Document:

Exhibit 4.1.4

 

 

LIMITED BRANDS, INC. (formerly known as THE LIMITED, INC.),

 

THE GUARANTORS PARTY HERETO, as Guarantors

 

and

 

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.,

 

as Trustee

 

________________________________

 

7% Senior Notes due 2020

 

THIRD SUPPLEMENTAL INDENTURE

 

Dated as of May 4, 2010

 

to

 

INDENTURE

 

Dated as of March 15, 1988

 

________________________________

 

 

  

  

  

 

	
ARTICLE ONE

	 
	
DEFINITIONS AND OTHER PROVISIONS OF

	
GENERAL APPLICATION

	 	 	 
	
SECTION 1.1.

	
Definitions.

	
2

	 
	
ARTICLE TWO

	 
	
SECURITIES FORMS

	 	 	 
	
SECTION 2.1.

	
Creation of the Notes; Designations.

	
8

	
SECTION 2.2.

	
Forms Generally.

	
8

	 
	
ARTICLE THREE

	 
	
GENERAL TERMS AND CONDITIONS OF THE NOTES

	 	 	 
	
SECTION 3.1.

	
Title and Terms of Notes.

	
9

	 
	
ARTICLE FOUR

	 
	
REDEMPTION

	 	 	 
	
SECTION 4.1.

	
Optional Redemption.

	
10

	
SECTION 4.2.

	
Optional Redemption Procedures.

	
11

	 
	
ARTICLE FIVE

	 
	
COVENANTS

	 	 	 
	
SECTION 5.1.

	
Limitations on Mergers and Sales of Assets.

	
11

	
SECTION 5.2.

	
Successor Person Substituted.

	
11

	
SECTION 5.3.

	
Reports.

	
12

	
SECTION 5.4.

	
Additional Subsidiary Guarantees.

	
12

	
SECTION 5.5.

	
Change of Control.

	
12

	 
	
ARTICLE SIX

	 
	
GUARANTEE OF NOTES

	 	 	 
	
SECTION 6.1.

	
Guarantee.

	
13

	
SECTION 6.2.

	
Execution and Delivery of Notation of Guarantee.

	
14

	
SECTION 6.3.

	
Limitation of Guarantee.

	
15

 

  

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SECTION 6.4.

	
Release of Guarantor.

	
15

	
SECTION 6.5.

	
Waiver of Subrogation.

	
16

	 
	
ARTICLE SEVEN

	 
	
SATISFACTION AND DISCHARGE

	 	 	 
	
SECTION 7.1.

	
Satisfaction and Discharge.

	
16

	 
	
ARTICLE EIGHT

	 
	
SUPPLEMENTAL INDENTURES

	 	 	 
	
SECTION 8.1.

	
Without Consent of Holders, Company and Trustee May Enter Into Supplemental Indentures for Specified Purposes.

	
21

	 
	
ARTICLE NINE

	 
	
MISCELLANEOUS

	 	 	 
	
SECTION 9.1.

	
Effect of Third Supplemental Indenture.

	
22

	
SECTION 9.2.

	
Effect of Headings.

	
22

	
SECTION 9.3.

	
Successors and Assigns.

	
22

	
SECTION 9.4.

	
Severability Clause.

	
22

	
SECTION 9.5.

	
Benefits of Third Supplemental Indenture.

	
22

	
SECTION 9.6.

	
Conflict.

	
22

	
SECTION 9.7.

	
Governing Law.

	
23

	
SECTION 9.8.

	
Trustee.

	
23

 

  

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THIRD SUPPLEMENTAL INDENTURE, dated as of May 4, 2010, among LIMITED BRANDS, INC., a Delaware corporation (hereinafter called the “Company”), the Guarantors (as hereinafter defined) and The Bank of New York Mellon Trust Company, N.A., a national banking association, as successor trustee hereunder (hereinafter called the “Trustee”).

 

RECITALS

 

WHEREAS, the Company and the Trustee, entered into an indenture, dated March 15, 1988 (the “Base Indenture”), as amended by the first supplemental indenture, dated May 31, 2005 (the “First Supplemental Indenture”), as further amended by the second supplemental indenture (the “Second Supplemental Indenture”), dated July 17, 2007 (the Base Indenture, as amended by the First Supplemental Indenture and Second Supplemental Indenture, the “Original Indenture”), pursuant to which senior unsecured debentures, notes or other evidences of indebtedness of the Company may be issued in one or more series from time to time;

 

WHEREAS, Section 1301(g) of the Base Indenture permits the forms and terms of the Debt Securities of any series as permitted in Sections 201, 202 and 302 to be established in an indenture supplemental to the Base Indenture;

 

WHEREAS, Section 1301 of the Original Indenture provides that a supplemental indenture may be entered into by the Company and the Trustee without the consent of any Holders of the Debt Securities, for Specified Purposes stated therein;

 

WHEREAS, the Company has requested the Trustee to join with it and the Guarantors in the execution and delivery of this Third Supplemental Indenture in order to supplement the Original Indenture by, among other things, establishing the forms and certain terms of a series of Debt Securities to be known as the Company’s “7% Senior Notes due 2020” (the “Notes”), and adding certain provisions thereof for the benefit of the Holders of the Notes;

 

WHEREAS, the Company has furnished the Trustee with a duly authorized and executed issuer order dated May 4, 2010 authorizing the execution of this Third Supplemental Indenture and the issuance of the Notes, such issuer order sometimes referred to herein as the “Authentication Order”;

 

WHEREAS, all things necessary to make this Third Supplemental Indenture a valid, binding and enforceable agreement of the Company, the Guarantors and the Trustee and a valid supplement to the Original Indenture have been done; and

 

NOW, THEREFORE, THIS THIRD SUPPLEMENTAL INDENTURE WITNESSETH:

 

For and in consideration of the premises and the purchase of the Notes to be issued hereunder by Holders thereof, the Company, the Guarantors and the Trustee mutually covenant and agree, for the equal and proportionate benefit of the Holders from time to time of the Notes, as follows:

 

  

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ARTICLE ONE

 

DEFINITIONS AND OTHER PROVISIONS OF

GENERAL APPLICATION

 

SECTION 1.1.  Definitions.

 

The Original Indenture together with this Third Supplemental Indenture are hereinafter sometimes collectively referred to as the “Indenture.” For the avoidance of doubt, references to any “Section” of the “Indenture” refer to such Section of the Original Indenture as supplemented and amended by this Third Supplemental Indenture. All capitalized terms which are used herein and not otherwise defined herein are defined in the Original Indenture and are used herein with the same meanings as in the Original Indenture. If a capitalized term is defined in the Original Indenture and this Third Supplemental Indenture, the definition in this Third Supplemental Indenture shall apply to the Notes (and any Guarantee endorsed therein).

 

For all purposes of this Third Supplemental Indenture, except as otherwise expressly provided or unless the context otherwise requires:

 

(1)           the terms defined in this article have the meanings assigned to them in this article and include the plural as well as the singular;

 

(2)           all other terms used herein which are defined in the Trust Indenture Act, either directly or by reference therein, have the meanings assigned to them therein;

 

(3)           all accounting terms not otherwise defined herein have the meanings assigned to them in accordance with generally accepted accounting principles in the United States, and, except as otherwise herein expressly provided, the term “generally accepted accounting principles” with respect to any computation required or permitted hereunder shall mean such accounting principles as are generally accepted at the date of such computation;

 

(4)           the words “herein,” “hereof” and “hereunder” and other words of similar import refer to this Indenture as a whole and not to any particular article, section or other subdivision; and

 

(5)           all references used herein to the male gender shall include the female gender.

 

“Additional Notes” has the meaning set forth in Section ‎3.1.

 

“Below Investment Grade Rating Event” means the Notes are rated below an Investment Grade Rating by both of the Rating Agencies on any date from the date of the public notice of an arrangement that could result in a Change of Control until the end of the 60-day period following public notice of the occurrence of the Change of Control (which 60-day period shall be extended so long as the rating of the Notes is under publicly announced consideration for possible downgrade by any of the Rating Agencies (the “Relevant Period”)); provided that a Below Investment Grade Rating Event otherwise arising by virtue of a particular reduction in 

 

  

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rating shall not be deemed to have occurred in respect of a particular Change of Control (and thus shall not be deemed a Below Investment Grade Rating Event for purposes of the definition of Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply either (i) did not reduce the ratings of the Notes during the Relevant Period or (ii) do not announce or publicly confirm that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or not the applicable Change of Control shall have occurred at the time of the Below Investment Grade Rating Event).

 

“Change of Control” means the occurrence of any of the following: (1) the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or a series of related transactions, of all or substantially all of the properties or assets of the Company and its Subsidiaries taken as a whole to any “Person” (as that term is used in Section 13(d)(3) of the Exchange Act) other than the Company or one of its Subsidiaries; (2) the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is that any “Person” (as that term is used in Section 13(d)(3) of the Exchange Act) becomes the beneficial owner, directly or indirectly, of more than 50% of the then outstanding number of shares of the Company’s voting stock; or (3) the first day on which a majority of the members of the Company’s Board of Directors are not Continuing Directors. Notwithstanding the foregoing, a transaction will not be deemed to involve a Change of Control if (1) the Company becomes a wholly owned Subsidiary of a holding company that has agreed to be bound by the terms of the Notes and (2) the holders of the voting stock of such holding company immediately following that transaction are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction.

 

“Change of Control Offer” has the meaning set forth in Section ‎5.5.

 

“Change of Control Notice” means a written notice sent by or on behalf of the Company by first-class mail, postage prepaid, to each Holder of the Notes at its address appearing in the register for the Notes on the date of the Change of Control Notice offering to purchase all outstanding Notes in accordance with Section ‎5.5. The Change of Control Notice shall contain all the information required by applicable law to be included therein and shall also state:

 

(1)           that the Change of Control Offer is being made pursuant to Section ‎5.5 of this Indenture;

 

(2)           a description of the transaction or transactions that constitute or may constitute the Change of Control Triggering Event;

 

(3)           the Change of Control Payment Date;

 

(4)           the Change of Control Payment;

 

(5)           that the Holder of any Notes may tender all or any portion of such Notes registered in the name of such Holder and that any portion of a Note tendered must be tendered in an integral multiple of $1,000 principal amount and that all Notes tendered in such manner for payment and not withdrawn shall be accepted;

 

  

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(6)           the place or places where Notes are to be surrendered for tender pursuant to the Change of Control Offer;

 

(7)           that interest on any Note not tendered pursuant to the Change of Control Offer will continue to accrue;

 

(8)           that on the Change of Control Payment Date the Change of Control Payment will become due and payable upon each Note being accepted for payment pursuant to the Change of Control Offer and that, unless the Company defaults in the payment of the Change of Control Payment therefor, interest thereon shall cease to accrue on and after the Change of Control Payment Date;

 

(9)           that each Holder electing to tender all or any portion of a Note pursuant to the Change of Control Offer will be required to surrender such Note, with the form entitled “Option of Holder to Elect Purchase” on the reverse of the Note completed, at the place or places specified in the Change of Control Notice on or prior to the close of business on a date no earlier than the third Business Day prior to the Change of Control Payment Date (such Note being, if the Company so requires, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to the Company duly executed by, the Holder thereof or its attorney duly authorized in writing);

 

(10)           that Holders will be entitled to withdraw all or any portion of Notes tendered if the Company receives, not later than the close of business on the fifth Business Day preceding the Change of Control Payment Date, a telegram, telex, facsimile transmission or letter setting forth the name of the Holder, the principal amount of the Note the Holder tendered, the certificate number of the Note the Holder tendered and a statement that such Holder is withdrawing all or a portion of its tender; and

 

(11)           that in the case of any Holder whose Note is purchased only in part, the Company shall execute and deliver to the Holder of such Note without service charge, a new Note or Notes, in an aggregate principal amount equal to and in exchange for the unpurchased portion of the Note so tendered, in denominations of $2,000 principal amount or integral multiples of $1,000 in excess thereof.

 

“Change of Control Payment” has the meaning set forth in Section ‎5.5.

 

“Change of Control Payment Date” has the meaning set forth in Section ‎5.5.

 

“Change of Control Triggering Event” means the occurrence of both a Change of Control and a Below Investment Grade Rating Event.

 

“Comparable Treasury Issue” means the United States Treasury security selected by an Independent Investment Banker as having a maturity comparable to the remaining term of the Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate securities of comparable maturity to the remaining term of such Notes.

 

  

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“Comparable Treasury Price” means, with respect to any redemption date, (1) the average of the Reference Treasury Dealer Quotations for such redemption date, after excluding the highest and lowest such Reference Treasury Dealer Quotations, or (2) if the Company obtains fewer than four such Reference Treasury Dealer Quotations, the average of all such quotations.

 

“Continuing Directors” means, as of any date of determination, any member of the Board of Directors of the Company who (1) was a member of such Board of Directors on the Issue Date; or (2) was nominated for election or elected to such Board of Directors with the approval of a majority of the Continuing Directors who were members of such Board of Directors at the time of such nomination or election (either by a specific vote or by approval of the Company’s proxy statement in which such member was named as a nominee for election as a director, without objection to such nomination).

 

“Default” shall mean an Event of Default or an event that, with the giving of notice, the passage of time, or both, would constitute an Event of Default.

 

“Disqualified Equity Interests” of any Person means any class of Equity Interests of such Person that, by its terms, or by the terms of any related agreement or of any security into which it is convertible, puttable or exchangeable, is, or upon the happening of any event or the passage of time would be, required to be redeemed by such Person, whether or not at the option of the holder thereof, or matures or is mandatorily redeemable, pursuant to a sinking fund obligation or otherwise, in whole or in part, on or prior to the date which is 91 days after the final maturity date of the Notes.

 

“Domestic Subsidiary” means any of the Company’s Subsidiaries which is organized under the laws of the United States or any state thereof or the District of Columbia.

 

“Equity Interests” of any Person means (1) any and all shares or other equity interests (including common stock, preferred stock, limited liability company interests and partnership interests) in such Person and (2) all rights to purchase, warrants or options (whether or not currently exercisable), participations or other equivalents of or interests in (however designated) such shares or other interests in such Person.

 

“Exchange Act” means the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission promulgated thereunder.

 

“Guarantee” means a guarantee of the Notes on the terms set forth in this Indenture.

 

“Guarantor” means:

 

(1)           each Domestic Subsidiary of the Company on Issue Date that is a guarantor of our Senior Credit Facility; and

 

(2)           each Subsidiary of the Company or other Person that executes a Guarantee in accordance with the provisions of the Indenture;

 

  

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and their respective successors and assigns, in each case, until such Subsidiary or Person is released from its Guarantee in accordance with the terms of the Indenture.

 

“Independent Investment Banker” means one of the Reference Treasury Dealers as appointed by the Company.

 

“Interest Payment Dates” means each May 1 and November 1, commencing November 1, 2010.

 

“Investment Grade Rating” means a rating equal to or higher than Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by S&P, and the equivalent investment grade credit rating from any replacement Rating Agency or Rating Agencies selected by the Company.

 

“Issue Date” means May 4, 2010.

 

“Lien” means, with respect to any asset, any mortgage, lien, pledge, charge, security interest or encumbrance of any kind in respect of such asset, whether or not filed, recorded or otherwise perfected under applicable law, including any conditional sale or other title retention agreement, any lease in the nature thereof, any option or other agreement to sell or give a security interest in and any filing of or agreement to give any financing statement under the Uniform Commercial Code (or equivalent statutes) of any jurisdiction; provided, however, that in no event shall an operating lease be deemed to constitute a Lien.

 

“Moody’s” means Moody’s Investors Service, Inc.

 

“Notes” means any 7% Senior Notes due 2020 issued by the Company hereunder, including, without limitation, any Additional Notes, treated as a single class of securities.

 

“Obligations” means any principal, interest, penalties, fees, indemnifications, reimbursements (including, without limitation, reimbursement obligations with respect to letters of credit), damages and other liabilities of the Company under this Indenture.

 

“Officer” means the Chairman of the Board of Directors, the President, any Executive Vice President, the Treasurer, an Assistant Treasurer, the Secretary or an Assistant Secretary of the Company, or any direct or indirect parent of the Company, or any Guarantor, as applicable.

 

“Officers’ Certificate” means a certificate signed on behalf of the Company by the Chairman of the Board of Directors, the President or an Executive Vice President of the Company, and by the Treasurer, an Assistant Treasurer, the Secretary or an Assistant Secretary of the Company.

 

“Person” means any individual, partnership, corporation, limited liability company, joint stock company, business trust, trust, unincorporated association, joint venture or other entity, or a government or political subdivision or agency thereof.

 

  

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“Qualified Equity Offerings” means a public or private offering of Equity Interests (other than Disqualified Equity Interests) of the Company generating gross proceeds of at least $50.0 million.

 

“Rating Agencies” means (1) each of Moody’s and S&P; and (2) if either Moody’s or S&P ceases to rate the Notes or fails to make a rating of the Notes publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating organization” within the meaning of Rule 15c3-1(c)(2)(vi)(F) under the Exchange Act, selected by the Company (as certified by a Board Resolution) as a replacement agency for Moody’s or S&P, or both of them, as the case may be.

 

“Redemption Date” when used with respect to any Note to be redeemed means the date fixed for such redemption pursuant to the terms of the Notes.

 

“Redemption Price” has the meaning as set forth in Section ‎4.1.

 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Company, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Company by such Reference Treasury Dealer at 5:00 p.m. on the third Business Day preceding such Redemption Date.

 

“Reference Treasury Dealers” means (1) Banc of America Securities LLC and J.P. Morgan Securities Inc. and their respective successors; provided, however, that if any of the foregoing shall cease to be a primary U.S. Government securities dealer (a “Primary Treasury Dealer”), the Company shall substitute another nationally recognized investment banking firm that is a Primary Treasury Dealer, and (2) two other Primary Treasury Dealers selected by the Company.

 

“S&P” means Standard & Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc.

 

“Senior Credit Facility” shall mean each of (i) the Amended and Restated Five-Year Revolving Credit Agreement, among the Company, the Lenders party thereto, and JPMorgan Chase Bank N.A., as Administrative Agent and Collateral Agent, dated as of October 6, 2004, as amended and restated November 5, 2004, March 22, 2006, August 3, 2007, February 19, 2009 and March 8, 2010 and (ii) any other indebtedness for borrowed money (other than indebtedness owing to the Company or any of its Subsidiaries) of the Company or any of its Domestic Subsidiaries in excess of $100.0 million.

 

“Subsidiary” means a corporation, a majority of the outstanding Voting Stock of which is owned, directly or indirectly, by the Company or by one or more other Subsidiaries, or by the Company and one or more other Subsidiaries.

 

“Treasury Rate” means, with respect to any Redemption Date, the rate per annum equal to the semi-annual equivalent yield to a maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount equal to the Comparable Treasury Price for such Redemption Date).

 

  

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“Voting Stock” means capital stock the holders of which have general voting power under ordinary circumstances to elect at least a majority of the board of directors of a corporation; provided that, for the purpose of such definition, capital stock which carries only the right to vote conditioned on the occurrence of an event shall not be considered Voting Stock whether or not such event shall have occurred.

 

ARTICLE TWO

 

SECURITIES FORMS

 

SECTION 2.1.  Creation of the Notes; Designations.

 

In accordance with Section 301 of the Original Indenture, the Company hereby creates the Notes as a series of its Debt Securities issued pursuant to the Indenture. The Notes shall be known and designated as the “7% Senior Notes due 2020” of the Company.

 

SECTION 2.2.  Forms Generally.

 

The Notes and the Trustee’s certificate of authentication shall be in the forms set forth in Exhibit I with the form of notation of Guarantee to be endorsed thereon set forth in Exhibit II attached hereto, with such appropriate insertions, omissions, substitutions and other variations as are required or permitted by the Indenture and may have such letters, numbers or other marks of identification and such legends or endorsements placed thereon as may be required to comply with the rules of any securities exchange or as may, consistently herewith, be determined by the officers executing such Notes, as evidenced by their execution of the Notes. Any portion of the text of any Note may be set forth on the reverse thereof, with an appropriate reference thereto on the face of the Note.

 

The Notes shall be printed, lithographed or engraved or produced by any combination of these methods or may be produced in any other manner, as determined by the officers of the Company executing such Notes, as evidenced by their manual execution of such Notes.

 

ARTICLE THREE

 

GENERAL TERMS AND CONDITIONS OF THE NOTES

 

SECTION 3.1.  Title and Terms of Notes.

 

(a)  The aggregate principal amount of Notes which shall be authenticated and delivered on the Issue Date under the Indenture shall be $400,000,000; provided, however, that the Company from time to time, without giving notice to or seeking the consent of the Holders of the Notes, may issue additional notes (the “Additional Notes”) in any amount having the same terms as the Notes in all respects, except for the issue date, the issue price and the initial interest payment date. Any such Additional Notes shall be authenticated by the Trustee upon receipt of a Company an Authentication Order to that effect, and when so authenticated, will constitute “Notes” for all purposes of the Indenture and will (together with all other Notes issued under the Indenture) constitute a single series of Debt Securities under the Indenture. The Notes will be 

 

  

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issued only in fully registered form without coupons in denominations of $2,000 and integral multiples of $1,000 in excess thereof.

 

(b)  The principal amount of the Notes is due and payable in full on May 1, 2020 unless earlier redeemed.

 

(c)  The Notes shall bear interest at the rate of 7% per annum (computed on the basis of a 360-day year comprised of twelve 30-day months) from the Issue Date or from the most recent Interest Payment Date on which interest has been paid or duly provided for to maturity or early redemption; and interest will be payable semi-annually in arrears on May 1 and November 1 of each year, commencing November 1, 2010, to the Persons in whose name such Notes were registered at the close of business on the preceding April 15 or October 15, respectively.

 

(d)  Principal of and interest on the Notes shall be payable in accordance with Sections 307 and 501 of the Original Indenture.

 

(e)  Other than as provided in Article ‎Four of this Third Supplemental Indenture, the Notes shall not be redeemable.

 

(f)  The Notes shall not be entitled to the benefit of any mandatory redemption or sinking fund.

 

(g)  The Notes shall not be convertible into any other securities.

 

(h)  Section 1104 of the Original Indenture shall apply to the Notes.

 

(i)  The Company initially appoints the Trustee as Registrar and Paying Agent with respect to the Notes until such time as the Trustee has resigned or a successor has been appointed.

 

(j)  The Notes (and the notation of Guarantee endorsed thereon) will be issuable in the form of one or more Global Debt Securities and the Depositary for such Global Security will be the Depository Trust Company.

 

(k)  The Company shall pay principal of, premium, if any, and interest on the Notes in money of the United States of America that at the time of payment is legal tender for payment of public and private debts.

 

(l)  A Holder may transfer or exchange Notes only in accordance with the Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a Holder, among other things, to furnish appropriate endorsements or transfer documents. No service charge shall be made for any registration of transfer or exchange, but the Company or the Trustee may require the payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith.

 

(m)  Subject to certain conditions and limitations set forth in the Indenture, the Company may terminate some of or all its obligations under the Notes, the Guarantees and the 

 

  

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Indenture if the Company deposits with the Trustee money or U.S. Government Obligations for the payment of principal of, premium, if any, and interest, on, the Notes to redemption or maturity, as the case may be.

 

ARTICLE FOUR

 

REDEMPTION

 

SECTION 4.1.  Optional Redemption.

 

(a)  The Notes will be redeemable in whole or in part, at the Company’s option, at any time and from time to time at a redemption price equal to the greater of (1) 100% of the principal amount of the Notes to be redeemed and (2) the sum of the present values of the remaining scheduled payments of principal and interest thereon to maturity discounted to the Redemption Date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate, plus 50 basis points, plus accrued interest thereon to the Redemption Date.

 

(b)  Prior to May 1, 2013, the Company may, with the net proceeds of one or more Qualified Equity Offerings, redeem up to 35% of the aggregate principal amount at maturity of the outstanding Notes (including Additional Notes) at a redemption price equal to 107% of the principal amount thereof (the “Redemption Price”), plus accrued and unpaid interest thereon, if any, to, but not including, the applicable Redemption Date; provided that at least 65% of the principal amount at maturity of Notes issued under this Indenture remains outstanding immediately after the occurrence of any such redemption (excluding Notes held by the Company or its Subsidiaries) and that any such redemption occurs within 90 days following the closing of any such Qualified Equity Offering.

 

(c)  Unless the Company defaults in payment of the Redemption Price, on or after the Redemption Date, interest will cease to accrue on the Notes or portions thereof called for redemption.

 

SECTION 4.2.  Optional Redemption Procedures.

 

The provisions of Article ‎Four of the Original Indenture shall apply in the case of a redemption pursuant to this Article ‎Four.

 

ARTICLE FIVE

 

COVENANTS

 

Holders of the Notes shall be entitled to the benefit of all covenants in Article Five of the Original Indenture (with the exception of Section 505) and the following additional covenants, which shall be deemed to be provisions of the Original Indenture with respect to the Notes, provided that this Article ‎Five shall not become a part of the terms of any other series of Debt Securities:

 

  

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SECTION 5.1.  Limitations on Mergers and Sales of Assets.

 

The Company shall not consolidate with or merge into another corporation, or sell other than for cash or lease all or substantially all of its assets to another corporation, or purchase all or substantially all the assets of another corporation, unless:

 

(i)  either Limited Brands, Inc. is the continuing corporation or the successor corporation (if other than Limited Brands, Inc.) expressly assumes by supplemental indenture the obligations of the Notes (in which case, except in the case of such a lease, the Company will be discharged from such obligations); and

 

(ii)  immediately after the merger, consolidation, sale or lease, no Default shall have occurred and be continuing.

 

SECTION 5.2.  Successor Person Substituted.

 

Upon any consolidation or merger, or any transfer of all or substantially all of the properties or assets of the Company and its Subsidiaries taken as a whole in accordance with Section ‎5.1, the successor entity formed by such consolidation or into which the Company is merged or to which such transfer is made shall succeed to, and be substituted for, and may exercise every right and power of, the Company under this Indenture with the same effect as if such successor entity had been named as the Company herein, and thereafter the predecessor entity shall be relieved of all obligations and covenants under this Indenture and the Notes, but, in the case of a lease of all or substantially all its assets, the predecessor will not be released from the obligation to pay the principal of and interest on the Notes.

 

SECTION 5.3.  Reports.

 

Whether or not required by the rules and regulations of the Commission, so long as any Notes are outstanding, the Company will file with the Commission (unless the Commission will not accept such filings) and furnish to the Holders of Notes all quarterly and annual financial information, and on dates, that would be required to be contained in a filing with the Commission on Forms 10-Q and 10-K if the Notes were registered under the Exchange Act.

 

SECTION 5.4.  Additional Subsidiary Guarantees.

 

If any of the Domestic Subsidiaries of the Company becomes a borrower or guarantor under the Senior Credit Facility (other than obligations of a Domestic Subsidiary under indebtedness for borrowed money existing at the time such Domestic Subsidiary became a Domestic Subsidiary and not created in contemplation of such acquisition), then, in each such case, the Company shall cause such Domestic Subsidiary to:

 

(a)           execute and deliver to the Trustee a supplemental indenture pursuant to which such Domestic Subsidiary shall unconditionally guarantee all of the Company’s obligations under the Notes and this Indenture; and

 

(b)           deliver to the Trustee one or more opinions of counsel that, subject to customary qualifications, such supplemental indenture (i) has been duly authorized, 

 

  

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executed and delivered by such Subsidiary and (ii) constitutes a valid and legally binding obligation of such Subsidiary in accordance with its terms.

 

SECTION 5.5.  Change of Control.

 

If a Change of Control Triggering Event occurs, unless the Company has exercised its right to redeem the Notes pursuant to Section 4.01, Holders of Notes shall have the right to require the Company to repurchase all or any part in an integral multiple of $1,000 of their Notes (provided that no Note will be purchased in part if the remaining principal amount of such Note would be less than $2,000) pursuant to the offer described below in this Section ‎5.5 (the “Change of Control Offer”).

 

In the Change of Control Offer, the Company shall offer payment in cash equal to 101% of the aggregate principal amount of Notes repurchased plus accrued and unpaid interest, if any, on the Notes repurchased to the date of purchase (the “Change of Control Payment”).

 

Within 30 days following any Change of Control Triggering Event, or, at the Company’s option, prior to any Change of Control, but after the public announcement of the Change of Control, the Company shall be required to mail a notice to Holders of Notes (the “Change of Control Notice”) describing the transaction or transactions that constitute or may constitute the Change of Control Triggering Event and offering to repurchase the Notes on the date specified in the Change of Control Notice, which date shall be no earlier than 30 days and no later than 60 days from the date the Change of Control Notice is mailed (the “Change of Control Payment Date”).

 

The Change of Control Notice shall, if mailed prior to the date of consummation of the Change of Control, state that the offer to purchase is conditioned on the Change of Control Triggering Event occurring on or prior to the Change of Control Payment Date.

 

The Company shall comply with the requirements of Rule 14e-1 under the Exchange Act and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Triggering Event. To the extent that the provisions of any securities laws or regulations conflict with this Section ‎5.5, the Company shall comply with the applicable securities laws and regulations and will not be deemed to have breached the Company’s obligations under the Change of Control provisions of this Indenture or the Notes by virtue of such conflicts.

 

On the Change of Control Payment Date, the Company shall, to the extent lawful, to (a) accept for payment all Notes or portions of Notes properly tendered pursuant to the Change of Control Offer; (b) deposit with the paying agent an amount equal to the Change of Control Payment in respect of all Notes or portions of Notes properly tendered; and (c) deliver or cause to be delivered to the Trustee the Notes properly accepted together with an officers’ certificate stating the aggregate principal amount of Notes or portions of Notes being purchased.

 

  

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ARTICLE SIX

 

GUARANTEE OF NOTES

 

SECTION 6.1.  Guarantee.

 

Subject to the provisions of this Article ‎Six, each Guarantor, by execution of this Third Supplemental Indenture, jointly and severally, unconditionally guarantees to each Holder (i) the due and punctual payment of the principal of and interest and premium, if any, on each Note, when and as the same shall become due and payable, whether at maturity, by acceleration or otherwise, the due and punctual payment of interest on the overdue principal of and interest on the Notes, to the extent lawful, and the due and punctual payment of all other Obligations and due and punctual performance of all obligations of the Company to the Holders or the Trustee all in accordance with the terms of such Note and this Indenture, and (ii) in the case of any extension of time of payment or renewal of any Notes or any of such other Obligations, that the same will be promptly paid in full when due or performed in accordance with the terms of the extension or renewal, at stated maturity, by acceleration or otherwise. Each Guarantor, by execution of this Third Supplemental Indenture, agrees that its obligations hereunder shall be absolute and unconditional, irrespective of, and shall be unaffected by, any invalidity, irregularity or unenforceability of any such Note or the Indenture, any failure to enforce the provisions of any such Note or the Indenture, any waiver, modification or indulgence granted to the Company with respect thereto by the Holder of such Note, or any other circumstances which may otherwise constitute a legal or equitable discharge of a surety or such Guarantor.

 

Each Guarantor hereby waives diligence, presentment, demand for payment, filing of claims with a court in the event of insolvency or bankruptcy of the Company, any right to require a proceeding first against the Company, protest or notice with respect to any such Note or the Indebtedness evidenced thereby and all demands whatsoever, and covenants that this Guarantee will not be discharged as to any such Note except by payment in full of the principal thereof and interest thereon. Each Guarantor hereby agrees that, as between such Guarantor, on the one hand, and the Holders and the Trustee, on the other hand, (i) subject to this Article ‎Six, the maturity of the Obligations guaranteed hereby may be accelerated as provided in Article ‎Six for the purposes of this Guarantee, notwithstanding any stay, injunction or other prohibition preventing such acceleration in respect of the Obligations guaranteed hereby, and (ii) in the event of any declaration of acceleration of such Obligations as provided in Article ‎Six, such Obligations (whether or not due and payable) shall forthwith become due and payable by each Guarantor for the purpose of this Guarantee.

 

SECTION 6.2.  Execution and Delivery of Notation of Guarantee.

 

To further evidence the Guarantee set forth in Section ‎6.1, each Guarantor hereby agrees that a notation of such Guarantee, substantially in the form included in Exhibit II hereto, shall be endorsed on each Note authenticated and delivered by the Trustee and such Guarantee shall be executed by either manual or facsimile signature of an Officer or an Officer of a general partner, as the case may be, of each Guarantor. The validity and enforceability of any Guarantee shall not be affected by the fact that it is not affixed to any particular Note.

 

  

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Each of the Guarantors hereby agrees that its Guarantee set forth in Section ‎6.1 shall remain in full force and effect notwithstanding any failure to endorse on each Note a notation of such Guarantee.

 

If an Officer of a Guarantor whose signature is on this Indenture or a Guarantee no longer holds that office at the time the Trustee authenticates the Note on which such Guarantee is endorsed or at any time thereafter, such Guarantor’s Guarantee of such Note shall be valid nevertheless.

 

The delivery of any Note by the Trustee, after the authentication thereof hereunder, shall constitute due delivery of any Guarantee set forth in this Indenture on behalf of the Guarantor.

 

SECTION 6.3.  Limitation of Guarantee.

 

Each Guarantor, and by its acceptance of Notes, each Holder, hereby confirms that it is the intention of all such parties that the Guarantee of such Guarantor not constitute a fraudulent transfer or conveyance for purposes of any Bankruptcy Law, the Uniform Fraudulent Conveyance Act, the Uniform Fraudulent Transfer Act or any similar federal or state law to the extent applicable to any Guarantee. To effectuate the foregoing intention, the Trustee, the Holders and the Guarantors hereby irrevocably agree that the obligations of each Guarantor are limited to the maximum amount as will, after giving effect to all other contingent and fixed liabilities of such Guarantor and after giving effect to any collections from or payments made by or on behalf of any other Guarantor in respect of the obligations of such other Guarantor under its Guarantee or pursuant to its contribution obligations under this Indenture, result in the obligations of such Guarantor under its Guarantee not constituting a fraudulent conveyance or fraudulent transfer under federal or state law. Each Guarantor that makes a payment or distribution under a Guarantee shall be entitled to a contribution from each other Guarantor in a pro rata amount based on the assets of each Guarantor.

 

SECTION 6.4.  Release of Guarantor.

 

A Guarantor shall be automatically and unconditionally released from all of its obligations under its Guarantee:

 

(i)    in the event of a sale or other transfer of Equity Interests in such Guarantor or dissolution of such Guarantor in compliance with the terms of this Indenture following which such Guarantor ceases to be a Subsidiary;

 

(ii)   upon such Guarantor ceasing to be a borrower or guarantor under any Senior Credit Facility; or

 

(iii)  in connection with a discharge of the Indenture or discharge of obligations thereunder pursuant to Sections 1101, 1102, 1103 and 1104, as applicable, of the Indenture; and

 

in each such case, upon delivery by the Company to the Trustee an Officers’ Certificate and an Opinion of Counsel, each stating that all conditions precedent herein provided for relating to 

 

  

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such transactions have been complied with and that such release is authorized and permitted hereunder.

 

The Trustee shall execute any documents reasonably requested by the Company or a Guarantor in order to evidence the release of such Guarantor from its obligations under its Guarantee endorsed on the Notes and under this Article ‎Six.

 

SECTION 6.5.  Waiver of Subrogation.

 

Each Guarantor hereby irrevocably waives any claim or other rights which it may now or hereafter acquire against the Company that arise from the existence, payment, performance or enforcement of such Guarantor’s obligations under its Guarantee and this Indenture, including, without limitation, any right of subrogation, reimbursement, exoneration, indemnification, and any right to participate in any claim or remedy of any Holder of Notes against the Company, whether or not such claim, remedy or right arises in equity, or under contract, statute or common law, including, without limitation, the right to take or receive from the Company, directly or indirectly, in cash or other property or by set-off or in any other manner, payment or security on account of such claim or other rights. If any amount shall be paid to any Guarantor in violation of the preceding sentence and the Notes shall not have been paid in full, such amount shall have been deemed to have been paid to such Guarantor for the benefit of, and held in trust for the benefit of, the Holders, and shall forthwith be paid to the Trustee for the benefit of such Holders to be credited and applied upon the Notes, whether matured or unmatured, in accordance with the terms of this Indenture. Each Guarantor acknowledges that it will receive direct and indirect benefits from the financing arrangements contemplated by this Indenture and that the waiver set forth in this Section ‎6.5 is knowingly made in contemplation of such benefits.

 

ARTICLE SEVEN

SATISFACTION AND DISCHARGE

 

SECTION 7.1.  Satisfaction and Discharge.

 

Article Eleven of the Original Indenture shall be superceded in its entirety by the following language with respect to, and solely for the benefit of the Holders of the Notes; provided that this Article ‎Seven shall not become part of the terms of any other series of Debt Securities:

 

SECTION 1101 Discharge of Indenture.

 

The Company may terminate its obligations and the obligations of the Guarantors under the Notes, the Guarantees and this Indenture, except the obligations referred to in the last paragraph of this Section 1101, if

 

(1)           all Notes that have been authenticated, except lost, stolen or destroyed Notes that have been replaced or paid and Notes for whose payment money has been deposited in trust or segregated and held in trust by the Company and thereafter repaid to 

 

  

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the Company or discharged from this trust, have been delivered to the Trustee for cancellation, or

 

(2)           (a)           all Notes not delivered to the Trustee for cancellation otherwise (x) have become due and payable by reason of the mailing of a notice of redemption or otherwise, (y) will become due and payable by reason of the mailing of a notice of redemption or otherwise, or may be called for redemption within one year or (z) have been called for redemption pursuant to Section ‎4.1 of this Third Supplemental Indenture and, in any case, the Company has irrevocably deposited or caused to be deposited with the Trustee as trust funds, in trust solely for the benefit of the Holders of Notes, cash in U.S. Dollars, non-callable Government Securities, or a combination thereof, in amounts as will be sufficient without consideration of any reinvestment of interest, to pay and discharge the entire Indebtedness on the Notes not delivered to the Trustee for cancellation for principal, premium, and accrued interest through the date of maturity or the Redemption Date; or

 

(b)           no Default or Event of Default has occurred and is continuing on the date of the deposit or will occur as a result of the deposit and the deposit will not result in a breach or violation of, or constitute a default under, any material instrument to which the Company is a party or by which the Company is bound; or

 

(c)           the Company has paid or caused to be paid all sums payable by it under this Indenture; and

 

(d)           the Company has delivered irrevocable instructions to the Trustee to apply the deposited money toward the payment of the Notes at maturity or the Redemption Date, as the case may be.

 

In addition, if the Company delivers an Officers’ Certificate and an Opinion of Counsel stating that all conditions precedent to satisfaction and discharge have been complied with, the Trustee shall acknowledge in writing the discharge of the Company’s and the Guarantors’ obligations under the Notes, the Guarantees and this Indenture except for those surviving obligations specified below.

 

Notwithstanding the satisfaction and discharge of this Indenture, the obligations of the Company in Sections 1105 and 1106 shall survive such satisfaction and discharge.

 

SECTION 1102 Legal Defeasance.

 

The Company may at its option, by Board Resolution of the Board of Directors of the Company, be discharged from its obligations with respect to the Notes and the Guarantors discharged from their obligations under the Guarantees on the date the conditions set forth in Section 1104 are satisfied (hereinafter, “Legal Defeasance”). For this purpose, such Legal Defeasance means that the Company and the Guarantors shall be deemed to have paid and discharged the entire Indebtedness represented by the Notes and to have satisfied all its other obligations under such Notes and this Indenture insofar as such Notes are concerned (and the Trustee, at the expense of the Company, shall, subject to Section 1106, execute instruments in form and substance reasonably satisfactory to the Trustee and Company acknowledging the 

 

  

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same), except for the following which shall survive until otherwise terminated or discharged hereunder:  (A) the rights of Holders to receive solely from the trust funds described in Section 1104 and as more fully set forth in such Section, payments in respect of the principal of, premium, and interest on such Notes when such payments are due from the trust referred to in Section 1104; (B) the Company’s obligations hereunder with respect to such Notes concerning issuing temporary Notes, registration of Notes, mutilated, destroyed, lost or stolen Notes and the maintenance of an office or agency for payment and money for security payments held in trust; (C) the rights, powers, trusts, duties, and immunities of the Trustee hereunder (including claims of, or payments to, the Trustee under or pursuant to Section 1101, and the Company’s obligations in connection therewith; and (D) this Article Eleven. Subject to compliance with this Article Eleven, the Company may exercise its option under this Section 1102 with respect to the Notes notwithstanding the prior exercise of its option under Section 1103 with respect to the Notes.

 

SECTION 1103     Covenant Defeasance.

 

At the option of the Company, pursuant to a Board Resolution of the Board of Directors of the Company, (x) the Company and the Guarantors shall be released from their respective obligations under Section ‎5.2 through ‎5.3 of this Third Supplemental Indenture (except for obligations mandated by the TIA) and Sections 505 and 506 and (y) clause (3) of Section 601 shall no longer apply with respect to the outstanding Notes on and after the date the conditions set forth in Section 1103 are satisfied (hereinafter, “Covenant Defeasance”).  For this purpose, such Covenant Defeasance means that the Company and the Guarantors may omit to comply with and shall have no liability in respect of any term, condition or limitation set forth in any such specified Section or portion thereof, whether directly or indirectly by reason of any reference elsewhere herein to any such specified Section or portion thereof or by reason of any reference in any such specified Section or portion thereof to any other provision herein or in any other document, but the remainder of this Indenture and the Notes shall be unaffected thereby.

 

SECTION 1104     Conditions to Legal Defeasance or Covenant Defeasance.

 

The following shall be the conditions to application of Section 1102 or Section 1103 to the outstanding Notes:

 

(1)           the Company must irrevocably deposit with the Trustee, in trust, for the benefit of the Holders of the Notes issued thereunder, cash in U.S. dollars, non-callable Government Securities, or a combination of cash in U.S. dollars, and non-callable Government Securities, in amounts as will be sufficient (without consideration of any reinvestment of interest), in the opinion of a nationally recognized firm of independent public accountants selected by the Company, to pay the principal of, interest and premium, if any, on the outstanding Notes through the stated maturity or through the applicable Redemption Date, as the case may be, and the Company must specify whether the Notes are being defeased to maturity or to a particular Redemption Date;

 

(2)           in the case of Legal Defeasance, the Company has delivered to the Trustee an Opinion of Counsel reasonably acceptable to the Trustee confirming that (a) the Company has received from, or there has been published by, the Internal Revenue 

 

  

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Service, a ruling or (b) since the Issue Date, there has been a change in the applicable U.S. federal income tax law, in either case to the effect that, and based thereon such Opinion of Counsel will confirm that, the Holders and beneficial owners of the respective outstanding Notes will not recognize income, gain or loss for U.S. federal income tax purposes as a result of such Legal Defeasance and will be subject to U.S. federal income tax (including, for greater certainty, withholding tax) on the same amounts, in the same manner and at the same times as would have been the case if such Legal Defeasance had not occurred;

 

(3)           in the case of Covenant Defeasance, the Company has delivered to the Trustee an Opinion of Counsel in the United States reasonably acceptable to the Trustee confirming that the Holders and beneficial owners of the respective outstanding Notes will not recognize income, gain or loss for U.S. federal income tax purposes as a result of such Covenant Defeasance and will be subject to U.S. federal income tax (including, for greater certainty, withholding tax) on the same amounts, in the same manner and at the same times as would have been the case if such Covenant Defeasance had not occurred;

 

(4)           no Default or Event of Default has occurred and is continuing on the date of such deposit or insofar as Events of Default resulting from insolvency events are concerned, at any time in the period ending on the 91st day after the date of deposit;

 

(5)           such Legal Defeasance or Covenant Defeasance will not result in a breach or violation of, or constitute a default under, any material agreement or instrument (other than this Indenture) to which the Company or any of its Subsidiaries is a party or by which the Company or any of its Subsidiaries is bound;

 

(6)           the Company must deliver to the Trustee an Officers’ Certificate stating that the deposit was not made by the Company with the intent of defeating, hindering, delaying or defrauding creditors of the Company or others; and

 

(7)           the Company must deliver to the Trustee an Officers’ Certificate and an Opinion of Counsel, each stating that all conditions precedent relating to the Legal Defeasance or the Covenant Defeasance set forth in clauses (1) through (6) above (in the case of such Officer’s Certificate) or clauses (2) and/or (3) and (5) above (in the case of such Opinion of Counsel) have been complied with.

 

If the funds deposited with the Trustee to effect Covenant Defeasance are insufficient to pay the principal of and interest on the Notes when due, then the Company’s obligations and the obligations of the Guarantors under this Indenture will be revived and no such defeasance will be deemed to have occurred.

 

SECTION 1105     Deposited Money and Government Securities to Be Held in Trust; Other Miscellaneous Provisions.

 

All money and non-callable Government Securities (including the proceeds thereof) deposited with the Trustee pursuant to Section 1104 in respect of the outstanding Notes shall be held in trust and applied by the Trustee, in accordance with the provisions of such Notes and this Indenture, to the payment, either directly or through any Paying Agent (including the 

 

  

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Company acting as Paying Agent), to the Holders of such Notes, of all sums due and to become due thereon in respect of principal, premium, if any, and accrued interest, but such money need not be segregated from other funds except to the extent required by law.

 

The Company and the Guarantors shall (on a joint and several basis) pay and indemnify the Trustee against any tax, fee or other charge imposed on or assessed against the Government Securities deposited pursuant to Section 1104 or the principal, premium, if any, and interest received in respect thereof other than any such tax, fee or other charge which by law is for the account of the Holders of the outstanding Notes.

 

Anything in this Article Eleven to the contrary notwithstanding, the Trustee shall deliver or pay to the Company from time to time any money or non-callable Government Securities held by it as provided in Section 1104 which, in the opinion of a nationally recognized firm of independent public accountants expressed in a written certification thereof delivered to the Trustee, are in excess of the amount thereof which would then be required to be deposited to effect an equivalent Legal Defeasance or Covenant Defeasance.

 

SECTION 1106     Reinstatement.

 

If the Trustee or Paying Agent is unable to apply any U.S. Dollars or non-callable Government Securities in accordance with Section 1101, 1102 or 1103 by reason of any legal proceeding or by reason of any order or judgment of any court or governmental authority enjoining, restraining or otherwise prohibiting such application, the Company’s and each Guarantor’s obligations under this Indenture, the Notes and the Guarantees shall be revived and reinstated as though no deposit had occurred pursuant to this Article Eleven until such time as the Trustee or Paying Agent is permitted to apply all such U.S. Dollars or non-callable Government Securities in accordance with Section 1101, 1102 or 1103, as the case may be; provided that if the Company or the Guarantors have made any payment of principal of, premium, if any, or accrued interest on any Notes because of the reinstatement of their obligations, the Company or the Guarantors, as the case may be, shall be subrogated to the rights of the Holders of such Notes to receive such payment from the U.S. Dollars or non-callable Government Securities held by the Trustee or Paying Agent.

 

SECTION 1107     Moneys Held by Paying Agent.

 

In connection with the satisfaction and discharge of this Indenture, all moneys then held by any Paying Agent under the provisions of this Indenture shall, upon written demand of the Company, be paid to the Trustee, or if sufficient moneys have been deposited pursuant to Section 1104, to the Company (or, if such moneys had been deposited by the Guarantors, to such Guarantors), and thereupon such Paying Agent shall be released from all further liability with respect to such moneys.

 

SECTION 1108     Moneys Held by Trustee.

 

Subject to applicable law, any moneys deposited with the Trustee or any Paying Agent or then held by the Company or the Guarantors in trust for the payment of the principal of, or premium, if any, 

 

  

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or interest on any Note that are not applied but remain unclaimed by the Holder of such Note for two years after the date upon which the principal of, or premium, if any, or interest on such Note shall have respectively become due and payable shall be repaid to the Company (or, if appropriate, the Guarantors), or if such moneys are then held by the Company or the Guarantors in trust, such moneys shall be released from such trust; and the Holder of such Note entitled to receive such payment shall thereafter, as an unsecured general creditor, look only to the Company and the Guarantors for the payment thereof, and all liability of the Trustee or such Paying Agent with respect to such trust money shall thereupon cease; provided that the Trustee or any such Paying Agent, before being required to make any such repayment, may, at the expense of the Company and the Guarantors, either mail to each Holder affected, at the address shown in the register of the Notes maintained by the Registrar pursuant to Section 308, or cause to be published once a week for two successive weeks, in a newspaper published in the English language, customarily published each Business Day and of general circulation in the City of New York, New York or the United States, a notice that such money remains unclaimed and that, after a date specified therein, which shall not be less than 30 days from the date of such mailing or publication, any unclaimed balance of such moneys then remaining will be repaid to the Company. After payment to the Company or the Guarantors or the release of any money held in trust by the Company or any Guarantors, as the case may be, Holders entitled to the money must look only to the Company and the Guarantors for payment as general creditors unless applicable abandoned property law designates another Person.

 

ARTICLE EIGHT

 

SUPPLEMENTAL INDENTURES

 

SECTION 8.1.  Without Consent of Holders, Company and Trustee May Enter Into Supplemental Indentures for Specified Purposes.

 

Section 1301 of the Original Indenture shall be amended by adding the following language of new Sections 1301(i), (j) and (k) with respect to the Notes and solely for the benefit of the Holders of the Notes, provided that this Article Eight shall not become a part of the terms of any other series of Debt Securities:

 

(i)           to add a Guarantee of the Notes;

 

(j)           to release a Guarantor as provided in Section ‎6.5; and

 

(k)           to issue Additional Notes under Section ‎3.1 of this Third Supplemental Indenture.

 

ARTICLE NINE

 

MISCELLANEOUS

 

SECTION 9.1.  Effect of Third Supplemental Indenture.

 

(1)           This Third Supplemental Indenture is a supplemental indenture within the meaning of Section 1301 of the Original Indenture, and the Original Indenture shall be read together with this Third Supplemental Indenture and shall have the same effect over the Notes, in 

 

  

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the same manner as if the provisions of the Original Indenture and this Third Supplemental Indenture were contained in the same instrument.

 

(2)           In all other respects, the Original Indenture is confirmed by the parties hereto as supplemented by the terms of this Third Supplemental Indenture.

 

SECTION 9.2. Effect of Headings.

 

The Article and Section headings herein are for convenience only and shall not affect the construction hereof.

 

SECTION 9.3.  Successors and Assigns.

 

All covenants and agreements in this Third Supplemental Indenture by the Company, the Guarantors, the Trustee and the Holders shall bind their successors and assigns, whether so expressed or not.

 

SECTION 9.4.  Severability Clause.

 

In case any provision in this Third Supplemental Indenture or in the Notes shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.

 

SECTION 9.5.  Benefits of Third Supplemental Indenture.

 

Nothing in this Third Supplemental Indenture or in the Notes, express or implied, shall give to any Person, other than the parties hereto, any benefit or any legal or equitable right, remedy or claim under this Third Supplemental Indenture.

 

SECTION 9.6.  Conflict.

 

In the event that there is a conflict or inconsistency between the Original Indenture and this Third Supplemental Indenture, the provisions of this Third Supplemental Indenture shall control; provided, however, if any provision hereof limits, qualifies or conflicts with another provision herein or in the Original Indenture, in either case, which is required or deemed to be included in this Indenture by any of the provisions of the Trust Indenture Act, such required or deemed provision shall control.

 

SECTION 9.7.  Governing Law.

 

THIS THIRD SUPPLEMENTAL INDENTURE AND THE NOTES SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK APPLICABLE TO AGREEMENTS MADE OR ENTERED INTO AND, IN EACH CASE, PERFORMED, IN SAID STATE.

 

  

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SECTION 9.8.  Trustee.

 

The Trustee shall not be responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Third Supplemental Indenture or for or in respect of the recitals contained herein, all of which are made solely by the Company.

 

This instrument may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, but all such counterparts shall together constitute but one and the same instrument.

 

 

 

 

 

[Signature page to follow]

 

 

  

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IN WITNESS WHEREOF, the parties hereto have caused this Third Supplemental Indenture to be duly executed on the date and year first written above.

 

	 	LIMITED BRANDS, INC.
	 	 	 	 
	 	 	 	 
	 	

By:

	 /s/ Stuart B. Burgdoerfer
	 	 	Name:	
Stuart B. Burgdoerfer

	 	 	Title:	
Executive Vice President and Chief Financial Officer

 

 

(Signature page to Third Supplemental Indenture)

 

  

  

  

 

 

	 	GUARANTORS:
	 	 
	 	
BATH & BODY WORKS BRAND MANAGEMENT, INC.

BATH & BODY WORKS, LLC  

BEAUTYAVENUES, INC.  

INTIMATE BRANDS, INC.  

LIMITED BRANDS DIRECT FULFILLMENT, INC.  

LIMITED SERVICE CORPORATION  

LIMITED STORE PLANNING, INC.  

MAST INDUSTRIES, INC.  

VICTORIA’S SECRET DIRECT BRAND MANAGEMENT, LLC  

VICTORIA’S SECRET STORES BRAND MANAGEMENT, INC.  

VICTORIA’S SECRET STORES, LLC

	 	 	 
	 	By: 	 /s/ Gail M. Stern
	 	 	Name:	
Gail M. Stern

	 	 	Title:	
Senior Vice President – Business Development, Legal

 

 

 

 

(Signature page to Third Supplemental Indenture)

 

  

  

  

 

	 	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
	 	 
	 	 
	 	By: 	 /s/ Linda Garcia
	 	 	Name:	
Linda Garcia

	 	 	Title:	
Vice President

 

 

(Signature page to Third Supplemental Indenture)

 

  

  

  

 

EXHIBIT I

 

UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR THE INDIVIDUAL SECURITIES REPRESENTED HEREBY, THIS GLOBAL SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE (I) BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR (II) BY A NOMINEE OF THE DEPOSITARY OR THE DEPOSITARY TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY AND ANY PAYMENT IS MADE TO CEDE & CO., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

 

LIMITED BRANDS, INC.

 

7% SENIOR NOTE DUE 2020

 

 

	No. 1.	 
	 	 
	 	CUSIP No. [ ]

 

 

LIMITED BRANDS, INC., a Delaware corporation, for value received, promises to pay to ______________________________, or registered assigns, the principal sum of __________________________________ United States Dollars (US$__________) on May 1, 2020.

 

Interest Payment Dates: May 1 and November 1.

 

Regular Record Dates: April 15 and October 15.

 

Additional provisions of this Note are set forth on the other side of this Note.

 

  

  

  

 

IN WITNESS WHEREOF, the Issuer has caused this instrument to be duly executed.

 

	 	LIMITED BRANDS, INC.
	 	 	 	 
	 	 	 	 
	 	

By:

	 
	 	 	Name:	 
	 	 	Title:	 

Attest:

 

	LIMITED BRANDS, INC.	 
	 	 	 	 
	 	 	 	 
	

By:

	 	 
	 	Name:	[         ]	 
	 	Title:	[         ]	 

 

 

TRUSTEE’S CERTIFICATE OF AUTHENTICATION

 

This is one of the Notes of the series designated therein referred to in the within-mentioned Indenture.

 

Dated:

 

	 	
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee

	 
	 	
By:

	  	 
	 	
Authorized Officer

	 

 

 

  

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(Reverse of Note)

 

7% Senior Note due 2020

 

	
1.  

	
Interest

 

Limited Brands, Inc., a Delaware corporation (such corporation, and its successors and assigns under the Indenture hereinafter referred to, being herein called the “Issuer”), for value received, promises to pay interest on the principal amount of this Note (the “Note”) at the rate of 7% per annum. The Issuer shall pay interest semi-annually on May 1 and November 1 of each year, commencing November 1, 2010. Interest on the Note shall accrue from the Issue Date or from the most recent Interest Payment Date on which interest has been paid or duly provided for to maturity or early redemption until the principal hereof is due. Interest shall be computed on the basis of a 360-day year comprised of twelve 30-day months. The Issuer shall pay interest on overdue principal at the rate borne by the Note, and it shall pay interest on overdue installments of interest at the same rate to the extent lawful.

 

	
2.  

	
Method of Payment

 

The Issuer shall pay interest on the Note (except defaulted interest, which shall be paid pursuant to Section 307 of the Original Indenture) to the Persons who are registered holders at the close of business on the April 15 or October 15 (each, a “Record Date”) next preceding the Interest Payment Date even if Notes are canceled after the applicable Record Date and on or before the Interest Payment Date. The Issuer shall pay principal, premium, if any, interest, and any additional amounts, in money of the United States of America that at the time of payment is legal tender for payment of public and private debts. Payment of principal (and premium, if any), interest, and any additional amounts, in respect of Notes represented by a Global Security will be made by wire transfer of immediately available funds to the accounts specified by the Depositary. Payments of principal (and premium, if any), interest, and additional amounts, in respect of a certificated Note may be made, at the option of the Issuer, either by wire transfer in immediately available funds to the accounts specified by registered holders as of the relevant Record Dates or (subject to collection) by check mailed to the address of the registered holders as of the relevant Record Dates or at the specified offices of any Paying Agent. Payment of principal in respect of a certificated Note will only be made against presentation and provided that payment is made in full, surrender of the appropriate certificate at the specified offices of any Paying Agent.

 

	
3.  

	
Paying Agent and Registrar

 

Initially, The Bank of New York Mellon Trust Company, N.A., a New York banking corporation (the “Trustee”), will act as Paying Agent and Registrar with respect to the Notes. The Issuer may appoint and change any Paying Agent or Registrar without notice. The Issuer may act as Paying Agent or Registrar.

 

  

-3-

  

 

	
4.  

	
Indenture

 

The Issuer issued the Notes under an Indenture, dated as of March 15, 1988, between the Issuer and The Bank of New York, as trustee (the “Base Indenture”), as amended by the first supplemental indenture, dated May 31, 2005 (the “First Supplemental Indenture”), among the Issuer, The Bank of New York, as resigning trustee, and The Bank of New York Trust Company, as successor trustee (the “Successor Trustee”), as further amended by the second supplemental indenture (the “Second Supplemental Indenture”), dated July 17, 2007, between the Issuer and the Successor Trustee (the Base Indenture, as amended by the First Supplemental Indenture and the Second Supplemental Indenture, the “Original Indenture”), and as further amended by the third supplemental indenture (the “Third Supplemental Indenture”), dated May 4, 2010, between the Issuer and The Bank of New York Mellon Trust Company, N.A. (the “Trustee”), which collectively constitutes the indenture governing the Debt Securities (the Original Indenture, as amended by the Third Supplemental Indenture, the “Indenture”). The terms of the Notes include those stated in the Indenture and those made part of the Indenture by reference to the Trust Indenture Act of 1939, as amended (15 U.S.C. Sections 77aaa-77bbbb) as in effect on the date of the Indenture (the “TIA”). The Notes include all terms and provisions of the Indenture, and holders are referred to the Indenture and the TIA for a statement of such terms and provisions. This security is one of a series of securities designated as the 7% Senior Notes due 2020 of the Issuer (the “Notes”). Capitalized terms used herein have the same meanings given in the Indenture unless otherwise indicated.

 

The aggregate principal amount at maturity of the Notes which may be authenticated and delivered under the Indenture shall be unlimited. In addition, the aggregate principal amount of Debt Securities of any class or series which may be authenticated and delivered under the Indenture shall be unlimited, provided that such Debt Securities shall rank equally with the Notes.

 

	
5.  

	
Certain Covenants

 

The Indenture imposes certain limitations on the ability of the Issuer to, among other things, create or incur Liens. The Indenture also imposes limitations on the ability of the Issuer to consolidate or amalgamate with or merge into any other Person or convey, transfer, sell or lease its property or assets substantially as an entirety to any Person.

 

	
6.  

	
Optional Redemption

 

The Notes will be redeemable, in whole or in part, at the Issuer’s option, at any time from time to time at a redemption price equal to the greater of: (A) 100% of the principal amount of the Notes to be redeemed and (B) the sum of the present values of the remaining scheduled payments of principal and interest thereon to maturity discounted to the Redemption Date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate, plus 50 basis points, plus accrued interest thereon to Redemption Date.

 

Prior to May 1, 2013, the Issuer may, with the net proceeds of one or more Qualified Equity Offerings, redeem up to 35% of the aggregate principal amount at maturity of the outstanding Notes (including Additional Notes) at a redemption price equal to 107% of the 

 

  

-4-

  

 

principal amount thereof (the “Redemption Price”), plus accrued and unpaid interest thereon, if any, to, but not including, the applicable Redemption Date; provided that at least 65% of the principal amount at maturity of Notes issued under this Indenture remains outstanding immediately after the occurrence of any such redemption (excluding Notes held by the Issuer or its Subsidiaries) and that any such redemption occurs within 90 days following the closing of any such Qualified Equity Offering.

 

Unless the Company defaults in payment of the Redemption Price, on or after the Redemption Date, interest will cease to accrue on the Notes or portions thereof called for redemption.

 

The provisions of Article Four of the Original Indenture shall apply in the case of a redemption pursuant to this Section ‎6.

 

	
7.  

	
Sinking Fund

 

The Notes will not be entitled to the benefit of any mandatory redemption or sinking fund.

 

	
8.  

	
Notice of Redemption

 

Notice of redemption will be mailed by first-class mail, postage prepaid, at least 30 days but not more than 60 days before the Redemption Date to each registered holder of Debt Securities to be redeemed at such holder’s registered address. Notes in denominations larger than $2,000 may be redeemed in part but only in whole multiples of $1,000. If money sufficient to pay the Redemption Price of and accrued and unpaid interest, including premium, if any, on all Debt Securities (or portions thereof) to be redeemed on the Redemption Date is deposited with the Paying Agent on or before the Redemption Date and certain other conditions are satisfied, on and after such date interest ceases to accrue on such Debt Securities (or such portions thereof) called for redemption.

 

	
9.  

	
Offers to Purchase

 

The Indenture provides that upon the occurrence of a Change of Control Triggering Event and subject to further limitations contained therein, the Issuer shall make an offer to purchase outstanding Notes in accordance with the procedures set forth in Section ‎5.5 this Third Supplemental Indenture.

 

	
10.  

	
Denominations:  Transfer, Exchange

 

The Notes are in fully registered form without coupons in denominations of $2,000 and integral multiples of $1,000 in excess thereof. A registered holder may transfer or exchange Notes in accordance with the Indenture. Upon any transfer or exchange, the Registrar and the Trustee may require a holder, among other things, to furnish appropriate endorsements or transfer documents. No service charge shall be made for any registration of transfer or exchange, but the Issuer or the Trustee may require the payment of a sum sufficient to cover any tax or other governmental charge that may be imposed in connection therewith permitted by the Indenture.

 

  

-5-

  

 

	
11.  

	
Persons Deemed Owners

 

The registered holder of this Note may be treated as the owner of it for all purposes.

 

	
12.  

	
Unclaimed Money

 

If money for the payment of principal or interest remains unclaimed for two years, the Trustee will pay the money back to the Issuer at its written request. After that, Holders entitled to the money must look to the Issuer for payment as general creditors unless an “abandoned property” law designates another Person.

 

	
13.  

	
Discharge and Defeasance

 

Subject to certain conditions and limitations set forth in the Indenture, the Issuer may terminate some of or all its obligations under the Notes and the Indenture if the Issuer deposits with the Trustee money or U.S. Government Obligations for the payment of principal of, premium, if any, and interest, on, the Notes to redemption or maturity, as the case may be.

 

	
14.  

	
Modification and Waiver

 

The Indenture permits, with certain exceptions as therein provided, the amendment thereof and the modification of the rights and obligations of the Issuer and the rights of the Holders under the Indenture at any time by the Issuer and the Trustee with the consent of the holders of at least a majority in aggregate principal amount of Notes at the time outstanding of each series which is affected by such amendment or modification voting as one class, except that certain amendments specified in the Indenture may be made without approval of holders of the Notes. The Indenture also contains provisions permitting the holders of a majority in aggregate principal amount of the outstanding Debt Securities of any series to waive on behalf of the holders of such series of Debt Securities compliance by the Issuer with certain provisions of the Indenture and certain past defaults under the Indenture and their consequences. Any such consent or waiver by the holder of this Note shall be binding upon such holder and upon all future Holders of this Note and any Note issued upon the registration of transfer hereof or in exchange herefor or in lieu hereof whether or not notation of such consent or waiver is made upon this Note.

 

	
15.  

	
Successor Corporation

 

When a successor corporation assumes all the obligations of its predecessor under the Notes and the Indenture and the transaction complies with the terms of Section ‎5.1 of this Third Supplemental Indenture, the predecessor corporation will, except as provided in Section ‎5.2, be released from those obligations.

 

	
16.  

	
Defaults and Remedies

 

If an Event of Default, other than an Event of Default described in Section 601(e) or 601(f) of the Original Indenture, with respect to the Notes shall have occurred and be continuing, the Trustee or the holders of at least 25% in aggregate principal amount of the Notes 

 

  

-6-

  

 

then outstanding, by notice in writing to the Issuer (and to the Trustee if given by the holders of the Notes), will be entitled to declare all unpaid principal of and accrued interest on the Notes then outstanding to be due and payable immediately. In the case of an Event of Default described in Section 601(e) or 601(f) of the Original Indenture, all unpaid principal of and accrued interest on all Notes then outstanding shall be due and payable immediately without any declaration or other act on the part of the Trustee or the holders of any Notes. Such declaration of acceleration may be annulled and past defaults (except, unless theretofore cured, a default in payment of principal of, premium, if any, interest on the Notes) may be waived by the holders of a majority in principal amount of the Notes then outstanding upon the conditions provided in the Indenture.

 

	
17.  

	
Trustee Dealings with the Issuer

 

Subject to certain limitations imposed by the TIA, the Trustee under the Indenture, in its individual or any other capacity, may become the owner or pledgee of Notes and may otherwise deal with and collect obligations owed to it by the Issuer or its Affiliates and, subject to the Indenture, may otherwise deal with the Issuer with the same rights it would have if it were not Trustee.

 

	
18.  

	
Guarantees

 

The Note will be entitled to the benefits of certain Guarantees made for the benefit of the Holders. Reference is hereby made to the Indenture for a statement of the respective rights, limitations of rights, duties and obligations thereunder of the Guarantors, the Trustee and the Holders.

 

	
19.  

	
No Recourse Against Others

 

No incorporator, shareholder, officer or director, as such, of the Issuer shall have any liability for any obligations, covenants or agreements of the Issuer under the Notes or the Indenture or for any claim based thereon or otherwise in respect thereof. By accepting a Note, each holder expressly waives and releases all such liability. The waiver and release are a condition of, and part of the consideration for, the execution of the Indenture and the issuance of the Notes.

 

	
20.  

	
Authentication

 

This Note shall not be valid until an authorized signatory of the Trustee manually signs the certificate of authentication on the other side of this Note.

 

	
21.  

	
Abbreviations

 

Customary abbreviations may be used in the name of a holder or an assignee, such as TEN COM (=tenants in common), TEN ENT (=tenants by the entireties), JT TEN (=joint tenants with rights of survivorship and not as tenants in common), COST (=custodian), and U/G/M/A (=Uniform Gifts to Minors Act).

 

  

-7-

  

 

	
22.  

	
Governing Law

 

THE INDENTURE AND THIS NOTE SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK APPLICABLE TO AGREEMENTS MADE OR ENTERED INTO AND, IN EACH CASE, PERFORMED, IN SAID STATE.

 

	
23.  

	
CUSIP Number

 

Pursuant to a recommendation promulgated by the Committee on Uniform Security Identification Procedures, the Issuer has caused the CUSIP number to be printed on this Note and has directed the Trustee to use the CUSIP number in notices of redemption as a convenience to holders. No representation is made as to the accuracy of such number either as printed on this Note or as contained in any notice of redemption and reliance may be placed only on the other identification numbers placed thereon.

 

The Issuer will furnish to any holder of Notes upon written request and without charge to the holder a copy of the Indenture and a copy of this Note.

 

  

-8-

  

ASSIGNMENT FORM

 

To assign this Note, fill in the form below:

 

I or we assign and transfer this Security to

 

(Print or type assignee’s name, address and zip code)

 

(Insert assignee’s soc. sec. or tax I.D. No.)

 

and irrevocably appoint ____________ agent to transfer this Note on the books of the Issuer. The agent may substitute another to act for him.

 

 

 

Date:_______________                                                    Your Signature:______________________________

 

Sign exactly as your name appears on the other side of this Note.

 

  

-9-

  

OPTION OF HOLDER TO ELECT PURCHASE

 

If you want to elect to have all or any part of this Note purchased by the Issuer pursuant to Section ‎5.5 of the Indenture, check the box: o

 

If your want to have only part of the Note purchased by the Issuer pursuant to Section ‎5.5 of the Indenture, state the amount you elect to have purchased:

 

$___________________________________

(multiple of $1,000, but not less than $2,000)

 

Date: _______________________________

 

	 	
Your Signature:

	  
	 	  	
(Sign exactly as your name appears on the face of this Note)

SIGNATURE GUARANTEE

 

Signatures must be guaranteed by an “eligible guarantor institution” meeting the requirements of the Registrar, which requirements include membership or participation in the Security Transfer Agent Medallion Program (“STAMP”) or such other “signature guarantee program” as may be determined by the Registrar in addition to, or in substitution for, STAMP, all in accordance with the Securities Exchange Act of 1934, as amended.

 

  

-10-

  

 

SCHEDULE OF INCREASES OR DECREASES IN GLOBAL SECURITY

 

The initial principal amount of this Global Security is $__________________. The following increases or decreases in this Global Security have been made:

 

	

Date of

Exchange

	 	

Amount of decrease in Principal Amount of this Global Security

	 	

Amount of increase

in Principal Amount of this Global

Security

	 	

Principal Amount

of this Global Security

following such decrease or increase

	 	

Signature of

authorized signatory

of Trustee or Debt Securities Custodian

	  	 	  	 	  	 	  	 	  
	  	 	  	 	  	 	  	 	  
	  	 	  	 	  	 	  	 	  

 

 

 

 

  

-11-

  

 

Exhibit II

 

NOTATION OF GUARANTEE

 

Each of the undersigned (the “Guarantors”) hereby jointly and severally unconditionally guarantees, to the extent set forth in the Third Supplemental Indenture and subject to the provisions in the Indenture dated as of March 15, 1988 (the “Base Indenture”), between the Issuer and The Bank of New York, as trustee, as amended by the First Supplemental Indenture, dated May 31, 2005 (the “First Supplemental Indenture”), among the Issuer, The Bank of New York, as resigning trustee, and The Bank of New York Trust Company, as successor trustee (the “Successor Trustee”), as further amended by the Second Supplemental Indenture, dated July 17, 2007 (the “Second Supplemental Indenture”), between the Issuer and the Successor Trustee, and as further amended by the Third Supplemental Indenture, dated May 4, 2010 (the “Third Supplemental Indenture,” and together with the First Supplemental Indenture, the Second Supplemental Indenture and the Base Indenture, the “Indenture”), between the Issuer and The Bank of New York Mellon Trust Company, N.A. (the “Trustee”), (a) the due and punctual payment of the principal of, and premium, if any, and interest on the Notes, when and as the same shall become due and payable, whether at maturity, by acceleration or otherwise, the due and punctual payment of interest on overdue principal of, and premium and, to the extent permitted by law, interest, and the due and punctual performance of all other obligations of the Issuer to the holders or the Trustee, all in accordance with the terms set forth in Article Seven of the Third Supplemental Indenture, and (b) in case of any extension of time of payment or renewal of any Notes or any of such other obligations, that the same will be promptly paid in full when due or performed in accordance with the terms of the extension or renewal, whether at stated maturity, by acceleration or otherwise, all in accordance with the terms set forth in Article Seven of the Third Supplemental Indenture.

 

The obligations of the Guarantors to the holders and to the Trustee pursuant to this Guarantee and the Indenture are expressly set forth in Article Six of the Third Supplemental Indenture, and reference is hereby made to the Indenture for the precise terms and limitations of this Guarantee. Each holder of the Note to which this Guarantee is endorsed, by accepting such Note, agrees to and shall be bound by such provisions.

 

[Signatures on Following Pages]

 

  

  

  

IN WITNESS WHEREOF, each of the Guarantors has caused this Guarantee to be signed by a duly authorized officer.

 

	 	
BATH & BODY WORKS BRAND MANAGEMENT, INC. 

BATH & BODY WORKS, LLC 

BEAUTYAVENUES, INC. 

INTIMATE BRANDS, INC. 

LIMITED BRANDS DIRECT FULFILLMENT, INC. 

LIMITED SERVICE CORPORATION 

LIMITED STORE PLANNING, INC. 

MAST INDUSTRIES, INC. 

VICTORIA’S SECRET DIRECT BRAND MANAGEMENT, LLC 

VICTORIA’S SECRET STORES BRAND 

MANAGEMENT, INC. 

VICTORIA’S SECRET STORES, LLC

	 	 
	 	By:	 
	 	 	Name:	 
	 	 	Title:	 

 

-2-Exhibit 10.1

Exhibit 10.1

FOIA CONFIDENTIAL TREATMENT REQUESTED

PORTIONS OF THIS EXHIBIT MARKED BY [**Redacted**] HAVE BEEN OMITTED PURSUANT TO A
REQUEST FOR CONFIDENTIAL TREATMENT FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION

HM0210-10-C-0002

UNCLASSIFIED//FOR OFFICIAL USE ONLY

WHEN SEPARATED FROM ATTACHMENT 1

The information contained in this document must be protected in its entirety as

UNCLASSIFIED//FOR OFFICIAL USE ONLY.

Any combination of paragraphs marked “UNCLASSIFIED” must be reviewed in the event they, by

compilation, disclose information at the UNCLASSIFIED//FOR OFFICIAL USE ONLY level as well.

	 	 	 	 	 
	(U) SECTION A — Solicitation/Contract Form
	 	 	22	 
	Standard Form (SF) 1449, Solicitation, Offer and Award
	 	 	22	 
	(U) SECTION B — Supplies or Services/Prices
	 	 	22	 
	(U) BASE PERIOD
	 	 	22	 
	B.1 (U) CONTRACT LINE ITEM NUMBER 0001: COMMERCIAL SATELLITE IMAGERY — SERVICE LEVEL AGREEMENT FOR PIXEL & IMAGERY ACQUISITION/OPERATIONS (BASELINE COLLECTION CAPACITY)
	 	 	22	 
	B.2 (U) CLIN 0002: [**Redacted**]
	 	 	22	 
	B.3 (U) CLIN 0003: [**Redacted**]
	 	 	22	 
	B.4 (U) CLIN 0004: COMMERCIAL SATELLITE IMAGERY — VALUE-ADDED PRODUCTS AND SERVICES
	 	 	22	 
	B.5 (U) CLIN 0005: COMMERCIAL SATELLITE IMAGERY — PHYSICAL MEDIA DELIVERY
	 	 	23	 
	B.6 (U) CLIN 0006: COMMERCIAL SATELLITE IMAGERY — SYSTEM ENGINEERING SERVICES SUPPORT
	 	 	23	 
	B.7 (U) TOTAL CONTRACT PRICE/TOTAL CONTRACT FUNDING
	 	 	24	 
	B.8 (U) CLIN DESCRIPTION
	 	 	25	 
	B.9 (U) CONTRACT TYPE
	 	 	25	 
	(U) OPTION PERIODS
	 	 	26	 
	B.10 (U) OPTION CLINs 0101, 0201, 0301, 0401, 0501, 0601, 0701, 0801, AND 0901 – COMMERCIAL SATELLITE IMAGERY — SERVICE LEVEL AGREEMENT FOR PIXEL & IMAGERY ACQUISITION/OPERATIONS (BASELINE COLLECTION
CAPACITY)
	 	 	26	 
	B.11 (U) OPTION [**Redacted**]
	 	 	26	 
	B.12 (U) OPTION [**Redacted**]
	 	 	26	 
	B.13 (U) OPTION [**Redacted**]
	 	 	26	 
	B.14 (U) OPTION CLINs 0104, 0204, 0304, 0404, 0504, 0604, 0704, 0804, AND 0904: COMMERCIAL SATELLITE IMAGERY — VALUE-ADDED PRODUCTS AND SERVICES
	 	 	26	 
	B.15 (U) OPTION CLINs 0105, 0205, 0305,
0405, 0505, 0605, 0705, 0805, AND 0905: COMMERCIAL SATELLITE IMAGERY — PHYSICAL MEDIA DELIVERY
	 	 	27	 
	B.16 (U) OPTION CLINs 0106, 0206, 0306, 0406, 0506, 0606, 0706, 0806, AND 0906: COMMERCIAL SATELLITE IMAGERY — SYSTEM ENGINEERING SERVICES SUPPORT
	 	 	27	 
	(U) SECTION C — Description/Specifications
	 	 	28	 
	C.1 (U) STATEMENT OF WORK
	 	 	28	 
	(U) SECTION D — Packaging and Marking
	 	 	29	 
	D.1 (U) PACKAGING AND MARKING INSTRUCTIONS
PRESERVATION, PACKAGING, PACKING, AND
MARKING OF SHIPMENTS (COMMERCIALLY
PACKAGED ITEMS)
	 	 	29	 
	D.2 (U) PROHIBITED PACKING MATERIALS
	 	 	29	 
	D.3 (U) MARKINGS OF WARRANTED ITEMS
	 	 	29	 
	(U) SECTION E — Inspection and Acceptance
	 	 	30	 
	E.1 (U) FAR 52.246-6 INSPECTION — TIME-AND-MATERIAL AND LABOR-HOUR. (MAY 2001)
	 	 	30	 
	E.2 (U) INSPECTION
	 	 	30	 
	E.3 (U) ACCEPTANCE
	 	 	30	 
	(U) SECTION F — Deliveries or Performance
	 	 	31	 
	F.1 (U) FAR 52.242-15 STOP-WORK ORDER. (AUG 1989)
	 	 	31	 
	F.2 (U) FAR 52.247-34 F.O.B. DESTINATION. (NOV 1991)
	 	 	31	 
	F.3 (U) CONSIGNEE AND ADDRESS
	 	 	31	 
	F.4 (U) PERSONAL DELIVERY
	 	 	31	 

 

 

 

HM0210-10-C-0002

UNCLASSIFIED//FOR OFFICIAL USE ONLY

WHEN SEPARATED FROM ATTACHMENT 1

	 	 	 	 	 
	F.5 (U) PERIOD OF PERFORMANCE
	 	 	31	 
	F.6 (U) PLACE OF DELIVERY
	 	 	32	 
	F.7 (U) DATA DELIVERABLE
	 	 	32	 
	(U) SECTION G — Contract Administration Data
	 	 	33	 
	G.1 (U) AUTHORITY AND DESIGNATION OF A CONTRACTING OFFICER’S REPRESENTATIVE (COR)
	 	 	33	 
	G.2 (U) NGA: SUBMISSION OF INVOICES (MAY 2008)
	 	 	34	 
	G.3 (U) NGA: GOVERNMENT REPRESENTATIVE (SEP 2003)
	 	 	34	 
	G.4 (U) NGA: CONTRACT ADMINISTRATION (SEP 2003)
	 	 	34	 
	G.5 (U) NGA: PAYMENT INSTRUCTIONS FOR MULTIPLE ACCOUNTING CLASSIFICATION CITATIONS (SEP 2003)
	 	 	35	 
	G.6 (U) ACCOUNTING AND APPROPRIATION DATA
	 	 	35	 
	(U) SECTION H — Special Contract Requirements
	 	 	36	 
	H.1 (U) NGA: 5X52.209-9003 PROTECTION OF INFORMATION AND NONDISCLOSURE AGREEMENTS (JULY 2006)
	 	 	36	 
	H.2 (U) NGA: 5X52.37-9000 CONTRACTOR EMPLOYEE DATA FOR ACCESS TO NGA FACILITIES OR SENSITIVE SYSTEMS (OCT 2005)
	 	 	37	 
	H.3 (U) NGA: 5X45.592-9000 GOVERNMENT-FURNISHED LIMITED DISTRIBUTION MATERIALS (JUNE 2004)
	 	 	38	 
	H.4 (U) NGA: KEY PERSONNEL (SEP 2003) (MODIFIED)
	 	 	39	 
	H.5 (U) NGA: DISCLAIMER STATEMENT (SEP 2003)
	 	 	40	 
	H.6 (U) NGA: 5X52.227-9000 UNAUTHORIZED USE OF NGA NAME, SEAL, AND INITIALS (JUNE 2006)
	 	 	40	 
	H.7 (U) ORDERING PROCEDURES (CLIN Series 0x04)
	 	 	40	 
	H.8 (U) NGA: 5X252.204-7000-90 PUBLIC RELEASE OF INFORMATION (APR 2004)
	 	 	41	 
	H.9 (U) NON-PUBLICITY
	 	 	41	 
	H.10 (U) NGA: INSURANCE (SEP 2003)
	 	 	42	 
	H.11 (U) NGA: PERFORMANCE OF WORK ON GOVERNMENT PREMISES (SEP 2003)
	 	 	42	 
	H.12 (U) NGA: INTENTION TO USE CONSULTANTS (SEP 2003)
	 	 	42	 
	H.13 (U) NGA: 5X45.102-9000 GOVERNMENT FURNISHED ACCOUNTABLE PROPERTY (MAY 2003)
	 	 	42	 
	H.14 (U) NGA: 5X52.227-9001 ACTIVITIES THAT AFFECT U.S. PERSONS (DEC 2004)
	 	 	44	 
	H.15 (U) NGA: 5X52.207-9000 DOD BASE REALIGNMENT AND CLOSURE (APR 2008)
	 	 	44	 
	H.16 (U) NGA: 5X52.242-9001 OBSERVANCE OF LEGAL HOLIDAYS & CLOSURE OF NGA (OCT 2008) (MODIFIED)
	 	 	44	 
	H.17 (U) SECURITY REQUIREMENTS — CONTRACT CLASSIFICATION
	 	 	45	 
	H.18 (U) ORGANIZATIONAL CONFLICT OF INTEREST
	 	 	45	 
	H.19 (U) SENSITIVE REQUIREMENTS AND PRODUCT HANDLING
	 	 	45	 
	H.20 (U) WARRANTY
	 	 	45	 
	H.21 (U) EXPORT CONTROL AND ASSIGNMENT OF PERSONNEL
	 	 	46	 
	H.22 (U) EMERGENCIES, DISASTERS, AND HUMANITARIAN EFFORTS
	 	 	46	 
	H.23 (U) NextView IMAGERY END USER LICENSE AGREEMENT
	 	 	46	 
	H.24 (U) EXERCISE OF OPTIONS
	 	 	47	 
	H.25 [**Redacted**]
	 	 	47	 
	H.26 [**Redacted**]
	 	 	47	 
	H.27 [**Redacted**]
	 	 	47	 
	H.28 [**Redacted**]
	 	 	47	 
	H.29 [**Redacted**]
	 	 	47	 
	H.30 [**Redacted**]
	 	 	47	 
	H.31 [**Redacted**]
	 	 	47	 
	(U) SECTION I — Contract Clauses
	 	 	48	 
	I.1 (U) FAR 52.204-2 SECURITY REQUIREMENTS. (AUG 1996)
	 	 	48	 
	I.2 (U) FAR 52.204-4 PRINTED OR COPIED DOUBLE-SIDED ON RECYCLED PAPER. (AUG 2000)
	 	 	48	 
	I.3 (U) FAR 52.204-7 CENTRAL CONTRACTOR REGISTRATION. (APR 2008)
	 	 	48	 
	I.4 (U) FAR 52.212-4 CONTRACT TERMS AND CONDITIONS — COMMERCIAL ITEMS. (MAR 2009)
	 	 	48	 
	I.5 (U) FAR 52.212-4 CONTRACT TERMS AND CONDITIONS — COMMERCIAL ITEMS. (MAR 2009) — ALTERNATE I (OCT
2008) (Applicable to CLIN 0x05 and CLIN 0x06 series only)
	 	 	48	 
	I.6 (U) FAR 52.212-5 CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT STATUTES OR EXECUTIVE
ORDERS—COMMERCIAL ITEMS. (APR 2010)
	 	 	48	 

UNCLASSIFIED//FOR OFFICIAL USE ONLY

WHEN SEPARATED FROM ATTACHMENT 1

Contract Page 20 of 63

 

 

 

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UNCLASSIFIED//FOR OFFICIAL USE ONLY

WHEN SEPARATED FROM ATTACHMENT 1

	 	 	 	 	 
	I.7 (U) FAR 52.215-21 REQUIREMENTS FOR COST OR PRICING DATA OR INFORMATION OTHER THAN COST OR PRICING
DATA — MODIFICATIONS. (OCT 1997)
	 	 	52	 
	I.8 (U) FAR 52.216-22 INDEFINITE QUANTITY. (OCT 1995) (Applicable to CLIN Series 0x04 and 0x05)
	 	 	52	 
	I.9 (U) FAR 52.217-9 OPTION TO EXTEND THE TERM OF THE CONTRACT. (MAR 2000)
	 	 	53	 
	I.10 (U) FAR 52.227-1 AUTHORIZATION AND CONSENT. (DEC 2007) Alternative I (APR 1984)
	 	 	53	 
	I.11 (U) FAR 52.227-2 NOTICE AND ASSISTANCE REGARDING PATENT AND COPYRIGHT INFRINGEMENT. (DEC 2007)
	 	 	53	 
	I.12 (U) FAR 52.232-11 EXTRAS. (APR 1984)
	 	 	53	 
	I.13 (U) FAR 52.243-1 CHANGES — FIXED-PRICE. (AUG 1987)
	 	 	53	 
	I.14 (U) FAR 52.243-7 NOTIFICATION OF CHANGES. (APR 1984)
	 	 	53	 
	I.15 (U) FAR 52.244-6 SUBCONTRACTS FOR COMMERCIAL ITEMS. (APR 2010)
	 	 	55	 
	I.16 (U) FAR 52.245-1 GOVERNMENT PROPERTY. (JUN 2007)
	 	 	56	 
	I.17 (U) FAR 52.245-9 USE AND CHARGES. (JUN 2007)
	 	 	56	 
	I.18 (U) FAR 52.252-2 CLAUSES INCORPORATED BY REFERENCE. (FEB 1998)
	 	 	56	 
	I.19 (U) FAR 52.253-1 COMPUTER GENERATED FORMS. (JAN 1991)
	 	 	56	 
	I.20 (U) DFARS 252.201-7000 CONTRACTING OFFICER’S REPRESENTATIVE. (DEC 1991)
	 	 	56	 
	I.21 (U) DFARS 252.203-7002 REQUIREMENT TO INFORM EMPLOYEES OF WHISTLEBLOWER RIGHTS. (JAN 2009)
	 	 	56	 
	I.22 (U) DFARS 252.204-7000 DISCLOSURE OF INFORMATION. (DEC 1991)
	 	 	56	 
	I.23 (U) DFARS 252.204-7003 CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT. (APR 1992)
	 	 	56	 
	I.24 (U) DFARS 252.204-7004 ALTERNATE A, CENTRAL CONTRACTOR REGISTRATION. (SEP 2007)
	 	 	56	 
	I.25 (U) DFARS 252.204-7005 ORAL ATTESTATION OF SECURITY RESPONSIBILITIES. (NOV 2001)
	 	 	57	 
	I.26 (U) DFARS 252.204-7006 BILLING INSTRUCTIONS. (OCT 2005)
	 	 	57	 
	I.27 (U) DFARS 252.209-7004 SUBCONTRACTING WITH FIRMS THAT ARE OWNED OR CONTROLLED BY THE GOVERNMENT OF
A TERRORIST COUNTRY. (DEC 2006)
	 	 	57	 
	I.28 (U) DFARS 252.212-7001 CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT STATUTES OR EXECUTIVE ORDERS APPLICABLE TO DEFENSE
ACQUISITIONS OF COMMERCIAL ITEMS (APR 2010)
	 	 	57	 
	I.29 (U) DFARS 252.227-7013 RIGHTS IN TECHNICAL DATA—NONCOMMERCIAL ITEMS. (NOV 1995) [**Redacted**]
	 	 	59	 
	I.30 (U) DFARS 252.227-7014 RIGHTS IN NONCOMMERCIAL COMPUTER SOFTWARE AND NONCOMMERCIAL COMPUTER
SOFTWARE DOCUMENTATION. (JUN 1995) [**Redacted**]
	 	 	59	 
	I.31 (U) DFARS 252.232-7007 LIMITATION OF GOVERNMENT’S OBLIGATION. (MAY 2006)
	 	 	59	 
	I.32 (U) DFARS 252.232-7010 LEVIES ON CONTRACT PAYMENTS. (DEC 2006)
	 	 	60	 
	I.33 (U) DFARS 252.243-7001 NOTICE OF CONTRACT MODIFICATIONS. (DEC 1991)
	 	 	60	 
	I.34 (U) SUBCONTRACTING REPORTING SYSTEM
	 	 	60	 
	(U) SECTION J — List of Documents Exhibits and Other Attachments
	 	 	61	 

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(U) SECTION A — Solicitation/Contract Form

Standard Form (SF) 1449, Solicitation, Offer and Award

(U) SECTION B — Supplies or Services/Prices

	(U)	 	BASE PERIOD

	B.1	 	(U) CONTRACT LINE ITEM NUMBER 0001: COMMERCIAL SATELLITE IMAGERY — SERVICE LEVEL AGREEMENT
FOR PIXEL & IMAGERY ACQUISITION/OPERATIONS (BASELINE COLLECTION CAPACITY)

(U) The scope of this firm-fixed price (FFP) contract line item number (CLIN) for the acquisition
and delivery of imagery and associated imagery support data under a Service Level Agreement (SLA)
from the Contractor’s satellite constellation is defined in Contract Attachment 1, EnhancedView
Imagery Acquisition Statement of Work. This effort is priced at the amount set forth below.

	 	 	 	 	 	 	 	 	 
	 	 	Baseline Quantity	 	 	Firm Fixed Price	 
	Total CLIN 0001	 	(sqnmi/day)	 	 	(12 Months)	 
	 
	 	[**Redacted**]	 	$	250,000,000.00	 

	B.2	 	(U) CLIN 0002: [**Redacted**]

(U) The scope of this FFP CLIN for the effort to develop a secure architecture and secure
operations in support of the acquisition and delivery of imagery and imagery support data is
defined in Contract Attachment 1, EnhancedView Imagery Acquisition Statement of Work, and in
accordance with Special Contract Requirement H.24, Exercise of Options (in the event that CLIN 0002
is established as an option), and Special Contract Requirement H.30, Special Terms and Conditions
for Payment, Line Item 0002 — Payment Event and Amount. This effort is priced at the amount set
forth below.

	 	 	 	 	 
	Total CLIN 0002 FFP
	 	[**Redacted**]

(U) Funds are not presently available for the full amount of CLIN 0002. The Government intends to
incrementally fund CLIN 0002. The Government’s and the Contractor’s continuing obligations under
this Contract are contingent upon the availability of appropriated funds from which payment for
contract purposes can be made. No legal liability on the part of the Government for any payment or
on the part of the Contractor for any performance under any order placed under this Contract may
arise until funds are made available to the Contracting Officer for such orders and until the
Contractor receives notice of such availability in writing from the Contracting Officer and the
Contracting Officer modifies the contract to expressly obligate the additional funds.

	B.3	 	(U) CLIN 0003: [**Redacted**]
	 
	B.4	 	(U) CLIN 0004: COMMERCIAL SATELLITE IMAGERY — VALUE-ADDED PRODUCTS
AND SERVICES

(U) The scope of effort for this CLIN is defined in Contract Attachment 1, EnhancedView Imagery
Acquisition Statement of Work. This effort is estimated at the amount set forth below. This CLIN
has a ceiling value of [**Redacted**]. The sum of all items ordered herein and invoiced for shall
not exceed [**Redacted**].

(U) Minimum Amount: $0.00

(U) Maximum Amount: [**Redacted**]

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(U) CLIN 0004 is an indefinite-quantity ordering CLIN for the supplies or services and prices as
specified in the Statement of Work or in separately issued contractual documents and is effective
for the entire period of performance or as otherwise specified. Ordering will be accomplished in
accordance with Special Contract Requirement H.7, Ordering Procedures.
Delivery or performance shall be made only as authorized by orders issued in accordance with the
Statement of Work. The Contractor shall furnish to the Government, when and if ordered, the
supplies or services specified herein up to and including the amount designated as the “maximum.”
The Government has no minimum order obligations. Except for the limitations in the value specified
as the maximum amount, there is no limit on the number of orders that may be issued. The
Government may issue orders requiring delivery to multiple destinations or performance at multiple
locations. (Funding obligations for this CLIN may occur via Standard Form 30s, Department of
Defense (DD) Form 1155s, or other forms as determined at the time of award of the specific
value-added requirement.)

	B.5	 	(U) CLIN 0005: COMMERCIAL SATELLITE IMAGERY — PHYSICAL MEDIA DELIVERY

(U) The scope of effort for this CLIN is defined in Contract Attachment 1, EnhancedView Imagery
Acquisition Statement of Work. This CLIN has a ceiling value of [**Redacted**]. The sum of all
items provided herein and invoiced for shall not exceed [**Redacted**].

(U) Minimum Amount: $0.00

(U) Maximum Amount: [**Redacted**]

(U) CLIN 0005 is an indefinite-quantity ordering CLIN for the supplies or services and prices
specified in the Statement of Work to support the storage and dissemination of imagery and image
products on media, and is effective for the entire period of performance. Delivery or performance
shall be made only as authorized by the Contracting Officer, the Contracting Officer’s
Representative, or other government official as designated by the Contracting Officer. The
Contractor shall furnish to the Government, when and if ordered, the supplies specified in CLIN
0005 up to and including the amount designated as the “maximum.” The Government has no minimum
order obligations.

	B.6	 	(U) CLIN 0006: COMMERCIAL SATELLITE IMAGERY — SYSTEM ENGINEERING SERVICES SUPPORT

(U) The scope of effort for this CLIN is defined in Contract Attachment 1, EnhancedView Imagery
Acquisition Statement of Work. This CLIN has a ceiling value of [**Redacted**]. The sum of all
effort provided herein and invoiced for shall not exceed [**Redacted**]. CLIN 0006 is a time and
material (T&M) CLIN for System Engineering Services. T&M support shall be provided as directed by
the Contracting Officer.

(U) CLIN 0006 will be incrementally funded in accordance with NGA budget and policy provisions.
The Government’s and the Contractor’s continuing obligations under this CLIN is contingent upon the
availability of appropriated funds from which payment for contract purposes can be made. No legal
liability on the part of the Government for any payment or on the part of the Contractor for any
performance under any task placed under this CLIN may arise until funds are made available to the
Contracting Officer for such tasks and until the Contractor receives notice of such availability in
writing by the Contracting Officer and the Contracting Officer modifies the contract to expressly
obligate the additional funds.

UNCLASSIFIED//FOR OFFICIAL USE ONLY

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	B.7	 	(U) TOTAL CONTRACT PRICE/TOTAL CONTRACT FUNDING

This Table is UNCLASSIFIED

	 	 	 	 	 	 	 	 	 	 	 	 	 
	CLIN	 	Maximum Total Price	 	 	Obligated Amount	 	 	Unfunded Amount	 
	CLIN Series 0000
	 	 	 	 	 	 	 	 	 	 	 	 
	0001
	 	$	250,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0002
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0003
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0004
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0005
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0006
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Base Contract Year 1
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0100
	 	 	 	 	 	 	 	 	 	 	 	 
	0101
	 	$	250,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0102
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0103
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0104
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0105
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0106
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 2
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0200
	 	 	 	 	 	 	 	 	 	 	 	 
	0201
	 	$	250,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0202
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0203
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0204
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0205
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0206
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 3
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0300
	 	 	 	 	 	 	 	 	 	 	 	 
	0301
	 	$	250,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0302
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0303
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0304
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0305
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0306
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 4
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0400
	 	 	 	 	 	 	 	 	 	 	 	 
	0401
	 	$	300,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0402
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0403
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0404
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0405
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0406
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 5
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0500
	 	 	 	 	 	 	 	 	 	 	 	 
	0501
	 	$	300,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0502
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0503
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0504
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0505
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0506
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 6
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0600
	 	 	 	 	 	 	 	 	 	 	 	 
	0601
	 	$	300,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0602
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0603
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0604
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0605
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0606
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 7
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]

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	CLIN	 	Maximum Total Price	 	 	Obligated Amount	 	 	Unfunded Amount	 
	CLIN Series 0700
	 	 	 	 	 	 	 	 	 	 	 	 
	0701
	 	$	300,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0702
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0703
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0704
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0705
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0706
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 8
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0800
	 	 	 	 	 	 	 	 	 	 	 	 
	0801
	 	$	300,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0802
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0803
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0804
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0805
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0806
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 9
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	CLIN Series 0900
	 	 	 	 	 	 	 	 	 	 	 	 
	0901
	 	$	300,000,000.00	 	 	[**Redacted**]	 	[**Redacted**]
	0902
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0903
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0904
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0905
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	0906
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	Subtotal Contract Year 10
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]
	 
	 	 	 	 	 	 	 	 	 	 	 	 
	Total Contract Value with
Options
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]

	B.8	 	(U) CLIN DESCRIPTION

(U) In accordance with this contract, the Contractor shall furnish all materials, labor, equipment
and facilities, except as specified herein to be furnished by the Government, and shall do all that
which is necessary or incidental to the satisfactory and timely performance of CLINs 0001 through
0006 (and Option CLINs if exercised) as stated above.

	B.9	 	(U) CONTRACT TYPE

(U) This is a hybrid Firm Fixed Price and Time and Material contract (predominately FFP), with base
and option periods as specified in Section/Paragraph F.5.

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	(U)	 	OPTION PERIODS
	 
	B.10	 	(U) OPTION CLINs 0101, 0201, 0301, 0401, 0501, 0601, 0701, 0801, AND 0901 – COMMERCIAL
SATELLITE IMAGERY — SERVICE LEVEL AGREEMENT FOR PIXEL & IMAGERY ACQUISITION/OPERATIONS
(BASELINE COLLECTION CAPACITY)

(U) The scope of this FFP CLIN for the acquisition and delivery of imagery and associated imagery
support data under a SLA from the Contractor’s satellite constellation is defined in Contract
Attachment 1, EnhancedView Imagery Acquisition Statement of Work, and in accordance with Special
Contract Requirement H.24, Exercise of Options. This effort is priced at the amounts set forth
below.

This Table is UNCLASSIFIED

Options: Contract Years 2 through 10

	 	 	 	 	 	 	 	 	 
	 	 	Baseline Quantity	 	 	Firm Fixed Price	 
	CLIN Series 0x01	 	(sqnmi/day)	 	 	(12 Months)	 
	Option CLIN 0101 (Contract Year 2)
	 	[**Redacted**]	 	$	250,000,000.00	 
	Option CLIN 0201 (Contract Year 3)
	 	[**Redacted**]	 	$	250,000,000.00	 
	Option CLIN 0301 (Contract Year 4)
	 	[**Redacted**]	 	$	250,000,000.00	 
	Option CLIN 0401 (Contract Year 5)
	 	[**Redacted**]	 	$	300,000,000.00	 
	Option CLIN 0501 (Contract Year 6)
	 	[**Redacted**]	 	$	300,000,000.00	 
	Option CLIN 0601 (Contract Year 7)
	 	[**Redacted**]	 	$	300,000,000.00	 
	Option CLIN 0701 (Contract Year 8)
	 	[**Redacted**]	 	$	300,000,000.00	 
	Option CLIN 0801 (Contract Year 9)
	 	[**Redacted**]	 	$	300,000,000.00	 
	Option CLIN 0901 (Contract Year 10)
	 	[**Redacted**]	 	$	300,000,000.00	 

(U) Funds are not presently available for the full amount of Option CLINs 0101, 0201, 0301, 0401,
0501, 0601, 0701, 0801, and 0901 (if exercised). The Government intends to incrementally fund
these Option CLINs. The Government’s and the Contractor’s continuing obligations under this
Contract are contingent upon the availability of appropriated funds from which payment for contract
purposes can be made. No legal liability on the part of the Government for any payment or on the
part of the Contractor for any performance under any order placed under this Contract may arise
until funds are made available to the Contracting Officer for such orders and until the Contractor
receives notice of such availability in writing from the Contracting Officer and the Contracting
Officer modifies the contract to expressly obligate the additional funds.

	B.11	 	(U) OPTION [**Redacted**]
	 
	B.12	 	(U) OPTION [**Redacted**]
	 
	B.13	 	(U) OPTION [**Redacted**]
	 
	B.14	 	(U) OPTION CLINs 0104, 0204, 0304, 0404, 0504, 0604, 0704, 0804, AND
0904: COMMERCIAL SATELLITE IMAGERY — VALUE-ADDED PRODUCTS AND
SERVICES

(U) The scope of effort for this CLIN Series is defined in Contract Attachment 1, EnhancedView
Imagery Acquisition Statement of Work, and in accordance with Special Contract Requirement H.24,
Exercise of Options. This effort is estimated at the amount set forth below. These Option CLINs
have a ceiling value of [**Redacted**]per contract year. The sum of all items ordered herein and
invoiced for shall not exceed [**Redacted**] per Option CLIN.

(U) Minimum Amount: $0.00 per Option CLIN

(U) Maximum Amount: [**Redacted**]

(U) Option CLIN 0104, 0204, 0304, 0404, 0504, 0604, 0704, 0804, and 0904 are indefinite-quantity
ordering CLINs for the supplies or services and prices as specified in the Statement of Work or in
separately issued contractual documents and are effective for the entire period of performance or
as otherwise specified. Ordering will be accomplished in accordance with Special Contract
Requirement H.7, Ordering Procedures. Delivery or performance shall be made only as authorized by
orders issued in accordance with the Statement of Work, Section C. The Contractor shall furnish to
the Government, when and if ordered, the supplies or services specified herein up to and including
the amount designated as the “maximum.” The Government has no minimum order obligations. Except
for the limitations in the value specified as the maximum amount, there is no limit on the number
of orders that may be issued. The Government may issue orders requiring delivery to multiple
destinations or performance at multiple locations. (Funding obligations for this CLIN may occur
via Standard Form 30s, DD Form 1155s, or other forms as determined at the time of award of the
specific value-added requirement.)

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	B.15	 	(U) OPTION CLINs 0105, 0205, 0305, 0405, 0505, 0605, 0705, 0805, AND 0905: COMMERCIAL
SATELLITE IMAGERY — PHYSICAL MEDIA DELIVERY

(U) The scope of effort for this CLIN Series is defined in Contract Attachment 1, EnhancedView
Imagery Acquisition Statement of Work, and in accordance with Special Contract Requirement H.24,
Exercise of Options. These Option CLINs have a ceiling value of [**Redacted**] per contract year.
The sum of all items provided herein and invoiced for shall not exceed [**Redacted**] per Option
CLIN.

(U) Minimum Amount: $0.00 per Option CLIN

(U) Maximum Amount: [**Redacted**]

(U) Option CLINs 0105, 0205, 0305, 0405, 0505, 0605, 0705, 0805, and 0905 are indefinite-quantity
ordering CLINs for the supplies or services and prices specified herein to support the storage and
dissemination of imagery, and image products on media, and are effective for the entire period of
performance. Delivery or performance shall be made only as authorized by the Contracting Officer,
the Contracting Officer’s Representative, or other government official as designated by the
Contracting Officer. The Contractor shall furnish to the Government, when and if ordered, the
supplies or services specified in Option CLINs 0105, 0205, 0305, 0405, 0505, 0605, 0705, 0805, and
0905 up to and including the amount designated as the “maximum.”. The Government has no minimum
order obligations.

	B.16	 	(U) OPTION CLINs 0106, 0206, 0306, 0406, 0506, 0606, 0706, 0806, AND 0906: COMMERCIAL
SATELLITE IMAGERY — SYSTEM ENGINEERING SERVICES SUPPORT

(U) The scope of effort for this CLIN Series is defined in Contract Attachment 1, EnhancedView
Imagery Acquisition Statement of Work, and in accordance with Special Contract Requirement H.24,
Exercise of Options. These Option CLINs have a ceiling value of [**Redacted**] each. The sum of
all effort provided herein and invoiced for shall not exceed [**Redacted**] per Option CLIN.
Option CLINs 0106, 0206, 0306, 0406, 0506, 0606, 0706, 0806, and 0906 are T&M CLINs for System
Engineering Services Support. T&M support shall be provided as directed by the Contracting
Officer.

(U) These Option CLINs will be incrementally funded in accordance with NGA budget and policy
provisions. The Government’s and the Contractor’s continuing obligations under these CLINs are
contingent upon the availability of appropriated funds from which payment for contract purposes can
be made. No legal liability on the part of the Government for any payment or on the part of the
Contractor for any performance under any task placed under these Option CLINs may arise until funds
are made available to the Contracting Officer for such tasks and until the Contractor receives
notice of such availability in writing by the Contracting Officer and the Contracting Officer
modifies the contract to expressly obligate the additional funds.

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(U) SECTION C — Description/Specifications

	C.1	 	(U) STATEMENT OF WORK

(U) The Contractor shall provide all personnel, materials, and facilities to furnish the items
specified in Section B of this contract in accordance with Contract Attachment 1, EnhancedView
Imagery Acquisition Statement of Work, and Contract Attachment 2, DD Form 254, Contract Security
Classification Specification.

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(U) SECTION D — Packaging and Marking

	D.1	 	(U) PACKAGING AND MARKING INSTRUCTIONS PRESERVATION, PACKAGING, PACKING, AND MARKING OF
SHIPMENTS (COMMERCIALLY PACKAGED ITEMS)

(U) Packing, packaging, and marking shall be in accordance with standard commercial practices to
assure arrival at destination in serviceable condition.

	D.2	 	(U) PROHIBITED PACKING MATERIALS

(U) The use of asbestos, excelsior, newspaper or shredded paper (all types including waxed paper,
computer paper and similar hygroscopic or non-neutral material) is prohibited.

	D.3	 	(U) MARKINGS OF WARRANTED ITEMS

(U) Each item covered by a warranty shall be stamped or marked as such. Where this is
impracticable, written notice shall be attached to or furnished with the warranted item. Markings
will state (i) substance of warranty, (ii) duration, and (iii) name of activity to be notified of
defects. Electronic deliveries shall contain files describing the warranty.

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(U) SECTION E — Inspection and Acceptance

	E.1	 	(U) FAR 52.246-6 INSPECTION — TIME-AND-MATERIAL AND LABOR-HOUR. (MAY 2001)
	 
	E.2	 	(U) INSPECTION

(U) The inspection or acceptance of work, accomplished and/or items produced or deliverable under
this Contract shall be performed in accordance with the procedures and prerequisites as defined in
FAR 52.212-4(a).

	E.3	 	(U) ACCEPTANCE

(U) Acceptance of items produced under this Contract occurs upon delivery as defined in Contract
Attachment 1, EnhancedView Imagery Acquisition Statement of Work, and in accordance with the
procedures and prerequisites as defined in FAR 52.212-4(a).

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(U) SECTION F — Deliveries or Performance

	F.1	 	(U) FAR 52.242-15 STOP-WORK ORDER. (AUG 1989)
	 
	F.2	 	(U) FAR 52.247-34 F.O.B. DESTINATION. (NOV 1991)

(U) The principal place of performance under this Contract shall be the Contractor’s facility
located at:

1601 Dry Creek Drive, Suite 260

Longmont, Colorado 80503

	F.3	 	(U) CONSIGNEE AND ADDRESS

[**Redacted**]

	F.4	 	(U) PERSONAL DELIVERY

(U) In the event any item under this Contract is personally delivered to the Contracting Officer’s
Representative or the Contracting Officer, the Contractor shall obtain a signed receipt in
duplicate from the Contracting Officer’s Representative or Contracting Officer. One copy of the
receipt shall be attached to the Contractor’s invoice submitted for payment for such item(s).
Failure to do so may result in delayed payment.

	F.5	 	(U) PERIOD OF PERFORMANCE

a. (U) This Contract commences upon execution. Specific CLIN periods of performance are as
follows:

(U) The period of performance of CLIN 0001 is from 01 September 2010 through 12 Months. If
and to the extent that any CLIN under Option CLIN Series 0x01 is exercised, the period of
performance for each individual CLIN is through 12 Months After Previous Contract Period Ends
(MAPCPE).

[**Redacted**]

[**Redacted**]

(U) The ordering period for CLINs 0004, 0005 and 0006 is from contract award through 12 Months. If
and to the extent that any CLIN under Option CLIN Series 0x04, 0x05 and 0x06 is exercised, the
ordering period of performance for each individual CLIN is through 12 MAPCPE.

(U) The table below graphically illustrates the base and option periods for all CLINs.

[**Redacted**]

b. (U) Provisions of this Contract, which, by their express terms or by necessary implication,
apply for periods of time other than specified herein, shall be given effect, notwithstanding this
clause. In the event requirements exceed the minimum contract amount requirements, the Government
reserves the right to compete the additional requirements.

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	F.6	 	(U) PLACE OF DELIVERY

a. (U) Primary Delivery: Origin. The articles to be furnished hereunder shall be delivered upon
placement into the NGA Product Archive located at the Contractor’s site or as designated by the
Contracting Officer at the time of tasking in accordance with Attachment 1, EnhancedView Imagery
Acquisition Statement of Work.

b. (U) Secondary Delivery: Destination. Finished products shall be transmitted electronically (in
accordance with Attachment 1, EnhancedView Imagery Acquisition Statement of Work) upon NGA request
after placement into the NGA Product Archive located at the Contractor’s site at no additional
charge. If requested, NGA may designate another media type for delivery at additional expense.

	F.7	 	(U) DATA DELIVERABLE

(U) The contractor shall provide data deliverables and reports in accordance with Contract
Attachment 1, EnhancedView Imagery Acquisition Statement of Work.

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(U) SECTION G — Contract Administration Data

	G.1	 	(U) AUTHORITY AND DESIGNATION OF A CONTRACTING OFFICER’S REPRESENTATIVE (COR)

(U) Designation of a COR will be accomplished by issuance of a letter signed by the Contracting
Officer. Two copies of the letter, with reference to this clause, will be provided to the
Contractor. The Contractor will acknowledge both the receipt of the designation and its
understanding of the limited authority specified herein, by signing and returning a copy of the
letter to the address indicated. Designation and acknowledgement may be accomplished via
electronic communications.

(U) The COR(s) has a written designation memorandum on file with the procurement office. This
memorandum, as directed by DFARS 252.201-7000(b), specifies the extent of the COR’s authority to
act on behalf of the contracting officer. This authority cannot be re-delegated to any other
person. The alternate COR acts in behalf of the primary COR in absence of the primary COR and is
appointed through a separate memorandum.

(U) The primary responsibilities of CORs are:

1) (U) Technical Liaison. Oversees the contractor’s technical effort to ensure that performance is
in strict accordance with the terms and conditions of the contract. Is the primary interface
between the contractor and the contracting officer on matters pertaining to the contractor’s
technical performance. Answers technical questions, furnishes technical instruction and guidance
to the contractor relating to contract specifications, and any other instructions of a technical
nature necessary to perform the work as specified in the contract. CORs are not to tell the
Contractor how to perform, but only what is required of a technical nature. If doubt exists as to
whether information to be furnished falls within the scope of the contract, the COR is to
coordinate action with the contracting officer prior to transmitting the information to the
Contractor. Promptly responds to contracting officer queries for technical information and directs
the contractor to submit requests for change, deviation or waiver in writing to the contracting
officer. Keeps the contracting officer informed regarding communications with the contractor in
order to prevent possible misunderstandings or situations that could affect contract terms and
conditions and become the basis for future claims against the Government.

2) (U) Monitoring contractor performance. Ensures delivery schedules are adhered to and provides
quality assurance. Provides status to the contracting officer and other program personnel to
ensure compliance with the technical requirements of the contract. If performance is not
proceeding satisfactorily, or if problems are anticipated, promptly notifies the contracting
officer and may provide a recommended technical course of correction action. Reviews and approves
progress reports, technical reports, financial/management reports and other items requiring
approval. Notifies the contracting officer if such reports or items should be rejected, stating
the basis for rejection.

3) (U) Technical Evaluation of Contractor Proposal. Evaluates contractor proposals for
modifications and provides a written technical evaluation, to include price or cost elements, to
the contracting officer.

4) (U) Reviewing and Approving Payments and Acceptance. Reviews invoices and progress payments for
accuracy and appropriateness and reports any discrepancies and provides concurrence (or
non-concurrence) to the Contracting Officer. Approves payments and accepts work on the appropriate
forms for services performed or supplies delivered.

5) (U) Administration of Government Property. Submits to the contracting officer and property
specialist a written evaluation of the disposition of any material/property furnished by the
Government that is accountable to the contract.

6) (U) Security. Coordinates all security requirements of the contract with the contractor and the
agency security office, to include DD Form 254s and contractor access to NGA networks. Ensures AIS
accounts of departing NGA contractor on-site personnel are cancelled expeditiously. Keeps track of
any classified documents or data provided and ensures return or destruction upon completion of the
contract.

7) (U) Maintenance of Files. Keeps a file of all records related to the contract to include, but
not limited to, the contract, e-mail correspondence, formal written correspondence, reports,
receiving and acceptance reports/forms, technical evaluations, trip reports, meeting notes, status
reports, past performance reports, government property reports and closeout records.

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8) (U) Administration of On-Site contractor personnel information. Maintains information on
contractors, prime and subs, performing on-site at NGA facilities. Coordinates with the
contractors and the Human Resource Office (HR) all contractor data changes, to include arrival and
departure, names, physical location(s), NGA organization code of office responsible for
contractor-occupied-space, and employer name, address and phone. Approves badging of contractors
upon contractor completion and submittal of Contractor Data Input Record Form to HR and a
standardized NGA non-disclosure statement.

(U) CORs shall not direct the contractor in any manner that would be of the type of supervision or
control that converts an individual who is an independent Contractor (such as a contractor
employee) into a Government employee.

(U) Notwithstanding the delegated duties listed herein, the COR does not possess the authority of a
contracting officer and, therefore, shall not alter the terms and conditions of the contract in any
way, to include any commitments or changes that will affect cost, price, quality, quantity,
delivery, or any other term or condition of the contract. The contracting officer is the only
official with the authority to enter into or modify contractual agreements or commitments.
Unauthorized acts could result in personal liability.

(U) The duties and responsibilities set forth herein are not intended to be all-inclusive. The
contracting officer may delegate additional functions as deemed necessary.

	G.2	 	(U) NGA: SUBMISSION OF INVOICES (MAY 2008)

a. (U) The contractor shall prepare each invoice in accordance with the Prompt Payment Act. Fax
one copy to DFAS Indianapolis at 1-866-894-8007. DFAS Indianapolis prefers a faxed copy but will
accept hard copy that is mailed to their office listed on the face of the contract/order.

b. (U) At the same time of submission to the payments office, the contractor will fax one copy to
the Contracting Officer (email in lieu of fax is allowed), and one copy to the Contracting
Officer’s Representative (email in lieu of fax is allowed)

c. The NGA receiver of the service or item will complete the receiving report and fax one copy to
DFAS Indianapolis at 1-866-894-8007, and one copy to the contracting officer shown on the face page
of this contract/order.

d. (U) Contractors wishing to check the status of their vouchers should do so by using “myInvoice”
at www.dfas.mil; click on the MyInvoice icon. Questions regarding vouchers or payments may also be
directed to DFAS by calling 1-888-332-7366; select Option 2, then Option 2. When unable to obtain
information on status of vouchers and payments via “myInvoice” and DFAS, questions may be directed
to the contracting officer administering the contract. In the absence of an administrative
contracting officer, contact the NGA procurement contracting officer, whose name and contact
information appear on the face page of this contract/order.

	G.3	 	(U) NGA: GOVERNMENT REPRESENTATIVE (SEP 2003)

(a) (U) The Government may, upon contract award or thereafter, name representatives with titles
such as Project Officer, Contracting Officer’s Representative, and so on. Such individuals will be
named in writing by the Contracting Officer, with individual responsibilities set forth at that
time.

(b) (U) In any event, no such named individual has the authority to issue any direction under this
contract either technical or otherwise, which constitutes a change to the terms, conditions, price
or delivery schedule of the contract. Only the Contracting Officer is authorized to alter the
contract in any manner.

	G.4	 	(U) NGA: CONTRACT ADMINISTRATION (SEP 2003)

(U) The component listed in Block 16 of Standard Form 1449 of this contract will be the Contract
Administration Office in performance of certain assigned contract administration functions of the
Contracting Office in accordance with FAR 42.201. The Contract Administration Office (CAO)
assigned responsibility for this contract will advise the contractor of any necessary instructions
and procedures to be followed in dealing with any applicable Government offices.

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	G.5	 	(U) NGA: PAYMENT INSTRUCTIONS FOR MULTIPLE ACCOUNTING CLASSIFICATION CITATIONS (SEP 2003)

(U) In accordance with DFARS 204.7107, the following instructions are provided for payment of CLINs
with multiple lines of accounting: FROM THE OLDEST LINES OF ACCOUNTING FIRST.

	G.6	 	(U) ACCOUNTING AND APPROPRIATION DATA

This Table is UNCLASSIFIED

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	Obligated	 	 	Cumulative	 
	Action	 	CLIN	 	 	Fund Cite	 	 	Funding	 	 	Total	 
	[**Redacted**]
	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]	 	[**Redacted**]

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(U) SECTION H — Special Contract Requirements

	H.1	 	(U) NGA: 5X52.209-9003 PROTECTION OF INFORMATION AND NONDISCLOSURE AGREEMENTS (JULY 2006)

(a) (U) Definitions. As used in this clause only:

(1) Protected Information and Computer Software means, unless specifically excluded by
paragraph (2) below, all information and computer software, in any form or media, that in the
course of performing work under this contract are disclosed to the Contractor, its subcontractors,
or their employees, or to which those persons otherwise are given access to, by (i) NGA, (ii) other
government agencies, (iii) foreign governments or (iv) other contractors while directly supporting
NGA, which is accompanied by written legends identifying use or disclosure restrictions or
disclosed under circumstances that the Contractor knows are subject to use or disclosure
restrictions established in writing by the Government.

(2) (U) Protected Information and Computer Software does not include information that:

(i) (U) Has been released to the general public through no action of the undersigned in
breach of this agreement or through no action of any other party in breach of any other obligation
of confidentiality owing to the Government or the owner of the protected information or computer
software;

(ii) (U) Has been lawfully obtained by the recipient outside the course of the performance of
this contract;

(iii) (U) Has been properly licensed or provided directly by the owner (or other authorized
source) of the information or computer software to the recipient to the extent so licensed or
provided;

(iv) (U) Is owned by the recipient or was developed independently of the disclosure
hereunder; or

(v) (U) Has been disclosed to the recipient by the Government with explicit authorization to
use or disclose the information for another purpose, to the extent so authorized.

(b) (U) Use and disclosure restrictions. The Contractor shall use and disclose Protected
Information and Computer Software only as necessary for the performance of the requirements of this
contract. Protected Information and Computer Software may not be used or disclosed for any other
purpose, including bid or proposal preparation or business marketing, without the written approval
of the Contracting Officer. Furthermore, unless otherwise directed by the Contracting Officer, the
Contractor shall comply with all restrictions set forth in any legends, licenses or instructions
provided to the Contractor or accompanying Protected Information and Computer Software or other
written directives of the Government known to the Contractor. The use and disclosure obligations
imposed by this paragraph shall expire as follows:

(1) (U) There shall be no expiration date for the following Protected Information and
Computer Software:

(i) (U) Technical data or computer software containing Limited Rights, Restricted Rights,
Government Purpose Rights, Special License Rights, or Unlimited Rights legends;

(ii) (U) information or software marked Limited Distribution (LIMDIS);

(iii) (U) information or software marked Source Selection Information;

(iv) (U) contract proposal information marked pursuant to FAR 52.215-1(e) limiting its use
for proposal evaluation purposes only;

(v) (U) information and computer software marked Contractor Proprietary or a similar legend;

(vi) (U) data known by the Contractor to be protected by the Privacy Act; and

(vii) (U) information and software marked Controlled Unclassified Information (CUI) or For
Official Use Only (FOUO).

(2) (U) For other information or software accompanied at time of disclosure by a written
legend identifying use or disclosure restriction time periods, the expiration date shall be as
stated in or derived from the legend.

(3) (U) For all other Protected Information and Computer Software, the expiration date shall
be 3 years from the date the information or software is first disclosed to the Contractor.

Notwithstanding the above obligations, the Contractor is not in breach of this agreement if the
Contractor uses or discloses Protected Information and Computer Software in response to an order of
a court or administrative body of competent jurisdiction, but only to the extent permitted by that
authority and only if the Contractor gives the Contracting Officer, to the extent practical, notice
of the tribunal’s order before the use or disclosure is made that allows NGA a reasonable time to
object to the order.

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(c) (U) Unauthorized Use or Disclosure. The Contractor shall immediately notify the Contracting
Officer of any unauthorized use or disclosure known by the Contractor of Protected Information and
Computer Software in violation of the obligations contained in this clause.

(d) (U) Disposition. At the conclusion of performance of work under this contract, the Contractor
shall immediately return to the Government all Protected Information and Computer Software in its
possession. Furthermore, if an employee of the Contractor who has had access to Protected
Information and Computer Software is terminated or reassigned and thus is no longer performing work
under this contract, the Contractor shall immediately return all Protected Information and Computer
Software in the employee’s possession. Moreover, if a Contractor’s employee is dedicated to
support a specific NGA Office or Directorate or NGA program under this contract, but is
subsequently reassigned to support another NGA Office or Directorate or NGA program under this
contract, the Contractor shall immediately return all Protected Information or Computer Software in
the employee’s possession previously furnished by the prior NGA Office or Directorate or NGA
program. In lieu of returning Protected Information and Computer Software, the Contracting Officer
or Contracting Officer’s representative may authorize the destruction of the information or the
transfer of the information to another employee of the Contractor working under the contract.
Finally, this clause shall not be interpreted as preventing the Contractor from retaining records
required by statutes or other clauses of this contract, such as FAR 52.215-2 Audit and
Records—Negotiations.

(e) (U) Third party beneficiaries. This clause is executed for the benefit of the Government and
the owners of Protected Information and Computer Software. The Government and the owners of
Protected Information and Computer Software (and their delegatees, successors and assignees) are
third party beneficiaries of the obligations contained in this clause who, in addition to any other
legal rights they may have, are intended to have the rights of direct action against the Contractor
or any person to whom the Contractor has disclosed or released Protected Information and Computer
Software, to seek damages from any breach of this clause, or to otherwise enforce this clause.

(f) (U) Duration. The above obligations imposed by this clause shall survive the termination or
completion of this contract.

(g) (U) Classified Information. This clause is in addition to and in no manner abrogates
requirements, obligations or remedies regarding the protection of classified information and does
not supersede the requirements of any laws, regulations, other directives or nondisclosure
agreements regarding classified information.

(h) (U) Other Restrictions. This agreement does not abrogate any other obligations currently
placed upon the Contractor or which may be imposed upon the Contractor in the future by the
Government or other persons; or remedies afforded those persons regarding those obligations.

(i) (U) Nondisclosure agreements. The Contractor shall require and ensure that each of its
employees who may receive or be given access to Protected Information and Computer Software signs
the nondisclosure agreement provided by attachment to this contract (Attachment 7) prior to the
employee performing work under this contract covered by the nondisclosure agreement. The
Contractor shall maintain copies of signed nondisclosure agreements for a period of at least three
years after final payment under this contract. At the direction of the Contracting Officer, the
Contractor shall make those agreements available for inspection by the Contracting Officer and will
furnish the Contracting Officer copies of those agreements at no additional cost to the Government
if requested by the Contracting Officer.

(j) (U) The Contractor shall include the substance of this clause in all subcontracts under this
contract in which subcontractors may be disclosed or granted access to Protected Information and
Computer Software.

	H.2	 	(U) NGA: 5X52.37-9000 CONTRACTOR EMPLOYEE DATA FOR ACCESS TO NGA FACILITIES OR SENSITIVE
SYSTEMS (OCT 2005)

1. (U) This clause defines the contractor’s responsibilities for providing accurate contractor
data, and providing updates to that data, for NGA’s Human Capital Management System (HCMS). NGA
requires that all contractors provide initial and timely updates to HCMS data for all personnel
performing under this contract who have access to NGA facilities or sensitive systems, as
determined by the contracting officer.

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2. (U) The Contractor shall:

a. (U) Provide the Contracting Officers Representative (COR) a Point of Contact (POC) for
providing and maintaining contractor personnel data for the HCMS database. The POC shall be
provided to the COR, in writing, within 10 days of contract award (or modification inserting this
clause). For contracts with an on-site Project Lead or Program Manager, this person shall serve as
the POC.

b. (U) Provide the COR initial HCMS data for their personnel within 10 days of contract award
or modification. The information that is to be provided for HCMS shall include: person’s full
legal name, social security number, citizenship status, NGA contract number, prime contractor name,
NGA location and organization where the person will be working, and a 24/7 emergency contact point
for the contractor.

c. (U) Notify the COR of all contractor data changes within 10 days of the change. Changes
include new or departing contractor personnel and any change to information provided in paragraph b
above. If the contract number under which a contractor or its personnel work changes, the POC for
the contract receiving the personnel shall notify the COR within 10 days of the change.

d. (U) Provide response to all inquiries made by NGA as to the validity and completeness of
contractor data records in the HCMS database within two weeks of date of request.

e. (U) Ensure all employees attend in-processing and out-processing briefings.

	H.3	 	(U) NGA: 5X45.592-9000 GOVERNMENT-FURNISHED LIMITED DISTRIBUTION MATERIALS (JUNE 2004)

(a) (U) Definition — LIMITED DISTRIBUTION (LIMDIS) materials mean any unclassified geospatial
information and data or imagery distributed by or created by the National Geospatial-Intelligence
Agency, as well as materials derived from National Geospatial-Intelligence Agency information and
data that is marked or labeled as “LIMITED DISTRIBUTION” or “LIMDIS”.

(b) (U) Geospatial information and data or imagery identified as being “LIMITED DISTRIBUTION” are
protected from public disclosure pursuant to Title 10, United States Code, Section 455. The
Government may provide LIMITED DISTRIBUTION materials to the Contractor (or Subcontractor) for use
in the performance of this contract.

(c) (U) In addition to the restrictions and obligations contained in the clause at DFARS
252.245-7000, “Government-Furnished Mapping, Charting, and Geodesy Property (December 1991),” the
Contractor (or Subcontractor) shall:

(1) (U) Grant access to LIMDIS materials to only those individuals having a need for access in
the performance of this contract. In furtherance of this requirement, the contractor shall:

a. (U) Prohibit storage of LIMDIS materials on systems accessible by other individuals who do
not require such access.

b. (U) Ensure that LIMDIS materials are not used to either demonstrate products or
capabilities outside the scope of the contract or as a marketing tool.

c. (U) Ensure that LIMDIS materials are not used to create other products or derivative
products.

d. (U) Prohibit the processing or transmission of LIMDIS materials on unencrypted or unsecured
systems accessible by the public such as the World Wide Web.

e. (U) Ensure that LIMDIS materials are not displayed or made otherwise accessible to the
public.

f. (U) Ensure that LIMDIS materials are not released, accessed by, or sold to foreign
governments or international organizations.

g. (U) Take whatever additional measures are necessary to prevent unauthorized access to
LIMDIS materials.

h. (U) Employ storage and inventory controls adequate to ensure that LIMDIS materials are
protected from loss or unauthorized use or access.

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(2) (U) Ensure each reproduction of LIMDIS materials includes the following LIMDIS caveat:

LIMITED DISTRIBUTION

Distribution authorized to DoD, IAW 10 U.S.C. § 130 & § 455. Release authorized to U.S. DoD
contractors IAW 48 CFR § 252.245-7000. Refer other requests to Headquarters, NGA, ATTN: Release
Officer, Mail Stop D-136. Destroy as “FOR OFFICIAL USE ONLY.” Removal of this caveat is
prohibited.

(3) (U) Ensure LIMDIS materials that are no longer required for contract performance and
chosen for destruction are destroyed by a method that prevents reconstruction of the materials to
their original condition. Paper products should be destroyed by a method such as pulping, burning,
or cross-cut shredding. Electronic media should be returned to the Contracting Officer or
destroyed locally in a manner that prevents reconstruction of the media and abides by any
environmental regulations.

(4) (U) Immediately submit a report to the Contracting Officer upon discovery that LIMDIS
material has been lost, stolen, or disclosed to unauthorized persons. Follow-up reports containing
additional facts will be provided immediately when those facts become known. The Contractor
(and/or Subcontractor) shall provide an assessment of the extent to which LIMDIS material has been
compromised and shall propose corrective action to limit the extent of compromise and to prevent a
reoccurrence.

(d) (U) The Contractor shall include the terms and conditions of subparagraphs (a) through (c) of
this provision in every subcontract.

	H.4	 	(U) NGA: KEY PERSONNEL (SEP 2003) (MODIFIED)

(a) (U) The contractor shall assign to perform this contract those persons who are identified below
or in the contractor’s proposal as key personnel. No substitutions of these key personnel shall be
made except in accordance with this clause.

(b) (U) The contractor agrees that during the first 180 days of contract performance, no personnel
substitutions will be made unless necessitated by an individual’s sudden illness, death, or
termination of employment. In any of these events, the contractor shall promptly notify the
Contracting Officer and provide the information required by paragraph (d) below.

(c) (U) After the initial 180 day period, the Contractor must provide notification of the
substitution prior to removing the approved key personnel from performance. All proposed
substitutions/additions must be submitted, in writing, to the Contracting Officer at least 14 days
(60 days if security clearances are involved) in advance of the proposed substitution and provide
the information required by paragraph (d) below.

(d) (U) All notifications regarding substitutions/additions must include a detailed explanation of
the circumstances necessitating the proposed substitution or addition. All proposed
substitutes/additions must have the required security clearances prior to taking the position and
qualifications that meet or exceed the qualifications of the person to be replaced.

(e) (U) The personnel set forth below as proposed by the contractor, or identified in the
contractor’s proposal as key personnel, comprise the list of key personnel required to perform
under this contract. The list may be modified in accordance with the above, to substitute or add
personnel:

[**Redacted**]

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	H.5	 	(U) NGA: DISCLAIMER STATEMENT (SEP 2003)

(U) The technical report(s) prepared by the Contractor pursuant to this contract must include the
following disclaimer. “The views, opinions, and findings contained in this report are those of the
author(s) and should not be construed as an official Department of Defense position, policy, or
decision, unless so designated by other official documentation.”

	H.6	 	(U) NGA: 5X52.227-9000 UNAUTHORIZED USE OF NGA NAME, SEAL, AND INITIALS (JUNE 2006)

(a) (U) As provided in 10 U.S.C. Section 425, no person may, except with the written permission of
the both the Secretary of Defense and the Director of Central Intelligence, knowingly use the words
“National Geospatial-Intelligence Agency”, “National Imagery and Mapping Agency” or “Defense
Mapping Agency”, the initials “NGA”, “NIMA” or “DMA”, the seal of the National
Geospatial-Intelligence Agency, National Imagery and Mapping Agency, or the Defense Mapping Agency,
or any colorable imitation of such words, initials, or seal in connection with any merchandise,
retail product, impersonation, solicitation, or commercial activity in a manner reasonably
calculated to convey the impression that such use is approved, endorsed, or authorized by both the
Secretary of Defense and the Director of Central Intelligence.

(b) (U) Whenever it appears to the U. S. Attorney General that any person is engaged or about to
engage in an act or practice which constitutes or will constitute conduct prohibited by paragraph
(a), the Attorney General may initiate a civil proceeding in a district court of the United States
to enjoin such act or practice. Such court shall proceed as soon as practicable to hearing and
determination of such action and may, at any time before final determination, enter restraining
orders or prohibitions, or take such other action as is warranted, to prevent injury to the United
States, or to any person or class of persons for whose protection the action is brought.

	H.7	 	(U) ORDERING PROCEDURES (CLIN Series 0x04)

(a) (U) Any supplies and services to be furnished under CLIN Series 0x04 this contract shall be
ordered by issuance of orders by the individuals designated below. All orders are subject to the
terms and conditions of this contract. In the event of conflict between the order and this
contract, the contract shall control. The following individuals are designated as authorized
ordering officers under this contract: All NGA Contracting Officers within the ACR Division.

(b) (U) General. Orders for supplies or services specified in CLIN Series 0x04 may be
issued at any time during the effective period of this contract. The Contractor agrees to accept
and perform orders issued by the Contracting Officer within the scope of this contract. It is
understood and agreed that the Government has no obligation under the terms of this contract to
issue any orders. Except as otherwise provided in any order, the Contractor shall furnish all
materials and services necessary to accomplish the work specified in each order issued hereunder;
provided, however, that this contract shall not be used for the furnishing of supplies or services
which are covered by any “guaranty” or “warranty” clause(s) of the contract(s) under which the
supplies were manufactured. All requirements of this contract shall be applicable to all orders
issued hereunder. Each order shall be considered a separate binding contract as of its effective
date. The Contractor shall segregate the costs incurred in the performance of any order issued
hereunder from the costs of all other orders issued under this contract.

(c) (U) Ordering. Orders and revisions thereto shall be made in writing and be signed by
any authorized Contracting Officer. Each order will:

(1) (U) Set forth detailed specifications or requirements for the supplies or services being
ordered;

(2) (U) Set forth quantities being ordered (if applicable);

(3) (U) Set forth preservation, packaging and packing instructions, if any;

(4) (U) Set forth delivery or performance dates;

(5) (U) Designate the place(s) where or how inspection and acceptance will be made by the
Government;

(6) (U) Set forth the firm price or price ceiling;

(7) (U) Set forth appropriation and accounting data for the work being ordered;

(8) (U) Be dated;

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(9) (U) Set forth the property, if any, to be furnished by the Government and the date(s) such
property is to be delivered to the Contractor;

(10) (U) Set forth the disbursing office where payment is to be made and other applicable
contract administration data;

(11) (U) Be issued on a Standard Form (SF) 30, SF 26 or a DD Form 1155; and

(12) (U) Set forth any other pertinent information.

(d) (U) The Contracting Officer will consider the factors listed below in determining the placement
of requirements. The importance of the factors will vary depending on the nature of the task to be
performed. Factors for consideration may include the following: ability to meet schedule;
collection/delivery timeframes; delivery methods; imagery formats; performance under previous
requirements; price/cost issues; and subcontracting plans. The Contracting Officer may utilize a
contractor’s product and price schedule as well as product literature to determine whether an
individual order is competed or awarded sole source. All competed orders will be awarded on a
best-value to the government basis.

(e) (U) The Contracting Officer may request written or oral proposals, presentations or pricing
information on a given task from each EnhancedView contract holder prior to issuance of an order.
The Contracting Officer is not bound to either request such information, or notify contract holders
of a requirement for services if, in the Contracting Officers opinion, a decision to award can be
made without such notification.

(f) (U) Identification of the above factors does not preclude the Contracting Officer from awarding
a requirement in accordance with Federal Acquisition Regulation 16.505(b)(2).

	H.8	 	(U) NGA: 5X252.204-7000-90 PUBLIC RELEASE OF INFORMATION (APR 2004)

(U) Information pertaining to this contract shall not be released to the public except as
authorized by the Contracting Officer in accordance with DFARS 252.204-7000, Disclosure of
Information. Requests for approval to release information pertaining to this contract shall be
submitted to the Contracting Officer by means of NGA Form 5230-1, National Geospatial-Intelligence
Agency Request for Clearance for Public Release.

	H.9	 	(U) NON-PUBLICITY

(U) The Contractor shall not use or allow to be used any aspect of this solicitation and/or
contract for publicity, advertisement purposes, or as a reference for new business. It is further
understood that this obligation shall not expire upon completion or termination of this contract,
but will continue indefinitely. The Contractor may request a waiver or release from the foregoing,
but shall not deviate there from unless authorized to do so in writing by the Contracting Officer.
Contractors are not required to obtain waivers when informing offices within this Agency of
contracts it has performed or is in the process of performing provided there are no security
restrictions. Contractors may include the requirement for security clearances up to the TS/SCI
level in public employment advertisements.

(U) Past Performance Information — Referencing Agency Contracts. This Contract may be listed as a
reference for past performance purposes in offers submitted to agencies and organizations within
the Intelligence Community. The Contractor shall obtain Contracting Officer Approval prior to
releasing any information about this Contract outside the Intelligence Community.

(U) Foreign Affiliates. U.S. Government collection requirements and tasking may be released to the
Contractor’s foreign regional affiliates or partners for effecting collection only, unless
expressly restricted in writing by NGA. If a term in the Contractor’s National Oceanic and
Atmospheric Administration operating license conflicts with the terms and conditions of this
contract, the terms and conditions of this NGA contract may be renegotiated.

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	H.10	 	(U) NGA: INSURANCE (SEP 2003)

(U) Pursuant to FAR 52.228-5, Insurance — Work on a Government Installation, the contractor shall
acquire and maintain during the entire performance period of this contract, insurance of at least
the following kinds and minimum amounts as set forth below:

(a) (U) Workman’s Compensation and Employer’s Liability Insurance: In accordance with amounts
specified by the laws of the state in which the work is to be performed under this contract. In
the absence of such state laws, an amount of $100,000 shall be required and maintained.

(b) (U) General Liability Insurance: Bodily injury liability in the minimum amount of $500,000 per
occurrence.

(c) (U) Automobile Liability Insurance: In the amounts of at least $200,000 per person and
$500,000 per occurrence for bodily injury and $20,000 per occurrence for property damage.

(d) (U) Aircraft public and passenger liability when aircraft are used in connection with
performing the contract: $200,000 per person and $500,000 per occurrence for bodily injury other
than passenger liability, and $200,000 per occurrence for property damage. Coverage for passenger
liability and bodily injury shall be $200,000 multiplied by the number of seats or passengers,
whichever is greater.

(U) Execution of this proposal/contract shall constitute certification that the contractor is in
compliance with all contractual requirements and any applicable State or Federal laws with respect
to insurance requirements.

	H.11	 	(U) NGA: PERFORMANCE OF WORK ON GOVERNMENT PREMISES (SEP 2003)

(U) The rules and regulations, whether in effect now or to go into effect in the future, at the
premises where services are to be performed shall apply to the Contractor and its employees while
working on the premises. These regulations include, but are not limited to: presenting valid
identification for entrance, smoking restrictions, obtaining and using vehicle passes for all
contractor-owned and/or privately owned vehicles, obeying posted directives, strict adherence to
security and/or police directives, and safety procedures and directives.

	H.12	 	(U) NGA: INTENTION TO USE CONSULTANTS (SEP 2003)

(a) (U) The government intends to use the consultant contractor(s) listed below for technical and
review services during the term of this contract. Although the contractor(s) shall not have the
right to provide technical direction, they may attend technical reviews, participate in technical
interchange meetings, witness production, and provide test and inspection support, and other
related services such as cost-risk-schedule trade-off analysis. The contractor(s) will require
access to program-related facilities and documentation including administrative or business
information such as cost information.

(b) (U) Contractor business or proprietary data shall not be made available to the consultant
contractor(s) until a protective agreement(s) are executed between the consultant and the prime
contractor and any necessary sub-contractors, and evidence of such agreement(s) is made available
to the Government.

(c) (U) It is expressly understood that the operation of this clause will not be the basis for an
equitable adjustment.

(d) (U) Contractors providing consulting services are:

	 	 	 	 	 	 	 	 	 
	[**Redacted**]
	 	[**Redacted**]	 	[**Redacted**]

	H.13	 	(U) NGA: 5X45.102-9000 GOVERNMENT FURNISHED ACCOUNTABLE PROPERTY (MAY 2003)

(U) Government Furnished Accountable Property (Contract Attachment 3, Government Furnished Property
List)

1. (U) Definitions

a. (U) Accountable Government Furnished Property. Accountable Government furnished property
includes end items identified as NGA’s that are provided to a third party. This does not include
components of end items, consumable items, or information furnished to a contractor. Reference
DoDI 5000.64, paragraph 5.3.1 Aug 02.

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b. (U) Government Furnished Property Record (GFPR). A list that specifies Government
accountable property furnished to the contractor under a specific contract per FAR 45.5. The
following information elements are included on the GFPR, as applicable:

(1) (U) Contract number

(2) (U) Manufacturer’s name

(3) (U) Serial number

(4) (U) Model number

(5) (U) Nomenclature

(6) (U) Specific location of accountable property

(7) (U) Acquisition cost/Unit Price

(8) (U) Date received/Posting Date/Reference of Transaction

(9) (U) Quantity Received, Issued and on-hand

(10) (U) Barcode Label Numbers (as provided by NGA)

(11) (U) Disposition

2. (U) Contractor Responsibilities.

a. (U) Prime Contractors and subcontractors shall physically inventory all NGA Government
furnished property in its possession, on an annual basis. Personnel who perform the physical
inventory shall not be the same individuals who maintain the property records or have custody of
the property unless the contractor’s operation is too small to do otherwise.

b. (U) The prime contractor shall provide NGA with a GFPR of all Government Furnished
Accountable property for each contract and subcontract that involves Government Furnished
Accountable Property.

c. (U) The contractor shall include on the GFPR the applicable identifying elements as
indicated in paragraph 1.b.

d. (U) All NGA supplied accountable property must be identified with a NGA identification
barcode label. If an item received was not previously barcoded by NGA, the contractor shall
request barcode labels within 60 days of receipt of the item. Requests shall include all
identifying elements defined in paragraph l.b and be addressed to:

(1) (U) Original request: NGA; Attn: SIOM Mail Stop P-121; 12310 Sunrise Valley Drive, Reston,
VA 20191

(2) (U) Copy of request: NGA Contracting Officer (or Administrative Contracting Officer if
property accountability has been so delegated) in accordance with the address provided in the
applicable contract.

e. (U) GFPRs shall be updated as required and submitted annually, from contract award, to the
following addressees:

(1) (U) NGA SIOMP (same address as above), and

(2) (U) NGA Contracting Officer (or Administrative Contracting Officer if property
accountability has been so delegated? in accordance with the address provided in the applicable
contract.

3. (U) Government Responsibilities. After receipt of a proper request for barcode labels:

a. (U) NGA SIOMP will provide the contractor the barcode labels to be affixed to each item of
accountable property, and

b. (U) The NGA Contracting Officer (or Administrative Contracting officer) will update the
contract accordingly.

4. (U) Contractor acquired property is government property not government furnished property, see
definitions at FAR 45.101(a). Contractor acquired property shall be controlled and reported in
accordance with FAR 45.5 and any additional FAR/DFARS property clause requirements.

5. (U) Property disposition shall be accomplished per FAR 46.6, any applicable FAR/DFARS clause, or
contracting officer instructions.

6. (U) A written contract modification is required to increase or decrease government furnished
property on a contract. Distribution of the basic contract and modification(s) is mandatory and
shall to be made to the SIOMP.

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	H.14	 	(U) NGA: 5X52.227-9001 ACTIVITIES THAT AFFECT U.S. PERSONS (DEC 2004)

(U) This contract is sponsored by the National Geospatial-Intelligence Agency. All work and
services to be performed hereunder shall be in strict compliance with procedures set forth in DoDI
5240.1-R.

	H.15	 	(U) NGA: 5X52.207-9000 DOD BASE REALIGNMENT AND CLOSURE (APR 2008)

(U) While NGA continues to transform its processes and systems for the geospatial intelligence
(GEOINT) mission, the Agency will soon begin an even more visible change: consolidating its Eastern
facilities. In accordance with the Department of Defense Base Realignment and Closure (BRAC)
actions that became law in November 2005, NGA will consolidate Eastern operations in the
Springfield, Virginia area on Fort Belvoir North Area by September 15, 2011. As NGA moves to this
New Campus East, it will close its primary sites in Bethesda, Reston, and the Washington Navy Yard,
in addition to relocating smaller NGA functions.

	H.16	 	(U) NGA: 5X52.242-9001 OBSERVANCE OF LEGAL HOLIDAYS & CLOSURE OF NGA (OCT 2008) (MODIFIED)

(a) (U) The National Geospatial-Intelligence Agency observes the following days as Federal
holidays

This Table is UNCLASSIFIED

	 	 	 
	New Year’s Day

	 	January 1st
	Martin Luther King’s Birthday

	 	3rd Monday in January
	Presidents Day

	 	3rd Monday in February
	Memorial Day

	 	Last Monday in May
	Independence Day

	 	July 4th
	Labor Day

	 	1st Monday in September
	Columbus Day

	 	2nd Monday in October
	Veterans Day

	 	November 11th
	Thanksgiving Day

	 	4th Thursday in November
	Christmas Day

	 	December 25th
	Inauguration Day (Washington DC
Metropolitan Area only)

	 	January 20th after each leap year

(U) Any other day designated by Federal law, Executive Order, or Presidential Proclamation.

(b) (U) When any such day falls on a Saturday or Sunday, the following Monday is observed.
Observance of such days by Government personnel shall not be cause for additional period of
performance or entitlement to compensation except as set forth in the contract. If the
contractor’s personnel work on a holiday, no form of holiday or other premium compensation will be
reimbursed either as a direct or indirect cost, unless authorized pursuant to an overtime clause
elsewhere in the contract.

(c) (U) NGA may close a facility for all or a portion of a business day as a result of

1) (U) Granting administrative leave to non-essential NGA personnel (e.g., unanticipated
holiday);

2) (U) Inclement weather;

3) (U) Failure of Congress to appropriate operation funds;

4) (U) Continuity of Operations (COOP) training exercises;

5) (U) Or any other reason deemed appropriate by the D/NGA.

(d) (U) In such cases, contractor personnel not classified as essential under the contract (i.e.,
not performing critical round-the-clock services/tasks or who are not already on duty at the
facility), shall not report to the facility. Contractor personnel already present shall be
requested to leave the facility.

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(e) (U) Performance of round-the-clock operations: At the direction of the Contracting Officer;
the contractor agrees to continue to provide sufficient personnel to meet requirements of critical
tasks already in operation, or scheduled for performance during the period in which NGA employees
are dismissed or the facility has been closed prior to the commencement of normal operations.
Contractor personnel should contact their respective home offices to determine their company’s
respective policies on charging contracts during unscheduled closures.

	H.17	 	 (U) SECURITY REQUIREMENTS — CONTRACT CLASSIFICATION

[**Redacted**]

	H.18	 	(U) ORGANIZATIONAL CONFLICT OF INTEREST

(a) (U) The term “organizational conflict of interest” means that because of other activities or
relationships with other persons, a person is unable to or potentially unable to render impartial
assistance or advice to the Government, or the person’s objectivity in performing the contract work
is or might be otherwise impaired, or a person has an unfair competitive advantage. The term
“person” includes a business organization.

(b) (U) If the Contractor is aware of any information bearing on any existing or potential
organizational conflict of interest, it shall provide a disclosure statement which describes all
relevant information concerning any past, present, or planned interests bearing on whether it
(including its chief executives and directors, or any proposed consultant or subcontractor) may
have an existing or potential organizational conflict of interest.

(c) (U) Contractors should refer to FAR Subpart 9.5 for policies and procedures for avoiding,
neutralizing, or mitigating organizational conflicts of interest.

(d) (U) If the Contracting Officer determines that a conflict exists or may occur, he shall advise
the Contractor and take appropriate steps to avoid or otherwise resolve the conflict through the
inclusion of a special agreement clause or other appropriate means. The terms of any special
clause are subject to negotiation.

	H.19	 	(U) SENSITIVE REQUIREMENTS AND PRODUCT HANDLING

[**Redacted**]

	H.20	 	(U) WARRANTY

(U) The Contractor provides a limited warranty for 30 days that the Products delivered will be of
the area of interest ordered and the media used to carry the Products will be free from physical or
material defects. The Contractor’s sole liability shall be to replace the media if the media (not
the software or data encoded thereon) is defective and NGA returns such to the Contractor within 30
days of delivery. WITH THE EXCEPTION OF THE PROCEEDING WARRANTY, AND IRRESPECTIVE OF ANY OTHER
TERM IN THIS CONTRACT TO THE CONTRACT, THE PRODUCTS ARE PROVIDED WITHOUT WARRANTY OF ANY KIND, AND
ALL WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE ARE DISCLAIMED. THE
CONTRACTOR DOES NOT WARRANT THAT THE PRODUCTS WILL MEET NGA’S NEEDS OR EXPECTATIONS, OR THAT
OPERATIONS OF THE PRODUCTS WILL BE ERROR FREE OR UNINTERRUPTED. NO INFORMATION PROVIDED BY THE
CONTRACTOR OR ITS AGENTS, EMPLOYEES, OR ITS RESELLERS OR DISTRIBUTORS SHALL CREATE A WARRANTY, OR
IN ANY WAY INCREASE THE SCOPE OF THIS LIMITED WARRANTY, AND NGA IS NOT ENTITLED TO RELY ON ANY SUCH
INFORMATION. Nothing in this clause impacts the Government’s rights under the inspection and
acceptance clauses of this contract.

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	H.21	 	 (U) EXPORT CONTROL AND ASSIGNMENT OF PERSONNEL

(U) The Contractor shall comply with the restrictions required by Executive Order 12470, the Arms
Export Control Act (Title 22, USC)(Sec 275), the International Traffic in Arms Regulation (ITAR),
or DoD directive 5230.25, Withholding of Unclassified Technical Data from Public Disclosure.

(U) The Contractor shall provide the Contracting Officer the identity of foreign nationals (other
than those lawfully admitted into the U.S. for permanent residence) whom the Contractor intends to
use in support of this contract for Government review no less than 30 calendar days prior to their
proposed start. If the contractor determines an applicable ITAR exemption requires action by the
Government, including but not limited to 22 CFR 125.4(b)(1), the exemption request shall be
provided with submittal of the name. Only foreign nationals approved in writing by the Contracting
Officer shall be permitted to work on this contract.

	H.22	 	(U) EMERGENCIES, DISASTERS, AND HUMANITARIAN EFFORTS

(a) (U) In support of emergencies, disasters, and humanitarian efforts, the NGA may disseminate
and/or post on open web sites imagery licensed under this contract regardless of whether the
recipients are within the NextView license user groups. The imagery will contain the copyright
notice and the NextView license notice. After 30 days, the imagery will be handled in accordance
with the NextView license.

(b) (U) The contractor will be given notice within 24 hours after the start of the
dissemination/posting of imagery under the authority of this clause.

(c) (U) If the contractor does not believe the situation constitutes an emergency, disaster, or
humanitarian effort, the contractor has 24 hours after receiving notice to object to the
dissemination/posting of the imagery under the authority of this clause. If the parties cannot
reach agreement, the matter will be resolved in accordance with the Disputes Clause and the other
terms and conditions of this contract.

	H.23	 	(U) NextView IMAGERY END USER LICENSE AGREEMENT

a. (U) General Terms

1. (U) This clause applies to all unprocessed sensor data and requirements-compliant processed
imagery, imagery services, imagery-derived products and imagery support data licensed under this
Contract. No other clauses related to intellectual property or data rights of any sort shall have
any effect related to the unprocessed sensor data and requirements-compliant processed imagery,
imagery services, imagery-derived products and imagery support data delivered under this Contract.

2. (U) All license rights for use of the unprocessed sensor data and requirements-compliant
processed imagery, imagery services, imagery-derived products and imagery support data provided to
the U.S. Government purchased under this NGA contract are in perpetuity.

3. (U) Licensed users may generate an unlimited number of hardcopies and softcopies of the
unprocessed sensor data and requirements-compliant processed imagery, imagery services,
imagery-derived products and imagery support data for their use.

4. (i) (U) Licensed users may generate any derived product from the licensed unprocessed
sensor data; and requirements-compliant processed imagery, imagery services, imagery-derived
products and imagery support data.

(ii) (U) Unprocessed sensor data and requirements-compliant processed imagery, imagery
services, imagery-derived products and imagery support data licensed under this NGA contract have
no restrictions on use and distribution, but shall contain the copyright markings.

b. (U) Licensed Users

1. (U) The imagery may be used by the U.S. Government (including, all branches, departments,
agencies, and offices).

2. (U) The U.S. Government may provide the imagery to the following organizations:

State Governments

Local Governments

Foreign Governments and inter-governmental organizations

Non-Governmental Organization’s (NGO) and other non-profit organizations

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3. (U) In consideration for the flexibility afforded to the U.S. Government by allowing
unprocessed sensor data and requirements-compliant processed imagery, imagery services,
imagery-derived products and imagery support data to be shared, the United States Government shall
use its reasonable best efforts to minimize the effects on commercial sales. Acquisition and
dissemination of imagery and imagery products collected within the United States shall be
restricted in accordance with law and regulation.

	H.24	 	(U) EXERCISE OF OPTIONS

a. (U) The Government has the unilateral right to exercise any option under this contract by a
contract modification signed by the Contracting Officer. The Government may exercise from time to
time, either in whole or in part, some or all the option CLINs. An option will be exercised by
issuance of a modification prior to the end of the current contract period. [**Redacted**]

b. (U) If exercised, Option CLINs 0101, 0201, 0301, 0401, 0501, 0601, 0701, 0801, and 0901, SLA for
Pixel & Imagery Acquisition/Operations (Baseline Collection Capacity) will be exercised not later
than the last day of the base period or not later than the last day of the subsequent option
period, as appropriate. The Government may exercise the Options under these CLINs only if the
preceding Option CLIN was exercised. The Option level exercised by the Government will dictate the
capacity of the DigitalGlobe constellation.

c. [**Redacted**]

d. [**Redacted**]

e. (U) If exercised, Option CLINs 0104, 0204, 0304, 0404, 0504, 0604, 0704, 0804, and 0904
Value-Added Products and Services will be exercised not later than the last day of the base period
or not later than the last day of the subsequent option period, as appropriate. The Government may
exercise the Options under these CLINs only if the preceding Option CLIN was exercised.

f. (U) If exercised, Option CLINs 0105, 0205, 0305, 0405, 0505, 0605, 0705, 0805, and 0905 Physical
Media Delivery will be exercised not later than the last day of the base period or not later than
the last day of the subsequent option period, as appropriate. The Government may exercise the
Options under these CLINs only if the preceding Option CLIN was exercised.

g. (U) If exercised, Option CLINs 0106, 0206, 0306, 0406, 0506, 0606, 0706, 0806, and 0906 System
Engineering Services Support will be exercised not later than the last day of the base period or
not later than the last day of the subsequent option period, as appropriate. The Government may
exercise the Options under these CLINs only if the preceding Option CLIN was exercised.

	H.25	 	 [**Redacted**]
	 
	H.26	 	[**Redacted**]

	H.27	 	 [**Redacted**]
	 
	H.28	 	[**Redacted**]
	 
	H.29	 	[**Redacted**]
	 
	H.30	 	 [**Redacted**]
	 
	H.31	 	 [**Redacted**]

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(U) SECTION I — Contract Clauses

	I.1	 	(U) FAR 52.204-2 SECURITY REQUIREMENTS. (AUG 1996)
	 
	I.2	 	(U) FAR 52.204-4 PRINTED OR COPIED DOUBLE-SIDED ON RECYCLED PAPER. (AUG 2000)
	 
	I.3	 	(U) FAR 52.204-7 CENTRAL CONTRACTOR REGISTRATION. (APR 2008)
	 
	I.4	 	(U) FAR 52.212-4 CONTRACT TERMS AND CONDITIONS — COMMERCIAL ITEMS. (MAR 2009)
	 
	I.5	 	(U) FAR 52.212-4 CONTRACT TERMS AND CONDITIONS — COMMERCIAL ITEMS. (MAR 2009) — ALTERNATE I
(OCT 2008) (Applicable to CLIN 0x05 and CLIN 0x06 series only)

Fill-in for paragraph (a)(4): [Portion of labor rate attributable to profit: As negotiated

for individual tasks.]

	I.6	 	(U) FAR 52.212-5 CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT STATUTES OR EXECUTIVE
ORDERS—COMMERCIAL ITEMS. (APR 2010)

(a) (U) The Contractor shall comply with the following Federal Acquisition Regulation (FAR)
clauses, which are incorporated in this contract by reference, to implement provisions of law or
Executive orders applicable to acquisitions of commercial items:

(1) 52.222-50, Combating Trafficking in Persons (FEB 2009) (22 U.S.C. 7104(g)).

Alternate I (Aug 2007) of 52.222-50 (22 U.S.C. 7104(g)).

(2) 52.233-3, Protest After Award (AUG 1996) (31 U.S.C. 3553).

(3) 52.233-4, Applicable Law for Breach of Contract Claim (OCT 2004) (Pub. L. 108-77,
108-78).

(b) (U) The Contractor shall comply with the FAR clauses in this paragraph (b) that the Contracting
Officer has indicated as being incorporated in this contract by reference to implement provisions
of law or Executive orders applicable to acquisitions of commercial items: Contracting Officer
check “[X]” as appropriate.

[X] (1) 52.203-6, Restrictions on Subcontractor Sales to the Government (SEP 2006), with
Alternate I (OCT 1995) (41 U.S.C. 253g and 10 U.S.C. 2402).

[X] (2) 52.203-13, Contractor Code of Business Ethics and Conduct (APR 2010)(Pub. L. 110-252,
Title VI, Chapter 1 (41 U.S.C. 251 note)).

[ ] (3) 52.203-15, Whistleblower Protections under the American Recovery and Reinvestment Act of
2009 (MAR 2009) (Section 1553 of Pub. L. 111-5). (Applies to contracts funded by the American
Recovery and Reinvestment Act of 2009.)

[ ] (4) 52.204-11, American Recovery and Reinvestment Act—Reporting Requirements (MAR 2009)
(Pub. L. 111-5).

[ ] (5) 52.219-3, Notice of Total HUBZone Set-Aside (JAN 1999) (15 U.S.C. 657a).

[X] (6) 52.219-4, Notice of Price Evaluation Preference for HUBZone Small Business Concerns (JUL
2005) (if the offeror elects to waive the preference, it shall so indicate in its offer) (15
U.S.C. 657a).

[ ] (7) Reserved.

[ ] (8)(i) 52.219-6, Notice of Total Small Business Set-Aside (JUN 2003) (15 U.S.C. 644).

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[ ] (ii) Alternate I (OCT 1995) of 52.219-6.

[ ] (iii) Alternate II (MAR 2004) of 52.219-6.

[ ] (9)(i) 52.219-7, Notice of Partial Small Business Set-Aside (JUN 2003) (15 U.S.C. 644).

[ ] (ii) Alternate I (OCT 1995) of 52.219-7.

[ ] (iii) Alternate II (MAR 2004) of 52.219-7.

[X] (10) 52.219-8, Utilization of Small Business Concerns (MAY 2004) (15 U.S.C. 637 (d)(2) and
(3)).

[*] (11)(i) 52.219-9, Small Business Subcontracting Plan (APR 2008) (15 U.S.C. 637(d)(4).

	 	 	 
	*	 	See Clause I.34 for DoD Deviation to this Clause.

[ ] (ii) Alternate I (OCT 2001) of 52.219-9.

[ ] (iii) Alternate II (OCT 2001) of 52.219-9.

[ ] (12) 52.219-14, Limitations on Subcontracting (DEC 1996) (15 U.S.C. 637(a)(14)).

[X] (13) 52.219-16, Liquidated Damages—Subcontracting Plan (JAN 1999) (15 U.S.C.
637(d)(4)(F)(i)).

[ ] (14)(i) 52.219-23, Notice of Price Evaluation Adjustment for Small Disadvantaged Business
Concerns (OCT 2008) (10 U.S.C. 2323)(if the offeror elects to waive the adjustment, it shall so
indicate in its offer.)

[ ] (ii) Alternate I (JUN 2003) of 52.219-23.

[ ] (15) 52.219-25, Small Disadvantaged Business Participation Program—Disadvantaged Status and
Reporting (APR 2008) (Pub. L. 103-355, section 7102, and 10 U.S.C. 2323).

[ ] (16) 52.219-26, Small Disadvantaged Business Participation Program—Incentive Subcontracting
(OCT 2000) (Pub. L. 103-355, section 7102, and 10 U.S.C. 2323).

[ ] (17) 52.219-27, Notice of Total Service-Disabled Veteran-Owned Small Business Set-Aside (May
2004)(15 U.S.C. 657 f).

[X] (18) 52.219-28, Post Award Small Business Program Rerepresentation (APR 2009) (15 U.S.C.
632(a)(2)).

[X] (19) 52.222-3, Convict Labor (JUN 2003) (E.O. 11755).

[X] (20) 52.222-19, Child Labor—Cooperation with Authorities and Remedies (AUG 2009) (E.O.
13126).

[X] (21) 52.222-21, Prohibition of Segregated Facilities (FEB 1999).

[X] (22) 52.222-26, Equal Opportunity (MAR 2007) (E.O. 11246).

[X] (23) 52.222-35, Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam
Era, and Other Eligible Veterans (SEP 2006) (38 U.S.C. 4212).

[X] (24) 52.222-36, Affirmative Action for Workers with Disabilities (JUN 1998) (29 U.S.C. 793).

[X] (25) 52.222-37, Employment Reports on Special Disabled Veterans, Veterans of the Vietnam
Era, and Other Eligible Veterans (SEP 2006) (38 U.S.C. 4212).

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[X] (26) 52.222-54, Employment Eligibility Verification (Jan 2009). (Executive Order 12989).
(Not applicable to the acquisition of commercially available off-the-shelf items or certain
other types of commercial items as prescribed in 22.1803.)

[ ] (27)(i) 52.223-9, Estimate of Percentage of Recovered Material Content for EPA-Designated
Items (May 2008) (42 U.S.C. 6962(c)(3)(A)(ii)). (Not applicable to the acquisition of
commercially available off-the-shelf items.)

[ ] (ii) Alternate I (May 2008) of 52.223-9 (42 U.S.C. 6962(i)(2)(C)). (Not applicable to
the acquisition of commercially available off-the-shelf items.)

[ ] (28) 52.223-15, Energy Efficiency in Energy-Consuming Products (DEC 2007) (42 U.S.C. 8259b).

[ ] (29)(i) 52.223-16, IEEE 1680 Standard for the Environmental Assessment of Personal Computer
Products (DEC 2007) (E.O. 13423).

[ ] (ii) Alternate I (DEC 2007) of 52.223-16.

[ ] (30) 52.225-1, Buy American Act — Supplies (FEB 2009) (41 U.S.C. 10a-10d).

[ ] (31)(i) 52.225-3, Buy American Act—Free Trade Agreements—Israeli Trade Act (JUN 2009) (41
U.S.C. 10a-10d, 19 U.S.C. 3301 note, 19 U.S.C. 2112 note, 19 U.S.C. 3805 note, Pub. L. 108-77,
108-78, 108-286, 108-302, 109-53, 109-169, 109-283, and 110-138).

[ ] (ii) Alternate I (JAN 2004) of 52.225-3.

[ ] (iii) Alternate II (JAN 2004) of 52.225-3.

[ ] (32) 52.225-5, Trade Agreements (AUG 2009) (19 U.S.C. 2501, et seq., 19 U.S.C. 3301 note).

[X] (33) 52.225-13, Restrictions on Certain Foreign Purchases (JUN 2008) (E.O.’s, proclamations,
and statutes administered by the Office of Foreign Assets Control of the Department of the
Treasury).

[ ] (34) 52.226-4, Notice of Disaster or Emergency Area Set-Aside (Nov 2007) (42 U.S.C. 5150).

[ ] (35) 52.226-5, Restrictions on Subcontracting Outside Disaster or Emergency Area (Nov 2007)
(42 U.S.C. 5150).

[ ] (36) 52.232-29, Terms for Financing of Purchases of Commercial Items (FEB 2002) (41 U.S.C.
255(f), 10 U.S.C. 2307(f)).

[ ] (37) 52.232-30, Installment Payments for Commercial Items (OCT 1995) (41 U.S.C. 255(f), 10
U.S.C. 2307(f)).

[X] (38) 52.232-33, Payment by Electronic Funds Transfer — Central Contractor Registration (OCT
2003) (31 U.S.C. 3332).

[ ] (39) 52.232-34, Payment by Electronic Funds Transfer — Other than Central Contractor
Registration (MAY 1999) (31 U.S.C. 3332).

[ ] (40) 52.232-36, Payment by Third Party (FEB 2010) (31 U.S.C. 3332).

[X] (41) 52.239-1, Privacy or Security Safeguards (AUG 1996) (5 U.S.C. 552a).

[ ] (42)(i) 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (FEB 2006)
(46 U.S.C. Appx 1241(b) and 10 U.S.C. 2631).

[ ](ii) Alternate I (APR 2003) of 52.247-64

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(c) (U) The Contractor shall comply with the FAR clauses in this paragraph (c), applicable to
commercial services, that the Contracting Officer has indicated as being incorporated in this
contract by reference to implement provisions of law or Executive orders applicable to acquisitions
of commercial items: (Contracting Officer check “[X]” as appropriate.)

[ ] (1) 52.222-41, Service Contract Act of 1965 (NOV 2007) (41 U.S.C. 351, et seq.).

[ ] (2) 52.222-42, Statement of Equivalent Rates for Federal Hires (MAY 1989) (29 U.S.C. 206 and
41 U.S.C. 351, et seq.).

[ ] (3) 52.222-43, Fair Labor Standards Act and Service Contract Act—Price Adjustment (Multiple
Year and Option Contracts) (SEP 2009) (29 U.S.C. 206 and 41 U.S.C. 351, et seq.).

[ ] (4) 52.222-44, Fair Labor Standards Act and Service Contract Act—Price Adjustment (SEP
2009) (29 U.S.C. 206 and 41 U.S.C. 351, et seq.).

[ ] (5) 52.222-51, Exemption from Application of the Service Contract Act to Contracts for
Maintenance, Calibration, or Repair of Certain Equipment—Requirements (NOV 2007) (41 U.S.C.
351, et seq.).

[ ] (6) 52.222-53, Exemption from Application of the Service Contract Act to Contracts for
Certain Services—Requirements (FEB 2009) (41 U.S.C. 351, et seq.).

[ ] (7) 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations. (MAR 2009) (Pub. L.
110-247).

[ ] (8) 52.237-11, Accepting and Dispensing of $1 Coin (SEP 2008) (31 U.S.C. 5112(p)(1)).

(d) (U) Comptroller General Examination of Record. The Contractor shall comply with the provisions
of this paragraph (d) if this contract was awarded using other than sealed bid, is in excess of the
simplified acquisition threshold, and does not contain the clause at 52.215-2, Audit and Records —
Negotiation.

(1) The Comptroller General of the United States, or an authorized representative of the
Comptroller General, shall have access to and right to examine any of the Contractor’s directly
pertinent records involving transactions related to this contract.

(2) The Contractor shall make available at its offices at all reasonable times the records,
materials, and other evidence for examination, audit, or reproduction, until 3 years after final
payment under this contract or for any shorter period specified in FAR Subpart 4.7, Contractor
Records Retention, of the other clauses of this contract. If this contract is completely or
partially terminated, the records relating to the work terminated shall be made available for 3
years after any resulting final termination settlement. Records relating to appeals under the
disputes clause or to litigation or the settlement of claims arising under or relating to this
contract shall be made available until such appeals, litigation, or claims are finally resolved.

(3) As used in this clause, records include books, documents, accounting procedures and
practices, and other data, regardless of type and regardless of form. This does not require the
Contractor to create or maintain any record that the Contractor does not maintain in the ordinary
course of business or pursuant to a provision of law.

(e)(1) (U) Notwithstanding the requirements of the clauses in paragraphs (a), (b), (c), and (d) of
this clause, the Contractor is not required to flow down any FAR clause, other than those in this
paragraph (e)(1) in a subcontract for commercial items. Unless otherwise indicated below, the
extent of the flow down shall be as required by the clause—

(i) 52.203-13, Contractor Code of Business Ethics and Conduct (APR 2010) (Pub. L.
110-252, Title VI, Chapter 1 (41 U.S.C. 251 note)).

(ii) 52.219-8, Utilization of Small Business Concerns (MAY 2004) (15 U.S.C. 637(d)(2) and
(3)), in all
subcontracts that offer further subcontracting opportunities. If the subcontract (except
subcontracts to small business concerns) exceeds $550,000 ($1,000,000 for construction of
any public facility), the subcontractor must include 52.219-8 in lower tier subcontracts
that offer subcontracting opportunities.

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(iii) Reserved.

(iv) 52.222-26, Equal Opportunity (MAR 2007) (E.O. 11246).

(v) 52.222-35, Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam
Era, and Other Eligible Veterans (SEP 2006) (38 U.S.C. 4212).

(vi) 52.222-36, Affirmative Action for Workers with Disabilities (JUN 1998) (29 U.S.C.
793).

(vii) Reserved.

(viii) 52.222-41, Service Contract Act of 1965 (NOV 2007) (41 U.S.C. 351, et seq.).

(ix) 52.222-50, Combating Trafficking in Persons (FEB 2009) (22 U.S.C. 7104(g)).

Alternate I (Aug 2007) of 52.222-50 (22 U.S.C. 7104(g)).

(x) 52.222-51, Exemption from Application of the Service Contract Act to Contracts for
Maintenance, Calibration, or Repair of Certain Equipment—Requirements (NOV 2007) (41
U.S.C. 351, et seq.).

(xi) 52.222-53, Exemption from Application of the Service Contract Act to Contracts for
Certain Services-Requirements (FEB 2009)(41 U.S.C. 351, et seq.).

(xii) 52.222-54, Employment Eligibility Verification (Jan 2009).

(xiii) 52.226-6, Promoting Excess Food Donation to Nonprofit Organizations. (MAR 2009)
(Pub. L. 110-247). Flow down required in accordance with paragraph (e) of FAR clause
52.226-6.

(xiv) 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (FEB 2006)
(46 U.S.C. Appx 1241(b) and 10 U.S.C. 2631). Flow down required in accordance with
paragraph (d) of FAR clause 52.247-64.

(2) While not required, the contractor may include in its subcontracts for commercial items a
minimal number of additional clauses necessary to satisfy its contractual obligations.

	I.7	 	(U) FAR 52.215-21 REQUIREMENTS FOR COST OR PRICING DATA OR INFORMATION OTHER THAN COST OR
PRICING DATA — MODIFICATIONS. (OCT 1997)

	I.8	 	(U) FAR 52.216-22 INDEFINITE QUANTITY. (OCT 1995) (Applicable to CLIN Series 0x04 and 0x05)

(a) (U) This is an indefinite-quantity contract for the supplies or services specified, and
effective for the period stated, in the Schedule. The quantities of supplies and services
specified in the Schedule are estimates only and are not purchased by this contract.

(b) (U) Delivery or performance shall be made only as authorized by orders issued in accordance
with the Ordering clause. The Contractor shall furnish to the Government, when and if ordered, the
supplies or services specified in the Schedule up to and including the quantity designated in the
Schedule as the “maximum.” The Government shall order at least the quantity of supplies or
services designated in the Schedule as the “minimum.”

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(c) (U) Except for any limitations on quantities in the Order Limitations clause or in the
Schedule, there is no limit on the number of orders that may be issued. The Government may issue
orders requiring delivery to multiple destinations or performance at multiple locations.

(d) (U) Any order issued during the effective period of this contract and not completed within that
period shall be completed by the Contractor within the time specified in the order. The contract
shall govern the Contractor’s and Government’s rights and obligations with respect to that order to
the same extent as if the order were completed during the contract’s effective period; provided,
that the Contractor shall not be required to make any deliveries under this contract after April
30, 2022.

	I.9	 	(U) FAR 52.217-9 OPTION TO EXTEND THE TERM OF THE CONTRACT. (MAR 2000)

(a) The Government may extend the term of this contract by written notice to the Contractor within
90 days; provided that the Government gives the Contractor a preliminary written notice of its
intent to extend at least [ ]days (60 days unless a different number of days is inserted) before
the contract expires. The preliminary notice does not commit the Government to an extension.

(b) If the Government exercises this option, the extended contract shall be considered to include
this option clause.

(c) The total duration of this contract, including the exercise of any options under this clause,
shall not exceed 10 years.

	I.10	 	 (U) FAR 52.227-1 AUTHORIZATION AND CONSENT. (DEC 2007) Alternative I (APR 1984)

	I.11	 	     (U) FAR 52.227-2 NOTICE AND ASSISTANCE REGARDING PATENT AND COPYRIGHT INFRINGEMENT. (DEC 2007)
	 
	I.12	 	 (U) FAR 52.232-11 EXTRAS. (APR 1984)
	 
	I.13	 	(U) FAR 52.243-1 CHANGES — FIXED-PRICE. (AUG 1987)
	 
	I.14	 	(U) FAR 52.243-7 NOTIFICATION OF CHANGES. (APR 1984)

(a) (U) Definitions. “Contracting Officer,” as used in this clause, does not include any
representative of the Contracting Officer.

(U) “Specifically Authorized Representative (SAR),” as used in this clause, means any person the
Contracting Officer has so designated by written notice (a copy of which shall be provided to the
Contractor) which shall refer to this paragraph and shall be issued to the designated
representative before the SAR exercises such authority.

(b) (U) Notice. The primary purpose of this clause is to obtain prompt reporting of Government
conduct that the Contractor considers to constitute a change to this contract. Except for changes
identified as such in writing and signed by the Contracting Officer, the Contractor shall notify
the Administrative Contracting Officer in writing promptly, within 7 calendar days (with a copy to
the COR) (to be negotiated) calendar days from the date that the Contractor identifies any
Government conduct (including actions, inactions, and written or oral communications) that the
Contractor regards as a change to the contract terms and conditions. On the basis of the most
accurate information available to the Contractor, the notice shall state

(1) (U) The date, nature, and circumstances of the conduct regarded as a change;

(2) (U) The name, function, and activity of each Government individual and Contractor official
or employee involved in or knowledgeable about such conduct;

(3) (U) The identification of any documents and the substance of any oral communication
involved in such conduct;

(4) (U) In the instance of alleged acceleration of scheduled performance or delivery, the
basis upon which it arose;

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(5) (U) The particular elements of contract performance for which the Contractor may seek an
equitable adjustment under this clause, including —

(i) (U) What contract line items have been or may be affected by the alleged change;

(ii) (U) What labor or materials or both have been or may be added, deleted, or wasted by the
alleged change;

(iii) (U) To the extent practicable, what delay and disruption in the manner and sequence of
performance and effect on continued performance have been or may be caused by the alleged change;

(iv) (U) What adjustments to contract price, delivery schedule, and other provisions affected
by the alleged change are estimated; and

(6) (U) The Contractor’s estimate of the time by which the Government must respond to the
Contractor’s notice to minimize cost, delay or disruption of performance.

(c) (U) Continued performance. Following submission of the notice required by paragraph (b) of
this clause, the Contractor shall diligently continue performance of this contract to the maximum
extent possible in accordance with its terms and conditions as construed by the Contractor, unless
the notice reports a direction of the Contracting Officer or a communication from a SAR of the
Contracting Officer, in either of which events the Contractor shall continue performance; provided,
however, that if the Contractor regards the direction or communication as a change as described in
paragraph (b) of this clause, notice shall be given in the manner provided. All directions,
communications, interpretations, orders and similar actions of the SAR shall be reduced to writing
promptly and copies furnished to the Contractor and to the Contracting Officer. The Contracting
Officer shall promptly countermand any action which exceeds the authority of the SAR.

(d) (U) Government response. The Contracting Officer shall promptly, within [ ] (to be negotiated)
calendar days after receipt of notice, respond to the notice in writing. In responding, the
Contracting Officer shall either —

(1) (U) Confirm that the conduct of which the Contractor gave notice constitutes a change and
when necessary direct the mode of further performance;

(2) (U) Countermand any communication regarded as a change;

(3) (U) Deny that the conduct of which the Contractor gave notice constitutes a change and
when necessary direct the mode of further performance; or

(4) (U) In the event the Contractor’s notice information is inadequate to make a decision
under paragraphs (d)(1), (2), or (3) of this clause, advise the Contractor what additional
information is required, and establish the date by which it should be furnished and the date
thereafter by which the Government will respond.

(e) (U) Equitable adjustments. (1) If the Contracting Officer confirms that Government conduct
effected a change as alleged by the Contractor, and the conduct causes an increase or decrease in
the Contractor’s cost of, or the time required for, performance of any part of the work under this
contract, whether changed or not changed by such conduct, an equitable adjustment shall be made —

(i) (U) In the contract price or delivery schedule or both; and

(ii) (U) In such other provisions of the contract as may be affected.

(2) (U) The contract shall be modified in writing accordingly. In the case of drawings,
designs or specifications which are defective and for which the Government is responsible, the
equitable adjustment shall include the cost and time extension for delay reasonably incurred by the
Contractor in attempting to comply with the defective drawings, designs or specifications before
the Contractor identified, or reasonably should have identified, such defect. When the cost of
property made obsolete or excess as a result of a change confirmed by the Contracting Officer under
this clause is included in the
equitable adjustment, the Contracting Officer shall have the right to prescribe the manner of
disposition of the property. The equitable adjustment shall not include increased costs or time
extensions for delay resulting from the Contractor’s failure to provide notice or to continue
performance as provided, respectively, in paragraphs (b) and (c) of this clause.

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(U) Note: The phrases “contract price” and “cost” wherever they appear in the clause, may be
appropriately modified to apply to cost-reimbursement or incentive contracts, or to combinations
thereof.

	I.15	 	(U) FAR 52.244-6 SUBCONTRACTS FOR COMMERCIAL ITEMS. (APR 2010)

(a) (U) Definitions. As used in this clause—

“Commercial item” has the meaning contained in Federal Acquisition Regulation 2.101, Definitions.

“Subcontract” includes a transfer of commercial items between divisions, subsidiaries, or
affiliates of the Contractor or subcontractor at any tier.

(b) (U) To the maximum extent practicable, the Contractor shall incorporate, and require its
subcontractors at all tiers to incorporate, commercial items or nondevelopmental items as
components of items to be supplied under this contract.

(c)(1) (U) The Contractor shall insert the following clauses in subcontracts for commercial items:

(i) 52.203-13, Contractor Code of Business Ethics and Conduct (Apr 2010) (Pub. L. 110-252,
Title VI, Chapter 1 (41 U.S.C. 251 note)), if the subcontract exceeds $5,000,000 and has a
performance period of more than 120 days. In altering this clause to identify the appropriate
parties, all disclosures of violation of the civil False Claims Act or of Federal criminal law
shall be directed to the agency Office of the Inspector General, with a copy to the Contracting
Officer.

(ii) 52.203-15, Whistleblower Protections Under the American Recovery and Reinvestment Act of
2009 (Section 1553 of Pub. L. 111-5), if the subcontract is funded under the Recovery Act.

(iii) 52.219-8, Utilization of Small Business Concerns (MAY 2004) (15 U.S.C. 637(d)(2) and
(3)), in all subcontracts that offer further subcontracting opportunities. If the subcontract
(except subcontracts to small business concerns) exceeds $550,000 ($1,000,000 for construction of
any public facility), the subcontractor must include 52.219-8 in lower tier subcontracts that
offer subcontracting opportunities.

(iv) 52.222-26, Equal Opportunity (MAR 2007) (E.O. 11246).

(v) 52.222-35, Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era,
and Other Eligible Veterans (SEP 2006) (38 U.S.C. 4212(a)).

(vi) 52.222-36, Affirmative Action for Workers with Disabilities (JUN 1998) (29 U.S.C. 793).

(vii) Reserved.

(viii) 52.222-50, Combating Trafficking in Persons (FEB 2009) (22 U.S.C. 7104(g)).

(ix) 52.247-64, Preference for Privately Owned U.S.-Flag Commercial Vessels (Feb 2006) (46
U.S.C. App. 1241 and 10 U.S.C. 2631), if flow down is required in accordance with paragraph (d) of
FAR clause 52.247-64.

(2) (U) While not required, the Contractor may flow down to subcontracts for commercial items
a minimal number of additional clauses necessary to satisfy its contractual obligations.

(d) (U) The Contractor shall include the terms of this clause, including this paragraph (d), in
subcontracts awarded under this contract.

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	I.16	 	     (U) FAR 52.245-1 GOVERNMENT PROPERTY. (JUN 2007)
	 
	I.17	 	     (U) FAR 52.245-9 USE AND CHARGES. (JUN 2007)
	 
	I.18	 	     (U) FAR 52.252-2 CLAUSES INCORPORATED BY REFERENCE. (FEB 1998)

(U) This contract incorporates one or more clauses by reference, with the same force and effect as
if they were given in full text. Upon request, the Contracting Officer will make their full text
available. Also, the full text of a clause may be accessed electronically at this/these
address(es): http://farsite.hill.af.mil/ vffara.htm and http://farsite.hill.af.mil/ vfdara.htm

	I.19	 	     (U) FAR 52.253-1 COMPUTER GENERATED FORMS. (JAN 1991)
	 
	I.20	 	     (U) DFARS 252.201-7000 CONTRACTING OFFICER’S REPRESENTATIVE. (DEC 1991)
	 
	I.21	 	     (U) DFARS 252.203-7002 REQUIREMENT TO INFORM EMPLOYEES OF WHISTLEBLOWER RIGHTS. (JAN 2009)
	 
	I.22	 	     (U) DFARS 252.204-7000 DISCLOSURE OF INFORMATION. (DEC 1991)

(a) (U) The Contractor shall not release to anyone outside the Contractor’s organization any
unclassified information, regardless of medium (e.g., film, tape, document), pertaining to any part
of this contract or any program related to this contract, unless —

(1) (U) The Contracting Officer has given prior written approval; or

(2) (U) The information is otherwise in the public domain before the date of release.

(b) (U) Requests for approval shall identify the specific information to be released, the medium to
be used, and the purpose for the release. The Contractor shall submit its request to the
Contracting Officer at least 45 days before the proposed date for release.

(c) (U) The Contractor agrees to include a similar requirement in each subcontract under this
contract. Subcontractors shall submit requests for authorization to release through the prime
contractor to the Contracting Officer.

	I.23	 	     (U) DFARS 252.204-7003 CONTROL OF GOVERNMENT PERSONNEL WORK PRODUCT. (APR 1992)
	 
	I.24	 	     (U) DFARS 252.204-7004 ALTERNATE A, CENTRAL CONTRACTOR REGISTRATION. (SEP 2007)

(a) (U) Definitions. As used in this clause—

(U) “Central Contractor Registration (CCR) database” means the primary Government repository for
contractor information required for the conduct of business with the Government.

(U) “Commercial and Government Entity (CAGE) code” means—

(1) (U) A code assigned by the Defense Logistics Information Service (DLIS) to identify a
commercial or Government entity; or

(2) (U) A code assigned by a member of the North Atlantic Treaty Organization that DLIS
records and maintains in the CAGE master file. This type of code is known as an “NCAGE code.”

(U) “Data Universal Numbering System (DUNS) number” means the 9-digit number assigned by Dun and
Bradstreet, Inc. (D&B) to identify unique business entities.

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(U) Data Universal Numbering System +4 (DUNS+4) number” means the DUNS number assigned by D&B plus
a 4-character suffix that may be assigned by a business concern. (D&B has no affiliation with this
4-character suffix.) This 4-character suffix may be assigned at the discretion of the business
concern to establish additional CCR records for identifying alternative Electronic Funds Transfer
(EFT) accounts (see Subpart 32.11 of the Federal Acquisition Regulation) for the same parent
concern.

(U) “Registered in the CCR database” means that—

(1) (U) The Contractor has entered all mandatory information, including the DUNS number or the
DUNS+4 number, into the CCR database;

(2) (U) The Contractor’s CAGE code is in the CCR database; and

(3) (U) The Government has validated all mandatory data fields, to include validation of the
Taxpayer Identification Number (TIN) with the Internal Revenue Service, and has marked the records
“Active.” The Contractor will be required to provide consent for TIN validation to the Government
as part of the CCR registration process.

	I.25	 	     (U) DFARS 252.204-7005 ORAL ATTESTATION OF SECURITY RESPONSIBILITIES. (NOV 2001)
	 
	I.26	 	     (U) DFARS 252.204-7006 BILLING INSTRUCTIONS. (OCT 2005)
	 
	I.27	 	     (U) DFARS 252.209-7004 SUBCONTRACTING WITH FIRMS THAT ARE OWNED OR CONTROLLED BY THE GOVERNMENT OF A TERRORIST COUNTRY.
(DEC 2006)
	 
	I.28	 	     (U) DFARS 252.212-7001 CONTRACT TERMS AND CONDITIONS REQUIRED TO IMPLEMENT STATUTES OR EXECUTIVE ORDERS APPLICABLE TO
DEFENSE ACQUISITIONS OF COMMERCIAL ITEMS (APR 2010)

(a) (U) The Contractor agrees to comply with the following Federal Acquisition Regulation (FAR)
clause which, if checked, is included in this contract by reference to implement a provision of law
applicable to acquisitions of commercial items or components.

[X] 52.203-3, Gratuities (APR 1984) (10 U.S.C. 2207).

(b) (U) The Contractor agrees to comply with any clause that is checked on the following list of
Defense FAR Supplement clauses which, if checked, is included in this contract by reference to
implement provisions of law or Executive orders applicable to acquisitions of commercial items or
components.

(1) [X] 252.203-7000, Requirements Relating to Compensation of Former DoD Officials (JAN 2009)
(Section 847 of Pub. L. 110-181).

(2) [ ] 252.205-7000, Provision of Information to Cooperative Agreement Holders (DEC 1991) (10
U.S.C. 2416).

(3) [X *] 252.219-7003, Small Business Subcontracting Plan (DoD Contracts) (APR 2007) (15 U.S.C.
637).

	 	 	 
	*	 	See Clause I.34 for DoD Deviation to this Clause.

(4) [X *] 252.219-7004, Small Business Subcontracting Plan (Test Program) (AUG 2008) (15 U.S.C.
637 note).

	 	 	 
	*	 	See Clause I.34 for DoD Deviation to this Clause.

(5) [ ] 252.225-7001, Buy American Act and Balance of Payments Program (JAN 2009) (41 U.S.C.
10a-10d, E.O. 10582).

(6) [ ] 252.225-7008, Restriction on Acquisition of Specialty Metals (JUL 2009) (10 U.S.C.
2533b).

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(7) [ ] 252.225-7009, Restriction on Acquisition of Certain Articles Containing Specialty Metals
(JUL 2009) (10 U.S.C. 2533b).

(8) [X] 252.225-7012, Preference for Certain Domestic Commodities (DEC 2008) (10 U.S.C. 2533a).

(9) [ ] 252.225-7015, Restriction on Acquisition of Hand or Measuring Tools (JUN 2005) (10
U.S.C. 2533a).

(10) [ ] 252.225-7016, Restriction on Acquisition of Ball and Roller Bearings (MAR 2006)
(Section 8065 of Public Law 107-117 and the same restriction in subsequent DoD appropriations
acts).

(11)(i) [X] 252.225-7021, Trade Agreements (NOV 2009) (19 U.S.C. 2501-2518 and 19 U.S.C. 3301
note).

(ii) [ ] Alternate I (SEP 2008).

(12) [ ] 252.225-7027, Restriction on Contingent Fees for Foreign Military Sales (APR 2003) (22
U.S.C. 2779).

(13) [ ] 252.225-7028, Exclusionary Policies and Practices of Foreign Governments (APR 2003) (22
U.S.C. 2755).

(14)(i) [ ] 252.225-7036, Buy American Act—Free Trade Agreements—Balance of Payments Program
(JUL 2009) (41 U.S.C. 10a-10d and 19 U.S.C. 3301 note).

(ii) [ ] Alternate I (JUL 2009) of 252.225-7036.

(15) [ ] 252.225-7038, Restriction on Acquisition of Air Circuit Breakers (JUN 2005) (10 U.S.C.
2534(a)(3)).

(16) [X] 252.226-7001, Utilization of Indian Organizations, Indian-Owned Economic Enterprises,
and Native Hawaiian Small Business Concerns (SEP 2004) (Section 8021 of Pub. L. 107-248 and
similar sections in subsequent DoD appropriations acts).

(17) [X] 252.227-7015, Technical Data—Commercial Items (NOV 1995) (10 U.S.C. 2320).

(18) [X] 252.227-7037, Validation of Restrictive Markings on Technical Data (SEP 1999) (10
U.S.C. 2321).

(19) [X] 252.232-7003, Electronic Submission of Payment Requests and Receiving Reports (MAR
2008) (10 U.S.C. 2227).

(20) [X] 252.237-7019, Training for Contractor Personnel Interacting with Detainees (SEP 2006)
(Section 1092 of Public Law 108-375).

(21) [X] 252.243-7002, Requests for Equitable Adjustment (MAR 1998) (10 U.S.C. 2410).

(22) [ ] 252.247-7003, Pass-Through of Motor Carrier Fuel Surcharge Adjustment to the Cost
Bearer (JUL 2009) (Section 884 of Public Law 110-417).

(23)(i) [X] 252.247-7023, Transportation of Supplies by Sea (MAY 2002) (10 U.S.C. 2631).

(ii) [ ] Alternate I (MAR 2000) of 252.247-7023.

(iii) [ ] Alternate II (MAR 2000) of 252.247-7023.

(iv) [ ] Alternate III (MAY 2002) of 252.247-7023.

(24) [ ] 252.247-7024, Notification of Transportation of Supplies by Sea (MAR 2000) (10 U.S.C.
2631).

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(c) (U) In addition to the clauses listed in paragraph (e) of the Contract Terms and Conditions
Required to Implement Statutes or Executive Orders—Commercial Items clause of this contract (FAR
52.212-5), the Contractor shall include the terms of the following clauses, if applicable, in
subcontracts for commercial items or commercial components, awarded at any tier under this
contract:

(1) 252.237-7019, Training for Contractor Personnel Interacting with Detainees (SEP 2006)
(Section 1092 of Public Law 108-375).

(2) 252.247-7003, Pass-Through of Motor Carrier Fuel Surcharge Adjustment to the Cost Bearer
(JUL 2009) (Section 884 of Public Law 110-417).

(3) 252.247-7023, Transportation of Supplies by Sea (MAY 2002) (10 U.S.C. 2631).

(4) 252.247-7024, Notification of Transportation of Supplies by Sea (MAR 2000) (10 U.S.C.
2631).

	I.29	 	     (U) DFARS 252.227-7013 RIGHTS IN TECHNICAL DATA—NONCOMMERCIAL ITEMS. (NOV 1995)
[**Redacted**]

	 	 	 
	*	 	(U) See Contract Attachment 5, List of Data Delivered with Government Purpose
Rights, and Contract Attachment 6, List of Data with Limited Rights.

	I.30	 	     (U) DFARS 252.227-7014 RIGHTS IN NONCOMMERCIAL COMPUTER SOFTWARE AND NONCOMMERCIAL COMPUTER
SOFTWARE DOCUMENTATION. (JUN 1995) [**Redacted**]

	 	 	 
	*	 	(U) See Contract Attachment 5, List of Data Delivered with Government Purpose
Rights, and Contract Attachment 6, List of Data with Limited Rights.

	I.31	 	     (U) DFARS 252.232-7007 LIMITATION OF GOVERNMENT’S OBLIGATION. (MAY 2006)

(a) (U) Contract line item(s) (See Section B, Total Contract Price/Total Contract Funding)
through (See Section B, Total Contract Price/Total Contract Funding) are incrementally
funded. For these item(s), the sum of $(See Section B, Total Contract Price/Total Contract
Funding) of the total price is presently available for payment and allotted to this contract.
An allotment schedule is set forth in paragraph (j) of this clause.

(b) (U) For item(s) identified in paragraph (a) of this clause, the Contractor agrees to perform up
to the point at which the total amount payable by the Government, including reimbursement in the
event of termination of those item(s) for the Government’s convenience, approximates the total
amount currently allotted to the contract. The Contractor is not authorized to continue work on
those item(s) beyond that point. The Government will not be obligated in any event to reimburse
the Contractor in excess of the amount allotted to the contract for those item(s) regardless of
anything to the contrary in the clause entitled “Termination for Convenience of the Government.”
As used in this clause, the total amount payable by the Government in the event of termination of
applicable contract line item(s) for convenience includes cost, profit, and estimated termination
settlement costs for those items(s).

(c) (U) Notwithstanding the dates specified in the allotment schedule in paragraph (j) of this
clause, the Contractor will notify the Contracting Officer in writing at least ninety days prior to
the date when, in the Contractor’s best judgment, the work will reach the point at which the total
amount payable by the Government, including any cost for termination for convenience, will
approximate 85 percent of the total amount then allotted to the contract for performance of the
applicable item(s). The notification will state (1) the estimated date when that point will be
reached and (2) an estimate of additional funding, if any, needed to continue performance of
applicable line items up to the next scheduled date for allotment of funds identified in paragraph
(j) of this clause, or to a mutually agreed upon substitute date. The notification will also
advise the Contracting Officer of the estimated amount of additional funds that will be required
for the timely performance of the item(s) funded pursuant to this clause, for subsequent period as
may be specified in the allotment schedule in paragraph (j) of this clause, or otherwise agreed to
by the parties. If after such notification additional funds are not allotted by the date
identified in the Contractor’s notification, or by an agreed substitute date, the Contracting
Officer will terminate any item(s) for which additional funds have not be allotted, pursuant to the
clause of this contract entitled “Termination for Convenience of the Government.”

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(d) (U) When additional funds are allotted for continued performance of the contract line item(s)
identified in paragraph (a) of this clause the parties will agree as to the period of contract
performance which will be covered by the funds. The provisions of paragraph (b) through (d) of
this clause will apply in like manner to the additional allotted funds and agreed substitute date,
and the contract will be modified accordingly.

(e) (U) If, solely by reason of failure of the Government to allot additional funds, by the dates
indicated below, in amounts sufficient for timely performance of the contract line item(s)
identified in paragraph (a) of this clause, the Contractor incurs additional costs or is delayed in
the performance of the work under this contract and if additional funds are allotted, an equitable
adjustment will be made in the price or prices (including appropriate target, billing, and ceiling
prices where applicable) of the item(s), or in the time of delivery, or both. Failure to agree to
any such equitable adjustment hereunder will be a dispute concerning a question of fact within the
meaning of the clause entitled “Disputes.”

(f) (U) The Government may at any time prior to termination allot additional funds for the
performance of the contract line item(s) identified in paragraph (a) of this clause.

(g) (U) The termination provisions of this clause do not limit the rights of the Government under
the clause entitled “Default.” The provisions of this clause are limited to the work and allotment
of funds for the contract line item(s) set forth in paragraph (a) of this clause. This clause no
longer applies once the contract is fully funded except with regard to the rights or obligations of
the parties concerning equitable adjustments negotiated under paragraphs (d) or (e) of this clause.

(h) (U) Nothing in this clause affects the right of the Government to terminate this contract
pursuant to the clause of this contract entitled “Termination for Convenience of the Government.”

(i) (U) Nothing in this clause shall be construed as authorization of voluntary services whose
acceptance is otherwise prohibited under 31 U.S.C. 1342.

(j) (U) The parties contemplate that the Government will allot funds to this contract in accordance
with the following schedule: Quarterly by Government Fiscal Year.

	I.32	 	     (U) DFARS 252.232-7010 LEVIES ON CONTRACT PAYMENTS. (DEC 2006)
	 
	I.33	 	     (U) DFARS 252.243-7001 NOTICE OF CONTRACT MODIFICATIONS. (DEC 1991)
	 
	I.34	 	     (U) SUBCONTRACTING REPORTING SYSTEM

(U) In accordance with DoD Class Deviation 2008-O0008 dated 12 Feb 2009, as stated in DFARS
219.708(b)(1)(B), the following clauses are authorized for use in lieu of the FAR and DFARS
clauses. The full text of all the below Deviation Clauses may be obtained using the link to the
Class Deviation provided at DFARS 219.708(b)(1)(B).

a. (U) In reference to FAR Clause provided at I.6, FAR 52.212-5(b)(11); 52.219-9, Small Business
Subcontracting Plan (DEVIATION) applies in lieu of FAR Clause 52.219-9, Small Business
Subcontracting Plan (APR 2008).

b. (U) In reference to DFARS Clause provided at I.27, 252.212-7001(c)(3); 252.219-7003, Small
Business Subcontracting Plan (DoD Contracts)(DEVIATION) applies in lieu of 252.219-7003, Small
Business Subcontracting Plan (DoD Contracts).

c. (U) In reference to DFARS Clause provided at I.27, 252.212-7001(c)(4); use 252.219-7004, Small
Business Subcontracting Plan (Test Program) applies in lieu of 252.219-7004, Small Business
Subcontracting Plan (Test Program) (AUG 2008).

d. (U) All the above clauses that apply are incorporated by reference.

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	U) SECTION J — List of Documents Exhibits and Other Attachments

	J.1	 	 (U) LIST OF DOCUMENTS, EXHIBITS, AND OTHER ATTACHMENTS

This Table is UNCLASSIFIED

	 	 	 	 	 	 	 
	Attachment	 	Description	 	Date
	 	1	 	 	EnhancedView Imagery Acquisition Statement of Work (SOW) (CLASSIFIED)

	 	June 28, 2010
	 	2	 	 	DD Form 254, Contract Security Classification Specification, Revision 1

	 	January 27, 2010
	 	3	 	 	Government Furnished Property List (to be determined based on Offeror’s proposal)

	 	July 6, 2010
	 	4	 	 	Small Business Subcontracting Plan (to be provided by Offeror)

	 	July 6, 2010
	 	5	 	 	List of Data Delivered with Government Purpose Rights (to be provided by Offeror)

	 	July 6, 2010
	 	6	 	 	List of Data with Limited Rights (to be provided by Offeror)

	 	July 6, 2010
	 	7	 	 	Nondisclosure Agreement
	 	 

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	SOLICITATION/CONTRACT/ORDER FOR COMMERCIAL ITEMS
OFFEROR TO COMPLETE BLOCKS 12, 17, 23, 24, & 30
1. REQUISITION NUMBER PAGE 1 OF
2. CONTRACT NO. 3. AWARD/EFFECTIVE
DATE
4. ORDER NUMBER 5. SOLICITATION NUMBER 6. SOLICITATION ISSUE
DATE
7. FOR SOLICITATION
INFORMATION CALL:
a. NAME b. TELEPHONE NUMBER (No collect
calls)
8. OFFER DUE DATE/
LOCAL TIME
9. ISSUED BY
13b. RATING
14. METHOD OF SOLICITATION
CODE
15. DELIVER TO 16. ADMINISTERED BY CODE
17a. CONTRACTOR/ 18a. PAYMENT WILL BE MADE BY CODE
OFFEROR
CODE
FACILITY
CODE
CODE
TELEPHONE NO.
17b. CHECK IF REMITTANCE IS DIFFERENT AND PUT SUCH ADDRESS IN
OFFER
18b. SUBMIT INVOICES TO ADDRESS SHOWN IN BLOCK 18a UNLESS BLOCK
BELOW IS CHECKED
RFQ IFB RFP
SEE ADDENDUM
19.
ITEM NO.
20.
SCHEDULE OF SUPPLIES/SERVICES
21.
QUANTITY
22.
UNIT
23.
UNIT PRICE
24.
AMOUNT
(Use Reverse and/or Attach Additional Sheets as Necessary)
25. ACCOUNTING AND APPROPRIATION DATA 26. TOTAL AWARD AMOUNT (For Govt. Use Only)
28. CONTRACTOR IS REQUIRED TO SIGN THIS DOCUMENT AND RETURN
COPIES TO ISSUING OFFICE. CONTRACTOR AGREES TO FURNISH AND
DELIVER ALL ITEMS SET FORTH OR OTHERWISE IDENTIFIED ABOVE AND ON ANY
ADDITIONAL SHEETS SUBJECT TO THE TERMS AND CONDITIONS SPECIFIED
29. AWARD OF CONTRACT: REF. OFFER
DATED . . YOUR OFFER ON SOLICITATION
(BLOCK 5), INCLUDING ANY ADDITIONS OR CHANGES WHICH ARE
SET FORTH HEREIN, IS ACCEPTED AS TO ITEMS:
30a. SIGNATURE OF OFFEROR/CONTRACTOR
30b. NAME AND TITLE OF SIGNER (Type or print) 30c. DATE SIGNED
31a. UNITED STATES OF AMERICA (SIGNATURE OF CONTRACTING OFFICER)
31b. NAME OF CONTRACTING OFFICER (Type or print) 31c. DATE SIGNED
AUTHORIZED FOR LOCAL REPRODUCTION
PREVIOUS EDITION IS NOT USABLE
STANDARD FORM 1449 (REV. 3/2005)
Prescribed by GSA — FAR (48 CFR) 53.212
10. THIS ACQUISITION IS
UNRESTRICTED OR
NAICS:
SIZE STANDARD:
13a. THIS CONTRACT IS A
RATED ORDER UNDER
DPAS (15 CFR 700)
SET ASIDE: % FOR:
SMALL BUSINESS
HUBZONE SMALL
BUSINESS
SERVICE-DISABLED VETERANOWNED
SMALL BUSINESS
EMERGING SMALL
BUSINESS
8 (A)
11. DELIVERY FOR FOB DESTINATION
UNLESS BLOCK IS
MARKED
SEE SCHEDULE
12. DISCOUNT TERMS
ARE ARE NOT ATTACHED
ARE ARE NOT ATTACHED
27a. SOLICITATION INCORPORATES BY REFERENCE FAR 52.212-1, 52.212-4. FAR 52.212-3 AND 52.212-5 ARE
ATTACHED. ADDENDA
27b. CONTRACT/PURCHASE ORDER INCORPORATES BY REFERENCE FAR 52.212-4. FAR 52.212-5 IS ATTACHED.
ADDENDA
See Schedule
HM021010C0002 HM021009R0002
[**Redacted**] [**Redacted**]
HM0210
Net 30 DOA7
See Statement of Work [**Redacted**]
1CGQ7
DIGITALGLOBE, INC. [**Redacted**]
Tax ID Number: 31-1420852
DUNS Number: 789638418
ENHANCEDVIEW IMAGERY ACQUISITION CONTRACT
1 UNCLASSIFIED
Commercial Satellite Imagery — Service Level Agreement
For Pixel & Imagery Acquisition/Operations (Baseline
Collection Capacity).
CLIN VALUE$250,000,000.00 Continued . . .
See Section G
1
541360
$4.5
08/06/2010
08/06/2010 05/14/2010
ED
SEESOW
[**Redacted**]
880300
[**Redacted**]
[**Redacted**]
[**Redacted**]
[**Redacted**]
[**Redacted**] [**Redacted**] [**Redacted**]
[**Redacted**]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00180-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00180-of-00352.parquet"}]]