Document:

exv10w36

Exhibit 10.36

2009 Election Form – Board Compensation

	 	 	 
	 

Name (Last, First, Middle Initial)

	 	 

Annual Retainer for all Directors

I irrevocably elect to receive my base 2009 annual retainer fee in the form of: (check one)

	o	 	Cash Only ($50,000);
	 
	o	 	Stock Only — such number of shares of common stock of the Company equal in aggregate value to
$62,500, valued at the closing price on the New York Stock Exchange on the day on which such
board compensation is payable; or
	 
	o	 	$20,000 cash plus such number of shares of common stock of the Company equal in aggregate value
to $42,500, valued at the closing price on the New York Stock Exchange on the day on which such
board compensation is payable.

Additional Retainer for Chairman of the Board

I irrevocably elect to receive my 2009 additional retainer for service as the Chairman of the Board
in the form of: (check one)

	o	 	Cash Only ($50,000); or
	 
	o	 	Such number of shares of common stock of the Company equal in aggregate value to $62,500, valued
at the closing price on the New York Stock Exchange on the day on which the board compensation
is payable.

Additional Retainer for Chairperson of Audit and Finance Committee

I irrevocably elect to receive my 2009 additional retainer for service as the Chairperson of the
Audit and Finance Committee in the form of: (check one)

	o	 	Cash Only ($15,000); or
	 
	o	 	Such number of shares of common stock of the Company equal in aggregate value to $18,750, valued
at the closing price on the New York Stock Exchange on the day on which the board compensation
is payable.

Additional Retainer for Chairperson of Compensation Committee

I irrevocably elect to receive my 2009 additional retainer for service as the Chairperson of the
Compensation Committee in the form of: (check one)

	o	 	Cash Only ($7,500); or
	 
	o	 	Such number of shares of common stock of the Company equal in aggregate value to $9,375, valued
at the closing price on the New York Stock Exchange on the day on which the board compensation
is payable.

Additional Retainer for Chairperson of Governance Committee

I irrevocably elect to receive my 2009 additional retainer for service as the Chairperson of the
Governance Committee in the form of: (check one)

	o	 	Cash Only ($5,000); or
	 
	o	 	Such number of shares of common stock of the Company equal in aggregate value to $6,250, valued
at the closing price on the New York Stock Exchange on the day on which the board compensation
is payable.

 

 

I understand that my retainer election hereunder excludes reimbursed expenses. I also understand
that I am agreeing to retain ownership of any shares I receive, including shares received in
connection with any annual grant of common stock, until the earlier of five years or retirement
from the board.

INSTRUCTIONS FOR DELIVERY OF SHARES (if electing to receive shares)

Please deliver my shares to the following brokerage account:

	 	 	 	 	 
	Broker DTC number:

	 	 	 	 
	 

	 	 	 	 
	My personal account number:
	 	 	 	 
	 

	 	 	 	 
	Broker’s name and phone number:
	 	 	 	 
	 

	 	 	 	 

ACKNOWLEDGED AND AGREED:

	 	 	 	 	 	 	 
	 
	 

Signature

	 	 
	 	 

Dateexv10w11

Exhibit 10.11

Confidential Materials omitted and filed separately with the

Securities and Exchange Commission. Asterisks denote omissions.

	 	 	 
			Nortel Networks Amended Agreement No. 011174 (11)

			Nortel Networks Original Agreement No. 011174

AMENDMENT NO. 11

to

DEVELOPMENT AND PURCHASE AND SALE AGREEMENT

FOR

CDMA HIGH DATA RATE (IxEV-DO) PRODUCTS

Amendment No. 11 by and between Nortel Networks Inc. (“NNI”) and Airvana Inc. (“AIRVANA”)
(“Amendment No. 11”).

WHEREAS, NNI and AIRVANA entered into a Development and Purchase and Sale Agreement for CDMA
High Data Rate (IxEV-DO) Products dated October 1, 2001, Agreement No. 011174, as amended
(“Agreement”); and

WHEREAS, NNI and AIRVANA wish to amend the Agreement further;

NOW, THEREFORE, in consideration of the premises and the promises set forth herein, NNI and
AIRVANA agree as follows, effective as of November 7, 2008(“Effective Date”) unless otherwise
set forth below:

	 	1.	 	Appendix A (5) is hereby deleted in its entirety and replaced with new Appendix A (6)
attached to and incorporated in this Amendment as Attachment 1.
	 
	 	2.	 	In all other respects the Agreement, as amended, remains unchanged.

IN WITNESS WHEREOF, the parties have caused this Amendment No. 11 to be signed by their duly
authorized representatives as of the Effective Date, although actually signed by the parties on
the dates set forth below their respective signatures.

	 	 	 	 	 	 	 	 	 	 
	AIRVANA, INC.	 	 	 	NORTEL NETWORKS INC.	 
	 
	 	 	 	 	 	 	 	 	 
	By: 

	/s/ Jeffrey D. Glidden
	 	 
	 	By: 
	/s/ Scott Wolfe	 
	 

	(Signature)
	 	 	 	 	(Signature)	 
	 	Name: 

	Jeffrey D. Glidden
	 	 	 	 	Name: 

	Scott Wolfe	 
	 

	 	(Print)
	 	 	 	 	 	(Print)	 
	 	Title:

	Vice President and CFO
	 	 	 	 	Title: 
	Senior Contracts Manager	 
	 	Date: 

	11/6/08
	 	 	 	 	Date: 	 Nov. 6, 2008	 

Page 1 of 4

 

ATTACHMENT 1

APPENDIX A (6)

PRODUCTS (HARDWARE AND SOFTWARE), AND SERVICES; PRICES AND FEES

HARDWARE

	 	 	 	 	 	 	 
	 	 	 	 		 	 
	Hardware Name	 	Airvana
 Order
 Number	 	Nortel Networks Price for
 Hardware	 	Notes
	 
	 	 	 	 	 	 
	 

	 	 	 	 	 	No H/W required

SOFTWARE

	 	 	 	 	 	 	 
	Software Name (Software	 		 		 	 
	 may be delivered	 		 		 	 
	separately from the	 	Airvana 	 	 	 	 
	Hardware or embedded in 	 	Order 	 	Nortel Networks Price for 	 	 
	the Hardware)	 	Number 	 	 Software 	 	Notes
	[**]

	 	TBD
	 	[**]
	 	[**]
	[**]

	 	 	 	[**]
	 	[**]

A total of six pages were omitted pursuant to a request for confidential treatment. [**]

Page 2 of 4

 

POST-WARRANTY SUPPORT SERVICES

	 	 	 	 	 	 	 
	Support Service by
Product or Software	 	Airvana
Order
Number	 	Nortel Networks Price
per year	 	Notes
	[**]

	 	TBD
	 	[**]
	 	[**]
	[**]

	 	TBD
	 	[**]
	 	[**]
	[**]

	 	TBD
	 	[**]
	 	[**]
	[**]

	 	TBD
	 	[**]
	 	[**]

	 	 	 	 	 
	Other Support	 	Nortel Networks	 	 
	Service	 	Price	 	Notes
	[**]

	 	[**]
	 	[**]
	[**]

	 	[**]
	 	[**]
	 
	[**]

	 	[**]
	 	[**]

TRAINING COURSES

	 	 	 	 	 	 	 	 	 
	Course
Number	 	Course
Length	 	Course Title / Description	 	Pre-requisites
	101

	 	2 days
	 	Introduction to 1xEV-DO Network Concepts

Primary Audience: First and second line support

Contents: Classroom only. This course covers
basics of the TCP/IP protocol, IP routing
protocols, Data Link Protocols, basic CDMA
protocol operation, and the 1xEV-DO protocol.
	 	None

	 
	 	 	 	 	 	 	 	 
	201

	 	5 days
	 	Basic 1xEV-DO — Concepts and Operation

Primary Audience: First and second line
support and technical field personnel, network
planners

Contents: Classroom and lab. This course
covers the 1xEV-DO system, airlink, signaling
and applications in detail; hands-on work with
the DOM, RNC & ANM, and basic network
troubleshooting, OMs & logging.
	 	101 or equivalent

	 
	 	 	 	 	 	 	 	 
	301

	 	4 days
	 	Advanced 1xEV-DO — Concepts and Operation

Audience: First and second line support,
technical field personnel, network planners

Contents: Classroom and lab. This course
covers advanced topics including RF
optimization, network optimization,
performance analysis, detailed throughput
performance troubleshooting.
	 	201	 	 

Page 3 of 4

 

Pricing Table

	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 
	Course
Number /	 	 	 	 	Total Cost / Number of Students	 
	Course Title	 	Location	 	 	6	 	 	7	 	 	8	 	 	9	 	 	10	 	 	11	 	 	12	 
	101 Introduction
	 	Airvana/Chelmsford	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	to 1xEV-DO
Network
	 	Customer/US & Canada	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	Concepts
	 	Customer/International	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	201 Basic 1xEV-DO —
	 	Airvana/Chelmsford	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	Concepts and
	 	Customer/US & Canada	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	Operation
	 	Customer/International	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	301 Advanced
	 	Airvana/Chelmsford	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	1xEV-DO —
Concepts and
	 	Customer/US & Canada	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 
	Operation
	 	Customer/International	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 	 	 	[**]	 

 

[**]

     Cancellation policy:

The following cancellation policy shall apply:

a)     Reschedule 14+ days, no charge 1st time only, then considered a cancellation as below.

b)     Cancel 14-29 days before delivery date, [**]% of services charged.

c)     Cancel 7-13 days before delivery date, [**]% of services charged.

d)     Cancel 0-6 days before delivery date, [**]% of services charged.

Page 4 of 4exv10w4

Exhibit 10.4

AMENDED AND RESTATED

CONTINENTAL CASUALTY COMPANY

SURPLUS NOTE

			
	 	 	 
	December 11, 2008
	 	$1,000,000,000

Continental Casualty Company, an Illinois insurance company, (the “Company”), for value received,
promises to pay to the order of CNA Financial Corporation or its registered assigns (the
“Noteholder”) on demand as provided herein the principal amount of One Billion Dollars
($1,000,000,000), and to pay interest on the outstanding principal balance of this Surplus Note at
the rate equivalent to ten percent (10%) per annum. The outstanding principal balance of this
Surplus Note, issued pursuant to 215 ILCS 5/34.1 of the Illinois Insurance Code, together with any
interest due thereon, shall not be considered as a legal liability on the statutory financial
statements of the Company or be the basis of any offset unless and until the Director of the
Division of Insurance of the Illinois Department of Financial and Professional Regulation (the
“Director”) approves such payment.

1. Term. This Surplus Note shall have a term of thirty (30) years (“Term”). At the end of
the Term, this Surplus Note shall be due and payable in full by the Company to the Noteholder,
unless earlier paid and satisfied in full pursuant to its provisions.

2. Payments. All payments or prepayments of principal or interest on this Surplus Note by
the Company may be made only with the prior written approval of the Director.

a. Application of Payments. Any payments made on account of this Surplus Note shall
be applied first to accrued and unpaid interest, and second to the unpaid principal hereof.

b. Interest Payments. Subject to the prior written approval of the Director,
payments of interest on this Surplus Note shall be made on the last business day of each
quarter, commencing on December 31, 2008 (each a “Scheduled Payment Date”) as long as the
Company’s NAIC Authorized Control Level Risk Based Capital is in excess of 250%. If a
Scheduled Payment Date is not a day on which both the Company and nationally chartered
United States banks are open for business, interest shall be paid on the next business day
and shall include accrued and unpaid interest through such date. Interest on this Surplus
Note shall be calculated on the basis of a 360-day year consisting of twelve 30-day months.

c. Principal Prepayment at Company’s Option. Subject to the prior written approval
of the Director, the Company may prepay this Surplus Note in whole or part at any time and
from time to time without premium or penalty and with accrued and unpaid interest through
the date of prepayment. 

3. Method of Payment. All payments of principal or interest shall be made by the Company
to the Noteholder without presentment of this Surplus Note or endorsement of such payment at the
address specified by the Noteholder for payment. Payments of principal or interest on this Surplus
Note shall be made, in accordance with the foregoing and subject to applicable laws and
regulations, to the holder of this Surplus Note at the principal corporate office of such holder or
such other place, which shall be reasonably acceptable to the Company, as the Noteholder

 

 

shall designate in writing to the Company. Payments under this Surplus Note shall be made in
immediately available funds in lawful money of the United States.

4. Ranking of Note. The Company shall not issue any securities which are senior to or pari
passu with this Surplus Note. By acceptance of this Surplus Note, the Noteholder expressly agrees
that the payment of principal and interest by the Company is expressly subordinated to claims of
creditors of Company under ILL. ANN. STAT. ch. 215 Section 5/205(1)(h) (Smith-Hurd 2008), which
provides that surplus notes are at the eighth priority. The obligations of the Company under this
Surplus Note are not subject either to offset by the Noteholder or to recoupment with respect to
any liability or obligation owed to the Company by the Noteholder. No agreement or interest
securing the Surplus Note, whether existing on the date of the Surplus Note or subsequently entered
into, applies to the obligation under the Surplus Note.

5. Governing Law. This Surplus Note and the Director’s exercise of regulatory authority,
including approval of payments under this Surplus Note, shall be governed by, and construed in
accordance with, the laws of the State of Illinois.

6. Transfer Restrictions. No transfer of this Surplus Note other than a transfer in whole
or in part to a subsidiary of the Noteholder shall be valid for any purpose until all transfer
restrictions have been satisfied and such transfer shall have been recorded in the books of the
Company.

TRANSFER RESTRICTIONS

THE COMPANY HAS OFFERED AND SOLD THIS SURPLUS NOTE PURSUANT TO EXEMPTIONS FROM REGISTRATIONS UNDER
THE FEDERAL AND STATE SECURITIES LAWS. A HOLDER OF THIS SURPLUS NOTE MAY NOT SELL OR OTHERWISE
TRANSFER THIS SURPLUS NOTE UNLESS THE OFFER AND SALE IS REGISTERED OR EXEMPT FROM REGISTRATION
UNDER THE APPLICABLE FEDERAL AND STATE SECURITIES LAWS. THE COMPANY MAY REQUIRE AN OPINION OF
COUNSEL ACCEPTABLE TO THE COMPANY THAT ANY SALE OR OTHER TRANSFER OF THIS SURPLUS NOTE SHALL NOT
VIOLATE THE APPLICABLE FEDERAL AND STATE SECURITIES LAWS.

7. Notices. Notice shall mean any written document which is originally executed and is
sent by United States mail, nationally recognized express or messenger delivery service or telecopy
confirmed by telephone, and a Notice shall be deemed to be given upon its receipt by the addressee
(in the case of a telecopy, upon telephonic confirmation following such receipt).

8. Integration. This Surplus Note including the Schedule shall constitute the entire
agreement between the Company and the Noteholder relating to the subject matter hereof. It
supersedes all prior discussions and other written materials between the Company and the Noteholder
with respect to the subject matter hereof.

9. Miscellaneous. The rights, privileges, duties and obligations under this Surplus Note
shall be binding on any transferees, successors and assignees. This Surplus Note embodies the
entire agreement and understanding between the Company and the Noteholder and supersedes all prior
agreements and understandings relating to the subject matter hereof. The headings in this Surplus
Note are for purposes of reference only, and shall not affect the meaning hereof.

2

 

IN WITNESS WHEREOF, the Company has caused this Surplus Note to be duly executed under seal by its
officers duly authorized thereunto.

	 	 	 	 	 
	CONTINENTAL CASUALTY COMPANY
	 
	 	 	 	 
	By:

	 	/s/ LAWRENCE J. BOYSEN	 	 
	 

	 	 	 	 
	 

	 	Lawrence J. Boysen	 	 
	 

	 	Senior Vice President and Controller	 	 
	 
	 	 	 	 
	Attest:
	 
	 	 	 	 
	By:

	 	/s/ MEGHAN K. JOHNSON	 	 
	 

	 	 	 	 
	 
	 	 	 	 
	Name: Meghan K. Johnson
	 
	 	 	 	 
	Title: Assistant Secretary

3

 

Surplus Note Schedule

	 	 	 	 	 	 	 	 	 	 	 
	 	 	 	 	 	 	Amount of	 	Unpaid	 	 
	 	 	Amount of	 	Date	 	Principal	 	Principal	 	Notation
	Date	 	Principal	 	Repaid	 	Repayment	 	Balance	 	Made By
	11-7-08
	 	1,000,000,000.00	 	 	 	 	 	 	 	B.C.

4

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