Document:

Exhibit 4.1

 

 

 DEHAIER MEDICAL SYSTEMS LIMITED 
 THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH SHAREHOLDER WHO SO REQUESTS, A SUMMARY OF THE POWERS, DESIGNATIONS, PREFERENCES AND RELATIVE, PARTICIPATING, OPTIONAL OR OTHER SPECIAL RIGHTS OF EACH CLASS
OF STOCK OF THE COMPANY AND THE QUALIFICATIONS, LIMITATIONS OR RESTRICTIONS OF SUCH PREFERENCES AND RIGHTS, AND THE VARIATIONS IN RIGHTS, PREFERENCES AND LIMITATIONS DETERMINED FOR EACH SERIES, WHICH ARE FIXED BY THE ARTICLES AND MEMORANDUM OF
ASSOCIATION OF THE COMPANY, AS AMENDED, AND THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES. SUCH REQUEST MAY BE MADE TO THE OFFICE OF THE SECRETARY OF
THE COMPANY OR TO THE TRANSFER AGENT. THE BOARD OF DIRECTORS MAY REQUIRE THE OWNER OF A LOST OR DESTROYED STOCK CERTIFICATE, OR HIS LEGAL REPRESENTATIVES, TO GIVE THE COMPANY A BOND TO INDEMNIFY IT AND ITS TRANSFER AGENTS AND REGISTRARS AGAINST ANY
CLAIM THAT MAY BE MADE AGAINST THEM ON ACCOUNT OF THE ALLEGED LOSS OR DESTRUCTION OF ANY SUCH CERTIFICATE. 
  

																					
	 	 	  
 The following
abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
	 	 
	 	 	  
   TEN COM
	 	-	 	as tenants in common	 	UNIF GIFT MIN ACT -	 	 	 	Custodian	 	 	 	 
	 	 		 		 		 		 	(Cust)	 		 	(Minor)	 	 
	 	 	  TEN ENT	 	-	 	as tenants by the entireties	 		 	under Uniform Gifts to Minors Act	 	 	 	 
	 	 		 		 		 		 		 		 	(State)	 	 
	 	 	  JT TEN	 	-	 	as joint tenants with right of survivorship	 	UNIF TRF MIN ACT -	 	 	 	Custodian (until age	 	 	 	)	 	 
	 	 		 		 		 		 	(Cust)	 		 		 		 		 	 
	 	 		 		 		 		 	 	 	under Uniform Transfers to Minors Act	 	 	 	 
	 	 		 		 		 		 	 (Minor)
	 		 		 	(State)	 		 	 
	 	 	   Additional abbreviations may also be used though not in the above list.

  
	 	 

  

			
		  	PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
	For value received,
                                        
hereby sell, assign and transfer unto	  	 

			
	  

	(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE)
	  

	  

			
	  
	  	Shares
	of the common shares represented by the within Certificate, and do hereby irrevocably constitute and appoint	  	
	  
	  	Attorney
	to transfer the said shares on the books of the within-named Corporation with full power of substitution in the premises.	  	

  

													
	Dated:	 	 	 	 	 	20	 	  
	 		  	Signature(s) Guaranteed: Medallion Guarantee Stamp
		 		 		 		 		 		  	THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and
Loan Associations and Credit Unions) WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE l7Ad-15.
	Signature:	 	 	 	 	 		  
	Signature:	 	 	 	 	 		  
		 	 Notice:    
	 	The signature to this assignment must correspond with the name as written upon the face of the certificate, in every particular, without alteration or enlargement, or
any change whatever.Exhibit 10.3

 Exhibit 10.3 
 LOCK-UP AGREEMENT 
                          ,         
  

			
	 By Facsimile
(                    )
	  	 By Facsimile ((804) 648-3404)

	Dehaier Medical Systems Limited	  	Anderson & Strudwick, Incorporated
	1223 Epoch Center	  	707 East Main Street
	No. 31 Zi Zhu Yuan Road	  	20th Floor
	Haidian District, Beijing 100089	  	Richmond, Virginia 23219
	People’s Republic of China	  	Attn: L. McCarthy Downs, III,
	Attn: Ping Chen	  	          Senior Vice President
	          CEO	  	

 Re: Lock-Up Agreement 
 Dear Mr. Chen and Mr. Downs: 
 The undersigned understands that
Anderson & Strudwick, Incorporated (the “Placement Agent”), proposes to enter into a Placement Agreement with Dehaier Medical Systems Limited (the “Company”), providing for the public offering (the “Offering”),
by the Placement Agent of a minimum of 1,250,000 common shares and a maximum of 1,500,000 common shares (the “Shares”). 
 In consideration of the Placement Agent’s agreement to undertake the Offering of the Shares on a “best efforts, minimum/maximum” basis, and for other good and valuable consideration, the
receipt of which is hereby acknowledged, the undersigned agrees that the undersigned will not register, offer, sell, contract to sell or grant any Shares or any securities convertible into or exercisable or exchangeable for the Shares or any
warrants to purchase the Shares (including, without limitation, securities of the Company which may be deemed to be beneficially owned by the undersigned in accordance with the rules and regulations of the Securities and Exchange Commission and
securities which may be issued upon the exercise of a stock option or warrant) for a period of (a) as to one-half ( 1/2) of the Shares now or in the future beneficially owned by the undersigned, ninety (90) days after the date of effectiveness or commencement of
sales of the public offering and (b) as to the other one-half of such Shares now or in the future beneficially owned by such individual, one hundred ninety (190) days after the date of effectiveness or commencement of sales of the public
offering. The obligations under this lock-up period are separate from any obligations that may relate to the Make Good Escrow Agreement to be entered between the Placement Agent, an escrow agent, the Company and certain shareholders of the Company
on the date hereof. 
 The undersigned understands that the Company, the Placement Agent and the Representatives will
proceed with the Offering in reliance upon this Lock-up Agreement. 
  

			
	Very truly yours,
		
	By:	 	  

	Name:	 	  

	Its:Exhibit 10.10

 Exhibit 10.10 
 Sales Agency Agreement 
 Contracting Parties 
 Supplier (hereinafter “party A”): Dalian Wande Electronics Co., Ltd. 
 Agent (hereinafter called “party B”): Beijing DeHaier Medical Technology Co., Ltd. 
  

	I	General 

  

	1.	Beijing DeHaier to act as JMS’s product distributor for one year authorized by Party A which is the General Agent in China of JMS. The authorized
products are: JMS Syringe pump & Infusion pump. 

  

	2.	According to different limits of authority, distributors can be divided as general distributors and exclusive distributors. 

  

	 	a.	General distributor: Party A authorizes Party B to distribute certain type or certain range of products from Party A in certain area, while this does not rule out the
possibility that Party A authorize other distributors to distribute that type or range of products in that area. 

  

	 	b.	Exclusive distributor: Party A authorizes Party B to exclusively distribute certain type or certain range of products from Party A in certain area, while Party A will
not authorize other distributor to distribute that type or range of products in that area, however, Party B has to order in time and accomplish certain amount of sales volume within certain period of time. 

  

	3.	Both Party A and Party B will not bear any legal liabilities caused by commercial activities, legal activities and operating loss of each other.

  

	4.	Party B has the right and obligation to evaluate operations of Party A (including distribution, market and commercial activities) and give suggestions. Party A should
reply in time and modify its defects and limitations. 

  

	5.	Party B should acquire necessary legal documents for distributing the products and provide a copy of corporate business license, tax registration certificate and
registration certificate for medical devices with official seal. Party B should ensure the authenticity of the documents and go through yearly check in time. If there is any problem with the qualification of Party B, Party B should bear the loss or
effect on Party A. If there is any change of above items, Party B should provided Party A in written form in time and provide new certificate. 

  

	6.	Both Party A and Party B should follow the rules in this agreement and supervise each other with the aim of better fulfilling of the agreement.

  

	II	Validity of Party B’s dealership 

 Validity of this agreement is from November 1st, 2009 to November 1, 2010. 
  

	III	Distributing Area: 

 Mainland of China.

	IV	Type of dealership 

 Party A authorizes
Party B as its product distributor, thus Party B should explain to its customers while selling products from Party A, otherwise Party B should bear the legal liabilities. Party A will take the “order confirmation sheet” as the basis of
delivery. If there is any difference between this agreement and the “order confirmation sheet”, please subject to the “order confirmation sheet”. 
  

	V	Business indicators and settlement price of Party B 

  

	1.	Business indicator means the committed ordered quantity or sales volume of Party B in certain period of time. 

  

	2.	The committed ordered quantity of Party B within the validity of its dealership in above mentioned area is 100 sets. 

  

	3.	Only after Party A receives 100% payment from Party B, the ordered quantity or sales volume will be taken as Party B’s sales performance. 

 

	VI	Price System 

 Party B should strictly
follow the price rules listed below, otherwise Party B should be considered defaulting and bear related responsibility. For the first time, Party A will inform Party B in written form, while for the second time, Party A will charge Party B RMB5,000
for defaulting. Party B’s qualification of dealership will be deprived in the third time. 
  

	1.	If the price of the product changed within the validity of Party B’s dealership, Party A should inform Party B 10 days in advance in written form.

  

	2.	Party B should not break the price system of Party A. If Party B needs to lower the price, it should apply to Party A in written form. 

  

	3.	Party A has the righting of pricing. Both Party A and Party B should take pricing information as commercial secretes. 

  

	4.	Prices of the products distributes by Party B including: settlement price, minimum distribution price, minimum retailing price, guide price and public quoted price.

  

	VII	Term of Payment 

 Party A can accept the
payment by T/T, check or cash before Party A delivery. 
  

	VIII	Installation, Check and Maintenance of Products 

  

	1.	Within 3 days after Party B received products mentioned in this agreement, engineers with Party A will be responsible for production installation and on-site guidance.

  

	2.	Warranty period of the products is one year, while life-long maintenance will be chargeable. 

  

	3.	After sale service will be responsible by Party A. 

	IX	Obligations and Responsibilities of Party A and Party B 

 A. Obligations and Responsibilities of Party A 
  

	1.	Provide products brochure; 

  

	2.	Provide support to Party B during the ordinary sales, including human resource, information, etc.; 

  

	3.	Keep Party B with the latest products information and sales policies; 

  

	4.	Products training and market support; 

 B.
Obligations and Responsibilities of Party B 
  

	1.	During the term of this agreement, Party B can not sell competitive products; 

  

	2.	Do not disclose the content of this agreement; 

  

	3.	Report to Party A about the market dynamic of competitors; 

  

	4.	Can not sell products across district without written permission of Party A; 

  

	5.	Provide full customers information; 

  

	6.	Can not do any hostile completive sales activities; 

  

	7.	Report to Party A the biding information in Party B’s district. 

  

	8.	If the customer need to investigate the situation of the products, Party B should notice Party A in advance for arrangement. 

  

	X	Market Support and Products Training 

 A. Market Support 
  

	1.	This support is for the exhibitions, promotion events and academic meetings in the sales area belongs to Party B. 

  

	2.	Party B will pay their own fees if Party B decide to join the above said events. Party A can decide whether provide product models for Party B according to the market
requirement and Party B should pay the logistic fee. 

  

	3.	If Party B need Party A to provide technical support, all the related fees belong to Party A. 

 B. Products Training 
  

	1.	The training is Party A’s responsibility. 

  

	2.	The products training will be divided into 4 parts and will be finished in 4 months. 

  

	3.	Before the due date, if Party B requires more training content and times, they must provide written applications. 

 C. Duties and Responsibilities of the Party A 
  

	1.	Marketing Dept: response to the products exhibitions and trainings; 

  

	2.	District Managers: Manage and coordinate the distributors in the same district, responsible for the training of sales skill; 

  

	3.	Offices: Coordinate the ordinary sales of Party B and supervise the sales volume promised by Party B. Provide materials and technical support to the sales of Party B
and provide the initial products training. 

  

	4.	Party B can provide advice to Party A and ask for assistance. 

	XI	Others 

  

	1.	There are attachments to this agreement for the above items. 

  

	2.	These attachments is a part of this agreement and have the same legal validation. 

  

	3.	Each of party A and party B holds one copy of this agreement which will be validated after been signed and stamped. 

 Party A’s signature: /s/ Dalian Wande Electronics Co., Ltd. 
 Party B’s signature: /s/ Beijing DeHaier Medical Technology Co., Ltd. 
 Date:
November 1, 2009

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