Document:

Exhibit 4.1

Exhibit
4.1

INVICTA
GROUP INC.

FISCAL
2005 AMENDED AND RESTATED EQUITY COMPENSATION PLAN.

 

INVICTA
GROUP INC., a Nevada corporation (the "Company"), this 4th day of
March, 2005, hereby adopts Fiscal 2005 Amended and Restated Equity Compensation
Plan (the "Plan"), originally adopted on January 7, 2005. Under the Plan, the
Company may issue shares of the Company's common stock or grant options to
acquire the Company's common stock, par value $0.0001 (the "Stock"), from time
to time to consultants or advisors of the Company or its subsidiaries, all on
the terms and conditions set forth herein. In addition, at the discretion of the
Board of Directors, Shares may from time to time be granted under this Plan to
other individuals, including consultants or advisors, who contribute to the
success of the Company or its subsidiaries, provided that bona fide services
shall be rendered by consultants and advisors, and such services must not be in
connection with the offer or sale of securities in a capital-raising
transaction.

1.
 Purpose
of the Plan.

The Plan
is intended to aid the Company in rewarding those individuals who have
contributed to the success of the Company. The Company has designed this Plan to
permit the Company to reward those individuals who are not employees of the
Company but who management perceives to have contributed to the success of the
Company or who are important to the continued business and operations of the
Company. The above goals will be achieved through the granting of
Shares.

2.
 Administration
of this Plan.

Administration
of this Plan shall be determined by the Company's Board of Directors (the
"Board"). Subject to compliance with applicable provisions of the governing law,
the Board may delegate administration of this Plan or specific administrative
duties with respect to this Plan on such terms and to such committees of the
Board as it deems proper (hereinafter the Board or its

authorized
committee shall be referred to as "Plan Administrators"). The interpretation and
construction of the terms of this Plan by the Plan Administrators thereof shall
be final and binding on all participants in this Plan absent a showing of
demonstrable error. No member of the Plan Administrators shall be liable for any
action taken or determination made in good faith with respect to this Plan. Any
shares approved by a majority vote of those Plan Administrators attending a duly
and properly held meeting shall be valid. Any shares approved by the Plan
Administrators shall be approved as specified by the Board at the time of
delegation.

3.
 Shares
of Stock Subject to this Plan.

1

 

The total
number of shares issues pursuant to this Plan shall not exceed 200,000,000
shares. If any right to acquire Stock granted under this Plan is exercised by
the delivery of shares of Stock or the relinquishment of rights to shares of
Stock, only the net shares of Stock issued (meaning the shares of stock issued
less the shares of Stock surrendered) shall

count
against the total number of shares reserved for issuance under the terms of this
Plan.

4.
 Reservation
of Stock on Granting of Rights.

At the
time any right is granted under the terms of this Plan, the Company will reserve
for issuance the number of shares of Stock subject to such right until that
right is exercised or expires. The Company may reserve either authorized but
unissued shares or issued shares reacquired by the Company.

5.
  Eligibility.

 

The Plan
Administrators may grant shares to individuals who are not employees of the
Company or its subsidiaries, including consultants and advisors, provided that
such consultants and advisors render bona fide services to the Company or its
subsidiaries and such services are not rendered in connection with the offer or
sale of securities in a capital-raising transaction. In any case, the Plan
Administrators shall determine, based on the foregoing limitations and the
Company’s best interests, which consultants and advisors are eligible to
participate in this Plan. Shares shall be in the amounts, and shall have the
rights and be subject to the restrictions, as may be determined by the Plan
Administrators, all as may be within the provisions of this Plan.

6.
 Terms
of Grants and Certain Limitations on Right to Exercise.

a. Each
right to shares may have its terms established by the Plan Administrators at the
time the right is granted.

b. The
terms of the right, once it is granted, may be reduced only as provided for in
this Plan and under the express written provisions of the grant.

c. Unless
otherwise specifically provided by the written provisions of the grant or
required by applicable disclosure or other legal requirements promulgated by the
Securities and Exchange Commission ("SEC"), no participant of this Plan or his
or her legal representative, legatee, or distributee will be, or shall be deemed
to be, a holder of any shares subject to any right unless and until such
participant exercises his or her right to acquire all or a portion of the Stock
subject to the right and delivers any required consideration to the Company in
accordance with the terms of this Plan and then only as to the number of shares
of Stock acquired. Except as specifically provided in this Plan or as otherwise
specifically provided by the written provisions of any grant, no adjustment to
the exercise price or the number of shares of Stock subject to the grant shall
be made for dividends or other rights for which the record date is prior to the
date on which the Stock subject to the grant is acquired by the
holder.

d. Rights
shall vest and become exercisable at such time or times and on such terms as the
Plan Administrators may determine at the time of the grant of the
right.

e. Grants
may contain such other provisions, including further lawful restrictions on the
vesting and exercise of the grant as the Plan Administrators may deem
advisable.

f. In no
event may a grant be exercised after the expiration of its term.

g. Grants
shall be non-transferable, except by the laws of descent and
distribution.

2

 

7.
 Exercise
Price.

The Plan
Administrators shall establish the exercise price payable to the Company for
shares to be obtained pursuant to any purchase options which exercise price may
be amended from time to time as the Plan Administrators shall
determine.

8.
 Payment
of Exercise Price.

 

The
exercise of any option shall be contingent on receipt by the Company of the
exercise price paid in either cash, certified or personal check payable to the
Company.

9. Dilution
or Other Adjustment.

The
shares of Common Stock subject to this Plan and the exercise price of
outstanding options are subject to proportionate adjustment in the event of a
stock dividend on the Common Stock or a change in the number of issued and
outstanding shares of Common Stock as a result of a stock split, consolidation,
or other re-capitalization. The Company, at its option, may adjust the grants
and rights made hereunder, issue replacements, or declare grants
void.

10. Options
to Foreign Nationals.

 

The Plan
Administrators may, in order to fulfill the purpose of this Plan and without
amending this Plan, grant Options to foreign nationals or individuals residing
in foreign countries that contain provisions, restrictions, and limitations
different from those set forth in this Plan and the Options made to United
States residents in order to recognize differences among the countries in law,
tax policy, and custom. Such grants shall be made in an attempt to give such
individuals essentially the same benefits as contemplated by a grant to United
States residents under the terms of this Plan.

11.  Listing
and Registration of Shares.

Each
grant shall be subject to the requirement that if at any time the Plan
Administrators shall determine, in their sole discretion, that it is necessary
or desirable to list, register, or qualify the shares covered thereby on any
securities exchange or under any state or federal law, or obtain the consent or
approval of any governmental agency or regulatory body as a condition of, or in
connection with, the granting of such rights or the issuance or purchase of
shares thereunder, such right may not be exercised in whole or in part unless
and until such listing, registration, consent, or approval shall have been
effected or obtained free of any conditions not acceptable to the Plan
Administrators.

12. Expiration
and Termination of this Plan.

This Plan
may be abandoned or terminated at any time by the Plan
Administrators

except
with respect to any rights then outstanding under this Plan. This Plan shall
otherwise terminate on the earlier of the date that is five years from the date
first appearing in this Plan or the date on which the 200,000,000th share is
issued hereunder.

13. Amendment
of this Plan.

This Plan
may not be amended more than once during any six month period,
other

than to
comport with changes in the Code or the Employee Retirement Income Security Act
or the rules and regulations promulgated thereunder. The Plan Administrators may
modify and amend this Plan in any respect; provided, however, that to the extent
such amendment or modification would cause this Plan to no longer comply with
the applicable provisions of the Code governing incentive stock options as they
may be amended from time to time, such amendment or modification shall also be
approved by the shareholders of the Company.

 

 

	 	 	 
	 	
	 
 	 
 	 
 
		By:  	/s/ William G.
    Forhan
	 	
      

      Name: William G. Forhan
	 	Title:   President,
      Co-Chairman and CEO 

3EX-10.1

Symbol Technologies, Inc. Non-Qualified Stock Option Agreement

THIS AGREEMENT, dated      , 200     (the “Grant Date”), is made between
Symbol Technologies, Inc., a Delaware corporation hereinafter referred to as the “Company,”
and      , an employee of the Company or a Subsidiary of the Company, hereinafter referred
to as the “Optionee.”

1. Definitions. All capitalized terms used in this Agreement without definition
shall have the meanings ascribed in the Company’s 2004 Equity Incentive Award Plan, as amended from
time to time (the “Plan”).

2. Grant of Option.

(a) The Company agrees, as of the Grant Date, to grant the Optionee an option (the
“Option”) to purchase any part or all of an aggregate of [     ] shares of its common
stock, par value $0.01 per share (“Common Stock”), upon the terms and conditions set forth
herein. The Option is a nonqualified stock option which is not intended to be an “incentive stock
option” within the meaning of Section 422 of the Code.

(b) The purchase price of the shares of stock covered by the Option shall be [$     ] per
share without commission or other charge.

(c) In consideration of the granting of this Option by the Company, the Optionee agrees to
render faithful and efficient services to the Company or a Subsidiary, with such duties and
responsibilities as the Company shall from time to time prescribe. Nothing in this Agreement or in
the Plan shall constitute, or be construed as, an employment contract or confer upon the Optionee
any right to continue in the employ of the Company or any Subsidiary or shall interfere with or
restrict in any way the rights of the Company and its Subsidiaries, which are hereby expressly
reserved, to discharge the Optionee at any time for any reason whatsoever, with or without good
cause.

(d) The award of this stock option does not form part of the recipient’s contract of
employment and does not entitle the recipient to any benefit other than that granted under this
Plan;

Any benefits granted under this Plan are not part of the recipient’s ordinary salary, and shall
not be considered as part of such salary for pension purposes or in the event of severance,
redundancy or resignation;

If the recipient’s employment is terminated for whatever reason, whether lawfully or unlawfully,
the recipient agrees that he or she shall not be entitled by way of damages for breach of
contract, dismissal or compensation for loss of office or otherwise to any sum, shares or other
benefits to compensate him for the loss or diminution in value of any actual or prospective right,
benefits or expectation under or in relation to the Plan.

Recipient understands and accepts that the benefits granted under the Plan are entirely at the
grace and discretion of the Company and its subsidiaries. The Company and its subsidiaries retain
the right to amend or terminate the Plan at any time, at their sole discretion and without notice.

3. Vesting and Expiration.

(a) Subject to Sections 3(a)(iii), 3(a)(iv), and 3(c) the Option shall become vested and
exercisable as follows:

(i) The Option shall become vested and exercisable with respect to 10% of the shares subject
to the Option (rounded down to the next whole number of shares) on the first anniversary of the
Grant Date (the “Initial Vesting Date”).

(ii) The Option shall become vested and exercisable with respect to an additional 15% of the
shares subject to the Option (rounded down to the next whole number of shares) on each 6-month
anniversary of the Initial Vesting Date, so that the Option shall be fully vested and exercisable
as of the fourth anniversary of the Grant Date.

(iii) Except as may otherwise be provided in any other written agreement entered into by and
between the Company and the Optionee, if a Change of Control occurs and the Option is not
converted, assumed, or replaced by a successor entity, the Option shall become fully vested and
exercisable immediately prior to such a Change of Control.

(iv) No portion of the Option which is unexercisable at Termination of Employment shall
thereafter become exercisable.

(b) The installments provided for in Section 3(a) are cumulative. Each such installment which
becomes exercisable pursuant to Section 3(a) shall remain exercisable until it becomes
unexercisable under Section 3(c).

(c) The Option may not be exercised to any extent by anyone after the first to occur of the
following events:

(i) The expiration of seven years from the date the Option was granted; or

(ii) The expiration of three months from the date of the Optionee’s Termination of Employment
for any reason other than retirement, death or disability; or

(iii) The expiration of one year from the date of the Optionee’s Termination of Employment by
reason of his retirement, death or disability (as determined by the Company in its sole
discretion).

4. Option Exercise.

(a) Except as otherwise provided in Section 7: (i) during the lifetime of the Optionee, only
the Optionee may exercise the Option or any portion thereof, and (ii) after the death of the
Optionee, any exercisable portion of the Option may, prior to the time when the Option becomes
unexercisable under Section 3(c), be exercised by the Optionee’s personal representative or by any
person empowered to do so under the deceased Optionee’s will or under the then applicable laws of
descent and distribution.

(b) Any exercisable portion of the Option or the entire Option, if then wholly exercisable,
may be exercised in whole or in part at any time prior to the time when the Option or portion
thereof becomes unexercisable under Section 3(c); provided, however, that each partial exercise
shall be for whole shares only.

(c) The Option, or any exercisable portion thereof, may be exercised solely by delivery to the
Company’s corporate secretary of all of the following prior to the time when such Option or such
portion becomes unexercisable pursuant to Section 3(c):

(i) Notice in writing signed by the Optionee, specifically stating the number of shares with
respect to which the Option is being exercised;

(ii) Full payment for the shares with respect to which such Option or portion thereof is
exercised. Such payment shall be made in form of: (A) cash or by personal, certified, or bank
cashiers check; (B) shares of Common Stock which have been owned by the Optionee for at least six
months duly endorsed for transfer to the Company with a Fair Market Value on the date of delivery
equal to the aggregate exercise price of the Option or exercised portion thereof; (C) to the extent
permitted by the Committee (1) shares of the Common Stock issuable to the Optionee upon exercise of
the Option, with a Fair Market Value on the date of Option exercise equal to the aggregate Option
price of the shares with respect to which such Option or portion is thereby exercised; or (2)
delivery of a notice that the Optionee has placed a market sell order with a broker with respect to
shares of Common Stock then issuable upon exercise of the Option, and that the broker has been
directed to pay a sufficient portion of the net proceeds of the sale to the Company in satisfaction
of the Option exercise price; or (D) any combination of the consideration listed in this Section
4(c)(ii);

(iii) The payment to the Company (in cash or by personal, certified or bank cashier or by any
other means of payment approved by the Committee) of all amounts necessary to satisfy any and all
federal, state and local tax withholding requirements arising in connection with the exercise of
the Option;

(iv) Such other documents as the Company may deem necessary or advisable to effect compliance
with any applicable law, rule or regulation;

(v) In the event that the Option or portion thereof shall be exercised pursuant to Section 7
by any person or persons other than the Optionee, appropriate proof of the right of such person or
persons to exercise the Option or portion thereof.

5. No Rights as Stockholder. The Optionee shall not be, nor have any of the rights or
privileges of, a stockholder of the Company in respect of any shares purchasable upon the exercise
of any part of the Option unless and until certificates representing such shares shall have been
issued by the Company to such holder.

6. Amendment. This Agreement may be amended without the consent of the Optionee,
provided that no amendment of this Agreement shall, without the consent of the Optionee, impair any
rights of the Optionee under this Agreement. The Option may be adjusted as described in Article 11
of the Plan.

7. Option Not Transferable. Neither the Option nor any interest or right therein or
part thereof shall be sold, pledged, assigned, or transferred in any manner other than by will or
the laws of descent and distribution, unless and until such Option has been exercised, or the
shares underlying such Option have been issued, and all restrictions applicable to such shares have
lapsed.

8. Notices. Notices required or permitted hereunder shall be given in writing and
shall be deemed effectively given upon personal delivery or upon deposit in the United States mail
by certified mail, with postage and fees prepaid, addressed to the Optionee to his address shown in
the Company records, and to the Company at its principal executive office.

9. Governing Law; Severability. This Agreement shall be administered, interpreted and
enforced under the internal laws of the State of Delaware without regard to conflicts of laws
thereof. The invalidity or unenforceability of any provision of this Agreement shall not affect
the validity or enforceability of any other provision of this Agreement, which shall remain in full
force and effect.

* * * * *

The Optionee represents that he has read this Agreement and the Plan and is familiar with the
terms and provisions of each. The Optionee acknowledges that the Option is issued pursuant to, and
is subject to the terms and conditions of, the Plan, and the Optionee will be bound by the terms of
the Plan as if it were set forth verbatim in this Agreement. The Optionee agrees to comply with
all rules the Company may establish with respect to the Plan. The Optionee further acknowledges
and agrees that this Agreement (and the Plan) constitutes the entire agreement between the parties
with respect to the Option and that this Agreement (and the Plan) supersedes any and all prior
agreements, whether written or oral, between the parties with respect to the Option.

EXECUTION OF THIS AGREEMENT CONSTITUTES AGREEMENT BY THE OPTIONEE THAT SO LONG AS HE IS AN
“EXECUTIVE OFFICER” AS DEFINED BY THE SECURITIES AND EXCHANGE COMMISSION, HE AGREES TO COMPLY WITH
THE COMPANY’S STOCK OWNERSHIP AND OPTION RETENTION PROGRAM. FAILURE TO COMPLY WITH SAID PROGRAM,
WITHOUT PRIOR CONSENT OF THE COMPENSATION/STOCK OPTION COMMITTEE, SHALL RESULT IN RETROACTIVE
FORFEITURE OF THE OPTION AND ANY BENEFITS OBTAINED BY THE AWARD THEREOF.

IN WITNESS WHEREOF, this Agreement has been executed and delivered by the parties hereto.

	 	 	 	 	 
	SYMBOL TECHNOLOGIES, INC.

By:      

William Nuti

Title: Chief Executive Officer and President

	 	OPTIONEE

     

Residence Address:

	
 
	 	 	 	 
	 
	 	 	 	 
	
 
	 	 	,

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00079-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00079-of-00352.parquet"}]]