Document:

exv10w1

EXHIBIT 10.1

     ASSUMPTION AGREEMENT, dated as of December 22, 2009, made by TheNextRound, Inc. (the
“Additional Grantor”), in favor of JPMorgan Chase Bank, N.A., as administrative agent (in
such capacity, the “Administrative Agent”) for the banks and other financial institutions
or entities (the “Lenders”) parties to the Credit Agreement referred to below. All
capitalized terms not defined herein shall have the meaning ascribed to them in such Credit
Agreement.

W I T N E S S E T H
:

     WHEREAS, Sunshine Acquisition II, Inc., (the “Initial US Borrower”), SS&C
Technologies, Inc., (the “Surviving US Borrower”), SS&C Technologies Canada Corp., as CDN
Borrower, the Lenders, JPMorgan Chase Bank, N.A., Toronto Branch, as Canadian administrative agent
(the “Canadian Administrative Agent”) and the Administrative Agent have entered into a
Credit Agreement, dated as of November 23, 2005 (as amended, supplemented or otherwise modified
from time to time, the “Credit Agreement”);

     WHEREAS, in connection with the Credit Agreement, the Initial US Borrower, the Surviving US
Borrower and certain of its Affiliates (other than the Additional Grantor) have entered into the
Guarantee and Collateral Agreement, dated as of November 23, 2005 (as amended, supplemented or
otherwise modified from time to time, the “Guarantee and Collateral Agreement”) in favor of
the Administrative Agent for the benefit of the Administrative Agent, the Canadian Administrative
Agent and the Lenders;

     WHEREAS, the Credit Agreement requires the Additional Grantor to become a party to the
Guarantee and Collateral Agreement; and

     WHEREAS, the Additional Grantor has agreed to execute and deliver this Assumption Agreement in
order to become a party to the Guarantee and Collateral Agreement;

     NOW, THEREFORE, IT IS AGREED:

     1. Guarantee and Collateral Agreement. By executing and delivering this Assumption
Agreement, the Additional Grantor, as provided in Section 8.14 of the Guarantee and Collateral
Agreement, hereby becomes a party to the Guarantee and Collateral Agreement as a Grantor thereunder
with the same force and effect as if originally named therein as a Grantor and, without limiting
the generality of the foregoing, hereby expressly assumes all obligations and liabilities of a
Grantor thereunder. The information set forth in Annex 1-A hereto is hereby added to the
information set forth in the Schedules to the Guarantee and Collateral Agreement. The Additional
Grantor hereby represents and warrants, to the extent applicable, that each of the representations
and warranties contained in Section 4 of the Guarantee and Collateral Agreement is true and correct
on and as of the date hereof (after giving effect to this Assumption Agreement) as if made on and
as of such date.

     2. GOVERNING LAW. THIS ASSUMPTION AGREEMENT SHALL BE GOVERNED BY, AND CONSTRUED AND
INTERPRETED IN ACCORDANCE WITH, THE LAW OF THE STATE OF NEW YORK.

 

 

     IN WITNESS WHEREOF, the undersigned has caused this Assumption Agreement to be duly executed
and delivered as of the date first above written.

	 	 	 	 	 
	 	THENEXTROUND, INC.

 	 
	 	By:  	/s/ Patrick J. Pedonti
 	 
	 	 	Name:  	Patrick J. Pedonti 	 
	 	 	Title:  	Chief Financial Officer 	 
	 

[Signature Page to Assumption Agreement]

 

 

Annex 1-A to

Assumption Agreement

Supplement to Schedule 1

None.

Supplement to Schedule 2

Pledged Stock:

	 	 	 	 	 	 	 
	Issuer	 	Class of Stock	 	Stock Certificate No.	 	No. of Shares
	TheNextRound, Inc.
	 	common stock, no par value per share	 	6	 	9,250,000
	 
	 	 	 	 	 	 
	TheNextRound, Inc. — EAFE, LTD.
	 	common stock, $.01 par value per share	 	2 	 	         100

Supplement to Schedule 3

Uniform Commercial Code Filings

	 	 	 	 	 
	 	Grantor	 	Office	 
	 	TheNextRound, Inc.

	 	Massachusetts Secretary
of the Commonwealth	 

Actions with respect to Pledged Stock

     All certificates representing any Pledged Stock to be delivered to the Administrative Agent.

Other Actions

None.

Supplement to Schedule 4

	 	 	 	 	 
	Grantor	 	Jurisdiction of Organization	 	Location of Chief Executive Office
	TheNextRound, Inc.

	 	Massachusetts
	 	1881 Worcester Road, Suite 202
Framingham, MA 01701

Supplement to Schedule 5

	 	 	 	 	 
	 	Grantor	 	Location	 
	 	TheNextRound, Inc.

	 	Massachusetts	 

 

 

Supplement to Schedule 6

TheNextRound, Inc. owns the following:

Common law trademark (no registered trademarks): TheNextRound

Common law copyrights with respect to its written materials (no registered copyrights)

Domain Names in the Name of TheNextRound, Inc.

	 	 	 	 	 	 	 
	Grantor	 	Domain Name	 	Type	 	Expiration Date
	TheNextRound, Inc.

	 	TheNextRound.com
	 	Company web site
	 	5/01/2010
	 
	 	 	 	 	 	 
	TheNextRound, Inc.

	 	TheNextRound.UK
	 	Internal Use
	 	3/06/2011
	 
	 	 	 	 	 	 
	TheNextRound, Inc.

	 	TNRSolution.com
	 	Internal Use
	 	9/02/2011

Software in the Name of TheNextRound, Inc.

	 	 	 
	Grantor	 	Software
	TheNextRound, Inc.

	 	TNRSolution
	 

	 	Xtranet
	 

	 	Portfolio Portal
	 

	 	TNR Notification Services
	 

	 	TNR AutoSync Services
	 

	 	TNR Import Services
	 

	 	TNR Scheduler
	 

	 	TNR Web Notes

List of Licenses and Other Agreements in the Name of TheNextRound, Inc.

	1.	 	Letter of Understanding regarding Software License Agreement between Parthenon Capital
LLC and the Company dated May 16, 2002.
	 
	2.	 	Software License Agreement and Letter of Understanding between Bain Capital and the
Company dated December 18, 2002.
	 
	3.	 	Letter of Understanding between NVP Management Company and the Company dated June 13,
2003.
	 
	4.	 	Letter of Understanding for licensing software between CommVest, LLC and the Company
dated July 24, 2003.
	 
	5.	 	Letter of Understanding related to Software License Agreement between Onex Corporation
and the Company dated October 29, 2003.
	 
	6.	 	Software License and reseller Agreement between Geller & Company, LLC and the Company
dated November 21, 2003.

 

 

	 
	7.	 	Letter of Understanding related to Software License Agreement between Vimac Ventures
LLC and the Company dated December 16, 2003.
	 
	8.	 	Letter of Understanding re: Software License Agreement between Kohlberg & Co. and the
Company dated March 2, 2004.
	 
	9.	 	Letter of Understanding between British Columbia Investment Management Corp. and the
Company dated March 30, 2004.
	 
	10.	 	Letter of Understanding for licensing of software between Columbia Investment
Management Company and the Company dated April 13, 2004.
	 
	11.	 	Letter of Understanding between CAI Managers and Co, L.P., and the Company dated May
3, 2004.
	 
	12.	 	Letter of Understanding for Software License between FEF Management Services, LLC and
the Company dated May 26, 2004.
	 
	13.	 	Letter of Understanding for Software License Agreement between Pfizer Inc. and the
Company dated June 2, 2004.
	 
	14.	 	Letter of Understanding regarding Software License Agreement between Softbank and the
Company dated July 15, 2004.
	 
	15.	 	Software License Agreement between CMEA Ventures and the Company dated September 14,
2004.
	 
	16.	 	Software License Agreement between Parish Capital Advisors LLC and the Company dated
September 17, 2004.
	 
	17.	 	Software License Agreement between KPS Special Situations Fund LP and the Company
dated October 8, 2004.
	 
	18.	 	Software License Agreement between Battery Management Corp and the Company dated
October 18, 2004.
	 
	19.	 	Software License Agreement between DW Management Services, LLC and the Company dated
October 26, 2004.
	 
	20.	 	Software License Agreement between Accel-KKRand the Company dated December 9, 2004.
	 
	21.	 	Software License Agreement between Castanea Partners and the Company dated December 9,
2004.
	 
	22.	 	Software License Agreement between Riverside Europe Partners, LLC and the Company
dated December 13, 2004.
	 
	23.	 	Software License Agreement between Advantage Partners, Inc. and the Company dated
December 16, 2004.
	 
	24.	 	Software License Agreement between OH Administration Corp and the Company dated
December 21, 2004.
	 
	25.	 	Software License Agreement between TCMI, Inc. and the Company dated December 21, 2004.
	 
	26.	 	Software License Agreement between Wednesday Management, LLC (Valhalla Partners) and
the

 

 

	 	 	Company dated December 21, 2004.
	 
	27.	 	Software License and Services Agreement between ATV Capital Management and the Company
dated January 10, 2005.
	 
	28.	 	Software License Agreement between Johnson & Johnson Development Corporation and the
Company dated January 24, 2005.
	 
	29.	 	Software License Agreement between Canada Pension Plan Investment Board and the Company
dated February 11, 2005.
	 
	30.	 	Software License and Maintenance Agreement between Good View Group Limited and the Company
dated March 2, 2005.
	 
	31.	 	Software License Agreement between Southern Cross Group and the Company dated March 8, 2005.
	 
	32.	 	Software License Agreement between Heidelberg Innovation Funds Management GmbH and the
Company dated March 16, 2005.
	 
	33.	 	Software License Agreement between Quadrangle Group and the Company dated March 31, 2005.
	 
	34.	 	Software License Agreement between Gabriel Investment Services, Inc. and the Company dated
April 15, 2005.
	 
	35.	 	Software License Agreement between Public Sector Pension Investment Board and the Company
dated April 18, 2005.
	 
	36.	 	Software License Agreement between Spur Capital Partners and the Company dated April 22,
2005.
	 
	37.	 	Software License Agreement between Ritchie Capital Management LLC and the Company dated May
9, 2005.
	 
	38.	 	Software License Agreement between Celtic House Venture Partners and the Company dated May
16, 2005.
	 
	39.	 	Software License Agreement between Wexford Capital LLC and the Company dated May 19, 2005.
	 
	40.	 	Software License Agreement between Windpoint Partners and the Company dated May 31, 2005.
	 
	41.	 	Software License Agreement between University of Colorado Foundation and the Company dated
June 9, 2005.
	 
	42.	 	Software License Agreement between Drum Capital Management and the Company dated July 18,
2005.
	 
	43.	 	Software License Agreement between Calverts Street Capital Partners and the Company dated
July 28, 2005.
	 
	44.	 	Software License Agreement between Pegasus Capital Advisors, L.P. and the Company dated
August 10, 2005.
	 
	45.	 	Software License Agreement between Aetos Capital and the Company dated August 10, 2005.
	 
	46.	 	Software License Agreement between Diamond Castle Holdings and the Company dated September
9, 2005.

 

 

	47.	 	Software License Agreement between Precision Capital Advisors, LLC and the Company dated
September 21, 2005.
	 
	48.	 	Software License Agreement between Symphony Capital LLC and the Company dated September 21,
2005.
	 
	49.	 	Software License Agreement between FLAG Capital Management, LLC and the Company dated
September 27, 2005.
	 
	50.	 	Software License Agreement between AIC Limited and the Company dated September 30, 2005.
	 
	51.	 	Software License Agreement between Warburg Pincus LLC and the Company dated October 18,
2005.
	 
	52.	 	Software License Agreement between Sierra Ventures Management, LLC and the Company dated
October 26, 2005.
	 
	53.	 	Software License Agreement between Arcano Capital and the Company dated November 21, 2005.
	 
	54.	 	Software License Agreement between Rockport Capital Partners LLC and the Company dated
November 21, 2005.
	 
	55.	 	Software License Agreement between RL-2, Inc. and the Company dated November 30, 2005.
	 
	56.	 	Software License Agreement between Little Hawk Capital Management LLC and the Company dated
December 2, 2005.
	 
	57.	 	Software License Agreement between Starling Holding Limited and the Company dated December
13, 2005.
	 
	58.	 	Software License Agreement between China Renaissance Capital Investment Limited and the
Company dated December 22, 2005.
	 
	59.	 	Additional Software License Agreement between Tailwind Capital Partners and the Company
dated December 22, 2005.
	 
	60.	 	Software License Agreement between Bank of Oklahoma and the Company dated December 27, 2005.
	 
	61.	 	Software License Agreement between KSL Capital Partners and the Company dated December 28,
2005.
	 
	62.	 	Software License Agreement and Addendum between Nordic Venture Partners ApS and the Company
dated December 28, 2005.
	 
	63.	 	Software License Agreement between vSpring Capital and the Company dated December 29, 2005.
	 
	64.	 	Software License Agreement between American Securities Capital Partners, LLC and the
Company dated December 30, 2005.
	 
	65.	 	Software License Agreement between William Blair & Company, L.L.C and the Company dated
January 31, 2006.

 

 

	66.	 	Software License Agreement between Unilever Technology Ventures and the Company dated
February 16, 2006.
	 
	67.	 	Software License Agreement between Horizon Capital Advisors and the Company dated February
22, 2006.
	 
	68.	 	Schedule A — Software licenses — Fund of Fund between Bain Capital and the Company dated
February 27, 2006.
	 
	69.	 	Software License Agreement between Heritage Partners, Inc. and the Company dated March 10,
2006.
	 
	70.	 	Software License Agreement between SPG Partners, LLC and the Company dated March 16, 2006.
	 
	71.	 	Software License Agreement between Onset Venture Services Corporation and the Company dated
March 28, 2006.
	 
	72.	 	Software License Agreement between Latin Idea Advisors, LLC and the Company dated March 30,
2006.
	 
	73.	 	Software License Agreement between General Catalyst Group Management LLC and the Company
dated April 14, 2006.
	 
	74.	 	Software License Agreement between Emory Investment Management and the Company dated April
21, 2006.
	 
	75.	 	Software License Agreement between JVP and the Company dated May 8, 2006.
	 
	76.	 	TNR Solution Order Form between Parish Capital Advisors, LLC and the Company dated May 25,
2006.
	 
	77.	 	Software License Agreement between NeoCarta Ventures and the Company dated May 25, 2006.
	 
	78.	 	Software License Agreement between UNC Management Company and the Company dated May 26,
2006.
	 
	79.	 	Software License Agreement between Fifth Street Capital LLC and the Company dated May 31,
2006.
	 
	80.	 	Software License Agreement between Halyard Securities and the Company dated May 31, 2006.
	 
	81.	 	Software License Agreement between Legacy Venture Management, LLC and the Company dated
June 5, 2006.
	 
	82.	 	Software License Agreement between Tano Capital LLC and the Company dated June 22, 2006.
	 
	83.	 	Master Services Agreement, Work order and Licensing Agreement between Viacom, Inc. and the
Company dated June 28, 2006
	 
	84.	 	Software License Agreement between Charterhouse Group, Inc. and the Company dated June 30,
2006.
	 
	85.	 	Software License Agreement between Clarion Capital Partners, LLC and the Company dated June
30, 2006.

 

 

	86.	 	Software License Agreement between India Equity Partners and the Company dated August 10,
2006.
	 
	87.	 	Software License Agreement between Fenway Partners and the Company dated August 21, 2006.
	 
	88.	 	Software License Agreement between Harbour Group Industries, Inc. and the Company August
25, 2006.
	 
	89.	 	Software License Agreement between Lightspeed Venture Partners and the Company dated August
31, 2006.
	 
	90.	 	Schedule A Software License between Parish Capital LLC and the Company dated September 1,
2006.
	 
	91.	 	Software License Agreement between Summit Strategies Group and the Company dated September
1, 2006.
	 
	92.	 	Schedule A — Software Licenses between AIF Capital (Good View Group Limited) and the
Company dated September 6, 2006.
	 
	93.	 	Software License Agreement between Trident Capital, Inc. and the Company dated September
21, 2006.
	 
	94.	 	Software License Agreement between Fund Management Services LCC and the Company dated
September 26, 2006.
	 
	95.	 	Software License Agreement between Seaport Capital, LLC and the Company dated September 29,
2006.
	 
	96.	 	Software License Agreement between Novak Biddle Venture Partners and the Company dated
October 16, 2006.
	 
	97.	 	Software License Agreement between 5 AM Ventures and the Company dated November 1, 2006
	 
	98.	 	Software License Agreement between Bank Muscat and the Company dated November 6, 2006.
	 
	99.	 	Software License Agreement between Presidio STX, LLC and the Company dated November 6, 2006.
	 
	100.	 	Software License Agreement between Linx Partners II, LLC and the Company dated November
10, 2006.
	 
	101.	 	Software License Agreement between In-Q-Tel and the Company dated November 19, 2006
	 
	102.	 	Software License Agreement between DeltaPoint Capital Management, LLC and the Company
dated November 20, 2006.
	 
	103.	 	Software License Agreement between Alta Partners Management Corporation and the Company
dated November 30, 2006.
	 
	104.	 	Software License Agreement between Mvalue Management Limited and the Company dated
December 11, 2006.
	 
	105.	 	Software License Agreement between Mvision Partners LLP and the Company dated December 11,
2006.

 

 

	106.	 	Agreement for Additional Software Licenses between Valhalla Partners and the Company dated
December 13, 2006.
	 
	107.	 	Software License Agreement between Candover Services, Ltd and the Company with
specifications dated December 21, 2006.
	 
	108.	 	Software License Agreement between Candover Services Limited and the Company dated
December 21, 2006.
	 
	109.	 	Software License Agreement between State General Reserve Fund and the Company dated
December 25, 2006.
	 
	110.	 	Software License Agreement between Paul Capital Investments LLC and the Company dated
December 29, 2006.
	 
	111.	 	Additional Software License Agreement between Tailwind Capital Partners and the Company
dated January 5, 2007.
	 
	112.	 	Software License Agreement between Axcel Management A/S and the Company dated January 24,
2007.
	 
	113.	 	Software License Agreement between Walton Street Capital and the Company dated January 24,
2007.
	 
	114.	 	Software License Agreement between Clayton, Dubilier & Rice, Inc. and the Company dated
February 13, 2007.
	 
	115.	 	Software License Agreement between Union Square Partners Management, LLC and the Company
dated February 20, 2007.
	 
	116.	 	Software License Agreement between Mercaptial, S.L. and the Company dated February 20,
2007.
	 
	117.	 	Software License Agreement between QEM Management LP and the Company dated February 20,
2007.
	 
	118.	 	Software License Agreement between Quantum Resource Management, LLC and the Company dated
February 20, 2007.
	 
	119.	 	Software License Agreement between Hatteras Venture Management and the Company dated March
12, 2007.
	 
	120.	 	TNR Solution Schedule A- between Summit Strategies Group and the Company dated March 20,
2007.
	 
	121.	 	Software License and Maintenance Agreement between Vista Equity Partners, LLC and the
Company dated March 21, 2007.
	 
	122.	 	Software License Agreement between Artiman Management LLC and the Company dated March 27,
2007.
	 
	123.	 	Software License Agreement between Orbimed and the Company dated March 27, 2007.
	 
	124.	 	Software License Agreement between New Zealand Venture Investment Fund Limited and the
Company dated March 30, 2007.

 

 

	125.	 	Software License Agreement between Vedanta Capital LLC and the Company dated March 30,
2007.
	 
	126.	 	Software License Agreement between The Public School Retirement System of Missouri and the
Company dated March 31, 2007.
	 
	127.	 	Software License Agreement between LaSalle Capital Group LP and the Company dated April
13, 2007.
	 
	128.	 	Software License Agreement between Cinven Services Limited and the Company dated April 26,
2007.
	 
	129.	 	Software License Agreement between Centerbridge Partners, L.P. and the Company dated April
27, 2007.
	 
	130.	 	Software License Agreement between E&E Capital Advisors LLC and the Company dated April
20, 2007.
	 
	131.	 	Software License Agreement between C.V. Starr & Co. and the Company dated May 15, 2007.
	 
	132.	 	Software License Agreement between Maveron LLC and the Company dated May 25, 2007.
	 
	133.	 	Software License Agreement between Lee Equity Partners, LLC and the Company dated May 25,
2007.
	 
	134.	 	Software License Agreement between Technology Partners and the Company dated May 25, 2007.
	 
	135.	 	Software License Agreement between Stone Tower Operating LP and the Company dated May 30,
2007.
	 
	136.	 	Software License Agreement between TowerBrook Capital Partners, L.P. and the Company dated
May 31, 2007.
	 
	137.	 	Software License Agreement between Star Capital Partners Limited and the Company dated
June 1, 2007.
	 
	138.	 	Software License Agreement between Madison Dearborn Partners and the Company dated June
15, 2007.
	 
	139.	 	Software License Agreement between .406 Ventures and the Company dated June 15, 2007.
	 
	140.	 	Software License Agreement between Great Hill Partners, LLC and the Company dated June 21,
2007.
	 
	141.	 	Addendum between E&E Capital Advisors LLC and the Company dated June 21, 2007.
	 
	142.	 	Software License Agreement between AIG Global Asset Management Holdings Corp. and the
Company. 2007.
	 
	143.	 	Software License Agreement between Varde Management L.P. and the Company dated June 29,
2007.
	 
	144.	 	Schedule A1- Additional Software License Agreement between Varde Management. L.P. and the
Company dated July 29, 2007.

 

 

	145.	 	Software License Agreement between Ignition Partners and the Company dated June 29, 2007.
	 
	146.	 	Software License Agreement between Ignition Partners and the Company dated June 29, 2007.
	 
	147.	 	Schedule A — Software Licenses Agreement signed by Advantage dated July 12, 2007.
	 
	148.	 	Statement of Work AIG Global Asset Management Holdings Corp. and the Company. July 26,
2007.
	 
	149.	 	Software License Agreement between Joliment Capital Pty Ltd and the Company dated August
2007.
	 
	150.	 	Software License Agreement between Verax Capital LLC and the Company dated August 3, 2007.
	 
	151.	 	Software License Agreement between Montagu Newhall Associates, Inc and the Company dated
August 7, 2007.
	 
	152.	 	Software License Agreement between Great Hill Partners, LLC and the Company dated August
9, 2007.
	 
	153.	 	Software License Agreement between GEM Realty Capital Inc. and the Company dated August
20, 2007.
	 
	154.	 	Software License and Maintenance Agreement between Aetos Capital and the Company dated
August 24, 2007.
	 
	155.	 	Software License Agreement between Arbor Investment Management, LLC and the Company dated
August 30, 2007.
	 
	156.	 	Software License Agreement between Aquiline Holdings, LLC and the Company dated September
21, 2007.
	 
	157.	 	Software License Agreement between TA Realty, LLC and the Company dated September 21, 2007.
	 
	158.	 	Software License Agreement between Coral Capital Management and the Company dated
September 27, 2007.
	 
	159.	 	Software License Agreement between Stephens Investment Holdings L.L.C. and the Company
dated September 28, 2007.
	 
	160.	 	Software License Agreement between Avista Capital Holdings, LP and the Company dated
September 28, 2007.
	 
	161.	 	Software License Agreement between Equitybox SCR SAU and the Company dated September 28,
2007.
	 
	162.	 	Software License Agreement between Forest Capital Partners, LLC and the Company dated
September 28, 2007.
	 
	163.	 	Software License Agreement between Castle Harlan, Inc. and the Company dated September 29,
2007.
	 
	164.	 	Software License Agreement between Applegate & Collatos and the Company dated November 2,
2007.
	 
	165.	 	Software License, Development and Maintenance Agreement between The Bank of New York

 

 

	 	 	Mellon Corporation and the Company dated November 2, 2007.
	 
	166.	 	Software License and Maintenance Agreement between HSBC Technology & Services (USA), Inc.
and the Company dated November 7, 2007.
	 
	167.	 	Software License Agreement and In-Q-Tel Licensing Agreement between In-Q-Tel, Inc. and the
Company dated November 19, 2007.
	 
	168.	 	Software License Agreement between Industriens Pension and the Company dated December 2,
2007.
	 
	169.	 	Software License Agreement between Pfingsten Partners and the Company dated December 7,
2007.
	 
	170.	 	Software License Agreement between TZP Group and the Company dated December 11, 2007.
	 
	171.	 	Software License Agreement between Relatively Management, LC and the Company dated
December 11, 2007.
	 
	172.	 	Software License Agreement between Gulf Capital Pvt, JSC and the Company dated December
14, 2007.
	 
	173.	 	Software License Agreement between Scale Management, LLC and the Company dated December
18, 2007.
	 
	174.	 	Software License Agreement between LNK Partners and the Company dated December 20, 2007.
	 
	175.	 	Software License Agreement between Searchlight Management Co, LLC and the Company dated
December 20, 2007.
	 
	176.	 	Software License Agreement between Century Capital Management and the Company dated
December 28, 2007.
	 
	177.	 	Software License Agreement between Sports Venture Partners and the Company dated December
31, 2007.
	 
	178.	 	Software Components Licensing Agreement between mbm Technology, LLC and the Company dated
January 2, 2008.
	 
	179.	 	Software License Agreement between Moelis and Company Holdings LLC and the Company dated
January 9, 2008.
	 
	180.	 	Software License Agreement between Delta Partners and the Company dated January 23, 2008.
	 
	181.	 	Software License Agreement between Carousel Capital LLC and the Company dated January 28,
2008.
	 
	182.	 	Software License Agreement between Code Hennessy & Simmons LLC and the Company dated
January 31, 2008.
	 
	183.	 	Software License Agreement between Falconhead Capital LLC and the Company dated February
15, 2008.
	 
	184.	 	Software License Agreement between Vision Capital Limited and the Company dated March 6,
2008.
	 
	185.	 	Software License Agreement between Gresham Partners, LLC and the Company dated March 12,
2008.

 

 

	186.	 	Software License Agreement between Private Equity Funds Research And Investments Co., Ltd.
and the Company dated March 14, 2008.
	 
	187.	 	Software License Agreement between Ancor Holdings, LP and the Company dated March 18, 2008.
	 
	188.	 	Software License Agreement between American Industrial Partners and the Company dated
March 24, 2008.
	 
	189.	 	Software License Agreement between The Greenspun Corporation and the Company dated March
25, 2008.
	 
	190.	 	Software License Agreement between The Stephens Group L.L.C. and the Company dated March
31, 2008.
	 
	191.	 	Software License Agreement between Al Subeeei Group and the Company dated March 31, 2008.
	 
	192.	 	Software License Agreement between Panorama Capital LLC and the Company dated March 31,
2008.
	 
	193.	 	Software License Agreement between RLJ Companies and the Company dated March 31, 2008.
	 
	194.	 	Schedule A — Software Licenses between 5am Ventures and the Company dated April 21, 2008.
	 
	195.	 	Software License Agreement between Platinum Equity, LLC and the Company dated May 5, 2008.
	 
	196.	 	Software License Agreement between Excel Medical Ventures and the Company dated May 28,
2008.
	 
	197.	 	Software License Agreement between Saw Mill Capital LLC and the Company dated May 28, 2008.
	 
	198.	 	Software License Agreement between NGP Midstream & Resources, L.P. and the Company dated
May 30, 2008.
	 
	199.	 	Software License Agreement between WTAS, LLC and the Company dated May 30, 2008.
	 
	200.	 	Software License Agreement between Gruss & Co. Inc. and the Company dated June 5, 2008.
	 
	201.	 	Software License Agreement between Psilos Group Managers, LLC and the Company dated June
5, 2008.
	 
	202.	 	Software License Agreement between Cardinal Growth Corp. and the Company dated June 12,
2008.
	 
	203.	 	Software License Agreement between NGP Energy Capital Management and the Company dated May
20, 2008.
	 
	204.	 	Software License Agreement between Wilsey Bennett, Inc. and the Company dated June 24,
2008
	 
	205.	 	Schedule A — Site License Upgrade Agreement between the Stephens Group, LLC and the
Company dated June 26, 2008.
	 
	206.	 	Software License Agreement between AIG Global Asset Management Holdings Corp. and the
Company dated June 28, 2007.

 

 

	207.	 	Software License Agreement between Diamond Castle Holdings and the Company dated May 7,
2008
	 
	208.	 	Additional License Agreement between Artiman Ventures and the Company dated September 28,
2007.
	 
	209.	 	Schedule A — Software Licenses between PSRS and the Company dated June 19, 2008
	 
	210.	 	Software License Agreement between Perseus and the Company dated July 25, 2008
	 
	211.	 	Additional License Agreement between Great Hill and the Company dated August 25, 2008
	 
	212.	 	Software License Agreement between Lee Financial and the Company dated August 29, 2008
	 
	213.	 	Software License Agreement between Correlation Mgmt and the Company dated August 29, 2008
	 
	214.	 	Software License Agreement between Sorenson and the Company dated August 29, 2008
	 
	215.	 	Software License Agreement between Huntsman Gay Capital and the Company dated August 29,
2008
	 
	216.	 	Software License Agreement between Resilience Capital Partners and the Company dated
August 29, 2008
	 
	217.	 	Software License Agreement between Claret Capital and the Company dated September 8, 2008
	 
	218.	 	Software License Agreement between GP Investments and the Company dated September 15, 2008
	 
	219.	 	Software License Agreement between Yucaipa American Funds and the Company dated September
24, 2008
	 
	220.	 	Software License Agreement between Vector Capital and the Company dated September 30, 2008
	 
	221.	 	Software License Agreement between Rothschild Realty and the Company dated September 30,
2008
	 
	222.	 	Software License Agreement between Marathon Asset Mgmt and the Company dated September 30,
2008
	 
	223.	 	Software License Agreement between Sentinel Capital and the Company dated October 13, 2008
	 
	224.	 	Schedule A — Advanced Xtranet Module between Relativity and the Company dated October 27,
2008
	 
	225.	 	Schedule A — Advanced Xtranet Module between Flag Capital and the Company dated October
27, 2008
	 
	226.	 	Schedule A — Advanced Xtranet Module between Windpoint and the Company dated November 10,
2008
	 
	227.	 	Schedule A — Advanced Xtranet Module between Pfingsten and the Company dated November 10,
2008
	 
	228.	 	Software License Agreement between Prime Group and the Company dated December 3, 2008
	 
	229.	 	Software License Agreement between Fisher Lynch and the Company dated December 11, 2008

 

 

	230.	 	Additional License Agreement between New Zealand Ventures and the Company dated December
23, 2008
	 
	231.	 	Additional License Agreement between Capital Z and the Company dated December 23, 2008
	 
	232.	 	Additional License Agreement between Gruss E Fund and the Company dated December 24, 2008
	 
	233.	 	Software License Agreement between Essex Woodland and the Company dated December 24, 2008
	 
	234.	 	Software License Agreement between Tudor Pickering and the Company dated December 31, 2008
	 
	235.	 	Software License Agreement between Wasatch Advisors and the Company dated December 31, 2008
	 
	236.	 	Software License Agreement between Keyhaven Capital and the Company dated January 1, 2009
	 
	237.	 	Software License Agreement between Vitruvian Partners and the Company dated January 14,
2009
	 
	238.	 	Software License Agreement between Matthews, Carter and Boyce and the Company dated
January 28, 2009
	 
	239.	 	Software License Agreement between EFG-Hermes and the Company dated January 28, 2009
	 
	240.	 	Schedule A — GL Module between Legacy Ventures and the Company dated February 20, 2009
	 
	241.	 	Software License Agreement between Stone Arch Capital and the Company dated March 21, 2009
	 
	242.	 	Software License Agreement between John Lang and the Company dated April 30, 2009
	 
	243.	 	Software License Agreement between Tisch Financial Mgmt and the Company dated May 21, 2009
	 
	244.	 	Software License Agreement between Montagu Newhall and the Company dated May 22, 2009
	 
	245.	 	Additional License Agreement between SGRF and the Company dated May 24, 2009
	 
	246.	 	Software License Agreement between Antaeus Enterprises and the Company dated May 30, 2009
	 
	247.	 	Software License Agreement between Compass Equity Advisors and the Company dated June 10,
2009
	 
	248.	 	Software License Agreement between Trilantic Capital and the Company dated June 12, 2009
	 
	249.	 	Software License Agreement between Energy Capital and the Company dated June 30, 2009
	 
	250.	 	Software License Agreement between Neuberger Berman and the Company dated June 30, 2009
	 
	251.	 	Additional License Agreement between LNK and the Company dated July 20, 2009
	 
	252.	 	Additional License Agreement between Tailwind and the Company dated July 29, 2009
	 
	253.	 	Additional License Agreement between Lee Equity Partners and the Company dated August 19,
2009
	 
	254.	 	Additional License Agreement between Essex and the Company dated August 31, 2009
	 
	255.	 	Software License Agreement between Andreessen Horowitz and the Company dated September 16,
2009

 

 

	256.	 	Software License Agreement between Caledonia and the Company dated September 30, 2009
	 
	257.	 	Software License Agreement between Lyme Timber and the Company dated September 30, 2009
	 
	258.	 	Software License Agreement between University of Michigan and the Company Dated October
14, 2009
	 
	259.	 	Software License Agreement between Sigma Bleyzer and the Company dated October 16, 2009
	 
	260.	 	Software License Agreement between Novartis International AG and the Company dated October
20, 2009

The following clients of TheNextRound, Inc. are depositor affiliates (pursuant to agreements listed
below) under the Two-Party Master Escrow Service Agreement dated April 1, 2005 between the
TheNextRound, Inc., Depositor’s affiliates and Iron Mountain Intellectual Property Management Inc.:

	1.	 	Software License Agreement between Alta Partners Management Corporation and the
Company dated November 30, 2006.
	 
	2.	 	Letter of Understanding between British Columbia Investment Management Corp. and
the Company dated March 30, 2004.
	 
	3.	 	Software License Agreement between Candover Services, Ltd and the Company with
specifications dated December 21, 2006.
	 
	4.	 	Software License Agreement between Clarion Capital Partners, LLC and the Company
dated June 30, 2006.
	 
	5.	 	Software License Agreement between Fund Management Services LCC and the Company
dated September 26, 2006.
	 
	6.	 	Software License Agreement between GP Investments and the Company dated September
15
	 
	7.	 	Software License and Maintenance Agreement between HSBC Technology & Services
(USA), Inc. and the Company dated November 7, 2007.
	 
	8.	 	Software License Agreement between JVP and the Company dated May 8, 2006.
	 
	9.	 	Software License Agreement between Mvalue Management Limited and the Company dated
December 11, 2006.
	 
	10.	 	Software License Agreement between OH Administration Corp and the Company dated
December 21, 2004.
	 
	11.	 	Software License Agreement between Onset Venture Services Corporation and the
Company dated March 28, 2006.
	 
	12.	 	Software License Agreement between Pegasus Capital Advisors, L.P. and the Company
dated August 10, 2005.

 

 

	13.	 	Software License Agreement between Pfingsten Partners and the Company dated
December 7, 2007.
	 
	14.	 	Software License Agreement between Presidio STX, LLC and the Company dated
November 6, 2006.
	 
	15.	 	Software License Agreement between Varde Management L.P. and the Company dated
June 29, 2007.
	 
	16.	 	Software License Agreement between Wexford Capital LLC and the Company dated May
19, 2005.exv10w2

EXHIBIT 10.2

THIRD SUPPLEMENTAL INDENTURE

          THIRD SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of December 22,
2009, among SS&C Technologies, Inc., a Delaware corporation (the “Company”), TheNextRound,
Inc., a Massachusetts corporation and wholly-owned subsidiary of the Company (“NextRound”),
and Wells Fargo Bank, National Association, as trustee under the indenture referred to below (the
“Trustee”).

W I T N E S S E T H

          WHEREAS, the Company and certain of its subsidiaries have heretofore executed and delivered to
the Trustee an indenture (the “Indenture”), dated as of November 23, 2005, providing for
the issuance of $205,000,000 aggregate principal amount of 11 3/4 % Senior Subordinated Notes due
2013 (the “Notes”), as supplemented by the First Supplemental Indenture (the “First
Supplemental Indenture”), dated as of April 27, 2006, and the Second Supplemental Indenture,
dated as of September 1, 2009 (the “Second Supplemental Indenture”);

          WHEREAS, the Indenture provides that under certain circumstances a Domestic Subsidiary
acquired by the Company after the date of the Indenture will execute and deliver to the Trustee a
supplemental indenture pursuant to which such Domestic Subsidiary will become a Guarantor and will
unconditionally guarantee all of the Company’s obligations under the Notes and the Indenture on the
terms and conditions set forth herein (“Note Guarantee”);

          WHEREAS, the Company acquired NextRound on November 19, 2009;

          WHEREAS, the Company desires to amend and supplement the Indenture to add NextRound as a
Guarantor thereunder; and

          WHEREAS, pursuant to Section 9.01 of the Indenture, the Trustee is authorized to execute and
deliver this Supplemental Indenture.

          NOW THEREFORE, in consideration of the foregoing and for other good and valuable
consideration, the receipt of which is hereby acknowledged, the Company, NextRound and the Trustee
covenant and agree for the equal and ratable benefit of the Holders of the Notes as follows:

1. Capitalized Terms. Capitalized terms used herein without definition will have
the meanings assigned to them in the Indenture.

2. Note Guarantee.

     (a) NextRound, jointly and severally with all other Guarantors of the Notes, unconditionally
guarantees to each Holder of a Note authenticated and delivered by the Trustee and to the Trustee
and its successors and assigns, regardless of the validity and enforceability of the Indenture, the
Notes or the obligations of the Company under the Indenture or the Notes, that:

 

 

	 	(i)	 	the principal of, interest, premium and Liquidated Damages, if any, on the Notes will be
promptly paid in full when due, whether at maturity, by acceleration, redemption or otherwise, and
interest on the overdue principal of and interest on the Notes, if any, if lawful, and all other
obligations of the Company to the Holders or the Trustee thereunder or under the Indenture shall be
promptly paid in full or performed, all in accordance with the terms thereof; and
	 
	 	(ii)	 	in the case of any extension of time of payment or renewal of any Notes or any of such
other obligations, that same shall be promptly paid in full when due or performed in accordance
with the terms of the extension or renewal, whether at stated maturity, by acceleration or
otherwise.

     (b) Failing payment when due of any amount so guaranteed or any performance so guaranteed for
whatever reason, NextRound agrees that it will be jointly and severally obligated with the other
Guarantors to pay the same immediately. NextRound agrees that this is a guarantee of payment and
not a guarantee of collection.

     (c) NextRound hereby agrees that its obligations hereunder shall be unconditional,
irrespective of the validity, regularity or enforceability of the Notes or the Indenture, the
absence of any action to enforce the same, any waiver or consent by any Holder of the Notes with
respect to any provisions hereof or thereof, the recovery of any judgment against the Company, any
action to enforce the same or any other circumstance which might otherwise constitute a legal or
equitable discharge or defense of a guarantor.

     (d) NextRound hereby waives diligence, presentment, demand of payment, filing of claims with a
court in the event of insolvency or bankruptcy of the Company, any right to require a proceeding
first against the Company, protest, notice and all demands whatsoever and covenants that this Note
Guarantee shall not be discharged except by complete performance of the obligations contained in
the Notes and the Indenture.

     (e) NextRound also agrees to pay any and all costs and expenses (including reasonable
attorneys’ fees) incurred by the Trustee or any Holder in enforcing any rights under this Section
2.

     (f) If any Holder or the Trustee is required by any court or otherwise to return to the
Company, the Guarantors or any custodian, trustee, liquidator or other similar official acting in
relation to either the Company or the Guarantors, any amount paid either to the Trustee or such
Holder, this Note Guarantee, to the extent theretofore discharged, shall be reinstated in full
force and effect.

     (g) NextRound agrees that it shall not be entitled to any right of subrogation in relation to
the Holders in respect of any obligations guaranteed hereby until payment in full of all
obligations guaranteed hereby. NextRound further agrees that, as between the Guarantors, on the
one hand, and the Holders and the Trustee, on the other hand, (x) the maturity of the obligations
guaranteed hereby and under the Indenture may be accelerated as provided in Article 6 of the

- 2 -

 

Indenture for the purposes of the Note Guarantees, notwithstanding any stay, injunction or other
prohibition preventing such acceleration in respect of the obligations guaranteed hereby or under
the Indenture, and (y) in the event of any declaration of acceleration of such obligations as
provided in Article 6 of the Indenture, such obligations (whether or not due and payable) shall
forthwith become due and payable by the Guarantors for the purpose of the Note Guarantees.

     (h) NextRound shall have the right to seek contribution from any non-paying Guarantor so long
as the exercise of such right does not impair the rights of the Holders under the Note Guarantees.

     (i) This Note Guarantee shall remain in full force and effect and continue to be effective
should any petition be filed by or against the Company for liquidation or reorganization, should
the Company become insolvent or make an assignment for the benefit of creditors or should a
receiver or trustee be appointed for all or any significant part of the Company’s assets, and
shall, to the fullest extent permitted by law, continue to be effective or be reinstated, as the
case may be, if at any time payment and performance of the Notes are, pursuant to applicable law,
rescinded or reduced in amount, or must otherwise be restored or returned by any obligee on the
Notes or Note Guarantees, whether as a “voidable preference,” “fraudulent transfer” or otherwise,
all as though such payment or performance had not been made. In the event that any payment or any
part thereof, is rescinded, reduced, restored or returned, the Notes shall, to the fullest extent
permitted by law, be reinstated and deemed reduced only by such amount paid and not so rescinded,
reduced, restored or returned.

     (j) In case any provision of this Note Guarantee shall be invalid, illegal or unenforceable,
the validity, legality, and enforceability of the remaining provisions shall not in any way be
affected or impaired hereby.

     (k) Each payment to be made by NextRound in respect of this Note Guarantee shall be made
without set-off, counterclaim, reduction or diminution of any kind or nature.

3. Subordination of Note Guarantee.

     The obligations of NextRound under this Note Guarantee pursuant to this Supplemental Indenture
shall be junior and subordinated to the prior payment in full in cash or cash equivalents, or such
payment duly provided for to the satisfaction of the holders of such Guarantor Senior Debt, of the
Guarantor Senior Debt of NextRound on the same basis as the Notes are junior and subordinated to
Senior Debt of the Company. For the purposes of the foregoing sentence, the Trustee and the
Holders shall have the right to receive and/or retain payments by NextRound only at such times as
they may receive and/or retain payments in respect of the Notes pursuant to the Indenture,
including Article 12 thereof, the First Supplemental Indenture, the Second Supplemental Indenture
and this Supplemental Indenture.

4. Limitation on Guarantor Liability.

     NextRound, and by its acceptance of Notes, each Holder, hereby confirm that it is the
intention of all such parties that this Note Guarantee not constitute a fraudulent transfer or

- 3 -

 

conveyance for purposes of Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the Uniform
Fraudulent Transfer Act or any similar federal or state law to the extent applicable to this Note
Guarantee. To effectuate the foregoing intention, the Trustee, the Holders and NextRound hereby
irrevocably agree that the obligations of each Guarantor shall be limited to the maximum amount as
will, after giving effect to such maximum amount and all other contingent and fixed liabilities of
such Guarantor that are relevant under such laws and after giving effect to any collections from,
rights to receive contribution from or payments made by or on behalf of any other Guarantor in
respect of the obligations of such other Guarantor under Article 10 of the Indenture, the First
Supplemental Indenture, the Second Supplemental Indenture or this Supplemental Indenture, result in
the obligations of such Guarantor under its Note Guarantee not constituting a fraudulent conveyance
or fraudulent transfer under applicable law. Each Guarantor that makes a payment under its Note
Guarantee shall be entitled upon payment in full of all guaranteed obligations under the Indenture,
the First Supplemental Indenture, the Second Supplemental Indenture or this Supplemental Indenture
to a contribution from each other Guarantor in an amount equal to such other Guarantor’s pro rata
portion of such payment based on the respective net assets of all the Guarantors at the time of
such payment determined in accordance with GAAP.

5. Execution and Delivery.

     (a) To evidence its Note Guarantee set forth in Section 2, NextRound hereby agrees that a
notation of such Note Guarantee substantially in the form of Exhibit D to the Indenture
shall be endorsed by an officer of NextRound on each Note authenticated and delivered by the
Trustee after the date hereof and that this Supplemental Indenture shall be executed on behalf of
NextRound by its President or one of its Vice Presidents.

     (b) NextRound hereby agrees that its Note Guarantee set forth in Section 2 shall remain in
full force and effect notwithstanding the absence of the endorsement of any notation of such
Guarantee on the Notes.

     (c) If an Officer whose signature is on this Supplemental Indenture no longer holds that
office at the time the Trustee authenticates any Note, this Note Guarantee will be valid
nevertheless.

     (d) The delivery of any Note by the Trustee, after the authentication thereof under the
Indenture, shall constitute due delivery of the Note Guarantee set forth in this Supplemental
Indenture on behalf of NextRound.

6. Subrogation.

     Each Guarantor shall be subrogated to all rights of Holders of Notes against the Company in
respect of any amounts paid by any Guarantor pursuant to the provisions of Section 2 hereof,
Section 2 of the First Supplemental Indenture, Second 2 of the Second Supplemental Indenture or
Section 10.01 of the Indenture; provided that, if an Event of Default has occurred and is
continuing, no Guarantor shall be entitled to enforce or receive any payments arising out of, or

- 4 -

 

based upon, such right of subrogation until all amounts then due and payable by the Company under
the Indenture or the Notes shall have been paid in full.

7. Benefits Acknowledged.

     NextRound acknowledges that it will receive direct and indirect benefits from the financing
arrangements contemplated by the Indenture and that the guarantee and waivers made by it pursuant
to its Note Guarantee are knowingly made in contemplation of such benefits.

8. Release of Note Guarantee.

     (a) A Note Guarantee by a Guarantor shall be automatically and unconditionally released and
discharged, and no further action by such Guarantor, the Company or the Trustee is required for the
release of such Guarantor’s Note Guarantee:

	 	(i)	 	in connection with any sale or other disposition of all or substantially all of the assets
of that Guarantor (including by way of merger or consolidation) to a Person that is not (either
before or after giving effect to such transaction) the Company or a Restricted Subsidiary of the
Company, if the sale or other disposition does not violate Section 4.10 of the Indenture;
	 
	 	(ii)	 	in connection with any sale or other disposition of all of the Capital Stock of that
Guarantor to a Person that is not (either before or after giving effect to such transaction)
Sunshine or a Restricted Subsidiary of Sunshine, if the sale or other disposition does not violate
Section 5.01 of the Indenture;
	 
	 	(iii)	 	if the Company designates such Guarantor as an Unrestricted Subsidiary in accordance
with Section 4.18 of the Indenture;
	 
	 	(iv)	 	if the Company exercises its legal defeasance option or covenant defeasance pursuant to
Section 8.01 of the Indenture; or
	 
	 	(v)	 	if such Guarantor is released and discharged from all of its Indebtedness under the Credit
Agreement and all of its guarantees of any Indebtedness outstanding under the Credit Agreement and
all obligations under any of the Company’s other Indebtedness or any Indebtedness of the
Guarantors;

such Guarantor delivering to the Trustee an Officer’s Certificate and an Opinion of Counsel, each
stating that all conditions precedent provided for in the Indenture relating to such transaction
have been complied with in all material respects.

     (b) At the request and at the expense of the Company, the Trustee shall execute and deliver
any instrument evidencing such release.

- 5 -

 

9. Guarantors May Consolidate, Etc. on Certain Terms.

     (a) Except as set forth in Section 10.07 of the Indenture, Section 8 of the First Supplemental
Indenture, Section 8 of the Second Supplemental Indenture or Section 8 of this Supplemental
Indenture, no Guarantor may sell or otherwise dispose of all of its assets to, or consolidate with
or merge with or into (whether or not such Guarantor is the surviving Person), another Person,
other than the Company or another Guarantor, unless: (i) immediately after giving effect to such
transaction, no Default or Event of Default exists and (ii) either (A) subject to Section 10.07 of
the Indenture, Section 8 of the First Supplemental Indenture, Section 8 of the Second Supplemental
Indenture and Section 8 of this Supplemental Indenture, the Person acquiring the property in any
such sale or disposition or the Person formed by or surviving any such consolidation or merger
unconditionally assumes all the obligations of that Guarantor under the Indenture, the First
Supplemental Indenture, the Second Supplemental Indenture, this Supplemental Indenture, its Note
Guarantee and the Registration Rights Agreement on the terms set forth herein or therein, pursuant
to a supplemental indenture in form and substance reasonably satisfactory to the Trustee; or (B)
the Net Proceeds of such sale or other disposition are applied in accordance with the applicable
provisions of the Indenture, including without limitation Section 4.10 thereof.

     (b) In case of any such consolidation, merger, sale or conveyance and upon the assumption by
the successor Person, by supplemental indenture, executed and delivered to the Trustee and
satisfactory in form to the Trustee, of the Note Guarantee endorsed upon the Notes and the due and
punctual performance of all of the covenants and conditions of the Indenture, the First
Supplemental Indenture, the Second Supplemental Indenture and this Supplemental Indenture to be
performed by the Guarantor, such successor Person will succeed to and be substituted for the
Guarantor with the same effect as if it had been named as a Guarantor under the Indenture, the
First Supplemental Indenture, the Second Supplemental Indenture or this Supplemental Indenture.
All the Note Guarantees so issued will in all respects have the same legal rank and benefit under
the Indenture, the First Supplemental Indenture, the Second Supplemental Indenture and this
Supplemental Indenture as the Note Guarantees theretofore and thereafter issued in accordance with
the terms of the Indenture, the First Supplemental Indenture, the Second Supplemental Indenture and
this Supplemental Indenture as though all of such Note Guarantees had been issued at the date of
the execution hereof.

     (c) Except as set forth in Articles 4 and 5 of the Indenture, and notwithstanding clauses
(a)(ii)(A) or (B) above, nothing contained in the Indenture, the First Supplemental Indenture, the
Second Supplemental Indenture, this Supplemental Indenture or in any of the Notes will prevent any
combination or merger of a Guarantor with or into the Company or another Guarantor, or will prevent
any sale or conveyance of the property of a Guarantor as an entirety or substantially as an
entirety to the Company or another Guarantor.

10. No Recourse Against Others. No past, present or future director, officer, employee,
incorporator, stockholder or agent of any Guarantor, as such, will have any liability for any
obligations of the Company or the Guarantor under the Notes, any Note Guarantees, the Indenture,
the First Supplemental Indenture, the Second Supplemental Indenture or this Supplemental Indenture
or for any claim based on, in respect of, or by reason of, such obligations or their creation.
Each Holder of the Notes by accepting a Note waives and releases all such liability. The waiver
and release are part of the consideration for issuance of the Notes.

- 6 -

 

Such waiver may not be
effective to waive liabilities under the federal securities laws and it is the view of the
Securities and Exchange Commission that such a waiver is against public policy.

11. New York Law to Govern. THIS SUPPLEMENTAL INDENTURE WILL BE GOVERNED BY, AND CONSTRUED
IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

12. Counterparts. The parties may sign any number of copies of this Supplemental
Indenture. Each signed copy will be an original, but all of them together represent the same
agreement.

13. Effect of Headings. The Section headings herein are for convenience only and will not
affect the construction hereof.

14. The Trustee. The Trustee will not be responsible in any manner whatsoever for or in
respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the
recitals contained herein, all of which recitals are made solely by NextRound and the Company.

[Remainder of Page Intentionally Left Blank.]

- 7 -

 

     IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly
executed and attested, all as of the date first above written.

	 	 	 	 	 
	 	SS&C TECHNOLOGIES, INC.

 	 
	 	By:  	/s/ Patrick J. Pedonti
 	 
	 	 	Name:  	Patrick J. Pedonti 	 
	 	 	Title:  	Senior Vice President, Chief
Financial Officer 	 
	 

	 	 	 	 	 
	Guarantor:

THENEXTROUND, INC.

 	 
	By:  	/s/ Patrick J. Pedonti
 	 
	 	Name:  	Patrick J. Pedonti 	 
	 	Title:  	Vice President 	 
	 

	 	 	 	 	 
	WELLS FARGO BANK, NATIONAL ASSOCIATION,

  As Trustee

 	 
	By:  	/s/ Martin Reed
 	 
	 	Name:  	Martin Reed 	 
	 	Title:  	Vice President 	 
	 

[Signature Page to Third Supplemental Indenture]

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