Document:

Exhibit 10.40

 

	
CONFIDENTIAL
    	
EXECUTION COPY
    

 

CONFIDENTIALITY AND NON-COMPETE AGREEMENT

 

This Confidentiality and Non-Compete Agreement (this “Agreement”) is entered into between Ingredion Incorporated, a Delaware corporation with its corporate offices at 5 Westbrook Corporate Center, Westchester, Illinois 60154 (the “Company”), and Cheryl K. Beebe (“Ms. Beebe”).

 

WHEREAS, Ms. Beebe was previously employed by the Company as Executive Vice President and Chief Financial Officer of the Company and retired from the Company on February 8, 2014.

 

NOW, THEREFORE, in consideration of the mutual promises and agreements contained herein, the adequacy and sufficiency of which are hereby acknowledged, the Company and Ms. Beebe hereby agree as follows:

 

1.                                      Confidentiality.

 

(a)                                 Ms. Beebe shall not, for a period through and including February 8, 2019, make use of or disclose, directly or indirectly, any (i) trade secret or other confidential or secret information of the Company or of any of its subsidiaries or (ii) other technical, business, proprietary or financial information of the Company or of any of its subsidiaries not available to the public generally or to the competitors of the Company or to the competitors of any of its subsidiaries (“Confidential Information”), except to the extent that such Confidential Information (a) becomes a matter of public record or is published in a newspaper, magazine or periodical or in any other media available to the general public, other than as a result of any breach of this of this Agreement by Ms. Beebe, or (b) is required to be disclosed by any law, regulation or order of any court or regulatory commission, department or agency, provided that Ms. Beebe gives prompt notice of such requirement to the Company (unless prohibited by law) to enable the Company to seek an appropriate protective order.  Ms. Beebe hereby affirms that she has returned to the Company or destroyed all records, memoranda, notes, plans, reports, other documents and data, whether in tangible or electronic form, which constitute Confidential Information .

 

2.                                      Noncompetition; Nonsolicitation.

 

(a)                                 Ms. Beebe agrees that for a period through and including February 8, 2015 (“Non-Compete Term”), she shall not in any manner, alone or as an officer, director, stockholder, investor or employee of or consultant to any other corporation or enterprise, engage or be engaged, or assist any other person, firm, corporation or enterprise in engaging or being engaged, in any business relationship, with any individual or entity anywhere in the world that develops, produces, manufactures, sells, or distributes starch, sweetener, or other products produced or marketed by Ingredion as of the date hereof, or that could be used as a substitute for such products including, but not limited to, Tapioca, Manioc, Yucca, Rice or Potato starches, flours, syrups, and sweeteners; Dextrose, Stevia-based or other high intensity sweeteners, Glucose, Polyols, HFCS, High Maltose syrup, and Maltodextrin sweeteners; Corn oil; Gluten protein; and

 

1

 

Caramel Color, and specifically including but not limited to the following entities that manufacture such or similar products:  ADM, Cargill, Bunge, Roquette, Penford, Staley, and Tate & Lyle, including joint ventures, subsidiaries or divisions thereof or any entity which succeeds to the relevant business.  Notwithstanding any provision to the contrary, it shall not be a violation of this Agreement for Ms. Beebe to be or become the registered or beneficial owner of less than 5% of any class of securities listed on any stock exchange, in any business or corporation which is included in the scope of this Section 2.

 

(b)                                 Ms. Beebe further agrees that during the Non-Compete Term she shall not solicit or recruit employees of the Company or any of its subsidiaries.

 

(c)                                  If, prior to the expiration of the non-competition period, Employee would like to become employed by or otherwise participate in any business or other activity that she believes may violate the restrictive covenants, Employee may request that the Company waive or limit its rights under the restrictive covenants as they pertain to the particular opportunity.  Employee will provide her request to the Company’s General Counsel in writing, and will provide sufficient detail of the particular opportunity to allow the Company to evaluate her request.  The Company agrees that it will use reasonable efforts to respond to any request within ten business days, but failure to do so shall not be deemed a waiver.

 

3.                                      Consideration.

 

(a)                                 In consideration the restrictive covenants herein, the Company shall pay Ms. Beebe the sum of $1,048,320.00 (One million, forty-eight thousand, three hundred and twenty dollars).  One half of this sum ($524,160.00) shall be paid in a lump sum on August 31, 2014.  The remaining fifty percent shall be paid monthly in six equal installments, payable after completion of each month within five (5) business days after month end, with the first payment due on or before October 7, 2014.  All payments hereunder shall be deposited by the Company in the bank account designated by Ms. Beebe in writing.

 

4.                                      Enforcement.  The parties hereto agree that the Company and its subsidiaries would be damaged irreparably in the event that any provision of Sections 1 and 2 of this Agreement were not performed in accordance with its terms or were otherwise breached and that money damages would be an inadequate remedy for any such nonperformance or breach.  Accordingly, the Company and its successors and permitted assigns shall be entitled to seek, in addition to other rights and remedies existing in their favor, to an injunction or injunctions to prevent any breach or threatened breach of any of such provisions and to enforce such provisions specifically.  In addition to an injunction, the Company and its successors and permitted assigns shall be entitled to seek money damages; however, neither party shall be liable to the other for any damages hereunder in excess of $1,048,320.00 (One million, forty-eight thousand, three hundred and twenty dollars).

 

5.                                      Representations.  Ms. Beebe represents and warrants to the Company that the execution, delivery and performance of this Agreement by Ms. Beebe

 

2

 

does not and will not conflict with, breach, violate or cause a default under any contract, agreement, instrument, order, judgment or decree to which Ms. Beebe is a party or by which she is bound.

 

6.                                      Survival.  Sections 1, 2 and 4 of this Agreement shall survive and continue in full force and effect in accordance with their respective terms.

 

7.                                      Notices.  All notices, requests or other communications provided for in this Agreement shall be made, if to the Company, to Senior Vice President Human Resources, Ingredion Incorporated, 5 Westbrook Corporate Center, Westchester, Illinois 60154  U.S.A., fax +1-708-551-2895, and if to Ms. Beebe, to the address which Ms. Beebe will provide to the Company in writing.  All notices and other communications required or permitted hereunder shall be in writing and shall be deemed given when (i) delivered by overnight courier, or (ii) sent by facsimile, with the confirmatory copy delivered by overnight courier to the address of such party pursuant to this Section.

 

8.                                      Severability.  Whenever possible, each provision of this Agreement shall be interpreted in such manner as to be effective and valid under applicable law, but if any provision of this Agreement is held to be invalid, illegal or unenforceable in any respect under applicable law or rule in any jurisdiction, such invalidity, illegality or unenforceability shall not affect the validity, legality or enforceability of any other provision of this Agreement or the validity, legality or enforceability of such provision in any other jurisdiction, but this Agreement shall be reformed, construed and enforced in such jurisdiction as if such invalid, illegal or unenforceable provision had never been contained herein.

 

9.                                      Entire Agreement.  This Agreement constitutes the entire agreement and understanding between the parties with respect to the subject matter hereof and supersedes and preempts any prior understandings, agreements or representations by or between the parties, written or oral, which may have related in any manner to the subject matter hereof.

 

10.                               Successors and Assigns.  This Agreement shall be enforceable by Ms. Beebe and her heirs, executors, administrators and legal representatives, and by the Company and its successors and assigns.  No rights or obligations of the Company under this Agreement may be assigned or transferred by the Company except that such rights or obligations may be assigned or transferred in connection with the sale or transfer of all or substantially all of the assets of the Company, provided that the assignee or transferee is the successor to all or substantially all of the assets of the Company and such assignee or transferee assumes the liabilities, obligations, and duties of the Company, as contained in this Agreement, either contractually or as a matter of law.

 

11.                               Governing Law.  This Agreement shall be governed by and construed and enforced in accordance with the laws of Illinois and exclusive venue shall be in the courts in Illinois.

 

3

 

12.                               Amendment and Waiver.  The provisions of this Agreement may be amended or waived only by the written agreement of the Company and Ms. Beebe, and no course of conduct or failure or delay in enforcing the provisions of this Agreement shall affect the validity, binding effect or enforceability of this Agreement.

 

13.                               Counterparts.  This Agreement may be executed in two counterparts, each of which shall be deemed to be an original and both of which together shall constitute one and the same instrument.

 

14.                               THE PARTIES STATE THAT THEY HAVE READ THE FOREGOING, THAT THEY HAVE HAD THE OPPORTUNITY TO CONSULT WITH LEGAL COUNSEL OF THEIR OWN SELECTION AND AT THEIR OWN COST, THAT THEY UNDERSTAND EACH OF ITS TERMS AND THAT THEY INTEND TO BE BOUND THERETO.

 

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first written above.

 

	
 
    	
INGREDION   INCORPORATED
    
	
 
    	
 
    
	
 
    	
By:
    
	
 
    	
 
    
	
 
    	
/s/   Diane J. Frisch
    
	
 
    	
Diane   J. Frisch
    
	
 
    	
Senior   Vice President, Human Resources
    
	
 
    	
 
    
	
 
    	
Date:
    	
3/12/14
    
	
 
    	
 
    
	
 
    	
Accepted:
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
/s/   Cheryl K. Beebe
    
	
 
    	
Cheryl   K. Beebe
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
Date:
    	
3/7/14
    

 

4Exhibit 4.1

 

ONE HUNDRED-ELEVENTH SUPPLEMENTAL INDENTURE FOR
 ADDITIONAL SUBSIDIARY GUARANTEES

 

ONE-HUNDRED ELEVENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture for Additional Guarantees”), dated as of April 28, 2014, among Cirro Energy Services, Inc., a Texas corporation, Cirro Group, Inc., a Texas corporation (together, the “Guaranteeing Subsidiaries”), subsidiaries of NRG Energy, Inc., a Delaware corporation (the “Company”), the Company, the Existing Guarantors set forth on the signature pages hereto (the “Existing Guarantors”), and Law Debenture Trust Company of New York, as trustee under the Indenture referred to below (the “Trustee”).

 

W I T N E S S E T H

 

WHEREAS, the Company has heretofore executed and delivered to the Trustee an indenture (the “Base Indenture”), dated as of February 2, 2006, between the Company and the Trustee, as amended by (i) a twenty-second supplemental indenture (the “Twenty-Second Supplemental Indenture”), dated as of June 5, 2009, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $700 million of 8.50% Senior Notes due 2019 (the “8.50% 2019 Initial Notes”), and, subject to the terms of the Twenty-Second Supplemental Indenture, future unlimited issuances of 8.50% Senior Notes due 2019 (the “8.50% 2019 Additional Notes,” and together with the 8.50% 2019 Initial Notes, the “8.50% 2019 Notes”), (ii) a thirty-sixth supplemental indenture (the “Thirty-Sixth Supplemental Indenture”), dated as of August 20, 2010, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,100 million of 8.25% Senior Notes due 2020 (the “2020 Initial Notes”), and, subject to the terms of the Thirty-Sixth Supplemental Indenture, future unlimited issuances of 8.25% Senior Notes due 2020 (the “2020 Additional Notes,” and together with the 2020 Initial Notes, the “2020 Notes”), (iii) a forty-second supplemental indenture (the “Forty-Second Supplemental Indenture”), dated as of January 26, 2011, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,200 million of 7.625% Senior Notes due 2018 (the “2018 Initial Notes”), and, subject to the terms of the Forty-Second Supplemental Indenture, future unlimited issuances of 7.625% Senior Notes due 2018 (the “2018 Additional Notes,” and together with the 2018 Initial Notes, the “2018 Notes”), (iv) a fiftieth supplemental indenture (the “Fiftieth Supplemental Indenture”), dated as of May 24, 2011, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $800 million of 7.625% Senior Notes due 2019 (the “7.625% 2019 Initial Notes”), and, subject to the terms of the Fiftieth Supplemental Indenture, future unlimited issuances of 7.625% Senior Notes due 2019 (the “7.625% 2019 Additional Notes,” and together with the 7.625% 2019 Initial Notes, the “7.625% 2019 Notes”), (v) a fifty-first supplemental indenture (the “Fifty-First Supplemental Indenture”), dated as of May 24, 2011, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $1,200 million of 7.875% Senior Notes due 2021 (the “2021 Initial Notes”), and, subject to the terms of the Fifty-First Supplemental Indenture, future unlimited issuances of 7.875% Senior Notes due 2021 (the “2021 Additional Notes,” and together with the 2021 Initial Notes, the “2021 Notes”), (vi) a seventieth supplemental indenture (the “Seventieth Supplemental Indenture”), dated as of September 24, 2012, among the Company, the Guarantors party thereto and the Trustee, providing for the original issuance of an aggregate principal amount of $990 million of 6.625% Senior Notes due 2023 (the “2023 Initial Notes”), and, subject to the terms of the Seventieth Supplemental Indenture, future unlimited issuances of 6.625% Senior Notes due 2023 (the “2023 Additional Notes,” and together with the 2023 Initial Notes, the “2023 Notes”), and (vii) a one hundred-ninth supplemental indenture (the “One Hundred-Ninth Supplemental Indenture” and, collectively with the Base Indenture, the Twenty-Second Supplemental Indenture, the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fiftieth Supplemental Indenture the Fifty-First Supplemental Indenture and the Seventieth Supplemental Indenture, each as further supplemented and amended to the date hereof, the “Indenture”), dated as of January 27, 2014, among the Company, the Guarantors party thereto and the

 

 

Trustee, providing for the original issuance of an aggregate principal amount of $1,100 million of 6.250% Senior Notes due 2022 (the “2022 Initial Notes”), and subject to the terms of the One Hundred-Ninth Supplemental Indenture, future unlimited issuances of 6.250% Senior Notes due 2022 (the “2022 Additional Notes,” and together with the 2022 Initial Notes, the “2022 Notes,” which, collectively with the 8.50% 2019 Notes, the 2020 Notes, the 2018 Notes, the 7.625% 2019 Notes, the 2021 Notes and the 2023 Notes, are referred to herein as the “Notes”);

 

WHEREAS, the Indenture provides that under certain circumstances the Guaranteeing Subsidiaries shall execute and deliver to the Trustee a supplemental indenture pursuant to which the Guaranteeing Subsidiaries shall unconditionally guarantee all of the Company’s Obligations under the Notes and the Indenture (the “Additional Guarantees”); and

 

WHEREAS, pursuant to Section 4.17 of each of the Twenty-Second Supplemental Indenture, the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fiftieth Supplemental Indenture, the Fifty-First Supplemental Indenture and the Seventieth Supplemental Indenture, and Section 4.16 of the One Hundred-Ninth Supplemental Indenture, the Trustee, the Company and the Existing Guarantors are authorized and required to execute and deliver this Supplemental Indenture for Additional Guarantees.

 

NOW THEREFORE, in consideration of the foregoing and for good and valuable consideration, the receipt of which is hereby acknowledged, the Guaranteeing Subsidiaries, the Trustee, the Company and the Existing Guarantors mutually covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

 

1.                                      Capitalized Terms. Unless otherwise defined in this Supplemental Indenture for Additional Guarantees, capitalized terms used herein without definition shall have the meanings assigned to them in the Indenture.

 

2.                                      Agreement to Be Bound; Guarantees. The Guaranteeing Subsidiaries hereby become parties to the Indenture as Guarantor and as such will have all of the rights and be subject to all of the Obligations and agreements of a Guarantor under the Indenture.  The Guaranteeing Subsidiaries hereby agree to be bound by all of the provisions of the Indenture applicable to a Guarantor and to perform all of the Obligations and agreements of a Guarantor under the Indenture.  In furtherance of the foregoing, the Guaranteeing Subsidiaries shall be deemed Guarantors for purposes of Article 10 of each of the Twenty-Second Supplemental Indenture, the Thirty-Sixth Supplemental Indenture, the Forty-Second Supplemental Indenture, the Fiftieth Supplemental Indenture, the Fifty-First Supplemental Indenture, the Seventieth Supplemental Indenture and the One Hundred-Ninth Supplemental Indenture, including, without limitation, Section 10.02 thereof.

 

3.                                      NEW YORK LAW TO GOVERN. THE INTERNAL LAW OF THE STATE OF NEW YORK SHALL GOVERN AND BE USED TO CONSTRUE THIS SUPPLEMENTAL INDENTURE FOR ADDITIONAL GUARANTEES BUT WITHOUT GIVING EFFECT TO APPLICABLE PRINCIPLES OF CONFLICTS OF LAW TO THE EXTENT THAT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION WOULD BE REQUIRED THEREBY.

 

4.                                      Counterparts. The parties may sign any number of copies of this Supplemental Indenture for Additional Guarantees.  Each signed copy shall be an original, but all of them together represent the same agreement.

 

5.                                      Effect of Headings. The Section headings herein are for convenience only and shall not affect the construction hereof.

 

2

 

6.                                      The Trustee. The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture for Additional Guarantees or for or in respect of the recitals contained herein, all of which recitals are made solely by the Guaranteeing Subsidiaries and the Company.

 

7.                                      Ratification of Indenture; Supplemental Indenture for Additional Guarantees Part of Indenture. Except as expressly amended hereby, the Indenture is in all respects ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect.  This Supplemental Indenture for Additional Guarantees shall form a part of the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall by bound hereby.

 

[Signatures on following pages]

 

3

 

IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture for Additional Guarantees to be duly executed and attested, all as of the date first above written.

 

	
 
    	
GUARANTEEING SUBSIDIARIES:
    
	
 
    	
 
    
	
 
    	
CIRRO ENERGY SERVICES, INC.
    
	
 
    	
CIRRO GROUP, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Lynne Wittkamp
    
	
 
    	
 
    	
Name: Lynne Wittkamp
    
	
 
    	
 
    	
Title: Assistant Secretary
    

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
ISSUER:
    
	
 
    	
 
    
	
 
    	
NRG ENERGY, INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/ Brian Curci
    
	
 
    	
 
    	
Name: Brian Curci
    
	
 
    	
 
    	
Title: Corporate Secretary
    
	
 
    	
 
    
	
 
    	
EXISTING GUARANTORS:
    
	
 
    	
 
    
	
 
    	
ARTHUR KILL POWER LLC
    
	
 
    	
ASTORIA GAS TURBINE POWER LLC
    
	
 
    	
BAYOU COVE PEAKING POWER, LLC
    
	
 
    	
CABRILLO POWER I LLC
    
	
 
    	
CABRILLO POWER II LLC
    
	
 
    	
CARBON MANAGEMENT SOLUTIONS LLC
    
	
 
    	
CLEAN EDGE ENERGY LLC
    
	
 
    	
CONEMAUGH POWER LLC
    
	
 
    	
CONNECTICUT JET POWER LLC
    
	
 
    	
COTTONWOOD DEVELOPMENT LLC
    
	
 
    	
COTTONWOOD GENERATING PARTNERS I LLC
    
	
 
    	
COTTONWOOD GENERATING PARTNERS II LLC
    
	
 
    	
COTTONWOOD GENERATING PARTNERS III LLC
    
	
 
    	
DEVON POWER LLC
    
	
 
    	
DUNKIRK POWER LLC
    
	
 
    	
EASTERN SIERRA ENERGY COMPANY LLC
    
	
 
    	
EL SEGUNDO POWER, LLC
    
	
 
    	
EL SEGUNDO POWER II LLC
    
	
 
    	
ENERGY PLUS HOLDINGS LLC
    
	
 
    	
ENERGY PLUS NATURAL GAS LLC
    
	
 
    	
ENERGY PROTECTION INSURANCE COMPANY
    
	
 
    	
GREEN MOUNTAIN ENERGY COMPANY (NY COM) LLC
    
	
 
    	
GREEN MOUNTAIN ENERGY COMPANY (NY RES) LLC
    
	
 
    	
HUNTLEY POWER LLC
    
	
 
    	
INDEPENDENCE ENERGY ALLIANCE LLC
    
	
 
    	
INDEPENDENCE ENERGY NATURAL GAS LLC
    
	
 
    	
INDIAN RIVER OPERATIONS INC.
    
	
 
    	
INDIAN RIVER POWER LLC
    
	
 
    	
KEYSTONE POWER LLC
    
	
 
    	
LANGFORD WIND POWER, LLC
    

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
MERIDEN GAS TURBINES LLC
    
	
 
    	
MIDDLETOWN POWER LLC
    
	
 
    	
MONTVILLE POWER LLC
    
	
 
    	
NEO CORPORATION
    
	
 
    	
NEO FREEHOLD-GEN LLC
    
	
 
    	
NEO POWER SERVICES INC.
    
	
 
    	
NORWALK POWER LLC
    
	
 
    	
NRG AFFILIATE SERVICES INC.
    
	
 
    	
NRG ARTESIAN ENERGY LLC
    
	
 
    	
NRG ARTHUR KILL OPERATIONS INC.
    
	
 
    	
NRG ASTORIA GAS TURBINE OPERATIONS INC.
    
	
 
    	
NRG BAYOU COVE LLC
    
	
 
    	
NRG CABRILLO POWER OPERATIONS INC.
    
	
 
    	
NRG CALIFORNIA PEAKER OPERATIONS LLC
    
	
 
    	
NRG CEDAR BAYOU DEVELOPMENT COMPANY, LLC
    
	
 
    	
NRG CONNECTICUT AFFILIATE SERVICES INC.
    
	
 
    	
NRG DEVELOPMENT COMPANY INC.
    
	
 
    	
NRG DEVON OPERATIONS INC.
    
	
 
    	
NRG DISPATCH SERVICES LLC
    
	
 
    	
NRG DUNKIRK OPERATIONS INC.
    
	
 
    	
NRG EL SEGUNDO OPERATIONS INC.
    
	
 
    	
NRG ENERGY SERVICES GROUP LLC
    
	
 
    	
NRG GENERATION HOLDINGS, INC.
    
	
 
    	
NRG HOME & BUSINESS SOLUTIONS LLC
    
	
 
    	
NRG HOME SOLUTIONS PRODUCT LLC
    
	
 
    	
NRG HUNTLEY OPERATIONS INC.
    
	
 
    	
NRG IDENTITY PROTECT LLC
    
	
 
    	
NRG ILION LP LLC
    
	
 
    	
NRG INTERNATIONAL LLC
    
	
 
    	
NRG MEXTRANS INC.
    
	
 
    	
NRG MIDATLANTIC AFFILIATE SERVICES INC.
    
	
 
    	
NRG MIDDLETOWN OPERATIONS INC.
    
	
 
    	
NRG MONTVILLE OPERATIONS INC.
    
	
 
    	
NRG NEW JERSEY ENERGY SALES LLC
    
	
 
    	
NRG NORTH CENTRAL OPERATIONS INC.
    
	
 
    	
NRG NORTHEAST AFFILIATE SERVICES INC.
    
	
 
    	
NRG NORWALK HARBOR OPERATIONS INC.
    
	
 
    	
NRG OPERATING SERVICES, INC.
    
	
 
    	
NRG OSWEGO HARBOR POWER OPERATIONS INC.
    
	
 
    	
NRG PACGEN INC.
    

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
NRG POWER MARKETING LLC
    
	
 
    	
NRG RENTER’S PROTECTION LLC
    
	
 
    	
NRG RETAIL LLC
    
	
 
    	
NRG ROCKFORD ACQUISITION LLC
    
	
 
    	
NRG SAGUARO OPERATIONS INC.
    
	
 
    	
NRG SECURITY LLC
    
	
 
    	
NRG SERVICES CORPORATION
    
	
 
    	
NRG SIMPLYSMART SOLUTIONS LLC
    
	
 
    	
NRG SOUTH CENTRAL AFFILIATE SERVICES INC.
    
	
 
    	
NRG SOUTH CENTRAL GENERATING LLC
    
	
 
    	
NRG SOUTH CENTRAL OPERATIONS INC.
    
	
 
    	
NRG TEXAS C&I SUPPLY LLC
    
	
 
    	
NRG UNEMPLOYMENT PROTECTION LLC
    
	
 
    	
NRG WARRANTY SERVICES LLC
    
	
 
    	
NRG WEST COAST LLC
    
	
 
    	
NRG WESTERN AFFILIATE SERVICES INC.
    
	
 
    	
O’BRIEN COGENERATION, INC. II
    
	
 
    	
ONSITE ENERGY, INC.
    
	
 
    	
OSWEGO HARBOR POWER LLC
    
	
 
    	
RERH HOLDINGS, LLC
    
	
 
    	
SAGUARO POWER LLC
    
	
 
    	
SOMERSET OPERATIONS INC.
    
	
 
    	
SOMERSET POWER LLC
    
	
 
    	
US RETAILERS LLC
    
	
 
    	
VIENNA OPERATIONS INC.
    
	
 
    	
VIENNA POWER LLC
    
	
 
    	
WCP (GENERATION) HOLDINGS LLC
    
	
 
    	
WEST COAST POWER LLC
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Lynne Wittkamp
    
	
 
    	
 
    	
Name:
    	
Lynne   Wittkamp
    
	
 
    	
 
    	
Title:
    	
Assistant   Secretary
    

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
COTTONWOOD   ENERGY COMPANY LP
    
	
 
    	
By:   Cottonwood Generating Partners I LLC, its General Partner
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Lynne Wittkamp
    
	
 
    	
 
    	
 
    	
Name:   
    	
Lynne   Wittkamp
    
	
 
    	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
COTTONWOOD   TECHNOLOGY PARTNERS LP
    
	
 
    	
By:   Cottonwood Generating Partners I LLC, its General Partner
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Lynne Wittkamp
    
	
 
    	
 
    	
 
    	
Name:   
    	
Lynne   Wittkamp
    
	
 
    	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ELBOW   CREEK WIND PROJECT LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Lynne Wittkamp
    
	
 
    	
 
    	
 
    	
Name:   
    	
Lynne   Wittkamp
    
	
 
    	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
GCP   FUNDING COMPANY, LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Elizabeth McCormack
    
	
 
    	
 
    	
Name:   
    	
Elizabeth   McCormack
    
	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
GREEN   MOUNTAIN ENERGY COMPANY
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   G. Gary Garcia
    
	
 
    	
 
    	
Name:   
    	
G.   Gary Garcia
    
	
 
    	
 
    	
Title:   
    	
Vice   President, Treasury
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
NRG   CONSTRUCTION LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Gaetan Frotte
    
	
 
    	
 
    	
Name:   
    	
Gaetan   Frotte
    
	
 
    	
 
    	
Title:   
    	
Vice   President and Treasurer
    
						

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
ACE   ENERGY, INC.
    
	
 
    	
ALLIED   WARRANTY LLC
    
	
 
    	
BIDURENERGY, INC.
    
	
 
    	
ENERGY   CURTAILMENT SPECIALISTS, INC.
    
	
 
    	
LONE   STAR A/C & APPLIANCE REPAIR, LLC
    
	
 
    	
NRG   CURTAILMENT SOLUTIONS LLC
    
	
 
    	
NRG   ENERGY LABOR SERVICES LLC
    
	
 
    	
NRG   ENERGY SERVICES LLC
    
	
 
    	
NRG   HOME SOLUTIONS LLC
    
	
 
    	
NRG   HOMER CITY SERVICES LLC
    
	
 
    	
NRG   MAINTENANCE SERVICES LLC
    
	
 
    	
NRG   RELIABILITY SOLUTIONS LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Gaetan Frotte
    
	
 
    	
 
    	
Name:   
    	
Gaetan   Frotte
    
	
 
    	
 
    	
Title:   
    	
Vice   President and Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
NRG   ILION LIMITED PARTNERSHIP
    
	
 
    	
By:   NRG Rockford Acquisition LLC, its General Partner
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   Lynne Wittkamp
    
	
 
    	
 
    	
 
    	
Name:   
    	
Lynne   Wittkamp
    
	
 
    	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    	
 
    
	
 
    	
NRG   SOUTH TEXAS LP
    
	
 
    	
By:   Texas Genco GP, LLC, its General Partner
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Elizabeth McCormack
    
	
 
    	
 
    	
Name:   
    	
Elizabeth   McCormack
    
	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
NRG   ENERGY SERVICES INTERNATIONAL INC.
    
	
 
    	
NRG   RETAIL NORTHEAST LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Elizabeth McCormack
    
	
 
    	
 
    	
Name:   
    	
Elizabeth   McCormack
    
	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
							

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
TEXAS   GENCO SERVICES, LP
    
	
 
    	
By:   New Genco GP, LLC, its General Partner
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
 
    	
By:
    	
/s/   G. Gary Garcia
    
	
 
    	
 
    	
Name:   
    	
G.   Gary Garcia
    
	
 
    	
 
    	
Title:   
    	
Vice   President and Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
EVERYTHING   ENERGY LLC
    
	
 
    	
RE   RETAIL RECEIVABLES, LLC
    
	
 
    	
RELIANT   ENERGY NORTHEAST LLC
    
	
 
    	
RELIANT   ENERGY POWER SUPPLY LLC
    
	
 
    	
RELIANT   ENERGY RETAIL HOLDINGS, LLC
    
	
 
    	
RELIANT   ENERGY RETAIL SERVICES, LLC
    
	
 
    	
INDEPENDENCE   ENERGY GROUP LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   Lynne Wittkamp
    
	
 
    	
 
    	
Name:   
    	
Lynne   Wittkamp
    
	
 
    	
 
    	
Title:   
    	
Assistant   Secretary
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
ENERGY   ALTERNATIVES WHOLESALE, LLC
    
	
 
    	
GREGORY   PARTNERS, LLC
    
	
 
    	
GREGORY   POWER PARTNERS LLC
    
	
 
    	
NEW   GENCO GP, LLC
    
	
 
    	
NRG   TEXAS GREGORY LLC
    
	
 
    	
NRG   TEXAS LLC
    
	
 
    	
NRG   TEXAS POWER LLC
    
	
 
    	
TEXAS   GENCO FINANCING CORP.
    
	
 
    	
TEXAS   GENCO HOLDINGS, INC.
    
	
 
    	
TEXAS   GENCO GP, LLC
    
	
 
    	
TEXAS   GENCO OPERATING SERVICES, LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   G. Gary Garcia
    
	
 
    	
 
    	
Name:   
    	
G.   Gary Garcia
    
	
 
    	
 
    	
Title:   
    	
Vice   President and Treasurer
    
							

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
LOUISIANA   GENERATING LLC
    
	
 
    	
NRG   NEW ROADS HOLDINGS LLC
    
	
 
    	
NRG   TEXAS HOLDING INC.
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   G. Gary Garcia
    
	
 
    	
 
    	
Name:   
    	
G.   Gary Garcia
    
	
 
    	
 
    	
Title:   
    	
Treasurer
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
 
    	
 
    	
 
    
	
 
    	
TEXAS   GENCO LP, LLC
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   G. Gary Garcia
    
	
 
    	
 
    	
Name:   
    	
G.   Gary Garcia
    
	
 
    	
 
    	
Title:   
    	
Manager
    

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

 

 

	
 
    	
LAW   DEBENTURE TRUST COMPANY OF NEW YORK,
    
	
 
    	
as Trustee
    
	
 
    	
 
    
	
 
    	
 
    
	
 
    	
By:
    	
/s/   James D. Heaney
    
	
 
    	
 
    	
Name:   
    	
James   D. Heaney
    
	
 
    	
 
    	
Title:
    	
Managing   Director
    

 

Signature Page to One Hundred-Eleventh Supplemental Indenture

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00230-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00230-of-00352.parquet"}]]