Document:

CDC
CONTRACT NO. 200-2018-96379 

SUBCONTRACT
NO. 8300. PRECISION OPINION. 01

 

SUBCONTRACT
AGREEMENT

 

	Subcontract
    Number:	 	8300. Precision
    Opinion. 01
	 	 	 
	Issued
    to:	 	James
    T. Medick, President
	 	 	Precision
    Opinion
	 	 	101
    Convention Center Drive 
	 	 	Plaza
    124
	 	 	Las
    Vegas, NV 89109
	 	 	Telephone:
    800-780-2790
	 	 	                     702-483-4000
	 	 	Fax:             
    702-483-4100
	 	 	Email:
    jmedick@precisionopinion.com
	 	 	 
	Issued
    by:	 	Michael
    W. Boyer
	 	 	Counsel
    & Contracts Manager
	 	 	National
    Opinion Research Center (NORC)
	 	 	55
    East Monroe Street, Room 2009
	 	 	Chicago,
    IL 60603
	 	 	Phone:
    312-357-3787
	 	 	Fax:     
    312-759-4004
	 	 	Email:
    boyer-michael@norc.org
	 	 	 
	Initial
    Subcontract Ceiling	 	$2,477,000.00
	 	 	 
	Prime
    Contract:	 	 
	 	 	 
	Number:	 	Prime
    Contract No. 200-2018-96379
	 	 	 
	Project
    Title:	 	National
    Immunization Survey
	 	 	 
	Client:	 	Centers
    for Disease Control and Prevention
	 	 	 
	Key
    Subcontract Dates:	 	 
	 	 	 
	Effective
    Date:	 	January
    1, 2018
	 	 	 
	Expiration
    Date:	 	February
    28, 2019
	 	 	 
	The
    Exhibits set forth below and attached to this Subcontract Agreement are incorporated herein:
	 
	EXHIBIT
    A.	 	Statement
    of Work
	EXHIBIT
    B.	 	Government
    Provisions
	EXHIBIT
    C.	 	Government
    CCR Representations and Certifications

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 2

    

 

1. SUBCONTRACT AGREEMENT

 

This
agreement is between the National Opinion Research Center, a not-for-profit Colorado Corporation (hereinafter referred to as “NORC”)
and Precision Opinion, LLC, a Nevada corporation (hereinafter referred to as “Subcontractor”).

 

1.01 Subcontract Requirements

 

(A)
NORC hereby agrees to receive the services and deliverables (“Work”) as specifically set forth in Exhibit A
(“Statement of Work”), and Subcontractor hereby agrees to the timely delivery of said Work and in exchange NORC
hereby agrees to remit monies according to the Payment Schedule, as provided under Section 2, upon the conditions provided in
this agreement (“Subcontract Agreement”). In the event that a Government Contract number is specified in section
1.01.B., supra, this Subcontract Agreement is expressly subject to and modified by the provisions set forth under
Exhibit B (“Government Provisions”). It is expressly understood by Subcontractor that without a fully executed
Subcontract Agreement, NORC shall not be responsible for any items allegedly purchased by and/or furnished to any NORC
employee. At the sole discretion of NORC, any additional terms and conditions within Subcontractor invoices, statements, or
other Subcontractor documents shall have no effect. It is understood that Work is undertaken hereunder by Subcontractor as an
independent contractor and not as an employee or affiliate of NORC. Nothing contained in the Subcontract shall be construed
to create a joint venture or partnership between the parties. NORC and Subcontractor identify below certain personnel
necessary to this Subcontract Agreement, including:

 

(1)
Key Subcontractor Personnel. The following named key subcontractor personnel (“Key Personnel”) may not be replaced
without providing NORC thirty (30) days written notice prior to the change and a resume of the suggested replacement. Only personnel
having equal or greater qualifications will be considered as suitable replacements.

 

James
T. Medick, 702-483-4000

Bruce
Baum, 702-483-4000

 

(2)
Subcontract Representatives. NORC and Subcontractor shall each designate a Subcontract Representative, named below. In
no event will any understanding, agreement, modification, change order, or other matter deviating from the terms of this Subcontract
including the Statement of Work, be effective or binding upon NORC or Subcontractor unless formalized by proper contractual
documents executed by an individual authorized to bind the respective company.

 

	 	NORC:	Michele
    Nachbar
	 	 	Executive
    Vice President, Business Ventures and Innovation
	 	 	55
    E. Monroe Street, Suite 3000
	 	 	Chicago,
    IL 60603
	 	 	312-759-4016
    Office
	 	 	312-759-4005
    Fax
	 	 	773-814-8142
    Cell
	 	 	nachbar-missy@norc.org

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 3

    

 

	 	Subcontractor:
    	James
    T. Medick, President
	 	 	Precision
    Opinion
	 	 	101 Convention Center Drive

                                                         Plaza 124

	 	 	Las
    Vegas, NV 89109
	 	 	Telephone:
    800-780-2790
	 	 	                     702-483-4000
	 	 	Fax:             
    702-483-4100
	 	 	Email:
    jmedick@precisionopinion.com

 

(3)
Technical Representatives. NORC and Subcontractor shall each designate a Technical Representative, named below. NORC’s
Technical Representative is responsible for administering the technical performance of work under this Subcontract, in communication
with the Subcontractor Technical Representative.

 

	 	NORC:	Jenny
    Kelly 
	 	 	Vice
    President
	 	 	55
    East Monroe Street, Room 1912
	 	 	Chicago,
    II 60603
	 	 	312.759.5214
    Office
	 	 	312.759.4004
    Fax
	 	 	kelly-jenny@norc.org
	 	 	 
	 	Subcontractor:	James
    T. Medick, President
	 	 	Precision
    Opinion
	 	 	101
    Convention Center Drive
	 	 	Plaza
    124
	 	 	Las
    Vegas, NV 89109
	 	 	Telephone:800-780-2790
	 	 	                    702-483-4000
	 	 	Fax:702-483-4100
	 	 	Email:
    jmedick@precisionopinion.com

 

	 	(B)	Prime
    Contract.

 

(1)
Subcontractor acknowledges and agrees that NORC is a party to a certain contract (“Prime Contract”) with its client
(“Client”), identified as follows:

 

CDC
Contract No. 200-2018-96379 for the project (“Project”) referenced therein. Appended as Exhibit B, Government Provisions,
and incorporated into this Subcontract Agreement by reference, are applicable provisions of the Prime Contract, which shall have
the same force and effect as if fully set forth herein, with the following modifications:

 

a)
The term “Secretary” means “the NORC President” or his authorized representative.

b)
The term “Contract” means “Subcontract.”

c)
The term “Contracting Officer” means “NORC Contracting Officer.”

d)
The term “Contractor” means “Subcontractor.”

e)
The term “Government” means “NORC.”

f)
The term “Schedule” means “Article [ through 17.11 of this Subcontract.

g)
The term “Subcontract” means “lower-tier Subcontract.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 4

    

 

Subcontractor
agrees to perform the Work under this Subcontract utilizing the Key Personnel in conformance with the applicable terms and conditions
of the Prime Contract to the same extent as NORC is obligated there under. The parties hereto will take such actions as may be
necessary or appropriate to facilitate NORC’s performance of the Prime Contract as it relates to this Subcontract. Notwithstanding
any other provision hereof, any decision of the Client, including any Government Technical Representative or Contracting Officer
of the Client under the Prime Contract, shall bind Subcontractor to the extent that it relates to this Subcontract upon being
communicated to Subcontractor in writing by NORC.

 

1.02 Term: Extension

 

The
term of this Subcontract Agreement (“Term”) shall commence on January 1, 2018 and expire on February 28, 2019, unless
sooner terminated as otherwise provided in this Subcontract Agreement. At the option of NORC, the Term shall be extended for such
additional time as may be determined necessary by NORC for purposes of fulfilling the requirements of the Prime Contract.

 

1.03 Supplemental Subcontract Requirements and Payment Schedules

 

During
the Term, the parties hereto may from time to time agree to provision of additional Subcontract Requirements and, in such event
the parties shall enter into supplemental written Subcontract Requirements and Payment Schedules, which shall without further
action incorporate the terms and conditions of this Subcontract Agreement.

 

2. PAYMENT

  

2.01 Time & Materials Contract

 

(A)
This agreement is awarded on a time and material basis and will be incrementally funded as NORC receives task orders under the
NIS contract that requires the services of Subcontractor. The initial subcontract funding of this contract shall be $2,477,000,
to support NORC’s scope of work for the first three Task Orders, Task Order #1 (NIS-Core, Quarters 1 and 2, 2018), Task
Order #2 (NIS-Teen, Quarters 1-4, 2018), and Task Order #3 (NIS-CIM, Quarters 1 and 2, 2018) issued by the Government
to NORC under the prime contract. At NORC’s discretion, incremental funding shall be provided if required to complete additional
Task Orders under the Government contract. Any costs which exceed the funded amount are incurred at the Subcontractor’s
risk. The total cost to NORC for performance of the Work shall not exceed $2,477,000 which shall be the “Subcontract Cost
Limitation.” NORC shall not be obligated to pay Subcontractor for an aggregate amount in excess of the Subcontract Cost
Limitation and Subcontractor shall not be obligated to continue the Work once the aggregate amount of time and material costs
incurred equal the Subcontract Cost Limitation.

 

(B)
If at any time during the period of performance Subcontractor concludes that the scope of work in Appendix A cannot be completed
within the cost limit stated above, Subcontractor shall so notify NORC within 90 business days and shall provide, within 60 business
days, an estimate of the additional funds which would be necessary to complete that scope of work. Upon notice, NORC may reduce
the scope of work, revise the scope of work, increase the available funding, or advise Subcontractor to discontinue its efforts
when the funds have been exhausted.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 5

    

 

2.02 Payment Schedule

 

Provided
Subcontractor has not caused an Event of Default under this Subcontract Agreement, or a material breach which by passage of time
would become an Event of Default, NORC shall remit payment after Subcontractor’s satisfaction of the Statement of Work,
as follows:

 

Subcontractor
shall submit invoices by the tenth (10th,) of each month. Payment will be based on the following schedule and consideration:

 

	 	1.	All
    interviewer training hours will be invoiced at $15.00 for each interviewing hour or portion thereof incurred in the execution
    of the Statement of Work
	 	2.	The
    production interviewing hours will be invoiced at $20.90 for each interviewing hour or portion thereof incurred in the execution
    of the Statement of Work. In the event that the Subcontractors productivity falls below the standards as specified in the
    Statement of Work by as much as 20 percent (e.g., hours per completed case [for landline and cell cases combined] rises from
    15.14 to 18.17), NORC will have the right to consider reduction of the hourly payment by $2.00 for each interviewer hour.
    Such considerations shall be discussed with the Subcontractor prior to NORC exercising such an adjustment to this hourly rate.
	 	3.	Refusal
    conversion and/or Hispanic interviewing hours will be invoiced at $22.50 for each interviewing hour or portion thereof incurred
    in the execution of the Statement of Work.

 

2.03 Subcontractor Invoice Requirements

 

(A)
All invoices shall contain a detailed explanation of the basis of the requested payment and the subcontract number. Subcontractor
will provide monthly invoices to NORC including interviewer names, hours worked, quarter number, project name, and type of activity
(interviewing, training, refusal conversion, downtime). Invoices shall be sent to NORC at its address indicated below:

 

National
Opinion Research Center

Attn:
Nakia Sprouse, Sr. Financial Analyst 

55
East Monroe Street, 30th Floor

Chicago,
IL 60603

 

BILLING
INSTRUCTIONS

 

All
invoices must be numbered consecutively, signed, and provide sufficient information to enable NORC to adequately evaluate and
verify the accuracy and validity of the invoice. Invoices in the Subcontractor’s format shall, at a minimum, include the
following as applicable;

 

	 	●	Subcontractor name
    and invoice date,
	 	●	subcontract number,
	 	●	task number,
	 	●	description of each
    line item included on the invoice,
	 	●	units (hours or quantities)
    being billed,
	 	●	unit prices,
	 	●	extended totals, and
	 	●	the certification
    statement specified in Article 2.03B of the Subcontract.

 

	 	(B)	Subcontractor
    shall include with each invoice the following certification:

 

“I
certify that this voucher reflects Precision Opinion, Inc’s request for reimbursement of allowable and allocable costs incurred
in specific performance of work authorized under Prime Contract No. 200-2018-96379, and that these costs are true and accurate
to the best of my knowledge and belief, and includes indirect costs billed at rates no higher than those approved by Subcontractor’s
Administrative Contracting Officer (ACO) or cognizant audit agency on (insert date of approval letter).”

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 6

    

 

(C)
NORC shall rely in good faith upon the Subcontractor’s certification that the charges are allowable under this Subcontract
and the cost principles set forth in FAR Part 31 applicable to the Subcontractor’s business type. In addition to any other
indemnification obligations set forth in this Subcontract, the Subcontractor agrees to indemnify NORC for any and all claims,
losses or damages, including reasonable attorney’s fees, which NORC sustains as a result of Subcontractor’s failure
to invoice for indirect costs at rates approved by Subcontractor’s ACO.

 

(D)
On receipt and approval of the invoice or voucher designated by the Subcontractor as the “completion invoice”
or “completion voucher” and upon compliance by the Subcontractor with all the provisions of this Subcontract, NORC
shall promptly pay to the Subcontractor any balance of allowable costs. The completion invoice or voucher shall be submitted by
the Subcontractor promptly following completion of the Work under this Subcontract but in no event later that three (3) months
(or such longer period as NORC may in its discretion approve in writing) from the date of such completion.

 

(E)
The Subcontractor agrees that any refunds, rebates, credits, or other amounts (including any interest thereon) accruing to or
received by the Subcontractor or any assignee under this Subcontract shall be paid, or where appropriate, credited, by the Subcontractor
to NORC to the extent that they are properly allocable to costs for which the Subcontractor has been reimbursed by NORC under
this Subcontract.

 

(F)
After payment of ninety percent (90%) of the Subcontract Cost Limitation, NORC may withhold further payment pending establishment
of a reserve of Twenty-Five Thousand Dollars ($25,000.00). This withholding shall be payable, 1) upon submission and acceptance
of the final report, data, and/or deliverables, as set forth in the Statement of Work, and 2) upon submission and acceptance of
the appropriate closing documents.

 

(G)
The Subcontractor shall further comply with the requirements of the Client pursuant to the Prime Contract.

 

2.03 Payment Terms

 

Payments
shall be made within (30) days from receipt of a properly completed invoice. NORC shall report payments to Subcontractor as required
under applicable law to the Internal Revenue Service.

 

2.04 Audit Provisions

 

NORC
reserves the right, upon reasonable notice to Subcontractor, to make an audit of Subcontractor’s bills and records relating
to this Subcontract Agreement. If such audit discloses an overpayment or over-billing in excess of five percent (5%) Subcontractor
shall be obligated to pay all reasonable costs actually incurred by NORC with respect to the audit.

 

3. SUBCONTRACT REQUIREMENTS

  

3.01 Subcontract Requirements

 

Subcontractor
shall timely provide all Work in strict compliance with the specifications of Exhibit A (“Statement of Work’’).

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 7

    

 

3.02 Guaranteed Final Deliverable: Delivery and NORC Acceptance: Subcontractor Delay

 

(A)
Guaranteed Final Deliverable. Notwithstanding any provision of this Subcontract to the contrary, Subcontractor shall
manage this Subcontract in such a manner so as to guarantee NORC the delivery of an acceptable final deliverable (the final report,
data, and/or deliverables, as set forth in the Statement of Work) under this Subcontract. It is the Subcontractor’s responsibility
to ensure at all limes that adequate funds remain to cover all allowable costs necessary for the preparation and delivery of an
acceptable final report, data, and/or deliverables, as set forth in the Statement of Work. All costs incurred by Subcontractor
during preparation and delivery of an acceptable final deliverable(s) that are in excess of the funds remaining in the Subcontract
shall be borne by Subcontractor.

 

(B)
NORC Acceptance. Any and all acceptance by NORC of Subcontractor’s delivery of any Work shall require an express
written certification thereof by the NORC Subcontract Representative.

 

(C)
Subcontractor Delay. Whenever Subcontractor knows or reasonably should know that any actual or potential condition is delaying
or threatens to delay the timely performance of the Work, Subcontractor shall within ten (10) days give notice thereof, including
all relevant information with respect thereto to NORC’s subcontract representative.

 

3.03 Warranty

 

Subcontractor
warrants and represents to NORC that the Work which is created and delivered by Subcontractor shall not violate or infringe upon
any person’s rights in patents, trademarks, copyrights, and/or other rights, and shall hold NORC harmless therefrom. All
warranties and indemnifications shall run to NORC and its clients.

 

3.04 Work for Hire

 

Subcontractor
stipulates and agrees that the creation of the Work, including any and all underlying and/or supporting source information, is
solely for the mutual benefit of NORC and the Client, such shall be deemed a “work for hire,” with all right, title,
and interest therein, in whole and each part, of any nature, type, and extent, within and without the United States, in its delivered
form and any and all derivations thereof, the property of NORC and/or the Client, as shall be determined by NORC. Subcontractor
agrees to execute from time to time such documents to evidence such rights of NORC and/or the Client and cooperate with NORC in
its application for any registration and enforcement of any rights, including but not limited to patent, trademark, and copyright
applications, prosecutions, infringement actions, and similar proceedings. NORC and/or the Client shall have the right to further
transfer its rights in the Statement of Work without consent of the Subcontractor.

 

3.05 Publicity

 

In
addition to the covenants regarding confidentiality and proprietary interests under Article 5, the Subcontractor shall not make
any public statements, participate in interviews, or otherwise engage in any publicity regarding the Work without the express
written consent of NORC.

 

3.06 Debarred/Suspended Certification

 

Subcontractor
hereby certifies by acknowledgement or acceptance of this Subcontract to the best of its knowledge and belief, that:

 

	 	1)	Neither
    Subcontractor nor any of its Principals -

 

	 	a)	Are
    presently debarred, suspended, proposed for debarment, or declared ineligible for the award of contracts by any Federal agency;

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 8

    

 

	 	b)	Have
    within a three-year period preceding the Effective Date of this Subcontract, been convicted of or had a civil judgment
    rendered against them for: commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or
    performing a public (Federal, state, or local) contract or subcontract; violation of Federal or state antitrust statutes relating
    to the submission of offers; or commission of embezzlement, then, forgery, bribery, falsification or destruction of records,
    making false statements, or receiving stolen property; or

 

	 	c)	Are
    presently indicted for, or otherwise criminally or civilly charged by a governmental entity with, commission of any of the
    offenses enumerated in this provision.

 

	 	2)	Subcontractor
    has not, within a three-year period preceding the Effective Date of this Subcontract, had one or more contracts terminated
    for default by any Federal agency.

 

“Principles,”
for the purposes of this certification, means: officers; directors; owners; partners; and persons having primary management or
supervisory responsibilities within a business entity (e.g., general manager, plant manager, head of a subsidiary, division, or
business segment, and similar positions). THIS CERTIFICATION CONCERNS A MATTER WITHIN THE JURISDICTION OF AN AGENCY OF THE UNITED
STATES AND THE MAKING OF A FALSE, FICTITIOUS, OR FRAUDULENT CERTIFICATION MAY RENDER THE MAKER SUBJECT TO PROSECUTION UNDER SECTION
1001, TITLE 18, UNITED STATES CODE. This certification is a material representation of fact. If it is later determined that Subcontractor
knowingly rendered an erroneous certification, in addition to other remedies available to NORC, NORC may terminate this Subcontract
for default without advance notice or opportunity to cure.

 

4. SUBCONTRACTOR ACTIONS AND USE OF NORC PREMISES

 

4.01 Subcontractor Access

 

Subcontractor
shall have limited access to NORC premises, or other site indicated in Exhibit A, during the regular business hours of NORC for
delivery of the Work. Subcontractor shall not use such premises for any other purpose or in any manner which is unlawful or may
be dangerous to persons or property.

 

4.02 Subcontractor Personnel

 

It
is expressly understood and stipulated that the Subcontractor is an independent contractor of NORC and is expressly not
an employee, affiliate, joint venture partner, or other partner of NORC. Subcontractor shall satisfy its obligations under this
Subcontract Agreement personally (in the event that Subcontractor is an individual) or with its own employees (in the event Subcontractor
is not an individual). NORC reserves the right from time to time to approve or remove any individuals proposed by Subcontractor
to fulfill any aspect of the Subcontract Requirements.

 

4.03 Ultra Vires Actions

 

Subcontractor
shall have no authority to bind NORC, incur debt in the name of NORC, or otherwise enter into any agreements concerning NORC without
its express written authorization.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 9

    

 

5. CONFIDENTIALITY AND PROPRIETARY INTEREST

 

5.01 Definitions

 

(A)
Trade Secrets. As used in this Subcontractor Agreement the term “Trade Secrets” shall mean any scientific or
technical information, design, process, procedure, formula, or improvement that is commercially valuable and secret in that it
is not generally known in the industry in the areas in which it is utilized, as well as such other information designated as trade
secrets under applicable law.

 

(B)
Confidential Information. As used in this Subcontractor Agreement the term “Confidential Information” shall
mean any data or information having commercial value which may include but not be limited to data, data bases, product plans,
strategies, forecasts, research procedures and development, marketing techniques procedures and materials, customer names and
other information related to customers, price-lists, pricing policies and financial information which is considered sensitive
and which is not generally known to the public.

 

(C) Proprietary
Information. As used in this Subcontractor Agreement the term “Proprietary Information” shall mean Trade
Secrets and Confidential Information, as defined above, and any other information in which NORC maintains a valuable
interest, where any or all of the foregoing is furnished or disclosed by NORC to Subcontractor, or to which Subcontractor has
access given the nature of services provided under the Subcontractor Agreement, in either (i) tangible form marked as
confidential, proprietary, or trade secret, or (ii) in intangible form subsequently identified as confidential, proprietary,
or trade secret in writing within thirty (30) business days after disclosure. Proprietary Information shall include: (i)
information disclosed directly between Subcontractor and NORC and its employees, directors, and contractors; (ii) information
received by either Subcontractor or NORC from a client or other person contracting with NORC though not a party to this
agreement; (iii) information received, if applicable, from any prime contractors to NORC or subcontractors or Subcontractors
of NORC; or (iv) any respondents to surveys.

 

5.02 Confidentiality

 

(A)
Non-disclosure. Subcontractor shall maintain the Proprietary Information as confidential and shall not disclose such Proprietary
Information to any third party except to Subcontractor’s current employees, officers, and directors (if any) and designated
NORC personnel (collectively “Recipients”) who have a bona fide need to know such Proprietary Information,
nor shall Subcontractor knowingly or negligently use such Proprietary Information for its own benefit or for the benefit of others
or for any purpose other than that expressly delineated by this Subcontractor Agreement. Prior to receiving any Proprietary Information,
all Recipients shall have agreed in writing, according to the terms hereof, to an obligation to not further disclose Proprietary
Information. Subcontractor shall dedicate its best efforts to safeguard all Proprietary Information. The requirements of this
Subsection A shall be strictly construed in favor of non-disclosure; in the event of any ambiguity, it shall be deemed to proscribe
disclosure.

 

(B) Consent.
Except as provided in Subsection A, supra, disclosure of any Proprietary Information provided hereunder may not
be made by Subcontractor absent the prior written consent of NORC, which consent may be granted or denied in NORC’s
sole discretion. In each request for consent, Subcontractor shall provide NORC with (i) the name, occupation, and title
of the party to whom Subcontractor wishes to disclose such information, (ii) the purpose of the disclosure, and (iii) a pro
forma original of a confidentiality statement, in a format acceptable to NORC, signed by such person acknowledging that the
party signing the document is aware of the confidentiality requirements hereunder, agrees to be bound by them, and
understands that the confidentiality requirements inure to the benefit of NORC and may be enforced by NORC.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 10

    

 

(C)
Ownership. All Proprietary Information and any copies thereof is and shall remain the property of NORC and, in tangible
form, shall be promptly returned to NORC or destroyed by Subcontractor upon NORC’s request or, upon the expiration or termination
of this Subcontractor Agreement, whichever occurs first. Nothing contained in this Subcontractor Agreement shall be construed
as granting or conferring upon any person any patent, copyright, trademark, or other proprietary right in the Proprietary Information.
Any and all work product of the Subcontractor specified as Statement of Work shall be deemed “work for hire” and Subcontractor
expressly disclaims any and all interest therein. Subcontractor hereby covenants to execute such documents as reasonably requested
by NORC to reiterate the foregoing.

 

(D)
Compelled Disclosure. If Subcontractor or any of its employees, officers, directors, or agents is served with a subpoena
or other process requiring the production or disclosure of Proprietary Information, then the person or entity receiving such subpoena
or other legal process, shall provide NORC with written notice of such immediately after receipt thereof, and before complying
with such subpoena or other legal process, shall permit NORC a reasonable period of time to intervene and contest such disclosure
or production. To the extent that the subject judicial action is not caused by any malfeasance of Subcontractor, NORC shall bear
all costs and attorneys’ fees for such contest.

 

(E)
Term. This Agreement is effective as of the date hereof, and, if applicable, shall be retroactively effective as of the
Commencement Date, and thereafter shall continue in full force and effect for the duration of the term of the Subcontractor Agreement.
Notwithstanding the expiration or termination of this Subcontractor Agreement, Subcontractor shall keep Proprietary Information
in the manner required hereunder until such is determined by NORC, from time to time, to no longer be Proprietary Information.

 

(F) Exclusions.
Notwithstanding anything herein to the contrary, the parties agree that documentation and information will not be deemed
Proprietary Information, and Subcontractor will have no obligation with respect to any such information, where
such documentation and information (i) was in the public domain prior to the effective date of this Subcontractor Agreement
or subsequently come in the public domain other than as a result of disclosure by Subcontractor, (ii) is independently
developed by Subcontractor or is known to Subcontractor at the time of disclosure, in each case without reliance on
NORC’s Proprietary Information, (iii) is approved for release without limitation pursuant to the written authorization
of NORC, (iv) is disclosed to Subcontractor from a source other than NORC without similar restriction and without breach of
this Subcontractor Agreement, or (v) is required to be disclosed, without restriction on further disclosure, by a judicial or
administrative law, regulation or proceeding after all reasonable legal remedies for maintaining such information in
confidence have been exhausted (pursuant to Subsection D, supra).

 

5.03
Prohibition on Competitive Use of NORC Information

 

Neither
Subcontractor nor any parent, subsidiary, or persons related to Subcontractor, or the respective officers, directors, members,
owners, employees, agents, and/or contractors of such, shall utilize in any manner, whether or not previously disclosed by NORC
to any other person or made generally available to the public, Proprietary Information (including but not limited to the Trade
Secrets and Confidential Information) of NORC to solicit any agreement or contractual relationship, or encourage or facilitate
others to so solicit, or enter into and/or maintain an agreement or contractual relationship, or further any pre-existing agreement
or contractual relationship, including but not limited to persons to which NORC provides or may provide any professional services.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 11

    

 

5.04 Compliance

 

(A)
Default. Given the nature of the Proprietary Information and the interests of NORC therein, while NORC may issue notices
to cease and desist unauthorized disclosure and/or prohibited actual or reasonably anticipated competitive use, no cure period
shall be allowed; unauthorized disclosure and/or use shall be deemed an automatic Event of Default of Subcontractor’s obligations
under this Agreement.

 

(B)
Right to Equitable Remedies. Subcontractor acknowledges that monetary damages would be an insufficient remedy for any breach
of this Agreement, and that any such breach would cause NORC immediate and irreparable harm. Accordingly, Subcontractor agrees
that in the event of any breach or threatened breach of this Subcontractor Agreement, Subcontractor shall not object to NORC’s
request for equitable relief, including injunctive relief and specific performance, without the requirement for NORC to post a
bond or other security, in addition to other remedies it may have at law, including monetary damages, or in equity.

 

5.05 Supplemental Client Confidentiality Agreements

 

To
the extent applicable as of the Date of the Subcontractor Agreement, or as such may arise after the Commencement Date, appended
hereto as Exhibit C are the additional terms and conditions of a confidentiality agreement required by clients of NORC (Client
Confidentiality Agreement, as defined therein). In the event such does not provide specific rights and remedies in the Event of
Default by Subcontractor, the provisions of §5.04, supra, shall apply. NORC and the Subcontractor, respectively, shall
indemnify, defend, and hold the other harmless from and against any and all breaches of said Client Confidentiality Agreement.

 

5.06
Compliance with Privacy Laws

 

Subcontractor
shall comply with any and all statutes, ordinances, rules, and regulations enacted by the federal government, any State, municipal
body, or political subdivision thereof, regarding the collection, maintenance, use, and disposition of any data from and/or regarding
survey respondents including the Privacy Act of 1974 (FAR 54.224-2) and the Protection of Human Subjects (CFR Title 45, DHHS,
Part 46), (hereafter “Privacy Laws”). To the extent that Subcontractor determines the applicability and compliance
requirements of Privacy Laws will adversely affect the Contract Requirements, including but not limited to timely delivery thereof,
Subcontractor shall give NORC prompt written notice thereof, not to exceed fifteen (15) days after the Subcontract Agreement,
specified in Section 1.02. NORC may, from time to time, request written certification and/or explanation of Subcontractor’s
compliance under Privacy Laws. NORC may, without incurring liability therefor or limiting Subcontractor’s obligations provided
above, provide within the Contract Requirements reference to specific Privacy Laws, which shall not be deemed an exclusive recitation
of any and all applicable Privacy Laws.

 

5.07 Disclosure of Conflicts of Interest

 

Prior
to execution and delivery of this Subcontract Agreement to NORC, the Subcontractor shall inform NORC in writing of any and all
then-existing relationships and/or agreements of Subcontractor with any other person which causes a conflict of interest, or which
would give a reasonable inference of a conflict of interest. The term “conflict of interest” shall be interpreted
broadly in favor of disclosure and shall include, but not be limited to, the: (A) Subcontractor’s participation in any activity
similar to the Statement of Work during the Term, (B) Subcontractor engaged in any litigation or claim against any client of NORC,
or the reasonable anticipation thereof, and/or (C) rules pertaining to such under Government Provisions of Exhibit B. If during
the Term any matter occurs or becomes known to Subcontractor which is or may reasonably be interpreted as a conflict of interest,
Subcontractor shall promptly inform in writing the Subcontract Representative designated in Section 1.01(A)(2) thereof.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 12

    

 

5.08 Survival

 

The
covenants, terms, and conditions of this Article 5 shall survive the expiration or earlier termination of this Subcontract Agreement.

 

6. ASSIGNMENT; SUB-SUBCONTRACT

 

Without
prior written consent of NORC, Subcontractor may not assign, subcontract, pledge, hypothecate or otherwise transfer or permit
the transfer of this Subcontract Agreement, in whole or in part, by operation of law or otherwise.

 

7. LIMITATION OF LIABILITY AND INDEMNITY

 

Subcontractor
and NORC, respectively, agree to indemnify and hold the other harmless against any and all claims, demands, judgments, costs and
expenses for injury to person and/or properly, including reasonable attorney’s fees for the defense thereof, arising from
such indemnifying party’s actions or omissions under this Subcontract Agreement, from any breach or default on the part
of such indemnifying party in the performance of any covenant or agreement hereunder, and from any act of negligence of such party
and that of its agents, servants, employees, and/or contractors. In case of any action or proceeding brought against the indemnified
party by reason of any such claim, the indemnifying party covenants to defend such action or proceeding, including appeals therefrom,
with counsel reasonably acceptable to the indemnified party.

 

Notwithstanding
the foregoing, NORC’s liability to Subcontractor hereunder whether arising in contract, tort (including negligence) or otherwise,
shall not, under any circumstances, exceed the aggregate Payment Schedule.

 

8. CHANGES

 

a.
Permitted Changes. NORC shall have the right by written notice to make changes from time to time in the Services to be rendered
or the Products to be furnished by Subcontractor hereunder, including, but not limited to, changes to the delivery or performance
schedule, the quantity of Products or Services ordered, the Work Statement, the place of inspection, delivery, or acceptance,
and the amount of NORC or NORC Customer furnished property, if any.

 

b.
Request for Equitable Adjustment and Duty to Proceed. If any such change causes an increase or decrease in the cost of performance
of this Subcontract or in the time required for its performance, NORC may make an equitable adjustment in the Subcontract price
or delivery schedule or both and shall modify this Subcontract in writing accordingly. To the extent that Subcontractor seeks
an increase in price or extended schedule as a result of a change, Subcontractor must submit a written and fully supported request
for equitable adjustment within ten (10) days from the date of NORC’s written notice to Subcontractor of the change or such
further time as NORC may allow in writing. Subcontractor’s failure to adhere to the time deadlines in submitting its
equitable adjustment proposal shall waive Subcontractor’s right to an equitable adjustment. Subcontractor shall proceed
with the Subcontract as changed pending resolution of any request for equitable adjustment. The parties’ failure to agree
to any adjustment shall be a Dispute covered by Sections 14 and 15 of these General Provisions.

 

c.
Change Based on Prime Contract Change. If NORC issues a change based on a  change in the Prime Contract, the equitable
adjustment to Subcontractor, if any, in price or delivery schedule or both, will in no event be greater for an increase in
price or schedule or less for a decrease in price or schedule than the corresponding equitable adjustment to NORC under the
Prime Contract, excluding NORC’s performance costs, overhead, profit, and schedule impacts associated with the
change.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 13

    

 

d.
Signature Required by NORC Purchasing Representative. Information, advice, approvals or instructions given by NORC’s technical
personnel or other representatives shall be deemed expressions of personal opinion only and shall not affect NORC’s and
Subcontractor’s rights and obligations hereunder unless set forth in a writing which is signed by NORC’s purchasing
representative and which states that it constitutes an amendment or change to this Subcontract.

 

9. TERMINATION FOR DEFAULT.

 

NORC,
at its option, may terminate this Subcontract, in whole or in part, for default (in addition to any other rights and remedies
provided at law) if any of the following acts of default occur: (1) Subcontractor’s performance under the Subcontract is
in default: (2) Subcontractor materially breaches any provision of this Subcontract; (3) Subcontractor becomes involved in or
with a petition under any bankruptcy act or similar statute which is not vacated within 30 days after such filing; or (4) any
other reason set forth in this Subcontract. Such termination for default shall be effective upon receipt by Subcontractor of a
written notice of termination for default issued by NORC. The notice of termination for default shall be preceded by a letter
briefly describing the conditions of default and offering Subcontractor not less than 5 days to cure the default unless NORC’s
Customer has terminated or threatened to terminate NORC’s contract without an opportunity to cure. After receipt of a notice
of a complete or partial termination for default, Subcontractor shall: (i) stop affected Work; (ii) terminate all affected subcontracts;
(iii) return all NORC and NORC Customer property or equipment to NORC; (iv) complete performance of any Subcontract work not terminated;
and (v) take such other and further action as may be reasonably required by NORC.

 

In
the event that NORC properly terminates this Subcontract for default, either in whole or in part, Subcontractor shall only receive
payment (less amounts covered by any NORC right of setoff) under the terminated portion of the Subcontract for Subcontract-compliant
Work provided to and accepted by NORC prior to the effective date of such termination and only to the extent that NORC’s
Customer first pays for such Work. Subcontractor shall submit a request for payment under the terminated Subcontract, or terminated
portion of the Subcontract, within 30 days after termination. In no event shall Subcontractor be entitled to receive payment on
Work for which NORC’s Customer will not pay. In the event of a partial termination for default, Subcontractor shall not
be entitled to an equitable adjustment to the non-terminated portion of the Subcontract. Moreover, in the event of a termination
for default, NORC may procure substitute services, deliverables, and/or supplies, to satisfy the obligations set forth in the
Subcontract or portion of the Subcontract terminated. Upon a termination for default, Subcontractor shall be liable to NORC for
all expenses incurred by NORC that would not have been incurred had Subcontractor performed pursuant to this Subcontract including,
but not limited to, the increased costs of (and associated with) any substitute services, deliverables, and supplies procured.
NORC’s remedies provided for in this provision shall be in addition to any other remedy available to NORC by law or as otherwise
provided for in this Subcontract, and this provision shall survive any termination of this Subcontract. In the event that NORC
improperly terminates this Subcontract for default, the termination shall be treated as a termination for convenience and Subcontractor
shall be entitled only to receive payment in accord with the provisions of Section 11 below.

 

10. STOP WORK ORDER

 

NORC
may direct the Subcontractor to stop work under this Subcontract Agreement at any time (“Stop Work Order’’).
The Subcontractor will be reimbursed only for those costs actually incurred prior to the Stop Work Order, contingent upon full
reimbursement to NORC by the Client under the Prime Contract for these costs.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 14

    

 

(A)
Under the Prime Contract, the Contracting Officer may, at any time, by written order to NORC, require NORC to stop all or any
part of the Work called for by the Prime Contract. After the order is delivered to NORC, and for any further period to which the
parties may agree, the Contracting Officer may also cancel the stop Work order or terminate the Work covered by such order. Immediately
upon receipt of any stop Work order that affects the Work called for under this Subcontract, NORC shall direct Subcontractor to
stop all or any part of the Work called for under this Subcontract for a period corresponding to the period of the Contracting
Officer’s order to NORC or any agreed to extensions thereof, or such other period to which NORC and Subcontractor may agree.

 

(B)
If a Stop Work Order issued to Subcontractor under this article is canceled by NORC or the period of such order or any extension
thereof expires, Subcontractor shall resume Work upon receipt of written notice by NORC to do so. In such event, an equitable
adjustment shall be made in the delivery schedule or cost of this Subcontract Agreement if:

 

(l)
The Stop Work Order resulted in an increase or decrease in the cost of or the time required for the performance of any part of
the Work to be performed under this Subcontract and,

 

(2)
Subcontractor asserts a claim for such adjustment within thirty (30) days after the end of the period of Work stoppage and,

 

(3)
Said claim is approved by the Contracting Officer or Client.

 

(C)
If a Stop Work Order is not canceled and the Work covered by such order is terminated by NORC either for convenience or default,
such termination shall be handled in accordance with the “Termination” provisions of this Subcontract. Reasonable
costs resulting from the Stop Work Order shall be allowed as part of the termination settlement.

 

(D)
In the event that the Subcontractor receives an order to stop work and is unable to provide continued funding for personnel on
the project or is unable to assure that it will be able to resume work using such personnel, Subcontractor may immediately issue
a written termination notice to NORC.

 

11. TERMINATION FOR CONVENIENCE

 

NORC
may terminate this Subcontract for convenience, in whole or in part, without advance notice in the event that: (i)
NORC’s Customer terminates, for any reason (e.g., default or convenience), the Prime Contract; (ii) NORC’s
Customer terminates, for any reason, any part of the Prime Contract if this Subcontract relates (in whole or in part) to the
portion terminated. NORC also may terminate this Subcontract for convenience, in whole or in part, if NORC deems such
termination to be in NORC’s best interest regardless of whether NORC’s Prime Contract is terminated. After
receipt of a notice of partial or total termination for convenience, Subcontractor shall (unless otherwise directed by NORC
in writing): (i) stop affected Work; (ii) terminate all affected subcontracts; (iii) return all NORC and NORC Customer
property or equipment to NORC; (iv) deliver to NORC, retain (with an appropriate credit to NORC), or dispose of all other
Subcontract supplies, deliverables, or equipment (with an appropriate credit to NORC); (v) complete performance of any
Subcontract work not terminated; and (vi) take such other and further action as may be reasonably required by NORC. In the
event of a partial termination for convenience, Subcontractor may request (in writing and within 30 days of the termination
for convenience) an equitable adjustment for the non-terminated portion of the work to the extent the termination for
convenience impacted the continuing work. Subcontractor shall only receive such an equitable adjustment if NORC’s
Customer provides NORC with a corresponding equitable adjustment.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 15

    

 

Subcontractor
shall submit a detailed and documented Federal Acquisition Regulation (“FAR”) compliant termination for convenience
settlement proposal under the terminated Subcontract, or terminated portion of the Subcontract, within 60 days after termination.
Absent NORC written consent (which NORC may withhold for any reason), Subcontractor shall not seek any costs as part of its termination
for convenience settlement proposal which are not allowed by FAR Part 31 and FAR Subparts 49.1 and 49.2, and the provisions referenced
therein. If this Subcontract is terminated for convenience in whole or in part pursuant to this Section _ and notwithstanding
the preceding sentence, NORC shall not be liable to Subcontractor for anything more than allowed for under the payment provisions
of this Subcontract (on a percentage performed basis) for Work performed before the effective date of the termination and may
only recover amounts recovered by NORC from NORC’s Customer (except where the NORC Customer did not issue a termination).

 

12. SUBCONTRACTOR’S INSURANCE

 

12.01 Minimum Insurance

 

Subcontractor,
at Subcontractor’s expense, agrees to maintain in force during the Term:

 

(A)
Comprehensive General Liability Insurance, shall be written in comprehensive form and shall protect Contractor against all claims
arising from injuries to members of the public or damage to property of others arising out of any act or omission of Subcontractor,
its agents employees or Subcontractors, including contractual liability coverage., on an occurrence basis, with minimum limits
of liability in an amount of: One Million Dollars ($1,000,000) for bodily injury or death to any one person and Three Million
Dollars ($3,000,000) for bodily injury or death to more than one person and One Million Dollars ($1,000,000) with respect to damage
to property;

 

(B)
Comprehensive Automobile and Other Vehicle Liability Insurance shall be written in comprehensive form and shall protect Contractor
against all claims for injuries to members of the public and damage to property of others arising from Subcontractor’s use
of owned motor vehicles, with minimum limits of liability in an amount of: Five Hundred Thousand Dollars ($500,000) for bodily
injury or death to any one person and Five Hundred thousand Dollars ($500,000) for bodily injury or death to more than one person
and Fifty Thousand Dollars ($50,000) with respect to damage to property; and,

 

(C)
Worker’s Compensation Insurance, in statutorily required amounts;

 

The
insurance coverage specified above shall constitute the minimum requirements and said requirements shall in no way lessen or limit
the liability of Subcontractor under this Subcontract.

 

12.02 Additional Insureds; Endorsements

 

The
policy referred to in §12.01 (A) and (B) shall name NORC as additional insured. Each policy referred to in §11.01 shall
be issued by one or more responsible insurance companies licensed to do business in Illinois and reasonably satisfactory to NORC
and shall contain the following provisions and endorsements:

 

(A)
that such insurance may not be canceled or amended without thirty (30) days’ prior written notice to NORC;

(B)
an express waiver of any right of subrogation by the insurance company against the NORC Indemnitees; and

(C)
that the policy shall not be invalidated should the insured waive in writing prior to a loss, any or all rights of recovery against
any party for losses covered by such policies.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 16

    

 

12.03
Certificates

 

Vendor
shall deliver to NORC, certificates of insurance of all policies and renewals thereof to be maintained by Vendor hereunder, not
less than ten (10) days prior to the Commencement Date and not less than ten (10) days prior to the expiration date of each policy.

 

13. NOTICES

 

All
notices required or permitted to be given hereunder shall be in writing and shall be deemed given and delivered, whether or not
received, (a) the next business day when deposited with a reputable commercial courier by overnight delivery or (b) three (3)
business days after deposit in the United States Mail, certified, return receipt requested, and under either method such being
properly addressed and all charges and/or postage paid, at the following addresses:

to
NORC:

 

Michele
Nachbar

Executive
Vice President, Business Ventures and Innovations

55
E. Monroe Street, Suite 3000

Chicago,
IL 60603

312.759.4016
Office

312.759.4005
Fax

773.814.8142
Cell

nachbar-
missy@norc.org

 

or
such other address as NORC shall designate by written notice to Subcontractor, and; to Subcontractor:

 

James
T. Medick, President

Precision Opinion

101
Convention Center Drive

Plaza 124

Las
Vegas, NV 89109

Telephone:
800-780-2790

702-483-4000

Fax:
702-483-4100

Email:
jmedick@precisionopinion.com

 

or
such other address as Subcontractor shall designate by written notice to NORC.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 17

    

 

14. DISPUTES

 

a.
Arbitration. Except for the right of either party to apply to a court of competent jurisdiction for a temporary restraining order,
a preliminary injunction, or other equitable relief to preserve the status quo or prevent irreparable harm, the parties agree
that any Dispute between them or against any agent, employee, successor, or assign of the other shall be settled, to the extent
possible, by good faith negotiations. Any Dispute which the parties cannot resolve by good faith negotiations within thirty (30)
days or such longer period as the parties may mutually agree to, shall be submitted and finally resolved by binding arbitration
under the commercial arbitration rules of the American Arbitration Association (“AAA”) then in effect. The arbitration
shall be conducted by a panel of three arbitrators in Chicago, Illinois unless both parties consent in writing to a different
location. The panel of arbitrators shall be appointed by agreement between the parties or failing such agreement in accordance
with AAA rules. The parties may conduct discovery pursuant to the Federal Rules of Civil Procedure and Evidence. The chairperson
of the arbitration panel shall, among other things: (a) have authority to resolve discovery disputes and issue appropriate subpoenas
and orders to facilitate discovery; (b) rule on dispositive motions, and (c) conduct the arbitration according to the Federal
Rules of Evidence. The arbitration panel shall have authority to award monetary damages, declaratory judgments, specific performance,
and injunctive and other equitable relief, which shall be enforceable by either the panel or any court with jurisdiction over
the enjoined party or its assets. Either party may also, without waiving any remedy under this Subcontract, seek from any court
having jurisdiction over the parties or its assets any interim or provisional relief that is necessary to protect the rights or
property of that party, pending the establishment of the arbitral panel (or pending the arbitral panel’s determination of
the merits of the controversy). The arbitration panel shall not have authority to award punitive, special or consequential damages
or any other damages not available under this Subcontract. The arbitration panel also shall not have the power to modify or amend
the provisions of this Subcontract except in accord with Section 8. The Arbitration panel shall apply the law specified in Section
17.06. Subcontractor and NORC will pay their own attorneys’ fees and expert fees and other costs related to prosecuting
or defending any Dispute, but shall share equally the costs and fees associated with the arbitration hearing and the panel.

 

b.
Waiver of Trial. THE PARTIES UNDERSTAND THAT THEY WOULD HAVE HAD A RIGHT TO LITIGATE THROUGH A COURT AND TO HAVE A JUDGE OR JURY
DECIDE THEIR CASE, BUT, EXCEPT AS OTHERWISE INDICATED IN THIS SUBCONTRACT, THEY KNOWINGLY CHOSE TO WAIVE ALL RIGHTS TO A JUDGE
OR JURY TRIAL AND, INSTEAD, HAVE ANY AND ALL DISPUTES DECIDED BY ARBITRATION. THE PARTIES SPECIFICALLY ACKNOWLEDGE THAT THIS MUTUAL
WAIVER IS MADE KNOWINGLY AND VOLUNTARILY AFTER AN ADEQUATE OPPORTUNITY TO NEGOTIATE ITS TERMS.

 

c.
Third-party Joinder. Except as otherwise provided herein, in the event that any unrelated third party is joined in any Dispute
between the parties, the disputes procedures set forth in this Section 14 or 15 nevertheless shall apply to compel the resolution
of any Dispute between the parties hereto.

 

d.
Duty to Proceed. Until final resolution of any Dispute hereunder, Subcontractor shall proceed diligently with the performance
of this Subcontract unless otherwise directed by NORC in writing.

 

15. DISPUTES UNDER PRIME CONTRACT PROVISION.

 

a.
Pass Through. Notwithstanding Section 14, any Dispute arising under or related to this Subcontract, which NORC could include in
a claim or other demand under the disputes provisions of its Prime Contract (including, but not limited to, any issued related
to NORC Customer actions or directions) shall be resolved, at NORC’s option, as follows: (i) Subcontractor shall provide
NORC with a fully supported written claim, properly certified, within twenty (20) days after the claim accrues or such longer
time as NORC allows in writing; (ii) Subcontractor shall cooperate with NORC in prosecuting Subcontractor’s timely made
claim or demand and will be bound by the resulting decision; and (iii) Subcontractor shall pay its proportional costs in pursuing
the claim. If Subcontractor fails to provide NORC with a written claim for any Dispute that could fall within this Section within
twenty (20) days after the claim arises or a longer provided if allowed by NORC in writing, Subcontractor shall have waived the
claim and may not bring the claim under this Subcontract.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 18

    

 

b.
Limitation of NORC Liability. NORC’s entire liability to Subcontractor with respect to any matter prosecuted under the
Prime Contract disputes clause shall be limited to the recovery obtained against NORC’s Customer for Subcontractor’s
claims, less markups specifically allowed NORC. If Subcontractor is affected by the resulting decision and NORC elects lo
appeal, Subcontractor shall pay to NORC Subcontractor’s proportion of the appeal costs. If NORC elects not to appeal
the decision, NORC shall notify Subcontractor of such decision within thirty (30) days. If Subcontractor submits a timely
request to NORC to appeal such decision, NORC shall file an appeal, at Subcontractor’s sole cost, if NORC may do so in
good faith. NORC has the right to review, prior to submission, any pleading or other papers Subcontractor wants to file in
such appeal. Subcontractor agrees to delete any admissions or statements in the pleadings or papers to which NORC reasonably
objects. If NORC appeals such decision, whether or not at Subcontractor’s request, any decision regarding such appeal
shall be binding on NORC and Subcontractor as it relates to this Subcontract.

 

c.
Subcontractor Duty lo Proceed. Until final resolution of any Dispute hereunder, Subcontractor shall proceed diligently with the
performance of this Subcontract unless NORC otherwise directs in writing.

 

16. LIMITATION OF LIABILITY.

 

CLAIMS
FOR DAMAGES BY SUBCONTRACTOR OF ANY NATURE WHATSOEVER ARISING UNDER OR RELATED TO THIS SUBCONTRACT SHALL BE LIMITED TO DIRECT
DAMAGES. IN NO EVENT SHALL NORC’S LIABILITY EXCEED THE PRICE PAYABLE FOR THE WORK TO BE PERFORMED BY SUBCONTRACTOR UNDER
THIS SUBCONTRACT. IN NO EVENT WILL SPECIAL, PUNITIVE, INCIDENTAL, INDIRECT, CONSEQUENTIAL, OR LOST PROFIT DAMAGES, BE AVAILABLE
TO SUBCONTRACTOR WITH RESPECT TO ANY ALLEGED BREACH OR OTHER CAUSE OF ACTION (WHETHER SOUNDING IN CONTRACT, TORT, STRICT LIABILITY
OR OTHERWISE) RELATING TO THIS SUBCONTRACT.

 

17. MISCELLANEOUS

 

17.01
Entire Contract

 

This
Subcontract Agreement, including the Exhibits attached hereto, contains the entire agreement between NORC and Subcontractor concerning
the Subcontract Agreement, this document superseding any request for proposal (“RFP”) which may have been issued by
NORC and any proposal by Subcontractor thereto, and there are no other agreements, either oral or written.

 

17.02
Binding Effect

 

This
Subcontract Agreement shall be binding upon and inure to the benefit of NORC and Subcontractor and their respective heirs, legal
representatives, successors and permitted assigns. Subcontractor and NORC each represent and warrant to the other that it is duly
formed and in good standing, and has full authority to enter into this Subcontract Agreement, so that when executed this Subcontract
Agreement constitutes a valid and binding obligation enforceable in accordance with its terms.

 

17.03
Modification of Subcontract Agreement

 

Should
any mortgagee, lender, landlord, client, or similar person, of NORC, require a modification of this Subcontract Agreement, which
modification will not cause any increased cost or expense to Subcontractor, or in any way substantially change the rights and
obligations of Subcontractor hereunder, then and in such event, Subcontractor agrees that this Subcontract Agreement may be so
modified.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 19

    

 

17.04
Captions

 

The
Section captions in this Subcontract Agreement are inserted only as a matter of convenience and in no way define, limit, construe,
or describe the scope or intent of such Sections.

 

17.05
Compliance with Laws

 

Subcontractor
shall comply with all applicable Federal, State and local laws, executive orders, rules and regulations which may be applicable
to Subcontractor’s performance under this Subcontract, including, without limitation: the Service Contract Act; the Work
Hours and Safety Standards Act; the Walsh-Healey Public Contracts Act; the Davis-Bacon Act; the Fair Labor Standards Act of 1938;
the Civil Rights Act of 1964, as amended; Title 41, Chapter 60, of the Code of Federal Regulations, as amended; the Equal Opportunity
Clause as set forth in clause 52.222-26 of the FAR; and all Jaws, regulations, and rules related to the safety and conditions
of each job site, including but not limited to those promulgated or prescribed pursuant to the Occupational Safety and Health
Act of 1970, and any amendment thereto.

 

17.06
Choice of Law

 

NORC
and Subcontractor agree that, irrespective of the place of performance, the laws of the State of Illinois, excluding its choice
of law rules and the Convention for the International Sale of Goods (if otherwise applicable), shall govern any and all Disputes
under this Agreement. NORC and Subcontractor also agree that the provisions of the Illinois Uniform Commercial Code shall apply
to this Subcontract and all Disputes, regardless of whether the subject matter of this Subcontract relates to the provision of
services, goods, the lease of rental equipment or material, or the license of software. Notwithstanding the foregoing, any provision
of this Subcontract that incorporates by reference a provision of the Federal Acquisition Regulation (“FAR”) or the
Office of Management and Business Circular A-122 (“OMB a-122”) shall be construed and interpreted according to the
federal common law of government contracts, as interpreted by federal judicial bodies, boards of contract appeals, and other quasi-judicial
agencies of the federal government. Except as otherwise provided in this Subcontract or otherwise agreed to in writing by the
parties, venue and jurisdiction for all judicial proceedings relating lo or arising under this Subcontract shall lie exclusively
in Illinois.

 

17.07
Time

 

Time
is of the essence of this Subcontract Agreement and the performance of all obligations hereunder.

 

17.08
No Presumption Against Drafter

 

NORC
and Subcontractor acknowledge that this Subcontract Agreement has been freely negotiated by both parties and, in any controversy,
dispute, or contest over the meaning, interpretation, validity, or enforceability of this Subcontract Agreement or any of its
terms or conditions, there shall be no inference, presumption, or conclusion drawn whatsoever against either party by virtue of
that party having drafted the Subcontract Agreement or any portion thereof.

 

17.09
Attorney’s Fees and Costs

 

The
defaulting Party shall pay, upon demand of the prevailing Party, all costs and expenses, including reasonable attorneys’
fees, incurred by the prevailing Party in enforcing the observance and performance of all covenants, conditions and provisions
of this Subcontract Agreement, or resulting from the Party’s Event of Default under this Subcontract Agreement, and pre-judgment
interest thereon at the legal prevailing rate.

 

17.10
Severability

 

If
any provision of this Agreement is held or rendered illegal or unenforceable it shall be considered separate and severable from
this Agreement. The remaining provisions of this agreement shall remain in force and bind the parties as though the illegal or
unenforceable provision had never been included in this agreement.

 

17.11
Duplicate Original Subcontract Agreement

 

This
Subcontract Agreement, including its Exhibits, is executed in duplicate original form.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 20

    

 

IN
WITNESS WHEREOF, this Subcontract Agreement has been executed as of the last date and year written below.

 

	National
    Opinion Research Center	 	SUBCONTRACTOR:
	 	 	 	 
	 	 	 	Precision
    Opinion, Inc.
	 	 	 	 	 
	By:	/s/
    Michele Nachbar	 	By:	/s/
    James T. Medick
	 	Michele
    Nachbar	 	 	James
    T. Medick
	Title:	Executive
    Vice President	 	Title:	President
	Date:	01/25/18	 	Date:	1/24/18

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 21

    

 

Exhibit
A

 

STATEMENT
OF WORK

 

STATEMENT
OF WORK

 

A.
Services

 

Subcontractor
shall conduct interviews and research services for NORC (“Research Services”) comprised of administering research
surveys (each, a “Client Survey”) by telephone from Subcontractor’s offices from the pool of telephone
numbers (hereafter referred to as “Sample”) provided by NORC.

 

B.
Subcontractor Responsibilities

 

In
performing the Research Services, it is anticipated that the Subcontractor will be required to staff between 60 to 120 interviewing
stations (depending on CDC funded activities). It is further anticipated that each station will be required to support, on average
between 20 and 30 hours per week. To support daily production, Subcontractor will provide a telephone center manager; staffed
monitoring stations; floor supervisors; and clerical support, as necessary, each day on which interviewing occurs.

 

The
Subcontractor will recruit, screen and hire prospective interviewers and supervisors in accordance with NORC’s requirements,
and to the extent available, it will assign interviewers and supervisors to work on NORC projects who are already working at Precision
Opinion. The Subcontractor will consult with NORC in the event that circumstances (e.g., rapid and significant ramp-up required
to meet a new Task Order) require the Subcontractor to recruit new interviewers to work on NORC projects. All Subcontractor data
collection personnel will attend the required project-specific training. A trained Subcontractor staff Member (along with NORC
personnel, as needed) will conduct training at Subcontractor’s telephone center in Las Vegas, Nevada. The training hours
assume Subcontractor will provide all orientation information and non-project specific training for its supervisors/monitors and
interviewers. For project specific training, interviewers will attend 24 hours of initial project training related to the Government’s
Task Order #1 (NIS-Core) and Task Order #2 (NIS-Teen) combined, 4 hours of refusal aversion training, and 3 hours refresher training
each quarter. Supervisors and monitors will attend 24 hours of initial interviewer project training, 15 hours of monitoring/supervisor
training, 4 hours of interviewer refusal aversion training, and 3 hours of interviewer refresher training each quarter. The hours
required for training are subject to change based on experience. NORC will provide train-the-trainer training, and all subsequent
trainings will be conducted by Subcontractor.

 

On
a monthly basis, the Subcontractor will submit production reports including hours charged by interviewer by project code. In addition,
Subcontractor telephone center manager and project manager will attend telephone conferences calls with NORC, as needed, at a
time mutually agreed upon by NORC and the Subcontractor.

 

    	 

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The
Subcontractor will use its reasonable commercial efforts to complete Client Surveys in accordance with the performance thresholds
set forth in Section D below, “Reports and Deliverables.” Performance will be reviewed each week to monitor progress
toward the completed-interview and productivity goals. Performance indicators to be reviewed include hours per completed interview,
completed interviews to date, and proportion of interviews which include partially completed interviews, based on disposition
codes developed by NORC. In addition, the Subcontractor’s telephone supervisory staff will monitor 10% of all interviewer
hours using an audio-visual system and will adopt the quality assurance program of the NORC.

 

NORC
will train the Subcontractor on Schedule Source, a web-based tool used to schedule and track interviewer hours. The Subcontractor
will use this system on a daily basis.

 

Subcontractor
will provide workstations, including computers, telephones, and headsets, for interviewers and supervisors/monitors.

 

Subcontractor
will be responsible for complying with all confidentiality and security protections specified by the CDC.

 

C.
NORC’s Responsibilities

 

Sample
will be centrally and remotely controlled from the Chicago office of NORC.

 

NORC
will provide the Subcontractor with the reports necessary to evaluate interviewer quality and production for both individual interviewers
and the subcontractor production facilities.

 

NORC
will establish VOIP communications line between NORC’s Chicago facility and the Subcontractor’s offices. NORC will
also maintain security measures on its servers in its Chicago facility.

 

D.
Reports and Deliverables

 

Subcontractor
shall use its reasonable commercial efforts to satisfy the performance goals described below.

 

	 	1.	Production
    standards

 

The
overall targets are shown in the table below for each of the subcontract data collection years.

 

The
Subcontractor will agree to negotiate in good faith revisions in the productivity goals, if·necessitated by contract negotiations.

 

	CDC

        Task
        Order No.
	 	Task
    Order	 	Period
    of Performance	 	Production
    Goals
	1	 	NIS
Core, Q1-Q2 2-18	 	January
    1, 2018 – December 31, 2019	 	15.14
                                         Hours per Case (HPC), landline and cell

        cases
        combined

	 	 	 	 	 	 	 
	2	 	NIS-Teen,
    Q1-Q4 2018	 	January
    1, 2018 – December 31, 2019	 	1.83
                                         Hours per Case (HPC), landline and cell cases,

        combined

	 	 	 	 	 	 	 
	3	 	NIS-Child
    Influenza Module, Q1-Q2 2018	 	January
    1, 2018 – August 31, 2019	 	0.35
                                         Hours per Case (HPC), landline and cell cases,

        combined

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
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2. Reports

 

On
a monthly basis, the Subcontractor will submit production reports including hours charged by interviewer by project code. In addition,
Subcontractor telephone center manager and project manager will attend telephone conferences calls with NORC, as needed, at a
time mutually agreed upon by NORC and the Subcontractor.

 

3. Invoicing

 

Subcontractor
will provide monthly invoices to NORC including interviewer names, hours worked, quarter number, project name, and type of activity
(interviewing, training, refusal conversion, downtime).

 

4. Other considerations

 

In
the event that the contractor encounters difficulty in meeting the performance goals described in the table above, or when difficulties
are anticipated complying with the Subcontract deliverable schedule, or when Subcontractor has knowledge that any actual or potential
situation is delaying or threatens to delay the timely performance of this Subcontract, the Subcontractor shall promptly notify
the NORC Project Director in writing, giving pertinent details. Such notification shall not be construed as a waiver by NORC
of any deliverable productivity standard or date, or any rights or remedies provided under this Subcontract.

 

    	 

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Exhibit
B

 

GOVERNMENT
PROVISIONS

 

CLAUSES
INCORPORATED BY REFERENCE. If this Subcontract involves Products or Services in support of a Government Prime Contract or subcontract
under a Government Prime Contract, the following clauses set forth in the FAR, HHSAR and OMB Circular A-122 in effect
as of the date of said Prime Contact are incorporated herein by reference. Unless otherwise expressly noted herein, the words
“Government,” and “Contracting Officer” each shall mean “NORC” or (when appropriate) “NORC
and the Contracting Officer,” the words “Contractor” or “Offeror” shall mean “Subcontractor,”
and the words “Contract” and “Schedule” shall refer to this “Subcontract.” The definitions
outlined herein are intended to create legal relationships between NORC and Subcontractor identical to, but not dependent on,
the relationship the FAR, HHSAR and OMB Circular A-122 intend to establish between the “Government” and a “Contractor.”
Subcontractor shall include the terms of this Section in all purchase orders or subcontracts awarded under this Subcontract.

 

Section
H - Special Contract Requirements

 

H.
1  Dissemination of Information (May 1998)

 

No
information related to data obtained under this contract shall be released or publicized without the prior written consent of
the Contracting Officer Technical Representative.

 

(End
of Clause)

 

H.
2 Release of Information (Jul 1999)

 

The
Contractor shall not, unless authorized in writing by the Contracting Officer, release or provide any information or interpretations
concerning any plans or specifications prepared under this contract to prospective construction contractors, manufacturers, or
suppliers for their use in bidding or submitting quotations on the subject project.

 

Any
cost estimates prepared by the Contractor under this contract for use either by the Government or the Contractor shall be consider
privileged information and will not be divulged to any third party.

 

(End
of Clause)

 

    	 

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H.
3 CDC0-H021 Lobbying Prohibition Using Federal Funds (Sep 2009)

 

Per
FAR 31.205-22, the contractor is hereby notified of the restrictions on the use of Department of Health and Human Service’s
funding for lobbying of Federal, State and Local legislative bodies.

 

Section
1352 of Title 10, United Stated Code (Public Law 101-121, effective 12/23/89), among other things, prohibits a recipient (and
their subcontractors) of a Federal contract, grant, loan, or cooperative agreement from using appropriated funds {other than profits
from a federal contract} to pay any person for influencing or attempting to influence an officer or employee of any agency, a
Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with any of the following
covered Federal actions; the awarding of any Federal contract; the making of any Federal grant; the making of any Federal loan;
the entering into of any cooperative agreement; or the modification of any Federal contract, grant, loan, or cooperative agreement.
For additional information of prohibitions against lobbying activities, see FAR Subpart 3.8 and FAR Clause 52.203-12.

 

In
addition, the current Department of Health and Human Services Appropriations Act provides that no part of any appropriation contained
in this Act shall be used, other than for normal and recognized executive-legislative relationships, for publicity or propaganda
purposes, for the preparation, distribution, or use of any kit, pamphlet, booklet, publication, radio, television, or video presentation
designed to support, or defeat legislation pending before the Congress, or any State or Local legislature except in presentation
to the Congress, or any State or Local legislative body itself.

 

The
current Department of Health and Human Services Appropriations Act also provides that no part of any appropriation contained in
this Act shall be used to pay the salary or expenses of any contract or grant recipient, or agent acting for such recipient, related
to any activity designed to influence legislation or appropriations pending before the Congress, or any State or Local legislature.

 

(End
of Clause)

 

    	 

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H.
4 CDC0-H022 Smoke Free Working Environment (May 2009)

 

In
compliance with Department of Health and Human Services (DHHS) regulations, all contractor personnel performing work within CDC/ATSDR
facilities shall observe the CDC/ATSDR smoke-free working environment policy at all times. This policy prohibits smoking in all
CDC/ATSDR buildings and in front of buildings which are open to the public. This policy is also applicable to contractor personnel
who do not work full-time within CDC/ATSDR facilities, but are attending meetings within CDC/ATSDR facilities.

 

(End
of Clause)

 

H.5
CDC0-H055: Smoke Free Environment Certification (February 2009)

 

The
Centers for Disease Control and Prevention (CDC) recognizes that secondhand smoke (SHS) exposure poses serious health risks to
nonsmokers. SHS exposure in the workplace has been linked to an increased risk for heart disease and lung cancer among adult nonsmokers.
SHS has been designated as a known carcinogen (cancer-causing agent) by the National Toxicology Program of the U.S. Environmental
Protection Agency and by the International Agency for Research on Cancer (IARC). The National Institute for Occupational Safety
and Health has concluded that SHS is an occupational carcinogen. There is no risk-free level of SHS exposure. Separating smokers
from nonsmokers, cleaning the air, and ventilating buildings cannot eliminate this exposure. SHS is an important preventable cause
of death from cancer and other illnesses, and many Americans, both adults and children, remain at significant risk from SHS exposure.

 

It
is the CDC’s intent to protect the health of all CDC employees and reduce cancer and other serious health hazards caused
by SHS exposure. Therefore, all meetings and conferences organized and/or sponsored or co-sponsored by the CDC shall be held in
a conference venue that provides a smoke-free environment. A smoke free conference venue is defined as a venue that makes ALL
public places in the hotel and in all meeting facilities smoke-free. This includes, but is not limited to, meeting rooms, common
areas such as lobbies and hallways, all indoor public spaces, all indoor employee work areas, restaurants (including restaurant
bar areas), and lounges.

 

Conferences
include symposia, seminars, workshops, and any other organized and formal meeting lasting one or more days, where CDC personnel
assemble to exchange information and views or explore or clarify a defined subject, problem, or area of knowledge.

 

    	 

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CERTIFICATION:
Offeror’s acceptance of any resulting contract certifies that the meeting/conference venue provided is “smoke
free” and that all CDC personnel attending said meeting/conference will be doing so in a smoke-free environment.

 

(End
of Clause)

 

H.
6 CDC0-H045 Privacy Act (Sep 2009)

 

(a)
Notification is hereby given that the Contractor and its employees are subject to criminal penalties for violation of the Privacy
Act to the same extent as employees of the Government. The Contractor shall assure that each of its employees knows the prescribed
rules of conduct and that each is aware that he or she can be subjected to criminal penalty for violation of the Act. A copy of
45 CFR Part 5b, Privacy Act Regulations, may be obtained at http://ecfr.gpoaccess.gov/cgi/t/text/text idx?c=ecfr&tpl=%2Findex.tpl.

 

(b)
The Contracting Officer Technical Representative is hereby designated as the official who is responsible for monitoring contractor
compliance with the Privacy Act.

 

(c)
The Contractor shall follow the Privacy Act guidance as contained in the Privacy Act system notice provided in individual task
orders, as applicable.

 

(End
of Clause)

 

H.
7 System of Records (SOR) Notice

 

Contractors
shall abide by all requirements of the Privacy Act of 1974. Pursuant to those requirements, the contractor shall work with the
OPDIV system owner or designee and the OPDIV Privacy Act Officer to publish a System of Record (SOR) notice in the Federal Register
when a new System of Records is to be created and will publish an updated (SOR) notice following a “major change” as
defined by Office of Management and Budget Memorandum 03-22 or subsequent replacement guidance.

 

(End
of Provision)

 

H.
8 Privacy Impact Assessment (PIA)

 

Contractors
shall conduct and maintain an initial Privacy Impact Assessment (PIA) as defined by Section 208 of the E-Government Act of 2002.
Periodic reviews shall be conducted by the system owner, with assistance from the contractor, to determine if a major change to
the system has occurred, and if a PIA update is needed.

 

(End
of provision)

 

    	 

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H.
9 Non-Disclosure Agreement for Contractor and Contractor Employees (May 2009)

 

The
Contractor shall prepare and submit a Designated Agent Agreement to the Contracting Officer and COTR prior to accessing confidential
information. Instructions are provided in Attachment “Affidavit of Non-Disclosure” (see Section J - J.12).

 

I.
Procurement-Sensitive Information

 

Contractor
further agrees that it will not cause or encourage any employee to disclose, publish, divulge, release, or make known in any manner
or to any extent, to any individual, other than an authorized Government employee, any procurement-sensitive information gained
while in connection with fulfilling the employee’s responsibilities at the CDC. For purposes of this agreement, procurement-sensitive
information includes, but is not limited to, all information in Statements of Work (SOW), Requests for Contract (RFC), and Requests
for Proposal (RFP); Responses to RFPs, including questions from potential offerors; non-public information regarding procurements;
all documents, conversations, discussions, data, correspondence, electronic mail (e-mail), presentations, or any other written
or verbal communications relating to, concerning, or affecting proposed or pending solicitations or awards; procurement data;
contract information plans; strategies; source selection information and documentation; offerors’ identities; technical
and cost data; the identity of government personal involved in the solicitation; the schedule of key technical and procurement
events in the award determination process; and any other information that may provide an unfair competitive advantage to a contractor
or potential contractor if improperly disclosed to them, or any of their employees.

 

Contractor
understands and agrees that employee access to any procurement-sensitive information may create a conflict of interest which will
preclude contractor from becoming a competitor for any acquisition(s) resulting from this information. Therefore, if an employee
participates in any discussions relating to procurement-sensitive information, assists in developing any procurement-sensitive
information, or otherwise obtains any procurement-sensitive information during the course of performing duties at the CDC, contractor
understands and agrees that contractor are be excluded from competing for any acquisition(s) resulting from this information.

 

II.
Identification of Non-Government Employees

 

Contractor
understands that its employees are not agents of the Government. Therefore, unless otherwise directed in writing by the CDC, contractor
agrees to assist and monitor employee compliance with the following identification procedures:

 

	 	A.
    	At
    the beginning of interactions with CDC employees, employees of other governmental entities, members of the public, or the
    media (when such communication or interaction relates to the contractor’s work with the CDC), contractors’ employees
    will .identify themselves as an employee of a contractor.
	 	B.
    	Contractors’
    employees will include the following disclosures in all written communications, including outgoing electronic mail (e-mail)
    messages, in connection with contractual duties to the CDC:

 

Employee’s
name

Name
of contractor

Center
or office affiliation

Centers
for Disease Control and Prevention

 

	 	C.
    	At
    the beginning of telephone conversations or conference calls, contractors’ employees will identify themselves as an
    employee of a contractor.
	 	D.
    	Contractors
    should not wear any CDC logo on clothing, except for a CDC issued security badge while carrying out work for CDC or on CDC
    premises. The only other exception is when a CDC management official has granted permission to use the CDC logo.
	 	E.
    	Contractors’
    employees will program CDC voice mail message to identify themselves as an employee of a contractor.

 

    	 

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8300. PRECISION OPINION. 01
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I
understand that federal laws including, 18 U.S.C. 641 and 18 U.S.C. 2071, provide criminal penalties for, among other things,
unlawfully removing, destroying or converting to personal use, or use of another, any public records. Contractor acknowledges
that contractor has read and fully understands this agreement.

 

Name
of contractor: ________________________

Signature
of Authorized Representative of

Contractor:
_______________________

 

Date:
___________________

 

Copies
retained by: contracting official and contractor

 

Exhibit
I

Centers
for Disease and Prevention (CDC)

Contractors’
Employee Non-Disclosure Agreement

 

I.
Procurement-Sensitive Information

 

I
agrees that unless I have prior written permission from the CDC, I will not disclose, publish, divulge, release, or make known
in any manner or to any extent, to any individual other than an authorized Government employee, any procurement-sensitive information
gained in connection with the performance of my responsibilities to the CDC. I specifically agree not to disclose any non-public,
procurement-sensitive information to employees of my company or any other organization unless so authorized in writing by the
CDC. For purposes of this agreement, procurement- sensitive information includes, but is not limited to, all information in Statements
of Work (SOW), Requests for Contract (RFC), and Requests for Proposal (RFP); Responses to RFPs, including questions from potential
offerors; non-public information regarding procurements; all documents, conversations, discussions, data, correspondence, electronic
mail (e-mail), presentations, or any other written or verbal communications relating to, concerning, or affecting proposed or
pending solicitations or awards; procurement data; contract information plans; strategies; source selection information and documentation;
offerors’ identities; technical and cost data; the identity of government personal involved in the acquisition; the schedule
of key technical and procurement events in the award determination process; and any other information that may provide an unfair
competitive advantage to a contractor or potential contractor if improperly disclosed to them, or any of their employees.

 

Contractor
understand and agrees that my access to any procurement-sensitive information may create a conflict of interest which will
preclude me, my current employer, or a future employer from becoming a competitor for any resulting government acquisition
derived from this information. Therefore, if I participate in any discussions relating to procurement-sensitive information,
assist in developing any procurement-sensitive information, or otherwise obtain any procurement-sensitive information during
the course of performing my duties at the CDC, I understand and agree that I, my current employer, and any future employer(s)
are excluded from competing for any resulting acquisitions.

 

    	 

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II.
Special Non-Disclosure Clause for Contractors with Access to CDC Grants Management and Procurement-Related Information Technology
Systems

 

In
addition to complying with the non-disclosure requirements and safeguards stated above, I understand that my authorization to
use CDC’s grants management and procurement systems is strictly limited to the access and functions necessary for the performance
of my responsibilities to the CDC and which have been approved in advance by the CDC. I understand that I am not authorized to
enter procurement requests for any requirements pertaining to contracts or subcontracts held by me or my employer.

 

III.
Identification as a Non-Government Employee

 

I
understand that as an employee of a government contractor, I represent an independent organization and I am not an agent of the
Government. Therefore, I agree that unless I have prior written authorization from the CDC, I will, at the beginning of interactions
with CDC employees, employees of other governmental entities, members of the public, or the media (when such communication or
interaction relates to the contractor’s work with the CDC), identify myself as an employee of a contractor. I further agree
to use the following identification procedures in connection with my work at the CDC:

 

A.
I will include the following disclosures in all written communications, including outgoing electronic mail (e-mail) messages:

 

Employee’s
name

Name
of contractor

Center
or office Affiliation

Centers
for Disease Control and Prevention

 

B.
I will identify myself as an employee of a contractor at the beginning of telephone conversations or conference calls;

 

C.
I will not wear any CDC logo on clothing, except for a CDC issued security badge while carrying out work for CDC or on CDC
premises; the only other exception is when a CDC management official has granted permission to use the CDC logo.

 

D.
I will program my CDC voice mail message to identify myself as a contractors’ employee.

 

    	 

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I
understand that federal laws including, 18 U.S.C. 641 and 18 U.S.C. 2071, provide criminal penalties for, among other things,
unlawfully removing, destroying or converting to personal use, or use of another, any public records. I acknowledge that I have
read and fully understand this agreement.

 

Name
of contractor: _______________

 

Name
of Employee: _______________

 

Signature
of Employee:

Date:
________________

Copies
retained by: contracting official, contractor, and Employee

 

(End
of Clause)

 

H.
10 Health Insurance Portability & Accountability Act of 1996 (Sep 2008)

 

Pursuant
to the Standards for Privacy of Individually Identifiable Health Information promulgated under the Health Insurance
Portability and Accountability Act (HIPAA) (45 CFR Parts 160 and 164), covered entities may disclose protected health
information to public health authorities “...authorized by law to collect or receive such information for the purpose
of preventing or controlling disease, injury, or disability, including, but not limited to, the reporting of disease, injury,
vital events such as birth or death, and the conduct of public health surveillance, public health investigations, and public
health interventions...” The definition of a public health authority includes “...a person or entity acting under
a grant of authority from or contract with such public agency...” The [Insert: Partner name] is acting under
contract with the CDC [or: ATSDR] to carry out [Insert: Name of project/activity] which is authorized by [Insert:
statutory authority from Public Health Service Act, Comprehensive Environmental Response, Compensation, and Liability Act, OR
other legislation] and therefore may be considered a public health authority under the Privacy Rule for purposes of this
project. Further, CDC [or: ATSDR] consider this to be [Insert: type of public health activity, i.e., disease/injury
reporting, vital events, surveillance, investigations, intervention, registry] for which disclosure of protected health
information by covered entities is authorized by section 164.512(b) of the Privacy Rule (45 CFR 164,512(b)).

 

(End
of Clause)

 

    	 

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H.
11 Information Security Plan (Jun 2003)

 

The
contractor shall prepare and maintain an information security plan, which promotes information protection and systems
security appropriate to the environment in which it will be executed. This plan should address confidentiality and privacy,
integrity and backup of data and systems, access, continuity of operations, and all other relevant considerations. The
contractor is responsible for ensuring that the project complies with relevant federal and other jurisdictional regulations.
Before developing the security plan, the contractor should review the considerations included in Office of Management and
Budget Circular A-130, Appendix III), and Federal Information Systems Management Act (FISMA) of 2002 (P. L. 107-347), as
well as other federal regulations, guidance, and information security standards (see Attachments 15 & 16 - Section
J).

 

The
initial draft and all subsequent versions of the information security plan must be prepared and submitted by the contractor to
the CDC Contracting Officer and to the CDC COTR, in Microsoft Word compatible format. The contractor shall be responsible for
ensuring that the security plan is acceptable to the CDC COTR, as well as any subsequent federal reviewers (e.g., Center and/or
CDC information security officers, HHS officials, OMB officials, etc.). All federal reviewers’ comments shall be conveyed
to the contractor by the COTR and/or the Contracting Officer.

 

The
COTR and the Contracting Officer will review the draft security plan and any subsequent versions and submit recommendations/comments
to the contractor within 14 working days after receipt. The contractor shall incorporate the COTR’s recommendations and
submit paper and electronic copies of the security plan to the Contracting Officer and to the COTR within five working days after
receipt of the COTR’s comments.

 

In
addition to developing and maintaining a security plan as described above, the contractor shall be responsible for continuously
assessing and assuring information security for the project and for updating the security plan as needed throughout the duration
of the contract.

 

(End
of Clause)

 

    	 

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H.
12 Data Collection Approval (May 1998)

 

SLAITS-related
work under this contract is subject to the Paperwork Reduction Act, requiring the Assistant Secretary for Management and Budget
(ASMB) and the Office of Management and Budget (OMB) to approve the action. The Contractor is not authorized to expend any funds
or take any action whatsoever in soliciting data from any of the public respondents until the Contracting Officer has notified
the Contractor that ASMB and OMB final approval has been obtained. The Contractor shall provide the Contracting Officer’s
Technical Representative (COTR) with all information necessary to obtain final clearance.

 

(End
of Clause)

 

H.
13 Identification of Data

 

The
Contractor shall identify the technical data delivered to the Government as required by this contract with the number of the contract
and the name and address of the Contractor and subcontractor, should that be the case, who generated the data.

 

(End
of Clause)

 

H.
14 Data Subject to Confidentiality Requirements

 

The
type(s) of data subject to the clause at 352.224-70, Confidentiality of Information, which has been incorporated by reference
in Section I, are as follows: All data to which the Contractor’s employees and/or subcontractors and their employees have
access as a result of performance of this contract, which is classified as being of either moderate or high sensitivity.

 

(End
of Clause)

 

H.
15 Non-Personal Services

 

(a)
As stated in the Office of Federal Procurement Policy Letter 92-1, dated September 23, 1992, Inherently Governmental Functions,
no personal services shall be performed under this contract. No Contractor employee will be directly supervised by the Government.
All individual employee assignments, and daily work direction, shall be given by the applicable employee supervisor. If the Contractor
believes any Government action or communication has been given that would create a personal services relationship between the
Government and any Contractor employee, the Contractor shall promptly notify the Contracting Officer of this communication or
action.

 

    	 

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(b)
The Contractor shall not perform any inherently governmental actions under this contract. No Contractor employee shall hold him
or herself out to be a Government employee, agent, or representative. No Contractor employee shall state orally or in writing
at any time that he or she is acting on behalf of the Government. In all communications with third parties in connection with
this contract, Contractor employees shall identify themselves as Contractor employees and specify the name of the company for
which they work. In all communications with other Government contractors in connection with this contract, the Contractor employee
shall state that they have no authority to in any way change the contract and that if the other contractor believes this communication
to be a direction to change their contract, they should notify the Contracting Officer for that contract and not carry out the
direction until a clarification has been issued by the Contracting Officer.

 

(c)
The Contractor shall insure that all of its employees and subcontractor employees working on this contract are informed of the
substance of this clause. Nothing in this clause shall limit the Government’s rights in any way under any other provision
of the contract, including those related to the Government’s right to inspect and accept the services to be performed under
this contract. The substance of this clause shall be included in all subcontracts at any tier.

 

(End
of Clause)

 

H.
16 Online Representations and Certification Application (ORCA) (Dec 2005)

 

(a)
All Contractors are required to complete electronic annual representations and certifications at http://orca.bpn.gov in
conjunction with registration in the Central Contractor Registration (CCR) database per FAR 4.1102 and FAR 4.1201. Certifications
in ORCA are required prior to the submission of contract proposals.

 

(b)
Contractors shall update the representations and certifications submitted to ORCA as necessary, but at least annually, to ensure
they are kept current, accurate, and complete. All Contractors with current contracts shall notify the Contracting Officer in
writing when changes are made to ORCA. The representations and certifications are effective until one year from date of submission
or update to ORCA.

 

(End
of Clause)

 

    	 

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H.
17 Dissemination, Publication & Distribution of Information

 

Any
data given to the Contractor by the Government or data obtained by Contractor on behalf of the Government shall be used only for
the performance of the contract unless the Contracting Officer specifically permits another use, in writing. Should the Contracting
Officer permit the Contractor the use of Government-supplied data for a purpose other than solely for performance of this contract
and, if such use could result in a commercially viable product, the Contracting Officer and the Contractor must negotiate a financial
benefit to the Government. This benefit should most often be in the form of a reduction in the price of the contract; however,
the Contracting Officer may negotiate any other benefits he/she determines is adequate compensation for the use of these data.

 

Upon
the request of the Contracting Officer, or the expiration date of this contract, whichever shall come first, the Contractor shall
return or destroy all data given to the Contractor by the Government. However, the Contracting Officer may direct that the data
be retained by the Contractor for a specific period of time, which period shall be subject to agreement by the Contractor. Whether
the data are to be returned, retained, or destroyed shall be the decision of the Contracting Officer with the exception that the
Contractor may refuse to retain the data. The Contractor shall retain no data, copies of data, or parts thereof, in any form,
when the Contracting Officer directs that the data be returned or destroyed. If the data are to be destroyed, the Contractor shall
directly furnish evidence of such destruction in a form the Contracting Officer shall determine is adequate.

 

(End
of Provision)

 

H.
18 Supervision of Employees

 

The
Contractors employees shall remain under the Contractor’s direct supervision at all times. Although the Government will
coordinate directions within the scope of the contract, detailed instructions for the Contractor’s employees and supervision
shall remain the responsibility of the Contractor.

 

The
Contractor aggrees that this is a non-personal services contract; that for all the purposes of the contract, the Contractor is
not, nor shall he hold himself out to be an agent or partner of, or joint venture with, the Government; and that he shall neither
supervise nor accept supervision from Government employees.

 

(End
of Provision)

 

    	 

    	SUBCONTRACT AGREEMENT
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H.
19 Privacy Documentation

 

Contractors
shall be responsible for preparing and maintaining current all documentation directly and indirectly relating to its program(s)
designed to ensure the confidentiality, integrity, and availability of Federal Information and Federal Information System and
its assets that enable its possession or control.

 

(End
of Provision)

 

H.
20 Performance-Based Services Contracting (PBSC)

 

Performance-based
contracting techniques will be applied to task orders issued under this contract to the maximum extent practicable. For information
about PBSC, refer to the Federal Acquisition Community’s Acquisition Central site at http://acquisition.gov/comp/seven
steps/index.html.

 

PBSC
TOs must include at a minimum:

 

(a)
Performance requirements that define the work in measurable, mission-related terms;

(b)
Performance standards (i.e., quality, quantity, timeliness) tied to the performance requirements;

(c)
A Government Quality Assurance Surveillance Plan (QASP) or other suitable plan that describes how the Contractor’s
performance will be measured against the performance standards or service level agreements (SLAs); and

(d)
If the acquisition is either critical to agency mission accomplishment or requires relatively large expenditures of funds, positive
and negative incentives tied to the performance standards/SLAs.

 

(End
of Provision)

 

    	 

    	SUBCONTRACT AGREEMENT
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H.
21 Key Personnel

 

The
Contractor shall designate specific senior level professional, technical and managerial personnel as key personnel who are essential
to the successful performance of work under awarded Task Orders. Key personnel shall be identified in task order proposals and
shall be available for full-time assignment as necessary to efficiently manage and perform the work of the contract and shall
be available on the effective date of task order award.

 

(End
of Provision)

 

H.
22 Contractor Substitution of Key Personnel

 

Following
Task Order award, and throughout the life of the Task Order, the Contractor shall permit no substitution of key personnel without
the written consent of the Contracting Officer, unless such substitutions are necessitated by an individual’s sudden illness,
death or termination of employment. In the event that substitution of personnel is desired, the Contractor shall notify the Contracting
Officer in writing at least thirty (30) calendar days before any key personnel substitution is made, if possible. The Contractor
shall submit a justification in sufficient detail to permit evaluation of the impact on the contract or TO performance, with the
resume of the proposed replacement personnel. The Contractor shall obtain the Contracting Officer’s written approval prior
to any changes in the contract participation of the personnel named as key personnel. Proposed substitute personnel shall have
experience and education at least substantially equal to those of the personnel being replaced. Requests for substitutions shall
provide a detailed explanation of the circumstances necessitating such changes, a resume for each proposed substitute, and any
other information as requested by the Contracting Officer. The Contracting Officer will evaluate such requests and promptly notify
the Contractor of approval or disapproval thereof.

 

(End
of provision)

 

H.
23 CDC0-H031 Representations and Certifications

 

The
Representations, Certifications and Other Statements of Offerors submitted by
            dated
            are hereby incorporated by reference, with the same
force and effect as if they were given in full text. The on-line Representations and Certifications is located at
https://orca.bpn.gov/.

 

(End
of Clause)

 

    	 

    	SUBCONTRACT AGREEMENT
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H.
24 CDC0-H053 Health Information Technology (April 2009)

 

Note:
Use this clause only with healthcare solicitations

 

Executive
Order 13410: Promoting Quality and Efficient Health Care in Federal Government Administered or Sponsored Health Care
Programs promotes efficient delivery of quality health care through the use of health information technology, transparency
regarding health care quality and price, and incentives to promote the widespread adoption of health information technology and
quality of care. To support this mission, the awardee shall, at a minimum, implement the following clauses(s)/condition(s) and,
in doing so, the actions and steps taken to implement the clause(s)/condition(s) shall not impose additional costs onto the Federal
Government.

 

Interoperability
of Health IT Systems

 

	 	●	Use
    recognized health information interoperability standards at the time of the system update, acquisition, or implementation,
    in all relevant information technology systems supported, in whole or in part, through this agreement/contract.
	 	 	 
	 	●	Use
    the Centers for Disease Control’s (CDC) Public Health Information Network (PHIN), such as requirements, standards, specifications,
    and promising practices, in the research and implementation of efficient, effective, and interoperable public health information
    systems, to facilitate interoperability with public health organizations and networks. More information about PHIN can be
    found at www.cdc.gov/phin.
	 	 	 
	 	●	Where
    offerors/awardees support or participate in health information [or data] exchange with disparate entities, offerors/awardees
    must have an architecture that is compatible with the architecture of the Nationwide Health Information Network (www.hhs.gov/healthit/healthnetwork/back
    ground).

 

Adoption/Incentives

 

	 	●	Use
    health IT products, such as electronic health records, personalized health records, and the network components through which
    they operate and share information, certified by the Certification Commission for Healthcare Information Technology (CCHIT)
    or other recognized certification board, to ensure a minimum level of interoperability or compatibility of health IT products.
	 	 	 
	 	●	Use
    services available at HHS’ Agency for Healthcare Research and Quality (AHRQ) National Resource Center for Health Information
    Technology (NRC) at www.healthit.ahrq.gov. The NRC provides technical assistance, identifies challenges to health IT
    adoption and use, and identifies solutions and best practices that have the potential to transform clinical practice through
    the best and most effective use of IT.
	 	 	 
	 	●	Partner
    with other health care plans, local quality improvement organizations, and/or local medical societies to promote the adoption
    of certified electronic health records in physician office settings.
	 	 	 
	 	●	Partner
    with other health care plans and/or local hospital associations to promote the adoption of certified electronic health records
    in the hospital setting.
	 	 	 
	 	●	Offer
    products which provide incentives to consumers to access and use price and quality information.
	 	 	 
	 	●	Offer
    pay-for-performance programs that reward use of certified electronic health record systems.

 

Transparency
of Quality Measurements

 

	 	●	Report
    and publish consensus-based quality measures using standardized methodologies.
	 	 	 
	 	●
    	Contribute
    to all-payer claims data sets, where applicable.
	 	 	 
	 	●	Partner
    with providers, employers, and consumers to determine the manner in which quality metrics will be made available to the public
    in local or regional areas.

 

    	 

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Transparency
of Pricing Information

 

	 	●	Report
    and publish average reimbursement rates for specific procedures and provider services relative to rates published by Medicare.
	 	 	 
	 	●	Report
    and publish actual reimbursement rates for specific providers and procedures.

 

(End
of Clause)

 

H.
25 HHSAR 352.239-70 Standard for Security Configurations (Jan 2010)

 

(a)
The Contractor shall configure its computers that contain HHS data with the applicable Federal Desktop Core Configuration (FDCC)
(see http://nvd.nist.gov/fdcc/index.cfm) and ensure that its computers have and maintain the latest operating system patch level
and anti-virus software level.

 

Note:
FDCC is applicable to all computing systems using Windows XPTM and Windows VistaTM, including desktops and laptops—regardless
of function—but not including servers.

 

(b)
The Contractor shall apply approved security configurations to information technology (IT) that is used to process information
on behalf of HHS. The following security configuration requirements apply:

 

Approved
security configurations are identified in NIST checklists (http://web.nvd.nist.gov/view/ncp/repository) or contained in
a DoD DISA security technical implementation guide or security checklist http://iase.disa.mil/stigs/index.html. If CDC
specific security configuration requirements are later determined to apply, they will be provided subsequent to contract award
and incorporated by contract modification.

 

Note:
The Contracting Officer shall specify applicable security configuration requirements in solicitations and contracts based on information
provided by the Project Officer, who shall consult with the OPDIV/STAFFDIV Chief Information Security Officer.

 

(c)
The Contractor shall ensure IT applications operated on behalf of HHS are fully functional and operate correctly on systems configured
in accordance with the above configuration requirements. The Contractor shall use Security Content Automation Protocol (SCAP)-validated
tools with FDCC Scanner capability to ensure its products operate correctly with FDCC configurations and do not alter FDCC settings—see
http://nvd.nist.gov/validation.cfm. The Contractor shall test applicable product versions with all relevant and current updates
and patches installed. The Contractor shall ensure currently supported versions of information technology products meet the latest
FDCC major version and subsequent major versions.

 

    	 

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(d)
The Contractor shall ensure IT applications designed for end users run in the standard user context without requiring elevated
administrative privileges.

 

(e)
The Contractor shall ensure hardware and software installation, operation, maintenance, update, and patching will not alter the
configuration settings or requirements specified above.

 

(f)
The Contractor shall (1) include Federal Information Processing Standard (FIPS) 201-compliant (see
http://csrc.nist.gov/publications/fips/fips201-1/FIPS-201-1- chngl.pdf), Homeland Security Presidential Directive 12
(HSPD-12) card readers with the purchase of servers, desktops, and laptops; and (2) comply with FAR Subpart 4.13, Personal
Identity Verification.

 

(g)
The Contractor shall ensure that its subcontractors (at all tiers) which perform work under this contract comply with the requirements
contained in this clause.

 

(End
of Clause)

 

H.
26 HHSAR 352.239-71 Standard for Encryption Language (Jan 2010)

 

(a)
The Contractor shall use Federal Information Processing Standard (FIPS) 140-2-compliant encryption (Security Requirements for
Cryptographic Module, as amended) to protect all instances of HHS sensitive information during storage and transmission. (Note:
The Government has determined that HHS information under this contract is considered ’’sensitive’’ in
accordance with FIPS 199, Standards for Security Categorization of Federal Information and Information Systems, dated February
2004.)

 

(b)
The Contractor shall verify that the selected encryption product has been validated under the Cryptographic Module Validation
Program (see http://csrc.nist.gov/cryptval/) to confirm compliance with FIPS 140-2 (as amended). The Contractor shall provide
a written copy of the validation documentation to the Contracting Officer and the Contracting Officer’s Technical Representative.

 

(c)
The Contractor shall use the Key Management Key (see FIPS 201, Chapter 4, as amended) on the HHS personal identification verification
(PIV) card; or alternatively, the Contractor shall establish and use a key recovery mechanism to ensure the ability for authorized
personnel to decrypt and recover all encrypted information (see http://csrc.nist.gov/drivers/documents/ombencryption- guidance.pdf).
The Contractor shall notify the Contracting Officer and the Contracting Officer’s Technical Representative of personnel
authorized to decrypt and recover all encrypted information.

 

    	 

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(d)
The Contractor shall securely generate and manage encryption keys to prevent unauthorized decryption of information in accordance
with FIPS 140-2 (as amended).

 

(e)
The Contractor shall ensure that this standard is incorporated into the Contractor’s property management/control system
or establish a separate procedure to account for all laptop computers, desktop computers, and other mobile devices and portable
media that store or process sensitive HHS information.

 

(f)
The Contractor shall ensure that its subcontractors (at all tiers) which perform work under this contract comply with the requirements
contained in this clause.

 

(End
of Clause)

 

H.
27 HHSAR 352.239-72 Security Requirements for Federal

 

Information
Technology Resources (Jan 2010)

 

(a)
Applicability. This clause applies whether the entire contract or order (hereafter ’‘contract”), or portion thereof,
includes information technology resources or services in which the Contractor has physical or logical (electronic) access to,
or operates a Department of Health and Human Services (HHS) system containing, information that directly supports HHS’ mission.
The term “information technology (IT)’’, as used in this clause, includes computers, ancillary equipment
(including imaging peripherals, input, output, and storage devices necessary for security and surveillance), peripheral equipment
designed to be controlled by the central processing unit of a computer, software, firmware and similar procedures, services (including
support services) and related resources. This clause does not apply to national security systems as defined in FISMA.

 

    	 

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(b)
Contractor responsibilities. The Contractor is responsible for the following:

 

(1)
Protecting Federal information and Federal information systems in order to ensure their—

 

(i)
Integrity, which means guarding against improper information modification or destruction, and includes ensuring information non-repudiation
and authenticity;

 

(ii)
Confidentiality, which means preserving authorized restrictions on access and disclosure, including means for protecting personal
privacy and proprietary information; and.

 

(iii)
Availability, which means ensuring timely and reliable access to and use of information.

 

(2)
Providing security of any Contractor systems, and information contained therein, connected to an HHS network or operated by the
Contractor, regardless of location, on behalf of HHS.

 

(3)
Adopting, and implementing, at a minimum, the policies, procedures, controls, and standards of the HHS Information Security Program
to ensure the integrity, confidentiality, and availability of Federal information and Federal information systems for which the
Contractor is responsible under this contract or to which it may otherwise have access under this contract. The HHS Information
Security Program is outlined in the HHS Information Security Program Policy, which is available on the HHS Office of the Chief
Information Officer’s (OCIO) Web site.

 

(c)
Contractor security deliverables. In accordance with the timeframes specified, the Contractor shall prepare and submit the following
security documents to the Contracting Officer for review, comment, and acceptance:

 

(1)
IT Security Plan (IT-SP) — due within 30 days after contract award. The IT-SP shall be consistent with, and further
detail the approach to, IT security contained in the Contractor’s bid or proposal that resulted in the award of this
contract. The IT-SP shall describe the processes and procedures that the Contractor will follow to ensure appropriate
security of IT resources that are developed, processed, or used under this contract. If the IT-SP only applies to a portion
of the contract, the Contractor shall specify those parts of the contract to which the IT-SP applies.

 

(i)
The Contractor’s IT-SP shall comply with applicable Federal laws that include, but are not limited to, the Federal Information
Security Management Act (FISMA) of 2002 (Title III of the E-Government Act of 2002, Public Law 107-347), and the following Federal
and HHS policies and procedures:

 

(A)
Office of Management and Budget (OMB) Circular A-130, Management of Federal Information Resources, Appendix III, Security of
Federal Automated Information Resources.

 

    	 

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(B)
National Institute of Standards and Technology (NIST) Special Publication (SP) 800-18, Guide for Developing Security Plans
for Federal Information Systems, in form and content, and with any pertinent contract Statement of Work/Performance Work
Statement (SOW/PWS) requirements. The IT-SP shall identify and document appropriate IT security controls consistent with the
sensitivity of the information and the requirements of Federal Information Processing Standard (FIPS) 200, Recommended
Security Controls for Federal Information Systems. The Contractor shall review and update the IT-SP in accordance with NIST
SP 800-26, Security Self-Assessment Guide for Information Technology Systems and FIPS 200, on an annual basis.

 

(C)
HHS-OCIO Information Systems Security and Privacy Policy.

 

(ii)
After resolution of any comments provided by the Government on the draft IT-SP, the Contracting Officer shall accept the IT-SP
and incorporate the Contractor’s final version into the contract for Contractor implementation and maintenance. On an annual
basis, the Contractor shall provide to the Contracting Officer verification that the IT-SP remains valid.

 

(2)
IT Risk Assessment (IT-RA) — due within 30 days after contract award. The IT-RA shall be consistent, in form and
content, with NIST SP 800-30, Risk Management Guide for Information Technology Systems, and any additions or augmentations
described in the HHS-OCIO Information Systems Security and Privacy Policy. After resolution of any comments provided by the
Government on the draft IT-RA, the Contracting Officer shall accept the IT-RA and incorporate the Contractor’s final
version into the contract for Contractor implementation and maintenance. The Contractor shall update the IT-RA on an annual
basis.

 

(3)
FIPS 199 Standards for Security Categorization of Federal Information and Information Systems Assessment (FIPS 199
Assessment) — due within 30 days after contract award.

 

The
FIPS 199 Assessment shall be consistent with the cited NIST standard. After resolution of any comments by the Government on the
draft FIPS 199 Assessment, the Contracting Officer shall accept the FIPS 199 Assessment and incorporate the Contractor’s
final version into the contract.

 

(4)
IT Security Certification and Accreditation (IT-SC&A) — due within 3 months after contract award. The Contractor
shall submit written proof to the Contracting Officer that an IT-SC&A was performed for applicable information systems-
-see paragraph (a) of this clause. The Contractor shall perform the IT-SC&A in accordance with the HHS Chief Information
Security Officer’s Certification and Accreditation Checklist; NIST SP 800-37, Guide for the Security Certification and
Accreditation of Federal Information Systems; and NIST SP 800-53, Recommended Security Controls for Federal Information
Systems. An authorized senior management official shall sign the draft IT-SC&A and provide it to the Contracting Officer
for review, comment, and acceptance.

 

    	 

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(i)
After resolution of any comments provided by the Government on the draft IT-SC&A, the Contracting Officer shall accept the
IT-SC&A and incorporate the Contractor’s final version into the contract as a compliance requirement.

 

(ii)
The Contractor shall also perform an annual security control assessment and provide to the Contracting Officer verification that
the IT-SC&A remains valid. Evidence of a valid system accreditation includes written results of:

 

(A)
Annual testing of the system contingency plan; and

(B)
The performance of security control testing and evaluation.

 

(d)
Personal identity verification. The Contractor shall identify its employees with access to systems operated by the Contractor
for HHS or connected to HHS systems and networks. The Contracting Officer’s Technical Representative (COTR) shall identify,
for those identified employees, position sensitivity levels that are commensurate with the responsibilities and risks associated
with their assigned positions. The Contractor shall comply with the HSPD-12 requirements contained in “HHS-Controlled Facilities
and Information Systems Security” requirements specified in the SOW/PWS of this contract.

 

(e)
Contractor and subcontractor employee training. The Contractor shall ensure that its employees, and those of its subcontractors,
performing under this contract complete HHS- furnished initial and refresher security and privacy education and awareness training
before being granted access to systems operated by the Contractor on behalf of HHS or access to HHS systems and networks. The
Contractor shall provide documentation to the COTR evidencing that Contractor employees have completed the required training.

 

(f)
Government access for IT inspection. The Contractor shall afford the Government access to the Contractor’s and subcontractors’
facilities, installations, operations, documentation, databases, and personnel used in performance of this contract to the extent
required to carry out a program of IT inspection (to include vulnerability testing), investigation, and audit to safeguard against
threats and hazards to the integrity, confidentiality, and availability, of HHS data or to the protection of information systems
operated on behalf of HHS.

 

    	 

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(g)
Subcontracts. The Contractor shall incorporate the substance of this clause in all subcontracts that require protection of Federal
information and Federal information systems as described in paragraph (a) of this clause, including those subcontracts that—

 

(1)
Have physical or electronic access to HHS’ computer systems, networks, or IT infrastructure; or

(2) Use information systems
to generate, store, process, or exchange data with HHS or on behalf of HHS, regardless of whether the data resides on a HHS or
the Contractor’s information system.

 

(h)
Contractor employment notice. The Contractor shall immediately notify the Contracting Officer when an employee either begins or
terminates employment (or is no longer assigned to the HHS project under this contract), if that employee has, or had, access
to HHS information systems or data.

 

(i)
Document information. The Contractor shall contact the Contracting Officer for any documents, information, or forms necessary
to comply with the requirements of this clause.

 

(j)
Contractor responsibilities upon physical completion of the contract. The Contractor shall return all HHS information and IT resources
provided to the Contractor during contract performance and certify that all HHS information has been purged from Contractor-owned
systems used in contract performance.

 

(k)
Failure to comply. Failure on the part of the Contractor or its subcontractors to comply with the terms of this clause shall be
grounds for the Contracting Officer to terminate this contract.

 

(End
of Clause)

 

    	 

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Section
I - Contract Clauses

Section I-1 - Clauses Incorporated By Reference

 

I.
1   52.252-2 Clauses Incorporated by Reference (Feb 1998)

 

This
contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text.

 

Upon
request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically
at this/these address(es):

 

http://www.acqnet.gov

http://farsite.hill.af.mil/

 

(End
of Clause)

 

	FAR
    SOURCE 	 	TITLE
    AND DATE
	 	 	 
	52.202-1	 	Definitions
    (Jul 2004)
	52.203-3	 	Gratuities
    (Apr 1984)
	52.203-5	 	Covenant
against Contingent Fees (Apr 1984)
	52.203-6	 	Restrictions
    on Subcontractor Sales to the Government (Sep 2006)
	52.203-7	 	Anti-Kickback
    Procedures (Oct 2010)
	52.203-8	 	Cancellation,
    Rescission, and Recovery of Funds for Illegal or Improper Activity (Jan 1997)
	52.203-10	 	Price
    or Fee Adjustment for Illegal or Improper Activity (Jan 1997)
	52.203-12	 	Limitation
    on Payments to Influence Certain Federal Transactions (Sep 2007)
	52.203-13	 	Contractor
    Code of Business Ethics and Conduct (Dec 2008)
	52.204-4	 	Printed
    or Copied Double-Sided on Recycled Paper (Aug 2000)
	52.204-10 	 	Reporting
    Subcontract Awards (Sep 2007)
	52.209-6	 	Protecting
    the Government’s Interest When Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment (Sep 2006) 
	52.204-7	 	Central
    Contractor Registration (Apr 2008)

 

    	 

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	52.204-9	 	Personal
    Identity Verification of Contractor Personnel (Jan 2011)
	52.204-10	 	Reporting
    Subcontract Awards (Sep 2007)
	52.209-2	 	Prohibition
    on Contracting with Inverted Domestic Corporations - Representation (May 2011)
	52.209-6	 	Protecting
    the Government’s Interest When Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment (Sep 2006)
	52.215-2
    	 	Audit
    and Records - Negotiation - Alternate II (Apr 1998)
	Alternate
    II	 	
	52.215-8	 	Order
    of Precedence - Uniform Contract Format (Oct 1997)
	52.215-11	 	Price
    Reduction for Defective Certified Cost or Pricing Data - Modifications (Aug 2011)
	52.215-13	 	Subcontractor
    Certified Cost or Pricing Data - Modifications (Oct 2010)
	52.215-17	 	Waiver
    of Facilities Capital Cost of Money (Oct 1997)
	52.215-19	 	Notification
    of Ownership Changes
	52.215-21	 	Requirements
    for Certified Cost or Pricing Data or Information Other Than Certified Cost or Pricing Data - Modifications (Oct 2010)
	52.216-7	 	Allowable
    Cost and Payment
	52.216-8	 	Fixed
    Fee
	52.219-
    9	 	Small
    Business Subcontracting Plan - Alternate II (Oct 2001)
	Alternate
    II	 	
	52.219-16	 	Liquidated
    Damages - Subcontracting Plan (Jan 1999)
	52.219-25	 	Small
    Disadvantaged Business Participation Program—Disadvantaged Status and Reporting (Dec 2010)
	52.222-1	 	Notice
    to the Government of Labor Disputes (Feb 1997)
	52.222-3	 	Convict
    Labor (Jun 2003)
	52.222-21	 	Prohibition
    of Segregated Facilities (Feb 1999)
	52.222-22	 	Previous
    Contracts and Compliance Reports
	52.222-26	 	Equal
    Opportunity (Mar 2007)
	52.222-35	 	Equal
    Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (Sep 2006)

 

    	 

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	52.222-36	 	Affirmative
    Action for Workers With Disabilities (Jun 1998)
	52.222-37	 	Employment
    Reports on Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (Sep 2006)
	52.222-4	 	Contract
    Work Hours and Safety Standards Act - Overtime Compensation (Jul 2005)
	52.222-50	 	Combating
    Trafficking in Persons (Feb 2009)
	52.222-54	 	Employment
    Eligibility Verification (Jan 2009)
	52.223-5	 	Pollution
    Prevention and Right-to-Know Information (May 2011)
	52.223-6	 	Drug-Free
    Workplace
	52.223-10	 	Waste
    Reduction Program (May 2011)
	52.223-12	 	Refrigeration
    Equipment and Air Conditioners (May 1995)
	52.224-1	 	Privacy
    Act Notification (Apr 1984)
	52.224-2	 	Privacy
    Act (Apr 1984)
	52.225-13	 	Restrictions
    on Certain Foreign Purchases (Jun 2008)
	52.226-1	 	Utilization
    of Indian Organizations and Indian- Owned Economic Enterprises (Jun 2000)
	52.226-4	 	Notice
    of Disaster or Emergency Area set-Aside (Aug 2006)
	52.226-5	 	Restrictions
    on Subcontracting Outside Disaster or Emergency Area (Nov 2007)
	52.227-1	 	Authorization
    and Consent (Jul 1995)
	52.227-2	 	Notice
    and Assistance Regarding Patent and Copyright Infringement (Aug 1996)
	52.227-3	 	Patent
    Indemnity (Apr 1984)
	52.229-3	 	Federal,
    State, and Local Taxes (Apr 2003)
	52.230-2	 	Cost
    Accounting Standards (Oct 2010)
	52.230-3	 	Disclosure
    and Consistency of Cost Accounting Practices
	52,232-1	 	Payments
    (Apr 1984)
	52.232-7	 	Payments
    under Time-and-Materials and Labor-Hour Contracts (Feb 2007)
	52.232-7
    	 	Payments
    under Time-and-Materials and Labor-Hour 
	Alternate
    I	 	Contracts
    - Alternate I (Feb 2007)

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 49

    

 

	52.232-
    8	 	Discounts
    for Prompt Payment (Aug 2005)
	52.232-
    9	 	Limitation
    on Withholding of Payments (Aug 2005) 
	52.232-
    11	 	Extras
    (Aug 2005)
	52.232-
    17	 	Interest
    (Oct 2008)
	52.232-
    18	 	Availability
    of Funds (Apr 1984)
	52.232-
    22 	 	Limitation
    of Funds 
	52.232.23	 	Assignment
    of Claims
	52.232-25	 	Prompt
    Payment (Oct 2008)
	52.233-1	 	Disputes
    (Jul 2002)
	52.233-3	 	Protest
    after Award (Aug 1996)
	52.233-4	 	Applicable
    Law for Breach of Contract Claim (Oct 2004)
	52.234-4	 	Earned
    Value Management System (Jul 2006)
	52.237-2	 	Protection
    of Government Buildings, Equipment, and Vegetation (Apr 1984)
	52.237-3	 	Continuity
    of Services (Jan 1991)
	52.237-7	 	Indemnification
    and Medical Liability Insurance (Jan 1997)
	52.239-1	 	Privacy
    or Security Safeguards (Aug 1996)
	52.242-1	 	Notice
    of Intent to Disallow Costs 
	52.242-13	 	Bankruptcy
    (Jul 1995)
	52.243-1	 	Changes
    - Fixed Price (Aug 1987)
	52.243-1 	 	Changes
    - Fixed Price - Alternate I (Apr 1984)
	Alternate
    I	 	 
	52.243-3	 	Changes
    - Time-and-Materials or Labor-Hours (Sep 2000)
	52.243-7	 	Notification
    of Changes (Apr 1984)
	52.244-2	 	Subcontracts
    (Dec 2008)
	52.244-5	 	Competition
    in Subcontracting (Dec 1996) 
	52.244-6	 	Subcontracts
    for Commercial Items (Aug 2009)
	52.245-1	 	Government
    Property (Aug 2010)
	52.245-9	 	Use
    and Charges (Jun 2007)
	52.246-25	 	Warranty
    of Services (May 2001)
	52.246-20	 	Limitation
    of Liability - Services (Feb 1997) 
	52.247-63	 	Preference
    for U.S.-Flag Air Carriers (Jun 2003)

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 50

    

 

	52.247-67	 	Submission
    of Transportation Documents for Audit (Feb 2006)
	52.247-68	 	Report
    of Shipment (REPSHIP) (Feb 2006)
	52.248-1	 	Value
    Engineering (Oct 2010)
	52.249-2	 	Termination
    for Convenience of the Government 
	Alternate
    I	 	(Fixed-Price)
    - Alternate I (Sep 1996)
	52.249-6	 	Termination
    (Cost-Reimbursement) (May 2004)
	Alternate
    IV	 	 
	52.249-
    8	 	Default
    (Fixed-Price Supply and Service) (Apr 1984)
	52.249-14	 	Excusable
    Delays (Apr 1984)
	52.253-1	 	Computer
    Generated Forms (Jan 1991)

 

	HHSAR
    SOURCE	 	TITLE
    AND DATE
	352.201-70	 	Paperwork
    Reduction Act (Jan 2006)
	352.202-1	 	Definitions
    (Jan 2006)
	352.230-70	 	Anti
    Lobbying (Jan 2006)
	352.204-16	 	Prevention
    and Public Health Fund - Reporting Requirements (Mar 2012)
	352.216-70 	 	Additional
    Cost Principals (Jan 2006)
	352.222-70	 	Contractor
    Cooperation in Equal Employment Opportunity Investigations (Jan 2010)
	352.224-70	 	Privacy
    Act (Jan 2010)
	352.232-9	 	Withholding
    of Contract Payments (Jan 2006) 
	352.231-70	 	Salary
    Rate Limitation (Jan 2010)
	352.233-71
    	 	Litigation
    and Claims (Jan 2006)
	352.239-73	 	Electronic
    Information and Technology Accessibility
    (Jan 2010)
	352.242-71	 	Tobacco-Free
    Facilities (Jan 2006)
	352.242-73	 	Withholding
    of Contract Payments (Jan 2006) 
	352.242-74 	 	Final
    Decisions on Audit Findings (April 1984)
	352.270-1	 	Accessibility
    of Meetings, Conferences, and Seminars to Persons with Disabilities (Jan 2001)
	352.270-6	 	Restriction
    on Use of Human Subjects (Jan 2006)

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 51

    

 

Section
I-2 - Clauses Incorporated In Full Text

 

I.2
FAR 52.216-18 Ordering (Oct 1995)

 

(a)
Any supplies and services to be furnished under this contract shall be ordered by issuance of delivery orders or task orders by
the individuals or activities designated in the Schedule. Such orders may be issued from date of award through the end of the
contract period.

 

(b)
All delivery orders or task orders are subject to the terms and conditions of this contract. In the event of conflict between
a delivery order or task order and this contract, the contract shall control.

 

(c)
If mailed, a delivery order or task order is considered “issued” when the Government deposits the order in the mail.
Orders may be issued orally, by facsimile, or by electronic commerce methods only if authorized in the Schedule.

 

(End
of Clause)

 

I.4
FAR 52.216-22 Indefinite Quantity (Oct 1995)

 

(a)
This is an indefinite-quantity contract for the supplies or services specified, and effective for the period stated, in the Schedule.
The quantities of supplies and services specified in the Schedule are estimates only and are not purchased by this contract.

 

(b)
Delivery or performance shall be made only as authorized by orders issued in accordance with the Ordering clause. The Contractor
shall furnish to the Government, when and if ordered, the supplies or services specified in the Schedule up to and including the
quantity designated in the Schedule as the “maximum.” The Government shall order at least the quantity of supplies
or services designated in the Schedule as the “minimum.”

 

(c)
Except for any limitations on quantities in the Order Limitations clause or in the Schedule, there is no limit on the number of
orders that may be issued. The Government may issue orders requiring delivery to multiple destinations or performance at multiple
locations.

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 52

    

 

(d)
Any order issued during the effective period of this contract and not completed within that period shall be completed by the Contractor
within the time specified in the order. The contract shall govern the Contractor’s and Government’s rights and obligations
with respect to that order to the same extent as if the order were completed during the contract’s effective period; provided,
that the Contractor shall not be required to make any deliveries under this contract after twelve (12) months after the end date
of the contract.

 

(End
of Clause)

 

I.5
FAR 52.217-8 Option to Extend Services (Nov 1999)

 

The
Government may require continued performance of any services within the limits and at the rates specified in the contract. These
rates may be adjusted only as a result of revisions to prevailing labor rates provided by the Secretary of Labor. The option provision
may be exercised more than once, but the total extension of performance hereunder shall not exceed 6 months. The Contracting Officer
may exercise the option by written notice to the Contractor within 10 days.

 

(End
of Clause)

 

I.6
FAR 52.217-9 Option to Extend the Term of the Contract (Mar 2000)

 

(a)
The Government may extend the term of this contract by written notice to the Contractor within 10 days; provided, that the Government
gives the Contractor a preliminary written notice of its intent to extend at least 10 days before the contract expires. The preliminary
notice does not commit the Government to an extension.

 

(b)
If the Government exercises this option, the extended contract shall be considered to include this option clause.

 

(c)
The total duration of this contract, including the exercise of any options under this clause, shall not exceed sixty (60) months
or five (5) years.

 

(End
of Clause)

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 53

    

 

I.7
52.237-3 Continuity of Services (Jan 1991)

 

(a)
The Contractor recognizes that the services under this contract are vital to the Government and must be continued without interruption
and that, upon contract expiration, a successor, either the Government or another contractor, may continue them. The Contractor
agrees to-

 

(1)
Furnish phase-in training; and

 

(2)
Exercise its best efforts and cooperation to effect an orderly and efficient transition to a successor.

 

(b)
The Contractor shall, upon the Contracting Officer’s written notice, (1) furnish phase-in, phase-out services for up to
90 days after this contract expires and (2) negotiate in good faith a plan with a successor to determine the nature and extent
of phase-in, phase-out services required. The plan shall specify a training program and a date for transferring responsibilities
for each division of work described in the plan, and shall be subject to the Contracting Officer’s approval. The Contractor
shall provide sufficient experienced personnel during the phase- in, phase-out period to ensure that the services called for by
this contract are maintained at the required level of proficiency.

 

(c)
The Contractor shall allow as many personnel as practicable to remain on the job to help the successor maintain the continuity
and consistency of the services required by this contract. The Contractor also shall disclose necessary personnel records and
allow the successor to conduct on-site interviews with these employees. If selected employees are agreeable to the change, the
Contractor shall release them at a mutually agreeable date and negotiate transfer of their earned fringe benefits to the successor.

 

(d)
The Contractor shall be reimbursed for all reasonable phase- in, phase-out costs (i.e., costs incurred within the agreed period
after contract expiration that result from phase-in, phase-out operations) and a fee (profit) not to exceed a pro rata portion
of the fee (profit) under this contract.

 

(End
of clause)

 

    	 

    	SUBCONTRACT AGREEMENT
8300. PRECISION OPINION. 01
	PAGE 54

    

 

Exhibit
C

 

SUPPLIER
REPRESENTATIONS AND CERTIFICATIONS

(Subcontractor
shall attach its government CCR Representations and Certifications here)Research
Triangle Institute

RTI
International, Global Supply Chain

PO
Box 12194, 3040 Cornwallis Road

Research
Triangle Park, NC 27709-2194

 

Master
Service Agreement Number 888-12-16-09

Subcontract
Number 8-312-0214131-52812

 

	Subcontractor
                                         Information

        Precision
        Opinion, Inc.

        101
        Convention Center Drive, Plaza 124

        101
        Convention Center Drive, Plaza 124

        Las
        Vegas, Nevada 89109 United States
	Subcontract
                                         Information

         

        Subcontract
        Amount           $559,728

         

        

        Funded
        Amount                   $275,610

         

        

        Period
        of Performance          02/06/17 - 09/30/18

        

         

        Subcontract
        Type                 Fixed Price

         

        Purchase
        Order Number       52812

         

        Taxpayer
        ID Number             26-0534872

         

	Subcontractor
                                         Size and Socio-Economic status:

                                                                     

                                                                     If
                                         a Small Business**, check  ALL that  apply and enter appropriate NAICS
                                         Number*, NAICS:___________ 

	[  ]
                                           Small Business Concern (SB)

        [  ]
          Small Disadvantaged Business. [Including Black-, Asian Pacific-, Subcontinent Asian·, Native-, Hispanic
        American-owned SBs or active 8(a)]

        [  ]
          Woman-Owned SB
	[  ]
                                           Veteran-Owned SB

        [  ]
          Service-Disabled Veteran-Owned SB

        [  ]
          HUBZone (Historically Underutilized Business Zone) certified SB

        [  ]
          Alaska Native Corporation Indian Tribe

	If
                                         not a Small Business, check one.

                                                                      

        [X]
        Large [  ] Non-Profit [  ] Foreign/Other(Including Govt) [  ] HBCU/MI***

         

        *North
        American Industry Classification System (NAICS) online search: www.census.ooy/eos/www/na1cs. **Small Business definitions
        and size standards are available in the Federal Acquisition Regulation 52,219·8 and 13 CFR Part 121; HUBZone SB
        must be certified by SBA (www.sam.gpy and www.sba.gov/size). Under 15 U.S.C. 645(d), any person who misrepresents
        Its size status shall (1) be punished by a fine, imprisonment, or both; (2) be subject to administrative remedies; and
        (3) be ineligible
        for participation in programs conducted under the authority of the Small Business Act. **** Historically Black Colleges
        and University (HBCU} or Minority Institutions (Ml).
	 

                                                          

                                                          

                                                         

                                                         

                                                          

                                                          

                                                          

                                                          

                                                          

                                                          

                                                         Prime
                                         Contract Info:

         

        State
        of NY Contract C028511

         

        2017
        -2018 New York State Quarterly Tobacco Study - ATS

         

        CFDA
        Number (if applicable)

	 	 	 

	This Subcontract is
    between Research Triangle Institute, under the trade name RTI International (hereinafter referred to as RTI), a nonprofit
    organization, and Precision Opinion, Inc., acting as an independent contractor and not as an agent of RTI, (referred to throughout
    as “Subcontractor’’). Subcontractor agrees to deliver all items and perform all services In accordance with the following
    Subcontract Appendices:

	 	●	Appendix
    A: Special Contract Requirements
	 	●	Appendix
    B: Prime Agreement Flowdown Provisions
	 	●	Appendix
    C: Statement of Work/Budget
	 	●	Appendix
    D: Invoice Summary Template

	This
    Subcontract embodies the entire agreement between RTI and Subcontractor and supersedes all other agreements either written
    or oral. Officials signing this Subcontract certify that they have legal authority to enter into binding agreements on behalf
    of their organizations.
	 

	Subcontractor
    Contractual Personnel;	RTI Contractual
    Personnel;
	Bruce
    Baum	702/483-4000	Abbey
    Boggs	919-316-3141
	 	 	 	 
	Project
    Manager;	 	Project
    Manager;	 
	Guthrie
    Rebel	702/483-4000	Dr
    Matthew Farrelly	919-541-6852
	Signature:	/s/
    Bruce Baum	Signature:	 
	Typed
    Name:	Bruce
    Baum	Typed
    Name:	Abbey
    Boggs
	Title:	COO/CFO	Title:	Supply
    Chain Specialist
	Date:	2/17/17	Date:	 

 

    	 Page 1 of 16

     

    

 

Table
of Contents

 

	Appendix
    A: Special Contract Requirements (SCRs)	3
	SCR
    1      Type of Subcontract/Funding 	3
	SCR
    2      Payment Schedule	3
	SCR
    3      Period of performance	5
	SCR
    4      Designation of Contractual Representatives	5
	SCR
    5      Key Personnel	5
	SCR
    6      Additional Invoice Instructions 	5
	SCR
    7      Equal Opportunity Compliance	5
	Appendix
    B: Prime Agreement Flowdown Provisions	6
	Appendix
    Statement of Work/Budget	9
	Appendix
    D: Invoice summary Template	15

 

    	 Page 2 of 16

     

    

 

Appendix
A: Special Contract Requirements (SCRs)

 

SCR
1. Type of subcontract/Funding

 

This
is a Firm Fixed Price Subcontract in the amount of $559,728.00, for the completion of all the work requirements found in
Appendix D, Statement of Work/Budget. Upon completion and RTI acceptance of the work specified herein, the Subcontractor will
submit lnvoice(s) in accordance with the Payment Schedule set forth below. In addition to any other available remedies, if, in
the opinion of RTI, Subcontractor fails to perform in accordance with the terms of this Subcontract, the RTI Subcontract Administrator
may refuse or limit approval of any invoices for payment, and may cause payments to Subcontractor to be reduced or withheld until
such time as RTI determines that Subcontractor has met the performance terms as established by the Subcontract.

 

SCR
2. Payment Schedule

 

The
Subcontractor shall provide the services/supplies set forth in Appendix D, Statement of Work, and will invoice RTI in accordance
with the following Payment Schedule:

 

	Deliverables	 	Charge
    Code	 	Amount	 	Date
	Task1Q2ATS
                                         2017
 Landline:
                                         Launch & First
 33%
                                         of Data Collection
	 	 	0214131.000.004.007.001	 	 	$	9,698.53	 	 	 	4/28/2017	 
	Task1
                                         Q2ATS
                                         2017
 Landline:
                                         Second 33% of
 Data
                                         Collection
	 	 	0214131.000.004.007.001	 	 	$	9,698.53	 	 	 	5/31/2017	 
	Task1
                                         Q2ATS
                                         2017
 Landline:
                                         Final 34% of Data
 Collection
                                         & Data Delivery
	 	 	0214131.000.004.007.001	 	 	$	9,992.44	 	 	 	6/30/2017	 
	Task
                                         1 Q2 ATS 2017 Cell:
 Launch
                                         & First 33% of Data Collection
	 	 	0214131.000.004.007.001	 	 	$	18,011.57	 	 	 	4/28/2017	 
	Task
    1 Q2 ATS 2017 Cell: 
Second33%ofData
    Collection	 	 	0214131.000.004.007.001	 	 	$	18,011.57	 	 	 	5/31/2017	 
	Task
                                         1 Q2 ATS 2017 Cell:
 Final
                                         34% of Data Collection
 &
                                         Data Delivery
	 	 	0214131.000.004.007.001	 	 	$	18,557.36	 	 	 	6/30/2017	 
	Task
                                         1 Q2 ATS 2017: ABS
 Samplecall-inData
                                         Collection & Data Delivery
	 	 	0214131.000.004.007.001	 	 	$	10,300	 	 	 	6/30/2017	 
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Task1Q3ATS
                                         2017
 Landline:
                                         Launch & First
 33%
                                         of Data Collection
	 	 	0214131.000.005.007.001	 	 	$	9,282.74	 	 	 	7/31/2017	 
	Task1Q3ATS
                                 2017
 Landline:
                                         Second 33% of
 Data
                                         Collection
	 	 	0214131.000.005.007.001	 	 	$	9,282.74	 	 	 	8/31/2017	 
	Task1Q3ATS
                                         2017
 Landline:
                                         Final 34% of Data Collection & Data Delivery
	 	 	0214131.000.005.007.001	 	 	$	9,564.02	 	 	 	9/29/2017	 
	Task
                                         1 Q3 ATS 2017 Cell:
 Launch
                                         & First 33% of Data Collection
	 	 	0214131.000.005.007.001	 	 	$	17,239.37	 	 	 	7/31/2017	 
	Task
                                 1 Q3 ATS 2017 Cell:
 Second33%ofData
                                         Collection
	 	 	0214131.000.005.007.001	 	 	$	17,239.37	 	 	 	8/31/2017	 
	Task
                                 1 Q3 ATS 2017 Cell: Final 34% of Data Collection
 &
                                         Data Delivery
	 	 	0214131.000.005.007.001	 	 	$	17,761.76	 	 	 	9/29/2017	 
	Task 1
    Q3 ATS 2017: ABS 
Samplecall-inData
    Collection & Data Delivery	 	 	0214131.000.005.007.001	 	 	$	10,300	 	 	 	9/29/2017	 
	Contract
    Year 4 Subtotal (Quarters 2-3)	 	 	 	 	 	$	184,940	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Task1Q4ATS
    2017 
Landline: Launch &
    First 
33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,282.74	 	 	 	10/31/2017	 
	Task1Q4ATS
                                 2017
 Landline:
                                         Second 33% of
 Data
                                         Collection
	 	 	0214131.000.005.007.001	 	 	$	9,282.74	 	 	 	11/30/2017	 
	Task1
                                 Q4ATS 2017
 Landline:
                                         Final 34% of Data
 Collection
                                         & Data Delivery
	 	 	0214131.000.005.007.001	 	 	$	9,564.02	 	 	 	12/31/2017	 
	Task 1 Q4 ATS 2017
    Cell: Launch & First 33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	17,239.37	 	 	 	10/31/2017	 
	Task 1 Q4 ATS 2017
    Cell: 
Second33%ofData
    Collection	 	 	0214131.000.005.007.001	 	 	$	17,239.37	 	 	 	11/30/2017	 
	Task 1 Q4 ATS 2017
Cell: 
Final 34% of Data Collection 
&
Data Delivery	 	 	0214131.000.005.007.001	 	 	$	17,761.76	 	 	 	12/29/2017	 
	Task 1 Q4 ATS 2017:
ABS 
Samplecall-inData Collection
& Data Delivery	 	 	0214131.000.005.007.001	 	 	$	10,300	 	 	 	12/29/2017	 
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Overall
    Year 4 Budget Amount (Quarters 2-4)	 	 		 	 	$	275
                                         610	 	 	 	 	 

 

    	 Page 3 of 16

     

    

 

	Deliverables	 	Charge
    Code	 	Amount	 	Date
	Task1QlATS
    2018 
Landline: Launch &
    First 
33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,679.60	 	 	 	1/31/2018	 
	Task1QlATS
    2018 
Landline: Second 33%
    of Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,679.60	 	 	 	2/28/2018	 
	Task1QlATS
                                 2018
 Landline:
                                         Final 34% of Data
 Collection
                                         & Data Delivery
	 	 	0214131.000.005.007.001	 	 	$	9,972.90	 	 	 	3/30/2018	 
	Task 1 Ql ATS 2018
    Cell: 
Launch & First
    33% of Data 
Collection	 	 	0214131.000.005.007.001	 	 	$	17,976.39	 	 	 	1/31/2018	 
	Task 1 Ql ATS 2018
    Cell: 
Second33%ofData
    Collection	 	 	0214131.000.005.007.001	 	 	$	17,976.39	 	 	 	2/28/2018	 
	Task 1 Ql ATS 2018
    Cell: 
Anal 34% of Data Collection
    
& Data Delivery	 	 	0214131.000.005.007.001	 	 	$	18,521.12	 	 	 	3/30/2018	 
	Task 1 Ql ATS 2018:
    ABS 
Samplecall-inData
    Collection & Data Delivery	 	 	0214131.000.005.007.001	 	 	$	10,900	 	 	 	3/30/2018	 
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Task1Q2ATS
    2018 
Landline: Launch &
    First 
33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,679.60	 	 	 	4/30/2018	 
	Task 1Q2ATS
    2018 
Landline: Second 33%
    of Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,679.60	 	 	 	5/31/2018	 
	Task1Q2ATS
    2018 
Landline: Final 34%
    of Data 
Collection & Data Delivery	 	 	0214131.000.005.007.001	 	 	$	9,972.90	 	 	 	6/29/2018	 
	Task 1 Q2 ATS 2018
    Cell: Launch & First 33% of Data 
Collection	 	 	0214131.000.005.007.001	 	 	$	17,976.39	 	 	 	4/30/2018	 
	Task 1 Q2 ATS 2018
    Cell: Second 33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	17,976.39	 	 	 	5/31/2018	 
	Task 1 Q2 ATS 2018
    Cell: 
Final 34% of Data
    Collection 
& Data Delivery	 	 	0214131.000.005.007.001	 	 	$	18,521.12	 	 	 	6/29/2018	 
	Task 1 Q2 ATS 2018:
    ABS 
Samplecall-inData
    Collection & Data Delivery	 	 	0214131.000.005.007.001	 		$	10,900	 	 		6/29/2018
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Task1Q3ATS2018
    
Landline: Launch & First
    
33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,679.60	 	 	 	7/31/2018	 
	Task1Q3ATS2018
    
Landline: Second 33% of
    
Data Collection	 	 	0214131.000.005.007.001	 	 	$	9,679.60	 	 	 	8/31/2018	 
	Task1Q3ATS2018
    
Landline: Final 34% of Data
    Collection & Data Delivery	 	 	0214131.000.005.007.001	 	 	$	9,972.90	 	 	 	9/28/2018	 
	Task 1 Q3 ATS 2018
    Cell: 
Launch & First
    33% of Data Collection	 	 	0214131.000.005.007.001	 	 	$	17,976.39	 	 	 	7/31/2018	 
	Task 1 Q3 ATS 2018
    Cell: 
Second33%ofData
    Collection	 	 	0214131.000.005.007.001	 	 	$	17,976.39	 	 	 	8/31/2018	 
	Task 1 Q3 ATS 2018
    Cell: 
Final 34% of Data
    Collection 
& Data Delivery	 	 	0214131.000.005.007.001	 	 	$	18,521.12	 	 	 	9/28/2018	 
	Task 1 Q3 ATS 2018:
    ABS 
Samplecall-inData
    Collection & Data Delivery	 	 	0214131.000.005.007.001	 	 	$	10,900	 	 	 	9/28/2018	 
	 	 	 	 	 	 	 	 	 	 	 	 	 
	Contract
    Year/Overall Year 5 Budget Amount (Quarters 1-3)	 	 	 	 	 	$	284,118	 	 	 	 	 

 

    	 Page 4 of 16

     

    

 

SCR
3. Period of Performance

 

The
period of performance for this Subcontract shall begin on February 06, 2017 and continue through September 30, 2018
in accordance with the Appendix B, Standard Terms and Conditions and Appendix D, Statement of Work.

 

SCR
4. Designation of Contractual Representatives

 

	A.	Abbey
                                         Boggs is hereby designated as the RTI Subcontract Administrator and is the only one with
                                         the authority to direct changes under this Subcontract. All notices shall be in writing
                                         and addressed as follows:

 

	For RTI	For
                           subcontractor

         

	Abbey Boggs	Bruce Baum
	Global Supply Chain
    	Precision Opinion,
    Inc.
	SSES Subcontracts	101 Convention Center
    Drive Plaza 124
	RTI International	Las Vegas, Nevada 89109
    United States
	P.O. Box 12194	Phone: 702/483-4000
	Research Triangle Park,
    NC 27709-2194 	Email: bbaum@precisionopinion.com
	Phone: 919-316-3141	
	Email: aboggs@rti.org	

 

	B.	Toe RTI Principal
    Investigator/Project Manager assigned to this Subcontract Is Dr Matthew Farrelly.
	 	 
	C.	Invoices are to
    be submitted to RTI’s Accounts Payable Department via electronic mail at the following address: Accounting@rti.org.

 

SCR
5. Key Personnel

 

	A.	Mr. Guthrie Rebel
    is considered essential to the work being performed under this Subcontract. By mutual agreement, the list of key personnel
    may be amended from time to time during the course of this Subcontract to either add or delete key personnel as appropriate.
	 	 
	B.	During the first
    ninety (90) calendar days of performance, Subcontractor shall make no substitutions of key personnel unless the substitution
    is necessitated by illness, death, or termination of employment. Subcontractor shall notify the RTI Subcontract Administrator
    within ten (10) calendar days after the occurrence of any of these events and provide the information required by Paragraph
    C below. After the Initial ninety (90) calendar day period, Subcontractor shall submit the information required by Paragraph
    C to the RTI Subcontract Administrator at least ten (10) calendar days prior to making any permanent substitutions.
	 	 
	C.	Prior to diverting
    the above-named personnel to other programs, Subcontractor shall submit a justification (including the reason for the requested
    substitution and resumes of the proposed replacement key personnel) in sufficient detail to permit evaluation of the impact
    of the requested substitution on the program. Proposed substitutes should have comparable qualifications to those of the persons
    being replaced. The RTI Subcontract Administrator will notify Subcontractor of RTI’s decision about the substitutions within
    twenty (20) calendar days after receipt of all required information.

 

SCR
6. Additional Invoice Instructions

 

In
addition to the invoice instructions set forth in the above-mentioned Master Service Agreement, Subcontractor shall submit an
invoice summary page as incorporated herein with each invoice submission. Subcontractor may use its own invoice summary format
if such is substantially similar to the template provided in this Subcontract.

 

SCR
7. Equal Opportunity Compliance {Applicable to subcontracts funded via Federal contracts}

 

During
the performance of this Subcontract, Subcontractor agrees to comply with all Federal, state and local laws respecting
discrimination in employment and non-segregation of facilities including, but not limited to, applicable provisions of
Executive Order (herein “E.O.”) 11246, Rehabilitation Act of 1973, Vietnam Era Veterans’ Readjustment
Assistance Act of 1974, E.O. 13496 and respective regulations Including 41 CFR 60-1.4, 41 CFR 61-300.10, 29 CFR Part 471
Appendix A to Subpart A, 41 CFR 60-300.5       (Subcontractor and lower-tier
subcontractors and vendors shall abide by the requirements of 41 CFR 60—300.5(a) if if/when this Subcontract exceeds
$100,000. This regulation prohibits discrimination against qualified
protected veterans, and requires affirmative action by covered prime contractors, subcontractors, lower-tier subcontractors
and vendors to employ and advance In employment qualified protected veterans) and 41 CFR 60-741.5 (Subcontractor and
lower-tier subcontractors and vendors shall abide by the requirements of 41 CFR 60—741.5(a) if/when this Subcontract
exceeds $10,000. This regulation prohibits discrimination against qualified Individuals on the basis of disability, and
requires affirmative action by covered prime contractors, subcontractors, lower-tier subcontractors and vendors to employ and
advance in employment qualified individuals with disabilities.).

 

The
above-mentioned referenced regulations prohibit discrimination against qualified individuals based on their status as protected
veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color, religion,
sex, or national origin. Moreover, these regulations require that covered prime contractors, subcontractors, lower-tier subcontractors
and vendors take affirmative action to employ and advance in employment individuals without regard to race, color, religion, sex,
national origin, protected veteran status or disability.

 

These
equal opportunity clauses, and the employee notification clause, are hereby incorporated by reference.

 

    	 Page 5 of 16

     

    

 

Appendix
B: Prime Agreement Flowdown Provisions

 

The
following provisions included in this Appendix are contained In RTI’s prime agreement and shall be applicable to this Agreement.
Subcontractor agrees to flow down all provisions contained herein to any and all lower-tier subcontractors. In the event this
Appendix contains a Business Associate Provision, the term “Covered Entity” shall mean “RTI.”

 

The
following instances are exceptions to the general rules as provided above:

 

	 	1.	Where it is clear,
    by the context of the provision itself or the conditions under which it is being applied, that the reference is intended to
    specifically refer to Subcontractor, its officers or agents;
	 	 	 
	 	2.	Where access to
    proprietary financial information or other proprietary data is required

 

	 	1.	NON-DISCRIMINATION
    REQUIREMENTS

 

To
the extent required by Article 15 of the Executive Law (also known as the Human Rights Law) and all other New York State (“state”)
and Federal statutory and constitutional non-discrimination provisions, the Contractor will not discriminate against any employee
or applicant for employment because of race, creed, color, sex, national origin, sexual orientation, age, disability, genetic
predisposition or carrier status, or marital status. Furthermore, in accordance with Section 220-e of the Labor Law, if this is
a contract for the construction, alteration or repair of any public building or public work or for the manufacture, sale or distribution
of materials, equipment or supplies, and to the extent that this contract shall be performed within the State of New York, Contractor
agrees that neither it nor its subcontractors shall, by reason of race, creed, color, disability, sex, or national origin: (a)
discriminate in hiring against any New York State citizen who is qualified and available to perform the work; or (b) discriminate
against or intimidate any employee hired for the performance of work under this contract. If this is a building service contract
as defined in Section 230 of the Labor Law, then, in accordance with Section 239 thereof, Contractor agrees that neither it nor
its subcontractors shall by reason of race, creed, color, national origin, age, sex or disability: (a) discriminate in hiring
against any New York State citizen who is qualified and available to perform the work; or (b) discriminate against or intimidate
any employee hired for the performance of work under this contract. Contractor is subject to fines of $50.00 per person per day
for any violation of Section 220-e or Section 239 as well as possible termination of this contract and forfeiture of all moneys
due hereunder for a second or subsequent violation.

 

	 	2.	WAGE
    AND HOURS PROVISIONS

 

If
this is a public work contract covered by Article 8 of the Labor Law or a building service contract covered by Article 9
thereof, neither Contractor’s employees nor the employees of its subcontractors may be required or permitted to work
more than the number of hours or days stated in said statutes, except as otherwise provided in the Labor Law and as set forth
in prevailing wage and supplement schedules issued by the State Labor Department. Furthermore, Contractor and its
subcontractors must pay at least the prevailing wage rate and pay or provide the prevailing supplements, including the
premium rates for overtime pay, as determined by the State Labor Department in accordance with the Labor Law. Additionally,
effective April 28, 2008, if this is a public work contract covered by Article 8 of the Labor Law, the Contractor understands
and agrees that the filing of payrolls in a manner consistent with Subdivision 3-a of Section 220 of the Labor Law shall be a
condition precedent to payment by the State of any State approved sums due and owing for work done upon the
project.

 

	 	3.	INTERNATIONAL
    BOYCOTT PROHIBITION

 

In
accordance with Section 220-f of the Labor Law and Section 39-h of the State Finance Law, if this contract exceeds $5,000, the
Contractor agrees, as a material condition of the contract, that neither the Contractor nor any substantially owned or affiliated
person, firm, partnership or corporation has participated, is participating, or shall participate in an international boycott
in violation of the federal Export Administration Act of 1979 (SO USC App. Sections 2401 et seq.) or regulations thereunder. If
such Contractor, or any of the aforesaid affiliates of Contractor, is convicted or is otherwise found to have violated said laws
or regulations upon the final determination of the United States Commerce Department or any other appropriate agency of the United
States subsequent to the contract’s execution, such contract, amendment or modification thereto shall be rendered forfeit and
void. The Contractor shall so notify the State Comptroller within five (5) business days of such conviction, determination or
disposition of appeal (2NYCRR 105.4).

 

    	 Page 6 of 16

     

    

 

	 	4.	RECORDS

 

The
Contractor shall establish and maintain complete and accurate books, records, documents, accounts and other evidence directly
pertinent to performance under this contract (hereinafter, collectively, “the Records”). The Records must be kept for
the balance of the calendar year in which they were made and for six (6) additional years thereafter. The State Comptroller, the
Attorney General and any other person or entity authorized to conduct an examination, as well as the agency or agencies involved
in this contract, shall have access to the Records during normal business hours at an office of the Contractor within the State
of New York or, if no such office is available, at a mutually agreeable and reasonable venue within the State, for the term specified
above for the purposes of inspection, auditing and copying. The State shall take reasonable steps to protect from public disclosure
any of the Records which are exempt from disclosure under Section 87 of the Public Officers Law (the “Statute”) provided
that: (i) the Contractor shall timely inform an appropriate State official, in writing, that said records should not be disclosed;
and (ii) said records shall be sufficiently Identified; and (iii) designation of said records as exempt under the Statute is reasonable.
Nothing contained herein shall diminish, or in any way adversely affect, the State’s right to discovery in any pending or future
litigation.

 

	 	5.	EQUAL
    EMPLOYMENT OPPORTUNITIES FOR MINORITIES AND WOMEN

 

In
accordance with Section 312 of the Executive Law and 5 NYCRR 143, if this contract is: (i) a written agreement or purchase order
instrument, providing for a total expenditure in excess of $25,000.00, whereby a contracting agency is committed to expend or
does expend funds in return for labor, services, supplies, equipment, materials or any combination of the foregoing, to be performed
for, or rendered or furnished to the contracting agency; or (ii) a written agreement in excess of $100,000.00 whereby a contracting
agency is committed to expend or does expend funds for the acquisition, construction, demolition, replacement, major repair or
renovation of real property and improvements thereon; or (iii) a written agreement In excess of $100,000.00 whereby the owner
of a State assisted housing project is committed to expend or does expend funds for the acquisition, construction, demolition,
replacement, major repair or renovation of real property and improvements thereon for such project, then the following shall apply
and by signing this agreement the Contractor certifies and affirms that it is Contractor’s equal employment opportunity policy
that: (a) The Contractor will not discriminate against employees or applicants for employment because of race, creed, color, national
origin, sex, age, disability or marital status, shall make and document its conscientious and active efforts to employ and utilize
minority group members and women in its work force on State contracts and will undertake or continue existing programs of affirmative
action to ensure that minority group members and women are afforded equal employment opportunities without discrimination. Affirmative
action shall mean recruitment, employment, job assignment, promotion, upgradings, demotion, transfer, layoff, or termination
and rates of pay or other forms of compensation; (b) at the request of the contracting agency, the Contractor shall request each
employment agency, labor union, or authorized representative of workers with which it has a collective bargaining or other agreement
or understanding, to furnish a written statement that such employment agency, labor union or representative will not discriminate
on the basis of race, creed, color, national origin, sex, age, disability or marital status and that such union or representative
will affirmatively cooperate in the implementation of the Contractor’s obligations herein; and (c) the Contractor shall
state, in all solicitations or advertisements for employees, that, in the performance of the State contract, all qualified applicants
will be afforded equal employment opportunities without discrimination because of race, creed, color, national origin, sex, age,
disability or marital status. Contractor will Include the provisions of “a”, “b”, and “c” above,
in every subcontract over $25,000.00 for the construction, demolition, replacement, major repair, renovation, planning or design
of real property and improvements thereon (the “Work”) except where the Work Is for the beneficial use of the Contractor.
Section 312 does not apply to: (i) work, goods or services unrelated to this contract; or (ii) employment outside New York State.
The State shall consider compliance by a contractor or subcontractor with the requirements of any federal Jaw concerning equal
employment opportunity which effectuates the purpose of this section. The contracting agency shall determine whether the Imposition
of the requirements of the provisions hereof duplicate or conflict with any such federal law and if such duplication or conflict
exists, the contracting agency shall waive the applicability of Section 312 to the extent of such duplication or conflict. Contractor
will comply with all duly promulgated and lawful rules and regulations of the Department of Economic Development’s Division of
Minority and Women’s Business Development pertaining hereto.

 

	 	6.	PROHIBITION
    ON PURCHASE OF TROPICAL HARDWOODS

 

The
Contractor certifies and warrants that all wood products to be used under this contract award will be in accordance with, but
not limited to, the specifications and provisions of Section 165 of the State Finance Law, (Use of Tropical Hardwoods) which prohibits
purchase and use of tropical hardwoods, unless specifically exempted, by the State or any governmental agency or political subdivision
or public benefit corporation. Qualification for an exemption under this law will be the responsibility of the contractor to establish
to meet with the approval of the State.

 

	 	7.	PROCUREMENT
    LOBBYING

 

To
the extent this agreement is a “procurement contract” as defined by State Finance Law Sections 139-j and 139-k, by
signing this agreement the contractor certifies and affirms that all disclosures made in accordance with State Finance Law
Sections 139-j and 139-k are complete, true and accurate. In the event such certification is found to be intentionally false
or intentionally incomplete, the State may terminate the agreement by providing written notification to the Contractor in
accordance with the terms of the agreement.

 

    	 Page 7 of 16

     

    

 

	 	8.	CERTIFICATION
    OF REGISTRATION TO COLLECT SALES AND COMPENSATING USE TAX BY CERTAIN STATE CONTRACTORS, AFFILIATES AND SUBCONTRACTORS

 

To
the extent this agreement is a contract as defined by Tax Law Section 5-a, if the contractor fails to make the certification required
by Tax Law Section 5-a or if during the term of the contract, the Department of Taxation and Finance or the covered agency, as
defined by Tax Law 5-a, discovers that the certification, made under penalty of perjury, is false, then such failure to file or
false certification shall be a material breach of this contract and this contract may be terminated, by providing written notification
to the Contractor in accordance with the terms of the agreement, if the covered agency determines that such action is in the best
interest of the State.

 

	 	9.	NO
    SUBCONTRACTING

 

Subcontracting
by the contractor shall not be permitted except by prior written approval of the Department of Health, via the RTI Task Order
Administrator. All subcontracts shall contain provisions specifying that the work performed by the subcontractor must be in accordance
with the terms of included In this Contract, and that the subcontractor specifically agrees to be bound by the confidentiality
provisions set forth in this Contract.

 

	 	10.	CONFIDENTIALITY
    CLAUSES

 

A.
Any materials, articles, papers, etc., developed by the Contractor under or in the course of performing this Contract shall contain
the following, or similar acknowledgment: “Funded by the New York State Department of Health”. Any such materials must
be reviewed and approved by the State, via the RTI Task Order Administrator, for conformity with the policies and guidelines for
the New York State Department of Health prior to dissemination and/or publication. It is agreed that such review will be conducted
in an expeditious manner. Should the review result in any unresolved disagreements regarding content, the Contractor shall be
free to publish in scholarly journals along with a disclaimer that the views within the Article or the policies reflected are
not necessarily those of the New York State Department of Health. The Department reserves the right to disallow funding for any
educational materials not approved through its review process.

 

B.
Any publishable or otherwise reproducible material developed under or in the course of performing this Contract, dealing with
any aspect of performance under this Contract, or of the results and accomplishments attained in such performance, shall be the
sole and exclusive property of the State, and shall not be published or otherwise disseminated by the Contractor to any other
party unless prior written approval is secured from the State or under circumstances as indicated in paragraph 1 above. Any and
all net proceeds obtained by the Contractor resulting from any such publication shall belong to and be paid over to the State.
The State shall have a perpetual royalty-free, nonexclusive and irrevocable right to reproduce, publish or otherwise use, and
to authorize others to use, any such material for governmental purposes.

 

C.
No report, document or other data produced in whole or in part with the funds provided under this Contract may be copyrighted
by the Contractor or any of its employees, nor shall any notice of copyright be registered by the Contractor or any of its employees
in connection with any report, document or other data developed pursuant to this Contract.

 

D.
All reports, data sheets, documents, etc. generated under this contract shall be the sole and exclusive property of the Department
of Health. Upon completion or termination of this Contract, the Contractor shall deliver to the Department of Health upon its
demand all copies of materials relating to or pertaining to this Contract. The Contractor shall have no right to disclose or use
any of such material and documentation for any purpose whatsoever, without the prior written approval of the Department of Health
or Its authorized agents.

 

E.
The Contractor, its officers, agents and employees and subcontractors shall treat all information, which is obtained by it through
its performance under this Contract, as confidential information to the extent required by the laws and regulations of the United
States and laws and regulations of the State of New York.

 

		11.	PROVISIONS
                                         RELATED TO IRAN DIVESTMENT ACT

 

As
a result of the Iran Divestment Act of 2012 (Act), Chapter 1 of the 2012 Laws of New York, a provision has been added to
the State Finance Law (SFL), § 165-a, effective April 12, 2012. Under the Act, the Commissioner of the Office of
General Services (OGS) has developed a list (prohibited entities list) of “persons” who are engaged in
“investment activities in iran” (both are defined terms in the law). Pursuant to SFL § 165-a(3)(b), the
initial list has been posted on the OGS website at http://www.ogs.ny.goy/about/regs/docs/ListofEntities.pdf. By
entering into this Contract, Contract (or any assignee) certifies that it will not utilize on such Contract any subcontractor
that is identified on the prohibited entitles list. Additionally, Contractor agrees that should it seek to renew or extend
the Contract, it will be required to certify at the time the Contract is renewed or extended that it is not included on the
prohibited entitles list. Contractor also agrees that any proposed Assignee of the Contract will be required to certify that
it is not on the prohibited entitles list before the New York State Department of Health may approve a request for Assignment
of Contract. During the term of the Contract, should New York state Department of Health receive information that a person is
in violation of the above referenced certification, New York State Department of Health will offer the person an opportunity
to respond. If the person fails to demonstrate that it has ceased its engagement in the investment which is in violation of
the Act within 90 days after the determination of such violation, then New York State Department of Health shall take such
action as may be appropriate including, but not limited to, imposing sanctions, seeking compliance, recovering damages, or
declaring the Contractor in default. New York State Department of Health reserves the right to reject any request for
assignment for an entity that appears on the prohibited entitles list prior to the award of a contract, and to pursue a
responsibility review with respect to any entity that is awarded a contract and appears on the prohibited entities list after
contract award.

 

    	 Page 8 of 16

     

    

 

Appendix
C: Statement of Work/Budget

 

This
Scope of Work contains the work requirements for data collection on the 2017/2018 New York State Quarterly Tobacco Study - ATS.
The subcontractor will be responsible for all aspects of data collection, as detailed below.

 

2017/2018
data collection, will consist of 3 quarterly studies, per year in the State of New York.

 

	 	●	A dual frame RDD study of landlines and cell
    phones.
	 	●	263 land line and 487 cell phone interviews
    per quarter, with adults 18 plus years in the State of New York.
	 	●	Personnel overseeing the project through 2018
    - Glynis Kennedy, Senior Vice President of Client Services.

 

Scope
of Work:

 

The
tasks that the subcontractor would be required to perform are:

 

Work
with RTI to program and pre-test the CATI front-end, interview, and back-end scripts based on the final specifications provided
from RTI. The instrument will once again be designed to be completed using computer assisted telephone interviewing (CATI) methodology
only.

 

	 	●	Runs
    quarterly (data collection runs ~8-10 weeks)
	 	●	750
    completes/quarter: 487 cell completes, 263 landline completes
	 	●	RTI
    provides the sample. Landline sample members would receive a lead letter mailed by RTI
	 	●	Interviews
    conducted in both English/Spanish (RTI would provide Spanish translation of instrument)
	 	●	Respondents
receive a $10 incentive (RTI would send Incentives)
	 	●	Interview
    length: 20 to 25 minutes
	 	●	Would
    need dedicated toll-free line with capacity to handle inbound calls
	 	●	Outbound
    phone number must display a NY area code
	 	●	Recruit,
    train, supervise interviewing staff (RTI would provide project-specific training materials)
	 	●	AAPOR
    response rates of 20-30% expected for landline/cell samples
	 	●	Maintain
    calling procedures consistent with the Behavioral Risk Factor surveillance System (BRFSS) survey protocol. This includes making
    a minimum of 10 call attempts for all sampled landline phone numbers that have not been finalized. The calls will include
    at least one attempt during a weekend, one attempt during a weekday, and one attempt during a weeknight. Call attempts beyond
    10 should only be made when the call history indicates further attempts are likely to result in productive contact with an
    eligible housing unit. For cell phone numbers, cases will have up to 10 call attempts. If an appointment is generated for
    a case, an additional 10 attempts will be allowed to complete the case.
	 	●	Conduct
    approximately 80% of interviews during night/weekend hours, and the other 20% during weekday hours.
	 	●	Provide
    interviewer supervision and monitoring - general guideline is 15% of interviewing hours for supervision and 10% of
    interviewing     hours for monitoring
	 	●	Conduct
    refusal conversion efforts for sample members who initially decline participation
	 	●	Provide
    RTI with weekly production reports that include the disposition of all sampled cases and other key data collection results
	 	●	Provide
    preliminary SPSS data set after first 100 or so interviews completed, for quality checking purposes
	 	●	Provide
    incentive file every two weeks with names and addresses of survey participants eligible for incentive check
	 	●	Within
    two weeks of the completion of data collection, deliver a final cleaned SPSS data file. All CATI data, including preloaded
    sample data, front end screening data, and final sample dispositions must be Included. A codebook with all variable and value
    labels for all data elements must be included with the final data file.

 

    	 Page 9 of 16

     

    

 

During
the fielding of the ATS, an ATS online survey will be concurrently running (fielded at RTI). ABS sample is used for this online
survey and sample members will receive an invite via mail. In the third survey Invite sent, RTI will be offering sample members
the option to do the survey either online or by phone (via
call-in to Precision). Additional items needed to support
this effort:

 

	 	●	An additional 1-800
    number dedicated solely to this effort
	 	●	We estimate that
    at a maximum Precision would be completing 100 surveys with these participants. However, it is expected that Precision will
    receive a higher count of call-ins than 100
	 	●	The screener will
    be similar to the screener already programmed for the ATS, though with some changes. Enough changes are anticipated that a
    separate screener will need to be created for this effort. The next birthday method will be used for the selection procedure
	 	●	The main Instrument
    will be similar to the instrument already programmed for the ATS, though with some screen deletions at the end for collecting
    contact information and a change to the end screen.
	 	●	There is no incentive
    for the online survey, thus no incentive for this phone component.
	 	●	A sample file will
    not be provided for this study. Blank cases need to be set up. Call-ins will have a code which they give to the interviewer
    to enter in during the screener. This would be the unique identifier (in place of a phone number)
	 	●	In case we need
    to call people back (people leaving voicemail messages to participate after hours, break-off during interview, etc.), we are
    allowing up to 10 callbacks max. We can evaluate on a case by case basis further if we need to go beyond 10 to finish up the
    interview
	 	●	The usual case management
    system items like message attempts/call back attempt Information as well as call disposition codes will be collected
	 	●	This component will
    be delivered in a separate data file at the end of data collection

 

    	 Page 10 of 16

     

    

 

Milestone
Payment Schedule

Milestone Date % of contract Amount

 

	Deliverables	 	Charge
    Code	 	Amount	 	Date
	Task
                                                                                       1 Q2 ATS 2017 Landline:
 Launch & First 33% of Data Collection
	 	0214131.000.004.007.001	 	$	9,698.53	 	 	 	4/28/2017	 
	Task
    1     Q2 ATS 2017 
Landline:
    Second 33% of Data Collection	 	0214131.000.004.007.001	 	$	9,698.53	 	 	 	5/31/2017	 
	Task
    1 Q2 ATS 2017 Landline: 
 Final 34% of Data Collection & Data Delivery	 	0214131.000.004.007.001	 	$	9,992.44	 	 	 	6/30/2017	 
	Task
    1 Q2 ATS 2017 Cell: 
Launch
    & First 33% of Data Collection	 	0214131.000.004.007.001	 	$	18,011.57	 	 	 	4/28/2017	 
	Task
    1 Q2 ATS 2017 Cell:
 Second     33%
    of Data     Collection	 	0214131.000.004.007.001	 	$	18,011.57	 	 	 	5/31/2017	 
	Task
    1 Q2 ATS 2017 Cell: 
 Final 34% of Data
    Collection & Data Delivery	 	0214131.000.004.007.001	 	$	18,557.36	 	 	 	6/30/2017	 
	Task
    1 Q2 ATS 2017: ABS 
Sample
    Call-in     Data     Collection & Data Delivery	 	0214131.000.004.007.001	 	$	10,300	 	 	 	6/30/2017	 
	 	 	 	 	 	 	 	 	 	 	 
	Task
    1     Q3 ATS 2017 Landline:
 Launch &
    First     33% of Data Collection	 	0214131.000.005.007.001	 	$	9,282.74	 	 	 	7/31/2017	 
	Task
    1     Q3 ATS 2017 Landline: 
 Second 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,282.74	 	 	 	8/31/2017	 
	Task
                                                                           1                                          Q3 ATS 2017 Landline: 
 Final
                                                                           34% of Data Collection & Data Delivery
	 	0214131.000.005.007.001	 	$	9,564.02	 	 	 	9/29/2017	 
	Task
    1 Q3 ATS 2017 Cell: 
 Launch & First
    33% of Data Collection	 	0214131.000.005.007.001	 	$	17,239.37	 	 	 	7/31/2017	 
	Task
    1 Q3 ATS 2017 Cell: 
Second
    33% of Data     Collection	 	0214131.000.005.007.001	 	$	17,239.37	 	 	 	8/31/2017	 
	Task
    1 Q3 ATS 2017 Cell: 
Final 34% of Data
    Collection & Data Delivery	 	0214131.000.005.007.001	 	$	17,761.76	 	 	 	9/29/2017	 
	Task
    1 Q3 ATS 2017: 
 ABS Sample Call-in Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	10,300	 	 	 	9/29/2017	 
	Contract
    Year 4 Subtotal (Quarters 2-3)	 	 	 	$	184
                                         940	 	 	 	 	 
	 	 	 	 	 	 	 	 	 	 	 
	Task
    1 Q4 ATS     2017 Landline: 
 Launch
    & First 33%     of Data Collection	 	0214131.000.005.007.001	 	$	9,282.74	 	 	 	10/31/2017	 
	Task
    1     Q4 ATS 2017 Landline: 
 Second 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,282.74	 	 	 	11/30/2017	 
	Task
    1     Q4 ATS 2017 Landline: 
 Final 34% of Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	9,564.02	 	 	 	12/31/2017	 
	Task
    1 Q4 ATS 2017 Cell: 
 Launch & First
    33% of Data Collection	 	0214131.000.005.007.001	 	$	17,239.37	 	 	 	10/31/2017	 
	Task
    1 Q4 ATS 2017 Cell: 
Second
    33% of Data     Collection	 	0214131.000.005.007.001	 	$	17,239.37	 	 	 	11/30/2017	 
	Task
1 Q4 ATS 2017 Cell: 

Final 34% of Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	17,761.76	 	 	 	12/29/2017	 
	Task
    1 Q4 ATS 2017: 
 ABS Sample Call-in Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	10,300	 	 	 	12/29/2017	 
	 	 	 	 	 	 	 	 	 	 	 
	Overall
    Year 4 Budget Amount (Quarters 2-4)	 	 	 	$	275,610	 	 	 	 	 

 

    	 Page 11 of 16

     

    

 

	Deliverables	 	Charge
    Code	 	Amount	 	Date
	Task
    1 Q1 ATS 2018 Landline:
 Launch &
    First 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,679.60	 	 	 	1/31/2018	 
	Task
1 Q1 ATS 2018 Landline: 

Second 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,679.60	 	 	 	2/28/2018	 
	Task
1 Q1 ATS 2018 Landline: 

Final 34% of Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	9,972.90	 	 	 	3/30/2018	 
	Task
    1 Q1 ATS 2018 Cell: 
Launch
    & First 33% of Data Collection	 	0214131.000.005.007.001	 	$	17,976.39	 	 	 	1/31/2018	 
	Task
    1 Q1 ATS 2018 Cell: 
Second
    33% of Data     Collection	 	0214131.000.005.007.001	 	$	17,976.39	 	 	 	2/28/2018	 
	Task
    1 Q1 ATS 2018 Cell: 
Final
    34% of Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	18,521.12	 	 	 	3/30/2018	 
	Task
1 Q1 ATS 2018:

 ABS Sample Call-in Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	10,900	 	 	 	3/30/2018	 
	 	 	 	 	 	 	 	 	 	 	 
	Task
    1 Q2 ATS 2018 Landline: 
 Launch &
    First 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,679.60	 	 	 	4/30/2018	 
	Task
1 Q2 ATS 2018 Landline: 

Second 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,679.60	 	 	 	5/31/2018	 
	Task
    1 Q2 ATS 2018 Landline: 

Final 34% of Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	9,972.90	 	 	 	6/29/2018	 
	Task
    1 Q2 ATS 2018 Cell: 
 Launch & First
    33% of Data Collection	 	0214131.000.005.007.001	 	$	17,976.39	 	 	 	4/30/2018	 
	Task
    1 Q2 ATS 2018 Cell: 
Second
    33% of Data     Collection	 	0214131.000.005.007.001	 	$	17,976.39	 	 	 	5/31/2018	 
	Task
    1 Q2 ATS 2018 Cell: 
Final 34% of Data
    Collection & Data Delivery	 	0214131.000.005.007.001	 	$	18,521.12	 	 	 	6/29/2018	 
	Task
    1 Q2 ATS 2018:
 ABS Sample Call-in Data
    Collection & Data Delivery	 	0214131.000.005.007.001	 	$	10,900	 	 	 	6/29/2018	 
	 	 	 	 	 	 	 	 	 	 	 
	Task
1 Q3 ATS 2018 Landline: 

Launch & First 33% of Data Collection	 	0214131.000.005.007.001	 	$	9,679.60	 	 	 	7/31/2018	 
	Task
    1 Q3 ATS 2018 Landline: 
 Second 33% of
    Data Collection	 	0214131.000.005.007.001	 	$	9,679.60	 	 	 	8/31/2018	 
	Task
1 Q3 ATS 2018 Landline: 

Final 34% of Data Collection & Data Delivery	 	0214131.000.005.007.001	 	$	9,972.90	 	 	 	9/28/2018	 
	Task
    1 Q3 ATS 2018 Cell: 
Launch
    & First 33% of Data Collection	 	0214131.000.005.007.001	 	$	17,976.39	 	 	 	7/31/2018	 
	Task
    1 Q3 ATS 2018 Cell: 
Second
    33% of Data     Collection	 	0214131.000.005.007.001	 	$	17,976.39	 	 	 	8/31/2018	 
	Task
    1 Q3 ATS 2018 Cell: 
Final 34% of Data
    Collection & Data Delivery	 	0214131.000.005.007.001	 	$	18,521.12	 	 	 	9/28/2018	 
	Task
    1 Q3 ATS 2018: ABS 
Sample
    Call-in Data     Collection & Data Delivery	 	0214131.000.005.007.001	 	$	10,900	 	 	 	9/28/2018	 
	 	 	 	 	 	 	 	 	 	 	 
	Contract
Year/Overall Year 5 Budget Amount

(Quarters 1-3 )
	 		 	$	284,118 	 	 	 	 	 

 

    	Page 12 of 16

     

    

 

	Task:	Tobacco
    Survey (2017)	 
	 	Adults
    18 Plus - New York State	 
	 	N=750                                
    N=263	 
	 	Landline
    - N=487 Mobile	 
	 	800
    Number Inbound Component	 
	 	Estimate
    N=100	 
	 	Quarterly
    Study (2, 3 & 4)	 

 

	Staff
	 	Project
    Title	 	Rate	 	Hours	 	Cost
	Labor	 	 	 	 	 	 	 	 
	Direct
    Labor	 	 	 	 	 	 	 	 
	Data
    Collection	 	Interview
    Phone	 	 	18.00	 	 	 	640	 	 	 	11,520	 
	Data
    Collection	 	Interview Mobile	 	 	18.00	 	 	 	2,180	 	 	 	39,240	 
	Data
    Collection	 	Monitor - Outbound &
    Inbound	 	 	15.00	 	 	 	367	 	 	 	5,499	 
	Data
    Collection	 	Supervisor	 	 	15.00	 	 	 	451	 	 	 	6,768	 
	Data
    Collection	 	Project Management	 	 	75.00	 	 	 	60	 	 	 	4,500	 
	Data
    Collection	 	Administration - Inbound
    Calls/800 Line	 	 	16.00	 	 	 	250	 	 	 	4,000	 
	Data
    Collection	 	Interview Phone Inbound	 	 	18.00	 	 	 	350	 	 	 	6,300	 
	Data
    Collection	 	Labor Burden	 	 	1.10	 	 	 	4,298	 	 	 	4,728	 
	Training	 	Interviewer	 	 	13.00	 	 	 	180	 	 	 	2,340	 
	Training	 	Supervisor	 	 	15.00	 	 	 	85	 	 	 	1,275	 
	Data
    Management	 	SPSS / ACSII / DAT Files
    / Out-Inbound Reports	 	 	75.00	 	 	 	45	 	 	 	3,375	 
	Data
    Management	 	Programming English     -
    Additional     Screener	 	 	75.00	 	 	 	45	 	 	 	3,375	 
	Data
    Management	 	Programming Spanish	 	 	75.00	 	 	 	18	 	 	 	1,350	 
	 	 		 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Subtotal Labor	 	 	 	 	 	 	4,298	 	 	 	94,270	 
	Fringe
    Benefits	 	0%	 	 	 	 	 	 	 	 	 	 	0	 
	 	 	Total Labor	 	 	 	 	 	 	4,298	 	 	 	94,270	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Subtotal
    Estimated Cost	 	 	 	 	 	 	 	 	 	 	 	 	94,270	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Total
    Estimated Cost	 	Q2	 	 	 	 	 	 	 	 	 	$	94,270	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Data
    Management	 	Quarterly Programming
    Revisions	 	 	75.00	 	 	 	15	 	 	 	1,125.00	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Cost for Quarters 3
    & 4,     Per Quarter	 	 	 	 	 	 	 	 	 	$	90,670	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Total Cost Per Year	 	 	 	 	 	 	 	 	 	$	275,610.00	 

 

 

    	Page 13 of 16

     

    

 

	Task:	Tobacco
    Survey (2018)	 
	 	Adults
    18 Plus - New York State	 
	 	N=750                                
    N=263	 
	 	Landline
    - N=487 Mobile	 
	 	800
    Number Inbound Component	 
	 	Estimate
    N=100	 
	 	Quarterly
    Study (1, 2 & 3)	 

 

	Staff
	 	Project
    Title	 	Rate	 	Hours	 	Cost
	Labor	 	 	 	 	 	 	 	 
	Direct
    Labor	 	 	 	 	 	 	 	 
	Data
    Collection	 	Interview
    Phone	 	 	18.00	 	 	 	680	 	 	 	12,240	 
	Data
    Collection	 	Interview Mobile	 	 	18.00	 	 	 	2,270	 	 	 	40,860	 
	Data
    Collection	 	Monitor - Outbound &
    Inbound	 	 	15.00	 	 	 	384	 	 	 	5,753	 
	Data
    Collection	 	Supervisor	 	 	15.00	 	 	 	472	 	 	 	7,080	 
	Data
    Collection	 	Project Management	 	 	75.00	 	 	 	62	 	 	 	4,650	 
	Data
    Collection	 	Administration - Inbound
    Calls/800 Line	 	 	16.00	 	 	 	265	 	 	 	4,240	 
	Data
    Collection	 	Interview Phone Inbound	 	 	18.00	 	 	 	370	 	 	 	6,660	 
	Data
    Collection	 	Labor Burden	 	 	1.10	 	 	 	4,503	 	 	 	4,953	 
	Training	 	Interviewer	 	 	13.00	 	 	 	192	 	 	 	2,496	 
	Training	 	Supervisor	 	 	15.00	 	 	 	85	 	 	 	1,275	 
	Data
    Management	 	SPSS / ACSII / DAT Files
    / Out-Inbound Reports	 	 	75.00	 	 	 	45	 	 	 	3,375	 
	Data
    Management	 	Programming - Quarterly
    Revisions	 	 	75.00	 	 	 	15	 	 	 	1,275	 
	 	 		 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Subtotal
    Labor	 	 	 	 	 	 	4,503	 	 	 	94,706	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Fringe
    Benefits	 	0%	 	 	 	 	 	 	 	 	 	 	0	 
	 	 	Total Labor	 	 	 	 	 	 	4,503	 	 	 	94,706	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Subtotal
    Estimated Cost	 	 	 	 	 	 	 	 	 	 	 	 	94,706	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Total
    Estimated Cost	 	Q1	 	 	 	 	 	 	 	 	 	$	94,706	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Cost for Quarters 2
    & 3, Per Quarter	 	 	 	 	 	 	 	 	 	$	94,670	 
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	 	 	Total Cost Per Year	 	 	 	 	 	 	 	 	 	$	284,118.00	 

 

 

    	 Page 14 of 16

     

    

 

Appendix
E: Invoice Summary Template

 

INVOICE
SUMMARY

 

	Precision
    Opinion, Inc.	Date
    Prepared: 	 
	101
    Convention Center Drive, Plaza 124	Billing
    Period: 	 
	Las
    Vegas, Nevada 89109 United States	 	 
	Phone:
    702/483-4000	Invoice
    #: 	 
	 	Vendor
    #: 	041504

 

	RTI
    International	Subcontract
    #: 	8-312-0214131-52812
	ATTN: Accounts payable	Purchase
    Order #: 	52812
	P.O. Box 12106	Release
    #  	
	Research Triangle Park, NC 27709	Prime Contract
    #: 	C028511
	Phone:
    919-541-5877                 E-mail:
    accounting@rti.org	Contract
    Amount: 	$559,728.00
		Funded
    Amount: 	$275,610.00

 

    	 Page 15 of 16

     

    

 

Invoice
Summary

 

	Task # or Activity
    Name	 	RTl
    Task number	 	Amount
	Task 1 Q2 ATS 2017
    Landline: Launch & First 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	9,698.53	 
	Task 1 Q2 ATS 2017
    Landline: Second 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	9,698.53	 
	Task 1 Q2 ATS 2017
    Landline: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	9,992.44	 
	Task 1 Q2 ATS
    2017 Cell:     Launch & First 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	18,011.57	 
	Task 1 Q2 ATS
    2017 Cell:     Second 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	
    18,011.57	 
	Task 1 Q2 ATS
    2017 Cell:     Final 34% of Data Collection  & Data Delivery	 	 	0214131.000.004.007.001	 	$	18,557.36	 
	Task 1 Q2 ATS 2017:
    ABS Sample Call-in Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	10,300.00	 
	 	 	 	 	 	 	 	 
	Task 1 Q3 ATS 2017
    Landline: Launch & First 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	9,282.74	 
	Task 1 Q3 ATS 2017
    Landline: Second 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	9,282.74	 
	Task 1 Q3 ATS 2017
    Landline: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	9,564.02	 
	Task 1 Q3 ATS 2017
    Cell: Launch & First 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	17,239.37	 
	Task 1 Q3 ATS 2017
    Cell: Second 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	17,239.37	 
	Task 1 Q3 ATS 2017
    Cell: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	17,761.76	 
	Task 1 Q3 ATS 2017: ABS Sample Call-in Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	10,300.00	 
	 	 	 	 	 	 	 	 
	Task 1 Q4 ATS 2017
    Landline: Launch & First 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	9,282.74	 
	Task 1 Q4 ATS 2017
    Landline: Second 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	9,282.74	 
	Task 1 Q4 ATS 2017
    Landline: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	9,564.02	 
	Task 1 Q4 ATS 2017
    Cell: Launch & First 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	17,239.37	 
	Task 1 Q4 ATS 2017
    Cell: Second 33% of Data Collection	 	 	0214131.000.004.007.001	 	$	17,239.37	 
	Task 1 Q4 ATS 2017
    Cell: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	17,761.76	 
	Task 1 Q4 ATS 2017:
    ABS Sample Call-in Data Collection & Data Delivery	 	 	0214131.000.004.007.001	 	$	10,300.00	 
	 	 	 	 	 	 	 	 
	Task 1 Q1 ATS 2018
    Landline: Launch & First 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	9,679.60	 
	Task 1 Q1 ATS 2018
    Landline: Second 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	9,679.60	 
	Task 1 Q1 ATS 2018
    Landline: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	9,972.90	 
	Task 1 Q1 ATS
    2018 Cell: Launch & First 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	17,976.39	 
	Task 1 Q1 ATS 2018
    Cell: Second 33% of Data Collection  	 	 	0214131.000.005.007.001	 	$	17,976.39	 
	Task 1 Q1 ATS 2018
    Cell: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	18,521.12	 
	Task 1 Q1 ATS 2018:
    ABS Sample Call-in Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	10,900.00	 
	 	 	 	 	 	 	 	 
	Task 1 Q2 ATS 2018
    Landline: Launch & First 33% of Data Collection 	 	 	0214131.000.005.007.001	 	$	9,679.60	 
	Task 1 Q2 ATS 2018
    Landline: Second 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	9,679.60	 
	Task 1 Q2 ATS 2018
Landline: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	9,972.90	 
	Task 1 Q2 ATS 2018
    Cell:     Launch & First 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	17,976.39	 
	Task 1 Q2 ATS 2018
    Cell: Second 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	17,976.39	 
	Task 1 Q2 ATS 2018
    Cell:     Final 34% of Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	18,521.12	 
	Task 1 Q2 ATS 2018:
    ABS Sample Call-in Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	10,900.00	 
	 	 	 	 	 	 	 	 
	Task 1 Q3 ATS 2018
    Landline: Launch & First 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	9,679.60	 
	Task 1 Q3 ATS 2018
    Landline: Second 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	9,679.60	 
	Task 1 Q3 ATS 2018
    Landline: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	9,972.90	 
	Task 1 Q3 ATS 2018
    Cell:     Launch & First 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	17,976.39	 
	Task 1 Q3 ATS 2018
    Cell:     Second 33% of Data Collection	 	 	0214131.000.005.007.001	 	$	17,976.39	 
	Task 1 Q3 ATS 2018
    Cell: Final 34% of Data Collection & Data Delivery	 	 	0214131.000.005.007.001	 	$	18,521.12	 
	Task 1
    Q3 ATS 2018: ABS Sample Call-in Data Collection & Data Delivery	 	 	0214131.000.005.007.001

        
	 	$	10,900.00	 

 

    	 Page 16 of 16

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