Document:

EX-10.29

 Exhibit 10.29 

*Portions of this exhibit have been excluded because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed.

 Third Addendum and Amendment to Support Services Agreement 

This THIRD ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P. (“Providing Party”), Apex
Clearing Holdings LLC (“ACH”) and Apex Clearing Corporation (“Apex”) is made and entered into as of June 27, 2014 (this “Addendum”). 

WHEREAS, on June 5, 2012, Providing Party and ACH entered into that certain Support Services Agreement (the “Original
Agreement”); and 
 WHEREAS, on December 1, 2012, ACH, Providing Party and Apex entered into an Addendum and Amendment to add
Apex as a party to the Original Agreement; and 
 WHEREAS, ACH, Providing Party and Apex desire to enter into this Addendum to
specify pricing to be paid for certain specific services to be provided under the Original Agreement, as amended. 
 NOW, THEREFORE,
in consideration of the mutual covenants and agreements herein contained and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 

ARTICLE I 
 DEFINED TERMS

 Section 1.1. Use of Defined Terms. Unless otherwise defined herein or the context otherwise
requires, terms for which meanings are provided in the Original Agreement shall have such meanings when used in this Addendum. 
 ARTICLE
II 
 AMENDMENTS 

Section 2.1 Charges for Services. 

(a) The parties agree that the rates for the services set forth below were determined in accordance with Section 4 of the Original
Agreement, as amended, and are the applicable rates for the services and time periods specified below. 

 (i) Consulting Services. Providing Party will provide Apex with
certain consulting services, as outlined below. The cost for these services from January 1 , 2014 through December 31, 2014 is as follows: 
  

									
	 	  	Annual Rate	 	 	Monthly
Rate 	 
	 Legal
	  	$	[	****] 	 	$	[	****] 
	 Compliance
	  	$	[	****] 	 	$	[	****] 
	 Finance
	  	$	[	****] 	 	$	[	****] 
	 HR
	  	$	[	****] 	 	$	[	****] 
	 Campus Recruiting
	  	$	[	****] 	 	 	[	****] 

 (b). The parties agree that the services specified in Section 2.1 (a) hereof may be terminated without
penalty: (a) by Apex by providing thirty days’ written notice to Providing Party; or (ii) by Providing Party by providing ninety days’ written notice to Apex. 

(c). Services by Certain Individuals. The parties agree that the services provided to Apex by the below individuals will reflect the
following rate: 
  

			
	 (i) For the dates January 1, 2014 through December 31, 2014:

		
	 Danny Rosenthal
	  	$[****]
	
	 (ii) For the dates April 1, 2014 through December 31,2014:

		
	 Jud Pyle
	  	$[****]
	
	 (iii) For the dates January 1, 2014 through April 30, 2014:

		
	 C. Fesler
	  	$[****]

 ARTICLE III 

MISCELLANEOUS 
 Section 3.1
References to the Original Agreement. Except for the amendments expressly set forth above, the Original Agreement is unmodified hereby, Reference to this specific Addendum need not be made in the Original Agreement, or
any other instrument or document executed in connection therewith, or in any certificate, any reference in any of such items to the Original Agreement being sufficient to refer to the Original Agreement as amended hereby. This Addendum is expressly
made a party of the Original Agreement. 
 Section 3.2 Incorporation of Provisions. Sections 7 and 14 of the Original
Agreement are incorporated by reference herein mutatis mutandis. 
 ********** 

 IN WITNESS WHEREOF, Each of the parties has caused this Amendment to be executed by its duly
authorized representative with effect as of June 27, 2014. 
  

			
	PEAK6 INVESTMENTS, L.P.
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Chief Corporate Development and Legal Officer

  

			
	APEX CLEARING HOLDINGS LLC
		
	By:	 	/s/ Daniel Rosenthal
		 	Name: Daniel Rosenthal
		 	Title: CEO

  

			
	APEX CLEARING CORPORATION
		
	By:	 	/s/ Daniel Rosenthal
		 	Name: Daniel Rosenthal
		 	Title: CEOEX-10.30

 Exhibit 10.30 

Fifth Addendum and Amendment to Support Services Agreement 

This FIFTH ADDENDUM AND AMENDMENT TO SUPPORT SERVICES AGREEMENT by and among PEAK6 Investments, L.P. (“Providing Party”), Apex
Clearing Holdings LLC (“ACH”) and Apex Clearing Corporation (“Apex”) is made and entered into as of January 1, 2017 (this “Addendum”). 

WHEREAS, on June 5, 2012, Providing Party and ACH entered into that certain Support Services Agreement (the “Original
Agreement”); and 
 WHEREAS, on December 1, 2012, ACH, Providing Party and Apex entered into an Addendum and Amendment to
add Apex as a party to the Original Agreement; and 
 WHEREAS, ACH, Providing Party and Apex desire to enter into this Addendum to
specify responsibilities required by Apex for Apex to continue to receive certain pricing services from the Providing Party. 
 NOW,
THEREFORE, in consideration of the mutual covenants and agreements herein contained and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows: 

ARTICLE I 
 DEFINED TERMS

 Section 1.1. Use of Defined Terms. Unless otherwise defined herein or the context otherwise requires, terms
for which meanings are provided in the Original Agreement shall have such meanings when used in this Addendum. 
 ARTICLE II 

AMENDMENTS 

Section 2.1 Charges for Services. 

(a) The parties agree that the fee arrangement for the services set forth below was determined in accordance with Section 4 of the
Original Agreement, as amended, and is applicable for the services specified below as of January 1, 2016 and continuing for as long as such services are provided or until earlier amended pursuant to the Original Agreement. 

 (i) Pricing and Infrastructure Services. Providing Party will provide
Apex with certain pricing and infrastructure consulting services, as outlined below. The cost for these services is as follows: 
  

									
	 	  	Annual Rate	 	  	Monthly Rate	 
	 * Infrastructure services other than infrastructure hosting
	  	$	[****]	 	  	$	[****]	 
	 Infrastructure hosting
	  	$	[****]	 	  	$	[****]	 
	 Equity and option pricing
	  	$	[****]	 	  	$	[****]	 
	 Option pricing calculator
	  	$	[****]	 	  	$	[****]	 

  

	*	 Infrastructure services shall include provision by Providing Party of infrastructure personnel (and, for the
avoidance of doubt, not equipment or other materials) for network engineering and administration, 2nd level Windows Engineering, 2nd level Unix
Engineering, general IT management, IT procurement (but not including the costs of equipment and/or material so maintained) and information security administration. 

	**	 Providing party receives certain DBA support and overnight monitoring services from Apex at a rate of
$[****]/month and $[****]/month, respectively. The collective monthly amount for these services will be deducted from the monthly amount paid by Apex for Infrastructure services so that the actual monthly amount paid by Apex to Providing Party is
$[****]. 

 (ii) Other Consulting Services. Providing Party will provide Apex with certain
additional consulting services, listed below, and, from time to time, services from specific individuals. Providing Party will bill Apex, in accordance with the Original Agreement, for the actual time spent rendering such services to Apex. 

 

			
	Finance	  	 Consulting

	Tax	  	 Marketing

	HR & Recruiting	  	 Legal and Contract Negotiation

 (b). The parties agree that the services listed in Section 2.1(a) hereof may be terminated without
penalty: (a) by Apex by providing thirty days’ written notice to Providing Party; or (ii) by Providing Party by providing ninety days’ written notice to Apex. 

 Section 2.2 Equity and Option Pricing Services.
The parties agree that in order for Apex to continue to receive certain pricing services from Providing Party pursuant to Section 2 of the Original Agreement, as amended, Apex hereby agrees as follows: 

 

	 	a.	 Apex will register with each applicable exchange and disclose the origin of its pricing; 

 

	 	b.	 Apex will pay for any new or additional costs that Providing Party incurs as a result of Providing Party’s
provision of the pricing data to Apex; 

  

	 	c.	 Apex will be responsible for applicable regulatory reporting and responding to any exchange audits; and

  

	 	d.	 Apex will, in addition to its indemnity obligations in Section 7 of the Original Agreement, indemnify and
hold harmless Providing Party from any and all losses whatsoever related to, connected with or resulting from Apex’s reporting (or lack of reporting) to exchanges or similar organizations and/or Apex’s receipt and/or use of data and/or
pricing from PEAK6. 

 ARTICLE III 

MISCELLANEOUS 

Section 3.1 References to the Original Agreement. Except for the amendments expressly set forth above, the Original
Agreement is unmodified hereby. Reference to this specific Addendum need not be made in the Original Agreement, or any other instrument or document executed in connection therewith, or in any certificate, any reference in any of such items to the
Original Agreement being sufficient to refer to the Original Agreement as amended hereby. This Addendum is expressly made a party of the Original Agreement. 

Section 3.2 Incorporation of Provisions. Sections 7 and 14 of the Original Agreement are incorporated by reference
herein mutatis mutandis. 
 *********** 

 IN WITNESS WHEREOF, Each of the parties has caused this Amendment to be executed by its duly
authorized representative with effect as of January 1, 2017. 
  

			
	PEAK6 INVESTMENTS, L.P.
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Chief Corporate Development + Legal Officer

  

			
	APEX CLEARING HOLDINGS LLC
		
	By:	 	/s/ Jay Coppoletta
		 	Name: Jay Coppoletta
		 	Title: Chief Corp. Dev. + Legal Officer of PEAK6 Investments, L.P., its manager

  

			
	APEX CLEARING CORPORATION
		
	By:	 	 /s/ William Capuzzi

		 	Name: William Capuzzi
		 	Title: CEO

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