Document:

Exhibit
10.5

 

 

Interim Services Agreement

 

June 21, 2010

 

Jonathan W. Trutter

Chief Executive Officer

Deerfield Capital Corp.

6250 North River Road

Rosemont, Illinois

 

Dear Mr. Trutter:

 

SFN Professional Services LLC d/b/a Tatum (“Tatum,” “we,” “us” or “our”)
is pleased that Deerfield Capital Corp. (“Company,” “you” or “your”) has
selected us to provide you with outsourced interim services. The services (the “Services”)
and fees will be more particularly described on the Schedule attached hereto
and will be provided by the individual resource (the “Tatum Resource”)
identified on such Schedule. Schedules for additional Tatum Resources may be
added from time to time upon the mutual written agreement of the parties. In
addition, upon the request of the Company and the execution of an additional
Schedule to this agreement, Tatum will provide search Services to the Company,
all as more particularly described on such Schedule.

 

Engagement. The Tatum Resource will be one of Tatum’s
professionals, and we will be solely responsible for determining the
conditions, terms and payment of compensation and benefits for the Tatum
Resource. You will be solely responsible for providing the Tatum Resource
day-to-day guidance, supervision, direction, assistance and other information
necessary for the successful and timely completion of the Services. Tatum will
have no oversight, control, or authority over the Tatum Resource with respect
to the Services. The Company acknowledges that it is solely responsible for the
sufficiency of the Services for its purposes. The Company will designate a
management-level individual to be responsible for overseeing the Services, and
the Tatum Resource will report directly to such individual with respect to the
provision of the Services. Unless the Tatum Resource is acting as an executive
officer of the Company and is authorized by the Company to make such decision,
the Company will not permit or require the Tatum Resource to be the ultimate
decision making authority for any material decision relating to your business,
including, without limitation, any proposed merger, acquisition,
recapitalization, financial strategy or restructuring.

 

Fees and Expenses. You will pay us the fees set forth on the
applicable Schedule. In addition, you will reimburse Tatum directly for all
reasonable travel and out-of-pocket expenses incurred in connection with this
agreement (including any Schedules).

 

Payment Terms. Payments to Tatum should be made within 15
days of receipt of invoice by electronic transfer in accordance with the
instructions set forth below or such alternative instructions as provided by us
from time to time. In lieu of terminating this agreement, we

 

1

 

may suspend the provision of any Services if
amounts owed are not paid in accordance with the terms of this agreement.

 

Bank Name and Address: Bank of America, 1950
N Stemmons Freeway, Suite 5010, Dallas, TX 75207

Beneficiary: Tatum

Beneficiary Account Number: 3751 80 4507

ABA Transit/Routing Number: 111000012

Please reference Company name in the body of
the payment.

 

Effective Date and Termination. This agreement will be effective as of the earlier of (i) the date
Tatum begins providing Services to the Company, and (ii) the date of the
last signature to this agreement as indicated on the signature page. In the
event that a party commits a breach of this agreement (including any Schedule)
and fails to cure the same within 10 days following delivery by the
non-breaching party of written notice specifying the nature of the breach, the
non-breaching party may terminate this agreement or the applicable Schedule
effective upon written notice of such termination. The termination rights set
forth in this Section are in addition to and not in lieu of the termination
rights set forth in each of the Schedules.

 

Hiring the Tatum Resource Outside of a Tatum
Agreement. If, at any time during
the time frame in which a Tatum Resource is providing Services to the Company
and for a period of 12-months thereafter, other than in connection with this
agreement or another Tatum agreement, the Company or any of its subsidiaries or
affiliates employs such Tatum Resource, or engages such Tatum Resource as an
independent contractor, the Company will pay Tatum a placement fee in an amount
equal to 35% of the Annualized Compensation (as defined below). “Annualized
Compensation” is defined as salary, incentive, signing and other bonuses, and
any other compensation (excluding any form of equity compensation) that may be
earned by the Tatum Resource during the first 12 months of service with the
Company (or its subsidiary or affiliate) regardless of when or if such
compensation is actually paid. The placement fee shall be due upon the
commencement of the Tatum Resource’s employment or engagement with the Company
(or its subsidiary or affiliate).

 

Warranties and Disclaimers. We disclaim all representations and warranties, whether express,
implied or statutory, including, but not limited to any warranties of quality,
performance, merchantability, or fitness of use or purpose. Without limiting
the foregoing, we make no representation or warranty with respect to the Tatum
Resource or the Services provided hereunder, and we will not be responsible for
any action taken by you in following or declining to follow any of the Tatum
Resource’s advice or recommendations. The Services provided by Tatum and the
Tatum Resource hereunder are for the sole benefit of the Company and not any
unnamed third parties. The Services will not constitute an audit, review,
opinion, or compilation, or any other type of financial statement reporting or
attestation engagement that is subject to the rules of the AICPA or other
similar state or national professional bodies or laws and will not result in an
opinion or any form of assurance on internal controls.

 

Limitation of Liability: Indemnity.

 

(a)           Tatum’s liability in any and all categories and for any
and all causes arising under this agreement, whether based in contract, tort,
negligence, strict liability or otherwise, will, in the aggregate, not exceed
the actual fees paid by you to us over the term of the agreement with respect
to the Tatum Resource from whom the liability arises. In no event will we be
liable for incidental, consequential, punitive, indirect or special damages,
including, without limitation, interruption or loss of business, profit

 

2

 

or goodwill. As a condition for recovery of
any liability, you must assert any claim against us within one year after the termination
or expiration of the applicable Schedule under which the liability arises.

 

(b)           You
agree to indemnify us and the Tatum Resource to the full extent permitted by
law for any losses, costs, damages, and expenses (including reasonable
attorneys’ fees), as they are incurred, in connection with any cause of action,
suit, or other proceeding arising in connection with the Tatum Resource’s
services to you except to the extent arising out of the gross negligence or
willful misconduct of Tatum or the Tatum Resource.

 

Insurance.

 

If the Tatum Resource is serving as an officer or
executive of the Company, the Company will provide Tatum or the Tatum Resource
with written evidence that the Company maintains directors’ and officers’
insurance covering the Tatum Resource in an amount reasonably acceptable to the
Tatum at no additional cost to the Tatum Resource, and the Company will
maintain such insurance at all times while this agreement remains in effect.
Furthermore, the Company will maintain such insurance coverage with respect to
occurrences arising during the term of this agreement for at least five years
following the termination or expiration of the applicable Schedule or will
purchase a directors’ and officers’ extended reporting period or “tail” policy
to cover the Tatum Resource for such five year time period.

 

Governing Law, Arbitration and Witness Fees.

 

(a)           This
agreement will be governed by and construed in accordance with the laws of the
State of Illinois, without regard to conflicts of laws provisions.

 

(b)           If
the parties are unable to resolve any dispute arising out of or in connection
with this agreement, the parties agree and stipulate that any such disputes
will be settled by binding arbitration in accordance with the Commercial
Arbitration Rules of the American Arbitration Association (“AAA”). The
arbitration will be conducted in the Chicago, Illinois office of the AAA
by a single arbitrator selected by the parties according to the rules of
the AAA, and the decision of the arbitrator will be final and binding on both
parties. In the event that the parties fail to agree on the selection of the
arbitrator within 30 days after either party’s request for arbitration under
this Section, the arbitrator will be chosen by the AAA. The arbitrator may in
his or her discretion order documentary discovery but will not allow
depositions without a showing of compelling need. The arbitrator will render
his or her decision within 90 days after the call for arbitration. Judgment on
the award of the arbitrator may be entered in and enforced by any court of
competent jurisdiction. The arbitrator will have no authority to award damages
in excess or in contravention of this agreement and may not amend or disregard
any provision of this agreement, including this section. Notwithstanding the
foregoing, either patty may seek appropriate injunctive relief from any court
of competent jurisdiction, and Tatum may pursue payment of any unpaid amounts
due under this agreement through any court of competent jurisdiction.

 

(c)           In
the event any professional of Tatum (including, without limitation, any Tatum
Resource) is requested or authorized by you or is required by government
regulation, subpoena, or other legal process to produce documents or appear as
witnesses in connection with any action, suit or other proceeding initiated by
a third party against you or by you against a third party, you will, so long as
Tatum is not a party to the proceeding in which the information is sought,
reimburse Tatum for its professional’s time (based on customary rates) and
expenses, as well as the fees and expenses of its

 

3

 

counsel, incurred in responding to such
requests. This provision is in addition to and not in lieu of any
indemnification obligations the Company may have under this agreement.

 

Miscellaneous.

 

(a)           This agreement together with all Schedules constitutes the
entire agreement between the parties with regard to the subject matter hereof
and supersedes any and all agreements, whether oral or written, between the
parties with respect to its subject matter. No amendment or modification to
this agreement will be valid unless in writing and signed by both parties.

 

(b)           If any portion of this agreement is found to be invalid or
unenforceable, such provision will be deemed severable from the remainder of
this agreement and will not cause the invalidity or unenforceability of the
remainder of this agreement, except to the extent that the severed provision
deprives either party of a substantial portion of its bargain.

 

(c)           Neither party will be deemed to have waived any rights or
remedies accruing under this agreement unless such waiver is in writing and
signed by the party electing to waive the right or remedy.

 

The waiver by any party of
a breach or violation of any provision of this agreement will not operate or be
construed as a waiver of any subsequent breach of such provision or any other
provision of this agreement.

 

(d)           Neither party will be liable for any delay or failure to
perform under this agreement (other than with respect to payment obligations)
to the extent such delay or failure is a result of an act of God, war,
earthquake, civil disobedience, court order, labor dispute, or other cause
beyond such party’s reasonable control.

 

(e)           You may not assign your rights or obligations under this
agreement without the express written consent of Tatum. Nothing in this
agreement will confer any rights upon any person or entity other than the
parties hereto and their respective successors and permitted assigns and the
Tatum Resources.

 

(f)            The expiration or termination of this agreement or any
Schedule will not destroy or diminish the binding force and effect of any of
the provisions of this agreement or any Schedule that expressly, or by reasonable
implication, come into or continue in effect on or after such expiration or
termination, including, without limitation, provisions relating to payment of
fees and expenses (including witness fees and expenses and liquidated damage
fees), governing law, arbitration, limitation of liability and indemnity.

 

(g)           You agree to reimburse Tatum for all reasonable costs and
expenses (including, without limitation, reasonable attorneys’ fees, court
costs and arbitration fees) incurred by Tatum in enforcing collection of any
monies due under this agreement.

 

4

 

We appreciate the opportunity to serve you
and believe this agreement accurately reflects our mutual understanding of the
terms upon which the Services will be provided. We would be pleased to discuss
this agreement with you at your convenience. If the foregoing is in accordance
with your understanding, please sign a copy of this agreement and return it to
my attention.

 

Sincerely,

 

SFN Professional Services LLC d/b/a Tatum

 

	
  /s/ Robert J. Stegmann

  	
   

  
	
   

  	
   

  
	
  Robert J. Stegmann

  	
   

  
	
  Partner, Practice Leader

  	
   

  

 

 

Accepted and agreed:

 

Deerfield Capital Corp.

 

 

	
  By:

  	
  /s/ Jonathan W. Trutter

  	
   

  
	
  Name: Jonathan W. Trutter

  	
   

  
	
  Title: Chief Executive Officer

  	
   

  
	
   

  	
   

  
	
  Date:

  	
  June 21, 2010

  	
   

  	
   

  
					

 

5

 

 

Schedule
to Interim Services Agreement

 

This Schedule is entered
into in connection with that certain Interim Services Agreement, dated June 11,
2010 (the “Agreement”), by and between SFN Professional Services LLC d/b/a
Tatum (“Tatum,” “we,” “us” or “our”) and Deerfield Capital Management (“Company,”
“you” or “your”) and will be governed by the terms and conditions of the
Agreement.

 

Tatum Resource Name: Ken Posner

 

Service Description or Position: Chief
Financial Officer

 

Company Supervisor: Chief Executive Officer

 

Start Date: June 22, 2010

 

Minimum Term: Through August 20, 2010

 

Termination:

 

(a)        After the expiration of any minimum term
set forth above, either party may terminate this Schedule by providing the
other party a minimum of 10 days’ advance written notice and such termination
will be effective as of the date specified in such notice, provided that such
date is no earlier than 10 days after the date of delivery of the notice. Tatum
will continue to provide, and the Company will continue to pay for, the
Services until the termination effective date.

 

(b)        Tatum may terminate this Schedule
immediately upon written notice to the Company if: (i) the Company is
engaged in or asks Tatum or any Tatum Resource to engage in or ignore any
illegal or unethical activity; (ii) the Tatum Resource ceases to be a
professional of Tatum for any reason and has provided the Company with a
minimum 10 day’s advance written notice; (iii) the Tatum Resource becomes
disabled; or (iv) the Company fails to pay any amounts due to us under the
Agreement when due. For purposes of this Agreement, disability will be defined
by the applicable policy of disability insurance or, in the absence of such
insurance, by Tatum’s management acting in good faith. Notwithstanding the
foregoing, in lieu of terminating this Schedule under (ii) and (iii) above,
upon the mutual agreement of the parties, the Tatum Resource may be replaced by
another Tatum professional.

 

(c)        The termination rights set forth in this
section are in addition to and not in lieu of the termination rights set forth
in the Agreement.

 

Fees: You will pay to Tatum a fee of $42,000 a month for the Tatum Resource.
The fees will be prorated for the first and final fee period based on the
number of days in such period. The monthly fee includes allowance for holidays
for the Tatum Resource consistent with the Company’s policy as it applies to
similarly situated employees of the Company. The parties acknowledge and agree
that the fees set forth above are based upon this Schedule having the Minimum
Term set forth above. In the event you terminate this Schedule prior to the
expiration of the Minimum Term other than for the Tatum Resource’s material
failure to perform the obligations of his or her position with the Company,
provided the Tatum Resource fails to cure such breach within 10 days after
receipt of written notice of such breach, you agree that the fees will be
retroactively increased to $3,000 per business day. You agree to pay to Tatum
upon the termination of this Schedule a lump sum amount equal to the difference
between the fees actually paid and the fees that should have been paid taking
into account the retroactive adjustment.

 

6

 

Billings: Tatum will bill for Services in
advance of the provision of such Services as follows:

 

Upon Execution of this Schedule: $42,000

 

On the 15th day of each month: $42,000

 

In addition, reasonable out-of-pocket
expenses incurred by the Employee on behalf of the Company will be reimbursed
to the same extent that you reimburse other senior managers for such expenses
including mileage. Expenses will be billed separately and in accordance with
Company documentation standards. Expenses will be reimbursed by the Company
directly to the Tatum Resource within five days of submission.

 

In the event of a conflict between the terms
and conditions of this Schedule and the Agreement, the terms and conditions of
the Agreement will control.

 

	
  SFN Professional Services LLC d/b/a Tatum

  	
   

  	
  Deerfield Capital Corp.

  
	
   

  	
   

  	
   

  	
   

  
	
  /s/ Robert J. Stegmann

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  By:

  	
  /s/ Jonathan W. Trutter

  
	
  Name:

  	
  Robert J. Stegmann

  	
   

  	
  Name: Jonathan W. Trutter

  
	
  Title:

  	
  Partner, Practice Leader

  	
   

  	
  Title: Chief Executive Officer

  
	
  Date: 

  	
  June 21, 2010

  	
   

  	
   

  
	
   

  	
   

  	
  Date:

  	
  June 21, 2010

  	
   

  

 

7Exhibit
4.1

 

 AMENDMENT NO. 3

TO

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

 

THIS
AMENDMENT NO. 3 TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated
as of June 25, 2010 and is entered into by and among InfoLogix, Inc.,
a Delaware corporation (“Parent Borrower”), InfoLogix Systems Corporation,
a Delaware corporation (“ISC”), Embedded Technologies, LLC, a Delaware limited
liability company (“Embedded”), Opt Acquisition LLC, a Pennsylvania limited
liability company (“Opt”), and InfoLogix—DDMS, Inc., a Delaware
corporation (“DDMS”) (Parent Borrower, ISC, Embedded, Opt and DDMS are
each referred to herein as a “Borrower” and collectively as “Borrowers”) and
Hercules Technology Growth Capital, Inc., a Maryland corporation (“Lender”).  Capitalized terms used but not defined herein
shall have the meanings ascribed to such terms in the Loan Agreement referred
to below.

 

RECITALS

 

A.            Borrowers and
Lender have entered into that certain Amended and Restated Loan and Security
Agreement dated as of November 20, 2009, as Amended by that certain
Amendment No. 1 to Amended and Restated Loan and Security Agreement dated
as of February 19, 2010 and that certain Amendment No. 2 (“Amendment No. 2”) to Amended
and Restated Loan and Security Agreement dated as of April 6, 2010 (as may
be amended, restated, supplemented or otherwise modified, the “Loan Agreement”).

 

B.            Events of
Default exist under (a) Section 9.1 and Section 9.2 of the Loan
Agreement as a result of a breach of Section 2.1(c) and Section 2.6(a)(i) of
the Loan Agreement, (b) Section 9.2 of the Loan Agreement as a result
of a breach of Section 7.20(d) of the Loan Agreement for the month of
February 2010, and (c) Section 9.2 of the Loan Agreement as a
result of a breach of Section 7.20(a) of the Loan Agreement for the
Three Month Measurement Period ending December 2009, February 2010, March 2010,
April 2010 and May 2010; such Events of Default described in clauses
(a), (b) and (c) are herein referred to as the “Specified
Events of Default”.

 

C.            Borrowers
anticipate being in default under Section 9.2 of the Loan Agreement as a
result of a breach of Section 7.20(a) of the Loan Agreement for the
Measurement Period ending June 30, 2010 (such anticipatory default
hereinafter referred to as the “Specified Anticipatory Default”).

 

D.            Lender has made
certain discretionary overadvances to Borrowers, in order to enable Borrowers
to pay certain critical expenses, despite the existence and continuance of the
Specified Events of Default (such now existing or hereinafter arising
discretionary overadvances, the “Discretionary Credit”)

 

E.            Borrowers and
Lender have agreed to amend the Loan Agreement upon the terms and conditions
more fully set forth herein.

 

 

AGREEMENT

 

NOW,
THEREFORE, in consideration of the foregoing Recitals and intending to be
legally bound, the parties hereto agree as follows:

 

1.             AMENDMENTS.

 

1.1          SECTION 1
DEFINITIONS. The following new clause (v) is added at the
end of the definition of “Permitted Transfers” and the word “and” is deleted as
it appears immediately before clause (iv):

 

“and (v) the sale of US
Patent 6,121,960 and South Korean Patent KR10-1999-7001648, entitled “Touch
Screen Systems and Methods” (together, the “Touch Screen Patents”) pursuant to
that certain Patent Purchase Agreement between Embedded and Intellectual
Ventures Fund 68, LLC, dated as of June 8, 2010, provided, that
concurrently with receipt of proceeds of the sale of the Touch Screen Patents,
such proceeds shall be applied as follows: first, to repay
the Discretionary Credit advanced by Lender and outstanding as of such date or
reasonably anticipated to be outstanding after the date of such sale; and second, thereafter to the repayment of the Secured
Obligations in Lender’s discretion.  No
Term Loan Prepayment Charge shall be required for any prepayment of the Term
Loans under this Section 2.6(a)(v).”

 

2.             BORROWERS REPRESENTATIONS AND WARRANTIES.  Each Borrower represents and warrants that:

 

(a)           immediately upon giving effect to this
Amendment (i) the representations and warranties contained in the Loan
Documents are true, accurate and complete in all material respects as of the
date hereof (except to the extent such representations and warranties relate to
an earlier date, in which case they are true and correct as of such date), and
(ii) no Event of Default has occurred and is continuing with other than
the “Specified Events of Default” and “Specified Anticipatory Default”;

 

(b)           such Borrower has the corporate power and
authority to execute and deliver this Amendment and to perform its obligations
under the Loan Agreement, as amended by this Amendment;

 

(c)           the certificate of incorporation, bylaws and
other organizational documents of such Borrower delivered to Lender on the
Closing Date remain true, accurate and complete and have not been amended,
supplemented or restated and are and continue to be in full force and effect;

 

(d)           the execution and delivery by Borrower of
this Amendment and the performance by Borrower of its obligations under the
Loan Agreement, as amended by this Amendment, have been duly authorized by all
necessary corporate action on the part of Borrower;

 

(e)           this Amendment has been duly executed and
delivered by such Borrower and is the binding obligation of such Borrower,
enforceable against it in 

 

2

 

accordance with its terms, except as such enforceability may be limited
by bankruptcy, insolvency, reorganization, liquidation, moratorium or other
similar laws of general application and equitable principles relating to or
affecting creditors’ rights; and

 

(f)            as of the date hereof, it has no defenses
against the obligations to pay any amounts under the Obligations.  Each Borrower acknowledges that Lender has
acted in good faith and has conducted in a commercially reasonable manner its
relationships with Borrowers in connection with this Amendment and in
connection with the Loan Documents.

 

Each
Borrower understands and acknowledges that Lender is entering into this
Amendment in reliance upon, and in partial consideration for, the above
representations and warranties, and agrees that such reliance is reasonable and
appropriate.

 

3.             LIMITATION.  The
amendments set forth in this Amendment shall be limited precisely as written
and shall not be deemed (a) to be a waiver or modification of any other
term or condition of the Loan Agreement or of any other instrument or agreement
referred to therein or to prejudice any right or remedy which Lender may now
have or may have in the future under or in connection with the Loan Agreement
or any instrument or agreement referred to therein; or (b) to be a consent
to any future amendment or modification or waiver to any instrument or
agreement the execution and delivery of which is consented to hereby, or to any
waiver of any of the provisions thereof. 
Except as expressly amended hereby, the Loan Agreement shall continue in
full force and effect.  Nothing herein
nor in the Loan Agreement shall be interpreted as creating an expectation by
Borrowers that Lender has agreed in the future to additional extensions of
Discretionary Credit (other than those expressly provided for under Section 2.1(c) of
the Loan Agreement) and each Borrower acknowledges that extensions of
Discretionary Credit are provided by Lender in its sole and absolute discretion
and are repayable on demand.

 

4.             EFFECTIVENESS.  This
Amendment shall become effective upon the satisfaction of all the following
conditions precedent:

 

4.1          Amendment.  Borrowers and Lender shall have duly executed
and delivered this Amendment to Lender.

 

4.2          SALE OF TOUCH SCREEN PATENTS.  Concurrently with the effectiveness of this
Amendment, the sale of the Touch Screen Patents shall have been consummated
substantially in accordance with its terms and Lender shall have received
proceeds of not less than $1,980,000.

 

5.             COUNTERPARTS.  This
Amendment may be signed in any number of counterparts, and by different parties
hereto in separate counterparts, with the same effect as if the signatures to
each such counterpart were upon a single instrument.  All counterparts shall be deemed an original
of this Amendment.

 

6.             GOVERNING LAW; VENUE.  THIS AMENDMENT SHALL BE GOVERNED BY AND SHALL
BE CONSTRUED AND ENFORCED IN ACCORDANCE WITH THE LAWS 

 

3

 

OF
THE STATE OF CALIFORNIA.  Borrowers and
Lender each submit to the exclusive jurisdiction of the State and Federal
courts in Santa Clara County, California.

 

[signature page follows]

 

4

 

IN WITNESS WHEREOF, the parties have duly
authorized and caused this Amendment to be executed as of the date first
written above.

 

BORROWERS:

 

	
  INFOLOGIX, INC.

  	
   

  
	
  By:

  	
  /s/David T. Gulian

  	
   

  
	
  David
  T. Gulian, President and CEO

  	
   

  
	
   

  	
   

  
	
  INFOLOGIX SYSTEMS
  CORPORATION

  	
   

  
	
   

  	
   

  
	
  By:

  	
  /s/David T. Gulian

  	
   

  
	
  David
  T. Gulian, President

  	
   

  
	
   

  	
   

  
	
  OPT ACQUISITION LLC

  	
   

  
	
  By: InfoLogix Systems
  Corporation, its sole Member

  	
   

  
	
   

  	
   

  
	
  By:

  	
  /s/David T. Gulian

  	
   

  
	
  David
  T. Gulian, President

  	
   

  
	
   

  	
   

  
	
  EMBEDDED TECHNOLOGIES, LLC

  	
   

  
	
  By: InfoLogix Systems
  Corporation, its sole Member

  	
   

  
	
   

  	
   

  
	
  By:

  	
  /s/David T. Gulian

  	
   

  
	
  David
  T. Gulian, President

  	
   

  
	
   

  	
   

  
	
  INFOLOGIX —
  DDMS, INC.

  	
   

  
	
   

  	
   

  
	
  By:

  	
  /s/David T. Gulian

  	
   

  
	
  David T. Gulian, President

  	
   

  

 

 

LENDER:

 

HERCULES TECHNOLOGY GROWTH CAPITAL, INC.

a Maryland corporation

 

 

	
  By:

  	
  /s/
  K. Nicholas Martitsch

  	
   

  
	
  Name:

  	
  K.
  Nicholas Martitsch

  	
   

  
	
  Its:

  	
  Associate
  General Counsel

  	
   

  

 

Signature Page to
Amendment No. 3 to Amended and Restated Loan and Security Agreement

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00177-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00177-of-00352.parquet"}]]