Document:

Amendment No.2 to Pricipal Investor Agreement, dated as of January 31, 2008

 Exhibit 10.52 
 AMENDMENT NO. 2 
 TO 
 PRINCIPAL INVESTOR AGREEMENT 
 This Amendment No. 2 (the
“Amendment”) to the Principal Investor Agreement dated as of August 10, 2005 among SunGard Capital Corp., a Delaware corporation (together with its successors and permitted assigns, the “Company”), certain of
its subsidiaries and the Principal Investors named therein (the “Agreement”) is made as of January 31, 2008, by and among: 
 (i) the Company; and 
 (ii) each Principal Investor executing this Amendment. 
 Amendment to Agreement 
 The parties
hereto hereby agree as follows: 
 1. Amendment. 
 (a) Each of Sections 2.3.1, 2.3.2, 2.3.3 and 2.3.4 of the Agreement is hereby amended and restated as follows: the amount of “$10,000,000” shall be deleted and replaced with “$25,000,000.”

 (b) Section 2.8 of the Agreement is hereby amended and restated in its entirety as follows: 
 “Operating Committee. The Principal Investor Groups will create an operating committee (the “Operating Committee”) to work with management
of the Company and provide advice to the Board, when requested to do so, with respect to any matter, including acquisitions, dispositions, financings and operating performance. Each Principal Investor Group shall be permitted to designate one
representative (who shall not be a director of the Company) to participate on the Operating Committee, and shall be permitted to remove and replace such designee from time to time, provided that a Principal Investor Group’s designee shall be
automatically removed (and not replaced) at such time as such Principal Investor Group ceases to be a Principal Investor Group in accordance with the definition thereof. The Company shall present, and shall cause each of its direct and indirect
subsidiaries to present to the Operating Committee for its review, any transaction of a sort otherwise described in any of Section 2.3.1 through 2.3.4 but which has a transaction value of more than $10,000,000 but not more than $25,000,000
prior to entering into, or committing to enter into, such transaction.” 
 2. Limited Amendment. Except as specifically amended
by the Amendment, the Agreement shall remain in full force and effect in accordance with its terms. 
 3. Counterparts. This Amendment
may be executed in any number of counterparts, each of which shall constitute an original, but all of which, taken together, shall constitute one and the same agreement. 

 4. Governing Law. This Amendment shall be governed by and construed in accordance with the
domestic substantive laws of the State of Delaware without giving effect to any choice or conflict of laws provision or rule that would cause the application of the domestic substantive laws of any other jurisdiction. 
 5. Definitions. Capitalized terms used but not defined herein are used herein with the definitions contained in the Agreement. 
 [Signature pages follow] 
  

 -2- 

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

					
	THE COMPANY:	 	SUNGARD CAPITAL CORP.
		
		 	  

		 	Name:	 	Michael J. Ruane
		 	Title:	 	Chief Financial Officer and Treasurer

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

			
	BAIN CAPITAL INTEGRAL INVESTORS, LLC
		
	By:	 	Bain Capital Investors, LLC, its administrative member
		
	By:	 	 *

	Name:	 	John Connaughton
	Title:	 	Managing Director
	
	BCIP TCV, LLC
		
	By:	 	Bain Capital Investors, LLC, its administrative member
		
	By:	 	 *

	Name:	 	John Connaughton
	Title:	 	Managing Director

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

			
	  

		 	John Connaughton

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

			
	BLACKSTONE CAPITAL PARTNERS IV L.P.
		
	By:	 	Blackstone Management Associates IV L.L.C., its General Partner
		
	By:	 	 *

	Name:	 	Chinh E. Chu
	Title:	 	Authorized Person
	
	BLACKSTONE CAPITAL PARTNERS IV-A L.P.
		
	By:	 	Blackstone Management Associates IV L.L.C., its General Partner
		
	By:	 	 *

	Name:	 	Chinh E. Chu
	Title:	 	Authorized Person
	
	BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A L.P.
		
	By:	 	Blackstone Management Associates IV L.L.C., its General Partner
		
	By:	 	 *

	Name:	 	Chinh E. Chu
	Title:	 	Authorized Person
	
	BLACKSTONE PARTICIPATION PARTNERSHIP IV L.P.
		
	By:	 	Blackstone Management Associates IV L.L.C., its General Partner
		
	By:	 	 *

	Name:	 	Chinh E. Chu
	Title:	 	Authorized Person
	
	BLACKSTONE GT COMMUNICATIONS PARTNERS L.P.
		
	By:	 	Blackstone Communications Management Associates I L.L.C., its General Partner
		
	By:	 	 *

	Name:	 	Chinh E. Chu
	Title:	 	Authorized Person
	
	BLACKSTONE FAMILY COMMUNICATIONS PARTNERSHIP L.P.
		
	By:	 	Blackstone Communications Management Associates I L.L.C., its General Partner
		
	By:	 	 *

	Name:	 	Chinh E. Chu
	Title:	 	Authorized Person

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

			
	  

		 	Chinh E. Chu

 [Amendment No. 2 Signature Page] 

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

									
	GS CAPITAL PARTNERS 2000, L.P.	 		 	GS CAPITAL PARTNERS V FUND, L.P.
					
	By:	 	GS Advisors 2000, L.L.C.,	 		 	By:	 	GSCP V Advisors, L.L.C.
		 	its General Partner	 		 		 	its General Partner
					
	By:	 	 *
	 		 	By:	 	 *

	Name:	 	Sanjeev Mehra	 		 	Name:	 	Sanjeev Mehra
	Title:	 	Vice President	 		 	Title:	 	Managing Director
			
	GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P.	 		 	GS CAPITAL PARTNERS V OFFSHORE FUND, L.P.
					
	By:	 	GS Employee Funds 2000 GP, L.L.C.	 		 	By:	 	GSCP V Offshore Advisors, L.L.C.
		 	its General Partner	 		 		 	its General Partner
					
	By:	 	 *
	 		 	By:	 	 *

	Name:	 	Sanjeev Mehra	 		 	Name:	 	Sanjeev Mehra
	Title:	 	Vice President	 		 	Title:	 	Managing Director
			
	GS CAPITAL PARTNERS 2000 OFFSHORE, L.P.	 		 	GS CAPITAL PARTNERS V GMBH & CO. KG
					
	By:	 	GS Advisors 2000, L.L.C.	 		 	By:	 	GS Advisors V L.L.C.
		 	its General Partner	 		 		 	its Managing Limited Partner
					
	By:	 	 *
	 		 	By:	 	 *

	Name:	 	Sanjeev Mehra	 		 	Name:	 	Sanjeev Mehra
	Title:	 	Vice President	 		 	Title:	 	Managing Director
			
	GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P.	 		 	GS CAPITAL PARTNERS V INSTITUTIONAL, L.P.
					
	By:	 	GS Employee Funds 2000 GP, L.L.C.	 		 	By:	 	GS Advisors V, L.L.C.
		 	its General Partner	 		 		 	its General Partner
					
	By:	 	 *
	 		 	By:	 	 *

	Name:	 	Sanjeev Mehra	 		 	Name:	 	Sanjeev Mehra
	Title:	 	Vice President	 		 	Title:	 	Managing Director
				
	GS PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG	 		 		 	
					
	By:	 	Goldman, Sachs Management GP GmbH	 		 		 	
		 	its General Partner	 		 		 	
					
	By:	 	 *
	 		 		 	
	Name:	 	Sanjeev Mehra	 		 		 	
	Title:	 	Attorney-in-Fact	 		 		 	

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

									
		 		 		 	  

		 		 		 		 	Sanjeev Mehra

 [Amendment No. 2 Signature Page] 

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

			
	KKR MILLENNIUM FUND L.P.
		
	By:	 	KKR Associates Millennium L.P., its general partner
	By:	 	KKR Millennium GP LLC, its general partner
		
	By:	 	 *

	Name:	 	James H. Greene, Jr.
	Title:	 	Member
	
	KKR PARTNERS III, L.P.
		
	By:	 	KKR GP III LLC, its general partner
		
	By:	 	 *

	Name:	 	James H. Greene, Jr.
	Title:	 	Member

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

			
	  

		 	James H. Greene, Jr.

 [Amendment No. 2 Signature Page] 

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

			
	PROVIDENCE EQUITY PARTNERS V LP
		
	By:	 	Providence Equity GP V LP, its general partner
	By:	 	Providence Equity Partners V L.L.C., its general partner
		
	By:	 	 *

	Name:	 	Julie G. Richardson
	Title:	 	Managing Director
	
	PROVIDENCE EQUITY PARTNERS V-A LP
		
	By:	 	Providence Equity GP V LP, its general partner
	By:	 	Providence Equity Partners V L.L.C., its general partner
		
	By:	 	 *

	Name:	 	Julie G. Richardson
	Title:	 	Managing Director

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

			
	  

		 	Julie G. Richardson

 [Amendment No. 2 Signature Page] 

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

			
	SILVER LAKE PARTNERS II, L.P.
		
	By:	 	Silver Lake Technology Associates II, L.L.C., its general partner
		
	By:	 	 *

	Name:	 	Glenn H. Hutchins
	Title:	 	Managing Director
	
	SILVER LAKE TECHNOLOGY INVESTORS II, L.P.
		
	By:	 	Silver Lake Technology Associates II, L.L.C., its general partner
		
	By:	 	 *

	Name:	 	Glenn H. Hutchins
	Title:	 	Managing Director

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

			
	  

		 	Glenn H. Hutchins

 [Amendment No. 2 Signature Page] 

 IN WITNESS WHEREOF, each of the undersigned has duly executed this Amendment No. 2 (or caused this
Amendment No. 2 to be executed on its behalf by its officer or representative thereunto duly authorized) under seal as of the date first above written. 
  

			
	TPG PARTNERS IV, L.P.
		
	By:	 	TPG GenPar IV, L.P., its general partner
	By:	 	TPG Advisors IV, Inc., its general partner
		
	By:	 	 *

	Name:	 	Clive Bode
	Title:	 	Vice President
	
	T3 PARTNERS II, L.P.
		
	By:	 	T3 GenPar II, L.P., its general partner
	By:	 	T3 Advisors II, Inc., its general partner
		
	By:	 	 *

	Name:	 	Clive Bode
	Title:	 	Vice President
	
	T3 PARALLEL II, L.P.
		
	By:	 	T3 GenPar II, L.P., its general partner
	By:	 	T3 Advisors II, Inc., its general partner
		
	By:	 	 *

	Name:	 	Clive Bode
	Title:	 	Vice President
	
	TPG SOLAR III LLC
		
	By:	 	TPG Partners III, L.P., its managing member
	By:	 	TPG GenPar III, L.P., its general partner
	By:	 	TPG Advisors III, Inc., its general partner
		
	By:	 	 *

	Name:	 	Clive Bode
	Title:	 	Vice President
	
	TPG SOLAR CO-INVEST LLC
		
	By:	 	TPG GenPar IV, L.P., its managing member
	By:	 	TPG Advisors IV, Inc., its general partner
		
	By:	 	 *

	Name:	 	Clive Bode
	Title:	 	Vice President

  

	*	The signature appearing immediately below shall serve as a signature at each place indicated with an “*” on this page: 

  

			
	  

		 	Clive Bode

 [Amendment No. 2 Signature Page]Floor Plan Finance Agreement

 Exhibit 10.1 
 FLOOR PLAN FINANCE AGREEMENT 
 This Floor Plan
Finance Agreement (“Agreement”) is between AVANTAIR, INC., 4311 General Howard Drive, Clearwater, FL 33762, Telephone: 727-539-0071, Fax: 727-539-7007, hereinafter referred to as the “Borrower,” and MIDSOUTH SERVICES, INC., or
assigns, 800 Druid Road West, Clearwater, FL 33756, Telephone: 727-461-0635, Fax: 727-461-0734, hereinafter referred to as the “Lender.” Escrow agent will be INSURED AIRCRAFT TITLE SERVICE, 4848 S.W. 36th Street, Oklahoma City, OK 73179, Telephone: 800-654-4882, Fax: 405-681-9299, hereinafter referred to as the “Escrow Agent.” 
 WHEREAS, the Borrower has certain Piaggio P-180 aircraft with Serial Number 1147 and U.S. Registration Number N175SL (the “Aircraft”)
that they are scheduled to take delivery of from the aircraft manufacturer on or about February 25, 2008 (“Initial Scheduled Delivery Date”); 
 WHEREAS, Lender shall loan Borrower the Net Purchase Price (which shall be an amount of up to $5,345,000) on the actual delivery date of each aircraft when the aircraft are delivered from the manufacturer
(“Actual Delivery Date”) pursuant to the terms and conditions of this Agreement. 
 Now therefore, in consideration of the terms and conditions
herein contained, the parties agree as follows: 
  

	1.	Term. The Term of this Agreement shall commence on the Initial Scheduled Delivery Date, or the Actual Delivery Date when Borrower takes delivery of the Aircraft from
the manufacturer, whichever occurs later, and shall terminate six (6) months from the Actual Delivery Date. 

  

	2.	Purchase Price. On or before each Actual Delivery Date, Lender agrees to pay the Net Purchase Price for the applicable aircraft via direct wire transfer to the Escrow
account. Borrower shall notify Lender at least three (3) days prior to the Actual Delivery Date of their intention to have Lender loan the Net Purchase Price for an aircraft. In addition, it is agreed between the parties that Lender shall only
be required to loan the Net Purchase Price for one aircraft at a time. However, Lender agrees to loan the Net Purchase Price for each aircraft assuming that Borrower relinquishes the debt for the prior aircraft prior to Lender loaning the Net
Purchase Price for the subsequent aircraft. 

  

	3.	Transaction Fee. As consideration for Lender providing the Net Purchase Price for any aircraft during the Term of this Agreement, Borrower agrees to pay Lender a
monthly fee in the amount of Seventy Five Thousand US Dollars ($75,000.00) (“Transaction Fee”). The initial Transaction Fee shall be due in arrears one month after the Actual Delivery Date, which shall be on or about February 25, 2008
and shall not be contingent on whether Lender provides Borrower with the Net Purchase Price for any aircraft during the preceding month. Borrower shall remit the Transaction Fee to Lender via wire transfer. 

  

	4.	Insurance. Borrower shall maintain adequate insurance on the Aircraft and provide Lender and Compass Bank with a Certificate of Insurance listing Compass Bank as lien
holder and Lender as an additional insured 

  

 Page 1 of 3 

	5.	Title and Liens. Borrower agrees that on the Actual Delivery Date, Lender shall be permitted to file a lien on the aircraft securing the amount of the Net Purchase
Price paid to manufacturer. On the Actual Delivery Date, Borrower and Lender may agree to allow title to transfer from Piaggio America to Avantair, Inc, instead of from Piaggio America to MidSouth Services, Inc. All liens imposed on the aircraft by
Lender must be removed on or before the date that Borrower repays the Net Purchase Price to Lender so that Borrower has free and clear title to the aircraft, unless Borrower is in default by not paying the Transaction Fee after given a ten
(10) day period to cure the default as set forth in Section 6 below. 

  

	6.	Release of Liens. Prior to the date that Borrower repays the Net Purchase Price to Lender (“Avantair Actual Delivery Date”), Lender will place any required
Release(s) of Lien with Escrow Agent. Borrower will place the funds due to Lender with Escrow Agent, along with the escrow closing fees. Lender shall be notified at least three (3) days prior to the Avantair Actual Delivery Date. Lender hereby
agrees to fully cooperate with Borrower and Escrow Agent to effect, amend, discharge and/or consent to registrations with respect to the Aircraft on the International Registry for the benefit of Borrower and/or their fractional owners. Lender also
shall provide a letter of instruction to the Escrow Agent or any other person designated by Lender granting the person authority to release any and all liens on the aircraft that were imposed by Lender in the event of Lender’s death or
incapacity which could preclude such release of liens. 

  

	7.	Default. Upon failure of Lender, without default by Borrower, to comply with the terms and conditions of this Agreement, Borrower may elect to cancel this agreement
upon written notice to Lender, however, no breach shall be deemed to have occurred until Lender has ten (10) days to cure, which shall run from the date of receipt of written notice (e-mail or facsimile acceptable). Borrower retains the right
to retain any Transaction Fees owed to Lender, not as forfeiture, but as liquidated damages for Borrower’s breach of this Agreement. 

 Upon failure of the Borrower, without default of Lender, to comply with the terms and conditions of this Agreement, Lender may elect to cancel this agreement upon written notice to Borrower, however, no breach shall
be deemed to have occurred until Borrower has ten (10) days to cure, which shall run from the date of receipt of written notice (e-mail or facsimile acceptable). In the event of a breach by Borrower, Lender shall be permitted to use any
adequate remedy at law to recover damages caused by the breach. Borrower also shall position blank bills of sale with the Escrow Agent so that title in the aircraft may be transferred to Lender in the event of Borrower’s material default of
this Agreement. 
  

	8.	Excusable Delay. Neither Lender nor Borrower shall be liable to each other for any failure or delay in performing any of their obligations hereunder caused by an act
of God, the public enemy, strike or labor dispute, governmental regulation or priorities and force majeure not involving the fault or negligence of either party. 

  

	9.	Assignability. This Agreement shall not be modified or amended except by the mutual consent of the parties in writing. 

  

	10.	Partial Illegality. If any one or more provisions of this Agreement shall be found to be illegal or unenforceable in any respect, the validity, legality and
enforceability of the remaining provisions shall not in any way be affected or impaired. 

  

	11.	 Notification. For the purposes of negotiating and finalizing this Agreement, any document, including this Agreement, transmitted by facsimile or
e-mail, shall be 

  

 Page 2 of 3 

	 	 
treated in all manner and respects as an original document. The signature of any party on such document shall be considered for these purposes as an original
signature. Any such document shall be considered to have the same binding legal effect as an original document. At the request of either party, any such document shall be re-executed by both parties in the original form. In consideration of the
promises made and value received hereunder, the undersigned parties hereby agree that, after a document has been executed and transmitted by facsimile or e-mail, neither party shall raise the use of a facsimile or e-mail, or the lack of a document
bearing an original signature, as a defense to this Agreement and forever waive such defense. 

  

	12.	International Registry. Borrower and Lender shall comply with the Cape Town Convention Protocol for International Registry Regulations and Procedures regarding the
International Registration of the Aircraft prior to closing. Each party shall bear the cost for registration of their company with the International Registry and any fees associated therewith. 

  

	13.	General. 

  

	 	A.	In all respects, time shall be of the essence in this Agreement. 

  

	 	B.	This agreement shall bind and inure to the benefit of the parties hereto and their executors, administrators, heirs and assigns. 

  

	 	C.	This agreement may be executed in two or more counterparts, each of which shall be deemed an original and shall be effective when executed by both parties. 

 

	 	D.	This agreement supersedes all previous agreements, if any. 

 Signed,
sealed and delivered this 21st day of February, 2008. 
  

					
	BORROWER:	 		 	LENDER:
	AVANTAIR, INC.	 		 	MIDSOUTH SERVICES, INC.
			
	 /s/ Kevin Beitzel
	 		 	 /s/ Hugh Fuller

	Signature	 		 	Signature
			
	       COO
	 		 	       President

	Title	 		 	Title
			
	       February 21, 2008
	 		 	       February 21, 2008

	Date	 		 	Date

  

 Page 3 of 3

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00138-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00138-of-00352.parquet"}]]