Document:

Unassociated Document

    STW
Resources Holding Corp

    

    SUBSCRIPTION
AGREEMENT

    
 

    November
__, 2010

    
 

    Gentlepersons:

    
 

    
      	
              1.

            	
              Subscription.  The
      undersigned (the "Purchaser"), intending to be legally bound, hereby
      irrevocably agrees to purchase from STW Resources Holding
      Corp. (the "Company") the aggregate number of [__________] units
      (the “Units”) at a price per Unit of $0.25. Each Unit shall consist of one
      share of par value $0.001 common stock of the Company (“Common Stock”) and
      a warrant to purchase, at any time prior to the second anniversary of the
      date of issuance, a share of Common Stock at an exercise price of $0.50
      (the “Warrant Shares”).  The Units, the shares of Common Stock,
      the warrants underlying the Units, and the Warrant Shares are referred to
      collectively as the “Securities”. This subscription is submitted to you in
      accordance with and subject to the terms and conditions described in this
      Subscription Agreement, relating to the offering by the Company of up to
      20,000,000 Units (the
      "Offering").

            

    

    

    
      	
              2.

            	
              Payment.  The
      Purchaser encloses herewith a check made payable to TD Bank, Escrow Agent
      for STW Resources Holding Corp or by wire to TD Bank, N.A, ABA#_________,
      BNF: TD Wealth Management, DDA#  _________,  FFC:
       STW/VP A/C# _________  in the full amount of the purchase
      price of the Securities being subscribed for. Such funds will be marked
      for the Purchaser's benefit, and will be returned promptly, without
      interest, penalty, expense or deduction if this Subscription Agreement is
      not accepted by the Company, or the Offering is terminated by the
      Company.

            

    

    

    
      	
              3.

            	
              Deposit of
      Funds.  All payments made as provided in Section 2 hereof
      shall be deposited by the Escrow Agent, until the subscription has been
      accepted by the Company and the Subscription Agreement, as executed by the
      Company, has been delivered to the
Purchaser.

            

    

    

    
      	
              4.

            	
              Acceptance of
      Subscription.  The Purchaser understands and agrees that
      the Company, in its sole discretion, reserves the right to accept or
      reject this or any other subscription for Securities, in whole or in part,
      notwithstanding prior receipt by the Purchaser of notice of acceptance of
      this subscription. The Company shall have no obligation hereunder until
      the Company shall execute and deliver to the Purchaser an executed copy of
      this Subscription Agreement.  If this subscription is rejected
      in whole, or the Offering is terminated, all funds received from the
      Purchaser will be returned without interest, penalty, expense or
      deduction, and this Subscription Agreement shall thereafter be of no
      further force or effect.  If this subscription is rejected in
      part, the funds for the rejected portion of this subscription will be
      returned without interest, penalty, expense or deduction, and this
      Subscription Agreement will continue in full force and effect to the
      extent this subscription was
accepted.

            

    

    
      
         

      

      
        1

        
          

        

      

      
         

      

    

    
      	
              5.

            	
              Representations and
      Warranties.  The Purchaser hereby acknowledges,
      represents, warrants, and agrees as
follows:

            

    

    

    
      	
            	
              a)

            	
              None
      of the Securities offered are registered under the Securities Act of 1933,
      as amended (the "Securities Act"), or any state securities
      laws.  The Purchaser understands that the offering and sale of
      the Securities is intended to be exempt from registration under the
      Securities Act, by virtue of Section 4(2) thereof and the provisions of
      Regulation D promulgated thereunder and/or Regulation S, based, in part,
      upon the representations, warranties and agreements of the Purchaser
      contained in this Subscription
Agreement;

            

    

    

    
      	
            	
              b)

            	
              The
      Purchaser and the Purchaser's attorney, accountant, purchaser
      representative and/or tax advisor, if any (collectively, the "Advisors"),
      have received the Subscription Agreement and all other documents requested
      by the Purchaser, have carefully reviewed them and understand the
      information contained therein, and the Purchaser and the Advisors, if any,
      prior to the execution of this Subscription
  Agreement;

            

    

    

    
      	
            	
              c)

            	
              Neither
      the Securities and Exchange Commission nor any state securities commission
      has approved the Securities, or passed upon or endorsed the merits of the
      Offering or confirmed the accuracy or determined the adequacy of the
      offering documents.  The offering documents have not been
      reviewed by any federal, state, provincial or other regulatory
      authority;

            

    

    

    
      	
            	
              d)

            	
              All
      documents, records, and books pertaining to the investment in the
      Securities have been made available for inspection by such Purchaser and
      the Advisors;

            

    

    

    
      	
            	
              e)

            	
              The
      Purchaser and the Advisors, if any, have had a reasonable opportunity to
      ask questions of and receive answers from a person or persons acting on
      behalf of the Company concerning the offering of the Securities and the
      business, financial condition, results of operations and prospects of the
      Company, and all such questions have been answered to the full
      satisfaction of the Purchaser and the
Advisors;

            

    

    

    
      	
               
      

            	
              f)

            	
              In
      evaluating the suitability of an investment in the Company, the Purchaser
      has not relied upon any representation or other information (oral or
      written) other than as stated in the offering documents or as contained in
      documents or answers to questions so furnished to the Purchaser or the
      Advisors by the Company;

            

    

    

    
      	
            	
              g)

            	
              The
      Purchaser is unaware of, is no way relying on, and did not become aware of
      the offering of the Securities through or as a result of, any form of
      general solicitation or general advertising including, without limitation,
      any article, notice, advertisement or other communication published in any
      newspaper, magazine or similar media or broadcast over television or
      radio, in connection with the offering and sale of the Securities and is
      not subscribing for Securities and did not become aware of the offering of
      the Securities through or as a result of any seminar or meeting to which
      the Purchaser was invited by, or any solicitation of a subscription by, a
      person not previously known to the Purchaser in connection with
      investments in securities
generally;

            

    

    
      
         

      

      
        2

        
          

        

      

      
         

      

    

    
      	
            	
              h)

            	
              The
      Purchaser has taken no action which would give rise to any claim by any
      person for brokerage commissions, finders' fees or the like relating to
      this Subscription Agreement or the transactions contemplated
      hereby;

            

    

    

    
      	
               
      

            	
              i)

            	
              The
      Purchaser or the Purchaser’s representative, as the case may be, together
      with the Advisors, have such knowledge and experience in financial, tax,
      and business matters, and, in particular, investments in securities, so as
      to enable them to utilize the information made available to them in
      connection with the offering of the Securities to evaluate the merits and
      risks of an investment in the Securities and the Company and to make an
      informed investment decision with respect
  thereto;

            

    

    

    
      	
               
      

            	
              j)

            	
              The
      Purchaser is not relying on the Company, or any of its employees or agents
      with respect to the legal, tax, economic and related considerations of an
      investment in the Securities, and the Purchaser has relied on the advice
      of, or has consulted with, only his own
  Advisors;

            

    

    

    
      	
            	
              k)

            	
              The
      Purchaser is acquiring the Securities solely for such Purchaser's own
      account for investment and not with a view to resale or distribution
      thereof, in whole or in part.  The Purchaser has no agreement or
      arrangement, formal or informal, with any person to sell or transfer all
      or any part of the Securities, and the Purchaser has no plans to enter
      into any such agreement or
arrangement;

            

    

    

    
      	
               
      

            	
              l)

            	
              The
      Purchaser must bear the substantial economic risks of the investment in
      the Securities indefinitely because the securities may not be sold,
      hypothecated or otherwise disposed of unless subsequently registered under
      the Securities Act and applicable state securities laws or an exemption
      from such registration is available.  Legends shall be placed on
      the securities underlying the Securities to the effect that they have not
      been registered under the Securities Act or applicable state securities
      laws and appropriate notations thereof will be made in the Company's stock
      books.  Stop transfer instructions will be placed with the
      transfer agent of the securities constituting the
    Securities.

            

    

    

    
      	
            	
              m)

            	
              The
      Purchaser has adequate means of providing for such Purchaser's current
      financial needs and foreseeable contingencies and has no need for
      liquidity of the investment in the Securities for an indefinite period of
      time;

            

    

    

    
      	
            	
              n)

            	
              The
      Purchaser is aware that an investment in the Securities involves a number
      of very significant risks, and, in particular, acknowledges that the
      Company has had a limited operating history and is engaged in a highly
      competitive business;

            

    

    

    
      	
            	
              o)

            	
              The
      Purchaser meets the requirements of at least one of the suitability
      standards for an "accredited investor" as set forth on the Accredited
      Investor Certification contained
herein;

            

    

    
      
         

      

      
        3

        
          

        

      

      
         

      

    

    
      	
            	
              p)

            	
              The
      Purchaser (i) if a natural person, represents that the Purchaser has
      reached the age of 21 and has full power and authority to execute and
      deliver this Subscription Agreement and all other related agreements or
      certificates and to carry out the provisions hereof and thereof; (ii) if a
      corporation, partnership, or limited liability company or partnership, or
      association, joint stock company, trust, unincorporated organization or
      other entity, represents that such entity was not formed for the specific
      purpose of acquiring the Securities, such entity is duly organized,
      validly existing and in good standing under the laws of the state of its
      organization, the consummation of the transactions contemplated hereby is
      authorized by, and will not result in a violation of state law or its
      charter or other organizational documents, such entity has full power and
      authority to execute and deliver this Subscription Agreement and all other
      related agreements or certificates and to carry out the provisions hereof
      and thereof and to purchase and hold the Securities, the execution and
      delivery of this Subscription Agreement has been duly authorized by all
      necessary action, this Subscription Agreement has been duly executed and
      delivered on behalf of such entity and is a legal, valid and binding
      obligation of such entity; or (iii) if executing this Subscription
      Agreement in a representative or fiduciary capacity, represents that it
      has full power and authority to execute and deliver this Subscription
      Agreement in such capacity and on behalf of the subscribing individual,
      ward, partnership, trust, estate, corporation, or limited liability
      company or partnership, or other entity for whom the Purchaser is
      executing this Subscription Agreement, and such individual, partnership,
      ward, trust, estate, corporation, or limited liability company or
      partnership, or other entity has full right and power to perform pursuant
      to this Subscription Agreement and make an investment in the Company, and
      represents that this Subscription Agreement constitutes a legal, valid and
      binding obligation of such entity.  The execution and delivery
      of this Subscription Agreement will not violate or be in conflict with any
      order, judgment, injunction, agreement or controlling document to which
      the Purchaser is a party or by which it is
  bound;

            

    

    

    
      	
            	
              q)

            	
              The
      Purchaser and the Advisors have had the opportunity to obtain any
      additional information, to the extent the Company had such information in
      its possession or could acquire it without unreasonable effort or expense,
      necessary to verify the accuracy of the information contained in the
      Memorandum and all documents received or reviewed in connection with the
      purchase of the Securities and have had the opportunity to have
      representatives of the Company provide them with such additional
      information regarding the terms and conditions of this particular
      investment and the financial condition, results of operations, business
      and prospects of the Company deemed relevant by the Purchaser or the
      Advisors, if any, and all such requested information, to the extent the
      Company had such information in its possession or could acquire it without
      unreasonable effort or expense, has been provided to the full satisfaction
      of the Purchaser and the Advisors;

            

    

    

    
      	
               
      

            	
              r)

            	
              The
      Purchaser represents to the Company that any information which the
      undersigned has heretofore furnished or furnishes herewith to the Company
      is complete and accurate and may be relied upon by the Company in
      determining the availability of an exemption from registration under
      Federal and state securities laws in connection with the offering of the
      Securities. The Purchaser further represents and warrants that it will
      notify and supply corrective information to the Company immediately upon
      the occurrence of any change therein occurring prior to the Company's
      issuance of the Securities;

            

    

    
      
         

      

      
        4

        
          

        

      

      
         

      

    

    
      	
               
      

            	
              s)

            	
              The
      Purchaser has significant prior investment experience, including
      investment in non-listed and non-registered securities.  The
      Purchaser is knowledgeable about investment considerations in
      development-stage companies.  The Purchaser has a sufficient net
      worth to sustain a loss of its entire investment in the Company in the
      event such a loss should occur.  The Purchaser's overall
      commitment to investments which are not readily marketable is not
      excessive in view of the Purchaser’s net worth and financial circumstances
      and the purchase of the Securities will not cause such commitment to
      become excessive.  The investment is a suitable one for the
      Purchaser;

            

    

    

    
      	
               
      

            	
              t)

            	
              The
      Purchaser is satisfied that the Purchaser has received adequate
      information with respect to all matters which it or the Advisors, if any,
      consider material to its decision to make this
  investment;

            

    

    

    
      	
            	
              u)

            	
              Within
      five days after receipt of a request from the Company, the Purchaser will
      provide such information and deliver such documents as may reasonably be
      necessary to comply with any and all laws and ordinances to which the
      Company is subject;

            

    

    

    
      	
            	
              v)

            	
              THE
      SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES
      ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF CERTAIN STATES AND ARE
      BEING OFFERED AND SOLD IN RELIANCE ON EXEMPTIONS FROM THE REGISTRATION
      REQUIREMENTS OF SAID ACT AND SUCH LAWS.  THE SECURITIES ARE
      SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE
      TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER SAID ACT AND SUCH LAWS
      PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. THE SECURITIES HAVE NOT
      BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION,
      ANY STATE SECURITIES COMMISSION OR ANY OTHER REGULATORY AUTHORITY, NOR
      HAVE ANY OF THE FOREGOING AUTHORITIES PASSED UPON OR ENDORSED THE MERITS
      OF THIS OFFERING OR THE ACCURACY OR ADEQUACY OF THE
      MEMORANDUM.  ANY REPRESENTATION TO THE CONTRARY IS
      UNLAWFUL;

            

    

    

    
      	
            	
              w)

            	
              (For Connecticut residents
      only)    The undersigned acknowledges that the
      Securities have not been registered under the Connecticut Uniform
      Securities Act, as amended (the "Connecticut Act"), and are subject to
      restrictions on transferability and sale of securities as set forth
      herein.  The undersigned hereby agrees that such Securities will
      not be transferred or sold without registration under the Connecticut Act
      or exemption therefrom;

            

    

    
      
         

      

      
        5

        
          

        

      

      
         

      

    

    
      	
            	
              x)

            	
              (For Maine residents
      only)   These Securities are being sold pursuant to
      an exemption from registration with the Bank Superintendent of the State
      of Maine under Section 10502(2)(R) of Title 32 of the Maine Revised
      Statutes.  These Securities may be deemed restricted securities
      and as such the holder may not be able to resell the Securities unless
      pursuant to registration under state or federal securities laws or unless
      an exemption under such laws
exists;

            

    

    

    
      	
            	
              y)

            	
              (For Missouri residents
      only)   The undersigned acknowledges that the
      Securities have not been registered under the Missouri Uniform Securities
      Act, as amended (the “Missouri Act”), and are subject to restrictions on
      transferability and sale of securities as set forth herein.  The
      undersigned hereby acknowledges that such Securities may be disposed of
      only
      through a licensed broker-dealer.  It is a felony to sell
      securities in violation of the Missouri
Act;

            

    

    

    
      	
            	
              z)

            	
              (For Texas residents
      only)   The undersigned hereby acknowledges that the
      Securities cannot be sold unless they are subsequently registered under
      the Securities Act of 1933, as amended, and the Texas Securities Act, or
      an exemption from registration is available.  The undersigned
      further acknowledges that because the Securities are not readily
      transferrable, the undersigned must bear the economic risk of his
      investment for an indefinite period of time;
and

            

    

    

    
      	
              6.

            	
              Indemnification.  The
      Purchaser agrees to indemnify and hold harmless the Company, and its
      officers, directors, employees, agents, control persons and affiliates
      from and against all losses, liabilities, claims, damages, costs, fees and
      expenses whatsoever (including, but not limited to, any and all expenses
      incurred in investigating, preparing or defending against any litigation
      commenced or threatened) based upon or arising out of any actual or
      alleged false acknowledgment, representation or warranty, or
      misrepresentation or omission to state a material fact, or breach by the
      Purchaser of any covenant or agreement made by the Purchaser herein or in
      any other document delivered in connection with this Subscription
      Agreement.

            

    

    

    
      	
              7.

            	
              Irrevocability; Binding
      Effect.  The Purchaser hereby acknowledges and agrees
      that the subscription hereunder is irrevocable by the Purchaser, except as
      required by applicable law, and that this Subscription Agreement shall
      survive the death or disability of the Purchaser and shall be binding upon
      and inure to the benefit of the parties and their heirs, executors,
      administrators, successors, legal representatives, and permitted
      assigns.  If the Purchaser is more than one person, the
      obligations of the Purchaser hereunder shall be joint and several and the
      agreements, representations, warranties, and acknowledgments herein shall
      be deemed to be made by and be binding upon each such person and such
      person's heirs, executors, administrators, successors, legal
      representatives, and permitted
assigns.

            

    

    

    
      	
              8.

            	
              Modification.  This
      Subscription Agreement shall not be modified or waived except by an
      instrument in writing signed by the party against whom any such
      modification or waiver is
sought.

            

    

    
      
         

      

      
        6

        
          

        

      

      
         

      

    

    
      	
              9.

            	
              Notices.  Any
      notice or other communication required or permitted to be given hereunder
      shall be in writing and shall be mailed by certified mail, return receipt
      requested, or delivered against receipt to the party to whom it is to be
      given (a) if to the Company, at the address set forth above, or (b) if to
      the Purchaser, at the address set forth on the signature page hereof (or,
      in either case, to such other address as the party shall have furnished in
      writing in accordance with the provisions of this Section
      9).  Any notice or other communication given by certified mail
      shall be deemed given at the time of certification thereof, except for a
      notice changing a party's address which shall be deemed given at the time
      of receipt thereof.

            

    

    

    
      	
              10.

            	
              Assignability.  This
      Subscription Agreement and the rights, interests and obligations hereunder
      are not transferable or assignable by the Purchaser and the transfer or
      assignment of the Securities shall be made only in accordance with all
      applicable laws.

            

    

    

    
      	
              11.

            	
              Applicable
      Law.  This Subscription Agreement shall be governed by
      and construed in accordance with the laws of the State of New York
      relating to contracts entered into and to be performed wholly within such
      State. The Purchaser hereby irrevocably submits to the jurisdiction of any
      New York State court or United States Federal court sitting in New York
      County over any action or proceeding arising out of or relating to this
      Subscription Agreement or any agreement contemplated hereby, and the
      Purchaser hereby irrevocably agrees that all claims in respect of such
      action or proceeding may be heard and determined in such New York State or
      Federal court.  The Purchaser further waives any objection to
      venue in such State and any objection to an action or proceeding in such
      State on the basis of a non-convenient forum.  The Purchaser
      further agrees that any action or proceeding brought against the Company
      shall be brought only in New York State or United States Federal courts
      sitting in New York County. THE PURCHASER AGREES TO WAIVE ITS RIGHTS TO A
      JURY TRIAL OF ANY CLAIM OR CAUSE OF ACTION BASED UPON OR ARISING OUT OF
      THIS SUBSCRIPTION AGREEMENT OR ANY DOCUMENT OR AGREEMENT CONTEMPLATED
      HEREBY.

            

    

    

    
      	
              12.

            	
              Blue Sky
      Qualification.  The purchase of Securities under this
      Subscription Agreement is expressly conditioned upon the exemption from
      qualification of the offer and sale of the Securities from applicable
      Federal, state and provincial securities laws.  The Company
      shall not be required to qualify this transaction under the securities
      laws of any jurisdiction and, should qualification be necessary, the
      Company shall be released from any and all obligations to maintain its
      offer, and may rescind any sale contracted, in the
      jurisdiction.

            

    

    

    
      	
              13.

            	
              Use of
      Pronouns.  All pronouns and any variations thereof used
      herein shall be deemed to refer to the masculine, feminine, neuter,
      singular or plural as the identity of the person or persons referred to
      may require.

            

    

    
      
         

      

      
        7

        
          

        

      

      
         

      

    

    
      	
              14.

            	
              Confidentiality.  The
      Purchaser acknowledges and agrees that any information or data the
      Purchaser has acquired from or about the Company, not otherwise properly
      in the public domain, was received in confidence.  The Purchaser
      agrees not to divulge, communicate or disclose, except as may be required
      by law or for the performance of this Agreement, or use to the detriment
      of the Company or for the benefit of any other person or persons, or
      misuse in any way, any confidential information of the Company, including
      any scientific, technical, trade or business secrets of the Company and
      any scientific, technical, trade or business materials that are treated by
      the Company as confidential or proprietary, including, but not limited to,
      ideas, discoveries, inventions, developments and improvements belonging to
      the Company and confidential information obtained by or given to the
      Company about or belonging to third
parties.

            

    

    

    
      	
              15.

            	
              Miscellaneous.

            

    

    

    
      	
            	
              a)

            	
              This
      Agreement constitutes the entire agreement between the Purchaser and the
      Company with respect to the subject matter hereof and supersedes all prior
      oral or written agreements and understandings, if any, relating to the
      subject matter hereof.  The terms and provisions of this
      Agreement may be waived, or consent for the departure therefrom granted,
      only by a written document executed by the party entitled to the benefits
      of such terms or provisions.

            

    

    

    
      	
            	
              b)

            	
              The
      Purchaser's representations and warranties made in this Agreement shall
      survive the execution and delivery hereof and delivery of the
      Securities.

            

    

    

    
      	
            	
              c)

            	
              Each
      of the parties hereto shall pay its own fees and expenses (including the
      fees of any attorneys, accountants, appraisers or others engaged by such
      party) in connection with this Agreement and the transactions contemplated
      hereby whether or not the transactions contemplated hereby are
      consummated.

            

    

    

    
      	
            	
              d)

            	
              This
      Agreement may be executed in one or more counterparts each of which shall
      be deemed an original, but all of which shall together constitute one and
      the same instrument.

            

    

    

    
      	
            	
              e)

            	
              Each
      provision of this Subscription Agreement shall be considered separable
      and, if for any reason any provision or provisions hereof are determined
      to be invalid or contrary to applicable law, such invalidity or illegality
      shall not impair the operation of or affect the remaining portions of this
      Subscription Agreement.

            

    

    

    
      	
               
      

            	
              f)

            	
              Paragraph
      titles are for descriptive purposes only and shall not control or alter
      the meaning of this Subscription Agreement as set forth in the
      text.

            

    

    
      
         

      

      
        8

        
          

        

      

      
         

      

    
 

    Accredited Investor
Certification

    (Initial
the appropriate item(s))

    

    
      	
              _____

            	
              (i)

            	
              The
      Purchaser is a natural person who had individual income of more than
      $200,000 in each of the most recent two years or joint income with my
      spouse in excess of $300,000 in each of the most recent two years and
      reasonably expect to reach that same income level for the current year
      (“income”, for purposes hereof, should be computed as follows: individual
      adjusted gross income, as reported (or to be reported) on a federal income
      tax return, increased by (1) any deduction of long-term capital gains
      under section 1202 of the Internal Revenue Code of 1986 (the “Code”), (2)
      any deduction for depletion under Section 611 et seq. of the Code, (3) any
      exclusion for interest under Section 103 of the Code and (4) any losses of
      a partnership as reported on Schedule E of Form
  1040);

            

    

    

    
      	
              _____

            	
              (ii)

            	
              The
      Purchaser is a natural person whose individual net worth (i.e. total
      assets in excess of total liabilities), or joint net worth with my spouse,
      will at the time of purchase of the common stock be in excess of
      $1,000,000, excluding the value of the investor’s primary
      residence;

            

    

    

    
      	
              _____

            	
              (iii)

            	
              The
      Purchaser is a trust (other than a revocable grantor trust), which trust
      has total assets in excess of $5,000,000, which is not formed for the
      specific purpose of acquiring the common stock offered hereby and whose
      purchase is directed by a sophisticated person as described in Rule
      506(b)(2)(ii) of Regulation D and who has such knowledge and experience in
      financial and business matters that he is capable of evaluating the risks
      and merits of an investment in the common
stock;

            

    

    

    
      	
              _____

            	
              (iv)

            	
              The
      Purchaser is an employee benefit plan within the meaning of Title I of the
      Employee Retirement Income security Act of 1974, and either (a) the
      investment decision will be made by a plan fiduciary, as defined in
      Section 3(21) of such Act, which is either a bank, insurance company, or a
      registered investment adviser; or (b) the employee benefit plan has total
      assets in excess of $5,000,000; or (c) the employee benefit plan is a
      self-directed plan, including an Individual Retirement Account, with the
      meaning of Title I of such act, and the person directing the purchase is
      an Accredited Investor.

            

    

    

    *NOTE. If
the Purchaser is relying solely on Item (iv) for its Accredited Investor status,
please print the name of the person directing the purchase in the following
space and furnish a completed and signed Accredited Investor Certification for
such person.

    

    
      	
              _____

            	
              (v)

            	
              The
      Purchaser is an investor otherwise satisfying the requirements of Sections
      501(a)(l), (2) or (3) of Regulation D promulgated under the Securities
      Act, which includes but is not limited to, a self-directed employee
      benefit plan where investment decisions are made solely by persons who are
      “accredited investors” as otherwise defined in Regulation
    D;

            

    

    

    
      	
              _____

            	
              (vi)

            	
              The
      Purchaser is a director or executive officer of [_______________________];
      or

            

    

    

    
      	
              _____

            	
              (vii)

            	
              The
      Purchaser is an entity (including an IRA or revocable grantor trust but
      other than a conventional trust) in which all of the equity owners meet
      the requirements of at least one of the above
    subparagraphs.

            

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    [_______________________]

    

    SIGNATURE
PAGE

    

    Subscriber
hereby elects to subscribe under the Subscription Agreement for a total of
$_________________ of Securities (NOTE: to be completed by
subscriber).

    

    Date
(NOTE: To be completed by subscriber): ______________, 2010

    

    Please
indicate (circle one)
whether the purchaser is investing as a(n):

    

    INDIVIDUAL

    JOINT TENANTS

    TENANTS IN COMMON

    COMMUNITY PROPERTY

    PARTNERSHIP

    CORPORATION

    LIMITED LIABILITY COMPANY

    TRUST

    

    Please
fill out this section if the purchaser is an INDIVIDUAL, and if purchased as
JOINT TENANTS, as TENANTS IN COMMON, or as COMMUNITY PROPERTY (If the investment is being made as
JOINT TENANTS, TENANTS IN COMMON, or as COMMUNITY PROPERTY, please be sure to
fill out this section for all purchasers
named):

    

    
      
        
          
            
              
                
                  
                    
                      
                        	 
      	 
      	 
      
	
                                Print
      Name(s)

                              	 
      	
                                Social
      Security Number(s)

                              
	 
      	 
      	 
      
	 
      	 
      	 
      
	
                                Print
      Name(s) (if more than

                              	 
      	
                                Social
      Security Number(s)

                              
	
                                1
      individual)

                              	 
      	 
      
	 
      	 
      	 
      
	 
      	 
      	 
      
	
                                Signature(s)
      of Investor(s)

                              	 
      	
                                Signature

                              
	 
      	 
      	 
      
	 
      	 
      	 
      
	
                                Date

                              	
                                  

                              	
                                Address

                              

                      

                    

                  

                

              

            

          

        

      

    

    

    Please
fill out this section if the purchaser is a PARTNERSHIP, CORPORATION, LIMITED
LIABILITY COMPANY or TRUST:

    

    
      
        
          
            
              
                
                  	 
      	 
      	 
      
	
                          Name
      of Partnership,

                        	 
      	
                          Federal
      Taxpayer

                        
	
                          Corporation,
      Limited

                        	 
      	
                          Identification
      Number

                        
	
                          Liability
      Company or

                        	 
      	 
      
	
                          Trust

                        	 
      	 
      
	 
      	 
      	 
      
	
                          By:

                        	 
      	 
      	 
      
	
                          Name:

                        	 
      	 
      	
                          State
      of Organization

                        
	
                          Title:

                        	 
      	 
      	 
      
	
                           
      

                        	
                            

                        	Address

                

              

            

          

        

      

    

    

    SUBSCRIPTION
FOR $_______ OF SECURITIES, ACCEPTED AND AGREED TO

    this    day
of               ,
2010

    

    [_______________________]

    

    
      
        
          	
                  By:

                	 
      	 
      
	
                  Name/Title:Unassociated Document

     

    
      AMENDMENT
NO.  2

      TO

      CHINA
ARCHITECTURAL ENGINEERING, INC.

       

      2009
OMNIBUS INCENTIVE PLAN

       

      The
following constitutes Amendment No. 2 to the 2009 Omnibus Incentive Plan (the
“Plan”) of China Architectural Engineering, Inc. (the
“Company”).  This amendment increases the total number of authorized
shares of Common Stock reserved and available for issuance under the Plan from
2,000,000 shares by 2,000,000 shares so that the Plan authorizes a total of
4,000,000 shares.

       

      Pursuant
to the resolutions of the board of directors dated October 21, 2010 and approval
from the stockholders of the Company at the Annual Meeting of Stockholder held
on December 7, 2010, Article IV Section 4.01 of the Plan shall be deleted in its
entirety and replaced with the following:

       

      “4.01
Number of Shares Issuable.  The total number of shares initially
authorized to be issued under the Plan shall be 4,000,000 shares of Common
Stock.  The foregoing share limit shall be subject to adjustment in
accordance with Section 11.07.  The shares to be offered under the
Plan shall be authorized and unissued Common Stock, or issued Common Stock that
shall have been reacquired by the Company.”

       

      IN
WITNESS WHEREOF, pursuant to the due authorization and adoption of this
amendment to the Plan by the board of directors and stockholders on the day and
year set forth below, the Company has caused this amendment to the Plan to be
duly executed by its duly authorized officer.

       

      Dated:  December
7, 2010

       

      
        	 
      	
                CHINA
      ARCHITECTURAL ENGINEERING, INC.,

                a
      Delaware corporation

              	 
      
	 
      	 
      	 
      	 
      
	 
      	
                By:

              	
                        /s/  Wing
      Lun (Alan) Leung

              	 
      
	 
      	 
      	
                Name:    Wing
      Lun (Alan) Leung

              	 
      
	 
      	 
      	
                Title:      Chief
      Executive Officer

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00182-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00182-of-00352.parquet"}]]