Document:

exv10w5w1

Exhibit 10.5.1

Pursuant to 17 CFR 240.24b-2, confidential information has been omitted in places marked “[* * *]”
and has been filed separately with the Securities and Exchange Commission pursuant to a
Confidential Treatment Application filed with the Commission.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 
	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
	 	 	1. Contract 

ID Code	 	 	Page of Pages
	 	 	 	 	 1	 	  3 	 	 
	 	 	 	 	 	 	 	 	 	 

	 	 	 	 	 	 	 	 	 	 	 	 
	 	2. Amendment/Modification No.
0006

	 	 	3. Effective Date 

See Block 16C
	 	 	4. Requisition/Purchase Req. No.
NTIA9000-0-09914
	 	 	5. Project No. (if applicable)	 
	 

	 	 	 	 	 	 
	 	6. Issued By            
                                  Code F6001201

DOC/NOAA/AGO

STAFF OFFICE & EXTERNAL CLIENTS, AD

1305 EAST WEST HIGHWAY, RM 7601

SILVER SPRING, MD 20910

JAMES A WEBB 301-713-0838 102

	 	 	7. Administered By (if other than Item 6)               Code

SEE BLOCK 6	 

	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 
	8. Name and Address of Contractor (No., Street, County, and Zip Code)	 	(X)	 	  9A. Amendment of Solicitation No.
 
	NEUSTAR, INC.

46000 CENTER OAK PLAZA

STERLING VA 20166-6593

	 	 	Vendor ID: 00000190

DUNS: 112403295

CAGE: 3DXC3
	 	 	 	 	 	9B. Date (See Item 11)
	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	X
	 	 	10A. Modification of Contract/Order No. 

DG1335-08-CN-0002
	 

	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	 	 	 	10B. Date (See Item 13) 

Oct 18, 2007
	 	 	 	 	 	 	 	 	 	 
	Code

	 	 	Facility Code	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS 

o The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers  ̈ is extended  ̈ is not extended.
Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
(a) By completing Items 8 and 15, and returning ___ copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer
submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT
IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or
letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified. 

12. Accounting and Appropriation Data (if required)

See Schedule $ US             0.00 

13. THIS ITEM APPLIES TO MODIFICATIONS OF CONTRACT/ORDERS.

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. 

	 	 	 	 
	(x)

	 	 	A.
This change order is issued pursuant to: (Specify authority)
The changes set forth in item 14 are made in the Contract Order No.
in item 10A.

	 
	 	 	 
	 	 	 	 
	 

	 	 	B.
The above numbered Contract/Order is modified to reflect the
administrative changes (such as changes in paying office,
appropriation date, etc.)

	 

	 	 	Set
fourth Item 14, pursuant to the authority of FAR 43.103(b)

	 	 	 	 
	x

	 	 	C.
This supplemental agreement is entered into pursuant to authority
of:

	 	 	By
Mutual Agreement of both parties FAR 43.103(a) (3)

	 	 	 	 
	 

	 	 	D. Other (Specify type of
modification and authority)
 

	 	 	 	 	 	 
	 	E. IMPORTANT: Contractor

	 	 	þ is not,       o Is required to sign this document and return ___ copies to the issuing office.	 
	 

14. Description of Amendment/Modification (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

The following terms and conditions are hereby added to the Neustar, Inc. contract:

1.) [* * *]

2.) [* * *]

Except as provided herein, all terms and conditions of the document referenced in item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.

	 	 	 	 
	15A. Name and Title of Signer (Type or Print)

	 	 	16A. Name and title of Contracting Officer (Type or Print)
	 
	 	 	 
	Bradley D. Smith

Vice President, Finance & Corporate Controller

	 	 	TERRI COLEY
                    
                   301-713-0838 x139

TEAM LEADER, ECAD

terri.coley@noaa.gov

	 	 	 	 

	 	 	 	 	 	 	 	 	 	 
	15B. Contractor/Offeror

	 	 	15C. Date Signed
	 	 	16B. United States of America
	 	 	16C. Date Signed
	 
	 	 	 	 	 	 	 	 	 
	/s/ Bradley D. Smith

	 	 	June 12, 2009
	 	 	/s/ Terri Colley
	 	 	6/16/09
	 

	 	 	 	 	 	 	 	 	 
	(Signature of person authorized to sign)

	 	 	 	 	 	(Signature of Contracting Officer)	 	 	 
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 

					
	NSN 7540-01-152-8070

PREVIOUS EDITIONS UNUSABLE
	 	30-105
	 	STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA FAR (48 CFR) 53.243

 

Pursuant to 17 CFR 240.24b-2, confidential information has been omitted in places marked “[* * *]”
and has been filed separately with the Securities and Exchange Commission pursuant to a
Confidential Treatment Application filed with the Commission.

	 	 	 	 
	 	 	 	 
	SF30 Continuation of Block Narrative

	 	 	Page 2 of 3
	 	 	 	 

	3.)	 	[* * *]
	 
	4.)	 	[* * *]
	 
	5.)	 	[* * *]

Neustar, Inc. is not authorized to make expenditures or incur obligations beyond the terms and conditions of the contract.

 

 

Pursuant to 17 CFR 240.24b-2, confidential information has been omitted in places marked “[* * *]”
and has been filed separately with the Securities and Exchange Commission pursuant to a
Confidential Treatment Application filed with the Commission.

 

SCHEDULE

 

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Item No.	 	Supplies/Services	 	Quantity	 	Unit	 	Unit Price	 	Amount
	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	0001	 	 	BASE PERIOD
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	Perform the services required by the SOW

Period of Performance: Base 3 year period plus 2

option years (5 years), beginning on October 26,
2007.
	 	 	1	 	 	EA	 	 	0.00	 	 	 	0.00EX-10.6.1

Exhibit 10.6.1

Amendment No. 3 to the .BIZ Registry Agreement

ICANN and NeuStar agree that the following modification is made to the 8 December 2006 .BIZ
Registry Agreement:

Appendix 6

[Old Text]

B. Additional Second-Level Reservations. In addition, the following names shall be reserved at
the second level:

* All single-character labels.

* All two-character labels shall be initially reserved.

[New Text]

B. Additional Second-Level Reservations. In addition, the following names shall be reserved at
the second level:

* All single and two-character labels that were previously reserved by the
Registry in the Registry Agreement may be allocated through ICANN-accredited registrars, based upon implementation of a phased allocation
program as further set forth in Appendix 7.

Appendix 7

[New Text]

.BIZ Single and Two Character Phased Allocation Program (“Phased Allocation Program”). The
domain names included within the scope of the Phased Allocation Program shall be limited to
single and two-character .BIZ domain names. NeuStar reserves the right to not allocate all
single and two-character .BIZ domain names.

Pursuant to the Phased Allocation Program, NeuStar may elect to allocate the domain names via
the following processes: 1) request for proposals based on evaluation criteria, 2) auction, or
3) first come, first served registration.

The domain names allocated via the Phased Allocation Program are an exception to the Maximum
Service Fee described in Section 7.3(a) of the .BIZ Registry Agreement. Revenue derived from the
Phased Allocation Program will be considered in the calculation of the average annual price of
registrations for purposes of Section 7.2(a).

 

 

The parties have duly executed this Amendment as of the date first written below.

	 	 	 	 	 	 	 	 	 	 	 
	THE INTERNET CORPORATION FOR	 	 	 	 	 	 	 	 
		 	 	 	NEUSTAR, INC.	 	 
	ASSIGNED NAMES AND NUMBERS	 	 	 	 	 	 	 	 
	 
	By:
	 	/s/ Kurt J. Pritz	 	 	 	By:	 	/s/ Bradley Smith	 	 
	Name:
	 	Kurt J. Pritz	 	 	 	Name:	 	Bradley Smith	 	 
	Title:

	 	Senior Vice President, Services
	 	 	 	Title:
	 	VP and Corporate Controller	 	 
	Date:

	 	1 June, 2009
	 	 	 	Date:
	 	May 26, 2009EX-10.7.2

Exhibit 10.7.2

SECOND AMENDMENT TO
AMENDED AND RESTATED COMMON SHORT CODE LICENSE AGREEMENT

          This Second Amendment (“2nd Amendment”), to the Amended and Restated Common Short
Code License Agreement, dated as of the 22nd day of May, 2009 between NeuStar, Inc., a
Delaware corporation, with offices located at 46000 Center Oak Plaza, Building X, Sterling, VA
20166 (“NeuStar”) and CTIA — The Wireless Association (“CTIA”), a District of Columbia non-profit
corporation, located at 1400 16th Street, NW, Suite 600, Washington, DC 20036.

          WHEREAS, NeuStar entered into an Amended and Restated Common Short Code License Agreement
with the CTIA (“License Agreement”) dated June 2, 2008 to develop and maintain a database of
common short codes, to process common short code applications and assign common short codes to
applicants and to engage in other Additional Services on behalf of members of the wireless
industry;

          WHEREAS, NeuStar and CTIA entered into a 1st Amendment to change the application
form by adding additional fields of information to be supplied by Applicants and Registrants (“CSC
3.0 Phase 1”).

          WHEREAS, the Parties desire to document the business rules and legal terms and conditions for
implementing CSC 3.0 Phase 1, including amending certain terms of the License Agreement and the
Registrant Sublicense Agreement.

          NOW, THEREFORE, in consideration of the mutual covenants contained herein and other good and
valuable consideration, receipt of which is hereby acknowledged, the parties agree as follows:

	 	I.	 	Definitions.

	 	A.	 	“Acceptable Use Policy” or “AUP” shall mean the acceptable use policy that
governs the use of Common Short Codes as well as the policies and procedures
associated with its enforcement.
	 
	 	B.	 	“Amended Assignment Guidelines” has the meaning assigned to it in Section VI below.
	 
	 	C.	 	“Campaign Content Provider” shall mean an entity that owns, has the right to
use, and/or distributes the content transmitted or distributed through an individual
advertising campaign associated with the CSC. Such advertising may be in any media,
including print, broadcast, and electronic media. A Campaign Content Provider may also
be a CSC Content Provider. The term Campaign Content Provider is not limited to parties
that are listed in the “Campaign Content Provider” field on the CSC application,
provided that NeuStar will not be obligated to determine whether such information
listed in the “Campaign Content Provider” field is accurate and/or complete.
	 
	 	D.	 	“Content Provider” shall mean an entity that owns or has the right to content,
including content that is sent to the End User though the CSC and advertising or
promotional content associated with a CSC campaign. This includes both the CSC Content
Provider and Campaign Content Provider.
	 
	 	E.	 	“CSC Content Provider” shall mean an entity that owns, has the right to use,
and/or distributes the content transmitted or distributed through a CSC to the end
user. A CSC Content Provider may also be a Campaign Content Provider. The term CSC
Content Provider is not limited to parties that are listed in the “CSC Content
Provider” field on the CSC application, provided that NeuStar will not be obligated to
determine whether such information listed in the “CSC Content Provider” field is
accurate and/or complete.

2nd Amendment to Amended and Restated Common Short Code License Agreement (final)

May 2009

Page 1 of 6

 

 

	 	F.	 	“CSC 3.0 Phase 1 Launch Date” shall mean the date mutually agreed by the Parties
as the date in which the features and functionality set forth in the 1st
Amendment are placed into production.
	 
	 	G.	 	“CTIA Monitoring Agent” means the entity authorized by CTIA to monitor
compliance with the AUP and certain aspects of the RSA.
	 
	 	H.	 	“CTIA Monitoring Agent Contact” means the CTIA-authorized person or persons to
whom Registry refers all questions regarding the AUP, Red Flag Indicators, and/or the
enforcement of the AUP.
	 
	 	I.	 	“Delegate User” means an entity whom the Registrant provides access to one or more of
their CSC Applications, Renewal Applications or Registrations for the purpose of adding,
deleting, editing or modifying information required by the Registry for processing the CSC
application for approval once Applicant has agreed to RSA.
	 
	 	J.	 	“Red Flag Indicator” shall mean a flag applied by CTIA’s Monitoring Agent associated with
a specific Content Provider for specific violation(s) of the AUP or industry best practices
on one or more CSC campaigns or CSCs.
	 
	 	K.	 	“Red Flag Indicator File” shall have the meaning set forth in III.B.3.
	 
	 	L.	 	“Registrant” shall mean the entity that agrees to the terms of the Registrant Sublicense
Agreement.
	 
	 	M.	 	“Restricted User” shall mean the Content Provider that receives a Red Flag Indicator.
	 
	 	N.	 	“SCA” shall mean Standard Campaign Application, which is the application that a
Registrant must submit to the Registry to submit a CSC campaign.
	 
	 	O.	 	Terms used in this 2nd Amendment and not otherwise defined shall have the same meaning
set forth in the License Agreement and 1st Amendment.

	II.		 	Registry Implementation of CSC 3.0 Phase 1 SCA.

	 	A.	 	Registry shall be responsible for collecting all information set forth in the
SCA as set forth in the 1st Amendment in the manner described therein as of
the CSC 3.0 Phase 1 Launch Date.
	 
	 	B.	 	Registry shall ensure that the Content Provider’s name is not located in the
then-current Red Flag Indicator File. As stated in Section 7.2 of the Amended
Assignment Guidelines, NeuStar shall use commercially reasonable efforts to determine
whether there is a match between the Content Provider’s name and the name specified in
the then-current Red Flag Indicator File.

	III.		 	AUP Business Rules.

	 	A.	 	Acceptable Use Policy.

	 	1.	 	CTIA shall be responsible for the creation, development,
implementation, disclosure of, and administration of the AUP. The AUP will
contain a comprehensive list of restrictions, the violation of which will
result in the issuance of a Red Flag Indicator.
	 
	 	2.	 	The AUP shall be published by the CTIA on the Internet at
http://www.ctia.org/business_resources/short code/by no later than May
22, 2009. CTIA may not change such link unless it provides no less than thirty
(30) days advance written notice to the Registry.
	 
	 	3.	 	The AUP shall be incorporated by reference in the Registrant
Sublicense Agreement, attached hereto as Exhibit 1 (“RSA”).

2nd Amendment to Amended and Restated Common Short Code License Agreement

May 2009

Page 2 of 6

 

 

	 	4.	 	In addition, the Registry shall post links to the AUP on the CSC Website as
mutually agreed by the Parties.

	 	B.	 	Enforcement of AUP.

	 	1.	 	CTIA, either itself or through the CTIA Monitoring Agent, shall
be solely responsible for (a) monitoring compliance of the AUP by the Registrant
and the Content Provider, (b) notifying Content Providers about alleged
violations of the AUP, (c) informing Content Providers about the ramifications
of violations of the AUP and associated Red Flag Indicators, (d)
adjudicating disputes over AUP violations and (e) answering questions and
providing customer support regarding all issues associated with the AUP. Except
as set forth in this 2nd Amendment, NeuStar shall not have any obligation to do
any of the above. CTIA will develop processes for a Restricted User to dispute
the issuance of a Red Flag Indicator or to remedy the violation and thus remove
the Red Flag Indicator. The specifics of these processes will not be included in
the AUP, and may change as a result of CTIA and/or wireless carrier
requirements. However, in the event of the issuance of a Red Flag Indicator,
CTIA will communicate to the Restricted User(s), and where CTIA deems
appropriate, any affected Registrants or other impacted Content Providers, the
details of the process applicable to that violation for disputing and remedying
the violation. CTIA and the wireless carriers reserve the right to permanently
restrict certain Restricted Users in the event of repeated and/or serious
violations.
	 
	 	2.	 	Contacts.

	 	a.	 	CTIA/Monitoring Agent. CTIA has
appointed Jeff Simmons to serve as the initial primary contact and the
CTIA Monitoring Agent Contact between Registry, the Monitoring Agent
and CTIA regarding CTIA’s and Registry’s respective obligations under
this 2nd Amendment. Such contact may be changed at any time
upon fifteen (15) days written notice to Registry.
	 
	 	b.	 	In addition, upon execution of this
2nd Amendment, CTIA shall provide to Registry the complete
contact information, including name, address, e-mail address and phone
number of the CTIA Monitoring Agent Contact which the Registry will
refer to Registrants, Applicants and/or 3rd parties if they
have any questions regarding their CSCs as they relate to the AUP and
other policies pertaining to the appropriate use of CSCs, monitoring
agent results, issuance or removal of Red Flag Indicators, or monitoring
reports or how to access more information regarding monitoring. CTIA
acknowledges that NeuStar shall not have any responsibility to provide
any customer support regarding these issues.

	 	3.	 	Red Flag Indicators. CTIA, will be responsible for
issuing Red Flag Indicators to those Content Providers who have failed to
comply with the published AUP. The list of those in violation and the
corresponding data as detailed in Section 7.2

2nd Amendment to Amended and Restated Common Short Code License Agreement

May 2009

Page 3 of 6

 

 

	 	 	 	of the Amended Assignment Guidelines, will be submitted to the Registry on a
daily basis (every business day) through FTP file exchange.
	 
	 	4.	 	Registry Obligations upon Receipt of Red Flag Indicator.

	 	a.	 	In accordance with the requirements specified in
the Assignment Guidelines, CTIA shall submit to NeuStar a maximum of
one file per day containing a list of all the Restricted Users (“Red
Flag Indicator File”) and any available corresponding data necessary
for NeuStar to fulfill its obligations regarding the Restricted Users.
	 
	 	b.	 	CTIA shall notify Registry at least thirty (30)
days prior to the date in which NeuStar shall begin implementing the
processes and procedures set forth in Section 7.2 of the Amended
Assignment Guidelines.
	 
	 	 	 	If the specific requirements regarding the treatment of Restricted Users contained in the
Assignment Guidelines change in a way that requires Additional Services from Registry (as defined
in the Amended and Restated Common Short Code License Agreement) such changes require the consent
of both Parties.

	IV.		 	Registrant Sublicense Agreement

	 	A.	 	As of the CSC 3.0 Phase 1 Launch Date, the Registry shall require all new CSC
Applicants and CSC Registrants seeking to renew CSCs to agree to the Registrant
Sublicense Agreement set forth in Exhibit 1 (“CSC 3.0 RSA”).
	 
	 	B.	 	The CSCA 3.0 Phase 1 Launch Date will be no earlier than 20 days after a
communication is sent to all Registrants containing a link to the new RSA. Such
communication will be composed and transmitted by Registry, but CTIA will have the
right to edit and approve the communication in its sole discretion. Registry shall
send out such communication within five (5) days of receiving it from CTIA.

V. Indemnity. The following indemnification obligations shall be added to those specified
in Section 12.1 of the License Agreement and shall be subject to the applicable provisions in
Article 12. The CTIA shall indemnify, defend, and hold harmless the Registry, including its
directors officers, employees, agents and affiliates from any against any losses, damages,
settlement, recovery, judgment, expenses and costs (including reasonable attorneys’ fees), or
liabilities as a result of any claims or demands against Registry by a Third party that are caused
by, or arise out of, (a) the AUP, (b) any action or inaction of the CTIA or the CTIA Monitoring
Agent related to the monitoring of CSCs (c) the implementation or enforcement of the AUP against
any Content Provider, Registrant, Applicant or other CSC User, or (d) an allegation that the AUP,
monitoring or enforcement is not in compliance with any applicable law, rule, regulation, order of
any governmental (including any regulatory or quasi-regulatory) agency or contract. In addition,
for the avoidance of doubt, the foregoing indemnification obligations shall not be subject to the
limitation of liability exclusions or monetary caps set forth in Section 13.1 of the License
Agreement.

VI. Amendments to the Assignment Guidelines

2nd Amendment to Amended and Restated Common Short Code License Agreement

May 2009

Page 4 of 6

 

 

The Parties hereby agree to delete Exhibit D to the License Agreement and replace such Exhibit with
the new Exhibit D, attached hereto as Exhibit 2 (“Amended Assignment Guidelines”). The Parties
further agree that the addition of the following sections to Amended Assignment Guidelines from the
original Exhibit D are deemed material and therefore may not be changed absent mutual agreement of
the Parties. These include Sections 3(d), 3.4, 4.1, 4.2 and the entirety of Article 7.

VII. Except as specifically modified by this Second Amendment, the terms and conditions of
the License Agreement shall remain in full force and effect

        IN WITNESS WHEREOF, the parties have caused this Second Amendment to be duly executed as
of the date first written above.

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	NEUSTAR, INC	 	 	 	CTIA	 	 	 	 
	 
	By:	 	/s/ Bradley Smith	 	 	 	By:	 	/s/ Michael Altschul	 	 
	 	 	 	 	 	 	 	 	 	 	 
	 

	 	Name:
	 	Bradley Smith
	 	 	 	 	 	Name:
	 	Michael Altschul	 	 
	 

	 	Title:
	 	VP and Corporate Controller
	 	 	 	 	 	Title:
	 	Senior Vice President, General Counsel	 	 
	 
	 	Date:	 	May 26, 2009	 	 	 	 	 	Date:	 	5-22-2009	 	 

2nd Amendment to Amended and Restated Common Short Code License Agreement

May 2009
Page 5 of 6

 

 

EXHIBIT 1

TO THE SECOND AMENDMENT TO THE

AMENDED AND RESTATED COMMON SHORT CODE AGREEMENT

[NEW RSA]

2nd Amendment to Amended and Restated Common Short Code License Agreement

May 2009

Page 6 of 6

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