Document:

exv10w1

 

Exhibit 10.1

AMENDMENT NO. 1

TO AGREEMENT BETWEEN OWNER AND CONSTRUCTION MANAGER

Pursuant
to Paragraph 2.2 of the Agreement, dated June 27, 2006 between Genitope Corporation (Owner) and
XL Construction Corporation (the Construction Manager), for the Genitope Headquarters and
Manufacturing Facilities—Building 1 (the Project), the Owner and Construction Manager
establish a Guaranteed Maximum Price and Contract Time for the Work as set forth below.

ARTICLE I GUARANTEED MAXIMUM PRICE

The Construction Manager’s Guaranteed Maximum Price for the Work, including the estimated
Cost of the Work as defined in Article 6 of the Agreement, the Construction Manager’s Fee as
defined in Article 5 of the Agreement and the Contingency as defined in Subparagraph 2.2.3 of
the Agreement, is Nineteen Million Nine Hundred Twenty-Two Thousand Seven Hundred Forty-One
and No/100 Dollars ($19,922,741.00). The Guaranteed Maximum Price is for the performance and
execution of the Work (and that work or those services reasonably inferable therefrom to
produce the results intended by the Contract Documents) in accordance with the Contract
Documents.

ARTICLE II CONTRACT TIME

The parties hereby acknowledge and agree that the date of commencement of the Work by
Construction Manager was September 2, 2005 (the “Commencement Date”). In connection with the
foregoing, the date of Substantial Completion of the Work established by this Amendment is
hereby agreed by the parties to be August 4, 2006 (the “Completion Date”). The period of time
commencing on the Commencement Date and ending on the Completion Date is sometimes be referred
to in the Contract as the “Contract Time.”

	 	 	 	 	 	 	 	 	 	 	 
	OWNER	 	CONSTRUCTION MANAGER	 	 
	/s/
Dan W. Denney Jr. 
	 	/s/ Alan Laurlund 	 	 
	 	 	 	 	 
	(Signature)	 	(Signature)	 	 
	GENITOPE CORPORATION,	 	XL CONSTRUCTION CORPORATION,	 	 
	a Delaware corporation	 	a California corporation	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By:

	 	Dan W. Denney, Jr. 	 	By:	 	Alan Laurland 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	Dan W. Denney, Jr., Ph.D, CEO
	 	 	 	Its:	 	Project Executive 	 	 
	 

	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	By:	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Its:	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 
	Dan W. Denney, Jr. 
	 	 	 	 	 	 	 	 
	(Printed name and title)	 	(Printed name and title)	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	CEO 
	 	 	 	 	 	 	 	 	 	 
	Date	 	Date	 	 
	27
June 2006 
	 	6/27/2006 	 	 
	 	 	 	 	 
	 	 	 	 	 

AIA Document A121TMCMc — 2003 and AGC Document 565. Copyright © 1991 and 2003 by The American
Institute of Architects and The Associated
General Contractors of America. All rights reserved. WARNING: This document is protected by U.S.
Copyright Law and International Treaties.
Unauthorized reproduction or distribution of this document, or any portion of it, may result in
severe civil and criminal penalties, and will be
prosecuted to the maximum extent possible under the law. This document was produced by AIA
software at 18:10:20 on 06/19/2006 under Order
No.1000193852_1 which expires on 8/30/2006, and is not for resale.

User Notes: genitope-x1construction-a121 (2298743932)exv10w2

 

Exhibit 10.2

AMENDMENT NO. 1

TO AGREEMENT BETWEEN OWNER AND CONSTRUCTION MANAGER

Pursuant
to Paragraph 2.2 of the Agreement, dated June 27, 2006 between Genitope Corporation (Owner) and
XL Construction Corporation (the Construction Manager), for the Genitope Headquarters and
Manufacturing Facilities—Building 2 (the Project), the Owner and Construction Manager
establish a Guaranteed Maximum Price and Contract Time for the Work as set forth below.

ARTICLE I            GUARANTEED MAXIMUM PRICE

The Construction Manager’s Guaranteed Maximum Price for the Work, including the
estimated Cost of the Work as defined in Article 6 of the Agreement, the Construction
Manager’s Fee as defined in Article 5 of the Agreement and the Contingency as defined in
Subparagraph 2.2.3 of the Agreement, is Thirty-Eight Million Five Hundred Forty-Five Thousand
Two Hundred Sixty and No/100 Dollars ($38,545,260.00). The Guaranteed Maximum Price is for
the performance and execution of the Work (and that work or those services reasonably
inferable therefrom to produce the results intended by the Contract Documents) in accordance
with the Contract Documents.

ARTICLE II            CONTRACT TIME

The parties hereby acknowledge and agree that the date of commencement of the Work by
Construction Manager was September 2, 2005 (the “Commencement Date”). In connection with the
foregoing, the date of Substantial Completion of the Work established by this Amendment is
hereby agreed by the parties to be November 13, 2006 (the “Completion Date”). The period of
time commencing on the Commencement Date and ending on the Completion Date is sometimes be
referred to in the Contract as the “Contract Time.”

	 	 	 	 	 	 	 	 	 	 	 
	OWNER	 	CONSTRUCTION MANAGER	 	 
	/s/
Dan W. Denney Jr. 
	 	/s/ Alan Laurlund 	 	 
	 	 	 	 	 
	(Signature)	 	(Signature)	 	 
	GENITOPE CORPORATION,	 	XL CONSTRUCTION CORPORATION,	 	 
	a Delaware corporation	 	a California corporation	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	By:

	 	Dan W. Denney, Jr. 	 	By:	 	Alan Laurlund 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	Dan W. Denney, Jr., Ph.D, CEO
	 	 	 	Its:	 	Project Executive 	 	 
	 

	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 

	 	 	 	By:	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 
	 

	 	 	 	 	 	Its:	 	 	 	 
	 

	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 
	Dan W.
Denney, Jr. 
	 	 	 	 	 	 	 	 
	(Printed name and title)	 	(Printed name and title)	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Date	 	Date	 	 
	27
June 2006 
	 	6/27/06 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 

AIA Document A121TMCMc — 2003 and AGC Document 565. Copyright © 1991 and 2003 by The American
Institute of Architects and The Associated
General Contractors of America. All rights reserved. WARNING: This document is protected by U.S.
Copyright Law and International Treaties.
Unauthorized reproduction or distribution of this document, or any portion of it, may result in
severe civil and criminal penalties, and will be
prosecuted to the maximum extent possible under the law. This document was produced by AIA
software at 18:t2:02 on 06/19/2006 under Order
No.1000193852_1 which expires on 8/30/2006, and is not for resale.

User Notes: genitope-x1 construction-a121 (4281714521)exv10w1

 

Exhibit 10.1

ENNIS, INC.

2004 LONG-TERM INCENTIVE PLAN

RESTRICTED STOCK AWARD AGREEMENT

          THIS AGREEMENT, made and entered into as of the [Day] day of [Month],
[Year], by and between ENNIS, INC., a Texas corporation (“Ennis”), and [Name of
Employee/Director/Service provider], an employee, outside director or other service provider of
Ennis or one of its Affiliates (“Participant”).

          WHEREAS, the Compensation Committee of Ennis’ Board of Directors or, with respect to grants
made to outside directors, the Board of Directors (the “Committee”), acting under the 2004
Long-Term Incentive Plan (the “Plan”), has the authority to award restricted shares of Ennis’
common stock, $2.50 par value per share (the “Common Stock”), to employees, outside directors and
other service providers of Ennis or an Affiliate; and

          WHEREAS, pursuant to the Plan, the Committee has determined to make such an award to
Participant on the terms and conditions and subject to the restrictions set forth in the Plan and
this Agreement, and Participant desires to accept such award;

          NOW, THERFORE, in consideration of the premises and mutual covenants and agreements contained
herein, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as
follows:

          1.      Restricted Stock Award. On the terms and conditions and subject to the
restrictions, including forfeiture, hereinafter set forth, Ennis hereby awards to Participant, and
Participant hereby accepts, a restricted stock award (the “Award”) of [Number]            shares (the
“Restricted Shares”) of Common Stock. The Award is made effective as of the [Day] day of
[Month], [Year] (the “Effective Date”). A certificate representing the Restricted
Shares shall be issued in the name of Participant (or, at the option of Ennis, in the name of a
nominee of Ennis) as of the Effective Date and delivered to Participant on the Effective Date or as
soon thereafter as practicable. Participant shall cause the certificate representing the
Restricted Shares, upon receipt thereof by Participant, to be deposited, together with stock powers
and any other instrument of transfer reasonably requested by Ennis duly endorsed in blank, with
Ennis, to be held by Ennis in escrow for Participant’s benefit until such time as the Restricted
Shares represented by such certificate are either forfeited by Participant to Ennis or the
restrictions thereon terminate as set forth in this Agreement.

          2.      Vesting and Forfeiture.

          (a)      The Restricted Shares shall be subject to a restricted period (the “Restricted
Period”) that shall commence on the Effective Date and shall end on the third anniversary of
the Effective Date, [Month]  [Day], [Year + 3]. During the
Restricted Period, the Restricted Shares shall be subject to being forfeited by Participant
to Ennis as provided in this Agreement, and Participant may not sell, transfer, pledge,
exchange, hypothecate or otherwise dispose of any of the Restricted Shares (the
“Restrictions”),

 

 

except that the Restrictions shall be removed as to (i) 33-1/3% of such shares (if a
fractional number, then the next lower whole number) on [Month] [Day], [Year +
1], provided Participant is in the continuous service of Ennis or an Affiliate until
such date; (ii) an additional 33-1/3% of such shares (if a fractional number, then the next
lower whole number) on [Month] [Day], [Year + 2], provided Participant is in
the continuous service of Ennis or an Affiliate until such date; and (iii) the remaining
shares on [Month] [Day], [Year + 3], provided Participant is in the
continuous service of Ennis or an Affiliate until such date. Following the removal of the
Restrictions on any Restricted Shares, Ennis shall deliver to Participant from escrow a
certificate representing such Shares and Participant shall be free to sell, transfer,
pledge, exchange, hypothecate or otherwise dispose of such Restricted Shares, subject to
applicable securities laws and the policies of Ennis then in effect.

          (b)      Subject to paragraph (c) of this Section, upon termination of Participant’s
employment or service with Ennis or any Affiliate, (i) Participant shall have no rights
whatsoever in and to any of the Restricted Shares as to which the Restrictions have not by
that time been removed pursuant to the foregoing paragraph, (ii) all of the Restricted
Shares shall automatically revert to Ennis at no cost and (iii) neither Participant nor any
of his or her heirs, beneficiaries, executors, administrators or other personal
representatives shall have any rights with respect thereto.

          (c)      The Change of Control provisions in Article XIII of the Plan shall apply with
respect to the Restricted Shares.

          3.      Rights as Shareholder. Subject to the provisions of this Agreement, upon the
issuance of a certificate or certificates representing the Restricted Shares to Participant,
Participant shall become the record and beneficial owner thereof for all purposes and shall have
all rights as a stockholder, including without limitation voting rights and the right to receive
dividends and distributions, with respect to the Restricted Shares. If and to the extent Ennis
shall effect a stock split, stock dividend or similar distribution with respect to the Common
Stock, (i) the stock distributed pursuant thereto shall be held by Ennis with respect to those
Restricted Shares as to which the Restrictions have not yet been removed pursuant to Section 2;
(ii) such additional stock shall enjoy the privileges and be subject to the Restrictions applicable
to the Restricted Shares; and (iii) Participant shall be entitled to sell, transfer, pledge,
exchange, hypothecate or otherwise dispose of such additional stock when the Restrictions on the
Restricted Shares to which the distribution relates have been removed pursuant to Section 2.

          4.      Optional Issuance in Book-Entry Form. Notwithstanding the foregoing, at the option
of Ennis, any shares of Common Stock that under the terms of this Agreement are issuable in the
form of a stock certificate may instead be issued in book-entry form.

          5.      Withholding Taxes.

          (a)      Participant may elect, within 30 days of the Effective Date and on notice to Ennis, to
realize income for federal income tax purposes pursuant to Section 83(b) of the Internal Revenue
Code in an amount equal to the fair market value of the Restricted Shares on the

2

 

Effective Date. In such event, Participant shall make arrangements satisfactory to Ennis or
the appropriate Affiliate to pay in the calendar year that includes the Effective Date any federal,
state or local taxes required to be withheld with respect to such shares.

          (b)      If no election is made by Participant pursuant to Section 5(a) hereof, then upon the
termination of the Restrictions applicable hereunder to all or any portion of the Restricted
Shares, Participant (or in the event of Participant’s death, the administrator or executor of
Participant’s estate) will pay to Ennis or the appropriate Affiliate, or make arrangements
satisfactory to Ennis or such Affiliate regarding payment of, any federal, state or local taxes of
any kind required by law to be withheld with respect to the Restricted Shares with respect to which
such Restrictions have terminated.

          (c)      Any provision of this Agreement to the contrary notwithstanding, if Participant does not
satisfy his or her obligations under paragraphs (a) or (b) of this Section, Ennis shall, to the
extent permitted by law, have the right to deduct from any payments made under the Plan, regardless
of the form of such payment, or from any other compensation payable to Participant, whether or not
pursuant to this Agreement or the Plan and regardless of the form of payment, any federal, state or
local taxes of any kind required by law to be withheld with respect to the Restricted Shares.

          6.      Reclassification of Shares. In the event of any reorganization, recapitalization,
stock split, stock dividend, merger, consolidation, combination of shares or other change affecting
the Common Stock, the Committee shall make such adjustments as it may deem appropriate with respect
to the Shares. Any such adjustments made by the Committee shall be conclusive.

          7.      Effect on Employment or Service. Nothing contained in this Agreement shall confer
upon Participant the right to continue in the employment or service of Ennis or any Affiliate, or
affect any right which Ennis or any Affiliate may have to terminate the employment or service of
Participant. This Agreement does not constitute evidence of any agreement or understanding,
express or implied, that Ennis or any Affiliate will retain Participant as an employee or other
service provider for any period of time or at any particular rate of compensation.

          8.      Investment Representations.

          (a)      The Shares are being received for Participant’s own account with the intent of holding
them and without the intent of participating, directly or indirectly, in a distribution of such
Shares and not with a view to, or for resale in connection with, any distribution of such Shares or
any portion thereof.

          (b)      A legend may be placed on any certificate(s) or other document(s) delivered to Participant
or substitute therefore indicating restrictions on transferability of the Shares pursuant to this
Agreement or referring to any stop transfer orders and other restrictions as the Committee may deem
advisable under the rules, regulations and other requirements of the Securities and Exchange
Commission, NYSE or any other stock exchange or association upon which the common stock of Ennis is
then listed or quoted, any applicable federal or state securities laws,

3

 

and any applicable corporate law, and any transfer agent of Ennis shall be instructed to require
compliance therewith.

          9.      Assignment. Ennis may assign all or any portion of its rights and obligations
under this Agreement. The Award, the Restricted Shares and the rights and obligations of
Participant under this Agreement may not be sold, transferred, pledged, exchanged, hypothecated or
otherwise disposed of by Participant.

          10.       Binding Effect. This Agreement shall be binding upon and inure to the benefit of
(i) Ennis and its successors and assigns, and (ii) Participant and his or her heirs, devisees,
executors, administrators and personal representatives.

          11.      Notices. All notices between the parties hereto shall be in writing and given in
the manner provided in Section 15.7 of the Plan. Notices to Optionee shall be given to Optionee’s
address as contained in Ennis’ records. Notices to Ennis shall be addressed to the LTIP
Administrator at the principal executive offices of Ennis as set forth in Section 15.7 of the Plan.

          12.      Governing Law; Exclusive Forum; Consent to Jurisdiction. This Agreement shall be
governed by and construed in accordance with the internal laws (and not the principles relating to
conflicts of laws) of the State of Texas, except as superseded by applicable federal law. The
exclusive forum for any action concerning this Agreement or the transactions contemplated hereby
shall be in a court of competent jurisdiction in Ellis County, Texas, with respect to a state
court, or the United States District Court for the Northern District of Texas, with respect to a
federal court. PARTICIPANT HEREBY CONSENTS TO THE EXERCISE OF JURISDICTION OF A COURT IN THE
EXCLUSIVE FORUM AND WAIVES ANY RIGHT HE OR SHE MAY HAVE TO CHALLENGE OR CONTEST THE REMOVAL AT ANY
TIME BY THE COMPANY OR ANY OF ITS AFFILIATES TO FEDERAL COURT OF ANY SUCH ACTION HE OR SHE MAY
BRING AGAINST IT IN STATE COURT.

[SIGNATURE PAGE TO FOLLOW]

4

 

     IN WITNESS WHEREOF, Ennis and Participant have executed this Agreement as of the date first
written above.

	 	 	 	 	 
	 	ENNIS, INC.

 	 
	 	By:  	 	 
	 	 	Name:  	                                	 
	 	 	Title:  	                                	 
	 
	 	PARTICIPANT

 	 
	 	

 
 	 
	 	Name:  	                                	 
	 	 	 
	 

5

 

STOCK POWER AND ASSIGNMENT

SEPARATE FROM CERTIFICATE

     FOR VALUE RECEIVED and pursuant to that certain Ennis, Inc. 2004 Long-Term Incentive Plan and
the Restricted Stock Award Agreement dated as of February      , 2006 (the “Agreement”), the
undersigned Participant hereby sells, assigns and transfers unto                                                ,
                shares of the Common Stock, $2.50 par value per share, of Ennis, Inc., a Texas
corporation (“Ennis”), standing in the undersigned’s name on the books of Ennis and does hereby
irrevocably constitute and appoint the Secretary of Ennis as the undersigned’s attorney-in-fact,
with full power of substitution, to transfer said stock on the books of Ennis. THIS ASSIGNMENT MAY
ONLY BE USED AS AUTHORIZED BY THE AGREEMENT AND ANY EXHIBITS THERETO.

Dated:                                

	 	 	 	 	 
	 	PARTICIPANT

 	 
	 	

 
 	 
	 	Name:

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}]]