Document:

January 7, 2015 Exhibit 10.13

    EXHIBIT 10.13

CONFIDENTIAL

EXECUTION VERSION

KNOW-HOW TRANSFER AGREEMENT

This Know-How Transfer Agreement (including all Schedules hereto, this "Agreement") is made this 31st day of
December, 2014, by and between Pioneer Hi-Bred International, Inc., an Iowa corporation ("Seller"), and S&W Seed Company, a Nevada corporation
("Buyer")  

WHEREAS, Seller and Buyer have entered into that certain Asset Purchase and Sale Agreement dated December 19, 2014 (as amended, the
"APSA"), pursuant to which Seller (and/or its applicable Affiliates) shall sell to Buyer (and/or its applicable Affiliates) and Buyer (and/or its applicable Affiliates) shall
purchase from Seller (and/or its applicable Affiliates), the Purchased Assets in accordance with the terms and subject to the conditions contained therein;

WHEREAS, in connection with the Contemplated Transactions, Seller desires to convey to Buyer, and Buyer desires to accept from Seller, all of Seller's
right, title and interest in and to the Know-How expressly identified and set forth on Schedule 1 (the "Transferred Know-How"); 

WHEREAS, this Agreement is being executed and delivered by the parties pursuant to Section 5.1 of the APSA; and

WHEREAS, unless otherwise defined herein, capitalized terms shall have the meaning ascribed to them in the APSA. 

NOW THEREFORE, The parties hereto, intending to be legally bound hereby, for good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, hereby agree as follows: 

	This Agreement shall be effective as of the date first above written.

	Transferred Know-How Grant.  Seller hereby assigns, transfers and sets over unto Buyer, its successors and assigns, Seller's entire right, title and
interest in and to the Transferred Know-How, together with all rights and powers arising or accrued therefrom including, without limitation, all intellectual property rights with respect thereto for
which protection has not already been sought, all rights therein provided by international conventions and treaties, all rights to income, royalties and license fees deriving therefrom, the right
to sue for damages and other remedies in respect of present and future infringement or dilution of or damage or injury thereto; subject, however, to all limitations and
restrictions in this Agreement and in the APSA.

	EXCEPT AS SET FORTH IN THE APSA, SELLER MAKES NO, AND HEREBY EXPRESSLY DISCLAIMS ANY AND ALL, EXPRESS OR IMPLIED
WARRANTIES OF ANY KIND (INCLUDING, WITHOUT LIMITATION, ANY WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE OR NONINFRINGEMENT)
WITH RESPECT TO THE TRANSFERRED KNOW-HOW OR THE DEVELOPMENT, USE, PRODUCTION, MANUFACTURE, MARKETING, DISTRIBUTION OR SALE OF PRODUCTS
RELATED TO THE TRANSFERRED KNOW-HOW.  NOTWITHSTANDING ANYTHING CONTAINED HEREIN TO THE CONTRARY, IN NO EVENT SHALL SELLER BE LIABLE TO BUYER OR ITS AFFILIATES FOR ANY

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INDIRECT, SPECIAL, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES (INCLUDING, WITHOUT LIMITATION, LOST PROFITS).

	All notices, consents, waivers, and other communications under this Agreement must be in writing and shall be deemed to have been duly given when (a)
delivered by hand (with written confirmation of receipt), (b) upon written confirmation of receipt when sent by facsimile transmission or other electronic means; provided, that a hard
copy is mailed by registered mail, return receipt requested promptly thereafter or (c) when received by the addressee, if sent by a nationally recognized overnight delivery service (receipt
requested), in each case to the appropriate addresses set forth below (or to such other addresses as a party may designate by notice to the other parties):

If to Seller:  

Pioneer Hi-Bred International, Inc.

   Attention:  President

   DuPont Pioneer

   7100 N.W. 62nd Avenue

   P.O. Box 1014

   Johnston, IA  50131-1014

   Fax: (515) 535-7066

With a copy to:  

Pioneer Hi-Bred International, Inc.

   Attention:  General Counsel

   DuPont Pioneer

   7250 N.W. 62nd Avenue

   P.O. Box 1014

   Johnston, IA  50131-1014

   Fax: (515) 535-4844

If to Buyer:

S&W Seed Company

1974 N. Gateway Blvd., Suite 104

Fresno, CA 93727

   Fax: (559) 255-5457

	Dispute Resolution; Governing Law.  Any dispute arising under this Agreement shall be resolved in the manner specified in Section 10.3 of the APSA,
the terms of which are hereby incorporated by reference.  This Agreement shall be governed by the substantive laws of the State of Delaware, without regard to its conflicts of laws principles,
and, except as otherwise provided in Section 10.3 of the APSA, the State and Federal courts in the City of Wilmington, Delaware shall have exclusive jurisdiction over any Proceeding seeking
to enforce any provision of, or based upon any right arising out of, this Agreement.  The parties do hereby irrevocably (a) submit themselves to the personal jurisdiction of such courts,
(b) agree to service of such courts' process upon them with respect to any such Proceeding, (c) waive any objection to venue

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laid therein and (d) consent to service of process by
registered mail, return receipt requested in accordance with and at the address set forth in Section 10.2 of the APSA (as such address may be updated from time to time in accordance with
the terms of Section 10.2 of the APSA).  The parties acknowledge and agree that the foregoing choice of law and forum provisions are the product of an arm's-length negotiation between the
parties.  EACH PARTY HEREBY WAIVES TO THE FULLEST EXTENT ALLOWED UNDER LEGAL REQUIREMENTS, ANY RIGHT IT MAY HAVE TO A TRIAL BY JURY IN RESPECT OF
ANY LITIGATION DIRECTLY OR INDIRECTLY ARISING OUT OF, UNDER, OR IN CONNECTION WITH THIS AGREEMENT.

	Confidentiality.  Information exchanged between the parties under this Agreement shall be deemed Confidential Information subject to Section 5.3 of the
APSA.

	Successors and No Third-Party Rights.  This Agreement shall apply to, be binding in all respects upon and inure to the benefit of the successors and
permitted assigns of the parties.  Unless otherwise expressly provided herein, nothing expressed or referred to in this Agreement shall be construed to give any person or entity other than the
parties to this Agreement any legal or equitable right, remedy or claim under or with respect to this Agreement or any provision of this Agreement.  This Agreement and all of its provisions and
conditions are for the sole and exclusive benefit of the parties to this Agreement and their successors and permitted assigns.   

	Entire Agreement and Modification.  This Agreement supersedes all prior agreements between the parties with respect to its subject matter and
constitutes (along with the APSA and other Transaction Documents) a complete and exclusive statement of the terms of the agreement between the parties with respect to its subject matter.
This Agreement may not be amended except by a written agreement executed by Buyer and Seller.  Any items listed, set forth, described or otherwise disclosed on or in any part of this
Agreement, the Schedules hereto shall be deemed listed, set forth, described and otherwise disclosed on or in all other parts of this Agreement, the Schedules
hereto.

	Severability.  If any provision of this Agreement is held invalid or unenforceable by any court of competent jurisdiction, the other provisions of this
Agreement shall remain in full force and effect.  Any provision of this Agreement held invalid or unenforceable only in part or degree shall remain in full force and effect to the extent not held
invalid or unenforceable.

	Section Headings; Construction.  The headings of Articles and Sections in this Agreement and the headings in the Schedules attached hereto
are provided for convenience only and shall not affect its construction or interpretation.  With respect to any reference made in this Agreement to a Section (or Article,
clause or preamble) or Schedule, such reference shall be to the corresponding section (or article, clause or preamble) of, or the corresponding schedule to, this Agreement.
All words used in this Agreement shall be construed to be of such gender or number as the circumstances require.  Unless otherwise expressly provided, the words "including",
"include" and "includes" do not limit the preceding words or terms and any list of words or terms following the words "including", "include" and
"includes" is not an exhaustive list.  Any reference to a specific "day" or to a period of time designated in "days" shall mean a calendar day or period of
calendar days unless the day or period is expressly designated as being a Business Day or period of Business Days.  The use of "or" is not intended to be exclusive unless
expressly indicated otherwise.  All amounts denominated in dollars or "$" in this

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Agreement are references to United States dollars unless expressly indicated otherwise.  The
parties hereto acknowledge and agree that (a) each party and its counsel have reviewed and negotiated the terms and provisions of this Agreement and have contributed to its revision, (b)
the rule of construction to the effect that any ambiguities are resolved against the drafting party shall not be employed in the interpretation of this Agreement and (c) the terms and provisions
of this Agreement shall be construed fairly as to all parties hereto, regardless of which party was generally responsible for the preparation of this Agreement.

	Counterparts.  This Agreement may be executed in any number of counterparts (including via facsimile or portable document format (PDF)), each of
which shall be deemed an original, but all of which, when taken together, shall constitute one and the same instrument.

 

[Signature Page Follows]

IN WITNESS WHEREOF, Seller and Buyer have executed and delivered this Agreement as of the date first written above.

	 	
SELLER:

	 	
PIONEER HI-BRED INTERNATIONAL, INC.  

	 	 
	 	 
	
By:
	_________________________________________

	
Name:
	_________________________________________

	
Title:
	_________________________________________

 

 

	 	
BUYER:

	 	
S&W SEED COMPANY

	 	 
	 	 
	
By:
	_________________________________________

	
Name:
	_________________________________________

	
Title:
	_________________________________________

                [Signature Page to Know-How Trsnsfer Agreement]January 7, 2015 Exhibit 10.14

    EXHIBIT 10.14

CONFIDENTIAL

EXECUTION VERSION

DATA TRANSFER AGREEMENT

This Data Transfer Agreement ("DTA") is made as of the date set forth below (the "Effective Date") between
Pioneer Hi-Bred International, Inc. and its Affiliates ("Pioneer") and the undersigned company ("Company").  The parties hereto hereby
agree as follows:

1.0SCOPE OF DTA

This DTA shall apply to all Transfers of Personal Information from Pioneer to Company and the Company Affiliates and to the Processing of Personal Information by
Company and the Company Affiliates as reflected in commercial agreements between the parties.  To the extent any Company Affiliate receives Personal Information from Pioneer or a
Pioneer Affiliate, Company shall cause each such Company Affiliate to comply with the terms and conditions of this DTA, as if such affiliate were a named party to this DTA.  Company shall
be liable for the actions or omissions of each Company Affiliate with respect to all Transfers and Processing of Personal Information in accordance with the terms of this DTA.  The terms of
this DTA shall prevail in the event of any conflict with any terms in any other written agreements between the parties, to the extent the conflict relates to the transfer of Personal Information.

If any Transfer is subject to any law or regulation of any country which requires a change in the terms of this DTA or additional actions, the parties will use reasonable
commercial efforts to promptly amend this DTA or otherwise comply with any such laws.

2.0WARRANTIES 

2.1 Warranties, Representations, and Covenants by Pioneer

With respect to each Transfer of Personal Information, Pioneer hereby warrants, represents, and covenants to Company that:

	Pioneer has obtained any and all legally required consents and has the right to Transfer Personal Information to Company and the Company Affiliates, as
applicable; and 

	Pioneer has full legal authority to give the warranties, make the representations, enter into the covenants, and fulfill the undertakings set out in this DTA.

2.2Warranties, Representations, and Covenants by Company 

With respect to each Transfer of Personal Information, Company hereby represents, warrants and covenants to Pioneer regarding such Personal Information that:

	Company will comply with all Applicable Laws and this DTA with respect to the receipt, use, Processing, and any subsequent transfer of such Personal
Information to a third party by Company;

	Company has full legal authority to give the warranties, make representations, enter into the covenants, and fulfill the undertakings set out in this DTA.

	To the extent applicable, Company has obtained any and all legally required consents and has the right to Transfer Personal Information to
Pioneer;

3.0OBLIGATIONS OF COMPANY

3.1Company may only use Personal Information for the purpose of providing products or services to Pioneer, in compliance with Applicable Law, and will not use
Personal Information received from Pioneer for any purpose, including for its own commercial benefit, not specifically permitted in writing by this DTA and any underlying commercial
agreement.  Except with the prior written consent of Pioneer, Company shall not: 

	contact Individuals to obtain consent for additional types of Processing; 

	undertake any direct marketing to any Individuals; or

	use any Personal Information as the basis to grant or deny any material benefit to an individual, the determination of which is wholly automated.

3.2Cross Border Obligations

	Where Company and any Company Affiliate, as applicable, receives Personal Information from Pioneer and is located in any of the countries listed in the
Special Jurisdictional Provisions (attached as Exhibit C), or from Pioneer that relates to Personal Information Collected or controlled by Pioneer Affiliates located in one of the countries listed
in the Special Jurisdictional Provisions, Company will treat such Personal Information in accordance with the Special Jurisdictional Provisions.

	Where Company and any Company Affiliate, as applicable, receives Personal Information from Pioneer or another Pioneer Affiliate which has certified to the Safe
Harbor, which relates to Personal Information Collected or controlled by Pioneer Affiliates located in the European Economic Area or Switzerland ("European Personal
Information"),

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EXECUTION VERSION

Company shall Process the European Personal Information in accordance with the relevant Safe Harbor Principles as they may be amended from time to time (a
copy of the current principles are attached as Exhibit B) with the exception of the notice, choice and enforcement principles.

	Where Company and any Company Affiliate, as applicable, receives Personal Information directly from any Pioneer Affiliate located in the European Economic
Area or Switzerland, Company (and Company Affiliates) shall enter into appropriate data transfer agreements with any individual Pioneer Affiliate) as needed to satisfy cross-border transfer
obligations relating to Personal Information, such as the Standard Contractual Clauses issued by the European Commission  or other similar agreements.

	Where Company and any Company Affiliate, as applicable, is in the US and has certified to the EU-US and/or Swiss-US Safe Harbor, Company will handle all
European Personal Information consistently with the Safe Harbor. 

3.3Use of Security Controls

	Company shall have a written comprehensive security program that protects Personal Information Transferred by Pioneer and includes appropriate and
commercially reasonable technical and organizational Security Controls, to prevent accidental or unlawful destruction or accidental loss, alteration, unauthorized disclosure or access and
against all other unlawful forms of Processing or as otherwise required or deemed to be adequate under any Applicable Law.  Such Security Controls will be at least as stringent as the data
protection rules that Company uses to protect its own employee, customer, or supplier Personal Information.  

	In the event that there is any unauthorized access, unauthorized, unlawful or accidental loss, destruction, acquisition of or damage to Personal Information in
Company's or any Company Affiliate's control (Security Incident), Company will immediately notify Pioneer (and in any event within 24 hours) of such unauthorized access or acquisition and
will fully cooperate with Pioneer to investigate, remediate, and mitigate the effects of the Security Incident and to comply with any notification provisions to individuals or regulatory authorities
that Pioneer deems appropriate.  To the extent that such Security Incident arises out of an act or omission by Company, any Company Affiliate or their respective personnel, or is a breach of
this DTA by Company or any Company Affiliate, Company will be responsible for any liability, claims, costs or expenses arising from such unauthorized access or acquisition. 

	Company will hold Personal Information in strict confidence and require employees and personnel who will be provided access or will otherwise Process Personal
Information to protect all Personal Information in accordance with the requirements of this Agreement (including during the term of their employment and thereafter). 

	Company will limit access to Personal Information to only those individuals who have a legitimate business need to access the Personal Information and will grant
access to the smallest number of necessary individuals.  Company will also implement appropriate technical and physical access controls (such as passwords, card key readers, and locks on
files) to limit access to Personal Information.

	Company will provide employees and personnel who will be provided access, or will otherwise Process Personal Information, with appropriate training regarding
information security and the protection of Personal Information.

	Company will comply with any Security Controls required by any country having jurisdiction over the Personal Information. 

	Company will encrypt, using industry standard encryption tools, all Special Personal Information that Company:  (i) transmits or sends wirelessly or across public
networks; (ii) stores on laptops or storage media; and (iii) stores on portable devices, where technically feasible.  Company shall safeguard the security and confidentiality of all encryption
keys associated with encrypted Special Personal Information.

3.4Accuracy

Company will take reasonable steps to maintain the accuracy of Personal Information for the intended purposes of Processing and will assist Pioneer in updating
or deleting Personal Information as requested by Pioneer.

3.5Access and Correction

Company shall reasonably cooperate with Pioneer to provide all Individuals with the ability to effectively exercise any right to access and correct Personal
Information. Company shall reasonably cooperate in correcting any Personal Information that Pioneer determines contains inaccurate Personal Information regarding Individuals who have requested such

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CONFIDENTIAL

EXECUTION VERSION

correction, provided that Pioneer communicates such corrected Personal Information to Company.

3.6Supervision of Personnel

Company shall be fully responsible and liable for the acts or omissions of its personnel with access to Personal Information and will hold those of its personnel
with access to Personal Information accountable for violations of this DTA.

3.7Notification and Implementation of Opt-Outs

Company will timely notify Pioneer of (i) any Opt-Out or any other choice or request for access or rectification, blocking or similar requests made by any Individual,
and shall not respond to any such requests unless expressly authorized to do so by Pioneer; (ii) any complaint relating to the Processing of Personal Information, including allegations that the
Processing infringes on an Individual's rights under Applicable Law; or (iii) any order, demand, warrant, or any other document purporting to compel the production of Personal Information
under Applicable Law.   Company shall use and Process all such Personal Information in accordance with all such Opt-Outs or other choices and will promptly notify Pioneer of such actions,
and shall cooperate with Pioneer with respect to any action taken relating to such request, complaint, or order or other document.

3.8Risk of Loss in Transfer

Company shall bear the risk of loss associated with any alteration, degradation or corruption of Personal Information during any Transfer to or from Company and
while such Personal Information is in Company's possession, to the extent any such losses arise out of the negligence, willful misconduct, or breach of this DTA by Company or any third
party having been provided with access to Personal Information by Company.

3.9Subsequent Transfers

Company shall not make any Transfers of Personal Information to any third party, including contractors, affiliates or service providers of Company received from
Pioneer, unless it has received written permission from Pioneer to make such a Transfer, except where such disclosure, transfer or access is mandated by Applicable Law (subject to
Company providing Pioneer with prompt written notice of such requirement to transfer or disclose, unless such notice is prohibited by Applicable Law).  If Pioneer has agreed, then to the
extent that Company retains a contractor or service provider in order to provide services to Pioneer and such contractors or service providers have granted access to Personal Information,
Company must enter into an agreement with each contractor or service provider that is at least as stringent as this DTA and imposes on each contractor or service provider all of the
obligations under this DTA. Such agreement shall be provided to Pioneer promptly upon request.  Company shall remain accountable and responsible for all actions by such third parties with
respect to the disclosed or transferred Personal Information.

3.10Retention and Destruction of Personal Information

Company shall retain all Personal Information only for the period necessary to complete the purposes for which the Personal Information was Transferred to
Company by Pioneer.  Upon the expiration or earlier termination of the underlying commercial agreement, Company will cease Processing and will permanently destroy all of Pioneer's
Personal Information so that the Personal Information is unreadable or return the Personal Information to Pioneer, as instructed by Pioneer.  Company will obtain permission from Pioneer
before destroying any of the Pioneer Personal Information.

3.11Direct Marketing and Online Tracking

	To the extent that Company provides any direct marketing or tracking services to Pioneer, Company shall provide notice to, and obtain consent as
appropriate under direct marketing and commercial communications laws.   

	By providing Personal Information to Pioneer relating to direct marketing or tracking, Company represents and warrants that it has provided all necessary notices
and obtained all necessary consents to provide the Personal Information for those purposes.

	Company will comply with all Applicable Laws when using cookies and similar online tracking technologies on behalf of Pioneer, on any website operated by
Pioneer, and shall refrain from engaging in any behavior which renders or is likely to render Pioneer in breach of Applicable Laws.

3.12Inspection

Company shall provide Pioneer and its authorized representatives with access to, and the right to inspect, all Records relating to the Collection, Processing or
Transfer of Personal Information, all Processing premises and all Security Controls used to protect such Personal Information subject to this DTA.  Unless otherwise agreed, any such
inspection shall occur only at the business offices or data centers of the Company, during normal business hours, and shall be conducted by a mutually acceptable third party inspector.
Pioneer shall pay the third party inspection costs of any such inspection but shall not be obligated to reimburse Company for any costs incurred by Company in the inspection process. 

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CONFIDENTIAL

EXECUTION VERSION

3.13Provision of DTA to Individuals

Company and Pioneer shall make copies of this DTA available to any Individual, upon reasonable request by the Individual.

3.14Regulatory Investigations

Company and Pioneer shall cooperate in any regulatory investigation or in any internal investigation by either party arising out of this DTA, whether or not related
to a regulatory investigation.  In addition, both parties shall cooperate in responding to any inquiry by any Individual. In the event of any such investigation or inquiry, upon notice to the other
party, either party may suspend any further Transfers for so long as may be necessary to obtain assurances that any additional Transfers will not provide the basis for further regulatory action
or possible liabilities. Except as provided in Section 3.15 such suspension will not relieve either party of any liability arising from a default of this DTA or any other related commercial
agreements.  A default under this DTA will, at the option of the non-defaulting party, be deemed to be a default under the terms and conditions of any such related commercial
agreements.

3.15Right to Suspend Transfers

If the performance of this DTA will violate Applicable Law, then either Company or Pioneer shall have the right to suspend, and not execute, any such Transfer
but only to the extent that such Transfer violates Applicable Law.  If any such suspension is material, then such suspension will be treated as an event of force majeure under the terms
and conditions of any related commercial agreements between the parties.

3.16Allocation of Costs

Unless otherwise specified, Company and Pioneer shall perform all of their obligations under this DTA at their own respective cost and expense.

4.0INDEMNITIES AND LIMITATION OF LIABILITY

4.1Indemnity

Company and Pioneer shall each indemnify, defend, and hold harmless the other party against all third party claims for liabilities, damages, losses or expenses
incurred to the extent arising out of the negligence, willful misconduct, breaches of this DTA, or violations of Applicable Law in the performance of this DTA by the party at fault, its employees,
agents, subcontractors or assigns.  Further, in the event the parties are jointly at fault, they agree to indemnify each other in proportion to their relative fault. 

4.2Scope

The claims for liabilities, damages, losses or expenses covered under Section 4.1 include, but are not limited to: settlements, judgments, court costs, reasonable
attorneys' fees and other litigation expenses, fines and penalties arising out of actual or alleged (a) injury to or death of any person, including employees of each party, or (b) loss or damage
to property, including intangible property. 

4.3Limitations

EXCEPT FOR THE INDEMNITY OBLIGATIONS CONTAINED IN THIS SECTION 4,  VIOLATIONS OF ANY LAW, ANY DAMAGES ARISING FROM PERSONAL
INFORMATION  LOSS RESULTING FROM THEFT OF A COMPUTER OR UNAUTHORIZED ACCESS TO OR USE OF THE PERSONAL INFORMATION  BY EMPLOYEES,
SUBCONTRACTORS OR AGENTS OF THE COMPANY OR COMPANY AFFILIATES, ANY OTHER UNAUTHORIZED DISCLOSURES OF PERSONAL INFORMATION IN VIOLATION OF
ANY CONFIDENTIALITY OBLIGATIONS; OR THE FAILURE TO OTHERWISE PROVIDE ADEQUATE PHYSICAL AND ELECTRONIC SECURITY AS REQUIRED BY THIS DTA, NEITHER
PARTY SHALL BE LIABLE TO THE OTHER PARTY FOR ANY INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL, EXEMPLARY OR PUNITIVE DAMAGES, INCLUDING, BUT NOT
LIMITED TO, DAMAGES BASED UPON LOSS OF PROFITS AND/OR LOSS OF BUSINESS ARISING OUT OF OR IN ANY WAY RELATED TO THIS DTA OR THE PERFORMANCE
THEREOF, EVEN IF THAT PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES. 

4.4Confidentiality

Personal Information will be deemed to be confidential information of the party disclosing the Personal Information under the terms of any confidentiality
provisions of any applicable commercial agreement or separate confidentiality or non-disclosure agreement between the parties. 

4.5Survival

The provisions of this Section 4 shall survive the termination of this DTA.

5.0TERM AND TERMINATION

This Agreement shall be effective as of the date specified below the signature block, unless specified otherwise with respect to a particular entity in the signature
pages of this Agreement.

In the event of a material breach by Company or Pioneer of this DTA, the non-breaching party may terminate this DTA, by written notice to the breaching party, 30
days after the party first delivered written notice declaring such breach, and upon the failure of such breach to be cured within such 30 days.  With

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EXECUTION VERSION

respect to any Transfers occurring prior to the termination of this DTA, the provisions of Section 3 shall survive such termination.

6.0MISCELLANEOUS

6.1Choice of Law

Except as otherwise required by Applicable Law:

	This DTA will be governed by and construed in accordance with the laws of the State of Delaware without giving effect to principles of conflict or choice of
laws.

	The courts within the State of Delaware will be the only courts of competent jurisdiction for enforcement or interpretation of this DTA. 

	Company and Pioneer do hereby irrevocably submit themselves to the personal jurisdiction of the courts of the State of Delaware, including the U.S. District
Courts for the District of Delaware.

6.2Change of Law

In the event of a change in Applicable Law which would make the continued Transfer of Personal Information  under this DTA, or the continued Processing of
such Personal Information by Company, unlawful, then, prior to the effective date of any such change in Applicable Law, either (a) if commercially reasonable alternatives exist for adjusting
the procedures for Transfer or Processing in order to avoid a violation of Applicable Law, then Pioneer and Company, at their own respective cost and expense, shall cooperate by
implementing such alternatives, or (b) if no such alternatives exist, then either Pioneer or Company shall be entitled to terminate all further Transfers which, if executed, would be unlawful
following the change in Applicable Law.  Any such suspension of Transfers will be treated as an event of force majeure under the terms and conditions of any related commercial agreement
between the parties relating to such Collection of Personal Information, Processing or Transfer and may be the basis for termination of such related commercial agreement.

6.3Severability

Any provision of this DTA that is determined by a court of competent jurisdiction to be invalid or unenforceable will be ineffective to the extent of such
determination without invalidating the remaining provisions of this DTA or affecting the validity or enforceability of such remaining provisions.

6.4Waiver; Successors & Assigns

No oral modification or waiver of any of the provisions of this DTA shall be binding upon either Company or Pioneer.  This DTA is for the benefit of, and shall be
binding upon, the parties and their respective successors and assigns.

6.5Notices

Whenever Company or Pioneer desires or is required to give any notice, demand, or request with respect to this DTA, such communication shall be made in
writing.  Communications in writing must be delivered by a courier service that confirms delivery in writing or via certified or registered mail, postage prepaid, return receipt requested,
addressed to the representative as set forth in Exhibit A.

6.6Complaints

Company and Pioneer agree to designate a person to receive and respond to any complaints by Individuals about their Personal Information.

6.7Third Party Rights

No Individual or third party with Personal Information has any other beneficial rights under this DTA, except, the parties agree that Pioneer Affiliates are intended
third-party beneficiaries of this Agreement and that this Agreement is intended to inure to the benefit of such Pioneer Affiliates.  Without limiting the foregoing, Pioneer Affiliates will be entitled
to enforce this Agreement as if each was a signatory to this Agreement.

6.8Amendments in Writing

Company and Pioneer agree that any and all amendments to this DTA must be made in writing and signed by both parties.  No amendment can be made by
electronic means.

6.9Counterparts

This DTA may be executed by the parties on any number of separate counterparts, and all executed counterparts shall constitute one agreement binding on all
the parties notwithstanding that all the parties are not signatories to the same counterpart. For purposes of this DTA, a document (or signature page thereto) signed and transmitted by
facsimile machine or e-mail is to be treated as an original document.  The signature of any party thereon, for purposes hereof, is to be considered as an original signature, and the document
transmitted is to be considered to have the same binding effect as an original signature on an original document.  

7.0 DEFINITIONS

The following capitalized terms shall have the following meanings when used in this DTA:

7.1   "Applicable Law" means any law, statute, declaration, decree, directive, legislative enactment, order, ordinance, regulation, rule or
other binding restriction (including any and all legislative and/or regulatory amendments or successors thereto), to which a party to this Agreement is subject and which

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EXECUTION VERSION

is applicable to a party's information protection and privacy obligations.

7.2   "Collect" (including the usage of "Collected" or "Collection") means to conduct
the initial gathering and recording of data regarding Individuals, whether or not the data constitutes Personal Information. 

7.3   "Company Affiliate" means each Affiliate (as such term is defined in the APSA) of the Company.

7.4   "Pioneer Affiliate" means any domestic or foreign partnership, joint venture, corporation or other form of enterprise in which Pioneer
possesses (directly or indirectly) an ownership interest of 20 percent or greater (or lesser ownership if such is the maximum allowed by law) or where Pioneer has a written management
agreement to manage the relevant procurement activities of the Pioneer entity. 

7.5   "Individual" means a Person to whom Personal Information relates and about whom Personal Information may be Processed under
this Agreement.

7.6   "Notice" means a disclosure to an Individual in connection with the Collection or Processing of Personal Information that informs the
Individual regarding:

	The identity of the entity making decisions about the Personal Information;

	The types of Personal Information being Collected; 

	The purposes for which Personal Information may be used; 

	Any recipients (or categories of recipients) of Personal Information;

	Any right of the  Individual to have access to Personal Information; 

	Any right of the Individual to rectify any Personal Information which is inaccurate; and

	The consequences, if any, to Individual of not providing Personal Information.

7.7   "Opt-Out" means a choice given to or exercised by an Individual to decline, reject or refuse the Collection or Processing of his or her
Personal Information.

7.8   "Personal Information" means any information that identifies an Individual or relates to an identifiable individual. Examples of Personal
Information include, but are not limited to, name, address, telephone number, and email address.  

7.9   "Process" (including the usage of "Processes", "Processed" or
"Processing") means any operation or set of operations which is performed upon Personal Information, whether or not by automatic means, including, without
limitation, any Collection, Transfer, recording, organization, storage, adaptation, alteration, retrieval, consultation, use, disclosure, transmission, dissemination, combination, blocking, erasure
or destruction thereof.

7.10   "Record" means information that is inscribed on a tangible medium or is stored in an electronic or other medium and which is
retrievable in perceivable form. 

7.11   "Safe Harbor Program" shall mean individually and collectively the U.S.-E.U. Safe Harbor Framework and the U.S.-Swiss Safe Harbor
Framework developed by the U.S. Department of Commerce in consultation with, respectively, the European Commission and the Federal Data Protection and Information Commissioner of
Switzerland.

7.12   "Security Controls" means any controls that are used to regulate access to, or prevent the alteration, loss or destruction of, any
Personal Information.

7.13   "Special Personal Information" means any of the following types of Personal Information: (i) social security number, taxpayer
identification number, passport number, driver's license number or other government-issued identification number; or (ii) credit or debit card details or financial account number, with or without
any code or password that would permit access to the account; credit history, or (iii) information on race, religion, ethnicity, sexual orientation, medical or health information, genetic or
biometric information, political or philosophical beliefs, trade union membership, background check information, judicial data such as criminal records or information on other judicial or
administrative proceedings.

7.14   "Transfer" (including the usage of "Transfers", "Transferred",
"Transference" or "Transferring") means the access to or sharing of Personal Information by electronic or other means.

[Signature page to follow.]

                                                                6

IN WITNESS WHEREOF, the parties have executed and delivered this DTA as of the Effective Date.

	
"PIONEER"

PIONEER HI-BRED INTERNATIONAL, INC.

 

 

By_________________________________

   Authorized Signature

___________________________________

Type/Print Name of Signer

Title: ___________________________________

Effective Date: December 31, 2014 
	
"COMPANY" 

 

S&W SEED COMPANY
 

 

By_________________________________

    Authorized Signature

___________________________________

Type/Print Name of Signer

Title: ___________________________________

 

                [Signature Page to Data Trsnsfer Agreement]

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