at any time while they are exercisable and prior to their expiration, at the office of the Warrant Agent, upon notice to the Registered Holders of the Warrants, as described in
Section 6.3 below, at a Redemption Price of $0.01 per Warrant, provided that the Reference Value (as defined in Section 6.3 below) equals or exceeds $18.00 per share provided that there is an
effective registration statement covering the shares of Common Stock issuable upon exercise of the Warrants, and a current prospectus relating thereto, available throughout the 30-day Redemption Period (as
defined in Section 6.3 below), or the Company has elected to require the exercise of the Warrants on a “cashless basis” pursuant to subsection 3.3.1; provided, however, that if and when the
Warrants become redeemable by the Company, the Company may not exercise such redemption right if the issuance of shares of Common Stock upon exercise of the Warrants is not exempt from registration or qualification under applicable state blue sky
laws or the Company is unable to effect such registration or qualification. 
 Section 6.2    Redemption of
Warrants for Shares of Common Stock. Subject to Section 6.5 hereof, not less than all of the outstanding Warrants may be redeemed, at the option of the Company, at any time during the Exercise Period, at the office of
the Warrant Agent, upon notice to the Registered Holders of the Warrants, as described in Section 6.3 below, at a Redemption Price of $0.10 per Warrant, provided that the Reference Value equals or exceeds $10.00 per share
(subject to adjustment in compliance with Section 4 hereof). During the 30-day Redemption Period, in connection with a redemption pursuant to this Section 6.2, Registered Holders of the Warrants may
elect to exercise their Warrants on a “cashless basis” pursuant to subsection 3.3.1 and receive a number of shares of Common Stock determined by reference to the table below, based on the Redemption Date (calculated for purposes of the
table as the period to expiration of the Warrants) and the Fair Market Value (a “Make-Whole Exercise”). 

  
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	 Redemption Date 
(period to expiration of
warrants)
	  	Redemption Fair Market Value of Class A Common Stock	 
	  	£$10.00	 	  	$11.00	 	  	$12.00	 	  	$13.00	 	  	$14.00	 	  	$15.00	 	  	$16.00	 	  	$17.00	 	  	3$18.00	 
	 60 months
	  	 	0.261	 	  	 	0.281	 	  	 	0.297	 	  	 	0.311	 	  	 	0.324	 	  	 	0.337	 	  	 	0.348	 	  	 	0.358	 	  	 	0.361	 
	 57 months
	  	 	0.257	 	  	 	0.277	 	  	 	0.294	 	  	 	0.310	 	  	 	0.324	 	  	 	0.337	 	  	 	0.348	 	  	 	0.358	 	  	 	0.361	 
	 54 months
	  	 	0.252	 	  	 	0.272	 	  	 	0.291	 	  	 	0.307	 	  	 	0.322	 	  	 	0.335	 	  	 	0.347	 	  	 	0.357	 	  	 	0.361	 
	 51 months
	  	 	0.246	 	  	 	0.268	 	  	 	0.287	 	  	 	0.304	 	  	 	0.320	 	  	 	0.333	 	  	 	0.346	 	  	 	0.357	 	  	 	0.361	 
	 48 months
	  	 	0.241	 	  	 	0.263	 	  	 	0.283	 	  	 	0.301	 	  	 	0.317	 	  	 	0.332	 	  	 	0.344	 	  	 	0.356	 	  	 	0.361	 
	 45 months
	  	 	0.235	 	  	 	0.258	 	  	 	0.279	 	  	 	0.298	 	  	 	0.315	 	  	 	0.330	 	  	 	0.343	 	  	 	0.356	 	  	 	0.361	 
	 42 months
	  	 	0.228	 	  	 	0.252	 	  	 	0.274	 	  	 	0.294	 	  	 	0.312	 	  	 	0.328	 	  	 	0.342	 	  	 	0.355	 	  	 	0.361	 
	 39 months
	  	 	0.221	 	  	 	0.246	 	  	 	0.269	 	  	 	0.290	 	  	 	0.309	 	  	 	0.325	 	  	 	0.340	 	  	 	0.354	 	  	 	0.361	 
	 36 months
	  	 	0.213	 	  	 	0.239	 	  	 	0.263	 	  	 	0.285	 	  	 	0.305	 	  	 	0.323	 	  	 	0.339	 	  	 	0.353	 	  	 	0.361	 
	 33 months
	  	 	0.205	 	  	 	0.232	 	  	 	0.257	 	  	 	0.280	 	  	 	0.301	 	  	 	0.320	 	  	 	0.337	 	  	 	0.352	 	  	 	0.361	 
	 30 months
	  	 	0.196	 	  	 	0.224	 	  	 	0.250	 	  	 	0.274	 	  	 	0.297	 	  	 	0.316	 	  	 	0.335	 	  	 	0.351	 	  	 	0.361	 
	 27 months
	  	 	0.185	 	  	 	0.214	 	  	 	0.242	 	  	 	0.268	 	  	 	0.291	 	  	 	0.313	 	  	 	0.332	 	  	 	0.350	 	  	 	0.361	 
	 24 months
	  	 	0.173	 	  	 	0.204	 	  	 	0.233	 	  	 	0.260	 	  	 	0.285	 	  	 	0.308	 	  	 	0.329	 	  	 	0.348	 	  	 	0.361	 
	 21 months
	  	 	0.161	 	  	 	0.193	 	  	 	0.223	 	  	 	0.252	 	  	 	0.279	 	  	 	0.304	 	  	 	0.326	 	  	 	0.347	 	  	 	0.361	 
	 18 months
	  	 	0.146	 	  	 	0.179	 	  	 	0.211	 	  	 	0.242	 	  	 	0.271	 	  	 	0.298	 	  	 	0.322	 	  	 	0.345	 	  	 	0.361	 
	 15 months
	  	 	0.130	 	  	 	0.164	 	  	 	0.197	 	  	 	0.230	 	  	 	0.262	 	  	 	0.291	 	  	 	0.317	 	  	 	0.342	 	  	 	0.361	 
	 12 months
	  	 	0.111	 	  	 	0.146	 	  	 	0.181	 	  	 	0.216	 	  	 	0.250	 	  	 	0.282	 	  	 	0.312	 	  	 	0.339	 	  	 	0.361	 
	 9 months
	  	 	0.090	 	  	 	0.125	 	  	 	0.162	 	  	 	0.199	 	  	 	0.237	 	  	 	0.272	 	  	 	0.305	 	  	 	0.336	 	  	 	0.361	 
	 6 months
	  	 	0.065	 	  	 	0.099	 	  	 	0.137	 	  	 	0.178	 	  	 	0.219	 	  	 	0.259	 	  	 	0.296	 	  	 	0.331	 	  	 	0.361	 
	 3 months
	  	 	0.034	 	  	 	0.065	 	  	 	0.104	 	  	 	0.150	 	  	 	0.197	 	  	 	0.243	 	  	 	0.286	 	  	 	0.326	 	  	 	0.361	 
	 0 months
	  	 	—  	 	  	 	—  	 	  	 	0.042	 	  	 	0.115	 	  	 	0.179	 	  	 	0.233	 	  	 	0.281	 	  	 	0.323	 	  	 	0.361	 

 The exact Fair Market Value and Redemption Date may not be set forth in the table above, in which case, if the
Redemption Fair Market Value is between two values in the table or the Redemption Date is between two redemption dates in the table, the number of shares of Common Stock to be issued for each Warrant exercised in a Make-Whole Exercise shall be
determined by a straight-line interpolation between the number of shares set forth for the higher and lower Fair Market Values and the earlier and later redemption dates, as applicable, based on a 365- or 366-day year, as applicable. 
 The share prices set forth in the column headings of the table above shall
be adjusted as of any date on which the number of shares issuable upon exercise of a Warrant or the Warrant Price is adjusted pursuant to Section 4 hereof. If the number of shares issuable upon exercise of a Warrant is
adjusted pursuant to Section 4 hereof, the adjusted share prices in the column headings shall equal the share prices immediately prior to such adjustment, multiplied by a fraction, the numerator of which is the number of
shares deliverable upon exercise of a Warrant immediately prior to such adjustment and the denominator of which is the number of shares deliverable upon exercise of a Warrant as so adjusted. The number of shares in the table above shall be adjusted
in the same manner and at the same time as the number of shares issuable upon exercise of a Warrant. If the Warrant Price of a Warrant is adjusted, (a) in the case of an adjustment pursuant to Section 4.4 hereof, the
adjusted share prices in the column headings shall equal the share prices immediately prior to such adjustment multiplied by a fraction, the numerator of which is the higher of the Market Value and the Newly Issued Price and the denominator of which
is $10.00 and (b) in the case of an adjustment pursuant to Section 4.1.2 hereof, the adjusted share prices in the column headings shall equal the share prices immediately prior to such adjustment less the decrease in
the Warrant Price pursuant to such Warrant Price adjustment. In no event shall the number of shares issued in connection with a Make-Whole Exercise exceed 0.361 shares of Common Stock per Warrant (subject to adjustment). 

  
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 Section 6.3    Date Fixed for, and Notice of, Redemption. In
the event that the Company elects to redeem all of the Warrants, the Company shall fix a date for the redemption (the “Redemption Date”). Notice of redemption shall be mailed by first class mail, postage prepaid, by the
Company not less than thirty (30) days prior to the Redemption Date (the “30-day Redemption Period”) to the Registered Holders of the Warrants to be redeemed at their last
addresses as they shall appear on the registration books. Any notice mailed in the manner herein provided shall be conclusively presumed to have been duly given whether or not the Registered Holder received such notice. As used in this Agreement,
(a) “Redemption Price” shall mean the price per Warrant at which any Warrants are redeemed pursuant to Sections 6.1 or 6.2, as applicable, and (b) “Reference Value” shall mean the last reported sales
price of the Common Stock for any twenty (20) trading days within the thirty (30) trading day period ending on the third trading day prior to the date on which notice of the redemption is given. 

Section 6.4    Exercise After Notice of Redemption. The Warrants may be exercised, for cash (or on a
“cashless basis” in accordance with subsection 3.3.1(b) or Section 6.2 of this Agreement) at any time after notice of redemption shall have been given by the Company pursuant to
Section 6.3 hereof and prior to the Redemption Date. In the event that the Company determines to require all holders of Warrants to exercise their Warrants on a “cashless basis” pursuant to subsection
3.3.1, the notice of redemption shall contain the information necessary to calculate the number of shares of Common Stock to be received upon exercise of the Warrants, including the Fair Market Value in such case. On and after the Redemption
Date, the record holder of the Warrants shall have no further rights except to receive, upon surrender of the Warrants, the Redemption Price. 

Section 6.5    Exclusion of Private Placement Warrants and Working Capital Warrants. The Company agrees that
the redemption rights provided in this Section 6 shall not apply to the Private Placement Warrants or the Working Capital Warrants if, at the time of the redemption, such Private Placement Warrants or Working Capital
Warrants continue to be held by the original purchasers or any Permitted Transferees, as applicable. However, once such Private Placement Warrants or Working Capital Warrants are transferred (other than to Permitted Transferees under
Section 2.6), the Company may redeem the Private Placement Warrants and the Working Capital Warrants, provided that the criteria for redemption are met, including the opportunity of the holder of such Private Placement
Warrants or the Working Capital Warrants to exercise the Private Placement Warrant and the Working Capital Warrants prior to redemption pursuant to Section 6.4. Private Placement Warrants and Working Capital Warrants that
are transferred to persons other than Permitted Transferees shall upon such transfer cease to be Private Placement Warrants or Working Capital Warrants and shall become Public Warrants under this Agreement. 

  
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 ARTICLE 7 

OTHER PROVISIONS RELATING TO RIGHTS OF HOLDERS OF WARRANTS 

Section 7.1    No Rights as Stockholder. A Warrant does not entitle the Registered Holder thereof to any of
the rights of a stockholder of the Company, including, without limitation, the right to receive dividends, or other distributions, exercise any preemptive rights to vote or to consent or to receive notice as stockholders in respect of the meetings
of stockholders or the election of directors of the Company or any other matter. 
 Section 7.2    Lost, Stolen,
Mutilated, or Destroyed Warrants. If any Warrant is lost, stolen, mutilated, or destroyed, the Company and the Warrant Agent may on such terms as to indemnity or otherwise as they may in their discretion impose (which shall, in the case of a
mutilated Warrant, include the surrender thereof), issue a new Warrant of like denomination, tenor, and date as the Warrant so lost, stolen, mutilated, or destroyed. Any such new Warrant shall constitute a substitute contractual obligation of the
Company, whether or not the allegedly lost, stolen, mutilated, or destroyed Warrant shall be at any time enforceable by anyone. 

Section 7.3    Reservation of Common Stock. The Company shall at all times reserve and keep available a number
of its authorized but unissued shares of Common Stock that shall be sufficient to permit the exercise in full of all outstanding Warrants issued pursuant to this Agreement. 

Section 7.4    Registration of Common Stock; Cashless Exercise at Company’s Option. 

7.4.1    Registration of the Common Stock. The Company agrees that as soon as practicable, but in no event later
than fifteen (15) Business Days after the closing of its initial Business Combination, it shall use its best efforts to file with the Commission a registration statement for the registration, under the Securities Act, of the shares of Common
Stock issuable upon exercise of the Warrants. The Company shall use its best efforts to cause the same to become effective and to maintain the effectiveness of such registration statement, and a current prospectus relating thereto, until the
expiration of the Warrants in accordance with the provisions of this Agreement. If any such registration statement has not been declared effective by the 60th Business Day following the closing of the Business Combination, holders of the Warrants
shall have the right, during the period beginning on the 61st Business Day after the closing of the Business Combination and ending upon such registration statement being declared effective by the Commission, and during any other period when the
Company shall fail to have maintained an effective registration statement covering the shares of Common Stock issuable upon exercise of the Warrants, to exercise such Warrants on a “cashless basis,” by exchanging the Warrants (in
accordance with Section 3(a)(9) of the Securities Act (or any successor rule) or another exemption) for that number of shares of Common Stock equal to the quotient obtained by dividing (x) the product of the number of shares of Common
Stock underlying the Warrants, multiplied by the difference between the Warrant Price and the “Fair Market Value” (as defined below) by (y) the Fair Market Value. Solely for purposes of this subsection 7.4.1, “Fair Market
Value” shall mean the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the date that notice of exercise is received by the

  
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Warrant Agent from the holder of such Warrants or its securities broker or intermediary. The date that notice of cashless exercise is received by the Warrant Agent shall be conclusively
determined by the Warrant Agent. In connection with the “cashless exercise” of a Public Warrant, the Company shall, upon request, provide the Warrant Agent with an opinion of counsel for the Company (which shall be an outside law firm with
securities law experience) stating that (i) the exercise of the Warrants on a cashless basis in accordance with this subsection 7.4.1 is not required to be registered under the Securities Act and (ii) the shares of Common Stock
issued upon such exercise shall be freely tradable under United States federal securities laws by anyone who is not an affiliate (as such term is defined in Rule 144 under the Securities Act (or any successor statute)) of the Company and,
accordingly, shall not be required to bear a restrictive legend. Except as provided in subsection 7.4.2, for the avoidance of any doubt, unless and until all of the Warrants have been exercised or have expired, the Company shall continue to
be obligated to comply with its registration obligations under the first three sentences of this subsection 7.4.1. 

7.4.2    Cashless Exercise at Company’s Option. If the Common Stock is at the time of any exercise of a
Warrant not listed on a national securities exchange such that it satisfies the definition of a “covered security” under Section 18(b)(1) of the Securities Act (or any successor statute), the Company may, at its option,
(i) require holders of Public Warrants who exercise Public Warrants to exercise such Public Warrants on a “cashless basis” in accordance with Section 3(a)(9) of the Securities Act (or any successor statute) as described in
subsection 7.4.1 and (ii) in the event the Company so elects, the Company shall not be required to file or maintain in effect a registration statement for the registration, under the Securities Act, of the Common Stock issuable upon
exercise of the Warrants, notwithstanding anything in this Agreement to the contrary. If the Company does not elect at the time of exercise to require a holder of Public Warrants who exercises Public Warrants to exercise such Public Warrants on a
“cashless basis,” it agrees to use its best efforts to register or qualify for sale the Common Stock issuable upon exercise of the Public Warrant under the blue sky laws of the state of residence of the exercising Public Warrant holder to
the extent an exemption is not available. 
 ARTICLE 8 

CONCERNING THE WARRANT AGENT AND OTHER MATTERS 

Section 8.1    Payment of Taxes. The Company shall from time to time promptly pay all taxes and charges that
may be imposed upon the Company or the Warrant Agent in respect of the issuance or delivery of shares of Common Stock upon the exercise of the Warrants, but the Company shall not be obligated to pay any transfer taxes in respect of the Warrants or
such shares of Common Stock. 
 Section 8.2    Resignation, Consolidation, or Merger of Warrant Agent. 

8.2.1    Appointment of Successor Warrant Agent. The Warrant Agent, or any successor to it hereafter appointed, may
resign its duties and be discharged from all further duties and liabilities hereunder after giving sixty (60) days’ notice in writing to the Company. If the office of the Warrant Agent becomes vacant by resignation or incapacity to act or
otherwise, the Company shall appoint in writing a successor Warrant Agent in place of the Warrant Agent. If the Company shall fail to make such appointment within a period of thirty (30) days after it has been

  
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notified in writing of such resignation or incapacity by the Warrant Agent or by the holder of a Warrant (who shall, with such notice, submit his Warrant for inspection by the Company), then the
holder of any Warrant may apply to the Supreme Court of the State of New York for the County of New York for the appointment of a successor Warrant Agent at the Company’s cost. Any successor Warrant Agent, whether appointed by the Company or by
such court, shall be a corporation organized and existing under the laws of the State of New York, in good standing and having its principal office in the Borough of Manhattan, City and State of New York, and authorized under such laws to exercise
corporate trust powers and subject to supervision or examination by federal or state authority. After appointment, any successor Warrant Agent shall be vested with all the authority, powers, rights, immunities, duties, and obligations of its
predecessor Warrant Agent with like effect as if originally named as Warrant Agent hereunder, without any further act or deed; but if for any reason it becomes necessary or appropriate, the predecessor Warrant Agent shall execute and deliver, at the
expense of the Company, an instrument transferring to such successor Warrant Agent all the authority, powers, and rights of such predecessor Warrant Agent hereunder; and upon request of any successor Warrant Agent the Company shall make, execute,
acknowledge, and deliver any and all instruments in writing for more fully and effectually vesting in and confirming to such successor Warrant Agent all such authority, powers, rights, immunities, duties, and obligations. 

8.2.2    Notice of Successor Warrant Agent. In the event a successor Warrant Agent shall be appointed, the Company
shall give notice thereof to the predecessor Warrant Agent and the Transfer Agent for the Common Stock not later than the effective date of any such appointment. 

8.2.3    Merger or Consolidation of Warrant Agent. Any corporation into which the Warrant Agent may be merged or
with which it may be consolidated or any corporation resulting from any merger or consolidation to which the Warrant Agent shall be a party shall be the successor Warrant Agent under this Agreement without any further act. 

Section 8.3    Fees and Expenses of Warrant Agent. 

8.3.1    Remuneration. The Company agrees to pay the Warrant Agent reasonable remuneration for its services as such
Warrant Agent hereunder and shall, pursuant to its obligations under this Agreement, reimburse the Warrant Agent upon demand for all expenditures that the Warrant Agent may reasonably incur in the execution of its duties hereunder. 

8.3.2    Further Assurances. The Company agrees to perform, execute, acknowledge, and deliver or cause to be
performed, executed, acknowledged, and delivered all such further and other acts, instruments, and assurances as may reasonably be required by the Warrant Agent for the carrying out or performing of the provisions of this Agreement. 

Section 8.4    Liability of Warrant Agent. 

8.4.1    Reliance on Company Statement. Whenever in the performance of its duties under this Agreement, the Warrant
Agent shall deem it necessary or desirable that any fact or matter be proved or established by the Company prior to taking or suffering any action hereunder, such fact or matter (unless other evidence in respect thereof be herein specifically
prescribed) may be deemed to be conclusively proved and established by a statement signed by 

  
 -19- 

 
any Co-Chief Executive Officer, the Chief Financial Officer, President, Executive Vice President, Vice President, Secretary or Chairman of the Board of the
Company and delivered to the Warrant Agent. The Warrant Agent may rely upon such statement for any action taken or suffered in good faith by it pursuant to the provisions of this Agreement. 

8.4.2    Indemnity. The Warrant Agent shall be liable hereunder only for its own gross negligence, willful
misconduct or bad faith. The Company agrees to indemnify the Warrant Agent and save it harmless against any and all liabilities, including judgments, costs and reasonable counsel fees, for anything done or omitted by the Warrant Agent in the
execution of this Agreement, except as a result of the Warrant Agent’s gross negligence, willful misconduct or bad faith. 

8.4.3    Exclusions. The Warrant Agent shall have no responsibility with respect to the validity of this Agreement
or with respect to the validity or execution of any Warrant (except its countersignature thereof). The Warrant Agent shall not be responsible for any breach by the Company of any covenant or condition contained in this Agreement or in any Warrant.
The Warrant Agent shall not be responsible to make any adjustments required under the provisions of Section 4 hereof or responsible for the manner, method, or amount of any such adjustment or the ascertaining of the
existence of facts that would require any such adjustment; nor shall it by any act hereunder be deemed to make any representation or warranty as to the authorization or reservation of any shares of Common Stock to be issued pursuant to this
Agreement or any Warrant or as to whether any shares of Common Stock shall, when issued, be valid and fully paid and non-assessable. 

Section 8.5    Acceptance of Agency. The Warrant Agent hereby accepts the agency established by this Agreement
and agrees to perform the same upon the terms and conditions herein set forth and among other things, shall account promptly to the Company with respect to Warrants exercised and concurrently account for, and pay to the Company, all monies received
by the Warrant Agent for the purchase of shares of Common Stock through the exercise of the Warrants. 

Section 8.6    Waiver. The Warrant Agent has no right of set-off or
any other right, title, interest or claim of any kind (“Claim”) in, or to any distribution of, the Trust Account (as defined in that certain Investment Management Trust Agreement, dated as of the date hereof, by and between
the Company and the Warrant Agent as trustee thereunder) and hereby agrees not to seek recourse, reimbursement, payment or satisfaction for any Claim against the Trust Account for any reason whatsoever. The Warrant Agent hereby waives any and all
Claims against the Trust Account and any and all rights to seek access to the Trust Account. 
 ARTICLE 9 

MISCELLANEOUS PROVISIONS 

Section 9.1    Successors. All the covenants and provisions of this Agreement by or for the benefit of the
Company or the Warrant Agent shall bind and inure to the benefit of their respective successors and assigns. 

  
 -20- 

 Section 9.2    Notices. Any notice, statement or demand
authorized by this Agreement to be given or made by the Warrant Agent or by the holder of any Warrant to or on the Company shall be sufficiently given when so delivered if by hand or overnight delivery or if sent by certified mail or private courier
service within five (5) days after deposit of such notice, postage prepaid, addressed (until another address is filed in writing by the Company with the Warrant Agent), as follows: 

Roman DBDR Tech Acquisition Corp. II 

2877 Paradise Road, Unit 702 
 Las
Vegas, NV 89109 
 Attention: Dr. Donald G. Basile and Dixon Doll, Jr. 

Any notice, statement or demand authorized by this Agreement to be given or made by the holder of any Warrant or by the Company to or on the Warrant Agent
shall be sufficiently given when so delivered if by hand or overnight delivery or if sent by certified mail or private courier service within five (5) days after deposit of such notice, postage prepaid, addressed (until another address is filed
in writing by the Warrant Agent with the Company), as follows: 
 Continental Stock Transfer & Trust Company 

1 State Street, 30th Floor 
 New
York, NY 10004 
 Attention: Compliance Department 

Section 9.3    Applicable Law. The validity, interpretation, and performance of this Agreement and of the
Warrants shall be governed in all respects by the laws of the State of New York, without giving effect to conflicts of law principles that would result in the application of the substantive laws of another jurisdiction. The Company hereby agrees
that any action, proceeding or claim against it arising out of or relating in any way to this Agreement shall be brought and enforced in the courts of the State of New York or the United States District Court for the Southern District of New York,
and irrevocably submits to such jurisdiction, which jurisdiction shall be the exclusive forum for such action, proceeding or claim. The Company hereby waives any objection to such exclusive jurisdiction and that such courts represent an inconvenient
forum. Notwithstanding the foregoing, the provisions of this paragraph will not apply to suits brought to enforce any liability or duty created by the Exchange Act or any other claim for which the federal district courts of the United States of
America are the sole and exclusive forum. 
 Any person or entity purchasing or otherwise acquiring any interest in the Warrants shall be
deemed to have notice of and to have consented to the forum provisions in this Section 9.3. If any action, the subject matter of which is within the scope the forum provisions above, is filed in a court other than a court located within the
State of New York or the United States District Court for the Southern District of New York (a “foreign action”) in the name of any warrant holder, such warrant holder shall be deemed to have consented to: (x) the personal
jurisdiction of the state and federal courts located within the State of New York or the United States District Court for the Southern District of New York in connection with any action brought in any such court to enforce the forum provisions (an
“enforcement action”), and (y) having service of process made upon such warrant holder in any such enforcement action by service upon such warrant holder’s counsel in the foreign action as agent for such warrant holder. 

  
 -21- 

 Section 9.4    Persons Having Rights under this Agreement.
Nothing in this Agreement shall be construed to confer upon, or give to, any person or corporation other than the parties hereto and the Registered Holders of the Warrants and, for purposes of Sections 7.4, 9.4 and 9.8, the
Representatives, any right, remedy, or claim under or by reason of this Agreement or of any covenant, condition, stipulation, promise, or agreement hereof. All covenants, conditions, stipulations, promises, and agreements contained in this Agreement
shall be for the sole and exclusive benefit of the parties hereto and, for purposes of Sections 7.4, 9.4 and 9.8, the Representatives, and their successors and assigns and of the Registered Holders of the Warrants. 

Section 9.5    Examination of the Warrant Agreement. A copy of this Agreement shall be available at all
reasonable times at the office of the Warrant Agent in the Borough of Manhattan, City and State of New York, for inspection by the Registered Holder of any Warrant. The Warrant Agent may require any such holder to submit such holder’s Warrant
for inspection by the Warrant Agent. 
 Section 9.6    Counterparts. This Agreement may be executed in any
number of original or facsimile counterparts and each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. 

Section 9.7    Effect of Headings. The section headings herein are for convenience only and are not part of
this Agreement and shall not affect the interpretation thereof. 
 Section 9.8    Amendments. This Agreement
may be amended by the parties hereto without the consent of any Registered Holder (i) for the purpose of curing any ambiguity, or correcting any mistake, including to conform the provisions of this Agreement to the description of the terms of
the Warrants and this Agreement in the Registration Statement or curing, correcting or supplementing any defective provision contained herein or adding or changing any other provisions with respect to matters or questions arising under this
Agreement as the parties may deem necessary or desirable and that the parties deem shall not adversely affect the interest of the Registered Holders, and (ii) to provide for the delivery of Alternative Issuance pursuant to
Section 4.4. All other modifications or amendments, including any amendment to increase the Warrant Price or shorten the Exercise Period, shall require the vote or written consent of the Registered Holders of a majority of
the then outstanding Public Warrants. Any amendment solely to the Private Placement Warrants or the Working Capital Warrants shall require the vote or written consent of a majority of the holders of the then outstanding Private Placement Warrants or
the Working Capital Warrants, as applicable. Notwithstanding the foregoing, the Company may lower the Warrant Price or extend the duration of the Exercise Period pursuant to Sections 3.1 and 3.2, respectively, without the consent of
the Registered Holders. 
 Section 9.9    Severability. This Agreement shall be deemed severable, and the
invalidity or unenforceability of any term or provision hereof shall not affect the validity or enforceability of this Agreement or of any other term or provision hereof. Furthermore, in lieu of any such invalid or unenforceable term or provision,
the parties hereto intend that there shall be added as a part of this Agreement a provision as similar in terms to such invalid or unenforceable provision as may be possible and be valid and enforceable. 

[Signature Page Follows] 

  
 -22- 

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of
the date first above written. 
  

			
	ROMAN DBDR TECH ACQUISITION CORP. II
		
	By:	 	  

		 	Name: Dr. Donald G. Basile
		 	Title:   Chairman and Co-Chief Executive Officer
	
	 CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent

		
	By:	 	  

		 	Name:
		 	Title:

 EXHIBIT A 

[Form of Warrant Certificate] 

[FACE] 
 Number 

Warrants 
 THIS WARRANT
SHALL BE VOID IF NOT EXERCISED PRIOR TO 
 THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR 

IN THE WARRANT AGREEMENT DESCRIBED BELOW 

ROMAN DBDR TECH ACQUISITION CORP. III 

Incorporated Under the Laws of the State of Delaware 

CUSIP [●] 
 Warrant
Certificate 
 This Warrant Certificate certifies that
_________________, or registered assigns, is the registered holder of warrant(s) evidenced hereby (the “Warrants” and each, a “Warrant”) to purchase shares of Class A common stock, $0.0001 par
value per share (“Common Stock”), of Roman DBDR Tech Acquisition Corp. III, a Delaware corporation (the “Company”). Each Warrant entitles the holder, upon exercise during the period set forth in the
Warrant Agreement referred to below, to receive from the Company that number of fully paid and non-assessable shares of Common Stock as set forth below, at the exercise price (the “Exercise
Price”) as determined pursuant to the Warrant Agreement, payable in lawful money (or through “cashless exercise” as provided for in the Warrant Agreement) of the United States of America upon surrender of this
Warrant Certificate and payment of the Exercise Price at the office or agency of the Warrant Agent referred to below, subject to the conditions set forth herein and in the Warrant Agreement. Defined terms used in this Warrant Certificate but not
defined herein shall have the meanings given to them in the Warrant Agreement. 
 Each whole Warrant is initially exercisable for one fully
paid and non-assessable share of Common Stock. No fractional shares will be issued upon exercise of any Warrant. If, upon the exercise of Warrants, a holder would be entitled to receive a fractional interest
in a share of Common Stock, the Company will, upon exercise, round down to the nearest whole number the number of shares of Common Stock to be issued to the Warrant holder. The number of shares of Common Stock issuable upon exercise of the Warrants
is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 

  
 A-1 

 The initial Exercise Price per share of Common Stock for any Warrant is equal to $11.50 per
whole share. The Exercise Price is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 

Subject to the conditions set forth in the Warrant Agreement, the Warrants may be exercised only during the Exercise Period and to the extent
not exercised by the end of such Exercise Period, such Warrants shall become void. 
 Reference is hereby made to the further provisions of
this Warrant Certificate set forth on the reverse hereof and such further provisions shall for all purposes have the same effect as though fully set forth at this place. 

This Warrant Certificate shall not be valid unless countersigned by the Warrant Agent, as such term is used in the Warrant Agreement. 

This Warrant Certificate shall be governed by and construed in accordance with the internal laws of the State of New York, without regard to
conflicts of laws principles thereof. 
  

			
	ROMAN DBDR TECH ACQUISITION CORP. III

 
			
		
	By:	 	  

		 	Name:
		 	Title:

 
			
	
	 CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant
Agent

 
			
		
	By:	 	  

		 	Name:
		 	Title:

  
 A-2 

 [Form of Warrant Certificate] 

[Reverse] 
 The Warrants
evidenced by this Warrant Certificate are part of a duly authorized issue of Warrants entitling the holder on exercise to receive shares of Common Stock and are issued or to be issued pursuant to a Warrant Agreement dated as of _____, 2021 (the
“Warrant Agreement”), duly executed and delivered by the Company to Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”), which Warrant
Agreement is hereby incorporated by reference in and made a part of this instrument and is hereby referred to for a description of the rights, limitation of rights, obligations, duties and immunities thereunder of the Warrant Agent, the Company and
the holders (the words “holders” or “holder” meaning the Registered Holders or Registered Holder, respectively) of the Warrants. A copy of the Warrant Agreement may be obtained by the holder hereof
upon written request to the Company. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given to them in the Warrant Agreement. 

Warrants may be exercised at any time during the Exercise Period set forth in the Warrant Agreement. The holder of Warrants evidenced by this
Warrant Certificate may exercise them by surrendering this Warrant Certificate, with the form of election to purchase set forth hereon properly completed and executed, together with payment of the Exercise Price as specified in the Warrant Agreement
(or through “cashless exercise” as provided for in the Warrant Agreement) at the principal corporate trust office of the Warrant Agent. In the event that upon any exercise of Warrants evidenced hereby the number of Warrants exercised shall
be less than the total number of Warrants evidenced hereby, there shall be issued to the holder hereof or his, her or its assignee, a new Warrant Certificate evidencing the number of Warrants not exercised. 

Notwithstanding anything else in this Warrant Certificate or the Warrant Agreement, no Warrant may be exercised unless at the time of exercise
(i) a registration statement covering the shares of Common Stock to be issued upon exercise is effective under the Securities Act and (ii) a prospectus thereunder relating to the shares of Common Stock is current, except through
“cashless exercise” as provided for in the Warrant Agreement. 
 The Warrant Agreement provides that upon the occurrence of
certain events the number of shares of Common Stock issuable upon exercise of the Warrants set forth on the face hereof may, subject to certain conditions, be adjusted. If, upon exercise of a Warrant, the holder thereof would be entitled to receive
a fractional interest in a share of Common Stock, the Company shall, upon exercise, round down to the nearest whole number of shares of Common Stock to be issued to the holder of the Warrant. 

Warrant Certificates, when surrendered at the principal corporate trust office of the Warrant Agent by the Registered Holder thereof in person
or by legal representative or attorney duly authorized in writing, may be exchanged, in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or
Warrant Certificates of like tenor evidencing in the aggregate a like number of Warrants. 

  
 A-3 

 Upon due presentation for registration of transfer of this Warrant Certificate at the office
of the Warrant Agent a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate, subject to the limitations
provided in the Warrant Agreement, without charge except for any tax or other governmental charge imposed in connection therewith. 
 The
Company and the Warrant Agent may deem and treat the Registered Holder(s) hereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing hereon made by anyone), for the purpose of any exercise
hereof, of any distribution to the holder(s) hereof, and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary. Neither the Warrants nor this Warrant Certificate entitles any holder
hereof to any rights of a stockholder of the Company. 

  
 A-4 

 Election to Purchase 

(To Be Executed Upon Exercise of Warrant) 

The undersigned hereby irrevocably elects to exercise the right, represented by this Warrant Certificate, to receive ____ shares of Common
Stock and herewith tenders payment for such shares of Common Stock to the order of Roman DBDR Tech Acquisition Corp. III (the “Company”) in the amount of $__________ in accordance with the terms hereof. The
undersigned requests that a certificate for such shares of Common Stock be registered in the name of ________________, whose address is ________________________ and that such shares of Common Stock be delivered to ________________________ whose
address is ________________________. If said number of shares of Common Stock is less than all of the shares of Common Stock purchasable hereunder, the undersigned requests that a new Warrant Certificate representing the remaining balance of such
shares of Common Stock be registered in the name of ________________________, whose address is ________________________ and that such Warrant Certificate be delivered to ________________________, whose address is ________________________. 

In the event that the Warrant has been called for redemption by the Company pursuant to Section 6 of the Warrant
Agreement and the Company has required cashless exercise pursuant to Section 6.3 of the Warrant Agreement, the number of shares of Common Stock that this Warrant is exercisable for shall be determined in accordance with
subsection 3.3.1(b) and Section 6.3 of the Warrant Agreement. 
 In the event that the Warrant is a Private
Placement Warrant or a Working Capital Warrant that is to be exercised on a “cashless” basis pursuant to subsection 3.3.1(c) of the Warrant Agreement, the number of shares of Common Stock that this Warrant is exercisable for shall
be determined in accordance with subsection 3.3.1(c) of the Warrant Agreement. 
 In the event that the Warrant is to be exercised on
a “cashless” basis pursuant to Section 7.4 of the Warrant Agreement, the number of shares of Common Stock that this Warrant is exercisable for shall be determined in accordance with
Section 7.4 of the Warrant Agreement. 
 In the event that the Warrant may be exercised, to the extent allowed by
the Warrant Agreement, through cashless exercise (i) the number of shares of Common Stock that this Warrant is exercisable for would be determined in accordance with the relevant section of the Warrant Agreement which allows for such cashless
exercise and (ii) the holder hereof shall complete the following: The undersigned hereby irrevocably elects to exercise the right, represented by this Warrant Certificate, through the cashless exercise provisions of the Warrant Agreement, to
receive shares of Common Stock. If said number of shares of Common Stock is less than all of the shares of Common Stock purchasable hereunder (after giving effect to the cashless exercise), the undersigned requests that a new Warrant Certificate
representing the remaining balance of such shares of Common Stock be registered in the name of ________________________, whose address is ________________________ and that such Warrant Certificate be delivered to ________________________, whose
address is ________________________. 
 [Signature Page Follows] 

  
 A-5 

 Date: ____________, 20 

 

	
	  

	(Signature)
	
	  

	
	  

	
	  

	(Address)
	
	  

	(Tax Identification Number)

  

	
	Signature Guaranteed:
	
	  

 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS
AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULE)). 

  
 A-6 

 EXHIBIT B 

LEGEND 
 “THE SECURITIES REPRESENTED
BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS, AND MAY NOT BE OFFERED, SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT OF 1933, AS
AMENDED, AND ANY APPLICABLE STATE SECURITIES LAWS OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE. IN ADDITION, SUBJECT TO ANY ADDITIONAL LIMITATIONS ON TRANSFER DESCRIBED IN THE LETTER AGREEMENT BY AND AMONG ROMAN DBDR TECH ACQUISITION CORP. III
(THE “COMPANY”), ROMAN DBDR TECH SPONSOR III LLC AND THE OTHER PARTIES THERETO, THE SECURITIES REPRESENTED BY THIS CERTIFICATE MAY NOT BE SOLD OR TRANSFERRED PRIOR TO THE DATE THAT IS THIRTY (30) DAYS AFTER THE DATE UPON WHICH THE
COMPANY COMPLETES ITS INITIAL BUSINESS COMBINATION (AS DEFINED IN SECTION 3 OF THE WARRANT AGREEMENT REFERRED TO HEREIN) EXCEPT TO A PERMITTED TRANSFEREE (AS DEFINED IN SECTION 2 OF THE WARRANT AGREEMENT) WHO AGREES IN WRITING WITH THE COMPANY TO BE
SUBJECT TO SUCH TRANSFER PROVISIONS. 
 SECURITIES EVIDENCED BY THIS CERTIFICATE AND SHARES OF CLASS A COMMON STOCK OF THE COMPANY ISSUED UPON EXERCISE OF
SUCH SECURITIES SHALL BE ENTITLED TO REGISTRATION RIGHTS UNDER A REGISTRATION RIGHTS AGREEMENT TO BE EXECUTED BY THE COMPANY.” 

  
 B-1Exhibit 10.1

 

SERVICES AGREEMENT

 

This Services Agreement
(this “Agreement”) is entered into this __ day of December 2021 (the “Effective Date”) by and between
AL DALI INTERNATIONAL CO., a company organized under the laws of Kuwait (“DIC”), and VIVAKOR, INC. a company organized
under the laws of the USA, and its subsidiary, Vivaventures Energy Group, Inc., a company organized under the laws of the USA (“VIVAKOR”).
DIC and VIVAKOR are each referred to as a “Party” and collectively as the “Parties.”

 

RECITALS

 

WHEREAS,
the Government of Kuwait and United Nation, acting through the Kuwait Oil Company (“KOC”) has awarded to ENSHAAT AL
SAYER (through the Joint Venture (“JV”) with WATER & SOIL REMEDIATION) to
remediate contaminated soil under the Kuwait Remediation Program (“KERP”) pursuant to RFP – 2061027 – South
Kuwait Excavation, Transportation and Remediation Project (“KOC Remediation Contract”); 

 

WHEREAS,
ENSHAAT AL SAYER desires to engage DIC/VIVAKOR to perform contaminated soil treatment for the KOC Remediation Contract using VIVAKOR’s
patented technology for extracting hydrocarbons, as used in VIVAKOR’s REMEDIATION PROCESSING CENTER (“RPC”) plants.

 

WHEREAS,
DIC and VIVAKOR desire to work together in performing remediation treatment services as subcontractors to ENSHAAT AL SAYER for the KOC
Remediation Contract.

 

WHEREAS,
VIVAKOR agrees to provide the needed RPC plants and technical supervision to perform the treatment services under ENSHAAT AL SAYER for
the KOC Remediation Contract.

 

WHEREAS, DIC
agrees to provide all other necessary resources (including infrastructure and operational financing) to operate the RPC plants under the
technical directions of VIVAKOR to perform the treatment services under ENSHAAT AL SAYER for the KOC Remediation Contract.

 

WHEREAS, the Parties
agree that this contract is subject to the signing of a subcontractor agreement between DIC and ENSHAAT AL SAYER to perform remediation
services for the KOC Remediation Contract, which means this contract will only become enforceable the next day after DIC signs a subcontractor
agreement for soil remediation services with ENSHAAT AL SAYER for the KOC Remediation Contract otherwise this contract will be automatically
terminated.

WHEREAS, the Parties
agree that the execution of subcontractor services for the KOC Remediation Contract will be under the name of ENSHAAT AL SAYER and DIC
and VIVAKOR are only engaged as subcontractors of ENSHAAT AL SAYER.

 

NOW, THEREFORE,
for good and valuable consideration, the receipt and sufficiency of which is hereby irrevocably acknowledged, the Parties agree
as follows:

 

 

 

    	 	1	 

     

    

 

 

		1)	THE PURPOSE OF THE CONTRACT.

 

		a)	VIVAKOR Obligations. VIVAKOR hereby agrees to supply one pilot RPC
plant (which is already located in Kuwait), one 40 tons per hour RPC plant, and one technical expert to oversee the hydrocarbons contaminated
soil treatment service operations pertaining to this contract. VIVAKOR shall provide Spare Parts as needed. “Spare Parts”
means equipment or machinery parts maintained by VIVAKOR for the emergency repairs or replacement of the RPC plant equipment or machinery.
“Spare Parts” does not include any equipment or machinery parts needed for the initial set up, infrastructure, or mobilization
of the RPC plant at any time. DIC acknowledges that all equipment and know-how provided by VIVAKOR shall remain the sole property of VIVAKOR.
DIC shall be responsible for operating the following equipment on-site (under the supervision of VIVAKOR):

 

		i)	Within two (2) months from VIVAKOR’s receipt of the proceeds from and successful
completion of any necessary infrastructure by DIC for the remediation subcontractor service operations, the pilot RPC (without flashing
and vapor recovery unit) capable of processing a minimum of 1 metric ton of soil per hour, shall be made available for deployment in Kuwait.
DIC acknowledges that to the extent VIVAKOR is required to retrofit the pilot RPC plant for subcontractor service for the KOC Remediation
Contract, such retrofitting work may delay deployment of the pilot RPC plant by an additional two (2) calendar months. Any delays to the
deployment of the pilot RPC plant or its services as a result of VIVAKOR’s need to retrofit the pilot RPC plant shall not be considered
a breach of contract or delay by VIVAKOR.

 

		ii)	This pilot RPC plant shall reduce the TPH concentration in the soil from a maximum
of 20% to less than 1%The pilot period shall include the total processing of 100 cubic meters of soil.

 

		iii)	Within twelve (12) months from VIVAKOR’s receipt of the proceeds, 1RPC plant
(with flashing and vapor recovery unit) capable of processing a minimum of 40 metric tons of soil per hour, shall be deployed and installed
in Kuwait for subcontractor services for the KOC Remediation Contract. This RPC plant shall:

 

		a.	Reduce the TPH concentration in the soil from a maximum of 20% to less than 1%.
		b.	Recover solvents used during the treatment depending on the requirement of the
end product.
		c.	Recover oil with API gravity of less than 9.

 

		iv)	VIVAKOR’s technical expert supervising the RPC plants must be on site at
all times when any plant is under operation. The VIVAKOR technical expert shall instruct and supervise DIC’s team in operating and
maintaining the RPC plant.

 

		v)	Supply the main spare parts for the maintenance (at VIVAKOR cost)

 

		vi)	Gives all technical/documents support to ENSHAAT/DIC during the mobilization phase
(HAZID/HAZODP, IEA, HSE studies, Method of Statement). VIVAKOR shall send an expert to attend the workshops when required by KOC.

 

		vii)	VIVAKOR shall dismantle the RPC plant at the end of the project at VIVAKOR’s
cost.

 

		viii)	VIVAKOR shall cooperate and provide DIC with documentation needed for DIC to seek
and obtain all necessary licenses, permits, approvals, certificates, and any other permission as may be required by KOC or any other regulatory
body governing the activities of DIC and VIVAKOR as encompassed by this Agreement at DIC’s sole cost.

		ix)	At its sole cost and expense, provide housing and transportation for VIVAKOR’s
own employees.

 

 

    	 	2	 

     

    

 

DIC acknowledges that all equipment and intellectual
property rights, including copyrights, patents, patent disclosures and inventions (whether patentable or not), trademarks, service marks,
trade secrets, know-how and other confidential information, trade dress, trade names, logos, corporate names and domain names, together
with all of the goodwill associated therewith, derivative works and all other rights (collectively, “Intellectual Property
Rights”) in and to all documents, work product and other materials that are delivered by VIVAKOR under this Agreement or
prepared by or on behalf of the VIVAKOR in the course of performing its obligations hereunder (collectively, the “Deliverables”)
except for any Confidential Information of DIC or DIC’s materials shall be owned by VIVAKOR and remain the property of VIVAKOR following
the termination of this Agreement. For the avoidance of doubt, VIVAKOR shall own all equipment, machinery, parts, and materials used to
set up, or be a part of the RPC plant, irrespective of whether such equipment, machinery, parts, or materials were purchased by or from
VIVAKOR’s independent funds.

 

The above stated does not limit the
use of additional equipment necessary for the carrying out of the remediation projects.

 

		b)	DIC Obligations. DIC shall provide the following equipment and services
at its sole cost unless otherwise specified:

 

		i)	A secure location sufficient to install and operate VIVAKOR’s RPC plants,
and it will establish a pre-processing stockpile and a processed material stockpile.

 

		ii)	Shall provide to ENSHAAT AL SAYER the requested performance bond covering the soil
treatment using VIVAKOR’s RPC plants.

 

		iii)	Construction of reinforced concrete slabs for the RPC plant installation, as per
VIVAKOR specifications.

 

		iv)	Shall assist in the customs clearance of the RPC at Kuwait Port (VIVAKOR shall
provide the required documents). VIVAKOR shall pay for all costs related to customs clearance of the RPC Plants (THERE IS A CUSTOM CLEARENCE
DEPOSIT FOR TEMPORARY IMPORT, WHICH THE OWNER OF THE PLANT WILL RECOVER WHEN THE PLANT WILL LEAVES KUWAIT).

 

		v)	Shall provide support (at VIVAKOR’s cost) all needed resources (manpower,
heavy equipment) for the proper RPC plant installation, following the VIVAKOR’s technical expert instructions.

 

		vi)	Shall provide (at DIC’s cost) all needed resources (manpower, solvent, water,
heavy equipment, generator, power, site office) for the proper RPC operations and maintenance (except the spare parts) following the VIVAKOR’s
technical expert instructions. Notwithstanding any other provisions within this Agreement, all site and operational infrastructure expenses
outside of Section 1(a), shall be, and will be, DIC’s sole cost and expense throughout the Term of this Agreement. To the extent
there is a conflict between this provision and any other provision in this Agreement, this provision shall control, and such other provision
shall have no force or effect with regards to costs and expenses. These costs may include, but are not limited to, initial site infrastructure
construction, site setup, ongoing maintenance of the site, costs associated with the site during operations, site fees, permits, or lease
payments for the RPC plants to remain on site, and any supporting equipment for the operations that is not a part of the RPC plant (i.e
excavators and personnel to operate the excavators, security measures, and fences/lighting, any site restoration costs if the RPC plants
are uninstalled and moved for any reason).

 

		vii)	All required valid gate passes (but VIVAKOR must provide all necessary documentation
in a proper and a diligent way).

 

		viii)	All required valid permits and authorization including work permits.

 

		ix)	Shall provide all engineering and professional services needed to have VIVAKOR’s RPC plants approved through KOC and other regulatory
parties.

 

		x)	Shall obtain all necessary licenses, permits, approvals, certificates, and any other permission as may be required by KOC or any other
regulatory body governing the activities of DIC and VIVAKOR as encompassed by this Agreement, at DIC’s sole cost and expense.

 

		xi)	If there are additional Kuwaiti or KOC Remediation Contract specific requirements to the plant or operations
outside of VIVAKOR’s already provided Engineering Management Procurement Construction (EMPC) plans for manufacturing and deploying
its RPC plants, at DIC’s sole cost and expense, DIC shall provide to VIVAKOR guidance, instructions, engineering, construction,
and procurement activities to comply with the regional industry practices, and all applicable codes and mandatory regulations, so that
VIVAKOR’s engineering shall be such as to permit the services to comply with the requirements of this Agreement.

 

		xii)	Provide all Resident or other needed visa related issues for VIVAKOR and Personnel

 

		xiii)	Facilitate VIVAKOR housing and transportation, at VIVAKOR’s Cost, for VIVAKOR employees and or representatives including but
not limited to rental contacts. At DIC’s sole cost and expense, it will provide housing and transportation for DIC employees and
personnel.

 

		xiv)	Obtaining the UXO clearance certificate for the soil to be treated, at DIC’s sole cost and expense.

 

 

 

    	 	3	 

     

    

 

		xv)	Test and reports of operations of the remediated soil, at DIC’s cost and
expense. All testing and production reports will be shared with VIVAKOR on a monthly basis, or if earlier upon request by VIVAKOR at any
time.

 

		xvi)	Remove all treated/verified soil (at DIC cost).

 

		xvii)	Remove all bitumen (with API gravity less than 9) produced (at DIC cost) including
but not limited to providing all storage of all products needed by the VIVAKOR RPC plants. If DIC fails to sell the bitumen, it will assume
all storage and transportation cost, but if DIC sells the bitumen, they will deduct the transportation cost from the selling revenue as
defined in Net Profits in Section 3(a).

 

 

		2)	REPRESENTATIONS & WARRANTIES. 

 

VIVAKOR is aware that DIC is relying
on VIVAKOR’s remediation technology within its RPC plants and VIVAKOR’s technical expert to provide soil treatment services
to ENSHAAT AL SAYER for the KOC Remediation Contract, and so warrants that:

 

		a)	It possesses the specialized knowledge, expertise, skills and experience necessary
to enable it to comply with the requirements of this Agreement in all respects.

 

		b)	Each member of its personnel shall be sufficiently qualified, skilled, experienced
and competent to perform the services safely, reliably and to the high standards reasonably to be expected from personnel of an experienced
contractor.

 

		c)	It shall exercise the degree of professional skill, care and judgment in the performance
of the services and as it is reasonable to expect from a contractor possessing the specialized knowledge, expertise and experience to
perform a project of similar size, scope, nature and complexity as the services.

 

		d)	It shall perform the services in accordance with good industry practices and relevant
standards and shall comply with all relevant Kuwait national and local laws and regulations applicable to the services and the requirements
of this Agreement.

 

		e)	It shall apply itself with due diligence to the performance of the services promptly
and expeditiously and shall furnish all resources and personnel required for the services.

 

		f)	All items of VIVAKOR’s RPC plants utilized by it for the performance of the
services shall be maintained at all times in a safe and good working condition and shall be fit for their respective intended purposes.

 

		g)	All material and products furnished by it or utilized in the performance of the
services shall be free from defect and shall meet the specification relating to them and all quality standards and other requirements
and shall be fit for their intended purposes.

 

		h)	It shall perform its engineering and construction in accordance with sound engineering,
procurement and construction principles and good industry practice, all applicable codes and mandatory regulations, so that its engineering
shall be such as to permit the services to comply with the requirements of this Agreement.

 

DIC is aware that VIVAKOR is relying
on DIC’s representation of its relationship with ENSHAAT AL SAYER and its ability to obtain a subcontractor remediation contract
and DIC’s representations to procure an appropriate site, permits, funding for its obligations, to provide soil treatment services
to ENSHAAT AL SAYER for the KOC Remediation Contract, and so warrants that:

 

		i)	It possesses the specialized knowledge, expertise, skills and experience necessary
to enable it to comply with the requirements of this Agreement in all respects.

 

		j)	Each member of its personnel shall be sufficiently qualified, skilled, experienced
and competent to perform the services safely, reliably and to the high standards reasonably to be expected from personnel of an experienced
contractor.

 

 

 

    	 	4	 

     

    

 

		k)	It shall exercise the degree of professional skill, care and judgment in the performance
of the services and as it is reasonable to expect from a contractor possessing the specialized knowledge, expertise and experience to
perform a project of similar size, scope, nature and complexity as the services.

 

		l)	It shall perform the services in accordance with good industry practices and relevant
standards and shall comply with all relevant Kuwait national and local laws and regulations applicable to the services and the requirements
of this Agreement.

 

		m)	It shall apply itself with due diligence to the performance of the services promptly
and expeditiously and shall furnish all resources and personnel required for the services.

 

		n)	All items utilized by DIC for the performance of their services shall be maintained
at all times in a safe and good working condition and shall be fit for their respective intended purposes.

 

		o)	All material and products furnished by it or utilized in the performance of the
services shall be free from defect and shall meet the specification relating to them and all quality standards and other requirements
and shall be fit for their intended purposes.

 

It shall perform its engineering and construction in accordance
with sound engineering, procurement and construction principles and good industry practice, all applicable codes and mandatory regulations,
so that its engineering shall be such as to permit the services to comply with the requirements of this Agreement.

 

		p)	DIC represents and warrants to VIVAKOR that a minimum of Four Hundred Forty-Four
Thousand Three Hundred Eleven (444,311) metric tons of contaminated soil with an oil content of five percent (5%) or more is and will
be available for processing at the RPC plant facilities during the Term of this Agreement.

 

		3)	PRICING, INVOICING, PAYMENT AND GUARANTY.

 

The Parties agree that the payments
will be according to the following terms:

 

		a)	DIC agrees to pay, and VIVAKOR agrees to accept:

 

		·	$50,000 USD for the successful remediation of 100 tons under its subcontractor
services for the KOC Remediation Contract.

		·	$20 USD per treated ton of soil after the initial 100 tons.

 

 

		b)	It is anticipated that the treatment process using the RPC plants will generate
a bitumen sub-product. DIC and VIVAKOR agree to sell this bitumen sub-product and share equally (50% to VIVAKOR and 50% to DIC) in the
Net Profits (defined below) of such sales of the bitumen sub-product, after allocating 30% of the Net Profits to DIC in the form of a
sales and marketing payment, and no further payment is required by VIVAKOR for costs of sales. Therefore, 70% of the Net Profits will
be shared equally between DIC and VIVAKOR. “Net Profits” means the gross receipts from sales of the bitumen sub-product less
transportation costs actually incurred and paid per Section 1(b)(xvii). In order to determinate the final Net Profit, the parties agree
to work together in the selling process. DIC will retain and provide to VIVAKOR on a monthly basis (or as requested by VIVAKOR) full and
unrestricted access to all of DIC’s books and records (including work papers, invoices, transportation and storage documents, off-take
agreements, daily run tickets) with respect to all bitumen sub-product transactions attributed to this Agreement and DIC’s costs
that are used to determine Net Profits as described herein.

 

All payments under this Agreement shall be made
in USD to VIVAKOR’s designated Bank.

 

		c)	VIVAKOR will invoice DIC for its processed quantities on a monthly basis, and DIC
will invoice ENSHAAT AL SAYER for the remediation services. Total project quantities are anticipated to be those approved by KOC to ENSHAAT
AL SAYER for any given month. The Parties agree that all VIVAKOR invoices shall be due and payable by DIC within 3 days after receipt
of payment from ENSHAAT AL SAYER.

 

 

 

    	 	5	 

     

    

 

		4)	TERM; TERMINATION; LIQUIDATED DAMAGES.

 

		a)	Term. the Parties hereby agree that the initial duration of this
contract is forty-two (42) months (the “Term”), commencing on the Effective Date. This is the time estimated to process
500,000 metric tons of contaminated soil (including the mobilization). Both parties are aware of the potential of receiving at least an
additional 1,000,000 metric tons for processing under the ENSHAAT AL SAYER KOC Remediation Contract. If DIC is awarded this opportunity
during the term of this Agreement, then it is understood by the Parties that any Adjustment Order for extension and/or additional contaminated
soil from ENSHAAT AL SAYER, will be applicable to the present contract subject to VIVAKOR approval.

 

		b)	Termination. This Agreement may be terminated upon the earliest to
occur of the following:

 

 

		i)	Upon the written consent of both Parties;

 

		ii)	Upon the bankruptcy, dissolution or liquidation of either Party, or the appointment
of a trustee, receiver or liquidator, or assignment for the benefit of creditors;

 

		iii)	By either Party if the other Party has breached a material term or provision of
this Agreement, and has failed to cure such breach within 60 days after receipt of written notice from the other Party (other than a breach
of the obligation to pay which shall not be subject to any cure period); provided, however, if such breach is not reasonably susceptible
of being cured with 60 days then such longer reasonable period of time shall apply; or

 

		5)	FORCE MAJEURE.

 

		a)	The Parties agree that neither Party shall be considered to be in breach of this
Agreement to the extent that performance of their respective obligations (excluding payment obligations) is prevented by an Event of Force
Majeure that arises after the date of this Agreement. The Initial Term shall automatically be extended for so long as any Event of Force
Majeure is continuing. The affected Party shall give notice to the other Party upon the occurrence of an Event of Force Majeure, or if
such event is foreseen by the affected Party. If DIC is prevented from performing its services by the Event of Force Majeure, it shall
endeavor to perform its obligations to the extent reasonably practicable.

 

		b)	An “Event of Force Majeure” shall mean an event beyond the control
of the affected Party which prevents such Party from performing its obligations. Such events include, but are not limited to:

 

		i)	Act of God (earthquakes, fires, drought, floods, tornados, hurricanes and similar
events);

 

		ii)	War, hostilities (whether declare as war or not), invasion, acts or threats of
terrorism or embargo;

 

		iii)	Rebellion, revolution, insurrection, military power or civil war;

 

		iv)	Contamination from nuclear fuel or waste;

 

		v)	Riots, strikes, lockouts civil disorder or other commotion; or

 

		vi)	Epidemics, pandemics, quarantine restrictions, and all related travel restrictions,
lockdowns, and labor difficulties.

 

		6)	LICENCES AND AUTHORIZATIONS. DIC shall make sure that every governmental
and regulatory permit and authorization required to perform work under this Agreement is valid.

 

		7)	INDEPENDENT CONTRACTOR. VIVAKOR’s relationship with DIC under
this Agreement is that of an independent contractor. Nothing in this Agreement shall be construed as being inconsistent with that status.
Each Party shall be solely responsible for its employees, subcontractors and agents and for their benefits, contributions and taxes, as
applicable and shall indemnify and hold the other Party harmless from any and all liability arising therefrom.

 

 

 

 

    	 	6	 

     

    

 

		8)	TAXES.

 

		a)	Each Party shall duly pay and shall ensure that each of its subcontractors hereunder
shall duly pay, all taxes which shall be properly and lawfully assessed or imposed on such Party or such subcontractor by any competent
Kuwait authority in connection with the carrying out of its obligations under this Agreement.

 

		b)	Each Party shall indemnify and keep indemnified the other Party against all liabilities
incurred as a consequence of breach by such Party of any of the obligations under sub-clause a) above all the action, proceedings, claims,
damages charges, costs and expenses whatsoever in relation thereto.

 

		9)	Confidentiality and Nondisclosure

 

		a)	No photographs of any of VIVAKOR’s, ENSHAAT AL SAYER’s, or KOC’s equipment, installation
or property shall be taken without the Parties’ prior consent in writing. DIC hereby acknowledges and consents (after KOC approval)
to VIVAKOR’s use of security cameras for the live video recording and monitoring of VIVAKOR’s equipment and property.

 

		b)	Confidential Information. Except as set out in Section 9(c) below, “Confidential Information,”
means all non-public, confidential, or proprietary information disclosed before, on or after the Effective Date, by either Party (a “Disclosing
Party”) to the other Party (a “Recipient”) or its Affiliates (as defined below), or to any of such Recipient’s
or its Affiliates’ employees, officers, directors, partners, shareholders, agents, attorneys, accountants, or advisors (collectively,
“Representatives”), whether disclosed orally, in written, electronic, or other form or media, and whether or not marked
or designated, or otherwise identified as “confidential,” including, without limitation:

		i.	All information concerning the Disclosing Party's and its Affiliates', and their customers', suppliers',
and other third parties' past, present, and future business affairs, whether or not a statutory “trade secret" including, without
limitation, know-how, finances, financial information, tax information, liabilities, business plans, regulatory compliance customer information,
supplier information, products, services, inventions, samples, drawings, engineering, devices, tools, hardware configuration information,
organizational structure and internal practices, personnel training techniques and materials, current and anticipated customer requirements,
forecasts, sales and other financial results, records and budgets, marketing and advertising, promotions, development, sales, and other
commercial strategies and/or commercial date;
		ii.	Software source code and any documentation, release notes, collateral materials, operating instructions,
and information related to system performance;
		iii.	All intellectual property, including without limitation, inventions (whether or not patentable), patents,
trademarks, technologies, ideas, improvements, processes, techniques, designs, drawings, formulations, methodologies, and any other intellectual
property in any jurisdiction throughout the world;
		iv.	Information which a reasonable person under the circumstances should know the Disclosing Party intended
to be treated as Confidential Information; and
		v.	All notes, analyses, summaries, and other materials prepared by a Party or any of its Representatives
that contain, are based on, or otherwise reflect, to any degree, any of the foregoing (collectively “Notes”).

 

“Affiliate”
means, with respect to a particular Person, (i) any other Person that, directly or indirectly, controls, is controlled by or is under
common control with such Person, and (ii) any of such Person’s spouse, siblings (by Law or marriage), ancestors and decedents and
(iii) any trust for the primary benefit of such Person or any of the foregoing. The term “control” means possession, direct
or indirect, of the power to direct or cause the direction of the management and policies of another Person, whether through the ownership
of voting securities or equity interests, by contract or otherwise.

 

“Person”
means any natural individual, corporation, partnership, limited liability company, joint venture, governmental body, association, bank,
trust company, trust or other entity, whether or not legal entities, or any governmental entity, agency or political subdivision.

 

		c)	Exclusion from Confidential Information. Information as used in this Agreement shall not include
information that:

		i	Was known by or in the possession of the Recipient or its Representatives, as established by documentary
evidence, before being disclosed by or on behalf of the Disclosing Party under this Agreement;
		ii	At the time of disclosure is, or thereafter becomes, generally available to and known by the public other
than as a result of, directly or indirectly, any violation of this Agreement by the Recipient or any of its Representatives;
		iii	At the time of disclosure is, or thereafter becomes, available to the Recipient on a non-confidential
basis from a third-party source, provided that such third-party is not and was not prohibited from disclosing such Confidential Information
to the Recipient by contractual obligation to the Disclosing Party; and
		iv	Was or is independently developed by the Recipient, as established by documentary evidence, without reference
to or use of, in whole or in part, any of the Disclosing Party's Confidential Information.

 

 

 

 

    	 	7	 

     

    

 

		d)	Nondisclosure and Limited Use of Confidential Information. Confidential Information may be used
by the Recipient only with respect to the performance of its obligations under this Agreement, and only by the Recipient’s Representatives
who have a need to know such information for purposes of this Agreement, know of the existence and terms of this Agreement, and are bound
by confidentiality obligations no less protective than the terms contained herein. The Recipient will protect and will ensure that is
Representatives will protect the Confidential Information by using the same degree of care, but no less than a reasonable degree of care,
to prevent the unauthorized use, dissemination or publication of the Confidential Information as the Recipient uses to protect its own
confidential information of a similar nature. Recipient shall not use the Disclosing Party's Confidential Information, or permit it to
be accessed or used, for any purpose other than for its performance of its obligations under this Agreement, or otherwise in any manner
to the Disclosing Party's detriment, including without limitation, to reverse engineer, disassemble, decompile, or design around the Disclosing
Party's proprietary services, products, and/or confidential intellectual property. At the request of a Disclosing Party, each Recipient
will promptly notify the Disclosing Party in writing of the names of the Persons to whom the Disclosing Party’s confidential Information
will be or has been disclosed. Each Receiving Party agrees to notify a Disclosing Party in writing of any misuse or misappropriation of
confidential Information of the Disclosing Party that may come to the Receiving Party’s attention. Recipient shall be responsible
for any breach of this Agreement caused by any of its Representatives.

 

		e)	Return or Destruction of Confidential Information. Upon completion expiration or termination of
this Agreement, or upon the written request of a Disclosing Party, each Recipient (and any of Recipient’s Representative’s)
shall destroy or return all originals or copies, including electronically stored copies, of Confidential Information to the Disclosing
Party and certify in writing that all such Confidential Information, Notes, and all derivatives of Confidential Information in Recipient’s
(or any of its Representative’s) possession have been destroyed.

 

		10)	BRIBERY AND CORRUPTION

 

Each Party undertakes to protect the
standards of business practice of the other Party at all times and to act in such a way as to uphold the other Party’s good name
and reputation and not to do or attempt to do any act or thing which is intended and/or which in fact causes any damage to or brings discredit
upon the other Party and in particular each Party will not:

 

		a)	Offer or give or agree to give to any director, officer, employee or agent of the other Party or the other
Party’s clients any gift or consideration of any kind as an inducement or reward for doing or for forbearing to do or for having
done or forborne to do any action in relation to be obtaining or execution of the Subcontract or any other contract with the other Party
or the other Party’s clients or for showing or forbearing to show any favor or disfavor to any person in relation to the Subcontract
or any other contract with the other Party or the other Party’s clients.

 

		b)	Induce or attempt to induce any officer, servant or agent of any private or public body to depart from
his duties to his employer, or be involved with any such arrangement.

 

		11)	HEALTH, SAFETY AND ENVIRONMENT

 

Each Party places prime importance on health,
safety and environment (“HSE”) issues and requires that the Parties adhere and actively pursue the highest standards of HSE
performance.

 

Each Party shall be deemed to have acquainted
itself and shall comply insofar as applicable with the terms, standards and specification stated in Resolution No.210 for 2001 issued
by the Environment Public Authority containing the Executive Terms of Reference for Law No. 21/1995 amended by Law No. 16/1996.

 

Each Party shall take full responsibility for
the adequacy, stability and safety of all its operations and methods necessary for the performance of the Works and shall ensure that
the Works are carried out in accordance with the requirements of HSE stipulated in Kuwaiti law, Governmental regulations, guidelines of
statutory bodies and safe working practices as required by the Client. The Subcontractor shall strictly comply with the Client’s
latest version of Fire and Safety Regulations and Health, Safety & Environmental Management Systems (“HSEMS”) Guidelines
for Contractors existing on the date prior signing the Contract. http://mcsetender.kockw.com/ET/Services/Informational/CommercialDocs.aspx

 

The Subcontractor shall submit a preliminary HSE
plan based on Company’s Fire and Safety Regulations and HSEMS Guidelines for Contractors and other requirements stipulated in the
tender document. The HSE plan shall be for all phases of the Works. The Subcontractor shall also strictly comply with the Company’s
Guide to HSE Management System and all of its relevant HSE and HSEMS Procedures, Standards and Recommended Practices.

 

The Subcontractor shall ensure that its personnel
are fully familiar and shall comply with Company’s Fire and Safety Regulations, HSEMS Guidelines and Contractor’s approved
HSE plan. The Subcontractor prior to the Date for Commencement shall attend an orientation meeting. The Subcontractor shall also ensure
that all its personnel are given HSE awareness training which enables them to carry out the Works safely.

 

Subcontractor is required to arrange all required
PPE (personal protection equipment) as per OSHA standards for all work performing works on the site.

 

 

 

    	 	8	 

     

    

 

		12)	PAYMENT TO SITE LABOR 

 

		a)	Each Party shall require its subcontractors (if any) to pay their respective employees on the Site the
rate of wages, and observe hours and conditions of working as per applicable Kuwaiti Labor Laws and Government Regulations.

		b)	Hours of working, including overtime, shall be agreed by the Party responsible for payment.
		c)	Before the hiring of any subcontractors, such Party shall have obtained for himself and his subcontractors
(if any) the approval of the other Party for the arrangements covered in a) and b) above. Each Party shall not, and will require that
its subcontractors shall not, introduce or commence to negotiate any changes in these arrangements without the written consent of the
other Party. Notice shall be given to the subcontractor of the implementation of any changes to Kuwaiti Labor Laws and Government Regulations
affecting the arrangements.

 

		13)	COMMUNICATIONS & CONTRACTUAL NOTICES. 

 

All important communications and contractual
notices pursuant to or in connection with this Agreement shall be communicated in writing in the English Language as set forth below:

To DIC:

 

Name and position:

RFP- 2061027 – KERP-South Kuwait

AL DALI INTERNATIONAL COMPANY –

FAX:__________________________

Email:_________________________

 

To VIVAKOR:and a copy (not constituting
notice to:

 

Vivakor, Inc.Hendershot Cowart P.C.

2 Park Plaza. Suite 8001800 Bering
Dr., Ste. #600

Irvine, CA 92614Houston, TX 77057

Attn:Attn: Simon W. Hendershot, III

 

 

DIC and VIVAKOR may notify the other
of any change to the address or any other details specified in this Section provided that such notification shall only be effective on
the date specified in such notice.

 

		14)	TRANSLATION.

This Agreement is executed in
English. In the event this Agreement is translated into a language or languages other than English, this version in English shall be controlling
on all questions or interpretations and performance.

 

		15)	JURISDICTION.

 

The Parties shall use their best efforts
to negotiate in good faith and settle amicably any dispute that may arise out of, or relate to, this Contract (or its construction, validity,
or termination) (a “Dispute”).

 

If a Dispute cannot be settled through
negotiations between appropriate representatives from each of the Parties, either Party may give to the other a notice in writing (a “Dispute
Notice”). Within seven (7) days of the Dispute Notice being given, the Parties shall each refer the Dispute to the senior representatives
nominated by the chief executive officer of each Party, who shall meet in order to attempt to resolve the Dispute. If the Dispute is not
settled by agreement in writing between the Parties within fourteen (14) days of the Dispute Notice, it shall be resolved in accordance
with the clause 18.1.

 

Any dispute, controversy or claim arising
out of, or relating to, this Contract or its validity, construction or performance shall be referred to arbitration and finally settled
under the Rules of the DIFC-LCIA (the “Rules”), which Rules are incorporated by reference into this clause. The number of
arbitrators shall be three, one each to be nominated by the respective Parties and the third, who shall be the chairman of the tribunal,
to be appointed by the LCIA Court. The seat of the arbitration shall be the Dubai International Financial Centre (although if the Parties
agree, hearings may be held elsewhere) and the language of the arbitration shall be English. The Parties waive any right to refer points
of law or to appeal to the courts, to the extent that such waiver can validly be made. Any requirement in the Rules to take account of
the nationality of a person considered for appointment as an arbitrator shall be disapplied and a person shall be nominated or appointed
as an arbitrator (including as chairman) regardless of his nationality.

 

 

 

 

    	 	9	 

     

    

 

16) Right of First Refusal.
During the Term of this Agreement, and for a period of five (5) years thereafter, VIVAKOR shall have the Right (as defined below) to participate
in any Business Opportunity (defined below), on the same terms as set forth herein, whatsoever presented or afforded to DIC. DIC shall
notify VIVAKOR of the Business Opportunity within fifteen (15) days from the date it is first presented or afforded a Business Opportunity.
In order to exercise such Right, VIVAKOR must accept the proposed Business Opportunity within fifteen (15) days (the “Opportunity
Period”) of DIC’s notice of such Business Opportunity to VIVAKOR. If VIVAKOR has not entered into a legally binding, written
agreement with DIC regarding the Business Opportunity within ninety (90) days of receipt of DIC’s notice of the Business Opportunity,
DIC shall thereafter have the right to pursue such Business Opportunity independently or with another Person, provided, however, that
DIC shall otherwise be required to act in good faith in all matters relating to VIVAKOR’s Right as to any Business Opportunity presented
under this Agreement. For purposes of this Agreement, the term “Right” means VIVAKOR’s exclusive right of first refusal
to contract with DIC, and to benefit from, any Business Opportunity before DIC pursues such Business Opportunity independently or with
any other Person. For purposes of this Agreement, the term “Business Opportunity” means any contract, award, grant, arrangement,
transaction or deal between DIC and KOC or any other Person for water and/or soil remediation services within the Country of Kuwait.

 

During the Term of this Agreement,
and for a period of five (5) years thereafter, DIC shall have the Right (as defined below) to participate in any Business Opportunity
(defined below), on the same terms as set forth herein, whatsoever presented or afforded to VIVAKOR. VIVAKOR shall notify DIC of the Business
Opportunity within fifteen (15) days from the date it is first presented or afforded a Business Opportunity. In order to exercise such
Right, DIC must accept the proposed Business Opportunity within fifteen (15) days (the “Opportunity Period”) of VIVAKOR’s
notice of such Business Opportunity to DIC. If DIC has not entered into a legally binding, written agreement with VIVAKOR regarding the
Business Opportunity within ninety (90) days of receipt of VIVAKOR’s notice of the Business Opportunity, VIVAKOR shall thereafter
have the right to pursue such Business Opportunity independently or with another Person, provided, however, that VIVAKOR shall otherwise
be required to act in good faith in all matters relating to DIC’s Right as to any Business Opportunity presented under this Agreement.
For purposes of this Agreement, the term “Right” means DIC’s exclusive right of first refusal to contract with VIVAKOR,
and to benefit from, any Business Opportunity before VIVAKOR pursues such Business Opportunity independently or with any other Person.
For purposes of this Agreement, the term “Business Opportunity” means any contract, award, grant, arrangement, transaction
or deal between VIVAKOR and KOC or any other Person for water and/or soil remediation services within the Country of Kuwait.

 

 

[Signature page follows.]

 

 

 

 

    	 	10	 

     

    

 

Whereas,
according to the terms above, this Agreement is executed by the undersigned authorized person, signed for the record and its compliance
in the presence of those witnesses quoted, in Kuwait as of the date first written above.

 

 

 

	“DIC”	 	“VIVAKOR”
	 	 	 
	AL DALI INERNATIONAL	 	Vivakor, Inc.
	 	 	 
	 	 	 
	By: ________________________	 	By: ____________________
	 	 	Matthew Nicosia
	 	 	 
	Title: _______________________	 	Title: CEO
	 	 	 

 

 

 

 

 

    	 	11

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