Document:

Exhibit

AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT
AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT, dated as of November 8, 2016, effective as of November 7, 2016 (this "Amendment"), is by and among Wells Fargo Bank, National Association, as administrative agent under the Credit Agreement defined below ("Agent"), the Lenders party hereto, MGP Ingredients, Inc. ("Parent"), MGPI Processing, Inc. ("Processing"), MGPI Pipeline, Inc. ("Pipeline") and MGPI of Indiana, LLC ("Indiana"; Processing, Pipeline and Indiana are collectively referred to as "Borrowers").
W I T N E S S E T H:
WHEREAS, Agent, Lenders, Borrowers and Parent have entered into financing arrangements pursuant to which Lenders (or Agent on behalf of Lenders) have made and may make loans and advances and provide other financial accommodations to Borrowers as set forth in that certain Third Amended and Restated Credit Agreement dated as of March 21, 2016 by and among Agent, Lenders, Borrowers and Parent (as amended, modified, supplemented, extended, renewed, restated or replaced, the "Credit Agreement") and the other Loan Documents;
WHEREAS, Borrowers have notified Agent and Lenders that Indiana has purchased from Queen City Whiskey, LLC ("Seller") certain of the assets of the George Remus and Imogene Remus brands pursuant to that certain Asset Purchase Agreement dated as of November 7, 2016 between Indiana and Seller (the "Remus Purchase Agreement"); 
WHEREAS, in connection with the foregoing, Borrowers have requested that Agent and Lenders amend various provisions of the Credit Agreement, all as hereafter provided, and the Agents and Lenders are willing to do so on the terms and conditions hereafter set forth. 
NOW, THEREFORE, in consideration of the foregoing and the mutual agreements and covenants contained herein, and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1.Defined Terms.  Unless otherwise defined herein, capitalized terms used herein shall have the meanings provided to such terms in the Credit Agreement.
2.    Amendments.  In reliance upon the representations and warranties of Parent and Borrowers set forth in Section 3 below, and subject to the satisfaction of the conditions to effectiveness set forth in Section 4 below, the Credit Agreement is hereby amended as follows:
(a)    The definition of "Permitted Acquisition" set forth on Schedule 1.1 to the Credit Agreement is hereby amended by adding the following paragraph at the end thereof:
Notwithstanding anything to the contrary contained in the foregoing, the Remus Acquisition shall be deemed to be a Permitted Acquisition and the consideration paid in connection therewith (including, without limitation, the Remus Earn-outs) shall not be counted in the computation of the maximum amounts payable in connection with all Permitted Acquisitions set forth in clause (h) above.
(b)    Clause (f) of the definition of Permitted Indebtedness set forth on Schedule 1.1 to the Credit Agreement is hereby amended and restated in its entirety as follows:

8188536v4 11/8/2016 12:13 PM    1989.330

(f)    (i) Acquired Indebtedness in an amount not to exceed $250,000 outstanding at any one time and (ii) the Remus Earn-Outs in an aggregate amount not to exceed $600,000 (or such greater aggregate amount as Agent may approve in writing in its sole discretion),
(c)    Schedule 1.1 to the Credit Agreement is hereby amended to add the following defined terms in appropriate alphabetical order:
"First Amendment Effective Date" means November 7, 2016.
"Remus Acquisition" shall mean the purchase by Indiana from Queen City Whiskey, LLC of certain of the assets of the George Remus and Imogene Remus brands pursuant to the Remus Purchase Agreement.  The Remus Acquisition shall be deemed to be a Permitted Acquisition for all purposes under the Agreement.
"Remus Earn-Outs" means the earn-outs owing by Indiana to Queen City Whiskey, LLC pursuant to Section 3.3 of the Remus Purchase Agreement.
"Remus Purchase Agreement" shall mean that certain Asset Purchase Agreement, dated as of November 7, 2016 between Indiana and Queen City Whiskey, LLC, as in effect on the First Amendment Effective Date.
3.    Representations and Warranties.  Parent and Borrowers jointly and severally represent and warrant with and to Agent and Lenders as follows, which representation and warranties shall survive the execution and delivery hereof:
(a)    no Default or Event of Default exists or has occurred and is continuing as of the date of this Amendment;
(b)    this Amendment has been duly authorized, executed and delivered by all necessary corporate or limited liability company, as applicable, action on the part of each Loan Party which is a party hereto and, if necessary, their respective equity holders and is in full force and effect as of the date hereof, as the case may be, and the agreements and obligations of each Loan Party, as the case may be, contained herein and therein constitute legal, valid and binding obligations of each Loan Party, enforceable against it in accordance with their terms, except as enforceability is limited by bankruptcy, insolvency, reorganization, moratorium or other laws relating to or affecting generally the enforcement of creditors' rights and except to the extent that availability of the remedy of specific performance or injunctive relief is subject to the discretion of the court before which any proceeding therefor may be brought;
(c)    the execution, delivery and performance of this Amendment (i) are all within Parent's and each Borrower's corporate or limited liability company powers, as applicable, and (ii) are not in contravention of law or the terms of such Loan Party's certificate or articles of incorporation or formation, by laws, operating agreement, or other organizational documentation, or any indenture, agreement or undertaking to which such Loan Party is a party or by which such Loan Party or its property are bound; and
(d)    all of the representations and warranties set forth in the Credit Agreement and the other Loan Documents, each as amended hereby, are true and correct in all material respects on and as of the date hereof, as if made on the date hereof, except to the extent any such representation 

-2-

or warranty is made as of a specified date, in which case such representation or warranty shall have been true and correct in all material respects as of such date.
4.    Conditions Precedent.  The amendments contained herein shall only be effective upon the prior or concurrent satisfaction of each of the following conditions precedent in a manner satisfactory to Agent:
(a)    Agent shall have received counterparts of this Amendment, duly authorized, executed and delivered by Lenders, Parent and each Borrower; 
(b)    Agent shall have received an executed copy of the Consent and Reaffirmation attached hereto, duly authorized, executed and delivered by Thunderbird Real Estate Holdings, LLC; 
(c)    Agent shall have a fully executed copy of the Remus Purchase Agreement and all other material acquisition documents related thereto, in each case in form and substance satisfactory to Agent; and
(d)    No Default or Event of Default shall exist or have occurred and be continuing.
5.    Post-Closing Covenant.  Within ten (10) Business Days of the date hereof (or such later date as Agent may agree in writing in its sole discretion), Parent and Borrowers will deliver to Agent executed intellectual property security agreements with respect to any registered intellectual property acquired by the Loan Parties pursuant to the Remus Acquisition, in form and substance satisfactory to Agent.  Failure to satisfy the foregoing covenant within the time period specified therefor shall constitute an immediate Event of Default.  
6.    Effect of this Amendment.  Except as expressly set forth herein, no other amendments, changes or modifications to the Loan Documents are intended or implied, and in all other respects the Loan Documents are hereby specifically ratified, restated and confirmed by all parties hereto as of the effective date hereof and no Loan Party shall be entitled to any other or further amendment by virtue of the provisions of this Amendment or with respect to the subject matter of this Amendment.  To the extent of conflict between the terms of this Amendment and the other Loan Documents, the terms of this Amendment shall control.  The Credit Agreement and this Amendment shall be read and construed as one agreement.
7.    Governing Law.  The validity, interpretation and enforcement of this Amendment and any dispute arising out of the relationship between the parties hereto whether in contract, tort, equity or otherwise, shall be governed by the internal laws of the State of Illinois but excluding any principles of conflicts of law or other rule of law that would cause the application of the law of any jurisdiction other than the laws of the State of Illinois.
8.    Binding Effect.  This Amendment shall be binding upon and inure to the benefit of each of the parties hereto and their respective successors and assigns.
9.    Reaffirmation and Confirmation.  Each Loan Party hereby ratifies, affirms, acknowledges and agrees that the Credit Agreement and the other Loan Documents to which it is a party represent the valid, enforceable and collectible obligations of such Loan Party, and further acknowledges that there are no existing claims, defenses, personal or otherwise, or rights of setoff 

-3-

whatsoever with respect to the Credit Agreement or any other Loan Document.  Each Loan Party hereby agrees that this Amendment in no way acts as a release or relinquishment of the Liens and rights securing payments of the Obligations.  The Liens and rights securing payment of the Obligations are hereby ratified and confirmed by each Loan Party in all respects.
10.    Entire Agreement.  This Amendment represents the entire agreement and understanding concerning the subject matter hereof among the parties hereto, and supersedes all other prior agreements, understandings, negotiations and discussions, representations, warranties, commitments, proposals, offers and contracts concerning the subject matter hereof, whether oral or written.
11.    Headings.  The headings listed herein are for convenience only and do not constitute matters to be construed in interpreting this Amendment.
12.    Counterparts.  This Amendment may be executed in any number of counterparts, each of which shall be an original, but all of which taken together shall constitute one and the same agreement.  Delivery of an executed counterpart of this Amendment by telefacsimile or other electronic method of transmission shall have the same force and effect as delivery of an original executed counterpart of this Amendment.  Any party delivering an executed counterpart of this Amendment by telefacsimile or other electronic method of transmission shall also deliver an original executed counterpart of this Amendment, but the failure to do so shall not affect the validity, enforceability, and binding effect of this Amendment.
[REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK]

-4-

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their authorized officers as of the date and year first above written.
	
		
	 
	WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent and as a Lender 
 
 
By: __________________________________
Name:________________________________
Title:_________________________________

Signature Page to Amendment No. 1 to Third Amended and Restated Credit Agreement

	
		
	 
	U.S. BANK NATIONAL ASSOCIATION, a national banking association, as a Lender 
 
 
By: ________________________________________   
Name:  _____________________________________ 
             Its Authorized Signatory

Signature Page to Amendment No. 1 to Third Amended and Restated Credit Agreement

	
		
	 
	MGP INGREDIENTS, INC. 
 
 
By: __________________________________
Name:________________________________
Title:_________________________________

	 
	MGPI PIPELINE, INC.  
 
 
By: __________________________________
Name:________________________________
Title:_________________________________

	 
	MGPI PROCESSING, INC.  
 
 
By: __________________________________
Name:________________________________
Title:_________________________________

	 
	MGPI OF INDIANA, LLC 
 
 
By: __________________________________
Name:________________________________
Title:_________________________________

Signature Page to Amendment No. 1 to Third Amended and Restated Credit Agreement

CONSENT AND REAFFIRMATION

The undersigned hereby (i) acknowledges receipt of a copy of the foregoing Amendment No. 1 to Third Amended and Restated Credit Agreement (terms defined therein and used, but not otherwise defined herein shall have the meanings assigned to them therein); (ii) consents to Borrowers' and Parent's execution and delivery thereof; (iii) agrees to be bound by the terms of the Amendment, including Section 9 thereof; and (iv) affirms that nothing contained therein shall modify in any respect whatsoever any Loan Document to which the undersigned is a party and reaffirms that each such Loan Document is and shall continue to remain in full force and effect.  Although the undersigned has been informed of the matters set forth herein and has acknowledged and agreed to same, the undersigned understands that Agent and Lenders have no obligation to inform the undersigned of such matters in the future or to seek the undersigned's acknowledgment or agreement to future consents, amendments or waivers, and nothing herein shall create such a duty.
IN WITNESS WHEREOF, the undersigned has executed this Consent and Reaffirmation on and as of the date of such Amendment.

	
	
	THUNDERBIRD REAL ESTATE HOLDINGS, LLC, a Delaware limited liability company 
 
 
By: _____________________________________   
Title: ____________________________________Exhibit

REAFFIRMATION OF LOAN DOCUMENTS 
AND 
AMENDMENT NO. 2 TO GUARANTY AND SECURITY AGREEMENT
March 21, 2016
Reference is made to the Third Amended and Restated Credit Agreement dated as of the date hereof (as amended, restated, modified or supplemented from time to time, the "Credit Agreement"), by and among the lenders identified on the signature pages thereto (each of such lenders, together with their respective successors and permitted assigns, a "Lender" and, collectively, the "Lenders"), Wells Fargo Bank, National Association, as administrative agent for the Lenders (in such capacity, together with its successors and assigns in such capacity, "Agent"), MGP Ingredients, Inc., a Kansas corporation ("Parent"), MGPI Processing, Inc., a Kansas corporation ("MGPI Processing"), MGPI Pipeline, Inc., a Kansas corporation ("MGPI Pipeline"),  and MGPI of Indiana, LLC, a Delaware limited liability company ("MGPI Indiana"; and together with MGPI Processing and MGPI Pipeline, "Borrowers").  All capitalized terms used but not defined in this document (including on Schedule I attached hereto) shall have the meaning ascribed to such terms in the Credit Agreement.
1.Reaffirmation.  To induce the Lenders and Agent to enter into the Credit Agreement, each of the undersigned hereby acknowledges and reaffirms its obligations under each Loan Document to which it is a party (including, without limitation, the Loan Documents identified on Schedule I attached hereto), including, without limitation, any grant, pledge or assignment of a lien or security interest, as applicable, contained therein, in each case as amended, restated, supplemented or otherwise modified prior to or as of the date hereof (collectively, the "Reaffirmed Documents").
2.    Amendments to Guaranty and Security Agreement.  The Guaranty and Security Agreement is hereby amended as follows:
(a)    The definition of "Triggering Event" set forth in Section 1(a) of the Guaranty and Security Agreement is hereby amended and restated in its entirety as follows:
"Triggering Event" means, as of any date of determination, that (A) an Event of Default has occurred as of such date, or (B) Excess Availability is less than 12.5% of the Total Facility Amount as of such date.
(b)    The schedules to the Guaranty and Security Agreement are hereby amended and restated in their entirety as set forth on the schedules attached behind Schedule II hereto.   
3.    Representations and Warranties.  To induce Agent and Lenders to enter into the Credit Agreement, each of the undersigned represents and warrants to Agent and Lenders that the execution, delivery and performance of this Reaffirmation of Loan Documents (this "Reaffirmation") has been duly authorized by all requisite limited liability company action on 

7543873v4 3/21/2016 9:52 AM    1989.330

the part of each of the undersigned, this Reaffirmation has been duly executed and delivered by each of the undersigned and this Reaffirmation constitutes a legal, valid and binding agreement of each of the undersigned, enforceable against each of the undersigned in accordance with its terms, except as the enforceability thereof may be limited by bankruptcy, insolvency, reorganization, moratorium or other similar laws relating to the enforcement of creditors' rights generally and by general equitable principles.
4.    References.  Each of the undersigned agrees that the Reaffirmed Documents to which it is a party shall remain in full force and effect following the execution and delivery of the Credit Agreement and that all references in any of the Reaffirmed Documents to the "Credit Agreement" shall be deemed to refer to the Amended and Restated Credit Agreement.
5.    Scope.  Except as set forth in the immediately preceding paragraph, and except as otherwise expressly amended on the date hereof, each of the Reaffirmed Documents shall remain in full force and effect.
6.    Governing Law; JURY TRIAL WAIVER.  Without limiting the applicability of any other provision of the Credit Agreement or any other Loan Document, the terms and provisions set forth in Section 12 of the Credit Agreement are expressly incorporated herein by reference.
7.    Counterparts. This Reaffirmation may be executed in any number of counterparts and by different parties on separate counterparts, each of which, when executed and delivered, shall be deemed to be an original, and all of which, when taken together, shall constitute but one and the same Reaffirmation.  Delivery of an executed counterpart of this Reaffirmation by telefacsimile or other electronic method of transmission (including “.pdf”) shall be equally as effective as delivery of an original executed counterpart of this Reaffirmation.  Any party delivering an executed counterpart of this Reaffirmation by telefacsimile or other electronic method of transmission (including “.pdf”) also shall deliver an original executed counterpart of this Reaffirmation but the failure to deliver an original executed counterpart shall not affect the validity, enforceability, and binding effect of this Reaffirmation.

[signature pages follow]

- 2 -

This Reaffirmation of Loan Documents and Amendment to Guaranty and Security Agreement is dated as of the date first set forth above.

	
		
	MGP INGREDIENTS, INC. 
 
 
By: _______________________________________________   
Name: _____________________________________________   
Title: ______________________________________________

	MGPI PROCESSING, INC. 
 
 
By: _______________________________________________   
Name: _____________________________________________   
Title: ______________________________________________
 

	MGPI PIPELINE, INC. 
 
 
By: _______________________________________________   
Name: _____________________________________________   
Title: ______________________________________________
     

	MGPI OF INDIANA, LLC 
 
 
By: _______________________________________________   
Name: _____________________________________________   
Title: ______________________________________________
    

	THUNDERBIRD REAL ESTATE HOLDINGS, LLC 
 
 
By: _______________________________________________   
Name: _____________________________________________   
Title: ______________________________________________
     

Signature Page to Reaffirmation of Loan Documents and Amendment No. 2 to Guaranty and Security Agreement
(Third Amended and Restated Credit Agreement)

	
	
	Acknowledged and agreed to as of 
the date hereof: 
 
WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent  
 
 
By: _________________________________   
Name: _______________________________   
Title: ________________________________

Signature Page to Reaffirmation of Loan Documents and Amendment No. 2 to Guaranty and Security Agreement
(Third Amended and Restated Credit Agreement)

Schedule I
Reaffirmed Documents
(each dated as of November 2, 2012 and as 
 amended, supplemented or modified through, and  
in effect as of, the date hereof, unless otherwise indicated)
1)Amended and Restated Guaranty and Security Agreement executed by the Loan Parties in favor of Agent.
2)Assignment of Business Interruption Insurance Policy as Collateral Security executed by Borrowers and Parent in favor of Agent.
3)Amended and Restated Environmental Indemnity Agreement executed by Borrowers in favor of Agent.
4)Intercompany Subordination Agreement executed by the Loan Parties and Agent.
5)Amended and Restated Intercreditor Agreement by and between Agent and Union State Bank of Everest, d/b/a Bank of Atchison, and acknowledged by MGPI Processing, Inc.
6)Amended and Restated Bond Pledge and Security Agreement by and among MGPI Processing, Inc., Commerce Bank, N.A., and Agent.
7)Deposit Account Control Agreement (Access Restricted after Notice) dated as of November 29, 2012 by and among Wells Fargo Bank, National Association, as Bank, Wells Fargo Bank, National Association, as Secured Party and MGPI Processing, Inc.
8)Deposit Account Control Agreement (Access Restricted Immediately – ZBA Transfers) dated as of November 29, 2012 by and among Wells Fargo Bank, National Association, as Bank, Wells Fargo Bank, National Association, as Secured Party and MGPI Processing, Inc.
9)Amended and Restated Patent Security Agreement by and between MGPI Processing, Inc. and Agent. 
10)Trademark Security Agreement by and between MGPI Processing, Inc. and Agent.
11)Amended and Restated Mortgage, Assignment of Leases and Rents, Security Agreement and Fixture Filing dated as of November 27, 2013 made by MGPI Processing, Inc. in favor of Agent and recorded on December 8, 2014, in Book 625, Page 937 of the real property records of the Office of the Register of Deeds, Atchison County, Kansas and recorded on December 15, 2014 in the Office of the Register of Deeds of Wyandotte County, Kansas as Document No. 2014R-15947.

Schedule I – Page 1

12)Leasehold Mortgage, Assignment of Leases and Rents, Security Agreement and Fixture Filing dated as of February 15, 2010 made by MGPI Processing, Inc. in favor of Agent and recorded on March 16, 2010, in Book 582, Page 552 of the real property records of the Office of the Register of Deeds, Atchison County, Kansas.
13)Real Property Mortgage, Assignment of Leases and Rents, Security Agreement and Fixture Filing dated as of February 27, 2015 made by MGPI of Indiana, LLC in favor of Agent and recorded on April 15, 2015 in the real property Dearborn County, Indiana as Document No.2015002032.

Schedule I – Page 2

Schedule II
[See attached Schedules to Guaranty and Security Agreement]

SCHEDULE 1 
COMMERCIAL TORT CLAIMS
 
None.

CORE/3001926.0002/117558850.3 

SCHEDULE 2
COPYRIGHTS

None.

CORE/3001926.0002/117558850.3 

SCHEDULE 3 
INTELLECTUAL PROPERTY LICENSES 

	
					
	LICENSEE
	LICENSOR
	COUNTRY/STATE
	REGISTRATION/ APPLICATION NUMBER, IF ANY
	DESCRIPTION

	MGPI Processing, Inc.
	Kansas State University Research Foundation
	Australia and International
	5,855,946 and 6,299,907
	Plant Based Starches

	DM Ingredients GmbH
	MGPI Processing, Inc.
	EU and specified countries
	 
	Exclusive license to make food products made with Wheatex technology and a nonexclusive license to sell outside the territory.  Also granted license for use of Trutex trade mark in offering the products

	Crespel & Dieters GmbH & Co. KG
	MGPI Processing, Inc.
	 
	 
	Upon the dissolution of GmbH, the licensee will have rights with respect to the Wheatex technology and Trutex Trademark

	Cargill
	MGPI Processing, Inc.
	Australia
	5,855,946
	Production and Marketing of a resistant starch call Fibersym® HA

	National Starch and Chemical Company
	MGPI Processing, Inc.
	USA; Australia; and New Zealand
	 
	Make high amylase maize resistant starch products using licensed technology in the US for sale outside the US; exclusive right to make and sell such products in New Zealand and Australia; nonexclusive right to make and sell the product in the EU; and exclusive right to make and sell the product in the rest of the world (excluding US, EU, Australia and New Zealand)

CORE/3001926.0002/117558850.3 

SCHEDULE 4
PATENTS

UNITED STATES PATENTS:
Registrations:
	
			
	OWNER
	REGISTRATION NUMBER
	DESCRIPTION

	MGPI Processing, Inc.
	5747648
	MODIFIED WHEAT GLUTENS AND USE THEREOF IN FABRICATION OF FILMS

	MGPI Processing, Inc.
	5965708
	MODIFIED WHEAT GLUTENS AND USE THEREOF IN FABRICATION OF FILMS

	MGPI Processing, Inc.
	5977312
	MODIFIED WHEAT GLUTENS AND USE THEREOF IN FABRICATION OF FILMS

	MGPI Processing, Inc.
	5665152
	BIODEGRADABLE GRAIN PROTEIN-BASED SOLID ARTICLES

	MGPI Processing, Inc.
	6517625
	PROTEIN STARCH PAPER

	MGPI Processing, Inc.
	6605367
	PROTEIN STARCH PAPER

	MGPI Processing, Inc.;  
Desert Whale Jojoba  
Company, Inc.
	6552171
	HYDROLYZED JOJOBA PROTEIN AND USES THEREOF

	MGPI Processing, Inc.;  
Desert Whale Jojoba  
Company, Inc.
	6800736
	HYDROLYZED JOJOBA PROTEIN AND USES THEREOF

	MGPI Processing, Inc.;  
Desert Whale Jojoba  
Company, Inc.
	6649177
	HYDROLYZED JOJOBA PROTEIN AND USES THEREOF

	MGPI Processing, Inc.
	7534459
	PROCESS FOR PREPARING HYBRID PROTEINS

	MGPI Processing, Inc.
	6809197
	EMULSION STABILIZING STARCH PRODUCTS

	MGPI Processing, Inc.
	7166305
	POLYVALENT METAL-SUBSTITUTED STARCH PRODUCTS

	MGPI Processing, Inc.
	7989592
	PROCESS FOR PREPARING HYBRID PROTEINS

	MGPI Processing, Inc.
	8309152
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

CORE/3001926.0002/117558850.3 

Applications:
	
			
	OWNER
	APPLICATION NUMBER
	DESCRIPTION

	MGPI Processing, Inc.
	12/785,169
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	11/115,441
	EXPANDED PRODUCTS WITH HIGH PROTEIN CONTENT

	MGPI Processing, Inc.
	14/256,243
	EXPANDED PRODUCTS WITH HIGH PROTEIN CONTENT

	MGPI Processing, Inc.
	11/294,314
	PREGELATINIZED CHEMICALLY MODIFIED RESISTANT STARCH PRODUCTS AND USES THEREOF

	MGPI Processing, Inc.
	11/146,623
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	11/146,671
	REVERSIBLY SWELLABLE GRANULAR STARCH-LIPID COMPOSITES AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	11/830507
	HIGH-PROTEIN, LOW-CARBOHYDRATE BAKERY PRODUCTS

	MGPI Processing, Inc.
	12/580755
	RESISTANT STARCH-HYDROCOLLOID BLENDS AND USES THEREOF

	MGPI Processing, Inc.
	11/689620
	RESISTANT STARCH-HYDROCOLLOID BLENDS AND USES THEREOF

	MGPI Processing, Inc.
	13/673,641
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGP Ingredients, Inc.
	13/915200
	HIGH-PROTEIN, LOW-CARBOHYDRATE BAKERY PRODUCTS

	MGPI Processing, Inc. and Pittsburg State University
	14/516414
	PRODUCTION OF POLYOLS USING DISTILLERS GRAINS AND PROTEINS AND LIGNIN EXTRACTED FROM DISTILLERS

	MGPI Processing, Inc. and Pittsburg State University
	13/757179
	PRODUCTION OF POLYOLS USING DISTILLERS GRAINS AND PROTEINS AND LIGNIN EXTRACTED FROM DISTILLERS

	MGPI Processing, Inc.
	11/585369
	THERMOTOLERANT STARCH-POLYESTER COMPOSITES AND METHODS OF MAKING SAME

	MGPI Processing, Inc.
	8802754 11/339367
	STARCH-PLASTIC COMPOSITE RESINS AND PROFILES MADE BY EXTRUSION

	MGPI Processing, Inc.
	6716599
	METHOD OF PREPARING HYDROLYZED JOJOBA PROTEIN

CORE/3001926.0002/117558850.3 

OTHER PATENTS: 
Registrations:
	
				
	OWNER
	REGISTRATION NUMBER
	COUNTRY/STATE
	DESCRIPTION

	MGPI Processing, Inc.
	1758461
	GB
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1758461
	LU
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1758461
	MC
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1758461
	CH
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1758461
	IE
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1758461
	FR
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1758461
	DE
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	2532285
	CA
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	SI
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	DE
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	FR
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	IE
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	SE
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	CH
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	LU
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

CORE/3001926.0002/117558850.3 

	
				
	OWNER
	REGISTRATION NUMBER
	COUNTRY/STATE
	DESCRIPTION

	MGPI Processing, Inc.
	1648237
	MC
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	NL
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	DK
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	1648237
	GB
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	2004253169
	Australia
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

	MGPI Processing, Inc.
	2005267599
	Australia
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	1643841
	DE
	HIGH-PROTEIN, LOW-CARBOHYDRATE BAKERY PRODUCTS

	MGPI Processing, Inc.
	1643841
	FR
	HIGH-PROTEIN, LOW-CARBOHYDRATE BAKERY PRODUCTS

	MGPI Processing, Inc.
	1643841
	GB
	HIGH-PROTEIN, LOW-CARBOHYDRATE BAKERY PRODUCTS

	MGPI Processing, Inc.
	3866289
	JP
	BIODEGRADABLE, GRAIN PROTEIN-BASED ARTICLES AND FORMING

	MGPI Processing, Inc.
	4229236
	JP
	Hydrolyzed Protein and Uses Thereof

	MGPI Processing, Inc.
	4839213
	JP
	High-Protein, Low-Carbohydrate Bakery Products

	MGPI Processing, Inc.
	5238495
	JP
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	1888650
	Europe
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	602006033350.1
	DE
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	1888650
	GB
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

CORE/3001926.0002/117558850.3 

	
				
	OWNER
	REGISTRATION NUMBER
	COUNTRY/STATE
	DESCRIPTION

	MGPI Processing, Inc.
	2006254932
	Australia
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

CORE/3001926.0002/117558850.3 

Applications:

	
				
	OWNER
	APPLICATION NUMBER
	COUNTRY/STATE
	DESCRIPTION

	MGPI Processing, Inc.
	2011124186
	JP
	COMPOSITION AND METHOD FOR MAKING HIGH-PROTEIN AND LOW-CARBOHYDRATE FOOD PRODUCTS

	MGPI Processing, Inc.
	2011164823
	Japan
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	2007275271
	Australia
	PROCESS FOR PREPARING HYBRID PROTEINS

	MGPI Processing, Inc.
	2661310
	Canada
	PROCESS FOR PREPARING HYBRID PROTEINS

	MGPI Processing, Inc.
	7813110.9
	Europe
	PROCESS FOR PREPARING HYBRID PROTEINS

	MGPI Processing, Inc.
	2009-521909
	Japan
	PROCESS FOR PREPARING HYBRID PROTEINS

	MGPI Processing, Inc.
	2 611431
	Canada
	MINERAL-BOUND STARCH COMPOSITIONS AND METHODS OF MAKING THE SAME

	MGPI Processing, Inc.
	2007 556375
	Japan
	PREGELATINIZED CHEMICALLY MODIFIED RESISTANT STARCH PRODUCTS AND USES THEREOF

	MGPI Processing, Inc.
	6720893.4
	Europe
	PREGELATINIZED CHEMICALLY MODIFIED RESISTANT STARCH PRODUCTS AND USES THEREOF

	MGPI Processing, Inc.
	2598089
	Canada
	PREGELATINIZED CHEMICALLY MODIFIED RESISTANT STARCH PRODUCTS AND USES THEREOF

	MGPI Processing, Inc.
	2006214040
	Australia
	PREGELATINIZED CHEMICALLY MODIFIED RESISTANT STARCH PRODUCTS AND USES THEREOF

	MGPI Processing, Inc.
	2570902
	Canada
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	2005 267599
	Australia
	WHEAT PROTEIN ISOLATES AND THEIR MODIFIED FORMS AND METHODS OF MAKING

	MGPI Processing, Inc.
	2006 520157
	Japan
	HIGH-PROTEIN, REDUCED-CARBOHYDRATE BAKERY AND OTHER FOOD PRODUCTS

 

CORE/3001926.0002/117558850.3 

SCHEDULE 5 
PLEDGED COMPANIES

	
							
	Name of Grantor
	Name of Pledged Company
	Number of Share Units
	Class of Interests
	Percentage of Class Owned
	Percentage Of Class Pledged
	Certificate Nos.

	MGP Ingredients, Inc.
	MGPI Processing, Inc.
	1,000
	Common
	100%
	100%
	Cl

	MGP Ingredients, Inc.
	MGPI Processing, Inc.
	10
	Preferred
	100%
	100%
	P1

	MGP Ingredients, Inc.
	MGPI Pipeline, Inc.
	5,000
	Common
	100%
	100%
	C2

	MGP Ingredients, Inc.
	MGPI of Indiana, LLC
	n/a
	n/a
	100%
	100%
	n/a

	MGPI Processing, Inc.
	Thunderbird Real Estate Holdings, LLC
	n/a
	n/a
	100%
	100%
	n/a

	MGPI Processing, Inc.
	Illinois Corn Processing, LLC
	n/a
	n/a
	30%
	30%
	n/a

 

CORE/3001926.0002/117558850.3 

SCHEDULE 6
TRADEMARKS

Registrations:
	
			
	OWNER
	REGISTRATION  
NUMBER
	TRADEMARK

	MGPI Processing, Inc.
	2,681,958
	ARISE

	MGPI Processing, Inc.
	3,259,490
	FIBERRITE

	MGPI Processing, Inc.
	3,143,069
	FIBERSYM

	MGPI Processing, Inc.
	3,086,500
	FIBERSYM and Design  
(highly stylized S)

	MGPI Processing, Inc.
	2,083,385
	FOAM PRO

	MGPI Processing, Inc.
	3,032,619
	MGP INGREDIENTS

	MGPI Processing, Inc.
	3,020,190
	MGP INGREDIENTS, INC.  
and Design

	MGPI Processing, Inc.
	2,926,087
	MIDWEST GRAIN  
PRODUCTS

	MGPI Processing, Inc.
	4472546
	OPTEIN

	MGPI Processing, Inc.
	4556537
	TRUTEX

	MGPI Processing, Inc.
	2,076,023
	WHEATEX

	MGPI Processing, Inc.
	3,450,542
	WHEATEX (word mark)

CORE/3001926.0002/117558850.3 

Applications:
	
			
	OWNER
	APPLICATION NUMBER
	TRADEMARK

	MGPI of Indiana, LLC
	85783212
	DUMA'S HAMMER

	MGPI of Indiana, LLC
	85777793
	CLOUD'S BATCH '41 CLOUD  
L. CRAY SNR

	MGPI of Indiana, LLC
	85777791
	CLOUD'S BATCH '41

	MGPI of Indiana, LLC
	85743480
	TANNERS CREEK

	MGPI of Indiana, LLC
	85725079
	1729 LONDON GIN

	MGPI of Indiana, LLC
	85725074
	B UR BN

	MGPI Processing, Inc.
	86603719
	Till Vodka

	MGPI Processing, Inc.
	86603204
	TILL WHEAT VODKA

	MGPI Processing, Inc.
	86603198
	TILL KANSAS WHEAT VODKA

	MGPI Processing, Inc.
	86603185
	TILL KANSAS ESTATE WHEAT VODKA

	MGPI Processing, Inc.
	86603179
	TILL AMERICAN WHEAT VODKA

	MGPI Processing, Inc.
	86603172
	TILL WHEAT GIN

	MGPI Processing, Inc.
	86749823
	TILL

	MGPI Processing, Inc.
	86749821
	TILL DISTILLING COMPANY

	MGPI Processing, Inc.
	86822944
	TILL and Design

	MGPI Processing, Inc.
	86822946
	Till Bottle Design

	MGPI of Indiana, LLC
	86603161
	MERIWETHER GIN

	MGPI of Indiana, LLC
	86603150
	MERIWETHER LEWIS GIN

	MGPI of Indiana, LLC
	86794384
	ROSSVILLE DISTILLERY

	MGPI of Indiana, LLC
	86651279
	LDI

	MGPI of Indiana, LLC
	86651282
	LAWRENCEBURG DISTILLERS INDIANA

 

CORE/3001926.0002/117558850.3 

OTHER TRADEMARKS: 
Registrations:
	
				
	OWNER
	REGISTRATION NUMBER
	COUNTRY/STATE
	TRADEMARK

	MGPI Processing, Inc.
	2,681,958
	International Class 30
	ARISE

	MGPI Processing, Inc.
	3,259,490
	International Class 30
	FIBERRITE

	MGPI Processing, Inc.
	3,143,069
	International Class 30
	FIBERSYM

	MGPI Processing, Inc.
	3,086,500
	International Class 30
	FIBERSYM and Design  
(highly stylized S)

	MGPI Processing, Inc.
	2,083,385
	International Class 1
	FOAM PRO

	MGPI Processing, Inc.
	3,032,619
	International Class l and 31
	MGP INGREDIENTS

	MGPI Processing, Inc.
	3,020,190
	International Class 1 and 31
	MGP INGREDIENTS,  
INC. and Design

	MGPI Processing, Inc.
	2,926,087
	International Class 42
	MIDWEST GRAIN  
PRODUCTS

	MGPI Processing, Inc.
	2,076,023
	International Class 30
	WHEATEX

	MGPI Processing, Inc.
	3,450,542
	International Class 29
	WHEATEX

Applications: None
 

CORE/3001926.0002/117558850.3 

SCHEDULE 7 
NAME; CHIEF EXECUTIVE OFFICE; TAX IDENTIFICATION NUMBERS AND ORGANIZATIONAL NUMBERS

	
				
	Legal Name
	Chief Executive Office
	Organizational Number
	Federal Taxpayer Identification Number

	MGP Ingredients, Inc.
	100 Commercial Street 
Atchison, Kansas
	KS - 4554606
	45-4082531

	MGPI Processing, Inc.
	100 Commercial Street Atchison, Kansas
	KS - 083220
	48-0531200

	MGPI Pipeline, Inc.
	100 Commercial Street Atchison, Kansas
	KS - 1569474
	48-1076698

	MGPI of Indiana, LLC
	100 Commercial Street Atchison, Kansas
	DE - 4527045
	26-2330535

	Thunderbird Real Estate Holdings, LLC
	100 Commercial Street Atchison, Kansas
	DE - 5517956
	46-5428467

 

 

CORE/3001926.0002/117558850.3 

SCHEDULE 8 
OWNED REAL PROPERTY

1100 Main, Atchison, Kansas 
1200 Main, Atchison, Kansas
1300 Main, Atchison, Kansas
101 Commercial Street, Atchison, Kansas 
16 Kansas Avenue, Kansas City, Kansas 
7 Ridge Avenue, Lawrenceburg, Indiana
 

CORE/3001926.0002/117558850.3 

SCHEDULE 9 
DEPOSIT ACCOUNTS AND SECURITIES ACCOUNTS

MGP Ingredients, Inc. 
Wells Fargo Bank, N.A. 
Account No. **********
MGP Ingredients, Inc.
Wells Faro Bank, N.A.
Operating Account No. **********
 

CORE/3001926.0002/117558850.3 

SCHEDULE 11 
LIST OF UNIFORM COMMERCIAL CODE FILING JURISDICTIONS

	
		
	Grantor
	Jurisdictions

	MGP Ingredients, Inc.
	Kansas Secretary of State

	MGPI Processing, Inc.
	Kansas Secretary of State

	MGPI Pipeline, Inc.
	Kansas Secretary of State

	MGPI of Indiana, LLC
	Delaware Secretary of State

	MGPI Processing, Inc.
	Atchison County, Kansas Register of Deeds

	MGPI Processing, Inc.
	Potawatomie County, Kansas Register of Deeds

	MGPI of Indiana, LLC
	Dearborn County, Indiana Recorder

	Thunderbird Real Estate Holdings, LLC
	Delaware Secretary of State

	 
	 

CORE/3001926.0002/117558850.3 

SCHEDULE 12
MOTOR VEHICLES 

MGPI Processing, Inc. Motor Vehicles
	
		
	DESCRIPTION
	VIN #

	1969 Chevrolet
	CS539P869050

	2003 Chevrolet S10 Pickup
	1GCCS14H138141050

	2003 Chevrolet LD 3500
	1GBJC34U13E228143

	2001 Dodge 3500
	3B6MF36WX1M275360

	1999 Chevrolet 2500
	1GBGC24R0XF065694

	2006 Chevrolet Uplander
	1GNDV23L06D190251

	2009 Dodge Ram 1500
	1D3HB16PX9J516677

	1991 Trailer
	1PT01ARH5M9001559

	1991 Trailer
	1PT01ARH1M9001560

	1991 Trailer
	1PT01ARH3M9001561

 
MGPI of Indiana, LLC Motor Vehicles:
	
		
	DESCRIPTION
	VIN #

	2005 DODGE PICKUP TRUCK
	3D7KS28C85G797314

	1996 GRAND MARQUIS
	2MELM74W4TX658773

	2008 FORD EXPLORER
	1FMEU74E18UA93796

	1991 CHEVY STAKE TRUCK
	1GBKC34N5NJ101371

	2003 CAPACITY
	4LMDF71333LD013960

	OTR TRAILERS
	 

	1988 FRUEHAUF
	1H2V0452XJBO29509

	1989 GREAT DANE
	1GRAA9027LBO31901

	1989 GREAT DANE
	1GRAA9020LB031903

	1989 GREAT DANE
	1GRAA902XLB031908

	1990 GREAT DANE
	1GRAA9028LB031907

	1989 GREAT DANE
	1GRAA90242LB031905

	1990 STOUGHTON GVW-485T-S-Z
	1DW1A4826LS693108

	FLATBED TRAILERS
	 

	1987 TRANSCRAFT 45 FT.
	1TTF45208H1029068

	1985 TRANSCRAFT
	1TTF45208F1026314

	SPECIAL  
EQUIPMENT
	VIN #

	1996 SWEEPER 3366XP
	585399

	1988 FORD DIESEL FARM TRACTOR
	 

	MAINT. 2-WHEEL TRAILER
	IN2WHEEL0115653

	FORKLIFT MAINT. C500-YS60
	4355-94-5090-082

CORE/3001926.0002/117558850.3

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00268-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00268-of-00352.parquet"}]]