Document:

Fourth Amended and Restated Members Agreement, dated as of May 9, 2007

 Exhibit 4.4 
 SPREADTRUM COMMUNICATIONS, INC. 
 FOURTH AMENDED AND RESTATED MEMBERS AGREEMENT 
 This Fourth Amended and Restated Members Agreement (the “Agreement”) is made as of May 9, 2007 by and among Spreadtrum
Communications, Inc., a Cayman Islands company (the “Company”), and certain members of the Company, including the holders of the Company’s Series A Preference Shares (“Series A Shares”) as set forth
on Exhibit A hereto (the “Series A Purchasers”), the holders of the Company’s Series B Preference Shares (“Series B Shares”) as set forth on Exhibit B hereto (the
“Series B Purchasers”), the holders of the Company’s Series C Preference Shares (“Series C Shares”) as set forth on Exhibit C hereto (the “Series C Purchasers”),
the holders of the Company’s Series D Preference Shares (“Series D Shares”) as set forth on Exhibit D hereto (the “Series D Purchasers”) and, with respect to Section 2 hereof,
the founders as named herein (the “Founders”). The Series A Purchasers, the Series B Purchasers, the Series C Purchasers and the Series D Purchasers are hereinafter sometimes collectively referred to as the
“Investors,” and each individually referred to as an “Investor.” The Series A Shares, the Series B Shares, the Series C Shares and the Series D Shares are hereinafter collectively referred to as
“Preference Shares.” 
 R E C I T A L S 
 A. The Company, the Series A Purchasers, the Series B Purchasers, the Series C Purchasers, the Series D Purchasers and certain of the Founders
entered into the Third Amended and Restated Members Agreement, dated as of September 29, 2006 (the “Prior Members Agreement”). 
 B Pursuant to Section 5.3 of the Prior Members Agreement, the Prior Members Agreement may be amended by written consent of the Company and the holders of more than 50% of the then outstanding Preference Shares
and/or Ordinary Shares of the Company (“Ordinary Shares”) issued upon conversion of the Preference Shares; provided however, that (i) any amendment of Section 2 thereof which would have the effect of altering the rights of
the holders of the Preference Shares shall not be effective unless approved by the holders of at least 60% of the then outstanding Preference Shares and/or Ordinary Shares issued upon conversion of the Preference Shares, and (ii) any amendment
of any provision under Sections 2.2(c)-(e), (g) and Section 2.6 thereof which would have the effect of altering the rights of the holders of the Founders’ Shares (as defined therein for purposes of this recital) in relation to the
rights of holders of other Registrable Securities (as defined therein for purposes of this recital) shall not be effective unless approved by the holders of a majority in interest of the Founders’ Shares held by or directly transferred from the
Founders (as defined therein for purposes of this recital) then employed by or acting as a consultant to the Company. 
 NOW THEREFORE, the
parties hereto agree as follows: 
  

	1.	Affirmative Covenants of the Company and the Investors. 

 1.1 Financial Information. 

 (a) Subject to Section 5.8 herein, the Company will mail the following reports (in accordance with
the provisions set forth in Section 5.6 herein) to each Investor who, together with its Affiliates (as defined below), continues to hold at least 1,000,000 Preference Shares and/or Ordinary Shares issued upon conversion of the Preference Shares
(appropriately adjusted for share splits, share dividends, recapitalizations and the like): 
 (i) As soon as practicable after the end of
each fiscal year, and in any event within one hundred twenty (120) days thereafter, audited financial statements of the Company and its subsidiaries, if any, as of the end of such fiscal year. Such year-end financial statements shall be
prepared in reasonable detail and in accordance with generally accepted accounting principles by an accountant of national standing. 
 (ii)
If requested by such Investor, a budget adopted by the Company’s board of directors (the “Board of Directors”) for the next fiscal year. 
 (iii) As soon as practicable after the end of the first, second and third quarterly accounting periods in each fiscal year of the Company, updates regarding the Company’s business in a form similar to the
Financial Update (as defined in the Series D Preference Shares Purchase Agreement, dated as of September 29, 2006, by and among the Company and the Series D Purchasers (the “Series D Purchase Agreement”)). 
 (b) For purposes of determining the minimum holdings pursuant to this Section 1.1, any Investor shall be deemed to hold any Preference Shares
originally purchased by such Investor and subsequently distributed or transferred to an Affiliate. If an Investor or its Affiliate is a partnership, or a limited liability company, and if the partnership or limited liability company is still in
existence, the Company may satisfy any obligation to distribute reports to individual partners of the partnership or members of the limited liability company by delivering a single copy of each report to the partnership or limited liability company,
as the case may be, as agent for the constituent partners or members. 
 (c) The rights granted pursuant to Section 1.1 may not be
assigned or otherwise conveyed by the Investors or by any subsequent transferee of any such rights without the prior written consent of the Company except as authorized in this Section. If any Investor which is a partnership or a limited liability
company dissolves, such partnership or limited liability company may assign the rights granted pursuant to this Section 1.1 to its constituent partners or members. An Investor may assign the rights granted pursuant to this Section 1.1 to a
transferee or assignee in connection with any transfer or assignment of Preference Shares and/or Ordinary Shares by the Investor provided that: (i) such transfer may otherwise be effected in accordance with applicable securities laws,
(ii) the Company is given prompt notice of the transfer, (iii) such assignee or transferee agrees to be bound by the terms of this Agreement, and (iv) such assignee or transferee is 1) any partner or retired partner of any Investor
which is a partnership (or any member or retired member of any Investor which is a limited liability company), 2) an Affiliate or 3) any family member or trust for the benefit of any individual holder (such transferee or assignee, a
“Qualified Transferee”). 
  

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 1.2 Inspection. The Company will afford to each Investor who, with its Affiliates, related
individuals or entities, continues to hold at least 1,000,000 Preference Shares and/or Ordinary Shares issued on conversion of the Preference Shares (appropriately adjusted for share splits, share dividends, recapitalizations and the like), and to
such Investor’s accountants, counsel and other representatives reasonably acceptable to the Company, reasonable access during normal business hours to all of the Company’s respective properties, books, contracts, commitments and records,
including shareholder lists along with any information distributed to the Board of Directors. The Company also will furnish promptly to such Investors, as they may reasonably request, (i) a copy of each report, schedule, registration statement
and other document filed or received by it pursuant to the requirements of federal and state securities laws, and (ii) all other information concerning its business, properties and personnel. Each Investor shall have such other access to
management and information as is necessary for it to comply with applicable laws and regulations and reporting obligations. The Company shall not be required to disclose details of contracts with or work performed for specific customers and other
business partners where to do so would violate confidentiality obligations to those parties. Investors may exercise their rights under this Section 1.2 only for purposes reasonably related to its interests under this Agreement and related
agreements. Investors’ rights under this Section 1.2 may not be transferred other than to a Qualified Transferee. Notwithstanding any of the foregoing, the Company reserves the right at all times to deny any Investor access to certain
materials and information of the Company if the Company’s management reasonably determines that disclosure of such materials or information to such Investor would likely (i) compromise the attorney-client privilege between the Company and
its counsel, (ii) result in a material breach of a confidentiality agreement between the Company and a third party that is in effect at the time, (iii) result in a conflict of interest because such materials or information relates to a
direct competitor of such Investor, or (iv) if the Board of Directors reasonably determines that disclosure of such materials and information would likely materially impair the interests of the Company. 
 1.3 Reservation of Ordinary Shares. The Company will at all times reserve and keep available, solely for issuance and delivery upon the
conversion of Preference Shares, all Ordinary Shares issuable from time to time upon such conversion. 
 1.4 Share Vesting.
Unless otherwise approved by the Board of Directors, all options and other share equivalents issued after the date of this Agreement to employees, directors, consultants and other service providers shall be subject to vesting as follows:
(a) twenty-five percent (25%) of such shares shall vest at the end of the first year following the earlier of the date of issuance or such person’s services commencement date with the Company, and (b) seventy-five percent
(75%) of such shares shall vest on a monthly basis over the remaining three (3) years. With respect to any shares purchased by any such person, the Company’s repurchase option shall provide that upon such person’s termination of
employment or service with the Company, with or without cause, the Company or its assignee shall have the option to purchase at cost any unvested shares held by such person. 
 1.5 Employment, Confidential Information and Invention Assignment Agreement. The Company shall require all employees and consultants to
execute and deliver an Employment, Confidential Information and Invention Assignment Agreement substantially in the form attached as Exhibit F to the Series D Purchase Agreement. 
  

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 1.6 Assignment of Right of First Refusal. Except with respect to the Company’s right
of first refusal set forth in that certain Third Amended and Restated Right of First Refusal and Co-Sale Agreement, dated as of September 29, 2006, by and among the Company, the Investors and certain other parties, in the event the Company
elects not to exercise any right of first refusal or right of first offer the Company may have on a proposed transfer of any of the Company’s outstanding capital stock pursuant to the Company’s charter documents, by contract or otherwise,
the Company may, to the extent it may do so and in its sole discretion, assign such right of first refusal or right of first offer to the Investors. In the event of such assignment, each Investor shall have a right to purchase its pro rata portion
of the capital stock proposed to be transferred. Each Investor’s pro rata portion shall be equal to the product obtained by multiplying (i) the aggregate number of shares proposed to be transferred by (ii) a fraction, the numerator of
which is the number of shares of Registrable Securities held by such Investor at the time of the proposed transfer and the denominator of which is the total number of Registrable Securities owned by all Investors at the time of such proposed
transfer. 
 1.7 Director and Officer Liability Insurance. If the Company has not done so already, the Company shall acquire
directors’ and officers’ liability insurance as early as reasonably practicable following the sale of Series D Shares pursuant to the Series D Purchase Agreement at commercially reasonable terms and with policy limits satisfactory to at
least 60% of the members of the Board of Directors. 
 1.8 Termination of Covenants. The covenants set forth in Sections 1.1
through 1.7 shall terminate and be of no further force or effect on the earliest of: (i) the time of effectiveness of the Company’s first firm commitment underwritten public offering registered under the Securities Act of 1933, as amended
(the “Securities Act”), (ii) at such time when the Company becomes subject to the reporting provisions of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (iii) the merger or
acquisition of the Company in which the consideration received is publicly traded securities and/or cash or (iv) the sale of all or substantially all assets of the Company. 
  

	2.	Registration Rights. 

 2.1 Restrictions
on Transferability. The Preference Shares and the Conversion Shares (as defined below) shall not be sold, assigned, transferred or pledged except upon the conditions specified in this Section 2, which conditions are intended to ensure
compliance with the provisions of the Securities Act. Each holder of Preference Shares will cause any proposed purchaser, assignee, transferee or pledgee of any such shares held by Holder to agree to take and hold such securities subject to the
provisions and upon the conditions specified in this Section 2. 
 2.2 Certain Definitions. As used in this Agreement, the
following terms shall have the following respective meanings: 
 (a) “Affiliate” shall mean an individual, firm, corporation,
partnership, association, limited liability company, trust or any other entity of an Investor who, directly or indirectly, controls, is controlled by or is under common control with such Investor, including, without limitation, any partner, officer,
director, member or manager and any venture capital fund now or hereafter existing that is controlled by or under common control with one or more managers or general partners of or shares the same management company with such Investor. 

 

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 (b) “Commission” shall mean the Securities and Exchange Commission or any other federal
agency at the time administering the Securities Act. 
 (c) “Conversion Shares” means the Ordinary Shares issued or issuable
pursuant to conversion of the Preference Shares, including the Warrant Shares. 
 (d) “Founders” means the individuals set
forth on Exhibit E hereto. 
 (e) “Founders’ Shares” shall mean the 9,350,000 Ordinary Shares held by the
Founders as of the date of this Agreement. 
 (f) “Holder” shall mean (i) any Investor holding Registrable Securities
(including Preference Shares), (ii) any person holding Registrable Securities to whom the rights under this Section 2 have been transferred in accordance with Section 2.13 hereof, and (iii) with respect to any registration
pursuant to Section 2.6 hereof, the Founders. 
 (g) “Initiating Holders” shall mean any Holders who in the aggregate
hold at least 30% of the outstanding Registrable Securities. 
 (h) “Ordinary Share Warrants” shall mean warrants to
purchase up to 1,556,120 Ordinary Shares issued to Series B Purchasers or their Affiliates. 
 (i) “Registrable
Securities” means (i) the Conversion Shares and any Ordinary Shares of the Company issued or issuable in respect of the Conversion Shares upon any share split, share dividend, recapitalization, or similar event, or any Ordinary Shares
otherwise issuable with respect to the Conversion Shares and (ii) with respect to any registration pursuant to Section 2.6 hereof, the Founders’ Shares and any Ordinary Shares issued in respect to such shares upon any share split,
share dividend, recapitalization, or similar event, or any Ordinary Shares otherwise issued or issuable with respect to such shares; provided, however, that Ordinary Shares or other securities shall only be treated as Registrable Securities if and
so long as they have not been (A) sold to or through a broker or dealer or underwriter in a public distribution or a public securities transaction, or (B) sold or are available for sale in a single sale in the opinion of counsel for the
Company in a transaction exempt from the registration and prospectus delivery requirements of the Securities Act so that all transfer restrictions and restrictive legends with respect thereto are removed upon the consummation of such sale.

 (j) The terms “register,” “registered” and “registration” refer to (i) a
registration effected by preparing and filing a registration statement in compliance with the Securities Act, and the declaration or ordering of the effectiveness of such registration statement, or (ii) in the context of a public offering in a
jurisdiction other than the United States, a registration, qualification or filing under the applicable securities laws of such other jurisdiction. 
 (k) “Registration Expenses” shall mean all expenses, except as otherwise stated below, incurred by the Company in complying with Sections 2.5, 2.6 and 2.7 hereof, including, 

  

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without limitation, all registration, qualification and filing fees, printing expenses, escrow fees, fees and disbursements of counsel for the Company, blue
sky fees and expenses, the expense of any special audits incident to or required by any such registration (but excluding the compensation of regular employees of the Company which shall be paid in any event by the Company) and the reasonable fees
and disbursements of one counsel for all Holders (not to exceed US$25,000). 
 (l) “Restricted Securities” shall mean the
securities of the Company required to bear the legend set forth in Section 2.3 hereof. 
 (m) “Selling Expenses” shall
mean all underwriting discounts, selling commissions and share transfer taxes applicable to the securities registered by the Holders and, except as set forth above, all reasonable fees and disbursements of counsel for any Holder. 
 (n) “Warrant Shares” shall mean the Ordinary Shares issued or issuable upon exercise of the Ordinary Share Warrants. 
 2.3 Restrictive Legend. Each certificate representing (i) Preference Shares, (ii) the Conversion Shares and (iii) any other
securities issued in respect of the Preference Shares or the Conversion Shares upon any share split, share dividend, recapitalization, merger, consolidation or similar event, shall (unless otherwise permitted by the provisions of Section 2.4
below) be stamped or otherwise imprinted with one or more of the legends substantially in the following form (in addition to any legend required under applicable federal, state, local or non-U.S. law), provided that only certificates representing
shares acquired by non-U.S. Purchasers (as defined in the Series D Purchase Agreement) shall have endorsed thereon the legend in subsection (b) below: 
 (a) “THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). SUCH SECURITIES MAY NOT BE TRANSFERRED UNLESS (A) A REGISTRATION STATEMENT
UNDER THE ACT IS IN EFFECT AS TO SUCH TRANSFER OR (B) PURSUANT TO RULE 144, OR (C) IN THE OPINION OF THE COMPANY, REGISTRATION UNDER THE ACT IS UNNECESSARY IN ORDER FOR SUCH TRANSFER TO COMPLY WITH THE ACT.” 
 (b) “THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND,
ACCORDINGLY, MAY NOT BE OFFERED OR SOLD WITHIN THE UNITED STATES OR TO, OR FOR THE ACCOUNT OR BENEFIT OF, U.S. PERSONS, EXCEPT AS SET FORTH BELOW. BY ITS ACQUISITION HEREOF, THE HOLDER: (1) REPRESENTS THAT IT IS NOT A U.S. PERSON AND IS
ACQUIRING THESE SHARES IN AN OFFSHORE TRANSACTION; (2) AGREES THAT IT WILL NOT RESELL OR OTHERWISE TRANSFER THESE SHARES EXCEPT (A) TO THE COMPANY OR ANY SUBSIDIARY THEREOF, (B) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER
THE ACT, (C) INSIDE THE UNITED STATES, TO A QUALIFIED INSTITUTIONAL BUYER IN COMPLIANCE WITH RULE 144A UNDER THE ACT, (D) INSIDE THE UNITED STATES, TO AN ACCREDITED INVESTOR THAT, PRIOR TO SUCH TRANSFER, FURNISHES TO THE COMPANY A SIGNED
LETTER CONTAINING CERTAIN REPRESENTATIONS AND AGREEMENTS RELATING TO THE RESTRICTIONS ON TRANSFER OF THESE SHARES 

  

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(THE FORM OF WHICH LETTER CAN BE OBTAINED FROM THE COMPANY), (E) OUTSIDE THE UNITED STATES, IN AN OFFSHORE TRANSACTION IN COMPLIANCE WITH RULES 904 AND
905 UNDER THE ACT, OR (F) PURSUANT TO THE EXEMPTION FROM REGISTRATION PROVIDED BY RULE 144 UNDER THE ACT (IF AVAILABLE); AND (3) AGREES THAT IT WILL GIVE EACH PERSON TO WHOM THESE SHARES ARE TRANSFERRED A NOTICE SUBSTANTIALLY TO THE EFFECT
OF THIS LEGEND. IN CONNECTION WITH ANY TRANSFER OF THESE SHARES PURSUANT TO CLAUSES (C), (D) OR (F) ABOVE, THE HOLDER MUST, PRIOR TO SUCH TRANSFER, FURNISH TO THE COMPANY SUCH CERTIFICATIONS, LEGAL OPINIONS OR OTHER INFORMATION AS IT MAY
REASONABLY REQUIRE TO CONFIRM THAT SUCH TRANSFER IS BEING MADE PURSUANT TO AN EXEMPTION OR IN A TRANSACTION NOT SUBJECT TO THE REGISTRATION REQUIREMENTS OF THE ACT. AS USED HEREIN, THE TERMS ‘OFFSHORE TRANSACTION,’ ‘UNITED
STATES,’ AND ‘U.S. PERSON’ HAVE THE MEANING GIVEN TO THEM BY REGULATION S UNDER THE ACT.” 
 (c) “THE SHARES
REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO A LOCK UP PERIOD OF UP TO 180 DAYS FOLLOWING THE EFFECTIVE DATE OF A REGISTRATION STATEMENT OF THE COMPANY FILED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, (THE “ACT”), FOR ITS INITIAL
PUBLIC OFFERING, AND A LOCK-UP PERIOD OF UP TO 90 DAYS FOLLOWING THE EFFECTIVE DATE OF A REGISTRATION STATEMENT OF THE COMPANY FILED UNDER THE ACT FOR A PUBLIC OFFERING SUBSEQUENT TO ITS INITIAL PUBLIC OFFERING AS SET FORTH IN AN AGREEMENT BETWEEN
THE COMPANY AND THE ORIGINAL HOLDER OF THESE SHARES, A COPY OF WHICH MAY BE OBTAINED AT THE PRINCIPAL OFFICE OF THE COMPANY. SUCH LOCK UP PERIOD IS BINDING ON TRANSFEREES OF THESE SHARES.” 
 Each Investor and Holder consents to the Company making a notation on its records and giving instructions to any transfer agent of the Preference Shares
or the Ordinary Shares in order to implement the restrictions on transfer established in this Section 2. 
 2.4 Notice of Proposed
Transfers. The holder of each certificate representing Restricted Securities by acceptance thereof agrees to comply in all respects with the provisions of this Section 2.4. Prior to any proposed sale, assignment, transfer or pledge of
any Restricted Securities (other than (i) a transfer not involving a change in beneficial ownership, (ii) in transactions involving the distribution without consideration of Restricted Securities by the holder to any of its Affiliates, or
(iii) in transactions in compliance with Rule 144 promulgated under the Securities Act (“Rule 144”)), unless there is in effect a registration statement under the Securities Act or any applicable non-U.S. securities law (a
“Non-U.S. Law”) covering the proposed transfer, the holder thereof shall give written notice to the Company of such holder’s intention to effect such transfer, sale, assignment or pledge. Each such notice shall describe the
manner and circumstances of the proposed transfer, sale, assignment or pledge in sufficient detail. If requested in writing by the Company, such holder shall also provide, prior to the proposed transfer and at such holder’s expense, either
(i) a written opinion of legal counsel whose legal opinion shall be reasonably satisfactory to the Company, addressed to the Company, to the effect that the proposed transfer of the Restricted Securities may be effected without registration
under the Securities Act or Non-U.S. Law, or (ii) a 

  

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“no action” letter from the Commission to the effect that the transfer of such securities without registration will not result in a recommendation
by the staff of the Commission that action be taken with respect thereto, whereupon the holder of such Restricted Securities shall be entitled to transfer such Restricted Securities in accordance with the terms of the notice delivered by the holder
to the Company. The transferees shall be bound by the obligations of the transferor in this Agreement and other shareholder agreements, including the Standoff Agreement set forth in Section 2.14 below. Each certificate evidencing the Restricted
Securities transferred as above provided shall bear, except if such transfer is made pursuant to Rule 144, the appropriate restrictive legends set forth in Section 2.3 above, except that such certificate shall not bear such restrictive legends
if in the opinion of counsel for such holder and the Company such legends are not required in order to establish compliance with any provision of the Securities Act or Non-U.S. Law. 
 2.5 Requested Registration. 
 (a) Request for Registration. In case the Company shall receive from Initiating Holders a written request that the Company effect any registration, qualification or compliance with respect to all or a part of the Registrable
Securities, the aggregate proceeds of which, net of underwriting discounts and selling commissions, equal or exceed US$5,000,000, the Company will: 
 (i) promptly give written notice of the proposed registration, qualification or compliance to all other Holders; and 
 (ii) as
soon as practicable, use its best efforts to effect such registration, qualification or compliance (including, without limitation, appropriate qualification under applicable blue sky or other state securities laws and appropriate compliance with
applicable regulations issued under the Securities Act and any other governmental requirements or regulations) as may be so requested and as would permit or facilitate the sale and distribution of all or such portion of such Registrable Securities
as are specified in such request, together with all or such portion of the Registrable Securities of any Holder or Holders joining in such request as are specified in a written request received by the Company within twenty (20) days after
receipt of such written notice from the Company; 
 Provided, however, that the Company shall not be obligated to take any action to effect
any such registration, qualification or compliance pursuant to this Section 2.5: 
 (1) In any particular jurisdiction in which the
Company would be required to execute a general consent to service of process in effecting such registration, qualification or compliance unless the Company is already subject to service in such jurisdiction and except as may be required by the
Securities Act; 
 (2) Prior to six (6) months after the effective date of the Company’s first registered public offering of its
equity securities in the jurisdiction in which the Initiating Holders have requested such registration be effected or two (2) years following the Closing Date (as defined in the Series D Purchase Agreement), whichever is earlier; 
  

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 (3) In any jurisdiction other than (A) the jurisdiction(s) in which the Company has already
effected a registered public offering of its equity securities, or (B) if either (i) the Initiating Holders are precluded from exercising their rights under both Sections 2.5 and 2.6 by reason of Section 2.5(a)(ii)(7) and the proviso
in Section 2.6(a), respectively, or (ii) the Company has not effected a registered public offering of its equity securities in any jurisdiction, the United States; 
 (4) During the period starting with the date sixty (60) days prior to the Company’s estimated date of filing of, and ending on the date six
(6) months immediately following the effective date of, any registration statement pertaining to securities of the Company (other than a registration of securities in a transaction under Rule 145 promulgated under the Securities Act
(“Rule 145”) or with respect to an employee benefit plan), provided that the Company is actively employing in good faith all reasonable efforts to cause such registration statement to become effective; 
 (5) After the Company has effected two such registrations pursuant to this subparagraph 2.5(a), and such registrations have been declared or ordered
effective; 
 (6) If the Initiating Holders may dispose of shares of Registrable Securities pursuant to a registration statement on Form S-3
or Form F-3 pursuant to a request made under Section 2.7 hereof; or 
 (7) In the event the Initiating Holders have requested a
registration to be effected in a jurisdiction other than the United States, to the extent the Board of Directors determines in its sole discretion that such registration would impose materially more burdensome or costly obligations on the part of
the Company as compared to those to which the Company would be subject had the request been for a registration to be effected in the United States. 
 (b) Underwriting. In the event that a registration pursuant to Section 2.5 is for a registered public offering involving an underwriting, the Company shall so advise the Holders as part of the notice given pursuant to
Section 2.5(a)(i). In such event, the right of any Holder to registration pursuant to Section 2.5 shall be conditioned upon such Holder’s participation in the underwriting arrangements required by this Section 2.5, and the
inclusion of such Holder’s Registrable Securities in the underwriting to the extent requested shall be limited to the extent provided herein. 
 The Company shall (together with all Holders proposing to distribute their securities through such underwriting) enter into an underwriting agreement in customary form with the managing underwriter selected for such underwriting by the
Company, but subject to reasonable approval of a majority in interest of the Initiating Holders. Notwithstanding any other provision of this Section 2.5, if the managing underwriter advises the Initiating Holders in writing that marketing
factors require a limitation of the number of shares to be underwritten, then the Company shall so advise all holders of Registrable Securities and the number of shares of Registrable Securities that may be included in the registration and
underwriting shall be allocated pro rata, among all Holders in proportion, as nearly as practicable, to the respective amounts of Registrable Securities held by such Holders at the time of filing the registration statement; provided, however, that
the number of shares 

  

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of Registrable Securities to be included in such underwriting and registration shall not be reduced unless all other securities of the Company are first
entirely excluded from the underwriting and registration. No Registrable Securities excluded from the underwriting by reason of the underwriter’s marketing limitation shall be included in such registration. To facilitate the allocation of
shares in accordance with the above provisions, the Company or the underwriters may round the number of shares allocated to any Holder to the nearest 100 shares. 
 If any Holder of Registrable Securities disapproves of the terms of the underwriting, such person may elect to withdraw therefrom by written notice to the Company, the managing underwriter and the Initiating Holders.
The Registrable Securities and/or other securities so withdrawn shall also be withdrawn from registration. 
 2.6 Company
Registration. 
 (a) Notice of Registration. If at any time or from time to time the Company shall determine to register
any of its securities, either for its own account or the account of a security holder or holders, other than (i) a registration relating solely to employee benefit plans, (ii) a registration relating solely to a Rule 145 transaction, or
(iii) any first registered public offering of the Company in any jurisdiction, the Company will: 
 (i) promptly give to each Holder
written notice thereof; and 
 (ii) include in such registration (and any related qualification under blue sky laws or other compliance),
and in any underwriting involved therein, all the Registrable Securities specified in a written request or requests, made within twenty (20) days after receipt of such written notice from the Company, by any Holder; 
 provided, however, that if such registration (and any related qualification under blue sky laws or other compliance) is to be effected in a jurisdiction other than the
United States, the Company shall not be obligated to take any action pursuant to this Section 2.6 to the extent the Board of Directors determines in its sole discretion that the Company would be subject to materially more burdensome or costly
obligations as compared to those to which it would be subject if the registration were to be effected in the United States. 
 (b)
Underwriting. If the registration of which the Company gives notice is for a registered public offering involving an underwriting, the Company shall so advise the Holders as a part of the written notice given pursuant to
Section 2.6(a)(i). In such event the right of any Holder to registration pursuant to Section 2.6 shall be conditioned upon such Holder’s participation in such underwriting and the inclusion of Registrable Securities in the
underwriting to the extent provided herein. All Holders proposing to distribute their securities through such underwriting shall (together with the Company and the other holders distributing their securities through such underwriting) enter into an
underwriting agreement in customary form with the managing underwriter selected for such underwriting by the Company. Notwithstanding any other provision of this Section 2.6, if the managing underwriter determines that marketing factors require
a limitation of the number of shares to be underwritten, the managing underwriter may limit the number of Registrable Securities to be included in, such registration and underwriting. No such reduction shall reduce the amount of 

  

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securities of the selling Holders included in the registration below twenty-five percent (25%) of the total amount of securities included in such
registration. The Founders’ Shares shall be excluded from registration prior to the exclusion of the Investors’ Shares. The Company shall so advise all Holders and other holders distributing their securities through such underwriting and
the number of shares of Registrable Securities that may be included in the registration and underwriting shall be allocated among all the Holders in proportion, as nearly as practicable, to the respective amounts of Registrable Securities held by
such Holder at the time of filing the Registration Statement. To facilitate the allocation of shares in accordance with the above provisions, the Company may round the number of shares allocated to any Holder or holder to the nearest 100 shares. If
any Holder or holder disapproves of the terms of any such underwriting, he may elect to withdraw therefrom by written notice to the Company and the managing underwriter. Any securities excluded or withdrawn from such underwriting shall be withdrawn
from such registration. 
 (c) Right to Terminate Registration. The Company shall have the right to terminate or withdraw any
registration initiated by it under this Section 2.6 prior to the effectiveness of such registration whether or not any Holder has elected to include securities in such registration. Selling Expenses of such withdrawn registration shall be borne
by the Company. 
 2.7 Registration on Form S-3 or Form F-3. 
 (a) If any Holder or Holders who holds in excess of 2% of the Company’s outstanding Ordinary Shares (including Ordinary Shares issued or issuable
upon conversion or exercise of all convertible or exercisable securities then outstanding) request that the Company file a registration statement on Form S-3 or Form F-3 (or any successor form to Form S-3 or Form F-3) for a public offering of shares
of the Registrable Securities the reasonably anticipated aggregate price to the public of which, net of underwriting discounts and commissions, would exceed US$3,000,000, and the Company is a registrant entitled to use Form S-3 or Form F-3 to
register the Registrable Securities for such an offering, the Company shall use its best efforts to cause such Registrable Securities to be registered for the offering on such form and to cause such Registrable Securities to be qualified in such
jurisdictions as such Holder or Holders may reasonably request; provided, however, that the Company shall not be required to effect more than two registrations pursuant to this Section 2.7 in any twelve (12) month period. The Company shall
inform other Holders of the proposed registration and offer them the opportunity to participate. The substantive provisions of Section 2.5(b) shall be applicable to each registration initiated under this Section 2.7. 
 (b) Notwithstanding the foregoing, the Company shall not be obligated to take any action pursuant to this Section 2.7: (i) in any particular
jurisdiction in which the Company would be required to execute a general consent to service of process in effecting such registration, qualification or compliance unless the Company is already subject to service in such jurisdiction and except as
may be required by the Securities Act; (ii) if the Company, within ten (10) days of the receipt of the request of the initiating holders, gives notice of its bona fide intention to effect the filing of a registration statement with the
Commission within ninety (90) days of receipt of such request (other than with respect to a registration statement relating to a Rule 145 transaction, an offering solely to employees or any other registration which is not appropriate for the
registration of Registrable Securities); or (iii) during the period starting with the date sixty (60) days prior to the Company’s estimated date of filing of, and ending on the date six (6) months immediately following, 

  

 11 

 
the effective date of a registration initiated by the Company (other than a registration of securities in a Rule 145 transaction or with respect to an
employee benefit plan), provided that the Company is actively employing in good faith all reasonable efforts to cause such registration statement to become effective and that the Company’s estimate of the date of filing such registration
statement is made in good faith. 
 2.8 Expenses of Registration. All Registration Expenses incurred in connection with all
registrations pursuant to Sections 2.5, 2.6 and 2.7 shall be borne by the Company, provided, however, that the Company shall not be required to pay for any expenses of any registration proceeding begun pursuant to Section 2.5 if the
registration request is subsequently withdrawn at the request of the Holders of a majority of the Registrable Securities to be registered (in which case all participating Holders shall bear such expenses), unless the Holders of a majority of the
Registrable Securities agree to forfeit their right to one demand registration pursuant to Section 2.5; provided further however, that if the requested registration is withdrawn and at the time of such withdrawal the Holders have learned of a
material adverse change in the condition, business or prospects of the Company from that known to the Holders at the time of their request and have withdrawn the request with reasonable promptness following disclosure by the Company of such material
adverse change, then the Holders shall not be required to pay any of such expenses and shall retain their rights pursuant to Section 2.5. All Selling Expenses shall be borne by the Holders of the securities so registered pro rata on the basis
of the number of their shares so registered. 
 2.9 Registration Procedures. In the case of each registration, qualification or
compliance effected by the Company pursuant to this Section 2, the Company will keep each Holder advised in writing as to the initiation of each registration, qualification and compliance and as to the completion thereof. At its expense the
Company will: 
 (a) Prepare and file with the Commission a registration statement with respect to such securities and use its best efforts to
cause such registration statement to become and remain effective for at least one hundred eighty (180) days or until the distribution described in the Registration Statement has been completed; 
 (b) Furnish to the Holders participating in such registration and to the underwriters of the securities being registered such reasonable number of copies
of the registration statement, preliminary prospectus, final prospectus and such other documents as such underwriters may reasonably request in order to facilitate the public offering of such securities; 
 (c) Prepare and file with the Commission such amendments and supplements to such registration statement and the prospectus used in connection with such
registration statements as may be necessary to comply with the provisions of the Securities Act with respect to the disposition of all securities covered by such registration statement; 
 (d) Notify each seller of Registrable Securities covered by such registration statement at any time when a prospectus relating thereto is required to be
delivered under the Securities Act of the happening of any event as a result of which the prospectus included in such registration statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact
required to be stated therein or necessary to make the statements therein not 

  

 12 

 
misleading or incomplete in the light of the circumstances then existing, and at the request of any such seller, prepare and furnish to such seller a
reasonable number of copies of a supplement to or an amendment of such prospectus as may be necessary so that, as thereafter delivered to the purchaser of such shares, such prospectus shall not include an untrue statement of a material fact or omit
to state a material fact required to be stated therein or necessary to make the statements therein not misleading or incomplete in the light of the circumstances then existing; 
 (e) Use its best efforts to register and qualify the securities covered by such registration statement under such other securities or blue sky laws of
such jurisdictions as shall be reasonably requested by the Holders, provided that the Company shall not be required in connection therewith or as a condition thereto to qualify to do business or to file a general consent to service of process in any
such states or jurisdictions; 
 (f) Cause all such Registrable Securities to be listed on each securities exchange on which similar
securities issued by the Company are then listed; and 
 (g) Provide a transfer agent and registrar for all Registrable Securities and a
CUSIP number for all such Registrable Securities, in each case not later than the effective date of such registration. 
 2.10
Indemnification. 
 (a) The Company will indemnify each Holder, each of its officers, directors, trustees and partners, and each
person controlling such Holder within the meaning of Section 15 of the Securities Act, with respect to which registration, qualification or compliance has been effected pursuant to this Section 2, and each underwriter, if any, and each
person who controls any underwriter within the meaning of Section 15 of the Securities Act, against all expenses, claims, losses, damages or liabilities (or actions in respect thereof), including any of the foregoing incurred in settlement of
any litigation, commenced or threatened, arising out of or based on any untrue statement (or alleged untrue statement) of a material fact contained in any registration statement, prospectus, offering circular or other document, or any amendment or
supplement thereto, incident to any such registration, qualification or compliance, or based on any omission (or alleged omission) to state therein a material fact required to be stated therein or necessary to make the statements therein, in light
of the circumstances in which they were made, not misleading, or any violation by the Company of the Securities Act, the Exchange Act or any other federal, state or foreign securities law or any rule or regulation promulgated thereunder applicable
to the Company in connection with any such registration, qualification or compliance, and the Company will reimburse each such Holder, each of its officers, trustees and directors, and each person controlling such Holder, each such underwriter and
each person who controls any such underwriter, for any legal and any other expenses reasonably incurred in connection with investigating, preparing or defending any such claim, loss, damage, liability or action, provided that the Company will not be
liable in any such case to the extent that any such claim, loss, damage, liability or expense arises out of or is based on any untrue statement or omission or alleged untrue statement or omission, made in reliance upon and in conformity with written
information furnished to the Company by an instrument duly executed by any Holder, controlling person or underwriter and stated to be specifically for use therein; provided, however, that the foregoing indemnity agreement is subject to the condition
that, insofar as it relates 

  

 13 

 
to any such untrue statement, alleged untrue statement, omission or alleged omission made in a preliminary prospectus or free writing prospectus on file with
the Commission at the time the registration statement becomes effective, such indemnity agreement shall not inure to the benefit of a Holder or underwriter, if any, if an amended prospectus is filed with the Commission and delivered pursuant to the
Securities Act at or prior to the time of sale (including, without limitation, a contract of sale, and as further contemplated by Rule 159 of the Securities Act) to such person asserting the loss, liability, claim or damage. 
 (b) Each Holder will, if Registrable Securities held by such Holder are included in the securities as to which such registration, qualification or
compliance is being effected, indemnify the Company, each of its directors and officers, each underwriter, if any, of the Company’s securities covered by such a registration statement, each person who controls the Company or such underwriter
within the meaning of Section 15 of the Securities Act, and each other such Holder, each of its officers, trustees and directors and each person controlling such Holder within the meaning of Section 15 of the Securities Act, against all
claims, losses, damages and liabilities (or actions in respect thereof) arising out of or based on any untrue statement (or alleged untrue statement) of a material fact contained in any such registration statement, prospectus, offering circular or
other document, or any omission (or alleged omission) to state therein a material fact required to be stated therein or necessary to make the statements therein not misleading, and will reimburse the Company, such other Holders, such directors,
officers, trustees, persons, underwriters or control persons for any legal or any other expenses reasonably incurred in connection with investigating or defending any such claim, loss, damage, liability or action, in each case to the extent, but
only to the extent, that such untrue statement (or alleged untrue statement) or omission (or alleged omission) is made in such registration statement, prospectus, offering circular or other document in reliance upon and in conformity with written
information furnished to the Company by an instrument duly executed by such Holder and stated to be specifically for use therein; provided, however, that the foregoing indemnity agreement is subject to the condition that, insofar as it relates to
any such untrue statement, alleged untrue statement, omission or alleged omission made in a preliminary prospectus or free writing prospectus on file with the Commission at the time the registration statement becomes effective, such indemnity
agreement shall not inure to the benefit of a Holder or underwriter, if any, if an amended prospectus is filed with the Commission and delivered pursuant to the Securities Act at or prior to the time of sale (including, without limitation, a
contract of sale, and as further contemplated by Rule 159 of the Securities Act) to such person asserting the loss, liability, claim or damage; provided, further, that the indemnity agreement contained in this Section 2.10(b) shall not apply to
amounts paid in settlement of any such claim, loss, damage, liability or action if such settlement is effected without the consent of the Holder, which consent shall not be unreasonably withheld. Notwithstanding the foregoing, the liability of each
Holder under this subsection (b) shall be limited in an amount equal to the proceeds of the shares sold by such Holder, less any applicable underwriting discounts and commissions; provided, however, such limitation shall not apply in the case
of willful fraud by such Holder. 
 (c) Each party entitled to indemnification under this Section 2.10 (the “Indemnified
Party”) shall give notice to the party required to provide indemnification (the “Indemnifying Party”) promptly after such Indemnified Party has actual knowledge of any claim as to which indemnity may be sought, and the
Indemnifying Party shall have the option to assume the defense of any such claim or any litigation resulting therefrom, provided that counsel for the 

  

 14 

 
Indemnifying Party, who shall conduct the defense of such claim or litigation, shall be approved by the Indemnified Party (whose approval shall not
unreasonably be withheld), and the Indemnified Party may participate in such defense at such party’s expense, and provided further that the failure of any Indemnified Party to give notice as provided herein shall not relieve the Indemnifying
Party of its obligations under this Section 2 unless the failure to give such notice is materially prejudicial to an Indemnifying Party’s ability to defend such action and provided further, that the Indemnifying Party shall not assume the
defense for matters as to which there is a conflict of interest or separate and different defenses. No claim may be settled without the consent of the Indemnifying Party (which consent shall not be unreasonably withheld). No Indemnifying Party, in
the defense of any such claim or litigation, shall, except with the consent of each Indemnified Party, consent to entry of any judgment or enter into any settlement which does not include as an unconditional term thereof the giving by the claimant
or plaintiff to such Indemnified Party of a release from all liability in respect to such claim or litigation. 
 (d) If the indemnification
provided for in this Section 2.10 is held by a court of competent jurisdiction to be unavailable to an indemnified party with respect to any loss, liability, claim, damage or expense referred to therein, then the indemnifying party, in lieu of
indemnifying such indemnified party hereunder, shall contribute to the amount paid or payable by such indemnified party as a result of such loss, liability, claim, damage or expense in such proportion as is appropriate to reflect the relative fault
of the indemnifying party on the one hand and of the indemnified party on the other in connection with the statements or omissions that resulted in such loss, liability, claim, damage or expense as well as any other relevant equitable
considerations; provided that in no event shall any contribution by a Holder under this Subsection 2.10(d) exceed the net proceeds from the public offering received by such Holder, except in the case of willful fraud by such Holder. The relative
fault of the indemnifying party and of the indemnified party shall be determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission to state a material fact relates to information
supplied by the indemnifying party or by the indemnified party and the parties’ relative intent, knowledge, access to information, and opportunity to correct or prevent such statement or omission. 
 (e) Notwithstanding the foregoing, to the extent that the provisions on indemnification and contribution contained in the underwriting agreement entered
into in connection with the underwritten public offering are in conflict with the foregoing provisions, the provisions in the underwriting agreement shall control. 
 (f) The obligations of the Company and the Holders under this Section 2.10 shall survive the completion of any offering of Registrable Securities in a registration statement under this Section 2, and
otherwise. 
 2.11 Information by Holder. The Holder or Holders of Registrable Securities included in any registration shall
furnish to the Company such information regarding such Holder or Holders, the Registrable Securities held by them and the distribution proposed by such Holder or Holders as the Company may reasonably request in writing and as shall be required in
connection with any registration, qualification or compliance referred to in this Section 2. 
  

 15 

 2.12 Rule 144 Reporting. With a view to making available the benefits of certain rules and
regulations of the Commission which may at any time permit the sale of the Restricted Securities to the public without registration, after such time as a public market exists for the Ordinary Shares of the Company, the Company agrees to use its best
efforts to: 
 (a) Make and keep public information available, as those terms are understood and defined in Rule 144 under the Securities Act,
at all times after the effective date that the Company becomes subject to the reporting requirements of the Securities Act or the Exchange Act. 
 (b) File with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements); 
 (c) So long as the Investor owns any Restricted Securities, to furnish to the Investor forthwith upon request a written statement by the Company as to
its compliance with the reporting requirements of said Rule 144 (at any time after ninety (90) days after the effective date of the first registration statement filed by the Company for an offering of its securities to the general public in the
United States), and of the Securities Act and the Exchange Act (at any time after it has become subject to such reporting requirements), a copy of the most recent annual or quarterly report of the Company, and such other reports and documents of the
Company and other information in the possession of or reasonably obtainable by the Company as the Investor may reasonably request in availing itself of any rule or regulation of the Commission allowing the Investor to sell any such securities
without registration. 
 2.13 Transfer of Registration Rights. The rights to cause the Company to register securities granted
Investor under Sections 2.5, 2.6 and 2.7 may be assigned to a transferee or assignee in connection with any transfer or assignment of Registrable Securities by the Investor provided that: (i) such transfer may otherwise be effected in
accordance with applicable securities laws, (ii) the Company is given prompt notice of the transfer, (iii) such assignee or transferee agrees to be bound by the terms of this Agreement, and (iv) such assignee or transferee is 1) any
partner or retired partner of any Holder which is a partnership (or any member or retired member of any Holder which is a limited liability company), 2) any Affiliate of any Holder, 3) any family member or trust for the benefit of any individual
holder, or 4) any transferee who holds at least 1,000,000 shares of the Company’s Registrable Securities (appropriately adjusted for share splits, share dividends, recapitalizations and the like). 
 2.14 Standoff Agreement. 
 (a)
In connection with the Company’s initial public offering of its equity securities pursuant to (i) a registration statement filed under the Securities Act or (ii) securities laws applicable to an offering of securities in a
jurisdiction other than the United States, upon request of the Company or the underwriters managing any underwritten offering of the Company’s securities, the Investors shall not sell, make any short sale of, loan, grant any option for the
purchase of, or otherwise dispose of any equity securities of the Company without the prior written consent of the Company or such underwriters, as the case may be, for such period of time (not to exceed one hundred eighty (180) days) from the
effective date of such registration as may be reasonably 

  

 16 

 
requested by the Company or such underwriters; provided that all officers and directors of the Company and holders of at least one percent
(1%) of the Company’s voting securities enter into similar agreements. 
 (b) In connection with any public offering of the
Company’s equity securities subsequent to the first registered public offering of the Company’s equity securities in any jurisdiction pursuant to (i) a registration statement filed under the Securities Act or (ii) securities laws
applicable to an offering of securities in a jurisdiction other than the United States (a “Follow-On Offering”), upon request of the Company or the underwriters managing any underwritten offering of the Company’s securities,
the Investors shall not sell, make any short sale of, loan, grant any option for the purchase of, or otherwise dispose of any equity securities eligible for inclusion, but not included, in such Follow-On Offering pursuant to Section 2.6 above
without the prior written consent of the Company or such underwriters, as the case may be, for such period of time (not to exceed ninety (90) days) from the effective date of such Follow-On Offering as may be reasonably requested by the Company
or such underwriters; provided that all officers and directors of the Company and holders of at least one percent (1%) of the Company’s voting securities enter into similar agreements. 
 2.15 Delay. If the Company shall furnish to such Holders a certificate signed by the President of the Company stating that in the good
faith judgment of the Board of Directors it would be seriously detrimental to the Company or its members for a registration statement to be filed in the near future, then the Company’s obligation to use its best efforts to register, qualify or
comply under Sections 2.5 or 2.7 shall be deferred for a period not to exceed one hundred twenty (120) days from the date of receipt of written request from the Initiating Holders. 
 2.16 Limitations on Subsequent Registration Rights. From and after the date of this Agreement, the Company shall not, without the prior
written consent of the Holders of at least sixty percent (60%) of the outstanding Registrable Securities, enter into any agreement with any holder or prospective holder of any securities of the Company which would allow such holder or
prospective holder (a) to include such securities in any registration filed under Section 2.5 hereof, unless under the terms of such agreement, such holder or prospective holder may include such securities in any such registration only to
the extent that the inclusion of his securities will not reduce the amount of the Registrable Securities of the Holders which is included or (b) to make a demand registration which could result in such registration statement being declared
effective prior to the earlier of either of the dates set forth in Section 2.5 or within 120 days after the effective date of any registration effected pursuant to Section 2.5. 
 2.17 Termination. The rights to cause the Company to register securities granted Investor under Sections 2.5, 2.6 and 2.7 shall expire
(i) at such time as such Holder owns securities constituting less than 1% of the outstanding voting shares of the Company and is able to dispose of all such securities in one three-month period pursuant to Rule 144, or (ii) five years
after the Company’s initial public offering of its securities on any public stock exchange in the United States or Hong Kong. 
  

 17 

	3.	Right of First Offer. 

 3.1 Right of
First Offer. Subject to the terms and conditions specified in this Section 3.1, the Company hereby grants to each Investor who, with its Affiliates, continues to hold at least 1,000,000 Preference Shares and/or Ordinary Shares issued
upon conversion of the Preference Shares (appropriately adjusted for share splits, share dividends, recapitalizations and the like), a right of first offer to purchase its Pro Rata Share (as hereinafter defined) (in whole or in part) with respect to
future sales by the Company of New Securities (as hereinafter defined). Each such Investor shall be entitled to assign or apportion the right of first offer hereby granted it among itself and its Affiliates in such proportions as it deems
appropriate. For purposes of this Section 3.1, an Investor’s “Pro Rata Share” shall mean that number of New Securities that equals the ratio that (i) the number of Ordinary Shares issuable or issued upon conversion of
the Preference Shares held by such Investor bears to (ii) the total number of Ordinary Shares of the Company then outstanding (assuming full conversion and exercise of all convertible or exercisable securities, whether vested or unvested, then
outstanding). 
 Each time the Company proposes to offer any shares of, or securities convertible into or exercisable for any shares of, any
class of its shares (“New Securities”), the Company shall first make an offering of such New Securities to each such Investor described above in accordance with the following provisions: 
 (a) The Company shall deliver a notice by confirmed facsimile transmission, certified mail or a nationally recognized overnight courier service
(“Notice”) to each of such Investors stating (i) its bona fide intention to offer such New Securities, (ii) the number of such New Securities to be offered, and (iii) the price and a summary of the terms, if any, upon
which it proposes to offer such New Securities. 
 (b) By written notification received by the Company within ten (10) business days
after receipt of the Notice, each such Investor may elect to purchase or obtain, at the price and on the terms specified in the Notice, up to its Pro Rata Share of such New Securities. 
 (c) If all New Securities that such Investors are entitled to obtain pursuant to subsection 3.1(b) are not elected to be obtained as provided in
subsection 3.1(b) hereof, the Company may, during the seventy-five (75) day period following the expiration of the period provided in subsection 3.1(b) hereof, offer the remaining unsubscribed portion of such New Securities to any person or
persons at a price not less than, and upon terms no more favorable to the offeree than those specified in the Notice. If the Company does not enter into an agreement for the sale of the New Securities within such period, or if such agreement is not
consummated within forty-five (45) days of the execution thereof, the right provided hereunder shall be deemed to be revived and such New Securities shall not be offered unless first reoffered to such Investors in accordance herewith.

 (d) The right of first offer in this Section 3.1 shall not be applicable to any Ordinary Shares issued or issuable: (i) upon
conversion of Preference Shares; (ii) as a dividend or distribution on Ordinary Shares or Preference Shares; (iii) to employees, directors or consultants pursuant to stock option or restricted stock purchase plans or agreements approved by
at least 60% 

  

 18 

 
of the members of the Board of Directors, provided that the aggregate number of such Ordinary Shares issued from time to time does not at any time exceed 30%
of the total number of Ordinary Shares outstanding on an as-if converted and fully diluted basis (which total shall include all Ordinary Shares reserved for issuance pursuant to a stock option plan, restricted stock purchase plan or similar equity
plan approved by the Board of Directors); (iv) to the public pursuant to an effective registration statement under the Securities Act; (v) pursuant to a merger, consolidation, acquisition or similar business combination approved by at
least 60% of the members of the Board of Directors; (vi) upon the exercise of the Ordinary Share Warrants; (vii) to banks, equipment lessors or other financial institutions or individuals in connection with a commercial leasing or debt
financing transaction approved by at least 60% of the members of the Board of Directors; (viii) in connection with the acquisition of patents or other intellectual property assets in transactions approved by at least 60% of the members of the
Board of Directors; and (ix) in connection with a share split, share dividend, recapitalization or similar transaction. 
 3.2
Termination of Right. The right of first offer granted hereunder shall expire upon the first to occur of the following: (i) the closing of the first public offering of the Ordinary Shares to the general public which is effected
pursuant to (a) a registration statement filed with, and declared effective by, the Commission under the Securities Act or (b) the securities laws applicable to an offering of securities in Hong Kong; (ii) as to each Investor, if such
Investor, along with its Affiliates, no longer holds 1,000,000 Preference Shares and/or Ordinary Shares issued upon conversion of the Preference Shares (appropriately adjusted for share splits, share dividends, recapitalizations and the like); or
(iii) an acquisition of the Company by merger, consolidation, sale of substantially all of the assets thereof or other reorganization whereby the Company and its shareholders own less than a majority of the voting power of the surviving or
successor corporation. 
  

	4.	Board Observer Rights. 

 4.1 Rights of
Observer. The Company shall permit a representative of New Enterprise Associates 11, a limited partnership and its Affiliates (“NEA”) (the “Observer”) to attend each meeting of the Board of Directors
(including any meetings occurring by telephone or other means), and to participate in all discussions during each such meeting (but not to vote on any matter). The Company shall send to the Observer notice of the time and place of each meeting in
the same manner and at the same time as it shall send such notice to its directors. The Company shall also provide to the Observer copies of all other notices and all reports in the same manner and at the same time as such notices and reports are
provided to its directors. The Observer shall initially be Paul Hsiao. 
 4.2 Limitation of Rights. The Company reserves the
right to exclude the Observer from any meeting or portion thereof, and deny access to any material, if the Company believes that such exclusion or denial of access is reasonably necessary: (i) to preserve the attorney-client privilege between
the Company and its counsel; (ii) to prevent a material breach of a confidentiality agreement between the Company and a third party that is in effect at the time; (iii) to prevent disclosure of information which the Board of Directors
reasonably determines would result in a conflict of interest for the Company; or (iv) for any other reason, as determined in the reasonable discretion of the Board of Directors, to prevent material impairment to the interests of the Company.

  

 19 

 4.3 Transferability and Termination. The rights described in this Section 4 may not be
assigned or transferred except (x) upon the written consent of the Company and the consent of a majority in interest of the Preference Shares and/or Ordinary Shares issued upon conversion of the Preference Shares, such consent not to be
unreasonably withheld, or (y) to a Qualified Transferee of NEA. The rights described in this Section 4 shall terminate and be of no further force and effect upon the earliest to occur of: (i) the consummation of the Company’s
initial public offering; or (ii) at such time NEA holds, directly or indirectly, less than 5,000,000 Ordinary Shares (appropriately adjusted for share splits, share dividends, recapitalizations and the like). 
  

	5.	Miscellaneous. 

 5.1 Term and
Termination. Section 1 of this Agreement shall terminate in accordance with Section 1.8; the registration rights granted pursuant to Section 2 shall terminate in accordance with Section 2.17; Section 3 shall
terminate in accordance with Section 3.2; and Section 4 shall terminate in accordance with Section 4.3. 
 5.2 Waivers
and Amendments. With the written consent of the Investors holding more than 50% of the then outstanding Preference Shares and/or Ordinary Shares issued upon conversion of the Preference Shares, the obligations of the Company and the rights
of the Investors under this Agreement may be amended or waived (either generally or in a particular instance, either retroactively or prospectively and either for a specified period of time or indefinitely), and with the same consent the Company,
when authorized by resolution of its Board of Directors, may enter into a supplementary agreement for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of this Agreement; provided,
however, that (i) any amendment, waiver, discharge or termination of any provision under Section 2 which would have the effect of altering the rights of the holders of the Preference Shares shall not be effective unless approved by
the holders of at least 60% of the then outstanding Preference Shares and/or Ordinary Shares issued upon conversion of the Preference Shares; (ii) any amendment, waiver, discharge or termination of any provision under Sections 2.2(c)-(e),
(g) and Section 2.6 hereof which would have the effect of altering the rights of the holders of the Founders’ Shares in relation to the rights of holders of other Registrable Securities shall not be effective unless approved by the
holders of a majority interest of the Founders’ Shares held by or directly transferred from Founders then employed by or acting as a consultant to the Company and (iii) any amendment, waiver, discharge or termination of any provision that
adversely affects one Investor in a manner that is different from its effect on all other Investors shall require the written consent of such adversely affected Investors; and provided, further, that any amendment, waiver, discharge or
termination of any provision under Section 4 hereof shall not be effective unless approved by NEA or any permitted transferee pursuant to Section 4.3. Upon the effectuation of each such waiver, consent, agreement, amendment or modification
the Company shall promptly give written notice thereof to the record holders of the Preference Shares or Conversion Shares who have not previously consented thereto in writing. Neither this Agreement nor any provisions hereof may be changed, waived,
discharged or terminated orally, but only by a signed statement in writing. 
  

 20 

 5.3 Governing Law. This Agreement shall be governed by, and construed and enforced in
accordance with, the internal laws of the State of California as such laws are applied to agreements between California residents entered into and to be performed within California. 
 5.4 Successors and Assigns. Except as otherwise expressly provided herein, the provisions hereof shall inure to the benefit of, and be
binding upon, the successors, assigns, heirs, executors and administrators of the parties hereto. 
 5.5 Entire Agreement. This
Agreement constitutes the full and entire understanding and agreement between the parties with regard to the subjects hereof. 
 5.6
Notices, etc. All notices and other communications required or permitted hereunder shall be in writing and shall be mailed by registered or certified mail, postage prepaid in the U.S. or by overnight courier to overseas, or otherwise
delivered by hand or by messenger, addressed (i) if to an Investor, at the Investor’s address, as shown on Exhibit A, Exhibit B, Exhibit C or Exhibit D hereto, or at such other address as the Investors shall
have furnished to the Company in writing, or (ii) if to any other holder of any shares subject to this Agreement, including the Founders, at such address as such holder shall have furnished the Company in writing, or, until any such holder so
furnishes an address to the Company, then to and at the address of the last holder of such shares who has so furnished an address to the Company, or (iii) if to the Company, one copy to the address set forth beneath the Company’s signature
below and addressed to the attention of the President, or at such other address as the Company shall have furnished to the Investors, with a second copy to Carmen Chang, Wilson Sonsini Goodrich & Rosati, 650 Page Mill Road, Palo Alto,
California 94304. 
 Each such notice or other communication shall for all purposes of this Agreement be treated as effective or having been
given when delivered if delivered personally or by overnight courier, or, if sent by mail, at the earlier of its receipt or 72 hours after the same has been deposited in a regularly maintained receptacle for the deposit of the United States mail,
addressed and mailed as aforesaid. 
 5.7 Severability of this Agreement. If any provision of this Agreement shall be
judicially determined to be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby. 
 5.8 Information Confidential. Each Investor will hold in strict confidence and will not use, except for purposes of enforcing their rights
under and making investment decisions relating to this Agreement, any confidential information about the Company (which shall include, but is not limited to, any information provided to Investors pursuant to Sections 1.1 and 1.2 hereof) or its
business received from the Company except information (i) which the Company authorizes the Investors to use or disclose, (ii) which is known to the Investors prior to its disclosure by the Company, (iii) which is disclosed to the
Investors by a third party without breach of any confidentiality obligation, (iv) which becomes generally known in the industry through no fault of the Investors, (v) which an Investor is required to disclose pursuant to any partnership
agreement to which the Investor is a party or (vi) which Investors are compelled by law to reveal. Investor will not use such information in violation of the Exchange Act or reproduce, disclose or disseminate such 

  

 21 

 
information to any person, except as permitted herein. Any Investor which is a partnership shall be allowed to disclose confidential information received
from the Company about the Company or its business to partners of such Investor provided that such partners shall be subject to the restrictions set forth in this Section 5.8 and that the partnership shall be obligated to inform the partners of
their individual obligations. 
 5.9 Titles and Subtitles. The titles of the paragraphs and subparagraphs of this Agreement are
for convenience of reference only and are not to be considered in construing this Agreement. 
 5.10 Counterparts. This
Agreement may be executed in any number of counterparts, each of which shall be an original, but all of which together shall constitute one instrument. 
 5.11 Delays or Omissions. It is agreed that no delay or omission to exercise any right, power or remedy accruing to the Investor, upon any breach or default of the Company under this Agreement, shall
impair any such right, power or remedy, nor shall it be construed to be a waiver of any such breach or default, or any acquiescence therein, or of any similar breach or default thereafter occurring; nor shall any waiver of any single breach or
default be deemed a waiver of any other breach or default theretofore or thereafter occurring. It is further agreed that any waiver, permit, consent or approval of any kind or character by the Investor of any breach or default under this Agreement,
or any waiver by the Investor of any provisions or conditions of this Agreement must be in writing and shall be effective only to the extent specifically set forth in writing and that all remedies, either under this Agreement, or by law or otherwise
afforded to the Investor, shall be cumulative and not alternative. 
 5.12 Share Splits. All references to the number of shares
in this Agreement shall be appropriately adjusted to reflect any share split, share dividend or other change in the Company’s capital which may be made by the Company after the date of this Agreement. 
 5.13 Aggregation of Shares. All shares of Registrable Securities held or acquired by Affiliates shall be aggregated together for the
purpose of determining the availability of any rights under this Agreement. For the avoidance of doubt, all Investors affiliated with Fortune Venture Investor Group (the “Fortune Investors”) are listed in Exhibit F hereto.
The Company and each of the Fortune Investors hereby agree that any time the Company is obligated to deliver to the Fortune Investors financial information pursuant to Section 1.1 or a Notice pursuant to Section 3, the Company shall be
deemed to have satisfied its obligations with respect to all Fortune Investors upon delivery of such financial information or Notice, as applicable, to the first two (2) entities listed in Exhibit F. 
 5.14 Amendment of Prior Members Agreement. The Prior Members Agreement is hereby amended and superseded in its entirety and restated in
this Agreement. Such amendment and restatement is effective upon execution of this Agreement by (i) the Company, (ii) the holders of at least a majority in interest of the Preference Shares outstanding as of the date of this Agreement,
(iii) holders of at least 60% of Preference Shares outstanding as of the date of this Agreement, and (v) holders of a majority interest of the Founders’ Shares (as defined in the Prior Members Agreement for purposes of this
Section 5.14) held by or directly transferred from Founders (as defined in the 
  

 22 

 
Prior Members Agreement for purposes of this Section 5.14) employed by or acting as a consultant to the Company. Upon such execution, all provisions of,
rights granted and covenants made in the Prior Members Agreement are hereby waived, released and superseded in their entirety and shall have no further force or effect. 
 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK] 
  

 23 

 IN WITNESS WHEREOF, the parties have executed this Fourth Amended and Restated Members Agreement as of
the date first written above. 
  

			
	“THE COMPANY”
	
	SPREADTRUM COMMUNICATIONS, INC.
		
	By:	 	  

	Name:	 	
	Title:	 	
	
	Address:
	
	“FOUNDERS”
	
	  

	(Print Name)
	
	  

	(Signature)
	
	  

	(Print Name and title of signatory, if applicable)
	
	“INVESTORS”
	
	  

	(Print Name)
	
	  

	(Signature)
	
	  

	(Print Name and title of signatory, if applicable)

 SIGNATURE PAGE TO 
 FOURTH AMENDED AND RESTATED MEMBERS AGREEMENT 

 EXHIBIT A 
 SERIES A PURCHASERS 
  

			
	 Name and Address of Series A Purchaser
	  	Number of Series A Shares
	 Central Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	555,555
	 Chang, Chien-Chun
 1F, No. 8, Jhongtai E.
Road
 North District, Taichung City 404
 Taiwan,
R.O.C.
 Tel: +886-4-2206-0828 ext. 105
	  	140,000
	 Chen, Datong
 34366 Quartz Terrace
 Fremont, CA 94555
	  	111,111
	 Chen, Yueh-Mei
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	10,000
	 China Science & Cosco IT Venture Capital Co., Ltd
 Simmonds Building, Wickhams Cay 1
 P.O. Box 961, Road Town, Tortola
 British Virgin Islands
	  	1,000,000
	 Communication Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	1,111,111
	 Evertech Investment International Corp.
 4176 Bell
Common
 Fremont, CA 94536
 Attn: Liang Zheng
	  	97,402
	 Fan, Renyong
 936 September Dr.
 Cupertino, CA 95014
	  	22,222
	 Fortis Private Equity Asia Fund N.V.
 c/o Fortis Private
Equity
 Attn: Thomas Chen
 18/F Fortis Bank Tower
 77-79 Gloucester Road
 Hong Kong
 Tel: +852-2823-0959
	  	394,805

  

 A-1 

			
	 Name and Address of Series A Purchaser
	  	Number of Series A Shares
	 Fortune Asia Fund I Ltd.
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	125,866
	 Fortune Technology Fund I Ltd.
 Attn: Mr. Tay Koon
Chuan
 50 Raffles Place #16-03
 Singapore Land Tower

Singapore 048623
 Tel: +65-6238-1911
	  	333,333
	 Fortune Technology Fund II Ltd.
 Attn: Mr. Tay Koon
Chuan
 50 Raffles Place #16-03
 Singapore Land Tower

Singapore 048623
 Tel: +65-6238-1911
	  	318,578
	 Fortunetech Seed Fund Ltd.
 Attn: Philip Wang

2900 Lakeside Dr., Suite 223
 Santa Clara, CA 95054
	  	2,472,222
	 General Tech Investment Incorporated
 P.O. Box
2320
 El Cerrito, CA 94530
 Attn: Rong Xu
	  	97,403
	 Golden Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	555,555
	 Huang, Feng-Ching
 9F-1, No. 15 Chang Chung
Rd.
 Taipei 104, Taiwan, R.O.C.
	  	666,666
	 Huang, Hsi-Hu
 9F-1, No. 15 Chang Chung
Rd.
 Taipei 104, Taiwan, R.O.C.
	  	222,222
	 Huang, Wen-Chu
 9F-1, No. 15 Chang Chung
Rd.
 Taipei 104, Taiwan, R.O.C.
	  	222,222
	 Ji, Jin
 821 Louise Dr.
 Sunnyvale, CA 94087
	  	22,222
	 Kuo, Chin-Jung
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	8,000
	 Lee, Tsong-Jung
 9F-1, No. 15 Chang Chung
Rd.
 Taipei 104, Taiwan, R.O.C.
	  	222,222

  

 A-2 

			
	 Name and Address of Series A Purchaser
	  	Number of Series A Shares
	 Ling, Kuo-Rong
 No. 33, Lane 400, Ming-Hu Road
 Hsinchu, Taiwan, R.O.C.
	  	225,339
	 National Venture Capital Corporation
 Attn: Marco Tu
 8F, No. 53 Po-Ai Road
 Taipei 100, Taiwan, R.O.C.
	  	400,000
	 NCTU Spring I Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	555,555
	 Orientech Investment Inc.
 21192 Gardena Drive
 Cupertino, CA 95014
 Attn: Li Heju
	  	49,062
	 Peng, Hsiao-Chen
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	50,000
	 S.I. Technology Venture Capital Limited
 Attn: Leung Lin Cheong
 26/F, Harcourt House
 39 Gloucester Road
 Wanchai, Hong Kong
 Tel: +852-2821-3909
	  	1,000,000
	 Silverose Enterprises Limited
 PortcullisTrustNet Chambers
 P.O. Box 1225
 Apia, Samoa
  
 Mailing Address:
 Silverose Enterprises Limited
 c/o Inventec Appliances Corporation
 Attn: Arnold Gia-Shuh Jang
 No. 37, Wugong 5th Road, Wugu Industrial Park
 Wugu Hsiang, Taipei 248, Taiwan, R.O.C.
	  	1,000,000
	 Sinoventure Holding Limited
 Attn: Brian C. Keng
 8F, No. 189, Sec. 2 Keelong Road
 Taipei, Taiwan
	  	111,111
	 Synopsys, Inc.
 700 E. Middlefield Road
 Mountain View, CA 94043
	  	1,076,383
	 Tang, Yu-Mei
 9F-1, No. 15 Chang Chung Rd.
 Taipei 104, Taiwan, R.O.C.
	  	222,222

  

 A-3 

			
	 Name and Address of Series A Purchaser
	  	Number of Series A Shares
	 Titan Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	555,555
	 Tsao, Chih-Kang
 #11, Lane 5, Li-San Street
 Hsinchu, Taiwan, R.O.C.
	  	225,290
	 Tsinghua Technology Ventures, Inc.
 15/F, Block A, Innovation Plaza
 Tsinghua Science Park, Haidian District
 Beijing, PRC 100084
	  	64,935
	 Wang, Philip
 20653 Greenleaf Dr.
 Cupertino, CA 95014
	  	50,000
	 Wu, Ping
 10601 N. Portal Ave.
 Cupertino, CA 95014
	  	44,444
	 Yeh, Shu-Min
 9F-1, No. 15 Chang Chung Rd.
 Taipei 104, Taiwan, R.O.C.
	  	222,222
	 Zhang, Geng
 303 Anacapa
 Irvine, CA 92602
	  	51,948
	 Zhang, Xiang
 12022 Dapple Ct.
 San Diego, CA 92128
	  	22,222
		  	 
	Total	  	14,635,005
		  	 

  

 A-4 

 EXHIBIT B 
 SERIES B PURCHASERS 
  

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 An, Jiu
 4857 Bela Drive
 San Jose, CA 95129
	  	50,000
	 Aster Venture Capital Corp.
 Attn: Brian Hsing

Asterventure
 8FL, No. 148 Sung-Chiang Road
 Taipei, Taiwan R.O.C.
	  	533,333
	 Central Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	300,000
	 Chang, Chien-Chun
 1F, No. 8, Jhongtai E.
Road
 North District, Taichung City 404
 Taiwan,
R.O.C.
 Tel: +886-4-2206-0828 ext. 105
	  	120,000
	 Chang, Hsuan-Lung
 #11, Lane 5, Li-san Street

Hsinchu, Taiwan, R.O.C.
	  	134,111
	 Chen, Datong
 34366 Quartz Terrace
 Fremont, CA 94555
	  	400,000
	 Chen, Tsung-Li
 5819 Kingsmill Terrace
 Dublin, CA 94568
	  	88,000
	 Chen, Tsung-Lung and Shing Shiung Bessie Wei
 1073
Grayson Way
 Milpitas, CA 95035
	  	40,000
	 China Science & Cosco IT Venture Capital Co., Ltd
 Simmonds Building, Wickhams Cay 1
 P.O. Box 961, Road Town, Tortola
 British Virgin Islands
	  	1,000,000
	 Chou, Hsun Kwei and Aiko Chou Living Trust
 13211 W.
Sunset Drive
 Los Altos Hills, CA 94022
	  	133,333
	 Communication Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	500,000
	 DeSouza, Alwyn
 7267 Alameda Ave.
 Goleta, CA 93117
	  	100,000

  

 B-1 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Emerging Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	300,000
	 Evertech Investment International Corp.
 4176 Bell
Common
 Fremont, CA 94536
 Attn: Liang Zheng Attn: Liang
Zheng
	  	72,931
	 First Top Technologies Ltd.
 3033 Alexander
Ave.
 Santa Clara, CA 95051
	  	129,505
	 Fortis Private Equity Asia Fund N.V.
 c/o Fortis Private
Equity
 Attn: Thomas Chen
 18/F Fortis Bank Tower
 77-79 Gloucester Road
 Hong Kong
 Tel: +852-2823-0959
	  	105,195
	 Fortune IC Fund I
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	500,000
	 Fortune Technology Fund I Ltd.
 Attn: Mr. Tay Koon
Chuan
 50 Raffles Place #16-03
 Singapore Land Tower

Singapore 048623
 Tel: +65-6238-1911
	  	333,333
	 Fortune Technology Fund II Ltd.
 Attn: Mr. Tay Koon
Chuan
 50 Raffles Place #16-03
 Singapore Land Tower

Singapore 048623
 Tel: +65-6238-1911
	  	266,667
	 General Tech Investment Incorporated
 P.O. Box
2320
 El Cerrito, CA 94530
 Attn: Rong Xu
	  	60,000
	 Global Mega Holdings Limited
 Room 601, Tower B, Beijing
Chuang Ye Da Sha,
 NO. 11 An Xiang Bei Li, Chao Yang District,
 Beijing 100101, China
 Tel: (86 10) 6484-6570 ext. 288
	  	49,505

  

 B-2 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Golden Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	300,000
	 Grade Investment Corp.
 2075 O’Toole Ave.

San Jose, CA 95131
 Attn: Connie Lu
	  	66,667
	 Grand Cathay & Fortune Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	300,000
	 H Hi-Tech Investment Holdings Ltd.
 Attn: Brian
Hsing
 Asterventure
 8FL, No. 148 Sung-Chiang
Road
 Taipei, Taiwan R.O.C.
	  	133,333
	 Huan, Shuye
 2310 Columbia Street
 Palo Alto, CA 94306
	  	20,000
	 IP Fund One, L.P.
 Attn: Sandy Yeh
 Room 1802, 168 Xizang Zhong Lu
 Shanghai, China 200001
 Tel: +86-21-6386-8708 ext. 21
	  	2,000,000
	 L & K Co., Ltd.
 Attn: Brian Hsing
 Asterventure
 8FL, No. 148 Sung-Chiang Road
 Taipei, Taiwan R.O.C.
	  	133,333
	 Legend New-Tech Investment Limited
 Attn: Hao
Chen
 10th FL, Tower A
Raycom Info. Tech Center
 No. 2 Ke Xue Yuan Nan Lu
 Zhong
Guan Cun, Haidian District
 Beijing, P.R.C. 100080 (PO Box: 8758)
 Tel: +86-10-6250-9999
	  	1,000,000
	 Legend Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	300,000
	 Lin, Jin-Long
 52 Castro Lane Fremont,
 CA 94539
	  	66,667

  

 B-3 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Ling, Kuo-Rong
 No. 33, Lane 400, Ming-hu
Road
 Hsinchu, Taiwan, R.O.C.
	  	233,148
	 Liu, Jianguo
 1024 Hull Lane
 Foster City, CA 94404
	  	220,000
	 Liu, Jun
 19400 De Havilland Drive
 Saratoga, CA 95070
	  	20,000
	 Margaret Liu Trust 2/15/95
 Attn: Margaret Liu

765 Market Street, #31A
 San Francisco, CA 94103
	  	266,667
	 Ma, Guolin
 428 South Third Street
 Tucson, AZ 85719
	  	50,000
	 Ma Teng, Mei-Dih
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	61,213
	 Meng, Shih Hsiung
 Attn: Brian Hsing
 Asterventure
 8FL, No. 148 Sung-Chiang Road
 Taipei, Taiwan R.O.C.
	  	26,667
	 Mo, Baoci
 15159 Montalvo Rd.
 Saratoga, CA 95070
	  	150,000
	 Mo, Mary
 15159 Montalvo Rd.
 Saratoga, CA 95070
	  	150,000
	 Mo, Michael
 20171 Rancho Bella Vista
 Saratoga, CA 95070
	  	150,000
	 Mok, Wesley
 3977 Carmel Way
 San Leandro, CA 94578
	  	100,000
	 National Venture Capital Corporation
 Attn: Marco
Tu
 8F, No. 53 Po-Ai Road
 Taipei 100, Taiwan,
R.O.C.
	  	400,000
	 NCTU Spring I Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road,
Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel:
+886-2-2718-2330
	  	300,000
	 Ni, Chi-Liang
 17 Narcissus Court
 Danville, CA 94506
	  	20,000

  

 B-4 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Ni, Chi-Tsai
 17 Narcissus Court
 Danville, CA 94506
	  	20,000
	 Northern Light Partners Fund, L.P.
 Attn: Jeffrey Lee
 2440 Sand Hill Road, Suite 201
 Menlo Park, CA 94025
	  	32,666
	 Northern Light Strategic Fund, L.P.
 Attn: Jeffrey Lee
 2440 Sand Hill Road, Suite 201
 Menlo Park, CA 94025
	  	52,001
	 Northern Light Venture Fund, L.P.
 Attn: Jeffrey Lee
 2440 Sand Hill Road, Suite 201
 Menlo Park, CA 94025
	  	248,667
	 Orientech Investment Inc.
 21192 Gardena Drive
 Cupertino, CA 95014
 Attn: Li Heju
	  	40,493
	 Pacific Rim Capital, LLC
 Attn: T. Chester Wang
 27101 Horseshoe Lane
 Lost Altos Hills, CA 94022
	  	33,333
	 Pacific Technology Advisors, LDC
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: 86-21-5292-5811
	  	379,327
	 Pacific Technology Partners, L.P.
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: 86-21-5292-5811
	  	2,287,340
	 Pacific United Technology, L.P.
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 20004
 Tel: 86-21-5292-5811
	  	1,333,333
	 Pan, Wei-Zen
 18893 Bellgrove Circle
 Saratoga, CA 95070
	  	133,333
	 Pan-Pacific Venture Capital Co., Ltd.
 Attn: Stanley Yen
 6F, No. 21, Lane 120
 Neihu Road, Section 1
 Taipei, 114, Taiwan, R.O.C.
	  	670,000
	 Parawin Venture Capital Corp.
 Attn: Vivian Shao
 11F-1, No. 89, Sung-Jen Road
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-8788-3998 ext. 113
	  	1,333,333

  

 B-5 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Popular World Limited
 1233, East Wing
 Beijing Junefield Plaza,
 No. 6 Xuanwumenwai Street
 Beijing 100052, PRC
	  	200,000
	 Rainbow Family Trust
 Attn: David D. Tsang
 21677 Rainbow Drive
 Cupertino, CA 95014
	  	33,333
	 S.I. Technology Venture Capital Limited
 Attn: Leung Lin Cheong
 26/F, Harcourt House
 39 Gloucester Road
 Wanchai, Hong Kong
 Tel: +852-2821-3909
	  	1,000,000
	 Shanghai Hua Hong Int’l Inc.
 Attn: Xia Zhong Rui
 4675 Stevens Creek Blvd., Suite 125
 Santa Clara, CA 95051
	  	1,000,000
	 Shao, Chang-Yu
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
	  	10,000
	 Shao, Xiaofeng
 448 Palmetto Drive
 Sunnyvale, CA 94086
	  	133,333
	 She, Hsiao-Chien
 #11, Lane 5, Li-san St.
 Hsinchu, Taiwan, R.O.C.
	  	100,000
	 Shen, Tieh-Hwa
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	20,000
	 Sun, Xiaolin
 5683 Stonecliff Vista Lane
 Pleasanton, CA 94566
	  	20,000
	 Titan Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	300,000
	 Tsai, Nicholas Nainren and Chi Tien Tsai
 1723 St. Helena Drive
 Danville, CA 94526
	  	12,000
	 Tsao, Chih-Kang
 #11, Lane 5, Li-san Street
 Hsinchu, Taiwan, R.O.C.
	  	233,148

  

 B-6 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Tsinghua Technology Ventures, Inc.
 Attn: Qingkuai Lin
 15/F, Block A, Innovation Plaza
 Tsinghua Science Park, Haidian District

Beijing, PRC 100084
 Tel: +86-10-8215-0088 ext. 30903
	  	35,065
	 Tsinghua Unisplendour (H.K.) Co., Ltd.
 Flat F, 13/F, Fu Wai Court,
 Fortress Garden
 32 Fortress Hill Road, North Point
 Hong Kong
	  	300,000
	 UMC Capital Corporation
 Attn: Daisy Chang
 488 DeGuigne Drive
 Sunnyvale, CA 94085
	  	1,333,333
	 Versatile Venture Capital II, LLC
 Attn: Jun Li
 583 Enos St.
 Fremont, CA 94539
	  	133,333
	 Vertex Technology Fund (III) Ltd.
 Attn: Tham Sin Hui
 51 Cuppage Road
 #10-08 Starhub Centre
 Singapore 229469
 Tel: +65-6828-8050
	  	2,666,667
	 Wang, Chung-Shih
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	10,000
	 Wang, May
 1357 Lillian Ave.
 Sunnyvale, CA 94087
	  	20,000
	 Wong, Diana
 12354 Priscilla Ln.
 Lost Altos Hills, CA 94022
	  	20,000
	 Xu, George
 691 Timberpine Ave.
 Sunnyvale, CA 94086
	  	30,000
	 Xu, Wen
 P.O. Box 2320
 El Cerrito, CA 94530
	  	52,597
	 Yen, Kevin
 1052 Arlington Lane
 San Jose, CA 95129
	  	20,000
	 Ying, Liu
 Room 1004, Bldg. No. 15
 Hua Qing Jia Yuan
 Wu Dao Kou Street, Haidian District
 Beijing 100084 P.R.C.
	  	150,000
	 Zhai, Dalun
 48600 Spokane Court
 Fremont, CA 94539
	  	10,000

  

 B-7 

			
	 Name and Address of Series B Purchaser
	  	Number of Series B Shares
	 Zhang, Geng
 303 Anacapa
 Irvine, CA 92602
	  	28,052
	 Zhu, Xianing
 10554 Santa Lucia Road
 Cupertino, CA 95014
	  	16,666
		  	 
	 Total
	  	26,134,961
		  	 

  

 B-8 

 EXHIBIT C 
 SERIES C PURCHASERS 
  

			
	 Name and Address of Series C Purchaser
	  	Number of Series C Shares
	 Chen, Datong
 34366 Quartz Terrace
 Fremont, CA 94555
	  	190,100
	 CMF Technology Fund I Ltd.
 Attn: Mr. Hongbin Liu or Mr. George Li
 Suite 1115, Lippo Plaza
 222 Central Huai Hai Road
 Shanghai, China 200021
 Tel: +86-21-53965589 or +852-28570388
	  	2,058,000
	 Fortune Technology Fund I Ltd.
 Attn: Mr. Tay Koon Chuan
 50 Raffles Place #16-03
 Singapore Land Tower
 Singapore 048623
 Tel: +65-6238-1911
	  	121,814
	 Fortunetech Seed Fund Ltd.
 Attn: Philip Wang
 2900 Lakeside Dr., Suite 223
 Santa Clara, CA 95054
	  	500,000
	 IP Fund One, L.P.
 Attn: Sandy Yeh
 Room 1802, 168 Xizang Zhong Lu
 Shanghai, China 200001
 Tel: +86-21-6386-8708 ext. 21
	  	439,022
	 LC Fund II
 Attn: Hao Chen
 10th FL, Tower A Raycom Info. Tech Center
 No. 2 Ke Xue Yuan Nan Lu
 Zhong Guan Cun, Haidian District
 Beijing, P.R.C. 100080 (PO Box: 8758)
 Tel: +86-10-6250-9999
	  	2,913,116
	 Legend New-Tech Investment Limited
 Attn: Hao Chen
 10th FL, Tower A Raycom Info. Tech Center
 No. 2 Ke Xue Yuan Nan Lu
 Zhong Guan Cun, Haidian District
 Beijing, P.R.C. 100080 (PO Box: 8758)
 Tel: +86-10-6250-9999
	  	276,692
	 Liang, Jih-Mei
 No. 39, Lane 3, Yuanhou St., East District
 Hsin-Chu, Taiwan, R.O.C.
	  	30,000
	 Lu, Chii-Yuan
 572 Villa Centre Way
 San Jose, CA 95128
	  	30,000
	 New Enterprise Associates 11, Limited Partnership
 Attn: C. Richard Kramlich
 2490 Sand Hill Road
 Menlo Park, CA 94025
	  	22,395,298

  

 C-1 

			
	 Name and Address of Series C Purchaser
	  	Number of Series C Shares
	 NEA Ventures 2004, Limited Partnership
 Attn: C. Richard Kramlich
 2490 Sand Hill Road
 Menlo Park, CA 94025
	  	16,831
	 Ocko, Matthew A.
 543 West Crescent Drive
 Palo Alto, CA 94301
	  	24,752
	 Pacific Technology Advisors, LDC
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: +86-21-5292-5811
	  	383,028
	 Pacific Technology Partners, L.P.
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: +86-21-5292-5811
	  	1,861,798
	 Pacific United Technology, L.P.
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: +86-21-5292-5811
	  	851,486
	 Parawin Venture Capital Corp.
 Attn: Vivian Shao
 11F-1, No. 89, Sung-Jen Road
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-8788-3998 ext. 113
	  	292,682
	 Shanghai Hua Hong Int’l Inc.
 Attn: Xia Zhong Rui
 4675 Stevens Creek Blvd., Suite 125
 Santa Clara, CA 95051
	  	1,249,342
	 She, Hsiao-Chien
 No. 9, Lane 5, Li-San St.
 Hsin-Chu, Taiwan, R.O.C.
	  	50,000
	 UMC Capital Corporation
 Attn: Daisy Chang
 488 DeGuigne Drive
 Sunnyvale, CA 94085
	  	247,525
	 Vertex Technology Fund (III) Ltd.
 Attn: Tham Sin Hui
 51 Cuppage Road
 #10-08 Starhub Centre
 Singapore 229469
 Tel: +65-68288050
	  	585,363
	 Wei Jin Industrial Corporation
 Attn: Darren Huang
 6F-2, No. 185, Yen Ping S. Road
 Taipei, Taiwan, R.O.C.
	  	45,157
	 Wu, Ping
 10601 N. Portal Ave.
 Cupertino, CA 95014
	  	290,000
		  	 
	 Total
	  	34,852,006
		  	 

  

 C-2 

 EXHIBIT D 
 SERIES D PURCHASERS 
  

			
	 Name and Address of Series D Investor
	  	Number of Series D Shares
	 Central Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	27,488
	 Chang, Chien-Chun
 1F, No. 8, Jhongtai E. Road
 North District, Taichung City 404
 Taiwan, R.O.C.
 Tel: +886-4-2206-0828 ext. 105
	  	11,137
	 CMF Technology Fund I Ltd.
 Attn: Mr. Hongbin Liu or Mr. George Li
 Suite 1115, Lippo Plaza
 222 Central Huai Hai Road
 Shanghai, China 200021
 Tel: +86-21-5396-5589 or +852-2857-0388
	  	88,160
	 Communication Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	51,762
	 Draper Fisher Jurvetson ePlanet Partners Fund, LLC
 2882 Sand Hill Road, Suite 150
 Menlo Park, CA 94025
	  	14,598
	 Draper Fisher Jurvetson ePlanet Ventures GmbH & Co. KG
 c/o Ernst & Young AG
 Wirtschaftsprüfungsgesellschaft
 Steuerberatungsgesellschaft mbH
 Arnulfstraße 126
 80636 München
  
 Mailing Address:
 2882 Sand Hill Road, Suite 150
 Menlo Park, CA 94025
	  	12,408
	 Draper Fisher Jurvetson ePlanet Ventures L.P.
 c/o Walkers
 P.O. Box 265 GT
 Walkers House
 George Town, Grand Cayman, Cayman Islands
  
 Mailing Address:
 2882 Sand Hill Road, Suite 150
 Menlo Park, CA 94025
	  	702,921

  

 D-1 

			
	 Name and Address of Series D Investor
	  	Number of Series D Shares
	 Emerging Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	9,633
	 Fortune Consulting Group
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	35,042
	 Fortune IC Fund I
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	16,064
	 Fortune Technology Fund I Ltd.
 Attn: Mr. Tay Koon Chuan
 50 Raffles Place #16-03
 Singapore Land Tower
 Singapore 048623
 Tel: +65-6238-1911
	  	25,333
	 Fortune Technology Fund II Ltd.
 Attn: Mr. Tay Koon Chuan
 50 Raffles Place #16-03
 Singapore Land Tower
 Singapore 048623
 Tel: +65-6238-1911
	  	18,803
	 Fortunetech Seed Fund Ltd.
 Attn: Philip Wang
 2900 Lakeside Dr., Suite 223
 Santa Clara, CA. 95054
	  	95,491
	 Genius Leader Investments Limited
 P.O. Box 957, Offshore Incorporations Centre,
 Road Town, Tortola, British Virgin Islands
  
 Mailing Address:
 c/o Legend Holdings Ltd.
 Attn: Gang Lu
 10/F, Tower A, Raycom Info Tech Park
 No. 2 Ke Xue Yuan Nanlu
 Zhongguancun, Haidian District
 Beijing 100080, China
 Tel: +86-10-62509192
	  	729,927
	 Golden Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	27,488

  

 D-2 

			
	 Name and Address of Series D Investor
	  	Number of Series D Shares
	 Grand Cathay & Fortune Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	9,639
	 Hong, Mei
 1121 Arabelle Way
 San Jose, CA 95132
	  	20,000
	 IP Fund One, L.P.
 Attn: Sandy Yeh
 Room 1802, 168 Xizang Zhong Lu
 Shanghai, China 200001
 Tel: +86-21-6386-8708 ext. 21
	  	104,482
	 KTB Ventures Fund I, L.P.
 720 University Ave., Suite 100
 Palo Alto, CA 94301
	  	401,459
	 Law, Kapong
 B6, 14F Coral Court
 51-67 Cloud View Road
 North Point, Hong Kong
 Tel: +852-9022-8121
	  	100,000
	 LC Fund II
 Attn: Hao Chen
 10th FL, Tower A Raycom Info. Tech Center
 No. 2 Ke Xue Yuan Nan Lu
 Zhong Guan Cun, Haidian District
 Beijing, P.R.C. 100080 (PO Box: 8758)
 Tel: +86-10-6250-9999
	  	124,791
	 Legend New-Tech Investment Limited
 Attn: Hao Chen
 10th FL, Tower A Raycom Info. Tech Center
 No. 2 Ke Xue Yuan Nan Lu
 Zhong Guan Cun, Haidian District
 Beijing, P.R.C. 100080 (PO Box: 8758)
 Tel: +86-10-6250-9999
	  	54,691
	 Legend Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	9,639
	 Ma Teng, Mei-Dih
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	2,622

  

 D-3 

			
	 Name and Address of Series D Investor
	  	Number of Series D Shares
	 NCTU Spring I Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	27,482
	 New Enterprise Associates 11, Limited Partnership
 Attn: C. Richard Kramlich
 2490 Sand Hill Road
 Menlo Park, CA 94025
	  	1,910,501
	 New Frontier LG Partnership V
 Attn: Hakkyoon Kim
 Shinan Building 13th Floor
 943-19 Daechi-Dong, Gangnam-Gu
 Seoul, Republic of Korea
 Tel: +82-2-3467-0500
	  	364,963
	 Ni, Chi-Liang
 17 Narcissus Court
 Danville, CA 94506
	  	912
	 Ni, Chi-Tsai
 17 Narcissus Court
 Danville, CA 94506
	  	912
	 Northern Light Partners Fund, L.P.
 Attn: Jeffrey Lee
 2440 Sand Hill Road, Suite 201
 Menlo Park, CA 94025
	  	60,292
	 Northern Light Strategic Fund, L.P.
 Attn: Jeffrey Lee
 2440 Sand Hill Road, Suite 201
 Menlo Park, CA 94025
	  	120,599
	 Northern Light Venture Fund, L.P.
 Attn: Jeffrey Lee
 2440 Sand Hill Road, Suite 201
 Menlo Park, CA 94025
	  	549,036
	 OneCapital Asia Fund I Ltd.
 Attn: Mr. Tay Koon Chuan
 50 Raffles Place #16-03
 Singapore Land Tower
 Singapore 048623
 Tel: +65-6238-1911
	  	115,435
	 Pacific Technology Advisors, LDC
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: +86-21-5292-5811
	  	30,399
	 Pacific Technology Partners, L.P.
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: +86-21-5292-5811
	  	179,355

  

 D-4 

			
	 Name and Address of Series D Investor
	  	Number of Series D Shares
	 Pacific United Technology, L.P.
 Attn: Paul Wang or Suzie Wu
 #3705, CITIC Square
 1168 Nan Jing Xi Lu
 Shanghai, China, P.R.C. 200041
 Tel: +86-21-5292-5811
	  	94,236
	 Parawin Venture Capital Corp.
 Attn: Vivian Shao
 11F-1, No. 89, Sung-Jen Road
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-8788-3998 ext. 113
	  	69,654
	 Shanghai (Z.J.) Holdings Limited
 Huntlaw Building, P.O. Box 2804
 George Town, Grand Cayman, Cayman Islands
  
 Mailing Address:
 Attn: Hongfei Zhang
 9th Floor, Building A
 560
Songtao Road
 Shanghai, 201203, China
 Tel: +86-21-3950-9000 ext. 1030
	  	364,963
	 Shanghai Hua Hong Int’l Inc.
 Attn: Xia Zhong Rui
 4675 Stevens Creek Blvd., Suite 125
 Santa Clara, CA 95051
	  	96,356
	 Shen, Tieh-Hwa
 c/o Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	849
	 Silverose Enterprises Limited
 PortcullisTrustNet Chambers
 P.O. Box 1225
 Apia, Samoa
  
 Mailing Address:
 Silverose Enterprises Limited
 c/o Inventec Appliances Corporation
 Attn: Arnold Gia-Shuh Jang
 No. 37, Wugong 5th Road, Wugu Industrial Park
 Wugu Hsiang, Taipei 248, Taiwan,
R.O.C.
	  	42,837
	 S.I. Technology Venture Capital Limited
 Attn: Leung Lin Cheong
 26/F, Harcourt House
 39 Gloucester Road
 Wanchai, Hong Kong
 Tel: +852-2821-3909
	  	85,675
	 Synopsys, Inc.
 700 E. Middlefield Road
 Mountain View, CA 94043
	  	46,109

  

 D-5 

			
	 Name and Address of Series D Investor
	  	Number of Series D Shares
	 Titan Technology Venture Capital Investment Corporation
 Attn: Karen Lin
 13F-1, No. 128
 Min Sheng E. Road, Sec. 3
 Taipei, Taiwan, R.O.C.
 Tel: +886-2-2718-2330
	  	27,488
	 UMC Capital Corporation
 Attn: Daisy Chang
 488 DeGuigne Drive
 Sunnyvale, CA 94085
	  	67,720
	 Vertex Technology Fund (III) Ltd.
 Attn: Tham Sin Hui
 51 Cuppage Road
 #10-08 Starhub Centre
 Singapore 229469
 Tel: +65-6828-8050
	  	139,309
	 Wang, Philip
 20653 Greenleaf Dr.
 Cupertino, CA 95014
	  	2,141
	 WS Investment Company, LLC (2006A)
 Attn: Jim Terranova
 650 Page Mill Road
 Palo Alto, CA 94304-1050
	  	7,299
	 WS Investment Company, LLC (2006D)
 Attn: Jim Terranova
 650 Page Mill Road
 Palo Alto, CA 94304-1050
	  	3,649
		  	 
	 Total
	  	7,101,749
		  	 

  

 D-6 

 EXHIBIT E 
 FOUNDERS 
 Ping Wu 
 George Wu 
 Tony Wu 
 Datong Chen 

Yu Xia 
 Renyong Fan 
 Jin Ji 
  

 E-1 

 EXHIBIT F 
 INVESTORS AFFILIATED WITH FORTUNE VENTURE INVESTOR GROUP 
 Fortunetech Seed Fund Ltd. 
 Fortune Technology Fund II Ltd. 
 Central Technology Venture Capital
Investment Corporation 
 Chang, Chien-Chun 
 Chen, Yueh-Mei

 Communication Technology Venture Capital Investment Corporation 
 Cosmos Technology Venture Capital Investment Corporation 
 Emerging Technology Venture Capital Investment Corporation 
 Fortune Consulting Group 
 Fortune IC Fund I 
 Fortune Technology Fund I Ltd. 
 Golden Technology Venture Capital Investment
Corporation 
 Grand Cathay & Fortune Technology Venture Capital Investment Corporation 
 Kuo, Chin-Jung 
 Legend Technology Venture Capital Investment Corporation 
 Ma Teng, Mei-Dih 
 NCTU Spring I Technology Venture Capital Investment
Corporation 
 Ni, Chi-Liang 
 Ni, Chi-Tsai 
 OneCapital Asia Fund I Ltd. 
 Peng, Hsiao-Chen 
 Shao, Chang-Yu 
 Shen, Tieh-Hwa 
 Titan Technology Venture Capital Investment Corporation 
 Wang, Chung-Shih

 Wang, Philip 
  

 F-1Amended and Restated 2001 Stock Plan

 Exhibit 10.1 
 SPREADTRUM COMMUNICATIONS, INC. 
 SECOND AMENDED AND RESTATED 2001 STOCK PLAN 
 1. Purposes of the Plan. The purposes of this Stock Plan are to attract and retain the best available personnel for positions of
substantial responsibility, to provide additional incentive to Employees, Directors and Consultants and to promote the success of the Company’s business. Options granted under the Plan may be Incentive Stock Options or Nonstatutory Stock
Options, as determined by the Administrator at the time of grant. 
 2. Definitions. As used herein, the following definitions shall
apply: 
 (a) “Administrator” means the Board or any of its Committees as shall be administering the Plan in accordance with
Section 4 hereof. 
 (b) “Applicable Laws” means the requirements relating to the administration of stock option plans
under U.S. state corporate laws, U.S. federal and state securities laws, the Code, any stock exchange or quotation system on which the Ordinary Shares are listed or quoted and the applicable laws of any other country or jurisdiction where Options
are granted under the Plan. 
 (c) “Board” means the Board of Directors of the Company. 
 (d) “Change in Control” means the occurrence of any of the following events: 
 (i) Any “person” (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) becomes the “beneficial owner” (as defined in
Rule 13d-3 of the Exchange Act), directly or indirectly, of securities of the Company representing fifty percent (50%) or more of the total voting power represented by the Company’s then outstanding voting securities; or 
 (ii) The consummation of the sale or disposition by the Company of all or substantially all of the Company’s assets; or 
 (iii) The consummation of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result
in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent) at least fifty percent
(50%) of the total voting power represented by the voting securities of the Company or such surviving entity or its parent outstanding immediately after such merger or consolidation. 
 (e) “Code” means the Internal Revenue Code of 1986, as amended. 
 (f) “Committee” means a committee of Directors appointed by the Board in accordance with Section 4 hereof. 

 (g) “Company” means Spreadtrum Communications, Inc., a Cayman Islands company.

 (h) “Consultant” means any natural person who is engaged by the Company or any Parent or Subsidiary to render consulting
or advisory services to such entity and who satisfies the requirements of subsection (c)(1) of Rule 701 under the Securities Act of 1933, as amended. 
 (i) “Director” means a member of the Board. 
 (j) “Disability” means total
and permanent disability as defined in Section 22(e)(3) of the Code. 
 (k) “Employee” means any person, including
officers and Directors, employed by the Company or any Parent or Subsidiary of the Company. A Service Provider shall not cease to be an Employee in the case of (i) any leave of absence approved by the Company or (ii) transfers between
locations of the Company or between the Company, its Parent, any Subsidiary, or any successor. For purposes of Incentive Stock Options, no such leave may exceed ninety (90) days, unless reemployment upon expiration of such leave is guaranteed
by statute or contract. If reemployment upon expiration of a leave of absence approved by the Company is not so guaranteed, then three (3) months following the 91st day of such leave, any Incentive Stock Option held by the Optionee shall cease
to be treated as an Incentive Stock Option and shall be treated for tax purposes as a Nonstatutory Stock Option. Neither service as a Director nor payment of a director’s fee by the Company shall be sufficient to constitute
“employment” by the Company. 
 (l) “Exchange Act” means the Securities Exchange Act of 1934, as amended.

 (m) “Fair Market Value” means, as of any date, the value of Ordinary Shares determined as follows: 
 (i) If the Ordinary Shares are listed on any established stock exchange or a national market system, including without limitation the Nasdaq National
Market or The Nasdaq SmallCap Market of The Nasdaq Stock Market, the Fair Market Value shall be the closing sales price for such stock (or the closing bid, if no sales were reported) as quoted on such exchange or system on the day of determination,
as reported in The Wall Street Journal or such other source as the Administrator deems reliable; 
 (ii) If the Ordinary Shares are
regularly quoted by a recognized securities dealer but selling prices are not reported, the Fair Market Value shall be the mean between the high bid and low asked prices for the Ordinary Shares on the day of determination; or 
 (iii) In the absence of an established market for the Ordinary Shares, the Fair Market Value thereof shall be determined in good faith by the
Administrator. 
 (n) “Incentive Stock Option” means an Option intended to qualify as an incentive stock option within the
meaning of Section 422 of the Code. 
 (o) “Nonstatutory Stock Option” means an Option not intended to qualify as an
Incentive Stock Option. 
  

 -2- 

 (p) “Option” means a stock option granted pursuant to the Plan. 
 (q) “Option Agreement” means a written or electronic agreement between the Company and an Optionee evidencing the terms and conditions
of an individual Option grant. The Option Agreement is subject to the terms and conditions of the Plan. 
 (r)
“Optioned Stock” means the Ordinary Shares subject to an Option. 
 (s) “Optionee” means the holder of
an outstanding Option granted under the Plan. 
 (t) “Ordinary Shares” means the ordinary shares of the Company. 

(u) “Parent” means a “parent corporation,” whether now or hereafter existing, as defined in Section 424(e) of the
Code. 
 (v) “Plan” means this Second Amended and Restated 2001 Stock Plan. 
 (w) “Service Provider” means an Employee, Director or Consultant. 
 (x) “Share” means a share of the Ordinary Shares, as adjusted in accordance with Section 12 below. 
 (y) “Subsidiary” means a “subsidiary corporation,” whether now or hereafter existing, as defined in Section 424(f) of the
Code. 
 3. Stock Subject to the Plan. Subject to the provisions of Section 12 of the Plan, the maximum
aggregate number of Shares that may be subject to option and sold under the Plan is 38,017,034 Shares. The Shares may be authorized but unissued, or reacquired Ordinary Shares. 
 If an Option expires or becomes unexercisable without having been exercised in full, the unpurchased Shares which were subject thereto shall become
available for future grant or sale under the Plan (unless the Plan has terminated). However, Shares that have actually been issued under the Plan, upon exercise of an Option, shall not be returned to the Plan and shall not become available for
future distribution under the Plan, except that if Shares of restricted stock issued pursuant to an Option are repurchased by the Company at their original purchase price, such Shares shall become available for future grant under the Plan.

 4. Administration of the Plan. 
 (a) Administrator. The Plan shall be administered by the Board or a Committee appointed by the Board, which Committee shall be constituted to comply with Applicable Laws. 
 (b) Powers of the Administrator. Subject to the provisions of the Plan and, in the case of a Committee, the specific duties
delegated by the Board to such Committee, and subject to the approval of any relevant authorities, the Administrator shall have the authority in its discretion: 
 (i) to determine the Fair Market Value; 
  

 -3- 

 (ii) to select the Service Providers to whom Options may from time to time be granted hereunder;

 (iii) to determine the number of Shares to be covered by each such Option granted hereunder; 
 (iv) to approve forms of agreement for use under the Plan; 
 (v) to determine the terms and conditions of any Option granted hereunder. Such terms and conditions include, but are not limited to, the exercise price, the time or times when Options may be exercised (which may be
based on performance criteria), any vesting acceleration or waiver of forfeiture restrictions, and any restriction or limitation regarding any Option or the Ordinary Shares relating thereto, based in each case on such factors as the Administrator,
in its sole discretion, shall determine; 
 (vi) to prescribe, amend and rescind rules and regulations relating to the Plan, including rules
and regulations relating to sub-plans established for the purpose of satisfying applicable foreign laws; 
 (vii) to allow Optionees to
satisfy withholding tax obligations by electing to have the Company withhold from the Shares to be issued upon exercise of an Option that number of Shares having a Fair Market Value equal to the minimum amount required to be withheld. The Fair
Market Value of the Shares to be withheld shall be determined on the date that the amount of tax to be withheld is to be determined. All elections by Optionees to have Shares withheld for this purpose shall be made in such form and under such
conditions as the Administrator may deem necessary or advisable; and 
 (viii) to construe and interpret the terms of the Plan and Options
granted pursuant to the Plan. 
 (c) Effect of Administrator’s Decision. All decisions, determinations and
interpretations of the Administrator shall be final and binding on all Optionees. 
 5. Eligibility. Nonstatutory Stock Options may be
granted to Service Providers. Incentive Stock Options may be granted only to Employees. 
 6. Limitations. 
 (a) Incentive Stock Option Limit. Each Option shall be designated in the Option Agreement as either an Incentive Stock Option or a Nonstatutory
Stock Option. However, notwithstanding such designation, to the extent that the aggregate Fair Market Value of the Shares with respect to which Incentive Stock Options are exercisable for the first time by the Optionee during any calendar year
(under all plans of the Company and any Parent or Subsidiary) exceeds $100,000, such Options shall be treated as Nonstatutory Stock Options. For purposes of this Section 6(a), Incentive Stock Options shall be taken into account in the order in
which they were granted. The Fair Market Value of the Shares shall be determined as of the time the Option with respect to such Shares is granted. 
  

 -4- 

 (b) At-Will Employment. Neither the Plan nor any Option shall confer upon any Optionee any right
with respect to continuing the Optionee’s relationship as a Service Provider with the Company, nor shall it interfere in any way with his or her right or the Company’s right to terminate such relationship at any time, with or without
cause, and with or without notice. 
 7. Term of Plan. Subject to shareholder approval in accordance with Section 18,
the Plan shall become effective upon its adoption by the Board. Unless sooner terminated under Section 14, it shall continue in effect for a term of ten (10) years from the later of (i) the effective date of the Plan, or (ii) the
date of the most recent Board approval of an increase in the number of shares reserved for issuance under the Plan. 
 8. Term of
Option. The term of each Option shall be stated in the Option Agreement; provided, however, that the term shall be no more than ten (10) years from the date of grant thereof. In the case of an Incentive Stock Option granted to an Optionee
who, at the time the Option is granted, owns stock representing more than ten percent (10%) of the voting power of all classes of stock of the Company or any Parent or Subsidiary, the term of the Option shall be five (5) years from the
date of grant or such shorter term as may be provided in the Option Agreement. 
 9. Option Exercise Price and Consideration.

 (a) Exercise Price. The per share exercise price for the Shares to be issued upon exercise of an Option shall be such price as is
determined by the Administrator, but shall be subject to the following: 
 (i) In the case of an Incentive Stock Option 
 (A) granted to an Employee who, at the time of grant of such Option, owns stock representing more than ten percent (10%) of the voting power of all
classes of stock of the Company or any Parent or Subsidiary, the exercise price shall be no less than 110% of the Fair Market Value per Share on the date of grant. 
 (B) granted to any other Employee, the per Share exercise price shall be no less than 100% of the Fair Market Value per Share on the date of grant. 
 (ii) In the case of a Nonstatutory Stock Option 
 (A) granted to a Service Provider who, at the time of grant of such Option, owns stock representing more than ten percent (10%) of the voting power of all classes of stock of the Company or any Parent or Subsidiary, the exercise price
shall be no less than 110% of the Fair Market Value per Share on the date of grant. 
 (B) granted to any other Service Provider, the per
Share exercise price shall be no less than 85% of the Fair Market Value per Share on the date of grant. 
 (iii) Notwithstanding the
foregoing, Options may be granted with a per Share exercise price other than as required above pursuant to a merger or other corporate transaction. 
  

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 (b) Forms of Consideration. The consideration to be paid for the Shares to be issued upon exercise
of an Option, including the method of payment, shall be determined by the Administrator (and, in the case of an Incentive Stock Option, shall be determined at the time of grant). Such consideration may consist of, without limitation, (1) cash,
(2) check, (3) promissory note, (4) other Shares, provided Shares acquired directly from the Company (x) have been owned by the Optionee for more than six (6) months on the date of surrender, and (y) have a Fair Market
Value on the date of surrender equal to the aggregate exercise price of the Shares as to which such Option shall be exercised, (5) consideration received by the Company under a cashless exercise program implemented by the Company in connection
with the Plan, or (6) any combination of the foregoing methods of payment. In making its determination as to the type of consideration to accept, the Administrator shall consider if acceptance of such consideration may be reasonably expected to
benefit the Company. Notwithstanding the foregoing, the Administrator may permit an Optionee to exercise his or her Option by delivery of a full-recourse promissory note secured by the purchased Shares. The terms of such promissory note shall be
determined by the Administrator in its sole discretion. 
 10. Exercise of Option. 
 (a) Procedure for Exercise; Rights as a Shareholder. Any Option granted hereunder shall be exercisable according to the terms hereof at
such times and under such conditions as determined by the Administrator and set forth in the Option Agreement. Except in the case of Options granted to officers, Directors and Consultants, Options shall become exercisable at a rate of no less than
20% per year over five (5) years from the date the Options are granted. Unless the Administrator provides otherwise, vesting of Options granted hereunder to officers and Directors shall be suspended during any unpaid leave of absence. An
Option may not be exercised for a fraction of a Share. 
 An Option shall be deemed exercised when the Company receives (i) written or
electronic notice of exercise (in accordance with the Option Agreement) from the person entitled to exercise the Option, and (ii) full payment for the Shares with respect to which the Option is exercised. Full payment may consist of any
consideration and method of payment authorized by the Administrator and permitted by the Option Agreement and the Plan. Shares issued upon exercise of an Option shall be issued in the name of the Optionee or, if requested by the Optionee, in the
name of the Optionee and his or her spouse. Until the Shares are issued (as evidenced by the appropriate entry on the books of the Company or of a duly authorized transfer agent of the Company), no right to vote or receive dividends or any other
rights as a shareholder shall exist with respect to the Shares, notwithstanding the exercise of the Option. The Company shall issue (or cause to be issued) such Shares promptly after the Option is exercised. No adjustment will be made for a dividend
or other right for which the record date is prior to the date the Shares are issued, except as provided in Section 12 of the Plan. 
 Exercise of an Option in any manner shall result in a decrease in the number of Shares thereafter available, both for purposes of the Plan and for sale under the Option, by the number of Shares as to which the Option is exercised.

 (b) Termination of Relationship as a Service Provider. If an Optionee ceases to be a Service Provider, such Optionee may
exercise his or her Option within thirty (30) days of 

  

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termination, or such longer period of time as specified in the Option Agreement, to the extent that the Option is vested on the date of termination (but in
no event later than the expiration of the term of the Option as set forth in the Option Agreement). If, on the date of termination, the Optionee is not vested as to his or her entire Option, the Shares covered by the unvested portion of the Option
shall revert to the Plan. If, after termination, the Optionee does not exercise his or her Option within the time specified by the Administrator, the Option shall terminate, and the Shares covered by such Option shall revert to the Plan. 

(c) Disability of Optionee. If an Optionee ceases to be a Service Provider as a result of the Optionee’s Disability, the Optionee may
exercise his or her Option within six (6) months of termination, or such longer period of time as specified in the Option Agreement, to the extent the Option is vested on the date of termination (but in no event later than the expiration of the
term of such Option as set forth in the Option Agreement). If, on the date of termination, the Optionee is not vested as to his or her entire Option, the Shares covered by the unvested portion of the Option shall revert to the Plan. If, after
termination, the Optionee does not exercise his or her Option within the time specified herein, the Option shall terminate, and the Shares covered by such Option shall revert to the Plan. 
 (d) Death of Optionee. If an Optionee dies while a Service Provider, the Option may be exercised within six (6) months following
Optionee’s death, or such longer period of time as specified in the Option Agreement, to the extent that the Option is vested on the date of death (but in no event later than the expiration of the term of such Option as set forth in the Option
Agreement) by the Optionee’s designated beneficiary, provided such beneficiary has been designated prior to Optionee’s death in a form acceptable to the Administrator. If no such beneficiary has been designated by the Optionee, then such
Option may be exercised by the personal representative of the Optionee’s estate or by the person(s) to whom the Option is transferred pursuant to the Optionee’s will or in accordance with the laws of descent and distribution. If, at the
time of death, the Optionee is not vested as to his or her entire Option, the Shares covered by the unvested portion of the Option shall immediately revert to the Plan. If the Option is not so exercised within the time specified herein, the Option
shall terminate, and the Shares covered by such Option shall revert to the Plan. 
 11. Limited Transferability of Options.
Unless determined otherwise by the Administrator, Options may not be sold, pledged, assigned, hypothecated, transferred, or disposed of in any manner other than by will or the laws of descent and distribution, and may be exercised during the
lifetime of the Optionee, only by the Optionee. If the Administrator in its sole discretion makes an Option transferable, such Option may only be transferred by (i) will, (ii) the laws of descent and distribution, (iii) instrument to
an inter vivos or testamentary trust in which the Option is to be passed to beneficiaries upon the death of the Optionee, or (iv) gift to a member of Optionee’s immediate family (as such term is defined in Rule 16a-1(e) of the Exchange
Act). In addition, any transferable Option shall contain additional terms and conditions as the Administrator deems appropriate. 
 12.
Adjustments Upon Changes in Capitalization, Merger or Change in Control. 
 (a) Changes in Capitalization.
Subject to any required action by the shareholders of the Company, the number and type of Shares which have been authorized for issuance under the Plan but as to which no Options have yet been granted or which have been returned to the Plan upon

  

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cancellation or expiration of an Option, and the number and type of Shares covered by each outstanding Option, as well as the price per Share covered by each
such outstanding Option, shall be proportionately adjusted for any increase or decrease in the number or type of issued Shares resulting from a stock split, reverse stock split, stock dividend, combination or reclassification of the Ordinary Shares,
or any other increase or decrease in the number of issued shares of Ordinary Shares effected without receipt of consideration by the Company. The conversion of any convertible securities of the Company shall not be deemed to have been “effected
without receipt of consideration.” Such adjustment shall be made by the Board, whose determination in that respect shall be final, binding and conclusive. Except as expressly provided herein, no issuance by the Company of shares of stock of any
class, or securities convertible into shares of stock of any class, shall affect, and no adjustment by reason thereof shall be made with respect to, the number, type or price of Shares subject to an Option. 
 (b) Dissolution or Liquidation. In the event of the proposed dissolution or liquidation of the Company, the Administrator shall notify each
Optionee as soon as practicable prior to the effective date of such proposed transaction. The Administrator in its discretion may provide for an Optionee to have the right to exercise his or her Option until fifteen (15) days prior to such
transaction as to all of the Optioned Stock covered thereby, including Shares as to which the Option would not otherwise be exercisable. In addition, the Administrator may provide that any Company repurchase option applicable to any Shares purchased
upon exercise of an Option shall lapse as to all such Shares, provided the proposed dissolution or liquidation takes place at the time and in the manner contemplated. To the extent it has not been previously exercised, an Option will terminate
immediately prior to the consummation of such proposed action. 
 (c) Merger or Change in Control. In the event of a merger of the
Company with or into another corporation, or a Change in Control, each outstanding Option shall be assumed or an equivalent option substituted by the successor corporation or a Parent or Subsidiary of the successor corporation. If, in such event,
the Option is not assumed or substituted, the Option shall terminate as of the date of the closing of the merger or Change in Control. For the purposes of this paragraph, the Option shall be considered assumed if, following the merger or Change in
Control, the Option confers the right to purchase or receive, for each Share of Optioned Stock subject to the Option immediately prior to the merger or Change in Control, the consideration (whether stock, cash, or other securities or property)
received in the merger or Change in Control by holders of Ordinary Shares for each Share held on the effective date of the transaction (and if holders were offered a choice of consideration, the type of consideration chosen by the holders of a
majority of the outstanding Shares); provided, however, that if such consideration received in the merger or Change in Control is not solely common stock or ordinary shares of the successor corporation or its Parent or Subsidiary, the Administrator
may, with the consent of the successor corporation, provide for the consideration to be received upon the exercise of the Option, for each Share of Optioned Stock subject to the Option, to be solely common stock or ordinary shares of the successor
corporation or its Parent or Subsidiary equal in fair market value to the per share consideration received by holders of Ordinary Shares in the merger or Change in Control. 
 13. Time of Granting Options. The date of grant of an Option shall, for all purposes, be the date on which the Administrator makes
the determination granting such Option, or such later date as is determined by the Administrator. Notice of the determination shall be given to each Service Provider to whom an Option is so granted within a reasonable time after the date of such
grant. 
  

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 14. Amendment and Termination of the Plan. 
 (a) Amendment and Termination. The Board may at any time amend, alter, suspend or terminate the Plan. 
 (b) Shareholder Approval. The Board shall obtain shareholder approval of any Plan amendment to the extent necessary and desirable to comply with
Applicable Laws. 
 (c) Effect of Amendment or Termination. No amendment, alteration, suspension or termination of
the Plan shall impair the rights of any Optionee, unless mutually agreed otherwise between the Optionee and the Administrator, which agreement must be in writing and signed by the Optionee and the Company. Termination of the Plan shall not affect
the Administrator’s ability to exercise the powers granted to it hereunder with respect to Options granted under the Plan prior to the date of such termination. 
 15. Conditions Upon Issuance of Shares. 
 (a) Legal Compliance. Shares
shall not be issued pursuant to the exercise of an Option unless the exercise of such Option and the issuance and delivery of such Shares shall comply with Applicable Laws and shall be further subject to the approval of counsel for the Company with
respect to such compliance. 
 (b) Investment Representations. As a condition to the exercise of an Option, the Administrator may
require the person exercising such Option to represent and warrant at the time of any such exercise that the Shares are being purchased only for investment and without any present intention to sell or distribute such Shares if, in the opinion of
counsel for the Company, such a representation is required. 
 16. Inability to Obtain Authority. The inability of the Company to
obtain authority from any regulatory body having jurisdiction, which authority is deemed by the Company’s counsel to be necessary to the lawful issuance and sale of any Shares hereunder, shall relieve the Company of any liability in respect of
the failure to issue or sell such Shares as to which such requisite authority shall not have been obtained. 
 17.
Reservation of Shares. The Company, during the term of this Plan, shall at all times reserve and keep available such number of Shares as shall be sufficient to satisfy the requirements of the Plan. 
 18. Shareholder Approval. The Plan shall be subject to approval by the shareholders of the Company within twelve (12) months after the date
the Plan is adopted. Such shareholder approval shall be obtained in the degree and manner required under Applicable Laws. 
 19.
Information to Optionees. The Company shall provide to each Optionee and to each individual who acquires Shares pursuant to the Plan, not less frequently than annually during the period such Optionee has one or more Options outstanding, and,
in the case of an individual who 

  

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acquires Shares pursuant to the Plan, during the period such individual owns such Shares, copies of annual financial statements. The Company shall not be
required to provide such statements to key employees whose duties in connection with the Company assure their access to equivalent information. 
  

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