Document:

Form of Notice of Grant of Restricted Stock

 Exhibit 10.4 
 INTEGRATED SILICON SOLUTION, INC. 
 2007 INCENTIVE COMPENSATION PLAN 
 NOTICE OF GRANT OF RESTRICTED STOCK 
 Unless otherwise defined herein, the terms defined in the 2007 Incentive Compensation Plan (the “Plan”) will have the same defined meanings in this Notice of Grant of Restricted Stock (the “Notice of Grant”) and Terms
and Conditions of Restricted Stock Grant, attached hereto as Exhibit A (together, the “Agreement”). 
  

					
	Participant:	 	  
	 	
			
	Address:	 	  
	 	
			
		 	  
	 	

 Participant has been granted the right to receive an Award of Restricted Stock, subject to the
terms and conditions of the Plan and this Agreement, as follows: 
  

					
	Grant Number	 	  
	 	
			
	Date of Grant	 	  
	 	
			
	Vesting Commencement Date	 	  
	 	
			
	Number of Shares Granted	 	  
	 	

 Vesting Schedule: 
 Subject to any acceleration provisions contained in the Plan or set forth below, the Restricted Stock will vest and the Corporation’s right to
repurchase the Restricted Stock will lapse in accordance with the following schedule: 
 [INSERT VESTING SCHEDULE] 
 By Participant’s signature and the signature of the Corporation’s representative below, Participant and the Corporation agree that this Award
of Restricted Stock is granted under and governed by the terms and conditions of the Plan and this Agreement. Participant has reviewed the Plan and this Agreement in their entirety, has had an opportunity to obtain the advice of counsel prior to
executing this Agreement and fully understands all provisions of the Plan and Agreement. Participant hereby agrees to accept as binding, conclusive and final all decisions or interpretations of the Plan Administrator upon any questions relating to
the Plan and Agreement. Participant further agrees to notify the Corporation upon any change in the residence address indicated below. 
  

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	PARTICIPANT	 		 	INTEGRATED SILICON SOLUTION, INC.
			
	  
	 		 	  

	Signature	 		 	By
			
	  
	 		 	  

	Print Name	 		 	Title
			
	Address:	 		 	
			
	  
	 		 	
			
	  
	 		 	
			
	  
	 		 	

  

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 EXHIBIT A 
 TERMS AND CONDITIONS OF RESTRICTED STOCK GRANT 
 1. Grant of Restricted Stock. The Corporation
hereby grants to the Participant named in the Notice of Grant (the “Participant”) under the Plan for past Service and as a separate incentive in connection with his or her Service and not in lieu of any salary or other compensation for his
or her Service, the number of shares of Common Stock (the “Restricted Stock”), at the per share purchase price and as otherwise described in the Notice of Grant, subject to all of the terms and conditions in this Agreement and the Plan,
which is incorporated herein by reference. Subject to Section V of Article Six of the Plan, in the event of a conflict between the terms and conditions of the Plan and the terms and conditions of this Agreement, the terms and conditions of the Plan
will prevail. 
 2. Escrow of Shares of Common Stock. 
 (a) All shares of Restricted Stock will, upon execution of this Agreement, be delivered and deposited with an escrow holder designated by the Corporation (the “Escrow Holder”). The shares of Restricted Stock
will be held by the Escrow Holder until such time as the shares of Restricted Stock vest or the date Participant ceases to provide Service. 
 (b) The Escrow Holder will not be liable for any act it may do or omit to do with respect to holding the shares of Restricted Stock in escrow while acting in good faith and in the exercise of its judgment. 
 (c) Upon Participant’s termination of Service for any reason, the Escrow Holder, upon receipt of written notice of such termination, will take all
steps necessary to accomplish the transfer of the unvested shares of Restricted Stock to the Corporation. Participant hereby appoints the Escrow Holder with full power of substitution, as Participant’s true and lawful attorney-in-fact with
irrevocable power and authority in the name and on behalf of Participant to take any action and execute all documents and instruments, including, without limitation, stock powers which may be necessary to transfer the certificate or certificates
evidencing such unvested shares of Restricted Stock to the Corporation upon such termination. 
 (d) The Escrow Holder will take all steps
necessary to accomplish the transfer of shares of Restricted Stock to Participant after they vest following Participant’s request that the Escrow Holder do so. 
 (e) Subject to the terms hereof, Participant will have all the rights of a stockholder with respect to the shares of Common Stock while they are held in escrow, including without limitation, the right to vote the
shares of Common Stock and to receive any cash dividends declared thereon. 
 (f) In the event of any dividend or other distribution (whether
in the form of cash, shares of Common Stock, other securities, or other property), stock dividend, recapitalization, combination of shares, exchange of shares, spin-off transaction, or other change in the corporate structure of the Corporation
affecting the shares of Common Stock, the shares of Restricted Stock will be increased, reduced or otherwise changed, and by virtue of any such 

  

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change Participant will in his or her capacity as owner of unvested shares of Restricted Stock be entitled to new or additional or different shares of stock,
cash or securities (other than rights or warrants to purchase securities); such new or additional or different shares, cash or securities will thereupon be considered to be unvested shares of Restricted Stock and will be subject to all of the
conditions and restrictions which were applicable to the unvested shares of Restricted Stock pursuant to this Agreement. If Participant receives rights or warrants with respect to any unvested shares of Restricted Stock, such rights or warrants may
be held or exercised by Participant, provided that until such exercise any such rights or warrants and after such exercise any shares or other securities acquired by the exercise of such rights or warrants will be considered to be unvested shares of
Restricted Stock and will be subject to all of the conditions and restrictions which were applicable to the unvested shares of Restricted Stock pursuant to this Agreement. The Plan Administrator in its absolute discretion at any time may accelerate
the vesting of all or any portion of such new or additional shares of stock, cash or securities, rights or warrants to purchase securities or shares or other securities acquired by the exercise of such rights or warrants. 
 (g) The Corporation may instruct the transfer agent for its Common Stock to place a legend on the certificates representing the Restricted Stock or
otherwise note its records as to the restrictions on transfer set forth in this Agreement. 
 3. Vesting Schedule. Except as provided
in Section 4, and subject to Section 5, the shares of Restricted Stock awarded by this Agreement will vest in accordance with the vesting provisions set forth in the Notice of Grant. Shares of Restricted Stock scheduled to vest on a
certain date or upon the occurrence of a certain condition will not vest in Participant in accordance with any of the provisions of this Agreement, unless Participant will have provided continuous Service from the Date of Grant until the date such
vesting occurs. 
 4. Plan Administrator Discretion. The Plan Administrator, in its discretion, may accelerate the vesting of the
balance, or some lesser portion of the balance, of the unvested Restricted Stock at any time, subject to the terms of the Plan. If so accelerated, such Restricted Stock will be considered as having vested as of the date specified by the Plan
Administrator. 
 5. Forfeiture upon Termination of Service. Notwithstanding any contrary provision of this Agreement, the balance of
the shares of Restricted Stock that have not vested at the time of Participant’s termination of Service for any reason will be forfeited and automatically transferred to and reacquired by the Corporation upon the date of such termination and
Participant will have no further rights thereunder. To the extend the surrendered shares of Common Stock were previously issued to the Participant for consideration paid in cash or cash equivalent, the Corporation will repay to Participant the lower
of (i) the cash consideration paid for the surrendered shares, or (ii) the Fair Market Value of those shares at the time of cancellation. Participant hereby appoints the Escrow Agent with full power of substitution, as Participant’s
true and lawful attorney-in-fact with irrevocable power and authority in the name and on behalf of Participant to take any action and execute all documents and instruments, including, without limitation, stock powers which may be necessary to
transfer the certificate or certificates evidencing such unvested shares of Common Stock to the Corporation upon such termination of Service. 
  

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 6. Death of Participant. Any distribution or delivery to be made to Participant under this
Agreement will, if Participant is then deceased, be made to Participant’s designated beneficiary, or if no beneficiary survives Participant, the administrator or executor of Participant’s estate. Any such transferee must furnish the
Corporation with (a) written notice of his or her status as transferee, and (b) evidence satisfactory to the Corporation to establish the validity of the transfer and compliance with any laws or regulations pertaining to said transfer.

 7. Withholding Taxes. Notwithstanding any contrary provision of this Agreement, no certificate representing the shares of
Restricted Stock may be released from the escrow established pursuant to Section 2, unless and until satisfactory arrangements (as determined by the Plan Administrator) will have been made by Participant with respect to the payment of income,
employment and other taxes which the Corporation determines must be withheld with respect to such shares of Common Stock. To the extent determined appropriate by the Corporation in its discretion, it will have the right (but not the obligation) to
satisfy any Withholding Taxes by reducing the number of shares of Common Stock otherwise deliverable to Participant. If Participant fails to make satisfactory arrangements for the payment of any required Withholding Taxes hereunder at the time any
applicable shares of Common Stock otherwise are scheduled to vest pursuant to Sections 3 or 4, Participant will permanently forfeit such shares of Common Stock and the shares of Common Stock will be returned to the Corporation at no cost to the
Corporation. 
 8. Rights as Stockholder. Neither Participant nor any person claiming under or through Participant will have any of
the rights or privileges of a stockholder of the Corporation in respect of any shares of Common Stock deliverable hereunder unless and until certificates representing such shares of Common Stock will have been issued, recorded on the records of the
Corporation or its transfer agents or registrars, and delivered to Participant or the Escrow Agent. Except as provided in Section 2(f), after such issuance, recordation and delivery, Participant will have all the rights of a stockholder of the
Corporation with respect to voting such shares of Common Stock and receipt of dividends and distributions on such shares of Common Stock. 
 9. No Guarantee of Continued Service. PARTICIPANT ACKNOWLEDGES AND AGREES THAT THE VESTING OF THE SHARES OF RESTRICTED STOCK PURSUANT TO THE VESTING SCHEDULE HEREOF IS EARNED ONLY BY CONTINUING SERVICE AT THE WILL OF THE CORPORATION
(OR THE PARENT OR SUBSIDIARY EMPLOYING OR RETAINING PARTICIPANT) AND NOT THROUGH THE ACT OF BEING HIRED, BEING GRANTED THIS RESTRICTED STOCK OR ACQUIRING SHARES OF COMMON STOCK HEREUNDER. PARTICIPANT FURTHER ACKNOWLEDGES AND AGREES THAT THIS
AGREEMENT, THE TRANSACTIONS CONTEMPLATED HEREUNDER AND THE VESTING SCHEDULE SET FORTH HEREIN DO NOT CONSTITUTE AN EXPRESS OR IMPLIED PROMISE OF CONTINUED ENGAGEMENT AS A SERVICE PROVIDER FOR THE VESTING PERIOD, FOR ANY PERIOD, OR AT ALL, AND WILL
NOT INTERFERE IN ANY WAY WITH PARTICIPANT’S RIGHT OR THE RIGHT OF THE CORPORATION (OR THE PARENT OR SUBSIDIARY EMPLOYING OR RETAINING PARTICIPANT) TO TERMINATE PARTICIPANT’S SERVICE AT ANY TIME, WITH OR WITHOUT CAUSE. 
  

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 10. Address for Notices. Any notice to be given to the Corporation under the terms of this
Agreement will be addressed to the Corporation at Integrated Silicon Solution, Inc., 1940 Zanker Road, San Jose, CA 95112, or at such other address as the Corporation may hereafter designate in writing. 
 11. Grant is Not Transferable. Except to the limited extent provided in Section 6, the unvested shares of Restricted Stock subject to this
grant and the rights and privileges conferred hereby will not be transferred, assigned, pledged or hypothecated in any way (whether by operation of law or otherwise) and will not be subject to sale under execution, attachment or similar process.
Upon any attempt to transfer, assign, pledge, hypothecate or otherwise dispose of any unvested shares of Restricted Stock subject to this grant, or any right or privilege conferred hereby, or upon any attempted sale under any execution, attachment
or similar process, this grant and the rights and privileges conferred hereby immediately will become null and void. 
 12. Binding
Agreement. Subject to the limitation on the transferability of this grant contained herein, this Agreement will be binding upon and inure to the benefit of the heirs, legatees, legal representatives, successors and assigns of the parties hereto.

 13. Additional Conditions to Release from Escrow. The Corporation will not be required to issue any certificate or certificates for
shares of Common Stock hereunder or release such shares of Common Stock from the escrow established pursuant to Section 2 prior to fulfillment of all the following conditions: (a) the admission of such shares of Common Stock to listing on
all stock exchanges on which such class of stock is then listed; (b) the completion of any registration or other qualification of such shares of Common Stock under any state or federal law or under the rulings or regulations of the Securities
and Exchange Commission or any other governmental regulatory body, which the Plan Administrator will, in its absolute discretion, deem necessary or advisable; (c) the obtaining of any approval or other clearance from any state or federal
governmental agency, which the Plan Administrator will, in its absolute discretion, determine to be necessary or advisable; and (d) the lapse of such reasonable period of time following the date of grant of the Restricted Stock as the Plan
Administrator may establish from time to time for reasons of administrative convenience. 
 14. Plan Governs. This Agreement is
subject to all terms and provisions of the Plan. In the event of a conflict between one or more provisions of this Agreement and one or more provisions of the Plan, the provisions of the Plan will govern. Capitalized terms used and not defined in
this Agreement will have the meaning set forth in the Plan. 
 15. Plan Administrator Authority. The Plan Administrator will have the
power to interpret the Plan and this Agreement and to adopt such rules for the administration, interpretation and application of the Plan as are consistent therewith and to interpret or revoke any such rules (including, but not limited to, the
determination of whether or not any shares of Restricted Stock have vested). All actions taken and all interpretations and determinations made by the Plan Administrator in good faith will be final and binding upon Participant, the Corporation and
all other interested persons. No member of the Plan Administrator will be personally liable for any action, determination or interpretation made in good faith with respect to the Plan or this Agreement. 
  

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 16. Electronic Delivery. The Corporation may, in its sole discretion, decide to deliver any
documents related to the shares of Restricted Stock awarded under the Plan or future Restricted Stock that may be awarded under the Plan by electronic means or request Participant’s consent to participate in the Plan by electronic means.
Participant hereby consents to receive such documents by electronic delivery and agrees to participate in the Plan through any on-line or electronic system established and maintained by the Corporation or another third party designated by the
Corporation. 
 17. Captions. Captions provided herein are for convenience only and are not to serve as a basis for interpretation or
construction of this Agreement. 
 18. Agreement Severable. In the event that any provision in this Agreement will be held invalid or
unenforceable, such provision will be severable from, and such invalidity or unenforceability will not be construed to have any effect on, the remaining provisions of this Agreement. 
 19. Modifications to the Agreement. This Agreement constitutes the entire understanding of the parties on the subjects covered. Participant
expressly warrants that he or she is not accepting this Agreement in reliance on any promises, representations, or inducements other than those contained herein. Modifications to this Agreement or the Plan can be made only in an express written
contract executed by a duly authorized officer of the Corporation. Notwithstanding anything to the contrary in the Plan or this Agreement, the Corporation reserves the right to revise this Agreement as it deems necessary or advisable, in its sole
discretion and without the consent of Participant, to comply with Section 409A of the Internal Revenue Code of 1986, as amended (the “Code”) or to otherwise avoid imposition of any additional tax or income recognition under
Section 409A of the Code in connection to this Award of Restricted Stock. 
 20. Amendment, Suspension or Termination of the
Plan. By accepting this Award, Participant expressly warrants that he or she has received an Award of Restricted Stock under the Plan, and has received, read and understood a description of the Plan. Participant understands that the Plan is
discretionary in nature and may be amended, suspended or terminated by the Corporation at any time. 
 21. Governing Law. This
Agreement will be governed by the laws of the State of California, without giving effect to the conflict of law principles thereof. For purposes of litigating any dispute that arises under this Award of Restricted Stock or this Agreement, the
parties hereby submit to and consent to the jurisdiction of the State of California, and agree that such litigation will be conducted in the courts of Santa Clara County, California, or the federal courts for the United States for the Northern
District of California, and no other courts, where this Award of Restricted Stock is made and/or to be performed. 
  

 7Amendment #1 to Co-Marketing Agreement

 Exhibit 10.1 
 [****] A CONFIDENTIAL PORTION OF THE MATERIAL HAS BEEN OMITTED AND FILED 
 SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. 

  

			
	 CONFIDENTIAL
	 	Execution Copy

 AMENDMENT NO. 1 TO CO-MARKETING AGREEMENT 
 This Amendment No. 1 to Co-Marketing Agreement (the “Amendment”) is entered into on June 18, 2007, effective as of
March 21, 2007 between Cambridge Heart, Inc. (“Cambridge”), a Delaware corporation, and St. Jude Medical, Inc. (“SJM”), a Minnesota corporation, and is an amendment to the Co-Marketing Agreement entered into by
Cambridge and SJM on March 21, 2007 (the “Agreement”). All capitalized terms used herein and not defined herein shall have the meanings assigned to such terms in the Agreement. 
 RECITALS 
 A. Under the Agreement, from the
Effective Date until the Transition Date, SJM has exclusive sales responsibility for the Products for all SJM Target Accounts in the Territory other than Pipeline Accounts and ACC Sales Lead accounts, and effective as of the Transition Date, SJM has
exclusive sales responsibility for the Products for all SJM Target Accounts in the Territory. 
 B. In order to encourage Cambridge to
provide sales assistance to SJM with respect to the SJM Target Accounts, the parties agree that Cambridge may provide sales assistance with respect to the SJM Target Accounts from and after the Effective Date. 
 C. Under the Agreement, from March 21, 2007 through May 31, 2007, SJM is entitled to [****]% of the agent fee under Section 6(c)(i) of the
Agreement with respect to sales or leases of Products to SJM Target Accounts that are not Pipeline Sales or sales to ACC Sales Leads. 
 D.
In order to acknowledge the efforts of Cambridge with respect to sales and leases of Products to SJM Target Accounts that closed prior to April 1, 2007, [****]. 
 E. In order to foster communication and cooperation between the parties with respect to sales and leases of Products to SJM Target Accounts that are not Pipeline Sales or sales to ACC Sales Leads and that close
between April 1, 2007 and May 31, 2007, SJM is willing to reduce its agent fee by [****]% for such sales and leases if Cambridge provides direct assistance with respect to such sales and leases. 
 F. SJM and Cambridge desire to modify their respective sales responsibilities such that from and after the Transition Date, the SJM Target Accounts, for
which SJM has sales responsibility, includes all physician practices, including without limitation, any general practitioners and any internal medicine physicians (whether or not such general practitioners or internal medicine physicians offer
testing, diagnosis or treatment with respect to cardiac 

 
conditions) other than any accounts designated by the parties from time to time as Cambridge Target Accounts. 
 G. Section 15(d) of the Agreement permits the parties to amend or modify the Agreement in a writing signed by authorized representatives of SJM and
Cambridge. 
 Intending to be legally bound, Cambridge and SJM agree as follows: 
 1. Section 1(e) is hereby amended to read in its entirety as follows: 
 (e) “Cambridge Target Accounts” means (i) prior to the Transition Date, (A) all physician practices, including, without limitation, any general practitioners and any internal medicine
physicians (whether or not such general practitioners or internal medicine physicians offer testing, diagnosis or treatment with respect to cardiac conditions), other than the SJM Target Accounts, and (B) such accounts as may be set forth on
(and not removed from) Appendix C from time to time by mutual agreement of the parties, and (ii) from and after the Transition Date, (A) such accounts as may be set forth on (and not removed from) Appendix C from time to time
by mutual agreement of the parties and (B) such other accounts as the parties may agree upon in writing from time to time during the term of this Agreement; it being understood that an email from an SJM Region Sales Director or more senior
officer may serve as written confirmation of SJM’s consent to an account being designated as a Cambridge Target Account. 
 2.
Section 1(t) is hereby amended to read in its entirety as follows: 
 (t) “SJM Target Accounts” means (i) prior to
the Transition Date, all Cardiology Practices, including without limitation all clinic-, office- and hospital-based practices, excluding only such practices as the parties have set forth on (and not removed from) Appendix C from time to time
by mutual consent, and (ii) from and after the Transition Date, all Cardiology Practices, including without limitation all clinic-, office- and hospital-based practices, and all other physician practices, including, without limitation, general
practitioners and internal medicine physicians (whether or not such general practitioners or internal medicine physicians offer testing, diagnosis or treatment with respect to cardiac conditions), other than the Cambridge Target Accounts.

 3. Section 2(a) of the Agreement is hereby amended to read in its entirety as follows: 
 (a) Appointment. Subject to the terms and conditions of this Agreement, effective as of the Transition Date, Cambridge hereby appoints SJM, and
SJM accepts that appointment as the sole sales representative for the Products to the SJM Target Accounts in the Territory, except as provided below. Subject to the terms and conditions of this Agreement, in the Territory (i) from the Effective
Date until the Transition Date, (A) Cambridge shall continue to have exclusive sales responsibility for all Cambridge Target Accounts, (B) Cambridge and SJM shall jointly have sales responsibility with respect to the Pipeline Accounts and
ACC 

 
Sales Lead accounts, and (C) SJM shall have exclusive sales responsibility for all SJM Target Accounts other than Pipeline Accounts and ACC Sales Lead
accounts, except that Cambridge may provide sales assistance to such SJM Target Accounts during such period; and (ii) effective as of the Transition Date, (A) Cambridge shall have exclusive sales responsibility for all Cambridge Target
Accounts, and (B) SJM shall have exclusive sales responsibility for all SJM Target Accounts, except that Cambridge may provide sales assistance with respect to SJM Target Accounts. Cambridge shall not (x) sell or lease any Product to an
SJM Target Account without including sales representatives of SJM in the sale process, or (y) pay a commission or any other form of remuneration to any of its sales representatives (whether employees or independent agents) for any sale or lease
of a Product to any SJM Target Account which does not involve the direct assistance of an SJM sales representative. As of the Effective Date, Cambridge will not have any agreements with any third parties with respect to the distribution,
co-marketing or sale of the Products to SJM Target Accounts within the Territory (except for agreements with respect to the sale of the Products by Cambridge to a third party end user). 
 4. The Agreement is hereby amended by adding new subsections (vi) and (vii) to Section 6(c), which read in their entirety
as follows: 
  

	 	“(vi)	Notwithstanding anything to the contrary in this Agreement, if a Cambridge sales representative provides direct assistance to SJM with respect to any sale or lease of Products to an
SJM Target Account, and the sale or lease closes (i.e., an invoice is issued for such sale or lease) between April 1 and May 31, 2007 (inclusive of such dates) and is not a Pipeline Sale or a sale to one of the ACC Sales Leads, then SJM
shall be entitled to only [****]% of its agent fee calculated under Section 6(c)(i) of this Agreement. 

  

	 	(vii)	Notwithstanding anything to the contrary in this Agreement, [****] for any sale or lease of Products to a customer that closes (i.e., an invoice is issued for such sale or lease)
prior to April 1, 2007.” 

 5. The parties shall discuss the desirability of further amendments to
their respective target accounts and to the agent fee structure on or before December 31, 2007. 
 6. Except as
expressly provided above, the Agreement shall remain in full force and effect. 
 [Signature page follows] 
  

 To witness their agreement, the parties have caused this Agreement to be signed below by their respective
officers. 
  

			
	CAMBRIDGE HEART, INC.	 	ST. JUDE MEDICAL, INC.
		
	 By: /s/ Robert P. Khederian 
 Robert P. Khederian
 President & Chief Executive Officer
	 	 By: /s/ John C. Heinmiller
 John C. Heinmiller
 Executive Vice President & CFO

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