Document:

Exhibit 10.4

 

UROPLASTY, INC.

RESTRICTED STOCK AWARD AGREEMENT

 

	
 

AWARDED TO

	
 

Award Date

	
 

Award No.

	
Number of UROPLASTY, Inc. Common Shares

	
Social Security Number

	
NAME

	
MM/DD/YY

	
RSXXX

	
XX,XXX

	
XXX-XX-XXXX

 

THIS AGREEMENT is made as of the date set forth in the box above labeled “Award Date” (the “Award Date”) by and between Uroplasty, Inc., a Minnesota corporation (the “Company”), and the individual named in the box above labeled “Awarded To” (the “Participant”).

 

WHEREAS, the Company pursuant to its 2006 Amended Stock and Incentive Plan (the “Plan”) wishes to award to Participant shares of Common Stock of the Company, $.01 par value (the “Common Stock”), subject to certain restrictions and on the terms and conditions contained in this Agreement and the Plan;

 

NOW, THEREFORE, in consideration of the mutual covenants contained in this Agreement, the parties hereto hereby agree as follows:

 

1.       Award

 

The Company, effective as of the date of this Agreement, hereby grants to Participant a restricted stock award of the number of shares of the Company’s Common Stock set forth in the box above labeled “Number of Uroplasty, Inc. Common Shares” (the “Shares”) subject to the terms and conditions set forth herein.

 

2.       Vesting

 

Subject to the terms and conditions of this Agreement, your shares shall vest on MM, DD, YYYY

 

3.       Restriction on Transfer

 

Until the Shares vest pursuant to Section 2 or 4 hereof, none of the Shares may be pledged, alienated, attached or otherwise encumbered, and any purported pledge, alienation, attachment or encumbrance thereof shall be void and unenforceable against the Company, and no attempt to transfer the Shares, whether voluntary or involuntary, by operation of law or otherwise, shall vest the purported transferee with any interest or right in or with respect to the Shares.

 

4.  Forfeiture; Early Vesting

 

If Participant ceases to be a member of the Board of Directors of the Company prior to vesting of the Shares pursuant to Section 2 hereof or Section 12 of the Plan, all of Participant’s rights to all of the unvested Shares shall be immediately and irrevocably forfeited, except that (i) if Participant ceases to be a member of the Board of Directors by reason of Disability (as defined below) prior to the vesting of Shares under Section 2 hereof or Section 12 of the Plan, Participant, in addition to Shares previously vested under this Agreement, shall become immediately vested, as of the date of such Disability, in all previously unvested Shares granted hereunder; and (ii) if Participant ceases to be a member of the Board of Directors by reason of death prior to the vesting of Shares under Section 2 hereof or Section 12 of the Plan, Participant or his or her estate, in addition to Shares previously vested under this Agreement, shall become immediately vested, as of the date of death, in all previously unvested Shares granted hereunder. Upon forfeiture, Participant will no longer have any rights relating to the unvested Shares, including the right to vote the Shares and the right to receive cash dividends. For purposes of this Agreement, “Disability” has the meaning given to such term in Section 22(e)(3) of the Internal Revenue Code of 1986, as amended (the “Code”).

 

1

5.        Issuance and Custody of Certificate

 

(a)      The Company shall cause to be issued one or more stock certificates, registered in the name of Participant, evidencing the Shares.  Each such certificate shall bear the following legend:

 

“The shares of common stock represented by this certificate are subject to forfeiture, and the transferability of this certificate and the shares of stock represented hereby are subject to the restrictions, terms and conditions (including restrictions against transfer) contained in the Uroplasty, Inc. 2006 Stock and Incentive Plan and a Restricted Stock Award Agreement entered into between Uroplasty, Inc. and the registered owner of such shares.  Copies of the Plan and the Agreement are on file in the office of the Chief Financial Officer of Uroplasty, Inc., 5420 Feltl Road, Minnetonka, MN 55343.”

 

(b)      Each certificate issued pursuant to Section 5(a) hereof shall be deposited by the Company with the Chief Financial Officer of the Company or a custodian designated by the Chief Financial Officer.  Upon forfeiture pursuant to Section 4, the Participant hereby authorizes the Chief Financial Officer to surrender the certificate for cancellation and has executed an assignment separate from certificate in the form of Exhibit I attached hereto to facilitate such cancellation.

 

(c)      After any Shares vest pursuant to Section 2 or 4 hereof, or Section 12 of the Plan, the Company shall promptly cause to be issued a certificate or certificates evidencing such vested Shares, free of the legend set forth in Section 5(a) hereof, and shall cause such certificate or certificates to be delivered to Participant or Participant’s legal representatives, beneficiaries or heirs, as the case may be.

 

2

6.        Securities Law Compliance

 

(a)      The delivery of all or any of the Shares shall only be effective at such time that the issuance of such Shares will not violate any state or federal securities or other laws.  The Company may, in its sole discretion, delay the delivery of the Shares or place restrictive legends on such Shares in order to ensure that the issuance of any Shares will be in compliance with federal or state securities laws, rules or regulations or other laws or rules (including the rules of any securities exchange) as may be determined by the Company to be applicable.

 

7.       Distributions and Adjustments

 

(a)      If there shall be a change in the shares of Common Stock of the Company through merger, consolidation, reorganization, recapitalization, dividend in the form of stock (of whatever amount), stock split or other change in the corporate structure of the Company, and any Shares shall remain unvested at such time, then appropriate adjustments in the unvested Shares shall be made by the Company, in order to prevent dilution or enlargement of rights hereunder.  Such adjustments shall include, where appropriate, changes in the number of shares of Common Stock that are unvested and subject to this Agreement.

 

(b)      Any additional shares of Common Stock, any other securities of the Company and any other property (except for cash dividends) distributed with respect to the Shares prior to the date the Shares vest shall be subject to the same restrictions, terms and conditions as the Shares.  Any cash dividends payable with respect to the Shares shall be distributed to Participant at the same time cash dividends are distributed to stockholders of the Company generally.

 

(c)      Any additional shares of Common Stock, any securities and any other property (except for cash dividends) distributed with respect to the Shares prior to the date such Shares vest shall be promptly deposited with the Chief Financial Officer or the custodian designated by the Chief Financial Officer to be held in custody in accordance with Section 5(b) hereof.

 

8.        Income Tax

 

Participant is responsible for payment of all applicable taxes with respect to this grant.

 

9.       Miscellaneous

 

(a)      This Agreement is issued pursuant to the Plan and is subject to its terms.  Participant hereby acknowledges receipt of a copy of the Plan.  The Plan is also available for inspection during business hours at the principal office of the Company.

 

(b)      This Agreement shall not confer on Participant any right with respect to continuance as a member of the Board of Directors of the Company, or to continue as a consultant or other person providing Services to the Company.

 

(c)      Until the Shares shall have been issued to Participant as provided herein, Participant shall have only the right to receive cash dividends and vote the Shares, but shall have no other rights of a stockholder with respect to the Shares.  Subject to the restrictions and terms of this Agreement, after such issuance, Participant shall have all of the rights of a stockholder with respect to the Shares.

 

3

(d)      Participant may designate, upon forms to be furnished by and filed with the Company, one or more primary beneficiaries or alternative beneficiaries to receive all or a specified part of Participant’s Shares in the event of Participant’s death.  Participant may change or revoke any such designation from time to time without notice to or consent from any beneficiary or spouse.  No such designation, change or revocation shall be effective unless executed by Participant and received by the Company during Participant’s lifetime.  If Participant fails to designate a beneficiary, designates a beneficiary and thereafter such designation is revoked without another beneficiary being named, or designates one or more beneficiaries and all such beneficiaries so designated fail to survive Participant, then Participant’s Shares, or the part thereof as to which Participant’s designation fails, as the case may be, shall be payable to the representative of Participant’s estate.

 

(e)      This Agreement and the Plan evidence the entire understanding and agreement of the parties hereto relative to the matters discussed herein.  This Agreement supersedes any and all other agreements and understandings, whether written or oral, relative to the matters discussed herein.  This Agreement may only be amended by a written document signed by both of the parties hereto.

 

(f)      This Agreement shall be governed by and construed in accordance with the laws of the State of Minnesota.

 

IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the day and year first above written.

 

 

	 	UROPLASTY, INC.
	 		
		By:	
 

		Name:  Rob Kill
		Its:  Title; President and CEO

 

4

Return by mail (or fax: 952-426-6171) to UROPLASTY, Inc., Chief Financial Officer,

5420 Feltl Road, Minnetonka, MN 55343

ACKNOWLEDGMENT OF RECEIPT

 

	
 

AWARDED TO

	
 

Award Date

	
 

Award No.

	
Number of UROPLASTY, Inc. Common Shares

	
Social Security Number

	
NAME

	
MM/DD/YY

	
RSXXX

	
XX,XXX

	
XXX-XX-XXXX

I hereby acknowledge receipt of the Restricted Stock Award granted on the Award Date under the terms and conditions of the Plan and this Agreement and agree to the provisions set forth therein and herein.

	 	
	
Signature of Participant

	
Date

 

5

EXHIBIT I

 

Assignment Separate from Certificate

 

For Value Received ________________________ hereby sell(s), assign(s) and transfer(s) unto Uroplasty, Inc. or its successors or assigns (the “Corporation”), _______________________ (________) shares of the Common Stock of the Corporation standing in his or her name on the books of the Corporation represented by Certificate No. _______________ herewith and do(es) hereby irrevocably constitute and appoint _________________ as attorney to transfer the said stock on the books of the Corporation with full power of substitution in the premises.

 

Dated:

 

	
 

	
Signature:

	
 

	
 

	Name: 	
 

	
 

	
Title:

	
 

	
 

	
Address:  

	
 

 

Instruction:  Please do not fill in any blanks other than the signature line.  Please sign exactly as you would like your name to appear on the issued stock certificate.  The purpose of this assignment is to enable the Corporation to exercise the Repurchase Right without requiring additional signatures on the part of Participant.

 

 

6LGCY 9.30.2014 EX 10.1

Exhibit 10.1

First Amendment
to
Third Amended and Restated Credit Agreement
among
Legacy Reserves LP,
as Borrower,
The Guarantors,
                        
Wells Fargo Bank, National Association,
as Administrative Agent,
and
The Lenders Signatory Hereto
Dated as of April 17, 2014
Sole Lead Arranger and Sole Book Runner 
Wells Fargo Securities, LLC

Syndication Agent
Compass Bank

Co-Documentation Agents
UBS Securities LLC
and
U.S. Bank National Association

First Amendment to
Third Amended and Restated Credit Agreement
This First Amendment to Third Amended and Restated Credit Agreement (this “First Amendment”) dated as of April 17, 2014, among Legacy Reserves LP, a limited partnership duly formed under the laws of the State of Delaware (the “Borrower”); each of the undersigned guarantors (the “Guarantors”, and together with the Borrower, the “Obligors”); Wells Fargo Bank, National Association, as administrative agent for the Lenders (in such capacity, together with its successors, the “Administrative Agent”); and the Lenders signatory hereto.
Recitals
A.    The Borrower, the Administrative Agent and the Lenders are parties to that certain Third Amended and Restated Credit Agreement dated as of April 1, 2014 (the “Credit Agreement”), pursuant to which the Lenders have made certain credit available to and on behalf of the Borrower.
B.    The Guarantors are parties to that certain Third Amended and Restated Guaranty Agreement dated as of April 1, 2014 made by each of the Guarantors (as defined therein) in favor of the Administrative Agent (the “Guaranty”).
C.    The Borrower, the Guarantors, the Administrative Agent and the Lenders have agreed to amend certain provisions of the Credit Agreement as more fully set forth herein.
D.    NOW, THEREFORE, in consideration of the premises and the mutual covenants herein contained, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
Section 1.    Defined Terms.  Each capitalized term which is defined in the Credit Agreement, but which is not defined in this First Amendment, shall have the meaning ascribed such term in the Credit Agreement.  Unless otherwise indicated, all section references in this First Amendment refer to sections of the Credit Agreement.  
Section 2.    Amendments to Credit Agreement. 

2.1    Amendments to Section 1.02.      

(a)    The definition of “Agreement” is hereby amended in its entirety to read as follows:

“Agreement” means this Third Amended and Restated Credit Agreement, as amended by the First Amendment, as the same may from time to time be amended, modified, supplemented or restated.

(b)    The definition of “Available Cash” is hereby amended in its entirety to read as follows:

“Available Cash” means, with respect to any fiscal month or fiscal quarter ending prior to the Termination Date:

(a)    the sum of (i) all cash and cash equivalents of the Borrower and its Subsidiaries, treated as a single consolidated entity, on hand at the end of such fiscal month or fiscal quarter; and (ii) all additional cash and cash equivalents of the Borrower and its Subsidiaries on hand on the date of determination of Available Cash with respect to such fiscal month or fiscal quarter resulting from working capital borrowings (including borrowings under this Agreement) made subsequent to the end of such fiscal month or fiscal quarter, less
(b)    the amount of any cash reserves established by Legacy Reserves GP, LLC as the general partner of the Borrower to (i) provide for the proper conduct of the business of the Borrower and its Subsidiaries (including reserves for future capital expenditures including drilling and acquisitions and for anticipated future credit needs of the Borrower and its Subsidiaries), (ii) comply with applicable law or any loan agreement, security agreement, mortgage, debt instrument or other agreement or obligation to which the Borrower or an Affiliate is a party or by which it is bound or its assets are subject or (iii) provide funds for distributions with respect to any one or more of the next twelve fiscal months or any one or more of the next four fiscal quarters; provided, that disbursements made by the Borrower or its Subsidiaries or cash reserves established, increased or reduced after the end of such fiscal month or fiscal quarter but on or before the date of determination of Available Cash with respect to such fiscal month or fiscal quarter shall be deemed to have been made, established, increased or reduced, for purposes of determining Available Cash, within such fiscal month or fiscal quarter if Legacy Reserves GP, LLC as the general partner of the Borrower so determines.
(c)    The following definition is hereby added where alphabetically appropriate to read as follows:

“First Amendment” means that certain First Amendment to Third Amended and Restated Credit Agreement, dated as of April 17, 2014, among the Borrower, the Guarantors, the Administrative Agent and the Lenders party thereto.

2.2    Amendment to Section 9.04(a)(iii).  Section 9.04(a)(iii) is hereby amended by deleting the reference to “quarterly”.

Section 3.    Conditions Precedent.  This First Amendment shall not become effective until the date on which each of the following conditions is satisfied (or waived in accordance with Section 12.02 of the Credit Agreement) (the “First Amendment Effective Date”):
3.1    The Administrative Agent shall have received from the Majority Lenders, the Borrower and the Guarantors, counterparts (in such number as may be requested by the Administrative Agent) of this First Amendment signed on behalf of such Person.
3.2    The Administrative Agent and the Lenders shall have received all fees and other amounts due and payable on or prior to the First Amendment Effective Date.
3.3    The Administrative Agent shall have received a certificate of the Borrower setting forth the amended Partnership Agreement of the Borrower and certifying the same as being true and complete.

3.4    No Default shall have occurred and be continuing as of the First Amendment Effective Date.
3.5    The Administrative Agent shall have received such other documents as the Administrative Agent or its special counsel may reasonably require.
The Administrative Agent is hereby authorized and directed to declare this First Amendment to be effective when it has received documents confirming or certifying, to the satisfaction of the Administrative Agent, compliance with the conditions set forth in this Section 3 or the waiver of such conditions as permitted in Section 12.02 of the Credit Agreement.  Such declaration shall be final, conclusive and binding upon all parties to the Credit Agreement for all purposes.
Section 4.  Miscellaneous.
4.1    Confirmation.  The provisions of the Credit Agreement, as amended by this First Amendment, shall remain in full force and effect following the effectiveness of this First Amendment.
4.2    Ratification and Affirmation; Representations and Warranties.  Each Obligor hereby (a) acknowledges the terms of this First Amendment; (b) ratifies and affirms its obligations under, and acknowledges its continued liability under, each Loan Document to which it is a party and agrees that each Loan Document to which it is a party remains in full force and effect as expressly amended hereby; (c) represents and warrants to the Lenders that as of the date hereof, after giving effect to the terms of this First Amendment:  (i) all of the representations and warranties contained in each Loan Document to which it is a party are true and correct, except to the extent any such representations and warranties are expressly limited to an earlier date, in which case, such representations and warranties shall continue to be true and correct as of such specified earlier date, (ii) no Default or Event of Default has occurred and is continuing and (iii) no event or events have occurred which individually or in the aggregate could reasonably be expected to have a Material Adverse Effect; and (d) agrees that from and after the First Amendment Effective Date each reference to the Credit Agreement and in the other Loan Documents shall be deemed to be a reference to the Credit Agreement, as amended by this First Amendment.
4.3    Counterparts.  This First Amendment may be executed by one or more of the parties hereto in any number of separate counterparts, and all of such counterparts taken together shall be deemed to constitute one and the same instrument.  Delivery of this First Amendment by telecopy, facsimile, email or other electronic means shall be effective as delivery of a manually executed counterpart hereof.
4.4    No Oral Agreement.  This First Amendment, the Credit Agreement and the other Loan Documents executed in connection herewith and therewith represent the final agreement between the parties and may not be contradicted by evidence of prior, contemporaneous, or unwritten oral agreements of the parties.  There are no subsequent oral agreements between the parties.
4.5    GOVERNING LAW.  THIS FIRST AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF TEXAS.

4.6    Payment of Expenses.  In accordance with Section 12.03 of the Credit Agreement, the Borrower agrees to pay or reimburse the Administrative Agent for all of its reasonable out-of-pocket costs and reasonable expenses incurred in connection with this First Amendment, any other documents prepared in connection herewith and the transactions contemplated hereby, including, without limitation, the reasonable fees and disbursements of counsel to the Administrative Agent.
4.7    Severability.  Any provision of this First Amendment which is prohibited or unenforceable in any jurisdiction shall, as to such jurisdiction, be ineffective to the extent of such prohibition or unenforceability without invalidating the remaining provisions hereof, and any such prohibition or unenforceability in any jurisdiction shall not invalidate or render unenforceable such provision in any other jurisdiction.
4.8    Successors and Assigns.  This First Amendment shall be binding upon and inure to the benefit of the parties hereto and their respective successors and assigns.
[SIGNATURES BEGIN NEXT PAGE]

IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be duly executed as of the date first written above.
	
					
	BORROWER:
	LEGACY RESERVES LP
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	Legacy Reserves GP, LLC
	 

	 
	 
	 
	its general partner
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ James Daniel Westcott
	 

	 
	 
	Name:
	James Daniel Westcott
	 

	 
	 
	Title:
	Executive Vice President and Chief Financial Officer
	 

	 
	 
	 
	 
	 

	GUARANTORS:
	LEGACY RESERVES OPERATING LP
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	Legacy Reserves Operating GP LLC, its general partner
	 

	 
	 
	By:
	Legacy Reserves LP, its sole member
	 

	 
	 
	By:
	Legacy Reserves GP, LLC, its general partner
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ James Daniel Westcott
	 

	 
	 
	Name:
	James Daniel Westcott
	 

	 
	 
	Title:
	Executive Vice President and Chief Financial Officer
	 

	 
	 
	 
	 
	 

	 
	LEGACY RESERVES OPERATING GP LLC
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	Legacy Reserves LP, its sole member
	 

	 
	 
	By:
	Legacy Reserves GP, LLC, its general partner
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ James Daniel Westcott
	 

	 
	 
	Name:
	James Daniel Westcott
	 

	 
	 
	Title:
	Executive Vice President and Chief Financial Officer
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	LEGACY RESERVES SERVICES, INC.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ James Daniel Westcott
	 

	 
	 
	Name:
	James Daniel Westcott
	 

	 
	 
	Title:
	Executive Vice President and Chief Financial Officer
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	ADMINISTRATIVE AGENT:
	WELLS FARGO BANK, NATIONAL ASSOCIATION,
	 

	 
	as Administrative Agent and a Lender
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Edward Pak
	 

	 
	 
	Name:
	Edward Pak
	 

	 
	 
	Title:
	Director
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	LENDERS:
	COMPASS BANK
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Ian Payne
	 

	 
	 
	Name:
	Ian Payne
	 

	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	UBS AG, STAMFORD BRANCH
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Lana Gifas
	 

	 
	 
	Name:
	Lana Gifas
	 

	 
	 
	Title:
	Director
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Jennifer Anderson
	 

	 
	 
	Name:
	Jennifer Anderson
	 

	 
	 
	Title:
	Associate Director
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	U.S. BANK NATIONAL ASSOCIATION
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Nicholas T. Hanford
	 

	 
	 
	Name:
	Nicholas T. Hanford
	 

	 
	 
	Title:
	Vice President
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	BANK OF AMERICA, N.A.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Joseph Scott
	 

	 
	 
	Name:
	Joseph Scott
	 

	 
	 
	Title:
	Director
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	ROYAL BANK OF CANADA
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Evans Swann, Jr.
	 

	 
	 
	Name:
	Evans Swann, Jr.
	 

	 
	 
	Title:
	Authorized Signatory
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	THE BANK OF NOVA SCOTIA
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Terry Donovan
	 

	 
	 
	Name:
	Terry Donovan
	 

	 
	 
	Title:
	Managing Director
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	KEYBANK NATIONAL ASSOCIATION
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ John Dravenstott
	 

	 
	 
	Name:
	John Dravenstott
	 

	 
	 
	Title:
	Vice President
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	UNION BANK, N.A.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Lara Sorokolit
	 

	 
	 
	Name:
	Lara Sorokolit
	 

	 
	 
	Title:
	Vice President
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	JPMORGAN CHASE BANK, N.A.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ David Morris
	 

	 
	 
	Name:
	David Morris
	 

	 
	 
	Title:
	Authorized Officer
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	BMO HARRIS FINANCING, INC.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Gumaro Tijerina
	 

	 
	 
	Name:
	Gumaro Tijerina
	 

	 
	 
	Title:
	Managing Director
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	BARCLAYS BANK PLC
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Nina Guinchard
	 

	 
	 
	Name:
	Nina Guinchard
	 

	 
	 
	Title:
	Assistant Vice Presient
	 

	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Michael Willis
	 

	 
	 
	Name:
	Michael Willis
	 

	 
	 
	Title:
	Managing Director
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Dixon Schulz
	 

	 
	 
	Name:
	Dixon Schulz
	 

	 
	 
	Title:
	Managing Director
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	CITIBANK, N.A.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Eamon Baqui
	 

	 
	 
	Name:
	Eamon Baqui
	 

	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	SOCIETE GENERALE
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ David Bornstein
	 

	 
	 
	Name:
	David Bornstein
	 

	 
	 
	Title:
	Director
	 

	 
	 
	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	BRANCH BANKING AND TRUST COMPANY
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ James Giordano
	 

	 
	 
	Name:
	James Giordano
	 

	 
	 
	Title:
	Vice President
	 

	 
	 
	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	WEST TEXAS NATIONAL BANK
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Chris Whigham
	 

	 
	 
	Name:
	Chris Whigham
	 

	 
	 
	Title:
	Senior VP
	 

	 
	 
	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	SANTANDER BANK, N.A.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Aidan Lanigan
	 

	 
	 
	Name:
	Aidan Lanigan
	 

	 
	 
	Title:
	Senior Vice President
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Gilbert Torres
	 

	 
	 
	Name:
	Gilbert Torres
	 

	 
	 
	Title:
	Senior Vice President
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

	
					
	 
	TEXAS CAPITAL BANK, N.A.
	 

	 
	 
	 
	 
	 

	 
	 
	By:
	/s/ Frank K. Stowers
	 

	 
	 
	Name:
	Frank K. Stowers
	 

	 
	 
	Title:
	Senior Vice President
	 

	 
	 
	 
	 
	 

Signature Page
First Amendment to Third Amended and Restated Credit Agreement

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00236-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00236-of-00352.parquet"}]]