Document:

EX-4.1

 Exhibit 4.1 

[FORM OF OFFICERS’ CERTIFICATE] 

COMCAST CORPORATION 

Officers’ Certificate 

March 30, 2016 

Pursuant to Section 2.03 of the Indenture dated as of September 18, 2013, by and among Comcast Corporation (the
“Company”), the guarantors named therein and The Bank of New York Mellon, as trustee (the “Trustee”), as supplemented by the First Supplemental Indenture dated as of November 17, 2015 (as amended, the
“Indenture”), by and among the Company, the guarantors named therein and the Trustee, and guaranteed on an unsecured and unsubordinated basis by Comcast Cable Communications, LLC and NBCUniversal Media, LLC, the undersigned officers
of the Company do hereby certify, in connection with the issuance of the Company’s $350,000,000 aggregate principal amount of 2.75% Notes Due 2023 (the “2023 Notes”) and $700,000,000 aggregate principal amount of 3.15% Notes
Due 2026 (the “2026 Notes” and, together with the 2023 Notes, the “Notes”), that the terms of the Notes are as follows: 

2.75% Notes Due 2023 
  

			
	Title:	  	2.75% Notes Due 2023
		
	Aggregate Principal Amount at Maturity:	  	$350,000,000. The 2.75% Notes Due 2023 offered hereby are a further issuance of and form a single series with the existing 2.75% Notes Due 2023 issued by the Company on February 23, 2016. Upon issuance of the 2023 Notes, the Company
will have $1,100,000,000 aggregate principal amount outstanding of the 2.75% Notes Due 2023.
		
	Principal Payment Date:	  	March 1, 2023
		
	Interest:	  	2.75%
		
	Redemption:	  	The Company may at its option redeem the 2023 Notes in whole or in part, at any time or from time to time prior to their maturity, on at

			
		
		  	least 30 days, but not more than 60 days, prior notice mailed to the registered address of each holder of the 2023 Notes, at the “Redemption Price.” Prior to February 1, 2023 (one month prior to the maturity of the
2023 Notes), the Redemption Price is the greater of (i) 100% of the principal amount of the 2023 Notes, and (ii) the sum of the present values of the principal amount of such notes and the scheduled payments of interest thereon (exclusive of
interest accrued to the date of redemption) from the redemption date to February 1, 2023, in each case discounted to the redemption date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as
defined in the 2023 Notes) plus 20 basis points. On and after February 1, 2023 (one month prior to the maturity of the 2023 Notes), the Redemption Price will equal 100% of the principal amount of such notes. In each case described in this
paragraph, the Redemption Price will include accrued and unpaid interest thereon to the date of redemption, and in each case described in this paragraph, subject to the further description in the Prospectus Supplement dated February 16,
2016.
		
	Additional Issuances:	  	The 2023 Notes need not be issued at the same time and the series may be reopened for issuance of an unlimited principal amount of additional 2023 Notes under this series. Additional 2023 Notes of this series may be consolidated
with, and form a single series with, 2023 Notes then outstanding, including for purposes of determining whether the required percentage of the holders of record has given approval or consent to an amendment or waiver or joined in directing the
Trustee to take certain actions on behalf of all holders.
		
	Conversion:	  	None
		
	Sinking Fund:	  	None

			
		
	Miscellaneous:	  	The terms of the 2023 Notes shall include such other terms as are set forth in the Form of Note Due 2023 attached hereto as Exhibit A.

 3.15% Notes Due 2026 
  

			
	Title:	  	3.15% Notes Due 2026
		
	Aggregate Principal Amount at Maturity:	  	$700,000,000. The 3.15% Notes Due 2026 offered hereby are a further issuance of and form a single series with the existing 3.15% Notes Due 2026 issued by the Company on February 23, 2016. Upon issuance of the 2026 Notes, the Company
will have $2,200,000,000 aggregate principal amount outstanding of the 3.15% Notes Due 2026.
		
	Principal Payment Date:	  	March 1, 2026
		
	Interest:	  	3.15%
		
	Redemption:	  	The Company may at its option redeem the 2026 Notes in whole or in part, at any time or from time to time prior to their maturity, on at least 30 days, but not more than 60 days, prior notice mailed to the registered address of each
holder of the 2026 Notes, at the “Redemption Price.” Prior to December 1, 2025 (three months prior to the maturity of the 2026 Notes), the Redemption Price is the greater of (i) 100% of the principal amount of the 2026 Notes, and (ii) the
sum of the present values of the principal amount of such notes and the scheduled payments of interest thereon (exclusive of interest accrued to the date of redemption) from the redemption date to December 1, 2025, in each case discounted to the
redemption date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined in the 2026 Notes) plus 25 basis points. On and after December 1, 2025 (three months prior to the maturity of the
2026 Notes), the Redemption Price will equal 100% of the principal amount of such notes. In each case

			
		  	described in this paragraph, the Redemption Price will include accrued and unpaid interest thereon to the date of redemption, and in each case described in this paragraph, subject to the further description in the Prospectus
Supplement dated February 16, 2016.
		
	Additional Issuances:	  	The 2026 Notes need not be issued at the same time and the series may be reopened for issuance of an unlimited principal amount of additional 2026 Notes under this series. Additional 2026 Notes of this series may be consolidated
with, and form a single series with, 2026 Notes then outstanding, including for purposes of determining whether the required percentage of the holders of record has given approval or consent to an amendment or waiver or joined in directing the
Trustee to take certain actions on behalf of all holders.
		
	Conversion:	  	None
		
	Sinking Fund:	  	None
		
	Miscellaneous:	  	The terms of the 2026 Notes shall include such other terms as are set forth in the Form of Note Due 2026 attached hereto as Exhibit B.

 Each such officer has read and understands the provisions of the Indenture and the definitions relating thereto. The
statements made in this Officers’ Certificate are based upon the examination of the provisions of the Indenture and upon the relevant books and records of the Company. In such officer’s opinion, he has made such examination or
investigation as is necessary to enable such officer to express an informed opinion as to whether or not the covenants and conditions of such Indenture relating to the issuance and authentication of the Notes have been complied with. In such
officer’s opinion, such covenants and conditions have been complied with. 

 IN WITNESS WHEREOF, the undersigned officers of the Company have duly executed this certificate
as of the date first set forth above. 
  

					
	By:	 	  

		 	Name:	 	William E. Dordelman
		 	Title:	 	Senior Vice President and Treasurer
		
	By:	 	  

		 	Name:	 	Arthur R. Block
		 	Title:	 	Executive Vice President, General Counsel and Secretary

 [Signature Page to Officers’ Certificate Pursuant to the Indenture] 

 EXHIBIT A 

[FORM OF NOTE DUE 2023] 
 UNLESS AND UNTIL IT IS
EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE REGISTERED FORM, THIS SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER
NOMINEE OF THE DEPOSITARY OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK
CORPORATION (“DTC”), TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY SECURITY ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
 COMCAST CORPORATION 

2.75% Note Due 2023 
  

					
	No. [    ]	  		  	CUSIP No.: 20030N BR1
		  		  	ISIN No.: US20030NBR17
		  		  	$[        ]

 COMCAST CORPORATION, a Pennsylvania corporation (the “Issuer”, which term includes any
successor corporation), for value received promises to pay to CEDE & CO. or registered assigns, the principal sum of $[        ] ([        ] Million Dollars) on
March 1, 2023. 
 Interest Payment Dates: March 1 and September 1(each, an “Interest Payment Date”),
commencing on September 1, 2016. 
 Interest Record Dates: February 15 and August 15 (each, an “Interest Record
Date”). 
 Reference is made to the further provisions of this Security contained herein, which will for all purposes have the same
effect as if set forth at this place. 

 IN WITNESS WHEREOF, the Issuer has caused this Security to be signed manually or by facsimile by
its duly authorized officer under its corporate seal. 
  

					
	COMCAST CORPORATION
		
	By:	 	  

		 	Name:	 	William E. Dordelman
		 	Title:	 	Senior Vice President and Treasurer

 [Seal of Comcast Corporation] 
  

					
	Attest:
		
	By:	 	  

		 	Name:	 	Arthur R. Block
		 	Title:	 	Executive Vice President, General Counsel and Secretary

  
 2 

 This is one of the series designated herein and referred to in the within-mentioned Indenture.

 Dated: March 30, 2016 
  

			
	THE BANK OF NEW YORK MELLON, as Trustee
		
	By:	 	  

		 	Authorized Signatory

  
 3 

 (REVERSE OF SECURITY) 

COMCAST CORPORATION 
 2.75% Note
Due 2023 
  

	 	1.	Interest. 

 COMCAST CORPORATION, a Pennsylvania corporation (the “Issuer”),
promises to pay interest on the principal amount of this Security at the rate per annum shown above. Cash interest on the Securities will accrue from the most recent date to which interest has been paid or, if no interest has been paid, from
February 23, 2016. The Issuer will pay interest semi-annually in arrears on each Interest Payment Date, commencing September 1, 2016. Interest will be computed on the basis of a 360-day year of twelve 30-day months. 

The Issuer shall pay interest on overdue principal from time to time on demand at the rate borne by the Securities and on overdue installments
of interest (without regard to any applicable grace periods) to the extent lawful. 
  

	 	2.	Method of Payment. 

 The Issuer shall pay interest on the Securities (except defaulted interest)
to the persons who are the registered Holders at the close of business on the Interest Record Date immediately preceding the Interest Payment Date notwithstanding any transfer or exchange of such Security subsequent to such Interest Record Date and
prior to such Interest Payment Date. Holders must surrender Securities to The Bank of New York Mellon (the “Trustee”) to collect principal payments. The Issuer shall pay principal and interest in money of the United States that at
the time of payment is legal tender for payment of public and private debts (“U.S. Legal Tender”). However, the payments of interest, and any portion of the principal (other than interest payable at maturity or on any redemption or
repayment date or the final payment of principal) shall be made by the Paying Agent, upon receipt from the Issuer of immediately available funds by 11:00 a.m., New York City time (or such other time as may be agreed to between the Issuer and the
Paying Agent or the Issuer), directly to a Holder (by Federal funds wire transfer or otherwise) if the Holder has delivered written instructions to the Trustee 15 days prior to such payment date requesting that such payment will be so made and
designating the bank account to which such payments shall be so made and in the case of payments of principal surrenders the same to the Trustee in exchange for a Security or Securities aggregating the same principal amount as the unredeemed
principal amount of the Securities surrendered. 
  

	 	3.	Paying Agent. 

 Initially, the Trustee will act as Paying Agent. The Issuer may change any
Paying Agent without notice to the Holders. 

	 	4.	Indenture. 

 The Issuer issued the Securities under an Indenture dated as of September 18,
2013, by and among the Issuer, the guarantors named therein and the Trustee, as amended by the First Supplemental Indenture dated as of November 17, 2015, by and among the Issuer, the guarantors named therein (the “Guarantors”)
and the Trustee (as amended, the “Indenture”). Capitalized terms herein are used as defined in the Indenture unless otherwise defined herein. The terms of the Securities include those stated in the Indenture and those made part of
the Indenture by reference to the Trust Indenture Act of 1939 (15 U.S.C. Sections 77aaa-77bbbb) (the “TIA”), as in effect on the date of the Indenture until such time as the Indenture is qualified under the TIA, and thereafter as in
effect on the date on which the Indenture is qualified under the TIA. Notwithstanding anything to the contrary herein, the Securities are subject to all such terms, and Holders of Securities are referred to the Indenture and the TIA for a statement
of them. To the extent the terms of the Indenture and this Security are inconsistent, the terms of the Indenture shall govern. This note is a “Security” and the notes are “Securities” under the Indenture. 

 

	 	5.	Guarantees. 

 Each Guarantor has irrevocably, fully and unconditionally guaranteed, jointly and
severally, on an unsecured basis, the full and punctual payment (whether at maturity, upon redemption or otherwise) of the principal of and interest on, and all other amounts payable under, the Securities, and the full and punctual payment of all
other amounts payable by the Issuer under the Indenture, subject to certain terms and conditions set forth in the Indenture. 
  

	 	6.	Denominations; Transfer; Exchange. 

 The Securities are in registered form, without coupons, in
denominations of $2,000 and multiples of $1,000 in excess thereof. A Holder shall register the transfer of or exchange Securities in accordance with the Indenture. The Issuer may require a Holder, among other things, to furnish appropriate
endorsements and transfer documents and to pay certain transfer taxes or similar governmental charges payable in connection therewith as permitted by the Indenture. The Issuer need not issue, authenticate, register the transfer of or exchange any
Securities or portions thereof for a period of fifteen (15) days before the mailing of a notice of redemption, nor need the Issuer register the transfer or exchange any security selected for redemption in whole or in part. 

 

	 	7.	Persons Deemed Owners. 

 The registered Holder of a Security shall be treated as the owner of it
for all purposes. 
  

	 	8.	Unclaimed Funds. 

 If funds for the payment of principal or interest remain unclaimed for two
years, the Trustee and the Paying Agent will repay the funds to the Issuer at its written request. After that, all liability of the Trustee and such Paying Agent with respect to such funds shall cease. 

  
 2 

	 	9.	Legal Defeasance and Covenant Defeasance. 

 The Issuer and the Guarantors may be discharged from
their respective obligations under the Securities and under the Indenture with respect to the Securities except for certain provisions thereof, and may be discharged from obligations to comply with certain covenants contained in the Securities and
in the Indenture with respect to the Securities, in each case upon satisfaction of certain conditions specified in the Indenture. 
  

	 	10.	Amendment; Supplement; Waiver. 

 Subject to certain exceptions, the Securities and the
provisions of the Indenture relating to the Securities may be amended or supplemented with the written consent of the Holders of at least a majority in aggregate principal amount of the Securities then outstanding, and any existing Default or Event
of Default or compliance with certain provisions may be waived with the consent of the Holders of a majority in aggregate principal amount of the Securities then outstanding. Without notice to or consent of any Holder, the parties thereto may amend
or supplement the Indenture and the Securities to, among other things, cure any ambiguity, defect or inconsistency, provide for uncertificated Securities in addition to or in place of certificated Securities or comply with any requirements of the
Commission in connection with the qualification of the Indenture under the TIA, or make any other change that does not adversely affect the rights of any Holder of a Security. 

 

	 	11.	Restrictive Covenants. 

 The Indenture contains certain covenants that, among other things,
limit the ability of the Issuer and the Guarantors to incur liens securing indebtedness, or to enter into sale and leaseback transactions, and of the Issuer to merge or sell all or substantially all of its assets. The limitations are subject to a
number of important qualifications and exceptions. The Issuer must annually report to the Trustee on compliance with such limitations. 
  

	 	12.	Redemption. 

 The Issuer will have the right at its option to redeem any of the Securities in
whole or in part, at any time or from time to time prior to their maturity, on at least 30 days, but not more than 60 days, prior notice mailed to the registered address of each Holder of the Securities, at the applicable Redemption Price. 

“Redemption Price” means (a) at any time prior to February 1, 2023 (one month prior to the maturity of the
Securities), the greater of (i) 100% of the principal amount of such Securities and (ii) the sum of the present values of the principal amount of such Securities and the scheduled payments of interest thereon (exclusive of interest accrued
to the date of redemption) from the redemption date to February 1, 2023, in each case discounted to the redemption date on a semiannual basis (assuming a 360-day year 

  
 3 

 
consisting of twelve 30-day months) at the Treasury Rate plus 20 basis points and (b) if the Securities are redeemed on or after February 1, 2023 (one month prior to the maturity of the
Securities) 100% of the principal amount of such Securities; plus, in each case, accrued and unpaid interest thereon to the date of redemption. 

“Treasury Rate” means, with respect to any redemption date, the rate per annum equal to the semiannual equivalent yield to
maturity or interpolated (on a day count basis) of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such redemption date.

 “Comparable Treasury Issue” means the United States Treasury security or securities selected by an Independent
Investment Banker as having an actual or interpolated maturity comparable to the remaining term of the Securities to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new
issues of corporate debt securities of a comparable maturity to the remaining term of such Securities. 
 “Independent Investment
Banker” means one of the Reference Treasury Dealers appointed by the Issuer. 
 “Comparable Treasury Price” means,
with respect to any redemption date, (i) the average of the Reference Treasury Dealer Quotations for such redemption date, after excluding the highest and lowest such Reference Treasury Dealer Quotation or (ii) if the Independent
Investment Banker obtains fewer than four such Reference Treasury Dealer Quotations, the average of all such quotations. 

“Reference Treasury Dealer” means each of Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets,
LLC and Wells Fargo Securities, LLC, or their affiliates which are primary United States Government Securities dealers, and their respective successors; provided, however, that if any of the foregoing shall cease to be a primary United
States government securities dealer in the United States (a “Primary Treasury Dealer”), the Issuer will substitute therefor another Primary Treasury Dealer. 

“Reference Treasury Dealer Quotation” means, with respect to each Reference Treasury Dealer and any redemption date, the
average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker by such
Reference Treasury Dealer at 3:30 pm New York time on the third business day preceding such redemption date. 
 On and after the redemption
date, interest will cease to accrue on the Securities or any portion of the Securities called for redemption (unless the Issuer defaults in the payment of the redemption price and accrued interest). On or before the redemption date, the Issuer will
deposit with the Trustee money sufficient to pay the redemption price of and (unless the redemption date shall be an Interest Payment Date) accrued interest to the redemption date on the Securities to be redeemed on such date. If less than all of
the Securities are to be redeemed, the Securities to be redeemed shall be selected by the 

  
 4 

 
Trustee by such method as the Trustee shall deem fair and appropriate (provided that Securities represented by a Global Security will be selected for redemption by the Depositary in accordance
with its standard procedures therefor). 
  

	 	13.	Defaults and Remedies. 

 If an Event of Default (other than certain bankruptcy Events of Default
with respect to the Issuer or any of the Guarantors) occurs and is continuing, the Trustee or the Holders of at least 25% in aggregate principal amount of Securities then outstanding may declare all of the Securities to be due and payable
immediately in the manner and with the effect provided in the Indenture. If a bankruptcy Event of Default with respect to the Issuer or any of the Guarantors occurs and is continuing, all the Securities shall be immediately due and payable
immediately in the manner and with the effect provided in the Indenture without any notice or other action on the part of the Trustee or any Holder. Holders of Securities may not enforce the Indenture, the Securities or the Guarantees except as
provided in the Indenture. The Trustee is not obligated to enforce the Indenture, the Securities or the Guarantees unless it has received indemnity satisfactory to it. The Indenture permits, subject to certain limitations therein provided, Holders
of a majority in aggregate principal amount of the Securities then outstanding to direct the Trustee in its exercise of any trust or power. The Trustee may withhold from Holders of Securities notice of certain continuing Defaults or Events of
Default if it determines that withholding notice is in their interest. 
  

	 	14.	Trustee Dealings with Issuer. 

 The Trustee under the Indenture, in its individual or any other
capacity, may become the owner or pledgee of Securities and may otherwise deal with the Issuer as if it were not the Trustee. 
  

	 	15.	No Recourse Against Others. 

 No stockholder, director, officer, employee or incorporator, as
such, of the Issuer, any Guarantor or any successor Person thereof shall have any liability for any obligation under the Securities, the Guarantees or the Indenture or for any claim based on, in respect of or by reason of, such obligations or their
creation. Each Holder of a Security by accepting a Security waives and releases all such liability. The waiver and release are part of the consideration for the issuance of the Securities. 

 

	 	16.	Authentication. 

 This Security shall not be valid until the Trustee manually signs the
certificate of authentication on this Security. 
  

	 	17.	Abbreviations and Defined Terms. 

 Customary abbreviations may be used in the name of a Holder
of a Security or an assignee, such as: TEN COM (= tenants in common), TEN ENT (= tenants by the entireties), JT TEN (= joint tenants with right of survivorship and not as tenants in common), CUST (= Custodian), and U/G/M/A (= Uniform Gifts to
Minors Act). 

  
 5 

	 	18.	CUSIP Numbers. 

 Pursuant to a recommendation promulgated by the Committee on Uniform Security
Identification Procedures, the Issuer has caused CUSIP numbers to be printed on the Securities as a convenience to the Holders of the Securities. No representation is made as to the accuracy of such numbers as printed on the Securities and reliance
may be placed only on the other identification numbers printed hereon. 
  

	 	19.	Governing Law. 

 The laws of the State of New York shall govern the Indenture and this Security
thereof. 

  
 6 

 ASSIGNMENT FORM 

I or we assign and transfer this Security to 
  

 
  

(Print or type name, address and zip code of assignee or transferee) 
  

 
  

(Insert Social Security or other identifying number of assignee or transferee) 

and irrevocably appoint
                                         agent to
transfer this Security on the books of the Issuer. The agent may substitute another to act for him. 
  

									
	Dated:	 	  
	 		 	Signed:	 	  

		 		 		 		 	(Signed exactly as name appears on the other side of this Security)

  

			
	Signature Guarantee:	  	  

		  	Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor program reasonably acceptable to the Trustee)

  
 7 

 EXHIBIT B 

[FORM OF NOTE DUE 2026] 
 UNLESS AND UNTIL IT IS
EXCHANGED IN WHOLE OR IN PART FOR SECURITIES IN DEFINITIVE REGISTERED FORM, THIS SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER
NOMINEE OF THE DEPOSITARY OR BY THE DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK
CORPORATION (“DTC”), TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY SECURITY ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED
REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
INASMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
 COMCAST CORPORATION 

3.15% Note Due 2026 
  

					
	No. [    ]	 		  	CUSIP No.: 20030N BS9
		 		  	ISIN No.: US20030NBS99
		 		  	$[        ]

 COMCAST CORPORATION, a Pennsylvania corporation (the “Issuer”, which term includes any
successor corporation), for value received promises to pay to CEDE & CO. or registered assigns, the principal sum of $[        ] ([        ] Million Dollars) on
March 1, 2026. 
 Interest Payment Dates: March 1 and September 1(each, an “Interest Payment Date”),
commencing on September 1, 2016. 
 Interest Record Dates: February 15 and August 15 (each, an “Interest Record
Date”). 
 Reference is made to the further provisions of this Security contained herein, which will for all purposes have the same
effect as if set forth at this place. 

  
 8 

 IN WITNESS WHEREOF, the Issuer has caused this Security to be signed manually or by facsimile by
its duly authorized officer under its corporate seal. 
  

					
	COMCAST CORPORATION
		
	By:	 	  

		 	Name:	 	William E. Dordelman
		 	Title:	 	Senior Vice President and Treasurer

 [Seal of Comcast Corporation] 
  

					
	Attest:
		
	By:	 	  

		 	Name:	 	Arthur R. Block
		 	Title:	 	Executive Vice President, General Counsel and Secretary

  
 9 

 This is one of the series designated herein and referred to in the within-mentioned Indenture.

 Dated: March 30, 2016 
  

			
	THE BANK OF NEW YORK MELLON, as Trustee
		
	By:	 	  

		 	Authorized Signatory

  
 10 

 (REVERSE OF SECURITY) 

COMCAST CORPORATION 
 3.15% Note
Due 2026 
  

	 	1.	Interest. 

 COMCAST CORPORATION, a Pennsylvania corporation (the “Issuer”),
promises to pay interest on the principal amount of this Security at the rate per annum shown above. Cash interest on the Securities will accrue from the most recent date to which interest has been paid or, if no interest has been paid, from
February 23, 2016. The Issuer will pay interest semi-annually in arrears on each Interest Payment Date, commencing September 1, 2016. Interest will be computed on the basis of a 360-day year of twelve 30-day months. 

The Issuer shall pay interest on overdue principal from time to time on demand at the rate borne by the Securities and on overdue installments
of interest (without regard to any applicable grace periods) to the extent lawful. 
  

	 	2.	Method of Payment. 

 The Issuer shall pay interest on the Securities (except defaulted interest)
to the persons who are the registered Holders at the close of business on the Interest Record Date immediately preceding the Interest Payment Date notwithstanding any transfer or exchange of such Security subsequent to such Interest Record Date and
prior to such Interest Payment Date. Holders must surrender Securities to The Bank of New York Mellon (the “Trustee”) to collect principal payments. The Issuer shall pay principal and interest in money of the United States that at
the time of payment is legal tender for payment of public and private debts (“U.S. Legal Tender”). However, the payments of interest, and any portion of the principal (other than interest payable at maturity or on any redemption or
repayment date or the final payment of principal) shall be made by the Paying Agent, upon receipt from the Issuer of immediately available funds by 11:00 a.m., New York City time (or such other time as may be agreed to between the Issuer and the
Paying Agent or the Issuer), directly to a Holder (by Federal funds wire transfer or otherwise) if the Holder has delivered written instructions to the Trustee 15 days prior to such payment date requesting that such payment will be so made and
designating the bank account to which such payments shall be so made and in the case of payments of principal surrenders the same to the Trustee in exchange for a Security or Securities aggregating the same principal amount as the unredeemed
principal amount of the Securities surrendered. 
  

	 	3.	Paying Agent. 

 Initially, the Trustee will act as Paying Agent. The Issuer may change any
Paying Agent without notice to the Holders. 

	 	4.	Indenture. 

 The Issuer issued the Securities under an Indenture dated as of
September 18, 2013, by and among the Issuer, the guarantors named therein and the Trustee, as amended by the First Supplemental Indenture dated as of November 17, 2015, by and among the Issuer, the guarantors named therein (the
“Guarantors”) and the Trustee (as amended, the “Indenture”). Capitalized terms herein are used as defined in the Indenture unless otherwise defined herein. The terms of the Securities include those stated in the
Indenture and those made part of the Indenture by reference to the Trust Indenture Act of 1939 (15 U.S.C. Sections 77aaa-77bbbb) (the “TIA”), as in effect on the date of the Indenture until such time as the Indenture is qualified
under the TIA, and thereafter as in effect on the date on which the Indenture is qualified under the TIA. Notwithstanding anything to the contrary herein, the Securities are subject to all such terms, and Holders of Securities are referred to the
Indenture and the TIA for a statement of them. To the extent the terms of the Indenture and this Security are inconsistent, the terms of the Indenture shall govern. This note is a “Security” and the notes are
“Securities” under the Indenture.  
  

	 	5.	Guarantees. 

 Each Guarantor has irrevocably, fully and unconditionally guaranteed, jointly and
severally, on an unsecured basis, the full and punctual payment (whether at maturity, upon redemption or otherwise) of the principal of and interest on, and all other amounts payable under, the Securities, and the full and punctual payment of all
other amounts payable by the Issuer under the Indenture, subject to certain terms and conditions set forth in the Indenture. 
  

	 	6.	Denominations; Transfer; Exchange. 

 The Securities are in registered form, without coupons, in
denominations of $2,000 and multiples of $1,000 in excess thereof. A Holder shall register the transfer of or exchange Securities in accordance with the Indenture. The Issuer may require a Holder, among other things, to furnish appropriate
endorsements and transfer documents and to pay certain transfer taxes or similar governmental charges payable in connection therewith as permitted by the Indenture. The Issuer need not issue, authenticate, register the transfer of or exchange any
Securities or portions thereof for a period of fifteen (15) days before the mailing of a notice of redemption, nor need the Issuer register the transfer or exchange any security selected for redemption in whole or in part. 

 

	 	7.	Persons Deemed Owners. 

 The registered Holder of a Security shall be treated as the owner of it
for all purposes. 

  
 2 

	 	8.	Unclaimed Funds. 

 If funds for the payment of principal or interest remain unclaimed for two
years, the Trustee and the Paying Agent will repay the funds to the Issuer at its written request. After that, all liability of the Trustee and such Paying Agent with respect to such funds shall cease. 

 

	 	9.	Legal Defeasance and Covenant Defeasance. 

 The Issuer and the Guarantors may be discharged from
their respective obligations under the Securities and under the Indenture with respect to the Securities except for certain provisions thereof, and may be discharged from obligations to comply with certain covenants contained in the Securities and
in the Indenture with respect to the Securities, in each case upon satisfaction of certain conditions specified in the Indenture. 
  

	 	10.	Amendment; Supplement; Waiver. 

 Subject to certain exceptions, the Securities and the
provisions of the Indenture relating to the Securities may be amended or supplemented with the written consent of the Holders of at least a majority in aggregate principal amount of the Securities then outstanding, and any existing Default or Event
of Default or compliance with certain provisions may be waived with the consent of the Holders of a majority in aggregate principal amount of the Securities then outstanding. Without notice to or consent of any Holder, the parties thereto may amend
or supplement the Indenture and the Securities to, among other things, cure any ambiguity, defect or inconsistency, provide for uncertificated Securities in addition to or in place of certificated Securities or comply with any requirements of the
Commission in connection with the qualification of the Indenture under the TIA, or make any other change that does not adversely affect the rights of any Holder of a Security. 

 

	 	11.	Restrictive Covenants. 

 The Indenture contains certain covenants that, among other things,
limit the ability of the Issuer and the Guarantors to incur liens securing indebtedness, or to enter into sale and leaseback transactions, and of the Issuer to merge or sell all or substantially all of its assets. The limitations are subject to a
number of important qualifications and exceptions. The Issuer must annually report to the Trustee on compliance with such limitations. 
  

	 	12.	Redemption. 

 The Issuer will have the right at its option to redeem any of the Securities in
whole or in part, at any time or from time to time prior to their maturity, on at least 30 days, but not more than 60 days, prior notice mailed to the registered address of each Holder of the Securities, at the applicable Redemption Price. 

  
 3 

 “Redemption Price” means (a) at any time prior to December 1, 2025
(three months prior to the maturity of the Securities), the greater of (i) 100% of the principal amount of such Securities and (ii) the sum of the present values of the principal amount of such Securities and the scheduled payments of
interest thereon (exclusive of interest accrued to the date of redemption) from the redemption date to December 1, 2025, in each case discounted to the redemption date on a semiannual basis (assuming a 360-day year consisting of twelve 30-day
months) at the Treasury Rate plus 25 basis points and (b) if the Securities are redeemed on or after December 1, 2025 (three months prior to the maturity of the Securities) 100% of the principal amount of such Securities; plus, in each
case, accrued and unpaid interest thereon to the date of redemption. 
 “Treasury Rate” means, with respect to any
redemption date, the rate per annum equal to the semiannual equivalent yield to maturity or interpolated (on a day count basis) of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its
principal amount) equal to the Comparable Treasury Price for such redemption date. 
 “Comparable Treasury Issue” means the
United States Treasury security or securities selected by an Independent Investment Banker as having an actual or interpolated maturity comparable to the remaining term of the Securities to be redeemed that would be utilized, at the time of
selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of a comparable maturity to the remaining term of such Securities. 

“Independent Investment Banker” means one of the Reference Treasury Dealers appointed by the Issuer. 

“Comparable Treasury Price” means, with respect to any redemption date, (i) the average of the Reference Treasury Dealer
Quotations for such redemption date, after excluding the highest and lowest such Reference Treasury Dealer Quotation or (ii) if the Independent Investment Banker obtains fewer than four such Reference Treasury Dealer Quotations, the average of
all such quotations. 
 “Reference Treasury Dealer” means each of Merrill Lynch, Pierce, Fenner & Smith
Incorporated, RBC Capital Markets, LLC and Wells Fargo Securities, LLC, or their affiliates which are primary United States Government Securities dealers, and their respective successors; provided, however, that if any of the foregoing
shall cease to be a primary United States government securities dealer in the United States (a “Primary Treasury Dealer”), the Issuer will substitute therefor another Primary Treasury Dealer. 

“Reference Treasury Dealer Quotation” means, with respect to each Reference Treasury Dealer and any redemption date, the
average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable Treasury Issue (expressed in case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker by such
Reference Treasury Dealer at 3:30 pm New York time on the third business day preceding such redemption date. 

  
 4 

 On and after the redemption date, interest will cease to accrue on the Securities or any portion
of the Securities called for redemption (unless the Issuer defaults in the payment of the redemption price and accrued interest). On or before the redemption date, the Issuer will deposit with the Trustee money sufficient to pay the redemption price
of and (unless the redemption date shall be an Interest Payment Date) accrued interest to the redemption date on the Securities to be redeemed on such date. If less than all of the Securities are to be redeemed, the Securities to be redeemed shall
be selected by the Trustee by such method as the Trustee shall deem fair and appropriate (provided that Securities represented by a Global Security will be selected for redemption by the Depositary in accordance with its standard procedures
therefor). 
  

	 	13.	Defaults and Remedies. 

 If an Event of Default (other than certain bankruptcy Events of Default
with respect to the Issuer or any of the Guarantors) occurs and is continuing, the Trustee or the Holders of at least 25% in aggregate principal amount of Securities then outstanding may declare all of the Securities to be due and payable
immediately in the manner and with the effect provided in the Indenture. If a bankruptcy Event of Default with respect to the Issuer or any of the Guarantors occurs and is continuing, all the Securities shall be immediately due and payable
immediately in the manner and with the effect provided in the Indenture without any notice or other action on the part of the Trustee or any Holder. Holders of Securities may not enforce the Indenture, the Securities or the Guarantees except as
provided in the Indenture. The Trustee is not obligated to enforce the Indenture, the Securities or the Guarantees unless it has received indemnity satisfactory to it. The Indenture permits, subject to certain limitations therein provided, Holders
of a majority in aggregate principal amount of the Securities then outstanding to direct the Trustee in its exercise of any trust or power. The Trustee may withhold from Holders of Securities notice of certain continuing Defaults or Events of
Default if it determines that withholding notice is in their interest. 
  

	 	14.	Trustee Dealings with Issuer. 

 The Trustee under the Indenture, in its individual or any other
capacity, may become the owner or pledgee of Securities and may otherwise deal with the Issuer as if it were not the Trustee. 
  

	 	15.	No Recourse Against Others. 

 No stockholder, director, officer, employee or incorporator, as
such, of the Issuer, any Guarantor or any successor Person thereof shall have any liability for any obligation under the Securities, the Guarantees or the Indenture or for any claim based on, in respect of or by reason of, such obligations or their
creation. Each Holder of a Security by accepting a Security waives and releases all such liability. The waiver and release are part of the consideration for the issuance of the Securities. 

  
 5 

	 	16.	Authentication. 

 This Security shall not be valid until the Trustee manually signs the
certificate of authentication on this Security. 
  

	 	17.	Abbreviations and Defined Terms. 

 Customary abbreviations may be used in the name of a Holder
of a Security or an assignee, such as: TEN COM (= tenants in common), TEN ENT (= tenants by the entireties), JT TEN (= joint tenants with right of survivorship and not as tenants in common), CUST (= Custodian), and U/G/M/A (= Uniform Gifts to
Minors Act). 
  

	 	18.	CUSIP Numbers. 

 Pursuant to a recommendation promulgated by the Committee on Uniform Security
Identification Procedures, the Issuer has caused CUSIP numbers to be printed on the Securities as a convenience to the Holders of the Securities. No representation is made as to the accuracy of such numbers as printed on the Securities and reliance
may be placed only on the other identification numbers printed hereon. 
  

	 	19.	Governing Law. 

 The laws of the State of New York shall govern the Indenture and this Security
thereof. 

  
 6 

 ASSIGNMENT FORM 

I or we assign and transfer this Security to 
  

 
  

(Print or type name, address and zip code of assignee or transferee) 
  

 
  

(Insert Social Security or other identifying number of assignee or transferee) 

and irrevocably appoint
                                         agent to
transfer this Security on the books of the Issuer. The agent may substitute another to act for him. 
  

									
	Dated:	 	  
	 		 	Signed:	 	  

		 		 		 		 	(Signed exactly as name appears on the other side of this Security)

  

			
	Signature Guarantee:	  	  

		  	Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor program reasonably acceptable to the Trustee)

  
 7ex10-29.htm

Exhibit 10.29

 

WAIVER AND CONSENT

 

Reference is made to the Securities Purchase Agreement dated as of April 16, 2015 (the “Purchase Agreement”) , among Uni-Pixel , Inc. (the “Company”), Hudson Bay Master Fund Ltd. (“Hudson Bay”) and Capital Ventures International (“CVI”). Terms used in this Waiver and Consent (the “Waiver”) and not otherwise defined herein shall have the meanings set forth in the Purchase Agreement.

 

This Waiver is delivered on November 23, 2015 pursuant to Section 9(e) of the Purchase Agreement by Hudson Bay as the holder of a majority of the aggregate number of Registrable Securities. In addition, reference is made to Section 15 of the Senior Secured Convertible Notes issued pursuant to the Purchase Agreement (collectively, the “Notes”), which  provides that  an amendment can be made to the Notes by the written consent by Hudson Bay as the holder of a majority of the aggregate principal amount of the Notes then outstanding, and such amendment shall be binding upon the other holders of the Notes.

 

Pursuant to this Waiver, notwithstanding Section 40) of the Purchase Agreement, the Company may issue warrants (the “New Warrants”) in the public offering being announced by the Company on November 23, 2015 (the “Offering”) that contain anti-dilution adjustments in price or share amounts in the event the Company issues or sells, or is deemed to have issued or sold, any Common Stock (including the issuance or sale of Common Stock owned or held by or for the account of the Company), but excluding Common Stock deemed to have been issued or sold by the Company in connection with any excluded securities as specified in such warrants, for a consideration per share less than a price equal to the exercise price of such warrants in effect immediately prior to such issue or sale or deemed issuance or sale. As consideration for the foregoing, the Company will exchange the existing warrants issued to Hudson Bay and CVI pursuant to the Purchase Agreement (the “Old Warrants”) for warrants to purchase an equivalent number of shares of Common Stock as can be purchased under the Old Warrants and with terms equivalent to the New Warrants being issued in the Offering (the “New Warrants”). The New Warrants are substantially in the form attached hereto as Exhibit A. Such exchange for the New Warrants will occur upon the closing of the Offering, and delivery of the Old Warrants to the Company for cancellation and exchange into the New Warrants. All references in the Transaction Documents to “Warrants” shall, upon the exchange, refer to the New Warrants. For the purposes of Rule 144 of the Securities Act, the Company acknowledges and agrees that the holding period the New Warrants may be tacked onto the holding period of the Old Warrants and the Company agrees not to take a position contrary thereto.

 

The Company represents and warrants that (1) the issuance of the New Warrants is duly authorized and, upon issuance, the New Warrants shall be validly issued and free from all taxes, liens and charges with respect to the issue thereof and (2) upon exercise of the New Warrants in accordance with the New Warrants, the shares issued pursuant thereto will be validly  issued, fully paid and nonassessable and free from all preemptive or similar  rights, taxes, liens  and charges with respect to the issue thereof, with the holders being entitled to all rights accorded to a holder of Common Stock.

 

Furthermore, upon the exchange of the Old Warrants for the New Warrants, Section 29(gg) of the Notes shall be amended to provide that the “Interest Rate,” as such term is defined in the Notes, is 4.00% per annum, subject to adjustment as set forth in Section 2 of the Notes, and not 9.00% per annum, subject to adjustment as set forth in Section 2 of the Notes, as provided when the Notes were issued.

 

  

  

  

 

Except as otherwise expressly provided herein, this Waiver shall not constitute a waiver of any provision of the Purchase Agreement or of any other Transaction Document.

 

On or before 8:30a.m., New York City time, on the first Business Day after this Waiver has been executed , the Company shall file a Current Report on Form 8-K describing the terms of the transactions contemplated hereby and the Offering in the form required by the 1934 Act and attaching this Waiver and the material transaction documents of the Offering (including, without limitation, the form of the New Warrant, the “8-K Filing”). From and after the filing of the 8-K Filing with the SEC, Hudson Bay shall not be in possession of any material, nonpublic information received from the Company, any of its Subsidiaries or any  of  their  respective officers, directors, employees, affiliates or agents, that is not disclosed in the 8-K Filing. In addition, effective upon the filing of the 8-K Filing, the Company acknowledges and agrees that any and all confidentiality or similar obligations under any agreement, whether written or oral, between the Company, any of its Subsidiaries or any of their respective officers, directors, employees, affiliates or agents, on the one hand, and Hudson Bay or any of their affiliates, on the other hand, shall terminate and shall be of no further force or effect. The Company shall not, and shall cause each of its Subsidiaries and its and each of their respective officers, directors, employees and agents, not to, provide Hudson Bay with any material, nonpublic information regarding the Company or any of its Subsidiaries from and after the  date hereof without the express prior written consent of Hudson Bay. To the extent that the Company  delivers  any material, non-public information to Hudson Bay without Hudson Bay's prior written consent, the Company hereby covenants and agrees that Hudson Bay shall  not  have  any  duty  of confidentiality to the Company, any of its Subsidiaries or any of their respective  officers, directors, employees, affiliates or agents with respect to, or a duty to the Company, any of its Subsidiaries or any of their respective officers, directors, employees, affiliates or agents not to trade on the basis of, such material, non-public information. The Company understands and confirms that Hudson Bay will rely on the foregoing representations in effecting transactions in securities of the Company.

 

This Waiver may be executed in any number of counterparts, each of which when so executed and delivered shall be an original, but all of which  shall constitute one and the same instrument. Delivery of an executed counterpart to this Waiver by electronic mail or facsimile transmission shall be effective as an original and shall constitute a representation that an original will be delivered. This Waiver shall be governed by, and shall be construed and enforced in accordance with, the laws of the State of New York.

 

HUDSON BAY MASTER FUND LTD.

 

 

By: /s/ George Antonopoulos                         

Name: George Antonopoulos

Title: Authorized Signatory

  

  

  

 

 

Acknowledged and Agreed:

 

 

UNI-PIXEL, INC.

 

 

By: /s/ Jeff Hawthorne                                      

Name: Jeff Hawthorne

Title: CEO

 

 

 

 

 

  

  

  

 

EXHIBIT A

 

Form of Warrant

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