Document:

Exhibit10.2

Exhibit 10.2
JOINDER AGREEMENT
This Joinder Agreement is dated as of July 9, 2012 (this “Agreement”), by and among each of the financial institutions set forth on Schedule A annexed hereto (each a “New Term Loan Lender” and collectively the “New Term Loan Lenders”), Valeant Pharmaceuticals International, Inc., a corporation continued under the federal laws of Canada (“Borrower”), the undersigned subsidiaries of Borrower and Goldman Sachs Lending Partners LLC (“GSLP”), as Administrative Agent and Collateral Agent.
RECITALS:
WHEREAS, reference is hereby made to the Third Amended and Restated Credit and Guaranty Agreement, dated as of February 13, 2012, as amended by Amendment No. 1, dated as of March 6, 2012, as further amended by the Joinder Agreement, dated as of June 14, 2012 (the “Series A Tranche B Term Loan Closing Date”) (as it may be amended, restated, replaced, supplemented or otherwise modified from time to time, the “Credit Agreement”; the terms defined therein and not otherwise defined herein being used herein as therein defined), among Borrower, certain Subsidiaries of Borrower, as Guarantors, the Lenders party thereto from time to time, GSLP, J.P. Morgan Securities LLC and Morgan Stanley Senior Funding, Inc. (“Morgan Stanley”), as Joint Lead Arrangers and Joint Bookrunners, JPMorgan Chase Bank, N.A. (“JPMorgan”) and Morgan Stanley, as Co-Syndication Agents, JPMorgan, as Issuing Bank, GSLP, as Administrative Agent and Collateral Agent, and the other Agents party thereto; 
WHEREAS, subject to the terms and conditions of the Credit Agreement, Borrower  may obtain New Revolving Loan Commitments and/or New Term Loan Commitments by entering into one or more Joinder Agreements with the New Term Loan Lenders; and
WHEREAS, pursuant to Section 2.25 of the Credit Agreement, the Credit Agreement may, without the consent of any other Lenders, be amended as may be necessary or appropriate, in the opinion of the Administrative Agent, to give effect to the provisions of Section 2.25 of the Credit Agreement.
NOW, THEREFORE, in consideration of the premises and agreements, provisions and covenants herein contained, the parties hereto agree as follows:
Each New Term Loan Lender (i) confirms that it has received a copy of the Credit Agreement and the other Credit Documents, together with copies of the financial statements referred to therein and such other documents and information as it has deemed appropriate to make its own credit analysis and decision to enter into this Agreement; (ii) agrees that it will, independently and without reliance upon the Administrative Agent or any other Lender or Agent and based on such documents and information as it shall deem appropriate at the time, continue to make its own credit decisions in taking or not taking action under the Credit Agreement; (iii) appoints and authorizes Administrative Agent and each other Agent to take such action as agent on its behalf and to exercise such powers under the Credit Agreement and the other Credit Documents as are delegated to Administrative Agent or such other Agent, as the case may be, by the terms thereof, together with such powers as are reasonably incidental thereto; and (iv) agrees that it will perform in accordance with their terms all of the obligations which by the terms of the Credit Agreement are required to be performed by it as a Lender.
Each New Term Loan Lender hereby commits to provide its respective New Term Loan 

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Commitment as set forth on Schedule A annexed hereto, on the terms and subject to the conditions set forth below:
		
	1.
	Applicable Margin.  The Applicable Margin for each New Term Loan made pursuant to this Agreement (each a “Series B Tranche B Term Loan”) shall mean, as of any date of determination, (A) with respect to Series B Tranche B Term Loans that are Eurodollar Loans, 3.75% per annum, and (B) with respect to Series B Tranche B Term Loans that are Base Rate Loans, 2.75% per annum.

		
	2.
	Principal Payments.  Borrower shall make principal payments on the Series B Tranche B Term  Loans in installments on the dates and in the amounts equal to the percentage set forth below of an amount equal to the aggregate principal amount of the Series B Tranche B Term Loans outstanding as of the date hereof:

	
		
	Amortization Date
	Series B Tranche B Term Loan Installments

	September 30, 2012
	0.25%

	December 31, 2012
	0.25%

	March 31, 2013
	0.25%

	June 30, 2013
	0.25%

	September 30, 2013
	0.25%

	December 31, 2013
	0.25%

	March 31, 2014
	0.25%

	June 30, 2014
	0.25%

	September 30, 2014
	0.25%

	December 31, 2014
	0.25%

	March 31, 2015
	0.25%

	June 30, 2015
	0.25%

	September 30, 2015
	0.25%

	December 31, 2015
	0.25%

	March 31, 2016
	0.25%

	June 30, 2016
	0.25%

	September 30, 2016
	0.25%

	December 31, 2016
	0.25%

	March 31, 2017
	0.25%

	June 30, 2017
	0.25%

	September 30, 2017
	0.25%

	December 31, 2017
	0.25%

	March 31, 2018
	0.25%

	June 30, 2018
	0.25%

	September 30, 2018
	0.25%

	December 31, 2018
	0.25%

	Tranche B Term Loan Maturity Date
	Remaining Balance

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	3.
	Voluntary and Mandatory Prepayments.  Scheduled installments of principal of the Series B Tranche B Term Loans set forth above shall be reduced in connection with any voluntary or mandatory prepayments of the Series B Tranche B Term Loans in accordance with Sections 2.12, 2.13 and 2.14 of the Credit Agreement respectively.

		
	4.
	Closing Fee.  Borrower agrees to pay on the date hereof to Administrative Agent, for the account of each New Term Loan Lender party to this Agreement, as fee compensation for the funding of such New Term Loan Lender’s Series B Tranche B Term Loans, a closing fee in an amount equal to 2.00% of the aggregate principal amount of such New Term Loan Lender’s Series B Tranche B Term Loans funded as of the date hereof.

		
	5.
	Prepayment Premium.  In the event that on or prior to the first anniversary of the Series A Tranche B Term Loan Closing Date, the Borrower (x) makes any prepayment of the Series B Tranche B Term Loans in connection with any Repricing Transaction or (y) effects any amendment of the Credit Agreement resulting in a Repricing Transaction, the Borrower shall pay to the Administrative Agent, for the ratable account of each of the applicable Lenders, (I) in the case of clause (x) above, a prepayment premium of 1% of the amount of the Series B Tranche B Term Loans being prepaid and (II) in the case of clause (y) above, a payment equal to 1% of the aggregate amount of the applicable Series B Tranche B Term Loans outstanding immediately prior to such amendment.

For purposes of this Agreement, a “Repricing Transaction” means the prepayment or refinancing of all or a portion of the Series B Tranche B Term Loans with the incurrence by any Credit Party of any long-term bank debt financing having an effective interest cost or weighted average yield (excluding any arrangement or commitment fees in connection therewith) that is less than the effective interest cost for or weighted average yield of the Series B Tranche B Term Loans, including without limitation, as may be effected through any amendment to this Agreement relating to the effective interest cost for, or weighted average yield of, the Series B Tranche B Term Loans.
		
	6.
	Proposed Borrowing. In accordance with Section 2.25 of the Credit Agreement, Borrower has previously delivered to Administrative Agent an executed Funding Notice for Series B Tranche B Term Loans, requesting a proposed borrowing in the principal amount of $100,000,000 (the “Proposed Borrowing”) on the date hereof (the “Series B Tranche B Term Loan Funding Date”).  Each New Term Loan Lender shall make its Series B Tranche B Term Loan available to Administrative Agent not later than 11:00 a.m. (New York City time) on the date hereof, by wire transfer of same day funds in Dollars at the Principal Office designated by Administrative Agent.  Promptly upon receipt thereof, Administrative Agent shall make the proceeds of the Series B Tranche B Term Loans available to Borrower on the date hereof by causing an amount of same day funds in Dollars equal to the proceeds of all such loans received by Administrative Agent from New Term Loan Lenders to be credited to the account of Borrower, at the Principal Office designated by Administrative Agent or to such other account as may be designated in writing to Administrative Agent by Borrower. 

		
	7.
	New Lenders.  Each New Term Loan Lender (other than any New Term Loan Lender that, immediately prior to the execution of this Agreement, is a “Lender” under the Credit Agreement) acknowledges and agrees that upon its execution of this Agreement its Series B Tranche B Term Loan Commitments shall be effective and that such New Term Loan Lender shall become a “Lender” under, and for all purposes of, the Credit Agreement and the other Credit Documents, 

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and shall be subject to and bound by the terms thereof, and shall perform all the obligations of and shall have all rights of a Lender thereunder.
		
	8.
	Credit Agreement Governs.  Series B Tranche B Term Loans shall be subject to the provisions of the Credit Agreement and the other Credit Documents, except as set forth in this Agreement, and shall constitute Tranche B Term Loans thereunder.  For the avoidance of doubt, Section 5 of this Agreement shall supersede the final paragraph of Section 2.13(a) of the Credit Agreement with respect to Series B Tranche B Term Loans.

		
	9.
	Borrower’s Certifications.  By its execution of this Agreement, the undersigned officer, to the best of his or her knowledge, and Borrower hereby certify that:

		
	i.
	The representations and warranties contained in the Credit Agreement and the other Credit Documents are true and correct in all material respects on and as of the date hereof to the same extent as though made on and as of the date hereof, except to the extent such representations and warranties specifically relate to an earlier date, in which case such representations and warranties were true and correct in all material respects on and as of such earlier date;

		
	ii.
	No event has occurred and is continuing or would result from the consummation of the Proposed Borrowing contemplated hereby that would constitute a Default or an Event of Default; and

		
	iii.
	Borrower has performed in all material respects all agreements and satisfied all conditions which the Credit Agreement provides shall be performed or satisfied by it on or before the date hereof in connection with the Proposed Borrowing.

		
	10.
	Borrower Covenants.  By its execution of this Agreement, Borrower hereby covenants that:

		
	i.
	Borrower shall deliver or cause to be delivered the following legal opinions and documents: originally executed copies of the favorable written opinions of (a) Skadden, Arps, Slate, Meagher & Flom LLP, U.S. counsel to the Credit Parties, (b) Chancery Chambers, special Barbados counsel to the Credit Parties, (c) Norton Rose OR LLP, special Canadian counsel to the Credit Parties and (d) Baker & McKenzie, special Luxembourg counsel to the Credit Parties, together with all other legal opinions and other documents reasonably requested by Administrative Agent in connection with this Agreement; and

		
	ii.
	Set forth on the attached Officers’ Certificate are the calculations (in reasonable detail) demonstrating compliance, on a Pro Forma Basis after giving effect to the New Term Loans and the application of the proceeds thereof, with the financial tests described in Section 6.7 of the Credit Agreement as of the last day of the most recently ended Fiscal Quarter after giving effect to such New Term Loan Commitments.

		
	11.
	Eligible Assignee.  By its execution of this Agreement, each New Term Loan Lender (other than any New Term Loan Lender that, immediately prior to the execution of this Agreement, is a “Lender” under the Credit Agreement) represents and warrants that it is an Eligible Assignee.

		
	12.
	Notice.  For purposes of the Credit Agreement, the initial notice address of each New Term Loan 

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Lender shall be as set forth below its signature below.
		
	13.
	Non‐U.S. Lenders.  For each New Term Loan Lender that is a Non‐U.S. Lender, delivered herewith to Administrative Agent are such forms, certificates or other evidence with respect to United States federal income tax withholding matters as such New Term Loan Lender may be required to deliver to Administrative Agent pursuant to subsection 2.20(d) of the Credit Agreement. 

		
	14.
	Recordation of the New Loans.  Upon execution and delivery hereof, Administrative Agent will record the Series B Tranche B Term Loans made by New Term Loan Lenders pursuant hereto in the Register.

		
	15.
	Reaffirmation. 

		
	i.
	Each Credit Party hereby expressly acknowledges the terms of this Agreement and reaffirms, as of the date hereof, the covenants and agreements contained in each Credit Document to which it is a party, including, in each case, such covenants and agreements as in effect immediately after giving effect to this Agreement and the transactions contemplated hereby.

		
	ii.
	Each Credit Party, by its signature below, hereby affirms and confirms (a) its obligations under each of the Credit Documents to which it is a party, and (b) the pledge of and/or grant of a security interest or hypothec in its assets as Collateral to secure such Obligations, all as provided in the Collateral Documents as originally executed, and acknowledges and agrees that such guarantee, pledge and/or grant continue in full force and effect in respect of, and to secure, such Obligations under the Credit Agreement and the other Credit Documents.

		
	ii.
	Each Credit Party acknowledges and agrees that each of the Credit Documents in existence as of the date hereof shall be henceforth read and construed in accordance with and so as to give full force and effect to the ratifications, confirmations, acknowledgements and agreements made herein. 

		
	16.
	Amendment, Modification and Waiver.  This Agreement may not be amended, modified or waived except by an instrument or instruments in writing signed and delivered on behalf of each of the parties hereto.

		
	17.
	Entire Agreement.  This Agreement, the Credit Agreement and  the other Credit Documents constitute the entire agreement among the parties with respect to the subject matter hereof and thereof and supersede all other prior agreements and understandings, both written and verbal, among the parties or any of them with respect to the subject matter hereof.  It is understood and agreed that each reference in each Credit Document to the Credit Agreement, whether direct or indirect, shall hereafter be deemed to be a reference to the Credit Agreement as amended and supplemented hereby and that this Agreement is a Credit Document.

		
	18.
	GOVERNING LAW.  THIS AGREEMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES HEREUNDER SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK.

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	19.
	Severability.  Any term or provision of this Agreement which is invalid or unenforceable in any jurisdiction shall, as to that jurisdiction, be ineffective to the extent of such invalidity or unenforceability without rendering invalid or unenforceable the remaining terms and provisions of this Agreement or affecting the validity or enforceability of any of the terms or provisions of this Agreement in any other jurisdiction.  If any provision of this Agreement is so broad as to be unenforceable, the provision shall be interpreted to be only so broad as would be enforceable.

		
	20.
	Counterparts.  This Agreement may be executed in counterparts, each of which shall be deemed to be an original, but all of which shall constitute one and the same agreement.

[Remainder of page intentionally left blank]

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IN WITNESS WHEREOF, each of the undersigned has caused its duly authorized officer to execute and deliver this Agreement as of the date first written above.
	
			
	 
	GOLDMAN SACHS LENDING PARTNERS 
LLC, as a “New Term Loan Lender”

	 
	 
	 

	 
	By:
	/s/ Robert Ehudin 

	 
	Name: Robert Ehudin 

	 
	Title: Authorized Signatory

	 
	 
	 

	 
	Notice Address: Goldman Sachs & Co.
                         30 Hudson Street, 5th Floor
                         Jersey City, NJ 07302

	 
	Attention: Michelle Latzon

	 
	Telephone: 212-934-3921

	 
	Facsimile: 646-769-7700

7

	
			
	 
	VALEANT PHARMACEUTICALS INTERNATIONAL, INC.

	 
	as Borrower

	 
	 
	 

	 
	By:
	/s/ J. Michael Pearson

	 
	 
	Name: J. Michael Pearson

	 
	 
	Title: Chairman & Chief Executive Officer

	
			
	 
	VALEANT PHARMACEUTICALS INTERNATIONAL

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President & Chief Operating Officer

	
			
	 
	ATON PHARMA, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President & Chief Operating Officer

	
			
	 
	CORIA LABORATORIES, LTD.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President & Chief Operating Officer

	
			
	 
	DOW PHARMACEUTICAL SCIENCES, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President & Chief Operating Officer

8

	
			
	 
	VALEANT PHARMACEUTICALS NORTH AMERICA LLC

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	DR. LEWINN’S PRIVATE FORMULA INTERNATIONAL, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	OCEANSIDE PHARMACEUTICALS, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	PRINCETON PHARMA HOLDINGS, LLC

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	PRIVATE FORMULA CORP.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

9

	
			
	 
	RENAUD SKIN CARE LABORATORIES, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	VALEANT BIOMEDICALS, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	BIOVAIL AMERICAS CORP.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

	
			
	 
	PRESTWICK PHARMACEUTICALS, INC.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Rajiv De Silva

	 
	 
	Name: Rajiv De Silva

	 
	 
	Title: President

10

	
			
	 
	VALEANT HOLDINGS (BARBADOS) SRL

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Alexander Matheson

	 
	 
	Name: Alexander Matheson

	 
	 
	Title: Senior Director, Business & Legal Affairs

	
			
	 
	HYTHE PROPERTY INCORPORATED

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Alexander Matheson

	 
	 
	Name: Alexander Matheson

	 
	 
	Title: Senior Director, Business & Legal Affairs

	
			
	 
	VALEANT PHARMACEUTICALS HOLDINGS (BARBADOS) SRL

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Mauricio Zavala

	 
	 
	Name: Mauricio Zavala

	 
	 
	Title: Manager and Assistant Secretary

11

	
			
	 
	VALEANT INTERNATIONAL BERMUDA

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Peter McCurdy

	 
	 
	Name: Peter McCurdy

	 
	 
	Title: Director and President & Asst. Secretary

	
			
	 
	VALEANT LABORATORIES INTERNATIONAL BERMUDA

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Peter McCurdy

	 
	 
	Name: Peter McCurdy

	 
	 
	Title: Director and President & Asst. Secretary

	
			
	 
	VALEANT PHARMACEUTICALS HOLDINGS BERMUDA

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Peter McCurdy

	 
	 
	Name: Peter McCurdy

	 
	 
	Title: Director and President & Asst. Secretary

	
			
	 
	VALEANT PHARMACEUTICALS NOMINEE BERMUDA

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Peter McCurdy

	 
	 
	Name: Peter McCurdy

	 
	 
	Title: Director and President & Asst. Secretary

12

	
			
	 
	VALEANT CANADA GP LIMITED

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Robert R. Chai-Onn

	 
	 
	Name: Robert R. Chai-Onn

	 
	 
	Title: Vice President

	
			
	 
	VALEANT CANADA LP by its sole general partner, VALEANT CANADA GP LIMITED

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Robert R. Chai-Onn

	 
	 
	Name: Robert R. Chai-Onn

	 
	 
	Title: Director

	
			
	 
	V-BAC HOLDING CORP.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Robert R. Chai-Onn

	 
	 
	Name: Robert R. Chai-Onn

	 
	 
	Title:Vice President

13

	
			
	 
	VALEANT PHARMACEUTICALS IRELAND

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Graham Jackson

	 
	 
	Name: Graham Jackson

	 
	 
	Title: Director

14

	
			
	 
	BIOVAIL INTERNATIONAL, S.À R.L.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Kuy Ly Ang

	 
	 
	Name: Kuy Ly Ang

	 
	 
	Title: Director

	
			
	 
	VALEANT PHARMACEUTICALS LUXEMBOURG S.À R.L.

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Kuy Ly Ang

	 
	 
	Name: Kuy Ly Ang

	 
	 
	Title: Director

15

	
			
	 
	PHARMASWISS SA

	 
	as Guarantor

	 
	 
	 

	 
	By:
	/s/ Matthias Courvoisier 

	 
	 
	Name: Matthias Courvoisier 

	 
	 
	Title: Director

16

	
			
	Signed by
	 
	 

	Valeant Holdco 2 Pty Ltd (ACN 154 341 367)
	 
	 

	as Guarantor
	 
	 

	in accordance with section 127 of the Corporations Act 2001 by two directors:
	 
	 

	 
	 
	 

	 
	 
	 

	/s/ Robert Chai-Onn
	 
	/s/ Rajiv De Silva

	Signature of director
	 
	Signature of director

	 
	 
	 

	Robert Chai-Onn
	 
	Rajiv De Silva

	 
	 
	 

	Name of director (please print)
	 
	Name of director (please print)

	
			
	Signed by
	 
	 

	Wirra Holdings Pty Limited (ACN 122 216 577)
	 
	 

	as Guarantor
	 
	 

	in accordance with section 127 of the Corporations Act 2001 by two directors:
	 
	 

	 
	 
	 

	 
	 
	 

	/s/ Robert Chai-Onn
	 
	/s/ Howard B. Schiller

	Signature of director
	 
	Signature of director

	 
	 
	 

	Robert Chai-Onn
	 
	Howard B. Schiller

	 
	 
	 

	Name of director (please print)
	 
	Name of director (please print)

17

	
			
	Signed by
	 
	 

	Wirra Operations Pty Limited (ACN 122 250 088)
	 
	 

	as Guarantor
	 
	 

	in accordance with section 127 of the Corporations Act 2001 by two directors:
	 
	 

	 
	 
	 

	 
	 
	 

	/s/ Robert Chai-Onn
	 
	/s/ Howard B. Schiller

	Signature of director
	 
	Signature of director

	 
	 
	 

	Robert Chai-Onn
	 
	Howard B. Schiller

	 
	 
	 

	Name of director (please print)
	 
	Name of director (please print)

	
			
	Signed by
	 
	 

	iNova Pharmaceuticals (Australia) Pty Limited (ACN 000 222 408)
	 
	 

	as Guarantor
	 
	 

	in accordance with section 127 of the Corporations Act 2001 by two directors:
	 
	 

	 
	 
	 

	 
	 
	 

	/s/ Robert Chai-Onn
	 
	/s/ Howard B. Schiller

	Signature of director
	 
	Signature of director

	 
	 
	 

	Robert Chai-Onn
	 
	Howard B. Schiller

	 
	 
	 

	Name of director (please print)
	 
	Name of director (please print)

18

	
			
	Signed by
	 
	 

	iNova Sub Pty Limited (ACN 134 398 815)
	 
	 

	as Guarantor
	 
	 

	in accordance with section 127 of the Corporations Act 2001 by two directors:
	 
	 

	 
	 
	 

	 
	 
	 

	/s/ Robert Chai-Onn
	 
	/s/ Howard B. Schiller

	Signature of director
	 
	Signature of director

	 
	 
	 

	Robert Chai-Onn
	 
	Howard B. Schiller

	 
	 
	 

	Name of director (please print)
	 
	Name of director (please print)

	
			
	Signed by
	 
	 

	Wirra IP Pty Limited (ACN 122 536 350)
	 
	 

	as Guarantor
	 
	 

	in accordance with section 127 of the Corporations Act 2001 by two directors:
	 
	 

	 
	 
	 

	 
	 
	 

	/s/ Robert Chai-Onn
	 
	/s/ Howard B. Schiller

	Signature of director
	 
	Signature of director

	 
	 
	 

	Robert Chai-Onn
	 
	Howard B. Schiller

	 
	 
	 

	Name of director (please print)
	 
	Name of director (please print)

    

19

	
			
	Consented to by:
	 
	 

	GOLDMAN SACHS LENDING PARTNERS LLC

	As Administrative Agent and Collateral Agent

	By:  /s/ Robert Ehudin                     
	 

	Authorized Signatory
	 

20

SCHEDULE A 
TO JOINDER AGREEMENT

	
			
	Name of Lender
	Type of Commitment
	Amount

	GOLDMAN SACHS LENDING PARTNERS LLC
	Series B Tranche B Term Loan Commitment
	$100,000,000

	 
	 
	Total:  $100,000,000.00

21ex10_6.htm

EXHIBIT 10.6

 

 

Execution Version

 

 

 

NOTE ON REDACTED MATERIAL:  SECTIONS UNDER THE HEADINGS “DEFINITIONS”, “NOTICE OF PRODUCTION”, “REFINERY AND SHIPMENT”, “PRICE AND PURCHASE” AND “NOTICES” IN THIS AGREEMENT AND CUSTOMER IDENTIFICATION NUMBERS CONTAINED IN EXHIBIT A HAVE BEEN OMITTED PURSUANT TO A CONFIDENTIAL TREATMENT REQUEST (“REQUEST”) GRYPHON GOLD CORPORATION FILED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (“SEC”) CONCURRENTLY WITH THE FILING OF THE FORM 8-K TO WHICH THIS AGREEMENT IS AN EXHIBIT.  THE OMITTED MATERIAL  HAS BEEN FILED SEPARATELY WITH THE SEC AS PART OF THE REQUEST.  THE PLACE OF OMITTED PROVISIONS ARE INDICATED BELOW AS “*[REDACTED]”. SEVEN PAGES CONTAIN OMITTED PROVISIONS.

 

 

 

 

GOLD AND SILVER SUPPLY AGREEMENT 

 

 

BETWEEN:

 

GRYPHON GOLD CORPORATION

 

BOREALIS MINING COMPANY

 

AND

 

WATERTON GLOBAL VALUE, L.P.

 

 

 

  

  

  

 

DATED AS OF MARCH 20, 2012 

 

 

THIS GOLD AND SILVER SUPPLY AGREEMENT dated as of March 20, 2012,

 

B E T W E E N:

 

 

GRYPHON GOLD CORPORATION, a corporation organized and existing under the laws of the State of Nevada (“Gryphon”),

 

BOREALIS MINING COMPANY, a corporation organized and existing under the laws of the State of Nevada (“Borealis”)

 

(Gryphon and Borealis are hereinafter individually referred to as a “Seller” and collectively referred to as the “Seller”, with the obligations of each Seller under this Agreement applicable to each Seller on a joint and several liability basis);

 

- and -

 

WATERTON GLOBAL VALUE, L.P., a limited partnership organized and existing under the laws of the British Virgin Islands

 

(hereinafter, the “Buyer”)

 

WHEREAS, Borealis is a wholly-owned subsidiary of Gryphon;

 

WHEREAS, Borealis is the lessee or owner of certain unpatented mining claims, unpatented millsite claims, mineral rights and other rights and interests located in Mineral County, Nevada, as further described on Exhibit A attached hereto and incorporated herein (the “Properties”);

 

WHEREAS, each Seller agrees to sell, and the Buyer will have the right to buy, all of the Refined Gold and Refined Silver produced or otherwise originating from the Properties or any portion thereof at the price and on the terms described herein;

 

WHEREAS the Seller and the Buyer have entered into that certain bridge loan agreement dated as of March 20, 2012 (as amended, modified, supplemented, replaced or restated, the “Loan Agreement”);

 

WHEREAS, this Agreement is independent of the Loan Agreement; and

 

 

  

  

  

 

WHEREAS, this Agreement and the agreements and obligations of each Seller hereunder  shall constitute a continuing covenant running with the land for the term set forth herein, which shall survive for the term described herein;

 

NOW THEREFORE THIS AGREEMENT WITNESSES that for good and valuable consideration, the receipt and sufficiency of which are acknowledged by each of the Seller and the Buyer, the Seller and the Buyer agree as follows:

 

	
1.

	
DEFINITIONS

 

In this Agreement the following terms shall, unless otherwise defined, have the following meanings:

 

“Affiliate” means, with respect to a Person, (i) any partner, director, officer, ten percent (10%) or more shareholder, manager, member, employee or managing agent of that Person or that Person’s Affiliates; and (ii) any other Person (A) that directly or indirectly through one or more intermediaries, controls or is controlled by, or is under common control with, that Person; (B) that directly or indirectly owns or holds (legally or beneficially) 10% or more of any class of voting stock or partnership, membership or other voting interest of that Person; or (C) 10% or more of the voting stock or partnership, membership or other voting interest of which is directly or indirectly owned or held (legally or beneficially) by that Person;

 

“Agreement”, “this Agreement”, “hereto”, “hereby”, “hereunder”, “hereof”, “herein” and similar expressions refer to this gold and silver supply agreement and not to any particular Article, section, subsection, paragraph, clause, subdivision or other portion hereof, and includes all amendments, modifications, supplements, extensions and replacements and any and every supplemental Agreement; and the expressions “Article”, “Section”, “subsection” and “paragraph” followed by a number mean and refer to the specified Article, section, subsection or paragraph of this Agreement;

 

“Alternative Debt Financing” has the meaning set out in Section 14.4 of this Agreement;

 

“Applicable Discount” means, with respect to all ounces of Refined Gold and Refined Silver sold to the Buyer pursuant to this Agreement: *[REDACTED];

 

“Applicable Law” means, at any time, with respect to any Person, property, transaction, event or other matter, as applicable, all laws, rules, statutes, regulations, treaties, orders, judgments and decrees, and all official requests, directives, rules, guidelines, orders, policies, practices and other requirements of any Governmental Authority relating or applicable at such time to such Person, property, transaction, event or other matter, and also includes any interpretation thereof by any Person having jurisdiction over it or charged with its administration or interpretation;

 

“Applicable LBMA Price” means: *[REDACTED];

 

“Authorization” means any authorization, consent, approval, resolution, licence, exemption, filing, notarization or registration;

 

“Business Day” means any day (other than Saturday or Sunday) when banks are open for general business in Toronto, Ontario;

 

 

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“Buyer’s Account” has the meaning set out in Section 4.2 of this Agreement;

 

“Encumbrances” means any and all liens, charges, mortgages, hypothecs, encumbrances, pledges, security interests, prior claims, royalties, taxes, proxies, preferential rights, options and third party rights or any other encumbrances of any nature whatsoever, whether registered or unregistered;

 

“Environmental Laws” means all federal, provincial, state, municipal, county, local and other laws, statutes, codes, ordinances, by-laws, rules, regulations, policies, guidelines, certificates, approvals, permits, consents, directions, standards, judgments, orders and other Authorizations, as well as common law, civil laws and other jurisprudence or authority, in each case, domestic or foreign, having the force of law at any time relating in whole or in part to any Environmental Matters and any permit, order, directions, certificate, approval, consent, registration, licence or other Authorization of any kind held or required to be held in connection with any Environmental Matters;

 

“Environmental Matters” means:

 

	
(a)

	
any condition, any activity, or substance, heat, energy, sound, vibration, radiation or odor that may affect any component of the earth and its surrounding atmosphere or affect human health or any plant, animal or other living organism; and

 

	
(b)

	
any waste, toxic substance, contaminant or dangerous good or the deposit, release or discharge of any thereof into any component of the earth and its surrounding atmosphere;

 

“Generally Accepted Accounting Principles” means generally accepted accounting principles in the United States of America, consistently applied;

 

“Governmental Authority” means the government of any nation and any state, provincial, territorial, divisional, county, regional, city and other political subdivision thereof, any tribal, aboriginal or native government or corporation, and any union or commonwealth of multiple countries, such as the European Union, in each case in which any property of Seller is located or which exercises valid jurisdiction over any such property or Person, or in which the Seller conducts business or is otherwise present, and any entity, court, arbitrator or board of arbitrators, agency, department, commission, board, bureau, regulatory authority or instrumentality of any of them exercising executive, legislative, judicial, regulatory or administrative functions that exercises jurisdiction over Seller or its properties or assets, including the Properties, and any securities exchange or securities regulatory authority to which Seller is subject;

 

“Indemnified Parties” has the meaning set out in Section 18.5 of this Agreement;

 

“knowledge” means, in respect of any Person, such knowledge after due and diligent inquiry;

 

“LBMA” means the London Bullion Market Association;

 

“London Good Delivery Bars” means gold or silver bars which are defined in and meet the standards and specifications of the LBMA;

 

 

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“Material Adverse Effect” means, when used with reference to any event or circumstance, any event or circumstance which has, had, or could reasonably be expected to have:

 

	
(a)

	
a material adverse effect on any of the business, operations, results of operations, assets, liabilities, condition (financial or otherwise) or prospects of the Properties or the Seller; or

 

	
(b)

	
a material adverse effect on the ability of the Seller to perform any obligation under this Agreement;

 

“Mining Assets” means all material assets and equipment owned, leased or used in the mining operations conducted on or at the Properties and, for greater certainty, includes the Mining Rights;

 

“Mining Rights” means all surface, subsurface, mineral and other real property rights, concessions and interests, including, without limitation, all fee interests, patented mining claims, unpatented mining claims, unpatented millsites, leasehold interests, option rights, mining concessions, mineral rights or participating interests or other property or proprietary interests or rights, and all related, associated or appurtenant rights and interests, in respect of the Properties;

 

“ounce” means troy ounce;

 

“Person” means any individual, partnership, limited partnership, limited liability company, joint venture, syndicate, sole proprietorship, company, corporation or other similar entity howsoever designated, with or without share capital, body corporate, unincorporated association, trust, trustee, executor, administrator or other legal personal representative, government or Governmental Authority or entity, however designated or constituted;

 

“Pricing Date” has the meaning set out in Section 3.2 of this Agreement;

 

“Production Notice” has the meaning set out in Section 3.2 of this Agreement;

 

“Purchase Notice” has the meaning set out in Section 3.2 of this Agreement;

 

“Properly Contested” means, with respect to any obligation of the Seller, (a) the obligation is subject to a bona fide dispute regarding the amount or the Seller’s liability to pay, (b) the obligation is being properly contested in good faith by appropriate proceedings promptly instituted and diligently pursued, (c) appropriate reserves have been established in accordance with Generally Accepted Accounting Principles, (d) non-payment could not reasonably be expected to have a Material Adverse Effect, nor result in forfeiture or sale of any assets of the Seller, and (e) no Encumbrance is imposed on any assets of the Seller;

 

“Properties” has the meaning set out in the Recitals to this Agreement, and for the purpose of certainty, the Properties includes the Mining Rights and shall include any re-staking or relocation of any unpatented claims in the same area and the addition of any adjacent or appurtenant unpatented claims, leasehold interests, patented claims, fee property or other real property interests;

 

“Purchase Price” has the meaning set out in Section 6.1 of this Agreement;

 

 

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“Refined Gold” means all and any refined gold bullion produced, derived or resulting from Unrefined Gold originating from the Properties or any portion thereof;

 

“Refined Silver” means all and any refined silver bullion produced, derived or resulting from Unrefined Silver originating from the Properties or any portion thereof;

 

“Refinery” means the refinery as determined from time to time pursuant to Section 4.1 of this Agreement;

 

“Security Interest” means any security interest, assignment by way of security, mortgage, deed of trust, charge (whether fixed or floating), hypothec, deposit arrangement, pledge, lien, royalty, encumbrance, preference, priority or other security interest or preferential arrangement of any kind or nature whatsoever (including any conditional sale or other title retention agreement, and any financing lease having substantially the same economic effect as any of the foregoing);

 

“Seller” means, individually and collectively, Gryphon Gold Corporation, a corporation organized and existing under the laws of the State of Nevada; Borealis Mining Company, a corporation organized and existing under the laws of the State of Nevada; and each of their respective successors and permitted assigns;

 

“Seller’s Account” means one or more nominated bank accounts as may be agreed to by the Buyer and the Seller;

 

“Term” has the meaning set out in Section 13.1 of this Agreement;

 

“Threshold Date” means the date that is three (3) years after the date on which the Loan Agreement and all amounts and obligations owing thereunder have been indefeasibly repaid in full;

 

“Transfer” when used as a verb, means to sell, grant, assign, convey, encumber, hypothecate, pledge or otherwise transfer or dispose of or commit to transfer or dispose of, directly or indirectly, including, without limitation, through mergers, arrangements, amalgamations, consolidations, asset sales, spin-out transactions or otherwise. When used as a noun, “Transfer” means a sale, transfer, grant, assignment, conveyance, pledge or disposal or the commitment to do any of the foregoing, directly or indirectly, including, without limitation, through mergers, arrangements, amalgamations, consolidations, asset sale, spin-out transaction or otherwise;

 

“U.S. Dollars” means the currency of the United States of America;

 

“Unrefined Gold” means raw or crushed ore, concentrate, doré and/or other unrefined gold; and

 

“Unrefined Silver” means ore, concentrate, doré and/or other unrefined silver.

 

 

5

  

  

 

	
2.

	
SALE AND PURCHASE

 

	
2.1

	
Each Seller hereby agrees to sell, and the Buyer hereby has the right to purchase, all Refined Gold and all Refined Silver at the Purchase Price and otherwise subject to the terms and conditions of this Agreement.

 

	
3.

	
NOTICE OF PRODUCTION

 

	
3.1

	
The Seller shall provide the Buyer with a written, bi-weekly notice of its estimated then-current mining activities and gold and silver production and inventory levels with respect to each Property, including (i) tons of material removed from the pit, (ii) tons of material added to heap leach pads, (iii) estimated ounces of gold and ounces of silver on heap leach pads, (iv) estimated ounces of gold and ounces of silver in solution, in ponds and in carbon columns (or other recovery methods), (v) ounces of gold and ounces of silver recovered from leaching, (vi) ounces of gold and ounces of silver in the form of concentrate or doré shipped to a refinery, and (vii) estimated ounces of gold and ounces of silver to be produced from each Property and shipped to a refinery during the forthcoming two-week period, all such actual amounts and estimates to be calculated in accordance with industry standards applied in a reasonable and prudent manner.

 

	
3.2

	
The Seller shall from time to time (subject to the Seller’s obligations under Section 10 hereof) also provide the Buyer with written notice of the actual number of ounces of Refined Gold and Refined Silver produced by the Seller (a “Production Notice”).  Within *[REDACTED] of receipt of the Production Notice, the Buyer shall notify the Seller in writing if the Buyer shall exercise its right to purchase such Refined Gold or Refined Silver (a “Purchase Notice”); *[REDACTED].  The date of such Purchase Notice shall be the “Pricing Date”.  Promptly following the Buyer’s delivery of a Purchase Notice to the Seller, the Seller shall effect delivery of any ounces of Refined Gold or Refined Silver purchased by the Buyer pursuant to this subsection in accordance with Section 5 hereof and the Buyer shall make payment for such ounces in accordance with Section 6 hereof.

 

	
4.

	
REFINERY AND SHIPMENT

 

	
4.1

	
The Seller agrees and undertakes during the Term to promptly process and/or ship to *[REDACTED] or other recognized refinery any and all Unrefined Gold and Unrefined Silver upon such Unrefined Gold or Unrefined Silver being produced, and the Seller shall ship such Unrefined Gold or Unrefined Silver to *[REDACTED] or such other refinery in the vicinity of the Properties as agreed by the Buyer and the Seller from time to time (the “Refinery”) for processing into Refined Gold and Refined Silver, respectively.

 

	
4.2

	
The Seller will ensure that any Refined Gold or Refined Silver produced by the Refinery and purchased by the Buyer from time to time pursuant to Section 3.2 shall be promptly credited to the Buyer’s metals account at *[REDACTED] or as otherwise designated by the Buyer from time to time (with such account, at such institution designated by the Buyer being, the “Buyer’s Account”); for purposes of certainty, such Refined Gold and Refined Silver shall be credited to the Buyer’s Account no later than *[REDACTED] after the Refinery is liable to give possession of the Refined Gold or Refined Silver to the Seller.

 

 

6

  

  

 

	
5.

	
DELIVERY

 

	
5.1

	
The Refined Gold and Refined Silver shall be delivered to the Buyer in the form of London Good Delivery Bars, which shall conform to the stated requirements for good delivery by the LBMA.

 

	
5.2

	
In relation to any Refined Gold or Refined Silver purchased by the Buyer under this Agreement, delivery is deemed to have occurred on the day that the relevant Refined Gold or Refined Silver is credited to the Buyer’s Account, with title to such Refined Gold and Refined Silver being transferred to the Buyer in accordance with Section 8 hereof.

 

	
6.

	
PRICE AND PAYMENT

 

	
6.1

	
The purchase price per ounce for all Refined Gold and Refined Silver purchased by the Buyer shall be equal to: (x) *[REDACTED] (the “Purchase Price”).

 

	
6.2

	
The Buyer will pay for the Refined Gold and the Refined Silver credited to the Buyer’s Account at the Purchase Price from time to time on the Business Day after the Buyer’s Account has been credited with Refined Gold or Refined Silver that meets LBMA good delivery requirements.

 

	
6.3

	
All payments under this Agreement shall be made in U.S. Dollars via wire transfer to the Seller’s Account.

 

	
7.

	
INSPECTION

 

	
7.1

	
The Buyer and its auditors or other representatives shall, upon ten (10) days notice to the Seller and at a reasonable time during regular business hours, have the right to audit the Seller’s accounts, books, records and other information relating to mineral production, including, but not limited to, production of Unrefined Gold and Unrefined Silver, deliveries of Unrefined Gold and Unrefined Silver to the Refinery or any other refinery or purchaser, deliveries of Refined Gold or Refined Silver to the Buyer or any other purchaser and refinery records related to Refined Gold and Refined Silver.

 

	
7.2

	
If such audit determines that there has been a deficiency in any delivery of Refined Gold or Refined Silver made to the Buyer, such deficiency will be resolved by adjusting the next delivery due hereunder.

 

	
7.3

	
The Buyer will pay all the costs and expenses of such audit unless a deficiency of 5% or more of the Refined Gold or Refined Silver due is determined to exist, in which case the Seller will pay the costs thereof.

 

	
8.

	
INSURANCE, TITLE AND RISK

 

	
8.1

	
Title and risk on all Refined Gold and Refined Silver shall be transferred to the Buyer from the Seller at the later of (i) the time the relevant Refined Gold or Refined Silver has been credited to the Buyer’s Account, and (ii) the time that the Purchase Price for the relevant Refined Gold or Refined Silver has been credited to the Seller’s Account.  The Seller shall convey and transfer the Refined Gold and Refined Silver to the Lender with good and marketable title thereto, free and clear of all Encumbrances and adverse claims of any nature or description.

 

	
8.2

	
The Seller shall be responsible for all costs and expenses relating to Unrefined Gold, Unrefined Silver, Refined Gold and Refined Silver, including but not limited to mining, crushing, milling, processing, transportation, refining, warehousing, storage, customs, duties, taxes, security, and insurance, accrued, incurred or paid prior to the passing of title and risk as per Section 8.1 above.

 

 

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9.

	
TAXES, TARIFFS AND DUTIES

 

	
9.1

	
All taxes, tariffs, duties, customs, export or import charges and other related costs and expenses arising or incurred in relation to any Unrefined Gold, Unrefined Silver, Refined Gold or Refined Silver prior to the transfer of title and risk of the relevant Refined Gold or Refined Silver to the Buyer in accordance with Section 8.1 shall be borne by the Seller.

 

	
9.2

	
All taxes (including sales, consumption, goods and services, value added and similar taxes arising in connection with the purchase and sale of Refined Gold and Refined Silver), tariffs, duties, customs, export or import charges and other related costs and expenses arising or incurred in relation to any Refined Gold and Refined Silver after the transfer of title and risk of such Refined Gold and Refined Silver to the Buyer in accordance with Section 8.1 shall be borne by the Buyer.

 

	
10.

	
WARRANTY

 

	
10.1

	
The Seller undertakes, warrants and agrees:

 

	
(a)

	
not to sell, transfer, assign, convey or deliver any Refined Gold, Refined Silver, Unrefined Gold or Unrefined Silver originating from any Property or any portion thereof to any Person other than the Buyer, other than Refined Gold or Refined Silver in respect of which the Buyer has not delivered a Purchase Notice;

 

	
(b)

	
to deliver forthwith all Unrefined Gold and Unrefined Silver originating from the Properties to the Refinery, promptly upon production of the same, and to cause the Unrefined Gold and Unrefined Silver to be processed and refined to Refined Gold and Refined Silver, respectively, forthwith upon receipt;

 

	
(c)

	
to sell to the Buyer all Refined Gold and Refined Silver resulting from Unrefined Gold and Unrefined Silver that is severed from the Properties or any portion thereof during the Term;

 

	
(d)

	
to convey and properly transfer to the Buyer all legal and beneficial right, title and interest in and to all Refined Gold and Refined Silver delivered to the Buyer, with good and marketable title thereto;

 

	
(e)

	
that all Refined Gold and Refined Silver delivered to the Buyer shall be free and clear of any and all Encumbrances and adverse claims of any nature or description; and

 

	
(f)

	
that all Refined Gold and Refined Silver delivered to the Buyer shall meet the standards and specifications of the LBMA.

 

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11.

	
REPRESENTATIONS AND WARRANTIES OF THE SELLER

 

	
11.1

	
Each Seller hereby represents and warrants to the Buyer that the representations and warranties of the Borrower set out in the Loan Agreement are true and correct in all material respects, and each Seller hereby makes the representations and warranties set out in the Loan Agreement, mutatis mutandis, as if each such representation and warranty was set forth herein and originally made by such Seller herein.

 

	
11.2

	
The Seller further agrees that:

 

	
(a)

	
such representations and warranties are incorporated herein by reference and form an integral part of this Agreement; and

 

	
(b)

	
the Buyer has the benefit of such representations and warranties as though they were contained in this Agreement.

 

	
12.

	
COVENANTS OF THE SELLER

 

	
12.1

	
The Seller covenants with the Buyer as follows:

 

	
(a)

	
the Seller will at all times maintain its corporate existence, obtain and maintain all Authorizations required or necessary in connection with its business, the Properties and to carry on and conduct its business in a reasonably proper and efficient manner;

 

	
(b)

	
the Seller will keep or cause to be kept proper books of account and make or cause to be made therein true and complete entries of all of its dealings and transactions in relation to its business in accordance with Generally Accepted Accounting Principles, and at all reasonable times it will furnish or cause to be furnished to the Buyer or its duly authorized agent or attorney such information relating to its operations as the Buyer may reasonably request and such books of account shall be open for inspection by the Buyer or such agent or attorney upon reasonable request;

 

	
(c)

	
the Seller will duly and punctually perform and carry out all of the covenants and acts or things to be done by it as provided in this Agreement;

 

	
(d)

	
the Seller will obtain and maintain all required governmental Authorizations, approvals, licences and permits and third party approvals and consents for development and operation of the Properties, including but not limited to all Authorizations required under Environmental Laws;

 

	
(e)

	
if and to the extent that the Seller is prevented or prohibited from carrying on any of its mining activities in respect of the Properties by virtue of any action, rule, decision or restriction imposed by a Governmental Authority, the Seller will diligently and in good faith pursue all commercially reasonable remedies in compliance with all Applicable Laws and as the Buyer may reasonably require from time to time;

 

	
(f)

	
the Seller will comply in all respects with all Applicable Law, including Environmental Laws;

 

 

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(g)

	
the Seller will operate in such manner so as to not give rise to liabilities under any Environmental Laws (including reclamation obligations) and to avoid a Material Adverse Effect;

 

	
(h)

	
the Seller will maintain policies of insurance with responsible carriers and in such amounts and covering such risks as are usually carried by companies engaged in similar businesses and owning similar properties in the same general areas in which the Seller operates;

 

	
(i)

	
the Seller will promptly notify the Buyer in writing upon becoming aware of: (i) any material suit, proceeding or governmental investigation pending or, to the Seller’s knowledge, threatened or any notification of any challenge to the validity of any Authorization, relating to the Seller, the Properties or any of the Mining Assets, (ii) any force majeure event under any document relating to the Properties, and (iii) any suit, proceeding, demand, claim or governmental investigation or communication pending or threatened against it;

 

	
(j)

	
the Seller will pay and discharge or cause to be paid and discharged, promptly when due, all taxes, assessments and governmental charges or levies imposed upon it or in respect of any of its property or assets, or upon the income or profits therefrom as well as all claims of any kind (including claims for labor, materials, supplies and rent) which, if unpaid, might become a Security Interest thereupon; provided however, that it shall not be required to pay or cause to be paid any such tax, assessment, charge, levy or claim being Properly Contested;

 

	
(k)

	
the Seller will maintain all unpatented mining claims included as part of the Properties in accordance with Applicable Laws and the Seller will cause all necessary and proper commercially reasonable steps to be taken diligently to protect and defend the Properties and the Mining Assets against any adverse claim or demand, including without limitation, the employment or use of counsel for the prosecution or defense of litigation and the contest, settlement, release or discharge of any such claim or demand; and

 

	
(l)

	
the Seller hereby covenants and agrees with the Buyer that, except with the prior written consent of the Buyer, it will not enter into or become party or subject to any dissolution, winding-up or similar transaction or proceeding.

 

	
13.

	
TERM AND TERMINATION

 

	
13.1

	
Subject to Section 15.1, this Agreement shall remain in full force and effect from the date hereof and shall continue to and until the date on which the Buyer, acting reasonably, has determined that all planned and potential mining operations with respect to the Properties have been completed and performed, the mineral potential of the Properties has been exhausted, and the owner and/or operator of the Properties has permanently ceased mining operations with respect thereto (the “Term”); provided, that if the Buyer elects not to enter into a senior secured credit facility substantially in accordance with the gold stream debt facility term sheet dated February 21, 2012 (the “Term Sheet”) with the Seller after the Seller has accepted such facility and has satisfied the conditions precedent thereto (which shall be as reflected in the Term Sheet, and which shall include the delivery of a satisfactory title report with respect to the Properties) to the satisfaction of the Buyer, then this Agreement shall terminate.

 

 

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For greater certainty, delays in placing the Properties into commercial production, placing the Properties on a care and maintenance status, the suspension of operations, in whole or in part, or other delays in production or periods of inactivity, for any period of time and from time to time, whether due to a Force Majeure Event, economic factors, delays or suspension of operations due to Applicable Law or actions of Governmental Authorities, or otherwise, shall not toll this Agreement, require the Buyer to determine that mining operations have ceased, or otherwise result in the termination of this Agreement, and the Term shall be extended by an equivalent number of days during which the Properties was on a care and maintenance status, suspension of operations, subject to a Force Majeure event or other suspension for whatever reason. Each party shall have the right, by providing thirty (30) days prior written notice to the other party, to terminate this Agreement if the other party commits a material breach of any of the terms and conditions of the Agreement and fails to rectify such breach within thirty (30) days following its receipt of such notice of breach from the non-breaching party.  Any such termination shall be without prejudice to any rights accrued or duties arising prior to termination.

 

	
14.

	
TRANSFERS

 

	
14.1

	
The Seller agrees not to directly or indirectly Transfer or enter into any agreement to directly or indirectly Transfer the Properties, the Mining Rights or any portion thereof or any right therein, except expressly subject to the satisfaction of all conditions set forth in this Section 14.  Any Transfer or purported Transfer that does not comply with this Section 14 shall be void ab initio. The Seller shall be permitted to Transfer, directly or indirectly, in whole or in part: (i) the Properties, including the Mining Rights or any portion thereof or any right therein; or (ii) its rights and obligations under this Agreement, in each case only so long as the following conditions precedent set forth below are satisfied.  If such conditions are satisfied in respect of a Transfer that constitutes a Transfer to a bona fide third party purchaser of the applicable part or parts of the Mining Rights (and not to a mortgagee, chargeholder, encumbrancer or surviving company after completion of a merger, arrangement, consolidation or spin-out transaction), the Seller shall be released from its obligations under this Agreement upon the completion of such Transfer.  The conditions precedent are as follows:

 

	
(a)

	
the Seller shall provide the Buyer with at least 30 days prior written notice of its intent to Transfer;

 

	
(b)

	
any purchaser, merged company, transferee, successor or assignee shall, as a condition precedent to the Transfer, agree in writing in favour of the Buyer (in form and content satisfactory to the Buyer in its sole discretion) to abide by and be bound by this Agreement and all terms, obligations and covenants contained herein;

 

	
(c)

	
any purchaser, merged company, transferee, successor or assignee shall, in the reasonable judgment of the Buyer, have the financial capability and commitment to advance or continue the operation and development of the Properties and shall otherwise be capable of performing the obligations of the Seller under this Agreement;

 

 

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(d)

	
the Buyer, in its judgment in its sole discretion, shall not, as a result of such Transfer, suffer or be reasonably likely to suffer a material adverse effect in relation to the transactions set forth in this Agreement; and

 

	
(e)

	
any transferee that is a mortgagee, chargeholder or encumbrancer agrees to obtain an agreement in writing in favour of the Buyer from any subsequent purchaser or transferee of such mortgagee, chargeholder or encumbrancer that such subsequent mortgagee, chargeholder or encumbrancer will be bound by the terms of the Agreement, as applicable and to the extent possible.

 

	
14.2

	
The Seller may relinquish, surrender, abandon or terminate all or any part of the Mining Rights if the Seller reasonably determines that the cost of maintaining such relinquished, surrendered, abandoned or terminated Mining Rights is not justified.  If the Seller acquires, reacquires, restakes or relocates any Mining Rights that cover or relate to or are contiguous with or appurtenant to any portion of the Properties that was released, surrendered, abandoned, terminated, lapsed or relinquished, this Agreement shall apply fully to such acquired, reacquired, restaked or relocated portion.

 

	
14.3

	
The Seller may enter into a joint venture with another Person or Persons with respect to the Properties provided that:

 

	
(a)

	
the Seller shall provide the Buyer with at least 30 days prior written notice of its intent to enter into a joint venture in respect of the Properties;

 

	
(b)

	
the Seller retains at least a 50% undivided interest in the Properties;

 

	
(c)

	
the Seller is at all times the operator of the Properties;

 

	
(d)

	
each joint venture counterparty agrees to sell any and all Refined Gold and Refined Silver attributable to it to the Buyer pursuant to the terms of this Agreement; and

 

	
(e)

	
each joint venture participant agrees in a document, or documents, acceptable to the Buyer, acting reasonably, with the Seller, the Buyer and any other joint venture participant to assume on a joint and several basis with the Seller all of the obligations and duties under this Agreement.

 

	
14.4

	
Prior to the Threshold Date, without the Buyer’s prior written consent, the Seller shall not enter into any alternative debt financing arrangement (an “Alternative Debt Financing”) whereby the Seller agrees to deliver to the provider of such financing any Refined Gold, Refined Silver, Unrefined Gold or Unrefined Silver, or assign or otherwise convey any right to receive the proceeds or income therefrom.  After the Threshold Date, in the event the Seller enters into an Alternative Debt Financing arrangement, the Buyer agrees to reasonably negotiate the amendment of this Agreement in order to accommodate (and not contradict) the terms and conditions of such Alternative Debt Financing.

 

	
15.

	
FORCE MAJEURE

 

	
15.1

	
To the extent that a failure to perform any of the obligations under this Agreement is caused by the occurrence of a Force Majeure Event, the Seller shall immediately

 

 

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notify the Buyer in writing and no default shall arise under this Agreement by reason of any failure of Seller to perform, or any delay in the performance of, any of its obligations under and in accordance with this Agreement to the extent that such failure to perform or delay in performance is caused by the occurrence of a Force Majeure Event.  For purposes of this Agreement, “Force Majeure Event” means an act of God, riots, terrorism, acts of war, epidemics, governmental action or judicial order, earthquakes, or any other similar causes. The Term of this Agreement and Seller’s performance times under this Agreement shall be extended for a period of time equivalent to the time lost because of any delay that is excusable under this Section.

 

	
15.2

	
The Seller shall give prompt written notice to the Buyer once the cause of such Force Majeure has been resolved.

 

	
15.3

	
It is understood that once the Force Majeure is lifted, the Seller will thereafter be required to fulfill its obligations under this Agreement in respect of any shipments taking place after the lifting of the Force Majeure.

 

	
16.

	
NOTICES

 

	
16.1

	
Any notice to the Seller under the provisions of this Agreement shall be valid and effective if delivered personally, by courier or by facsimile transmission to or, if given by registered mail, postage prepaid, addressed to, the Seller at: *[REDACTED], and shall be deemed to have been given on the date of delivery personally or by facsimile transmission if so delivered prior to 5:00 pm. (Toronto time) on a Business Day and otherwise on the next Business Day or on the third Business Day after such letter has been mailed, as the case may be.  The Seller may from time to time notify the Buyer of a change in address which thereafter, until changed by further notice, shall be the address of the Seller for all purposes of this Agreement.

 

	
16.2

	
Any notice to the Buyer under the provisions of this Agreement shall be valid and effective if delivered personally, by courier or by facsimile transmission to or, if given by registered mail, postage prepaid, addressed to the Buyer at its principal office at *[REDACTED], and shall be deemed to have been given on the date of delivery personally or by facsimile transmission if so delivered prior to 5:00 p.m. (Toronto time) on a Business Day and otherwise on the next Business Day or on the third Business Day after such letter has been mailed, as the case may be.  The Buyer may from time to time notify the Seller of a change in address which thereafter, until changed by further notice, shall be the address of the Buyer for all purposes of this Agreement.

 

	
16.3

	
Any notice provided for in this Agreement may be waived in writing by the party entitled to receive such notice, either before or after the event, and such waiver shall be the equivalent of such notice.

 

	
17.

	
BINDING EFFECT; COVENANT RUNNING WITH THE LAND

 

	
17.1

	
The parties hereto acknowledge and agree that, subject to applicable law, this Gold and Silver Supply Agreement and the covenants, terms, and conditions herein contained shall constitute continuing “covenants running with the land” and that the performance of the provisions under this Agreement remain an obligation not only for

 

 

13

  

  

 

 

	
 

	
the current owner, title holder, claim holder, concession holder or licencee but also of any and all Persons who subsequently acquire or receive all or any interest in the Properties and the Mining Rights.

 

	
17.2

	
Accordingly, the Seller shall at or before the execution of this Agreement deliver to the Buyer and/or the Buyer's lawyers all such documents as may be necessary to permit the Buyer to register and record this Agreement against title to the Properties. Legal counsel for the Seller shall assist the Buyer and/or its counsel in preparing and filing and such documents.  The parties agree that the Buyer may, and shall, record this Agreement (or a memorandum or short form of this Agreement) in the official records of the applicable county.

 

	
18.

	
GENERAL

 

	
18.1

	
This Agreement embodies the final, entire agreement between the parties hereto in respect of the matters described herein and supersede any and all prior commitments, agreements, representations, and understandings, whether written or oral, relating to the subject matter hereof and may not be contradicted or varied by evidence of prior, contemporaneous, or subsequent oral agreements or discussions of the parties hereto.  There are no oral agreements among the parties hereto.

 

	
18.2

	
No amendment, modification, termination or waiver of any provision of this Agreement, or consent to any departure therefrom or any of the terms, conditions, or provisions thereof, shall be effective unless the same shall be in writing and signed by each of the parties hereto.  Each amendment, modification, termination or waiver shall be effective only in the specific instance and for the specific purpose for which it was given.

 

	
18.3

	
This Agreement may be executed in any number of counterparts and by the parties on different counterparts, but shall not be effective until each party has executed at least one counterpart.  Each counterpart shall constitute an original of this Agreement but all the counterparts shall together constitute one and the same Agreement.  This Agreement may be validly executed and delivered by facsimile, portable document format (.pdf) or other electronic transmission, and delivery of an executed counterpart of a signature page to this Agreement by facsimile, portable document format (.pdf) or other electronic delivery (including e-mail) shall be as effective and binding as delivery of a manually executed counterpart thereof.

 

	
18.4

	
Time is of the essence of this Agreement.

 

	
18.5

	
In consideration for the Buyer entering into this Agreement, each Seller agrees to indemnify, save harmless and defend the Buyer and its respective Affiliates, partners, officers, directors, employees, agents and controlling persons (the “Indemnified Parties”, and individually each, an “Indemnified Party”) each of the Indemnified Parties from and against any and all losses, claims, actions, suits, proceedings, damages, liabilities, taxes, obligations, penalties, fines, charges, disbursements, payments or expenses of whatsoever nature or kind including the aggregate amount paid in reasonable settlement of any of the foregoing and the reasonable fees, disbursements and taxes of their counsel in connection with any of the foregoing to which an Indemnified Party may become subject or otherwise involved in any capacity insofar as they relate to, are caused by, result from, arise out

 

 

14

  

  

 

	
 

	
of or are based upon, directly or indirectly, this Agreement, the transactions contemplated hereby, the Properties (or any portion thereof) or the business or operations of any Seller, except to the extent that any losses, expenses, claims, actions, damages or liabilities incurred by the Indemnified Party are determined by a court of competent jurisdiction to have resulted primarily from the gross negligence, wilful misconduct or fraud of such Indemnified Party.

 

	
18.6

	
The Seller shall obtain and use commercially reasonable efforts to maintain and keep in good standing all mining claims, governmental permits and licenses, as the case may be, which are necessary for the performance of the Seller’s obligations under this Agreement.

 

	
18.7

	
Each of the rights and remedies of the Buyer under this Agreement is without prejudice to any other right or remedy that the Buyer may have whether under this Agreement or otherwise.

 

	
18.8

	
If any provision of this Agreement is found by any court, tribunal or administrative body of competent jurisdiction to be wholly or partly illegal, invalid, void, voidable, unenforceable or unreasonable it shall, to the extent of such illegality, invalidity, voidness, voidability, unenforceability or unreasonableness, be deemed severable and the remaining provisions of this Agreement and the remainder of such provision shall continue in full force and effect.

 

	
18.9

	
Failure or delay by the Buyer in enforcing or partially enforcing any provision of this Agreement shall not be construed as a waiver of any of its rights under this Agreement.

 

	
18.10

	
The Seller agrees to pay on demand all reasonable costs and expenses of the Buyer in connection with the negotiation, preparation, execution, and delivery of this Agreement and the other documents and Instruments to be delivered hereunder, including, without limitation the reasonable fees and expenses of legal counsel and all other out-of-pocket expenses of the Buyer.

 

	
18.11

	
Any waiver of the Buyer of any breach of, or default under, any provision of this Agreement by the Seller shall not be deemed a waiver of any subsequent breach or default and shall in no way affect the other terms of this Agreement.

 

	
18.12

	
This Agreement and all its provisions shall be binding upon and inure to the benefit of the successors and assigns of the respective parties hereto; provided, that the Seller shall not Transfer this Agreement except in accordance with Section 14.  The Buyer may, at any time, without the consent of the Seller, transfer or assign to its respective successors and Affiliates all or any part of this Agreement.

 

	
18.13

	
Nothing contained in this Agreement shall be deemed to constitute either party the partner or joint venturer of the other.  It is not the intention of the parties to create, nor shall this Agreement be construed to create, any mining partnership, commercial partnership or other partnership, joint venture or fiduciary relationship.

 

	
18.14

	
The Sellers are engaged in related businesses and are integrated to such an extent that the financial strength and flexibility of each Seller has a direct, tangible and immediate impact on the success of the other Sellers.  Each Seller shall cause the

 

 

15

  

  

 

	
 

	
other Sellers to perform the obligations under this Agreement and each Seller hereby irrevocably guarantees the performance of the obligations under this Agreement by the other Sellers.  Each Seller waives any right to revoke, terminate or suspend its guarantee granted hereby and acknowledges that it entered into such guarantee in contemplation of the benefits that it would receive.

 

	
18.15

	
The Seller agrees to execute, acknowledge, notarize and deliver to the Buyer such other and further agreements, documents, certificates and instruments and do or cause to be done such other acts as the Buyer reasonably determines to be necessary or desirable to effect the intent of the parties to this Agreement or otherwise to protect and preserve the interests of the Buyer hereunder.

 

	
19.

	
RULE AGAINST PERPETUITIES

 

	
19.1

	
In the event that a court of competent jurisdiction determines that the term or any other provision of this Agreement violates the rule against perpetuities, then the term of this Agreement shall automatically be revised and reformed to coincide with the maximum term permitted by the rule against perpetuities, or such other provisions shall automatically be revised and reformed as necessary to comply with the rule against perpetuities, and this Agreement shall not be terminated solely as a result of a violation of the rule against perpetuities.

 

	
20.

	
RIGHTS OF SET-OFF

 

	
20.1

	
Each party shall have the right to set-off and apply any and all cash payment obligations at any time owing by one party to or for the credit or the account of the other party against any and all cash payment obligations owing by such party, whether arising under this Agreement or the Loan Agreement.  Prior to exercising any right of set-off, a party desiring to apply the right of set-off provided  by this Agreement shall first provide written notification to the other party, whereupon the parties shall mutually agree as to the calculation and application of any such set-off prior to applying any such set-off rights arising under this Agreement.  Each party hereby expressly authorizes the other party to so set-off and apply any and all such amounts, only so long as such party has complied with the provisions hereof.  The right of set-off provided by this paragraph is in addition to, and not in limitation or derogation of, any and all other rights and remedies of each party, whether under this Agreement, the Loan Agreement or otherwise.

 

	
21.

	
GOVERNING LAW AND JURISDICTION

 

	
21.1

	
This Agreement shall be governed by, construed and enforced in accordance with the laws of the State of Nevada and shall be treated in all respects as a Nevada contract.  The parties hereby irrevocably attorn to the non-exclusive jurisdiction of the courts of the State of Nevada.  Each party hereby irrevocably and unconditionally waives, to the fullest extent it may legally and effectively do so, any objection which it may now or hereafter have to the laying of venue of any suit, action or proceeding arising out of or relating to this Agreement in any court in the State of Nevada.  Each of the parties hereto hereby irrevocably waives, to the fullest extent permitted by law, any forum non conveniens defence to the maintenance of such action or proceeding in any such court.  Nothing in this Agreement will affect the right of any party to this Agreement to serve process in any other manner permitted by law.

 

 

16

  

  

 

 

remainder of this page intentionally blank

 

 

 

17

  

  

 

 

IN WITNESS WHEREOF the parties hereto have executed this Agreement under the hands of their proper officers duly authorized in that behalf as of the date first above written.

 

GRYPHON GOLD CORPORATION

 

	By:	 
	 	Name:	 
	 	Title:	 

 

 

BOREALIS MINING COMPANY

 

	By:	 
	 	Name:	 
	 	Title:	 

 

 

WATERTON GLOBAL VALUE, L.P.,

by its Investment Manager, ALTITUDE MANAGEMENT LIMITED

 

	By:	 
	 	Authorized Signing Officer

 

 

 

[Signature Page to Gold and Silver Supply Agreement]

 

 

18

  

  

 

 

Exhibit A

 

To

 

Gold and Silver Supply Agreement

 

 

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 2 of 17

 

 

Admin State:  NV

   Geo State:  NV

 

  

	
BOREALIS MINING CO

1153 BERGEN PKWY # 290

	 
	EVERGREEN, CO 80439-9501	CUSTOMER ID:  *[REDACTED]

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC850432

	
GPM 1

	
N MC850432

	
ACTIVE

	
NMC850433

	
GPM 2

	
N MC850432

	
ACTIVE

	
NMC850434

	
GPM 3

	
N MC850432

	
ACTIVE

	
NMC850435

	
GPM 4

	
N MC850432

	
ACTIVE

	
NMC850436

	
GPM 5

	
N MC850432

	
ACTIVE

	
NMC850437

	
GPM 6

	
N MC850432

	
ACTIVE

	
NMC850438

	
GPM 7

	
N MC850432

	
ACTIVE

	
NMC850439

	
GPM 8

	
N MC850432

	
ACTIVE

	
NMC850440

	
GPM 9

	
N MC850432

	
ACTIVE

	
NMC850441

	
GPM 10

	
N MC850432

	
ACTIVE

	
NMC850442

	
GPM 11

	
N MC850432

	
ACTIVE

	
NMC850443

	
GPM 12

	
N MC850432

	
ACTIVE

	
NMC850444

	
GPM 13

	
N MC850432

	
ACTIVE

	
NMC850445

	
GPM 14

	
N MC850432

	
ACTIVE

	
NMC850446

	
GPM 15

	
N MC850432

	
ACTIVE

	
NMC850447

	
GPM 16

	
N MC850432

	
ACTIVE

	
NMC850448

	
GPM 17

	
N MC850432

	
ACTIVE

	
NMC850449

	
GPM 18

	
N MC850432

	
ACTIVE

	
NMC850450

	
GPM 19

	
N MC850432

	
ACTIVE

	
NMC850451

	
GPM 20

	
N MC850432

	
ACTIVE

	
NMC850452

	
GPM 21

	
N MC850432

	
ACTIVE

	
NMC850453

	
GPM 22

	
N MC850432

	
ACTIVE

	
NMC850454

	
GPM 23

	
N MC850432

	
ACTIVE

	
NMC850455

	
GPM 24

	
N MC850432

	
ACTIVE

	
NMC850456

	
GPM 25

	
N MC850432

	
ACTIVE

	
NMC850457

	
GPM 26

	
N MC850432

	
ACTIVE

	
NMC850458

	
GPM 27

	
N MC850432

	
ACTIVE

	
NMC850459

	
GPM 28

	
N MC850432

	
ACTIVE

	
NMC850460

	
GPM 29

	
N MC850432

	
ACTIVE

	
NMC850461

	
GPM 30

	
N MC850432

	
ACTIVE

	
NMC850462

	
GPM 31

	
N MC850432

	
ACTIVE

	
NMC850463

	
GPM 32

	
N MC850432

	
ACTIVE

	
NMC850464

	
GPM 33

	
N MC850432

	
ACTIVE

	
NMC850465

	
GPM 34

	
N MC850432

	
ACTIVE

	
NMC850466

	
GPM 35

	
N MC850432

	
ACTIVE

	
NMC850467

	
GPM 36

	
N MC850432

	
ACTIVE

	
NMC850468

	
GPM 37

	
N MC850432

	
ACTIVE

	
NMC850469

	
GPM 38

	
N MC850432

	
ACTIVE

	
NMC850470

	
GPM 39

	
N MC850432

	
ACTIVE

	
NMC850471

	
GPM 40

	
N MC850432

	
ACTIVE

	
NMC850472

	
GPM 41

	
N MC850432

	
ACTIVE

	
NMC850473

	
GPM 42

	
N MC850432

	
ACTIVE

	
NMC850474

	
GPM 43

	
N MC850432

	
ACTIVE

	
NMC850475

	
GPM 44

	
NMC850432

	
ACTIVE

 

 

A-1

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 3 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC850476

	
GPM 45

	
NMC850432

	
ACTIVE

	
NMC850477

	
GPM 46

	
NMC850432

	
ACTIVE

	
NMC850478

	
GPM 47

	
NMC850432

	
ACTIVE

	
NMC850479

	
GPM 48

	
NMC850432

	
ACTIVE

	
NMC850480

	
GPM 49

	
NMC850432

	
ACTIVE

	
NMC850481

	
GPM 50

	
NMC850432

	
ACTIVE

	
NMC850482

	
GPM 51

	
NMC850432

	
ACTIVE

	
NMC850483

	
GPM 52

	
NMC850432

	
ACTIVE

	
NMC850484

	
GPM 53

	
NMC850432

	
ACTIVE

	
NMC850485

	
GG 1

	
NMC850432

	
ACTIVE

	
NMC850486

	
GG 2

	
NMC850432

	
ACTIVE

	
NMC850487

	
GG 3

	
NMC850432

	
ACTIVE

	
NMC850488

	
GG 4

	
NMC850432

	
ACTIVE

	
NMC850489

	
GG 5

	
NMC850432

	
ACTIVE

	
NMC850490

	
GG 6

	
NMC850432

	
ACTIVE

	
NMC850491

	
GG 7

	
NMC850432

	
ACTIVE

	
NMC850492

	
GG 8

	
NMC850432

	
ACTIVE

	
NMC850493

	
GG 9

	
NMC850432

	
ACTIVE

	
NMC850494

	
GG 10

	
NMC850432

	
ACTIVE

	
NMC850495

	
GG 11

	
NMC850432

	
ACTIVE

	
NMC850496

	
GG 12

	
NMC850432

	
ACTIVE

	
NMC850497

	
GG 13

	
NMC850432

	
ACTIVE

	
NMC850498

	
GG 14

	
NMC850432

	
ACTIVE

	
NMC850499

	
GG 15

	
NMC850432

	
ACTIVE

	
NMC850500

	
GG 16

	
NMC850432

	
ACTIVE

	
NMC850501

	
GG 17

	
NMC850432

	
ACTIVE

	
NMC850502

	
GG 18

	
NMC850432

	
ACTIVE

	
NMC850503

	
GG 19

	
NMC850432

	
ACTIVE

	
NMC850504

	
GG 20

	
NMC850432

	
ACTIVE

	
NMC850505

	
GG 21

	
NMC850432

	
ACTIVE

	
NMC850506

	
GG 22

	
NMC850432

	
ACTIVE

	
NMC850507

	
GG 23

	
NMC850432

	
ACTIVE

	
NMC850508

	
GG 24

	
NMC850432

	
ACTIVE

	
NMC850509

	
GG 25

	
NMC850432

	
ACTIVE

	
NMC850510

	
GG 26

	
NMC850432

	
ACTIVE

	
NMC850511

	
GG 27

	
NMC850432

	
ACTIVE

	
NMC850512

	
GG 28

	
NMC850432

	
ACTIVE

	
NMC850513

	
GG 29

	
NMC850432

	
ACTIVE

	
NMC850514

	
GG 30

	
NMC850432

	
ACTIVE

	
NMC850515

	
GG 31

	
NMC850432

	
ACTIVE

	
NMC850516

	
GG 32

	
NMC850432

	
ACTIVE

	
NMC850517

	
GG 33

	
NMC850432

	
ACTIVE

	
NMC850518

	
GG 34

	
NMC850432

	
ACTIVE

	
NMC850519

	
GG 35

	
NMC850432

	
ACTIVE

	
NMC850520

	
GG 36

	
NMC850432

	
ACTIVE

	
NMC850521

	
GG 37

	
NMC850432

	
ACTIVE

	
NMC850522

	
GG 38

	
NMC850432

	
ACTIVE

	
NMC850523

	
GG 39

	
NMC850432

	
ACTIVE

	
NMC850524

	
GG 40

	
NMC850432

	
ACTIVE

	
NMC850525

	
GG 41

	
NMC850432

	
ACTIVE

	
NMC850526

	
GG 42

	
NMC850432

	
ACTIVE

	
NMC850527

	
GG 43

	
NMC850432

	
ACTIVE

 

 

A-2

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 4 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC850528

	
GG 44

	
NMC850432

	
ACTIVE

	
NMC850529

	
GG 45

	
NMC850432

	
ACTIVE

	
NMC850530

	
GG 46

	
NMC850432

	
ACTIVE

	
NMC850531

	
GG 47

	
NMC850432

	
ACTIVE

	
NMC850532

	
GG 48

	
NMC850432

	
ACTIVE

	
NMC850533

	
GG 49

	
NMC850432

	
ACTIVE

	
NMC850534

	
GG 50

	
NMC850432

	
ACTIVE

	
NMC850535

	
GG 51

	
NMC850432

	
ACTIVE

	
NMC850536

	
GG 52

	
NMC850432

	
ACTIVE

	
NMC850537

	
GG 53

	
NMC850432

	
ACTIVE

	
NMC850538

	
GG 54

	
NMC850432

	
ACTIVE

	
NMC850539

	
GG 55

	
NMC850432

	
ACTIVE

	
NMC850540

	
GG 56

	
NMC850432

	
ACTIVE

	
NMC850541

	
GG 57

	
NMC850432

	
ACTIVE

	
NMC856715

	
BORMS #1

	
NMC856715

	
ACTIVE

	
NMC856716

	
BOR 1

	
NMC856715

	
ACTIVE

	
NMC856717

	
BOR 2

	
NMC856715

	
ACTIVE

	
NMC856718

	
BOR 3

	
NMC856715

	
ACTIVE

	
NMC856719

	
BOR 4

	
NMC856715

	
ACTIVE

	
NMC856720

	
BOR 5

	
NMC856715

	
ACTIVE

	
NMC856721

	
BOR 6

	
NMC856715

	
ACTIVE

	
NMC856722

	
BOR 7

	
NMC856715

	
ACTIVE

	
NMC856723

	
BOR 8

	
NMC856715

	
ACTIVE

	
NMC856724

	
BOR 9

	
NMC856715

	
ACTIVE

	
NMC856725

	
BOR 10

	
NMC856715

	
ACTIVE

	
NMC856726

	
BOR 11

	
NMC856715

	
ACTIVE

	
NMC856727

	
BOR 12

	
NMC856715

	
ACTIVE

	
NMC856728

	
BOR 13

	
NMC856715

	
ACTIVE

	
NMC856729

	
BOR 14

	
NMC856715

	
ACTIVE

	
NMC856730

	
BOR 15

	
NMC856715

	
ACTIVE

	
NMC856731

	
BOR 16

	
NMC856715

	
ACTIVE

	
NMC856732

	
BOR 17

	
NMC856715

	
ACTIVE

	
NMC856733

	
BOR 18

	
NMC856715

	
ACTIVE

	
NMC856734

	
BOR 19

	
NMC856715

	
ACTIVE

	
NMC856735

	
BOR 20

	
NMC856715

	
ACTIVE

	
NMC856736

	
BOR 21

	
NMC856715

	
ACTIVE

	
NMC856737

	
BOR 22

	
NMC856715

	
ACTIVE

	
NMC856738

	
BOR 23

	
NMC856715

	
ACTIVE

	
NMC856739

	
BOR 24

	
NMC856715

	
ACTIVE

	
NMC856740

	
BOR 25

	
NMC856715

	
ACTIVE

	
NMC856741

	
BOR 26

	
NMC856715

	
ACTIVE

	
NMC856742

	
BOR 27

	
NMC856715

	
ACTIVE

	
NMC856743

	
BOR 28

	
NMC856715

	
ACTIVE

	
NMC856744

	
BOR 29

	
N MC856715

	
ACTIVE

	
NMC856745

	
BOR 30

	
N MC856715

	
ACTIVE

	
NMC856746

	
BOR 31

	
N MC856715

	
ACTIVE

	
NMC856747

	
BOR 32

	
N MC856715

	
ACTIVE

	
NMC856748

	
BOR 33

	
N MC856715

	
ACTIVE

	
NMC856749

	
BOR 34

	
N MC856715

	
ACTIVE

	
NMC856750

	
BOR 35

	
N MC856715

	
ACTIVE

	
NMC856751

	
BOR 36

	
N MC856715

	
ACTIVE

	
NMC856752

	
BOR 37

	
N MC856715

	
ACTIVE

 

 

A-3

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 5 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC856753

	
BOR 38

	
N MC856715

	
ACTIVE

	
NMC856754

	
BOR 39

	
N MC856715

	
ACTIVE

	
NMC856755

	
BOR 40

	
N MC856715

	
ACTIVE

	
NMC856756

	
BOR 41

	
N MC856715

	
ACTIVE

	
NMC856757

	
BOR 42

	
N MC856715

	
ACTIVE

	
NMC856758

	
BOR 43

	
N MC856715

	
ACTIVE

	
NMC856759

	
BOR 44

	
N MC856715

	
ACTIVE

	
NMC856760

	
BOR 45

	
N MC856715

	
ACTIVE

	
NMC856761

	
BOR 46

	
N MC856715

	
ACTIVE

	
NMC856762

	
BOR 47

	
N MC856715

	
ACTIVE

	
NMC856763

	
BOR 48

	
N MC856715

	
ACTIVE

	
NMC856764

	
BOR 49

	
N MC856715

	
ACTIVE

	
NMC856765

	
BOR 50

	
N MC856715

	
ACTIVE

	
NMC856766

	
BOR 51

	
N MC856715

	
ACTIVE

	
NMC856767

	
BOR 52

	
N MC856715

	
ACTIVE

	
NMC856768

	
BOR 53

	
N MC856715

	
ACTIVE

	
NMC856769

	
BOR 54

	
N MC856715

	
ACTIVE

	
NMC856770

	
BOR 55

	
N MC856715

	
ACTIVE

	
NMC856771

	
BOR 56

	
N MC856715

	
ACTIVE

	
NMC856772

	
BOR 57

	
N MC856715

	
ACTIVE

	
NMC856773

	
BOR 58

	
N MC856715

	
ACTIVE

	
NMC856774

	
BOR 59

	
N MC856715

	
ACTIVE

	
NMC856775

	
BOR 60

	
N MC856715

	
ACTIVE

	
NMC856776

	
BOR 61

	
N MC856715

	
ACTIVE

	
NMC856777

	
BOR 62

	
N MC856715

	
ACTIVE

	
NMC856778

	
BOR 63

	
N MC856715

	
ACTIVE

	
NMC856779

	
BOR 64

	
N MC856715

	
ACTIVE

	
NMC856780

	
BOR 65

	
N MC856715

	
ACTIVE

	
NMC856781

	
BOR 66

	
N MC856715

	
ACTIVE

	
NMC856782

	
BOR 67

	
N MC856715

	
ACTIVE

	
NMC856783

	
BOR 68

	
N MC856715

	
ACTIVE

	
NMC856784

	
BOR 69

	
N MC856715

	
ACTIVE

	
NMC856785

	
BOR 70

	
N MC856715

	
ACTIVE

	
NMC856786

	
BOR 71

	
N MC856715

	
ACTIVE

	
NMC856787

	
BOR 72

	
N MC856715

	
ACTIVE

	
NMC856788

	
BOR 73

	
N MC856715

	
ACTIVE

	
NMC856789

	
BOR 74

	
N MC856715

	
ACTIVE

	
NMC856790

	
BOR 75

	
N MC856715

	
ACTIVE

	
NMC856791

	
BOR 76

	
N MC856715

	
ACTIVE

	
NMC856792

	
BOR 77

	
N MC856715

	
ACTIVE

	
NMC856793

	
BOR 78

	
N MC856715

	
ACTIVE

	
NMC856794

	
BOR 79

	
N MC856715

	
ACTIVE

	
NMC856795

	
BOR 80

	
N MC856715

	
ACTIVE

	
NMC856796

	
BOR 81

	
N MC856715

	
ACTIVE

	
NMC856797

	
BOR 82

	
N MC856715

	
ACTIVE

	
NMC856798

	
BOR 83

	
N MC856715

	
ACTIVE

	
NMC856799

	
BOR 84

	
N MC856715

	
ACTIVE

	
NMC856800

	
BOR 85

	
N MC856715

	
ACTIVE

	
NMC856801

	
BOR 86

	
N MC856715

	
ACTIVE

	
NMC856802

	
BOR 87

	
N MC856715

	
ACTIVE

	
NMC856803

	
BOR 88

	
N MC856715

	
ACTIVE

	
NMC856804

	
BOR 89

	
N MC856715

	
ACTIVE

 

 

A-4

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 6 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC856805

	
BOR 90

	
N MC856715

	
ACTIVE

	
NMC856806

	
BOR 91

	
N MC856715

	
ACTIVE

	
NMC856807

	
BOR 92

	
N MC856715

	
ACTIVE

	
NMC856808

	
BOR 93

	
N MC856715

	
ACTIVE

	
NMC856809

	
BOR 94

	
N MC856715

	
ACTIVE

	
NMC856810

	
BOR 95

	
N MC856715

	
ACTIVE

	
NMC856811

	
BOR 96

	
N MC856715

	
ACTIVE

	
NMC856812

	
BOR 97

	
N MC856715

	
ACTIVE

	
NMC856813

	
BOR 98

	
N MC856715

	
ACTIVE

	
NMC856814

	
BOR 99

	
N MC856715

	
ACTIVE

	
NMC856815

	
BOR 113

	
N MC856715

	
ACTIVE

	
NMC856816

	
BOR 114

	
N MC856715

	
ACTIVE

	
NMC856817

	
BOR 115

	
N MC856715

	
ACTIVE

	
NMC856818

	
BOR 116

	
N MC856715

	
ACTIVE

	
NMC856819

	
BOR 117

	
N MC856715

	
ACTIVE

	
NMC856820

	
BOR 118

	
N MC856715

	
ACTIVE

	
NMC856821

	
BOR 119

	
N MC856715

	
ACTIVE

	
NMC856822

	
BOR 120

	
N MC856715

	
ACTIVE

	
NMC856823

	
BOR 121

	
N MC856715

	
ACTIVE

	
NMC856824

	
BOR 122

	
N MC856715

	
ACTIVE

	
NMC856825

	
BOR 123

	
N MC856715

	
ACTIVE

	
NMC856826

	
BOR 124

	
N MC856715

	
ACTIVE

	
NMC856827

	
BOR 125

	
N MC856715

	
ACTIVE

	
NMC856828

	
BOR 126

	
N MC856715

	
ACTIVE

	
NMC856829

	
BOR 127

	
N MC856715

	
ACTIVE

	
NMC856830

	
BOR 128

	
N MC856715

	
ACTIVE

	
NMC856831

	
BOR 129

	
N MC856715

	
ACTIVE

	
NMC856832

	
BOR 130

	
N MC856715

	
ACTIVE

	
NMC856833

	
BOR 131

	
N MC856715

	
ACTIVE

	
NMC856834

	
BOR 132

	
N MC856715

	
ACTIVE

	
NMC856835

	
BOR 133

	
N MC856715

	
ACTIVE

	
NMC856836

	
BOR 134

	
N MC856715

	
ACTIVE

	
NMC856837

	
BOR 135

	
N MC856715

	
ACTIVE

	
NMC856838

	
BOR 136

	
N MC856715

	
ACTIVE

	
NMC856839

	
BOR 137

	
N MC856715

	
ACTIVE

	
NMC856840

	
BOR 138

	
N MC856715

	
ACTIVE

	
NMC856841

	
BOR 139

	
N MC856715

	
ACTIVE

	
NMC856842

	
BOR 140

	
N MC856715

	
ACTIVE

	
NMC856843

	
BOR 141

	
N MC856715

	
ACTIVE

	
NMC856844

	
BOR 142

	
N MC856715

	
ACTIVE

	
NMC856845

	
BOR 143

	
N MC856715

	
ACTIVE

	
NMC856846

	
BOR 144

	
N MC856715

	
ACTIVE

	
NMC856847

	
BOR 145

	
N MC856715

	
ACTIVE

	
NMC856848

	
BOR 146

	
N MC856715

	
ACTIVE

	
NMC856849

	
BOR 157

	
N MC856715

	
ACTIVE

	
NMC856850

	
BOR 157

	
N MC856715

	
ACTIVE

	
NMC856851

	
BOR 159

	
N MC856715

	
ACTIVE

	
NMC856852

	
BOR 167

	
N MC856715

	
ACTIVE

	
NMC856853

	
BOR 168

	
N MC856715

	
ACTIVE

	
NMC856854

	
BOR 169

	
N MC856715

	
ACTIVE

	
NMC856855

	
BOR 170

	
N MC856715

	
ACTIVE

	
NMC856856

	
BOR 171

	
N MC856715

	
ACTIVE

 

 

A-5

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 7 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC856857

	
BOR 172

	
N MC856715

	
ACTIVE

	
NMC856858

	
BOR 173

	
N MC856715

	
ACTIVE

	
NMC856859

	
BOR 174

	
N MC856715

	
ACTIVE

	
NMC856860

	
BOR 175

	
N MC856715

	
ACTIVE

	
NMC856861

	
BOR 176

	
N MC856715

	
ACTIVE

	
NMC856862

	
BOR 177

	
N MC856715

	
ACTIVE

	
NMC856863

	
BOR 178

	
N MC856715

	
ACTIVE

	
NMC856864

	
BOR 179

	
N MC856715

	
ACTIVE

	
NMC856865

	
BOR 180

	
N MC856715

	
ACTIVE

	
NMC856866

	
BOR 181

	
N MC856715

	
ACTIVE

	
NMC856867

	
BOR 182

	
N MC856715

	
ACTIVE

	
NMC856868

	
BOR 183

	
N MC856715

	
ACTIVE

	
NMC856869

	
BOR 184

	
N MC856715

	
ACTIVE

	
NMC856870

	
BOR 185

	
N MC856715

	
ACTIVE

	
NMC856871

	
BOR 186

	
N MC856715

	
ACTIVE

	
NMC856872

	
BOR 187

	
N MC856715

	
ACTIVE

	
NMC856873

	
BOR 188

	
N MC856715

	
ACTIVE

	
NMC856874

	
BOR 189

	
N MC856715

	
ACTIVE

	
NMC856875

	
BOR 190

	
N MC856715

	
ACTIVE

	
NMC856876

	
BOR 191

	
N MC856715

	
ACTIVE

	
NMC856877

	
BOR 192

	
N MC856715

	
ACTIVE

	
NMC856878

	
BOR 193

	
N MC856715

	
ACTIVE

	
NMC856879

	
BOR 194

	
N MC856715

	
ACTIVE

	
NMC856880

	
BOR 195

	
N MC856715

	
ACTIVE

	
NMC856881

	
BOR 196

	
N MC856715

	
ACTIVE

	
NMC856882

	
BOR 197

	
N MC856715

	
ACTIVE

	
NMC856883

	
BOR 198

	
N MC856715

	
ACTIVE

	
NMC856884

	
BOR 199

	
N MC856715

	
ACTIVE

	
NMC856885

	
BOR 200

	
N MC856715

	
ACTIVE

	
NMC856886

	
BOR 201

	
N MC856715

	
ACTIVE

	
NMC856887

	
BOR 202

	
N MC856715

	
ACTIVE

	
NMC856888

	
BOR 203

	
N MC856715

	
ACTIVE

	
NMC856889

	
BOR 204

	
N MC856715

	
ACTIVE

	
NMC856890

	
BOR 205

	
N MC856715

	
ACTIVE

	
NMC856891

	
BOR 206

	
N MC856715

	
ACTIVE

	
NMC856892

	
BOR 207

	
N MC856715

	
ACTIVE

	
NMC856893

	
BOR 208

	
N MC856715

	
ACTIVE

	
NMC856894

	
BOR 209

	
N MC856715

	
ACTIVE

	
NMC856895

	
BOR 210

	
N MC856715

	
ACTIVE

	
NMC856896

	
BOR 211

	
N MC856715

	
ACTIVE

	
NMC871548

	
BMC 1

	
N MC871548

	
ACTIVE

	
NMC871549

	
BMC 2

	
N MC871548

	
ACTIVE

	
NMC871550

	
BMC 3

	
N MC871548

	
ACTIVE

	
NMC871551

	
BMC 4

	
N MC871548

	
ACTIVE

	
NMC871552

	
BMC 5

	
N MC871548

	
ACTIVE

	
NMC871553

	
BMC 6

	
N MC871548

	
ACTIVE

	
NMC871554

	
BMC 7

	
N MC871548

	
ACTIVE

	
NMC871555

	
BMC 8

	
N MC871548

	
ACTIVE

	
NMC871556

	
BMC 9

	
N MC871548

	
ACTIVE

	
NMC871557

	
BMC 10

	
N MC871548

	
ACTIVE

	
NMC871558

	
BMC 11

	
N MC871548

	
ACTIVE

	
NMC871559

	
BMC 12

	
N MC871548

	
ACTIVE

 

 

A-4

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 8 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC871560

	
BMC 13

	
N MC871548

	
ACTIVE

	
NMC871561

	
BMC 14

	
N MC871548

	
ACTIVE

	
NMC871562

	
BMC 15

	
N MC871548

	
ACTIVE

	
NMC871563

	
BMC 16

	
N MC871548

	
ACTIVE

	
NMC871564

	
BMC 17

	
N MC871548

	
ACTIVE

	
NMC871565

	
BMC 18

	
N MC871548

	
ACTIVE

	
NMC871566

	
BMC 19

	
N MC871548

	
ACTIVE

	
NMC871567

	
BMC 20

	
N MC871548

	
ACTIVE

	
NMC871568

	
BMC 21

	
N MC871548

	
ACTIVE

	
NMC871569

	
BMC 22

	
N MC871548

	
ACTIVE

	
NMC871570

	
BMC 23

	
N MC871548

	
ACTIVE

	
NMC871571

	
BMC 24

	
N MC871548

	
ACTIVE

	
NMC871572

	
BMC 25

	
N MC871548

	
ACTIVE

	
NMC871573

	
BMC 26

	
N MC871548

	
ACTIVE

	
NMC871574

	
BMC 27

	
N MC871548

	
ACTIVE

	
NMC871575

	
BMC 28

	
N MC871548

	
ACTIVE

	
NMC871576

	
BMC 29

	
N MC871548

	
ACTIVE

	
NMC871577

	
BMC 30

	
N MC871548

	
ACTIVE

	
NMC871578

	
BMC 31

	
N MC871548

	
ACTIVE

	
NMC871579

	
BMC 32

	
N MC871548

	
ACTIVE

	
NMC871580

	
BMC 33

	
N MC871548

	
ACTIVE

	
NMC871581

	
BMC 34

	
N MC871548

	
ACTIVE

	
NMC871582

	
BMC 35

	
N MC871548

	
ACTIVE

	
NMC871583

	
BMC 36

	
N MC871548

	
ACTIVE

	
NMC871584

	
BMC 37

	
N MC871548

	
ACTIVE

	
NMC871585

	
BMC 38

	
N MC871548

	
ACTIVE

	
NMC871586

	
BMC 39

	
N MC871548

	
ACTIVE

	
NMC871587

	
BMC 40

	
N MC871548

	
ACTIVE

	
NMC871588

	
BMC 41

	
N MC871548

	
ACTIVE

	
NMC871589

	
BMC 42

	
N MC871548

	
ACTIVE

	
NMC871590

	
BMC 43

	
N MC871548

	
ACTIVE

	
NMC871591

	
BMC 44

	
N MC871548

	
ACTIVE

	
NMC871592

	
BMC 45

	
N MC871548

	
ACTIVE

	
NMC871593

	
BMC 46

	
N MC871548

	
ACTIVE

	
NMC871594

	
BMC 47

	
N MC871548

	
ACTIVE

	
NMC871595

	
BMC 48

	
N MC871548

	
ACTIVE

	
NMC871596

	
BMC 49

	
N MC871548

	
ACTIVE

	
NMC871597

	
BMC 50

	
N MC871548

	
ACTIVE

	
NMC871598

	
BMC 51

	
N MC871548

	
ACTIVE

	
NMC871599

	
BMC 52

	
N MC871548

	
ACTIVE

	
NMC871600

	
BMC 53

	
N MC871548

	
ACTIVE

	
NMC871601

	
BMC 54

	
N MC871548

	
ACTIVE

	
NMC871602

	
BMC 55

	
N MC871548

	
ACTIVE

	
NMC871603

	
BMC 56

	
N MC871548

	
ACTIVE

	
NMC871604

	
BMC 57

	
N MC871548

	
ACTIVE

	
NMC871605

	
BMC 58

	
N MC871548

	
ACTIVE

	
NMC871606

	
BMC 59

	
N MC871548

	
ACTIVE

	
NMC871607

	
BMC 60

	
N MC871548

	
ACTIVE

	
NMC871608

	
BMC 61

	
N MC871548

	
ACTIVE

	
NMC871609

	
BMC 62

	
N MC871548

	
ACTIVE

	
NMC871610

	
BMC 63

	
N MC871548

	
ACTIVE

	
NMC871611

	
BMC 64

	
N MC871548

	
ACTIVE

 

 

A-5

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 9 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC871612

	
BMC 65

	
N MC871548

	
ACTIVE

	
NMC871613

	
BMC 66

	
N MC871548

	
ACTIVE

	
NMC871614

	
BMC 67

	
N MC871548

	
ACTIVE

	
NMC871615

	
BMC 68

	
N MC871548

	
ACTIVE

	
NMC871616

	
BMC 69

	
N MC871548

	
ACTIVE

	
NMC871617

	
BMC 70

	
N MC871548

	
ACTIVE

	
NMC871618

	
BMC 71

	
N MC871548

	
ACTIVE

	
NMC871619

	
BMC 72

	
N MC871548

	
ACTIVE

	
NMC871620

	
BMC 73

	
N MC871548

	
ACTIVE

	
NMC871621

	
BMC 74

	
N MC871548

	
ACTIVE

	
NMC871622

	
BMC 75

	
N MC871548

	
ACTIVE

	
NMC871623

	
BMC 76

	
N MC871548

	
ACTIVE

	
NMC871624

	
BMC 77

	
N MC871548

	
ACTIVE

	
NMC871625

	
BMC 78

	
N MC871548

	
ACTIVE

	
NMC871626

	
BMC 79

	
N MC871548

	
ACTIVE

	
NMC871627

	
BMC 80

	
N MC871548

	
ACTIVE

	
NMC871628

	
BMC 81

	
N MC871548

	
ACTIVE

	
NMC871629

	
BMC 82

	
N MC871548

	
ACTIVE

	
NMC871630

	
BMC 83

	
N MC871548

	
ACTIVE

	
NMC871631

	
BMC 84

	
N MC871548

	
ACTIVE

	
NMC871632

	
BMC 85

	
N MC871548

	
ACTIVE

	
NMC871633

	
BMC 86

	
N MC871548

	
ACTIVE

	
NMC871634

	
BMC 87

	
N MC871548

	
ACTIVE

	
NMC871635

	
BMC 88

	
N MC871548

	
ACTIVE

	
NMC871636

	
BMC 89

	
N MC871548

	
ACTIVE

	
NMC871637

	
BMC 90

	
N MC871548

	
ACTIVE

	
NMC871638

	
BMC 91

	
N MC871548

	
ACTIVE

	
NMC871639

	
BMC 92

	
N MC871548

	
ACTIVE

	
NMC871640

	
BMC 93

	
N MC871548

	
ACTIVE

	
NMC871641

	
BMC 94

	
N MC871548

	
ACTIVE

	
NMC871642

	
BMC 95

	
N MC871548

	
ACTIVE

	
NMC871643

	
BMC 96

	
N MC871548

	
ACTIVE

	
NMC871644

	
BMC 97

	
N MC871548

	
ACTIVE

	
NMC871645

	
BMC 98

	
N MC871548

	
ACTIVE

	
NMC871646

	
BMC 99

	
N MC871548

	
ACTIVE

	
NMC871647

	
BMC 100

	
N MC871548

	
ACTIVE

	
NMC871648

	
BMC 101

	
N MC871548

	
ACTIVE

	
NMC871649

	
BMC 102

	
N MC871548

	
ACTIVE

	
NMC871650

	
BMC 103

	
N MC871548

	
ACTIVE

	
NMC871651

	
BMC 104

	
N MC871548

	
ACTIVE

	
NMC871652

	
BMC 105

	
N MC871548

	
ACTIVE

	
NMC871653

	
BMC 106

	
N MC871548

	
ACTIVE

	
NMC871654

	
BMC 107

	
N MC871548

	
ACTIVE

	
NMC871655

	
BMC 108

	
N MC871548

	
ACTIVE

	
NMC871656

	
BMC 109

	
N MC871548

	
ACTIVE

	
NMC871657

	
BMC 110

	
N MC871548

	
ACTIVE

	
NMC871658

	
BMC 111

	
N MC871548

	
ACTIVE

	
NMC871659

	
BMC 112

	
N MC871548

	
ACTIVE

	
NMC871660

	
BMC 113

	
N MC871548

	
ACTIVE

	
NMC871661

	
BMC 114

	
N MC871548

	
ACTIVE

	
NMC871662

	
BMC 115

	
N MC871548

	
ACTIVE

	
NMC871663

	
BMC 116

	
N MC871548

	
ACTIVE

 

 

A-6

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 10 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC871664

	
BMC 117

	
N MC871548

	
ACTIVE

	
NMC871665

	
BMC 118

	
N MC871548

	
ACTIVE

	
NMC871666

	
BMC 119

	
N MC871548

	
ACTIVE

	
NMC871667

	
BMC 120

	
N MC871548

	
ACTIVE

	
NMC871668

	
BMC 121

	
N MC871548

	
ACTIVE

	
NMC871669

	
BMC 122

	
N MC871548

	
ACTIVE

	
NMC871670

	
BMC 123

	
N MC871548

	
ACTIVE

	
NMC871671

	
BMC 124

	
N MC871548

	
ACTIVE

	
NMC871672

	
BMC 125

	
N MC871548

	
ACTIVE

	
NMC871673

	
BMC 126

	
N MC871548

	
ACTIVE

	
NMC871674

	
BMC 127

	
N MC871548

	
ACTIVE

	
NMC871675

	
BMC 128

	
N MC871548

	
ACTIVE

	
NMC871676

	
ABC 1

	
N MC871548

	
ACTIVE

	
NMC871677

	
ABC 2

	
N MC871548

	
ACTIVE

	
NMC871678

	
ABC 3

	
N MC871548

	
ACTIVE

	
NMC871679

	
ABC 4

	
N MC871548

	
ACTIVE

	
NMC871680

	
ABC 5

	
N MC871548

	
ACTIVE

	
NMC871681

	
ABC 6

	
N MC871548

	
ACTIVE

	
NMC871682

	
ABC 7

	
N MC871548

	
ACTIVE

	
NMC871683

	
ABC 8

	
N MC871548

	
ACTIVE

	
NMC871684

	
ABC 9

	
N MC871548

	
ACTIVE

	
NMC871685

	
ABC 10

	
N MC871548

	
ACTIVE

	
NMC871686

	
ABC 11

	
N MC871548

	
ACTIVE

	
NMC871687

	
ABC 12

	
N MC871548

	
ACTIVE

	
NMC871688

	
ABC 13

	
N MC871548

	
ACTIVE

	
NMC871689

	
ABC 14

	
N MC871548

	
ACTIVE

	
NMC871690

	
ABC 15

	
N MC871548

	
ACTIVE

	
NMC871691

	
ABC 16

	
N MC871548

	
ACTIVE

	
NMC871692

	
ABC 17

	
N MC871548

	
ACTIVE

	
NMC871693

	
ABC 18

	
N MC871548

	
ACTIVE

	
NMC871694

	
ABC 19

	
N MC871548

	
ACTIVE

	
NMC871695

	
ABC 20

	
N MC871548

	
ACTIVE

	
NMC871696

	
ABC 21

	
N MC871548

	
ACTIVE

	
NMC871697

	
ABC 22

	
N MC871548

	
ACTIVE

	
NMC871698

	
ABC 23

	
N MC871548

	
ACTIVE

	
NMC871699

	
ABC 24

	
N MC871548

	
ACTIVE

	
NMC871700

	
ABC 25

	
N MC871548

	
ACTIVE

	
NMC871701

	
ABC 26

	
N MC871548

	
ACTIVE

	
NMC871702

	
ABC 27

	
N MC871548

	
ACTIVE

	
NMC871703

	
ABC 28

	
N MC871548

	
ACTIVE

	
NMC871704

	
ABC 29

	
N MC871548

	
ACTIVE

	
NMC871705

	
ABC 30

	
N MC871548

	
ACTIVE

	
NMC871706

	
ABC 31

	
N MC871548

	
ACTIVE

	
NMC871707

	
ABC 32

	
N MC871548

	
ACTIVE

	
NMC871708

	
ABC 33

	
N MC871548

	
ACTIVE

	
NMC871709

	
ABC 34

	
N MC871548

	
ACTIVE

	
NMC871710

	
ABC 35

	
N MC871548

	
ACTIVE

	
NMC871711

	
ABC 36

	
N MC871548

	
ACTIVE

	
NMC871712

	
ABC 37

	
N MC871548

	
ACTIVE

	
NMC871713

	
ABC 38

	
N MC871548

	
ACTIVE

	
NMC871714

	
ABC 39

	
N MC871548

	
ACTIVE

	
NMC871715

	
ABC 40

	
N MC871548

	
ACTIVE

 

 

A-7

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 11 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC871716

	
ABC 41

	
N MC871548

	
ACTIVE

	
NMC871717

	
ABC 42

	
N MC871548

	
ACTIVE

	
NMC871718

	
ABC 43

	
N MC871548

	
ACTIVE

	
NMC871719

	
ABC 44

	
N MC871548

	
ACTIVE

	
NMC871720

	
ABC 45

	
N MC871548

	
ACTIVE

	
NMC871721

	
ABC 46

	
N MC871548

	
ACTIVE

	
NMC871722

	
ABC 47

	
N MC871548

	
ACTIVE

	
NMC871723

	
ABC 48

	
N MC871548

	
ACTIVE

	
NMC871724

	
ABC 49

	
N MC871548

	
ACTIVE

	
NMC871725

	
ABC 50

	
N MC871548

	
ACTIVE

	
NMC871726

	
ABC 51

	
N MC871548

	
ACTIVE

	
NMC871727

	
ABC 52

	
N MC871548

	
ACTIVE

	
NMC871728

	
ABC 53

	
N MC871548

	
ACTIVE

	
NMC871729

	
ABC 54

	
N MC871548

	
ACTIVE

	
NMC871730

	
ABC 55

	
N MC871548

	
ACTIVE

	
NMC871731

	
ABC 56

	
N MC871548

	
ACTIVE

	
NMC871732

	
ABC 57

	
N MC871548

	
ACTIVE

	
NMC871733

	
ABC 58

	
N MC871548

	
ACTIVE

	
NMC871734

	
ABC 59

	
N MC871548

	
ACTIVE

	
NMC871735

	
ABC 60

	
N MC871548

	
ACTIVE

	
NMC871736

	
ABC 61

	
N MC871548

	
ACTIVE

	
NMC871737

	
ABC 62

	
N MC871548

	
ACTIVE

	
NMC871738

	
ABC 63

	
N MC871548

	
ACTIVE

	
NMC871739

	
ABC 64

	
N MC871548

	
ACTIVE

	
NMC871740

	
ABC 65

	
N MC871548

	
ACTIVE

	
NMC871741

	
ABC 66

	
N MC871548

	
ACTIVE

	
NMC871742

	
ABC 67

	
N MC871548

	
ACTIVE

	
NMC871743

	
ABC 68

	
N MC871548

	
ACTIVE

	
NMC871744

	
ABC 69

	
N MC871548

	
ACTIVE

	
NMC871745

	
ABC 70

	
N MC871548

	
ACTIVE

	
NMC871746

	
ABC 71

	
N MC871548

	
ACTIVE

	
NMC871747

	
ABC 72

	
N MC871548

	
ACTIVE

	
NMC871748

	
ABC 73

	
N MC871548

	
ACTIVE

	
NMC871749

	
ABC 74

	
N MC871548

	
ACTIVE

	
NMC871750

	
ABC 75

	
N MC871548

	
ACTIVE

	
NMC871751

	
ABC 76

	
N MC871548

	
ACTIVE

	
NMC871752

	
ABC 77

	
N MC871548

	
ACTIVE

	
NMC871753

	
ABC 78

	
N MC871548

	
ACTIVE

	
NMC871754

	
ABC 79

	
N MC871548

	
ACTIVE

	
NMC871755

	
ABC 80

	
N MC871548

	
ACTIVE

	
NMC871756

	
ABC 81

	
N MC871548

	
ACTIVE

	
NMC871757

	
ABC 82

	
N MC871548

	
ACTIVE

	
NMC871758

	
ABC 83

	
N MC871548

	
ACTIVE

	
NMC871759

	
ABC 84

	
N MC871548

	
ACTIVE

	
NMC871760

	
ABC 85

	
N MC871548

	
ACTIVE

	
NMC871761

	
ABC 86

	
N MC871548

	
ACTIVE

	
NMC871762

	
ABC 87

	
N MC871548

	
ACTIVE

	
NMC876819

	
GLEN 1

	
NMC876819

	
ACTIVE

	
NMC876820

	
GLEN 2

	
NMC876819

	
ACTIVE

	
NMC876821

	
GLEN 3

	
NMC876819

	
ACTIVE

	
NMC876822

	
GLEN 4

	
NMC876819

	
ACTIVE

	
NMC876823

	
GLEN 5

	
NMC876819

	
ACTIVE

 

 

A-8

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 12 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC876824

	
GLEN 6

	
NMC876819

	
ACTIVE

	
NMC876825

	
GLEN 7

	
NMC876819

	
ACTIVE

	
NMC876826

	
GLEN 8

	
NMC876819

	
ACTIVE

	
NMC876827

	
GLEN 9

	
NMC876819

	
ACTIVE

	
NMC876828

	
GLEN 10

	
NMC876819

	
ACTIVE

	
NMC876829

	
GLEN 11

	
NMC876819

	
ACTIVE

	
NMC876830

	
GLEN 12

	
NMC876819

	
ACTIVE

	
NMC876831

	
GLEN 13

	
NMC876819

	
ACTIVE

	
NMC876832

	
GLEN 14

	
NMC876819

	
ACTIVE

	
NMC876833

	
GLEN 15

	
NMC876819

	
ACTIVE

	
NMC876834

	
GLEN 16

	
NMC876819

	
ACTIVE

	
NMC876835

	
GLEN 17

	
N MC876819

	
ACTIVE

	
NMC876836

	
GLEN 18

	
N MC876819

	
ACTIVE

	
NMC876837

	
GLEN 19

	
N MC876819

	
ACTIVE

	
NMC876838

	
GLEN 20

	
N MC876819

	
ACTIVE

	
NMC876839

	
GLEN 21

	
N MC876819

	
ACTIVE

	
NMC876840

	
GLEN 22

	
N MC876819

	
ACTIVE

	
NMC876841

	
GLEN 23

	
N MC876819

	
ACTIVE

	
NMC876842

	
GLEN 24

	
N MC876819

	
ACTIVE

	
NMC876843

	
GLEN 25

	
N MC876819

	
ACTIVE

	
NMC876844

	
GLEN 26

	
N MC876819

	
ACTIVE

	
NMC876845

	
GLEN 27

	
N MC876819

	
ACTIVE

	
NMC876846

	
GLEN 28

	
N MC876819

	
ACTIVE

	
NMC889366

	
BMC 129

	
NMC889366

	
ACTIVE

	
NMC889367

	
BMC 130

	
NMC889366

	
ACTIVE

	
NMC889368

	
BMC 131

	
NMC889366

	
ACTIVE

	
NMC889369

	
BMC 132

	
NMC889366

	
ACTIVE

	
NMC889370

	
BMC 133

	
NMC889366

	
ACTIVE

	
NMC889371

	
BMC 134

	
NMC889366

	
ACTIVE

	
NMC889372

	
BMC 135

	
NMC889366

	
ACTIVE

	
NMC889373

	
BMC 136

	
NMC889366

	
ACTIVE

	
NMC889374

	
BMC 137

	
NMC889366

	
ACTIVE

	
NMC889375

	
BMC 138

	
NMC889366

	
ACTIVE

	
NMC889376

	
BMC 139

	
NMC889366

	
ACTIVE

	
NMC889377

	
BMC 140

	
NMC889366

	
ACTIVE

	
NMC889378

	
BMC 141

	
NMC889366

	
ACTIVE

	
NMC889379

	
BMC 142

	
NMC889366

	
ACTIVE

	
NMC889380

	
BMC 143

	
NMC889366

	
ACTIVE

	
NMC889381

	
BMC 144

	
NMC889366

	
ACTIVE

	
NMC889382

	
BMC 145

	
NMC889366

	
ACTIVE

	
NMC889383

	
BMC 146

	
NMC889366

	
ACTIVE

	
NMC889384

	
BMC 147

	
NMC889366

	
ACTIVE

	
NMC889385

	
BMC 148

	
NMC889366

	
ACTIVE

	
NMC889386

	
BMC 149

	
NMC889366

	
ACTIVE

	
NMC889387

	
BMC 150

	
NMC889366

	
ACTIVE

	
NMC889388

	
BMC 151

	
NMC889366

	
ACTIVE

	
NMC889389

	
BMC 152

	
NMC889366

	
ACTIVE

	
NMC889390

	
BMC 153

	
NMC889366

	
ACTIVE

	
NMC889391

	
BMC 154

	
NMC889366

	
ACTIVE

	
NMC889392

	
BMC 155

	
NMC889366

	
ACTIVE

	
NMC889393

	
BMC 156

	
NMC889366

	
ACTIVE

	
NMC889394

	
BMC 157

	
NMC889366

	
ACTIVE

 

 

A-9

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 13 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC889395

	
BMC 158

	
NMC889366

	
ACTIVE

	
NMC889396

	
BMC 159

	
NMC889366

	
ACTIVE

	
NMC889397

	
BMC 160

	
NMC889366

	
ACTIVE

	
NMC889398

	
BMC 161

	
NMC889366

	
ACTIVE

	
NMC889399

	
BMC 162

	
NMC889366

	
ACTIVE

	
NMC889400

	
BMC 163

	
NMC889366

	
ACTIVE

	
NMC889401

	
BMC 164

	
NMC889366

	
ACTIVE

	
NMC889402

	
BMC 165

	
N MC889366

	
ACTIVE

	
NMC889403

	
BMC 166

	
N MC889366

	
ACTIVE

	
NMC889404

	
BMC 167

	
N MC889366

	
ACTIVE

	
NMC889405

	
BMC 168

	
N MC889366

	
ACTIVE

	
NMC889406

	
BMC 169

	
N MC889366

	
ACTIVE

	
NMC889407

	
BMC 170

	
N MC889366

	
ACTIVE

	
NMC889408

	
BMC 171

	
N MC889366

	
ACTIVE

	
NMC889409

	
BMC 172

	
N MC889366

	
ACTIVE

	
NMC889410

	
BMC 173

	
N MC889366

	
ACTIVE

	
NMC889411

	
BMC 174

	
N MC889366

	
ACTIVE

	
NMC889412

	
BMC 175

	
N MC889366

	
ACTIVE

	
NMC889413

	
BMC 176

	
N MC889366

	
ACTIVE

	
NMC889414

	
BMC 177

	
N MC889366

	
ACTIVE

	
NMC889415

	
BMC 178

	
N MC889366

	
ACTIVE

	
NMC889416

	
BMC 179

	
N MC889366

	
ACTIVE

	
NMC889417

	
BMC 180

	
N MC889366

	
ACTIVE

	
NMC889418

	
BMC 181

	
N MC889366

	
ACTIVE

	
NMC889419

	
BMC 182

	
N MC889366

	
ACTIVE

	
NMC889420

	
BMC 183

	
N MC889366

	
ACTIVE

	
NMC889421

	
BMC 184

	
N MC889366

	
ACTIVE

	
NMC889422

	
BMC 185

	
N MC889366

	
ACTIVE

	
NMC889423

	
BMC 186

	
N MC889366

	
ACTIVE

	
NMC889424

	
BMC 187

	
N MC889366

	
ACTIVE

	
NMC889425

	
BMC 188

	
N MC889366

	
ACTIVE

	
NMC889426

	
BMC 189

	
N MC889366

	
ACTIVE

	
NMC889427

	
BMC 190

	
N MC889366

	
ACTIVE

	
NMC889428

	
BMC 191

	
N MC889366

	
ACTIVE

	
NMC889429

	
BMC 192

	
N MC889366

	
ACTIVE

	
NMC889430

	
BMC 193

	
N MC889366

	
ACTIVE

	
NMC889431

	
BMC 194

	
N MC889366

	
ACTIVE

	
NMC889432

	
BMC 195

	
N MC889366

	
ACTIVE

	
NMC889433

	
BMC 196

	
N MC889366

	
ACTIVE

	
NMC889434

	
BMC 197

	
N MC889366

	
ACTIVE

	
NMC889435

	
BMC 198

	
N MC889366

	
ACTIVE

	
NMC889436

	
BMC 199

	
N MC889366

	
ACTIVE

	
NMC889437

	
BMC 200

	
N MC889366

	
ACTIVE

	
NMC889438

	
BMC 201

	
N MC889366

	
ACTIVE

	
NMC889439

	
BMC 202

	
N MC889366

	
ACTIVE

	
NMC889440

	
BMC 203

	
N MC889366

	
ACTIVE

	
NMC889441

	
BMC 204

	
N MC889366

	
ACTIVE

	
NMC889442

	
BMC 205

	
N MC889366

	
ACTIVE

	
NMC889443

	
BMC 206

	
N MC889366

	
ACTIVE

	
NMC889444

	
BMC 207

	
N MC889366

	
ACTIVE

	
NMC889445

	
BMC 208

	
N MC889366

	
ACTIVE

	
NMC889446

	
BMC 209

	
N MC889366

	
ACTIVE

 

 

A-10

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:23 PM	  Page 14 of 17

 

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC889447

	
BMC 212

	
N MC889366

	
ACTIVE

	
NMC889448

	
BMC 213

	
N MC889366

	
ACTIVE

	
NMC889449

	
BMC 214

	
N MC889366

	
ACTIVE

	
NMC889450

	
BMC 215

	
N MC889366

	
ACTIVE

	
NMC889451

	
BMC 216

	
N MC889366

	
ACTIVE

	
NMC889452

	
BMC 217

	
N MC889366

	
ACTIVE

	
NMC889453

	
BMC 218

	
N MC889366

	
ACTIVE

	
NMC889454

	
BMC 219

	
N MC889366

	
ACTIVE

	
Number of ACTIVE cases: 624

	  	  	  

 

 

 

A-11

  

 

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:22 PM	  Page 15 of 17

 

  

Admin State:  NV

   Geo State:  NV

 

	
WHITNEY JOHN W

6490 S MCCARRAN BLVD #23

	 
	RENO, NV 89509 	CUSTOMER ID:  *[REDACTED]

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC135448

	
FOX #336

	
NMC135447

	
ACTIVE

	
NMC135450

	
FOX #338

	
NMC135447

	
ACTIVE

	
NMC144623

	
BO #435

	
NMC144621

	
ACTIVE

	
NMC144624

	
BO #436

	
NMC144621

	
ACTIVE

	
NMC144626

	
BO #442

	
NMC144621

	
ACTIVE

	
NMC144627

	
BO #443

	
NMC144621

	
ACTIVE

	
NMC144628

	
BO #444

	
NMC144621

	
ACTIVE

	
NMC144629

	
BO #448

	
NMC144621

	
ACTIVE

	
NMC144630

	
BO #449

	
NMC144621

	
ACTIVE

	
NMC144632

	
BO #466

	
NMC144621

	
ACTIVE

	
NMC144636

	
BO #480

	
NMC144621

	
ACTIVE

	
NMC144637

	
BO #481

	
NMC144621

	
ACTIVE

	
NMC144838

	
BO #848

	
NMC144621

	
ACTIVE

	
NMC25426

	
RAINBOW

	
NMC25426

	
ACTIVE

	
NMC25427

	
CABIN

	
NMC25426

	
ACTIVE

	
NMC25428

	
SILVER KNIGHT

	
NMC25426

	
ACTIVE

	
NMC25429

	
RAINBOW # 1 EAST

	
NMC25426

	
ACTIVE

	
NMC25430

	
RAINBOW # 2 EAST

	
NMC25426

	
ACTIVE

	
NMC25431

	
RAINBOW # 2 WEST

	
NMC25426

	
ACTIVE

	
NMC25432

	
RAINBOW # 1 WEST

	
NMC25426

	
ACTIVE

	
NMC25433

	
CABIN # 2 EAST

	
NMC25426

	
ACTIVE

	
NMC25434

	
SILVER NIGHT #2 WEST

	
NMC25426

	
ACTIVE

	
NMC25435

	
SILVER NIGHT #1 WEST

	
NMC25426

	
ACTIVE

	
NMC25436

	
SILVER NIGHT #1 EAST

	
NMC25426

	
ACTIVE

	
NMC25437

	
SILVER NIGHT #2 EAST

	
NMC25426

	
ACTIVE

	
NMC25438

	
CABIN # 1 EAST

	
NMC25426

	
ACTIVE

	
NMC25439

	
CABIN # 2 WEST

	
NMC25426

	
ACTIVE

	
NMC25440

	
CABIN # 1 WEST

	
NMC25426

	
ACTIVE

	
NMC44289

	
FOX # 86

	
NMC44288

	
ACTIVE

	
NMC44290

	
FOX # 87

	
NMC44288

	
ACTIVE

	
NMC44291

	
FOX # 88

	
NMC44288

	
ACTIVE

	
NMC44292

	
FOX # 89

	
NMC44288

	
ACTIVE

	
NMC44293

	
FOX # 90

	
NMC44288

	
ACTIVE

	
NMC44302

	
FOX #100

	
NMC44288

	
ACTIVE

	
NMC44303

	
FOX #101

	
NMC44288

	
ACTIVE

	
NMC44304

	
FOX #102

	
NMC44288

	
ACTIVE

	
NMC44305

	
FOX #103

	
NMC44288

	
ACTIVE

	
NMC44317

	
FOX #115

	
NMC44288

	
ACTIVE

	
NMC44318

	
FOX #116

	
NMC44288

	
ACTIVE

	
NMC44319

	
FOX #117

	
NMC44288

	
ACTIVE

	
NMC44345

	
FOX #143

	
NMC44288

	
ACTIVE

	
NMC44346

	
FOX #144

	
NMC44288

	
ACTIVE

	
NMC44347

	
FOX #145

	
NMC44288

	
ACTIVE

	
NMC44348

	
FOX #146

	
NMC44288

	
ACTIVE

 

 

A-12

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:22 PM	  Page 16 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC44349

	
FOX #147

	
NMC44288

	
ACTIVE

	
NMC44350

	
FOX #148

	
NMC44288

	
ACTIVE

	
NMC57755

	
FOX # 2

	
NMC57755

	
ACTIVE

	
NMC57756

	
FOX # 3

	
NMC57755

	
ACTIVE

	
NMC57757

	
FOX # 4

	
NMC57755

	
ACTIVE

	
NMC57758

	
FOX # 5

	
NMC57755

	
ACTIVE

	
NMC57759

	
FOX # 6

	
NMC57755

	
ACTIVE

	
NMC57760

	
FOX # 7

	
NMC57755

	
ACTIVE

	
NMC57761

	
FOX # 8

	
NMC57755

	
ACTIVE

	
NMC57762

	
FOX # 9

	
NMC57755

	
ACTIVE

	
NMC57773

	
FOX # 20

	
NMC57755

	
ACTIVE

	
NMC57774

	
FOX # 21

	
NMC57755

	
ACTIVE

	
NMC57775

	
FOX # 22

	
NMC57755

	
ACTIVE

	
NMC57776

	
FOX # 23

	
NMC57755

	
ACTIVE

	
NMC57777

	
FOX # 25

	
NMC57755

	
ACTIVE

	
NMC57778

	
FOX # 27

	
NMC57755

	
ACTIVE

	
NMC57785

	
FOX # 46

	
NMC57755

	
ACTIVE

	
NMC57786

	
FOX # 47

	
NMC57755

	
ACTIVE

	
NMC57787

	
FOX # 48

	
NMC57755

	
ACTIVE

	
NMC57788

	
FOX # 49

	
NMC57755

	
ACTIVE

	
NMC57789

	
FOX # 50

	
NMC57755

	
ACTIVE

	
NMC57790

	
FOX # 51

	
NMC57755

	
ACTIVE

	
NMC57795

	
FOX # 56

	
NMC57755

	
ACTIVE

	
NMC57796

	
FOX # 57

	
NMC57755

	
ACTIVE

	
NMC57797

	
FOX # 58

	
NMC57755

	
ACTIVE

	
NMC57799

	
FOX # 60

	
NMC57755

	
ACTIVE

	
NMC57800

	
FOX # 61

	
NMC57755

	
ACTIVE

	
NMC57801

	
FOX # 62

	
NMC57755

	
ACTIVE

	
NMC57804

	
FOX # 65

	
NMC57755

	
ACTIVE

	
NMC57805

	
FOX # 66

	
NMC57755

	
ACTIVE

	
NMC57806

	
FOX # 67

	
NMC57755

	
ACTIVE

	
NMC57807

	
FOX # 68

	
NMC57755

	
ACTIVE

	
NMC57808

	
FOX # 69

	
NMC57755

	
ACTIVE

	
NMC57809

	
FOX # 70

	
NMC57755

	
ACTIVE

	
NMC57810

	
FOX # 71

	
NMC57755

	
ACTIVE

	
NMC57811

	
FOX # 72

	
NMC57755

	
ACTIVE

	
NMC57812

	
FOX # 73

	
NMC57755

	
ACTIVE

	
NMC57813

	
FOX # 74

	
NMC57755

	
ACTIVE

	
NMC57814

	
FOX # 75

	
NMC57755

	
ACTIVE

	
NMC57815

	
FOX # 76

	
NMC57755

	
ACTIVE

	
NMC57816

	
FOX # 77

	
NMC57755

	
ACTIVE

	
NMC57817

	
FOX # 78

	
NMC57755

	
ACTIVE

	
NMC57818

	
FOX # 79

	
NMC57755

	
ACTIVE

	
NMC57819

	
FOX # 80

	
NMC57755

	
ACTIVE

	
NMC57820

	
FOX # 81

	
NMC57755

	
ACTIVE

	
NMC57821

	
FOX # 82

	
NMC57755

	
ACTIVE

	
NMC58194

	
FOX # 1

	
NMC58194

	
ACTIVE

	
NMC71756

	
FOX #244

	
N MC71752

	
ACTIVE

	
NMC71757

	
FOX #245

	
N MC71752

	
ACTIVE

	
NMC71758

	
FOX #246

	
N MC71752

	
ACTIVE

	
NMC71759

	
FOX #247

	
N MC71752

	
ACTIVE

	
NMC71760

	
FOX #248

	
N MC71752

	
ACTIVE

 

 

A-13

  

ACTIVE CLAIMS

 

 

	Run Date: 03/14/2012 06:22 PM	  Page 17 of 17

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC71761

	
FOX #249

	
N MC71752

	
ACTIVE

	
NMC849217

	
FOX N0 149

	
N MC849217

	
ACTIVE

	
NMC917136

	
FF 1

	
N MC917136

	
ACTIVE

	
NMC917137

	
FF 2

	
N MC917136

	
ACTIVE

	
NMC917138

	
FF 3

	
N MC917136

	
ACTIVE

	
NMC917139

	
FF 4

	
N MC917136

	
ACTIVE

	
NMC917140

	
FOXY 63

	
N MC917136

	
ACTIVE

	
NMC917141

	
FOXY 64

	
N MC917136

	
ACTIVE

	
NMC99775

	
FOX #288

	
N MC99775

	
ACTIVE

	
NMC99776

	
FOX #289

	
N MC99775

	
ACTIVE

	
NMC99777

	
FOX #290

	
N MC99775

	
ACTIVE

	
NMC99778

	
FOX #291

	
N MC99775

	
ACTIVE

	
NMC99779

	
FOX #292

	
N MC99775

	
ACTIVE

	
NMC99780

	
FOX #293

	
N MC99775

	
ACTIVE

	
NMC99781

	
FOX #294

	
N MC99775

	
ACTIVE

	
NMC99790

	
FOX #303

	
N MC99775

	
ACTIVE

	
NMC99791

	
FOX #304

	
N MC99775

	
ACTIVE

	
NMC99818

	
FOX #331

	
N MC99775

	
ACTIVE

	
NMC99819

	
FOX #332

	
N MC99775

	
ACTIVE

	
NMC99820

	
FOX #333

	
N MC99775

	
ACTIVE

	
NMC99821

	
FOX #334

	
N MC99775

	
ACTIVE

	
Number of ACTIVE cases: 117

	  	  	  

  

	

WHITNEY JOHN W

PO BOX 20579

	 
	RENO, NV 89515	CUSTOMER ID:  *[REDACTED]

 

 

	
Serial No.

	
Claim Name/Number

	
Lead Serial No.

	
Disposition

	
NMC44288

	
FOX # 85

	
N MC44288

	
ACTIVE

	
NMC769845

	
LIS #86

	
N MC769760

	
ACTIVE

	
NMC769846

	
LIS #87

	
N MC769760

	
ACTIVE

	
NMC769847

	
LIS #88

	
N MC769760

	
ACTIVE

	
NMC769848

	
LIS #89

	
N MC769760

	
ACTIVE

	
NMC769849

	
LIS #90

	
N MC769760

	
ACTIVE

	
NMC769850

	
LIS #91

	
N MC769760

	
ACTIVE

	
NMC769855

	
LIS #96

	
N MC769760

	
ACTIVE

	
NMC769857

	
LIS #98

	
N MC769760

	
ACTIVE

	
NMC769859

	
LIS #100

	
N MC769760

	
ACTIVE

	
NMC769956

	
LIS #197

	
N MC769760

	
ACTIVE

	
Number of ACTIVE cases: 11

	  	  	  

 

Water Rights:

 

Nevada State Water Permit No. 70321

 

Nevada State Water Permit No. 70322

 

A-14

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00206-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00206-of-00352.parquet"}]]