Document:

Exhibit

    

Exhibit 10.1
ZOETIS INC.
AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN
1.Purpose.  The purpose of the Amended and Restated Zoetis Inc. Non-Employee Director Deferred Compensation Plan (the “Plan”) is to enable non-employee directors of Zoetis Inc. (the “Company”) to defer the receipt of certain compensation earned in their capacity as non-employee directors of the Company.  The Plan is an unfunded deferred compensation plan that is intended to (a) comply with Section 409A of the Internal Revenue Code of 1986, as amended, and the regulations and guidance thereunder (“Section 409A”) and shall be interpreted accordingly and (b) be exempt from the provisions of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”).  The Plan shall be effective as of October 10, 2018. 
2.Eligibility.  Directors of the Company who are not also employees of the Company, its parent or any of its subsidiaries (“Directors”) are eligible to participate in the Plan, subject to their election to defer eligible compensation as required hereunder.
3.Administration.  The Plan shall be administered by the Zoetis Inc. Board of Directors (the “Board”).  The Board shall have the authority to adopt rules and regulations for carrying out the Plan’s intent and to interpret, construe and implement the provisions thereof.  The Board may delegate some or all of its powers and responsibilities under the Plan to one or more officers of the Company, in which case references herein to the “Board” will also be deemed to refer to such delegated officer(s); provided, however, that any such delegation shall be limited to administrative or ministerial matters and shall not extend to Plan design changes. Determinations made by the Board with respect to the Plan, any deferral made hereunder and any Director’s account shall be final and binding on all persons, including but not limited to the Company, each Director participating in the Plan and such Director’s beneficiaries and/or representatives.
4.Deferral of Compensation.  Subject to such rules and procedures that the Board may establish from time to time and subject to any determinations of the Company to pay compensation to Directors from time to time, Directors may elect to defer under the Plan all or a portion of their annual cash retainer fees and annual committee chair cash retainer fees (such cash compensation, collectively, the “Director Retainer Fees”) and all or a portion of their annual restricted stock unit (“RSU”) awards (each, an “RSU Award” and together with Director Retainer Fees, “Director Compensation”) granted after December 31, 2018 under the Zoetis Inc. 2013 Equity and Incentive Plan, as amended from time to time, or any successor plan under which the Company grants RSU Awards (the “Equity Plan”).
(i)New Director Elections.  Each individual who first becomes a Director on or after the date this Plan becomes effective may elect to become a participant in the Plan by electing, within 30 days of the effective date of his or her appointment or election to the Board, to make deferrals under the Plan with respect to his or her Director Compensation.  An election under this Section 4(i) must be submitted on the form designated by the Board from time to time and in accordance with the procedures established by the Board from time to time, and shall be effective only with respect to Director Compensation earned after the effective date of the election.  
(ii)Other Initial Elections.  A Director may elect to defer Director Compensation with respect to calendar years commencing after the Director is appointed or elected to the Board in accordance with this Section 4(ii).  Any such deferral election must comply with all rules, forms and procedures established by the Board from time to time in its sole and absolute discretion. 
a.Deferral of Director Retainer Fees.  A Director may elect to defer Director Retainer Fees under the Plan by submitting a deferral election on the form designated by the Board from time to time in accordance with the procedures established by the Board from time to time.  Each such election shall be effective only with respect to Director Retainer Fees relating to services to be performed in the calendar year immediately following the year in which the election is made and subsequent calendar years.  
b.Deferral of RSU Awards.  A Director may elect to defer an RSU Award under the Plan by submitting a deferral election on the form designated by the Board from time to time in accordance with the procedures established by the Board from time to time.  Each such election shall be effective only with respect to RSU Awards granted in the calendar year immediately following the year in which the election is made and subsequent calendar years.  Each deferral election in respect of an RSU Award must relate to 100% of the RSUs subject to such RSU Award.  The deferral election will also be applied to all dividend equivalents credited under the Equity Plan with respect to the deferred portion of such RSU Award.  
c.Elections Irrevocable.  Once a Director has submitted an election to defer Director Compensation, the election shall continue in effect for the remainder of the Director’s service as a member of the Board, unless (1) no later than 10 days prior to the beginning of any calendar year (or such earlier date determined by the Board from time to time), a Director revokes his or her deferral election, or modifies the portion of Director Compensation to be deferred, with respect to the entirety of such calendar year, or (2) a Director modifies his or her election with respect to the timing of distribution of his or her Cash Account to the extent permitted by Section 7(i)(b).  

    

5.Creation of Accounts; Crediting of Deferred Amounts.  For each Director who has elected to participate in the Plan, the Company shall establish a separate deferred compensation account on its books for the Director Retainer Fees deferred by such Director (each, a “Cash Account”) and/or for the RSU Awards deferred by such Director (each, a “Stock Account”), as applicable.  
(i)Cash Accounts.  An amount shall be credited to each participating Director’s Cash Account as of each date on which Director Retainer Fees deferred under the Plan would otherwise have been paid to such Director.  The Board may, in its discretion, offer Directors a choice among various investment alternatives in which Directors may elect to invest their deferred Director Retainer Fees pursuant to such rules and procedures as the Board shall determine in its discretion. The Director’s Cash Account balance, including any investment gains or losses credited to the account, shall become payable as set forth in Section 7.    
(ii)Stock Accounts.  Deferred Stock Units (as defined below) will be credited to each participating Director’s Stock Account as of each date on which an RSU Award deferred under the Plan would otherwise have been settled in the absence of the applicable deferral election.  Prior to such crediting to the Director’s Stock Account, each RSU Award subject to a deferral election shall remain subject to all terms and conditions of the Equity Plan and the applicable award agreement (including any applicable time-based and/or performance-based vesting conditions, voting rights, entitlement to dividend equivalents, and adjustment of shares of Common Stock (as used herein, such term shall have the meaning given in the Equity Plan)) except that the provisions regarding distribution and settlement of such RSU Award shall be governed by this Plan.  The Deferred Stock Units credited to each Director’s Stock Account shall become payable as set forth in Section 7.  The term “Deferred Stock Unit” means a unit of measurement of a Director’s Deferred Stock Account, with each such Deferred Stock Unit representing an interest equivalent to one share of Common Stock.  
a.Dividend Equivalents.  If the Company declares a cash dividend on its Common Stock, a Director’s Stock Account will be credited with additional Deferred Stock Units reflecting dividend equivalents.  The number of additional Deferred Stock Units which shall be credited on any dividend record date shall be equal to (1) the per share cash dividend paid on the Common Stock, multiplied by (2) the number of Deferred Stock Units credited to such Account as of the record date for the applicable dividend payment (including Deferred Stock Units reflecting prior dividend equivalents), divided by (3) the Fair Market Value (as used herein, such term shall have the meaning given in the Equity Plan) of a share of Common Stock on the dividend record date. 
b.Changes in Capitalization.  Deferred Stock Units shall be adjusted in the same manner that outstanding RSUs under the Equity Plan are adjusted in the event of a “Change in Capitalization” as defined in the Equity Plan; however, no such adjustment shall affect the payment date of amounts deferred under this Plan.
6.Restrictions on Transfer.  The right of a Director or that of any other person to the payment of deferred compensation or other benefits under the Plan may not be assigned, transferred, pledged or encumbered except by will or by the laws of descent and distribution or with the consent of the Board.
7.Payment of Accounts.  
(i)Cash Account.  
a.Initial Elections.  Subject to Section 7(i)(c), each Director shall have the election to receive payment of his or her entire Cash Account balance as either (1) a lump sum cash payment within 30 business days following the termination of the Director’s service as a member of the Board that constitutes a “separation from service” (as defined in Treasury Regulation 1.409A-1(h)) (a “Termination Event”) or (2) equal annual cash installments for a period of between 2 and 15 years (at the Director’s election) to be paid in January of each year, commencing with January of the year following the year in which the Termination Event occurs.  Notwithstanding anything to the contrary, once a Director submits an initial election as to the time and form of payment of the Director’s Cash Account, such initial election shall apply to the Director’s entire Cash Account and may not be modified, except to the extent permitted by Section 7(i)(b).
b.Subsequent Elections.  A Director may make one or more subsequent elections to defer the timing of payment for all of the Director’s Cash Account, provided that any such election shall be effective only if the following conditions are satisfied:  (1) the new election may not take effect for at least twelve (12) months after the date of filing the election; (2) the election must be made at least twelve (12) months before payments would have otherwise begun; (3) distribution may not be made earlier than at least five (5) years from the date the distribution would have otherwise been made; and (4) the new election may not be made if the distribution with respect to the Director’s Cash Account is scheduled to be made in installments and such installment distributions have begun.  Any such subsequent deferral election will be irrevocable once submitted and will apply to the entire balance of the Director’s Cash Account, including amounts credited thereto after such election is made.  
c.Death.  Notwithstanding any deferral election made by a Director, in the event of the Director’s death, his or her Cash Account balance shall be paid in a single lump sum payment within 30 business days following the Director’s death in accordance with Section 8.
(ii)Stock Account.  All Deferred Stock Units credited to a Director’s  Stock Account will be paid in a lump sum payment within 30 business days following the earlier to occur of (a) the Director’s Termination Event (and, if such Termination Event results from the Director’s death, will be paid in accordance with Section 8) and (b) a Change in Control that constitutes a “change in ownership or control” for purposes of Section 409A.  Unless the Board determines otherwise, each Director’s Deferred Stock Units will be paid in the form of shares of Common Stock.  One share of Common Stock shall be distributed for each whole Deferred Stock Unit subject to payment, with fractional Deferred Stock Units paid in cash based on the Fair Market 

    

Value of the Common Stock on the payment date.  Shares of Common Stock distributed under this Plan will be issued pursuant to, and subject to the additional terms and conditions described in, the Equity Plan.  
(iii)Delayed Payment.  Notwithstanding the foregoing, to the extent required to avoid additional tax under Section 409A, if a Director is a “specified employee” (as defined in Treasury Regulation 1.409A-1(i)) at the time of his or her Termination Event, no payment payable by reason of such Termination Event will be made to the Director until the earlier of (a) the first day of the 7th month after the Director’s Termination Event and (b) the date of his or her death and, on such date, the Director will receive all payments that would have been paid during such period in a single lump sum.
8.Beneficiary Designations.  A Director may designate one or more beneficiaries (which may be an entity other than a natural person) to receive any payments to be made following the Director’s death.  At any time, and from time to time, the identity of such beneficiary designation may be changed or canceled by the Director without the consent of any beneficiary.  Any such beneficiary designation, change or cancellation must be by written notice filed with the Secretary of the Company and shall not be effective until received by the Secretary.  If a Director designates more than one beneficiary, any payments to such beneficiaries shall be made in equal amounts unless the Director has designated otherwise.  If no beneficiary has been named by the Director, or the designated beneficiaries have predeceased him or her, the Director’s beneficiary shall be determined pursuant to the Director’s will or, if there is no valid will, the executor or administrator of the director’s estate.  
9.Section 409A.  It is the intent of this Plan that all payments hereunder comply with the requirements of Section 409A so that none of the payments to be provided under this Plan will be subject to the adverse tax penalties imposed under Section 409A, and any ambiguities or ambiguous terms herein will be interpreted to so comply.  For purposes of Section 409A, each payment to be made pursuant to the Plan is designated as a separate payment.  The Company and each Director will work together in good faith to consider amendments to the Plan or revisions to the Plan with respect to the deferral and payment of any Director Compensation that are necessary or appropriate to avoid imposition of any additional tax or income recognition prior to the actual payment to the Director under Section 409A. In no event will the Company reimburse a Director for any taxes or other penalties that may be imposed on the Director as a result of Section 409A. 
10.Unfunded Plan; Creditor’s Rights.  The Plan is intended to be an “unfunded” plan.  The obligation of the Company under the Plan is purely contractual and shall not be funded or secured in any way.  A Director or any beneficiary shall have only the interest of an unsecured general creditor of the Company in respect of the Director Retainer Fees credited to such Director’s Cash Account under the Plan and the Deferred Stock Units credited to such Director’s Stock Account under the Plan.
11.Successors in Interest.  The obligations of the Company under the Plan shall be binding upon any successor or successors of the Company, whether by merger, consolidation, sale of assets or otherwise, and for this purpose reference herein to the Company shall be deemed to include any such successor or successors.
12.Governing Law; Interpretation.  The Plan shall be construed and enforced in accordance with, and governed by, the laws of the State of Delaware.  Directors shall be subject to such additional rules as may be required by the Board for purposes of compliance with applicable securities laws, including Section 16 of the Securities Exchange Act of 1934, as amended.
13.Termination and Amendment of the Plan. The Board may terminate the Plan at any time; provided, that termination of the Plan shall not adversely affect the rights of a Director or beneficiary thereof with respect to amounts previously deferred under the Plan without the consent of such Director.  The Board may amend the Plan at any time and from time to time; provided, however, that no such amendment shall materially and adversely affect the rights of any Director or beneficiary thereof with respect to amounts previously deferred under the Plan.Exhibit

Exhibit 4.1

Execution Version

RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:

Gibson, Dunn & Crutcher LLP
333 South Grand Avenue
Los Angeles, CA 90071-3197
Attn: Andrew Cheng

 
 
Sixty-First Supplemental Indenture

CALIFORNIA WATER SERVICE COMPANY 
 
and 
 
U.S. BANK NATIONAL ASSOCIATION 
 
as
 
Trustee and Calculation Agent

Dated as of September 13, 2018

    

TABLE OF CONTENTS
Page
	
			
	ARTICLE I DEFINITIONS
	5
	

	SECTION 1.01.  Definitions.
	5
	

	ARTICLE II CERTAIN TERMS AND ISSUANCE OF THE BONDS
	7
	

	SECTION 2.01.  Designation of Bonds.
	7
	

	SECTION 2.02.  Aggregate Principal Amount.
	7
	

	SECTION 2.03.  Form; Payment of Interest and Principal on Series UUU Bonds.
	7
	

	ARTICLE III REDEMPTION, SINKING FUND, DISCHARGE AND DEFEASANCE
	8
	

	SECTION 3.01.  Redemption.
	8
	

	SECTION 3.02.  Sinking Fund.
	8
	

	SECTION 3.03.  Discharge and Defeasance.
	8
	

	ARTICLE IV CALCULATION AGENT
	9
	

	SECTION 4.01.  Appointment.
	9
	

	SECTION 4.02.  Duties and Obligations.
	9
	

	SECTION 4.03.  Terms and Conditions.
	9
	

	SECTION 4.04.  Qualifications.
	11
	

	SECTION 4.05.  Resignation and Removal.
	11
	

	SECTION 4.06.  Successors.
	11
	

	SECTION 4.07.  Trustee Deemed Calculation Agent Upon Certain Circumstances.
	11
	

	SECTION 4.08.  Merger, Conversion, Consolidation, Sale or Transfer.
	12
	

	SECTION 4.09.  Notice.
	12
	

	SECTION 4.10.  WAIVER OF JURY TRIAL.
	12
	

	SECTION 4.11.  Calculation of Interest Rate for First Interest Period.
	12
	

	ARTICLE V MISCELLANEOUS
	13
	

	SECTION 5.01.  Notice.
	13
	

	SECTION 5.02.  Amendment and Supplement.
	13
	

	SECTION 5.03.  Conflicts.
	13
	

	SECTION 5.04.  Governing Law.
	13
	

	SECTION 5.05.  Counterparts.
	13
	

	SECTION 5.06.  Ratification.
	13
	

	SECTION 5.07.  Severability.
	13
	

	SECTION 5.08.  Trustee and Supplemental Indenture.
	13
	

	ARTICLE VI INFORMATION AS TO COMPANY
	14
	

	ARTICLE VII Maintenance of Credit Rating
	14
	

Exhibits
		
	EXHIBIT A
	-    FORM OF SERIES UUU BONDS

		
	EXHIBIT B
	-    RECORDATION OF RESIGNATIONS

		
	EXHIBIT C
	-    RECORDATION OF FIRST THROUGH SIXTIETH SUPPLEMENTAL INDENTURES

i

THIS SIXTY-FIRST SUPPLEMENTAL INDENTURE IS 
SECURED BY, INTER ALIA, REAL PROPERTY.
SIXTY-FIRST SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”) dated as of September 13, 2018, between CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”), having its Corporate Trust Office at One California Street, Suite 1000, San Francisco, CA 94111, and as Calculation Agent.
RECITALS
WHEREAS, the Company heretofore made, executed and delivered the Indenture from California Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees, dated as of the 1st day of April, 1928, (the “Original Base Indenture”), and the Original Base Indenture has been recorded in the Office of the Recorders of the following counties and city and county of the State of California on the respective dates and in the respective books of record hereafter set forth:

	
				
	 
County of 
City and County
	 
Date of 
Recordation
	Volume of Official Records 
(except as noted)
	 
Page at Which  
Record Commences

	Contra Costa
	May 2, 1928
	141
	7

	City and County of  
  San Francisco
	May 3, 1928
	1637
	346

	Glenn
	May 2, 1928
	62
	190

	 
	 
	(Book of Mortgages)
	 

	Kings
	January 7, 1929
	40
	348

	San Joaquin
	May 2, 1928
	243
	295

	Solano
	May 2, 1928
	14
	7

	Tulare
	May 3, 1928
	260
	11

	Alameda
	May 2, 1928
	1877
	35

	Sonoma
	May 2, 1928
	196
	136

	Los Angeles
	May 4, 1928
	7105
	102

	Butte
	May 2, 1928
	116
	106

	 
	 
	(Book of Mortgages)
	 

	Kern
	May 3, 1928
	249
	1

	Shasta
	May 2, 1928
	38
	80

	Fresno
	May 2, 1928
	894
	32

	San Mateo
	January 20,1939
	837
	16

	Yuba
	September 12, 1942
	69
	291

	Santa Clara
	November 2, 1945
	1305
	286

	Monterey
	February 21, 1962
	Serial No. 6604
	 

	Ventura
	November 15, 1983
	Doc. No. 130176; and
	 

WHEREAS, Los Angeles-First National Trust & Savings Bank changed its name to Security-First National Bank of Los Angeles and later to Security First National Bank and later to Security-Pacific National Bank; and
WHEREAS, American Trust Company changed its name to Wells Fargo Bank and Wells Fargo Bank subsequently merged into Wells Fargo Bank, National Association; and

1

WHEREAS, by instrument entitled “Resignations of Wells Fargo Bank, National Association as Authenticating Trustee and Security Pacific National Bank as Trustee and Appointment and Acceptance of Bank of America National Trust and Savings Association as Authenticating Trustee under Mortgage of Chattels and Trust Indenture dated as of April 1, 1928 as Supplemented, Amended and Modified from California Water Service Company” dated as of August 1, 1983, recorded in the offices of the Recorders of those counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers set forth in EXHIBIT B, which is annexed hereto and hereby made a part hereof, (a) Wells Fargo Bank, National Association, resigned as authenticating trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‐First Supplemental Indentures, effective August 1, 1983, (b) the Company appointed Bank of America National Trust and Savings Association as successor authenticating trustee to Wells Fargo Bank, National Association, effective August 1, 1983, (c) Bank of America National Trust and Savings Association accepted such appointment as authenticating trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‐First Supplemental Indentures, effective August 1, 1983, (d) Security Pacific National Bank resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‐First Supplemental Indentures, effective August 1, 1983, (e) the Company appointed no successor trustee to said Security Pacific National Bank, (f) Bank of America National Trust and Savings Association as of August 1, 1983 became fully vested with all the estates, properties, rights powers trusts, duties and obligations of Wells Fargo Bank, National Association and Security Pacific National Bank, as trustees under the Original Base Indenture, as theretofore supplemented, amended and modified by the First through Thirty‐First Supplemental Indentures, with like effect as if originally named as trustee therein, (g) Bank of America National Trust and Savings Association resigned as trustee under the Original Base Indenture, as theretofore supplemented, amended and modified by First through Thirty‐First Supplemental Indentures, effective December 15, 1995, (h) the Company appointed, with the concurrence of a majority of the Holders, First Trust, a subsidiary of First Trust Bank System of Minneapolis, as successor trustee to Bank of America National Trust and Savings Association, effective December 15, 1995, (i) First Trust, a subsidiary of First Trust Bank System of Minneapolis, accepted such appointment as trustee under the Original Base Indenture, as supplemented, amended and modified by the First through Thirty-eighth Supplemental Indentures, (j) First Trust Bank System of Minneapolis merged with U. S. Bank Trust National Association, effective August 1, 1997; as a result of said merger, the corporate name became U. S. Bank Trust National Association, effective March 30, 1998, (k) effective January 10, 2002, U. S. Bank Trust National Association merged into U. S. Bank National Association and (l) U. S. Bank National Association became the trustee under the Original Base Indenture, as therefore supplemented, amended and modified by the First through Sixtieth Supplemental Indentures referred to below; and
WHEREAS, the Company has heretofore made, executed and delivered sixty certain supplemental indentures supplemental to said Original Base Indenture, one such supplemental indenture from California Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as trustees, dated January 3, 1929, hereinafter sometimes called the “First Supplemental Indenture;” twelve such supplemental indentures from said California Water Service Company to American Trust Company and Security-First National Bank of Los Angeles, as trustees, dated and hereinafter sometimes called, respectively, as follows:

2

	
		
	Date
	Name

	August 19, 1929
	Second Supplemental Indenture

	February 25, 1930
	Third Supplemental Indenture

	February 1, 1931
	Fourth Supplemental Indenture

	March 23, 1932
	Fifth Supplemental Indenture

	May 1, 1936
	Sixth Supplemental Indenture

	April 1, 1939
	Seventh Supplemental Indenture

	November 1, 1945
	Eighth Supplemental Indenture

	May 1, 1951
	Ninth Supplemental Indenture

	May 1, 1953
	Tenth Supplemental Indenture

	May 1, 1954
	Eleventh Supplemental Indenture

	May 1, 1955
	Twelfth Supplemental Indenture

	November 1, 1956
	Thirteenth Supplemental Indenture

four supplemental indentures from California Water Service Company to Wells Fargo Bank and Security First National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:
	
		
	Date
	Name

	November 1, 1963
	Fourteenth Supplemental Indenture

	November 1, 1965
	Fifteenth Supplemental Indenture

	November 1, 1966
	Sixteenth Supplemental Indenture

	November 1, 1967
	Seventeenth Supplemental Indenture

fourteen supplemental indentures from California Water Service Company to Wells Fargo Bank, National Association and Security Pacific National Bank, as trustees, dated and hereinafter sometimes called, respectively, as follows:
	
		
	Date
	Name

	November 1, 1969
	Eighteenth Supplemental Indenture

	May 1, 1970
	Nineteenth Supplemental Indenture

	November 1, 1970
	Twentieth Supplemental Indenture

	October 1, 1972
	Twenty-first Supplemental Indenture

	November 1,1972
	Twenty-second Supplemental Indenture

	November 15, 1972
	Twenty-third Supplemental Indenture

	November 1, 1973
	Twenty-fourth Supplemental Indenture

	May 1, 1975
	Twenty-fifth Supplemental Indenture

	May 1, 1976
	Twenty-sixth Supplemental Indenture

	November 1, 1977
	Twenty-seventh Supplemental Indenture

	May 1, 1978
	Twenty-eighth Supplemental Indenture

	November 1, 1979
	Twenty-ninth Supplemental Indenture

	November 1, 1980
	Thirtieth Supplemental Indenture

	May 1, 1982
	Thirty-first Supplemental Indenture

3

seven supplemental indentures from California Water Service Company to Bank of America National Trust and Savings Association, as trustee, dated and hereinafter sometimes called, respectively, as follows:
	
		
	Date
	Name

	September 1, 1983
	Thirty-second Supplemental Indenture

	May 1, 1988
	Thirty-third Supplemental Indenture

	November 1, 1990
	Thirty-fourth Supplemental Indenture

	November 3, 1992
	Thirty-fifth Supplemental Indenture

	May 1, 1993
	Thirty-sixth Supplemental Indenture

	September 1, 1993
	Thirty-seventh Supplemental Indenture

	November 2, 1993
	Thirty-eighth Supplemental Indenture; and

and twenty-one supplemental indentures from California Water Service Company to U.S. Bank National Association, as trustee, dated and hereinafter sometimes called, respectively, as follows:
	
		
	Date
	Name

	April 17, 2009
	Thirty-ninth Supplemental Indenture

	April 17, 2009
	Fortieth Supplemental Indenture

	April 17, 2009
	Forty-first Supplemental Indenture

	April 17, 2009
	Forty-second Supplemental Indenture

	April 17, 2009
	Forty-third Supplemental Indenture

	April 17, 2009
	Forty-fourth Supplemental Indenture

	April 17, 2009
	Forty-fifth Supplemental Indenture

	April 17, 2009
	Forty-sixth Supplemental Indenture

	April 17, 2009
	Forty-seventh Supplemental Indenture

	April 17, 2009
	Forty-eighth Supplemental Indenture

	April 17, 2009
	Forty-ninth Supplemental Indenture

	April 17, 2009
	Fiftieth Supplemental Indenture

	April 17, 2009
	Fifty-first Supplemental Indenture

	April 17, 2009
	Fifty-second Supplemental Indenture

	April 17, 2009
	Fifty-third Supplemental Indenture

	April 17, 2009
	Fifty-fourth Supplemental Indenture

	April 17, 2009
	Fifty-fifth Supplemental Indenture

	April 17, 2009
	Fifty-sixth Supplemental Indenture

	April 17, 2009
	Fifty-seventh Supplemental Indenture

	November 22, 2010
	Fifty-eighth Supplemental Indenture

	October 13, 2015
	Fifty-ninth Supplemental Indenture

	March 11, 2016
	Sixtieth Supplemental Indenture; and

WHEREAS, the First through Sixtieth Supplemental Indentures (or memoranda thereof) have been recorded in the offices of the Recorders of those counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers set forth in EXHIBIT C, which is annexed hereto and hereby made a part hereof; and
WHEREAS, the Original Base Indenture as amended, supplemented and modified by the Thirty-ninth Supplemental Indenture, and as subsequently amended, supplemented and modified, is hereafter called the “Base Indenture.”

4

NOW, THEREFORE, the parties hereto agree as follows:
ARTICLE I 
DEFINITIONS
SECTION 1.01.  Definitions.
Each term used herein has the meaning assigned to such term in the Base Indenture unless otherwise specifically defined herein, in which case the definition set forth herein shall govern the Bonds issued under this Supplemental Indenture.  The following terms, as used herein, have the following meanings:
“Bloomberg BBAM Page” means the display appearing on Bloomberg L.P.’s Bloomberg Professional (or any successor service) designated as page “BBAM” (or such other page as may replace the BBAM page on that service, or such other service as may be nominated for the purpose of displaying rates or prices comparable to the London Interbank Offered rate for U.S. dollar deposits by ICE Benchmark Administration Limited (“IBA”) or its successor or such other entity assuming the responsibility of IBA or its successor in calculating the London Interbank Offered rate in the event IBA or its successor no longer does so).
“Calculation Agent” means U.S. Bank National Association, as appointed pursuant to Section 4.01 of this Supplemental Indenture, or its successor appointed by the Company pursuant to Article IV hereof, acting as calculation agent. 
“Called Principal” means, with respect to any Bond, the principal amount of such Bond that is to be redeemed pursuant to Article III of this Supplemental Indenture.
“Closing Date” means September 13, 2018.
“Corporate Trust Office” means the office of the Trustee specified in the initial paragraph of this Supplemental Indenture or any other office specified by the Trustee from time to time pursuant to the provisions of the Base Indenture.
“Fitch” means Fitch Ratings, Inc. and any successor to its rating agency business.
“Interest Determination Date” means the second London Business Day immediately preceding the first day of the relevant Interest Period. 
“Interest Period” means the period commencing on an Interest Payment Date (or, with respect to the initial Interest Period only, commencing on the Closing Date) and ending on the day before the next succeeding Interest Payment Date. 
“LIBOR” will be determined by the Calculation Agent, with respect to any Interest Period, in accordance with the following provisions:   
(1)     With respect to any Interest Determination Date, LIBOR will be the rate for deposits in U.S. dollars having a maturity of three months commencing on the first day of the applicable interest period that appears on the Reuters LIBOR01 Page as of 11:00 a.m., London time, on that Interest Determination Date, which in no event shall be less than zero (0). If on an Interest Determination Date, such rate does not appear on the Reuters LIBOR01 Page as of 11:00 a.m., London time, or if the Reuters LIBOR01 Page is not available as of 11:00 a.m., London time, the Calculation Agent will obtain such rate from Bloomberg BBAM Page on such date at such time.  If no such rate appears, then LIBOR, in respect of that Interest Determination Date, will be determined in accordance with the provisions described in clauses (2) and (3) below.
(2)     With respect to an Interest Determination Date on which no rate is available on the Reuters LIBOR01 Page or the Bloomberg BBAM Page, as specified in clause (1) above, unless clause (3) below applies, the 

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Company will request the principal London offices of each of at least two major reference banks in the London interbank market, as selected by the Company, to provide the Calculation Agent with its offered quotation for deposits in U.S. dollars for the period of three months, commencing on the first day of the applicable Interest Period, to prime banks in the London interbank market at approximately 11:00 a.m., London time, on that Interest Determination Date and in a principal amount that is representative for a single transaction in U.S. dollars in that market at that time. If at least two quotations are provided, then LIBOR on that Interest Determination Date will be the arithmetic mean of those quotations, which in no event shall be less than zero (0). If fewer than two quotations are provided, then LIBOR on the Interest Determination Date will be the arithmetic mean of the rates quoted at approximately 11:00 a.m., in The City of New York, on the Interest Determination Date by two major banks in The City of New York selected by the Company for loans in U.S. dollars to leading European banks, having a three-month maturity and in a principal amount that is representative for a single transaction in U.S. dollars in that market at that time, which in no event shall be less than zero (0); provided, however, that if the banks selected by the Company are not providing quotations in the manner described in this sentence, LIBOR will be equal to such rate on the Interest Determination Date when LIBOR was last available on the Reuters LIBOR01 Page or the Bloomberg BBAM Page, as applicable, as determined by the Calculation Agent.
(3)     Notwithstanding clause (2) above, if the Company, the Calculation Agent or the Required Holders, each in its or their sole discretion, determines that LIBOR has been permanently discontinued and has notified the other such parties of such determination, the Calculation Agent will, as directed by the Company (following the Company’s consultation with one or more investment banks of national standing chosen by the Company), and consented to by the Required Holders, use, as a substitute for LIBOR (the “Alternative Rate”) for each Interest Determination Date thereafter, the reference rate selected as an alternative to LIBOR by the central bank, reserve bank, monetary authority or any similar institution (including any committee or working group thereof) that is consistent with accepted market practice regarding the selection and use of a substitute for LIBOR, which in no event shall be less than zero (0). As part of such substitution, the Calculation Agent will, as directed by the Company, and consented to by the Required Holders, make such adjustments (“Adjustments”) to the Alternative Rate or the spread thereon, as well as the business day convention, Interest Determination Dates and related provisions and definitions, in each case that are consistent with accepted market practice for the use of such Alternative Rate for the Series UUU Bonds. If the Company determines, following its consultation with such investment bank(s), that there is no clear market consensus as to whether any rate has replaced LIBOR in customary market usage, the Company will use reasonable efforts to appoint an independent financial advisor (the “IFA”) consented to by the Required Holders to determine an appropriate Alternative Rate and any Adjustments, and the decision of the IFA will be binding on the Company, the Calculation Agent and the Holders, provided that in no event shall such Alternative Rate be less than zero (0). If, however, the Company, the Calculation Agent, the Required Holders or any IFA determines that LIBOR has been discontinued, but for any reason an Alternative Rate or Adjustments have not been determined as described herein, LIBOR will be equal to such rate on the Interest Determination Date when LIBOR was last available on the Reuters LIBOR01 Page or the Bloomberg BBAM Page, as applicable, as determined by the Calculation Agent, which in no event shall be less than zero (0).  Notwithstanding anything contrary to the foregoing in the Base Indenture, including Section 12.02 thereof, any changes to this Supplemental Indenture as a result of the establishment of the Alternative Rate and the Adjustments described above shall only require the consent of the Company, the Required Holders or the IFA, as applicable, in each case as described in this clause (3).
“London Business Day” means a day that is a Business Day and a day on which dealings in deposits in U.S. dollars are transacted, or with respect to any future date are expected to be transacted, in the London interbank market. 
“Moody’s” means Moody’s Investors Service, Inc. and any successor to its rating agency business.
“Required Holders” means Holders of the Series UUU Bonds holding greater than 50% of the aggregate principal amount of the Series UUU Bonds then Outstanding.   
“Reuters LIBOR01 Page” means the display designated as Reuters LIBOR01 on the Reuters 3000 Xtra (or such other page as may replace the Reuters LIBOR01 Page on that service, or such other service as may be 

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nominated for the purpose of displaying rates or prices comparable to the London Interbank Offered rate for U.S. dollar deposits by IBA or its successor or such other entity assuming the responsibility of IBA or its successor in calculating the London Interbank Offered rate in the event IBA or its successor no longer does so).
“Series UUU Bonds” means the $300,000,000 aggregate principal amount of Floating Rate First Mortgage Bonds due 2020, Series UUU.
“Settlement Date” means, with respect to the Called Principal of any Bond, the date on which such Called Principal is to be redeemed pursuant to Section 3.01.
“SVO” means the Securities Valuation Office of the National Association of Insurance Commissioners.
“S&P” means Standard & Poor’s Rating Services and any successor to its rating agency business.
“Trustee” means the Person named as the “Trustee” in the first paragraph of this Supplemental Indenture until a successor Trustee shall have become such pursuant to the applicable provisions of the Base Indenture, and thereafter “Trustee” shall mean or include each Person who is then a Trustee hereunder.
ARTICLE II 
CERTAIN TERMS AND ISSUANCE OF THE BONDS
SECTION 2.01.  Designation of Bonds.
The changes, modifications and supplements to the Base Indenture effected by this Supplemental Indenture shall be applicable only with respect to, and govern the terms of, the Series UUU Bonds and shall not apply to any other Bonds that have been or may be issued under the Base Indenture unless a supplemental indenture with respect to such other Bonds specifically incorporates such changes, modifications and supplements.  Pursuant to this Supplemental Indenture, there is hereby designated a series of Bonds under the Base Indenture entitled “Floating Rate First Mortgage Bonds due 2020, Series UUU.” 
SECTION 2.02.  Aggregate Principal Amount.
The aggregate principal amount of the Series UUU Bonds which may be outstanding under the terms of this Supplemental Indenture after the date hereof is $300,000,000, except for Series UUU Bonds authenticated and delivered in accordance with Sections 2.15, 2.16, 2.18, 4.07 and 12.06 of the Base Indenture.
SECTION 2.03.  Form; Payment of Interest and Principal on Series UUU Bonds.
(a)    General.  The Series UUU Bonds shall be issued as Definitive Bonds substantially in the form set forth in EXHIBIT A hereto.  The Series UUU Bonds will be issued in denominations of $1,000 and its integral multiples.  To the extent that any provision of the Definitive Bonds representing the Series UUU Bonds conflicts with the express provisions of this Supplemental Indenture or the Base Indenture, this Supplemental Indenture or the Base Indenture shall govern and be controlling.
(b)    Payment of Interest and Principal on Bonds.  The Series UUU Bonds will mature on September 13, 2020 (the “UUU Bonds Maturity Date”) and will bear interest at the rate set quarterly pursuant to Section 2.03(c).  Interest on the Series UUU Bonds will be payable quarterly in arrears on March 13, June 13, September 13 and December 13 of each year to the Holders thereof at the close of business on the immediately preceding February 26, May 29, August 29 and November 28 of each year, commencing on December 13, 2018.  Interest on the Series UUU Bonds will accrue from the most recent date to which interest has been paid, or if no interest has been paid, from the Closing Date.  The principal of, interest on and premium on, if any, the Series UUU Bonds will be payable in U.S. dollars or in such other currency of the United States that at the time of payment is legal tender for the payment of public and private debts.

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(c)    Interest Rate.  The Series UUU Bonds will bear interest for each quarterly Interest Period at a per annum rate determined by the Calculation Agent. The interest rate applicable during each quarterly Interest Period will be equal to LIBOR on the Interest Determination Date for such Interest Period plus 70 basis points. Promptly upon such determination, the Calculation Agent will notify the Company and the Trustee, if the Trustee is not then serving as the Calculation Agent, in writing of the interest rate for the new Interest Period. The interest rate determined by the Calculation Agent, absent manifest error, shall be binding and conclusive upon the Holders of such Series UUU Bonds and the Trustee. Upon the written request of a Holder of the Series UUU Bonds, the Calculation Agent will provide to such Holder the interest rate in effect on the date of such request and, if determined, the interest rate for the next Interest Period. Interest shall be computed on the basis of a 360-day year and the actual number of days elapsed.  All percentages resulting from any calculation of the interest rate on the Series UUU Bonds will be rounded, if necessary, to the nearest one-hundred thousandth of a percentage point, with five one-millionths of a percentage point rounded upwards (e.g., 0.567845% (or .00567845) being rounded to 0.56785% (or .0056785) and 0.567844% (or .00567844) being rounded to 0.56784% (or .0056784)), and all dollar amounts used in or resulting from such calculation will be rounded to the nearest cent (with one-half cent being rounded upwards). 
ARTICLE III 
REDEMPTION, SINKING FUND, DISCHARGE AND DEFEASANCE
SECTION 3.01.  Redemption.
Commencing on June 28, 2019 (the “Series UUU Par Redemption Date”), the Series UUU Bonds are redeemable at the option of the Company, on the last day of any Interest Period, either in whole or in part, at a redemption price equal to 100% of the principal amount of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date.  Prior to the Series UUU Par Redemption Date, the Series UUU Bonds shall be redeemable, at the option of the Company, at any time and from time to time, either in whole or in part, at a redemption price equal to 102% of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date.  Notwithstanding the foregoing, to the extent that any Settlement Date falls between a Regular Record Date and an Interest Payment Date, interest on the Series UUU Bonds that are due and payable on such Interest Payment Date will be payable to the Holders of such Series UUU Bonds registered as such at the close of business on the relevant Regular Record Date according to their terms and the terms and provisions of the Base Indenture. Any redemption of Series UUU Bonds pursuant to this Article III shall be made in accordance with Article IV of the Base Indenture.
SECTION 3.02.  Sinking Fund.
The Series UUU Bonds shall not be subject to any sinking fund.
SECTION 3.03.  Discharge and Defeasance.
To satisfy the deposit requirements of Sections 14.01(a)(2) and 14.05(a) of the Base Indenture for discharge or defeasance of Series UUU Bonds, (i) the amount of cash, Government Securities, or combination thereof that the Company shall irrevocably deposit or cause to be deposited with the Trustee in trust solely for the benefit of the Holders of the Series UUU Bonds will be determined using an assumed interest rate selected by the Company in good faith, which assumed rate shall not be less than the interest rate applicable at the time of such deposit plus 1% and (ii) notwithstanding the satisfaction and discharge of the Indenture, the Company shall irrevocably deposit or cause to be deposited additional cash, Government Securities, or combination thereof in trust solely for the benefit of the Holders of the Series UUU Bonds as necessary to pay the principal, premium, if any, and accrued interest due on the Series UUU Bonds at the Stated Maturity or on the Redemption Date, as the case may be.

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ARTICLE IV 
CALCULATION AGENT 
SECTION 4.01.  Appointment. 
Upon the terms and subject to the conditions contained herein, the Company hereby appoints U.S. Bank National Association as the Company’s calculation agent for the Series UUU Bonds and U.S. Bank National Association hereby accepts such appointment as the Company’s agent for the purpose of calculating the applicable interest rates on the Series UUU Bonds in accordance with the provisions set forth herein.
SECTION 4.02.  Duties and Obligations. 
The Calculation Agent shall: (a) calculate the applicable interest rates on the Series UUU Bonds in accordance with the provisions set forth herein, and (b) exercise due care to determine the interest rates on the Series UUU Bonds and shall communicate the same to the Company and the Trustee (if the Trustee is not then serving as the Calculation Agent) in writing as soon as practicable after each determination.
The Calculation Agent will, upon the written request of a Holder of the Series UUU Bonds, provide to such Holder the interest rate in effect on the date of such request and, if determined, the interest rate for the next Interest Period.
SECTION 4.03.  Terms and Conditions. 
The Calculation Agent accepts its obligations set forth herein, upon the terms and subject to the conditions hereof, including the following, to all of which the Company agrees:
(i)The Calculation Agent shall be entitled to such compensation as may be agreed upon with the Company for all services rendered by the Calculation Agent, and the Company promises to pay such compensation and to reimburse the Calculation Agent for the reasonable and documented out-of-pocket expenses (including attorneys’ fees and expenses) incurred by it in connection with the services rendered by it hereunder upon receipt of such invoices as the Company shall reasonably require. The Company also agrees to indemnify the Calculation Agent for, and to hold it harmless against, any and all loss, liability, damage, claim or expense (including the costs and expenses of defending against any claim (regardless of who asserts such claim) of liability) incurred by the Calculation Agent that arises out of or in connection with its accepting appointment as, or acting as, Calculation Agent hereunder, except such as may result from the willful misconduct or gross negligence of the Calculation Agent or any of its agents or employees as determined by a final non-appealable order of a court of competent jurisdiction. The Calculation Agent shall incur no liability and shall be indemnified and held harmless by the Company for, or in respect of, any actions taken or suffered to be taken in good faith by the Calculation Agent in reliance upon (a) the written opinion or advice of counsel or (b) written instructions from the Company. The Calculation Agent shall not be liable for any error resulting from the use of or reliance on a source of information used in good faith and with due care to calculate any interest rate hereunder. The provisions of this clause (i) shall survive the payment in full of the Series UUU Bonds, the discharge of this Supplemental Indenture and the resignation or removal of the Calculation Agent. 
(ii)In acting under this Supplemental Indenture, the Calculation Agent is acting solely as agent of the Company and does not assume any obligations to or relationship of agency or trust for or with any of the Holders of the Series UUU Bonds. 
(iii)The Calculation Agent shall be protected and shall incur no liability for or in respect of any action taken or omitted to be taken or anything suffered by it in reliance upon the terms of Series UUU Bonds or this Supplemental Indenture or any notice, direction, certificate, affidavit, statement or other paper, document or communication reasonably believed by it to be genuine and to have been approved or signed by the proper party or parties. 

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(iv)The Calculation Agent, its officers, directors, employees and shareholders may become the owners or pledgee of, or acquire any interest in, any Series UUU Bonds, with the same rights that it or they would have if it were not the Calculation Agent, and may engage or be interested in any financial or other transaction with the Company as freely as if it were not the Calculation Agent. 
(v)Neither the Calculation Agent nor its officers, directors, employees, agents or attorneys shall be liable to the Company for any act or omission hereunder, or for any error of judgment made in good faith by it or them, except in the case of its or their willful misconduct or gross negligence as determined by a final non-appealable order of a court of competent jurisdiction. 
(vi)The Calculation Agent may consult with counsel of its selection and the advice of such counsel or any opinion of such counsel shall be full and complete authorization and protection in respect of any action taken, suffered or omitted by it hereunder in good faith and in reliance thereon. 
(vii)The Calculation Agent shall be obligated to perform such duties and only such duties as are herein specifically set forth, and no implied duties or obligations shall be read into this Supplemental Indenture against the Calculation Agent. 
(viii)Unless herein otherwise specifically provided, any order, certificate, notice, request, direction or other communication from the Company made or given by it under any provision of this Supplemental Indenture shall be sufficient if signed by any officer of the Company. 
(ix)The Calculation Agent may perform any duties hereunder either directly or by or through its agents or attorneys, and the Calculation Agent shall not be responsible for any misconduct or negligence on the part of any agent or attorney appointed with due care by it hereunder. 
(x)The Company will not, without first obtaining the prior written consent of the Calculation Agent, make any change to this Supplemental Indenture or the Series UUU Bonds if such change would materially and adversely affect the Calculation Agent’s duties and obligations hereunder or thereunder. 
(xi)In no event shall the Calculation Agent be responsible or liable for special, indirect, or consequential loss or damage of any kind whatsoever (including, but not limited to, loss of profit) irrespective of whether it has been advised of the likelihood of such loss or damage and regardless of the form of action. 
(xii)In no event shall the Calculation Agent be responsible or liable for any failure or delay in the performance of its obligations under this Supplemental Indenture arising out of or caused by, directly or indirectly, forces beyond its reasonable control, including without limitation strikes, work stoppages, accidents, acts of war or terrorism, civil or military disturbances, nuclear or natural catastrophes or acts of God, and interruptions, loss or malfunctions of utilities, communications or computer (software or hardware) services. 
(xiii)Under certain circumstances, the Calculation Agent may be required to calculate the interest rates on the Series UUU Bonds on the basis of quotations received by the Company from banks or other financial institutions (the “Reference Banks”) selected by the Company for the purpose of quoting such rates. The Calculation Agent shall not be responsible to the Company, any Holder or any other third party for any failure of the Company or Reference Banks to fulfill their duties or meet their obligations as the Company or Reference Banks, respectively, or as a result of the Calculation Agent having acted (except in the event of gross negligence or willful misconduct) on any quotation or other information given by any Reference Bank which subsequently may be found to be incorrect.
(xiv)No provision of this Supplemental Indenture shall require the Calculation Agent to expend or risk its own funds or otherwise incur any liability in the performance of any of its duties hereunder, or in 

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the exercise of any of its rights or powers, if the Calculation Agent shall determine, in its sole discretion, that repayment of such funds or adequate indemnity against such risk or liability is not assured to it.
SECTION 4.04.  Qualifications. 
The Calculation Agent shall be authorized by law to perform all the duties imposed upon it by this Supplemental Indenture, and shall at all times have a capitalization of at least $50,000,000. The Calculation Agent may not be an affiliate of the Company.
SECTION 4.05.  Resignation and Removal. 
The Calculation Agent may at any time resign as Calculation Agent by giving written notice to the Company of such intention on its part, specifying the date on which its desired resignation shall become effective; provided, however, that such date shall not be earlier than 30 days after the receipt of such notice by the Company, unless the Company otherwise agrees in writing. The Calculation Agent may be removed at any time by either the Company or the Required Holders by the filing with it of any instrument in writing signed on behalf of the Company or the Required Holders, as applicable, and specifying such removal and the date when it is intended to become effective. Such resignation or removal shall take effect upon the earlier of the date of the appointment by the Company and the Required Holders, as hereinafter provided, of a successor Calculation Agent or, if applicable, the date of effectiveness set forth in any such resignation notice. If within 30 days after notice of resignation or removal has been given, a successor Calculation Agent has not been appointed, the Calculation Agent or Required Holders may (but shall not be required to), at the expense of the Company, petition a court of competent jurisdiction to appoint a successor Calculation Agent. If at any time the Calculation Agent shall resign or be removed, or be dissolved, or if the property or affairs of the Calculation Agent shall be taken under the control of any state or federal court or administrative body because of bankruptcy or insolvency or for any other reason, then a successor Calculation Agent shall as soon as practicable be appointed by the Company, with the consent of the Required Holders, by an instrument in writing filed with the predecessor Calculation Agent, the successor Calculation Agent and the Trustee. Upon its resignation or removal, the Calculation Agent shall be entitled to the payment by the Company of its compensation, if any is owed to it, for services rendered hereunder and to the reimbursement of all reasonable and documented out-of-pocket expenses (including reasonable counsel fees) incurred in connection with the services rendered by it hereunder and to the payment of all other amounts owed to it hereunder.
SECTION 4.06.  Successors. 
Any successor Calculation Agent appointed hereunder shall execute and deliver to its predecessor, the Company and the Trustee an instrument accepting such appointment hereunder, and thereupon such successor Calculation Agent, without any further act, deed or conveyance, shall become vested with all the authority, rights, powers, trusts, immunities, duties and obligations of such predecessor with like effect as if originally named as such Calculation Agent hereunder, and such predecessor, upon payment of its charges and disbursements then unpaid, shall thereupon become obliged to transfer and deliver, and such successor Calculation Agent shall be entitled to receive, copies of any relevant records maintained by such predecessor Calculation Agent.
SECTION 4.07.  Trustee Deemed Calculation Agent Upon Certain Circumstances. 
In the event that the Calculation Agent shall resign or be removed, or be dissolved, or if the property or affairs of the Calculation Agent shall be taken under the control of any state or federal court or administrative body because of bankruptcy or insolvency or for any other reason, and the Company, with the consent of the Required Holders, shall not have made a timely appointment of a successor Calculation Agent, to the extent that the Trustee and the Calculation Agent are not, or would not be after giving effect to this Section 4.07, the same Person, the Trustee, notwithstanding the provisions of this Article IV, shall be deemed to be the Calculation Agent for all purposes of this Supplemental Indenture until the appointment by the Company of the successor Calculation Agent with the consent of the Required Holders.

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SECTION 4.08.  Merger, Conversion, Consolidation, Sale or Transfer. 
Any corporation into which the Calculation Agent may be merged or converted, or any corporation with which the Calculation Agent may be consolidated, or any corporation resulting from any merger, conversion or consolidation to which the Calculation Agent shall be a party or to which the Calculation Agent shall sell or otherwise transfer all or substantially all of its corporate trust assets or business shall, to the extent permitted by applicable law, be the successor Calculation Agent under this Supplemental Indenture without the execution or filing of any paper or any further act on the part of any of the parties hereto. Notice of any such merger, conversion or consolidation or sale shall forthwith be given to the Company and the Trustee (if the Trustee is not then serving as the Calculation Agent).
SECTION 4.09.  Notice. 
Any request, demand, authorization, direction, notice, consent, waiver or other document provided or permitted hereby to be given or furnished to the Calculation Agent shall be delivered in person, sent by letter or fax or communicated by telephone (subject, in the case of communication by telephone, to confirmation dispatched within 24 hours by letter or by fax) as follows:
U.S. Bank National Association 
Global Corporate Trust Services 
One California Street, Suite 1000 
San Francisco, California 94111 
Telephone: (415) 677-3622 
Fax: (415) 677-3768 
or to any other address of which the Calculation Agent shall have notified the Company and the Trustee (if the Trustee is not then serving as the Calculation Agent) in writing as herein provided.
The Calculation Agent agrees to accept and act upon instructions or directions pursuant to this Supplemental Indenture sent by unsecured e-mail, pdf, facsimile transmission or other similar unsecured electronic methods, provided, however, that the Calculation Agent shall have received an incumbency certificate listing persons designated to give such instructions or directions and containing specimen signatures of such designated persons, which such incumbency certificate shall be amended and replaced whenever a person is to be added or deleted from the listing. If the Company elects to give the Calculation Agent e-mail or facsimile instructions (or instructions by a similar electronic method) and the Calculation Agent in its discretion elects to act upon such instructions, the Calculation Agent’s understanding of such instructions shall be deemed controlling. The Calculation Agent shall not be liable for any losses, costs or expenses arising directly or indirectly from the Calculation Agent’s reliance upon and compliance with such instructions notwithstanding such instructions conflict or are inconsistent with a subsequent written instruction. The Company agrees to assume all risks arising out of the use of such electronic methods to submit instructions and directions to the Calculation Agent including without limitation the risk of the Calculation Agent acting on unauthorized instructions, and the risk of interception and misuse by third parties.
SECTION 4.10.  WAIVER OF JURY TRIAL. 
EACH OF THE COMPANY, THE CALCULATION AGENT AND THE TRUSTEE HEREBY IRREVOCABLY WAIVES, TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, ANY AND ALL RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO SUPPLEMENTAL INDENTURE, THE SERIES UUU BONDS OR THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY.
SECTION 4.11.  Calculation of Interest Rate for First Interest Period. 
The Calculation Agent, at the request of the Company, has determined, prior to the date of execution and delivery of this Supplemental Indenture, the interest rate for the initial Interest Period for the Series UUU Bonds. In 

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connection with such determination, the Calculation Agent shall be entitled to the same rights, protections, exculpations and immunities otherwise available to it under this Supplemental Indenture.
ARTICLE V 
MISCELLANEOUS
SECTION 5.01.  Notice.
Any notice or communication in respect of the Series UUU Bonds shall be made in accordance with Section 15.05 of the Base Indenture.
SECTION 5.02.  Amendment and Supplement.
This Supplemental Indenture or the Series UUU Bonds may be amended or supplemented as provided for in the Base Indenture.
SECTION 5.03.  Conflicts.
In the event of any conflict between this Supplemental Indenture and the Base Indenture, the provisions of this Supplemental Indenture shall prevail.
SECTION 5.04.  Governing Law.
This Supplemental Indenture and the Series UUU Bonds shall be governed by, and construed and enforced in accordance with, the laws of the State of California without regard to the principles of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.
SECTION 5.05.  Counterparts.
The parties may sign any number of copies of this Supplemental Indenture.  Each signed copy shall be an original, but all of them together represent the same agreement.  One signed copy is enough to prove this Supplemental Indenture.
SECTION 5.06.  Ratification.
The Base Indenture, as supplemented by this Supplemental Indenture, shall remain in full force and effect and is in all respects ratified and confirmed.
SECTION 5.07.  Severability.
If any one or more of the covenants or agreements provided in this Supplemental Indenture or the Series UUU Bonds on the part of the Company or the Trustee, or either of them, to be performed should be contrary to any express provision of law, or contrary to the policy of express law, to such an extent as to be unenforceable in any court of competent jurisdiction, then such covenant or covenants, agreement or agreements shall be null and void and shall be deemed separable from the remaining covenants and agreements and shall in nowise affect the validity of this Supplemental Indenture or the Series UUU Bonds.
SECTION 5.08.  Trustee and Supplemental Indenture.
The Trustee shall not be responsible in any manner whatsoever for or in respect of the recitals contained herein, all of which recitals are made solely by the Company, or the validity or sufficiency of this Supplemental Indenture or the Bonds issued hereunder, other than its certificate of authentication thereon.

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ARTICLE VI 
INFORMATION AS TO COMPANY
The Company covenants and agrees to file with the Trustee (and give notice of filing with the SEC by email to any Holder of Series UUU Bonds who requests email notice of filing) as soon as available and in any event within 10 calendar days after Parent is required to file the same with the SEC or any successor agency or any securities exchange, a copy of each of Parent’s reports on Form 10-K and Form 10-Q, which will include the information required by Rule 3-10(c)(4) of Regulation S-X (17 CFR 210.3-10(4)) or any successor provision, Form 8-K, and each other regular or periodic report and any notice, proxy statement, registration statement, prospectus or written communication (other than transmittal letters), as filed with the SEC or any successor agency or any securities exchange; if Parent ceases to be a reporting company under either Section 13(a) or 15(d) of the Exchange Act (a “1934 Act Reporting Company”), so long as such Holders have provided to the Company appropriate delivery instructions a reasonable amount of time prior to the applicable delivery date (which instructions will include any information provided by Holders pursuant to the Bond Purchase Agreement dated as of September 13, 2018 executed in connection with the issuance of the Series UUU Bonds), the Company covenants and agrees to deliver to the Holders of the Series UUU Bonds either (i) annual and quarterly reports of Parent comparable in form and scope to those filed on Forms 10-K and 10-Q by 1934 Act Reporting Companies within 10 calendar days after a 1934 Act Reporting Company would be required to file such reports with the SEC which shall contain annual audited and quarterly unaudited financial statements of Parent comparable in form and scope to those filed on Forms 10-K and 10-Q by 1934 Act Reporting Companies or (ii) annual audited and quarterly unaudited financial statements of Company comparable in form and scope to those filed on Forms 10-K and 10-Q by 1934 Act Reporting Companies within 10 calendar days after a 1934 Act Reporting Company would be required to file such reports with the SEC.  All Parent financial statements delivered by the Company pursuant to this Article VI shall include a condensed consolidating balance sheet and condensed consolidating statements of income and cash flows of Parent that include a column that sets forth the assets and liabilities, and results, of the Company as of the applicable date and for the applicable period; provided that, so long as in compliance with applicable law, (i) such annual condensed consolidating balance sheet, condensed consolidating statements of income and cash flows and column will be substantially consistent in form with those set forth in the Parent’s Form 10-K for the fiscal year ended December 31, 2017 and (ii) such quarterly condensed consolidating balance sheet, condensed consolidating statements of income and cash flows and column will be substantially consistent in form with those set forth in the Parent’s Form 10-Q for the fiscal quarter ended September 30, 2017, March 31, 2018 or June 30, 2018, as may correspond to such applicable quarterly period.
ARTICLE VII 
MAINTENANCE OF CREDIT RATING
The Company shall at all times during which the SVO would otherwise refuse to rate the Series UUU Bonds or would rate the Series UUU Bonds below “2”, maintain a credit rating (but not any specific rating) of the Series UUU Bonds with at least one of S&P, Moody’s or Fitch; provided that in lieu of maintaining any such credit rating, the Company shall have the option, in its sole discretion, of providing a guarantee by Parent of the obligations in respect of the Series UUU Bonds, in form and substance consistent with the form of Parent Guarantee executed in connection with the 5.50% First Mortgage Bonds due 2040, Series PPP, issued under the Fifth-eighth Supplemental Indenture dated as of November 22, 2010. Evidence of such credit rating shall (a) set forth the credit rating for the Series UUU Bonds, (b) refer to the Private Placement Number issued by Standard & Poor’s CUSIP Bureau Service in respect of the Series UUU Bonds, (c) state that the credit rating addresses the likelihood of payment of both the principal and interest of the Series UUU Bonds, (d) not include any prohibition against sharing such evidence with the SVO or any other regulatory authority having jurisdiction over the holders of the Series UUU Bonds, and (f) include such other information relating to the credit rating for the Series UUU Bonds as may be required from time to time by the SVO or any other regulatory authority having jurisdiction over the Holders.
[Signature Pages Follow]

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SIGNATURES
IN WITNESS WHEREOF, the parties have caused this Supplemental Indenture to be duly executed, all as of the date first above written.

CALIFORNIA WATER SERVICE COMPANY

By:       /s/ Thomas F. Smegal III                                               
Name:  Thomas F. Smegal, III
Title:     Vice President, Chief Financial Officer and Treasurer

U.S. BANK NATIONAL ASSOCIATION, as Trustee

By:       /s/ David A. Jason                                                            
Name:  David A. Jason
Title:    Vice President

U.S. BANK NATIONAL ASSOCIATION, as Calculation Agent

By:       /s/ David A. Jason                                                            
Name:  David A. Jason 
Title:    Vice President

SIGNATURE PAGE TO SIXTY-FIRST SUPPLEMENTAL INDENTURE

ACKNOWLEDGMENT

A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. 

State of California        )

County of Santa Clara                      )

On 9/10/2018 before me, Lina Jo DiStefano , a Notary Public, personally appeared Thomas F. Smegal III, who proved to me on the basis of satisfactory evidence to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or the entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct.

WITNESS my hand and official seal. 

Signature /s/ Lina Jo DiStefano              (Seal)

ACKNOWLEDGMENT

A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. 

State of California        )

County of San Francisco                  )

On 9/12/2018 before me, Nam Vu Huynh, a Notary Public, personally appeared David Jason, who proved to me on the basis of satisfactory evidence to be the person whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his authorized capacity, and that by his signature on the instrument the person, or the entity upon behalf of which the person acted, executed the instrument.

I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct.

WITNESS my hand and official seal. 

Signature /s/ Nam Vu Huynh                (Seal)

EXHIBIT A
FORM OF SERIES UUU BOND
THIS BOND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION THEREFROM UNDER THE ACT, THE RULES AND REGULATIONS THEREUNDER AND APPLICABLE STATE LAWS.  THE TRANSFER OF THIS NOTE IS SUBJECT TO THE CONDITIONS SPECIFIED IN THE INDENTURE DATED AS OF APRIL 1, 1928 BETWEEN CALIFORNIA WATER SERVICE COMPANY AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE, AS SUCH INDENTURE MAY BE AMENDED, MODIFIED AND SUPPLEMENTED FROM TIME TO TIME.
CALIFORNIA WATER SERVICE COMPANY
Floating Rate First Mortgage Bonds due 2020, Series UUU
CUSIP No. [●]
No. [_]                                        $[●]
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay to [●], or its registered assigns, the principal sum of $[●] in U.S. Dollars on [Ÿ], 2020.
Interest Payment Dates:    March 13, June 13, September 13 and December 13 commencing December 13, 2018
Record Dates:    February 26, May 29, August 29 and November 28
Additional provisions of this Series UUU Bond are set forth on the other side of this Series UUU Bond.
 

A-1

IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed.
CALIFORNIA WATER SERVICE COMPANY
By____________________________ 
Name: 
Title:

Attest: 

________________________________ 
Name:     
Title:    
[Authentication Page to Follow]

A-2

CERTIFICATE OF AUTHENTICATION
This is one of the Bonds of the series designated therein referred to in the within-mentioned Indenture.
Dated:     U.S. BANK NATIONAL ASSOCIATION, 
    As Trustee
By____________________________________ 
Authorized Signatory

A-3

[FORM OF REVERSE SIDE OF SERIES UUU BOND]
Floating Rate First Mortgage Bonds due 2020, Series UUU
1.    INTEREST
CALIFORNIA WATER SERVICE COMPANY, a California corporation (the “Company”), promises to pay interest on the principal amount of this Series UUU Bond for each quarterly Interest Period at a per annum rate determined by the Calculation Agent. 
The interest rate applicable during each quarterly Interest Period will be equal to LIBOR on the Interest Determination Date for such Interest Period plus 70 basis points. Promptly upon such determination, the Calculation Agent will notify the Company and the Trustee, if the Trustee is not then serving as the Calculation Agent, in writing of the interest rate for the new Interest Period. The interest rate determined by the Calculation Agent, absent manifest error, shall be binding and conclusive upon the Holders of such Series UUU Bonds and the Trustee. Upon the written request of a Holder of the Series UUU Bonds, the Calculation Agent will provide to such Holder the interest rate in effect on the date of such request and, if determined, the interest rate for the next Interest Period. Interest shall be computed on the basis of a 360-day year and the actual number of days elapsed.  All percentages resulting from any calculation of the interest rate on the Series UUU Bonds will be rounded, if necessary, to the nearest one-hundred thousandth of a percentage point, with five one-millionths of a percentage point rounded upwards (e.g., 0.567845% (or .00567845) being rounded to 0.56785% (or .0056785) and 0.567844% (or .00567844) being rounded to 0.56784% (or .0056784)), and all dollar amounts used in or resulting from such calculation will be rounded to the nearest cent (with one-half cent being rounded upwards). 
The Company shall pay interest quarterly in arrears on March 13, June 13, September 13 and December 13, commencing December 13, 2018.  Interest on the Series UUU Bonds will accrue from the most recent date to which interest has been paid with respect to the Series UUU Bonds, or, if no interest has been paid, from September 13, 2018.  
2.    METHOD OF PAYMENT
The Company shall pay interest on the Series UUU Bonds to the Persons who are registered Holders of Series UUU Bonds at the close of business on the February 26, May 29, August 29 and November 28 immediately preceding the Interest Payment Date even if Series UUU Bonds are canceled after the Regular Record Date or Special Record Date, as applicable, and on or before the Interest Payment Date.  The Company shall pay principal and interest in money of the United States that at the time of payment is legal tender for payment of public and private debts.  However, all payments in respect of this Series UUU Bond (including principal, premium, if any, and interest) must be made by wire transfer of immediately available funds to the accounts specified by the Holder hereof.  Payment shall be without the presentation or surrender of the Series UUU Bonds or the making of any notation thereon, except that upon written request of the Company or Trustee made concurrently with or reasonably promptly after payment in full of any Series UUU Bond, the Holder thereof shall surrender such Series UUU Bond for cancellation, reasonably promptly after any such request, to the Company at its principal executive office or to the Trustee at its principal corporate trust office.  
3.    PAYING AGENT, REGISTRAR AND CALCULATION AGENT
Initially, U.S. Bank National Association (the “Trustee”) shall act as Paying Agent, Registrar and Calculation Agent.  The Company may appoint and change any Paying Agent or Registrar without notice to the Holders.  The Company may appoint a successor Calculation Agent in accordance with the terms of the Supplemental Indenture.  The Company may act as Paying Agent or Registrar.

A-4

4.    INDENTURE
The Company issued the Series UUU Bonds under an Indenture from California Water Service Company to American Trust Company and Los Angeles-First National Trust & Savings Bank, as Trustees, dated as of the 1st day of April, 1928 (the “Original Base Indenture”; the Original Base Indenture as amended and modified by the Thirty-ninth Supplemental Indenture, and as subsequently amended, supplemented and modified, the “Base Indenture”), as further supplemented by the Sixty-First Supplemental Indenture dated as of September 13, 2018, between the Company and U.S. Bank National Association (as ultimate successor to American Trust Company and Los Angeles-First National Trust & Savings Bank), as Trustee and Calculation Agent (as subsequently amended, supplemented and modified, the “Supplemental Indenture”).  The terms of the Series UUU Bonds include those stated in the Base Indenture and the Supplemental Indenture and those made part of the Base Indenture and the Supplemental Indenture by reference to the TIA.  Terms defined in the Base Indenture and the Supplemental Indenture and not defined herein have the meanings ascribed thereto in the Base Indenture and Supplemental Indenture.  The Series UUU Bonds are subject to all such terms, and Holders are referred to the Base Indenture, the Supplemental Indenture and the TIA for a statement of those terms.
The Series UUU Bonds are secured obligations of the Company known generally as First Mortgage Bonds.
5.    REDEMPTION; SINKING FUND
Commencing on the Series UUU Par Redemption Date, the Series UUU Bonds are redeemable at the option of the Company, at any time and from time to time, either in whole or in part, at a redemption price equal to 100% of the principal amount of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date.  Prior to the Series UUU Par Redemption Date, the Series UUU Bonds shall be redeemable, at the option of the Company, at any time and from time to time, either in whole or in part, at a redemption price equal to 102% of the Called Principal, plus accrued and unpaid interest on the Called Principal to (but not including) the Settlement Date.  Notwithstanding the foregoing, to the extent that any Settlement Date falls between a Regular Record Date and an Interest Payment Date, interest on the Series UUU Bonds that are due and payable on such Interest Payment Date will be payable to the Holders of such Series UUU Bonds registered as such at the close of business on the relevant Regular Record Date according to their terms and the terms and provisions of the Base Indenture.  Any redemption of Series UUU Bonds pursuant to Article III of the Supplemental Indenture shall be made in accordance with Article IV of the Base Indenture.
The Series UUU Bonds shall not be subject to any sinking fund.
6.    DENOMINATIONS; TRANSFER; EXCHANGE
The Series UUU Bonds are in registered form without coupons in denominations of $1,000 and whole multiples of $1,000.  A Holder may transfer or exchange Series UUU Bonds in accordance with the Base Indenture.  Upon any transfer or exchange, the Registrar and the Trustee may require a Holder, among other things, to furnish appropriate transfer documents and to pay any taxes required by law or permitted by the Base Indenture.  The Registrar shall not be required to register the transfer of or to exchange a Series UUU Bond between a Regular Record Date and the next succeeding Interest Payment Date.
7.    PERSONS DEEMED OWNERS
The registered Holder of this Series UUU Bond may be treated as the owner of it for all purposes.
8.    UNCLAIMED MONEY
If money for the payment of principal or interest remains unclaimed, the Paying Agent shall pay the money back to the Company in accordance with the terms of the Base Indenture.

A-5

9.    DISCHARGE AND DEFEASANCE
Subject to certain conditions set forth in the Base Indenture, the Company at any time may terminate some or all of its obligations under the Base Indenture and the Supplemental Indenture with respect to the Series UUU Bonds if, among other things, the Company deposits with the Trustee funds for the payment of principal and interest on the Series UUU Bonds to Maturity, as the case may be.
To satisfy the deposit requirements of Sections 14.01(a)(2) and 14.05(a) of the Base Indenture for discharge or defeasance of Series UUU Bonds, (i) the amount of cash, Government Securities, or combination thereof that the Company shall irrevocably deposit or cause to be deposited with the Trustee in trust solely for the benefit of the Holders of the Series UUU Bonds will be determined using an assumed interest rate selected by the Company in good faith, which assumed rate shall not be less than the interest rate applicable at the time of such deposit plus 1%, and (ii) notwithstanding the satisfaction and discharge of the Indenture, the Company shall irrevocably deposit or cause to be deposited additional cash, Government Securities, or combination thereof in trust solely for the benefit of the Holders of the Series UUU Bonds as necessary to pay the principal, premium, if any, and accrued interest due on the Series UUU Bonds at the Stated Maturity or on the Redemption Date, as the case may be.
10.    AMENDMENT, WAIVER
The Base Indenture permits, subject to certain exceptions set forth therein, that the Base Indenture and the terms of the Bonds of a series, which include the Series UUU Bonds, and the rights of the Holders of the Bonds of a series, which may include the Holders of the Series UUU Bonds, in each case may be modified, with the written consent of the Holders of a majority in aggregate principal amount of the Bonds the terms of which or the rights of the Holders of which are to be modified.  The Base Indenture also permits certain other amendments, modifications or waivers thereof only with the consent of each Outstanding Bond affected thereby, while certain other amendments or modifications may be made without the consent of any Holders of Bonds.  
The Base Indenture also provides the Holders of sixty-six and two-thirds percent (66-2/3%) or more of principal amount of the Bonds then Outstanding of all such series under which an Event of Default shall have occurred, which may include the Series UUU Bonds, may, by a written instrument or instruments signed by such Holders and delivered to the Trustee and to the Company, waive any past Default or Event of Default under such series of Bonds and its consequences except an Event of Default in the payment of the principal of, premium, if any, or interest on any of the Bonds as and when the same shall become due by the terms of such Bonds, and upon such waiver such Default or Event of Default shall be deemed not to exist for any purpose of the Base Indenture or such series of Bonds.
Any such consent or waiver by the Holder of this Series UUU Bond shall be conclusive and binding upon such Holder and upon all future Holders of this Series UUU Bond and of any Series UUU Bond issued in lieu of or exchange, in respect of anything done, omitted or suffered by the Trustee in pursuance thereof.
11.    DEFAULTS AND REMEDIES
Events of Default are set forth in the Base Indenture.  If an Event of Default shall have occurred and be continuing, the Trustee upon the direction of Holders of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds or the Holders of not less than twenty-five percent (25%) aggregate principal amount of the Outstanding Bonds, may, by notice in writing delivered to the Company (and to the Trustee if given by the Holders), declare the entire principal amount of Outstanding Bonds, premium, if any, and the interest accrued thereon immediately due and payable, and said entire principal, premium, if any, and interest shall thereupon become and be immediately due and payable.
Holders may not enforce the Base Indenture, the Supplemental Indenture or the Series UUU Bonds except as provided in the Base Indenture.  The Trustee may refuse to enforce the Base Indenture, the Supplemental Indenture or the Series UUU Bonds unless it receives indemnity or security reasonably satisfactory 

A-6

to it.  Subject to certain limitations, Holders of a majority in aggregate principal amount of the Outstanding Bonds may direct the Trustee in its exercise of any trust or power.  The Trustee may withhold from Holders notice of any Default (except a Default in payment of principal or interest on any Bond, or in the payment of any sinking fund installment) if and so long as Responsible Officers in good faith determine that withholding notice is in the interest of the Holders.
12.    TRUSTEE DEALINGS WITH THE COMPANY
Subject to certain limitations imposed by the TIA, the Trustee, in its individual or any other capacity, may become the owner or pledgee of the Series UUU Bonds and may otherwise deal with and collect obligations owed to it by the Company or its Affiliates and may otherwise deal with the Company or its Affiliates with the same rights it would have if it were not Trustee.
13.    NO PERSONAL LIABILITY OF DIRECTORS, OFFICERS, EMPLOYEES AND STOCKHOLDERS
No director, officer, employee, incorporator or stockholder of the Company or Parent shall have any liability for any obligations of the Company under the Base Indenture, the Supplemental Indenture or the Series UUU Bonds or for any claim based on, in respect of, or by reason of such obligations or their creation.  Each Holder by accepting the Series UUU Bonds waives and releases all such liability.  The waiver and release are part of the consideration for the issuance of the Series UUU Bonds.  Such waiver may not be effective to waive liabilities of directors, officers or persons controlling the Company under the federal securities laws and it is the view of the Commission that such waiver is against public policy and is therefore unenforceable.
14.    GOVERNING LAW
The Series UUU Bonds shall be governed by, and construed and enforced in accordance with, the laws of the State of California without regard to the principles of conflicts of laws thereunder, except to the extent that the TIA shall be applicable.
15.    AUTHENTICATION
This Series UUU Bond shall not be valid until an authorized signatory of the Trustee (or an Authenticating Agent) manually signs the certificate of authentication on the other side of this Series UUU Bond.
16.    ABBREVIATIONS
Customary abbreviations may be used in the name of a Holder or an assignee, such as TEN COM (=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of survivorship and not as tenants in common), CUST (=custodian), and U/G/M/A (=Uniform Gift to Minors Act).
17.    SECURITY INTEREST
The Series UUU Bonds shall be secured to the extent and in the manner provided by the Base Indenture.
The Company shall furnish to any Holder upon written request and without charge to the Holder a copy of the Base Indenture and the Supplemental Indenture.  Requests may be made to:
CALIFORNIA WATER SERVICE COMPANY 
1720 North First Street 
San Jose, CA  95112 
Attention:  Corporate Secretary

A-7

ASSIGNMENT FORM
To assign this Series UUU Bond, fill in the form below:
I or we assign and transfer this Series UUU Bond to
______________________________ 
   (Print or type assignee’s name, address and zip code)
______________________________ 
   (Insert assignee’s soc. sec. or tax I.D. No.)
and irrevocably appoint ___________________ agent to transfer this Series UUU Bond on the books of the Company.  The agent may substitute another to act for him.
Date:  ________________ Your Signature:  _____________________
Signature Guarantee:_______________________________________ 
            (Signature must be guaranteed by a  
            participant in a recognized signature 
            guarantee medallion program)
____________________________________________________________ 
Sign exactly as your name appears on the other side of this Series UUU Bond.

A-8

EXHIBIT B
The resignations of Wells Fargo Bank, National Association and Security Pacific National Bank, as trustees, and the acceptance of Bank of America National Trust and Savings Association as successor trustee have been recorded in the offices of the Recorders of the following counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers hereinafter set forth as follows:

	
				
	County or Page  
City and County 
	Date of Recordation
	Document No.
	Book and (Reel-Image)

	 
	 
	 
	 

	Alameda
	August 1, 1983
	83-137410
	 

	Butte
	August 1, 1983
	83-25375
	2851-200

	Fresno
	August 2, 1983
	83069489
	 

	Glenn
	August 1, 1983
	3329
	729-170

	Kern
	August 2, 1983
	12487
	5576-522

	Los Angeles
	August 2, 1983
	83-887733
	 

	Monterey
	August 1, 1983
	Pg. 34173
	1655-830

	City and County of  
  San Francisco
	August 1, 1983
	D 376552
	D559-205

	San Joaquin
	August 10, 1983
	83058347
	 

	San Mateo
	August 1, 1983
	83080322
	 

	Santa Clara
	August 1, 1983
	7766085
	H770-413

	Solano
	August 1, 1983
	32353
	Pg. 61300

	Sonoma
	August 1, 1983
	83-50597
	83-50597

	Tulare
	August 1, 1983
	35981
	4093-763

	Ventura
	November 15, 1983
	 
	130201

	Yuba
	August 1, 1983
	1056
	805-423

B-1

On December 15, 1995, Bank of America National Trust and Savings Association, transferred substantially all of its corporate trust business to First Trust of California, National Association.  On March 30, 1998, First Trust of California, National Association changed its name to U.S. Bank Trust National Association, San Francisco.  On January 10, 2002, U.S. Bank Trust National Association, San Francisco, merged with and into U.S. Bank National Association as successor trustee.  Evidence of the above and U.S. Bank National Association's status as successor trustee have been recorded in the offices of the Recorders of the following counties of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers hereinafter set forth as follows:

	
				
	County
	Date of Recordation
	Document No.
	Book and (Reel-Image)

	 
	 
	 
	 

	Fresno
	March 9, 2009
	2009-0032066
	 

	Lake
	March 10, 2009
	2009003530
	 

	Los Angeles
	March 9, 2009
	2009-03216507
	 

	Monterey
	March 9, 2009
	2009013888
	 

	San Joaquin
	March 9, 2009
	2009-038049
	 

	San Mateo
	March 18, 2009
	2009-030163
	 

	Solano
	March 12, 2009
	200900018231
	 

	Sonoma
	March 9, 2009
	2009019936
	 

	Tulare
	March 9, 2009
	2009-0013707
	 

	Ventura
	March 9, 2009
	20090309-00035462-0
	 

B-2

EXHIBIT C
The First through Sixtieth Supplemental Indentures (or memoranda thereof) have been recorded in the offices of the Recorders of the following counties and city and county of the State of California on the respective dates and in the respective books of record and/or as the respective document numbers hereinafter set forth, as follows:
First Supplemental Indenture
	
				
	Date of Recordation
	Volume of  
Official Records
	Page at Which Record Commences
	County

	January 7, 1929
	40
	432
	Kings

	January 7, 1929
	157
	256
	Contra Costa

Second Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Kings
	August 20, 1929
	48
	442

	Butte
	August 20, 1929
	116
	389

	Glenn
	August 20, 1929
	17
	179

	Alameda
	August 20, 1929
	2173
	334

	Tulare
	August 20, 1929
	337
	88

	Kern
	August 21, 1929
	320
	95

	Contra Costa
	August 20, 1929
	208
	198

Third Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Yuba
	February 28, 1930
	9
	 

	City and County of  
  San Francisco
	February 28, 1930
	1985
	257

Fourth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	San Mateo
	July 17, 1931
	537
	1

	City and County of  
  San Francisco
	July 20, 1931
	2232
	284

	Santa Clara
	July 17, 1931
	576
	175

C-1

Fifth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	City and County of  
  San Francisco
	March 31, 1932
	2359
	17

	Yuba
	April 6, 1932
	12
	469

	Sonoma
	April 6, 1932
	320
	39

	Alameda
	April 6, 1932
	2808
	77

	Tulare
	April 6, 1932
	466
	381

	Los Angeles
	April 6, 1932
	11543
	85

	San Joaquin
	April 6, 1932
	397
	375

	Santa Clara
	April 6, 1932
	606
	464

	San Mateo
	April 6, 1932
	553
	492

	Butte
	April 6, 1932
	83
	489

	Kings
	April 6, 1932
	87
	292

	Glenn
	April 6, 1932
	43
	123

	Shasta
	April 6, 1932
	74
	10

	Contra Costa
	April 6, 1932
	299
	449

	Kern
	April 6, 1932
	428
	473

	Solano
	April 6, 1932
	89
	66

Sixth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	June 15, 1936
	3314
	406

	Butte
	June 15, 1936
	167
	1

	Contra Costa
	June 15, 1936
	418
	12

	Glenn
	June 15, 1936
	82
	73

	Kern
	June 15, 1936
	643
	64

	Kings
	June 15, 1936
	151
	241

	Los Angeles
	June 15, 1936
	14153
	291

	City and County of  
  San Francisco
	June 15, 1936
	2972
	1

	San Joaquin
	June 15, 1936
	542
	53

	San Mateo
	June 15, 1936
	703
	1

	Santa Clara
	June 15, 1936
	777
	137

	Shasta
	June 15, 1936
	108
	134

	Solano
	June 15, 1936
	161
	1

	Sonoma
	June 15, 1936
	412
	160

	Tulare
	June 15, 1936
	682
	1

	Yuba
	June 15, 1936
	35
	25

C-2

Seventh Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Los Angeles
	May 1, 1939
	16572
	206

	City and County of  
  San Francisco
	May 2, 1939
	3450
	93

	San Mateo
	May 2, 1939
	840
	94

	Sonoma
	May 2, 1939
	477
	108

	Kern
	May 2, 1939
	869
	12

Eighth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	November 3, 1945
	4780
	134

	Butte
	November 2, 1945
	380
	1

	Contra Costa
	November 3, 1945
	874
	1

	Fresno
	February 21, 1962
	4681
	226

	Glenn
	November 2, 1945
	191
	1

	Kern
	November 2, 1945
	1292
	1

	Kings
	November 1, 1945
	342
	21

	Los Angeles
	November 2, 1945
	22396
	251

	Monterey
	February 21, 1962
	Reel 23
	1

	City and County of  
  San Francisco
	November 2, 1945
	4346
	103

	San Joaquin
	November 3, 1945
	960
	21

	San Mateo
	November 3, 1945
	1231
	1

	Santa Clara
	November 1, 1945
	1267
	583

	Solano
	November 3, 1945
	344
	6

	Sonoma
	November 3, 1945
	665
	21

	Tulare
	November 3, 1945
	1141
	382

	Ventura
	November 15, 1983
	Doc. No. 130177
	 

	Yuba
	November 3, 1945
	94
	23

C-3

Ninth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	August 31, 1951
	6525
	237

	Butte
	August 30, 1951
	603
	1

	Contra Costa
	August 30, 1951
	1814
	508

	Fresno
	February 21, 1962
	4681
	437

	Glenn
	August 30, 1951
	266
	63

	Kern
	August 29, 1951
	1840
	373

	Kings
	August 30, 1951
	502
	228

	Los Angeles
	August 29, 1951
	37102
	345

	Monterey
	February 21, 1962
	Reel 23
	207

	City and County of  
  San Francisco
	August 30, 1951
	5773
	355

	San Joaquin
	August 30, 1951
	1372
	123

	San Mateo
	August 30, 1951
	2150
	298

	Santa Clara
	August 30, 1951
	2275
	295

	Solano
	August 31, 1951
	592
	136

	Sonoma
	August 31, 1951
	1072
	420

	Tulare
	August 30, 1951
	1539
	528

	Ventura
	November 15, 1983
	Doc. No. 130178
	 

	Yuba
	August 31, 1951
	155
	177

Tenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	July 10, 1953
	7078
	451

	Butte
	July 9, 1953
	679
	45

	Contra Costa
	July 9, 1953
	2157
	453

	Fresno
	February 21, 1962
	4681
	540

	Glenn
	July 9, 1953
	297
	139

	Kern
	July 8, 1953
	2102
	215

	Kings
	July 9, 1953
	561
	249

	Los Angeles
	July 8, 1953
	42134
	371

	Monterey
	February 21, 1962
	Reel 23
	314

	City and County of  
  San Francisco
	July 9, 1953
	6190
	21

	San Joaquin
	July 9, 1953
	1540
	523

	San Mateo
	July 10, 1953
	2443
	248

	Santa Clara
	July 9, 1953
	2680
	50

	Solano
	July 9, 1953
	677
	4

	Sonoma
	July 10, 1953
	1218
	348

	Tulare
	July 9, 1953
	1686
	314

	Ventura
	November 15, 1983
	Doc. No. 130179
	 

	Yuba
	July 10, 1953
	181
	1

C-4

Eleventh Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	August 20, 1954
	7404
	181

	Butte
	August 20, 1954
	732
	496

	Contra Costa
	August 20, 1954
	2368
	164

	Fresno
	February 21, 1962
	4681
	604

	Glenn
	August 20, 1954
	314
	369

	Kern
	August 20, 1954
	2278
	74

	Kings
	August 20, 1954
	594
	449

	Los Angeles
	August 19, 1954
	45365
	64

	Monterey
	February 21, 1962
	Reel 23
	377

	City and County of  
  San Francisco
	August 20, 1954
	6435
	421

	San Joaquin
	August 20, 1954
	1662
	316

	San Mateo
	August 19, 1954
	2636
	330

	Santa Clara
	August 20, 1954
	2942
	331

	Solano
	August 19, 1954
	728
	10

	Sonoma
	August 20, 1954
	1290
	234

	Tulare
	August 20, 1954
	1772
	388

	Ventura
	November 15, 1983
	Document No. 130180
	 

	Yuba
	August 20, 1954
	195
	490

Twelfth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	October 7, 1955
	7806
	501

	Butte
	October 7, 1955
	794
	9

	Contra Costa
	October 7, 1955
	2625
	417

	Fresno
	February 21, 1962
	4681
	665

	Glenn
	October 7, 1955
	331
	350

	Kern
	October 6, 1955
	2498
	171

	Kings
	October 7, 1955
	628
	1

	Los Angeles
	October 6, 1955
	49158
	316

	Monterey
	February 21, 1962
	Reel 23
	439

	City and County of  
  San Francisco
	October 7, 1955
	6711
	525

	San Joaquin
	October 7, 1955
	1797
	300

	San Mateo
	October 7, 1955
	2890
	480

	Santa Clara
	October 7, 1955
	3299
	406

	Solano
	October 7, 1955
	792
	422

	Sonoma
	October 7, 1955
	1384
	2

	Tulare
	October 7, 1955
	1864
	548

	Ventura
	November 15, 1983
	Doc. No. 130181
	 

	Yuba
	October 7, 1955
	213
	593

C-5

Thirteenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	December 7, 1956
	8226
	15

	Butte
	December 7, 1956
	859
	117

	Contra Costa
	December 7, 1956
	2894
	20

	Fresno
	February 21, 1962
	4681
	729

	Glenn
	December 7, 1956
	348
	217

	Kern
	December 6, 1956
	2699
	390

	Kings
	December 7, 1956
	666
	316

	Los Angeles
	December 6, 1956
	53054
	61

	Monterey
	February 21, 1962
	Reel 23
	503

	City and County of  
  San Francisco
	December 10, 1956
	6970
	41

	San Joaquin
	December 7, 1956
	1925
	1

	San Mateo
	December 7, 1956
	3140
	258

	Santa Clara
	December 7, 1956
	3680
	1

	Solano
	December 7, 1956
	860
	189

	Sonoma
	December 7, 1956
	1489
	28

	Tulare
	December 7, 1956
	1961
	551

	Ventura
	November 15, 1983
	Doc. No. 130182
	 

	Yuba
	December 7, 1956
	233
	65

Fourteenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	March 20, 1964
	Reel 1155
	Image 2

	Butte
	March 20, 1964
	1303
	8

	Contra Costa
	March 20, 1964
	4578
	360

	Fresno
	March 20, 1964
	4980
	337

	Glenn
	March 20, 1964
	463
	1

	Kern
	March 19, 1964
	3706
	1

	Los Angeles
	March 19, 1964
	D2401
	6

	Monterey
	March 20, 1964
	Reel 299
	230

	City and County of  
  San Francisco
	March 20, 1964
	A734
	966

	San Joaquin
	March 20, 1964
	2801
	126

	San Mateo
	March 19, 1964
	4670
	563

	Santa Clara
	March 20, 1964
	6432
	567

	Solano
	March 20, 1964
	1259
	331

	Sonoma
	March 19, 1964
	2031
	757

	Tulare
	March 20, 1964
	2491
	437

	Ventura
	November 15, 1983
	Doc. No. 130183
	 

	Yuba
	March 20, 1964
	389
	535

C-6

Fifteenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	November 4, 1965
	1635
	610

	Butte
	November 4, 1965
	1398
	67

	Contra Costa
	November 4, 1965
	4987
	469

	Fresno
	November 4, 1965
	5236
	699

	Glenn
	November 4, 1965
	483
	194

	Kern
	November 3, 1965
	3889
	476

	Los Angeles
	November 3, 1965
	D3104
	7

	Monterey
	November 4, 1965
	432
	526

	City and County of  
  San Francisco
	November 4, 1965
	A983
	431

	San Joaquin
	November 4, 1965
	2996
	13

	San Mateo
	November 4, 1965
	5056
	588

	Santa Clara
	November 4, 1965
	7166
	234

	Solano
	November 3, 1965
	1366
	547

	Sonoma
	November 3, 1965
	2167
	261

	Tulare
	November 4, 1965
	2619
	12

	Ventura
	November 15, 1983
	Doc. No. 130184
	 

	Yuba
	November 4, 1965
	422
	562

Sixteenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	December 2, 1966
	1881
	788

	Butte
	December 2, 1966
	1452
	13

	Contra Costa
	December 2, 1966
	5256
	298

	Fresno
	December 2, 1966
	5383
	432

	Glenn
	December 2, 1966
	495
	555

	Kern
	December 1, 1966
	3999
	845

	Los Angeles
	December 1, 1966
	D3496
	236

	Monterey
	December 2, 1966
	485
	472

	City and County of  
  San Francisco
	December 2, 1966
	B101
	10

	San Joaquin
	December 2, 1966
	3090
	511

	San Mateo
	December 2, 1966
	5244
	411

	Santa Clara
	December 2, 1966
	7579
	440

	Solano
	December 1, 1966
	1429
	482

	Sonoma
	December 1, 1966
	2243
	434

	Tulare
	December 2, 1966
	2686
	249

	Ventura
	November 15, 1983
	Doc. No. 130185
	 

	Yuba
	December 2, 1966
	443
	434

C-7

Seventeenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	April 2, 1968
	2154
	273

	Butte
	April 2, 1968
	1511
	632

	Contra Costa
	April 2, 1968
	5593
	177

	Fresno
	April 3, 1968
	5554
	654

	Glenn
	April 2, 1968
	507
	326

	Kern
	April 3, 1968
	4147
	264

	Los Angeles
	April 2, 1968
	D3959
	10

	Monterey
	April 2, 1968
	551
	580

	City and County of  
  San Francisco
	April 2, 1968
	B230
	362

	San Joaquin
	April 2, 1968
	3199
	132

	San Mateo
	April 2, 1968
	5453
	1

	Santa Clara
	April 2, 19688076
	99
	 

	Solano
	April 1, 1968
	1501
	35

	Sonoma
	April 3, 1968
	2323
	446

	Tulare
	April 3, 1968
	2773
	415

	Ventura
	November 15, 1983
	Doc. No. 130186
	 

	Yuba
	April 2, 1968
	465
	122

Eighteenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	April 3, 1970
	2592
	708

	Butte
	April 6, 1970
	1608
	505

	Contra Costa
	April 3, 1970
	6099
	58

	Fresno
	April 3, 1970
	5775
	371

	Glenn
	April 6, 1970
	524
	168

	Kern
	April 3, 1970
	4384
	72

	Los Angeles
	April 6, 1970
	D4677
	518

	Monterey
	April 6, 1970
	645
	921

	City and County of  
  San Francisco
	April 6, 1970
	B414
	258

	San Joaquin
	April 3, 1970
	3381
	569

	San Mateo
	April 3, 1970
	5766
	1

	Santa Clara
	April 3, 1970
	8878
	585

	Solano
	April 3, 1970
	1618
	477

	Sonoma
	April 3, 1970
	2453
	531

	Tulare
	April 3, 1970
	2889
	894

	Ventura
	November 15, 1983
	Doc. No. 130187
	 

	Yuba
	April 6, 1970
	497
	84

C-8

Nineteenth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	June 10, 1970
	2632
	835

	Butte
	June 11, 1970
	1618
	2

	Contra Costa
	June 10, 1970
	6146
	1

	Fresno
	June 10, 1970
	5793
	233

	Glenn
	June 11, 1970
	526
	170

	Kern
	June 9, 1970
	4405
	724

	Los Angeles
	June 10, 1970
	D4736
	731

	Monterey
	June 10, 1970
	653
	890

	City and County of  
  San Francisco
	|June 11, 1970
	B430
	928

	San Joaquin
	June 10, 1970
	3402
	124

	San Mateo
	June 10, 1970
	5792
	57

	Santa Clara
	June 11, 1970
	8949
	586

	Solano
	June 10, 1970
	1629
	158

	Sonoma
	June 10, 1970
	2465
	923

	Tulare
	June 10, 1970
	2898
	231

	Ventura
	November 15, 1983
	Doc. No. 130188
	 

	Yuba
	June 11, 1970
	500
	77

Twentieth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	April 2, 1971
	2820
	92

	Butte
	April 2, 1971
	1667
	102

	Contra Costa
	April 2, 1971
	6351
	138

	Fresno
	April 2, 1971
	5880
	820

	Glenn
	April 2, 1971
	533
	530

	Kern
	April 1, 1971
	4509
	30

	Los Angeles
	April 1, 1971
	D5014
	368

	Monterey
	April 2, 1971
	695
	719

	City and County of  
  San Francisco
	April 5, 1971
	B507
	812

	San Joaquin
	April 5, 1971
	3509
	305

	San Mateo
	April 2, 1971
	5919
	363

	Santa Clara
	April 2, 1971
	9278
	182

	Solano
	April 5, 1971
	1677
	384

	Sonoma
	April 2, 1971
	2524
	671

	Tulare
	April 2, 1971
	2959
	373

	Ventura
	November 15, 1983
	Doc. No. 130189
	 

	Yuba
	April 2, 1971
	513
	81

C-9

Twenty-first Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	December 14, 1972
	3298
	449

	Butte
	December 14, 1972
	1805
	96

	Contra Costa
	December 14, 1972
	6821
	129

	Fresno
	December 14, 1972
	6104
	2

	Glenn
	December 14, 1972
	554
	371

	Kern
	December 15, 1972
	4757
	356

	Los Angeles
	December 14, 1972
	D5698
	815

	Monterey
	December 14, 1972
	815
	838

	City and County of  
  San Francisco
	December 14, 1972
	B708
	675

	San Joaquin
	December 14, 1972
	3718
	161

	San Mateo
	December 14, 1972
	6289
	367

	Santa Clara
	December 14, 1972
	154
	435

	Solano
	December 15, 1972
	1795
	147

	Sonoma
	December 14, 1972
	2719
	547

	Tulare
	December 14, 1972
	3075
	674

	Ventura
	November 15, 1983
	Doc. No. 130190
	 

	Yuba
	December 14, 1972
	546
	360

Twenty-second Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	December 27, 1972
	3306
	930

	Butte
	December 27, 1972
	1807
	385

	Contra Costa
	December 27, 1972
	6829
	150

	Fresno
	December 27, 1972
	6108
	355

	Glenn
	December 27, 1972
	555
	69

	Kern
	December 29, 1972
	4762
	140

	Los Angeles
	December 27, 1972
	D5710
	690

	Monterey
	December 27, 1972
	818
	40

	City and County of  
  San Francisco
	December 27, 1972
	B712
	707

	San Joaquin
	December 27, 1972
	3721
	317

	San Mateo
	December 27, 1972
	6296
	114

	Santa Clara
	December 27, 1972
	171
	29

	Solano
	December 29, 1972
	1797
	530

	Sonoma
	December 27, 1972
	2722
	782

	Tulare
	December 27, 1972
	3078
	118

	Ventura
	November 15, 1983
	Doc. No. 130191
	 

	Yuba
	December 27, 1972
	547
	158

C-10

Twenty-third Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	December 27, 1972
	3307
	1

	Butte
	December 27, 1972
	1807
	433

	Contra Costa
	December 27, 1972
	6829
	197

	Fresno
	December 27, 1972
	6108
	307

	Glenn
	December 27, 1972
	555
	116

	Kern
	December 27, 1972
	4762
	187

	Los Angeles
	December 27, 1972
	D5710
	737

	Monterey
	December 27, 1972
	818
	87

	City and County of  
  San Francisco
	December 27, 1972
	B712
	733

	San Joaquin
	December 27, 1972
	3721
	269

	San Mateo
	December 27, 1972
	6296
	161

	Santa Clara
	December 27, 1972
	171
	76

	Solano
	December 27, 1972
	1797
	577

	Sonoma
	December 27, 1972
	2722
	830

	Tulare
	December 27, 1972
	3078
	165

	Ventura
	November 15, 1983
	Doc. No. 130192
	 

	Yuba
	December 27, 1972
	547
	205

Twenty-fourth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	March 22, 1974
	3635
	156

	Butte
	March 22, 1974
	1896
	665

	Contra Costa
	March 22, 1974
	7183
	54

	Fresno
	March 22, 1974
	6279
	513

	Glenn
	March 22, 1974
	570
	163

	Kern
	March 22, 1974
	4832
	519

	Los Angeles
	March 22, 1974
	D6209
	133

	Monterey
	March 22, 1974
	902
	1

	City and County of  
  San Francisco
	March 22, 1974
	B866
	907

	San Joaquin
	March 22, 1974
	3856
	1

	San Mateo
	March 22, 1974
	6574
	611

	Santa Clara
	March 22, 1974
	815
	125

	Solano
	March 22, 1974
	1974
	11482

	Sonoma
	March 22, 1974
	2847
	542

	Tulare
	March 22, 1974
	3166
	315

	Ventura
	November 15, 1983
	Doc. No. 130193
	 

	Yuba
	March 22, 1974
	571
	423

C-11

Twenty-fifth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	June 20, 1975
	4007
	676

	Butte
	June 20, 1975
	1995
	455

	Contra Costa
	June 20, 1975
	7543
	54

	Fresno
	June 20, 1975
	6447
	21

	Glenn
	June 20, 1975
	587
	128

	Kern
	June 20, 1975
	4901
	154

	Los Angeles
	June 20, 1975
	D6698
	184

	Monterey
	June 20, 1975
	985
	335

	City and County of  
  San Francisco
	June 20, 1975
	C30
	188

	San Joaquin
	June 20, 1975
	3996
	258

	San Mateo
	June 20, 1975
	6872
	1

	Santa Clara
	June 20, 1975
	B474
	219

	Solano
	June 20, 1975
	1975
	25377

	Sonoma
	June 20, 1975
	2970
	761

	Tulare
	June 20, 1975
	3249
	11

	Ventura
	November 15, 1983
	Doc. No. 130195
	 

	Yuba
	June 20, 1975
	595
	695

Twenty-sixth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	June 10, 1976
	4397
	342

	Butte
	June 10, 1976
	2077
	441

	Contra Costa
	June 10, 1976
	7896
	746

	Fresno
	June 11, 1976
	6608
	364

	Glenn
	June 10, 1976
	600
	137

	Kern
	June 11, 1976
	4960
	1166

	Los Angeles
	June 10, 1976
	10257
	734

	Monterey
	June 10, 1976
	1060
	798

	City and County of  
  San Francisco
	June 10, 1976
	C184
	1

	San Joaquin
	June 10, 1976
	4136
	42

	San Mateo
	June 10, 1976
	7151
	667

	Santa Clara
	June 10, 1976
	C073
	688

	Solano
	June 10, 1976
	1976
	31463

	Sonoma
	June 10, 1976
	3089
	913

	Tulare
	June 10, 1976
	3326
	626

	Ventura
	November 15, 1983
	Doc. No. 130195
	 

	Yuba
	June 10, 1976
	616
	512

C-12

Twenty-seventh Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	March 24, 1978
	5312
	57

	Butte
	March 24, 1978
	2268
	279

	Fresno
	March 27, 1978
	6997
	25

	Glenn
	March 24, 1978
	626
	594

	Kern
	March 24, 1978
	5098
	1124

	Los Angeles
	March 24, 1978
	Doc. No. 78-310554
	 

	Monterey
	March 24, 1978
	1227
	755

	City and County of  
  San Francisco
	March 24, 1978
	C538
	664

	San Joaquin
	March 27, 1978
	4377
	286

	San Mateo
	March 24, 1978
	7728
	715

	Santa Clara
	March 24, 1978
	D549
	102

	Solano
	March 24, 1978
	21803
	73

	Sonoma
	March 24, 1978
	3371
	634

	Tulare
	March 27, 1978
	3315
	618

	Ventura
	November 15, 1983
	Doc. No. 130196
	 

	Yuba
	March 24, 1978
	662
	589

Twenty-eighth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	August 28, 1978
	5551
	62

	Butte
	August 28, 1978
	2318
	170

	Fresno
	August 28, 1978
	7107
	2

	Glenn
	August 28, 1978
	633
	666

	Kern
	August 28, 1978
	5135
	674

	Los Angeles
	August 28, 1978
	Doc. No. 78-951209
	 

	Monterey
	August 28, 1978
	1270
	1030

	City and County of  
  San Francisco
	August 28, 1978
	C631
	740

	San Joaquin
	August 28, 1978
	4442
	141

	San Mateo
	August 28, 1978
	7774
	1709

	Santa Clara
	August 28, 1978
	D914
	715

	Solano
	August 28, 1978
	71420
	 

	Sonoma
	August 28, 1978
	3445
	337

	Tulare
	August 28, 1978
	3566
	14

	Ventura
	November 15, 1983
	Doc. No. 130197
	 

	Yuba
	August 28, 1978
	675
	331

C-13

Twenty-ninth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Volume of  
Official Records
	Pages At Which  
Record Commences

	Alameda
	March 28, 1980
	80-055698
	 

	Butte
	March 28, 1980
	2500
	503

	Fresno
	March 31, 1980
	7494
	230

	Glenn
	March 31, 1980
	663
	509

	Kern
	March 28, 1980
	5275
	818

	Los Angeles
	March 31, 1980
	Doc. No. 80-318971
	 

	Monterey
	March 31, 1980
	1399
	636

	City and County of  
  San Francisco
	March 28, 1980
	C970
	327

	San Joaquin
	March 31, 1980
	80020795
	 

	San Mateo
	March 28, 1980
	7948
	1952

	Santa Clara
	March 28, 1980
	F233
	366

	Solano
	March 28, 1980
	23159
	 

	Sonoma
	March 28, 1980
	80-18782
	 

	Tulare
	March 31, 1980
	3753
	500

	Ventura
	November 15, 1983
	Doc. No. 130198
	 

	Yuba
	March 28, 1980
	722
	625

Thirtieth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	January 2, 1981
	81-000002
	 

	Butte
	January 2, 1981
	81-113
	2583-250

	Fresno
	January 2, 1981
	401
	7651-362

	Glenn
	January 2, 1981
	23
	678-226

	Kern
	January 5, 1981
	286
	5342-1512

	Los Angeles
	January 2, 1981
	81-2293
	 

	Monterey
	January 2, 1981
	G00066
	1456-551

	City and County of  
  San Francisco
	December 31, 1980
	D044298
	D127-551

	San Joaquin
	January 2, 1981
	81000191
	 

	San Mateo
	January 2, 1981
	0507AS
	 

	Santa Clara
	January 2, 1981
	6941984
	F825-269

	Solano
	January 2, 1981
	60 Pg. 90-156
	 

	Sonoma
	January 2, 1981
	81-000131
	 

	Tulare
	January 2, 1981
	189
	3828-412

	Ventura
	November 15, 1983
	130199
	 

	Yuba
	January 2, 1981
	7644
	743-99

C-14

Thirty-first Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	May 4, 1982
	82-064230
	 

	Butte
	May 4, 1982
	82-12318
	2715-529

	Fresno
	May 3, 1982
	37212
	7901-572

	Glenn
	May 4, 1982
	1908
	704-299

	Kern
	May 3, 1982
	40614
	5456-1478

	Los Angeles
	May 3, 1982
	82-445736
	 

	Monterey
	May 3, 1982
	G17137
	1549-234

	City and County of  
  San Francisco
	May 3, 1982
	D198127
	D392-276

	San Joaquin
	May 4, 1982
	82022803
	 

	San Mateo
	May 3, 1982
	82035410
	 

	Santa Clara
	May 3, 1982
	7353398
	 

	Solano
	May 3, 1982
	15522
	Pg. 26792

	Sonoma
	May 3, 1982
	82-23083
	 

	Tulare
	May 3, 1982
	19242
	3961-163

	Ventura
	November 15, 1983
	130200
	 

	Yuba
	May 3, 1982
	10984
	775-263

Thirty-second Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	October 13, 1983
	83-191597
	 

	Butte
	October 13, 1983
	83-34081
	2874-684

	Fresno
	October 13, 1983
	83095135
	 

	Glenn
	October 13, 1983
	4435
	733-446

	Kern
	October 13, 1983
	41161
	5597-658

	Los Angeles
	October 13, 1983
	83-1208172
	 

	Monterey
	October 13, 1983
	G46236
	1674-1194

	City and County of  
  San Francisco
	October 13, 1983
	D408975
	 

	San Joaquin
	October 13, 1983
	83074718
	 

	San Mateo
	October 13, 1983
	83112077
	 

	Santa Clara
	October 13, 1983
	780561
	H980-717

	Solano
	October 13, 1983
	45171
	Pg 85369

	Sonoma
	October 13, 1983
	83069362
	 

	Tulare
	October 13, 1983
	51515
	4120-726

	Ventura
	October 13, 1983
	117059
	 

	Ventura    re-recorded
	November 15, 1983
	130202
	 

	Yuba
	October 13, 1983
	3764
	810-614

C-15

Thirty-third Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	September 13, 1988
	88-232083
	 

	Butte
	September 13, 1988
	88-031123
	 

	Fresno
	September 13, 1988
	88101543
	 

	Glenn
	September 13, 1988
	88-4023
	 

	Kern
	September 13, 1988
	31355
	6162-1754

	Los Angeles
	September 13, 1988
	88-1464893
	 

	Monterey
	September 13, 1988
	47561
	2273-660

	City and County of  
  San Francisco
	September 13, 1988
	E243818
	 

	San Joaquin
	September 13, 1988
	88077190
	 

	San Mateo
	September 13, 1988
	88120443
	 

	Santa Clara
	September 13, 1988
	9833944
	 

	Solano
	September 13, 1988
	54422
	1988-117737

	Sonoma
	September 13, 1988
	88-77182
	 

	Tulare
	September 13, 1988
	58120
	4745-662

	Ventura
	September 13, 1988
	88-133327
	 

	Yuba
	September 13, 1988
	2818
	 

Thirty-fourth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	December 20, 1990
	90-332019
	 

	Butte
	December 20, 1990
	90-054231
	 

	Fresno
	December 20, 1990
	90155101
	 

	Glenn
	December 21, 1990
	90-6395
	 

	Kern
	December 20, 1990
	85807
	6468-709

	Los Angeles
	December 20, 1990
	90-2094360
	 

	Monterey
	December 20, 1990
	73725
	2589-678

	City and County of  
  San Francisco
	December 20, 1990
	E836831
	F276-480

	San Joaquin
	December 20, 1990
	90122496
	 

	San Mateo
	December 20, 1990
	90165083
	 

	Santa Clara
	December 21, 1990
	10758142
	 

	Solano
	December 20, 1990
	99015
	1990

	Sonoma
	December 20, 1990
	90-122784
	 

	Tulare
	December 20, 1990
	83069
	 

	Ventura
	December 20, 1990
	90-187399
	 

	Yuba
	December 20, 1990
	90-14553
	 

C-16

Thirty-fifth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	November 3, 1992
	92-358477
	 

	Butte
	November 3, 1992
	92-050443
	 

	Fresno
	November 3, 1992
	92167544
	 

	Glenn
	November 3, 1992
	92-5920
	 

	Kern
	November 3, 1992
	167635
	6757-1488

	Los Angeles
	November 3, 1992
	92-2022769
	 

	Monterey
	November 3, 1992
	78604
	2867-956

	City and County of  
  San Francisco
	November 3, 1992
	F237077
	 

	San Joaquin
	November 2, 1992
	92127961
	 

	San Mateo
	November 3, 1992
	92180648
	 

	Santa Clara
	November 3, 1992
	11617179
	 

	Solano
	November 3, 1992
	101527
	 

	Sonoma
	November 3, 1992
	1992-137370
	 

	Tulare
	November 3, 1992
	92-081425
	 

	Ventura
	November 3, 1992
	92-198950
	 

	Yuba
	November 3, 1992
	92-13796
	 

Thirty-sixth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	June 9, 1993
	93-202253
	 

	Butte
	June 9, 1993
	93-023408
	 

	Fresno
	June 9, 1993
	93086809
	 

	Glenn
	June 10, 1993
	93-2925
	 

	Kern
	June 9, 1993
	82236
	6859-1043

	Los Angeles
	June 9, 1993
	93-1098735
	 

	Monterey
	June 9, 1993
	38484
	 

	City and County of  
  San Francisco
	June 9, 1993
	F371252
	F896-0727

	San Joaquin
	June 9, 1993
	93067318
	 

	San Mateo
	June 9, 1993
	93094357
	 

	Santa Clara
	June 9, 1993
	11944269
	 

	Solano
	June 9, 1993
	93-51895
	 

	Sonoma
	June 9, 1993
	93-71358
	 

	Tulare
	June 9, 1993
	93-040396
	 

	Ventura
	June 9, 1993
	93-104242
	 

	Yuba
	June 9, 1993
	93-06640
	 

C-17

Thirty-seventh Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	September 28, 1993
	93342967
	 

	Butte
	September 28, 1993
	93-041800
	 

	Fresno
	September 28, 1993
	93148269
	 

	Glenn
	September 28, 1993
	93-5140
	 

	Kern
	September 28, 1993
	140436
	6915-188

	Los Angeles
	September 28, 1993
	93-1891500
	 

	Monterey
	September 28, 1993
	66464
	 

	City and County of  
  San Francisco
	September 28, 1993
	F456929
	F973-511

	San Joaquin
	September 28, 1993
	93111959
	 

	San Mateo
	September 28, 1993
	93164391
	 

	Santa Clara
	September 28, 1993
	12128051
	 

	Solano
	September 28, 1993
	93-88880
	1993

	Sonoma
	September 28, 1993
	93-121864
	 

	Tulare
	September 28, 1993
	93-069108A
	 

	Ventura
	September 28, 1993
	93-181168
	 

	Yuba
	September 28, 1993
	93-11284
	 

Thirty-eighth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Alameda
	November 2, 1993
	93390873
	 

	Butte
	November 2, 1993
	93-048806
	 

	Fresno
	November 2, 1993
	93170561
	 

	Glenn
	November 2, 1993
	93-5825
	 

	Kern
	November 2, 1993
	162046
	6935-2210

	Lake
	March 19, 2009
	2009004258
	 

	Los Angeles
	November 2, 1993
	93-2143052
	 

	Monterey
	November 2, 1993
	77734
	 

	City and County of  
  San Francisco
	November 2, 1993
	F477371
	F997-0471

	San Joaquin
	November 2, 1993
	93129084
	 

	San Mateo
	November 2, 1993
	93188734
	 

	Santa Clara
	November 2, 1993
	12188841
	 

	Solano
	November 2, 1993
	1993-104293
	1993

	Sonoma
	November 2, 1993
	93-140937
	 

	Tulare
	November 2, 1993
	93-078948A
	 

	Ventura
	November 2, 1993
	92-208807
	 

	Yuba
	November 2, 1993
	93-12958
	 

C-18

Memorandum of Indenture referencing the First through Thirty-eighth Supplemental Indentures
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 
(Reel Image)

	Marin
	March 30, 2009
	2009-0015722
	 

Thirty-ninth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119008
	 

	Butte
	April 21, 2009
	2009-0013432
	 

	Fresno
	April 20, 2009
	2009-0052637
	 

	Glenn
	April 21, 2009
	2009-1905
	 

	Kern
	April 20, 2009
	209055645
	 

	Lake
	April 20, 2009
	2009006046
	 

	Los Angeles
	April 20, 2009
	20090566180
	 

	Marin
	April 22, 2009
	2009-0020894
	 

	Monterey
	April 20, 2009
	2009023402
	 

	San Joaquin
	April 20, 2009
	2009-058460
	 

	San Mateo
	April 20, 2009
	2009-046297
	 

	Santa Clara
	April 20, 2009
	20217134
	 

	Solano
	April 20, 2009
	200900029003
	 

	Sonoma
	April 20, 2009
	2009035713
	 

	Tulare
	April 20, 2009
	2009-0023090
	 

	Ventura
	April 20, 2009
	20090420-00061689-0
	 

	Yuba
	April 20, 2009
	2009R-005256
	 

C-19

Fortieth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119009
	 

	Butte
	April 21, 2009
	2009-0013433
	 

	Fresno
	April 20, 2009
	2009-0052638
	 

	Glenn
	April 21, 2009
	2009-1906
	 

	Kern
	April 20, 2009
	209055646
	 

	Lake
	April 20, 2009
	2009006047
	 

	Los Angeles
	April 20, 2009
	20090566181
	 

	Marin
	April 22, 2009
	2009-0020895
	 

	Monterey
	April 20, 2009
	2009023403
	 

	San Joaquin
	April 20, 2009
	2009-058461
	 

	San Mateo
	April 20, 2009
	2009-046298
	 

	Santa Clara
	April 20, 2009
	20217135
	 

	Solano
	April 20, 2009
	200900029004
	 

	Sonoma
	April 20, 2009
	2009035714
	 

	Tulare
	April 20, 2009
	2009-0023091
	 

	Ventura
	April 20, 2009
	20090420-00061690-0
	 

	Yuba
	April 20, 2009
	2009R-005257
	 

Forty-first Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119010
	 

	Butte
	April 21, 2009
	2009-0013434
	 

	Fresno
	April 20, 2009
	2009-0052639
	 

	Glenn
	April 21, 2009
	2009-1907
	 

	Kern
	April 20, 2009
	209055647
	 

	Lake
	April 20, 2009
	2009006048
	 

	Los Angeles
	April 20, 2009
	20090566182
	 

	Marin
	April 22, 2009
	2009-0020896
	 

	Monterey
	April 20, 2009
	2009023404
	 

	San Joaquin
	April 20, 2009
	2009-058462
	 

	San Mateo
	April 20, 2009
	2009-046299
	 

	Santa Clara
	April 20, 2009
	20217136
	 

	Solano
	April 20, 2009
	200900029005
	 

	Sonoma
	April 20, 2009
	2009035715
	 

	Tulare
	April 20, 2009
	2009-0023092
	 

	Ventura
	April 20, 2009
	20090420-00061691-0
	 

	Yuba
	April 20, 2009
	2009R-005258
	 

C-20

Forty-second Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119011
	 

	Butte
	April 21, 2009
	2009-0013435
	 

	Fresno
	April 20, 2009
	2009-0052640
	 

	Glenn
	April 21, 2009
	2009-1908
	 

	Kern
	April 20, 2009
	209055648
	 

	Lake
	April 20, 2009
	2009006049
	 

	Los Angeles
	April 20, 2009
	20090566183
	 

	Marin
	April 22, 2009
	2009-0020897
	 

	Monterey
	April 20, 2009
	2009023405
	 

	San Joaquin
	April 20, 2009
	2009-058463
	 

	San Mateo
	April 20, 2009
	2009-046300
	 

	Santa Clara
	April 20, 2009
	20217137
	 

	Solano
	April 20, 2009
	200900029006
	 

	Sonoma
	April 20, 2009
	2009035716
	 

	Tulare
	April 20, 2009
	2009-0023093
	 

	Ventura
	April 20, 2009
	20090420-00061692-0
	 

	Yuba
	April 20, 2009
	2009R-005259
	 

Forty-third Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119012
	 

	Butte
	April 21, 2009
	2009-0013436
	 

	Fresno
	April 20, 2009
	2009-0052641
	 

	Glenn
	April 21, 2009
	2009-1909
	 

	Kern
	April 20, 2009
	209055649
	 

	Lake
	April 20, 2009
	2009006050
	 

	Los Angeles
	April 20, 2009
	20090566184
	 

	Marin
	April 22, 2009
	2009-0020898
	 

	Monterey
	April 20, 2009
	2009023406
	 

	San Joaquin
	April 20, 2009
	2009-058464
	 

	San Mateo
	April 20, 2009
	2009-046301
	 

	Santa Clara
	April 20, 2009
	20217138
	 

	Solano
	April 20, 2009
	200900029007
	 

	Sonoma
	April 20, 2009
	2009035717
	 

	Tulare
	April 20, 2009
	2009-0023094
	 

	Ventura
	April 20, 2009
	20090420-00061693-0
	 

	Yuba
	April 20, 2009
	2009R-005260
	 

C-21

Forty-fourth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119013
	 

	Butte
	April 21, 2009
	2009-0013437
	 

	Fresno
	April 20, 2009
	2009-0052642
	 

	Glenn
	April 21, 2009
	2009-1910
	 

	Kern
	April 20, 2009
	209055650
	 

	Lake
	April 20, 2009
	2009006051
	 

	Los Angeles
	April 20, 2009
	20090566185
	 

	Marin
	April 22, 2009
	2009-0020899
	 

	Monterey
	April 20, 2009
	2009023407
	 

	San Joaquin
	April 20, 2009
	2009-058465
	 

	San Mateo
	April 20, 2009
	2009-046302
	 

	Santa Clara
	April 20, 2009
	20217139
	 

	Solano
	April 20, 2009
	200900029030
	 

	Sonoma
	April 20, 2009
	2009035718
	 

	Tulare
	April 20, 2009
	2009-0023095
	 

	Ventura
	April 20, 2009
	20090420-00061694-0
	 

	Yuba
	April 20, 2009
	2009R-005261
	 

Forty-fifth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119014
	 

	Butte
	April 21, 2009
	2009-0013438
	 

	Fresno
	April 20, 2009
	2009-0052643
	 

	Glenn
	April 21, 2009
	2009-1911
	 

	Kern
	April 20, 2009
	209055651
	 

	Lake
	April 20, 2009
	2009006052
	 

	Los Angeles
	April 20, 2009
	20090566186
	 

	Marin
	April 22, 2009
	2009-0020900
	 

	Monterey
	April 20, 2009
	2009023408
	 

	San Joaquin
	April 20, 2009
	2009-058466
	 

	San Mateo
	April 20, 2009
	2009-046303
	 

	Santa Clara
	April 20, 2009
	20217140
	 

	Solano
	April 20, 2009
	200900029031
	 

	Sonoma
	April 20, 2009
	2009035719
	 

	Tulare
	April 20, 2009
	2009-0023096
	 

	Ventura
	April 20, 2009
	20090420-00061695-0
	 

	Yuba
	April 20, 2009
	2009R-005262
	 

C-22

Forty-sixth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119015
	 

	Butte
	April 21, 2009
	2009-0013439
	 

	Fresno
	April 20, 2009
	2009-0052644
	 

	Glenn
	April 21, 2009
	2009-1912
	 

	Kern
	April 20, 2009
	209055652
	 

	Lake
	April 20, 2009
	2009006053
	 

	Los Angeles
	April 20, 2009
	20090566187
	 

	Marin
	April 22, 2009
	2009-0020901
	 

	Monterey
	April 20, 2009
	2009023409
	 

	San Joaquin
	April 20, 2009
	2009-058467
	 

	San Mateo
	April 20, 2009
	2009-046304
	 

	Santa Clara
	April 20, 2009
	20217141
	 

	Solano
	April 20, 2009
	200900029032
	 

	Sonoma
	April 20, 2009
	2009035720
	 

	Tulare
	April 20, 2009
	2009-0023097
	 

	Ventura
	April 20, 2009
	20090420-00061700-0
	 

	Yuba
	April 20, 2009
	2009R-005263
	 

Forty-seventh Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119016
	 

	Butte
	April 21, 2009
	2009-0013440
	 

	Fresno
	April 20, 2009
	2009-0052645
	 

	Glenn
	April 21, 2009
	2009-1913
	 

	Kern
	April 20, 2009
	209055653
	 

	Lake
	April 20, 2009
	2009006054
	 

	Los Angeles
	April 20, 2009
	20090566188
	 

	Marin
	April 22, 2009
	2009-0020902
	 

	Monterey
	April 20, 2009
	2009023410
	 

	San Joaquin
	April 20, 2009
	2009-058468
	 

	San Mateo
	April 20, 2009
	2009-046305
	 

	Santa Clara
	April 20, 2009
	20217142
	 

	Solano
	April 20, 2009
	200900029033
	 

	Sonoma
	April 20, 2009
	2009035721
	 

	Tulare
	April 20, 2009
	2009-0023098
	 

	Ventura
	April 20, 2009
	20090420-00061699-0
	 

	Yuba
	April 20, 2009
	2009R-005264
	 

C-23

Forty-eighth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119017
	 

	Butte
	April 21, 2009
	2009-0013441
	 

	Fresno
	April 20, 2009
	2009-0052646
	 

	Glenn
	April 21, 2009
	2009-1914
	 

	Kern
	April 20, 2009
	209055654
	 

	Lake
	April 20, 2009
	2009006055
	 

	Los Angeles
	April 20, 2009
	20090566189
	 

	Marin
	April 22, 2009
	2009-0020903
	 

	Monterey
	April 20, 2009
	2009023411
	 

	San Joaquin
	April 20, 2009
	2009-058469
	 

	San Mateo
	April 20, 2009
	2009-046306
	 

	Santa Clara
	April 20, 2009
	20217143
	 

	Solano
	April 20, 2009
	200900029034
	 

	Sonoma
	April 20, 2009
	2009035722
	 

	Tulare
	April 20, 2009
	2009-0023099
	 

	Ventura
	April 20, 2009
	20090420-00061698-0
	 

	Yuba
	April 20, 2009
	2009R-005265
	 

Forty-ninth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119018
	 

	Butte
	April 21, 2009
	2009-0013442
	 

	Fresno
	April 20, 2009
	2009-0052647
	 

	Glenn
	April 21, 2009
	2009-1915
	 

	Kern
	April 20, 2009
	209055655
	 

	Lake
	April 20, 2009
	2009006056
	 

	Los Angeles
	April 20, 2009
	20090566190
	 

	Marin
	April 22, 2009
	2009-0020904
	 

	Monterey
	April 20, 2009
	2009023412
	 

	San Joaquin
	April 20, 2009
	2009-058470
	 

	San Mateo
	April 20, 2009
	2009-046307
	 

	Santa Clara
	April 20, 2009
	20217144
	 

	Solano
	April 20, 2009
	200900029041
	 

	Sonoma
	April 20, 2009
	2009035723
	 

	Tulare
	April 20, 2009
	2009-0023100
	 

	Ventura
	April 20, 2009
	20090420-00061697-0
	 

	Yuba
	April 20, 2009
	2009R-005266
	 

C-24

Fiftieth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119019
	 

	Butte
	April 21, 2009
	2009-0013443
	 

	Fresno
	April 20, 2009
	2009-0052648
	 

	Glenn
	April 21, 2009
	2009-1916
	 

	Kern
	April 20, 2009
	209055656
	 

	Lake
	April 20, 2009
	2009006057
	 

	Los Angeles
	April 20, 2009
	20090566191
	 

	Marin
	April 22, 2009
	2009-0020905
	 

	Monterey
	April 20, 2009
	2009023413
	 

	San Joaquin
	April 20, 2009
	2009-058471
	 

	San Mateo
	April 20, 2009
	2009-046308
	 

	Santa Clara
	April 20, 2009
	20217145
	 

	Solano
	April 20, 2009
	200900029042
	 

	Sonoma
	April 20, 2009
	2009035724
	 

	Tulare
	April 20, 2009
	2009-0023101
	 

	Ventura
	April 20, 2009
	20090420-00061696-0
	 

	Yuba
	April 20, 2009
	2009R-005267
	 

Fifty-first Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119020
	 

	Butte
	April 21, 2009
	2009-0013444
	 

	Fresno
	April 20, 2009
	2009-0052649
	 

	Glenn
	April 21, 2009
	2009-1917
	 

	Kern
	April 20, 2009
	209055657
	 

	Lake
	April 20, 2009
	2009006058
	 

	Los Angeles
	April 20, 2009
	20090566192
	 

	Marin
	April 22, 2009
	2009-0020906
	 

	Monterey
	April 20, 2009
	2009023414
	 

	San Joaquin
	April 20, 2009
	2009-058472
	 

	San Mateo
	April 20, 2009
	2009-046309
	 

	Santa Clara
	April 20, 2009
	20217146
	 

	Solano
	April 20, 2009
	200900029043
	 

	Sonoma
	April 20, 2009
	2009035725
	 

	Tulare
	April 20, 2009
	2009-0023102
	 

	Ventura
	April 20, 2009
	20090420-00061707-0
	 

	Yuba
	April 20, 2009
	2009R-005268
	 

C-25

Fifty-second Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119021
	 

	Butte
	April 21, 2009
	2009-0013445
	 

	Fresno
	April 20, 2009
	2009-0052650
	 

	Glenn
	April 21, 2009
	2009-1918
	 

	Kern
	April 20, 2009
	209055658
	 

	Lake
	April 20, 2009
	2009006059
	 

	Los Angeles
	April 20, 2009
	20090566193
	 

	Marin
	April 22, 2009
	2009-0020907
	 

	Monterey
	April 20, 2009
	2009023415
	 

	San Joaquin
	April 20, 2009
	2009-058473
	 

	San Mateo
	April 20, 2009
	2009-046310
	 

	Santa Clara
	April 20, 2009
	20217147
	 

	Solano
	April 20, 2009
	200900029044
	 

	Sonoma
	April 20, 2009
	2009035726
	 

	Tulare
	April 20, 2009
	2009-0023103
	 

	Ventura
	April 20, 2009
	20090420-00061706-0
	 

	Yuba
	April 20, 2009
	2009R-005269
	 

Fifty-third Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119022
	 

	Butte
	April 21, 2009
	2009-0013446
	 

	Fresno
	April 20, 2009
	2009-0052651
	 

	Glenn
	April 21, 2009
	2009-1919
	 

	Kern
	April 20, 2009
	209055659
	 

	Lake
	April 20, 2009
	2009006060
	 

	Los Angeles
	April 20, 2009
	20090566194
	 

	Marin
	April 22, 2009
	2009-0020908
	 

	Monterey
	April 20, 2009
	2009023416
	 

	San Joaquin
	April 20, 2009
	2009-058474
	 

	San Mateo
	April 20, 2009
	2009-046311
	 

	Santa Clara
	April 20, 2009
	20217148
	 

	Solano
	April 20, 2009
	200900029045
	 

	Sonoma
	April 20, 2009
	2009035727
	 

	Tulare
	April 20, 2009
	2009-0023104
	 

	Ventura
	April 20, 2009
	20090420-00061705-0
	 

	Yuba
	April 20, 2009
	2009R-005270
	 

C-26

Fifty-fourth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119023
	 

	Butte
	April 21, 2009
	2009-0013447
	 

	Fresno
	April 20, 2009
	2009-0052652
	 

	Glenn
	April 21, 2009
	2009-1920
	 

	Kern
	April 20, 2009
	209055660
	 

	Lake
	April 20, 2009
	2009006061
	 

	Los Angeles
	April 20, 2009
	20090566195
	 

	Marin
	April 22, 2009
	2009-0020909
	 

	Monterey
	April 20, 2009
	2009023417
	 

	San Joaquin
	April 20, 2009
	2009-058475
	 

	San Mateo
	April 20, 2009
	2009-046312
	 

	Santa Clara
	April 20, 2009
	20217149
	 

	Solano
	April 20, 2009
	200900029061
	 

	Sonoma
	April 20, 2009
	2009035728
	 

	Tulare
	April 20, 2009
	2009-0023105
	 

	Ventura
	April 20, 2009
	20090420-00061704-0
	 

	Yuba
	April 20, 2009
	2009R-005271
	 

Fifty-fifth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119024
	 

	Butte
	April 21, 2009
	2009-0013448
	 

	Fresno
	April 20, 2009
	2009-0052653
	 

	Glenn
	April 21, 2009
	2009-1921
	 

	Kern
	April 20, 2009
	209055661
	 

	Lake
	April 20, 2009
	2009006062
	 

	Los Angeles
	April 20, 2009
	20090566196
	 

	Marin
	April 22, 2009
	2009-0020910
	 

	Monterey
	April 20, 2009
	2009023418
	 

	San Joaquin
	April 20, 2009
	2009-058476
	 

	San Mateo
	April 20, 2009
	2009-046313
	 

	Santa Clara
	April 20, 2009
	20217150
	 

	Solano
	April 20, 2009
	200900029064
	 

	Sonoma
	April 20, 2009
	2009035729
	 

	Tulare
	April 20, 2009
	2009-0023106
	 

	Ventura
	April 20, 2009
	20090420-00061703-0
	 

	Yuba
	April 20, 2009
	2009R-005272
	 

C-27

Fifty-sixth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119025
	 

	Butte
	April 21, 2009
	2009-0013449
	 

	Fresno
	April 20, 2009
	2009-0052654
	 

	Glenn
	April 21, 2009
	2009-1922
	 

	Kern
	April 20, 2009
	209055662
	 

	Lake
	April 20, 2009
	2009006063
	 

	Los Angeles
	April 20, 2009
	20090566197
	 

	Marin
	April 22, 2009
	2009-0020911
	 

	Monterey
	April 20, 2009
	2009023419
	 

	San Joaquin
	April 20, 2009
	2009-058477
	 

	San Mateo
	April 20, 2009
	2009-046314
	 

	Santa Clara
	April 20, 2009
	20217151
	 

	Solano
	April 20, 2009
	200900029063
	 

	Sonoma
	April 20, 2009
	2009035730
	 

	Tulare
	April 20, 2009
	2009-0023107
	 

	Ventura
	April 20, 2009
	20090420-00061702-0
	 

	Yuba
	April 20, 2009
	2009R-005273
	 

Fifty-seventh Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	April 22, 2009
	2009119026
	 

	Butte
	April 21, 2009
	2009-0013450
	 

	Fresno
	April 20, 2009
	2009-0052655
	 

	Glenn
	April 21, 2009
	2009-1923
	 

	Kern
	April 20, 2009
	209055663
	 

	Lake
	April 20, 2009
	2009006064
	 

	Los Angeles
	April 20, 2009
	20090566198
	 

	Marin
	April 22, 2009
	2009-0020912
	 

	Monterey
	April 20, 2009
	2009023420
	 

	San Joaquin
	April 20, 2009
	2009-058478
	 

	San Mateo
	April 20, 2009
	2009-046315
	 

	Santa Clara
	April 20, 2009
	20217152
	 

	Solano
	April 20, 2009
	200900029062
	 

	Sonoma
	April 20, 2009
	2009035731
	 

	Tulare
	April 20, 2009
	2009-0023108
	 

	Ventura
	April 20, 2009
	20090420-00061701-0
	 

	Yuba
	April 20, 2009
	2009R-005274
	 

C-28

Fifty-eighth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	November 23, 2010
	2010346038
	 

	Butte
	November 23, 2010
	2010-0040947
	 

	Fresno
	November 23, 2010
	2010-0156840
	 

	Glenn
	November 23, 2010
	2010-5034
	 

	Kern
	November 23, 2010
	210163117
	 

	Lake
	November 23, 2010
	2010017941
	 

	Los Angeles
	November 23, 2010
	20101697409
	 

	Marin
	November 23, 2010
	2010-0060238
	 

	Monterey
	November 23, 2010
	2010069169
	 

	San Joaquin
	November 23, 2010
	2010-151817
	 

	San Mateo
	November 23, 2010
	2010-142282
	 

	Santa Clara
	November 29, 2010
	20977239
	 

	Solano
	November 23, 2010
	201000109991
	 

	Sonoma
	November 23, 2010
	2010106404
	 

	Tulare
	November 23, 2010
	2010-0075330
	 

	Ventura
	November 23, 2010
	20101123-00182795-0
	 

	Yuba
	November 23, 2010
	2010R-014697
	 

Fifty-ninth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	October 15, 2015
	2015279273
	 

	Butte
	October 15, 2015
	2015-0037754
	 

	Fresno
	October 15, 2015
	2015-0133669-00
	 

	Glenn
	October 15, 2015
	2015-4574
	 

	Kern
	October 15, 2015
	215145138
	 

	Lake
	October 16, 2015
	2015013611
	 

	Los Angeles
	October 15, 2015
	20151270767
	 

	Marin
	November 6, 2015
	2015-0052742
	 

	Monterey
	October 28, 2015
	2015062248
	 

	San Joaquin
	October 15, 2015
	2015-124229
	 

	San Mateo
	October 15, 2015
	2015-109346
	 

	Santa Clara
	October 15, 2015
	23116744
	 

	Solano
	October 15, 2015
	201500094603
	 

	Sonoma
	October 15, 2015
	2015090043
	 

	Tulare
	October 15, 2015
	2015-0062116
	 

	Ventura
	October 15, 2015
	20151015-00153061-0
	 

	Yuba
	October 15, 2015
	2015-012533
	 

C-29

Sixtieth Supplemental Indenture
	
				
	County or  
City and County
	 
Date of Recordation
	Book and Page 
Document No.
	 

	Alameda
	March 16, 2016
	2016063581
	 

	Butte
	March 16, 2016
	2016-0009912
	 

	Fresno
	March 16, 2016
	2016-0033119-00
	 

	Glenn
	March 16, 2016
	2016-1056
	 

	Kern
	March 16, 2016
	216032356
	 

	Lake
	March 24, 2016
	2016003595
	 

	Los Angeles
	March 24, 2016
	20160325694
	 

	Marin
	March 24, 2016
	2016-0012237
	 

	Monterey
	March 24, 2016
	2016015168
	 

	San Joaquin
	March 24, 2016
	2016-033300
	 

	San Mateo
	March 24, 2016
	2016-026192
	 

	Santa Clara
	March 24, 2016
	23253981
	 

	Solano
	March 24, 2016
	201600023269
	 

	Sonoma
	March 24, 2016
	2016026350
	 

	Tulare
	March 24, 2016
	2016-0015981
	 

	Ventura
	March 24, 2016
	20160324-00039701-0
	 

	Yuba
	March 24, 2016
	2016-003372
	 

C-30

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00288-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00288-of-00352.parquet"}]]