Document:

Exhibit 4.1

 

ARTICLES OF AMENDMENT

 

TO

 

RESTATED ARTICLES OF INCORPORATION

 

OF

 

DANAOS CORPORATION

 

Under Section 90 of the

Republic of the Marshall Islands Business Corporations Act

 

DANAOS CORPORATION, a corporation domesticated in and existing under the law of the Republic of the Marshall Islands (the “Corporation”), hereby certifies as follows:

 

(a)           The name of the Corporation is “DANAOS CORPORATION”.

 

(b)           The Corporation was originally incorporated in the Republic of Liberia on December 7, 1998.  Articles of Domestication and Articles of Incorporation of the Corporation were filed with the Office of the Registrar of Corporations of the Republic of The Marshall Islands on October 7, 2005.  The Articles of Incorporation were amended and restated on October 14, 2005 and Articles of Amendment to such Amended and Restated Articles of Incorporation were filed with the Registrar of Corporations of the Republic of The Marshall Islands on September 14, 2006.  The Amended and Restated Articles of Incorporation were amended and restated on September 18, 2006.  A Statement of Designations was filed pursuant to Section 35(5) of the Business Corporation Act on October 5, 2006 in respect of the right, preferences and privileges of series A participating preferred stock of the Corporation.  Articles of Amendment to such Amended and Restated Articles of Incorporation were filed with the Registrar of Corporations of the Republic of The Marshall Islands on September 18, 2009.  Restated Articles of Incorporation were filed with the Registrar of Corporation of the Republic of The Marshall Islands on July 8, 2010 and Articles of Amendment to such Restated Articles of Incorporation were filed with the Registrar of Corporations of the Republic of The Marshall Islands on August 10, 2018.

 

(c)           The Restated Articles of Incorporation are hereby amended by inserting the following as a new paragraph into Section FOURTH immediately following the last paragraph therein:

 

(d)     Reverse Stock Split. As of the commencement of business on May 2, 2019 (the “Reverse Stock Split Effective Date”), each fourteen (14) shares of Common Stock issued and outstanding immediately prior to the Reverse Stock Split Effective Date either issued and outstanding or held by the Corporation as treasury stock shall be combined into one (1) validly issued, fully paid and non-assessable share of Common Stock without any further action by the Corporation or the holder thereof (the “Reverse Stock Split”); provided that no fractional shares shall be issued to any holder and that in lieu of issuing any such fractional shares, fractional shares resulting from the Reverse Stock Split will be rounded down to the nearest whole share and provided, further, that stockholders who would otherwise be entitled to receive fractional shares because they hold a number of shares not evenly divisible by the ratio of the Reverse Stock Split will receive a cash payment (without interest and subject to applicable withholding taxes) in an amount per share equal to the closing price per share of Common Stock on the New York Stock Exchange on the trading day immediately preceding the Reverse Stock Split Effective

 

 

Date, as adjusted for the reverse stock split as appropriate. Each certificate, if any, that immediately prior to the Reverse Stock Split Effective Date represented shares of Common Stock (“Old Certificates”), shall thereafter represent that number of shares of Common Stock into which the shares of Common Stock represented by the Old Certificate shall have been combined, subject to the elimination of fractional shares as described above. The reverse stock split described in this paragraph shall not change the number of shares of Common Stock authorized to be issued or the par value of the Common Stock. No change was made to the number of registered shares of Preferred Stock the Corporation is authorized to issue or to the par value of the Preferred Stock.

 

(d)           This amendment to the Restated Articles of Incorporation was duly adopted in accordance with Section 88(1) of the Marshall Islands Business Corporations Act (the “BCA”).  The Board of Directors of the Corporation approved this amendment to the Restated Articles of Incorporation on January 17, 2019 and April 16, 2019.  On March 5, 2019, the holders of the requisite percentage of the outstanding shares of the Corporation entitled to vote thereon authorized the adoption of this amendment to the Restated Articles of Incorporation at a duly convened meeting of the stockholders of the Corporation in accordance with the Restated Articles of Incorporation and Section 88(1) of the BCA, and such authorization has been filed with the minutes of the proceedings of stockholders of the Corporation.

 

IN WITNESS WHEREOF, the Corporation has caused these Articles of Amendment to Restated Articles of Incorporation to be signed as of the 1st day of May 2019, by its President and Chief Executive Officer, who hereby affirms and acknowledges, under penalty of perjury, that these Articles of Amendment are the act and deed of the Corporation and that the facts stated herein are true.

 

	
 
    	
DANAOS CORPORATION
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
By:
    	
/s/ John Coustas
    
	
 
    	
 
    	
Name:
    	
John Coustas
    
	
 
    	
 
    	
Title:
    	
President and Chief   Executive OfficerExhibit 4.2

COMMON STOCK   CUSIP Y1968P 12 1 $& ACVEfiSt fOR CERTAltl {)ERU!TtOOS DANAOS CORPORATION   ORGANIZED UNDER THE LAWS OF THE REPUBUC OF LIBERIA AND DOMESTJCATEO !N THE   REPUBUC OF THE MARSHALL ISLANDS FULLY-PAlO AND NON-ASSESSABLE SHARES OF   COMMON STOCK,PAR VALUE $0,01 EACH,OF OANMS CORPORATION tnz/b!};putffc C-/b   t'Ae tfcotfe -/'de tif:,';fl<>Mtl'V'# de tfu/,4,. tfe,.,c;/,;,,   f'«#e>¢ ct< A+atd'A<?-«&*tf uti'&-M'J"   C?t--!_,t:cfi.PCHi't{;ft o/f'rlfvJ,   C-&J"i"¥"Ca,1j;kfl?lji-# .CH Mv.£ .:!Jla ad tr&3 U   1441'/ -tlf'Zitr/,H1'zM c<HL#/1:Nif""'a?'a ul II<;P-t'J&Ji<at!'/jt   tile /:fl;;rHJ;'r-.,_, m/ a,,..,..(e.. wl'dtnc <-. Y/{:tn.ud dej:u,Uu-lc   Jc.al-/' de <PRZt't8-n-am/ ttl,j:wt/tu:lf: a<jrnau/><61 c;/dJ   "*+«tdAM<tj ctf 'l'f"tu <.t, u rL-COUNTEA:SIGNEO AND REGISTERHY   AMERICAN ' & TRUST COMPANY l THAm'>ftR AGllliT AND .REGis:TRAA   --1\UTHO!l!ZEO SIGNATURE 

    

 

 

The following   abbreVIations, when used ln the mscrfption on the face ofth1s certificate,   shan be construed as though they were written out 1n full accord1ng to   applicable laws or regulatiOns: UNIF GIFT MIN ACT-Custodlan-,=::-!Mmo-t)   under Uniform G1fts to M1nors TEN COM - as tenants 1n common TEN ENT - as   tenants by the ent1ret1es JTTEN - as jomt tenants w1th nght of survivorship   and not as tenants in common AdditJona! abbrevtat!ons may also be used though   not m the above list For value reCeived, hereby sell, assign and transfer   unto PLEASE INSERT SOCIAL SECUFI!TY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE   (PLEASE F81NT OR. TYI'>EWfl.liE NAMEA.NOAODRESS INCLUO!"G liP COOE OP   ASSIGNEE\ ----e--c-----c------------e---------------Shares of the capital stock   represented by the wrthm Certificate, and do hereby 1rrevocably constrtufe   and appoint   ----:--:---:-c-----c---:---:----c-:------,-;:-----::c--:-::-----c-:----c--c--c--------Attorney   to transfer the said stock on the books of the wrthm named CorporatiOn with   tuff power of substitution fn the prem1ses Dated SIGNATURE(S) GUARANTEED: THE   S!GNt.TVI'lEtS) SHOIJtO SE GUARAt>."TEED BY AN EL15!BL£   GUAl'<At-.TOR INSTITUTION !BANKS STOCKBROKERS SAVIN(\$ AND LOAN   ASSOC\ATIONS AND CRHl!T UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATll"!E   GUARANTEE MEDALUON P80GRAMI, P..JRSIJ....NTTO SEC RULE t!Ad-15 The   Corpora-non will furnish without charge to each shareholder, who so requests   a statement of the number of shares constituting each class or series of   stock and the des1gnation thereof, and a copy of the   powers,des1gnat1ons,preferences and relative,partiCipatlr\g, optonal or other   spec1alnghts of each class of stock or senes thereof and the   quali11catJons,hm1tat10n or resttict1ons of such preferences andfor nghts.   Such requests shall be made to the Corporat1on's Secretary at the pnnc1pal   executive off1ces of the Cotporation.Exhibit 4.1

 

	
        NUMBER

        U-__________
	 	UNITS

 

	SEE REVERSE FOR 

CERTAIN DEFINITIONS	AGBA ACQUISITION LIMITED	 

 

CUSIP [#]

 

UNITS CONSISTING OF ONE ORDINARY
SHARE, ONE WARRANT AND

ONE RIGHT TO RECEIVE ONE-TENTH
OF ONE ORDINARY SHARE

 

THIS CERTIFIES THAT ______________________________________________________________________________________________

 

is the owner of _______________________________________________________________________________________________________
Units.

 

Each Unit (“Unit”) consists
of one ordinary share, with $0.001 par value, of AGBA Acquisition Limited, a British Virgin Islands company (the “Company”),
one redeemable warrant (“Warrant”) and one right (“Right”) to receive one-tenth (1/10) of an ordinary share.
Each redeemable Warrant entitles the holder thereof to purchase one-half (1/2) of one ordinary share at a price of $11.50 per full
share (subject to adjustment), upon the later to occur of (i) the Company’s completion of a merger, share exchange, asset
acquisition, share purchase, recapitalization, reorganization or other similar business combination with one or more businesses
or entities (a “Business Combination”) or (ii) one year following the date that the registration statement (file number:
333-230804, the “Registration Statement”) for the Company’s initial public offering (the “Offering”)
is effective, i.e., [*], 2019. Every ten Rights entitles the holder thereof to receive one ordinary share upon consummation of
the Company’s initial Business Combination. The ordinary shares, Rights and Warrants comprising the Units represented by
this certificate are not transferable separately prior to the 52nd day after the date of the Registration Statement, unless Maxim
Group LLC (“Maxim”) determines that an earlier date is acceptable, but in no event will the ordinary shares, Rights
and Warrants be traded separately until the Company files with the Securities and Exchange Commission (the “SEC”) a
current report on Form 8-K which includes an audited balance sheet reflecting the receipt by the Company of the gross proceeds
from its Offering including the proceeds received by the Company from the exercise of the over-allotment option thereto, if the
over-allotment option is exercised. If Maxim allows separate trading of the ordinary shares, Rights and Warrants prior to the 52nd
day after the date of the Registration Statement, the Company will issue a press release and file a Current Report on Form 8-K
with the SEC announcing when such separate trading shall begin.

 

The terms of the Warrants and Rights
are governed by a warrant agreement (the “Warrant Agreement”), dated as of [*], 2019, and a rights agreement (the “Rights
Agreement”), dated as of [*], respectively, both between the Company and Continental Stock Transfer & Trust Company,
as the warrant agent and rights agent, and are subject to the terms and provisions contained therein, all of which terms and provisions
the holder of this certificate consents to by acceptance hereof. Copies of the Rights Agreement and the Warrant Agreement are on
file at the office of Continental Stock Transfer & Trust Company at 1 State Street, 30th Floor, New York, NY 10004, and are
available to any Warrant Holder or Rights holder, respectively, on written request and without cost.

 

This certificate
is not valid unless countersigned by the Transfer Agent and Registrar of the Company.

 

Witness the facsimile
seal of the Company and the facsimile signatures of its duly authorized officers.

 

This Unit Certificate
shall be governed and construed in accordance with the internal laws of the State of New York, without regard to conflicts of laws
principles thereof.

 

[Seal]

 

	By		 	 
	 	 	 	 
	 	Chairman	 	Chief Financial Officer

 

     

     

    

 

AGBA Acquisition Limited 

 

The Company will furnish
without charge to each shareholder who so requests, a statement of the powers, designations, preferences and relative, participating,
optional or other special rights of each class of shares or series thereof of the Company and the qualifications, limitations,
or restrictions of such preferences and/or rights.

 

The following abbreviations,
when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according
to applicable laws or regulations:

 

	TEN COM – as tenants in common	UNIF GIFT MIN ACT - __________ Custodian __________
	TEN ENT –  as tenants by the entireties	(Cust)           	  (Minor)
	JT TEN –     as joint tenants with right of survivorship	under Uniform Gifts to Minors
	   and not as tenants in common	Act __________
	 	(State)

 

Additional Abbreviations may also be used though
not in the above list.

 

For value received, ___________________________
hereby sell(s), assign(s) and transfer(s) unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE(S)

 

	
         

         
	 

  

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

	 	 
	 	 
	 	 

 

	 	  Units

 

represented by the within Certificate, and
do hereby irrevocably constitute and appoint

 

		Attorney
	to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

 

Dated __________________

 

	 	Notice:	
        The signature to this assignment must correspond
        with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change
        whatever.

         

 

Signature(s) Guaranteed:

 

	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).	 

 

The holder of this certificate shall be entitled to receive funds
with respect to the underlying ordinary shares from the trust fund only in the event of the Company’s liquidation upon failure
to consummate a business combination or if the holder seeks to convert his or her respective ordinary shares underlying the unit
upon consummation of such business combination or in connection with certain amendments to the Company’s Amended and Restated
Memorandum and Articles of Association. In no other circumstances shall the holder have any right or interest of any kind in or
to the trust fund.

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