Document:

EX-4.3

 Exhibit 4.3 

EXECUTION VERSION 
  

 
  

REGISTRATION RIGHTS AGREEMENT 

Dated as of December 17, 2013 

Among 
 TESORO LOGISTICS LP, 

TESORO LOGISTICS FINANCE CORP., 

THE GUARANTORS LISTED ON SCHEDULE I HERETO 

and 
 WELLS FARGO SECURITIES, LLC

 As Representative for the Initial Purchasers 

5.875% Senior Notes due 2020 
  

 
  

 REGISTRATION RIGHTS AGREEMENT 

This Registration Rights Agreement (this “Agreement”) is dated as of December 17, 2013, among TESORO LOGISTICS LP, a
limited partnership organized under the laws of Delaware (the “Partnership”), TESORO LOGISTICS FINANCE CORP., a Delaware corporation (together with the Partnership, the “Issuers”), the guarantors of the Senior Notes
(as defined below) listed on Schedule I hereto (the “Guarantors”) and WELLS FARGO SECURITIES, LLC as the representative (the “Representative”) of the several initial purchasers (the “Initial
Purchasers”) named on Schedule I to the Purchase Agreement (as defined below). 
 This Agreement is entered into in
connection with the Purchase Agreement, dated December 12, 2013 (the “Purchase Agreement”), by and among the Issuers, the Guarantors and the Representative, which provides for, among other things, the sale by the Issuers to the
Initial Purchasers of $250,000,000 aggregate principal amount of their 5.875% Senior Notes due 2020 (the “Senior Notes”), which will be guaranteed by the Guarantors. Pursuant to the Purchase Agreement and the Indenture (as defined
below), the Guarantors are required to guarantee (collectively, the “Guarantees”) the Issuers’ obligations under the Senior Notes and the Indenture. References to the “Securities” shall mean one or more Senior
Notes and the Guarantees thereof. In order to induce the Initial Purchasers to enter into the Purchase Agreement, the Issuers have agreed to provide the registration rights set forth in this Agreement for the benefit of the Initial Purchasers and
any subsequent holder or holders of the Securities. The execution and delivery of this Agreement is a condition to the Initial Purchasers’ obligations under the Purchase Agreement. 

The parties hereby agree as follows: 

1. Definitions 

As used in this Agreement, the following terms shall have the following meanings: 

Additional Interest: See Section 5(a) hereof. 

Advice: See the last paragraph of Section 6 hereof. 

Agreement: See the introductory paragraphs hereto. 

Applicable Period: See Section 2(b) hereof. 

Business Day: Shall have the meaning ascribed to such term in Rule 14d-1 under the Exchange Act. 

Effectiveness Date: With respect to any Shelf Registration Statement, the
90th day after the Filing Date with respect thereto; provided, however, that if the Effectiveness Date would otherwise fall on a day that is not a Business Day, then the
Effectiveness Date shall be the next succeeding Business Day. 
 Effectiveness Period: See Section 3(a) hereof.

 Event Date: See Section 5(b) hereof. 

Exchange Act: The Securities Exchange Act of 1934, as amended, and the rules and regulations of the SEC promulgated
thereunder. 
 Exchange Notes: See Section 2(a) hereof. 

Exchange Offer: See Section 2(a) hereof. 

Exchange Offer Registration Statement: See Section 2(a) hereof. 

Exchange Securities: See Section 2(a) hereof. 

Filing Date: The 90th day after the delivery of a Shelf Notice as
required pursuant to Section 2(c) hereof; provided, however, that if the Filing Date would otherwise fall on a day that is not a Business Day, then the Filing Date shall be the next succeeding Business Day. 

FINRA: See Section 6(r) hereof. 

Guarantees: See the introductory paragraphs hereto. 

Guarantors: See the introductory paragraphs hereto. 

Holder: Any holder of a Registrable Security or Registrable Securities. 

Indenture: The indenture, dated as of September 14, 2012 (the “Base Indenture”) as supplemented by
the supplemental indenture dated the date hereof, among the Issuers, the Guarantors and U.S. Bank National Association, as trustee, pursuant to which the Senior Notes, as amended or supplemented from time to time in accordance with the terms
thereof. 
 Information: See Section 6(n) hereof. 

Initial Purchasers: See the introductory paragraphs hereto. 

Initial Shelf Registration: See Section 3(a) hereof. 

Inspectors: See Section 6(n) hereof. 

Issue Date: December 17, 2013, the date of original issuance of the Senior Notes. 

Issuers: See the introductory paragraphs hereto. 

New Guarantees: See Section 2(a) hereof. 

Participant: See Section 8(a) hereof. 

Participating Broker-Dealer: See Section 2(b) hereof. 

  
 -2- 

 Person: An individual, trustee, corporation, partnership, limited
liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. 

Private Exchange: See Section 2(b) hereof. 

Private Exchange Notes: See Section 2(b) hereof. 

Prospectus: The prospectus included in any Registration Statement (including, without limitation, any prospectus subject
to completion and a prospectus that includes any information previously omitted from a prospectus filed as part of an effective registration statement in reliance upon Rule 430A and Rule 430C under the Securities Act), as amended or supplemented by
any prospectus supplement, and all other amendments and supplements to the Prospectus, including post-effective amendments, and all material incorporated by reference or deemed to be incorporated by reference in such Prospectus. 

Purchase Agreement: See the introductory paragraphs hereof. 

Records: See Section 6(n) hereof. 

Registrable Securities: Each Security upon its original issuance and at all times subsequent thereto, each Exchange
Security as to which Section 2(d)(iv) hereof is applicable upon original issuance and at all times subsequent thereto and each Private Exchange Note (and the related Guarantees) upon original issuance thereof and at all times subsequent
thereto, until, in each case, the earliest to occur of (i) a Registration Statement (other than, with respect to any Exchange Securities as to which Section 2(d)(iv) hereof is applicable, the Exchange Offer Registration Statement) covering
such Security, Exchange Security or Private Exchange Note (and the related Guarantees) has been declared effective by the SEC and such Security, Exchange Security or such Private Exchange Note (and the related Guarantees), as the case may be, has
been disposed of in accordance with such effective Registration Statement, (ii) such Security has been exchanged pursuant to the Exchange Offer for an Exchange Security or Exchange Securities that may be resold without restriction under state
and federal securities laws or (iii) such Security, Exchange Security or Private Exchange Note (and the related Guarantees), as the case may be, ceases to be outstanding for purposes of the Indenture. 

Registration Statement: Any registration statement of the Issuers that covers any of the Securities, the Exchange
Securities or the Private Exchange Notes (and the related Guarantees) filed with the SEC under the Securities Act, including, in each case, the Prospectus, amendments and supplements to such registration statement, including post-effective
amendments, all exhibits, and all material incorporated by reference or deemed to be incorporated by reference in such registration statement. 

Rule 144: Rule 144 under the Securities Act. 

Rule 144A: Rule 144A under the Securities Act. 

  
 -3- 

 Rule 405: Rule 405 under the Securities Act. 

Rule 415: Rule 415 under the Securities Act. 

Rule 424: Rule 424 under the Securities Act. 

SEC: The U.S. Securities and Exchange Commission. 

Securities: See the introductory paragraphs hereto. 

Securities Act: The Securities Act of 1933, as amended, and the rules and regulations of the SEC promulgated thereunder.

 Senior Notes: See the introductory paragraphs hereto. 

Shelf Notice: See Section 2(c) hereof. 

Shelf Registration: See Section 3(b) hereof. 

Shelf Registration Statement: Any Registration Statement relating to a Shelf Registration. 

Shelf Suspension Period: See Section 3(a) hereof. 

Subsequent Shelf Registration: See Section 3(b) hereof. 

TIA: The Trust Indenture Act of 1939, as amended. 

Trustee: (i) The trustee under the Indenture and (ii) the trustee under any indenture(s) (if different)
governing the Exchange Securities and Private Exchange Notes (and the related Guarantees). 
 Underwritten registration or
underwritten offering: A registration in which securities of the Issuers are sold to an underwriter for reoffering to the public. 

Except as otherwise specifically provided, all references in this Agreement to acts, laws, statutes, rules, regulations,
releases, forms, no-action letters and other regulatory requirements (collectively, “Regulatory Requirements”) shall be deemed to refer also to any amendments thereto and all subsequent Regulatory Requirements adopted as a
replacement thereto having substantially the same effect therewith; provided that Rule 144 shall not be deemed to amend or replace Rule 144A. 

2. Exchange Offer 

(a) Unless the Exchange Offer would violate applicable law or any applicable interpretation of the staff of the SEC, the
Issuers and the Guarantors shall use commercially reasonable efforts to file with the SEC a Registration Statement (the “Exchange Offer Registration Statement”) on an appropriate registration form with respect to a registered offer
(the “Exchange Offer”) to exchange any and all of the 

  
 -4- 

 
Registrable Securities for a like aggregate principal amount of debt securities of the Issuers (the “Exchange Notes”), guaranteed, to the extent applicable, on an unsecured
senior basis by the Guarantors (the “New Guarantees” and, together with the Exchange Notes, the “Exchange Securities”), that are identical in all material respects to the Senior Notes except that (i) the
Exchange Notes shall contain no restrictive legend thereon, (ii) interest thereon shall accrue from the last date on which interest was paid on the Senior Notes and (iii) the Exchange Securities shall be entitled to the benefits of the
Indenture or a trust indenture which is identical in all material respects to the Indenture (other than such changes to the Indenture or any such identical trust indenture as are necessary to comply with the TIA) and which, in either case, has been
qualified under the TIA. The Exchange Offer shall comply with all applicable tender offer rules and regulations under the Exchange Act and other applicable laws. The Issuers and the Guarantors shall use commercially reasonable efforts to
(x) prepare and file with the SEC the Exchange Offer Registration Statement with respect to the Exchange Offer; (y) keep the Exchange Offer open for at least 20 Business Days (or longer if required by applicable law) after the date that
notice of the Exchange Offer is mailed to Holders; and (z) consummate the Exchange Offer on or prior to the 365th day following the Issue Date. 

Each Holder (including, without limitation, each Participating Broker-Dealer) that participates in the Exchange Offer, as a
condition to participation in the Exchange Offer, will be required to represent to the Issuers in writing (which may be contained in the applicable letter of transmittal) that: (i) any Exchange Securities acquired in exchange for Registrable
Securities tendered are being acquired in the ordinary course of business of the Person receiving such Exchange Securities, whether or not such recipient is such Holder itself; (ii) at the time of the commencement or consummation of the
Exchange Offer neither such Holder nor, to the actual knowledge of such Holder, any other Person receiving Exchange Securities from such Holder has an arrangement or understanding with any Person to participate in the distribution (within the
meaning of the Securities Act) of the Exchange Securities in violation of the provisions of the Securities Act; (iii) neither the Holder nor, to the actual knowledge of such Holder, any other Person receiving Exchange Securities from such
Holder is an “affiliate” (as defined in Rule 405) of an Issuer or, if it is an affiliate of an Issuer, it will comply with the registration and prospectus delivery requirements of the Securities Act to the extent applicable and will
provide information to be included in the Shelf Registration Statement in accordance with Section 6 hereof in order to have their Securities included in the Shelf Registration Statement and benefit from the provisions regarding Additional
Interest in Section 5 hereof; (iv) if such Holder is not a broker-dealer, neither such Holder nor, to the actual knowledge of such Holder, any other Person receiving Exchange Securities from such Holder is engaging in or intends to engage
in a distribution of the Exchange Securities; and (v) if such Holder is a Participating Broker-Dealer, such Holder has acquired the Registrable Securities for its own account in exchange for Securities that were acquired as a result of
market-making activities or other trading activities and that it will comply with the applicable provisions of the Securities Act (including, but not limited to, the prospectus delivery requirements thereunder). 

  
 -5- 

 Upon consummation of the Exchange Offer in accordance with this Section 2,
the provisions of this Agreement shall continue to apply, mutatis mutandis, solely with respect to Registrable Securities that are Private Exchange Notes (and the related Guarantees), Exchange Securities as to which
Section 2(c)(iv) is applicable and Exchange Securities held by Participating Broker-Dealers, and the Issuers shall have no further obligation to register Registrable Securities (other than Private Exchange Notes (and the related Guarantees) and
Exchange Securities as to which clause 2(d)(iv) hereof applies) pursuant to Section 3 hereof. 
 (b) The Issuers shall
include within the Prospectus contained in the Exchange Offer Registration Statement a section entitled “Plan of Distribution,” which shall contain a summary statement of the positions taken or policies made by the staff of the SEC with
respect to the potential “underwriter” status of any broker-dealer that is the “beneficial owner” (as defined in Rule 13d-3 under the Exchange Act) of Exchange Notes received by such broker-dealer in the Exchange Offer (a
“Participating Broker-Dealer”), whether such positions or policies have been publicly disseminated by the staff of the SEC or such positions or policies represent the prevailing views of the staff of the SEC. Such “Plan of
Distribution” section shall also expressly permit, to the extent permitted by applicable policies and regulations of the SEC, the use of the Prospectus by all Participating Broker-Dealers, and include a statement describing the means by which
Participating Broker-Dealers may resell the Exchange Securities in compliance with the Securities Act. 
 The Issuers and the
Guarantors shall use commercially reasonable efforts to keep the Exchange Offer Registration Statement effective and to amend and supplement the Prospectus contained therein in order to permit such Prospectus to be lawfully delivered by all Persons
subject to the prospectus delivery requirements of the Securities Act for such period of time as is necessary to comply with applicable law in connection with any resale of the Exchange Securities; provided, however, that such period
shall not be required to exceed 90 days, such longer period if extended pursuant to the last paragraph of Section 6 hereof (the “Applicable Period”). 

If, prior to consummation of the Exchange Offer, the Initial Purchasers hold any Senior Notes acquired by them that have the
status of an unsold allotment in the initial distribution, the Issuers, upon the request of the Initial Purchasers, shall simultaneously with the delivery of the Exchange Notes issue and deliver to the Initial Purchasers, in exchange (the
“Private Exchange”) for such Senior Notes held by any such Holder, a like principal amount of notes (the “Private Exchange Notes”) of the Issuers, guaranteed by the Guarantors, that are identical in all material
respects to the Exchange Notes except for the placement of a restrictive legend on such Private Exchange Notes. The Private Exchange Notes shall be issued pursuant to the same indenture as the Exchange Notes and bear the same CUSIP number as the
Exchange Notes if permitted by the CUSIP Service Bureau. 
 In connection with the Exchange Offer, the Issuers shall: 

(1) mail, or cause to be mailed, to each Holder of record entitled to participate in the Exchange Offer a copy of the
Prospectus forming part of the Exchange Offer Registration Statement, together with an appropriate letter of transmittal and related documents; 

  
 -6- 

 (2) use their respective reasonable best efforts to keep the Exchange Offer open
for at least 20 Business Days from the date that notice of the Exchange Offer is mailed to Holders (or longer if required by applicable law); 

(3) utilize the services of a depositary for the Exchange Offer with an address in the Borough of Manhattan, The City of New
York or in Wilmington, Delaware; 
 (4) permit Holders to withdraw tendered Senior Notes at any time prior to the close of
business, New York time, on the last Business Day on which the Exchange Offer remains open; and 
 (5) otherwise comply in
all material respects with all laws, rules and regulations applicable to the Exchange Offer. 
 As soon as practicable after
the close of the Exchange Offer and any Private Exchange, the Issuers shall: 
 (1) accept for exchange all Registrable
Securities validly tendered and not validly withdrawn pursuant to the Exchange Offer and any Private Exchange; 
 (2) deliver
to the applicable Trustee for cancellation all Registrable Securities so accepted for exchange; and 
 (3) cause the
applicable Trustee to authenticate and deliver promptly to each Holder of Senior Notes, Exchange Notes or Private Exchange Notes, as the case may be, equal in principal amount to the Senior Notes of such Holder so accepted for exchange;
provided that, in the case of any Senior Notes held in global form by a depositary, authentication and delivery to such depositary of one or more replacement Senior Notes in global form in an equivalent principal amount thereto for the
account of such Holders in accordance with the Indenture shall satisfy such authentication and delivery requirement. 
 The
Exchange Offer and the Private Exchange shall not be subject to any conditions, other than that (i) the Exchange Offer or Private Exchange, as the case may be, does not violate applicable law or any applicable interpretation of the staff of the
SEC; (ii) no action or proceeding shall have been instituted or threatened in any court or by any governmental agency which might materially impair the ability of the Issuers to proceed with the Exchange Offer or the Private Exchange, and no
material adverse development shall have occurred in any existing action or proceeding with respect to the Issuers; and (iii) all governmental approvals shall have been obtained, which approvals the Issuers deem necessary for the consummation of
the Exchange Offer or Private Exchange. 
 (c) The Exchange Securities and the Private Exchange Notes (and related
guarantees) shall be issued under (i) the Indenture or (ii) an indenture identical in all material respects to the Indenture and which, in either case, has been qualified under the TIA or is exempt from such qualification and shall provide
that the Exchange Securities shall not be subject to the transfer restrictions set forth in the Indenture. The Indenture or such indenture shall provide that the Exchange Notes, the Private Exchange Notes and the Senior Notes outstanding shall vote
and consent together on all matters as one class and that none of the Exchange Notes, the Private Exchange Notes or the Senior Notes outstanding will have the right to vote or consent as a separate class on any matter. 

  
 -7- 

 (d) If, (i) because of any change in law or in currently prevailing
interpretations of the staff of the SEC, the Issuers are not permitted to effect the Exchange Offer, (ii) the Exchange Offer is not consummated within 365 days of the Issue Date, (iii) any holder of Private Exchange Notes so requests in
writing to the Issuers at any time within 30 days after the consummation of the Exchange Offer, or (iv) in the case of any Holder that participates in the Exchange Offer, such Holder does not receive Exchange Securities on the date of the
exchange that may be sold without restriction under state and federal securities laws (other than due solely to the status of such Holder as an affiliate of the Issuers within the meaning of the Securities Act) and so notifies the Issuers within 30
days after such Holder first becomes aware of such restrictions, in the case of each of clauses (i) to and including (iv) of this sentence, then the Issuers shall promptly deliver to the applicable Trustee (to deliver to the Holders)
written notice thereof (the “Shelf Notice”) and shall file a Shelf Registration pursuant to Section 3 hereof. 
 3.
Shelf Registration 
 If at any time a Shelf Notice is delivered as contemplated by Section 2(d) hereof, then:

 (a) Shelf Registration. The Issuers shall promptly file with the SEC a Registration Statement for an offering to be
made on a continuous basis pursuant to Rule 415 covering all of the Registrable Securities (the “Initial Shelf Registration”). The Issuers and the Guarantors shall use reasonable best efforts to file with the SEC the Initial Shelf
Registration on or prior to the Filing Date. The Initial Shelf Registration shall be on Form S-1 or another appropriate form permitting registration of such Registrable Securities for resale by Holders in the manner or manners designated by them
(including, without limitation, one or more underwritten offerings). 
 The Issuers and the Guarantors shall use commercially
reasonable efforts to cause the Shelf Registration to be declared effective under the Securities Act on or prior to the Effectiveness Date and to keep the Initial Shelf Registration continuously effective under the Securities Act until the earliest
of (i) two years after the Issue Date, (ii) such shorter period ending when all Registrable Securities covered by the Initial Shelf Registration have been sold in the manner set forth and as contemplated in the Initial Shelf Registration
or, if applicable, a Subsequent Shelf Registration or (iii) the date upon which all Registrable Securities are resold to the public pursuant to Rule 144 (the “Effectiveness Period”); provided, however, that the
Effectiveness Period in respect of the Initial Shelf Registration shall be extended to the extent required to permit dealers to comply with the applicable prospectus delivery requirements of Rule 174 under the Securities Act and as otherwise
provided herein. Notwithstanding anything to the contrary in this Agreement, at any time, the Issuers may delay the filing of any Initial Shelf 

  
 -8- 

 
Registration Statement or delay or suspend the effectiveness thereof, for a reasonable period of time, but not in excess of 60 consecutive days or more than three (3) times during any
calendar year (each, a “Shelf Suspension Period”), if the Boards of Directors of the Issuers determine reasonably and in good faith that the filing of any such Initial Shelf Registration Statement or the continuing effectiveness
thereof would require the disclosure of non-public material information that, in the reasonable judgment of the Boards of Directors of the Issuers, would be detrimental to the Issuers if so disclosed or would otherwise materially adversely affect a
financing, acquisition, disposition, merger or other material transaction or such action is required by applicable law. 

(b) Withdrawal of Stop Orders; Subsequent Shelf Registrations. If the Initial Shelf Registration or any Subsequent Shelf
Registration ceases to be effective for any reason at any time during the Effectiveness Period (other than because of the sale of all of the Securities registered thereunder), the Issuers and the Guarantors shall use commercially reasonable efforts
to obtain the prompt withdrawal of any order suspending the effectiveness thereof, and in any event shall file an additional Shelf Registration Statement pursuant to Rule 415 covering all of the Registrable Securities covered by and not sold under
the Initial Shelf Registration or an earlier Subsequent Shelf Registration (each, a “Subsequent Shelf Registration”). If a Subsequent Shelf Registration is filed, the Issuers shall use commercially reasonable efforts to cause the
Subsequent Shelf Registration to be declared effective under the Securities Act as soon as practicable after such filing and to keep such subsequent Shelf Registration continuously effective for a period equal to the number of days in the
Effectiveness Period less the aggregate number of days during which the Initial Shelf Registration or any Subsequent Shelf Registration was previously continuously effective. As used herein the term “Shelf Registration” means the
Initial Shelf Registration and any Subsequent Shelf Registration. 
 (c) Supplements and Amendments. The Issuers shall
promptly supplement and amend the Shelf Registration if required by the rules, regulations or instructions applicable to the registration form used for such Shelf Registration, if required by the Securities Act, or if reasonably requested by the
Holders of a majority in aggregate principal amount of the Registrable Securities (or their counsel) covered by such Registration Statement with respect to the information included therein with respect to one or more of such Holders, or, if
reasonably requested by any underwriter of such Registrable Securities, with respect to the information included therein with respect to such underwriter. 

4. [Reserved]. 
 5.
Additional Interest 
 (a) The Issuers, the Guarantors and the Initial Purchasers agree that the Holders will suffer
damages if the Issuers or the Guarantors fail to fulfill their respective obligations under Section 2 or Section 3 hereof and that it would not be feasible to 

  
 -9- 

 
ascertain the extent of such damages with precision. Accordingly, the Issuers and the Guarantors agree to pay, jointly and severally, as liquidated damages, additional interest on the Senior
Notes (“Additional Interest”) if (A) the Issuers have neither (i) exchanged Exchange Securities for all Securities validly tendered in accordance with the terms of the Exchange Offer nor (ii) had a Shelf Registration
Statement declared effective, in either case on or prior to the 365th day after the Issue Date, (B) notwithstanding clause (A), the Issuers are required to file a Shelf Registration Statement
and such Shelf Registration Statement is not declared effective on or prior to the 365th day after the date such Shelf Registration Statement filing was requested or required or (C), if
applicable, a Shelf Registration has been declared effective and such Shelf Registration ceases to be effective at any time during the Effectiveness Period (other than because of the sale of all of the Securities registered thereunder), then
Additional Interest shall accrue on the principal amount of the Senior Notes at a rate of 0.25% per annum (which rate will be increased by an additional 0.25% per annum for each subsequent 90-day period that elapses, provided that
the aggregate increase in such annual interest rate may in no event exceed 1.00% per annum) (such Additional Interest to be calculated by the Issuers) commencing on the (x) 366th day
after the Issue Date, in the case of (A) above, (y) the 366th day after the date such Shelf Registration Statement filing was requested or required in the case of (B) above or
(z) the day such Shelf Registration ceases to be effective in the case of (C) above; provided, however, that upon the exchange of the Exchange Securities for all Securities tendered (in the case of clause (A) of this
Section 5), upon the effectiveness of the applicable Shelf Registration Statement (in the case of (B) of this Section 5), or upon the effectiveness of the applicable Shelf Registration Statement which had ceased to remain effective
(in the case of (C) of this Section 5), Additional Interest on the Senior Notes in respect of which such events relate as a result of such clause (or the relevant subclause thereof), as the case may be, shall cease to accrue.
Notwithstanding any other provisions of this Section 5, the Issuers shall not be obligated to pay Additional Interest provided in Section 5(a)(B) during a Shelf Suspension Period permitted by Section 3(a) hereof; provided, that
no Additional Interest shall accrue on the Senior Notes following the second anniversary of the Issue Date. 
 (b) The
Issuers shall notify the applicable Trustee within one business day after each and every date on which an event occurs in respect of which Additional Interest is required to be paid (an “Event Date”). Any amounts of Additional
Interest due pursuant to (a) of this Section 5 will be payable in cash semiannually on the payment dates stated in the Indenture (to the holders of record on the record dates stated in the Indenture immediately preceding such dates),
commencing with the first such date occurring after any such Additional Interest commences to accrue. The amount of Additional Interest will be determined by the Issuers by multiplying the applicable Additional Interest rate by the principal amount
of the Registrable Securities, multiplied by a fraction, the numerator of which is the number of days such Additional Interest rate was applicable during such period (determined on the basis of a 360 day year comprised of twelve 30 day months and,
in the case of a partial month, the actual number of days elapsed), and the denominator of which is 360. 

  
 -10- 

 6. Registration Procedures 

In connection with the filing of any Registration Statement pursuant to Section 2 or 3 hereof, the Issuers shall effect
such registrations to permit the sale of the securities covered thereby in accordance with the intended method or methods of disposition thereof, and pursuant thereto and in connection with any Registration Statement filed by the Issuers hereunder
the Issuers and the Guarantors shall: 
 (a) Prepare and file with the SEC (prior to the applicable Filing Date in the case
of a Shelf Registration), a Registration Statement or Registration Statements as prescribed by Section 2 or 3 hereof, and use reasonable best efforts to cause each such Registration Statement to become effective and remain effective as provided
herein; provided, however, that if (1) such filing is pursuant to Section 3 hereof or (2) a Prospectus contained in the Exchange Offer Registration Statement filed pursuant to Section 2 hereof is required to be
delivered under the Securities Act by any Participating Broker-Dealer who seeks to sell Exchange Securities during the Applicable Period relating thereto from whom the Issuers have received prior written notice that it will be a Participating
Broker-Dealer in the Exchange Offer, before filing any Registration Statement or Prospectus or any amendments or supplements thereto, the Issuers shall furnish to and afford counsel for the Holders of the Registrable Securities covered by such
Registration Statement (with respect to a Registration Statement filed pursuant to Section 3 hereof) or counsel for such Participating Broker-Dealer (with respect to any such Registration Statement), as the case may be, and counsel to the
managing underwriters, if any, a reasonable opportunity to review copies of all such documents (including copies of any documents to be incorporated by reference therein and all exhibits thereto) proposed to be filed (in each case at least three
business days prior to such filing). The Issuers shall not file any Registration Statement or Prospectus or any amendments or supplements thereto if the Holders of a majority in aggregate principal amount of the Registrable Securities covered by
such Registration Statement, their counsel, or the managing underwriters, if any, shall reasonably object. 
 (b) Prepare and
file with the SEC such amendments and post-effective amendments to each Shelf Registration Statement or Exchange Offer Registration Statement, as the case may be, as may be necessary to keep such Registration Statement continuously effective for the
Effectiveness Period, the Applicable Period or until consummation of the Exchange Offer, as the case may be; cause the related Prospectus to be supplemented by any Prospectus supplement required by applicable law, and as so supplemented to be filed
pursuant to Rule 424; and comply with the provisions of the Securities Act and the Exchange Act applicable to it with respect to the disposition of all securities covered by such Registration Statement as so amended or in such Prospectus as so
supplemented and with respect to the subsequent resale of any securities being sold by an Participating Broker-Dealer covered by any such Prospectus in all material respects. The Issuers and the Guarantors shall be deemed not to have used reasonable
best efforts to keep a Registration Statement effective if they voluntarily take any 

  
 -11- 

 
action that is reasonably expected to result in selling Holders of the Registrable Securities covered thereby or Participating Broker-Dealers seeking to sell Exchange Securities not being able to
sell such Registrable Securities or such Exchange Securities during that period unless such action is required by applicable law or permitted by this Agreement. 

(c) If (1) a Shelf Registration is filed pursuant to Section 3 hereof or (2) a Prospectus contained in the
Exchange Offer Registration Statement filed pursuant to Section 2 hereof is required to be delivered under the Securities Act by any Participating Broker-Dealer who seeks to sell Exchange Securities during the Applicable Period relating thereto
from whom the Issuers have received written notice that it will be a Participating Broker-Dealer in the Exchange Offer, notify the selling Holders of Registrable Securities (with respect to a Registration Statement filed pursuant to Section 3
hereof), or each such Participating Broker-Dealer (with respect to any such Registration Statement), as the case may be, their counsel and the managing underwriters, if any, promptly (but in any event within three Business Days), and confirm such
notice in writing, (i) when a Prospectus or any Prospectus supplement or post-effective amendment has been filed, and, with respect to a Registration Statement or any post-effective amendment, when the same has become effective under the
Securities Act (including in such notice a written statement that any Holder may, upon request, obtain, at the sole expense of the Issuers, one conformed copy of such Registration Statement or post-effective amendment including financial statements
and schedules, documents incorporated or deemed to be incorporated by reference and exhibits), (ii) of the issuance by the SEC of any stop order suspending the effectiveness of a Registration Statement or of any order preventing or suspending
the use of any preliminary prospectus or the initiation of any proceedings for that purpose, (iii) if at any time when a prospectus is required by the Securities Act to be delivered in connection with sales of the Registrable Securities or
resales of Exchange Securities by Participating Broker-Dealers the representations and warranties of the Issuers contained in any agreement (including any underwriting agreement) contemplated by Section 6(m) hereof cease to be true and correct,
(iv) of the receipt by the Issuers of any notification with respect to the suspension of the qualification or exemption from qualification of a Registration Statement or any of the Registrable Securities or the Exchange Securities to be sold by
any Participating Broker-Dealer for offer or sale in any jurisdiction, or the initiation or threatening of any proceeding for such purpose, (v) of the happening of any event, the existence of any condition or any information becoming known that
makes any statement made in such Registration Statement or related Prospectus or any document incorporated or deemed to be incorporated therein by reference untrue in any material respect or that requires the making of any changes in or amendments
or supplements to such Registration Statement, Prospectus or documents so that, in the case of the Registration Statement, it will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein
or necessary to make the statements therein not misleading, and that in the case of the Prospectus, it will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or

  
 -12- 

 
necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading, and (vi) of the Issuers’ determination that a post-effective
amendment to a Registration Statement would be appropriate. 
 (d) Use reasonable best efforts to prevent the issuance of any
order suspending the effectiveness of a Registration Statement or of any order preventing or suspending the use of a Prospectus or suspending the qualification (or exemption from qualification) of any of the Registrable Securities or the Exchange
Securities to be sold by any Participating Broker-Dealer, for sale in any jurisdiction. 
 (e) If a Shelf Registration is
filed pursuant to Section 3 and if requested during the Effectiveness Period by the managing underwriter or underwriters (if any) or the Holders of a majority in aggregate principal amount of the Registrable Securities being sold in connection
with an underwritten offering, (i) as promptly as practicable incorporate in a prospectus supplement or post-effective amendment such information as the managing underwriter or underwriters (if any), such Holders or counsel for either of them
reasonably request to be included therein, (ii) make all required filings of such prospectus supplement or such post-effective amendment as soon as practicable after the Issuers have received notification of the matters to be incorporated in
such prospectus supplement or post-effective amendment, and (iii) supplement or make amendments to such Registration Statement. 

(f) If (1) a Shelf Registration is filed pursuant to Section 3 hereof, or (2) a Prospectus contained in the
Exchange Offer Registration Statement filed pursuant to Section 2 hereof is required to be delivered under the Securities Act by any Participating Broker-Dealer who seeks to sell Exchange Securities during the Applicable Period, furnish to each
selling Holder of Registrable Securities (with respect to a Registration Statement filed pursuant to Section 3 hereof) and to each such Participating Broker-Dealer who so requests (with respect to any such Registration Statement) and to their
respective counsel and each managing underwriter, if any, at the sole expense of the Issuers, one conformed copy of the Registration Statement or Registration Statements and each post-effective amendment thereto, including financial statements and
schedules, and, if requested, all documents incorporated or deemed to be incorporated therein by reference and all exhibits. 

(g) If (1) a Shelf Registration is filed pursuant to Section 3 hereof, or (2) a Prospectus contained in the
Exchange Offer Registration Statement filed pursuant to Section 2 hereof is required to be delivered under the Securities Act by any Participating Broker-Dealer who seeks to sell Exchange Securities during the Applicable Period, deliver to each
selling Holder of Registrable Securities (with respect to a Registration Statement filed pursuant to Section 3 hereof), or each such Participating Broker-Dealer (with respect to any such Registration Statement), as the case may be, their
respective counsel, and the underwriters, if any, at the sole expense of the Issuers, as many copies of the Prospectus or 

  
 -13- 

 
Prospectuses (including each form of preliminary prospectus) and each amendment or supplement thereto and any documents incorporated by reference therein as such Persons may reasonably request;
and, subject to the last paragraph of this Section 6, the Issuers hereby consent to the use of such Prospectus and each amendment or supplement thereto by each of the selling Holders of Registrable Securities or each such Participating
Broker-Dealer, as the case may be, and the underwriters or agents, if any, and dealers, if any, in connection with the offering and sale of the Registrable Securities covered by, or the sale by Participating Broker-Dealers of the Exchange Securities
pursuant to, such Prospectus and any amendment or supplement thereto. 
 (h) Prior to any public offering of Registrable
Securities or any delivery of a Prospectus contained in the Exchange Offer Registration Statement by any Participating Broker-Dealer who seeks to sell Exchange Securities during the Applicable Period, use reasonable best efforts to register or
qualify, and to cooperate with the selling Holders of Registrable Securities or each such Participating Broker-Dealer, as the case may be, the managing underwriter or underwriters, if any, and their respective counsel in connection with the
registration or qualification (or exemption from such registration or qualification) of such Registrable Securities for offer and sale under the securities or Blue Sky laws of such jurisdictions within the United States as any selling Holder,
Participating Broker-Dealer, or the managing underwriter or underwriters reasonably request in writing; provided, however, that where Exchange Securities held by Participating Broker-Dealers or Registrable Securities are offered other
than through an underwritten offering, the Issuers agree to cause their counsel to perform Blue Sky investigations and file registrations and qualifications required to be filed pursuant to this Section 6(h), keep each such registration or
qualification (or exemption therefrom) effective during the period such Registration Statement is required to be kept effective and do any and all other acts or things necessary or advisable to enable the disposition in such jurisdictions of the
Exchange Securities held by Participating Broker-Dealers or the Registrable Securities covered by the applicable Registration Statement; provided, however, that the Issuers shall not be required to (A) qualify generally to do
business in any jurisdiction where they are not then so qualified, (B) take any action that would subject them to general service of process in any such jurisdiction where they are not then so subject or (C) subject themselves to taxation
in excess of a nominal dollar amount in any such jurisdiction where they are not then so subject. 
 (i) If a Shelf
Registration is filed pursuant to Section 3 hereof, cooperate with the selling Holders of Registrable Securities and the managing underwriter or underwriters, if any, to facilitate the timely preparation and delivery of certificates
representing Registrable Securities to be sold, which certificates shall not bear any restrictive legends and shall be in a form eligible for deposit with The Depository Trust Company; and enable such Registrable Securities to be in such
denominations (subject to applicable requirements contained in the Indenture) and registered in such names as the managing underwriter or underwriters, if any, or Holders may request. 

  
 -14- 

 (j) Use reasonable best efforts to cause the Registrable Securities covered by
the Registration Statement to be registered with or approved by such other U.S. governmental agencies or authorities as may be necessary to enable the seller or sellers thereof or the underwriter or underwriters, if any, to consummate the
disposition of such Registrable Securities, except as may be required solely as a consequence of the nature of such selling Holder’s business, in which case the Issuers will cooperate in all respects with the filing of such Registration
Statement and the granting of such approvals. 
 (k) If (1) a Shelf Registration is filed pursuant to Section 3
hereof, or (2) a Prospectus contained in the Exchange Offer Registration Statement filed pursuant to Section 2 hereof is required to be delivered under the Securities Act by any Participating Broker-Dealer who seeks to sell Exchange
Securities during the Applicable Period, upon the occurrence of any event contemplated by paragraph 6(c)(v) or 6(c)(vi) hereof, as promptly as practicable prepare and (subject to Section 6(a) hereof) file with the SEC, at the sole expense of
the Issuers, a supplement or post-effective amendment to the Registration Statement or a supplement to the related Prospectus or any document incorporated therein by reference, or file any other required document so that, as thereafter delivered to
the purchasers of the Registrable Securities being sold thereunder (with respect to a Registration Statement filed pursuant to Section 3 hereof) or to the purchasers of the Exchange Securities to whom such Prospectus will be delivered by a
Participating Broker-Dealer (with respect to any such Registration Statement), any such Prospectus will not contain an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the
statements therein, in the light of the circumstances under which they were made, not misleading. 
 (l) Prior to the
effective date of the first Registration Statement relating to the Registrable Securities, (i) provide the applicable Trustee with certificates for the Registrable Securities in a form eligible for deposit with The Depository Trust Company and
(ii) provide a CUSIP number for the Registrable Securities, which the Issuers shall use their reasonable best efforts to cause to be the same as the CUSIP number for the exchange notes issued by the Issuers on September 13, 2013 pursuant
to the Base Indenture. 
 (m) In connection with any underwritten offering of Registrable Securities pursuant to a Shelf
Registration, enter into an underwriting agreement as is customary in underwritten offerings of debt securities similar to the Securities (including, without limitation, a customary condition to the obligations of the underwriters that the
underwriters shall have received “cold comfort” letters and updates thereof in form, scope and substance reasonably satisfactory to the managing underwriter or underwriters from the independent certified public accountants of the Issuers
(and, if necessary, any other independent certified 

  
 -15- 

 
public accountants of the Issuers, or of any business acquired by the Issuers, for which financial statements and financial data are, or are required to be, included or incorporated by reference
in the Registration Statement), addressed to each of the underwriters, such letters to be in customary form and covering matters of the type customarily covered in “cold comfort” letters in connection with underwritten offerings of debt
securities similar to the Securities), and take all such other actions as are reasonably requested by the managing underwriter or underwriters in order to expedite or facilitate the registration or the disposition of such Registrable Securities and,
in such connection, (i) make such representations and warranties to, and covenants with, the underwriters with respect to the business of the Issuers (including any acquired business, properties or entity, if applicable), and the Registration
Statement, Prospectus and documents, if any, incorporated or deemed to be incorporated by reference therein, in each case, as are customarily made by Issuers to underwriters in underwritten offerings of debt securities similar to the Securities, and
confirm the same in writing if and when requested; (ii) obtain the written opinions of counsel to the Issuers, and written updates thereof in form, scope and substance reasonably satisfactory to the managing underwriter or underwriters,
addressed to the underwriters covering the matters customarily covered in opinions reasonably requested in underwritten offerings; and (iii) if an underwriting agreement is entered into, the same shall contain indemnification provisions and
procedures no less favorable to the sellers and underwriters, if any, than those set forth in Section 8 hereof (or such other provisions and procedures reasonably acceptable to Holders of a majority in aggregate principal amount of Registrable
Securities covered by such Registration Statement and the managing underwriter or underwriters or agents, if any). The above shall be done at each closing under such underwriting agreement, or as and to the extent required thereunder. 

(n) If (1) a Shelf Registration is filed pursuant to Section 3 hereof, or (2) a Prospectus contained in the
Exchange Offer Registration Statement filed pursuant to Section 2 hereof is required to be delivered under the Securities Act by any Participating Broker-Dealer who seeks to sell Exchange Securities during the Applicable Period, make available
for inspection by any Initial Purchaser, any selling Holder of such Registrable Securities being sold (with respect to a Registration Statement filed pursuant to Section 3 hereof), or each such Participating Broker-Dealer, as the case may be,
any underwriter participating in any such disposition of Registrable Securities, if any, and any attorney, accountant or other agent retained by any such selling Holder or each such Participating Broker-Dealer (with respect to any such Registration
Statement), as the case may be, or underwriter (any such Initial Purchasers, Holders, Participating Broker-Dealers, underwriters, attorneys, accountants or agents, collectively, the “Inspectors”), upon written request, at the
offices where normally kept, during reasonable business hours, all pertinent financial and other records, pertinent corporate documents and instruments of the Issuers and subsidiaries of the Issuers (collectively, the “Records”), as
shall be reasonably necessary to enable them to exercise any applicable due diligence responsibilities, and cause the officers, directors and employees of the Issuers and any of its subsidiaries to 

  
 -16- 

 
supply all information (“Information”) reasonably requested by any such Inspector in connection with such due diligence responsibilities. Each Inspector shall agree in writing
that it will keep the Records and Information confidential, to use the Information only for due diligence purposes, to abstain from using the Information as the basis for any market transactions in Securities of the Issuers and that it will not
disclose any of the Records or Information that the Issuers determine, in good faith, to be confidential and notifies the Inspectors in writing are confidential unless (i) the disclosure of such Records or Information is necessary to avoid or
correct a misstatement or omission in such Registration Statement or Prospectus, (ii) the release of such Records or Information is ordered pursuant to a subpoena or other order from a court of competent jurisdiction, (iii) disclosure of
such Records or Information is necessary or advisable, in the opinion of counsel for any Inspector, in connection with any action, claim, suit or proceeding, directly or indirectly, involving or potentially involving such Inspector and arising out
of, based upon, relating to, or involving this Agreement or the Purchase Agreement, or any transactions contemplated hereby or thereby or arising hereunder or thereunder, or (iv) the information in such Records or Information has been made
generally available to the public other than by an Inspector or an “affiliate” (as defined in Rule 405) thereof; provided, however, that prior notice shall be provided as soon as practicable to the Issuers of the potential
disclosure of any information by such Inspector pursuant to clauses (i) or (ii) of this sentence to permit the Issuers to obtain a protective order (or waive the provisions of this paragraph (n)) and that such Inspector shall take such
actions as are reasonably necessary to protect the confidentiality of such information (if practicable) to the extent such action is otherwise not inconsistent with, an impairment of or in derogation of the rights and interests of the Holder or any
Inspector. 
 (o) Provide an indenture trustee for the Registrable Securities or the Exchange Securities, as the case may be,
and cause the Indenture or the trust indentures provided for in Section 2(a) hereof, as the case may be, to be qualified under the TIA not later than the effective date of the first Registration Statement relating to the Registrable Securities;
and in connection therewith, cooperate with the trustee under any such indentures and the Holders of the Registrable Securities, to effect such changes (if any) to such indentures as may be required for such indentures to be so qualified in
accordance with the terms of the TIA; and execute, and use its commercially reasonable best efforts to cause such trustee to execute, all documents as may be required to effect such changes, and all other forms and documents required to be filed
with the SEC to enable such indenture to be so qualified in a timely manner. 
 (p) Comply in all material respects with all
applicable rules and regulations of the SEC and make generally available to its securityholders with regard to any applicable Registration Statement, a consolidated earning statement satisfying the provisions of Section 11(a) of the Securities
Act and Rule 158 thereunder (or any similar rule promulgated under the Securities Act) no later than 45 days after the end of any fiscal quarter (or 90 days after the end of any 12-month 

  
 -17- 

 
period if such period is a fiscal year) (i) commencing at the end of any fiscal quarter in which Registrable Securities are sold to underwriters in a firm commitment or best efforts
underwritten offering and (ii) if not sold to underwriters in such an offering, commencing on the first day of the first fiscal quarter of the Partnership, after the effective date of a Registration Statement, which statements shall cover said
12-month periods; provided that this requirement shall be deemed satisfied by the Issuers complying with Section 4.03 of the Indenture. 

(q) Upon consummation of the Exchange Offer or a Private Exchange, obtain an opinion of counsel to the Issuers, in a form
customary for underwritten transactions, addressed to the applicable Trustee for the benefit of all Holders of Registrable Securities participating in the Exchange Offer or the Private Exchange, as the case may be, that the Exchange Securities or
Private Exchange Notes (and the related Guarantees), as the case may be, the related guarantee and the related indenture constitute legal, valid and binding obligations of the Issuers and the Guarantors, as applicable, enforceable against the
Issuers and the Guarantors, as applicable, in accordance with their respective terms, subject to customary exceptions and qualifications. If the Exchange Offer or a Private Exchange is to be consummated, upon delivery of the Registrable Securities
by Holders to the Issuers (or to such other Person as directed by the Issuers), in exchange for the Exchange Securities or the Private Exchange Notes (and the related Guarantees), as the case may be, the Issuers shall mark, or cause to be marked, on
such Registrable Securities that such Registrable Securities are being cancelled in exchange for the Exchange Securities or the Private Exchange Notes (and the related Guarantees), as the case may be; in no event shall such Registrable Securities be
marked as paid or otherwise satisfied. 
 (r) Use reasonable efforts to cooperate with each seller of Registrable Securities
covered by any Registration Statement and each underwriter, if any, participating in the disposition of such Registrable Securities and their respective counsel in connection with any filings required to be made with the Financial Industry
Regulatory Authority Inc. (“FINRA”). 
 (s) Use reasonable best efforts to take all other steps reasonably
necessary to effect the registration of the Exchange Securities and/or Registrable Securities covered by a Registration Statement contemplated hereby. 

The Issuers may require each seller of Registrable Securities as to which any registration is being effected to furnish to the
Issuers such information regarding such seller and the distribution of such Registrable Securities as the Issuers may, from time to time, reasonably request. The Issuers may exclude from such registration the Registrable Securities of any seller so
long as such seller fails to furnish such information within a reasonable time after receiving such request. Each seller as to which any Shelf Registration is being effected agrees to furnish promptly to the Issuers all information required to be
disclosed in order to make the information previously furnished to the Issuers by such seller not materially misleading. 

  
 -18- 

 If any such Registration Statement refers to any Holder by name or otherwise as
the holder of any securities of the Issuers, then such Holder shall have the right to require (i) the insertion therein of language, in form and substance reasonably satisfactory to such Holder, to the effect that the holding by such Holder of
such securities is not to be construed as a recommendation by such Holder of the investment quality of the securities covered thereby and that such holding does not imply that such Holder will assist in meeting any future financial requirements of
the Issuers, or (ii) in the event that such reference to such Holder by name or otherwise is not required by the Securities Act or any similar federal statute then in force, the deletion of the reference to such Holder in any amendment or
supplement to the Registration Statement filed or prepared subsequent to the time that such reference ceases to be required. 

Each Holder of Registrable Securities and each Participating Broker-Dealer agrees by its acquisition of such Registrable
Securities or Exchange Securities to be sold by such Participating Broker-Dealer, as the case may be, that, upon actual receipt of any notice from the Issuers of the happening of any event of the kind described in Section 6(c)(ii), 6(c)(iv),
6(c)(v), or 6(c)(vi) hereof, such Holder will forthwith discontinue disposition of such Registrable Securities covered by such Registration Statement or Prospectus or Exchange Securities to be sold by such Holder or Participating Broker-Dealer, as
the case may be, until such Holder’s or Participating Broker-Dealer’s receipt of the copies of the supplemented or amended Prospectus contemplated by Section 6(k) hereof, or until it is advised in writing (the
“Advice”) by the Issuers that the use of the applicable Prospectus may be resumed, and has received copies of any amendments or supplements thereto. In the event that the Issuers shall give any such notice, each of the Applicable
Period and the Effectiveness Period shall be extended by the number of days during such periods from and including the date of the giving of such notice to and including the date when each seller of Registrable Securities covered by such
Registration Statement or Exchange Securities to be sold by such Participating Broker-Dealer, as the case may be, shall have received (x) the copies of the supplemented or amended Prospectus contemplated by Section 6(k) hereof or
(y) the Advice. 
 7. Registration Expenses 

All fees and expenses incident to the performance of or compliance with this Agreement by the Issuers or the Guarantors of
their respective obligations under Sections 2, 3, 4, 6 and 9 shall be borne by the Issuers and the Guarantors, whether or not the Exchange Offer Registration Statement or any Shelf Registration Statement is filed or becomes effective or the Exchange
Offer is consummated, including, without limitation, (i) all registration and filing fees (including, without limitation, (A) fees with respect to filings required to be made with the FINRA in connection with an underwritten offering and
(B) fees and expenses of compliance with state securities or Blue Sky laws (including, without limitation, reasonable fees and disbursements of counsel in 

  
 -19- 

 
connection with Blue Sky qualifications of the Registrable Securities or Exchange Securities and determination of the eligibility of the Registrable Securities or Exchange Securities for
investment under the laws of such jurisdictions in the United States (x) where the holders of Registrable Securities are located, in the case of the Exchange Securities, or (y) as provided in Section 6(h) hereof, in the case of
Registrable Securities or Exchange Securities to be sold by a Participating Broker-Dealer during the Applicable Period)), (ii) printing expenses, including, without limitation, printing prospectuses if the printing of prospectuses is requested
by the managing underwriter or underwriters, if any, by the Holders of a majority in aggregate principal amount of the Registrable Securities included in any Registration Statement or in respect of Registrable Securities or Exchange Securities to be
sold by any Participating Broker-Dealer during the Applicable Period, as the case may be, (iii) fees and expenses of the applicable Trustee, any exchange agent and their counsel, (iv) fees and disbursements of counsel for the Issuers and,
in the case of a Shelf Registration, reasonable fees and disbursements of one special counsel for all of the sellers of Registrable Securities selected by the Holder of a majority in aggregate principal amount of Registrable Securities covered by
such Shelf Registration (which counsel shall be reasonably satisfactory to the Issuers) exclusive of any counsel retained pursuant to Section 8 hereof), (v) fees and disbursements of all independent certified public accountants referred to
in Section 6(m) hereof (including, without limitation, the expenses of any “cold comfort” letters required by or incident to such performance), (vi) rating agency fees, if any, and any fees associated with making the Registrable
Securities or Exchange Securities eligible for trading through The Depository Trust Company, (vii) Securities Act liability insurance, if the Issuers desire such insurance, (viii) fees and expenses of all other Persons retained by the
Issuers, (ix) internal expenses of the Issuers and the Guarantors (including, without limitation, all salaries and expenses of officers and employees of the Issuers and the Guarantors performing legal or accounting duties), (x) the expense
of any annual audit, (xi) any fees and expenses incurred in connection with the listing of the securities to be registered on any securities exchange, and the obtaining of a rating of the securities, in each case, if applicable and
(xii) the expenses relating to printing, word processing and distributing all Registration Statements, underwriting agreements, indentures and any other documents necessary in order to comply with this Agreement. 

8. Indemnification and Contribution 

(a) The Issuers and the Guarantors, jointly and severally, agree to indemnify and hold harmless each Holder of Registrable
Securities and each Participating Broker-Dealer selling Exchange Securities during the Applicable Period, and each Person, if any, who controls such Person or its affiliates within the meaning of Section 15 of the Act or Section 20 of the
Exchange Act (each, a “Participant”) against any losses, claims, damages or liabilities, joint or several, to which any Participant may become subject under the Securities Act, the Exchange Act or otherwise, insofar as any such
losses, claims, damages or liabilities (or actions in respect thereof) arise out of or are based upon: 
 (i) any untrue
statement or alleged untrue statement of any material fact contained in any Registration Statement (or any amendment thereto) or Prospectus (as amended or supplemented if the Issuers shall have furnished any amendments or supplements thereto) or any
preliminary prospectus; or 

  
 -20- 

 (ii) the omission or alleged omission to state, in any Registration Statement (or
any amendment thereto) or Prospectus (as amended or supplemented if the Issuers shall have furnished any amendments or supplements thereto) or any preliminary prospectus or any other document or any amendment or supplement thereto, a material fact
required to be stated therein or necessary to make the statements therein not misleading, except, in each case, insofar as such losses, claims, damages or liabilities are arising out of or based upon any untrue statement or omission or alleged
untrue statement or omission made in reliance upon and in conformity with any information relating to any Initial Purchaser or any Holder furnished to the Issuers in writing through the Initial Purchasers or any selling Holder expressly for use
therein; and agree (subject to the limitations set forth in the proviso to this sentence) to reimburse, as incurred, the Participant for any reasonable legal or other expenses incurred by the Participant in connection with investigating, defending
against or appearing as a third-party witness in connection with any such loss, claim, damage, liability or action; provided, however, neither the Issuers nor the Guarantors will be liable in any such case to the extent that any such
loss, claim, damage, or liability arises out of or is based upon any untrue statement or alleged untrue statement or omission or alleged omission made in any Registration Statement (or any amendment thereto) or Prospectus (as amended or supplemented
if the Issuers shall have furnished any amendments or supplements thereto) or any preliminary prospectus or any amendment or supplement thereto in reliance upon and in conformity with written information relating to any Participant furnished to the
Issuers by such Participant specifically for use therein. The indemnity provided for in this Section 8 will be in addition to any liability that the Issuers may otherwise have to the indemnified parties. The Issuers and the Guarantors shall not
be liable under this Section 8 to any indemnified party regarding any settlement or compromise or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which
indemnification or contribution may be sought hereunder (whether or not the indemnified parties are actual or potential parties to such claim or action) unless such settlement, compromise or consent is consented to by the Issuers and the Guarantors,
which consent shall not be unreasonably withheld. 
 (b) Each Participant, severally and not jointly, agrees to indemnify and
hold harmless the Issuers, the Guarantors, their respective directors (or equivalent), their respective officers who sign any Registration Statement and each person, if any, who controls the Issuers within the meaning of Section 15 of the Act
or Section 20 of the Exchange Act against any losses, claims, damages or liabilities to which the Issuers, the Guarantors or any such director, officer or controlling person may become subject under the Act, the Exchange Act or otherwise,
insofar as such losses, claims, damages or liabilities (or actions in respect thereof) arise out of or are based upon (i) any untrue statement or alleged untrue statement of any material fact contained in any Registration Statement or
Prospectus, any amendment or supplement thereto, or any preliminary 

  
 -21- 

 
prospectus, or (ii) the omission or the alleged omission to state therein a material fact necessary to make the statements therein not misleading, in each case to the extent, but only to the
extent, that such untrue statement or alleged untrue statement or omission or alleged omission was made in reliance upon and in conformity with written information concerning such Participant, furnished to the Issuers by or on behalf of such
Participant, specifically for use therein; and subject to the limitation set forth immediately preceding this clause, will reimburse, as incurred, any reasonable legal or other expenses incurred by the Issuers, the Guarantors or any such director,
officer or controlling person in connection with investigating or defending against or appearing as a third party witness in connection with any such loss, claim, damage, liability or action in respect thereof. The indemnity provided for in this
Section 8 will be in addition to any liability that the Participants may otherwise have to the indemnified parties. The Participants shall not be liable under this Section 8 to any indemnified party regarding any settlement or compromise
or consent to the entry of any judgment with respect to any pending or threatened claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder (whether or not the indemnified parties are actual or
potential parties to such claim or action) unless such settlement, compromise or consent is consented to by the Participants, which consent shall not be unreasonably withheld. The Issuers and the Guarantors shall not, without the prior written
consent of such Participant, effect any settlement or compromise of any pending or threatened proceeding in respect of which such Participant is or could have been a party, or indemnity could have been sought hereunder by such Participant, unless
such settlement (A) includes an unconditional written release of such Participant, in form and substance reasonably satisfactory to such Participant, from all liability on claims that are the subject matter of such proceeding and (B) does
not include any statement as to an admission of fault, culpability or failure to act by or on behalf of such Participant. 

(c) Promptly after receipt by an indemnified party under this Section 8 of notice of the commencement of any action, such
indemnified party will, if a claim in respect thereof is to be made against the indemnifying party under this Section 8, notify the indemnifying party of the commencement thereof in writing; but the omission to so notify the indemnifying party
(i) will not relieve it from any liability under paragraph (a) or (b) above unless and to the extent it did not otherwise learn of such action and such failure results in the forfeiture by the indemnifying party of substantial rights
and defenses and (ii) will not, in any event, relieve the indemnifying party from any obligations to any indemnified party other than the indemnification obligation provided in paragraphs (a) and (b) above. The indemnifying party
shall be entitled to appoint counsel (including local counsel) of the indemnifying party’s choice at the indemnifying party’s expense to represent the indemnified party in any action for which indemnification is sought (in which case the
indemnifying party shall not thereafter be responsible for the fees and expenses of any separate counsel, other than local counsel if not appointed by the indemnifying party, retained by the indemnified party or parties except as set forth below);
provided, however, that such counsel shall be reasonably satisfactory to the indemnified party. Notwithstanding the indemnifying party’s election to appoint counsel (including local counsel) to represent the indemnified party in
an action, the indemnified party shall have the right to employ separate counsel (including local counsel), and the indemnifying party shall bear the reasonable fees, costs and 

  
 -22- 

 
expenses of such separate counsel if (i) the use of counsel chosen by the indemnifying party to represent the indemnified party would present such counsel with a conflict of interest (based
on the advice of counsel to the indemnified person); (ii) such action includes both the indemnified party and the indemnifying party and the indemnified party shall have reasonably concluded (based on the advice of counsel to the indemnified
person) that there may be legal defenses available to it and/or other indemnified parties that are different from or additional to those available to the indemnifying party; (iii) the indemnifying party shall not have employed counsel
reasonably satisfactory to the indemnified party to represent the indemnified party within a reasonable time after notice of the institution of such action; or (iv) the indemnifying party shall authorize the indemnified party to employ separate
counsel at the expense of the indemnifying party. It is understood and agreed that the indemnifying person shall not, in connection with any proceeding or separate but related or substantially similar proceedings in the same jurisdiction arising out
of the same general allegations or circumstances, be liable for the reasonable fees and expenses of more than one separate firm (in addition to any local counsel) representing the indemnified parties under paragraph (a) or paragraph (b) of
this Section 8, as the case may be, who are parties to such action or actions. Any such separate firm for any Participants shall be designated in writing by Participants who sold a majority in interest of the Registrable Securities and Exchange
Securities sold by all such Participants in the case of paragraph (a) of this Section 8 or the Issuers in the case of paragraph (b) of this Section 8. In the event that any Participants are indemnified persons collectively
entitled, in connection with a proceeding or separate but related or substantially similar proceedings in a single jurisdiction, to the payment of fees and expenses of a single separate firm under this Section 8(c), and any such Participants
cannot agree to a mutually acceptable separate firm to act as counsel thereto, then such separate firm for all such Indemnified Persons shall be designated in writing by Participants who sold a majority in interest of the Registrable Securities and
Exchange Securities sold by all such Participants. An indemnifying party will not, without the prior written consent of the indemnified parties, settle or compromise or consent to the entry of any judgment with respect to any pending or threatened
claim, action, suit or proceeding in respect of which indemnification or contribution may be sought hereunder (whether or not the indemnified parties are actual or potential parties to such claim or action) unless such settlement, compromise or
consent includes an unconditional release of each indemnified party from all liability arising out of such claim, action, suit or proceeding and does not include any statement as to, or any admission of, fault, culpability or failure to act by or on
behalf of any indemnified party. All fees and expenses reimbursed pursuant to this paragraph (c) shall be reimbursed as they are incurred. 

(d) After notice from the indemnifying party to such indemnified party of its election so to assume the defense thereof and
approval by such indemnified party of counsel appointed to defend such action, the indemnifying party will not be liable to such indemnified party under this Section 8 for any legal or other expenses, other than reasonable costs of
investigation, subsequently incurred by such indemnified party in connection with the defense thereof, unless (i) the indemnified party shall have employed separate counsel in accordance with the third sentence of paragraph (c) of this
Section 8 or (ii) the indemnifying party has authorized in writing the employment of counsel for the indemnified party at the expense of the indemnifying party. After such notice from the 

  
 -23- 

 
indemnifying party to such indemnified party, the indemnifying party will not be liable for the costs and expenses of any settlement of such action effected by such indemnified party without the
prior written consent of the indemnifying party (which consent shall not be unreasonably withheld), unless such indemnified party waived in writing its rights under this Section 8, in which case the indemnified party may effect such a
settlement without such consent. 
 (e) In circumstances in which the indemnity agreement provided for in the preceding
paragraphs of this Section 8 is unavailable to, or insufficient to hold harmless, an indemnified party in respect of any losses, claims, damages or liabilities (or actions in respect thereof) (other than by virtue of the failure of an
indemnified party to notify the indemnifying party of its right to indemnification pursuant to paragraph (a) or (b) of this Section 8, where such failure materially prejudices the indemnifying party (through the forfeiture of
substantial rights or defenses)), each indemnifying party, in order to provide for just and equitable contribution, shall contribute to the amount paid or payable by such indemnified party as a result of such losses, claims, damages or liabilities
(or actions in respect thereof) in such proportion as is appropriate to reflect (i) the relative benefits received by the indemnifying party or parties on the one hand and the indemnified party on the other from the offering of the Securities
or (ii) if the allocation provided by the foregoing clause (i) is not permitted by applicable law, not only such relative benefits but also the relative fault of the indemnifying party or parties on the one hand and the indemnified party
on the other in connection with the statements or omissions or alleged statements or omissions that resulted in such losses, claims, damages or liabilities (or actions in respect thereof). The relative benefits received by the Issuers and the
Guarantors on the one hand and such Participant on the other shall be deemed to be in the same proportion that the total net proceeds from the offering (before deducting expenses) of the Securities received by the Issuers bear to the total discounts
and commissions received by such Participant in connection with the sale of the Securities (or if such Participant did not receive discounts or commissions, the value or receiving the Securities). The relative fault of the parties shall be
determined by reference to, among other things, whether the untrue or alleged untrue statement of a material fact or the omission or alleged omission to state a material fact relates to information supplied by the Issuers and the Guarantors on the
one hand, or the Participants on the other, the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such statement or omission or alleged statement or omission, and any other equitable considerations
appropriate in the circumstances. The parties agree that it would not be equitable if the amount of such contribution were determined by pro rata or per capita allocation or by any other method of allocation that does not take into account the
equitable considerations referred to in the first sentence of this paragraph (e). Notwithstanding any other provision of this paragraph (e), no Participant shall be obligated to make contributions hereunder that in the aggregate exceed the total
discounts, commissions and other compensation or net proceeds on the sale of Securities received by such Participant in connection with the sale of the Securities, less the aggregate amount of any damages that such Participant has otherwise been
required to pay by reason of the untrue or alleged untrue statements or the omissions or alleged omissions to state a material fact, and no person guilty of fraudulent misrepresentation (within the meaning of Section 11(f) of the Act) shall be
entitled to contribution from any 

  
 -24- 

 
person who was not guilty of such fraudulent misrepresentation. For purposes of this paragraph (d), each person, if any, who controls a Participant within the meaning of Section 15 of the
Act or Section 20 of the Exchange Act shall have the same rights to contribution as the Participants, and each director of the Issuers and the Guarantors, each officer of the Issuers and the Guarantors and each person, if any, who controls any
of the Issuers and the Guarantors within the meaning of Section 15 of the Act or Section 20 of the Exchange Act, shall have the same rights to contribution as the Issuers. 

9. Rule 144A 

The Issuers covenant and agree that they will use reasonable best efforts to file the reports required to be filed by it under
the Securities Act and the Exchange Act and the rules and regulations adopted by the SEC thereunder in a timely manner in accordance with the requirements of the Securities Act and the Exchange Act and, if at any time the Issuers are not required to
file such reports, the Issuers will, upon the request of any Holder or beneficial owner of Registrable Securities, make available such information necessary to permit sales pursuant to Rule 144A. The Issuers further covenant and agree, for so long
as any Registrable Securities remain outstanding that it will take such further action as any Holder of Registrable Securities may reasonably request, all to the extent required from time to time to enable such holder to sell Registrable Securities
without registration under the Securities Act within the limitation of the exemptions provided by Rule 144A unless the Issuers are then subject to Section 13 or 15(d) of the Exchange Act and reports filed thereunder satisfy the information
requirements of Rule 144A then in effect. 
 10. Underwritten Registrations 

The Issuers shall not be required to assist in an underwritten offering unless requested by the Holders of a majority in
aggregate principal amount of the Registrable Securities. If any of the Registrable Securities covered by any Shelf Registration are to be sold in an underwritten offering, the investment banker or investment bankers and manager or managers that
will manage the offering will be selected by the Holders of a majority in aggregate principal amount of such Registrable Securities included in such offering and shall be reasonably acceptable to the Issuers. 

No Holder of Registrable Securities may participate in any underwritten registration hereunder unless such Holder
(a) agrees to sell such Holder’s Registrable Securities on the basis provided in any underwriting arrangements approved by the Persons entitled hereunder to approve such arrangements and (b) completes and executes all questionnaires,
powers of attorney, indemnities, underwriting agreements and other documents required under the terms of such underwriting arrangements. 

11. Miscellaneous 

(a) No Inconsistent Agreements. Neither the Issuers nor any Guarantor has, as of the date hereof, and the Issuers and
the Guarantors shall not, after the date of this Agreement, enter into any agreement with respect to any of its securities that is 

  
 -25- 

 
inconsistent with the rights granted to the Holders of Registrable Securities in this Agreement or otherwise conflicts with the provisions hereof. The rights granted to the Holders hereunder do
not in any way conflict with and are not inconsistent with the rights granted to the holders of the Issuers other issued and outstanding securities under any such agreements. The Issuers and the Guarantors shall not enter into any agreement with
respect to any of its securities which will grant to any Person piggy-back registration rights with respect to any Registration Statement. 

(b) Adjustments Affecting Registrable Securities. The Issuers and the Guarantors shall not, directly or indirectly, take
any action with respect to the Registrable Securities as a class that would adversely affect the ability of the Holders of Registrable Securities to include such Registrable Securities in a registration undertaken pursuant to this Agreement. 

(c) Amendments and Waivers. The provisions of this Agreement may not be amended, modified or supplemented, and waivers
or consents to departures from the provisions hereof may not be given, otherwise than with the prior written consent of (I) the Issuers, and (II) (A) the Holders of not less than a majority in aggregate principal amount of the then
outstanding Registrable Securities and (B) in circumstances that would adversely affect the Participating Broker-Dealers, the Participating Broker-Dealers holding not less than a majority in aggregate principal amount of the Exchange Notes held
by all Participating Broker-Dealers; provided, however, that Section 8 and this Section 11(c) may not be amended, modified or supplemented without the prior written consent of each Holder and each Participating Broker-Dealer
(including any person who was a Holder or Participating Broker-Dealer of Registrable Securities or Exchange Securities, as the case may be, disposed of pursuant to any Registration Statement) affected by any such amendment, modification or
supplement. Notwithstanding the foregoing, a waiver or consent to depart from the provisions hereof with respect to a matter that relates exclusively to the rights of Holders of Registrable Securities whose securities are being sold pursuant to a
Registration Statement and that does not directly or indirectly affect, impair, limit or compromise the rights of other Holders of Registrable Securities may be given by Holders of at least a majority in aggregate principal amount of the Registrable
Securities being sold pursuant to such Registration Statement. 
 (d) Notices. All notices and other communications
(including, without limitation, any notices or other communications to the applicable Trustee) provided for or permitted hereunder shall be made in writing by hand-delivery, registered first-class mail, next-day air courier or facsimile: 

(i) if to a Holder of the Registrable Securities or any Participating Broker-Dealer, at the most current address of such Holder
or Participating Broker-Dealer set forth on the records of the registrar under the Indenture, with a copy in like manner to the Initial Purchasers as follows: 

Wells Fargo Securities, LLC 

550 S. Tryon Street, 6th Floor 

Charlotte, North Carolina 28202 

Attention: Capital Markets Counsel 

  
 -26- 

 with a copy to: 

Cahill Gordon & Reindel LLP 

80 Pine Street 
 New York, New
York 10005 
 Facsimile No.: (212) 269-5420 

Attention: Douglas Horowitz, Esq. 

(ii) if to the Initial Purchasers, at the address specified in Section 11(d)(i); 

(iii) if to the Issuers, at the address as follows: 

Tesoro Logistics LP 
 19100
Ridgewood Parkway 
 San Antonio, Texas 75259-1828 

Facsimile No.: 
 Attention:
General Counsel 
 with a copy to: 

Simpson Thacher & Bartlett LLP 

425 Lexington Ave. 
 New York,
New York 10017 
 Facsimile No.: (212) 455-2502 

Attention: Kenneth B. Wallach, Esq. 

All such notices and communications shall be deemed to have been duly given: when delivered by hand, if personally delivered;
five Business Days after being deposited in the mail, postage prepaid, if mailed; one Business Day after being timely delivered to a next-day air courier; and upon written confirmation, if sent by facsimile. 

Copies of all such notices, demands or other communications shall be concurrently delivered by the Person giving the same to
the Trustee at the address and in the manner specified in such Indenture. 
 (e) Successors and Assigns. This
Agreement shall inure to the benefit of and be binding upon the successors and assigns of each of the parties hereto, the Holders and the Participating Broker-Dealers; provided, however, that nothing herein shall be deemed to permit
any assignment, transfer or other disposition of Registrable Securities in violation of the terms of the Purchase Agreement or the Indenture. 

(f) Counterparts. This Agreement may be executed in any number of counterparts and by the parties hereto in separate
counterparts, each of which when so executed shall be deemed to be an original and all of which taken together shall constitute one and the same agreement. 

  
 -27- 

 (g) Headings. The headings in this Agreement are for convenience of
reference only and shall not limit or otherwise affect the meaning hereof. 
 (h) Governing Law. THIS AGREEMENT
SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK, AS APPLIED TO CONTRACTS MADE AND PERFORMED ENTIRELY WITHIN THE STATE OF NEW YORK. EACH OF THE PARTIES HEREBY WAIVE ANY RIGHT TO TRIAL BY JURY IN ANY ACTION,
PROCEEDING OR COUNTERCLAIM ARISING OUT OF OR RELATING TO THIS AGREEMENT. 
 (i) Severability. If any term,
provision, covenant or restriction of this Agreement is held by a court of competent jurisdiction to be invalid, illegal, void or unenforceable, the remainder of the terms, provisions, covenants and restrictions set forth herein shall remain in full
force and effect and shall in no way be affected, impaired or invalidated, and the parties hereto shall use their best efforts to find and employ an alternative means to achieve the same or substantially the same result as that contemplated by such
term, provision, covenant or restriction. It is hereby stipulated and declared to be the intention of the parties that they would have executed the remaining terms, provisions, covenants and restrictions without including any of such that may be
hereafter declared invalid, illegal, void or unenforceable. 
 (j) Notes Held by the Issuers or their Affiliates.
Whenever the consent or approval of Holders of a specified percentage of Registrable Securities is required hereunder, Registrable Securities held by the Issuers or their affiliates (as such term is defined in Rule 405 under the Securities Act)
shall not be counted in determining whether such consent or approval was given by the Holders of such required percentage. 

(k) Third-Party Beneficiaries. Holders of Registrable Securities and Participating Broker-Dealers are intended
third-party beneficiaries of this Agreement, and this Agreement may be enforced by such Persons. 
 (l) Entire
Agreement. This Agreement, together with the Purchase Agreement and the Indenture, is intended by the parties as a final and exclusive statement of the agreement and understanding of the parties hereto in respect of the subject matter contained
herein and therein and any and all prior oral or written agreements, representations, or warranties, contracts, understandings, correspondence, conversations and memoranda between the Holders on the one hand and the Issuers and the Guarantors on the
other, or between or among any agents, representative, parents, subsidiaries, affiliates, predecessors in interest or successors in interest with respect to the subject matter hereof and thereof are merged herein and replaced hereby. 

  
 -28- 

 IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written above.

  

			
	Very truly yours,
	
	TESORO LOGISTICS LP
		
	By:	 	Tesoro Logistics GP, LLC, its general partner
		
	By:	 	/s/ G. SCOTT SPENDLOVE
		 	Name: G. Scott Spendlove
		 	Title: Vice President and Chief Financial Officer
	
	TESORO LOGISTICS FINANCE CORP.
	TESORO HIGH PLAINS PIPELINE COMPANY LLC
	TESORO LOGISTICS OPERATIONS LLC
	TESORO LOGISTICS PIPELINES LLC
	TESORO LOGISTICS NORTHWEST PIPELINE LLC
	TESORO SOCAL PIPELINE COMPANY LLC
		
	By:	 	/s/ G. SCOTT SPENDLOVE
		 	Name: G. Scott Spendlove
		 	Title: Vice President and Chief Financial Officer

 [Signature page to Registration Rights Agreement] 

			
	The foregoing Agreement is hereby confirmed and accepted as of the date first above written.
	
	 WELLS FARGO SECURITIES, LLC,

Acting as Representative of the several Initial Purchasers.

		
	By:	 	/s/ KEVIN J. SCOTTO
		 	Name: Kevin J. Scotto
		 	Title: Director

 [Signature Page to Registration Rights Agreement] 

 SCHEDULE I 

THE GUARANTORS 
 TESORO HIGH PLAINS
PIPELINE COMPANY LLC 
 TESORO LOGISTICS OPERATIONS LLC 

TESORO LOGISTICS PIPELINES LLC 
 TESORO LOGISTICS NORTHWEST
PIPELINE LLC 
 TESORO SOCAL PIPELINE COMPANY LLCExhibit 4.1

Form of Note

[FACE OF NOTE]

UNLESS THIS CERTIFICATE IS PRESENTED BY AN
AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST
COMPANY, A NEW YORK CORPORATION (THE “DEPOSITARY”) (55 WATER STREET, NEW YORK,
NEW YORK), TO THE COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY CERTIFICATE ISSUED IS
REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY
AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITARY, AND ANY PAYMENT HEREON IS MADE
TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF THE DEPOSITARY, ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR
VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL SINCE THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST
HEREIN. 

UNLESS AND UNTIL THIS CERTIFICATE IS
EXCHANGED IN WHOLE OR IN PART FOR CERTIFICATES IN DEFINITIVE REGISTERED FORM,
THIS CERTIFICATE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE (A) BY THE DEPOSITARY
TO A NOMINEE THEREOF OR (B) BY A NOMINEE THEREOF TO THE DEPOSITARY OR ANOTHER
NOMINEE OF THE DEPOSITARY OR (C) BY THE
DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR NOMINEE OF SUCH
SUCCESSOR DEPOSITARY. 

SEE REVERSE FOR CERTAIN DEFINITIONS

	NUMBER
    R-1		$300,000,000
	 		
	REGISTERED		

ROCKWELL COLLINS, INC. 

Floating Rate Notes due 2016 

	ISIN
      US774341AD37	CUSIP 774341
      AD3

     Rockwell Collins,
Inc., a corporation duly organized and existing under the laws of the State of
Delaware (herein referred to as the “Company”), for value received, hereby
promises to pay to CEDE & CO. or registered assigns, the principal sum of
THREE HUNDRED MILLION DOLLARS ($300,000,000) on December 15, 2016, and to pay
interest, quarterly, in arrears, on March 15, June 15, September 15 and December
15 of each year, commencing March 15, 2014 on said principal sum at a rate
determined in accordance with the provisions set forth on the reverse side
hereof, from December 16, 2013, until payment of said principal sum has been
made or duly provided for. The interest so payable on any Interest Payment Date
will, subject to certain exceptions provided in the Indenture referred to on the
reverse hereof, be paid to the Person in whose name this Security (or one or
more Predecessor Securities) is registered at the close of business on the March
1, June 1, September 1 or December 1 (whether or not a New York Business Day (as
defined on the reverse side hereof)), as the case may be, next preceding such
Interest Payment Date. The principal of and interest on this Security are
payable in such coin or currency of the United States of America as at the time
of payment is legal tender for payment of public and private debts at the office
or agency of the Company in the Place of Payment, and at such other locations as
the Company may from time to time designate. Any interest not punctually paid or
duly provided for shall be payable as provided in said Indenture. 

    
Reference is made to the further provisions of this Security set forth on
the reverse hereof. Such further provisions shall for all purposes have the same
effect as though fully set forth at this place. 

    
Unless the certificate of authentication hereon has been executed by the
Trustee by the manual signature of one of its authorized officers, this Security
shall not be entitled to any benefit under the Indenture, or be valid or
obligatory for any purpose. 

2

    
IN WITNESS WHEREOF, THE COMPANY HAS CAUSED THIS INSTRUMENT TO BE DULY
EXECUTED UNDER ITS CORPORATE SEAL. 

	Dated: 
      	December 16,
      2013	
	 
			ROCKWELL COLLINS, INC.
	 
	 
			By 	
		 	      Name: Patrick E.
    Allen
			      Title: Senior Vice President
      &
			                Chief
      Financial Officer

[Corporate
Seal]

 

 

Attest _________________________

TRUSTEE'S CERTIFICATE OF AUTHENTICATION

     This is one of
the Securities of the series designated therein referred to in the
within-mentioned Indenture. 

		THE
      BANK OF NEW YORK MELLON
		TRUST
      COMPANY, N.A.,
		       Trustee
		 
		By 
    	 
			Authorized
      Officer
		

	 	Dated: 
      	 

    3

[REVERSE OF NOTE]

ROCKWELL COLLINS, INC.

Floating Rate Notes due 2016 

     This Security is
one of a duly authorized issue of Securities of the Company designated as its
Floating Rate Notes due December 15, 2016 (Securities of such series being
hereinafter called the “Securities”), limited in aggregate principal amount to
$300,000,000, issued under an Indenture dated as of November 1, 2001, as
supplemented as of December 4, 2006 (hereinafter called the “Indenture”),
between the Company and The Bank of New York Mellon Trust Company, N.A.
(formerly known as The Bank of New York Trust Company, N.A.), as Trustee
(hereinafter called the “Trustee”, which term includes any successor trustee
under the Indenture with respect to the Securities of this series), to which
Indenture and all indentures supplemental thereto reference is hereby made for a
statement of the respective rights thereunder of the Company, the Trustee and
any Holder of the Securities, and the terms upon which the Securities are, and
are to be, authenticated and delivered. 

    
Except as set forth below, this Security will be issued in global form
only registered in the name of the Depositary or its nominee. Except as set
forth below, this Security will not be issued in definitive form and ownership
of this Security shall be maintained in book-entry form by the Depositary for
the accounts of participating organizations of the Depositary. 

    
The Depositary for the Securities shall initially be The Depositary Trust
Company. If the Depositary is at any time unwilling, unable or ineligible to
continue as Depositary for the Securities and the Company does not appoint a
successor Depositary within 90 days, the Company will issue Securities in
definitive form to participants of the Depositary in exchange for the Global
Security representing the Securities. In addition, the Company may, at any time
and in its sole discretion, determine not to have any Securities represented in
global form. In that event, the Company will issue Securities in definitive form
to participants of the Depositary in exchange for the Global Security.

    
No reference herein to the Indenture and no provision of this Security or
of the Indenture shall alter or impair the obligation of the Company, which is
absolute and unconditional, to pay the principal of and interest on this
Security at the times, place and rate, and in the coin and currency, herein
prescribed. 

    
This Security is not entitled to the benefit of a sinking fund or any
analogous provision.

R-1 

    
Interest on the Securities will be payable quarterly in arrears on each
Interest Payment Date (whether or not a New York Business Day (as defined
below)). If any Interest Payment Date (other than the Stated Maturity or any
earlier repayment date) falls on a day that is not a New York Business Day, the
payment of interest that would otherwise be payable on such date will be
postponed to the next succeeding New York Business Day, except that if such New
York Business Day falls in the next succeeding calendar month, the applicable
interest payment date will be the immediately preceding New York Business Day.
If the Stated Maturity or any earlier repayment date of the Securities falls on
a day that is not a New York Business Day, the payment of principal, premium, if
any, and interest, if any, otherwise payable on such date will be postponed to
the next succeeding New York Business Day, and no interest on such payment will
accrue from and after the Stated Maturity or earlier repayment date, as
applicable. 

    
“New York Business Day” means any day other than a Saturday, Sunday or
other day on which commercial banks are required or permitted by law, regulation
or executive order to be closed in New York City. 

    
The interest rate will be reset quarterly on March 15, June 15, September
15 and December 15 of each year (each an “Interest Reset Date”). However, if any
Interest Reset Date would otherwise be a day that is not a New York Business
Day, such Interest Reset Date will be the next succeeding day that is a New York
Business Day, except that if the next succeeding New York Business Day falls in
the next succeeding calendar month, the applicable Interest Reset Date will be
the immediately preceding New York Business Day. 

    
The initial interest period will be the period from and including
December 16, 2013 to but excluding the first Interest Reset Date. The interest
rate in effect during the initial interest period will be equal to LIBOR plus 35
basis points, determined two London Business Days (as defined below) prior to
December 16, 2013. 

    
“London Business Day” means a day on which dealings in deposits in U.S.
dollars are transacted in the London interbank market. 

    
After the initial interest period, the interest periods will be the
periods from and including an Interest Reset Date to but excluding the
immediately succeeding Interest Reset Date (together with the initial interest
period, each an “Interest Period”), except that the final Interest Period will
be the period from and including the Interest Reset Date immediately preceding
the Stated Maturity to but excluding the Stated Maturity. The interest rate per
annum for the Securities in any Interest Period will be equal to LIBOR (as
defined below) plus 35 basis points, as determined by the Calculation Agent (as
defined below). The interest rate in effect for the 15 calendar days prior to
any repayment date earlier than the Stated Maturity will be the interest rate in
effect on the fifteenth day preceding such earlier repayment date. 

R-2 

    
The interest rate on the Securities will be limited to the maximum rate
permitted by New York law, as the same may be modified by United States law of
general application. 

    
The Bank of New York Mellon Trust Company, N.A., or its successor
appointed by the Company will act as calculation agent (the “Calculation
Agent”). The Calculation Agent will determine LIBOR for each Interest Period on
the second London Business Day prior to the first day of such Interest Period
(an “Interest Determination Date”). Upon the request of any Holder of the
Securities, the Calculation Agent will provide the interest rate then in effect
and, if determined, the interest rate that will become effective on the next
Interest Reset Date. 

    
LIBOR, with respect to any Interest Determination Date, will be the
offered rate for deposits of U.S. dollars having a maturity of three months that
appears on “Reuters Page LIBOR 01” at approximately 11:00 a.m., London time, on
such Interest Determination Date. If on an Interest Determination Date, such
rate does not appear on the “Reuters Page LIBOR01” as of 11:00 a.m., London
time, or if “Reuters Page LIBOR01” is not available on such date, the
Calculation Agent will obtain such rate from Bloomberg L.P. page
“BBAM.” 

    
If no offered rate appears on “Reuters Page LIBOR01” or Bloomberg L.P.
page “BBAM” on an Interest Determination Date, LIBOR will be determined for such
Interest Determination Date on the basis of the rates at approximately 11:00
a.m., London time, on such Interest Determination Date at which deposits in U.S.
dollars are offered to prime banks in the London inter-bank market by four major
banks in such market selected by the Company, for a term of three months
commencing on the applicable Interest Reset Date and in a principal amount equal
to an amount that in the judgment of the Calculation Agent is representative for
a single transaction in U.S. dollars in such market at such time. The
Calculation Agent will request the principal London office of each of such banks
to provide a quotation of its rate. If at least two such quotations are
provided, LIBOR for such Interest Period will be the arithmetic mean of such
quotations. If fewer than two such quotations are provided, LIBOR for such
Interest Period will be the arithmetic mean of the rates quoted at approximately
11:00 a.m. in New York City on such Interest Determination Date by three major
banks in New York City, selected by the Company, for loans in U.S. dollars to
leading European banks, for a term of three months commencing on the applicable
Interest Reset Date and in a principal amount equal to an amount that in the
judgment of the Calculation Agent is representative for a single transaction in
U.S. dollars in such market at such time; provided, however, that if the banks
so selected are not quoting as mentioned above, the then-existing LIBOR rate
will remain in effect for such Interest Period, or, if none, the interest rate
will be the initial interest rate.

R-3 

    
All percentages resulting from any calculation of any interest rate for
the Securities will be rounded, if necessary, to the nearest one hundred
thousandth of a percentage point, with five one-millionths of a percentage point
rounded upward (e.g., 5.876545% (or .05876545) would be rounded to 5.87655% (or
..0587655)), and all U.S. dollar amounts will be rounded to the nearest cent,
with one-half cent being rounded upward. Each calculation of the interest rate
on the Securities by the Calculation Agent will (in the absence of manifest
error) be final and binding on the Holders of the Securities and the
Company. 

    
Accrued interest on the Securities will be calculated by multiplying the
principal amount of the Securities by an accrued interest factor. This accrued
interest factor will be computed by adding the interest factors calculated for
each day in the Interest Period for which interest is being paid. The interest
factor for each day is computed by dividing the interest rate applicable to that
day by 360. For these calculations, the interest rate in effect on any Interest
Reset Date will be the applicable rate as reset on that date. The interest rate
applicable to any other day is the interest rate from the immediately preceding
Interest Reset Date or, if none, the initial interest rate. 

    
In the event that (i) the Company does not consummate the acquisition of
ARINC Incorporated on or before May 31, 2014 (the “Acquisition Deadline Date”),
or (ii) the agreement and plan of merger for the acquisition of ARINC
Incorporated (the “Merger Agreement”) is terminated at any time on or before the
Acquisition Deadline Date, the Company will redeem all the Securities at a
redemption price equal to 101% of the aggregate principal amount of the
Securities to be redeemed (the “Special Acquisition Redemption Price”), plus
accrued and unpaid interest to but excluding the Special Acquisition Redemption
Date (the “Special Acquisition Redemption”). 

    
“Special Acquisition Redemption Date” means the earlier to occur of (1)
June 30, 2014 (or if such day is not a business day, the first business day
thereafter), or (2) the 30th day (or if such day is not a business day, the
first business day thereafter) following the termination of the Merger Agreement
for any reason. 

    
If the Company is required to redeem the Securities pursuant to the
Special Acquisition Redemption, the Company will cause notice to be sent to each
Holder of the Securities, with a copy to the Trustee, at their registered
addresses within five business days after the occurrence of the event that
requires the Company to redeem the Securities. If funds sufficient to pay the
Special Acquisition Redemption Price of all Securities to be redeemed on the
Special Acquisition Redemption Date are deposited with the Trustee on or before
such Special Acquisition Redemption Date, plus accrued and unpaid interest, if
any, to but excluding the Special Acquisition Redemption Date, such Securities
will cease to bear interest and all rights under such Securities shall terminate
(other than in respect of the right to receive the Special Acquisition
Redemption Price, plus accrued and unpaid interest to but excluding the Special
Acquisition Redemption Date).

R-4 

     If a Change of
Control Triggering Event occurs, unless the Company has exercised its option to
redeem the Securities as described above, the Company will be required to make
an offer (the “Change of Control Offer”) to each Holder of the Securities to
repurchase all or any part (equal to $2,000 or an integral multiple of $1,000 in
excess thereof) of that Holder's Securities on the terms set forth herein. In
the Change of Control Offer, the Company will be required to offer payment in
cash equal to 101% of the aggregate principal amount of the Securities
repurchased, plus accrued and unpaid interest, if any, on the Securities
repurchased to, but not including, the date of repurchase (the “Change of
Control Payment”). Within 30 days following any Change of Control Triggering
Event or, at the Company's option, prior to the date of the consummation of any
Change of Control, but after public announcement of the transaction that
constitutes or may constitute the Change of Control, the Company will be
required to deliver a notice to Holders of Securities, with a copy to the
Trustee, describing the transaction or transactions that constitute or may
constitute the Change of Control Triggering Event and offering to repurchase the
Securities on the date specified in the notice, which date will be no earlier
than 30 days and no later than 60 days from the date such notice is mailed (the
“Change of Control Payment Date”) pursuant to the procedures described in such
notice. 

    
The notice shall, if sent prior to the date of the consummation of the
Change of Control, state that the offer to purchase is conditioned on the Change
of Control Triggering Event occurring on or prior to the Change of Control
Payment Date. 

    
On the Change of Control Payment Date, the Company will be required, to
the extent lawful: (i) accept for payment all Securities or portions of
Securities properly tendered pursuant to the Change of Control Offer; (ii)
deposit with the Paying Agent an amount equal to the Change of Control Payment
in respect of all Securities or portions of Securities properly tendered; and
(iii) deliver or cause to be delivered to the Trustee for cancellation the
Securities properly accepted together with an Officers' Certificate stating the
aggregate principal amount of Securities or portions of Securities being
repurchased. 

    
The Paying Agent will promptly mail or electronically deliver to each
Holder of Securities properly tendered the Change of Control Payment for the
Securities, and the Trustee will promptly authenticate and mail (or cause to be
transferred by book-entry) to each Holder a new Security equal in principal
amount to any unpurchased portion of any Securities surrendered; provided that
each new Security will be in a principal amount of $2,000 or an integral
multiple of $1,000 in excess thereof.

    
Notwithstanding the above, the Company will not be required to make the
Change of Control Offer upon a Change of Control Triggering Event if a third
party makes such an offer in the manner, at the times and otherwise in
compliance with the requirements for an offer to be made by the Company and such
third party purchases all Securities properly tendered and not withdrawn under
its offer. In addition, the Company will not repurchase any Securities if there
has occurred and is continuing on the Change of Control Payment Date an Event of
Default under the Indenture, other than a default in the payment of the Change
of Control Payment upon a Change of Control Triggering Event.

R-5 

     The Company will
comply with the requirements of Rule 14e-1 under the Securities Exchange Act of
1934, as amended (the “Exchange Act”), and any other securities laws and
regulations to the extent those laws and regulations are applicable in
connection with the repurchase of the Securities as a result of a Change of
Control Triggering Event. To the extent that the provisions of any securities
laws or regulations conflict with the Change of Control Offer provisions of the
Securities, the Company will comply with those securities laws and regulations
and will not be deemed to have breached its obligations under the Indenture or
the Change of Control Offer provisions of the Securities by virtue of any such
conflicts. 

    
“Change of Control” means the occurrence of any of the following: (1) the
consummation of any transaction (including, without limitation, any merger or
consolidation) the result of which is that any “person” (as that term is used in
Section 13(d)(3) of the Exchange Act) (other than the Company or one of its
subsidiaries) becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5
under the Exchange Act), directly or indirectly, of more than 50% of the
combined voting power of the Company’s Voting Stock or other Voting Stock into
which the Company's Voting Stock is reclassified, consolidated, exchanged or
changed, measured by voting power rather than number of shares; or (2) the
direct or indirect sale, transfer, conveyance or other disposition (other than
by way of merger or consolidation), in one or more series of related
transactions, of all or substantially all of the Company’s and its subsidiaries’
properties and assets, taken as a whole, to one or more Persons (other than the
Company or one of its subsidiaries). Notwithstanding the foregoing, a
transaction will not be deemed to involve a Change of Control if (1) the Company
becomes a direct or indirect wholly-owned subsidiary of a holding company and
(2)(A) the direct or indirect holders of the Voting Stock of such holding
company immediately following that transaction are substantially the same as the
holders of the Company's Voting Stock immediately prior to that transaction or
(B) immediately following that transaction no Person (other than a holding
company satisfying the requirements of this sentence) is the beneficial owner,
directly or indirectly, of more than 50% of the Voting Stock of such holding
company. 

    
“Change of Control Triggering Event” means the occurrence of both a
Change of Control and a Rating Event. 

    
“Fitch” means Fitch Ratings Ltd. and its successors. 

R-6 

    
“Investment Grade Rating” means a rating equal to or higher than BBB- (or
the equivalent) by Fitch, Baa3 (or the equivalent) by Moody's and BBB- (or the
equivalent) by S&P, and the equivalent investment grade credit rating from
any additional rating agency or rating agencies selected by the Company.

    
“Moody’s” means Moody's Investors Service Inc. and its successors.

    
“Rating Agencies” means (1) each of Fitch, Moody's and S&P; and (2)
if any of Fitch, Moody's or S&P ceases to rate the Securities or fails to
make a rating of the Securities publicly available for reasons outside of the
Company's control, a "nationally recognized statistical rating organization"
within the meaning of Section 3(a)(62) of the Exchange Act selected by the
Company (as certified by a resolution of the Board of Directors) as a
replacement agency for Fitch, Moody's or S&P, or any of them, as the case
may be. 

    
“Rating Event” means the rating on the Securities is lowered by each of
the Rating Agencies and the Securities are rated below an Investment Grade
Rating by each of the Rating Agencies on any day within the 60-day period (which
60-day period will be extended so long as the rating of the Securities is under
publicly announced consideration for a possible downgrade by any of the Rating
Agencies) after the earlier of (1) the occurrence of a Change of Control and (2)
public notice of (i) the occurrence of a Change of Control or (ii) an
arrangement that could result in the occurrence of a Change of Control;
provided, however, that a Rating Event otherwise arising by virtue of a
particular reduction in rating will not be deemed to have occurred in respect of
a particular Change of Control (and thus will not be deemed a Rating Event for
purposes of the definition of Change of Control Triggering Event hereunder) if
any Rating Agencies making the reduction in rating to which this definition
would otherwise apply do not announce or publicly confirm or inform the Trustee
in writing at the Company's or its request that the reduction was the result, in
whole or in part, of any event or circumstance comprised of or arising as a
result of, or in respect of, the applicable Change of Control (whether or not
the applicable Change of Control has occurred at the time of the Rating Event).

    
“S&P” means Standard & Poor's Ratings Services, a division of The
McGraw-Hill Companies, Inc., and its successors. 

    
“Voting Stock” means, with respect to any specified person as of any
date, the capital stock of such person then outstanding that is at the time
entitled to vote generally in the election of the board of directors or similar
governing body of such person. 

    
The Company may from time to time, without notice to or the consent of
the Holders, create and issue further notes ranking equally and ratably with the
Securities in all respects (or in all respects except for the payment of
interest accruing prior to the issue date of such further notes or except for
the first payment of interest following the issue date of such further notes),
so that these further notes will be consolidated and form a single series with
the Securities and have the same terms as to status, redemption or otherwise as
the Securities, provided that if such further notes are not fungible for United
States federal income tax purposes, the further notes will have a separate CUSIP
number.

R-7 

    
As provided in the Indenture and subject to certain limitations therein
set forth, this Security may be registered for transfer on the Security Register
of the Company, upon surrender of this Security for registration of transfer at
the office or agency of the Company in the Place of Payment, and at such other
locations as the Company may from time to time designate, duly endorsed by, or
accompanied by a written instrument of transfer in form satisfactory to the
Company and the Security Registrar duly executed by, the Holder hereof or the
Holder's attorney duly authorized in writing, and thereupon one or more new
Securities, of authorized denominations and for the same aggregate principal
amount, will be issued to the designated transferee or transferees. 

    
The Securities are issuable only as Registered Securities without coupons
in the denominations of $2,000 and integral multiples of $1,000 in excess
thereof. As provided in the Indenture, and subject to certain limitations
therein set forth, Securities are exchangeable for a like aggregate principal
amount of Securities of different authorized denominations, as requested by the
Holder surrendering the same. 

    
No service charge will be made for any such registration of transfer or
exchange, but the Company may require payment of a sum sufficient to cover any
tax or other governmental charge payable in connection therewith. 

    
Prior to due presentment for registration of transfer of this Security,
the Company, the Trustee, the Security Registrar, the Paying Agent and any agent
of any one thereof may treat the Person in whose name this Security is
registered as the owner hereof for all purposes, whether or not this Security be
overdue, and neither the Company, the Trustee, the Security Registrar, the
Paying Agent nor any such agent shall be affected by notice to the contrary.

    
If an Event of Default with respect to the Securities shall occur, the
principal of all the Securities may be declared due and payable in the manner
and with the effect provided in the Indenture. 

    
The Indenture permits, with certain exceptions as therein provided, the
amendment thereof and the modification of the rights and obligations of the
Company with respect to the Securities and the rights of the Holders of the
Securities under the Indenture at any time by the Company with the consent of
the Holders of not less than a majority in aggregate principal amount of the
Securities at the time Outstanding. The Indenture also contains provisions
permitting the Holders of specified percentages in aggregate principal amount of
the Securities at the time Outstanding, on behalf of the Holders of all the
Securities, to waive compliance by the Company with certain provisions of the
Indenture and certain past defaults under the Indenture and their consequences.
Any such consent or waiver by the Holder of this Security shall be conclusive
and binding upon such Holder and upon all future Holders of this Security and of
any Security issued upon the registration of transfer hereof or in exchange
herefor or in lieu hereof whether or not a notation of such consent or waiver is
made upon this Security.

R-8 

     No recourse shall
be had for the payment of the principal of or the interest on this Security, or
for any claim based hereon, or otherwise in respect hereof, or based on or in
respect of the Indenture or any indenture supplemental thereto, against any
incorporator, stockholder, officer or director, as such, past, present or
future, of the Company or any successor corporation, whether by virtue of any
constitution, statute or rule of law, or by the enforcement of any assessment or
penalty or otherwise, all such liability being, by the acceptance hereof and as
part of the consideration for the issue hereof, expressly waived and released.

    
The Company at its option, subject to the terms and conditions contained
in the Indenture, (a) will be discharged from any and all obligations in respect
of the Securities (except for certain obligations to register the transfer and
exchange of such Securities, to replace mutilated, destroyed, lost or stolen
Securities, to compensate, reimburse and indemnify the Trustee, to maintain an
office or agency with respect to the Securities and to hold moneys for payment
in trust) or (b) may omit to comply with certain restrictive covenants contained
in the Indenture, in each case upon irrevocable deposit with the Trustee in
trust of money or U.S. government securities (as described in the Indenture) or
a combination thereof, which through the payment of interest and principal in
respect thereof in accordance with their terms will provide money in an amount
sufficient to discharge the principal of and interest on such Securities on the
Stated Maturity of such principal or interest. 

    
Except as otherwise defined herein, all terms used in this Security which
are defined in the Indenture shall have the meanings assigned to them in the
Indenture. 

R-9 

ABBREVIATIONS 

    
The following abbreviations, when used in the inscription on the face of
this instrument, shall be construed as though they were written out in full
according to applicable laws or regulations: 

	TEN COM - 
      	as tenants in
      common			
	 		
	TEN ENT
    -	as tenants by
      the entireties			
	 		
	JT TEN
-	as
      joint tenants with right of 

survivorship and not as tenants

in
      common		
	 		
	UNIF
    GIFT				
	MIN ACT
    -	 	Custodian
		 		     
    	
			(Cust)	 	(Minor)
			under Uniform
      Gifts to Minors		

	 	Act 
    	 
		(State)

Additional abbreviations may also be
used though not in the above list.

______________________________

R-10 

     FOR VALUE
RECEIVED the undersigned hereby sell(s), assign(s) and transfer(s)
unto  

	 
	 
	 
	PLEASE INSERT SOCIAL SECURITY OR
OTHER IDENTIFYING NUMBER OF
      ASSIGNEE 
	 
	 	 
	 	
	 	 
	 	
	  
	 
	 
	(Please print or typewrite name and address
	including postal zip code of assignee)
	 
	 
	the within Note and all rights thereunder, and hereby irrevocably
      constitutes and appoints
	 
	 
	Attorney to transfer said Note on the books of the Company, with
      full power of substitution in the premises.

Dated: ______________________

NOTICE: The signature to this assignment
must correspond with the name as written upon the face of the within instrument
in every particular, without alteration or enlargement or any change whatever.

R-11

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00224-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00224-of-00352.parquet"}]]