Document:

Exhibit 10.1

FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT

 This FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (this "Amendment") is dated as of July 12, 2006, by and among CELLSTAR CORPORATION, a Delaware corporation ("Parent"), each of Parent's Subsidiaries signatory hereto (together with Parent, each an individual "Borrower", and collectively, the "Borrowers"), the lenders signatory hereto (the "Lenders") and WELLS FARGO FOOTHILL, INC., in its capacity as agent for the Lenders (the "Agent").

W I T N E S S E T H:

WHEREAS, the Borrowers, the Lenders and the Agent have entered into that certain Amended and Restated Loan and Security Agreement dated as of March 31, 2006 (as the same may be modified, amended, restated or supplemented from time to time, the "Loan Agreement"), pursuant to which the Lenders have agreed to make loans and other financial accommodations to the Borrowers from time to time; 

WHEREAS, the Borrowers have requested that the Agent and the Lenders amend certain terms of the Loan Agreement; and

WHEREAS, the Agent and the Lenders have agreed to the requested amendments on the terms and conditions set forth herein. 

NOW THEREFORE, in consideration of the foregoing premises and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree that all capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Loan Agreement and further agree as follows:

	Amendment to Section 1.1 of the Loan Agreement.  Section 1.1 of the Loan Agreement, "Definitions", is hereby modified and amended by deleting the existing definition of "Permitted Dispositions" set forth therein and inserting the following definition in substitution thereof:

""Permitted Dispositions" means (a) sales or other dispositions by Borrowers of Equipment that is worn, damaged, or obsolete in the ordinary course of the applicable Borrower's business, (b) sales by Borrowers of Inventory to buyers in the ordinary course of business, (c) the use or transfer of money or Cash Equivalents by Borrowers in a manner that is not prohibited by the terms of this Agreement or the other Loan Documents, (d) the licensing by Borrowers, on a non-exclusive basis, of patents, trademarks, copyrights, and other intellectual property rights in the ordinary course of the applicable Borrower's business, (e) sales of Equipment and other assets (other than Real Property, Inventory and Accounts) having a fair market value not to exceed $3,000,000 in the aggregate during the period from the Closing Date through the Maturity Date, provided that all proceeds of any and all dispositions of all such  assets of any Borrower shall be paid to Agent for application to outstanding Advances (which amounts may be reborrowed subject to the terms and conditions of this Agreement), (f) dispositions of assets during any fiscal year with an aggregate market value of less than $100,000, (g) so long as no Event of Default has occurred and is continuing, the sale of any (i) Foreign Subsidiary with a net worth of less than $1,500,000, or (ii) a Domestic Subsidiary or Borrower with a net worth of less than $1,500,000 with the consent of Agent, (h) dispositions of Accounts of CellStar Mexico in an aggregate amount not exceeding $30,000,000 outstanding at any time pursuant to a factoring facility permitted by Section 7.1(e)(ii) hereof, (i) disposition of Accounts of CellStar Ltd. and/or National Auto Center, Inc. owed by non-U.S. Account Debtors pursuant to a factoring facility or other credit facility permitted by Section 7.1(e)(iii) hereof, and (j) dispositions of Accounts of CellStar Chile S.A. in an aggregate amount not exceeding $20,000,000 outstanding at any time pursuant to a factoring facility permitted by Section 7.1(e)(iv) hereof."

	Amendment to Section 7.1 of the Loan Agreement.  Section 7.1 of the Loan Agreement, "Indebtedness", is hereby modified and amended by deleting subsection (e) thereof in its entirety and inserting the following in lieu thereof:

"(e)(i) any Permitted Foreign Subsidiary Credit Facility, (ii) any accounts receivable factoring facility entered into by CellStar Mexico for general working capital needs in an aggregate amount not exceeding $30,000,000 outstanding at any time; provided such factoring facility (x) is not guaranteed by any Borrower; provided, such factoring facility may be guaranteed by a Borrower if such guaranty is unsecured and subject to a subordination agreement satisfactory to Agent, and (y) does not limit or prohibit the payment of any Management Fees to any Borrower, (iii) any accounts receivable factoring facility or other credit facility for the Miami, Florida based Accounts owed by non-U.S. Account Debtors entered into by CellStar Ltd. and/or National Auto Center, Inc. for general working capital needs; provided such factoring facility or other credit facility (x) is not guaranteed by or with recourse (other than standard carve-outs for commercial disputes, delivery of non-conforming goods and similar exceptions) to any Borrower; provided, such factoring facility may be guaranteed by or with recourse to a Borrower if such guaranty or other liability is unsecured and subject to a subordination agreement satisfactory to Agent, (y) does not limit or prohibit the payment of any Management Fees to any Borrower, and (z) is on terms satisfactory to Agent and (iv) any accounts receivable factoring facility entered into by CellStar Chile S.A. for general working capital needs in an aggregate amount not exceeding $20,000,000 outstanding at any time; provided such factoring facility (x) is not guaranteed by any Borrower; provided, such factoring facility may be guaranteed by a Borrower if such guaranty is unsecured and subject to a subordination agreement satisfactory to Agent, and (y) does not limit or prohibit the payment of any Management Fees to any Borrower;"

	Amendment to Section 7.2 of the Loan Agreement.  Section 7.2 of the Loan Agreement, "Liens", is hereby modified and amended by deleting such Section in its entirety and inserting the following in substitution thereof:

"7.2Liens.  Create, incur, assume, or permit to exist, directly or indirectly, any Lien on or with respect to any of its assets, of any kind, whether now owned or hereafter acquired, or any income or profits therefrom, except for (a) Permitted Liens (including Liens that are replacements of Permitted Liens to the extent that the original Indebtedness is refinanced, renewed, or extended under Section 7.1(d) and so long as the replacement Liens only encumber those assets that secured the refinanced, renewed, or extended Indebtedness) and (b) (i) Liens on the assets of any Foreign Subsidiaries securing any Permitted Foreign Subsidiary Credit Facility, (ii) Liens on accounts receivable of CellStar Mexico securing an accounts receivable factoring facility permitted by Section 7.1(e)(ii) hereof and (iii) Liens on accounts receivable of CellStar Chile S.A. securing an accounts receivable factoring facility permitted by Section 7.1(e)(iv) hereof."

	No Other Amendments or Waivers.  The execution, delivery and effectiveness of this Amendment shall not operate as a waiver of any right, power or remedy of the Agent or the Lenders under the Loan Agreement or any of the other Loan Documents, nor constitute a waiver of any provision of the Loan Agreement or any of the other Loan Documents.  Except for the amendments set forth above, the text of the Loan Agreement and all other Loan Documents shall remain unchanged and in full force and effect and each Borrower hereby ratifies and confirms its obligations thereunder.  This Amendment shall not constitute a modification of the Loan Agreement or a course of dealing with the Agent or the Lenders at variance with the Loan Agreement such as to require further notice by the Agent or the Lenders to require strict compliance with the terms of the Loan Agreement and the other Loan Documents in the future, except as expressly set forth herein.  Each Borrower acknowledges and expressly agrees that the Agent and the Lenders reserve the right to, and do in fact, require strict compliance with all terms and provisions of the Loan Agreement and the other Loan Documents.  The Borrowers have no knowledge of any challenge to the Agent's or any Lenders' claims arising under the Loan Documents, or to the effectiveness of the Loan Documents. 

	Conditions Precedent to Effectiveness.  This Amendment shall become effective as of the date hereof when, and only when, the Agent shall have received each of the following:

	fully executed and delivered counterparts of this Amendment by the Borrowers, the Required Lenders and the Agent; and

	such other information, documents, instruments or approvals as the Agent or the Agent's counsel may reasonably require.

	Representations and Warranties of Borrowers.  Each Borrower represents and warrants to the Agent and the Lenders as follows:

	Each Borrower is a corporation or limited partnership organized or formed, as the case may be, validly existing and in good standing under the laws of the jurisdiction indicated on the signature pages hereto and in all other jurisdictions in which the failure to be so qualified reasonably could be expected to constitute a Material Adverse Change; 

	The execution, delivery, and performance by each Borrower of this Amendment are within such Borrower's corporate or partnership authority, have been duly authorized by all necessary corporate or partnership action and do not and will not (i) violate any provision of federal, state, or local law or regulation applicable to such Borrower, the Governing Documents of any Borrower, or any order, judgment, or decree of any court or other Governmental Authority binding on any Borrower, (ii) conflict with, result in a breach of, or constitute (with due notice or lapse of time or both) a default under any material contractual obligation of any Borrower, (iii) result in or require the creation or imposition of any Lien of any nature whatsoever upon any properties or assets of any Borrower, other than Permitted Liens, or (iv) require any approval of any Borrower's shareholders, partners, or members or any approval or consent of any Person under any material contractual obligation of any Borrower;

	The execution, delivery, and performance by each Borrower of this Amendment do not and will not require any registration with, consent, or approval of, or notice to, or other action with or by, any Governmental Authority or other Person;

	This Amendment and all other documents contemplated hereby, when executed and delivered by each Borrower will be the legally valid and binding obligations of such Borrower, enforceable against each Borrower in accordance with their respective terms, except as enforcement may be limited by equitable principles or by bankruptcy, insolvency, reorganization, moratorium, or similar laws relating to or limiting creditors' rights generally; and

	No Default or Event of Default is existing.

	Counterparts.  This Amendment may be executed in multiple counterparts, each of which shall be deemed to be an original and all of which, taken together, shall constitute one and the same agreement.  In proving this Amendment in any judicial proceedings, it shall not be necessary to produce or account for more than one such counterpart signed by the party against whom such enforcement is sought.  Delivery of a signature page hereto by facsimile transmission or by e-mail transmission of an adobe file format document (also known as a PDF file) shall be as effective as delivery of a manually executed counterpart hereof.

	Reference to and Effect on the Loan Documents.  Upon the effectiveness of this Amendment, on and after the date hereof each reference in the Loan Agreement to "this Agreement," "hereunder," "hereof" or words of like import referring to the Loan Agreement, and each reference in the other Loan Documents to "the Loan Agreement", "thereunder", "thereof" or words of like import referring to the Loan Agreement, shall mean and be a reference to the Loan Agreement as amended hereby.

	Costs, Expenses and Taxes.  The Borrowers agree to pay on demand all reasonable costs and expenses in connection with the preparation, execution, and delivery of this Amendment and the other instruments and documents to be delivered hereunder, including, without limitation, the reasonable fees and out-of-pocket expenses of counsel for the Agent with respect thereto and with respect to advising the Agent as to its rights and responsibilities hereunder and thereunder.

	Governing Law.  This Amendment shall be deemed to be made pursuant to the laws of the State of Georgia with respect to agreements made and to be performed wholly in the State of Georgia, and shall be construed, interpreted, performed and enforced in accordance therewith, without reference to the conflict or choice of laws provisions thereof.

	Loan Document.  This Amendment shall be deemed to be a Loan Document for all purposes.

[Signature pages follow]

IN WITNESS WHEREOF, the parties hereto have executed and delivered this Amendment as of the day and year first written above.
BORROWERS:CELLSTAR CORPORATION, a Delaware corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

CELLSTAR, LTD., a Texas limited partnership
By: National Auto Center, Inc., its General Partner

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

NATIONAL AUTO CENTER, INC., a Delaware corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

CELLSTAR FINANCO, INC., a Delaware corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

 

CELLSTAR INTERNATIONAL CORPORATION/SA, a Delaware corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

CELLSTAR FULFILLMENT, INC., a Delaware corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

CELLSTAR INTERNATIONAL CORPORATION/ASIA, a Delaware corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

AUDIOMEX EXPORT CORP., a Texas corporation

By: /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

NAC HOLDINGS, INC., a Nevada corporation

By:  /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:President

CELLSTAR FULFILLMENT LTD., a Texas limited partnership
By: CellStar Fulfillment, Inc., its General Partner

By:  /s/ Elaine Flud Rodriguez
Name: Elaine Flud Rodriguez 

Title:Sr. VP and General Counsel

AGENT AND LENDERS:WELLS FARGO FOOTHILL, INC., a California corporation, as Agent and as a Lender

By: Robert Bernier
Name: Robert Bernier 

Title:   Vice President

BANK OF AMERICA, N.A. (successor to Fleet Capital Corporation), as a Lender 

By: H. Michael Wells

 

 

 

 

 
Name: H. Michael Wills 

Title:   Senior Vice President

TEXTRON FINANCIAL CORPORATION, as a Lender 

By: 
Name:  

Title:Specimen Warrant Certificate

 Exhibit 4.3 
 SUBJECT TO SECTION 9 HEREIN THIS WARRANT CERTIFICATE (I) CANNOT BE TRANSFERRED OR EXCHANGED UNTIL 60 DAYS AFTER THE EARLIER TO OCCUR OF THE EXPIRATION OF THE UNDERWRITERS’ OPTION TO PURCHASE ADDITIONAL UNITS TO COVER
OVER-ALLOTMENTS OR THE EXERCISE IN FULL OR IN PART BY THE UNDERWRITERS OF SUCH OPTION (THE “DETACHMENT DATE”) UNLESS INCLUDED WITH A SHARE OF COMMON STOCK OF CATALYTIC CAPITAL INVESTMENT CORPORATION AS PART OF A UNIT AND
(II) CANNOT BE EXERCISED IN WHOLE OR IN PART BEFORE THE LATER OF THE COMPANY’S COMPLETION OF A BUSINESS COMBINATION OR
                    , 2007. 
 EXERCISABLE ONLY IF COUNTERSIGNED BY THE WARRANT 
 AGENT AS PROVIDED HEREIN. 
 Warrant Certificate evidencing 
 Warrants to Purchase Common Stock, par value $0.0001, as
described herein. 
 CATALYTIC CAPITAL INVESTMENT CORPORATION 
  

					
	No.                     	  	CUSIP No.
                                	  	

 VOID AFTER 5:00 P.M., NEW YORK CITY TIME, 
 ON                     
    , 2010, (AS SUCH PERIOD MAY BE EXTENDED PURSUANT TO SECTION 2) OR UPON EARLIER REDEMPTION 
 1. This certifies that
                                    , or its registered
assigns, is the registered holder of                              warrants to purchase certain
securities (each a “Warrant”). Each Warrant entitles the holder thereof, subject to the provisions contained herein and in the Warrant Agreement (as defined below), to purchase from Catalytic Capital Investment Corporation, a
Delaware corporation (the “Company”), one share of the Company’s Common Stock (each a “Share”), at the Exercise Price set forth below. The exercise price of each Warrant (the “Exercise Price”)
shall be $6.00 initially, subject to adjustments as set forth in the Warrant Agreement (as defined below). 
 2. Subject to the terms of the Warrant
Agreement, each Warrant evidenced hereby may be exercised in whole, but not in part, at any time, as specified herein, on any Business Day (as defined below) occurring during the period (the “Exercise Period”) commencing on the
later of the Company’s completion of a Business Combination (as defined below) or                     , 2007 and ending at
5:00 P.M., New York City time, on                     , 2010; provided that if, during the period in which the warrants are exercisable,
a registration statement under the Securities Act of 1933 relating to the shares of common stock issuable upon exercise of the warrants is not effective, or a prospectus relating to the shares of common stock issuable upon exercise of the warrants
is not available for use, the expiration date for the warrants will be extended by the number of days during which such a registration statement was not effective or such prospectus was not available for use (the date on which the Exercise Period
terminates, the “Expiration Date”). Each Warrant remaining unexercised after 5:00 P.M., New York City time on the Expiration Date shall become void, and all rights of the holder of this Warrant Certificate evidencing such
Warrant shall cease. 
 3. The holder of the Warrants represented by this Warrant Certificate may exercise any Warrant evidenced hereby by delivering,
not later than 5:00 P.M., New York City time, on any Business Day during the Exercise Period to Continental Stock Transfer & Trust Company (the “Warrant Agent”, which term includes any successor warrant agent under the
Warrant Agreement described below) at its corporate trust department at 17 

 Battery Place, New York, NY 10004, (i) this Warrant Certificate and the Warrants to be exercised (the
“Book-Entry Warrants”) free on the records of The Depository Trust Company (the “Depository”) to an account of the Warrant Agent at the Depository designated for such purpose in writing by the Warrant Agent to the
Depository, (ii) an election to purchase (“Election to Purchase”), substantially in the form included on the reverse hereof, as applicable (A) by the holder hereof on the reverse of this Warrant Certificate or
(B) properly executed by the institution in whose account the Warrant is recorded on the records of the Depository (the “Participant”) and (iii) the Exercise Price for each Warrant to be exercised in lawful money of the
United States of America by certified or official bank check or by bank wire transfer in immediately available funds[; provided, however, that at any time after the Company has given a Redemption Notice (as defined herein), the holder hereof may, in
lieu of payment of the Exercise Price, surrender its Warrant for that number of Shares equal to the quotient obtained by dividing (x) the product of (1) the number of Shares underlying the surrendered Warrant and (2) the difference
between the Fair Market Value (defined below) and the Exercise Price, by (y) the Fair Market Value. The “Fair Market Value” shall mean the average reported last sale price of the Shares for the 10 trading days ending on the third
trading day prior to the date on which the Redemption Notice is sent to holders of the Warrants]1. If any of
(a) this Warrant Certificate or the Book-Entry Warrants, (b) the Election to Purchase, or (c) the Exercise Price therefor, is received by the Warrant Agent after 5:00 P.M., New York City, the Warrants will be deemed to be
received and exercised on the Business Day next succeeding the date such items are received and such date shall be the Exercise Date for purposes hereof. If the date such items are received is not a Business Day, the Warrants will be deemed to be
received and exercised on the next succeeding day which is a Business Day and such date shall be the Exercise Date for purposes hereof. If the Warrants to be exercised are received or deemed to be received after the Expiration Date, the exercise
thereof will be null and void and any funds delivered to the Warrant Agent will be returned to the holder as soon as practicable. In no event will interest accrue on funds deposited with the Warrant Agent in respect of an exercise or attempted
exercise of Warrants. The validity of any exercise of Warrants will be determined by the Warrant Agent in its sole discretion and such determination will be final and binding upon the holder of the Warrants and the Company. Neither the Warrant Agent
nor the Company shall have any obligation to inform a holder of Warrants of the invalidity of any exercise of Warrants. 
 As used herein,
the term “Business Day” means any day that is not a Saturday or Sunday and is not a United States federal holiday or a day on which banking institutions generally are authorized or obligated by law or regulation to close in New York
City. 
 As used herein, the term “Business Combination” shall mean the acquisition by the Company, whether by merger,
capital stock exchange, stock purchase, asset acquisition or other similar type of transaction or a combination, of any of the foregoing, of one or more operating businesses (collectively, the “Target Business”) having collectively,
a fair market value (as calculated in accordance with the requirements set forth below) of at least 80% of the Corporation’s net assets at the time of such acquisition; provided, that any acquisition of multiple operating businesses shall occur
contemporaneously with one another. For purposes of this definition, fair market value shall be determined by the Independent Directors (as defined in the Amended and Restated Certificate of Incorporation of the Company) of the Company based upon
financial standards generally accepted by the financial community, such as actual and potential sales, earnings, cash flow and book value. If the Independent Directors are not able to determine the fair market value of the Target Business, the
Company shall obtain an opinion with regard to such fair market value from an unaffiliated, independent investment banking firm that is a member of the National Association of Securities Dealers, Inc. (d/b/a NASD). 
  

	1	Bracketed text to be included in warrants included in the units issued to Russell I. Pillar, Matthew G. Pillar, Jeffrey D. Goldstein and Jonathan P. May pursuant to
the Private Placement Purchase Agreement, dated as of March 22, 2006, as amended, between the Company, and the purchasers listed on Exhibit A thereto. 

 4. Warrants may be exercised only in whole numbers of Warrants. No fractional shares of Common Stock are to be
issued upon the exercise of any Warrant, but rather the number of shares of Common Stock to be issued shall be rounded up to the nearest whole number. If fewer than all of the Warrants evidenced by this Warrant Certificate are exercised, a new
Warrant Certificate for the number of Warrants remaining unexercised shall be executed by the Company and countersigned by the Warrant Agent, as provided in Section 3.3 of the Warrant Agreement, and delivered to the holder of this Warrant
Certificate at the address specified on the books of the Warrant Agent or as otherwise specified by such Registered Holder. 
 5. This Warrant
Certificate is issued under and in accordance with the Warrant Agreement, dated as of                     , 2006 (the “Warrant
Agreement”), between the Company and the Warrant Agent and is subject to the terms and provisions contained in the Warrant Agreement, all of which terms and provisions the holder of this Warrant Certificate and the beneficial owners of the
Warrants represented by this Warrant Certificate consent to by acceptance hereof. Copies of the Warrant Agreement are on file and can be inspected at the above-mentioned office of the Warrant Agent and at the office of the Company at 100 Wilshire
Boulevard, Suite 1100, Santa Monica, CA 90401. 
 6. At any time during the Exercise Period, the Company may, at its option, redeem all (but not part)
of the then outstanding Warrants upon giving notice in accordance with the terms of the Warrant Agreement (the “Redemption Notice”), at a price of $0.01 per Warrant (the “Redemption Price”); provided, that
(a) the last sales price of the Shares is at least $11.50 per Share, for any twenty (20) trading days within a thirty (30) trading day period ending on the third Business Day prior to the date on which the Redemption Notice is given, and
(b) a registration statement under the Securities Act of 1933 relating to the shares of common stock issuable upon exercise of the warrants is effective and expected to remain effective until the redemption date and a prospectus relating to the
shares of common stock issuable upon exercise of the warrants is available for use and expected to remain available for use until the redemption date. In the event the Company shall elect to redeem all of the then outstanding Warrants, the Company
shall fix a date for such redemption (the “Redemption Date”); provided, that such date shall occur prior to the expiration of the Exercise Period. The Warrants may be exercised in accordance with the terms of this Agreement
at any time after a Redemption Notice shall have been given by the Company; provided, however, that no Warrants may be exercised subsequent to the expiration of the Exercise Period; provided, further, that all rights with
respect to the Warrants shall cease on the Redemption Date, other than to the right to receive the Redemption Price. 
 7. The accrual of dividends,
if any, on the Shares issued upon the valid exercise of any Warrant will be governed by the terms generally applicable to such Shares. From and after the issuance of such Shares, the former holder of the Warrants exercised will be entitled to the
benefits generally available to other holders of Shares and such former holder’s right to receive payments of dividends and any other amounts payable in respect of the Shares shall be governed by, and shall be subject to, the terms and
provisions generally applicable to such Shares. 
 8. The Exercise Price and the number of Shares purchasable upon the exercise of each Warrant shall
be subject to adjustment as provided pursuant to Section 4 of the Warrant Agreement. 
 9. Prior to the Detachment Date, the Public Warrants and
the Private Unit Warrants (as defined in the Warrant Agreement) represented by this Warrant Certificate may only be exchanged or transferred together with the Shares to which such Warrant is attached (together, a “Unit”), and only
for the purpose of effecting, or in conjunction with, an exchange or transfer of such Unit. Additionally, each transfer of such Unit on the register of the Units shall operate also to transfer the Warrants included in such Units. Upon due
presentment for registration of transfer or exchange of this Warrant Certificate at the stock transfer division of the Warrant Agent, the Company shall execute, and the Warrant Agent shall countersign and deliver as provided in Section 5 of the
Warrant Agreement, in the name of the designated transferee, one or more new Warrant Certificates of any authorized denomination evidencing in the aggregate a like number of unexercised Warrants, subject to the limitations provided in the Warrant
Agreement. 
 10. Neither this Warrant Certificate nor the Warrants evidenced hereby shall entitle the holder hereof or thereof to any of the rights
of a holder of the Shares, including, without limitation, the right to receive dividends, if any, or payments upon the liquidation, dissolution or winding up of the Company or to exercise voting rights, if any. 

 11. The Warrant Agreement and this Warrant Certificate may be amended as provided in the Warrant Agreement
including, under certain circumstances described therein, without the consent of the holder of this Warrant Certificate or the Warrants evidenced thereby. 
 THIS WARRANT CERTIFICATE AND ALL RIGHTS HEREUNDER AND UNDER THE WARRANT AGREEMENT SHALL BE GOVERNED BY AND INTERPRETED AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF NEW YORK APPLICABLE TO CONTRACTS
FORMED AND TO BE PERFORMED ENTIRELY WITHIN THE STATE OF NEW YORK, WITHOUT REGARD TO THE CONFLICTS OF LAW PROVISIONS THEREOF TO THE EXTENT SUCH PRINCIPLES OR RULES WOULD REQUIRE OR PERMIT THE APPLICATION OF THE LAWS OF ANOTHER JURISDICTION.

 This Warrant Certificate shall not be entitled to any benefit under the Warrant Agreement or be valid or obligatory for any purpose,
and no Warrant evidenced hereby may be exercised, unless this Warrant Certificate has been countersigned by the manual signature of the Warrant Agent. 

 IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed. 
 Dated as of
                         , 2006. 
  

			
	Catalytic Capital Investment Corporation
		
	By:	 	  

		 	Russell I. Pillar
		 	Chief Executive Officer

 Continental Stock Transfer 
 & Trust Company, 
 as Warrant Agent

  

			
	By:	 	  

		 	Authorized Officer

 [REVERSE] 
 Instructions for Exercise of Warrant 
 To exercise the Warrants evidenced hereby, the holder or
Participant must, by 5:00 P.M., New York City time on the specified Exercise Date, deliver to the Warrant Agent at its stock transfer division, a certified or official bank check payable to the Warrant Agent or a wire transfer in immediately
available funds to an account designated by the Warrant Agent, in an amount equal to the Exercise Price in full for the Warrants exercised. In addition, the Warrant holder or Participant must provide the information required below and deliver this
Warrant Certificate to the Warrant Agent at the address set forth below and the Book-Entry Warrants to the Warrant Agent in its account with the Depository designated for such purpose. The Warrant Certificate and this Election to Purchase must be
received by the Warrant Agent by 5:00 P.M., New York time, on the specified Exercise Date. 
 ELECTION TO PURCHASE 
 TO BE EXECUTED IF WARRANT HOLDER DESIRES 
 TO
EXERCISE THE WARRANTS EVIDENCED HEREBY 
 The undersigned hereby irrevocably elects to exercise, on
                    ,      (the “Exercise Date”),
                     Warrants, evidenced by this Warrant Certificate, to purchase
                         shares of the Common Stock (each a “Share”) of Catalytic Capital Investment
Corporation, a Delaware corporation (the “Company”), and represents that, on or before the Exercise Date, such holder has tendered payment for such Shares by certified or official bank check or bank wire transfer in immediately
available funds to the order of the Company c/o Continental Stock Transfer & Trust Company, 17 Battery Place, New York, New York 10004, in the amount of $             in
accordance with the terms hereof. The undersigned requests that said number of Shares be in fully registered form, registered in such names and delivered, all as specified in accordance with the instructions set forth below. 
 If said number of Shares is less than all of the Shares purchasable hereunder, the undersigned requests that a new Warrant Certificate evidencing the
remaining balance of the Warrants evidenced hereby be issued and delivered to the holder of the Warrant Certificate unless otherwise specified in the instructions below. 

 Dated:
                         ,          
 Name                                      
           

			
	                                	  	 (Please Print)

	/    /    /    / - /    /    / -
/    /    /    /    /	  	
	 (Insert Social Security
 or Other
Identifying
	  	
	Number of Holder)	  	Address ______________________________
		
		  	               ______________________________

  

					
		 	Signature	 	  

 This Warrant may only be exercised by presentation to the Warrant Agent at one of the following
locations: 
 By hand at: 17 Battery Place, New York, NY 10004 
 By mail at: 17 Battery Place, New York, NY 10004 
 The method of delivery of this Warrant Certificate is at
the option and risk of the exercising holder and the delivery of this Warrant Certificate will be deemed to be made only when actually received by the Warrant Agent. If delivery is by mail, registered mail with return receipt requested, properly
insured, is recommended. In all cases, sufficient time should be allowed to assure timely delivery. 
 (Instructions as to form and delivery
of Shares and/or Warrant Certificates) 
  

					
	 Name in which Shares are to be registered if other
 than
in the name of the registered holder of this
 Warrant Certificate:
	 	  
	 	
			
	 Address to which Shares are to be mailed if other than
 to the address of the registered holder of this Warrant
 Certificate as shown on the books of the Warrant
 Agent:
	 	  
	 	
		 	(Street Address)	 	
			
		 	  
	 	
		 	(City and State) (Zip Code)	 	
			
	 Name in which Warrant Certificate evidencing
 unexercised
Warrants, if any, are to be registered if
 other than in the name of the registered holder of this
 Warrant Certificate:
	 	  
	 	

					
	 Address to which certificate representing unexercised
 Warrants, if any, are to be mailed if other than to the
 address of the registered holder of this Warrant
 Certificate as shown on the books of the Warrant Agent:
	  	  
	  	
		  	(Street Address)	  	
			
		  	  
	  	
		  	(City and State) (Zip Code)	  	
			
		  	Dated:	  	
			
		  	  
	  	
		  	Signature	  	
		
		  	Signature must conform in all respects to the name of the holder as specified on the face of this Warrant Certificate. If Shares, or a Warrant Certificate evidencing unexercised
Warrants, are to be issued in a name other than that of the registered holder hereof or are to be delivered to an address other than the address of such holder as shown on the books of the Warrant Agent, the above signature must be guaranteed by a
an Eligible Guarantor Institution (as that term is defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended).

 SIGNATURE GUARANTEE 
  

			
	Name of Firm	 	  

			
	Address	 	  

			
	 Area Code
     and Number
	 	  

			
	 Authorized
     Signature
	 	  

			
	Name	 	  

			
	Title	 	  

 Dated:
                    , 20     

 ASSIGNMENT 
 (FORM OF ASSIGNMENT TO BE EXECUTED IF WARRANT HOLDER 
 DESIRES TO TRANSFER WARRANTS EVIDENCED HEREBY)

 FOR VALUE RECEIVED,
                         HEREBY SELL(S), ASSIGN(S) AND TRANSFER(S) UNTO
                                        
                                        
                                 
  

			
	__________________________________________	  	__________________________________________
	 (Please print name and address
 including zip code of
assignee)
	  	 (Please insert social security or
 other identifying
number of assignee)

 the rights represented by the within Warrant Certificate and does hereby irrevocably constitute and appoint
                     Attorney to transfer said Warrant Certificate on the books of the Warrant Agent with full power of substitution in the
premises. 
 Dated: 
  

	
	  

	Signature
	(Signature must conform in all respects to the name of the holder as specified on the face of this Warrant Certificate and must bear a signature guarantee by an Eligible Guarantor Institution
(as that term is defined in Rule 17Ad-15 of the Securities Exchange Act of 1934, as amended).

 SIGNATURE GUARANTEE 
  

			
	Name of Firm	 	  

			
	Address	 	  

			
	 Area Code
     and Number
	 	  

			
	 Authorized
     Signature
	 	  

			
	Name	 	  

			
	Title	 	  

 Dated:
                    , 20

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}]]