Document:

ex_177933.htm

Exhibit 10.25

 

THIRD AMENDMENT TO

SEED CAPITAL ACCELERATOR LOAN AGREEMENT AND

SEED CAPITAL LOAN NOTE

 

This Third Amendment to Seed Capital Acceleration Loan Agreement and Seed Capital Loan Note (this “Amendment”) is made and entered into as of the date below and effective as of December 16, 2019 (the “Effective Date”) by and between Sun BioPharma, Inc., a Delaware corporation (“Maker”) and Institute for Commercialization of Public Research, Inc. now known as Institute for Commercialization of Florida Technology, Inc. and its wholly owned subsidiary, Florida Technology Seed Capital Fund, LLC (“Lender”).

 

RECITALS

 

A.     Maker and Lender entered into that Seed Capital Accelerator Loan Agreement dated October 26, 2012, as amended from time to time (the “Loan Agreement”), pursuant to which Maker issued to Lender that Seed Capital Loan Note dated October 26, 2012, as amended from time to time, in the original principal amount of $300,000 and a copy of which is attached hereto as Exhibit A (the “Note”).

 

B.     Maker and Lender entered into that Amendment to Seed Capital Accelerator Loan Agreement and Seed Capital Loan Note effective as of October 26, 2017.

 

C.     Maker and Lender entered into that Second Amendment to Seed Capital Accelerator Loan Agreement and Seed Capital Loan Note effective as of May 1, 2019.

 

D.     Maker and Lender desire to further extend the Maturity Date of the Note as set forth in, and on the terms and conditions of, this Amendment.

 

NOW, THEREFORE, in consideration of the promises set forth in this Amendment, and for other good and valuable consideration, the receipt and adequacy of which are by execution of this Amendment acknowledged, Maker and Lender agree as follows:

 

1.     Maturity Date. Notwithstanding anything to the contrary in the Loan Agreement or the Note, the Maturity Date of the Note shall be the earliest to occur of the following events: (a) the date on which a Mandatory Repayment Event has occurred or has been deemed to have occurred; or (b) December 31, 2020.

 

2.     Monthly Payments and Warrants. In consideration of Lender’s agreement to extend the Maturity Date, Maker shall make payments to Lender in the following amounts on the following dates:

	
			Due Date

				
			Amount

				 	
			Due Date

				
			Amount

			
	
			12/31/2019

				
			$ 50,000.00

				 	
			7/1/2020

				
			$ 10,000.00

			
	
			1/1/2020

				
			$ 10,000.00

				 	
			8/1/2020

				
			$ 10,000.00

			
	
			2/1/2020

				
			$ 10,000.00

				 	
			9/1/2020

				
			$ 10,000.00

			
	
			3/1/2020

				
			$ 10,000.00

				 	
			10/1/2020

				
			$ 10,000.00

			
	
			4/1/2020

				
			$ 10,000.00

				 	
			11/1/2020

				
			$ 10,000.00

			
	
			5/1/2020

				
			$ 10,000.00

				 	
			12/1/2020

				
			$ 10,000.00

			
	
			6/1/2020

				
			$ 10,000.00

				 	
			12/31/2020

				
			BALANCE

			

 

 

 

 

The entirety of the balance including principal and interest will be due no later than December 31, 2020 and payable in one lump sum.

 

All payments shall be applied first to accrued interest under the Note and second to the payment of the principal amount outstanding under the Note. Maker’s failure to make any scheduled payment within ten (10) calendar days of when due shall be an “Event of Default” under the terms of the Loan Agreement and the Note, entitling Lender to exercise any and all remedies at law, in equity, and under the Loan Agreement and the Note.

 

Contemporaneous with the execution of this Agreement, Maker has issued to Lender’s wholly owned subsidiary Florida Technology Seed Capital Fund, LLC, a warrant to purchase up to 5,000 shares of Maker common stock under the terms and conditions of the form of warrant substantially as set forth in Exhibit B (the “Warrant”) to become immediately exercisable on December 31, 2019.

 

3.     Effect of Amendment. All provisions of the Loan Agreement and the Note that are not specifically amended by this Amendment, including, without limitation, the Note’s provisions regarding the Interest Rate and the Loan Agreement’s negative and affirmative covenants, shall remain in full force and effect without any changes. As amended hereby, the Agreement and the Note shall remain in full force and effect in accordance with their respective terms. For the avoidance of doubt, notwithstanding any provision of this Amendment or any action or inaction by Lender, except as amended hereby, all rights and privileges of Lender under the Loan Agreement and the Note are retained by Lender and nothing in this Amendment constitutes or is intended to constitute a waiver thereof. If a conflict exists between the provisions of this Amendment and the Agreement or the Note, this Amendment shall control.

 

4.     Miscellaneous. The recitals set forth above are complete and accurate in all respects, and are hereby incorporated into this Amendment. Unless indicated otherwise, all capitalized terms used in this Amendment shall have the same meaning as set forth in the Agreement or the Note, as applicable. This Amendment shall be governed by, and construed in accordance with, the laws of the State of Florida. This Amendment may be executed in counterparts, each of which shall be an original and both of which together shall constitute one and the same instrument. Any such counterpart, to the extent delivered by means of a facsimile machine or by .pdf, .tif, .gif, .jpeg or similar attachment to an electronic mail message, shall be treated in all manner and respects as an original executed counterpart and shall be considered to have the same binding legal effect as if it were the original signed version thereof delivered in person. Each party hereby irrevocably waives any objection that it has or may have in the future as to the validity of any such electronic transmission of a signature page.

 

 

 

 

The parties have executed this Second Amendment to Seed Capital Acceleration Loan Agreement and Seed Capital Loan Note effective as of the Effective Date.

 

 

 

 

 

EXHIBIT A

 

Note

 

 

 

 

EXHIBIT B

 

Form of WarrantEX-10.1

 Exhibit 10.1 

AMENDMENT NO. 4 (this “Amendment”) dated as of March 19, 2020, among TENET HEALTHCARE CORPORATION, a Nevada
corporation (the “Company”), the Subsidiaries of the Company party hereto, the LC Participants and Issuers party hereto and BARCLAYS BANK PLC, as administrative agent (the “Administrative Agent”) under the Letter of
Credit Facility Agreement, dated as of March 7, 2014, among the Company, the Administrative Agent, the LC Participants and Issuers from time to time party thereto (as amended, restated, modified or supplemented from time to time, the
“LC Facility Agreement”). Capitalized terms used but not defined herein shall have the meanings assigned to such terms in the LC Facility Agreement. 

WHEREAS, Section 11.1(a) of the LC Facility Agreement provides that the LC Facility Agreement may be amended for certain purposes with
the consent of the Company and the Requisite LC Participants; 
 WHEREAS, Section 11.1(a)(ii) of the LC Facility Agreement provides
that the Company, the Issuers and the LC Participants may extend the LC Commitment of each LC Participant with the consent of each LC Participant directly affected thereby; and 

WHEREAS, the Company, the Issuers and the LC Participants desire to amend the LC Facility Agreement on the terms set forth herein. 

NOW, THEREFORE, in consideration of the premises contained herein and for other good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged, the parties hereto, intending to be legally bound hereby, agree as follows: 
 SECTION 1.
Amendment. The Credit Parties, the Administrative Agent, the Issuers and the LC Participants hereby agree to the following amendments to the LC Facility Agreement, which shall become effective as of the Amendment No. 4 Effective Date
(as defined below): 
 (a)    The following definitions are added to Section 1.1 of the LC Facility Agreement in
appropriate alphabetical order: 
 “Affected Financial Institution” means (a) any EEA Financial
Institution or (b) any UK Financial Institution. 
 “Amendment No. 4” means that
certain Amendment No. 4, dated as of March 19, 2020, among the Company, the Subsidiaries of the Company party thereto, the LC Participants and Issuers party thereto and the Administrative Agent. 

“Amendment No. 4 Effective Date” has the meaning assigned to such term in Amendment
No. 4. 
 “BHC Act Affiliate” has the meaning specified in Section 11.22
(Acknowledgment Regarding Any Supported QFCS). 

 “Covered Entity” has the meaning specified in
Section 11.22 (Acknowledgment Regarding Any Supported QFCS). 
 “Covered Party”
has the meaning specified in Section 11.22 (Acknowledgment Regarding Any Supported QFCS). 

“Default Right” has the meaning specified in Section 11.22 (Acknowledgment Regarding Any
Supported QFCS). 
 “Issuer Sublimit” means, with respect to (i) Barclays, $100,000,000, (ii)
Truist Bank, $50,000,000 and (iii) any other Issuer, the amount set forth in the applicable agreement pursuant to which such Issuer became an Issuer, in each case, as may be amended from time to time as agreed by the Company, the Administrative
Agent and the applicable Issuer. 
 “QFC” has the meaning specified in Section 11.22
(Acknowledgment Regarding Any Supported QFCS).” 
 “QFC Credit Support” has the meaning specified
in Section 11.22 (Acknowledgment Regarding Any Supported QFCS). 
 “Resolution
Authority” means an EEA Resolution Authority or, with respect to any UK Financial Institution, a UK Resolution Authority. 

“Supported QFC” has the meaning specified in Section 11.22 (Acknowledgment Regarding Any
Supported QFCS). 
 “UK Financial Institution” means any BRRD Undertaking (as such term is defined under
the PRA Rulebook (as amended form time to time) promulgated by the United Kingdom Prudential Regulation Authority) or any person subject to IFPRU 11.6 of the FCA Handbook (as amended from time to time) promulgated by the United Kingdom Financial
Conduct Authority, which includes certain credit institutions and investment firms, and certain affiliates of such credit institutions or investment firms. 

“UK Resolution Authority” means the Bank of England or any other public administrative authority having
responsibility for the resolution of any UK Financial Institution. 
 “U.S. Special Resolution Regimes” has
the meaning specified in Section 11.22 (Acknowledgment Regarding Any Supported QFCS). 
 (b)    The
following definitions are hereby amended and restated in their entirety as follows: 
 “Bail-In Action” means the exercise of any Write-Down and Conversion Powers by the applicable Resolution Authority in respect of any liability of an Affected Financial Institution. 

  
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 “Bail-In
Legislation” means, (a) with respect to any EEA Member Country implementing Article 55 of Directive 2014/59/EU of the European Parliament and of the Council of the European Union, the implementing law, rule, regulation or requirement
for such EEA Member Country from time to time which is described in the EU Bail-In Legislation Schedule, and (b) with respect to the United Kingdom, Part I of the United Kingdom Banking Act 2009 (as
amended from time to time) and any other law, regulation or rule applicable in the United Kingdom relating to the resolution of unsound or failing banks, investment firms or other financial institutions or their affiliates (other than through
liquidation, administration or other insolvency proceedings). 
 “Issuer” means (i) Barclays, (ii)
Truist Bank, and (iii) each other LC Participant or Affiliate of an LC Participant that hereafter becomes an Issuer with the approval (with its consent) of the Administrative Agent (such approval not to be unreasonably withheld or delayed) and
the Company by agreeing pursuant to an agreement with and in form and substance reasonably satisfactory to the Administrative Agent and the Company to be bound by the terms hereof applicable to Issuers. 

“LC Commitment” means, with respect to each LC Participant, the commitment of such LC Participant to acquire
risk participations in Letters of Credit and purchase LC Disbursements in the aggregate principal amount not to exceed the amount set forth opposite such LC Participant’s name on Schedule 1 to Amendment No. 4, as the same may be adjusted
pursuant to any Assignment and Acceptance executed by such LC Participant or otherwise adjusted in accordance with this Agreement. 

“Write-Down and Conversion Powers” means, (a) with respect to any EEA Resolution Authority, the
write-down and conversion powers of such EEA Resolution Authority from time to time under the Bail-In Legislation for the applicable EEA Member Country, which write-down and conversion powers are described in
the EU Bail-In Legislation Schedule, and (b) with respect to the United Kingdom, any powers of the applicable Resolution Authority under the Bail-In Legislation to
cancel, reduce, modify or change the form of a liability of any UK Financial Institution or any contract or instrument under which that liability arises, to convert all or part of that liability into shares, securities or obligations of that person
or any other person, to provide that any such contract or instrument is to have effect as if a right had been exercised under it or to suspend any obligation in respect of that liability or any of the powers under that
Bail-In Legislation that are related to or ancillary to any of those powers.” 

(c)    Clause (b) of the definition of “Base Rate” appearing in Section 1.1 thereof is amended by
deleting the word “and” at the end of such clause. 

  
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 (d)    Clause (c) of the definition of “Base Rate”
appearing in Section 1.1 thereof is amended by adding the following proviso to the end of such clause: 

“provided that in the event the Administrative Agent notifies the Company and each LC Participant that it has
determined that adequate and reasonable means do not exist for determining the Eurodollar Rate for such Interest Period, the utilization of this clause (c) in determining the Base Rate shall be suspended until the Administrative Agent revokes
such notice; and” 
 (e)    The following clause (d) is added to the definition of “Base Rate”
appearing in Section 1.1 thereof: 
 “(d)    1.0% per annum.” 

(f)    The definition of “LC Commitment” appearing in Section 1.1 thereof is amended by replacing the
reference to “Schedule 1 to Amendment No. 1” appearing therein with “Schedule 1 to Amendment No. 4”. 

(g)    The definition of “Scheduled Termination Date” appearing in Section 1.1 thereof is amended by
replacing the reference to “March 7, 2021” appearing therein with “September 12, 2024”. 

(h)    Section 2.4(a)(iii) is amended by adding the following to the end of such clause: 

“or unless otherwise agreed to by such Issuer in its sole discretion, if the aggregate LC Obligation Outstandings in
respect of Letters of Credit issued by such Issuer would exceed such Issuer’s Issuer Sublimit” 

(i)    Section 2.19(a)(i)(C) is amended by replacing the reference to “Section 11.21 (Acknowledgment and
Consent to Bail-In of EEA Financial Institutions)” appearing therein with “Section 11.21 (Acknowledgment and Consent to Bail-In of Affected
Financial Institutions)”. 
 (j)    Section 4.21 thereof is amended and restated in its entirety as follows:

 “Section 4.21 Affected Financial Institutions. 

None of the Credit Parties is an Affected Financial Institution.” 

(k)    Article VII is amended by replacing the reference to “Section 4.21 Sanctions, Etc.” with
“Section 7.11 Sanctions, Etc.” 
 (l)    Section 11.21 thereof is amended and restated in its
entirety as follows: 
 “Section 11.21    Acknowledgement and Consent to
Bail-In of Affected Financial Institutions 
 Notwithstanding anything to the contrary in this
LC Facility Agreement or in any other agreement, arrangement or understanding among any such parties, each party hereto acknowledges that any liability of any LC Participant or Issuer that is an Affected Financial Institution

  
 -4- 

 
arising under this LC Facility Agreement, to the extent such liability is unsecured, may be subject to the Write-Down and Conversion Powers of an applicable Resolution Authority and agrees and
consents to, and acknowledges and agrees to be bound by: 
 (a)    the application of any Write-Down and Conversion
Powers by the applicable Resolution Authority to any such liabilities arising hereunder which may be payable to it by any LC Participant or Issuer that is an Affected Financial Institution; and 

(b)    the effects of any Bail-in Action on any such liability, including, if
applicable: 
 (i)    a reduction in full or in part or cancellation of any such liability; 

(ii)    a conversion of all, or a portion of, such liability into shares or other instruments of ownership
in such Affected Financial Institution, its parent undertaking, or a bridge institution that may be issued to it or otherwise conferred on it, and that such shares or other instruments of ownership will be accepted by it in lieu of any rights with
respect to any such liability under this LC Facility Agreement or other LC Facility Document; or 

(iii)    the variation of the terms of such liability in connection with the exercise of the write-down and
conversion powers of any applicable Resolution Authority.” 
 (m)    The following new Section is added to Article
XI thereof: 
 “Section 11.22    Acknowledgment Regarding Any Supported QFCs. 

To the extent that the LC Facility Documents provide support, through a guarantee or otherwise, for any agreement or instrument that is a QFC
(such support, “QFC Credit Support”, and each such QFC, a “Supported QFC”), the parties acknowledge and agree as follows with respect to the resolution power of the Federal Deposit Insurance Corporation under the
Federal Deposit Insurance Act and Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (together with the regulations promulgated thereunder, the “U.S. Special Resolution Regimes”) in respect of such Supported
QFC and QFC Credit Support (with the provisions below applicable notwithstanding that the LC Facility Documents and any Supported QFC may in fact be stated to be governed by the laws of the State of New York and/or of the United States or any other
state of the United States): 
 (a)    In the event a Covered Entity that is party to a Supported QFC (each, a
“Covered Party”) becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer of such Supported QFC and the benefit of such QFC Credit Support (and any interest and obligation in or under such Supported QFC
and such QFC Credit Support, and any rights in property securing such Supported QFC or such QFC Credit Support) from such Covered Party will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution

  
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Regime if the Supported QFC and such QFC Credit Support (and any such interest, obligation and rights in property) were governed by the laws of the United States or a state of the United States.
In the event a Covered Party or a BHC Act Affiliate of a Covered Party becomes subject to a proceeding under a U.S. Special Resolution Regime, Default Rights under the LC Facility Documents that might otherwise apply to such Supported QFC or any QFC
Credit Support that may be exercised against such Covered Party are permitted to be exercised to no greater extent than such Default Rights could be exercised under the U.S. Special Resolution Regime if the Supported QFC and the LC Facility
Documents were governed by the laws of the United States or a state of the United States. Without limitation of the foregoing, it is understood and agreed that rights and remedies of the parties with respect to a Defaulting LC Participant shall in
no event affect the rights of any Covered Party with respect to a Supported QFC or any QFC Credit Support. 
 (b)    As
used in this Section 11.22, the following terms have the following meanings: 
 “BHC Act
Affiliate” of a party means an “affiliate” (as such term is defined under, and interpreted in accordance with, 12 U.S.C. 1841(k)) of such party. 

“Covered Entity” means any of the following: (i) a “covered entity” as that term is defined in,
and interpreted in accordance with, 12 C.F.R. § 252.82(b); (ii) a “covered bank” as that term is defined in, and interpreted in accordance with, 12 C.F.R. § 47.3(b); or (iii) a “covered FSI” as that term is defined
in, and interpreted in accordance with, 12 C.F.R. § 382.2(b). 
 “Default Right” has the meaning
assigned to that term in, and shall be interpreted in accordance with, 12 C.F.R. §§ 252.81, 47.2 or 382.1, as applicable. 

“QFC” has the meaning assigned to the term “qualified financial contract” in, and shall be
interpreted in accordance with, 12 U.S.C. 5390(c)(8)(D).” 
 SECTION 2. Representations and Warranties. The Company
hereby represents and warrants that, both immediately before and immediately after giving effect to this Amendment: 

(a)    The representations and warranties set forth in the LC Facility Documents are true and correct in all material
respects, with the same effect as though made on and as of such times, except to the extent any such representation and warranty expressly relates to an earlier date or period (in which case such representation and warranty shall be true and correct
in all material respects as of such earlier date or for such earlier period, as the case may be); and 
 (b)    no
Default or Event of Default exists and is continuing on and as of such times. 

  
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 SECTION 3. Effectiveness. Section 1 of this Amendment shall become
effective on the date (such date, if any, the “Amendment No. 4 Effective Date”) that the following conditions have been satisfied: 

(a)    the Administrative Agent (or its counsel) shall have received from the Company, each Issuer, the LC Participants
constituting the Requisite LC Participants and each LC Participant listed on Schedule I, in each case, either (i) a counterpart of this Amendment signed on behalf of such party or (ii) written evidence satisfactory to the Administrative
Agent (which may include telecopy or electronic transmission of a signed signature page of this Amendment) that such party has signed a counterpart of this Amendment; 

(b)    the Administrative Agent shall have received an opinion of (i) Gibson, Dunn & Crutcher LLP, counsel
to the Credit Parties, (ii) Woodburn and Wedge, Nevada counsel to the Credit Parties and (iii) the Assistant General Counsel of the Company, in each case, addressed to the Administrative Agent, the Issuers and the LC Participants, and in
form reasonably satisfactory to the Administrative Agent; 
 (c)    the Administrative Agent shall have received a
certificate of the Secretary or an Assistant Secretary of each Credit Party certifying (i) the names and true signatures of each officer of such Credit Party that has been authorized, as of the date of such certification, to execute and deliver
this Amendment or other document required hereunder to be executed and delivered by or on behalf of such Credit Party, (ii) (x) the by-laws (or equivalent Constituent Document) of such Credit Party as in
effect on the date of such certification or (y) that there have been no changes in the by-laws (or equivalent Constituent Document) of such Credit Party from the
by-laws (or equivalent Constituent Document) of such Credit Party delivered pursuant to Section 3.1(a)(viii) of the LC Facility Agreement and (iii) (x) the certificate of incorporation (or equivalent
Constituent Document) of such Credit Party as in effect on the date of such certification or (y) that there have been no changes in the certificate of incorporation (or equivalent Constituent Document) of such Credit Party from the certificate
of incorporation (or equivalent Constituent Document) delivered pursuant to Section 3.1(a)(vii) of the LC Facility Agreement; 

(d)    the Administrative Agent shall have received a short form certificate, certified as of a recent date by the
Secretary of State of the state of organization of each Credit Party, attesting to the good standing of each such Credit Party; and 

(e)    the Administrative Agent shall have received, for the account of each LC Participant that has consented to this
Amendment prior to 4:00 p.m., New York City time, on March 19, 2020 a fee equal to 0.25% of the aggregate principal amount of such LC Participant’s LC Commitment and the Company shall have paid to Barclays Bank PLC such fees as have been
separately agreed in writing prior to the date hereof. 
 SECTION 4. Certain Consequences of Effectiveness; Reaffirmation. On
and after the Amendment No. 4 Effective Date, references in the LC Facility Agreement to this “Agreement”, “hereunder”, “hereof”, “herein” or words of similar import and
references in the LC Facility Documents to the “Agreement”, “LC Facility Agreement”, “thereunder,” “thereof”, “therein” or words of similar import shall mean, and
refer to, the LC Facility Agreement, as amended by this Amendment. Except as expressly set forth herein, this Amendment shall not 

  
 -7- 

 
constitute an amendment or waiver of any provision of the LC Facility Agreement or any other LC Facility Document all of which shall remain in full force and effect. Each Credit Party hereby
acknowledges and agrees that, following the Amendment No. 4 Effective Date, it shall continue to be bound by the LC Facility Documents to which it is party (in the case of the LC Facility Agreement, as amended by this Amendment) and each of the
Credit Parties hereby (i) consents to the execution, delivery and performance of this Amendment and each of the transactions contemplated hereby, (ii) acknowledges and reaffirms its respective guarantees, pledges, grants of security
interests and other obligations, as applicable, under and subject to the terms of the LC Facility Documents, (iii) acknowledges and agrees that, notwithstanding the effectiveness of this Amendment, the Collateral Documents, the Collateral Trust
Joinder – Additional Secured Debt, the Additional Secured Debt Designation and the Guaranty (and any amendments thereto) shall continue in full force and effect and (iv) acknowledges and agrees that all references in the Collateral
Documents, the Collateral Trust Joinder – Additional Secured Debt, the Additional Secured Debt Designation and the Guaranty (and any amendments thereto) to the “Agreement”, “LC Facility Agreement”,
“thereunder,” “thereof”, “therein” or words of similar import shall be deemed to mean a reference to the LC Facility Agreement as amended by this Amendment. Furthermore, each of the Credit Parties
acknowledges and agrees that it is the intention of such party (i) that the Collateral Documents, the Collateral Trust Joinder – Additional Secured Debt and the Additional Secured Debt Designation (and any amendments thereto) and the Liens
granted thereby shall not be affected, impaired or discharged hereby or by the transactions contemplated under this Amendment and (ii) the Liens granted by the Collateral Documents, the Collateral Trust Joinder – Additional Secured Debt
and the Additional Secured Debt Designation (including any amendments thereto) shall continue unimpaired and with the same priority to secure repayment of all Obligations, whether heretofore or hereafter incurred. For the avoidance of doubt, (i) to
the extent an LC Participant under the LC Facility Agreement as in effect upon the Amendment No. 4 Effective Date was not listed on Schedule I to the LC Facility Agreement but is listed on Schedule I to Amendment No. 4, such LC
Participant’s LC Commitment will begin as of the Amendment No. 4 Effective Date and (ii) to the extent an LC Participant under the LC Facility Agreement as in effect prior to the Amendment No. 4 Effective Date is not listed on
Schedule I to Amendment No. 4, such LC Participant’s LC Commitment will terminate as of the Amendment No. 4 Effective Date. 

SECTION 5. Incorporation by Reference. This Amendment shall constitute a “LC Facility Document” for purposes of the LC
Facility Agreement. The provisions of Section 11.11, 11.12, 11.13 and 11.17 of the LC Facility Agreement are incorporated herein mutatis mutandis. 

[signature pages follow] 

  
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 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed by
their respective authorized officers as of the day and year first written above. 
  

			
	TENET HEALTHCARE CORPORATION
		
	By:	 	 /s/ James E. Snyder, III

	Name:	 	James E. Snyder, III
	Title:	 	Vice President and Treasurer

 BBH BMC, LLC 

BROOKWOOD BAPTIST HEALTH 1, LLC 
 DESERT REGIONAL MEDICAL CENTER,
INC. 
 DOCTORS HOSPITAL OF MANTECA, INC. 
 DOCTORS MEDICAL
CENTER OF MODESTO, INC. 
 FOUNTAIN VALLEY REGIONAL HOSPITAL AND MEDICAL CENTER 

JFK MEMORIAL HOSPITAL, INC. 
 LAKEWOOD REGIONAL MEDICAL CENTER,
INC. 
 LOS ALAMITOS MEDICAL CENTER, INC. 
 PLACENTIA-LINDA
HOSPITAL, INC. 
 SAN RAMON REGIONAL MEDICAL CENTER, LLC 

SIERRA VISTA HOSPITAL, INC. 
 TWIN CITIES COMMUNITY HOSPITAL, INC.

 VHS VALLEY HEALTH SYSTEM, LLC 
  

			
	By:	 	 /s/ James E. Snyder, III

	Name:	 	James E. Snyder, III
	Title:	 	Assistant Treasurer

 AMERICAN MEDICAL (CENTRAL), INC. 

AMI INFORMATION SYSTEMS GROUP, INC. 
 AMISUB (HEIGHTS), INC. 

AMISUB (HILTON HEAD), INC. 
 AMISUB (SFH), INC. 

AMISUB (TWELVE OAKS), INC. 
 AMISUB OF NORTH CAROLINA, INC. 

AMISUB OF SOUTH CAROLINA, INC. 
 AMISUB OF TEXAS, INC. 

ANAHEIM MRI HOLDING, INC. 
 ATLANTA MEDICAL CENTER, INC. 

BROOKWOOD HEALTH SERVICES, INC. 
 CGH HOSPITAL, LTD., by: CORAL
GABLES HOSPITAL, INC., as general partner 
 COASTAL CAROLINA MEDICAL CENTER, INC. 

COMMUNITY HOSPITAL OF LOS GATOS, INC. 
 CORAL GABLES HOSPITAL,
INC. 
 DELRAY MEDICAL CENTER, INC. 
 EAST COOPER COMMUNITY
HOSPITAL, INC. 
 FMC MEDICAL, INC. 
 FRYE REGIONAL MEDICAL
CENTER, INC. 
 GOOD SAMARITAN MEDICAL CENTER, INC. 
 HEALTHCARE
NETWORK CFMC, INC. 
 HEALTHCARE NETWORK DPH, INC. 
 HEALTHCARE
NETWORK HOLDINGS, INC. 
 HEALTHCORP NETWORK, INC. 
 HEALTHCARE
NETWORK LOUISIANA, INC. 
 HEALTHCARE NETWORK MISSOURI, INC. 

HEALTHCARE NETWORK TEXAS, INC. 
 HEALTH SERVICES CFMC, INC. 

HEALTH SERVICES NETWORK HOSPITALS, INC. 
 HEALTH SERVICES NETWORK
TEXAS, INC. 
 HIALEAH HOSPITAL, INC. 
 HILTON HEAD HEALTH
SYSTEM, L.P., by: TENET PHYSICIAN SERVICES – HILTON HEAD, INC., as general partner 
 HOSPITAL DEVELOPMENT OF WEST PHOENIX, INC. 

LIFEMARK HOSPITALS, INC. 
 LIFEMARK HOSPITALS OF FLORIDA, INC.

 NEW MEDICAL HORIZONS, II, LTD, by: HEALTH SERVICES CFMC, INC., as general partner 

NORTH FULTON MEDICAL CENTER, INC. 
 NORTH SHORE MEDICAL CENTER,
INC. 
 ORNDA HOSPITAL CORPORATION 
 PALM BEACH GARDENS
COMMUNITY HOSPITAL, INC. 
 SAINT FRANCIS HOSPITAL – BARTLETT, INC. 

SLH VISTA, INC. 
 SPALDING REGIONAL MEDICAL CENTER, INC. 

 SRRMC MANAGEMENT, INC. 

ST. MARY’S MEDICAL CENTER, INC. 
 SYLVAN GROVE HOSPITAL, INC.

 TENET CALIFORNIA, INC. 
 TENET FLORIDA, INC. 

TENET HEALTHSYSTEM HAHNEMANN, L.L.C., by: TENET HEALTHSYSTEM PHILADELPHIA, INC., as managing member 

TENET HEALTHSYSTEM MEDICAL, INC. 
 TENET HEALTHSYSTEM
PHILADELPHIA, INC. 
 TENET HEALTHSYSTEM ST. CHRISTOPHER’S HOSPITAL FOR CHILDREN, L.L.C., by: TENET HEALTHSYSTEM PHILADELPHIA, INC., as managing member

 TENET HOSPITALS LIMITED, by: HEALTHCARE NETWORK TEXAS, INC., as general partner 

TENET PHYSICIAN SERVICES — HILTON HEAD, INC. 
 TH HEALTHCARE,
LTD., by: LIFEMARK HOSPITALS, INC., as general partner 
 VHS ACQUISITION CORPORATION 

VHS ACQUISITION SUBSIDIARY NUMBER 1, INC. 
 VHS ACQUISITION
SUBSIDIARY NUMBER 3, INC. 
 VHS ACQUISITION SUBSIDIARY NUMBER 7, INC. 

VHS ACQUISITION SUBSIDIARY NUMBER 9, INC. 
 VHS BROWNSVILLE
HOSPITAL COMPANY, LLC 
 WEST BOCA MEDICAL CENTER, INC. 
 VHS
CHILDREN’S HOSPITAL OF MICHIGAN, INC. 
 VHS DETROIT RECEIVING HOSPITAL, INC. 

VHS HARLINGEN HOSPITAL COMPANY, LLC 
 VHS HARPER-HUTZEL HOSPITAL,
INC. 
 VHS HURON VALLEY-SINAI HOSPITAL, INC. 
 VHS OF
ARROWHEAD, INC. 
 VHS OF ILLINOIS, INC. 
 VHS REHABILITATION
INSTITUTE OF MICHIGAN, INC. 
 VHS SAN ANTONIO PARTNERS, LLC, by: VHS ACQUISITION SUBSIDIARY NUMBER 5, INC., its managing member, and VHS HOLDING COMPANY,
INC. 
 VHS SINAI-GRACE HOSPITAL, INC. 
 VHS VALLEY MANAGEMENT
COMPANY, INC. 
 VHS WEST SUBURBAN MEDICAL CENTER, INC. 
 VHS
WESTLAKE HOSPITAL INC. 
 VHS OF PHOENIX, INC. 
 VANGUARD HEALTH
FINANCIAL COMPANY, LLC 
 VANGUARD HEALTH HOLDING COMPANY I, LLC 

VANGUARD HEALTH HOLDING COMPANY II, LLC 
 VANGUARD HEALTH
MANAGEMENT, INC. 
 VANGUARD HEALTH SYSTEMS, INC. 
 VHS OF
MICHIGAN, INC. 
  

			
	By:	 	 /s/ James E. Snyder, III

	Name:	 	James E. Snyder, III
	Title:	 	Treasurer

 
			
	BARCLAYS BANK PLC, as Administrative Agent, LC Participant and Issuer
		
	By:	 	 /s/ Evan Moriarty

	Name:	 	Evan Moriarty
	Title:	 	Vice President

 
			
	Truist Bank, as LC Participant and Issuer
		
	By: 	 	 /s/ Locksley Randle

	Name:	 	Locksley Randle
	Title:	 	Vice President

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	WELLS FARGO BANK, NATIONAL ASSOCIATION, as LC Participant
		
	By:	 	 /s/ Jordan Harris

	Name:	 	Jordan Harris
	Title:	 	Managing Director

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	BANK OF AMERICA, N.A., as LC Participant and Issuer
		
	By:	 	 /s/ David H. Strickert

	Name:	 	David H. Strickert
	Title:	 	Managing Director

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	CAPITAL ONE, NATIONAL ASSOCIATION, as LC Participant
		
	By:	 	 /s/ Mark Klaassens

	Name:	 	Mark Klaassens
	Title:	 	Duly Authorized Signatory

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	Citibank, N.A., as LC Participant
		
	By:	 	 /s/ Patricia A. Guerra

	Name:	 	Patricia A. Guerra
	Title:	 	Vice President

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	GOLDMAN SACHS LENDING PARTNERS LLC, as LC Participant
		
	By:	 	 /s/ Annie Carr

	Name:	 	Annie Carr
	Title:	 	Authorized Signatory

 
			
	JPMORGAN CHASE BANK, N.A., as LC Participant
		
	By:	 	 /s/ Joseph McShane

	Name:	 	Joseph McShane
	Title:	 	Vice President

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	ROYAL BANK OF CANADA, as LC Participant
		
	By:	 	 /s/ Diana Lee

	Name:	 	Diana Lee
	Title:	 	Authorized Signatory

 [Signature Page – LC Facility Amendment No. 4] 

 
			
	GOLDMAN SACHS BANK USA,, as LC Participant
		
	By:	 	 /s/ Annie Carr

	Name:	 	Annie Carr
	Title:	 	Authorized Signatory

 SCHEDULE I 

LC COMMITMENTS 
 [ON FILE
WITH THE ADMINISTRATIVE AGENT]

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00307-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00307-of-00352.parquet"}]]