Document:

exv10w1

 

Exhibit 10.1

CANADIAN FORM

RESTRICTED STOCK UNIT AWARD AGREEMENT

DOLLAR FINANCIAL CORP. 2005 STOCK INCENTIVE PLAN

          THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”)
is made as of ____________ (the “Effective Date”) between Dollar Financial Corp. (the “Company”) and ____________ (the
“Grantee”).

          WHEREAS, the Company maintains the Dollar Financial Corp. 2005 Stock Incentive Plan (the
“Plan”) for the benefit of its key employees, directors and consultants who provide services to the
Company; and

          WHEREAS, the Plan permits the award of restricted stock units (“Restricted Stock Units”) with
respect to shares of the Company’s Common Stock (the “Common Stock”); and

          WHEREAS, to compensate the Grantee for his service to the Company and to further align the
Grantee’s personal financial interests with those of the Company’s stockholders, the Company wishes
to award the Grantee a number of restricted stock units, on the terms and conditions contained in
the Plan and this Agreement.

          NOW, THEREFORE, it is hereby agreed as follows:

          1. Grant of Restricted Stock Units. The Company hereby awards to the Grantee, as of
the Effective Date, Restricted Stock Units under the Plan. Each Restricted Stock Unit which vests
shall entitle the Grantee to receive one share of Common Stock on the applicable issuance date in
accordance with the Issuance Schedule. The number of shares of Common Stock subject to the awarded
Restricted Stock Units, the applicable vesting schedule for those shares, the date on which those
vested shares shall become issuable to the Grantee and the remaining terms and conditions governing
the award (the “Award”) shall be as set forth in this Agreement.

AWARD SUMMARY

	 	 	 
	Number of Shares

Subject to Award:

	 	________ shares of Common Stock (the “Shares”).
	 
	 	 
	Vesting Schedule:

	 	The Shares shall vest upon the earliest to occur
of (i) the first anniversary of the Effective
Date, (ii) the date of the first stockholders
meeting occurring after the Effective Date, (iii)
a Change in Control, and (iv) the Grantee’s death
(each a “Vesting Date”), provided the Grantee
remains in Continuous Status as a Director
through the applicable Vesting Date.

1

 

	 	 	 
	Issuance Schedule:

	 	The Shares will be issued upon the first to occur of
(i) the Grantee’s ceasing to be a Director (for greater
certainty, whether by resignation from the Board, not
standing for re-election to the Board, or not being
elected or re-elected to the Board) in connection with
a Change in Control, and (ii) the earlier of (A) the
91st day after the effective date of the
Grantee’s cessation of Continuous Status as a Director
and (B) the fifteenth day of the third calendar month
following the calendar year in which the Grantee’s
Continuous Status as a Director ceased.
	 
	 	 
	 

	 	The settlement of all Restricted Stock Units which vest
under the Award shall be made solely in Shares except
where the Administrator would be entitled to settle the
Award in non-Share consideration pursuant to Section
16(c) of the Plan; provided, however that the
settlement date in such case shall not be earlier than
the date on which the Shares would otherwise have been
issued pursuant to the Issuance Schedule. In no event,
however, shall any fractional shares be issued.
Accordingly, the total number of Shares to be issued
pursuant to the Award shall, to the extent necessary,
be rounded down to the next whole share in order to
avoid the issuance of a fractional share.
	 
	 	 
	 

	 	Notwithstanding anything herein or the Plan to the
contrary, to the extent compliance with the
requirements of Treas. Reg. § 1.409A-3(i)(2) (or any
successor provision) is necessary to avoid the
application of an additional tax under Section 409A of
the Code, any issuance of Shares that are otherwise due
within six months following the Grantee’s “separation
from service” within the meaning of Treas. Reg.
1.409A-1(h) will be deferred (without interest) and
issued to the Grantee immediately following that six
month period.

          2. Limited Transferability. Prior to actual receipt of the Shares which vest and
become issuable hereunder, the Grantee may not transfer any interest in the Award or the underlying
Shares. Any Shares which vest hereunder but which otherwise remain unissued at the time of the
Grantee’s death may be transferred pursuant to the provisions of the Grantee’s will or the laws of
inheritance.

          3. Cessation of Service. Should the Grantee cease Service for any reason prior to
vesting in one or more Shares subject to this Award, then the Award will be immediately cancelled
with respect to those unvested Shares, and the number of Restricted Stock Units will be reduced
accordingly. The Grantee shall thereupon cease to have any right or entitlement to receive any
Shares under those cancelled units.

          4. Stockholder Rights. The holder of this Award shall not have any stockholder
rights, including voting or dividend rights, with respect to the Shares subject to the Award until
the Grantee becomes the record holder of those Shares following their actual issuance upon the
Company’s collection of the applicable Withholding Taxes.

2

 

          5. Adjustment in Shares. Subject to any required action by the shareholders of the
Company, if the outstanding shares of Common Stock are increased, decreased, changed into or
exchanged for a different number or kind of shares or securities of the Company or a successor
entity, or for other property (including without limitation, cash), through reorganization,
recapitalization, reclassification, stock combination, stock dividend, stock split, reverse stock
split, spin off, extraordinary corporate distribution or other similar transaction, an appropriate
and proportionate adjustment shall be made to the total number and/or class of securities issuable
pursuant to this Award by the Administrator, whose determination will be final, binding and
conclusive. The issuance of such securities so issuable shall continue to be governed by the
Issuance Schedule set out in the Award Summary and nothing in this Section 5 shall be interpreted
to accelerate the date or otherwise deviate from the Issuance Schedule.

          6. Collection of Withholding Taxes. Until such time as the Company provides the
Grantee with written or electronic notice to the contrary, the Company shall collect the federal,
state and local income and employment taxes (the “Withholding Taxes”), if any, required to be
withheld with respect to the issuance of the vested Shares hereunder through an automatic share
withholding procedure pursuant to which the Company will withhold, at the time of such issuance, a
portion of the Shares with a Fair Market Value (measured as of the issuance date) equal to the
amount of those taxes (the “Share Withholding Method”); provided, however, that the amount of any
Shares so withheld shall not exceed the minimum statutory amount required to be withheld by the
Company. Notwithstanding the foregoing, the Administrator may, at its sole discretion, require
that such Withholding Taxes be paid through one of the following methods selected by the
Administrator in lieu of the Share Withholding Method:

	 	•	 	the Grantee’s delivery of his or her separate check payable to the Company in
the amount of such taxes, or
	 
	 	•	 	the use of the proceeds from a next-day sale of the Shares issued to the
Grantee, provided and only if (i) such a sale is permissible under the Company’s trading
policies governing the sale of Common Stock, (ii) the Grantee makes an irrevocable
commitment, on or before the issue date for those Shares, to effect such sale of the Shares
and (iii) the transaction is not otherwise deemed to constitute a prohibited loan under
Section 402 of the Sarbanes-Oxley Act of 2002.

          7. Compliance with Laws and Regulations. The issuance of shares of Common Stock
pursuant to the Award shall be subject to compliance by the Company and Grantee with all applicable
requirements of law relating thereto and with all applicable regulations of any stock exchange (or
the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at
the time of such issuance.

          8. Notices. Any notice required to be given or delivered to the Company under the
terms of this Agreement shall be in writing and addressed to the Company at its principal corporate
offices. Any notice required to be given or delivered to the Grantee shall be in writing and
addressed to Grantee at the address indicated below

3

 

Grantee’s signature line on this Agreement. All notices shall be deemed effective upon
personal delivery or upon deposit in the U.S. mail, postage prepaid and properly addressed to the
party to be notified.

          9. Successors and Assigns. Except to the extent otherwise provided in this Agreement,
the provisions of this Agreement shall inure to the benefit of, and be binding upon, the Company
and its successors and assigns and the Grantee, the Grantee’s assigns, the legal representatives,
heirs and legatees of the Grantee’s estate and any beneficiaries of the Award designated by the
Grantee.

          10. Construction. This Agreement and the Award evidenced hereby are made and granted
pursuant to the Plan. Except to the extent of any inconsistency between this Agreement and the
Plan, the Agreement and Award are in all respects limited by and subject to the terms of the Plan.
Where there is an inconsistency between this Agreement and the Plan, the terms of this Agreement
shall govern and the Award and any decision of the Administrator in respect thereof shall be
subject to this Agreement and interpreted in a manner consistent with the intention of the parties
that this Agreement and Award shall qualify as a prescribed plan within the meaning of Regulation
6801(d) of the Income Tax Act (Canada). All decisions of the Administrator with respect to any
question or issue arising under the Plan or this Agreement shall be conclusive and binding on all
persons having an interest in the Award.

          11. Governing Law. The interpretation, performance and enforcement of this Agreement
shall be governed by the laws of the State of Delaware without resort to that State’s
conflict-of-laws rules.

          12. Employment at Will. Nothing in this Agreement or in the Plan shall confer upon
the Grantee any right to continue in service for any period of specific duration or interfere with
or otherwise restrict in any way the rights of the Company (or any Subsidiary employing or
retaining the Grantee) or of the Grantee, which rights are hereby expressly reserved by each, to
terminate the Grantee’s service at any time for any reason, with or without cause.

          13. Definitions. All capitalized terms in this Agreement that are not defined herein
shall have the meaning assigned to them in the Plan.

4

 

          IN WITNESS WHEREOF, the parties have executed this Agreement on the day and year first
indicated above.

	 	 	 	 	 
	 	DOLLAR FINANCIAL CORP.
 	 
	 	By:  	 	 
	 	 	Title: CEO & Chairman of the Board 	 
	 	 	 	 
	 
	 	GRANTEE
 	 
	 	Signature:  	 	 
	 	Address:  	 	 
	 	  	 	 

5

 

CANADIAN FORM

RESTRICTED STOCK UNIT AWARD AGREEMENT

DOLLAR FINANCIAL CORP. 2007 STOCK INCENTIVE PLAN

          
THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Agreement”) is made as of ____________ (the “Effective Date”) between Dollar Financial Corp. (the “Company”) and
____________ (the
“Grantee”).

          WHEREAS, the Company maintains the Dollar Financial Corp. 2007 Stock Incentive Plan (the
“Plan”) for the benefit of its key employees, directors and consultants who provide services to the
Company; and

          WHEREAS, the Plan permits the award of restricted stock units (“Restricted Stock Units”) with
respect to shares of the Company’s Common Stock (the “Common Stock”); and

          WHEREAS, to compensate the Grantee for his service to the Company and to further align the
Grantee’s personal financial interests with those of the Company’s stockholders, the Company wishes
to award the Grantee a number of restricted stock units, on the terms and conditions contained in
the Plan and this Agreement.

          NOW, THEREFORE, it is hereby agreed as follows:

          14. Grant of Restricted Stock Units. The Company hereby awards to the Grantee, as of
the Effective Date, Restricted Stock Units under the Plan. Each Restricted Stock Unit which vests
shall entitle the Grantee to receive one share of Common Stock on the applicable issuance date in
accordance with the Issuance Schedule. The number of shares of Common Stock subject to the awarded
Restricted Stock Units, the applicable vesting schedule for those shares, the date on which those
vested shares shall become issuable to the Grantee and the remaining terms and conditions governing
the award (the “Award”) shall be as set forth in this Agreement.

AWARD SUMMARY

	 	 	 
	Number of Shares

Subject to Award:

	 	________ shares of Common Stock (the “Shares”).
	 
	 	 
	Vesting Schedule:

	 	The Shares shall vest upon the earliest to occur
of (i) the first anniversary of the Effective
Date, (ii) the date of the first stockholders
meeting occurring after the Effective Date, (iii)
a Change in Control, and (iv) the Grantee’s death
(each a “Vesting Date”), provided the Grantee
remains in Continuous Status as a Director
through the applicable Vesting Date.
	 
	 	 
	Issuance Schedule:

	 	The Shares will be issued upon the first to occur
of (i) the Grantee’s ceasing to be a Director
(for greater certainty, whether by resignation
from the Board, not standing for re-election to
the Board, or not being elected or re-

6

 

	 	 	 
	 

	 	elected to the Board) in connection with a Change in
Control, and (ii) the earlier of (A) the
91st day after the effective date of
the Grantee’s cessation of Continuous Status as a
Director and (B) the fifteenth day of the third
calendar month following the calendar year in
which the Grantee’s Continuous Status as a
Director ceased.
	 
	 	 
	 

	 	The settlement of all Restricted Stock Units
which vest under the Award shall be made solely
in Shares except where the Administrator would be
entitled to settle the Award in non-Share
consideration pursuant to Section 16(c) of the
Plan; provided, however that the settlement date
in such case shall not be earlier than the date
on which the Shares would otherwise have been
issued pursuant to the Issuance Schedule. In no
event, however, shall any fractional shares be
issued. Accordingly, the total number of Shares
to be issued pursuant to the Award shall, to the
extent necessary, be rounded down to the next
whole share in order to avoid the issuance of a
fractional share.
	 
	 	 
	 

	 	Notwithstanding anything herein or the Plan to
the contrary, to the extent compliance with the
requirements of Treas. Reg. § 1.409A-3(i)(2) (or
any successor provision) is necessary to avoid
the application of an additional tax under
Section 409A of the Code, any issuance of Shares
that are otherwise due within six months
following the Grantee’s “separation from service”
within the meaning of Treas. Reg. 1.409A-1(h)
will be deferred (without interest) and issued to
the Grantee immediately following that six month
period.

          15. Limited Transferability. Prior to actual receipt of the Shares which vest and
become issuable hereunder, the Grantee may not transfer any interest in the Award or the underlying
Shares. Any Shares which vest hereunder but which otherwise remain unissued at the time of the
Grantee’s death may be transferred pursuant to the provisions of the Grantee’s will or the laws of
inheritance.

          16. Cessation of Service. Should the Grantee cease Service for any reason prior to
vesting in one or more Shares subject to this Award, then the Award will be immediately cancelled
with respect to those unvested Shares, and the number of Restricted Stock Units will be reduced
accordingly. The Grantee shall thereupon cease to have any right or entitlement to receive any
Shares under those cancelled units.

          17. Stockholder Rights. The holder of this Award shall not have any stockholder
rights, including voting or dividend rights, with respect to the Shares subject to the Award until
the Grantee becomes the record holder of those Shares following their actual issuance upon the
Company’s collection of the applicable Withholding Taxes.

          18. Adjustment in Shares. Subject to any required action by the shareholders of the
Company, if the outstanding shares of Common Stock are increased, decreased, changed into or
exchanged for a different number or kind of shares or securities of the Company or a successor
entity, or for other property (including without

7

 

limitation, cash), through reorganization, recapitalization, reclassification, stock
combination, stock dividend, stock split, reverse stock split, spin off, extraordinary corporate
distribution or other similar transaction, an appropriate and proportionate adjustment shall be
made to the total number and/or class of securities issuable pursuant to this Award by the
Administrator, whose determination will be final, binding and conclusive. The issuance of such
securities so issuable shall continue to be governed by the Issuance Schedule set out in the Award
Summary and nothing in this Section 5 shall be interpreted to accelerate the date or otherwise
deviate from the Issuance Schedule.

          19. Collection of Withholding Taxes. Until such time as the Company provides the
Grantee with written or electronic notice to the contrary, the Company shall collect the federal,
state and local income and employment taxes (the “Withholding Taxes”), if any, required to be
withheld with respect to the issuance of the vested Shares hereunder through an automatic share
withholding procedure pursuant to which the Company will withhold, at the time of such issuance, a
portion of the Shares with a Fair Market Value (measured as of the issuance date) equal to the
amount of those taxes (the “Share Withholding Method”); provided, however, that the amount of any
Shares so withheld shall not exceed the minimum statutory amount required to be withheld by the
Company. Notwithstanding the foregoing, the Administrator may, at its sole discretion, require
that such Withholding Taxes be paid through one of the following methods selected by the
Administrator in lieu of the Share Withholding Method:

	 	•	 	the Grantee’s delivery of his or her separate check payable to the Company in
the amount of such taxes, or
	 
	 	•	 	the use of the proceeds from a next-day sale of the Shares issued to the
Grantee, provided and only if (i) such a sale is permissible under the Company’s trading
policies governing the sale of Common Stock, (ii) the Grantee makes an irrevocable
commitment, on or before the issue date for those Shares, to effect such sale of the Shares
and (iii) the transaction is not otherwise deemed to constitute a prohibited loan under
Section 402 of the Sarbanes-Oxley Act of 2002.

          20. Compliance with Laws and Regulations. The issuance of shares of Common Stock
pursuant to the Award shall be subject to compliance by the Company and Grantee with all applicable
requirements of law relating thereto and with all applicable regulations of any stock exchange (or
the Nasdaq National Market, if applicable) on which the Common Stock may be listed for trading at
the time of such issuance.

          21. Notices. Any notice required to be given or delivered to the Company under the
terms of this Agreement shall be in writing and addressed to the Company at its principal corporate
offices. Any notice required to be given or delivered to the Grantee shall be in writing and
addressed to Grantee at the address indicated below Grantee’s signature line on this Agreement.
All notices shall be deemed effective upon personal delivery or upon deposit in the U.S. mail,
postage prepaid and properly addressed to the party to be notified.

8

 

          22. Successors and Assigns. Except to the extent otherwise provided in this
Agreement, the provisions of this Agreement shall inure to the benefit of, and be binding upon, the
Company and its successors and assigns and the Grantee, the Grantee’s assigns, the legal
representatives, heirs and legatees of the Grantee’s estate and any beneficiaries of the Award
designated by the Grantee.

          23. Construction. This Agreement and the Award evidenced hereby are made and granted
pursuant to the Plan. Except to the extent of any inconsistency between this Agreement and the
Plan, the Agreement and Award are in all respects limited by and subject to the terms of the Plan.
Where there is an inconsistency between this Agreement and the Plan, the terms of this Agreement
shall govern and the Award and any decision of the Administrator in respect thereof shall be
subject to this Agreement and interpreted in a manner consistent with the intention of the parties
that this Agreement and Award shall qualify as a prescribed plan within the meaning of Regulation
6801(d) of the Income Tax Act (Canada). All decisions of the Administrator with respect to any
question or issue arising under the Plan or this Agreement shall be conclusive and binding on all
persons having an interest in the Award.

          24. Governing Law. The interpretation, performance and enforcement of this Agreement
shall be governed by the laws of the State of Delaware without resort to that State’s
conflict-of-laws rules.

          25. Employment at Will. Nothing in this Agreement or in the Plan shall confer upon
the Grantee any right to continue in service for any period of specific duration or interfere with
or otherwise restrict in any way the rights of the Company (or any Subsidiary employing or
retaining the Grantee) or of the Grantee, which rights are hereby expressly reserved by each, to
terminate the Grantee’s service at any time for any reason, with or without cause.

          26. Definitions. All capitalized terms in this Agreement that are not defined herein
shall have the meaning assigned to them in the Plan.

9

 

          IN WITNESS WHEREOF, the parties have executed this Agreement on the day and year first
indicated above.

	 	 	 	 	 
	 	DOLLAR FINANCIAL CORP.

 	 
	 	By:  	 	 
	 	 	Title:           CEO & Chairman of the Board 	 
	 	 	 	 
	 
	 	GRANTEE
 	 
	 	Signature:  	 	 
	 	Address:  	 	 
	 	  	 	 

10exv10w1

 

EXHIBIT 10.1

			
	 	 	 
	Preferred Pricing Plan for D&B Risk Management Solutions
(11-07)
	 	

This Preferred Pricing Plan for D&B Risk Management Solutions (“PPP”) is subject to the Terms and Conditions set forth below in addition to the Master Agreement between Customer and D&B and constitutes an “Order” under the Master Agreement. Such Master
Agreement means the Master Agreement between the parties dated June 17, 2002. Notwithstanding anything to the contrary contained in the Master Agreement, this Order constitutes Customer’s binding commitment for the term of this Order. Customer may make
Services under this PPP available to entities located in the United States that are subsidiaries, divisions or affiliates, wholly-owned or controlled by Customer (“US Affiliates”) and identified on a “Schedule of Affiliates” attached to this Order and signed
by the parties and that are not currently eligible to receive any Included Services under an existing agreement with D&B to support their respective US businesses.

	 	 	 	 	 	 	 
	Customer Name:  Advanta Bank Corp.

	 	 	 	 	 	
Governing MA DUNS #:
	 

	 	 	 	 	 	122683253
	Effective Date: March 19, 2008

	 	Schedule of Affiliates:

	 	Customer:	 	 
	

	 	Yes - See Attached
	 	o New þ Existing

	 	Subscriber #:
	 

	 	 	 	 	 	004012511

	Initial Term: 1 Year

	 	 	 	o MDP Conversion	 	 

PPP Terms and Conditions

Customer shall have access to all products and services listed on attached Appendix A (“Included Services”) subject to the following:

	1.	 	The term of this Order shall commence on the Effective Date and continue for the Initial Term. Each 12 month period beginning on the Effective Date is referred to herein as a (“Contract Year”).
	 
	2.	 	In consideration of Customer’s payment of the fee for each Contract Year as set forth below (“PPP Fee”), Customer shall be entitled to receive an unlimited amount of Included Services, subject to usage limits on selected products and services included
within the Included Services (which limits are referred to as “Product Usage Limits”), determined by reference to the applicable pricing set forth below (subject to Customer’s band discount set forth below);
	 
	3.	 	Any use of Included Services in excess of the applicable Product Usage Limits during a particular Contract Year shall be billed to Customer at the below referenced pricing, including applicable band discount;
	 
	4.	 	The use of Included Services under this Order applies to Customer as it exists on the Effective Date, and may be used by Customer only to support its U.S. business. Any change to Customer via merger or acquisition (including the acquisition of a
portfolio), shall require a written addendum between D&B and Customer to reflect such change, which addendum shall include the applicable revised PPP Fee(s).

	 	 	 	 	 
	PPP Fee

	 	Band Discount: Band 6
	 	Product Usage Limits (per Contract Year)
	Contract Year 1: $1,117,083
	 	 	 	 
	Contract Year 2:                     

	 	Applicable Pricing: D&B’s published pricing
	 	þ International Reports
	Contract Year 3:                     

	 	for 2008
	 	15 % of PPP Fee
	Annual Service Fee: $717
	 	 	 	 

Page 1 of 4

 

ADDITIONAL PRICING TERMS:

	1.	 	Notwithstanding the PPP Fee for any Contract Year(s) indicated above, the PPP Fee for any Contract Year following Contract Year 1 shall include 50% of the amount, if any, by which Customer’s usage in the previous Contract Year exceeded three (3) times
times the PPP Fee for such Contract Year. For purposes of clarification Customer shall not be charged any retroactive fees (i.e. “true-ups”) for previous Contract Years.
	 
	2.	 	Customer’s actual usage for a particular Contract Year and the PPP Fee for the subsequent Contract Year shall be determined by D&B by reference to the above referenced pricing, including applicable band discount and communicated to Customer within thirty
(30) days after the end of the applicable Contract Year.
	 
	3.	 	PPP Fees include the Annual Service Fee, and are non-refundable, and unused amounts may not be carried over to subsequent Contract Years.
	 
	4.	 	In the event Customer does not renew this Order prior to or on the expiration date, Customer may continue to receive Services, provided that Customer will pay D&B’s then current published pricing (subject to Customer’s discount associated with the prior
Contract Year PPP Fee set forth herein) for such Included Services for the sixty day period following the expiration date.

Payment Terms: þ Annual Eff. Date           o Annual Eff. Date 30/60           * o Other Blank

Payment
Method: o Invoice (Payment due upon receipt of Invoice) P.O.#:                                o Credit Card

Payment Terms Fee:

Contract Year Payment Terms Fee*: Complete if “Other “ Selected Above

Contract Year 1:                     

Contract Year 2:                     

Contract Year 3:                     

1. Payment Terms Fees are separate from the PPP fee and not considered an Included Service. *The Payment Terms Fee for each subsequent year shall increase at the same percentage rate as the PPP fee for the Renewal Term of the Order, indicated above, for
the immediately preceding Contract Year.

2. Monthly & Quarterly payment terms for subsequent Contract Years will only be approved provided all payments due in the preceding year were received in a timely manner per the terms set forth herein. In the event payments from the preceding year were not
received in a timely manner, payment terms will revert to Annual Effective Date or Annual Effective Date 30/60 and no payment terms fee will apply.

	 	 	 
	AGREED TO BY:
	 	 
	 
	 	 
	DUN & BRADSTREET, INC.

	 	CUSTOMER
	 
	 	 
	Approved:

	 	Company Name: Advanta Bank Corp
	 
	 	 
	Authorized Signature: /s/ Joseph Di Bartolomeo

	 	Authorized Signature: /s/ Kevin Walsh
	 
	 	 
	Name (Please Print): Joseph Di Bartolomeo

	 	Name (Please Print): Kevin Walsh
	 
	 	 
	Title: Senior Vice President Strategic Customer Solutions

	 	Title: Senior Vice President
	 
	 	 
	Date: March 12, 2008

	 	Date: March 13, 2008

CUSTOMER BILL TO ADDRESS:

Page 2 of 4

 

	 	 	 	 	 	 	 	 	 	 	 
	Company Name: Advanta Bank Corp
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Address: Welsh and McKean Roads
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	City: Spring House

	 	 	 	State: PA
	 	 	 	 	 	Zip: 19477
	 
	 	 	 	 	 	 	 	 	 	 
	Attention: Kevin Walsh
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Telephone #: 215-444-5673

	 	 	 	 	 	Fax #:
	 	                     	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	D&B D-U-N-S #: 122683253	 	E-Mail: kwalsh@advanta.com	 	 	 	Purchase Order#:                    
	 
	 	 	 	 	 	 	 	 	 	 
	SUBSCRIBER #: 004012511
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	CUSTOMER SHIPPING INFORMATION:
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Company Name: Advanta Bank Corp
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	Address*: Welsh and McKean Roads
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	City: Spring House

	 	 	 	State: PA
	 	 	 	 	 	Zip: 19477
	 
	 	 	 	 	 	 	 	 	 	 
	Attention: Kevin Walsh
	 	 	 	 	 	 	 	 	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	RM Name: Jay McGrath

	 	 	 	RM #: 115920
	 	Center
	 	#: 3126	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	RM Telephone #: 610-984-3862	 	 	 	Ext:                     	 	E-Mail: mcgrathj@dnb.com	 	 
	 
	 	 	 	 	 	 	 	 	 	 
	RM Fax: 866-368-9190

	 	 	 	ORC:                    	 	 	 	 	 	 

 

			
	*	 	Attach usage address, if different (Attach Schedule of Affiliates for participating points.)

Page 3 of 4

 

Appendix A

Included Services

RMS TRANSACTIONAL PRODUCTS

	 	 	 
	Bankers Advisory Service

	 	Industry Norm Report
	Business Background Report

	 	Insurance Reports
	Business Information Report

	 	International Reports (except Country Risk),
subject to usage limit
	Comprehensive Report

	 	Standard Investigations (other than priority)
	Credit Advisory System

	 	Payment Analysis Report
	Credit Check Report

	 	Predictive Scoring Reports
	D&B ID and Rating Lookup

	 	Public Records
	Data Integration Packets

	 	RAM Data Packets
	DUNS Financial Profile

	 	Report Refresh Service*
	DunsLink Standard Packets

	 	SBRI Reports (for SBRI participants only)
	Global DecisionMaker Reports

	 	Text Sections
	Government Activity Report

	 	Financial Stress Scoring Report
	 
	 	 
	 

	 	Risk Scoring Report

 

			
	*	 	Customer is required to license Report Refresh Service under a new Order if this PPP is not
renewed.

Note:  Small Business Risk Account Score (SBRAS), Small Business Risk Portfolio Score (SBRPS), and
Patriot Act products are not included in your PPP Fee.

Page 4 of 4

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