Document:

EX-10.9

 Exhibit 10.9 

RIGHT OF FIRST REFUSAL AND 

CORPORATE OPPORTUNITIES AGREEMENT 

THIS RIGHT OF FIRST REFUSAL AND CORPORATE OPPORTUNITIES AGREEMENT (this “Agreement”) is made as of
[            ], 2013 by and among ROI Acquisition Corp. II, a Delaware corporation (the “Company”), and GEH Capital, Inc., a Delaware corporation (the
“Sponsor”) and Clinton Group, Inc., a Delaware corporation (“CGI” and together with the Sponsor, the “Clinton Group”), in connection with the Company’s proposed public offering of units consisting of
shares of common stock, par value $0.0001 per share (the “Shares”) and warrants to purchase Shares, pursuant to a registration statement on Form S-1, filed by the Company with the Securities and Exchange Commission (as amended, the
“Registration Statement”). 
 RECITALS 

WHEREAS, Clinton Group is an affiliate of the Sponsor; and 

WHEREAS, the Company will be attempting to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or
similar business combination with one or more businesses or assets involving the Company (a “Business Transaction”); and 

WHEREAS, Clinton Group and its affiliated investment funds may also be seeking investment opportunities which may be a part of, in connection
with or deemed a Business Transaction; and 
 WHEREAS, the Company and Clinton Group each believes it is in their best interests to clarify
any potential Business Transaction and investment opportunities for which each party shall have the right of first refusal. 
 NOW,
THEREFORE, in consideration of the mutual covenants and agreements set forth herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows: 

1. Right of First Refusal. 

For the term specified in Section 2 of this Agreement and subject to subsections (b), (c) and (d) of this
Section 1, the Clinton Group and its affiliated investment funds hereby grants to the Company a right of first refusal as follows: 

(a) Clinton Group and its affiliated investment funds shall not enter into any agreement to acquire 50% or more of the outstanding voting
securities of any company or business in the consumer and financial services sectors whose fair market value is at least equal to 80% of the balance in the trust account that holds the proceeds of the Company’s initial public offering (less the
deferred underwriting discounts and commissions and taxes payable) at such time, without first presenting such suitable opportunity to the Company’s directors, and will not enter into any such agreement until the Company’s directors
determine, within the time frame and in the manner specified below, not to pursue such Business Transaction opportunity. 

 (b) Notwithstanding anything to the contrary in this Agreement, the Company agrees that any such
business entity in which Clinton Group currently invests or with respect to which Clinton Group has initiated any contacts or entered into any discussions or negotiations, formal or informal, regarding their respective acquisition of, or investment
in, such business prior to the completion of the Company’s initial public offering, as set forth in the Registration Statement, will not be a potential acquisition target for the Company, unless Clinton Group declines to pursue such respective
business opportunity and notifies the Company of the same in writing. 
 (c) After review of any potential Business Transaction or
investment opportunity, the Company may release the right of first refusal set forth in this Section 1(a) with respect to such Business Transaction or suitable opportunity. Decisions by the Company to release Clinton Group to pursue such
suitable opportunity will be made by a majority of the Company’s independent directors. 
 (d) Clinton Group shall provide written
notice to the Company of any such suitable opportunity brought to its attention by its current partners, principals, directors, officers or employees within ten (10) business days of its identification of such suitable opportunity. Any right of
first refusal granted shall expire ninety (90) days from the date of the written notice unless earlier released pursuant to Section 1(c), provided that, during such ninety (90)-day period, the Company has failed to commence
discussions with any third party regarding the specified Business Transaction or suitable opportunity. 
 2. Term. This Agreement
shall become effective on its execution and shall remain in effect for a period to expire upon the earlier of: (i) the consummation by the Company of a Business Transaction or (ii) 24 months from the closing of the Company’s initial
public offering. 
 3. Notices. All notices or communications hereunder shall be addressed as follows: 

To the Company: 
 ROI Acquisition Corp. II 

601 Lexington Ave., 51st Floor 
 New York, New York 10022 

Attn: Thomas J. Baldwin, Chairman and CEO 
 with copies to (which
shall not constitute notice): 
 McDermott Will & Emery LLP 

340 Madison Avenue 
 New York, New York 10173-1922 

Attention: Joel L. Rubinstein 

 If to Clinton Group: 

Clinton Group, Inc. 
 601 Lexington Ave., 51st Floor 

New York, New York 10022 
 Attn: Joseph A. De Perio 

All notices, statements or other documents which are required or contemplated by this Agreement shall be: (i) in writing and delivered personally or sent
by first class registered or certified mail, overnight courier service or facsimile or electronic transmission to the address designated in writing, (ii) by facsimile to the number most recently provided to such party or such other address or
fax number as may be designated in writing by such party and (iii) by electronic mail, to the electronic mail address most recently provided to such party or such other electronic mail address as may be designated in writing by such party. Any
notice or other communication so transmitted shall be deemed to have been given on the day of delivery, if delivered personally, on the business day following receipt of written confirmation, if sent by facsimile or electronic transmission, one
(1) business day after delivery to an overnight courier service or five (5) days after mailing if sent by mail. 
 4.
Severability. If any term or provision of this Agreement or the performance thereof shall be invalid or unenforceable to any extent, such invalidity or unenforceability shall not affect or render invalid or unenforceable any other provision
of this Agreement and this Agreement shall be valid and enforced to the fullest extent permitted by law. 
 5. Entire Agreement. This
Agreement, as the same may be amended from time to time in accordance with the terms hereof, contains the entire agreement among the parties hereto relating to the subject matter hereof and supersedes in all respects any prior or other agreement or
understanding concerning the subject matter hereof between the Company and Clinton Group. 
 6. Waiver. The failure of any of the
parties hereto to at any time enforce any of the provisions of this Agreement shall not be deemed or construed to be a waiver of any such provision, nor to in any way effect the validity of this Agreement or any provision hereof or the right of any
of the parties hereto to thereafter enforce each and every provision of this Agreement. No waiver of any breach, non-compliance or non-fulfillment of any of the provisions of this Agreement shall be effective unless set forth in a written instrument
executed by the party or parties against whom or which enforcement of such waiver is sought; and no waiver of any such breach, non-compliance or non-fulfillment shall be construed or deemed to be a waiver of any other or subsequent breach,
non-compliance or non-fulfillment. 
 7. Amendment. This Agreement may only be amended by written agreement of the parties hereto.

 8. Survival. The respective rights and obligations of the parties hereunder shall survive any termination of this Agreement to the
extent necessary to the intended preservation of such rights and obligations. The provisions of this Section 8 are in addition to the survivorship provisions of any other section of this Agreement. 

 9. Counterparts. This Agreement may be executed in any number of counterparts, each of
which shall be deemed to be an original, but all such counterparts shall together constitute one and the same instrument. Delivery of a signed counterpart of this Agreement by facsimile or electronic transmission shall constitute valid and
sufficient delivery thereof. 
 10. Headings. The headings herein are inserted for convenience of reference only and are not intended
to be part of, or to affect the meaning or interpretation of, this Agreement. 
 11. Mutual Drafting. This Agreement is the joint
product of the Company and Clinton Group and each provision hereof has been subject to the consultation, negotiation and agreement of such parties and shall not be construed for or against any party hereto. 

12. Governing Law; Jurisdiction; Waiver of Jury Trial. This Agreement shall be governed by and construed and enforced in
accordance with the laws of New York, without giving effect to conflicts of law principles that would result in the application of the substantive laws of another jurisdiction. The parties hereby (i) agree that any action, proceeding or claim
against it arising out of or relating in any way to this Agreement shall be brought and enforced first in the U.S. District Court for the Southern District of New York, then to such other federal or state courts located in the State of New York, and
irrevocably submits to such jurisdiction in New York, which jurisdiction shall be exclusive and (ii) waive any objection to such exclusive jurisdiction and that such courts represent an inconvenient forum. THE PARTIES HERETO, TO THE FULLEST
EXTENT PERMITTED BY LAW, WAIVE ANY RIGHT THEY MAY HAVE TO A TRIAL BY JURY IN RESPECT OF ANY CLAIM BASED UPON, ARISING OUT OF, OR IN CONNECTION WITH, THIS AGREEMENT. 

13. Trust Waiver. Notwithstanding anything herein to the contrary, Clinton Group hereby waives any and all right, title, interest or
claim of any kind, regardless of whether such claim arises based on contract, tort, equity or any other theory of legal liability (“Claim”) in or to any distribution from the trust account in which the proceeds of the Company’s
initial public offering will be deposited and held for the benefit of the public shareholders (the “Trust Account”) and hereby agrees not to seek recourse, reimbursement, payment or satisfaction for any Claim against the Trust
Account for any reason whatsoever. 
 [Signature Page Follows] 

 IN WITNESS WHEREOF, the parties hereto have executed this Right of First Refusal and Corporate
Opportunities Agreement as of the date first specified above. 
  

			
	ROI ACQUISITION CORP. II
		
	By:	 	  

	Name:	 	Thomas J. Baldwin
	Title:	 	Chairman and CEO
	
	CLINTON GROUP, INC.
		
	By:	 	  

	Name:	 	Joseph De Perio
	Title:	 	Authorized Signatory
	
	GEH CAPITAL, INC.
		
	By:	 	  

	Name:	 	Francis Ruchalski
	Title:	 	Authorized SignatoryEX-10.10

 Exhibit 10.10 

SECURITIES ASSIGNMENT AGREEMENT 

This Securities Assignment Agreement is dated as of August 22, 2013 (this “Assignment”), by and among GEH Capital, Inc.,
a Delaware corporation (the “Seller”), and the parties identified on the signature page hereto (each a “Buyer” and collectively, the “Buyers”). 

WHEREAS, on the terms and subject to the conditions set forth in this Assignment, the Seller wishes to assign an aggregate of 343,750
shares (the “Shares”) of common stock (“Common Stock”) of ROI Acquisition Corp. II (the “Company”) to the Buyers and the Buyers wish to purchase the Shares from the Seller. 

NOW, THEREFORE, in consideration of the premises, representations, warranties and the mutual covenants contained in this Assignment,
and for other good and valuable consideration, the receipt, sufficiency and adequacy of which are hereby acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows: 

Section 1 Assignment of Shares. Seller hereby assigns 171,875 Shares to each of the Buyers. The Buyers have paid to the
Seller an aggregate amount of Two Thousand Three Hundred Ninety-One Dollars and Thirty Cents ($2,391.30) (the “Purchase Price”), in consideration of the assignment of the Shares. 

Section 2 No Conflicts. Each party represents and warrants that neither the execution and delivery of this Assignment by
such, nor the consummation or performance by such party of any of transactions contemplated hereby, will with or without notice or lapse of time, constitute, create or result in a breach or violation of, default under, loss of benefit or right under
or acceleration of performance of any obligation required under any agreement to which it is a party. 
 Section 3 Investment
Representations. Each Buyer represents and warrants, with respect to himself only, as follows: Such Buyer hereby acknowledges that an investment in the Shares involves certain significant risks. Such Buyer has no need for liquidity in its
investment in the Shares for the foreseeable future and is able to bear the risk of that investment for an indefinite period. Such Buyer acknowledges and hereby agrees that the Shares will not be transferable under any circumstances unless
registered by the Company in accordance with federal and state securities laws or sold in compliance with an exemption under such laws and such transfer complies with all applicable lock-up restrictions on such Buyer (as described in the
Company’s registration statement on Form S-1, as amended (File Number 333-190721) (the “Registration Statement”), under the Securities Act of 1933, as amended (the “Act”), relating to an underwritten public
offering by the Company (the “Offering”)))). Such Buyer further understands that any certificates evidencing the Shares bear a legend referring to the foregoing transfer restrictions. 

The Shares are being acquired solely for such Buyer’s own account, for investment purposes only, and are not being purchased with a view
to or for the resale, distribution, subdivision or fractionalization thereof; and such Buyer has no present plans to enter into any contract, undertaking, agreement or arrangement for such resale, distribution, subdivision or fractionalization. Such
Buyer has been given the opportunity to (i) ask questions of and receive answers from the Seller and the Company concerning the terms and conditions of the Shares, and the business and financial condition of the Company and (ii) obtain any
additional information that the Seller possesses or can acquire without unreasonable effort or expense that is necessary to assist such Buyer 

 
in evaluating the advisability of the purchase of the Shares and an investment in the Company. Such Buyer is not relying on any oral representation made by any person as to the Company or its
operations, financial condition or prospects. Such Buyer is an “accredited investor” as defined in Regulation D promulgated by the Securities and Exchange Commission under the Act. In the event such Buyer does not join the Board of
Directors of the Company upon the consummation of the Offering (whether and either at the election of the Company or such Buyer for any reason), then the Buyer shall promptly return the Shares to the Company. 

Section 4 Miscellaneous. This Assignment, together with the certificates, documents, instruments and writings that are
delivered pursuant hereto, constitutes the entire agreement and understanding of the parties hereto in respect of its subject matter. This Assignment may be executed in two or more counterparts, each of which will be deemed an original but all of
which together will constitute one and the same instrument. This Assignment may not be amended, modified or waived as to any particular provision, except by a written instrument executed by all parties hereto. Except as otherwise provided herein, no
party hereto may assign either this Assignment or any of its rights, interests, or obligations hereunder without the prior written approval of the other party. 

[SIGNATURE PAGE FOLLOWS] 

 IN WITNESS WHEREOF, the undersigned have executed this Assignment to be effective as of
the date first set forth above. 
  

			
	GEH CAPITAL, INC.
		
	By:	 	 /s/ Francis Ruchalski

	Name:	 	Francis Ruchalski
	Title:	 	Authorized Signatory
	
	BUYERS:
	
	 /s/ Thomas J. Baldwin

	Name:	 	Thomas J. Baldwin
	
	 /s/ Joseph A. De Perio

	Name:	 	Joseph A. De Perio

 [SECURITIES ASSIGNMENT AGREEMENT]

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