Document:

Second Amendment to the BMC Software, Inc. 1994 Employee Incentive Plan

 Exhibit 10.1B 
 Second Amendment to the BMC Software, Inc. 1994 Employee Incentive Plan 
 THIS
AMENDMENT is made on this 28th of April 2009, by BMC Software, Inc., a corporation duly organized and existing under the laws of the State of Delaware (the “Company”). 
 WITNESSETH: 
 WHEREAS, the Company maintains the BMC
Software, Inc. 1994 Employee Incentive Plan (the “Plan”), which was last amended and restated effective August 23, 2005; and 
 WHEREAS, the Company desires to amend the Plan to allow the Company to grant restricted stock units pursuant to the Plan. 
 NOW, THEREFORE, effective as of the date first written above, the Plan is hereby amended as follows: 
 1.      By inserting the phrase “Restricted Stock Unit Awards,” immediately after the phrase “Restricted Stock Awards,” in the third sentence of Paragraph I. 
 2.      By deleting Paragraph II(a) in its entirety and substituting therefor the following: 
 “(a)        ‘Award’ means, individually or collectively, any Option,
Restricted Stock Award, or Restricted Stock Unit Award.” 
 3.      By adding the following new Paragraphs
II(q-1), (q-2), and (q-3): 
 “(q-1)    ‘Restricted Stock Units’ refers to the
rights described in Paragraph VIII-A. 
 (q-2)      ‘Restricted Stock Unit
Agreement’ means a written agreement between the Company and a Holder with respect to a Restricted Stock Award. 
 (q-3)      ‘Restricted Stock Unit Award’ means an Award of Restricted Stock Units granted under Paragraph VIII-A.” 
 4.      By deleting the phrase “Option or Restricted Stock” from the first sentence of Paragraph IV(b). 
 5.      By adding the phrase “, Restricted Stock Unit Awards,” after the phrase “Grant of Options” in
the heading to Paragraph V. 

 6.      By adding the following new Paragraph VIII-A: 
 “VIII-A. RESTRICTED STOCK UNIT AWARDS 
 (a)      Restricted Stock Units.    A Restricted Stock Unit Award entitles the Holder to receive payment of an amount equal to all or a portion of the
Fair Market Value of a specified number of shares of Common Stock upon the lapse of any Forfeiture Restrictions (as defined in Paragraph VIII(a) above) imposed on the Restricted Stock Units that are the subject of the Restricted Stock Unit Award.
The Forfeiture Restrictions shall be determined by the Committee in its sole discretion at the time of grant. Each Restricted Stock Unit Award may have different Forfeiture Restrictions, in the discretion of the Committee. The Forfeiture
Restrictions applicable to a particular Restricted Stock Unit Award shall not be changed except as permitted by Paragraph VIII-A(b) or Paragraph IX. 
 (b)      Other Terms and Conditions.    At the time of grant of a Restricted Stock Unit Award, the Committee may, in its sole discretion, prescribe
additional terms, conditions or restrictions relating to the Award, including, but not limited to, rules pertaining to the termination of employment (by retirement, disability, death or otherwise) of a Holder prior to expiration of the Forfeiture
Restrictions; provided, however, that subsequent to the grant of a Restricted Stock Unit Award, at any time before complete termination of such Restricted Stock Unit Award, the Committee may accelerate the time or times at which such Restricted
Stock Unit Award may be paid in whole or in part. 
 (c)      Payment.    Payment in respect of Restricted Stock Units may be made by the Company in cash or shares of Common Stock (valued at Fair Market Value as of the date
payment is owed) as provided in the applicable Restricted Stock Unit Agreement or, in the absence of such provision, as the Committee may determine. 
 (d)      Agreements.    At the time any Award is made under this Paragraph VIII-A, the Company and the Holder shall enter into a Restricted Stock Unit
Agreement setting forth each of the matters contemplated hereby and such other matters as the Committee may determine to be appropriate. The terms and provisions of the respective Restricted Stock Unit Agreements need not be identical.”

 7.      By deleting Paragraph IX(h) in its entirety and substituting therefor the following: 
 “(h)      Plan provisions to the contrary notwithstanding, with respect to any Restricted Stock Awards
and Restricted Stock Unit Awards outstanding at the time a Corporate Change as described in Subparagraph (c) above occurs, the Committee may, in its discretion and as of a date determined by the Committee, fully vest any or all Common Stock
awarded to the Holder pursuant to such Restricted Stock Award and fully vest and pay out any or all Restricted Stock Units in cash or shares of Common Stock pursuant to such Restricted Stock Unit Award then outstanding and, upon such vesting and
payout, all restrictions applicable to such Restricted Stock Award or Restricted Stock Unit Award shall terminate as of such date. Any Action by the Committee pursuant to this Subparagraph may vary among individual Holders and may vary among the
Restricted Stock Awards or Restricted Stock Unit Awards held by any individual Holder.” 

 8.      By inserting the phrase “or Restricted Stock Unit Awards”
after the phrase “Restricted Stock Awards” and before the comma in Paragraph X(a). 
 9.      By
deleting the first sentence of Paragraph XI(a) and substituting therefor the following: 
 “Neither the adoption of the
Plan nor any action of the Board or of the Committee shall be deemed to give any individual any right to be granted an Award or any other rights hereunder except as may be evidenced by an Option Agreement, a Restricted Stock Agreement, or a
Restricted Stock Unit Agreement duly executed on behalf of the Company, and then only to the extent and on the terms and conditions expressly set forth therein.” 
 Except as specifically amended hereby, the Plan shall remain in full force and effect as prior to this Amendment. 
 IN WITNESS WHEREOF, the Company has caused this Amendment to be executed on the date first written above. 
  

			
	 BMC SOFTWARE, INC.

	
	 By:  /s/ MICHAEL A. VESCUSO

	 Title:  Senior Vice President, AdministrationForm of Nonemployee Director Stock Option Agreement

 Exhibit 10.7 
 FORM OF NONEMPLOYEE DIRECTOR STOCK OPTION 
 AGREEMENT 
 AGREEMENT made as of the          day of
                , between BMC SOFTWARE, INC., a Delaware corporation (the “Company”), and
                         (“Director”). 
 To carry out the purposes of the BMC SOFTWARE, INC. 1994 EMPLOYEE INCENTIVE PLAN (the “Plan”), by affording Director the opportunity to purchase shares of the common stock of the
Company, par value $.01 per share (“Stock”), and in consideration of the mutual agreements and other matters set forth herein and in the Plan, the Company and Director hereby agree as follows: 
 1.        Grant of Option.    The Company hereby irrevocably
grants to Director the right and option (“Option”) to purchase all or any part of an aggregate of              shares of Stock on the terms and conditions set forth herein
and in the Plan, which Plan is incorporated herein by reference as a part of this Agreement. In the event of any conflict between the terms of this Agreement and the Plan, the Plan shall control. Capitalized terms used but not defined in this
Agreement shall have the meaning attributed to such terms under the Plan, unless the context requires otherwise. This Option shall not be treated as an incentive stock option within the meaning of section 422(b) of the Code. 
 2.        Purchase Price.    The purchase price of Stock
purchased pursuant to the exercise of this Option shall be $             per share, which has been determined to be not less than the Fair Market Value of the Stock at the date of
grant of this Option. For all purposes of this Agreement, Fair Market Value of Stock shall be determined in accordance with the provisions of the Plan. 
 3.        Exercise of Option.    Subject to the earlier expiration of this Option as herein provided, this Option may be exercised, by written
notice to the Company at its principal executive office addressed to the attention of its Corporate Secretary (or such other officer or employee of the Company as the Company may designate from time to time), at any time and from time to time after
the date of grant hereof, but, except as otherwise provided below, this Option shall not be exercisable until [DATE ONE YEAR FROM DATE OF GRANT]. Notwithstanding the foregoing sentence, if (a) the next succeeding meeting of the Company’s
stockholders for the purpose of electing directors (the “Next Annual Meeting”) is held prior to [DATE ONE YEAR FROM DATE OF GRANT]; (b) Director has been a member of the Board continuously from the date of grant of this Option to the
date of the Next Annual Meeting; and (c) Director is not elected to serve as a director for an additional term at the Next Annual Meeting, whether due to retirement or otherwise, then this Option shall become exercisable in full on the date of
the Next Annual Meeting and shall remain exercisable for three years following such date. 
 Notwithstanding the foregoing,
if a Change in Control shall occur prior to the date upon which this Option is exercisable in full as provided above and if Director has been a member of the Board continuously from the date of grant of this Option to the date of such Change in
Control, then this Option shall become exercisable in full on the date of such Change in Control. For purposes of the preceding sentence, the term “Change in Control” shall mean any of the following circumstances: (a) the acquisition,
directly or indirectly, by any person or related group of persons (other than the Company or a person that directly or indirectly controls, is 

 
controlled by, or is under common control with, the Company) of beneficial ownership (within the meaning of Rule 13d-3 of the 1934 Act) of securities
possessing more than fifty percent (50%) of the total combined voting power of the Company’s outstanding securities pursuant to a tender or exchange offer made directly to the Company’s stockholders; (b) a change in the
composition of the Board over a period of thirty-six (36) consecutive months or less such that a majority of the Board members ceases, by reason of one or more contested elections for Board membership, to be comprised of individuals who either
(A) have been Board members continuously since the beginning of such period or (B) have been elected or nominated for election as Board members during such period by at least a majority of the Board members described in clause (A) who
were still in office at the time such election or nomination was approved by the Board; or (c) a merger or consolidation in which securities possessing at least forty percent (40%) of the total combined voting power of the Company’s
outstanding securities are transferred to a person or persons different from the persons holding those securities immediately prior to such transaction, or the sale, transfer or other disposition of all or substantially all of the Company’s
assets in complete liquidation or dissolution of the Company. 
 If Director’s membership on the Board terminates for
any reason other than as described in the next succeeding paragraph, then this Option may be exercised by Director for three years, subject to the expiration of this Option as herein provided, following such termination, but in such case this Option
may be exercised only as to the number of shares Director was entitled to purchase hereunder as of the date Director’s membership on the Board so terminates. 
 If Director dies while a member of the Board, then Director’s estate, or the person who acquires this Option by will or the laws of descent and distribution or otherwise by reason of the
death of Director, may exercise this Option in full at any time during the period of one year following the date of Director’s death. 
 If Director dies during the first three years after Director’s membership on the Board has terminated, then Director’s estate, or the person who acquires this Option by will or the laws of descent and
distribution or otherwise by reason of the death of Director, may exercise this Option at any time during the period of one year following the date of Director’s death, but in such case this Option may be exercised only as to the number of
shares Director was entitled to purchase hereunder as of the date Director’s membership on the Board so terminates. 
 This Option shall not be exercisable in any event after the expiration of six years from the date of grant hereof. The purchase price of shares as to which this Option is exercised shall be paid in full at the time of exercise (a) in
cash (including check, bank draft or money order payable to the order of the Company), (b) by delivering or constructively tendering to the Company shares of Stock having a Fair Market Value equal to the purchase price (provided such shares
used for this purpose must have been held by Director for such minimum period of time as may be established from time to time by the Committee), (c) if the Stock is readily tradable on a national securities market, through a “cashless
exercise” in accordance with a Company established policy or program for the same, or (d) any combination of the foregoing. No fraction of a share of Stock shall be issued by the Company upon exercise of an Option or accepted by the
Company in payment of the exercise price thereof; rather, Director shall provide a cash payment for such amount as is necessary to effect the issuance and acceptance of only whole shares of Stock. Unless and until a certificate or certificates
representing such shares shall have been issued by the Company to Director, Director (or the person permitted to exercise this Option in the event of Director’s death) shall not be or have any of the rights or privileges of a shareholder of the
Company with respect to shares acquirable upon an exercise of this Option. 
  

 - 2 - 

 4.        Withholding of
Tax.    To the extent that the exercise of this Option or the disposition of shares of Stock acquired by exercise of this Option results in compensation income or wages to Director for federal, state or local tax
purposes, Director shall deliver to the Company at the time of such exercise or disposition such amount of money or shares of Stock as the Company may require to meet its minimum obligation under applicable tax laws or regulations. No exercise of
this Option shall be effective until Director (or the person entitled to exercise this Option, as applicable) has made arrangements approved by the Company to satisfy all applicable minimum tax withholding requirements of the Company. 
 5.        Status of Stock.    The Company intends to register
for issuance under the Securities Act of 1933, as amended (the “Act”) the shares of Stock acquirable upon exercise of this Option, and to keep such registration effective throughout the period this Option is exercisable. In the absence of
such effective registration or an available exemption from registration under the Act, issuance of shares of Stock acquirable upon exercise of this Option will be delayed until registration of such shares is effective or an exemption from
registration under the Act is available. The Company intends to use its reasonable efforts to ensure that no such delay will occur. In the event exemption from registration under the Act is available upon an exercise of this Option, Director (or the
person permitted to exercise this Option in the event of Director’s death or incapacity), if requested by the Company to do so, will execute and deliver to the Company in writing an agreement containing such provisions as the Company may
require to assure compliance with applicable securities laws. 
 Director agrees that the shares of Stock which Director may
acquire by exercising this Option will not be sold or otherwise disposed of in any manner which would constitute a violation of any applicable federal or state securities laws. Director also agrees that (i) the certificates representing the
shares of Stock purchased under this Option may bear such legend or legends as the Committee deems appropriate in order to assure compliance with applicable securities laws, (ii) the Company may refuse to register the transfer of the shares of
Stock purchased under this Option on the stock transfer records of the Company if such proposed transfer would in the opinion of counsel satisfactory to the Company constitute a violation of any applicable securities law, and (iii) the Company
may give related instructions to its transfer agent, if any, to stop registration of the transfer of the shares of Stock purchased under this Option. 
  

 - 3 - 

 6.        Binding
Effect.    This Agreement shall be binding upon and inure to the benefit of any successors to the Company and all persons lawfully claiming under Director. 
 7.        Entire Agreement.    This Agreement
constitutes the entire agreement of the parties with regard to the subject matter hereof, and contains all the covenants, promises, representations, warranties and agreements between the parties with respect to the Option granted hereby. Without
limiting the scope of the preceding sentence, all prior understandings and agreements, if any, among the parties hereto relating to the subject matter hereof are hereby null and void and of no further force and effect. Any modification of this
Agreement shall be effective only if it is in writing and signed by both Director and an authorized officer of the Company. 
 8.        Governing Law.    This Agreement shall be governed by, and construed in accordance with, the laws of the State of Texas, without regard to conflicts of laws
principles thereof. 
 IN WITNESS WHEREOF, the Company has caused this Agreement to be duly executed by its
officer thereunto duly authorized, and Director has executed this Agreement, all as of the day and year first above written. 
  

			
	 BMC SOFTWARE, INC.

		
	 By:
	 	  

	
	  

	[DIRECTOR SIGNATURE]

  

 - 4 -

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00159-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00159-of-00352.parquet"}]]