Document:

Schedule to JP Morgan Chase Bank, N.A. ISDA Master Agreement

 Exhibit 4.2(i) 
 Execution Copy 
 SCHEDULE 
 to the 
 2002 MASTER AGREEMENT 
 dated as of 5 May, 2008 
 between 
  

					
	 JPMORGAN CHASE BANK, N.A.
 (“Party A”)
	 	and     	  	 BARNES GROUP INC.
 (“Party B”)

 PART 1 
 Termination Provisions 
  

	(1)	“Specified Entity” means, in relation to Party A, for the purpose of: 

 Section 5(a)(v), any Affiliate of Party A; 
 Section 5(a)(vi), none; 
 Section 5(a)(vii), none; and 
 Section 5(b)(v), none; 
 and, in relation to Party B, for the purpose of: 
 Section 5(a)(v), any Affiliate of Party B; 
 Section 5(a)(vi), none; 
 Section 5(a)(vii), none; and 
 Section 5(b)(v), none. 
  

	(2)	“Specified Transaction” will have the meaning specified in Section 14 of this Agreement. 

  

	(3)	The “Cross-Default” provisions of Section 5(a)(vi) will apply to Party A and Party B, and for such purpose: 

  

	 	(a)	“Specified Indebtedness” will have the meaning specified in Section 14 of this Agreement, except that such term shall not include obligations in respect
of deposits received in the ordinary course of a party’s banking business. 

  

	 	(b)	“Threshold Amount” means, with respect to Party A, an amount equal to three percent of the shareholders’ equity of Party A; and with respect to Party B,
USD 20,000,000 or the equivalent thereof in any other currency or currencies. 

  

	 	(c)	Section 5(a)(vi) of this Agreement will be deemed to be amended to include the following Clause “(3)”: 

 “or (3) a default, event of default, or other similar condition or event (however described) occurs and is continuing which entitles any person
or entity to terminate its commitment under any agreement to lend or advance or make available funds to a party (or any applicable Specified Entity) in respect of an aggregate amount in excess of the Threshold Amount.” 

	(4)	The “Credit Event Upon Merger” provisions of Section 5(b)(v) will apply to Party A and Party B; provided, however, that if the applicable party has long
term, unsecured and unsubordinated indebtedness or deposits which is or are publicly rated (such rating, a “Credit Rating”) by Moody’s Investor Services, Inc. (“Moody’s”), Standard and Poors Ratings Group
(“S&P”) or any other internationally recognized rating agency (a “Rating Agency”), then the words “materially weaker” in line 6 of Section 5(b)(v) shall mean that the Credit Rating of such party (or, if
applicable, the Credit Support Provider of such party) shall be rated lower than Baa3 by Moody’s, or lower than BBB- by S&P or, in the event that there is no Credit Rating by either Moody’s or S&P applicable to such party (or, if
applicable, the Credit Support Provider of such party) but such party’s long-term indebtedness or deposits is or are rated by a Rating Agency, lower than a rating equivalent to the foregoing by such Rating Agency. 

  

	(5)	The “Automatic Early Termination” provision of Section 6(a) will not apply to Party A or Party B. 

  

	(6)	“Termination Currency” will have the meaning set forth in Section 14 of this Agreement. 

  

	(7)	Additional Termination Event will not apply. 

 PART 2 
 Tax Representations 
  

	(A)	Tax Representations. For the purpose of Section 3(f) of this Agreement: 

  

	 	(i)	Party A and Party B each represent, respectively, that it is a United States Person for U.S. federal income tax purposes and either (a) is a financial institution or
(b) is not acting as an agent for a person that is not a United States Person for U.S. federal income tax purposes. 

  

	 	(ii)	Party B represents in respect of each Transaction where Party A’s Office for the Transaction is not located in the United States of America: 

 Party B is fully eligible for the benefits of the “Business Profits” or “Industrial and Commercial Profits” provision,
as the case may be, the “Interest” provision and the “Other Income” provision (if any) of the income tax treaty (if any), in effect between the jurisdiction of Party A’s Office for the Transaction and the United States of
America with respect to any payment described in such provisions and received or to be received by it in connection with this Agreement and no such payment is attributable to a trade or business carried on by it through a permanent establishment in
the jurisdiction through which Party A has entered the relevant Transaction. 
 PART 3 
 Agreement to Deliver Documents 
 For the purpose
of Sections 4(a)(i) and 4(a)(ii) of this Agreement, each party agrees to deliver the following documents: 
  

	 	(a)	Tax forms, documents or certificates to be delivered are: 

 Each party agrees to deliver to the other party a complete and accurate United States Internal Revenue Service Form W-9 (or any applicable successor form), in a manner reasonably satisfactory to the respective party, (I) upon execution
of this Agreement; (II) promptly upon reasonable demand of the respective party, and (III) promptly upon learning that any such form previously provided by such party has become obsolete or incorrect (and each such form is hereby identified for
purposes of Section 3(d) of this Agreement). 
  

 2 

	 	(b)	Other documents to be delivered are: 

  

							
	 Party required
 to deliver
 document
	 	 Form/Document/
 Certificate
	 	 Date by which
 to be delivered
	 	 Covered by
 Section 3(d)
 Representation

	Party A and Party B	 	Audited annual financial statements of such entity (in the case of Party A, of JPMorgan Chase & Co.) for each fiscal year certified by independent certified public accountants and prepared
in accordance with relevant generally accepted accounting principles	 	Upon request if unavailable on the SEC website or such entity’s website and in any event, within 120 days following the fiscal year end.	 	Yes
				
	Party A and Party B	 	Unaudited financial statements of such entity (in the case of Party A, of JPMorgan Chase & Co.) for each quarter, in each case prepared in accordance with relevant generally accepted
accounting principles	 	Upon request if unavailable on the SEC website or such entity’s website and in any event, within 60 days following each quarter end	 	Yes
				
	Party A and Party B	 	Certified copies of all corporate authorizations and any other documents with respect to the execution, delivery and performance of this Agreement	 	Upon execution and delivery of this Agreement	 	Yes
				
	Party A and Party B	 	Certificate of authority and specimen signatures of individuals executing this Agreement, Confirmations and each Credit Support Document (as applicable)	 	Upon execution and delivery of this Agreement and thereafter upon request of the other party	 	Yes

 PART 4 
 Miscellaneous 
  

	(1)	Addresses for Notices. For the purpose of Section 12(a) of this Agreement: 

 Address for notice or communications to Party A: 
 Any notice relating to a particular Transaction shall be delivered to the address or facsimile number specified in the Confirmation of such Transaction. Any notice delivered for purposes of Sections 5 and 6 of this Agreement shall be
delivered to the following address: 
 JPMorgan Chase Bank, National Association 
 Attention: Legal Department- Derivatives Practice Group 
  

 3 

 270 Park Avenue 
 New York, New York 10017-2070 
 Facsimile No.: (646) 534-6393 
 Address for notice or communications to Party B: 
 Barnes Group Inc. 
 Attention: Lawrence O’Brien 
 123 Main Street 
 Bristol, CT 06011-0489 
 Facsimile No.: 860-582-4008 
 Telephone No.:
860-973-2108 
 Email: lo’brien@barnesgroupinc.com 
  

	(2)	Process Agent. For the purpose of Section 13(c) of this Agreement: 

 Party A appoints as its Process Agent: Not applicable. 
 Party B appoints as its Process Agent: Not
applicable. 
  

	(3)	Offices. The provisions of Section 10(a) will apply to this Agreement. 

  

	(4)	Multibranch Party. For the purpose of Section 10 of this Agreement: 

 Party A is a Multibranch Party and may act through any Office specified in a Confirmation. 
 Party B is not a
Multibranch Party. 
  

	(5)	Credit Support Document. 

 Not Applicable.

  

	(6)	Credit Support Provider. 

 Credit Support
Provider means, in relation to Party A, not applicable. 
 Credit Support Provider means, in relation to Party B, not applicable. 

 

	(7)	Governing Law. This Agreement will be governed by and construed in accordance with the laws of the State of New York (without reference to choice of law doctrine).

  

	(8)	Netting of Payments. “Multiple Transaction Payment Netting” will apply for the purpose of Section 2(c) of this Agreement to all Transactions starting
from the date of this Agreement. 

  

	(9)	“Affiliate” will have the meaning specified in Section 14 of this Agreement. 

  

	(10)	Absence of Litigation. For the purpose of Section 3(c) of this Agreement: 

 “Specified Entity” means, in relation to Party A, any Affiliate of Party A. 
 “Specified Entity” means, in relation to Party B, any Affiliate of Party B. 
  

	(11)	No Agency. The provisions of Section 3(g) of this Agreement will apply to this Agreement. 

  

 4 

	(12)	Additional Representation will apply. For the purpose of Section 3 of this Agreement, the following will each constitute an Additional Representation:

 (h) Relationship Between Parties. Each party will be deemed to represent to the other party on the date on which it
enters into a Transaction that (absent a written agreement between the parties that expressly imposes affirmative obligations to the contrary for that Transaction): 
 (i) Non-Reliance. It is acting for its own account, and it has made its own independent decisions to enter into that Transaction
and as to whether that Transaction is appropriate or proper for it based upon its own judgment and upon advice from such advisers as it has deemed necessary. It is not relying on any communication (written or oral) of the other party as investment
advice or as a recommendation to enter into that Transaction, it being understood that information and explanations related to the terms and conditions of a Transaction will not be considered investment advice or a recommendation to enter into that
Transaction. No communication (written or oral) received from the other party will be deemed to be an assurance or guarantee as to the expected results of that Transaction. 
 (ii) Assessment and Understanding. It is capable of assessing the merits of and understanding (on its own behalf or through
independent professional advice), and understands and accepts, the terms, conditions and risks of that Transaction. It is also capable of assuming, and assumes, the risks of that Transaction. 
 (iii) Status of Parties. The other party is not acting as a fiduciary for or an adviser to it in respect of that Transaction.

 (iv) Other Transactions. It understands and acknowledges that the other party may, either in connection with
entering into a Transaction or from time to time thereafter, engage in open market transactions that are designed to hedge or reduce the risks incurred by it in connection with such Transaction and that the effect of such open market transactions
may be to affect or reduce the value of such Transaction. 
  

	(13)	Eligible Contract Participant. Each party represents to the other party (which representation will be deemed to be repeated by each party on each date on which a
Transaction is entered into) that it is an “eligible contract participant”, as defined in the Commodity Futures Modernization Act of 2000. 

  

	(14)	Recording of Conversations. Each party (i) consents to the recording of telephone conversations between the trading, marketing and other relevant personnel of the
parties and their Affiliates in connection with this Agreement or any potential Transaction, (ii) agrees to obtain any necessary consent of, and give any necessary notice of such recording to, its relevant personnel and (iii) agrees, to
the extent permitted by applicable law, that recordings may be submitted in evidence in any Proceedings. 

  

 5 

 PART 5 
 Other Provisions 
  

	(1)	Waiver of Jury Trial. Each party waives, to the fullest extent permitted by applicable law, any right it may have to a trial by jury in respect of any suit, action
or proceeding relating to this Agreement or any Credit Support Document. Each party (i) certifies that no representative, agent or attorney of the other party or any Credit Support Provider has represented, expressly or otherwise, that such
other party would not, in the event of such a suit, action or proceeding, seek to enforce the foregoing waiver and (ii) acknowledges that it and the other party have been induced to enter into this Agreement and provide for any Credit Support
Document, as applicable, by, among other things, the mutual waivers and certifications in this Section. 

  

	(2)	ISDA Definitions. Reference is hereby made to the 2006 ISDA Definitions (the “2006 Definitions”) and the 1998 FX and Currency Option Definitions (the
“FX Definitions”) (collectively the “ISDA Definitions”) each as published by the International Swaps and Derivatives Association, Inc., which are hereby incorporated by reference herein. Any terms used and not otherwise defined
herein which are contained in the ISDA Definitions shall have the meaning set forth therein. 

  

	(3)	Scope of Agreement. Notwithstanding anything contained in this Agreement to the contrary, any transaction (other than a repurchase transaction, reverse repurchase
transaction, buy/sell-back transaction or securities lending transaction) which may otherwise constitute a “Specified Transaction” (without regard to the phrase “which is not a Transaction under this Agreement but” in the
definition of “Specified Transaction”) for purposes of this Agreement which has been or will be entered into between the parties shall constitute a “Transaction” which is subject to, governed by, and construed in accordance with
the terms of this Agreement, unless any Confirmation with respect to a Transaction entered into after the execution of this Agreement expressly provides otherwise. 

  

	(4)	Inconsistency. In the event of any inconsistency between any of the following documents, the relevant document first listed below shall govern: (i) a
Confirmation; (ii) the Schedule and Paragraph 11 or Paragraph 13 of an ISDA Credit Support Annex (as applicable); (iii) the ISDA Definitions; and (iv) the printed form of ISDA Master Agreement and ISDA Credit Support Annex (as
applicable). In the event of any inconsistency between provisions contained in the 2006 Definitions and the FX Definitions, the FX Definitions shall prevail. 

  

	(5)	Compliance with SEC Order Requiring Sworn Certification of Financial Statements. Party B represents to Party A that Party B has complied in all material respects with
the Order of the Securities and Exchange Commission (the “SEC”) dated June 27, 2002 (No. 4-460) requiring the filing of sworn statements pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934, as amended, and
Sections 302 and 906 of the Sarbanes-Oxley Act of 2002, as amended, and the rules of the SEC promulgated thereunder. This representation shall be deemed to be repeated at all times until the termination of this Agreement. 

 

 6 

	(6)	Amendment and Restatement of Prior Agreements. Upon the execution of this Agreement, this Agreement will amend, restate and supersede the ISDA Interest Rate and
Currency Exchange Agreement dated as of July 12, 1991, and any transactions that have been entered into between JPMorgan Chase Bank, N.A., successor in interest to Chemical Bank and Party B that would otherwise constitute a “Specified
Transaction” for purposes of this Agreement (collectively, the “Prior Agreements”) whereupon all such Prior Agreements shall be deemed governed by and construed in accordance with this Agreement. 

 Please confirm your agreement to the terms of the foregoing Schedule by signing below. 
  

									
	JPMORGAN CHASE BANK, N.A.	 		 	BARNES GROUP INC.
					
	By:	 	 /s/ Melissa McMahon
	 		 	By:	 	 Lawrence W. O’Brien

	Name:	 	Melissa McMahon	 		 	Name:	 	Lawrence W. O’Brien
	Title:	 	Managing Director and Associate General Counsel	 		 	Title:	 	VP, Treasurer

  

 7Agreement between Francis C. Boyle and the Company, dated June 6, 2008

 Exhibit 10.1 
 June 6, 2008 
 Mr. Francis C. Boyle 
 82
Teeter Rock Road 
 Trumbull, CT 06611 
 Dear Frank: 

We are pleased to confirm our offer and your acceptance of the position of acting Chief Financial Officer effective June 1, 2008. This letter will confirm the
compensation arrangements incident to this assignment. 
 Your salary will increase to an annual rate of $400,000 through December 31, 2008 and for
up to one year while a search for a Chief Financial Officer is conducted. You will remain at that annual rate for 90 days following the date of employment of the successful candidate, at which time your salary will return to your prior annual
salary of $250,000. If the search has not been completed by March 1, 2009, your salary will return to the annual rate of $250,000 effective June 1, 2009. You will report to Greg Milzcik, President and Chief Executive Officer, until such
time that a Chief Financial Officer is named. 
 You will continue to participate in the company’s annual incentive program. Your target incentive will
remain at 35% of salary with a maximum payout of 105% of salary. However, we will calculate the first five months of your 2008 annual incentive payment based on your prior annual salary, and the balance of the year will be based on your new annual
salary of $400,000. This proration will increase your 2008 total cash compensation to $452,625 at targeted levels of Company performance and to a maximum of $688,875. The payouts to participants are subject to the provisions of the plan, and are
scheduled to be paid in late February of the year immediately following the plan year (i.e., payouts for the 2008 plan year are expected to be paid in late February 2009). 
 You will continue to be eligible for consideration for long-term incentive grants annually. All existing long-term incentive grants are unaffected, and will continue to be subject to the terms and conditions contained
in the applicable individual grant agreements. 

 June 6, 2008 
 Mr. Francis C.
Boyle 
  
 In accordance with the Company’s stock ownership program, your
fixed share guideline will continue to be 31,586 shares. This fixed share amount will not change regardless of future price fluctuations, and will not be impacted by your change in salary. The guideline will revert to a multiple of your prior annual
salary of $250,000 if your ownership were to fall below that fixed share guideline at any time. Ownership includes directly and beneficially owned shares, and stock retained following the vesting of restricted stock or the exercise of stock options.

 You will also continue to participate in the Company’s Senior Executive Enhanced Life Insurance Plan (SEELIP), which provides a universal life policy
with a death benefit equal to four times your prior annual salary ($1,000,000) and an increasing cash value. SEELIP is an individual policy that you own and, as such, the policy is portable. Barnes Group Inc. pays the premium for as long as you
remain with the Company. We will also provide an additional $600,000 of coverage (four times the additional $150,000 of salary) through our group term life program for up to one year. 
 You will continue as a participant in the Company Vehicles policy (No. 602) as part of your total compensation package. As you know, that policy is being revised to incorporate an allowance versus a leased car. We
will provide you with the details of the revised program once it has been finalized later this month. 
 You will continue as a participant in the
Company’s Salaried Retirement Income Plan (SRIP), Retirement Benefit Equalization Plan (RBEP), Supplemental Executive Retirement Plan (SERP), Retirement Saving Plan (RSP) and Employee Stock Purchase Plan (ESPP), subject to plan limits. The
additional salary paid in 2008 and, if applicable, 2009 will be considered for purposes of all calculations incident to these plans. 
 Your participation in
the Company’s Memberships, Clubs and Other policy (No. 308), Executive Health Examination program and Financial Planning/Tax Preparation program will be unaffected by this assignment. The additional compensation being provided during this
assignment will not impact your benefits under the Severance Agreement (aka Change In Control Agreement), as amended, dated October 17, 1997, the Executive Separation Pay Plan, Short-Term Disability policy (No. 509) and Long Term Disability
Coverage. All other benefit programs will be unaffected, although certain coverage levels may increase commensurate with your increase in salary. 
 This
letter sets forth our offer of employment and is not intended to create an expressed or implied contract of any kind, nor shall it be construed to constitute a promise or contract of lifetime or continuing employment. Your employment with Barnes
Group Inc. is at will and may be terminated at any time, with or without cause, by either you or the Company, subject to the notice requirements summarized above. The terms of this offer supersede and take the place of any prior written or oral
offers of 

  

 Page – 2 – 

 June 6, 2008 
 Mr. Francis C.
Boyle 1 
  
 
employment. Barnes Group Inc. also has the right to change, interpret, withdraw, or add to any of the policies, benefits, terms or conditions of employment
at any time. The terms and conditions of this letter may only be amended or modified in writing by myself. 
 If you have any questions with regard to the
above, please call me at (860) 973-2130 or Martin Van Walsum at (860) 973-2165. 
  

	
	Sincerely,
	
	 /s/ John R. Arrington

	John R. Arrington
	Senior Vice President, Human Resources

 Agreed to and accepted: 
  

					
	 /s/ F.C. Boyle
	 		 	6/6/08
	Francis C. Boyle	 		 	Date

  

	cc:	G. Milzcik 

 S. Gates 
  

 Page – 3 –

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00145-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00145-of-00352.parquet"}]]