Document:

FORM OF PLAN TRUST AGREEMENT

 Exhibit 10.1 
 PLAN TRUST AGREEMENT 
 This Plan Trust Agreement (this “Trust
Agreement”), dated and effective as [—], 2011, by and among Lehman Brothers Holdings Inc. (“LBHI”) and the following parties (each, together with any successor thereto, a
“Trustee” and collectively, the “Trustees”), (1) Rutger Schimmelpenninck, not in his individual or personal capacity, but solely in his capacity as co-bankruptcy trustee (curatoren) for Lehman Brothers Treasury
Co. B.V., (2) Dr. Michael C. Frege, not in his individual or personal capacity, but solely in his capacity as insolvency administrator (Insolvenzverwalter) of Lehman Brothers Bankhaus AG, (3) John Suckow, not in his individual or
personal capacity, but solely in his capacity as the President of LBHI and designee of LBHI, (4) Julie Becker of Wilmington Trust, N.A., and Noel P. Purcell of Mizuho Corporate Bank, Ltd., neither in her or his, respectively, individual or
personal capacity, but solely in her or his, respectively, capacity as a co-chairperson and member of the Creditors’ Committee, (5) Thomas A. Tormey of Goldman Sachs & Co., not in his individual or personal capacity, but solely in
his capacity as the designee of the Opco Plan Proponents that are PSA Creditors, (6) Christian Wyatt of Fir Tree Partners, not in his individual or personal capacity, but solely in his capacity as a member and the designee of the group of
creditors generally known in these cases as the Ad Hoc Group of Lehman Brothers Creditors that are PSA Creditors, and (7) Michael F. DeMichele of The Baupost Group, L.L.C., and Robert P. Ryan of Elliott Management, neither in his individual or
personal capacity, but solely in his capacity as the designee of the following group of PSA Creditors: Carval Investors UK Limited, Davidson Kempner Capital Management LLC, Elliott Management Corporation, King Street Capital Management LP, Och-Ziff
Capital Management Group LLC, The Baupost Group LLC and Varde Partners LP, is executed in connection with the Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its affiliated debtors (as the same has been or may be amended,
the “Plan”), as confirmed on [—] by the United States Bankruptcy Court for the Southern District of New York (the “Court”), provides for the establishment of a
liquidating trust evidenced hereby (the “Plan Trust”) in accordance with the Plan. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Plan. 

W I T N E S S E T H 
 WHEREAS, the Plan Trust is created pursuant to, and to effectuate, the Plan; 

WHEREAS, the Plan Trust is created on behalf of, and for the sole benefit of, the holders of record of LBHI Stock (including any
permitted successor record holder thereof, the “Beneficiaries”); 
 WHEREAS, the Plan provides that on the
Effective Date all LBHI Stock is to be canceled and LBHI shall issue the Plan Trust Stock (which shall replace the canceled LBHI Stock) to the Plan Trust, to be held for the benefit of the Beneficiaries consistent with their former relative priority
and economic entitlements as holders of LBHI Stock and Sections 4.17(b) and (c) of the Plan; and 
 WHEREAS, the Plan Trust
is intended to qualify as a liquidating trust within the meaning of Treasury Regulation Section 301.7701-4(d); 

 NOW, THEREFORE, in consideration of the premises and the mutual covenants and agreements
contained herein and in the Plan, LBHI and the Trustees agree as follows: 
 ARTICLE I 

ESTABLISHMENT OF THE PLAN TRUST 
 1.1 Purpose of the Plan Trust. The Plan Trust is established for the sole purpose of (i) holding the Plan Trust Stock in accordance with the Plan and with no objective or authority to continue
or engage in the conduct of a trade or business, (ii) aiding in the implementation of the Plan and (iii) receiving and distributing any proceeds with respect to the Plan Trust Stock pursuant to the Plan (the “Stock
Distributions”), in each of cases (i) through (iii), for the benefit of the Beneficiaries consistent with the relative priority and economic entitlements of their former holdings of LBHI Stock immediately prior to the Commencement Date.
Accordingly, the Trustees shall, and hereby represent that they shall, in an expeditious but orderly manner, make timely distributions of any Stock Distributions and not unduly prolong the duration of the Plan Trust. Nothing in this Section 1.1
shall be deemed to permit the Trustees to sell, liquidate, distribute or otherwise transfer or encumber the Plan Trust Stock. 

1.2 Transfer of Property to Trustees. Pursuant to the Plan, LBHI and the Trustees hereby establish, on behalf of the Beneficiaries
consistent with their former relative priority and economic entitlements as holders of LBHI Stock, the Plan Trust, and on the Effective Date, LBHI shall issue and deliver to the Plan Trust the Plan Trust Stock free and clear of any Lien, Claim, or
equity interest in such property of any other Person except as provided in the Plan. The Trustees shall have no duty to confirm the legality or the sufficiency of any of the issuances, transfers and assignments contemplated hereunder and shall incur
no liability in connection therewith. The Trustees agree to accept and hold the Plan Trust Stock and the Stock Distributions in trust for the Beneficiaries consistent with their former relative priority and economic entitlements as holders of LBHI
Stock, subject to the terms of this Trust Agreement. 
 1.3 Relationship to the Plan. The principal purpose of this Trust
Agreement is to aid in the implementation of the Plan and therefore this Trust Agreement incorporates the provisions of the Plan and the Confirmation Order (which may amend or supplement the Plan). To that end, the Trustees shall have full power and
authority to take any action consistent with the purpose and provisions of the Plan, the Confirmation Order and this Trust Agreement. Additionally, the Trustees may seek any orders from the Court, upon notice and an opportunity for a hearing in
furtherance of implementation of the Plan, the Confirmation Order and this Trust Agreement. To the extent that there is conflict between the provisions of this Trust Agreement, the provisions of the Plan, or the Confirmation Order, each document
shall have controlling effect in the following rank order: (1) the Confirmation Order; (2) the Plan; and (3) this Trust Agreement. 
 1.4 Title to Plan Trust Stock and the Stock Distributions. 
 (a) The
issuance or transfer, respectively, of the Plan Trust Stock and the Stock Distributions to the Plan Trust are made by LBHI for the benefit and on behalf of the Beneficiaries consistent with their former relative priority and economic entitlements as
holders 

  
 2 

 
of LBHI Stock. The Plan Trust may not exercise any voting rights appurtenant to the Plan Trust Stock in conflict with Article VII of the Plan. 

(b) For U.S. federal income taxes only, all parties (including, without limitation, LBHI, the Trustees, and the Beneficiaries) shall be
deemed to treat the transfer by LBHI of assets to the Plan Trust as (A) a transfer of such assets directly to the Beneficiaries followed by (B) the transfer by such Beneficiaries to the Plan Trust of such assets in exchange for beneficial
interests in the Plan Trust. Accordingly, the Beneficiaries shall be treated for U.S. federal income tax purposes as the grantors and owners of their respective shares of the Plan Trust Stock and the Stock Distributions. 

1.5 Rights of Beneficiaries. The Beneficiaries shall be the beneficial owners of the Plan Trust created by this Trust
Agreement and the Trustees shall retain only such incidents of ownership as are necessary to undertake the actions and transactions authorized herein. In the event that all Allowed Claims in LBHI Classes 1 through 11 have been satisfied in full in
accordance with the Bankruptcy Code and the Plan, the Plan Trust may receive Stock Distributions which will then be distributable among the Beneficiaries consistent with each Beneficiary’s rights of payment as holders of LBHI Stock existing
immediately prior to the Commencement Date, subject to all of the terms and provisions of this Trust Agreement, the Plan and the Confirmation Order (the Beneficiaries’ interests in such Stock Distributions and the Plan Trust Stock, the
“Interests”). 
 1.6 Ownership and Control of Assets of the Plan Trust. Except as is hereinafter
expressly provided, no Beneficiaries shall have any title or right to, or possession, management or control of the assets of the Plan Trust, or any right to call for a partition, division or accounting of the assets of the Plan Trust, and no
widower, widow, heir or devisee of any individual who may be a Beneficiary, or bankruptcy trustee, receiver or similar person of any Beneficiary shall have any right, statutory or otherwise (including any right of dower, homestead or inheritance, or
of partition, as applicable), in any of the assets of the Plan Trust, but the whole title to all of the assets of the Plan Trust shall be vested in the Trustees and the sole interest of the Beneficiaries shall be the rights and benefits given to
such persons under this Trust Agreement. 
 1.7 Costs and Expenses of the Plan Trust. LBHI shall be responsible for and
pay any and all actual, reasonable and necessary costs and expenses of the Plan Trust, including any claims of or reimbursements to the Trustees, and actual, reasonable and necessary fees and expenses of the Trustees and retained professionals, in
each case, in accordance with the terms of this Trust Agreement and the Plan (including, without limitation, claims of any Trustee arising under Section 4.2 or 4.5 hereunder payable by the Plan Trust); provided, however, that nothing herein
shall limit LBHI’s right to allocate among, or seek reimbursement from, any of its Affiliates for such costs, fees and expenses pursuant to the Debtor Allocation Agreement (as such term is defined in the Plan). 

  
 3 

 ARTICLE II 
 INTERESTS 
 2.1 Identification of Beneficiaries. The record holders of the
Interests, or Beneficiaries, shall be recorded and set forth in a register maintained by, or at the direction of, the Trustees expressly for such purpose. The initial list of record holders of Interests shall be delivered to, or at the direction of,
the Trustees by LBHI and shall be based on the list of holders of LBHI Stock as maintained by LBHI, as of the date prior to the date hereof. Except as otherwise required by law, all references in this Trust Agreement to holders shall be read to mean
holders of record as set forth in the official register maintained by, or at the direction of, the Trustees and shall not mean any beneficial owner not recorded on such official registry. Unless expressly provided herein, the Trustees may establish
a record date which they deem practicable for determining the holders for a particular purpose. 
 2.2 Non-Transferability of
Interests. The Interests shall not be certificated and shall not be transferable, assignable, pledged or hypothecated, in whole or in part, except with respect to a transfer by will or under the laws of descent and distribution. Any such
permitted transfer, however, will not be effective until and unless the Trustees, or their designee, receive written notice of such transfer. 
 ARTICLE III 
 AUTHORITY, LIMITATIONS, DISTRIBUTIONS AND DUTIES 

3.1 Authority of Trustees. The Trustees are authorized to perform any and all acts necessary or desirable to accomplish the
purposes of the Plan Trust in accordance with this Trust Agreement and the Plan. Without limiting, but subject to, the foregoing and Section 3.2 hereof, the Trustees shall be expressly authorized, but shall not be required, to: 

(a) hold legal title to any and all rights of the holders of the Interests in or arising from the Plan Trust Stock and the Stock
Distributions, including, but not limited to, collecting any and all money and other property belonging to the Plan Trust; 

(b) protect and enforce the rights to the Plan Trust Stock and the Stock Distributions by any method deemed appropriate including,
without limitation, by judicial proceedings or pursuant to any applicable bankruptcy, insolvency, moratorium, or similar law and general principles of equity; 
 (c) determine and satisfy any and all liabilities created, incurred or assumed by the Plan Trust; 
 (d) file, if necessary, any and all tax and information returns with respect to the Plan Trust and pay taxes properly payable by the Plan Trust, if any; 

(e) assert or waive any privilege or defense on behalf of the Plan Trust or LBHI; 

  
 4 

 (f) pay all expenses and make all other payments relating to the Plan Trust and its assets;

 (g) obtain insurance coverage with respect to the liabilities and obligations of the Trustees under this Trust Agreement (in
the form of an errors and omissions policy or otherwise); 
 (h) retain and pay such independent law firms as counsel to the
Plan Trust as the Trustees in their sole discretion may select to perform such other functions as may be appropriate in the Trustees’ sole discretion. The Trustees may commit the Plan Trust to and shall pay such independent law firms reasonable
compensation for services rendered and expenses incurred. The Trustees may retain counsel on a nunc pro tunc basis, to a date prior to the Effective Date; 
 (i) retain and pay an independent public accounting firm to perform such reviews and/or audits of the financial books and records of the Plan Trust as may be appropriate in the Trustees’ sole
discretion and to prepare and file any tax returns or informational returns for the Plan Trust as may be required. The Trustees may retain an independent accounting firm on a nunc pro tunc basis, to a date prior to the Effective Date. The
Trustees may commit the Plan Trust to and shall pay such independent public accounting firm reasonable compensation for services rendered and expenses incurred; and 
 (j) retain and pay such other third parties not contemplated above in this Section 3.1 as the Trustees, in their sole discretion, may deem necessary or appropriate to assist the Trustees in carrying
out their powers and duties under this Trust Agreement. The Trustees may commit the Plan Trust to and shall pay all such Persons reasonable compensation for services rendered and expenses incurred, as well as commit the Plan Trust to indemnify any
such parties in connection with the performance of services, on a nunc pro tunc basis, to a date prior to the Effective Date. 
 3.2 Majority Approval; Limitation of Trustees’ Authority. Unless otherwise provided herein, any act of the Plan Trust shall require the approval of and shall be approved by the affirmative
vote of a majority of the Trustees. Notwithstanding anything herein to the contrary, the Trustees shall not and shall not be authorized to engage in any trade or business on behalf of the Plan Trust, and shall take such actions consistent with the
orderly liquidation of the assets of the Plan Trust as are required by applicable law, and such other actions permitted under this Trust Agreement. Notwithstanding any other authority granted by Section 3.1 hereof, the Trustees are not
authorized to engage in any investments or activities on behalf of the Plan Trust inconsistent with the treatment of the Plan Trust as a liquidating trust within the meaning of Treasury Regulations Section 301.7701-4(d) and in accordance with
Rev. Proc. 94-45, 1994-2 C.B. 684. 
 3.3 Books and Records. The Trustees shall maintain in respect of the Plan Trust and
the Beneficiaries books and records relating to the assets of the Plan Trust and income of the Plan Trust and the payment of expenses of, and liabilities of claims against or assumed by, the Plan Trust in such detail and for such period of time as
may be necessary to enable it to make full and proper accounting in respect thereof. Such books and records shall be maintained as 

  
 5 

 
reasonably necessary to facilitate compliance with the tax reporting requirements of the Plan Trust. Nothing in this Trust Agreement requires the Trustees to file any accounting or seek approval
of any court with respect to the administration of the Plan Trust, or as a condition for managing any payment or distribution out of the assets of the Plan Trust. Beneficiaries shall have the right upon thirty (30) days’ prior written
notice delivered to the Trustees to inspect such books and records (including financial statements), subject to the Trustees’ right to deny access in a reasonable effort to preserve privileged or confidential information or protect litigation
or other strategies and provided that, if so requested, such holder shall have entered into a confidentiality agreement satisfactory in form and substance to the Trustees. Any books and records determined by the Trustees, in their sole discretion,
not to be reasonably necessary for administering the Plan Trust or for the Trustees’ compliance with the provisions of this Trust Agreement may, to the extent not prohibited by applicable law and at any time following the Effective Date, be
destroyed. 
 3.4 (a) Additional Powers. Except as otherwise set forth in this Trust Agreement or in the Plan, and
subject to the Treasury Regulations governing liquidating trusts and the retained jurisdiction of the Court as provided for in the Plan, but without prior or further authorization, the Trustees may control and exercise authority over the assets of
the Plan Trust and over the protection, conservation and disposition thereof. No Person dealing with the Plan Trust shall be obligated to inquire into the authority of the Trustees in connection with the protection, conservation or disposition of
the assets of the Plan Trust. 
 (b) Execution of Documents. Subject to any contrary direction that the Plan Trust has
provided, all agreements, contracts, deeds, instruments, certificates, applications, approvals, proxies, powers of attorney, undertakings, filings and other documents of the Plan Trust shall require the execution and delivery thereof, for and on
behalf of the Plan Trust, by any two Trustees, except as otherwise provided by law. 
 3.5 (a) Periodic Distribution;
Withholding. The Trustees shall distribute to the Beneficiaries Stock Distributions as soon as practicable following receipt thereof and at least annually; provided, however, that prior to making any distribution to Beneficiaries,
the Plan Trust may retain such amounts, in each case to the extent not paid for by LBHI, (i) as are reasonably necessary to meet contingent liabilities and to maintain the value of the assets of the Plan Trust during liquidation, (ii) to
pay actual, reasonable and necessary administrative expenses (including the actual, reasonable and necessary fees, costs and expenses of the Trustees and all professionals they retain and any taxes imposed on the Plan Trust or in respect of the
assets of the Plan Trust), and (iii) to satisfy other liabilities incurred or assumed by the Plan Trust (or to which the assets of the Plan Trust are otherwise subject) in accordance with the Plan or this Trust Agreement. All such distributions
shall be made consistent with the Beneficiaries’ rights as holders of LBHI Stock existing prior to the Commencement Date, subject to the terms of the Plan and this Trust Agreement. The Trustees may withhold from amounts distributable to any
Person any and all amounts, determined in the Trustees’ reasonable sole discretion, to be required by any law, regulation, rule, ruling, directive or other governmental requirement. Notwithstanding the foregoing, in no event shall any
Beneficiary receive a distribution of Plan Trust Stock. 

  
 6 

 (b) Manner of Payment or Distribution. All distributions made by the Trustees to
Beneficiaries shall be payable to the holders of Interests of record as of the 20th day prior to the date scheduled for the distribution, unless such day is not a Business Day, in which case such day shall be the following Business Day (the
“Record Date”). If the distribution shall be in Cash, the Trustees shall distribute such Cash by wire, check, or such other method as the Trustees deem appropriate under the circumstances. 

(c) Delivery of Trust Distributions. All distributions under this Trust Agreement to any Beneficiary shall be made at the address
of such Beneficiary as set forth in the register or at such other address as such Beneficiary shall have specified for payment purposes in a written notice to the Trustees at least fifteen (15) days prior to such distribution date. In the event
that any distribution to any holder is returned as undeliverable, the Trustees shall use reasonable efforts to determine the current address of such holder, but no distribution to such holder shall be made unless and until the Trustees have
determined the then current address of such holder, at which time such distribution shall be made to such holder without interest; provided, however, that such undeliverable or unclaimed distributions shall be deemed unclaimed property
at the expiration of one year from the date of distribution. The Trustee shall reallocate all undeliverable and unclaimed distributions for the benefit of all other Beneficiaries. 

3.6 Duties of the Trustees. 
 (a) Reporting Duties. 
 (i) Subject to definitive guidance from the
Internal Revenue Service or a court of competent jurisdiction to the contrary (including the receipt by the Trustees of a private letter ruling if the Trustees so request one, or the receipt of an adverse determination by the Internal Revenue
Service upon audit if not contested by the Trustees), the Trustees shall file returns for the Plan Trust as a grantor trust pursuant to Treasury Regulations Section 1.671-4(a). Within seventy-five (75) days following the end of each
calendar year or as soon as practicable thereafter, the Trustees shall also annually send to each Beneficiary a separate statement setting forth the holder’s share of items of income, gain, loss, deduction, or credit, if any, and will instruct
all such holders to report such items on their federal income tax returns or to forward the appropriate information to the holders with instructions to report such items on their federal income tax returns. 

(ii) Allocations of Plan Trust taxable income shall be determined by reference to the manner in which an amount of cash equal to such
taxable income would be distributed (without regard to any restrictions on distributions described herein) if, immediately prior to such deemed distribution, the Plan Trust had distributed all of its other assets (valued for this purpose at their
tax book value) to the holders of the Interests, taking into account all prior and concurrent distributions from the Plan Trust. Similarly, taxable loss of the Plan Trust shall be allocated by reference to the manner in which an economic loss would
be borne immediately after a liquidating distribution of the remaining assets of the Plan Trust. The tax book value of the assets of the Plan Trust for this purpose shall equal their fair market value on the date the Plan Trust was created or, if
later, the date such assets were acquired by the Plan Trust, adjusted in either case in accordance with tax accounting principles prescribed by the IRC, the Treasury Regulations and other applicable administrative and judicial authorities and
pronouncements. 

  
 7 

 (iii) The Trustees may request an expedited determination of taxes of the Plan Trust under
section 505(b) of the Bankruptcy Code for all returns filed for, or on behalf of, the Plan Trust for all taxable periods through the dissolution of the Plan Trust. 
 (iv) The Trustees shall file (or cause to be filed) any other statements, returns or disclosures relating to the Plan Trust that are required by any governmental authority. 

(b) LBHI Board of Directors. At such time as a vacancy on the board of directors of LBHI is to be filled or there is a vote on the
election of a director upon the expiration of a director’s term of office, the Plan Trust shall fill such vacancy voting the Plan Trust Stock in accordance with the majority approval of the Trustees. At all other times, the Plan Trust may act
and vote the Plan Trust Stock, by majority approval of the Trustees, to remove and replace directors of LBHI, only with cause. For purposes of this section 3.6(b), the term “cause” shall have the meaning ascribed to such term under
applicable Delaware law. 
 3.7 Compliance with Laws. Any and all distributions of Stock Distributions and proceeds of
borrowings, if any, shall be in compliance with applicable laws, including, but not limited to, applicable federal and state securities laws. 
 ARTICLE IV 
 THE TRUSTEES 

4.1 Generally. The Trustees’ powers are exercisable solely in a fiduciary capacity consistent with, and in furtherance of,
the purposes of this Trust Agreement, the Plan and the Confirmation Order and not otherwise, except that the Trustees may deal with the assets of the Plan Trust for their own account as permitted by Section 4.5 hereof. 

4.2 Liability of Trustees, Indemnification. 
 No Indemnitee (as defined below) shall be liable for the act or omission of any other agent or representative of the Trustees, nor shall any Indemnitee be liable for any action taken, suffered or omitted
to be taken in his capacity as Trustee, designating Person, agent, representative or professional, as applicable, unless it is ultimately determined by Final Order that such Person’s acts or omissions constituted willful misconduct, gross
negligence or actual fraud. In no event shall a Trustee be liable or responsible for special, punitive, indirect, consequential or incidental loss or damages of any kind whatsoever to any Person (including, without limitation, lost profits), even if
the Trustee has been advised of the likelihood of such loss or damage. The Trustees may, in connection with the performance of their functions, and in their sole and absolute discretion, consult with attorneys, accountants, financial advisors and
agents, and shall not be liable for any act taken, omitted to be taken, or suffered to be done in accordance with advice or opinions rendered by such Persons. Notwithstanding such authority, the Trustees shall not be under any obligation to consult
with their attorneys, accountants, financial advisors, or agents, and a determination not to do so shall not result in the imposition of liability on the Trustees or, as applicable, their designees, unless it is ultimately determined by Final Order
that the Trustees’ determination constituted willful misconduct, gross negligence or actual fraud. The Plan Trust shall indemnify and hold harmless the Indemnitees from and 

  
 8 

 
against and in respect of all liabilities, losses, damages, claims, costs, and expenses, including, but not limited to, attorneys’ fees and costs, in each case, arising out of or due to
their actions or omissions, or consequences of such actions or omissions, with respect to the Plan Trust or the implementation or administration of the Plan; provided, however, that no such indemnification will be made to such Persons
for such actions or omissions to the extent that it is ultimately determined by Final Order that such Persons actions or omissions constituted willful misconduct, gross negligence or actual fraud. 

If a Trustee becomes involved in any action, proceeding, or investigation in connection with any matter arising out of or in connection
with the Plan, this Trust Agreement or the affairs of the Plan Trust or the Debtors, the Plan Trust shall periodically advance or otherwise reimburse on demand the actual, reasonable and necessary legal and other expenses (including, without
limitation, the cost of any investigation and preparation and attorneys’ fees, disbursements, and related expenses) of the Trustee incurred in connection therewith, but the Trustee shall be required to repay promptly to the Plan Trust the
amount of any such advanced or reimbursed expenses paid to the Trustee to the extent that it shall be ultimately determined by Final Order that the Trustee engaged in willful misconduct, gross negligence or actual fraud in connection with the
affairs of the Plan Trust or the Debtors with respect to which such expenses were paid. 
 For purposes of this
Section 4.2, the term “Indemnitee” shall mean (i) each Trustee, together with (ii) any entity or entities by which such Trustee is directly or indirectly employed or with which he or she is directly or indirectly
professionally affiliated (or by which he or she was so employed or with which he or she was so affiliated during his or her tenure as a trustee under this Trust Agreement) or (iii) any Person who designated such Trustee to serve as trustee
under this Trust Agreement, and (in with respect to each of clauses (i), (ii) and (iii)) their respective present and former employees, agents, representatives, officers, directors or principals. 

4.3 Reliance by Trustees. Except as otherwise provided in Section 4.2 hereof: 

(a) each Trustee may rely, and shall be protected in acting upon, any resolution, certificate, statement, instrument, opinion, report,
notice, request, consent, order, or other paper or document believed by him to be genuine and to have been signed or presented by the proper party or parties; and 
 (b) no Trustee shall have any personal obligation to satisfy any liability of the Plan Trust. 
 4.4 Investment and Safekeeping of Assets of the Plan Trust. The right and power of the Trustees to invest assets of the Plan Trust, the proceeds thereof, or any income earned by the Plan Trust,
shall be limited to the right and power that a liquidating trust, within the meaning of Treasury Regulations Section 301.7701-4(d), is permitted to hold, pursuant to the Treasury Regulations and the guidelines set forth in Rev. Proc. 94-45,
1994-2 C.B. 684, or any modification in the IRS guidelines, whether set forth in IRS rulings, other IRS pronouncements or otherwise. The Trustees shall have no liability or responsibility for any investment losses,

  
 9 

 
including, without limitation, any market loss on any investment liquidated (whether at or prior to maturity) in order to make a payment required under this Trust Agreement. 

4.5 Expense Reimbursement and Compensation. The assets of the Plan Trust shall be subject to the claims of the Trustees, and the
actual, reasonable and necessary costs and expenses of the Plan Trust, including the actual, reasonable and necessary fees and expenses of the Trustees and their retained professionals, to the extent not paid for by LBHI, shall be paid out of the
Stock Distributions. To the extent not paid by LBHI, the Trustees shall be entitled to reimbursement out of any available Cash in the Plan Trust, for actual, out-of-pocket, reasonable and necessary expenses and for any and all loss, liability,
claims, costs, expense, or damage which the Trustees may sustain without willful misconduct, gross negligence or actual fraud in the exercise and performance of any of the powers and duties of the Trustees under this Trust Agreement. As compensation
for the performance of their duties, the Trustees will be entitled to reasonable compensation in such amounts as the Plan Trust may fix from time to time, consistent with that of similar functionaries in similar types of bankruptcy proceedings. The
Trustees may be compensated on a nunc pro tunc basis, to a date prior to the Effective Date. Such costs and expenses shall be considered administrative costs of LBHI’s estate. Nothing herein shall limit LBHI’s right to allocate
among, or seek reimbursement from, any of its Affiliates for the costs, fees and expenses contemplated in Section 1.7 and this Section 4.5 pursuant to the Debtor Allocation Agreement (as such term is defined in the Plan). 

4.6 No Bond. The Trustees shall serve without bond. 
 4.7 Confidentiality. Each Trustee shall, during the period that he serves as Trustee under this Trust Agreement and for a period of twelve (12) months following the termination of this Trust
Agreement or following his removal or resignation hereunder, hold strictly confidential and not use for personal gain all confidential information and any material, non-public information of the Plan Trust, the Debtors and any Affiliate thereof or
of which such Trustee has become aware in his capacity as Trustee, except as otherwise required by law. 
 ARTICLE V 

SUCCESSOR TRUSTEES 
 5.1 Removal. A Trustee may be removed by the unanimous vote of the other Trustees. Such removal shall become effective on the date action is taken by the other Trustees. 

5.2 Resignation. A Trustee may resign by giving not less than ninety (90) days prior written notice thereof to the other
Trustees. Such resignation shall become effective on the later to occur of: (i) the day specified in such notice, and (ii), if such Trustee is the last Trustee then in office, the appointment of a successor by the Court and the acceptance by
such successor of such appointment. If a successor Trustee is not appointed or does not accept its appointment within ninety (90) days following delivery of notice of resignation of the last Trustee in office, then such Trustee may petition any
court of competent jurisdiction for the appointment of a successor Trustee. With respect to any other Trustee’s resignation, such resignation shall be effective whether or not a successor has been appointed by the effective date of the
resigning Trustee’s resignation. 

  
 10 

 5.3 Appointment of Successor Trustee. In the event of the death (in the case of a
Trustee that is a natural person), dissolution (in the case of a Trustee that is not a natural person), resignation pursuant to Section 5.2 hereof, incompetency, or removal of the Trustee pursuant to Section 5.1 hereof, the remaining
Trustees shall by majority vote appoint a successor Trustee if in their discretion the circumstances of this Plan Trust warrant doing so. Such appointment shall specify the date on which such appointment shall be effective. Every successor Trustee
appointed hereunder shall execute, acknowledge, and deliver to the Plan Trust and to the retiring Trustee an instrument accepting the appointment under this Trust Agreement and agreeing to be bound thereto, and thereupon the successor Trustee,
without any further act, deed, or conveyance, shall become vested with all rights, powers, trusts, and duties of the retiring Trustee; provided, however, that a removed or resigning Trustee shall, nevertheless, when requested in
writing by the successor Trustee, execute and deliver an instrument or instruments conveying and transferring to such successor Trustee all the estates, properties, rights, powers, and trusts of such predecessor Trustee under the Plan Trust.

 ARTICLE VI 
 REPORTS TO HOLDERS OF PLAN TRUST INTERESTS 
 6.1 Securities Laws and Other
Reports to Beneficiaries. 
 (a) Securities Laws. Under section 1145 of the Bankruptcy Code, the issuance of Interests
under the Plan shall be exempt from registration under the Securities Act of 1933, as amended, and applicable state and local laws requiring registration of securities. If the Trustees determine, with the advice of counsel, that the Plan Trust is
required to comply with the registration and reporting requirements of the Securities Exchange Act of 1934, as amended, or the Investment Company Act of 1940, as amended, then the Trustees shall take any and all actions to comply with such reporting
requirements and file periodic reports with the Securities and Exchange Commission. 
 (b) Other Reporting. If the
Trustees are not required to file the periodic reports referred to in Section 6.1(a) above, as soon as practicable, the Trustees may post on a website to which the Beneficiaries have access, and, while the Debtors’ bankruptcy cases remain
open, file with the Court, reports setting forth in reasonable detail any material event or change that occurs with respect to the Trust, which, to the knowledge of the Trustee, affects the Beneficiaries hereunder, which reports shall not be
required to be audited or in compliance with generally accepted accounting principles. 
 ARTICLE VII 

TERMINATION OF PLAN TRUST 
 7.1 Termination of Plan Trust. 
 (a) The Plan Trust shall terminate on the
earlier of: (i) thirty (30) days after the final distribution of all of the Stock Distributions in accordance with the terms of this Trust Agreement, the Plan and the Confirmation Order and the cancellation of the Plan Trust Stock and

  
 11 

 
(ii) the third (3rd) anniversary of the Confirmation Date; provided, however, that, prior to the date of such termination (and the termination of any future extended
terms), the Court, upon motion by a party in interest on notice with an opportunity for a hearing, may extend the maximum term of the Plan Trust set forth in this clause (ii) if it is necessary to the liquidation of the assets of the Plan Trust
and the Debtors, for a term not to exceed nine (9) years from the Confirmation Date. 
 (b) Continuance of Trust for
Winding Up. After the termination of the Plan Trust and solely for the purpose of liquidating and winding up the affairs of the Plan Trust, the Trustees shall continue to act as such until their duties have been fully performed. At such time, to
the extent that any funds remain in the Plan Trust that were provided to the Trustees by LBHI to cover trust expenses, such funds shall be transferred to LBHI in accordance with the Plan. Upon distribution of all assets of the Plan, which shall not
include a distribution of the Plan Trust Stock to the Beneficiaries, the Trustees shall retain the books, beneficiary lists, registers, records and files which shall have been delivered to or created by the Trustees. At the Trustees’
discretion, all of such records and documents may be destroyed in accordance with Section 3.3. Except as otherwise specifically provided herein, upon the distribution of all assets of the Plan Trust, the Trustee shall have no further duties or
obligations hereunder except the obligations under Section 3.3 hereof. 
 ARTICLE VIII 

AMENDMENT AND WAIVER 
 8.1 Amendment and Waiver. Any provision of this Trust Agreement may be amended or waived by the affirmative vote of two-thirds of the Trustees, upon notice to the Beneficiaries. Notwithstanding
this Section 8.1, any waiver or amendments to this Trust Agreement shall not: (i) be inconsistent with the purpose and intention of the Plan Trust to liquidate in an expeditious but orderly manner the assets of the Plan Trust in accordance
with Treasury Regulation Section 301.7701-4(d); (ii) be inconsistent with the purposes of the Plan and the Confirmation order, (iii) permit any distribution or other transfer by the Plan Trust of the Plan Trust Stock; (iv) permit
any transfer of the Interests other than in accordance with Section 2.2 hereof; or (v) permit any amendment or waiver of this Section 8.1. Additionally, no change may be made to this Trust Agreement that would be inconsistent with the
purpose and intention of the Plan Trust as specified herein and in the Plan, adversely affect the distributions to be made under this Trust Agreement to any of the Beneficiaries, adversely affect the U.S. federal income tax status of the Plan Trust
as a “liquidating trust” or adversely affect the rights of the Creditors’ Committee or this Trust Agreement. 

ARTICLE IX 

MISCELLANEOUS PROVISIONS 
 9.1 Intention of Parties to Establish Plan Trust. This Trust Agreement is intended to create a liquidating trust for federal income tax purposes and, to the extent provided by law, shall be
governed and construed in all respects as such a trust and any ambiguity herein shall be 

  
 12 

 
construed consistent herewith and, if necessary, this Trust Agreement may be amended to comply with such federal income tax laws, which amendments may apply retroactively. 

9.2 Governing Law; Submission to Jurisdiction; Consent to Service of Process. This Trust Agreement shall be governed and construed
in accordance with the laws of the State of New York, without giving effect to rules governing the conflict of laws. Without limiting any party’s right to appeal any order of the Court, (i) the Court shall retain exclusive jurisdiction to
enforce the terms of this Trust Agreement and to decide any claims or disputes which may arise or result from, or be connected with, this Trust Agreement, any breach or default hereunder, or the transactions contemplated hereby, and (ii) any
and all proceedings related to the foregoing shall be filed and maintained only in the Court and the parties hereby consent to and submit to the jurisdiction and venue of the Court and shall receive notices at such locations as indicated in
Section 9.4 hereof; provided, however, that if the Chapter 11 Cases have closed or if the Court refuses to exercise its jurisdiction (including in respect of any provision herein which refers to the Court), the parties agree to
unconditionally and irrevocably submit to the exclusive jurisdiction of the United States District Court for the Southern District of New York sitting in New York County or the Commercial Division, Civil Branch of the Supreme Court of the State of
New York sitting in New York County and any appellate court from any thereof, for the resolution of any such claim or dispute. The parties hereby irrevocably waive, to the fullest extent permitted by applicable law, any objection which they may now
or hereafter have to the laying of venue of any such dispute brought in such court or any defense of inconvenient forum for the maintenance of such dispute. Each of the parties hereto agrees that a judgment in any such dispute may be enforced in
other jurisdictions by suit on the judgment or in any other manner provided by law. Each of the parties hereto hereby consents to process being served by any party to this Trust Agreement in any suit, action or proceeding by delivery of a copy
thereof in accordance with the provisions of Section 9.4. 
 9.3 Severability. If any provision of this Trust
Agreement or the application thereof to any Person or circumstance shall be finally determined by a court of competent jurisdiction to be invalid or unenforceable to any extent, the remainder of this Trust Agreement, or the application of such
provision to Persons or circumstances other than those as to which it is held invalid or unenforceable, shall not be affected thereby, and such provision of this Trust Agreement shall be valid and enforced to the fullest extent permitted by law.

 9.4 Notices. Any notice or other communication hereunder shall be in writing and shall be deemed to have been
sufficiently given, for all purposes, if personally delivered or sent by mail, postage prepaid, or by facsimile addressed to the person for whom such notice is intended as follows (or such other address as may be designated by notice given in
accordance with this Section 9.4): 
 (a) If to a Trustee, to the address and facsimile number set forth opposite such
Trustee’s name on Schedule 9.4 hereto, with copies to any other Person with its name, address and facsimile number set forth opposite such Trustee’s name. 
 (b) If to a Debtor, to the address and facsimile number set forth opposite such Debtor’s name on Schedule 9.4 hereto, with copies to any other Person with its name, address and facsimile number set
forth opposite such Debtor’s name. 

  
 13 

 (c) If to a Beneficiary, to the name and address set forth on the registry maintained by, or
at the direction of, the Trustees. 
 9.5 Headings. The section headings contained in this Trust Agreement are solely for
convenience of reference and shall not affect the meaning or interpretation of this Trust Agreement or of any term or provision hereof. 
 9.6 Certain Defined Term. For purposes of this Trust Agreement, the following term shall have the meanings set forth in this Section 9.6: 

“Person” means any individual, corporation, partnership, limited liability company, firm, joint venture, association,
joint-stock company, trust, unincorporated organization, Governmental Unit or other entity. 
 [The remainder of this page is
left blank intentionally.] 

  
 14 

 IN WITNESS WHEREOF, the parties hereto have either executed and acknowledged this Trust
Agreement, or caused it to be executed and acknowledged on their behalf by their duly authorized officers all as of the date first above written. 
  

			
	LEHMAN BROTHERS HOLDINGS INC.
		
	By:	 	  

	Name:	 	
	Title:	 	
	
	RUTGER SCHIMMELPENNINCK, solely in his capacity as co-bankruptcy trustee (curatoren) for Lehman Brothers Treasury Co. B.V.
	
	  

	Title:	 	
	
	DR. MICHAEL C. FREGE, solely in his capacity as insolvency administrator (Insolvenzverwalter) of Lehman Brothers Bankhaus AG
	
	  

	Title:	 	
	
	JOHN SUCKOW, solely in his capacity as President of LBHI and designee of LBHI
	
	  

	Title:	 	

  
 [SIGNATURE
PAGE TO THE PLAN TRUST AGREEMENT] 

 
			
	JULIE BECKER of Wilmington Trust, N.A., solely in her capacity as a co-chairperson and Member of the Creditors’ Committee
	
	  

	Title:	 	
	
	NOEL P. PURCELL of Mizuho Corporate Bank, Ltd., solely in his capacity as a co-chairperson and member of the Creditors’ Committee
	
	  

	Title:	 	
	
	THOMAS A. TORMEY of Goldman Sachs & Co., solely in his capacity as the designee of the Opco Plan Proponents that are PSA Creditors
	
	  

	Title:	 	
	
	CHRISTIAN WYATT of Fir Tree Partners, solely in his capacity as member and the designee of the group of creditors generally known as the Ad Hoc Group of Lehman Brothers
Creditors that are PSA Creditors
	
	  

	Title:	 	
	
	MICHAEL F. DEMICHELE of The Baupost Group, L.L.C., solely in his capacity as the designee of certain PSA Creditors
	
	  

	Title:	 	

  
 [SIGNATURE
PAGE TO THE PLAN TRUST AGREEMENT] 

			
	ROBERT P. RYAN, of Elliott Management, solely in his capacity as the designee of certain PSA Creditors
	
	  

	Title:	 	

  
 [SIGNATURE
PAGE TO THE PLAN TRUST AGREEMENT] 

 SCHEDULE 9.4 
 NOTIFICATION INFORMATION OF LBHI AND THE TRUSTEES 
  

			
	Lehman Brothers Holdings Inc.	 	 Address:  [—]

 
 Attn:  Plan Administrator

 
 Fax:

 TRUSTEES: 
  

			
	Rutger Schimmelpenninck	 	 Address:
  
 Fax:

		
	Dr. Michael C. Frege	 	 Address:
  
 Fax:

		
	John Suckow	 	 Address:
  
 Fax:

		
	Julie Becker	 	 Address:
  
 Fax:

		
	Noel P. Purcell	 	 Address:
  
 Fax:

		
	Thomas A. Tormey	 	 Address:
  
 Fax:

		
	Christian Wyatt	 	 Address:
  
 Fax:

		
	Michael F. DeMichele	 	 Address:
  
 Fax:

		
	Robert P. Ryan	 	 Address:
  
 Fax:SETTLEMENT AGREEMENT

 Exhibit 10.2 
 EXECUTION VERSION 
 SETTLEMENT AGREEMENT 

This Settlement Agreement (the “Agreement”) is made and entered into as of November 23, 2011 (the
“Execution Date”), by and among Lehman Brothers Holdings Inc. (“LBHI”), Lehman Commercial Paper Inc. (“LCPI,” and together with LBHI, the “Debtors”), Deutsche Bank AG
(“Deutsche Bank”), Monarch Alternative Capital LP (“Monarch”), Stone Lion Portfolio L.P. (“Stone Lion”), Permal Stone Lion Fund Ltd. (“Permal”), Centerbridge Credit Advisors LLC
(“Centerbridge”), Anchorage Capital Group, L.L.C. (“Anchorage,” and collectively with Monarch, Stone Lion, Permal, and Centerbridge, in each case on behalf of themselves and their managed entities, funds and
accounts, as applicable, the “Participants”). The Debtors, Deutsche Bank and the Participants shall each be referred to individually as a “Party” and collectively as the “Parties.” 

RECITALS 
 WHEREAS, on September 15, 2008 and on various dates thereafter, LBHI and its affiliated debtors commenced voluntary cases under chapter 11 of title 11 of the United States Code (the
“Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”), which cases are being jointly administered under Case Number 08-13555 (JMP) (the
“Chapter 11 Cases” and each a “Chapter 11 Case”); 
 WHEREAS, on
November 12, 2008, the German banking regulator filed insolvency proceedings against Lehman Brothers Bankhaus Aktiengesellschaft (“Bankhaus”), and on November 13, 2008, the local court (Amtsgericht) of Frankfurt am
Main opened insolvency proceedings and appointed Dr. Michael C. Frege as Insolvency Administrator (Insolvenzverwalter) of Bankhaus (the “Administrator”); 

WHEREAS, the Bankruptcy Court entered an order (the “Settlement Order”) in the Chapter 11 Cases on
January 14, 2010 [ECF No. 6665] approving a settlement agreement among the Administrator, the Debtors and a non-Debtor affiliate of the Debtors (the “Settlement Agreement”); 

WHEREAS, the Settlement Agreement, among other things, granted the Administrator a claim against LCPI [Claim
No. 59006] in the amount of $1,015,500,000 (the “LCPI Claim”), and a claim against LBHI [Claim No. 58233] (the “LBHI Claim,” together with the LCPI Claim, the “Bankhaus Claims”) in the
maximum amount of $1,380,900,000 (the “Maximum Bankhaus Claim Amount”); 
 WHEREAS, the Settlement Agreement
also provides that the LBHI Claim is to be reduced by the amount of any distributions that are received by the Administrator in respect of the LCPI Claim; 
 WHEREAS, pursuant to that certain Agreement Regarding the Sale and Assignment of Claims, dated July 12, 2010, the Administrator assigned the Bankhaus Claims to Deutsche Bank; 

 WHEREAS, thereafter Deutsche Bank sold participation interests (the
“Participations”) in the Bankhaus Claims to, among others, the Participants and Deutsche Bank retained a portion of the Bankhaus Claims in its own right; 
 WHEREAS, on or about June 30, 2011, Deutsche Bank and the Debtors, among others, entered into that certain Plan Support Agreement (the “Plan Support Agreement”). 

WHEREAS, on September 1, 2011, the Debtors filed the Third Amended Joint Chapter 11 Plan of Lehman Brothers
Holdings Inc. and its Affiliated Debtors (said plan, as it may be amended or modified, the “Plan”) [ECF No. 19627];1 
 WHEREAS, the Debtors have classified the LCPI Claim as an Affiliate Claim [LCPI Class 5C] and the LBHI Claim as a Senior Affiliate Guarantee Claim [LBHI Class 4B] under the Plan; 

WHEREAS, Deutsche Bank and the Participants dispute the classification of the Bankhaus Claims under the Plan; 

WHEREAS, on September 27, 2011, Deutsche Bank filed a motion pursuant to section 105 of the Bankruptcy Code and Rule 3013 of the
Federal Rules of Bankruptcy Procedure seeking to enforce the Settlement Agreement Order and the Reclassify the Bankhaus Claims (the “Initial Reclassification Motion”) [ECF No. 20321]; 

WHEREAS, on or about October 12, 2011, certain of the Participants filed joinders to the Initial Reclassification Motion (the
“Joinders”); 
 WHEREAS, on October 12, 2011, the Debtors filed an objection to the Initial
Reclassification Motion [ECF No. 20767]; 
 WHEREAS, on October 25, 2011, the Bankruptcy Court entered an order
denying the Initial Reclassification Motion without prejudice to Deutsche Bank’s right to renew its request for the relief requested in the Initial Reclassification Motion in connection with the proposed confirmation of the Plan (the
“Rejection Order”) [ECF No. 21223]; 
 WHEREAS, on October 28, 2011, Deutsche Bank filed an objection
to the confirmation of the Plan [ECF No. 21416] and, on November 4, 2011, a memorandum of law in support thereof (together, the “Objection”) [ECF No. 21628]; 

WHEREAS, certain of the Participants requested an extension of the deadline to object to confirmation of the Plan and the Debtors granted
certain of the Participants such extension; and 
 WHEREAS, the Parties are desirous of resolving all disputes
and all other outstanding issues among the Parties regarding, inter alia, the classification of Bankhaus Claims, and avoiding extensive and expensive litigation; 

 
  

	1 	 Capitalized terms that are used but not defined herein shall have the meanings ascribed to them in the Plan. 

  
 2 

 NOW, THEREFORE, in consideration of the recitals stated above, the
agreements, promises and warranties set forth below and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows: 

1. Settlement of Disputes Concerning the Bankhaus Claims. 

1.1. Upon the Effective Date, the LCPI Claim shall be an Allowed Affiliate Claim other than those of Participating
Debtors, classified under the Plan in LCPI Class 5C in the amount of $1,015,500,000 (the “Allowed LCPI Claim”). 
 1.2. Upon the Effective Date, notwithstanding anything contained in the Settlement Order or the Settlement Agreement, the LBHI Claim shall be an Allowed Senior Affiliate Guarantee Claim, classified under
the Plan in LBHI Class 4B in the amount of $920,000,000 (the “Allowed LBHI Claim,” together with the Allowed LCPI Claim, the “Allowed Bankhaus Claims”). 

1.3. In accordance with Section 8.13 and 8.14 of the Plan, the LBHI Claim shall be deemed (1) satisfied in full
or (2) not entitled to any further Distributions from LBHI, in each case, if Distributions are received from LBHI in respect of the Allowed LBHI Claim (a) that equal the amount of the Allowed LBHI Claim or (b) that combined with any
other Distributions or consideration received under the Plan in respect of the Allowed LCPI Claim equal the amount of the Maximum Bankhaus Claim Amount, and LBHI’s rights of subrogation as to the Allowed LCPI Claim shall not arise until the
Maximum Bankhaus Claim Amount has been received in full in accordance with this subsection (b).
 1.4. Within
three (3) Business Days after the Effective Date, the Debtors and Deutsche Bank shall deliver a joint instruction letter to the claims agent (and take any further steps necessary) to modify the Allowed Bankhaus Claims as recorded on the claims
registry to reflect the terms provided for in section 1 of this Agreement. 
 1.5. Pursuant to section 6.5(j) of
the Plan, this Agreement shall be deemed incorporated into the Plan. 
 2. Plan Support

 2.1. The Debtors’ Obligations. The Debtors will (a) file this Agreement in a Plan Supplement
no later than November 29, 2011 and (b) seek approval of this Agreement in connection with the confirmation of the Plan. 
 2.2. Deutsche Bank’s Obligations. Deutsche Bank agrees to perform and comply with the following obligations, which obligations shall become effective upon the date of execution of this
Agreement: 
 (a) Deutsche Bank shall, within one (1) Business Day of the filing of this Agreement in a
Plan Supplement, withdraw the Objection. 
 (b) Deutsche Bank shall not commence any proceeding or otherwise
prosecute, join in, or support any objection to, or oppose or object to, the Plan (as supplemented to include this Agreement), and will not consent to, support, or participate in the formulation of any other chapter 11 plan in the Chapter 11 Cases.

  
 3 

 (c) Upon the filing of this Agreement in a Plan Supplement, the Allowed
Bankhaus Claims shall be deemed to be voted in favor of the Plan (as supplemented to include this Agreement), and the Debtors may instruct the balloting agent to modify the voting record accordingly. 

(d) Deutsche Bank shall with respect to the full amount of the Bankhaus Claims, (1) support the confirmation and
consummation of the Plan (as supplemented to include this Agreement) in accordance with the Plan Support Agreement; and (2) waive any and all rights it may have under section 1.02 of the Plan Support Agreement, or otherwise, to defend against
any objection to, or estimation of, or the classification of, any of the Allowed Bankhaus Claims. 
 (e)
Deutsche Bank shall immediately cease and withdraw any and all requests for discovery made in connection with the Initial Reclassification Motion and/or the Objection and shall not renew its request for any of the relief sought in the Initial
Reclassification Motion. 
 2.3. The Participants’ Obligations. Each Participant agrees, solely for
itself and not for any other Participant, to perform and comply with the following obligations, which obligations shall become effective upon the date of execution of this Agreement: 

(a) None of the Participants shall commence any proceeding or otherwise prosecute, join in, or support any objection to,
or oppose or object to, the Plan (as supplemented to include this Agreement), and will not consent to, support, or participate in the formulation of any other chapter 11 plan in the Chapter 11 Cases. 

(b) To the extent that any Participant has not voted any claim it holds in the Chapter 11 Cases in favor of the Plan,
upon the filing of this Agreement in a Plan Supplement following the occurrence of the Execution Date, each Participant’s respective claims shall be deemed to be voted in favor of the Plan (as supplemented to include this Agreement), whether
such claims were not previously voted at all or were voted against the Plan. 
 (c) Each Participant shall
support the confirmation and consummation of the Plan (as supplemented to include this Agreement). 
 (d) Each
Participant shall not renew its request for (i) the relief sought in the any of the Joinders, or (ii) similar relief with respect to the Bankhaus Claims. 

3. Deutsche Bank’s and the Participants’ Representations, Warranties and Agreements. In
order to induce the Debtors and each other to enter into and perform their obligations under this Agreement, each of Deutsche Bank and the Participants hereby represents, warrants and acknowledges and agrees, solely as to itself and not as to any
other party, as follows: 
 3.1. Authority. (i) Deutsche Bank and each Participant has the power and
authority to execute, deliver and perform its obligations under this Agreement, and to consummate the transactions contemplated herein and (ii) the execution, delivery and performance by Deutsche Bank and the Participants of this Agreement and
the consummation of the transactions contemplated herein have been duly authorized by all necessary action on the part of Deutsche Bank and the Participants and no other proceedings on the part of Deutsche

  
 4 

 
Bank and the Participants are necessary to authorize and approve this Agreement or any of the transactions contemplated herein. 

3.2. Validity. This Agreement has been duly executed and delivered by Deutsche Bank and the Participants and
constitutes the legal, valid and binding agreement of Deutsche Bank and the Participants, enforceable against each of Deutsche Bank and the Participants in accordance with its terms. 

3.3. Authorization of Governmental Authorities and Creditors. No action by (including any authorization, consent
or approval), in respect of, or filing with, any governmental authority is required for, or in connection with, the valid and lawful authorization, execution, delivery and performance by Deutsche Bank or the Participants pursuant to this Agreement.

 3.4. Title; No Prior Transfer of Claims. 

(a)(i) Deutsche Bank is the legal owner and record holder of the Bankhaus Claims and as such is entitled to receive
any proceeds from the Allowed Bankhaus Claims, (ii) except in respect of the interests in the Participations, the rights of Deutsche Bank in and to the Bankhaus Claims (including any proceeds from the Allowed Bankhaus Claims) are free and clear
of any and all liens, claims, set-off rights, security interests, participations, or encumbrances, (iii) Deutsche Bank is not aware of any third-party rights (except in respect of the interests in the Participations) with respect to the
Bankhaus Claims (including any proceeds from the Allowed Bankhaus Claims) as of the Execution Date, and (iv) other than the Participations, Deutsche Bank has not transferred or assigned to any other person any of the Bankhaus Claims (including
the Allowed Bankhaus Claims), in whole or in part. 
 (b) Deutsche Bank and the Participants may not, at any
time prior to the Effective Date, transfer the Bankhaus Claims or the Participations, or any rights or interests arising thereunder or related thereto, including without limitation any instruments, rights to payments or other consideration
distributed or to be distributed to Deutsche Bank or the Participants under the Plan (as supplemented to include this Agreement), in whole or in part, unless (i) in the case of a transfer from Deutsche Bank (excluding an elevation of a
Participation), the transferee executes and delivers to the Debtors a joinder to the Plan Support Agreement (as amended by section 2.2(d) of this Agreement), or (ii) in the case of a transfer from the Participants, the transferee agrees, in a
writing, in form and substance reasonably satisfactory to the Debtors, to be bound by the terms of this Agreement as if it were an original Party hereto, which shall be accomplished through the execution of the transfer and joinder agreement
attached hereto as Exhibit A. 
 (c) Deutsche Bank and the Participants shall not grant any proxies,
deposit the Bankhaus Claims or the Allowed Bankhaus Claim into a voting trust, or enter into a voting agreement or any similar agreement with respect thereto, unless such agreement provides, in writing, in a form enforceable by, and reasonably
satisfactory to, the Debtors for compliance with this Agreement. 
 3.5. No Reliance. Each of Deutsche
Bank and the Participants (i) is a sophisticated party with respect to the subject matter of this Agreement, (ii) has been represented and advised by legal counsel in connection with this Agreement, (iii) has adequate information
concerning the matters that are the subject of this Agreement, and (iv) has independently and 

  
 5 

 
without reliance upon any Debtor or any of their affiliates or any officer, employee, agent or representative thereof, and based on such information as Deutsche Bank and the Participants has
deemed appropriate, made its own analysis and decision to enter into this Agreement, except that each of Deutsche Bank and the Participants has relied upon each Debtor’s express representations, warranties and covenants in this Agreement. Each
of Deutsche Bank and the Participants acknowledges that it has entered into this Agreement voluntarily and of its own choice and not under coercion or duress. 
 3.6. Participants’ Obligations to Deutsche Bank. Each of the Participants approves and authorizes Deutsche Bank’s entry into this Agreement. 

4. The Debtors Representations and Warranties. In order to induce Deutsche Bank and the
Participants to enter into and perform its obligations under this Agreement, each Debtor hereby represents, warrants and acknowledges as follows: 
 4.1. Authority. Subject to the occurrence of the Effective Date, (i) each Debtor has the power and authority to execute, deliver and perform its obligations under this Agreement, and to
consummate the transactions contemplated herein and (ii) the execution, delivery and performance by such Debtor of this Agreement and the consummation of the transactions contemplated herein have been duly authorized by all necessary action on
the part of such Debtor and no other proceedings on the part of such Debtor are necessary to authorize and approve this Agreement or any of the transactions contemplated herein. 

4.2. Validity. Subject to the occurrence of the Effective Date, this Agreement has been duly executed and
delivered by each Debtor and constitutes the legal, valid and binding agreement of each Debtor, enforceable against each Debtor in accordance with its terms. 
 4.3. Authorization of Governmental Authorities. No action by (including any authorization, consent or approval), in respect of, or filing with, any governmental authority is required for, or in
connection with, the valid and lawful authorization, execution, delivery and performance by each Debtor and each Non-Debtor Affiliate of this Agreement, other than entry of the Confirmation Order. 

4.4. No Reliance. Each Debtor (i) is a sophisticated party with respect to the matters that are the subject
of this Agreement, (ii) has had the opportunity to be represented and advised by legal counsel in connection with this Agreement, (iii) has adequate information concerning the matters that are the subject of this Agreement, and
(iv) has independently and without reliance upon Deutsche Bank or any of its affiliates or any officer, employee, agent or representative thereof, and based on such information as such Debtor has deemed appropriate, made its own analysis and
decision to enter into this Agreement, except that such Debtor has relied upon Deutsche Bank’s express representations, warranties and covenants in this Agreement, which it enters, or as to which it acknowledges and agrees, voluntarily and of
its own choice and not under coercion or duress. 
 5. Effectiveness of Agreement. 

5.1. Sections 2, 3, 4, 5.1, 5.3, and 6 of this Agreement shall be effective upon the Execution Date. 

  
 6 

 5.2. This Agreement, other than sections 2, 3, 4, 5.1, 5.3, and 6, shall be
effective upon the Effective Date. 
 5.3. This Agreement shall be null and void, and each of the Parties’
respective interests, rights, remedies and defenses shall be restored without prejudice as if this Agreement had never been executed, except as to subsections 3.6 and 5.3 and section 6 of this Agreement, if the entry of the Confirmation Order is
denied with prejudice, or if the Plan (as supplemented to include this Agreement) is withdrawn. 
 6.
Termination. 
 6.1. Automatic Termination. This Agreement shall automatically terminate on
any date on which the Bankruptcy Court denies the motion seeking the Confirmation Order with prejudice. 
 6.2.
The Debtors’ Right to Terminate. Each Debtor shall have the right, at its election, to terminate this Agreement by written notice to Deutsche Bank and the other Parties hereto if (a) there is a breach, in any material respect, of
the representations, warranties and/or covenants of Deutsche Bank or the Participants hereunder, taken as a whole that has not been cured within three (3) Business Days’ notice given thereof to Deutsche Bank and the other Parties hereto,
but in any case prior to December 5, 2011, or (b) entry of the Confirmation Order is denied with prejudice by final and non-appealable order. Notwithstanding anything to the contrary in this Agreement, (i) nothing herein requires any
Debtor to breach any fiduciary obligations it has under applicable law; and (ii) to the extent such fiduciary obligations require any Debtor to terminate its obligations hereunder, it may do so without incurring any liability to any creditor.

 6.3. Deutsche Bank’s and Participants’ Right to Terminate. Deutsche Bank and each
Participant shall have the right, at its election, to terminate this Agreement by written notice to the Debtors and the other Parties hereto if (a) there is a breach, in any material respect, of the representations, warranties and/or covenants
of the Debtors hereunder, taken as a whole that has not been cured within three (3) Business Days’ notice given thereof to the Debtors and the other Parties hereto, but in any case prior to December 5, 2011; (b) entry of the
Confirmation Order is denied with prejudice by final and non-appealable order; (c) the Bankruptcy Court has not entered an order confirming the Plan (as supplemented by this Agreement) on or before March 1, 2012; (d) the Plan (as
supplemented by this Agreement) has not become effective on or before April 1, 2012; (e) the Debtors make a modification to the structure, classification or distribution scheme under the Plan that would (i) materially reduce the
recovery estimates set forth in the Disclosure Statement with respect to the classes that include the Allowed Bankhaus Claims, or (ii) that would materially delay distributions on account of the Allowed Bankhaus Claims; or (f) the Debtors
fail to file this Agreement in a Plan Supplement by November 29, 2011. 
 6.4. Effect of
Termination. In the event that this Agreement is terminated in accordance with its terms automatically or by any Party, then neither this Agreement (except for subsections 3.6 and 5.3 and section 6), nor any motion or other pleading filed in the
Bankruptcy Court with respect to the approval of this Agreement or confirmation of the Plan, shall have any res judicata or collateral estoppel effect or be of any force or effect, each of the Parties’ respective interests, rights,
remedies and defenses shall be restored without prejudice as if this Agreement had never been executed and the Parties hereto shall be automatically relieved 

  
 7 

 
of any further obligations hereunder. Except as expressly provided herein, this Agreement and all communications and negotiations among the Parties with respect hereto or any of the transactions
contemplated hereunder are without waiver of or prejudice to the Parties’ rights and remedies and the Parties hereby reserve all claims, defenses and positions that they may have with respect to each other. 

7. Venue and Choice of Law. 

7.1. Venue. The Parties expressly consent and submit to the exclusive jurisdiction of the Bankruptcy Court over any
actions or proceedings relating to the enforcement or interpretation of this Agreement and any Party bringing such action or proceeding shall bring such action or proceeding in the Bankruptcy Court. Each of the Parties agrees that a final judgment
in any such action or proceeding, including all appeals, shall be conclusive and may be enforced in other jurisdictions (including any foreign jurisdictions) by suit on the judgment or in any other manner provided by applicable law. If the
Bankruptcy Court refuses or abstains from exercising jurisdiction over the enforcement of this Agreement and/or any actions or proceedings arising hereunder or thereunder, then the Parties agree that venue shall be in any other state or federal
court located within the County of New York in the State of New York having proper jurisdiction. Each Party hereby irrevocably and unconditionally waives, to the fullest extent it may legally and effectively do so, (i) any objection which it
may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Agreement with the Bankruptcy Court or with any other state or federal court located within the County of New York in the State of
New York, and (ii) the defense of an inconvenient forum to the maintenance of such action or proceeding in any such court. Each Party irrevocably consents to service of process in the manner provided for notices in section 8 hereof. Nothing in
this Agreement will affect the right, or requirement, of any Party to this Agreement to serve process in any other manner permitted or required by applicable law. 

7.2. Choice of Law. This Agreement and all claims and disputes arising out of or in connection with this
Agreement, shall be governed by and construed in accordance with the laws of the State of New York and the Bankruptcy Code, without regard to choice of law principles to the extent such principles would apply a law other than that of the State of
New York or the Bankruptcy Code. 
 8. Notices. All notices and other communications given or made
pursuant to this Agreement shall be in writing and all communications shall be deemed effectively given: (a) upon personal delivery to the party to be notified, (b) when sent by confirmed electronic mail or facsimile if sent during normal
business hours of the recipient, and if not so confirmed, then on the next Business Day, (c) three Business Days after having been sent by registered or certified mail, return receipt requested, postage prepaid, or (d) three Business Days
after deposit with a nationally recognized overnight courier, specifying next day delivery, with written verification of receipt. All communications shall be sent: 

To any Debtor at: 

1271 Avenue of the Americas, 39th Floor 

New York, New York 10020 

U.S.A. 

Attn: Daniel J. Ehrmann 

Facsimile: (646) 834-0874 

  
 8 

 With a copy (which shall not constitute notice) to:

 Weil, Gotshal & Manges LLP 

767 Fifth Avenue 

New York, New York 10153 

U.S.A. 

Attn: Lori R. Fife, Esq. 

Facsimile: (212) 310-8007 

To Deutsche Bank at: 

Deutsche Bank AG 

60 Wall Street, 3rd Floor 

New York, New York 10005 

U.S.A. 

Attn: James H. MacInnis 

Facsimile: (212) 797-4666 

With copies (which shall not constitute notice) to: 

Bingham McCutchen LLP 

399 Park Avenue 

New York, New York 10022 

U.S.A. 

Attn: Joshua Dorchak, Esq. 

Facsimile: (212) 702-3667 

and 

Moses & Singer LLP 

405 Lexington Ave. 

New York, New York 10174 

U.S.A. 

Attn: Alan Kolod, Esq. and Mark Parry, Esq. 

Facsimile: (212) 554-7700 

To The Participants at: 

The addresses set forth on the attached signature pages. 

or to such other address as may have been furnished by a Party to each of the other Parties by notice given in accordance with the
requirements set forth above. 
 9. Expenses. The fees and expenses incurred by each Party
(including the fees of any attorneys, accountants, investment bankers, financial advisors or any other professionals engaged by such Party) in connection with this Agreement and the transactions contemplated hereby, whether or not the transactions
contemplated hereby are consummated, will be paid by such Party. 

  
 9 

 10. No Admission of Liability. Each Party acknowledges
that this Agreement effects a settlement of potential claims and counterclaims that are denied and contested, and that nothing contained herein shall be construed as an admission of any fact, liability or wrongdoing. 

11. Entire Agreement. This Agreement constitutes the entire and only agreement of the Parties
concerning the subject matter hereof. This Agreement supersedes and replaces any and all prior or contemporaneous verbal or written agreements between the Parties concerning the subject matter hereof, and to the extent of any conflicts between the
Plan and the terms of this Agreement, the terms of this Agreement shall control. The Parties acknowledge that this Agreement is not being executed in reliance on any verbal or written agreement, promise or representation not contained herein.

 12. No Oral Modifications. This Agreement, including this section 12, may not be
modified or amended orally. This Agreement only may be modified or amended by a writing signed by a duly authorized representative of each Party hereto. Any waiver of compliance with any term or provision of this Agreement on the part of the Debtors
must be provided in a writing signed by Deutsche Bank and each Participant signatory hereto. Any waiver of compliance with any term or provision of this Agreement on the part of Deutsche Bank must be provided in a writing signed by each Debtor and
each Participant signatory hereto. No waiver of any breach of any term or provision of this Agreement shall be construed as a waiver of any subsequent breach. 
 13. Construction. This Agreement constitutes a fully negotiated agreement among commercially sophisticated parties and therefore shall not be construed or interpreted for or against
any Party, and any rule or maxim of construction to such effect shall not apply to this Agreement. 
 14.
Binding Effect; Successor and Assigns. This Agreement shall inure to the benefit of and be binding upon the Parties and their respective successors and permitted assigns; provided, however, that subject to section
3.4, no Party may assign its rights or obligations under this Agreement without the written consent of the other Parties, which consent shall not be unreasonably withheld or delayed, and any assignment not in accordance with the terms hereof shall
be null and void ab initio. 
 15. Counterparts. This Agreement may be executed in
counterparts, each of which constitutes an original, and all of which, collectively, constitute only one agreement. The signatures of all of the Parties need not appear on the same counterpart. 

16. Headings; Schedules and Exhibits. The headings utilized in this Agreement are designed for the
sole purpose of facilitating ready reference to the subject matter of this Agreement. Said headings shall be disregarded when resolving any dispute concerning the meaning or interpretation of any language contained in this Agreement. References to
sections, unless otherwise indicated, are references to sections of this Agreement. All Schedules to this Agreement are hereby made a part hereof and incorporated herein by reference for all purposes. Reference to any Schedule herein shall be to the
Schedules attached hereto. 
 17. Severability and Construction. If any provision of this
Agreement shall be held by a court of competent jurisdiction to be illegal, invalid or unenforceable, the remaining provisions shall remain in full force and effect if the essential terms and conditions of this Agreement for each Party remain valid,
binding, and enforceable. 

  
 10 

 18. Acknowledgments. THIS AGREEMENT, THE PLAN (AS SUPPLEMENTED
BY THIS AGREEMENT), AND THE TRANSACTIONS CONTEMPLATED HEREIN AND THEREIN, ARE THE PRODUCT OF NEGOTIATIONS BETWEEN THE PARTIES AND THEIR RESPECTIVE REPRESENTATIVES. NOTHING IN THIS AGREEMENT SHALL REQUIRE ANY PARTY TO TAKE ANY ACTION PROHIBITED BY
THE BANKRUPTCY CODE, THE SECURITIES ACT OF 1933 (AS AMENDED), THE SECURITIES EXCHANGE ACT OF 1934 (AS AMENDED), ANY RULE OR REGULATIONS PROMULGATED THEREUNDER, OR BY ANY OTHER APPLICABLE LAW OR REGULATION OR BY AN ORDER OR DIRECTION OF ANY COURT OR
ANY STATE OR FEDERAL GOVERNMENTAL AUTHORITY. 
 19. Waiver of Jury Trial. EACH OF THE
PARTIES HERETO HEREBY AGREE NOT TO ELECT A TRIAL BY JURY OF ANY ISSUE TRIABLE OF RIGHT BY JURY, AND HEREBY KNOWINGLY, VOLUNTARILY, INTENTIONALLY, UNCONDITIONALLY AND IRREVOCABLY WAIVES ANY RIGHT TO TRIAL BY JURY FULLY TO THE EXTENT THAT ANY SUCH
RIGHT SHALL NOW OR HEREAFTER EXIST WITH REGARD TO THIS AGREEMENT OR ANY CLAIM, COUNTERCLAIM OR OTHER ACTION ARISING IN CONNECTION THEREWITH OR IN RESPECT OF ANY COURSE OF CONDUCT, COURSE OF DEALING, STATEMENT (WHETHER VERBAL OR WRITTEN) OR ACTION OF
ANY PARTY OR ARISING OUT OF ANY EXERCISE BY ANY PARTY OF ITS RESPECTIVE RIGHTS UNDER THIS AGREEMENT OR IN ANY WAY RELATING TO THE TRANSACTIONS CONTEMPLATED HEREBY (INCLUDING, WITHOUT LIMITATION, WITH RESPECT TO ANY ACTION TO RESCIND OR CANCEL THIS
AGREEMENT AND WITH RESPECT TO ANY CLAIM OR DEFENSE ASSERTING THAT THIS AGREEMENT WAS FRAUDULENTLY INDUCED OR IS OTHERWISE VOID OR VOIDABLE). THIS WAIVER OF RIGHT TO TRIAL BY JURY IS INTENDED TO ENCOMPASS INDIVIDUALLY EACH INSTANCE AND EACH ISSUE AS
TO WHICH THE RIGHT TO A TRIAL BY JURY WOULD OTHERWISE ACCRUE. EACH OF THE PARTIES HERETO IS HEREBY AUTHORIZED TO FILE A COPY OF THIS SECTION 19 IN ANY PROCEEDING AS CONCLUSIVE EVIDENCE OF THIS WAIVER. THIS WAIVER OF JURY TRIAL IS A MATERIAL
INDUCEMENT FOR THE PARTIES HERETO TO ENTER INTO THIS AGREEMENT. 

  
 11 

 IN WITNESS WHEREOF, each Party by his or its duly authorized representative
has executed this Agreement as of the date first written above: 
  

			
	 LEHMAN BROTHERS HOLDINGS INC., as Debtor and Debtor in Possession in its chapter 11 case in the United States Bankruptcy Court for the Southern
District of New York, Case No. 08-13555 (JMP)

		
	 By:
	 	 

	 Name:
	 	 Daniel J. Ehrmann

	 Title:
	 	 Vice President

	
	 LEHMAN COMMERCIAL PAPER INC., as Debtor and Debtor in Possession in its chapter 11 case in the United States Bankruptcy Court for the Southern
District of New York, Case No. 08-13555 (JMP)

		
	 By:
	 	 

	 Name:
	 	 Daniel J. Ehrmann

	 Title:
	 	 Vice President

  
 12 

			
	 Deutsche Bank AG, London Branch

		
	 By:
	 	 

	 Name:
	 	
	 Title:
	 	
		
	 By:
	 	 

	 Name:
	 	
	 Title:
	 	

  
 13 

									
	 Monarch Alternative Capital LP
	 		 		 	
					
	 By:
	 	 

	 		 		 	
	 Name:
	 	 [  ]
	 		 		 	
	 Title:
	 	 [  ]
	 		 		 	
			
	 Stone Lion Portfolio L.P.
	 		 	 Permal Stone Lion Fund Ltd.

					
	 By:
	 	 

	 		 	 By:
	 	 

	 Name:
	 	 [  ]
	 		 	 Name:
	 	 [  ]

	 Title:
	 	 [  ]
	 		 	 Title:
	 	 [  ]

			
	 Centerbridge Credit Advisors LLC
	 		 	 Anchorage Capital Group, L.L.C.

					
	 By:
	 	 

	 		 	 By:
	 	 

	 Name:
	 	 [  ]
	 		 	 Name:
	 	 [  ]

	 Title:
	 	 [  ]
	 		 	 Title:
	 	 [  ]

  
 14 

 Exhibit A 

(Transfer and Joinder Agreement) 

 TRANSFER AND JOINDER AGREEMENT 

This Transfer and Joinder Agreement (the “Agreement”) is dated as of
                     and is entered into by and between [Insert name of Assignor] (the “Assignor”) and [Insert name
of Assignee] (the “Assignee”) in accordance with Section 3.4 of the Agreement attached hereto as Exhibit A (the “Settlement Agreement”). Capitalized terms used but not defined herein shall have the
meanings given to them in the Settlement Agreement. 
 WHEREAS, Assignor is a party to the Settlement
Agreement and has assigned to Assignee by separate agreement (the “Assignment”) claims or participations in claims held by the Assignee against the Debtors; 

WHEREAS, the assignment by Assignor to Assignee is not effective unless Assignee complies with Section 3.4 of
the Settlement Agreement; and 
 WHEREAS, Assignee agrees to comply with the Settlement Agreement by
entering into this Agreement. 
 NOW, THEREFORE, in consideration of the mutual conditions and agreements
set forth in the Assignment and herein, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 

1. The Assignee agrees that, upon execution of this Joinder, it shall become a party to the Settlement Agreement and
shall be fully bound by, and subject to, all of the covenants, terms, obligations and conditions of the Settlement Agreement as though it were an original Party thereto with the rights and obligations of the Assignor. Assignee (a) represents
and warrants to each of the other Parties to the Settlement Agreement that, solely with respect to itself, the statements set forth in Section 3 of the Settlement Agreement are true, correct and complete as of the date hereof; and
(b) further represents and warrants that (i) it is acquiring the claims and/or participations from [            ] in the amounts set forth on Schedule 1 hereof (the
“Assigning Claims/Participations”), and (ii) upon consummation of such acquisition under the applicable agreements to which such Assigning Claims/Participations relate, it will be the legal or beneficial owner of the Assigning
Claims/Participations. 
 2. Assignee shall deliver a copy of this Agreement to each of the Parties no later
than three (3) Business Days after the date of this Agreement in accordance with Section 8 of the Settlement Agreement. 
 3. Notices. All notices and other communications given or made to Assignee 

pursuant to this Assignment or the Settlement Agreement shall be deemed given if in writing and if sent by confirmed electronic mail,
facsimile, courier, or by registered or certified mail (return receipt requested) to the following addresses and facsimile numbers: 
  

					
		 	 ____________________________
	 	
		 	 ____________________________
	 	
		 	 ____________________________
	 	
		 	 Attn: ________________________
	 	
		 	 E-Mail: _______________________
	 	

					
		 	 With a copy (which shall not constitute notice) to:

			
		 	 ____________________________
	 	
		 	 ____________________________
	 	
		 	 ____________________________
	 	
		 	 Attn: ________________________
	 	
		 	 E-Mail:_______________________
	 	

 or to such other address as may have been furnished by Assignee by notice given in accordance with the
requirements set forth in Section 8 of the Settlement Agreement. Any notice given by delivery, mail or courier shall be effective when received. Any notice given by facsimile or electronic mail shall be effective upon oral or machine
confirmation of transmission. 
 4. THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL
BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO CONFLICT OF LAWS PRINCIPLES THEREOF, AND, TO THE EXTENT APPLICABLE, THE BANKRUPTCY CODE. 

5. ALL JUDICIAL PROCEEDINGS BROUGHT AGAINST ANY PARTY ARISING OUT OF OR RELATING HERETO SHALL BE BROUGHT IN THE
BANKRUPTCY COURT, OR IN THE EVENT THAT THE BANKRUPTCY COURT DECLINES TO EXERCISE SUCH JURISDICTION FOR ANY REASON, THEN IN ANY STATE OR FEDERAL COURT OF COMPETENT JURISDICTION IN THE STATE, COUNTY AND CITY OF NEW YORK. 

6. This Agreement shall be effective upon execution by the Assignor and Assignee and shall be binding upon, and inure to
the benefit of, the parties hereto, and their respective successors and assigns. This Agreement may be executed in any number of counterparts, which together shall constitute one instrument. Delivery of an executed counterpart of a signature page of
this Agreement by telecopy or electronic mail in portable document format (pdf) shall be effective as delivery of a manually executed counterpart of this Assignment. 
 [Remainder of page intentionally left blank] 

  
 2

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00197-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00197-of-00352.parquet"}]]