Document:

Exhibit 10.2

Exhibit 10.2

EXECUTION COPY

THIRD AMENDMENT TO RECEIVABLES SALE AGREEMENT

THIS THIRD AMENDMENT TO RECEIVABLES SALE AGREEMENT, dated as of October 28, 2011 (this
“Amendment”) is entered into by and between AMERISOURCE RECEIVABLES FINANCIAL CORPORATION,
a Delaware corporation (in such capacity, the “Buyer”), and AMERISOURCEBERGEN DRUG
CORPORATION, a Delaware corporation (in such capacity, the “Originator”).

R E C I T A L S

A. The Buyer and the Originator have entered into that certain Receivables Sale Agreement,
dated as of July 10, 2003 (as amended, restated, supplemented or otherwise modified from time to
time, the “Agreement”).

B. The parties to the Agreement desire to enter into this Amendment to amend the
Agreement.

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties agree as follows:

1. Certain Defined Terms. Capitalized terms used but not defined herein shall have
the meanings set forth for such terms in Exhibit I to the Agreement.

2. Amendments to the Agreement. The Agreement is hereby amended as follows:

2.1 Section 2.1(k) of the Agreement is amended to insert the phrase “As of October 28,
2011” at the beginning thereof.

2.2 The last sentence of Section 2.1(s) of the Agreement is hereby amended and
restated in its entirety as follows:

Any excess of the accumulated benefit obligations under one or more Pension
Plans (based on the assumptions used for purposes of Statement of Financial
Accounting Standards No. 87) over the fair market value of the assets of
such Pension Plan or Pension Plans is in an amount that could not reasonably
be expected, individually or in the aggregate, to result in a material
adverse effect on the business, financial condition, operations or
properties of Originator and ERISA Affiliates taken as a whole.

2.3 Section 4.1(g) of the Agreement is amended to delete clause (ii) thereof
in its entirety.

 

 

 

3. Representations and Warranties. Each of the Originator and the Buyer represents
and warrants that:

(a) Representations and Warranties. Each representation and warranty made by
it in the Agreement, as amended by this Amendment, and in the other Transaction Documents
are true and correct as of the date hereof (unless stated to relate solely to an earlier
date, in which case such representations and warranties were true as of such earlier date).

(b) Enforceability. The execution and delivery by it of this Amendment, and
the performance of its obligations under this Amendment and the Agreement (as amended
hereby) are within its corporate powers and have been duly authorized by all necessary
corporate action on its part. Each of this Amendment and the Agreement (as amended hereby)
is its valid and legally binding obligations, enforceable in accordance with its respective
terms, except as enforceability may be limited by bankruptcy, insolvency, reorganization or
other similar laws affecting the enforcement of creditors’ rights generally and by general
principles of equity, regardless of whether such enforceability is considered in a
proceeding in equity or at law.

(c) No Default. After giving effect to all transactions on the date hereof,
both immediately before and immediately after giving effect to this Amendment and the
transactions contemplated hereby, no Termination Event or Unmatured Termination Event exists
or shall exist.

4. Effect of Amendment. All provisions of the Agreement, as expressly amended and
modified by this Amendment, shall remain in full force and effect. After this Amendment becomes
effective, all references in the Agreement to “this Agreement”, “hereof”, “herein”, or words of
similar effect referring to the Agreement shall be deemed to be references to the Agreement, as
amended by this Amendment. This Amendment shall not be deemed to expressly or impliedly waive,
amend or supplement any provision of the Agreement (or any related document or agreement) other
than as set forth herein.

5. Effectiveness. This Amendment shall become effective on the date hereof (the
“Effective Date”) subject to the condition precedent that each Purchaser Agent shall have
received, on or before the Effective Date, each of the following, each in form and substance
satisfactory to each Purchaser Agent:

(a) counterparts of this Amendment, duly executed by the parties hereto;

(b) counterparts of that certain Second Amendment to the Amended and Restated Receivables
Purchase Agreement, dated as of the date hereof, duly executed by the parties thereto (including
evidence that each of the conditions to effectiveness set forth therein have been satisfied); and

(c) such other documents and instruments as a Purchaser Agent may reasonably request.

 

2

 

6. Counterparts. This Amendment may be executed in any number of counterparts and by
different parties on separate counterparts, and each counterpart shall be deemed to be an original,
and all such counterparts shall together constitute but one and the same instrument. Counterparts
of this Amendment may be delivered by facsimile transmission or other electronic
transmission, and such counterparts shall be as effective as if original counterparts had been
physically delivered, and thereafter shall be binding on the parties hereto and their respective
successors and assigns.

7. GOVERNING LAW. THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE
WITH THE LAWS OF THE STATE OF NEW YORK WITHOUT REGARD TO ANY OTHERWISE APPLICABLE PRINCIPLES OF
CONFLICTS OF LAW (OTHER THAN SECTIONS 5-1401 AND 5-1402 OF THE NEW YORK GENERAL OBLIGATIONS LAW).

8. Section Headings. The various headings of this Amendment are inserted for
convenience only and shall not affect the meaning or interpretation of this Amendment or any other
Transaction Document or any provision hereof or thereof.

[signature pages on next page]

 

3

 

IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by their respective
officers thereunto duly authorized, as of the date first above written.

	 	 	 	 	 
	 	AMERISOURCE RECEIVABLES FINANCIAL 
CORPORATION, as
Buyer

 	 
	 	By:  	/s/ J.F. Quinn
 	 
	 	 	Name:  	J.F. Quinn 	 
	 	 	Title:  	Vice President & Corporate Treasurer 	 
	 
	 	AMERISOURCEBERGEN DRUG CORPORATION, as Originator

 	 
	 	By:  	/s/ J.F. Quinn
 	 
	 	 	Name:  	J.F. Quinn 	 
	 	 	Title:  	Vice President & Corporate Treasurer 	 

Third Amendment to Receivables Sale

Agreement (ARFC)

 

S-1Exhibit 10.3

Exhibit 10.3

EXECUTION COPY

SECOND AMENDMENT TO AMENDED AND RESTATED

RECEIVABLES PURCHASE AGREEMENT

THIS SECOND AMENDMENT TO AMENDED AND RESTATED RECEIVABLES PURCHASE AGREEMENT, dated as of
October 28, 2011 (this “Amendment”) is entered into among AMERISOURCE RECEIVABLES FINANCIAL
CORPORATION, a Delaware corporation (in such capacity, the “Seller”), AMERISOURCEBERGEN
DRUG CORPORATION, a Delaware corporation, as the initial Servicer (in such capacity, the
“Servicer”), the PURCHASER AGENTS and PURCHASERS listed on the signature pages hereto, and
BANK OF AMERICA, NATIONAL ASSOCIATION (“Bank of America”), a national banking association,
as administrator (in such capacity, the “Administrator”).

R E C I T A L S

The Seller, Servicer, the Purchaser Groups, and the Administrator are parties to that certain
Amended and Restated Receivables Purchase Agreement, dated as of April 29, 2010 (as amended,
supplemented or otherwise modified from time to time, the “Agreement” or the
“Receivables Purchase Agreement”).

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties agree as follows:

1. Certain Defined Terms. Capitalized terms used but not defined herein shall have
the meanings set forth for such terms in Exhibit I to the Agreement.

2. Amendments to the Agreement. As of the Effective Date (as defined below), the
Receivables Purchase Agreement is hereby amended as follows:

(i) Section 5.1(l) is amended to insert the phrase “As of October 28, 2011,” at the
beginning thereof.

(ii) Section 5.3(l) is amended to insert the phrase “As of October 28, 2011,” at the
beginning thereof.

(iii) Section 7.1(i) is amended to delete clause (ii) thereof in its entirety.

(iv) Section 7.3(m) is amended to delete clause (ii) thereof in its entirety.

(v) Section 9.1(i) is amended to delete the phrase “or any material adverse development
in any such litigation shall have occurred,” where it appears therein in its entirety.

(vi) Section 9.1(o) is amended to delete the number “6.11” where it appears therein and
substitute the number “6.12” therefor and to delete the date “March 18, 2011” where it
appears therein and substitute the date “October 29, 2011” therefor.

 

 

 

(vii) The definition of “Credit Agreement” set forth on Exhibit I is amended
and restated as follows:

“Credit Agreement” shall mean the Credit Agreement, dated as of March 18, 2011, as
amended and restated as of October 28, 2011, which is attached as Exhibit A
to the Amendment and Restatement Agreement, dated as of October 28, 2011, among
AmerisourceBergen, the borrowing subsidiaries from time to time party thereto, the
lenders named therein, JPMorgan Chase Bank, N.A., as administrative agent, and the
other parties thereto (without giving effect to any amendment, waiver, termination,
supplement or other modification thereof thereafter unless consented to by the
Required Purchaser Agents).

(viii) The definition of “Scheduled Facility Termination Date” set forth on
Exhibit I for any Group Commitment (or portion thereof) is amended and restated as
follows:

“Scheduled Facility Termination Date” means, for any Group Commitment (or
portion thereof), the “Scheduled Facility Termination Date” set forth therefor on
the signature page to the Second Amendment to the Amended and Restated Receivables
Purchase Agreement, dated as of October 28, 2011 (or in the applicable Assumption
Agreement or Transfer Supplement).

3. Representations and Warranties; Covenants. Each of the Seller and the Servicer (on
behalf of the Seller) hereby certifies, represents and warrants to the Administrator, each
Purchaser Agent and each Purchaser that on and as of the date hereof:

(i) each of its representations and warranties contained in Article V of the
Agreement is true and correct, in all material respects, as if made on and as of the
Effective Date;

(ii) no event has occurred and is continuing, or would result from this Amendment or
any of the transactions contemplated herein, that constitutes an Amortization Event or
Unmatured Amortization Event;

(iii) the Facility Termination Date for all Purchaser Groups has not occurred; and

(iv) the Credit Agreement has not been amended.

4. Effect of Amendment. Except as expressly amended and modified by this Amendment,
all provisions of the Agreement shall remain in full force and effect. After this Amendment
becomes effective, all references in each of the Agreements to “this Agreement”, “hereof”,
“herein”, or words of similar effect referring to such Agreement shall be deemed to be references
to the Agreement, as amended by this Amendment. This Amendment shall not be deemed to expressly or
impliedly waive, amend or supplement any provision of the Agreement (or any related document or
agreement) other than as set forth herein.

Second Amendment to RPA

(ARFC)

 

2

 

5. Effectiveness. This Amendment shall become effective on the date hereof (the
“Effective Date”) subject to the condition precedent that each Purchaser Agent shall have
received, on or before the Effective Date, each of the following, each in form and substance
satisfactory to the Purchaser Agents:

(a) counterparts of (i) this Amendment and (ii) the amended and restated Fee Letter by and
among, inter alia, the Seller and each Purchaser Agent and dated as of the date hereof, and, in
each case duly executed by each of the parties thereto;

(b) the Administrator, each Purchaser Agent and PNC Capital Markets LLC shall have received
all accrued and unpaid fees, costs and expenses to the extent then due and payable to it or the
Purchasers on the Effective Date; and

(c) such other documents and instruments as a Purchaser Agent may reasonably request.

7. Counterparts. This Amendment may be executed in any number of counterparts and by
different parties on separate counterparts, and each counterpart shall be deemed to be an original,
and all such counterparts shall together constitute but one and the same instrument. Counterparts
of this Amendment may be delivered by facsimile transmission or other electronic transmission, and
such counterparts shall be as effective as if original counterparts had been physically delivered,
and thereafter shall be binding on the parties hereto and their respective successors and assigns.

8. Governing Law. This Amendment shall be governed by, and construed in accordance
with the law of the State of New York without regard to any otherwise applicable principles of
conflicts of law (other than Sections 5-1401 and 5-1402 of the New York General Obligations Law).

9. Section Headings. The various headings of this Amendment are inserted for
convenience only and shall not affect the meaning or interpretation of this Amendment, the
Agreement or any other Transaction Document or any provision hereof or thereof.

[signature pages begin on next page]

Second Amendment to RPA

(ARFC)

 

3

 

IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by their respective
officers thereunto duly authorized, as of the date first above written.

	 	 	 	 	 
	 	AMERISOURCE RECEIVABLES FINANCIAL
 CORPORATION, as
Seller

 	 
	 	By:  	/s/ J.F. Quinn
 	 
	 	 	Name:  	J.F. Quinn 	 
	 	 	Title:  	Vice President & Corporate Treasurer 	 
	 
	 	AMERISOURCEBERGEN DRUG 
CORPORATION, as initial
Servicer

 	 
	 	By:  	/s/ J.F. Quinn
 	 
	 	 	Name:  	J.F. Quinn 	 
	 	 	Title:  	Vice President & Corporate Treasurer 	 

Acknowledged and Agreed

AMERISOURCEBERGEN CORPORATION

	 	 	 	 	 

	By:

	 	/s/ J.F. Quinn
 

Name: J.F. Quinn
	 	 
	 

	 	Title: Vice President & Corporate Treasurer	 	 

Second Amendment to RPA

(ARFC)

 

A-1

 

	 	 	 	 	 
	 	BANK OF AMERICA, NATIONAL 
ASSOCIATION, as
Administrator

 	 
	 	By:  	/s/ Nina Austin
 	 
	 	 	Name:  	Nina Austin 	 
	 	 	Title:  	Vice President 	 
	 
	 	BANK OF AMERICA, NATIONAL ASSOCIATION, as Purchaser
Agent, Uncommitted Purchaser and Related Committed
Purchaser for Bank of America, National Association

 	 
	 	By:  	/s/ Nina Austin
 	 
	 	 	Name:  	Nina Austin 	 
	 	 	Title:  	Vice President 	 
	 
	 	Scheduled Facility Termination Date: October 28,
2014

 	 

Second Amendment to RPA 

(ARFC)

 

VI-1

 

	 	 	 	 	 
	 	

WELLS FARGO BANK, NATIONAL ASSOCIATION, as Purchaser
Agent, Uncommitted Purchaser and Related Committed
Purchaser for Wells Fargo Bank, National Association

 	 
	 	By:  	/s/ Elizabeth R. Wagner
 	 
	 	 	Name:  	Elizabeth R. Wagner 	 
	 	 	Title:  	Vice President 	 
	 
	 	Scheduled Facility Termination Date: October 28,
2014

 	 

Second Amendment to RPA

(ARFC)

 

VI-2

 

	 	 	 	 	 
	 	

LIBERTY STREET FUNDING LLC, as an 
Uncommitted
Purchaser

 	 
	 	By:  	/s/ Jill A. Russo
 	 
	 	 	Name:  	Jill A. Russo 	 
	 	 	Title:  	Vice President 	 
	 	

THE BANK OF NOVA SCOTIA, as Purchaser Agent and
Related Committed Purchaser for Liberty Street
Funding LLC

 	 
	 	By:  	/s/ John Frazell
 	 
	 	 	Name:  	John Frazell 	 
	 	 	Title:  	Director 	 
	 	

Scheduled Facility Termination Date: October 28,
2014

 	 

Second Amendment to RPA

(ARFC)

 

VI-3

 

	 	 	 	 	 
	 	

MARKET STREET FUNDING LLC, as an 
Uncommitted
Purchaser

 	 
	 	By:  	/s/ Doris J. Hearn
 	 
	 	 	Name:  	Doris J. Hearn 	 
	 	 	Title:  	Vice President 	 
	 	

PNC BANK, NATIONAL ASSOCIATION, as Purchaser Agent
and Related Committed Purchaser for Market Street
Funding LLC

 	 
	 	By:  	/s/ William P. Falcon
 	 
	 	 	Name:  	William P. Falcon 	 
	 	 	Title:  	Vice President 	 
	 
	 	Scheduled Facility Termination Date: October 28,
2014

 	 

Second Amendment to RPA

(ARFC)

 

VI-4

 

	 	 	 	 	 
	 	

VICTORY RECEIVABLES CORPORATION,
 as an Uncommitted
Purchaser

 	 
	 	By:  	/s/ David V. DeAngelis
 	 
	 	 	Name:  	David V. DeAngelis 	 
	 	 	Title:  	Vice President 	 
	 	

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK
BRANCH, as Purchaser Agent for Victory Receivables
Corporation

 	 
	 	By:  	/s/ Aditya Reddy
 	 
	 	 	Name:  	Aditya Reddy 	 
	 	 	Title:  	Managing Director 	 
	 	

THE BANK OF TOKYO-MITSUBISHI UFJ, LTD., NEW YORK
BRANCH, as Related Committed Purchaser for Victory
Receivables Corporation

 	 
	 	By:  	/s/ Brian McNany
 	 
	 	 	Name:  	B. McNany 	 
	 	 	Title:  	Vice President 	 
	 	

Scheduled Facility Termination Date: October 28,
2014

 	 

Second Amendment to RPA

(ARFC)

 

VI-5

 

	 	 	 	 	 
	 	

WORKING CAPITAL MANAGEMENT CO., LP, as Uncommitted
Purchaser and as Related Committed Purchaser for
Working Capital Management Co., LP

 	 
	 	By:  	/s/ S. Nochiide
 	 
	 	 	Name:  	Shinichi Nochiide 	 
	 	 	Title:  	Attorney-in-Fact 	 
	 	

MIZUHO CORPORATE BANK, LTD., as Purchaser Agent for

Working Capital Management Co., LP

 	 
	 	By:  	/s/ Bertram H. Tang
 	 
	 	 	Name:  	  Bertram Tang
	 
	 	 	Title:  	
Authorized Signatory 	 
	 
	 	Scheduled Facility Termination Date: October 28,
2014
 	 

Second Amendment to RPA

(ARFC)

 

VI-6

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00195-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00195-of-00352.parquet"}]]