Document:

Form of Securities Purchase Agr

Exhibit 10.1

    

     

    SECURITIES
      PURCHASE AGREEMENT

     

    This
      Securities Purchase Agreement (this “Agreement”)
      is
      dated as July 17, 2005, between Surge Global Energy, Inc., a Delaware
      corporation (the “Company”),
      and
      each purchaser identified on the signature pages hereto (each, including its
      successors and assigns, a “Purchaser”
      and
      collectively the “Purchasers”);
      and

     

    WHEREAS,
      subject to the terms and conditions set forth in this Agreement and pursuant
      to
      Section 4(2) of the Securities Act of 1933, as amended (the “Securities
      Act”)
      and
      Rule 506 promulgated thereunder, the Company desires to issue and sell to each
      Purchaser, and each Purchaser, severally and not jointly, desires to purchase
      from the Company, securities of the Company as more fully described in this
      Agreement.

     

    NOW,
      THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement,
      and for other good and valuable consideration the receipt and adequacy of which
      are hereby acknowledged, the Company and each Purchaser agrees as
      follows:

     

    ARTICLE
      I.

    DEFINITIONS

     

    1.1 Definitions.
      In
      addition to the terms defined elsewhere in this Agreement, for all purposes
      of
      this Agreement, the following terms have the meanings indicated in this Section
      1.1:

     

    “Affiliate”
      means
      any Person that, directly or indirectly through one or more intermediaries,
      controls or is controlled by or is under common control with a Person as such
      terms are used in and construed under Rule 144. With respect to a Purchaser,
      any
      investment fund or managed account that is managed on a discretionary basis
      by
      the same investment manager as such Purchaser will be deemed to be an Affiliate
      of such Purchaser.

     

    “Business
      Day”
      means
      any day except Saturday, Sunday and any day which shall be a federal legal
      holiday or a day on which banking institutions in the State of New York are
      authorized or required by law or other governmental action to
      close.

     

    “Closing”
      means
      the closing of the purchase and sale of the Common Stock and the Warrants
      pursuant to Section 2.1.

     

    “Closing
      Date”
      means
      the Trading Day when all of the Transaction Documents have been executed and
      delivered by the applicable parties thereto, and all conditions precedent to
      the
      Purchasers’ obligations to pay the Subscription Amount have been satisfied or
      waived.

     

    “Closing
      Price”
      means
      on any particular date (a) the last reported closing bid price per share
      of
      Common Stock on such date on the Trading Market (as reported by Bloomberg L.P.
      at 4:15 PM (New York time), or (b) if there is no such price on such date,
      then
      the closing bid price on the Trading Market on the date nearest preceding such
      date (as reported by Bloomberg L.P. at 4:15 PM (New York time) for the closing
      bid price for regular session trading on such day), or (c) if the Common
      Stock is not then listed or quoted on a Trading Market and if prices for the
      Common Stock are then quoted on the OTC Bulletin Board, the closing bid price
      of
      the Common Stock for such date (or the nearest preceding date) on the OTC
      Bulletin Board (as reported by Bloomberg L.P. at 4:15 PM (New York time), (d)
      if
      the Common Stock is not then listed or quoted on the Trading Market and if
      prices for the Common Stock are then reported in the “pink sheets” published by
      the Pink Sheets LLC (formerly the National Quotation Bureau Incorporated (or
      a
      similar organization or agency succeeding to its functions of reporting prices),
      the most recent bid price per share of the Common Stock so reported, or
      (e) if the shares of Common Stock are not then publicly traded the fair
      market value of a share of Common Stock as determined by a qualified independent
      appraiser selected in good faith by the Purchasers of a majority in interest
      of
      the Shares then outstanding.

     

     

    
      
         

      

      
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       “Commission”
      means
      the Securities and Exchange Commission.

     

    “Common
      Stock”
      means
      the common stock of the Company, $0.01 par value per share, and any securities
      into which such common stock may hereafter be reclassified. 

     

    “Company
      Counsel”
      means
      Sichenzia Ross Friedman Ference LLP.

     

    “Effective
      Date”
      means
      the date that the Registration Statement is first declared effective by the
      Commission.

     

    “Exchange
      Act”
      means
      the Securities Exchange Act of 1934, as amended.

     

    “Per
      Share Purchase Price”
      equals
$1.00
      USD,
      subject
      to adjustment for reverse and forward stock splits, stock dividends, stock
      combinations and other similar transactions of the Common Stock that occur
      after
      the date of this Agreement.

     

    “Person”
      means
      an individual or corporation, partnership, trust, incorporated or unincorporated
      association, joint venture, limited liability company, joint stock company,
      government (or an agency or subdivision thereof) or other entity of any
      kind.

     

    “Registration
      Statement”
      means
      the registration statement to be filed by the Company pursuant to the
      Registration Rights Agreement.

     

    “Registration
      Rights Agreement”
      means
      the Registration Rights Agreement, dated as of the date of this Agreement,
      among
      the Company and each Purchaser, in the form of Exhibit
      A
      hereto.

     

    “Rule
      144”
      means
      Rule 144 promulgated by the Commission pursuant to the Securities Act, as such
      Rule may be amended from time to time, or any similar rule or regulation
      hereafter adopted by the Commission having substantially the same effect as
      such
      Rule. 

     

    “SEC
      Reports”
      shall
      have the meaning ascribed to such term in Section 3.1(h).

     

    “Securities”
      means
      the Shares, the Warrants and the Warrant Shares.

     

    “Securities
      Act”
      means
      the Securities Act of 1933, as amended.

     

     

    
      
         

      

      
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    “Shares”
      means
      the shares of Common Stock issued or issuable to each Purchaser pursuant to
      this
      Agreement.

     

    “Subscription
      Amount”
      means,
      as to each Purchaser, the amounts set forth below such Purchaser’s signature
      block on the signature page hereto, in United States dollars and in immediately
      available funds.

     

    “Trading
      Day”
      means
      (i) a day on which the Common Stock is traded on a Trading Market, or (ii)
      if
      the Common Stock is not listed on a Trading Market, a day on which the Common
      Stock is traded on the over-the-counter market, as reported by the OTC Bulletin
      Board, or (iii) if the Common Stock is not quoted on the OTC Bulletin Board,
      a
      day on which the Common Stock is quoted in the over-the-counter market as
      reported by the National Quotation Bureau Incorporated (or any similar
      organization or agency succeeding its functions of reporting prices); provided,
      that in the event that the Common Stock is not listed or quoted as set forth
      in
      (i), (ii) and (iii) hereof, then Trading Day shall mean a Business
      Day.

     

    “Trading
      Market”
      means
      the following markets or exchanges on which the Common Stock is listed or quoted
      for trading on the date in question: the American Stock Exchange, the New York
      Stock Exchange, the Nasdaq National Market or the Nasdaq SmallCap
      Market.

     

    “Transaction
      Documents”
      means
      this Agreement, the Warrants and the Registration Rights Agreement and any
      other
      documents or agreements executed in connection with the transactions
      contemplated hereunder.

     

    “Warrants”
      means
      the Common Stock purchase warrants, in the forms of Exhibit C, issuable to
      the
      Purchasers at the Closing, as defined in Section 2(a) herein. 

     

    “Warrant
      Shares”
      means
      the shares of Common Stock issuable upon exercise of the Warrants.

     

    

    ARTICLE
      II.

    PURCHASE
      AND SALE

     

    2.1 Closing.
      At the Closing, each Purchaser shall purchase from the Company, severally and
      not jointly with the other Purchasers, and the Company shall issue and sell
      to
      each Purchaser, (a) a number of Shares equal to such Purchaser’s Subscription
      Amount divided by the Per Share Purchase Price and (b) the Warrants as
      determined pursuant to Section 2.2(a)(iii) - (v). The maximum aggregate
      Subscription Amounts shall not exceed $10,000,000
      USD.
      Upon
      satisfaction of the conditions set forth in Section 2.2, the Closing shall
      occur
      at the offices of the Company Counsel, or such other location as the parties
      shall mutually agree.

     

    2.2 Closing
      Conditions.

     

    (a) At
      the
      Closing the Company shall deliver or cause to be delivered to each Purchaser
      the
      following:

     

     

    
      
         

      

      
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    (i) this
      Agreement duly executed by the Company;

     

    (ii) within
      5
      Trading Days of the Closing Date, a certificate evidencing a number of Shares
      equal to such Purchaser’s Subscription Amount divided by the Per Share Purchase
      Price, registered in the name of such Purchaser;

     

    (iii) a
      Warrant, registered in the name of such Purchaser, pursuant to which such
      Purchaser shall have the right to purchase up to the number of shares of Common
      Stock equal to 50% of the Shares to be issued to such Purchaser at the Closing,
      which shall be exercisable immediately and have an exercise price equal to
      $1.60
      and
      be
      exercisable for a period of two years from the Closing Date (the “Series
      C Warrant”);
      

     

    (iv) the
      Registration Rights Agreement duly executed by the Company; and

     

    (b) At
      the
      Closing each Purchaser shall deliver or cause to be delivered to the Company
      the
      following:

     

    (i) this
      Agreement duly executed by such Purchaser;

     

    (ii) such
      Purchaser’s Subscription Amount by wire transfer to an account as specified in
      writing by the Company; and

     

    (iii) the
      Registration Rights Agreement duly executed by such Purchaser.

     

    (c) All
      representations and warranties of the other party contained herein shall remain
      true and correct as of the Closing Date and all covenants of the other party
      shall have been performed if due prior to such date.

     

    (d) From
      the
      date hereof to the Closing Date, trading in the Common Stock shall not have
      been
      suspended by the Commission (except for any suspension of trading of limited
      duration agreed to by the Company, which suspension shall be terminated prior
      to
      the Closing), and, at any time prior to the Closing Date, trading in securities
      generally as reported by Bloomberg Financial Markets shall not have been
      suspended or limited, or minimum prices shall not have been established on
      securities whose trades are reported by such service, or on any Trading Market,
      nor shall a banking moratorium have been declared either by the United States
      or
      New York State authorities nor shall there have occurred any material outbreak
      or escalation of hostilities or other national or international calamity of
      such
      magnitude in its effect on, or any material adverse change in, any financial
      market which, in each case, in the reasonable judgment of each Purchaser, makes
      it impracticable or inadvisable to purchase the Shares at the such
      Closing.

     

     

    
      
         

      

      
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    ARTICLE
      III.

    REPRESENTATIONS
      AND WARRANTIES

     

    3.1 Representations
      and Warranties of the Company.Except
      as
      set forth under the corresponding section of the disclosure schedules delivered
      to the Purchasers concurrently herewith (the “Disclosure Schedules”) which
      Disclosure Schedules shall be deemed a part hereof, the Company hereby makes
      the
      representations and warranties set forth below to each Purchaser:

     

    (a) Issuance
      of the Securities.
      The
      Shares and Warrants are duly authorized and, when issued and paid for in
      accordance with the Transaction Documents, will be duly and validly issued,
      fully paid and nonassessable, free and clear of all Liens imposed by the Company
      other than restrictions on transfer provided for in the Transaction Documents.
      The Warrant Shares, when issued in accordance with the terms of the Transaction
      Documents, will be validly issued, fully paid and nonassessable, free and clear
      of all Liens imposed by the Company. The Company has reserved from its duly
      authorized capital stock the maximum number of shares of Common Stock issuable
      pursuant to this Agreement and the Warrants.

     

    (b) Capitalization.
      The
      capitalization of the Company is as described in the Company’s most recent
      periodic report filed with the Commission. The Company has not issued any
      capital stock since such filing other than pursuant to the exercise of employee
      stock options under the Company’s stock option plans, the issuance of shares of
      Common Stock to employees pursuant to the Company’s employee stock purchase plan
      and pursuant to the conversion or exercise of outstanding Common Stock
      Equivalents. 

     

    (c) SEC
      Reports; Financial Statements.
      The
      Company has filed all reports required to be filed by it under the Securities
      Act and the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof,
      for the two years preceding the date hereof (or such shorter period as the
      Company was required by law to file such material) (the foregoing materials
      being collectively referred to herein as the “SEC
      Reports”)
      on a
      timely basis or has received a valid extension of such time of filing and has
      filed any such SEC Reports prior to the expiration of any such extension.

     

    (d) Private
      Placement.
      Assuming the accuracy of the Purchasers representations and warranties set
      forth
      in Section 3.2, no registration under the Securities Act is required for the
      offer and sale of the Securities by the Company to the Purchasers as
      contemplated hereby in accordance with the terms of the Transaction Documents.
      The issuance and sale of the Securities hereunder does not contravene the rules
      and regulations of the Trading Market.

     

    (e) Investment
      Company.
      The
      Company is not, and is not an Affiliate of, an “investment company” within the
      meaning of the Investment Company Act of 1940, as amended.

     

    3.2 Representations
      and Warranties of the Purchasers.
      Each
      Purchaser hereby, for itself and for no other Purchaser, represents and warrants
      as of the date hereof and as of the Closing Date to the Company as
      follows:

     

     

    
      
         

      

      
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    (a) Organization;
      Authority.
      Such
      Purchaser is an entity duly organized, validly existing and in good standing
      under the laws of the jurisdiction of its organization with full right,
      corporate or partnership power and authority to enter into and to consummate
      the
      transactions contemplated by the Transaction Documents and otherwise to carry
      out its obligations thereunder. The execution, delivery and performance by
      such
      Purchaser of the transactions contemplated by this Agreement have been duly
      authorized by all necessary corporate action on the part of such Purchaser.
      Each
      Transaction Document to which it is party has been duly executed by such
      Purchaser, and when delivered by such Purchaser in accordance with the terms
      hereof, will constitute the valid and legally binding obligation of such
      Purchaser, enforceable against it in accordance with its terms except (i) as
      limited by general equitable principles and applicable bankruptcy, insolvency,
      reorganization, moratorium and other laws of general application affecting
      enforcement of creditors’ rights generally, (ii) as limited by laws relating to
      the availability of specific performance, injunctive relief or other equitable
      remedies and (iii) insofar as indemnification and contribution provisions may
      be
      limited by applicable law.

     

    (b) Investment
      Intent.
      Such
      Purchaser understands that the Securities are “restricted securities” and have
      not been registered under the Securities Act or any applicable state securities
      law and is acquiring the Securities as principal for its own account for
      investment purposes only and not with a view to or for distributing or reselling
      such Securities or any part thereof, has no present intention of distributing
      any of such Securities and has no arrangement or understanding with any other
      persons regarding the distribution of such Securities (this representation
      and
      warranty not limiting such Purchaser’s right to sell the Securities pursuant to
      the Registration Statement or otherwise in compliance with applicable federal
      and state securities laws). Such Purchaser is acquiring the Securities hereunder
      in the ordinary course of its business. Such Purchaser does not have any
      agreement or understanding, directly or indirectly, with any Person to
      distribute any of the Securities.

     

    (c) Purchaser
      Status.
      At the
      time such Purchaser was offered the Securities, it was, and at the date hereof
      it is, and on each date on which it exercises any Warrants, it will be either:
      (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3),
      (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional
      buyer” as defined in Rule 144A(a) under the Securities Act. Such Purchaser is
      not required to be registered as a broker-dealer under Section 15 of the
      Exchange Act. 

     

    (d) Experience
      of such Purchaser.
      Such
      Purchaser, both alone or together with its representatives, has such knowledge,
      sophistication and experience in business and financial matters so as to be
      capable of evaluating the merits and risks of the prospective investment in
      the
      Securities, and has so evaluated the merits and risks of such investment. Such
      Purchaser is able to bear the economic risk of an investment in the Securities
      and, at the present time, is able to afford a complete loss of such
      investment.

     

    (e) General
      Solicitation.
      Such
      Purchaser is not purchasing the Securities as a result of any advertisement,
      article, notice or other communication regarding the Securities published in
      any
      newspaper, magazine or similar media or broadcast over television or radio
      or
      presented at any seminar or any other general solicitation or general
      advertisement.

     

     

    
      
         

      

      
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    (f) Residence.
      If such
      Purchaser is an individual, then such Purchaser resides in the state or province
      identified in the address of such Purchaser set forth on the signature page
      hereto; if such Purchaser is a partnership, corporation, limited liability
      company or other entity, then the office or offices of such Purchaser in which
      its investment decision was made is located at the address or addresses of
      such
      Purchaser set forth on the signature page hereto.

     

    (g) Rule
      144.
      Subject
      to Section 4.1(a), such Purchaser acknowledges and agrees that the Securities
      are “restricted securities” as defined in Rule 144 promulgated under the
      Securities Act as in effect from time to time and must be held indefinitely
      unless they are subsequently registered under the Securities Act or an exemption
      from such registration is available. Such Purchaser has been advised or is
      aware
      of the provisions of Rule 144, which permits limited resale of shares purchased
      in a private placement subject to the satisfaction of certain conditions,
      including, among other things: the availability of certain current public
      information about the Company, the resale occurring following the required
      holding period under Rule 144 and the number of shares being sold during any
      three-month period not exceeding specified limitations.

     

    

    ARTICLE
      IV.

    OTHER
      AGREEMENTS OF THE PARTIES

     

    4.1  Restriction
      on Sales, Short Sales and Hedging Transactions.
      

     

    (a) The
      Securities may only be disposed of in compliance with state and federal
      securities laws. In connection with any transfer of Securities other than
      pursuant to an effective registration statement or Rule 144, to the Company
      or
      to an Affiliate of a Purchaser, the Company may require the transferor thereof
      to provide to the Company an opinion of counsel selected by the transferor
      and
      reasonably acceptable to the Company, the form and substance of which opinion
      and shall be reasonably satisfactory to the Company, to the effect that such
      transfer does not require registration of such transferred Securities under
      the
      Securities Act. As a condition of transfer, any such transferee shall agree
      in
      writing to be bound by the terms of this Agreement and shall have the rights
      of
      a Purchaser under this Agreement and the Registration Rights
      Agreement.

     

    (b) Each
      Purchaser agrees to the imprinting, so long as is required by this Section
      4.1(b), of the following legend on any certificate evidencing
      Securities:

     

    THESE
      SECURITIES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION
      OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM
      REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES
      ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN
      EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN
      AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION
      REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE
      SECURITIES LAWS. 

     

     

    
      
         

      

      
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    4.2 Reservation
      of Common Stock. As
      of the
      date hereof, the Company has reserved and the Company shall continue to reserve
      and keep available at all times, free of preemptive rights, a sufficient number
      of shares of Common Stock for the purpose of enabling the Company to issue
      Shares pursuant to this Agreement and Warrant Shares pursuant to any exercise
      of
      the Warrants. 

     

    ARTICLE
      V.

    MISCELLANEOUS

     

    5.1 Entire
      Agreement. The Transaction Documents, together with the exhibits and
      schedules thereto, contain the entire understanding of the parties with respect
      to the subject matter hereof and supersede all prior agreements and
      understandings, oral or written, with respect to such matters, which the parties
      acknowledge have been merged into such documents, exhibits and
      schedules.

     

    5.3 Notices.
      Any and all notices or other communications or deliveries required or permitted
      to be provided hereunder shall be in writing and shall be deemed given and
      effective on the earliest of (a) the date of transmission, if such notice or
      communication is delivered via facsimile at the facsimile number set forth
      on
      the signature pages attached hereto prior to 6:30 p.m. (New York City time)
      on a
      Trading Day, (b) the next Trading Day after the date of transmission, if such
      notice or communication is delivered via facsimile at the facsimile number
      set
      forth on the signature pages attached hereto on a day that is not a Trading
      Day
      or later than 6:30 p.m. (New York City time) on any Trading Day, (c) the second
      Trading Day following the date of mailing, if sent by U.S. nationally recognized
      overnight courier service, or (d) upon actual receipt by the party to whom
      such
      notice is required to be given. The address for such notices and communications
      shall be as set forth on the signature pages attached hereto.

    

    5.2 Amendments;
      Waivers. No provision of this Agreement may be waived or amended except in a
      written instrument signed, in the case of an amendment, by the Company and
      each
      of the Purchaser or, in the case of a waiver, by the party against whom
      enforcement of any such waiver is sought. No waiver of any default with respect
      to any provision, condition or requirement of this Agreement shall be deemed
      to
      be a continuing waiver in the future or a waiver of any subsequent default
      or a
      waiver of any other provision, condition or requirement hereof, nor shall any
      delay or omission of either party to exercise any right hereunder in any manner
      impair the exercise of any such right.

     

    5.3 Construction.
      The headings herein are for convenience only, do not constitute a part of this
      Agreement and shall not be deemed to limit or affect any of the provisions
      hereof. The language used in this Agreement will be deemed to be the language
      chosen by the parties to express their mutual intent, and no rules of strict
      construction will be applied against any party.

     

     

    
      
         

      

      
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    5.4 Governing
      Law; Venue; Waiver of Jury Trial. All questions concerning the construction,
      validity, enforcement and interpretation of this Agreement shall be governed
      by
      and construed and enforced in accordance with the internal laws of the State
      of
      New York, without regard to the principles of conflicts of law thereof. Each
      party hereby irrevocably submits to the exclusive jurisdiction of the state
      and
      federal courts sitting in the City of New York, borough of Manhattan for the
      adjudication of any dispute hereunder or in connection herewith or with any
      transaction contemplated hereby or discussed herein (including with respect
      to
      the enforcement of any of the Transaction Documents), and hereby irrevocably
      waives, and agrees not to assert in any suit, action or proceeding, any claim
      that it is not personally subject to the jurisdiction of any such court, that
      such suit, action or proceeding is improper or inconvenient venue for such
      proceeding. Each party hereby irrevocably waives personal service of process
      and
      consents to process being served in any such suit, action or proceeding by
      mailing a copy thereof via registered or certified mail or overnight delivery
      (with evidence of delivery) to such party at the address in effect for notices
      to it under this Agreement and agrees that such service shall constitute good
      and sufficient service of process and notice thereof. Nothing contained herein
      shall be deemed to limit in any way any right to serve process in any manner
      permitted by law. The parties hereby waive all rights to a trial by jury. If
      either party shall commence an action or proceeding to enforce any provisions
      of
      this Agreement, then the prevailing party in such action or proceeding shall
      be
      reimbursed by the other party for its attorney’s fees and other costs and
      expenses incurred with the investigation, preparation and prosecution of such
      action or proceeding.

     

    5.5 Survival.
      The representations, warranties and covenants contained herein shall survive
      the
      Closing and delivery and/or exercise of the Securities, as applicable.

     

    5.6 Execution.
      This Agreement may be executed in two or more counterparts, all of which when
      taken together shall be considered one and the same agreement and shall become
      effective when counterparts have been signed by each party and delivered to
      the
      other party, it being understood that both parties need not sign the same
      counterpart. In the event that any signature is delivered by facsimile
      transmission, such signature shall create a valid and binding obligation of
      the
      party executing (or on whose behalf such signature is executed) with the same
      force and effect as if such facsimile signature page were an original
      thereof.

     

    5.7 Severability.
      If any provision of this Agreement is held to be invalid or unenforceable in
      any
      respect, the validity and enforceability of the remaining terms and provisions
      of this Agreement shall not in any way be affected or impaired thereby and
      the
      parties will attempt to agree upon a valid and enforceable provision that is
      a
      reasonable substitute therefor, and upon so agreeing, shall incorporate such
      substitute provision in this Agreement.

     

    (Signature
      Page Follows)

     

    
      
        
           

        

         

      

      
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    IN
      WITNESS WHEREOF, the parties hereto have caused this Securities Purchase
      Agreement to be duly executed by their respective authorized signatories as
      of
      the date first indicated above.

     

     

    
      	 	Surge Global Energy,
              Inc.
	 	 
	 	 
	 	By:
              ________________________________________
	 	Name: Fred
              W. Kelly
	 	Title: Chief
              Executive Officer
	 	 
	 	
              Address
                for Notice:

            
	 	12220
              El Camino Real
	 	
              Suite
                400

            
	 	San
              Diego, CA 92130
	 	 
	 	 
	 	With a copy to:
	 	 
	 	Darrin
              M. Ocasio, Esq.
	 	Sichenzia
              Ross Friedman Ference LLP
	 	1065 Avenue of Americas
	 	New
              York, NY 10018

    

     

    

    

    [REMAINDER
      OF PAGE INTENTIONALLY LEFT BLANK

    SIGNATURE
      PAGE FOR PURCHASER FOLLOWS]

     

    
      
        
           

        

         

      

      
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    [PURCHASERS
      SIGNATURE PAGE - SRGG]

    

    

    

    IN
      WITNESS WHEREOF, the undersigned have caused this Securities Purchase Agreement
      to be duly executed by their respective authorized signatories as of the date
      first indicated above.

     

     

    Name
      of
      Purchaser: Gary
      Vandergrift

     

     

    Signature
      of Authorized Signatory of Purchaser:
      ______________________________________

     

     

    Name
      of
      Authorized Signatory:
      ____________________________________________________

     

     

    Title
      of
      Authorized Signatory:
      _____________________________________________________

     

     

    Email
      Address of Purchaser: Gary@SurgeGlobalEnergy.com

     

     

    Facsimile
      of Purchaser: Mobile:
      (403) 850-1207

     

     

    

     

    Address
      for Notice of Purchaser:

    

    Gary
      Vandergrift 

    Box
      20332
      Stock Exchange RPO 

    Calgary,
      Alberta T2P 4J4 Canada Irving
      L.
      Plaksen

    

    Address
      for Delivery of Securities for Purchaser (if not same as above):

    

    

    

    

    Subscription
      Amount in USD: $50,000.00
      [Fifty Thousand US Dollars]

    

    Shares:
      50,000
      [Fifty Thousand]

    

    Warrant
      Shares: 25,000
      [Twenty Five Thousand]

    

    EIN#
      or
      SS# Number: ______________________________________

    

    [MUST
      PROVIDE THIS UNDER SEPARATE COVER]

    

     

    11QuickLinks
 -- Click here to rapidly navigate through this document

Exhibit 10.1  

 
 

AMENDMENT NO. 4 AND WAIVER TO THIRD AMENDED AND
  RESTATED CREDIT AND GUARANTY AGREEMENT    
    

        AMENDMENT NO. 4 AND WAIVER, dated as of August 24, 2005 (this
"Amendment"), to the Third Amended and Restated Credit and Guaranty Agreement, dated as of February 25, 2005 (as in effect immediately prior to
the effectiveness of this Amendment, the "DIP Credit Agreement"), among UCA LLC,  CENTURY CABLE HOLDINGS,
LLC, CENTURY-TCI CALIFORNIA,
L.P., OLYMPUS CABLE HOLDINGS, LLC, PARNASSOS, L.P.,  FRONTIERVISION OPERATING PARTNERS, L.P., ACC INVESTMENT HOLDINGS, INC.,  ARAHOVA COMMUNICATIONS, INC., and ADELPHIA CALIFORNIA CABLEVISION,
LLC, as Borrowers, the
Guarantors party thereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent,  CITIGROUP GLOBAL MARKETS INC., as Syndication Agent, J.P. MORGAN SECURITIES INC. and  CITIGROUP GLOBAL MARKETS INC., as Joint Bookrunners and Co-Lead Arrangers,
CITICORP NORTH
AMERICA, INC., as Collateral Agent, WACHOVIA BANK, N.A., as Co-Syndication Agent, and  THE BANK OF NOVA SCOTIA, BANK OF AMERICA, N.A. and GENERAL ELECTRIC CAPITAL CORPORATION, as
Co-Documentation Agents. 

 
 

W I T N E S S E T H:    

        WHEREAS,
the parties hereto desire to waive and amend certain provisions of the DIP Credit Agreement as set forth herein; 

        NOW,
THEREFORE, the parties hereto agree as follows: 

        Section 1.    Definitions; References.    Unless otherwise specifically defined herein, each capitalized term
used herein which is defined in the DIP Credit Agreement (as amended hereby) shall have the meaning assigned to such term in the DIP Credit Agreement (as amended hereby). Each reference to "hereof",
"hereunder", "herein" and "hereby" and each other similar reference and each reference to "this Agreement" and each other similar reference contained in the DIP Credit Agreement shall, after the date
of effectiveness of this Amendment, refer to the DIP Credit Agreement as amended hereby. 

        Section 2.    Amendments to Certain Definitions.    

        (a)   Clause (i)
of the definition of "EBITDA" contained in Section 1.01 of the DIP Credit Agreement is hereby amended by (x) deleting the word "and" at
the end of clause (F) thereof and replacing it with a comma and (y) adding the following new clauses (G), (H) and (I) at the end of clause (F) thereof: 

        "(G)
the aggregate amount of any impairment charges recorded by any Loan Party during such period in respect of the write-down by any Loan Party of the carrying value of any
indefinite lived intangible assets during such period, including, without limitation, the write-down by any Loan Party of the carrying value of goodwill and/or franchise rights during such
period, made in connection with the evaluation of the carrying value of any such indefinite lived intangible assets in accordance with Statement of Financial Accounting Standards No. 142,
Statement of Financial Accounting Standards No. 144 or other applicable financial accounting standards, (H) the aggregate amount of any losses incurred or charges recorded by any Loan
Party during such period in connection with the transfer of any assets or properties by such Loan Party to any member of the Rigas Family or any affiliated entity or the write-off or
write-down of any accounts or notes receivables by such Loan Party or any similar transaction or event, in each case, in connection with the consummation of the transactions contemplated
by that certain Adelphia-Rigas Settlement Agreement, entered into as of April 25, 2005, by and among the Parent (on behalf of itself and its subsidiaries), the Rigas Family (as such term is
defined therein) and Peter L. Venetis (the "Adelphia-Rigas Settlement Agreement") and (I) the aggregate amount of any losses incurred or charges
recorded by any Loan Party during such period in connection with the consummation of the transactions contemplated by that certain Interest Acquisition Agreement, made as of June 3, 2005, by
and among ML Media Partners, L.P., Century Communications Corporation, Century-ML 

 

Cable
Venture, Century ML Cable Corp. and San Juan Cable, LLC (as in effect on the date of the effectiveness of Amendment No. 4 and Waiver to this Agreement, the "Puerto
Rico Sale Agreement") or any Related Agreement (as defined in the Puerto Rico Sale Agreement)". 

        (b)   Clause (ii)
of the definition of "EBITDA" contained in Section 1.01 of the DIP Credit Agreement is hereby amended and restated in its entirety to read as
follows: 

        "(ii) without
duplication and to the extent included in determining such consolidated net income for such period, the sum of (A) any extraordinary gains for such period,
(B) the aggregate amount of any gain recorded by any Loan Party during such period in connection with the transfer by any member of
the Rigas Family or any affiliated entity to such Loan Party of any assets or properties (including securities of the Parent or any subsidiary thereof) in connection with the consummation of the
transactions contemplated by the Adelphia-Rigas Settlement Agreement, and (C) the aggregate amount of any gain recorded by any Loan Party during such period in connection with the consummation
of the transactions contemplated by the Puerto Rico Sale Agreement or any Related Agreement, all determined on a consolidated basis in accordance with GAAP (except as otherwise provided in this
definition)." 

        (c)   Clause (i)
of the definition of "EBITDAR" contained in Section 1.01 of the DIP Credit Agreement is hereby amended by (x) deleting the word "and" at
the end of clause (J) thereof and replacing it with a comma and (y) adding the following new clauses (K), (L) and (M) at the end of clause (J) thereof: 

        "(K)
the aggregate amount of any impairment charges recorded by any Loan Party in such Borrower Group during such period in respect of the write-down by any such Loan Party
of the carrying value of any indefinite lived intangible assets during such period, including, without limitation, the write-down by any such Loan Party of the carrying value of goodwill
and/or franchise rights during such period, made in connection with the evaluation of the carrying value of any such indefinite lived intangible assets in accordance with Statement of Financial
Accounting Standards No. 142, Statement of Financial Accounting Standards No. 144 or other applicable financial accounting standards, (L) the aggregate amount of any losses
incurred or charges recorded by any Loan Party in such Borrower Group during such period in connection with the transfer of any assets or properties by any such Loan Party to any member of the Rigas
Family or any affiliated entity or the write-off or write-down of any accounts or notes receivables by any such Loan Party or any similar transaction or event, in each case, in
connection with the consummation of the transactions contemplated by the Adelphia-Rigas Settlement Agreement and (M) the aggregate amount of any losses incurred or charges recorded by any Loan
Party in such Borrower Group during such period in connection with the consummation of the transactions contemplated by the Puerto Rico Sale Agreement or any Related Agreement". 

        (d)   Clause (ii)
of the definition of "EBITDAR" contained in Section 1.01 of the DIP Credit Agreement is hereby amended and restated in its entirety to read as
follows: 

        "(ii) without
duplication and to the extent included in determining such consolidated net income for such period, the sum of (A) any extraordinary gains recorded by any
Loan Party in such Borrower Group for such period, (B) the aggregate amount of any gain recorded by any Loan Party in such Borrower Group during such period in connection with the transfer by
any member of the Rigas Family or any affiliated entity to any such Loan Party of any assets or properties (including securities of the Parent or any subsidiary thereof) in connection with the
consummation of the transactions contemplated by the Adelphia-Rigas Settlement Agreement and (C) the aggregate amount of any gain recorded by any Loan Party in such Borrower Group during such
period in connection with the consummation of the transactions contemplated by the Puerto Rico Sale Agreement or any Related Agreement, all determined on a consolidated basis in accordance with GAAP
(except as otherwise provided in this definition)." 

2

 

        Section 3.    Amendment to Section 2.14(a)(i)(y) of DIP Credit
Agreement.    Section 2.14(a)(i)(y) of the DIP Credit Agreement is hereby amended by (x) deleting the semi-colon and the word "and" at the
end of such Section and (y) replacing the foregoing with the following language: 

        ",
and provided further, that the parties hereto acknowledge and agree that the terms and conditions set forth in Section 2.14 of
this Agreement, including the terms and conditions set forth in this Section 2.14(a)(i)(y), shall be applicable upon the receipt of any Net Proceeds by any Loan Party in the Borrower Group
designated as the "Seven B" Borrower Group on Annex B hereto (the "Seven B Borrower Group") in respect
of the consummation of the transactions contemplated by the Puerto Rico Sale Agreement or any Related Agreement, it being agreed that (A) a Loan Party in the Seven B Borrower Group shall be
deemed to have received Net Proceeds in respect of such transactions as and when proceeds are actually paid to any such Loan Party from the escrow account established in accordance with the terms of
the Sellers Escrow Agreement (as defined in the Puerto Rico Sale Agreement), and (B) notwithstanding anything contained in this Section 2.14(a)(i)(y) to the contrary, in no event shall
the Borrowing Limit of the Borrower in the Seven B Borrower Group be reduced to an amount less than $10,000,000 as a result of the consummation of the transactions contemplated by the Puerto Rico Sale
Agreement and the Related Agreements; and". 

        Section 4.    Extended Time Period for Delivery of Certain Financial Statements.    Section 5.01(a) of
the DIP Credit Agreement is hereby amended to replace the parenthetical phrase "(but, in the case of the 2004 fiscal year, (1) with respect to the financial statements required to be delivered
pursuant to clause (x) immediately below, no later than August 31, 2005, and (2) with respect to the financial statements required to be delivered pursuant to clause (y)
immediately below, no later than September 30, 2005)," contained in the second, third and fourth lines of said Section 5.01(a) with the following parenthetical phrase: 

        "(but,
in the case of the 2004 fiscal year, (1) with respect to the financial statements required to be delivered pursuant to clause (x) immediately below, no later than
October 31, 2005, and (2) with respect
to the financial statements required to be delivered pursuant to clause (y) immediately below, no later than November 30, 2005)," 

        Section 5.    Waiver of Terms Contained in Section 6.01 of DIP Credit Agreement.    Each DIP Lender
hereby waives any Default or Event of Default arising under Sections 6.01 and 7.01(c) of the DIP Credit Agreement, solely to the extent that any such Default or Event of Default arises out of the
incurrence, creation, assumption or suffering to exist of any Lien on any asset of any Loan Party, including cash, in accordance with the terms and conditions set forth in the Puerto Rico Sale
Agreement (as such term is defined in Section 2.14(a)(i)(y) of the DIP Credit Agreement, as amended by Amendment No. 4 and Waiver thereto) or any Related Agreement, including the Sellers
Escrow Agreement (as each such capitalized term is defined in the Puerto Rico Sale Agreement). 

        Section 6.    Amendment to Section 6.10 of DIP Credit Agreement.    Section 6.10(a)(vi) of
the DIP Credit Agreement is hereby amended be deleting the reference to "$10,000,000" contained therein and replacing such reference with "$15,000,000." 

        Section 7.    Waiver of Asset Sale Basket in Section 6.11(iv) of the DIP Credit
Agreement.    Each DIP Lender hereby waives any Default or Event of Default arising under Sections 6.11(iv) and 7.01(c) of the DIP Credit Agreement, solely to
the extent that any such Default or Event of Default arises out of the sale, transfer or other disposition of any assets or other property, including joint venture interests, by any Loan Party
effected in accordance with the terms and conditions set forth in the Puerto Rico Sale Agreement (as such term is defined in Section 2.14(a)(i)(y) of the DIP Credit Agreement, as amended by
Amendment No. 4 and Waiver thereto) or any Related Agreement (as defined in the Puerto Rico Sale Agreement). In furtherance of the foregoing, each DIP Lender hereby acknowledges and agrees that
the fair market value of any assets or other property, including joint venture interests, 

3

 

sold,
transferred or otherwise disposed of by any Loan Party in accordance with the terms and conditions set forth in the Puerto Rico Sale Agreement or any Related Agreement, shall not count against
or otherwise reduce the aggregate dollar amount of asset sales or other dispositions that the Loan Parties are permitted to consummate under Section 6.11(iv) of the DIP Credit Agreement
without obtaining the prior written consent of the requisite number of DIP Lenders. 

        Section 8.    GOVERNING LAW.    THIS AMENDMENT SHALL IN ALL RESPECTS BE CONSTRUED IN ACCORDANCE WITH AND
GOVERNED BY THE LAWS OF THE STATE OF NEW YORK APPLICABLE TO CONTRACTS MADE AND TO BE PERFORMED WHOLLY WITHIN SUCH STATE AND THE BANKRUPTCY CODE. 

        Section 9.    Counterparts; Effectiveness.    This Amendment may be signed in any number of counterparts, each
of which shall be an original, with the same effect as if the signatures thereto and hereto were upon the same instrument. This Amendment shall become effective as of the date hereof when the
Administrative Agent shall have received duly executed counterparts hereof signed by the Loan Parties and the Required DIP Lenders. Subject to the foregoing, this Amendment shall be deemed effective
in the case of any party as to which an executed counterpart shall not have been received, if the Administrative Agent shall have received telegraphic, telex or other written confirmation from such
party of execution of a counterpart hereof by such party. The Administrative Agent shall promptly notify the Loan Parties and the DIP Lenders of the effectiveness of this Amendment, and such notice
shall be conclusive and binding on all parties hereto. 

        IN
WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed as of the date first above written. 

	 	 	JPMORGAN CHASE BANK, N.A., as

    Administrative Agent and Lender
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  WILLIAM A. AUSTIN      
 Name: William A. Austin

Title: Vice President

4

	 	 	CITICORP NORTH AMERICA, INC.
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	 
 Name:

Title:

	 	 	WACHOVIA BANK, N.A.
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  HELEN F. WESSLING      
 Name: Helen F. Wessling

Title: Managing Director

	 	 	THE BANK OF NOVA SCOTIA
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  STEPHEN C. LEVI      
 Name: Stephen C. Levi

Title: Director
	 	 	 	 	 
	 	 	 	 	 
	 	 	BANK OF AMERICA, N.A.
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  WILLAIM E. LIVINGSTONE, IV      
 Name: William E. Livingstone, IV

Title: Senior Vice President
	 	 	 	 	 
	 	 	 	 	 
	 	 	GENERAL ELECTRIC CAPITAL CORPORATION
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  CHRISTOPHER COX      
 Name: Christopher Cox

Title: Duly Authorized Signatory

	 	 	CREDIT SUISSE, CAYMAN ISLANDS BRANCH (Formerly known as Credit First Boston, acting through its Cayman Islands Branch)
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  DIDIER SAFFER      
 Name: Didier Saffer

Title: Director
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  MEGAN KANE      
 Name: Megan Kane

Title: Vice President
	 	 	 	 	 
	 	 	 	 	 
	 	 	DEUTSCHE BANK AG NEW YORK BRANCH
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	
 Name:

Title:
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	
 Name:

Title:
	 	 	 	 	 
	 	 	 	 	 
	 	 	THE FOOTHILL GROUP, INC.
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  SEAN DIXON      
 Name: Sean Dixon

Title: Vice President

	 	 	CALYON NEW YORK BRANCH
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	 
 Name:

Title:
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	 
 Name:

Title:
	 	 	 	 	 
	 	 	 	 	 
	 	 	BANK OF MONTREAL
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	 
 Name:

Title:
	 	 	 	 	 
	 	 	 	 	 
	 	 	BAYERISCHE HYPO- und VEREINSBANK AG, NEW YORK BRANCH
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	 
 Name:

Title:
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	 
 Name:

Title:

	 	 	CIT LENDING SERVICES CORPORATION
	 	 	 	 	 
	 	 	 	 	 
	 	 	By:	 	/s/  SCOTT P. PLUSHRY      
 Name: Scott P. Plushry

Title: VP-Directors, Portfolio Mgr

	NAME OF LENDER:	 	Foothill Income Trust, L.P.
 By: FIT GP LLC, its General Partner
	 	 	 
	 	 	 
	By:	 	/s/  SEAN DIXON      
 Name: Sean Dixon

Title: Managing Director

	

 	
 	

GRAYSON & CO.
	

 	
 	

By:	
 	

Boston Management and Research,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

SENIOR DEBT PORTFOLIO
	

 	
 	

By:	
 	

Boston Management and Research,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE VT FLOATING-RATE INCOME FUND
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE SENIOR INCOME TRUST
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	 	 	 	 	 

	

 	
 	

EATON VANCE SENIOR FLOATING-RATE TRUST
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE FLOATING-RATE INCOME FUND
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE LIMITED DURATION INCOME FUND
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE INSTITUTIONAL SENIOR LOAN FUND
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	 	 	 	 	 

	

 	
 	

TOLLI & CO.
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE CDO III, LTD.
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

CONSTANTINUS EATON VANCE CDO V, LTD.
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

EATON VANCE CDO VI LTD.
	

 	
 	

By:	
 	

Eaton Vance Management,

as Investment Advisor
	

 	
 	

By:	
 	

/s/  MICHAEL B. BOTTHOF      
 Name: Michael B. Botthof

Title: Vice President
	

 	
 	

LCM II LIMITED PARTNERSHIP
	

 	
 	

By:	
 	

Lyon Capital Management LLC,

as Collateral Manager
	

 	
 	

By:	
 	

/s/  ALEXANDER B. KENNA      
 Name: Alexander B. Kenna

Title: Portfolio Manager
	 	 	 	 	 

	

 	
 	

LCM III LTD.
	

 	
 	

By:	
 	

Lyon Capital Management LLC,

as Collateral Manager
	

 	
 	

By:	
 	

/s/  ALEXANDER B. KENNA      
 Name: Alexander B. Kenna

Title: Portfolio Manager
	

 	
 	

LCM IV LTD.
	

 	
 	

By:	
 	

Lyon Capital Management LLC,

as Collateral Manager
	

 	
 	

By:	
 	

/s/  ALEXANDER B. KENNA      
 Name: Alexander B. Kenna

Title: Portfolio Manager
	

 	
 	

HIGHLAND FLOATING RATE LIMITED LIABILITY COMPANY
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its Investment Advisor
	

 	
 	

By:	
 	

/s/  JOE DOUGHERTY      
 Name: Joe Dougherty

Title: Senior Vice President
	

 	
 	

HIGHLAND FLOATING RATE ADVANTAGE FUND
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its Investment Advisor
	

 	
 	

By:	
 	

/s/  JOE DOUGHERTY      
 Name: Joe Dougherty

Title: Senior Vice President
	 	 	 	 	 

	

 	
 	

FIRST TRUST/HIGHLAND CAPITAL FLOATING RATE INCOME FUND
	

 	
 	

By:	
 	

Highland Capital Management, L.P., its Sub-Advisor
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  JOE DOUGHERTY      
 Name: Joe Dougherty

Title: Senior Vice President
	

 	
 	

PIONEER FLOATING RATE TRUST
	

 	
 	

By:	
 	

Highland Capital Management, L.P., its Sub-Advisor
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  JOE DOUGHERTY      
 Name: Joe Dougherty

Title: Senior Vice President
	

 	
 	

SOUTHFORK CLO LTD.
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  CHAD SCHRAMEK      
 Name: Chad Schramek

Title: Assistant Treasurer
	

 	
 	

PAM CAPITAL FUNDING L.P.
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  CHAD SCHRAMEK      
 Name: Chad Schramek

Title: Assistant Treasurer
	 	 	 	 	 

	

 	
 	

HIGHLAND LEGACY LIMITED
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  CHAD SCHRAMEK      
 Name: Chad Schramek

Title: Assistant Treasurer
	

 	
 	

LOAN FUNDING IV LLC
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  CHAD SCHRAMEK      
 Name: Chad Schramek

Title: Assistant Treasurer
	

 	
 	

LOAN FUNDING VII LLC
	

 	
 	

By:	
 	

Highland Capital Management, L.P.,

as Collateral Manager
	

 	
 	

By:	
 	

Strand Advisors, Inc., its General Partner
	

 	
 	

By:	
 	

/s/  CHAD SCHRAMEK      
 Name: Chad Schramek

Title: Assistant Treasurer
	

 	
 	

FIDELITY CENTRAL INVESTMENT PORTFOLIOS LLC:

FIDELITY FLOATING RATE CENTRAL INVESTMENT PORTFOLIO
	

 	
 	

By:	
 	

/s/  MARK OSTERHELD      
 Name: Mark Osterheld

Title: Assistant Treasurer
	

 	
 	

FIDELITY ADVISOR SERIES II:

FIDELITY FLOATING RATE INCOME FUND
	

 	
 	

By:	
 	

/s/  MARK OSTERHELD      
 Name: Mark Osterheld

Title: Assistant Treasurer
	 	 	 	 	 

	

 	
 	

BALLYROCK CLO III LIMITED
	

 	
 	

By:	
 	

Ballyrock Investment Advisors, LLC, as Collateral Manager
	

 	
 	

By:	
 	

/s/  LISA HYMUT      
 Name: Lisa Hymut

Title: Authorized Signatory
	

 	
 	

PROTECTIVE LIFE INSURANCE COMPANY
	

 	
 	

By:	
 	

/s/  DIANE S. GRISWOLD      
 Name: Diane S. Griswold

Title: AVP

	 	 	LOAN PARTIES:
	

 	
 	

ACC CABLE COMMUNICATIONS FL-VA, LLC
	

 	
 	

By:	

ACC Cable Holdings VA, Inc., its sole member
	

 	
 	

ACC CABLE HOLDINGS VA, INC.
	

 	
 	

ACC HOLDINGS II, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ACC INVESTMENT HOLDINGS, INC.
	

 	
 	

ACC OPERATIONS, INC.
	

 	
 	

ACC TELECOMMUNICATIONS HOLDINGS LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ACC TELECOMMUNICATIONS LLC
	

 	
 	

By:	

ACC Telecommunications Holdings LLC, its sole member
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

ACC TELECOMMUNICATIONS OF VIRGINIA LLC
	

 	
 	

By:	

ACC Telecommunications Holdings LLC, its sole member
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

ACC-AMN HOLDINGS LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA ACQUISITION SUBSIDIARY, INC.
	 	 	 	 

	

 	
 	

ADELPHIA ARIZONA, INC.
	

 	
 	

ADELPHIA BLAIRSVILLE, LLC
	

 	
 	

By:	

Century Communications Corp., its sole member
	

 	
 	

ADELPHIA CABLE PARTNERS, L.P.
	

 	
 	

By:	

Olympus Cable Holdings, LLC, its Managing General Partner
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

ADELPHIA CABLEVISION ASSOCIATES, L.P.
	

 	
 	

By:	

Chelsea Communications, Inc., its general partner
	

 	
 	

ADELPHIA CABLEVISION CORP.
	

 	
 	

ADELPHIA CABLEVISION OF BOCA RATON, LLC
	

 	
 	

By:	

Adelphia Cablevision Corp., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF FONTANA LLC
	

 	
 	

By:	

Clear Cablevision, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF INLAND EMPIRE, LLC
	

 	
 	

By:	

Clear Cablevision, Inc., its sole member
	 	 	 	 

	

 	
 	

ADELPHIA CABLEVISION OF THE KENNEBUNKS, LLC
	

 	
 	

By:	

Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

ADELPHIA CABLEVISION, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF NEW YORK, INC.
	

 	
 	

ADELPHIA CABLEVISION OF NEWPORT BEACH, LLC
	

 	
 	

By:	

Ft. Myers Cablevision, LLC, its sole member
	 	 	By:	Ft. Myers Acquisition Limited Partnership, its sole member
	 	 	By:	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

ADELPHIA CABLEVISION OF ORANGE COUNTY, LLC
	

 	
 	

By:	

Ft. Myers Cablevision, LLC, its sole member
	 	 	By:	Ft. Myers Acquisition Limited Partnership, its sole member
	 	 	By:	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

ADELPHIA CABLEVISION OF ORANGE COUNTY II, LLC
	

 	
 	

By:	

Mickelson Media, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF SAN BERNADINO, LLC
	

 	
 	

By:	

Clear Cablevision, Inc., its sole member
	 	 	 	 

	

 	
 	

ADELPHIA CABLEVISION OF SANTA ANA, LLC
	

 	
 	

By:	

UCA, LLC, its sole member
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF SEAL BEACH, LLC
	

 	
 	

By:	

Manchester Cablevision, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF SIMI VALLEY, LLC
	

 	
 	

By:	

UCA, LLC, its sole member
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF WEST PALM BEACH III, LLC
	

 	
 	

By:	

Century New Mexico Cable Television Corp., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF WEST PALM BEACH IV, LLC
	

 	
 	

By:	

Sentinel Communications of Muncie, Indiana, Inc., its sole member
	

 	
 	

ADELPHIA CABLEVISION OF WEST PALM BEACH V, LLC
	

 	
 	

By:	

Huntington CATV, Inc., its sole member
	

 	
 	

ADELPHIA CALIFORNIA CABLEVISION, LLC
	

 	
 	

By:	

Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	 	 	 	 

	

 	
 	

ADELPHIA CENTRAL PENNSYLVANIA, LLC
	

 	
 	

By:	

National Cable Acquisition Associates, L.P., its sole member
	 	 	By:	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general Partner
	

 	
 	

ADELPHIA CLEVELAND, LLC
	

 	
 	

By:	

Adelphia of the Midwest, Inc., its sole member
	

 	
 	

ADELPHIA COMMUNICATIONS CORPORATION
	

 	
 	

ADELPHIA COMMUNICATIONS OF CALIFORNIA, LLC
	

 	
 	

By:	

Adelphia Cablevision Corp., its sole member
	

 	
 	

ADELPHIA COMMUNICATIONS OF CALIFORNIA II, LLC
	

 	
 	

By:	

Adelphia Cablevision Corp., its sole member
	

 	
 	

ADELPHIA COMMUNICATIONS OF CALIFORNIA III, LLC
	

 	
 	

By:	

FrontierVision, its sole member
	 	 	By:	FrontierVision Holdings, L.P., its general partner
	 	 	By:	FrontierVision Partners, L.P., its general partner
	 	 	By:	Adelphia GP Holdings, L.L.C., its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA COMMUNICATIONS INTERNATIONAL, INC.
	

 	
 	

ADELPHIA COMPANY OF WESTERN CONNECTICUT
	 	 	 	 

	

 	
 	

ADELPHIA GENERAL HOLDINGS III, INC.
	

 	
 	

ADELPHIA GS CABLE, LLC
	

 	
 	

By:	

Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., it sole member
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA GP HOLDINGS, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA HARBOR CENTER HOLDINGS, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA HOLDINGS 2001, LLC
	

 	
 	

By:	

Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., it sole member
	 	 	By:	ACC Operations, Inc., its managing partner
	

 	
 	

ADELPHIA INTERNATIONAL II, LLC
	

 	
 	

By:	

ACC Operations, Inc., its member
	 	 	By:	Adelphia Communications International, Inc., its member
	

 	
 	

ADELPHIA INTERNATIONAL III LLC
	

 	
 	

By:	

ACC Operations, Inc., its member
	 	 	By:	Adelphia Communications International, Inc., its member
	

 	
 	

ADELPHIA OF THE MIDWEST, INC.
	

 	
 	

ADELPHIA MOBILE PHONES, Inc.
	 	 	 	 

	

 	
 	

ADELPHIA PINELLAS COUNTY, LLC
	

 	
 	

By:	

Ft. Myers Cablevision, L.L.C., its sole member
	 	 	By:	Ft. Myers Acquisition Limited Partnership, its sole member
	 	 	By	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

ADELPHIA PRESTIGE CABLEVISION, LLC
	

 	
 	

By:	

Century Cable Holdings, LLC, its sole member
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

ADELPHIA TELECOMMUNICATIONS, INC.
	

 	
 	

ADELPHIA TELECOMMUNICATIONS OF FLORIDA, INC.
	

 	
 	

ADELPHIA WELLSVILLE, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ADELPHIA WESTERN NEW YORK HOLDINGS, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

ARAHOVA COMMUNICATIONS, INC.
	

 	
 	

ARAHOVA HOLDINGS, LLC
	

 	
 	

By:	

Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

BADGER HOLDING CORPORATION
	

 	
 	

BETTER TV, INC. OF BENNINGTON
	 	 	 	 

	

 	
 	

BLACKSBURG/SALEM CABLEVISION, INC.
	

 	
 	

BRAZAS COMMUNICATIONS, INC.
	

 	
 	

BUENAVISION TELECOMMUNICATIONS, INC.
	

 	
 	

CABLE SENRY CORPORATION
	

 	
 	

CALIFORNIA AD SALES, LLC
	

 	
 	

By:	

Ft. Myers Cablevision, L.L.C., its sole member
	 	 	By:	Ft. Myers Acquisition Limited Partnership, its sole member
	 	 	By	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

CCC-III, INC.
	

 	
 	

CCC-INDIANA, INC.
	

 	
 	

CCH INDIANA, L.P.
	

 	
 	

By:	

CCC-Indiana, Inc., its general partner
	

 	
 	

CDA CABLE, INC.
	

 	
 	

CENTURY ADVERTISING, INC.
	

 	
 	

CENTURY ALABAMA CORP.
	

 	
 	

CENTURY ALABAMA HOLDING CORP.
	

 	
 	

CENTURY AUSTRALIA COMMUNICATIONS CORP.
	

 	
 	

CENTURY BERKSHIRE CABLE CORP.
	 	 	 	 

	

 	
 	

CENTURY CABLE HOLDINGS, LLC
	

 	
 	

By:	

Century Cable Holding Corp., its sole member
	

 	
 	

CENTURY CABLE HOLDING CORP.
	

 	
 	

CENTURY CABLE MANAGEMENT CORPORATION
	

 	
 	

CENTURY CABLE OF SOUTHERN CALIFORNIA
	

 	
 	

CENTURY CABLEVISION HOLDINGS, LLC
	

 	
 	

By:	

Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

CENTURY CAROLINA CORP.
	

 	
 	

CENTURY COLORADO SPRINGS CORP.
	

 	
 	

CENTURY COLORADO SPRINGS PARTNERSHIP
	

 	
 	

By:	

Paragon Cable Television Inc., a general partner
	

 	
 	

CENTURY COMMUNICATIONS CORP.
	

 	
 	

CENTURY CULLMAN CORP.
	

 	
 	

CENTURY ENTERPRISE CABLE CORP.
	

 	
 	

CENTURY EXCHANGE, LLC
	

 	
 	

By:	

Century Cable Holding Corp., its sole member
	

 	
 	

CENTURY FEDERAL, INC.
	

 	
 	

CENTURY GRANITE CABLE TELEVISION CORP.
	 	 	 	 

	

 	
 	

CENTURY HUNTINGTON COMPANY
	

 	
 	

CENTURY INDIANA CORP.
	

 	
 	

CENTURY ISLAND ASSOCIATES, INC.
	

 	
 	

CENTURY ISLAND CABLE TELEVISION CORP.
	

 	
 	

CENTURY INVESTMENT HOLDING CORP.
	

 	
 	

CENTURY INVESTORS, INC.
	

 	
 	

CENTURY KANSAS CABLE TELEVISION CORP.
	

 	
 	

CENTURY LYKENS CABLE CORP.
	

 	
 	

CENTURY MENDOCINO CABLE TELEVISION, INC.
	

 	
 	

CENTURY MISSISSIPPI CORP.
	

 	
 	

CENTURY MOUNTAIN CORP.
	

 	
 	

CENTURY NEW MEXICO CABLE TELEVISION CORP.
	

 	
 	

CENTURY NORWICH CORP.
	

 	
 	

CENTURY OHIO CABLE TELEVISION CORP.
	

 	
 	

CENTURY OREGON CABLE CORP.
	

 	
 	

CENTURY PACIFIC CABLE TV, INC.
	

 	
 	

CENTURY PROGRAMMING, INC.
	

 	
 	

CENTURY REALTY CORP.
	 	 	 	 

	

 	
 	

CENTURY SHASTA CABLE TELEVISION CORP.
	

 	
 	

CENTURY SOUTHWEST COLORADO CABLE TELEVISION CORP.
	

 	
 	

CENTURY-TCI CALIFORNIA COMMUNICATIONS, L.P.
	

 	
 	

By:	

Century Exchange LLC, its general partner
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

CENTURY-TCI CALIFORNIA, L.P.
	

 	
 	

By:	

Century-TCI California Communications, L.P., its general partner
	 	 	By	Century Exchange LLC, its general partner
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

CENTURY-TCI HOLDINGS, LLC
	

 	
 	

By:	

Century-TCI California Communications, L.P., its general partner
	 	 	By	Century Exchange LLC, its general partner
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

CENTURY TRINIDAD CABLE TELEVISION CORP.
	

 	
 	

CENTURY VIRGINIA CORP.
	

 	
 	

CENTURY VOICE AND DATA COMMUNICATIONS, INC.
	

 	
 	

CENTURY WARRICK CABLE CORP.
	

 	
 	

CENTURY WASHINGTON CABLE TELEVISION, INC.
	

 	
 	

CENTURY WYOMING CABLE TELEVISION CORP.
	

 	
 	

CHELSEA COMMUNICATIONS, INC.
	 	 	 	 

	

 	
 	

CHELSEA COMMUNICATIONS, LLC
	

 	
 	

By:	

Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

CHESTNUT STREET SERVICES, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

CLEAR CABLEVISION, INC.
	

 	
 	

CMA CABLEVISION ASSOCIATES VII, L.P.
	

 	
 	

By:	

Tele-Media Company of Tri-States, L.P., its general partner
	 	 	By:	Tri-States, L.L.C., its general partner
	 	 	By:	Century Cable Holdings, LLC, its sole member
	 	 	By:	Century Cable Holding Corp., its managing general partner
	

 	
 	

CMA CABLEVISION ASSOCIATES XI, LIMITED PARTNERSHIP
	

 	
 	

By:	

Tele-Media Company of Tri-States, L.P., its general partner
	 	 	By:	Tri-States, L.L.C., its general partner
	 	 	By:	Century Cable Holdings, LLC, its sole member
	 	 	By:	Century Cable Holding Corp., its managing general partner
	

 	
 	

CORAL SECURITY, INC.
	

 	
 	

COWLITZ CABLEVISION, INC.

	 	 	 	 

	

 	
 	

CP-MDU I LLC
	

 	
 	

By:	

Adelphia California Cablevision, L.L.C., its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

CP-MDU II LLC
	

 	
 	

By:	

Adelphia California Cablevision, L.L.C., its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

E.& E. CABLE SERVICE, INC.
	

 	
 	

EASTERN VIRGINIA CABLEVISION HOLDINGS, LLC
	

 	
 	

By:	

Eastern Virginia Cablevision, L.P., its sole member
	 	 	By:	TMC Holdings Corporation, its general partner
	

 	
 	

EASTERN VIRGINIA CABLEVISION, L.P.
	

 	
 	

By:	

TMC Holdings Corporation, its general partner
	

 	
 	

EMPIRE SPORTS NETWORK, L.P.
	

 	
 	

By:	

Parnassos Communications, L.P., its general partner
	 	 	By:	Adelphia Western New York Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

FAE CABLE MANAGEMENT CORP.
	

 	
 	

FOP INDIANA, L.P.
	

 	
 	

By:	

FrontierVision Cable New England, Inc., its general partner
	 	 	 	 

	

 	
 	

FRONTIERVISION ACCESS PARTNERS, LLC
	

 	
 	

By:	

FrontierVision Operating Partners, L.P., its sole member
	 	 	By:	FrontierVision Holdings, L.P., its general partner
	 	 	By:	FrontierVision Partners, L.P., its general partner
	 	 	By:	Adelphia GP Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

FRONTIERVISION CABLE NEW ENGLAND, INC.
	

 	
 	

FRONTIERVISION CAPITAL CORPORATION
	

 	
 	

FRONTIERVISION HOLDINGS CAPITAL CORPORATION
	

 	
 	

FRONTIERVISION HOLDINGS CAPITAL II CORPORATION
	

 	
 	

FRONTIERVISION HOLDINGS L.L.C.
	

 	
 	

By:	

FrontierVision Partners, L.P., its sole member
	 	 	By:	Adelphia GP Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

FRONTIERVISION HOLDINGS L.P.
	

 	
 	

By:	

FrontierVision Partners, L.P., its general partner
	 	 	By:	Adelphia GP Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	 	 	 	 

	

 	
 	

FRONTIERVISION OPERATING PARTNERS L.L.C.
	

 	
 	

By:	

FrontierVision Holdings, L.P., its sole member
	 	 	By:	FrontierVision Partners, L.P., its general partner
	 	 	By:	Adelphia GP Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

FRONTIERVISION OPERATING PARTNERS L.P.
	

 	
 	

By:	

FrontierVision Holdings, L.P., its general partner
	 	 	By:	FrontierVision Partners, L.P., its general partner
	 	 	By:	Adelphia GP Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

FRONTIERVISION PARTNERS L.P.
	

 	
 	

By:	

Adelphia GP Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

FT. MYERS ACQUISITION LIMITED PARTNERSHIP
	

 	
 	

By:	

Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

FT. MYERS CABLEVISION, LLC
	

 	
 	

By:	

Ft. Myers Acquisition Limited Partnership, its sole member
	 	 	By:	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	 	 	 	 

	

 	
 	

GENESIS CABLE COMMUNICATIONS SUBSIDIARY, L.L.C.
	

 	
 	

By:	

ACC Cable Communications FL-VA, LLC, its sole member
	 	 	By:	ACC Cable Holdings VA, Inc., its sole member
	

 	
 	

GLOBAL ACQUISITION PARTNERS, L.P.
	

 	
 	

By:	

Global Cablevision II, LLC, its general partner
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

GLOBAL CABLEVISION II, LLC
	

 	
 	

By:	

Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing partner
	

 	
 	

THE GOLF CLUB AT WENDING CREEK FARMS, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

GRAFTON CABLE COMPANY
	

 	
 	

GS CABLE LLC
	

 	
 	

By:	

Adelphia GS Cable, LLC, its sole member
	 	 	By:	Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	 	 	 	 

	

 	
 	

GS TELECOMMUNICATIONS LLC
	

 	
 	

By:	

GS Cable, LLC, its sole member
	 	 	By:	Adelphia GS Cable, LLC, its sole member
	 	 	By:	Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

HARRON CABLEVISION OF NEW HAMPSHIRE, INC.
	

 	
 	

HUNTINGTON CATV, INC.
	

 	
 	

IMPERIAL VALLEY CABLEVISION, INC.
	

 	
 	

KALAMAZOO COUNTY CABLEVISION, INC.
	

 	
 	

KEY BISCAYNE CABLEVISION
	

 	
 	

By:	

Adelphia Cable Partners, LP, a general partner
	 	 	By:	Olympus Cable Holdings, LLC, its managing general partner
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

KOOTENAI CABLE, INC.
	

 	
 	

LAKE CHAMPLAIN CABLE TELEVISION CORPORATION
	

 	
 	

LEADERSHIP ACQUISITION LIMITED PARTNERSHIP
	

 	
 	

By:	

Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	 	 	 	 

	

 	
 	

LOUISA CABLEVISION, INC.
	

 	
 	

MANCHESTER CABLEVISION, INC
	

 	
 	

MARTHA'S VINEYARD CABLEVISION, L.P.
	

 	
 	

By:	

Century Cable Holdings, LLC, its general partner
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

MERCURY COMMUNICATIONS, INC.
	

 	
 	

MICKELSON MEDIA, INC.
	

 	
 	

MICKELSON MEDIA OF FLORIDA, INC.
	

 	
 	

MONUMENT COLORADO CABLEVISION, INC.
	

 	
 	

MOUNTAIN CABLE COMMUNICATIONS CORPORATION
	

 	
 	

MOUNTAIN CABLE COMPANY, L.P.
	

 	
 	

By:	

Pericles Communications Corporation, its managing general partner
	

 	
 	

MONTGOMERY CABLEVISION, INC.
	

 	
 	

MT. LEBANON CABLEVISION, INC.
	

 	
 	

MULTI-CHANNEL T.V. CABLE COMPANY
	

 	
 	

NATIONAL CABLE ACQUISITION ASSOCIATES, L.P.
	

 	
 	

By:	

Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	 	 	 	 

	

 	
 	

OLYMPUS CABLE HOLDINGS, LLC
	

 	
 	

By:	

Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

OLYMPUS CAPITAL CORPORATION
	

 	
 	

OLYMPUS COMMUNICATIONS HOLDINGS, L.L.C.
	

 	
 	

By:	

Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

OLYMPUS COMMUNICATIONS, L.P.
	

 	
 	

By:	

ACC Operations, Inc., its managing general partner
	

 	
 	

OLYMPUS SUBSIDIARY, LLC
	

 	
 	

By:	

Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

OWENSBORO-BRUNSWICK, INC.
	

 	
 	

OWENSBORO INDIANA, L.P.
	

 	
 	

By:	

Century Granite Cable Television Corp., its general partner
	

 	
 	

OWENSBORO ON THE AIR, INC.
	

 	
 	

PAGE TIME, INC.
	

 	
 	

PARAGON CABLE TELEVISION INC.
	

 	
 	

PARAGON CABLEVISION CONSTRUCTION CORPORATION
	 	 	 	 

	

 	
 	

PARAGON CABLEVISION MANAGEMENT CORPORATION
	

 	
 	

PARNASSOS COMMUNICATIONS, L.P.
	

 	
 	

By:	

Adelphia Western New York Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

PARNASSOS HOLDINGS, LLC
	

 	
 	

By:	

Parnassos Communications, L.P., its sole member
	 	 	By:	Adelphia Western New York Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

PARNASSOS, L.P.
	

 	
 	

By:	

Parnassos Communications, L.P., its general partner
	 	 	By:	Adelphia Western New York Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

PERICLES COMMUNICATIONS CORPORATION
	

 	
 	

PULLMAN TV CABLE CO., INC.
	

 	
 	

RENTAVISION OF BRUNSWICK, INC.
	

 	
 	

RICHMOND CABLE TELEVISION CORPORATION
	

 	
 	

RIGPAL COMMUNICATIONS, INC.
	

 	
 	

ROBINSON/PLUM CABLEVISION
	

 	
 	

By:	

Olympus Subsidiary, LLC, its general partner
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

SABRES, INC.
	 	 	 	 

	

 	
 	

SCRANTON CABLEVISION, INC.
	

 	
 	

SENTINEL COMMUNICATIONS OF MUNCIE, INDIANA, INC.
	

 	
 	

SOUTHEAST FLORIDA CABLE, INC.
	

 	
 	

SOUTHWEST COLORADO CABLE, INC.
	

 	
 	

SOUTHWEST VIRGINIA CABLE, INC.
	

 	
 	

S/T CABLE CORPORATION
	

 	
 	

STAR CABLE INC.
	

 	
 	

STARPOINT, LIMITED PARTNERSHIP
	

 	
 	

By:	

West Boca Acquisition Limited Partnership, its general partner
	 	 	By:	Adelphia Cable Partners, L.P., its general partner
	 	 	By:	Olympus Cable Holdings, LLC, its managing general partner
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

SVHH CABLE ACQUISITION, L.P.
	

 	
 	

By:	

SVhh Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc., its sole member
	

 	
 	

SVHH HOLDINGS, LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

TELE-MEDIA COMPANY OF HOPEWELL-PRINCE GEORGE
	

 	
 	

By:	

Eastern Virginia Cablevision Holdings, LLC, its managing general partner
	 	 	By:	Eastern Virginia Cablevision, L.P., its sole member
	 	 	By:	TMC Holdings Corporation, its general partner
	 	 	 	 

	

 	
 	

TELE-MEDIA COMPANY OF TRI-STATES L.P.
	

 	
 	

By:	

Tri-States, L.L.C., its general partner
	 	 	By:	Century Cable Holdings, LLC, its sole member
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

TELE-MEDIA INVESTMENT PARTNERSHIP, L.P.
	

 	
 	

By:	

National Cable Acquisition Associates, L.P., a general partner
	 	 	By:	Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

TELESAT ACQUISITION, LLC
	

 	
 	

By:	

Arahova Holdings, LLC, its sole member
	 	 	By:	Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

TELESTAT ACQUISITION LIMITED PARTNERSHIP
	

 	
 	

By:	

Olympus Communications, L.P., its general partner
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

THE MAINE INTERNETWORKS, INC.
	

 	
 	

THE WESTOVER T.V. CABLE CO., INCORPORATED
	 	 	 	 

	

 	
 	

THREE RIVERS CABLE ASSOCIATES, L.P.
	

 	
 	

By:	

Chelsea Communications, LLC, a general partner
	 	 	By:	Olympus Cable Holdings, LLC, its sole member
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

And By:	

Mt. Lebanon Cablevision, Inc., a general partner
	

 	
 	

TIMOTHEOS COMMUNICATIONS, L.P.
	

 	
 	

By:	

Olympus Communications Holdings, L.L.C., its general partner
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

TMC HOLDINGS CORPORATION
	

 	
 	

TMC HOLDINGS, LLC
	

 	
 	

TRI-STATES, L.L.C.
	

 	
 	

By:	

Century Cable Holdings, LLC, its sole member
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

UCA LLC
	

 	
 	

By:	

ACC Operations, Inc., its sole member
	

 	
 	

U.S. TELE-MEDIA INVESTMENT COMPANY
	

 	
 	

UPPER ST. CLAIR CABLEVISION, INC.
	

 	
 	

VALLEY VIDEO, INC.
	

 	
 	

VAN BUREN COUNTY CABLEVISION, INC.
	 	 	 	 

	

 	
 	

WARRICK CABLEVISION, INC.
	

 	
 	

WARRICK INDIANA, L.P.
	

 	
 	

By:	

CCC-III, Inc., its general partner
	

 	
 	

WELLSVILLE CABLEVISION, L.L.C.
	

 	
 	

By:	

Century Cable Holdings, LLC, its sole member
	 	 	By:	Century Cable Holding Corp., its sole member
	

 	
 	

WEST BOCA ACQUISITION LIMITED PARTNERSHIP
	

 	
 	

By:	

Adelphia Cable Partners, L.P., its general partner
	 	 	By:	Olympus Cable Holdings, LLC, its managing general partner
	 	 	By:	Olympus Subsidiary, LLC, its sole member
	 	 	By:	Olympus Communications, L.P., its sole member
	 	 	By:	ACC Operations, Inc., its managing general partner
	

 	
 	

WESTERN NY CABLEVISION, L.P.
	

 	
 	

By:	

Adelphia Western New York Holdings, LLC, its general partner
	 	 	By:	ACC Operations, Inc, its sole member
	

 	
 	

WESTVIEW SECURITY, INC.
	

 	
 	

WILDERNESS CABLE COMPANY
	

 	
 	

YOUNG'S CABLE TV CORP.
	

 	
 	

YUMA CABLEVISION, INC.

	

 	
 	

By:	

 	

 
	 	 	 	/s/ Vanessa A. Wittman
	 	 	 	

	 	 	 	Name:

Title:	Vanessa A. Wittman

Executive Vice President and Chief Financial Officer

QuickLinks

AMENDMENT NO. 4 AND WAIVER TO THIRD AMENDED AND RESTATED CREDIT AND GUARANTY AGREEMENT

W I T N E S S E T H

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