Document:

Amendment 3 to Deposit Account Agreement

 Exhibit 10.4 
 AMENDMENT 3 TO DEPOSIT ACCOUNT AGREEMENT 

THIS AMENDMENT 3 TO DEPOSIT ACCOUNT AGREEMENT (“Amendment 3”) is made as of the 10th
day of August 2011 by and between The Bank of New York Mellon, in its capacity as trustee of the
CurrencySharesSM Swiss Franc Trust, a trust formed under
New York law (the “Trust”) and the London Branch of JPMorgan Chase Bank, N.A. (the “Bank”). 

W I T N E S S E T H 

WHEREAS, The Trust and the Bank are parties to that certain Deposit Agreement dated June 8, 2006 (the
“Agreement”), as amended by the Amendment of 13 November 2008 (“Amendment 1”) and by the Amendment of 1 September 2010 (“Amendment 2”); and 

WHEREAS, the parties desire to amend the Agreement on the terms and conditions set forth below. 

NOW, THEREFORE, in consideration of the terms and conditions contained herein, the parties hereto agree as follows: 

1. Definitions. All capitalised terms not otherwise defined herein shall have the meanings ascribed thereto in the Agreement.

 2. Amendments. Section 6.4 of the Agreement is hereby deleted in its entirety and replaced with the following:

 “Bank reserves the right not to accept, and to return without interest to the remitter of funds, the amounts received
for deposit to the Interest Account on any Bank business day, if the aggregate deposit liability of the Bank to the Trust following the deposit of such amounts would exceed the Swiss Franc equivalent of $2.5 billion U.S. dollars calculated at the
Federal Reserve Bank of New York Noon Buying Rate (the “Noon Buying Rate”) for the Swiss Franc or another recognized market rate for Swiss Franc if the Noon Buying Rate is not available on the banking day such deposits are received by the
Bank.” 
 3. Counterparts. This Amendment 3 may be executed in any number of counterparts, each of which shall be
deemed an original, but all counterparts together shall constitute one and the same instrument. 
 4. Governing Law. This
Amendment 3 and any non-contractual obligations arising out of or in connection with it will be governed by and construed in accordance with English law. The courts of England and Wales shall have non-exclusive jurisdiction to hear and decide any
suit, action or proceedings, and to settle any disputes which may arise out of or in connection with this Amendment 3. 

  
 1 

 5. Miscellaneous. 

 

	 	(a)	Except as specifically amended hereby, the Agreement and all prior Amendments shall continue in full force and effect. 

 

	 	(b)	In the event of any conflict between the terms of this Amendment 3 and the terms of the Agreement, Amendment 1 or Amendment 2, the terms of this Amendment 3 shall
control. 

  

	 	(c)	All references in the Agreement to the “Agreement” shall refer to the Agreement, as amended as of the date hereof, including by this Amendment 3.

 [Signature page follows] 

  
 2 

 IN WITNESS WHEREOF, the undersigned have signed and delivered this Amendment 3 as of the
date hereof. 
  

			
	 JPMORGAN CHASE BANK, N.A., London Branch

		
	By:	 	/s/ Mei Po Wong
	Name:	 	Mei Po Wong
	Title:	 	Vice President

  

			
	CURRENCYSHARES SWISS FRANC TRUST, by
the Bank of New York, in its capacity as Trustee
of the CurrencyShares Swiss Franc Trust and
not
in its individual capacity
		
	By:	 	 /s/ Andrew Pfeifer

	Name:	 	 Andrew Pfeifer

	Title:	 	 Vice President

  
 3Amendment No. 1 to Employment Agreement

 Exhibit 10.1 
 AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT 
 AMENDMENT NO. 1 TO THE
EMPLOYMENT AGREEMENT (this “Amendment”) made effective as of August 11, 2011 by and between EMPIRE RESORTS, INC., a Delaware corporation (hereinafter “Empire”) and NANETTE L. HORNER (hereinafter “Horner”).

 WITNESSETH: 
 WHEREAS, Empire and Horner entered into an Employment Agreement dated as of July 1, 2010 (hereinafter the “Employment Agreement”); 

NOW, THEREFORE, the parties hereto agree to amend the Employment agreement as follows, effective as of the date hereof: 

1. Section 1 shall be amended by deleting the word “second” and inserting the word “third” in place thereof.

 2. Section 2(a) shall be amended by deleting the first sentence entirely and inserting the sentence below in place
thereof: 
 “During the Term of this Agreement, Executive shall be employed as Senior Vice President, Chief Counsel and
Chief Compliance Officer.” 
 3. Section 3 shall be amended by deleting the phrase “One Hundred Seventy Five
Thousand Dollars (“$175,000”)” and inserting the phrase “Two Hundred Thousand ($200,000)” in place thereof. 
 The parties hereby agree that except as specifically provided in and modified by this Amendment, the Employment Agreement is in all other respects hereby ratified and confirmed and references to the
Employment Agreement shall be deemed to refer to the Employment Agreement as modified by this Amendment. 

*        *        *      
  *        * 
 IN WITNESS WHEREOF, the undersigned have executed this
Amendment as of the day and year first written above. 
  

			
	EMPIRE RESORTS, INC.
		
	By:	 	 /s/ Laurette J. Pitts

	Name:	 	Laurette J. Pitts
	Title:	 	Senior Vice President,
		 	Chief Financial Officer
	
	 /s/ Nanette L. Horner

	Nanette L. HornerForm of Purchase Order

 EXHIBIT 10.2 
  

									
	PURCHASE ORDER	  	PAGE
 
 1
	  	P.O. NO.
 
 15949
	  	ORDER DATE
 
 08/15/11
	  	VEND. NO.
 
 V0001004

 4698 Willow Rd 

Suite 100 
 Pleasanton CA 94588 

USA888-935-8471 
  

					
	 V E N D O R
  

                    ,
	 	S H I P   T O	  	 Zeltiq Aesthetics, Inc.
 4698 Willow Rd
 Suite 100
 Pleasanton CA 94588
 USA888-935-8471

  

																							
	
ORDER DATE

        08/115/11
	  	 DUE DATE

        08/15/11
	  	SHIP VIA	  	 F.O.B.

        Destination
	  	 TERMS

        Net10

	RESALE NO.	  	 RESPONSIBILITY

 
 -No Sales Employee-
	  	 	  	 	  	 
	ITEM NO.	  	REV.	  	DESCRIPTION	  	DEL.DATE  	  	QTY ORDER	  	UNIT PRICE	  	EXTENSION

  

											
	SUBTOTAL	  	DISCOUNT	  		  	Tax	  	 PURCHASE ORDER NO.
  

15949
	  	 $ 0.0000
  

TOTAL ORDER VALUE

	REMARKS	  		  		  		  	
			
	REQUESTER/MANAGER	  	  
	  	
		  	SIGNATURE	  		  		  	
	VICE PRESIDENT	  	  
	  	
		  	SIGNATURE	  		  		  		  	
	PRESIDENT	  	  
	  	
		  	SIGNATURE	  		  		  		  	

 Zeltiq Aesthetics, Inc. Standard Purchase Order Terms and Conditions November 13, 2008 to current date

 AGREEMENT: Unless this Purchase Order (“PO”) is issued under a written Consulting Agreement between Supplier and the buying company
issuing this PO (“Buyer”), this PO and any attachments are the sole agreement between Buyer and Supplier with respect to the products or services specified in this PO. This Zeltiq Aesthetics, Inc. Purchase Order Terms and Conditions
verbiage is the subject to change without notice. No other document, including the Supplier’s proposal, quotation, or acknowledgment form, will be part of this PO, unless specifically agreed to in writing by Buyer. No right that Buyer has
regarding this PO may be waived or modified except by Buyer in writing. 
 PRICE/TAXES: Supplier is responsible for and will pay all sales, use
and similar taxes. If Buyer provides a reseller certificate, certification of an exemption from tax, or reduced rate of tax imposed by an applicable taxing authority, then Supplier agrees not to invoice, nor pay, any such tax unless and until the
applicable taxing authority assesses such tax, at which time Supplier shall invoice and Buyer agrees to pay any such tax that is legally owned. 

TERMS OF PAYMENT AND ACCEPTANCE: Unless this PO states otherwise, the terms of payment are net 30 days, either after receipt of Supplier’s invoice
or after receipt of the products or services, whichever is later. The PO number must appear on all related correspondence and invoices. In the event Supplier has not received payment as agreed, Supplier will notify Buyer and Buyer will make prompt
payment. Payment of invoices will not be deemed acceptance of products or services, but rather such products or services will be subject to inspection, test, acceptance or rejection in accordance with the acceptance or completion criteria as
specified in the PO. Buyer may, at its option, either reject products or services that do not comply with the acceptance or completion criteria for a refund, or require Supplier, upon Buyers written instruction, to repair or replace such products or
re-perform such services without charge and in a timely manner. 
 TERMINATION: This PO may be terminated by Buyer with or without cause. In the
event Buyer terminates without cause, Buyer will compensate Supplier for the actual and reasonable expenses incurred by Supplier for work in process up to and including the date of termination, provided such expenses do not exceed the agreed upon
prices. 
 PACKAGES/TRANSPORTATION: Supplier will: (I) comply with all the packaging and labeling requirements set out in this PO (if such
are identified), (ii) comply with the transportation routing guidelines in this PO, (iii) not use premium transportation unless specifically authorized by Buyer. 
 LATE SHIPMENTS: In this PO and in any contract arising there from, time shall be of the essence. If Supplier fails to deliver on time, Buyer may purchase replacements elsewhere and Supplier will be liable
for actual and reasonable costs and damages Buyer incurs. Supplier will promptly notify Buyer if it is unable to comply with the delivery date specified in this PO. 
 WARRANTIES: Supplier warrants that: (i) it has the right to enter into this PO, and it will comply; (ii) no claim, lien, or action exists or is threatened against Supplier that would interfere
with Buyer’s rights under this PO; (iii) products and services specified in this PO do not infringe any privacy, publicity, reputation or intellectual property right of a third party; (iv) Supplier and the product(s) are in compliance
with all licensing agreements applicable to such third party code; (v) products specified in this PO are free from defects in design except based solely upon written designs provided by Buyer unless such designs are based entirely on
Supplier’s specifications; (vi) products and services will conform to the warranties, specifications and requirements in this PO and from the date of shipment, products and services will be free from defects in material and workmanship for
the longer of the time period specified in this PO and Supplier’s standard warranty term; (vii) products specified in this PO are safe for use consistent with and will comply with the warranties, specifications and requirements of this PO;
(viii) products are new and do not contain used reconditioned parts unless Buyer agrees otherwise in writing. 
 INTELLECTUAL PROPERTY AND
OTHER INDEMNIFICATIONS: Supplier grants Buyer all rights and licenses necessary for Buyer to use, transfer, pass-through and sell the products or services specified in the PO and to exercise the rights granted under this PO. Supplier agrees to
defend, hold harmless, and indemnify Buyer from any claim that Supplier’s products or service infringes any intellectual property rights or any claim arising from the failure of Supplier to comply with its warranties and obligations under this
PO. If a claim of infringement is made, Supplier will, at its own expense, exercise the first of the following remedies that is practicable: (i) obtain for Buyer the rights granted under this PO; (ii) modify the products or services so
they are non-infringing and in compliance with this PO; (iii) replace the products or services with non-infringing ones that comply with this PO; or (iv) accept the return of infringing products and the cancellation of infringing services
and refund any amount paid. Buyer may return nonconforming goods to Supplier at Supplier’s expense. 
 LIMITATION OF LIABILITY: To the
extent permitted by local law in no event will Buyer be liable for any lost revenues, lost profits, incidental, indirect, consequential, special or punitive damages. 
 EXCHANGE OF INFORMATION: All exchanges of information between the parties pursuant to this PO will be considered non confidential, unless the parties have entered into a separate written confidentiality
agreement. For any Personal Data relating to Supplier’s employees or other legal entities that Supplier provides to Buyer, Supplier will obtain the informed agreement of such employees and other

 
legal entities to release the information to Buyer and to allow Buyer to use, disclose and transmit such information in connection with this PO. 

NOTIFICATION OF CHANGE IN PRODUCTS OR SERVICES: Pursuant to 21 CFR 820, Supplier immediately shall notify buyer with reasonable specificity of any
changes in the products or services specified in the PO so that Buyer may determine whether the changes may affect the quality of a finished device. 
 APPLICABLE LAW: This PO is governed by the laws of the country where the Buyer is located.

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00193-of-00352.parquet"}]]