Document:

EX-4.3

	
	 Exhibit 4.3
  

 NUMBER W- 
 THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW 

WARRANTS 
 EVERYWARE GLOBAL, INC. 
 INCORPORATED UNDER THE
LAWS OF THE STATE OF DELAWARE 
 WARRANTS CUSIP 300439 11 4 

THIS CERTIFIES THAT, 
 FOR VALUE RECEIVED: 
 PROOF 

OR REGISTERED ASSIGNS, 
 IS THE REGISTERED HOLDER OF 
 warrants (the
“Warrants”) to purchase shares of common stock, $0.0001 par value per share (the “Common Stock”), of EveryWare Global, Inc., a Delaware corporation (the “Corporation”). Each Warrant entitles the holder, upon exercise
during the period set forth in the Warrant Agreement referred to below, to receive from the Corporation that number of fully paid and nonassessable shares of Common Stock as set forth below, at the exercise price (the “Exercise Price” ) as
determined pursuant to the Warrant Agreement, payable in lawful money (or through “cashless exercise” if permitted by the Warrant Agreement) of the United States of America upon surrender of this Warrant Certificate and payment of the
Exercise Price at the office or agency of the Warrant Agent referred to below, subject to the conditions set forth herein and in the Warrant Agreement. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings
given to them in the Warrant Agreement. 
 Each Warrant is initially exercisable for one-half of a fully paid and
non-assessable share of Common Stock. The number of shares of Common Stock issuable upon exercise of the Warrants is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 

The initial Exercise Price per one-half share of Common Stock for any Warrant is equal to $6.00 per one-half share. The
Exercise Price is subject to adjustment upon the occurrence of certain events set forth in the Warrant Agreement. 
 Subject to the conditions set forth in the Warrant Agreement, the Warrants may be exercised only during the Exercise Period and to the extent not exercised by the end of such Exercise
Period, such Warrants shall become void. 
 Reference is hereby made to the further provisions of this Warrant
Certificate set forth on the reverse hereof and such further provisions shall for all purposes have the same effect as though fully set forth at this place. 
 This Warrant Certificate shall not be valid unless countersigned by the Warrant Agent, as such term is used in the Warrant Agreement. 

This Warrant Certificate shall be governed and construed in accordance with the internal laws of the State of New York,
without regard to conflicts of laws principles thereof. 
 WITNESS the facsimile seal of the Corporation and the
facsimile signatures of its duly authorized officers. 
 DATED: 

EVERYWARE GLOBAL, INC. 
 SECRETARY 
 EVERYWARE GLOBAL, INC. 

CORPORATE 
 SEAL 
 2011 

DELAWARE 
 COUNTERSIGNED: 
 CONTINENTAL STOCK TRANSFER &
TRUST COMPANY 
 JERSEY CITY, NJ 
 WARRANT AGENT 
 BY: 

AUTHORIZED OFFICER 
 PRESIDENT 

 EVERYWARE GLOBAL, INC.
(WARRANT) 

 

 The Warrants evidenced by this Warrant Certificate are part of a duly authorized issue of
Warrants entitling the holder on exercise to receive shares of Common Stock and are issued pursuant to a Warrant Agreement dated as of February 22, 2012 as amended by that certain amendment to the Warrant Agreement dated as of May , 2013 and as
may be further amended from time to time (the “Warrant Agreement”), duly executed and delivered by the Corporation to Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the
“Warrant Agent”), which Warrant Agreement is hereby incorporated by reference in and made a part of this instrument and is hereby referred to for a description of the rights, limitation of rights, obligations, duties and
immunities thereunder of the Warrant Agent, the Corporation and the holders (the words “holders” or “holder” meaning the Registered Holders or Registered Holder) of the Warrants. A copy of the Warrant
Agreement may be obtained by the holder hereof upon written request to the Corporation. Defined terms used in this Warrant Certificate but not defined herein shall have the meanings given to them in the Warrant Agreement. 

Warrants may be exercised at any time during the Exercise Period set forth in the Warrant Agreement. The holder of Warrants evidenced
by this Warrant Certificate may exercise them by surrendering this Warrant Certificate, with the form of election to purchase set forth hereon properly completed and executed, together with payment of the Exercise Price as specified in the Warrant
Agreement (or through “cashless exercise” if permitted by the Warrant Agreement) at the principal corporate trust office of the Warrant Agent. In the event that upon any exercise of Warrants evidenced hereby the number of
Warrants exercised shall be less than the total number of Warrants evidenced hereby, there shall be issued to the holder hereof or his, her or its assignee, a new Warrant Certificate evidencing the number of Warrants not exercised. No adjustment
shall be made for any dividends on any of the shares of Common Stock issuable upon exercise of this Warrant. 

Notwithstanding anything else in this Warrant Certificate or the Warrant Agreement, no Warrant may be exercised unless at the time of
exercise: (i) a registration statement covering the shares of Common Stock to be issued upon exercise is effective under the Securities Act, (ii) a prospectus thereunder relating to the shares of Common Stock is current and (iii) such

 
shares are registered, qualified or exempt from registration under the securities laws of the state of residence of the holder, except through “cashless exercise” if
permitted by the Warrant Agreement. 
 The Warrant Agreement provides that upon the occurrence of certain events the number of
the Warrants set forth on the face hereof may, subject to certain conditions, be adjusted. If, upon exercise of a Warrant, the holder thereof would be entitled to receive a fractional interest in a share of Common Stock, the Corporation shall, upon
exercise, round up to the nearest whole number of shares of Common Stock to be issued to the holder of the Warrant or pay cash in lieu of such fractional interest. 
 Warrant Certificates, when surrendered at the principal corporate trust office of the Warrant Agent by the Registered Holder thereof in person or by legal representative or attorney duly authorized in
writing, may be exchanged, in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor evidencing in the aggregate a
like number of Warrants. 
 Upon due presentation for registration of transfer of this Warrant Certificate at the office of
the Warrant Agent a new Warrant Certificate or Warrant Certificates of like tenor and evidencing in the aggregate a like number of Warrants shall be issued to the transferee(s) in exchange for this Warrant Certificate, subject to the limitations
provided in the Warrant Agreement, without charge except for any tax or other governmental charge imposed in connection therewith. 
 The Corporation and the Warrant Agent may deem and treat the Registered Holder(s) thereof as the absolute owner(s) of this Warrant Certificate (notwithstanding any notation of ownership or other writing
hereon made by anyone), for the purpose of any exercise hereof, of any distribution to the holder(s) hereof, and for all other purposes, and neither the Corporation nor the Warrant Agent shall be affected by any notice to the contrary. Neither the
Warrants nor this Warrant Certificate entitles any holder hereof to any rights of a stockholder of the Corporation. 

 

  

 
 ELECTION TO PURCHASE

 (To Be Executed Upon Exercise of Warrants) 
 The undersigned hereby irrevocably elects to exercise the right, represented by this Warrant Certificate, to receive              shares of
Common Stock and herewith tenders payment for such shares to the order of EveryWare Global, Inc. (the “Corporation”) in the amount of $             in accordance
with the terms hereof. The undersigned requests that a certificate for such shares be registered in the name of: 
  

 
  

			
	whose address is	  	  

 

			
	and that such shares be delivered to:	  	  

  

			
	whose address is	  	  

If said number of shares is less than all of the shares of Common Stock purchasable hereunder, the undersigned requests that a new Warrant Certificate
representing the remaining balance of such shares be registered in the name of
                                         
                
  

			
	whose address is	  	  

 

			
	and that such Warrant Certificate be delivered to:	  	  

  

			
	whose address is	  	  

In the event that the Warrant has been called for redemption by the Corporation pursuant to Section 6 of the Warrant Agreement and
the Corporation has required cashless exercise pursuant to Section 6.3 of the Warrant Agreement, the number of shares that this Warrant is exercisable for shall be determined in accordance with subsection 3.3.1(b) and Section 6.3 of the
Warrant Agreement. 
 In the event that the Warrant is a Sponsor Warrant that is to be exercised on a
“cashless” basis pursuant to subsections 3.3.1(c) of the Warrant Agreement, the number of shares that this Warrant is exercisable for shall be determined in accordance with subsection 3.3.1(c) of the Warrant Agreement.

 In the event that the Warrant is to be exercised on a “cashless” basis pursuant to Section 7.4
of the Warrant Agreement, the number of shares that this Warrant is exercisable for shall be determined in accordance with Section 7.4 of the Warrant Agreement. 
 In the event that the Warrant (as such term is defined in the Warrant Agreement) may be exercised, to the extent allowed by the Warrant Agreement, through cashless exercise (i) the number of shares
that this Warrant is exercisable for would be determined in accordance with the relevant section of the Warrant Agreement which allows for such cashless exercise and (ii) the holder hereof shall complete the following: The undersigned hereby
irrevocably elects to exercise the right, represented by this Warrant Certificate, through the cashless exercise provisions of the Warrant Agreement, to receive shares of Common Stock. If said number of shares is less than all of the shares of
Common Stock purchasable hereunder (after giving effect to the cashless exercise), the undersigned requests that a new Warrant Certificate representing the remaining balance of such shares be registered in the name of
                                        .

  

			
	whose address is	  	  

 

			
	and that such Warrant Certificate be delivered to:	  	  

  

			
	whose address is	  	  

 

					
		 		 	  

	Dated:              , 20    .	 		 	Signature(s)
			
		 		 	  

		 		 	(Address)
			
	  
	 		 	  

	Signature(s) Guaranteed	 		 	(Social Security or Taxpayer Identification Number(s))

 THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN
ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15). 
  

PRINTED BY: COLUMBIA FINANCIAL PRINTING CORP. - www.stockinformation.comEX-4.4

 Exhibit 4.4 
 AMENDMENT TO THE WARRANT AGREEMENT 
 THIS AMENDMENT TO THE WARRANT AGREEMENT
(this “Amendment”), made as of May 21, 2013, is by and between ROI Acquisition Corp., a Delaware corporation (the “Company”) and Continental Stock Transfer & Trust Company, a New York
corporation, as warrant agent (the “Warrant Agent”). 
 WHEREAS, the Company and the Warrant Agent are
parties to that certain Warrant Agreement, dated as of February 22, 2012 and filed with the United States Securities and Exchange Commission on March 6, 2012 (the “Warrant Agreement”), pursuant to which the Company
has issued warrants (collectively, the “Warrants”) to purchase 11,676,667 shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”); 

WHEREAS, the terms of the Warrants are governed by the Warrant Agreement and capitalized terms used herein, but not otherwise defined,
shall have the meanings given to such terms in the Warrant Agreement (unless otherwise noted herein); 
 WHEREAS, on
January 31, 2013, the Company, ROI Merger Sub Corp., a Delaware corporation, ROI Merger Sub LLC, a Delaware limited liability company, and EveryWare Global, Inc., a Delaware corporation, entered into a Business Combination Agreement and Plan of
Merger (as amended from time to time, the “Merger Agreement”); 
 WHEREAS, the Company and the Warrant
Agent seek to amend the Warrant Agreement in order to reduce by 50% the number of shares of the Company’s common stock for which the Warrants are exercisable (so that each warrant is exercisable for one-half share instead of one share), with
the warrant price being reduced to $6.00 per half share; 
 WHEREAS, the Company and the Warrant Agent seek to amend the Warrant
Agreement to permit the Company to require that warrants being exercised be exercised on a cashless basis under certain circumstances; 
 WHEREAS, the Company and the Warrant Agent seek to amend the Warrant Agreement in order to remove a portion of Section 4.4 thereof as set forth herein; 

WHEREAS, it is a condition to the closing of the Merger Agreement that, among other things, this Amendment has been approved by the
Warrantholders; and 
 WHEREAS, pursuant to Section 9.8 of the Warrant Agreement, the Company has obtained the consent of
at least 65% of the Registered Holders of the outstanding Public Warrants to this Amendment. 
 NOW, THEREFORE, in consideration
of the mutual agreements contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound hereby, the parties hereto agree as follows: 

1. Amendment of Warrant Agreement. 
 (a) Section 3.1 of the Warrant Agreement is hereby amended and restated in its entirety as follows: 
 “Each Warrant shall, when countersigned by the Warrant Agent, entitle the Registered Holder thereof, subject to the provisions of such Warrant and of this Warrant Agreement, as amended, to purchase
from the Company one-half of the number of shares of Common Stock stated therein, at the price of $6.00 per half share, subject to the adjustments provided in Section 3 hereof and in the last sentence of this Section 3.1. The term
“Warrant Price” as used in this Warrant Agreement shall mean the price per one-half share at which Common Stock may be purchased at the time a Warrant is exercised. The Company in its sole discretion may lower the Warrant Price at any time
prior to the Expiration Date (as defined below) for a period of not less than twenty (20) Business Days, provided, that the Company shall provide at least twenty (20) days prior written notice of such reduction to Registered Holders of the
Warrants and, provided further that any such reduction shall be identical among all of the Warrants.” 

 (b) The last sentence of Section 3.3.2 of the Warrant Agreement is hereby deleted and
replaced with the following: 
 “Subject to Section 4.6 of this Warrant Agreement, as amended, a
Registered Holder of Warrants may exercise its Warrants only for a whole number of shares of Common Stock (i.e., only an even number of Warrants may be exercised at any given time by a Registered Holder). In no event will the Company be required to
net cash settle the Warrant exercise. The Company may require holders of Public Warrants to settle the Warrant on a “cashless basis” pursuant to Section 7.4. If, by reason of any exercise of warrants on a “cashless basis”,
the holder of any Warrant would be entitled, upon the exercise of such Warrant (which, for the avoidance of doubt, is required to be exercised only in even numbers of Warrants), to receive a fractional interest in a share, the Company shall, upon
such exercise, at its option either (i) round up to the nearest whole number, the number of shares of Common Stock to be issued to such holder or (ii) in lieu of such fractional share interests, pay to such holder an amount in cash equal
to the product obtained by multiplying (x) the fractional share interest to which such holder would otherwise be entitled by (y) the Fair Market Value on the exercise date.” 

(c) Section 4.4 of the Warrant Agreement is hereby amended to delete the following language: 

“; provided further, however, that if more than 30% of the consideration receivable by the holders of the Common
Stock in the applicable event is payable in the form of common stock in the successor entity that is not listed for trading on a national securities exchange or on the OTC Bulletin Board, or is not to be so listed for trading immediately following
such event, then the Warrant Price shall be reduced by an amount (in dollars) equal to the quotient of (x) $18.00 (subject to adjustment in accordance with Section 6.1 hereof) minus the Per Share Consideration (as defined below) (but in no
event, less than zero), and (y) if the applicable event is announced on or prior to the third anniversary of the closing date of the initial Business Combination, 2; if the applicable event is announced after the third anniversary of the
closing date of the initial Business Combination and on or prior to the fourth anniversary of the closing date of the initial Business Combination, 2.5; if the applicable event is announced after the fourth anniversary of the closing date of the
initial Business Combination and on or prior to the Expiration Date, 3. “Per Share Consideration” means (i) if the consideration paid to holders of the Common Stock consists exclusively of cash, the amount of such cash per share of
Common Stock, and (ii) in all other cases, the volume weighted average price of the Common Stock as reported during the ten (10) trading day period ending on the trading day prior to the effective date of the applicable event.”

 (d) Section 4.6 of the Warrant Agreement is hereby amended and restated in its entirety as follows: 

Notwithstanding any provision contained in this Warrant Agreement to the contrary, the Company shall not issue fractional
shares upon the exercise of Warrants. If, by reason of any adjustment made pursuant to this Section 4 after the Merger Effective Time (as defined in the Merger Agreement), the holder of any Warrant would be entitled, upon the exercise of such
Warrant (which, for the avoidance of doubt, is required to be exercised only in even numbers of Warrants), to receive a fractional interest in a share, the Company shall, upon such exercise, at its option either (i) round up to the nearest
whole number, the number of shares of Common Stock to be issued to such holder or (ii) in lieu of such fractional share interests, pay to such holder an amount in cash equal to the product obtained by multiplying (x) the fractional share
interest to which such holder would otherwise be entitled by (y) the Fair Market Value on the exercise date. Solely for purposes of this Section 4.6, “Fair Market Value” shall mean the average last sale price of the Common Stock
for the ten (10) trading days ending on the trading day prior to the date on which notice of exercise of the Warrant is sent to the Warrant Agent.” 

 (e) The proviso to Section 6.1 is amended and restated as follows: 

“provided that there is an effective registration statement covering the Common Stock issuable upon exercise of the
Warrants, and a current prospectus related thereto, available throughout the 30-day Redemption Period (as defined in Section 6.2 below) or the Company has elected to permit exercise of the Warrants on a “cashless basis” pursuant to
subsection 3.3.1. 
 (f) A new Section 6.5 is added to the Warrant Agreement as follows: 

“Notwithstanding anything contained in this Warrant Agreement to the contrary, at the Merger Effective Time, each
holder of a Warrant issued and outstanding immediately prior to the Merger Effective Time shall, automatically and without any action by the Registered Holder thereof, be entitled to receive a cash distribution payable by or at the direction of the
Company as soon as reasonably practicable following the Merger Effective Time, but no later than three (3) Business Days following the date on which the Merger Effective Time occurs, in the amount of $0.50 per Warrant.” 

(g) Section 7.4 of the Warrant Agreement is hereby amended and restated in its entirety as follows: 

7.4 Registration of Common Stock; Cashless Exercise at Company’s Option. 

7.4.1 Registration of Common Stock. The Company agrees that as soon as practicable, but in no event later than
fifteen (15) Business Days after the closing of its initial Business Combination, it shall use its best efforts to file with the Commission a new registration statement, for the registration, under the Securities Act, of the Common Stock
issuable upon exercise of the Warrants. The Company shall use its best efforts to cause the same to become effective and to maintain the effectiveness of such registration statement, and a current prospectus relating thereto, until the expiration of
the Warrants in accordance with the provisions of this Agreement. If any such registration statement has not been declared effective by the 60th Business Day following the closing of the Business Combination, holders of the Warrants shall have the
right, during the period beginning on the 61st Business Day after the closing of the Business Combination and ending upon such registration statement being declared effective by the Commission, and during any other period when the Company shall fail
to have maintained an effective registration statement covering the Common Stock issuable upon exercise of the Warrants, to exercise such Warrants on a “cashless basis,” by exchanging the Warrants (in accordance with Section 3(a)(9)
of the Act or another exemption) for that number of shares of Common Stock equal to the quotient obtained by dividing (x) the product of the number of shares of Common Stock underlying the Warrants, multiplied by the difference between the
Warrant Price and the “Fair Market Value” (as defined below) by (y) the Fair Market Value. Solely for purposes of this Section 7.4, “Fair Market Value” shall mean the volume weighted average price of the Common Stock as
reported during the ten (10) trading day period ending on the trading day prior to the date that notice of exercise is received by the Warrant Agent from the holder of such Warrants or its securities broker or intermediary. The date that notice
of cashless exercise is received by the Warrant Agent shall be conclusively determined by the Warrant Agent. In connection with the “cashless exercise” of a Public Warrant, the Company shall, upon request, provide the Warrant Agent with an
opinion of counsel for the Company (which shall be an outside law firm with securities law experience) stating that (i) the exercise of the Warrants on a cashless basis in accordance with this Section 7.4 is not required to be registered
under the Securities Act and (ii) the Common Stock issued upon such exercise shall be freely tradable under United States federal securities laws by anyone who is not an affiliate (as such term is defined in Rule 144 under the Securities Act)
of the Company and , accordingly, shall not be required to bear a restrictive legend. Except as provided in Section 7.4.2, for the avoidance of any doubt, unless and until all of the Warrants have been exercised, the Company shall continue to
be obligated to comply with its registration obligations under the first three sentences of this Section 7.4.1. 
 7.4.2 Cashless Exercise at Company’s Option. If the Company’s common stock is at the time of any exercise of a Warrant not listed on a national securities exchange such that it satisfies
the definition of a “covered security” under Section 18(b)(1) of the Securities Act, the Company may, at its option, (i) require holders of Public Warrants who exercise Public Warrants to exercise such Public Warrants on a
“cashless basis” in accordance with Section 3(a)(9) of the Securities Act as described in Section 7.4.1 and (ii) in the event the Company so elects, the Company shall not be required to file or maintain in effect a

 
registration statement for the registration, under the Securities Act, of the Common Stock issuable upon exercise of the Warrants, notwithstanding anything in this Agreement to the contrary. If
the Company does not elect at the time of exercise to require a holder of Public Warrants who exercises Public Warrants to exercise such Public Warrants on a “cashless basis,” it agrees to use its best efforts to register the Common Stock
issuable upon exercise of the Public Warrant under the blue sky laws of the state of residence of the exercising Public Warrant holder to the extent an exemption is not available. 

2. Miscellaneous Provisions.  
 2.1 Continued Validity of Warrant Agreement. Except as provided in this Amendment, the Warrant Agreement shall remain in full force and effect. 

2.2 Counterparts. This Amendment may be executed in any number of original or facsimile counterparts and
each of such counterparts shall for all purposes be deemed to be an original, and all such counterparts shall together constitute but one and the same instrument. 

2.3 Effect of Headings. The section headings herein are for convenience only and are not part of this
Amendment and shall not affect the interpretation thereof. 
 [Signature page follows] 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed
as of the date first above written. 
  

					
	ROI ACQUISITION CORP.
		
	By:	 	 /s/ Thomas J. Baldwin

		 	 Name:
	 	 Thomas J. Baldwin

		 	 Title:
	 	 Chief Executive Officer and Chairman

	
	CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Warrant Agent
		
	By:	 	 /s/ John W. Comer, Jr.

		 	 Name:
	 	 John W. Comer, Jr.

		 	 Title:
	 	 Vice President

 [Signature Page to Amendment to the Warrant Agreement]

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