Document:

Exhibit 10.8.1

 

FIRST AMENDMENT TO

10% FIXED SECURED CONVERTIBLE PROMISSORY
NOTE

 

THIS FIRST AMENDMENT TO 10% FIXED SECURED
CONVERTIBLE PROMISSORY NOTE (this “Amendment”) is made and entered into this 16th day of November 2017, by and
between HELIX TCS, INC. (the “Company”), and REDDIAMOND PARTNERS, LLC (“Lender”).

 

RECITALS

 

A.      The
Company and the Lender are parties to a 10% Fixed Secured Convertible Promissory Note (the “Agreement”), signed
February 13, 2017.

 

B.       The
Company and the Lender desire to amend the Agreement upon the terms and subject to the conditions set forth herein.

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the
recitals, the mutual covenants and agreements set forth herein and in the Agreement, and for other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:

 

1.       Each
party agrees that the “Principal Amount”, including accrued interest, is $281,900.46 as of the date of this Amendment.

 

2.       The
definition of “Conversion Price” is deleted and replaced with the following:

 

“Conversion Price” shall be
equal to a 40% discount to the lowest one-day Volume Average Weighted Price (“VWAP”) during the 30 trading days preceding
such conversion.”

 

3.       The
definition of “Maturity Date” is deleted and replaced with the following:

 

“Maturity Date” shall be the
6-month anniversary of the date of this Amendment.”

 

4.       The
interest rate of the Agreement, effective on the Issuance Date, is 5% per annum.

 

5.       All
references to prepayment are deleted and the parties agree that the Agreement is prepayable at any time at 110% of the unpaid principal
and accrued interest.

 

6.       Except
as specifically amended or modified by this Amendment, the terms and conditions of the Agreement shall remain unimpaired, unaffected
and unchanged in every particular as set forth therein. Capitalized terms used and not otherwise defined herein shall have the
meanings set forth in the Agreement.

 

7.       This
Amendment may be executed in several counterparts and delivered by electronic transmission, each of which shall be deemed an original,
but which counterparts shall together constitute one and the same Amendment.

 

    

     

    

 

IN WITNESS WHEREOF, the undersigned have caused this Amendment to be executed and delivered as of the date first written above.

 

	 	HELIX TCS, INC.
	 	 	 
	 	By:	/s/ Zachary L. Venegas, CEO
	 	 	Zachary L. Venegas, CEO
	 	 	 
	 	LENDER:
	 	 
	 	REDDIAMOND PARTNERS, LLC
	 	 	 
	 	By:	/s/ Neil B Rock
	 	Name:	Neil B Rock
	 	Title:	MemberExhibit 10.9.1

 

FIRST AMENDMENT TO

10% FIXED SECURED CONVERTIBLE PROMISSORY
NOTE

 

THIS FIRST AMENDMENT TO 10% FIXED SECURED
CONVERTIBLE PROMISSORY NOTE (this “Amendment”) is made and entered into this 16th day of November 2017, by and
between HELIX TCS, INC. (the “Company”), and REDDIAMOND PARTNERS, LLC (“Lender”).

 

RECITALS

 

A.      The
Company and the Lender are parties to a 10% Fixed Secured Convertible Promissory Note (the “Agreement”), signed
February 13, 2017 in the face amount of $25,000.

 

B.       The
Company and the Lender desire to amend the Agreement upon the terms and subject to the conditions set forth herein.

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the
recitals, the mutual covenants and agreements set forth herein and in the Agreement, and for other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:

 

1.       Each party agrees that the “Principal Amount”, including accrued interest, is $38,440.97 as of
the date of this Amendment.

 

2.       The
definition of “Conversion Price” is deleted and replaced with the following:

 

“Conversion Price” shall be
equal to a 40% discount to the lowest one-day Volume Average Weighted Price (“VWAP”) during the 30 trading days preceding
such conversion.”

 

3.       The
definition of “Maturity Date” is deleted and replaced with the following:

 

“Maturity Date” shall be the
6-month anniversary of the date of this Amendment.”

 

4.       The
interest rate of the Agreement, effective on the Issuance Date, is 5% per annum.

 

5.       All
references to prepayment are deleted and the parties agree that the Agreement is prepayable at any time at 110% of the unpaid
principal and accrued interest.

 

6.       In the event the
Company tenders payment in full on or before November 21, 2017, then the principal amount outstanding will be reduced by
15%.

 

7.       Except
as specifically amended or modified by this Amendment, the terms and conditions of the Agreement shall remain unimpaired, unaffected
and unchanged in every particular as set forth therein. Capitalized terms used and not otherwise defined herein shall have the
meanings set forth in the Agreement.

 

8.       This
Amendment may be executed in several counterparts and delivered by electronic transmission, each of which shall be deemed an original,
but which counterparts shall together constitute one and the same Amendment.

 

    	 		 

     

    

 

IN WITNESS WHEREOF, the
undersigned have caused this Amendment to be executed and delivered as of the date first written above.

 

	 	HELIX TCS, INC.
	 	 	 
	 	By:	/s/ Zachary L. Venegas, CEO
	 	 	Zachary L. Venegas, CEO
	 	 	 
	 	LENDER:
	 	 
	 	REDDIAMOND PARTNERS, LLC
	 	 	 
	 	By:	/s/ Neil B Rock
	 	Name:	Neil B Rock
	 	Title:	MemberExhibit 10.15.1

 

FIRST AMENDMENT TO

10% FIXED SECURED CONVERTIBLE PROMISSORY
NOTE

 

THIS FIRST AMENDMENT TO 10% FIXED SECURED
CONVERTIBLE PROMISSORY NOTE (this “Amendment”) is made and entered into this 16th day of November 2017, by and
between HELIX TCS, INC. (the “Company”), and REDDIAMOND PARTNERS, LLC (“Lender”).

 

RECITALS

 

A.      The
Company and the Lender are parties to a 10% Fixed Secured Convertible Promissory Note (the “Agreement”),
signed April 26, 2017 in the face amount of $104,000.

 

B.       The
Company and the Lender desire to amend the Agreement upon the terms and subject to the conditions set forth herein.

 

AGREEMENT

 

NOW, THEREFORE, in consideration of the
recitals, the mutual covenants and agreements set forth herein and in the Agreement, and for other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:

 

1.       Each party agrees
that the original “Principal Sum” and original Total Face Value, upon the Issuance Date. is $85,800.

 

2.       Each
party agrees that the Principal Amount, including accrued interest, as of the date of this Amendment, is $131,107.17.

 

2.       The
definition of “Conversion Price” is deleted and replaced with the following:

 

“Conversion Price” shall be
equal to a 40% discount to the lowest one-day Volume Average Weighted Price (“VWAP”) during the 30 trading days preceding
such conversion.”

 

3.       The
definition of “Maturity Date” is deleted and replaced with the following:

 

“Maturity Date” shall be the
6-month anniversary of the date of this Amendment.”

 

4.       The
interest rate of the Agreement, effective on the Issuance Date, is 5% per annum.

 

5.       All
references to prepayment are deleted and the parties agree that the Agreement is prepayable at any time at 110% of the unpaid principal
and accrued interest.

 

6.       In the event the Company tenders payment
in full on or before November 21, 2017, then the principal amount outstanding will be reduced by 15%.

 

7.       Except
as specifically amended or modified by this Amendment, the terms and conditions of the Agreement shall remain unimpaired, unaffected
and unchanged in every particular as set forth therein. Capitalized terms used and not otherwise defined herein shall have the
meanings set forth in the Agreement.

 

8.       This
Amendment may be executed in several counterparts and delivered by electronic transmission, each of which shall be deemed an original,
but which counterparts shall together constitute one and the same Amendment.

 

    

     

    

 

IN WITNESS WHEREOF, the undersigned have caused this Amendment to be executed and delivered as of the date first written above.

 

	 	HELIX TCS, INC.
	 	 	 
	 	By:	/s/ Zachary L. Venegas, CEO
	 	 	Zachary L. Venegas, CEO
	 	 	 
	 	LENDER:
	 	 
	 	REDDIAMOND PARTNERS, LLC
	 	 	 
	 	By:	/s/ Neil B Rock
	 	Name:	Neil B Rock
	 	Title:	MemberExhibit 4.1

 

 

THE BANK OF NEW YORK MELLON

NEW YORK’S FIRST BANK-FOUNDED 1784 BY ALEXANDER HAMILTON

 

 

2 HANSON PLACE, 12TH FLOOR, BROOKLYN,
N.Y. 11217

 

 

 

March 28, 2018

 

Hennion & Walsh, Inc.

2001 Route 46, Waterview Plaza

Parsippany, New Jersey 07054

 

Smart Trust 373 (the “Fund”)

 

Dear Sirs:

The Bank of New York
Mellon is acting as trustee for the Fund, consisting of the unit investment trust (the “Trust”) included in
the Registration Statement relating to the Fund. We enclosed a list of the securities to be deposited in the Trust on the date
hereof. The prices indicated therein reflect our evaluation of such securities as of close of business on March 27, 2018, in accordance
with the valuation method set forth in the applicable Standard Terms and Conditions of Trust and Trust Agreement. We consent to
the reference to The Bank of New York Mellon as the party performing the evaluations of the Trust securities in the Registration
Statement (No. 333-222460) filed with the Securities and Exchange Commission with respect to the registration of the sale of the
Units of the Trust and to the filing of this consent as an exhibit thereto.

 

Very truly yours,

 

/s/ GERARDO CIPRIANO                        

Gerardo Cipriano

Vice President

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