Document:

EX-4.43 Amendment to Settlement and Purchase Agmt

Exhibit 4.43

AMENDMENT NO. 1 TO

SETTLEMENT AND PURCHASE AND SALE AGREEMENT

     This Amendment No. 1 to Settlement and Purchase and Sale Agreement (this “Amendment”) is
entered into on April 15, 2009 and amends that certain Settlement and Purchase and Sale Agreement,
dated March 6, 2009 (the “PSA”), by and among ASARCO LLC, a Delaware limited liability company; AR
Silver Bell, Inc., a Delaware corporation; Copper Basin Railway, Inc., a Delaware corporation;
ASARCO Santa Cruz, Inc., a Delaware corporation; Sterlite (USA), Inc., a Delaware corporation; and
Sterlite Industries (India) LTD, an Indian limited liability company. Capitalized terms used
herein, but not otherwise defined, shall have the respective meanings ascribed to such terms in the
PSA.

     WHEREAS, the parties desire to amend the PSA to extend the date by which the Bankruptcy Court
shall have entered the Sterlite Agreed Order to avoid a termination right in favor of Purchaser
pursuant to Section 13.1(h) thereof;

     NOW, THEREFORE, in consideration of the premises and agreements contained herein, and for
other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, and intending to be legally bound hereby, the parties agree as follows:

     1. Section 13.1(h)(i) of the PSA is hereby amended to replace the date “April 15,
2009” with the date “April 22, 2009.”

     2. Except as set forth herein, all other terms of the PSA shall remain unchanged
and in full force and effect.

     3. This Amendment shall be subject to all of the terms and provisions set forth in
the PSA that apply to the PSA (and such terms and provisions shall apply to this
Amendment) or to any amendments or modifications thereto, including, without
limitation, Article XV thereof.

*     *     *     *     *

 

 

     IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their
respective officers thereunto duly authorized, as of the date first written above.

	 	 	 	 	 
	 	SELLERS:

ASARCO LLC, a Delaware limited liability
company

 	 
	 	By:  	/s/ Joseph F. Lapinsky
 	 
	 	Name:  	JOSEPH F. LAPINSKY 	 
	 	Title:  	CHIEF EXECUTIVE OFFICER & PRESIDENT 	 
	 
	 	AR SILVER BELL, INC., a Delaware
corporation

 	 
	 	By:  	/s/ Douglas E. McAllister
 	 
	 	Name:  	DOUGLAS E. McALLISTER 	 
	 	Title:  	PRESIDENT 	 
	 
	 	COPPER BASIN RAILWAY, INC., a
Delaware corporation

 	 
	 	By:  	/s/ Douglas E. McAllister
 	 
	 	Name:  	DOUGLAS E. McALLISTER 	 
	 	Title:  	VICE PRESIDENT 	 
	 
	 	ASARCO SANTA CRUZ, INC., a
Delaware corporation

 	 
	 	By:  	/s/ Douglas E. McAllister
 	 
	 	Name:  	DOUGLAS E. McALLISTER 	 
	 	Title:  	PRESIDENT 	 
	 
	 	PURCHASER:

STERLITE (USA), INC.

 	 
	 	By:  	C.V. Krishnan
 	 
	 	Name:  	C.V. KRISHNAN 	 
	 	Title:  	President 	 
	 
	 	GUARANTOR:

STERLITE INDUSTRIES (INDIA) LTD.

 	 
	 	By:  	
C.V. Krishnan
 	 
	 	Name:  	C.V. KRISHNAN 	 
	 	Title:  	Managing Director (Power)EX-4.44 Amendment to Settlement and Purchase Agmt

Exhibit 4.44

AMENDMENT NO. 2 TO

SETTLEMENT AND PURCHASE AND SALE AGREEMENT

     This
Amendment No. 2 to Settlement and Purchase and Sale Agreement
(this “Amendment”) is made
effective as of April 22, 2009, and amends that certain Settlement and Purchase and Sale Agreement,
dated March 6, 2009, as amended on April 15, 2009, (the “PSA”), by and among ASARCO LLC, a Delaware
limited liability company; AR Silver Bell, Inc., a Delaware corporation; Copper Basin Railway,
Inc., a Delaware corporation; ASARCO Santa Cruz, Inc., a Delaware corporation; Sterlite (USA),
Inc., a Delaware corporation; and Sterlite Industries (India) LTD, an Indian limited liability
company. Capitalized terms used herein, but not otherwise defined, shall have the respective
meanings ascribed to such terms in the PSA.

     WHEREAS, the parties desire to amend the term “Sterlite Agreed Order,” as defined by the PSA, by
replacing Exhibit M-2 to the PSA with the order attached hereto as Exhibit A;

     NOW, THEREFORE, in consideration of the premises and agreements contained herein, and for other
good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and
intending to be legally bound hereby, the parties agree as follows:

     1. For all purposes under the PSA, Exhibit M-2 to the PSA is hereby replaced with
the order attached hereto as Exhibit A, and the Parties agree that the term
“Sterlite Agreed Order,” as defined by the PSA, is meant to refer to such attached order.

     2. Except as set forth herein, all other terms of the PSA shall remain unchanged and in
full force and effect.

     3. This Amendment shall be subject to all of the terms and provisions set forth in the PSA
that apply to the PSA (and such terms and provisions shall apply to this Amendment) or to
any amendments or modifications thereto, including, without limitation, Article XV thereof.

*     *     *     *     *

 

 

	 	 	 	 	 

     IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their
respective officers thereunto duly authorized, as of the date first written above.

	 	 	 	 	 
	 	SELLERS:

ASARCO LLC, a Delaware limited liability
company

 	 
	 	By:  	/s/ Joseph F. Lapinsky
 	 
	 	Name:  	JOSEPH F. LAPINSKY 	 
	 	Title:  	PRESIDENT & CEO 	 
	 
	 	AR SILVER BELL, INC., a Delaware
corporation

 	 
	 	By:  	/s/ Douglas E. McAllister
 	 
	 	Name:  	DOUGLAS E. McALLISTER 	 
	 	Title:  	PRESIDENT & SECRETARY 	 
	 
	 	COPPER BASIN RAILWAY, INC., a
Delaware corporation

 	 
	 	By:  	/s/ Douglas E. McAllister
 	 
	 	Name:  	DOUGLAS E. McALLISTER 	 
	 	Title:  	VICE PRESIDENT 	 
	 
	 	ASARCO SANTA CRUZ, INC., a
Delaware corporation

 	 
	 	By:  	/s/ Douglas E. McAllister
 	 
	 	Name:  	DOUGLAS E. McALLISTER 	 
	 	Title:  	PRESIDENT & SECRETARY 	 
	 
	 	PURCHASER:

STERLITE (USA), INC.

 	 
	 	By:  	/s/ C.V. KRISHNAN
 	 
	 	Name:  	C.V. KRISHNAN 	 
	 	Title:  	President 	 
	 
	 	GUARANTOR:

STERLITE INDUSTRIES (INDIA) LTD.

 	 
	 	By:  	/s/ C.V. Krishnan
 	 
	 	Name:  	C.V. KRISHNAN 	 
	 	Title:  	Managing Director (Power)EX-4.45 Amendment to Settlement and Purchase Agmt

Exhibit 4.45

AMENDMENT NO. 3 TO

SETTLEMENT AND PURCHASE AND SALE AGREEMENT

     This Amendment No. 3 to Settlement and Purchase and Sale Agreement (this “Amendment”) is made
effective as of June 12, 2009, and amends that certain Settlement and Purchase and Sale Agreement,
dated March 6, 2009, as amended on April 15, 2009 and April 22, 2009 (the “PSA”), by and among
ASARCO LLC, a Delaware limited liability company; AR Silver Bell, Inc., a Delaware corporation;
Copper Basin Railway, Inc., a Delaware corporation; ASARCO Santa Cruz, Inc., a Delaware
corporation; Sterlite (USA), Inc., a Delaware corporation; and Sterlite Industries (India) LTD, an
Indian limited liability company. Capitalized terms used herein, but not otherwise defined, shall
have the respective meanings ascribed to such terms in the PSA.

     WHEREAS, the parties desire to amend (i) the terms “Agreed Working Capital” and “Purchaser
Promissory Note” as defined by the PSA and (ii) Section 4.3(c) of the PSA to eliminate any
potential reduction in the aggregate principal amount of the Purchaser Promissory Note;

     NOW, THEREFORE, in consideration of the premises and agreements contained herein, and for
other good and valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, and intending to be legally bound hereby, the parties agree as follows:

     1. The definition of “Agreed Working Capital” is hereby amended to mean “an amount equal to
$328,000,000.00.”

     2. The definition of “Purchaser Promissory Note” is hereby amended to replace the principal
amount of “$600,000,000.00” with the principal amount of “$770,000,000.00.”

     3. Exhibit D to the PSA is hereby amended and restated in its entirety with the Form
of Purchaser Promissory Note attached hereto as Exhibit A.

     4. Section 4.3(c) of the PSA is hereby amended and restated in its entirety to read as
follows:

     “(c) On the date that a binding determination of the Closing Accounts Amount has been
made in accordance with Section 4.4, the aggregate principal amount of the Purchaser
Promissory Note shall automatically be increased by the Adjustment Amount if the Closing
Accounts Amount is greater than the Agreed Working Capital without any action on the part of
Purchaser or Sellers.”

     5. Exhibit E to the PSA is hereby amended and restated in its entirety with the
Closing Accounts Statement Principles and Illustration attached hereto as Exhibit B.

     6. Except as set forth herein, all other terms of the PSA shall remain unchanged and in full
force and effect.

 

 

     7. This Amendment shall be subject to all of the terms and provisions set forth in the PSA
that apply to the PSA (and such terms and provisions shall apply to this Amendment) or to any
amendments or modifications thereto, including, without limitation, Article XV thereof.

*     *     *     *     *

 

 

     IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their
respective officers thereunto duly authorized, as of the date first written above.

	 	 	 	 	 
	 	SELLERS:
 

ASARCO LLC, a Delaware limited liability
company

 	 
	 	By:  	/s/  Joseph F. Lapinsky
 	 
	 	Name:  	Joseph F. Lapinsky 	 
	 	Title:  	Chief Executive Officer & President 	 
	 
	 	AR SILVER BELL, INC., a Delaware
corporation

 	 
	 	By:  	/s/  Douglas E. McAllister
 	 
	 	Name:  	Douglas E. McAllister 	 
	 	Title:  	President 	 
	 
	 	COPPER BASIN RAILWAY, INC., a
Delaware corporation

 	 
	 	By:  	/s/  Douglas E. McAllister
 	 
	 	Name:  	Douglas E. McAllister 	 
	 	Title:  	Vice President 	 
	 
	 	ASARCO SANTA CRUZ, INC., a
Delaware corporation

 	 
	 	By:  	/s/  Douglas E. McAllister
 	 
	 	Name:  	Douglas E. McAllister 	 
	 	Title:  	President 	 
	 
	 	PURCHASER:
 

STERLITE (USA), INC.

 	 
	 	By:  	/s/  C.V. Krishnan
 	 
	 	Name:  	C.V. Krishnan 	 
	 	Title:  	President 	 
	 
	 	GUARANTOR:
 

STERLITE INDUSTRIES (INDIA) LTD.

 	 
	 	By:  	/s/  C.V. Krishnan
 	 
	 	Name:  	C.V. Krishnan 	 
	 	Title:  	Managing Director (Power)

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