Document:

Insider Trading Policy

 EXHIBIT 10.13 

CAREVIEW COMUNICATIONS, INC. 

INSIDER TRADING POLICY 

Adopted November 15, 2007 

I. INTRODUCTION 

“Insider trading” refers generally to buying or selling a security, in breach of a fiduciary duty or other relationship of
trust and confidence, while in possession of material, nonpublic information about the security. Insider trading violations may also include “tipping” such information, securities trading by the person “tipped,” and securities
trading by those who misappropriate such information. 
 The scope of insider trading violations can be wide reaching. The
Securities and Exchange Commission (the “SEC”) has brought insider trading cases against corporate officers, directors, and employees who traded the corporation’s securities after learning of significant, confidential corporate
developments; friends, business associates, family members, and other “tippees” of such officers, directors, and employees who traded the securities after receiving such information; employees of law, banking, brokerage, and printing firms
who were given such information in order to provide services to the corporation whose securities they traded; government employees who learned of such information because of their employment by the government; and other persons who misappropriated,
and took advantage of, confidential information from their employers. 
 Consequently, an “insider” can include
officers, directors, major stockholders and employees of an entity whose securities are publicly traded. In general, an insider must not trade for personal gain in the securities of that entity if that person possesses material, nonpublic
information about the entity. In addition, an insider who is aware of material, nonpublic information must not disclose such information to family, friends, business or social acquaintances, employees or independent contractors of the entity (unless
such employees or independent contractors have a position within the entity giving them a clear right and need to know), and other third parties. An insider is responsible for assuring that his or her family members comply with insider trading
laws. An insider may make trades in the market or discuss material information only after the material information has been made public. 

II. PENALTIES; SANCTIONS 

General. Violation of the prohibition on insider trading can result in a prison sentence and civil and criminal fines for the
individuals who commit the violation, and civil and criminal fines for the entities that commit the violation. 
 CareView
Communications, Inc. (the “Company”) can be subject to a civil monetary penalty even if the directors, officers or employees who committed the violation concealed their activities from the Company. 

 

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 Criminal Penalties. The maximum prison sentence for an insider trading violation is
now 20 years. The maximum criminal fine for individuals is now $5,000,000, and the maximum fine for non-natural persons (such as an entity whose securities are publicly traded) is now $25,000,000. 

Civil Sanctions. Persons who violate insider trading laws may become subject to an injunction and may be forced to disgorge any
profits gained or losses avoided. The civil penalty for a violator may be an amount up to three times the profit gained or loss avoided as a result of the insider trading violation. 

The Company (as well as other natural or non-natural persons who are deemed to be controlling persons of the violator) faces a civil
penalty not to exceed the greater of $1,000,000 or three times the profit gained or loss avoided as a result of the violation if the Company knew or recklessly disregarded the fact that the controlled person was likely to engage in the acts
constituting the insider trading violation and failed to take appropriate steps to prevent the acts before they occurred. 
 In
addition, persons who traded contemporaneously with, and on the other side of, the insider trading violator may sue the violator and the controlling persons of the violator to recover the profit gained or loss avoided by the violator. 

Bounties. The SEC is offering bounties to persons who provide information leading to the imposition of the civil penalty.

 III. POLICY STATEMENT 

Illegal insider trading is against the policy of the Company. Such trading can cause significant harm to the reputation for integrity and
ethical conduct of the Company. Individuals who fail to comply with the requirements of this Insider Trading Policy are subject to disciplinary action, at the sole discretion of the Company, including dismissal for cause. 

IV. WHAT IS MATERIAL, NONPUBLIC INFORMATION? 

Nonpublic, or inside, information about the Company that is not known to the investing public may include, among other things, strategic
plans; significant capital investment plans; negotiations concerning acquisitions or dispositions; major new contracts (or the loss of a major contract); other favorable or unfavorable business or financial developments, projections or prospects; a
change in control or a significant change in management; impending securities splits, securities dividends or changes in dividends to be paid; a call of securities for redemption; and, most frequently, financial results. 

All information about the Company is considered nonpublic information until it is disseminated in a manner calculated to reach the
securities marketplace through recognized channels of distribution and public investors have had a reasonable period of time to react to the information. Generally, information which has not been available to the investing public for at least
two (2) full business days is considered to be nonpublic. Recognized channels of distribution include annual reports, prospectuses, press releases, marketing materials, and publication of information in prominent financial publications,
such as The Wall Street Journal. 
  

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 Nonpublic information is material if it might reasonably be expected to affect the market
value of the securities and/or influence investor decisions to buy, sell or hold securities. If a person feels the information is material, it probably is. Moreover, it should be remembered that plaintiffs who challenge and judges who rule on
particular transactions have the benefit of hindsight. 
 If a person is in doubt as to whether information is public or
material, that person should wait until the information becomes public, or should refer questions to John R. Bailey, who has been designated to act as the Compliance Officer (herein so called). 

V. HANDLING OF INFORMATION 

The Company’s records must always be treated as confidential. Items such as interim and annual financial statements, managed assets
information and similar information are proprietary (that is, information pertaining to and used exclusively by the Company), and proprietary information must not be disclosed or used for any purpose other than for Company business. All Company
policies and procedures designed to preserve and protect confidential information must be strictly followed at all times. 
 No
director, officer or employee of the Company shall at any time make any recommendation or express any opinion as to trading in the Company’s securities. 

Information learned about other entities in a special relationship with the Company, such as acquisition negotiations, is confidential
and must not be given to outside persons without proper authorization. 
 All confidential information in the possession of a
director, officer or employee is to be returned to the Company at the termination his or her relationship with the Company. 

VI. TRADING IN THE COMPANY AND OTHER SECURITIES 

General Rule. Directors, officers and employees of the Company shall not effect any transaction in the Company’s securities
if they possess material, nonpublic information about the Company. This restriction generally does not apply to the exercise of stock options under the Company’s stock option or deferred compensation plans, but would apply to the sale of any
shares acquired under such plans. The provisions set forth in this Paragraph VI and all other provisions of this Insider Trading Policy shall equally apply to the directors, officers and employees of any subsidiary of the Company, except as noted in
the “Trading Window Periods” paragraph below. 
 Pre-Clearance by Compliance Officer. Every director,
officer or employee of the Company shall advise the Compliance Officer before he or she effects any transaction in the Company’s securities. This shall be done by submitting a completed Trading Approval Form, attached as Exhibit
A, to the Compliance Officer. The Compliance Officer shall advise such director, officer or employee whether the proposed transaction is permissible under this Insider Trading Policy by making the appropriate indication and countersigning the
Trading Approval Form. 
 Trading Window Periods. Investment by the Company’s directors, officers or employees in
Company securities is encouraged, so long as such persons do not purchase or sell such securities in violation of this Insider Trading Policy. In furtherance of the goals underlying the Company’s

  

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Insider Trading Policy, the Company’s directors, officers (those required to make filings under Section 16 of the Securities Exchange Act of 1934) and all employees at the Vice
President level and above, as well as all employees in the accounting group are prohibited from buying or selling Company securities at all times, except during the period extending from the third
(3rd) through the thirteenth (13th) business day
following the release of the Company’s earnings for the immediately preceding fiscal period to the public (the “Trading Window Period”). The prohibition on trading in Company securities by such persons at all times other than
the Trading Window Period is designed to prevent any inadvertent trading by such persons in the Company’s securities during times when there may be material financial information about the Company that has not been publicly disclosed. The grant
or exercise of stock options to purchase the Company’s stock is permitted outside Trading Window Periods (although any sale of such stock outside Trading Window Periods is prohibited unless such sale is made pursuant to an approved Rule 10b5-1
Trading Plan, as discussed below). 
 Black-out Communications. In addition to the foregoing restrictions, the Company
reserves the right to issue “black-out notices” to specified persons when material, nonpublic information exists. Any person who receives such a notice shall treat the notice as confidential and shall not disclose its existence to anyone
else. 
 Trading in Securities of Other Entities. In addition, no director, officer or employee of the Company shall
effect any transaction in the securities of another entity, the value of which is likely to be affected by actions of the Company that have not yet been publicly disclosed. Please note that this provision is in addition to the restrictions on
trading in securities of other entities set forth any Code of Ethics of the Company. 
 Applicability to Family Members.
The foregoing restrictions on trading are also applicable to family members’ accounts, accounts subject to the control of personnel subject to this Insider Trading Policy or any family member, and accounts in which personnel subject to this
Insider Trading Policy or any family member has any beneficial interest, except that the restrictions on trading do not apply to accounts where investment decisions are made by an independent investment manager in a fully discretionary account.
Personnel subject to this Insider Trading Policy are responsible for assuring that their family members comply with the foregoing restrictions on trading. For purposes of this Policy, “Family Members” include one’s
spouse and all members of the family who reside in one’s home. 
 Rule 10b5-1 Trading. Notwithstanding the
restrictions stated in this Paragraph VI, such restrictions shall not apply to purchases or sales of securities of the Company made by the persons covered hereby who have entered into a written trading plan that complies with Rule 10b5-1 of the
Exchange Act and has been approved by the Compliance Officer. 
 VII. INVESTIGATIONS; SUPERVISION 

If any person subject to this Insider Trading Policy has reason to believe that material, nonpublic information of the Company has been
disclosed to an outside party without authorization, that person should report this to the Compliance Officer immediately. 
  

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 If any person subject to this Insider Trading Policy has reason to believe that an insider
of the Company or someone outside of the Company has acted, or intends to act, on inside information, that person should report this to the Compliance Officer immediately. 

If it is determined that an individual maliciously and knowingly reports false information to the Company with intent to do harm to
another person or the Company, appropriate disciplinary action will be taken according to the severity of the charges, up to and including dismissal. All such disciplinary action will be taken at the sole discretion of the Company. 

VIII. LIABILITY OF THE COMPANY 

The adoption, maintenance and enforcement of this Insider Trading Policy is not intended to result in the imposition of liability upon
the Company for any insider trading violations where such liability would not exist in the absence of this Insider Trading Policy. 

Questions. All questions regarding this Insider Trading Policy should be directed to John R. Bailey, who has been designated to
act as the Compliance Officer. 
 This Policy is dated as of the first date set forth above and supersedes any previous policy
of the Company concerning insider trading. 
 CONFIRMATION 

[To be signed by members of the Board of Directors and Company employees that are Vice President or above and accounting personnel]

 I HEREBY ACKNOWLEDGE THAT I HAVE RECEIVED, HAVE READ AND UNDERSTAND THE FOREGOING POLICIES OF THE COMPANY.

  

							
	Date:	 	  
	 		 	  

		 		 		 	Signature
				
		 		 		 	  

		 		 		 	Print Name

  

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 EXHIBIT A 

Submitted Pursuant to: 

CAREVIEW COMMUNICATIONS, INC. INSIDER TRADING PLAN 

PRE-CLEARANCE TRADING APPROVAL FORM 

I,                        
                                         
                                         
                                         
    (name), seek pre-clearance to engage in the transaction described below: 
 Acquisition or Disposition (circle one)

			
		
	Name:	 	  

		
	Account Number:	 	  

		
	Date of Request:	 	  

		
	Amount or # of Shares:	 	  

		
	Broker:	 	  

I hereby certify that, to the best of my knowledge, the transaction described herein is not prohibited by the Insider Trading Policy. 

 

							
	Signature:	 	  
	 	Print Name:	 	  

Approved or Disapproved (circle one) 
  

							
	Date of Approval:	 	  
	 	

  

							
	Signature:	 	  
	 	Print Name:	 	  

 

							
	Compliance Officer Approval:	 	  
	 	

 If approval is granted, you are authorized to proceed with this transaction for immediate execution, but only within
the current Trading Window Period for all directors, officers (those required to make filings under Section 16 of the Securities Exchange Act of 1934), employees that are Vice President or above, and accounting personnel. 

 

 - 6 -Advisory Board Charter

 EXHIBIT 10.14 

CAREVIEW COMMUNICATIONS, INC. 

ADVISORY BOARD CHARTER 

I. GENERAL FUNCTION 
 The function of the
members of the Advisory Board (the “Advisory Board”) shall be to advise and make non-binding recommendations to the Board of Directors of CareView Communications, Inc. (the “Company”) and the Company’s Chief Executive
Officer with respect to matters within the areas of their experience and expertise. 
 II. MEMBERSHIP 

The Advisory Board shall have not less than three (3) members. The members shall be appointed by the Board of Directors of the Company. The term of
service for members of the Advisory Board will be one year from the date they are appointed or until their successor is duly elected and qualified or until their earlier resignation, removal by the Board of Directors of the Company, or death. A
member of the Advisory Board may be appointed for an additional term upon mutual written agreement between the Company and the member. The Board of Directors shall appoint one of the members as Chairman of the Advisory Board after consultation among
the Advisory Board members and consultation between the Board of Directors and the Advisory Board. The Board of Directors shall have the authority, in its sole and absolute discretion, to remove any member of the Advisory Board at any time for any
reason with cause or without cause. 
 III. MODE OF OPERATION 

The Advisory Board shall meet at least three (3) times a year, upon no less than a ten (10) day notice, with each meeting date to be designated
by the Chairman. The sole responsibility of the members of the Advisory Board shall be to meet and make recommendations to the Company as to matters within the areas of their experience and expertise based on the members’ reasonable research,
study, and analysis. The Advisory Board’s role shall be purely ministerial and advisory and the ultimate responsibility for the management of the Company’s business and affairs shall rest with the Board of Directors. The Company shall have
no obligation to adopt, or otherwise be bound to act upon, any recommendation of the Advisory Board, but shall, in its sole and absolute discretion, have the ability to take the Advisory Board’s recommendations under advisement. 

IV. COMPENSATION AND EXPERTISE REIMBURSEMENTS 

The members of the Advisory Board shall receive such compensation for their services in such capacities as the Board of Directors of the Company, in its
sole and absolute discretion, shall deem proper. The members of the Advisory Board shall be entitled to reimbursement from the Company for all reasonable expenses incurred by them at the Company’s request in connection with their Advisory Board
services upon the presentation to the Company of appropriate written documentation for such expenses; provided, however, that all expenses must be pre-approved by the Company to be eligible for reimbursement.

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