Document:

Subscription Agreement, dated November 17, 2011

 Exhibit 10.1 
 EXECUTION VERSION 
 SUBSCRIPTION AGREEMENT 

THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is entered into on November 17, 2011, among LIGHTING SCIENCE
GROUP CORPORATION, a Delaware corporation (the “Company”), and PCA LSG Holdings, LLC, a Delaware limited liability company (“PCA Holdings”), and Pegasus Partners IV, L.P., a Delaware limited
partnership (“PPIV” and together with PCA Holdings and such additional investors as may become party to this Agreement from time to time, the “Purchasers”). Defined terms used and not defined herein
shall have the meanings ascribed thereto in the Certificate of Designations (as defined below). 
 WHEREAS, the Company
desires to grant the Purchasers the option (the “Option”) to purchase, in the aggregate, up to 40,000 units (the “Units”) of the Company’s securities at a purchase price of $1,000.00 per Unit,
with each Unit consisting of: (a) one share of the Company’s Series F Preferred Stock, par value $0.001 per share (“Preferred Stock”); and (b) 83 shares of the Company’s common stock, par value $0.001 per
share (“Common Stock”); and 
 WHEREAS, PCA Holdings has agreed to purchase 10,000 of the Units
as of the date hereof. 
 NOW, THEREFORE, in consideration of the mutual agreements herein contained, the parties hereto
agree as follows: 
 1. Purchase and Sale of Units. 

(a) At any time and from time to time (each a “Transaction Date”) on or prior to December 31,
2011, subject to extension upon written approval of the Company and the Purchasers holding a majority of the Units then issued, a Purchaser (the “Exercising Purchaser”) may give notice of its election to purchase Units
pursuant to this Agreement (a “Transaction Notice”) to the Company setting forth the number of Units to be purchased and the aggregate consideration (representing the product of such number of Units to be purchased multiplied
by $1,000.00) to be paid therefor (the “Consideration”), and any such election to purchase shall be fulfilled in the order in which the associated Transaction Notice has been received by the Company; provided that a
Transaction Notice for more than the remaining unissued number of Units under the Option shall be deemed to be for all of the remaining unissued Units under the Option and the aggregate purchase price therefor shall be adjusted accordingly.

 (b) On each Transaction Date, pursuant to the associated Transaction Notice, the Exercising Purchaser shall
purchase from the Company and the Company shall sell to the Exercising Purchaser all or less than all of the Units in accordance with the terms and conditions of this Agreement. 

2. Payment for Units; Delivery of Certificate. 

(a) On each Transaction Date, the Exercising Purchaser shall pay, or cause to be paid, by wire transfer of
immediately available funds to the Company, an amount equal to the Consideration set forth in the associated Transaction Notice. 

  
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 (b) On or promptly following each Transaction Date, the Company shall
deliver to the Exercising Purchaser in accordance with this Agreement a certificate or certificates, in such denominations as instructed by the Exercising Purchaser, representing the Preferred Stock and Common Stock of which the Units purchased set
forth in the associated Transaction Notice are comprised. 
 3. Opinion of Counsel. On the date hereof, Haynes and Boone,
LLP, counsel for the Company, shall have delivered to PCA Holdings a usual and customary opinion with respect to the issuance of the Units purchased by PCA Holdings as of the date hereof. On each Transaction Date, if any, Haynes and Boone, LLP,
counsel for the Company, shall have delivered to the Exercising Purchaser a usual and customary opinion with respect to the issuance of the Units to the Exercising Purchaser. 
 4. Officer’s Certificate of the Company. On each Transaction Date, if any, in connection with the issuance of Units, the Company shall have delivered to the Exercising Purchaser a certificate
(including a revised Schedule 5(d)) signed on behalf of the Company by the Chairman of the Board, Chief Executive Officer, Chief Financial Officer, President or any Executive Vice President, Senior Vice President or Vice President of the
Company in which such officer, to the best of his or her knowledge after reasonable investigation, shall state that: (i) the representations and warranties of the Company in this Agreement are true and correct as of the Transaction Date
(including with respect to Schedule 5(d) as revised as of the Transaction Date) and (ii) the Company has complied in all material respects with all agreements and satisfied all conditions on its part to be performed or complied with by
it hereunder at or prior to that Transaction Date. 
 5. Company Representations and Warranties. The Company represents
and warrants to each of the Purchasers that as of the date hereof: 
 (a) The Company is a corporation duly
incorporated, validly existing and in good standing under the laws of the State of Delaware and has the requisite corporate power to own its properties and carry on its business as presently conducted. 

(b) The issuance, sale and delivery of the Units in accordance with this Agreement have been duly authorized by all
necessary corporate action on the part of the Company. 
 (c) This Agreement constitutes the legal, valid and
binding obligation of the Company, enforceable in accordance with its terms, and the execution, delivery and performance of this Agreement by the Company does not and will not conflict with, violate or cause a breach of any agreement, contract or
instrument to which the Company is a party or any judgment, order or decree to which the Company is subject. 

(d) After taking into account the transactions contemplated hereby, Schedule 5(d) attached hereto sets forth a
true, complete and correct listing of all the Company’s outstanding: (i) shares of Common Stock and (ii) securities convertible into or exchangeable for shares of Common Stock (the “Derivative Securities”),
including the applicable exercise price of such Derivative Securities, other than any Derivative 

  
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Securities issued pursuant to the Company’s Amended and Restated Equity-Based Compensation Plan or the Company’s 2011 Employee Stock Purchase Plan (the “Management
Equity”). Except as set forth in Schedule 5(d) and except for any Management Equity, the Company has no other outstanding equity securities. 
 (e) SEC Reports; Financial Statements 
  

	 	i.	As of its filing date, the Form 10-K filed by the Company with the Securities and Exchange Commission (the “SEC”) on April 1, 2011, the
Form 10-Q filed by the Company with the SEC on May 16, 2011, the Form 10-Q filed by the Company with the SEC on August 15, 2011 and the Form 10-Q filed by the Company with the SEC on November 14, 2011 (collectively, the
“Company SEC Documents”), complied in all material respects with the applicable requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Securities Exchange Act of 1934, as amended
(the “1934 Act”), and the Sarbanes-Oxley Act of 2002, as the case may be, including, in each case, the rules and regulations promulgated thereunder. 

 

	 	ii.	Except to the extent that information contained in the Company SEC Documents has been revised or superseded by a document the Company subsequently filed with the SEC,
the Company SEC Documents do not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were
made, not misleading. 

  

	 	iii.	The financial statements (including the related notes thereto) included in the Company SEC Documents comply as to form in all material respects with applicable
accounting requirements and the published rules and regulations of the SEC with respect thereto, have been prepared in accordance with generally accepted accounting principles (“GAAP”) (except, in the case of unaudited
statements, as permitted by Form 10-Q of the SEC) applied on a consistent basis during the periods involved (except as may be indicated in the notes thereto) and fairly present in all material respects the consolidated financial position of the
Company and its subsidiaries as of the dates thereof and their respective consolidated results of operations and cash flows for the periods then ended (subject, in the case of unaudited statements, to normal and recurring year-end audit adjustments
that were not, or are not expected to be, material in amount), all in accordance with GAAP and the applicable rules and regulations promulgated by the SEC. Since August 15, 2011, the Company has not made any change in the accounting practices
or policies applied in the preparation of its financial statements, except as required by GAAP, the rules of the SEC or policy or applicable law. 

  
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	 	iv.	Since November 14, 2011, there has been no material and adverse change or development, or event involving such a prospective change, in the condition, business,
properties or results of operations of the Company and its subsidiaries. 

  

	 	(f)	The Company agrees and acknowledges that the Units to be acquired by PPIV, PCA Holdings or their affiliates are subject to that certain Amended and Restated
Registration Rights Agreement, dated as of January 23, 2009, by and between the Company and PPIV, and any registration rights agreement entered into pursuant to Section 5.03 of that certain Stock Repurchase, Exchange and Recapitalization
Agreement, dated as of September 30, 2010, by and among the Company, PPIV, LSGC Holdings LLC and LED Holdings, LLC (collectively, the “Registration Rights Agreements”), and that the Units (including each of their
components), and any securities exchanged therefor, shall constitute Registrable Securities (as defined therein). 

  

	 	(g)	The offer and sale of the Units by the Company to the Purchaser in the manner contemplated by this Agreement will be exempt from the registration requirements of the
1933 Act. 

  

	 	(h)	The Company has complied in all material respects with the covenants set forth in (i) that certain Loan Security Agreement, dated as of November 22, 2010, by
and among the Company, the guarantors and lenders from time to time party thereto, Wells Fargo Bank, National Association, as agent, and Wells Fargo Capital Finance, LLC, as sole lead arranger, manager and bookrunner (the “Credit
Facility”), including without limitation Section 4 thereof, and (ii) that certain Second Lien Letter of Credit, Loan and Security Agreement, dated September 20, 2011, by and among the Company, as borrower, the guarantors
and lenders party from time to time thereto and Ares Capital Corporation, as agent (the “LC Facility” and together with the Credit Facility, the “Debt Facilities”). Immediately following the
consummation of the transactions contemplated hereby, the Company will be in compliance in all material respects with the covenants set forth in the Debt Facilities. Immediately following the repayment of an Consideration as required under
Section 9.7(b)(iii)(B) of the Credit Agreement, the Company will be able to redraw amounts equal to at least such Consideration. 

 6. Purchaser Representations and Warranties. Each Purchaser severally and not jointly represents and warrants to the Company that as of the date hereof: 

(a) The Purchaser has the full power and authority to execute and deliver this Agreement and to perform all of its
obligations hereunder and thereunder, and to purchase, acquire and accept delivery of the Units. 
 (b) The Units
are being acquired for the Purchaser’s own account and not with a view to, or intention of, distribution thereof in violation of the 1933 Act, or any applicable state securities laws. 

  
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 (c) The Purchaser will not make any sale, transfer or other disposition of
the Units in violation of the 1933 Act, the 1934 Act, as amended, the rules and regulations promulgated thereunder or any applicable state securities laws. 
 (d) The Purchaser is sophisticated in financial matters and is able to evaluate the risks and benefits of an investment in the Units. The Purchaser understands and acknowledges that such investment is a
speculative venture, involves a high degree of risk and is subject to complete risk of loss. The Purchaser has carefully considered and has, to the extent the Purchaser deems necessary, discussed with the Purchaser’s professional legal, tax,
accounting and financial advisers the suitability of its investment in the Units. 
 (e) The Purchaser is able to
bear the economic risk of its investment in its Units for an indefinite period of time because the Units have not been registered under the 1933 Act and, therefore, cannot be sold unless subsequently registered under the 1933 Act or an exemption
from such registration is available. The Purchaser: (i) understands and acknowledges that the Units being issued to the Purchaser have not been registered under the 1933 Act, nor under the securities laws of any state, nor under the laws of any
other country and (ii) recognizes that no public agency has passed upon the accuracy or adequacy of any information provided to the Purchaser or the fairness of the terms of its investment in the Units. 

(f) The Purchaser has had an opportunity to ask questions and receive answers concerning the terms and conditions of the
offering of the Units and has had full access to such other information concerning the Company as has been requested. 
 (g) This Agreement constitutes the legal, valid and binding obligation of the Purchaser, enforceable in accordance with its terms, and the execution, delivery and performance of this Agreement by the
Purchaser does not and will not conflict with, violate or cause a breach of any agreement, contract or instrument to which the Purchaser is a party or any judgment, order or decree to which the Purchaser is subject. 

(h) The Purchaser became aware of the offering of the Units other than by means of general advertising or general
solicitation. 
 (i) The Purchaser is an “accredited investor” as that term is defined
under the 1933 Act and Regulation D promulgated thereunder, as amended by Section 413 of the Private Fund Investment Advisers Registration Act of 2010 and any applicable rules or regulations or interpretations thereof promulgated by the
SEC or its staff. 
 (j) The Purchaser acknowledges that the certificates for the Preferred Stock and Common
Stock comprising the Units will contain a legend substantially as follows: 
 “THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN
REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE. THE SECURITIES MAY NOT BE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE
SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND SUCH LAWS. 

  
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 THE COMPANY MAY REQUEST A WRITTEN OPINION OF COUNSEL (WHICH OPINION AND COUNSEL SHALL BE REASONABLY
SATISFACTORY TO THE COMPANY) TO THE EFFECT THAT REGISTRATION IS NOT REQUIRED IN CONNECTION WITH AN OFFER, SALE OR TRANSFER OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE.” 

Subject to any lock-up or other similar agreement that may apply to the Units, the requirement that the Units contain the legend set
forth in clause (j) above shall cease and terminate upon the earlier of (i) when such shares are transferred pursuant to Rule 144 under the 1933 Act or (ii) when such securities are transferred in any other transaction if the
transferor delivers to the Company a written opinion of counsel (which opinion and counsel shall be reasonably satisfactory to the Company) to the effect that such legend is no longer necessary in order to protect the Company against a violation by
it of the 1933 Act upon any sale or other disposition of such securities without registration thereunder. Upon the consummation of an event described in (i) or (ii) above, the Company, upon surrender of certificates containing such legend,
shall, at its own expense, deliver to the holder of any such securities as to which the requirement for such legend shall have terminated, one or more new certificates evidencing such securities not bearing such legend. 

7. Exchange for Newly Issued Securities. 
 At any time prior to the second anniversary of the date hereof, if the Company issues any securities (whether debt, equity or otherwise), other than pursuant to the Company’s Amended and Restated
Equity-Based Compensation Plan or the Company’s 2011 Employee Stock Purchase Plan (or any additional or successor employee equity compensation arrangements), on terms (economic or otherwise) that PCA Holdings, in its sole discretion, determines
are more favorable than the Units, each Purchaser (including PCA Holdings) shall exchange all of its Units for such newly issued securities and any outstanding right to purchase Units shall convert into a right to purchase the newly issued
securities on substantially the same terms and conditions as such issuance. Each Unit shall be valued at the then present Liquidation Value of the Preferred Stock included in such Unit. The Company shall, as soon as practicable, but in no event
later than 10 days prior to the to the issue of such securities, deliver written notice to each Purchaser stating (i) the terms of such securities and (ii) the Company’s calculation of the number of such securities that would be
issued in exchange for one Unit. If PCA Holdings elects to exchange the Units pursuant to this Section 7, PCA Holdings shall have 10 days from the receipt of such notice from the Company to deliver notice to the Company of such
determination and each Purchaser shall be required to surrender to the Company all certificate(s) evidencing the shares of Preferred Stock and the shares of Common Stock underlying the Units so exchanged in accordance with this
Section 7. Notwithstanding anything to the contrary herein, each Purchaser hereby agrees that PCA Holdings shall have the right to enter into such agreements, make such amendments hereto and take such other actions on behalf of such
Purchaser in order to give effect to this Section 7. 

  
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 8. Subsequent Securities Sales. 

(a) At least five days prior to the closing of a sale of any securities of the Company (whether debt, equity or
otherwise), other than pursuant to the Company’s Amended and Restated Equity-Based Compensation Plan or the Company’s 2011 Employee Stock Purchase Plan (or any additional or successor employee equity compensation arrangements) that results
in gross proceeds to the Company of at least $50,000,000.00 (a “Subsequent Transaction”), and for so long as the Preferred Stock remains outstanding, the Company shall give notice of such Subsequent Transaction to the
Purchasers setting forth the terms and conditions of such Subsequent Transaction. 
 (b) Simultaneous with and
subject to the closing of the Subsequent Transaction, if any, each holder of Preferred Stock shall have the right, but not the obligation: 
  

	 	i.	to the extent not prohibited by the terms of the securities issued in the Subsequent Transaction, to require the Company to use the proceeds of such Subsequent
Transaction to redeem the Preferred Stock in accordance with Section 5 of the Series F Preferred Stock Certificate of Designations of the Company dated November 17, 2011 (the “Certificate of Designations”). Upon
such redemption the holder shall retain all of the Common Stock that was part of any Unit of which the Preferred Stock is subject to redemption; or 

  

	 	ii.	to elect to convert all or less than all of the holder’s Preferred Stock in accordance with Section 4 of the Certificate of Designations (a
“Conversion”), and the holder shall forfeit 80% of the Common Stock that was part of any Unit of which the Preferred Stock is subject to Conversion and shall make such necessary arrangements to deliver any certificates
representing such Common Stock to the Company. 

  

	 	(c)	For the avoidance of doubt, if the Company redeems any Preferred Stock pursuant to its rights and obligations under the Certificate of Designations for any reason other
than in connection with a Conversion (including without limitiation pursuant to Sections 5 and 6 of the Certificate of Designations), the holder shall retain all of the Common Stock that was part of any Unit of which the Preferred stock is subject
to such redemption. 

  

	9.	Indemnification by the Company. The Company shall save, defend, indemnify and hold harmless each Purchaser and its affiliates and the respective representatives,
successors and assigns of each of the foregoing from and against any and all losses, damages, liabilities, deficiencies, claims, diminution of value, interest, awards, judgments, penalties, costs and expenses (including attorneys’ fees, costs
and other out-of-pocket expenses incurred in investigating, preparing or defending the foregoing), asserted against, incurred, sustained or suffered by any of the foregoing as a result of, arising out of or relating to any breach of any
representation, warranty or covenant made by the Company and contained in this Agreement and the schedule hereto. 

  
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	10.	General Provisions. 

 (a) Default. A default by any Purchaser of its obligations under Section 2 of this Agreement shall not constitute a default by any other Purchaser under this Agreement and, except with
respect to such defaulting Purchaser, shall not relieve the Company of any of its obligations to any other Purchaser under this Agreement. 
 (b) Choice of Law. The laws of the State of New York without reference to the conflict of laws provisions thereof, will govern all questions concerning the construction, validity and interpretation
of this Agreement. 
 (c) Legal Expenses. Each party to this Agreement shall be solely responsible for its
own expenses incurred in connection with this Agreement and the transactions contemplated hereby, except that the Company agrees that, on the date hereof, it will pay up to $80,000 to Akin Gump Strauss Hauer & Feld LLP (“Akin
Gump”), counsel to PCA Holdings and PPIV, for legal fees incurred by PCA Holdings and PPIV in connection with this Agreement and the transactions contemplated hereby. Such payment shall be transmitted by wire transfer of immediately available
funds to an account previously designated by Akin Gump. 
 (d) Assignment. At any time and from time to
time, without the prior consent of the Company, PCA Holdings may assign all or less than all of its Option to purchase Units under this Agreement to an assignee of its choosing (an “Assignee”); provided that such
Assignee executes and delivers to the Company a joinder agreement substantially in the form attached hereto as Exhibit A, whereupon such Assignee shall become a Purchaser under this Agreement, with all the rights and obligations associated
therewith. For the avoidance of doubt, PCA Holdings shall not be liable in any way for any of the acts or omissions of any Assignee that PCA Holdings had good faith reason to believe could satisfy its obligations as a Purchaser hereunder.

 (e) Amendment and Waiver. The provisions of this Agreement may be amended and waived only with the
prior written consent of the Company and the Purchasers. 
 (f) Counterparts. This Agreement may be
executed in counterparts, each of which shall be an original and all of which shall constitute a single agreement. 
 (g) Acceptance by the Company. It is understood that this subscription is not binding on the Company until the Company accepts it, which acceptance is at the sole discretion of the Company and
shall be noted by execution of this Agreement by the Company where indicated. 

  
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 (h) Stockholder. Each Purchaser hereby acknowledges that, once
accepted by the Company, this subscription is not revocable by it. Each Purchaser agrees that, if this subscription is accepted, it shall, and it hereby elects to: (i) become a stockholder of the Company; (ii) be bound by the terms and
provisions hereof; and (iii) execute any and all further documents when and as reasonably requested by the Company in connection with the transactions contemplated by this Agreement. 

* * * * * 

  
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 IN WITNESS WHEREOF, the parties hereto have executed this Agreement to be effective as of the date first
written above. 
  

			
	 COMPANY:
  

LIGHTING SCIENCE GROUP CORPORATION

		
	By:	 	/s/ James Haworth
	Name: James Haworth
	Title:   Chief Executive Officer

 Signature Page to Subscription Agreement 

 
			
	 PURCHASERS:
  

PCA LSG Holdings, LLC

		
	By:	 	/s/ Craig Cogut
	Name: Craig Cogut
	Title:
	
	 PEGASUS PARTNERS IV, L.P.
  

By: Pegasus Investors IV, L.P., its general partner
  

By: Pegasus Investors IV GP, L.L.C., its general partner

		
	By:	 	/s/ Steven Wacaster
	Name: Steven Wacaster
	Title: Vice President

 Signature Page to Subscription AgreementForm of 1999 Equity Incentive Plan

 Exhibit 10.33 
 RF Monolithics, Inc. 
 ID: 75-1638027 
 4441 Sigma Rd. 
 Dallas, TX 75244 

RF MONOLITHICS, INC. 
 1999 EQUITY INCENTIVE PLAN 
 NOTICE OF GRANT OF NONSTATUTORY STOCK
OPTIONS 
 AND GRANT AGREEMENT  
 You have been granted stock options subject to the RF Monolithics, Inc. 1999 Equity Incentive Plan, a copy of which is attached. Details of the grant are as follows: 

 

					
	 	 
	Name of Optionee:	  	ID:

			
	 	 
	Address of Optionee:	  	 
	 	 
	No. of Shares Granted:	  	Grant No.
	 	 
	Option Price Per
Share:*****$            *****	  	Total Price of Shares Granted: $
	 	 
	Date of Grant:	  	Expiration Date:
	 
	Exercise Schedule (Cumulative):
	 	 
	 Date(s) of

Exercisability
  

 
  
  

 
  
	  	 No. of Shares
as to Which
 Option Becomes Exercisable

 The undersigned optionee acknowledges (i) receipt of the Notice of Grant of Nonstatutory Stock Options and Grant
Agreement (Notice) and the attachment referenced herein and agrees to all the terms and conditions with respect to this award as set forth in this Notice and the 1999 Equity Incentive Plan (Plan) and (ii) that, as of the date of grant, the
Notice and Plan set forth the entire understanding between the undersigned optionee and RF Monolithics, Inc. regarding the optionee’s future right to receive stock in the Company and supersedes all prior and written agreements on that subject.

  

									
	RF Monolithics, Inc. 	 		 	Optionee:
	By: Farlin A. Halsey	 		 		 	
			
	 	 		 	 
	Date:	 	 	 		 	Date:	 	 

  
 1 

 This grant is in connection with and in furtherance of the Company’s compensatory benefit plan for
participation of the Company’s employees or consultants under the 1999 Equity Incentive Plan (the “Plan”). This grant is not intended to be an “incentive stock option” within the meaning of Section 422 of the Internal
Revenue Code of 1986, as amended. Defined terms not explicitly defined in this Agreement but defined in the Plan shall have the same definitions as in the Plan. 
 The details of your option are as follows: 
 1. VESTING.
Subject to the limitations contained herein, the right to purchase shares will vest (the option will become exercisable) according to the vesting schedule set forth on page one (1) of this Agreement. If your employment with the Company is
terminated for any reason prior to any such vesting date, this option shall terminate with respect to any unvested shares. 
 2.
EXERCISE PRICE AND METHOD OF PAYMENT. 
 (a) Exercise Price. The exercise price, per share, of this option is as stated on page one (1) of this Agreement and is not less than 100% of the fair market value of the Common Stock on the date of
grant of this option. 
 (b) Method of Payment. Payment of the exercise price per share is due in full upon
exercise of all or any part of each installment which has accrued to you. You may elect, to the extent permitted by applicable statutes and regulations, to make payment of the exercise price under one of the following alternatives: 

(i) Payment of the exercise price per share in cash (including check) at the time of exercise; or 

(ii) in the Company’s sole discretion, payment pursuant to a program developed under Regulation T as promulgated
by the Federal Reserve Board which, prior to the issuance of Common Stock, results in either the receipt of cash (or check) by the Company or the receipt of irrevocable instructions to pay the aggregate exercise price to the Company from the sales
proceeds. 
 3. WHOLE SHARES. This option may not be exercised for any number of
shares which would require the issuance of anything other than whole shares. 
 4. SECURITIES
LAW COMPLIANCE. Notwithstanding anything to the contrary contained herein, this option may not be exercised unless the shares issuable upon exercise of this option are then registered under the Securities Act or, if
such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. 
 5. TERM. The term of this option commences on the date of grant, and expires on
                     (the “Expiration Date”), unless this option expires sooner as set forth below or in the Plan. In no event may
this option be exercised on or after the Expiration Date. This option shall terminate prior to the Expiration Date as follows: three (3) months after the termination of your Continuous Service as an Employee, Director or Consultant with the
Company or an Affiliate of the Company unless one of the following circumstances exists: 

  
 2 

 (a) Your termination of Continuous Service as an Employee, Director or
Consultant is due to your permanent and total disability (within the meaning of Section 422(c)(6) of the Code). This option will then expire on the earlier of the Expiration Date set forth above or twelve (12) months following such
termination of Continuous Service as an Employee, Director or Consultant. 
 (b) Your termination of Continuous
Service as an Employee, Director or Consultant is due to your death or your death occurs within three (3) months following your termination of Continuous Service as an Employee, Director or Consultant for any other reason. This option will then
expire on the earlier of the Expiration Date set forth above or eighteen (18) months after your death. 

(c) If during any part of such three (3) month period you may not exercise your option solely because of the
condition set forth in paragraph 4 above, then your option will not expire until the earlier of the Expiration Date set forth above or until this option shall have been exercisable for an aggregate period of three (3) months after your
termination of Continuous Service as an Employee, Director or Consultant. 
 (d) If your exercise of the option
within three (3) months after termination of your Continuous Service as an Employee, Director or Consultant with the Company or with an Affiliate of the Company would result in liability under section 16(b) of the Securities Exchange Act of
1934, then your option will expire on the earlier of (i) the Expiration Date set forth above, (ii) the tenth (10th) day after the last date upon which exercise would result in such liability or (iii) six (6) months and ten
(10) days after the termination of your Continuous Service as an Employee, Director or Consultant with the Company or an Affiliate of the Company. 
 However, this option may be exercised following termination of Continuous Service of an Employee, Director or Consultant only as to that number of shares as to which it was exercisable on the date of
termination of Continuous Service of an Employee, Director or Consultant under the provisions of paragraph 2 of this option. 

6. EXERCISE. 
 (a) This option may be exercised, to the extent specified above, by delivering a notice of exercise (in a form designated by the Company) together with the exercise price to the Secretary of the Company,
or to such other person as the Company may designate, during regular business hours, together with such additional documents as the Company may then require pursuant to Section 6 of the Plan. 

  
 3 

 (b) By exercising this option you agree that: 

(i) as a precondition to the completion of any exercise of this option, the Company may require you to enter an
arrangement providing for the payment by you to the Company of any tax withholding obligation of the Company arising by reason of (A) the exercise of this option; (B) the lapse of any substantial risk of forfeiture to which the shares are
subject at the time of exercise; or (C) the disposition of shares acquired upon such exercise; and 
 (ii)
you will notify the Company in writing within fifteen (15) days after the date of any disposition of any of the shares of the Common Stock issued upon exercise of this option that occurs within two (2) years after the date of this option
grant or within one (1) year after such shares of Common Stock are transferred upon exercise of this option. 

7. TRANSFERABILITY. This option is not transferable, except by will or by the laws of descent and
distribution, and is exercisable during your life only by you. 
 8. AGREEMENT NOT
A SERVICE CONTRACT. This Agreement is not an employment contract and nothing in this Agreement shall be deemed to create in any way whatsoever any obligation on your part to continue in the employ of
the Company, or of the Company to continue your employment with the Company. In addition, nothing in this Agreement shall obligate the Company or any Affiliate of the Company, or their respective stockholders, Board of Directors, officers or
employees to continue any relationship which you might have as a Director or Consultant for the Company or Affiliate of the Company. 
 9. NO STOCKHOLDER RIGHTS BEFORE EXERCISE. No person shall have any of the rights of a stockholder of the Company
with respect to any share subject to the option grant until the shares are actually issued to him/her upon exercise of the option. 
 10. Notices. Any notices provided for in this Agreement or the Plan shall be given in writing and shall be deemed effectively given upon receipt or, in the case of notices delivered
by the Company to you, five (5) days after deposit in the United States mail, postage prepaid, addressed to you at the address specified on page one (1) of this Agreement or at such other address as you hereafter designate by written
notice to the Company. 
 11. GOVERNING PLAN DOCUMENT. This Agreement
is subject to all the provisions of the Plan, a copy of which is attached hereto and its provisions are hereby made a part of this option, including without limitation the provisions of Section 6 of the Plan relating to Agreement provisions,
and is further subject to all interpretations, amendments, rules and regulations which may from time to time be promulgated and adopted pursuant to the Plan. In the event of any conflict between the provisions of this Agreement and those of the
Plan, the provisions of the Plan shall control. 
 ATTACHMENTS:     1999 Equity Incentive Plan 

  
 4

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