Document:

Exhibit 10.6

REGISTRATION RIGHTS AGREEMENT

DOCUMENT RR-07122012

This Registration Rights Agreement applies to the Securities Purchase Agreement SPA-07122012 (the “Agreement”) dated as of July 12, 2012, between Silver Falcon Mining, Inc., a Delaware corporation (the “Company” or “Borrower”), and JMJ Financial (the “Holder” or “Purchaser”).  All capitalized terms not otherwise defined herein shall have the meanings given such terms in the Agreement.

 

The Company agrees to provide the Purchaser the following registration rights with respect to the Note and the Warrant.

 

1.

Inducement to Enter Into Transactions.  To induce the Purchaser to enter into the Agreement, the Borrower has agreed to provide registration rights for the common shares underlying each of the Note and the Warrant.  The Borrower agrees and acknowledges that registration rights are a material inducement for the Holder to enter into the Agreement and the related transactions, and that the Holder would not have entered into the Agreement if registration of the underlying shares was not provided.

 

2.

Mandatory Registration.  No later than August 15, 2012, the Borrower agrees to file an S-1 Registration Statement (the “Registration Statement”) with the SEC at its own expense to register 120,000,000 shares of common stock issuable the Note and the Warrant (the “Registrable Securities”), as set forth below.  The Borrower will thereafter use its best efforts to cause such Registration Statement to become effective as soon as possible after such filing but in no event later than one hundred and twenty (120) days from the date of the Agreement.  Failure to file the Registration Statement by August 15, 2012 will result in a penalty/liquidated damages of $50,000.  Failure to have the Registration Statement declared effective within 120 days of the date of the Agreement will result in a penalty/liquidated damages of $75,000.  Any such penalties/liquidated damages will be added to the balance of the Note (under Holder and Borrower’s expectation that those penalties/liquidated damages will tack back to the date of the Note for purposes of Rule 144).

 

Convertible Promissory Note Document A-06042012

 

Convertible Promissory Note Document A-07122012

 

Total Notes – $840,000 plus fees and interest

 

Common Stock Purchase Warrant Document W-06042012

 

Common Stock Purchase Warrant Document W-07122012

 

Warrant Amounts – $800,000

 

In total, 120,000,000 shares will be registered for share conversion or warrant exercise and may be used interchangeably or one in place of the other.

 

3.

Correspondence and Information.  Within two days of distribution or receipt of any information or correspondence between the Borrower and the SEC, the Borrower shall furnish to Holder copies of all correspondence related to the registration statement.

 

4.

Assignment of Registration Rights.  The rights under this Registration Rights Agreement shall be automatically assignable by the Holder to any transferee of all or any portion of the Note or the Warrant or their underlying shares.

 

5.

No Filing of Other Registration Statements and No Piggy-back Registrations.  Unless otherwise approved by Holder in Writing, the Borrower shall not file any other registration statements (except for a registration statement on Form S-8) until the registration statement described herein is declared effective by the SEC; and the Borrower will not include in this registration statement any securities other than those described herein.  Holder hereby approves Borrower including on the registration statement described herein 16,666,667 shares of common stock issuable to Iliad Research and Trading, LP under a Common Stock Purchase Warrant dated June 4, 2012 (none of Iliad’s conversion shares will be registered).

1

 

6.

Obligations of Purchaser.  The Purchaser agrees to cooperate with the Borrower as reasonably requested by the Borrower in connection with the preparation, filing and prosecution of the Registration Statement hereunder, unless the Purchaser has notified the Borrower in writing of the Purchaser's election to exclude all of the Purchaser's Registrable Securities from the Registration Statement. The Purchaser shall furnish to the Borrower such information regarding itself, the Registrable Securities held by it and the intended method of disposition of the Registrable Securities held by it as shall be reasonably required to effect the registration of such Registrable Securities and shall execute such documents in connection with such registration as the Borrower may reasonably request.  If so requested by the Borrower, Purchaser agrees to furnish to the Borrower a completed questionnaire in substantially the form attached to this Agreement as Exhibit A (a “Selling Shareholder Questionnaire”) within five days after request by Borrower.

 

7. 

Suspension of Effectiveness.   As promptly as practicable after becoming aware of such event, the Borrower shall notify the Purchaser of the happening of any event, of which the Borrower has knowledge, as a result of which the prospectus included in any Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading, and use its best efforts to promptly, but in any event within two (2) business days of such event (the “Registration Supplement Deadline”), prepare and file a supplement or amendment to any Registration Statement (also, a “Registration Supplement”) to correct such untrue statement or omission, and deliver such number of copies of such supplement or amendment and the related prospectus supplement to the Purchaser as the Purchaser may reasonably request; provided that, for not more than ten (10) consecutive days (or a total of not more than twenty (20) days in any twelve (12) month period), the Borrower may delay the disclosure of material non-public information concerning the Borrower (as well as prospectus or Registration Statement updating) the disclosure of which at the time is not, in the good faith opinion of the Borrower, in the best interests of the Borrower (an "Allowed Delay"); provided, further, that the Borrower shall promptly (i) notify the Purchaser in writing of the existence of (but in no event, without the prior written consent of the Purchaser, shall the Borrower disclose to the Purchaser any of the facts or circumstances regarding) material non-public information giving rise to an Allowed Delay and (ii) advise the Purchaser in writing to cease all sales under such Registration Statement until the end of the Allowed Delay, provided the above actions are consistent with the requirements of the 1933 Act and/or 1934 Act or other applicable law. Upon expiration of the Allowed Delay, the Borrower shall again be bound by the first sentence of this paragraph with respect to the information giving rise thereto.  The Purchaser agrees that, upon receipt of any notice from the Borrower of the happening of any event of the kind described in this paragraph, the Purchaser will immediately discontinue disposition of Registrable Securities pursuant to the Registration Statement covering such Registrable Securities until the Purchaser's receipt of the copies of the supplemented or amended prospectus.

 

8.

Governing Law. This Registration Rights Agreement will be governed by, and construed and enforced in accordance with, the laws of the State of Florida, without regard to the conflict of laws principles thereof.  Any action brought by either party against the other concerning the transactions contemplated by this Registration Rights Agreement shall be brought only in the state courts of Florida or in the federal courts located in Miami-Dade County, in the State of Florida.  Both parties and the individuals signing this Registration Rights Agreement agree to submit to the jurisdiction of such courts.

* * *

2

 

Agreed, this 12th day of July, 2012.

BORROWER[S]:

Silver Falcon Mining, Inc.

By: ____________________________

Pierre Quilliam

Chief Executive Officer

 

LENDER/HOLDER:

____________________________

JMJ Financial / Its Principal

 

[Registration Rights Agreement Signature Page]

3

EXHIBIT A

SILVER FALCON MINING, INC.

Selling Securityholder Notice and Questionnaire

The undersigned beneficial owner of common stock (the “Registrable Securities”) of SILVER FALCON MINING, INC., a Delaware corporation (the “Company”), understands that the Company has filed or intends to file with the Securities and Exchange Commission (the “Commission”) a registration statement (the “Registration Statement”) for the registration and resale under Rule 415 of the Securities Act of 1933, as amended (the “Securities Act”), of the Registrable Securities, in accordance with the terms of the Registration Rights Agreement (the “Registration Rights Agreement”) to which this document is annexed.  A copy of the Registration Rights Agreement is available from the Company upon request at the address set forth below.  All capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in the Registration Rights Agreement.

 

Certain legal consequences arise from being named as a selling securityholder in the Registration Statement and the related prospectus.  Accordingly, holders and beneficial owners of Registrable Securities are advised to consult their own securities law counsel regarding the consequences of being named or not being named as a selling securityholder in the Registration Statement and the related prospectus.

 

NOTICE

 

The undersigned beneficial owner (the “Selling Securityholder”) of Registrable Securities hereby elects to include the Registrable Securities owned by it in the Registration Statement.

 

The undersigned hereby provides the following information to the Company and represents and warrants that such information is accurate:

1.

Name.

(a)

Full Legal Name of Selling Securityholder

JMJ Financial

(b)

Full Legal Name of Registered Holder (if not the same as (a) above) through which Registrable Securities are held:

N/A

(c)

Full Legal Name of Natural Control Person (which means a natural person who directly or indirectly alone or with others has power to vote or dispose of the securities covered by this Questionnaire):

2.  Address for Notices to Selling Securityholder:

Telephone:

Fax:

Contact Person:

  

4

 

3.  Broker-Dealer Status:

(a)

Are you a broker-dealer?    Yes   [ ]          No  [ X ] 

(b)

If “yes” to Section 3(a), did you receive your Registrable Securities as compensation for investment banking services to the Company?

  

   Yes   [ ]          No  [ X ] 

Note:  If “no” to Section 3(b), the Commission’s staff has indicated that you should be identified as an underwriter in the Registration Statement.

(c)

Are you an affiliate of a broker-dealer?   Yes   [ ]          No  [ X ]  

  

(d)

If you are an affiliate of a broker-dealer, do you certify that you purchased the Registrable Securities in the ordinary course of business, and at the time of the purchase of the Registrable Securities to be resold, you had no agreements or understandings, directly or indirectly, with any person to distribute the Registrable Securities?
   Yes   [ ]          No  [ ] 

 

Note:  If “no” to Section 3(d), the Commission’s staff has indicated that you should be identified as an underwriter in the Registration Statement.

4.  Beneficial Ownership of Securities of the Company Owned by the Selling Securityholder.

Except as set forth below in this Item 4, the undersigned is not the beneficial or registered owner of any securities of the Company other than the securities issuable pursuant to the Investment Agreement.

(a)  Type and Amount of other securities beneficially owned by the Selling Securityholder:

____________None_______________________________

_______________________________________________

 

5.  Relationships with the Company:

Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years.

State any exceptions here:

_________None________________________________

_____________________________________________

The undersigned agrees to promptly notify the Company of any inaccuracies or changes in the information provided herein that may occur subsequent to the date hereof at any time while the Registration Statement remains effective.

By signing below, the undersigned consents to the disclosure of the information contained herein in its answers to Items 1 through 5 and the inclusion of such information in the Registration Statement and the related prospectus and any amendments or supplements thereto.  The undersigned understands that such information will be relied upon by the Company in connection with the preparation or amendment of the Registration Statement and the related prospectus.

5

IN WITNESS WHEREOF the undersigned, by authority duly given, has caused this Notice and Questionnaire to be executed and delivered either in person or by its duly authorized agent.

Date:   July 12, 2012

Beneficial Owner:   JMJ Financial

By: _____________________

Name: 

Title  

PLEASE FAX A COPY OF THE COMPLETED AND EXECUTED NOTICE AND QUESTIONNAIRE, AND RETURN THE ORIGINAL BY OVERNIGHT MAIL, TO:

[_________________________________________________________ ]

6Exhibit 10.1

 

SUPPLEMENT AND JOINDER AGREEMENT

 

THIS SUPPLEMENT AND JOINDER AGREEMENT (this “Agreement”), dated as of July 17, 2012, is being executed and delivered pursuant to that certain Amended and Restated Credit Agreement, dated as of September 20, 2010 (as amended, restated, supplemented or otherwise modified from time to time, the “Credit Agreement”), among Main Street Capital Corporation, a Maryland corporation (the “Borrower”), the Guarantors party thereto, Branch Banking and Trust Company, as administrative agent (the “Administrative Agent”), BB&T Capital Markets, as Joint Lead Arranger, Regions Capital Markets, as Joint Lead Arranger, and the Lenders from time to time party thereto by Raymond James Bank, N.A. (the “Additional Lender”), the LENDERS (as defined in the Credit Agreement), the BORROWER, the GUARANTORS and the ADMINISTRATIVE AGENT.  Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Credit Agreement.

 

RECITALS

 

Pursuant to Section 2.14 of the Credit Agreement, the Borrower has notified the Administrative Agent that the Borrower proposes to increase the aggregate Revolver Commitments under the Credit Agreement by $10,000,000 from the current $277,500,000 to $287,500,000.

 

The Additional Lender has agreed to extend to the Borrower a new Revolver Commitment in the amount of $10,000,000 and to become a Lender for all purposes of the Credit Agreement.

 

As required by Section 2.14(a) of the Credit Agreement, the Administrative Agent has given each of the Lenders notice of the Commitment Increase, the right of first refusal for participating in the Commitment Increase, and each Lender has declined to participate as an Increasing Lender.

 

The parties to this Agreement are entering into this Agreement for purposes of effecting the Commitment Increase under the Credit Agreement and the extension of the new Revolver Commitment of the Additional Lender, all as contemplated by Section 2.14 of the Credit Agreement.

 

NOW, THEREFORE, in consideration of the Recitals and the mutual promises contained herein and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Additional Lender, the Lenders, the Borrower, the Guarantors and the Administrative Agent, intending to be legally bound hereby, agree as follows:

 

SECTION 1.           Recitals.  The Recitals are incorporated herein by reference and shall be deemed to be a part of this Agreement.

 

 

SECTION 2.           Additional Lender.  By executing and delivering this Agreement, the Additional Lender hereby becomes a party to the Credit Agreement as a Lender thereunder with the same force and effect as if originally named therein as a Lender and, without limiting the generality of the foregoing, hereby expressly assumes all obligations and liabilities of a Lender thereunder.  The Administrative Agent hereby approves the Additional Lender as an Eligible Assignee.  The Additional Lender hereby extends to the Borrower, subject to and on the terms and conditions set forth in the Credit Agreement, a Revolver Commitment in the amount of $10,000,000, from and after the Effective Date of this Agreement, and agrees to perform in accordance with the terms thereof all of the obligations which by the terms of the Credit Agreement and the other Loan Documents are required to be performed by it as a Lender thereunder.  The Additional Lender represents and warrants that (i) it has full power and authority, and has taken all action necessary, to execute and deliver this Agreement and to consummate the transactions contemplated hereby and to become a Lender under the Credit Agreement, (ii) from and after the Effective Date of this Agreement, it shall be bound by the provisions of the Credit Agreement as a Lender thereunder and shall have and perform all of the obligations of a Lender thereunder, and (iii) it has received a copy of the Credit Agreement, together with copies of the most recent financial statements of the Borrower delivered pursuant to Section 5.01 of the Credit Agreement, as applicable, and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Agreement and to extend the Revolver Commitment to the Borrower pursuant to the terms of the Credit Agreement, on the basis of which it has made such analysis and decision independently and without reliance on the Administrative Agent or any other Lender.  The Additional Lender agrees that it will, independently and without reliance on the Administrative Agent or any other Lender, and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions and analysis in taking or not taking action under the Credit Agreement or any other Loan Documents.

 

Each Lender and the Administrative Agent hereby waives (i) the requirement set forth in Section 2.14(d)(i)(E) of the Credit Agreement for a legal opinion in connection with the Commitment Increase contemplated by this Agreement and (ii) the requirement set forth in Section 2.14(a) of the Credit Agreement for a ten (10) day notice period in connection with the Commitment Increase.  The Additional Lender’s and each existing Lender’s total Revolver Commitment and its percentage of the aggregate Revolver Commitments is the amount and percentage set forth opposite the name of such Lender on the signature pages hereof.  Each existing Lender consents to the change in its percentage of the Revolver Commitments or any change in the percentage of Lenders which shall be required for the Lenders or any of the Lenders to take any action under Section 9.05 or any other provision of the Credit Agreement.

 

SECTION 3.           Obligations of Lenders.  Each party hereto acknowledges and agrees that the Revolver Commitments of the Additional Lender and the other Lenders under the Credit Agreement are several and not joint commitments and obligations of such Lenders.

 

SECTION 4.           Conditions to Effectiveness.  Each party hereto agrees that this Agreement and the effectiveness of the Commitment Increase as provided in this Agreement shall be subject to satisfaction by the Borrower of the following conditions and requirements:

 

2

 

(a)           The Borrower shall have delivered to the Administrative Agent the following in form and substance satisfactory to the Administrative Agent:

 

(i)            duly executed counterparts of this Agreement signed by the Additional Lender, the Borrower and the Guarantors;

 

(ii)           a duly executed Revolver Note payable to the Additional Lender (the “Note”);

 

(iii)          a certificate of the Secretary or Assistant Secretary of the Borrower and each Guarantor, certifying to and attaching the resolutions adopted by the board of directors (or similar governing body) of such party approving or consenting to the Commitment Increase and the Note;

 

(iv) a certificate of the Chief Financial Officer or another Responsible Officer of the Borrower, certifying that (x) as of the Commitment Increase Date, all representations and warranties of the Borrower and the Guarantors contained in this Agreement and the other Loan Documents are true and correct (except to the extent any such representation or warranty is expressly stated to have been made as of a specific date, in which case such representation or warranty is true and correct as of such date), (y) immediately after giving effect to the Commitment Increase (including any Borrowings in connection therewith and the application of the proceeds thereof), the Borrower is in compliance with the covenants contained in Article V of the Credit Agreement, and (z) no Default or Event of Default has occurred and is continuing, both immediately before and after giving effect to such Commitment Increase (including any Borrowings in connection therewith and the application of the proceeds thereof);

 

(v)  such other documents or items that the Administrative Agent, the Lenders or their counsel may reasonably request.

 

(b)           The Borrower shall have paid (i) to the Additional Lender an upfront fee in an amount separately agreed between the Borrower, the Administrative Agent and the Additional Lender and (ii) to the Administrative Agent an arrangement fee in an amount previously agreed between the Borrower and the Administrative Agent.

 

(c)           The Borrower shall have paid to the Administrative Agent, upon application with appropriate documentation, all reasonable costs and expenses of the Administrative Agent, including reasonable fees, charges and disbursements of counsel for the Administrative Agent, incurred in connection with this Agreement and the transactions contemplated herein.

 

SECTION 5.           Representations and Warranties. The Borrower and the Guarantors hereby represent and warrant to each of the Lenders as follows:

 

3

 

(a)           No Default or Event of Default under the Credit Agreement or any other Loan Document has occurred and is continuing unwaived by the Lenders on the date hereof, or shall result from the Commitment Increase.

 

(b)           The Borrower and the Guarantors have the power and authority to enter into this Agreement and issue the Note and to do all acts and things as are required or contemplated hereunder or thereunder to be done, observed and performed by them.

 

(c)           Each of this Agreement and the Note has been duly authorized, validly executed and delivered by one or more authorized officers of the Borrower and the Guarantors and constitutes the legal, valid and binding obligations of the Borrower and the Guarantors enforceable against them in accordance with their respective terms.

 

(d)           The execution and delivery of each of this Agreement and the Note and the performance by the Borrower and the Guarantors hereunder and thereunder do not and will not require the consent or approval of any regulatory authority or governmental authority or agency having jurisdiction over the Borrower, or any Guarantor, nor be in contravention of or in conflict with the articles of incorporation, bylaws or other organizational documents of the Borrower, or any Guarantor that is a corporation, the articles of organization or operating agreement of any Guarantor that is a limited liability company, or the provision of any statute, or any judgment, order or indenture, instrument, agreement or undertaking, to which any Borrower, or any Guarantor is party or by which the assets or properties of the Borrower and the Guarantors are or may become bound.

 

SECTION 6.           Effect of Agreement.  On the Effective Date, this Agreement shall have the effects set forth in Section 2.14(e) of the Credit Agreement and the Additional Lender and the Administrative Agent shall make such payments and adjustments among the Lenders as are contemplated thereby such that each Lender’s Advances remain consistent with their pro rata percentage of the Revolver Commitments after giving effect to the Commitment Increase.  The Revolver Commitment of the Additional Lender shall be as set forth on the signature page to this Agreement and the Revolver Commitments of all existing Lenders shall remain unchanged from those set forth on the signature pages to the Credit Agreement and restated on the signature pages hereto.  For ease of reference, the percentage interest of each Lender after giving effect to the Commitment Increase is also set forth on the signature pages hereto.

 

SECTION 7.           No Other Amendment.  Except as supplemented hereby, the Credit Agreement and all other documents executed in connection therewith shall remain in full force and effect.  The Credit Agreement, as supplemented hereby, and all rights, powers and obligations created thereby or thereunder and under the Loan Documents and all such other documents executed in connection therewith are in all respects ratified and confirmed.

 

SECTION 8.           Counterparts.  This Agreement may be executed in multiple counterparts, each of which shall be deemed to be an original and all of which, taken together, shall constitute one and the same agreement.

 

4

 

SECTION 9.           Governing Law.  This Agreement shall be construed in accordance with and governed by the laws of the State of North Carolina.

 

SECTION 10.         Effective Date.  The date on which the conditions set forth in this Agreement have been satisfied shall be the “Effective Date” of this Agreement.

 

[The remainder of this page has been intentionally left blank.]

 

5

 

IN WITNESS WHEREOF, the parties hereto have executed and delivered, or have caused their respective duly authorized officers and representatives to execute and deliver, this Agreement as of the day and year first above written.

 

 

	
 
    	
ADDITIONAL   LENDER
    
	
 
    	
 
    	
 
    
	
COMMITMENTS
    	
RAYMOND   JAMES BANK, N.A.
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Joseph A. Ciccolini
    
	
 
    	
Name:   
    	
Joseph   A. Ciccolini
    
	
 
    	
Title:
    	
Vice   President – Senior Corporate Banker
    
				

 

Revolver Commitment:

$10,000,000

 

Percentage Interest:

3.48%

 

[SIGNATURE PAGE TO SUPPLEMENT AND JOINDER AGREEMENT]

 

 

	
 
    	
BORROWER
    
	
 
    	
 
    	
 
    
	
 
    	
MAIN   STREET CAPITAL CORPORATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Dwayne L. Hyzak
    
	
 
    	
Name:
    	
Dwayne   L. Hyzak
    
	
 
    	
Title:
    	
Chief   Financial Officer
    
	
 
    	
 
    	
 
    
	
 
    	
INITIAL   GUARANTOR
    
	
 
    	
 
    	
 
    
	
 
    	
MAIN   STREET CAPITAL PARTNERS, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Dwayne L. Hyzak
    
	
 
    	
Name:
    	
Dwayne   L. Hyzak
    
	
 
    	
Title:
    	
Senior   Managing Director
    
	
 
    	
 
    	
 
    
	
 
    	
INITIAL   GUARANTOR
    
	
 
    	
 
    	
 
    
	
 
    	
MAIN   STREET EQUITY INTERESTS, INC.
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/   Dwayne L. Hyzak
    
	
 
    	
Name:
    	
Dwayne   L. Hyzak
    
	
 
    	
Title:
    	
Vice   President
    

 

[SIGNATURE PAGE TO SUPPLEMENT AND JOINDER AGREEMENT]

 

 

	
COMMITMENTS:
    	
ADMINISTRATIVE   AGENT AND LENDER
    
	
 
    	
 
    
	
Revolver   Commitment:
    	
BRANCH   BANKING AND TRUST COMPANY
    
	
$50,000,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
17.39%
    	
By:
    	
/s/   Michael Skorich
    
	
 
    	
Name:
    	
Michael   Skorich
    
	
 
    	
Title:
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    
	
 
    	
 
    
	
 
    	
LENDERS
    
	
 
    	
 
    
	
Revolver   Commitment:
    	
REGIONS   BANK
    
	
$50,000,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
17.39%
    	
By:
    	
/s/   Larry Stephens
    
	
 
    	
Name:
    	
Larry   Stephens
    
	
 
    	
Title:
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Revolver   Commitment:
    	
THE   FROST NATIONAL BANK
    
	
$50,000,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
17.39%
    	
By:
    	
/s/   Brenda Murphy
    
	
 
    	
Name:
    	
Brenda   Murphy
    
	
 
    	
Title:
    	
Market   President
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Revolver   Commitment:
    	
CAPITAL   ONE, N.A.
    
	
$35,000,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
12.17%
    	
By:
    	
/s/   Don Backer
    
	
 
    	
Name:
    	
Don   Backer
    
	
 
    	
Title:
    	
Senior   Vice President,
    
	
 
    	
 
    	
Commercial   Banking - Houston
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Revolver   Commitment:
    	
TEXAS   CAPITAL BANK
    
	
$25,000,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
8.70%
    	
By:
    	
/s/   Eric Luttrell
    
	
 
    	
Name:
    	
Eric   Luttrell
    
	
 
    	
Title:
    	
Senior   Vice President
    

 

[SIGNATURE PAGE TO SUPPLEMENT AND JOINDER AGREEMENT]

 

 

	
Revolver   Commitment:
    	
CADENCE   BANK, N.A.
    
	
$25,000,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
8.70%
    	
By:
    	
/s/   Bill Bobbora
    
	
 
    	
Name:
    	
Bill   Bobbora
    
	
 
    	
Title:
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Revolver   Commitment:
    	
COMPASS   BANK
    
	
$22,500,000
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
7.83%
    	
By:
    	
/s/   David Moriniere
    
	
 
    	
Name:   
    	
David   Moriniere
    
	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Revolver   Commitment:
    	
AMEGY   BANK N.A.
    
	
$20,000,000
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
Percentage   Interest:
    	
 
    	
 
    
	
6.96%
    	
By:
    	
/s/   Timothy Zawinsky
    
	
 
    	
Name:
    	
Timothy   Zawinsky
    
	
 
    	
Title:
    	
Vice   President
    

 

[SIGNATURE PAGE TO SUPPLEMENT AND JOINDER AGREEMENT]

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