Document:

Form of Restricted Reload Stock Option Agreement

 Exhibit 10.1.3 
 Pacific Capital Bancorp 
 Restricted Reload Stock
Option Agreement 
 This confirms the grant by Pacific Capital Bancorp (the “Company”) of a reload stock
option to the Employee identified below (“Employee”) on the terms and conditions set forth below and of the Restricted Stock Option Plan (the “Plan”), the terms of which are incorporated herein. 
  

			
	1. Name of Employee.	  	                       
		
	2. Date of Grant.	  	                       
		
	3. Number of Shares.	  	                      shares of Common Stock
		
	4. Exercise Price.	  	$                    per share.

 5. Reload Option. The Option is a Reload Option granted under Section 6.7 of the Plan. For tax purposes, the Option is of the type indicated
below: 
  

					
	Incentive Option	 	 	 	
	Non-Qualified Stock Option	 	 	 	

 6. Restrictions on Reload Option. Employee acknowledges that the Option is subject to the restrictions set
forth in Section 6.7 of the Plan, including the restriction that the Option shall immediately terminate if the shares of Common Stock acquired on exercise of the Original Option are sold within one (1) year after the date of exercise of
the Original Option. 
 7. Term of Option. The term of the Option will begin as of the date of grant set forth above and, unless sooner
terminated in accordance with the terms of the Plan, will expire five (5) years after the date of grant. 
 8. Expiration. The
Option is subject to termination prior to the expiration of the term of the Option set forth above in the event of the termination of Employee’s employment with the Company or any of its subsidiaries or the occurrence of certain other events
specified in the Plan. 
 9. Exercise. Except as otherwise specifically provided in the Plan, the Option may not be exercised in whole or
in part prior to the expiration of one (1) year after the date of grant of the Option. Thereafter the Option may be exercised in whole or in part at any time and from time to time during the term of the Option. 

 10. Restriction on Transfer of Option. Except as otherwise specifically permitted in the Plan,
Employee may not transfer all or any portion of his/her interest in the Option other than by will or the laws of descent and distribution. 
 11. No Competition. Employee agrees that it is reasonable for the Company to require, as a condition to Employee’s receipt of the economic benefit afforded by the Option, that Employee not engage in business activities
competitive with those of the Company and its subsidiaries. The provisions of Exhibit A hereto: 
 Apply  ̈ 
 Do not apply  ̈ 
 to the Option granted under this Agreement. 
 12.
Acknowledgement by Employee. Employee acknowledges that (a) he/she has received and reviewed a copy of the Plan and (b) the provisions of the Plan are applicable to the Option. 
 13. Spousal Consent. If Employee is married, Employee shall have his/her spouse execute and deliver to the Company a Spousal Consent in the form
attached hereto. 
 14. Terms of Agreement. Wherever the form of this Agreement provides for the inclusion of additional information,
such as the designation of the type of Option in Section 5 above, such additional information may be added as hand-written information, such information shall be deemed to be part of this Agreement for all purposes and, by his or her execution
of this Agreement, Employee shall be deemed to have accepted such additional information. 
  

									
	“COMPANY”:	 		 	“Employee”:
				
	PACIFIC CAPITAL BANCORP	 		 		 	
				
	By:	 	  
	 		 	  

				
	Its:	 	Corporate Secretary	 		 	Signature of Employee
					
		 		 		 	 Date:
  
	 	  

			
	Address of the Company:	 		 	Address of Employee
			
	 1021 Anacapa Street
 Santa Barbara, CA 93101
	 		 	  

	 Attn:
  
	 	  
	 		 	  

				
		 		 		 	  

 CONSENT OF SPOUSE 
  

 -2- 

 I acknowledge that I have read the foregoing 2002 Stock Plan Agreement (the
“Agreement”), effective January 22, 2002 and amended on July 21, 2004, which is a part of the Agreement, and that I know their contents. I am aware that the Option will vest over a period of time. I hereby approve of the
provisions of the Agreement and agree that I will take no action at any time to hinder operation of the Agreement. 
  

			
	Date:                     	 	                                       
                                         
        ,Second Amendment to Incentive & Investment & Salary Savings Plan

 Exhibit 10.3.2 
 SECOND AMENDMENT 
 TO 
 PACIFIC CAPITAL BANCORP AMENDED AND RESTATED INCENTIVE AND 
 INVESTMENT AND SALARY SAVINGS PLAN 
 January 1,
2001 Restatement 
 The Pacific Capital Bancorp Amended and Restated Incentive and Investment and Salary Savings Plan,
established effective January 1, 1996, as amended and restated effective January 1, 2001, is hereby further amended, effective as of May 1, 2003, in the following respects: 
 1. Section 8.2 of the Plan is amended to provide as follows: 
 8.2 Investment Funds 
 The Sponsor shall determine the number and type of Investment Funds and shall communicate the same and any changes therein in writing to the Administrator and the Trustee. Each Investment Fund shall be
held and administered as a separate common trust fund. The interest of each Participant or Beneficiary under the Plan in any Investment Fund shall be an undivided interest. 
 The Sponsor may determine to offer one or more Investment Funds that are invested primarily in equity securities issued by an Employer or a
Related Company that are publicly traded and are “qualifying employer securities” as defined in ERISA Section 407(d)(5). In no event may a Participant’s Tax-Deferred Contributions made for any Plan Year beginning on or after
January 1, 1999 in excess of one percent of the Participant’s Compensation for such Plan Year be required to be invested in such equity securities. 

 2. A new Section 16.10 has been added to the Plan to provide as follows: 
 16.10 Distribution in the Form of Employer Stock 
 Notwithstanding any other provision of the Plan to the contrary, to the extent that his Account is invested in Employer stock on the date distribution is to be made to a Participant, the Participant may
elect to receive distribution of the fair market value of such Account in the form of Employer stock. 
 *    *    * 
 EXECUTED at
                                        ,
                             this      day of
            ,         . 
  

			
	PACIFIC CAPITAL BANCORP
		
	By:	 	  

		
	Title:Form of Directors Stock Option Agreement

 Exhibit 10.8.1 
 Pacific Capital Bancorp 
 Directors Stock Option
Agreement 
 This confirms the grant by Pacific Capital Bancorp (the “Company”) of a stock option to the
Director identified below (“Optionee”) on the terms and conditions set forth below and of the 1996 Directors Stock Option Plan (the “Plan”), the terms of which are incorporated herein. 
  

			
	1. Name of Optionee.	  	  

  

			
	2. Date of Grant.	  	  

 3. Number of Shares.
                                 shares of Common Stock 
 4. Exercise Price.                     
Dollars ($            ) per share. 
 5. Type of Option. The
Option is a Non-Qualified Stock Option and is not afforded favorable treatment for income tax purposes. 
 6. Term of Option. The
term of the Option will begin as of the date of grant set forth above and, unless sooner terminated in accordance with the terms of the Plan, will expire five (5) years after the date of grant. 
 7. Expiration. The Option is subject to termination prior to the expiration of the term of the Option set forth above in the event that
Optionee ceases to be a Director of the Company or any of its subsidiaries or the occurrence of certain other events specified in the Plan. 
 8. Exercise. Except as otherwise specifically provided in the Plan, the Option may not be exercised in whole or in part prior to the expiration of six (6) months after the date of grant of the Option. Thereafter the
Option may be exercised in whole or in part at any time and from time to time during the term of the Option. 
 9. Restriction on Transfer
of Option. Except as otherwise specifically permitted in the Plan, Optionee may not transfer all or any portion of his/her interest in the Option other than by will or the laws of descent and distribution. 
 10. Acknowledgement by Optionee. Optionee acknowledges that (a) he/she has received and reviewed a copy of the Plan and (b) the
provisions of the Plan are applicable to the Option. 
 11. Spousal Consent. If Optionee is married, Optionee shall have his/her
spouse execute and deliver to the Company a Spousal Consent in the form attached hereto. 
  

 1 

 12. Terms of Agreement. Wherever the form of this Agreement provides for the inclusion of
additional information, such as the addition of Optionee’s name in Section 1 above, such additional information may be added as hand-written information, such information shall be deemed to be part of this Agreement for all purposes and,
by his or her execution of this Agreement, Optionee shall be deemed to have accepted such additional information. 
  

							
	“COMPANY”:	 		  	“OPTIONEE”:
			
	PACIFIC CAPITAL BANCORP	 		  	
				
	By:	 	  
	 		  	  

		 		 		  	Signature of Optionee
	Its:	 	  
	 		  	
			
	Address of the Company:	 		  	Address of Optionee
			
	1021 Anacapa Street	 		  	  

	PO Box 60839	 		  	  

	Santa Barbara, CA 93160-0839	 		  	  

	Attn:	 	  
	 		  	

  

 2 

 CONSENT OF SPOUSE 
 I acknowledge that I have read the foregoing Directors Stock Option Agreement (the “Agreement”) and the 1996 Directors Stock
Option Plan which is a part of the Agreement, and that I know their contents. I am aware that the Option will vest over a period of time. I hereby approve of the provisions of the Agreement and agree that I will take no action at any time to hinder
operation of the Agreement. 
  

											
	Date:	 	  
	 		 	  
	 	,
		 		 		 	spouse of	  	  

  

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