Document:

Form of Restricted Stock Unit Agreement

 Exhibit 10.2 
 SERENA SOFTWARE, INC. 
 AMENDED AND RESTATED 2006 STOCK
INCENTIVE PLAN 
 RESTRICTED STOCK UNIT AGREEMENT 
 Participant: 
 Grant Date: 
 Number of Restricted Stock Units: 
 This
Restricted Stock Unit Agreement (this “Agreement”), effective as of the “Grant Date” set forth above, is between Serena Software, Inc. (the “Company”) and the Participant whose
name is set forth above, and is issued pursuant to the Serena Software, Inc. Amended and Restated 2006 Stock Incentive Plan (as amended from time to time, the “Plan”). 
 1. Definitions. Unless otherwise defined herein, capitalized terms used herein shall have the same meaning set forth in the
Plan. 
 2. Grant of Units. The Company hereby grants the number of Restricted Stock Units set forth above to the
Participant. Each unit represents the right to receive one share of Common Stock (a “Share”) upon the expiration or termination of the Restricted Period (as defined below), subject to the terms, conditions and restrictions
set forth in the Plan, this Agreement and the Management Stockholders Agreement. The Participant’s interest in the Restricted Stock Units shall be that of a general, unsecured creditor of the Company. 
 3. Restricted Period. The “Restricted Period” shall mean the period beginning on the Grant Date and
expiring on the third anniversary thereof. Except as otherwise provided in Section 6, upon the expiration or termination of the Restricted Period, the Restricted Stock Units granted hereunder shall (to the extent not previously vested) vest in
full and Shares in respect thereof shall be issued to the Participant in accordance with Section 15 hereof. 
 4.
Restrictions on Transfer During Restricted Period. Unless otherwise permitted by the Committee, the Restricted Stock Units may not be sold, assigned, transferred, pledged, hypothecated, loaned, or otherwise disposed of, and during the
Participant’s lifetime the Participant’s rights with respect to the Restricted Stock Units shall be exercised only by such Participant or by his or her guardian or legal representative, except that the Restricted Stock Units may be
transferred by will or by the laws of descent and distribution. Any sale, assignment, transfer, pledge, hypothecation, loan or other disposition other than in accordance with this Section 4 shall be null and void. 
 5. Change in Control or Initial Public Offering During Restricted Period. Subject to Section 8, if a Change in Control or
an Initial Public Offering (as defined below) occurs during the Restricted Period, and the price per Share (as determined by the Board in good faith) at the time of such event: (i) is greater than or equal to $4.00 but less than $4.50, then 25%
of the Restricted Stock Units granted hereunder shall vest, (ii) is greater than or equal to $4.50 but less than $5.00, then 50% of the Restricted Stock Units granted hereunder shall vest, or (iii) is greater than or equal to $5.00, then
100% of the Restricted Stock Units granted hereunder shall vest (each of clauses (i), (ii) and (iii) is hereafter referred to as a “Vesting Threshold”). In addition, if, during any consecutive ninety
(90) calendar day period following an Initial Public Offering, the

 
average of the closing sales prices (or closing bids, for days in which no sales are reported) of the Common Stock for such ninety (90) calendar day period (the “Average
Price”) satisfies a higher Vesting Threshold (i.e., a Vesting Threshold that is higher than the Vesting Threshold that was satisfied to vest any Restricted Stock Units at the time of the Initial Public Offering (or that is the initial
Vesting Threshold if such initial Vesting Threshold was not satisfied, and no Restricted Stock Units became vested, at the time of the Initial Public Offering) or at the end of any subsequent consecutive ninety (90) day periods, as applicable),
then at the end of such ninety (90) calendar day period, the Restricted Stock Units shall vest as follows: (x) if the Average Price is greater than or equal to $4.00 but less than $4.50, such number of additional Restricted Stock Units, if
any, shall become vested so that a total of 25% of the Restricted Stock Units granted hereunder shall be vested, (ii) if the Average Price is greater than or equal to $4.50 but less than $5.00, then such number of additional Restricted Stock
Units, if any, shall become vested so that a total of 50% of the Restricted Stock Units granted hereunder shall be vested, or (iii) if the Average Price is greater than or equal to $5.00, then such number of additional Restricted Stock Units,
if any, shall become vested so that a total of 100% of the Restricted Stock Units granted hereunder shall be vested. Shares in respect of any Restricted Stock Units that shall vest in accordance with the foregoing shall be issued to the Participant
in accordance with Section 15. 
 For purposes of this Agreement, “Initial Public Offering” shall
mean an initial public offering of the Company of at least 25% of the outstanding shares of Common Stock, or that results in gross proceeds to the Company equal to or greater than $25,000,000. For the avoidance of doubt, any subsequent public
offering of the Company will be combined with the Initial Public Offering of the Company in order to determine whether the 25% threshold contained in the preceding sentence has been surpassed. 
 6. Termination of Continuous Service During Restricted Period. In the event that the Participant’s Continuous Service
terminates or is terminated for any reason during the Restricted Period, the Participant shall automatically forfeit all of the then outstanding Restricted Stock Units that have not previously vested pursuant to Section 5 and all of the
Participant’s rights hereunder shall cease. 
 7. Dividends. If the Company shall pay a cash dividend on its
Common Stock, the Participants shall not be entitled to any cash dividend equivalent payments in respect of or corresponding to the Restricted Stock Units. 
 8. Changes in Common Stock. In the event of any change in the number and kind of outstanding shares of Common Stock by reason of any recapitalization, reorganization, merger, consolidation,
stock dividend, stock split, reverse stock split, or any extraordinary distribution or extraordinary dividend to holders of Common Stock (whether paid in cash or otherwise), or any similar change affecting the Common Stock, the Committee shall make
an appropriate adjustment in (i) the applicable Vesting Thresholds so that such Vesting Thresholds appropriately reflect the impact of such change on the Common Stock and (ii) the number and terms of the Restricted Stock Units subject to
this Agreement so that, after such adjustment, the Restricted Stock Units shall represent a right to receive the same consideration (or if such consideration is not available, other consideration of the same value) that the Participant would have
received in connection with such recapitalization, reorganization, merger, consolidation, stock split or any similar change if the Participant had owned on the applicable record date a number of shares of Common Stock equal to the number of
Restricted Stock Units subject to this Agreement prior to such adjustment. 
  

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 9. No Right to Continued Employment. Nothing in this Agreement or the Plan
shall be interpreted or construed to confer upon the Participant any right to continued employment by the Company or any of its subsidiaries, nor shall this Agreement or the Plan interfere in any way with the right of the Company or any of its
subsidiaries to terminate the Participant’s employment at any time for any reason whatsoever, whether or not with cause. 
 10. No Rights as a Stockholder. The Participant’s interest in the Restricted Stock Units shall not entitle the Participant to any rights as a stockholder of the Company. The Participant shall not be deemed to be the
holder of, or have any of the rights and privileges of a stockholder of the Company in respect of, the Shares unless and until such Shares have been issued to the Participant in accordance with Section 15. 
 11. General Restrictions. Notwithstanding anything in this Agreement to the contrary, the Company shall have no obligation to
issue or transfer the Shares as contemplated by this Agreement unless and until such issuance or transfer shall comply with all relevant provisions of law and the requirements of any stock exchange on which the Common Stock is listed for trading.

 12. Legend on Certificates. The certificates representing the Shares issued in respect of vested Restricted
Stock Units shall be subject to such stop transfer orders and other restrictions as the Committee or the Company may determine is required by the rules, regulations, and other requirements of the Securities and Exchange Commission, any stock
exchange upon which such Shares are listed, any applicable federal or state laws and the Company’s Certificate of Incorporation and Bylaws, and the Committee or the Company may cause a legend or legends to be put on any such certificates to
make appropriate reference to such restrictions. In addition, the Shares issued in respect of vested Restricted Stock Units shall bear such legends as may be provided for under the Management Stockholders Agreement. 
 13. Securities Laws. Upon the acquisition of any Shares issued in respect of vested Restricted Stock Units, the Participant
will make or enter into such written representations, warranties and agreements as the Committee or the Company may reasonably request in order to comply with applicable securities laws or with this Agreement. 
 14. Notices. Any notice under this Agreement shall be addressed to the Company in care of its General Counsel, addressed to
the principal executive officer of the Company and to the Participant at the address last appearing in the personnel records of the Company for the Participant or to either party at such other address as either party hereto may hereafter designate
in writing to the other. Any such notice shall be deemed effective upon receipt thereof by the addressee. 
 15. Issuance
of Shares. Upon the vesting of the Restricted Stock Units hereunder, subject to payment by the Participant of any applicable taxes in accordance with Section 16 of this Agreement, the Company shall, as soon as reasonably practicable
(and no later than 10 calendar days following the date the Restricted Stock Units become vested, but subject to any delay necessary to comply with Sections 11 or 25 hereof), issue the corresponding Shares to the Participant. The Company shall not be
required to deliver any fractional Shares, but shall pay to

  

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the Participant, in lieu thereof, an amount in cash equal to the Fair Market Value as of the date the restrictions lapse of such fractional Share. Notwithstanding the provisions of this
Section 15, if the Restricted Stock Units have been transferred in accordance with the provisions of Section 4 prior to the issuance of the Shares to the Participant in accordance with this Section, then the issuance of the Shares and any
payment in lieu of fractional Shares shall be made to the transferee(s). 
 16. Tax Withholding. As a condition to
the Company’s issuance of any Shares as provided in Section 15, the Participant must remit to the Company an amount sufficient to satisfy Federal, state, local or foreign withholding tax requirements. The payment shall, at the
Participant’s election and subject to such procedures as the Committee or the Company may require, be in (i) cash, (ii) a reduction in the number of Shares otherwise issuable or deliverable to the Participant pursuant to this
Agreement having a Fair Market Value equal to the minimum statutory withholding, or (iii) a combination of (i) and (ii); provided, that if the Participant has not made satisfactory arrangements to satisfy the applicable tax
withholding requirements prior to the vesting date of any Restricted Stock Units, then the Company shall satisfy such tax withholding requirements in accordance with clause (ii) hereof or by withholding the applicable amount from any other
payment due to the Participant. The value of any Shares delivered or withheld as payment in respect of withholding tax requirements shall be determined by reference to the Fair Market Value of such Shares as of the date of such withholding or
delivery. 
 17. Award Subject to Plan and Management Stockholders Agreement. The Participant hereby acknowledges
that the Participant has received and read a copy of the Plan and agrees that the Participant will contemporaneously with the grant of the Restricted Stock Units enter into and be bound by (or has already entered into and is bound by) the Management
Stockholders Agreement. The Restricted Stock Units and the Shares received upon vesting of the Restricted Stock Units are subject to the Plan and the Management Stockholders Agreement. The terms and provisions of the Plan and the Management
Stockholders Agreement, as each may be amended from time to time, are hereby incorporated by reference. In the event of a conflict between any term or provision contained herein and a term or provision of the Plan or the Management Stockholders
Agreement, the applicable terms and provisions of the Plan or the Management Stockholders Agreement will govern and prevail. In the event of a conflict between any term or provision of the Plan and any term or provision of the Management
Stockholders Agreement, the applicable terms and provisions of the Management Stockholders Agreement will govern and prevail. 
 18. Modification of Agreement. This Agreement may be modified, amended, suspended or terminated, and any terms or conditions may be waived, but, subject to the terms and conditions of the Plan and this Agreement, only by a
written instrument executed by the parties hereto. 
 19. Severability. Should any provision of this Agreement be
held by a court of competent jurisdiction to be unenforceable or invalid for any reason, the remaining provisions of this Agreement shall not be affected by such holding and shall continue in full force in accordance with their terms. 
 20. Governing Law. The validity, interpretation, construction and performance of this Agreement shall be governed by the laws
of the State of Delaware without giving effect to the conflicts of laws principles thereof. 
  

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 21. Successors in Interest. This Agreement shall inure to the benefit of and
be binding upon any successor to the Company. This Agreement shall inure to the benefit of the Participant or the Participant’s legal representatives. All obligations imposed upon the Participant and all rights granted to the Company under this
Agreement shall be final, binding and conclusive upon the Participant’s heirs, executors, administrators and successors. 
 22. Administration. The Committee shall have the power to interpret the Plan and this Agreement and to adopt such rules for the administration, interpretation and application of the Plan as are consistent therewith and to
interpret or revoke any such rules. All actions taken and all interpretations and determinations made by the Committee shall be final and binding upon the Participant, the Company and all other interested persons. No member of the Committee shall be
personally liable for any action, determination or interpretation made in good faith with respect to the Plan or the Restricted Stock Units. In its absolute discretion, the Board may at any time and from time to time exercise any and all rights and
duties of the Committee under the Plan and this Agreement. 
 23. Resolution of Disputes. Any dispute or
disagreement which may arise under, or as a result of, or in any way related to, the interpretation, construction or application of this Agreement shall be determined by the Committee. Any determination made hereunder shall be final, binding and
conclusive on the Participant and Company for all purposes. 
 24. Limitation on Rights; No Right to Future Grants;
Extraordinary Item of Compensation. By accepting this Agreement and the grant of the Restricted Stock Units contemplated hereunder, the Participant expressly acknowledges that: (a) the Plan is discretionary in nature and may be
suspended or terminated by the Company at any time; (b) the grant of Restricted Stock Units is a one-time benefit that does not create any contractual or other right to receive future grants of restricted stock units, or benefits in lieu of
restricted stock units; (c) all determinations with respect to future grants of restricted stock units, if any, including the grant date, the number of Shares granted and the restricted period, will be at the sole discretion of the Company or
Committee; (d) the Participant’s participation in the Plan is voluntary; (e) the value of the Restricted Stock Units is an extraordinary item of compensation that is outside the scope of the Participant’s employment contract, if
any, and nothing can or must automatically be inferred from such employment contract or its consequences; (f) grants of restricted stock units are not part of normal or expected compensation for any purpose and are not to be used for
calculating any severance, resignation, redundancy, or end of service payments, bonuses, long-service awards, pension or retirement benefits or similar payments, and the Participant waives any claim on such basis; and (g) the future value of
the underlying Shares is unknown and cannot be predicted with certainty. In addition, the Participant understands, acknowledges and agrees that the Participant will have no rights to compensation or damages related to restricted stock unit proceeds
in consequence of the termination of the Participant’s employment for any reason whatsoever and whether or not in breach of contract. For the avoidance of doubt, this Section 24 does not limit any contractual rights that the Participant
may have pursuant to any other written agreement the Participant has previously entered into with the Company. 
 25.
Section 409A. This Agreement is intended to be exempt from and/or comply with the provisions of Section 409A of the Code and any regulations or other pronouncements promulgated thereunder (“Section 409A”).
Without limiting the foregoing, the Committee shall have the right to amend the terms and conditions of this Agreement in any respect as may be

  

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necessary or appropriate to comply with Section 409A, including without limitation by delaying the issuance of the Shares contemplated hereunder. Notwithstanding anything herein to the
contrary, if at the time of a Participant’s “Separation from Service” within the meaning of Section 409A, the Participant is a “specified employee” as defined in Section 409A and a delay in the issuance of Shares
as a result of such Separation from Service is necessary in order to prevent any accelerated or additional tax under Section 409A, then the Committee shall delay such issuance until the date that is six months and one day following the
Participant’s Separation from Service (or the earliest date as is permitted under Section 409A). The Committee shall implement the provisions of this Section 25 in good faith; provided that neither the Company, the Committee,
the Board, nor any of the Company’s or its subsidiaries’ or Affiliates’ employees or representatives shall have any liability to Participants with respect to this Section 25, including any liability to compensate the Participant
for the delay in issuance (through payment of interest or otherwise). 
 26. Book Entry Delivery of Shares.
Whenever reference in this Agreement is made to the issuance or delivery of certificates representing one or more Shares, the Company may elect to issue or deliver such Shares in book entry form in lieu of certificates. 
 27. Acceptance. This Agreement shall not be enforceable until it has been executed by the Participant. 
 [Signature page follows.] 
  

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	By:	 	SERENA SOFTWARE INC.
		
		 	  

	By:	 	Robert I. Pender, Jr.
	Its:	 	SVP Finance and Chief Financial Officer

  

	
	 Acknowledged and Agreed
 as of
the date first written above:

	
	  
	Print Name:

 SPOUSAL CONSENT (if applicable): 
 The undersigned spouse of the Participant has read and hereby approves the terms and conditions of this Agreement. In consideration of the
Company granting his or her spouse the Restricted Stock Units, the undersigned hereby agrees to be irrevocably bound by the terms and conditions of the Plan, this Agreement and the Management Stockholders Agreement and, if the undersigned resides in
a community property state, further agrees that any community property interest shall be similarly bound. 
  

					
	  
	  	(Signature of Spouse)	  	
	Print Name:	  		  	
			
	Date:	  		  	

  

 7Second Amendment to Section 382 Rights Agreement

 EXHIBIT 4.1 
 SECOND AMENDMENT TO SECTION 382 RIGHTS AGREEMENT 
 This Second Amendment, dated as of
September 24, 2009 (this “Amendment”), to the Section 382 Rights Agreement, dated as of March 5, 2009, as amended as of April 7, 2009 (collectively, the “Section 382 Rights Agreement”), is made
between Pulte Homes, Inc., a Michigan corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”). Capitalized terms not otherwise defined herein have
the meanings given to such terms in the Section 382 Rights Agreement. 
 WHEREAS, the Board of Directors of the Company has
determined that it is advisable and in the best interests of the Company and its shareholders to put the Section 382 Rights Agreement to a binding vote at the Company’s 2010 annual meeting; 
 WHEREAS, the Board of Directors of the Company has determined it is in the best interests of the Company and its shareholders to revise
Section 1(d) of the Section 382 Rights Agreement; and 
 WHEREAS, pursuant to its authority under Section 27 of the
Section 382 Rights Agreement, the Board of Directors of the Company has authorized and approved this Second Amendment to the Section 382 Rights Agreement as of the date hereof, and an appropriate officer of the Company has delivered a
certificate to the Rights Agent in accordance with Section 27 of the Section 382 Rights Agreement. 
 NOW THEREFORE, in
consideration of the premises and the mutual agreements herein set forth in this Amendment, the parties hereby agree as follows: 
 1. The
Company hereby directs the Rights Agent, in its capacity as Rights Agent and in accordance with Section 27 of the Section 382 Rights Agreement, to execute this Amendment. 
 2. Section 1 of the Section 382 Rights Agreement is hereby amended by adding the following definition thereto: 
 (cc) “Shareholder Approval” shall mean the approval of this Agreement by the affirmative vote of the holders of a majority of
the voting power of the outstanding Common Shares of the Company entitled to vote, and voting together without regard to class, and that are present, or represented by proxy, and are voted on the proposal to approve this Agreement, at a meeting of
shareholders of the Company duly held in accordance with the Company’s articles of incorporation (as amended) and applicable law. 
 3.
Section 1(d) of the Section 382 Rights Agreement is hereby amended in its entirety as follows: 
 (d) A Person shall
be deemed a “Beneficial Owner” of, shall be deemed to have “Beneficial Ownership” and shall be deemed to “Beneficially Own” 

 
any securities which such person directly owns, or would be deemed to constructively own, pursuant to Section 382 and the Treasury Regulations
promulgated thereunder. 
 4. Section 7(a) of the Section 382 Rights Agreement is hereby amended to read in its entirety as
follows: 
 (a) Subject to Section 7(e), the registered holder of any Rights Certificate may exercise the Rights
evidenced thereby (except as otherwise provided herein including, without limitation, the restrictions on exercisability set forth in Section 9(c), Section 11(a)(iii) and Section 23(a)) in whole or in part at any time after the
Distribution Date upon surrender of the Rights Certificate, with the form of election to purchase and the certificate on the reverse side thereof duly executed, to the Rights Agent at the principal office or offices of the Rights Agent designated
for such purpose, together with payment of the aggregate Purchase Price with respect to the total number of one one-thousandths of a Preferred Share (or Common Shares, other securities, cash or other assets, as the case may be) as to which such
surrendered Rights are then exercisable, at or prior to the earliest of (i) the Close of Business on June 1, 2013 (the “Final Expiration Date”), (ii) the time at which the Rights are redeemed as provided in Section 23,
(iii) the time at which such Rights are exchanged pursuant to Section 24, (iv) the Close of Business on the effective date of the repeal of Section 382 or any successor statute if the Board of Directors of the Company determines
that this Agreement is no longer necessary or desirable for the preservation of Tax Benefits, (v) the Close of Business on the first day of a taxable year of the Company to which the Board of Directors of the Company determines that no Tax
Benefits may be carried forward, and (vi) June 1, 2010 if Shareholder Approval has not been obtained by such date (the earliest of (i), (ii), (iii), (iv), (v) and (vi) being herein referred to as the “Expiration Date”).

 5. This Amendment shall be deemed to be a contract made under the laws of the State of Michigan and for all purposes shall be governed by
and construed in accordance with the laws of such State applicable to contracts made and to be performed entirely within such State, provided, however, that all provisions regarding the rights, duties and obligations of the Rights
Agent shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State. 
 6. This Amendment shall be deemed effective as of September 24, 2009. Except as otherwise amended hereby, the Section 382 Rights Agreement shall remain in full force and effect and shall be otherwise
unaffected hereby. 
 7. This Amendment may be executed in counterparts and each of such counterparts shall for all purposes be deemed to be
an original, and both such counterparts shall together constitute but one and the same instrument. 
 * * * * * 
  

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 IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to Section 382
Rights Agreement to be duly executed and their respective corporate seals to be hereunto affixed and attested, all as of the day and year first above written. 
  

									
	Attest:	 		 	PULTE HOMES, INC.
					
	By:	 	/s/ Greg M. Nelson	 		 	By:	 	/s/ Steven M. Cook
	Name:	 	Greg M. Nelson	 		 	Name:	 	Steven M. Cook
	Title:	 	Assistant Secretary	 		 	Title:	 	 Senior Vice President, General Counsel
 and Secretary

			
	Attest:	 		 	COMPUTERSHARE TRUST COMPANY, N.A.
					
	By:	 	/s/ Douglas Ives	 		 	By:	 	/s/ Dennis Moccia
	Name:	 	Douglas Ives	 		 	Name:	 	Dennis Moccia
	Title:	 	Senior Relationship Manager	 		 	Title:	 	Managing Director

  

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