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Exhibit 10.1

JOINDER AGREEMENT TO REGISTRATION RIGHTS AGREEMENT

MARCH 23, 2021 

This JOINDER (the “Joinder Agreement”) to the Registration Rights Agreement, dated as of March 26, 2018, by and among Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.), a Delaware corporation (the “Company”), M III Sponsor I LLC, a Delaware limited liability company (“Sponsor”), M III Sponsor I LP, a Delaware limited partnership (“M III LP”), Infrastructure and Energy Alternatives, LLC (the “Seller), Oaktree Power Opportunities Fund III Delaware, L.P., a Delaware limited partnership, in its capacity as the representative of the Selling Stockholders (“GFI Representative”), Cantor Fitzgerald & Co. (“Cantor Fitzgerald”) and the other undersigned parties listed on the signature pages thereto, as subsequently amended and amended and restated (the “Registration Rights Agreement”), is made as of the date first written above, by and between the Company and each of the undersigned (each a “Holder”). Capitalized terms used herein but not otherwise defined shall have the meanings set forth in the Registration Rights Agreement.

WHEREAS, on the date hereof, each Holder has acquired shares of Common Stock and Warrants to purchase shares of Common Stock, in each case as set forth on Exhibit A hereto (the “Holder Stock”) from Infrastructure and Energy Alternatives, LLC and the Registration Right Agreement and the Company require each Holder, as a holder of such Common Stock, to become a party to the Registration Rights Agreement, and such Holder agrees to do so in accordance with the terms hereof.

NOW, THEREFORE, in consideration of the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties to this Joinder Agreement hereby agree as follows:

1.Agreement to be Bound. Each Holder hereby (i) acknowledges that it has received and reviewed a complete copy of the Registration Rights Agreement and (ii) agrees that upon execution of this Joinder Agreement, it shall become a party to the Registration Rights Agreement and shall be fully bound by, and subject to, all of the covenants, terms and conditions of the Registration Rights Agreement as though an original party thereto and shall be deemed a Holder for all purposes thereof.

2.Successors and Assigns. Except as otherwise provided herein, this Joinder Agreement shall bind and inure to the benefit of and be enforceable by the Company and its successors and assigns and such Holder and any subsequent holders of any Holder Stock and the respective successors and assigns of each of them, so long as they hold any Holder Stock.

3.Notices. For purposes of Section 3.1 of the Registration Rights Agreement, all notices, demands or other communications to each Holder shall be directed to the address set forth on Exhibit A hereto.

4.Governing Law. This Joinder Agreement, and any claim, controversy or dispute arising under or related to this Joinder Agreement, shall be governed by and construed in accordance with the laws of the State of New York without regard to principles of conflict of laws that would result in the application of any law other than the laws of the State of New York. The parties hereto agree that any suit or proceeding arising in respect of this Joinder Agreement will be tried exclusively in the U.S. District Court for the Southern District of New York or, if that court does not have subject matter jurisdiction, in any state court located in The City and County of New York, and the parties hereto agree to submit to the jurisdiction of, and to venue in, such courts. THE PARTIES HERETO HEREBY IRREVOCABLY WAIVE, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO THIS JOINDER AGREEMENT OR THE TRANSACTIONS CONTEMPLATED THEREBY.

5.Counterparts. This Joinder Agreement may be executed in any number of counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. Delivery of an executed counterpart of a signature page to this Joinder Agreement by facsimile, email or other electronic transmission (i.e., “pdf”) shall be effective as delivery of a manually executed counterpart of this Joinder Agreement.

6.Amendments. No amendment or waiver of any provision of this Joinder Agreement, nor any consent or approval to any departure therefrom, shall in any event be effective unless the same shall be in writing and signed by the parties hereto.

7.Headings. The headings in this Joinder Agreement are for convenience of reference only and shall not limit or otherwise affect the meaning hereof.

[Signature Page Follows]

						
		HB White Investments, Inc. 
		
		By: /s/ Herman White III
		Name: Herman White III
		Title: President
		 
		
		The Early Family Trust
		
		By: /s/ Creighton K. Early
		Name: Creighton K. Early
		Title: Trustee
		  
		DRHCLH Partnership, L.P.
		
		By: /s/ David R. Helwig
		Name: David R. Helwig
		Title: General Partner
		  
		Jeffrey F. Rodabaugh Trust No. 1
		
		By: /s/ Jeffrey F. Rodabaugh
		Name: Jeffrey F. Rodabaugh
		Title: N/A
		 
		Roehm Living Trust
		
		By: /s/ John Paul Roehm
		Name: John Paul Roehm
		Title: Trustee
		  
		
		
		David E. Bostwick
		/s/ David E. Bostwick
		
		Herman White II
		/s/ Herman White II
		  

						
		Oaktree Power Opportunities Fund III Delaware, LP
		
		By: /s/ Ian Schapiro
		Name: Ian Schapiro
		Title: Authorized Signatory
		  
		Christopher L. Hanson Living Trust dated May 16, 2017
		
		By: /s/ Chris L. Hanson
		Name: Chris L. Hanson
		Title: Member Trustee
		
		Brian K. Hummer Revocable Trust u/a/d December 15, 2017
		
		By: /s/ Brian K. Hummer
		Name: Brian K. Hummer
		Title: N/A
		
		ADL Revocable Trust
		
		By: /s/ Andrew D. Layman
		Name: Andrew D. Layman
		Title: Trusteecik0001848164-ex41_145.htm

Exhibit 4.1

 

NUMBER UNITS

U-

CUSIP

SEE REVERSE FOR CERTAIN

DEFINITIONS

 

 

MOOSE POND ACQUISITION CORP, NCV I

UNITS CONSISTING OF ONE CLASS A ORDINARY SHARE AND ONE-THIRD OF ONE

REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO

PURCHASE ONE CLASS A ORDINARY SHARE

 

THIS CERTIFIES THAT _____________________ is the owner of Units.

 

Each Unit (“Unit”) consists of one (1) Class A Ordinary Share, par value $0.0001 per share (“Class A Ordinary Shares”), of Moose Pond Acquisition Corp, NCV I, a Cayman Islands exempted company (the “Company”), and one-third (1/3) of one redeemable warrant (the “Warrant”). Each whole Warrant entitles the holder to purchase one (1) Class A Ordinary Share (subject to adjustment) for $11.50 per share (subject to adjustment). Only whole Warrants are exercisable. Each Warrant will become exercisable thirty (30) days after the Company’s completion of a merger, share exchange, asset acquisition, share purchase, reorganization or other similar business combination with one or more businesses (each a “Business Combination”), and will expire, unless exercised before 5:00 p.m., New York City Time, on the date that is five (5) years after the date on which the Company completes its initial Business Combination, or earlier upon redemption or liquidation. The Class A Ordinary Shares and Warrants comprising the Units represented by this certificate will begin separate trading on , 2021 unless Credit Suisse Securities (USA) LLC elects to allow separate trading earlier, subject to the Company’s filing of a Current Report on Form 8-K with the Securities and Exchange Commission containing an audited balance sheet reflecting the Company’s receipt of the gross proceeds of its initial public offering and, if the separation date is earlier than trading on , 2021, issuing a press release announcing when separate trading will begin. No fractional Warrants will be issued upon separation of the Units. The terms of the Warrants are governed by a Warrant Agreement, dated as of , 2021, between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at One State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

 

Upon the consummation of the Business Combination, the Units represented by this certificate will automatically separate into the Class A Ordinary Shares and Warrants comprising such Units.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar of the Company.

 

This certificate shall be governed by and construed in accordance with the laws of the State of New York.

 

Witness the facsimile signature of its duly authorized officers.

 

 

	
 
	
 
	
 

	
[TITLE] 
	
 
	
[TITLE] 

	
 
	
 
	
 

 

Moose Pond Acquisition Corp, NCV I

 

The Company will furnish without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of shares or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

 

 

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	
TEN COM
	
— as tenants in common
	
UNIF GIFT MIN ACT —
	
________Custodian

	
 
	
 
	
 
	
________

	
TEN ENT
	
— as tenants by the entireties
	
 
	
(Cust)

	
 
	
 
	
 
	
(Minor)

	
 
	
 
	
 
	
under Uniform Gifts to Minors

	
JT TEN
	
— as joint tenants with right of survivorship and not as tenants in common
	
 
	
Act

	
 
	
 
	
(State)

 

Additional abbreviations may also be used though not in the above list.

 

For value received, ______________ hereby sell, assign and transfer unto _________________________________

 

	
 

	
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

	
 

	
(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

	
 

	
 

	
 

	
Units represented by the within Certificate, and does hereby irrevocably constitute and appoint

 

Attorney to transfer the said Units on the register of members of the within named Company with full power of substitution in the premises.

 

	
Dated:

	
 

	
 

 

	
 

	
Notice: The signature to this assignment must  

	
correspond with the name as written upon 

	
the face of the certificate in every particular,

	
without alteration or enlargement or any

	
change whatever.

 

	
Signature(s) Guaranteed:

	
 

	
THE SIGNATURE(S) MUST BE GUARANTEED BY

	
AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, 

	
STOCKBROKERS, SAVINGS AND LOAN 

	
ASSOCIATIONS AND CREDIT UNIONS WITH

	
MEMBERSHIP IN AN APPROVED SIGNATURE

	
GUARANTEE MEDALLION PROGRAM, PURSUANT 

	
TO S.E.C. RULE 17Ad-15 UNDER THE SECURITIES 

	
EXCHANGE ACT OF 1934, AS AMENDED).

 

2

 

 

 

In each case, as more fully described in the Company’s final prospectus dated , 2021, the holder(s) of this certificate shall be entitled to receive a pro rata portion of certain funds held in the trust account established in connection with its initial public offering only in the event that (i) the Company redeems the Class A Ordinary Shares sold in its initial public offering and liquidates because it does not consummate an initial business combination by , 2023, or by such later date approved by the Company’s shareholders in accordance with the Company’s amended and restated memorandum and articles of association, (ii) the Company redeems the Class A Ordinary Shares sold in its initial public offering in connection with a shareholder vote to amend the Company’s amended and restated memorandum and articles of association (A) to modify the substance or timing of the Company’s obligation to allow redemption in connection with the Company’s initial business combination or to redeem 100% of the Class A Ordinary Shares if it does not complete its initial business combination by , 2023, or by such later date approved by the Company’s shareholders in accordance with the Company’s amended and restated memorandum and articles of association, or (B) with respect to any other provision relating to the holder(s)’(s) rights or pre-initial business combination activity, or (iii) if the holder(s) seek(s) to redeem for cash his, her, its or their respective Class A Ordinary Shares in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks shareholder approval of the proposed initial business combination) setting forth the details of a proposed initial business combination. In no other circumstances shall the holder(s) have any right or interest of any kind to or in the trust account.

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