Document:

Exhibit 10.3

AGREEMENT

 

This Agreement ("Agreement") is between Santa Fe Gold, a Delaware corporation ("SFG") and [Daniel E. Gorski], an individual, presently of Rockport, Texas ("Gorski"). The effective date of this Agreement is 1 Nov, 2018 ("Effective Date").

 

RECITALS

 

A.SFG has extensive mining properties and interests in the region of southwestern New Mexico. 

B.Gorski is a board certified professional geoscientist and has experience in exploring, developing and operating mines. 

C.Gorski agrees to serve as advisor to SFG in the development of these properties or in any other capacity requested by SFG. 

 

AGREEMENTS

 

For good and valuable consideration, the adequacy and receipt of which are acknowledged hereby, the Parties agree as follows:

1.Advisor is Independent Advisor.  At all times, Advisor will be and act as an independent Advisor. At all times, SFG will be and act as an entity wholly apart from Advisor. Accordingly, and without limitation, SFG will not: control the methods to be used by Advisor in effecting Advisor's obligations hereunder; be responsible for or withhold taxes. 

2.Consent by Advisor as to Use Materials. Advisor hereby authorizes SFG, its directors, officers, employees, consultants, agents and representatives, to use, without modification, in written or oral form, all or any of the written materials, statements, or representations services that it may provide to SFG pursuant to this Agreement. Moreover, Advisor hereby authorizes SFG, its directors, officers, employees, consultants, agents and representatives, to use information about Advisor and any of its directors, members, partners, officers, employees, or agents in connection with any efforts made by SFG to finance the Project. 

3.Consideration from SFG to Advisor. 

a.An aggregate fee calculated in an amount equal to Five Thousand Dollars (US$5,000.00) per month, commencing on the Effective Date; said fee will accrue until such time as SFG has arranged sufficient financing to carry out its planned exploration and development activities. 

b.SFG will grant to the Advisor, an amount of restricted shares of SFG stock equal to $5,000 per month to be issued on the first day of each quarter, the price of which being the average share price of SFG shares for said quarter. 

c.SFG will pay costs and expenses incurred by Advisor in connection with or for the benefit of the Project. Any such expenses will be pre-approved by SFG. 

4.Term and Termination.  The Agreement will remain in effect until terminated by either party or by mutual consent. Either party may terminate this contract by giving the other two weeks' notice. 

Exhibit 10.3

5.Counterparts. This Agreement may be executed in one or more counterparts, each of which may be executed by one or more of the signatory Parties, and each of which, when combined with the signatures of the other Party, shall constitute one legally effective document.  Signature pages may be detached from any counterpart and attached to a single copy of this Agreement. 

 

IN WITNESS WHEREOF, the parties have signed this Agreement, as of the Effective Date.

 

	Advisor

 

 

 

 /s/ Daniel E. Gorski  

Daniel E. Gorski

	SFG

Santa Fe Gold, Inc.

a Delaware corporation

 

 /s/ Frank Mueller  

By: Frank MuellerExhibit 10.4

 

CHANGE OF CONTROL AGREEMENT

 

This agreement dated May 16, 2016 by and between Santa Fe Gold Corporation, a Delaware corporation ("the Company") and Frank Mueller, the corporate officer ("the Officer").

 

Whereas the Officer has rendered valuable services to the Company and the Company desires to be assured that the Officer will continue to render such services to the Company:

 

Whereas the Officer is willing to serve the Company but desires assurance that he will be protected in the event of any. change of control of the Company:

 

Now therefore, in consideration of the mutual covenants and promises herein, the parties agree as follows:

 

The Company agrees that if

(1)There is a change of control of the Company ("Change of Control" as defined below) and 

(2)The Officer leaves the employment of the Company, for whatever reason (other than discharge for cause, death or disability) within six month after such Change of Control: 

(a)The Officer shall receive as a lump sum, a cash payment in the amount of 200% of the base amount as defined In IRC Section 280G (b)(3) provided, that in any event, the amount payable under this clause (a) shall not exceed the maximum amount payable to the Officer without the imposition of any excise taxes under the provision of Section 4999 of the Internal Revenue Code as that section may be amended from time to time. 

(b)The Officer, his spouse and dependents will continue to be covered by all of the Company's medical, health, life and dental plans for 24 month after such change of Control. 

 

The amount paid to the Officer hereunder shall be considered severance pay in consideration of the past services he has rendered to the Company and in consideration of his continued service from the date hereof to his entitlement to those payments. The Officer shall have no duty to mitigate his damages by seeking other employment. Should the Officer actually receive other payments from such other employment, the payments called for hereunder shall not be reduced or offset by any future earnings.

 

As used herein, the term "Change of Control" shall mean either:

(1)The acquisition of (whether direct or indirect) shares In excess of 20 percent of the outstanding shares of common stock of the Company by a person or group of persons, other than through a public offering by the Company; or 

(2)The occurrence of any transaction relating to the Company required to be described pursuant to the requirements of item 6(e) of Schedule 14A of Regulation 14A of the Securities and Exchange Commission under the Securities and  Exchange Act of 1934; or 

(3)Any change In the composition of the board of Directors of the Company resulting in a majority of the present directors not constituting a majority, provided that in making such determination, directors who were elected by, or on the recommendation of, such present majority shall be excluded. 

 

The arrangement called for by this Agreement are not intended to have any effect on the Officer's participation in any other benefits available to Company personnel or to preclude other compensation or additional benefits as may be authorized by the Board of Directors from time to time.

 

This Agreement shall be binding and shall inure to the benefit of the respective successors, assigns, legal representatives and heirs to the parties hereto.

 

This Agreement shall terminate, even though prior to any Change of Control, if the Officer shall voluntary resign, retire, become permanently and totally disabled, voluntary takes another position requiring a substantial portion of his time, or die. This Agreement shall also terminate if the Employee's employment as an officer of the company shall have been terminated for any reason by the Board of Directors of the Company as constituted    prior to any Change of Control.

1

In witness whereof, the parties have executed this Agreement this 16th day of May, 2016.

 

 

SANTA FE GOLD CORPORATION

 

 

 

 

X Erich Hofer  

Erich Hofer, Chairman of the Board

 

 

 

X Frank Mueller  

Frank Mueller, Officer

2Exhibit 4.1

 

	NUMBER	UNITS
	U-	 

SEE REVERSE FOR CERTAIN DEFINITIONS

 

CUSIP [          ]

 

DEERFIELD HEALTHCARE TECHNOLOGY ACQUISITIONS
CORP.

 

UNITS CONSISTING OF ONE SHARE OF CLASS
A COMMON STOCK AND ONE-FIFTH

OF ONE REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE

HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK

 

	THIS CERTIFIES
THAT	is
                                         the owner of	Units.

 

Each Unit (“Unit”)
consists of one share of Class A common stock, par value $0.0001 per share (“Common Stock”), of Deerfield
Healthcare Technology Acquisitions Corp., a Delaware corporation (the “Company”), and one-fifth of
one redeemable warrant (the “Warrant”). Each whole Warrant entitles the holder to purchase one share
of Common Stock for $11.50 per share (subject to adjustment). Only whole Warrants are exercisable. Each whole Warrant will become
exercisable on the later of (i) thirty (30) days after the Company’s completion of a merger, capital stock exchange, asset
acquisition, stock purchase, reorganization or other similar business combination with one or more businesses (each a “Business
Combination”), and (ii) twelve (12) months from the closing of the Company’s initial public offering, and
will expire unless exercised before 5:00 p.m., New York City Time, on the date that is five (5) years after the date on which
the Company completes its initial Business Combination, or earlier upon redemption or liquidation (the “Expiration
Date”). The Common Stock and Warrants comprising the Units represented by this certificate are not transferable
separately prior to                             ,
2020, unless Deutsche Bank Securities Inc. elects to allow separate trading earlier, subject to the Company’s filing of
a Current Report on Form 8-K with the Securities and Exchange Commission containing an audited balance sheet reflecting the Company’s
receipt of the gross proceeds of the Company’s initial public offering and issuing a press release announcing when separate
trading will begin. No fractional Warrants will be issued upon separation of the Units. The terms of the Warrants are governed
by a Warrant Agreement, dated as of                                 ,
2020, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and
provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof.
Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York
10004, and are available to any Warrant holder on written request and without cost.

 

This certificate is
not valid unless countersigned by the Transfer Agent and registered by the Registrar of the Company.

 

This certificate shall
be governed by and construed in accordance with the internal laws of the State of New York.

 

Witness the facsimile
signature of a duly authorized signatory of the Company.

 

	Authorized Signatory	 	Transfer Agent

 

     

     

    

 

Deerfield Healthcare Technology Acquisitions
Corp.

 

The Company will furnish
without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative, participating,
optional or other special rights of each class of equity or series thereof of the Company and the qualifications, limitations,
or restrictions of such preferences and/or rights.

 

The following abbreviations,
when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according
to applicable laws or regulations:

 

	TEN COM	— 	as tenants in common	UNIF GIFT MIN ACT	    —      	____________   Custodian   ____________
	 	 	 	 	 	 
	 	 
	TEN ENT	— 	as tenants by the entireties	 	(Cust)                                    (Minor)
	 
	JT TEN	— 	as joint tenants with right of survivorship and not as tenants
    in common	 	under Uniform Gifts to Minors Act
	 	 	(State)

 

Additional abbreviations may also be used
though not in the above list.

 

For value received,                      hereby
sell, assign and transfer unto

 

(PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE)

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
INCLUDING ZIP CODE, OF ASSIGNEE)

 

Units represented by the within Certificate,
and do hereby irrevocably constitute and appoint

 

Attorney to transfer the said Units on
the books of the within named Company with full power of substitution in the premises.

 

	Dated	
	 	 
	 	Notice: The signature to this assignment must correspond with the name as written upon
    the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

     

     

    

 

	Signature(s) Guaranteed:

         
	 
	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS,
    SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT
    TO S.E.C.  RULE 17Ad-15 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (OR ANY SUCCESSOR RULE)).	 

 

As more fully described
in, and subject to the terms and conditions described in, the Company’s final prospectus for its initial public offering
dated                        ,
2020, the holder(s) of this certificate shall be entitled to receive a pro rata portion of certain funds held in the trust account
established in connection with the Company’s initial public offering only in the event that (i) the Company redeems the
shares of Common Stock sold in the Company’s initial public offering and liquidates because it does not consummate an initial
business combination by the date set forth (the “Last Date”) in the Company’s Amended and Restated Certificate
of Incorporation, as the same may be amended from time to time (the “Charter”), (ii) the Company redeems the shares
of Common Stock sold in its initial public offering properly submitted in connection with a stockholder vote to amend the Charter
to modify the substance or timing of the Company’s obligation to redeem 100% of the Common Stock if it does not consummate
an initial business combination by the Last Date or with respect to any other material provisions relating to stockholders’
rights or pre-initial business combination activity, or (iii) if the holder(s) seek(s) to redeem for cash his, her or its respective
shares of Common Stock in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks stockholder
approval of the proposed initial business combination) setting forth the details of a proposed initial business combination. In
no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

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