Document:

First Amendment to the Amended and Restated Secured Loan

 Exhibit 10(b) 
 FIRST AMENDMENT TO AMENDED AND RESTATED SECURED LOAN AND 

SERVICING AGREEMENT AND TO VARIABLE FUNDING NOTE 

THIS FIRST AMENDMENT, dated as of May 18, 2011 (this “Amendment”), is entered into in connection
with that certain (i) Amended and Restated Secured Loan and Servicing Agreement, dated as of May 4, 2010, effective as of May 21, 2010 (as amended, supplemented, restated or replaced from time to time, the “Secured Loan and
Servicing Agreement”), by and among NewStar Short-Term Funding LLC, as the borrower (together with its successors and assigns in such capacity, the “Borrower”), NewStar Financial, Inc., as the originator (together with its
successors and assigns in such capacity, the “Originator”) and as the servicer (together with its successors and assigns in such capacity, the “Servicer”), MMP-7 Funding, LLC, as the lender (together with its
successors and assigns in such capacity, the “Lender”), NATIXIS Financial Products LLC, as the Administrative Agent (together with its successors and assigns in such capacity, the “Administrative Agent”), and U.S.
Bank National Association, as the trustee (together with its successors and assigns in such capacity, the “Trustee”) and (ii) Variable Funding Note made by the Borrower dated August 26, 2005 (the “Variable Funding
Note”). Capitalized terms used but not defined herein shall have the meanings provided in the Secured Loan and Servicing Agreement. 
 R E C I T A L S 
 WHEREAS, the parties hereto
entered into that certain Secured Loan and Servicing Agreement and the Borrower has entered into the Variable Funding Note; and 
 WHEREAS, the parties hereto desire to amend the Secured Loan and Servicing Agreement and the Variable Funding Note in certain respects as provided herein. 

NOW, THEREFORE, based upon the above Recitals, the mutual premises and agreements contained herein, and other good
and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, hereby agree as follows: 
  

	A.	AMENDMENTS. 

 1. Section 1.1 of the Secured Loan and Servicing Agreement is hereby amended as follows: 
 (a) The definition of “Amortization Period” is amended and restated in its entirety as follows: 

“Amortization Period” The period beginning on the Revolving Period End Date and ending on
the Collection Date.”. 
 (b) Clause (cc) of the definition of “Eligible Loan” is
hereby amended and restated in its entirety as follows: 

 “(cc) such Loan (i) was originated and
underwritten by the Originator or was reunderwritten by the Originator, as applicable, including, without limitation, the completion of a due diligence audit and collateral assessment, (ii) is fully documented, and (iii) is being serviced
by the Servicer, in each case in accordance with the Credit and Collection Policy and the Servicing Standard;”. 
 (c) The definitions of “Collection Date”, “Commitment”, “Facility Amount” and “Revolving Period” are hereby amended by deleting the
phrase “Termination Date” wherever it appears in such definitions and replacing it with the phrase “Revolving Period End Date”. 
 (d) Section 1.1 is hereby amended by adding the following definition thereto: 
 “Revolving Period End Date”: The earlier to occur of (a) the Termination Date and (b) June 20, 2011 or such later date as such date may be extended pursuant to and in
accordance with Section 2.1(f).” 
 (e) The definition of “Termination Date”
in Section 1.1 of the Secured Loan and Servicing Agreement is hereby amended by deleting the date “May 20, 2011” and replacing it with the date, “May 19, 2012”. 

2. Section 2.1(b) of the Secured Loan and Servicing Agreement is hereby amended by deleting the phrase
“Termination Date” and replacing it with the phrase “Revolving Period End Date”. 
 3.
Section 2.1 of the Secured Loan and Servicing Agreement is hereby amended by adding a new subsection (f) thereto as follows: 
 “(f) The Administrative Agent may, at its option, extend the Revolving Period End Date for any period of time up to and including May 19, 2012, by notice to the Borrower, the Originator and the
Servicer. 
 4. Section 6.15 of the Secured Note and Servicing Agreement is hereby amended by
deleting “on a quarterly basis and in any event within 60 days of each Distribution Date” and replacing it with “on a semi-annual basis no later than 3 months after the end of each such semi-annual period with the first such report to
be delivered no later than September 30, 2011 for the semi-annual period ending June 30, 2011”. Any default caused by a failure to deliver reports within the time periods specified by Section 6.15 prior to the date of this
Amendment is hereby waived. 
 5. The Variable Funding Note is hereby amended by (i) deleting “MMP-5
Funding, LLC” and replacing it with “MMP-7 Funding, LLC” as the Lender thereunder and (ii) deleting the reference to the Secured Loan and Servicing Agreement as defined therein and replacing it with a reference to the Secured
Loan and Servicing Agreement as defined in this Amendment. 

  
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	B.	AGREEMENTS IN FULL FORCE AND EFFECT AS AMENDED AND WAIVED. 

Except as specifically amended and waived hereby, all provisions of the Secured Loan and Servicing Agreement and of the
Variable Funding Note shall remain in full force and effect. After this Amendment becomes effective, (i) all references to the Secured Loan and Servicing Agreement, “hereof,” “herein,” or words of similar effect referring to
the Secured Loan and Servicing Agreement shall be deemed to mean the Secured Loan and Servicing Agreement as amended hereby and (ii) all references to the Variable Funding Note, “hereof,” “herein,” or words of similar effect
referring to the Variable Funding Note shall be deemed to mean the Variable Funding Note as amended hereby. This Amendment shall not constitute a novation of the Secured Loan and Servicing Agreement, but shall constitute an amendment and a one-time
waiver thereof. This Amendment shall not constitute a novation of the Variable funding Note but shall constitute an amendment thereof. This Amendment shall not be deemed to expressly or impliedly waive, amend or supplement any provision of the
Secured Loan and Servicing Agreement or of the Variable Funding Note other than as expressly set forth herein. 
  

	C.	REPRESENTATIONS AND WARRANTIES. 

 Each of the Originator, the Borrower and the Servicer represents and warrants with respect to itself as of the effective date of this Amendment as follows: 

(a) it is duly incorporated or organized, validly existing and in good standing under the laws of its jurisdiction of
incorporation or organization; 
 (b) the execution, delivery and performance by it of this Amendment are within
its powers, have been duly authorized, and do not contravene (A) its charter, by-laws, or other organizational documents, or (B) any Applicable Law; 
 (c) no consent, license, permit, approval or authorization of, or registration, filing or declaration with any governmental authority, is required in connection with the execution, delivery, performance,
validity or enforceability of this Amendment by or against it; 
 (d) this Amendment has been duly executed and
delivered by it; 
 (e) this Amendment constitutes its legal, valid and binding obligation enforceable against
it in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization, moratorium or similar laws affecting the enforcement of creditors’ rights generally or by general principles of
equity; 
 (f) it is not in default under the Secured Loan and Servicing Agreement; and 

(g) after giving effect to this Amendment, there is no Termination Event, Unmatured Termination Event, or Servicer
Default. 

  
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	D.	CONDITIONS TO EFFECTIVENESS. 

 The effectiveness of this Amendment is conditioned upon delivery of executed signature pages by all parties hereto to the Administrative Agent. 

 

	E.	MISCELLANEOUS. 

 (a) This Amendment may be executed in any number of counterparts (including by facsimile or pdf), and by the different parties hereto on the same or separate counterparts, each of which shall be deemed to
be an original instrument but all of which together shall constitute one and the same agreement. 
 (b) The
descriptive headings of the various sections of this Amendment are inserted for convenience of reference only and shall not be deemed to affect the meaning or construction of any of the provisions hereof. 

(c) This Amendment may not be amended or otherwise modified except as provided in the Secured Loan and Servicing
Agreement. 
 (d) The failure or unenforceability of any provision hereof shall not affect the other provisions
of this Amendment. 
 (e) Whenever the context and construction so require, all words used in the singular
number herein shall be deemed to have been used in the plural, and vice versa, and the masculine gender shall include the feminine and neuter and the neuter shall include the masculine and feminine. 

(f) This Amendment represents the final agreement between the parties only with respect to the subject matter expressly
covered hereby and may not be contradicted by evidence of prior, contemporaneous or subsequent oral agreements between the parties. There are no unwritten oral agreements between the parties. 

(g) By its signature below, the Administrative Agent acknowledges that this Amendment shall constitute the notice
required by Section 2.1(d) of the Secured Loan and Servicing Agreement. In addition, the Administrative Agent hereby authorizes and directs the Trustee to execute and deliver this Amendment. 

(h) THIS AMENDMENT AND THE RIGHTS AND OBLIGATIONS OF THE PARTIES UNDER THIS AMENDMENT SHALL BE GOVERNED BY AND
CONSTRUED AND INTERPRETED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK. 
 [Remainder of Page Intentionally Left
Blank] 

  
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 IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by
their respective officers thereunto duly authorized, as of the date first above written. 
  

							
	THE BORROWER	  		 	NEWSTAR SHORT-TERM FUNDING LLC
				
		  		 	By:	 	Newstar Financial, Inc., its Designated Manager
				
		  		 	By:	 	 /s/ JOHN J. FRISHKOPF

		  		 		 	Name: John J. Frishkopf
		  		 		 	Title: Treasurer
			
	THE ORIGINATOR AND SERVICER:	  		 	NEWSTAR FINANCIAL, INC.
				
		  		 	By:	 	 /s/ JOHN J. FRISHKOPF

		  		 		 	Name: John J. Frishkopf
		  		 		 	Title: Treasurer
			
	THE LENDER:	  		 	MMP-7 FUNDING, LLC
				
		  		 	By:	 	 /s/ BERNARD J. ANGELO

		  		 		 	Name: Bernard J. Angelo
		  		 		 	Title: Vice President
			
	THE ADMINISTRATIVE AGENT:	  		 	NATIXIS FINANCIAL PRODUCTS LLC
				
		  		 	By:	 	 /s/ DAVID A. POWAR

		  		 		 	Name: David A. Powar
		  		 		 	Title: Managing Director
				
		  		 	By:	 	 /s/ ADAM W. TRUE

		  		 		 	Name: Adam W. True
		  		 		 	Title: Managing Director, Senior Counsel

  

			
		  	NewStar-Amendment No. 1 to A&R SLSA

							
	THE TRUSTEE:	 		 	 U.S. BANK NATIONAL ASSOCIATION,
 not in its individual capacity but solely as Trustee

				
		 		 	By:	 	 /s/ KYLE HARCOURT

		 		 		 	Name: Kyle Harcourt
		 		 		 	Title: Vice President

  

			
		  	NewStar-Amendment No. 1 to A&R SLSAThird Amendment to Lease

 Exhibit 10.65 
 THIRD AMENDMENT TO LEASE 
 THIS THIRD AMENDMENT TO LEASE (“Third
Amendment”) is entered into as of April 1, 2011, by and between 2929 SEVENTH ST., LLC, a California limited liability company (“Landlord”) and Dynavax Technologies Corporation, a Delaware corporation
(“Tenant”), with reference to the following facts: 
 A. Landlord and Tenant are parties to that certain lease
dated as of January 7, 2004 (the “Original Lease”), which lease has been previously amended by that certain First Amendment to Lease dated as of May 21, 2004 (the “First Amendment”) and by that
certain Second Amendment to Lease dated as of October 12, 2010 (the Original Lease, as so amended, being referred to herein as the “Lease”), pursuant to which Landlord leases to Tenant space consisting of Suite No. 100
(“Suite 100”), Suite No. 130 (“Suite 130”) and Suite No. 200 (“Suite 200”) in the building located at 2929 Seventh Street, Berkeley, California (the “Building”).

 B. Tenant desires to surrender a portion of Suite 130 to Landlord containing approximately 3,319 rentable
square feet on the first (1st) floor of the Building
as shown on Exhibit A hereto (the “Suite 130 Reduction Space”) and Landlord is willing to accept Tenant’s surrender of the Reduction Space on the terms and conditions set forth herein. 

NOW, THEREFORE, in consideration of the above recitals which by this reference are incorporated herein, the mutual covenants and
conditions contained herein and other valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Landlord and Tenant agree as follows: 
 1. Reduction of Space From Premises. 
 (a) Suite 130 Reduction
Effective Date. It is acknowledged that Tenant has vacated the Suite 130 Reduction Space in accordance with Article 12 of the Original Lease. As used herein, the Suite 130 Reduction Effective Date shall be April 1, 2011. 

(b) Reduction. Effective as of the Suite 130 Reduction Effective Date, Suite 130 shall be decreased from 13,381 rentable square
feet to 10,062 rentable square feet by the elimination of the Suite 130 Reduction Space, and the Remaining Premises shall consist of approximately 40,702 rentable square feet. As of the Reduction Effective Date, (i) the Lease shall be
terminated with respect to the Suite 130 Reduction Space (subject to the survival of Tenant’s indemnity obligations pursuant to Section 17.2 of the Original Lease), and (ii) the “Premises”, as defined in the Lease, shall
mean the Remaining Premises. 
 (c) Suite 130 Reduction Space Representation. Tenant represents that it has not made any
assignment, sublease, transfer or conveyance of (i) the Lease or any interest therein, or (ii) in the Suite 130 Reduction Space, and further represents that there is not and will not hereafter be any claim, demand, obligation, liability,
action or cause of action by any other party respecting, relating to or arising out of the Reduction Space. Tenant agrees to indemnify and hold Landlord harmless from and against all liabilities, expenses, claims, demands,

 
judgments, damages or costs arising from the representations set forth in this Section 1(c), including without limitation, attorneys’ fees. Tenant acknowledges that Landlord will be
relying on this Third Amendment in entering into leases for the Reduction Space with other parties. 
 2. Tenant’s
Share. Effective as of the Suite 130 Reduction Effective Date, Tenant’s Share of Rent Adjustments and Rent Adjustment Deposits shall be decreased appropriately to account for the elimination of the Suite 130 Reduction Space. 

3. Monthly Base Rent. Commencing as of the Suite 130 Reduction Effective Date and continuing through and
including the Extended Termination Date, the schedule of Monthly Base Rent for the Remaining Premises shall be as follows: 
  

													
	 Months of Term or Period
	  	Monthly Base
Rent for Suite
100**	 	  	Monthly
Base Rent
for Suites
130/200	 	  	Aggregate
Monthly
Base
Rent
for
Remaining
Premises	 
	 April 1, 2011 - August 30, 2011
	  	$	65,941.54	  	  	$	25,675.10	  	  	$	91,616.64	  
	 September 1, 2011 - August 30, 2012
	  	$	67,919.78	  	  	$	26,445.35	  	  	$	94,365.13	  
	 September 1, 2012 - August 30, 2013
	  	$	69,957.37	  	  	$	27,238.71	  	  	$	97,196.08	  
	 September 1, 2013 - August 30, 2014
	  	$	72,056.09	  	  	$	28,055.87	  	  	$	100,111.96	  
	 September 1, 2014 - August 30, 2015
	  	$	74,217.78	  	  	$	28,897.55	  	  	$	103,115.33	  
	 September 1, 2015 - August 30, 2016
	  	$	76,444.31	  	  	$	29,764.48	  	  	$	106,208.79	  
	 September 1, 2016 - September 30, 2017
	  	$	78,737.64	  	  	$	30,657.42	  	  	$	109,395.06	  

  

	**	The foregoing Monthly Base Rent figures are based on Suite 100 consisting of 23,500 rentable square feet following the Reduction Effective Date. If Landlord remeasures
Suite 100 and determines that the rentable area of Suite 100 is not 23,500 rentable square feet, then the schedule for Monthly Base Rent shall be adjusted accordingly, and shall be set forth in the Reduction Effective Date Agreement attached to the
Second Amendment to Lease as Rider 1. 

 All such Monthly Base Rent shall be payable by Tenant in accordance with the
terms of the Lease. 
 4. Parking. Effective as of the Reduction Effective Date, the number of unreserved parking
spaces that Tenant may use pursuant to Section 1.1(13) of the Original Lease, as amended by the First Amendment and further amended by the Second Amendment, shall be reduced from 132 to 122. 

5. Representations. Each party represents to the other that it has full power and authority to execute this Third
Amendment. 
 6. Miscellaneous. 
 (a) This Third Amendment and the attached Exhibit A, which are hereby incorporated into and made a part of this Third Amendment, set forth the entire agreement between the parties with respect to
the matters set forth herein. There have been no additional oral or written representations or agreements. 

  
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 (b) Except as herein modified or amended, the provisions, conditions and terms of the Lease
shall remain unchanged and in full force and effect. 
 (c) In the case of any inconsistency between the provisions of the Lease
and this Third Amendment, the provisions of this Third Amendment shall govern and control. 
 (d) Capitalized terms used in this
Third Amendment shall have the same definitions as set forth in the Lease to the extent that such capitalized terms are defined therein and not redefined in this Third Amendment. 

(e) Tenant hereby represents to Landlord that Tenant has dealt with no broker in connection with this Third Amendment. Tenant agrees to
indemnify and hold Landlord harmless from all claims of any brokers claiming to have represented Tenant in connection with this Third Amendment. 
 (f) Each signatory of this Third Amendment represents hereby that he or she has the authority to execute and deliver the same on behalf of the party hereto for which such signatory is acting. 

(g) Tenant represents and warrants to Landlord that Tenant is currently in compliance with and shall at all times through and including
the Extended Termination Date, remain in compliance with the regulations of the Office of Foreign Asset Control (“OFAC”) of the Department of the Treasury (including those named on OFAC’s Specially Designated and Blocked
Persons List) and any statute, executive order (including the September 24, 2001, Executive Order Blocking Property and Prohibiting Transactions with Persons Who Commit, Threaten to Commit, or Support Terrorism), or other governmental action
relating thereto. 
 (h) This Third Amendment may be executed in multiple counterparts each of which is deemed an original but
together constitute one and the same instrument. This Third Amendment may be executed in so-called “pdf” format and each party has the right to rely upon a pdf counterpart of this Third Amendment signed by the other party to the same
extent as if such party had received an original counterpart. 
 [SIGNATURES ARE ON FOLLOWING PAGE] 

  
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 IN WITNESS WHEREOF, Landlord and Tenant have duly executed this Third Amendment as of
the day and year first above written. 
  

					
	LANDLORD:	 	 2929 Seventh St, LLC,
 a California limited liability company

			
		 	By:	 	 /s/ Richard K Robbins

		 		 	Richard K. Robbins
		 		 	Managing Member
		
	TENANT:	 	 Dynavax Technologies Corporation,
 a Delaware corporation

			
		 	By:	 	 /s/ Jennifer Lew

		 	Name:	 	 Jennifer Lew

		 	Title:	 	 Vice President, Finance

  
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 EXHIBIT A 
 SUITE 130 REDUCTION SPACE 

  
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