Document:

EX-4.1

 Exhibit 4.1 
  

			
	         NUMBER

U-__________
	  	UNITS            

  

					
	     SEE REVERSE FOR
 CERTAIN
DEFINITIONS
	  	PIVOTAL ACQUISITION CORP.	  	

 CUSIP 72583A 200 

UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND 

ONE WARRANT 
 THIS CERTIFIES THAT
____________________________________________________________________________ 
 is the owner of
_____________________________________________________________________________________ Units. 
 Each Unit (“Unit”) consists of one
(1) share of Class A common stock, par value $0.0001 per share (“Common Stock”), of Pivotal Acquisition Corp., a Delaware corporation (the “Company”), and one warrant (“Warrant”). Each
Warrant entitles the holder to purchase one share of Common Stock for $11.50 per share (subject to adjustment). Each Warrant will become exercisable on the later of (i) 30 days after the Company’s completion of an initial merger, capital stock
exchange, asset acquisition, or other similar business combination with one or more businesses or entities (a “Business Combination”) and (ii) 12 months from the closing of the Company’s initial public offering
(“IPO”), and will expire unless exercised before 5:00 p.m., New York City Time, on the fifth anniversary of the completion of an initial Business Combination, or earlier upon redemption or liquidation. The Common Stock and
Warrant(s) comprising the Unit(s) represented by this certificate are not transferable separately until fifty-two days following the IPO, unless Cantor Fitzgerald & Co. informs the Company of its decision
to allow earlier separate trading, except that in no event will the Common Stock and Warrants be separately tradeable until the Company has filed an audited balance sheet reflecting the Company’s receipt of the gross proceeds of its initial
public offering and issued a press release announcing when such separate trading will begin. The terms of the Warrants are governed by a Warrant Agreement, dated as of ______ ___, 2019, between the Company and Continental Stock Transfer &
Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the
office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost. 

This certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. 

Witness the facsimile seal of the Company and the facsimile signatures of its duly authorized officers. 

 

							
	By	 		 		  	
		 	  
	 	

	  	  

		 	Chairman	  	Secretary
		 		  	
		 		  	
		 		  	
		 		  	
		 		  	

 Pivotal Acquisition Corp. 

The Company will furnish without charge to each shareholder who so requests, a statement of the powers, designations, preferences, and
relative, participating, optional, or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out
in full according to applicable laws or regulations: 
  

					
	TEN COM –	  	as tenants in common	  	UNIF GIFT MIN ACT - _____ Custodian ______
	TEN ENT –	  	as tenants by the entireties	  	                            (Cust)         
                (Minor)
	JT TEN –	  	as joint tenants with right of survivorship	  	 under Uniform Gifts to Minors

		  	and not as tenants in common	  	 Act ______________

		  		  	
                  (State)

 Additional abbreviations may also be used though not in the above list. 

For value received, ___________________________ hereby sell, assign, and transfer unto 

PLEASE INSERT SOCIAL SECURITY OR OTHER 

        IDENTIFYING NUMBER OF ASSIGNEE 
  

					
	    	  		  	

  
  

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 

 
  
  

 
  

					
	  
	 	Units

 represented by the within Certificate, and do hereby irrevocably constitute and appoint 

 

					
	  
	 	Attorney

 to transfer the said Units on the books of the within named Company will full power of substitution in the premises.

 Dated
                                         

  

			
	  

	Notice:	 	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 Signature(s) Guaranteed: 
  

			
	  
	 	
	 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION

(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH

MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,

PURSUANT TO S.E.C. RULE 17Ad-15).
	 	

 The holder(s) of this certificate shall be entitled to receive a pro-rata portion of
the funds from the trust account with respect to the common stock underlying this certificate only in the event that (i) the Corporation is forced to liquidate because it does not consummate an initial business combination within the period of
time set forth in the Corporation’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the “Charter”) or (ii) if the holder seeks to convert his shares upon consummation of, or sell
his shares in a tender offer in connection with, an initial business combination or in connection with certain amendments to the Charter. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust
account.EX-4.2

 Exhibit 4.2 
  

					
	            NUMBER	  		  	SHARES
			
	______C	  		  	

 PIVOTAL ACQUISITION CORP. 

INCORPORATED UNDER THE LAWS OF DELAWARE 

COMMON STOCK 
 SEE
REVERSE FOR 
 CERTAIN DEFINITIONS 
  

			
	This Certifies that	  	CUSIP 72583A 101

 is the owner of 

FULLY PAID AND NON-ASSESSABLE SHARES OF CLASS A COMMON STOCK OF THE PAR VALUE OF $0.0001 EACH OF

 PIVOTAL ACQUISITION CORP. 

transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

 The Company will be forced to liquidate if it is unable to complete an initial business combination within the time period set forth
in the Company’s Certificate of Incorporation, as the same may be amended from time to time. 
 This certificate is not valid
unless countersigned by the Transfer Agent and registered by the Registrar. 
 Witness the facsimile seal of the Company and the
facsimile signatures of its duly authorized officers. 
 Dated: 
  

					
		 	

	  	
	  
	  	  

	CHAIRMAN	  	SECRETARY
		  	
		  	
		  	
		  	
		  	

 The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or regulations: 
  

					
	TEN COM –	  	as tenants in common	  	UNIF GIFT MIN ACT - _____ Custodian ______
	TEN ENT –	  	as tenants by the entireties	  	                            (Cust)         
                (Minor)
	JT TEN –	  	as joint tenants with right of survivorship	  	 under Uniform Gifts to Minors

		  	and not as tenants in common	  	 Act ______________

		  		  	
                  (State)

 Additional Abbreviations may also be used though not in the above list. 

Pivotal Acquisition Corp. 

The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences, and relative,
participating, optional, or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences, and/or rights. This certificate and the shares represented thereby are
issued and shall be held subject to all the provisions of the Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors (copies of which may be obtained from the secretary of the Company), to all of which the
holder of this certificate by acceptance hereof assents. 
 For value received, ___________________________ hereby sell, assign and
transfer unto 
 PLEASE INSERT SOCIAL SECURITY OR OTHER 

        IDENTIFYING NUMBER OF ASSIGNEE 
  

					
	    	  		  	

  
  

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) 

 
  
  

 

					
	  
	 	shares

 of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint 

 

					
	  
	 	Attorney

 to transfer the said stock on the books of the within named Company will full power of substitution in the premises.

 Dated
                                         

  

			
	  

	Notice:	 	The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 Signature(s) Guaranteed: 
  

			
	  
	 	
	 THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION

(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH

MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM,

PURSUANT TO S.E.C. RULE 17Ad-15).
	 	

 The holder(s) of this certificate shall be entitled to receive a pro-rata portion of
the funds from the trust account only in the event that (i) the Corporation is forced to liquidate because it does not consummate an initial business combination within the period of time set forth in the Corporation’s Amended and Restated
Certificate of Incorporation, as the same may be amended from time to time (the “Charter”) or (ii) if the holder seeks to convert his shares upon consummation of, or sell his shares in a tender offer in connection with, an initial
business combination or in connection with certain amendments to the Charter. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

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