Document:

EX-10.1

 Exhibit 10.1 
  

 
  

FIRST AMENDMENT TO 

CREDIT AGREEMENT 

dated as of January 13, 2016, 

among 

RICE MIDSTREAM PARTNERS LP, 

as Parent Guarantor, 

RICE MIDSTREAM OPCO LLC, 

as Borrower, 
 The
Guarantors Party Hereto, 
 WELLS FARGO BANK, N.A., 

as Administrative Agent, 

and 
 The Lenders Party
Hereto 
 WELLS FARGO SECURITIES, LLC, 

as Sole Lead Arranger and Sole Bookrunner 
  

 
  

 FIRST AMENDMENT TO 

CREDIT AGREEMENT 

This FIRST AMENDMENT TO CREDIT AGREEMENT (this “First
Amendment”), dated as of January 13, 2016 (the “First Amendment Effective Date”), is among RICE MIDSTREAM OPCO LLC, a Delaware limited liability company (the
“Borrower”); RICE MIDSTREAM PARTNERS LP, a Delaware limited partnership, as a parent guarantor (the “Parent”); each of the other undersigned guarantors (the
“Guarantors”, and together with the Borrower, the “Credit Parties”); each of the Lenders that is a signatory hereto; and WELLS FARGO BANK, N.A., as administrative agent
for the Lenders (in such capacity, together with its successors in such capacity, the “Administrative Agent”). 

Recitals 
 A. The
Borrower, the Administrative Agent and the Lenders are parties to that certain Credit Agreement dated as of December 22, 2014 (as amended prior to the date hereof, the “Credit Agreement”), pursuant to which the Lenders have,
subject to the terms and conditions set forth therein, made certain credit available to and on behalf of the Borrower. 
 B. The parties
hereto desire to amend certain terms of the Credit Agreement as set forth herein, to be effective as of the First Amendment Effective Date. 

NOW, THEREFORE, in consideration of the premises and the mutual covenants herein contained, for good and valuable consideration, the receipt
and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 
 Section 1. Defined Terms. Each
capitalized term which is defined in the Credit Agreement, but which is not defined in this First Amendment, shall have the meaning ascribed such term in the Credit Agreement, as amended hereby. Unless otherwise indicated, all section references in
this First Amendment refer to the Credit Agreement. 
 Section 2. Amendments. In reliance on the representations, warranties,
covenants and agreements contained in this First Amendment, and subject to the satisfaction of the conditions precedent set forth in Section 3 hereof, the Credit Agreement shall be amended effective as of the First Amendment Effective
Date in the manner provided in this Section 2. 
 2.1 Additional Definition. Section 1.02 of the Credit Agreement is
hereby amended to add thereto in alphabetical order the following definition which shall read in full as follows: 

“First Amendment” means that certain First Amendment to Credit Agreement dated as of January 13, 2016,
among the Borrower, the Guarantors party thereto, the Administrative Agent and the Lenders party thereto. 

  
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 2.2 Amended Definitions. The definitions of “Acquisition Period” and
“Loan Documents” contained in Section 1.02 of the Credit Agreement are hereby amended and restated in their entirety to read in full as follows: 

“Acquisition Period” means any period commencing on the date that a Material Acquisition is consummated (so
long as the Borrower has delivered written notice to the Administrative Agent no later than 15 days after such date that it is electing in its sole discretion to commence an Acquisition Period as of such date) through and including the last day of
(a) in the case of any Material Acquisition that is consummated prior to the Covenant Changeover Date, the second full fiscal quarter following the date on which such acquisition is consummated or (b) in the case of any Material
Acquisition that is consummated on or after the Covenant Changeover Date, the third full fiscal quarter following the date on which such acquisition is consummated; provided that, in the case of each of the foregoing clauses (a) and (b), there
shall be at least one full fiscal quarter between any two Acquisition Periods. 
 “Loan Documents” means
this Agreement, the First Amendment, the Notes, the Fee Letter, the Letter of Credit Agreements, the Letters of Credit, any Intercreditor Agreement and the Security Instruments. 

Section 3. Conditions Precedent. The effectiveness of this First Amendment is subject to the following: 

3.1 The Administrative Agent shall have received counterparts of this First Amendment from the Credit Parties and the Majority Lenders. 

3.2 The Administrative Agent shall have received all fees and other amounts due and payable on or prior to the First Amendment Effective Date.

 Section 4. Miscellaneous. 

4.1 Confirmation and Effect. The provisions of the Credit Agreement (as amended by this First Amendment) shall remain in full force and
effect in accordance with its terms following the effectiveness of this First Amendment, and this First Amendment shall not constitute a waiver of any provision of the Credit Agreement or any other Loan Document, except as expressly provided for
herein. Each reference in the Credit Agreement to “this Agreement”, “hereunder”, “hereof’, “herein”, or words of like import shall mean and be a reference to the Credit Agreement as amended hereby, and each
reference to the Credit Agreement in any other document, instrument or agreement executed and/or delivered in connection with the Credit Agreement shall mean and be a reference to the Credit Agreement as amended hereby. 

4.2 Ratification and Affirmation of Credit Parties. Each of the Credit Parties hereby expressly (i) acknowledges the terms of this
First Amendment, (ii) ratifies and affirms its obligations under the Guaranty and Collateral Agreement and the other Loan Documents to which it is a party, (iii) acknowledges, renews and extends its continued liability under the Guaranty
and Collateral Agreement and the other Loan Documents to which it is a party, (iv) agrees that its guarantee under the Guaranty and Collateral Agreement and the other Loan Documents to which it is a party remains in full force and effect with
respect to the Obligations as amended hereby, (v) represents and warrants to the Lenders and the Administrative Agent that each representation and warranty of such Credit Party contained in the Credit Agreement and the

  
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other Loan Documents to which it is a party is true and correct in all material respects as of the date hereof and after giving effect to the amendments set forth in Section 2 hereof
except (A) to the extent any such representations and warranties are expressly limited to an earlier date, in which case, on and as of the date hereof, such representations and warranties shall continue to be true and correct as of such
specified earlier date, and (B) to the extent that any such representation and warranty is expressly qualified by materiality or by reference to Material Adverse Effect, such representation and warranty (as so qualified) shall continue to be
true and correct in all respects, (vi) represents and warrants to the Lenders and the Administrative Agent that the execution, delivery and performance by such Credit Party of this First Amendment are within such Credit Party’s corporate,
limited partnership or limited liability company powers (as applicable), have been duly authorized by all necessary action and that this First Amendment constitutes the valid and binding obligation of such Credit Party enforceable in accordance with
its terms, except as the enforceability thereof may be limited by bankruptcy, insolvency or similar laws affecting creditor’s rights generally, and (vii) represents and warrants to the Lenders and the Administrative Agent that, after
giving effect to this First Amendment, no Event of Default exists. 
 4.3 Counterparts. This First Amendment may be executed by one
or more of the parties hereto in any number of separate counterparts, and all of such counterparts taken together shall be deemed to constitute one and the same instrument. Delivery of this First Amendment by facsimile or electronic (e.g. pdf)
transmission shall be effective as delivery of a manually executed original counterpart hereof. 
 4.4 No Oral Agreement.
THIS WRITTEN FIRST AMENDMENT, THE CREDIT AGREEMENT AND THE OTHER LOAN
DOCUMENTS EXECUTED IN CONNECTION HEREWITH AND THEREWITH REPRESENT THE FINAL
AGREEMENT BETWEEN THE PARTIES AND MAY NOT BE CONTRADICTED BY EVIDENCE
OF PRIOR, CONTEMPORANEOUS, OR UNWRITTEN ORAL AGREEMENTS OF THE PARTIES. THERE
ARE NO SUBSEQUENT ORAL AGREEMENTS BETWEEN THE PARTIES THAT MODIFY THE
AGREEMENTS OF THE PARTIES IN THE CREDIT AGREEMENT AND THE OTHER LOAN
DOCUMENTS. 
 4.5 Governing Law. THIS FIRST AMENDMENT
(INCLUDING, BUT NOT LIMITED TO, THE VALIDITY AND ENFORCEABILITY HEREOF) SHALL
BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE
STATE OF NEW YORK. 
 4.6 Payment of Expenses. The Borrower agrees to pay
or reimburse the Administrative Agent for all of its reasonable out-of-pocket costs and expenses incurred in connection with this First Amendment, any other documents prepared in connection herewith and the transactions contemplated hereby,
including, without limitation, the reasonable fees and disbursements of counsel to the Administrative Agent. 
 4.7 Severability. Any
provision of this First Amendment which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and
any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction. 

  
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 4.8 Successors and Assigns. This First Amendment shall be binding upon and inure to the
benefit of the parties hereto and their respective successors and assigns. 
 [Signature Pages Follow.] 

  
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 The parties hereto have caused this First Amendment to be duly executed as of the day and year
first above written. 
  

							
	PARENT:	 		 	RICE MIDSTREAM PARTNERS LP, a Delaware limited partnership
				
		 		 	By:	 	Rice Midstream Management LLC, a Delaware limited liability company, its general partner
				
		 		 	By:	 	/s/ Grayson T. Lisenby
		 		 		 	  

		 		 	Name:	 	Grayson T. Lisenby
		 		 	Title:	 	Senior Vice President and Chief Financial Officer
			
	BORROWER:	 		 	RICE MIDSTREAM OPCO LLC, a Delaware limited liability company
				
		 		 	By:	 	 /s/ Grayson T. Lisenby

		 		 	Name:	 	Grayson T. Lisenby
		 		 	Title:	 	Senior Vice President and Chief Financial Officer

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

							
	 GUARANTORS:
	 		 	RICE POSEIDON MIDSTREAM LLC, a Delaware limited liability company
				
		 		 	By:	 	 /s/ Grayson T. Lisenby

		 		 	Name:	 	Grayson T. Lisenby
		 		 	Title:	 	Senior Vice President and Chief Financial Officer
			
		 		 	RICE WATER SERVICES (OH) LLC, a Delaware limited liability company
				
		 		 	By:	 	 /s/ Grayson T. Lisenby

		 		 	Name:	 	Grayson T. Lisenby
		 		 	Title:	 	Senior Vice President and Chief Financial Officer
			
		 		 	RICE WATER SERVICES (PA) LLC, a Delaware limited liability company
				
		 		 	By:	 	 /s/ Grayson T. Lisenby

		 		 	Name:	 	Grayson T. Lisenby
		 		 	Title:	 	Senior Vice President and Chief Financial Officer

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	WELLS FARGO BANK, N.A., as Administrative Agent and as a Lender
		
	By:	 	 /s/ Matthew W. Coleman

	Name:	 	Matthew W. Coleman
	Title:	 	Director

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	BARCLAYS BANK PLC, as a Lender
		
	By:	 	 /s/ Vanessa Kurbatskiy

	Name:	 	Vanessa Kurbatskiy
	Title:	 	Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	BMO HARRIS BANK N.A., as a Lender
		
	By:	 	 /s/ Gumaro Tijerina

	Name:	 	Gumaro Tijerina
	Title:	 	Managing Director

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	CITIBANK, N.A., as a Lender
		
	By:	 	 /s/ Saqeeb Ludhi

	Name:	 	Saqeeb Ludhi
	Title:	 	Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	FIFTH THIRD BANK, as a Lender
		
	By:	 	 /s/ Thomas Kleiderer

	Name:	 	Thomas Kleiderer
	Title:	 	Director

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	ROYAL BANK OF CANADA, as a Lender
		
	By:	 	 /s/ Evans Swann, Jr.

	Name:	 	Evans Swann, Jr.
	Title:	 	Authorized Signatory

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	CAPITAL ONE, NATIONAL ASSOCIATION, as a Lender
		
	By:	 	 /s/ Mason McGurrin

	Name:	 	Mason McGurrin
	Title:	 	Managing Director

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	COMERICA BANK, as a Lender
		
	By:	 	 /s/ Jeffery Treadway

	Name:	 	Jeffery Treadway
	Title:	 	Senior Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	PNC BANK, NATIONAL ASSOCIATION, as a Lender
		
	By:	 	 /s/ Jonathan Luchansky

	Name:	 	Jonathan Luchansky
	Title:	 	Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	SUNTRUST BANK, as a Lender
		
	By:	 	 /s/ Shannon Juhan

	Name:	 	Shannon Juhan
	Title:	 	Director

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	COMPASS BANK, as a Lender
		
	By:	 	 /s/ Mark H. Wolf

	Name:	 	Mark H. Wolf
	Title:	 	Senior Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	U.S. BANK NATIONAL ASSOCIATION, as a Lender
		
	By:	 	 /s/ Todd S. Anderson

	Name:	 	Todd S. Anderson
	Title:	 	Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLC 

 
			
	ZB, N.A. DBA AMEGY BANK, as a Lender
		
	By:	 	 /s/ G. Scott Collins

	Name:	 	G. Scott Collins
	Title:	 	Senior Vice President
		
	By:	 	 /s/ John Moffitt

	Name:	 	John Moffitt
	Title:	 	Assistant Vice President

  
 SIGNATURE
PAGE TO FIRST AMENDMENT TO 
 CREDIT
AGREEMENT 
 RICE MIDSTREAM OPCO LLCEX-4.1

 Exhibit 4.1 

FIRST SUPPLEMENTAL INDENTURE 

THIS FIRST SUPPLEMENTAL INDENTURE dated as of January 15, 2016 is by and among ACE INA Holdings Inc., a corporation organized under the
laws of the State of Delaware, (the “Successor Company”), The Chubb Corporation, a corporation organized under the laws of the State of New Jersey (the “Company”), ACE Limited, a company limited by shares
(Aktiengesellschaft) under the laws of Switzerland (the “Guarantor”), and The Bank of New York Mellon Trust Company, N.A. (as successor to JPMorgan Trust Company, N.A., as successor to Bank One Trust Company, N.A. (formerly The
First National Bank of Chicago)), as trustee (the “Trustee”), under the Indenture referred to below. 
 WHEREAS, the Trustee and
the Company are parties to that certain Indenture dated as of October 25, 1989 (the “Indenture”), pursuant to which the Company issued and has outstanding $600,000,000 aggregate principal amount of 5.75% notes due May 15, 2018,
$100,000,000 aggregate principal amount of 6.6% debentures due August 15, 2018, $200,000,000 aggregate principal amount of 6.8% debentures due November 15, 2031, $800,000,000 aggregate principal amount of 6% notes due May 11, 2037 and
$600,000,000 aggregate principal amount of 6.5% notes due May 15, 2038 (collectively, the “Securities”). 
 WHEREAS, as
permitted by the terms of the Indenture, the Company, simultaneously with the effectiveness of this First Supplemental Indenture, shall merge (referred to herein for purposes of Article IX of the Indenture as the “Merger”) with and into
the Successor Company with the Successor Company as the surviving corporation. The parties hereto are entering into this First Supplemental Indenture pursuant to, and in accordance with, Articles VIII and IX of the Indenture. 

WHEREAS, as permitted by the terms of the Indenture, the Guarantor, simultaneously with the effectiveness of this First Supplemental
Indenture, shall guarantee the Securities on the terms provided for in this First Supplemental Indenture. 
 NOW, THEREFORE, in
consideration of the premises and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by the parties hereto, the Trustee, the Company and the Successor Company hereby agree as follows: 

Section 1. Definitions. All capitalized terms used herein that are defined in the Indenture, either directly or by reference
therein, shall have the respective meanings assigned them in the Indenture except as otherwise provided herein or unless the context otherwise requires. 

Section 2. Interpretation. 

(a) In this First Supplemental Indenture, unless a clear contrary intention appears: 

(i) the singular number includes the plural number and vice versa; 

 (ii) reference to any gender includes the other gender; 

(iii) the words “herein,” “hereof” and “hereunder” and other words of similar import refer to
this First Supplemental Indenture as a whole and not to any particular Section or other subdivision; 
 (iv) reference to any
Person includes such Person’s successors and assigns but, if applicable, only if such successors and assigns are permitted by this First Supplemental Indenture or the Indenture, and reference to a Person in a particular capacity excludes such
Person in any other capacity or individually provided that nothing in this clause (iv) is intended to authorize any assignment not otherwise permitted by this First Supplemental Indenture or the Indenture; 

(v) reference to any agreement, document or instrument means such agreement, document or instrument as amended, supplemented or
modified and in effect from time to time in accordance with the terms thereof and, if applicable, the terms hereof, as well as any substitution or replacement therefor and reference to any note includes modifications thereof and any note issued in
extension or renewal thereof or in substitution or replacement therefor; 
 (vi) reference to any Section means such Section
of this First Supplemental Indenture; and 
 (vii) the word “including” (and with correlative meaning
“include”) means including without limiting the generality of any description preceding such term. 
 (b) No provision in this
First Supplemental Indenture shall be interpreted or construed against any Person because that Person or its legal representative drafted such provision. 

Section 3. Assumption of Obligations. 

(a) Pursuant to, and in compliance and accordance with, Section 9.1 and Section 9.2 of the Indenture, the Successor Company hereby
expressly assumes the due and punctual payment of the principal of and interest on all of the Securities, according to their tenor, and the due and punctual performance and observance of all of the covenants and conditions of the Indenture to be
performed or observed by the Company. 
 (b) Pursuant to, and in compliance and accordance with, Section 9.2 of the Indenture, the
Successor Company succeeds to and is substituted for the Company, with the same effect as if the Successor Company had been named in the Indenture as the Company. 

Section 4. The Guarantee.  

(a) The Guarantor hereby unconditionally guarantees to each Holder of a Security the due and punctual payment of the principal of, any premium
and interest on, and any Additional Amounts (as defined below) with respect to such Security, when and as the same shall become due and payable, whether at maturity, by acceleration, redemption, repayment or otherwise, in accordance with the terms
of such Security and of the Indenture. In case of the failure of the Company or the Successor Company punctually to pay any such principal, premium, interest, or Additional Amounts, the Guarantor hereby agrees to cause any such payment to be made
punctually when and as the same shall become due and payable, whether at maturity, upon acceleration, redemption, repayment or otherwise, and as if such payment were made by the Company. 

  
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 (b)(i) All payments of principal of and premium, if any, interest and any other amounts on, or in
respect of, the Securities shall be made by the Guarantor without withholding or deduction at source for, or on account of, any present or future taxes, fees, duties, assessments or governmental charges, of whatever nature imposed or levied by or on
behalf of the Cayman Islands, Bermuda or Switzerland (each, a “Taxing Jurisdiction”) or any political subdivision or taxing authority thereof or therein, unless such taxes, fees, duties, assessments or governmental charges are required to
be withheld or deducted by (i) the laws (or any regulations or ruling promulgated thereunder) of a Taxing Jurisdiction or any political subdivision or taxing authority thereof or therein or (ii) an official position regarding the
application, administration, interpretation or enforcement of any such laws, regulations or rulings (including, without limitation, a holding by a court of competent jurisdiction or by a taxing authority in a Taxing Jurisdiction or any political
subdivision thereof). If a withholding or deduction at source is required, the Guarantor shall, subject to certain limitations and exceptions set forth below, pay to the Holder of any such Security such additional amounts (“Additional
Amounts”) as may be necessary so that every net payment of principal, premium, if any, interest or any other amount made to such Holder, after such withholding or deduction, shall not be less than the amount provided for in such Security and
the Indenture to be then due and payable; provided, however, that the Guarantor shall not be required to make payment of such Additional Amounts for or on account of: 

(A) any tax or governmental charge which would not have been imposed but for the fact that the Holder: (I) was a resident
of, or engaged in business or maintained a permanent establishment or was physically present in, the relevant Taxing Jurisdiction or otherwise had some connection with the relevant Taxing Jurisdiction other than the mere ownership of, or receipt of
payment on, such Security; (II) presented such Security for payment in the relevant Taxing Jurisdiction, unless such Security could not have been presented for payment elsewhere; or (III) presented such Security for payment more than 30
days after the date on which the payment became due unless the Holder would have been entitled to such Additional Amounts if it had presented such Security for payment within the 30-day period; 

(B) any estate, inheritance, gift, sale, transfer, personal property or similar tax or other governmental charge; 

  
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 (C) any tax or other governmental charge that is imposed or withheld because
of failure by the Holder of this Note to comply with any reasonable request by the Guarantor addressed to the Holder (I) to provide information concerning the nationality, residence or identity of the Holder or that of the beneficial owner of
such Security; or (II) to make any claim or satisfy any information or reporting requirement, which in either case is required by the relevant Taxing Jurisdiction as a precondition to exemption from all or part of the tax or other governmental
charge; 
 (D) any tax imposed on payments on such Security under sections 1471 through 1474 of the U.S. Internal
Revenue Code of 1956, as amended (the “Internal Revenue Code”), any current or future regulations thereunder and official interpretations thereof, any agreements entered into pursuant to section 1471(b)(1) of the Internal Revenue Code and
any fiscal or regulatory legislation, rules or official practices adopted pursuant to any published intergovernmental agreement entered into in connection with the implementation of such sections of the Internal Revenue Code; or 

(E) any combination of items (A), (B), (C) or (D) above. 

nor shall Additional Amounts be paid with respect to any payment of the principal of or premium, if any, interest or any other amounts on, any such Security
to any Holder who is a fiduciary or partnership or other than the sole beneficial owner of such Security to the extent such payment would be required by the laws of the relevant Taxing Jurisdiction (or any political subdivision or relevant taxing
authority thereof or therein) to be included in the income for tax purposes of a beneficiary or partner or settlor with respect to such fiduciary or a member of such partnership or a beneficial owner who would not have been entitled to such
Additional Amounts had it been the Holder of the Security. 
 (ii) Whenever in the Indenture or this First Supplemental
Indenture there is mentioned, in any context, the payment of the principal of or any premium, interest or any other amounts on, or in respect of any Security, such mention shall be deemed to include mention of the payment of Additional Amounts
provided by the terms of this Fist Supplemental Indenture to the extent that, in such context, Additional Amounts are, were or would be payable in respect thereof pursuant to such terms, and express mention of the payment of Additional Amounts (if
applicable) in any provision hereof shall not be construed as excluding the payment of Additional Amounts in those provisions where such express mention is not made. 

(iii) At least 10 days prior to the first interest payment date with respect to a series of Securities, and at least 10 days
prior to each date of payment of principal or interest if there has been any change with respect to the matters set forth in the below-mentioned Guarantor’s Officer’s Certificate, the Guarantor shall furnish to the Trustee and the
principal paying agent or paying agents, if other than the Trustee, a certificate signed by the Chairman of the Guarantor’s Board of Directors, a Vice Chairman, the President, the Chief Financial Officer, the Chief Investment Officer, the Chief
Accounting Officer, the General Counsel or the Secretary of the Guarantor, that complies with the requirements of Section 314(e) of the Trustee Indenture Act (a “Guarantor’s Officer’s Certificate”) instructing the Trustee and
such paying agent or paying agents whether such payment of principal of and premium, if any, interest or any other amounts on the Securities of such series shall be made to Holders of Securities of such series without withholding for or on
account of any tax, fee, duty, assessment or other governmental charge described in this Section 4(b). If any such withholding shall be required, then such Guarantor’s Officer’s Certificate shall, specify by Taxing Jurisdiction the
amount, if any, required to be withheld on such payments to such Holders of Securities, and the Guarantor agrees to pay to the Trustee or such paying agent the Additional Amounts required by this Section 4(b). The Guarantor covenants to
indemnify the Trustee and any paying agent for, and to hold them harmless against, any loss, liability or expense reasonably incurred without negligence or willful misconduct on their part arising out of or in connection with actions taken or
omitted by any of them in reliance on any Guarantor’s Officer’s Certificate furnished pursuant to this Section 4(b)(ii). 

  
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 (c) The Guarantor hereby agrees that its obligations hereunder shall be as principal and not
merely as surety, and shall be absolute, irrevocable and unconditional, irrespective of, and shall be unaffected by, any invalidity, irregularity or unenforceability of any Security, this First Supplemental Indenture or the Indenture, any failure to
enforce the provisions of any Security, this First Supplemental Indenture or the Indenture, or any waiver, modification, consent or indulgence granted with respect thereto by the Holder of such Security or the Trustee, the recovery of any judgment
against the Company or the Successor Company or any action to enforce the same, or any other circumstances which may otherwise constitute a legal or equitable discharge of a surety or guarantor. The Guarantor hereby waives diligence, presentment,
demand of payment, filing of claims with a court in the event of merger, insolvency or bankruptcy of the Company or the Successor Company, any right to require a proceeding first against the Company or the Successor Company, protest or notice with
respect to any such Security or the indebtedness evidenced thereby and all demands whatsoever, and covenants that this Guarantee will not be discharged except by payment in full of the principal of, any premium and interest on, and any Additional
Amounts required with respect to, the Securities and the complete performance of all other obligations contained in the Securities. The Guarantor further agrees, to the fullest extent that it lawfully may do so, that, as between the Guarantor, on
the one hand, and the Holders and the Trustee, on the other hand, the maturity of the obligations guaranteed hereby may be accelerated as provided in Section 5.1 of the Indenture for the purposes of this Guarantee, notwithstanding any stay,
injunction or prohibition extant under any bankruptcy, insolvency, reorganization or other similar law of any jurisdiction preventing such acceleration in respect of the obligations guaranteed hereby. 

(d) This Guarantee shall continue to be effective or be reinstated, as the case may be, if at any time payment on any Security, in whole or in
part, is rescinded or must otherwise be restored to the Company, the Successor Company or the Guarantor upon the bankruptcy, liquidation or reorganization of the Company, the Successor Company or otherwise. 

  
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 (e) The Guarantor shall be subrogated to all rights of the Holder of any Security against the
Company or the Successor Company in respect of any amounts paid to such Holder by the Guarantor pursuant to the provisions of this Guarantee; provided, however, that the Guarantor shall not be entitled to enforce, or to receive any payments arising
out of or based upon, such right of subrogation until the principal of, any premium and interest on, and any Additional Amounts and sinking fund payments required with respect to, all Securities shall have been paid in full. 

(f) As a separate and alternative stipulation, the Guarantor unconditionally and irrevocably agrees that any sum expressed to be payable by
the Company or the Successor Company under the Securities but which is for any reason (whether or not now known or becoming known to the Company, the Successor Company the Guarantor, the Trustee or any Holder of any Security) not recoverable from
the Guarantor on the basis of a guarantee will nevertheless be recoverable from it as if it were the sole principal debtor and will be paid by it to the Trustee on demand. This indemnity constitutes a separate and independent obligation from the
other obligations in this First Supplemental Indenture, gives rise to a separate and independent cause of action and will apply irrespective of any indulgence granted by the Trustee or any Holder of any Security. 

Section 5. Representations and Warranties. 

(a) The Successor Company represents and warrants that (i) it has all necessary power and authority to execute and deliver this First
Supplemental Indenture and to perform the Indenture, (ii) that it is the successor of the Company pursuant to the Merger effected in accordance with applicable law, (iii) that it is a corporation organized and existing under the laws of
the State of Delaware, (iv) that both immediately before and after giving effect to the Merger and this First Supplemental Indenture, no Default or Event of Default, and no event which, after notice or lapse of time or both, would become an
Event of Default, has occurred and is continuing and (v) that this First Supplemental Indenture is executed and delivered pursuant to Section 8.1(b) and Article IX of the Indenture and does not require the consent of the Securityholders.

 (b) The Guarantor represents and warrants that (i) it has all necessary power and authority to execute and deliver this First
Supplemental Indenture, (ii) that it is a company limited by shares (Aktiengesellschaft) under the laws of Switzerland and (iii) that this First Supplemental Indenture is executed and delivered pursuant to Section 8.1(d) of the
Indenture and does not require the consent of the Securityholders. 
 Section 6. Conditions of Effectiveness. This First
Supplemental Indenture shall become effective simultaneously with the effectiveness of the Merger, provided, however, that: 
 (a) the
Trustee shall have executed a counterpart of this First Supplemental Indenture and shall have received one or more counterparts of this First Supplemental Indenture executed by the Company, the Successor Company and the Guarantor; 

  
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 (b) the Trustee shall have received an Officers’ Certificate stating that (i) this
First Supplemental Indenture complies with the requirements of Article VIII of the Indenture; and (ii) in the opinion of the signers, all conditions precedent, if any, provided for in the Indenture relating to the Merger and this First
Supplemental Indenture have been complied with; 
 (c) the Trustee shall have received an Opinion of Counsel to the effect that (i) all
conditions precedent provided for in the Indenture relating to the Merger and this First Supplemental Indenture have been complied with; (ii) this First Supplemental Indenture complies with the requirements of Article VIII of the Indenture and
is authorized or permitted by, and conforms to, the terms of Article VIII of the Indenture; (iii) it is proper for the Trustee, under the provisions of Article VIII of the Indenture, to join in the execution of this First Supplemental
Indenture; and (iv) the Merger and the assumption by the Successor Company under this First Supplemental Indenture comply with the provisions of Article IX of the Indenture; and 

(d) the Successor Company and the Company shall have duly executed and filed with the Secretaries of State of the States of Delaware and New
Jersey Certificates of Merger in connection with the Merger. 
 Section 7. Reference to the Indenture. 

(a) Upon the effectiveness of this First Supplemental Indenture, each reference in the Indenture to “this Indenture,”
“hereunder,” “herein” or words of like import shall mean and be a reference to the Indenture, as affected, amended and supplemented hereby. 

(b) Upon the effectiveness of this First Supplemental Indenture, each reference in the Debt Securities to the Indenture including each term
defined by reference to the Indenture shall mean and be a reference to the Indenture or such term, as the case may be, as affected, amended and supplemented hereby. 

(c) The Indenture, as amended and supplemented hereby shall remain in full force and effect and is hereby ratified and confirmed. 

Section 8. Execution in Counterparts. This First Supplemental Indenture may be executed in any number of counterparts and by
different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which when taken together shall constitute but one and the same instrument. 

Section 9. Governing Law; Binding Effect. This First Supplemental Indenture shall be governed by and construed in accordance with
the laws of the State of New York and shall be binding upon the parties hereto and their respective successors and assigns. 

Section 10. The Trustee. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or
sufficiency of this First Supplemental Indenture or the due execution thereof by the Company or the Successor Company. The recitals of fact contained herein shall be taken as the statements solely of the Company or the Successor Company, and the
Trustee assumes no responsibility for the correctness thereof. The Trustee makes no representation as to the validity or sufficiency of this First Supplemental Indenture. In no event shall the Trustee be responsible or liable for special, indirect,
or consequential loss or damage of any kind whatsoever (including, but not limited to, loss of profit) irrespective of whether the Trustee has been advised of the likelihood of such loss or damage and regardless of the form of action. 

  
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 Section 11. Submission to Jurisdiction. The Company, the Successor Company and the
Guarantor each agrees that any judicial proceedings instituted in relation to any matter arising under the Indenture, this First Supplemental Indenture or the Securities may be brought in any United States Federal or New York State court sitting in
the Borough of Manhattan, The City of New York, New York to the extent that such court has subject matter jurisdiction over the controversy, and, by execution and delivery of this First Supplemental Indenture, the Company, the Successor Company and
the Guarantor each hereby irrevocably accepts, generally and unconditionally, the jurisdiction of the aforesaid courts, acknowledges their competence and irrevocably agrees to be bound by any judgment rendered in such proceeding. The Company, the
Successor Company and the Guarantor each also irrevocably and unconditionally waives for the benefit of the Trustee and the Holders of the Securities any immunity from jurisdiction and any immunity from legal process (whether through service or
notice, attachment prior to judgment, attachment in the aid of execution, execution or otherwise) in respect of the Indenture and this First Supplemental Indenture. The Company, the Successor Company and the Guarantor each hereby irrevocably
designates and appoints for the benefit of the Trustee and the Holders of the Securities for the term of the Indenture and this First Supplemental Indenture ACE Group Holdings, Inc., 1133 Avenue of the Americas, 32nd Floor, New York, New York 10036, as its agent to receive on its behalf service of all process (with a copy of all such service of process to be delivered to the General Counsel and Secretary, ACE
Limited, Baerengasse 32, CH-8001 Zurich, Switzerland) brought against it with respect to any such proceedings in any such court in The City of New York, such service being hereby acknowledged by each of the Company, the Successor Company and the
Guarantor to be effective and binding service on it in every respect whether or not the Company, the Successor Company or the Guarantor, as the case may be, shall then be doing or shall have at any time done business in New York. Such appointment
shall be irrevocable so long as any of the Securities or the respective obligations of the Company, the Successor Company and the Guarantor under the Indenture or this First Supplemental Indenture remain outstanding, or until the appointment of a
successor by the Company, the Successor Company or the Guarantor, as the case may be, and such successor’s acceptance of such appointment. Upon such acceptance, the Company, the Successor Company or the Guarantor, as the case may be, shall
notify the Trustee of the name and address of such successor. The Company, the Successor Company and the Guarantor each further agrees for the benefit of the Trustee and the Holders of the Securities to take any and all action, including the
execution and filing of any and all such documents and instruments, as may be necessary to continue such designation and appointment of said ACE Group Holdings, Inc. in full force and effect so long as any of the Securities or the respective
obligations of the Company, the Successor Company and the Guarantor under the Indenture or this First Supplemental Indenture shall be outstanding. The Trustee shall not be obligated and shall have no responsibility with respect to any failure by the
Company, the Successor Company or the Guarantor to take any such action. Nothing herein shall affect the right to serve process in any other manner permitted by any law or limit the right of the Trustee or any Holder to institute proceedings against
the Company, the Successor Company or the Guarantor in the courts of any other jurisdiction or jurisdictions. 

  
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 Section 12. Waiver of Jury Trial. EACH OF THE COMPANY, THE SUCCESSOR COMPANY, THE
GUARANTOR AND THE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS FIRST SUPPLEMENTAL INDENTURE, THE INDENTURE, THE
SECURITIES OR THE TRANSACTION CONTEMPLATED HEREBY. 
 Section 13. Force Majeure. In no event shall the Trustee be responsible or
liable for any failure or delay in the performance of its obligations hereunder arising out of or caused by, directly or indirectly, forces beyond its control, including, without limitation, strikes, work stoppages, accidents, acts of war or
terrorism, civil or military disturbances, nuclear or natural catastrophes or acts of God, and interruptions, loss or malfunctions of utilities, communications or computer (software and hardware) services; it being understood that the Trustee shall
use reasonable efforts which are consistent with accepted practices in the banking industry to resume performance as soon as practicable under the circumstances. 

[Remainder of page intentionally left blank; signatures appear on following page] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental Indenture to be duly
executed as of the day and year first written above. 
  

			
	THE CHUBB CORPORATION
		
	By:	 	 /S/ KENNETH KOREYVA

	Name:	 	Kenneth Koreyva
	Title:	 	President and Treasurer
	
	ACE INA HOLDINGS INC.
		
	By:	 	 /S/ KENNETH KOREYVA

	Name:	 	Kenneth Koreyva
	Title:	 	Chief Financial Officer
	
	ACE LIMITED
		
	By:	 	 /S/ PHILIP V. BANCROFT

	Name:	 	Philip V. Bancroft
	Title:	 	Chief Financial Officer
	
	THE BANK OF NEW YORK MELLON TRUST
	       COMPANY, N.A., not in its individual capacity, but

      solely as Trustee

		
	By:	 	 /S/ TERESA PETTA

	Name:	 	Teresa Petta
	Title:	 	Vice President

  
 10

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