Document:

Exhibit 4.1

 

	
Number *1*
    	
Shares                    
    

 

	
 
    	
SEE REVERSE FOR IMPORTANT
    
	
 
    	
NOTICE ON TRANSFER RESTRICTIONS
    
	
 
    	
AND OTHER INFORMATION
    

 

CUSIP: 66704R506

 

THIS CERTIFICATE IS TRANSFERABLE

IN THE CITY OF NEW YORK, NY

 

NORTHSTAR REALTY FINANCE CORP.

a Corporation Formed Under the Laws of the State of Maryland

 

THIS CERTIFIES THAT CEDE & CO. is the owner of                      (              ) fully paid and nonassessable shares of  8.875% Series C Cumulative Redeemable Preferred Shares of Stock, $.01 par value per share, of

 

NorthStar Realty Finance Corp.

 

(the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney, upon surrender of this Certificate properly endorsed.  This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation and the Bylaws of the Corporation and any amendments thereto.  This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 

IN WITNESS WHEREOF, the Corporation has caused this Certificate to be executed on its behalf by its duly authorized officers.

 

DATED: October   , 2012

 

	
Countersigned and Registered:
    	
 
    
	
Transfer Agent
    	
 
    	
(SEAL)
    
	
and Registrar
    	
Chief Financial Officer
    
	
American Stock Transfer & Trust Company, LLC
    	
 
    

 

	
By:
    	
 
    	
 
    	
 
    
	
 
    	
Authorized Signature
    	
 
    	
Executive Vice President, General Counsel and Assistant Secretary
    

 

 

IMPORTANT NOTICE

 

The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority  of the Board of Directors to set such rights and preferences of subsequent series.  The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the charter of the Corporation, a copy of which will be sent without charge to each stockholder who so requests.  Such request must be made to the Secretary of the Corporation at its principal office or to the Transfer Agent.

 

The shares represented by this certificate are subject to restrictions on transfer and ownership.  The Corporation will furnish a full statement about certain restrictions on transferability and ownership to each holder of capital stock on request and without charge.  Requests for such information may be directed to the Secretary of the Corporation at its principal office or to the Transfer Agent.

 

KEEP THIS CERTIFICATE IN A SAFE PLACE.  IF IT IS LOST, STOLEN

OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A

CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

 

The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	
TEN COM
    	
-
    	
as tenants in common
    	
UNIF GIFT MIN ACT
    	
 
    	
Custodian
    	
 
    
	
TEN ENT
    	
-
    	
as tenants by the entireties
    	
(Custodian)
    	
 
    	
 
    	
(Minor)
    
	
JT TEN
    	
-
    	
as joint tenants with right of
    	
under Uniform Gifts to Minors Act of
    
	
 
    	
 
    	
survivorship and not as tenants in common
    	
 
    	
(State)
    
	
 
    	
 
    	
 
    	
Additional abbreviations may also be used though not in the above   list.
    
								

 

FOR VALUE RECEIVED,                                                  HEREBY SELLS, ASSIGNS AND TRANSFERS UNTO 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE AND SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER, OF ASSIGNEE)

 

(                            ) shares of 8.875% Series C Cumulative Redeemable Preferred Shares of Stock, $.01 par value  per share, of the Corporation represented by this Certificate and do hereby irrevocably constitute and appoint                                                                  attorney to transfer the said shares of 8.875% Series C Cumulative Redeemable Preferred Shares of Stock, $.01 par value per share, on the books of the Corporation, with full power of substitution in the premises.

 

	
Dated
    	
 
    	
 
    	
NOTICE: The signature to this Assignment must correspond with the name   as written upon the face of the Certificate in every particular, without   alteration or enlargement or any change whatsoever.Exhibit 4.1

 

 

CROSSTEX ENERGY, L.P.

 

CROSSTEX ENERGY FINANCE CORPORATION

 

and

 

the Guarantors named herein

 

 

8.875% SENIOR NOTES DUE 2018

 

 

SUPPLEMENTAL INDENTURE
 AND AMENDMENT — SUBSIDIARY GUARANTEE

 

DATED AS OF OCTOBER 5, 2012

 

 

WELLS FARGO BANK, NATIONAL ASSOCIATION,

 

Trustee

 

 

 

 

This SUPPLEMENTAL INDENTURE, dated as of October 5, 2012, is among Crosstex Energy, L.P., a Delaware limited partnership (the “Company”), Crosstex Energy Finance Corporation, a Delaware corporation (“Finance Corp.” and, together with the Company, the “Issuers”), the parties identified under the caption “Guarantors” on the signature page hereto (the “Guarantors”), and Wells Fargo Bank, National Association, a national banking association, as Trustee.

 

RECITALS

 

WHEREAS, the Issuers, the initial Guarantors and the Trustee entered into an Indenture, dated as of February 10, 2010 (the “Indenture”), pursuant to which the Company has issued $725,000,000 aggregate principal amount of 8.875% Senior Notes due 2018 (the “Notes”);

 

WHEREAS, Section 9.01(g) of the Indenture provides that the Issuers, the Guarantors and the Trustee may amend or supplement the Indenture in order to comply with Section 4.13 or 10.03 thereof, without the consent of the Holders of the Notes; and

 

WHEREAS, all acts and things prescribed by the Indenture, by law and by the Certificate of Incorporation and the Bylaws (or comparable constituent documents) of the Issuers, of the Guarantors and of the Trustee necessary to make this Supplemental Indenture a valid instrument legally binding on the Issuers, the Guarantors and the Trustee, in accordance with its terms, have been duly done and performed;

 

NOW, THEREFORE, to comply with the provisions of the Indenture and in consideration of the above premises, the Issuers, the Guarantors and the Trustee covenant and agree for the equal and proportionate benefit of the respective Holders of the Notes as follows:

 

ARTICLE 1

 

Section 1.01.   This Supplemental Indenture is supplemental to the Indenture and does and shall be deemed to form a part of, and shall be construed in connection with and as part of, the Indenture for any and all purposes.

 

Section 1.02.   This Supplemental Indenture shall become effective immediately upon its execution and delivery by each of the Issuers, the Guarantors and the Trustee.

 

ARTICLE 2

 

From this date, in accordance with Section 4.13 or 10.03 and by executing this Supplemental Indenture, the Guarantors whose signatures appear below are subject to the provisions of the Indenture to the extent provided for in Article 10 thereunder.

 

ARTICLE 3

 

Section 3.01.   Except as specifically modified herein, the Indenture and the Notes are in all respects ratified and confirmed (mutatis mutandis) and shall remain in full force and effect in accordance with their terms with all capitalized terms used herein without definition having the same respective meanings ascribed to them as in the Indenture.

 

 

Section 3.02.   Except as otherwise expressly provided herein, no duties, responsibilities or liabilities are assumed, or shall be construed to be assumed, by the Trustee by reason of this Supplemental Indenture.  This Supplemental Indenture is executed and accepted by the Trustee subject to all the terms and conditions set forth in the Indenture with the same force and effect as if those terms and conditions were repeated at length herein and made applicable to the Trustee with respect hereto.

 

Section 3.03.   THIS SUPPLEMENTAL INDENTURE SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

 

Section 3.04.   The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of such executed copies together shall represent the same agreement.

 

[NEXT PAGE IS SIGNATURE PAGE]

 

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed, all as of the date first written above.

 

	
 
    	
CROSSTEX   ENERGY, L.P.
    
	
 
    	
 
    
	
 
    	
BY:
    	
CROSSTEX   ENERGY GP, LLC,
    
	
 
    	
 
    	
its   general partner
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
By:   
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
CROSSTEX   ENERGY FINANCE CORPORATION
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:   
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
GUARANTORS
    
	
 
    	
 
    
	
 
    	
 
    	
APPALACHIAN   OIL PURCHASERS, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
KENTUCKY   OIL GATHERING, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:   
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    

 

Signature Page to Supplemental Indenture

 

 

	
 
    	
 
    	
M&B   GAS SERVICES, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
OHIO   OIL GATHERING II, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
OHIO   OIL GATHERING III, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
OOGC   DISPOSAL COMPANY I, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:   
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
WEST   VIRGINIA OIL GATHERING, LLC
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:   
    	
/s/   Michael J. Garberding
    
	
 
    	
 
    	
 
    	
Name:   
    	
Michael   J. Garberding
    
	
 
    	
 
    	
 
    	
Title:   
    	
Senior   Vice President
    
	
 
    	
 
    	
 
    	
 
    	
and   Chief Financial Officer
    

 

Signature Page to Supplemental Indenture

 

 

	
 
    	
 
    	
WELLS   FARGO BANK, NATIONAL ASSOCIATION,
    
	
 
    	
 
    	
as   Trustee
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:   
    	
/s/   John C. Stohlmann
    
	
 
    	
 
    	
 
    	
Name:   
    	
John   C. Stohlmann
    
	
 
    	
 
    	
 
    	
Title:   
    	
Vice   President
    

 

Signature Page to Supplemental Indenture

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