Document:

Exhibit 10.1

Exhibit 10.1

Sears Hometown and Outlet Stores, Inc.

Stock Unit Agreement
_________, 20__

This is a Stock Unit Agreement between Sears Hometown and Outlet Stores, Inc. (the “Company”) and the individual who has executed this Stock Unit Agreement above the signature line entitled “Grant Holder” (the “Grant Holder”).  The term “this Agreement” means collectively this Stock Unit Agreement and each Grant Supplement (defined in section 1 of this Agreement) relating to this Agreement.

Preliminary Statement

This Agreement is made pursuant to the Company’s Amended and Restated 2012 Stock Plan, as amended from time to time (the “Plan”).  Capitalized terms used but not defined in this Agreement are defined in the Plan.

Terms and Conditions

The Company and the Grant Holder agree as follows:

1.  Stock Unit Grants.  This Agreement is a “Stock Agreement” referred to in Section 2.20 of the Plan.  For each of the Company’s Stock Unit grants to the Grant Holder pursuant to the Plan, this Agreement, the Plan, and each Grant Supplement to this Agreement (which Supplement need not be signed by the Grant Holder), will govern.  The Stock Units granted by the Company to the Grant Holder pursuant to the Plan together are referred to as the “Stock Units.”  The Company will evidence each grant of Stock Units to the Grant Holder by an agreement entitled “Supplement to Stock Unit Agreement” to be attached to this Agreement from time to time (each a “Grant Supplement” and together the “Grant Supplements”).  Grant Supplements will indicate the number of Stock Units granted to the Grant Holder and the restrictions and forfeiture conditions that are applicable to the Stock Units granted.  This Agreement governs all (a) Stock Units granted to the Grant Holder prior to date of this Agreement as to which the forfeiture conditions pursuant to section 2 of this Agreement have not expired as of the date of this Agreement and (b) Stock Units granted to the Grant Holder on or after the date of this Agreement.  All Grant Supplements, whenever delivered to the Grant Holder, are incorporated into and form a part of this Agreement.

2.  Restrictions; Forfeiture Conditions.  

		
	(a)
	Each grant of Stock Units is subject to each of the restrictions and each of the forfeiture conditions described in this Agreement and in the Grant Supplement applicable to the grant until all of the restrictions and forfeiture conditions have been satisfied or have otherwise expired or been terminated.  Failure to satisfy the forfeiture conditions by the times specified on the Grant Supplement will result in the forfeiture of the number of unvested Stock Units specified on the Grant Supplement.  Unvested Stock Units may not be sold, transferred, exchanged, assigned, pledged, hypothecated, or otherwise encumbered or disposed of except by the laws of descent and distribution.

		
	(b)
	If the Grant Holder’s employment with the Company or its subsidiary terminates for any reason other than by reason of disability (as determined by the Company) or death, then the Grant Holder will forfeit all of the Grant Holder’s right, title, and interest in and to the then-unvested Stock Units as of the date of employment termination, and the unvested Stock Units will revert to the Company immediately following the event of forfeiture.  If the Grant Holder’s employment with the Company or its subsidiary terminates due to the Grant Holder’s disability or death, the Stock Units will be deemed to have vested on the day immediately preceding the date of termination except that if the grant includes performance goals the vesting will be deemed to have occurred only to the extent the Committee determines that the performance goals have been satisfied as of the date of termination.

		
	(c)
	The Grant Holder will forfeit all unvested Stock Units if (i) in the opinion of the Committee, the Grant Holder, without the written consent of the Company, engages directly or indirectly in any manner or capacity as principal, agent, partner, officer, director, employee, or otherwise, in any business or activity that competes with the business conducted by the Company or any of its subsidiaries or (ii) the Grant Holder performs any act or engages in any activity or conduct that in the opinion of the Chief Executive Officer of the Company or the Committee is inimical to the best interests of the Company.  The restrictions and forfeiture conditions imposed by this subsection (c) will apply to all cash and other consideration received by the Grant Holder with respect to the Stock Units in connection with mergers, 

reorganizations, consolidations, recapitalizations, and other changes in corporate structure affecting the common stock of the Company.

3.  Limitations on Rights.  The Stock Units are bookkeeping entries only.  In accordance with, and subject to, this Agreement and the Grant Supplements the Company only will make cash payments with respect to the Stock Units, as to which the Grant Holder will have no rights to receive Stock or other securities of the Company, no rights as a stockholder of the Company, no dividend rights, and no voting rights.  

4.  Timing and Manner of Cash Payment.  As soon as practicable, and in no event more than twenty days, after the date Stock Units vest in accordance with this Agreement and the applicable Grant Supplement or Grant Supplements, the Company will make to the Grant Holder the lump sum cash payment to be made in satisfaction of the Stock Units in accordance with, and subject to, this Agreement and the the Grant Supplement.  The Grant Holder and the Grant Holder’s successors, heirs, assigns, and personal representatives will have no continuing rights or interests in the Stock Units that have been paid by the Company in accordance with this section 4.

5.  Adjustments. Section 12 of the Plan is applicable to this Agreement and the Stock Units.

6.  No Right of Continued Employment.  Nothing in this Agreement will (a) interfere with or limit in any way the right of the Company or any of the Company’s subsidiaries to terminate the Grant Holder’s employment at any time or (b) confer upon the Grant Holder any right to continue in the employ of the Company or any of the Company’s subsidiaries.

7.  Payment of Taxes.  Whenever the law requires the Company to withhold or pay federal, state, or local taxes of any kind (including the Grant Holder’s FICA obligation) on behalf of the Grant Holder with respect to the Stock Units, the Grant Holder will pay the required withholding amount to the Company no later than the date due, or to make other arrangements satisfactory to the Company regarding payment of the withholding amount.  The obligations of the Company under this Agreement will be conditional on the Grant Holder’s compliance with these withholding payment requirements.  The Company and its affiliates will, to the extent permitted by law, have the right to deduct the withholding amount from any payment of any kind otherwise due from the Company or its subsidiary to the Grant Holder, including without limitation any payment referred to in section 4 of this Agreement.

8.  Grants Subject to Clawback.  All cash and other consideration received by the Grant Holder with respect to the Stock Units are subject to forfeiture, recovery by the Company, and each other action pursuant to clawback or recoupment policies that the Company may adopt from time to time, including without limitation policies that the Company may be required to adopt under the Dodd-Frank Wall Street Reform and Consumer Protection Act and implementing rules and regulations thereunder or as otherwise required by law.

9.  Amendment.  This Agreement may not be modified, amended, or waived in any manner except in writing signed by the Company and the Grant Holder.  The waiver by the Company or the Grant Holder of compliance with any term of this Agreement will not operate or be construed as a waiver of any other term of this Agreement or any subsequent breach of a term of this Agreement.

10.  The Plan Controls.  The terms of the Plan are incorporated into and made a part of this Agreement, and this Agreement will be governed by and construed in accordance with the Plan.  If any actual or alleged conflict occurs (a) among the terms of the Plan, the terms of this Agreement, and the terns of a Grant Supplement, or (b) between the terms of the Plan and the terms of this Agreement or the terms of any Grant Supplement, the terms of the Plan will be controlling and determinative.

11.  Successors.  This Agreement will be binding upon all successors of the Company in accordance with the terms of this Agreement and the Plan.

12.  Severability.  If any one or more of the terms contained in this Agreement are invalid, illegal, or unenforceable, the other terms of this Agreement will be construed and enforced as if the invalid, illegal, or unenforceable term had not been included.

13.  Notice.  Notices and communications under this Agreement must be in writing and delivered personally, by overnight courier, or by registered or certified United States mail, return receipt requested, postage prepaid.  Notices to the Company must be addressed to:

Human Resources Department
Sears Hometown and Outlet Stores, Inc.
5500 Trillium Boulevard, Suite 501

Hoffman Estates, Illinois 60192
Attn: Vice President, Human Resources

or any other address designated by the Company in a written notice to the Grant Holder.  Notices to the Grant Holder will be directed to the address of the Grant Holder then currently on file with the Company, or at any other address given by the Grant Holder in a written notice to the Company.

14.  Administration.  The authority to manage and control the operation and administration of this Agreement will be vested in the Committee.  The Committee will have all powers with respect to this Agreement that it has with respect to the Plan.  All interpretations of this Agreement and the Plan by the Committee and all decisions made by it with respect to this Agreement are final and binding on the Grant Holder and all other persons.

15.  Governing Law.  Illinois law, other than its conflict of laws principles, will govern interpretation, performance, and enforcement of this Agreement.

Sears Hometown and Outlet Stores, Inc.

By: ____________________
Becky Iliff
Vice President, Human Resources

________________________
Grant Holder

Sears Hometown and Outlet Stores, Inc.

Supplement to Stock Unit Agreement

__________________
Grant Holder

              , 20  
Grant Date

_________
Number of Stock Units

Dear Grant Holder:

I am pleased to inform you that Sears Hometown and Outlet Stores, Inc. has granted to you the number of Stock Units indicated above.  The Stock Units are granted to you pursuant, and subject to, the terms of (1) the Sears Hometown and Outlet Stores, Inc. Amended and Restated 2012 Stock Plan (the “Plan”), (2) the Stock Unit Agreement between Sears Hometown and Outlet Stores, Inc. and you (the “Stock Unit Agreement”), and (3) this Supplement to Stock Unit Agreement.  This Supplement to Stock Unit Agreement is a “Grant Supplement” referred to in the Stock Unit Agreement.

Unless the Stock Units are forfeited earlier in accordance with section 2 of the Stock Unit Agreement, the Stock Units will vest on __________, 20__ (the “Vesting Date”) and, subject to the terms and conditions of the Plan, the Stock Unit Agreement, and this Supplement to Stock Unit Agreement, we will make a cash payment to you on or about __________, 20__ equal to the product of (1) the number of Stock Units indicated above and (2) the closing price of our common stock, $0.01 par value, on the Nasdaq Stock Market (or substitute or successor stock exchange) on the Vesting Date.

    
Sears Hometown and Outlet Stores, Inc.

By:                    
Becky Iliff
Vice President, Human ResourcesExhibit 10.1

 

AMPLIPHI BIOSCIENCES CORPORATION

 

INTERIM CHIEF OPERATING OFFICER AGREEMENT

 

This Interim Chief Operating Officer Agreement
(“Agreement”) is entered into by and between AmpliPhi Biosciences Corporation, a Washington corporation (the
“Company”) and Wendy S. Johnson (“Consultant”), on September 18, 2014, and shall be deemed
to be effective as of September 1, 2014. The Company desires to retain Consultant as an independent contractor to perform services
for the Company on an interim basis, and Consultant is willing to perform such services, on the terms described below. In consideration
of the mutual promises contained herein, the parties agree as follows:

 

1.           Services
and Compensation. Consultant agrees to perform for the Company the services described in Exhibit A (the “Services”),
and the Company agrees to pay Consultant the compensation described in Exhibit A for Consultant’s performance
of the Services.

 

2.           Confidentiality.

 

(a)           Definition.
“Confidential Information” means any and all information and materials, in whatever form, tangible or intangible,
whether disclosed to or learned or developed by Consultant before or after the execution of this Agreement, whether or not marked
or identified as confidential or proprietary, pertaining in any manner to the business of or used by the Company and its affiliates,
or pertaining in any manner to any person or entity to whom the Company owes a duty of confidentiality. Confidential Information
includes, but is not limited to, the following types of information and materials: (i) trade secrets, inventions, ideas, processes,
formulas, algorithms, pre-clinical and clinical data, formulations, programs, other works of authorship, know-how, improvements,
discoveries, developments, designs and techniques; (ii) information regarding plans for research, development, new products, marketing
and selling, business plans, business methods, budgets and unpublished financial statements, licenses, prices and costs, suppliers
and customers; (iii) sensitive personnel information including the skills and compensation of other employees of the Company; and
(iv) any other information or materials relating to the past, present, planned or foreseeable business, products, developments,
technology or activities of the Company. Consultant understands that Confidential Information includes, but is not limited to,
information pertaining to any aspect of the Company’s business which is either information not known by actual or potential
competitors of the Company or other third parties not under confidentiality obligations to the Company, or is otherwise proprietary
information of the Company or its customers or suppliers, whether of a technical nature or otherwise. Consultant further understands
that Confidential Information does not include any of the foregoing items which has become publicly and widely known and made generally
available through no wrongful act of Consultant or of others who were under confidentiality obligations as to the item or items
involved.

 

(b)           Nonuse
and Nondisclosure. Consultant will not, during or subsequent to the term of this Agreement, (i) use the Confidential Information
for any purpose whatsoever other than the performance of the Services on behalf of the Company or (ii) disclose the Confidential
Information to any third party except as reasonably required to perform the Services and under appropriate confidentiality agreements.
Consultant agrees that all Confidential Information will remain the sole property of the Company. Consultant also agrees to take
all reasonable precautions to prevent any unauthorized disclosure of such Confidential Information.

 

(c)           Former
Client Confidential Information. Consultant agrees that Consultant will not, during the term of this Agreement, improperly
use or disclose any proprietary information or trade secrets of any former or current employer of Consultant or other person or
entity with which Consultant has an agreement or duty to keep in confidence information acquired by Consultant, if any. Consultant
also agrees that Consultant will not bring onto the Company’s premises any unpublished document or proprietary information
belonging to any such employer, person or entity unless consented to in writing by such employer, person or entity.

 

    	 

    	 

    

 

(d)           Third
Party Confidential Information. Consultant recognizes that the Company has received and in the future will receive from third
parties their confidential or proprietary information subject to a duty on the Company’s part to maintain the confidentiality
of such information and to use it only for certain limited purposes. Consultant agrees that, during the term of this Agreement
and thereafter, Consultant owes the Company and such third parties a duty to hold all such confidential or proprietary information
in the strictest confidence and not to disclose it to any person, firm or corporation or to use it except as necessary in carrying
out the Services for the Company consistent with the Company’s agreement with such third party.

 

(e)           Return
of Materials. Upon the termination of this Agreement, or upon Company’s earlier request, Consultant will deliver to the
Company all of the Company’s property, including but not limited to all electronically stored information and passwords to
access such property, or Confidential Information that Consultant may have in Consultant’s possession or control.

 

3.           Ownership.

 

(a)           Assignment.
Consultant agrees that all inventions (whether or not patentable), copyrightable material, notes, records, drawings, designs, improvements,
developments, discoveries and trade secrets conceived, discovered, developed or reduced to practice by Consultant, solely or in
collaboration with others, during the term of this Agreement that relate in any manner to the business of the Company that Consultant
may be directed to undertake, investigate or experiment with or that Consultant may become associated with in work, investigation
or experimentation in the Company’s line of business in performing the Services under this Agreement (collectively, “Inventions”),are
the sole property of the Company. Consultant also agrees to assign (or cause to be assigned) and hereby assigns fully to the Company
all Inventions and any copyrights, patents, mask work rights or other intellectual property rights relating to all Inventions.

 

(b)           Further
Assurances. Consultant agrees to assist Company, or its designee, at the Company’s expense, in every proper way to secure
the Company’s rights in Inventions and any copyrights, patents, mask work rights or other intellectual property rights relating
to all Inventions in any and all countries, including the disclosure to the Company of all pertinent information and data with
respect to all Inventions, the execution of all applications, specifications, oaths, assignments and all other instruments that
the Company may deem necessary in order to apply for and obtain such rights and in order to assign and convey to the Company, its
successors, assigns and nominees the sole and exclusive right, title and interest in and to all Inventions, and any copyrights,
patents, mask work rights or other intellectual property rights relating to all Inventions. Consultant also agrees that Consultant’s
obligation to execute or cause to be executed any such instrument or papers shall continue after the termination of this Agreement.

 

(c)           Pre-Existing
Materials. Attached as Exhibit B is a list describing with particularity all inventions, improvements, developments,
concepts, discoveries or other proprietary information which were (i) made by Consultant prior to becoming a Consultant to the
Company and (ii) could reasonably be deemed to be in or related to the business of the Company (collectively referred to as “Prior
Inventions”),which belong solely to Consultant or belong to Consultant jointly with another, which relate in any way
to any of the Company’s proposed businesses, products or research and development, and which are not assigned to the Company
hereunder; or, if no such list is attached, Consultant represents that there are no such Prior Inventions. Subject to Section 3(a),
Consultant agrees that if, in the course of performing the Services, Consultant incorporates into any Invention developed under
this Agreement any Prior Invention owned by Consultant or in which Consultant has an interest, (i) Consultant will inform Company,
in writing before incorporating such Prior Invention into any Invention, and (ii) the Company is hereby granted a nonexclusive,
royalty-free, perpetual, irrevocable, worldwide license to make, have made, modify, use and sell such Prior Invention as part of
or in connection with such Invention. Consultant will not incorporate any invention, improvement, development, concept, discovery
or other proprietary information owned by any third party into any Invention without Company’s prior written permission.

 

(d)           Attorney-in-Fact.
Consultant agrees that, if the Company is unable because of Consultant’s unavailability, dissolution, mental or physical
incapacity, or for any other reason, to secure Consultant’s signature for the purpose of applying for or pursuing any application
for any United States or foreign patents or mask work or copyright registrations covering the Inventions assigned to the Company
in Section 3(a), then Consultant hereby irrevocably designates and appoints the Company and its duly authorized officers and agents
as Consultant’s agent and attorney-in-fact, to act for and on Consultant’s behalf to execute and file any such applications
and to do all other lawfully permitted acts to further the prosecution and issuance of patents, copyright and mask work registrations
with the same legal force and effect as if executed by Consultant.

 

    	 

    	 

    

 

4.           Conflicting
Obligations. Consultant certifies that Consultant has no outstanding agreement or obligation that is in conflict with any of
the provisions of this Agreement or that would preclude Consultant from complying with the provisions of this Agreement. Consultant
will not enter into any such conflicting agreement during the term of this Agreement. Consultant’s violation of this Section
4(a) will be considered a breach of a material provision of this Agreement under Section 6(b).

 

5.           Reports.
Consultant also agrees that Consultant will, from time to time during the term of this Agreement or any extension thereof, keep
the Company advised as to Consultant’s progress in performing the Services under this Agreement. Consultant further agrees
that Consultant will, as requested by the Company, prepare written reports with respect to such progress.

 

6.           Term
and Termination.

 

(a)         Term.
The term of this Agreement will begin on the date of this Agreement and will continue until the earliest of (i) December 31, 2014,
(ii) such time as the Company hires a new Chief Executive Officer or (iii) termination as provided in Section 6(b). The term of
this Agreement may be extended upon mutual written agreement of the parties.

 

(b)         Termination.
Either party may terminate this Agreement upon giving the other party 30 days’ prior written notice of such termination pursuant
to Section 9(e) of this Agreement. The Company may terminate this Agreement immediately and without prior notice if Consultant
refuses to or is unable to perform the Services or is in breach of any material provision of this Agreement.

 

(c)         Survival.
Upon such termination, all rights and duties of the Company and Consultant toward each other shall cease except:

 

(i)           The
Company will pay, within 30 days after the effective date of termination, all amounts owing to Consultant for Services completed
and accepted by the Company prior to the termination date and related expenses, if any, submitted in accordance with the Company’s
policies and in accordance with the provisions of Section 1 of this Agreement; and

 

(ii)           Section
2 (Confidentiality), Section 3 (Ownership), Section 7 (Independent Contractor; Benefits) and Section 9 (Miscellaneous) will survive
termination of this Agreement.

 

7.           Independent
Contractor; Benefits.

 

(a)         Independent
Contractor. It is the express intention of the Company and Consultant that Consultant perform the Services as an independent
contractor to the Company. Nothing in this Agreement shall in any way be construed to constitute Consultant as an employee of the
Company. Consultant agrees to furnish (or reimburse the Company for) all tools and materials necessary to accomplish this Agreement
and shall incur all expenses associated with performance, except as expressly provided in Exhibit A. Consultant acknowledges
and agrees that Consultant is obligated to report as income all compensation received by Consultant pursuant to this Agreement.
Consultant agrees to and acknowledges the obligation to pay all self-employment and other taxes on such income.

 

(b)         Benefits.
The Company and Consultant agree that Consultant will receive no Company-sponsored benefits from the Company. If Consultant is
reclassified by a state or federal agency or court as Company’s employee, Consultant will become a reclassified employee
and will receive no benefits from the Company, except those mandated by state or federal law, even if by the terms of the Company’s
benefit plans or programs of the Company in effect at the time of such reclassification, Consultant would otherwise be eligible
for such benefits.

 

    	 

    	 

    

 

8.           Indemnification
Agreement. The Company and Consultant acknowledge that the Company and Consultant have entered into that certain Indemnification
Agreement, dated June 1, 2014 (the “Indemnification Agreement”), and that nothing herein is intended to limit
or modify the parties’ rights or obligations under the Indemnification Agreement.

 

9.           Miscellaneous.

 

(a)           Governing
Law. This Agreement shall be governed by the laws of the Commonwealth of Virginia without regard to conflicts of law rules.

 

(b)           Assignability.
Except as otherwise provided in this Agreement, Consultant may not sell, assign or delegate any rights or obligations under this
Agreement. The Company may assign (i) this Agreement to a Company affiliate or (ii) this Agreement in the event of a merger, acquisition
or sale of all or substantially all of the assets of the Company. Subject to the foregoing, this Agreement will be binding upon
and inure to the benefit of the parties hereto, their successors and assigns.

 

(c)           Entire
Agreement. This Agreement and the Indemnification Agreement constitute the entire agreement between the parties with respect
to the subject matter hereof and thereof and supersede all prior written and oral agreements between the parties regarding the
subject matter hereof and thereof.

 

(d)           Headings.
Headings are used in this Agreement for reference only and shall not be considered when interpreting this Agreement.

 

(e)           Notices.
Any notice or other communication required or permitted by this Agreement to be given to a party shall be in writing and shall
be deemed given if delivered personally or by commercial messenger or courier service, or mailed by U.S. registered or certified
mail (return receipt requested), or sent via facsimile (with receipt of confirmation of complete transmission) to the party at
the party’s address or facsimile number written below or at such other address or facsimile number as the party may have
previously specified by like notice. If by mail, delivery shall be deemed effective 3 business days after mailing in accordance
with this Section 9(e).

 

(i)           If to the Company, to:

 

4870 Sadler Road, Suite 300

Glen Allen, VA 23060

Attention: Chief Executive Officer

 

(ii)          If
to Consultant, to the address for notice on the signature page to this Agreement or, if no such address is provided, to the last
address of Consultant provided by Consultant to the Company.

 

(f)           Attorneys’
Fees. In any court action at law or equity that is brought by one of the parties to this Agreement to enforce or interpret
the provisions of this Agreement, the prevailing party will be entitled to reasonable attorneys’ fees, in addition to any
other relief to which that party may be entitled.

 

(g)           Severability.
If any provision of this Agreement is found to be illegal or unenforceable, the other provisions shall remain effective and enforceable
to the greatest extent permitted by law.

 

(h)           Amendments.
This Agreement may be amended or waived only upon written consent of the Consultant and the Company.

 

(i)           Counterparts.
This Agreement may be executed in two or more counterparts, each of which shall be deemed an original and all of which together
shall constitute one instrument.

 

[Remainder of page intentionally left
blank.]

 

    	 

    	 

    

 

IN WITNESS WHEREOF, the parties hereto have
executed this Interim Chief Operating Officer Agreement as of the date first written above.

 

	CONSULTANT	 	AMPLIPHI BIOSCIENCES CORPORATION
	 	 	 	 	 
	By:	/s/ Wendy S. Johnson	 	By:	/s/ Jeremy Laurence Curnock Cook
	 	 	 	 	 
	Name: 	Wendy S. Johnson	 	Name: 	Jeremy Laurence Curnock Cook
	 	 	 	 	 
	 	 	 	Title:	Interim CEO
	 	 	 	 	 
	Address for Notice:	 	 	 
	 	 	 	 
	5350 Renaissance Avenue	 	 	 
	 	 	 	 
	San Diego CA 92122	 	 	 

  

Signature
Page to Interim Chief Operating Officer Agreement

 

    	 

    	 

    

 

EXHIBIT A

 

SERVICES AND COMPENSATION

 

1.           Services.
Consultant shall serve as the interim Chief Operating Officer of the Company and shall perform the duties, and have the responsibilities,
that are customary for persons serving in such office. Consultant will report to the Interim Chief Executive Officer of the Company.

 

2.           Compensation.

 

A.           The
Company will compensate Consultant at a rate of $20,000 per month, payable on the last business day of each month, during the term
of this Agreement.

 

B.           The
Company will reimburse Consultant for reasonable travel and other business expenses incurred by Consultant in the performance of
her duties, consistent with the Company’s reimbursement policies. Consultant will provide receipts to the Company documenting
such expenses.

 

3.           Other
Engagements. Consultant may accept other consulting assignments, and engage in other business activities, so long as they do
not interfere with her obligations under this Agreement.

 

    	 

    	 

    

 

EXHIBIT B

 

LIST OF PRIOR INVENTIONS EXCLUDED UNDER
SECTION 3(C)

 

	Title	 	Date	 	
        Identifying Number

        or BriefDescription

	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 
	 	 	 	 	 

 

x No inventions
or improvements

 

 ̈ Additional
Sheets Attached

 

	Signature of Consultant: 	/s/ Wendy Johnson	 

 

	Print Name of Consultant: 	Wendy Johnson	 

 

	Date: 	September 17, 2014

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