Document:

Master Supply Agreement

 Exhibit 10.1 
 Agreement No.                                 

 MASTER SUPPLY AGREEMENT 
 This Master Supply Agreement, including exhibits and Award Letters, (“Agreement”) is made on and as of
the 1st day of May, 2007 (the “Effective Date”) by and between Sun Microsystems, Inc., a Delaware corporation, with offices at 4150 Network Circle, Santa Clara CA 95054, and Sun Microsystems International B.V., a Netherlands
corporation, with offices at Computertweg 1, 3821 AA Amersfoort, the Netherlands (hereinafter collectively “Sun”) and Mitac International Corporation, a Taiwanese corporation, with offices at No. 200, Wen Hua 2nd Road, Kuei San Hsiang, Taoyuan, R.O.C., and Synnex Corporation, a Delaware corporation, with offices at 44201 Nobel
Drive, Fremont, California 94538 (hereinafter “Supplier”). 
 WHEREAS, Supplier is a seller of certain component parts, materials or finished
goods; 
 WHEREAS, Sun is a manufacturer of computing devices and platforms that incorporate such component parts, materials and finished products; and

 WHEREAS, Sun and Supplier desire to establish and agree upon a set of terms and conditions that will apply to the purchase of Supplier’s products by
Sun. 
 NOW, THEREFORE, in consideration of the mutual promises and undertakings of the parties hereto, the parties agree as follows: 
 1. DEFINITIONS 
 Solely for purposes of this
Agreement, the following terms shall have the meanings set forth hereinafter: 
 1.1 Affiliated Company means, in relation to either
party, any entity: (a) which is owned 50% or more by that party; or (b) over which that party exercises management control; or (c) which is under common control with that party; or (d) which owns 50% or more of that party.

 1.2 Award Letter means the document(s) that is entered into by Sun and Supplier from time to time for the development, manufacture,
supply or support of specific Products pursuant to the terms and conditions of this Agreement. 
 1.3 Blanket Purchase Order means
Sun’s Blanket Purchase Order for Product. Blanket Purchase Orders will include the mutually agreed price and quantities for the stated time period. Sun may provide a Blanket Purchase Order in the form of hard copy, by facsimile, or by
electronic transfer if there is electronic data exchange (“EDE”) terms in place between Sun and Supplier. The EDE terms are set forth in the Electronic Data Exchange Exhibit. 
 1.4 Confidential Information means any information disclosed by one party to another under the Agreement which is, prior to or at the time of
disclosure, identified in writing as confidential or proprietary or transmitted electronically or verbally and is of a nature in which a reasonable person would infer that the disclosing party would not want it to be made public (i.e. All business
and technical information). In the case Confidential Information is conveyed through electronic or verbal means, a written statement will be sent within 10 days stating that the information conveyed was of a confidential nature. Demand Horizon
Report means a snapshot of Sun’s backlog published for use by the Supplier to manage the transition from weekly forecasts in the Supplier co-planning process to one or more daily Blanket Purchase Order Releases. 
 1.5 Demand Replenishment Program means Supplier’s service-level commitment for the delivery of Product as described in the Demand
Replenishment Exhibit. 
 1.6 Delivery Lead-time (LT) means the number of days, or fraction thereof, from placement of a Purchase
Order or Demand Trigger to the time of delivery to the specified delivery location. Delivery Lead-times will be set forth in the Award Letter. 
 1.7 Derivative Matter means any work, new material, information or data which is based in whole or in part upon the Supplier Technical Information (including, without limitation, any and all Sun products) and any intellectual
property rights associated therewith, including any derivative work, improvement, extension, revision, modification, translation, abridgment, condensation, expansion, collection, compilation, error correction, or any other form in which the Supplier
Technical Information may be recast, transformed or adapted, including any changes thereto and that contains any portion of the Supplier Technical Information. 
 1.8 Forecast has++ the meaning set forth in Article 5.1. 

 1.9 General Knowledge means ideas, concepts, know-how or techniques related to Supplier’s
Confidential Information that are retained in the unaided memories of Sun’s employees who have had access to Supplier’s Confidential Information consistent with the terms of this Agreement. 
 1.10 Intellectual Property Rights means worldwide common law and statutory rights associated with (i) patents and patent applications;
(ii) works of authorship, including mask work rights, copyrights, copyright applications, copyright registrations and “moral” rights; (iii) the protection of trade and industrial secrets and confidential information;
(iv) other proprietary rights relating to intangible intellectual property (specifically excluding trademarks, tradenames and service marks); (v) analogous rights to those set forth above; and (vi) divisions, continuations, renewals,
reissuances and extensions of the foregoing (as applicable) now existing or hereafter filed, issued or acquired. 
 1.11 Intervening
Event means a Sun-initiated reduction in demand against the Sun Forecast, such as an order cancellation, product change or hold or forecast reduction, caused by Sun and not as a result of Supplier’s non-conformance with this Agreement.

 1.12 Notice means the giving of notice in the manner described in Article 28.6 below. 
 1.13 Obsolete Materials means SUTCs (defined below) which: (a) are in Supplier’s inventory and ordered consistent with Sun’s
Forecast and agreed-upon SUTC Lead-times; (b) are subject to an Intervening Event and exceed the quantity necessary to manufacture Sun’s remaining forecasted volume of the Product; and (c) Supplier has itemized on an Obsolete
Materials Report. 
 1.14 Product(s) means those components and assembled goods (including associated firmware and software) described
in the applicable Award Letter and Service and Support Exhibit 
 1.15 Purchase Order means Sun’s written or electronic
purchase order that Sun may place on an as-needed basis either: (a) as a release against a Blanket Purchase Order (such Purchase Order is also known as a “Demand Trigger”); or (b) to fulfill demand not covered by a Blanket
Purchase Order. A Purchase Order will indicate the price(s), part number(s), quantity(s), delivery date(s), and destination(s) of the requested Product(s). 
 1.16 Software means all the software and firmware described in Appendix 1 of the Software License Exhibit or in an Award Letter as the “Software,” including, without limitation, any and all Localized
Versions, Documentation, Specifications, Upgrades, Updates, Error Corrections and test suites thereto provided to Sun by Supplier hereunder. 
 1.17 Specifications means the (a) quality specifications set forth in the Quality Specification Exhibit; and (b) the specifications and or assembly drawings for the Products set forth in the applicable exhibit or
Award Letter and as amended from time to time 
 1.18 Sun Contractor(s) means the party or parties authorized by Sun in writing to
purchase Products from Supplier or to provide services. 
 1.19 Sun-Unique Turnkey Component ( “SUTC”) means a device or
component assembly that: (a) is custom to Sun, used exclusively by Sun or cannot be economically reworked into industry standard materials; (b) has no utility for any other customers in the industry; and (c) is identified in the Award
Letter as an SUTC. 
 1.20 SUTC Lead-time means the number of days or weeks set forth in the Award Letter that are required to
manufacture or procure an SUTC. 
 1.21 “Supplier Technology” means those portions of the Technology owned by Supplier and/or
its licensors. The definition of “Supplier Materials” in this Master Supply Agreement shall be construed to include Supplier Technology. 
 1.22 Supply Constraint means a materials or capacity constraint that could adversely affect Supplier’s ability to meet Sun’s Forecast and upside requirements for Products or the components thereof. 
 1.23 Value Engineering Change means, for any Product, an alternative technical and/or engineering solution that provides equivalent functionality
at a lower cost. 
 2. TERM. The term of this Agreement shall commence on the Effective Date and continue for a period of three (3) years
(“Initial Term”) and, unless otherwise terminated in accordance with Article 27 hereof, shall thereafter be automatically renewed for additional one (1) year periods unless either party gives written Notice of termination at
least one-hundred and eighty (180) days before the anniversary of the Initial Term or of any renewal term, as applicable. Each Award Letter shall have a term commencing on the Award Letter effective date and extending until its expiration or
termination by either party pursuant to Article 27 of this Agreement. If any Award Letter is in effect at the time this Agreement terminates or expires, then this Agreement shall continue in effect solely as to such Award Letter and shall
remain in effect until such Award Letter is terminated or expires. 
 
 3. SCOPE
OF AGREEMENT 
 3.1 Master Agreement Structure. The parties acknowledge that neither this Agreement nor any Award Letter or Blanket
Purchase Order will constitute a commitment to purchase any particular quantity of Products. Sun shall only be committed to purchase Products and Supplier shall only be committed and authorized to ship Product to Sun when Sun has tendered a purchase
order to Supplier in accordance with an Award Letter. 
  

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 3.2 Applicable Parties. 
 3.2.1 Affiliated Companies. This Agreement applies with respect to all of Supplier’s Affiliated Companies supplying Product to Sun. Sun and
all of its Affiliated Companies may purchase Product under the terms of this Agreement. This Agreement also applies to and binds Affiliated Companies of Sun and Affiliated Companies of Supplier, which provide written notice of their acceptance of
the terms of this Agreement. Submission of a purchase order referencing this Agreement and the issuance of an order acknowledgment is deemed to constitute acceptance of the terms of this Agreement. 
 3.2.2 Sun Contractors. Supplier agrees to sell Products to Sun Contractors and to extend to Sun Contractor(s) the same terms and conditions for the
Products as set forth in this Agreement and any Award Letter(s) with respect to payment, warranty, epidemic failures, outside requirements and forecasting commitments. Supplier agrees that it will include in its agreement for the Product(s) it has
with a Sun Contractor(s) a provision that: (a) the Sun Contractor may not sell Products except to Sun or parties designated by Sun in writing; and (b) Sun is an intended third party beneficiary of the agreement between the Supplier and Sun
Contractor. Supplier shall have the right to determine the creditworthiness of any Sun Contractor and may reasonably temporarily suspend those terms in the event the Sun Contractor fails to demonstrate acceptable creditworthiness. All purchases made
by Sun Contractors shall be added to Sun’s cumulative volume of Products purchased for the purpose of determining any applicable volume discounts. Sun shall not be liable for, or a guarantor of, payment for Products ordered by any Sun
Contractor. Wherever Sun has negotiated payment terms with a third party Sun Supplier on behalf of Supplier, Supplier shall independently enter into an agreement with that other Sun Supplier to cover Supplier’s purchases of products or
components made in furtherance of the obligations set forth in this Agreement. Supplier shall establish a process to ensure that the third party Sun Supplier only extends the terms negotiated by Sun to purchases that Supplier makes in furtherance of
this Agreement. 
 4. PURCHASE RIGHTS AND DISCONTINUANCE 
 4.1 Purchase Rights. Supplier grants to Sun the right, for the period set forth in the applicable Award Letter, which period shall commence upon the Award Letter Effective Date , to purchase from Supplier
production volume quantities of the Product under the terms and conditions of this Agreement and the applicable Award Letter. 
 4.2
Product Discontinuance. Supplier will provide Sun with Product during the Minimum Purchase Rights Period set forth in the Award Letter. Should Supplier thereafter discontinue a Product, Supplier shall provide Sun with eighteen
(18) month’s written notice (which notice shall not be given until after the Minimum Purchase Rights Period has expired) prior to the date Supplier intends to discontinue manufacture or sale of such Product. Supplier will accept orders for
Product during such eighteen-month period. 
 4.3 Alternative Sources of Products. This Agreement is non-exclusive and Sun shall have
the right to establish alternative and additional sources of supply for the Products at any time. 
 5. FORECAST AND PURCHASE ORDERS 
 5.1 Rolling Forecast and Demand Horizon Report. Sun will provide Supplier with at least a six (6) quarter rolling non-binding forecast,
updated once per week (the “Forecast”) and a Demand Horizon Report Neither Sun’s Forecast nor Demand Horizon Report constitutes a commitment to purchase a particular quantity of Products. 
 5.2 Blanket Purchase Order. Sun may provide Supplier with a Blanket Purchase Order for Products. Blanket Purchase Orders are not a commitment and
shall not be used as a basis for Supplier’s materials resource planning. 
 5.3 Rescheduling. Sun may reschedule shipments of all
or part of any Purchase Order, at no charge, provided that the rescheduled shipment date will in no event be later than ninety days (90) past the initial shipment date. Sun may request to reschedule the shipment date from ninety one
(91) to one hundred and eighty days (180) days past the initial shipment date for an additional fee of one percent (1%) of the value of the rescheduled portion per month. If Sun provides a verbal reschedule notice, Sun will
follow up such notice in writing within twenty-four (24) hours from such verbal reschedule notice. If Sun subsequently cancels a rescheduled Purchase Order, the provisions of Article 5.4 (Cancellation) will apply. 
 5.4 Cancellation. Sun may cancel a Purchase Order, or any part thereof, at any time prior to Supplier’s shipment of Product. Sun’s
liability for any Purchase Order cancellation will be limited to payment for Obsolete Material as set forth in Article 10.2. Cancellation by Sun of a Purchase Order will not excuse Supplier’s performance with respect to any other order.

 6. FLEXIBILITY. Supplier commits to meet Sun’s upside demand for Products and capacity in the percentages set forth in the Award Letter at no
additional cost to Sun and without impact to Supplier service levels or Delivery Lead-times. As requested by Sun, Supplier agrees to use commercially reasonable efforts to provide upside support in excess of the designated percentages. Upside
support for a Product will commence the first calendar quarter following Sun’s general availability of the Product. 
 
 7. PRICING. 
 7.1 Product Pricing. 

 

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 7.1.1 Pricing Breakdown. Price(s) for the Products shall be itemized in a pricing appendix to the
applicable Award Letter (each a “Pricing Appendix”) which shall include a fully-costed bill of materials, a detailed breakdown of the costs of materials mark-up, labor, and all overhead and profit for such Products. Upon Sun’s prior
request, at least two (2) weeks prior to each quarterly Product Cost Review (“PCR”), or more frequently if Sun requests, Supplier shall submit an updated breakdown for the current and following five (5) quarters. Upon Sun’s
prior request, at the PCR, Supplier shall provide documentation supporting this breakdown, including but not limited to, relevant subtier supplier invoices, to Sun or a mutually agreed third party auditor. 
 7.1.2 Material costs . Supplier represents and warrants that cost of materials for Products charged to Sun by Supplier , shall not exceed the actual
average invoice cost for such materials (net of any applicable rebates and discounts received) during volume production of the Product . 
 7.2 Cost Reductions. Supplier will work actively to achieve cost reductions on all materials and manufacturing process costs (including costs associated with assembly and test). Supplier will provide to Sun an anticipated five
(5) quarter cost reduction profile on a quarterly basis. Allocation of costs savings shall be as follows: 
 7.2.1 Material Cost
Savings. Material cost savings developed by Supplier and accepted by Sun will be retained by the Supplier for the quarter in which Supplier achieved the cost savings, and thereafter, Supplier shall pass on to Sun the cost savings through a
Product price reduction. 
 7.2.2 Value Engineering. If a Value Engineering Change is developed by Supplier and approved by Sun,
the cost savings shall be retained by Supplier for the quarter in which the Supplier implemented the Value Engineering Change, plus one (1) succeeding quarter, and thereafter, Supplier will pass on the cost savings to Sun through a Product
price reduction. If a Value Engineering Change is developed by Sun, the associated cost savings shall be passed on to Sun immediately upon implementation. If the Value Engineering Change is jointly developed by Sun and Supplier, the parties will
negotiate in good faith an equitable allocation of the cost savings which shall, in all cases, pass to Sun through a Product price reduction no later than the end of the quarter following the quarter in which the Value Engineering Change was
implemented. All Value Engineering Changes to the Product shall be owned by Sun. 
 7.2.3 Sub-tier Components. Upon the effective date
of any cost reduction in a sub-tier component, Supplier shall immediately pass on to Sun one hundred percent (100%) of the cost savings on a forward looking, weighted average basis or as mutually agreed by the parties. 
 7.3 Price Stability. During the term hereof, Sun may issue Purchase Orders for the Product(s) at the prices set forth in the Pricing Appendix to
the Award Letter. Any changes to the prices set forth in the Award Letter shall be approved in writing by the authorized representatives of both parties. Unless otherwise specified, all pricing is global and in United States Dollars. 
 7.4 Non-approved Charges. Unless authorized in writing by Sun and incurred due to extraordinary circumstances which are not
attributable to Supplier, Sun shall not be liable to Supplier for any overtime charges, freight charges or component product price variances incurred by Supplier or its sub-tier suppliers as the result of factors including, but not limited to,
component purges and stop-shipments to the extent attributable to Supplier. 
 7.5 Best Prices. Supplier represents and warrants that
the prices charged by Supplier to Sun for each Product, and that the basis of such prices, are and shall remain at least as low and favorable as the lowest, most favorable prices for manufacture and supply of comparable Products offered by Supplier
to its other customers at similar terms and conditions. 
 8. LEAD-TIME/DELIVERY 
 8.1 Demand Replenishment and Direct Customer Fulfillment. Supplier agrees to provide Sun with the services set forth in the Demand Replenishment
Program described in the Demand Replenishment Exhibit. If noted on the applicable Award Letter for certain Products, Supplier will also provide the services required by the Direct Customer Fulfillment Program set forth in the Direct
Customer Fulfillment Exhibit. 
 8.2 Extraordinary Transportation for Late Deliveries. If Supplier will not, or is not reasonably
likely to, deliver Product on the applicable delivery date, Supplier shall at its own expense use any extraordinary transportation to deliver Product at the earliest possible date and Supplier shall be responsible for any and all shipping charges
incurred as a result of the extraordinary transportation, provided that such late deliveries are attributable to Supplier. 
 8.3 Title,
Risk of Loss or Damage. Not withstanding any provision of Article 10, Supplier retains title to the products until such title is transferred pursuant to the applicable INCO terms (2000). Supplier shall be responsible for any loss or
damage to Product due to Supplier’s failure to properly preserve, package, or handle the Product. Notwithstanding any prior inspection, Supplier will bear all risk of loss, damage or destruction to the Products until delivery to the specified
delivery location; provided that Supplier shall not be liable for any damage to rejected Products caused by the gross negligence or willful conduct of Sun’s employees acting within the scope of their employment. 
 8.4 Shipping Specifications. All shipping information, including that on invoices and packing labels will list the country of origin for all
Products supplied, and must be in both text and scannable bar code formats. 
  

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 9. PAYMENT TERMS/INVOICES 
 9.1 Payment. Payment is due within forty-five (45) days after the receipt of invoice or receipt of Product whichever is later (“Payment Due Date”) unless Sun disputes an invoice. Unless otherwise
specified in the applicable Award Letter, payment shall be made in United States Dollars. 
 9.2 Adjustments. Invoices will be subject
to adjustment by Sun for (a) errors, shortages, and/or rejected Products. Sun shall not be required to pay the disputed portion of any invoice pending resolution of that dispute; provided, however that Sun provides written notice of the dispute
to Supplier prior to the Payment Due Date. Sun and Supplier agree to use their best efforts to resolve the disputed portion of the invoice within two weeks of the dispute notice, and agree upon a new payment due date for the disputed portion of the
invoice. Payment of an invoice does not constitute Product acceptance. 
 9.3 Invoices. The information on Supplier’s invoice
shall include, but not be limited to, the following (each stated separately): purchase order number, Sun part number(s), quantities, unit value and settlement currency, and freight charges, if applicable. Any terms and conditions that may be printed
on or attached to Supplier’s invoice shall not be enforceable in the case they are not incorporated in this Agreement or they are inconsistent with any terms and conditions as stated in this Agreement. Invoices must be addressed to Sun’s
Accounts Payable Department, P.O. Box 7550, Mountain View, CA, 94039-7550 or Accounts Payable, Finance Department, Springfield, Linlithgow, West Lothian, EH49 7LR Scotland, whichever is applicable. With respect to U.S. imports, information provided
on Supplier’s invoice shall conform to the requirements specified in the U.S. Code 19 USC 1481 and Code of Federal Regulations 19 CFR 141.86. 
 10.
SUN-UNIQUE TURNKEY COMPONENTS 
 10.1 Sun-Unique Turnkey Components. 
 10.1.1 Sun authorizes Supplier to manufacture or procure SUTCs in accordance with the SUTC Lead-time and Forecast. Any changes to the lead-times set forth
in the Award Letter shall be approved in writing by the authorized representatives of both parties. However, Sun may elect, in its sole discretion, to specify a maximum amount of SUTC material. In such case, Supplier will only purchase up to that
amount and immediately notify Sun in writing of any impact to Supplier’s ability to meet the Forecast and to provide upside support under Article 6 (Flexibility). Sun must pre-approve in writing all purchases of SUTCs outside the SUTC
Lead-time or Forecast. Sun’s only payment obligation with respect to SUTCs that are subject to an Intervening Event will be for Obsolete Materials as set forth in Article 10.2. For the avoidance of doubt, Supplier will be responsible for
all costs of disposing of all other materials (i.e., all non-SUTC materials) that have been subject to a reduction in demand against the Forecast at no cost to Sun. Supplier acknowledges that Sun employs a replenishment driven process that is
triggered by actual customer consumption and agrees to minimize Sun’s payments for Supplier inventory by effectively managing Supplier’s inventory within Sun’s Delivery Lead-times, SUTC Lead-times and Forecast. 
 10.1.2 Unless otherwise agreed by both parties in the Product Award Letter, Supplier acknowledges that Sun shall have no liability for any materials,
components or other manufacturing materials for Products unless such materials have been identified as a SUTC in the Product Award Letter. In the event that such materials are or have been identified as a SUTC, then Sun’s maximum liability for
any SUTC shall be pursuant to the terms of the Agreement. 
 10.1.3 Commencing on January 1, 2006 unless an earlier date is agreed to by
the parties, Supplier agrees that it shall not purchase or acquire any components or materials identified as a SUTC that contain hazardous substances banned by the Environmental Regulations unless it has received Sun’s prior written consent to
acquire such materials. Supplier further agrees that it shall not purchase or acquire any components or materials identified as a SUTC that contain hazardous substances banned by the Environmental Regulations that cannot be incorporated into or used
in Products that will be “put on the market” by July 1, 2006 unless otherwise agreed by Sun in writing. For purposes of clarity, the term “put on the market” shall have the same meaning as defined in RoHS. Sun shall have no
liability to Supplier for any SUTC that is not in compliance with this Agreement. 
 Sun shall have no liability for any claim relating to an
SUTC that meets the conditions of this Article that has not been submitted as a claim by Supplier by October 1, 2006, provided that, if Sun has agreed in writing to acquire materials identified as SUTC that contain hazardous substances banned
by the Environmental Regulations pursuant to Article 10.1.3 above, then Sun shall have no liability for any claim for such SUTC submitted by Supplier ninety (90) days or more after the last ship date of a Product incorporating such SUTC.

 10.2 Obsolete Materials. 
 10.2.1 Reporting. Supplier will notify Sun of the part number, quantity and the cost of Obsolete Materials in a consolidated report (“Obsolete Materials Report”). The Obsolete Materials Report will include:
(a) a reconciliation of Supplier’s physical inventory, SUTC Lead-times and Sun’s Forecast; (b) documentation in support of Supplier’s test and assembly costs; and (c)

  

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adjustments based on material disposition activities that Supplier will undertake for all Obsolete Materials in accordance with Article 10.3. Supplier
will submit any Obsolete Materials Report in accordance with Sun’s claims process for obsolete material set forth in Article 10.4 and as frequently as mutually agreed by the parties in writing. 
 10.2.2 Charges. Upon completion of the material disposition activities (Article 10.3) and claims process (Article 10.4), Sun
will: (a) purchase the Obsolete Materials at a price mutually agreed to by the parties and in no case greater than Supplier’s direct cost; and (b) pay Supplier’s direct cost actually incurred for work in progress, Obsolete
Materials in their current state. At Sun’s option, Supplier will: (i) deliver the Obsolete Material to Sun at Sun’s expense, or (ii) scrap the Obsolete Material and credit Sun for the scrap value. Sun will make payments under
this Article 10.2.2 in accordance with the terms of Article 9 (Payment Terms/Invoices). 
 10.3 Material Disposition.
Supplier will take the following actions regarding Sun’s payment obligation for Obsolete Materials prior to submitting a Claim under Article 10.4: (a) immediately reduce or cancel outstanding purchase orders for Obsolete Materials;
(b) discontinue upside support for Obsolete Materials; (c) return Obsolete Materials to Supplier’s sub-tier supplier; (d) subject to Sun’s prior consent, sell the SUTCs to a third party; (e) rework or dekit Obsolete
Materials into industry standard constituent parts upon mutual agreement regarding the cost of such services; (f) cease all work-in-progress, except as necessary to meet Sun’s Forecast and Delivery Lead-times; and (g) use all other
commercially reasonable efforts to mitigate Sun’s liability for Obsolete Materials. Supplier will perform a physical inventory within five (5) days of completion of items Articles 10.3 (a)—(g) and may thereafter submit an
Obsolete Materials Report as a Claim under Article 10.4. 
 10.4 Claims Process. Supplier will submit all claims for Obsolete
Materials (“Claim”) by submitting an Obsolete Materials Report in accordance with Sun’s claims process found at http://www.sun.com/aboutsun/coinfo/supplier/production/claims which is hereby incorporated by reference into this
contract. Sun reserves the right to audit Supplier’s invoices and other documentation prior to Claim approval in accordance with Article 22 (Audit Rights). Sun’s acceptance of a Claim is subject to execution of a mutually-agreed
upon settlement agreement, certificate of destruction and such other documentation that Sun may deem appropriate. Sun’s payment of a Claim will constitute a full comprise and settlement of that Claim. 
 11. ENGINEERING CHANGES. 
 11.1 Supplier-initiated
Changes. Supplier-initiated changes to the Product, or any component thereof, will be governed by the software/firmware support and maintenance provisions of the Agreement, if any, and the terms of the Quality Specification Exhibit.
Notwithstanding the foregoing, any and all changes to the Product shall: (a) meet or exceed the Specifications; and (b) be implemented by Supplier no sooner than a date that provides Sun sufficient time to make driver software and other
system-level changes associated with the Product. Unless otherwise agreed to by Sun in writing, all Supplier-initiated changes shall be at its own cost and expense. 
 11.2 Sun-initiated Changes. Sun, at its option, may request any change by setting forth in writing (including email) the proposed change in reasonable detail submitted to Supplier (“Change Request”).
Supplier shall respond in writing to Change Requests within ten (10) business days of receipt, in each case, setting forth the expected effect of the requested change, including, as appropriate, any additional fees and schedule adjustments
(“Change Request Response”). Sun shall respond within twenty (20) business days of receipt informing Supplier whether it agrees with Supplier’s additional terms, if any, proposed in the Change Request Response. If Sun agrees in
writing to the Change Request Response, Supplier shall promptly begin to implement the agreed changes in accordance with the agreed upon schedule. In the case Supplier does not respond to the Sun initiated change letter within ten (10) business
days of receipt, Sun will notify the Supplier by telephone and send another letter in which the Supplier has five (5) business days to respond. In the case Supplier is unavailable by telephone and does not respond to the second letter within
five (5) business days of receipt, it will be assumed that the changes have been received and accepted and there will be no additional fees and/or schedule adjustments as a result of the changes. 
 11.3 Product Hold. Sun may direct Supplier to stop or hold production of Products pending Product modifications, corrective action or other
changes. Provided the Product conforms with the Specifications and the warranties in Article 18.1, Sun’s payment obligation for Products subject to a stop or hold, and for pre-production versions of the Product not authorized by Sun for
commercial shipment, will be limited to Obsolete Materials as set forth in Article 10.2. Any rework or other Supplier effort required by Sun following direction to stop or hold production of Products, except when such action is attributed to
Supplier, shall constitute a Change Request in accordance with 11.2 above. Sun shall not have any payment obligation for non-conforming product attributed to Supplier that is placed on production stop or hold. Supplier shall take reasonable care to
protect Sun Products affected by a production stop or hold, but shall not be liable for loss or damage resulting from such production stop or hold, except for loss or damage caused by the negligent or willful conduct of its employees or agents.

 12. SERVICE AND SUPPORT. Supplier shall provide reasonable on-site support as requested by Sun to solve problems with non-conforming Products as
well as to validate Sun’s inspection and test methodology. Supplier’s additional support obligations are set forth in the Service and Support Exhibit. 
  

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 13. DEVELOPMENT, SOFTWARE AND TOOLING. 
 13.1 Product Customization and Design Services. If agreed upon by the parties, Supplier will perform product customization work and design services
according to the specifications, milestones, fees and other terms and conditions set forth in the Custom Work Exhibit. 
 13.2
Ownership. Ownership of any patents, copyrights, trademarks, or trade secrets, or other underlying intellectual property rights developed as a result of customization, Non Recurring Engineering (“NRE”) costs, design, Value
Engineering Changes or other services provided under this Agreement shall be as set forth in the Custom Work Exhibit. In the absence of such designation, Sun shall own all right, title and interest in all such intellectual property and
Supplier shall, upon Sun’s request, enter into any assignments, waivers or licenses related to any of the foregoing as Sun deems necessary and appropriate. In the event that Sun is unable for any reason to secure Supplier’s signature to
any document required to apply for or execute any patent, copyright, trademark registration or other application, Supplier hereby irrevocably designates and appoints Sun and its duly authorized officers and agents as Supplier’s agents and
attorneys-in-fact to act for and on Supplier’s behalf and instead of Supplier, to execute and file any such application and to do all other lawfully permitted acts to further the prosecution and issuance of patents, copyrights, trademarks or
other rights thereon with the same legal force and effect as if executed by Supplier. 
 13.3 Ownership of Appearance Design.
Notwithstanding Article 13.1, to the extent Sun uses its own design appearance for the Product, that design appearance is and shall remain the exclusive property of Sun. Supplier may not and agrees not to utilize such design appearance for
its own or other customer products. 
 13.4 Transfer of SUTCs. Supplier shall not sell, distribute or otherwise transfer any SUTCs,
either on a stand-alone basis or incorporated in a product, to any third party without Sun’s prior written consent. 
 13.5
Software. If noted on the applicable Award Letter, the parties’ obligations for software and firmware identified in such Award Letter shall be governed by the terms and conditions of the Software License Exhibit. 
 13.6 Tooling. The parties obligations related to tooling used to design, manufacture and support the Products are set forth in the Tooling
Exhibit. 
 13.7 No Transfer. Except as expressly stated in this Agreement, nothing herein shall be deemed a transfer or license by
Sun of any intellectual property rights that Sun may now possess or acquire in the future which may cover any aspect of the Product. 
 14. MANUFACTURING
RIGHTS. Supplier hereby grants to Sun the manufacturing rights set forth in the Manufacturing Rights Exhibit for all Products identified in an Award Letter as subject to the manufacturing rights provisions of this Agreement. 

15. SUPPLY CHAIN MANAGEMENT 
 15.1 Supplier
Sub-tier Management. If Sun requires Supplier to procure materials from companies on Sun’s approved vendor list, Supplier will comply with Sun’s Sub-tier Management Specification, 923-2349-xx (as amended from time to time). 

15.2 Planning Process and Tools. Supplier agrees to adopt and comply with all Sun supply planning and forecasting tools and processes generally
required across Sun’s supply base. Sun may grant written exceptions to use alternative tools and processes for particular Products. 
 16. SUPPLY
CONTINUITY 
 16.1 Allocation. Supplier will notify Sun within one (1) business day or less, if possible, whenever Supplier
identifies a reasonable likelihood that there is or will be a Supply Constraint. During any period of Supply Constraint, Supplier agrees to allocate materials and capacity to Sun in a manner that (1) is not in a deficiency of or in a surplus of
those materials and capacity allocated to Supplier’s other customers and (2) are in conformity to terms that are equal to or better than those Supplier offers any of its other customers. 
 16.2 Business Continuity Planning. Supplier agrees to provide to Sun a business continuity plan(s) (the “Business Continuity Plan”) to
ensure Supplier’s capability to provide the Products after an event which may materially affect Supplier’s ability to deliver Products to Sun in accordance with Sun’s Forecast and delivery schedules. Supplier’s Business
Continuity Plan shall include alternate sourcing strategies for materials and manufacturing capacity for all work in progress and finished goods (all subject to qualification by Sun). Sun reserves the right to request changes or modifications to the
Business Continuity Plan within sixty (60) days of receipt thereof or any Agreement thereto. Supplier shall update and validate the Business Continuity Plan at least once every calendar year. Sun shall have the right to attend such Business
Continuity Plan updates and validation tests, which will be held at a mutually agreed-upon date and time. A Business Continuity Plan for all Products is set forth in the Business Continuity Plan Exhibit. At Sun’s request, an Award Letter
may incorporate additional Product-specific Business Continuity Plans. Supplier’s Business Continuity Plan does not relieve Supplier of any liability for failure to deliver Products in accordance with the terms of this Agreement. In no event
shall Supplier increase Product costs as a result of the existence or implementation of any Business Continuity Plan. Failure to comply with the terms of this Article may result in, among other things, loss of current or future Sun business and Sun
may terminate this Agreement upon ninety (90) days notice. 
  

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 17. QUALITY. 
 17.1 Quality Specifications. The Products shall comply with all provisions of the Specifications. Supplier shall manufacture the Products in accordance with and follow all the requirements set forth in the
Specifications. 
 17.2 Product Acceptance. Products purchased pursuant to this Agreement will be subject to inspection, testing, and
acceptance by Sun, which will occur within thirty (30) days of receipt of Product. Products will be deemed accepted by Sun in good condition unless Sun provides Supplier with a non-acceptance notice within the mentioned 30-day period.

 17.3 Failure to Meet Minimum Acceptance Rates. If the Product(s) fails to meet the minimum acceptance rates set forth in the
applicable Award Letter, Sun may take all or some of the steps set forth in the Quality Specification Exhibit. 
 17.4 Participation in Sun
Programs and Sun’s Right to Audit. Supplier, at its own expense, shall participate in any Sun environmental program relating to the reduction and elimination of hazardous substances in electrical and electronic equipment. Supplier agrees to
apply and/or use any information, results or processes that it learns by participating in such a program in its manufacturing of the Products and implementation of its duties and obligations under this Amendment. Sun shall, to assure continuous
compliance with Environmental Regulations, have the right to audit Supplier’s implementation and adherence to the obligations contained in this Amendment upon reasonable notice. 
 18. WARRANTY 
 18.1 General Warranties of Supplier. Supplier warrants that: (i) it has the
right to enter into this Agreement; (ii) there are no prior commitments or other obligations that prevent Supplier from fully performing all its obligations under this Agreement; (iii) the services to be provided in connection with the
manufacture and sale of Products shall be performed consistent with prevailing industry standards by competent and qualified personnel; (iv) at the time of delivery to Sun and for a period of thirteen (13) months from the date of Shipment
of Products (“Warranty Period”) unless otherwise expressed in the Award Letter, written designs provided by Sun to Supplier , Product, and all of its components, will be new, merchantable, free from defects in design, materials and
workmanship and will conform in all respects to the Specification; (v) Sun will receive good and marketable title to each Product free from liens or encumbrances of any nature; and (vi) the Products comply with all applicable environmental
laws and regulations. The Services and Support Exhibit will specify the length of the repair warranty period. 
 18.2
Supplier’s Warranty Obligations. During the Warranty Period, in the event a Product fails to comply with any warranty set forth in Article 18.1. above, Supplier shall: (a) make every reasonable effort to immediately correct the non-
compliance; and (b) (i) within three (3) business days of notice of non- compliance from Sun, repair or replace defective Product or (ii) within five (5) business days of notice of non- compliance from Sun, credit Sun for
the amount paid and all costs incidentally related thereto. Supplier shall issue a Return Material Authorization (“RMA”) within one (1) business day after Sun’s request. Any additional terms of the RMA procedure shall be mutually
agreed to between the parties. Sun shall include the RMA number with all returns. Supplier’s warranty will not apply if the Product defect is due solely to (1) the unforeseeable misuse, neglect, or abnormal stress of the Product by Sun or
Sun’s customers, (2) the alteration or modification of the Product by Sun or Sun’s customers, where such alteration or modification was not pursuant to Supplier’s instructions; or (3) Supplier’s compliance with
Sun’s design, specifications or requirements. 
 18.3 Warranty Terms Implemented. “Manufacturers’ Warranties” shall
mean the warranty terms and conditions, whether negotiated by Supplier or Sun, for all Product parts purchased by Supplier. Supplier shall either obtain the right to pass through and shall pass through to Sun all available Manufactures’
Warranties as part of the warranty provisions hereunder, or accept warranty returns from Sun and administer such returns on Sun’s behalf. Where Supplier negotiates a Manufacturer’s Warranty, Supplier agrees to use its reasonable efforts to
secure the most favorable warranty provision that the manufacturer offers to its similarly-situated customers who purchase similar product. Supplier agrees to furnish to Sun the text of all Manufacturers’ Warranties terms upon Sun’s
request, including a list of Supplier’s applicable worldwide repair/exchange locations. 
 18.4 Epidemic Failure Event.

 18.4.1 For purposes of this Agreement, “Epidemic Failure Event” shall mean the Product functional failures during the Warranty
Period as set forth in this Agreement and (i) having the same or similar cause, verified by the Supplier and Sun, or an independent third party on behalf of Sun (ii) occurring within five (5) years after delivery of the Product;
(iii) resulting from defects in materials, workmanship, manufacturing process or design or failure to conform with the Specifications, (iv) having a one month failure rate equal to or in excess of the rate calculation defined as two times
(2x) the most current, consecutive five month (or any other mutually agreed upon, currently monitored duration) rolling average failure rate where the failure rate is calculated by dividing the number of unit fails by the unit population or
installed base (Failure Rate = N unit failures / N unit population). The threshold set forth in Article 18.4.1(iv) shall apply to all Products unless Sun and Supplier have agreed to an alternative metric for a particular Product in the
applicable Award Letter. Supplier shall have no obligation under this Article 18.4 due to the following events so long as they are not attributable to Supplier. For components contained within the Product that are designated in the Product
Award Level Appendix 6: Material Categorization Appendix as “Sun AVL” or “Core” representing specification(s) by Sun for use in the Product and wherein the Supplier is not the AVL vendor for such components, Supplier shall have
no obligation under Article 18.4.3 for the inappropriate specification of such component for its application or intended use. Supplier shall, however, have full 

  

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obligation to ensure that such components as converted, integrated and/or assembled into the Product conform to their specification. Suppliers obligation to
ensure that components meet such specification include, but are not limited to, incoming quality control, sub-tier audits, statistical process control, control of workmanship, outgoing quality inspection and all other relevant elements of the
“Quality Exhibit” of this Agreement. For components contained within the Product that are designated in the Product Award Letter Exhibit as “Core” where it is determined through root cause analysis that such component did not
conform to its specification as sold to or consigned to the Supplier which could not have been reasonably screened or detected by Supplier in conformance to the requirements set forth in the Quality Exhibit, Supplier shall be relieved of the
obligations under Article 18.4.3. For all components not listed in the Award Letter’s Material Categorization Appendix 6 , supplier will bear all obligations described in Article 18.4. Any changes to the components set forth in the Material
Categorization Appendix shall be approved in writing by the authorized representatives of both parties. 
 18.4.2 Upon occurrence of an
Epidemic Failure Event, Sun shall promptly notify Supplier, and shall provide, if known and as may then exist, a description of the failure, and the suspected lot numbers, serial numbers or other identifiers, and delivery dates, of the failed
Products. Sun shall make available to Supplier, samples of the failed Products for testing and analysis. Upon receipt of product from Sun, Supplier shall promptly provide its preliminary findings regarding the cause of the failure. The parties shall
cooperate and work together to determine the root cause. Thereafter, Supplier shall promptly provide the results of its root cause corrective analysis, its proposed plan for the identification of and the repair and/or replacement of the affected
Products, and such other appropriate information. Supplier shall recommend a corrective action program which identifies the affected units for repair or replacement, and which minimizes disruption to the end user. Sun and Supplier shall consider,
evaluate and determine the corrective action program. 
 18.4.3 Upon occurrence of an Epidemic Failure Event, Supplier shall: (a) at
Supplier’s option: (i) either repair and/or replace the affected Products; or (ii) provide a credit or payment to Sun in an amount equal to the cost to Sun for qualified, replacement Products acceptable to Sun; and (b) be liable
for (i) all labor, equipment and processing costs reasonably incurred by Sun or third parties in the implementation of the corrective action program, including test procedures, test equipment, the testing of Products, the cost of repairing
and/or replacing the affected Products; and (ii) reasonable freight, transportation, customs, duties, insurance, storage, handling and other incidental shipping costs incurred by Sun in connection with the repair and/or replacement of the
affected Products. For the avoidance of doubt, the costs borne by either party within an agreed corrective action program shall not be considered incidental under Article 22.2. 
 18.5 EXCEPT AS PROVIDED IN THIS AGREEMENT, ALL EXPRESS OR IMPLIED CONDITIONS, REPRESENTATIONS AND WARRANTIES INCLUDING, BUT NOT LIMITED TO, ANY
WARRANTIES OF DESIGN, MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE OR NON-INFRINGEMENT, ARE DISCLAIMED BY EACH PARTY, EXCEPT TO THE EXTENT THAT SUCH DISCLAIMERS ARE HELD TO BE LEGALLY INVALID. 
 19. ADDITIONAL REPRESENTATIONS OF SUPPLIER. Supplier hereby makes the following additional representations, except that such representations shall not apply to
any SUTC for which Sun has agreed in writing to accept pursuant to Article 10.1.3 but then only for the term specified in such writing: 
 19.1 Supplier represents that the Products, spare and service parts for the Products, including the packaging therefor, are designed and manufactured in such a way that these items can be recycled or recovered at the end of their life cycle
without special precautions or procedures and that no hazardous residues will remain in the Products that are in violation of the Environmental Regulations. 
 19.2 Supplier will provide Sun with all necessary information for disassembling and recycling of the Products, spare or service parts and packaging therefor. 
 19.3 After January 1, 2006, Supplier shall provide to Sun, if requested by Sun, weekly reports that will provide specific data and details as to the
status of their current inventory for materials, components or other manufacturing materials for the Products that are not in compliance with any Environmental Regulations and any SUTCs identified in Articles 5.1 through 5.3. of this Agreement.

 19.4 Supplier will comply with all labelling information to be placed on and/or accompanying the Products as required by the Environmental
Regulations that are applicable to the Products and as required by Sun. 
 19.5 Supplier shall work with its subcontractors and/or suppliers
to ensure that all Products and components thereof provided to Sun by Supplier comply with all Environmental Regulations. 
 20. REMEDIES FOR DEFAULT OF
REPRESENTATIONS. 
 20.1 In the event that Supplier is in violation of any of its obligations contained in Article 19 or
Section 28.1.3, Supplier shall: (a) at Supplier’s option: (i) either repair and/or replace the affected Products so that they are in compliance with all Environmental Regulations; or (ii) provide a credit or payment to Sun
in an amount equal to the cost to Sun for qualified, compliant, replacement 

  

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Products acceptable to Sun; (b) pay for all labor, equipment and processing costs incurred by Sun or third parties in the implementation of the
corrective action program, including test procedures, test equipment, the testing of Products, the cost of repairing and/or replacing the affected Products; (c) reimburse Sun for any fines, payments to third parties, costs or damages incurred
by Sun as a result of any violation or non-compliance by Supplier of its obligations and duties contained in this Agreement; and (d) pay reasonable freight, transportation, customs, duties, insurance, storage, handling and other incidental
shipping costs incurred by Sun in connection with the repair and/or replacement of the affected Products. 
 20.2 In the event that a Product
is not in compliance with any Environmental Regulation, Supplier will advise Sun of: (i) the specific Environmental Regulation(s) that the Product is not in compliance with; (ii) the non-compliant substances/materials present in the
Product; and (iii) the remedial actions being taken by the Supplier to correct any non-compliance. Sun shall have no obligation to accept any Product that is not in compliance with all Environmental Regulations, and in the event that Supplier
ships a non-compliant Product to Sun without Sun’s prior written consent, Sun may return the Product to Supplier for a full refund and the terms for shipping the Product back to Supplier shall be F.O.B., Sun’s address. Supplier further
agrees to actively search for possibilities to replace banned substances and correct any violation of any Environmental Regulation. 
 21. INDEMNIFICATION

 21.1 General Indemnification. Supplier will indemnify, defend and hold harmless Sun and any of its Affiliates, customers,
officers, directors, employees, agents, assigns and successors (“Sun Indemnitiees”) for any loss, damage, expense, costs (including, but not limited to, fees for attorneys and other professionals) or liability (1) arising out of any
occurrence, including injury or death that is caused by Supplier’s breach of this Agreement or negligent or intentional acts or omissions of Supplier or (2) any third party claims arising from Supplier’s performance under this
Agreement or (3) in connection with a claim relating to the Product(s), Technical Information, Software, Custom work, Supplier’s manufacturing process or the materials developed and provided to Sun by Supplier (collectively “Supplier
Materials”). 
 21.2 Intellectual Property Indemnification. Supplier will indemnify, defend and hold harmless the Sun Indemnitees
for any loss, damage, expense, and costs (including but not limited to, reasonable fees for attorneys and other professionals) or liability arising out of or in connection with a claim that the Supplier Materials infringe or misappropriate any
patent, copyright, mask works right, trade secret or other intellectual property right of a third party, except to the extent such claim arises out of Supplier’s compliance with designs or specifications provided and approved in writing by an
authorized Sun representative. 
 21.3 Sun Indemnification. Sun will indemnify, defend and hold harmless the Supplier for any loss,
damage, expense, and costs (including but not limited to, reasonable fees for attorneys and other professionals) or liability arising out of or in connection with a claim that the Sun-provided specifications or designs as implemented by Supplier in
the Supplier Materials infringe or misappropriate any patent, copyright, mask works right, trade secret or other intellectual property right of a third party, and where but for such specifications or designs the claim would not have arisen and
except to the extent Supplier is obligated to indemnify Sun pursuant to Section 21.2. 
 21.4 Notification and Claim Management.
The indemnification in this Article 21 shall not apply unless the indemnified party (the “Indemnitee”): (i) promptly notifies the indemnifying party (the “Indemnitor”) in writing of the receipt of any liability or claim that
is covered by the indemnifications provided in this Article 21; (ii) gives the Indemnitor all reasonably requested information which the Indemnitee has concerning such liability or claim; (iii) reasonably cooperates with and assist
the Indemnitor, at Indemnitor’s expense, in the defense of such liability or claim; and (iv) gives the Indemnitor authority to control the defense and settlement of any such liability or claim, as set forth below. Indemnitee’s failure
to provide written notice of any such liability or claim shall not relieve the Indemnitor from any liability under this Article 21, except to the extent the indemnitor may have been substantially prejudiced by Indemnitee’s failure to give such
notice. The Indemnitor will: (i) defend or settle, at its own expense, any such liability or claim; (ii) keep the Indemnitee advised of the status of any of its defense and/or negotiation efforts; and (iii) afford the Indemnitee
reasonable opportunity to review and comment on significant actions planned to be taken by the Indemnitor on behalf of the Indemnitee. The Indemnitor shall not enter into any settlement that materially adversely affects the Indemnitee’s rights
or interests, without the Indemnitee’s prior written approval. The Indemnitee shall have no authority to settle any claim on behalf of the Indemnitor. 
 21.5 Remedies. Should the manufacture, use, distribution or sale of Supplier Materials be enjoined or become the subject of a claim of infringement, Supplier shall, at its sole option and at no expense to Sun
either: (a) procure for Sun the right to continue to manufacture, use, distribute or sell the same; or (b) replace or modify the same to make it non-infringing, in a manner acceptable to Sun, without materially changing the form, fit, and
function of the Supplier Materials. This Article states the entire liability of either party with respect to infringement for any third party claim relating to the Supplier Materials. 
 22. LIMITATION OF LIABILITY 
 22.1 Each party acknowledges the full extent of its own liability to the
other arising from: death or personal injury resulting from negligent acts or omissions; or claims for non-payment; or the non-excludable statutory rights of consumers (for example, under laws providing for strict product liability). 
  

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 22.2 SUBJECT TO Article 22.1 TO THE EXTENT NOT PROHIBITED BY APPLICABLE LAW AND EXCEPT FOR EACH
PARTY’S OBLIGATIONS REGARDING INDEMNIFICATION AND PROTECTION OF CONFIDENTIAL INFORMATION UNDER THIS AGREEMENT: 
 (A) NEITHER PARTY WILL
BE LIABLE FOR ANY INDIRECT, PUNITIVE, SPECIAL, INCIDENTAL, OR CONSEQUENTIAL DAMAGES IN CONNECTION WITH OR ARISING OUT OF THE AGREEMENT (INCLUDING WITHOUT LIMITATION, LOSS OF BUSINESS, REVENUE, PROFITS, GOODWILL, USE, DATA, OR OTHER ECONOMIC
ADVANTAGE), HOWEVER THEY ARISE, WHETHER IN BREACH OF CONTRACT, BREACH OF WARRANTY OR IN TORT, INCLUDING NEGLIGENCE, EVEN IF THAT PARTY HAS PREVIOUSLY BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. 
 (B) EXCEPT FOR SUPPLIER’S WARRANTY OBLIGATIONS UNDER ARTICLES 18 (WARRANTY), AND 19 (ADDITIONAL REPRESENTATIONS), EACH PARTY’S MAXIMUM AGGREGATE
DIRECT LIABILITY, WHETHER FOR BREACH OF CONTRACT OR IN TORT, INCLUDING NEGLIGENCE, WILL BE LIMITED TO THE GREATER OF TWO MILLION US DOLLARS (US$2,000,000) OR TWO TIMES (2X) THE TOTAL FEES PAID BY SUN FOR THE PRODUCT OVER THE LIFE OF THE
AGREEMENT. ONE OR MORE CLAIMS WILL NOT ENLARGE THIS LIMITATION. 
 22.3 FOR CLAIMS ARISING UNDER ARTICLE 23 (CONFIDENTIAL INFORMATION),
TOTAL DAMAGES (WHETHER DIRECT, INDIRECT OR OTHERWISE) SHALL NOT EXCEED $20 MILLION ON A CUMULATIVE BASIS OVER THE LIFE OF THIS AGREEMENT. 
 22.4 LIABILITY FOR DAMAGES WILL BE LIMITED AND EXCLUDED UNDER THIS ARTICLE 22 EVEN IF ANY EXCLUSIVE REMEDY PROVIDED FOR FAILS OF ITS ESSENTIAL PURPOSE. 
 23. CONFIDENTIAL INFORMATION 
 23.1 Obligation. A party receiving Confidential Information
(“the Recipient”) must keep it confidential using the same degree of care that it exercises with respect to its own information of like importance; but in no event less than reasonable care, and may use it only for the purposes for which
it was provided under the Agreement. Confidential Information may be disclosed only to employees or contractors obligated to the Recipient under similar confidentiality restrictions and only for the purposes for which it was provided to Recipient
under the Agreement. 
 23.2 Exceptions. The obligations of Article 23.1 do not apply to information which: (a) is
rightfully obtained by the Recipient without breach of any obligation to maintain its confidentiality; (b) is or becomes known to the public through no act or omission of the Recipient; (c) the Recipient develops independently without
using Confidential Information of the other party; or (d) is disclosed in response to a valid court or governmental order, if the Recipient has given the other party prior written notice and provides reasonable assistance so as to afford it the
opportunity to object. 
 23.3 Independent Development. Each party understands that the other party may develop or receive information
similar to the Confidential Information. Subject to copyrights and patent rights of each party, either party may develop or acquire technology or products, for itself or others, that are similar to or competitive with the technology or products of
the disclosing party. 
 23.4 Residual Knowledge. Nothing in this Agreement precludes Sun from using General Knowledge. An
employee’s memory is unaided if the employee has not (i) intentionally memorized the Confidential Information for the purpose of retaining and subsequently using or disclosing it, or (ii) made reference to the written embodiment of
Confidential Information. The Sun’s use of General Knowledge is subject to valid patents, copyrights and semiconductor mask work rights of Supplier. Nothing in this Article 23.4 gives Sun the right to disclose, publish or disseminate the
source of General Knowledge of the financial, statistical or personal data or business plans of Supplier. 
 23.5 Publicity. Neither
party shall disclose the existence or the terms and conditions of this Agreement to any third party; except as may be required (i) to implement or enforce the terms of this Agreement; (ii) by legal procedure or by law; or (iii) by an
existing or potential investor, acquiring company, bank or other financial institution, under appropriate non-disclosure terms in connection with a merger, acquisition, financing, loan agreement or similar corporate transaction. Supplier shall not,
without first obtaining the prior written consent of Sun, announce this Agreement in a press release or other promotional material. 
 24. AUDIT RIGHTS

 24.1 Financial Records. Supplier shall keep full, true and accurate records, in accordance with generally accepted accounting
practices reflecting the services performed and any expenses incurred for which Supplier seeks reimbursement under this Agreement. These records, unless prohibited by law, shall be made available for auditing on behalf of Sun upon seventy-two hours
(72) or three days’ (3 ) written notice. The cost of such an audit will be borne by Sun unless the audit reveals any misstatements of fact or errors in aggregate over 5% (five percent) of the scope of the audit, in which case Supplier
shall reimburse Sun for the cost of the audit. The parties shall set forth in writing the scope of the audit. If it is determined through the audit that monies are due from Supplier to Sun, then Supplier shall pay such amounts within thirty
(30) days of receipt of Sun’s demand for the same. Additionally, upon Sun’s request from time to time, Supplier shall make available to Sun copies of such financial records and financial statements as Sun reasonably requests to assist
Sun in understanding and measuring Supplier’s overall financial health. 
  

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 24.2 Process and Quality Audit Rights. In addition to the financial audit
rights set forth in Article 24.1 above, Sun reserves the right to enter Supplier’s premises or other facilities where the Products are being manufactured, stored or handled, including sub-tier supplier locations, upon reasonable notice
and during normal working hours, to audit and inspect the quality of the design, manufacturing, testing, handling or storage of the Products and that Supplier is complying with the terms and conditions herein. Supplier shall be responsible for all
costs related to addressing process and quality issues identified in the audit findings. Failure to promptly resolve audit findings may result in Sun taking corrective action on Supplier’s behalf. All costs of such corrective action will be the
responsibility of Supplier. 
 25. EXPORT LAWS 
 25.1 General. All Products, Intellectual Property, Software, SUTCs, materials, Derivative Matter, Confidential Information, technical data and other items delivered under this Agreement are subject to U.S. export control laws and may
be subject to export or import regulations in other countries. Supplier agrees to comply strictly with all such laws and regulations and acknowledges that it has the responsibility to obtain such license to export, re-export or import as may be
required and as may be permitted under the scope of this Agreement. Supplier shall be the exporter of record under U.S. export control laws if Supplier ships a Product pursuant to the terms of this Agreement or a purchase order supplied by Sun to a
location outside the country from which Supplier’s Product was manufactured. 
 25.2 Required Information. Supplier shall provide
all information under its control which is necessary or useful for Sun to ship or receive Products, Intellectual Property, Software, SUTCs, materials, Derivative Matter, Confidential Information, technical data and other items, including, but not
limited to, U.S. Export Control Classification Numbers (ECCNs) and Commodity Classification Automated Tracking System Numbers (CCATS). Supplier agrees to cooperate with any U.S. Government request to perform post-shipment verification, on-site
inspection, or other post-shipment review of transactions. 
 25.3 No Export To Sanctioned Countries and Parties. Supplier will not
export or re-export to: entities on the most current U.S. export exclusion lists or to countries and its nationals that are subject to U.S. embargo or terrorist controls as specified in the U.S. export laws, including but not limited to the Commerce
Department Export Administration Regulations (EAR) and the Department of Treasury Office of Foreign Asset Control regulations. Supplier agrees to screen orders for listed entities in accordance with procedures established between Sun and Supplier.

 25.4 No Export For Military Uses and Proliferation of Weapons of Mass Destruction. Supplier will not market, sell or otherwise
provide Products, Intellectual Property, Software, SUTCs, materials, Derivative Matter, Confidential Information, technical data and other items covered by this Agreement to parties whom it knows or has reason to know are involved in the design,
development, production or use of military, nuclear, missile, chemical, biological, or other weapons of mass destruction. Supplier shall immediately notify Sun if Supplier becomes aware of parties engaged in such activities and shall immediately
stop providing Products or technical data to these parties. 
 25.5 Export-Controlled Software and Technology. Unless authorized by the
U.S. Government, Supplier will not directly or indirectly export or re-export software or technology, or any derivative product regulated under License Exception “Technology And Software Under Restriction (TSR),” to destinations or
nationals in Country Groups D:1 or E:2, as defined in Part 740 of the EAR. Supplier is responsible for consulting the EAR for the most current restrictions. Supplier is permitted to provide TSR-controlled software and technology only to U.S
citizens, U.S. permanent residents, or nationals of countries eligible under the EAR to receive this content. These restrictions will survive past the expiration or termination of this Agreement. 
 25.6 Deemed Exports. Under the U.S. Export Administration Regulations, transfers of certain export-controlled software and technology to foreign
nationals are treated/deemed as exports to the foreign nationals’ home countries (hereinafter referred to as “Deemed Exports”) and may require export licenses. Supplier shall comply with U.S. export controls regulating all Deemed
Exports of software and technology received from Sun and released to its foreign national employees. Supplier will not transfer any export-controlled software and technology to its foreign national employees until any export licenses that may be
required are obtained. Supplier will comply with Sun’s Deemed Exports processes as provided in writing to Supplier and establish its own procedures to ensure export compliance. 
 25.7 Supplier shall provide all information under its control which is necessary or useful for Sun to obtain any export or import licenses required for
Sun to ship or receive Products, including, but not limited to, U.S. Customs Certificates of Delivery, Certificates of Origin, U.S. Federal Communications Commissions (“FCC”) identifier, and DHHS (Bureau of Radiologic Health, FDA)
Accession Number, if applicable. When requested by Sun, Supplier shall provide the following Import-related documentation to Sun by certified mail within fifteen (15) days after shipment of Product to Sun: (i)

  

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Manufacturer’s Certificate of Origin and FCC identifier, DHHS/FDA Accession Number to permit Sun to import Product; (ii) U.S. Customs Certificates
of Delivery, attention: Sun’s Import Administration Department, Sun Microsystems, Inc., 10 Network Circle, M/S UMPK10-152, Menlo Park, CA 94025, Fax: (650) 786-0508. 
 25.8 Supplier shall comply with commercially reasonable requests for information from Sun to assist Sun in complying with export, import and
customs laws, including, but not limited to, setting up a procedure with Sun Microsystems International B.V. (“Sun BV”) so that Supplier can provide periodic statements of origin submitted to Sun BV’s designated origin certification
agent, The Edinburgh Chamber of Commerce. 
 26. SUPPLIER INSURANCE POLICIES. Supplier agrees to comply with the requirements set forth in the
Insurance Exhibit. 
 27. TERMINATION 
 27.1 Termination of Award Letter. If a party fails to comply with any of the material provisions of the Award Letter or this Agreement and such condition is not remedied within thirty (30) days, the adversely affected party may, by
written notice, terminate and/or suspend its performance under an Award Letter hereunder without penalty, and may at its sole election terminate this Agreement. In the event an Award Letter is terminated, Sun reserves the right to continue to
receive services under the Services and Support Exhibit. 
 27.2 Supplier Insolvency. In the event either party becomes
insolvent, enters into voluntary or involuntary bankruptcy, ceases to conduct business or assigns its interests in this Agreement to a third party creditor, the other party may immediately terminate this Agreement. 
 27.3 Effect of Termination or Expiration. Neither party will be liable for any damages arising out of termination or expiration of this Agreement,
provided that such termination or expiration will not affect any right to recover damages sustained by reason of a material breach of the terms of this Agreement. 
 27.4 Actions upon Termination. Upon termination or expiration of the Agreement and/or termination of the Services and Support Exhibit, either party shall return all equipment documentation, Confidential
Information and Software provided to it by the other party. 
 28. GENERAL 
 28.1 Compliance with Law. 
 28.1.1
Supplier shall comply with all laws and regulations applicable to the manufacture and sale of the Products, including, by way of example, Executive Order 11246 as amended by Executive Order 11375 (non-discrimination in employment), the U.S. Clean
Air Act of 1990, FAR 52.219-8, Utilization of Small Business Concerns (October 2000) (15. U.S.C. 637(d)(2) and (3)), and FARS 52.222-26, 52.222-35, 52.222-36 and 52.247-64. Supplier shall not use any ozone depleting substances listed in annexes A
and B of the Montreal Protocol, including but not limited to chlorofluorocarbons, in the manufacture of Products. Sun reserves the right to reject any Products manufactured utilizing or containing such materials if Sun has not previously been
notified of the same. 
 28.1.2 Supplier shall comply with all environmental laws, regulations, rules, ordinances, standards and the like
regulating hazardous substances in electrical and electronic equipment applicable to the manufacture and sale of the Products, including: (i) the Directive 2002/95/EC of the European Parliament and of the Council on the restriction of the use
of certain hazardous substances in electrical and electronic equipment (RoHS); (ii) the Chinese regulation entitled the Management Methods for the Prevention and Control of Pollutants from Production of Electronic Information Products; and
(iii) U.S. Federal and state laws and regulations as stated above. Items (i) through (iii) of this paragraph shall also be referred to as the “Environmental Regulations”. Environmental Regulations also include any
obligations or duties relating to all laws and regulations referenced in this Article, any labelling information requirements for the Products, spare and service parts and any packaging requirements for such items. 
 28.1.3 Supplier acknowledges that Sun is purchasing Products from Supplier so that Sun may distribute Products, service and spare parts relating to such
Products on a world-wide basis without restrictions. Accordingly, Supplier’s compliance with the Environmental Regulations is critical to Sun and a material reason why Sun is purchasing Products from Supplier. Supplier further acknowledges
that, unless otherwise directed by Sun in writting, Sun reserves the right to reject any Products (including any service or spare parts relating thereto) manufactured by Supplier that fail to comply with any applicable Environmental Regulation or
utilize or contain materials that are not in compliance with such Environmental Regulations. 
  

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 28.1.4 Notification of Substances Addressed in Environmental Regulations. Supplier agrees
to provide Sun, upon request from the Agreement Effective Date onwards, a list of all substances, including the amounts, identified in an Environmental Regulation that are contained in or not contained in the Products, spares/replacement parts and
service parts and packaging of such items, and documentary evidence of compliance with the Environmental Regulations for the Sun Products, spares/replacement parts and service parts and packaging of such items. In addition, Supplier shall comply
with: 
 (i) industry standards, including, but not limited to standards set forth by the National Electronics Manufacturing Initiative,
Inc.; 
 (ii) any Sun specifications, including Sun’s WWOPS Supplier Engineering: RoHS-Compliant and Lead (Pb)-Free Supplier
Specification #914-1742 (“Document No. 914-1742”) and Supplier Specification #914-1747 WWOPS Supplier Engineering: RoHS Compliant Systems. 
 28.1.5 Supplier acknowledges that it has been provided copies of the above-mentioned documents and any other relevant standard or specification that Sun has requested that Supplier comply with, and in case of the
latter, Supplier shall have thirty (30) days to review and approve any new standard and specification. In the event that Supplier believes that it can not implement the new standard or specification, Supplier shall contact Sun to develop a plan
as to how the new standard or specification will be implemented by Supplier. If Supplier does not contact Sun within thirty (30) days of receiving the new standard or specification, it shall be deemed that Supplier will agree to implement and
comply with the new standard and/or specification. Supplier acknowledges that Documents identified in item (ii) of this Article are Sun Confidential Information. 
 28.1.6 Future Environmental Regulations. Without prejudice to the representations and warranties of Supplier as described in this Agreement, in the event any new Environmental Regulation is enacted or
promulgated after the date of the signing of this Agreement, Sun and Supplier will negotiate to establish within a reasonable period of time equitable terms to prevent or remedy any non-compliance by Supplier of any warranty and representation
contained in this Agreement as a consequence of such enactment or promulgation of work together to comply with any new Environmental Regulation. 
 28.2 Assignment. The rights, duties and obligations of either party under this Agreement may not be assigned in whole or in part by operation of law or otherwise without the prior express written consent of the other party, which
consent shall not be unreasonably withheld, and any attempted assignment of any rights, duties or obligations hereunder without such consent shall be null and void. This Agreement shall be binding on the parties and their respective successors and
permitted assigns. 
 28.3 Dispute Resolution. The parties will use reasonable efforts to resolve any dispute arising out of the
Agreement through a meeting of appropriate managers from each party. If the parties are unable to resolve the dispute, either party may escalate the dispute to its executives. If an executive level meeting fails to resolve the dispute within thirty
(30) days after escalation, either party may seek any available legal relief. This provision will not affect either party’s right to seek injunctive or other equitable relief at any time. Pending resolution of any dispute, Supplier agrees
to continue to develop, fabricate, or have fabricated, and deliver Products under the terms of this Agreement as directed by Sun. Neither parties’ rights under Article 25 (Termination) shall be limited by this Article 28.3.

 28.4 Governing Law. All disputes will be governed by the laws of California. The parties irrevocably consent to the jurisdiction and
venue of the State of California or its courts located in Santa Clara County. Choice of law rules of any jurisdiction and the United Nations Convention on Contracts for the International Sale of Goods will not apply to any dispute under the
Agreement. 
 28.5 Force Majeure. Neither party shall be liable hereunder by reason of any failure or delay in the performance of its
obligations hereunder on account of acts of God or other cause which is beyond the reasonable control of such party and could not have been avoided by the exercise of reasonable prudence. In the event of the occurrence of any force majeure event,
the affected party shall notify the other party immediately in writing of the invocation of this Article 28.5, and each party’s obligations hereunder to the other shall be suspended for the duration of such force majeure event; provided,
however, that the affected party shall be obligated to use its commercially reasonable efforts to restore performance hereunder as soon as reasonably practicable, and provided, further, that if such event continues for more than thirty
(30) days in the aggregate in any six (6) month period, the non-affected party shall have the right to terminate this Agreement at any time upon written Notice to the other party. Nothing in this Article 28.5 is meant to relieve
Supplier’s obligations under Article 16.2 (Business Continuity Plan). 
 28.6 Notices. All written Notices required by this
Agreement must be delivered in person or by means evidenced by a delivery receipt or acknowledgment and will be effective upon receipt. 
 For Sun: 
 Sun Microsystems, Inc. 
 4150 Network Circle 
 Attn.: Legal (Worldwide Operations) 
 Santa Clara, CA 95054 
  

 14 

 For Supplier: 
 Mitac International Corporation 
 No. 200, Wen
Hua 2nd Road, 
 Kuei San Hsiang, Taoyuan, 
 Taiwan, R.O.C. 
 ATTN: General Counsel 
 28.7 Gratuities. Supplier represents and warrants that it has not offered or
given and will not offer or give any employee, agent or representative of Sun any gratuity with the view toward securing any business from Sun or influencing such person with respect to the business between the parties. 
 28.8 Relationship. This Agreement is not intended to create a partnership, franchise, joint venture, agency, or a fiduciary or employment
relationship. Neither party may bind the other party or act in a manner which expresses or implies a relationship other than that of independent contractor. 
 28.9 Invalidity. If any provision of the Agreement is held invalid by any law or regulation of any government or by any court or arbitrator, such invalidity will not affect the enforceability of other
provisions. 
 28.10 Survival of Terms. Rights and obligations under this Agreement in Articles 9 (Payment
Terms/Invoices), 13 (Development, Software and Tooling), 18 (Warranty), 19 (Additional Representations), 21 (Indemnification), 22 (Limitation of Liability), 23 (Confidentiality Information), 24.1
(Financial Records), 25 (Export and Import Licenses), 26 (Supplier Insurance Policies), 27 (Termination) and 28 (General), and those others which by their nature should survive, will remain in effect after termination or
expiration of this Agreement. 
 28.11 No Waiver. Any express waiver or failure to exercise promptly any right under this Agreement
will not create a continuing waiver or any expectation of non-enforcement. 
 28.12 Modification. No modification to this Agreement
will be binding, unless in writing and manually signed by an authorized representative of each party. 
 28.13 Order of Precedence. In
the event of a conflict between the documents comprising this Agreement, the order of precedence shall be (i) the licensing and ownership terms of any Custom Work Exhibit; (ii) the Award Letter(s) (iii) Award Letter Appendices,
(iv) the exhibits; and (v) this Agreement. 
 29. EXHIBITS. The various exhibits to this Agreement are attached hereto and incorporated by
reference herein as if set forth in full as of the effective date of each exhibit, which may be subsequent to the Agreement Effective Date. 
 30. ENTIRE
AGREEMENT. This Agreement, including exhibits and Award Letters, together with any Award Letters, constitutes the entire agreement between Supplier and Sun relating to its subject matter. It cancels and supersedes all prior or contemporaneous
oral or written communications, proposals, conditions, representations and warranties and prevails over any conflicting or additional terms contained in any quote, purchase order, acknowledgment, or other communication between the parties relating
to its subject matter. 
  

 15 

 IN WITNESS WHEREOF, the parties have caused this Agreement to be signed by their duly authorized representatives on the
date(s) set forth below. 
  

							
	 SUN MICROSYSTEMS, INC.
	 	MITAC INTERNATIONAL CORPORATION
				
	By	 	 /s/ Susan P. Johnston
	 	By	 	 /s/ Billy J. Ho

	Name	 	Susan P. Johnston	 	Name	 	Billy J. Ho
	Title	 	VP Operations	 	Title	 	President
	Date	 	May 16, 2007	 	Date	 	May 2, 2007
		
	SUN MICROSYSTEMS INTERNATIONAL B.V.	 	SYNNEX CORPORATION
				
	By	 	 /s/ Edwin de Waal
	 	By	 	 /s/ Simon Y. Leung

	Name	 	Edwin de Waal	 	Name	 	Simon Y. Leung
	Title	 	Controller	 	Title	 	General Counsel and Corporate Secretary
	Date	 	16 May 2007	 	Date	 	May 16, 2007

  

 16Stock Purchase and Sale Agreement

 EXHIBIT 10.1 
 For further information contact: 
 Dr Paul D’Sylva 
 CEO 
 Commonwealth Biotechnologies, Inc. 
 858 699 0298 
 Dr. John P McAlister

 CEO 
 Tripos, Inc. 
 314 616.4473 
 STOCK PURCHASE AND SALE
AGREEMENT 
 by and among 
 Tripos, Inc., 
 a Utah corporation, 
 Tripos UK Holdings Limited, 
 a private limited company incorporated in England, 
 and 
 Commonwealth Biotechnologies,
Inc., 
 a Virginia corporation 
 Dated as of May 11, 2007 

 TABLE OF CONTENTS 
  

							
	 	  	Page
	ARTICLE 1	  	1
	PURCHASE AND SALE OF SHARES	  	1
		 	1.1.	  	Sale and Delivery of Shares	  	1
	ARTICLE 2	  	1
	PURCHASE PRICE	  	1
		 	2.1.	  	Payment of Initial Consideration.	  	1
		 	2.2.	  	Payment of Additional Consideration	  	2
	ARTICLE 3	  	2
	REPRESENTATIONS AND WARRANTIES OF SELLER	  	2
		 	3.2	  	Capitalization.	  	2
		 	3.3	  	Corporate Authority and Approvals.	  	3
		 	3.4	  	Title to Shares and Assets.	  	3
		 	3.5	  	Government Filings; No Violations or Conflicts	  	3
		 	3.6	  	Litigation	  	3
		 	3.7	  	Brokers.	  	3
	ARTICLE 4	  	6
	REPRESENTATIONS AND WARRANTIES OF PURCHASER	  	6
		 	4.1	  	Organization and Authority.	  	6
		 	4.2	  	Compliance with Other Instruments.	  	6
		 	4.3	  	Brokers.	  	6
	ARTICLE 5	  	7
	COVENANTS OF PURCHASER	  	7
		 	5.1	  	Additional Advances.	  	7
		 	5.2	  	Compliance with English Financial Assistance Laws.	  	7
		 	5.3	  	Employee Matters.	  	7
		 	5.4	  	Filing Assistance.	  	7
		 	5.5	  	Use of Name.	  	7
	ARTICLE 6	  	8
		 	6.1	  	Representations and Warranties.	  	8
		 	6.2	  	Absence of Litigation.	  	8
		 	6.3	  	Consents and Approvals.	  	8
		 	6.4	  	SWERDA Transaction.	  	8
		 	6.5	  	DTI Repayment and Consent.	  	9
		 	6.6	  	Equipment Lessor Consent.	  	9
		 	6.7	  	License Agreement.	  	9
	ARTICLE 7	  	9
	CONDITIONS PRECEDENT TO SELLER’S OBLIGATIONS	  	9
		 	7.1	  	Representations and Warranties.	  	9
		 	7.2	  	Absence of Litigation.	  	10
		 	7.3	  	Consents and Approvals.	  	10
		 	7.4	  	SWERDA Transaction.	  	10
		 	7.5	  	DTI Repayment and Consent.	  	10
		 	7.6	  	U.S. Employees.	  	10
		 	7.7	  	UK Executives.	  	10
		 	7.8	  	Board Approval.	  	10
		 	7.9	  	Security Interest.	  	10
		 	7.10	  	Identified Receivables.	  	10
		 	7.11	  	Financial Assistance Matters.	  	11
	ARTICLE 8	  	11
	CLOSING	  	11
		 	8.1	  	Closing.	  	11

  

 i 

							
		 	8.2	  	Deliveries by Parent and Seller.	  	11
		 	8.3	  	Deliveries by Purchaser.	  	11
	ARTICLE 9	  	12
	MISCELLANEOUS	  	12
		 	9.1	  	Survival of Representations and Warranties.	  	12
		 	9.2	  	Publicity.	  	12
		 	9.3	  	Commercially Reasonable Efforts.	  	12
		 	9.4	  	Further Acts and Assurances.	  	12
		 	9.5	  	Notices.	  	12
		 	9.6	  	Construction.	  	13
		 	9.7	  	Knowledge.	  	13
		 	9.8	  	Attachments.	  	14
		 	9.9	  	Parties Bound by Agreement.	  	14
		 	9.10	  	Counterparts.	  	14
		 	9.11	  	Headings.	  	14
		 	9.12	  	Modification and Waiver.	  	14
		 	9.13	  	Severability.	  	14
		 	9.14	  	Access to Records.	  	14
		 	9.15	  	Entire Agreement.	  	15
		 	9.16	  	Certain Definitions.	  	15

  

 ii 

 STOCK PURCHASE AND SALE AGREEMENT 
 THIS STOCK PURCHASE AND SALE AGREEMENT (this “Agreement”), made and entered into this 11th day of May, 2007, by and among Tripos, Inc., a Utah
corporation (“Parent”), Tripos UK Holdings Limited, a wholly-owned subsidiary of Parent and a private limited company incorporated in England (“Seller”), and, Commonwealth Biotechnologies, Inc., a Virginia corporation
(“Purchaser”). 
 RECITALS 
 1. Seller is the owner of a discovery research business (the “Business”) conducted through the operation of its wholly-owned subsidiary Tripos Discovery Research Ltd. (“TDR”); 
 2. Purchaser desires to purchase from Seller, and Seller desires to sell to Purchaser, all of the issued and outstanding share capital of TDR comprising
101,000 shares of £1.00 each (the “Acquired Shares”), which transfer shall cause the Purchaser to own one hundred percent (100%) of TDR, all for the purchase price and subject to the terms and conditions set forth in this
Agreement; and 
 NOW, THEREFORE, in consideration of the premises and the representations, warranties, covenants and agreements contained
herein, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows: 
 ARTICLE 1 
 PURCHASE AND SALE OF SHARES 
 1.1. Sale and Delivery of Shares. Subject to the terms and conditions hereof, Seller agrees to sell, assign, transfer and deliver, or cause to be
sold, assigned, transferred and delivered, to Purchaser, and Purchaser agrees to purchase and accept from Seller at the “Closing” (as hereinafter defined), all of Seller’s right, title and interest in and to the Acquired Shares for
the Purchase Price (as defined in, and subject to adjustment in accordance with, Article 2 hereof). 
 ARTICLE 2 
 PURCHASE PRICE 
 2.1.
Payment of Initial Consideration. The aggregate consideration for the Acquired Shares (the “Purchase Price”) shall be three hundred fifty thousand dollars US ($350,000.00) (the “Initial Consideration”), plus addition
consideration computed pursuant to Section 2.2 (the “Additional Consideration”). Simultaneously with the execution of this Agreement, the Purchaser has delivered to the Seller the Initial Consideration, as a non-refundable deposit
pursuant to this Agreement. 

 2.2. Payment of Additional Consideration. 
 (a) “Additional Consideration” means the proceeds, to a maximum aggregate sum of one
million eight hundred thousand dollars US ($1,800,000) collected by or on behalf of TDR on or after March 20, 2007 and through and including July 15, 2007 under invoices by TDR to Tripos, Inc. in its capacity as the sole distributor for
TDR to the end-user customer outstanding on the date of this Agreement or created from the date hereof through and including the Closing Date, which shall also include receivables arising under an order from Schering Plough order #0000303433 with an
order date of February 28, 2007, regardless of whether such amounts are invoiced before or after the Closing Date (the “Identified Receivables”). Schedule I hereto sets forth the Identified Receivables outstanding on the date hereof,
and shall be updated on the Closing Date. To the extent all Identified Receivables have not been collected by the 52nd day after completion of the financial assistance described in Section 7.11, Purchaser shall immediately transfer such unpaid Identifiable Receivables to Parent in full satisfaction of the payment of Additional
Consideration contemplated by the Agreement. 
 (b) Following the Closing Date, Parent shall be entitled to receive, when and as received by
or on behalf of TDR, all proceeds of the Identified Receivables. The parties agree that TDR shall be entitled to record the payment of the Identified Receivables as revenues in accordance with its revenue recognition policies, and the entitlement of
Parent shall be to the proceeds of this receivables. 
 ARTICLE 3 
 REPRESENTATIONS AND WARRANTIES OF SELLER 
 Except as set forth in the
Seller disclosure schedule attached to this Agreement (the “Seller Disclosure Schedule”) (with respect to which any particular reference to a section or subsection of this Agreement shall be deemed to be disclosed under all other sections
or subsections of this Agreement), each of the Seller and Parent hereby represents and warrants to Purchaser that: 
 3.1 Organization,
Good Standing and Qualification. Parent is a corporation duly organized, validly existing and in good standing under the laws of the State of Utah, and each of Seller and TDR is a limited company duly incorporated and validly existing under the
laws of England and Wales. Seller and TDR each has all requisite corporate or similar power and authority to own and operate its properties and assets and to carry on its business as presently conducted and is qualified to do business in each
jurisdiction where the ownership or operation of its properties or conduct of its business requires such qualification. 
 3.2
Capitalization. The Acquired Shares constitute the entire allotted and issued share capital of TDR and are fully paid or credited as fully paid. Seller is the sole legal and beneficial owner of the entire allotted and issued share capital of
TDR. The issued shares of TDR are fully paid up and, free from Encumbrances. There are no preemptive or other outstanding rights, options, warrants, conversion rights, redemption rights or repurchase rights to issue or sell any shares of TDR or any
securities or obligations convertible or exchangeable into or exercisable for, or giving any Person a right to subscribe for or acquire, any securities of TDR. 
  

 2 

 3.3 Corporate Authority and Approvals. (a) Each of Parent and Seller has the necessary
corporate power and authority and has taken all corporate action necessary in order to execute, deliver and perform its obligations under this Agreement and to carry out and complete the sale of the Acquired Shares. The execution and delivery of
this Agreement by Parent and Seller and the consummation by Parent and Seller of the transactions contemplated hereby have been duly and validly authorized by all necessary corporate action and no other corporate proceedings on the part of Parent or
Seller are necessary to authorize this Agreement or to consummate the transactions contemplated hereby to the extent required under the UBCA or the laws of England or Wales. This Agreement has been duly executed and delivered by both Parent and
Seller and, assuming the due authorization, execution and delivery by Purchaser, constitutes a legal, valid and binding obligation of both Parent and Seller, enforceable against Parent and Seller in accordance with its terms, except as such
enforceability may be limited in either case by bankruptcy, insolvency, reorganization, moratorium and other similar laws of general applicability relating to or affecting creditors’ rights generally and by the application of general principles
of equity (regardless of whether enforcement is sought in a proceeding at law or in equity). 
 3.4 Title to Shares and Assets. The
Seller has marketable title to the Acquired Shares free and clear of all Encumbrances. Except as set forth in Section 3.4 of the Seller Disclosure Schedule, and except for capital leases or security to Parent for advances made to TDR,
Seller has marketable title to all of the assets of the Business, free and clear of all Encumbrances, except liens for taxes not yet due and payable. 
 3.5 Government Filings; No Violations or Conflicts. Except as set forth in Section 3.5 of the Seller Disclosure Schedule, the execution and delivery of this Agreement by Parent and Seller do not,
and the performance by Parent and Seller of their respective obligations under this Agreement will not, (i) conflict with or violate the organizational documents of Parent, Seller, or TDR, or (ii) conflict with or violate any law, statute,
ordinance, rule, regulation, order, judgment or decree applicable to Parent, Seller or TDR. 
 3.6 Litigation. No suit, proceeding,
hearing or governmental investigation is pending or, to the knowledge of Seller, threatened in writing against Seller or TDR. 
 3.7
Brokers. Neither Parent, Seller nor any of their executive officers, directors or employees has employed any broker or finder or incurred any liability for any brokerage fees, commissions or finders fees in connection with the transactions
contemplated by this Agreement, except that for any agreement with Seven Hills Partners LLC for financial advisory services rendered to Parent at sole expense of Parent. 
 3.8 Compliance with Laws; Permits. TDR holds all permits, licenses and approvals (none of which has been modified or rescinded and all of which are in full force and effect) from all necessary for TDR to carry
on the Business as presently conducted (collectively, the 

  

 3 

 
“Permits”). The Business is not being conducted in material violation of any applicable law, statute, ordinance, regulation, judgment,
Permit, order, decree, concession, grant or other authorization of any Governmental Entity. 
 3.9 Environmental Matters.  

(a) In this Section 3.9: 
 (1) “Dangerous Substance” means any natural or artificial substance (whether solid, liquid or gas and whether alone or in combination with any other substance or radiation) capable of causing harm to any
human or other living organism or damaging the Environment, public health or welfare. 
 (2) “Environment” means the
environmental media of air, water and land, all living organisms and natural or man-made structures. 
 (3)
“Environmental Law” means all law in England and Wales relating to the protection of human health or the Environment, the conditions of the workplace or the generation, transportation, storage, treatment, emission or disposal of a
Dangerous Substance or Waste. 
 (4) “Environmental License” means any authorization, license, consent or permission
required under any Environmental Law. 
 (5) “Waste” means any unwanted or surplus substance irrespective of whether
it is capable of being recycled or recovered or has any value. 
 (b) TDR has at all times complied in all material respects
with Environmental Law and obtained, and complied with, all Environmental Licenses necessary for carrying on the Business and is not in material breach of any Environmental Law. 
 (c) The Environmental Licenses necessary for carrying on the Business are in full force and effect and there are no circumstances existing
which will give rise to the suspension or revocation of, to lead to the imposition of unusual or onerous conditions on, or to prejudice the renewal of, any of those licenses. 
 3.10 Labor Matters.  
 (a) Seller has made available to Purchaser copies of all standard form contracts and handbooks and policies which apply to the employees, officers and directors of TDR. 
 (b) There is no outstanding claim against TDR by any Person who is now or has been an employee or officer of TDR. 
  

 4 

 (c) TDR is not party to any collective bargaining agreement with any trade union or staff
association other than as required by government regulation. 
 (d) TDR has not formally recognized a trade union and is not a
party to any agreement with any trade union or group or organization representing employees in respect of its employees. 
 (e) TDR has not in the last six (6) years provided, or agreed to provide, any loan, gratuitous payment or gratuitous benefit to any of its directors, officers or employees or any of their dependants which remains outstanding.

 3.11 Intellectual Property. 
 (a) For purposes of this Section 3.11, “Business Intellectual Property” means all of the: (i) patents and patent applications; (ii) registered trademarks and trademark applications and
material unregistered trademarks; (iii) copyrights; and (iv) registered domain names owned by TDR and used in the Business. 
 (b) The registrations in connection with the Business Intellectual Property are valid and subsisting, all necessary registration and renewal fees in connection with such registrations have been paid, and all necessary
documents and certificates in connection with such registrations have been filed with the relevant authorities for the purposes of maintaining such registrations. 
 (c) There are no contracts, licenses and agreements between Parent, Seller or TDR, on the one hand, and any other Person, on the other
hand, relating primarily to the Business Intellectual Property as to which there is any dispute regarding the scope of such agreement, or performance under such agreement including with respect to any payments to be made or received by TDR
thereunder. 
 (d) Neither Parent, Seller or TDR has received notice from any Person that the operation of the Business,
including the design, development, manufacture and sale of products and provision of services infringes the intellectual property of any Person. 
 (e) To the knowledge of Parent and Seller, no Person is materially infringing any of the Business Intellectual Property. 
  

 5 

 ARTICLE 4 
 REPRESENTATIONS AND WARRANTIES OF PURCHASER 
 Purchaser hereby represents and warrants to
Seller as follows: 
 4.1 Organization and Authority. 
 (a) Purchaser is a corporation duly incorporated, validly existing and in good standing under the laws of the Commonwealth of Virginia.
Purchaser has all requisite corporate power and authority to execute and deliver this Agreement and perform its obligations hereunder. 
 (b) The execution and delivery of this Agreement by Purchaser and the performance of its obligations hereunder, have been duly authorized by all necessary corporate action on the part of Purchaser. This Agreement has
been duly executed and delivered by Purchaser and constitutes a valid and binding obligation of Purchaser, enforceable against Purchaser in accordance with its terms, except as such enforceability may be limited by bankruptcy, insolvency,
reorganization, moratorium and other similar laws of general applicability relating to or affecting creditors’ rights generally and by the application of general principles of equity (regardless of whether enforcement is sought in a proceeding
at law or in equity). 
 4.2 Compliance with Other Instruments. The execution and delivery of this Agreement by Purchaser and the
performance by Purchaser of its obligations hereunder will not (a) conflict with or result in any violation of the organizational documents of Purchaser or (b) conflict with or violate any judgment, decree, law or order applicable to
Purchaser. 
 4.3 Brokers. No finder, broker, agent or other intermediary has acted for or on behalf of Purchaser in connection with
the negotiation and consummation of this Agreement or the transactions contemplated hereby. 
  

 6 

 ARTICLE 5 
 COVENANTS OF PURCHASER 
 Purchaser covenants and agrees with Seller as follows: 
 5.1 Additional Advances. From and after May 14, 2007, Tripos may, in its discretion, make additional advances to support the operation of the
TDR business (the “Additional Advance”) to a maximum of £100,000 after consulting with Purchaser. Any further advances, whether made by Tripos or the Purchaser shall be made only after consultation with and approval by Tripos and
Purchaser. Tripos shall be entitled to require that the Additional Advance be secured by assets of TDR, other than receivables allocated to the computation of “Additional Consideration”, as contemplated by Section 2.2(a) and in
accordance with applicable English law. Any such advances shall remain obligations of TDR following closing, and shall not be forgiven. Unpaid advances shall bear interest at the rate of 8% per annum, shall be repaid on or prior to
June 30, 2007. 
 5.2 Compliance with English Financial Assistance Laws. Purchaser will take all reasonable steps necessary to
assure that the transaction complies with English financial assistance laws, including, if necessary, restructuring the transaction so that such laws shall not be applicable to the transaction and the payments to Parent thereunder and assets of TDR
shall not be used to effect these payments. 
 5.3 Employee Matters. Purchaser shall execute and deliver to Parent for filing the
appropriate forms, certificates or other documents, including Purchaser’s acknowledgment that it is a successor to the Business, and undertake to obtain any consents required under applicable law, to terminate any liability of Parent or Seller
for any unemployment compensation payments required to be made to any state or county (or a fund maintained by it) after the Closing Date with respect to any Employees of the Business. 
 5.4 Filing Assistance. Purchaser shall, upon request by Parent, furnish Parent with all information concerning itself, its subsidiaries,
directors, executive officers and stockholders and such other matters as may be reasonably necessary or advisable in connection with any statement, filing, notice or application made by or on behalf of Parent or Seller to any third party or any
Governmental Entity in connection with the transactions contemplated by this Agreement. 
 5.5 Use of Name. Notwithstanding any other
provision of this Agreement, from the Closing Date, Purchaser shall not, without the prior written consent of Parent, utilize the name “Tripos” or any similar name other than in accordance with the terms of the Software License Agreement,
dated March 20, 2007, between TDR and Tripos, L.P. (the “License Agreement”). 
  

 7 

 5.6 Proceeds and Revenues. From the date hereof, until Parent shall have received all Proceeds
Consideration and Revenue Consideration, Purchaser shall not (i) take (nor permit TDR to take) any action to hinder, or (ii) refrain from taking (or permit TDR to refrain from taking) any commercially reasonable action to facilitate, the
collection of the Proceeds Consideration, the Revenue Consideration and the repayment of Advances. 
 ARTICLE 6 
 CONDITIONS PRECEDENT TO PURCHASER’S OBLIGATIONS 
 The obligations of Purchaser to consummate the transactions contemplated by this Agreement are subject to the satisfaction of each of the following conditions prior to or at the Closing, unless specifically waived in
writing by Purchaser in advance: 
 6.1 Representations and Warranties. 
 (a) The representations and warranties of Parent and Seller contained in this Agreement shall be true and correct in all respects as of
the date of this Agreement. 
 (b) Each of Parent and Seller shall have duly performed and complied in all respects with all
covenants, agreements and conditions required by this Agreement to be performed or complied with by Seller prior to or at the Closing. 
 (c) Seller shall have delivered a certificate executed by a duly authorized officer to Purchaser to the foregoing effect. 
 6.2 Absence of Litigation. No order, writ, injunction or decree which is binding on Purchaser, Parent and/or Seller and which prohibits Purchaser, Parent and/or Seller from consummating the transactions
contemplated hereby shall be in effect; provided that Purchaser shall have used its commercially reasonable efforts to have any such order, writ, injunction or decree lifted and the same shall not have been lifted by any such court or governmental
or regulatory agency. 
 6.3 Consents and Approvals. All governmental and regulatory approvals requisite or appropriate to the
consummation of the transactions contemplated herein shall have been obtained (or all applicable waiting periods shall have expired) and shall remain in full force and effect. 
 6.4 SWERDA Transaction. Parent, Seller, TDR, Purchaser and the South West of England Regional Development Agency (“SWERDA”) shall have
executed one or more definitive agreements (together, the “SWERDA Arrangement”) pursuant to which (i) TDR shall sell to SWERDA, and SWERDA shall subsequently leaseback to TDR, the property at Bude-Stratton Business Park, Bude,
Cornwall, EX23 8LY, (ii) SWERDA shall consent to the transactions contemplated hereby, and (iii) SWERDA shall release each of Parent, Seller and TDR from all repayment liabilities and related guaranties. 
  

 8 

 6.5 DTI Repayment and Consent. Parent and Seller shall have allocated and restricted twenty
percent (20%) of the proceeds of the SWERDA Arrangement for the settlement of the grants of the U.K. Department of Trade and Industry (“DTI”) listed on Schedule 6.5 and DTI shall have executed one or more definitive agreements,
pursuant to which (i) DTI consents to the transactions contemplated hereby and (ii) Parent, Seller, TDR and DTI shall reach a mutually agreeable settlement of obligations under the DTI grants in the amount of £591,000 (including
contributions by Tripos not exceeding £71,000), and (iii) DTI shall release each of Parent, Seller and TDR from all repayment liabilities and related guaranties under the DTI grants. 
 6.6 Equipment Lessor Consent. A consent shall have been obtained from CSI Leasing UK Ltd. (the “Equipment Lessor”) with respect to all
existing equipment leases between TDR and the Equipment Lessor. 
 6.7 License Agreement. The License Agreement shall be in full force
and effect. 
 6.8 Board Approval. 
 The boards of directors of both Parent and Seller shall have approved the execution of this Agreement and the transactions related thereto. 
 6.9 Prior Intercompany Liabilities. All intercompany liabilities incurred prior to March 19, 2007 between (i) Parent or Seller, on the
one hand, and (ii) TDR, on the other hand, will be fully discharged and cancelled in a manner mutually satisfactory to Parent and Buyer. 
 ARTICLE 7 
 CONDITIONS PRECEDENT TO SELLER’S OBLIGATIONS 
 The obligations of Seller to consummate the transactions contemplated by this Agreement are subject to the satisfaction prior to or at the Closing of
each of the following conditions, unless specifically waived in writing by Seller in advance: 
 7.1 Representations and Warranties. 

 (a) The representations and warranties of Purchaser contained in this Agreement shall be true and correct as of the date of
this Agreement. 
 (b) Purchaser shall have duly performed and complied with all covenants, agreements and conditions required
by this Agreement to be performed or complied with by Purchaser prior to or at the Closing. 
 (c) Purchaser shall have
delivered a certificate executed by a duly authorized officer to Parent to the foregoing effect. 
  

 9 

 7.2 Absence of Litigation. No order, writ, injunction or decree which is binding on Purchaser,
Parent and/or Seller and which prohibits Purchaser, Parent and/or Seller from consummating the transactions contemplated hereby shall be in effect; provided that Purchaser shall have used its commercially reasonable efforts to have any such order,
writ, injunction or decree lifted and the same shall not have been lifted by any such court or governmental or regulatory agency. 
 7.3
Consents and Approvals. All governmental and regulatory approvals requisite or appropriate to the consummation of the transactions contemplated herein shall have been obtained (or all applicable waiting periods shall have expired) and shall
remain in full force and effect. 
 7.4 SWERDA Transaction. Parent, Seller, TDR, Purchaser and SWERDA shall have executed the SWERDA
Arrangement, pursuant to which (i) TDR shall sell to SWERDA, and SWERDA shall subsequently leaseback to TDR, the property at Bude-Stratton Business Park, Bude, Cornwall, EX23 8LY, (ii) SWERDA shall consent to the transactions contemplated
hereby, and (iii) SWERDA shall release each of Parent, Seller and TDR from all repayment liabilities and related guaranties. 
 7.5
DTI Repayment and Consent. Parent and Seller shall have allocated and restricted twenty percent (20%) of the proceeds of the SWERDA Arrangement for the settlement of the grants of DTI listed on Schedule 6.5 and DTI shall have
executed one or more definitive agreements, pursuant to which (i) DTI consents to the transactions contemplated hereby and (ii) Parent, Seller, TDR and DTI shall reach a mutually agreeable settlement of obligations under the DTI grants in
the amount of [£591,000], and (iii) DTI shall release each of Parent, Seller and TDR from all repayment liabilities and related guaranties under the DTI grants. 
 7.6 U.S. Employees. Purchaser shall have made offers of employment to three U.S. employees and employment shall have been accepted in each case in
a form that relieves Parent and Seller of all employment obligations to each of such individuals effective upon Closing to the reasonable satisfaction of Parent and Seller. 
 7.7 UK Executives. Parent and Seller shall have been released from any ongoing obligations with respect to severance and employment agreements of
the officers or employees of TDR. 
 7.8 Board Approval. The board of directors of Purchaser shall have approved the execution of this
Agreement and the transactions related thereto. 
 7.9 Security Interest. Parent, Seller, TDR and Purchaser shall have executed all
documents necessary, in the reasonable judgment of Parent, to grant Parent an irrevocable security interest in TDR’s receivables outstanding against the repayment of the Advances. 
 7.10 Identified Receivables. Seller shall deliver an updated Schedule I, identifying all Identified Receivables, which shall supersede the
Schedule I attached hereto. 
  

 10 

 7.11 Financial Assistance Matters. The Purchaser shall procure that TDR shall have complied with
all English law financial assistance requirements, to the satisfaction of the Parent and the Seller, and the Purchaser shall procure that TDR shall have delivered to the Parent the items set out in Schedule 7.11, such items to be in a form
satisfactory to the Parent and the Seller. 
 ARTICLE 8 
 CLOSING 
 8.1 Closing. The closing of the transactions contemplated by this Agreement
(the “Closing”) shall take place at the offices of Hogan & Hartson L.L.P., 111 South Calvert Street, Suite 1600, Baltimore, Maryland 21202, on the later of (i) the date of execution hereof and (ii) three
(3) Business Days after satisfaction of the conditions set forth in Articles 6 and 7, or at such other location or later date or time as mutually agreed upon by the parties. The date of the Closing is referred to herein as the “Closing
Date.” 
 8.2 Deliveries by Parent and Seller. At the Closing, provided all conditions described in Article 7 have been
satisfied, Seller shall execute and deliver to Purchaser the following: 
 (a) a transfer of the Acquired Shares duly executed
by the Seller in favor of the Purchaser together with the relevant share certificate(s) in respect of such Acquired Shares; 
 (b) a copy of the minutes of a duly held board meeting of TDR at which there are duly passed the resolutions set out and contained in board minutes of TDR in the form attached as Exhibit A; 
 (c) the organizational documents, statutory books (including registers and minute books), common seals (if any) and all books of account
and other records of TDR, complete and (where appropriate) written up to date; 
 (d) the certificate required by
Section 6.1 hereof; 
 (e) such other deeds, bills of sale, endorsements, assignments and other good and sufficient
instruments of conveyance and assignment as the parties and their respective counsel shall deem reasonably necessary or appropriate to vest in Purchaser all right, title and interest in, to and under the Acquired Shares. 
 8.3 Deliveries by Purchaser. At the Closing, (i) the Initial Purchase Price to the Parent. In addition, Purchaser shall execute and deliver
to Parent and Seller (i) the certificate required by Section 7.1 hereof; and (ii) such other instruments or documents as may be reasonably requested by Parent or Seller to reflect the consummation of the transactions contemplated
hereunder. 
  

 11 

 8.4 Cost Reimbursement. Each party shall pay their own costs hereunder, except that a party shall
be responsible for the other party’s expenses, to a maximum of £100,000 if a breach by the other party is the principal reason for failure to close. 
 ARTICLE 9 
 MISCELLANEOUS 
 9.1 Survival of Representations and Warranties. The representations and warranties contained in Articles 3 and 4 of this Agreement shall survive
until the Closing Date but shall expire immediately following closing. The covenants in Article 5 and Section 8.4 shall survive closing. 
 9.2 Publicity. Parent, Seller and Purchaser agree that they will not make any press releases or other announcements with respect to the transactions contemplated hereby, except as required by applicable law, without the prior
approval of the other parties, which approval will not be unreasonably withheld. 
 9.3 Commercially Reasonable Efforts. Each party
hereto agrees to use its commercially reasonable efforts to cause the conditions to its obligations hereunder to be satisfied on or prior to the Closing Date and otherwise to consummate the transactions contemplated by the Agreement. 
 9.4 Further Acts and Assurances. Parent and Seller shall, at any time and from time to time at and after the Closing, upon request of Purchaser
and without additional consideration, take any and all steps reasonably necessary to transfer any assets of the Business that Seller has been unable to assign to TDR prior to the Closing Date, and Parent and Seller will do, execute, acknowledge and
deliver, or will cause to be done, executed, acknowledged and delivered, all such further acts, deeds, assignments, transfers, conveyances and assurances as may be reasonably required for the more effective transferring and conveying the Acquired
Shares to Purchaser. 
 9.5 Notices. Any notice or other document to be given hereunder by any party hereto to any other party hereto
shall be in writing and delivered by courier or by facsimile transmission, receipt confirmed, or sent by any express mail service, postage or fees prepaid, 
 If to Parent or Seller: 
 Tripos, Inc. 
 1699 South Hanley Road 
 St. Louis, Missouri
63144 
 Facsimile: (314) 647-8108 
 Attention: John P. McAlister 
  

 12 

 With a copy to: 
 Henry D. Kahn, Esq. 
 Hogan & Hartson L.L.P. 
 111 South Calvert Street 
 Baltimore, Maryland
21202 
 Facsimile: (410) 539-6981 
 If to Purchaser: 
  

			
	 Commonwealth Biotechnologies, Inc.

	 601 Biotech Drive

	 Richmond, Virginia 23235

	 Facsimile: (804) 915-3831

	 Attention:
	 	Paul D’Sylva
		 	Richard J. Freer

 With a copy to: 
 Bradley A. Haneberg, Esq. 
 Kaufman & Canoles, P.C. 
 III James Center, 12th Floor 
 1051 East Cary Street 
 Richmond, Virginia 23219 
 Facsimile:
(804) 771-5777 
 or at such other address or number for a party as shall be specified by like notice. Any notice which is delivered in the manner
provided herein shall be deemed to have been duly given to the party to whom it is directed upon actual receipt by such party or its agent. 
 9.6 Construction. This Agreement shall be governed by, and construed and interpreted under, the laws of the state of Delaware, without giving effect to principles of conflicts or choice of law. No provision of this Agreement shall be
construed against or interpreted to the disadvantage of any party hereto by any court or other governmental or judicial authority or by any board of arbitrators by reason of such party or its counsel having or being deemed to have structured or
drafted such provision. All references in this Agreement to Article(s), Section(s), Schedule(s) or Exhibit(s) shall refer to Article(s), Section(s), Schedule(s) or Exhibit(s) of this Agreement. 
 9.7 Knowledge. Whenever used herein with respect to Seller or Parent, the term “knowledge” shall mean the actual knowledge of any of the
persons listed in Schedule 9.7 as of the date hereof. 
  

 13 

 9.8 Attachments. Every Schedule and Exhibit referred to in this Agreement is incorporated in this
Agreement by this reference. The list immediately following the table of contents hereto contains a list of such Schedules and Exhibits. 
 9.9 Parties Bound by Agreement. The terms, conditions and obligations of this Agreement shall inure to the benefit of and be binding upon the parties hereto and their respective successors and assigns. Except as hereinafter provided,
without the prior written consent of the other party, no party hereto may assign such party’s rights, duties or obligations hereunder or any part thereof to any other Person prior to Closing. No other party is intended to be a third party
beneficiary of the covenants between the parties set forth in this Agreement. 
 9.10 Counterparts. This Agreement may be executed in
one or more counterparts, each of which shall for all purposes be deemed to be an original and all of which shall constitute the same instrument. 
 9.11 Headings. The headings of the Articles and Sections of this Agreement are inserted for convenience only and shall not be deemed to constitute part of this Agreement or to affect the construction hereof. 
 9.12 Modification and Waiver. Any of the terms or conditions of this Agreement may be waived in writing at any time by the party which is entitled
to the benefits thereof. No waiver of any of the provisions of this Agreement shall be deemed to or shall constitute a waiver of any other provision hereof. 
 9.13 Severability. Any provision hereof which is prohibited or unenforceable in any jurisdiction will, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without
invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction will not invalidate or render unenforceable such provision in any other jurisdiction. To the extent permitted by law, the parties hereto
waive any provision of law which renders any such provision prohibited or unenforceable in any respect. 
 9.14 Access to Records. For
a period of six (6) years after the Closing Date, Parent and its attorneys, accountants and representatives shall, upon reasonable advance notice to Purchaser during normal business hours and without disruption of the business of Purchaser,
have reasonable access to all books, accounts, records, documents and information relating to Parent, Seller, TDR or the Business for any periods prior to the Closing Date in the possession or custody of Purchaser (or Purchaser’s agents) for
the purpose of examining and making copies of all or any portion of such documents. In addition, Parent and its attorneys and representatives shall, upon reasonable advance notice to Purchaser, during normal business hours and without disruption to
the business of Purchaser, have reasonable access to employees of the Business with respect to the defense of any on-going litigation or claim against Parent or Seller. A representative of Purchaser may be present at all times during such access and
investigation by Parent or its attorneys, accountants and representatives. 
  

 14 

 9.15 Entire Agreement. This Agreement and the Schedules and Exhibits hereto, together with the
documents and instruments delivered pursuant hereto, constitute the entire agreement between the parties hereto pertaining to the subject matter hereof and supersede all prior and contemporaneous agreements, understandings, negotiations and
discussions, whether written or oral, of the parties hereto; provided, however, that this provision is not intended to abrogate any other written agreement between the parties executed with or after this Agreement or any written agreement pertaining
to another subject matter. No supplement, modification or waiver of the terms or conditions of this Agreement shall be binding unless executed in writing by authorized representatives of the parties hereto. 
 9.16 Certain Definitions. 
 (a) “Business Days” means a day other than a Saturday, Sunday, bank or public holiday in the United Kingdom. 
 (b) “Encumbrance” means any lien, security interest, pledge, agreement, claim, charge or encumbrance. 
 (c) “Governmental Entity” means any governmental or regulatory authority, domestic or foreign. 
 (d)
“Intellectual Property” shall mean patents, rights to inventions, utility models, copyrights, trade marks, service marks, trade, business and domain names, rights in trade dress or get-up, rights in goodwill or to sue for passing off,
unfair competition rights, rights in designs, rights in computer software, database rights, topography rights, moral rights, rights in confidential information (including know-how and trade secrets) and any other intellectual property rights, in
each case whether registered or unregistered and including all applications for and renewals or extensions of such rights, and all similar or equivalent rights or forms of protection in any part of the world. 
 (e) “Person” means any individual, corporation (including not-for-profit), general or limited partnership, limited liability
company, joint venture, estate, trust, association, organization, Governmental Entity or other entity of any kind or nature. 
 (f) “UBCA” means the Utah Revised Business Corporation Act, as amended. 
  

 15 

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed and delivered, all
on and as of the date first written above. 
  

			
	TRIPOS, INC.
		
	By:	 	 /s/ John P. McAlister

	Name:	 	John P. McAlister
	Title:	 	President and CEO
	
	TRIPOS UK HOLDINGS LIMITED
		
	By:	 	 /s/ John P. McAlister

	Name:	 	John P. McAlister
	Title:	 	Director
	
	COMMONWEALTH BIOTECHNOLOGIES, INC.
		
	By:	 	 /s/ Paul D’Sylva

	Name:	 	Paul D’Sylva
	Title:	 	CEO

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