Document:

ex10-1.htm

Exhibit 10.1

AMENDMENT DATED DECEMBER 14, 2015, TO THE SECOND

AMENDED LETTER LOAN AGREEMENT AND THE SECOND AMENDED

PROMISSORY NOTE, BOTH DATED NOVEMBER 13, 2014

This Amendment to that certain Second Amended Letter Loan Agreement and that certain Second Amended Promissory Note, both dated December 13, 2014, between Lucas Energy, Inc. (“LEI”), and Louise H. Rogers, an individual as her separate property (“Rogers”), is entered into and made effective on this 14th day of December, 2015. This document is referred to as the “December 2015 Amendment.”

Recitals

On or about November 18, 2014, to be effective November 13, 2014, LEI and Rogers (collectively, the “Parties”) entered into the Second Amended Letter Loan Agreement (“2d LLA”) and the Second Amended Promissory Note (“2d Note”). On August 12, 2015, the Parties entered into an additional amendment to the 2d Note and 2d LLA extending the maturity date to September 13, 2015, and including other changes and on August 28, 2015, the Parties entered into an additional amendment to the 2d Note and 2d LLA extending the maturity date to September 13, 2015, and including other changes. All references to the 2d LLA and the 2d Note include the August 12, 2015 and August 28, 2015, amendment.

The Parties desire to clarify and confirm certain terms and conditions of the 2d LLA and the 2d Note as set forth below.

All capitalized terms in this December 2015 Amendment shall have the meaning given in this document, and if not defined in this document, they shall have the meaning given in the 2d LLA in its Schedule A entitled “Definitions.”

Terms of December 2015 Amendment

In recognition of the facts set forth above and for other good and valuable consideration, the receipt and sufficiency of which are acknowledged by the Parties, the Parties agree as follows:

	
1.

	
LEI has previously formed CATI Operating LLC as a Texas limited liability company and which is a wholly-owned subsidiary of LEI (“CATI”).

	
2.

	
Promptly following the date of this December 2015 Amendment, LEI shall transfer to CATI all of its oil and gas interests as listed in Exhibit A to this December 2015 Amendment and which is incorporated by reference in this December 2015 Amendment for all purposes.  LEI warrants and represents that the list contained in Exhibit A is exhaustive and complete.  LEI shall contemporaneously transfer to CATI all other assets listed on the Equipment Inventory attached to this December 2015 Amendment as Exhibit B and which is incorporated by reference into this December 2015 Amendment for all purposes.  LEI warrants and represents that the equipment list contained in Exhibit B is exhaustive and complete.  LEI understands and agrees that if it discovers any assets of oil and gas interests, equipment, or other significant asset (with “significant” determined at the reasonable discretion of counsel for Rogers), LEI shall immediately take all steps necessary to transfer those assets to CATI.  All of these transfers of assets are referred to in this December 2015 Amendment as the “Transfer.”  LEI further warrants and represents that the oil and gas interests and the equipment listed in Exhibits A and B constitute substantially all of the assets of LEI as of December 14, 2015.

 

 

 

  

  

  

	
3.

	
Following the Transfer, Rogers shall have no right to foreclose upon or to take any other actions whatsoever against LEI (at the Nevada parent company level), in connection with the occurrence of an event of default, events of defaults, or other breaches or failures to comply with the terms of the 2d LLA, the 2d Note, or any of the other Loan Documents, by LEI (each a “Default”), Rogers shall refrain from taking any actions against LEI (at the Nevada parent company level), and instead Rogers shall take any and all actions in connection with a Default solely against CATI and its assets.  All rights, remedies, and obligations of LEI under the 2d LLA, the 2d Note, and all other Loan Documents entered into between Rogers and LEI are assigned and transferred to CATI.  All rights and remedies that Rogers previously had against LEI she now has against CATI, as amended by this December 2015 Amendment.

	
4.

	
Upon CATI’s execution of any and all documents necessary to effect the assignment of the Loan Documents and the Transfer, any and all security interests, mortgages, and other similar documents and terms of the 2d LLA, the 2d Note, and any of the other Loan Documents, which encumber the assets or operations of LEI (at the Nevada parent company level) shall solely encumber the assets and operations of CATI.  LEI shall ensure CATI executes any and all documents deemed necessary by counsel for Rogers to effect the assignment and Transfer.  LEI will enter into any other documents, agreements, and confirmations that Rogers reasonably requests to memorialize and document the intent of the parties by their entry into this Agreement.

	
5.

	
Upon CATI’s execution of any and all documents necessary to effect the assignment of the Loan Documents and the Transfer, Rogers shall provide Lucas authority to terminate any and all UCC financing statements in place encumbering LEI or its assets (at the Nevada parent company level) and Rogers will enter into any other documents, agreements, and confirmations that LEI reasonably requests to memorialize and document the intent of the parties by their entry into this Agreement.

	
6.

	
Upon CATI’s execution of any and all documents necessary to effect the assignment of the Loan Documents and the Transfer, Rogers may record any and all UCC-1s she deems necessary against CATI and CATI’s assets.

	
7.

	
Upon the effective date of the Transfer, CATI shall assume all obligations of LEI under all of the Loan Documents.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

	
Amendment Dated December 14, 2015, to the Second Amended Letter Loan

	  
	
Agreement and the Second Amended Promissory Note, Both Dated November 13, 2014

	  
	
Rogers - LEI/December 14, 2015

	
Page  2 of 3

 

  

  

  

This December 2015 Amendment is intended to be a part of the 2d LLA and the 2d Note (and all of the other Loan Documents), effective as of December 14, 2015.

LEI and Rogers have duly executed this December 2015 Amendment as of the 14th day of December, 2015.

The parties agree that electronic signatures shall bind them to the same extent as an original signature.  This December 2015 Amendment may be executed in multiple counterparts, which together create a single document.

 

	
By:

	
/s/ Anthony C. Schnur              

	
Date of Signature:  December 14, 2015

	  	
Anthony C. Schnur, CEO

	  
	  	  	  
	  	  	  
	  	  	  
	
Louise H. Rogers

	  
	  	  	  
	  	  	  
	  	  	  
	
/s/Louise H. Rogers/by SEC

	
Date of Signature:  December 14, 2015

	
Louise H. Rogers

	  
	
By Sharon E. Conway as her attorney-in-fact

	  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

	
Amendment Dated December 14, 2015, to the Second Amended Letter Loan

	  
	
Agreement and the Second Amended Promissory Note, Both Dated November 13, 2014

	  
	
Rogers - LEI/December 14, 2015

	
Page  3 of 3ex10-2.htm

Exhibit 10.2

 

ASSIGNMENT AND BILL OF SALE

	
State of Texas

	
§

	  	
§

	
County of Gonzales

	
§

KNOW ALL MEN BY THESE PRESENTS:

THAT for and in consideration of the sum of Ten Dollars ($10) and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the undersigned, Lucas Energy, Inc.,  450 Gears Road, Suite 780, Houston, TX  77067 (hereinafter referred to as “Assignor”), subject to the remaining terms and provisions contained herein, does hereby BARGAIN, SELL, TRANSFER, ASSIGN and CONVEY to CATI Operating, LLC, a wholly owned subsidiary of Assignor (hereinafter referred to as “Assignee”), whose address is 450 Gears Road, Suite 780, Houston, TX  77067, its successors and assigns, the following:

 

 

	
(1)

	
All right, title and interest of Assignor in and to the oil, gas and mineral leases, oil and gas leases, oil, gas, and associated hydrocarbons leases and oil, gas and hydrocarbons leases described on Exhibit “A” attached hereto and made a part a part hereof for all purposes, which leases, as amended and/or ratified, are hereinafter referred to collectively as the “Leases,” INSOFAR AND ONLY INSOFAR as each such Lease covers the lands as to which such Lease remains in force and effect (which lands are hereinafter referred to collectively as the “Subject Lands”); all right, title and interest of Assignor in and to the various wells more particularly described on Exhibit “A” hereto (hereinafter referred to as the “Wells”); the undivided interests in and to all of the property and rights incident thereto, including, without limitation, all fixtures, personal property and equipment located thereon or used or obtained in connection with each of the Wells (hereinafter referred to collectively as the “Equipment”) including but not limited to the items described on Exhibit “A-1”; together with the undivided interests in and to all of the costs, expenses, losses, liabilities, damages, fines, penalties, charges, claims, demands, lawsuits, causes of action, appeals, judgments and diminutions in value, of any and every kind, nature and/or character which in any way cover, affect, pertain and/or relate, either directly or indirectly, with Assignor's interest in and to the Leases, the Subject Lands, the Wells and/or the Equipment including, without limitation, the operation, ownership, plugging, abandonment or environmental clean-up of same (hereinafter referred to collectively as the “Liabilities”) which may accrue from and after the “Effective Time”, as that term is hereinafter defined, all of the foregoing interests in and to the properties, rights, Leases, Subject Lands, Equipment and Liabilities described in this subparagraph (1) being hereinafter referred to collectively as the “Interests”;

 

	
(2)

	
All of Assignor's rights, titles and interests in and to the oil, gas and other hydrocarbons stored upon the Subject Lands (or stored elsewhere) which are produced from or attributable to the Interests from and after the Effective Time (hereinafter referred to as the “Production”); and

 

 

 

 

 

 

  

1

  

 

 

	
(3)

	
Originals or copies of all of the files, records, correspondence and data (but specifically excluding all engineering, geological and geophysical data, reports and maps which depict other leases and lands owned by Assignor which are not covered by this Assignment and Bill of Sale and all excluding all geological and geophysical data and derivatives thereof that Assignor may not assign without the consent of third parties) now in the possession or control of Assignor that relate to the items described in subparagraphs (1) and (2) above (hereinafter referred to as the “Records”).

This Assignment and Bill of Sale is and shall be effective as of December 1, 2015, Houston, Texas time (referred to herein as the “Effective Time”).

This Assignment and Bill of Sale covers all of the rights, titles and interests of Assignor in and to the Interests, the Production and the Records, but is made subject to the “Permitted Encumbrances,” which term, as used herein, means:

 

	
(a)

	
the terms and provisions of the Leases (including all of lessors' royalties burdening the Interests and the Production as of the Effective Time), together with all overriding royalties which burden the Interests and/or the Production and which are of record or which are referenced of record as of the date of execution of this Assignment and Bill of Sale;

 

	
(b)

	
the terms and provisions of the declarations or designations of unit, as amended and/or ratified, which are referenced of record;

 

	
(c)

	
the terms of all unrecorded agreements to which the Assignor is a party or by which the Assignor is bound.

 

	
(d)

	
liens for taxes or assessments affecting the Interests or the Production as of the Effective Time (i) which are not yet due and payable or (ii) which are not yet delinquent or, if delinquent, that are currently in the process of being, or shall be, contested in good faith pursuant to applicable Texas law and in the ordinary course of business;

 

	
(e)

	
all rights to consent by, required notices to, filings with, or other actions by governmental or tribal entities in connection with the sale or conveyance of the Interests or the Production, if the same are customarily obtained subsequent to such sale or conveyance, if any; and

 

	
(f)

	
all easements, rights-of-way, servitudes, permits, surface leases and other rights with respect to surface operations, timber leases, pipelines, grazing, logging, canals, ditches, reservoirs or the like and conditions, covenants or other restrictions and easements for highways, pipelines, telephone lines, power lines, railways and other easements and rights-of-way, on, over or in respect of any of the Subject Lands, which are of record, which are referenced of record or which are contained and/or are referred to in the Records, if any.

 

 

 

 

 

  

2

  

With respect to the Interests and the Production, SAME ARE BEING ASSIGNED HEREIN BY ASSIGNOR TO ASSIGNEE WITHOUT ANY REPRESENTATIONS OR WARRANTIES (OF TITLE, OR OTHERWISE), EITHER STATUTORY, EXPRESS OR IMPLIED, AND ON AN “AS IS, WHERE IS, WITH ALL FAULTS BASIS” AND WITHOUT ANY STATUTORY, EXPRESS OR IMPLIED WARRANTIES OR REPRESENTATIONS AS TO THE MERCHANTABILITY OF ANY OF THE INTERESTS OR THE INTERESTS' FITNESS FOR ANY PURPOSE.

As a material inducement to Assignor executing and delivering this Assignment and Bill of Sale, Assignee, by its acceptance hereof, does hereby UNDERSTAND, ACKNOWLEDGE and AGREE, and does hereby COVENANT, REPRESENT and WARRANT unto Assignor, its successors and assigns, as follows:

	
  

	
A.

	
THAT ASSIGNEE ACKNOWLEDGES FULLY UNDERSTANDS THAT THIS ASSIGNMENT AND BILL OF SALE IS EXECUTED BY ASSIGNOR WITHOUT ANY STATUTORY, EXPRESS OR IMPLIED WARRANTIES OR REPRESENTATIONS AS TO THE MERCHANTABILITY OF ANY OF THE INTERESTS OR THEIR FITNESS FOR ANY PURPOSE AND WITHOUT ANY OTHER STATUTORY, EXPRESS OR IMPLIED WARRANTIES OR REPRESENTATIONS (OF TITLE, OR OTHERWISE), WHATSOEVER;

 

	
  

	
B.

	
THAT ASSIGNEE SHALL HAVE INSPECTED THE INTERESTS AND SATISFIED ITSELF AS TO THEIR PHYSICAL AND ENVIRONMENTAL CONDITION, BOTH SURFACE AND SUBSURFACE;

 

	
  

	
C.

	
THAT ASSIGNEE SHALL ACCEPT ALL OF THE INTERESTS IN AN “AS IS, WHERE IS, WITH ALL FAULTS” CONDITION;

 

	
  

	
D.

	
That, from and after the Effective Time, Assignee, its successors and assigns, agrees to assume and perform any and all of the Liabilities arising or accruing from and after the Effective Time and any and all liabilities and obligations or alleged or threatened liabilities and obligations which in any way cover, affect, pertain and/or relate, or which arise out of or in connection with the following duties and obligations which arise or accrue from and after the Effective Time:

 

	
  

	
(i)

	
the duty or obligation to pay and deliver royalties, overriding royalties and other interests burdening the Interests;

 

	
  

	
(ii)

	
the duty or obligation of gas balancing (by mcf, by mmbtu or by cash) of over production or under production from and/or attributable to the Interests; and

 

	
  

	
(iii)

	
the costs and expenses incurred in the ordinary course of the operation of the Interests pursuant to the terms and provisions of any and all agreements pertaining thereto, together with other commitments to which the Interests are subject;

 

 

  

3

  

 

	
  

	
F.

	
That Assignee, its successors and assigns, shall bear all of the costs and expenses of any and all recording fees and similar costs incurred and/or imposed upon, or with respect to the transfer and assignment of, the Interests as is contemplated hereby; and

 

	
  

	
G.

	
That from and after the date of execution of this Assignment and Bill of Sale, Assignee, its successors and assigns, agrees to comply with all laws and all governmental rules, orders and regulations with respect to operations of the Interests, including, without limitation, to the abandonment of the wells and/or the abandonment of the equipment, including, were applicable, the plugging of the wells, the compliance with all laws, rules or regulations regarding inactive or unplugged wells, including bonding requirements, and cleaning up the surface to return the Subject Lands as nearly as possible to their preleased condition and including, without limitation, to all “Environmental Laws,” which term, as used herein, means the following described federal and state laws, rules and regulations:

 

	
  

	
(i)

	
the Comprehensive Environmental Response Compensation and Liability Act (a/k/a Superfund), 42 U.S.C.A. §§9601 to 9675, inclusive, as amended, by the Superfund Amendments and Reauthorization Act of 1986, as amended;

 

	
  

	
(ii)

	
the Resource Conservation and Recovery Act, 42 U.S.C.A. §§6901 to 6991(i), inclusive, as amended by the 1984 Hazardous and Solid Waste Amendments, as amended;

 

	
  

	
(iii)

	
the Clean Air Act, 42 U.S.C.A. §§7401 to 7626, inclusive, as amended;

 

	
  

	
(iv)

	
the Clean Water Act, 33 U.S.C.A. §§1256 to 1387, inclusive, as amended;

 

	
  

	
(v)

	
the Emergency Planning & Community Right to Know Act, 42 U.S.C.A. §§1101 et seq., as amended;

 

	
  

	
(vi)

	
the Occupation Safety & Health Act, 29 U.S.C.A. §§651 to 678, inclusive, as amended;

 

	
  

	
(vii)

	
the Toxic Substances Control Act, 15 U.S.C.A. §§2601 to 2654, inclusive, as amended;

 

	 	
(viii)

	
the Safe Drinking Water Act, 42 U.S.C.A. §§300(f) to 300(j)(11), inclusive, as amended;

 

	
  

	
(ix)

	
the Coastal Zone Management Act, 16 U.S.C.A. §§661 to 668(d), inclusive, as amended;

 

	
  

	
(x)

	
the National Environmental Policy Act, 42 U.S.C.A. §§4321 to 4347, inclusive, as amended; and

 

	
  

	
(xi)

	
all other applicable federal and state laws, rules, regulations and orders, of any kind, nature and/or character which in any way cover, affect, pertain and/or relate to oil and gas transactions and/or oil and gas operations, as amended.

 

 

 

  

4

  

All of the foregoing covenants, duties, obligations and responsibilities described and/or referred to in subparagraphs A. through G., inclusive, above, being hereinafter referred to collectively as “Assignee's Obligations.”

 

IN CONNECTION WITH THE PERFORMANCE OF ASSIGNEE'S OBLIGATIONS, ASSIGNEE, ITS SUCCESSORS AND ASSIGNS, SHALL, TO THE FULLEST EXTENT PERMITTED BY LAW, AT THE SOLE COST, RISK AND EXPENSE OF ASSIGNEE, ITS SUCCESSORS AND ASSIGNS, PROTECT, DEFEND, INDEMNIFY AND HOLD ASSIGNOR, ITS OFFICERS, DIRECTORS, SHAREHOLDERS, EMPLOYEES, AGENTS, REPRESENTATIVES, PARENTS, SUBSIDIARIES, AFFILIATED COMPANIES, HEIRS, EXECUTORS, ADMINISTRATORS, SUCCESSORS AND ASSIGNS, HARMLESS FROM AND AGAINST (AND TO REIMBURSE IN CASH TO ASSIGNOR, ITS SUCCESSORS AND ASSIGNS, WITH RESPECT TO) ANY AND ALL COSTS, EXPENSES, COSTS OF CLEAN UP, COSTS OF REMOVAL OR MODIFICATION OF FACILITIES ON THE SUBJECT LANDS, COSTS OF PLUGGING WELLS, LOSSES, LIABILITIES, DAMAGES, FINES, PENALTIES, CHARGES, CLAIMS, DEMANDS, LAWSUITS, CAUSES OF ACTION, APPEALS, JUDGMENTS AND DIMINUTIONS IN VALUE, OF ANY AND EVERY KIND, NATURE AND/OR CHARACTER, INCLUDING COURT COSTS, ATTORNEY'S FEES AND OTHER COSTS AND EXPENSES INCURRED IN CONNECTION WITH INVESTIGATING AND/OR DEFENDING SAME, WHETHER OR NOT RESULTING IN ANY LIABILITY, KNOWN OR UNKNOWN, FIXED OR CONTINGENT, ASSERTED AGAINST OR INCURRED BY ASSIGNOR, ITS SUCCESSORS OR ASSIGNS, EITHER DIRECTLY OR INDIRECTLY, WHICH ARE AND/OR WHICH MAY BE BROUGHT BY ANY AND ALL PERSONS AND/OR PARTIES (INCLUDING, WITHOUT LIMITATION, TO ASSIGNOR'S AND ASSIGNEE'S RESPECTIVE EMPLOYEES, AGENTS OR REPRESENTATIVES AND ANY AND ALL PRIVATE CITIZENS, PERSONS, ORGANIZATIONS, AND ANY AGENCY, BRANCH OR REPRESENTATIVE OF FEDERAL, STATE OR LOCAL GOVERNMENT) ON ACCOUNT OF ANY PERSONAL INJURY, DEATH, DAMAGE, DESTRUCTION, LOSS OF PROPERTY OR CONTAMINATION OF NATURAL RESOURCE (INCLUDING, WITHOUT LIMITATION, SOIL, AIR, SURFACE WATER OR GROUND WATER) RESULTING FROM, ARISING OUT OF, CAUSED BY OR CONNECTED WITH ANY ACTS, OMISSIONS, EVENTS OR CIRCUMSTANCES OCCURRING ON OR BEFORE AND/OR FROM AND AFTER THE DATE OF EXECUTION OF THIS ASSIGNMENT AND BILL OF SALE, INCLUDING, WITHOUT LIMITATION, TO THE PRESENCE, DISPOSAL OR RELEASE OF ANY MATERIAL OF ANY KIND IN, ON OR UNDER THE INTERESTS, THE SUBJECT LANDS OR OTHER PROPERTY (WHETHER NEIGHBORING OR OTHERWISE) AT ANY TIME, OR FROM TIME TO TIME, BY REASON OF OR ARISING OUT OF THE BREACH OF (WHETHER MATERIAL OR NOT) OF ANY OF ASSIGNEE'S OBLIGATIONS, AS TO ACTS, OMISSIONS, EVENTS OR CIRCUMSTANCES OCCURRING ON OR BEFORE AND/OR FROM AND AFTER THE DATE OF EXECUTION OF THIS ASSIGNMENT AND BILL OF SALE. ASSIGNEE'S INDEMNIFICATION OBLIGATIONS WHICH ARE CONTAINED IN THIS PARAGRAPH SHALL EXTEND TO AND INCLUDE, BUT NOT BE LIMITED TO: (1) THE NEGLIGENCE OF ASSIGNEE AND ALL OTHER THIRD PARTIES, WHETHER SUCH NEGLIGENCE IS ACTIVE OR PASSIVE, JOINT, SOLE OR CONCURRENT, (2) STRICT LIABILITY, AND (3) LIABILITIES OR OBLIGATIONS UNDER ANY APPLICABLE FEDERAL OR STATE LAW, INCLUDING, WITHOUT LIMITATION, ALL ENVIRONMENTAL LAWS.

 

 

 

 

 

  

5

  

Assignor and Assignee agree to execute such other written instruments as may hereafter be deemed by Assignor, its successors and assigns, as being reasonably necessary, advisable or appropriate in order to carry out all of the purposes and intentions of this Assignment and Bill of Sale.

All of the terms, provisions, duties and obligations (including, without limitation, to Assignee's obligations) contained or referred to in this Assignment and Bill of Sale shall be binding upon and shall inure to the benefit of Assignor and Assignee, their respective successors and assigns.

IN WITNESS WHEREOF, this Assignment and Bill of Sale is executed this ___ day of December, but shall be effective as of the Effective Time.

AGREED TO AND ACCEPTED THIS ___ DAY OF DECEMBER, 2015.

 

 

	  	
LUCAS ENERGY, INC.

	  	  
	  	
By:_____________________________

	  	
Anthony C. Schnur

	  	
Chief Executive Officer

	  	  
	  	  
	  	
CATI OPERATING, LLC

	
 

	  
	  	
By: ______________________________

	  	
Anthony C. Schnur

	  	
___________________

  

6

  

	
STATE OF TEXAS

	  
	  	
ACKNOWLEDGEMENT

	
COUNTY OF HARRIS

	  

BEFORE ME, the undersigned authority, on this day personally appeared, Anthony C. Schnur know to me to be the person and officer whose name is subscribed to the foregoing instrument and acknowledged that the same was the act and deed of LUCAS ENERGY, INC., and that he executed the same as the act of such corporation for the purposes and consideration therein stated.

	
GIVEN UNDER MY HAND AND SEAL OF OFFICE this ___ day of December, 2015.

	  
	  	  
	  	  
	  	
_________________________________

	  	
NOTARY PUBLIC, STATE OF TEXAS

	  	  
	  	
_________________________________

	  	
Notary’s Typed or Printed Name

	  	  
	
My commission expires: _________

	  

 

 

 

 

 

 

 

  

7

  

 

 

	
EXHIBIT A

	
Attached to and made a part of that certain Assignment and Bill of Sale dated effective December 1, 2015

	
by and between Lucas Energy, Inc. and CATI  Operating, LLC.

	  	  	  	  	  	  	  

 

	LEASES

 

	
Lessor

	
Lessee

	
Date

	
Vol

	
PG

	
County

	
State

	
Arline G. Pettus

	
Lucas Energy, Inc.

	
2/11/2010

	
1016

	
864

	
Gonzales

	
Texas

	
Benedict W Barborak and wife Bernice

	
George Pendergast

	
2/25/2000

	
831

	
438

	
Gonzales

	
Texas

	
Beverly Jan Burnett

	
Lucas Energy, Inc.

	
11/24/2008

	
993

	
114

	
Gonzales

	
Texas

	
Beverly Jean Pirkle

	
Lucas Energy, Inc.

	
8/29/2008

	
989

	
574

	
Gonzales

	
Texas

	
Blaxton DuBose

	
Billy R Wilson

	
10/1/2007

	
973

	
256

	
Gonzales

	
Texas

	
BP Ranch

	
Billy R Wilson

	
10/1/2007

	
973

	
262

	
Gonzales

	
Texas

	
Carolyn Anne Boothe Cox

	
Lucas Energy, Inc.

	
7/30/2009

	
1007

	
63

	
Gonzales

	
Texas

	
Cecil V Hagen

	
Hagen-Greenbriar Exploration

	
5/29/1987

	
635

	
15

	
Gonzales

	
Texas

	
Cecilia H. Wright

	
Lacy & Byrd, Inc.

	
8/19/1987

	
604

	
427

	
Gonzales

	
Texas

	
Charles F. Freeman et ux

	
Jim Burgin and Associates

	
2/4/1990

	
653

	
665

	
Gonzales

	
Texas

	
Charles W. Graham DBA Graham Land & Cattle Co

	
Lucas Energy, Inc.

	
4/1/2009

	
1000

	
834

	
Gonzales

	
Texas

	
Cleo Edwards Edmonds and Husband David

	
TRT Energy Holding, Inc.

	
10/31/1989

	
639

	
624

	
Gonzales

	
Texas

	
Don C. Rainey and wife Imogene

	
Lucas Energy, Inc.

	
8/29/2008

	
989

	
578

	
Gonzales

	
Texas

	
Don C. Rainey and wife Imogene

	
Crude Operating, LLC

	
6/15/2004

	
988

	
876

	
Gonzales

	
Texas

	
Donna Peiser

	
Lucas Energy, Inc.

	
9/9/2008

	
989

	
707

	
Gonzales

	
Texas

	
Emil Hrbacek and wife Lena

	
Geological Research Corporation

	
4/18/1977

	
411

	
367

	
Gonzales

	
Texas

	
Ernest Fred Ehrig, Jr.

	
Origin Production Company

	
10/11/2005

	
931

	
990

	
Gonzales

	
Texas

	
Ernest W. Gassiot

	
Hall Phoenix

	
12/13/2010

	
1063

	
117

	
Gonzales

	
Texas

	
Estate of Edna Elsie Gatlin by Patsy Crockett

	
Lucas Energy, Inc.

	
5/22/2014

	
1164

	
762

	
Gonzales

	
Texas

	
Eugene Willard et ux

	
Lucas Energy, Inc.

	
8/9/2010

	
1028

	
840

	
Gonzales

	
Texas

	
Francis Wright

	
Lucas Energy, Inc.

	
7/29/2011

	
1066

	
368

	
Gonzales

	
Texas

	
George Gregory Griffin, Jr

	
TRT Energy Holding, Inc.

	
11/9/1989

	
639

	
661

	
Gonzales

	
Texas

	
Henry E. Christian and wife Nellie

	
Royal Oil and Gas Corp

	
047/20/1988

	
620

	
246

	
Gonzales

	
Texas

	
Jackie Robertson

	
Teton Exploration

	
4/9/2010

	
1020

	
717

	
Gonzales

	
Texas

	
James D. Gray, Jr. and wife Donna

	
Plantation Exploration, Inc.

	
10/25/2006

	
953

	
84

	
Gonzales

	
Texas

	
James David Powell

	
Lucas Energy, Inc.

	
6/30/2010

	
1027

	
933

	
Gonzales

	
Texas

	
James Edwin Mills

	
Lucas Energy, Inc.

	
3/25/2011

	
1048

	
339

	
Gonzales

	
Texas

	
James E Mills and wife Viola

	
TRT Energy Holding, Inc.

	
10/27/1989

	
639

	
631

	
Gonzales

	
Texas

	
James E Mills and wife Viola

	
Lucas Energy, Inc.

	
9/5/2008

	
989

	
715

	
Gonzales

	
Texas

	
James S Porter et ux

	
Lucas Energy, Inc.

	
8/5/2010

	
1028

	
470

	
Gonzales

	
Texas

	
James W. Paterson et ux

	
Lucas Energy, Inc.

	
8/9/2010

	
1028

	
927

	
Gonzales

	
Texas

	
Jesse M. Pacheco et al

	
Lucas Energy, Inc.

	
8/9/2010

	
1028

	
929

	
Gonzales

	
Texas

	
Jessie Perkins

	
TRT Energy Holding, Inc.

	
10/9/1989

	
638

	
1

	
Gonzales

	
Texas

	
Joan Edeth Corte

	
George Pendergast

	
10/15/1999

	
830

	
955

	
Gonzales

	
Texas

	
Joan Yvonne Griffin, Trustee et al

	
Lucas Energy, Inc.

	
6/1/2010

	
1024

	
50

	
Gonzales

	
Texas

	
Joe Dale Mills

	
Lucas Energy, Inc.

	
9/5/2008

	
989

	
719

	
Gonzales

	
Texas

	
Joe W. Hindman et al

	
Crude Operating, LLC

	
4/23/2007

	
962

	
374

	
Gonzales

	
Texas

	
Joe I. Loomis, et ux

	
Billy R. Wilson

	
8/27/2008

	
989

	
115

	
Gonzales

	
Texas

	
John Butler Lester, et al

	
Billy R. Wilson

	
8/1/1996

	
770

	
883

	
Gonzales

	
Texas

	
John Butler Lester, et al

	
Lucas Energy, Inc.

	
6/4/2010

	
1023

	
902

	
Gonzales

	
Texas

	
Jonathan Will Ruddock et ux

	
Lucas Energy, Inc.

	
12/8/2010

	
1038

	
857

	
Gonzales

	
Texas

	
Jonathon Will Ruddock and wife Jennifer

	
Lucas Energy, Inc.

	
9/10/2009

	
1009

	
486

	
Gonzales

	
Texas

	
Keith Borrer

	
Crude Operating, LLC

	
3/28/2005

	
937

	
903

	
Gonzales

	
Texas

	
Kenneth L. Hodges, et al

	
Lucas Energy, Inc.

	
7/22/2011

	
1060

	
467

	
Gonzales

	
Texas

	
Kenneth P Whiddon and wife Mary Jane

	
Lucas Energy, Inc.

	
9/28/2007

	
970

	
336

	
Gonzales

	
Texas

	
Kristin N. Schuette, et al

	
Lucas Energy, Inc.

	
10/13/2011

	
1067

	
294

	
Gonzales

	
Texas

	
Lawerence Weigelt, Mary Sutton, Josephine Ard

	
Tuskar (Texas) Inc.

	
11/7/1990

	
670

	
480

	
Gonzales

	
Texas

	
Leslie R. Talley, et ux

	
Lucas Energy, Inc.

	
8/6/2007

	
967

	
646

	
Gonzales

	
Texas

	
Leslie R. Talley, et ux

	
Lucas Energy, Inc.

	
7/28/2010

	
1027

	
937

	
Gonzales

	
Texas

	
Leta Inez Gescheidle

	
Lucas Energy, Inc.

	
12/12/2009

	
1014

	
458

	
Gonzales

	
Texas

	
Louis Zavadil & wife Hilda

	
Hagen-Greenbriar Exploration

	
8/5/1988

	
622

	
200

	
Gonzales

	
Texas

	
M & R Poultry, Inc.

	
Lucas Energy, Inc.

	
9/5/2008

	
989

	
710

	
Gonzales

	
Texas

	
Michael T. Rainey

	
Lucas Energy, Inc.

	
8/29/2008

	
989

	
569

	
Gonzales

	
Texas

	
Mildred Lowe Freeman

	
Jim Burgin and Associates

	
2/4/1990

	
653

	
763

	
Gonzales

	
Texas

	
Milton D. Hines and wife Reta P.

	
Geological Research Corporation

	
9/24/1975

	
412

	
12

	
Gonzales

	
Texas

	
Milton D. Hines and wife Reta P.

	
Lucas Energy, Inc.

	
8/12/2011

	
1061

	
564

	
Gonzales

	
Texas

	
Milton D. Hines and wife Reta P.

	
Lucas Energy, Inc.

	
5/9/2008

	
984

	
643

	
Gonzales

	
Texas

	
Milton D. Hines and wife Reta P.

	
Lucas Energy, Inc.

	
9/11/2009

	
1009

	
633

	
Gonzales

	
Texas

	
Milton D. Hines and wife Reta P.

	
Lucas Energy, Inc.

	
6/13/2011

	
1056

	
186

	
Gonzales

	
Texas

	
Myrna Paterson McLeroy, et al

	
Lucas Energy, Inc.

	
8/9/2010

	
1028

	
925

	
Gonzales

	
Texas

	
Nella Montgomery

	
Teton Exploration

	
4/9/2010

	
1020

	
715

	
Gonzales

	
Texas

 

 

 

  

  

  

 

 

	
Odd Fellow World Eye Bank & Visual Research FDN

	
Plantation Exploration, Inc.

	
10/31/2006

	
956

	
223

	
Gonzales

	
Texas

	
Patricia Ann Farrell

	
Lucas Energy, Inc.

	
9/10/2009

	
1009

	
481

	
Gonzales

	
Texas

	
Phillip R. Roeber et ux

	
George K. Pendergast

	
10/12/1999

	
824

	
784

	
Gonzales

	
Texas

	
Phillip R. Roeber et ux

	
Lucas Energy, Inc.

	
8/12/2010

	
1034

	
420

	
Gonzales

	
Texas

	
R B Trull etal

	
Tuskar (Texas) Inc.

	
12/14/1990

	
673

	
355

	
Gonzales

	
Texas

	
Raymond P. Roeber et al

	
Lacy & Byrd, Inc.

	
1/11/1988

	
612

	
543

	
Gonzales

	
Texas

	
Rebeca Hindman

	
Lucas Energy, Inc.

	
9/3/2010

	
1031

	
779

	
Gonzales

	
Texas

	
Robert J. Carter Trust

	
Lucas Energy, Inc.

	
8/17/2011

	
1062

	
94

	
Gonzales

	
Texas

	
Robert R Boothe, Jr.

	
Lucas Energy, Inc.

	
6/25/2009

	
1006

	
735

	
Gonzales

	
Texas

	
Robert W Norris, MD

	
Lucas Energy, Inc.

	
9/16/2008

	
990

	
238

	
Gonzales

	
Texas

	
Rozela Kifer

	
Billy R. Wilson

	
3/1/1988

	
616

	
692

	
Gonzales

	
Texas

	
Ruddock Vaccinating Service

	
Paloma Production Company

	
8/1/1979

	
456

	
191

	
Gonzales

	
Texas

	
Ruddock Vaccinating Service

	
Czar Resources, Inc.

	
10/23/1980

	
473

	
751

	
Gonzales

	
Texas

	
Ruddock Vaccinating Service

	
TRT Energy Holding, Inc.

	
10/5/1989

	
638

	
12

	
Gonzales

	
Texas

	
Ruddock Vaccinating Service

	
Lucas Energy, Inc.

	
1/25/2007

	
957

	
305

	
Gonzales

	
Texas

	
Ruddock Vaccinating Service

	
Lucas Energy, Inc.

	
8/31/2007

	
969

	
381

	
Gonzales

	
Texas

	
S R Bethel Jr and Bethel Lester

	
Geological Research Corporation

	
3/23/1976

	
415

	
714

	
Gonzales

	
Texas

	
Southern Comfort Farms

	
Lucas Energy, Inc.

	
8/9/2010

	
1028

	
931

	
Gonzales

	
Texas

	
Susan Norris Pick, MD

	
Lucas Energy, Inc.

	
9/16/2008

	
990

	
234

	
Gonzales

	
Texas

	
T. B. Hodges

	
Lucas Energy, Inc.

	
6/30/2008

	
985

	
354

	
Gonzales

	
Texas

	
T. B. Hodges

	
Lucas Energy, Inc.

	
8/5/2010

	
1028

	
472

	
Gonzales

	
Texas

	
Thoman D Manford III, Co Trustee

	
Lucas Energy, Inc.

	
12/9/2009

	
1014

	
718

	
Gonzales

	
Texas

	
Thomas E Norris, MD

	
Lucas Energy, Inc.

	
9/16/2008

	
990

	
242

	
Gonzales

	
Texas

	
Upton Ruddock et ux

	
TRT Energy Holding, Inc.

	
10/5/1989

	
638

	
6

	
Gonzales

	
Texas

	
Upton Ruddock

	
Lucas Energy, Inc.

	
9/25/2008

	
989

	
797

	
Gonzales

	
Texas

	
Upton Ruddock

	
Lucas Energy, Inc.

	
9/2/2014

	
1178

	
417

	
Gonzales

	
Texas

	
Upton Ruddock and wife Emma Rae

	
Lucas Energy, Inc.

	
8/31/2007

	
969

	
377

	
Gonzales

	
Texas

	
Wanda Gayle Collins Glendenning

	
Lucas Energy, Inc.

	
8/5/2010

	
1028

	
923

	
Gonzales

	
Texas

	
Wayne Ahr

	
Lucas Energy, Inc.

	
8/10/2010

	
1028

	
14

	
Gonzales

	
Texas

	
Wayne James Dworaczyk et al

	
George Pendergast

	
11/13/1998

	
814

	
77

	
Gonzales

	
Texas

	
William A McMillion et ux

	
Lucas Energy, Inc.

	
8/5/2010

	
1028

	
921

	
Gonzales

	
Texas

	
William Dickson Barnett et al

	
Crude Operating, LLC

	
6/20/2004

	
906

	
908

	
Gonzales

	
Texas

	
William Ray Benes et al

	
George Pendergast

	
3/15/1999

	
824

	
663

	
Gonzales

	
Texas

	  	  	  	  	  	  	  
	  WELLS
	  
	
ALI-O UNIT

	
Gonzales

	
Texas

	
W L BARNETT ET AL UNIT  1

	
Gonzales

	
Texas

	
W L BARNETT ET AL UNIT  2

	
Gonzales

	
Texas

	
W L BARNETT ET AL UNIT  3

	
Gonzales

	
Texas

	
W L BARNETT ET AL UNIT  4

	
Gonzales

	
Texas

	
BURNETT  1

	
Gonzales

	
Texas

	
CANNAN  1

	
Gonzales

	
Texas

	
CONE-DUBOSE UNIT  1

	
Gonzales

	
Texas

	
GANDRE  1

	
Gonzales

	
Texas

	
GATLIN  1

	
Gonzales

	
Texas

	
GRIFFIN OIL UNIT  2

	
Gonzales

	
Texas

	
GRIFFIN-RUDDOCK OIL UNIT  1

	
Gonzales

	
Texas

	
H.O.P.E.  1

	
Gonzales

	
Texas

	
HAGEN RANCH  3

	
Gonzales

	
Texas

	
HAGEN RANCH  4H

	
Gonzales

	
Texas

	
HAGEN RANCH UNIT  1

	
Gonzales

	
Texas

	
HOLUB  1

	
Gonzales

	
Texas

	
JIM DAVIS UNIT  1

	
Gonzales

	
Texas

	
KUNTSCHIK  1

	
Gonzales

	
Texas

	
J B LESTER  1

	
Gonzales

	
Texas

	
MERIT-RVS OIL UNIT  1

	
Gonzales

	
Texas

	
MILTON HINES  1 ST

	
Gonzales

	
Texas

	
PERKINS OIL UNIT  1

	
Gonzales

	
Texas

	
JESSIE PERKINS 1D

	
Gonzales

	
Texas

	
RVS OIL UNIT  3

	
Gonzales

	
Texas

	
RVS  2

	
Gonzales

	
Texas

	
RVS OIL UNIT  1

	
Gonzales

	
Texas

	
RAINEY UNIT   1H

	
Gonzales

	
Texas

	
UPTON RUDDICK  1

	
Gonzales

	
Texas

	
F T SCHAUER  1

	
Gonzales

	
Texas

	
WRIGHT  1

	
Gonzales

	
Texas

	
LOUIS ZAVADIL  2 ST

	
Gonzales

	
Texas

 

 

  

  

  

 

 

LEASES

 

	
Lessor

	
Lessee

	
Date

	
Vol

	
PG

	
County

	
State

	
Team Bank, N.A., Trustee, Acct # 5301, as amended

	
Edwin S. Nichols Expl, Inc.

	
2/27/1990

	
742

	
612

	
Wilson

	
Texas

	  	  	
3/27/1990

	
744

	
671

	
Wilson

	
Texas

	  	  	
12/14/1990

	
769

	
657

	
Wilson

	
Texas

	
James L. Wiatrek, et ux, as amended

	
El Tex Petroleum, LLC

	
7/22/2008

	
1468

	
742

	
Wilson

	
Texas

	  	  	
10/29/2008

	
1481

	
841

	
Wilson

	
Texas

	
John Stoeltje, et ux

	
El Tex Petroleum, LLC

	
8/19/2008

	
1476

	
237

	
Wilson

	
Texas

	
Louise G. Wall, et al

	
El Tex Petroleum, LLC

	
9/3/2008

	
1475

	
310

	
Wilson

	
Texas

	
Martha Jane Russell, et al

	
El Tex Petroleum, LLC

	
3/13/2009

	
1498

	
846

	
Wilson

	
Texas

	
Gene Yelton, et ux

	
El Tex Petroleum, LLC

	
3/13/2009

	
1498

	
858

	
Wilson

	
Texas

	
Jason Pfiel

	
Lucas Energy, Inc.

	
9/24/2010

	
1537

	
307

	
Wilson

	
Texas

	
William E. Fowler

	
Lucas Energy, Inc.

	
6/20/2011

	
1617

	
683

	
Wilson

	
Texas

	
Cynthia K. Sanders

	
Lucas Energy, Inc.

	
6/20/2011

	
1617

	
678

	
Wilson

	
Texas

	
Pfiel Family Trust

	
Origin Production Company, Inc.

	
10/1/2009

	
1531

	
214

	
Wilson

	
Texas

	
Francis Eugene Morganroth

	
Lucas Energy, Inc.

	
2/15/2011

	
1594

	
172

	
Wilson

	
Texas

	
Richard W. Thayer, et ux

	
El Tex Petroleum, LLC

	
11/25/2008

	
1486

	
328

	
Wilson

	
Texas

 

	  	
WELLS

	  	  	  	  	  

 

	
ESCHENBURG  4BH

	
Wilson

	
Texas

	
ESCHENBURG  4H

	
Wilson

	
Texas

	
R L ESCHENBURG II ET AL  1

	
Wilson

	
Texas

	
PFIEL  2

	
Wilson

	
Texas

	
PFIEL  1A

	
Wilson

	
Texas

	
STOELTJE  2

	
Wilson

	
Texas

	
TEAM BANK  1H

	
Wilson

	
Texas

	
WALL  1

	
Wilson

	
Texas

	
WIATREK  1

	
Wilson

	
Texas

	  	  	  	  	  	  	  

 

LEASES

 

	
Lessor

	
Lessee

	
Date

	
Vol

	
PG

	
County

	
State

	
Emory Rauschhuber, et ux

	
Origin Production Company, Inc.

	
9/1/2011

	
97

	
237

	
Frio

	
Texas

	
Emory Rauschhuber, et ux

	
Origin Production Company, Inc.

	
9/1/2011

	
97

	
232

	
Frio

	
Texas

 

	  	
WELLS

	  	  	  	  	  

 

	
RAUSCHHUBER  2

	
Frio

	
Texas

	
RAUSCHHUBER  3

	
Frio

	
Texas

	
RAUSCHHUBER  4

	
Frio

	
Texas

	
RAUSCHHUBER  5

	
Frio

	
Texas

	
RAUSCHHUBER  6

	
Frio

	
Texas

	
EMORY RAUSCHHUBER  2

	
Frio

	
Texas

	
EMORY RAUSCHHUBER  2

	
Frio

	
Texas

	  	  	  	  	  	  	  

 

LEASES

 

	
Lessor

	
Lessee

	
Date

	
Vol

	
PG

	
County

	
State

	
Lillie Copeland

	
Billy R. Wilson

	
10/23/2000

	
912

	
530

	
Karnes

	
Texas

	
Red Crest Trust, JP Morgan Chase Bank, NA, Trustee

	
Billy R. Wilson

	
3/25/2008

	
873

	
394

	
Karnes

	
Texas

	
Leland Copeland

	
Lucas Energy, Inc.

	
7/16/2013

	
1134

	
651

	
Karnes

	
Texas

	
Glenn D. & Betty Boggs, Jr.

	
Lucas Energy, Inc.

	
8/16/2013

	
1134

	
653

	
Karnes

	
Texas

 

WELLS

	
COPELAND KARNES  1H

	
Karnes

	
Texas

	
GRIFFIN  1

	
Karnes

	
Texas

 

 

  

  

  

 

LEASES

	
Lessor

	
Lessee

	
Date

	
Vol

	
PG

	
County

	
State

	
BP America Production  Company

	
Kidd Production Company

	
5/1/2010

	
323

	
234

	
Sabine

	
Texas

 

	  	  	  	  	  	  	  
	  	
WELLS

	  	  	  	  	  
	  	  	  	  	  	  	  
	
ARCO Fee A-418  1H

	
Sabine

	
Texas

	  	  	  	  	  	  	  
	  	  	  	  	  	  	  
	  	  	  	  	  	  	  
	  	
LEASES

	  	  	  	  	  
	  	  	  	  	  	  	  
	
Lessor

	
Lessee

	
Date

	
Vol

	
PG

	
County

	
State

	
BP America Production  Company

	
Kidd Production Company

	
12/1/2010

	
904

	
184

	
Jasper

	
Texas

	  	  	  	  	  	  	  
	  	
WELLS

	  	  	  	  	  
	  	  	  	  	  	  	  
	
ARCO Fee A-908  1H

	
Jasper

	
Texas

	  	  	  	  	  	  	  
	  	  	  	  	  	  	  

 

 

 

 

 

 

 

 

 

  

  

  

 

	
EXHIBIT A-1

	 	 	  	 	 	 	 	 	 	 	 	 	 	 	 	 	 	  	  	 	 	 	 
	
EQUIPMENT

	 	 	  	 	 	 	 	 	 	 	 	 	 	 	 	 	 	  	  	 	 	 	 
	
No.

	 	
Lease

	
Well No.

	
Status

	 	
WI %

	 	
 
Pumping

Unit

	 	
Tanks

	 	
Heater

Treater

& Separator

	 	
Wellhead

Other

	 	
Surface

Equipment

	
Trucks

	Manufacturer	 	G/E	Model	Serial #
	1	 	
Ali-O

	1	
SI

	 	100	%	$	50,000	 	$	25,000	 	$	18,500	 	$	2,000	 	$	95,500	  	
Kreiter

	 	G	5801-0077	 
	2	 	
Arco Fee 418

	1	
TA

	 	100	%	$	10,000	 	$	10,000	 	$	10,000	 	$	1,500	 	$	31,500	  	
Superskill

	 	G	228D-246-86	 
	3	 	
Barnett, W. L. et al

	1	 P	 	100	%	$	50,000	 	$	15,000	 	$	10,000	 	$	2,000	 	$	77,000	  	  	 	 	 	 
	4	 	
Barnett, W. L. et al

	2	
SI

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	5	 	
Barnett, W. L. et al

	3	
TA

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	6	 	
Barnett, W. L. et al

	4	
SI

	 	100	%	$	50,000	 	$	10,000	 	$	10,000	 	$	2,000	 	$	72,000	  	  	 	 	 	 
	7	 	
Burnett

	1	
TA

	 	100	%	$	50,000	 	$	10,000	 	$	10,000	 	$	1,500	 	$	71,500	  	  	 	 	 	 
	8	 	
Cannan

	1	
SI

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	9	 	
Cone-Dubose Unit

	1	P	 	100	%	$	50,000	 	$	10,000	 	$	10,000	 	$	2,500	 	$	72,500	  	
Superskill

	 	E	C320D-256-120	 
	10	 	
Copeland Karnes

	1H	P	 	100	%	$	50,000	 	$	10,000	 	$	18,500	 	$	1,500	 	$	80,000	  	
Stuller-Sentinel

	 	G	2285246D686	 
	11	 	
Eschenburg II, R.L.

	1	P	 	100	%	$	30,000	 	$	10,000	 	$	10,000	 	$	2,000	 	$	52,000	  	  	 	 	 	 
	12	 	
Eschenburg

	4H	P	 	100	%	$	30,000	 	$	10,000	 	$	10,000	 	$	2,000	 	$	52,000	  	  	 	E	C228D-246-86	
4H-API-228D-246-86

	13	 	
Gandre

	1	
SI

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	14	 	
Gatlin

	1	P	 	100	%	$	42,000	 	$	10,000	 	$	18,500	 	$	2,000	 	$	72,500	  	
Lufkin

	 	E	M-228D-256-100	 
	15	 	
Griffin (Karnes Co.)

	1	P	 	100	%	$	30,000	 	$	15,000	 	 	 	 	$	2,000	 	$	47,000	  	
National

	 	G	160D	 
	16	 	
Griffin

	2	P	 	100	%	$	78,000	 	$	25,000	 	$	18,500	 	$	2,000	 	$	123,500	  	
Sentry International Inc.

	 	E	C320D-256-120N	 
	17	 	
Griffin-Ruddock

	1	P	 	100	%	$	60,000	 	$	15,000	 	$	18,500	 	$	1,500	 	$	95,000	  	
American

	 	E	T20F86-3-2957	 
	18	 	
Hagen EF (MRO)

	1H	P	 	15	%	$	11,250	 	$	15,000	 	$	3,375	 	$	300	 	$	29,925	  	  	 	 	 	 
	19	 	
Hagen EF (MRO)

	2H	P	 	15	%	$	11,250	 	$	15,000	 	$	3,375	 	$	300	 	$	29,925	  	  	 	 	 	 
	20	 	
Hagen Ranch

	1	P	 	51	%	$	20,000	 	$	25,000	 	$	9,435	 	$	1,020	 	$	55,455	  	
National

	 	E	166251	 
	21	 	
Hagen Ranch

	3	P	 	55	%	$	23,100	 	$	15,000	 	$	12,375	 	$	1,100	 	$	51,575	  	
Sentry

	 	E	228D/2006-03	 
	22	 	
Hagen Ranch

	4H	P	 	25	%	$	10,500	 	$	6,313	 	$	4,625	 	$	500	 	$	21,938	  	  	 	 	 	 
	23	 	
H.O.P.E.

	1	
SI

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	
LS Equipment Corp

	 	G	 	228-10-04-0
	24	 	
Jim Davis

	1	P	 	100	%	$	50,000	 	$	15,000	 	$	17,000	 	$	2,000	 	$	84,000	  	
Cabot

	 	E	456D-365-120	 
	25	 	
Kuntschik

	1	P	 	95	%	$	39,900	 	$	25,000	 	$	17,575	 	$	1,900	 	$	84,375	  	
Pumpjack

	 	E	C-228D-246-86	 
	26	 	
Lester, JB

	1	P	 	100	%	$	42,000	 	$	15,000	 	$	18,500	 	$	1,500	 	$	77,000	  	
IDECO

	 	E	 	 
	27	 	
Merit-RVS

	1	P	 	100	%	$	50,000	 	$	26,250	 	$	16,500	 	$	1,500	 	$	94,250	  	
Kenefick

	 	E	246	 
	28	 	
Milton Hines

	1	P	 	95	%	$	47,500	 	$	25,000	 	$	17,575	 	$	1,900	 	$	91,975	  	
Lufkin

	 	E	228	
Rental

	29	 	
Nealy, George.

	1	
TA

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	30	 	
Perkins

	1	P	 	100	%	$	60,000	 	$	25,000	 	$	17,000	 	$	2,000	 	$	104,000	  	
Magee Industries

	 	E	 	 
	31	 	
Perkins, Jessie

	1	
INJ

	 	100	%	$	10,000	 	$	46,250	 	$	18,500	 	$	1,500	 	$	76,250	  	  	 	E	 	 
	32	 	
Pfeil

	2	P	 	100	%	$	18,000	 	$	15,000	 	$	18,500	 	$	1,500	 	$	53,000	  	
Emnsco

	 	E	160	
2759-H36707-14BG

	33	 	
Rainey Unit

	1H	P	 	28	%	$	11,928	 	$	7,171	 	$	5,254	 	$	568	 	$	24,921	  	  	 	 	 	 
	34	 	
Rauschhuber, E.

	3	P	 	100	%	$	10,000	 	$	5,000	 	$	6,000	 	$	2,000	 	$	23,000	  	  	 	 	 	 
	35	 	
Rauschhuber

	6	
SI

	 	100	%	$	15,000	 	$	5,000	 	$	6,000	 	$	2,000	 	$	28,000	  	  	 	 	 	 
	36	 	
Ruddock, Upton

	1	P	 	100	%	 	 	 	$	10,000	 	 	 	 	$	1,500	 	$	11,500	  	
Oilwell

	 	E	T233F-288I	 
	37	 	
RVS

	1	P	 	100	%	$	60,000	 	$	35,000	 	$	16,000	 	$	1,500	 	$	112,500	  	  	 	E	912d	 
	38	 	
RVS

	2	
TA

	 	100	%	 	 	 	 	 	 	 	 	 	$	1,500	 	$	1,500	  	
Bethleham Supply Co.

	 	E	 	 
	39	 	
RVS

	3	P	 	100	%	$	38,000	 	$	15,000	 	$	17,000	 	$	2,000	 	$	72,000	  	
American

	 	E	
T30F120-4AL-4307

	 
	40	 	
Schauer

	1	
TA

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	41	 	
Stoeltje

	2	P	 	100	%	$	25,000	 	$	15,000	 	$	18,500	 	$	2,000	 	$	60,500	  	
Lufkin

	 	G	
228DB

	 

 

 

  

  

  

 

	42	 	
Team Bank

	1	P	 	100	%	$	25,000	 	$	15,000	 	$	18,500	 	$	1,500	 	$	60,000	  	
Superskill

	 	E	C160D-200-74	
CP5508-160-004

	43	 	
Wakefield, Gerald

	1	
SI

	 	100	%	 	 	 	 	 	 	 	 	 	 	 	 	$	-	  	  	 	 	 	 
	44	 	
Wall

	1	P	 	100	%	$	60,000	 	$	25,000	 	$	18,500	 	$	2,000	 	$	105,500	  	
Pumpjack

	 	G	228D	 
	45	 	
Wiatrek

	1	P	 	100	%	$	45,000	 	$	25,000	 	$	18,500	 	$	2,000	 	$	90,500	  	
Pumpjack

	 	E	228D	 
	46	 	
Wright

	1	
TA

	 	100	%	 	 	 	$	20,000	 	 	 	 	$	2,000	 	$	22,000	  	
Superskill

	 	E	 	 
	47	 	
Zavadil, Louis

	
2ST

	P	 	81	%	$	40,600	 	$	15,000	 	$	12,180	 	$	1,500	 	$	69,280	  	
Lufkin

	 	E	228D-213-86	 
	48	 	
2013 F250 Super Duty

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	
 $        35,000

	
Ford

	 	 	 	
1FT7W2BT1DEA38927

	49	 	
2013 F250 Super Duty

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	
 $        35,000

	
Ford

	 	 	 	
1FT7X2B66DEB72498

	50	 	
2013 F250 Super Duty

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	
 $        35,000

	
Ford

	 	 	 	
1FT7X2B64DEB91339

	51	 	
2014 Mobile Home

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	
 $        51,388

	
Cavco

	 	 	
150LT16764D

	
CAV150TX1411304A

	 	 	  	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	  	  	 	 	 	 
	 	 	
TOTAL

	 	 	 	 	 	$	1,244,028	 	$	600,984	 	$	444,769	 	$	60,088	 	$	2,349,869	
 $      156,388

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00252-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00252-of-00352.parquet"}]]