Document:

EX-10.71

 Exhibit 10.71 
 March 19, 2013 
 NNJCA Capital, LLC 
 100 First Street – Suite 301 
 Hackensack, New Jersey 07601 

Attention: Dr. Andrew Pecora 
  

	Re:	Amended and Restated Credit Agreement with Cancer Genetics, Inc. 

 Dear Dr. Pecora: 
 This letter agreement will memorialize your agreement with
respect to that certain Amended and Restated Credit Agreement, dated as of February 13, 2012 (the “Credit Agreement”), by and among Cancer Genetics, Inc., a Delaware corporation (the “Company”), John Pappajohn, Pecora and
Company and NNJCA Capital, LLC (the “Lenders”), and the Promissory Note issued pursuant to the Credit Agreement in the principal amount of $1,500,000 (the “Note”). The promises set forth in this letter agreement are made to
induce us and our underwriters to proceed with the Company’s initial public offering, which is also beneficial to you. 

You hereby irrevocably agree to extend the maturity date under the Credit Agreement and the Note to August 15, 2013. Other than as
specifically set forth in this letter agreement, all other terms of the Credit Agreement and the Note are and will remain unchanged and in full force and effect. 

 

			
	Very truly yours,
	
	Cancer Genetics, Inc.
		
	By:	 	/s/ Panna L. Sharma
	
	Panna L. Sharma
	
	President and CEO

  

			
	Agreed to and Accepted by:
	
	NNJCA CAPITAL, LLC
		
	By: 	 	/s/ Andrew Pecora
		
	Name:	 	Andrew Pecora
		
	Title: 	 	Manager (President)EX-10.72

 Exhibit 10.72 

 
 

 
 Empowering Personalized Cancer Treatment 
 March 20, 2013 
 Meadows Office, L.L.C. 

900 Route 9 North 
 Woodbridge, NJ 07095

 Attn: John A. Saraceno 
  

	RE:	Lease dated October 9, 2007 (the “Lease”) 

	  	201 Route 17 North, Meadows Office Complex, Rutherford, New Jersey 

	  	Amendment to April 6, 2012 Letter Agreement concerning the Letter of Credit (the “LOC”) 

Dear John, 
 This letter
will memorialize our agreement this morning to revise our Letter Agreements dated on March 8th and April 6th, 2012 as follows: 
  

	 	•	 	 If CGI is able, by April 30, 2013, to demonstrate to the reasonable satisfaction of Meadows that CGI has raised gross capital for the
Company’s business by public financing, or loan financing, in the amount of at least $5,000,000 (five million U.S. dollars), then (provided CGI has not, during the period from the date of this letter through the date of such funding, defaulted
in the performance of its obligations under the Lease), from and after the date of such funding, the amount of the security deposit required to be maintained by CGI under the Lease shall be reduced to $300,000 on a go-forward basis, for which an LOC
for $250,000 is currently in place with Chase bank. 

  

	 	•	 	 All other terms of the Letter Agreement remain in effect. 

 Please sign and date below to indicate your agreement. 
 Thank you for your help and flexibility
in resolving this matter. As our business expands, we look forward to discussing our additional space needs with you in the future. 

Sincerely, 
 /s/ Panna Sharma 

 

							
	 Panna Sharma
 Chief
Executive Officer
 Cancer Genetics, Inc

201 Route 17 North
 Rutherford, NJ
07070
	 		 	Accepted by:	 	/s/ John A. Saraceno
	 		 		 	John A. Saraceno, Meadows Office, L.L.C.
	 		 	Date:	 	March 20, 2013Form of Forty-Third Supplemental Indenture

 Exhibit 4.1 

 
  

 
 WESTAR ENERGY, INC.

 TO 
 THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. 
 as Trustee

 (as Successor to 
 HARRIS TRUST AND SAVINGS BANK) 
  

 
 FORTY-THIRD
SUPPLEMENTAL INDENTURE 
 Dated as of March 28, 2013 
 First Mortgage Bonds, 4.10% Series due 2043 
  

 
  

 TABLE OF CONTENTS 

 
  

 

					
	 Parties
	  	 	1	  
	 Recitals
	  	 	1	  
	 Granting Clause
	  	 	4	  
	 Habendum
	  	 	6	  
	 Exceptions and Reservations
	  	 	6	  

  

					
	  	  	PAGE	 
	ARTICLE I	  			
	DESCRIPTION OF BONDS OF THE 2043 SERIES	  			
		
	 Section 1. General Description of Bonds of the 2043 Series
	  	 	7	  
	 Section 2. Denominations of Bonds of the 2043 Series and Privilege of Exchange
	  	 	8	  
	 Section 3. Form of Bonds of the 2043 Series
	  	 	8	  
	 Section 4. Execution and Form of Temporary Bonds of the 2043 Series
	  	 	17	  
		
	ARTICLE II	  			
	ISSUE OF BONDS OF THE 2043 SERIES	  			
		
	 Section 1. Limitation as to Principal Amount of Bonds of the 2043 Series
	  	 	17	  
	 Section 2. Execution and Delivery of Bonds of the 2043 Series
	  	 	17	  
	 Section 3. Additional Bonds of the 2043 Series
	  	 	17	  
		
	ARTICLE III	  			
	REDEMPTION AND SUBSTITUTION OF BONDS OF THE 2043
SERIES	  			
		
	 Section 1. Optional Redemption of Bonds of the 2043 Series
	  	 	18	  
	 Section 2. Substitution of Bonds of the 2043 Series
	  	 	20	  
		
	ARTICLE IV	  			
	ADDITIONAL COVENANTS	  			
		
	 Section 1. Title to Mortgaged Property
	  	 	21	  
	 Section 2. To Retire Certain Portions of Bonds upon Release of All or Substantially All of the Electric
Properties
	  	 	22	  
		
	ARTICLE V	  			
	AMENDMENTS AND RESERVATIONS OF RIGHTS TO AMEND
THE ORIGINAL INDENTURE	  			
		
	 Section 1. So Long as Bonds Issued Prior to January 1, 1997 Remain Outstanding
	  	 	22	  

					
	 Section 2. Facsimile Signatures
	  	 	25	  
	 Section 3. Reservation of Right to Amend Article VII
	  	 	26	  
	 Section 4. Reservation of Right to Delete Certain Requirements and Conditions
	  	 	29	  
	 Section 5. Issuance of Variable Rate Bonds
	  	 	29	  
	 Section 6. Substitution of Bonds
	  	 	30	  
	 Section 7. Addition of a Governing Law Clause
	  	 	30	  
	 Section 8. Event of Default for Failure to Pay Final Judgments in Excess of $100,000
	  	 	31	  
	 Section 9. Net Earnings Test in Connection with Property Acquisitions
	  	 	31	  
	 Section 10. Addition of Nuclear Fuel
	  	 	31	  
	 Section 11. Modernization of the Original Indenture
	  	 	32	  
		
	ARTICLE VI	  			
	MISCELLANEOUS PROVISIONS	  			
		
	 Section 1. Acceptance of Trust
	  	 	33	  
	 Section 2. Responsibility and Duty of Trustee
	  	 	33	  
	 Section 3. Parties to Include Successors and Assigns
	  	 	33	  
	 Section 4. Benefits Restricted to Parties and to Holders of Bonds and Coupons
	  	 	33	  
	 Section 5. Execution in Counterparts
	  	 	33	  
	 Section 6. Titles of Articles Not Part of the Forty-Third Supplemental Indenture
	  	 	34	  
	 TESTIMONIUM
	  	 	S-1	  
	 SIGNATURES AND SEALS
	  	 	S-1	  
	 ACKNOWLEDGEMENTS
	  	 	S-2	  

 APPENDIX A 
 DESCRIPTION OF PROPERTIES 

  
 ii 

 FORTY-THIRD SUPPLEMENTAL INDENTURE, dated as of the twenty-eighth day of March, Two Thousand
and Thirteen, made by and between Westar Energy, Inc., formerly The Kansas Power and Light Company, a corporation organized and existing under the laws of the State of Kansas (hereinafter called the “Company”), party of the first
part, and The Bank of New York Mellon Trust Company, N.A., a national banking association whose mailing address is 2 North La Salle Street, Chicago, Illinois 60602 (hereinafter called the “Trustee”), as Trustee (as successor to
Harris Trust and Savings Bank), under the Mortgage and Deed of Trust dated July 1, 1939, hereinafter mentioned, party of the second part; 
 WHEREAS, the Company has heretofore executed and delivered to the Trustee its Mortgage and Deed of Trust dated July 1, 1939 (hereinafter referred to as the “Original Indenture”), to
provide for and to secure the issue of First Mortgage Bonds of the Company, issuable in series, and to declare the terms and conditions upon which the Bonds (as defined in the Original Indenture) are to be issued thereunder; and 

WHEREAS, the Company has heretofore executed and delivered to the Trustee Forty-Two Supplemental Indentures, in addition to the
Forty-Second Supplemental (Reopening) Indenture, supplemental to said Original Indenture, of which Forty-One provided for the issuance thereunder of series of the Company’s First Mortgage Bonds, and there is set forth below information with
respect to such Supplemental Indentures as have provided for the issuance of Bonds, and the principal amount of Bonds which remain outstanding as of March 28, 2013: 
  

									
	 Supplemental
 Indenture
	  	 Date
	  	 Series of
First Mortgage Bonds
Provided
For
	  	 Principal
Amount
Issued
	  	 Principal
Amount
Outstanding

	Supplemental Indenture	  	July 1, 1939	  	3-1/2% Series
Due 1969	  	$26,500,000	  	None
	 Second
 Supplemental
Indenture
	  	April 1, 1949	  	2-7/8% Series
Due 1979	  	10,000,000	  	None
	 Fourth
 Supplemental
Indenture
	  	October 1, 1949	  	2-3/4% Series
Due 1979	  	6,500,000	  	None
	 Fifth
 Supplemental
Indenture
	  	December 1, 1949	  	2-3/4% Series
Due 1984	  	32,500,000	  	None
	 Seventh
 Supplemental
Indenture
	  	December 1, 1951	  	3-1/4% Series
Due 1981	  	5,250,000	  	None
	 Eighth
 Supplemental
Indenture
	  	May 1, 1952	  	3-1/4% Series
Due 1982	  	4,750,000	  	None
	 Ninth
 Supplemental
Indenture
	  	October 1, 1954	  	3-1/8% Series
Due 1984	  	8,000,000	  	None
	 Tenth
 Supplemental
Indenture
	  	September 1, 1961	  	4-3/4% Series
Due 1991	  	13,000,000	  	None

									
	 Supplemental
 Indenture
	  	 Date
	  	 Series of
First Mortgage Bonds
Provided
For
	  	 Principal
Amount
Issued
	  	 Principal
Amount
Outstanding

	 Eleventh
 Supplemental
Indenture
	  	April 1, 1969	  	7-5/8% Series
Due 1999	  	19,000,000	  	None
	 Twelfth
 Supplemental
Indenture
	  	September 1, 1970	  	8-3/4% Series
Due 2000	  	20,000,000	  	None
	 Thirteenth
 Supplemental
Indenture
	  	February 1, 1975	  	8-5/8% Series
Due 2005	  	35,000,000	  	None
	 Fourteenth
 Supplemental
Indenture
	  	May 1, 1976	  	8-5/8% Series
Due 2006	  	45,000,000	  	None
	 Fifteenth
 Supplemental
Indenture
	  	April 1, 1977	  	5.90% Pollution
Control Series
Due 2007	  	32,000,000	  	None
	 Sixteenth
 Supplemental
Indenture
	  	June 1, 1977	  	8-1/8% Series
Due 2007	  	30,000,000	  	None
	 Seventeenth
 Supplemental
Indenture
	  	February 1, 1978	  	8-3/4% Series
Due 2008	  	35,000,000	  	None
	 Eighteenth
 Supplemental
Indenture
	  	January 1, 1979	  	6-3/4% Pollution
Control Series
Due 2009	  	45,000,000	  	None
	 Nineteenth
 Supplemental
Indenture
	  	May 1, 1980	  	8-1/4% Pollution
Control Series
Due 1983	  	45,000,000	  	None
	 Twentieth
 Supplemental
Indenture
	  	November 1, 1981	  	16.95% Series
Due 1988	  	25,000,000	  	None
	 Twenty-First
 Supplemental
Indenture
	  	April 1, 1982	  	15% Series
Due 1992	  	60,000,000	  	None
	 Twenty-Second
 Supplemental
Indenture
	  	February 1, 1983	  	9-5/8% Pollution
Control Series
Due 2013	  	58,500,000	  	None
	 Twenty-Third
 Supplemental
Indenture
	  	July 1, 1986	  	8-1/4% Series
Due 1996	  	60,000,000	  	None
	 Twenty-Fourth
 Supplemental
Indenture
	  	March 1, 1987	  	8-5/8% Series
Due 2020	  	50,000,000	  	None
	 Twenty-Fifth
 Supplemental
Indenture
	  	October 15, 1988	  	9.35% Series
Due 1998	  	75,000,000	  	None
	 Twenty-Sixth
 Supplemental
Indenture
	  	February 15, 1990	  	8-7/8% Series
Due 2000	  	75,000,000	  	None
	 Twenty-Seventh
 Supplemental
Indenture
	  	March 12, 1992	  	7.46% Demand Series	  	370,000,000	  	None
	 Twenty-Eighth
 Supplemental
Indenture
	  	July 1, 1992	  	7-1/4% Series
Due 1999	  	125,000,000	  	None

  
 2 

									
	 Supplemental
 Indenture
	  	 Date
	  	 Series of
First Mortgage Bonds
Provided
For
	  	 Principal
Amount
Issued
	  	 Principal
Amount
Outstanding

		  		  	8-1/2% Series
Due 2022	  	125,000,000	  	None
	 Twenty-Ninth
 Supplemental
Indenture
	  	August 20, 1992	  	7-1/4% Series
Due 2002	  	100,000,000	  	None
	 Thirtieth
 Supplemental
Indenture
	  	February 1, 1993	  	6% Pollution Control
Revenue Refunding Series
Due 2033	  	58,500,000	  	None
	 Thirty-First
 Supplemental
Indenture
	  	April 15, 1993	  	7.65% Series
Due 2023	  	100,000,000	  	None
	 Thirty-Second
 Supplemental
Indenture
	  	April 15, 1994	  	7-1/2% Series
Pollution Control
Revenue Refunding
Due 2032	  	75,500,000	  	75,500,000
	 Thirty-Third
 Supplemental
Indenture
	  	August 11, 1997	  	6-7/8% Convertible Series
Due 2004	  	370,000,000	  	None
		  		  	7-1/8% Convertible Series
Due 2009	  	150,000,000	  	None
	 Thirty-Fourth
 Supplemental
Indenture
	  	June 28, 2000	  	9-1/2% Series
Due 2003	  	397,800,000	  	None
	 Thirty-Fifth
 Supplemental
Indenture
	  	May 10, 2002	  	7-7/8% Series
Due 2007	  	365,000,000	  	None
	 Thirty-Sixth
 Supplemental
Indenture
	  	June 1, 2004	  	5.00% Series
Pollution Control
Refunding Revenue
Due 2033	  	58,340,000	  	None
	 Thirty-Seventh
 Supplemental
Indenture
	  	June 17, 2004	  	6.00% Series
Due 2014	  	250,000,000	  	250,000,000
	 Thirty-Eighth
 Supplemental
Indenture
	  	January 18, 2005	  	5.15% Series
Due 2017	  	125,000,000	  	125,000,000
		  		  	5.95% Series
Due 2035	  	125,000,000	  	125,000,000
	 Thirty-Ninth
 Supplemental
Indenture
	  	June 30, 2005	  	5.10% Series
Due 2020	  	250,000,000	  	250,000,000
		  		  	5.875% Series
Due 2036	  	150,000,000	  	150,000,000
	 Fortieth
 Supplemental
Indenture
	  	May 15, 2007	  	6.10% Series
Due 2047	  	150,000,000	  	None

  
 3 

									
	 Supplemental
 Indenture
	  	 Date
	  	 Series of
First Mortgage Bonds
Provided
For
	  	 Principal
Amount
Issued
	  	 Principal
Amount
Outstanding

	 Forty-First
 Supplemental
Indenture
	  	November 25, 2008	  	 8.625% Series
 Due 2018
	  	300,000,000	  	300,000,000
	 Forty-Second
 Supplemental
Indenture
	  	March 1, 2012	  	 4.125% Series
 Due 2042
	  	250,000,000	  	250,000,000
	 Forty-Second
 Supplemental
(Reopening) Indenture
	  	May 17, 2012	  	 4.125% Series
 Due 2042
	  	300,000,000	  	300,000,000

 ; and 
 WHEREAS, the Company is entitled at this time to have authenticated and delivered additional bonds, upon compliance with the provisions of Article III of the Original Indenture, as amended; and

 WHEREAS, the Company desires by this Forty-Third Supplemental Indenture (hereinafter referred to as this
“Supplemental Indenture”) to supplement the Original Indenture and to provide for the creation of a new series of bonds under the Original Indenture to be designated “First Mortgage Bonds, 4.10% Series due 2043”
(hereinafter called “Bonds of the 2043 Series”); and the Original Indenture provides that certain terms and provisions, as determined by the Board of Directors of the Company, of the Bonds of any particular series may be expressed
in and provided by the execution of an appropriate supplemental indenture; and 
 WHEREAS, the Company in the exercise of the
powers and authority conferred upon and reserved to it under the provisions of the Original Indenture and indentures supplemental thereto, and pursuant to appropriate resolutions of its Board of Directors, has duly resolved and determined to make,
execute and deliver to the Trustee a supplemental indenture in the form hereof for the purposes herein provided; and 
 WHEREAS,
all conditions and requirements necessary to make this Supplemental Indenture a valid, binding and legal instrument have been done, performed and fulfilled, and the execution and delivery hereof have been in all respects duly authorized; 

NOW, THEREFORE, THIS INDENTURE WITNESSETH: That, in consideration of the premises and of the mutual covenants herein contained and of the
sum of One Dollar duly paid by the Trustee to the Company at or before the time of the execution of these presents, and of other valuable considerations, the receipt whereof is hereby acknowledged, and in order further to secure the payment of the
principal of and interest and premium, if any, on all Bonds at any 

  
 4 

 
time issued and outstanding under the Original Indenture as amended by all indentures supplemental thereto (hereinafter sometimes collectively called the “Indenture”) according
to their tenor, purport and effect, and to declare certain terms and conditions upon and subject to which Bonds are to be issued and secured, the Company has executed and delivered this Supplemental Indenture, and by these presents grants, bargains,
sells, warrants, aliens, releases, conveys, assigns, transfers, mortgages, pledges, sets over and ratifies and confirms unto The Bank of New York Mellon Trust Company, N.A., as Trustee, and to its successors in trust under the Indenture forever, all
and singular the following described properties (in addition to all other properties heretofore specifically subjected to the lien of the Indenture and not heretofore released from the lien thereof), that is to say: 

FIRST. 

All and singular the rents, real estate, chattels real, easements, servitudes, and leaseholds of the Company, or which, subject to the
provisions of Article XII of the Original Indenture, the Company may hereafter acquire, including, among other things, the existing property described in Appendix A hereto under the caption “First,” which description is hereby incorporated
herein by reference and made a part hereof as if fully set forth herein, together with all improvements of any type located thereon. 
 Also all power houses, plants, buildings and other structures, dams, dam sites, substations, heating plants, gas works, holders and tanks, compressor stations, gasoline extraction plants, together with
all and singular the electric heating, gas and mechanical appliances appurtenant thereto of every nature whatsoever, now owned by the Company or which it may hereafter acquire, including all and singular the machinery, engines, boilers, furnaces,
generators, dynamos, turbines and motors, and all and every character of mechanical appliance for generating or producing electricity, steam, water, gas and other agencies for light, heat, cold or power or any other purpose whatsoever. 

SECOND. 

Also all transmission and distribution systems used for the transmission and distribution of electricity, steam, water, gas and other
agencies for light, heat, cold or power, or any other purpose whatever, whether underground or overhead or on the surface or otherwise of the Company, or which, subject to the provisions of Article XII of the Original Indenture, the Company may
hereafter acquire, including all poles, posts, wires, cables, conduits, mains, pipes, tubes, drains, furnaces, switchboards, transformers, insulators, meters, lamps, fuses, junction boxes, water pumping stations, regulator stations, town border
metering stations and other electric, steam, water and gas fixtures and apparatus. 

  
 5 

 THIRD. 
 Also all franchises and all permits, ordinances, easements, privileges and immunities and licenses, all rights to construct, maintain and operate overhead, surface and underground systems for the
distribution and transmission of electricity, gas, water or steam for the supply to itself or others of light, heat, cold or power or any other purpose whatsoever, all rights-of-way, all waters, water rights and flowage rights and all grants and
consents, now owned by the Company or, subject to the provisions of Article XII of the Original Indenture, which it may hereafter acquire. 
 Also all inventions, patent rights and licenses of every kind now owned by the Company or, subject to the provisions of Article XII of the Original Indenture, which it may hereafter acquire. 

FOURTH. 

Also, subject to the provisions of Article XII of the Original Indenture, all other property, real, personal and mixed (except as therein
or herein expressly excepted) of every nature and kind and wheresoever situated now or hereafter possessed by or belonging to the Company, or to which it is now, or may at any time hereafter be, in any manner entitled at law or in equity.

 FIFTH. 
 Also any and all property of any kind or description which may from time to time after the date of the Original Indenture by delivery or by writing of any kind be conveyed, mortgaged, pledged, assigned or
transferred to the Trustee by the Company or by any person, copartnership or corporation, with the consent of the Company or otherwise, and accepted by the Trustee, to be held as part of the mortgaged property; and the Trustee is hereby authorized
to accept and receive any such property and any such conveyance, mortgage, pledge, assignment and transfer, as and for additional security hereunder, and to hold and apply any and all such property subject to and in accordance with the terms and
provisions upon which such conveyance, mortgage, pledge, assignment or transfer shall be made. 
 SIXTH. 

Together with all and singular, the tenements, hereditaments and appurtenances belonging or in any wise appertaining to the aforesaid
property or any part thereof, with the reversion and reversions, remainder and remainders, tolls, rents, revenues, issues, income, products and profits thereof, and all the estate, right, title, interest and claim whatsoever, at law and in equity,
which the Company now has or may hereafter acquire in and to the aforesaid property and franchises and every part and parcel thereof. 

  
 6 

 EXPRESSLY EXCEPTING AND EXCLUDING, HOWEVER, all properties of the character excepted from
the lien of the Original Indenture. 
 TO HAVE AND TO HOLD all said properties, real, personal and mixed, mortgaged, pledged and
conveyed by the Company as aforesaid, or intended so to be, unto the Trustee and its successors and assigns forever; 
 SUBJECT,
HOWEVER, to the exceptions and reservations hereinabove referred to, to existing leases other than leases which by their terms are subordinate to the lien of the Indenture, to existing liens upon rights-of-way for transmission or distribution line
purposes, as defined in Article I of the Original Indenture; and any extensions thereof, and subject to existing easements for streets, alleys, highways, rights-of-way and railroad purposes over, upon and across certain of the property herein before
described and subject also to all the terms, conditions, agreements, covenants, exceptions and reservations expressed or provided in the deeds or other instruments respectively under and by virtue of which the Company acquired the properties
hereinabove described and to undetermined liens and charges, if any, incidental to construction or other existing permitted liens as defined in Article I of the Original Indenture; 

IN TRUST, NEVERTHELESS, upon the terms and trusts in the Original Indenture, and the indentures supplemental thereto, including this
Supplemental Indenture, set forth, for the equal and proportionate benefit and security of all present and future holders of the Bonds and coupons issued and to be issued thereunder, or any of them, without preference of any of said Bonds and
coupons of any particular series over the Bonds and coupons of any other series by reason of priority in the time of issue, sale or negotiation thereof, or by reason of the purpose of issue or otherwise howsoever, except as otherwise provided in
Section 2 of Article IV of the Original Indenture. 
 AND IT IS HEREBY COVENANTED, DECLARED AND AGREED, by and between the
parties hereto for the benefit of those who shall hold the Bonds and coupons, or any of them, to be issued under the Indenture as follows: 
 ARTICLE I 
 DESCRIPTION OF BONDS
OF THE 2043 SERIES 
 Section 1. General Description of Bonds of the 2043
Series. The Bonds of the 2043 Series to be executed, authenticated and delivered under and secured by the Original Indenture shall be designated as “First Mortgage Bonds, 4.10% Series due 2043” of the Company. The Bonds of the 2043
Series shall be executed, authenticated and delivered in accordance with the provisions of, and shall in all respects be subject to, all of the terms, conditions and covenants of the Indenture and subject to all the terms, conditions and covenants
of this Supplemental Indenture. 

  
 7 

 Bonds of the 2043 Series shall mature on April 1, 2043 and shall bear interest at the
rate of four and one-tenth percent (4.10%) per annum payable semi-annually on the first day of April and October in each year, commencing October, 1, 2013. Every Bond of the 2043 Series shall be dated the date of authentication of such Bond except
that, notwithstanding the provisions of Section 6 of Article II of the Original Indenture, if any Bond of the 2043 Series shall be authenticated at any time subsequent to the record date (as hereinafter in this Section defined) for any interest
payment date but prior to the day following such interest payment date, it shall be dated as of the day following such interest payment date, provided, however, if at the time of authentication of any Bond of the 2043 Series interest
shall be in default on any Bonds of the 2043 Series, such Bond shall be dated as of the day following the interest payment date to which interest has previously been paid in full or made available for payment in full on outstanding Bonds of the 2043
Series, as the case may be, or, if no interest has been paid or made available for payment, as of the date of initial authentication and delivery of such Bond. Every Bond of the 2043 Series shall bear interest from the April 1 or October 1
immediately preceding the date thereof, unless such Bond shall be dated prior to October 1, 2013, in which case it shall bear interest from March 28, 2013. 
 The person in whose name any Bond of the 2043 Series is registered at the close of business on any record date with regard to any interest payment date shall be entitled to receive the interest payable
thereon on such interest payment date notwithstanding the cancellation of such Bond upon the transfer or exchange thereof subsequent to such record date and prior to the day following such interest payment date, unless the Company shall default in
the payment of the interest due on such interest payment date, in which case such defaulted interest shall be paid to the person in whose name such Bond is registered on the date of payment of such defaulted interest. The term “record
date” as used in this Section with regard to any April 1 and October 1 interest payment date shall mean the close of business on the immediately preceding March 15 and September 15, respectively, or if such day is not a
business day, the business day immediately preceding such day. The Bonds of the 2043 Series shall be payable as to principal, premium, if any, and interest, in any coin or currency of the United States of America which at the time of payment is
legal tender for public and private debts, at the agency of the Company in the City of Chicago, Illinois, or at the option of the holder thereof at the agency of the Company in the Borough of Manhattan, The City of New York, provided that at
the option of the Company interest may be paid by check mailed to the holder at such holder’s registered address. 

  
 8 

 Section 2. Denominations of Bonds of the 2043 Series and Privilege of Exchange.
The Bonds of the 2043 Series shall be registered bonds without coupons of the denominations of $2,000 and of any multiples of $1,000, numbered consecutively from R-1. Bonds of the 2043 Series may each be interchanged for other Bonds within the same
Series in authorized denominations and in the same aggregate principal amounts, without charge, except for any tax or governmental charge imposed in connection with such interchange. 

Section 3. Form of Bonds of the 2043 Series. The Bonds of the 2043 Series, and the Trustee’s Certificate with respect
thereto, shall be substantially in the following forms, respectively: 
 [Form of Bond appears on following
page] 

  
 9 

 [FORM OF LEGEND FOR GLOBAL SECURITY] 

THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE
THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHER THAN SUCH DEPOSITARY OR A NOMINEE THEREOF, EXCEPT IN
THE LIMITED CIRCUMSTANCES DESCRIBED IN THE INDENTURE OR ANY SUPPLEMENT THERETO. 
 UNLESS THIS SECURITY IS PRESENTED BY AN AUTHORIZED
REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY (55 WATER STREET, NEW YORK, NEW YORK) TO THE ISSUER OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT AND ANY SECURITY ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR SUCH OTHER
NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY AND ANY PAYMENT HEREON IS MADE TO CEDE & CO., ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY A PERSON IS WRONGFUL SINCE THE REGISTERED
OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN. 
 CUSIP 95709TAJ9 

WESTAR ENERGY, INC. 
 (Incorporated under the laws of the State of Kansas) 
 FIRST MORTGAGE BOND, 4.10%
Series due 2043 
 DUE APRIL 1, 2043 
  

			
	No. R-	  	$            

 WESTAR ENERGY, INC., a corporation organized and existing under the laws of the State of Kansas
(hereinafter called the “Company”, which term shall include any successor corporation as defined in the Indenture hereinafter referred to), for value received, hereby promises to pay to CEDE & CO. or registered assigns, on
the first day of April 2043, the sum of             in any 

  
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coin or currency of the United States of America which at the time of payment is legal tender for public and private debts, and to pay interest thereon in like coin or currency from the first day
of April and October immediately preceding the date of this Bond, unless such Bond shall be dated prior to October 1, 2013, in which case from March 28, 2013 at the rate of four and one-tenth percent (4.10%) per annum, payable semi-annually, on
April 1 and October 1 of each year, commencing October 1, 2013, until maturity, or, if this Bond shall be duly called for redemption or submitted for repurchase, until the redemption date or repurchase date, as the case may be, or, if
the Company shall default in the payment of the principal or premium hereof, until the Company’s obligation with respect to the payment of such principal or premium shall be discharged as provided in the Indenture hereinafter mentioned. The
interest payable on any April 1 or October 1 interest payment date as aforesaid will be paid to the person in whose name this Bond is registered at the close of business on the immediately preceding March 15 and September 15,
respectively, or if such day is not a business day, the business day immediately preceding such day (the “record date”), unless the Company shall default in the payment of the interest due on such interest payment date, in which
case such defaulted interest shall be paid to the person in whose name this Bond is registered on the date of payment of such defaulted interest. Principal of, premium, if any, and interest on, this Bond are payable at the agency of the Company in
the City of Chicago, Illinois in immediately available funds, or at the option of the holder thereof at the agency of the Company in the Borough of Manhattan, The City of New York, provided that at the option of the Company interest may be paid by
check mailed to the holder at such holder’s registered address. 
 This Bond is one of a duly authorized issue of Bonds of
the Company (herein called the “Bonds”), in unlimited aggregate principal amount, of the series hereinafter specified, all issued and to be issued under and equally and ratably secured by a Mortgage and Deed of Trust, dated
July 1, 1939 (the “Original Mortgage”), executed by the Company to The Bank of New York Mellon Trust Company, N.A. (herein called the “Trustee”), as Trustee (as successor to Harris Trust and Savings Bank), as
amended by indentures supplemental thereto including the Forty-Third indenture supplemental thereto dated as of March 28, 2013 (herein called the “Supplemental Indenture”), between the Company and the Trustee (said Original
Mortgage, as so amended, being herein called the “Indenture”), to which Indenture and all indentures supplemental thereto reference is hereby made for a description of the properties mortgaged and pledged, the nature and extent of
the security, the rights of the bearers or registered owners of the Bonds and of the Trustee in respect thereto, and the terms and conditions upon which the Bonds are, and are to be, secured. The Bonds may be issued in series, for various principal
sums, may mature at different times, may bear interest at different rates and may otherwise vary as in the Indenture provided. This Bond is one of a series designated as the “First Mortgage Bonds,

  
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4.10% Series due 2043” (herein called “Bonds of the 2043 Series”) of the Company, issued under and secured by the Indenture executed by the Company to the Trustee.
Additional Bonds of the 2043 Series may be issued, at the option of the Company, without the consent of any holder of the Bonds of the 2043 Series, at any time and from time to time in unlimited aggregate principal amount. 

To the extent permitted by, and as provided in the Indenture, modifications or alterations of the Indenture or of any indenture
supplemental thereto, and of the rights and obligations of the Company and of the holders of the Bonds and coupons, may be made with the consent of the Company by an affirmative vote of not less than 60% in principal amount of the Bonds entitled to
vote then outstanding, at a meeting of Bondholders called and held as provided in the Indenture, and by an affirmative vote of not less than 60% in principal amount of the Bonds of any series entitled to vote then outstanding and affected by such
modification or alteration, in case one or more but less than all of the series of Bonds then outstanding under the Indenture are so affected. No modification or alteration shall be made which will affect the terms of payment of the principal of or
premium, if any, or interest on, this Bond, which are unconditional. The Company has reserved the right to make certain amendments to the Indenture, without any consent or other action by holders of the Bonds of this series (i) to the extent
necessary from time to time to qualify the Indenture under the Trust Indenture Act of 1939, (ii) to delete the requirement that the Company meet a net earnings test as a condition to authenticating additional Bonds or merging into another
company, (iii) to make certain other amendments which make the provisions for the release of mortgaged property less restrictive and (iv) to make certain other amendments, all as more fully provided in the Indenture and in the Supplemental
Indenture. In addition, once all Bonds issued prior to January 1, 1997 are no longer outstanding, the Company will be permitted to issue additional Bonds in an amount equal to 70% of the value of net bondable property additions not subject to
an unfunded prior lien, as provided in the Original Mortgage. 
 This Bond is subject to redemption by the Company on or after
October 1, 2042 at any time in whole, or from time to time in part, at a redemption price equal to 100% of the principal amount of the Bond to be redeemed, plus accrued and unpaid interest on the Bond to the redemption date. 

This Bond is subject to redemption by the Company prior to October 1, 2042 at any time in whole, or from time to time in part, at a
price equal to the greater of: (a) 100% of the principal amount of the Bond to be redeemed, plus accrued and unpaid interest on the Bond to the redemption date, or (b) as determined by the Quotation Agent, the sum of the present values of
the remaining scheduled payments of principal and interest on the Bond to be redeemed (not including any portion of payments of interest accrued as of the redemption date) discounted to the redemption date on a semi-annual basis at the Adjusted
Treasury Rate plus fifteen (15) basis points, plus accrued and unpaid interest on the Bond to the redemption date, in each of cases (a) and (b) as provided in the Supplemental Indenture. 

  
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 Such redemption in every case shall be effected upon notice given by: (1) first class
mail, postage prepaid, at least thirty days and not more than sixty days prior to the redemption date, to the registered owners of such Bonds at their addresses as the same shall appear on the transfer register of the Company; and (2) stating,
among other things, the redemption price and date, in each case, subject to the conditions of and as more fully set forth in the Indenture. 
 The redemption price will be calculated assuming a 360-day year consisting of twelve 30-day months. 
 A notice of redemption may provide that the optional redemption described in such notice is conditioned upon the occurrence of certain events before the redemption date. Such notice of conditional
redemption will be of no effect unless all such conditions to the redemption have occurred before the redemption date or have been waived by the Company. If any of these events fail to occur and are not waived by the Company, the Company will be
under no obligation to redeem the Bonds or pay the holders any redemption proceeds, and the Company’s failure to so redeem the Bonds will not be considered a default or event of default under the Indenture. In the event that any of these
conditions fail to occur or are not waived by the Company, the Company will promptly notify the Trustee in writing that the conditions precedent to such redemption have failed to occur and the Bonds will not be redeemed. 

Unless the Company defaults in payment of the redemption price, on and after the redemption date, interest will cease to accrue on the
bonds or portions of the bonds called for redemption. 
 “Adjusted Treasury Rate” means, with respect to any
redemption date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the
Comparable Treasury Price for the redemption date. 
 “Business Day” means any day that is not a day on which
banking institutions in New York City are authorized or required by law or regulation to close. 
 “Comparable Treasury
Issue” means the United States Treasury security selected by the Quotation Agent as having a maturity comparable to the remaining term of the Bonds that would be used, at the time of selection and in accordance with customary financial
practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Bonds. 

  
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 “Comparable Treasury Price” means, with respect to any redemption date:

  

	 	•	 	 the average of the Reference Treasury Dealer Quotations for that redemption date, after excluding the highest and lowest of the Reference Treasury
Dealer Quotations; or 

  

	 	•	 	 if the Quotation Agent obtains fewer than four Reference Treasury Dealer Quotations, the average of all Reference Treasury Dealer Quotations so
received. 

 “Quotation Agent” means, as selected by the Company, one of the Reference
Treasury Dealers. 
 “Reference Treasury Dealer” means (1) each of BNY Mellon Capital Markets, LLC,
Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, and their respective successors, unless any of them ceases to be a primary U.S. Government securities dealer in the United States (a “Primary
Treasury Dealer”) in which case the Company shall substitute for such Reference Treasury Dealer another Primary Treasury Dealer; and (2) any other Primary Treasury Dealer selected by the Company. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any redemption date,
the average, as determined by the Quotation Agent, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Quotation Agent by that Reference Treasury
Dealer at 5:00 p.m., New York City time, on the third Business Day preceding that redemption date. 
 In case an event of
default, as defined in the Indenture, shall occur, the principal of all of the Bonds at any such time outstanding under the Indenture may be declared or may become due and payable, upon the conditions and in the manner and with the effect provided
in the Indenture. The Indenture provides that such declaration may in certain events be waived by the holders of a majority in principal amount of the Bonds outstanding. 
 This Bond is transferable by the registered owner hereof, in person or by duly authorized attorney, on the books of the Company to be kept for that purpose at the agency of the Company in the City of
Chicago, Illinois, and at the agency of the Company in the Borough of Manhattan, The City of New York, upon surrender and cancellation of this Bond and on presentation of a duly executed written instrument of transfer, and thereupon a new registered
Bond or Bonds of the same series, of the same aggregate principal amount and in authorized denominations will be issued to the transferee or transferees in exchange herefor; and this Bond, with or without others of like form and series, may in like
manner be exchanged for one or more new registered Bonds of the same series of other authorized denominations but of the same aggregate principal amount; all upon payment of the charges and subject to the terms and conditions set forth in the
Indenture. 

  
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 The Company or a successor entity may deliver to the Trustee in substitution for any Bonds
of the 2043 Series, mortgage bonds or other similar instruments as set forth in the Indenture. 
 Subject to the preceding
sentence, no recourse shall be had for the payment of the principal of or premium, if any, or interest on this Bond, or for any claim based hereon or on the Indenture or any indenture supplemental thereto, against any incorporator, or against any
stockholder, director or officer, past, present or future, of the Company, or of any predecessor or successor corporation, as such, either directly or through the Company or any such predecessor or successor corporation, whether by virtue of any
constitution, statute or rule of law, or by the enforcement of any assessment or penalty or otherwise, all such liability, whether at common law, in equity, by any constitution, statute or otherwise, of incorporators, stockholders, directors or
officers being released by every owner hereof by the acceptance of this Bond and as part of the consideration for the issue hereof, and being likewise released by the terms of the Indenture. 

No director, officer, employee or stockholder of the Company will have any liability for any obligations of the Company under the Bonds
or Indenture or for any claim based on, in respect of, or by reason of, such obligations or their creation. Each holder by accepting a Bond waives and releases all such liability. The waiver and release are part of the consideration for issuance of
the Bonds. The waiver may not be effective to waive liabilities under the federal securities laws. It is the view of the Securities and Exchange Commission that this type of waiver is against public policy. 

This Bond shall not be entitled to any benefit under the Indenture or any indenture supplemental thereto, or become valid or obligatory
for any purpose, until The Bank of New York Mellon Trust Company, N.A., the Trustee (as successor to Harris Trust and Savings Bank) under the Indenture, or a successor trustee thereto under the Indenture, shall have signed the form of certificate
endorsed hereon. 

  
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 IN WITNESS WHEREOF, WESTAR ENERGY, INC. has caused this Bond to be signed in its name by its
Chairman of the Board, President and Chief Executive Officer or a Vice President, manually or by facsimile, and its corporate seal (or a facsimile thereof) to be hereto affixed and attested by its Secretary or an Assistant Secretary, manually or by
facsimile. 
 Dated: March             , 2013 

 

			
	WESTAR ENERGY, INC.
		
	 By
	 	 
		 	 Anthony D. Somma

		 	 Senior Vice President, Chief

		 	 Financial Officer and Treasurer

  

	
	 Attest:

	
	 
	 Larry D. Irick

	 Vice President, General Counsel and

	 Corporate Secretary

 [SIGNATURE PAGE TO GLOBAL NOTE] 

  
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 TRUSTEE’S CERTIFICATE 

This Bond is one of the Bonds, of the series designated herein, described in the within-mentioned Mortgage and Deed of Trust of
July 1, 1939 and Supplemental Indenture dated as of March             , 2013. 
  

			
	 THE BANK OF NEW YORK

MELLON TRUST COMPANY, N.A.

	    As Trustee
		
	By	 	 
		 	Authorized Person

 [TRUSTEE’S CERTIFICATE TO GLOBAL NOTE] 

  
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 Section 4. Execution and Form of Temporary Bonds of the 2043 Series. Until Bonds
of the 2043 Series in definitive form are ready for delivery, the Company may execute, and upon its request in writing the Trustee shall authenticate and deliver, in lieu thereof, Bonds of the 2043 Series in temporary form, as provided in
Section 9 of Article II of the Original Indenture. 
 ARTICLE II 

ISSUE OF BONDS OF THE 2043 SERIES 

Section 1. Limitation as to Principal Amount of Bonds of the 2043 Series. The total principal amount of Bonds of the 2043
Series which may be authenticated and delivered hereunder is not limited except as the Original Indenture and this Supplemental Indenture limit the principal amount of Bonds which may be issued thereunder. 

Section 2. Execution and Delivery of Bonds of the 2043 Series. Bonds of the 2043 Series for the aggregate principal amount of
$250,000,000 may forthwith be executed by the Company and delivered to the Trustee and shall be authenticated by the Trustee and delivered (either before or after the filing or recording hereof) to or upon the order of the Company, upon receipt by
the Trustee of the resolutions, certificates, instruments and opinions required by Article III of the Original Indenture. 

Section 3. Additional Bonds of the 2043 Series. The Bonds of the 2043 Series need not be issued at the same time. Subject to the
limitations of the Original Indenture and this Supplemental Indenture with respect to the principal amount of Bonds which may be issued thereunder, the Company may, from time to time, at its option and without the consent of any holder of the Bonds
of the 2043 Series, reopen the 2043 Series for issuance of additional Bonds of the 2043 Series (such Bonds, “Additional Bonds”); provided that if the Additional Bonds are not fungible with the previously issued Bonds of the
2043 Series for United States federal income tax purposes, the Additional Bonds will have a separate CUSIP number, and further provided that Additional Bonds shall rank pari passu with any outstanding Bonds of the 2043 Series, shall be
consolidated with and treated as a single class with the outstanding Bonds of the 2043 Series for all purposes, and shall have terms and conditions identical to those of the other outstanding Bonds of the 2043 Series, except that Additional Bonds
may differ with respect to: 
 (i) the date of issuance; 
 (ii) the amount of interest payable on the first interest payment date therefor; 

  
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 (iii) the first interest payment date; 

(iv) the issue price; and 
 (v) any adjustments necessary in order to conform to and ensure compliance with the Securities Act of 1933 (or other applicable securities laws), which are not adverse in any material respect to the
holder of any outstanding Bonds of the 2043 Series. 
 Additional Bonds of the 2043 Series executed by the Company and delivered
to the Trustee shall be authenticated by the Trustee and delivered (either before or after the filing or recording hereof) to or upon the order of the Company, upon receipt by the Trustee of the resolutions, certificates, instruments and opinions
required by Article III of the Original Indenture. 
 ARTICLE III 

REDEMPTION AND SUBSTITUTION OF BONDS OF
THE 2043 SERIES 
 Section 1. Optional Redemption of Bonds of the 2043 Series.

 (1) Optional Redemption of Bonds of the 2043 Series. Prior to October 1, 2042, the Company may, at its option,
redeem the Bonds of the 2043 Series at any time in whole, or from time to time in part, after giving the required notice under subsection (2) of this Article III, Section 1, at a redemption price equal to the greater of: (a) 100% of
the principal amount of the Bonds of the 2043 Series to be redeemed, plus accrued and unpaid interest on Bonds of the 2043 Series to be redeemed to the redemption date or (b) as determined by the Quotation Agent, the sum of the present values
of the remaining scheduled payments of principal and interest on the Bonds of the 2043 Series to be redeemed (not including any portion of payments of interest accrued as of the redemption date) discounted to the redemption date on a semi-annual
basis at the Adjusted Treasury Rate plus fifteen (15) basis points, plus accrued and unpaid interest on those Bonds of the 2043 Series to be redeemed to the redemption date. 
 On or after October 1, 2042, the Company may, at its option, redeem the Bonds of the 2043 Series at any time in whole, or from time to time in part, after giving the required notice under subsection
(2) of this Article III, Section 1, at a redemption price equal to 100% of the principal amount of the Bonds to be redeemed, plus accrued and unpaid interest on the Bonds to the redemption date. 

The redemption price will be calculated assuming a 360-day year consisting of twelve 30-day months. 

  
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 Unless the Company defaults in payment of the redemption price, on and after the redemption
date, interest will cease to accrue on the Bonds of the 2043 Series or portions of the Bonds of the 2043 Series called for redemption. 
 (2) Notice of Redemption. Subject to the provisions of Article V of the Original Indenture, in the case of redeeming all or any portion of the Bonds of the 2043 Series, the Company shall cause
notice of redemption to be given by (1) first class mail, postage prepaid, at least thirty days and not more than sixty days prior to the date of redemption, to the registered owners of such Bonds of the 2043 Series at their addresses as the
same shall appear on the transfer register of the Company; and (2) stating, among other things, the redemption price and date. 
 Notwithstanding the foregoing, a notice of redemption may provide that the optional redemption described in such notice is conditioned upon the occurrence of certain events before the date of redemption.
Such notice of conditional redemption will be of no effect unless all such conditions to the redemption shall have occurred before the redemption date or shall have been waived by the Company. If any of these events fail to occur and are not waived
by the Company, the Company will be under no obligation to redeem the Bonds of the 2043 Series or pay the holders thereof any redemption proceeds and the Company’s failure to so redeem the Bonds of the 2043 Series will not be considered a
default or event of default under the Indenture. In the event that any of these conditions fail to occur or are not waived by the Company, the Company will promptly notify the Trustee in writing that the conditions precedent to such redemption have
failed to occur and the Bonds of the 2043 Series will not be redeemed. 
 “Adjusted Treasury Rate” means, with
respect to any redemption date, the rate per annum equal to the semi-annual equivalent yield to maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal
to the Comparable Treasury Price for the redemption date. 
 “Business Day” means any day that is not a day on
which banking institutions in New York City are authorized or required by law or regulation to close. 
 “Comparable
Treasury Issue” means the United States Treasury security selected by the Quotation Agent as having a maturity comparable to the remaining term of the Bonds that would be used, at the time of selection and in accordance with customary
financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of the Bonds. 
 “Comparable Treasury Price” means, with respect to any redemption date: 

  
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	 	•	 	 the average of the Reference Treasury Dealer Quotations for that redemption date, after excluding the highest and lowest of the Reference Treasury
Dealer Quotations; or 

  

	 	•	 	 if the Quotation Agent obtains fewer than four Reference Treasury Dealer Quotations, the average of all Reference Treasury Dealer Quotations so
received. 

 “Quotation Agent” means, as selected by the Company, one of the Reference
Treasury Dealers. 
 “Reference Treasury Dealer” means (1) each of BNY Mellon Capital Markets, LLC,
Deutsche Bank Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, and their respective successors, unless any of them ceases to be a primary U.S. Government securities dealer in the United States (a “Primary
Treasury Dealer”) in which case the Company shall substitute for such Reference Treasury Dealer another Primary Treasury Dealer; and (2) any other Primary Treasury Dealer selected by the Company. 

“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any redemption date,
the average, as determined by the Quotation Agent, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Quotation Agent by that Reference Treasury
Dealer at 5:00 p.m., New York City time, on the third Business Day preceding that redemption date. 
 Section 2.
Substitution of Bonds of the 2043 Series. The Company may deliver to the Trustee in substitution for any Bonds of the 2043 Series, mortgage bonds or other similar secured instruments of the Company or any successor entity, whether by
merger, combination or acquisition of all or substantially all of the assets of the Company, or otherwise, issued under a mortgage and deed of trust or similar instrument of the Company or any successor entity in like principal amount of like term
and bearing the same rate of interest and having the same interest payment dates and same redemption provisions as the Bonds of the 2043 Series and which are otherwise substantially similar to the Bonds of the 2043 Series (such substituted bonds
hereinafter being referred to in this Article III, Section 2 as the “2043 Series Substituted Mortgage Bonds”). The 2043 Series Substituted Mortgage Bonds may only be delivered to the Trustee upon receipt by the Trustee of
(i) a letter from Moody’s (as hereinafter defined), dated within ten days prior to the date of delivery of the 2043 Series Substituted Mortgage Bonds, stating that its rating of the 2043 Series Substituted Mortgage Bonds is at least equal
to its then current rating on the Bonds of the 2043 Series, (ii) a letter from S&P (as hereinafter defined), dated within ten days prior to the date of delivery of the 2043 Series Substituted Mortgage Bonds, stating that its rating to the
2043 Series Substituted Mortgage Bonds is at least equal to its then 

  
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current rating on the Bonds of the 2043 Series, (iii) a letter from Fitch (as hereinafter defined), dated within ten days prior to the date of delivery of the 2043 Series Substituted
Mortgage Bonds, stating that its rating to the 2043 Series Substituted Mortgage Bonds is at least equal to its then current rating on the Bonds of the 2043 Series, (iv) an opinion of counsel, which may be counsel to the Company or any successor
entity, that such substitution will not result in the recognition of capital gain or loss for U.S. federal income tax purposes to the holders of the Bonds of the 2043 Series, (v) an opinion of counsel which may be counsel to the Company or any
successor entity, to the effect that the 2043 Series Substituted Mortgage Bonds shall have been duly and validly authorized, executed, authenticated, and delivered and shall constitute the valid, legally binding and enforceable obligations of the
Company or any successor entity enforceable in accordance with their terms, except as limited by bankruptcy, insolvency or other laws affecting the enforcement of mortgagees’ and other creditors’ rights and shall be entitled to the benefit
of the mortgage and deed of trust or other similar instrument pursuant to which they shall have been issued and (vi) such other certificates and documents with respect to the issuance and delivery of the 2043 Series Substituted Mortgage Bonds
as may be required by law or as the Trustee may reasonably request. 
 “Fitch” means Fitch Ratings, which is
part of the Fitch Group, a jointly-owned subsidiary of Fimalac, S.A. and Hearst Corporation, its successors and their assigns, except that if such entity shall be dissolved or liquidated or shall no longer perform the functions of a securities
rating agency, then the term “Fitch” shall be deemed to refer to any other nationally recognized securities rating agency selected by the Company. 
 “Moody’s” means Moody’s Investors Service, Inc., a corporation organized and existing under the laws of the State of Delaware, its successors and their assigns, except that if
such corporation shall be dissolved or liquidated or shall no longer perform the functions of a securities rating agency, then the term “Moody’s” shall be deemed to refer to any other nationally recognized securities rating agency
selected by the Company. 
 “S&P” means Standard & Poor’s Ratings Services, a division of The
McGraw Hill Companies, Inc., duly organized and existing under and by virtue of the laws of the State of New York, and its successors and assigns, except that if such rating agency shall be dissolved or liquidated or shall no longer perform the
functions of a securities rating agency, then the term “S&P” shall be deemed to refer to any other nationally recognized securities rating agency selected by the Company. 

  
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 ARTICLE IV 
 ADDITIONAL COVENANTS 
 The Company hereby covenants,
warrants and agrees: 
 Section 1. Title to Mortgaged Property. That the Company is lawfully seized and possessed of
all of the mortgaged property described in the granting clauses of this Supplemental Indenture; that it has good, right and lawful authority to mortgage the same as provided in this Supplemental Indenture; and that such mortgaged property is, at the
actual date of the initial issue of the Bonds of the 2043 Series and at the date of issuance of any Additional Bonds, as applicable, free and clear of any deed of trust, mortgage, lien, charge or encumbrance thereon or affecting the title thereto
prior to the Indenture, except as set forth in the granting clauses of the Original Indenture, the Thirty-Second Supplemental Indenture, the Thirty-Seventh Supplemental Indenture, the Thirty-Eighth Supplemental Indenture, the Thirty-Ninth
Supplemental Indenture, the Forty-First Supplemental Indenture, the Forty-Second Supplemental Indenture, the Forty-Second Supplemental (Reopening) Indenture and this Supplemental Indenture. 

Section 2. To Retire Certain Portions of Bonds upon Release of All or Substantially All of the Electric Properties. So long
as any Bonds of any series originally issued prior to January 1, 1997 are outstanding, in the event all or substantially all of the electric properties shall have been released as an entirety from the lien of the Original Indenture, the Company
will, at any time or from time to time within six months after the date of such release, retire Bonds outstanding under the Original Indenture in an aggregate principal amount equal to the fair value of the electric properties so released pursuant
to Section 3 of Article VII of the Original Indenture, as stated in the engineer’s certificate required by Section 3(b) of said Article VII, and the proceeds of the electric properties so released pursuant to Section 5
of said Article VII. Such retirement of Bonds shall be effected in either one or both of the following methods: 
 (a) By
the withdrawal pursuant to Section 2 of Article VIII of the Original Indenture of any moneys deposited with the Trustee pursuant to Sections 3(d), 4(d) and 5 of Article VII of the Original Indenture upon such release; or 

(b) By causing the Trustee to purchase or redeem bonds, pursuant to Section 8 of Article VIII of the Original Indenture, out of
any moneys deposited with the Trustee pursuant to Sections 3(d), 4(d) and 5 of Article VII of the Original Indenture upon such release. 
 The Bonds to be so retired pursuant to such Section 3 of Article VII of the Original Indenture shall include a principal amount of Bonds of each Series then outstanding in the same ratio to the
aggregate principal amount of all Bonds so retired as the aggregate principal amount of all Bonds of each Series outstanding immediately prior to such release bears to the total principal amount of all Bonds then outstanding. 

  
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 ARTICLE V 
 AMENDMENTS AND RESERVATIONS OF RIGHTS TO AMEND THE ORIGINAL
INDENTURE 
 Section 1. So Long as Bonds Issued Prior to January 1, 1997 Remain Outstanding. So
long as any of the Bonds of any series originally issued prior to January 1, 1997 shall remain outstanding: 
 (a)
Notwithstanding the provisions of Section 4 of Article III of the Original Indenture, no Bonds shall be authenticated and delivered pursuant to the provisions of Article III of the Original Indenture and issued upon the basis of net bondable
value of property additions for an aggregate principal amount in excess of sixty percent (60%) of the net bondable value of property additions not subject to an unfunded prior lien. 

For the purposes of Subsections (e) and (f) of the definition of “net bondable value of property additions not subject to
an unfunded prior lien,” contained in Article I of the Original Indenture, and Subdivisions 8 and 9 of clause (a) of Section 4 of Article III of the Original Indenture, in all computations made with respect to a period subsequent to
April 1, 1949, the deductions therein referred to shall in each case be ten-sixths (10/6ths) of the respective amounts mentioned, in lieu of ten-sevenths (10/7ths). 
 (b) Notwithstanding the provisions of Section 3(a) of Article VIII of the Original Indenture, no moneys received by the Trustee pursuant to Section 5(a) of Article III of the Original Indenture
shall be paid over by the Trustee in an amount in excess of sixty percent (60%) of the net bondable value of property additions not subject to an unfunded prior lien, and for the purposes of Section 3 of Article VII of the Original
Indenture, the amount of cash required to be deposited by the Company pursuant to Subsection (d) of said Section 3 of Article VII shall not be reduced in an amount in excess of sixty percent (60%) of the net bondable value of
property additions not subject to an unfunded prior lien. 
 (c) For the purposes of clauses (c) and (d) of the
definition of “net bondable value of property additions subject to an unfunded prior lien,” contained in Article I of the Original Indenture, and Subsection 7 of clause (a) of Section 4 of Article III of the Original Indenture,
in all computations made with respect to a period subsequent to April 1, 1949, the deductions therein referred to shall in each case be ten-sixths (10/6ths) of the respective amounts mentioned, in lieu of ten-sevenths (10/7ths).

  
 24 

 (d) Subsection (a) of Section 14, clauses (1) and (2) of
Subsection (a) of Section 16 of Article IV and clause (1) of Subsection (b) of Section 1 of Article XII of the Original Indenture shall be deemed amended by substituting the words “sixty percent (60%)” for
“seventy percent (70%)” where they appear in said provisions of the Original Indenture. 
 (e) The definition of the
term “net earnings available for interest, depreciation and property retirement,” as contained in Article I of the Original Indenture, shall be deemed to mean the net earnings of the Company ascertained as follows: 

(i) The total operating revenues of the Company and the net non-operating revenues of the properties of the Company shall
be ascertained: 
 (A) From the total, determined as provided in Subsection (a), there shall be deducted all
operating expenses, including all salaries, rentals, insurance, license and franchise fees, expenditures for repairs and maintenance, taxes (other than income, excess profits and other taxes measured by or dependent on net taxable income),
depreciation as shown on the books of the Company or an amount equal to the minimum provision for depreciation as hereinafter defined, whichever is greater, but excluding all property retirement appropriations, all interest and sinking fund charges,
amortization of stock and debt discount and expense or premium and further excluding any charges to income or otherwise for the amortization of plant or property accounts or of amounts transferred therefrom. 

(B) The balance remaining after the deduction of the total amount computed pursuant to Subsection (b) from the total
amount computed pursuant to Subsection (a) shall constitute the “net earnings of the Company available for interest,” provided that not more than fifteen percent (15%) of the net earnings of the Company available for
interest may consist of the aggregate of (1) net non-operating income, (2) net earnings from mortgaged property other than property of the character of property additions and (3) net earnings from property not subject to the lien of
this Indenture. 
 (C) No income received or accrued by the Company from securities and no profits or losses of
capital assets shall be included in making the computations aforesaid. 

  
 25 

 (D) In case the Company shall have acquired any acquired plant or systems or
shall have been consolidated or merged with any other corporation, within or after the particular period for which the calculation of net earnings of the Company available for interest, depreciation and property retirement is made, then, in
computing the net earnings of the Company available for interest, depreciation and property retirement, there may be included, to the extent they may not have been otherwise included, the net earnings or net losses of such acquired plant or system
or of such other corporation, as the case may be, for the whole of such period. The net earnings or net losses of such property additions, or of such other corporation for the period preceding such acquisition or such consolidation or merger, shall
be ascertained and computed as provided in the foregoing subsections of this definition as if such acquired plant or system had been owned by the Company during the whole of such period, or as if such other corporation had been consolidated or
merged with the Company prior to the first day of such period. 
 (E) In case the Company shall have obtained the
release of any property pursuant to Section 3 of Article VII of the Original Indenture, of a fair value in excess of Five Hundred Thousand Dollars ($500,000), as shown by the engineer’s certificate required by said Section 3, or
shall have obtained the release of any property pursuant to Section 5 of Article VII of the Original Indenture, the proceeds of which shall have exceeded Five Hundred Thousand Dollars ($500,000), within or after the particular period for
which the calculation of net earnings of the Company available for interest, depreciation and property retirement is made, then, in computing the net earnings of the Company available for interest, depreciation and property retirement, the net
earnings or net losses of such property for the whole of such period shall be excluded to the extent practicable on the basis of actual earnings and expenses of such property or on the basis of such estimates of the earnings and expenses of such
property as the signers of an officers’ certificate filed with the Trustee pursuant to Section 3(b) of Article III or Section 16 of Article IV of the Original Indenture shall deem proper. 

(ii) The term “minimum charge for depreciation” as used herein shall mean an amount equal to
(A) fifteen percent (15%) of the total operating revenues of the Company after deducting therefrom an amount equal to the aggregate cost to the Company of electric energy, gas and water purchased for resale to others and rentals paid for,
or other payments made for the use of, property owned by others and leased to or operated by 

  
 26 

 
the Company, the maintenance of which and depreciation on which are borne by the owners, less (B) an amount equal to the expenditures for maintenance and repairs to the plants and property
of the Company and included or reflected in its operating expense accounts. 
 (iii) The terms “net
earnings available for interest, depreciation and property retirement” and “net earnings of another corporation available for interest, depreciation and property retirement” as contained in Article I of the Original
Indenture, when used with respect to any property or with respect to another corporation, shall mean the net earnings of such property or the net earnings of such other corporation, as the case may be, computed in the manner provided in
Subsections (a), (b), (c) and (d) hereof. 
 (f) Notwithstanding the provisions of clauses (1) and
(2) of subsection (b) of Article III, and Subsection (b) of Section 14 of Article IV, and Subsection (b) of Section 16 of Article IV and clause (2) of Subsection (b) of Section 1 of
Article XII of the Original Indenture, the computation of net earnings required therein shall be made as provided in Subsection (e) of this Section 1, and the net earnings tests required in said mentioned provisions of Articles III,
IV and XII of the Original Indenture shall be based on two times the annual interest charges described in such provisions, instead of two and one-half times such charges, but shall not otherwise affect such provisions or relieve from the
requirements therein pertaining to ten percent (10%) of the principal amount of Bonds therein described. 
 Section 2.
Facsimile Signatures. All of the Bonds of the 2043 Series and of any series initially issued after the initial issuance of Bonds of the 2043 Series shall, from time to time, be executed on behalf of the Company by its Chairman of the
Board, Chief Executive Officer, President or one of its Vice Presidents whose signature, notwithstanding the provisions of Section 12 of Article II of the Original Indenture, may be by facsimile, and its corporate seal (which may be in
facsimile) shall be thereunto affixed and attested by its Secretary or one of its Assistant Secretaries whose signature, notwithstanding the provisions of the aforesaid Section 12, may be by facsimile. 

In case any of the officers who have signed or sealed any of the Bonds of the 2043 Series or of any series initially issued after the
initial issuance of Bonds of the 2043 Series manually or by facsimile shall cease to be such officers of the Company before such Bonds so signed and sealed shall have been actually authenticated by the Trustee or delivered by the Company, such Bonds
nevertheless may be authenticated, issued and delivered with the same force and effect as though the person or persons who so signed or sealed such Bonds had not ceased to be such officer or officers of the Company; and also any such Bonds may be
signed or sealed by manual or facsimile signature on behalf of the Company by such persons as at the actual date of the execution of any of such Bonds shall be the proper officers of the Company, although at the nominal date of any such Bond any
such person shall not have been such officer of the Company. 

  
 27 

 Section 3. Reservation of Right to Amend Article VII. The Company reserves the
right subject to appropriate corporate action, but without the consent or other action of holders of bonds of any series created after January 1, 1997, to make such amendments to the Original Indenture, as supplemented, as shall be necessary in
order to amend Article VII thereof by adding thereto a Section 8 and a Section 9 to read as follows: 

“SECTION 8. Notwithstanding any other provision of this Indenture, unless an event of default shall have happened and
be continuing, or shall happen as a result of the making or granting of an application to release mortgaged property permitted by this Section 8, the Trustee shall release from the lien of this Indenture any mortgaged property if the fair value
to the Company of all of the property constituting the trust estate (excluding the mortgaged property to be released but including any mortgaged property to be acquired by the Company with the proceeds of, or otherwise in connection with, such
release) equals or exceeds an amount equal to 10/7ths of the aggregate principal amount of outstanding Bonds and prior lien bonds outstanding at the time of such release, upon receipt by the Trustee of: 

“(a) an officers’ certificate dated the date of such release, requesting such release, describing in reasonable
detail the mortgaged property to be released and stating the reason for such release; 
 “(b) an
engineer’s certificate, dated the date of such release, stating (i) that the signer of such engineer’s certificate has examined such officers’ certificate in connection with such release, (ii) the fair value to the Company,
in the opinion of the signer of such engineer’s certificate, of (A) all of the property constituting the trust estate, and (B) the mortgaged property to be released, in each case as of a date not more than 90 days prior to the date of
such release, and (iii) that in the opinion of such signer, such release will not impair the security under this Indenture in contravention of the provisions hereof; 

“(c) in case any bondable property is being acquired by the Company with the proceeds of, or otherwise in connection
with, such release, an engineer’s certificate, dated the date of such release, as to the fair value to the Company, as of the date not more 

  
 28 

 
than 90 days prior to the date of such release, of the bondable property being so acquired (and if within six months prior to the date of acquisition by the Company of the bondable property being
so acquired, such bondable property has been used or operated by a person or persons other than the Company in a business similar to that in which it has been or is to be used or operated by the Company, and the fair value to the Company of such
bondable property, as set forth in such certificate, is not less than $25,000 and not less than 1% of the aggregate principal amount of Bonds at the time outstanding, such certificate shall be an independent appraiser’s certificate);

 “(d) an officer’s certificate, dated the date of such release, stating the aggregate principal
amount of outstanding Bonds and prior lien bonds outstanding at the time of such release, and stating that the fair value to the Company of all of the property constituting the trust estate (excluding the mortgaged property to be released but
including any bondable property to be acquired by the Company with the proceeds of, or otherwise in connection with, such release) stated on the independent appraiser’s certificate filed pursuant to Section 8(c) equals or exceeds an amount
equal to 10/7ths of such aggregate principal amount; 
 “(e) an officers’ certificate, dated the date
of such release, stating that, the Company is not, and by the making or granting of the application will not be, in default in the performance of any of the terms and covenants of this Indenture; 

“(f) an opinion of counsel, dated the date of such release, as to compliance with conditions precedent. 

“SECTION 9. If the Company is unable to obtain, in accordance with any other Section of this Article VII, the release
from the lien of this Indenture of any property constituting part of the trust estate, unless an event of default shall have happened and be continuing, or shall happen as a result of the making or granting of an application to release mortgaged
property permitted by this Section 9, the Trustee shall release from the lien of this Indenture any mortgaged property if the fair value to the Company thereof, as shown by the engineer’s certificate filed pursuant to Section 9(b), is
less than 1/2 of 1% of the aggregate principal amount of outstanding Bonds and prior lien bonds outstanding at the time of such release, provided that the aggregate fair value to the Company of all mortgaged property released pursuant to this
Section 9, as shown by all engineer’s certificates filed pursuant to Section 9(b) in any period of 12 consecutive calendar months which includes the date of such engineer’s certificate, shall not exceed 1% of the aggregate
principal amount of the outstanding Bonds and prior lien bonds outstanding at the time of such release, upon receipt by the Trustee of: 

  
 29 

 “(a) an officers’ certificate, dated the date of such release,
requesting such release, describing in reasonable detail the mortgaged property to be released and stating the reason for such release; 
 “(b) an engineer’s certificate, dated the date of such release, stating (A) that the signer of such engineer’s certificate has examined such officers’ certificate in connection
with such release, (B) the fair value to the Company, in the opinion of the signer of such engineer’s certificate, of such mortgaged property to be released as of a date not more than 90 days prior to the date of such release, and
(C) that in the opinion of such signer such release will not impair the security under this Indenture in contravention of the provisions hereof; 
 “(c) an officers’ certificate, dated the date of such release, stating the aggregate principal amount of outstanding Bonds and prior lien bonds outstanding at the time of such release, that 1/2
of 1% of such aggregate principal amount does not exceed the fair value to the Company of the mortgaged property for which such release is applied for as shown by the engineer’s certificate referred to in Section 9(b), and that 1% of such
aggregate principal amount does not exceed the aggregate fair value to the Company of all mortgaged property released from the lien of this Indenture pursuant to this Section 9 as shown by all engineer’s certificates filed pursuant to
Section 9(b) in such period of 12 consecutive calendar months; 
 “(d) an officers’ certificate,
dated the date of such release, stating that, the Company is not, and by the making or granting of the application will not be, in default in the performance of any of the terms and covenants of this Indenture; and 

“(e) an opinion of counsel, dated the date of such release, as to compliance with conditions precedent.”

 The Company also reserves the right subject to appropriate corporate action, but without the consent or other action of
holders of Bonds of any series created after January 1, 1997 to amend, modify or delete any other provision of the Original Indenture, as supplemented, as may be necessary in order to effectuate the intents and purposes contemplated by the
foregoing Sections 8 and 9. 

  
 30 

 Section 4. Reservation of Right to Delete Certain Requirements and Conditions.
The Company reserves the right subject to appropriate corporate action, but without the consent or other action of holders of Bonds of any series created after January 1, 1997 to: 

(a) delete as a condition to the authentication of additional Bonds pursuant to Sections 4, 5 or 6 of Article III of the Original
Indenture the requirement to file or deposit with the Trustee the officers’ certificate described in Section 3(b) of Article III of the Original Indenture; 
 (b) delete as a condition to the consolidation or merger of the Company into, or sale by the Company of its property as an entirety or substantially as an entirety to another corporation the requirement
set forth in Section 1(b)(2) of Article XII of the Original Indenture; 
 (c) delete as a condition to the release of
property pursuant to Section 3 of Article VII of the Original Indenture, the requirement to obtain an independent engineer’s certificate under the circumstances set forth in Section 3(c) of Article VII; and 

(d) amend, modify or delete any other provision of the Original Indenture, as supplemented, as may be necessary in order to effectuate
the intents and purposes contemplated by this Section 4. 
 Section 5. Issuance of Variable Rate Bonds. The
Company reserves the right, subject to appropriate action, but without any consent or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to clarify the ability of the Company to issue variable rate bonds under
the Original Indenture, notwithstanding any provision of the Original Indenture to the contrary. The Company may make such other amendments to the Original Indenture as may be necessary or desirable in the opinion of the Company to effect the
foregoing. 
 Section 6. Substitution of Bonds. The Company reserves the right, subject to appropriate action, but
without any consent or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to amend the Original Indenture as may be necessary in order to permit the Company to deliver to the Trustee in substitution for any
bonds issued under the Original Indenture (except Bonds of the 2043 Series, which are subject to Article III, Section 2 hereof), mortgage bonds or other similar instruments of the Company or any successor entity, whether by merger, combination
or acquisition of all or substantially all of the assets of the Company, or otherwise, issued under a mortgage and deed of 

  
 31 

 
trust or similar instrument of the Company or any successor entity in like principal amount of like term and bearing the same rate of interest as the original bonds (such substituted bonds
hereinafter being referred to as the “Substituted Mortgage Bonds”). The Substituted Mortgage Bonds may only be delivered to the Trustee upon receipt by the Trustee of (i) if the original bonds were rated by Moody’s, a
letter from Moody’s, dated within ten days prior to the date of delivery of the Substituted Mortgage Bonds, stating that its rating of the Substituted Mortgage Bonds is at least equal to its then current rating on the original bonds,
(ii) if the original bonds were rated by S&P, a letter from S&P, dated within ten days prior to the date of delivery of the Substituted Mortgage Bonds, stating that its rating to the Substituted Mortgage Bonds is at least equal to its
then current rating on the original bonds, (iii) if the original bonds were rated by Fitch, a letter from Fitch, dated within ten days prior to the date of delivery of the Substituted Mortgage Bonds, stating that its rating to the Substituted
Mortgage Bonds is at least equal to its then current rating on the original bonds (iv) an opinion of counsel which may be counsel to the Company or any successor entity, to the effect that the Substituted Mortgage Bonds shall have been duly and
validly authorized, executed, authenticated, and delivered and shall constitute the valid, legally binding and enforceable obligations of the Company or any successor entity enforceable in accordance with their terms, except as limited by
bankruptcy, insolvency or other laws affecting the enforcement of mortgagees’ and other creditors’ rights and shall be entitled to the benefit of the mortgage and deed of trust or other similar instrument pursuant to which they shall have
been issued and (v) such other certificates and documents with respect to the issuance and delivery of the Substituted Mortgage Bonds as may be required by law or as the Trustee may reasonably request. The Company may make such other amendments
to the Original Indenture as may be necessary or desirable in the opinion of the Company to effect the foregoing. 
 Section 7.
Addition of a Governing Law Clause. The Company reserves the right, subject to appropriate action, but without any consent or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to amend the
Original Indenture to add the following new section: 
 “This Indenture shall be deemed to be a contract
made under the laws of the State of Kansas and for all purposes shall be construed in accordance with the laws of the State of Kansas, without regard to conflicts of laws principles thereof.” 

Section 8. Event of Default for Failure to Pay Final Judgments in Excess of $100,000. The Company reserves the right, subject
to appropriate action, but without any consent or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to amend the Original Indenture to delete Article IX, Section 1(j). The Company may make such other
amendments to the Original Indenture as may be necessary or desirable in the opinion of the Company to effect the foregoing. 

  
 32 

 Section 9. Net Earnings Test in Connection with Property Acquisitions. The
Company reserves the right, subject to appropriate action, but without any consent or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to amend the Original Indenture to delete Article IV, Section 14(b)
and reserves the right to further amend, modify or delete any other provision of the Original Indenture, as supplemented, as may be necessary in order to effectuate the intents and purposes contemplated by this Section 9. 

Section 10. Addition of Nuclear Fuel. The Company reserves the right, subject to appropriate action, but without any consent
or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to amend the Original Indenture to (i) add Nuclear Fuel to the definition of “Property Additions”; provided that there shall
be no restrictions under the Original Indenture on the application of any controls, liens, regulations, easements, restrictions, exceptions or reservations by any governmental authority on the Nuclear Fuel, (ii) to allow the Company to at any
time, unless the Company is in default in the payment of the interest on any of the bonds then outstanding or there is an ongoing event of default without any release or consent by, or report to, the Trustee, sell or otherwise dispose of, free from
the lien of the Original Indenture, any Nuclear Fuel which shall have become old, inadequate, obsolete, worn out, unfit, unadapted, unserviceable, undesirable or unnecessary for use in the operations of the Company upon the replacement or
substitution of such Nuclear Fuel with other Nuclear Fuel of at least equal value and subject to the lien of the Original Indenture and (iii) to further amend, modify or delete any other provision of the Original Indenture, as supplemented, as
may be necessary in order to effectuate the intents and purposes contemplated by this Section 10. 
 The term
‘Nuclear Fuel’ shall mean (a) any fuel element, including nuclear fuel and associated means (and any similar or analogous device or substance), whether or not classified as fuel and whether or not chargeable to operating
expenses, comprising or intended to comprise, or formerly comprising, the core, or other part, of a nuclear reactor or any similar or analogous device, (b) any fuel element, including nuclear fuel, and associated means (and any similar or
analogous device or substance) while in the process of fabrication or preparation and special nuclear or other materials held for use in such fabrication or preparation, (c) any substances or materials formerly comprising such nuclear fuel and
associated means (or any similar or analogous device or substance) and which substances or materials are undergoing or have undergone reprocessing and (d) uranium, thorium, plutonium, and any other substance or material from time to time used
or selected for use by the Company as fuel material, or as potential fuel material, in a nuclear reactor or any similar or analogous device. 

  
 33 

 Section 11. Modernization of the Original Indenture. The Company reserves the
right, subject to appropriate action, but without any consent or other action by holders of Bonds of the 2043 Series, or of any subsequent series of bonds, to amend the Original Indenture to: 

(i) Eliminate maintenance and improvement fund requirements; 

(ii) Simplify the provisions for release of obsolete property, de minimis property releases and substitution of property
and unfunded property; 
 (iii) Permit additional terms of bonds or forms of bond in supplemental indentures,
including terms for uncertificated and global securities (or definitive securities in lieu thereof) and medium-term notes; 
 (iv) Make any changes necessary to conform the Mortgage with the requirements of the Trust Indenture Act; 
 (v) Add defeasance provisions providing for covenant and legal defeasance options; 
 (vi) Permit the Company to remove the trustee in certain circumstances; 
 (vii) Provide for direction to the trustee under the Mortgage to vote pledged prior lien bonds for specified amendments to the prior lien mortgage; 

(viii) Provide broader investment directions to the trustee or permitting the Company to direct investment of money held
by the Trustee, so long as there is no event of default under the Mortgage; 
 (ix) Amend the definition of
“Excepted Property” to exclude property which generally cannot be mortgaged without undue administrative burden (i.e. automobiles), but allowing the Company to subject Excepted Property to the Mortgage; 

(x) Amend the definition of “Bondable Property” to allow all mortgaged property to be bondable; and 

(xi) Update the definition of “Permitted Liens.” 

  
 34 

 ARTICLE VI 
 MISCELLANEOUS PROVISIONS 
 Section 1.
Acceptance of Trust. The Trustee accepts the trusts herein declared, provided, created or supplemented and agrees to perform the same upon the terms and conditions herein and in the Original Indenture, as amended, set forth and upon the
following terms and conditions. 
 Section 2. Responsibility and Duty of Trustee. The Trustee shall not be
responsible in any manner whatsoever for or in respect of the validity or sufficiency of this Supplemental Indenture or for or in respect of the recitals contained herein, all of which recitals are made by the Company solely. In general each and
every term and condition contained in Article XIII of the Original Indenture, as amended by the Second Supplemental Indenture, shall apply to and form part of this Supplemental Indenture with the same force and effect as if the same were herein set
forth in full with such omissions, variations and insertions, if any, as may be appropriate to make the same conform to the provisions of this Supplemental Indenture. 
 Section 3. Parties to Include Successors and Assigns. Whenever in this Supplemental Indenture either of the parties hereto is named or referred to, such reference shall, subject to the
provisions of Articles XII and XIII of the Original Indenture, be deemed to include the successors and assigns of such party, and all the covenants and agreements in this Supplemental Indenture contained by or on behalf of the Company, or by or on
behalf of the Trustee, shall, subject as aforesaid, bind and inure to the respective benefits of the respective successors and assigns of such parties, whether so expressed or not. 

Section 4. Benefits Restricted to Parties and to Holders of Bonds and Coupons. Nothing in this Supplemental Indenture,
expressed or implied, is intended or shall be construed, to confer upon, or to give to, any person, firm or corporation, other than the parties hereto and the holders of the Bonds and coupons outstanding under the Indenture, any right, remedy or
claim under or by reason of this Supplemental Indenture or any covenant, condition, stipulation, promise or agreement hereof, and all the covenants, conditions, stipulations, promises and agreements in this Supplemental Indenture contained by and on
behalf of the Company shall be for the sole and exclusive benefit of the parties hereto, and of the holders of the Bonds and of the coupons outstanding under the Indenture. 
 Section 5. Execution in Counterparts. This Supplemental Indenture may be executed in several counterparts, and all such counterparts executed and delivered, each as an original, shall
constitute but one and the same instrument. 
 Section 6. Titles of Articles Not Part of the Forty-Third Supplemental
Indenture. The Titles of the several Articles of this Supplemental Indenture shall not be deemed to be any part thereof. 

  
 35 

 IN WITNESS HEREOF, WESTAR ENERGY, INC., party hereto of the first part, has caused its
corporate name to be hereunto affixed, and this instrument to be signed and sealed by its Chairman of the Board, President, Chief Executive Officer or a Vice President, and its corporate seal to be attested by its Secretary or an Assistant Secretary
for and in its behalf, and The Bank of New York Mellon Trust Company, N.A., party hereto of the second part, has caused its corporate name to be hereunto affixed, and this instrument to be signed and sealed by its duly authorized officer and its
corporate seal to be attested by its duly authorized officer, all as of the day and year first above written. (CORPORATE SEAL) 
  

			
	WESTAR ENERGY, INC.
		
	By:	 	 
		 	 Anthony D. Somma
 Senior Vice
President, Chief Financial Officer and Treasurer

  

			
	ATTEST:
		
	By:	 	 
		 	Larry D. Irick, Vice President, General Counsel and Corporate Secretary
	
	 Executed, sealed and delivered by WESTAR
ENERGY, INC. in the presence of:

		
	By:	 	 
		
	By:	 	 

  

			
	 THE BANK OF NEW YORK MELLON
TRUST COMPANY, N.A., as Trustee

		
	By:	 	 
		 	, Vice President

  

			
	ATTEST:
		
	By:	 	 
		 	, Vice President
	
	 Executed, sealed and delivered by
THE BANK OF NEW YORK MELLON
TRUST COMPANY, N.A. in the presence
of:

		
	By:	 	 
		
	By:	 	 

			
	STATE OF KANSAS	  	)
		  	: ss.:
	COUNTY OF SHAWNEE	  	)

 BE IT REMEMBERED, that on this
            day of March, 2013, before me, the undersigned, a Notary Public within and for the County and State aforesaid, personally came Anthony D. Somma and Larry D. Irick, of Westar
Energy, Inc., a corporation duly organized, incorporated and existing under the laws of the State of Kansas, who are personally known to me to be such officers, and who are personally known to me to be the same persons who executed as such officers
the within instrument of writing, and such persons duly acknowledged the execution of the same to be the act and deed of said corporation. 
 IN WITNESS WHEREOF, I have hereunto subscribed my name and affixed my official seal on the day and year last above written. 

 

	
	 
	Notary Public
My Commission Expires
                        

  
 S-2

			
	STATE OF ILLINOIS	  	)
		  	: ss.:
	COUNTY OF COOK	  	)

 BE IT REMEMBERED, that on this
            day of March, 2013, before me, the undersigned, a Notary Public within and for the County and State aforesaid, personally came
            and             , of The Bank of New York Mellon Trust Company, N.A., a national banking association, who are
personally known to me to be such officers, and who are personally known to me to be the same persons who executed as such officers the within instrument of writing, and such persons duly acknowledged the execution of the same to be the act and deed
of said corporation. 
  

	
	 
	Notary Public
My Commission Expires
                        

  
 S-3

			
	STATE OF KANSAS	  	)
		  	: ss.:
	COUNTY OF SHAWNEE	  	)

 BE IT REMEMBERED, that on this
            day of March, 2013, before me, the undersigned, a Notary Public within and for the County and State aforesaid, personally came Anthony D. Somma, and Larry D. Irick, of Westar
Energy, Inc., a corporation duly organized, incorporated and existing under the laws of the State of Kansas, who are personally known to me to be such officers, being by me respectively duly sworn, did each say that the said Anthony D. Somma is
Senior Vice President, Chief Financial Officer and Treasurer and that the said Larry D. Irick is Vice President, General Counsel and Corporate Secretary of said corporation, that the consideration of and for the foregoing instrument was actual and
adequate, that the same was made and given in good faith, for the uses and purposes therein set forth and without any intent to hinder, delay, or defraud creditors or purchasers. 

IN WITNESS WHEREOF, I have hereunto subscribed my name and affixed my official seal on the day and year last above written. 

 

	
	 
	Notary Public
My Commission Expires
                        

  
 S-4

 APPENDIX A 
 to 
 FORTY-SECOND SUPPLEMENTAL (REOPENING) INDENTURE 

Dated as of March             , 2013 

Westar Energy, Inc. 
 to 
 The Bank of New York Mellon Trust Company, N.A. 

(as successor to 

Harris Trust and Savings Bank) 
  

 
 DESCRIPTION OF
PROPERTIES 
 LOCATED IN THE STATE OF KANSAS 
 FIRST 
 PARCELS OF REAL ESTATE 

 
  

SHAWNEE COUNTY 
 800
Kansas Building Site 
 Tract 1: 
 Lots 254, 256, 258, 260, 262, and 264 on Kansas Avenue, in the City of Topeka, Shawnee County, Kansas, AND ALSO the West 1/2 of the vacated alley lying East of and adjoining said Lots 254, 256, 258, 260,
262 and 264. 
 Tract 2: 
 Lots 103, 105, 107, 109, and 111 on Eighth Avenue East in the City of Topeka, Shawnee County, Kansas, together with the East 1/2 of the vacated alley lying West and adjoining said Lot 103 and the North
1/2 of the vacated alley lying South and adjoining said East 1/2 of vacated alley and South of and adjoining Lots 103, 105 and the West 5 feet of Lot 107 aforesaid. 

 Tract 3: 
 The South 1/2 of vacated alley North of and adjoining the East 65 feet of Lot 266 on Kansas Avenue, in the City of Topeka, Shawnee County, Kansas. 

Tract 4: 
 All
of Lots 113, 115, 117, 119 on Eighth Avenue East, in the City of Topeka, Shawnee County, Kansas. 
 The above described tracts
together comprising a parcel of land in the City of Topeka, Shawnee County, Kansas, described as follows: 
 Beginning at the
Northwest corner of Lot 254 on Kansas Avenue, in the City of Topeka, Shawnee County, Kansas; thence South along the West line of Lots 254, 256, 258, 260, 262, and 264 on Kansas Avenue, a distance of 150.07 feet, more or less, to the Southwest corner
of said Lot 264 on said Kansas Avenue; thence East along the South line of said Lot 264 and the South line of the vacated alley (which is also the North line of Lot 266) a distance of 150.26 feet, more or less, to the Northeast corner of Lot 266 on
said Kansas Avenue; thence North along the East line of the vacated alley, a distance of 20 feet to a point on the South line of Lot 107 on Eighth Avenue East; thence East along the South line of Lots 107,109, 111, 113, 115, 117 and 119, a distance
of 170.26 feet, more or less to the Southeast corner of Lot 119 on said Eighth Avenue East; thence North along the East line of said Lot 119 a distance of 130.06 feet, more or less, to the Northeast corner of said Lot 119; thence West along the
North line of odd Lots 103 to 119 both inclusive, on Eighth Avenue East, and along the North line of vacated alley, and the North line of Lot 254 on Kansas Avenue (being also the South line of East 8th Street) a distance of 320.57 feet, more or
less, to the point of beginning. 
 ALSO: 
 Lot 1, Block A, Dalton Subdivision, in the City of Topeka, Shawnee County, Kansas. 

Lot 5, Block B, Southall Industrial Subdivision, Shawnee County, Kansas, EXCEPT that part described as follows: Beginning at the
Northwest corner of said Lot 5; thence along the North line of Lot 5, North 69 degrees 31 minutes 35 seconds East, 218.00 feet; thence South 18 degrees 56 minutes 06 seconds East, 521.32 feet to the South line of Lot 5; thence along said South line
South 60 degrees 04 minutes 57 seconds West, 33.86 feet; thence continuing along said South line along a curve to the left having a radius of 3089.94 feet an arc distance of 166.14 feet to the Southwest corner of Lot 5; thence along the West line of
Lot 5, North 21 degrees 14 minutes 46 seconds West, 558.39 feet to the point of beginning. 

  
 2 

 A tract of land in the Southwest Quarter of Section 24, Township
12 South, Range 14 East of the 6th P.M., in Shawnee
County, Kansas, described as follows: Beginning at the Southwest corner of the North Half of the Southwest Quarter; thence North along the West line of said Southwest Quarter, a distance of 400.00 feet; thence East, parallel to the South line of the
North Half of said Southwest Quarter, a distance of 653.40 feet; thence South, parallel to the West line of said Southwest Quarter, a distance of 400.0 feet; thence West along the South line of the North Half of said Southwest Quarter, a distance of
653.40 feet to the point of beginning. 
 The North Half of the Southwest Quarter and the Southeast Quarter
of the Southwest Quarter of Section 24, Township 12 South, Range 14 East of the 6th P.M., in Shawnee County, Kansas LESS AND EXCEPT THE FOLLOWING DESCRIBED TRACT OF LAND: Beginning at the Southwest corner of the North Half of the Southwest Quarter; thence North along the West line of
said Southwest Quarter, a distance of 400.00 feet; thence East, parallel to the South line of the North Half of said Southwest Quarter, a distance of 653.40 feet; thence South, parallel to the West line of said Southwest Quarter, a distance of 400.0
feet; thence West along the South line of the North Half of said Southwest Quarter, a distance of 653.40 feet to the point of beginning. 
 Lot A, Block J, Aquarian Acres Subdivision No. 9, City of Topeka, Shawnee County, Kansas. 
 A parcel of land situated in the Northeast Quarter of Section 26, Township 11South Range 15 East of the 6th P.M., being a portion of that certain tract of land described in Deed recorded
February 26, 2009 in Book 4676 Page 107 in the Office of the Register of Deeds in Shawnee County, Kansas, described as follows: 

Commencing at the Southeast corner of said Northeast Quarter; thence on an assumed Azimuth of 268 degrees 18 minutes 36 seconds, coincident with the
South Line of said Northeast Quarter, a distance of 1294.15 feet; thence on Azimuth 358 degrees 18 minutes 36 seconds, a distance of 755.27 feet to the point of beginning; thence on Azimuth 279 degrees 41minutes 54 seconds, a distance of 350.00
feet; thence on Azimuth 99 degrees 41minutes 54 seconds, a distance of 215.00 feet; thence on Azimuth 99 degrees 41minutes 54 seconds, a distance of 350.00 feet; thence on Azimuth 189 degrees 41minutes 54 seconds a distance of 215.00 feet to the
point of beginning. 

  
 3 

 GEARY COUNTY 
 Lot Three, Block Two, Replat of Block One, and Lots Two, Three, Four, Five and Twelve, Block Two, Roy Westover Addition No. Two, Junction City, Geary County, Kansas 

Lot Two, Block One, Replat of Block One, and Lots Two, Three, Four, Five and Twelve, Block Two, Roy Westover Addition No. Two, to Junction City, Geary
County, Kansas 
 Lot One, Block Eleven, Crest Hill Addition, No. 3, Junction City, Geary County, Kansas 

POTTAWATOMIE COUNTY 
 Lot
6, Farrar Addition, Unit Three, an Addition to the City of Manhattan, Pottawatomie County, Kansas 
 SEDGWICK COUNTY

 Lot 2, Block 1, Midwest Scrap Addition, Park City, Sedgwick County, Kansas 

SUMNER COUNTY 
 A PARCEL
OF LAND BEING KNOWN AS THE SOUTHEAST ONE­ QUARTER OF SECTION 19, TOWNSHIP 31 SOUTH, RANGE 3 WEST OF THE 6TH PRINCIPAL MERIDIAN, COUNTY OF SUMNER, STATE OF KANSAS, MORE PARTICULARLY DESCRIBED AS FOLLOWS: 

BASIS OF BEARINGS: THE EAST LINE OF THE SOUTHEAST ONE-QUARTER OF SECTION 19, TOWNSHIP 31 SOUTH, RANGE 3 WEST OF THE 6TH PRINICAL MERIDIAN
BEING MONUMENTED ON THE NORTHERLY END BY A 5/8” REBAR WITH NO CAP FOUND AT THE EAST ONE-QUARTER CORNER OF SAID SECTION 19 AND ON THE SOUTHERLY END BY A 4” TRIANGULAR CONCRETE MONUMENT FOUND AT THE SOUTHEAST CORNER OF SAID SECTION 19. SAID
LINE BEARS S 01°02’ 26” E (GRID BEARINGS), A DISTANCE OF 2654.06 FEET. 
 COMMENCING AT THE
EAST ONE-QUARTER CORNER OF SECTION 19, TOWNSHIP 31 SOUTH, RANGE 3 WEST OF THE 6TH PRINCIPAL MERIDIAN, THENCE S 89° 39’ 31” W, A DISTANCE OF 20.00 FEET TO THE WESTERLY RIGHT OF WAY LINE OF NORTH MILAN ROAD (ROAD #46, BOOK B—PAGE 182) AND THE POINT OF BEGINNING;
THENCE S 01°02’26” E, ON THE WESTERLY RIGHT OF WAY LINE OF SAID NORTH MILAN ROAD, A 

  
 4 

 
DISTANCE OF 2629.11 TO THE NORTH RIGHT OF WAY LINE OF WEST
50TH AVENUE (ROAD #77, BOOK B- PAGE 258); THENCE S
89“29’25” WON THE NORTHERLY RIGHT OF WAY LINE OF SAID WEST 50TH AVENUE, A DISTANCE OF 2630.11 FEET TO AN AS-FARMED FIELD DIVISION LINE; THENCE N 00“48’41” W ALONG SAID FIELD DIVISION LINE, A DISTANCE OF 2636.73 FEET TO THE NORTHERLY LINE OF THE
SOUTHEAST ONE-QUARTER OF SAID SECTION 19; THENCE N 89“39’31” E ON THE NORTHERLY LINE OF SAID SOUTHEAST ONE-QUARTER, A DISTANCE OF 2619.65 FEET TO THE WESTERLY RIGHT OF WAY LINE OF NORTH MILAN ROAD (ROAD #46, BOOK B—PAGE 182) AND
THE POINT OF BEGINNING. SAID PARCEL CONTAINING A CALCULATED AREA OF 158.651 ACRES OF LAND, MORE OR LESS, 
 WILSON COUNTY

 A portion of Lot Ten (10) of the Fredonia Industrial Park Addition, City of Fredonia, Wilson County, Kansas, being
described as follows: 
 Commencing at the Northeast corner of said Lot 10; thence South 00 °40’10” East (Bearings
based on the recorded plat of “Fredonia Industrial Park”) along the East line of said Lot 10 a distance of 46.12 feet; thence South 89°19’50” West perpendicular to said East line a distance of 32.00 feet to the point of
beginning; thence South 00°40’10” East parallel with said East line a distance of 93.70 feet; thence South 89°19’50” West a distance of 146.00 feet; thence North 00°40’10” West a distance of 93.70 feet;
thence North 89°19’50” East a distance of 146.00 feet to the point of beginning; containing 13,680.2 square feet or 0.31 acres more or less. 

  
 5

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