Document:

exv4w1xay

 

Exhibit
4.1(a)

KRAFT FOODS INC.

OFFICERS’ CERTIFICATE

     Reference is made to Section 301 of the Indenture dated as of October 17, 2001, between Kraft
Foods Inc. (the “Company”) and The Bank of New York (as successor to The Chase Manhattan
Bank), as Trustee (the “Indenture”), the Terms Agreement dated August 8, 2007 (the
“Terms Agreement”) among the Company and Citigroup Global Markets Inc., Deutsche Bank
Securities Inc., Goldman, Sachs & Co. and J.P. Morgan Securities Inc., as representatives of the
Underwriters named therein, relating to the offer and sale by the Company of $250,000,000 aggregate
principal amount of its 5.625% Notes due 2010, $750,000,000 aggregate principal amount of its
6.000% Notes due 2013, $1,500,000,000 aggregate principal amount of its 6.500% Notes due 2017,
$750,000,000 aggregate principal amount of its 7.000% Notes due 2037 and $250,000,000 aggregate
principal amount of its Floating Rate Notes due 2010 and the Underwriting Agreement dated August 8,
2007 (the “Underwriting Agreement”) incorporated by reference into the Terms Agreement.
Capitalized terms used but not otherwise defined herein shall have the respective meanings given
such terms in the Indenture, the Underwriting Agreement or the Terms Agreement, as the case may be.
The undersigned Vice President and Corporate Secretary, in the case of Carol J. Ward, and
Executive Vice President and Chief Financial Officer, in the case of James P. Dollive, of the
Company, hereby certify that they have authorized the issue and sale of the Notes by the Company,
and, in connection with such issue, have determined, approved or appointed, as the case may be, the
following:

	 	a)	 	Title: 5.625% Notes due 2010 (the “2010 Notes”), 6.000% Notes
due 2013 (the “2013 Notes”), 6.500% Notes due 2017 (the “2017 Notes”),
7.000% Notes due 2037 (the “2037 Notes”) and Floating Rate Notes due 2010 (the
“Floating Rate Notes”) (collectively, the “Notes”).
	 
	 	b)	 	Principal Amount: In the case of the 2010 Notes, $250,000,000; in the
case of the 2013 Notes, $750,000,000; in the case of the 2017 Notes, $1,500,000,000; in
the case of the 2037 Notes, $750,000,000 and in the case of the Floating Rate Notes,
$250,000,000.
	 
	 	c)	 	Interest: In the case of the 2010 Notes, 5.625% per annum, from August
13, 2007, payable semiannually on February 11 and August 11, commencing February 11,
2008, to holders of record on the preceding January 27 or July 27, as the case may be.
In the case of the 2013 Notes, 6.000% per annum, from August 13, 2007, payable
semiannually on February 11 and August 11, commencing February 11, 2008, to holders of
record on the preceding January 27 or July 27, as the case may be. In the case of the
2017 Notes, 6.500% per annum, from August 13, 2007, payable semiannually on February 11
and August 11, commencing February 11, 2008, to holders of record on the preceding
January 27 or July 27, as the case may be. In the case of the 2037 Notes, 7.000% per
annum, from August 13, 2007, payable semiannually on February 11 and August 11,
commencing February 11, 2008, to holders of record on the preceding January 27 or July
27, as the case may be. In the case of the Floating Rate Notes, at a floating rate per
annum equal to three month LIBOR (as determined in the global note representing the
Floating

 

 

	 	 	 	Rate Notes attached hereto as Exhibit A-5) plus 0.50% and reset quarterly
and payable quarterly on February 11, May 11, August 11 and November 11, commencing
November 13, 2007.
	 
	 	d)	 	Form and Denominations: Fully-registered book-entry form in
denominations of $2,000 and integral multiples of $1,000.
	 
	 	e)	 	Maturity: In the case of the 2010 Notes, August 11, 2010; in the case
of the 2013 Notes, February 11, 2013; in the case of the 2017 Notes, August 11, 2017;
in the case of the 2037 Notes, August 11, 2037 and in the case of the Floating Rate
Notes, August 11, 2010.
	 
	 	f)	 	Change of Control: Upon the occurrence of both (i) a change of control
of the Company and (ii) a downgrade of the Notes below an investment grade rating by
each of Moody’s Investors Service, Inc., Standard & Poor’s Ratings Services and Fitch
Ratings within a specified period, the Company will be required to make an offer to
purchase the Notes of each series at a price equal to 101% of the aggregate principal
amount of such series, plus accrued and unpaid interest to the date of repurchase as
and to the extent set forth in the global notes representing the Notes attached hereto
as Exhibits A-1, A-2, A-3, A-4 and A-5.
	 
	 	g)	 	Optional Redemption: The Company may, at its option, redeem the Notes
in whole, but not in part, upon the occurrence of specified tax events as set forth in
the global notes representing the Notes attached hereto as Exhibits A-1, A-2, A-3,
A-4 and A-5. The Notes may not otherwise be redeemed at the option of the Company
prior to maturity.
	 
	 	h)	 	Payment of Additional Amounts: Section 1010 of the Indenture shall be
applicable to the Notes, except that the term “Holder,” when used in Section 1010 of
the Indenture, shall mean the beneficial owner of a Note or any person holding on
behalf or for account of the beneficial owner of a Note.
	 
	 	i)	 	Sinking Fund: None.
	 
	 	j)	 	Purchase Price: In the case of the 2010 Notes, 99.530% of principal
amount of the 2010 Notes, plus accrued interest, if any, from August 13, 2007; in the
case of the 2013 Notes, 99.351% of principal amount of the 2013 Notes, plus accrued
interest, if any, from August 13, 2007; in the case of the 2017 Notes, 98.964% of
principal amount of the 2017 Notes, plus accrued interest, if any, from August 13,
2007; in the case of the 2037 Notes, 97.915% of principal amount of the 2037 Notes,
plus accrued interest, if any, from August 13, 2007; and in the case of the Floating
Rate Notes, 99.750% of principal amount of the Floating Rate Notes, plus accrued
interest, if any, from August 13, 2007.
	 
	 	k)	 	Place of Payment: Payments of principal and interest on the Notes will
be made to The Depository Trust Company as the registered owner of the global security.
	 
	 	l)	 	Events of Default and Restrictive Covenants: As set forth in the
Indenture.

 

 

	 	m)	 	Trustee: The Bank of New York.
	 
	 	n)	 	Form of Notes: Attached as Exhibit C to the Secretary’s Certificate
dated as of August 13, 2007 and delivered in connection with the delivery of the Notes.
	 
	 	o)	 	Price to Public: In the case of the 2010 Notes, 99.780% of principal amount of the
2010 Notes; in the case of the 2013 Notes, 99.701% of principal amount of the 2017 Notes; in the
case of the 2017 Notes, 99.414% of principal amount of the 2017 Notes; in the case of the 2037
Notes, 98.790% of principal amount of the 2037 Notes; and in the case of the Floating Rate Notes,
100% of the principal amount of the Floating Rate Notes.

 

 

     IN WITNESS WHEREOF, the undersigned Vice President and Corporate Secretary and Executive Vice
President and Chief Financial Officer, respectively, of the Company, have executed this Certificate
as of the 13th day of August, 2007.

	 	 	 	 	 
	 	KRAFT FOODS INC.

 	 
	 	By:  	/s/ Carol
J. Ward	 
	 	 	Name:  	Carol J. Ward 	 
	 	 	Title:  	Vice President
and Corporate Secretary 	 
	 
	 	 	 
	 	By:  	/s/ James
P. Dollive	 
	 	 	Name:  	James P. Dollive 	 
	 	 	Title:  	Executive Vice President
and Chief Financial Officerexv4w1xby

 

Exhibit
4.1(b)

REGISTERED

No. 1

(SPECIMEN)

KRAFT FOODS INC.

5.625% NOTE DUE 2010

representing

$250,000,000

CUSIP No. 50075N AP9

THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS
REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN
WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE
BY THE DEPOSITORY TRUST COMPANY (THE “DEPOSITARY”) TO A NOMINEE OF THE DEPOSITARY OR BY THE
DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY.
UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITARY TO THE COMPANY OR
ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN
THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE
DEPOSITARY (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN
AUTHORIZED REPRESENTATIVE OF THE DEPOSITARY), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR
OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS
AN INTEREST HEREIN.

     KRAFT FOODS INC., a Virginia corporation (hereinafter called the “Company”, which term
includes any successor corporation under the Indenture hereinafter referred to), for value
received, hereby promises to pay to Cede & Co. or registered assigns, the principal sum of
$250,000,000 on August 11, 2010, and to pay interest thereon from August 13, 2007 or from the most
recent Interest Payment Date to which interest has been paid or duly provided for, semiannually on
February 11 and August 11 in each year, commencing February 11, 2008, at the rate of 5.625% per
annum until the principal hereof is paid or made available for payment.

     The interest so payable, and punctually paid or duly provided for, on any Interest Payment
Date will, as provided in the Indenture, be paid to the Person in whose name this Note (or one or
more Predecessor Securities) is registered at the close of business on the Regular Record Date for
such interest, which shall be January 27 or July 27 (whether or not a Business Day), as the case
may be, next preceding such Interest Payment Date. Any such interest not so

 

 

punctually paid or duly provided for shall forthwith cease to be payable to the Holder on such
Regular Record Date and may be paid to the Person in whose name this Note (or one or more
Predecessor Securities) is registered at the close of business on a Special Record Date for the
payment of such Defaulted Interest to be fixed by the Trustee for the Notes, notice whereof shall
be given to Holders of Notes not less than 10 days prior to such Special Record Date, or may be
paid at any time in any other lawful manner not inconsistent with the requirements of any
securities exchange on which the Notes may be listed, and upon such notice as may be required by
such exchange, all as more fully provided in said Indenture.

     Payment of the principal of and interest on this Note will be made at the office or agency of
the Company maintained for that purpose in the Borough of Manhattan, The City of New York, in such
coin or currency of the United States of America as at the time of payment is legal tender for
payment of public and private debts; provided, however, that at the option of the
Company payment of interest may be made by check mailed to the address of the Person entitled
thereto as such address shall appear on the Securities Register or by wire transfer to an account
maintained by the payee at a bank located in the United States. All payments of principal and
interest in respect of this Note will be made by the Company in immediately available funds.

     Additional provisions of this Note are contained on the reverse hereof, and such provisions
shall have the same effect as though fully set forth in this place.

     Unless the certificate of authentication hereon has been executed by or on behalf of the
Trustee for the Notes by manual signature, this Note shall not be entitled to any benefit under the
Indenture, or be valid or obligatory for any purpose.

 

 

     IN WITNESS WHEREOF, KRAFT FOODS INC. has caused this instrument to be duly executed under its
corporate seal.

Dated: August 13, 2007

	 	 	 	 	 
	 	KRAFT FOODS INC.

 	 
	 	By:  	/s/ James
P. Dollive	 
	 	 	Name:  	James P. Dollive 	 
	 	 	Title:  	Executive Vice President
and Chief Financial Officer 	 
	 

[SEAL]

	 	 	 	 	 
	 	Attest:

 	 
	 	By:  	/s/ Carol
J. Ward	 
	 	 	Name:  	Carol J. Ward 	 
	 	 	Title:  	Vice President and
Corporate Secretary 	 

 

 

	 	 	 	 	 

CERTIFICATE OF AUTHENTICATION

     This is one of the Securities of the series designated therein described in the
within-mentioned Indenture.

	 	 	 	 	 
	 	THE BANK OF NEW YORK,

as Trustee

 	 
	 	By:  	/s/ Franca
Ferrera	 
	 	 	Authorized Officer 	 
	 	 	 	 

 

 

(Reverse of Note)

KRAFT FOODS INC.

     This Note is
one of a duly authorized issue of debentures, notes or other evidences of
indebtedness (hereinafter called the “Securities”) of the Company of the series hereinafter
specified, which series is limited in aggregate principal amount to $250,000,000 (except as
provided in the Indenture hereinafter mentioned), all such Securities issued and to be issued under
an Indenture dated as of October 17, 2001 between the Company and The Bank of New York (as
successor to The Chase Manhattan Bank), as Trustee (herein called the “Indenture”), to which
Indenture and all other indentures supplemental thereto reference is hereby made for a statement of
the rights and limitations of rights thereunder of the Holders of the Securities and of the rights,
obligations, duties and immunities of the Trustee for each series of Securities and of the Company,
and the terms upon which the Securities are and are to be authenticated and delivered. As provided
in the Indenture, the Securities may be issued in one or more series, which different series may be
issued in various aggregate principal amounts, may mature at different times, may bear interest, if
any, at different rates, may be subject to different redemption provisions, if any, may be subject
to different sinking, purchase or analogous funds, if any, may be subject to different covenants
and Events of Default and may otherwise vary as in the Indenture provided or permitted. This Note
is one of a series of the Securities designated therein as 5.625% Notes due 2010 (the “Notes”).

     The Company
may, without the consent of the Holders of the Notes, issue additional notes
having the same ranking and the same interest rate, maturity and other terms as the Notes, except
for the issue price, issue date and, in some cases, the first payment
of interest or interest accruing prior to the issue date of
such additional notes. Any additional notes having such similar terms, together with
the Notes, shall constitute a single series of notes under the Indenture. No additional notes may
be issued if an Event of Default has occurred with respect to the Notes.

Change of Control

     If a Change
of Control Triggering Event (as defined below) occurs, unless the Company has
exercised its right to redeem the Notes, Holders may require the Company to repurchase all or any
part (equal to $2,000 or an integral multiple of $1,000 in excess thereof) of their Notes pursuant
to an offer (the “Change of Control Offer”) of payment in cash equal to 101% of the aggregate
principal amount of Notes repurchased plus accrued and unpaid interest, if any, on the Notes
repurchased, to the date of purchase (the “Change of Control Payment”). Within 30 days following
any Change of Control Triggering Event, the Company will mail a notice to Holders describing the
transaction or transactions that constitute the Change of Control Triggering Event and offering to
repurchase the Notes on the date specified in the notice, which date will be no earlier than 30
days and no later than 60 days from the date such notice is mailed (the “Change of Control Payment
Date”), pursuant to the procedures described in such notice. The Company must comply with the
requirements of Rule 14e-1 under the Securities Exchange Act of 1934 (the “Exchange Act”) and any
other securities laws and regulations thereunder to the extent those laws and regulations are
applicable in connection with the repurchase of the Notes as a result of a Change of Control
Triggering Event. To the extent that the provisions of any securities laws or regulations conflict
with the Change of Control provisions of the Notes, the Company will

 

 

comply with the applicable securities laws and regulations and will not be deemed to have breached
its obligations under the Change of Control provisions of the Notes by virtue of such conflicts.

     On the Change of Control Payment Date, the Company will, to the extent lawful:

	 	•	 	accept for payment all Notes or portions of Notes properly tendered pursuant to the
Change of Control Offer;

	 	•	 	deposit with the paying agent an amount equal to the Change of Control Payment in
respect of all Notes or portions of Notes properly tendered; and
	 	•	 	deliver or cause to be delivered to the Trustee the Notes properly accepted together
with an officers’ certificate stating the aggregate principal amount of Notes or portions
of Notes being purchased.

     The paying agent will promptly mail to each Holder properly tendered the purchase price for
the Notes, and the Trustee will promptly authenticate and mail (or cause to be transferred by
book-entry) to each Holder a new note equal in principal amount to any unpurchased portion of any
Notes surrendered; provided that each new note will be in a principal amount of $2,000 or an
integral multiple of $1,000.

     The Company will not be required to make an offer to repurchase the Notes upon a Change of
Control Triggering Event if a third party makes such an offer in the manner, at the times and
otherwise in compliance with the requirements for an offer made by the Company and such third party
purchases all Notes properly tendered and not withdrawn under its offer.

     For purposes of the foregoing discussion of a repurchase at the option of Holders, the
following definitions are applicable:

“Below Investment Grade Rating Event” means the Notes are rated below an Investment Grade
Rating by each of the Rating Agencies (as defined below) on any date from the date of the public
notice of an arrangement that could result in a Change of Control until the end of the 60-day
period following public notice of the occurrence of the Change of Control (which 60-day period
shall be extended so long as the rating of the Notes is under publicly announced consideration for
possible downgrade by any of the Rating Agencies); provided that a below investment grade rating
event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have
occurred in respect to a particular Change of Control (and thus shall not be deemed a below
investment grade rating event for purposes of the definition of Change of Control Triggering Event
hereunder) if the rating agencies making the reduction in rating to which this definition would
otherwise apply do not announce or publicly confirm or inform the Trustee in writing at its request
that the reduction was the result, in whole or in part, of any event or circumstance comprised of
or arising as a result of, or in respect of, the applicable Change of Control (whether or not the
applicable Change of Control shall have occurred at the time of the below investment grade rating
event).

“Change of Control” means the occurrence of any of the following: (1) the direct or indirect sale,

 

 

transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or
a series of related transactions, of all or substantially all of the properties or assets of the
Company and its subsidiaries taken as a whole to any Person or group of related persons for
purposes of Section 13(d) of the Exchange Act (a “Group”) other than the Company or one of its
subsidiaries; (2) the approval by the holders of the Company’s common stock of any plan or proposal
for the liquidation or dissolution of the Company (whether or not otherwise in compliance with the
provisions of the indenture); (3) the consummation of any transaction (including, without
limitation, any merger or consolidation) the result of which is that any Person or Group becomes
the beneficial owner, directly or indirectly, of more than 50% of the then outstanding number of
shares of the Company’s voting stock; or (4) the first day on which a majority of the members of
the Company’s Board of Directors are not Continuing Directors.

“Change of Control Triggering Event” means the occurrence of both a Change of Control and a
Below Investment Grade Rating Event.

“Continuing Directors” means, as of any date of determination, any member of the Board of
Directors of the Company who (1) was a member of such Board of Directors on the date of the
issuance of the Notes; or (2) was nominated for election or elected to such Board of Directors with
the approval of a majority of the Continuing Directors who were members of such Board of Directors
at the time of such nomination or election (either by a specific vote or by approval of the
Company’s proxy statement in which such member was named as a nominee for election as a director,
without objection to such nomination).

“Fitch” means Fitch Ratings.

“Investment
Grade Rating” means a rating equal to or higher than BBB- (or the equivalent) by
Fitch, Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by S&P, respectively.

“Moody’s” means Moody’s Investors Service, Inc.

“Person” has the meaning set forth in the indenture and includes a “person” as used in
Section 13(d)(3) of the Exchange Act.

“Rating Agencies” means (1) each of Fitch, Moody’s and S&P; and (2) if any of Fitch, Moody’s or S&P
ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons
outside of the Company’s control, a “nationally recognized statistical rating organization” within
the meaning of Rule 15c3-1(c)(2)(vi)(F) under the Exchange Act, selected by the Company (as
certified by a resolution of the Company’s Board of Directors) as a replacement agency for Fitch,
Moody’s or S&P, or all of them, as the case may be.

“S&P” means Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies,
Inc.

 

 

Payment of Additional Amounts

     Section 1010 of the Indenture shall be applicable to the Notes, except that the term “Holder,”
when used in Section 1010 of the Indenture, shall mean the beneficial owner of a Note or any person
holding on behalf or for the account of the beneficial owner of a Note.

Optional Redemption

     The Company may redeem the Notes prior to maturity in whole, but not in part, on not more than
60 days’ notice and not less than 30 days’ notice at a redemption price equal to the principal
amount of such Notes plus any accrued interest and additional amounts to the date fixed for
redemption if:

	 	•	 	as a result of a change in or amendment to the tax laws, regulations or rulings of the
United States or any political subdivision or taxing authority of or in the United States
or any change in official position regarding the application or interpretation of such
laws, regulations or rulings (including a holding by a court of competent jurisdiction in
the United States) that is announced or becomes effective on or after August 13, 2007, the
Company has or will become obligated to pay additional amounts with respect to such series
of Notes as described in Section 1010 of the Indenture, or

	 	•	 	on or after August 13, 2007, any action is taken by a taxing authority of, or any
decision has been rendered by a court of competent jurisdiction in, the United States or
any political subdivision of or in the United States, including any of those actions
specified above, whether or not such action was taken or decision was rendered with respect
to the Company, or any change, amendment, application or interpretation is officially
proposed, which, in any such case, in the written opinion of independent legal counsel of
recognized standing, will result in a material probability that the Company will become
obligated to pay additional amounts with respect to such series of Notes, and the Company
in its business judgment determine that such obligations cannot be avoided by the use of
reasonable measures available to the Company.

     If the Company exercises its option to redeem the Notes, the Company will deliver to the
Trustee a certificate signed by an authorized officer stating that it is entitled to redeem the
Notes and an opinion of independent tax counsel to the effect that the circumstances described in
the above bullets exist.

Defeasance

     The Indenture contains provisions for defeasance at any time of the entire principal of all
the Securities of any series upon compliance by the Company with certain conditions set forth
therein.

     Certain of the Company’s obligations under the Indenture with respect to Notes, may be
terminated if the Company irrevocably deposits with the Trustee money or Government

 

 

Obligations sufficient to pay and discharge the entire indebtedness on all Notes, as provided in
the Indenture.

Events of Default

     If an Event of Default (other than an Event of Default described in Section 501(4) or 501(5)
of the Indenture) with respect to the Notes shall occur and be continuing, then either the Trustee
or the Holders of not less than 25% in principal amount of the Notes of this series then
Outstanding may declare the entire principal amount of the Notes of this series due and payable in
the manner and with effect provided in the Indenture. If an Event of Default specified in Section
501(4) or 501(5) occurs with respect to the Company, all of the unpaid principal amount and accrued
interest then outstanding shall ipso facto become and be immediately due and payable in the manner
with the effect provided in the Indenture without any declaration or other act by the Trustee or
any Holder.

Amendments

     The Indenture permits, with certain exceptions as therein provided, the amendment thereof and
the modification of the rights and obligations of the Company and the rights of the Holders of the
Securities under the Indenture at any time by the Company with the consent of the Holders of more
than 50% in aggregate principal amount of the Securities at the time Outstanding of each series
issued under the Indenture to be affected thereby. The Indenture also contains provisions
permitting the Holders of specified percentages in aggregate principal amount of the Securities of
that series at the time Outstanding, on behalf of the Holders of all the Securities of such series,
to waive compliance by the Company with certain provisions of the Indenture and certain past
defaults under the Indenture and their consequences with respect to such series. Any such consent
or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all
future Holders of this Note and of any Note issued upon the transfer hereof or in exchange or in
lieu hereof whether or not notation of such consent or waiver is made upon this Note.

Payment

     No reference herein to the Indenture and no provision of this Note or of the Indenture shall
alter or impair the obligation of the Company, which is absolute and unconditional, to pay the
principal of and interest on this Note at the times, place and rate, and in the coin or currency,
herein and in the Indenture prescribed.

Transfer, Registration and Exchange

     As provided in the Indenture and subject to certain limitations therein set forth, this Note
is transferable on the Security Register of the Company, upon surrender of this Note for
registration of transfer at the office or agency of the Company to be maintained for that purpose
in the Borough of Manhattan, The City of New York, or at any other office or agency of the Company
maintained for that purpose, duly endorsed by, or accompanied by a written instrument of transfer
in form satisfactory to the Company and the Security Registrar duly executed by the

 

 

Holder hereof or his attorney duly authorized in writing, and thereupon one or more new notes, of
authorized denominations and for the same aggregate principal amount, will be issued to the
designated transferee or transferees.

     The Notes are issuable only in registered form without coupons in denominations of $2,000 and
any multiple of $1,000. As provided in the Indenture and subject to certain limitations therein set
forth, Notes are exchangeable for a like aggregate principal amount of Notes of a like tenor and of
a different authorized denomination, as requested by the Holder surrendering the same.

     No service charge shall be made for any such registration of transfer or exchange, but the
Company may require payment of a sum sufficient to cover any tax or other governmental charge
payable in connection therewith.

     The Company, the Trustee for the Notes and any agent of the Company or such Trustee may treat
the Person in whose name this Note is registered as the owner hereof for the purpose of receiving
payment as herein provided and for all other purposes, whether or not this Note be overdue, and
neither the Company, such Trustee nor any such agent shall be affected by notice to the contrary.

     The Notes are not subject to a sinking fund.

     This Note shall for all purposes be governed by, and construed in accordance with, the laws of
the State of New York.

     Certain terms used in this Note which are defined in the Indenture have the meanings set forth
therein.

 

 

ASSIGNMENT FORM

     FOR VALUE RECEIVED, the undersigned hereby sells, assigns and transfers unto

PLEASE INSERT SOCIAL SECURITY NUMBER OR

OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

(Name and address of Assignee, including zip code, must be printed or typewritten)

 

 

the within Note, and all rights thereunder, hereby irrevocably, constituting and appointing

 

Attorney to transfer the said Note on the books of Kraft Foods Inc. with full power of substitution in the
premises.

	 	 	 	 	 	 	 	 	 
	Dated:
	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 
	 

	 	 	 	 	 	NOTICE:
	 	The signature to this assignment must
correspond with the name as it appears upon the
face of the within Note in every particular,
without alteration or enlargement or any change
whatever.

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