Document:

EX-10.3

 Exhibit 10.3 

EXECUTION VERSION 

REGISTRATION RIGHTS AGREEMENT 

by and among 
 Amplify
Energy Corp. 
 and 

THE HOLDERS PARTY HERETO 

Dated as of May 4, 2017 

 TABLE OF CONTENTS 

 

							
	 	  	 	  	PAGE	 
			
	1.	  	Definitions	  	 	1	 
			
	2.	  	Shelf Registration	  	 	6	 
			
	3.	  	Piggyback Registration	  	 	9	 
			
	4.	  	Postponement; Suspensions; Withdrawals	  	 	9	 
			
	5.	  	Company Undertakings	  	 	11	 
			
	6.	  	Holder Undertakings	  	 	17	 
			
	7.	  	Registration Expenses	  	 	18	 
			
	8.	  	Lock-Up Agreements	  	 	19	 
			
	9.	  	Indemnification; Contribution	  	 	20	 
			
	10.	  	Transfer of Registration Rights	  	 	24	 
			
	11.	  	Amendment, Modification and Waivers; Further Assurances	  	 	24	 
			
	12.	  	Miscellaneous	  	 	25	 

 Annex A        Form of Joinder Agreement 

  
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 REGISTRATION RIGHTS AGREEMENT 

THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of May 4, 2017 by and among (i) Amplify Energy
Corp., a Delaware corporation (the “Company”), (ii) Amplify Energy Contribution LLC A, a Delaware limited liability company (“Contribution LLC A”), (iii) Amplify Energy Contribution LLC B, a Delaware limited
liability company (“Contribution LLC B”), (iv) Amplify Energy Contribution LLC C, a Delaware limited liability company (“Contribution LLC C”) and (v) Amplify Energy Contribution LLC D, a Delaware limited liability
company (“Contribution LLC D”) (the parties in (ii) – (vi), collectively, the “Contribution LLCs” and each a “Contribution LLC”), and (vii) any other Person who shall at any time be a
party to or bound by this Agreement as a result of the execution and delivery to the Company of a Joinder substantially in the form attached as Annex A (a “Joinder”), in accordance with the terms hereof. 

RECITALS: 
 WHEREAS,
pursuant to the Second Amended Joint Plan of Reorganization (the “Plan”) of Memorial Production Partners LP and certain of its subsidiaries under Chapter 11 of Title 11 of the United States Code approved by the United States
Bankruptcy Court for the Southern District of Texas, Houston Division on April 14, 2017, the Company proposes to issue shares of Common Stock (as defined below) pursuant to, and upon the terms set forth in, the Plan to each Contribution LLC
party hereto; 
 WHEREAS, each of (i) the Company and (ii) the Contribution LLCs desires to enter into this Agreement with respect
to the rights, priorities and obligations set forth herein; and 
 NOW, THEREFORE, in consideration of the premises and the mutual covenants
contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and intending to be legally bound, the Company and each of the parties hereby agree as follows: 

1.    Definitions. 

(a)    As used herein, the following terms have the following meanings: 

“Affiliate” of any particular Person means any other Person directly or indirectly controlling, controlled by or under common
control with such Person. 
 “Alternative Securities Exchange” means, excluding any National Securities Exchange, any other
securities exchange or over-the-counter quotation system, including, without limitation, the NYSE MKT, the NASDAQ Capital Market, any quotation or other listing service
provided by the OTC Markets Group or the Financial Industry Regulatory Authority, Inc., any “pink sheet” or other alternative listing service or any successor or substantially equivalent service to any of the foregoing. 

 “Automatic Shelf Registration Statement” means an “automatic shelf
registration statement” as defined in Rule 405 (or any successor rule then in effect) promulgated under the Securities Act. 

“beneficially owned,” “beneficial ownership” and similar phrases have the same meanings as such terms have
under Rule 13d-3 and 13d-5 (or any successor rule then in effect) promulgated under the Exchange Act, except that in calculating the beneficial ownership of any Holder,
such Holder shall be deemed to have beneficial ownership of all securities that such Holder has the right to acquire, whether such right is currently exercisable or is exercisable only upon the occurrence of a subsequent condition. The calculation
of beneficial ownership for a Holder shall also include any Related Fund of such Holder. 
 “Block Sale” means the sale of
shares of Common Stock to one or more purchasers that are financial institutions in an offering registered under the Securities Act (a) without a prior public marketing process by means of (i) a bought deal or (ii) a block trade or
(b) pursuant to an “overnight” underwritten offering. 
 “Business Day” means any day other than a Saturday,
Sunday or other day on which commercial banks in New York City are authorized or required by applicable law or executive order to close. 

“Capital Stock” means with respect to a corporation, any and all shares, interests or equivalents in capital stock of such
corporation (whether voting or nonvoting and whether common or preferred) and any and all warrants, rights (including conversion and exchange rights) and options to purchase any such shares, interests or equivalents (including convertible debt).

 “Commission” means the United States Securities and Exchange Commission or any successor governmental agency. 

“Common Stock” means the shares of common stock, par value $0.0001 per share, of the Company issued on or after the Effective
Date. 
 “control” (including the terms “controlling,” “controlled by” and “under common control
with”) means, unless otherwise noted, the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a Person, whether through the ownership of voting shares, by contract, or otherwise.

 “Counsel to the Holders” means the one law firm or other legal counsel to the Holders, which counsel shall be Davis
Polk & Wardwell LLP, or such other counsel selected (i) in the case of a Holder Shelf Takedown, by the Holders beneficially owning a majority of the Registrable Securities initially requesting such Holder Shelf Takedown; (ii) in
the case of a Piggyback Registration, the Holders beneficially owning a majority of the Registrable Securities requested to be included in such Piggyback Registration; and (iii) in the case of a Shelf Registration, the Holders beneficially
owning a majority of the Registrable Securities to be included in such Shelf Registration. 

  
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 “EDGAR” means the Electronic Data Gathering, Analysis and Retrieval System of
the Commission. 
 “Effective Date” has the meaning assigned to such term in the Plan, and is the date hereof. 

“Exchange Act” means the Securities Exchange Act of 1934, as amended from time to time. 

“Excluded Registration” means a registration of the Company’s securities (i) pursuant to a Registration Statement
on Form S-8 (or other registration solely relating to an offering or sale to employees or directors of the Company or any of its subsidiaries pursuant to any employee stock plan or other employee benefit
arrangement), (ii) pursuant to a Registration Statement on Form S-4 (or similar form), or (iii) involving shares issued in an acquisition or debt securities or in respect of an employee benefit or
dividend reinvestment plan. 
 “FINRA” means the Financial Industry Regulatory Authority or any successor regulatory
authority. 
 “Free Writing Prospectus” means any “free writing prospectus” as defined in Rule 405 promulgated
under the Securities Act. 
 “Holder” means any Initial Holder that, on or after the Effective Date, (i) together with
its Affiliates beneficially owns at least 10% of the Common Stock outstanding, (ii) together with its Affiliates beneficially owns at least 5% of the Common Stock outstanding and employs, or is a parent, subsidiary or sister company of an
entity that employs, or holds the Common Stock on behalf of the beneficial owner thereof who employs, any member of the Board of Directors of the Company appointed at or immediately after the Effective Date or (iii) beneficially owns Common
Stock and furnishes an opinion of legal counsel to the effect that such party could reasonably be considered an “affiliate” of the Company for purposes of Rule 144, and in each case, becomes a party to this Agreement by its execution of a
Joinder in accordance with the terms hereof. 
 “Initial Holder” means (i) the Contribution LLCs, and (ii) all
members of each Contribution LLC as of the Effective Date and their Affiliates. 
 “Issuer Free Writing Prospectus” means
an issuer free writing prospectus as defined in Rule 433 under the Securities Act. 
 “Material Adverse Effect” means any
material adverse effect on the business, properties, assets, operations, results of operations, condition (financial or otherwise) or prospects of the Company and its subsidiaries, taken as a whole. 

“National Securities Exchange” means The NASDAQ Global Market, The NASDAQ Global Select Market or The New York Stock
Exchange. 

  
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 “Person” means an individual, a partnership, a corporation, a limited liability
company, an association, a joint stock company, a trust, a joint venture, an unincorporated organization, a governmental entity or any department, agency or political subdivision thereof or any other entity. 

“Public Offering” means any sale or distribution to the public of Common Stock of the Company pursuant to an offering
registered under the Securities Act, whether by the Company, by Holders and/or by any other holders of the Company’s Common Stock, including a Block Sale or a Holder Block Sale. 

“Prospectus” means the prospectus or prospectuses included in any Registration Statement (including, without limitation, a
prospectus that includes any information previously omitted from a prospectus filed as part of an effective Registration Statement in reliance on Rule 430A under the Securities Act or any successor rule thereto), as amended or supplemented by any
prospectus supplement with respect to the terms of the offering of any portion of the Registrable Securities covered by such Registration Statement and by all other amendments and supplements to the prospectus, including post-effective amendments
and all material incorporated by reference in such prospectus or prospectuses. 
 “Registrable Securities” means at any
time Common Stock of the Company held or beneficially owned by any Holder, including (i) any Common Stock issued pursuant to the Plan or upon the conversion, exercise or exchange, as applicable, of any other securities and/or interests issued
pursuant to the Plan; (ii) any shares of Common Stock purchased or acquired by the Holder after the Effective Date; and (iii) any shares of Common Stock issued by way of dividend, distribution, split or combination of securities or any
recapitalization, merger, consolidation or other reorganization; provided, however, that as to any Registrable Securities, such securities shall irrevocably cease to constitute Registrable Securities upon the earliest to occur of:
(A) the date on which such securities have been disposed of pursuant to an effective Registration Statement under the Securities Act; (B) the date on which such securities have been disposed of pursuant to Rule 144; (C) the date on which
such securities cease to be outstanding and (D) the date on which the sale or other disposition of such securities may be effected under Rule 144 without registration under the Securities Act and without regard to the volume and manner of sale
requirements under Rule 144. 
 “Registration Statement” means any registration statement of the Company, including the
Prospectus, amendments and supplements to such registration statement, including post-effective amendments, all exhibits and all material incorporated by reference in such registration statement. 

“Related Fund” means any fund, account or investment vehicle controlled, managed, advised or
sub-advised by a Holder, an Affiliate of such Holder or the same investment manager, advisor or subadvisor of such Holder or an Affiliate of such investment manager, advisor or subadvisor. 

“Rule 144” means Rule 144 promulgated under the Securities Act (or any successor rule then in effect). 

  
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 “Rule 144A” means Rule 144A promulgated under the Securities Act (or any
successor rule then in effect). 
 “Securities Act” means the Securities Act of 1933, as amended from time to time. 

“Selling Expenses” means all underwriting discounts, selling commissions, and stock transfer taxes applicable to the sale of
Registrable Securities and fees and disbursements of counsel for any Holder, except for the fees and disbursements of the Counsel to the Holders borne and paid by the Company as provided in Section 7(b). 

“Shelf Registration” means a registration of securities pursuant to a Registration Statement filed with the Commission in
accordance with and pursuant to Rule 415 promulgated under the Securities Act (or any successor rule then in effect). 
 “Shelf
Takedown” means a Holder Shelf Takedown or another Public Offering pursuant to a Shelf Registration. 
 “Well-Known
Seasoned Issuer” means a “well-known seasoned issuer” as defined in Rule 405 promulgated under the Securities Act (or any successor rule then in effect) and which (i) is a “well-known seasoned issuer” under
paragraph (1)(i)(A) of such definition or (ii) is a “well-known seasoned issuer” under paragraph (1)(i)(B) of such definition and is also eligible to register a primary offering of its securities relying on General Instruction I.B.1
of Form S-3 or Form F-3 under the Securities Act. 

(b)    Each of the following terms is defined in the Section set forth opposite such term: 

 

			
	 Term
	 	Section
		
	 Agreement
	 	Preamble
	 Block Sale Notice
	 	2(d)
	 Company
	 	Preamble
	 Company Block Sale Notice
	 	2(d)
	 Company Shelf Registration Notice
	 	2(a)
	 Company Shelf Takedown Notice
	 	2(c)
	 Contribution LLC
	 	Preamble
	 Due Diligence Information
	 	5(a)(x)
	 Effectiveness Period
	 	2(a)
	 Equity Securities
	 	8(a)
	 End of Suspension Notice
	 	4(b)
	 Form S-1 Shelf
	 	2(a)
	 Form S-3 Shelf
	 	2(a)
	 Holder Block Sale
	 	2(d)
	 Holder Shelf Takedown
	 	2(c)
	 Joinder
	 	Preamble
	 Lock-Up Agreement
	 	8(a)(ii)
	 Losses
	 	9(a)
	 MNPI
	 	4(a)

  
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	 Term
	 	Section
	 Opt-Out Election
	 	6(e)
	 Permitted Free Writing Prospectus
	 	6(a)
	 Piggyback Registration
	 	3(a)
	 Piggyback Registration Notice
	 	3(a)
	 Plan
	 	Recitals
	 Registration Expenses
	 	7(a)
	 Required Effective Period
	 	5(a)(iii)
	 Restricted Period
	 	8(a)
	 road show
	 	9(a)
	 Sale Transaction
	 	8(a)
	 Shelf Registration Statement
	 	2(a)
	 Suspension Event
	 	4(b)
	 Suspension Notice
	 	4(b)
	 Withdrawal Request
	 	4(c)

 2.    Shelf Registration. 

(a)    Shelf Registration. At any time on or after the Effective Date, any Holder may request that the Company file
a Registration Statement for a Shelf Registration covering the resale of all of the Registrable Securities on a delayed or continuous basis on Form S-3 (the “Form
S-3 Shelf”) or, if Form S-3 is not available, on Form S-1 (a “Form S-1
Shelf” and, together with the Form S-3 Shelf and any Automatic Shelf Registration Statement, a “Shelf Registration Statement”), and the Company shall file such Shelf Registration
Statement with the Commission within 90 days after the receipt of such request. The Company shall give written notice (a “Company Shelf Registration Notice”) of the anticipated filing of any Shelf Registration Statement at least ten
(10) Business Days prior to such filing to all Holders of Registrable Securities and shall include in such Shelf Registration Statement all Registrable Securities held by Holders on the date of the Company Shelf Registration Notice with respect
to which the Company has received written requests for inclusion therein within five (5) Business Days of the date of the Company Shelf Registration Notice. The Company shall use commercially reasonable efforts to cause such Shelf Registration
Statement to be declared effective as promptly as practicable and to remain effective until the earlier of (i) the date on which all Registrable Securities included in such registration have been sold; (ii) the date on which all such
securities are no longer Registrable Securities; and (iii) the maximum length permitted by the Commission (the “Effectiveness Period”), including, to the extent a Form S-1 Shelf was
converted to a Form S-3 Shelf and the Company thereafter became ineligible to use Form S-3, by filing a Form S-1 Shelf not later
than 45 days after the date of such ineligibility and using its commercially reasonable efforts to have such Registration Statement declared effective as promptly as practicable. The Company shall use its commercially reasonable efforts to maintain
the effectiveness of the Shelf Registration Statement (subject to postponement or suspension as provided for in Section 4(a) and (b) hereof) during the Effectiveness Period. 

  
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 (b)    Conversion to Form S-3.
The Company shall use commercially reasonable efforts to convert any Form S-1 Shelf to a Form S-3 Shelf as soon as reasonably practicable after the Company is eligible
to use Form S-3, and the Holders shall reasonably cooperate with the Company in any such conversion. 

(c)    Requests for Shelf Takedowns. At any time and from time to time after a Shelf Registration Statement has
been declared effective by or, in the case of an Automatic Shelf Registration Statement, filed with, the Commission, any Holder may request to sell all or any portion of their Registrable Securities in a Public Offering that is registered pursuant
to the Shelf Registration Statement (each, a “Holder Shelf Takedown”) provided that the Company will not be required to take any action pursuant to this Section 2(c) if within the 75 calendar day period
preceding the date of a request for a Holder Shelf Takedown, the Company priced a Holder Shelf Takedown (other than a Block Sale) and such Holders received notice of such Holder Shelf Takedown; provided however that if a Holder is unable to
register and actually sell pursuant to such registration all of the Registrable Securities requested to be included in such registration due to the application of Section 2(e) below, then the foregoing reference to 75 calendar days shall be deemed
to be 45 calendar days instead. All requests for Holder Shelf Takedowns shall be made by giving written notice to the Company (a “Demand Shelf Takedown Notice”). Each Demand Shelf Takedown Notice shall specify the approximate number
of Registrable Securities proposed to be sold in the Holder Shelf Takedown (which shall not be less than a number of shares that is expected to be sufficient to generate proceeds from such sale of at least $25,000,000), as well as whether the
Registrable Securities are proposed to be sold in a Public Offering (in which case, the applicable Holder(s) issuing the Demand Shelf Takedown Notice shall also include a notice confirming that such Holder (and any other Holder whose Registrable
Securities are included in such Holder Shelf Takedown) shall agree to bear all fees and expenses of any underwriter in connection with such Holder Shelf Takedown). Within five (5) Business Days after receipt of any Demand Shelf Takedown Notice,
the Company shall give written notice of such requested Holder Shelf Takedown to all other Holders (a “Company Shelf Takedown Notice”)(which Company Shelf Takedown Notice each Holder shall hold in confidence until the earlier of
(x) such time as such marketing has commenced and (y) six (6) months after receipt of such notice, unless required to be disclosed by any applicable law, rule, regulation, order, decree or subpoena or otherwise agreed by the Company) and,
subject to the provisions of Section 2(e) below, shall include in such Holder Shelf Takedown all Registrable Securities with respect to which the Company has received written requests for inclusion therein within five (5) Business Days
after sending the Company Shelf Takedown Notice. 
 (d)    Block Sales. Notwithstanding anything in Section 2(c),
any of the Holders shall be permitted to demand or participate in a Block Sale, subject to the provisions of this Section 2(d). All requests for a Block Sale (a “Holder Block Sale”) shall be made by giving written notice to the
Company (a “Block Sale Notice”). Each Block Sale Notice shall specify the approximate number of Registrable Securities proposed to be sold in the Holder Block Sale and the proposed date of such proposed Holder Block Sale, provided
that such date must be at least five (5) Business Days after receipt of the Block Sale Notice. Within two (2) Business Days after receipt of any Block Sale Notice and no later than 48 hours before the date of such proposed Holder Block
Sale, the Company shall 

  
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give written notice of such requested Holder Block Sale to all other Holders (a “Company Block Sale Notice”)(which Block Sale Notice each Holder shall hold in confidence until
the earlier of (x) such time as such Holder Block Sale has been publicly disclosed and (y) six (6) months after receipt of such notice, unless required to be disclosed by any applicable law, rule, regulation, order, decree or subpoena or
otherwise agreed by the Company) and, subject to the provisions of Section 2(e) below, shall include in such Holder Block Sale all Registrable Securities with respect to which the Company has received written requests for inclusion therein
within 24 hours of sending the Company Block Sale Notice. 
 (e)    Priority on Holder Shelf Takedowns and Holder
Block Sales. If the managing underwriters, if any, for such Holder Shelf Takedown or underwritten Holder Block Sale advise the Company and the Holders of Registrable Securities included in the Holder Shelf Takedown or Holder Block Sale in
writing that in their opinion the number of Registrable Securities and, if permitted hereunder, other securities requested to be included in such Holder Shelf Takedown or Holder Block Sale exceeds the number of Registrable Securities and other
securities, if any, which can be sold without adversely affecting the marketability, proposed offering price range acceptable to the Holders beneficially owning a majority of the Registrable Securities initially requested to be included in such
Holder Shelf Takedown or Holder Block Sale, timing or method of distribution of the offering, the Company shall include in such Holder Shelf Takedown or Holder Block Sale the number of Registrable Securities which can be so sold in the following
order of priority: (i) first, the Registrable Securities beneficially owned by the Holders requested to be included in such Holder Shelf Takedown or Holder Block Sale (as applicable), allocated pro rata among the respective
Holders beneficially owning such Registrable Securities on the basis of the number of Registrable Securities beneficially owned by each such party; (ii) second, any securities to be sold by the Company for its own account requested to be
included in such Holder Shelf Takedown or Holder Block Sale by the Company; and (iii) third, other securities requested to be included in such Holder Shelf Takedown or Holder Block Sale (as applicable) to the extent permitted hereunder;
provided that the Company shall not include in any Holder Shelf Takedown or Holder Block Sale any such securities pursuant to the foregoing clause (iii) which are not Registrable Securities without the prior written consent of the
Holders beneficially owning a majority of the Registrable Securities initially requested to be included in such Holder Shelf Takedown or Holder Block Sale. 

(f)    Selection of Underwriters. The Holders beneficially owning a majority of the Registrable Securities
initially requesting an Underwritten Shelf Takedown or Holder Block Sale shall have the right to select the managing underwriters (which shall consist of one or more reputable nationally recognized investment banks) to administer the Public Offering
after consultation with the Company, and shall bear all fees and expenses of any underwriter in connection with any Holder Shelf Takedown or underwritten Holder Block Sale (including expenses associated with a Withdrawal Request, if applicable).

  
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 3.    Piggyback Registration. 

(a)    Right to Piggyback. Whenever the Company proposes to file a Registration Statement under the Securities Act
or conduct a Shelf Takedown with respect to a Public Offering of any class of the Company’s Capital Stock (other than a Holder Shelf Takedown, Holder Block Sale or Excluded Registration, a “Piggyback Registration”), the Company
shall give prompt written notice to all Holders of Registrable Securities of its intention to effect such Piggyback Registration (the “Piggyback Registration Notice”) and (i) in the case of a Piggyback Registration that is a
Shelf Takedown or is automatically effective upon filing, such Piggyback Registration Notice shall be given not less than five (5) Business Days (two (2) Business Days in the case of a Block Sale) prior to the expected date of commencement
of marketing efforts for such Shelf Takedown (and each Holder shall hold each such Piggyback Registration Notice in confidence until the earlier of (x) such time as marketing has commenced and (y) six (6) months after receipt of such
notice, unless required to be disclosed by any applicable law, rule, regulation, order, decree or subpoena or otherwise agreed by the Company) and (ii) in the case of any other Piggyback Registration, such Piggyback Registration Notice shall be
given not less than five (5) Business Days after the public filing of such Registration Statement. The Company shall, subject to the provisions of Section 3(b) below, include in such Piggyback Registration, as applicable, all Registrable
Securities beneficially owned by Holders on the date of the Piggyback Registration Notice with respect to which the Company has received written requests for inclusion therein within five (5) Business Days (2 Business Days in the case of a
Block Sale) after the date of the Piggyback Registration Notice. 
 (b)    Priority on Piggyback Registrations.
For any Piggyback Registration that includes an underwritten Public Offering and the managing underwriters advise the Company in writing that in their reasonable opinion the number of securities requested to be included in such Piggyback
Registration exceeds the number of Registrable Securities and other securities, if any, which can be sold without adversely affecting the marketability, proposed offering price range acceptable to the Company, timing or method of distribution of the
offering, the Company shall include in such Piggyback Registration the number of Registrable Securities which can be sold without such adverse effect in the following order of priority: (i) first, if the Piggyback Registration includes a
primary offering of Company securities for the Company’s own account, the securities offered by the Company thereby; (ii) second, the Registrable Securities requested to be included in such Piggyback Registration by the remaining
Holders allocated pro rata among the remaining Holders on the basis of the number of Registrable Securities beneficially owned by each Holder; and (iii) third, other securities requested to be included in such Piggyback
Registration, if any. 
 (c)    Selection of Underwriters. For any Piggyback Registration that includes an
underwritten Public Offering, the Company shall have the sole right to select the managing underwriters to administer the Public Offering (which shall consist of one or more reputable nationally recognized investment banks). 

4.    Postponement; Suspensions; Withdrawals. 

(a)    Postponement. The Company may postpone, for up to 90 calendar days from the date of the Demand Shelf Takedown
Notice, Block Sale Notice or request for a Shelf Registration Statement, or from the date that the Shelf Registration Statement is required to be filed, the filing or the effectiveness of a Registration Statement for a Shelf

  
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Registration Statement or suspend the use of a Prospectus that is part of a Shelf Registration for up to 90 calendar days from the date of the Suspension Notice and therefore suspend sales of
Registrable Securities included therein by providing written notice to the Holders included in such registration if the Company shall have furnished to the Holders a notice (which notice each Holder shall hold in confidence until the earlier of
(x) such time as such postponement or suspension has ceased and (y) six (6) months after receipt of such notice, unless required to be disclosed by any applicable law, rule, regulation, order, decree or subpoena or otherwise agreed by the
Company) stating that the Company’s Board of Directors has resolved that the offer or sale of Registrable Securities should be suspended; provided that the Company may not invoke a delay pursuant to this Section 4(a) more than three
times or for more than 90 calendar days in the aggregate, in each case, in any 12-month period. The Company may invoke this Section 4(a) only if the Company’s Board of Directors determines in good faith,
after consultation with its advisors or legal counsel, that the offer or sale of Registrable Securities would reasonably be expected to: (i) have a Material Adverse Effect on any proposal or plan by the Company or any of its subsidiaries to
engage in any material acquisition of assets or stock (other than in the ordinary course of business) or any material merger, consolidation, tender offer, recapitalization, reorganization, financing, offering or other transaction involving the
Company or any of its subsidiaries; or (ii) require premature disclosure of material non-public information (“MNPI”) that the Company has a bona fide business purpose for
preserving as confidential. Furthermore, the Company shall not be required to effect any registration pursuant to this Agreement while awaiting the Commission to declare the effectiveness of a Registration Statement of the Company. 

(b)    Suspension. In the case of an event that causes the Company to suspend the use of a Registration Statement
as set forth in Section 4(a) or Section 5(a)(vi)(A), (a “Suspension Event”), the Company shall give a notice to the Holders of Registrable Securities included in such Registration Statement (a “Suspension Notice”)
to suspend sales of the Registrable Securities and such notice shall state that such suspension shall continue only for so long as the Suspension Event or its effect is continuing. The Company shall not include any MNPI in the Suspension Notice. A
Holder shall not sell any Registrable Securities pursuant to such Registration Statement (or such filings) at any time after it has received a Suspension Notice from the Company and prior to receipt of an End of Suspension Notice. Holders may
recommence sales of Registrable Securities pursuant to the Registration Statement (or such filings) following further written notice to such effect (an “End of Suspension Notice”) from the Company, and such End of Suspension Notice
shall be given by the Company to the Holders promptly following the conclusion of any Suspension Event. 

(c)    Withdrawal Requests. Any Holder may withdraw its request for inclusion of Registrable Securities in a
Registration Statement by giving written notice to the Company of its intention to remove its Registrable Securities from such Registration Statement within two (2) Business Days before the earlier of (i) the expected date of the
commencement of marketing efforts for the Public Offering in connection with such Registration Statement or (ii) the effectiveness of the Registration Statement (a “Withdrawal Request”). The Company shall pay all Registration
Expenses in connection with any Registration Statement subject to a Withdrawal Request; provided, however, that 

  
 10 

 
if the aggregate number of Holder Shelf Takedowns and Holder Block Sales that are the subject of a Withdrawal Request and are not completed (each an “Abandoned Holder Shelf
Takedown” and an “Abandoned Holder Block Sale”, respectively) exceeds two, then the Holders who requested that their Registrable Securities be included in any such excess Abandoned Holder Shelf Takedown or Abandoned Holder
Block Sale shall reimburse the company for all Registration Expenses incurred by the Company in connection therewith. 

5.    Company Undertakings. 

(a)    Whenever Registrable Securities are registered pursuant to this Agreement, the Company shall use commercially
reasonable efforts to effect the registration and the sale of such Registrable Securities as soon as reasonably practicable in accordance with the intended method of disposition thereof, and pursuant thereto the Company shall as promptly as
reasonably practicable: 
 (i)    prepare and file with the Commission a Registration Statement with regard to such
Registrable Securities as soon as reasonably practicable but not later than the time required hereby (unless the Registration Statement would be required pursuant to the rules and regulations of the Securities Act to include any audited or unaudited
consolidated or pro forma financial statements that are not then currently available, in which case, promptly after such financial statements are available) and use commercially reasonable efforts to cause such Registration Statement to become
effective as soon thereafter as is reasonably practicable; 
 (ii)    before filing a Registration Statement or
Prospectus or any amendments or supplements thereto, furnish to the Holders whose Registrable Securities are requested to be included in the Registration Statement copies of all such documents, other than exhibits, documents that are incorporated by
reference and such documents that are otherwise publicly available on EDGAR, proposed to be filed and provide Counsel to the Holders with a reasonable opportunity to review and comment on such documents of no less than three (3) Business Days;

 (iii)    notify each Holder of the effectiveness of each Registration Statement, prepare and file with the
Commission such amendments and supplements to such Registration Statement as may be necessary to keep such Registration Statement effective until the date on which all Registrable Securities have been sold pursuant to the Shelf Registration or have
otherwise ceased to be Registrable Securities, (or, in each case, if sooner, until all Registrable Securities have been sold under such Registration Statement or the maximum length permitted by the Commission), and comply with the provisions of the
Securities Act (including by preparing and filing with the Commission any Prospectus or supplement to be used in connection therewith) with respect to the disposition of all securities covered by such Registration Statement during such period in
accordance with the intended methods of disposition by the Holders as set forth in such Registration Statement (each such period as applicable, the “Required Effective Period”); 

  
 11 

 (iv)    furnish to each seller of Registrable Securities, and the managing
underwriters, without charge, such number of copies of the applicable Registration Statement, each amendment and supplement thereto, the Prospectus included in such Registration Statement (including each preliminary Prospectus, final Prospectus, and
any other Prospectus (including any Prospectus filed under Rule 424, Rule 430A or Rule 430B promulgated under the Securities Act and any Issuer Free Writing Prospectus)), and all exhibits and other documents filed therewith as such seller or such
managing underwriters shall reasonably request in order to facilitate the disposition of the Registrable Securities owned by such seller, and upon request, a copy of any and all transmittal letters or other correspondence to or received from, the
Commission or any other governmental authority relating to such offer; 
 (v)    use commercially reasonable efforts to
(A) register or qualify such Registrable Securities under such other securities or blue sky laws of such jurisdictions as any seller reasonably requests in writing, (B) keep such registration or qualification in effect for so long as such
Registration Statement remains in effect, and (C) do any and all other acts and things which may be reasonably necessary or advisable to enable such seller to consummate the disposition in such jurisdictions of the Registrable Securities owned
by such seller (provided that the Company shall not be required to (x) qualify generally to do business in any jurisdiction where it would not otherwise be required to qualify but for this subsection, (y) subject itself to taxation
in any such jurisdiction or (z) consent to general service of process in any such jurisdiction); 
 (vi)    notify
each seller of such Registrable Securities, the managing underwriters and Counsel to the Holders (A) at any time when a Prospectus relating to the applicable Registration Statement is required to be delivered under the Securities Act,
(1) upon discovery that, or upon the happening of any event as a result of which, such Registration Statement, or the Prospectus or Issuer Free Writing Prospectus relating to such Registration Statement, or any document incorporated or deemed
to be incorporated therein by reference contains an untrue statement of a material fact or omits any material fact necessary to make the statements in the Registration Statement or the Prospectus or Issuer Free Writing Prospectus relating thereto
not misleading or otherwise requires the making of any changes in such Registration Statement, Prospectus, Issuer Free Writing Prospectus or document, and, at the request of any such seller and subject to Section 4(a) hereof, the Company shall
promptly prepare a supplement or amendment to such Prospectus or Issuer Free Writing Prospectus, furnish such reasonable number of copies of such supplement or amendment to each seller of such Registrable Securities, Counsel to the Holders and the
managing underwriters as the same shall reasonably request and file such supplement or amendment with the Commission so that, as thereafter delivered to the purchasers of such Registrable Securities, such Prospectus or Issuer Free Writing Prospectus
as so amended or supplemented shall not contain an untrue statement of a material fact or omit to state any fact necessary to make the statements therein not misleading, (2) as soon as the Company becomes aware of any comments or inquiries by
the Commission or any requests by the Commission or any federal or state governmental authority for amendments or supplements to a Registration Statement or related Prospectus or Issuer Free Writing Prospectus covering Registrable Securities or for
additional information relating thereto, (3) as soon as the Company becomes aware of the issuance, or receives a written threat of issuance, by the Commission of any stop order suspending, or a written statement threatening to suspend, the
effectiveness of a Registration Statement 

  
 12 

 
covering the Registrable Securities or (4) of the receipt by the Company of any notification with respect to the suspension of the qualification or exemption from qualification of any
Registrable Security for sale in any jurisdiction, or the initiation or written threat of any proceeding for such purpose; and (B) when each Registration Statement or any amendment thereto has been filed with the Commission and when each
Registration Statement or the related Prospectus or Issuer Free Writing Prospectus or any Prospectus supplement or any post-effective amendment thereto has become effective; 

(vii)    use commercially reasonable efforts to cause all such Registrable Securities (A) if the Common Stock is
then listed on a National Securities Exchange or an Alternative Securities Exchange or included for quotation in a recognized trading market, to continue to be so listed or included, and (B) to be registered with or approved by such other
governmental agencies or authorities as may be necessary to enable the sellers thereof to consummate the disposition of the Registrable Securities; 

(viii)    provide and cause to be maintained a transfer agent and registrar for all such Registrable Securities from and
after the effective date of the applicable Registration Statement; 
 (ix)    in connection with any underwritten
Public Offering (including a Holder Shelf Takedown): 
 (A)    enter into and perform under such
customary agreements (including underwriting agreements in customary form, including customary representations and warranties and provisions with respect to indemnification and contribution) and take all such other actions as the Holders
beneficially owning a majority of the Registrable Securities initially requested to be sold or the underwriters, if any, reasonably request in order to expedite or facilitate the disposition of such Registrable Securities and provide commercially
reasonable cooperation, including upon reasonable notice causing appropriate officers to attend and participate in “road shows” and analyst or investor presentations and such other customary selling or other informational meetings
organized by the underwriters, if any (taking into account the needs of the Company’s businesses and the responsibilities of such officers with respect thereto and the requirement of the marketing process); and 

(B)    use commercially reasonable efforts to obtain and cause to be furnished to the managing
underwriters a signed counterpart of (i) one or more comfort letters from the Company’s independent public accountant(s) in customary form and covering such matters of the type customarily covered by comfort letters and (ii) a legal
opinion (and negative assurance letter) of counsel to the Company addressed to the relevant underwriters in customary form and covering such matters of the type customarily covered by such letters as the managing underwriters reasonably request;

  
 13 

 (x)    upon reasonable notice and at reasonable times during normal business
hours, make available for inspection by a representative appointed by the Holders of a majority of Registrable Securities proposed to be included in any disposition pursuant to a Registration Statement, Counsel to the Holders, any underwriter
participating in any disposition pursuant to such registration, as applicable, and any other attorney or accountant retained by such Holder or underwriter, all financial and other records and pertinent corporate documents of the Company, and cause
the Company’s officers, directors, employees and independent accountants to supply all information reasonably requested by any such Holder, underwriter, attorney or accountant in connection with such Registration Statement or Shelf Takedown, as
applicable, and make themselves available at mutually convenient times to discuss the business of the Company and other matters reasonably requested by any such Holders, sellers, underwriter or agent thereof in connection with such Registration
Statement as shall be necessary (subject to the Company’s compliance with Regulation FD) to enable them to exercise their due diligence responsibility, as applicable (any information provided under this Section 5(a)(x), “Due Diligence
Information”); provided that the Company shall not provide any Due Diligence Information to a Holder unless such Holder explicitly requests such Due Diligence Information in writing and such Holder has entered into a customary
confidentiality agreement with the Company with respect to MNPI; 
 (xi)    permit Counsel to the Holders, any
underwriter participating in any disposition pursuant to a Registration Statement, and any other attorney, accountant or other agent retained by any Holder or underwriter, to participate (including, but not limited to, reviewing, commenting on and
attending all meetings) in the preparation of such Registration Statement and any Prospectus supplements relating to a Shelf Takedown, if applicable; 

(xii)    in the event of the issuance or (to the Company’s actual knowledge) threatened issuance of any stop order
suspending the effectiveness of a Registration Statement, or of any order suspending or preventing the use of any related Prospectus or suspending the qualification of any Common Stock included in such Registration Statement for sale in any
jurisdiction, the Company shall use commercially reasonable efforts to (A) prevent the issuance of any such stop order, and in the event of such issuance, to obtain the withdrawal of such order and (B) obtain the withdrawal of any order
suspending or preventing the use of any related Prospectus or Issuer Free Writing Prospectus or suspending qualification of any Registrable Securities included in such Registration Statement for sale in any jurisdiction at the earliest practicable
date; 
 (xiii)    provide a CUSIP number for the Registrable Securities prior to the effective date of the first
Registration Statement including Registrable Securities; 
 (xiv)    promptly notify in writing the participating
Holders, the sales or placement agent, if any, therefor and the managing underwriters of the securities being sold: (A) when such Registration Statement or related Prospectus or Free Writing 

  
 14 

 
Prospectus or any Prospectus amendment or supplement or post-effective amendment has been filed, and, with respect to any such Registration Statement or any post-effective amendment, when the
same has become effective; and (B) of any written comments by the Commission and by the blue sky or securities commissioner or regulator of any state with respect thereto; 

(xv)    (A) prepare and file with the Commission such amendments and supplements to each Registration Statement as may be
necessary to comply with the provisions of the Securities Act, including post effective amendments to each Registration Statement as may be necessary to keep such Registration Statement continuously effective for the applicable time period required
hereunder and, if applicable, file any Registration Statements pursuant to Rule 462(b) promulgated under the Securities Act; (B) cause the related Prospectus to be supplemented by any required Prospectus supplement, and as so supplemented to be
filed pursuant to Rule 424 (or any similar provisions then in force) promulgated under the Securities Act; (C) comply in all material respects with the provisions of the Securities Act and the Exchange Act and any applicable securities exchange
or other recognized trading market with respect to the disposition of all securities covered by such Registration Statement during such period in accordance with the intended methods of disposition by the sellers thereof set forth in such
Registration Statement as so amended or in such Prospectus as so supplemented; and (D) provide additional information related to each Registration Statement as requested by, and obtain any required approval necessary from, the Commission or any
federal or state governmental authority; 
 (xvi)    cooperate with each Holder and each underwriter, if any,
participating in the disposition of such Registrable Securities and their respective counsel in connection with any filings required to be made with FINRA; 

(xvii)    within the deadlines specified by the Securities Act, make all required filing fee payments in respect of any
Registration Statement or Prospectus used under this Agreement (and any Public Offering covered thereby); 

(xviii)    if requested by any participating Holder or the managing underwriters, promptly include in a Prospectus
supplement or Registration Statement amendment such information regarding the Company or the offering as the Holder or managing underwriters may reasonably request, including in order to permit the intended method of distribution of such securities,
and make all required filings of such Prospectus supplement or such Registration Statement amendment as soon as reasonably practicable after the Company has received such request; 

(xix)    in the case of certificated Registrable Securities, cooperate with the participating Holders of Registrable
Securities and the managing underwriters to facilitate the timely preparation and delivery of certificates (not bearing any legends) representing Registrable Securities to be sold after receiving written representations from each participating
Holder that the Registrable Securities represented by the certificates so delivered by such Holder will be transferred in accordance with the Registration Statement, and enable such Registrable Securities to be in such denominations and registered
in such 

  
 15 

 
names as the Holders or managing underwriters may reasonably request at least two (2) Business Days prior to any sale of Registrable Securities provided that nothing in this Agreement shall
require the Company to issue securities in certificated form unless such securities are already in certificated form; and 

(xx)    use commercially reasonable efforts to take all other actions deemed necessary or advisable in the reasonable
judgment of the Company to effect the registration and sale of the Registrable Securities contemplated hereby. 

(b)     The Company shall use its commercially reasonable efforts to cause the Common Stock to be quoted on either of the
OTCQX or OTCQB markets as promptly as practicable after the Effective Date and shall thereafter use its commercially reasonable efforts to maintain such quotation. 

(c)    The Company shall hold in confidence and not make any disclosure of information concerning a Holder provided to the
Company pursuant to this Agreement unless (i) disclosure of such information is necessary to comply with federal or state securities laws or the rules of any applicable securities exchange or other recognized trading market, (ii) the
disclosure of such information is necessary to avoid or correct a misstatement or omission in, or is otherwise required to be included in, any Registration Statement or Prospectus pursuant to the Securities Act or any rule or regulation thereunder,
(iii) the release of such information is ordered pursuant to a subpoena or other final, non-appealable order from a court or governmental body of competent jurisdiction, or (iv) such information has
been made generally available to the public other than by disclosure in violation of this Agreement or any other agreement. The Company agrees that to the extent permitted by law, it shall, upon learning that disclosure of such information
concerning a Holder is sought in or by a court or governmental body of competent jurisdiction or through other means, use its commercially reasonable efforts to give prompt written notice to such Holder (or such Holder’s counsel) and allow such
Holder, at the Holder’s expense, to undertake appropriate action to prevent disclosure of, or to obtain a protective order for, such information. 

(d)    As of the date hereof and except as provided pursuant to the Plan, the Company represents and warrants that it is
not a party to, or otherwise subject to, any other agreement granting registration rights to any other Person with respect to any securities of the Company, including securities convertible, exercisable or exchangeable into or for shares of any
Capital Stock of the Company. 
 (e)    With a view to making available certain rules and regulations of the Commission
that may permit the sale of the Registrable Securities to the public without registration, on and after the Effective Date and until such date as no Holder owns any Registrable Securities, the Company agrees to: 

(i)    use commercially reasonable efforts to continue to file in a timely manner all reports and other documents
required, if any, to be filed by it under the Securities Act and the Exchange Act and the rules and regulations adopted thereunder; 

  
 16 

 (ii)    make available information necessary to comply with Section 4(a)(7)
under the Securities Act and Rule 144 and Rule 144A promulgated under the Securities Act, if available, with respect to resales of the Registrable Securities under the Securities Act, at all times, all to the extent required from time to time to
enable such Holder to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by Section 4(a)(7), Rule 144 and Rule 144A promulgated under the Securities Act, or any successor rules
or regulations hereafter adopted by the Commission; and 
 (iii)    upon the reasonable written request of any Holder,
the Company will deliver to such Holder a written statement as to whether the Company has complied with such information requirements, and if not, the specific reasons for non-compliance. 

(f)    The Company agrees that nothing in this Agreement shall prohibit the Holders, at any time and from time to time,
from selling or otherwise transferring Registrable Securities pursuant to a private placement or other transaction which is not registered pursuant to the Securities Act. 

6.    Holder Undertakings. 

(a)    Free Writing Prospectuses. Each Holder represents that it has not prepared or had prepared on its behalf or
used or referred to, and agrees that it will not prepare or have prepared on its behalf or used or refer to, any Free Writing Prospectus, and has not distributed and will not distribute any written materials in connection with the offer or sale of
Common Stock without the prior written consent of the Company and, in connection with any underwritten Public Offering, the underwriters. Any such Free Writing Prospectus consented to by the Company and the underwriters, as the case may be, is
hereinafter referred to as a “Permitted Free Writing Prospectus.” The Company represents and agrees that it has treated and will treat, as the case may be, each Permitted Free Writing Prospectus as an Issuer Free Writing Prospectus,
including in respect of timely filing with the Commission, legending and record keeping. 
 (b)    Information for
Inclusion. Each selling Holder that has requested or will request inclusion of its Registrable Securities in any Registration Statement shall furnish to the Company such information regarding such Holder and its plan and method of distribution
of such Registrable Securities as the Company may, from time to time, reasonably request. The Company may refuse to proceed with the registration of such Holder’s Registrable Securities if such Holder unreasonably fails to furnish such
information within a reasonable time after receiving such request. 
 (c)    Underwritten Public Offering
Participation. No Person may participate in any underwritten Public Offering hereunder unless such Person (i) agrees to sell such Person’s securities on the basis provided in any underwriting arrangements in customary form entered into
pursuant to this Agreement and (ii) completes and executes all questionnaires, powers of attorney, indemnities, underwriting agreements and other documents reasonably required under the terms of such underwriting arrangements;

  
 17 

 
provided that no Holder included in any underwritten Public Offering shall be required to make any representations or warranties to the Company or the underwriters (other than
(A) representations and warranties regarding (1) such Holder’s ownership of its Registrable Securities to be sold or transferred, (2) such Holder’s power and authority to effect such transfer, and (3) such matters
pertaining to compliance with securities laws as may be reasonably requested by the Company or the underwriters, and (B) such other representations, warranties and other provisions relating to such Holder’s participation in such Public
Offering as may be reasonably requested by the underwriters) or to undertake any indemnification obligations to the Company with respect thereto, except as otherwise provided in Section 9(b), or to the underwriters with respect thereto, except to
the extent of the indemnification being given to the underwriters and their controlling Persons in Section 9(b). 

(d)    Price and Underwriting Discounts. In the case of an underwritten Holder Shelf Takedown requested by Holders
pursuant to this Agreement, the price, underwriting discount and other financial terms of the related underwriting agreement for the Registrable Securities shall be determined by the Holders beneficially owning a majority of the Registrable
Securities initially requested to be included in such underwritten Public Offering. 
 (e)    Notice and Opt-Out. Notwithstanding anything to the contrary in this Agreement, any Holder may make a written election (an “Opt-Out Election”) to no longer receive
from the Company any Company Shelf Registration Notice, Demand Shelf Takedown Notice, Company Shelf Takedown Notice, Company Block Sale Notice, Piggyback Registration Notice or Suspension Notice (other than a Suspension Notice with respect to a
Registration Statement as to which such Holder’s Registrable Securities are, or have been requested to be, included in)(each as “Covered Notice”), and, following receipt of such
Opt-Out Election, the Company shall not be required to, and shall not, deliver any such Covered Notice to such Holder from the date of such Opt-Out Election and such
Holder shall have no right to participate in any registration statement or offering as to which such Covered Notices pertain. An Opt-Out Election shall remain in effect until it has been revoked in writing and
received by the Company. A Holder who previously has given the Company an Opt-Out Election may revoke such election at any time, and there shall be no limit on the ability of a Holder to issue and revoke
subsequent Opt-Out Elections. 
 7.    Registration Expenses. 

(a)    Expenses. Except as set forth in Sections 2(c) and 4(c) above, all fees and expenses incurred by the Company
in connection with this Agreement (“Registration Expenses”) will be borne by the Company. These fees and expenses will include without limitation (i) stock exchange, Commission, FINRA and other registration and filing fees,
(ii) all fees and expenses incurred in connection with complying with any securities or blue sky laws (including reasonable fees, charges and disbursements of counsel in connection with blue sky qualifications of the Registrable Securities),
(iii) all printing, messenger and delivery expenses, (iv) the fees, charges and disbursements of counsel to the Company and of its independent public accountants and any other accounting and legal fees, charges and expenses incurred by the
Company (including any 

  
 18 

 
expenses arising from any special audits or “comfort letters” required in connection with or incident to any registration) and other Persons retained by the Company and (v) the
fees and expenses incurred in connection with the listing of the Registrable Securities on a National Securities Exchange or Alternative Securities Exchange. For the avoidance of doubt, Registration Expenses shall not include Selling Expenses. 

(b)    Reimbursement of Counsel. The Company will also reimburse or pay, as the case may be, the Holders of
Registrable Securities included in such registration for the reasonable fees and out-of-pocket expenses of one Counsel to the Holders relating to or in connection with
any registration or offering of Registrable Securities pursuant to this Agreement within 30 calendar days of presentation of an invoice approved by such Holders and disbursements of each additional counsel retained by any Holder for the purpose of
rendering a legal opinion on behalf of such Holder in connection with any underwritten Public Offering if the managing underwriters of such Public Offering or the Company reasonably request such legal opinion and Counsel to the Holders cannot
reasonably provide such legal opinion due to legal jurisdiction or otherwise. 

8.    Lock-Up Agreements. 

(a)    Lock-Up Agreements and Market
Stand-Off. 
 (i)    In the event of any underwritten Public Offering or an
Excluded Registration, if reasonably requested by the Company and the managing underwriters of such underwritten Public Offering or required by the Holders of a majority of the Registrable Securities participating in such Public Offering, each
Holder agrees that in connection with such underwritten Public Offering it shall not (A) offer, sell, contract to sell, pledge or otherwise dispose of (including sales pursuant to Rule 144 or Section 1145 of the Bankruptcy Code), directly
or indirectly, any Capital Stock of the Company (including Capital Stock of the Company that may be deemed to be owned beneficially by such Holder in accordance with the rules and regulations of the Commission) (collectively, “Equity
Securities”), (B) enter into a transaction which would have the same effect as described in clause (A) above, (C) enter into any swap, hedge or other arrangement that transfers, in whole or in part, any of the economic consequences or
ownership of any Equity Securities, whether such transaction is to be settled by delivery of such Equity Securities, in cash or otherwise (each of (A), (B) and (C) above, a “Sale Transaction”), or (D) publicly disclose the
intention to enter into any Sale Transaction, from the earlier of (1) the date of the pricing of such Public Offering or (2) the filing of a preliminary Prospectus or Prospectus supplement immediately prior to the commencement of marketing
efforts by the managing underwriters until (and including) the date that is 90 calendar days following the date of the final Prospectus or Prospectus supplement, as applicable, for such Public Offering (the “Restricted Period”),
unless the underwriters managing the Public Offering otherwise agree in writing in a Lock-Up Agreement pursuant to Section 8(a)(ii); provided further that the foregoing restrictions shall only be
applicable to any Holder if all executive officers and directors of the Company are bound by Lock-Up Agreements or substantially similar transfer restrictions; provided further that if any Holder’s
Lock-Up Agreement is any less restrictive than the foregoing provisions, then such less restrictive provisions shall apply. 

  
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 (ii)    Any Lock-Up Agreement (a
“Lock-Up Agreement”) required pursuant to Section 8(a)(i) shall be addressed to the managing underwriters of such underwritten Public Offering and be in customary form and substance with
customary exceptions as reasonably requested by such managing underwriters. Each Holder agrees to execute a Lock-Up Agreement setting forth such Holder’s agreement not to engage in any Sale Transactions
during the Restricted Period if reasonably requested by the managing underwriters of such underwritten Public Offering. The foregoing requirements to enter into a Lock-Up Agreement are only applicable to a
Holder if all executive officers and directors of the Company are bound by and have entered into substantially similar or more restrictive Lock-Up Agreements. 

(iii)    The Company may impose stop-transfer instructions with respect to the shares of Common Stock (or other
securities) subject to the restrictions set forth in this Section 8(a) until the end of the applicable Restricted Period of the Lock-Up Agreement. 

(b)    Company Lock-Up. If reasonably requested by the managing
underwriters for any underwritten Public Offering, the Company shall: (i) agree to a customary lock up provision applicable to the Company in an underwriting agreement as reasonably requested by the managing underwriters for such Public
Offering, including customary exceptions to be agreed in good faith between the Company and the managing underwriters for such underwritten Public Offering and (ii) use commercially reasonable efforts to cause each of its executive
officers and directors, in each case, to enter into Lock-Up Agreements with the managing underwriters of such Public Offering meeting the requirements of Section 8(a)(ii). 

9.    Indemnification; Contribution. 

(a)    Indemnification by the Company. The Company agrees to indemnify and hold harmless each Holder registered
pursuant to this Agreement, such Holder’s Affiliates, directors, officers, employees, members, managers, agents and any Person who controls any such Holder (within the meaning of Section 15 of the Securities Act or Section 20 of the
Exchange Act), and any underwriter that facilitates the sale of the Registrable Securities and any Person who controls such underwriter (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) to the
fullest extent permitted by applicable law, from and against any and all losses, claims, damages, liabilities and expenses (“Losses”) to which they or any of them may become subject insofar as such Losses arise out of or are based
upon any untrue or alleged untrue statement of a material fact contained in any Registration Statement pursuant to which Registrable Securities were registered, Prospectus, preliminary prospectus, any road show, as defined in Rule 433(h)(4) under
the Securities Act a (“road show”), or Issuer Free Writing Prospectus included in any such Registration Statement, or in any amendment thereof or supplement thereto, or arise out of or are based upon the omission or alleged omission
to state therein a material fact required to be stated therein or necessary in the case of any Prospectus, preliminary prospectus, road show or Issuer Free Writing Prospectus, in light of the circumstances under which they were made, to make the
statements therein not misleading and the Company agrees to reimburse each such indemnified party for any 

  
 20 

 
reasonable legal or other reasonable out-of-pocket expenses incurred by them in connection with investigating or
defending any such Losses (whether or not the indemnified party is a party to any proceeding); provided, however, that the Company will not be liable in any case to the extent that any such Loss arises out of or is based upon any such
untrue or alleged untrue statement or omission or alleged omission made therein in reliance upon and in conformity with written information furnished to the Company by or on behalf of any such Holder specifically for inclusion therein, including,
without limitation, any notice and questionnaire. This indemnity agreement will be in addition to any liability which the Company may otherwise have. 

(b)    Indemnification by the Holders. Each Holder severally (and not jointly) agrees to indemnify and hold
harmless the Company and each of its Affiliates, directors, officers, employees, members, managers, agents and each Person who controls the Company (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act),
and any underwriter that facilitates the sale of Registrable Securities and any Person who controls such underwriter (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) to the fullest extent permitted
by applicable law, from and against any and all Losses to which they or any of them may become subject insofar as such Losses arise out of or are based upon any untrue or alleged untrue statement of a material fact contained in any Registration
Statement pursuant to which Registrable Securities were registered, Prospectus, preliminary Prospectus, road show, Issuer Free Writing Prospectus included in any such Registration Statement, or in any amendment thereof or supplement thereto, or
arise out of or are based upon the omission or alleged omission to state therein a material fact required to be stated therein or necessary in the case of any Prospectus, preliminary prospectus, road show, Issuer Free Writing Prospectus, in light of
the circumstances under which they were made, to make the statements therein not misleading, to the extent, but only to the extent, that any such untrue statement or alleged untrue statement or omission or alleged omission is contained in any
written information furnished to the Company by or on behalf of such Holder specifically for inclusion therein; provided, however, that the maximum amount to be indemnified by such Holder pursuant to this Section 9(b) shall be limited
to the net proceeds (after deducting underwriters’ discounts and commissions) received by such Holder in the Public Offering to which such Registration Statement, Prospectus, preliminary prospectus, road show or Issuer Free Writing Prospectus
relates; provided, further, that a Holder shall not be liable in any case to the extent that prior to the filing of any such Registration Statement, Prospectus, preliminary prospectus, road show or Issuer Free Writing Prospectus or any
amendment thereof or supplement thereto, each Holder has furnished in writing to the Company, information expressly for use in, and within a reasonable period of time prior to the effectiveness of such Registration Statement or the use of the
Prospectus, preliminary prospectus, road show or Issuer Free Writing Prospectus, or any amendment thereof or supplement thereto which corrected or made not misleading information previously provided to the Company. This indemnity agreement will be
in addition to any liability which any such Holder may otherwise have. 
 (c)    Conduct of Indemnification
Proceedings. Promptly after receipt by an indemnified party under this Section 9 of notice of the commencement of any action, such indemnified party will, if a claim in respect thereof is to be made against the

  
 21 

 
indemnifying party under this Section 9(c), notify the indemnifying party in writing of the commencement thereof; but the failure so to notify the indemnifying party (i) will not
relieve it from liability under Section 9(a) or Section 9(b) above unless and to the extent such action and such failure results in material prejudice to the indemnifying party and forfeiture by the indemnifying party of substantial rights
and defenses; and (ii) will not, in any event, relieve the indemnifying party from any obligations to any indemnified party other than the indemnification obligation provided in Section 9(a) or Section 9(b) above. The indemnifying
party shall be entitled to participate therein and, to the extent that it shall wish, jointly with any other indemnifying party similarly notified, to assume the defense thereof, with counsel reasonably satisfactory to such indemnified party (who
shall not, except with the consent of the indemnified party, be counsel to the indemnifying party), and, except as provided in the next sentence, after notice from the indemnifying party to such indemnified party of its election to so assume the
defense thereof, the indemnifying party shall not be liable to such indemnified party for any legal expenses of other counsel or any other expenses subsequently incurred by such indemnified party in connection with the defense thereof other than
reasonable costs of investigation. Notwithstanding the indemnifying party’s rights in the prior sentence, the indemnified party shall have the right to employ its own counsel (and one local counsel), and the indemnifying party shall bear the
reasonable fees, costs and expenses of such separate counsel if: 
 (i)    the use of counsel chosen by the
indemnifying party to represent the indemnified party would present such counsel with an actual or potential conflict of interest; 

(ii)    the actual or potential defendants in, or targets of, any such action include both the indemnified party and the
indemnifying party and the indemnified party shall have reasonably concluded that there may be legal defenses available to it and/or other indemnified parties which are different from or additional to those available to the indemnifying party; 

(iii)    the indemnifying party shall not have employed counsel reasonably satisfactory to the indemnified party to
represent the indemnified party within a reasonable time after notice of the institution of such action; or 

(iv)    the indemnifying party shall authorize the indemnified party to employ separate counsel at the expense of the
indemnifying party. 
 No indemnifying party shall, in connection with any one action or separate but substantially similar or related actions in the same
jurisdiction arising out of the same general circumstances or allegations, be liable for the fees and expenses of more than one separate firm of attorneys (in addition to any local counsel) for all indemnified parties. An indemnifying party shall
not be liable under this Section 9(c) to any indemnified party regarding any settlement or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which
indemnification or contribution may be sought hereunder (whether or not the indemnified parties are actual or potential parties to such claim or action) unless such settlement, compromise or consent is consented to by such indemnifying party, which
consent shall 

  
 22 

 
not be unreasonably withheld. No indemnifying party, in the defense of any such claim or litigation, shall, except with the consent of each indemnified party (which consent shall not be
unreasonably withheld), consent to entry of any judgment or enter into any settlement or compromise unless such settlement or compromise (x) includes as an unconditional term thereof the giving by the claimant or plaintiff therein, to such
indemnified party, of a full and final release from all liability in respect to such claim or litigation and (y) does not include a statement as to, or an admission of, fault, culpability or a failure to act by or on behalf of such indemnified
party. 
 (d)    Contribution. 

(i)    In the event that the indemnity provided in Section 9(a) or Section 9(b) above is unavailable to or
insufficient to hold harmless an indemnified party for any reason, then each applicable indemnifying party agrees to contribute to the aggregate Losses (including reasonable legal or other reasonable out-of-pocket expenses incurred in connection with investigating or defending same) to which such indemnifying party may be subject in such proportion as is appropriate to reflect the relative benefits
received by the indemnifying party on the one hand and by the indemnified party on the other from the Public Offering of the Common Stock; provided, however, that the maximum amount of liability in respect of such contribution shall be
limited in the case of any Holder to the net proceeds (after deducting underwriters’ discounts and commissions) received by such Holder in connection with such registration. If, however, the allocation provided by the immediately preceding
sentence is not permitted by applicable law, then each indemnifying party shall contribute to such amount paid or payable by such indemnified party in such proportion as is appropriate to reflect not only such relative benefits but also the relative
fault of the indemnifying party on the one hand and the indemnified party on the other in connection with the statements or omissions which resulted in such Losses, as well as any other relevant equitable considerations. The relative fault shall be
determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged omission to state a material fact relates to information supplied by the indemnifying party on the one hand
or the indemnified party on the other and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such statement or omission. 

(ii)    The parties agree that it would not be just and equitable if contribution pursuant to this Section 9(d) were
determined by pro rata allocation (even if the Holders of Registrable Securities or any agents or underwriters or all of them were treated as one entity for such purpose) or by any other method of allocation which does not take account of the
equitable considerations referred to above in this Section 9(d). The amount paid or payable by an indemnified party as a result of the Losses referred to above in this Section 9(d) shall be deemed to include any reasonable legal or other
reasonable out-of-pocket expenses incurred by such indemnified party in connection with investigating or defending any such action or claim. 

(iii)    Notwithstanding the provisions of this Section 9(d), no Person guilty of fraudulent misrepresentation
(within the meaning of Section 11(f) of the Securities Act) shall be entitled to contribution from any Person who was not guilty of such fraudulent misrepresentation. 

  
 23 

 (iv)    For purposes of this Section 9, each Person who controls any
Holder, agent or underwriter (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) and each director, officer, employee and agent of any such Holder, agent or underwriter shall have the same rights to
contribution as such Holder, agent or underwriter, and each Person who controls the Company (within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act) and each officer and director of the Company shall have
the same rights to contribution as the Company, subject in each case to the applicable terms and conditions of this Section 9(d). 

(e)    The provisions of this Section 9 will remain in full force and effect, regardless of any investigation made by
or on behalf of any Holder or the Company or any of the officers, directors or controlling Persons referred to in this Section 9, and will survive the transfer of Registrable Securities. 

10.    Transfer of Registration Rights. 

The rights of a Holder hereunder may be transferred, assigned, or otherwise conveyed on a pro rata basis in connection with any
transfer, distribution, assignment, or other conveyance of Registrable Securities to any transferee or assignee; provided that all of the following additional conditions are satisfied with respect to any transfer, assignment or conveyance of
rights hereunder: (a) such transfer, assignment or conveyance (other than any transfer, assignment or conveyance of rights of a Holder to an Affiliate or Related Fund of such Holder) is for not less than the lesser of (i) 10% of the outstanding
Common Stock and (ii) all of the Common Stock initially held by such Holder upon the Effective Date of the Plan; (b) such transfer, assignment or conveyance is effected in accordance with applicable securities laws and in compliance with
the charter documents of the Company; (c) such transferee or assignee agrees in writing to become subject to the terms of this Agreement by executing and delivering to the Company a Joinder; and (d) the Company is given written notice by
such Holder within 15 Business Days of such transfer or assignment, stating the name and address of the transferee or assignee, identifying the Registrable Securities with respect to which such rights are being transferred or assigned and the total
number of Registrable Securities and other Capital Stock of the Company beneficially owned by such transferee or assignee. Notwithstanding anything to the contrary contained in this Agreement or in the foregoing sentence, the parties agree that the
Contribution LLCs shall be entitled to transfer, assign and convey each of their rights under this Agreement to those of its members that qualify as Holders, subject, in the case of each such Holder, to such Holder’s agreement to become subject
to the terms of this Agreement by executing and delivering to the Company a Joinder. 
 11.    Amendment,
Modification and Waivers; Further Assurances. 
 (a)    Amendment. This Agreement may be amended, modified,
superseded, cancelled, renewed or extended, and the terms and conditions of this Agreement may be waived, only by a written instrument, (a) signed by (i) the Company, 

  
 24 

 
and (ii) the Holders of at least a majority of the Registrable Securities; provided, that no provision of this Agreement shall be modified or amended in a manner that is
disproportionately and materially adverse to any Holder, without the prior written consent of such Holder, as applicable, or (b) in the case of a waiver, by the party hereto waiving compliance. 

(b)    Changes in Common Stock. If, and as often as, there are any changes in the Common Stock by way of stock
split, stock dividend, combination or reclassification, or through merger, consolidation, reorganization or recapitalization, or by any other means, appropriate adjustment shall be made in the provisions hereof as may be required so that the rights
and privileges granted hereby shall continue with respect to the Registrable Securities as so changed and the Company shall make appropriate provision in connection with any merger, consolidation, reorganization or recapitalization that any
successor to the Company (or resulting parent thereof) shall agree, as a condition to the consummation of any such transaction, to expressly assume the Company’s obligations hereunder. 

(c)    Effect of Waiver. No waiver of any terms or conditions of this Agreement shall operate as a waiver of any
other breach of such terms and conditions or any other term or condition, nor shall any failure to enforce any provision hereof operate as a waiver of such provision or of any other provision hereof. No written waiver hereunder, unless it by its own
terms explicitly provides to the contrary, shall be construed to effect a continuing waiver of the provisions being waived and no such waiver in any instance shall constitute a waiver in any other instance or for any other purpose or impair the
right of the party against whom such waiver is claimed in all other instances or for all other purposes to require full compliance with such provision. The failure of any party to enforce any provision of this Agreement shall not be construed as a
waiver of such provision and shall not affect the right of such party thereafter to enforce each provision of this Agreement in accordance with its terms. 

(d)    Further Assurances. Each of the parties hereto shall execute all such further instruments and documents and
take all such further action as any other party hereto may reasonably require in order to effectuate the terms and purposes of this Agreement. 

12.    Miscellaneous. 

(a)    Successors and Assigns. All covenants and agreements in this Agreement by or on behalf of any of the parties
hereto shall bind and inure to the benefit of the respective successors and assigns of the parties hereto whether so expressed or not. In addition, whether or not any express assignment has been made, the provisions of this Agreement which are for
the benefit of purchasers or Holders of Registrable Securities are also for the benefit of, and enforceable by, any subsequent Holder. No assignment of this Agreement by the Company, or any of the Company’s rights, interests or obligations
hereunder, shall be effective against any Holder without the prior written consent of such Holder (such consent not to be unreasonably withheld). 

  
 25 

 (b)    Remedies; Specific Performance. Any Person having rights under
any provision of this Agreement shall be entitled to enforce such rights specifically, to recover damages caused by reason of any breach of any provision of this Agreement and to exercise all other rights existing in their favor; provided
that the liability of the Holders shall be several and not joint. The parties hereto agree and acknowledge that money damages would not be an adequate remedy for any breach of the provisions of this Agreement and that any party may in its sole
discretion apply to any court of law or equity of competent jurisdiction for specific performance and/or injunctive relief (without posting any bond or other security) in order to enforce or prevent violation of the provisions of this Agreement and
shall not be required to prove irreparable injury to such party or that such party does not have an adequate remedy at law with respect to any breach of this Agreement (each of which elements the parties admit). The parties hereto further agree and
acknowledge that each and every obligation applicable to it contained in this Agreement shall be specifically enforceable against it and hereby waives and agrees not to assert any defenses against an action for specific performance of their
respective obligations hereunder. All rights and remedies existing under this Agreement are cumulative to, and not exclusive of, any rights or remedies available under this Agreement or otherwise. No Holder shall have any right to obtain or seek an
injunction restraining or otherwise delaying any registration pursuant to this Agreement as the result of any controversy that might arise with respect to the interpretation or implementation of this Agreement. 

(c)    Notices. All notices, demands or other communications to be given or delivered under or by reason of the
provisions of this Agreement shall be in writing and shall be deemed to have been given when (i) delivered personally to the recipient, (ii) e-mailed or sent by facsimile to the recipient, or
(iii) one Business Day after being sent to the recipient by reputable overnight courier service (charges prepaid). Such notices, demands and other communications shall be sent to the Company at the address set forth below and to any Holder at
the address set forth on the signature page hereto (with copies sent at the address set forth below), or at such address or to the attention of such other Person as the recipient party has specified by prior written notice to the sending party. 

The Company’s address is: 
 500 Dallas St.,
Suite 1600 
 Houston, TX 77002 

Attention:    General Counsel 

Email:          legal_notices@amplifyenergy.com 

with copies to: 
 Weil,
Gotshal & Manges LLP 
 767 Fifth Avenue 

New York, NY 10153 
 Attn: Frank
R. Adams 
 Facsimile: 212-210-8007 

Email: Frank.Adams@weil.com 

  
 26 

 Copies of notices to the Holders shall be sent to: 

Davis Polk & Wardwell LLP 

1600 El Camino Real 
 Menlo Park,
California 94025 

	 	Attention:	Brian M. Resnick 

	 	 	Kirtee Kapoor 

	 	 	Derek Dostal 

	 	Facsimile:	650-752-2114 

	 	Email:	brian.resnick@davispolk.com 

	 	 	kirtee.kapoor@davispolk.com 

	 	 	derek.dostal@davispolk.com 

 If any time period for giving notice or taking action hereunder
expires on a day which is a Saturday, Sunday or legal holiday in the State of New York or the jurisdiction in which the Company’s principal office is located, the time period shall automatically be extended to the Business Day immediately
following such Saturday, Sunday or legal holiday. 
 (d)    No Inconsistent Agreements. The Company shall not
hereafter enter into any agreement with respect to its securities which is inconsistent with or violates the rights granted to the Holders of Registrable Securities in this Agreement. 

(e)    Counterparts. This Agreement may be executed in one or more counterparts, and may be delivered by means of
facsimile or electronic transmission in portable document format (“pdf”), each of which shall be deemed to be an original and shall be binding upon the party who executed the same, but all of such counterparts shall constitute the same
agreement. 
 (f)    Descriptive Headings; Interpretation; No Strict Construction. The descriptive headings of
this Agreement are inserted for convenience only and do not constitute a substantive part of this Agreement. Whenever required by the context, any pronoun used in this Agreement shall include the corresponding masculine, feminine or neuter forms,
and the singular forms of nouns, pronouns, and verbs shall include the plural and vice versa. Reference to any agreement, document, or instrument means such agreement, document, or instrument as amended or otherwise modified from time to time in
accordance with the terms thereof, and, if applicable, hereof. The words “include,” “includes” or “including” in this Agreement shall be deemed to be followed by “without limitation.” The use of the words
“or,” “either” or “any” shall not be exclusive. The parties hereto have participated jointly in the negotiation and drafting of this Agreement. If an ambiguity or question of intent or interpretation arises, this
Agreement shall be construed as if drafted jointly by the parties hereto, and no presumption or burden of proof shall arise favoring or disfavoring any party by virtue of the authorship of any of the provisions of this Agreement. All references to
laws, rules, regulations and forms in this Agreement shall be deemed to be references to such laws, rules, regulations and forms, as amended from time to time or, to the extent replaced, the comparable successor thereto in effect at the time. All
references to agencies, self-regulatory organizations or governmental entities in this Agreement shall be deemed to be references to the comparable successors thereto from time to time. 

  
 27 

 (g)    Delivery by Facsimile and Electronic Means. This Agreement, the
agreements referred to herein, and each other agreement or instrument entered into in connection herewith or therewith or contemplated hereby or thereby, and any amendments hereto or thereto, to the extent signed and delivered by means of a
facsimile machine or other electronic means, shall be treated in all manner and respects as an original agreement or instrument and shall be considered to have the same binding legal effect as if it were the original signed version thereof delivered
in person. At the request of any party hereto or to any such agreement or instrument, each other party hereto or thereto shall re-execute original forms thereof and deliver them to all other parties. No party
hereto or to any such agreement or instrument shall raise the use of a facsimile machine or other electronic means to deliver a signature or the fact that any signature or agreement or instrument was transmitted or communicated through the use of a
facsimile machine or other electronic means as a defense to the formation or enforceability of a contract and each such party forever waives any such defense. 

(h)    Arm’s Length Agreement. Each of the parties to this Agreement agrees and acknowledges that this
Agreement has been negotiated in good faith, at arm’s length, and not by any means prohibited by law. 

(i)    Sophisticated Parties; Advice of Counsel. Each of the parties to this Agreement specifically acknowledges
that (i) it is a knowledgeable, informed, sophisticated Person capable of understanding and evaluating the provisions set forth in this Agreement and (ii) it has been fully advised and represented by legal counsel of its own independent
selection and has relied wholly upon its independent judgment and the advice of such counsel in negotiating and entering into this Agreement. 

(j)    Governing Law. This Agreement and the exhibits, attachments and annexes hereto shall be governed by, and
construed in accordance with, the laws of the State of New York, without giving effect to any choice of law or conflict of law rules or provisions (whether of the State of New York or any other jurisdiction) to the extent such rules or provisions
would cause the application of the laws of any jurisdiction other than the State of New York. 
 (k)    Submission to
Jurisdiction. Any action, suit or proceeding seeking to enforce any provision of, or based on any matter arising out of or in connection with, this Agreement or the transactions contemplated hereby must be brought in the United States District
Court for the Southern District of New York or any New York state court, in each case, located in the Borough of Manhattan, and each party consents to the exclusive jurisdiction and venue of such courts (and of the appropriate appellate courts
therefrom) in any such action, suit or proceeding and irrevocably waives, to the fullest extent permitted by law, any objection that it may now or hereafter have to the laying of the venue of any such, action, suit or proceeding in any such court or
that any such action, suit or proceeding brought in any such court has been brought in an inconvenient forum. 

  
 28 

 (l)    Waiver of Jury Trial. Each of the parties to this Agreement
hereby agrees to waive its respective rights to a jury trial of any claim or cause of action based upon or arising out of this Agreement. The scope of this waiver is intended to be all-encompassing of any and
all disputes that may be filed in any court and that relate to the subject matter of this Agreement, including contract claims, tort claims and all other common law and statutory claims. Each party hereto acknowledges that this waiver is a material
inducement to enter into this Agreement, that each has already relied on this waiver in entering into this Agreement and that each will continue to rely on this waiver in their related future dealings. Each party hereto further warrants and
represents that it has reviewed this waiver with its legal counsel and that it knowingly and voluntarily waives its jury trial rights following consultation with legal counsel. THIS WAIVER IS IRREVOCABLE, MEANING THAT IT MAY NOT BE MODIFIED EITHER
ORALLY OR IN WRITING (OTHER THAN BY A MUTUAL WRITTEN WAIVER SPECIFICALLY REFERRING TO THIS SECTION 12(l) AND EXECUTED BY EACH OF THE PARTIES HERETO), AND THIS WAIVER SHALL APPLY TO ANY SUBSEQUENT AMENDMENTS, RENEWALS, SUPPLEMENTS OR
MODIFICATIONS TO THIS AGREEMENT. In the event of litigation, this Agreement may be filed as a written consent to a trial by the court. 

(m)    Complete Agreement. This Agreement and any certificates, documents, instruments and writings that are
delivered pursuant hereto, represent the complete agreement among the parties hereto as to all matters covered hereby, and supersedes any prior agreements or understandings among the parties. 

(n)    Severability. In the event any one or more of the provisions contained in this Agreement should be held
invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein shall not in any way be affected or impaired thereby (it being understood that the invalidity of a particular
provision in a particular jurisdiction shall not in and of itself affect the validity of such provision in any other jurisdiction). The parties shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions
with valid provisions the economic effect of which comes as close as possible to that of the invalid, illegal or unenforceable provisions. 

(o)    Termination. This Agreement shall terminate and be of no further force or effect when there shall no longer
be any Registrable Securities outstanding; provided that (i) any Holder may elect to terminate its obligations under this Agreement by giving the Company written notice thereof and (ii) this Agreement shall automatically terminate
with respect to a Holder that no longer holds any Registrable Securities; provided further that the provisions of Sections 5(c), 6(e), 7, 8, 9 and 12 shall survive any termination pursuant to this Section 12(o). 

(p)    Independent Agreement by the Holders. The obligations of each Holder hereunder are several and not joint
with the obligations of any other Holder, and no provision of this Agreement is intended to confer any obligations on any Holder vis-à-vis any other Holder.
Nothing contained herein, and no action taken by any Holder pursuant hereto, shall be deemed to constitute the Holders as a partnership, an association, a joint 

  
 29 

 
venture or any other kind of entity, or create a presumption that the Holders are in any way acting in concert or as a group with respect to such obligations or the transactions contemplated
herein. 
 [Signature Pages Follow] 

  
 30 

 IN WITNESS WHEREOF, the parties hereto have executed this Registration Rights Agreement as of the
date first written above. 
  

			
	AMPLIFY ENERGY CORP.
		
	By:	 	 /s/ Robert L. Stillwell, Jr.

	Name:	 	Robert L. Stillwell, Jr.
	Title:	 	Authorized Signatory

  
 [Signature Page to
Registration Rights Agreement] 

 IN WITNESS WHEREOF, the parties hereto have executed this Registration Rights Agreement as of the
date first written above. 
  

			
	AMPLIFY ENERGY CONTRIBUTION LLC A:
		
	By:	 	 /s/ Brian Meyer

	Name:	 	Brian Meyer
	Title:	 	Authorized Person

  
 [Signature Page to
Registration Rights Agreement] 

 IN WITNESS WHEREOF, the parties hereto have executed this Registration Rights Agreement as of the
date first written above. 
  

			
	AMPLIFY ENERGY CONTRIBUTION LLC B:
		
	By:	 	 /s/ Patrick Criscillo

	Name:	 	Patrick Criscillo
	Title:	 	CFO

  
 [Signature Page to
Registration Rights Agreement] 

 IN WITNESS WHEREOF, the parties hereto have executed this Registration Rights Agreement as of the
date first written above. 
  

			
	AMPLIFY ENERGY CONTRIBUTION LLC C:
		
	By:	 	 /s/ Christopher L. Ramsay

	Name:	 	Christopher L. Ramsay
	Title:	 	Authorized Signatory

  
 [Signature Page to
Registration Rights Agreement] 

 IN WITNESS WHEREOF, the parties hereto have executed this Registration Rights Agreement as of the
date first written above. 
  

			
	AMPLIFY ENERGY CONTRIBUTION LLC D:
		
	By:	 	 /s/ Christopher Hamm

	Name:	 	Christopher Hamm
	Title:	 	Authorized Signatory

  
 [Signature Page to
Registration Rights Agreement] 

 ANNEX A 

Form of Joinder Agreement 

THIS JOINDER AGREEMENT is made and entered into by the undersigned with reference to the following facts: 

Reference is made to the Registration Rights Agreement, dated as of May 4, 2017, as amended (the “Registration Rights
Agreement”), by and among Amplify Energy Corp. (the “Company”) and the other parties (the “Holders”) thereto. Capitalized terms used but not defined in this Joinder Agreement shall have the meanings
ascribed thereto in the Registration Rights Agreement. 
 As a condition to the acquisition of rights under the Registration Rights
Agreement in accordance with the terms thereof, the undersigned agrees as follows: 
 1.    The undersigned hereby
agrees to be bound by the provisions of the Registration Rights Agreement and undertakes to perform each obligation as if a Holder thereunder and an original signatory thereto in such capacity. 

2.    This Joinder Agreement shall bind, and inure to the benefit of, the undersigned hereto and its respective devisees,
heirs, personal and legal representatives, executors, administrators, successors and assigns. 
 3.    This Joinder
Agreement shall be governed by, and construed in accordance with, the laws of the State of New York, without giving effect to any choice of law or conflict of law rules or provisions (whether of the State of New York or any other jurisdiction) to
the extent such rules or provisions would cause the application of the laws of any jurisdiction other than the State of New York. 

[Signature Page Follows] 

  
 B-1 

 IN WITNESS WHEREOF, the undersigned has executed this Joinder Agreement. 

 

			
	[HOLDER]

 
			
		
	By:	 	  

	Name:	 	
	Title:	 	
		
	Date:	 	  

  

			
	Address:	 	  

		
		 	  

		
		 	  

		
		 	  

		
	Phone Number:	 	  

		
	Facsimile Number:	 	  

		
	E-mail for Notice:	 	  

		
	I.R.S. I.D. Number:	 	  

		
	Amount of Registrable Securities Acquired:	 	  

  

			
	[HOLDER]

			
		
	By:	 	  

	Name:	 	
	Title:	 	

  
 [Signature Page to
Joinder Agreement]EX-10.4

 Exhibit 10.4 

EXECUTION VERSION 
  

 
  

WARRANT AGREEMENT 
 between 

AMPLIFY ENERGY CORP., 
 AS ISSUER

 and 
 AMERICAN STOCK
TRANSFER & TRUST COMPANY, LLC, 
 AS WARRANT AGENT 

May 4, 2017 
  

 
  

							
	 SECTION 1.
	 	 CERTAIN DEFINED TERMS
	  	 	1	 
			
	 SECTION 2.
	 	 APPOINTMENT OF WARRANT AGENT
	  	 	4	 
			
	 SECTION 3.
	 	 ISSUANCE OF WARRANTS; FORM, EXECUTION AND DELIVERY
	  	 	4	 
			
	 SECTION 4.
	 	 TRANSFER OR EXCHANGE
	  	 	6	 
			
	 SECTION 5.
	 	 DURATION AND EXERCISE OF WARRANTS
	  	 	9	 
			
	 SECTION 6.
	 	ADJUSTMENT OF EXERCISE PRICE AND NUMBER OF SHARES PURCHASABLE OR NUMBER OF WARRANTS	  	 	12	 
			
	 SECTION 7.
	 	 CANCELLATION OF WARRANTS
	  	 	16	 
			
	 SECTION 8.
	 	 MUTILATED OR MISSING GLOBAL WARRANT CERTIFICATES
	  	 	16	 
			
	 SECTION 9.
	 	 MERGER, CONSOLIDATION, AND SALE OF ASSETS; AUTOMATIC EXERCISE
	  	 	17	 
			
	 SECTION 10.
	 	 RESERVATION OF SHARES; CERTAIN ACTIONS
	  	 	17	 
			
	 SECTION 11.
	 	 NOTIFICATION OF CERTAIN EVENTS; CORPORATE ACTION
	  	 	18	 
			
	 SECTION 12.
	 	 WARRANT AGENT
	  	 	18	 
			
	 SECTION 13.
	 	 SEVERABILITY
	  	 	23	 
			
	 SECTION 14.
	 	 HOLDER NOT DEEMED A STOCKHOLDER
	  	 	23	 
			
	 SECTION 15.
	 	 NOTICES TO COMPANY AND WARRANT AGENT
	  	 	23	 
			
	 SECTION 16.
	 	 SUPPLEMENTS AND AMENDMENTS
	  	 	24	 
			
	 SECTION 17.
	 	 TERMINATION
	  	 	24	 
			
	 SECTION 18.
	 	 GOVERNING LAW AND CONSENT TO FORUM
	  	 	25	 
			
	 SECTION 19.
	 	 WAIVER OF JURY TRIAL
	  	 	25	 
			
	 SECTION 20.
	 	 BENEFITS OF THIS AGREEMENT
	  	 	25	 
			
	 SECTION 21.
	 	 COUNTERPARTS
	  	 	25	 
			
	 SECTION 22.
	 	 HEADINGS
	  	 	25	 

  

			
	EXHIBIT A	 	FORM OF WARRANT CERTIFICATE
	EXHIBIT B	 	FORM OF ASSIGNMENT
	EXHIBIT C	 	WARRANT SUMMARY

  

 This WARRANT AGREEMENT (this “Agreement”) is dated as of May 4, 2017,
between AMPLIFY ENERGY CORP., a Delaware corporation, as issuer (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as warrant agent (the “Warrant Agent”). 

W I T N E S S E T H 

WHEREAS, in connection with the financial restructuring of Memorial Production Partners LP (“Memorial”) and certain of its
subsidiaries (collectively, the “Debtors”) pursuant to the Debtors’ Joint Plan of Reorganization (the “Plan”) under chapter 11 of title 11 of the United States Code, 11 U.S.C. §§101
et. seq., the Company has agreed to issue warrants (the “Warrants”) which, in the aggregate, are exercisable to purchase up to 2,173,913 shares (“Shares”) of the Company’s common
stock, par value $0.0001 per share, subject to adjustment as provided herein (the “Common Stock”); 
 WHEREAS, the Company
desires the Warrant Agent to act on behalf of the Company, and the Warrant Agent is willing to so act, in connection with the issuance, registration, transfer, exchange, replacement, exercise and cancellation of the Warrants; 

WHEREAS, the Warrant Agent, at the request of the Company, has agreed to act as the agent of the Company in connection with the issuance,
registration, transfer, exchange, replacement, exercise and cancellation of the Warrants as provided herein; 
 WHEREAS, the Company desires
to enter into this Agreement to set forth the terms and conditions of the Warrants and the rights of the Holders (as defined below) thereof. 

NOW, THEREFORE, in consideration of the premises and mutual agreements herein set forth, the parties hereto agree as follows: 

SECTION 1.    Certain Defined Terms. Whenever used in this Agreement, the following words and phrases, unless the
context otherwise requires, shall have the meanings specified in this Section. 
 “Agreement” has the meaning specified in
the preamble hereof. 
 “Appropriate Officers” has the meaning specified in Section 3(c) hereof. 

“Business Day” means any date other than a Saturday or a Sunday or a day on which commercial banking institutions in New York
City, New York are authorized or required by law to be closed; provided that, in determining the period within which Global Warrant Certificates or Warrants are to be issued and delivered at a time when shares of Common Stock (or Other
Securities) are listed or admitted to trading on any national securities exchange or in the over-the-counter market and in determining Market Price of any securities
listed or admitted to trading on any national securities exchange or in the over-the-counter market, “Business Day” shall mean any day when the principal
exchange on which such securities are then listed or admitted to trading is open for trading or, if such securities are traded in the over-the counter market in the United States, such market is open for
trading. 

 “Cashless Exercise” has the meaning specified in Section 5(c)(ii) hereof. 

“Common Stock” has the meaning specified in the recitals hereof. 

“Direct Registration Warrant” has the meaning specified in Section 3(a) hereof. 

“Deemed Liquidation Date” means the date on which a Deemed Liquidation Event occurs. 

“Deemed Liquidation Event” means: (i) the effective time of (A) any sale, lease or other transfer in one
transaction or a series of transactions of all or substantially all of the consolidated assets of the Company and its subsidiaries, taken as a whole, to any Person other than one of the Company’s wholly owned subsidiaries, or (B) any share
exchange, consolidation or merger of the Company with or into any other person or entity in which the stockholders of the Company immediately prior to such event do not retain a majority of the voting power in the surviving company, or (ii) the
stockholders of the Company approve any plan or proposal for the liquidation or dissolution of the Company; provided, however, that none of (x) a merger of the Company solely for the purpose of changing the Company’s
jurisdiction of incorporation, that results in a reclassification, conversion or exchange of outstanding shares of Common Stock solely into shares of common stock of the surviving entity; or (y) the transactions contemplated by the Plan shall
be a Deemed Liquidation Event. 
 “Depository” has the meaning specified in Section 3(b) hereof. 

“Effective Date” has the meaning specified in the Plan. 

“Exercise Price” means the initial Exercise Price for the Warrants as set forth in Section 5(b) hereof, as it may be adjusted
from time to time as provided herein. 
 “Expiration Date” has the meaning specified in Section 5(a) hereof. 

“Ex-Date” means, when used with respect to any issuance of or distribution in respect
of the Common Stock or any Other Securities, the first date on which the Common Stock or such Other Securities trade without the right to receive such issuance or distribution. 

“Global Warrant Certificate” has the meaning specified in Section 3(b) hereof. 

“Holder” means the beneficial holder or beneficial holders of Global Warrant Certificates. 

“Market Price” means with respect to Common Stock or any Other Security the arithmetic average of the VWAP of a share or
single unit of such securities for the last ten trading days on which such security traded (or such lesser number of trading days as such security has been listed, quoted or traded) immediately preceding the date of measurement, or, if the security
is not listed or quoted on the New York Stock Exchange, NASDAQ Stock Market or a U.S. national or regional securities exchange, the average of the reported closing bid and asked prices of such security on such dates in the over-the-counter market or a comparable system as shown by a system of automated dissemination of quotations of securities prices then in common

  
 2 

 
use comparable to the National Association of Securities Dealers, Inc. Automated Quotations System; provided, however, that if there is otherwise no established trading market for
such security, then “Market Price” means the value of such Common Stock or Other Security as determined in good faith by the Board of Directors of the Company. 

“Other Securities” or “Other Security” means any stock (other than Common Stock) and other securities of the
Company or any other Person that the Holder at any time shall be entitled to receive or shall have received, upon the exercise of the Warrants, in lieu of or in addition to Common Stock, or that at any time shall be issuable or shall have been
issued in exchange for or in replacement of Common Stock or Other Securities. 
 “Person” means any individual,
corporation, limited liability company, partnership, firm, joint venture, association, joint-stock company, trust or other entity. 

“Plan” has the meaning specified in the recitals hereof. 

“Settlement Date” means the date that is three Business Days after a Warrant Exercise Notice is delivered. 

“Shares” has the meaning specified in the recitals hereof, as may be adjusted in accordance with Section 6 hereof. 

“VWAP” means for any trading day, the price for securities (including Common Stock) determined by the daily volume weighted
average price per unit of securities for such trading day on the New York Stock Exchange or NASDAQ Stock Market, as the case may be, in each case, for the regular trading session (including any extensions thereof, without regard to pre-open or after hours trading outside of such regular trading session), or if such securities are not listed or quoted on the New York Stock Exchange or NASDAQ Stock Market, as reported by the principal U.S.
national or regional securities exchange on which such securities are then listed or quoted, whichever is applicable, as published by Bloomberg at 4:15 P.M., New York City time (or 15 minutes following the end of any extension of the regular trading
session), on such trading day. 
 “Warrant Agent” has the meaning specified in the preamble hereof and shall include any
successor Warrant Agent hereunder. 
 “Warrant Agent Office” has the meaning specified in Section 4(g)(iv) hereof. 

“Warrant Exercise Notice” has the meaning specified Section 5(c)(i) hereof. 

“Warrant Register” has the meaning specified in Section 3(d) hereof. 

“Warrants” has the meaning specified in the recitals hereof. 

“Warrant Shares” has the meaning specified in Section 3(a) hereof. 

“Warrant Statement” has the meaning specified in Section 3(b) hereof. 

  
 3 

 SECTION 2.    Appointment of Warrant Agent. The Company hereby
appoints the Warrant Agent to act as agent for the Company in accordance with the instructions set forth in this Agreement, and the Warrant Agent hereby accepts such appointment, upon the terms and conditions hereinafter set forth. 

SECTION 3.    Issuance of Warrants; Form, Execution and Delivery. 

(a)    Issuance of Warrants. On the Effective Date or a date that is as soon as reasonably practicable after the
Effective Date, the Warrants will be issued by the Company in the amounts and to the recipients specified in the Plan. Such Warrants shall be, upon issuance, duly authorized and validly issued. In accordance with Section 4 hereof, Section 3(b)
hereof and the Plan, the Company will cause to be issued to the Depository, one or more Global Warrant Certificates evidencing the Warrants not evidenced by book-entry registration on the books and records of the Warrant Agent (“Direct
Registration Warrants”). In accordance with Section 4 hereof, Section 3(b) hereof and the Plan, the Company will cause to be issued to the applicable registered Holders, one or more Direct Registration Warrants. The Direct Registration
Warrants and each Warrant evidenced by a Global Warrant Certificate entitles the Holder, upon proper exercise and payment of the Exercise Price, to receive from the Company, as adjusted as provided herein, one share of Common Stock at the Exercise
Price per share specified therein. The shares of Common Stock (as provided pursuant to Section 6 hereof) and/or Other Securities deliverable upon proper exercise of the Warrants are referred to herein as the “Warrant Shares”.
The maximum number of Warrant Shares issuable pursuant to all Warrants issued pursuant to this Agreement shall be 2,173,913 shares, as such amount may be adjusted from time to time pursuant to the terms of this Agreement. The Company shall promptly
notify the Warrant Agent in writing upon the occurrence of the Effective Date and, if such notification is given orally, the Company shall confirm the same in writing on or prior to the Business Day next following. Until such notice is received by
the Warrant Agent, the Warrant Agent may presume conclusively for all purposes that the Effective Date has not occurred. 

(b)    Form of Warrant. Subject to Section 4 of this Agreement, all Warrants issued on the Effective Date
shall be initially issued as Direct Registration Warrants in the name of Amplify AcquisitionCo Inc., then transferred on the Effective Date as Direct Registration Warrants pursuant to instructions of the Company to MEMP and then transferred and
issued pursuant to instructions of the Company on or about the Business Day following the Effective Date (i) in the form of one or more global certificates (the “Global Warrant Certificates”) in substantially the form of
Exhibit A-1 attached hereto with the form of assignment to be printed on the reverse thereof, in substantially the form set forth in Exhibit B attached hereto, and/or (ii) in the form of Direct
Registration Warrants reflected on statements issued by the Warrant Agent from time to time to the holders thereof reflecting such book-entry position (the “Warrant Statements”); provided that any Direct Registration
Warrants that are not subject to any vesting requirements may be exchanged at any time for a corresponding number of Global Warrant Certificates, in accordance with Section 4(d) and the applicable procedures of the Depository and the Warrant Agent.
Such Warrant Statements shall include as an attachment thereto the “Warrant Summary” as set forth in Exhibit C hereto. The Global Warrant Certificates and Warrant Statements may bear such appropriate insertions, omissions, substitutions
and other variations as are required or permitted by this Agreement, and may have such letters, numbers or other marks of identification and such legends or endorsements placed thereon as may be required to comply

  
 4 

 
with the rules and regulations of The Depository Trust Company or any successor thereof (the “Depository”) in the case of the Global Warrant Certificates, with any law or with
any rules made pursuant thereto or with any rules of any securities exchange or as may be determined, consistently herewith and reasonably acceptable to the Warrant Agent, by (i) in the case of Global Warrant Certificates, the Appropriate
Officers executing such Global Warrant Certificates, as evidenced by their execution of the Global Warrant Certificates and (ii) in the case of Warrant Statements, any Appropriate Officer. The Global Warrant Certificates shall be deposited on
or after the date hereof with or on behalf of the Depository and registered in the name of Cede & Co. or any successor thereof, as the Depository’s nominee. Each Global Warrant Certificate shall represent such number of the outstanding
Warrants as specified therein, and each shall provide that it shall represent the aggregate amount of outstanding Warrants from time to time endorsed thereon and that the aggregate amount of outstanding Warrants represented thereby may from time to
time be reduced or increased, as appropriate, in accordance with the terms of this Agreement. 
 (c)    Execution of
Warrants. Global Warrant Certificates shall be signed on behalf of the Company by its Chairman of the Board, its Chief Executive Officer, its President, its Chief Financial Officer, its Treasurer or any Vice President (or higher or equivalent
officer) of the Company (each, an “Appropriate Officer”), and by the Secretary or any Assistant Secretary of the Company. Each such signature upon the Global Warrant Certificates may be in the form of a facsimile or electronic
signature of any such Appropriate Officer, Secretary or Assistant Secretary and may be imprinted or otherwise reproduced on the Global Warrant Certificates and for that purpose the Company may adopt and use the facsimile or electronic signature of
any Appropriate Officer, the Secretary or any Assistant Secretary who shall have been serving as an Appropriate Officer, the Secretary, or an Assistant Secretary at the time of entering into this Agreement or issuing such Global Warrant Certificate.
If any Appropriate Officer, the Secretary or any Assistant Secretary who shall have signed any of the Global Warrant Certificates shall cease to be such Appropriate Officer, the Secretary or an Assistant Secretary before the Global Warrant
Certificates so signed shall have been countersigned by the Warrant Agent or disposed of by the Company, such Global Warrant Certificates nevertheless may be countersigned and delivered or disposed of as though such Appropriate Officer, Secretary or
Assistant Secretary had not ceased to be such Appropriate Officer, Secretary or Assistant Secretary, and any Global Warrant Certificate may be signed on behalf of the Company by any person who, at the actual date of the execution of such Global
Warrant Certificate, shall be a proper Appropriate Officer, Secretary or Assistant Secretary, although at the date of the execution of this Agreement any such person was not such Appropriate Officer, Secretary or Assistant Secretary. Global Warrant
Certificates shall be dated as of the date of countersignature by the Warrant Agent and shall represent one or more whole Warrants. 

(d)    Countersignature. Upon receipt of a written order of the Company and Global Warrant Certificates duly
executed on behalf of the Company, the Warrant Agent, on behalf of the Company, shall countersign one or more Global Warrant Certificates evidencing the Warrants and shall deliver such Global Warrant Certificates to or upon the written order of the
Company. Such written order of the Company shall specifically state the number of Warrants that are to be represented by such Global Warrant Certificate. Each Warrant shall be, and shall remain, subject to the provisions of this Agreement until such
time as all of the Warrants evidenced thereby shall have been duly exercised or shall have expired or been 

  
 5 

 
canceled in accordance with the terms hereof. Each Holder shall be bound by all of the terms and provisions of this Agreement (a copy of which is available on request to the Secretary of the
Company) and any amendments thereto as fully and effectively as if such Holder had signed the same. No Global Warrant Certificate shall be valid for any purpose, and no Warrant evidenced thereby shall be exercisable, until such Global Warrant
Certificate has been countersigned by the manual, facsimile or electronic signature of the Warrant Agent. Such signature by the Warrant Agent upon any Global Warrant Certificate executed by the Company shall be conclusive evidence that such Global
Warrant Certificate so countersigned has been duly issued hereunder. The Warrant Agent shall keep, at an office designated for such purpose, books (the “Warrant Register”) in which, subject to such reasonable regulations as it may
prescribe, it shall register any Global Warrant Certificates or Direct Registration Warrants and exchanges and transfers of outstanding Warrants in accordance with the procedures set forth in Section 4 of this Agreement, all in form
satisfactory to the Company and the Warrant Agent. The Company may require payment of a sum sufficient to cover any stamp or other tax or other governmental charge that may be imposed on the Holder in connection with any such exchange or
registration of transfer. The Warrant Agent shall have no obligation to effect an exchange or register a transfer unless and until any payments required by the immediately preceding sentence have been made. Prior to due presentment for registration
of transfer or exchange of any Warrant in accordance with the procedures set forth in this Agreement, the Warrant Agent and the Company may deem and treat the person in whose name any Warrant is registered as the absolute owner of such Warrant
(notwithstanding any notation of ownership or other writing made in a Global Warrant Certificate by anyone), for the purpose of any exercise thereof, any distribution to the Holder thereof and for all other purposes, and neither the Warrant Agent
nor the Company shall be affected by notice to the contrary. Notwithstanding anything in this Agreement to the contrary, the Company shall not instruct the Warrant Agent to register any Direct Registration Warrants unless and until the Warrant Agent
shall notify the Company in writing that it has the capabilities to accommodate Direct Registration Warrants. 
 SECTION
4.    Transfer or Exchange. 
 (a)    Transfer and Exchange of Global Warrant Certificates
or Beneficial Interests Therein. The transfer and exchange of Global Warrant Certificates or beneficial interests therein shall be effected through the Depository, in accordance with the terms of this Agreement and the procedures of the
Depository. 
 (b)    Exchange of a Beneficial Interest in a Global Warrant Certificate for a Direct Registration
Warrant. Any Holder of a beneficial interest in any whole number of Warrants represented by a Global Warrant Certificate may, upon request, exchange such beneficial interest for a Direct Registration Warrant. Upon receipt by the Warrant Agent
from the Depository or its nominee of written instructions or such other form of instructions as is customary for the Depository on behalf of any Person having a beneficial interest in a Global Warrant Certificate, and all other necessary
information, the Warrant Agent shall cause, in accordance with the standing instructions and procedures existing between the Depository and the Warrant Agent, the number of Warrants represented by the Global Warrant Certificate to be reduced by the
number of Warrants to be represented by a Direct Registration Warrant, as the case may be, to be issued in exchange for the beneficial interest of such Person in the Global Warrant Certificate and, following such reduction, the Warrant Agent shall
register such Direct Registration Warrants in accordance with such written instructions and deliver to such holder a Warrant Statement. 

  
 6 

 (c)    Transfer and Exchange of Direct Registration Warrants. Other
than the transfers of Direct Registration Warrants to occur on or about the Effective Date as specified in Section 3(b) hereof when the registered Holder of a Direct Registration Warrant has presented to the Warrant Agent a written request: 

(i)    to register the transfer of any Direct Registration Warrant; or 

(ii)    to exchange any Direct Registration Warrant for a Direct Registration Warrant(s), representing an equal number of
Warrants of other authorized denominations, the Warrant Agent shall register the transfer or make the exchange as requested if (x) its customary requirements for such transactions are met and (y) such transfer or exchange otherwise
satisfies the provisions of this Agreement; provided, however, that the Warrant Agent has received a written instruction of transfer or exchange, as applicable, in form satisfactory to the Warrant Agent, properly completed and duly executed by the
Holder thereof or by his attorney, duly authorized in writing. A party requesting transfer of Warrants must provide any evidence of authority that may be required by the Warrant Agent, including but not limited to, a signature guarantee from an
eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association. 

(d)    Restrictions on Transfer and Exchange of Direct Registration Warrants for a Beneficial Interest in a Global
Warrant Certificate. Other than the exchange of Direct Registration Warrants for a beneficial interest in a Global Warrant Certificate to occur on or about the Effective Date as specified in Section 3(b) hereof, a Direct Registration Warrant may
not be exchanged for a beneficial interest in a Global Warrant Certificate except upon satisfaction of the requirements set forth below. Upon receipt by the Warrant Agent of appropriate instruments of transfer with respect to a Direct Registration
Warrant, in form satisfactory to the Warrant Agent, together with written instructions directing the Warrant Agent to make, or to direct the Depository to make, an endorsement on the Global Warrant Certificate to reflect an increase in the number of
Warrants represented by the Global Warrant Certificate equal to the number of Warrants represented by such Direct Registration Warrant, and all other necessary information, then the Warrant Agent shall cancel such Direct Registration Warrant on the
Warrant Register and cause, or direct the Depository to cause, in accordance with the standing instructions and procedures existing between the Depository and the Warrant Agent, the number of Warrants represented by the Global Warrant Certificate to
be increased accordingly. If no Global Warrant Certificates are then outstanding, the Company shall issue and the Warrant Agent shall either manually or by facsimile countersign a new Global Warrant Certificate representing the appropriate number of
Warrants. 
 (e)    Restrictions on Transfer and Exchange of Global Warrant Certificates. Notwithstanding any
other provisions of this Agreement (other than the provision set forth in Section 4(f)), a Global Warrant Certificate may not be transferred as a whole except by the Depository to a nominee of the Depository or by a nominee of the Depository to the
Depository or another nominee of the Depository or by the Depository or any such nominee to a successor Depository or a nominee of such successor Depository. 

  
 7 

 (f)    Cancellation of Global Warrant Certificate. At such time as all
beneficial interests in Global Warrant Certificates and Direct Registration Warrants have been exchanged for Common Stock in accordance herewith, redeemed, repurchased or cancelled, all Global Warrant Certificates shall be returned to, or cancelled
and retained pursuant to applicable law by, the Warrant Agent, upon written instructions from the Company reasonably satisfactory to the Warrant Agent. 

(g)    Obligations with Respect to Transfers and Exchanges of Warrants. 

(i)    To permit registrations of transfers and exchanges, the Company shall execute and the Warrant Agent is hereby
authorized to countersign, in accordance with the provisions of this Section 4, Global Warrant Certificates, as required pursuant to the provisions of this Section 4. 

(ii)    All Global Warrant Certificates or Direct Registration Warrants issued upon any registration of transfer or
exchange shall be the valid obligations of the Company, entitled to the same benefits under this Agreement as the Global Warrant Certificates or Direct Registration Warrants surrendered upon such registration of transfer or exchange. 

(iii)    So long as the Depository, or its nominee, is the registered owner of a Global Warrant Certificate, the
Depository or such nominee, as the case may be, will be considered the sole owner or Holder represented by such Global Warrant Certificate for all purposes under this Agreement, including, without limitation, for the purposes of (a) giving
notices with respect to such Warrants and (b) registering transfers with respect to such Warrants. Neither the Company nor the Warrant Agent, in its capacity as registrar for such Warrants, will have any responsibility or liability for any
aspect of the records relating to beneficial interests in a Global Warrant Certificate or for maintaining, supervising or reviewing any records relating to such beneficial interests. 

(iv)    The Warrant Agent shall, upon receipt of all information required to be delivered hereunder, register the transfer
of any outstanding Warrants in the Warrant Register, upon surrender of Global Warrant Certificates, representing such Warrants or, in the case of Direct Registration Warrants (other than the transfer of Direct Registration Warrants on or about the
Effective Date as contemplated by Section 3(b) hereof) upon the delivery by the Registered Holder thereof, at the Warrant Agent Office referred to in Section 15 hereof (the “Warrant Agent Office”), duly endorsed, and
accompanied by a completed form of assignment substantially in the form attached as Exhibit B hereto duly signed by the Holder thereof or by the duly appointed legal representative thereof or by his attorney, duly authorized in writing, such
signature to be guaranteed by a participant in a Medallion Signature Guarantee Program at a guarantee level acceptable to the Warrant Agent. Upon any such registration of transfer, a new Global Warrant Certificate or Warrant Statement, as the case
may be, shall be issued to the transferee. 
 (v)    The Warrant Agent shall not undertake the duties and obligations of
a stock transfer agent under this Agreement, or otherwise, including, without limitation, the duty to receive, issue or transfer shares of the Common Stock. 

  
 8 

 (h)    Each Holder, by its acceptance of any Warrant under this Agreement,
acknowledges and agrees that the Warrants were issued, and the Warrant Shares issuable upon exercise thereof shall be issued, pursuant to the exemption from the registration requirement of Section 5 of the Securities Act of 1933, as amended
(the “Securities Act”) provided by Section 1145 of the Bankruptcy Code, and to the extent that a Warrant holder (or holder of Warrant Shares) is an “underwriter” as defined in Section 1145(b)(1) of the Bankruptcy
Code, such holder may not sell or transfer any Warrants or Warrant Shares in the absence of an effective registration statement under the Securities Act or an exemption from registration thereunder. 

SECTION 5.    Duration and Exercise of Warrants. 

(a)    Expiration Date. The Warrants shall expire on May 4, 2022, at 5:00 p.m., New York City time, which is
the fifth (5th) anniversary of the Effective Date (the “Expiration Date”). After 5:00 p.m. New York City time on the Expiration Date, the Warrants will become void and of no value, and all rights thereunder and all rights in respect
thereof under this Agreement shall cease as of such time. 
 (b)    Exercise Price. On the Effective Date, the
Exercise Price for the Warrants shall be $42.60 per Share (subject to adjustment pursuant to Section 6 hereof). 

(c)    Manner of Exercise. 

(i)    Cash Payment. Subject to the provisions of this Agreement, including the adjustments contained in
Section 6, each Warrant evidenced by a Global Warrant Certificate shall entitle the Holder thereof to purchase from the Company (and the Company shall issue and sell to such Holder) one fully paid and nonassessable share of Common Stock at a
price equal to the Exercise Price. All or any of the Warrants represented by a Global Warrant Certificate or in the form of Direct Registration Warrants may be exercised by the registered Holder thereof during normal business hours on any Business
Day, by delivering (A) written notice of such election (“Warrant Exercise Notice”) to exercise the Warrants to the Company and the Warrant Agent at the addresses set forth in Section 15 hereof no later than 5:00 p.m., New
York City time, on the Expiration Date, which Warrant Exercise Notice shall be (i) substantially in the form set forth in Exhibit A-1 in the case of Warrants represented by a Global Warrant
Certificate and (ii) substantially in the form set forth in Exhibit A-2 hereto in the case of Direct Registration Warrants; and (B) by no later than 5:00 p.m., New York City time, on the
Business Day immediately prior to the Settlement Date, such Warrants to the Warrant Agent (by book-entry transfer through the facilities of the Depository, if such Warrants are represented by a Global Warrant Certificate). Such Global Warrant
Certificate and the documents referred to in clause (A) and (B) of the immediately preceding sentence shall be accompanied by payment in full in respect to each Warrant that is exercised, which shall be made by certified or official bank or
bank cashier’s check payable to the order of the Company, or by wire transfer to the Warrant Agent in immediately available funds. Such payment shall be in an amount equal to the product of the number of shares of Common Stock designated in
such Warrant Exercise Notice multiplied by the Exercise Price for the Warrants being exercised, in each case as adjusted herein. Upon such surrender and payment, such Holder shall thereupon be entitled to receive the number of duly authorized,
validly issued, fully paid and nonassessable Warrant Shares as set forth in clause (d) below and in accordance with clause (h) below. 

  
 9 

 (ii)    Cashless Exercise. Provided the Common Stock is then listed or
admitted for trading on a national securities exchange or an over-the-counter market or comparable system, and subject to the provisions of this Agreement, the Holder
shall have the right, in lieu of paying the Exercise Price in cash, to instruct the Company to reduce the number of shares of Common Stock issuable pursuant to the exercise of the Warrants (the “Cashless Exercise”), so that the
total number of Warrant Shares issuable upon the exercise of the Warrants that shall be delivered shall be in accordance with the following formula: 

X = (M - B) x C 

M 
  

					
		 	where:
			
		 	X =	 	the number of Warrant Shares issuable upon exercise of the Warrants
			
		 	M =	 	the Market Price of a share of Common Stock determined as of the Business Day immediately preceding the day the Warrant Exercise Notice is delivered to the Warrant Agent;
			
		 	B =	 	the Exercise Price; and
			
		 	C =	 	the aggregate number of shares of Warrant Shares for which the Warrants are being exercised.
		
		 	If the Exercise Price exceeds the Market Price at the time of exercise, then no Warrant Shares will be issuable via the Cashless Exercise.

 (d)    The number of Warrant Shares to be issued on such exercise will be determined by
the Company (with written notice thereof to the Warrant Agent) in accordance with Section 5(c). For the avoidance of doubt, the number of Warrant Shares determined pursuant to the foregoing formula to be issuable shall, if not a whole number, be
rounded down to the nearest whole number. The Warrant Agent shall have no duty or obligation to investigate or confirm whether the Company’s determination of the number of Warrant Shares of Common Stock to be issued on such exercise is accurate
or correct, nor shall the Warrant Agent have any duty or obligation to take any action with regard to such warrant exercise prior to being notified by the Company of the relevant number of Warrant Shares to be issued. 

(e)    Any exercise of a Warrant pursuant to the terms of this Agreement shall be irrevocable and shall constitute a
binding agreement between the Holder and the Company, enforceable in accordance with its terms. 
 (f)    The Warrant
Agent shall: 
 (i)    examine all Warrant Exercise Notices and all other documents delivered to it by or on behalf of
Holders as contemplated hereunder to ascertain whether, on their face, such Warrant Exercise Notices and any such other documents have been executed and completed in accordance with their terms; 

  
 10 

 (ii)    inform the Company of and cooperate with and assist the Company in
resolving any reconciliation problems between the Warrant Exercise Notices received and delivery of Warrants to the Warrant Agent’s account; 

(iii)    advise the Company, no later than five Business Days after receipt of a Warrant Exercise Notice, of (a) the
receipt of such Warrant Exercise Notice and the number of Warrants exercised in accordance with the terms of this Agreement, (b) the number of Shares issued upon exercise of a Warrant, (c) the notation to the records of the Depository
reflecting the balance, if any, of the shares of Common Stock issuable after such exercise of the Warrant, (d) the instructions with respect to delivery of the shares of Common Stock deliverable upon such exercise, subject to the timely receipt
from the Depository of the necessary information, and (e) such other information as the Company shall reasonably require; 

(iv)    liaise with the Depository and effect such delivery to the relevant accounts at the Depository in accordance with
its requirements, if requested by the Company and delivered with the Common Stock and all other necessary information by or on behalf of the Company for delivery to the Depository; and 

(g)    All questions as to the validity, form and sufficiency (including time of receipt) of a Warrant exercise shall be
determined by the Company in its sole discretion in good faith, which determination shall be final and binding. The Warrant Agent shall incur no liability for or in respect of and, except to the extent such liability arises from the Warrant
Agent’s bad faith, gross negligence or willful misconduct (each as determined by a final, non-appealable order, judgment of a court decree or ruling of competent jurisdiction), shall be indemnified and
held harmless by the Company for acting or refraining from acting upon, or as a result of such determination by, the Company. The Company reserves the right to reject any and all Warrant Exercise Notices not in proper form or for which any
corresponding agreement by the Company to exchange would, in the opinion of the Company, be unlawful as determined in good faith. Such determination by the Company shall be final and binding on the Holders absent manifest error. Moreover, the
Company reserves the absolute right to waive any of the conditions to the exercise of Warrants or defects in Warrant Exercise Notices with regard to any particular exercise of Warrants. Neither the Company nor the Warrant Agent shall be under any
duty to give notice to the Holders of any irregularities in any exercise of Warrants, nor shall they incur any liability for the failure to give such notice. 

(h)    As soon as reasonably practicable after the exercise of any Warrant, the Company shall issue, or otherwise deliver,
in authorized denominations to or upon the order of the Holder, either: (A) if such Holder holds the Warrants being exercised through the Depository’s book-entry transfer facilities, by same-day or next-day credit to the Depository for the account of such Holder or for the account of a participant in the Depository the number of Warrant Shares to which such Holder is entitled, in each case registered in such
name and delivered to such account as directed in the Warrant Exercise Notice by such Holder or by the direct participant in the Depository through which such Holder is acting; or (B) if such Holder holds the Warrants being exercised in the
form of Direct Registration Warrants, a book-entry interest in the number of Warrant Shares to which such Holder is entitled on the books and records of the Company’s transfer agent. Such Warrant Shares shall be deemed to have been issued and
any person so designated to be named therein shall be deemed to have become a Holder of record of such Warrant Shares as of the close of business on the date of the delivery thereof. 

  
 11 

 If fewer than all of the Warrants evidenced by a Global Warrant Certificate surrendered upon the
exercise of Warrants are exercised at any time prior to the Expiration Date, the Warrant Agent shall cause a notation to be made to the records maintained by the Depository. 

(i)    Notwithstanding any adjustment pursuant to Section 6 in the number of Warrant Shares purchasable upon the
exercise of a Warrant, the Company shall not be required to issue Warrants to purchase fractions of Warrant Shares, or to issue fractions of Warrant Shares upon exercise of the Warrants, or to distribute certificates which evidence fractional
Warrant Shares. In the event of an adjustment that results in a Warrant becoming exercisable for fractional Warrant Shares, the number of Warrant Shares subject to such Warrant shall be adjusted upward or downward to the nearest whole number of
Warrant Shares or Other Securities (with one half rounded up). All Warrants held by a holder shall be aggregated for purposes of determining any such adjustment. 

(j)    If all of the Warrants evidenced by a Global Warrant Certificate have been exercised, such Global Warrant
Certificate shall be cancelled by the Warrant Agent. Such cancelled Global Warrant Certificate shall then be disposed of by or at the direction of the Company in accordance with applicable law. The Warrant Agent shall confirm such information to the
Company in writing as promptly as practicable. 
 (k)    The Company shall pay all expenses in connection with, and all
taxes and other governmental charges that may be imposed with respect to, the issuance or delivery of Warrant Shares upon exercise of Warrants; provided, that the Company shall not be required to pay any tax or governmental charge that may be
imposed with respect to any applicable withholding or the issuance or delivery of the Warrant Shares to any Person other than the Holder of the Warrants underlying such Warrant Shares, and no such issuance or delivery shall be made unless and until
the Person requesting such issuance has paid to the Company the amount of any such tax, or has established to the satisfaction of the Company that such tax has been paid. 

(l)    The Warrant Agent shall keep copies of this Agreement and any notices given or received hereunder for a period
beginning on the date of this Agreement and ending no earlier than the first anniversary of the Expiration Date. 
 SECTION
6.    Adjustment of Exercise Price and Number of Shares Purchasable or Number of Warrants. 

(a)    Stock Dividends, Subdivisions and Combinations of Shares. If after the date hereof the number of outstanding
shares of Common Stock is increased by a dividend or share distribution to all holders of Common Stock, in each case payable in shares of Common Stock, or by a subdivision, combination or other reclassification of shares of Common Stock, then, in
the case of such events, the amount of Common Stock issuable for each Warrant and the Exercise Price will be adjusted as follows: on the day following the date fixed for the determination of holders of shares of Common Stock entitled to receive such
dividend or share 

  
 12 

 
distribution, and in the cases of subdivisions, combinations and other reclassifications, on the day following the effective date thereof: (a) the Exercise Price in effect immediately prior
to such action shall be adjusted to a new Exercise Price that bears the same relationship to the Exercise Price in effect immediately prior to such event as the total number of shares of Common Stock outstanding immediately prior to such action
bears to the total number of shares of Common Stock outstanding immediately after such event, and (b) the number of Shares of Common Stock purchasable upon the exercise of any Warrant after such event shall be the number of Shares of Common
Stock obtained by multiplying the number of Shares of Common Stock purchasable immediately prior to such adjustment upon the exercise of such Warrant by the Exercise Price in effect immediately prior to such adjustment and dividing the product so
obtained by the Exercise Price in effect after such adjustment. 
 (b)    Certain Distributions. A distribution
to all holders of the Common Stock of rights expiring less than thirty (30) calendar days after the issuance thereof entitling holders to purchase shares of Common Stock at a price per share less than the Market Price as of the record date for
such issuance (or, if there is no record date, on the date of such issuance) shall be deemed a dividend of a number of shares of Common Stock equal to the product of (i) the number of shares of Common Stock actually issued in such distribution
(or actually issued under any issued rights that are convertible into or exercisable for the Common Stock) multiplied by (ii) one (1) minus the quotient of (x) the price per share of Common Stock paid to exercise such rights
divided by (y) the Market Price, and the amount of Common Stock issuable for each Warrant, and the Exercise Price will be adjusted in accordance with the foregoing sentence. For purposes of this Section 6(b), if the rights constitute securities
convertible into or exercisable for Common Stock, in determining the price payable for Common Stock, there shall be taken into account any consideration received for such rights, as well as any additional amount payable upon exercise or conversion.

 (c)    Distributions. If after the date hereof the Company shall distribute to all holders of its shares of
Common Stock evidences of its indebtedness or assets (excluding cash distributions made as a dividend payable out of earnings or out of surplus legally available for dividends under the laws of the jurisdiction of incorporation of the Company) or
rights to subscribe for shares of Common Stock expiring at least thirty (30) calendar days after the issuance thereof, then in each such case (i) the Exercise Price in effect on the trading day immediately following the close of business
on the record date for such distribution shall be decreased to an amount determined by multiplying such Exercise Price by a fraction, the numerator of which is the Market Price of a share of the Common Stock on the trading day immediately prior to
the Ex-Date less the Market Price of the assets or evidences of indebtedness so distributed or of such subscription rights per share of Common Stock outstanding on the trading day immediately prior to the Ex-Date (determined for such purpose on the basis of the aggregate assets, evidences of indebtedness and/or rights distributed with respect to one share of Common Stock as if, for purposes of the definition of
“Market Price”, such assets, evidences of indebtedness and/or rights were an “Other Security” as defined herein) (as determined by the Board of Directors of the Company, whose determination shall be conclusive, and described in a
statement filed with the Warrant Agent) and the denominator of which is the Market Price of a share of Common Stock on the trading day immediately prior to the
Ex-Date and (ii) the number of Shares of Common Stock purchasable upon the exercise of any Warrant after such event shall be the number of Shares of Common Stock obtained by multiplying the number of
Shares of 

  
 13 

 
Common Stock purchasable immediately prior to such adjustment upon the exercise of such Warrant by the Exercise Price in effect immediately prior to such adjustment and dividing the product so
obtained by the Exercise Price in effect after such adjustment. Such adjustments shall be made whenever any such distribution is made, and shall become effective retroactively on the date immediately after the record date for the determination of
stockholders entitled to receive such distribution. 
 (d)    Adjustments for Mergers and Consolidations. In case
the Company, after the date hereof, shall merge, consolidate or otherwise engage in a recapitalization, reclassification, reorganization or business combination with another Person, then, in the case of any such transaction, proper provision shall
be made so that, upon the basis and terms and in the manner provided in this Agreement, the Holders, upon the exercise of the Warrants at any time after the consummation of such transaction (subject to the Expiration Date), shall be entitled to
receive (at the aggregate Exercise Price in effect at the time of the transaction for all Common Stock or Other Securities issuable upon such exercise immediately prior to such consummation), in lieu of the Common Stock or Other Securities Warrant
Shares issuable upon such exercise prior to such consummation, the greatest amount of securities, cash or other property to which such Holder would have been entitled as a holder of Common Stock (or Other Securities) upon such consummation if such
Holder had exercised the rights represented by the Warrants held by such Holder immediately prior thereto, subject to adjustments (subsequent to such consummation) as nearly equivalent as possible to the adjustments provided for in Sections 6(a) and
6(b) above; provided, however, that each Holder, at the election of the Company, may be required at the consummation of any such transaction to receive solely cash in an amount determined reasonably and in good faith by the Board of Directors of the
Company to equal the excess of (i) the product of (A) the value of the per share consideration to be received by the holders of the Common Stock (or Other Securities) in such transaction multiplied by (B) the number of Warrant Shares
subject to the Warrants held by such Holder, over (ii) the aggregate Exercise Price payable by such Holder upon exercise in full of such Warrants, and upon consummation of such transaction the Holders shall surrender all Global Warrant
Certificates to the Warrant Agent for cancellation. 
 (e)    Restrictions on Adjustments. Notwithstanding
anything to the contrary in this Section 6, the Exercise Price and the Warrant Shares issuable shall not be adjusted: 

(i)    in the case of a Deemed Liquidation Event; 

(ii)    upon the issuance of any shares of Common Stock pursuant to the exercise of the Warrants; 

(iii)    upon the issuance of any shares of Common Stock or other securities of the Company issued in
connection with a business combination, consolidation, merger, acquisition or joint venture transaction involving the Corporation or any of its subsidiaries; 

(iv)    upon the issuance of any shares of Common Stock pursuant to any present or future plan providing
for the reinvestment of dividends or interest payable on the Company’s securities and the investment of additional optional amounts in shares of Common Stock under any plan; 

  
 14 

 (v)    upon the issuance of any shares of Common Stock or
other securities (including options or rights) pursuant to the Management Incentive Plan (as defined in the Plan) or any other present or future employee, director or consultant benefit plan or program of, or assumed by, the Company or any of the
Company’s subsidiaries, and securities issued upon exercise or conversion of such options or other rights; 

(vi)    upon the issuance of any shares of Common Stock pursuant to any security of the Company not
described otherwise in this subsection and outstanding as of the date the Warrants were first issued, or otherwise contemplated under the Plan; or 

(vii)    for a change in the par value of the Common Stock. 

(f)    Additional Restrictions on Adjustment. 

(i)    In no event will the Company adjust the Exercise Price or make a corresponding adjustment to the
number of Warrant Shares to the extent that the adjustment would reduce the Exercise Price below the par value per share of Common Stock. 

(ii)    No adjustment shall be made to the Exercise Price or the number of Warrant Shares for any of the
transactions described in Sections 6(a) – (d) if the Company makes provisions for the Holders to participate in any such transaction without exercising their Warrants on the same basis as holders of Common Stock and with notice that the Board
of Directors determines in good faith to be fair and appropriate. 
 (iii)    No adjustment shall be made
to the Exercise Price, nor will any corresponding adjustment be made to the number of Warrant Shares, unless the adjustment would result in a change of at least 1% of the Exercise Price; provided that any adjustments that are less than 1% of
the Exercise Price shall be carried forward and such carried forward adjustments, regardless of whether the aggregate adjustment is less than 1% of the Exercise Price, shall be made (x) immediately prior to the time of any exercise and
(y) five (5) Business Days prior to the Expiration Date, unless, in each case, such adjustment has already been made. 

(g)    Notice of Adjustment in Exercise Price. Whenever the Exercise Price and Warrant Shares issuable shall be
adjusted as provided in this Section 6, the Company shall forthwith file with the Warrant Agent a statement, signed by an Appropriate Officer, briefly stating the facts requiring such adjustment, the Exercise Price that will be effective after
such adjustment and the impact of such adjustment on the number and kind of securities issuable upon exercise of the Warrants. The Warrant Agent shall have no duty with respect to any statement filed with it except to keep the same on file and
available for inspection by registered Holders during reasonable business hours. The Warrant Agent shall not at any time be under any duty or responsibility to any Holder to determine whether any facts exist which may require any adjustment to the
Exercise Price or securities issuable, or with respect to the nature or extent of any adjustment of the Exercise Price or securities issuable when made or with respect to the method employed in making such adjustment. 

  
 15 

 (h)    No Change in Warrant Terms on Adjustment. Irrespective of any
adjustments in the Exercise Price or the number of Warrant Shares (including any inclusion of Other Securities) issuable upon exercise, Warrants theretofore or thereafter issued may continue to express the same prices and number of Warrant Shares as
are stated in the similar Warrants issuable initially, or at some subsequent time, pursuant to this Agreement, and the Exercise Price and such number of Warrant Shares issuable upon exercise specified thereon shall be deemed to have been so
adjusted. 
 (i)    Treasury Shares. Shares of Common Stock at any time owned by the Company shall not be deemed
to be outstanding for the purposes of any computation under this Section 6. 
 SECTION 7.    Cancellation of
Warrants. The Warrant Agent shall cancel all Global Warrant Certificates surrendered for exchange, substitution or transfer in whole or in part. Such cancelled Global Warrant Certificates shall thereafter be disposed of by the Warrant Agent upon
written instructions from the Company reasonably satisfactory to the Warrant Agent and such Direct Registration Warrants shall be canceled by appropriate notation on the Warrant Register. 

SECTION 8.    Mutilated or Missing Global Warrant Certificates. Upon receipt by the Company and the Warrant Agent
from any Holder of evidence reasonably satisfactory to them of the ownership of and the loss, theft, destruction or mutilation of such Holder’s Global Warrant Certificate and a surety bond or indemnity reasonably satisfactory to them, and in
case of mutilation upon surrender and cancellation thereof, the Company will execute and the Warrant Agent will countersign and deliver in lieu thereof a new Global Warrant Certificate of like tenor and representing an equal number of Warrants to
such Holder; provided in the case of mutilation, no bond or indemnity shall be required if such Global Warrant Certificate in identifiable form is surrendered to the Company or the Warrant Agent for cancellation. Upon the issuance of any new
Global Warrant Certificate under this Section 8, the Company may require the payment of a sum sufficient to cover any stamp tax or other governmental charge that may be imposed in relation thereto and any other expenses (including the
reasonable fees and expenses of the Warrant Agent) in connection therewith. Every new Global Warrant Certificate executed and delivered pursuant to this Section 8 in lieu of any lost, stolen, destroyed or mutilated Global Warrant Certificate
shall be entitled to the same benefits of this Agreement equally and proportionately with any and all other Global Warrant Certificates, whether or not the allegedly lost, stolen or destroyed Global Warrant Certificate shall be at any time
enforceable by anyone. The provisions of this Section 8 are exclusive and shall preclude (to the extent lawful) all other rights or remedies with respect to the replacement of lost, stolen, destroyed or mutilated Global Warrant Certificates.

  
 16 

 SECTION 9.    Merger, Consolidation, and Sale of Assets; Automatic
Exercise. 
 (a)    Notwithstanding anything contained herein to the contrary, but subject to the provisions of
Section 9(b) of this Agreement, the Company will not effect a merger or consolidation unless, prior to the consummation of such transaction, each Person (other than the Company) (a “Successor Entity”) that may be required to deliver
any Warrant Shares, cash or property upon the exercise of any Warrant as provided herein shall assume, by written instrument delivered to the Warrant Agent, the obligations of the Company under this Agreement and under each of the Warrants,
including, without limitation, the obligation to deliver such Warrant Shares, cash or property as may be required pursuant to Section 6 hereof, and shall provide for adjustments equivalent to the adjustments provided for in Section 6
hereof. 
 (b)    In case of any consolidation, merger, business combination, sale, lease or other transfer is a Deemed
Liquidation Event, the Successor Entity may, at its sole option, (A) deem all Warrants outstanding as of the close of business on the trading day immediately preceding the Deemed Liquidation Date (the “Automatic Exercise Time”)
exercised (even if not surrendered) as of the Automatic Exercise Time and settled as set forth in Section 5(c)(ii), or (B) assume all of the Company’s obligations under this Agreement and the Warrants and upon any such assumption shall
succeed to and be substituted for the Company with the same effect as if it had been named herein as the Company. For the avoidance of doubt, for the option described in Section 9(b)(A) above, no Warrant shall remain outstanding or exercisable after
the Automatic Exercise Time and each Person in whose name any shares of Common Stock are issued as a result shall for all for all purposes be deemed to have become the holder of record of such shares as of the Automatic Exercise Time. The Company
shall promptly notify the Holders and the Warrant Agent of any automatic exercise pursuant to this Section 9 and the number of shares of Common Stock, if any, issuable to each Holder as a result of such automatic exercise. 

SECTION 10.    Reservation of Shares; Certain Actions. 

(a)    Reservation of Shares. The Company shall at all times reserve and keep available, free from preemptive
rights, out of its authorized but unissued Common Stock (or out of authorized Other Securities), solely for issuance and delivery upon exercise of Warrants, the full number of Warrant Shares from time to time issuable upon the exercise of all
Warrants and any other outstanding warrants, options or similar rights, from time to time outstanding. All Warrant Shares shall be duly authorized and, when issued upon such exercise of the Warrants, shall be duly and validly issued, and (if
applicable) fully paid and nonassessable, free from all taxes, liens, charges, security interests, encumbrances and other restrictions created by or through the Company and issued without violation (i) of any preemptive or similar rights of any
stockholder of the Company and (ii) by the Company of any applicable law or governmental regulation or any requirements of any domestic securities exchange upon which the Warrant Shares may be listed at the time of such exercise. 

(b)    Certain Actions. Before taking any action that would cause an adjustment pursuant to Section 6 reducing
any Exercise Price below the then par value (if any and if applicable) of the Warrant Shares issuable upon exercise of the Warrants, the Company will take any reasonable corporate action that may, in the opinion of its counsel, be necessary in order
that the Company may validly and legally issue fully paid and nonassessable Warrant Shares at such Exercise Price as so adjusted. 

  
 17 

 SECTION 11.    Notification of Certain Events; Corporate Action. In
the event of: 
 (a)    any taking by the Company of a record of the holders of any class of securities for the purpose
of determining the holders thereof who are entitled to receive any dividend (excluding cash distributions made as a dividend payable out of earnings or out of surplus legally available for dividends under the laws of the jurisdiction of
incorporation of the Company) or other distribution of any kind, or any right to subscribe for, purchase or otherwise acquire any shares of stock of any class or any other securities or property, or to receive any other right or interest of any
kind; or 
 (b)    (A) any capital reorganization of the Company, (B) any reclassification of the capital
stock of the Company (other than a change in par value or from par value to no par value or from no par value to par value or as a result of a subdivision or combination), (C) the consolidation or merger of the Company with or into any other
Person (other than a consolidation or merger in which the Company is the continuing corporation and which does not result in any change in the shares of Common Stock), (D) the sale or transfer of the properties and assets of the Company as, or
substantially as, an entirety to another Person, or (E) an exchange offer for Common Stock (or Other Securities); or 

(c)    the voluntary or involuntary dissolution, liquidation, or winding up of the Company, the Company shall cause to be
filed with the Warrant Agent and mailed to each Holder a notice specifying (x) the date or expected date on which any such record is to be taken for the purpose of such dividend, distribution or right, and the amount and character of any such
dividend, distribution or right, or if a record is not to be taken, the date as of which the holders of Common Stock of record to be entitled to such dividend, distribution, or right are to be determined, and the amount and character of such
dividend, distribution or right, or (y) the date or expected date on which any such reorganization, reclassification, consolidation, merger, sale, transfer, exchange offer, dissolution, liquidation or winding up is expected to become effective,
and the time, if any such time is to be fixed, as of which holders of record of Common Stock (or Other Securities) shall be entitled to exchange their shares of Common Stock (or Other Securities) for the securities or other property deliverable upon
such reorganization, reclassification, consolidation, merger, sale, transfer, exchange offer, dissolution, liquidation or winding up. Such notice shall be delivered not less than ten (10) calendar days prior to such date therein specified, in
the case of any such date referred to in clause (x) of the preceding sentence, and not less than twenty (20) calendar days prior to such date therein specified, in the case of any such date referred to in clause (y) of the preceding
sentence. Failure to give such notice within the time provided or any defect therein shall not affect the legality or validity of any such action. 

SECTION 12.    Warrant Agent. The Warrant Agent undertakes the duties and obligations imposed by this Agreement
upon the terms and conditions set forth in this Section 12. 
 (a)    Limitation on Liability. The Warrant
Agent shall not by countersigning Global Warrant Certificates or by any other act hereunder be accountable with respect to or be deemed to make any representations as to the validity or authorization of the Warrants or the Global Warrant
Certificates (except as to its countersignature thereon), as to the validity, authorization or value (or kind or amount) of any Warrant Shares or other property delivered or deliverable upon exercise of any Warrant, or as to the purchase price of
such Warrant Shares or other property. The Warrant Agent shall not (i) be liable for any recital or statement of fact 

  
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contained herein or in the Global Warrant Certificates or for any action taken, suffered or omitted by the Warrant Agent in good faith in the belief that any Global Warrant Certificate or any
other document or any signature is genuine or properly authorized, (ii) be responsible for determining whether any facts exist that may require any adjustment of the Exercise Price and the number of Warrant Shares, or with respect to the nature
or extent of any such adjustments when made, or with respect to the method of adjustment employed, (iii) be responsible for any failure on the part of the Company to issue, transfer or deliver any Warrant Shares or property upon the surrender
of any Warrant for the purpose of exercise or to comply with any other of the Company’s covenants and obligations contained in this Agreement or in the Global Warrant Certificates or (iv) be liable for any action taken, suffered or omitted
to be taken in connection with this Agreement, except for its own bad faith, gross negligence or willful misconduct. The Warrant Agent shall be liable hereunder only for its own bad faith, gross negligence or willful misconduct (which bad faith,
gross negligence or willful misconduct must be determined by a final, non-appealable order, judgment, decree or ruling of a court of competent jurisdiction). Except for the foregoing, notwithstanding anything
in this Agreement to the contrary, in no event shall the Warrant Agent be liable for special, indirect, punitive, incidental or consequential loss or damage of any kind whatsoever (including but not limited to lost profits), even if the Warrant
Agent has been advised of the likelihood of the loss or damage and regardless of the form of the action. 

(b)    Instructions. The Warrant Agent is hereby authorized to accept advice or instructions with respect to the
performance of its duties hereunder from an Appropriate Officer and to apply to any such officer for advice or instructions. The Warrant Agent shall be fully protected and authorized in relying upon the most recent advice or instructions received
from any such officer. The Warrant Agent shall not be liable for any action taken, suffered or omitted by it in accordance with the advice or instructions of any such officer, except to the extent that such action or omission resulted directly from
the Warrant Agent’s bad faith, gross negligence, or willful misconduct. 
 (c)    Agents. The Warrant Agent
may execute and exercise any of the rights and powers hereby vested in it or perform any duty hereunder either itself or by or through its attorneys, agents or employees, provided reasonable care has been exercised in the selection and in the
continued employment of such attorney, agent or employee. The Warrant Agent shall not be under any obligation or duty to institute, appear in, or defend any action, suit or legal proceeding in respect hereof, but this provision shall not affect the
power of the Warrant Agent to take such action as the Warrant Agent may consider necessary. The Warrant Agent shall promptly notify the Company in writing of any claim made or action, suit or proceeding instituted against the Warrant Agent arising
out of or in connection with this Agreement. 
 (d)    Cooperation. The Company will perform, execute,
acknowledge and deliver or cause to be performed, executed, acknowledged and delivered all such further acts, instruments and assurances as may reasonably be required by the Warrant Agent in order to enable the Warrant Agent to carry out or perform
its duties under this Agreement. 
 (e)    Agent Only. The Warrant Agent shall act solely as agent for the
Company in accordance with the terms and conditions hereof and does not assume any obligation or relationship of agency or trust with any Holders. The Warrant Agent shall not be liable except 

  
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for the performance of such duties as are specifically set forth herein, and no implied covenants or obligations shall be read into this Agreement against the Warrant Agent, whose duties and
obligations shall be determined solely by the express provisions hereof. 
 (f)    Right to Counsel. The Warrant
Agent may at any time consult with legal counsel reasonably satisfactory to it (who may be legal counsel for the Company), and the Warrant Agent shall incur no liability or responsibility to the Company or to any Warrant Holder for any action taken,
suffered or omitted by the Warrant Agent in good faith in accordance with the opinion or advice of such counsel. 

(g)    Compensation. The Company agrees to pay the Warrant Agent reasonable compensation for all services rendered
by it hereunder and to reimburse the Warrant Agent for its reasonable expenses hereunder (including reasonable and documented fees and out-of-pocket expenses of one
legal counsel and one local counsel), and further agrees to indemnify and hold the Warrant Agent and its employees, officers, directors and agents harmless against any and all loss, claims, damages, expenses and liabilities, including, but not
limited to, any judgments, costs and such reasonable counsel fees, for any action taken, suffered or omitted by the Warrant Agent and its employees, officers, directors and agents in connection with the acceptance, administration, exercise and
performance of its duties under this Agreement and the Warrants, except for any such liabilities that arise as a result of the Warrant Agent’s bad faith, gross negligence or willful misconduct (as determined by a court of competent jurisdiction
in a final and non-appealable judgment). 
 (h)     Accounting and
Payment. The Warrant Agent shall account promptly to the Company with respect to Warrants exercised and concurrently pay to the Company all moneys received by the Warrant Agent on behalf of the Company on the purchase of Warrant Shares through
the exercise of Warrants. The Warrant Agent shall advise the Company by telephone at the end of each day on which a payment for the exercise of Warrants is received of the amount so deposited to such account. The Warrant Agent shall as soon as
practicable confirm such telephone advice to the Company in writing. 
 (i)    No Conflict. Subject to applicable
law, the Warrant Agent and any stockholder, affiliate, director, officer or employee of the Warrant Agent may buy, sell or deal in any of the Warrants or other securities of the Company or become pecuniarily interested in any transaction in which
the Company may be interested, or contract with or lend money to the Company or otherwise act as fully and freely as though it were not Warrant Agent under this Agreement. Subject to applicable law, nothing herein shall preclude the Warrant Agent
from acting in any other capacity for the Company or for any other Person including, without limitation, acting as trustee under an indenture. 

(j)    Resignation; Termination. The Warrant Agent may resign its duties and be discharged from all further duties
and liabilities hereunder (except liabilities arising as a result of the Warrant Agent’s bad faith, gross negligence or willful misconduct) after giving thirty (30) calendar days’ prior written notice to the Company. The Company may
remove the Warrant Agent upon thirty (30) calendar days’ written notice, and the Warrant Agent shall thereupon in like manner be discharged from all further duties and liabilities hereunder, except as have been caused by the Warrant
Agent’s bad faith, gross negligence or willful misconduct. The Company 

  
 20 

 
shall cause to be mailed promptly (by first class mail, postage prepaid) to each registered Holder at such Holder’s last address as shown on the register of the Company, at the
Company’s expense, a copy of such notice of resignation or notice of removal, as the case may be. Upon such resignation or removal the Company shall promptly appoint in writing a new warrant agent. If the Company shall fail to make such
appointment within a period of sixty (60) calendar days after it has been notified in writing of such resignation by the resigning Warrant Agent or after such removal, then the Holder of any Warrant may apply to any court of competent
jurisdiction for the appointment of a new warrant agent. A resignation or removal of the Warrant Agent and appointment of a successor Warrant Agent will become effective only upon the successor Warrant Agent’s acceptance of appointment. Pending
appointment of a successor to the Warrant Agent, either by the Company or by such a court, the duties of the Warrant Agent shall be carried out by the Company. Any successor warrant agent, whether appointed by the Company or by such a court, shall
be a Person, organized under the laws of the United States or of any state thereof and authorized under such laws to conduct a shareholder services business, be subject to supervision and examination by a Federal or state authority, and have a
combined capital and surplus of not less than $100,000,000 as set forth in its most recent published annual report of condition; or in the case of such capital and surplus requirement, a controlled affiliate of such a Person meeting such capital and
surplus requirement. After acceptance in writing of such appointment by the new Warrant Agent, such successor Warrant Agent shall be vested with the same powers, rights, duties and responsibilities under this Agreement as if it had been originally
named herein as the Warrant Agent, without any further assurance, conveyance, act or deed; but if for any reason it shall be necessary or expedient to execute and deliver any further assurance, conveyance, act or deed, the same shall be done at the
expense of the Company and shall be legally and validly executed and delivered by the resigning or removed Warrant Agent. Not later than the effective date of any such appointment, the Company shall send notice thereof to the resigning or removed
Warrant Agent and shall forthwith cause a copy of such notice to be mailed (by first class, postage prepaid) to each registered Holder at such Holder’s last address as shown on the register of the Company. Failure to give any notice provided
for in this Section 12(j), or any defect in any such notice, shall not affect the legality or validity of the resignation of the Warrant Agent or the appointment of a successor Warrant Agent, as the case may be. 

(k)    Merger, Consolidation or Change of Name of Warrant Agent. Any corporation into which the Warrant Agent may
be merged or converted or with which it may be consolidated, or any corporation resulting from any merger, conversion or consolidation to which the Warrant Agent shall be a party, or any corporation succeeding to all or substantially all of the
agency business of the Warrant Agent shall be the successor to the Warrant Agent hereunder without the execution or filing of any document or any further act on the part of any of the parties hereto, provided that such corporation would be eligible
for appointment as a successor Warrant Agent under the provisions of Section 12(j). If at the time such successor to the Warrant Agent shall succeed under this Agreement, any of the Global Warrant Certificates shall have been countersigned but
not delivered, any such successor to the Warrant Agent may adopt the countersignature of the original Warrant Agent; and if at that time any of the Global Warrant Certificates shall not have been countersigned, any successor to the Warrant Agent may
countersign such Global Warrant Certificates either in the name of the predecessor Warrant Agent or in the name of the successor Warrant Agent; and in all such cases such Warrant Certificates shall have the full force and effect provided in the
Global Warrant Certificates and in this Agreement. If at any time the name of the Global Warrant Agent shall be changed and at 

  
 21 

 
such time any of the Warrants shall have been countersigned but not delivered, the Warrant Agent whose name has changed may adopt the countersignature under its prior name; and if at that time
any of the Warrants shall not have been countersigned, the Warrant Agent may countersign such Warrants either in its prior name or in its changed name; and in all such cases such Warrants shall have the full force and effect provided in the Warrants
and in this Agreement. 
 (l)    Exclusions. Unless a court of competent jurisdiction determines by a final, non-appealable order, judgment, decree or ruling that the Warrant Agent’s action or inaction constitutes bad faith, gross negligence or willful misconduct on the part of the Warrant Agent, the Warrant Agent
shall have no responsibility with respect to the validity of this Agreement or with respect to the validity or execution of any Warrant (except its countersignature thereof); nor shall it be responsible for any breach by the Company of any covenant
or condition contained in this Agreement or in any Warrant; nor shall it be responsible or have any duty to make any calculation or adjustment (unless reasonably requested to do so by the Company in writing in a manner consistent with the terms of
this Agreement), or to determine when any calculation or adjustment required under the provisions hereof should be made, how it should be made or what it should be, or have any responsibility or liability for the manner, method or amount of any such
calculation or adjustment or the ascertaining of the existence of facts that would require any such calculation or adjustment; nor shall it by any act hereunder be deemed to make any representation or warranty as to the authorization or reservation
of any Warrant to be issued pursuant to this Agreement or as to whether any Warrant Shares will, when issued, be valid and fully paid and nonassessable. 

(m)    No Liability for Interest. The Warrant Agent shall not be under any liability for interest on any monies at
any time received by it pursuant to any of the provisions of this Agreement. 
 (n)    No Liability for
Invalidity. The Warrant Agent shall not be under any responsibility with respect to the validity or sufficiency of this Agreement or the execution and delivery hereof (except the due execution and delivery hereof by the Warrant Agent) or with
respect to the validity or execution of the Global Warrant Certificates (except its countersignature thereon). 

(o)    No Responsibilities for Recitals. The recitals contained herein and in the Global Warrant Certificates
(except as to the Warrant Agent’s countersignature thereon) shall be taken as the statements of the Company, and the Warrant Agent assumes no responsibility hereby for the correctness of the same. 

(p)    No Implied Obligations. The Warrant Agent shall be obligated to perform such duties as are explicitly set
forth herein and no implied duties or obligations shall be read into this Agreement against the Warrant Agent. The Warrant Agent shall not be under any obligation to take any action hereunder that may involve it in any expense or liability, the
payment of which within a reasonable time is not, in its reasonable opinion, assured to it. The Warrant Agent shall not be accountable or under any duty or responsibility for the use by the Company of any Global Warrant Certificate authenticated by
the Warrant Agent and delivered by it to the Company pursuant to this Agreement or for the application by the Company of the 

  
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proceeds of the issuance and sale, or exercise, of the Warrants or Warrant Shares. The Warrant Agent shall have no duty or responsibility in case of any default by the Company in the performance
of its covenants or agreements contained herein or in any Global Warrant Certificate or in the case of the receipt of any written demand from a Holder with respect to such default, including, without limiting the generality of the foregoing, any
duty or responsibility to initiate or attempt to initiate any proceedings at law or otherwise or, to make any demand upon the Company. 

(q)    Force Majeure. In no event shall the Warrant Agent be responsible or liable for any failure or delay in the
performance of its obligations under this Agreement arising out of or caused by, directly or indirectly, forces beyond its reasonable control, including, without limitation, strikes, work stoppages, accidents, acts of war or terrorism, civil or
military disturbances, nuclear or natural catastrophes or acts of God, and interruptions, loss or malfunctions of utilities, communications or computer (software or hardware) services. 

SECTION 13.    Severability. In the event that any one or more of the provisions contained herein or in the
Warrants, or the application thereof in any circumstances, is held invalid, illegal or unenforceable, the validity, legality and enforceability of any such provisions in every other respect and of the remaining provisions contained herein and
therein shall not be affected or impaired thereby; provided, that if any such excluded term, provision, covenant or restriction shall materially adversely affect the rights, immunities, duties or obligations of the Warrant Agent, the Warrant Agent
shall be entitled to resign immediately. Furthermore, subject to the preceding sentence, in lieu of any such invalid, illegal or unenforceable provision, the parties hereto intend that there shall be added as a part of this Agreement a provision as
similar in terms and commercial effect to such invalid, illegal or unenforceable provision as may be possible and be valid and enforceable. 

SECTION 14.    Holder Not Deemed a Stockholder. Prior to the exercise of any Warrants, no Holder of a Global
Warrant Certificate, as such, shall be entitled to any rights of a stockholder of the Company, including, but not limited to, the right to vote, to receive dividends or other distributions, to exercise any preemptive right or, except as otherwise
provided herein, to receive notice as stockholders in respect of the meetings of stockholders or for the election of directors of the Company or any other matter. 

SECTION 15.    Notices to Company and Warrant Agent. All notices, requests or demands authorized by this Agreement
to be given or made by the Warrant Agent or by any registered Holder of any Warrant to or on the Company or the Warrant Agent to be effective shall be in writing (including by telecopy), and shall be deemed to have been duly given or made when
delivered by hand, or two Business Days after being delivered to a recognized courier (whose stated terms of delivery are two business days or less to the destination such notice), or five Business Days after being deposited in the mail, or, in the
case of facsimile or email notice, when received, addressed (until another address is filed in writing by the Company with the Warrant Agent) as follows: 

AMPLIFY ENERGY CORP. 
 500 Dallas
Street, Suite 1600 
 Houston, TX 77002 

					
		 	Attention:	  	General Counsel
		 	E-mail:	  	legal_notices@amplifyenergy.com

  
 23 

 If the Company shall fail to maintain such office or agency or shall fail to give such notice of
any change in the location thereof, presentation may be made and notices and demands may be served at the principal office of the Warrant Agent. 

Any notice pursuant to this Agreement to be given by the Company or by any registered Holder of any Warrant to the Warrant Agent shall be
sufficiently given if sent by first-class mail, postage prepaid, or by facsimile or email notice, addressed (until another address is filed in writing by the Warrant Agent with the Company), as follows: 

American Stock Transfer & Trust Company, LLC 

48 Wall Street, 22nd Floor 

New York, NY 10005 
 Attention:
Legal Department 
 Email: legalteamAST@amstock.com 

The Warrant Agent maintains the Warrant Agent’s Principal Office at the above address. 

SECTION 16.    Supplements and Amendments. The Company and the Warrant Agent may from time to time supplement or
amend this Agreement (a) without the approval of any Holders in order to cure any ambiguity, manifest error or other mistake in this Agreement, or to correct or supplement any provision contained herein that may be defective or inconsistent
with any other provision herein, or to make any other provisions in regard to matters or questions arising hereunder that the Company and the Warrant Agent may deem necessary or desirable and that shall not adversely affect, alter or change the
interests of the Holders in any material respect or (b) with the prior written consent of Holders exercisable for a majority of the Warrant Shares then issuable upon exercise of all of the Warrants then outstanding; provided that each
amendment or supplement that decreases the Warrant Agent’s rights or increases its duties and responsibilities hereunder shall also require the prior written consent of the Warrant Agent. Notwithstanding the foregoing, the consent of each
Holder affected shall be required for any amendment pursuant to which the Exercise Price would be increased or the number of Warrant Shares purchasable would be decreased (other than pursuant to adjustments provided herein) or the Expiration Date
would be shortened. Upon execution and delivery of any supplement or amendment pursuant to this Section 16, such amendment shall be considered a part of this Agreement for all purposes and every Holder of a Global Warrant Certificate
theretofore or thereafter countersigned and delivered hereunder shall be bound thereby. 
 SECTION
17.    Termination. This Agreement shall terminate on the Expiration Date or, if later, upon settlement of all Warrants (i) validly exercised prior to the Expiration Date and, (ii) if exercised pursuant to
section 5(c)(i) hereof, for which the Exercise Price was timely paid. Notwithstanding the foregoing, this Agreement will terminate on any earlier date when all Warrants have been exercised, or cancelled, provided, however, that the provisions of
Section 12 shall survive such termination. 

  
 24 

 SECTION 18.    Governing Law and Consent to Forum. This Agreement
shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed within the State of New York. Each of the Company and the Warrant Agent hereby irrevocably submits to the
jurisdiction of any New York State court sitting in the City of New York or any Federal Court sitting in the City of New York with respect to any suit, action or proceeding arising out of or relating to this Agreement, and each irrevocably accepts
for itself and in respect of its property, generally and unconditionally, the jurisdiction of the aforesaid courts. Nothing herein shall affect the right of any Person to serve process in any manner permitted by law or to commence legal proceedings
or otherwise proceed against the Company or the Warrant Agent in any other jurisdiction. 
 SECTION 19.    Waiver of
Jury Trial. The parties hereto waive all right to trial by jury in any action or proceeding to enforce or defend any rights hereunder. 

SECTION 20.    Benefits of this Agreement. Nothing in this Agreement shall be construed to give to any Person other
than the Company, the Warrant Agent and the registered Holders (who are express third party beneficiaries of this Agreement) any legal or equitable right, remedy or claim under this Agreement, and this Agreement shall be for the sole and exclusive
benefit of the Company, the Warrant Agent and the registered Holders. 
 SECTION 21.    Counterparts. This
Agreement may be executed in any number of counterparts and each of such counterparts shall for all purposes be deemed to be an original, and such counterparts shall together constitute but one and the same instrument. 

SECTION 22.    Headings. The headings of sections of this Agreement have been inserted for convenience of reference
only, are not to be considered a part hereof and in no way modify or restrict any of the terms or provisions hereof. 

[signature page follows] 

  
 25 

 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed and
delivered as of the day and year first above written. 
  

			
	AMPLIFY ENERGY CORP.

 
			
		
	By	 	 /s/ Robert L. Stillwell, Jr.

			
	Name:	 	Robert L. Stillwell, Jr.
	Title:	 	Authorized Signatory

  
 26 

 
			
	AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC

 
			
		
	By	 	 /s/ Michael Legregin

			
	Name:	 	Michael Legregin
	Title:	 	SVP

  
 27 

 EXHIBIT A-1 

FORM OF FACE OF GLOBAL WARRANT CERTIFICATE 

This Global Warrant Certificate is deposited with or on behalf of The Depository Trust Company (the “Depository”) or its nominee in custody for the
benefit of the beneficial owners hereof, and is not transferable to any person under any circumstances except that (i) this Global Warrant Certificate may be delivered to the Warrant Agent for cancellation pursuant to Section 4(f) of the
Warrant Agreement and (ii) this Global Warrant Certificate may be transferred pursuant to Section 4(e) of the Warrant Agreement and as set forth below. 

UNLESS THIS GLOBAL WARRANT CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TO THE COMPANY OR THE WARRANT AGENT FOR REGISTRATION
OF TRANSFER, EXCHANGE OR PAYMENT AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY (AND ANY PAYMENT HEREON IS MADE TO CEDE &
CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL BECAUSE THE REGISTERED OWNER HEREOF, CEDE & CO.
OR SUCH OTHER ENTITY, HAS AN INTEREST HEREIN. 
 TRANSFERS OF THIS GLOBAL WARRANT CERTIFICATE SHALL BE LIMITED TO TRANSFERS IN WHOLE, BUT NOT IN
PART, TO NOMINEES OF THE DEPOSITORY OR TO A SUCCESSOR THEREOF OR SUCH SUCCESSOR’S NOMINEE OR AS OTHERWISE PERMITTED IN SECTION 4(E) OF THE WARRANT AGREEMENT, AND TRANSFERS OF BENEFICIAL INTERESTS IN THIS GLOBAL WARRANT CERTIFICATE SHALL BE
LIMITED TO TRANSFERS MADE IN ACCORDANCE WITH THE RESTRICTIONS SET FORTH IN SECTION 4 OF THE WARRANT AGREEMENT. 
 No registration or transfer of the
securities issuable pursuant to the exercise of the Warrant will be recorded on the books of the Company until such provisions have been complied with. 

To the extent that any provision hereof conflicts with any provision of the Warrant Agreement, the provision in the Warrant Agreement shall control. 

  
 A-1-1 

 CUSIP No. 032113 110 

ISIN No. US0321131106 

WARRANTS TO PURCHASE 
 SHARES OF
COMMON STOCK 
 AMPLIFY ENERGY CORP. 

GLOBAL WARRANT TO PURCHASE COMMON STOCK 

VOID AFTER 5:00 P.M., New York City Time, May 4, 2022 

This Global Warrant Certificate (“Warrant Certificate”) certifies that Cede & Co., or its registered assigns is the registered holder of
Warrants (the “Warrants”) of AMPLIFY ENERGY CORP., a Delaware corporation (the “Company”), to purchase the number of shares (the “Shares”) of common stock, par value $0. 0001 per share (the “Common Stock”), of
the Company set forth above. The Warrants expire at 5:00 p.m., New York City time, on the date that is the fifth year anniversary of the Effective Date (such date, the “Expiration Date”), and each Warrant entitles the holder to purchase
from the Company one fully paid and non-assessable Share at the exercise price (the “Exercise Price”), payable to the Company either by certified or official bank or bank cashier’s check payable
to the order of the Company, or by wire transfer in immediately available funds of the aggregate Exercise Price to an account of the Warrant Agent specified in writing by the Warrant Agent for such purpose, no later than 5:00 p.m., New York City
time, on the business day immediately prior to the settlement date, which settlement date is three Business Days after a Warrant Exercise Notice is delivered (the “Settlement Date”). The initial Exercise Price shall be $42.60. 

In lieu of paying the Exercise Price as set forth in the preceding paragraph, subject to the provisions of the Warrant Agreement (as defined on the reverse
hereof), the Warrants shall entitle the holder thereof, at the election of such holder, to exercise the Warrants by authorizing the Company to withhold from issuance a number of Shares issuable upon exercise of the Warrants which when multiplied by
the Market Price of the Common Stock is equal to the aggregate price for the number of Shares for which the Warrants are being exercised at the Exercise Price (assuming the Exercise Price for all such Shares was being paid in cash), and such
withheld shares shall no longer be issuable under the Warrants. 
 The Exercise Price and the number of Shares purchasable upon exercise of the Warrants are
subject to adjustment upon the occurrence of certain events as set forth in the Warrant Agreement. 
 To the extent that any provision hereof conflicts with
any provision of the Warrant Agreement, the provision in the Warrant Agreement shall control. 
 No Warrant may be exercised prior to the date of the
Warrant Agreement or after the Expiration Date. 
 After 5:00 p.m., New York City time, on the Expiration Date, the Warrants will become wholly void and of
no value. 
 REFERENCE IS HEREBY MADE TO THE FURTHER PROVISIONS OF THIS WARRANT CERTIFICATE SET FORTH ON THE REVERSE HEREOF. SUCH FURTHER PROVISIONS SHALL
FOR ALL PURPOSES HAVE THE SAME EFFECT AS THOUGH FULLY SET FORTH AT THIS PLACE. 

  
 A-1-2 

 This Warrant Certificate shall not be valid unless countersigned by the Warrant Agent. 

IN WITNESS WHEREOF, the Company has caused this Warrant Certificate to be executed by its duly authorized officer. 

Dated:
                                         
                            
  

			
	AMPLIFY ENERGY CORP.

			
		
	By:	 	  

			
	Name:	 	
	Title:	 	

			
		
	By:	 	  

			
	Name:	 	
	Title:	 	

  

			
	AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
	
	as Warrant Agent

			
		
	By:	 	  

			
	Name:	 	
	Title:	 	

  
 A-1-3 

 FORM OF REVERSE OF GLOBAL WARRANT CERTIFICATE 

AMPLIFY ENERGY CORP. 
 The Warrants evidenced by
this Warrant Certificate are a part of a duly authorized issue of Warrants to purchase shares of Common Stock issued pursuant to that certain Warrant Agreement, dated as of May 4, 2017 (the “Warrant Agreement”), duly executed and
delivered by the Company and American Stock Transfer & Trust Company, LLC, as Warrant Agent (the “Warrant Agent”). The Warrant Agreement hereby is incorporated by reference in and made a part of this instrument and is hereby
referred to for a description of the rights, limitation of rights, obligations, duties and immunities thereunder of the Warrant Agent, the Company and the holders (the words “holders” or “holder” meaning the registered holders or
registered holder) of the Warrants. A copy of the Warrant Agreement may be inspected at the Warrant Agent’s office and is available upon written request addressed to the Company. All capitalized terms used on the face of this Warrant
Certificate but not defined herein and are defined in the Warrant Agreement shall have the meanings assigned to them therein. 
 Warrants may be exercised
to purchase Warrant Shares from the Company from the date of the Warrant Agreement through 5:00 p.m., New York City time, on the Expiration Date, at the Exercise Price set forth on the face hereof, subject to adjustment as described in the Warrant
Agreement. Subject to the terms and conditions set forth herein and in the Warrant Agreement, the holder of the Warrants evidenced by this Warrant Certificate may exercise such Warrants by: 

(i) providing written notice of such election (“Warrant Exercise Notice”) to exercise the Warrants to the Company and the Warrant Agent at the
addresses set forth in the Warrant Agreement, by hand or by facsimile, no later than 5:00 p.m., New York City time, on the Expiration Date, which Warrant Exercise Notice shall substantially be in the form of an election to purchase shares of Common
Stock set forth herein, properly completed and executed by the holder; (ii) delivering no later than 5:00 p.m., New York City time, on the Business Day immediately prior to the Settlement Date, the Warrants to the Warrant Agent (by book-entry
transfer through the facilities of the Depository); and (iii) paying the Exercise Price, together with any applicable taxes and governmental charges. 

In lieu of paying the Exercise Price as set forth in the preceding paragraph, subject to the provisions of the Warrant Agreement, the Warrants shall entitle
the holder thereof, at the election of such holder, to exercise the Warrants by authorizing the Company to withhold from issuance a number of shares of Common Stock issuable upon exercise of the Warrants which when multiplied by the Market Price of
the Common Stock is equal to the aggregate price for the number of Shares for which the Warrants are being exercised at the Exercise Price (assuming the Exercise Price for all such Shares was being paid in cash), and such withheld shares shall no
longer be issuable under the Warrants. 
 In the event that upon any exercise of the Warrants evidenced hereby the number of shares of Common Stock actually
purchased shall be less than the total number of shares of Common Stock purchasable upon exercise of the Warrants evidenced hereby, there shall be issued to the holder hereof, or such holder’s assignee, a new Warrant Certificate evidencing
Warrants to purchase the shares of Common Stock not so purchased or appropriate adjustment shall be made in the “Schedule of Increases or Decreases in Global Warrant Certificate” annexed hereto. No adjustment shall be made for any cash
dividends on any shares of Common Stock issuable upon exercise of Warrants. After 5:00 p.m., New York City time on the Expiration Date, unexercised Warrants shall become wholly void and of no value. 

The Company shall not be required to issue fractional shares of Common Stock or any certificates that evidence fractional Shares. 

  
 A-1-4 

 Warrant Certificates, when surrendered by book-entry delivery through the facilities of the Depository, may be
exchanged, in the manner and subject to the limitations provided in the Warrant Agreement, but without payment of any service charge, for another Warrant Certificate or Warrant Certificates of like tenor evidencing Warrants to purchase in the
aggregate a like number of shares of Common Stock. 
 No Warrants may be sold, exchanged or otherwise transferred in violation of the Securities Act or
state securities laws. 
 The Company and Warrant Agent may deem and treat the registered holder hereof as the absolute owner of this Warrant Certificate
(notwithstanding any notation of ownership or other writing hereon made by anyone) for the purpose of any exercise hereof and for all other purposes, and neither the Company nor the Warrant Agent shall be affected by any notice to the contrary. 

[Balance of page intentionally remains blank] 

  
 A-1-5 

 [TO BE ATTACHED TO GLOBAL WARRANT CERTIFICATE] 

SCHEDULE OF INCREASES OR DECREASES IN GLOBAL WARRANT CERTIFICATE 

The following increases or decreases in this Global Warrant have been made: 
  

									
	Date	  	Amount of decrease in the number of shares issuable upon exercise of the Warrants represented by this Global Warrant	  	Amount of increase in number of shares issuable upon exercise of the Warrants represented by this Global Warrant	  	Number of shares issuable upon exercise of the Warrants represented by this Global Security following such decrease or increase	  	  
 Signature of authorized officer of the Warrant Agent

  
 A-1-6 

 FORM OF ELECTION TO EXERCISE WARRANT FOR 

WARRANT HOLDERS HOLDING WARRANTS 

THROUGH THE DEPOSITORY TRUST COMPANY 

TO BE COMPLETED BY DIRECT PARTICIPANT 

IN THE DEPOSITORY TRUST COMPANY 

AMPLIFY ENERGY CORP. 
 Warrants to
Purchase                  Shares of Common Stock 
 (TO BE
EXECUTED UPON EXERCISE OF THE WARRANT) 
 The undersigned hereby irrevocably elects to exercise the right, represented by Warrants to purchase shares of
Common Stock of AMPLIFY ENERGY CORP. (the “Company”) held for its benefit through the book-entry facilities of The Depository Trust Company (the “Depository”), to purchase
             newly issued shares of Common Stock of the Company at the Exercise Price of $                 
per share. 
 The undersigned represents, warrants and promises that it has the full power and authority to exercise and deliver the Warrants exercised
hereby. The undersigned represents, warrants and promises that it has delivered or will deliver in payment for such shares $                 by certified or official
bank or bank cashier’s check payable to the order of the Company, or by wire transfer in immediately available funds of the aggregate Exercise Price to an account of the Warrant Agent specified in writing by the Warrant Agent for such purpose
or through a cashless exercise (as described below), no later than 5:00 p.m., New York City time, on the Business Day immediately prior to the Settlement Date. 

☐Please check if the undersigned, in lieu of paying the Exercise Price as set forth in the preceding paragraph, elects to exercise Warrants by
authorizing the Company to withhold from issuance a number of shares of Common Stock issuable upon exercise of the Warrants which when multiplied by the Market Price of the Common Stock is equal to the aggregate price for the number of Shares for
which the Warrants are being exercised at the Exercise Price (assuming the Exercise Price for all such Shares was being paid in cash), and such withheld shares shall no longer be issuable under the Warrants. 

The undersigned requests that the shares of Common Stock purchased hereby be in registered form in the authorized denominations, registered in such names and
delivered, all as specified in accordance with the instructions set forth below, provided that if the shares of Common Stock are evidenced by global securities, the shares of Common Stock shall be registered in the name of the Depository or its
nominee. 
 Dated:
                                 

NOTE: THIS EXERCISE NOTICE MUST BE DELIVERED TO THE WARRANT AGENT, PRIOR TO 5:00 P.M., NEW YORK CITY TIME, ON THE EXPIRATION DATE. THE WARRANT AGENT SHALL
NOTIFY YOU (THROUGH THE CLEARING SYSTEM) OF (1) THE WARRANT AGENT’S ACCOUNT AT THE DEPOSITORY TO WHICH YOU MUST DELIVER YOUR WARRANTS ON THE EXERCISE DATE AND (2) THE ADDRESS, PHONE NUMBER AND FACSIMILE NUMBER WHERE YOU CAN CONTACT
THE WARRANT AGENT AND TO WHICH WARRANT EXERCISE NOTICES ARE TO BE SUBMITTED. 

  
 A-1-7 

 NAME OF DIRECT PARTICIPANT IN THE DEPOSITORY:
                                         
                                         
           

                          
                                         
                                   (PLEASE PRINT) 

ADDRESS:
                                         
                                         
                                         
                                         
           
 CONTACT NAME:
                                         
                                         
                                         
                                       

ADDRESS:
                                         
                                         
                                         
                                         
           
 TELEPHONE (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                 
 FAX (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                                

SOCIAL SECURITY OR OTHER TAXPAYER IDENTIFICATION NUMBER (IF APPLICABLE):
                                         
                                         
                                         
                                         
                                

ACCOUNT FROM WHICH WARRANTS ARE BEING DELIVERED:
                                         
                                      

DEPOSITORY ACCOUNT NO.:
                                         
                                         
                                         
                  
 WARRANT EXERCISE NOTICES WILL
ONLY BE VALID IF DELIVERED IN ACCORDANCE WITH THE INSTRUCTIONS SET FORTH IN THIS NOTIFICATION (OR AS OTHERWISE DIRECTED), MARKED TO THE ATTENTION OF “WARRANT EXERCISE”. WARRANT HOLDER DELIVERING WARRANTS, IF OTHER THAN THE DIRECT DTC
PARTICIPANT DELIVERING THIS WARRANT EXERCISE NOTICE: 
 NAME:
                                         
                                         
                                         
                                         
                 
      (PLEASE
PRINT) 
 CONTACT NAME:
                                         
                                         
                                         
                                      

TELEPHONE (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                
 FAX (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                               

SOCIAL SECURITY OR OTHER TAXPAYER IDENTIFICATION NUMBER (IF APPLICABLE):
                                         
                                         
                                         
                                         
                               

ACCOUNT TO WHICH THE SHARES OF COMMON STOCK ARE TO BE CREDITED:
                                         
                                         
                                         
                                         
                               

DEPOSITORY ACCOUNT NO.:
                                         
                                         
                                         
                  

  
 A-1-8 

 FILL IN FOR DELIVERY OF THE COMMON STOCK, IF OTHER THAN TO THE PERSON DELIVERING THIS WARRANT
EXERCISE NOTICE: 
 NAME:
                                         
                                         
                                         
                                         
                  

             (PLEASE PRINT) 

ADDRESS:
                                         
                                         
                                         
                                         
           
  

                          
                                         
                                         
                                         
                                         
     
 CONTACT 
 NAME:
                                         
                                         
                                         
                                         
                 
 TELEPHONE (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                
 FAX (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                               

SOCIAL SECURITY OR OTHER TAXPAYER IDENTIFICATION NUMBER (IF APPLICABLE): 
  

                          
                                         
                                         
                                         
                                         
    
 NUMBER OF SHARES OF COMMON STOCK FOR WHICH WARRANT IS BEING EXERCISED 

(ONLY ONE EXERCISE PER WARRANT EXERCISE NOTICE):
                                         
                                         
  
 Signature:
                                         
                                         
                                         
                                         
             
 Name:
                                         
                                         
                                         
                                         
                   
 Capacity in which Signing:
                                         
                                         
                                         
                           

Signature Guaranteed 
 BY:
                                         
                                         
                                         
                                         
                       

Signatures must be guaranteed by a participant in a Medallion Signature Guarantee Program at a guarantee level acceptable to the
Company’s transfer agent. 

  
 A-1-9 

 EXHIBIT A-2 

FORM OF ELECTION TO EXERCISE WARRANT FOR 

WARRANT HOLDERS HOLDING 
 DIRECT
REGISTRATION WARRANTS 
 TO BE COMPLETED BY REGISTERED HOLDER 

AMPLIFY ENERGY CORP. 
 Warrants to
Purchase                  Shares of Common Stock 
 (TO BE
EXECUTED UPON EXERCISE OF THE WARRANT) 
 The undersigned hereby irrevocably elects to exercise the right, represented by Warrants to purchase shares of
Common Stock of AMPLIFY ENERGY CORP. (the “Company”), to purchase              newly issued shares of Common Stock of the Company at the Exercise Price of
$                 per share. 
 The undersigned represents, warrants and
promises that it has the full power and authority to exercise and deliver the Warrants exercised hereby. The undersigned represents, warrants and promises that it has delivered or will deliver in payment for such shares
$                 by certified or official bank or bank cashier’s check payable to the order of the Company, or by wire transfer in immediately available funds of
the aggregate Exercise Price to an account of the Warrant Agent specified in writing by the Warrant Agent for such purpose or through a cashless exercise (as described below), no later than 5:00 p.m., New York City time, on the Business Day
immediately prior to the Settlement Date. 
 ☐Please check if the undersigned, in lieu of paying the Exercise Price as set forth in the preceding
paragraph, elects to exercise Warrants by authorizing the Company to withhold from issuance a number of shares of Common Stock issuable upon exercise of the Warrants which when multiplied by the Market Price of the Common Stock is equal to the
aggregate price for the number of Shares for which the Warrants are being exercised at the Exercise Price (assuming the Exercise Price for all such Shares was being paid in cash), and such withheld shares shall no longer be issuable under the
Warrants. 
 The undersigned requests that the shares of Common Stock purchased hereby be in registered form in the authorized denominations, registered in
such names and delivered, all as specified in accordance with the instructions set forth below, provided that if the shares of Common Stock are evidenced by global securities, the shares of Common Stock shall be registered in the name of the
Depository or its nominee. 
 Dated:
                                     

NOTE: THIS EXERCISE NOTICE MUST BE DELIVERED TO THE WARRANT AGENT, PRIOR TO 5:00 P.M., NEW YORK CITY TIME, ON THE EXPIRATION DATE. THE WARRANT AGENT SHALL
NOTIFY YOU (THROUGH THE CLEARING SYSTEM) OF (1) THE WARRANT AGENT’S ACCOUNT AT THE DEPOSITORY TO WHICH YOU MUST DELIVER YOUR WARRANTS ON THE EXERCISE DATE AND (2) THE ADDRESS, PHONE NUMBER AND FACSIMILE NUMBER WHERE YOU CAN CONTACT
THE WARRANT AGENT AND TO WHICH WARRANT EXERCISE NOTICES ARE TO BE SUBMITTED. 

  
 A-2-1 

 NAME OF DIRECT PARTICIPANT IN THE DEPOSITORY:
                                         
                                         
             

                          
                                         
                                   (PLEASE PRINT) 

ADDRESS:
                                         
                                         
                                         
                                         
             
 CONTACT NAME:
                                         
                                         
                                         
                                        

ADDRESS:
                                         
                                         
                                         
                                         
            
  

                          
                                         
                                         
                                         
                                         
      
 TELEPHONE (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                  
 FAX (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                                 

SOCIAL SECURITY OR OTHER TAXPAYER IDENTIFICATION NUMBER (IF APPLICABLE):
                                         
                                         
                                         
                                         
                               

ACCOUNT FROM WHICH WARRANTS ARE BEING DELIVERED:
                                         
                                    

DEPOSITORY ACCOUNT NO.:
                                         
                                         
                                         
                
 WARRANT EXERCISE NOTICES WILL ONLY BE
VALID IF DELIVERED IN ACCORDANCE WITH THE INSTRUCTIONS SET FORTH IN THIS NOTIFICATION (OR AS OTHERWISE DIRECTED), MARKED TO THE ATTENTION OF “WARRANT EXERCISE”. WARRANT HOLDER DELIVERING WARRANTS, IF OTHER THAN THE DIRECT DTC PARTICIPANT
DELIVERING THIS WARRANT EXERCISE NOTICE: 
 NAME:
                                         
                                         
                                         
                                         
                 

      (PLEASE PRINT) 

CONTACT NAME:
                                         
                                         
                                         
                                      

TELEPHONE (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                 
 FAX (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                               

SOCIAL SECURITY OR OTHER TAXPAYER IDENTIFICATION NUMBER (IF APPLICABLE): 

                          
                                         
                                         
                                         
                                         
     
 ACCOUNT TO WHICH THE SHARES OF COMMON STOCK ARE TO BE CREDITED:
                                         
                                         
                                         
                                         
                               

DEPOSITORY ACCOUNT NO.:
                                         
                                         
                                         
                  

  
 A-2-2 

 FILL IN FOR DELIVERY OF THE COMMON STOCK, IF OTHER THAN TO THE PERSON DELIVERING THIS WARRANT
EXERCISE NOTICE: 
 NAME:
                                         
                                         
                                         
                                         
                  

             (PLEASE PRINT) 

ADDRESS:
                                         
                                         
                                         
                                         
           
  

                          
                                         
                                         
                                         
                                         
     
 CONTACT 
 NAME:
                                         
                                         
                                         
                                         
                 
 TELEPHONE (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                
 FAX (INCLUDING INTERNATIONAL CODE):
                                         
                                         
                               

SOCIAL SECURITY OR OTHER TAXPAYER IDENTIFICATION NUMBER (IF APPLICABLE): 
  

                          
                                         
                                         
                                         
                                         
    
 NUMBER OF SHARES OF COMMON STOCK FOR WHICH WARRANT IS BEING EXERCISED 

(ONLY ONE EXERCISE PER WARRANT EXERCISE NOTICE):
                                         
                                         

 Signature:
                                         
                                         
                                         
                                         
             
 Name:
                                         
                                         
                                         
                                         
                   
 Capacity in which Signing:
                                         
                                         
                                         
                           

Signature Guaranteed 
 BY:
                                         
                                         
                                         
                                         
                       

Signatures must be guaranteed by a participant in a Medallion Signature Guarantee Program at a guarantee level acceptable to the
Company’s transfer agent. 

  
 A-2-3 

 EXHIBIT B 

FORM OF ASSIGNMENT 
 (TO BE
EXECUTED BY THE REGISTERED HOLDER 
 IF SUCH HOLDER DESIRES TO TRANSFER A WARRANT) 

FOR VALUE RECEIVED, the undersigned registered holder hereby sells, assigns and transfers unto 

 
  

Name of Assignee 
  

 
 Address of Assignee 

Warrants to purchase                  shares of Common Stock held by
the undersigned, together with all right, title and interest therein, and does irrevocably constitute and appoint attorney, to transfer such Warrants on the books of the Warrant Agent, with full power of substitution. 

 
  

Signature 
  

 
 Date 

 
  

Social Security or Other Taxpayer Identification Number of Assignee 

SIGNATURE GUARANTEED BY: 
  

 
 Signatures must be guaranteed by a participant in
a Medallion Signature Guarantee Program at a guarantee level acceptable to the Company’s transfer agent. 

  
 B-1 

 EXHIBIT C 

WARRANT SUMMARY 
 NUMBER OF WARRANTS:
Initially, 2,173,913 Warrants, subject to adjustment as described in the Warrant Agreement dated as of May 4, 2017 between AMPLIFY ENERGY CORP. (the “Company”) and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as
Warrant Agent (as supplemented or amended, the “Warrant Agreement”), each of which is exercisable for one share of the Company’s common stock, par value $0.0001 per share. This summary is not complete and reference is made to
the Warrant Agreement for the terms of the Warrants. In the event of any conflict, the terms of the Warrant Agreement shall control. 
 EXERCISE PRICE:
Initially, $42.60 per Warrant, subject to adjustment as described in the Warrant Agreement. 
 FORM OF SETTLEMENT: 

Full Settlement: If Full Physical Settlement is elected, the Company shall deliver, against payment of the Exercise Price, a number of Common Shares equal to
the number of Warrants exercised. 
 Cashless Exercise: If Cashless Exercise is elected, the Company will withhold from issuance a number of shares of
Common Stock issuable upon the exercise of the Warrants which, when multiplied by the Market Price of the Common Stock, is equal to the aggregate price for the number of Shares for which the Warrants are being exercised at the Exercise Price
(assuming the Exercise price for all such Shares was being paid in cash), and such withheld shares shall no longer be issuable under the Warrants. 
 DATES
OF EXERCISE: At any time, and from time to time, prior to the Close of Business on the Expiration Date. 
 EXPIRATION DATE: The Close of Business on
May 4, 2022. 

  
 C-1

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