Document:

Waiver and Amendment No. 1

 Exhibit 10.1 
 WAIVER AND AMENDMENT NO. 1 
 This WAIVER AND AMENDMENT NO. 1, dated
as of October 26, 2012 (this “Waiver and Amendment”), to the Amended and Restated Senior Secured Term Loan Agreement, dated as of December 22, 2011 (as further amended, supplemented, restated or otherwise modified from
time to time, the “Credit Agreement”), by and among Orchard Supply Hardware LLC, a Delaware limited liability company (“Borrower”), Orchard Supply Hardware Stores Corporation, a Delaware corporation, the other
Guarantors party thereto, the Lenders party thereto from time to time, JPMorgan Chase Bank, N.A. as Term Administrative Agent (the “Administrative Agent”), as Collateral Agent, and as Sole Bookrunning Manager and Sole Lead Arranger.
Capitalized terms used herein not otherwise defined herein shall have the meanings ascribed thereto in the Credit Agreement. 

RECITALS: 

WHEREAS, Borrower, the Administrative Agent and the Lenders entered into the Credit Agreement; 

WHEREAS, Borrower has requested that the Required Term Lenders agree to waive and amend certain provisions of the Credit Agreement
as set forth herein; and 
 WHEREAS, the Required Term Lenders have agreed to waive and amend certain provisions of the
Credit Agreement, in the manner, and on the terms and conditions, provided for herein. 
 NOW, THEREFORE, in
consideration of the premises contained herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 

SECTION I. WAIVER 

Subject to the satisfaction of the conditions precedent set forth in Section III, effective as of the Effective Date the Required Term
Lenders hereby waive any and all Defaults or Events of Default which would otherwise occur under the Credit Agreement as a result of the failure by the Borrower to comply with the Maximum Adjusted Leverage Ratio covenant contained in
Section 5.10 of the Credit Agreement for the fiscal quarter ended October 27, 2012. 

  
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 SECTION II. AMENDMENTS 
 Subject to the satisfaction of the conditions precedent set forth in Section III, effective as of the Effective Date the Credit Agreement is hereby amended as follows: 

(a) Section 2.13(d) of the Credit Agreement is hereby amended by adding the following to the end thereof: 

“Notwithstanding the foregoing, effective as of January 31, 2013 (the “Trigger Date”) (1) the Applicable
Rate in respect of the Term B-2 Loans shall be increased by 50 basis points from the levels otherwise set forth above if, as of the Trigger Date, the aggregate amount of the Term B-2 Loans outstanding is equal to or greater than $59,200,000; and
(2) the Applicable Rate in respect of the Term B-1 Loans shall be increased by 50 basis points from the levels otherwise set forth above if, as of the Trigger Date, any portion of the Term B-1 Loans remains outstanding.” 

(b) Section 2.13(e) of the Credit Agreement is hereby amended by replacing the words “Term B-2 Loan” with the words
“Term B-1 Loan or Term B-2 Loan, as applicable”. 
 SECTION III. CONDITIONS PRECEDENT TO EFFECTIVENESS 

The effectiveness of the waivers and amendments set forth in Sections I and II hereof are subject to the satisfaction, or waiver, of the
following conditions on or prior to the date hereof (the “Effective Date”) whereupon this Waiver and Amendment shall be effective as of the Effective Date: 
 (a) Borrower, the other Loan Parties and Required Term Lenders shall have indicated their consent by the execution and delivery of the signature pages hereof to Administrative Agent. 

(b) Administrative Agent and Lenders shall have received such other documents and information regarding Loan Parties and the Credit
Agreement as Administrative Agent or Lenders may reasonably request. 
 (c) Borrower shall have paid the Administrative Agent
for all reasonable out-of-pocket expenses incurred by it on or prior to the date hereof in connection with the negotiation and preparation of this Waiver and Amendment, including the reasonable fees, charges and disbursements of counsel for the
Administrative Agent. 
 (d) Borrower shall have paid to the Administrative Agent, for distribution to each Lender which has
consented to this Waiver and Amendment by delivering an executed signature page hereto prior to noon, New York time, on October 25, 2012, a fee equal to 0.25% of the aggregate Term Loans of each such consenting Lender. 

SECTION IV. REPRESENTATIONS AND WARRANTIES 
 (a) Corporate Power and Authority. Each Loan Party has all requisite corporate power and authority to enter into this Waiver and Amendment and to carry out the transactions contemplated hereby.

 (b) Authorization of Agreements. The execution and delivery of this Waiver and Amendment have been duly authorized by
all necessary corporate or limited liability company (as applicable) action on the part of each Loan Party. 

  
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 (c) Governmental Consents. No action, consent or approval of, registration or filing
with or any other action by any Governmental Authority is required in connection with the execution and delivery by each Loan Party of this Waiver and Amendment. 
 (d) Binding Obligation. This Waiver and Amendment has been duly executed and delivered by each Loan Party and constitutes a legal, valid and binding obligation of each Loan Party enforceable
against each Loan Party in accordance with its terms, except as enforceability may be limited by bankruptcy, insolvency, moratorium, reorganization or other similar laws affecting creditors’ rights generally and except as enforceability may be
limited by general principles of equity (regardless of whether such enforceability is considered in a proceeding in equity or at law). 
 (e) Incorporation of Representations and Warranties From Credit Agreement. The representations and warranties contained in the Credit Agreement are and will be true, correct and complete in all
material respects, after giving effect to the waiver herein, on and as of the Waiver Closing Date to the same extent as though made on and as of that date, except to the extent such representations and warranties specifically relate to an earlier
date, in which case they were true, correct and complete in all material respects on and as of such earlier date. 
 (f) No
Default. After giving effect to this Waiver and Amendment, no event will have occurred and be continuing that constitutes an Event of Default or a Default. 
 SECTION V. ACKNOWLEDGEMENT AND CONSENT 
 (a) Each Loan Guarantor hereby
consents to the terms of this Waiver and Amendment and further hereby confirms and agrees that, notwithstanding the effectiveness of this Waiver and Amendment, the obligations of such Loan Guarantor under each of the Loan Documents to which such
Loan Guarantor is a party shall not be impaired and each of the Loan Documents to which such Loan Guarantor is a party are, and shall continue to be, in full force and effect and are hereby confirmed and ratified in all respects. 

(b) Each Loan Guarantor hereby acknowledges and agrees that (i) notwithstanding the conditions to effectiveness set forth in this
Waiver and Amendment, such Loan Guarantor is not required by the terms of the Credit Agreement or any other Loan Document to consent to the waiver to the Credit Agreement effected pursuant to this Waiver and Amendment and (ii) nothing in the
Credit Agreement, this Waiver and Amendment or any other Loan Document shall be deemed to require the consent of such Loan Guarantor to any future amendments to the Credit Agreement. 
 SECTION VI. MISCELLANEOUS 
 (a) Binding Effect. This Waiver and
Amendment shall be binding upon the parties hereto and their respective successors and assigns and shall inure to the benefit of the parties hereto and the successors and assigns of Lenders. No Loan Party’s rights or obligations hereunder or
any interest therein may be assigned or delegated by any Loan Party without the prior written consent of all Lenders. 

  
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 (b) Severability. In case any provision in or obligation hereunder shall be invalid,
illegal or unenforceable in any jurisdiction, the validity, legality and enforceability of the remaining provisions or obligations, or of such provision or obligation in any other jurisdiction, shall not in any way be affected or impaired thereby.

 (c) Effect on Loan Documents. Except as specifically waived or amended by this Waiver and Amendment, the Credit
Agreement and the other Loan Documents shall remain in full force and effect and are hereby ratified and confirmed. The parties hereto acknowledge and agree that this Waiver shall be deemed to be a Loan Document. On and after the Waiver Closing
Date, each reference in the Credit Agreement to “this Agreement”, “hereunder”, “hereof”, “herein” or words of like import referring to the Credit Agreement, and each reference in the other Loan Documents to
the “Credit Agreement”, “thereunder”, “thereof”, “therein” or words of like import referring to the Credit Agreement shall mean and be a reference to the Amended Credit Agreement. 

(d) Limitation. The execution, delivery and performance of this Waiver and Amendment shall not, except as expressly provided
herein, constitute a waiver of any provision of, or operate as a waiver of any right, power or remedy of any Agent or Lender under, the Credit Agreement or any of the other Loan Documents and this Waiver and Amendment shall be limited precisely as
written. 
 (e) Headings. Section headings herein are included herein for convenience of reference only and shall
not constitute a part hereof for any other purpose or be given any substantive effect. 
 (f) APPLICABLE LAW. THIS WAIVER AND
AMENDMENT, THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER AND ANY CLAIM, CONTROVERSY OR DISPUTE ARISING UNDER OR RELATED TO THIS WAIVER AND AMENDMENT SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE
STATE OF NEW YORK WITHOUT REGARD TO CONFLICT OF LAWS PRINCIPLES THEREOF. 
 (g) Counterparts. This Waiver and
Amendment may be executed in any number of counterparts, each of which when so executed and delivered shall be deemed an original, but all such counterparts together shall constitute but one and the same instrument. As set forth herein, this Waiver
and Amendment shall become effective upon the execution of a counterpart hereof by each of the parties hereto and receipt by Administrative Agent of written or telephonic notification of such execution and authorization of delivery thereof.

 [SIGNATURE PAGES FOLLOW] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Waiver and Amendment to be
duly executed and delivered by their respective officers thereunto duly authorized as of the date first written above. 
  

					
	ORCHARD SUPPLY HARDWARE LLC, as
Borrower
		
	By:	 	 /s/ Chris Newman

		 	Name:	 	Chris Newman
		 	Title:	 	EVP and Chief Financial Officer
	
	ORCHARD SUPPLY HARDWARE STORES CORPORATION
		
	 By:
	 	 /s/ Chris Newman

		 	Name:	 	Chris Newman
		 	Title:	 	EVP and Chief Financial Officer

 WAIVER AND AMENDMENT TO THE CREDIT AGREEMENT 

 

					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Pacifica CDO III LTD
	
	By: Alcentra NY, LLC, as investment advisor
		
	By:	 	 /s/ Josephine Shin

		 	Name:	 	Josephine Shin
		 	Title:	 	Senior Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS CDO I
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS CDO II
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS CDO III
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS CDO IV
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS QUATTRO CDO
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS CDO V
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	APIDOS CINCO CDO
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ACA CLO 2006-1 LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ACA CLO 2006-2 LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ACA CLO 2007-1 LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	OLYMPIC CLO I LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
	
	On behalf of Resource Capital Asset Management (RCAM)
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	WHITNEY CLO I LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
	
	On behalf of Resource Capital Asset Management (RCAM)
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	SIERRA CLO II LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
	
	On behalf of Resource Capital Asset Management (RCAM)
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	SHASTA CLO I LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
	
	On behalf of Resource Capital Asset Management (RCAM)
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	SAN GABRIEL CLO I LTD
	
	By: Its Investment Advisor CVC Credit Partners, LLC
	
	On behalf of Resource Capital Asset Management (RCAM)
		
	By:	 	 /s/ Vincent Ingato

		 	Name:	 	Vincent Ingato
		 	Title:	 	MD/PM
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gulf Stream – Compass CLO 2002-1, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gulf Stream – Compass CLO 2005-II, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gulf Stream – Compass CLO 2007, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gulf Stream – Rashinban CLO 2006-I, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gulf Stream – Sextant CLO 2006-1, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gulf Stream – Sextant CLO 2007-1, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Neptune Finance CCS, Ltd.
	
	By: Gulf Stream Asset Management LLC As Collateral Manager
		
	By:	 	 /s/ Joe Moroney

		 	Name:	 	Joe Moroney
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ARES ENHANCED CREDIT OPPORTUNITIES FUND LTD.
	
	By: ARES ENHANCED CREDIT OPPORTUNITIES FUND MANAGEMENT, L.P., ITS MANAGER
	
	By: ARES ENHANCED CREDIT OPPORTUNITIES FUND MANAGEMENT GP, LLC, AS GENERAL PARTNER
		
	By:	 	 /s/ Americo Cascella

		 	Name:	 	Americo Cascella
		 	Title:	 	Vice President

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ARES IIIR/IVR CLO LTD.
	
	By: ARES CLO MANAGEMENT IIIR/IVR, L.P., ITS ASSET MANAGER
	
	By: ARES CLO GP IIIR/IVR, LLC, ITS GENERAL PARTNER
		
	By:	 	 /s/ Americo Cascella

		 	Name:	 	Americo Cascella
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ARES VIII CLO LTD.
	
	By: ARES CLO MANAGEMENT VIII, L.P., ITS INVESTMENT MANAGER
	
	By: ARES CLO GP VIII, LLC, ITS GENERAL PARTNER
		
	By:	 	 /s/ Americo Cascella

		 	Name:	 	Americo Cascella
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ARES XI CLO LTD.
	
	By: ARES CLO MANAGEMENT XI, L.P., ITS ASSET MANAGER
	
	By: ARES CLO GP XI, LLC, ITS GENERAL PARTNER
		
	By:	 	 /s/ Americo Cascella

		 	Name:	 	Americo Cascella
		 	Title:	 	Vice President

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	CONFLUENT 2 LIMITED
	
	By: ARES PRIVATE ACCOUNT MANAGEMENT I, L.P., AS SUB-MANAGER
	
	By: ARES PRIVATE ACCOUNT MANAGEMENT I GP, LLC, ITS GENERAL PARTNER
		
	By:	 	 /s/ Americo Cascella

		 	Name:	 	Americo Cascella
		 	Title:	 	Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Ballantyne Funding LLC
		
	By:	 	 /s/ Stacy Lai

		 	Name:	 	Stacy Lai
		 	Title:	 	Assistant Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Grace Bay Holdings II, LLC
		
	By:	 	 /s/ Richard Siegel

		 	Name:	 	Richard Siegel
		 	Title:	 	Chief Compliance Officer

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	BlueMountain CLO III, LTD
	
	By: BLUEMOUNTAIN CAPITAL MANAGEMENT Its Collateral Manager
		
	By:	 	 /s/ Jack Chau

		 	Name:	 	Jack Chau
		 	Title:	 	Associate
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Carlyle Azure CLO, Ltd.
		
	By:	 	 /s/ Glori Graziano

		 	Name:	 	Glori Graziano
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Carlyle Daytona CLO, Ltd.
		
	By:	 	 /s/ Glori Graziano

		 	Name:	 	Glori Graziano
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Carlyle McLaren CLO, Ltd.
		
	By:	 	 /s/ Glori Graziano

		 	Name:	 	Glori Graziano
		 	Title:	 	Managing Director

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Carlyle Modena CLO, Ltd.
		
	By:	 	 /s/ Glori Graziano

		 	Name:	 	Glori Graziano
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Carlyle Vantage CLO, Ltd.
		
	By:	 	 /s/ Glori Graziano

		 	Name:	 	Glori Graziano
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Foothill CLO I, Ltd.
		
	By:	 	 /s/ Glori Graziano

		 	Name:	 	Glori Graziano
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Navigator CDO 2003, Ltd.
	Navigator CDO 2004, Ltd.
	Navigator CDO 2006, Ltd.
	
	By: CIFC Asset Management LLC, its Collateral Manager
		
	By:	 	 /s/ Stephen J. Vaccaro

		 	Name:	 	Stephen J. Vaccaro
		 	Title:	 	Authorized Signatory

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	DUANE STREET CLO II, LTD.
	
	By: Citigroup Alternative Investments LLC, As Collateral Manager
		
	By:	 	 /s/ Melanie Hanlon

		 	Name:	 	Melanie Hanlon
		 	Title:	 	Director
	
	To approve the Waiver and Amendment:
	
	 Name of Institution:

	
	DUANE STREET CLO III, LTD.
	
	By: Citigroup Alternative Investments LLC, As Collateral Manager
		
	By:	 	 /s/ Melanie Hanlon

		 	Name:	 	Melanie Hanlon
		 	Title:	 	Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	DUANE STREET CLO IV, LTD.
	
	By: Citigroup Alternative Investments LLC, As Collateral Manager
		
	By:	 	 /s/ Melanie Hanlon

		 	Name:	 	Melanie Hanlon
		 	Title:	 	Director

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Cent CDO 12 Limited
	
	By: Columbia Management Investment Advisers, LLC As Collateral Manager
		
	By:	 	 /s/ Robin C. Stancil

		 	Name:	 	Robin C. Stancil
		 	Title:	 	Assistant Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Cent CDO 14 Limited
	
	By: Columbia Management Investment Advisers, LLC As Collateral Manager
		
	By:	 	 /s/ Robin C. Stancil

		 	Name:	 	Robin C. Stancil
		 	Title:	 	Assistant Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Columbia Floating Rate Fund, a series of Columbia Funds Series Trust II
		
	By:	 	 /s/ Robin C. Stancil

		 	Name:	 	Robin C. Stancil
		 	Title:	 	Assistant Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Columbia Strategic Income Fund, a series of Columbia Funds Series Trust I
		
	By:	 	 /s/ Robin C. Stancil

		 	Name:	 	Robin C. Stancil
		 	Title:	 	Authorized Signatory

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Columbia Variable Portfolio – Strategic Income Fund, a series of Columbia Funds Variable Insurance Trust
		
	By:	 	 /s/ Robin C. Stancil

		 	Name:	 	Robin C. Stancil
		 	Title:	 	Authorized Signatory
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Genesis CLO 2007-1 Ltd.
	
	By: GLG Ore Hill LLC, its Collateral Manager
		
	By:	 	 /s/ Marshall E. Stearns

		 	Name:	 	Marshall E. Stearns
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	WATERFRONT CLO 2007-1, LTD.
		
	By:	 	 /s/ Kevin S. Buckle

		 	Name:	 	Kevin S. Buckle
		 	Title:	 	Senior Vice President
		 		 	 Grandview Capital Management, LLC
 As Investment Manager

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Loan Funding VII LLC
	
	By: Highland Capital Management, L.P., As Collateral Manager
		
	By:	 	 /s/ Carter Chism

		 	Name:	 	Carter Chism
		 	Title:	 	Authorized Signatory
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	LATITUDE CLO II, LTD
		
	By:	 	 /s/ Kirk Wallace

		 	Name:	 	Kirk Wallace
		 	Title:	 	Senior Vice President
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Dryden VII – Leveraged Loan CDO 2004
	
	By: Prudential Investment Management, Inc., as Collateral Manager
		
	By:	 	 /s/ Janet G. Crowe

		 	Name:	 	Janet G. Crowe
		 	Title:	 	Principal
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Dryden V – Leveraged Loan CDO 2003
	
	By: Prudential Investment Management, Inc., as Collateral Manager
		
	By:	 	 /s/ Janet G. Crowe

		 	Name:	 	Janet G. Crowe
		 	Title:	 	Principal

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Dryden XI – Leveraged Loan CDO 2006
	
	By: Prudential Investment Management, Inc., as Collateral Manager
		
	By:	 	 /s/ Janet G. Crowe

		 	Name:	 	Janet G. Crowe
		 	Title:	 	Principal
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Gateway CLO Limited
	
	By: Prudential Investment Management, Inc., as Collateral Manager
		
	By:	 	 /s/ Janet G. Crowe

		 	Name:	 	Janet G. Crowe
		 	Title:	 	Principal
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Baker Street CLO II Ltd.
	
	By: Seix Investment Advisors LLC, as Collateral Manager
		
	By:	 	 /s/ George Goudelias

		 	Name:	 	George Goudelias
		 	Title:	 	Managing Director

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Baker Street Funding CLO 2005-1 Ltd.
	
	By: Seix Investment Advisors LLC, as Collateral Manager
		
	By:	 	 /s/ George Goudelias

		 	Name:	 	George Goudelias
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Mountain View CLO II Ltd.
	
	By: Seix Investment Advisors LLC, as Collateral Manager
		
	By:	 	 /s/ George Goudelias

		 	Name:	 	George Goudelias
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Mountain View CLO III Ltd.
	
	By: Seix Investment Advisors LLC, as Collateral Manager
		
	By:	 	 /s/ George Goudelias

		 	Name:	 	George Goudelias
		 	Title:	 	Managing Director

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Mountain View Funding CLO 2006-I, Ltd.
	
	By: Seix Investment Advisors LLC, as Collateral Manager
		
	By:	 	 /s/ George Goudelias

		 	Name:	 	George Goudelias
		 	Title:	 	Managing Director
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	GREENS CREEK FUNDING LTD.
	
	By: Silvermine Capital Management LLC As Investment Manager
		
	By:	 	 /s/ Stephen Perella

		 	Name:	 	Stephen Perella
		 	Title:	 	Analyst
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Silver Crest CBNA Loan Funding LLC
		
	By:	 	Citibank N.A.
		
	By:	 	 /s/ Lynette Thompson

		 	Name:	 	Lynette Thompson
		 	Title:	 	Director

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	CANNINGTON FUNDING LTD.
	
	By: Silvermine Capital Management LLC As Investment Manager
		
	By:	 	 /s/ Stephen Perella

		 	Name:	 	Stephen Perella
		 	Title:	 	Analyst
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	 COMSTOCK FUNDING LTD.

	
	By: Silvermine Capital Management LLC As Collateral Manager
		
	By:	 	 /s/ Stephen Perella

		 	Name:	 	Stephen Perella
		 	Title:	 	Analyst
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	ECP CLO 2008-1, LTD
	
	By: Silvermine Capital Management LLC As Portfolio Manager
		
	By:	 	 /s/ Stephen Perella

		 	Name:	 	Stephen Perella
		 	Title:	 	Analyst

 
					
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Symphony CLO II, LTD.
	
	By: Symphony Asset Management LLC
		
	By:	 	 /s/ James Kim

		 	Name:	 	James Kim
		 	Title:	 	Co-Head of Credit Research
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Symphony CLO III, LTD.
	
	By: Symphony Asset Management LLC
		
	By:	 	 /s/ James Kim

		 	Name:	 	James Kim
		 	Title:	 	Co-Head of Credit Research
	
	To approve the Waiver and Amendment:
	
	Name of Institution:
	
	Symphony CLO VI Ltd.
	
	By: Symphony Asset Management LLC
		
	By:	 	 /s/ James Kim

		 	Name:	 	James Kim
		 	Title:	 	Co-Head of Credit ResearchAmendment to American Express Senior Executive Severance Plan

 EXHIBIT 10.1 
 FIRST AMENDMENT 
 TO THE 

AMERICAN EXPRESS SENIOR EXECUTIVE SEVERANCE PLAN 
 (AS AMENDED AND RESTATED EFFECTIVE JANUARY 1, 2011) 
 Pursuant to the
authority delegated to him by the Compensation and Benefits Committee of the Board of Directors of American Express Company, the Senior Vice President Global Compensation & Benefits approves the following amendments to the Senior Executive
Severance Plan (as amended and restated effective January 1, 2011) (the “Plan”), to be effective January 1, 2013: 
 1. Section 2.2 is amended to add the following at the end thereof: 
 “Subject to Section 7.1, in respect of a Separation from Service after December 31, 2013, an Employee in Band 80 or above who at the time of Separation from Service is age 65 or older, on
the U.S. payroll and otherwise meets the requirements of the “Bona Fide Executives or High Policymakers” exemption under the Age Discrimination in Employment Act of 1967 (29 USC Section 631(c)) is not eligible to receive benefits
under the Plan.” 
 2. A new Section 10.6 is added to reflect the existing FDIC prohibition against making certain
payments to executives in certain situations, such as where the payment would leave the company insolvent. This section shall read as follows: 
 “10.6 FDIA Limitations. Notwithstanding any other provision of the Plan to the contrary, any payments or benefits to an Employee pursuant to the Plan, or otherwise, are subject to and
conditioned upon their compliance with 12 USC Section 1828(k) and any regulations promulgated thereunder.” 
 Dated:
October 29, 2012 
  

			
	AMERICAN EXPRESS COMPANY
		
	By:	 	 /s/ David Kasiarz

	Its:	 	Senior Vice President Global Compensation & Benefits

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