Document:

Unassociated Document

     

      EXHIBIT
      4.2

     

     

    NUMBER

    SHARES

    

    (Face
      of
      Certificate - SMG INDIUM RESOURCES LTD.)

    

    COMMON
      STOCK

    

    ITD

    

    SMG
      INDIUM RESOURCES LTD.

    

    

    INCORPORATED
      UNDER THE LAWS OF THE STATE OF DELAWARE 

    

    SEE
      REVERSE FOR CERTAIN DEFINITIONS 

    

    CUSIP
      78454K 102

    

    

    This
      Certifies that

    

    is
      the
      owner of 

    

    FULLY
      PAID AND NON-ASSESSABLE SHARES, PAR VALUE OF $.001 PER SHARE, OF THE COMMON
      STOCK OF

     

    SMG
      INDIUM RESOURCES LTD.

     

    transferable
      on the books of SMG INDIUM RESOURCES LTD. (the “Company”) in person or by duly
      authorized attorney upon surrender of this certificate properly endorsed. This
      certificate is not valid unless countersigned by the Transfer Agent and
      registered by the Registrar. Witness the seal of the Corporation and the
      facsimile signatures of its duly authorized officers.

     

    

    Dated:
      

    

    SMG
      INDIUM RESOURCES LTD.

    CORPORATE

    STATE
      OF
      DELAWARE

    SEAL

    2008

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

     

    AUTHORIZED
      OFFICER 

    

    

    (Signature)

    CHIEF
      EXECUTIVE OFFICER 

    

    

    (Seal)

    

    (Signature)

    SECRETARY
      

    

    

    COUNTERSIGNED
      AND REGISTERED: 

    CONTINENTAL
      STOCK TRANSFER & TRUST COMPANY 

    TRANSFER
      AGENT AND REGISTRAR 

    BY:
      

    

     

    (Reverse
      of Certificate)

    

    

    SMG
      INDIUM RESOURCES LTD.

    

    The
      Corporation will furnish without charge to each stockholder who so requests,
      the
      powers, designations, preferences and relative participating, optional or other
      special rights of each class of stock or series thereof of the Corporation
      and
      the qualifications, limitations, or restrictions of such preferences and/or
      rights. This certificate and the shares represented hereby are issued and shall
      be held subject to all the provisions of the Certificate of Incorporation and
      all amendments thereto and resolutions of the Board of Directors providing
      for
      the issue of shares of Common Preferred Stock (copies of which may be obtained
      from the secretary of the Corporation), to all of which the holder of this
      certificate by acceptance hereof assents.

    

    The
      following abbreviations, when used in the inscription on the face of this
      certificate, shall be construed as though they were written out in full
      according to applicable laws or regulations: 

    

    TEN
      COM —
as tenants in common

    TEN
      ENT —
as tenants by the entireties 

    JT
      TEN —
as joint tenants with right of survivorship and not as tenants in
      common

    

    

    UNIF
      GIFT
      MIN ACT — ______________  Custodian ______________

                                                            
      (Cust)                                        
(Minor)

    under
      Uniform Gifts to Minors

    Act
      _____________________

                           
      (State)

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

     

    Additional
      abbreviations may also be used though not in the above list. 

    

    For
      value
      received ____________________________,
      hereby
      sell(s), assign(s) and transfer(s) unto

     

    PLEASE
      INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

    ____________________________________________________________________________________

    ____________________________________________________________________________________

    (PLEASE
      PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

    ____________________________________________________________________________________

    ____________________________________________________________________________________

    shares
      of
      the capital stock represented by the within Certificate, and do hereby
      irrevocably constitute and appoint 

    

    ____________________________________________________________________________________

    Attorney
      to transfer the said stock on the books of the within named Company with full
      power of substitution in the premises.

    

    Dated:
      

    

    

    ____________________________________________________________________________________

    NOTICE:
      THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON
      THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR
      ENLARGEMENT OR ANY CHANGE WHATEVER.

     

    Signature(s)
      Guaranteed: 

    

    

    By
____________________________________________________________________________________      

    THE
      SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
      STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
      IN
      AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE
      17Ad-15).Unassociated Document

    EXHIBIT
      4.3

    

    [Face
      of
      Certificate - SMG INDIUM RESOURCES LTD.]

    

    (SEE
      REVERSE SIDE FOR LEGEND) 

    

    ITD.W

    

    WARRANTS

    

    

    (THIS
      WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME,
      [
      ], 2011)

    

    SMG
      INDIUM RESOURCES LTD.

     

    CUSIP
      78454K 110

    

    

    WARRANT
      

    

    

    THIS
      WARRANT CERTIFIES THAT, for value received _______________________, or
      registered agents, is the registered holder of a Warrant or Warrants expiring
      [
      ], 2011 (the “Warrant”) to purchase one fully paid and non-assessable share of
      common stock, par value $.001 per share (the “Shares”), of SMG INDIUM RESOURCES
      LTD., a Delaware corporation (the “Company”), for each Warrant evidenced by this
      Warrant Certificate. 

    

    The
      Warrant entitles the holder thereof to purchase from the Company, commencing
      on
      September __, 2008 [THE DATE OF THE FINAL PROSPECTUS RELATING TO THE COMPANY’S
      INITIAL PUBLIC OFFERING], and will expire unless exercised before 5:00 p.m.,
      New
      York City Time, on [----], 2011 [THREE YEARS FROM THE DATE OF THE FINAL
      PROSPECTUS RELATING THE COMPANY’S INITIAL PUBLIC OFFERING], such number of
      Shares at the price of $6.00 per share, upon surrender of this Warrant
      Certificate and payment of the Warrant Price at the office or agency of the
      Warrant Agent, Continental Stock Transfer & Trust Company (such payment to
      be made by check made payable to the Warrant Agent), but only subject to the
      conditions set forth herein and in the Warrant Agreement between the Company
      and
      Continental Stock Transfer & Trust Company. In no event shall the registered
      holder of this Warrant be entitled to receive a net-cash settlement, shares
      of
      common stock or other consideration in lieu of physical settlement in Shares
      of
      the Company. The Warrant Agreement provides that, upon the occurrence of certain
      events, the Warrant Price and the number of Shares purchasable hereunder, set
      forth on the face hereof, may, subject to certain conditions, be adjusted.
      The
      term Warrant Price as used in this Warrant Certificate refers to the price
      per
      Share at which Shares may be purchased at the time the Warrant is
      exercised.

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

     

    This
      Warrant will expire on the date first above written if it is not exercised
      prior
      to such date by the registered holder pursuant to the terms of the Warrant
      Agreement or if it is not redeemed by the Company prior to such
      date.

     

    No
      fraction of a Share will be issued upon any exercise of a Warrant. If, upon
      exercise of a Warrant, a holder would be entitled to receive a fractional
      interest in a Share, the Company will, upon exercise, round up to the nearest
      whole number the aggregate number of Shares to be issued to the warrant holder.
      For the purpose of this paragraph, multiple exercises of this Warrant by one
      holder will only be rounded up to the nearest whole number on one occasion.
      

    

    Upon
      any
      exercise of the Warrant for less than the total number of full Shares provided
      for herein, there shall be issued to the registered holder hereof or his
      assignee a new Warrant Certificate covering the number of Shares for which
      the
      Warrant has not been exercised. 

    

    Warrant
      Certificates, when surrendered at the office or agency of the Warrant Agent
      by
      the registered holder hereof in person or by attorney duly authorized in
      writing, may be exchanged in the manner and subject to the limitations provided
      in the Warrant Agreement, but without payment of any service charge, for another
      Warrant Certificate or Warrant Certificates of like tenor and evidencing in
      the
      aggregate a like number of Warrants. 

    

    Upon
      due
      presentment for registration of transfer of the Warrant Certificate at the
      office or agency of the Warrant Agent, a new Warrant Certificate or Warrant
      Certificates of like tenor and evidencing in the aggregate a like number of
      Warrants shall be issued to the transferee in exchange for this Warrant
      Certificate, subject to the limitations provided in the Warrant Agreement,
      without charge except for any applicable tax or other governmental
      charge.

     

    The
      Company and the Warrant Agent may deem and treat the registered holder as the
      absolute owner of this Warrant Certificate (notwithstanding any notation of
      ownership or other writing hereon made by anyone) for the purpose of any
      exercise hereof, of any distribution to the registered holder, and for all
      other
      purposes, and neither the Company nor the Warrant Agent shall be affected by
      any
      notice to the contrary.

     

    This
      Warrant does not entitle the registered holder to any of the rights of a
      stockholder of the Company.

     

    
      
         

      

      
         

        
          

        

      

      
         

      

    

     

    The
      Company reserves the right to call the Warrant at any time after [___], 2009
      [SIX MONTHS FROM THE EFFECTIVE DATE OF THE REGISTRATION STATEMENT] and prior
      to
      its exercise, with a notice of call in writing to the holders of record of
      the
      Warrant, giving 30 days’ notice of such call at any time after the Warrant
      becomes exercisable if the last sale price of the Shares has been at least
      $9.00
      per share on each of 20 trading days within a 30 trading day period ending
      on
      the third business day prior to the date on which notice of such call is given.
      The call price of the Warrants is to be $.01 per Warrant. Any Warrant either
      not
      exercised or tendered back to the Company by the end of the date specified
      in
      the notice of call shall be canceled on the books of the Company and have no
      further value except for the $.01 call price. 

    

    COUNTERSIGNED:
      

    CONTINENTAL
      STOCK TRANSFER & TRUST COMPANY 

    WARRANT
      AGENT

    BY:
      

    AUTHORIZED
      OFFICER 

    

    

    DATED:
      

    

    

    (Signature)

    CHIEF
      EXECUTIVE OFFICER 

    

    (Seal)

    

    

    (Signature)

    SECRETARY

    

    

    [Reverse
      of Certificate]

    

    SUBSCRIPTION
      FORM

     

    To
      Be
      Executed by the Registered Holder in Order to Exercise Warrants 

    

    

    The
      undersigned Registered Holder irrevocably elects to exercise _________ Warrants
      represented by this Warrant Certificate, and to purchase the shares of Common
      Stock issuable upon the exercise of such Warrants, and requests that
      Certificates for such shares shall be issued in the name of

    _____________________________________________________________________________________________________________

    (PLEASE
      TYPE OR PRINT NAME AND ADDRESS) 

    _____________________________________________________________________________________________________________

    
      
        _____________________________________________________________________________________________________________

      

    

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

     

    
      _____________________________________________________________________________________________________________

    

    (SOCIAL
      SECURITY OR TAX IDENTIFICATION NUMBER) 

    

    and
      be
      delivered to
      ______________________________________________________________________________________________________________

    (PLEASE
      PRINT OR TYPE NAME AND ADDRESS) 

    
      _____________________________________________________________________________________________________________

    and,
      if
      such number of Warrants shall not be all the Warrants evidenced by this Warrant
      Certificate, that a new Warrant Certificate for the balance of such Warrants
      be
      registered in the name of, and delivered to, the Registered Holder at the
      address stated below:

     

    Dated:
      

    

    _________________________

    (SIGNATURE)
      

     

    _________________________

    (ADDRESS)

    _________________________

     

    _________________________

    (TAX
      IDENTIFICATION NUMBER)

     

    

    ASSIGNMENT

     

    To
      Be
      Executed by the Registered Holder in Order to Assign Warrants

    

    For
      Value
      Received,_____________________hereby sell(s), assign(s), and transfer(s)
      unto

    

    _____________________________________________________

    (PLEASE
      TYPE OR PRINT NAME AND ADDRESS) 

    _____________________________________________________

    _____________________________________________________

    _____________________________________________________

    (SOCIAL
      SECURITY OR TAX IDENTIFICATION NUMBER)

    

    

    and
      be
      delivered to  _____________________________________________________

    (PLEASE
      PRINT OR TYPE NAME AND ADDRESS) 

    

    
      
         

      

      
         

        
          

        

      

      
         

      

    

    

    of
      the
      Warrants represented by this Warrant Certificate, and hereby irrevocably
      constitute and

     

    appoint________________________________Attorney
      to transfer this Warrant Certificate on the books of the Company, with full
      power of substitution in the premises.

     

    Dated:
      

    

    _____________________________

    (SIGNATURE)
      

    

    Notice:
      The signature to this assignment must correspond with the name as written upon
      the face of the certificate in every particular, without alteration or
      enlargement or any change whatever.

    

    Signature(s)
      Guaranteed: 

    

     

    THE
      SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS,
      STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP
      IN
      AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE
      17Ad-15).

    

    THE
      SIGNATURE TO THE ASSIGNMENT OF THE SUBSCRIPTION FORM MUST CORRESPOND TO THE
      NAME
      WRITTEN UPON THE FACE OF THIS WARRANT CERTIFICATE IN EVERY PARTICULAR, WITHOUT
      ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER, AND MUST BE GUARANTEED
      BY A
      COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF THE AMERICAN STOCK
      EXCHANGE, NEW YORK STOCK EXCHANGE, PACIFIC STOCK EXCHANGE OR CHICAGO STOCK
      EXCHANGE.

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