Document:

Form of Restricted Stock Award under the 2004 Equity Incentive Plan

 Exhibit 10(l) 
 Hercules Technology Growth Capital, Inc. 
 Amended and Restated 2004 Equity Incentive Plan

 Restricted Stock Award Agreement 
 Hercules Technology Growth Capital, Inc. 
 400 Hamilton Avenue, Suite 310 
 Palo Alto, CA 94301 
 The undersigned (i) acknowledges receipt of an award (the “Award”) of
restricted stock from Hercules Technology Growth Capital, Inc. (the “Company”) under the Amended and Restated 2004 Equity Incentive Plan (the “Plan”), subject to the terms set forth below and in the Plan; (ii) further
acknowledges receipt of a copy of the Plan as in effect on the date hereof and the currently effective prospectus relating to such Plan; and (iii) agrees with the Company as follows: 
  

	 	1.	Effective Date. This Agreement shall take effect as of
                    , which is the date of grant of the Award. 

  

	 	2.	Shares Subject to Award. The Award consists of              shares (the “Shares”) of
common stock of the Company (“Stock”). The undersigned’s rights to the Shares are subject to the restrictions described in this Agreement and the Plan (which is incorporated herein by reference with the same effect as if set forth
herein in full) in addition to such other restrictions, if any, as may be imposed by law. 

  

	 	3.	Meaning of Certain Terms. Except as otherwise expressly provided, all terms used herein shall have the same meaning as in the Plan. The term “vest” as used
herein with respect to any Share means the lapsing of the forfeiture restrictions described herein with respect to such Share. 

  

	 	4.	Nontransferability of Shares. The Shares acquired by the undersigned pursuant to this Agreement shall not be sold, transferred, pledged, assigned or otherwise
encumbered or disposed of except as provided below and in the Plan. 

  

	 	5.	Forfeiture Risk. If the undersigned ceases to be an employee of the Company and its subsidiaries for any reason, including death, any then outstanding and unvested
Shares acquired by the undersigned hereunder shall be automatically and immediately forfeited. The undersigned hereby (i) appoints the Company as the attorney-in-fact of the undersigned to take such actions as may be necessary or appropriate to
effectuate a transfer of the record ownership of any such shares that are unvested and forfeited hereunder, (ii) agrees to deliver to the Company, as a precondition to the issuance of any certificate or certificates with respect to unvested
Shares hereunder, one or more stock powers, endorsed in blank, with respect to such Shares, and (iii) agrees to sign such other powers and take such other actions as the Company may reasonably request to accomplish the transfer or forfeiture of
any unvested Shares that are forfeited hereunder. 

  

	 	6.	Retention of Certificates. Any certificates representing unvested Shares shall be held by the Company’s Transfer Agent (American Stock Transfer Company) in book
entry form until such Shares vest. If unvested Shares are held in book entry form, the undersigned agrees that the Company may give stop transfer instructions to the depository to ensure compliance with the provisions hereof.

	 	7.	Vesting of Shares. The shares acquired hereunder shall vest in accordance with the provisions of this Paragraph 7 and Section 7 of the Plan, as follows:

              Shares on and after
            ; 
 an additional
             Shares on and after             ; and 
 an additional              Shares on and after
            ; and 
 an additional
             Shares on and after              
 Notwithstanding the foregoing, no shares shall vest on any vesting date specified above unless the undersigned is then, and since the date of grant has
continuously been, an employee of the Company. In the event of a Covered Transaction, the Administrator may require that any amounts delivered, exchanged or otherwise paid in respect of outstanding and then unvested Shares be placed in escrow or
otherwise made subject to such restrictions as the Administrator deems appropriate to carry out the intent of the Plan. References in this Agreement to the Shares shall refer, mutatis mutandis, to any such restricted amounts. 
  

	 	8.	Legend. Any certificates representing unvested Shares shall be held by the Company, and any such certificate shall contain a legend substantially in the following
form: 

 THE TRANSFERABILITY OF THIS CERTIFICATE AND THE SHARES OF STOCK REPRESENTED HEREBY ARE SUBJECT TO THE TERMS AND
CONDITIONS (INCLUDING FORFEITURE) OF AMENDED AND RESTATED 2004 EQUITY INCENTIVE PLAN AND A RESTRICTED STOCK AWARD AGREEMENT ENTERED INTO BETWEEN THE REGISTERED OWNER AND HERCULES TECHNOLOGY GROWTH CAPITAL, INC. COPIES OF SUCH PLAN AND AGREEMENT ARE
ON FILE IN THE OFFICES OF HERCULES TECHNOLOGY GROWTH CAPITAL, INC. 
 As soon as practicable, following the vesting of any such Shares, the
Company shall cause a certificate or certificates covering such Shares, without the aforesaid legend, to be issued and delivered to the undersigned. If any Shares are held in book-entry form, the Company may take such steps as it deems necessary or
appropriate to record and manifest the restrictions applicable to such Shares. 
  

	 	9.	Dividends, etc. The undersigned shall be entitled to (i) receive any and all dividends or other distributions paid with respect to those Shares of which the
undersigned is the record owner on the record date for such dividend or other distribution, and (ii) vote any Shares of which he is the record owner on the record date for such vote; provided, however, that the Administrator may require
that any cash distribution with respect to the Shares other than a normal cash dividend be placed in escrow or otherwise made subject to such restrictions as the Administrator deems appropriate to carry out the intent of the Plan. References in this
Agreement to the Shares shall refer, mutatis mutandis, to any such restricted amounts. 

  

	 	10.	Sale of Vested Shares. The undersigned is free to sell any Share once it has vested, subject to (i) satisfaction of any applicable tax withholding requirements
with respect to the vesting or transfer of such Share; (ii) the completion of any administrative steps (for example, but without limitation, the transfer of certificates) that the Company may reasonably impose; and (iii) applicable
requirements of federal and state securities laws. 

	 	11.	Certain Tax Matters. The undersigned expressly acknowledges the award or vesting of the Shares acquired hereunder, and the payment of dividends with respect to such
Shares, may give rise to “wages” subject to withholding. The undersigned expressly acknowledges and agrees that the rights hereunder are subject to the undersigned promptly paying to the Company in cash (or by such other means as may be
acceptable to the Company in its discretion, including, if the Administrator so determines, by the delivery of previously acquired Stock or shares of Stock acquired hereunder or by the withholding of amounts from any payment hereunder) all taxes
required to be withheld in connection with such award, vesting or payment. 

  

	
	Very truly yours,
	
	  

 Dated: 
 The
foregoing Restricted Stock 
 Award Agreement is hereby accepted: 
  

			
	HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
		
	ByForm of SBA debenture

 Exhibit 10(gg) 
  

					
		 	I.D. Control #	 	                                
			
		 	License #	 	                                

 DEBENTURE 
 ***************** 
  
  

					
	$	 	  
	  	(the “Original Principal Amount”)
		
	  
	  	(the “Maturity Date”)

  

							
	  
	 	(the “Company”)

  
  

							
	(Street)	  	(City)	  	(State)	  	(Zip)

 PART I — PERIOD SPECIFIC TERMS 
 A. Applicable for the Scheduled Interim Period (and New Interim Periods, as applicable) 
 Interest rate per annum for the Scheduled Interim Period:     % 
 Annual Charge applicable to the Scheduled Interim Period:     % per annum 
 Date of Issuance:
                     
 Scheduled Pooling Date:
                     
  

					
	Scheduled Interim Period:	 	from and including the Date of Issuance	 	
		 	to but excluding the Scheduled Pooling Date	 	

 The following italicized terms will apply if the Interim Period is extended by SBA: 
  

									
	New interest rate(s) per annum	  	(a)             %	  	(b)             %	  	(c)             %
	New Annual Charge per annum	  	(a)             %	  	(b)             %	  	(c)             %
	New Pooling Date(s):	  		  	(a)                 	  	(b)                 	  	(c)                 
	New Interim Period(s):	  	from and including:	  	(a)                 	  	(b)                 	  	(c)                 
		  	to but excluding:	  	(a)                 	  	(b)                 	  	(c)                 

 The Company, for value received, promises to pay to JPMorgan Chase Bank N.A., as Custodian (the
“Custodian”) for the U.S. Small Business Administration (“SBA”) and SBIC Funding Corporation (the “Funding Corporation”), pursuant to the Custody and Administration Agreement (the “Custody Agreement”) dated as
of April 27, 1998 among SBA, the Funding Corporation, the Federal Home Loan Bank of Chicago, as Interim Funding Provider (the “Interim Funding Provider”), and the Custodian, as amended,: (i) interest on the Original Principal
Amount listed above at the applicable rate per annum listed above, and (ii) an Annual Charge on the Original Principal Amount listed above at the applicable rate per annum listed above, each at such location as SBA, as guarantor of this
Debenture, may direct and each at the related rate per annum identified for the Scheduled Interim Period (and each New Interim Period, if any). 
 SBA FORM
444C (Revised 9/06) 

 This Debenture will bear interest for, and the Annual Charge will apply to, the Scheduled Interim Period (and each New
Interim Period, if any) at the rate(s) and for the applicable period(s) indicated above, to be paid in arrears by 1:00 p.m. (New York City time) on the Business Day prior to the Scheduled Pooling Date (and each New Pooling Date, if any) listed
above. As used throughout this Debenture, “Business Day” means any day other than: (i) a Saturday or Sunday; (ii) a legal holiday in Washington, D.C.; and (iii) a day on which banking institutions in New York City are
authorized or obligated by law or executive order to be closed. Interest on this Debenture and the Annual Charge for the Scheduled Interim Period (and each New Interim Period, if any) will each be computed on the basis of the actual number of days
in the applicable Interest Period divided by 360. The Company may not prepay this Debenture, in whole or in part, during the Scheduled Interim Period or any New Interim Period. 
  

	 	B.	This Section B. is effective only after (i) the Scheduled Interim Period and any New Interim Period(s) expire and (ii) the Custodian receives this Debenture for
pooling. 

 The Company, for value received, promises to pay to the order of JPMorgan Chase Bank N.A., acting as Trustee (the
“Trustee”) under that certain Amended and Restated Trust Agreement dated as of February 1, 1997, as the same may be amended from time to time, by and among the Trustee, the SBA and SBIC Funding Corporation, and as the Holder hereof,
interest semiannually on March 1st and September 1st (the “Payment Dates”) of each year, at such location as SBA, as guarantor of this Debenture, may direct at the rate of     % per annum (the “Stated
Interest Rate”), and to pay a     % per annum fee (the “Annual Charge”) to SBA on each Payment Date, each calculated on the basis of a year of 365 days, for the actual number of days elapsed (including the first
day but excluding the last day), on the Original Principal Amount from the last day of the Interim Period until payment of such Original Principal Amount has been made or duly provided for. The Company shall deposit all payments with respect to this
Debenture not later than 12:00 noon (New York City time) on the applicable Payment Date or the next Business Day if the Payment Date is not a Business Day, all as directed by SBA. 
 The Company may elect to prepay this Debenture, in whole and not in part, on any Payment Date, in the manner and at the price as next described. The prepayment price (the “Prepayment Price”) must be an
amount equal to the Original Principal Amount, plus interest accrued and unpaid thereon to the Payment Date selected for prepayment together with the accrued and unpaid Annual Charge thereon to the Payment Date selected for prepayment. 

The amount of the Prepayment Price must be sent to SBA or such agent as SBA may direct, by wire payment in immediately available funds, not less than three Business
Days prior to the regular Payment Date. Until the Company is notified otherwise in writing by SBA, any Prepayment Price must be paid to the account maintained by the Trustee, entitled the SBA Prepayment Subaccount and must include an identification
of the Company by name and SBA-assigned license number, the loan number appearing on the face of this Debenture, and such other information as SBA or its agent may specify. 
 SBA FORM 444C (Revised 9/06) 

 II. — GENERAL TERMS 
 For value received, the Company promises to pay to the order of the Trustee the Original Principal Amount on the Maturity Date at such location as SBA, as guarantor of this Debenture, may direct. 
 This Debenture is issued by the Company and guaranteed by SBA, pursuant and subject to Section 303 of the Small Business Investment Act of 1958, as amended (the
“Act”) (15 U.S.C. Section 683). This Debenture is subject to all of the regulations promulgated under the Act, as amended from time to time, provided, however, that 13 C.F.R. Sections 107.1810 and 107.1830 through 107.1850 as in
effect on the date of this Debenture are incorporated in this Debenture as if fully set forth. If this Debenture is accelerated, then the Company promises to pay an amount equal to the Original Principal Amount of this Debenture, plus interest and
Annual Charge accrued and unpaid thereon to but excluding the next Payment Date following such acceleration. 
 This Debenture is deemed issued in the
District of Columbia as of the day, month, and year first stated above. The terms and conditions of this Debenture must be construed in accordance with, and its validity and enforcement governed by, federal law. 
 The warranties, representations, or certification made to SBA on any SBA Form 1022 or any application letter of the Company for an SBA commitment related to this
Debenture, and any documents submitted in connection with the issuance of this Debenture, are incorporated in this Debenture as if fully set forth. 
 Should
any provision of this Debenture or any of the documents incorporated by reference in this Debenture be declared illegal or unenforceable by a court of competent jurisdiction, the remaining provisions will remain in full force and effect and this
Debenture must be construed as if such provisions were not contained in this Debenture. 
 All notices to the Company which are required or may be given
under this Debenture shall be sufficient in all respects if sent to the above-noted address of the Company. For the purposes of this Debenture, the Company may change this address only upon written approval of SBA. 
 SBA FORM 444C (Revised 9/06) 

 Execution of this Debenture by the Company’s general partner, in the case that the Company is organized as a limited
partnership, shall not subject the Company’s general partner to liability, as such, for the payment of any part of the debt evidenced by this Debenture. 
 COMPANY ORGANIZED AS LIMITED PARTNERSHIP 
 (CORPORATE GENERAL PARTNER) 
 IN WITNESS WHEREOF, the Company’s general partner has caused this Debenture to be signed by its duly authorized officer and the corporate seal of the general partner to be affixed and attested by its Secretary or
Assistant Secretary as of the date of issuance stated above. 
 CORPORATE SEAL 
  

			
		 	  

		 	(Name of Licensee)
		
	By:	 	  

		 	(Corporate General Partner)
		
	By:	 	  

		
		 	  

	(Typed Name and Title)

  

	
	ATTEST:
	
	  

	Secretary or Assistant Secretary
	                (Strike One)

 SBA FORM 444C (Revised 9/06) 

 COMPANY ORGANIZED AS CORPORATION 
 IN WITNESS WHEREOF, the Company has caused this debenture to be signed by its duly authorized officer and its corporate seal to be hereunto affixed and attested by its Secretary or Assistant Secretary as of the date
of issuance stated above. 
 CORPORATE SEAL 
  

			
		 	  

		 	(Name of Licensee)
		
	By:	 	  

		
		 	  

		 	(Typed Name and Title)

  

	
	ATTEST:
	  

	Secretary or Assistant Secretary
	                (Strike One)

 SBA FORM 444C (Revised 9/06) 

 Execution of this debenture by the Company’s general partner, in the case that the Company is organized as a limited
partnership, shall not subject the Company’s general partner to liability, as such, for the payment of any part of the debt evidenced by this debenture. 
 COMPANY ORGANIZED AS LIMITED PARTNERSHIP 
 (GENERAL PARTNERSHIP GENERAL PARTNER) 
 IN WITNESS WHEREOF, this debenture has been signed by the general partner of the Company’s general partner as of the date of issuance stated above. 
  

							
		 	  

		 	(Name of Licensee)
		
	 By:
	 	  

		 	(Name of General Partnership General Partner)
		
	By:	 	  

		
		 	  

		 	 (Typed Name)
 GENERAL PARTNER

 SBA FORM 444C (Revised 9/06) 

 Execution of this debenture by the Company’s general partner, in the case that the Company is organized as a limited
partnership, shall not subject the Company’s general partner to liability, as such, for the payment of any part of the debt evidenced by this debenture. 
 COMPANY ORGANIZED AS LIMITED PARTNERSHIP 
 (INDIVIDUAL GENERAL PARTNER) 
 IN WITNESS WHEREOF, this debenture has been signed by the Company’s general partner as of the date of issuance stated above. 
  

			
		 	  

		 	(Name of Licensee)
		
	 By:
	 	  

		
		 	  

		 	(Typed Name)
		 	GENERAL PARTNER

 SBA FORM 444C (Revised 9/06) 

 Execution of this debenture by the Company’s general partner, in the case that the Company is organized as a limited
partnership, shall not subject the Company’s general partner to liability, as such, for the payment of any part of the debt evidenced by this debenture. 
 COMPANY ORGANIZED AS LIMITED PARTNERSHIP 
 (LIMITED PARTNERSHIP GENERAL PARTNER) 
 IN WITNESS WHEREOF, this debenture has been signed by the general partner of the Company’s general partner as of the date of issuance stated above. 
  

					
		 	  

		 	(Name of Licensee)
		
	 By:
	 	  

		 	(Name of Limited Partnership General Partner)
		
	By:	 	  

		
		 	  

		 	 (Typed Name)
 GENERAL PARTNER

 SBA FORM 444C (Revised 9/06) 
  

 Execution of this debenture by the Company’s general partner, in the case that the Company is
organized as a limited partnership, shall not subject the Company’s general partner to liability, as such, for the payment of any part of the debt evidenced by this debenture. 
 COMPANY ORGANIZED AS LIMITED PARTNERSHIP 
 (LIMITED LIABILITY COMPANY GENERAL PARTNER) 
 IN WITNESS WHEREOF, the Company’s general partner has caused this debenture to be signed by its duly authorized representative as of the date of issuance stated
above. 
  

					
		 	  

		 	(Name of Licensee)
		
	 By:
	 	  

		 	(Name of Limited Liability Company General Partner)
		
	 By:
	 	  

		
		 	  

		 	 (Typed Name)
 GENERAL PARTNER

 SBA FORM 444C (Revised 9/06)

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