Document:

S-1

	
			
	RIGHTS CERTIFICATE #:
	 
	NUMBER OF RIGHTS

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S PROSPECTUS DATED [*], 2015 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM SM BERGER & COMPANY, THE INFORMATION AGENT, BY EMAIL AT ANDREW@SMBERGER.COM, BY TELEPHONE AT (216) 464-6400 OR BY MAIL AT SM BERGER & COMPANY, 3201 ENTERPRISE PARKWAY, SUITE 460, BEACHWOOD, OH  44122.

Hooper Holmes, Inc.
Incorporated under the laws of the State of New York
NON - TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE
Evidencing Non - Transferable Subscription Rights to Purchase Shares of Common Stock of Hooper Holmes, Inc.
Subscription Price: $0.09 per Share
THE SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M., CENTRAL TIME, ON JANUARY 18, 2016, UNLESS EXTENDED BY THE COMPANY

REGISTERED
OWNER:

THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of non-transferable subscription rights (“Rights”) set forth above.  Each whole Right entitles the holder thereof to subscribe for and purchase 0.569679 shares of Common Stock, with a par value of $0.04 per share, of Hooper Holmes, Inc., a New York corporation, at a subscription price of $0.09 per share (the “Basic Subscription Right”), pursuant to a rights offering (the “Rights Offering”), on the terms and subject to the conditions set forth in the Prospectus and the “Instructions for Use of Subscription Rights Certificate” accompanying this Subscription Rights Certificate. If any shares of Common Stock available for purchase in the Rights Offering are not purchased by other holders of Rights pursuant to the exercise of their Basic Subscription Right (the “Excess Shares”), any Rights holder that exercises its Basic Subscription Right in full may subscribe for a number of Excess Shares pursuant to the terms and conditions of the Rights Offering (the “Over-Subscription Privilege”). The Rights represented by this Subscription Rights Certificate may be exercised by completing Form 1 and any other appropriate forms on the reverse side hereof and by returning the full payment of the subscription price for each share of Common Stock in accordance with the “Instructions for Use of Subscription Rights Certificate” that accompany this Subscription Rights Certificate.

This Subscription Rights Certificate is not valid unless countersigned by the subscription agent and registered by the registrar.

Witness the seal of Hooper Holmes, Inc. and the signatures of its duly authorized officers.

Dated:

	
			
	_________________________________
	 
	_________________________________

	President
	 
	Secretary

	 
	 
	 

	
			
	 
	 
	 

DELIVERY OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE
Delivery other than in the manner or to the address listed below will not constitute valid delivery.
    	
		
	By mail:*
	By hand or overnight courier:

	 
	 

	Broadridge Inc. 
Attn: BCIS Re-Organization Dept. 
P.O. Box 1317
Brentwood, NY 11717-0693
(855) 793-5068 (toll free)

	Broadridge Inc.
Attn: BCIS IWS
51 Mercedes Way
Edgewood, NY 11717
(855) 793-5068 (toll free)

*If your chosen delivery method is USPS Priority Mail or USPS Registered Mail, you must utilize the overnight courier address.

PLEASE PRINT ALL INFORMATION CLEARLY AND LEGIBLY.

FORM 1-EXERCISE OF SUBSCRIPTION RIGHTS
To subscribe for shares pursuant to your Basic Subscription Right, please complete lines (a) and (c) and sign under Form 3 below. To subscribe for shares pursuant to your Over-Subscription Privilege, please also complete line (b) and sign under Form 3 below. To the extent you subscribe for more Shares than you are entitled under either the Basic Subscription Right or the Over-Subscription Privilege, you will be deemed to have elected to purchase the maximum number of shares for which you are entitled to subscribe under the Basic Subscription Right or Over-Subscription Privilege, as applicable.
(a) EXERCISE OF BASIC SUBSCRIPTION RIGHT:
I apply for ______________ shares x $0.09 = $_______________
(no. of new shares) (subscription price) (amount enclosed)
(b) EXERCISE OF OVER-SUBSCRIPTION PRIVILEGE
If you have exercised your Basic Subscription Right in full and wish to subscribe for additional shares pursuant to your Over-Subscription Privilege:
I apply for ______________ shares x $0.09 = $_______________
(no. of new shares) (subscription price) (amount enclosed)
(c) Total Amount of Payment Enclosed = $__________________
METHOD OF PAYMENT (CHECK ONE)
	
			
	 
	☐
	 Check or bank draft payable to “Broadridge Financial Solutions, Inc., as Subscription Agent.”

	 
	☐
	Wire transfer of immediately available funds directly to the account maintained by Broadridge Financial Solutions, Inc., as Subscription Agent, for purposes of accepting subscriptions in this Rights Offering at [__________], ABA #[_______], Account # [_______].

FORM 2-DELIVERY TO DIFFERENT ADDRESS
If you wish for the Common Stock underlying your subscription rights, a certificate representing unexercised subscription rights or the proceeds of any sale of subscription rights to be delivered to an address different from that 

	
			
	 
	2
	 

shown on the face of this Subscription Rights Certificate, please enter the alternate address below, sign under Form 3 and have your signature guaranteed under Form 4.

FORM 3-SIGNATURE
TO SUBSCRIBE: I acknowledge that I have received the Prospectus for this Rights Offering and I hereby irrevocably subscribe for the number of shares indicated above on the terms and conditions specified in the Prospectus. By signing below, I confirm that the Company has the right to void and cancel (and treat as if never exercised) any exercise of Rights, and shares issued pursuant to an exercise of Rights, if any of the agreements, representations or warranties of mine in the subscription documents are false. 

Under penalties of perjury, I certify that the information contained herein is true, complete and correct.
	
		
	Signature(s):
	 

IMPORTANT: The signature(s) must correspond with the name(s) as printed on the reverse of this Subscription Rights Certificate in every particular, without alteration or enlargement, or any other change whatsoever.

FORM 4-SIGNATURE GUARANTEE
This form must be completed if you have completed any portion of Form 2.
	
				
	Signature Guaranteed:
	 

	 
	(Name of Bank or Firm)

	By:
	 
	 

	 
	 
	(Signature of Officer)

IMPORTANT: The signature(s) should be guaranteed by an eligible guarantor institution (bank, stock broker, savings & loan association or credit union) with membership in an approved signature guarantee medallion program pursuant to Securities and Exchange Commission Rule 17Ad-15.
FOR INSTRUCTIONS ON THE USE OF HOOPER HOLMES, INC. SUBSCRIPTION RIGHTS CERTIFICATES, CONSULT SM BERGER & COMPANY, THE INFORMATION AGENT, AT (216) 464-6400 OR BY E-MAIL AT ANDREW@SMBERGER.COM.

	
			
	 
	3Exhibit 10.14

 

SECURITIES PURCHASE
AGREEMENT

 

This Securities Purchase
Agreement (this “Agreement”) is made and entered into as of December 9, 2015, by and between NUGENE INTERNATIONAL,
INC., a Nevada corporation (“Company”), and the investor listed on the signature page hereof (“Purchaser”).

 

RECITALS

 

WHEREAS, the Company
desires to sell to the Purchaser, and the Purchaser desire to purchase from the Company, on the terms and conditions set forth
in this Agreement, the Company’s 10% Convertible Note Due December10, 2016, in the form of Exhibit A attached hereto
(the “Note”) and Warrants in the form of Exhibit B attached hereto (the “Warrant”), and

 

NOW, THEREFORE, in
consideration of the foregoing, the mutual promises hereinafter set forth, and other good and valuable consideration, the receipt
and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

 

1.          AGREEMENT
TO PURCHASE AND SELL SECURITIES. Subject to the terms and conditions of this Agreement, the Purchaser hereby agree to purchase
the Note and Warrants from the Company, and the Company hereby agrees to sell the Note and Warrants to the Purchaser at the Closing
(as defined below). The aggregate purchase price for the Note shall be $100,000 (“Purchase Price”). As used
herein, the term “Securities” shall mean (i) the Note and shares of Common Stock issued upon conversion of the
Note and (ii) the Warrants and shares of Common Stock issued upon exercise of the Warrants.

 

2.          CLOSING.

 

(a)         The
purchase and sale of the Securities shall take place within five (5) calendar days after the date of this Agreement, on such
date as the Company and the Purchaser may agree either in writing or orally (the “Closing”).

 

(b)         At
the Closing, against delivery of the Purchase Price by wire transfer of immediately available funds in accordance with the Company’s
instructions, the Company shall issue and deliver or cause to be delivered to each Purchaser its originally executed Note and Warrant.

 

3.          REPRESENTATIONS
AND WARRANTIES OF THE COMPANY. The Company hereby represents and warrants to the Purchaser, as of the date hereof and as
of the Closing, that:

 

(a)          Organization
and Existence; Authority/Capacity. The Company is duly organized, validly existing and in good standing under the laws of the
jurisdiction of its incorporation with full right, power and authority to enter into this Agreement, the Note, and the Warrant
(“Transaction Documents”) and to consummate the transactions contemplated hereby and otherwise to carry out,
perform and discharge its obligations under such documents.

 

    	 	1	 

     

    

 

(b)          Due
Authorization. All corporate actions on the part of the Company necessary for the authorization, execution, delivery of, and
the performance of all obligations of the Company under this Agreement, including the authorization, issuance, reservation for
issuance and delivery of the Securities, have been taken and no further consent or authorization of the Company, the Board of Directors
of the Company or the Company’s stockholders is required. Each of the Note and this Agreement constitutes the legal, valid
and binding obligation of the Company, enforceable against the Company in accordance with its terms, except as may be limited by
(i) applicable bankruptcy, insolvency, reorganization or other laws of general application relating to or affecting the enforcement
of creditors’ rights generally, and (ii) the effect of rules of law governing the availability of equitable remedies.

 

(c)          Valid
Issuance of the Securities. When issued at the Closing, the Securities will be duly authorized, validly issued, fully paid
and non-assessable, free and clear from all taxes and liens, claims and encumbrances imposed by the Company, other than restrictions
under applicable securities laws, and will not be subject to any preemptive rights or similar rights that have not been waived
by the holders thereof. The Company has reserved for issuance, and at all times hereafter will reserve for issuance, a sufficient
number of shares of Common Stock to permit all shares of common stock to be issued upon full conversion or exercise of the Securities.

 

(d)          No
Conflicts. The execution, delivery and performance of the Transaction Documents by the Company, and the consummation by the
Company of the transactions contemplated thereby, do not and will not (i) conflict with or violate any provision of the Company’s
organizational documents, (ii) conflict with, result in a breach of or constitute a default (or an event that with notice or lapse
of time or both would become a default) under, result in the creation of any lien upon any of the properties or assets of the Company
or any of its subsidiaries pursuant to, or give to others any rights of termination, amendment, acceleration or cancellation (with
or without notice, lapse of time or both) of, any agreement, credit facility, debt or other instrument to which the Company (or
any of its subsidiaries) is a party or by which any property or asset of the Company (or any of its subsidiaries) is bound or affected,
except to the extent such conflict, breach, default, lien or right would not reasonably be expected to result in a material adverse
effect on the Company, or (iii) result in a violation of any constitution, statute, law, rule, regulation, order, judgment, injunction,
decree, ruling, charge or other restriction of any court or governmental authority to which the Company (or any of its subsidiaries)
is subject (including without limitation federal, state and foreign securities laws and regulations) or by which any material property
or asset of the Company (or any of its subsidiaries) is bound or affected, except to the extent such violation would not reasonably
be expected to result in a material adverse effect on the Company.

 

(e)          Exchange
Act Documents. Since December 31, 2014, the Company has filed all reports, schedules, statements and other documents required
to be filed by it with the Securities and Exchange Commission (the “SEC”) pursuant to the reporting requirements
of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the rules and regulations promulgated
thereunder (the “Exchange Act Documents”). Each of the Exchange Act Documents, as of the respective dates thereof
(or, if amended or superseded by a filing or submission, as the case may be, prior to the Closing date, then on the date of such
filing or submission, as the case may be), (1) did not contain any untrue statement of a material fact nor omit to state a
material fact necessary in order to make the statements made therein, in light of the circumstances under which they were made,
not misleading and (2) complied in all material respects with the requirements of the Exchange Act and the rules and regulations
of the SEC promulgated thereunder applicable to such Exchange Act Document. The Company and its subsidiaries have no liabilities
or obligations which are not disclosed in the Exchange Act Documents, other than those liabilities or obligations incurred in the
ordinary course of the Company's or its subsidiaries' respective businesses since the date of the financial statements contained
therein which liabilities and obligations, individually or in the aggregate, do not have, and could not reasonably be expected
to result in, a material adverse effect on the Company. Since December 31, 2014, other than as set forth in the Company’s
most recent Form 10-K filed with the SEC, there has not been and there exists no event, occurrence, circumstance, condition or
development (whether with or without notice or the passage of time or both) that, individually or in the aggregate, has had or
could reasonably be expected to result in a material adverse effect on the Company.

 

    	 	2	 

     

    

 

4.           REPRESENTATIONS
AND WARRANTIES OF EACH PURCHASER. The Purchaser represents and warrants to the Company that:

 

(a)          Due
Authorization. All action on the part of the Purchaser necessary for the authorization, execution, delivery of and the performance
of the transactions contemplated by this Agreement have been taken and no further consent or authorization of the Purchaser is
necessary. This Agreement, when delivered by the Purchaser in accordance with the terms hereof, will constitute Purchaser’s
legal, valid and binding obligation, enforceable in accordance with its terms, except as may be limited by (i) applicable
bankruptcy, insolvency, reorganization or other laws of general application relating to or affecting the enforcement of creditors’
rights generally and (ii) the effect of rules of law governing the availability of equitable remedies.

 

(b)          Purchase
for Own Account. The Securities are being acquired for investment for the Purchaser’s own account, not as a nominee or
agent, in the ordinary course of business, and not with a view to the public resale or distribution thereof within the meaning
of the Securities Act of 1933, as amended (the “Securities Act”). The Purchaser does not have any agreement
or understanding, direct or indirect, with any other person to sell or otherwise distribute the Securities. Notwithstanding the
foregoing, the parties hereto acknowledge the Purchaser’s right at all times to sell or otherwise dispose of all or any part
of the Securities in compliance with applicable federal and state securities laws and as otherwise contemplated by this Agreement.

 

(c)          Investment
Experience and Knowledge of the Company. Purchaser represents that it is an accredited investor within the meaning of Regulation
D under the Securities Act. The Purchaser has substantial experience as an investor in private placement transactions of securities
of public companies similar to the Company and acknowledges that it can bear the economic risk of its investment in the Securities
and has such knowledge and experience in financial or business matters that it is capable of evaluating the merits and risks of
this investment in the Securities and protecting its own interests in connection with this investment. The Purchaser has also had
the opportunity to ask questions of and receive answers from the Company and its management regarding the Company and the terms
and conditions of this investment.

 

5.           MISCELLANEOUS.

 

(a)          Successors
and Assigns. The terms and conditions of this Agreement will inure to the benefit of and be binding upon the respective successors
and permitted assigns of the parties. The Company shall not assign this Agreement or any rights or obligations hereunder without
the prior written consent of the Purchaser. The Purchaser may assign its rights under this Agreement to any person to whom such
Purchaser assigns or transfers any of the Securities, provided that such transferee agrees in writing to be bound by the terms
and provisions of this Agreement, and such transfer is in compliance with the terms and provisions of this Agreement and permitted
by federal and state securities laws.

 

    	 	3	 

     

    

 

(b)          Expenses.
Each party shall pay the fees and expenses of its advisers, counsel, accountants and other experts, if any, and all other expenses
incurred by such party incident to the negotiation, preparation, execution, delivery and performance of this Agreement. The Company
shall pay all transfer agent fees, stamp taxes and other taxes and duties levied in connection with the delivery of any Securities
to the Purchaser. A Purchaser as designated on the signature page will receive a non-accountable legal documentation preparation
fee equal to $2,500 which will be netted against its Purchase Price.

 

(c)          Governing
Law. This Agreement will be governed by and construed and enforced under the internal laws of the State of New York, without
reference to principles of conflict of laws or choice of laws.

 

(d)          Survival.
The representations and warranties of the Company contained in Section 3 of this Agreement and of the Purchaser contained
in Section 4 of this Agreement shall survive the Closing.

 

(e)          Counterparts;
Electronic Delivery. This Agreement may be executed in any number of counterparts, each of which shall be enforceable against
the parties actually executing such counterparts, and all of which together shall constitute one instrument, and such counterparts
may be delivered electronically via PDF or facsimile.

 

(f)           Headings.
The headings and captions used in this Agreement are used for convenience only and are not to be considered in construing or interpreting
this Agreement.

 

(g)          Prohibition
on Variable Rate Transactions and Section 3(a)(10) Transactions. The Company agrees not to enter into any financing transactions
that contain a conversion price that changes daily or varies based on the current market price of the common stock (a “Variable
Rate Transaction”). The Company agrees not to enter into any debt settlement agreements pursuant to Section 3(a)(10) of the
Securities Act of 1933.

 

    	 	4	 

     

    

 

(h)          Indemnification
of Purchaser. Subject to the provisions of this Section 5(h), the Company will indemnify and hold each Purchaser and its directors,
officers, shareholders, members, partners, employees and agents (and any other Persons with a functionally equivalent role of a
Person holding such titles notwithstanding a lack of such title or any other title), each Person who controls the Purchaser (within
the meaning of Section 15 of the Securities Act and Section 20 of the Exchange Act), and the directors, officers, shareholders,
agents, members, partners or employees (and any other Persons with a functionally equivalent role of a Person holding such titles
notwithstanding a lack of such title or any other title) of such controlling persons (each, a “Purchaser Party”)
harmless from any and all losses, liabilities, obligations, claims, contingencies, damages, costs and expenses, including all judgments,
amounts paid in settlements, court costs and reasonable attorneys’ fees and costs of investigation that any the Purchaser
Party may suffer or incur as a result of or relating to (a) any breach of any of the representations, warranties, covenants or
agreements made by the Company in this Agreement or in the other Transaction Documents or (b) any action instituted against the
Purchaser Parties in any capacity, or any of them or their respective Affiliates, by any shareholder of the Company who is not
an Affiliate of the Purchaser Party, with respect to any of the transactions contemplated by the Transaction Documents (unless
such action is based upon a breach of the Purchaser Party’s representations, warranties or covenants under the Transaction
Documents or any agreements or understandings the Purchaser Party may have with any such shareholder or any violations by such
Purchaser Party of state or federal securities laws or any conduct by the Purchaser Party which constitutes fraud, gross negligence,
willful misconduct or malfeasance). If any action shall be brought against any Purchaser Party in respect of which indemnity may
be sought pursuant to this Agreement, the Purchaser Party shall promptly notify the Company in writing, and the Company shall have
the right to assume the defense thereof with counsel of its own choosing reasonably acceptable to the Purchaser Party. Any Purchaser
Party shall have the right to employ separate counsel in any such action and participate in the defense thereof, but the fees and
expenses of such counsel shall be at the expense of the Purchaser Party except to the extent that the employment thereof has been
specifically authorized by the Company in writing, (ii) in such action there is, in the reasonable opinion of counsel, a material
conflict on any material issue between the position of the Company and the position of the Purchaser Party, in which case the Company
shall be responsible for the reasonable fees and expenses of no more than one such separate counsel. The Company will not be liable
to any Purchaser Party under this Agreement (y) for any settlement by a Purchaser Party effected without the Company’s prior
written consent, which shall not be unreasonably withheld or delayed; or (z) to the extent, but only to the extent that a loss,
claim, damage or liability is attributable to any Purchaser Party’s breach of any of the representations, warranties, covenants
or agreements made by the Purchaser Party in this Agreement. The indemnification required by this Section 5(h) shall be made by
periodic payments of the amount thereof during the course of the investigation or defense, as and when bills are received or are
incurred. The indemnity agreements contained herein shall be in addition to any cause of action or similar right of any Purchaser
Party against the Company or others and any liabilities the Company may be subject to pursuant to law.

 

(i)          Notices.
Any notices and other communications required or permitted under this Agreement shall be in writing and shall be delivered (i) personally
by hand or by courier, (ii) mailed by United States first-class mail, postage prepaid or (iii) sent by facsimile or other
electronic transmission directed to the address or facsimile number or other address for electronic transmission set forth below.
All such notices and other communications shall be deemed given upon (i) receipt or refusal of receipt, if delivered personally,
(ii) three (3) days after being placed in the mail, if mailed, or (iii) confirmation of facsimile transfer or other
electronic transmission, if faxed or emailed.

 

If to the Company:

Nugene International,
Inc.

17912 Cowan,
Suite A

Irvine,
California 92614

 

If to the Purchaser:

 

RBW Inc.

 

    	 	5	 

     

    

 

(j)          Amendments.
This Agreement may be amended and the observance of any term of this Agreement may be amended or waived only with the written consent
of the Company and the Purchaser.

 

(k)          Severability.
If any provision of this Agreement is held to be unenforceable under applicable law, such provision will be excluded from this
Agreement and the balance of the Agreement will be interpreted as if such provision were so excluded and will be enforceable in
accordance with its terms.

 

(l)          Entire
Agreement. This Agreement, together with all exhibits and schedules thereto, constitutes the entire agreement and understanding
of the parties with respect to the subject matter hereof and thereof and supersede any and all prior negotiations, correspondence,
agreements, understandings, duties or obligations between the parties with respect to the subject matter hereof and thereof.

 

(m)        Waivers.
No waiver by any party to this Agreement of any default with respect to any provision, condition or requirement of this Agreement
shall be deemed to be a continuing waiver in the future or a waiver of any other provision, condition or requirement hereof, nor
shall any delay or omission of any party to exercise any right hereunder in any manner impair the exercise of any such right accruing
to it thereafter.

 

(n)          Remedies.
In addition to being entitled to exercise all rights provided herein or granted by law, including recovery of damages, the Purchaser
and the Company will be entitled to specific performance under this Agreement. The parties agree that monetary damages may not
be adequate compensation for any loss incurred by reason of any breach of obligations described in the foregoing sentence and hereby
agree to waive in any action for specific performance of any such obligation the defense that a remedy at law would be adequate.

 

[Signature
Page Follows]

 

    	 	6	 

     

    

 

IN WITNESS WHEREOF,
as of the date first written above, the parties hereto have duly executed, or caused their authorized officers to duly execute,
this Agreement.

 

	COMPANY:
	 
	NUGENE INTERNATIONAL, INC.

 

	By:	/s/ 	Ali Kharazmi	 
	Name:	Ali Kharazmi
	Title:	Chief Executive Officer

 

	PURCHASER:
	 
	RBW, Inc.

 

	 	By:	/s/ 	Robert Wheat	 
	 	Name:	Robert Wheat
	 	
        Title:
	 

 

Principal Amount of Note:
$110,000

Purchase Price of Note:
$100,000 (less documentation preparation fee of $2500)

# of Warrants to be
issued: 61,111

 

    	 	7	 

     

    

 

Exhibit A

 

FORM OF 10% CONVERTIBLE
NOTE

 

    	 	8	 

     

    

 

Exhibit B

 

FORM OF WARRANT

 

    	 	9

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