Document:

Form of 5.450% Note due 2013

 Exhibit 4.1 
 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to the issuer or its agent for registration of transfer, exchange or
payment, and any certificate issued is registered in the name of Cede & Co. or such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is requested by
an authorized representative of DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL since the registered owner hereof, Cede & Co., has an interest herein. 
 THIS SECURITY IS A GLOBAL SECURITY AS REFERRED TO IN THE INDENTURE HEREINAFTER REFERENCED. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR THE INDIVIDUAL
SECURITIES REPRESENTED HEREBY, THIS GLOBAL SECURITY MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITARY TO A NOMINEE OF THE DEPOSITARY OR BY A NOMINEE OF THE DEPOSITARY TO THE DEPOSITARY OR ANOTHER NOMINEE OF THE DEPOSITARY OR BY THE
DEPOSITARY OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. 
 UNION PACIFIC CORPORATION 

5.450% Note due 2013 
  

			
	REGISTERED	 	$500,000,000

  

			
	NO. R-1	 	CUSIP No. 907818 CY 2

 UNION PACIFIC CORPORATION, a corporation duly organized and existing under the laws of the State
of Utah (herein called the “Company”, which term includes any successor under the Indenture hereinafter referred to), for value received, hereby promises to pay to 
 Cede & Co. 
 or registered assigns, the principal sum of $500,000,000 at the office or agency
of the Company in the Borough of Manhattan, The City of New York, on January 31, 2013 in such coin or currency of the United States of America as at the time of payment shall be legal tender for the payment of public and private debts, and to
pay interest on said principal sum at the rate per annum specified above semiannually on January 31 and July 31 of each year (each, an “Interest Payment Date”), commencing January 31, 2008. Interest shall be paid from the
Interest Payment Date, as the case may be, next preceding the date of this Note to which interest on the Notes has been paid or duly provided for (unless the date hereof is the date to which interest on the Notes has been paid or duly provided for,
in which case from the date of this Note), or, if no interest has been paid on the Notes or duly provided for, from August 24, 2007 until payment of said principal sum has been made or duly provided for. Notwithstanding the foregoing, if the
date hereof is after January 15 or July 15 (each, a “Regular Record Date”) and before the next 

 
succeeding Interest Payment Date, this Note shall bear interest from such Interest Payment Date, as the case may be; provided, however, that if the Company
shall default in the payment of interest due on such Interest Payment Date, then this Note shall bear interest from the next preceding Interest Payment Date to which interest on the Notes has been paid or duly provided for, or if no interest has
been paid on the Notes or duly provided for, from August 24, 2007. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, except as provided in the Indenture dated as of April 1, 1999 (herein
called the “Indenture”), between the Company and The Bank of New York, as successor to JPMorgan Chase Bank N.A. (formerly The Chase Manhattan Bank), as Trustee (herein called the “Trustee”), be paid to the Person in whose name
this Note (or one or more Predecessor Securities) is registered at the close of business on the next preceding Regular Record Date, whether or not a Business Day, and may, at the option of the Company, be paid by check mailed to the registered
address of such Person. Any such interest which is payable, but is not so punctually paid or duly provided for, shall forthwith cease to be payable to the registered Holder on such Regular Record Date and may be paid either to the Person in whose
name this Note (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Trustee, notice whereof shall be given to Holders of Notes not less
than 10 days prior to such Special Record Date, or may be paid at any time in any other lawful manner not inconsistent with the requirements of any securities exchange on which the Notes may be listed and upon such notice as may be required by such
exchange, if such manner of payment shall be deemed practical by the Trustee, all as more fully provided in the Indenture. Notwithstanding the foregoing, in the case of interest payable at Stated Maturity, such interest shall be paid to the same
Person to whom the principal hereof is payable. 
 The Bank of New York is the Paying Agent and the Security Registrar with respect to the
Notes. The Company reserves the right at any time to vary or terminate the appointment of any Paying Agent or Security Registrar, to appoint additional or other Paying Agents and other Security Registrars, which may include the Company, and to
approve any change in the office through which any Paying Agent or Security Registrar acts; provided that there will at all times be a Paying Agent in The City of New York and there will be no more than one Security Registrar for the Notes.

 This Note is one of the duly authorized issue of notes, debentures, bonds or other evidences of indebtedness (hereinafter called the
“Securities”) of the Company, of the series hereinafter specified, all issued or to be issued under and pursuant to the Indenture, to which Indenture and any other indentures supplemental thereto reference is hereby made for a statement of
the respective rights, limitations of rights, obligations, duties and immunities thereunder of the Trustee and any agent of the Trustee, any Paying Agent, the Security Registrar, the Company and the Holders of the Securities and the terms upon which
the Securities are issued and are to be authenticated and delivered. 
 The Securities may be issued in one or more series, which different
series may be issued in various aggregate principal amounts, may mature at different times, may bear interest (if any) at different rates, may be subject to different redemption provisions (if any), may be subject to different sinking, purchase or
analogous funds (if 

 
any), may be subject to different covenants and Events of Default and may otherwise vary as provided or permitted in the Indenture. This Note is one of the
series of Securities of the Company issued pursuant to the Indenture and designated as the 5.450% Notes due 2013 (herein called the “Notes”). 
 The Notes will be redeemable in whole or in part at any time and from time to time, at the option of the Company, at a Redemption Price equal to the greater of (i) 100% of the principal amount of the Notes to be
redeemed or (ii) the sum of the present values of the remaining scheduled payments of principal and interest thereon (exclusive of interest accrued to the Redemption Date) discounted to the Redemption Date on a semiannual basis (assuming a
360-day year consisting of twelve 30-day months) at the Treasury Rate (as defined below) plus 20 basis points, plus, in either case, accrued and unpaid interest on the principal amount being redeemed to the Redemption Date. 
 “Treasury Rate” means, with respect to any Redemption Date, (i) the yield, under the heading which represents the average for the
immediately preceding week, appearing in the most recently published statistical release designated “H.15(519)” or any successor publication which is published weekly by the Board of Governors of the Federal Reserve System and which
establishes yields on actively traded United States Treasury securities adjusted to constant maturity under the caption “Treasury Constant Maturities,” for the maturity corresponding to the Comparable Treasury Issue (if no maturity is
within three months before or after the Remaining Life, yields for the two published maturities most closely corresponding to the Comparable Treasury Issue shall be determined and the Treasury Rate shall be interpolated or extrapolated from such
yields on a straight line basis, rounding to the nearest month) or (ii) if such release (or any successor release) is not published during the week preceding the calculation date or does not contain such yields, the rate per annum equal to the
semiannual equivalent yield to maturity of the Comparable Treasury Issue, calculated using a price for the Comparable Treasury Issue (expressed as a percentage of its principal amount) equal to the Comparable Treasury Price for such redemption date.
The Treasury Rate shall be calculated on the third Business Day preceding the Redemption Date. 
 “Business Day” means any calendar
day that is not a Saturday, Sunday or legal holiday in New York, New York and on which commercial banks are open for business in New York, New York. 
 “Comparable Treasury Issue” means the United States Treasury security selected by the Independent Investment Banker as having a maturity comparable to the remaining term (“Remaining Life”) of the
Notes to be redeemed that would be utilized, at the time of selection and in accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term of such Notes. 
 “Comparable Treasury Price” means, with respect to a Redemption Date, the average of the Reference Treasury Dealer Quotations for such
Redemption Date. 

 “Independent Investment Banker” means Banc of America Securities LLC, Barclays Capital Inc. or
Credit Suisse Securities (USA) LLC, or, if such firms are unwilling or unable to select the Comparable Treasury Issue, an independent investment banking institution of national standing appointed by the Company. 
 “Reference Treasury Dealer” means (i) Banc of America Securities LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and their
respective successors, provided, however, that if any of the foregoing is not at the time a primary U.S. Government securities dealer in New York City (a “Primary Treasury Dealer”), the Company shall substitute therefor another Primary
Treasury Dealer and (ii) any other Primary Treasury Dealer selected by the Independent Investment Banker after consultation with the Company. 
 “Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any Redemption Date, the average, as determined by the Independent Investment Banker, of the bid and asked prices for the Comparable
Treasury Issue (expressed in each case as a percentage of its principal amount) quoted in writing to the Independent Investment Banker at 5:00 p.m., New York City time, on the third Business Day preceding such Redemption Date. 
 Notice of the redemption will be mailed to Holders of Notes by first-class mail at least 30 and not more than 60 days prior to the Redemption Date. If
fewer than all of the Notes are to be redeemed, the Trustee will select, not more than 60 days prior to the Redemption Date, the particular Notes or portions thereof for redemption from the Outstanding Notes not previously called by such method as
the Trustee deems fair and appropriate. Notwithstanding Section 1104 of the Indenture, the notice of such redemption need not set forth the Redemption Price but only the manner of calculation thereof. The Company shall give the Trustee notice
of the Redemption Price promptly after the calculation thereof and the Trustee shall have no responsibility for such calculation. 
 If a
Change of Control Repurchase Event occurs with respect to the Notes, unless the Company has exercised its right to redeem the Notes as described above, and notice of such redemption has been given to the Holders of the Notes in accordance with the
Indenture, the Company will make an offer to each Holder of the Notes to repurchase all or any part (in integral multiples of $1,000) of that Holder’s Notes at a repurchase price in cash equal to 101% of the aggregate principal amount of such
Notes repurchased plus any accrued and unpaid interest on the Notes repurchased to, but not including, the date of repurchase. Within 30 days following a Change of Control Repurchase Event or, at the Company’s option, prior to a Change of
Control, but after the public announcement of the Change of Control, the Company will mail a notice to each Holder of the Notes, with a copy to the Trustee, describing the transaction or transactions that constitute or may constitute the Change of
Control Repurchase Event and offering to repurchase the Notes on the payment date specified in the notice, which date will be no earlier than 30 days and no later than 60 days from the date such notice is mailed. The notice shall, if mailed prior to
the date of consummation of the Change of Control, state that the offer to purchase is conditioned on a Change of Control Repurchase Event occurring on or prior 

 
to the payment date specified in the notice. The Company will comply with the requirements of Rule 14e-1 under the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the repurchase of the Notes as a result of a Change of Control Repurchase
Event. To the extent that the provisions of any securities laws or regulations conflict with the Change of Control Repurchase Event provisions of the Notes, the Company will comply with the applicable securities laws and regulations and will not be
deemed to have breached its obligations under the Change of Control Repurchase Event provisions of the Notes by virtue of such conflict. 
 On the repurchase date following a Change of Control Repurchase Event, the Company will, to the extent lawful: 
 (1) accept for
payment all Notes or portions of Notes properly tendered pursuant to the Company’s offer; 
 (2) deposit with the Paying Agent an amount
equal to the aggregate purchase price in respect of all Notes or portions of Notes properly tendered; and 
 (3) deliver or cause to be
delivered to the Paying Agent the Notes properly accepted, together with an Officers’ Certificate stating the aggregate principal amount of Notes being purchased by the Company and that all conditions precedent provided for in the Indenture to
the repurchase offer and to the repurchase by the Company of Notes pursuant to the repurchase offer have been complied with. 
 The Paying
Agent will promptly mail to each Holder of Notes properly tendered the purchase price for the Notes, and the Trustee will promptly authenticate and mail (or cause to be transferred by book-entry) to each Holder a new Note equal in principal amount
to any unpurchased portion of any Notes surrendered; provided that each new Note will be in a principal amount of an integral multiple of $1,000. 
 The Company will not be required to make an offer to repurchase the Notes upon a Change of Control Repurchase Event if a third party makes such an offer in the manner, at the times and otherwise in compliance with the requirements for an
offer made by the Company and such third party purchases all Notes properly tendered and not withdrawn under its offer. 
 “Below
Investment Grade Ratings Event” means, with respect to the Notes on any day within the 60-day period (which period shall be extended so long as the rating of the Notes is under publicly announced consideration for a possible downgrade by any of
the Rating Agencies) after the earlier of (1) the occurrence of a Change of Control; or (2) public notice of the occurrence of a Change of Control or the intention by the Company to effect a Change of Control, the Notes are rated below
Investment Grade by each of the Rating Agencies. Notwithstanding the foregoing, a Below Investment Grade Ratings Event otherwise arising by virtue of a particular reduction in rating shall not be deemed to have occurred in respect of a particular
Change of Control (and thus shall not be deemed a Below Investment Grade Ratings Event for purposes of the 

 
definition of Change of Control Repurchase Event hereunder) if the Rating Agencies making the reduction in rating to which this definition would otherwise
apply do not announce or publicly confirm or inform the Trustee in writing at the Company’s request that the reduction was the result, in whole or in part, of any event or circumstance comprised of or arising as a result of, or in respect of,
the applicable Change of Control (whether or not the applicable Change of Control shall have occurred at the time of the Below Investment Grade Ratings Event). 
 “Change of Control” means the consummation of any transaction (including, without limitation, any merger or consolidation) the result of which is that any “person” or “group” (as those
terms are used in Section 13(d)(3) of the Exchange Act), other than the Company or its subsidiaries, becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 under the Exchange Act), directly or indirectly, of more than 50% of the
combined voting power of the Company’s Voting Stock or other Voting Stock into which the Company’s Voting Stock is reclassified, consolidated, exchanged or changed measured by voting power rather than number of shares. 
 “Change of Control Repurchase Event” means the occurrence of both a Change of Control and a Below Investment Grade Ratings Event with respect
to the Notes. 
 “Investment Grade” means a rating of Baa3 or better by Moody’s (or its equivalent under any successor rating
categories of Moody’s); a rating of BBB- or better by S&P (or its equivalent under any successor rating categories of S&P); and the equivalent investment grade credit rating from any additional Rating Agency or Rating Agencies selected
by the Company. 
 “Moody’s” means Moody’s Investors Service, Inc. 
 “Rating Agency” means (1) each of Moody’s and S&P; and (2) if either of Moody’s or S&P ceases to rate the Notes or
fails to make a rating of the Notes publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating organization” within the meaning of Rule 15c3-1(c)(2)(vi)(F) under the Exchange Act,
selected by the Company (as certified by a Board Resolution) as a replacement agency for Moody’s or S&P, or both of them, as the case may be. 
 “S&P” means Standard & Poor’s Ratings Services, a division of McGraw-Hill, Inc. 
 “Voting Stock” of any specified “person” (as that term is used in Section 13(d)(3) of the Exchange Act) as of any date means the capital stock of such person that is at the time entitled to vote generally in the
election of the board of directors of such person. 
 If an Event of Default with respect to the Notes shall occur and be continuing, the
principal of all of the Notes may be declared due and payable in the manner, with the effect and subject to the conditions provided in the Indenture. 

 The Indenture permits, with certain exceptions as therein provided, the Company and the Trustee to enter
into supplemental indentures to the Indenture for the purpose of adding any provisions to or changing in any manner or eliminating any of the provisions of the Indenture or of modifying in any manner the rights of the Holders of the Securities of
each series under the Indenture with the consent of the Holders of not less than a majority in principal amount of the Securities at the time Outstanding of each series to be affected thereby on behalf of the Holders of all Securities of such
series. The Indenture also permits the Holders of a majority in principal amount of the Securities at the time Outstanding of each series, on behalf of the Holders of all Securities of such series, to waive compliance by the Company with certain
provisions of the Indenture and certain past defaults and their consequences with respect to such series under the Indenture. Any such consent or waiver by the Holder of this Note shall be conclusive and binding upon such Holder and upon all future
Holders of this Note and of any Note issued upon the registration of transfer hereof or in exchange hereof or in lieu hereof, whether or not notation of such consent or waiver is made upon this Note or such other Notes. 
 No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair the obligation of the Company, which is
absolute and unconditional, to pay the principal of and interest on this Note at the place, rate and respective times and in the coin or currency herein and in the Indenture prescribed. 
 As provided in the Indenture and subject to the satisfaction of certain conditions therein set forth, including the deposit of certain trust funds in
trust, the Company shall be deemed to have paid and discharged the entire indebtedness represented by, and the obligations under, the Securities of any series and to have satisfied all the obligations (with certain exceptions) under the Indenture
relating to the Securities of such series. 
 The Notes are issuable in registered form without coupons in denominations of $1,000 and any
integral multiple of $1,000. Notes may be exchanged for a like aggregate principal amount of Notes of other authorized denominations at the office or agency of the Company in the Borough of Manhattan, The City of New York, designated for such
purpose, and in the manner and subject to the limitations provided in the Indenture. 
 Upon due presentment for registration of transfer of
this Note at the office or agency of the Company in the Borough of Manhattan, The City of New York designated for such purpose, a new Note or Notes of authorized denominations for a like aggregate principal amount will be issued to the transferee in
exchange therefor, subject to the limitations provided in the Indenture. 
 No charge shall be made for any such transfer or exchange, but
the Company may require payment of a sum sufficient to cover any tax or other governmental charge imposed in connection therewith. 

 Except as otherwise provided in the Indenture, the Company, the Trustee and any agent of the Company or
the Trustee may treat the Person in whose name this Note is registered as the owner hereof for all purposes, whether or not this Note is overdue, and neither the Company, the Trustee nor any such agent shall be affected by notice to the contrary.

 Unless otherwise defined herein, all terms used in this Note which are defined in the Indenture shall have the meanings assigned to them
in the Indenture. 
 This Note shall be construed in accordance with and governed by the laws of the State of New York. 
 Unless the certificate of authentication hereon has been manually executed by or on behalf of the Trustee under the Indenture, this Note shall not be
entitled to any benefits under the Indenture, or be valid or obligatory for any purpose. 

 IN WITNESS WHEREOF, UNION PACIFIC CORPORATION has caused this Note to be duly executed. 
  

									
	Dated: August 24, 2007	 		 	UNION PACIFIC CORPORATION
					
		 		 		 	by	 	  

		 		 		 	Title:	 	
				
	[SEAL]	 		 		 	
					
	Attest:	 	  
	 		 		 	
	Title:	 		 		 		 	

 TRUSTEE’S CERTIFICATE OF AUTHENTICATION 
 This is one of the Securities of the series designated therein referred to in the within mentioned Indenture. 
  

			
	The Bank of New York, as Trustee,
		
	by	 	  

		 	Authorized SignatoryLeCroy Corporation 2007 Stock Appreciation Right Plan

 Exhibit 10.1 
 LECROY CORPORATION 
 2007 STOCK APPRECIATION RIGHT PLAN 
 1. Purposes of the SAR Plan. 
 The purposes of this
Stock Appreciation Right Plan (the “SAR Plan”) of LeCroy Corporation (the “Company”) are to promote the interests of the Company and its stockholders by strengthening the Company’s ability to attract, motivate,
and retain employees of exceptional ability, to ensure that the compensation provided to selected employees is competitive with the market peers of such selected employee and to provide an additional competitive long-term incentive value to those
key employees of the Company upon whose judgment, initiative, and efforts the financial success and growth of the business of the Company largely depend. 
 2. Definitions. 
 (a) “Beneficial Ownership” means beneficial ownership as defined in Securities and
Exchange Commission Rule 13d-3 under the Exchange Act. 
 (b) “Board” means the Board of Directors of the Company.

 (c) “Code” means the Internal Revenue of 1986, as amended, including any successor law thereto, and the rules and
regulations promulgated thereunder. 
 (d) “Committee” means a committee appointed by the Board consisting of at least two
members of the Board. 
 (e) “Change in Control” means a change in ownership or control of the Company effected through
either of the following transactions: 
 (i) any person or related group of persons (other than the Company or a person that
directly or indirectly controls, is controlled by, or is under common control with the Company) directly or indirectly acquires Beneficial Ownership of securities possessing more than 50% of the total fair market value or total voting power of the
Company’s outstanding securities, or 
 (ii) over a period of 12 consecutive months or less, there is a change in the
composition of the Board such that a majority of the Board members (rounded up to the next whole number, if a fraction) is replaced by directors whose election is not endorsed by a majority of the members of the Company’s Board before the date
of the election. 
 Solely with respect to any grant that is subject to Section 409A of the Code and that is payable upon a Change of Control, and to
the extent that the above definition does not comply with Section 409A, such definition shall be modified, to the extent required to ensure that this definition complies with the requirements of Section 409A of the Code, as set forth in
regulations or other regulatory guidance issued under Section 409A of the Code by the 

 
appropriate governmental authority and the Plan shall be operated in accordance with the above definition of Change in Control as modified to the extent
necessary to ensure that the above definition complies with the definition prescribed in such regulations or other regulatory guidance. 
 (f) “Common Stock” means the authorized common stock of the Company, par value $0.01. 
 (g)
“Company” means LeCroy Corporation. 
 (h) “Date of Grant” means the effective date of the grant of a Stock
Appreciation Right as set forth in the Grant Document. 
 (i) “Eligible Employee” means any person who is, at the time of
the grant of a Stock Appreciation Right, an employee of the Company or any Subsidiary. 
 (j) “Exchange Act” means the
Securities Exchange Act of 1934, as amended and in effect from time to time. 
 (k) “Fair Market Value” means the value of a
share of Common Stock on any relevant date as determined in accordance with the following provisions: 
 (i) If the Common Stock is at the
time listed on the Nasdaq Stock Market, then the Fair Market Value shall be the closing selling price per share of Common Stock on the relevant date, as such price is reported by the National Association of Securities Dealers on the Nasdaq Stock
Market and published in The Wall Street Journal. If there is no closing selling price for Common Stock on the relevant date, then the Fair Market Value shall be the closing selling price on the last preceding date for which such closing selling
price exists. 
 (ii) If the Common Stock is at the time listed on any stock exchange, then the Fair Market Value shall be the closing
selling price per share of Common Stock on the relevant date on the stock exchange determined by the Committee to be the primary market for the Common Stock, as such price is officially quoted in the composite tape of transactions on such exchange
and published in the Wall Street Journal. If there is no closing selling price for the Common Stock on the relevant date, then the Fair Market Value shall be the closing selling price on the last preceding date for which such closing selling price
exists. 
 (iii) If the Common Stock is at the time neither listed on any stock exchange nor the Nasdaq Stock Market, then the Fair Market
Value shall be a value determined by the Committee, in its sole discretion, by the reasonable application of a reasonable valuation method taking into consideration all available information material to the value of the Company. 
 Notwithstanding anything in this Plan, to the extent that the above definition does not comply with Section 409A, such definition shall be modified, to the extent
required to ensure that this definition complies with the requirements of Section 409A of the Code, as set forth in regulations or other regulatory guidance issued under Section 409A of the Code by the appropriate governmental authority
and the Plan shall be operated in accordance with the above definition of Fair Market Value as modified to the extent necessary to ensure that the above definition complies with the definition prescribed in such regulations or other regulatory
guidance. 
  

 2 

 (l) “Grant Document” means the written agreement, notice of grant or other documentation
governing the grant of a Stock Appreciation Right under the SAR Plan, in a form approved by the Committee, which shall contain terms and conditions not inconsistent with the SAR Plan and which shall incorporate the SAR Plan by reference. 

(m) “Participant” means an Eligible Employee selected to receive a Stock Appreciation Right pursuant to the SAR Plan. 
 (n) “SAR Plan” means this 2007 Stock Appreciation Right Plan as set forth herein and as amended and/or restated from time to time.

 (o) “Stock Appreciation Right” means a contractual right granted to a Participant, pursuant to the SAR Plan, to receive a
cash payment equal to the excess of the Fair Market Value on the date the right is exercised over the exercise price for the specified number of shares of Common Stock that were granted less the applicable withholding taxes (i.e., cash payment =
((Fair Market Value – exercise price) X number of shares) – withholding taxes)), as determined in accordance with the SAR Plan and subject to such other terms and condition as are set forth in the SAR Plan and in the applicable Grant
Document. 
 (p) “Subsidiary” means a “subsidiary corporation” of the Company within the meaning of
Section 424(f) of the Code. 
 3. Administration of the SAR Plan. 
 (a) The SAR Plan will be governed by and interpreted and construed in accordance with the internal laws of the State of Delaware (without reference to principles of conflicts or choice of law). The captions of
sections of the SAR Plan are for reference only and will not affect the interpretation or construction of the SAR Plan. 
 (b) The SAR Plan
will be administered by the Committee. The Committee has and may exercise such powers and authority of the Board as may be necessary or appropriate for the Committee to carry out its functions as described in the SAR Plan. The Committee shall
determine the Eligible Employees to whom, and the time or times at which, a Stock Appreciation Right may be granted and the number of shares subject to each Stock Appreciation Right. The Committee also has authority (i) to interpret the SAR
Plan, (ii) to determine the terms and provisions of the Stock Appreciate Right and the Grant Document, and (iii) to make all other determinations necessary or advisable for SAR Plan administration. The Committee has authority to prescribe,
amend, and rescind rules and regulations relating to the SAR Plan. All interpretations, determinations, and actions by the Committee will be final, conclusive, and binding upon all parties. 
  

 3 

 (c) No member of the Committee will be liable for any action taken or determination made in good faith by
the Committee with respect to the SAR Plan or any Stock Appreciation Right. 
 4. Grants. 
 The Committee shall determine and designate from time to time those Eligible Employees who are to be granted a Stock Appreciation Right and the applicable
terms, which shall be consistent with the SAR Plan and which shall include, without limitation, the number of shares of the Stock Appreciation Right, the exercise price and the vesting terms. Each grant of a Stock Appreciation Right will be
evidenced by a Grant Document. 
 5. Terms and Conditions of a Stock Appreciation Right. 
 (a) The exercise price of a Stock Appreciation Right shall not be less than 100% of the Fair Market Value of a share of Common Stock on the Date of Grant
of such Stock Appreciation Right and such exercise price of any Stock Appreciation Right may not be reduced after the Date of Grant. 
 (b) A
Stock Appreciation Right shall be exercisable at such time and for such numbers of shares as set forth in the Grant Document. 
 (c) In order
to vest in any portion of a Stock Appreciation Right, a Participant must be employed by the Company or a Subsidiary on the date the Stock Appreciation Right is scheduled to vest. 
 (d) Unless otherwise set forth in the Grant Document, a Stock Appreciation Right shall vest in a series of 4 equal yearly installments on each
anniversary date of the Grant Date, 25% to vest on the first anniversary, 25% to vest on the second anniversary, 25% to vest on the third anniversary and the final 25% to vest on the fourth anniversary (each date a “Vest Date”). As
a Stock Appreciation Right becomes exercisable for an installment, that installment shall remain exercisable as to that vested amount until the fourth anniversary of the applicable Vest Date. Upon each fourth anniversary date of each Vest Date, that
applicable vested portion of a Stock Appreciation Right that has not been exercised by Participant shall expire. The installments that become exercisable shall not accumulate for any reason, including to remain exercisable. 
 (e) Should a Participant’s employment with the Company or a Subsidiary be terminated for any reason, then the vested portion, if any, of a Stock
Appreciation Right shall remain exercisable for a three month period measured from Participant’s last day of employment with the Company or a Subsidiary, except in the event that such termination is due to death or disability, the vested
portion, if any, of a Stock Appreciation Right shall remain exercisable for a twelve month period measured from the last day of employment. At midnight on the date at the end of the applicable period any vested portion of a Stock Appreciation Right
that has not been exercised by Participant shall expire. 
  

 4 

 (f) No additional vesting will occur after the date of Participant’s last day of employment and the
unvested portion, if any, of a Stock Appreciation Right shall immediately terminate, subject to Section 6 (a) and below. 
 (g) A
Participant cannot exercise any portion of a Stock Appreciation Right except during an open trading period for directors, officers and certain other employees designated under the Stock Trading Policy adopted by the Board, a copy of which is
attached to this Plan and incorporated by this reference. 
 6. Adjustment Provisions. 
 (a) The Committee shall have discretion to provide for the acceleration of any Stock Appreciation Right held by a Participant upon the occurrence of a
Change in Control of the Company. Such accelerated vesting may be conditioned on the subsequent termination of the affected Participant’s employment. Any Stock Appreciation Right accelerated in connection with a Change in Control shall remain
fully exercisable until the expiration or sooner termination of the Stock Appreciation Right. 
 (b) The Committee shall have discretion to
cancel a Stock Appreciation Right previously granted and give the Participant notice and opportunity to exercise any vested portion of a Stock Appreciation Right for 30 days prior to such cancellation or to cancel the Stock Appreciation Right and to
deliver to the Participant a cash payment in an amount based on the Fair Market Value of a share of Common Stock on the date of such event, which the Committee shall determine in its sole discretion, subject to the terms of the SAR Plan. 

(c) Each Stock Appreciation Right that is assumed in connection with a Change in Control, or is otherwise to continue in effect subsequent to such
Change in Control, shall be appropriately adjusted so as to preserve, without increasing, the value of such Stock Appreciation Right. 
 (d)
Adjustments under this section will be made by the Committee in accordance with the terms of the SAR Plan, whose determination as to what adjustments, if any, are made will be final, binding, and conclusive. 
 7. General Provisions. 
 (a) Nothing in the SAR Plan
or in any instrument executed pursuant to the SAR Plan will confer upon any Participant any right to continue in the employ of the Company or any of its Subsidiaries or affect the right of the Company or any Subsidiary to terminate the employment of
any Participant at any time and for any reason or no reason, with or without cause and without notice. 
 (b) No shares of Common Stock will
be issued or transferred pursuant to either the grant, vesting or exercise of a Stock Appreciation Right and no Participant and no beneficiary or other person claiming under or through such Participant will have any right or title in or to any
shares of Common Stock. 
  

 5 

 (c) No right under the SAR Plan, contingent or otherwise, will be transferable or assignable or subject
to any encumbrance, pledge, or charge of any nature except that, under such rules and regulations as the Committee may establish pursuant to the terms of the SAR Plan, a beneficiary may be designated with respect to a Stock Appreciation Right in the
event of death of a Participant. If such beneficiary is the executor or administrator of the estate of the Participant, any rights with respect to such Stock Appreciation Right may be transferred to the person or persons or entity (including a
trust) entitled thereto under the will of the holder of such Stock Appreciation Right. 
 (d) The Grant Document may contain such other
provisions as the Committee may deem advisable. Without limiting the foregoing, and if so authorized by the Committee, the Company may, with the consent of the Participant and at any time or from time to time, cancel all or a portion of any Stock
Appreciation Right granted under the SAR Plan then subject to exercise and discharge its obligation with respect to the Stock Appreciation Right by payment to the Participant of the applicable cash payment. 
 (e) It is the intention of the Company that all grants by Plan Committee be in compliance with Section 409A of the Code in all respects and the Plan
shall be so construed; provided, however that the Participant shall be solely responsible for and liable for any tax consequences (including but not limited to any interest or penalties) as a result of participation in the Plan. Neither the Board,
nor the Company nor the Committee makes any commitment or guarantee that any federal, state or local tax treatment will apply or be available to any person participating or eligible to participate hereunder and assumes no liability whatsoever for
the tax consequences to the Participants. Notwithstanding anything herein to the contrary, if any amounts payable hereunder are reasonably determined by the Committee to be “nonqualified deferred compensation” payable to a “specified
employee” upon “separation from service” (within the meaning of section 409A of the Code) then such amounts that would otherwise be payable upon separation from service shall be held and not be paid by the Company upon separation from
service, but shall be paid as soon as administratively feasible following the earlier of: (1) the first day that is six months following the Participant’s separation from service; or (2) Participant’s date of death. Such amounts
that would otherwise be payable in installments commencing on separation from service shall be accumulated and paid in a lump sum on the date that is the earlier of (1) or (2) above and shall be paid in installments thereafter. 

8. Amendment and Termination. 
 (a) The Board shall
have the power, in its discretion, to amend, modify, suspend, or terminate the SAR Plan at any time, subject to the rights of the holders of a Stock Appreciation Right on the date of such action and subject to approval of the stockholders if such
approval is required as of the date of such action. 
 (b) The Committee may, with the consent of a Participant, make such modifications in
the terms and conditions of a Stock Appreciation Right held by such Participant as it deems advisable. 
  

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 (c) No amendment, suspension or termination of the SAR Plan will, without the consent of the Participant,
alter, terminate, impair, or adversely affect any right or obligation under a Stock Appreciation Right previously granted to such Participant under the SAR Plan. 
 9. Effective Date of SAR Plan and Duration of SAR Plan. 
 The SAR Plan shall become effective upon its adoption by the Board
on August 20, 2007. The SAR Plan will terminate on August 20, 2017. 
  

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