Document:

Exhibit
4.1

 

NUMBER
U-

 

SEE REVERSE FOR
CERTAIN DEFINITIONS

 

CUSIP
77118V 207

 

ROC
ENergy Acquisition Corp.

 

UNITS CONSISTING
OF ONE SHARE OF COMMON STOCK AND ONE RIGHT TO RECEIVE ONE-TENTH OF A SHARE OF COMMON STOCK

 

THIS CERTIFIES THAT                    is
the owner of                    Units.

 

Each
Unit (“Unit”) consists of one (1) share of common stock, par value $0.0001 per share (“Common Stock”),
of ROC Energy Acquisition Corp., a Delaware corporation (the “Company”), and one (1) right (“Right”).
Each Right entitles the holder to receive one-tenth (1/10) of a share of Common Stock upon the Company’s completion of an initial
merger, capital stock exchange, asset acquisition, or other similar business combination with one or more businesses or entities (a “Business
Combination”). The Common Stock and Right(s) comprising the Unit(s) represented by this certificate are not transferable separately
until ninety days following the IPO, unless EarlyBirdCapital, Inc. informs the Company of its decision to allow earlier separate trading,
except that in no event will the Common Stock and Rights be separately tradeable until the Company has filed an audited balance sheet
reflecting the Company’s receipt of the gross proceeds of its initial public offering and issued a press release announcing when
such separate trading will begin. The terms of the Rights are governed by a Rights Agreement, dated as of ___________, 2021, between
the Company and Continental Stock Transfer & Trust Company, as Rights Agent, and are subject to the terms and provisions contained
therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Rights Agreement
are on file at the office of the Rights Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Rights
holder on written request and without cost.

 

This
certificate is not valid unless countersigned by the Transfer Agent and Registrar of the Company. Witness the facsimile seal of the Company
and the facsimile signatures of its duly authorized officers.

 

	By:  	 	 	
	President	 	Secretary

 

     

     

    

 

ROC Energy
Acquisition Corp.

 

The
Company will furnish without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative,
participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations,
or restrictions of such preferences and/or rights.

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written
out in full according to applicable laws or regulations:

 

	TEN COM	–	as tenants in common	 	UNIF GIFT MIN ACT	–		Custodian	
	TEN ENT	–	as tenants by the entireties	 	 	 	(Cust)		(Minor)
	 	 	 	 	 	 	 
	JT TEN	–	as joint tenants with right of	 	 	 	under Uniform Gifts to Minors Act

	 	 	survivorship and not as	 	 	 	 
	 	 	tenants in common	 	 	 	(State)

 

Additional abbreviations
may also be used though not in the above list.

 

For value received,                     
hereby sell, assign and transfer unto                     

 

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE

 

 
	(PLEASE
    PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
	 
	 
	 

                              represented
by the within Certificate, and do hereby irrevocably constitute and appoint

 

                    
to transfer the said Units on the books of the within named Company with full power of substitution in the premises.

 

Dated                    

 
	 	Notice:
    The signature to this assignment must correspond with the name as written upon
    the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

	THE
    SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
    UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULE).	 

 

    2

     

    

 

The holder(s) of
this certificate shall be entitled to receive a pro-rata portion of the funds from the trust account with respect to the common stock
underlying this certificate only in the event that (i) the Corporation is forced to liquidate because it does not consummate an initial
business combination within the period of time set forth in the Corporation’s Amended and Restated Certificate of Incorporation,
as the same may be amended from time to time (the “Charter”) or (ii) if the holder seeks to convert his shares upon
consummation of, or sell his shares in a tender offer in connection with, an initial business combination or in connection with certain
amendments to the Charter. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

 

    3Exhibit 4.2

 

	
    NUMBER

    C-
	
    SHARES

    CUSIP 77118V 108

	 	 
	SEE REVERSE FOR CERTAIN DEFINITIONS	 
	 	 

 

ROC ENERGY ACQUISITION CORP.

INCORPORATED
UNDER THE LAWS OF dELAWARE

COMMON STOCK

 

THIS
CERTIFIES THAT                         is
the owner of                 FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF $0.0001 EACH OF ROC ENERGY ACQUISITION CORP.,
transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

 

The
Company will be forced to liquidate if it is unable to complete an initial business combination within the time period set forth in the
Company’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time.

 

This
certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

 

Witness
the facsimile seal of the Company and the facsimile signatures of its duly authorized officers.

 

Dated:

 

	
    ___________________________________

    President
	
    ___________________________________

    Secretary

 

ROC ENERGY ACQUISITION CORP.

 

The Company will furnish without charge to each
stockholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special
rights of each class of equity or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences
and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the Company’s
Amended and Restated Certificate of Incorporation and all amendments thereto and resolutions of the Board of Directors providing for the
issue of securities (copies of which may be obtained from the secretary of the Company), to all of which the holder of this certificate
by acceptance hereof assents.

 

The following abbreviations, when used in the inscription
on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

	TEN COM	–	as tenants in common	 	UNIF GIFT MIN ACT	–	 	Custodian 	 

	TEN ENT	–	as tenants by the entireties	 	 	 	(Cust)		(Minor)

 

	JT TEN	–	as joint tenants with

 right of survivorship 	 	 	 	 	under Uniform Gifts to Minors Act
	 	 	and not as tenants in

 common	 	 	 	 	(State)

 

Additional abbreviations may also be used though
not in the above list.

 

     

     

    

 

For value received,                     
hereby sells, assigns and transfers unto                     

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER(S) OF ASSIGNEE(S)

 

 

(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES),
INCLUDING ZIP CODE(S), OF 

ASSIGNEE(S))

 

 

 

 

 

                              shares
of Common Stock represented by the within Certificate, and hereby irrevocably constitutes and appoints

 

                    Attorney
to transfer the said shares of Common Stock on the books of the within named Company with full power of substitution in the premises.

 

Dated:                    

		Notice: The signature(s) to this assignment must correspond with the name as written upon the face of the certificate in every
particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:

 

	THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 (OR ANY SUCCESSOR RULE).	 

 

The holder(s) of this certificate shall be
entitled to receive a pro-rata portion of the funds from the trust account only in the event that (i) the Corporation is forced to
liquidate because it does not consummate an initial business combination within the period of time set forth in the
Corporation’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the
 “Charter”) or (ii) if the holder seeks to convert his shares upon consummation of, or sell his shares in a tender
offer in connection with, an initial business combination or in connection with certain amendments to the Charter. In no other
circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.Exhibit
4.3

 

	NUMBER	 

 

ROC
ENERGY ACQUISITION CORP.

INCORPORATED
UNDER THE LAWS OF DELAWARE

 

RIGHT

 

SEE
REVERSE FOR

CERTAIN
DEFINITIONS

 

CUSIP
77118V 207

 

THIS
CERTIFIES THAT, for value received

 

is
the registered holder of a right or rights (the “Right” or “Rights,” respectively) to receive one-tenth of one
share of common stock, par value $0.0001 per share (“Common Stock”), of ROC Energy Acquisition Corp., a Delaware corporation
(the “Company”), for each Right evidenced by this Right Certificate on the Company’s completion of an initial business
combination (as defined in the prospectus relating to the Company’s initial public offering (“Prospectus”)) upon surrender
of this Right Certificate pursuant to the Rights Agreement (the “Rights Agreement”) between the Company and Continental Stock
Transfer & Trust Company (the “Rights Agent”). In no event will the Company be required to net cash settle any Right.

 

Upon
liquidation of the Company in the event an initial business combination is not consummated during the required period as identified in
the Company’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time, the Right(s) shall
expire and be worthless. The holder of a Right or Rights shall have no right or interest of any kind in the Company’s trust account
(as defined in the Prospectus).

 

Upon
due presentment for registration of transfer of the Right Certificate at the office or agency of the Rights Agent a new Right Certificate
or Right Certificates of like tenor and evidencing in the aggregate a like number of Rights shall be issued to the transferee in exchange
for this Right Certificate, without charge except for any applicable tax or other governmental charge.

 

The
Company and the Rights Agent may deem and treat the registered holder as the absolute owner of this Right Certificate (notwithstanding
any notation of ownership or other writing hereon made by anyone), for the purpose of any conversion hereof, of any distribution to the
registered holder, and for all other purposes, and neither the Company nor the Rights Agent shall be affected by any notice to the contrary.

 

Holders
of a Right or Rights are not entitled to any of the rights of a stockholder of the Company.

 

	Dated:	 	     
	 	 	 
	 	[Corporate Seal]  	 
	Secretary	Delaware	Chairman of the Board

 

     

     

    

 

The
following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written
out in full according to applicable laws or regulations: 

 

	TEN
    COM –	as
    tenants in common	UNIF
    GIFT MIN ACT -	_____
    Custodian ______
	TEN
    ENT –	as
    tenants by the entireties	 	(Cust)
                       (Minor)
	JT
    TEN –	as
    joint tenants with right of survivorship and not as tenants in common	 	under
    U.S. Uniform Gifts to Minors Act 

	 	 	 	 	 

 

Additional
Abbreviations may also be used though not in the above list.

 

ROC
ENERGY ACQUISITION CORP.

 

The
Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating,
optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions
of such preferences and/or rights. This certificate and the rights represented thereby are issued and shall be held subject to all the
provisions of the Rights Agreement, and all amendments thereto, to all of which the holder of this certificate by acceptance hereof assents.

 

For
value received, ___________________________ hereby sell(s), assign(s) and transfer(s) unto

 

PLEASE
INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

	 

 

	 
	(PLEASE
    PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

Rights represented
by the within Certificate, and do hereby irrevocably constitute and appoint

 

___________________________________________________________________________________Attorney
to transfer the said rights on the books of the within named Company will full power of substitution in the premises.

 

	Dated	 	 
	 	 	 
	 	 	Notice:	The
    signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without
    alteration or enlargement or any change whatever.

 

	Signature(s)
    Guaranteed:
	 
	 
	THE
    SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT
    UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15).

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