Document:

Exhibit 10.10

 

 

August 24, 2008

 

Ms. Katherine L. Wolf

252 7th Avenue, Apt. 10G

New York, NY 10001

 

Dear Katherine,

 

I am very excited to offer you the parameters of your employment opportunity
with Vision-Sciences, Inc. (“VSI”), at our Orangeburg, New York location.

 

The terms of employment upon which we have agreed are described below:

 

	
  ·

  	
  Effective Date:

  	
   

  	
  September 16, 2008

  
	
   

  	
   

  	
   

  	
   

  
	
  ·

  	
  Position:

  	
   

  	
  Executive Vice President, Corporate Development and CFO

  
	
   

  	
   

  	
   

  	
   

  
	
  ·

  	
  Initial Responsibilities:

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ·

  	
  Report directly to the President & Chief Executive Officer.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ·

  	
  Assume oversight of all functions of VSI financial operations and
  business development activities.

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  ·

  	
  All other standard duties generally applicable to the title and
  position.

  
	
   

  	
   

  	
   

  	
   

  
	
  ·

  	
  Compensation:

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
       1.    Annual
  Base Salary:

  	
  $255,000 USD

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
       2.    Bonus:

  	
   

  	
   

  
					

 

·                  Subject to recommendation on an
annual basis by the CEO and, subject to approval by VSI’s Board of Directors.

 

·                  Up to 25% of Base Salary. The actual
bonus amount will be contingent, upon achieving certain pre-defined milestones
or objectives.

 

 

·                  You must be an employee of VSI at the
time bonuses are disbursed to be eligible to receive any bonus payments, unless
you were terminated without Cause after the first anniversary of the start of
the Subsequent Term and before your bonus was paid, in which case you will
receive the full amount due. If you resign or are terminated for Cause, you
will not be entitled to collect the bonus.

 

·                  “Cause” means:  (i) your engaging in any willful act of
dishonesty, fraud or misrepresentation; (ii) your violation of any federal
or state law or regulation (other than misdemeanors or traffic violations); (iii) your
material and intentional breach of the confidentiality agreement or invention
assignment agreement between you and VSI; or (iv) your failure to follow
the lawful directions of the Board or the Chief Executive Officer.

 

·                  Options.

 

You will receive an incentive stock option to purchase 600,000 shares
of common stock of VSI, subject to approval of the Compensation Committee of
the Board of Directors, at a purchase price equal to the closing market price
on Effective Date (The “Employment Options”). 
You will also receive an incentive stock option to purchase additional
200,000 shares of common stock of VSI, at a purchase price equal to the closing
market price on Effective Date, subject to successful completion of an
institutional fund raising that generates at least $20 million net in cash for the
Company within the first 24 months after the Effective Date (The “Supplemental
Options”). The Employment Options will vest in four equal installments of
150,000 shares, starting on the first anniversary of the Effective Date and on
each of the next three anniversaries. The Supplemental Options will vest is
three equal installments of 66,666 shares upon the first, second and third
anniversaries of the closing of the noted transaction. All the options will be
subject to the terms of VSI’s stock option plan and standard option agreement,
including the terms with respect accelerated vesting upon an acquisition. You
will be eligible to participate in such other option grants and other incentive
plans as the Board may determine.

 

·                  Severance.

 

As member of the executive management team you shall accumulate
severance (including salary and health benefits) at the rate of three (3) months
after each of the 1st, 2nd, 3rd and 4th
anniversaries for a total of twelve (12) months.

 

·                  Paid Time Off:                          You
will be eligible to participate in our PTO policy after ninety days of
employment.

 

·                  Benefits:                           You
will be entitled to participate in VSI’s standard benefits package.

 

Please note
that this offer of employment is contingent upon the successful completion of a
background and reference check.

 

 

You will also be asked to sign a non-disclosure and non-compete
agreement (“NDA”) on your Effective Date (together with this offer letter, the “Agreement”).  This Agreement represents your entire
agreement with VSI with respect to your employment for VSI.  This Agreement shall be governed by and
construed in accordance with the internal laws of the State of New York.

 

If the foregoing terms of employment are acceptable to you, please
indicate your agreement by initialing each page of this letter and signing
where indicated below.  If not accepted
by you, this offer will expire one week from the date first written above.

 

I very much look forward to you joining the team and to working
together.

 

 

	
  Yours truly,

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Ron Hadani

  	
   

  	
   

  	
   

  	
   

  
	
  President & CEO

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Offer Letter August 24, 2008

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  Accepted:

  	
  /s/ Katherine L. Wolf

  	
   

  	
  Date:

  	
  September 16, 2008

  
	
   

  	
  Katherine L. WolfEXHIBIT 10.1

 

Allstate
Life Insurance Company

3075
Sanders Road

Northbrook,
IL  60062

 

Re: Sale Agreement for those Securities listed on Exhibit “A”

 

Allstate Insurance Company (“Seller”) by this Sale Agreement hereby agrees to sell,
assign, transfer and deliver to Allstate Life Insurance
Company (“Purchaser”) without recourse on September 10, 2008 (the “Settlement Date”), all of its rights,
title and interest in, to and under those certain Securities listed on Schedule
“A” attached hereto (collectively, the “Securities”) and all claims
(including “claims” as defined in the United States Bankruptcy Code, as amended
(the “Bankruptcy Code”), § 101(5)), suits, causes of action, and any
other right of Seller, whether known or unknown, against any obligor or issuer,
any guarantor of an issuer’s obligations or any of their affiliates, agents,
representatives, contractors, advisors, or any other entity that in any way is
based upon, arises out of or is related to any of the foregoing, including, to
the extent permitted under applicable law, all claims (including contract
claims, tort claims, malpractice claims, and claims under any law governing the
purchase and sale of, or indentures for, securities), suits, causes of action,
and any other right of Seller against any attorney, accountant, financial
advisor, or other entity arising under or in connection with the foregoing, in
each case, solely to the extent related to the Securities (collectively, the “Claims”).
In this Sale Agreement, an issuer may also be referred to as the “obligor”.

 

1.                                       In order to induce Purchaser to purchase the
Securities, Seller hereby represents and warrants to Purchaser that:

 

(a)                                  Seller is duly organized and validly existing
and in good standing under the laws of the jurisdiction of its formation or
incorporation and has the corporate or other power and authority to enter into
and perform its obligations under this Sale Agreement and to sell, assign,
transfer and deliver to the Purchaser the Securities.

 

(b)                                 This Sale Agreement has been duly authorized,
executed and delivered by, and is a valid and binding agreement of, Seller,
enforceable in accordance with its terms, except as the enforcement thereof may
be limited by bankruptcy, insolvency, reorganization, moratorium or other
similar laws relating to or affecting the rights and remedies of creditors or
by general equitable principles.

 

(c)                                  Seller is the legal, record and beneficial
owner of the Securities. Seller has, and will have as of the Settlement Date,
good and valid title to the Securities, free and clear of all liens, claims,
security interests, defenses, rights of set-off, options or encumbrances of any
kind (“Encumbrances”); and, upon delivery of such Securities and payment
therefor pursuant hereto, good and valid title to such Securities, free and
clear of all Encumbrances, will be transferred to Purchaser. The Securities are
not subject to any prior sale, transfer, assignment or participation by Seller
or any agreement by Seller to assign, convey, transfer or participate, in whole
or in part.

 

(d)                                 Seller’s execution, delivery, and performance
of this Sale Agreement, the sale and delivery of the Securities to be sold
hereunder, and consummation of the transactions contemplated hereby will not
result in a breach or violation of any provision of (i) Seller’s
organizational documents, 

 

 

(ii) any
statute, law, writ, order, rule or regulation of any governmental
authority applicable to Seller, (iii) any judgment, injunction, decree or
determination applicable to Seller or (iv) any contract, indenture,
mortgage, loan agreement, note, lease or other instrument by which Seller may
be bound or to which any of the assets of Seller are subject.

 

(e)                                  Except for those necessary approvals already
received by Purchaser, no consent, approval, authorization or other order of,
or registration or filing with, any court or other governmental or regulatory
authority or agency or other third party, is required for Seller’s execution,
delivery and performance of this Sale Agreement, the sale and delivery of the
Securities being sold hereunder, or consummation of the transactions
contemplated hereby.

 

(f)                                    Seller has received no notice and has no
actual knowledge that the Securities (i) were not duly authorized,
executed, issued and delivered and (ii) do not now constitute valid and
legally binding obligations of the obligor enforceable in accordance with their
terms (except as limited by bankruptcy, insolvency, reorganization, moratorium
or other similar laws relating to or affecting the rights and remedies of
creditors or by general equitable principles).

 

(g)                                 At the Settlement Date, appropriate Bond
Powers evidencing the transfer to Purchaser of the Securities will be executed
by a person duly authorized to do so, will be lawfully delivered, and will be
valid, binding and enforceable in accordance with the Bond Powers’ terms.

 

(h)                                 To the best of Seller’s knowledge, there are
no conditions or restrictions applicable to the Securities that would prohibit
the assignment thereof to you. Seller knows of no reason that would prevent the
Securities from being registered in your name or the name of your nominee
subject to your providing the Issuer with any documentation required by the
transfer agent with respect to the assignment of the Securities to you.

 

2.                                       In order to induce Seller to sell the
Securities, Purchaser hereby makes the following representations and
warranties:

 

(a)                                  Purchaser is duly organized and validly
existing and in good standing under the laws and jurisdiction of its formation
or incorporation, and has the corporate or other power and authority to
purchase and hold the Securities and to enter into and perform its obligations
under this Sale Agreement.

 

(b)                                 This Sale Agreement has been duly authorized,
executed and delivered by, and is a valid and binding agreement of, Purchaser,
enforceable in accordance with its terms, except as the enforcement thereof may
be limited by bankruptcy, insolvency, reorganization, moratorium or other
similar laws relating to or affecting the rights and remedies of creditors or
by general equitable principals.

 

(c)                                  Purchaser’s execution, delivery, and
performance of this Sale Agreement, the purchase of the Securities to be
purchased hereunder, and the consummation of the transactions contemplated
hereby will not result in a breach of any provision of (i) Purchaser’s
organizational documents, (ii) and statute, law, writ, order, rule, or
regulation of any governmental authority applicable to Purchaser, (iii) any
judgment, injunction, decree or determination applicable to Purchaser, or (iv) any
contract, indenture, mortgage, loan agreement, note, lease, or other instrument
by which Purchaser may be bound or to which any of the assets of Purchaser are
subject.

 

2

 

(d)                                 Except for those necessary approvals already
received, no consent, approval, authorization or other order of, or
registration or filing with, any court or other governmental or regulatory
authority or agency or other third party, is required for Purchaser’s execution,
delivery and performance of this Sale Agreement, the purchase of the Securities
being purchased hereunder, or consummation of the transactions contemplated
hereby.

 

(e)                                  Purchaser (i) is a sophisticated entity
that is an accredited investor within the meaning of Rule 501 under the
Securities Act of 1933 (the “Act”), (ii) is able to bear the
economic risk associated with the purchase of the Securities, (iii) has
received such information as it deems necessary and appropriate to make an
informed decision regarding the purchase of the Securities, (iv) has such
knowledge and experience, and has made investment of a similar nature, so as to
be aware of the risks and uncertainties inherent in the purchase of investment
of the type contemplated in this Sale Agreement.

 

(f)                                    The Securities are being acquired for
Purchaser’s own account without any view to the “distribution” thereof within
the meaning of the Act and Purchaser has no intention of distributing or
reselling the Securities, or any part thereof, except in accordance with the
Act and the rules and regulations of the Securities and Exchange
Commission promulgated thereunder.

 

3.                                       The sale, assignment and transfer of the
Securities and the foregoing representations, warranties and agreements of each
of Seller and Purchaser shall be deemed made on and at the date of Seller’s
transfer of the Securities to Purchaser or its nominee. Purchaser shall have no
recourse against Seller, nor shall Seller incur any liability, for any
misstatement (whether material or immaterial) or omission (whether negligent or
otherwise) of any issuer or any of the other parties to the Securities (other
than of Seller to the extent set forth herein).

 

4.                                       Seller and Purchaser hereby agree that in
consideration of the transfer to Purchaser by Seller of the Securities pursuant
hereto, Purchaser, upon delivery to Purchaser of the Securities, together with
duly authorized Bond Powers as appropriate to effect transfer, will pay to
Seller by wire transfer of immediately available funds the amount determined in
accordance with the attached Purchase Price Schedule in accordance with the payment
wiring instructions set forth on the Purchase Price Schedule (or such other
account of Seller as Seller may direct). Settlement will take place pursuant to
the following instructions: Seller will cause its clearing bank to deliver the
Securities and Bond Powers to the following institution:

 

ALLSTATE LIFE INSURANCE COMPANY

c/o Citibank, N.A.

333 West 34th Street, 3rd
Floor Securities Vault

New York, New York 10001

Attention: 
Danny Reyes

For Allstate Life Insurance Company/Safekeeping
Account No. 846627

 

(or
such other account of Purchaser as Purchaser may direct)

 

3

 

5.                                       From and after the date hereof, each of Purchaser
and Seller covenants and agrees to execute and deliver all such agreements,
instruments and documents and to take all such further actions as the other
party may reasonably request from time to time (at the requesting party’s
expense) to carry out the intent and purposes and to consummate the
transactions contemplated hereby and to fully effect the transfer of the
Securities to Purchaser.

 

6.                                       If at any time after the closing of the
transactions contemplated hereby, Seller receives any payment or other
distributions of cash (including principal, interest, or premium), notes,
securities, or other property (including collateral) or proceeds under or in
respect of the Securities (a “Distribution”), Seller shall (i) accept
and hold the Distribution for the account and sole benefit of Purchaser, (ii) have
no equitable or beneficial interest in the Distribution, and (iii) promptly
deliver the Distribution to Purchaser in accordance with the wiring
instructions set forth below (free of any withholding, setoff, recoupment, or
deduction of any kind except as required by law).

 

7.                                       Both parties shall maintain the
confidentiality of the terms of this transaction unless otherwise required by
law or regulatory authority (including, without limitation, the National Association
of Insurance Commissioners), except that the parties may disclose the terms of
the transaction to respective attorneys, accountants, and other advisors.

 

8.                                       The respective agreements, representations,
warranties and other statements of Seller and Purchaser set forth in or made
pursuant to this Sale Agreement will remain in full force and effect,
regardless of any investigation made by or on behalf of Purchaser or Seller or
any of their respective partners, officers or directors or any controlling
person, as the case may be, and will survive delivery of and payment for the Securities
sold hereunder.

 

9.                                       This Sale Agreement shall be governed by and
construed in accordance with the laws of the State of New York applicable to
agreements made and to be performed entirely within such state. THE PARTIES
HEREBY IRREVOCABLY AND UNCONDITIONALLY WAIVE, TO THE FULLEST EXTENT PERMITTED
BY APPLICABLE LAW, ANY RIGHT THAT THEY MAY HAVE TO TRIAL BY JURY OF ANY
CLAIM OR CAUSE OF ACTION, OR IN ANY LEGAL PROCEEDING, DIRECTLY OR INDIRECTLY
BASED UPON OR ARISING OUT OF THIS SALE AGREEMENT OR THE TRANSACTIONS
CONTEMPLATED BY THIS SALE AGREEMENT (WHETHER BASED ON CONTRACT, TORT OR ANY
OTHER THEORY).

 

10.                                 This Sale Agreement will inure to the benefit
of and be binding upon the parties hereto, and in each case their respective successors,
and no other person will have any right or obligation hereunder.

 

11.                                 The invalidity or unenforceability of any section,
paragraph or provision of this Sale Agreement shall not affect the validity or
enforceability of any other section, paragraph or provision hereof. If any section,
paragraph or provision of this Sale Agreement is for any reason determined to
be invalid or unenforceable, there shall be deemed to be made changes (and only
such changes) as are necessary to make it valid and enforceable.

 

4

 

12.                                 This Sale Agreement constitutes the entire
agreement of the parties to this Sale Agreement and supersedes all prior
written or oral and all contemporaneous oral agreements, understandings and
negotiations with respect to the subject matter hereof. This Sale Agreement may
be executed in two or more counterparts, each one of which shall be an
original, with the same effect as if the signatures thereto and hereto were
upon the same instrument. This Sale Agreement may not be amended or modified
unless in writing by all of the parties hereto, and no condition herein
(express or implied) may be waived unless waived in writing by each party whom
the condition is meant to benefit.

 

 

	
   

  	
   

  	
  Allstate Insurance Company

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Breege Farrell

  
	
   

  	
   

  	
  Name:

  	
  Breege Farrell

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Patricia Wilson

  
	
   

  	
   

  	
  Name: 

  	
  Patricia Wilson

  
	
   

  	
   

  	
  Title:

  	
  Authorized Signatory

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Accepted and Agreed this 10th day of September, 2008.

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Allstate Life Insurance Company

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  By:

  	
  /s/ David A. Walsh

  	
   

  	
   

  
	
  Name: 

  	
  David A. Walsh

  	
   

  	
   

  
	
  Title:

  	
  Authorized Signatory

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  By:

  	
  /s/ Mark Cloghessy

  	
   

  	
   

  
	
  Name:

  	
  Mark Cloghessy

  	
   

  	
   

  
	
  Title:

  	
  Authorized Signatory

  	
   

  	
   

  

 

5

 

Purchase Price Schedule

 

Seller’s Wiring Instructions

 

	
  Bank:

  	
  Citibank

  
	
  ABA#:

  	
  021000089

  
	
  Account Name:

  	
  Allstate Insurance Company Collection Account

  
	
  Account#:

  	
  30546979

  

 

The
Purchase Price for each respective security listed on Schedule “A” shall be the
“Evaluated Bid” price at the end of day market close on the day before
Settlement, as furnished (absent manifest error) to the parties hereto by
Interactive Data Pricing and Reference Data, Inc., plus accrued interest
to, but not including, the Settlement Date.

 

6

 

Exhibit A

 

	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Par Value as of

  	
   

  	
   

  	
   

  	
  Fair Value as of

  
	
  DEPT

  	
   

  	
  Acct/Book

  	
   

  	
  CUSIP

  	
   

  	
  Description

  	
   

  	
  Maturity Date

  	
   

  	
  Coupon Rate

  	
   

  	
  NAIC Rating

  	
   

  	
  Schedule

  	
   

  	
  9/10/2008

  	
   

  	
  Price

  	
   

  	
  9/10/2008

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  018581A*9

  	
   

  	
  ALLIANCE DATA
  SYSTEMS CORP. SR UNSEC. NOTES 3-YR

  	
   

  	
  5/16/2009

  	
   

  	
  6.00

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  99.8852

  	
   

  	
  9,988,517

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  09951#AE6

  	
   

  	
  BORAL LTD/BORAL
  USA GTD SR NTS

  	
   

  	
  5/9/2015

  	
   

  	
  5.42

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  88.3153

  	
   

  	
  4,415,764

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  115236A*2

  	
   

  	
  BROWN & BROWN
  INC SER. A SR NTS

  	
   

  	
  9/15/2011

  	
   

  	
  5.57

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  97.8210

  	
   

  	
  4,891,049

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  12811#AA8

  	
   

  	
  CALAMOS HOLDINGS
  5.24% SR NTS

  	
   

  	
  4/29/2011

  	
   

  	
  5.24

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  96.8463

  	
   

  	
  4,842,314

  
	
  PF

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  14155#AA8

  	
   

  	
  CARDINALS BALLPARK
  LLC SR SECD NTS

  	
   

  	
  9/30/2027

  	
   

  	
  5.72

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  4,637,661

  	
   

  	
  97.4336

  	
   

  	
  4,518,639

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  151895B*9

  	
   

  	
  CENTERPOINT PROPERTIES
  TR. SER B

  	
   

  	
  6/15/2013

  	
   

  	
  6.16

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  96.0417

  	
   

  	
  4,802,087

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  18055#AC6

  	
   

  	
  CLARION LION
  PROPERTIES FUND HOLD. SER C SR NTS

  	
   

  	
  8/23/2015

  	
   

  	
  5.22

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  91.3680

  	
   

  	
  4,568,400

  
	
  PF

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  23307*AC6

  	
   

  	
  DC ARENA LP

  	
   

  	
  11/30/2023

  	
   

  	
  6.56

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  94.8176

  	
   

  	
  4,740,882

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  251526E*6

  	
   

  	
  FINANCIAL FEDERAL
  CREDIT INC. / DB PERFORMANCE-LINKED NOTE 5-YEAR

  	
   

  	
  5/17/2011

  	
   

  	
  3.33

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  92.9470

  	
   

  	
  4,647,350

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  252737AB7

  	
   

  	
  GENERAL ELECTRIC
  CAPITAL CORP. / DIAMOND SENIOR LIVING LLC SR UNSEC GTD NTS

  	
   

  	
  9/12/2011

  	
   

  	
  5.40

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  101.6342

  	
   

  	
  5,081,710

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  31746*BD5

  	
   

  	
  FINANCIAL FEDERAL
  CREDIT SER A SR NTS

  	
   

  	
  5/2/2010

  	
   

  	
  4.98

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  97.4563

  	
   

  	
  4,872,816

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  34640#AA9

  	
   

  	
  FORMOSA UTILITY
  VENTURE SR SECD NTS

  	
   

  	
  10/15/2018

  	
   

  	
  7.20

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  8,000,000

  	
   

  	
  103.3923

  	
   

  	
  8,271,384

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  36849#AA3

  	
   

  	
  SHELL CHEMICAL
  LP/GEISMAR TR 5.83% SEC. NTS

  	
   

  	
  1/2/2020

  	
   

  	
  5.83

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  4,574,120

  	
   

  	
  100.8416

  	
   

  	
  4,612,615

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  42726#AA9

  	
   

  	
  HERITAGE OPERATING
  SENIOR NOTES

  	
   

  	
  6/30/2011

  	
   

  	
  8.55

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  600,000

  	
   

  	
  105.7000

  	
   

  	
  634,200

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  44440*AC0

  	
   

  	
  RAYTHEON/HUGHES
  AIR/AURORA IRE - SB

  	
   

  	
  9/30/2012

  	
   

  	
  10.36

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  856,377

  	
   

  	
  107.5996

  	
   

  	
  921,458

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  497266A@5

  	
   

  	
  KIRBY CORP FLOAT
  RATE NTS

  	
   

  	
  2/28/2013

  	
   

  	
  3.15

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  93.4460

  	
   

  	
  4,672,300

  
	
  PF

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  521615AA2

  	
   

  	
  LEA POWER PARTNERS
  2033

  	
   

  	
  6/15/2033

  	
   

  	
  6.60

  	
   

  	
  2FE

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  87.6218

  	
   

  	
  4,381,090

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  52605#AA4

  	
   

  	
  LEND LEASE (US)
  CAPITAL INC. SER A GTD SR NTS

  	
   

  	
  10/12/2012

  	
   

  	
  5.49

  	
   

  	
  2FE

  	
   

  	
  Schedule D

  	
   

  	
  7,000,000

  	
   

  	
  89.9892

  	
   

  	
  6,299,241

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  54600@AL3

  	
   

  	
  LOUIS DREYFUS
  CORP SR UNSEC NTS SER. A

  	
   

  	
  12/17/2009

  	
   

  	
  5.10

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  7,000,000

  	
   

  	
  98.7668

  	
   

  	
  6,913,678

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  58505@AA4

  	
   

  	
  MEDTRONIC INC.
  (UNITED STATES) 2013

  	
   

  	
  2/15/2013

  	
   

  	
  5.60

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  3,030,414

  	
   

  	
  101.8551

  	
   

  	
  3,086,633

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  58506@AA3

  	
   

  	
  MEDTRONIC INC.
  (UNITED STATES) 2012

  	
   

  	
  12/30/2012

  	
   

  	
  5.60

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  3,183,169

  	
   

  	
  101.8529

  	
   

  	
  3,242,150

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  597334A@0

  	
   

  	
  AETNA/MIDDLETOWN
  CTL

  	
   

  	
  7/14/2010

  	
   

  	
  4.04

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  2,123,218

  	
   

  	
  97.9222

  	
   

  	
  2,079,102

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  63250@AC7

  	
   

  	
  NATIONAL AMUSEMENTS
  INC. SER B SR NTS DUE 2010

  	
   

  	
  12/19/2010

  	
   

  	
  5.07

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  97.0605

  	
   

  	
  9,706,046

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  65473QA*4

  	
   

  	
  NISOURCE FINANCE
  CORP. 5.21% SERIES A SR NTS

  	
   

  	
  11/28/2012

  	
   

  	
  5.21

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  15,000,000

  	
   

  	
  95.5619

  	
   

  	
  14,334,283

  

 

1

 

	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Par Value as of

  	
   

  	
   

  	
   

  	
  Fair Value as of

  
	
  DEPT

  	
   

  	
  Acct/Book

  	
   

  	
  CUSIP

  	
   

  	
  Description

  	
   

  	
  Maturity Date

  	
   

  	
  Coupon Rate

  	
   

  	
  NAIC Rating

  	
   

  	
  Schedule

  	
   

  	
  9/10/2008

  	
   

  	
  Price

  	
   

  	
  9/10/2008

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  74986@AD3

  	
   

  	
  RREEF AMERICA
  REIT II SER. A SR NTS

  	
   

  	
  6/13/2015

  	
   

  	
  5.06

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  90.8320

  	
   

  	
  4,541,601

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  758750A@2

  	
   

  	
  REGAL-BELOIT
  CORP. SENIOR NOTES SERIES B

  	
   

  	
  8/23/2017

  	
   

  	
  3.34

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  7,000,000

  	
   

  	
  88.5040

  	
   

  	
  6,195,280

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  758932G@0

  	
   

  	
  REGIS CORP FLOAT.
  RATE SER 2005-B TRANCHE 1

  	
   

  	
  3/31/2013

  	
   

  	
  3.32

  	
   

  	
  3

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  87.2590

  	
   

  	
  8,725,900

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  759470A@6

  	
   

  	
  RELIANCE INDUSTRIES
  LTD (INDIA) SERIES B

  	
   

  	
  9/18/2018

  	
   

  	
  6.61

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  94.6101

  	
   

  	
  9,461,014

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  78402*AA8

  	
   

  	
  PPG INDUSTRIES
  / SC LEASING LLC SR SECD GTD NTS 5.20% DUE 2022

  	
   

  	
  12/31/2022

  	
   

  	
  5.20

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  3,141,206

  	
   

  	
  97.2347

  	
   

  	
  3,054,342

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  79603#AL5

  	
   

  	
  SAMSON INV CO
  FLOAT RATE SER 2005-C

  	
   

  	
  5/24/2012

  	
   

  	
  2.91

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  7,000,000

  	
   

  	
  93.2430

  	
   

  	
  6,527,010

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  84861#AA6

  	
   

  	
  SPIRITS OF ST.
  LOUIS BASKETBALL CLUB

  	
   

  	
  12/31/2021

  	
   

  	
  6.09

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  4,121,002

  	
   

  	
  96.9191

  	
   

  	
  3,994,037

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  87305QBU4

  	
   

  	
  TTX COMPANY SR
  UNSECD NTS

  	
   

  	
  6/1/2014

  	
   

  	
  5.63

  	
   

  	
  2FE

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  99.6427

  	
   

  	
  9,964,272

  
	
  PF

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  88031VAA7

  	
   

  	
  TENASKA GATEWAY

  	
   

  	
  12/31/2023

  	
   

  	
  6.05

  	
   

  	
  2FE

  	
   

  	
  Schedule D

  	
   

  	
  14,398,564

  	
   

  	
  97.6440

  	
   

  	
  14,059,334

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  90781#AC6

  	
   

  	
  UNION PACIFIC
  RAILROAD LEASE-BACKED NOTES 2007-2

  	
   

  	
  7/30/2012

  	
   

  	
  5.51

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  1,131,209

  	
   

  	
  100.7091

  	
   

  	
  1,139,230

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  908594AB0

  	
   

  	
  UNION TANK CAR
  SR UNSEC. NTS DUE 2019

  	
   

  	
  6/1/2019

  	
   

  	
  5.64

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  102.1150

  	
   

  	
  10,211,500

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  908594AC8

  	
   

  	
  UNION TANK CAR
  CO. SR NTS

  	
   

  	
  5/15/2020

  	
   

  	
  4.71

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  95.9928

  	
   

  	
  4,799,641

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPVT

  	
   

  	
  92203#AK4

  	
   

  	
  VANGUARD GROUP
  INC SR SECD NTS SER I

  	
   

  	
  9/1/2009

  	
   

  	
  7.67

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  101.0510

  	
   

  	
  5,052,552

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  955306A*6

  	
   

  	
  WEST PHARMACEUTICAL
  SRVS FLOAT. SER A SR NTS

  	
   

  	
  7/28/2012

  	
   

  	
  3.71

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  94.4525

  	
   

  	
  4,722,625

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  98259@AA8

  	
   

  	
  WURTH GROUP OF
  NORTH AMERICA GTD SR NTS

  	
   

  	
  9/23/2011

  	
   

  	
  5.06

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,250,000

  	
   

  	
  99.8783

  	
   

  	
  5,243,610

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPZEROPVT

  	
   

  	
  C1466#AA6

  	
   

  	
  CANADIAN PACIFIC
  RAILWAY SR SECD NTS

  	
   

  	
  3/3/2024

  	
   

  	
  5.41

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  6,315,708

  	
   

  	
  91.1398

  	
   

  	
  5,756,126

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  C8854*AA5

  	
   

  	
  FREEMAN DECORATING
  CO. SER A SR NTS

  	
   

  	
  6/28/2011

  	
   

  	
  5.75

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  99.5316

  	
   

  	
  4,976,578

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  D2736#AB5

  	
   

  	
  FRITZ DRAXLMAIER
  GMBH & CO SER B SR NTS

  	
   

  	
  4/7/2009

  	
   

  	
  4.74

  	
   

  	
  3

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  98.2510

  	
   

  	
  4,912,548

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  G2978#AC7

  	
   

  	
  ELECTRICITY SUPPLY
  BOARD SER. C DUE 2015

  	
   

  	
  12/15/2015

  	
   

  	
  5.19

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  13,000,000

  	
   

  	
  97.1362

  	
   

  	
  12,627,709

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  G2978#AD5

  	
   

  	
  ELECTRICITY SUPPLY
  BOARD SER D DUE 2018

  	
   

  	
  12/15/2018

  	
   

  	
  5.39

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  7,000,000

  	
   

  	
  94.0341

  	
   

  	
  6,582,390

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  G4859#AB9

  	
   

  	
  ICAP PLC (UK)
  SER B GTD SUB NTS

  	
   

  	
  6/28/2015

  	
   

  	
  5.84

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  91.5743

  	
   

  	
  4,578,716

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  G5924#AA9

  	
   

  	
  PRICEWATERHOUSECOOPERS
  LLP/LIFEGUARD SYNDICATED FIN LTD FIVE YR TERM LOAN

  	
   

  	
  7/25/2011

  	
   

  	
  3.68

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  97.3110

  	
   

  	
  4,865,550

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  G7943#AA2

  	
   

  	
  BOEING (SEA LAUNCH)
  FLOAT RATE GTD SR NTS

  	
   

  	
  7/12/2015

  	
   

  	
  3.24

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  93.5305

  	
   

  	
  4,676,525

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  G9881#AA2

  	
   

  	
  YULE CATTO 7.66%
  SR. NTS. DUE 9/08/2010

  	
   

  	
  9/8/2010

  	
   

  	
  7.66

  	
   

  	
  3

  	
   

  	
  Schedule D

  	
   

  	
  3,333,333

  	
   

  	
  99.2870

  	
   

  	
  3,309,566

  

 

2

 

	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  Par Value as of

  	
   

  	
   

  	
   

  	
  Fair Value as of

  
	
  DEPT

  	
   

  	
  Acct/Book

  	
   

  	
  CUSIP

  	
   

  	
  Description

  	
   

  	
  Maturity Date

  	
   

  	
  Coupon Rate

  	
   

  	
  NAIC Rating

  	
   

  	
  Schedule

  	
   

  	
  9/10/2008

  	
   

  	
  Price

  	
   

  	
  9/10/2008

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  L6466#AA5

  	
   

  	
  MONDADORI INT’L
  S.A. DUE 2013

  	
   

  	
  12/18/2013

  	
   

  	
  5.42

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  90.4047

  	
   

  	
  9,040,472

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  L6466#AB3

  	
   

  	
  MONDADORI INT’L
  S.A. DUE 2015

  	
   

  	
  12/18/2015

  	
   

  	
  5.57

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  86.9794

  	
   

  	
  4,348,972

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  N7660#AE7

  	
   

  	
  SHV NEDERLAND
  B.V. SER. A GTD SR NTS

  	
   

  	
  6/28/2009

  	
   

  	
  5.17

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  1,000,000

  	
   

  	
  99.5726

  	
   

  	
  995,726

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  N7660#AF4

  	
   

  	
  SHV NEDERLAND
  B.V. SER. B GTD. SR. NTS

  	
   

  	
  6/28/2011

  	
   

  	
  5.68

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  100.5407

  	
   

  	
  5,027,037

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  N7660#AG2

  	
   

  	
  SHV NEDERLAND
  B.V. SER. C GTD. SR. NTS

  	
   

  	
  6/28/2014

  	
   

  	
  6.19

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  1,000,000

  	
   

  	
  101.9086

  	
   

  	
  1,019,086

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  N7891#AE8

  	
   

  	
  SEMPRA COMMODITIES
  CREDIT LINKED NOTES

  	
   

  	
  5/5/2009

  	
   

  	
  3.38

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  99.2055

  	
   

  	
  4,960,275

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPUSPUB

  	
   

  	
  N9684*AA7

  	
   

  	
  WURTH FINANCE
  INTL BV GTD SR NTS

  	
   

  	
  9/23/2011

  	
   

  	
  5.06

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  1,750,000

  	
   

  	
  99.8783

  	
   

  	
  1,747,870

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPCDAPVT

  	
   

  	
  Q2759#AJ6

  	
   

  	
  CONSOLIDATED
  PRESS (FINANCE) LIMITED 2012

  	
   

  	
  4/29/2012

  	
   

  	
  4.93

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  5,000,000

  	
   

  	
  94.6022

  	
   

  	
  4,730,112

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPZEROPVT

  	
   

  	
  Q8815#AA4

  	
   

  	
  TABCORP HOLDINGS
  LTD (AUSTRALIA) SER A GTD SR NTS

  	
   

  	
  12/21/2014

  	
   

  	
  5.27

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  1,666,667

  	
   

  	
  96.1241

  	
   

  	
  1,602,068

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPZEROPVT

  	
   

  	
  Q8815#AB2

  	
   

  	
  TABCORP HOLDINGS
  LTD (AUSTRALIA) SER B GTD SR NTS

  	
   

  	
  12/21/2016

  	
   

  	
  5.42

  	
   

  	
  2

  	
   

  	
  Schedule D

  	
   

  	
  3,333,333

  	
   

  	
  92.8892

  	
   

  	
  3,096,308

  
	
  PF

  	
   

  	
  Asset Type >>
  CORPFRNPVT

  	
   

  	
  Q9194#AB1

  	
   

  	
  TRANSURBAN FINANCE
  CO. SER. 2004-1 TR. B SR NTS

  	
   

  	
  12/7/2016

  	
   

  	
  5.17

  	
   

  	
  1FE

  	
   

  	
  Schedule D

  	
   

  	
  2,500,000

  	
   

  	
  91.1746

  	
   

  	
  2,279,365

  
	
  PP

  	
   

  	
  Asset Type >>
  CORPZEROPVT

  	
   

  	
  W7468#AD3

  	
   

  	
  SANDVIK AB UNSECURED
  NOTES 12 YEAR

  	
   

  	
  6/28/2019

  	
   

  	
  6.10

  	
   

  	
  1

  	
   

  	
  Schedule D

  	
   

  	
  10,000,000

  	
   

  	
  98.3776

  	
   

  	
  9,837,761

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
  338,945,981

  	
   

  	
   

  	
   

  	
  325,186,416

  

 

3

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00147-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00147-of-00352.parquet"}]]