Document:

Prepared by R.R. Donnelley Financial -- Amended & Restated Program Mgmt Agreement

  
 EXHIBIT 10.7(B) 
  
 ALLOCATION AGREEMENT 
  
 By and Among 
  
 American Safety Insurance Services, Inc. 
 American Safety Casualty Insurance Company 
 American Safety Indemnity Company, and

 American Safety Risk Retention Group 
  
 THIS ALLOCATION AGREEMENT entered into as of the 31st day of March 2002, and made
effective January 1, 2002, by and between American Safety Insurance Services, Inc., a Georgia corporation (hereinafter referred to as “ASIS”), American Safety Casualty Insurance Company, a Delaware stock insurance company, American Safety
Indemnity Company, an Oklahoma stock insurance company, and American Safety Risk Retention Group, Inc., a Vermont risk retention group (each a “Company” and, collectively, the “Companies”). 
  
 WHEREAS, each of the Companies has separately entered into substantively similar program management agreements (each a “Program Management” and,
collectively, the “Program Management Agreements”) with ASIS for the performance of certain technical and administrative services; and 
  
 WHEREAS, Section “D” of each Program Management Agreement sets forth compensation to be paid to ASIS by the counterparty thereto; and 
  
 WHEREAS, the parties hereto have determined that it serves to increase efficiency and decrease costs to collectively share and allocate the costs and expenses arising out of the Program Management Agreements; 

 
 NOW, THEREFORE, for and in consideration of these premises and the mutual benefits accruing to the parties, it is hereby agreed as follows:

  

	 	I.
	 
	Amendment of Program Management Agreements. 
 

 Each of the Program Management Agreements is amended by deleting Section “D” thereof entitled “Compensation.” 
  

	 	II.
	 
	Sharing of Cost and Expenses Incurred in Connection with the Program Management Agreements. 
 

 The Companies agree to share and allocate costs and expenses incurred by ASIS, as reasonably determined by ASIS, in connection with the performance of its duties under the
Program Management Agreement. Costs and expenses so determined shall be allocated based upon the following: 1) where practical, ASIS shall allocate specific costs and expenses to the entity ASIS reasonably deems appropriate to bear such cost or
expense; or 2) ASIS may allocate costs and expenses on the basis of direct written premium. 
 

  

	 	III.
	 
	Term of Agreement 
 

 This agreement is
effective the 1st day of January 2002 and shall remain in effect through the last day of the current
calendar year. Thereafter, this Agreement shall automatically be renewed on the same terms and conditions for successive one (1) year terms unless any party terminates this agreement as provided in Article III below. On or before each annual
anniversary, this agreement will be submitted to the Oklahoma Insurance Department for review and approval. 
  

	 	IV.
	 
	Termination 
 

 This
agreement may be terminated by any party upon written notice given to the other parties. 
  

	 	V.
	 
	Miscellaneous 
 

 This
agreement may be modified from time to time by written agreement of the parties. 
  
 IN WITNESS WHEREOF, the parties have caused this
instrument to be executed and attested by their respective proper officers on the day and date first hereinabove set out, and made effective January 1, 2002. 
  
 
	 AMERICAN SAFETY INSURANCE SERVICES, INC.
 
	 
	 BY:
 	 	  
 

	 TITLE:
 	 	  
 

 
  
 
	 AMERICAN SAFETY CASUALTY INSURANCE COMPANY
 
	 
	 BY:
 	 	  
 

	 TITLE:
 	 	  
 

 
  
 
	 AMERICAN SAFETY INDEMNITY COMPANY                        
 
	 
	 BY:
 	 	  
 

	 TITLE:
 	 	  
 

 
  
 
	 AMERICAN SAFETY RISK RETENTION GROUP, INC.            
 
	 
	 BY:
 	 	  
 

	 TITLE:Prepared by R.R. Donnelley Financial -- Amended and Restated Credit Agreement

 EXHIBIT 10.1.13 
  
 FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT 
  
 THIS FOURTH AMENDMENT
TO AMENDED AND RESTATED CREDIT AGREEMENT dated as of May 28, 2002, by and among SCIENTIFIC-ATLANTA, INC. (the “Borrower”), each of the financial institutions party hereto as “Lenders”, THE BANK OF NEW YORK and ABN AMRO BANK N.V.,
acting through its Atlanta Agency, as Co-Agents (the “Co-Agents”), and BANK OF AMERICA, N.A., successor to NationsBank, N.A., successor to NationsBank, N.A. (South), formerly known as NationsBank of Georgia, National Association, as Agent
(the “Agent”). 
  
 WHEREAS, the Borrower, the financial institutions party thereto as “Lenders”,
the Co-Agents and the Agent are parties to that certain Amended and Restated Credit Agreement dated as of May 7, 1999, as amended as of June 22, 1999, as of May 5, 2000 and as of June 22, 2001 (as amended and in effect immediately prior to the date
hereof, the “Credit Agreement”); and WHEREAS, the parties hereto desire to amend certain provisions of the Credit Agreement on the terms and conditions contained herein. 
  
 NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged by the parties hereto, the parties hereto hereby agree as
follows: 
  
 SECTION 1.    Specific Amendments to Credit
Agreement.    The parties hereto agree that the Credit Agreement is amended as follows: 
  
 (a)    The definition of the term “Applicable Facility Fee” contained in Section 1.1. of the Credit Agreement is hereby deleted in its entirety and the following substituted in its place: 

 
 “Applicable Facility Fee” means at the time of determination thereof, the percentage rate set
forth below for the Facility A Commitments or Facility B Commitments, as the case may be, corresponding to the Consolidated Funded Debt/EBITDA Ratio of the Borrower in effect at such time: 
  
 
	 Consolidated Funded Debt/EBITDA Ratio
 
	  	 Applicable Facility Fee for Facility A Commitments
 
	  	 Applicable Facility Fee for Facility B Commitments
 

	 Less than or equal to 1.00 to 1.00
  
 	  	 0.100%
 	  	 0.150%
 
	 Greater than 1.00 to 1.00 but less than or equal to 1.50 to 1.00
  
 	  	 0.150%
 	  	 0.20%
 
	 Greater than 1.50 to 1.00 but less than or equal to 2.25 to 1.00
 	  	 0.180%
 	  	 0.250%
 
	 
	 Greater than 2.25 to 1.00
 	  	 0.225%
 	  	 0.30%
 

 
  

 The Applicable Facility Fee shall be determined by the Agent on a quarterly basis based on the Consolidated Funded
Debt/EBITDA Ratio as set forth in the compliance certificate required to be delivered by the Borrower pursuant to Section 8.3. Any adjustment to the Applicable Facility Fee shall be effective as of the date of determination thereof by the Agent.

  
 (b)    The definition of the term “Applicable Margin” contained in Section 1.1. of
the Credit Agreement is hereby deleted in its entirety and the following substituted in its place: 
  
 “Applicable Margin” means at the time of determination thereof, the percentage rate set forth below corresponding to the Consolidated Funded Debt/EBITDA Ratio in effect at such time: 
  
 
	 Consolidated Funded Debt/EBITDA Ratio
 
	 	 Applicable Margin for Facility A Loans
 
	 	 Applicable Margin for Facility B Loans
 

	 Less than or equal to 1.00 to 1.00
  
 	 	 0.200%
 	 	 0.600%
 
	 Greater than 1.00 to 1.00 but less than or equal to 1.50 to 1.00
  
 	 	 0.250%
 	 	 0.800%
 
	 Greater than 1.50 to 1.00 but less than or equal to 2.25 to 1.00
  
 	 	 0.320%
 	 	 1.000%
 
	 Greater than 2.25 to 1.00
 	 	 0.400%
 	 	 1.200%
 

 
  
 The Applicable Margin shall be determined by the Agent on a
quarterly basis based on the Consolidated Funded Debt/EBITDA Ratio as set forth in the compliance certificate required to be delivered by the Borrower pursuant to Section 8.3. Any adjustment to the Applicable Margin shall be effective (a) as of the
first day of any Interest Period beginning on or after the determination thereof for purposes of the calculation of interest under Section 2.4.(a)(ii) with respect to any LIBOR Loan and (b) as of the date of determination thereof for purposes of
calculation of the letter of credit fee under Section 3.6.(b)(i). 
  
 (c)    The definition of
the term “Facility B Termination Date” contained in Section 1.1. of the Credit Agreement is hereby deleted in its entirety and the following substituted in its place: 
  
 “Facility B Termination Date” means June 3, 2003, or such later date to which such date may be extended under Section 2.12.

  
 (d)    Annex I to the Credit Agreement is deleted in its
entirety and Annex I hereto is substituted in its place. 
  
 SECTION
2.    Representations of Borrower.    The Borrower represents and warrants to the Agent and the Lenders that: 
  
 (a)    Authorization.    The Borrower has the right and power, and has taken all necessary action to authorize it, to execute and deliver this Amendment
and to perform its obligations hereunder and under the Credit Agreement as amended by this Amendment, in accordance with their respective terms. This Amendment has been duly executed and delivered by a duly authorized officer of the Borrower, and
this Amendment and the Credit Agreement as amended by this Amendment, are each a legal, valid and binding obligation of the Borrower enforceable against the Borrower in accordance with their respective terms. 
  
 (b)    Compliance with Laws, Etc.    The execution and delivery by the Borrower of this
Amendment and the performance by the Borrower of this Amendment and the Credit Agreement as amended by this Amendment, each in accordance with its terms, do not and will not, by the passage of time, the giving of notice or otherwise: (i) require any
Governmental Approval or violate any Applicable Law relating to the Borrower or any other Loan Party; (ii) conflict with, result in a breach of or constitute a default under the articles of incorporation or the bylaws of the Borrower or the
organizational documents of any other Loan Party; (iii) conflict with, result in a breach of or constitute a default under any indenture, agreement or other instrument to which the Borrower or any other Loan Party is a party or by which it or any of
its properties may be bound, which conflict, breach or default would have a Material Adverse Effect; or (iv) result in or require the creation or imposition of any Lien upon or with respect to any property now owned or hereafter acquired by the
Borrower or any other Loan Party other than in favor of the Agent for the benefit of the Lenders. 
  
 (c)    No Default.    No Default or Event of Default has occurred and is continuing as of the date hereof nor will exist immediately after giving effect to this Amendment. 

 
 SECTION 3.    Reaffirmation of Representations by
Borrower.    The Borrower hereby repeats and reaffirms all representations and warranties made by the Borrower to the Agent and the Lenders in the Credit Agreement as amended by this Amendment and the other Loan Documents to
which the Borrower is a party on and as of the date hereof, except to the extent that such representations and warranties expressly relate solely to an earlier date (in which case such representations and warranties shall have been true and accurate
on and as of such earlier date) and except for changes in factual circumstances specifically permitted under the Credit Agreement. 
  
 SECTION 4.    Certain References.    Each reference to the Credit Agreement in any of the Loan Documents shall be deemed to be a reference to the Credit Agreement
as amended by this Amendment. 
  
 SECTION
5.    Benefits.    This Amendment shall be binding upon and shall inure to the benefit of the parties hereto and their respective successors and assigns. 

  
 SECTION 6.    GOVERNING
LAW.    THIS AMENDMENT SHALL BE GOVERNED BY, AND CONSTRUED AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF GEORGIA. 
  
 SECTION 7.    Amendment Fee.    In consideration of the Lenders amending of the Credit Agreement as provided herein, the Borrower agrees to
pay to each Lender an amount equal to 0.10% of such Lender’s Facility B Commitment. The Borrower shall deliver the aggregate of such payments to the Agent for the account of the Lenders. 
  

SECTION 8.    Expenses.    The Borrower shall reimburse the Agent upon demand for all costs and expenses
(including attorneys’ fees) incurred by the Agent in connection with the preparation, negotiation and execution of this Amendment and the other agreements and documents executed and delivered in connection herewith. 
  
 SECTION 9.    Effect.    Except as expressly herein amended, the terms and
conditions of the Credit Agreement shall remain in full force and effect. The amendments contained herein shall be deemed to have prospective application only, unless otherwise specifically stated herein. 
  
 SECTION 10.    Effectiveness of Amendment.    The effectiveness of this
Amendment is subject to receipt by the Agent of each of the following, each in form and substance satisfactory to the Agent: 
  

	 	(a)
	 
	The aggregate amendment fee described in Section 7 above; 
 

  

	 	(b)
	 
	A counterpart of this Amendment duly executed by the Borrower and the applicable Lenders; and 
 

  

	 	(c)
	 
	Such other documents, instruments and agreements as the Agent may reasonably request. 
 

  

SECTION 11.    Counterparts.    This Amendment may be executed in any number of counterparts, each of
which shall be deemed to be an original and shall be binding upon all parties, their successors and assigns. 
  
 SECTION 12.    Definitions.    All capitalized terms not otherwise defined herein are used herein with the respective definitions given them in the Credit Agreement.

  
 [Signatures on Next Page] 

 IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amendment to Amended and Restated Credit Agreement to be
executed as of the date first above written. 
  
  
 
	 SCIENTIFIC-ATLANTA, INC.
  
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 
  
  
 
	 BANKOF AMERICA, N.A., individually and as Agent

 
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 
  
  
 
	 THE BANK OF NEW YORK,
individually and as
Co-Agent
  
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 
  
  
 
	 ABN AMRO BANK N.V., acting through its Atlanta Agency, individually and as
Co-Agent
  
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 
  
  
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 

	

  
 [Signatures Continued on Next Page] 

  
 [Signature Page to Fourth Amendment to Amended and Restated Credit
Agreement dated  
 as of 
 May 28, 2002 with
Scientific-Atlanta, Inc.] 
  
  
 
	 WACHOVIA BANK, NATIONAL ASSOCIATION

 
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 
  
  
 
	 THE BANK OF TOKYO-MITSUBISHI
LTD, NEW YORK BRANCH
  
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 
  
  
 
	 AUSTRALIA AND NEW ZEALAND BANKING
GROUP LIMITED
  
 
	 
	 By:
 	 	  
 

	 Name:
 	 	  
	  	 	 

	 Title:
 	 	  
	  	 	 

 

  
 ANNEX I 
  
 LIST OF LENDERS, COMMITMENT AMOUNTS AND LENDING OFFICES 
  
 
	 Bank of America, N.A.
 	 	  
	 
	 Lending Office (all Types of Loans):
  
 Bank of America, N.A.
 1850 Gateway
Blvd.
 Concord, Ca 94520-3281
 	 	 Initial Facility A Commitment Amount:
  
 $42,500,000
  
 Initial Facility B Commitment Amount:
  
 $12,500,000
 

 
  
 Wiring Instructions: 
  

	To:
	 
	Bank of America, N.A. 
 

 Attention: Credit
Services-Agency Admin 
 ABA #111000012 
 Reference:
Scientific-Atlanta, Inc. 
 Account: 3750836479 
  
 
	 The Bank of New York
 	 	  
	 
	 Lending Office (all Types of Loans):
  
 1 Wall Street
 New York, New York
10286
 Attention: Ronald Reedy
 Telecopier: (212) 635-6434
 Telephone: (212) 635-6724
 	 	 Initial Facility A Commitment Amount:
  
 $27,500,000
  
 Initial Facility B Commitment Amount:
  
 $10,000,000
 

 
  
 Wiring Instructions: 
  

	To:
	 
	The Bank of New York 
 

 1 Wall Street (22N)

 New York, New York 10286 
 ABA #021000018 

Account No.: GLA 111-556 
 Attention: Lorna O. Alleyne, AVP 

  
 
	 ABN AMRO Bank N.V., acting through its Atlanta Agency
 	 	  
	 
	 Lending Office (all Types of Loans):
  
 Suite 1200, One Ravinia Drive
 Atlanta,
Georgia 30346
 Attention: Steven L. Hipsman
 Telecopier: (770) 352-1267
 Telephone: (770) 396-5092
 	 	 Initial Facility A Commitment Amount:
  
 $25,000,000
  
 Initial Facility B Commitment Amount:
  
 $0
 

 
  
 Wiring Instructions: 
  

	To:
	 
	Federal Reserve Bank, NY, NY 
 

 Favor of:
ABN*AMRO Bank N.V. 
 ABA #0260-09580 
 Account:
650-001-1789-41 
 Reference: Scientific Atlanta 
  
 
	 Wachovia Bank, National Association
 	 	  
	 
	 Lending Office (all Types of Loans):
  
 191 Peachtree Street, 29th Floor
 Atlanta,
Georgia 30303
 Attention: Karen H. McClain
 Telecopier: (404) 332-5016
 Telephone: (404) 332-6555
 	 	 Initial Facility A Commitment Amount:
  
 $30,000,000
  
 Initial Facility B Commitment Amount:
  
 $20,000,000
 

 
  
 Wiring Instructions: 
  

	To:
	 
	Wachovia Bank, N.A. 
 

 191 Peachtree Street

 Atlanta, Georgia 30303 
 ABA #061-000-010 

Account: 18-171-498 
 Attention (Interest & Fees on Loans): Adrienne
Durham or Karen McClain 
 Attention (Documentary Letter of Credit Fees): Marilyn Hare 
 Attention: (Standby Letter of Credit Fees): Rhonda Sulier 

  
 
	 The Bank of Tokyo-Mitsubishi Ltd., New York Branch
 	 	  
	 
	 Lending Office (all Types of Loans):
  
 133 Peachtree Street, NE, #4970
 Atlanta,
Georgia 30303-1808
 Attention: Gary England
 Telecopier: (404) 577-1155
 Telephone: (404) 222-4205
 	 	 Initial Facility A Commitment Amount:
  
 $12,500,000
  
 Initial Facility B Commitment Amount:
  
 $7,500,000
 

 
  
 Wiring Instructions: 
  

	To:
	 
	Bank of Tokyo-Mitsubishi, Ltd. N.Y. Br. 
 

 1251
Avenue of the Americas 
 New York, New York 10020-1104 
 ABA
#0260-0963-2 
 Account 97770191 
 Attention: Loan Operations
Dept. 
  
 
	 Australia and New Zealand Banking Group Limited
 	 	  
	 
	 Lending Office (all Types of Loans):
  
 1177 Avenue of the Americas
 New York, New
York 10036
 Attention: Orlando Diaz
 Telecopier: (212) 801-9131
 Telephone: (212) 801-9740
 	 	 Initial Facility A Commitment Amount:
  
 $12,500,000
  
 Initial Facility B Commitment Amount:
  
 $0
 

 
  
 Wiring Instructions: 
  

	To:
	 
	HSBC Financial Institutions 
 

 For: Australia
and New Zealand Banking Group Ltd. 
 ABA #021-001-0888 
 Account: 000107484 
 Attention: Ms. Tessie Amante

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