Document:

Amendment to Third Amended and Restated Credit Agmt

 Exhibit 10.2 
 EXECUTION COPY 
 AMENDMENT NO. 1 

AMENDMENT NO. 1 dated as of June 24, 2013 to the Credit Agreement referred to below, among TECO FINANCE, INC., a Florida corporation
(the “Borrower”), TECO ENERGY, INC., a Florida corporation (the “Company,” and, together with the Borrower, the “Obligors”), each of the Lenders identified under the caption “LENDERS” on
the signature pages hereto and JPMORGAN CHASE BANK, N.A., as administrative agent for the Lenders (in such capacity, the “Administrative Agent”). 
 The Obligors, the Lenders party thereto (individually, a “Lender” and, collectively, the “Lenders”) and the Administrative Agent are parties to a Third Amended and
Restated Credit Agreement dated as of October 25, 2011 (as amended, the “Credit Agreement”). The Obligors and the Required Lenders wish to amend the Credit Agreement in certain respects, and accordingly, the parties hereto
hereby agree as follows: 
 Section 1. Definitions. Capitalized terms used in this Amendment No. 1 and not
otherwise defined are used herein as defined in the Credit Agreement. 
 Section 2. Amendments. Subject to the
satisfaction of the conditions precedent specified in Section 4 hereof, but effective as of the date hereof, the Credit Agreement shall be amended as follows: 
 2.01. References in the Credit Agreement (including references to the Credit Agreement as amended hereby) to “this Agreement” (and indirect references such as “hereunder”,
“hereby”, “herein” and “hereof”) shall be deemed to be references to the Credit Agreement as amended hereby. 
 2.02. Section 1.1 of the Credit Agreement is hereby amended to replace the definition of “Index Debt” in its entirety with the following: 

“Index Debt” means senior, unsecured, long-term indebtedness for borrowed money of Company that is not
guaranteed by any other Person or subject to any other credit enhancement. If the Company no longer has a senior unsecured debt rating, Index Debt means senior, unsecured, long-term indebtedness for borrowed money of Borrower guaranteed by Company
but not otherwise guaranteed by any other Person or subject to any other credit enhancement. 
 2.03. Section 1.1 of the
Credit Agreement is hereby further amended to insert in alphabetical order the following additional definitions: 

“Acquisition” means the acquisition by the Company of the stock of New Mexico Gas Intermediate, Inc.
pursuant to a Stock Purchase Agreement dated as of May 25, 2013, among the Company, New Mexico Gas Intermediate, Inc. and Continental Energy Systems LLC. 
 “OFAC” means the Office of Foreign Assets Control of the United States Department of the Treasury. 

  
 1 

 “Permitted Liens” means (a) Liens existing on any
property or asset prior to the acquisition thereof by any Significant Subsidiary or existing on any property or assets of any Person that becomes a Significant Subsidiary after the date hereof prior to the time such Person becomes a Significant
Subsidiary, provided that (i) such Lien is not created in contemplation of or in connection with such acquisition or such Person becoming a Significant Subsidiary, as the case may be, and (ii) such Lien shall not apply to any other
property or assets of the Obligor or any Significant Subsidiary but the Significant Subsidiary may secure additional obligations with a lien on assets subject to existing liens; and (b) Liens securing first mortgage bonds issued by any
Significant Subsidiary the rates or charges of which are regulated by FERC or any state governmental authority, provided that the aggregate principal amount of such first mortgage bonds of any such Significant Subsidiary do not exceed 66 2/3%
of the net value of plant, property and equipment of such Significant Subsidiary. 
 “Sanctions”
has the meaning given in Section 4.15.2(a). 
 2.04. Article IV of the Credit Agreement is hereby amended by inserting the
following new Section 4.15 immediately after Section 4.14 therein. 
 4.15 FCPA; OFAC; Anti-Money Laundering.

 4.15.1 No Unlawful Contributions or Other Payments. Neither Company nor any of its Subsidiaries, nor, to
Company’s knowledge, any director, officer, agent, employee or Affiliate of Company or any of its Subsidiaries has taken or will take any action, directly or indirectly, that would result in a violation by such persons of the Foreign Corrupt
Practices Act of 1977, as amended, and the rules and regulations thereunder (the “FCPA”), including, without limitation, making use of the mails or any means or instrumentality of interstate commerce corruptly in furtherance of an
offer, payment, promise to pay or authorization of the payment of any money, or other property, gift, promise to pay or authorization of the giving of anything of value to any “foreign official” (as such term is defined in the FCPA) or any
foreign political party or official thereof or any candidate for foreign political office. 
 4.15.2 OFAC. 

(a) Neither Company nor any of its Subsidiaries nor, to Company’s knowledge, any officer or director of Company or
any of its Subsidiaries, nor any agent, employee or Affiliate of Company or any of its Subsidiaries is (i) a Person that is, or is owned or controlled by a Person that is currently the subject of any U.S. sanctions administered by OFAC
(“Sanctions”), nor (ii) located, organized or resident in a country or territory that is the subject of Sanctions (including, without limitation, Cuba, Iran, North Korea, Sudan and Syria). 

(b) Company will not, directly or indirectly, use the proceeds of the Loans, or lend, contribute or otherwise make
available such proceeds to any Subsidiary, joint venture partner or other Person to fund any activities or business of or with any Person or in any country or territory that, at the time of such funding, is the subject of Sanctions. 

  
 2 

 4.15.3 No Conflict with Money Laundering Laws. To Company’s knowledge, the
operations of Company and its Subsidiaries are and have been conducted at all times in material compliance with (i) applicable financial recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as
amended, and the rules and regulations promulgated thereunder, (ii) the money laundering statutes of all jurisdictions where Company and its Subsidiaries conduct business, and the rules and regulations thereunder and (iii) any related or
similar rules, regulations or guidelines issued, administered or enforced by any court, arbitrator, regulatory body, administrative agency, governmental body or other authority or agency (collectively, the “Money Laundering Laws”).
No action, suit or proceeding by or before any court, arbitrator, regulatory body, administrative agency, governmental body or other authority or agency involving Company or any of its Subsidiaries with respect to the Money Laundering Laws is
pending or, to Company’s knowledge, threatened. 
 2.05. Section 5.3.1 of the Credit Agreement is hereby amended by
replacing the words “Company’s ratings” in clause (ii) of the proviso thereof with the words “the ratings”. 
 2.06. Section 5.3.3 of the Credit Agreement is hereby amended in its entirety to read as follows: 
 5.3.3 Except as set forth on Schedule 5.3.3 and except for Permitted Liens, such Obligor shall not, and shall not permit any Significant Subsidiary to, mortgage, pledge or encumber all or substantially
all of such Obligor’s or such Significant Subsidiary’s assets; provided that Company and/or any Significant Subsidiary may enter into limited recourse project financing transactions (including in the form of synthetic leases) in the
ordinary course of its business. 
 2.07. Section 5.7 of the Credit Agreement is hereby amended by inserting the words
“, Sanctions administered by OFAC” immediately after the words “Environmental Laws” therein. 
 2.08.
Section 5.10.5 of the Credit Agreement is hereby amended in its entirety to read as follows: 
 5.10.5
Either Obligor being placed on watch or review for possible rating down-grade by S&P or Moody’s, or any negative change, from the date hereof, from the rating given to the Index Debt by either S&P or Moody’s; and 

2.09. Section 5.11 of the Credit Agreement is hereby amended in its entirety to read as follows: 

Company shall maintain, as of the last day of each fiscal quarter (commencing with the fiscal quarter ended
September 30, 2011), a ratio of Total Debt to Capitalization, for such fiscal quarter then ended, of less than or equal to 0.65 to 1.00 or, with respect to the four fiscal quarters commencing with the fiscal quarter in which the Acquisition
closes, 0.70 to 1.00. 

  
 3 

 Section 3. Representations and Warranties. Each Obligor (as to itself and its
Subsidiaries) represents and warrants to the Lenders that (a) its representations and warranties set forth in Article IV of the Credit Agreement are true and complete on the date hereof as if made on and as of the date hereof and as if each
reference in said Article IV to “this Agreement” included reference to this Amendment No. 1 (unless such representation and warranty relates solely to another time, in which event such representation or warranty is true and correct as
of such other time) and (b) no Event of Default or Inchoate Default shall have occurred and be continuing. 

Section 4. Conditions Precedent to Effectiveness. The amendments set forth in Section 2 hereof shall become effective,
as of the date hereof, upon receipt by the Administrative Agent of one or more counterparts of this Amendment No. 1 executed by the Obligors and the Required Lenders. 
 Section 5. Confirmation of Guarantee and Pledge Agreement. The Company hereby confirms and ratifies all of its obligations under the Credit Facility Documents to which it is a party, including
its obligations as a guarantor under Article IX of the Credit Agreement as amended hereby. 
 Section 6.
Miscellaneous. Except as herein provided, the Credit Agreement shall remain unchanged and in full force and effect. This Amendment No. 1 may be executed in any number of counterparts, all of which taken together shall constitute one and
the same agreement and any of the parties hereto may execute this Amendment No. 1 by signing any such counterpart. This Amendment No. 1 shall be governed by, and construed in accordance with, the law of the State of New York. 

Section 7. Loan Document. The execution, delivery and effectiveness of this Amendment No. 1 shall not, except as
expressly provided herein, operate as a waiver of any right, power or remedy of any Lender or the Administrative Agent under any of the Loan Documents, nor constitute a waiver of any provision of any of the Loan Documents. On and after the
effectiveness of this Amendment No. 1, this Amendment No. 1 shall for all purposes constitute a Loan Document. 

[Signature pages follow] 

  
 4 

 IN WITNESS WHEREOF, the parties hereto have caused this Amendment No. 1 to be duly
executed and delivered as of the day and year first above written. 
  

			
	TECO FINANCE, INC.
		
	By:	 	/s/ Kim M. Caruso
	Name:	 	Kim M. Caruso
	Title:	 	Treasurer

  

			
	TECO ENERGY, INC.
		
	By:	 	/s/ Kim M. Caruso
	Name:	 	Kim M. Caruso
	Title:	 	Treasurer

 Signature page for Amendment No. 1 

 
			
	LENDERS
	
	JPMORGAN CHASE BANK, N.A.
		
	By:	 	/s/ Peter Christensen
		 	Name: Peter Christensen
		 	Title: Vice President

  
 Signature
page for Amendment No. 1 (continued) 

 
			
	CITIBANK, N.A.
		
	By:	 	/s/ D. Scott McMurtry
	Name:	 	D. Scott McMurtry
	Title:	 	Vice President

  
 Signature
page for Amendment No. 1 (continued) 

 
			
	MORGAN STANLEY BANK, N.A.
		
	By:	 	/s/ John Durland
	Name:	 	John Durland
	Title:	 	Authorized Signatory

  
 Signature
page for Amendment No. 1 (continued) 

 
			
	SUNTRUST BANK
		
	By:	 	/s/ Andrew Johnson
	Name:	 	Andrew Johnson
	Title:	 	Director

  
 Signature
page for Amendment No. 1 (continued) 

 
			
	THE BANK OF NEW YORK MELLON
		
	By:	 	/s/ Richard K. Fronapfel, Jr.
	Name:	 	Richard K. Fronapfel, Jr.
	Title:	 	Vice President

  
 Signature
page for Amendment No. 1 (continued) 

 
			
	THE BANK OF NOVA SCOTIA
		
	By:	 	/s/ Thane Rattew
	Name:	 	Thane Rattew
	Title:	 	Managing Director

  
 Signature
page for Amendment No. 1 (continued) 

 
			
	THE NORTHERN TRUST COMPANY
		
	By:	 	/s/ Patrick Cowan
	Name:	 	Patrick Cowan
	Title:	 	Vice President

  
 Signature
page for Amendment No. 1 (continued)EX-10.1

 Exhibit 10.1 
  

 
 June 28, 2013 
 Kanis S.A. 
 c/o SG Associates Limited 
 233-237 Old Marylebone Road 
 London, England NW1 5QT 

Dear Dr. Kanis: 
 This letter relates to
the payment of premium and interest due on June 30, 2013, in the amount of $235,000, under Loan Commitment Letters dated July 27, 2012, December 30, 2010, and April 11, 2011, as amended (the “Loan Commitments”),
between Clean Diesel Technologies, Inc. (the “Company”) and Kanis S.A. (“Lender”). This letter agreement amends the Loan Commitments solely with respect to the matters set forth herein. 

Lender agrees that the obligation described above may be paid, at the option of the Company, in cash or by issuance of the securities having the terms
set forth in Schedule A (the “Securities”). Lender understands that the Securities are being sold by the Company in a transaction exempt from registration pursuant to Regulation S promulgated under the Securities Act of 1933, as
amended, and that this transaction is separate from and not contingent upon a concurrent public offering being pursued by the Company. 
 The
Company hereby represents and warrants that this letter agreement has been duly authorized by its Board of Directors and is a valid and binding obligation of the Company, and, if any Securities issued hereunder consist of shares of common stock,
including any shares underlying warrants when and if issued in accordance with the terms of such warrants, such shares shall be validly issued, fully paid and non-assessable. The Company further represents and warrants that if any Securities
issued hereunder consist of warrants, such warrants shall be legally binding obligations of the Company in accordance with their terms except that enforceability may be limited by bankruptcy, insolvency, reorganization or similar laws affecting the
rights of creditors generally and subject to general principles of equity. 
 Lender hereby makes (as if included herein) the representations,
warranties and agreements relating to any Securities issued hereunder as it made with respect to itself and the securities issued or issuable under the Loan Commitment dated July 27, 2012 (including under the captions Lender Status and Resale
Limitations) and related Warrant (including under the captions Compliance with Securities Laws and Representations of the Holder), and acknowledges that any Securities issued hereunder will be subject to the same restrictions on transfer set forth
therein. 
 Appropriate documentation for the Securities shall be issued promptly to the Lender following June 30, 2013, if the Company
elects payment in Securities. 
 4567 Telephone Road, Suite 100, Ventura CA 93003 • Tel +1-805-639-9458
• Fax +1-805-639-9466 • www.cdti.com 

 

 
 This letter agreement shall be governed by the laws of Delaware, and may be signed in counterparts. 

Sincerely, 
  

			
	CLEAN DIESEL TECHNOLOGIES, INC.
		
	By:	 	/s/ Nikhil A. Mehta
		 	 Name: Nikhil A. Mehta

Title: Chief Financial Officer

 Agreed and Affirmed: 
  

			
	KANIS S.A.
		
	By	 	/s/ Iryna Vale
		 	 Name: Iryna Vale, For

Title: Marek Services LLC, Secretary

 4567 Telephone Road, Suite 100, Ventura CA 93003 • Tel +1-805-639-9458 • Fax
+1-805-639-9466 • www.cdti.com 

  
 

 
  
 Schedule A

 Securities 
 188,000 units, comprised of 188,000 shares of common stock at $1.245 per share and 188,000 warrants at $0.005 per warrant to acquire 94,000 shares of common stock at an exercise price of $1.25 per share,
for an aggregate price of $235,000. Each warrant will be exercisable immediately upon issuance for a period of five years. 

4567 Telephone Road, Suite 100, Ventura CA 93003 • Tel +1-805-639-9458 • Fax +1-805-639-9466 • www.cdti.com

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