Document:

Exhibit 10.1

 

EXECUTION
VERSION

 

SECOND
AMENDMENT TO CREDIT AGREEMENT

 

This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”),
dated as of February 26, 2008, among ADOBE SYSTEMS INCORPORATED, a
Delaware corporation (“Borrower”), each lender from time to time party
to the Credit Agreement referred to below (each, a “Lender”, and
collectively, the “Lenders”), and BANK OF AMERICA, N.A., as
Administrative Agent (in such capacity, the “Administrative Agent”).

 

RECITALS

 

A.            The Borrower, the Lenders, and the
Administrative Agent are party to a Credit Agreement dated as of February 16,
2007, as amended by that Amendment to Credit Agreement dated as of August 13,
2007 (as so amended, the “Credit Agreement”), pursuant to which the
Administrative Agent and the Lenders have extended certain credit facilities to
the Borrower.

 

B.            The Borrower has requested that the
Administrative Agent and the Lenders agree to an extension of the Maturity
Date.  After taking into account certain
assignments of Commitments by certain Lenders, the Lenders are each willing to
extend the existing Maturity Date by one year, subject to the terms and
conditions hereof.

 

NOW, THEREFORE, for valuable consideration, the receipt and adequacy of
which are hereby acknowledged, the parties hereto hereby agree as follows:

 

1.             Defined Terms.  Unless otherwise defined herein, capitalized
terms used herein shall have the meanings, if any, assigned to such terms in
the Credit Agreement.  As used herein, “Amendment
Documents” means this Amendment, the Credit Agreement (as amended by this
Amendment), and each certificate and other document executed and delivered by
the Borrower pursuant to Section 5 hereof.

 

2.             Interpretation.  The rules of interpretation set forth in
Sections 1.02, 1.03, 1.04, 1.05, 1.06 and 1.07
of the Credit Agreement shall be applicable to this Amendment and are
incorporated herein by this reference.

 

3.             Amendments to Credit Agreement.  Subject to the terms and conditions hereof,
and with effect from and after the Effective Date, the Credit Agreement shall
be amended as follows:

 

(a)           Section 1.01 of the
Credit Agreement shall be amended at the definition of “Maturity Date” by
deleting the phrase “February 16, 2012” and inserting in lieu thereof “February 16,
2013”.

 

(b)           Schedule 2.01 of the Credit
Agreement shall be amended and restated to read as set forth at Annex I
hereto.

 

4.             Representations and Warranties.  The Borrower hereby represents and warrants
to the Administrative Agent and the Lenders as follows:

 

(a)           No Default has occurred and is
continuing.

 

1

 

(b)           The execution, delivery and
performance by the Borrower of this Amendment have been duly authorized by all
necessary corporate and other action and do not and will not require any
registration with, consent or approval of, or notice to or action by, any
Person (including any Governmental Authority) in order to be effective and
enforceable.

 

(c)           The Amendment Documents constitute
the legal, valid and binding obligations of the Borrower and are enforceable
against it in accordance with their respective terms, without defense,
counterclaim or offset.

 

(d)           All representations and warranties of
the Borrower contained in Article V of the Credit Agreement are
true and correct on and as of the Effective Date, except to the extent that any
such representation and warranty specifically relates to an earlier date, in
which case they were true and correct as of such earlier date.

 

(e)           The Borrower is entering into this
Amendment on the basis of its own investigation and for its own reasons,
without reliance upon the Administrative Agent, the Lenders or any other
Person.

 

(f)            There exist no Subsidiary Guarantors
or Designated Borrowers as of the Effective Date.

 

5.             Effective Date.

 

(a)           This Amendment will become effective
when each of the following conditions precedent has been satisfied (the “Effective
Date”):

 

(i)            The Administrative Agent shall have
received from the Borrower and each of the Lenders a duly executed original
(or, if elected by the Administrative Agent, an executed facsimile copy)
counterpart to this Amendment.

 

(ii)           The Administrative Agent shall have
received in relation to each assignment of Loans and Commitments undertaken in
connection with this Amendment (together, “Additional Commitment Lenders”)
a fully-executed original (or, if elected by the Administrative Agent, an
executed facsimile copy) counterpart to the Assignment and Assumption relating
thereto, in compliance with Section 10.06(b) of the Credit
Agreement, together with the processing fee (if any) required under Section 10.06(b)(iv),
which Assignments and Assumptions shall be deemed effective immediately prior
to the Effective Date.

 

(iii)          The Administrative Agent shall have
received from the Borrower a certificate signed by the secretary or assistant
secretary of the Borrower, dated the Effective Date, in form and substance
satisfactory to the Administrative Agent, and certifying evidence of the
authorization of the execution, delivery and performance by the Borrower of
this Amendment.

 

(iv)          The Administrative Agent shall have
received from the Borrower a certificate executed by a Responsible Officer of
the Borrower, in form and substance satisfactory to the Administrative Agent,
dated the Effective Date, and certifying that all

 

2

 

representations and
warranties contained herein are true and correct as of the Effective Date, as
though made on such date.

 

(v)           The Administrative Agent shall have
received, in form and substance satisfactory to it, such additional approvals,
consents, opinions, documents and other information as the Administrative Agent
shall request.

 

(b)           For purposes of determining
compliance with the conditions specified in this Section 5, each
Lender that has executed this Amendment and delivered it to the Administrative
Agent shall be deemed to have consented to, approved or accepted, or to be
satisfied with, each document or other matter either sent, or made available
for inspection, by the Administrative Agent to such Lender for consent,
approval, acceptance or satisfaction, or required thereunder to be consented to
or approved by or acceptable or satisfactory to such Lender.

 

(c)           From and after the Effective Date,
the Credit Agreement is amended or modified as set forth herein.  Except as expressly amended or modified
pursuant hereto, the Credit Agreement shall remain unchanged and in full force
and effect and is hereby ratified and confirmed in all respects.

 

(d)           The Administrative Agent will notify
the Borrower and the Lenders of the occurrence of the Effective Date.

 

6.             Reservation of Rights.  The Borrower acknowledges and agrees that
neither the execution nor the delivery by the Administrative Agent and the
Lenders of this Amendment, shall be deemed to create a course of dealing or
otherwise obligate the Administrative Agent or the Lenders to execute similar
amendments under the same or similar circumstances in the future.

 

7.             Miscellaneous.

 

(a)           This Amendment shall be binding upon
and inure to the benefit of the parties hereto and thereto and their respective
successors and assigns.  No third party
beneficiaries are intended in connection with this Amendment.

 

(b)           THIS AMENDMENT IS SUBJECT TO THE
PROVISIONS OF SECTIONS 10.14, 10.15 AND 10.16 OF THE
CREDIT AGREEMENT RELATING TO GOVERNING LAW, VENUE, WAIVER OF RIGHT TO TRIAL BY
JURY AND JUDICIAL REFERENCE, THE PROVISIONS OF WHICH ARE BY THIS REFERENCE
INCORPORATED HEREIN IN FULL.

 

(c)           This Amendment may be executed in any
number of counterparts, each of which shall be deemed an original, but all such
counterparts together shall constitute but one and the same instrument.  Transmission of signatures of any party by
facsimile shall for all purposes be deemed the delivery of original, executed
counterparts thereof and the Administrative Agent is hereby authorized to make
sufficient photocopies thereof to assemble complete counterparty documents.

 

3

 

(d)           This Amendment, together with the
other Amendment Documents and the Credit Agreement, contain the entire and
exclusive agreement of the parties hereto with reference to the matters
discussed herein and therein.  This
Amendment supersedes all prior drafts and communications with respect
thereto.  This Amendment may not be
amended except in accordance with the provisions of Section 10.01
of the Credit Agreement.

 

(e)           If any term or provision of this
Amendment shall be deemed prohibited by or invalid under any applicable law,
such provision shall be invalidated without affecting the remaining provisions
of this Amendment or the Credit Agreement, respectively.

 

(f)            The Borrower covenants to pay to or
reimburse (i) the Administrative Agent, upon demand, for all costs and
expenses incurred in connection with the development, preparation, negotiation,
execution and delivery of this Amendment, and (ii) to the Administrative
Agent for the benefit of the Lenders who are assigning Commitments and Loans to
the Additional Commitment Lenders, amounts specified under Section 3.05(d) of
the Credit Agreement (as though such assignment were requested by the Borrower
pursuant to Section 10.13 thereof), upon demand.

 

(g)           This Amendment shall constitute a “Loan
Document” under and as defined in the Credit Agreement.

 

[Remainder of this page intentionally left blank]

 

*  *  *

 

4

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
duly executed as of the date first above written.

 

	
   

  	
  ADOBE SYSTEMS INCORPORATED, as the

  Borrower

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Mark Garrett

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Mark Garrett

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Executive VP and Chief
  Financial Officer

  

 

 

	
   

  	
  BANK OF AMERICA, N.A., as Administrative

  Agent

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Robert Rittelmeyer

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Robert Rittelmeyer

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  BANK OF AMERICA, N.A., as a Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Kevin McMahon

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Kevin McMahon

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Senior Vice President

  

 

 

	
   

  	
  JPMORGAN CHASE BANK, N.A.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Anthony Galea

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Anthony Galea

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Vice President

  

 

 

	
   

  	
  ABN AMRO BANK, N.V.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Sarabelle Hitchner

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Sarabelle Hitchner

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Senior Vice President

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Kathryn Schutz

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Kathryn Schutz

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Associate

  

 

 

	
   

  	
  BANK OF TOKYO-MITSUBISHI UFJ

  
	
   

  	
  TRUST COMPANY

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Patrick Reidy

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Patrick Reidy

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Senior Vice President

  

 

 

	
   

  	
  BNP PARIBAS

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ William Davidson

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  William Davidson

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Director

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Mathew Harvey

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Mathew Harvey

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Managing Director

  

 

 

	
   

  	
  CITIBANK, N.A.

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ William S. Timmons, III

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  William S.
  Timmons, III

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Vice President

  

 

 

	
   

  	
  KEYBANK NATIONAL ASSOCIATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Raed Y. Alfayoumi

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Raed Y. Alfayoumi

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Vice President

  

 

 

	
   

  	
  THE NORTHERN TRUST COMPANY

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ John Brazzale

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  John Brazzale

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Senior Vice President

  

 

 

	
   

  	
  SOCIETE GENERALE

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Nigel Elvey

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Nigel Elvey

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Vice President

  

 

 

	
   

  	
  SUMITOMO MITSUI BANKING

  CORPORATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Leo E. Pagarigan

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Leo E. Pagarigan

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  General Manager

  

 

 

	
   

  	
  MORGAN STANLEY BANK

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Daniel Twenge

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Daniel Twenge

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Authorized Signatory

  

 

 

	
   

  	
  STATE STREET BANK AND TRUST

  COMPANY

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Janet B. Nolin

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  Janet B. Nolin

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Vice President

  

 

 

	
   

  	
  WACHOVIA BANK, NATIONAL

  ASSOCIATION

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ John G. Taylor

  
	
   

  	
   

  	
   

  
	
   

  	
  Name:

  	
  John G. Taylor

  
	
   

  	
   

  	
   

  
	
   

  	
  Title:

  	
  Director

  

 

 

	
   

  	
  AIG-FP CAPITAL PRESERVATION
  CORP.

  
	
   

  	
   

  
	
   

  	
   

  
	
   

  	
  By:

  	
   /s/ Diane Cenci

  
	
   

  	
   

  
	
   

  	
  Name:

  	
  Diane Cenci

  
	
   

  	
   

  
	
   

  	
  Title:

  	
  Chief Financial Officer
  and Treasurer

  

 

 

ANNEX I

TO SECOND AMENDMENT

 

SCHEDULE
2.01

 

COMMITMENTS

AND APPLICABLE PERCENTAGES

 

	
  Lender

  	
   

  	
  Commitment

  	
   

  	
  Applicable

  Percentage

  	
   

  
	
  Bank of America, N.A.

  	
   

  	
  $

  	
  115,000,000

  	
   

  	
  11.500000000

  	
  %

  
	
  JPMorgan Chase Bank, N.A.

  	
   

  	
  $

  	
  105,000,000

  	
   

  	
  10.500000000

  	
  %

  
	
  Bank of Tokyo-Mitsubishi UFJ Trust Company

  	
   

  	
  $

  	
  95,000,000

  	
   

  	
  9.500000000

  	
  %

  
	
  BNP Paribas

  	
   

  	
  $

  	
  94,000,000

  	
   

  	
  9.400000000

  	
  %

  
	
  KeyBank National Association

  	
   

  	
  $

  	
  80,000,000

  	
   

  	
  8.000000000

  	
  %

  
	
  Wachovia Bank, National Association

  	
   

  	
  $

  	
  80,000,000

  	
   

  	
  8.000000000

  	
  %

  
	
  Societe Generale

  	
   

  	
  $

  	
  80,000,000

  	
   

  	
  8.000000000

  	
  %

  
	
  Morgan Stanley Bank

  	
   

  	
  $

  	
  70,000,000

  	
   

  	
  7.000000000

  	
  %

  
	
  AIG-FP Capital Preservation Corp.

  	
   

  	
  $

  	
  60,000,000

  	
   

  	
  6.000000000

  	
  %

  
	
  Citibank, N.A.

  	
   

  	
  $

  	
  60,000,000

  	
   

  	
  6.000000000

  	
  %

  
	
  Sumitomo Mitsui Banking Corporation

  	
   

  	
  $

  	
  60,000,000

  	
   

  	
  6.000000000

  	
  %

  
	
  The Northern Trust Company

  	
   

  	
  $

  	
  50,000,000

  	
   

  	
  5.000000000

  	
  %

  
	
  ABN AMRO Bank, N.V.

  	
   

  	
  $

  	
  31,000,000

  	
   

  	
  3.100000000

  	
  %

  
	
  State Street Bank and Trust Company

  	
   

  	
  $

  	
  20,000,000

  	
   

  	
  2.000000000

  	
  %

  
	
  Total

  	
   

  	
  $

  	
  1,000,000,000

  	
   

  	
  100.000000000

  	
  %Exhibit 4.1(F)

 

AMENDMENT
NO. 6 dated as of November 26, 2007 (this “Amendment”) to the LOAN
AND SECURITY AGREEMENT dated as of July 15, 2003, as amended by Amendment No. 1
dated as of March 16, 2004, as further amended by Amendment No. 2
dated as of December 15, 2005, as further amended by Amendment No. 3
dated as of December 1, 2006, as further amended by Amendment No. 4
dated as of August 8, 2007 and as further amended by Amendment No. 5
dated as of August 24, 2007 (as the same may be further amended, supplemented
or otherwise modified, renewed or replaced from time to time, the “Credit
Agreement”), by and between BELCREST CAPITAL FUND LLC, a Massachusetts
limited liability company (the “Borrower”) and DRESDNER KLEINWORT
HOLDINGS I, INC. (formerly known as DRKW HOLDINGS, INC.), a Delaware
corporation, as lender (the “Lender”).

 

WHEREAS, on July 15, 2003, the Borrower and the
Lender entered into the Credit Agreement pursuant to which the Lender made
available to the Borrower a term loan in the aggregate principal amount of
$722,000,000;

 

WHEREAS, immediately prior to the Effective Date (as
defined herein) of this Amendment and after giving effect to all prior amendments
to the Credit Agreement and all prior prepayments, an aggregate principal
amount of $624,000,000 was outstanding under the term loan;

 

WHEREAS, the Borrower has requested that the Lender
decrease the amount of the term loan by $90,000,000 to an aggregate principal
amount of $534,000,000;

 

WHEREAS, the Borrower has requested and the Lender has
agreed, subject to the terms and conditions of this Amendment, to amend certain
provisions of the Credit Agreement, as set forth herein;

 

NOW, THEREFORE, in consideration of the premises and
of the mutual agreements herein contained, the parties hereto agree as follows:

 

SECTION 1.                             Amendments.  Subject to
the satisfaction of the conditions precedent set forth in Section 3
hereof, the Credit Agreement is hereby amended as of the Effective Date (as
defined in Section 3 hereof) as follows:

 

(A)                                                                              Section 2.2(b) of the Credit
Agreement is hereby amended by deleting the figure “$624,000,000” and inserting
the figure “$534,000,000” in lieu thereof.

 

 

SECTION 2.                             Representations and Warranties. 
The Borrower hereby represents and warrants that:

 

(A)                                                                              after giving effect to this Amendment,
the representations and warranties contained in the Credit Agreement are true
and correct in all material respects on and as of the date hereof as if such
representations and warranties had been made on and as of the date hereof (except
to the extent that any such representations and warranties specifically relate
to an earlier date); and

 

(B)                                                                                after giving effect to this Amendment, no
Event of Default or Default will have occurred and be continuing on and as of
the date hereof.

 

SECTION 3.                             Conditions Precedent.  The
effectiveness of this Amendment is subject to the satisfaction in full of each
of the conditions precedent set forth in this Section 3 (the date on which
all such conditions have been satisfied being herein called the “Effective Date”):

 

(A)                                                                              the Lender shall have received executed
counterparts of this Amendment which, when taken together, bear the signatures
of the Borrower and the Lender;

 

(B)                                                                                the Lender shall have received a new Note
executed by the Borrower in an aggregate principal amount of $534,000,000 to be
exchanged for and replace the prior Note delivered by the Borrower in an aggregate
principal amount of $624,000,000;

 

(C)                                                                                the Borrower shall have received from the
Lender the prior Note in an aggregate principal amount of $624,000,000 for
cancellation;

 

(D)                                                                               the Lender shall have received the
written opinion of counsel to the Borrower, dated the date hereof and addressed
to the Lender, in form and substance satisfactory to counsel to the Lender;

 

(E)                                                                                 the Lender shall have received such other
documents as the Lender may reasonably request; and

 

(F)                                                                                 all legal matters incident to this
Amendment shall be satisfactory to counsel to the Lender.

 

SECTION 4.                             Miscellaneous.

 

(A)                                                                              Capitalized terms used herein and not
otherwise defined herein shall have the meanings as defined in the Credit
Agreement.

 

(B)                                                                                Except as expressly amended hereby, the
Credit Agreement shall remain in full force and effect in accordance with the
original terms thereof.

 

 

(C)                                                                                The amendments herein contained are
limited specifically to the matters set forth above and do not constitute
directly or by implication an amendment or waiver of any other provision of the
Credit Agreement or any default which may occur or may have occurred under the
Credit Agreement.

 

(D)                                                                               This Amendment may be executed in any
number of counterparts, each of which shall constitute an original, but all of
which when taken together shall constitute one and the same instrument.

 

(E)                                                                                 This Amendment shall constitute a
Fundamental Document.

 

(F)                                                                                 This Amendment shall be governed by, and
construed in accordance with, the laws of the State of New York.

 

(G)                                                                                Lender agrees to pay all reasonable
expenses incurred by Borrower and the Lender in connection with, or growing out
of, the negotiation, preparation, execution and delivery of this Amendment and
any other documentation contemplated hereby, including, but not limited to, the
reasonable fees and disbursements of any counsel for the Borrower and the
Lender.

 

[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

 

 

IN
WITNESS WHEREOF, the undersigned have caused this Amendment to be duly executed
as of the date first written above.

 

	
   

  	
  Borrower:

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  BELCREST CAPITAL FUND
  LLC, as Borrower

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  EATON VANCE MANAGEMENT,
  as

  Manager

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Andrew Frenette

  
	
   

  	
  Name:

  	
  Andrew Frenette

  
	
   

  	
  Title:

  	
  Vice President

  
	
   

  	
  Address:

  	
  The Eaton Vance
  Building

  
	
   

  	
   

  	
  255 State Street

  
	
   

  	
   

  	
  Boston, Massachusetts
  02109

  
	
   

  	
  Telephone No.:  (617) 482-8260

  
	
   

  	
  Telecopier No.:  (617) 482 3836

  
						

 

 

	
   

  	
  Lender:

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  DRESDNER KLEINWORT HOLDINGS
  I, INC., 

  as Lender

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Gregory Raykher

  
	
   

  	
  Name:

  	
  Gregory Raykher

  
	
   

  	
  Title:

  	
  President

  
	
   

  	
  Address:

  	
  1301 Avenue of the
  Americas

  
	
   

  	
   

  	
  New York, New York
  10019

  
	
   

  	
  Telephone No.:  (212) 969-7909

  
	
   

  	
  Telecopier No.:  (212) 969-7850

  
						

 

 

	
   

  	
  ACKNOWLEDGED AND
  ACCEPTED

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
  Investment Manager:

  
	
   

  	
   

  	
   

  
	
   

  	
  WELLS FARGO BANK,
  NATIONAL 

  ASSOCIATION, successor-by-merger to Wells 

  Fargo Bank Minnesota, National Association, as

  Investment Manager

  
	
   

  	
   

  	
   

  
	
   

  	
  By:

  	
  /s/
  Kristen L. Puttin

  
	
   

  	
  Name:

  	
  Kristen L. Puttin

  
	
   

  	
  Title:

  	
  Corporate Trust Officer

  
	
   

  	
  Address:

  	
  Sixth Street and
  Marquette Avenue

  
	
   

  	
   

  	
  MAC N9311-161

  
	
   

  	
   

  	
  Minneapolis, MN 55479

  
	
   

  	
   

  	
  Attention: Corporate
  Trust

  
	
   

  	
   

  	
  Services/Asset-

  
	
   

  	
   

  	
  Backed Administration

  
	
   

  	
  Telephone No.:  (612) 667-8058

  
	
   

  	
  Telecopier No.:  (617) 667-3539

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00137-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00137-of-00352.parquet"}]]