Document:

Exhibit 10.1(a)

	 

	 
		AMENDMENT TO THE MANAGEMENT
		AGREEMENT
	 

	 
		This AMENDMENT dated March 1, 1999 to the
		MANAGEMENT AGREEMENT made as of the 22nd day of May, 1995 among SMITH BARNEY
		FUTURES MANAGEMENT INC., a Delaware corporation (“SBFM”), SMITH
		BARNEY TIDEWATER FUTURES FUND L.P., a New York limited partnership (the
		“Partnership”), CHESAPEAKE CAPITAL CORPORATION, INC., a Virginia
		corporation (the “Advisor”) and SFG GLOBAL INVESTMENTS, INC.
		(“SFG”).
	 

	 
		W
		I T
		N E
		S S
		E T
		H :
	 

	 
		WHEREAS, SFG has been elected general
		partner of the Partnership as of March 1, 1999 and SBFM will withdraw as
		general partner of the Partnership and become Trading Manager of the
		Partnership pursuant to a Trading Manager Agreement as of that date; and

	 

	 
		WHEREAS, the Trading Manager Agreement
		provides that SBFM is authorized, among other things, to select, appoint and
		terminate advisors; and
	 

	 
		WHEREAS, the Trading Manager and the Advisor
		wish to continue the Management Agreement dated May 22, 1995 (the
		“Management Agreement”).
	 

	 
		NOW, therefore, the parties agree as
		follows.
	 

	 
		1. All references in the Management
		Agreement to the General Partner after the effective date of this Amendment
		shall refer to SFG.
	 

	 
		2. The references to the General Partner in
		paragraphs 1(a), 2 and 5(b)(iii) shall be changed to “SBFM”.
	 

	 
		3. The reference to SBFM in the final
		sentence of paragraph 5(b) shall be replaced with “SBFM’s or the
		General Partner’s”.
	 

	 
		4. Paragraphs 7(b)(v) - (vii) are deleted
		and replaced as follows:
	 

	 
		“(v) SBFM will not, by acting as
		Trading Manager to the Partnership, and the Partnership will not, breach or
		cause to be breached any undertaking, agreement, contract, statute, rule or
		regulation to which it is a party or by which it is bound which would
		materially limit or affect the performance of its duties under this
		Agreement.
	 

	 
		(vi) SBFM is registered as a commodity
		trading advisor and is a member of the NFA, and it will maintain and 
	 

	 
		 
	 

	 
		 
	 

	 
	 

	 

	 
		renew such registration and membership
		during the term of this Agreement.
	 

	 
		(c) The General Partner represents and
		warrants for itself and the Partnership that: 
	 

	 
		(i) It is a corporation duly organized,
		validly existing and in good standing under the laws of the State of Delaware
		and has full corporate power and authority to perform its obligations under
		this Agreement.
	 

	 
		(ii) It is registered as a commodity pool
		operator and is a member of the NFA, and it will maintain and renew such
		registration and membership during the term of this Agreement.
	 

	 
		(iii) The Partnership is a limited
		partnership duly organized and validly existing under the laws of the State of
		New York and has full power and authority to enter into this Agreement and to
		perform its obligations under this Agreement.”
	 

	 
		5. In all other respects the Management
		Agreement remains unchanged.
	 

	 
		 
	 

	 
		-2-
	 

	 
		 
	 

	 
	 

	 

	 
		IN WITNESS WHEREOF, this Amendment has been
		executed for and on behalf of the undersigned as of the day and year first
		above written.
	 

	 
		 
	 

	 
			
				
				  SMITH BARNEY FUTURES MANAGEMENT
				  INC.
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 
	
				
				  By: 
				

			 	
				
				  
 /s/ David J. Vogel
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				

			 
	
				
				   
				

			 	
				
				  David J. Vogel

				  President
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 

 

	 
		 
	 

	 
		SMITH BARNEY TIDEWATER FUTURES FUND
		L.P.
	 

	 
		BY: SMITH BARNEY FUTURES MANAGEMENT
		INC.
	 

	 
		 
	 

	 
			
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 
	
				
				  By: 
				

			 	
				
				  
 /s/ David J. Vogel
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				

			 
	
				
				   
				

			 	
				
				  David J. Vogel

				  President
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 

 

	 
		 
	 

	 
		 
	 

	 
			
				
				  SFG GLOBAL INVESTMENTS INC.
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 
	
				
				  By: 
				

			 	
				
				  
 /s/ Molley Mugler
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				

			 
	
				
				   
				

			 	
				
				  Molly Mugler

				  President
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 

 

	 
		 
	 

	 
		 
	 

	 
			
				
				  CHESAPEAKE CAPITAL
				  CORPORATION
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 
	
				
				  BY: 
				

			 	
				
				  
 /s/ John M. Hoade
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				

			 
	
				
				   
				

			 	
				
				  John M. Hoade

				  President
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 

 

	 
		 
	 

	 
		 
	 

	 
		-3-Exhibit 10.1(b)

	 

	 
		SECOND AMENDMENT TO THE MANAGEMENT AGREEMENT
	 

	 
		This SECOND AMENDMENT (this “Amendment”) to the MANAGEMENT
		AGREEMENT made as of the 22nd day of May, 1995, and as amended on
		March 1, 1999, among SMITH BARNEY FUTURES MANAGEMENT LLC, a Delaware limited
		liability company (“SBFM”), SMITH BARNEY TIDEWATER FUTURES FUND L.P.,
		a New York limited partnership (the “Partnership”), CHESAPEAKE
		CAPITAL CORPORATION, an Illinois corporation (the “Advisor”) and SFG
		GLOBAL INVESTMENTS, INC., a Delaware corporation (“SFG”) is made as
		of April 1, 2001 by and among SBFM, the Partnership and the Advisor.
	 

	 
		W I T N E S S E
		T H:
	 

	 
		WHEREAS, SBFM has reorganized as a Delaware limited liability company;
		and
	 

	 
		WHEREAS, at the commencement of trading the Partnership’s general
		partner was SBFM; and
	 

	 
		WHEREAS, from March 1, 1999 through April 1, 2001, SFG was the
		Partnership’s general partner and SBFM was the Partnership’s trading
		manager; and
	 

	 
		WHEREAS, SBFM has been re-elected general partner of the Partnership as
		of April 1, 2001 and SFG withdrew as general partner of the Partnership as
		of that date; and
	 

	 
		WHEREAS, SBFM has withdrawn as trading manager of the Partnership and the
		Trading Manager Agreement between SFG and SBFM has been terminated; and
	 

	 
		WHEREAS, SBFM and the Advisor entered into a management agreement dated
		May 22, 1995 and entered into an amendment to that management agreement dated
		March 1, 1999 (as amended, the “Management Agreement”); and
	 

	 
		WHEREAS, SBFM and the Advisor wish to continue the Management Agreement.
	 

	 
		NOW, therefore, the parties agree as follows:
	 

	 
		1.  SFG shall no longer be a party to the Management Agreement after
		the effective date of this Amendment, notwithstanding any provision of the
		Management Agreement that expressly survives termination thereof.
	 

	 
		2.  All references in the Management Agreement to the General
		Partner after the effective date of this Amendment shall refer to SBFM.
	 

	 
		3.  All references in the Management Agreement to SBFM after the
		effective date of this amendment shall refer to SBFM in its capacity as General
		Partner to the Partnership.
	 

	 
		4.  The reference to the General Partner in the final sentence of
		paragraph 5(b) shall be deleted.
	 

	 
		
 

	 

	 
		

	 

	 
		

	 

	 
 
	 
		

	 

	 
		

	 

	 
		5.  The reference to “corporation” in paragraph 7(b)(ii)
		shall be deleted and replaced with “limited liability company”.
	 

	 
		6.  The reference to “corporate” in paragraph 7(b)(ii)
		shall be deleted and replaced with “limited liability company”.
	 

	 
		7.  The reference in paragraph 7(b)(v) to the “Trading
		Manager” shall be deleted and replaced with “General Partner”.
	 

	 
		8.  The reference in paragraph 7(b)(vi) to “commodity trading
		advisor” shall be deleted and replaced with “commodity pool
		operator”.
	 

	 
		9.  The following paragraph 7(b)(vii) shall be added:
	 

	 
		“(vii)
	 

	 
		The Partnership is a limited partnership duly organized and validly
		existing under the laws of the State of New York and has full limited
		partnership power and authority to enter into this Agreement and to perform its
		obligations under this Agreement.”
	 

	 
		10.  Paragraph 7(c) shall be deleted in its entirety.
	 

	 
		11.  In all other respects the Management Agreement remains
		unchanged.
	 

	 
		THE REMAINDER OF THIS PAGE HAS BEEN INTENTIONALLY LEFT BLANK
	 

	 
		
 

	 

	 
		-2-
	 

	 
		

	 

	 
 
	 
		

	 

	 
		

	 

	 
		IN WITNESS WHEREOF, this Amendment has been
		executed for and on behalf of the undersigned as of the day and year first
		above written.
	 

	 
		

	 

	 
		SMITH BARNEY FUTURES MANAGEMENT LLC
	 

	 
		

	 

	 	
			 
				By:
			 

		  	
			 
				/s/ David J. Vogel
				          
			 

		  
		
			 
				Name:
			 

		  	
			 
				David J. Vogel
			 

		  
		
			 
				Title:
			 

		  	
			 
				President
			 

		  

	 
		

	 

	 
		SMITH BARNEY TIDEWATER FUTURES FUND L.P.
 BY: SMITH BARNEY FUTURES
		MANAGEMENT LLC
	 

	 
		

	 

	 	
			 
				By:
			 

		  	
			 
				/s/ David J. Vogel
				          
			 

		  
		
			 
				Name:
			 

		  	
			 
				David J. Vogel
			 

		  
		
			 
				Title:
			 

		  	
			 
				President
			 

		  

	 
		

	 

	 
		CHESAPEAKE CAPITAL CORPORATION
	 

	 
		

	 

	 	
			 
				By:
			 

		  	
			 
				/s/ John M. Hoade
				          
			 

		  
		
			 
				Name:
			 

		  	
			 
				John M. Hoade
			 

		  
		
			 
				Title:
			 

		  	
			 
				President
			 

		  

	 
		

	 

	 
		

	 

	 
		

	 

	 
		
 

	 

	 
		-3-Exhibit 10.2

	 

	 
		SECOND AMENDED AND RESTATED
	 

	 
		CUSTOMER AGREEMENT
	 

	 
		SMITH BARNEY TIDEWATER FUTURES FUND L.P.
		
	 

	 
		This Second Amended and Restated Customer
		Agreement (this “Agreement”) is made and entered into as of the
		1st day of April, 2001, by and between SMITH BARNEY TIDEWATER
		FUTURES FUND L.P., a New York limited partnership (the
		“Partnership”), and SALOMON SMITH BARNEY INC., a Delaware corporation
		(“SSB”).
	 

	 
		W
		I T
		N E
		S S
		E T
		H :
	 

	 
		WHEREAS, the Partnership has been organized
		to engage in the speculative trading of commodity interests, including, but not
		limited to, futures contracts, options, spot and forward contracts; and
	 

	 
		WHEREAS, Smith Barney Futures Management LLC
		(“SBFM” or the “General Partner”) has been elected general
		partner of the Partnership and SFG Global Investments, Inc. (“SFG”)
		has withdrawn as general partner of the Partnership effective as of the date
		hereof; and
	 

	 
		WHEREAS, the Trading Manager Agreement,
		dated as of March 1, 1999, among Smith Barney Futures Management Inc., a
		predecessor of SBFM, the Partnership and SFG has been terminated as of the date
		hereof; and
	 

	 
		WHEREAS, the Partnership entered into a
		Customer Agreement, dated March 7, 1995, with SSB’s predecessor and
		entered into an Amended and Restated Customer Agreement, dated as of March 1,
		1999, with SSB; and
	 

	 
		WHEREAS, the Partnership and SSB wish to
		enter into this Second Amended and Restated Customer Agreement setting forth
		the terms and conditions upon which SSB will continue to perform brokerage and
		other services for the Partnership;
	 

	 
		NOW, THEREFORE, in consideration of the
		promises and the mutual covenants contained herein, it is agreed as
		follows:
	 

	 
		1. Appointment of Broker/Dealer and Opening of
		Account. The Partnership hereby
		appoints SSB as its commodity broker/dealer through whom the Partnership will
		execute trades in commodity interests including futures contracts, options,
		spot and forward contracts. The Partnership shall deposit or cause to be
		deposited the partners’ capital contributions in a commodity brokerage
		account with SSB, and will maintain all of its assets, as they from time to
		time exist, in such account except for such amounts as may be necessary or
		desirable to be maintained in a bank account or with a broker to facilitate
		trading in interbank forward foreign currency transactions and the payment of
		Partnership expenses, redemptions or distributions. The Partnership shall
		execute such other documents as shall be necessary or appropriate to permit SSB
		to perform its services hereunder.
	 

	 
		2. Services of SSB.
		SSB agrees to use its best efforts to effect transactions for the
		Partnership’s account. SSB agrees to assist the Partnership and SBFM in
		performing 
	 

	 
		 
	 

	 
		 
	 

	 
		 
	 

	 
	 

	 

	 
		various functions. These include, but are
		not limited to: (a) calculating the Partnership’s Net Assets and Net Asset
		Value (as such terms are defined in the Partnership’s Limited Partnership
		Agreement) at such times as may be required, (b) calculating any fees due the
		Partnership’s trading advisor (the “Advisor”), (c) preparing and
		confirming financial information for annual or interim audits and reports and
		(d) establishing procedures for effecting redemptions, cash distributions and
		the liquidation of the Partnership upon termination. SSB further agrees to
		furnish clerical and bookkeeping support for the administration of the
		Partnership.
	 

	 
		3. (a) Brokerage and Other Fees. The Partnership shall pay to SSB, in lieu of brokerage
		commissions on a per trade basis, a monthly flat rate brokerage fee equal to
		6.5% per year of the Partnership’s month-end Net Assets (computed monthly
		by multiplying the Partnership’s Net Assets as of the last business day of
		each month by 6.5% and dividing the result thereof by the ratio which the total
		number of calendar days in that month bears to 365 days) less $3,000. The
		Partnership shall also pay all National Futures Association, exchange,
		clearing, user, give-up and floor brokerage fees, or shall reimburse SSB for
		all such fees previously paid by SSB on behalf of the Partnership. SSB’s
		fee may be increased or decreased at any time at SSB’s discretion upon
		notice to the Partnership.
	 

	 
		4. Payment of Interest. All of the assets of the Partnership which are
		deposited in the Partnership’s accounts at SSB will be deposited and
		maintained in cash. During the term of this Agreement, SSB will, within 10 days
		following the end of each calendar month, credit the Partnership’s
		brokerage accounts with a sum representing interest on eighty percent (80%) of
		the average daily equity maintained in cash in such accounts during each month
		(i.e., the sum of the daily cash balances in such accounts divided by the total
		number of calendar days in that month) at a 30-day Treasury bill rate
		determined weekly by SSB based on the average non-competitive yield on 3-month
		U.S. Treasury bills maturing in 30 days (or on the closest maturity date
		thereto) from the date on which such weekly rate is determined. The equity
		maintained in cash in the account on Saturdays, Sundays and holidays shall be
		the equity maintained in cash in the account as of the close of business on the
		immediately preceding business day.
	 

	 
		5. Trading Authorization and Management
		Agreement. The General Partner has
		entered into an individual management agreement with Chesapeake Capital
		Corporation, Inc. as the Partnership’s Advisor. Pursuant to the management
		agreement, the Partnership’s Advisor shall have discretion to order
		purchases and sales of commodity interests including futures contracts,
		options, spot and forward contracts. SBFM, as the Partnership’s general
		partner, may allocate or reallocate all or a portion of the Partnership’s
		assets among trading programs operated by the Partnership’s Advisor or
		select or appoint additional or replacement trading advisors. SSB is hereby
		authorized to execute all orders placed by the Partnership’s Advisor for
		the account of the Partnership until notified by SBFM to the contrary, and
		shall have no obligation to inquire into the reason for or method of
		determining such orders, nor any obligation to monitor such orders in relation
		to the Partnership’s trading policies. The provisions of this Paragraph 5
		shall apply with equal force and effect to any commodity trading advisor
		designated in the future by SBFM.
	 

	 
		6. Terms of the Account. The following terms and conditions shall be applicable
		to the Partnership’s account:
	 

	 
		 
	 

	 
		 
	 

	 
		2
	 

	 
		 
	 

	 
	 

	 

	 
		The word “property” is used herein
		to mean securities of all kinds, monies, options, commodities and contracts for
		the future delivery of, or otherwise relating to, commodities or securities and
		all property usually and customarily dealt in by brokerage firms.
	 

	 
		All transactions for the Partnership’s
		account shall be subject to the regulations of all applicable federal, state
		and self-regulatory agencies including, but not limited to, the various
		commodity exchanges and the constitutions, rules and customs, as the same may
		be constituted from time to time, of the exchange or market (and its clearing
		house, if any) where executed. Actual deliveries are intended on all
		transactions. The Partnership also agrees not to exceed the speculative
		position limits for its own account, acting alone or in concert with others,
		and promptly to advise SSB if it is required to file reports of its commodity
		positions with the Commodity Futures Trading Commission.
	 

	 
		Any and all property belonging to the
		Partnership, or in which it may have an interest, held by SSB or carried in the
		Partnership’s account (either individually or jointly with others) shall
		be subject to a general lien for the discharge of the Partnership’s
		obligations to SSB, wherever or however arising and without regard to whether
		or not SSB has made advances with respect to such property, and SSB is hereby
		authorized to sell and/or purchase any and all property in the
		Partnership’s account without notice to satisfy such general lien.
	 

	 
		The Partnership agrees to maintain such
		collateral and/or margin as SSB may, in its discretion, require from time to
		time and will pay on demand any amount owing with respect to its account.
		Against a “short” position in any commodity contract, prior to the
		maturity thereof, the Partnership will give SSB instructions to cover, or
		furnish SSB with all necessary delivery documents, and in default thereof, SSB
		may, without demand or notice, cover the contracts, or if an order to buy in
		such contracts cannot be executed under prevailing conditions, SSB may procure
		the actual commodity and make delivery thereof upon any terms and by any method
		which may be feasible. It is further agreed that if the Partnership fails to
		receive sufficient funds to pay for any commodities and commodity futures
		contracts and/or to satisfy any demands for original and/or variation margin,
		SSB may, without prior demand and notice, sell any property held by it in the
		Partnership’s account and any loss resulting therefrom will be charged to
		the Partnership’s account.
	 

	 
		SSB may, whenever in its discretion it
		considers it necessary for its protection, sell any or all property held in the
		Partnership’s account, cancel any open orders for the purchase or sale of
		any property with or without notice to the Partnership, and SSB may borrow or
		buy in any property required to make delivery against any sales, including a
		short sale, effected for the Partnership. Such sale or purchase may be public
		or private and may be made without advertising or notice to the Partnership and
		in such manner as SSB may, in its discretion, determine, and no demands, calls,
		tenders or notices which SSB may make or give in any one or more instances
		shall invalidate the aforesaid waiver on the Partnership’s part. At any
		such sale SSB may purchase the property free of any right of redemption and the
		Partnership shall be liable for any deficiency in its account.
	 

	 
		SSB and the Partnership agree that the
		parties shall have the right to offset any unrealized gains and losses on the
		Partnership’s open positions and to net any open orders for the purchase
		or sale of any property of the Partnership.
	 

	 
		 
	 

	 
		 
	 

	 
		3
	 

	 
		 
	 

	 
	 

	 

	 
		The Partnership agrees to pay service fees
		and/or interest charges upon its account monthly at the prevailing and/or
		allowable rates according to the laws of the State of New York, as determined
		by SSB at the time of the acceptance of this Agreement in its New York office
		and thereafter.
	 

	 
		If any provisions herein are or should
		become inconsistent with any present or future law, rule or regulation of any
		sovereign government or a regulatory body having jurisdiction over the subject
		matter of this Agreement, such provision shall be deemed to be rescinded or
		modified in accordance with any such law, rule or regulation. In all other
		respects, this Agreement shall continue and remain in full force and
		effect.
	 

	 
		7. Indemnification.
		
	 

	 
		In any action, suit or proceeding to which
		SSB was or is a party or is threatened to be made a party by reason of the fact
		that it is or was the commodity broker for the Partnership (other than an
		action by or in the right of the Partnership), the Partnership shall indemnify
		and hold harmless SSB, subject to subparagraph (c), against any loss,
		liability, damage, cost, expense (including attorneys’ fees and
		accountants’ fees), judgments and amounts paid in settlement actually and
		reasonably incurred by it in connection with such action, suit or proceeding if
		SSB acted in good faith and in a manner it reasonably believed to be in the
		best interests of the Partnership, except that no indemnification shall be made
		in respect of any claim, issue or matter which as to SSB constituted
		negligence, misconduct or breach of its fiduciary obligations to the
		Partnership, unless, and only to the extent that, the court in which such
		action or suit was brought shall determine upon application that, despite the
		adjudication of liability but in view of all circumstances of the case, SSB is
		fairly and reasonably entitled to indemnification for such expenses which such
		court shall deem proper; and further provided that no indemnification shall be
		available from the Partnership if such indemnification is prohibited by Section
		16 of the Partnership’s Limited Partnership Agreement. The termination of
		any action, suit or proceeding by judgment, order or settlement shall not, of
		itself, create a presumption that SSB did not act in good faith, and in a
		manner which it reasonably believed to be in or not opposed to the best
		interests of the Partnership.
	 

	 
		To the extent that SSB has been successful
		on the merits or otherwise in defense of any action, suit or proceeding
		referred to in subparagraph (a) above, or in defense of any claim, issue or
		matter therein, the Partnership shall indemnify it against the expenses,
		including attorneys’ fees, actually and reasonably incurred by it in
		connection therewith.
	 

	 
		Any indemnification under subparagraph (a)
		above, unless ordered by a court, shall be made by the Partnership only as
		authorized in the specific case and only upon a determination by independent
		legal counsel in a written opinion that indemnification is proper in the
		circumstances because SSB has met the applicable standard of conduct set forth
		in subparagraph (a) above.
	 

	 
		The term SSB as used in this Paragraph 7
		shall include SSB, its officers, directors, stockholders, employees and
		affiliates.
	 

	 
		 
	 

	 
		 
	 

	 
		4
	 

	 
		 
	 

	 
	 

	 

	 
		8. Termination.
		This Agreement may be terminated at any time by either party hereto upon notice
		to the other, in which event the brokerage accounts shall be closed and all
		positions open at such time shall be liquidated or shall be transferred to
		another broker as directed by the Partnership.
	 

	 
		9. Miscellaneous.
		This Agreement shall be binding upon and inure to the benefit of the parties
		hereto and their respective successors and assigns. This Agreement shall be
		governed by the laws of the State of New York.
	 

	 
		THE REMAINDER OF THIS PAGE HAS BEEN
		INTENTIONALLY LEFT BLANK.
	 

	 
		 
	 

	 
		 
	 

	 
		5
	 

	 
		 
	 

	 
	 

	 

	 
		IN WITNESS WHEREOF, this Agreement has been
		executed by the parties hereto as of the day and year first above
		written.
	 

	 
		 
	 

	 
			
				
				   
				

			 	
				
				   
				

			 	
				
				  SMITH BARNEY TIDEWATER FUTURES FUND
				  L.P.
				

			 
	
				
				   
				

			 	
				
				   
				

			 	
				
				  By: 
				

			 	
				
				  Smith Barney Futures Management
				  LLC
  (General Partner)
				

			 
	
				
				

			 	
				
				   
				

			 	
				
				  By: 
				

			 	
				
				  
 /s/ Daniel R. McAuliffe,
				  Jr.
				

			 
	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				

				
 
	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				  Name: Daniel R. McAuliffe,
				  Jr.
				

			 
	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				  Title:   Director
				

			 

 

	 
		 
	 

	 
			
				
				   
				

			 	
				
				   
				

			 	
				
				  SALOMON SMITH BARNEY INC.
				

				
				  (Commodity Broker/Dealer)
				

			 
	
				
				

			 	
				
				   
				

			 	
				
				  By: 
				

			 	
				
				  
 /s/ Daniel R. McAullife,
				  Jr.
				

			 
	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				

				
 
	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				  Name: Daniel R. McAuliffe,
				  Jr.
				

			 
	
				
				   
				

			 	
				
				   
				

			 	
				
				   
				

			 	
				
				  Title:   Senior Vice
				  President
				

			 

 

	 
		 
	 

	 
		 
	 

	 
		6

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