Document:

Exhibit 4.12

 

 

CERTIFICATE OF TRUST

OF

ZIONS CAPITAL TRUST B

 

THIS Certificate of Trust of Zions
 Capital Trust B (the “Trust”), dated
as of August 2, 2002, is being duly executed and filed by the undersigned, as
trustee, to form a business trust under the Delaware Business Trust Act (12 Del.
C. § 3801, et  seq.) (the “Act”).

 

 

1.      
       Name.  The name of the business trust formed hereby
is “Zions Capital Trust B”.

 

2.      
       Delaware Trustee.  The name and business address of
 the trustee
of the Trust in the State of Delaware are Chase Manhattan Bank USA, National
Association, c/o JP Morgan Chase Bank, 500 Stanton Christiana Road, OPS4/3rd
Floor, Newark, Delaware 19713, Attn: Institutional Trust Services.

 

3.      
       Effective Date.  This Certificate of Trust shall be
 effective
upon filing with the Secretary of State of the State of Delaware.

 

IN WITNESS WHEREOF, the undersigned,
 being the trustee of the Trust on
the date hereof, has duly executed this Certificate of Trust in accordance with
Section 3811(a) of the Act.

 

 

	
   

  	
   

  	
  
CHASE
  MANHATTAN BANK USA,

  NATIONAL ASSOCIATION, not in its

  individual capacity, but solely as trustee of the

  Trust

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  
By:

  	

  
/s/
  John J. Cashin

  
	
   

  	
   

  	
   

  	
  
Name:
  

  	

  
John
  J. Cashin

  
	
   

  	
   

  	
   

  	
  
Title:

  	
  
Vice-PresidentExhibit 4.13

 

TRUST
AGREEMENT

OF

ZIONS CAPITAL TRUST B

 

THIS TRUST AGREEMENT, dated as of
 August 1, 2002 (this “Trust
Agreement”), is made by and between Zions Bancorporation, a Utah corporation,
as depositor (the “Depositor”), and Chase Manhattan Bank USA, National
Association, a national association, as trustee (the “Trustee”).  The Depositor and
 the Trustee hereby agree
as follows:

 

1.      
       The trust created
hereby shall be known as “Zions Capital Trust B” (the “Trust”),  in which
 name the Trustee or the Depositor,
to the extent provided herein, may conduct the business of the Trust, make and
execute contracts, and sue and be sued.

 

2.      
       The Depositor
hereby assigns, transfers, conveys and sets over to the Trust the sum of
$10.00.  Such amount shall constitute the
initial trust estate.  The Trustee
hereby declares that it will hold the trust estate in trust for the
Depositor.  It is the intention of the
parties hereto that the Trust created hereby constitute a business trust under
Chapter 38 of Title 12 of the Delaware Code, 12 Del. C. § 3801, 
et  seq. (the “Business Trust
Act”), and that this document constitute the governing instrument of the
Trust.  The Trustee is hereby authorized
and directed to execute and file a certificate of trust with the Delaware Secretary
of State.

 

3.      
       The Depositor, the
Trustee and others will enter into an amended and restated Trust Agreement
satisfactory to each such party to provide for the contemplated operation of
the Trust created hereby and the issuance by the Trust of the capital
securities of the Trust and the common securities of the Trust as such
securities will be described therein. Chase Manhattan Bank USA, National
Association, shall be a Trustee hereunder for the sole and limited purpose of
fulfilling the requirements of § 3807(a) of the Business Trust Act. Prior to
the execution and delivery of such amended and restated Trust Agreement, the
Trustee shall not have any duty or obligation hereunder or with respect of the
trust estate, except as otherwise required by applicable law or as may be
necessary to obtain, prior to such execution and delivery, any licenses,
consents or approvals required by applicable law or otherwise.  Notwithstanding the foregoing,
 the Trustee
may take all actions deemed proper as are necessary to effect the transactions
contemplated herein.

 

4.
       
      The Depositor, as
 the depositor of the Trust, is hereby
authorized (i) to file with the Securities and Exchange Commission (the
“Commission”) and execute, in each case on behalf of the Trust, (a) the
Registration Statement on Form S-3 or other appropriate form (the “1933 Act
Registration Statement”), including any pre-effective or post-effective
amendments to the 1933 Act Registration Statement (including any preliminary
prospectus, prospectus or prospectus supplements, and the exhibits contained
therein), relating to the registration under the Securities Act of 1933, as
amended, of the capital securities of the Trust and (b) a Registration
Statement on Form 8-A or other appropriate form (the “1934 Act Registration
Statement”) (including all pre-effective and post-effective amendments thereto)
relating to the registration of the capital securities of the Trust under the
Securities Exchange Act of 1934, as amended; (ii) to file with the New York
Stock Exchange or any other national stock exchange or The Nasdaq Stock Market
(each, an “Exchange”) and execute on behalf of the Trust one or more listing
applications and all other applications, statements, certificates, agreements
and other instruments as shall be necessary or desirable to cause the capital
securities of the Trust to be listed on any of the Exchanges; (iii) to file and
execute on behalf of the

 

 

 

 

Trust such applications, reports,
surety bonds, irrevocable consents, appointments of attorney for service of
process and other papers and documents as shall be necessary or desirable to
register the capital securities of the Trust under the securities or “Blue Sky”
laws of such jurisdictions as the Depositor, on behalf of the Trust, may deem
necessary or desirable; (iv) to execute and deliver letters or documents to, or
instruments for filing with, a depository relating to the capital securities of
the Trust; and (v) to execute on behalf of the Trust that certain Underwriting
Agreement relating to the capital securities of the Trust, among the Trust, the
Depositor and the several Underwriters named therein, substantially in the form
included as an exhibit to the 1933 Act Registration Statement.  In the event that any filing
 referred to in
clauses (i), (ii) and (iii) above is required by the rules and regulations of
the Commission, an Exchange or state securities or blue sky laws, to be
executed on behalf of the Trust by the Trustee, the Trustee, in its capacity as
a trustee of the Trust, is hereby authorized and directed to join in any such
filing and to execute on behalf of the Trust any and all of the foregoing.

 

5.      
       This Trust Agreement may be executed in one or more
counterparts.

 

6.      
       The number of trustees of the Trust initially shall be
one (1) and thereafter the number of trustees of the Trust shall be such number
as shall be fixed from time to time by a written instrument signed by the
Depositor which may increase or decrease the number of trustees of the Trust; 
provided, however, that to the extent
required by the Business Trust Act, one trustee of the Trust shall either be a
natural person who is a resident of the State of Delaware or, if not a natural
person, an entity which has its principal place of business in the State of
Delaware and otherwise meets the requirements of applicable Delaware law.  Subject to the
 foregoing, the Depositor is
entitled to appoint or remove without cause any trustee of the Trust at any
time.  Any trustee of the Trust may
resign upon thirty (30) days’ prior notice to the Depositor.

 

7.      
       The Depositor hereby agrees to (i) reimburse the Trustee
for all reasonable expenses actually incurred (including reasonable fees and
expenses of counsel and other experts), and (ii) indemnify, defend and hold
harmless the Trustee and any of the officers, directors, employees and agents
of the Trustee (the “Indemnified Persons”) from and against any and all losses,
damages, liabilities, claims, actions, suits, costs, expenses, disbursements
(including the reasonable fees and expenses of counsel), taxes and penalties of
any kind and nature whatsoever actually incurred (collectively, “Expenses”), to
the extent that such Expenses arise out of or are imposed upon or asserted at
any time against such Indemnified Persons with respect to the performance of
this Trust Agreement, the creation, operation or termination of the Trust or
the transactions contemplated hereby; provided,
however, that the Depositor shall not be required to indemnify any
Indemnified Person for any Expenses which are a result of the willful
misconduct, bad faith or gross negligence of such Indemnified Person.

 

8.      
       The Trust may be dissolved and terminated before the
issuance of the capital securities of the Trust at the election of the
Depositor.

 

9.      
       This Trust Agreement shall be governed by, and construed
in accordance with, the laws of the State of Delaware (without regard to
conflict of laws principles).

 

 

 

 

IN WITNESS WHEREOF, the
parties hereto have caused this Trust Agreement to be duly executed as of the
day and year first above written.

 

	
   

  	
  
ZIONS BANCORPORATION,

  as Depositor

  
	
   

  	
   

  	
   

  
	
   

  	
  
By:

  	

  
/s/ Doyle L. Arnold

  
	
   

  	
   

  	
  
 

  
	
   

  	
   

  	
  
Name:

  	
  
Doyle L. Arnold

  
	
   

  	
   

  	
  
Title:

  	
  
Executive Vice President
  and Chief Financial Officer

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  
CHASE MANHATTAN BANK USA,

  NATIONAL ASSOCIATION,

  as Trustee

  
	
   

  	
   

  	
   

  
	
   

  	
  
By:

  	

  
/s/ John J. Cashin

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  
Name:

  	
  
John J. Cashin

  
	
   

  	
   

  	
  
Title:

  	
  
Vice-PresidentExhibit 4.14

 

 

CERTIFICATE OF TRUST

OF

ZIONS CAPITAL TRUST C

 

THIS Certificate of Trust of Zions
 Capital Trust C (the “Trust”), dated
as of August 2, 2002, is being duly executed and filed by the undersigned, as
trustee, to form a business trust under the Delaware Business Trust Act (12 Del.
C. § 3801, et  seq.) (the “Act”).

 

 

1.      
       Name.  The name of the business trust formed hereby
is “Zions Capital Trust C”.

 

2.      
       Delaware Trustee.  The name and business address of
 the trustee
of the Trust in the State of Delaware are Chase Manhattan Bank USA, National
Association, c/o JP Morgan Chase Bank, 500 Stanton Christiana Road, OPS4/3rd
Floor, Newark, Delaware 19713, Attn: Institutional Trust Services.

 

3.      
       Effective Date.  This Certificate of Trust shall be
 effective
upon filing with the Secretary of State of the State of Delaware.

 

IN WITNESS WHEREOF, the undersigned,
 being the trustee of the Trust on
the date hereof, has duly executed this Certificate of Trust in accordance with
Section 3811(a) of the Act.

 

 

	
   

  	
   

  	
  
CHASE
  MANHATTAN BANK USA,

  NATIONAL ASSOCIATION, not in its

  individual capacity, but solely as trustee of the

  Trust

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  
By:

  	

  
/s/
  John J. Cashin

  
	
   

  	
   

  	
   

  	
  
Name:

  	

  
John
  J. Cashin

  
	
   

  	
   

  	
   

  	
  
Title:

  	
  
Vice-President

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