Document:

FORM OF RESTRICTED STOCK UNIT AWARD

 Exhibit 10.2 
  

  

			
	 Notice of Grant of Restricted Stock
 Units and Restricted
Stock Unit Award
 Agreement
	 	 Hologic, Inc.
 ID: 04-2902449
 35 Crosby Drive
 Bedford, MA 01730

  

  

			
	SAMPLE ONLY - SAMPLE ONLY	 	 
	 	 	 RSU Number:
 Plan:

	 	 	ID:

  

 Effective ______, you have been granted ______ Restricted Stock Units (“RSUs”) to acquire shares of Hologic, Inc. (the Company) common stock. 
 The total value the underlying shares (based upon the closing price on the grant date) is $            . 
 Restriction Lapse Date: _______. 
 By your signature and the Company’s signature below, you and the Company agree that
these RSUs are granted under and governed by the terms and conditions of the Company’s Equity Incentive Plan as amended and the Option Agreement, all of which are attached and made a part of this document. 
  

  

			
	 	 	 
	Hologic, Inc.	 	Date
		
		 	
	 	 	 
		 	Date

  

 Hologic, Inc. 
 Restricted Stock Unit Award Agreement 
 Restricted Stock Unit Award Agreement (the “Award
Agreement”) pursuant to the Hologic, Inc. Amended and Restated 1999 Equity Incentive Plan, as it may be amended from time to time (the “Plan”). 
 W I T N E S S E T H: 
 WHEREAS, the Company and the Grantee desire to enter into an agreement whereby
the Company will grant the Grantee Restricted Stock Units (“RSUs”) in respect of the Company’s Common Stock, $.01 par value per share (the “Common Stock”), as set forth in the Notice of Grant of Restricted Stock Units to
which this Award Agreement is attached (the “Award Notice”). 
 NOW THEREFORE, for good and valuable consideration, the receipt and
sufficiency of which is hereby acknowledged, the Company and the Grantee agree as follows: 
 1. Grant of RSUs. Pursuant to the terms and
conditions of this Award Agreement and the Plan (which is incorporated herein by reference), the Company hereby grants to the Grantee the number of RSUs as provided in the Award Notice. The shares of Common Stock covered by these RSU’s are
sometimes hereinafter referred to as the “RSU Shares”. The number and class of securities and vesting schedule of the RSUs are subject to adjustment as set forth in the Plan. In the event of a conflict between the terms and conditions of
the Plan and this Award Agreement, the terms and conditions of the Plan shall prevail. Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Plan. 
 2. Restricted Stock Units. Each RSU entitles the Grantee to receive from the Company (i) one share of Common Stock at the Vesting Date (as defined
below) and (ii) the right to receive notional dividend equivalents, if any, each in accordance with the terms of this Award Agreement and the Plan. As soon as practical after the Vesting Date, the Company shall deliver a certificate or
certificates representing the RSU Shares. 
 3. Dividend Equivalents. Until the Vesting Date, whenever dividends are paid or distributed with
respect to the Common Stock, the Grantee shall be entitled to receive notional dividend equivalents (the “Dividend Equivalents”) in an amount equal in value to the amount of the dividend or property distributed on a single share of Common
Stock. multiplied by the number of RSUs credited to the Grantee’s account as of the record date for such dividend or distribution. Payment of the notional dividend equivalents paid on RSUs will be withheld by the Company and shall be delivered
to the Grantee as of the Vesting Date, if and only to the extent that the RSUs have vested as of said date, as set forth in paragraph 4.
 4.
Vesting. All of the RSUs granted hereby will vest on the earlier to occur of (i) the Restriction Lapse Date as provided in the Award Notice, or (ii) the termination of the Grantee’s Service (as defined below) as a result
of the death or Permanent Disability (as defined in Section 23(e)(3) of the Code) of the Grantee. For purposes of this Agreement, the term “Service” shall mean service as a Service Provider to the Company; and the term “Service
Provider” shall mean an employee, officer or director of the Company or an Affiliate of the Company or a consultant currently providing services to the Company or an Affiliate of the Company. Whether a termination of Service shall have occurred
for purposes of this Agreement shall be determined by the Company, which determination shall be final, binding and conclusive. If the Grantee’s Service is terminated prior to the Vesting Date, then the unvested RSUs shall terminate and Grantee
shall have no further rights hereunder, including without limitation any rights to receive any Dividend Equivalents as set forth in paragraph 3. 
 5.
Nontransferability. The RSU’s granted pursuant to this Agreement may not be transferred without the consent of the Company, other than by will or the laws of descent and distribution. 
 6. No Rights Other Than Those Expressly Created. Neither this Award Agreement, the RSUs, nor any action taken hereunder shall be construed as
(i) giving the Grantee any right to be retained in the 

 
Service of, or continue to be affiliated with, the Company, (ii) giving the Grantee any equity or interest of any kind in any assets of the Company, or
(iii) creating a trust of any kind or a fiduciary relationship of any kind between the Grantee and the Company. As to any claim for any unpaid amounts or distributions under this Award Agreement, any person having a claim for payments shall be
an unsecured creditor. The Grantee shall not have any of the rights of a stockholder with respect to any RSU Shares or any Dividend Equivalents until such time as the underlying RSU has been vested and the RSU Shares have been issued. . 

7. Compliance with Laws.  
 (a)
Withholding of Taxes. Pursuant to applicable federal, state, local or foreign laws, the Company may be required to collect or withhold income or other taxes from Grantee upon the Vesting Date or at some other time. The Company may require,
upon the Vesting Date, or demand, at such other time as it may consider appropriate, that the Grantee pay the Company the amount of any taxes which the Company may determine is required to be collected or withheld, and the Grantee shall comply with
the requirement or demand of the Company. 
 (b) Securities Law Compliance. Upon vesting (or partial vesting) of the RSUs granted
hereunder, the Grantee shall make such representations and furnish such information as may, in the opinion of counsel for the Company, be appropriate to permit the Company to issue or transfer the RSU Shares in compliance with the provisions of
applicable federal or state securities laws. The Company, in its discretion, may postpone the issuance and delivery of RSU Shares until completion of such registration or other qualification of such shares under any federal or state laws, or stock
exchange listing, as the Company may consider appropriate. In addition, the Company may require that prior to the issuance or transfer of RSU Shares, the Grantee enter into a written agreement to comply with any restrictions on subsequent
disposition that the Company deems necessary or advisable under any applicable federal and state securities laws. Certificates of Stock issued hereunder may be legended to reflect such restrictions. 
 (c) General. No RSU Shares shall be issued or Dividend Equivalents distributed upon vesting of an RSU granted hereunder unless and until the
Company is satisfied, in its sole discretion, that there has been compliance with all legal requirements applicable to the issuance of such RSU Shares and/or distribution of such Dividend Equivalents. 
 8. Miscellaneous. 
 (a) 409A
Compliance. The Company may, in its sole and absolute discretion, delay payments hereunder or make such other modifications with respect to the issuance of stock hereunder as it reasonably deems necessary to comply with Section 409A of the
Code and interpretative guidance thereunder. 
 (b) Discretion of the Committee. Unless otherwise explicitly provided herein, the
Board of Directors of the Company, or an authorized committee thereof, shall make all determinations required to be made hereunder, including determinations required to be made by the Company, and shall interpret all provisions of this Award
Agreement and the underlying RSUs, as it deems necessary or desirable, in its sole and unfettered discretion. Such determinations and interpretations shall be binding and conclusive to the Company and the Grantee. 
 (c) Amendment. This Award Agreement may only be modified or amended by a writing signed by both parties. 

 (d) Notices. Any notices required to be given under this Award Agreement shall be sufficient if in
writing and if sent by certified mail, return receipt requested, and addressed as follows: 
 if to the Company: 
 Hologic, Inc. 
 35 Crosby Dr. 
 Bedford, MA 01730 
 Attention: Chief Financial Officer 
 if to the Grantee: 
 As stated on the Award Notice 
 or to such other address as either party may designate under the provisions hereof. 
 (e) Entire
Agreement. This Award Agreement shall supersede in its entirety all prior undertakings and agreements of the Company and Grantee, whether oral or written, with respect to the RSUs granted hereunder; provided however that nothing herein
shall supersede any prior written employment or other similar written agreement, if any, that may provide, in certain circumstances, for acceleration of restricted stock units granted to the Grantee. 
 (f) Successors and Assigns. The rights and obligations of the Company under this Award Agreement shall inure to the benefit of and be binding upon
the successors and assigns of the Company. 
 (g) Applicable Law; Severability. All rights and obligations under this Award Agreement
shall be governed by the laws of the State of Delaware. In the event that any court of competent jurisdiction shall determine that any provision, or any portion thereof, contained in this Award Agreement shall be unenforceable in any respect, then
such provision shall be deemed limited to the extent that such court deems it enforceable, and as so limited shall remain in full force and effect. In the event that such court shall deem any such provision, or portion thereof, wholly unenforceable,
the remaining provisions of this Award Agreement shall nevertheless remain in full force and effect.
 (h) Paragraph Headings; Rules of
Construction. The paragraph headings used in this Award Agreement are for convenience or reference, and are not to be construed as part of this Award Agreement. The parties hereto acknowledge and agree that the rule of construction to the effect
that any ambiguities are resolved against the drafting party shall not be employed in the interpretation of this Award Agreement. 
 (i)
Electronic Copies. The Company may choose to deliver certain materials relating to the Plan in electronic form. By accepting this Award Agreement, the Grantee consents and agrees that the Company may deliver the Plan prospectus and the
Company’s annual report to Grantee in an electronic format. If at any time Grantee would prefer to receive paper copies of these documents, the Company will provide such copies upon request. 
 (j). No Waiver of Rights, Powers and Remedies. No failure or delay by a party hereto in exercising any right, power or remedy under this
Agreement, and no course of dealing between the parties hereto, shall operate as a waiver of any such right, power or remedy of the party, unless explicitly provided for herein. No single or partial exercise of any right, power or remedy under this
Award Agreement by a party hereto, nor any abandonment or discontinuance of steps to enforce any such right, power or remedy, shall preclude such party from any other or further exercise thereof or the exercise of any other right, power or remedy
hereunder. 
 (k). Counterparts. This Award Agreement may be executed in multiple counterparts, including by electronic
or facsimile signature, each of which shall be deemed in original but all of which together shall constitute one and the same instrument.FORM OF OPTION AWARD AGREEMENT

 Exhibit 10.3 
  

  

			
	 Notice of Grant of Stock Options
 And Option
Agreement
	 	 Hologic, Inc.
 ID: 04-2902449
 35 Crosby Drive
 Bedford, MA 01730

  

  

			
	SAMPLE ONLY - SAMPLE ONLY	 	
		 	 Option Number:
 Plan:

		 	ID:

  

 Effective ______, you have been granted a(n) Non-Qualified Stock Option to buy _____ shares of Hologic, Inc. (the Company) stock at $______ per share. 
 The total option price of the shares granted is $            . 
 Shares in each period
will become fully vested on the date shown. 
  

							
	 Shares
	 	 Vest Type
	 	 Full Vest
	 	 Expiration

		 	 On Vest Date
 On Vest Date
 On Vest Date
 On Vest Date
 On Vest Date
	 		 	

  

 By your signature and the Company’s signature below, you and the Company agree that these options are granted under and governed by the terms and conditions of the Company’s Stock Option Plan as amended and the Option Agreement,
all of which are attached and made a part of this document. 
  

  

			
	 	 	 
	Hologic, Inc.	 	Date
		
		 	
	 	 	 
		 	Date

  

 HOLOGIC, INC.  
 NON-QUALIFIED STOCK OPTION AGREEMENT  
 Non Qualified Stock Option Agreement (the “Option
Agreement”) pursuant to the Hologic, Inc. Amended and Restated 1999 Equity Incentive Plan, as it may be amended from time to time (the “Plan”). 
 W I T N E S S E T H: 
 WHEREAS, the Company and the Optionee desire to enter into an agreement
whereby the Company will grant the Optionee an option (the “Option”) to purchase shares of the Company’s Common Stock, $.01 par value per share (the “Common Stock”), as set forth in the Notice of Grant of Stock Options to
which this Award Agreement is attached (the “Award Notice”); and 
 WHEREAS, this Option is intended to qualify as a
“Non-Qualified Stock Option”, which is a stock option which does not qualify as an incentive stock option under Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”). 
 NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Company and the Optionee agree as
follows: 
 1. Grant of Option. 
 Pursuant to the terms and conditions of this Option Agreement and the Plan (which is incorporated herein by reference), the Company hereby grants to the Optionee an Option to purchase shares of Common Stock (the “Option Shares”)
as provided in the Award Notice. The exercise price at which the Option Shares may be purchased (the “Option Exercise Price”) and the vesting schedule of the Option are set forth in the Award Notice. The number and class of securities,
vesting schedule and exercise price per share subject to this Option are subject to adjustment as set forth in the Plan. In the event of a conflict between the terms and conditions of the Plan and this Option Agreement, the terms and conditions of
the Plan shall prevail. Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Plan. 
 2. Vesting of Option.

 Subject to the provisions of the Plan, Section 3 of this Option Agreement and the right of the Company to accelerate the date upon
which any or all of this Option becomes exercisable, the Optionee shall be entitled to exercise this Option with respect to all or a portion of the percentage or number of the Option Shares provided in the Award Notice. Notwithstanding the
foregoing, in the event that the Optionee’s Service (as defined below) is terminated as a result of the death or Permanent Disability (as defined in Section 23(e)(3) of the Code) of the Optionee, the Option shall become fully vested upon
such termination. For purposes of this Agreement, the term “Service” shall mean service as a Service Provider to the Company,; and the term “Service Provider” shall mean an employee, officer or director of the Company or
an Affiliate of the Company, or a consultant currently providing services to the Company or an Affiliate of the Company. Whether a termination of Service shall have occurred for purposes of this Agreement shall be determined by the Company, which
determination shall be final, binding and conclusive. 
 Notwithstanding any provision of this Option Agreement to the contrary, in no event
may this Option be exercised after the Expiration Date set forth in the Award Notice. 

 3. Termination of Service.  
 If the Optionee’s Service is terminated (a “Termination”), then unless otherwise provided in this Option Agreement or the Plan, this Option may be exercised as to all shares with respect to which
Optionee could exercise this Option on the date of Termination, and which shares have not been previously purchased, until the earlier of the Expiration Date, or: 
  
  

	 	(i)	in the case of a Termination by reason of death or Permanent Disability, one year after such Termination; and 

  

	 	(ii)	in all other cases, ninety (90) days after the Termination; or 

 such
other date as determined by the Company. 
 Notwithstanding the foregoing, in the case of a Termination for cause, the ability to exercise this Option may be
terminated on such earlier date as the Company may specify, and such date may be set so as to prevent the Optionee from further exercising any portion of this Option. 
 4. Nontransferability; Persons Able to Exercise. 
 The Option may not be transferred other than by
will or the laws of descent and distribution. During the life of the Optionee, only the Optionee may exercise this Option. If the Optionee dies while still employed by the Company, or the periods specified in Section 3, this Option may be
exercised by the Optionee’s executors, administrators, legatees or distributees, provided that such person or persons comply with the provisions of this Option applicable to the Optionee. 
 5. Method of Exercising Option. 
 The Option may be
exercised, in whole or in part, by written notice to the Company, containing an executed Notice of Exercise in the form of Attachment A, provided that the Company, in its discretion, may modify or augment these requirements as provided in
Section 7 of this Option Agreement, or where appropriate because a person other than the Optionee is exercising the Option pursuant to Section 4. The written notice specified in this Section must be accompanied by payment of the Option
Exercise Price for the shares being purchased. Payment shall be made in cash, unless the Company, in its sole discretion, authorizes payment to be made in shares of Common Stock of the Company, a combination of such shares and cash. As soon as
practical after receipt of this notice and payment, the Company shall deliver a certificate or certificates representing the purchased shares. In the event this Option is exercised by any person other than the Optionee, the notice shall be
accompanied by appropriate proof of the right of such person to exercise this Option. 
 6. No Rights Other Than Those Expressly Created. 

Neither this Option, the Option Agreement nor any action taken hereunder shall be construed as (i) giving the Optionee any right to be retained
in the Service of, or continue to be affiliated with, the Company, (ii) giving the Optionee any equity or interest of any kind in any assets of the Company, or (iii) creating a trust of any kind or a fiduciary relationship of any kind
between the Optionee and the Company. As to any claim for any unpaid amounts under this Option, any person having a claim for payments shall be an unsecured creditor. The Optionee shall not have any of the rights of a stockholder with respect to any
Option Shares until such time as this Option has been exercised and Option Shares have been issued. 
 7. Compliance with Laws. 
 (a) Withholding of Taxes. Pursuant to applicable federal, state, local or foreign laws, the Company may be required to collect or withhold income
or other taxes from Optionee upon the grant of this Option, the exercise of this Option, or at some other time. The Company may require, as a condition to the exercise of this Option, or demand, at such other time as it may consider appropriate,
that the Optionee pay the Company the amount of any taxes which the Company may determine is required to be collected or withheld, and the Optionee shall comply with the requirement or demand of the Company. 
 (b) Securities Law Compliance. Upon exercise (or partial exercise) of this Option, the Optionee shall make such representations and furnish such
information as may, in the opinion of counsel for the Company, be appropriate to permit the Company to issue or transfer the Option Shares in compliance with the provisions of applicable federal or state securities laws. The Company, in its 

 
discretion, may postpone the issuance and delivery of Option Shares upon any exercise of this Option until completion of such registration or other
qualification of such shares under any federal or state laws, or stock exchange listing, as the Company may consider appropriate. In addition, the Company may require that prior to the issuance or transfer of Option Shares upon exercise of this
Option, the Optionee enter into a written agreement to comply with any restrictions on subsequent disposition that the Company deems necessary or advisable under any applicable federal and state securities laws. Certificates of Common Stock issued
hereunder may be legended to reflect such restrictions. 
 (c) General. No Option Shares shall be issued upon exercise of this Option
unless and until the Company is satisfied, in its sole discretion, that there has been compliance with all legal requirements applicable to the issuance of such Option Shares. 
 8. Miscellaneous. 
 (a) Non-Qualified Option. The Option hereby granted is not intended to be
an “incentive stock option” as that term is defined in Section 422 of the Internal Revenue Code. 
 (b) Discretion of the
Committee. Unless otherwise explicitly provided herein, the Board of Directors of the Company, or an authorized committee thereof, shall make all determinations required to be made hereunder, including determinations required to be made by the
Company, and shall interpret all provisions of this Option and Option Agreement, as it deems necessary or desirable, in its sole and unfettered discretion. Such determinations and interpretations shall be binding and conclusive to the Company and
the Optionee. 
 (c) Amendment. This Option may only be modified or amended by a writing signed by both parties. 
 (d) Notices. Any notices required to be given under this Option shall be sufficient if in writing and if sent by certified mail, return receipt
requested, and addressed as follows: 
 if to the Company: 
 Hologic, Inc. 
 35 Crosby Dr. 
 Bedford, MA 01730 
 Attention: Chief Financial Officer 
 if to the Optionee: 
 As stated on the Award Notice 
 or to such other address as either party may designate under the provisions hereof. 
 (e) Entire
Agreement. This Option Agreement shall supersede in its entirety all prior undertakings and agreements of the Company and Optionee, whether oral or written, with respect to this option; provided however that nothing herein shall supersede
any prior written employment or other similar written agreement, if any, that may provide, in certain circumstances, for acceleration or extension of options granted to the Optionee. 
 (f) Successors and Assigns. The rights and obligations of the Company under this Option Agreement shall inure to the benefit of and be binding
upon the successors and assigns of the Company. 
 (g) Applicable Law; Severability. All rights and obligations under this Option
Agreement shall be governed by the laws of the State of Delaware. In the event that any court of competent jurisdiction shall determine that any provision, or any portion thereof, contained in this Option Agreement shall be unenforceable in any
respect, then such provision shall be deemed limited to the extent that such 

 
court deems it enforceable, and as so limited shall remain in full force and effect. In the event that such court shall deem any such provision, or portion
thereof, wholly unenforceable, the remaining provisions of this Option Agreement shall nevertheless remain in full force and effect.
 (h)
Paragraph Headings; Rules of Construction. The paragraph headings used in this Option Agreement are for convenience or reference, and are not to be construed as part of this Option or Option Agreement. The parties hereto acknowledge and agree
that the rule of construction to the effect that any ambiguities are resolved against the drafting party shall not be employed in the interpretation of this Option Agreement. 
 (i) Electronic Copies. The Company may choose to deliver certain materials relating to the Plan in electronic form. By accepting this option, you
consent and agree that the Company may deliver the Plan prospectus and the Company’s annual report to you in an electronic format. If at any time you would prefer to receive paper copies of these documents, as you are entitled to, the Company
would be pleased to provide you with such copies upon request. 
 (j). No Waiver of Rights, Powers and Remedies. No failure or delay
by a party hereto in exercising any right, power or remedy under this Option Agreement, and no course of dealing between the parties hereto, shall operate as a waiver of any such right, power or remedy of the party, unless explicitly provided for
herein. No single or partial exercise of any right, power or remedy under this Option Agreement by a party hereto, nor any abandonment or discontinuance of steps to enforce any such right, power or remedy, shall preclude such party from any other or
further exercise thereof or the exercise of any other right, power or remedy hereunder. 
 (k). Counterparts. This Option
Agreement may be executed in multiple counterparts, including by electronic or facsimile signature, each of which shall be deemed in original but all of which together shall constitute one and the same instrument. 
  

 Attachment A 
 [Insert Option Exercise Notice]

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