Document:

exhibit10-1.htm

     

     

    Exhibit
10.1

    

    FIRST
AMENDMENT TO EMPLOYMENT AGREEMENT

     

     

    This
First Amendment to Employment Agreement (this “First Amendment”) is
made this 26th day of March, 2008, effective March 18, 2008 (the “Effective Date”), by
and between Wynn Resorts, Limited (“Employer”) and John
Strzemp (“Employee”).

     

    Recitals

     

    Whereas,
Employer and Employee are party to that certain Employment Agreement dated as of
August 31, 2005 (the “Existing Agreement”);
and

     

    Whereas,
Employer and Employee have agreed to modify the Existing Agreement as set forth
herein.

     

    Now
therefore, for and in consideration of the foregoing recitals, and in
consideration of the mutual covenants, agreements, understandings, undertakings,
representations, warranties and promises hereinafter set forth, and intending to
be legally bound thereby, Employer and Employee agree as follows:

     

    
      	
               
      

            	
              1.

            	
              Promotion.  As
      of the Effective Date, Employee has been promoted to Executive Vice
      President and Chief Administrative Officer of Employer and Section 4 of
      the Existing Agreement is modified to reflect such
  change.

            

    

     

    
      	
               
      

            	
              2.

            	
              Term.  Section
      6 of the Existing Agreement is modified to provide that the Term shall be
      extended until March 31. 2009.

            

    

     

    
      	
               
      

            	
              3.

            	
              Bonus
      Compensation.  Employer has agreed that Employee shall
      continue his participation in Employer’s Annual Performance Based
      Incentive Plan for 2008.

            

    

     

    
      	
               
      

            	
              4.

            	
              Ratification.  Other
      than as modified hereby, the terms and conditions of the Existing
      Agreement are ratified and
confirmed.

            

    

     

    In
witness whereof, the parties have executed and delivered this First Amendment
effective on the Effective Date.

     

    
      	
              Wynn
      Resorts, Limited

            	
              Employee

            
	 
      	 
      
	 
      	 
      
	 
      	 
      
	
              By:
      /s/ Marc D. Schorr

            	 
      	
                /s/ John Strzemp

            	 
      
	
              Name:  Marc
      D. Schorr

            	
                John
      Strzemp

            
	
              Title:  Chief
      Operating Officerpgt_ex4-1.htm

     

    
      
        	 
      	 
      	
                EXHIBIT
      4.1

              
	 
      	 
      	 
      
	
                PGT,
      INC. SUBSCRIPTION FOR RIGHTS OFFERING

              	 
      	 
      
	 
      	 
      	
                 

                SUBSTITUTE
      FORM W-9

                 

              
	 
      	 
      	
                 

                PLEASE
      CERTIFY YOUR TAXPAYER ID OR  SOCIAL SECURITY NUMBER BY SIGNING
      BELOW.

              
	
                THIS
      LETTER OF TRANSMITTAL, INCLUDING THE ACCOMPANYING INSTRUCTIONS, SHOULD BE
      READ CAREFULLY BEFORE THIS LETTER OF TRANSMITTAL IS
    COMPLETED.

              	 
      	 
      
	 
      	 
      	 
      
	
                PGT,
      Inc. (the “Company”) is conducting a rights offering (the “Rights
      Offering”) which entitles the holders of shares of the Company’s common
      stock, par value $0.01 (the “Stock”), as of the close of business on
      _______, 2008 (the “Record Date”) to receive ____ Rights (each, a “Right”)
      for each share of Stock held of record on the Record Date. Holders of
      Rights are entitled to subscribe for and purchase one share of Stock for
      each Right (the “Basic Subscription Right”) at a subscription price of
      $___]per share.

              	 
      	 
      
	 
      	 
      	 
      
	
                For
      a more complete description of the terms and conditions of the Rights
      Offering, please refer to the Prospectus dated ______, 2008 (the
      “Prospectus”), which is incorporated herein by reference. Copies of the
      Prospectus are available upon request from __________ toll free at
      ________

              	 
      	
                If
      the Taxpayer ID Number printed above is INCORRECT OR if the
      space is BLANK
      write in the CORRECT
      number here.

              	
                à

              	
                ooooooooo

              
	 
      	 
      	 
      
	
                I
      hereby irrevocably subscribe for the number of shares of stock indicated
      on the form upon the terms and conditions specified in the Prospectus
      relating thereto. Receipt of the Prospectus is hereby
      acknowledged.

              	 
      	
                Under
      penalties of perjury. I certify that:

              
	 
      	 
      	
                1.
      The number shown on this form is my correct taxpayer identification number
      (or I am waiting for a number to be issued to me), and

              
	 
      	 
      	 
      
	
                Œ

              	
                Signature:
      This form must
      be signed by the registered holder(s) exactly as their name(s)
      appears on the certificate(s) or by person(s) authorized to sign on behalf
      of the registered holder(s) by documents transmitted
    herewith.

              	 
      	
                2.
      I am not subject to backup withholding because: (a) I am exempt from
      backup withholding, or (b) I have not been notified by the Internal
      Revenue Service (IRS) that I am subject to backup withholding as a result
      of a failure to report all interest or dividends, or (c) the IRS has
      notified me that I am no longer subject to backup withholding,
      and

              
	 
      	 
      	 
      	 
      
	 
      	 
      	
                3.
      I am a U.S. person (including a U.S. resident alien).

              
	 
      	 
      	 
      
	
                X

              	 
      	 
      	 
      	 
      	 
      	
                Certification
      instructions. You must cross out item 2 above if you have been notified by
      the IRS that you are currently subject to backup withholding because you
      have failed to report all interest and dividends on your tax
      return.

              
	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	
                Signature
      of Stockholder

              	 
      	
                Date

              	 
      	
                Daytime
      Telephone #

              	 
      	
                Signature:

              	
                Date:

              
	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      	
                Žo BASIC SHARES TO
      SUBSCRIBE

              	
                ooooooooo

              
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	
                X

              	 
      	 
      	 
      	 
      	 
      	 
      	 
      	
                WHOLE
      SHARES

              
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	
                Signature
      of Stockholder

              	 
      	
                Date

              	 
      	
                Daytime
      Telephone #

              	 
      	
                �o OVER SUBSCRIPTION FOR
      SHARES

              	
                ooooooooo

              
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      	
                WHOLE
      SHARES

              
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	 
      	 
      	 
      	 
      	 
      	 
      	
                � ENCLOSED IS MY CERTIFIED OR
      CASHIER'S CHECK FOR

              	 
      
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      
	
                SEE
      INSTRUCTIONS ON THE REVERSE SIDE

              	 
      	
                $                                                                                                                                                                                 
      

              	 
      
	 
      	 
      	 
      	 
      	 
      	 
      	 
      	 
      

      

      

    

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

     

     

    
      	
               

               ‘

            	 
      	 
      	 
      	 
      	 
      
	 	 	 	 	 	 
	 	 	 	 	 	 
	
              SUBSCRIPTION
      RIGHTS

              CERTIFICATE
      NUMBER

            	 
      	 
      	 
      	
              CUSIP
      NUMBER

            	 
      
	 	 	 	 	 	 
	 
      	 
      	 
      	 
      	 
      	 
      
	
              NUMBER
      OF RIGHTS

            	 
      	 
      	 
      	
              RECORD
      DATE SHARES

            	 
      
	 	 
	
              PGT,
      INC.

              SUBSCRIPTION
      RIGHTS CERTIFICATE

            	 
      
	 	 	 	 
	 
      	
              A.

            	 
      	
              Number
      of shares of Stock subscribed for through the basic subscription privilege
      (not to exceed one share of Stock for each Right held):
      _____________________________________ shares of Stock.

            
	 	 	 	 
	 
      	
              B.

            	 
      	
              Number
      of shares of Stock subscribed for through the over subscription privilege
      (limited to the number of shares of Stock subscribed for under the basic
      subscription, which must be fully exercised):
      _____________________________________ shares of Stock.

            
	 	 	 	 
	 
      	
              C.

            	 
      	
              Total
      Subscription Price (sum lines A and B multiplied by $___): $
      ______________________________

            
	 	 	 	 
	 
      	
              D.

            	 
      	
              Please
      enclose a certified or cashier’s check payable to __________.

               

            
	 
      	
              __________

              Banks
      and brokers please call: __________

              All
      others call toll free: __________

               

              Our
      hours of operation are __________

               

              SUBSCRIPTION
      TO PURCHASE COMMON STOCK OF PGT, INC.

              RETURN TO:
      __________

               

              WHERE
      TO FORWARD YOUR TRANSMITTAL MATERIALS

            
	 
      	
              By Mail:

              __________

              __________

              __________

              __________

               

            	 
      	
              By
      Overnight Courier or By Hand:

              __________

              __________

              __________

              __________

            

    

     

     

    
      
        
        

      

      
        
        

        
          

        

      

      
        
        

      

    

     

    
       

      
        	
                 

                 

                 

                 

                 

                 

                 

                 

                 

                RESTRICTED
      AREA DO NOT

                PRINT AND/OR WRITE IN THIS
      BLANK SPACE.

                 

              

      

       

      

       

       

      COMPLETE ALL APPLICABLE SECTIONS OF
THIS FORM USING THE INSTRUCTIONS BELOW.

       

      
        	
                Œ

              	 
      	
                Sign
      and date Box 1 and include your day time phone number.

              
	 	 	 
	
                �

              	 
      	
                PLEASE SIGN IN BOX 2 TO CERTIFY
      YOUR TAXPAYER ID OR SOCIAL SECURITY NUMBER if you are a U.S.
      Taxpayer. If the Taxpayer ID or Social Security Number is incorrect or
      blank, write the corrected number in Box 2 and sign to certify. Please
      note that __________ may withhold 28% of your proceeds as required by the
      IRS if the Taxpayer ID or Social Security Number is not certified on our
      records. If you are a non-U.S. Taxpayer, please complete and return form
      W-8BEN.

              
	 	 	 
	
                Ž

              	 
      	
                Place
      an X in the box
      and fill in the number of whole shares you wish to subscribe for under
      your basic subscription privileges.

              
	 	 	 
	
                �

              	 
      	
                Place
      an X in the box
      and fill in the number of whole shares you wish to subscribe for under
      your over-subscription privilege. (Limited to the number of whole shares
      subscribed for under your basic subscription privilege, which must be
      fully exercised). You must fill in the number of shares you wish to
      subscribe for or your over-subscription will not be filled and any payment
      in excess of the basic subscription price will be
  refunded.

              
	 	 	 
	
                �

              	 
      	
                Insert
      the total amount of subscription fees for both your basic subscription and
      any over-subscription. Fees must be paid by certified or cashier’s check
      or wire transfer in immediately available funds. Personal checks will not
      be accepted.

              
	 	 	 
	
                ‘

              	 
      	
                Rights
      card and calculation section for determining your basic/over-subscription
      privileges.

              

      

       

      THIS
RIGHTS OFFERING HAS BEEN QUALIFIED OR IS BELIEVED TO BE EXEMPT FROM
QUALIFICATION ONLY UNDER THE FEDERAL LAWS OF THE UNITED STATES AND THE LAWS OF
THE STATES IN THE UNITED STATES. RESIDENTS OR OTHER JURISDICTIONS MAY NOT
PURCHASE THE SECURITIES OFFERED HEREBY UNLESS THEY CERTIFY THAT THEIR PURCHASES
OF SUCH SECURITIES ARE EFFECTED IN ACCORDANCE WITH THE APPLICABLE LAWS OF SUCH
JURISDICTIONS.

       

      THIS RIGHTS OFFERING EXPIRES AT 5:00
P.M., EASTERN DAYLIGHT TIME, ON __________, UNLESS EXTENDED, AND THIS
SUBSCRIPTION CERTIFICATE IS VOID THEREAFTER.

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