Document:

Amendment to Servicing Agreement

 Exhibit 10.11(a) 

SCHEDULE A 

to the 

Servicing Agreement 
 Amended March 1, 2009 
 Hennessy Cornerstone Growth Fund, Series II (f/k/a The
Henlopen Fund) 
 Hennessy Select Large Value Fund 
 Hennessy Cornerstone Large Growth FundServicing Agreement

 Exhibit 10.31 
 SERVICING AGREEMENT 
 AGREEMENT made this
1st day of July, 2007 by and between THE HENNESSY
FUNDS, INC., a Maryland corporation (hereinafter referred to as the “Corporation”), on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a
“Fund” and together, as the “Funds”), and HENNESSY ADVISORS, INC., a California corporation (hereinafter referred to as “HAI”). 
 W I T N E S S E T H : 
 WHEREAS, the Corporation is engaged in business as
a diversified open-end management investment company and HAI serves as investment adviser to the Funds pursuant to a Management Agreement with the Corporation; and 
 WHEREAS, the Corporation desires to retain HAI to perform services to the Funds which are in addition to the services that HAI performs for the Funds pursuant to the Management Agreement; and

 WHEREAS, HAI is willing to provide such services to the Funds on the terms and conditions hereafter set forth;

 NOW, THEREFORE, in consideration of the premises and covenants hereinafter contained, the Corporation on behalf of the
Funds, and HAI agree as follows: 
 ARTICLE I 
 DUTIES OF HAI 
 The Corporation hereby employs HAI to provide
“Administrative Support Services” to the Funds. “Administrative Support Services” shall include: (i) maintaining an “800” number which current shareholders may call to ask questions about the Funds or their
accounts with the Funds; (ii) assisting shareholders in processing exchange and redemption requests; (iii) assisting shareholders in changing dividend options, account designations and addresses; (iv) responding generally to questions
of shareholders; and (v) providing such other similar services as the Corporation shall request. “Administrative Support Services” shall not include services HAI is required to perform under the Management Agreement, including
investment advisory services. 
 ARTICLE II 
 EXPENSES 
 HAI assumes the responsibility, and shall pay, for maintaining
the staff and personnel necessary to perform its obligations under this Agreement. 
 ARTICLE III 

COMPENSATION OF HAI 
 For the services rendered by HAI under this Agreement, each Fund shall pay to HAI at the end of each calendar month a fee equal to 1/12 of 0.10% of the average daily net assets of such Fund for such month
as determined and computed in accordance with the description of net asset value contained in the relevant Prospectus and Statement of Additional Information. If this Agreement terminates before the last day of a month, compensation for that part of
the month that this Agreement is in effect shall be prorated in a manner consistent with the calculation of the fee as set forth above. 

 ARTICLE IV 
 DURATION AND TERMINATION OF THIS AGREEMENT 
 This Agreement shall become
effective as of the date first above written and shall remain in force with respect to each Fund so long as its continuance is specifically approved with respect to each Fund at least annually by a majority of those Directors who are not parties to
this Agreement or “interested persons” (as such term is defined in the Investment Company Act of 1940, as amended) of any such party. This Agreement may be terminated by either party on sixty days’ written notice to the other party.

 ARTICLE V 
 AMENDMENTS OF THIS AGREEMENT 
 All amendments of this Agreement must be
approved by a majority of those Directors who are not parties to this Agreement or “interested persons” (as such term is defined in the Investment Company Act of 1940, as amended) of any such party. 

IN WITNESS WHEREOF, the parties hereto have executed and delivered this Agreement as of the date first above written. 

 

			
	HENNESSY MUTUAL FUNDS, INC.
		
	By:	 	 /s/ Neil J. Hennessy

		 	Neil J. Hennessy, President
	
	HENNESSY ADVISORS, INC.
		
	By:	 	 /s/ Neil J. Hennessy

		 	Neil J. Hennessy, President

 SCHEDULE A 
 Hennessy Total Return Fund 
 Hennessy Balanced FundServicing Agreement

 Exhibit 10.32 
 SHAREHOLDER SERVICING AGREEMENT 
 THIS SHAREHOLDER
SERVICING AGREEMENT (this “Agreement”) is made and entered into as of the 1st day of June, 2010, by and between HENNESSY SPARX FUNDS TRUST, a Massachusetts business trust (hereinafter referred to as the “Trust”), on behalf of each of its investment series
set forth on Schedule A hereto (hereinafter referred to each as a “Fund” and together, as the “Funds”), as such Schedule A may be amended from time to time, and HENNESSY ADVISORS, INC., a California
corporation (hereinafter referred to as “HAI”). 
 RECITALS 

WHEREAS, the Trust is engaged in business as an open-end management investment company and HAI serves as the investment adviser to
the Funds pursuant to an Investment Advisory Agreement with the Trust; and 
 WHEREAS, the Trust desires to retain HAI to
perform services to the Funds which are in addition to the services that HAI performs for the Funds pursuant to the Investment Advisory Agreement; and 
 WHEREAS, HAI is willing to provide such services to the Funds on the terms and conditions hereafter set forth. 
 AGREEMENT 
 NOW, THEREFORE, in consideration of the premises and
covenants hereinafter contained, the Trust, on behalf of the Funds, and HAI agree as follows: 
 ARTICLE I 

DUTIES OF HAI 
 The Trust hereby employs HAI to provide “Administrative Support Services” to the Funds. “Administrative Support Services” shall include: (i) maintaining an “800”
number which current shareholders may call to ask questions about the Funds or their accounts with the Funds; (ii) assisting shareholders in processing exchange and redemption requests; (iii) assisting shareholders in changing dividend
options, account designations and addresses; (iv) responding generally to questions of shareholders; and (v) providing such other similar services as the Trust shall request. “Administrative Support Services” shall not include
services HAI is required to perform under the Investment Advisory Agreement, including investment advisory services. 

ARTICLE II 

EXPENSES 

HAI assumes the responsibility, and shall pay, for maintaining the staff and personnel necessary to perform its obligations under this
Agreement. 
 ARTICLE III 
 COMPENSATION OF HAI 
 For the services rendered by HAI under this
Agreement, each Fund shall pay to HAI at the end of each calendar month a fee equal to 1/12 of 0.10% of the average daily net assets of such Fund for such month as determined and computed in accordance with the description of net asset value
contained in the relevant Prospectus and Statement of Additional Information. If this Agreement terminates before the last day of a month, compensation for that part of the month that this Agreement is in effect shall be prorated in a manner
consistent with the calculation of the fee as set forth above. 

 ARTICLE IV 
 DURATION AND TERMINATION OF THIS AGREEMENT 
 This Agreement shall become
effective as of the date first above written and shall remain in force with respect to each Fund so long as its continuance is specifically approved with respect to each Fund at least annually by a majority of those directors who are not parties to
this Agreement or “interested persons” (as such term is defined in the Investment Company Act of 1940, as amended) of any such party. This Agreement may be terminated by either party on sixty days’ written notice to the other party.

 ARTICLE V 
 AMENDMENTS OF THIS AGREEMENT 
 All amendments of this Agreement must be
approved by a majority of those directors who are not parties to this Agreement or “interested persons” (as such term is defined in the Investment Company Act of 1940, as amended) of any such party. 

IN WITNESS WHEREOF, the parties hereto have executed and delivered this Agreement as of the date first above written. 

 

			
	HENNESSY SPARX FUNDS TRUST
		
	By:	 	 /s/    Neil J. Hennessy

		 	Neil J. Hennessy
		 	President
	
	HENNESSY ADVISORS, INC.
		
	By:	 	 /s/    Neil J. Hennessy

		 	Neil J. Hennessy
		 	President

 SCHEDULE A 
 Hennessy Select SPARX Japan Fund – Original Class 
 Hennessy Select SPARX Japan Smaller
Companies Fund – Original ClassEighth Amendment

 Exhibit 10.1 
 EIGHTH AMENDMENT 
 THIS EIGHTH AMENDMENT dated as of September 2, 2011
(this “Amendment”) amends the Reimbursement Agreement dated as of July 1, 2005 (as previously amended, the “Reimbursement Agreement”) between Williams-Sonoma, Inc. (the “Parent”) and Bank of America, N.A. (the
“Bank”). Capitalized terms used but not defined herein have the respective meanings given to them in the Reimbursement Agreement. 
 WHEREAS, the Parent and the Bank have entered into the Reimbursement Agreement; and 
 WHEREAS, the Parent and the Bank desire to amend the Reimbursement Agreement as more fully set forth herein; 
 NOW, THEREFORE, the parties hereto agree as follows: 
 SECTION 1
Amendments. Subject to the satisfaction of the conditions precedent set forth in Section 3, the Reimbursement Agreement is amended as follows: 
 (a) The definition of “Credit Agreement” is amended in its entirety to read as follows: 
 “Credit Agreement” means the Fifth Amended and Restated Credit Agreement, dated as of September 23, 2010 among the Parent, various financial institutions and Bank of America, N.A.,
as administrative agent, as such agreement may be amended, restated, or otherwise modified from time to time. 
 (b) The
definition of “Maturity Date” is amended in its entirety to read as follows: 
 “Maturity
Date” means August 31, 2012. 
 (c) Section 5.2(d) is amended by replacing the reference to “January 31,
2010” with “January 30, 2011”. 
 (d) Section 6.2 is amended by (i) replacing the reference to
“February 2, 2003, February 1, 2004, January 30, 2005, January 29, 2006, January 28, 2007, February 3, 2008, February 1, 2009 and January 31, 2010” with “February 2,
2003, February 1, 2004, January 30, 2005, January 29, 2006, January 28, 2007, February 3, 2008, February 1, 2009, January 31, 2010 and January 31, 2011” and
(ii) replacing the reference to “January 31, 2010” in the third and fourth sentence thereof with “January 30, 2011”. 
 SECTION 2 Representations and Warranties. The Parent represents and warrants to the Bank that, after giving effect to the effectiveness hereof: 

(a) each representation and warranty set forth in Article 6 of the Reimbursement Agreement, as amended hereby, is true and correct in all
material respects as of the date of the execution and delivery of this Amendment by the Parent, with the same effect as if made on such 

 
date, except to the extent any such representation or warranty relates specifically to another date (in which case it was true and correct in all material respects as of such other date);

 (b) the Parent has the power and authority to execute, deliver, and perform its obligations under this Amendment; 

(c) no Default exists; and 
 (d) there has not occurred a material adverse change since January 30, 2011 in the business, assets, liabilities (actual or contingent), operations, condition (financial or otherwise), or prospects
of the Parent (individually) or the Parent and its Subsidiaries (taken as a whole). 
 SECTION 3 Effectiveness. The
amendments set forth herein shall become effective as of the date first written above when the Bank has received the following: 

(a) a counterpart of this Amendment executed by the Parent; 
 (b) a Confirmation, substantially in the form of Exhibit A, executed by each Subsidiary Guarantor other than the New Guarantors (as defined below); 

(c) evidence that the Parent has paid all accrued and invoiced Attorney Costs of the Bank in connection with this Amendment; 

(d) a Joinder Agreement (the “Joinder Agreement”) executed by each of Sutter Street Manufacturing, Inc., Williams-Sonoma
Advertising, Inc. and Williams-Sonoma DTC Texas, Inc. (collectively, the “New Guarantors”), together with such other certificates and documentation, including the items otherwise required pursuant to Section 5.1 of the Reimbursement
Agreement, as the Bank may reasonably request; 
 (e) evidence that (i) the Board of Directors of the Parent has authorized
the execution and delivery of this Amendment and the performance of the Reimbursement Agreement as amended hereby; and (ii) the Board of Directors (or similar governing body) of each of the New Guarantors has authorized the execution and
delivery of the Joinder Agreement and the performance of the Guaranty; and 
 (f) such other documents as the Bank may
reasonably request. 
 SECTION 4 Miscellaneous. 
 4.1 Continuing Effectiveness, etc. As amended hereby, the Reimbursement Agreement shall remain in full force and effect and is hereby ratified and confirmed in all respects. After the effectiveness
of this Amendment, all references in the Reimbursement Agreement and the other Transaction Documents to “Reimbursement Agreement” or similar terms shall refer to the Reimbursement Agreement as amended hereby. 

4.2 Counterparts. This Amendment may be executed in any number of counterparts and by the different parties on separate
counterparts, and each such counterpart shall be deemed to be an original but all such counterparts shall together constitute one and the same Amendment. 

  
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Delivery of a counterpart hereof, or an executed signature hereto, by facsimile or by e-mail (in pdf or similar format) shall be effective as delivery of a manually-executed counterpart hereof.

 4.3 Governing Law. This Amendment shall be a contract made under and governed by the laws of the State of New York
applicable to contracts made and to be performed entirely within such state. 
 4.4 Successors and Assigns. This
Amendment shall be binding upon the Parent and the Bank and their respective successors and assigns, and shall inure to the benefit of the Parent and the Bank and the successors and assigns of the Bank. 

  
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 Delivered as of the day and year first above written. 

 

			
	WILLIAMS-SONOMA, INC.
		
	By:	 	     /s/ Laura Alber

	Name:	 	Laura Alber
	Title:	 	President and Chief Executive Officer
	
	BANK OF AMERICA, N.A.
		
	By:	 	     /s/ Brandon J. Kirkbride

	Name:	 	Brandon J. Kirkbride
	Title:	 	Vice President

 EXHIBIT A 
 FORM OF CONFIRMATION 
 Dated as of September 2, 2011 

To: Bank of America, N.A. 

Please refer to (a) the Reimbursement Agreement (as amended prior to the date hereof, the “Reimbursement Agreement”) dated
as of July 1, 2005 between Williams-Sonoma, Inc. (the “Parent”) and Bank of America, N.A. (the “Bank”), (b) the Guaranty Agreement dated as of July 1, 2005 executed by the undersigned (the “Subsidiary
Guaranty”) and (c) the Eighth Amendment dated as of the date hereof to the Reimbursement Agreement (the “Eighth Amendment”). 
 Each of the undersigned hereby confirms to the Bank that, after giving effect to the Eighth Amendment and the transactions contemplated thereby, the Subsidiary Guaranty continues in full force and effect
and is the legal, valid and binding obligation of such undersigned, enforceable against such undersigned in accordance with its terms, except as limited by bankruptcy, insolvency, or other laws of general application relating to the enforcement of
creditors’ rights and general principles of equity. 
  

			
	WILLIAMS-SONOMA STORES, INC.
	WILLIAMS-SONOMA DIRECT, INC.
	WILLIAMS-SONOMA RETAIL SERVICES, INC.
	WILLIAMS-SONOMA DTC, INC.
	WILLIAMS-SONOMA GIFT MANAGEMENT, INC.
		
	By:	 	  

	Name:	 	Sharon L. McCollam
	Title:	 	Executive Vice President, Chief Operating and Chief Financial Officer

  
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