Document:

ex10-23d.htm

    EXHIBIT
10.23d

     

    ASSIGNMENT
OF LEASE

    

    

    THIS ASSIGNMENT OF LEASE (this
"Assignment") is made and entered into this 17th day of June, 2005, by and
between PATRIOT MINING COMPANY,
INC., a West Virginia corporation ("Assignor") and VINDEX ENERGY CORPORATION, a
West Virginia corporation ("Assignee").

    WITNESSETH:

    WHEREAS, by Coal Lease and
Mining Agreement (the "Lease") effectively dated September 21, 1995, by and
between Douglas Coal Company ("Douglas") and Patriot Mining Company, Inc.,
Douglas leased to Assignor all of the land, coal, surface, and all mining and
other rights in connection therewith that it then owned situate in Election
District 1, Garrett County, Maryland, together with the right to mine, remove
and sell all of said coal; and

    WHEREAS, Assignor desires to
assign unto Assignee all of its right to mine and remove the coal in accordance
with the terms and provisions of the Lease and Assignee desires to accept said
assignment on the terms and conditions stated herein.

    NOW, THEREFORE, for valuable
consideration, the receipt of which is hereby acknowledged by Assignor, the
parties hereby agree as follows:

    1.           Assignment.  Assignor
does hereby assign unto Assignee all of Assignor's right to mine and remove said
coal in accordance with the terms and provisions of the Lease.

    2.           Representations and
Warranties.  Assignor represents and warrants to Assignee
that:

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    (a)           Assignor
warrants specially its title to the leasehold estate created by the
Lease  and Assignor warrants that the leasehold estate created by the
Lease is free of encumbrances;

    (b)           the
Lease is valid, binding and in full force and effect;

    (c)           no
breach or default by or on the part of Assignor has occurred under the Lease;
and

    (d)           Assignor
has full power and authority to execute and deliver this
Assignment.

    3.           Assumption.                      From
and after the date hereof, Assignee shall be obligated to make, and does hereby
assume and agree to make, all payments of rents and royalties when due under the
Lease directly to Lessor, and to perform and keep all promises, covenants,
conditions and agreements of the Leases and Agreement and to indemnify and hold
Assignor harmless from and against any and all covenants and conditions of the
Lease from and after the date of this Assignment; provided, however, that
Assignor expressly agrees to retain and to indemnify and hold Assignee harmless
from and against any and all obligations, responsibilities and liabilities
relating in any way to the Lease which arose or accrued prior to the date of
this Assignment.

    5.           Entire
Agreement.  This Assignment of Leases and Agreement represents
the entire agreement between the parties with respect to the subject matter
hereof and may not be changed, altered, or amended except by writing signed by
both parties.

    6.           Binding
Effect.  This Assignment of Leases and Agreement shall be
binding upon and inure to the benefit of the parties hereto and their successors
and permitted assigns.

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    IN WITNESS WHEREOF, Assignor
and Assignee have caused this Assignment to be signed hereto and their seals to
be hereunto affixed by their proper officers under the authority heretofore duly
given, this the day and year first above written.

     

    
      
        	
                PATRIOT
      MINING COMPANY, INC.

              
	 
      	 
      	 
      
	
                By:

              	 
      	
                /s/
      Peter Vuljanic

              
	
                Its:

              	 
      	
                President

              
	 
      	 
      	 
      
	
                VINDEX
      ENERGY CORPORATION

              
	 
      	 
      	 
      
	
                By:

              	 
      	
                /s/
      Peter Vuljanic

              
	
                Its:

              	 
      	
                President

              

      

    

    

    

    STATE
OF WEST VIRGINIA,

    COUNTY
OF MONONGALIA, TO-WIT:

    

    To
the foregoing instrument was acknowledged before me this 17th day of June, 2005,
by Peter Vuljanic, the President of  Patriot Mining Company, Inc., a
corporation, on behalf of said corporation, as its duly authorized
agent.

    

    
      	
              My
      commission expires:

            	 
      	
              April
      19, 2005

            
	 
      	 
      	 
      
	 
      	 
      	
              /s/
      William P Saltis

            
	 
      	 
      	
              Notary
      Public

            

    

    

    

    

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    

    STATE
OF WEST VIRGINIA,

    COUNTY
OF MONONGALIA, TO-WIT:

    

    To
the foregoing instrument was acknowledged before me this 17th day of June, 2005,
by Peter Vuljanic, the President of  Vindex Energy Corporation, a
corporation, on behalf of said corporation, as its duly authorized
agent.

    

    
      	
              My
      commission expires:

            	 
      	
              April
      19, 2005

            
	 
      	 
      	 
      
	 
      	 
      	
              /s/
      William P Saltis

            
	 
      	 
      	
              Notary
      Public

            

    

    

    

    

    

    

    This
document prepared by

    Patriot
Mining Company, Inc.

    2708
Cranberry Square

    Morgantown,
WV  26508exhibit_4-1.htm

    Exhibit
4.1 

     

    
      
        	  
       	
                 RIGHTS
      CERTIFICATE #: 

              	
                       NUMBER OF
      RIGHTSS 

              	  
       
	   	  
      

                 THE
      TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY'S
      PROSPECTUS 

                 DATED
      FEBRUARY, __, 2010 (THE "PROSPECTUS") AND ARE INCORPORATED HEREIN BY
      REFERENCE.   COPIES OF 

                 THE
      PROSPECTUS ARE AVAILABLE UPON REQUEST FROM INNISFREE M&A INCORPORATED,
      THE INFORMATION AGENT. 

                

                 

                 PGT,
      INC. 

                 Incorporated
      under the laws of the State of Delaware  

                 

                 NON
      - TRANSFERABLE SUBSCRIPTION RIGHTS CERTIFICATE 

                 

                 Evidencing
      Non - Transferable Subscription Rights to Purchase Shares of Common Stock,
      Par Value $0.01 Per Share, of PGT, Inc. 

                 

                 Subscription
      Price:                                      $1.50
      per Share 

                 

                 THE
      SUBSCRIPTION RIGHTS WILL EXPIRE IF NOT EXERCISED ON OR BEFORE 5:00 P.M.,
      EASTERN TIME, 

                 ON
      MARCH 12, 2010, UNLESS EXTENDED BY THE COMPANY 

              	   

      

      
        	  
      REGISTERED 
    OWNER: 	  
       	  
       
	
                 THIS
      CERTIFIES THAT the registered owner whose name is inscribed hereon is the
      owner of the 

                 number
      of non-transferable subscription rights (“Rights”) set forth above. Each
      whole Right entitles the holder thereof to subscribe for and purchase one
      share of Common Stock, with a par value of  $0.01 per share, of
      PGT, Inc., a Delaware corporation, at a subscription price of
      $1.50  per  share  (the “Basic
      Subscription  Privilege”), pursuant  to a
      rights  offering  (the “Rights Offering”), on the
      terms and subject to the conditions set forth in the Prospectus and the
      “Instructions for Use of PGT, Inc. Subscription Rights Certificates”
      accompanying this Subscription Rights Certificate.   If any
      shares of Common Stock available for purchase in the Rights Offering are
      not purchased by other holders of Rights pursuant to the exercise of their
      Basic Subscription Privilege (the “Excess Shares”), any Rights holder that
      exercises its Basic Subscription Privilege in full may subscribe for a
      number of Excess Shares (up to the number of shares for which such holder
      subscribed under the Basic Subscription Privilege) pursuant to the terms
      and conditions of the Rights Offering, subject to proration, as described
      in the Prospectus (the “Over-Subscription Privilege”). 

                 

                 The
      Rights represented by this Subscription Rights Certificate may be
      exercised by completing Form 1 and any other appropriate forms on the
      reverse side hereof and by retuning the full payment of the subscription
      price for each share of Common Stock in accordance with the “Instructions
      for Use of PGT, Inc. Subscription Rights Certificates” that accompanies
      this Subscription Rights Certificate. 

                 

              	  
       	
                 

                 

                 

                 

                 

                 

                 

                 

                 

                 Regulatory
      Limitation. All
      rights issued to a stockholder of record who would, in the Company’s
      opinion, be required to obtain prior clearance or approval from any state,
      federal, or non-U.S. regulatory authority for the ownership or exercise of
      rights or the ownership of additional shares are null and void and may not
      be held or exercised by any such holder. 

                 

                 The
      holder irrevocably subscribes for the number of shares of Common Stock
      indicated on the form upon the terms and conditions specified in the
      Prospectus relating thereto. Receipt of the Prospectus is hereby
      acknowledged. 

                 

              
	
                 

                 

                 This
      Subscription Rights Certificate is not valid unless countersigned by the
      subscription agent and registered by the registrar. 

                 

                 Witness
      the seal of PGT, Inc. and the signatures of its duly authorized
      officers. 

                 

                 Dated: 

                 

                

                 

                 

              

      

      
        	   	   	   	   	   
	   	
                 President
      and Chief Executive Officer 

              	   	
                 Vice
      President, General Counsel   

                 and
      Secretary 

              	   

      

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

     

    
      

       

       DELIVERY
OPTIONS FOR SUBSCRIPTION RIGHTS CERTIFICATE 

       

       Delivery other than in the manner or to
the addresses listed below will not constitute valid
delivery. 

      
        	
                 If Delivering by
      Hand: 

                 American
      Stock Transfer & Trust Company 

                 Attn:
      Reorganization Department 

                 59
      Maiden Lane 

                 New
      York, New York 10038 

              	
                 If Delivering by Mail
      or Overnight Courier: 

                 American
      Stock Transfer & Trust Company 

                 Operations
      Center 

                 Attn:
      Reorganization Department 

                 6201
      15th
      Avenue 

                 Brooklyn,
      New York 11219 

              

      

       PLEASE
PRINT ALL INFORMATION CLEARLY AND LEGIBLY 

      

      
        	
                 FORM
      1-EXERCISE OF SUBSCRIPTION RIGHTS 

                 

                 To
      subscribe for shares pursuant to your Basic Subscription Right, please
      complete lines (a) and (c) and sign under Form 4 below.  To
      subscribe for shares pursuant to your Over-Subscription Privilege, please
      also complete line (b) and sign under Form 4 below.  To the
      extent you subscribe for more shares than you are entitled under either
      the Basic Subscription Privilege or the Over-Subscription Privilege, you
      will be deemed to have elected to purchase the maximum number of shares
      for which you are entitled to subscribe under the Basic Subscription
      Privilege or Over-Subscription Privilege, as
      applicable. 

                 

                 (a)
      EXERCISE OF BASIC SUBSCRIPTION PRIVILEGE: 

                 

                 I
      apply for    ______________    shares x
      $ 1.50 =        $    
      _______________
        
      (no.
      of new shares)      (subscription
      price)   (amount enclosed) 

                 

                 (b)
      EXERCISE OF OVER-SUBSCRIPTION PRIVILEGE 

                 If
      you have exercised your Basic Subscription Privilege in full and wish
      to
      subscribe for additional shares (up to the number of shares for which for
      which you subscribed under your Basic Subscription
      Privilege): 

                 

                 I
      apply for    ______________    shares x
      $ 1.50 =        $    
      _______________
         (no.
      of new shares)      (subscription
      price)   (amount enclosed) 

                 

                 (c)
      Total Amount of Payment Enclosed   =
        $__________________ 

                 

                 METHOD
      OF PAYMENT (CHECK ONE) 

                 

                      ̈   Cashier’s or
      certified check drawn on a U.S. bank payable to “American Stock Transfer
      & Trust Company, as Subscription Agent.” 

                 

                      ̈   Wire transfer
      of immediately available funds directly to the account maintained by
      American Stock Transfer & Trust Company, LLC, as Subscription Agent,
      for purposes of accepting subscriptions in this Rights Offering at
      JPMorgan Chase Bank, 55 Water Street, New York, New York 10005, ABA
      #021000021, Account #323-213251 American Stock Transfer FBO PGT, Inc.,
      with reference to the rights holder's name. 

                 

                 FORM
      2-DELIVERY TO DIFFERENT ADDRESS 

                 If
      you wish for the Common Stock underlying your subscription rights, a
      certificate representing unexercised subscription rights or the proceeds
      of any sale of subscription rights to be delivered to an address different
      from that shown on the face of this Subscription Rights Certificate,
      please enter the alternate address below, sign under Form 3 and have your
      signature guaranteed under Form 4. 

                 _________________________________________________________________
 

                 _________________________________________________________________ 

                 

                 _________________________________________________________________ 

              	   	
                 FORM
      3-SIGNATURE 

                 

                 TO
      SUBSCRIBE: I acknowledge that I have received the Prospectus for this
      Rights Offering and I hereby irrevocably subscribe for the number of
      shares indicated above on the terms and conditions specified in the
      Prospectus. 

                 

                 This
      form must be signed by the registered holder(s) exactly as their name(s)
      appear(s) on the certificate(s) or by person(s) authorized to sign on
      behalf of the registered holder(s) by documents transmitted
      herewith 

                 

                 Signature(s):
      ______________________________________________________ 

                 

                 Signature(s):
      ______________________________________________________ 

                 

                 Date:
      ______________________________________________________ 

                 

                 Daytime
      Telephone Number:
      ______________________________________________________ 

                 

                 IMPORTANT:
      The signature(s) must correspond with the name(s) as printed on the
      reverse of this Subscription Rights Certificate in every particular,
      without alteration or enlargement, or any other change
      whatsoever. 

                 

                 FORM
      4-SIGNATURE GUARANTEE 

                 

                 This
      form must be completed if you have completed any portion of Form
      2. 

                 

                 Signature
      Guaranteed:
      _______________________________________________ 

                 (Name
      of Bank or Firm) 

                 

                 By:_______________________________________________________________ 

                 (Signature
      of Officer) 

                 

                 IMPORTANT:  The
      signature(s) should be guaranteed by an eligible guarantor institution
      (bank, stock broker, savings & loan association or credit union) with
      membership in an approved signature guarantee medallion program pursuant
      to Securities and Exchange Commission Rule 17Ad-15. 

                 

                 

                 THIS
      RIGHTS OFFERING HAS BEEN QUALIFIED OR IS BELIEVED TO BE EXEMPT FROM
      QUALIFICATION ONLY UNDER THE FEDERAL LAWS OF THE UNITED STATES AND THE
      LAWS OF THE STATES IN THE UNITED STATES. RESIDENTS OR OTHER JURISDICTIONS
      MAY NOT PURCHASE THE SECURITIES OFFERED HEREBY UNLESS THEY CERTIFY THAT
      THEIR PURCHASES OF SUCH SECURITIES ARE EFFECTED IN ACCORDANCE WITH THE
      APPLICABLE LAWS OF SUCH JURISDICTIONS 

              
	  
       	   	  
       

      

      

       FOR
INSTRUCTIONS ON THE USE OF PGT, INC. SUBSCRIPTION RIGHTS CERTIFICATES, CONSULT
INNISFREE M&A INCORPORATED, THE INFORMATION AGENT, AT (888) 750-5834 (FOR
STOCKHOLDERS) OR COLLECT AT (212) 750-5833. 

      

       THIS
RIGHTS OFFERING EXPIRES AT 5:00 P.M., EASTERN TIME, ON MARCH 12, 2010, UNLESS
EXTENDED, AND THIS SUBSCRIPTION RIGHTS CERTIFICATE IS VOID
THEREAFTER.

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