Document:

4.4 Supplemental Indenture Senior Notes

Exhibit 4.4

SUPPLEMENTAL INDENTURE 
TO BE DELIVERED BY SUBSEQUENT GUARANTORS
SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of May 4, 2012, among UPC Germany Holding GmbH, UPC Germany Holdco 1 GmbH, Kabel BW GmbH and Kabel Baden-Württemberg Verwaltungs-GmbH (each a “Guaranteeing Company” and collectively, the “Guaranteeing Companies”), Unitymedia GmbH (formerly UPC Germany GmbH), as Issuer (the “Issuer”), and The Bank of New York Mellon, as Trustee under the Indenture referred to below (the “Trustee”).
W I T N E S S E T H
WHEREAS, the Issuer has heretofore executed and delivered to the Trustee an indenture (the “Indenture”), dated as of November 20, 2009, providing for the issuance of an initial aggregate principal amount of €665,000,000 of 95⁄8% Senior Notes due 2019 (the “Notes”);
WHEREAS, the Indenture provides that under certain circumstances a Guaranteeing Company shall execute and deliver to the Trustee a Supplemental Indenture pursuant to which such Guaranteeing Company shall unconditionally guarantee all of the Issuer’s Obligations under the Notes and the Indenture on the terms and conditions set forth herein (the “Guarantee”); and
WHEREAS, pursuant to Section 9.05 of the Indenture, the Trustee is authorized to execute and deliver this Supplemental Indenture.
NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, each of the Guaranteeing Companies and the Trustee mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:
1.    CAPITALIZED TERMS.  Capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.
2.    AGREEMENT TO GUARANTEE.  Each Guaranteeing Company hereby agrees to provide an unconditional Guarantee on the terms and subject to the conditions set forth in such Guarantee and in the Indenture. 
3.    NO RECOURSE AGAINST OTHERS.  No officer, employee, incorporator, member or stockholder of any Guaranteeing Company, as such, shall have any liability for any obligations of the Issuer or any Guaranteeing Company under the Notes, any Guarantees, the Indenture, the Notes Proceeds Loan, any Intercreditor Agreement, the Security Documents or this Supplemental Indenture or for any claim based on, in respect of, or by reason of, such obligations or their creation.  Each Holder of the Notes by accepting a Note waives and releases all such liability.  The waiver and release are part of the consideration for issuance of the Notes.
5.    NEW YORK LAW TO GOVERN.  THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.
6.    COUNTERPARTS.  The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.

7.    EFFECT OF HEADINGS.  The Section headings herein are for convenience only and shall not affect the construction hereof.
8.    THE TRUSTEE.  The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Companies and the Issuer.
9.    RATIFICATION OF INDENTURE; SUPPLEMENTAL INDENTURES PART OF INDENTURE.  Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture shall form a part of the Indenture for all purposes.  
10.    SUCCESSORS.  All covenants and agreements in this Supplemental Indenture by the parties hereto shall bind their successors. 

(Signature page to follow.)

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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed and attested, all as of the date first above written.

UNITYMEDIA GMBH  

By:  Authorized Signatory                     
Name:  
Title:    
By:  Authorized Signatory                     
Name:  
Title:     

UPC GERMANY HOLDINGS GMBH, as Guaranteeing Company

By:  Authorized Signatory                    
Name:  
Title:    

By:  Authorized Signatory                     
Name:  
Title:    

UPC GERMANY HOLDCO 1 GMBH, as Guaranteeing Company

By:  Authorized Signatory                     
Name:  
Title:    

By:  Authorized Signatory                     
Name:  
Title:   

KABEL BW GMBH, as Guaranteeing Company 

By:  Authorized Signatory                     
Name:  
Title:    

By:  Authorized Signatory                     
Name:  
Title:  

KABEL BADEN-WÜRTTEMBERG VERWALTUNGS-GMBH, as Guaranteeing Company 

By:  Authorized Signatory                     
Name:  
Title:    

By:  Authorized Signatory                     
Name:  
Title:  

THE BANK OF NEW YORK MELLON, as Trustee

By: Authorized Signatory                     
Name:  
Title:gldg_ex41.htm

EXHIBIT 4.1

 

GOLDEN GLOBAL CORP.

2012 EMPLOYEE AND CONSULTANT STOCK COMPENSATION PLAN

1.  Purpose. The purpose of this 2012 Employee and Consultant Stock Plan ("Plan") is to provide compensation in the fern., of common stock ("Common Stock"), $0.0001 par value, of Golden Global Corp (the "Company") to employees and "eligible consultants" (as defined in Section 3 hereof) who have previously rendered services to the Company or who will render services to the Company in the future.

2.  Administration. (a) This Plan shall be administered by the Board of Directors of the Company who may from time to time (i) issue orders or adopt resolutions not inconsistent with the provisions of this Plan and (ii) interpret the provisions and supervise the administration of the Plan. The Chief Executive Officer of the Company shall make initial determinations as to which employees and "eligible consultants" (including professionals and advisors) will be considered to receive shares of Common Stock under the Nan and on what terms and conditions. The Chief Executive Officer of the Company will provide a list of such individuals to the Board of Directors. All final determinations under the Plan shall be made by the affirmative vote of a majority of the members of the Board of Directors at a meeting called for such purpose, or reduced to writing and signed by a majority of the members of the Board of Directors. Subject to the Company's Bylaws, all decisions by the Board of Directors in selecting employees and "eligible consultants," establishing the number of shares and construing the provisions of this Plan shall be final, conclusive and binding on all persons, including the Company, shareholders, employees and "eligible consultants."

3.  Eligible Consultants. The Company may engage "advisors" and/or "consultants," who may participate in this Plan in the future, as long as such. "advisors" and/or "consultants" fit the definition of "employee" included the General Instructions to Securities and Exchange Commission ("SEC") Form 5-8, which define the term "employee" to include any employee, director, general partner, officer, consultant or advisor. Such General Instructions impose three essential limitations on "consultants" and "advisors" eligible for participation in a plan covered by SEC Form 5-8. Therefore, in order for a "consultant" or "advisor" to the Company to be an "eligible consultant" under this Plan and to be eligible to receive shares of Common Stock under this Plan and pursuant to a Form S-8 filed by the Company with the SEC, such "consultant" and/or "advisor" (i) must be a natural person; (ii) must provide bona fide services to the Company; and (iii) the services rendered by such "consultant" or "advisor" may not be in connection with the offer or sale of securities in a capital-raising transaction and may not directly or indirectly promote or maintain a market for the Company's securities.

 

4.  Shares Subject to the Plan. The total number of shares of Common Stock subject to this Plan is as follows: 10,000,000 shares of Common Stock, par value $.0001, to be awarded to employees and eligible consultants as provided herein and as the Board of Directors may determine.

 

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5.  Investment Intent. Unless and until the sale and issuance of Common Stock subject to the Plan are registered under the Securities Act of 1933, as amended ("Securities Act"). or shall be exempt from registration pursuant to the rules promulgated thereunder, each grant of Common Stock under the Plan shall provide that the acquisitions of Common Stock hereunder shall be for investment purposes and not with a view to, or for resale in connection with, any distribution thereof. Further, unless the issuance and sale of the Common Stock has been registered under the Securities Act, each grant of Common Stock shall provide that no shares shall be sold unless and until (i) all then applicable requirements of state and federal laws and regulatory agencies shall have been fully complied with to the satisfaction of the Company and its counsel; and (ii) if requested to do so by the Company, the person who is to receive a grant of Common Stock pursuant to the Plan shall have executed and delivered to the Company a letter of investment intent and/or such other form related to applicable exemptions from registration, all in such form and substance as the Company may require.

6.  Stock Splits, Stock Dividends, Combinations or Reclassifications. In the event of any change in the outstanding stock of the Company by reason of a stock split, stock dividend, combination or reclassification of shares, recapitalization, merger or similar event ("Adjusting Event"), the Board of Directors may adjust proportionally (a) the number of shares of Common Stock reserved under the Plan, which have not been granted as of the effective date of such Adjusting Event.

7.  Withholding. The Company shall have the right to deduct from any grant of Common Stock an appropriate number of shares for payment of taxes by law or to take such other action as may be necessary in the opinion of the Company to satisfy all obligations for withholding of such taxes. If Common Stock is used to satisfy tax withholding, such stock shall be valued in good faith by the Board of Directors, who may use reported trading data from the principal exchange or trading platform upon which the Company's stock is traded for such period of time as the Board of Directors may determine in compliance with applicable law.

8.  Governing Law. The Plan and all determinations made and action taken pursuant hereto, to the extent not otherwise governed by the securities laws of the United States or State of Nevada, shall be governed by the laws of the province of British Columbia, Canada, and construed accordingly.

9.  Termination of the Plan. This Plan shall terminate upon the issuance of all shares available under the Plan or when it is otherwise terminated by the Board of Directors.

10.  Effective Date of the Plan. This Plan shall become effective upon its adoption by the Board of Directors.

 

 

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