Document:

Exhibit
10.1

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY 

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect
to certain portions hereof denoted with “***”

 

	***CONFIDENTIAL TREATMENT REQUESTED***
	 
	Note: Confidential treatment requested with respect to certain portions hereof denoted with “***”

 

AMENDED AND RESTATED

REVENUE SHARING AND NOTE PURCHASE AGREEMENT

 

(INVENTERGY)

 

ORIGINALLY Dated
as of OCTOBER 1, 2014

AND

AMENDED AND RESTATED AS OF FEBRUARY 25, 2015

 

    	 

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY 

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect
to certain portions hereof denoted with “***”

 

TABLE OF
CONTENTS

 

	ARTICLE I DEFINITIONS	2
	 	 	 
	1.1.	Certain Defined Terms	2
	 	 	 
	1.2.	Other Interpretative Provisions	2
	 	 	 
	ARTICLE II CLOSING AND TERMS OF THE REVENUE STREAM AND NOTES	2
	 	 	 
	2.1.	The Revenue Stream	2
	 	 	 
	2.2.	The Notes	3
	 	 	 
	2.3.	Monetization Revenues	5
	 	 	 
	2.4.	Purchase Price Allocation	6
	 	 	 
	2.5.	Taxes	6
	 	 	 
	2.6.	Manner and Time of Payment	6
	 	 	 
	2.7.	Patent License	6
	 	 	 
	2.8.	Additional Fundings	7
	 	 	 
	ARTICLE III CONDITIONS PRECEDENT	7
	 	 	 
	3.1.	Conditions to Closing	7
	 	 	 
	3.2.	Conditions to additional funding on the First Amendment Effective Date	9
	 	 	 
	ARTICLE IV REPRESENTATIONS AND WARRANTIES OF THE COMPANY	11
	 	 	 
	4.1.	Organization and Business	11
	 	 	 
	4.2.	Qualification	11
	 	 	 
	4.3.	Operations in Conformity with Law, etc.	11
	 	 	 
	4.4.	Authorization and Non-Contravention	11
	 	 	 
	4.5.	Intellectual Property	12
	 	 	 
	4.6.	Material Agreements	13
	 	 	 
	4.7.	Margin Regulations	13
	 	 	 
	4.8.	Investment Company Act	13
	 	 	 
	4.9.	USA PATRIOT Act, FCPA and OFAC	13
	 	 	 
	4.10.	No Default	14
	 	 	 
	4.11.	Binding Effect	14
	 	 	 
	4.12.	Disclosure	14
	 	 	 
	ARTICLE V REPRESENTATIONS AND WARRANTIES OF THE PURCHASERS AND COLLATERAL AGENT	14
	 	 	 
	5.1.	Authority	14

 

    	-i-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY 

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect
to certain portions hereof denoted with “***”

 

	5.2.	Binding Effect	15
	 	 	 
	5.3.	Investment Intent	15
	 	 	 
	5.4.	Experience of the Purchaser	15
	 	 	 
	5.5.	Access to Information	15
	 	 	 
	5.6.	Reliance on Exemptions	15
	 	 	 
	ARTICLE VI COVENANTS	16
	 	 	 
	6.1.	Taxes and Other Charges	16
	 	 	 
	6.2.	Conduct of Monetization Activities; Reporting and Consultation	16
	 	 	 
	6.3.	Maintenance of Existence	16
	 	 	 
	6.4.	Compliance with Legal Requirements	17
	 	 	 
	6.5.	Notices; Reports	17
	 	 	 
	6.6.	Information and Access Rights	18
	 	 	 
	6.7.	Indebtedness	18
	 	 	 
	6.8.	Liens	19
	 	 	 
	6.9.	Management of Patents and Patent Licenses	19
	 	 	 
	6.10.	Minimum Liquidity	20
	 	 	 
	6.11.	Cash Collateral Account	21
	 	 	 
	6.12.	Further Assurances	21
	 	 	 
	6.13.	Confidentiality	22
	 	 	 
	6.14.	Obligations Under Patent Purchase Agreements	22
	 	 	 
	ARTICLE VII EVENTS OF DEFAULT	23
	 	 	 
	7.1.	Events of Default	23
	 	 	 
	7.2.	Remedies Following an Event of Default	25
	 	 	 
	7.3.	Annulment of Defaults	27
	 	 	 
	7.4.	Waivers	27
	 	 	 
	ARTICLE VIII COLLATERAL AGENT	28
	 	 
	8.1.	Appointment of Collateral Agent	28
	 	 	 
	8.2.	Collateral	28
	 	 	 
	8.3.	Collateral Agent’s Resignation	28
	 	 	 
	8.4.	Concerning the Collateral Agent	28
	 	 	 
	ARTICLE IX GENERAL PROVISIONS	30
	 	 	 
	9.1.	Expenses	30

 

    	-ii-

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY 

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect
to certain portions hereof denoted with “***”

 

	9.2.	Indemnity	31
	 	 	 
	9.3.	Notices	32
	 	 	 
	9.4.	Amendments, Consents, Waivers, etc.	32
	 	 	 
	9.5.	No Strict Construction	32
	 	 	 
	9.6.	Certain Acknowledgments	33
	 	 	 
	9.7.	Venue; Service of Process; Certain Waivers	33
	 	 	 
	9.8.	WAIVER OF JURY TRIAL	33
	 	 	 
	9.9.	Interpretation; Governing Law; etc.	34
	 	 	 
	9.10.	Successors and Assigns	34
	 	 	 
	9.11.	Tax Treatment	36

 

APPENDICES, SCHEDULES AND EXHIBITS

 

	Appendix I	Definitions
	Schedule 2.1	Revenue Participants/Warrant Purchasers
	Schedule 2.2	Note Purchasers
	Schedule 2.6	Wire Transfer Instructions
	Schedule 4.1	Company Organization
	Schedule 4.5(g)	Patent Litigation; Reissues and Oppositions
	Schedule 4.6	Material Agreements
	Schedule 6.7	Existing Indebtedness
	Schedule 6.12.4	***
	Schedule 9.3	Notices
	Schedule I(a)	Patents

 

	Exhibit A	Form of Note
	Exhibit B	Control Agreement
	Exhibit C	Form of Certificate (Payments to Cash Collateral Account)
	Exhibit D-1	Note Assignment and Acceptance Agreement
	Exhibit D-2	Revenue Stream Assignment and Acceptance Agreement
	Exhibit E	Patent License Agreement
	Exhibit F	Patent Security Agreement
	Exhibit G	Security Agreement
	Exhibit H	Subscription Agreement
	Exhibit I	Newco LLC Agreement
	Exhibit J	Form of Compliance Certificate for Weekly Liquidity Test
	Exhibit K	Form of Warrant

 

    	-iii-

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

AMENDED AND RESTATED

 

REVENUE SHARING AND NOTE PURCHASE AGREEMENT

 

The REVENUE SHARING AND
NOTE PURCHASE AGREEMENT originally dated as of October 1, 2014, is hereby amended and restated as of February 25, 2015, and is
by and among Inventergy Global, Inc., a Delaware corporation (“Parent”) and Inventergy, Inc. (“Owner”,
and, collectively, the “Company”), and DBD Credit Funding, LLC as collateral agent (the “Collateral
Agent”), each Person listed on Schedule 2.1 hereto (the “Revenue Participants”) and each Person
listed on Schedule 2.2 hereto (the “Note Purchasers” and, together with the Revenue Participants, the
“Purchasers”).

 

RECITALS

 

WHEREAS, the Company, the
Collateral Agent and the Purchasers initially entered into this Agreement on October 1, 2014 and, pursuant to the First Amendment
(as defined herein), have amended and restated this Agreement on February 25, 2015, as set forth herein.

 

WHEREAS, the Revenue Participants
wish to acquire, and the Company has agreed to grant, an interest in certain of the Company’s future revenues from its patent
portfolio subject to payment of the purchase price and other conditions specified herein, which future revenues are inherently
risky and uncertain as to both amount and timing; and

 

WHEREAS, the Note Purchasers
have agreed to purchase from the Company, and the Company has agreed to issue and sell to the Purchasers, up to $14,000,000 in
aggregate original principal amount of the Company’s senior secured notes (the “Notes”) in the form of
Exhibit A hereto, subject to the terms of this Agreement,

 

WHEREAS, the Company issued
$11,000,000 of Notes to the Note Purchasers on the Closing Date (the “Original Notes”), and has requested that
the Note Purchasers commit to purchase up to a further $3,000,000 in Notes (the “New Notes”) on and after the
First Amendment Effective Date and the Purchasers have agreed to such commitment, of which $1,199,500 of New Notes will be issued
on the First Amendment Effective Date, which issuances shall be accompanied by interests in the Company’s future revenues
as described herein and shall be subject to the conditions specified herein and in consideration of the amendments reflected herein,
all as initially contemplated by Section 2.8 of the original Agreement;

 

WHEREAS, the Purchaser
and the Company may agree in future to the issuance and sale of up to an additional $2,000,000 in aggregate original principal
amount of Notes and additional interests in the Company’s future revenues from its patent portfolio, as contemplated by Section
2.8 hereof;

 

WHEREAS, the Revenue Participants
wish to acquire, and the Parent has agreed to issue and sell to the Revenue Participants on the First Amendment Effective Date,
warrants for the purchase of 500,000 shares (subject to adjustment in accordance with the terms of such warrants) of the Parent’s
common stock (the “Warrants” and together with the Notes, the “Securities”) in the form of
Exhibit K hereto, subject to the terms of this Agreement; and

 

    	 

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

NOW THEREFORE, in consideration
of the mutual agreements contained herein, and other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the parties agree as follows:

 

ARTICLE
I

DEFINITIONS

 

1.1.          Certain
Defined Terms. Capitalized terms used in this Agreement and not otherwise defined shall have the meanings set forth in Appendix
I.

 

1.2.          Other
Interpretative Provisions. Unless otherwise specified, all references to “$”, “cash”, “dollars”
or similar references shall mean U.S. dollars, paid in cash or other immediately available funds. The definitions set forth in
this Agreement are equally applicable to both the singular and plural forms of the terms defined. The words “hereof”,
“herein”, and “hereunder” and words of like import when used in this Agreement
shall refer to this Agreement as a whole and not to any particular provision of this Agreement. All references to time of day herein
are references to New York, New York time (daylight or standard, as applicable) unless otherwise specifically provided. Where the
character or amount of any asset or liability or item of income or expense is required to be determined or any consolidation or
other accounting computation is required to be made for the purposes of this Agreement, it shall be done in accordance with GAAP
except where such principles are inconsistent with the specific provisions of this Agreement. References in this Agreement to an
Appendix, Exhibit, Schedule, Article, Section, clause or subclause refer (A) to the appropriate Appendix, Exhibit or Schedule to,
or Article, Section, clause or subclause in this Agreement or (B) to the extent such references are not present in this Agreement,
to the Document in which such reference appears. The term “including” is by way of example and not limitation. The
word “or” is not exclusive. In the computation of periods of time from a specified date to a later specified date,
the word “from” means “from and including”; the words “to” and “until” each mean
“to but excluding”; and the word “through” means “to and including.” The term “documents”
includes any and all instruments, documents, agreements, certificates, notices, reports, financial statements and other writings,
however evidenced, whether in physical or electronic form. All references to any Person shall be constructed to include such Person’s
successors and assigns (subject to any restriction on assignment set forth herein). Unless otherwise expressly provided herein,
references to any law shall include all statutory and regulatory provisions consolidating, amending, replacing, supplementing or
interpreting such law.

 

ARTICLE
II

CLOSING AND TERMS OF THE REVENUE STREAM AND NOTES

 

2.1.          The
Revenue Stream.

 

2.1.1.          Purchase
of the Revenue Stream. On the Closing Date, subject to the satisfaction of the conditions set forth in Section 3.1,
and against the payment of an aggregate purchase price of *** allocated as set forth on Schedule 2.1, the Company granted
the Revenue Stream to the Revenue Participants. The purchase price for the Revenue Stream was increased to *** as consideration
for the amendments to the Revenue Stream made on the First Amendment Effective Date, and will be further increased by an amount
equal to ***; i.e., by *** on account of the $1,199,500 of Notes issued on the First Amendment Effective Date. In the event that
the full $3,000,000 of additional Notes are issued, the allocated purchase price of the Revenue Stream will total ***. The rights
of the Revenue Participants to the Revenue Stream shall be secured pursuant to the Collateral Documents, junior in priority to
the rights of the Note Purchasers.

 

    	-2-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

2.1.2.          Payments
to Revenue Participants. Following payment in full of the Note Obligations, the Company shall pay to the Revenue Participants
their proportionate share, in accordance with Schedule 2.1, of the Revenue Stream; provided, that the Company shall
instruct any payors to deposit Monetization Revenues, per Section 6.11, directly into the Cash Collateral Account. Any applicable
payments by the Company to Revenue Participants shall be made monthly on the last Business Day of each month with respect to any
Monetization Revenues received through the last Business Day of the prior month. Except to the extent that the Collateral Agent
is enjoined or stayed from distributing any such Monetization Revenues by action brought by the Company, such direct deposit in
the Cash Collateral Account by payors shall constitute timely payment by the Company. For the avoidance of doubt, prior to the
payment in full of the Note Obligations, all Monetization Net Revenues shall be applied by the Company or the Collateral Agent,
as the case may be, in accordance with Section 2.2.4, including the payment of principal, interest and any applicable premiums
or fees on the Note Obligations (inclusive of payments owed pursuant to Sections 9.1(ii)-(iv) or 9.2, and shall not
be shared with any Revenue Participants as a payment in respect of the Revenue Stream.

 

2.2.          The
Notes.

 

2.2.1.          Purchase
and Sale of the Notes. On the Closing Date and on each issuance date of Notes from and after the First Amendment Effective
Date, subject to satisfaction of the conditions set forth in Section 3.1 and Section 3.2, respectively, the Company
agrees to issue and sell, and each Note Purchaser agrees to purchase, for the purchase prices set forth on Schedule 2.2
and in accordance with the percentages set forth on Schedule 2.2, Original Notes in an aggregate original principal amount
of $11,000,000 on the Closing Date, New Notes in an aggregate original principal amount of $1,199,500 on the First Amendment Effective
Date, and up to a further $1,800,500 of New Notes following the First Amendment Effective Date.

 

2.2.2.          Interest
on the Notes. The unpaid principal amount of the Notes (including any PIK Interest) shall bear cash interest at a rate equal
to LIBOR plus 7% per annum plus 3% per annum of PIK interest (defined below); provided that upon and during the continuance
of an Event of Default under Section 7.1.1, the cash interest rate shall increase by an additional 2% per annum. Interest
on the Notes shall be paid on the last Business Day of each calendar month (the “Interest Payment Date”), starting
with the calendar month ending October 31, 2014. Such interest shall be paid in cash except that 3.00% per annum of the interest
due on each Interest Payment Date shall be paid-in-kind, by increasing the principal amount of the Notes by the amount of such
interest, effective as of the applicable Interest Payment Date (“PIK Interest”). PIK Interest shall be treated
as principal of the Note for all purposes of interest accrual or calculation of any premium.

 

    	-3-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

2.2.3.          Fees;
Prepayment Premium.

 

2.2.3.1.          At
the Closing Date, the Company has paid to the Note Purchasers a structuring fee equal to $385,000, and on each subsequent date
on which Notes (other than the New Notes) are issued, the Company shall pay to the Purchasers a structuring fee equal to 3.5% of
the original principal amount of the Notes issued on such date. The structuring fee shall be netted out of the funding at the Closing
Date and on each issuance date following the Closing Date.

 

2.2.3.2.          Upon
the earlier of the date on which the Note Obligations are paid in full, or become due (whether at the Maturity Date or upon acceleration),
the Company shall pay to the Note Purchasers a termination fee equal to the sum of (x) $770,000 plus (y) 7.0% of the original principal
amount of the Notes (including the New Notes) issued following the Closing Date.

 

2.2.4.          Payment
of the Notes.

 

2.2.4.1.          Payment
at Maturity. The principal of the Notes and all unpaid interest thereon or other amounts owing hereunder shall be paid in full
in cash on September 30, 2017 (the “Maturity Date”). If the Maturity Date is not a Business Day, such payment
shall be due on the next following Business Day.

 

2.2.4.2.          Optional
Prepayments. In addition to being required to make Mandatory Prepayments as required under Section 2.2.4.4, the Company
may prepay the Notes from time to time in whole or in part, without penalty or premium, except that any optional
prepayments of the Notes prior to the first anniversary of the Closing Date shall be accompanied by a prepayment premium equal
to 5.00% of the principal amount prepaid. Any such prepayment shall include accrued and unpaid interest on the amount prepaid.

 

2.2.4.3.          Amortization.
Commencing on the last Business Day of October, 2015, the Company shall make monthly amortization payments on the Notes in an amount,
as of the date of such payment, equal to (x) the then outstanding principal amount divided by (y) the number of months left until
the Maturity Date. The amount of the monthly amortization payment shall be calculated by the Company, and provided to the Collateral
Agent for review, initially prior to the first such payment and recalculated following any optional or mandatory prepayment and
following any issuance of additional Notes.

 

    	-4-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

2.2.4.4.          Mandatory
Prepayments. Upon receipt of any Monetization Revenues, the Company or the Collateral Agent, as the case may be, shall apply
86% of such Monetization Net Revenues to the payment of accrued and unpaid interest on, and then to repay outstanding principal
of, and any fees with respect to, the Notes until all Note Obligations have been paid in full; provided that 100% of Monetization
Net Revenues from the Specified Licenses shall be so applied. Payments by the Company on the Notes shall be made monthly on the
last Business Day of each month with respect to Monetization Revenues received through the last Business Day of the prior month.
For the avoidance of doubt, mandatory prepayments are not subject to any prepayment premium.

 

2.2.4.5.          Application
of Payments. Payments on the Notes shall be applied in the following order, first to any then outstanding expenses or other
amounts owing pursuant to Article IX; second, to accrued and unpaid interest (excluding PIK Interest); third to principal;
fourth to any prepayment premium on the principal so repaid; and finally, after all principal of the Notes and any prepayment premium,
has been paid in full, to the termination fee. Optional and mandatory repayments shall reduce required amortization payments pro
rata. Payments on Notes (other than accrued and unpaid interest, which shall be applied pro rata to interest due on all outstanding
Notes) shall be first applied to Notes with the lowest amount of unamortized original issue discount as a percentage of principal.

 

2.3.          Monetization
Revenues. All Monetization Revenues received by the Company or deposited in the Cash Collateral Account shall be applied so
that 86% of Monetization Net Revenues are applied to the Note Obligations until paid in full; provided, that 100% of Monetization
Net Revenues from the Specified Licenses shall be so applied; and provided further that 100% of the Monetization Net Revenues received
since the last Business Day of the preceding month shall be applied to pay any past due Note Obligations, including in the event
of acceleration of the Notes. Following payment in full of the Note Obligations, the Applicable Percentage of the Monetization
Net Revenues received following the payment in full of the Note Obligations shall be paid to the Revenue Participants for application
to the Revenue Stream, in accordance with Section 2.1.2 and Schedule 2.1, until fully satisfied; provided that in
the event of an acceleration of the Revenue Stream, 100% of the Monetization Net Revenues received since the last Business Day
of the preceding month shall be applied to pay the remaining balance of the Revenue Stream. The Company, after payment in full
of the Note Obligations, may prepay any or all of the remaining balance of the Revenue Stream (as defined with respect to the applicable
time of such payment in the definition of Revenue Stream). In the event of an ***, 100% of Monetization Net Revenues shall be applied
to the payment of the Note Obligations and, following the payment in full of the Note Obligations, to the Revenue Stream, pending
***, which, if and to the extent that ***, then the Net Revenues applied after such determination to payment of the Note
Obligations or the Revenue Stream shall revert to the Applicable Percentages per the terms of this Agreement as if *** had not
occurred, and any amounts then due back to the Company will be treated as prepayments of the Note Obligations, or if the Note Obligations
have been paid in full, of the Revenue Stream.

 

    	-5-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

2.4.          Purchase
Price Allocation. The Company and the Purchasers agree that, for purposes of Sections 305 and 1271 through 1275 of the Code
or any other jurisdiction, the aggregate purchase price of the Original Notes issued on the Closing Date shall be ***, the aggregate
purchase price of the New Notes issued on the First Amendment Effective Date shall equal ***, the purchase price of the Warrants
shall be $40,000, the aggregate purchase price of the Revenue Stream shall be the sum of (a) *** plus (b) ***, the purchase price
of the New Notes issued after the First Amendment Effective Date shall equal ***, and that such purchase prices shall be used by
the Company and each Purchaser for all financial reporting and income tax reporting purposes.

 

2.5.          Taxes.
Any and all payments by the Company with respect to any Notes or the Revenue Stream shall be made free and clear of and without
deduction for any and all present or future taxes, levies, imposts, deductions, charges or withholdings in any such case imposed
by the United States or any political subdivision thereof, excluding taxes imposed or based on the recipient Purchaser’s
overall net income, and franchise or capital taxes imposed on it in lieu of net income taxes (all such non-excluded taxes, levies,
imposts, deductions, charges, withholdings and liabilities in respect of payments hereunder being hereinafter referred to as “Taxes”).
If the Company shall be required by law to deduct any Taxes from or in respect of any sum payable hereunder or under any Notes
to any Purchaser, (i) the sum payable shall be increased as may be reasonably necessary so that after making all required deductions
for taxes (including deductions for taxes applicable to additional sums payable under this Section 2.5) such Purchaser
receives an amount equal to the sum it would have received had no such deductions been made, (ii) the Company shall make such deductions
and (iii) the Company shall remit the full amount deducted to the relevant taxation authority or other authority in accordance
with applicable law. Within 30 days after the date of any payment of such Taxes (or, if later, promptly upon a receipt becoming
available), the Company shall furnish to the Purchasers the original or certified copy of a receipt evidencing payment thereof.
If the Company or any Purchaser shall subsequently receive a refund or tax credit for any such Taxes withheld as to which the Purchaser
has been made whole pursuant to the preceding procedure, any such refund or credit shall be for the sole account of the Company.

 

2.6.          Manner
and Time of Payment. All payments to the Note Purchasers or the Revenue Participants (or the Cash Collateral Account, as the
case may be) shall be made by wire transfer or other same day funds, without set off, not later than 2:00 p.m. on the day such
payment is due, in accordance with the payment instructions set forth on Schedule 2.6.

 

2.7.          Patent
License. Effective as of the earlier of (x) the date that is 365 days after the Closing Date or (y) the occurrence of an Event
of Default, the Company shall grant to the Collateral Agent, for the benefit of the Secured Parties, a non-exclusive, royalty free,
license (including the right to grant sublicenses) with respect to the Patents, which shall be evidenced by, and reflected in,
the Patent License Agreement, which shall be delivered at Closing. The Patent License Agreement shall terminate upon payment in
full of the Note Obligations and the Revenue Stream and as otherwise specified in the Patent License Agreement, but any sublicenses
granted prior to any termination of this Agreement (except to Collateral Agent or its affiliates) shall survive according to the
respective terms and conditions of such sublicenses. The Collateral Agent and the Secured Parties agree that the Collateral Agent
shall only use such license following the occurrence and during the continuance of an Event of Default.

 

    	-6-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

2.8.          Additional
Fundings.

 

2.8.1.          It
is contemplated that the Company may subsequently request that the Purchasers acquire up to $2,000,000 in additional Notes (in
addition to the aggregate $14,000,000 issued and committed to be issued as of the First Amendment Effective Date), and further
acquire additional interests in the Company’s Monetization Revenues. If the Company shall make such request, and if the Purchasers
agree, in their sole discretion, to provide such additional funding to the Company, this Agreement shall be amended in a manner
satisfactory to the Company and the Purchasers to reflect the economic and other terms and conditions of such additional funding,
which terms and conditions shall be satisfactory to the Company and the Purchasers. In particular, it is contemplated that to the
extent that such incremental funding occurs, the additional Notes and participation in the Monetization Revenues will have substantially
the same economic terms as those issued on and after the First Amendment Effective Date (e.g., will contemplate the same rate,
percentage fees, etc. and will provide for a proportional additional share of Monetization Net Revenues.)

 

2.8.2.          In
addition, if and to the extent that the Company breaches its obligations under Section 6.14 to timely pay amounts due under
its Patent Purchase Agreements, the Purchasers shall have the option (but no obligation) to advance directly to the applicable
seller under such Patent Purchase Agreement any such past due amounts. If and to the extent that the Purchasers elect to make such
advances, this Agreement shall be amended in a manner satisfactory to the Purchasers (and the Company shall be deemed to have irrevocably
consented to such amendment) so as to reflect the economics of such additional funding, which shall be on economic terms that are
substantially the same as the Notes and Revenue Stream issued at Closing (but with a maturity date and return threshold deadlines
that are consistent with the Notes and Revenue Stream issued at Closing).

 

ARTICLE
III

CONDITIONS PRECEDENT

 

3.1.          Conditions
to Closing. The obligation of each Revenue Participant to purchase its respective pro rata share of the Revenue Stream and
the obligation of each Note Purchaser to purchase its respective pro rata share of the Notes on the Closing Date is subject to
the satisfaction of the conditions set forth in this Section 3.1:

 

3.1.1.          Deliveries.
The Company (and each of its Subsidiaries, as applicable) shall have delivered to each Purchaser and the Collateral Agent fully
executed (where applicable) copies of the following:

 

3.1.1.1.          this
Agreement;

 

3.1.1.2.          the
Notes;

 

3.1.1.3.          the
Security Agreement;

 

    	-7-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

3.1.1.4.          the
Patent License Agreement;

 

3.1.1.5.          the
Patent Security Agreement;

 

3.1.1.6.          the
Certificate of Designation;

 

3.1.1.7.          the
Proxy;

 

3.1.1.8.          the
Voting Agreement;

 

3.1.1.9.          Series
F Stock Certificate in Inventergy, Inc.

 

3.1.1.10.         (i) a
copy of the certificate or articles of incorporation, certificate of formation, limited liability company agreement or other constitutive
document, including all amendments thereto, of the Company, certified as of a recent date by the Secretary of State of the state
of its organization and a certificate as to the good standing of the Company as of a recent date, from such Secretary of State
(or, in each case, a comparable governmental official, if available); (ii) a certificate of the Secretary or Assistant Secretary
of the Company, dated the Closing Date and certifying (A) that attached thereto is a true and complete copy of the by-laws
and any limited liability company agreement of the Company as in effect on the Closing Date and at all times since a date prior
to the date of the resolutions described in clause (B) below, (B) that attached thereto is a true and complete copy of
resolutions duly adopted by the board of directors or managers of the Company authorizing the execution, delivery and performance
of the Documents, and that such resolutions and consents have not been modified, rescinded or amended and are in full force and
effect, (C) that the certificate or articles of incorporation of the Company or the applicable subsidiary have not been amended
since the date of the last amendment thereto shown on the certificate of good standing furnished pursuant to clause (i) above,
and (D) as to the incumbency and specimen signature of each officer executing this Agreement or any other Document on behalf
of the Company; and (iii) a certificate of another officer as to the incumbency and specimen signature of the Secretary or
Assistant Secretary executing the certificate pursuant to clause (ii) above;

 

3.1.1.11.         an
opinion of counsel for the Company addressed to the Collateral Agent and each other party hereto in customary form and otherwise
in form and substance reasonably satisfactory to the Collateral Agent;

 

3.1.1.12.         an
officer’s certificate from an Authorized Officer of the Company certifying that the condition set forth in Section 3.1.2
has been satisfied;

 

3.1.1.13.         all
documentation and other information about the Company requested by the Revenue Participants or the Note Purchasers or the Collateral
Agent under applicable “know your customer” and anti-money laundering rules and regulations, including the USA PATRIOT
Act; and

 

 

    	-8-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

3.1.1.14.         evidence
satisfactory to the Purchasers that the Existing Notes has been fully repaid (or will be paid, by direct wire, with the proceeds
of the Notes and Revenue Share) and all Liens securing such Indebtedness released (or agreed to be released by the Collateral Agent
pursuant to a payoff letter acceptable in form and substance to the Purchasers.)

 

3.1.2.          Representations
and Warranties; No Default. The representations and warranties contained in this Agreement and the other Documents shall be
true and correct in all material respects, and there shall exist no Default or Event of Default, including after giving effect
to the transactions contemplated herein.

 

3.1.3.          Consummation
of Purchase of Common Stock. The Subscription Agreement shall have been executed and delivered and shares of Parent Common
Stock sold to the Purchasers as contemplated thereby.

 

3.1.4.          Fees
and Expenses. The structuring fee and the expenses of the Purchasers and the Collateral Agent invoiced as of the Closing Date
shall have been paid in full, in cash; which sums shall be acknowledged to have been received by the Company but applied by the
Purchasers at Closing.

 

3.1.5.          Due
Diligence. The Purchasers shall have completed their due diligence, and shall be satisfied with the results thereof, in their
sole judgment.

 

3.1.6.          Senior
Lien. The Purchasers shall be satisfied that, after giving effect
to the Collateral Documents and to the making of any filings contemplated thereby, including, without limitation, UCC filings and
filings in the United States Patent and Trademark Office, the Collateral Agent will have a first priority perfected lien in the
Patents registered in the United States and on all other material assets of the Company and its Subsidiaries.

 

3.1.7.          W-9.
The Purchasers shall have delivered completed Forms W-9 (or applicable equivalent) to the Company.

 

3.2.          Conditions
to Additional Funding on and after the First Amendment Effective Date. The obligation of each Revenue Participant to purchase
its respective pro rata share of the Revenue Stream and the Warrants and the obligation of each Note Purchaser to purchase its
respective pro rata share of the New Notes on and after the First Amendment Effective Date, are subject to the satisfaction of
the conditions set forth in this Section 3.2:

 

3.2.1.          Total
Amount. The total original principal amount of Notes issued hereunder shall not exceed $14,000,000 (of which up to $3,000,000
may be New Notes).

 

3.2.2.          Request
for issuance. The Company shall have provided the Purchasers with a request for the issuance of such New Notes not later than
ten Business Days prior to the proposed date of such issuance, and the issuance date shall not be later than December 31, 2015.

 

    	-9-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

3.2.3.          Deliveries.
The Company (and each of its Subsidiaries, as applicable) shall have delivered to each applicable Purchaser and the Collateral
Agent fully executed (where applicable) copies of the following:

 

3.2.3.1.          this
Amended Agreement (only for the issuance on the First Amendment Effective Date);

 

3.2.3.2.          Notes
in the amount of such proposed issuance;

 

3.2.3.3.          the
Warrants (only for the issuance on the First Amendment Effective Date);

 

3.2.3.4.          an
officer’s certificate from an Authorized Officer of the Company certifying that the conditions set forth in Section 3.2.4
and 3.2.5 have been satisfied; and

 

3.2.3.5.          an
officers certificate that attaches the Specified Licenses to which the Company is party as of the date of such issuance, sets forth
the terms of any such Specified Licenses to which the Company is party as of such issuance, including projected payments, and sets
forth all related Monetization Expenses that will be payable in connection with such payments, all in reasonable detail and all
of which shall be in form and substance satisfactory to the Majority Purchasers (a “Specified License Certification”).

 

3.2.4.          Entry
into Specified Licenses. Evidence satisfactory to the Purchasers that the Company has entered into Specified Licenses on terms
satisfactory to the Purchasers with total future Monetization Net Revenues from such Specified Licenses equal to not less than
100% of the original principal amount of any Notes issued from and after the First Amendment Effective Date, and either that initial
payments under such Specified Licenses have been deposited into the Cash Collateral Account or, if no initial payment is required
for the effectiveness of such Specified License, the Collateral Agent has received evidence satisfactory to it in its sole discretion
of the effectiveness of such Specified License. In connection with the funding of New Notes on the First Amendment Effective Date,
evidence satisfactory to the Purchasers that the initial installment under the Initial Specified License has been received by the
Company.

 

3.2.5.          Representations
and Warranties; No Default. The representations and warranties contained in this Agreement and the other Documents shall be
true and correct in all material respects, and there shall exist no Default or Event of Default, including after giving effect
to the transactions contemplated herein.

 

3.2.6.          
Fees and Expenses. The expenses of the Purchasers and the Collateral Agent in connection with such issuance or otherwise due
hereunder shall have been paid to the extent invoiced as of the proposed issuance date

 

    	-10-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with respect to certain
portions hereof denoted with “***”

 

 

ARTICLE
IV

REPRESENTATIONS AND WARRANTIES OF THE COMPANY

 

In order to induce the
Revenue Participants to purchase the Revenue Stream and the Note Purchasers to purchase the Notes, the Company hereby represents
and warrants to the Purchasers as of the Closing Date, the First Amendment Effective Date and the date of each subsequent issuance
of Notes that:

 

4.1.          Organization
and Business. The Company is (a) a duly organized and validly existing corporation or limited liability company, (b) in good
standing under the laws of the jurisdiction of its incorporation or organization, and (c) has the power and authority, corporate
or otherwise, necessary (i) to enter into and perform this Agreement and the Documents to which it is a party, and (ii) to carry
on the business now conducted or proposed to be conducted by it. Schedule 4.1 sets forth all of the Company’s Subsidiaries
and each other entity in which the Company holds an interest, directly or indirectly, and sets forth the ownership of all equity
securities of each such Subsidiary or other entity (including joint venture, membership or partnership interests, and including
convertible securities, options or warrants).

 

4.2.          Qualification.
The Company and each of its Subsidiaries is duly and legally qualified to do business as a foreign corporation or limited liability
company and is in good standing in each state or jurisdiction in which such qualification is required and is duly authorized, qualified
and licensed under all laws, regulations, ordinances or orders of public authorities, or otherwise, to carry on its business in
the places and in the manner in which it is conducted.

 

4.3.          Operations
in Conformity with Law, etc. The operations of the Company and each of its Subsidiaries as now conducted or proposed to be
conducted are not in violation in any material respect of, nor is the Company or any of its Subsidiaries in default in any material
respect under, any Legal Requirement.

 

4.4.          Authorization
and Non-Contravention. The Company and each of its Subsidiaries has taken all corporate, limited liability or other action
required to execute, deliver and perform this Agreement and each other Document. All necessary consents, approvals and authorizations
of any governmental or administrative agency or any other Person of any of the transactions contemplated hereby shall have been
obtained and shall be in full force and effect. This Agreement and each other Document does not (i) contravene the terms of any
of the Company’s Organization Documents, (ii) conflict with or result in any breach or contravention of, or the creation
of any Lien under, or require any payment to be made under (x) any Contractual Obligation of the Company or its applicable Subsidiaries
or (y) any material order, injunction, writ or decree of any Governmental Authority or any arbitral award to which the Company
or any such Subsidiary is subject or (iii) violate any Legal Requirement.

 

    	-11-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

4.5.          Intellectual
Property.

 

(a)          Owner
is the entire, valid, sole and exclusive beneficial owner of all right, title and interest to all of the Patents, including the
right to sue for past, present and future infringement of the Patents, with good and marketable title.

 

(b)          The
Patents are free and clear of any and all Liens other than any Existing Encumbrances that would not otherwise constitute a breach
of Sections 4.5(c), (d) or (k).

 

(c)          ***

 

(d)          ***

 

(e)          Owner
is listed as record owner of all of the Patents in the United States Patent and Trademark Office ***.

 

(f)          All
of the granted Patents indicated are subsisting and have not been adjudged invalid or unenforceable, in whole or in part, and none
of the Patents are at this time the subject to any challenge to their validity or enforceability. To the knowledge of the Company,
the granted Patents are valid and enforceable.

 

(g)          Except
as set forth on Schedule 4.5(g), the Company has no notice of any lawsuits, actions or opposition, cancellation, revocation,
re-examination or reissue proceedings commenced or threatened with reference to any of the Patents.

 

(h)          There
are no overdue amounts owed to Nokia Corporation under Section 4.1 of the Nokia PPA.

 

(i)          There
are no “Guaranteed Payments” outstanding whose payment is required to avoid triggering any re-purchase right of Panasonic
Corporation under the Panasonic PPA.

 

(j)          Except
as set forth in Section 4.2 of the Panasonic PPA, there are no existing contracts, agreements, options, commitments, or rights
with, to, or in any person to acquire any of the Patents.

 

(k)          The
Patents acquired by Owner from Huawei Technologies Co., Ltd. under the Patent Rights Assignment Agreement, dated as of May 15,
2003 (“Huawei PRAA”), are subject only to the existing license agreements granted to the parties set forth on
Exhibit C to the PRAA, and the terms of Sections 3.3, 3.4, 3.5, 3.6, 3.7, and 3.8 of the Huawei PRAA. Otherwise, such Patents are
not subject to any license, sublicense, covenant not to sue, other immunity from suit under the Patents, or any other right of
any kind that would materially restrict or impair the ability of Owner to pursue Monetization Activities. Other than as provided
for by Sections 3.3, 3.4, 3.5, 3.6, 3.7, 3.8, and 5.5 of the Huawei PRAA, no prior owner of such Patents or other third party has
the right to grant any license, sublicense, covenant not to sue, other immunity from suit under the Patents, or any other right
of any kind that would materially restrict or impair the ability of Owner to pursue Monetization Activities.

 

    	-12-

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

4.6.          Material
Agreements. Schedule 4.6 sets forth each agreement relating to the purchase or other acquisition of any Patent, including
seller notes issued in connection with such acquisition, and any other material agreement relating to any Patent (other than the
Existing Encumbrances). Each such agreement is in full force and effect for the benefit of the Company and to the knowledge of
the Company there are no material defaults under any such agreement except as listed in Schedule 4.6. The Purchasers have
been provided with true and complete copies of all Specified Licenses entered into by the Company as of such date; the applicable
Specified License Certification correctly sets forth the projected payments with respect to such Specified Licenses and all Monetization
Expenses which the Company is obligated to pay with respect to Monetization Revenues from the Specified Licenses; the Collateral
Agent holds a first priority perfected lien with respect to the Company’s rights under all such Specified Licenses; such
Specified Licenses remain in full force and effect; neither the Company nor any counterparty to such Specified Licenses are in
material default of the terms of such Specified License; all payments due to the Company under such Specified Licenses have been
timely paid and have been deposited into the Cash Collateral Account; and the Company has timely paid all Monetization Expenses
when and as due with respect to such Specified Licenses.

 

4.7.          Margin
Regulations. The Company is not engaged, nor will it engage, principally or as one of its important activities, in the business
of purchasing or carrying Margin Stock, or extending credit for the purpose of purchasing or carrying Margin Stock, and the Notes
will not be used for any purpose that violates Regulation U of the Board of Governors of the United States Federal Reserve System.

 

4.8.          Investment
Company Act. The Company is not, and is not required to be, registered as an “investment company” under the Investment
Company Act of 1940.

 

4.9.          USA
PATRIOT Act, FCPA and OFAC.

 

4.9.1.          To
the extent applicable, the Company is in compliance, in all material respects, with (i) the Trading with the Enemy Act, as amended,
and each of the foreign assets control regulations of the United States Treasury Department (31 CFR Subtitle B, Chapter V, as amended)
and any other enabling legislation or executive order relating thereto and (ii) the USA Patriot Act.

 

4.9.2.          No
part of the proceeds of the Notes or the purchase price for the Revenue Stream will be used, directly or indirectly, for any payments
to any governmental official or employee, political party, official of a political party, candidate for political office, or anyone
else acting in an official capacity, in order to obtain, retain or direct business or obtain any improper advantage, in violation
of the United States Foreign Corrupt Practices Act of 1977, as amended.

 

    	-13-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

4.9.3.          None
of the Company nor, to the knowledge of the Company, any director, officer, agent, employee or controlled Affiliate of the Company,
is currently the subject of any U.S. sanctions program administered by the Office of Foreign Assets Control of the United States
Department of the Treasury (“OFAC”); and the Company will not directly or indirectly use the proceeds of the
Notes or otherwise make available such proceeds to any Person, for the purpose of financing the activities of any Person currently
the subject of any U.S. sanctions program administered by OFAC, except to the extent licensed or otherwise approved by OFAC.

 

4.10.         No
Default. No Default or Event of Default exists or would result from the incurring of any Obligations by the Company or the
grant or perfection of Liens on the Collateral. The Company is not in default under or with respect to any Contractual Obligation
in any respect which, individually or together with all such defaults, would reasonably be expected to have a Material Adverse
Effect.

 

4.11.         Binding
Effect. This Agreement and each other Document constitute the legal, valid and binding obligations of the Company, enforceable
against the Company in accordance with their respective terms, except as enforceability may be limited by applicable bankruptcy,
insolvency, or similar laws affecting the enforcement of creditors’ rights generally or by equitable principles relating
to enforceability.

 

4.12.         Disclosure.
No report, financial statement, certificate or other written information furnished by or on behalf of the Company (other than projected
financial information, pro forma financial information and information of a general economic or industry nature) to any
Purchaser or the Collateral Agent in connection with the transactions contemplated hereby and the negotiation of this Agreement
or delivered hereunder or any other Document (as modified or supplemented by other information so furnished) when taken as a whole
contains any material misstatement of fact or omits to state any material fact necessary to make the statements therein (when taken
as a whole), in the light of the circumstances under which they were made, not materially misleading. With respect to projected
financial information and pro forma financial information, the Company represents that such information was prepared in
good faith based upon assumptions believed to be reasonable at the time of preparation; it being understood that such projections
may vary from actual results and that such variances may be material.

 

ARTICLE
V

REPRESENTATIONS AND WARRANTIES OF THE PURCHASERS AND COLLATERAL AGENT

 

Each Purchaser, for itself
and for no other Purchaser, and the Collateral Agent hereby represents and warrants to the Company as of the Closing Date:

 

5.1.          Authority.
The Purchaser and the Collateral Agent, as the case may be, has the power and authority, corporate or otherwise, necessary to enter
into and perform this Agreement and the Documents to which it is a party.

 

    	-14-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

5.2.          Binding
Effect. This Agreement and each other Document constitute the legal, valid and binding obligations of the Purchaser and the
Collateral Agent, enforceable against the Purchaser or the Collateral Agent as the case may be in accordance with their respective
terms, except as enforceability may be limited by applicable bankruptcy, insolvency, or similar laws affecting the enforcement
of creditors’ rights generally or by equitable principles relating to enforceability.

 

5.3.          Investment
Intent. The Purchaser understands that each of the Notes and Warrants, to the extent constituting a security, is a “restricted
security” and has not been registered under the Securities Act or any applicable state securities law and is acquiring the
Notes and Warrants as principal for its own account and not with a view to or for distributing or reselling the Notes or Warrants
in violation of the Securities Act or any applicable state securities laws. The Purchaser does not presently have any agreement,
plan or understanding, directly or indirectly, with any Person to distribute or effect any distribution of the Notes, the Warrants
or the shares of Common Stock issuable upon exercise of the Warrants (or any securities which are derivatives thereof) to or through
any person or entity, in each case, other than transfers or distributions to an Affiliate of such Purchaser.

 

5.4.          Experience
of the Purchaser. The Purchaser has such knowledge, sophistication and experience in business and financial matters so as to
be capable of evaluating the merits and risks of the prospective investment in the Note and Warrants, and has so evaluated the
merits and risks of such investment. The Purchaser is able to bear the economic risk of an investment in the Notes and Warrants
and, at the present time, is able to afford a complete loss of such investment. The Purchaser understands that its investment in
the Notes and Warrants involves a significant degree of risk.

 

5.5.          Access
to Information. The Purchaser acknowledges that it has been afforded (i) the opportunity to ask such questions as it has
deemed necessary of, and to receive answers from, representatives of the Company concerning the terms and conditions of the offering
of the Notes and Warrants and the merits and risks of investing in the Notes and Warrants; (ii) access to information about
the Company and its subsidiaries and their respective financial condition, results of operations, business, properties, management
and prospects sufficient to enable it to evaluate its investment; and (iii) the opportunity to obtain such additional information
that the Company possesses or can acquire without unreasonable effort or expense that is necessary to make an informed investment
decision with respect to the investment. The Purchaser has sought such accounting, legal and tax advice as it has considered necessary
to make an informed decision with respect to its acquisition of the Notes and Warrants.

 

5.6.          Reliance
on Exemptions. The Purchaser understands that the Notes and Warrants are being offered and sold to it in reliance on specific
exemptions from the registration requirements of U.S. federal and state securities laws and that the Company is relying in part
upon the truth and accuracy of, and the Purchaser’s compliance with, the representations, warranties, agreements, acknowledgements
and understandings of the Purchaser set forth herein in order to determine the availability of such exemptions and the eligibility
of the Purchaser to acquire its Notes and Warrants.

 

    	-15-

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

ARTICLE
VI

COVENANTS

 

Until all of the Company’s
obligations with respect to the Notes and the Revenue Stream, have been paid in full in cash, the Company shall comply with the
covenants set forth in this Article VI.

 

6.1.          Taxes
and Other Charges. The Company shall duly pay and discharge, or cause to be paid and discharged, before the same becomes in
arrears, all taxes, assessments and other governmental charges imposed upon the Company and its properties, sales or activities,
or upon the income or profits therefrom; provided, however, that any such tax, assessment, charge or claim need not
be paid if the validity or amount thereof shall at* the time be contested in good faith by appropriate proceedings and if the Company
shall, in accordance with GAAP, have set aside on its books adequate reserves with respect thereto; provided, further,
that the Company shall pay or bond, or cause to be paid or bonded, all such taxes, assessments, charges or other governmental claims
immediately upon the commencement of proceedings to foreclose any Lien which may have attached as security therefor (except to
the extent such proceedings have been dismissed or stayed).

 

6.2.          Conduct
of Monetization Activities; Reporting and Consultation.

 

6.2.1.          The
Company shall undertake its best efforts to diligently pursue the monetization of the Patents, and shall provide reasonable regular
updates to the Purchasers and their advisors, and shall consult with Purchasers and their advisors on request, as to its Monetization
Activities, including providing the Purchasers with a summary of any material litigation relating to the Patents or the Monetization
Activities, copies of material correspondence, pleadings, judgments, orders, licenses, settlement agreements or other documents
reasonably requested by the Majority Purchasers, and, no later than the 15th day of every month, a report calculating
in detail its Monetization Revenues for the prior month, in each case in form and substance reasonably satisfactory to the Majority
Purchasers. Subject to the preservation of any privilege and confidentiality requirements, the Company shall authorize and direct
any legal counsel or consultant engaged by it to discuss the status of the Company’s Monetization Activities with the Purchasers
and the Collateral Agent, provided that the Company has the reasonable opportunity to have at least one Company representative
present, in person or by telephone, for any such discussions.

 

6.2.2.          Notwithstanding
Section 6.2.1, Section 6.5 or Section 6.6, but subject to compliance with Section 6.9.3, the Company
shall not be required to breach any contractual obligation of confidentiality or to jeopardize any legal privilege.

 

6.3.          Maintenance
of Existence. The Company shall do all things necessary to preserve, renew and keep in full force and effect and in good standing
its legal existence and authority necessary to continue its business.

 

    	-16-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

6.4.          Compliance
with Legal Requirements. The Company shall comply in all material respects with all valid then existing Legal Requirements
applicable to it, except where compliance therewith shall at the time be contested in good faith by appropriate proceedings.

 

6.5.          Notices;
Reports.

 

6.5.1.          Certain
Notices; Reports. The Company shall furnish to each of the Note Purchasers and Revenue Participants:

 

6.5.1.1.          Promptly,
notice of any dispute, litigation, investigation, suspension or any administrative or arbitration proceeding by or against the
Company for an amount in excess of $500,000 or affecting the Company’s ownership rights with respect to the Patents;

 

6.5.1.2.          promptly
upon acquiring knowledge thereof, the existence of any Default or Event of Default, specifying the nature thereof and what action
the Company has taken, is taking or proposes to take with respect thereto; and

 

6.5.1.3.          promptly,
and in any event within 10 Business Days, such additional business, financial, corporate affairs and other information as the Majority
Purchasers may reasonably request.

 

Each notice pursuant
to this Section shall be accompanied by a statement by an Authorized Officer of the Company, on behalf of the Company, setting
forth details of the occurrence referred to therein (including, if applicable, describing with particularity any and all clauses
of this Agreement or the Other Documents that may have been breached), and, subject to any requirement of privilege, stating what
action the Company or other Person proposes to take with respect thereto and at what time.

 

6.5.2.          In
the event that the Company receives notice, or becomes aware, of *** would constitute *** contained in ***, in addition to the
remedies set forth in any Document, the Company shall give immediate notice thereof to the Purchasers and the Collateral Agent,
with reasonable detail concerning the basis for ***, of the Company’s intended approach to addressing such ***. The Company
shall provide periodic updates of its progress in resolving *** to the Purchasers. Upon the final resolution or withdrawal of any
such ***, the Company shall provide notice of such resolution or withdrawal, with supporting documentation, to the Purchasers.
***.

 

    	-17-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

6.6.          Information
and Access Rights.

 

6.6.1.          Upon
reasonable request of the Majority Purchasers (and requests made not more often than quarterly shall be deemed reasonable), the
Company shall permit any Purchaser and any Purchaser’s duly authorized representatives and agents to visit and inspect any
of its property, corporate books, and financial records related to the Patents, to examine and make copies of its books of accounts
and other financial records related to the Patents and its Monetization Activities and Monetization Revenues, and to discuss its
affairs, finances, and accounts with, and to be advised as to the same by, its managers, officers, employees and independent public
accountants (and by this provision the Company hereby authorizes such accountants to discuss with the Purchasers the finances and
affairs of the Company so long as (i) an officer or manager of the Company has been afforded a reasonable opportunity to be present
for such discussion and (ii) such accountants shall be bound by standard confidentiality obligations), in each case related to
the Patents and the Monetization Activities and Monetization Revenues. In addition, upon request of the Majority Purchasers from
time to time, and subject to any claims of privilege, the Company shall provide the Purchasers with a status update of any material
development in any litigations or any administrative or arbitration proceeding related to the Patents. All costs and expenses reasonably
incurred by the Purchasers and their duly authorized representatives and agents in connection with the exercise of the Purchasers’
rights pursuant to this Section 6.6 shall be paid by the Company.

 

6.6.2.          The
Purchasers acknowledge that in connection with their information and access rights under this Agreement, the Company may be required
to provide information that may be deemed to be material non public information; provided that the Company agrees to clearly identify
any such information prior to delivery and to request and obtain Purchaser confirmation prior to such delivery that the Purchasers
wish to receive such information notwithstanding that it may constitute material non public information. The Purchasers and the
Company agree to work together in good faith to establish procedures for the handling of information that may constitute material
non public information, including procedures that enable the Purchasers to evaluate from time to time the extent to which they
are prepared to receive material non public information by the Company and as to which of such information will be subject to periodic
“cleansing disclosure” and/or the establishment of “trading windows” in order to achieve the Purchasers’
objectives of remaining reasonably informed of the Company’s Monetization Activities and available to consult with the Company
regarding such activities, while not being unreasonably restricted in public trading of common stock of the Company. For the avoidance
of doubt, subject to the Company not providing the Purchasers with any information that it is not prepared to disclose to the public
without first providing a written notice to the Purchasers identifying, with specificity, which information is subject to such
restriction, the Company shall have no obligation to any Purchaser to disclose information to the public, whether by press release
or SEC filing, that it is not otherwise obligated to disclose at such time pursuant to the Securities Exchange Act of 1934 and
the regulations of the SEC promulgated thereunder.

 

6.7.          Indebtedness.
The Company shall not create, incur, assume or otherwise become or remain liable with respect to any Indebtedness that is secured
by the Patents or any rights related thereto (other than the obligations to vendors of the Patents that are set forth on Schedule
4.5. The Company shall not incur any other Indebtedness, except for:

 

6.7.1.          Indebtedness
in respect of the Obligations;

 

6.7.2.          unsecured
trade payables that are not evidenced by a promissory note and are incurred in the Ordinary Course of Business;

 

    	-18-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

6.7.3.          the
existing Indebtedness set forth on Schedule 6.7;

 

6.7.4.          additional
unsecured Indebtedness that is subordinated to the rights of the Purchasers under this Agreement pursuant to an agreement in form
and substance satisfactory to the Majority Purchasers; and

 

6.7.5.          additional
Indebtedness secured solely by patent assets purchased after the Closing Date that is subordinated to the rights of the Purchasers
under this Agreement pursuant to an agreement in form and substance satisfactory to the Majority Purchasers (“New Secured
Indebtedness”); provided that the Purchasers shall have been provided a right of first refusal to provide such New Secured
Indebtedness and shall have either waived such right or shall have provided such New Secured Indebtedness; provided that the Purchasers
shall use commercially reasonable efforts to respond promptly to any such offered right of first refusal.

 

6.8.          Liens.
The Company shall not create, incur, assume or suffer to exist any Lien upon any Patent or any Monetization Revenues other than
the following (“Permitted Liens”):

 

6.8.1.          Liens
securing the Obligations,

 

6.8.2.          the
Existing Encumbrances and other non-exclusive licenses that are entered into pursuant to the Company’s Monetization Activities
and otherwise in compliance with this Agreement;

 

6.8.3.          Liens
securing New Secured Indebtedness; and

 

6.8.4.          Tax
and other statutory or involuntary Liens, in each case arising in the Ordinary Course of Business for amounts not yet due or that
are being contested in good faith and, in the case of Liens in favor of attorneys or consultants, are not securing claims in excess
of amounts that the Company is retaining under this Agreement (i.e., that the Company is not required to apply to the Note Obligations
or the Revenue Stream).

 

6.9.          Management
of Patents and Patent Licenses.

 

6.9.1.          Dispositions.
The Company shall not make any Disposition of any Patents or of any equity interests in Owner other than (i) entering into settlement
agreements or non-exclusive licensing arrangements with respect to the Patents in pursuit of the Monetization Activities, (ii)
sales of the Company’s proprietary hardware and software products in the ordinary course of business provided, for
the avoidance of doubt, that no such arrangements shall permit the use of any Patents other than as required for the sale of such
products; (iii) the entry into exclusive license agreements or sales of Patents with the written consent of the Majority Purchasers,
such consent not to be unreasonably withheld, conditioned or delayed; and (iv) the entry into contingency, revenue sharing or profit
sharing arrangements with additional law firms, consultants or other professionals to the extent such arrangements are not inconsistent
with the Purchasers’ rights in respect of the Monetization Revenues hereunder. For the avoidance of doubt, nothing in the
foregoing shall be construed to prohibit Company from replacing or dividing existing agreements under substantially equivalent,
or more favorable to the Company, financial and other terms than the Existing Encumbrances or such existing agreements. For the
avoidance of doubt, proceeds of any Disposition of any Patents, or of any equity interest in Owner, shall constitute Monetization
Revenues.

 

    	-19-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

6.9.2.          Preservation
of Patents. Except to the extent consented to by the Collateral Agent (such consent not to be unreasonably withheld, conditioned
or delayed), (a) the Company shall, at its own expense, take all reasonable steps to pursue the registration and maintenance of
each Patent and shall take all reasonably necessary steps to preserve and protect each Patent and (b) the Company shall not do
or permit any act or knowingly omit to do any act whereby any of the Patents may lapse, be terminated, or become invalid or unenforceable
or placed in the public domain. At its option, the Collateral Agent or the Majority Purchasers may, at the Company’s expense,
take all reasonable steps to pursue the registration and maintenance of each Patent and take all reasonably necessary steps to
preserve and protect each Patent and the Company hereby grants the Collateral Agent a power-of-attorney to take all steps in the
Company’s name in furtherance of the foregoing; provided that the foregoing shall not be interpreted as excusing the
Company from the performance of, or imposing any obligation on the Collateral Agent or the Majority Purchasers to cure or perform
any obligation of the Company; provided further that the Collateral Agent shall give the Company prompt written notice following
any action taken by the Collateral Agent under this Section 6.9.2, and shall endeavor to give the Company advance written
notice where feasible.

 

6.9.3.          Entry
into Agreements. Neither the Company nor any Affiliate of the Company shall enter into any contract or other agreement with
respect to the Patents that contains confidentiality provisions prohibiting or otherwise restricting the Company or such Affiliate
from disclosing the existence and content of such contract or other agreement to the Note Purchasers and their counsel; provided
that, with respect to any contract that provides for at least $500,000 in payments to the Company, the Company shall not be precluded
from entering into confidentiality provisions so long as it has first made commercially reasonable efforts to exclude or limit
the scope of such provisions or, to the extent unable to exclude them, to permit disclosure to investors in the Company, including
the Purchasers, that agree to maintain the confidentiality of such contracts.

 

6.10.         Minimum
Liquidity. The Company shall maintain not less than One Million Dollars ($1,000,000) in unrestricted cash and Cash Equivalents
(“Liquidity”) (not including amounts on deposit in the Cash Collateral Account except to the extent the Company
is entitled to such amounts), and shall provide weekly certifications demonstrating the Company’s Liquidity.

 

    	-20-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

6.11.         Cash
Collateral Account. The Company has established a depository account (the “Cash Collateral Account”) with
an institution reasonably acceptable to the Collateral Agent, which Cash Collateral Account is subject to a control agreement between
the Company, such institution and the Collateral Agent. The Company shall cause all Monetization Revenues to be deposited into
such Cash Collateral Account, shall provide instructions to each payor of Monetization Revenues to directly deposit any Monetization
Revenues into the Cash Collateral Account, and the Company hereby authorizes the Majority Purchasers to inform any payor of Monetization
Revenues of the Company’s obligation to direct all Monetization Revenues to the Cash Collateral Account as required hereunder.
On each deposit of Monetization Revenues to the Cash Collateral Account, the Company shall deliver an officer’s certificate
in the form of Exhibit C to the Collateral Agent detailing the source and nature of such Monetization Revenues, the amount
of any related Monetization Expenses (including specifying any Monetization Expenses that have been already deducted from such
Monetization Revenues), and setting forth the Company’s calculation of the required application of the resulting Monetization
Net Revenues. On a monthly basis on and after the Closing Date, but no later than the 15th day of each month, the Collateral
Agent shall deliver to the Company a written statement (each a “Collateral Agent Statement”) with reasonable
detail showing the amounts applied by the Collateral Agent in the Cash Collateral Account for the prior month to the payment of
the Note or, after the payment in full of the Notes, the payments made to Revenue Participants, and payments to the Company in
respect of the Monetization Revenues. The Cash Collateral Account shall be under the sole control of the Collateral Agent and the
Company may not have withdrawal rights with respect to, or otherwise control of, the Cash Collateral Account; provided that
the Collateral Agent shall make withdrawals from the Cash Collateral Account promptly following the deposit of any Monetization
Revenues, and will apply such Monetization Net Revenues to amounts due hereunder in accordance with this Agreement, and will release
amounts to pay any Monetization Expenses to appropriate third parties, along with any remaining excess Monetization Revenues to
the Company within three (3) Business Days of delivery of the Collateral Agent Statement. The Company shall have access to account
statements from the depositary bank concerning the Cash Collateral Account. ***.

 

6.12.         Further
Assurances.

 

6.12.1.          Upon
the reasonable request of the Majority Purchasers or the Collateral Agent, the Company shall (i) correct any material defect or
error that may be discovered in the execution, acknowledgment, filing or recordation of any Document or other document or instrument
relating to any Collateral, and (ii) do, execute, acknowledge, deliver, record, re-record, file, re-file, register and re-register
any and all such further acts, deeds, certificates, assurances and other instruments, subject to Section 3.1.7, as the Collateral
Agent or Majority Purchasers may reasonably request from time to time in order to carry out the purposes of the Documents.

 

6.12.2.          Within
ninety 90 days after the Closing Date, and at Owner’s expense, Owner shall cause to be filed in the applicable foreign filing
offices any filings required to perfect Collateral Agent’s first priority lien in the Patents in Canada, China, France, Germany
and the United Kingdom. For any other foreign jurisdiction, at the Purchasers’ expense, the Collateral Agent may cause any
other filings required to perfect a first priority lien in the Patents in such other jurisdictions and Owner will take any actions
reasonably requested by the Collateral Agent from time to time in order to carry out such filings.

 

    	-21-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

6.12.3.          By
February 27, 2015, Parent agrees to take all necessary actions to contribute all of its interests in Owner to a newly created Delaware
limited liability company and to enter into a limited liability company operating agreement for such newly formed limited liability
company substantially in the form attached hereto as Exhibit I and to cause such entity to execute a joinder of the Documents.

 

6.12.4.          Within
one hundred eighty (180) days after the Closing Date, and at Owner’s expense, Owner shall use reasonable best efforts to
***. If Owner is not able to ***, Owner will provide Collateral Agent with a written description of how Owner attempted to ***.

 

6.13.         Confidentiality.
Subject to the Company’s routine compliance with the requirements of the Securities Exchange Act of 1934, as amended and
the regulations promulgated thereunder, each party hereto will hold, and will cause its respective Affiliates and its and their
respective directors, officers, employees, agents, members, investors, auditors, attorneys, financial advisors, other consultants
and advisors and assignees to hold, in strict confidence, unless disclosure to a regulatory authority is necessary in connection
with any necessary regulatory approval, examination or inspection or unless disclosure is required by judicial or administrative
process or, in the written opinion of its counsel, by other requirement of law or the applicable requirements of any regulatory
agency or relevant stock exchange, all non-public records, books, contracts, instruments, computer data and other data and information
(collectively, “Information”) concerning the other party hereto (including information contained within a Specified
License) furnished to it by or on behalf of such other party or its representatives pursuant to this Agreement (except to the extent
that such information can be shown to have been (1) previously known by such party on a non-confidential basis or becomes available
to such party on a non-confidential basis, (2) publicly available through no fault of such party (3) later lawfully acquired from
other sources by such party or (4) disclosed to a prospective investor), and neither party hereto shall release or disclose such
Information to any other person, except on a confidential basis to its officers, directors, employees, agents, members, investors,
Affiliates, auditors, attorneys, financial advisors, other consultants and advisors and except in connection with any proposed
assignment or participation of the rights of a Purchaser under this Agreement made in accordance with Section 9.10.2, provided
such prospective assignee or participant has agreed to be bound by the confidentiality provisions consistent with those set forth
herein.

 

6.14.         Obligations
Under Patent Purchase Agreements.

 

(a)          Owner
will pay all amounts due to Nokia Corporation under Section 4.1 of the Nokia PPA on or before thirty (30) days prior to the due
date thereof (other than the payment due October 1, 2014 which shall be made within 2 Business Days of Closing), and shall provide
the Purchasers with prompt written notice of Owner’s having made such payment (with supporting documentation, e.g. a receipt,
cancelled check or wire confirmation) (a “Payment Confirmation”). If the Purchasers do not receive a Payment
Confirmation by thirty (30) days’ prior to the applicable payment due date, the Purchasers shall have the option, at their
sole discretion, to pay the amount due to Nokia Corporation on Owner’s behalf. For the avoidance of doubt, any failure by
Owner to timely make such payment shall constitute an immediate Event of Default hereunder, unless and to the extent that the Purchasers
elect (x) to fund such amounts and (y) to treat such funding as an advance under Section 2.8.2.

 

    	-22-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

(b)          Owner
will timely pay all amounts due *** under Section 4.2 of the Panasonic PPA on or before thirty (30) days prior to the due date
thereof, and shall provide the Purchasers with a Payment Confirmation with respect to such payment. If the Purchasers do not receive
a Payment Confirmation by thirty (30) days’ prior to the applicable payment due date, the Purchasers the option, at their
sole discretion, to pay the amount due to Panasonic Corporation on Owner’s behalf. For the avoidance of doubt, any failure
by Owner to timely make such payment shall constitute an immediate Event of Default hereunder, unless and to the extent that the
Purchasers elect (x) to fund such amounts and (y) to treat such funding as an advance under Section 2.8.2.

 

(c)          If
the Purchasers fund any amounts under this Section 6.14, they shall have the option to either (x) treat any such funding
as an additional purchase of Notes and participation in the Monetization Net Revenues pursuant to Section 2.8.2 or (y) treat
such funding as a protective advance to protect their interests, in which event, such funding shall bear interest at a rate equal
to the rate applicable to the Notes on an Event of Default and the failure of Owner to advance such funding shall constitute a
continuing Event of Default unless and until such advance is repaid with interest. For the avoidance of doubt, pending such payment
in full with interest, the Purchasers shall have a right of acceleration on account of such continuing Event of Default and following
such acceleration, the Notes and the Revenue Stream shall be fully due and payable as specified in Article VII.

 

6.15.         Specified
Licenses. The Company shall provide the Purchasers with copies of any notices delivered under or with respect to any Specified
License, shall provide the Purchasers with prompt written notice of any default under any Specified License, shall not waive or
amend any term of any Specified License or agree to any increase in the amount or acceleration of the payment of any Monetization
Expenses in each case without the prior written consent of the Majority Purchasers, and shall timely pay all Monetization Expenses
when and as due with respect to such Specified License.

 

ARTICLE
VII

EVENTS OF DEFAULT

 

7.1.          Events
of Default. Each of the following events is referred to as an “Event of Default”:

 

7.1.1.          Payment.
The Company shall fail to make any payment due hereunder within 3 Business Days of when such payment is due and payable.

 

    	-23-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

7.1.2.          Other
Covenants. The Company shall (x) fail to perform or observe any of the covenants or agreements contained in Section 6.2,
Section 6.6, Section 6.10, 6.14 or 6.15 or (y) fail to perform or observe any of the covenants or agreements
in Article VI or elsewhere in this Agreement or in any other Document (other than those covenants or agreements specified
in clause (x) above) such failure continues for thirty days after the earlier of (i) written notice to the Company by the Collateral
Agent or any Purchaser of such failure or (ii) knowledge of the Company of such failure; provided, that no such cure period shall
apply to breaches of any of Sections 6.7 through Section 6.9 or to Section 6.11 that either are intentional
by the Company or where, in the reasonable judgment of the Majority Purchasers, a material delay in the exercise of remedies or
the taking of curative action is reasonably likely to result in material harm to the value of the Patents or the success of the
monetization efforts.

 

7.1.3.          Representations
and Warranties.

 

7.1.3.1.          Any
representation or warranty of or with respect to the Company made in this Agreement (other than under Section 4.5) or pursuant
to or in connection with any Document, or in any financial statement, report, notice, mortgage, assignment or certificate delivered
by the Company so representing to the other parties hereto in connection herewith or therewith, shall be false in any material
respect on the date as of which it was made.

 

7.1.4.          Cross
Default. Prior to the Maturity Date, any event of default, after giving effect to any applicable grace or cure period, with
respect to any Indebtedness in excess of $500,000 of the Company that is on account of a default in any payment under such Indebtedness
shall occur and be continuing if such event of default continues for thirty days after the earlier of (i) written notice to the
Company by the Collateral Agent or any Purchaser of such failure or (ii) knowledge of the Company of such event of default.

 

7.1.5.          Liquidation;
etc. The Company shall initiate any action to dissolve, liquidate or otherwise terminate its existence.

 

7.1.6.          Change
of Control. A Change of Control shall have occurred.

 

7.1.7.          Judgments.
A final judgment (a) which, with other outstanding final judgments against the Company, exceeds an aggregate of $500,000 shall
be rendered against the Company or (b) which grants injunctive relief that results, or creates a material risk of resulting, in
a Material Adverse Effect and in either case if (i) within 30 days after entry thereof (or such longer period permitted under
the terms of such judgment), such judgment shall not have been discharged or execution thereof stayed pending appeal or (ii) within
30 days after the expiration of any such stay, such judgment shall not have been discharged.

 

7.1.8.          Bankruptcy,
etc. The Company shall:

 

    	-24-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

7.1.8.1.          commence
a voluntary case under the Bankruptcy Code or authorize, by appropriate proceedings of its board of directors or other governing
body, the commencement of such a voluntary case;

 

7.1.8.2.          (i)
have filed against it a petition commencing an involuntary case under the Bankruptcy Code that shall not have been dismissed within
60 days after the date on which such petition is filed or (ii) file an answer or other pleading within such 60-day period admitting
or failing to deny the material allegations of such a petition or seeking, consenting to or acquiescing in the relief therein provided
or (iii) have entered against it an order for relief in any involuntary case commenced under the Bankruptcy Code;

 

7.1.8.3.          seek
relief as a debtor under any applicable law, other than the Bankruptcy Code, of any jurisdiction relating to the liquidation or
reorganization of debtors or to the modification or alteration of the rights of creditors, or consent to or acquiesce in such relief;

 

7.1.8.4.          have
entered against it an order by a court of competent jurisdiction (i) finding it to be bankrupt or insolvent, (ii) ordering
or approving its liquidation or reorganization as a debtor or any modification or alteration of the rights of its creditors or
(iii) assuming custody of, or appointing a receiver or other custodian for, all or a substantial portion of its property; or

 

7.1.8.5.          make
an assignment for the benefit of, or enter into a composition with, its creditors, or appoint, or consent to the appointment of,
or suffer to exist a receiver or other custodian for, all or a substantial portion of its property.

 

7.1.9.          Collateral.
Any material provision of any Document shall for any reason cease to be valid and binding on or enforceable against the Company
or the Company shall so state in writing or bring an action to limit its obligations or liabilities thereunder; or any Collateral
Document shall for any reason (other than pursuant to the terms thereof) cease to create a valid security interest in the Collateral
purported to be covered thereby or such security interest shall for any reason (other than the failure of the Collateral Agent
or the Note Purchasers to take any action within its control) cease to be a perfected and first priority security interest subject
only to Permitted Liens and such failure shall continue for thirty days after the earlier of (i) written notice to the Company
by the Collateral Agent or any Purchaser of such failure or (ii) knowledge of the Company of such failure.

 

7.1.10.         ***.

 

7.2.          Remedies
Following an Event of Default. If any one or more Events of Default shall occur and be continuing, then in each and every such
case:

 

    	-25-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

7.2.1.          Specific
Performance; Exercise of Rights. The Majority Purchasers (or the Collateral Agent, acting at the direction of the Majority
Purchasers) may proceed to protect and enforce such party’s rights by suit in equity, action at law and/or other appropriate
proceeding, either for specific performance of any covenant or condition contained in any Document, or in aid of the exercise of
any power granted in any Document, including directing the Company to take any action requested by the Majority Purchasers (or
the Collateral Agent, acting at the direction of the Majority Purchasers) in any Monetization Activity regarding the Patents;

 

7.2.2.          Acceleration.
The Majority Note Purchaser may, by notice in writing to the Company, declare the remaining unpaid amount of the then-outstanding
Notes, together with accrued and unpaid interest thereon, to be immediately due and payable; provided that if a Bankruptcy
Event of Default pursuant to Section 7.1.8 shall have occurred, such amounts shall automatically become immediately due
and payable; and provided, that in such event, the Company shall immediately and unconditionally be obligated to pay, as liquidated
damages with respect to the Revenue Stream, the maximum amount of the Revenue Stream in full, in cash, i.e., the Company shall
pay to the Revenue Participants in respect of the Revenue Stream an amount equal to 14x the Revenue Stream Basis to the extent
that the payments on the Revenue Stream total such amount prior to the Maturity Date and 17x the Revenue Stream Basis if such amounts
have not been fully paid prior to the Maturity Date, in each case, less any amounts previously applied to the Revenue Stream. In
the event that any additional advances are made pursuant to Section 2.8, such amounts shall be adjusted upward proportionately.

 

7.2.3.          Standstill.
Upon notice in writing from the Majority Purchasers, the Company shall not enter into any new pledges, assignments, licenses, springing
licenses, options, non-assertion agreements, earn-outs, monetization agreements, profit and revenue sharing arrangements, derivative
interests, fee and recovery splitting agreements, registered user agreements, shop rights and covenants by the Company not to sue
third persons with respect to any of the Patents; and

 

7.2.4.          Cumulative
Remedies. To the extent not prohibited by applicable law which cannot be waived, each party’s rights hereunder and under
the other Documents shall be cumulative;

 

provided that, effective upon the Majority Purchasers (or
the Collateral Agent, acting at the direction of the Majority Purchasers) enforcing any such rights or remedies under this Agreement
or any other Document, or under applicable law, the Purchasers and the Collateral Agent shall (1) grant, and do hereby grant, to
the Company a perpetual non-exclusive, royalty-free, world-wide license (with the right to sublicense to third parties under the
Existing Encumbrances and the sale of proprietary products and any other licenses entered into in compliance with this Agreement)
to the Patents, which license shall be non-revocable by any third party transferee or any other person or entity that acquires
rights in the Patents (by foreclosure or otherwise) at any time following such exercise of rights or remedies, and (2) require
as a condition to the effectiveness of any such transfer or assignment (by foreclosure or otherwise) of the Patents or rights in
the Patents, that the applicable transferee or assignee acknowledge and agree to the non-revocable grant to the Company of the
perpetual license of the type described in the immediately preceding clause (1), which acknowledgement and agreement by such transferee
or assignee shall be made in a writing, signed by a duly authorized officer of such transferee or assignee, made to and for the
express benefit of the Company, and the original of which shall be delivered by the Purchasers or the Collateral Agent to the Company
promptly following any such transfer or assignment.

 

    	-26-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

7.3.          Annulment
of Defaults. Once an Event of Default has occurred, such Event of Default shall be deemed to exist and be continuing for all
purposes of this Agreement until the earlier of (x) Majority Purchasers shall have waived such Event of Default in writing, (y)
the Company shall have cured such Event of Default to the Majority Purchasers’ reasonable satisfaction or the Company or
such Event of Default otherwise ceases to exist, or (z) the Collateral Agent and the Purchasers or Majority Purchasers (as required
by Section 9.4.1) have entered into an amendment to this Agreement which by its express terms cures such Event of Default,
at which time such Event of Default shall no longer be deemed to exist or to have continued. No such action by the parties hereto
shall prevent the occurrence of, or effect a waiver with respect to, any subsequent Event of Default or impair any rights of the
parties hereto upon the occurrence thereof.

 

7.4.          Waivers.
To the extent that such waiver is not prohibited by the provisions of applicable law that cannot be waived, the Company waives:

 

7.4.1.          all
presentments, demands for performance, notices of nonperformance (except to the extent required by this Agreement), protests, notices
of protest and notices of dishonor;

 

7.4.2.          any
requirement of diligence or promptness on the part of the Purchasers in the enforcement of its rights under this Agreement;

 

7.4.3.          any
and all notices of every kind and description which may be required to be given by any statute or rule of law; and

 

7.4.4.          any
defense (other than indefeasible payment in full) which it may now or hereafter have with respect to its liability under this Agreement
or with respect to the Obligations.

 

    	-27-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

ARTICLE
VIII

COLLATERAL AGENT

 

8.1.          Appointment
of Collateral Agent. Each of the Purchasers hereby appoints DBD Credit Funding LLC as Collateral Agent to act for them as collateral
agent, to hold any pledged collateral and any other collateral perfected by perfection or control for the benefit of the Purchasers;
provided that the rights of the Note Purchasers to direct the Collateral Agent and to receive proceeds of Collateral shall
be prior to, and controlling of, any rights of the Revenue Participants. Without limiting the foregoing, the Collateral Agent shall
take direction from the Majority Purchasers and shall distribute any proceeds of Collateral (net of its own expenses) to the Note
Purchasers to apply to the payment of the Notes prior to distributing any proceeds to the Revenue Participants.

 

8.2.          Collateral.
The Collateral Agent shall act at the instruction of the Majority Purchasers with respect to providing any vote, consent or taking
other action with respect to the Collateral.

 

8.3.          Collateral
Agent’s Resignation. The Collateral Agent may resign at any time by giving at least 30 days’ prior written
notice of its intention to do so to each of the other parties hereto and upon the appointment by the Majority Purchasers of a successor
Collateral Agent. If no successor Collateral Agent shall have been so appointed and shall have accepted such appointment within
45 days after the retiring Collateral Agent’s giving of such notice of resignation, then the retiring Collateral Agent may
appoint a successor Collateral Agent, with the consent of the Majority Purchasers, and if no such appointment is made within such
period, subject to any exercise of rights by the Majority Purchasers pursuant to Section 8.4.8, the Majority Purchasers
shall be the Collateral Agent until another successor Collateral Agent is appointed by the Majority Purchasers. Upon the appointment
of a new Collateral Agent hereunder, the term “Collateral Agent” shall for all purposes of this Agreement thereafter
mean such successor. After any retiring Collateral Agent’s resignation hereunder as Collateral Agent, or the removal hereunder
of any successor Collateral Agent, the provisions of this Agreement shall continue to inure to the benefit of such retiring or
removed Collateral Agent as to any actions taken or omitted to be taken by it while it was Collateral Agent under this Agreement.

 

8.4.          Concerning
the Collateral Agent.

 

8.4.1.          Standard
of Conduct, etc. The Collateral Agent and its officers, directors, employees and agents shall be under no liability to any
of the Purchasers or to any future holder of any interest in the Obligations for any action or failure to act taken or suffered
in the absence of gross negligence and willful misconduct, and any action or failure to act in accordance with an opinion of its
counsel shall conclusively be deemed to be in the absence of gross negligence and willful misconduct.

 

8.4.2.          No
Implied Duties, etc. The Collateral Agent shall have and may exercise such powers as are specifically delegated to the Collateral
Agent under this Agreement together with all other powers incidental thereto. The Collateral Agent shall have no implied duties
to any Person or any obligation to take any action under this Agreement except for action specifically provided for in this Agreement
to be taken by the Collateral Agent.

 

    	-28-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

8.4.3.          Validity,
etc. The Collateral Agent shall not be responsible to any other party or any future holder of any interest in the Obligations
(a) for the legality, validity, enforceability or effectiveness of any Document, (b) for any recitals, reports, representations,
warranties or statements contained in or made in connection with any Document, (c) for the existence or value of any assets included
in any security for the Obligations, (d) for the effectiveness of any Lien purported to be included in the security for the Obligations,
or (e) for the perfection of the security interests for the Obligations.

 

8.4.4.          Compliance.
The Collateral Agent shall not be obligated to ascertain or inquire as to the performance or observance of any of the terms of
this Agreement or any other Document.

 

8.4.5.          Employment
of Agents and Counsel. The Collateral Agent may execute any of its duties as Collateral Agent under this Agreement or the other
Documents by or through employees, agents and attorneys-in-fact and shall not be responsible to any of the parties hereto for the
default or misconduct of any such employees, agents or attorneys-in-fact selected by the Collateral Agent acting in the absence
of gross negligence and willful misconduct. The Collateral Agent shall be entitled to advice of counsel concerning all matters
pertaining to the agency hereby created and its duties hereunder.

 

8.4.6.          Reliance
on Documents and Counsel. The Collateral Agent shall be entitled to rely, and shall be fully protected in relying, upon any
affidavit, certificate, cablegram, consent, instrument, letter, notice, order, document, statement, telecopy, or writing reasonably
believed in good faith by the Collateral Agent to be genuine and correct and to have been signed, sent or made by the Person in
question, including any telephonic or oral statement made by such Person, and, with respect to legal matters, upon an opinion or
the advice of counsel selected by the Collateral Agent.

 

8.4.7.          Collateral
Agent’s Reimbursement. The Purchasers agree to indemnify the Collateral Agent for any losses arising from its appointment
as the Collateral Agent or from the performance of its duties hereunder and to reimburse the Collateral Agent for any reasonable
expenses; provided, however, that the Collateral Agent shall not be indemnified or reimbursed for liabilities or
expenses to the extent resulting from its own gross negligence or willful misconduct.

 

8.4.8.          Assumption
of Collateral Agent’s Rights. Notwithstanding anything herein to the contrary, if at any time no Person constitutes the
Collateral Agent hereunder or the Collateral Agent fails to act upon written directions from the parties hereto, the Majority Purchasers
shall be entitled to exercise any power, right or privilege granted to the Collateral Agent and in so acting the Majority Purchasers
shall have the same rights, privileges, indemnities and protections provided to the Collateral Agent hereunder.

 

    	-29-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

ARTICLE
IX

GENERAL PROVISIONS

 

9.1.          Expenses.
The Company agrees to promptly pay in full (i) all reasonable out-of-pocket costs and expenses (including, without limitation,
reasonable fees and disbursements of Ropes & Gray, LLP and Perkins Coie LLP, the Purchasers’ external counsel and of
any local counsel in any relevant jurisdiction; provided that the Company shall be entitled to an invoice that sets forth the professionals
performing services and the number of hours expended) incurred, by the Collateral Agent or the Purchasers in connection with the
preparation, negotiation, execution and delivery of the proposal letter, this Agreement and the Documents, and any amendments to
any Document, including the Purchasers’ due diligence and credit approval process in connection with the financing and the
consummation of the transactions contemplated by this Agreement, including matters to be effected post closing in accordance with
Section 6.11 and 6.12 and including the fees and expenses related to the issuance of any Notes, (ii) all reasonable
out-of-pocket costs and expenses (including, without limitation, reasonable fees and disbursements of counsel) incurred by the
Purchasers or the Collateral Agent pursuant to Section 6.9.2 or otherwise expressly payable by the Company under this Agreement,
(iii) following an Event of Default, all reasonable out-of-pocket costs and expenses (including, without limitation, reasonable
fees and disbursements of counsel) incurred by the Collateral Agent or the Purchasers in enforcing any obligations hereunder or
under any other Document on account of such Default or in collecting any payments due hereunder, including broker’s fees
and other third party professional fees and expenses and (iv) all reasonable out-of-pocket costs and expenses (including, without
limitation, reasonable fees and disbursements of external counsel and any local counsel in any relevant jurisdiction) incurred
by the Collateral Agent or the Purchasers in connection with any refinancing or restructuring of the credit arrangements provided
under this Agreement in the nature of a workout, or any insolvency or bankruptcy proceedings or in connection with any amendment,
forbearance, waiver or consent provided under this Agreement or any other Document. Any such costs and expenses invoiced on or
prior to the Closing Date shall be paid on such Closing Date. Any other costs and expenses shall be paid within thirty (30) days
of the submission of an invoice to the Company therefor, provided that the Collateral Agent’s application of the proceeds
of the Monetization Revenues towards such expenses pursuant to Section 6.11 shall be deemed to be timely payment thereof
if the Collateral Agent receives sufficient Monetization Revenues within such 30 day period that are not otherwise required to
be applied to amounts due hereunder. Any amounts not timely paid shall bear interest, payable in cash, at a rate of 10% per annum
compounding quarterly. The provisions of this Section 9.1 shall survive the repayment in full of the Notes and the termination
of this Agreement. The Purchasers acknowledge receipt from the Company prior to the Closing Date of the sum of $45,000 against
the expenses referred to in Section 9.1 and of the payment of expenses that were due on the Closing Date in connection with
the initial issuance of Notes.

 

    	-30-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.2.          Indemnity.
In addition to the payment of expenses pursuant to Section 9.1, whether or not the transactions contemplated hereby
shall be consummated, the Company (as “Indemnitor”) agrees to indemnify, pay and hold the Collateral Agent and
the Purchasers, and the officers, directors, partners, managers, members, employees, agents, and Affiliates of the Collateral Agent
and the Purchasers (collectively, the “Indemnitees”) harmless from and against any and all other liabilities,
costs, expenses, obligations, losses (other than lost profit), damages, penalties, actions, judgments, suits, claims and disbursements
of any kind or nature whatsoever (including, without limitation, the reasonable fees and disbursements of one counsel for such
Indemnitees) in connection with any investigative, administrative or judicial proceeding commenced or threatened (excluding claims
among Indemnitees) by any person who is not a Purchaser or an Affiliate thereof or the Collateral Agent or an Affiliate thereof,
whether or not such Indemnitee shall be designated a party thereto, which may be imposed on, incurred by, or asserted against that
Indemnitee, in any manner relating to or arising out of this Agreement and the Notes (the “Indemnified Liabilities”);
provided that the Indemnitor shall not have any obligation to an Indemnitee hereunder with respect to an Indemnified Liability
to the extent that such Indemnified Liability arises from the gross negligence or willful misconduct of that Indemnitee or any
of its officers, directors, partners, managers, members, employees, agents and/or Affiliates. Each Indemnitee shall give the Indemnitor
prompt written notice of any claim that might give rise to Indemnified Liabilities setting forth a description of those elements
of such claim of which such Indemnitee has knowledge; provided that any failure to give such timely notice shall not affect
the obligations of the Indemnitor except if and to the extent that any such failure to provide notice is both grossly negligent
and results in material prejudice to the defense of such Indemnified Liability. The Indemnitor shall have the right at any time
during which such claim is pending to select counsel to defend and control the defense thereof and settle any claims for which
it is responsible for indemnification hereunder (provided that the Indemnitor will not settle any such claim without (i)
the appropriate Indemnitee’s prior written consent, which consent shall not be unreasonably withheld, conditioned or delayed
or (ii) obtaining an unconditional release of the appropriate Indemnitee from all claims arising out of or in any way relating
to the circumstances involving such claim and without any admission as to culpability or fault of such Indemnitee) so long as in
any such event, the Indemnitor shall have stated in a writing delivered to the Indemnitee that, as between the Indemnitor and the
Indemnitee, the Indemnitor is responsible to the Indemnitee with respect to such claim to the extent and subject to the limitations
set forth herein; provided that the Indemnitor shall not be entitled to control the defense of any claim in the event that
in the reasonable opinion of counsel for the Indemnitee, there are one or more material defenses available to the Indemnitee which
are not available to the Indemnitor, in which case, the Indemnitor shall also pay the reasonable fees and expenses of one separate
counsel (plus a local counsel if applicable) for all Indemnitees; provided further, that with respect to any claim as to
which the Indemnitee is controlling the defense, the Indemnitor will not be liable to any Indemnitee for any settlement of any
claim pursuant to this Section 9.2 that is effected without its prior written consent, which consent shall not be unreasonably
withheld, conditioned or delayed. To the extent that the undertaking to indemnify, pay and hold harmless set forth in this Section 9.2
may be unenforceable because it is violative of any law or public policy, the Company shall contribute the maximum portion which
it is permitted to pay and satisfy under applicable law, to the payment and satisfaction of all Indemnified Liabilities incurred
by the Indemnitees or any of them. Notwithstanding anything to the contrary in this Agreement, no party shall be liable to the
other party or any third party for any indirect, incidental, exemplary, special, punitive or consequential damages (including with
respect to lost revenue, lost profits or savings or business interruption) of any kind or nature whatsoever suffered by the other
party or any third party howsoever caused and regardless of the form or cause of action, even if such damages are foreseeable or
such party has been advised of the possibility of such damages. The provisions of this Section 9.2 shall survive the repayment
in full of the Notes and the termination of this Agreement.

 

    	-31-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.3.          Notices.
All notices, demands or other communications to be given or delivered under or by reason of the provisions of this Agreement shall
be in writing and delivered via facsimile, email (in each case of a notice or demand, followed promptly by delivery from a nationally
recognized overnight courier) or a nationally recognized overnight courier. Such notices, demands and other communications will
be delivered or sent to the address indicated on Schedule 9.3 or such other address or to the attention of such other Person
as the recipient party shall have specified by prior written notice to the sending party. Any such communication shall be deemed
to have been received when actually delivered or refused.

 

9.4.          Amendments,
Consents, Waivers, etc.

 

9.4.1.          Amendments.
No amendment, modification, termination or waiver of any provision of this Agreement shall in any event be effective without the
written consent of each of the Company, the Collateral Agent and the Majority Purchasers (and, for the avoidance of doubt, consent
of the Company, the Collateral Agent and the Majority Purchasers shall be sufficient for any amendment not expressly listed below);
provided that the consent of each affected Purchaser shall be required for any amendment that (i) waives or reduces any
amounts owed to it under this Agreement or extends the date for any scheduled payment of principal, interest or fees hereunder,
(ii) releases the Company from its obligations to pay principal, interest, fees and the Revenue Stream hereunder or (iii) releases
all or substantially all of the Collateral, except in connection with any Disposition of Patents to the extent permitted under
Section 6.9.1. Any waiver or consent shall be effective only in the specific instance and for the specific purpose for which
it was given. No notice to or demand on the Company in any case shall entitle the Company to any further notice or demand in similar
or other circumstances. Any amendment, modification, termination, waiver or consent effected in accordance with this Section
9.4.1 shall be binding upon the holders of the Obligations at the time outstanding and each future holder thereof.

 

9.4.2.          Course
of Dealing; No Implied Waivers. No course of dealing between the Purchasers and the Company shall operate as a waiver of any
Purchaser’s rights under this Agreement or with respect to the Obligations. In particular, no delay or omission on the part
of any Purchaser in exercising any right under this Agreement or with respect to the Obligations shall operate as a waiver of such
right or any other right hereunder or thereunder. A waiver on any one occasion shall not be construed as a bar to or waiver of
any right or remedy on any future occasion.

 

9.5.          No
Strict Construction. The parties have participated jointly in the negotiation and drafting of this Agreement with counsel sophisticated
in financing transactions. In the event an ambiguity or question of intent or interpretation arises, this Agreement shall be construed
as if drafted jointly by the parties and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue
of the authorship of any provisions of this Agreement.

 

    	-32-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.6.          Certain
Acknowledgments. Each of the Company and each of the Purchasers acknowledges that:

 

9.6.1.          it
has been advised by counsel in the negotiation, execution and delivery of this Agreement; and

 

9.6.2.          no
joint venture is created hereby or otherwise exists by virtue of the transactions contemplated hereby or thereby among the Company
and the Purchasers.

 

9.7.          Venue;
Service of Process; Certain Waivers. The Company and each Purchaser:

 

9.7.1.          irrevocably
submit to the exclusive jurisdiction of any New York state court or federal court sitting in New York, New York, and any court
having jurisdiction over appeals of matters heard in such courts, for the purpose of any suit, action or other proceeding arising
out of or based upon this Agreement or the subject matter hereof or thereof;

 

9.7.2.          waive
to the extent not prohibited by applicable law that cannot be waived, and agree not to assert, by way of motion, as a defense or
otherwise, in any such proceeding brought in any of the above-named courts, any claim that they are not subject personally to the
jurisdiction of such court, that their property is exempt or immune from attachment or execution, that such proceeding is brought
in an inconvenient forum, that the venue of such proceeding is improper, or that this Agreement, or the subject matter hereof or
thereof, may not be enforced in or by such court;

 

9.7.3.          consent
to service of process in any such proceeding in any manner at the time permitted under the applicable laws of the State of New
York and agree that service of process by registered or certified mail, return receipt requested, at the address specified in or
pursuant to Section 9.3 is reasonably calculated to give actual notice; and

 

9.7.4.          waive
to the extent not prohibited by applicable law that cannot be waived any right to claim or recover in any such proceeding any special,
exemplary, punitive or consequential damages.

 

9.8.          WAIVER
OF JURY TRIAL. TO THE EXTENT NOT PROHIBITED BY APPLICABLE LAW THAT CANNOT BE WAIVED, EACH OF COMPANY AND EACH PURCHASER WAIVES,
AND COVENANTS THAT IT WILL NOT ASSERT (WHETHER AS PLAINTIFF, DEFENDANT OR OTHERWISE), ANY RIGHT TO TRIAL BY JURY IN ANY FORUM IN
RESPECT OF ANY ISSUE, CLAIM OR PROCEEDING ARISING OUT OF OR RELATING TO THIS AGREEMENT OR THE CONDUCT OF THE PARTIES HERETO, WHETHER
NOW EXISTING OR HEREAFTER ARISING AND WHETHER IN CONTRACT, TORT OR OTHERWISE. The Company acknowledges that it has been informed
by the Purchasers that the foregoing sentence constitutes a material inducement upon which the Purchasers have relied and will
rely in entering into this Agreement. Any of the Company or Purchasers may file an original counterpart or a copy of this Agreement
with any court as written evidence of the consent of the Company and Purchasers to the waiver of their rights to trial by jury.

 

    	-33-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.9.          Interpretation;
Governing Law; etc. All covenants, agreements, representations and warranties made in this Agreement or in certificates delivered
pursuant hereto or thereto shall be deemed to have been relied on by each Purchaser, notwithstanding any investigation made by
such Purchaser, and shall survive the execution and delivery to the Purchasers hereof and thereof. The invalidity or unenforceability
of any provision hereof shall not affect the validity or enforceability of any other provision hereof, and any invalid or unenforceable
provision shall be modified so as to be enforced to the maximum extent of its validity or enforceability. The headings in this
Agreement are for convenience of reference only and shall not limit or otherwise affect the meaning hereof. This Agreement and
the Documents constitute the entire understanding of the parties with respect to the subject matter hereof and thereof and supersede
all prior and contemporaneous understandings and agreements, whether written or oral. This Agreement may be executed in any number
of counterparts which together shall constitute one instrument. This Agreement, and any issue, claim or proceeding arising out
of or relating to this Agreement or the Documents or the conduct of the parties hereto, whether now existing or hereafter arising
and whether in contract, tort or otherwise, shall be governed by and construed in accordance with the laws of the State of New
York.

 

9.10.         Successors
and Assigns

 

9.10.1.          The
provisions of this Agreement shall be binding upon and inure to the benefit of the parties hereto and their respective successors
and assigns permitted by Sections 9.10.2 and 9.10.3.

 

9.10.2.          The
Company may not assign or otherwise transfer any of its rights or obligations hereunder without the prior written consent of the
Majority Purchasers other than by operation of law. Subject to Section 9.10.4 below, and compliance with any applicable
securities laws (as reasonably determined by such Purchaser), any Note Purchaser may sell, assign, participate or transfer all
or any portion of its Notes and related rights under this Agreement to an Eligible Assignee (as defined below) with the written
consent of the Company (not to be unreasonably withheld, delayed or conditioned); provided that (x) the consent of the Company
shall not be required (a) in the case of any sale, assignment, participation or transfer to any Person that is not a direct competitor
of the Company (as reasonably determined by the Majority Purchasers with notice to the Company), (b) in the case of any sale, assignment,
participation or transfer to any Affiliate of a Purchaser that is an Eligible Assignee and (c) if an Event of Default has occurred
and is continuing; (y) such Note Purchaser and the assignee of such Note Purchaser shall have delivered an executed Assignment
and Acceptance Agreement substantially in the form attached hereto as Exhibit D-1 to the Company and each other Purchaser;
and (z) other than during an Event of Default, no Note Purchaser may sell, assign, participate or transfer all or any part of their
rights under this Agreement without the prior written consent of the Company if, as a result of such sale, assignment, participation
or transfer, the resulting Note Purchasers constituting the Majority Note Purchasers would at any time be greater in number than
one Note Purchaser except that all Affiliates of the original Note Purchaser shall be treated as if they were one entity
for purposes of this clause (z) and there is a single point of contact representing the original Note Purchaser and all such Affiliates
for purposes of this Agreement. In the case of any sale, assignment, transfer or negotiation of all or part of the rights of a
Note Purchaser under this Agreement that is authorized under this Section 9.10.2, the assignee, transferee or recipient
shall have, to the extent of such sale, assignment, transfer or negotiation, the same rights, benefits and obligations as it would
if it were a Note Purchaser hereunder (and shall be considered to be a substitute for the prior Note Purchaser for all purposes
and definitions hereunder). The Note Purchasers agree to provide to the Company prompt written notice of any sales, assignments
or transfers permitted hereunder, including the name and address of the transferee(s). “Eligible Assignee” means any
commercial bank, insurance company, finance company, financial institution, fund that invests in loans or any other “accredited
investor” (as defined in Regulation D of the Securities Act (subject to such consents, if any, as may be required above under
this Section 9.10.2)).

 

    	-34-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.10.3.          The
Company shall maintain at its principal office, or the principal office of its counsel, a register (the “Register”)
in which the Company shall keep a record of the Notes made by each Purchaser, payments to each Purchaser and any transfer of the
rights of an Purchaser; provided that the Company shall have no obligation to update the register to reflect any sales,
assignments or transfers made by the Purchasers in the event that the Purchasers fail to give the Company written notice as required
under Section 9.10.2. The requirement that the ownership and transfer of the rights of the Purchasers under this Agreement
shall be reflected in the Register is intended to ensure that the Notes qualify as an obligation issued in “registered form”
as that term is used in Sections 163(f), 871(h), and 881(c) of the Code and shall be interpreted accordingly and, notwithstanding
anything to the contrary in this Agreement.

 

9.10.4.          Any
Revenue Participant may sell, assign, participate or transfer all or any part of their rights to the Revenue Stream to an Eligible
Assignee with the written consent of the Company (not to be unreasonably withheld, delayed or conditioned); provided that
(x) the consent of the Company shall not be required (a) in the case of any sale, assignment, participation or transfer to any
person that is not a direct competitor of the Company (as reasonably determined by the Majority Revenue Participant with notice
to the Company), (b) in the case of any sale, assignment, participation or transfer to any Affiliate of a Revenue Participant that
is an Eligible Assignee and (c) if an Event of Default has occurred and is continuing; (y) such Revenue Participant and the assignee
of such Revenue Participant shall have delivered an executed Assignment and Acceptance Agreement substantially in the form attached
hereto as Exhibit D-2 to the Company and each other Purchaser; and (z) other than during an Event of Default, no Revenue
Participant may sell, assign, participate or transfer all or any part of their rights in the Revenue Stream without the prior written
consent of the Company if, as a result of such sale, assignment, participation or transfer, the resulting Revenue Participants
constituting the Majority Revenue Participants would at any time be greater in number than one Revenue Participant except
that all Affiliates of the original Revenue Participant shall be treated as if they were one entity for purposes of this clause
(z) and there is a single point of contact representing the original Revenue Participant and all such Affiliates for purposes of
this Agreement. In the case of any sale, assignment, transfer or negotiation of all or part of the rights of a Revenue Participant
to the Revenue Stream that is authorized under this Section 9.10.4, the assignee, transferee or recipient shall have,
to the extent of such sale, assignment, transfer or negotiation, the same rights, benefits and obligations as it would if it were
a Revenue Participant hereunder (and shall be considered to substitute for the prior Revenue Participant for all purposes and definitions
of this Agreement). The Revenue Participants agree to provide to the Company prompt written notice of any sales, assignments or
transfers permitted hereunder, including the name and address of the transferee(s).

 

    	-35-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.11.         Tax
Treatment.

 

9.11.1.          The
Company and each Revenue Participant intend that, solely for federal, state and local income tax purposes and for no other purpose,
the relationship between the Revenue Participants and the Company that is created by this Agreement with respect to the Revenue
Stream shall be treated as creating a partnership with respect to the Revenue Stream (the “Tax Partnership”),
with the Revenue Participants and the Company being treated as partners of such partnership; it being understood for avoidance
of doubt that the relationship between the Company and the Note Purchasers by this Agreement with respect to the Notes shall be
a debtor-creditor relationship for all purposes, including for all federal, state and local income tax purposes.

 

9.11.2.          The
Company and each Revenue Participant hereby agree that for purposes of determining the Company’s and each Revenue Participant’s
distributive share of income, gain, loss and deduction of the Tax Partnership:

 

9.11.2.1.          The
Tax Partnership shall maintain capital accounts for each of the Company and the Revenue Participants consistent with the rules
of Treasury Regulations Section 1.704-1(b); it being understood that under no circumstances shall any such rule override the economic
relationship between the parties as to their respective shares of the Monetization Revenues set forth in this Agreement;

 

9.11.2.2.          The
Revenue Participants will be deemed to have purchased from the Company certain rights to exploit the Patents for *** and to have
contributed such rights to the Tax Partnership. The Company shall be deemed to have contributed to the Tax Partnership certain
rights to exploit the Patents having a value of ***. The rights to exploit the Patents deemed contributed by the Revenue Participants
and the Company to the Tax Partnership and described in this Section 9.11.2.2 are collectively referred to herein as the
“Patent Rights”;

 

9.11.2.3.          The
Tax Partnership shall allocate items of income, gain, loss and deduction to the Company and the Revenue Participants in a manner
that causes the capital accounts of the parties to be equal to the amounts payable pursuant to this agreement if the Tax Partnership
sold the Patent Rights and any other non-cash assets for an amount equal to the book value of the Patent Rights and any other non-cash
assets (as determined pursuant to Treasury Regulations Section 1.704-1(b)) and distributed the proceeds and any other cash pursuant
to this Agreement;

 

    	-36-

    	 

    

 

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

9.11.3.          The
Company and each Revenue Participant shall file all tax returns and shall otherwise take all tax and financial reporting positions
in a manner consistent with any treatment described in this Section 9.11.  The Company shall be the tax matters partner
of the Tax Partnership.

 

9.11.4.          The
Company and each of the Revenue Participants will cooperate to provide each other with any information reasonably requested by
any of them in connection with the preparation or filing of any return, declaration, report, election, information return or other
statement or form filed or required to be filed with any governmental authority relating to Taxes (a “Tax Return”)
for any of them or for or relating to the partnership described in the first sentence of this Section 9.11. The Company
shall be responsible for preparing and filing any Tax Return for or relating to such partnership, and the out-of-pocket costs incurred
in connection with the preparation and filing of any Tax Return for or relating to the Tax Partnership shall be treated as an expense
of the Tax Partnership.

 

9.11.5.          For
the avoidance of doubt, no fiduciary relationship is intended to be created by this Agreement between the Company and any Revenue
Participant.

 

(The remainder of this page intentionally
has been left blank.)

 

    	-37-

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

  

 

IN WITNESS WHEREOF, the parties hereto have
duly executed this Agreement as of the date and year first above written.

 

	 	Revenue Participant:
	 	 
	 	CF DB EZ LLC
	 	 
	 	/s/ Jason Meyer
	 	By: Jason Meyer
	 	Title: Authorized Signatory
	 	 
	 	Note Purchaser:
	 	 
	 	DBD Credit Funding LLC
	 	 
	 	/s/ Jason Meyer
	 	By: Jason Meyer
	 	Title: Authorized Signatory
	 	 
	 	Warrant Purchaser:
	 	 
	 	CF DB EZ LLC
	 	 
	 	/s/ Jason Meyer
	 	By: Jason Meyer
	 	Title: Authorized Signatory
	 	 
	 	Collateral Agent:
	 	 
	 	DBD Credit Funding LLC
	 	 
	 	/s/ Jason Meyer
	 	By: Jason Meyer
	 	Title: Authorized Signatory

 

[Signature Page to Inventergy Revenue Sharing
and Note Purchase Agreement]

 

    	 

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

 

	 	Company:
	 	 
	 	INVENTERGY GLOBAL, INC
	 	 
	 	/s/ Joseph W. Beyers
	 	By: Joseph W. Beyers
	 	Title: Chairman and Chief Executive Officer
	 	 
	 	INVENTERGY, INC
	 	 
	 	/s/ Joseph W. Beyers
	 	By: Joseph W. Beyers
	 	Title: Chairman and Chief Executive Officer

 

[Signature Page to Inventergy Revenue Sharing
and Note Purchase Agreement]

 

    	 

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

APPENDIX I

DEFINITIONS

 

“Affiliate”
means with respect to any specified Person, any other Person directly or indirectly controlling, controlled by or under direct
or indirect common control with such Person, and shall include (a) any employee, officer, director or general partner of such specified
Person (including entities directly controlled by such persons), (b) any other Person of which such specified Person or any Affiliate
(as defined in clause (a) above) of such specified Person shall, directly or indirectly, beneficially own either (i) at least 10%
of the outstanding equity securities having the general power to vote or (ii) at least 10% of all equity interests, (c) any other
Person directly or indirectly controlling such specified Person through a management agreement, voting agreement or other contract
and (d) with respect to any individual, such individual’s child, stepchild, grandchild or more remote descendant, parent,
stepparent, grandparent, spouse, former spouse, qualified domestic partner, sibling, mother-in-law, father-in-law, son-in-law and
daughter-in-law (including adoptive relationships) and any trust, partnership or other bona fide estate-planning vehicle the only
beneficiaries of which are any of the foregoing individuals or any private foundation or fund that is controlled by any of the
foregoing individuals or any donor-advised fund of which any such individual is the donor; provided that neither the Collateral
Agent or any Purchaser (or any Affiliate thereof) shall be deemed an Affiliate of the Company on account of the amounts owed to
it under the Agreement or the relationship created thereby.

 

“Applicable Percentage”
means:

 

(a)          until
such time as the Revenue Participants have received 9x of the Revenue Stream Basis with respect to the Revenue Stream, 46%;

 

(b)          thereafter,
until such time as the Revenue Participants have received 13.5x of the Revenue Stream Basis with respect to the Revenue Stream,
31%; and

 

(c)          thereafter,
6%, unless or until the Revenue Stream has been fully satisfied.

 

Upon any acceleration
of the Notes and Revenue Stream, the Applicable Percentage shall be 100% after the Notes have been repaid and until the Revenue
Stream has been fully satisfied; provided that at all times the Applicable Percentage of Monetization Net Revenues with respect
to the Specified Licenses shall be 100%, subject to prior payment of the Note Obligations.

 

***.

 

“Authorized Officer”
means, with respect to any Person, the chief executive officer, chief restructuring officer, chief financial officer, president,
treasurer, comptroller or executive vice president of such Person.

 

“Bankruptcy Code”
means Title 11 of the United States Code.

 

“Bankruptcy Default”
means an Event of Default referred to in Section 7.1.8.

 

    	A-1

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

“Business Day”
means any day other than a Saturday, a Sunday or a day on which commercial banks in New York City are required or authorized to
be closed.

 

“Capital Stock”
means, with respect to any Person, any and all shares, interests, participations, rights in or other equivalents (however designated)
of such Person’s capital stock, partnership interests, membership interests or other equivalent interests and any rights
(other than debt securities convertible into or exchangeable for capital stock), warrants or options exchangeable for or convertible
into such capital stock or other equity interests.

 

“Capitalized Lease”
means any lease which is required to be capitalized on the balance sheet of the lessee in accordance with GAAP, including Statement
Nos. 13 and 98 of the Financial Accounting Standards Board.

 

“Capitalized Lease
Obligations” means the amount of the liability reflecting the aggregate discounted amount of future payments under all
Capitalized Leases in accordance with GAAP, including Statement Nos. 13 and 98 of the Financial Accounting Standards Board.

 

“Cash Equivalents”
means cash on deposit at a bank; certificates of deposit, money market mutual funds or U.S. Treasury bills with a remaining maturity
of 90 days or less.

 

“Certificate of
Designation” means that certain Certificate of Designation of the Series A Preferred Stock of Inventergy, Inc., dated
as of the date hereof.

 

“Change of Control”
means, unless waived by the Majority Purchasers, (x) any Person or “group” (as such term is used in Sections 13(d)
and 14(d) of the Securities Exchange Act of 1934, but excluding any employee benefit plan of such Person and its subsidiaries,
and any Person acting in its capacity as trustee, agent or other fiduciary or administrator of any such plan), becomes the “beneficial
owner” (as defined in Rules 13(d)-3 and 13(d)-5 of the Securities Exchange Act of 1934), directly or indirectly, of
equity interests representing more than forty percent (40%) of the aggregate ordinary voting power represented by the issued and
outstanding equity interests of Parent (whether by merger, consolidation, sale or other transfer) or (y) Parent ceases to own,
directly or through another wholly-owned subsidiary that has executed a joinder hereof, all of the equity interests in Owner, other
than interests held by the Collateral Agent or Majority Purchasers.

 

“Closing Date”
means October 1, 2014.

 

“Code”
means the Internal Revenue Code of 1986, as amended.

 

“Collateral”
has the meaning set forth in the Security Agreement.

 

“Collateral Documents”
means the Security Agreement, the Patent Security Agreement, the deposit account control agreement referred to in Section 6.11,
any financing statement (or amendment thereto) naming the Company as debtor and the Collateral Agent as secured party, and all
other instruments, documents, agreements and certificates delivered by the Company to the Purchasers or the Collateral Agent pursuant
to these agreements.

 

    	A-2

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

“Contractual Obligations”
means, as to any Person, any provision of any security (whether in the nature of Capital Stock or otherwise) issued by such Person
or of any agreement, undertaking, contract, indenture, mortgage, deed of trust or other instrument, document or agreement (other
than a Document) to which such Person is a party or by which it or any of its Property is bound or to which any of its Property
is subject.

 

“Default”
means any Event of Default and any event or condition which with the passage of time or giving of notice, or both, would become
an Event of Default.

 

“Disposition”
means the sale, transfer, license, profit and revenue sharing arrangements, derivative interests, lease or other disposition (including
any sale or issuance of equity interests in the Owner except to Parent or to an intermediate entity between Owner and Parent that
has executed a joinder of the Documents, and also excluding any sale or issuance of equity interests in the Parent) of any property
by any Person, including any sale, assignment, transfer or other disposal, with or without recourse, of any notes or accounts receivable
or any rights and claims associated therewith, whether in a single transaction or a series of related transactions. “Dispose”
shall have the correlative meaning.

 

“Documents”
means this Agreement, the First Amendment (as reflected in this Amended and Restated Revenue Sharing and Note Purchase Agreement
as set forth herein), the Guaranty, Collateral Documents, the Subscription Agreement, the Warrants, the Notes, the Voting Agreement,
the Proxy, the Certificate of Designation and all other instruments, documents, agreements and certificates delivered by the Company
to the Purchasers or the Collateral Agent pursuant to this Agreement.

 

“Existing Encumbrances”
means the Material Agreements and any licenses or other rights that have been granted or may be granted as set forth in the Nokia
PPA, Panasonic PPA and Huawei PRAA.

 

“Existing Notes”
means the existing indebtedness of the Company pursuant to those Amended and Restated Senior Secured Convertible Notes due October
15, 2018 and Senior Secured Convertible Notes due October 15, 2018, in the aggregate principal amount of $8,000,000.

 

“First Amendment”
means the First Amendment to the Revenue Sharing and Note Purchase Agreement, dated as of February 25, 2015, effective as of February
25, 2015, among the Company, the Collateral Agent and the Purchasers.

 

“First Amendment
Effective Date” means that date after February 25, 2015 when the initial New Notes, the Warrants and the associated increase
in the Revenue Stream are issued.

 

“GAAP”
means generally accepted accounting principles as from time to time in effect, including the statements and interpretations of
the United States Financial Accounting Standards Board.

 

“Governmental
Authority” means any nation, sovereign or government, any state or other political subdivision thereof, any agency, authority
or instrumentality thereof and any entity or authority exercising executive, legislative, taxing, judicial, regulatory or administrative
functions of or pertaining to government, including any central bank, stock exchange, regulatory body, arbitrator, public sector
entity, supra-national entity (including the European Union and the European Central Bank) and any self-regulatory organization
(including the National Association of Insurance Commissioners).

 

    	A-3

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

“Guarantee”
means, with respect to any specified Person:

 

(a)          any
guarantee by such Person of the payment or performance of, or any contingent obligation by such Person in respect of, any Indebtedness
or other obligation of any primary obligor;

 

(b)          any
other arrangement whereby credit is extended to a primary obligor on the basis of any promise or undertaking of such Person, including
any binding “comfort letter” or “keep well agreement” written by such Person, to a creditor or prospective
creditor of such primary obligor, to (i) pay the Indebtedness of such primary obligor, (ii) purchase an obligation owed by such
primary obligor, (iii) pay for the purchase or lease of assets or services regardless of the actual delivery thereof or (iv) maintain
the capital, working capital, solvency or general financial condition of such primary obligor;

 

(c)          any
liability of such Person, as a general partner of a partnership in respect of Indebtedness or other obligations of such partnership;

 

(d)          any
liability of such Person as a joint venturer of a joint venture in respect of Indebtedness or other obligations of such joint venture;

 

(e)          any
liability of such Person with respect to the tax liability of others as a member of a group (other than a group consisting solely
of such Person and its Subsidiaries) that is consolidated for tax purposes; and

 

(f)          reimbursement
obligations, whether contingent or matured, of such Person with respect to letters of credit, bankers acceptances, surety bonds
and other financial guarantees;

 

in each case whether or not any of
the foregoing are reflected on the balance sheet of such Person or in a footnote thereto; provided, however, that
the term “Guarantee” shall not include endorsements for collection or deposit in the Ordinary Course of Business.

 

“Indebtedness”
means all obligations, contingent or otherwise, which in accordance with GAAP are required to be classified as indebtedness upon
a balance sheet of the Company, but in any event including (without duplication):

 

(a)          indebtedness
for borrowed money;

 

(b)          indebtedness
evidenced by notes, debentures or similar instruments;

 

(c)          Capitalized
Lease Obligations and Synthetic Lease Obligations;

 

    	A-4

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

(d)          the
deferred purchase price of assets, services or securities, including related noncompetition, consulting and stock repurchase obligations
(other than ordinary trade accounts payable on customary terms in the Ordinary Course of Business), and any long-term contractual
obligations for the payment of money, but not including contingent fees payable to counsel, consultants or other professional service
providers;

 

(e)          mandatory
redemption, repurchase or dividend rights on Capital Stock (or other equity), including provisions that require the exchange of
such Capital Stock (or other equity) for Indebtedness from the issuer;

 

(f)          reimbursement
obligations, whether contingent or matured, with respect to letters of credit, bankers acceptances, surety bonds and other financial
guarantees (without duplication of other Indebtedness supported or guaranteed thereby);

 

(g)          unfunded
pension liabilities;

 

(h)          liabilities
secured by any Lien (other than Liens securing the Obligations) existing on property owned or acquired by the Company, whether
or not the liability secured thereby shall have been assumed; and

 

(i)          all
Guarantees in respect of Indebtedness of others and reimbursement obligations, whether contingent or matured, under letters of
credit or other financial guarantees by third parties (or become contractually committed to do so).

 

“Initial Specified
License” means the licensing arrangement reflected on the Specified License Certification delivered in connection with
the First Amendment Effective Date and the issuance of the New Note, the Warrant and interests in the Revenue Stream on such date.

 

“Legal Requirement”
means, with respect to any specified Person, any present (at the time of relevant determination) requirement imposed upon such
Person and its Subsidiaries by any law, statute, rule, regulation, directive, order, decree or guideline (or any interpretation
thereof by courts or of administrative bodies) of the United States of America or any state or political subdivision thereof, governmental
or administrative agency, central bank or monetary authority of the United States of America, any jurisdiction where the such Person
or any of its Subsidiaries owns property or conducts its business, or any political subdivision of any of the foregoing.

 

“LIBOR”
means the greater of (x) 1.00% per annum or (y) the London interbank offered rate administered by the British Bankers Association
(or any other Person that takes over the administration of such rate for Dollars) for a twelve (12) month period as displayed on
pages LIBOR01 or LIBOR02 of the Reuters screen or, in the event such rate does not appear on a Reuters page or screen, on any successor
or substitute page on such screen that displays such rate, or on the appropriate page of such other information service that publishes
such rate as shall be selected by the Majority Note Purchaser from time to time in its reasonable discretion (the “Eurodollar
Screen Rate”), such to be annually established as of each January 2.

 

“Lien”
means with respect to any specified Person:

 

    	A-5

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

(a)         any
lien, encumbrance, mortgage, pledge, charge or security interest of any kind upon any property or assets of such Person, whether
now owned or hereafter acquired, or upon the income or profits therefrom (excluding in any event a financing statement filed by
a lessor under an operating lease not intended to be a secured financing), but shall not include: (i) liens for any tax, assessment
or other governmental charge not yet due or that are being contested in good faith by appropriate proceeding, (ii) materialmen’s
and mechanics’ liens or other like Liens, arising in the Ordinary Course of Business for amounts not yet due or that are
being contested in good faith; and (iii) liens, deposits or pledges to secure statutory obligations or performance of bids, tenders,
contracts or leases, incurred in the Ordinary Course of Business;

 

(b)          the
acquisition of, or the agreement to acquire, any property or asset upon conditional sale or subject to any other title retention
agreement, device or arrangement (including a Capitalized Lease and a Synthetic Lease);

 

(c)          the
sale, assignment, pledge or transfer for security of any accounts, general intangibles or chattel paper of such Person, with or
without recourse;

 

(d)          in
the case of securities, any purchase option, call or similar purchase right of a third party;

 

(e)          the
existence for a period of more than 120 consecutive days of any Indebtedness against such Person which if unpaid would by law or
upon a Bankruptcy Default be given priority over general creditors.

 

“Majority Note
Purchasers” means the Note Purchasers that hold more than 50% of the aggregate outstanding Notes.

 

“Majority Purchasers”
means the Majority Revenue Participant and, if any of the Notes are outstanding, the Majority Note Purchaser.

 

“Majority Revenue
Participants” means the Revenue Participants representing more than 50% of such participation right.

 

“Margin Stock”
means “margin stock” within the meaning of Regulation T, U or X of the Board of Governors of the Federal Reserve System.

 

“Material Adverse
Effect” means, with respect to the Company, since any specified date or from the circumstances existing immediately prior
to the happening of any specified event, a material adverse effect on the business, assets, financial condition, income or prospects
of the Company.

 

“Monetization
Activities” means any activities necessary or desirable to generate revenue from the Patents anywhere in the world by
means of license (non-exclusive or exclusive), assignment, enforcement, litigation, arbitration, negotiation, covenant not to sue
or assert, or otherwise.

 

    	A-6

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

  

 

“Monetization Expenses”
means, with respect to a Monetization Activity, any (a) contingency fee payments owed by the Company, (b) expenses covered by any
contingency law firms retained by the Company and that the Company is obligated to pay; (c) amounts owed by the Company to any
prior owners or agents of any patents and patent applications of the Company included in the transaction giving rise to a Monetization
Activity; (d) amounts owed to experts or consultants in lieu of cash fees; and any other out-of-pocket expenses paid or payable
to third parties reasonably incurred by the Company; provided, however, that the aggregate sum of such expenses may not
exceed 40% of the gross proceeds from the applicable Monetization Activity; and provided further that Monetization Expenses
related to the Specified Licenses shall not exceed the amounts and percentages set forth on the applicable Specified Licenses Certification. 
Notwithstanding the foregoing, the foregoing 40% cap will not apply when the Monetization Activity includes contingency fee payments
owed by Company that are subject to the rates payable to Susman Godfrey L.L.P. *** as described in the *** engagement letter between
Company and that firm (the “Engagement Letter”).  In that case, the cap will be increased to *** (or ***
if the percentage is lowered to *** as provided for in the Engagement Letter) of the gross proceeds from the applicable Monetization
Activity if the revenues are generated *** (as defined in the Engagement Letter) or *** (or *** if the percentage is lowered to
*** as provided for in the Engagement Letter) of the gross proceeds from the applicable Monetization Activity if the revenues are
generated *** (as defined in the Engagement Letter).

 

“Monetization
Net Revenues” means the (x) Monetization Revenues minus (y) Monetization Expenses related to such Monetization
Revenues; provided, that in the calculation of Monetization Net Revenues no Monetization Expenses shall be deducted from Monetization
Revenues consisting of the final three scheduled installments from the Initial Specified License.

 

“Monetization
Revenues” means the sum of amounts that the Company receives in cash, whether immediately, or on a deferred basis or
upon liquidation of any in-kind payment the Company receives (i) from third parties in respect of the Patents; (ii) on account
of any sale of products using the Patents; (iii) the development to order of any software or other products using the Patents,
including royalty payments, license fees, settlement payments, judgments or other similar payments in respect of the Patents; and
(iv) the purchase price or other amounts received in connection with the sale of hardware, software or other products or services
with respect to the Patents, in each case as and when actually received by the Company (including any and all such amounts actually
received by any attorneys, agents or other representatives of the Company, for the account of the Company). For clarity, revenues
of the Parent’s eOn Communications Systems, Inc. Subsidiary shall not constitute Monetization Revenues provided such sales
do not provide a license of the Patents for the use, manufacture or sale of products or services other than those of that Subsidiary.
For the avoidance of doubt, the payments to the Company under the Specified Licenses shall constitute Monetization Revenues, except
that the Company shall be entitled to retain and shall not be required to apply to the Note Obligations or the Revenue Stream,
the initial installment under the Initial Specified License.

 

“New Notes”
has the meaning set forth in the recitals to the Agreement.

 

“Nokia PPA”
has the meaning provided under Section 4.5(c).

 

    	A-7

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

“Note Obligations”
means all amounts due with respect to the Notes or under the Agreement, including principal, interest, prepayment fees, early termination
fees and amounts due under Sections 9.1 and 9.2, but excluding amounts due with respect to the Revenue Stream.

 

“Obligations”
means any and all obligations of the Company under this Agreement or any other Document.

 

“Ordinary Course
of Business” means, in respect of any transaction involving any Person, the ordinary course of such Person’s business,
as conducted by any such Person in accordance with past practice and undertaken by such Person in good faith and not for purposes
of evading any covenant or restriction in any Document.

 

“Organization
Documents” means, (a) with respect to any corporation, the certificate or articles of incorporation and the bylaws (or
equivalent or comparable constitutive documents with respect to any non-U.S. jurisdiction); (b) with respect to any limited liability
company, the certificate or articles of formation or organization and operating agreement; and (c) with respect to any partnership,
joint venture, trust or other form of business entity, the partnership, joint venture or other applicable agreement of formation
or organization and any agreement, instrument, filing or notice with respect thereto filed in connection with its formation or
organization with the applicable Governmental Authority in the jurisdiction of its formation or organization and, if applicable,
any certificate or articles of formation or organization of such entity.

 

“Original Notes”
has the meaning set forth in the recitals to the Agreement.

 

“Panasonic PPA”
has the meaning set forth in Section 4.5(d).

 

“Patent License
Agreement” means the Patent License Agreement attached hereto as Exhibit E.

 

“Patent Security
Agreement” means the Patent Security Agreement substantially in the form of Exhibit F hereto.

 

“Patents”
means the letters Patent set forth on Schedule I(a), whether registered in the United States or any other jurisdiction,
all registrations and recordings thereof, including all re-examination certificates and all utility models, including registrations,
recordings and pending applications, and all reissues, continuations, divisions, continuations-in-part, renewals, improvements
or extensions thereof, and the inventions disclosed or claimed therein. “Patent” shall also include any letters Patent
or rights thereunder which the Company receives from a third party as payment or in partial payment in connection with any Monetization
Activities by the Company of the Patents set forth on Schedule I(a).

 

“Payment Confirmation”
has the meaning set forth in Section 6.14.

 

“Person”
means any entity, whether of natural or legal constitution, including any present or future individual, corporation, partnership,
joint venture, limited liability company, unlimited liability company, trust, estate, unincorporated organization, government or
any agency or political subdivision thereof.

 

    	A-8

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

“Property”
means, as to any Person, all types of real, personal, tangible, intangible or mixed property owned by such Person whether or not
included in the most recent balance sheet of such Person and its Subsidiaries under GAAP.

 

“Proxy”
means that certain Proxy, dated as of the date hereof, by and between Inventergy, Inc., Inventergy Global, Inc. and CF DB EZ LLC.

 

“Revenue Stream”
means a right to receive a portion of Monetization Revenues totaling (x) if paid in full prior to the Maturity Date, up to 14x
the Revenue Stream Basis and (y) otherwise, up to 17x the Revenue Stream Basis; provided, that upon an acceleration, the Revenue
Stream shall represent an absolute entitlement to receive such amounts without regard to the existence of Monetization Revenues.

 

“Revenue Stream
Basis” means the sum of (x) *** plus (y) ***.

 

“Secured Parties”
means, collectively, the Collateral Agent and the Purchasers.

 

“Security Agreement”
means a Security Agreement substantially in the form of Exhibit G hereto.

 

“Specified License
Certification” has the meaning set forth in Section 3.2.3.5.

 

“Specified License”
means any licensing arrangement or installment sales arrangements entered into by the Company with respect to the Patents, in each
case as set forth on a Specified License Certification and approved by the Majority Purchasers, including the Initial Specified
License.

 

“Subscription
Agreement” means the Subscription Agreement substantially in the form of Exhibit H.

 

“Synthetic Lease”
means a lease that is treated as an operating lease under GAAP and as a loan or other financing for federal income tax purposes.

 

“Synthetic Lease
Obligations” means the aggregate amount of future rental payments under all Synthetic Leases, discounted as if such Synthetic
Leases were Capitalized Leases.

 

“USA Patriot Act”
means the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of
2001, Public Law 107-56.

 

“Voting Agreement”
means that certain Voting Agreement, dated as of the date hereof, by and between Inventergy, Inc., Inventergy Global, Inc. and
CF DB EZ LLC.

 

    	A-9

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

SCHEDULE 2.1

REVENUE PARTICIPANTS/WARRANT PURCHASERS

 

	Revenue Participant	 	Purchase Price	 	Percentage of Revenue Share

held
	CF DB EZ LLC	 	*** plus ***	 	100%

 

	Warrant Purchaser	 	Purchase Price	 	Percentage held
	CF DB EZ LLC	 	$40,000    	 	100%

 

    	A-10

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

SCHEDULE 2.2

NOTE PURCHASERS

 

Notes issued at Closing:

 

	Note Purchaser	 	Purchase Price	 	Original Principal 
Amount of Note	 
	DBD Credit Funding LLC	 	***	 	$	11,000,000	 

 

Notes issued on the First Amendment Effective Date:

 

	Note Purchaser	 	Purchase Price	 	Original Principal 
Amount of Note	 
	DBD Credit Funding LLC	 	***	 	$	1,199,500	 

  

Notes issued after the First Amendment Effective Date:

 

	Note Purchaser	 	Purchase Price	 	
        Original Principal

        Amount of Notes

	DBD Credit Funding LLC	 	***	 	Up to $1,800,500 in aggregate

 

    	A-11

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

SCHEDULE 2.6

WIRE TRANSFER INSTRUCTIONS

 

DBD Credit Funding LLC

 

***

 

CF DB EZ LLC

 

***

    	A-12

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE 4.1

COMPANY ORGANIZATION

 

Inventergy Global, Inc., a Delaware corporation, wholly owns two
subsidiaries: Inventergy, Inc., a Delaware corporation, and eOn Communications Systems, Inc., a Delaware corporation.

 

  

    	A-13

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE 4.5(g)

PATENT LITIGATION, REISSUES, OPPOSITIONS

 

Litigation:

 

Inventergy, Inc. v. Genband, Inc., Case #6:14-cv-00612-MHS, U.S.
District Court, Eastern District of Texas (Tyler), filed July 14, 2014, involving the patents listed below. Inventergy is represented
by Novak Druce Connolly Bove + Quigg, LLP and Findlay Craft PC.

 

7,835,352 (Huawei)

8,335,487 (Huawei)

6,801,542 (Nokia)

7,925,762 (Nokia)

6,904,035 (Nokia)

 

Sonus Networks, Inc., v. Inventergy Global, Inc. and Inventergy,
Inc., Case #3-15-cv-0322-JCS, U.S. District Court, Northern District of California, filed January 23, 2015, involving the patents
listed below. Inventergy is represented by Novak Druce Connolly Bove + Quigg, LLP and Findlay Craft PC.

 

7,583,612 (Huawei)

7,835,352 (Huawei)

8,185,105 (Huawei)

8,335,487 (Huawei)

6,801,542 (Nokia)

6,904,035 (Nokia)

7,925,762 (Nokia)

 

Inventergy, Inc. v. Sonus Networks, Inc., Case #1-15-cv-10207-MLW,
U.S. District Court, District of Massachusetts, filed January 26, 2015, involving the patents listed below. Inventergy is represented
by Novak Druce Connolly Bove + Quigg, LLP and Findlay Craft PC.

 

7,583,612 (Huawei)

7,835,352 (Huawei)

8,185,105 (Huawei)

8,335,487 (Huawei)

6,801,542 (Nokia)

6,904,035 (Nokia)

7,925,762 (Nokia)

 

    	A-14

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

Reissues and Oppositions:

 

	Patent	 	Action	 	Status	 	Jurisdiction
	USRE41444	 	Reissue	 	Granted	 	US
	USRE37420	 	Reissue	 	Granted	 	US
	USRE39954	 	Reissue	 	Granted	 	US
	US14/323165 (US8213419)	 	Reissue	 	Pending	 	US
	US14/285524 (US8417240)	 	Reissue	 	Pending	 	US
	US14/328576 (US8218681)	 	Reissue	 	Pending	 	US
	EP1914937	 	Opposition	 	Concluded – Patent maintained with amendment	 	EP

 

    	A-15

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE 4.6

MATERIAL AGREEMENTS

 

		·	Patent Rights Assignment Agreement between Inventergy, Inc. and Huawei Technologies Co., Ltd.,
executed May 15, 2013, as amended on May 15, 2013.

 

		·	Patent Rights Re-Assignment Agreement between Inventergy, Inc. and Huawei Technologies Co., Ltd.,
executed November 8, 2013

 

		·	Patent Purchase Agreement between Inventergy, Inc. and Panasonic Corporation, executed October
21, 2013

 

		·	Patent Purchase Agreement between Inventergy, Inc. and Nokia Corporation, executed as of May 23,
2014

 

		·	Referrals Agreement (Amended) between Inventergy, Inc. and Huang Partners, dated December 15, 2012,
as amended May 7, 2013

 

		·	Referrals Agreement between Inventergy, Inc. and KK Prime Inc. dated January 16, 2013

 

		·	Engagement letter, dated July 23, 2013, by Inventergy, Inc. and Novak Druce Connolly Bove + Quigg
LLP

 

		·	Engagement letter, dated July 11, 2013, by Inventergy, Inc. and Susman Godfrey, L.L.P.

 

		·	Engagement letter, dated October 8, 2013, by Inventergy, Inc. and Susman Godfrey, L.L.P.

 

		·	Letter agreement, dated April 10, 2014, between Inventergy, Inc. and Chipworks, Inc., executed
April 10, 2014, as extended on October 21, 2014

 

    	A-16

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE 6.7

EXISTING INDEBTEDNESS

 

		·	Amended and Restated Senior Secured Convertible Notes and Senior Secured Convertible Notes of Inventergy
Global, Inc. with a principal value of $8,000,000 (together, the “Existing Notes”).

		o	Such Existing Notes to be retired at Closing and the security interests in the patent offices to be released within 30 days
of Closing.

		·	Unsecured (as to Inventergy, Inc.) Credit Line from First Republic Bank with an outstanding loan
amount of $500,000.

		o	Such Credit Line to be retired within 1 Business Day of Closing.

 

    	A-17

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE 6.12.4

***

 

    	A-18

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE 9.3

NOTICES

 

Notices to the Company should be sent to the following:

 

Wayne Sobon

SVP & General Counsel

Inventergy Global, Inc.

900 E. Hamilton Avenue #180

Campbell CA 95008

Phone: 408-389-3510

Email: wayne@inventergy.com

CC:        operations@inventergy.com

 

With a copy to:

 

Joseph A. Smith

Ellenoff Grossman & Schole LLP

1345 Avenue of the Americas

New York, NY 10105-0302

Tel: 212-370-1300

jsmith@egsllp.com

 

Notices to the Collateral Agent or the Purchasers should be sent
to the following:

 

Yoni Shtein

Vice President

Intellectual Property Finance Group

Fortress Investment Group

One Market Plaza

Spear Tower, 42nd Floor

San Francisco, CA 94105

Phone: 415-284-7415

Email: yshtein@fortress.com

CC:        jnoble@fortress.com

 

With a copy to:

 

Alyson Allen

Ropes & Gray LLP

Prudential Tower, 800 Boylston Street

Boston, MA 02199-3600

Tel: 617-951-7483

Email: alyson.allen@ropesgray.com

 

    	A-19

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

SCHEDULE I(a)

PATENTS

 

United States Assets

 

1.          Panasonic
Portfolio

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US6726297	 	US09/462491	 	US	 	2000/01/20	 	OFDMA signal transmission apparatus and method
	Granted	 	US8009549	 	US12/092950	 	US	 	2006/11/16	 	Carrier allocation method in multi cell orthogonal frequency division multiple access system
	Granted	 	US8416810	 	US12/160872	 	US	 	2007/01/18	 	Radio communication base station apparatus and pilot transmission method
	Granted	 	US7646702	 	US10/169716	 	US	 	2002/07/09	 	OFDM communication apparatus
	Granted	 	US8238226	 	US12/505420	 	US	 	2009/07/17	 	OFDM communication apparatus
	Granted	 	US7593317	 	US10/503010	 	US	 	2004/07/29	 	Radio base station apparatus
	Granted	 	US7929627	 	US11/885042	 	US	 	2006/02/28	 	OFDM receiver, integrated circuit and receiving method
	Granted	 	US7826557	 	US11/721911	 	US	 	2005/12/14	 	Retransmitting method and transmitting method in multi-antenna transmission
	Granted	 	US7792084	 	US11/892886	 	US	 	2007/08/28	 	MIMO antenna apparatus controlling number of streams and modulation and demodulation method
	Granted	 	US8064393	 	US11/997841	 	US	 	2006/08/04	 	Wireless communication base station apparatus and wireless communication method in multicarrier communication

 

    	A-20

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US8270332	 	US12/377373	 	US	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	Granted	 	US8582573	 	US13/590841	 	US	 	2012/08/21	 	Radio communication base station apparatus and radio communication method
	Granted	 	US6400929	 	US09/424843	 	US	 	1999/12/06	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6381445	 	US09/648742	 	US	 	2000/08/28	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6366763	 	US09/648756	 	US	 	2000/08/28	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6370359	 	US09/648757	 	US	 	2000/08/28	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6487394	 	US09/649003	 	US	 	2000/08/28	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6597894	 	US09/649006	 	US	 	2000/08/28	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6505035	 	US10/052261	 	US	 	2002/01/23	 	Radio communication apparatus and transmission rate control method
	Granted	 	US6973289	 	US10/057897	 	US	 	2002/01/29	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6611676	 	US10/083553	 	US	 	2002/02/27	 	Radio communication apparatus and transmission rate control method

 

 

    	A-21

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7636551	 	US11/228339	 	US	 	2005/09/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	US6637001	 	US09/650743	 	US	 	2000/08/30	 	Apparatus and method for image/voice transmission
	Granted	 	US6813323	 	US10/182270	 	US	 	2002/07/25	 	Decoding method and communication terminal apparatus
	Granted	 	US6734810	 	US10/221267	 	US	 	2002/09/10	 	Apparatus and method for decoding
	Granted	 	US6940428	 	US10/793737	 	US	 	2004/03/08	 	Apparatus and method for decoding
	Granted	 	US6922159	 	US10/793766	 	US	 	2004/03/08	 	Apparatus and method for decoding
	Granted	 	US6069884	 	US08/937005	 	US	 	1997/09/24	 	Method of communication between a base station and a plurality of mobile unit communication apparatus, a base station, and mobile unit communication apparatus
	Granted	 	US6119004	 	US09/068541	 	US	 	1998/05/13	 	Base station equipment for mobile communication
	Granted	 	US6069924	 	US09/027510	 	US	 	1998/02/20	 	Differential detector with error correcting function
	Granted	 	US6636723	 	US09/359020	 	US	 	1999/07/22	 	CDMA radio communication system using chip interleaving
	Granted	 	US6628630	 	US09/058881	 	US	 	1998/04/13	 	Spread spectrum communication method
	Granted	 	US6404778	 	US09/159602	 	US	 	1998/09/24	 	Radio communication apparatus
	Granted	 	US6611509	 	US09/264826	 	US	 	1999/03/09	 	CDMA/TDD mobile communication system and method
	Granted	 	US6807162	 	US10/166268	 	US	 	2002/06/11	 	CDMA/TDD mobile communication system and method
	Granted	 	US6973065	 	US10/419733	 	US	 	2003/04/22	 	CDMA/TDD mobile communication system and method

 

    	A-22

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7778224	 	US10/885684	 	US	 	2004/07/08	 	CDMA/TDD mobile communication system and method
	Granted	 	US6765894	 	US09/606906	 	US	 	2000/06/30	 	Communication terminal apparatus and base station apparatus
	Granted	 	US7656844	 	US10/868029	 	US	 	2004/06/16	 	Radio transmission apparatus and radio reception apparatus in a CDMA communication system
	Granted	 	US8437316	 	US12/641177	 	US	 	2009/12/17	 	Radio transmission apparatus and radio reception apparatus in a CDMA communication system
	Granted	 	US6839335	 	US09/605862	 	US	 	2000/06/29	 	Radio communication apparatus and radio communication method
	Granted	 	US7072416	 	US09/582558	 	US	 	2000/06/29	 	Transmitting/receiving device and transmitting/receiving method
	Granted	 	US7760815	 	US11/431606	 	US	 	2006/05/11	 	Apparatus and method for transmission/reception
	Granted	 	US6868056	 	US09/635096	 	US	 	2000/08/09	 	Apparatus and method for OFDM communication
	Granted	 	US6944208	 	US09/936727	 	US	 	2001/09/17	 	Interference signal canceling apparatus and interference signal canceling method
	Granted	 	US6781973	 	US09/538888	 	US	 	2000/03/30	 	Combined signaling and sir inner-loop power control
	Granted	 	US7145886	 	US09/889919	 	US	 	2001/07/25	 	Communication terminal, base station system, and method of controlling transmission power
	Granted	 	US6847828	 	US10/069484	 	US	 	2002/02/27	 	Base station apparatus and radio communication method
	Granted	 	US7386321	 	US10/793738	 	US	 	2004/03/08	 	Base station apparatus and radio communication method

 

 

    	A-23

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7266118	 	US10/143989	 	US	 	2002/05/14	 	Packet receiving apparatus and packet transmission method
	Granted	 	US7133379	 	US10/181349	 	US	 	2002/07/17	 	Wireless communication system, and base station apparatus and communication terminal apparatus accommodated in the system
	Granted	 	US7392019	 	US11/053837	 	US	 	2005/02/10	 	Wireless base station apparatus and wireless communication method
	Granted	 	US7339949	 	US10/222989	 	US	 	2002/08/19	 	ARQ transmission and reception methods and apparatus
	Granted	 	US7702025	 	US10/487574	 	US	 	2004/02/25	 	Transmission/reception apparatus and transmission/reception method
	Granted	 	US7460502	 	US10/250487	 	US	 	2003/07/03	 	Scheduling creation apparatus, base station apparatus, and radio communication method
	Granted	 	US7269774	 	US10/484951	 	US	 	2004/01/28	 	Data receiving apparatus, data transmitting apparatus and retransmission request method
	Granted	 	US7385934	 	US10/476845	 	US	 	2003/11/06	 	Radio communication apparatus and transfer rate decision method
	Granted	 	US7114121	 	US10/478139	 	US	 	2003/11/20	 	Rate matching device and rate matching method
	Granted	 	US7162206	 	US10/612289	 	US	 	2003/07/03	 	Test apparatus, mobile terminal apparatus, test method
	Granted	 	US7746762	 	US10/534987	 	US	 	2005/05/16	 	Transmitting apparatus and transmitting method
	Granted	 	US7693140	 	US10/527199	 	US	 	2005/03/10	 	CDMA transmitting apparatus and CDMA receiving apparatus

 

 

    	A-24

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7299027	 	US10/536010	 	US	 	2005/05/23	 	MIMO receiver and MIMO reception method for selection of MIMO separation and channel variation compensation
	Granted	 	US8775890	 	US11/575015	 	US	 	2007/03/30	 	Automatic retransmission request control system and retransmission method in memo-OFDM system
	Pending	 	US14/321185	 	US14/321185	 	US	 	2014/07/01	 	Automatic retransmission request control system and retransmission method in memo-OFDM system
	Pending	 	US14/321117	 	US14/321117	 	US	 	2014/07/01	 	Automatic retransmission request control system and retransmission method in memo-OFDM system
	Pending	 	US20120287775	 	US13/554748	 	US	 	2012/07/20	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system
	Granted	 	US7251469	 	US10/522980	 	US	 	2005/02/02	 	CDMA transmitting apparatus and CDMA transmitting method
	Granted	 	US7764711	 	US11/767124	 	US	 	2007/06/22	 	CDMA transmission apparatus and CDMA transmission method
	Granted	 	US8086270	 	US11/574636	 	US	 	2005/09/05	 	Classifying-synthesizing transmission method of multi-user feedback information at base station
	Granted	 	US7848439	 	US11/719611	 	US	 	2005/11/18	 	Communication apparatus, communication system, and communication method
	Granted	 	US8175604	 	US10/588073	 	US	 	2005/08/31	 	Efficient rise over thermal (rot) control during soft handover

 

    	A-25

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7860184	 	US11/813650	 	US	 	2006/01/10	 	Multi-antenna communication method and multi-antenna communication apparatus
	Granted	 	US8073070	 	US12/092944	 	US	 	2006/11/22	 	Multi-pilot generation method and detection method in multi-antenna communication system
	Granted	 	US8249132	 	US11/909425	 	US	 	2006/03/03	 	Communication terminal and receiving method
	Granted	 	US8576784	 	US12/162592	 	US	 	2006/11/02	 	Uplink resource allocation in a mobile communication system
	Granted	 	US8218681	 	US12/440894	 	US	 	2009/03/11	 	OFDM transmitter and OFDM receiver
	Pending	 	US14/328576	 	US14/328576	 	US	 	2014/07/10	 	OFDM transmitter and OFDM receiver
	Granted	 	US8249178	 	US12/601804	 	US	 	2007/05/25	 	Multicarrier transmitter and multicarrier receiver
	Granted	 	US5757870	 	US08/517408	 	US	 	1995/08/21	 	Spread spectrum communication synchronizing method and its circuit
	Granted	 	US5818869	 	US08/858146	 	US	 	1997/05/15	 	Spread spectrum communication synchronizing method and its circuit
	Granted	 	US6175558	 	US09/000947	 	US	 	1997/12/30	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device
	Granted	 	US6301237	 	US09/562921	 	US	 	2000/05/02	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex  receiving device
	Granted	 	US6529492	 	US09/562922	 	US	 	2000/05/02	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device
	Granted	 	US6370131	 	US09/576250	 	US	 	2000/05/24	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device

 

 

    	A-26

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US6584088	 	US09/825998	 	US	 	2001/04/05	 	CDMA radio multiplex transmitting device and CDMA radio multiplex receiving device
	Granted	 	US6549526	 	US09/826005	 	US	 	2001/04/05	 	CDMA radio multiplex transmitting device and a CDMA multiplex receiving device
	Granted	 	US7136367	 	US10/335916	 	US	 	2003/01/03	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device
	Granted	 	USRE41444	 	US12/270499	 	US	 	2008/11/13	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device
	Granted	 	US6295301	 	US09/139325	 	US	 	1998/08/25	 	PN code generating apparatus and mobile radio communication system
	Granted	 	US6697384	 	US09/916284	 	US	 	2001/07/30	 	Method and apparatus for calculating a state of starting a PN code generating operation
	Granted	 	US6466563	 	US09/147831	 	US	 	1999/03/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	US6370134	 	US09/115502	 	US	 	1998/07/15	 	CDMA radio communication apparatus
	Granted	 	US7035233	 	US10/014352	 	US	 	2001/12/14	 	Radio communication terminal apparatus and radio communication base station apparatus
	Granted	 	US7535864	 	US11/372152	 	US	 	2006/03/10	 	Radio communication terminal apparatus and radio communication base station apparatus
	Granted	 	US6738646	 	US10/069267	 	US	 	2002/02/25	 	Base station device and method for communication
	Granted	 	US7460880	 	US11/341430	 	US	 	2006/01/30	 	Communication terminal apparatus and base station apparatus

 

    	A-27

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7761113	 	US12/132992	 	US	 	2008/06/04	 	Communication terminal apparatus and base station apparatus
	Granted	 	US6760590	 	US10/089605	 	US	 	2002/04/01	 	Communication terminal apparatus, base station apparatus, and radio communication method
	Granted	 	US6799053	 	US10/321500	 	US	 	2002/12/18	 	Communication terminal apparatus
	Granted	 	US7206587	 	US10/321623	 	US	 	2002/12/18	 	Communication terminal apparatus, base station apparatus, and radio communication method

 

2.          Huawei

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7835352	 	US2006506581A 11/506,581	 	US	 	2006/08/18	 	Method, system and equipment for processing sip requests in IMS network
	Granted	 	US8149824	 	US2007668532A   11/668,523	 	US	 	2007/01/30	 	Method and system for implementing service triggered by off-hook
	Granted	 	US7693141	 	US2006595768A  11/595,768	 	US	 	2006/11/10	 	Method and system for switching the state of a termination in a media gateway
	Granted	 	US7948955	 	US200817423A  [08/0113,669] 12/017,423	 	US	 	2008/01/22	 	Subscription method and device
	Granted	 	US7787878	 	US2006516946A  11/516,946	 	US	 	2006/09/06	 	Method and system for enabling number portability in IMS networks
	Granted	 	US7792116	 	US2007703709A  11/703,709	 	US	 	2007/02/08	 	Method and device for interworking between internet protocol networks
	Granted	 	US8213419	 	US2008170227A  12/170227	 	US	 	2008/07/09	 	Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof

 

    	A-28

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Pending	 	US14/323165	 	14/323165	 	US	 	2014/07/03	 	Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof
	Granted	 	US7881317	 	US2007680234A  11/680,234	 	US	 	2007/02/28	 	Border/packet gateway control system and control method
	Granted	 	US8335221	 	US2007707759A  11/707,759	 	US	 	2007/02/16	 	Method for listening to signal tone from a called party by a calling party during network interworking
	Granted	 	US8125995	 	US2007821113A  11/821,113	 	US	 	2007/06/21	 	Method and system for implementing dynamic signaling routing
	Granted	 	US7898943	 	US2003591218A  10/591,218	 	US	 	2007/11/21	 	Method for switching route and network device thereof
	Granted	 	US8108526	 	US2006469796A  11/469,796	 	US	 	2006/09/01	 	Communication method and device for preventing media stream circuitry
	Granted	 	US8116322	 	US2009354289A  12/354289	 	US	 	2009/01/15	 	Method and apparatus for controlling reporting of an event timestamp
	Granted	 	US7899065	 	US2008342546A  12/342,546	 	US	 	2008/12/23	 	Method, apparatus and system for a media gateway controller to deliver a resource provision decision to a media gateway
	Granted	 	US7653076	 	US2007856152A  11/856,152	 	US	 	2007/09/17	 	Method and apparatus for gateway control protocol message transmission
	Granted	 	US7583612	 	US2006558619A	 	US	 	2006/11/10	 	Method for periodically acquiring the QoS of media stream and system thereof
	Granted	 	US8085712	 	US20080049705A1   US2007844481A	 	US	 	2006/02/27	 	Method for implementing media gateway function,radio access control device and access system

 

    	A-29

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7710880	 	US2006618597A	 	US	 	2006/12/29	 	Method and apparatus for security protection of service interruption in switch network
	Granted	 	US8224325	 	US13235062A	 	US	 	2011/09/16	 	Resource control method, relevant device, and system
	Granted	 	US8195942	 	US2003531569A	 	US	 	2005/04/18	 	Network security authentication method
	Pending	 	US20140169563	 	14/050,768	 	US	 	2013/10/10	 	METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM
	Granted	 	US8582766	 	US2007774271A   11774271	 	US	 	2007/07/06	 	METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM
	Granted	 	US8335487	 	US11/896389	 	US	 	2007/08/31	 	Method for authenticating user terminal in IP multimedia sub-system
	Granted	 	US7787608	 	US11/489208	 	US	 	2006/07/19	 	Communications network system for implementing mixed services and method thereof
	Granted	 	US8417240	 	US13/414770	 	US	 	2012/03/08	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER
	Pending	 	US14/285524	 	US14/285524	 	US	 	2014/05/22	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER
	Granted	 	US8185105	 	US12/539890	 	US	 	2009/08/12	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER
	Granted	 	US7764953	 	US2007787527A	 	US	 	2007/04/17	 	Method, system and device for speech Codec negotiation in communication system
	Granted	 	US8855272	 	US11/698891	 	US	 	2007/01/29	 	System and method for implementing multimedia calling line identification presentation service

 

    	A-30

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Pending	 	US14/507302	 	US14/507302	 	US	 	2014/10/06	 	System and method for implementing multimedia calling line identification presentation service
	Pending	 	US14/507309	 	US14/507309	 	US	 	2014/10/06	 	System and method for implementing multimedia calling line identification presentation service
	Granted	 	US7920579	 	US2009413015A  12/413,015  	 	US	 	2009/03/27	 	Method, system and apparatus for media gateway to transmit and receive multicast data
	Granted	 	US7986775	 	US11/875195	 	US	 	2007/10/19	 	Method for realizing ring back tone in communication system
	Granted	 	US7349693	 	US2003486322A   10486322	 	US	 	2002/03/29	 	Method for implementing a call connection between a non-local calling subscriber and a local called subscriber who is an intelligent network subscriber

 

3.          Nokia

 

	Portfolio 

Status	 	Patent Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	US7925762	 	US10/343707	 	US	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE
	Granted	 	US7623529	 	US10/398575	 	US	 	2001/10/09	 	NETWORK INITIATED DEREGISTRATION FROM IP MULTIMEDIA SERVICES
	Granted	 	US7065339	 	US10/451236	 	US	 	2000/12/22	 	PREPAID SERVER
	Granted	 	US7991894	 	US10/469787	 	US	 	2001/03/05	 	MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES
	Granted	 	US7304966	 	US10/479457	 	US	 	2003/12/02	 	Accessing IP multimedia subsystem
	Granted	 	US6888828	 	US09/967927	 	US	 	2001/10/02	 	Accessing IP multimedia subsystem
	Granted	 	US6801542	 	US09/377263	 	US	 	1999/08/19	 	AN INTER-WORKING UNIT (GATEWAY) BETWEEN AAL2 (ATM) BASED RANAND RTP MULTIPLEXING (IP) BASED RAN IN 3G CELLULAR ACCESS NETWORKS
	Granted	 	US8681751	 	US11/348896	 	US	 	2006/02/07	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

 

    	A-31

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	US6904035	 	US09/991540	 	US	 	2001/11/14	 	3RD GEN MOBILITY USING SIP
	Granted	 	US7900242	 	US10/192753	 	US	 	2002/07/09	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.
	Granted	 	US7917620	 	US10/614343	 	US	 	2003/07/08	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	Granted	 	US7860102	 	US11/508258	 	US	 	2006/08/23	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Pending	 	US20080039085	 	US11/691417	 	US	 	2007/03/26	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP
	Granted	 	US7796990	 	US11/520655	 	US	 	2006/09/14	 	DHT-BASED CORE IMS NETWORK
	Granted	 	US7822035	 	US11/715209	 	US	 	2007/03/07	 	SIP COMMUNICATION SERVICE IDENTIFIERS

 

Non-US Assets

 

1.          Panasonic
Assets

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN1173499	 	CN99800972.5	 	CN	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	Pending	 	EP1001566	 	EP99922578	 	EP	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	EP-Designated	 	EP1001566	 	EP99922578	 	DE	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	EP-Designated	 	EP1001566	 	EP99922578	 	FR	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	EP-Designated	 	EP1001566	 	EP99922578	 	GB	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	EP-Designated	 	EP1001566	 	EP99922578	 	IT	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	EP-Designated	 	EP1001566	 	EP99922578	 	NL	 	1999/05/28	 	OFDMA signal transmitting apparatus and method
	Granted	 	JP3515690	 	JP15321498	 	JP	 	1998/06/02	 	OFDMA signal transmitter and its method
	Granted	 	JP4864008	 	JP2007545294	 	JP	 	2006/11/16	 	Method of the carrier allotment in the multiple cell orthogonal frequency division multiple access system
	Granted	 	EP1968335	 	EP07706996	 	DE	 	2007/01/18	 	Radio communication base station device and pilot transmission method
	Granted	 	EP1968335	 	EP07706996	 	FR	 	2007/01/18	 	Radio communication base station device and pilot transmission method
	Granted	 	EP1968335	 	EP07706996	 	GB	 	2007/01/18	 	Radio communication base station device and pilot transmission method
	Granted	 	JP4832450	 	JP2007554946	 	JP	 	2007/01/18	 	Radio communication base station device and pilot transmission method

 

    	A-32

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN100440762	 	CN01803504.3	 	CN	 	2001/11/14	 	OFDM communication device
	Granted	 	DE60143934	 	DE60143934	 	DE	 	2001/11/14	 	OFDM communication device
	Granted	 	DE60143978	 	DE60143978	 	DE	 	2001/11/14	 	OFDM communication device
	Granted	 	EP1249955	 	EP01982773	 	GB	 	2001/11/14	 	OFDM communication device
	Granted	 	EP1249955	 	EP01982773	 	FR	 	2001/11/14	 	OFDM communication device
	Granted	 	EP2161867	 	EP09178209	 	GB	 	2001/11/14	 	OFDM communication device
	Granted	 	EP2161867	 	EP09178209	 	FR	 	2001/11/14	 	OFDM communication device
	Granted	 	JP4000057	 	JP2002543837	 	JP	 	2001/11/14	 	OFDM communication device
	Granted	 	CN100544237	 	CN03804886.8	 	CN	 	2003/08/01	 	Radio base station apparatus
	Granted	 	DE60325861	 	DE60325861	 	DE	 	2003/08/01	 	Radio base station apparatus
	Granted	 	EP1525687	 	EP03766690	 	FR	 	2003/08/01	 	Radio base station apparatus
	Granted	 	EP1525687	 	EP03766690	 	GB	 	2003/08/01	 	Radio base station apparatus
	Granted	 	JP4098027	 	JP2002224571	 	JP	 	2002/08/01	 	Radio base station apparatus
	Granted	 	JP4971172	 	JP2007539403	 	JP	 	2006/02/28	 	Receiving device, integrated circuit and reception method
	Granted	 	CN101080893	 	CN200580043160.3	 	CN	 	2005/12/14	 	Re-transmission method and transmitting device for multi-antenna transmission
	Granted	 	JP4863884	 	JP2006548891	 	JP	 	2005/12/14	 	The retransmission method in multiple antenna transmitting
	Granted	 	KR100912762	 	KR20077013565	 	KR	 	2007/06/15	 	Retransmitting method and transmitting method in multi-antenna transmission
	Granted	 	EP1895679	 	EP07115147	 	DE	 	2007/08/29	 	MIMO antenna apparatus controlling number of streams and modulation and demodulation method
	Granted	 	EP1895679	 	EP07115147	 	GB	 	2007/08/29	 	MIMO antenna apparatus controlling number of streams and modulation and demodulation method
	Granted	 	JP4837638	 	JP2007222315	 	JP	 	2007/08/29	 	MIMO antenna apparatus and wireless communication apparatus having it
	Granted	 	JP4864000	 	JP2007529557	 	JP	 	2006/08/04	 	The radio communication base station device and the radio communication method in multiple carrier communicating
	Granted	 	CN101502025	 	CN200780028893.9	 	CN	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	Pending	 	EP2051410	 	EP07829721	 	EP	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	EP-Designated	 	EP2051410	 	EP07829721	 	DE	 	2007/10/12	 	Wireless communication base station device and wireless communication method

 

    	A-33

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	EP-Designated	 	EP2051410	 	EP07829721	 	FR	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	EP-Designated	 	EP2051410	 	EP07829721	 	GB	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	EP-Designated	 	EP2051410	 	EP07829721	 	FI	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	EP-Designated	 	EP2051410	 	EP07829721	 	SE	 	2007/10/12	 	Wireless communication base station device and wireless communication method
	Granted	 	JP4903033	 	JP2006344925	 	JP	 	2006/12/21	 	Wireless communication base station device and wireless communication method
	Pending	 	BR9906339	 	BR9906339	 	BR	 	1999/04/19	 	Radio communication apparatus and transmission rate control method
	Granted	 	CA2293606	 	CA2293606	 	CA	 	1999/04/19	 	Radio communication apparatus and transmission rate control method
	Granted	 	CN1130944	 	CN99800567.3	 	CN	 	1999/04/19	 	Radio communication device and method for controlling transmission rate
	Granted	 	DE69903110	 	DE69903110	 	DE	 	1999/04/19	 	Radio communication apparatus and transmission rate control method
	Granted	 	DE69914351	 	DE69914351	 	DE	 	1999/04/19	 	Radio communication apparatus and transmission rate control method
	Granted	 	EP1122965	 	EP01106695	 	FR	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP1122965	 	EP01106695	 	FI	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP1122965	 	EP01106695	 	GB	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP1122965	 	EP01106695	 	IT	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP1122965	 	EP01106695	 	NL	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP0986282	 	EP99913715	 	FR	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP0986282	 	EP99913715	 	FI	 	1999/04/19	 	Radio communication device and method of controlling transmission rate

 

    	A-34

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP0986282	 	EP99913715	 	GB	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP0986282	 	EP99913715	 	IT	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	EP0986282	 	EP99913715	 	NL	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	ES2214356	 	ES01106695	 	ES	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	ES2184430	 	ES99913715	 	ES	 	1999/04/19	 	Radio communication device and method of controlling transmission rate
	Granted	 	JP4738451	 	JP2008194038	 	JP	 	2008/07/28	 	Communication terminal apparatus and communication method therefor
	Granted	 	CN1266868	 	CN01804109.4	 	CN	 	2001/11/22	 	Communication terminal device and decoding method
	Granted	 	JP3399923	 	JP2000362431	 	JP	 	2000/11/29	 	Decoding device and decoding method
	Granted	 	JP3522700	 	JP2001023713	 	JP	 	2001/01/31	 	Channel detecting apparatus and method therefor
	Granted	 	JP3526271	 	JP2001031850	 	JP	 	2001/02/08	 	Decoding device and decoding method
	Granted	 	JP3492637	 	JP2001046559	 	JP	 	2001/02/22	 	Decoding device and decoding method
	Granted	 	KR100727732	 	KR20057021280	 	KR	 	2005/11/09	 	Decoding device and decoding method
	Granted	 	CN1114324	 	CN97119237.5	 	CN	 	1997/09/30	 	Base station, mobile unit communication apparatus and method of communication between them
	Granted	 	DE69708823	 	DE69708823	 	DE	 	1997/10/01	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units
	Granted	 	EP0836288	 	EP97307725	 	FI	 	1997/10/01	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units
	Granted	 	EP0836288	 	EP97307725	 	FR	 	1997/10/01	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units
	Granted	 	EP0836288	 	EP97307725	 	GB	 	1997/10/01	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units
	Granted	 	EP0836288	 	EP97307725	 	SE	 	1997/10/01	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units
	Granted	 	JP3720141	 	JP26062596	 	JP	 	1996/10/01	 	Mobile communication method and its system
	Granted	 	AU710430	 	AU4320797	 	AU	 	1997/09/25	 	Base station equipment for mobile communication

 

    	A-35

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	CA2238358	 	CA2238358	 	CA	 	1997/09/25	 	Base station apparatus for mobile communication
	Granted	 	CN1175592	 	CN97191312.9	 	CN	 	1997/09/25	 	Base station equipment for mobile communication
	Granted	 	DE69721224	 	DE69721224	 	DE	 	1997/09/25	 	Soft handover method in a sectored base station and base station therefor
	Granted	 	EP0869629	 	EP97941232	 	FR	 	1997/09/25	 	Soft handover method in a sectored base station and base station therefor
	Granted	 	EP0869629	 	EP97941232	 	GB	 	1997/09/25	 	Soft handover method in a sectored base station and base station therefor
	Granted	 	EP0869629	 	EP97941232	 	IT	 	1997/09/25	 	Soft handover method in a sectored base station and base station therefor
	Granted	 	EP0869629	 	EP97941232	 	NL	 	1997/09/25	 	Soft handover method in a sectored base station and base station therefor
	Granted	 	JP4098833	 	JP51549798	 	JP	 	1997/09/25	 	Mobile communication base station device
	Granted	 	CN1100464	 	CN98105319.X	 	CN	 	1998/02/20	 	Differential detector with error correcting function
	Granted	 	DE69818323	 	DE69818323	 	DE	 	1998/02/11	 	Differential detector with error correcting function
	Granted	 	EP0860964	 	EP98301000	 	FR	 	1998/02/11	 	Differential detector with error correcting function
	Granted	 	EP0860964	 	EP98301000	 	GB	 	1998/02/11	 	Differential detector with error correcting function
	Granted	 	CN1262083	 	CN99110630.X	 	CN	 	1999/07/23	 	CDMA radio communication system and its method
	Granted	 	DE69936019	 	DE69936019	 	DE	 	1999/07/21	 	CDMA radio communication system and method
	Granted	 	EP0975118	 	EP99114151	 	FR	 	1999/07/21	 	CDMA radio communication system and method
	Granted	 	EP0975118	 	EP99114151	 	GB	 	1999/07/21	 	CDMA radio communication system and method
	Granted	 	JP3411854	 	JP19480599	 	JP	 	1999/07/08	 	CDMA radio communication system and method
	Granted	 	JP3411850	 	JP9142999	 	JP	 	1999/03/31	 	CDMA radio communication system
	Granted	 	CN1170388	 	CN02105576.9	 	CN	 	1998/04/15	 	Commutation method in CDMA
	Granted	 	CN1086524	 	CN98106939.8	 	CN	 	1998/04/15	 	Switching over method for CDMA system and base station of mobile station
	Granted	 	DE69817904	 	DE69817904	 	DE	 	1998/04/14	 	Handover method in a spread spectrum communication system
	Granted	 	DE69824054	 	DE69824054	 	DE	 	1998/04/14	 	Spread spectrum communication system
	Granted	 	EP1304899	 	EP02026952	 	FR	 	1998/04/14	 	Spread spectrum communication system
	Granted	 	EP1304899	 	EP02026952	 	GB	 	1998/04/14	 	Spread spectrum communication system

 

    	A-36

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1304899	 	EP02026952	 	NL	 	1998/04/14	 	Spread spectrum communication system
	Granted	 	EP1304899	 	EP02026952	 	SE	 	1998/04/14	 	Spread spectrum communication system
	Granted	 	EP0873034	 	EP98106758	 	FR	 	1998/04/14	 	Handover method in a spread spectrum communication system
	Granted	 	EP0873034	 	EP98106758	 	GB	 	1998/04/14	 	Handover method in a spread spectrum communication system
	Granted	 	EP0873034	 	EP98106758	 	NL	 	1998/04/14	 	Handover method in a spread spectrum communication system
	Granted	 	EP0873034	 	EP98106758	 	SE	 	1998/04/14	 	Handover method in a spread spectrum communication system
	Granted	 	KR100371837	 	KR20020030497	 	KR	 	2002/05/31	 	Hand-over method, mobile station apparatus and base station apparatus
	Granted	 	CN1134128	 	CN99103968.8	 	CN	 	1999/03/09	 	CDMA/TDD mobile communication system and method
	Granted	 	DE69927200	 	DE69927200	 	DE	 	1999/03/04	 	CDMA/TDD mobile communication system and method
	Granted	 	DE69942350	 	DE69942350	 	DE	 	1999/03/04	 	CDMA/TDD mobile station and method
	Granted	 	EP1578163	 	EP05013391	 	FR	 	1999/03/04	 	CDMA/TDD mobile station and method
	Granted	 	EP1578163	 	EP05013391	 	GB	 	1999/03/04	 	CDMA/TDD mobile station and method
	Granted	 	EP1578163	 	EP05013391	 	IT	 	1999/03/04	 	CDMA/TDD mobile station and method
	Granted	 	EP0948221	 	EP99102882	 	FR	 	1999/03/04	 	CDMA/TDD mobile communication system and method
	Granted	 	EP0948221	 	EP99102882	 	GB	 	1999/03/04	 	CDMA/TDD mobile communication system and method
	Granted	 	EP0948221	 	EP99102882	 	IT	 	1999/03/04	 	CDMA/TDD mobile communication system and method
	Granted	 	ES2343414	 	ES05013391	 	ES	 	1999/03/04	 	CDMA/TDD mobile station and method
	Granted	 	ES2248932	 	ES99102882	 	ES	 	1999/03/04	 	CDMA/TDD mobile communication system and method
	Granted	 	JP3881770	 	JP7831798	 	JP	 	1998/03/10	 	System and method for time division duplex CDMA mobile communication
	Granted	 	CN100413233	 	CN00131890.X	 	CN	 	2000/07/05	 	Communication terminal device and base station device
	Granted	 	DE60026907	 	DE60026907	 	DE	 	2000/07/04	 	Communication terminal apparatus and base station apparatus
	Granted	 	DE60043953	 	DE60043953	 	DE	 	2000/07/04	 	CDMA transmitter and receiver using midambles
	Granted	 	EP1067723	 	EP00114318	 	FR	 	2000/07/04	 	Communication terminal apparatus and base station apparatus
	Granted	 	EP1067723	 	EP00114318	 	GB	 	2000/07/04	 	Communication terminal apparatus and base station apparatus
	Granted	 	EP1667337	 	EP06001107	 	FR	 	2000/07/04	 	CDMA transmitter and receiver using midambles

 

    	A-37

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1667337	 	EP06001107	 	GB	 	2000/07/04	 	CDMA transmitter and receiver using midambles
	Granted	 	EP1667337	 	EP06001107	 	SE	 	2000/07/04	 	CDMA transmitter and receiver using midambles
	Granted	 	JP3748351	 	JP33139199	 	JP	 	1999/11/22	 	Communication equipment and communication method
	Granted	 	CN101340257	 	CN200810133840.X	 	CN	 	2000/07/05	 	Communication terminal device and base station device
	Granted	 	CN1233119	 	CN00119928.5	 	CN	 	2000/07/03	 	Wireless communication device and wireless communication method
	Granted	 	JP3678944	 	JP18952099	 	JP	 	1999/07/02	 	Transmitter-receiver
	Granted	 	KR20010015127	 	KR20000037494	 	KR	 	2000/07/01	 	Transmitter-receiver
	Granted	 	CA2316782	 	CA2316782	 	CA	 	1999/11/08	 	Apparatus and method for transmission/reception
	Granted	 	CN1248438	 	CN99801989.5	 	CN	 	1999/11/08	 	Transmitting / receiving device and transmitting / receiving method
	Granted	 	EP1043858	 	EP99954417	 	DE	 	1999/11/08	 	Transmitting/receiving device and transmitting/receiving method
	Granted	 	EP1043858	 	EP99954417	 	FR	 	1999/11/08	 	Transmitting/receiving device and transmitting/receiving method
	Granted	 	EP1043858	 	EP99954417	 	GB	 	1999/11/08	 	Transmitting/receiving device and transmitting/receiving method
	Granted	 	IL137058	 	IL13705899	 	IL	 	1999/11/08	 	Apparatus and method for transmission/reception
	Granted	 	NO332385	 	NO20003476	 	NO	 	2000/07/05	 	Apparatus and method for transmission/reception
	Granted	 	KR388400	 	KR2000-7007459	 	KR	 	1999/11/08	 	Apparatus and method for transmission/reception
	Granted	 	KR611866	 	KR2003-7000348	 	KR	 	2003/01/10	 	Apparatus and method for transmission/reception
	Granted	 	CN1281009	 	CN00126839.2	 	CN	 	2000/09/06	 	Apparatus and method for orthogonal frequency division multiplexing communication
	Granted	 	DE60041618	 	DE60041618	 	DE	 	2000/09/06	 	Multicarrier receiver with selectable demodulators
	Granted	 	EP1083718	 	EP00119285	 	FR	 	2000/09/06	 	Multicarrier receiver with selectable demodulators
	Granted	 	EP1083718	 	EP00119285	 	GB	 	2000/09/06	 	Multicarrier receiver with selectable demodulators
	Granted	 	EP1083718	 	EP00119285	 	SE	 	2000/09/06	 	Multicarrier receiver with selectable demodulators
	Granted	 	JP3796076	 	JP25363399	 	JP	 	1999/09/07	 	OFDM communication equipment
	Granted	 	CN1153392	 	CN01800054.1	 	CN	 	2001/01/15	 	Interference signal removing device and interference signal removing method

 

    	A-38

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	DE60114511	 	DE60114511	 	DE	 	2001/01/15	 	Interference signal removing device and interference signal removing method
	Granted	 	EP1164735	 	EP01900770	 	FR	 	2001/01/15	 	Interference signal removing device and interference signal removing method
	Granted	 	EP1164735	 	EP01900770	 	GB	 	2001/01/15	 	Interference signal removing device and interference signal removing method
	Granted	 	JP3515033	 	JP2000010877	 	JP	 	2000/01/19	 	Interference signal elimination device and interference signal elimination method
	Granted	 	CN1174643	 	CN01102993.5	 	CN	 	2001/02/13	 	Combined signalling and signal interference ratio internal ring power control
	Granted	 	DE60045506	 	DE60045506	 	DE	 	2000/11/21	 	Inner-loop power control
	Granted	 	EP1139580	 	EP00310315	 	FR	 	2000/11/21	 	Inner-loop power control
	Granted	 	EP1139580	 	EP00310315	 	GB	 	2000/11/21	 	Inner-loop power control
	Granted	 	EP1139580	 	EP00310315	 	IT	 	2000/11/21	 	Inner-loop power control
	Granted	 	ES2358388	 	ES00310315	 	ES	 	2000/11/21	 	Inner-loop power control
	Granted	 	CN1181625	 	CN00802695.5	 	CN	 	2000/11/27	 	Communication terminal device and transmit power control method
	Pending	 	EP1146668	 	EP00977949	 	EP	 	2000/11/27	 	Communication terminal, base station system, and method of controlling transmission power
	EP-Designated	 	EP1146668	 	EP00977949	 	DE	 	2000/11/27	 	Communication terminal, base station system, and method of controlling transmission power
	EP-Designated	 	EP1146668	 	EP00977949	 	FR	 	2000/11/27	 	Communication terminal, base station system, and method of controlling transmission power
	EP-Designated	 	EP1146668	 	EP00977949	 	GB	 	2000/11/27	 	Communication terminal, base station system, and method of controlling transmission power
	Granted	 	JP3583343	 	JP2000076032	 	JP	 	2000/03/17	 	Communication terminal, base station unit and transmission power control method
	Granted	 	CN1148895	 	CN01801884.X	 	CN	 	2001/07/02	 	Base station unit and method for radio communication
	Granted	 	CN1276596	 	CN200410007371.9	 	CN	 	2001/07/02	 	Base station apparatus and radio communication method
	Granted	 	DE60117263	 	DE60117263	 	DE	 	2001/07/02	 	Base station unit and method for radio communication
	Granted	 	DE60121055	 	DE60121055	 	DE	 	2001/07/02	 	Base station apparatus and radio communication method for high-speed data communication

 

    	A-39

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1209824	 	EP01945745	 	FR	 	2001/07/02	 	Base station unit and method for radio communication
	Granted	 	EP1209824	 	EP01945745	 	GB	 	2001/07/02	 	Base station unit and method for radio communication
	Granted	 	EP1437841	 	EP04003162	 	FR	 	2001/07/02	 	Base station apparatus and radio communication method for high-speed data communication
	Granted	 	EP1437841	 	EP04003162	 	GB	 	2001/07/02	 	Base station apparatus and radio communication method for high-speed data communication
	Granted	 	JP4409793	 	JP2001200184	 	JP	 	2001/06/29	 	Base station equipment and method for radio communication
	Granted	 	JP4359218	 	JP2004293911	 	JP	 	2004/10/06	 	Base station system and radio communication method
	Granted	 	CN1174588	 	CN02119390.8	 	CN	 	2002/05/15	 	Grouping receiver and transmission method thereof
	Granted	 	DE60208466	 	DE60208466	 	DE	 	2002/05/15	 	Method and device for error correction in the static header information of a received packet
	Granted	 	EP1261184	 	EP02010884	 	FR	 	2002/05/15	 	Method and device for error correction in the static header information of a received packet
	Granted	 	EP1261184	 	EP02010884	 	GB	 	2002/05/15	 	Method and device for error correction in the static header information of a received packet
	Granted	 	JP3512177	 	JP2001146281	 	JP	 	2001/05/16	 	Packet receiver and packet transmission method
	Granted	 	CN1288939	 	CN01804070.5	 	CN	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	DE60106196	 	DE60106196	 	DE	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	DE60114671	 	DE60114671	 	DE	 	2001/11/27	 	Radio communication system, base station and communication terminal
	Granted	 	EP1246492	 	EP01999126	 	SE	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	EP1246492	 	EP01999126	 	NL	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	EP1246492	 	EP01999126	 	IT	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	EP1246492	 	EP01999126	 	GB	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system

 

    	A-40

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1246492	 	EP01999126	 	FR	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	EP1246492	 	EP01999126	 	FI	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	EP1387597	 	EP03025316	 	FR	 	2001/11/27	 	Radio communication system, base station and communication terminal
	Granted	 	EP1387597	 	EP03025316	 	GB	 	2001/11/27	 	Radio communication system, base station and communication terminal
	Granted	 	ES2230395	 	ES01999126	 	ES	 	2001/11/27	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	JP3691383	 	JP2000363649	 	JP	 	2000/11/29	 	Radio communication system, base station device and communication terminal accommodated in the system
	Granted	 	JP3679000	 	JP2000389473	 	JP	 	2000/12/21	 	Radio base station equipment and radio communication method
	Granted	 	CN1224207	 	CN02142556.6	 	CN	 	2002/08/22	 	Method and apparatus for automatic request repeat of sending and receiving
	Granted	 	DE60104113	 	DE60104113	 	DE	 	2001/08/22	 	Multichannel ARQ method and apparatus
	Granted	 	EP1286491	 	EP01120182	 	FR	 	2001/08/22	 	Multichannel ARQ method and apparatus
	Granted	 	EP1286491	 	EP01120182	 	GB	 	2001/08/22	 	Multichannel ARQ method and apparatus
	Granted	 	JP3650383	 	JP2002241027	 	JP	 	2002/08/21	 	Transmitter, receiver and ARQ transmitting and receiving method
	Granted	 	KR100494251	 	KR20020049754	 	KR	 	2002/08/22	 	ARQ transmission and reception methods and apparatus
	Granted	 	CN1319307	 	CN02820398.4	 	CN	 	2002/08/07	 	Transmission/reception apparatus and transmission/reception method
	Granted	 	DE60239543	 	DE60239543	 	DE	 	2002/08/07	 	Transmission / reception apparatus and transmission / reception method
	Granted	 	EP1422861	 	EP02755868	 	FR	 	2002/08/07	 	Transmission / reception apparatus and transmission / reception method
	Granted	 	EP1422861	 	EP02755868	 	GB	 	2002/08/07	 	Transmission / reception apparatus and transmission / reception method
	Granted	 	JP3880437	 	JP2002113607	 	JP	 	2002/04/16	 	Transmission/reception apparatus and transmission/ reception method
	Granted	 	CN1224293	 	CN02804809.1	 	CN	 	2002/11/11	 	Dispatching device, base station device and wireless communication method
	Granted	 	EP1365617	 	EP02780065	 	FR	 	2002/11/11	 	Schedule creation apparatus, base station apparatus, and radio communication method

 

    	A-41

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1365617	 	EP02780065	 	DE	 	2002/11/11	 	Schedule creation apparatus, base station apparatus, and radio communication method
	Granted	 	EP1365617	 	EP02780065	 	GB	 	2002/11/11	 	Schedule creation apparatus, base station apparatus, and radio communication method
	Granted	 	JP3576525	 	JP2001345444	 	JP	 	2001/11/09	 	Schedule maker, base station device, and radio communication method
	Granted	 	CN100514895	 	CN03800915.3	 	CN	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	Pending	 	EP1492258	 	EP03710414	 	EP	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	EP-Designated	 	EP1492258	 	EP03710414	 	DE	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	EP-Designated	 	EP1492258	 	EP03710414	 	FR	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	EP-Designated	 	EP1492258	 	EP03710414	 	GB	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	EP-Designated	 	EP1492258	 	EP03710414	 	FI	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	EP-Designated	 	EP1492258	 	EP03710414	 	SE	 	2003/03/19	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device
	Granted	 	JP4287751	 	JP2003581390	 	JP	 	2003/03/19	 	The data retransmission method in multiple carrier transmitting and the communication device which has the data retransmission control equipment
	Granted	 	CN1266982	 	CN03800365.1	 	CN	 	2003/02/06	 	Radio communication apparatus and transfer rate decision method
	Granted	 	DE60314588	 	DE60314588	 	DE	 	2003/02/06	 	Radio communication apparatus and transfer rate decision method
	Granted	 	EP1424869	 	EP03705051	 	FR	 	2003/02/06	 	Radio communication apparatus and transfer rate decision method

 

    	A-42

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1424869	 	EP03705051	 	GB	 	2003/02/06	 	Radio communication apparatus and transfer rate decision method
	Granted	 	JP3686614	 	JP2002030942	 	JP	 	2002/02/07	 	Wireless communication apparatus and transmission rate decision method
	Granted	 	CN100514973	 	CN03800419.4	 	CN	 	2003/01/30	 	Rate matching device and rate matching method
	Granted	 	JP3629241	 	JP2002021499	 	JP	 	2002/01/30	 	Device and method for rate matching
	Granted	 	CN100502273	 	CN200310102691.8	 	CN	 	2003/10/29	 	Test device, mobile terminal device and test method
	Granted	 	CN1964243	 	CN200610073263.0	 	CN	 	2003/10/29	 	Test apparatus, mobile terminal apparatus and wireless transmission property test method
	Granted	 	EP1441554	 	EP04000733	 	CH	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	EP1441554	 	EP04000733	 	DE	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	EP1441554	 	EP04000733	 	FR	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	EP1441554	 	EP04000733	 	GB	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	EP1441554	 	EP04000733	 	IE	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	EP1441554	 	EP04000733	 	LI	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	EP1441554	 	EP04000733	 	LU	 	2004/01/15	 	Test apparatus, mobile terminal apparatus and test method
	Granted	 	DE60332146	 	DE60332146	 	DE	 	2003/11/13	 	Transmitter apparatus and transmitting method
	Granted	 	EP1564920	 	EP03774003	 	FR	 	2003/11/13	 	Transmitter apparatus and transmitting method
	Granted	 	EP1564920	 	EP03774003	 	GB	 	2003/11/13	 	Transmitter apparatus and transmitting method
	Granted	 	JP3796211	 	JP2002333448	 	JP	 	2002/11/18	 	Transmitter and transmitting method
	Granted	 	JP4163937	 	JP2002355079	 	JP	 	2002/12/06	 	OFDM-CDMA transmitter and OFDM-CDMA transmission method
	Granted	 	CN1692592	 	CN200380100629.3	 	CN	 	2003/11/14	 	CDMA transmitting apparatus and CDMA receiving apparatus
	Granted	 	DE60325751	 	DE60325751	 	DE	 	2003/11/14	 	CDMA MIMO system
	Granted	 	EP1551124	 	EP03772765	 	FR	 	2003/11/14	 	CDMA MIMO system
	Granted	 	EP1551124	 	EP03772765	 	GB	 	2003/11/14	 	CDMA MIMO system
	Granted	 	JP3583414	 	JP2002330453	 	JP	 	2002/11/14	 	Code division multiple access transmitter and code division multiple access receiver
	Granted	 	CN1714519	 	CN200380103837.9	 	CN	 	2003/11/26	 	Radio reception device and radio reception method

 

    	A-43

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1569362	 	EP03775882	 	DE	 	2003/11/26	 	Radio reception device and radio reception method
	Granted	 	EP1569362	 	EP03775882	 	FR	 	2003/11/26	 	Radio reception device and radio reception method
	Granted	 	EP1569362	 	EP03775882	 	GB	 	2003/11/26	 	Radio reception device and radio reception method
	Granted	 	JP3629261	 	JP2002341741	 	JP	 	2002/11/26	 	Apparatus and method for radio reception
	Granted	 	CN101019360	 	CN200480043975.7	 	CN	 	2004/09/13	 	Automatic retransmission request control system and method in MIMO-OFDM system
	Granted	 	EP1788742	 	EP04772990	 	DE	 	2004/09/13	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system
	Granted	 	EP1788742	 	EP04772990	 	FR	 	2004/09/13	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system
	Granted	 	EP1788742	 	EP04772990	 	GB	 	2004/09/13	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system
	Granted	 	JP4384668	 	JP2006534962	 	JP	 	2004/09/13	 	The automatic request for repetition control system and the retransmission method in the MIMO-OFDM system
	Granted	 	CN100578989	 	CN200480000627.1	 	CN	 	2004/04/28	 	CDMA transmitting apparatus, base station device using the same and CDMA transmitting method
	Pending	 	EP1630993	 	EP04730067	 	EP	 	2004/04/28	 	CDMA transmitting apparatus and CDMA transmitting method
	EP-Designated	 	EP1630993	 	EP04730067	 	DE	 	2004/04/28	 	CDMA transmitting apparatus and CDMA transmitting method
	EP-Designated	 	EP1630993	 	EP04730067	 	FR	 	2004/04/28	 	CDMA transmitting apparatus and CDMA transmitting method
	EP-Designated	 	EP1630993	 	EP04730067	 	GB	 	2004/04/28	 	CDMA transmitting apparatus and CDMA transmitting method
	EP-Designated	 	EP1630993	 	EP04730067	 	SE	 	2004/04/28	 	CDMA transmitting apparatus and CDMA transmitting method
	EP-Designated	 	EP1630993	 	EP04730067	 	FI	 	2004/04/28	 	CDMA transmitting apparatus and CDMA transmitting method
	Granted	 	JP3799030	 	JP2003132133	 	JP	 	2003/05/09	 	Device and method for CDMA transmission
	Granted	 	CN100591000	 	CN200580029870.0	 	CN	 	2005/09/05	 	Classifying-synthesizing transmission method of multi-user feedback information at base station
	Granted	 	JP4675904	 	JP2006535743	 	JP	 	2005/09/05	 	Taxonomic synthetic transmission method of feedback information multi user in base station

 

    	A-44

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Pending	 	EP1811700	 	EP05807089	 	EP	 	2005/11/18	 	Communication apparatus, communication system, and communication method
	EP-Designated	 	EP1811700	 	EP05807089	 	DE	 	2005/11/18	 	Communication apparatus, communication system, and communication method
	EP-Designated	 	EP1811700	 	EP05807089	 	FR	 	2005/11/18	 	Communication apparatus, communication system, and communication method
	EP-Designated	 	EP1811700	 	EP05807089	 	GB	 	2005/11/18	 	Communication apparatus, communication system, and communication method
	Granted	 	JP4838144	 	JP2006545166	 	JP	 	2005/11/18	 	Communication device, communication system and communication method
	Pending	 	BRPI0515242	 	BRPI0515242	 	BR	 	2005/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	CN101053272	 	CN200580037780.6	 	CN	 	2005/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	DE602004008068	 	DE602004008068	 	DE	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	DE602004021447	 	DE602004021447	 	DE	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1631104	 	EP04020647	 	FR	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1631104	 	EP04020647	 	SE	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1631104	 	EP04020647	 	GB	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1631104	 	EP04020647	 	FI	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1631104	 	EP04020647	 	IT	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1838125	 	EP07011278	 	FR	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1838125	 	EP07011278	 	SE	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1838125	 	EP07011278	 	GB	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1838125	 	EP07011278	 	FI	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	EP1838125	 	EP07011278	 	IT	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover

 

    	A-45

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	ES2291786	 	ES04020647	 	ES	 	2004/08/31	 	Method for communicating information relating to scheduling of uplink data transmissions, mobile communication system, base station, wireless network controller, and mobile terminal
	Granted	 	ES2327008	 	ES07011278	 	ES	 	2004/08/31	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	JP4041531	 	JP2007512130	 	JP	 	2005/08/31	 	The method of communicating the information which it is related to the scheduling of uplink data transmission, the portable communication system, base station, the radio network controller, and the portable terminal
	Granted	 	IN260832	 	IN601/KOLNP/2007 	 	IN	 	2007/02/19	 	Efficient rise over thermal (rot) control during soft handover
	Granted	 	CN101103575	 	CN200680002338.4	 	CN	 	2006/01/10	 	Multi-antenna communication method and multi-antenna communication device
	Granted	 	JP4769201	 	JP2006552910	 	JP	 	2006/01/10	 	Multiple antenna communication method and multiple antenna communication device
	Granted	 	CN101283535	 	CN200680037602.8	 	CN	 	2006/11/22	 	Method for generating and detecting multiple pilot frequencies in multi-antenna communication system
	Granted	 	JP4981682	 	JP2007546481	 	JP	 	2006/11/22	 	Multiple pilot formation method and the method of detection in the multiple antenna communication system
	Granted	 	JP4914352	 	JP2007521121	 	JP	 	2006/03/03	 	Communication terminal unit and base station device
	Granted	 	CN101411240	 	CN200680054042.7	 	CN	 	2006/11/02	 	Uplink resource allocation in a mobile communication system
	Granted	 	CN102202414	 	CN201110084678.9	 	CN	 	2006/11/02	 	Uplink resource allocation in a mobile communication system
	Pending	 	EP1816883	 	EP06002248	 	EP	 	2006/02/03	 	Uplink resource allocation in a mobile communication system
	EP-Designated	 	EP1816883	 	EP06002248	 	DE	 	2006/02/03	 	Uplink resource allocation in a mobile communication system
	EP-Designated	 	EP1816883	 	EP06002248	 	FR	 	2006/02/03	 	Uplink resource allocation in a mobile communication system
	EP-Designated	 	EP1816883	 	EP06002248	 	GB	 	2006/02/03	 	Uplink resource allocation in a mobile communication system
	EP-Designated	 	EP1816883	 	EP06002248	 	FI	 	2006/02/03	 	Uplink resource allocation in a mobile communication system
	EP-Designated	 	EP1816883	 	EP06002248	 	SE	 	2006/02/03	 	Uplink resource allocation in a mobile communication system

 

    	A-46

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	JP5020263	 	JP2008552689	 	JP	 	2006/11/02	 	Allotment of the uplink resource in the portable communication system
	Granted	 	JP2012157036	 	JP2012060156	 	JP	 	2012/03/16	 	Uplink resource allocation in mobile communication system
	Granted	 	JP5059982	 	JP2012132803	 	JP	 	2012/06/12	 	Uplink resource allocation in mobile communication system
	Pending	 	EP2061170	 	EP06783262	 	EP	 	2006/09/11	 	OFDM transmitter and OFDM receiver
	EP-Designated	 	EP2061170	 	EP06783262	 	DE	 	2006/09/11	 	OFDM transmitter and OFDM receiver
	EP-Designated	 	EP2061170	 	EP06783262	 	FR	 	2006/09/11	 	OFDM transmitter and OFDM receiver
	EP-Designated	 	EP2061170	 	EP06783262	 	GB	 	2006/09/11	 	OFDM transmitter and OFDM receiver
	Granted	 	JP4654298	 	JP2008534161	 	JP	 	2006/09/11	 	OFDM transmitting device and OFDM receiving device
	Granted	 	JP5009982	 	JP2009516088	 	JP	 	2007/05/25	 	Multiple carrier transmitting device
	Granted	 	DE69534524	 	DE69534524	 	DE	 	1995/08/16	 	Synchronisation method and apparatus for a direct sequence spread spectrum communications system
	Granted	 	EP0701333	 	EP95305717	 	FR	 	1995/08/16	 	Synchronisation method and apparatus for a direct sequence spread spectrum communications system
	Granted	 	EP0701333	 	EP95305717	 	GB	 	1995/08/16	 	Synchronisation method and apparatus for a direct sequence spread spectrum communications system
	Granted	 	JP3142222	 	JP13494595	 	JP	 	1995/06/01	 	Synchronization method and device for spread spectrum communication
	Granted	 	JP2863993	 	JP15585595	 	JP	 	1995/06/22	 	CDMA radio multiplex sender and CDMA radio multiplex transmitter
	Granted	 	CA2246168	 	CA2246168	 	CA	 	1998/08/31	 	PN code generating apparatus and mobile radio communication system
	Granted	 	CN100379299	 	CN02127365.0	 	CN	 	1998/08/27	 	PN code producing method and device
	Granted	 	CN1094019	 	CN98118564.9	 	CN	 	1998/08/27	 	PN code generating device and mobile radio communication system
	Granted	 	DE69838572	 	DE69838572	 	DE	 	1998/08/27	 	PN code generator
	Pending	 	EP1835617	 	EP07108762	 	EP	 	1998/08/27	 	PN code generation apparatus and method thereof
	EP-Designated	 	EP1835617	 	EP07108762	 	DE	 	1998/08/27	 	PN code generation apparatus and method thereof
	EP-Designated	 	EP1835617	 	EP07108762	 	FR	 	1998/08/27	 	PN code generation apparatus and method thereof
	EP-Designated	 	EP1835617	 	EP07108762	 	GB	 	1998/08/27	 	PN code generation apparatus and method thereof
	EP-Designated	 	EP1835617	 	EP07108762	 	FI	 	1998/08/27	 	PN code generation apparatus and method thereof

 

    	A-47

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	EP-Designated	 	EP1835617	 	EP07108762	 	SE	 	1998/08/27	 	PN code generation apparatus and method thereof
	Granted	 	EP0901236	 	EP98116233	 	FI	 	1998/08/27	 	PN code generator
	Granted	 	EP0901236	 	EP98116233	 	FR	 	1998/08/27	 	PN code generator
	Granted	 	EP0901236	 	EP98116233	 	GB	 	1998/08/27	 	PN code generator
	Granted	 	EP0901236	 	EP98116233	 	SE	 	1998/08/27	 	PN code generator
	Granted	 	JP3329705	 	JP25287297	 	JP	 	1997/09/02	 	PN code generator and mobile radio communication system
	Granted	 	CA2266104	 	CA2266104	 	CA	 	1998/07/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	CN100442686	 	CN03108352.8	 	CN	 	1998/07/16	 	CDMA mobile station equipment and CDMA transmitting method
	Granted	 	CN1109476	 	CN98801017.8	 	CN	 	1998/07/16	 	CDMA mobile station apparatus and CDMA transmission method
	Granted	 	DE69831726	 	DE69831726	 	DE	 	1998/07/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	EP0936831	 	EP98932553	 	FR	 	1998/07/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	EP0936831	 	EP98932553	 	GB	 	1998/07/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	EP0936831	 	EP98932553	 	IT	 	1998/07/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	EP0936831	 	EP98932553	 	NL	 	1998/07/16	 	CDMA mobile station and CDMA transmission method
	Granted	 	ES2251091	 	ES98932553	 	ES	 	1998/07/16	 	CDMA mobile station apparatus and CDMA transmission method
	Granted	 	JP3655057	 	JP20964297	 	JP	 	1997/07/19	 	CDMA mobile transmitting device and transmitting method using the device
	Granted	 	CN1167219	 	CN02102800.1	 	CN	 	1998/07/17	 	CDMA radio communication equipment
	Granted	 	CN100353693	 	CN200410059002.4	 	CN	 	1998/07/17	 	CDMA radio communication apparatus
	Granted	 	CN1113497	 	CN98116336.X	 	CN	 	1998/07/17	 	Radio communication terminal apparatus
	Granted	 	DE69825370	 	DE69825370	 	DE	 	1998/07/15	 	CDMA radio communication apparatus
	Granted	 	DE69839197	 	DE69839197	 	DE	 	1998/07/15	 	A synchronization method for a CDMA system
	Granted	 	EP1447918	 	EP04012123	 	FR	 	1998/07/15	 	A synchronization method for a CDMA system
	Granted	 	EP1447918	 	EP04012123	 	GB	 	1998/07/15	 	A synchronization method for a CDMA system
	Granted	 	EP1447918	 	EP04012123	 	IT	 	1998/07/15	 	A synchronization method for a CDMA system
	Granted	 	EP1914904	 	EP08100709 (DE69843248.7)	 	DE	 	1998/07/15	 	A CDMA radio communication system and a transmission apparatus for such a system

 

    	A-48

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1914904	 	EP08100709	 	FR	 	1998/07/15	 	A CDMA radio communication system and a transmission apparatus for such a system
	Granted	 	EP1914904	 	EP08100709	 	GB	 	1998/07/15	 	A CDMA radio communication system and a transmission apparatus for such a system
	Granted	 	EP1914904	 	EP08100709	 	ES	 	1998/07/15	 	A CDMA radio communication system and a transmission apparatus for such a system
	Granted	 	EP1914904	 	EP08100709	 	IT	 	1998/07/15	 	A CDMA radio communication system and a transmission apparatus for such a system
	Granted	 	EP0892503	 	EP98113191	 	FR	 	1998/07/15	 	CDMA radio communication apparatus
	Granted	 	EP0892503	 	EP98113191	 	GB	 	1998/07/15	 	CDMA radio communication apparatus
	Granted	 	EP0892503	 	EP98113191	 	IT	 	1998/07/15	 	CDMA radio communication apparatus
	Granted	 	ES2301896	 	ES04012123	 	ES	 	1998/07/15	 	A synchronization method for a CDMA system
	Granted	 	ES2226037	 	ES98113191	 	ES	 	1998/07/15	 	A CDMA radio communication system and a transmission apparatus for such a system
	Granted	 	CN1158790	 	CN01802160.3	 	CN	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	CN100364247	 	CN200410045794.X	 	CN	 	2001/06/25	 	Method for controlling transmission power
	Granted	 	DE60110020	 	DE60110020	 	DE	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	DE60116907	 	DE60116907	 	DE	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	EP1204225	 	EP01941209	 	FR	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	EP1204225	 	EP01941209	 	GB	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	EP1523111	 	EP05000430	 	FR	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	EP1523111	 	EP05000430	 	GB	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	EP1630972	 	EP05025574	 	FR	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	EP1630972	 	EP05025574	 	GB	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	DE60147140	 	EP05025574	 	DE	 	2001/06/25	 	Communication terminal apparatus
	Granted	 	JP3426194	 	JP2000231256	 	JP	 	2000/07/31	 	Base station device, communication terminal device, and communication method
	Granted	 	JP4511783	 	JP2002367259	 	JP	 	2002/12/18	 	Base station equipment, communication terminal unit, and communication method
	Granted	 	JP4431189	 	JP2009197228	 	JP	 	2009/08/27	 	Radio communication device, radio communication method, and radio communication system
	Granted	 	JP4431190	 	JP2009197229	 	JP	 	2009/08/27	 	Radio communication device, radio communication method, and radio communication system

 

    	A-49

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio 

Status	 	Patent 

Number	 	Application 

Number	 	Country	 	Filing Date	 	Title
	Granted	 	JP4431191	 	JP2009197230	 	JP	 	2009/08/27	 	Radio communication system and radio communication method
	Granted	 	CN100469169	 	CN01802181.6	 	CN	 	2001/08/02	 	Communication terminal device and radio communication method
	Granted	 	DE60134208	 	DE60134208	 	DE	 	2001/08/02	 	Communication terminal, base station device, and radio communication method
	Granted	 	EP1217861	 	EP01955557	 	FR	 	2001/08/02	 	Communication terminal, base station device, and radio communication method
	Granted	 	EP1217861	 	EP01955557	 	GB	 	2001/08/02	 	Communication terminal, base station device, and radio communication method
	Pending	 	EP1976141	 	EP08004604	 	EP	 	2001/08/02	 	Communication terminal apparatus, base station apparatus, and radio communication method
	EP-Designated	 	EP1976141	 	EP08004604	 	DE	 	2001/08/02	 	Communication terminal apparatus, base station apparatus, and radio communication method
	EP-Designated	 	EP1976141	 	EP08004604	 	FR	 	2001/08/02	 	Communication terminal apparatus, base station apparatus, and radio communication method
	EP-Designated	 	EP1976141	 	EP08004604	 	GB	 	2001/08/02	 	Communication terminal apparatus, base station apparatus, and radio communication method
	Granted	 	JP3426200	 	JP2000285405	 	JP	 	2000/09/20	 	Communication terminal device, base station device and radio communication method
	Granted	 	JP2003224516	 	JP2002367213	 	JP	 	2002/12/18	 	Communication terminal apparatus, base station apparatus and radio communication method
	Granted	 	JP2009284537	 	JP2009197375	 	JP	 	2009/08/27	 	Transmission method, receiving method, and radio communication method
	Granted	 	JP4536821	 	JP2009197376	 	JP	 	2009/08/27	 	Transmission apparatus, receiving apparatus and wireless communication system
	Granted	 	CN101489250	 	CN200910008458A	 	CN	 	2001/02/08	 	Communication terminal device and radio communication method

 

    	A-50

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

2.          Huawei
Assets

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Pending	 	BRPI0614848	 	BRPI614848A	 	BR	 	2006/07/26	 	Method, system and equipment for processing sip requests in IMS network
	Granted	 	CN100502402	 	CN200510119756.9	 	CN	 	2005/11/04	 	Method and device for processing session message in IMS network 
	Granted	 	CN101189850	 	CN200680011706.1	 	CN	 	2006/07/26	 	Method, system and device in IMS network processing SIP message
	Granted	 	EP1755310	 	EP2006254341A	 	DE	 	2006/08/18	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS 
	Granted	 	EP1755310	 	EP2006254341A	 	ES	 	2006/08/18	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS 
	Granted	 	EP1755310	 	EP2006254341A	 	FR	 	2006/08/18	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS 
	Granted	 	EP1755310	 	EP2006254341A	 	GB	 	2006/08/18	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS 
	Granted	 	IN254557	 	IN2008CN454A	 	IN	 	2008/01/28	 	Method, system and equipment for processing sip requests in IMS network
	Granted	 	EP1755310	 	EP2006254341A	 	IT	 	2006/08/18	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS 
	Granted	 	CN100551148	 	CN200510093678.X	 	CN	 	2005/09/01	 	Method for realizing system switch in encryption mode 
	Granted	 	CN101156498	 	CN200680011893.3	 	CN	 	2006/09/01	 	Method for implementing inter-system switch-over 
	Granted	 	EP1871134	 	EP2006775581A	 	DE	 	2006/09/01	 	METHOD FOR HANDOVER BETWEEN SYSTEMS 
	Granted	 	EP1871134	 	EP2006775581A	 	FR	 	2006/09/01	 	METHOD FOR HANDOVER BETWEEN SYSTEMS 
	Granted	 	EP1871134	 	EP2006775581A	 	GB	 	2006/09/01	 	METHOD FOR HANDOVER BETWEEN SYSTEMS 
	Granted	 	CN101031004	 	CN200610058041.1	 	CN	 	2006/02/28	 	Method for realizing on-hook triggering service 
	Granted	 	CN101160940	 	CN200680012256.8	 	CN	 	2006/10/31	 	Method for implementing service triggered by off-hook 
	Granted	 	CN1964365	 	CN200510101368.8	 	CN	 	2005/11/11	 	Method for switching terminal status in media gateway 

 

    	A-51

    	 

    

 

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN101156398	 	CN200680011910.3	 	CN	 	2006/10/24	 	Method and system for switching terminal state of media gateway 
	Granted	 	EP1786216	 	EP2006023462A	 	DE	 	2006/11/10	 	Method and system for switching the state of a termination in a media gateway 
	Granted	 	EP1786216	 	EP2006023462A	 	FR	 	2006/11/10	 	Method and system for switching the state of a termination in a media gateway 
	Granted	 	CN1901550	 	CN200610106654.8	 	CN	 	2006/07/21	 	Subscribing method based on conversation start protocol and its system and device 
	Granted	 	CN1764140	 	CN200510103571.9	 	CN	 	2005/09/21	 	Method for realizing application server communication 
	Granted	 	EP1796326	 	EP2005791501A	 	DE	 	2005/09/21	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS 
	Granted	 	EP1796326	 	EP2005791501A	 	FR	 	2005/09/21	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS 
	Granted	 	EP1796326	 	EP2005791501A	 	GB	 	2005/09/21	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS 
	Granted	 	EP1796326	 	EP2005791501A	 	IT	 	2005/09/21	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS 
	Granted	 	EP1796326	 	EP2005791501A	 	NL	 	2005/09/21	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS 
	Granted	 	EP1796326	 	EP2005791501A	 	SE	 	2005/09/21	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS 
	Granted	 	CN1929627	 	CN200510098402.0	 	CN	 	2005/09/06	 	A kind of realizing public user identification in IMS network of method that decreases pneumococcus nasal carriage and system
	Granted	 	CN1941774	 	CN200510108128.0	 	CN	 	2005/09/29	 	Method and system for realizing public user mark carrier 
	Granted	 	CN1941739	 	CN200510108129.5	 	CN	 	2005/09/29	 	Method and system for allocating and using user mark 

 

    	A-52

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1761077	 	EP2006018705A	 	DE	 	2006/09/06	 	Method and system for enabling number portability in IMS networks 
	Granted	 	EP1761077	 	EP2006018705A	 	FR	 	2006/09/06	 	Method and system for enabling number portability in IMS networks 
	Granted	 	EP1761077	 	EP2006018705A	 	SE	 	2006/09/06	 	Method and system for enabling number portability in IMS networks 
	Granted	 	CN1758649	 	CN200410079321.1	 	CN	 	2004/10/05	 	Method of interconnected protocol network communicating between different edition network 
	Granted	 	CN100563235	 	CN200610077923.2	 	CN	 	2006/04/26	 	Network element with interconnecting function, CSI terminal, IMS terminal interconnecting system and method 
	Granted	 	CN101313543	 	CN200780000211.3	 	CN	 	2007/01/09	 	Exchange functional network element, CSI terminal, IMS terminal exchange system and method 
	Granted	 	EP1973283	 	EP2007702010A	 	DE	 	2007/01/09	 	INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF 
	Granted	 	EP1973283	 	EP2007702010A	 	FR	 	2007/01/09	 	INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF 
	Granted	 	EP1973283	 	EP2007702010A	 	GB	 	2007/01/09	 	INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF 
	Granted	 	CN100411398	 	CN200510026714.0	 	CN	 	2005/06/13	 	Edge or packet gateway controlling method in next generation network and its system

 

    	A-53

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN100426805	 	CN200510026736.7	 	CN	 	2005/06/14	 	Edge or packet gateway control system in next generation network and its method
	Granted	 	CN100438515	 	CN200510026737.1	 	CN	 	2005/06/14	 	Edge or packet gateway controlling method in next generation network and its system
	Granted	 	CN101160799	 	CN200680012195.5	 	CN	 	2006/05/25	 	Fringe or packet gateway control system and control method thereof 
	Granted	 	EP1786162	 	EP2006741937A	 	DE	 	2006/05/22	 	METHOD FOR THE CALLING USER TERMINAL LISTENING TO THE SIGNAL TONE OF THE CALLED USER TERMINAL WHEN INTER-NETWORKING 
	Granted	 	EP1786162	 	EP2006741937A	 	GB	 	2006/05/22	 	METHOD FOR THE CALLING USER TERMINAL LISTENING TO THE SIGNAL TONE OF THE CALLED USER TERMINAL WHEN INTER-NETWORKING 
	Granted	 	EP1816887	 	EP2006775336A	 	DE	 	2006/08/10	 	METHOD AND SYSTEM FOR IMPROVING NETWORK RELIABILITY BY REALIZING DYMANIC ROUTE OF SIGNALING 
	Granted	 	EP1816887	 	EP2006775336A	 	FR	 	2006/08/10	 	METHOD AND SYSTEM FOR IMPROVING NETWORK RELIABILITY BY REALIZING DYMANIC ROUTE OF SIGNALING 
	Granted	 	JP04619441	 	JP2008527289A	 	JP	 	2006/08/10	 	The method and system which implement
	Granted	 	RU2408154	 	RU2008101969A	 	RU	 	2006/08/10	 	METHOD AND SYSTEM FOR REALISATION OF DYNAMIC ROUTING OF CALL SIGNALS
	Granted	 	CN100459569	 	CN200510032840.7	 	CN	 	2005/01/14	 	Quick route switching method and apparatus for network node devices 
	Granted	 	EP1718014	 	EP2006705441A	 	FR	 	2006/01/09	 	A ROUTE SWITCHING METHOD AND A NETWORK NODE DEVICE 
	Granted	 	EP1718014	 	EP2006705441A	 	SE	 	2006/01/09	 	A ROUTE SWITCHING METHOD AND A NETWORK NODE DEVICE 

 

    	A-54

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN100479417	 	CN200510098546.6	 	CN	 	2005/09/02	 	Communication method preventing circumbendibus of media-flow 
	Pending	 	EP1760986	 	EP2006119909A	 	EP	 	2006/08/31	 	Communication method and device for preventing media stream circuity (tromboning) 
	EP-Designated	 	EP1760986	 	EP2006119909A	 	DE	 	2006/08/31	 	Communication method and device for preventing media stream circuity (tromboning) 
	EP-Designated	 	EP1760986	 	EP2006119909A	 	FI	 	2006/08/31	 	Communication method and device for preventing media stream circuity (tromboning) 
	EP-Designated	 	EP1760986	 	EP2006119909A	 	FR	 	2006/08/31	 	Communication method and device for preventing media stream circuity (tromboning) 
	EP-Designated	 	EP1760986	 	EP2006119909A	 	GB	 	2006/08/31	 	Communication method and device for preventing media stream circuity (tromboning) 
	EP-Designated	 	EP1760986	 	EP2006119909A	 	SE	 	2006/08/31	 	Communication method and device for preventing media stream circuity (tromboning) 
	Granted	 	CN101212309	 	CN200610170447.9	 	CN	 	2006/12/30	 	Method for controlling time stamp of reported event 
	Granted	 	EP2037627	 	EP2007846226A	 	DE	 	2007/12/29	 	METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT 
	Granted	 	EP2037627	 	EP2007846226A	 	FR	 	2007/12/29	 	METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT 
	Granted	 	EP2037627	 	EP2007846226A	 	IT	 	2007/12/29	 	METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT 
	Granted	 	CN1996968	 	CN200610093956.6	 	CN	 	2006/06/26	 	Decision method for the media gateway controller to distribute the resource 
	Granted	 	EP2034670	 	EP2007721793A	 	DE	 	2007/06/25	 	METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG 

 

    	A-55

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP2034670	 	EP2007721793A	 	FR	 	2007/06/25	 	METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG 
	Granted	 	EP2034670	 	EP2007721793A	 	IT	 	2007/06/25	 	METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG 
	Granted	 	CN100442930	 	CN200510110891.7	 	CN	 	2005/11/29	 	Mobile exchanging center and called parner processing method 
	Granted	 	EP1898658	 	EP2006775455A	 	DE	 	2006/08/22	 	MSC AND CALLED PROCESS METHOD THEREOF 
	Granted	 	CN100471140	 	CN200610062951.7	 	CN	 	2006/09/29	 	Method for detecting QoS
	Granted	 	CN101001208	 	CN200610165838.1	 	CN	 	2006/12/13	 	Method for detecting QoS
	Granted	 	CN101052014	 	CN200710107595.0	 	CN	 	2007/05/21	 	Method for detecting QoS
	Granted	 	EP1983688	 	EP2007817016A	 	DE	 	2007/09/29	 	METHOD FOR DETECTING QOS 
	Granted	 	EP1983688	 	EP2007817016A	 	FR	 	2007/09/29	 	METHOD FOR DETECTING QOS 
	Granted	 	EP1983688	 	EP2007817016A	 	GB	 	2007/09/29	 	METHOD FOR DETECTING QOS 
	Granted	 	CN1905472	 	CN200510085400.8	 	CN	 	2005/07/27	 	Method for implementing IMS network reliability 
	Granted	 	EP1914937	 	EP2006761564A	 	DE	 	2006/07/28	 	METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY 
	Granted	 	EP1914937	 	EP2006761564A	 	FR	 	2006/07/25	 	METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY 
	Granted	 	EP1914937	 	EP2006761564A	 	GB	 	2006/07/25	 	METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY 
	Granted	 	CN100546308	 	CN200510034409.6	 	CN	 	2005/04/22	 	Gateway control protocol message transmission method
	Granted	 	CN100349411	 	CN200410062978.7	 	CN	 	2004/06/30	 	Medium flow service quality reporting method 
	Granted	 	EP1739900	 	EP2005759437A	 	PT	 	2005/06/30	 	A METHOD FOR ACQUIRING THE QOS OF THE MULTIMEDIA STREAM PERIODICALLY 

 

    	A-56

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN100499656	 	CN200510051044.8	 	CN	 	2005/02/25	 	Method for implementing medium gateway function, wireless access controlling apparatus and access system 
	Granted	 	CN100583918	 	CN200610065066.4	 	CN	 	2006/03/16	 	Safety protection method for service interruption of exchange network and its device 
	Granted	 	CN101841888	 	CN200910118794.0 	 	CN	 	2009/03/16	 	Resource control method, related equipment and related system 
	Pending	 	EP2439979	 	EP2010753112A  EP10753112.1	 	EP	 	2010/03/16	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM 
	EP-Designated	 	EP2439979	 	EP2010753112A  EP10753112.1	 	DE	 	2010/03/16	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM 
	EP-Designated	 	EP2439979	 	EP2010753112A  EP10753112.1	 	FI	 	2010/03/16	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM 
	EP-Designated	 	EP2439979	 	EP2010753112A  EP10753112.1	 	FR	 	2010/03/16	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM 
	EP-Designated	 	EP2439979	 	EP2010753112A  EP10753112.1	 	GB	 	2010/03/16	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM 
	EP-Designated	 	EP2439979	 	EP2010753112A  EP10753112.1	 	SE	 	2010/03/16	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM 
	Granted	 	AU2003271027	 	AU2003271027A	 	AU	 	2003/09/22	 	A network security authentication method
	Granted	 	CN100574185	 	CN200510000097.7	 	CN	 	2005/01/07	 	Method for ensuring media stream safety in IP multimedia service subsystem network 
	Granted	 	EP1835652	 	EP2005848163A	 	DE	 	2005/12/31	 	A METHOD FOR ENSURING THE SAFETY OF THE MEDIA-FLOW IN IP MULTIMEDIA SUB-SYSTEM 
	Granted	 	EP1835652	 	EP2005848163A	 	GB	 	2005/12/31	 	A METHOD FOR ENSURING THE SAFETY OF THE MEDIA-FLOW IN IP MULTIMEDIA SUB-SYSTEM 
	Granted	 	AR053615	 	ARP20060102194A	 	AR	 	2006/05/26	 	Method for Implementing Access Domain Security of IP Multimedia Subsystem

 

    	A-57

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN100461942	 	CN200510071538.2	 	CN	 	2005/05/27	 	Method for selecting safety mechanism of IP multimedia subsystem access field 
	Granted	 	DE602006007648.7	 	DE602006007648T	 	DE	 	2006/04/03	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM 
	Granted	 	EP1755311	 	EP2006722247A	 	FR	 	2006/04/03	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM 
	Granted	 	EP1755311	 	EP2006722247A	 	GB	 	2006/04/03	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM 
	Granted	 	TWI314414	 	TW2006118609A	 	TW	 	2006/05/25	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM 
	Pending	 	TH82550	 	TH82550	 	TH	 	2006/05/25	 	Method for Implementing Access
	Granted	 	CN100571134	 	CN200510070351.0	 	CN	 	2005/04/30	 	Method for verifying user terminal in IP multimedia subsystem 
	Granted	 	EP1879324	 	EP2006741743A	 	DE	 	2006/04/27	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM 
	Granted	 	EP1879324	 	EP2006741743A	 	ES	 	2006/04/27	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM 
	Granted	 	EP1879324	 	EP2006741743A	 	FR	 	2006/04/27	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM 
	Granted	 	EP1879324	 	EP2006741743A	 	GB	 	2006/04/27	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM 

 

    	A-58

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1879324	 	EP2006741743A	 	IT	 	2006/04/27	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM 
	Granted	 	CN101128049	 	CN200610141030.X	 	CN	 	2006/09/28	 	Method and system for providing circuit domain service and service control node SCP 
	Granted	 	EP2056536	 	EP2007785297A	 	DE	 	2007/08/09	 	A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE
	Granted	 	EP2056536	 	EP2007785297A	 	FR	 	2007/08/09	 	A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE
	Granted	 	EP2056536	 	EP2007785297A	 	GB	 	2007/08/09	 	A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE
	Granted	 	AR50123	 	ARP20050103360A	 	AR	 	2005/08/11	 	Communications network system for implementing mixed services and method thereof
	Granted	 	BR200507677	 	BRPI507677A	 	BR	 	2005/08/11	 	Communications network system for implementing mixed services and method thereof
	Granted	 	ID0024111	 	IDW-00200602090	 	ID	 	2005/08/11	 	Method and system for realizing short message intercommunication based on mixed telephone number 
	Granted	 	IN246930	 	IN2006CN4422A	 	IN	 	2006/12/01	 	Method and system for realizing short message intercommunication based on mixed telephone number 
	Granted	 	RU2370904	 	RU2006130835A	 	RU	 	2005/08/11	 	TELECOMMUNICATION NETWORK SYSTEM FOR IMPLEMENTING VARIOUS SERVICES AND METHOD OF IMPLEMENTING THEREOF
	Granted	 	CN101247632	 	CN200710079246.2	 	CN	 	2007/02/13	 	Method, system and device for using IMS communication service identification in communication system 

 

    	A-59

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Pending	 	EP1959632	 	EP2008101535A	 	EP	 	2008/02/12	 	Method, system and apparatus for using IMS communication service identifier 
	EP-Designated	 	EP1959632	 	EP2008101535A	 	DE	 	2008/02/12	 	Method, system and apparatus for using IMS communication service identifier 
	EP-Designated	 	EP1959632	 	EP2008101535A	 	FI	 	2008/02/12	 	Method, system and apparatus for using IMS communication service identifier 
	EP-Designated	 	EP1959632	 	EP2008101535A	 	FR	 	2008/02/12	 	Method, system and apparatus for using IMS communication service identifier 
	EP-Designated	 	EP1959632	 	EP2008101535A	 	GB	 	2008/02/12	 	Method, system and apparatus for using IMS communication service identifier 
	EP-Designated	 	EP1959632	 	EP2008101535A	 	SE	 	2008/02/12	 	Method, system and apparatus for using IMS communication service identifier 
	Pending	 	IN5391/DELNP/2009	 	IN5391/DELNP/2009	 	IN	 	2007/11/19	 	Method, System and Apparatus for Using IMS Communication Service Identifiers in a Communication System
	Granted	 	RU2434351	 	RU2009134133A	 	RU	 	2007/11/19	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER IN COMMUNICATION SYSTEM
	Granted	 	CN101064661	 	CN200610099533.5	 	CN	 	2006/07/28	 	Method and apparatus for notifying user to complement service 
	Granted	 	CN101317438	 	CN200780000297.X	 	CN	 	2007/02/08	 	Method and device for perceiving supplementary service executed by user 
	Granted	 	EP1881689	 	EP2007702308A	 	DE	 	2007/02/08	 	A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE 
	Granted	 	EP1881689	 	EP2007702308A	 	FR	 	2007/02/08	 	A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE 

 

    	A-60

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1881689	 	EP2007702308A	 	GB	 	2007/02/08	 	A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE 
	Granted	 	CN101056452	 	CN200610035050.9	 	CN	 	2006/04/18	 	Method and system for negotiating the voice encoding and decoding format in the communication system 
	Granted	 	CN101167374	 	CN200680013004.7	 	CN	 	2006/11/29	 	Method, system and device for negotiating voice coding/decoding in communication system 
	Pending	 	EP1848190	 	EP20077802A	 	EP	 	2007/04/17	 	Method, system and device for speech codec negotiation in communication system 
	EP-Designated	 	EP1848190	 	EP20077802A	 	DE	 	2007/04/17	 	Method, system and device for speech codec negotiation in communication system 
	EP-Designated	 	EP1848190	 	EP20077802A	 	FI	 	2007/04/17	 	Method, system and device for speech codec negotiation in communication system 
	EP-Designated	 	EP1848190	 	EP20077802A	 	FR	 	2007/04/17	 	Method, system and device for speech codec negotiation in communication system 
	EP-Designated	 	EP1848190	 	EP20077802A	 	GB	 	2007/04/17	 	Method, system and device for speech codec negotiation in communication system 
	EP-Designated	 	EP1848190	 	EP20077802A	 	SE	 	2007/04/17	 	Method, system and device for speech codec negotiation in communication system 
	Granted	 	CN101026653	 	CN200610057699.0	 	CN	 	2006/02/24	 	System and method for realizing colour image business 
	Granted	 	CN101156426	 	CN200680011755.5	 	CN	 	2006/11/01	 	System and method for implementing polychrome service 
	Granted	 	CN102394863	 	CN201110266055.3	 	CN	 	2006/02/24	 	System and method for realizing colour image business 

 

    	A-61

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP1826985	 	EP2007101173A	 	DE	 	2007/01/25	 	System and method for implementing multimedia calling line identification presentation service 
	Granted	 	EP1826985	 	EP2007101173A	 	FR	 	2007/01/25	 	System and method for implementing multimedia calling line identification presentation service 
	Granted	 	EP1826985	 	EP2007101173A	 	GB	 	2007/01/25	 	System and method for implementing multimedia calling line identification presentation service 
	Granted	 	CN100487788	 	CN200510114277.8	 	CN	 	2005/10/21	 	A method to realize the function of text-to-speech convert 
	Granted	 	EP1950737	 	EP2006805015A	 	DE	 	2006/10/20	 	A METHOD, DEVICE AND SYSTEM FOR ACCOMPLISHING THE FUNCTION OF TEXT-TO-SPEECH CONVERSION 
	Granted	 	EP1950737	 	EP2006805015A	 	GB	 	2006/10/20	 	A METHOD, DEVICE AND SYSTEM FOR ACCOMPLISHING THE FUNCTION OF TEXT-TO-SPEECH CONVERSION 
	Granted	 	CN101155148	 	CN200610140147.6	 	CN	 	2006/09/30	 	Media gateway issuing receiving multicast data to method, system and device
	Granted	 	EP2068513	 	EP2007816481A	 	DE	 	2007/09/29	 	METHOD, SYSTEM AND DEVICE FOR DISTRUBUTING AND RECEIVING THE MULTICAST DATA IN THE MEDIA GATEWAY 
	Granted	 	EP2068513	 	EP2007816481A	 	IT	 	2007/09/29	 	METHOD, SYSTEM AND DEVICE FOR DISTRUBUTING AND RECEIVING THE MULTICAST DATA IN THE MEDIA GATEWAY 
	Granted	 	CN101277343	 	CN200710095931.4	 	CN	 	2007/03/30	 	Method, terminal and system for implementing video binding in voice communication network 
	Granted	 	EP2120440	 	EP2008706632A	 	DE	 	2008/02/03	 	A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK 

 

    	A-62

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	EP2120440	 	EP2008706632A	 	FR	 	2008/02/03	 	A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK 
	Granted	 	EP2120440	 	EP2008706632A	 	GB	 	2008/02/03	 	A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK 
	Granted	 	CN101064680	 	CN200610079110.7	 	CN	 	2006/04/29	 	Method, system and apparatus for realizing multimedia calling service 
	Granted	 	EP2015592	 	EP2007720936A	 	DE	 	2007/04/24	 	REALIZING A MULTIMEDIA CALL SERVICE 
	Granted	 	EP2015592	 	EP2007720936A	 	GB	 	2007/04/24	 	REALIZING A MULTIMEDIA CALL SERVICE 
	Granted	 	CN100531267	 	CN200510034345.X	 	CN	 	2005/04/21	 	Method for realizing echo in communication system 

 

3.          Nokia
Assets

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	CN1262139	 	CN00819795.4	 	CN	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE
	Granted	 	DE60023359	 	EP00956419.6	 	DE	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE
	Granted	 	FR1310129	 	EP00956419.6	 	FR	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE

 

    	A-63

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	GB1310129	 	EP00956419.6	 	GB	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE
	Granted	 	KR693394	 	KR7001821/2003	 	KR	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE
	Granted	 	RU2262213	 	RU2003103593	 	RU	 	2000/08/10	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE
	Granted	 	CN100473217	 	CN01817056.0	 	CN	 	2001/10/09	 	Communication network system and network device thereof and method of providing communication
	Granted	 	CN1984375	 	CN 200610156229	 	CN	 	2001/10/09	 	Communication network system and network device thereof and method of providing communication
	Granted	 	HK1107890	 	7113522.3	 	HK	 	2007/12/12	 	Communication network system and network device thereof and method of providing communication
	Granted	 	AT1346558	 	EP00987457.9	 	AT	 	2000/12/22	 	PREPAID SERVER
	Pending	 	BRPI0017382	 	BRPI0017382.7	 	BR	 	2000/12/22	 	PREPAID SERVER
	Granted	 	CA2428329	 	CA2428329	 	CA	 	2000/12/22	 	PREPAID SERVER
	Granted	 	CH1346558	 	EP00987457.9	 	CH	 	2000/12/22	 	PREPAID SERVER
	Granted	 	CN1279741	 	CN00820083.1	 	CN	 	2000/12/22	 	PREPAID SERVER
	Granted	 	DE60035531	 	EP00987457.9	 	DE	 	2000/12/22	 	PREPAID SERVER
	Granted	 	ES1346558	 	EP00987457.9	 	ES	 	2000/12/22	 	PREPAID SERVER
	Granted	 	FR1346558	 	EP00987457.9	 	FR	 	2000/12/22	 	PREPAID SERVER
	Granted	 	GB1346558	 	EP00987457.9	 	GB	 	2000/12/22	 	PREPAID SERVER
	Granted	 	IT1346558	 	EP00987457.9	 	IT	 	2000/12/22	 	PREPAID SERVER
	Granted	 	NL1346558	 	EP00987457.9	 	NL	 	2000/12/22	 	PREPAID SERVER
	Granted	 	SE1346558	 	EP00987457.9	 	SE	 	2000/12/22	 	PREPAID SERVER
	Granted	 	TR200706776T4	 	TR00987457.9	 	TR	 	2000/12/22	 	PREPAID SERVER
	Granted	 	DE60109066	 	EP01929406.5	 	DE	 	2001/03/05	 	MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES

 

    	A-64

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	GB1368946	 	EP01929406.5	 	GB	 	2001/03/05	 	MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES
	Granted	 	DE60046674	 	EP00965599.4 	 	DE	 	2000/08/09	 	AN INTER-WORKING UNIT (GATEWAY) BETWEEN AAL2 (ATM) BASED RANAND RTP MULTIPLEXING (IP) BASED RAN IN 3G CELLULAR ACCESS NETWORKS
	Pending	 	BRPI0614221	 	BRPI0614221.4	 	BR	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	CN101223756B	 	CN200680025371.9	 	CN	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Pending	 	IDW00200800123	 	IDW00200800123	 	ID	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	KR1026155	 	KR2008-7003214	 	KR	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	MX282232	 	MXMX/a/2008/000568	 	MX	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	PH1-2007-502943	 	PH1-2007-502943	 	PH	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	RU2384004	 	RU2008100148	 	RU	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	SG139065	 	SG200800268.5	 	SG	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Pending	 	VN1-2008-00326	 	VN1-2008-00326	 	VN	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE

 

    	A-65

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	ZA200800233	 	ZA2008/0233	 	ZA	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	EP1905212	 	EP06795099.8	 	DE	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	EP1905212	 	EP06795099.8	 	FR	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	EP1905212	 	EP06795099.8	 	GB	 	2006/07/11	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE
	Granted	 	EP1338152	 	EP1338152	 	FR	 	2001/11/21	 	3RD GEN MOBILITY USING SIP
	Granted	 	CN1539106	 	CN02815394.4	 	CN	 	2002/07/11	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.
	Pending	 	EP1415212	 	EP02749143.0	 	EP	 	2002/07/11	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.
	EP-Designated	 	EP1415212	 	EP02749143.0	 	DE	 	2002/07/11	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.
	EP-Designated	 	EP1415212	 	EP02749143.0	 	FR	 	2002/07/11	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.
	EP-Designated	 	EP1415212	 	EP02749143.0	 	GB	 	2002/07/11	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.
	Granted	 	CN100571461	 	CN200480000385.6	 	CN	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	Granted	 	IDP0030947	 	IDW00200501937	 	ID	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS

 

    	A-66

    	 

    

  

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Pending	 	IN200403049	 	IN03049/CHENP/2004	 	IN	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	Granted	 	SG115865	 	SG200406163.6	 	SG	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	Pending	 	EP1595418	 	EP04711676.9	 	EP	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	EP-Designated	 	EP1595418	 	EP04711676.9	 	DE	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	EP-Designated	 	EP1595418	 	EP04711676.9	 	FR	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	EP-Designated	 	EP1595418	 	EP04711676.9	 	GB	 	2004/02/17	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS
	Granted	 	AU2005232140	 	AU2005232140	 	AU	 	2005/03/17	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE
	Granted	 	CN1961595	 	CN200580017529.3	 	CN	 	2005/03/17	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE
	Pending	 	IN200605988	 	IN5988/DELNP/2006	 	IN	 	2005/03/17	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE
	Granted	 	KR0924513	 	KR2006-7023181	 	KR	 	2005/03/17	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE
	Granted	 	CN101385313	 	CN200780005866.X	 	CN	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	DE602007033333	 	EP07700656.7	 	DE	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	GB	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Pending	 	IN200806684	 	IN6684/DELNP/2008 	 	IN	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	NL	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	SG145112	 	SG200805775.4	 	SG	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Pending	 	TH0701000284	 	TH0701000284	 	TH	 	2007/01/23	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	CH	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	IE	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	FR	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	LU	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	EP1987649	 	EP07700656.7	 	LI	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS

 

    	A-67

    	 

    

FOIA CONFIDENTIAL TREATMENT REQUEST BY

INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176

Confidential treatment requested with
respect to certain portions hereof denoted with “***”

 

 

	Portfolio Status	 	Patent Number	 	Application Number	 	Country	 	Filing Date	 	Title
	Granted	 	RU2408998	 	RU2008132295A	 	RU	 	2007/01/22	 	IMS-CS INTERWORKING FOR VIDEO CALLS
	Granted	 	CN101444062	 	CN200780010857.X	 	CN	 	2007/03/27	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP
	Pending	 	EP1999929	 	EP7734087.5	 	EP	 	2007/03/26	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP
	EP-Designated	 	EP1999929	 	EP7734087.5	 	DE	 	2007/03/26	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP
	EP-Designated	 	EP1999929	 	EP7734087.5	 	FR	 	2007/03/26	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP
	EP-Designated	 	EP1999929	 	EP7734087.5	 	GB	 	2007/03/26	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP
	Pending	 	IN08619/DELNP/08	 	IN08619/DELNP/08	 	IN	 	2008/10/14	 	CARRYING TRUSTED NETWORK PROVIDED
	Pending	 	CN101523858	 	CN200780038286.0	 	CN	 	2007/09/11	 	DHT-BASED CORE IMS NETWORK
	Pending	 	EP2062422	 	EP07803743.9	 	EP	 	2007/09/11	 	DHT-BASED CORE IMS NETWORK
	EP-Designated	 	EP2062422	 	EP07803743.9	 	DE	 	2007/09/11	 	DHT-BASED CORE IMS NETWORK
	EP-Designated	 	EP2062422	 	EP07803743.9	 	FR	 	2007/09/11	 	DHT-BASED CORE IMS NETWORK
	EP-Designated	 	EP2062422	 	EP07803743.9	 	GB	 	2007/09/11	 	DHT-BASED CORE IMS NETWORK

 

    	A-68Exhibit 10.2

 

Senior Note N-2

Original Principal Amount: $1,199,500

Holder: DBD Credit Funding LLC

 

THIS NOTE WAS ISSUED IN A PRIVATE PLACEMENT,
WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, ASSIGNED, PLEDGED
OR OTHERWISE TRANSFERRED (I) IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT COVERING THE TRANSFER OR
AN EXEMPTION FROM SUCH REGISTRATION AND (II) EXCEPT IN COMPLIANCE WITH SECTION 9.10 OF THAT CERTAIN REVENUE SHARING
AND NOTE PURCHASE AGREEMENT ORGINALLY DATED AS OF OCTOBER 1, 2014 AND AMENDED AND RESTATED AS OF FEBRUARY 25, 2015, AMONG THE COMPANY,
THE COLLATERAL AGENT AND THE PURCHASERS (EACH AS DEFINED THEREIN).

 

INVENTERGY GLOBAL, INC. AND INVENTERGY, INC.

 

SENIOR NOTE

DUE SEPTEMBER 30, 2017

 

N-2

Original Principal Amount: $1,199,500

 

Issue Date: February 25, 2015

 

FOR VALUE RECEIVED, the undersigned, Inventergy
Global, Inc., a Delaware corporation and Inventergy, Inc., a Delaware corporation (collectively, the “Company”)
HEREBY PROMISE TO PAY DBD Credit Funding LLC or its permitted assigns (the “Holder”), the Adjusted Principal
Amount (as defined below) of this Note on or before September 30, 2017, or such later date as the Holder may have consented to
pursuant to Section 2.2.4.1 of the Agreement (the “Maturity Date”), or such earlier date as due and payable
in accordance with the Revenue Sharing and Note Purchase Agreement (as amended, restated, supplemented or otherwise modified from
time to time, the “Agreement”), originally dated as of October 1, 2014 and Amended and Restated as of February
25, 2015, among the Company, DBD Credit Funding LLC, as Collateral Agent and the Purchasers from time to time party thereto, plus
interest on the Adjusted Principal Amount outstanding from time to time at the interest rate specified in the Agreement.

 

This Note (i) is one of a series of Senior Notes
(herein called the “Notes”) of the Company issued pursuant to the Agreement, (ii) is entitled to the benefits
and subject to the terms set forth in the Agreement with respect to the Notes, and (iii) constitutes an Obligation under the Agreement.
Capitalized terms used but not defined herein have the meanings provided in the Agreement. The issuance date of this Note is February
25, 2015.

 

    	 

    	 

    

  

Senior Note N-2

Original Principal Amount: $1,199,500

Holder: DBD Credit Funding LLC

 

The Adjusted Principal Amount of this Note is
equal to the sum of (x) $1,199,500, plus (y) any PIK Interest, in accordance with the Agreement, minus (z) any prior principal
amounts paid with respect to this Note.

 

Interest shall be payable on the interest payment
dates specified in the Agreement, and shall further be due and payable on any partial or complete prepayment of this Note, on any
portion of the Adjusted Principal Amount so prepaid, and on the Maturity Date (and after the Maturity Date, to the extent not paid,
on demand) and upon any acceleration of the amounts due hereunder. All computations of interest hereunder shall be made on the
actual number of days elapsed over a year of 360 days.

 

In case an Event of Default shall occur and
be continuing, the entire principal of this Note may become or be declared due and payable in the manner and with the effect provided
in the Agreement.

 

Interest on this Note shall accrue on the Adjusted
Principal Amount of this Note in the manner and at the rate or rates per annum determined pursuant to the terms of the Agreement.
Payments of principal and interest (other than payments of interest payable as PIK Interest to the extent permitted or required
by the Agreement) on this Note are to be made in lawful money of the United States of America in immediately available funds at
the times and in the manner described in the Agreement.

 

All payments made on account of principal hereof,
and any adjustments to the Adjusted Principal Amount, shall be recorded by the Holder and, prior to any transfer hereof, endorsed
on the grid attached hereto which is part of this Note, provided, however, that the failure of the Holder hereof to make such a
notation or any error in such a notation shall not in any manner affect the obligations of the Company to make payments of principal,
interest or any other amounts with respect to this Note and the Agreement.

 

The Company shall, upon surrender of a Note
that is paid or prepaid in part, promptly execute and deliver to the Holder a new Note equal in principal amount to the unpaid
portion of the Note surrendered.

 

The Company hereby acknowledges and makes this
Note a registered obligation for U.S. federal tax purposes. The Company shall be the registrar for this Note.

 

This Note shall be governed by and construed
in accordance with the laws (other than the conflict of laws rules) of the State of New York.

 

The Company hereby waives presentment, demand,
notice, protest and all other demands and notices in connection with the delivery, acceptance, performance and enforcement of this
Note, except as specifically otherwise provided in the Agreement.

 

[The remainder of this page intentionally has
been left blank.]

 

    	 

    	 

    

  

Senior Note N-2

Holder: DBD Credit Funding LLC

 

In witness
whereof, the Company has caused this Note to be executed and delivered by its duly authorized officer, on the date first
above mentioned.

 

	 	INVENTERGY GLOBAL, INC.
	 	 
	 	By:	 /s/ Joseph W/ Beyers
	 	 	Name:	Joseph W. Beyers
	 	 	Title:	Chief Executive Officer and Chairman
	 	 
	 	INVENTERGY, INC.
	 	 
	 	By:	/s/ Joseph W/ Beyers
	 	 	Name:	Joseph W. Beyers
	 	 	Title:	Chief Executive Officer and Chairman

 

Signature Page to
Note

 

    	 

    	 

    

  

PRINCIPAL AMOUNT OF NOTE AND PAYMENTS OF PRINCIPAL

 

 

	Date	 	Additional Principal

(PIK Interest)	 	Amount of

Principal Repaid	 	Remaining Outstanding

Principal Amount of

Note	 	Notation

Made By

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00245-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00245-of-00352.parquet"}]]