Document:

THIRD AMENDMENT TO THE PURCHASE AND SALE AGREEMENT

 Exhibit 10.3 
  
 THIRD AMENDMENT 
 TO 
 PURCHASE AND
SALE AGREEMENT 
  
 THIS THIRD AMENDMENT, dated as of November 10, 2005 (the “Amendment”), to the PURCHASE AND SALE AGREEMENT, dated
as of December 21, 2001 (the “Agreement”), is among PerkinElmer, Inc. (“PKI”), a Massachusetts corporation, PerkinElmer Holdings, Inc., a Massachusetts corporation, PerkinElmer LAS, Inc. (formerly known as
PerkinElmer Life Sciences, Inc.), a Delaware corporation, PerkinElmer Optoelectronics NC, Inc., a Delaware corporation, PerkinElmer Optoelectronics SC, Inc., a Delaware corporation, and PerkinElmer Canada, Inc., a Canada corporation, Applied Surface
Technology, Inc., a California corporation (“Applied Surface”) and PerkinElmer Automotive Research, Inc., a Texas corporation (“Automotive Research”) (each an “Originator” and collectively, the
“Originators”), PerkinElmer Receivables Company, a Delaware corporation (“Buyer”). 
  
 WITNESSETH 
  
 WHEREAS, the Originators and the Buyer have previously entered into the Agreement pursuant to which the Originators agreed to sell to Buyer, and Buyer agreed to buy from each of the Originators, all of
the Receivables, all Related Security and all proceeds thereof generated by each such Originator; 
  
 WHEREAS, pursuant to a certain Receivables Sale Agreement, dated as of December 21, 2001, among the Buyer, PerkinElmer, Inc., Windmill
Funding Corporation and ABN AMRO Bank N.V. as agent for the Purchasers (the “Agent”) the Buyer has sold an interest in the Receivables and assigned and granted a security interest in all of Buyer’s right, title and interest in
and to the Agreement, including, without limitation, interests in the Receivables sold to Buyer pursuant thereto; 
  
 WHEREAS, the operations of the Exiting Originators (as defined below) and certain operations of PKI are being sold to third parties and,
under such circumstances, the Buyer has elected, in its sole discretion, to consent and agree to the reconveyance and sale of the Receivables in connection therewith; 
  
 WHEREAS, the parties hereto desire to terminate Applied Surface and Automotive Research, Inc. as Originators
under the Agreement (the “Exiting Originators”); 
  
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, agree as follows: 
  
 Section 1. Defined Terms. Unless otherwise amended by the terms
of this Amendment, terms used in this Amendment shall have the meanings assigned in the Agreement. 
  
 Section 2. Amendments to Agreement. (a) Buyer hereby reconveys, for adequate consideration, the receipt of which is acknowledged
(including the cancellation of the Subordinated Note payable to each of the Exiting Originators), without representation, warranty or recourse to the Existing Originators all of its right, title and interest in and to all Receivables originated by
each of the Exiting Originators. The Buyer hereby also reconveys, with adequate consideration, without representation, warranty or recourse to PKI all of its right, title and interest in and to all Receivables originated out of PKI’s offices
located in: Phelps, New York; Beltsville, Maryland; Warwick, Rhode Island; Daytona, Florida; and San Carlos, California. As contemplated by Section 6.1 of the Agreement, each of the parties hereto agrees that effective as of the date hereof,
(i) PKI shall no longer sell, transfer, assign, set over or otherwise convey, and shall have no further obligation to sell, transfer, assign, set over or otherwise convey, to Buyer any Receivables and other Related Security originated by PKI
out of PKI’s offices located in: Phelps, New York; Beltsville, Maryland; Warwick, Rhode Island; Daytona, Florida; and San 

 
Carlos, California, (ii) each of the Exiting Originators shall no longer sell, transfer, assign, set over or otherwise convey, and shall have no further
obligation to sell, transfer, assign, set over or otherwise convey, to Buyer any Receivables and other Related Security originated by the Exiting Originators and (iii) any reference to the term “Originator” in the Agreement
shall no longer include Applied Surface and Automotive Research, Inc. Each of the parties hereto hereby agrees to waive the written notice requirements set forth in Section 6.1 of the Agreement. The parties hereto acknowledge and agree that
that neither the Exiting Originators nor PKI have any right or entitlement to demand the reconveyance of the Receivables and that the Receivables are being reconveyed with the consent of the Buyer, the Agent and the Purchaser, in their sole
discretion. 
  
 (b) Each of the parties hereto also agrees that
from time to time, at the expense of the requesting party, it will promptly, upon reasonable request and at the expense of the requesting party, execute and deliver all further instruments and documents, and take all further action, in order to
implement the terms of this Amendment including, with limitation: 
  
 (i) executing and filing such UCC termination statements, and such other instruments or notices, the Exiting Originators may reasonably determine to be necessary or appropriate, and 
  
 (ii) notifying the Lockbox Banks with respect to Lockboxes
and Lockbox Accounts to which the Receivables and the Related Security originated by each of the Exiting Originators are remitted of purchase described herein, and 
  
 (iii) cancellation of the Subordinated Notes payable to each of the Exiting Originators. 
  
 Section 3. Effectiveness of Agreement. Except as expressly
amended by the terms of this Amendment, all terms and conditions of the Agreement, as amended, shall remain in full force and effect. 
  
 Section 4. Execution in Counterparts, Effectiveness. This Amendment may be executed by the parties hereto in several counterparts, each of
which shall be executed by the parties hereto and be deemed an original and all of which shall constitute together but one and the same instrument. 
  
 Section 5. Governing Law. This Agreement shall be construed in accordance with the laws of the State of Illinois, without reference to
conflict of law principles, and the obligations, rights and remedies of the parties hereunder shall be determined in accordance with the laws of the State of Illinois. 
  
 [Signatures Follow] 
  

 2 

 IN WITNESS WHEREOF, the parties have caused this Amendment
to be executed and delivered by their respective officers thereunto duly authorized as of the day and year first above written. 
  

			
	 PERKINELMER, INC., as Originator and Initial
Collection Agent

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Assistant Secretary

			
	
	 PERKINELMER HOLDINGS, INC., as Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

	
	 PERKINELMER LAS, INC., as Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

	
	 PERKINELMER OPTOELECTRONICS NC, INC., as
Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

			
	
	 PERKINELMER OPTOELECTRONICS SC, INC., as
Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

			
	
	 PERKINELMER CANADA, INC., as Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

	
	 APPLIED SURFACE TECHNOLOGY, INC.,
as
Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

  

 Signature Page to 
 Third Amendment to Purchase and Sale Agreement 

			
	 PERKINELMER AUTOMOTIVE RESEARCH, INC., as
Originator

			
		
	By	 	 /S/    JOHN L. HEALY

			
	 Name:
	 	 John L. Healy

			
	 Title:
	 	 Secretary

	
	 PERKINELMER RECEIVABLES COMPANY, as
Buyer

			
		
	By	 	 /S/    STEVEN DELAHUNT

			
	 Name:
	 	 Steven Delahunt

			
	 Title:
	 	 Assistant Treasurer

			
	
	 CONSENTED AND AGREED TO:

	
	 ABN AMRO BANK N.V., as Agent

		
	By	 	 /S/    THERESE GREMLEY

			
	Name:	 	 Therese Gremley

			
	Title:	 	 Vice President

			
		
	By	 	 /S/    MICHAEL MCINTYRE

			
	Name:	 	 Michael McIntyre

			
	Title:	 	 Vice President

			
	
	 WINDMILL FUNDING CORPORATION

		
	By	 	 /S/    BERNARD J. ANGELO

			
	Name:	 	 Bernard J. Angelo

			
	Title:	 	 Vice President

  

 Signature Page to 
 Third Amendment to Purchase and Sale AgreementForm of restricted stock agreement

 Exhibit 10.1 
  
 AVANEX CORPORATION 
  
 RESTRICTED STOCK AGREEMENT 
  
 Avanex Corporation (the “Company”) hereby grants you, [NAME] (the “Grantee”), a grant of Restricted Stock under the Company’s
1998 Stock Plan (the “Plan”). The date of this Agreement is [DATE] (the “Grant Date”). Subject to the provisions of Appendix A (attached) and of the Plan, the principal features of this grant are as follows:

  

			
	Total Number of Shares of Restricted Stock:	  	[NUMBER]
		
	Purchase Price per Share:	  	$0.001
		
	Total Purchase Price	  	$[PRICE] (payable in past services rendered to the Company)

  
 Your signature
below indicates your agreement and understanding that this grant is subject to all of the terms and conditions contained in this Agreement and the Plan. PLEASE BE SURE TO READ ALL OF APPENDIX A, WHICH CONTAINS THE SPECIFIC TERMS AND
CONDITIONS OF THIS AGREEMENT. YOU AGREE TO EXECUTE THIS AGREEMENT AS A CONDITION TO RECEIVING ANY SHARES. 
  

									
	 AVANEX CORPORATION
	 	 	 	 GRANTEE

				
	 By:
	 	 	 	 	 	 
	 Title:
	 	 	 	 	 	 [Name]

 APPENDIX A 
  

TERMS AND CONDITIONS OF COMMON STOCK 
  
 1. Grant. The Company hereby grants to the Grantee under the Plan at the per share price of $0.001, equal to the par value of the Shares (as
defined below), payable in past services rendered to the Company, an award of [                    ] shares of restricted stock (the
“Shares”) on the Grant Date, subject to all of the terms and conditions in this Agreement and the Plan. 
  
 2. Vesting Schedule. One hundred percent (100%) of the Shares shall be vested as of the Grant Date. 
  
 3. Representations of Grantee. Grantee acknowledges that Grantee has
received, read and understood the Plan and this Agreement and agrees to abide by and be bound by their terms and conditions. 
  
 4. Rights as Stockholder. Neither the Grantee nor any person claiming under or through the Grantee shall have any of the rights or privileges of a
stockholder of the Company in respect of any Shares deliverable hereunder unless and until certificates representing such shares shall have been issued, recorded on the records of the Company or its transfer agents or registrars, and delivered to
the Grantee. After such issuance, recordation and delivery, the Grantee shall have all the rights of a stockholder of the Company with respect to voting such shares and receipt of dividends and distributions on such Shares. 
  
 5. Tax Consultation. Grantee understands that Grantee may receive tax
consequences as a result of the receipt or disposition of the Shares. Grantee represents that Grantee has consulted with any tax consultants Grantee deems advisable in connection with the purchase or disposition of the Shares and that Grantee is not
relying on the Company for any tax advice. 
  
 6. No Effect on
Employment or Service. The Grantee acknowledges and agrees that this Agreement and the transactions contemplated hereunder do not constitute an express or implied promise of continued service or employment as a Service Provider for any period,
or at all, and shall not interfere with the Grantee’s right or the Company’s right to terminate the Grantee’s relationship as a Service Provider at any time, with or without cause. 
  
 7. Address for Notices. Any notice to be given to the Company under
the terms of this Agreement shall be addressed to the Company, in care of its Secretary, at 40919 Encyclopedia Circle, Fremont, California 94538, or at such other address as the Company may hereafter designate in writing. 
  
 8. Binding Agreement. Subject to the limitation on the transferability
of this grant contained herein, this Agreement shall be binding upon and inure to the benefit of the heirs, legatees, legal representatives, successors and assigns of the parties hereto. 
  
 9. Conditions for Issuance of Certificates for Shares. The Shares deliverable to the Grantee may be either previously
authorized but unissued shares or issued shares which have been reacquired by the Company. The Company shall not be required to issue any certificate or certificates for Shares hereunder prior to fulfillment of all the following conditions:
(a) the admission of such Shares to listing on all stock exchanges on which such class of stock is then listed; and (b) the completion of any registration or other qualification of such Shares under any State or Federal law or under the
rulings or regulations of the Securities and Exchange Commission or any other governmental regulatory body, which the Administrator shall, in its absolute discretion, deem necessary or advisable; and (c) the obtaining of any approval or other
clearance from any State or Federal governmental agency, which the Administrator shall, in its absolute 

 
discretion, determine to be necessary or advisable; and (d) the lapse of such reasonable period of time following the date of grant of the Shares as the
Administrator may establish from time to time for reasons of administrative convenience. 
  
 10. Plan Governs. This Agreement is subject to all terms and provisions of the Plan. In the event of a conflict between one or more provisions of this Agreement and one or more provisions of the Plan, the
provisions of the Plan shall govern. Capitalized terms used and not defined in this Agreement shall have the meaning set forth in the Plan. 
  
 11. Administrator Authority. The Administrator shall have the power to interpret the Plan and this Agreement and to adopt such rules for the
administration, interpretation and application of the Plan as are consistent therewith and to interpret or revoke any such rules. All actions taken and all interpretations and determinations made by the Administrator shall be final and binding upon
the Grantee, the Company and all other persons. The Administrator shall not be personally liable for any action, determination or interpretation made in good faith with respect to the Plan or this Agreement. 
  
 12. Captions. Captions provided herein are for convenience only and
are not to serve as a basis for interpretation or construction of this Agreement. 
  
 13. Agreement Severable. In the event that any provision in this Agreement shall be held invalid or unenforceable, such provision shall be severable from, and such invalidity or unenforceability shall not be
construed to have any effect on, the remaining provisions of this Agreement. 
  
 14. Entire Agreement; Governing Law. The Plan is incorporated herein by reference. This Agreement and the Plan constitute the entire agreement of the parties with respect to the subject matter hereof and
supersede in their entirety all prior undertakings and agreements of the Company and Grantee with respect to the subject matter hereof, and may not be modified adversely to the Grantee’s interest except by means of a writing signed by the
Company and Grantee. This agreement is governed by the internal substantive laws, but not the choice of law rules, of California. 
  
 15. Modifications to the Agreement. This Agreement constitutes the entire understanding of the parties on the subjects covered. The Grantee
expressly warrants that he or she is not executing this Agreement in reliance on any promises, representations, or inducements other than those contained herein. Modifications to this Agreement or the Plan can be made only in an express written
contract executed by a duly authorized officer of the Company. 
  
 o O o 
  

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