Document:

Registration Rights Agreement

 Exhibit 10.4 
 REGISTRATION RIGHTS AGREEMENT 
 This REGISTRATION RIGHTS AGREEMENT
(this “Agreement”) is made as of the 24th day of January 2011, between DayStar Technologies, Inc., a Delaware corporation (the “Company”), and the individual listed on Schedule I (the
“Purchaser”). The Company and the Purchaser are sometimes referred to individually as a “Party” and collectively as the “Parties”. 

RECITALS 
 A. The Company and the Purchaser are parties to that certain Purchase Agreement dated January 24, 2011 (the “Purchase Agreement”) pursuant to which the Company has agreed to
sell, and the Purchaser has agreed to purchase, (a) a secured convertible note of the Company (the “Note”) secured by a Security Agreement of even date (the “Security Agreement”), and (b) a
warrant to purchase up to 193,550 shares of common stock of the Company (the “Warrant”). The Purchase Agreement, the Note, the Security Agreement and the Warrant are herein referred to as the “Loan
Documents”. 
 B. In connection with the purchase by the Purchaser of the Note and the Warrant pursuant to the
Purchase Agreement, the Company desires to grant to the Purchaser and his successors and permitted assigns certain registration rights with respect to shares of common stock of the Company (“Common Stock”). 

AGREEMENT 

NOW, THEREFORE, in consideration of the foregoing recitals and the mutual promises hereinafter set forth, the Parties agree as
follows. 
 ARTICLE I. 
 REGISTRATION RIGHTS 
 Section 1.1 Definitions. For
purposes of this Agreement: 
 “Affiliate” means, with respect to any Person, (i) any other Person
of which securities or other ownership interests representing more than 50% of the voting interests are, at the time such determination is being made, owned, Controlled or held, directly or indirectly, by such Person or (ii) any other Person
which, at the time such determination is being made, is Controlling, Controlled by or under common Control with, such Person. “Control”, whether used as a noun or verb, refers to the possession, directly or indirectly, of the
power to direct, or cause the direction of, the management or policies of a Person, whether through the ownership of voting securities or otherwise. 
 “Holder” means a Person that (i) is a party to this Agreement (or a permitted transferee under Section 2.2) and (ii) owns Registrable Securities;
provided, however, that for purposes of this Agreement, Holders of Registrable Securities will not be required to convert the Note or exercise the Warrant into Common Stock to exercise the registration rights granted hereunder, until
immediately before the closing of the offering to which the registration relates. 

 “Participating Holders” means Holders participating, or electing to
participate, in an offering of Registrable Securities. 
 “Person” means any individual, firm,
corporation, company, partnership, trust, incorporated or unincorporated association, limited liability company, joint venture, joint stock company, government (or an agency or political subdivision thereof) or other entity of any kind, and will
include any successor (by merger or otherwise) of any such entity. 
 “Registrable Securities” means any
shares of Common Stock (i) issued or issuable upon conversion of the Note; (ii) issued or issuable upon exercise of the Warrant; (iii) otherwise held or which could be held upon conversion or exercise by the Purchaser; and
(iv) issued or issuable with respect to the securities referred to in clauses (i) - (iii) above by virtue of any stock split, combination, stock dividend, merger, consolidation or other similar event; provided, however, that
shares of Common Stock that are considered to be Registrable Securities will cease to be Registrable Securities (A) upon the sale thereof pursuant to an effective registration statement, (B) upon the sale thereof pursuant to Rule 144 (or
successor rule) under the Securities Act where the purchaser thereof receives unrestricted securities, (C) when such securities cease to be outstanding or (D) in a private transaction where the transferor’s rights under this Agreement
are not assigned. 
 “Registration Expenses” mean all expenses (other than underwriting discounts and
commissions) arising from or incident to the performance of or compliance with this Agreement, including without limitation (i) SEC, stock exchange, the Financial Industry Regulatory Authority (“FINRA”) and other
registration and filing fees, (ii) all fees and expenses incurred in connection with complying with any securities or blue sky laws, (iii) all printing, messenger and delivery expenses, (iv) the fees, charges and disbursements of
counsel to the Company and of its independent public accountants and any other accounting and legal fees, charges and expenses incurred by the Company (including, without limitation, any expenses arising from any special audits or “comfort
letters” required in connection with or incident to any registration), (v) the fees, charges and disbursements of any special experts retained by the Company in connection with any registration pursuant to the terms of this Agreement,
(vi) all internal expenses of the Company, and (vii) the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange, in each case regardless of whether any Registration Statement is
declared effective. 
 “Registration Statement” will mean any Registration Statement of the Company
filed with the SEC on the appropriate form pursuant to the Securities Act which covers any of the shares of Common Stock and any other Registrable Securities pursuant to the provisions of this Agreement and all amendments and supplements to any such
Registration Statement, including post-effective amendments, in each case including the prospectus contained therein, all exhibits thereto and all materials incorporated by reference therein. 

“SEC” means the United States Securities and Exchange Commission. 

“Selling Expenses” will mean the underwriting fees, discounts, selling commissions and stock transfer taxes
applicable to all Registrable Securities registered by the Participating Holders. 

  
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 Section 1.2 Filing of Registration Statement. Obligation to File Registration
Statement. The Company will, within 45 days after the earliest of the Company obtaining stockholder approval of the issuance of Common Stock under the Warrant and Note, obtaining a letter from Nasdaq exempting the Company from obtaining such
shareholder approval, or determining that such stockholder approval is not required, file a Registration Statement under the Securities Act covering the sale or other distribution of all or any portion of the Registrable Securities pursuant to Rule
415 under the Securities Act. The Company will use its reasonable efforts to have such Registration Statement declared effective by the SEC as soon as practicable thereafter (the “Effectiveness Deadline”). 

(a) Liquidated Damages. To the extent (a) the Registration Statement required pursuant to this
Section 1.2 is not filed with the SEC on or prior to the Effectiveness Deadline, (b) such Registration Statement has not been declared effective by the SEC on or prior to the Effectiveness Deadline, or (c) such Registration
Statement is filed and declared effective but thereafter ceases to be effective or fails to be usable for its intended purpose without being succeeded within five days by a post-effective amendment thereto that cures such failure and that is itself
declared effective within five days of filing such post-effective amendment (each, a “Registration Default”), then the Company will pay to each Holder liquidated damages in an amount equal to one percent (1%) of the
original principal amount owed under the Note, for each month or portion thereof that the Registration Default continues. However, in no event shall the Company pay liquidated damages in excess of ten percent (10%) of the principal amount of
the Notes in total to each Holder. Any liquidated damages paid hereunder by the Company shall not be considered the charge for or payment of interest under the Notes. 

(b) Continuing Agreements. The event of a Registration Default and payment of liquidated damages by the Company will not
relieve, impair, adjust, modify or any way change the obligations of the Company under the Loan Documents. 

Section 1.3 Piggyback Registrations. 

(a) Right to Include Registrable Securities. In the event that a Registration Default has occurred and is
continuing, and thereafter the Company from time to time proposes for any reason to register any of its Common Stock under the Securities Act, either for its own account or for the account of a stockholder other than pursuant to a Registration
Statement on Forms S-4 or S-8 (or similar or successor forms) or pursuant to one or more secured bridge financing transactions from the Issuance Date of the Note and through the later to occur of the Maturity Date or the date upon which the Note is
paid in full (a “Proposed Registration”), the Company will promptly give written notice thereof to all of the Holders (which notice will be given not less than 30 days prior to the expected effective date of the
Company’s Registration Statement) and will offer such Holders the right to request inclusion of any of such Holder’s Registrable Securities in the Proposed Registration. No registration pursuant to this Section

  
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1.3 will relieve the Company of its obligation to register Registrable Securities pursuant to Section 1.2, to pay liquidated damages or under the Loan Documents. 

(b) Piggyback Procedure. Each Holder of Registrable Securities will have 20 days from the date of receipt of the
Company’s notice referred to in Section 1.3(a) to deliver to the Company a written request specifying the number of Registrable Securities such Holder intends to sell and such Holder’s intended method of disposition. Any Holder
will have the right to withdraw such Holder’s request for inclusion of such holder’s Registrable Securities in any Registration Statement pursuant to this Section 1.3 by giving written notice to the Company of such withdrawal.
Subject to Section 1.3(d), the Company will use commercially reasonable efforts to include in such Registration Statement all such Registrable Securities so requested to be included therein; provided, however, that the
Company may at any time withdraw or cease proceeding with any such Proposed Registration if it will at the same time withdraw or cease proceeding with the registration of all other shares of Common Stock originally proposed to be registered. If the
Proposed Registration by the Company is, in whole or in part, an underwritten public offering of securities of the Company, any request under this Section 1.3(b) will specify that the Registrable Securities be included in the
underwriting on the same terms and conditions as the shares, if any, otherwise being sold through underwriters under such registration. If the Company fails to notify Holder or to include Holder’s Registrable Securities in the Proposed
Registration as provided in Section 1.3(a) or (b) or the Registrable Securities are excluded under Section 1.3(d), the Company will pay Holder liquidated damages in an amount equal to one percent (1%) of the
original principal amount of the indebtedness owed under the Note, for each month or portion thereof that the default continues, subject to the limitations on liquidated damages found in Section 1.2 (a). 

(c) Selection of Underwriters. The managing underwriter for any Proposed Registration that involves an underwritten
public offering will be one or more reputable nationally recognized investment banks selected by the Company and reasonably acceptable to a majority in interest of the Holders. 

(d) Priority for Piggyback Registration. Notwithstanding any other provision of this Article 1, if the
managing underwriter of an underwritten public offering determines in good faith and advises the Company and the Holders that the inclusion of all Registrable Securities proposed to be included by the Holders of Registrable Securities in such
offering would materially and adversely interfere with the successful marketing of the Company’s securities, then the Holders of Registrable Securities will not be permitted to include any Registrable Securities in excess of the amount, if any,
of Registrable Securities which the managing underwriter of such offering will reasonably and in good faith agree in writing to include in such offering in addition to the amount of securities to be registered for the Company. The Company will
include in such Registration Statement, as to each Holder, only a portion of the Registrable Securities such Holder has requested be registered equal to the ratio which such Holder’s requested

  
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Registrable Securities bears to the total number of Registrable Securities requested to be included in such Registration Statement by all Holders. Pursuant to the foregoing provision, the
securities to be included in a registration initiated by the Company will be allocated: (i) first, to the Company; (ii) second, pari passu to the Holders; and (iii) third, to any others requesting registration of securities of the
Company. 
 Section 1.4 Registration Procedures. 

(a) Obligations of the Company. Whenever registration of Registrable Securities is required pursuant to this
Agreement, the Company will use its reasonable efforts to effect the registration and sale of such Registrable Securities in accordance with the intended method of distribution thereof as promptly as possible, and in connection with any such
request, the Company will, as expeditiously as possible: 
 (i) Preparation of Registration Statement;
Effectiveness. Prepare and file with the SEC a Registration Statement on any form on which the Company then qualifies, which counsel for the Company will deem appropriate and pursuant to which such offering may be made in accordance with the
intended method of distribution thereof (except that the Registration Statement will contain such information as may reasonably be requested for marketing or other purposes by the managing underwriter), and use reasonable best efforts to cause any
registration required hereunder to become effective as soon as practicable after the initial filing thereof (unless a specific time period is otherwise set forth herein) and remain effective for a period of not less than one year from the effective
date thereof or such shorter period in which all Registrable Securities have been sold in accordance with the methods of distribution set forth in the Registration Statement; provided that, in the case of any registration of Registrable
Securities on Form S-3 which are intended to be offered on a continuous or delayed basis, such one-year period will be extended, if necessary, to keep the Registration Statement effective until all such Registrable Securities are sold,
provided that Rule 415, or any successor rule under the Securities Act, permits an offering on a continuous or delayed basis; 
 (ii) Participation in Preparation. Provide any Participating Holder, any underwriter participating in any disposition pursuant to a Registration Statement, and any attorney, accountant or other
agent retained by any Participating Holder or underwriter (collectively, the “Inspectors”), the opportunity to participate in the preparation of such Registration Statement, each prospectus included therein or
filed with the SEC and each amendment or supplement thereto; 
 (iii) Due Diligence. For a reasonable
period prior to the filing of any Registration Statement pursuant to this Agreement, make 

  
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available for inspection and copying by the Inspectors such financial and other information and books and records, pertinent corporate documents and properties of the Company and its subsidiaries
and cause the officers, directors, employees, counsel and independent certified public accountants of the Company and its subsidiaries to respond to such inquiries and to supply all information reasonably requested by any such Inspector in
connection with such Registration Statement, as will be reasonably necessary, in the judgment of the respective counsel, to conduct a reasonable investigation within the meaning of the Securities Act; provided, however, that if
requested by the Company, each Inspector will enter into a confidentiality agreement with the Company prior to the Company’s release or disclosure of confidential information to such Inspector; 

(iv) General Notifications. Promptly notify in writing the Participating Holders, the sales or placement agent, if
any, therefor and the managing underwriter of the securities being sold, (A) when such Registration Statement or the prospectus included therein or any prospectus amendment or supplement or post-effective amendment has been filed, and, with
respect to any such Registration Statement or any post-effective amendment, when the same has become effective, (B) when the SEC notifies the Company whether there will be a “review” of such Registration Statement and (C) of any
comments (oral or written) by the SEC and by the blue sky or securities commissioner or regulator of any state with respect thereto or (D) of any request by the SEC for any amendments or supplements to such Registration Statement or the
prospectus or for additional information; 
 (v) 10b-5 Notification. Promptly notify in writing the
Participating Holders, the sales or placement agent, if any, therefor and the managing underwriter of the securities being sold pursuant to any Registration Statement at any time when a prospectus relating thereto is required to be delivered under
the Securities Act upon discovery that, or upon the happening of any event as a result of which, any prospectus included in such Registration Statement (or amendment or supplement thereto) contains an untrue statement of a material fact or omits to
state any material fact required to be stated therein or necessary to make the statements therein not misleading in light of the circumstances under which they were made, and the Company will promptly prepare a supplement or amendment to such
prospectus and file it with the SEC (in any event no later than ten days following notice of the occurrence of such event to each Participating Holder, the sales or placement agent and the managing underwriter) so that after delivery of such
prospectus, as so amended or supplemented, to the purchasers of such Registrable Securities, such prospectus, as so amended or supplemented, will not contain an untrue statement of a material fact or omit to state any material fact required to be
stated therein or necessary to make the statements 

  
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therein not misleading in light of the circumstances under which they were made; 
 (vi) Notification of Stop Orders; Suspensions of Qualifications and Exemptions. Promptly notify in writing the Participating Holders, the sales or placement agent, if any, therefor and the managing
underwriter of the securities being sold of the issuance by the SEC of (A) any stop order issued or threatened to be issued by the SEC or (B) any notification with respect to the suspension of the qualification or exemption from
qualification of any of the Registrable Securities for sale in any jurisdiction or the initiation or threatening of any proceeding for such purpose and the Company will use reasonable efforts to (x) prevent the issuance of any such stop order,
and in the event of such issuance, to obtain the withdrawal of any such stop order and (y) obtain the withdrawal of any order suspending or preventing the use of any related prospectus or suspending the qualification of any Registrable
Securities included in such Registration Statement for sale in any jurisdiction at the earliest practicable date; 
 (vii) Amendments and Supplements; Acceleration. Prepare and file with the SEC such amendments, including post-effective amendments, as may be necessary to keep each Registration Statement
continuously effective for the applicable time period required hereunder and if applicable, file any Registration Statements pursuant to Rule 462(b) under the Securities Act; cause the related prospectus to be supplemented by any required prospectus
supplement, and as so supplemented to be filed pursuant to Rule 424 (or any similar provisions then in force) promulgated under the Securities Act; and comply with the provisions of the Securities Act and the Exchange Act with respect to the
disposition of all securities covered by such Registration Statement during such period in accordance with the intended methods of disposition by the sellers thereof set forth in such Registration Statement as so amended or in such prospectus as so
supplemented; 
 (viii) Copies. Furnish as promptly as practicable to each Participating Holder copies of
such Registration Statement, supplement or amendment as it is proposed to be filed, and after such filing such number of copies of such Registration Statement, each amendment and supplement thereto (in each case including all exhibits thereto), the
prospectus included in such Registration Statement (including each preliminary prospectus) and such other documents as each such Participating Holder or underwriter may reasonably request; 

(ix) Blue Sky. Use reasonable efforts to, prior to any public offering of the Registrable Securities, register or
qualify (or seek an exemption from registration or qualifications) such Registrable Securities under such other securities or blue sky laws of such jurisdictions as any 

  
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Participating Holder or underwriter may request, and to continue such qualification in effect in each such jurisdiction for as long as is permissible pursuant to the laws of such jurisdiction, or
for as long as a Participating Holder or underwriter requests or until all of such Registrable Securities are sold, whichever is shortest, and do any and all other acts and things which may be reasonably necessary or advisable to enable any
Participating Holder to consummate the disposition in such jurisdictions of the Registrable Securities; 
 (x)
Other Approvals. Use reasonable efforts to obtain all other approvals, consents, exemptions or authorizations from such governmental agencies or authorities as may be necessary to enable the Participating Holders and underwriters to
consummate the disposition of Registrable Securities; 
 (xi) “Cold Comfort” Letter.
Obtain a “cold comfort” letter from the Company’s independent public accountants in customary form and covering such matters of the type customarily covered by “cold comfort” letters as the managing underwriter may
reasonably request, and reasonably satisfactory to a majority in interest of the Participating Holders; 
 (xii)
Legal Opinion. Furnish, at the request of any underwriter of Registrable Securities on the date such securities are delivered to the underwriters for sale pursuant to such registration, an opinion, dated such date, of counsel representing the
Company for the purposes of such registration, addressed to the Holders, and the placement agent or sales agent, if any, thereof and the underwriters, if any, thereof, covering such legal matters with respect to the registration in respect of which
such opinion is being given as such underwriter may reasonably request and as are customarily included in such opinions; 
 (xiii) Certificates, Closing. Provide officers’ certificates and other customary closing documents; 
 (xiv) FINRA. Cooperate with each Participating Holder and each underwriter participating in the disposition of such Registrable Securities and underwriters’ counsel in connection with any
filings required to be made with the FINRA; 
 (xv) Listing. Use reasonable efforts to cause all such
Registrable Securities to be listed on each securities exchange on which similar securities issued by the Company are then listed and if not so listed, to be listed on the over-the-counter system; 

(xvi) Private Sales. Use reasonable efforts to assist a Holder in facilitating private sales of Registrable
Securities by, among 

  
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other things, providing officers’ certificates and other customary closing documents reasonably requested by a Holder; and 

(xvii) Reasonable Efforts. Use reasonable efforts to take all other actions necessary to effect the registration of
the Registrable Securities contemplated hereby. 
 (b) Seller Information. The Company may require each
Participating Holder as to which any registration of such Holder’s Registrable Securities is being effected to furnish to the Company with such information regarding such Participating Holder and such Participating Holder’s method of
distribution of such Registrable Securities as the Company may from time to time reasonably request in writing. 

(c) Notice to Discontinue. Each Participating Holder whose Registrable Securities are covered by a Registration
Statement filed pursuant to this Agreement will, upon receipt of written notice from the Company of the happening of any event of the kind described in Section 1.4(a)(v), forthwith discontinue the disposition of Registrable Securities
until such Participating Holder’s receipt of the copies of the supplemented or amended prospectus contemplated by Section 1.4(a)(v) or until it is advised in writing by the Company that the use of the prospectus may be resumed and
has received copies of any additional or supplemental filings which are incorporated by reference into the prospectus. If the Company will give any such notice, the Company will extend the period during which such Registration Statement is to be
maintained effective by the number of days during the period from and including the date of the giving of such notice pursuant to Section 1.4(a)(v) to and including the date when the Participating Holder will have received the copies of
the supplemented or amended prospectus contemplated by, and meeting the requirements of, Section 1.4(a)(v). 

Section 1.5 Registration Expenses. Except as otherwise provided herein, all Registration Expenses will be borne by the
Company. All Selling Expenses relating to Registrable Securities registered will be borne by the Participating Holders of such Registrable Securities pro rata on the basis of the number of shares so registered. 

Section 1.6 Indemnification 
 (a) Indemnification by the Company. Notwithstanding termination of this Agreement, the Company will indemnify and hold harmless to the fullest extent permitted by law, each Holder, each of its
directors, officers, employees, advisors, agents and general or limited partners (and the directors, officers, employees, advisors and agents thereof), their respective Affiliates and each Person who controls (within the meaning of the Securities
Act or the Exchange Act) any of such Persons, and each underwriter and each Person who controls (within the meaning of the Securities Act or the Exchange Act) any underwriter (collectively, “Holder Indemnified
Parties”) from and against any and all losses, 

  
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claims, damages, expenses (including, without limitation, reasonable costs of investigation and fees, disbursements and other charges of counsel, any amounts paid in settlement effected with the
Company’s consent, which consent will not be unreasonably withheld or delayed and any costs incurred in enforcing the Company’s indemnification obligations hereunder) or other liabilities (collectively,
“Losses”) to which any such Holder Indemnified Party may become subject under the Securities Act, Exchange Act, any other federal law, any state or common law or any rule or regulation promulgated thereunder or
otherwise, insofar as such Losses (or actions or proceedings, whether commenced or threatened, in respect thereof) are resulting from or arising out of or based upon (i) any untrue, or alleged untrue, statement of a material fact contained in
any Registration Statement, prospectus or preliminary prospectus (as amended or supplemented) or any document incorporated by reference in any of the foregoing or resulting from or arising out of or based upon any omission or alleged omission to
state therein a material fact required to be stated therein or necessary to make the statements therein (in the case of a prospectus, in light of the circumstances under which they were made), not misleading or (ii) any violation by the Company
of the Securities Act, Exchange Act, any other federal law, any state or common law or any rule or regulation promulgated thereunder or otherwise incident to any registration, qualification or compliance or (iii) any violation by the Company of
this Agreement, and in any such case, the Company will promptly reimburse each such Holder Indemnified Party for any legal and any other Losses reasonably incurred in connection with investigating, preparing or defending any such claim, loss,
damage, liability, action or investigation or proceeding (collectively, a “Claim”); provided, however, that the liability of the Company under this Section 1.6(a) will be limited to an amount equal
to the sum of the principal amount of the Note plus all accrued unpaid interest earned thereon at the time the Claim was made and the exercise price of the Warrant and that the Company will not be liable to any Holder Indemnified Party for any
Losses that arise out of or are based upon (x) written information provided by a Holder Indemnified Party expressly for use in the Registration Statement or (y) sales of Registrable Securities by a Holder Indemnified Party to a person to
whom there was not sent or given, at or before the written confirmation of such sale, a copy of the prospectus (excluding documents incorporated by reference) or the prospectus as then amended or supplemented (excluding documents incorporated by
reference) if the Company has previously furnished in a timely manner a reasonable number of copies thereof to such Holder Indemnified Party in compliance with this Agreement and the Losses of such Holder Indemnified Party results from an untrue
statement or omission of a material fact contained in such preliminary prospectus which was corrected in the prospectus (or the prospectus as then amended or supplemented). Such indemnity will remain in full force and effect regardless of any
investigation made by or on behalf of the Holder Indemnified Parties and will survive the transfer of Registrable Securities by such Holder Indemnified Parties. 
 (b) Indemnification by Holders. In connection with any proposed registration in which a Holder is participating pursuant to this Agreement, each

  
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such Holder will furnish to the Company in writing such information with respect to such Holder as the Company may reasonably request or as may be required by law for use in connection with any
Registration Statement or prospectus or preliminary prospectus to be used in connection with such registration and each Holder, severally and not jointly, will indemnify and hold harmless the Company, any underwriter retained by the Company and
their respective directors, officers, partners, employees, advisors and agents, their respective Affiliates and each Person who controls (within the meaning of the Securities Act or the Exchange Act) any of such Persons to the same extent as the
foregoing indemnity from the Company to the Holders as set forth in Section 1.6(a) (subject to the exceptions set forth in the foregoing indemnity, the proviso to this sentence and applicable law), but only with respect to any such
information furnished in writing by such Holder expressly for use therein and not with respect to any other Holder or the Company; provided, however, that the liability of any Holder under this Section 1.6(b) will be
limited to the amount of the net proceeds received by such Holder in the offering giving rise to such liability. Such indemnity obligation will remain in full force and effect regardless of any investigation made by or on behalf of the Holder
Indemnified Parties (except as provided above) and will survive the transfer of Registrable Securities by such Holder. 
 (c) Conduct of Indemnification Proceedings. Any Person entitled to indemnification hereunder (the “Indemnified Party”) will give prompt written notice to the
indemnifying party (the “Indemnifying Party”) after the receipt by the Indemnified Party of any written notice of the commencement of any action, suit, proceeding or investigation or threat thereof made in
writing for which the Indemnified Party intends to claim indemnification or contribution pursuant to this Agreement; provided, however, that, the failure so to notify the Indemnifying Party will not relieve the Indemnifying Party of
any liability that it may have to the Indemnified Party hereunder unless and to the extent such Indemnifying Party is materially prejudiced by such failure. If notice of commencement of any such action is given to the Indemnifying Party as above
provided, the Indemnifying Party will be entitled to participate in and, to the extent it may wish, jointly with any other Indemnifying Party similarly notified, to assume the defense of such action at its own expense, with counsel chosen by it and
reasonably satisfactory to such Indemnified Party. The Indemnified Party will have the right to employ separate counsel in any such action and participate in the defense thereof, but the fees and expenses of such counsel will be paid by the
Indemnified Party unless the Indemnifying Party fails to assume the defense of such action with counsel The Indemnifying Party will not have the right to assume the defense of such action on behalf of such Indemnified Party. No Indemnifying Party
will be liable for any settlement entered into without its written consent, which consent will not be unreasonably withheld. No Indemnifying Party will, without the written consent of the Indemnified Party, effect the settlement or compromise of, or
consent to the entry of any judgment with respect to, any pending or threatened action or claim in respect of which indemnification or contribution may be sought hereunder (whether or not the Indemnified Party is an actual or potential party to such
action or claim) unless such settlement, compromise or judgment (A) 

  
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includes an unconditional release of the Indemnified Party from all liability arising out of such action or claim and (B) does not include a statement as to, or an admission of, fault,
culpability or a failure to act by or on behalf of any Indemnified Party. The rights afforded to any Indemnified Party hereunder will be in addition to any rights that such Indemnified Party may have at common law, by separate agreement or
otherwise. 
 (d) Contribution. If the indemnification provided for in this Section 1.6 from
the Indemnifying Party is unavailable or insufficient to hold harmless an Indemnified Party in respect of any Losses referred to herein, then the Indemnifying Party, in lieu of indemnifying the Indemnified Party, will contribute to the amount paid
or payable by the Indemnified Party as a result of such Losses in such proportion as is appropriate to reflect the relative fault of the Indemnifying Party and the Indemnified Party, as well as any other relevant equitable considerations. The
relative faults of the Indemnifying Party and Indemnified Party will be determined by reference to, among other things, whether any action in question, including any untrue or alleged untrue statement of a material fact or omission or alleged
omission to state a material fact, was made by, or relates to information supplied by, such Indemnifying Party or Indemnified Party, and the Indemnifying Party’s and Indemnified Party’s relative intent, knowledge, access to information and
opportunity to correct or prevent such action; provided, however, that the liability of any Holder under this Section 1.6(d) will be limited to the amount of the net proceeds received by such Holder in the offering giving
rise to such liability and the liability of the Company will be limited to an amount as stated in Section 1.6(a). The amount paid or payable by a party as a result of the Losses or other liabilities referred to above will be deemed to
include, subject to the limitations set forth in Sections 1.6(a), 1.8(b) and 1.6(c), any legal or other fees, charges or expenses reasonably incurred by such party in connection with any investigation or proceeding. The Parties
agree that it would not be just and equitable if contribution pursuant to this Section 1.6(d) were determined by pro rata allocation or by any other method of allocation which does not take account of the equitable considerations
referred to in the foregoing. No person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the Securities Act) will be entitled to contribution pursuant to this Section 1.6(d). 

Section 1.7 Rule 144 and Rule 144A; Other Exemptions. With a view to making available to the Holders the benefits of
Rule 144 and Rule 144A promulgated under the Securities Act and other rules and regulations of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration, the Company covenants that it will
(i) file in a timely manner all reports and other documents required to be filed by it under the Securities Act and the Exchange Act and the rules and regulations adopted by the SEC thereunder and (ii) take such further action as each
Holder may reasonably request (including, but not limited to, providing any information necessary to comply with Rule 144 and Rule 144A, if available with respect to resales of the Registrable Securities under the Securities Act), at all times from
and after the date hereof all to the extent required from time to time to enable such Holder to sell Registrable Securities without registration under the Securities Act within the 

  
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 limitation of the exemptions provided by (x) Rule 144 and Rule 144A (if available with respect to
resales of the Registrable Securities) under the Securities Act, as such rules may be amended from time to time or (y) any other rules or regulations now existing or hereafter adopted by the SEC. 

Section 1.8 Certain Limitations On Registration Rights. No Holder may participate in any Registration Statement
hereunder unless such Holder completes and executes all questionnaires and other documents reasonably required and will sell such Holder’s Registrable Securities on the basis provided in any underwriting agreement approved by the Holder or
Holders entitled hereunder to approve such arrangements. Such Holders of Registrable Securities to be sold by such underwriters may, at their option, require that any or all of the representations and warranties by, and the other agreements on the
part of the Company to and for the benefit of such underwriters, will also be made to and for the benefit of such Holders and that any or all of the conditions precedent to the obligations of the underwriters under the underwriting agreement be
conditions precedent to the obligations of the Holders. 
 ARTICLE II. 

GENERAL PROVISIONS 
 Section 2.1 Entire Agreement. This Agreement, together with the Schedules hereto and any certificates, documents, instruments and writings that are delivered pursuant hereto,
constitutes the entire agreement and understanding of the Parties in respect of the subject matter hereof and supersedes all prior understandings, agreements or representations by or among the Parties, written or oral, to the extent they relate in
any way to the subject matter hereof (provided however, that nothing herein shall be deemed to impact the rights and obligations of each party hereto under the Registration Rights Agreement dated January 6, 2010 between the parties hereto).

 Section 2.2 Assignment; Binding Effect. No Party may assign either this Agreement or any of its rights,
interests or obligations hereunder without the prior written approval of the other Party; provided that the rights of a Holder may be transferred or assigned in connection with a transfer of Registrable Securities to the extent that all of the
following additional conditions are satisfied: (a) such transfer or assignment is effected in accordance with applicable securities laws; (b) such transferee or assignee agrees in writing to become subject to the terms of this Agreement;
and (c) the Company is given written notice by such Holder of such transfer or assignment, stating the name and address of the transferee or assignee and identifying the Registrable Securities with respect to which such rights are being
transferred or assigned. All of the terms, agreements, covenants, representations, warranties and conditions of this Agreement are binding upon, and inure to the benefit of and are enforceable by, the Parties and their respective successors and
permitted assigns. 
 Section 2.3 Notices. All notices or other communications to a Party required or
permitted hereunder will be in writing and will be delivered personally or by facsimile (receipt confirmed electronically) to such Party (or, in the case of an entity, to an executive officer of such party) or will be sent by a reputable express
delivery service or by certified mail, postage prepaid with return receipt requested, addressed as follows: 

  
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 If to the Purchaser, to the address set forth on Schedule I. 

 

					
	 If to the Company:
	  		  	
		  	 DayStar Technologies, Inc.
	  	
		  	1010 South Milpitas Boulevard	  	
		  	Milpitas, California 95035	  	
		  	Attn: Magnus Ryde	  	
		  	 Chief Executive Officer
	  	
	 with a copy to:
	  		  	
		  	Greenberg Traurig, LLP	  	
		  	One International Place	  	
		  	Boston, MA 02110	  	
		  	Attn: Stephen T. Adams, Esq.	  	

 Any party may change the above specified recipient and/or mailing address by notice to all other parties given in
the manner herein prescribed. All notices will be deemed given on the day when actually delivered as provided above (if delivered personally or by facsimile, provided that any such facsimile is received during regular business hours at the
recipient’s location) or on the day shown on the return receipt (if delivered by mail or delivery service). 

Section 2.4 Specific Performance; Remedies. Each Party agrees that the other Party would be damaged irreparably if any
provision of this Agreement were not performed in accordance with its specific terms or were otherwise breached. Accordingly, the Parties will be entitled to an injunction or injunctions to prevent breaches of the provisions of this Agreement and to
enforce specifically this Agreement and its provisions in any action or proceeding instituted any court of the United States or any state thereof having jurisdiction over the Parties and the matter, in addition to any other remedy to which they may
be entitled, at law or in equity. Except as expressly provided herein, the rights, obligations and remedies created by this Agreement are cumulative and in addition to any other rights, obligations or remedies otherwise available at law or in
equity. Except as expressly provided herein, nothing herein will be considered an election of remedies. 
 Section 2.5
Governing Law; Waiver of Jury Trial. This Agreement will be governed by and construed under the laws of the State of New York, without giving effect to conflicts of laws principles that would require the application of the laws of any
other jurisdiction. THE PARTIES EACH HEREBY, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, WAIVE THEIR RESPECTIVE RIGHTS TO JURY TRIAL OF ANY DISPUTE BASED UPON OR ARISING OUT OF THIS AGREEMENT OR ANY OTHER AGREEMENTS RELATING HERETO OR ANY
DEALINGS AMONG THEM RELATING TO THE TRANSACTIONS. 
 Section 2.6 Headings. The titles and headings to the
Sections herein are inserted for the convenience of reference only and are not intended to be a part of or to affect the meaning or interpretation of this Agreement. This Agreement will be construed without regard to any

  
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presumption or other rule requiring construction hereof against the party causing this Agreement to be drafted. 
 Section 2.7 Amendments. This Agreement may not be amended or modified without the written consent of the Company and at least a majority in interest of the Holders. 

Section 2.8 Extensions; Waivers. No waiver by any Party of any default, misrepresentation or breach of warranty or
covenant hereunder, whether intentional or not, may be deemed to extend to any prior or subsequent default, misrepresentation or breach of warranty or covenant hereunder or affect in any way any rights arising because of any prior or subsequent such
occurrence. Neither the failure nor any delay on the part of any party to exercise any right or remedy under this Agreement will operate as a waiver thereof, nor will any single or partial exercise of any right or remedy preclude any other or
further exercise of the same or of any other right or remedy. 
 Section 2.9 Severability. The provisions of
this Agreement will be deemed severable and the invalidity or unenforceability of any provision will not affect the validity or enforceability of the other provisions hereof; provided that if any provision of this Agreement, as applied to any party
or to any circumstance, is judicially determined not to be enforceable in accordance with its terms, the Parties agree that the court judicially making such determination may modify the provision in a manner consistent with its objectives such that
it is enforceable, and/or to delete specific words or phrases, and in its modified form, such provision will then be enforceable and will be enforced. 
 Section 2.10 Counterparts. This Agreement may be executed in two or more counterparts, each of which will be deemed an original, but all of which together will constitute one and the
same instrument. 
 Section 2.11 Adjustments for Stock Splits, Etc. Wherever in this Agreement there is a
reference to a specific number of shares of the Company’s capital stock of any class or series, then, upon the occurrence of any subdivision, combination or stock dividend of such class or series of stock, the specific number of shares so
referenced in this Agreement will automatically be proportionally adjusted to reflect the effect of such subdivision, combination or stock dividend on the outstanding shares of such class or series of stock. 

[SIGNATURE PAGE FOLLOWS] 

  
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 IN WITNESS WHEREOF, the Parties have executed this Registration Rights Agreement as of the
date first above written. 
  

									
	COMPANY:	 		 	DAYSTAR TECHNOLOGIES, INC.
					
		 		 		 	By:	 	/s/ Magnus Ryde
		 		 		 	Name:	 	Magnus Ryde
		 		 		 	Title:	 	Chief Executive Officer
				
	PURCHASER:	 		 		 	
				
		 		 		 	/s/ Michael Moretti
		 		 		 	Name: Michael Morettiexhibit_10-1.htm

EXHIBIT 10.1

 

ASSET PURCHASE AGREEMENT

THIS ASSET PURCHASE AGREEMENT (the "Agreement") is entered into as of the 20th day of January, 2011, by and between 0875505 B.C. Ltd., a British Columbia corporation (“SELLER”) and A & J Venture Capital Group, Inc. ("Buyer") with respect to the following:

R E C I T A L S

WHEREAS, Seller holds all right, title and interest in the assets set forth on Schedule A hereto (the “Assets”) commonly referred to as Adiri Assets;

WHEREAS, Buyer desires to purchase from Seller and Seller desires to sell to Buyer for the amount of the Purchase Price, as defined herein, all of Seller’s right, title, and interest in the Assets (the “Acquisition”);

WHEREAS, Buyer and Seller desire to enter into this Agreement to effect the Acquisition;

WHEREAS, in connection with the Acquisition, Buyer and Sellers desire to make certain representations, warranties, covenants and other agreements.

AGREEMENT

NOW, THEREFORE, in consideration of the premises and the mutual representations, warranties, covenants and agreements hereinafter set forth, and for other good and valuable consideration the receipt and sufficiency of which are hereby acknowledged, and upon the terms and subject to the conditions hereinafter set forth, Buyer and Seller hereby agree as follows:

1.           SALE AND PURCHASE OF ASSETS.

1.1     Sale of Assets. On the terms and subject to the conditions of this Agreement and for the Purchase Price set forth herein, Seller hereby agrees at the Closing (as defined below) to sell, convey, assign, transfer and deliver to Buyer, and Buyer hereby agrees to purchase and acquire from Seller, all of Seller’s rights, title and interest in the Assets, free and clear of any debts or encumbrances, except as provided for in Schedule “B”. Seller represents and warrants to Buyer that it has expended no less than US$1,500,000 in acquiring or developing these assets and the parties hereto agree that the value of these assets is no less than $1,500,000.  In addition, Buyer will also receive all cash on hand of Seller, which shall be no less than $100,000, at time of Closing.

 

1.2     Purchase Price. Subject to the terms and conditions of this Agreement, and in full consideration for the Assets, Buyer shall deliver to Seller at the Closing 35,000,000 shares of the Buyer’s common stock, par value $.001, in restricted form.

 

 

  

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1.4           Closing.

1.4.1           Closing Date.  The closing of the purchase and sale of the Assets (the "Closing") shall take place on ___________ ___, 2011 at Buyer’s place of business, or at such place, date and time as Buyer and Seller may agree in writing (the "Closing Date").

1.4.2           Seller’s Deliveries at Closing.  At the Closing, Seller shall deliver, or cause to be delivered, to Buyer at the Seller’s sole cost, in the manner and form, and to the locations, reasonably specified by Buyer:

(a)           An executed Bill of Sale (the "Bill of Sale") for the Assets substantially in the form of Exhibit C;

(b)           Certified resolutions of Seller authorizing consummation of the transactions contemplated by this Agreement; and

(c)           Such other duly executed, good and sufficient instruments of sale, conveyance, assignment or transfer, in form and substance reasonably acceptable to Buyer's counsel, executed by Seller, reasonably necessary so as to vest in Buyer good and valid title in and to the  acquired Assets (including, with respect to any Assets located or to be located in any jurisdiction, one or more bills of sale or similar conveyance documents as may be required under the law of the applicable jurisdiction to validly convey, assign, and transfer such Assets.)

 

(d)           Simultaneously with such deliveries, Seller shall take such steps as are necessary to put Buyer in actual possession and control of the Assets.

1.4.3           Buyer's Deliveries at Closing.  At the Closing, Buyer shall deliver or cause to be delivered to Sellers the Purchase Price against delivery of the items specified in Section 1.4.2. Specifically, with regard to the Shares to be issued:

(a)           Seller understands that the Shares have not been, and will not be, registered under the Securities Act, by reason of a specific exemption from the registration provisions of the Securities Act which depends upon, among other things, the bona fide nature of the investment intent and the accuracy of Seller’s representations as expressed herein.  Seller understands that the Shares are “restricted securities” under applicable U.S. federal and state securities laws and that, pursuant to these laws, Seller must hold the Shares indefinitely unless they are registered with the Securities and Exchange Commission and qualified by state authorities, or an exemption from such registration and qualification requirements is available.  Seller acknowledges that Buyer has no obligation to register or qualify the Shares for resale.  Seller further acknowledges that if an exemption from registration or qualification is available, it may be conditioned on various requirements including, but not limited to, the time and manner of sale, the holding period for the Shares, and on requirements relating to Buyer which are outside of Seller’s control, and which Buyer is under no obligation and may not be able to satisfy.

 

  

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(b)           Seller further understands that the Shares and any securities issued in respect of or in exchange for the Shares, will bear the following legend:

“THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF.  NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933.”

1.5           Post-Closing Obligations.

1.5.1           Name Change and other Corporate Changes.  Buyer will use its best effort to cause its name to be changed to “Reliabrand Inc.”, implement its previously approved reverse stock split and cause its Articles of Incorporation to be amended, all as more particularly described in Buyer’s Preliminary 14C as filed with the Securities and Exchange Commission on November 19, 2010.  All Shares to be issued hereunder shall be post-split shares after the implementation of the hundred-for-one reverse stock split.

 

2.           REPRESENTATIONS AND WARRANTIES OF SELLER.

Seller hereby represents and warrants to Buyer as follows.

2.1           Organization. Seller is duly organized, validly existing and in good standing under the laws of British Columbia, Canada. Seller has all requisite power to own and use the properties owned and used by it and to carry on its business as currently conducted.  Seller has delivered a true, correct and complete copy of its Articles of Incorporation, as amended to date and in full force and effect on the date hereof, or of any other document legally governing the operation of its business, to Buyer. The operations now being conducted by Seller relating to its business or the Assets have not now and have never been conducted under any other name. Seller is not in violation of any of the provisions of its Articles of Incorporation or other governing document.

2.2           Authorization. Seller has all requisite power and authority to enter into this Agreement and to consummate the transactions contemplated hereby and thereby. The execution and delivery of this Agreement and the consummation of the transactions contemplated hereby and thereby have been duly authorized by all necessary action on the part of Seller, and no further action is required on the part of Seller or its stockholders, if any, to approve, adopt or authorize this Agreement, or any of the transactions contemplated hereby. This Agreement has been duly executed and delivered by Seller and, assuming the due authorization, execution and delivery by Buyer, constitutes a valid and binding obligation of Seller, enforceable against Seller in accordance with its terms.

2.3           Noncontravention.

  

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(a)           The execution and delivery of this Agreement does not, and the consummation of the transactions contemplated hereby will not, (i) conflict with any provision of Seller’s Articles of Incorporation or other governing document, (ii) conflict with, or result in (with or without notice or lapse of time or both) any violation of, or default under, or give rise to a right of termination, cancellation, modification or acceleration of any obligation or loss of any benefit (any such event, a "Conflict") under  any material contract to which Seller is a party or applicable to Seller or to the Assets, or (iii) violate any judgment, order, decree, statute, law, ordinance, rule or regulation applicable to Seller’s business or the Assets.

(b)           The execution and delivery of this Agreement, and the consummation of the transactions contemplated hereby, does not require any notice under any existing contract of Seller.

2.4           Consents.  No consent, waiver, approval, order or authorization of, or registration, declaration or filing with, any governmental entity or any third party is required by, or with respect to, Seller in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.

2.5           Absence of Certain Changes or Events. As of the date hereof, there has not been, occurred or arisen:

(a)           The commencement, settlement or notice, or, to Seller’s knowledge, threat, of any lawsuit, proceeding or other investigation against Seller related to its business or the Assets, or any reasonable basis for any of the foregoing;

(b)           Waiver or release of any right or claim of Seller related to Seller’s business or the Assets;

2.6           Brokers' and Finders' Fees.  Buyer has no liability or obligation to pay any fees or commissions to any broker or finder with respect to the transactions contemplated hereby for which Buyer could become liable or obligated. Seller will indemnify and hold Buyer harmless against all claims for brokers'  finders' fees made or asserted by any party claiming to have been employed by Seller or any shareholder, director, officer, employee or agent of Seller and all costs and expenses (including the reasonable fees of counsel) of investigating and defending such claims.

2.7           Compliance with Laws. Seller is in compliance with all applicable foreign, federal, state or local statutes, laws and regulations with respect to the conduct or operation of Seller’s business and the Assets.

2.8           Title to Property; Condition of Property; Absence of Liens. Seller has good and valid title to, and is the true and lawful owner of, the Assets and has all necessary power and authority to transfer the Assets to Buyer free and clear of all liens, pledges, charges, mortgages, easements, security interests, equities, rights of way, covenants, restrictions, claims or other encumbrance of any kind whatsoever (any of which, a “Lien”), other than Liens for taxes not yet due and payables. The Assets are in good operating condition and repair, normal wear and tear excepted, and are otherwise suitable for the conduct of Seller’s business as it is currently conducted.

 

 

  

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2.9           Restrictions on Business Activities. There is no agreement (not to compete or otherwise), commitment, judgment, injunction, order or decree relating to Seller’s business or the Assets or otherwise binding upon Seller’s business or the Assets which has or may have the effect of prohibiting or impairing any practice of Seller’s business, or any acquisition of property by Buyer in connection with the operation or use of the Assets.  Seller has not entered into nor is bound by any agreement which places any restrictions upon Seller, or which, after the Closing, would place any restrictions upon Buyer, with respect to selling or providing services to customers or potential customers or any class of customers, in any geographic area, during any period of time or in any segment of the market.

2.10           Absence of Powers of Attorney.  There are no outstanding powers of attorney executed on behalf of Seller affecting Seller’s business or the Assets.

2.11           Bulk Transfer Laws. There are no current or past creditors of Seller to whom any law, rule or regulation requires the delivery of notice or from whom any form of consent is required in conjunction with undertaking the transactions contemplated by this Agreement.

2.12           Complete Copies of Materials. Seller has delivered true and complete copies of each existing document that has been requested by Buyer or its counsel in connection with this Agreement or the transactions contemplated hereby.

2.13           Representations Complete.  To the knowledge of Seller, none of the representations or warranties made by Seller, nor any statement made in any Exhibit, schedule, certificate or instrument furnished by Seller pursuant to this Agreement contains any untrue statement of a material fact, or omits to state any material fact necessary in order to make the statements contained herein or therein, in light of the circumstances under which made, not misleading.

2.14           Confidentiality, Non Competition.  Seller acknowledge that: (i) the business of Buyer and Seller is intensely competitive and that Seller possess knowledge of confidential information of Seller, including, but not limited to, the manner in which services are performed or offered to be performed for customers, the service needs of actual or prospective customers, pricing information, information concerning the creation, acquisition or disposition of products and services, personnel information and other trade secrets, in each case to the extent not available from public sources or already in the public domain (the "Confidential Information"); (ii) the direct and indirect disclosure of any such Confidential Information would place Buyer at a competitive disadvantage and would do damage, monetary or otherwise, to Buyer's business; (iii) the Confidential Information constitutes a trade secret of Seller that is being acquired by Buyer; (iv) the engaging by Seller in any of the activities prohibited by this Section 2.14 may constitute improper misappropriation and/or use of such information and trade secrets; and (v) Seller agreement to this confidentiality and non-competition provision is a material inducement for Buyer to enter into its agreement to purchase the assets of Seller. Accordingly, Buyer and Seller agree as follows:

 

 

  

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(a)           For purposes of this Section 2.14, Buyer shall be construed to include Buyer and its parents, subsidiaries and affiliates.

(b)           Seller shall not, directly or indirectly, whether individually, as a director, stockholder, owner, partner, employee, principal or agent of any business, or in any other capacity, make known, disclose, furnish, make available or utilize any of the Confidential Information, unless and until such Confidential Information shall become general public knowledge through no fault of Seller.  Seller agrees to return all Confidential Information in its possession, including all photocopies, extracts and summaries thereof, and any such information stored electronically on tapes, computer disks or in any other manner to Buyer at any time upon request by Buyer.

(c)           Seller shall not for a period of five years from and after the Closing Date, directly or indirectly, for his or its benefit or for the benefit of any other person, firm or entity, do any of the following:

(i)           Operate or participate, either directly or indirectly, whether individually, as a director, stockholder, owner, partner, employee, principal or agent, any business within one hundred miles of the principle business address of Buyer that is in “Competition” with Buyer.  For purposes of this Agreement, “Competition with Buyer” shall mean engaging in, or otherwise directly or indirectly being employed by or acting as a consultant or lender to, or being a director, officer, employee, principal, agent, stockholder, member, owner or partner of, or permitting his or its name to be used in connection with the activities of any other LIKE business or organization which competes, directly or indirectly, with the business of Buyer as the same shall be constituted as of the Closing Date.

 

 

(ii)           Solicit from any customer doing business with Seller or Buyer as of the Closing Date, business of the same or of a similar nature to the business of Seller or Buyer with such customer;

(iii)           Solicit from any known potential customer of Buyer or Seller business of the same or of a similar nature to that which has been the subject of a known written or oral bid, offer or proposal by Buyer or Seller, or of substantial preparation with a view to making such a bid, proposal or offer, within six (6) months prior to the Closing Date;

(iv)           Solicit the employment or services of, or hire, any person who was known to be employed by or was a known consultant to Buyer or Seller as of the Closing Date or within six (6) months prior thereto; or

(v)           Otherwise interfere with the business or accounts of Buyer from and after the Closing Date.

(d)           Seller acknowledges that the foregoing non-competition agreement is of a special and unique character, which gives this Agreement a peculiar value to Buyer, the loss of which may not be reasonably or adequately compensated for by damages in an action at law, and that a material breach or threatened breach by Seller of any of the provisions contained in this Section 2.14 will cause Buyer irreparable injury.  Seller therefore agree that Buyer shall be entitled, in addition to any other right or remedy, to a temporary, preliminary and permanent injunction, without the necessity of proving the inadequacy of monetary damages or the posting of any bond or security, enjoining or restraining Seller from any such violation or threatened violations.

 

 

  

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(e)           Seller further acknowledges and agrees that due to the uniqueness of the confidential information it will possess, the covenants set forth in this Section 2.14 are reasonable and necessary for the protection of the business and goodwill of Buyer.

2.15           Seller shall be responsible and shall indemnify Buyer for any and all Sales tax, Worker’s Compensation, Liability insurance obligations and any other liabilities accrued and or/collected and owed in connection with all operations of the Seller’s business which is the subject of the asset sale herein up to noon on the closing date.

 

3.           REPRESENTATIONS AND WARRANTIES OF BUYER.

Buyer hereby represents and warrants to Seller that:

3.1           Organization. Buyer is incorporating a duly organized, validly existing and in good standing Business entity under the laws of Nevada.  Buyer has all requisite power to own and use the properties owned and used by said entity and to carry on its business as currently conducted. Buyer is not in violation of any of the provisions of its Articles of Incorporation or other governing document. Buyer has full authority to bind said business entity and shall personally guarantee any and all agreements made in advance of the formal creation of said entity.

3.2           Authorization. Buyer has all requisite power and authority to enter into this Agreement and to consummate the transactions contemplated hereby and thereby. The execution and delivery of this Agreement and the consummation of the transactions contemplated hereby and thereby have been duly authorized by all necessary action on the part of Buyer, and no further action is required on the part of Buyer or its stockholders, if any, to approve, adopt or authorize this Agreement, or any of the transactions contemplated hereby. This Agreement has been duly executed and delivered by Buyer and, assuming the due authorization, execution and delivery by Seller, constitutes a valid and binding obligation of Buyer, enforceable against Buyer in accordance with its terms.

3.3           Non-contravention.

(a)           The execution and delivery of this Agreement does not, and the consummation of the transactions contemplated hereby will not, (i) conflict with any provision of Buyer’s Articles of Incorporation or other governing document, (ii) conflict with, or result in (with or without notice or lapse of time or both) any violation of, or default under, or give rise to a right of termination, cancellation, modification or acceleration of any obligation or loss of any benefit (any such event, a "Conflict") under  any material contract to which Buyer is a party or applicable to Buyer, or (iii) violate any judgment, order, decree, statute, law, ordinance, rule or regulation applicable to Buyer’s business.

  

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(b)           The execution and delivery of this Agreement, and the consummation of the transactions contemplated hereby, does not require any notice under any existing contract of Buyer.

3.4           Consents.  No consent, waiver, approval, order or authorization of, or registration, declaration or filing with, any governmental entity or any third party is required by, or with respect to, Buyer in connection with the execution and delivery of this Agreement or the consummation of the transactions contemplated hereby.

 

4.           COVENANTS AND AGREEMENTS

4.1           Conduct of Seller Prior to the Closing. Between the date of this Agreement and the Closing, unless otherwise agreed in writing by Buyer, Seller will not enter into any contract or agreement relating to the Assets.

4.2           Notice of Certain Events. Buyer and Seller shall give prompt notice to the other of: (a) the occurrence or non-occurrence of any event, the occurrence or non-occurrence of which is likely to cause any representation or warranty of such party contained in this Agreement to be untrue or inaccurate at or prior to the Closing, and (b) any failure of such party to comply with or satisfy any covenant, condition or agreement to be complied with or satisfied by it hereunder. Notwithstanding anything in the immediately preceding sentence to the contrary, the delivery of any notice pursuant to this Section 4.2 shall not (i) limit or otherwise affect any remedies available to the party receiving such notice or (ii) constitute an acknowledgment or admission of a breach of this Agreement. No disclosure by any party pursuant to this Section 4.2 shall be deemed to prevent or cure any misrepresentation, breach of warranty or breach of covenant.

4.3           Reasonable Efforts. Subject to the terms and conditions provided in this Agreement, the parties shall use commercially reasonable efforts to promptly take, or cause to be taken, all actions, and to do promptly, or cause to be done, all things necessary, proper or advisable under applicable laws and regulations to consummate and effectuate the transactions contemplated  hereby, to obtain all necessary waivers, consents and approvals and to effect all necessary registrations and filings and to remove any injunctions or other impediments or delays, legal or otherwise, in order to consummate and effectuate the transactions contemplated by this Agreement for the purpose of securing to the parties hereto the benefits contemplated by this Agreement.

4.4           Additional Documents, Further Assurances and Cooperation; Power of Attorney.

(a)           Each party, at the request of the other party, shall execute and deliver such other instruments and do and perform such other acts and things as may be reasonably necessary to effect the consummation of this Agreement and the transactions contemplated hereby.  After the Closing, each party will use its reasonable efforts to cooperate to execute such applications, specifications, oaths, assignments and other instruments, and take such other reasonable actions, which are necessary to apply for or perfect the other party's interest (i) in the case of Sellers, in the Purchase Price and (ii) in the case of Buyer, in the Assets.

  

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(b)           Effective at the Closing, Seller hereby constitutes and appoints Buyer the true and lawful attorney of Seller, with full power of substitution, in the name of Seller or Buyer, but on behalf of and for the benefit of Buyer and at Seller’s cost and expense: (i) to demand and receive from time to time any and all of the Assets and to make endorsements and give receipts and releases for and in respect of the same and any part thereof; (ii) to institute, prosecute and settle any and all actions or proceedings that Buyer may deem proper in order to collect, assert or enforce any claim, right or title of any kind in or to the Assets; (iii) to defend or settle any or all actions proceedings in respect of any of the Assets; and (iv) to do all such acts and things in relation to the matters set forth in the preceding clauses (i) through (iii) as Buyer shall deem necessary or desirable. Seller hereby acknowledges that the appointment hereby made and the powers hereby granted are coupled with an interest and are not and shall not be revocable by it in any manner or for any reason. Seller shall deliver to Buyer at the Closing an acknowledged power of attorney to the foregoing effect executed by Seller.

4.5           Transfer Taxes. Buyer shall each pay 100% of the Transfer Taxes imposed or levied by reason of, in connection with or attributable to, this Agreement or the transactions contemplated hereby. Buyer will remit the Transfer Taxes to Seller upon the later to occur of the Closing or the mutual determination of the amount of Transfer Taxes due and payable in connection with or attributable to, this Agreement or the transactions contemplated hereby. The parties shall cooperate with each other to the extent reasonably requested and legally permitted to minimize any such Transfer Taxes.  As used herein, "Transfer Taxes" shall mean all sales, use, value-added, gross receipts, excise, registration, stamp, duty, transfer and other similar taxes and governmental fees.

 

5.           CONDITIONS TO THE CLOSING

5.1           Conditions to Each Party's Obligation. The respective obligations of Buyer and Seller to effect the Acquisition shall be subject to the satisfaction at or prior to the Closing of the following conditions:

(a)           No Injunctions or Restraints. No temporary restraining order, preliminary or permanent injunction or other order issued by any court of competent jurisdiction or other legal restraint or prohibition preventing the consummation of the Acquisition shall be in effect, nor shall any proceeding brought by an administrative agency or commission or other governmental entity seeking any of the foregoing be pending.

(b)           No Order. No governmental entity shall have enacted, issued, promulgated, enforced or enacted any statute, rule, regulation, executive order, decree, injunction or other order (whether temporary, preliminary or permanent) which is in effect and which has the effect of making the Acquisition or the other transactions  contemplated by this Agreement illegal or otherwise prohibit the consummation of any of the foregoing.

(c)           Authority Relating to this Agreement.  All corporate and other proceedings required to be taken by or on behalf of Buyer and Seller to authorize the execution, delivery and carrying out of this Agreement and to sell, transfer and deliver the Assets to Buyer and to purchase and accept the Assets from Seller in accordance with this Agreement shall have been duly and properly taken.

 

  

9

  

(d)           Consents.  Seller and Buyer shall have received all permits and authorizations necessary for the execution of this Agreement, the transfer of the Assets to Buyer, and the consummation of the transactions contemplated by this Agreement.

 

 

5.2           Condition to Buyer's Obligation. The obligation of Buyer to effect the transactions contemplated hereby shall be subject to the satisfaction at or prior to the Closing of each of the following conditions, any of which may be waived, in writing, exclusively by Buyer:

(a)           Representations and Warranties. The representations and warranties of Seller in this Agreement shall have been true and correct on the date of this Agreement and shall have been true and correct in all material respects on and as of the Closing.

(b)           Covenants. Seller shall have performed and complied in all material respects with all covenants and obligations under this Agreement required to be performed and complied with by Seller as of or prior to the Closing.

(c)           Litigation. There shall be no material action, suit, proceeding, arbitration, or governmental or regulatory investigation or audit of any nature pending or threatened against (i) Seller, its properties or any of its officers or directors arising out of, or in any way connected with, the transactions contemplated hereby, or (ii) Seller’s business or Assets.

(d)           Third Party Consents. Buyer shall have received all consents, waivers, approvals, and assignments necessary to effect the Acquisition.

(e)           Delivery of Records.  Buyer’s inspection of, and reasonable satisfaction with, the assets, financial and other records, contracts, and leases of the business which shall promptly be made available for Buyer’s inspection.

(f)           Release of Liens. Buyer shall have received from Seller a duly and validly executed copy of all agreements, instruments, certificates and other documents, in form and substance reasonably satisfactory to Buyer, that are necessary or appropriate to evidence the release of all Liens, if any, on the Assets.

(g)      No Material Adverse Effect. There shall not have occurred any event or condition of any character that has had or is reasonably likely to have a Material Adverse Effect. "Material Adverse Effect" shall mean any change, event or effect that has been or is reasonably expected to be materially adverse  to (i) the Assets, (ii) the Seller’s business or its condition (financial or otherwise) or operations, or (iii) the Seller’s ability to consummate the transactions contemplated hereby.

(h)      Certificate of Seller. Buyer shall have received a certificate, validly executed by an executive officer of Seller for and on its behalf, to the effect that:

(i)           All representations and warranties made by Seller in this Agreement were true and correct on the date of this Agreement and are true and correct in all material respects on and as of the Closing.

 

  

10

  

(ii)           All covenants and obligations under this Agreement to be performed or complied with by Seller on or prior to the Closing have been so performed or complied with in all material respects; and

(iii)           The conditions to the obligations of Buyer set forth in this Section 5.2 have been satisfied (unless otherwise waived in accordance with the terms of this Agreement).

5.3           Condition to Seller’s Obligation. The obligation of Seller to effect the transactions contemplated hereby shall be subject to the satisfaction at or prior to the Closing of each of the following conditions, any of which may be waived, in writing, exclusively by Seller:

(a)           Representations and Warranties. The representations and warranties of Buyer in this Agreement shall have been true and correct on the date of this Agreement and shall have been true and correct in all material respects on and as of the Closing.

(b)           Covenants. Buyer shall have performed and complied in all material respects with all covenants and obligations under this Agreement required to be performed and complied with by Buyer as of or prior to the Closing.

(c)           Certificate of Buyer. Seller shall have received a certificate, validly executed by an executive officer of Buyer for and on its behalf, to the effect that:

(i)           All representations and warranties made by Buyer in this Agreement were true and correct on the date of this Agreement and are true and correct in all material respects on and as of the Closing.

(ii)           All covenants and obligations under this Agreement to be performed or complied with by Buyer on or prior to the Closing have been so performed or complied with in all material respects; and

(iii)           The conditions to the obligations of Seller set forth in this Section 5.3 have been satisfied (unless otherwise waived in accordance with the terms of this Agreement).

 

6.           INDEMNIFICATION

6.1           Indemnification. Seller agrees to indemnify and hold the Buyer harmless against all losses incurred, accrued or sustained by the Buyer, directly or indirectly, as a result of (a) any breach of a representation or warranty of Seller contained in this Agreement or in any certificate, instrument, or other document delivered pursuant to this Agreement, (b) any failure by Seller to perform or comply with any covenant applicable to it contained in this Agreement, or (c) Seller’s failure to deliver to Buyer any of the Assets.

  

11

  

 

7.           TERMINATION, AMENDMENT AND WAIVER

7.1           Termination.  In accordance with the procedure set forth in Section 7.2, this Agreement may be terminated and the Acquisition abandoned at any time prior to the Closing:

 

(a)           By the mutual written agreement of the parties;

(b)           By Buyer, if it is not in material breach of its obligations under this Agreement and there has been a breach of any representation, warranty, covenant or agreement contained in this Agreement on the part of Seller or if any of the conditions to closing applicable to Buyer have not been satisfied as of the Closing Date; or

(c)           By Seller, if it is not in material breach of its obligations under this Agreement and there has been a breach of any representation, warranty, covenant or agreement contained in this Agreement on the part of Buyer or if any of the conditions to closing applicable to Seller have not been satisfied as of the Closing Date.

7.2           Procedure for and Effect of Termination.

(a)           In the event of the termination of this Agreement by any of the parties in accordance with Section 7.1, written notice to the non-terminating party shall be given by the terminating party in accordance with Section 8.1.

(b)           In the event of the termination of this Agreement as provided in Section 7.1, this Agreement shall forthwith become void and there shall be no liability or obligation on the part of Buyer or Seller, or their respective officers, directors or stockholders, provided that each Party shall remain liable for any fraud, intentional misrepresentation or willful or intentional breach of this Agreement prior to its termination, and provided further that in the event of a termination of this Agreement for any reason other than the default of Buyer, Seller shall remain obligated for the return of the deposit provided by Buyer pursuant to Paragraph 1.2 above.

7.3           Amendment. This Agreement may be amended by the parties only by the execution and delivery of an instrument in writing signed on behalf of both parties.

7.4           Extension; Waiver. At any time prior to the Closing, Buyer, on the one hand, and Seller, on the other hand, may, to the extent legally allowed, (a) extend the time for the performance of any of the obligations of the other party, (b) waive any inaccuracies in the representations or warranties made to such party contained herein or in any certificate, instrument or other document delivered pursuant the this Agreement, on or prior to the Closing Date, (c) waive compliance with any of the agreements or conditions for the benefit of such party contained herein and (d) waive any conditions to the Closing contained herein. No such waiver shall operate as a waiver of any further or other inaccuracies or breaches. Any agreement on the part of a party to any such extension or waiver shall be valid only if set forth in a written instrument and signed and delivered on behalf of such party.

  

12

  

 

8.           MISCELLANEOUS

8.1           Notices. All notices and other communications hereunder shall be in writing and shall be deemed given if delivered personally or by pre-paid overnight or same-day commercial messenger or courier service, or mailed by registered or certified mail (return receipt requested) or sent via facsimile (with acknowledgment of complete transmission) to the parties at the following addresses (or at such other address for a party as shall be specified by like notice):

(a)           if to Buyer, to:

A & J VENTURE CAPITAL GROUP, INC.

Attn: Antal Markus, CEO

23890 Copper Hill Drive #206

With a copy to (which shall not constitute notice):

Claudia J. McDowell, Esq.

McDowell Odom LLP

28212 Kelly Johnson Parkway Suite 110

Valencia CA 91355

	
  

	
(b)

	
if to Seller, to:

 

0875505 B.C. LTD.

Attn: Gerry Dalen and Chris Kutschera

1659 Lindsay Drive, Kelowna B.C.

V1V 2P7

 

All such notices, requests and other communications will (a) if delivered personally to the address as provided in this Section 8.1, be deemed given upon delivery, (b) if delivered by facsimile transmission to the facsimile number as provided for in this Section 8.1, be deemed given upon facsimile confirmation, and (c) if delivered by messenger or courier to the address as provided in this Section 8.1, be deemed given on the earlier of the first business day following the date sent by such messenger or courier or upon receipt (in each case regardless of whether such notice, request or other communication is received by any other person to whom a copy of such notice is to be delivered pursuant to this Section 8.1). Any party from time to time may change its address, facsimile number or other information for the purpose of notices to that party by giving notice specifying such change to the other parties hereto.

8.2           Entire Agreement. This Agreement, the Exhibits and the documents and instruments and other agreements among the parties referenced herein or therein constitute the entire agreement among the parties with respect to the subject matter hereof and thereof and supersede all prior agreements and understandings, both written and oral, among the parties with respect to the subject matter hereof and thereof.

  

13

  

 

8.3           No Third Party Beneficiaries. This Agreement is solely for the benefit of (a) Buyer and its successors and permitted assigns with respect to the obligations of Seller under this Agreement and (b) Seller and their successors and permitted assigns with respect to the obligations of Buyer under this Agreement. This Agreement shall not be deemed to confer upon or give to any other third party any remedy, claim, right to reimbursement, cause of action or other right, unless expressly provided for in this Agreement.

8.4           Headings. The headings and table of contents used in this Agreement have been inserted for convenience of reference only and do not define, limit, describe, explain, modify, amplify or add to the interpretation, construction or meaning of any provision of, or scope or intent of, this Agreement nor in any way effect this Agreement.

8.5           Severability. In the event that any provision of this Agreement or the application thereof, becomes or is declared by a court of competent jurisdiction to be illegal, void or unenforceable, the remainder of this Agreement will continue in full force and effect and the application of such provision to other persons or circumstances will be interpreted so as reasonably to effect the intent of the parties. The parties further agree to replace such void or unenforceable provision of this Agreement with a valid and enforceable provision that will achieve, to the extent possible, the economic, business and other purposes of such void or unenforceable provision.

8.6           Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of Nevada without regard to the conflict of law provisions thereof. If a dispute arises with respect to this Agreement, or otherwise between the parties, each party agrees to attempt to resolve the dispute first by mediation and thereafter by arbitration before a single arbitrator in accordance with the rules of JAMS/Endispute.  Any mediation or arbitration shall take place in Las Vegas, Nevada unless the parties otherwise agree in writing. In any arbitration, the arbitrator shall have the right to award reasonably incurred attorneys' fees and expenses relating to the dispute to the prevailing party.

8.7           Consent to Jurisdiction. Each of the parties hereto hereby irrevocably and unconditionally submits, for itself and its property, to the jurisdiction of any Nevada state court, or Federal court of the United States of America, sitting in Clark County, Nevada, and any appellate court from any thereof, in any action or proceeding arising out of or relating to this Agreement or the agreements delivered in connection herewith or the transactions contemplated hereby or thereby or for recognition or enforcement of any judgment relating thereto.

8.8           Waiver of Jury Trial. EACH OF BUYER AND SELLER HEREBY IRREVOCABLY WAIVE ALL RIGHT TO TRIAL BY JURY IN ANY ACTION,  ROCEEDING OR COUNTERCLAIM (WHETHER BASED ON CONTRACT, TORT  OR OTHERWISE) ARISING OUT OF OR RELATING TO THIS AGREEMENT OR THE ACTIONS OF BUYER OR SELLERS IN THE NEGOTIATION,  ADMINISTRATION, PERFORMANCE AND ENFORCEMENT THEREOF, INCLUDING THE REPUDIATION OF THIS AGREEMENT.

 

  

14

  

 

8.9           Assignment. No party may assign or delegate either this Agreement or any of its rights, interests, or obligations hereunder without the prior written approval of the other party. Subject to the immediately preceding sentence, this Agreement shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and permitted assigns.

8.10           Counterparts. This Agreement may be executed in one or more counterparts, all of which shall be considered one and the same agreement and shall become effective when one or more counterparts have been signed by each of the Parties and delivered to the other Party, it being understood that all Parties need not sign the same counterpart.

8.11           Fees and Expenses. Subject to Section 6.1 all fees, costs and expenses incurred by a party in connection with this Agreement and the transactions contemplated hereby shall be paid by the party incurring such fees, costs and expenses, including fees, costs and expenses of any broker, finder, attorney or other similar agent.

8.12           Specific Performance. The parties agree that irreparable damage would occur in the event that any of the provisions of this Agreement were not performed in accordance with their specific terms or were otherwise breached. It is accordingly agreed that the parties shall be entitled to an injunction or injunctions to prevent breaches of this Agreement and to enforce specifically the terms and provisions hereof in any court of the United States or any state having jurisdiction, this being in addition to any other remedy to which they are entitled at law or in equity.

8.13           Exhibits and Schedules. The Exhibits and Schedules to this Agreement form an integral part of this Agreement and are hereby incorporated by reference into this Agreement wherever reference is made to them to the same extent as if they were set out in full.

8.14           Other Remedies. Except as otherwise provided herein, any and all remedies herein expressly conferred upon a party will be deemed cumulative with and not exclusive of any other remedy conferred hereby, or by law or equity upon such party, and the exercise by a party of any one remedy will not preclude the exercise of any other remedy.

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the day and year first above written.

 

 

 

  

15

  

Seller:

0875505 B.C. LTD.

By: /s/  Gerry Dalen                                           

Gerry Dalen, __________________

By: /s/  Chris Kutschera                                    

Chris Kutschera,   Jan 20th 2011          

 

 

Buyer:

A& J VENTURE CAPITAL GROUP, INC.

By: /s/ Antal Markus                                           

Antal Markus, CEO

  

16

  

SCHEDULE “A”

ASSETS BEING ACQUIRED

1.           $6000 worth of Baby Pacifiers purchased from HSM Idea TV.

2.           $100,000 product development contract with PlastiPure Incorporated.

3.           $30,000 interest bearing note with Water Geeks Laboratories Inc.

4.           $100,000 cash held on account.

5.           $8159.20 resins purchased from PlastiPure Incorporated.

6.           All Patents and Trademarks listed on the following 7 pages named Schedule “A”.

 

 

 

 

 

 

  

A-1

  

SCHEDULE A

 

(Patents and Tademarks)

 

 

	
 

ADIRI, INC.

PATENTS

 

	  
	
Docket Number

	
Country

	
App. Number

	
Patent No.

	
Title

	
ADI-D101

	
US

	
29/782,232

	
D576735

	
Petal Vent for a Baby Bottle

	
ADI-D102

	
US

	
29/322,723

	
n/a

	
Baby Bottle

	  	  	  	  	  
	  	  	  	  	  
	
Utility patent matters

	  	  	  	  
	
AD1-10231-36811

	
US

	
07/814,565

	
5,690,679

	
Infant Feeding Container

	
ADI-10231-36811-IP

	
US

	
08/974,718

	
5,993,479

	
Infant Feeding Container

	
ADI-10231-36811- 1 P-PCT

	
PCT

	
PCT/US99/05611

	
n a

	
Infant Feeding Container

	
ADI-10231-36811- 1 P-CA

	
CA

	
2,367,458

	
n/a

	
Infant Feeding Container

	
ADI-10231-3681 1- 1 P-EP

	
EP

	
99 912 528.9

	
n/a

	
Infant Feeding Container

	
n/a

	
US

	
09/410,906

	
6,343,704

	
Infant Feeding Nipple

	
ADI-P101

	
US

	
11/539,572

	
7,600,647

	
Infant Feeding Container

	
AD1-P101-PCT

	
PCT

	
PCT/US07/80123

	
n/a

	
Infant Feeding Container

	
ADI-P101-A U

	
AU

	
2007307939

	
n/a

	
Infant Feeding Container

	
ADI-P101-BR

	
BR

	
awaiting receipt

	
n/a

	
Infant Feeding Container

	
ADI-P101-CA

	
Canda

	
awaiting receipt

	
n/a

	
Infant Feeding Container

	
AD1-P101-CN

	
CN

	
200780037457.80

	
n/a

	
Infant Feeding Container

	
ADI-P101-CO

	
CO

	
n/a

	
n/a

	
Infant Feeding Container

	
ADI-P101-EP

	
EP

	
7843629.2

	
n/a

	
Infant Feeding Container

	
ADI-P101-IL

	
IL

	
197919

	
n/a

	
Infant Feeding Container

	
ADI-P101-KR

	
KR

	
2009-7008983

	
n/a

	
Infant Feeding Container

 

 

 

  

A-2

  

 

 

	
AD1-P101-NZ

	
NZ

	
576475

	
lila

	
Infant Feeding Container

	
ADI-P101-RU

	
RU

	
2009117186

	
n/a

	
Infant Feeding Container

	
ADI-P101-ZA

	
ZA

	
2009/02878

	
n/a

	
Infant Feeding Container

	
ADI-P101-1C

	
US

	
12/572,470

	
n/a

	
Infant Feeding Container

	
ADI-P102

	
US

	
12/478,695

	
n/a

	
Modular and Natural Infant Feeding Container

	
ADI-P 103

	
US

	
12/478,698

	
n/a

	
Cap for Sealing Nipple

 

 

 

 

 

 

 

 

 

 

  

A-3

  

 

	
BREASTBOTTLE

	
United States

	

Adiri, Inc.

	
Registered

	
75/660,698

	
3/15/1999

	
2.451.718

	
5/15/2001

	
BREASTBOTTLE

	
United States

	

Adiri, Inc.

	
Registered

	
75/660,698

	3/15/1999	
2.451.718

	
5/15/2001

	
BREASTBOTTLE

	
United States

	

Adiri, Inc.

	
Registered

	
75/660,698

	3/15/1999	
2.451.718

	
5/15/2001

	
ADIRI

	
Israel

	

Adiri, Inc.

	
Registered

	
196190

	12/18/2006	
196190

	
6/3/2008

	
BREASTBOTTLE

	
United States

	

Adiri, Inc.

	
Registered

	
75/660,698

	3/15/1999	
2.451.718

	
5/15/2001

	
ADIRI (LG: Simplified and Traditional Chinese series mark)

	
Hong Kong

	

Adiri, Inc.

	
Registered

	
301239390

	11/13/2008	
301239190

	
11/13/2008

	
BREASTROTTLE

	
United States

	

Adiri, Inc.

	
Registered

	
75/660,698

	3/15/1999	
2.451.718

	
5/15/2001

	
BREASTBOTTLE

	
United States

	

Adiri, Inc.

	
Registered

	
75/660,698

	3/15/1999	
2.451,718

	
5/15/2001

	
ADIRI

	
International Registration

	

Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI NATURAL NURSER

	
International Registration

	

Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

	
1/5/2007

	
ADIRI

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,496

	7/7/2006	
3.518.525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,507

	7/7/2006	
3.518.529

	
10/14/2008

	
NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,506

	7/7/2006	
3,513.528

	
10/14/2008

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,496

	7/7/2006	
3.513.525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,507

	7/7/2006	
3.513.529

	
10/14/2008

	
NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,506

	7/7/2006	
3.518.528

	
10/14/2008

	
ADIRI

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,496

	7/7/2006	
3.518.525

	
3/31/2006

	
ADIRI NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,507

	7/7/2006	
3,518.529

	
10/14/2008

	
NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,506

	7/7/2006	
3.518.528

	
10/14/2008

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	 1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,496

	7/7/2006	
3.518.525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,507

	 7/7/2006	
3.518.529

	
10/14/2008

	
NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,506

	7/7/2006	
3.518,528

	
10/14/2008

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,496

	7/7/2006	
3.518.525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,507

	7/7/2006	
3.518.529

	
10/14/2008

	
NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,506

	7/7/2006	
3.518.528

	
10/14/2008

	
ADIRI

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,496

	7/7/2006	
3.518.525

	
10/14/2008

	
AMRI NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,507

	7/7/2006	
3.518.529

	
10/14/2008

	
NATURAL NURSER

	
United States

	

Adiri, Inc.

	
Registered

	
78/980,506

	7/7/2006	
3.513.528

	
10/14/2008

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
New Zealand

	

Adiri, Inc.

	
Registered

	
760896

	7/7/2006	
760896

	
7/7/2006

	
ADIRI

	
Russian Federation

	

Adiri, Inc.

	
Registered

	
2005701584

	1/28/2005	
304063

	
3/31/2006

	
ADIRI

	
Israel

	

Adiri, Inc.

	
Registered

	
196190

	12/18/2006	

196190

	
6/3/2008

	
ADIRI

	
Australia

	

Adiri, Inc.

	
Registered - IR

	
1166357

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
China P.R.

	

Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Community

Trade Mark

	

Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
International Registration

	

Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

  

A-4

  

 

	
 

TRADEMARKS

 

	  
	
Mark

	
Country

	
Owner

	
Status

	
Appln. No.

	
Appln. Date

	
Reg. No.

	
Reg. Date

	
ADIRI (LG: Traditional Chinese)

	
Taiwan

	
Adiri, Inc.

	
Pending

	
097052783

	
11/14/2008

	  	  
	
NATURAL NURSER

	
Canada

	
Adiri, Inc.

	
Allowed

	
1329316

	
12/21/2006

	  	  
	
NATURAL NURSER

	
Canada

	
Adiri, Inc.

	
Allowed

	
1329316

	
12/21/2006

	  	  
	
NATURAL NURSER

	
Canada

	
Adiri, Inc.

	
Allowed

	
1329316

	
12/21/2006

	  	  
	
NATURAL NURSER

	
Canada

	
Adiri, Inc.

	
Allowed

	
1329316

	
12/21/2006

	  	  
	
ADIRI

	
Canada

	
Adiri, Inc.

	
Pending

	
1329437

	
12/22/2006

	  	  
	
I AM ADORED

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,417

	
7/7/2006

	  	  
	
ADIRI

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,400

	
7/7/2006

	  	  
	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,414

	
7/7/2006

	  	  
	
I AM ADORED

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,417

	
    7/7/2006

	  	  
	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,406

	
7/7/2006

	  	  
	
ADIRI

	
United States

	
Adiri, Inc.

	
Allowed

	
78/024,400

	
7/7/2006

	  	  
	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,414

	
7/7/2006

	  	  
	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,406

	
7/7/2006

	  	  
	
ADIRI NATURAL NURSER

	
Russian Federation

	
Adiri, Inc.

	
Pending - IR

	
912112

	
1/5/2007

	
 

	  
	
ADIRI NATURAL NURSER

	
Russian Federation

	
Adiri, Inc.

	
Pending - IR

	
912112

	     1/5/2007	 	  
	
ADIRI

	
Canada

	
Adiri, Inc.

	
Pending

	
1329437

	
12/22/2006

	  	  
	
ADIRI

	
Canada

	
Adiri, Inc.

	
Pending

	
1329437

	
12/22/2006

	  	  
	
ADIRI

	
Mexico

	
Adiri, Inc.

	
Registered

	
$27936

	
1/8/2007

	
981815

	
4/24/2007

	
BREASTBOTTLE

	
United States

	
Adiri, Inc.

	
Registered

	
75/060,698

	
1 15 1999

	
2,451,718

	
5/15/2001

	
ADIRI NATURAL NURSER

	
Russian Federation

	
Adiri, Inc.

	
Pending - IR

	
912112

	
1.5.2007

	  	  
	
ADIRI

	
New Zealand

	
Adiri, Inc.

	
Registered

	
760896

	
7/7/2006

	
760896

	
7/7/2006

	
ADIRI

	
South Africa

	
Adiri, Inc.

	
Published

	
2006/31144

	
12/19/2006

	  	  
	
I AM ADORED

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,417

	
7/7/2006

	  	  
	
ADIRI

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,400

	
7/7/2006

	  	  
	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,414

	
7/7/2006

	  	  
	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,406

	
7/7/2006

	  	  
	
ADIRI

	
Brazil

	
Adiri, Inc.

	
Published

	
828927596

	
1/8/2007

	  	  
	
ADIRI

	
Colombia

	
Adiri, Inc.

	
Registered

	
07001144

	
1/5/2007

	
338546

	
8/30/2007

	
ADIRI (LCI: Traditional Chinese)

	
Taiwan

	
Adiri, Inc.

	
Pending

	
097052783

	
11/14/2008

	  	  
	
BREASTBOTTLE

	
United States

	
Adiri, Inc.

	
Registered

	
75/660,698

	
3/15/1999

	
2,451,718

	
5/15/2001

	
ADM (L6: Simplified Chinese)

	
China P.R.

	
Adiri, Inc.

	
Pending

	
7130708

	
12/24/2008

	  	  
	
I AM ADORED

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,417

	
7/7/2006

	  	  
	
ADIRI

	
International 

Registration

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI NATURAL NURSER

	
International Registration

	
Adiri, Inc.

	
Registered - IR

	
0912112

	
1/5/2007

	
912112

	
1/5/2007

	
ADIRI

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,400

	
7/7/2006

	  	  
	
ADIRI NATURAL NURSER

	
United States

	
Adiri, inc.

	
Allowed

	
78/924,414

	
7/7/2006

	  	  
	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Allowed

	
78/924,406

	
7/7/2006

	  	  
	
BREASTBOTTLE

	
United States

	
Adiri, Inc.

	
Registered

	
75/660,698

	
3/15/1999

	
2,451,718

	
5/15'2001

 

 

 

  

A-5

  

 

 

	  	
Trade Mark

	  	  	  	  	  	  
	
ADIRI

	
International Registration

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
Japan

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Korea South

	
Adiri. Inc.

	
Registered - IR

	
913842

	1/5/2007	
913342

	
1/5/2007

	
ADIRI

	
Russian Federation

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Switzerland

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI NATURAL NURSER

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

	
1/5/2007

	
ADIRI NATURAL NURSER

	
International Registration

	
Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

	
1/5/2007

	
ADIRI

	
Mexico

	
Adiri, Inc.

	
Registered

	
827936

	1/8/2007	
981815

	
4/24/2007

	
ADIRI

	
Israel

	
Adiri, Inc.

	
Registered

	
196190

	12/18/2006	
196190

	
6/3/2008

	
ADIRI

	
South Africa

	
Adiri, Inc.

	
Published

	
2006/31144

	12/19/2006	  	  
	
ADIRI

	
Australia

	
Adiri, Inc.

	
Registered - IR

	
1166357

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
China P.R.

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913342

	
1/5/2007

	
ADIRI

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
International

Registration

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Japan

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Korea South

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Russian Federation

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Switzerland

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI NATURAL NURSER

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

	
1/5/2007

	
ADIRI NATURAL NURSER

	
International Registration

	
Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

	
1/5/2007

	
ADIRI

	    Mexico	
Adiri, Inc

	
Registered

	
827936

	1/8/2007	
981815

	
4/24/2007

	
ADIRI

	    Mexico	
Adiri, Inc.

	
Registered

	
827936

	1/8/2007	
981815

	
4/24/2007

	
ADIRI

	
Colombia

	
Adiri, Inc.

	
Registered

	
07001144

	1/5/2007	
338546

	
8/30/2007

	
ADIRI

	
Norway

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
9/28/2007

	
ADIRI

	
Chile

	
Adiri, Inc.

	
Registered

	
757486

	1/4/2007	
799,769

	
10/29/2007

	
ADIRI

	
Israel

	
Adiri, Inc.

	
Registered

	
196190

	12/18/2006	
196190

	
6/31/2008

	
ADIRI

	
Colombia

	
Adiri, Inc.

	
Registered

	
07001144

	1/5/2007	
338546

	
8/30/2007

	
ADIRI

	
Australia

	
Adiri, Inc.

	
Registered - IR

	
1166357

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
China P.R.

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
International Registration

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Japan

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Korea South

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Russian Federation

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI

	
Switzerland

	
Adiri, Inc.

	
Registered - IR

	
913842

	1/5/2007	
913842

	
1/5/2007

	
ADIRI NATURAL NURSER

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

	
1/5/2007

	
ADIRI NATURAL NURSER

	
International 

Registration

	
Adiri, Inc.

	
Registered - IR

	
0912112

	1/5/2007	
912112

 	
1/5/2007

	
ADIRI

	
New Zealand

	
Adiri, Inc.

	
Registered

	
760896

	7/7/2006	
760896

	
7/7/2006

	
ADIRI

	
Mexico

	
Adiri, Inc.

	
Registered

	
827936

	1/8/2007	
981815

	
4/24/2007

	
ADIRI

	
Israel

	
Adiri, Inc.

	
Registered

	
196190

	12/18/2006	
196190

	
6/3/2008

 

 

  

A-6

  

 

	
ADIRI

	
Norway

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
9/28/2007

	
ADIRI

	
Australia

	
Adiri, Inc.

	
Registered - IR

	
1166357

	
1/5/2007

	
913342

	
1/5/2007

	
ADIRI

	
China P.R.

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
International

Registration

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
Japan

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
Korea South

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
Russian Federation

	
Adiri, Inc.

	
Registered - IR

	
013842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI

	
Switzerland

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
1/5/2007

	
ADIRI NATURAL NURSER

	
Community

Trade Mark

	
Adiri, Inc.

	
Registered - IR

	
0912117

	
1/5/2007

	
912112

	
1/5/2007

	
ADIRI NATURAL NURSER

	
International Registration

	
Adiri, Inc.

	
Registered - IR

	
0912112

	
1/5/2007

	
912112

	
1/5/2007

	
ADIRI

	
New Zealand

	
Adiri, Inc.

	
Registered

	
760896

	
7/7/2006

	
760896

	
7/7/2006

	
ADIRI

	
Mexico

	
Adiri, Inc.

	
Registered

	
817936

	
1/8/2007

	
981815

	
4/24/2007

	
ADIRI

	
Chile

	
Adiri, Inc.

	
Registered

	
757486

	
1/4/2007

	
799,769

	
10/29/2007

	
ADIRI

	
Colombia

	
Adiri, Inc.

	
Registered

	
07001144

	
1/5/2007

	
338546

	
8/30/2007

	
ADIRI

	
Norway

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
9/28/2007

	
ADIRI

	
Colombia

	
Adiri,1nc.

	
Registered

	
070011 44

	
1/5/2007

	
338546

	
8/30/2007

	
ADIR1

	
Norway

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
9/28/2007

	
ADIRI

	
Chile

	
Adiri, Inc.

	
Registered

	
757486

	
1/4/2007

	
799,769

	
10/29/2007

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

	
ADIRI

	
Chile

	
Adiri, Inc.

	
Registered

	
757486

	
1/4/2007

	
799,769

	
10/29/2007

	
ADIRI

	
Chile

	
Adiri, Inc.

	
Registered

	
757486

	
1/4/2007

	
799,769

	
10/29/2007

	
ADIRI ( LG: Simplified and Traditional Chinese series mark)

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
11/13/2008

	
ADIRI

	
Chile

	
Adiri, Inc.

	
Registered

	
757486

	
1/4/2007

	
799,769

	
10/29/2007

	
ADIRI

	
Colombia

	
Adiri, Inc.

	
Registered

	
07001144

	
1/5/2007

	
338546

	
8/30/2007

	
ADIRI

	
Colombia

	
Adiri, Inc.

	
Registered

	
07001144

	
1/5/2007

	
338546

	
8/30/2007

	
ADIRI

	
Norway

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
9/28/2007

	
ADIRI

	
Norway

	
Adiri, Inc.

	
Registered - IR

	
913842

	
1/5/2007

	
913842

	
9/28/2007

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

	
ADIRI (LGI Simplified and mark ) 

Traditional Chinese series

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
1 l /13/2008

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

	
ADIRI (LG: Simplified and Traditional Chinese series mark)

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
11/13/2008

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

 

 

 

  

A-7

  

 

 

 

	
ADIRI (LG: Simplified and Traditional Chinese series mark)

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
11/13/2008

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3.518,528

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	

78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

	
ADIRI (LG: Simplified and

Traditional Chinese series mark)

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
11/13/2008

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,513,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,513,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,513,528

	
10/14/2008

	
ADIRI (L6: Simplified and Traditional Chinese series mark )

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
11/13/2008

	
ADIRI

	
United States

	
Adiri,  Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,496

	
7/7/2006

	
3,518,525

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
ADIRI NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,507

	
7/7/2006

	
3,518,529

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

	
NATURAL NURSER

	
United States

	
Adiri, Inc.

	
Registered

	
78/980,506

	
7/7/2006

	
3,518,528

	
10/14/2008

	
ADIRI (LG: Simplified and

Traditional Chinese series mark)

	
Hong Kong

	
Adiri, Inc.

	
Registered

	
301239390

	
11/13/2008

	
301239390

	
11/13/2008

 

 

  

A-8

  

 

 

SCHEDULE “B”

DEBT OBLIGATIONS BEING ACQUIRED

1.           $14,605.65 Howery LLP (patent attorneys)

2.           $12,638.00 PlastiPure Inc. (resin purchase)

 

 

 

 

 

 

 

 

 

 

B-1

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00183-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00183-of-00352.parquet"}]]