Document:

EX-4.1

 Exhibit 4.1 
  

			
	                     NUMBER

 

U-                     
	  	UNITS                      

  

							
	 SEE REVERSE FOR

CERTAIN DEFINITIONS
	  	HIGHLAND ACQUISITION CORPORATION	  	

 CUSIP [            ] 

UNITS CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE HALF OF ONE WARRANT 

EACH WHOLE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK 
  

							
	THIS CERTIFIES THAT	 	 	  	

									
					
	is the owner of  	 	 	 	 	 	 Units.	  	

 Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.0001 per share (“Common
Stock”), of Highland Acquisition Corporation, a Delaware corporation (the “Company”), and one half of one warrant (the “Warrant(s)”). Each whole Warrant entitles the holder to purchase one (1) share of Common Stock for
$11.50 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) 30 days after the Company’s completion of a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or other
similar business combination (“Business Combination”) and (ii) 12 months from the closing of the Company’s initial public offering (“IPO”), and will expire unless exercised before 5:00 p.m., New York City Time, on the fifth
anniversary of the completion of an initial Business Combination, or earlier upon redemption (the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this certificate are not transferable separately prior
to the 52nd day after the date of the prospectus relating to the Company’s IPO, subject to earlier separation in the discretion of Ladenburg Thalmann & Co. Inc. provided that the Company has filed with the Securities and Exchange Commission
a Current Report on Form 8-K which includes an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the IPO and issued a press release announcing when separate trading will begin. The terms of the Warrants are
governed by a Warrant Agreement, dated as of                     , 2016, between the Company and Continental Stock Transfer & Trust Company, as
Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant
Agent at 17 Battery Place, New York, New York 10004, and are available to any Warrant holder on written request and without cost. 
 This
certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. 
 Witness the facsimile seal of the
Company and the facsimile signatures of its duly authorized officers. 
  

							
	 By    
	 	  

Chairman of the Board
	 	

	 	  

Secretary

		 		 	 	

 Highland Acquisition Corporation 

The Company will furnish without charge to each stockholder who so requests, a statement of the powers, designations, preferences and relative,
participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out
in full according to applicable laws or regulations: 
  

													
	TEN COM –    	  	as tenants in common	 	UNIF GIFT MIN ACT - 	  	 	  	Custodian  	  	 
	TEN ENT –	  	as tenants by the entireties	 		 		  	(Cust)	  		  	(Minor)
	JT TEN –	  	as joint tenants with right of survivorship	 	                    under Uniform Gifts to Minors
		  	and not as tenants in common	 	                    Act              
                                         
    	  	
		  		 	                              (State)	  		  	

 Additional abbreviations may also be used though not in the above list. 

 
  

					
	 For value received,
                     hereby sell, assign and transfer unto

 

					
	 PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE
  
	  		  	
	  
 

	  		  	

  

					
	 
	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	
	 

			
		
	 	  	 

			
		
	 	  	 Units

									
	  
 represented by the within Certificate, and do hereby
irrevocably constitute and appoint

			
	  
	 		 	Attorney to transfer
	the said Units on the books of the within named Company will full power of substitution in the premises.

							
				
	Dated  	 	 	  		  	

											
		
		 	  

		 	Notice:	 	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change
whatever.

  

							
	 Signature(s) Guaranteed:
	  				  	
			
	
                     
                                         
                                         
                                       
	  				  	

					
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).	  	

 The holder(s) of this certificate shall be entitled to receive a pro-rata portion of the funds from the trust account with
respect to the common stock underlying this certificate only in the event that (i) the Corporation is forced to liquidate because it does not consummate an initial business combination within the period of time set forth in the Corporation’s
Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the “Charter”) or (ii) if the holder seeks to convert his shares upon consummation of, or sell his shares in a tender offer in connection
with, an initial business combination or in connection with certain amendments to the Charter. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.EX-4.2

 Exhibit 4.2 
  

			
	            NUMBER	  	SHARES                    

             C     

HIGHLAND ACQUISITION CORPORATION 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 

COMMON STOCK 
 SEE REVERSE
FOR 
 CERTAIN DEFINITIONS 
  

							
	 This Certifies that
	  				  	CUSIP [            ]
			
	 is the owner of
	  				  	

  

					
	 FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE

COMMON STOCK OF

 HIGHLAND ACQUISITION CORPORATION 

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed.
The Corporation will be forced to liquidate if it is unable to complete an initial business combination within the period of time as set forth in the Corporation’s Amended and Restated Certificate of Incorporation, as the same may be amended
from time to time, all as more fully described in the Corporation’s final prospectus dated                     , 2016 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. 

Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. 

 

					
	 Dated:
	  	     

    
	 	
	  

CHAIRMAN
	  	 	  

SECRETARY

		  	 	

 The following abbreviations, when used in the inscription on the face of this certificate, shall
be construed as though they were written out in full according to applicable laws or regulations: 
  

													
	TEN COM –    	  	as tenants in common	 	UNIF GIFT MIN ACT - 	  	 	 	        Custodian  	  	 
	TEN ENT –	  	as tenants by the entireties	 		 		  	(Cust)	 		  	(Minor)
	JT TEN –	  	as joint tenants with right of survivorship	 	                    under Uniform Gifts to Minors
		  	and not as tenants in common	 	                    Act
                                         
       	  	
		  		 		 		  	    (State)	  	

 Additional abbreviations may also be used though not in the above list. 

Highland Acquisition Corporation 

The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative,
participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented
thereby are issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the issue of shares of Preferred Stock (copies of which may be
obtained from the secretary of the Corporation), to all of which the holder of this certificate by acceptance hereof assents. 
  

					
	 For value received,
                     hereby sell, assign and transfer unto

 

					
	 PLEASE INSERT SOCIAL SECURITY OR OTHER

        IDENTIFYING NUMBER OF ASSIGNEE
  
	  		  	
	  
 

	  		  	

  

			
	  

	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	
	  

	
	  

					
		
	  
	 	 shares
	  
 of the capital stock represented by the within
Certificate, and do hereby irrevocably constitute and appoint
  

					
		
	  
	 	 Attorney
	to transfer the said stock on the books of the within named Corporation will full power of substitution in the premises.

 

							
	Dated  	 	 	  		  	

											
		
		 	  

		 	Notice:	 	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

  

							
	Signature(s) Guaranteed:	  				  	
			
	
                     
                                         
                                         
                                         
         
	  				  	
	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE
GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).	    	  	

 The holder(s) of this certificate shall be entitled to receive a pro-rata portion of the funds from the trust account only in
the event that (i) the Corporation is forced to liquidate because it does not consummate an initial business combination within the period of time set forth in the Corporation’s Amended and Restated Certificate of Incorporation, as the same may
be amended from time to time (the “Charter”) or (ii) if the holder seeks to convert his shares upon consummation of, or sell his shares in a tender offer in connection with, an initial business combination or in connection with certain
amendments to the Charter. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

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