Document:

exv10w61

 

Exhibit
10.61

REVOLVING CREDIT NOTE

	 	 	 
	$12,500,000.00

	 	Boston, Massachusetts
	 

	 	June 26, 2006

     FOR VALUE RECEIVED, the undersigned (the “Borrower”) promises to pay to the order of Wells
Fargo Retail Finance, LLC (with any subsequent holder, the “Lender”), One Boston Place, 19th Floor,
Boston, Massachusetts 02108, the maximum principal sum of Twelve Million Five Hundred Thousand and
00/100 Dollars ($12,500,000.00) or, if less, the aggregate unpaid principal balance of loans and
advances made by the Lender to or for the account of the Borrower pursuant to the revolving credit
established pursuant to the Loan and Security Agreement dated of even date herewith (as such may be
amended, modified, supplemented or restated hereafter, the “Loan Agreement”) by and between the
Borrower and the Lender, with interest at the rate and payable in the manner stated therein. The
loans and advances shall be repaid as provided in the Loan Agreement.

     This “Revolving Credit Note” is subject to all terms and provisions of the Loan Agreement.
The principal of, and interest on, this Revolving Credit Note shall be payable as provided in the
Loan Agreement and shall be subject to acceleration as provided therein. Capitalized terms used
herein and not defined herein shall have the meanings assigned to such terms in the Loan Agreement.

     The Lender’s books and records concerning loans and advances pursuant to the Loan Agreement,
the accrual of interest thereon, and the repayment of such loans and advances, shall be prima facie
evidence of the indebtedness hereunder.

     No delay or omission by the Lender in exercising or enforcing any of the Lender’s powers,
rights, privileges, remedies, or discretions hereunder shall operate as a waiver thereof on that
occasion nor on any other occasion. No waiver of any default hereunder shall operate as a waiver
of any other default hereunder, nor as a continuing waiver.

     The Borrower, and each endorser and guarantor of this Revolving Credit Note, waives
presentment, demand, notice, and protest, and also waives any delay on the part of the holder
hereof. The Borrower assents to any extension or other indulgence (including, without limitation,
the release or substitution of Collateral) permitted by the Lender with respect to this Revolving
Credit Note and/or any Collateral or any extension or other indulgence with respect to any other
liability or any Collateral given to secure any other liability of the Borrower or any other Person
obligated on account of this Revolving Credit Note.

     This Revolving Credit Note shall be binding upon the Borrower, and each endorser and guarantor
hereof, and upon their respective successors and assigns, and shall inure to the benefit of the
Lender and its successors, endorsees, and assigns.

     The liabilities of the Borrower, and of any endorser or guarantor of this Revolving Credit
Note, are joint and several, provided, however, the release by the Lender of any one or more such
Persons shall not release any other Person obligated on account of this Revolving Credit Note.
Each reference in this Revolving Credit Note to the Borrower, any endorser, and any guarantor, is
to such Person individually and also to all such Persons jointly. No Person obligated on account
of this Revolving Credit Note may seek contribution from any other Person also obligated unless and
until all liabilities, obligations and indebtedness to the Lender of the Person from whom
contribution is sought have been satisfied in full.

     THIS REVOLVING CREDIT NOTE SHALL BE GOVERNED BY THE LAWS OF THE COMMONWEALTH OF MASSACHUSETTS
(WITHOUT GIVING EFFECT TO PRINCIPLES OF CONFLICTS OR CHOICE OF LAWS) AND SHALL TAKE EFFECT AS A
SEALED INSTRUMENT.

 

 

     The Borrower makes the following waiver knowingly, voluntarily, and intentionally, and
understands that the Lender, in the establishment and maintenance of its relationship with the
Borrower contemplated by this Revolving Credit Note, is relying thereon. THE BORROWER, AND EACH
GUARANTOR, ENDORSER AND SURETY, WAIVES THE RIGHT TO A JURY IN ANY TRIAL OF ANY CASE OR CONTROVERSY
IN WHICH THE LENDER IS OR BECOMES A PARTY (WHETHER SUCH CASE OR CONTROVERSY IS INITIATED BY OR
AGAINST THE LENDER OR IN WHICH THE LENDER IS JOINED AS A PARTY LITIGANT), WHICH CASE OR
CONTROVERSY ARISES OUT OF OR IS IN RESPECT OF, ANY RELATIONSHIP AMONG OR BETWEEN THE BORROWER OR
ANY OTHER PERSON AND LENDER LIKEWISE WAIVES THE RIGHT TO A JURY IN ANY TRIAL OF ANY SUCH CASE OR
CONTROVERSY.

[SIGNATURE PAGE FOLLOWS]

2

 

     IN WITNESS WHEREOF, the Borrower has caused this Revolving Credit Note to be duly executed as
of the date set forth above as a sealed instrument.

	 	 	 	 	 	 	 
	 	 	BORROWER	 	 
	 
	 	 	 	 	 	 
	 	 	REDENVELOPE, INC., a Delaware corporation	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	/s/ Polly Boe	 	 
	 

	 	 	 	 	 	 

	 	 	 	 	 	 	 
	 

	 	Print Name:
	 	Polly Boe
	 	 

	 	 	 	 	 	 	 
	 

	 	Title:
	 	Chief Financial Officer
	 	 

Signature
Page to the Revolving Credit Noteexv10w62

 

Exhibit
10.62

June 26, 2006

Wells Fargo Retail Finance, LLC

One Boston Place, 19th Floor

Boston, Massachusetts 02109

Ladies and Gentlemen:

     Reference is hereby made to a certain Loan and Security Agreement (as such may be amended
hereafter, the “Loan Agreement”) dated June 26, 2006 by and between Wells Fargo Retail Finance, LLC
(the “Lender”), and RedEnvelope, Inc., as borrower (the “Borrower”). This letter is the “Fee
Letter” referred to in the Loan Agreement. All capitalized terms used herein and not otherwise
defined shall have the same meaning herein as in the Loan Agreement.

     To induce the Lender to enter into the Loan Agreement, the Borrower hereby agrees as follows:

     1. The Borrower shall pay the following fees to the Lender:

          (a) Closing Fee. In consideration of the Lender entering into the Loan Agreement and
commitment to make loans and advances under the Loan Agreement, the Lender shall have fully earned
and the Borrower shall pay to the Lender the sum of $[*] upon the execution of the Loan
Agreement.

          (b)
Service Fee. A service fee in the amount of $[*], which service fee shall be fully
earned by the Lender upon the execution of the Loan Agreement and shall be payable in monthly
installments each in the amount of $[*] on the first day of each month, beginning on the first
day of the first month following the Closing Date.

          (c) Revolving Credit Early Termination Fee. In the event that the Termination Date occurs,
for any reason (whether by virtue of acceleration or otherwise) prior to the Maturity Date, then
the Borrower shall pay the Lender amount equal to (a) during the period from and after the Closing
Date until the second anniversary of the Closing Date, [*] percent ([*]) times the Revolving Credit
Ceiling as in effect on the Closing Date or as increased pursuant to Section 2.2 of the Loan
Agreement, (b) during the period from and including the date that is the second anniversary of the
Closing Date and thereafter to the Maturity Date, $[*].

     The Borrower shall execute such instruments, documents and agreements as the Lender and its
counsel may reasonably require in order to implement the terms of this Fee Letter. The Borrower
agrees to keep the terms of this Fee Letter confidential and not to disclose same to any other
person or entity (including, without limitation, any proposed participant in the credit facility),
other than the Borrower’s directors, officers, counsel and other advisors, each of whom agree to
abide by these confidentiality provisions.

* Confidential treatment has been requested for portions of this exhibit. The copy filed
herewith omits the information subject to the confidentiality request. Omissions are designated as
[*]. A complete version of this exhibit has been filed separately with the Securities and Exchange
Commission.

 

 

     This Fee Letter is subject to, is a part of, and is specifically incorporated in, the Loan
Agreement. This letter may be executed and delivered in counterparts by telecopier or other
facsimile transmission all with the same force and effect as if the same were a fully executed and
delivered original manual counterpart.

[Signatures Follow]

 

 

     Please indicate your agreement with the terms of this Fee Letter by signing below. This
letter is intended to take effect as a sealed instrument.

	 	 	 	 	 	 	 
	 	 	Very truly yours,	 	 
	 
	 	 	 	 	 	 
	 	 	WELLS FARGO RETAIL FINANCE, LLC,	 	 
	 	 	as Lender	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ David Molinario	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	David Molinario	 	 
	 

	 	Title:
	 	Vice President	 	 
	 
	 	 	 	 	 	 
	 	 	The foregoing is agreed to:	 	 
	 
	 	 	 	 	 	 
	 	 	REDENVELOPE, INC., as Borrower	 	 
	 
	 	 	 	 	 	 
	 

	 	By:	 	/s/ Polly Boe	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:	 	Polly Boe	 	 
	 

	 	 	 	 	 	 
	 

	 	Title:	 	Chief Financial Officer	 	 
	 

	 	 	 	 	 	 

Signature
Page to the Fee Letterexv10w63

 

Exhibit
10.63

INTELLECTUAL PROPERTY SECURITY AGREEMENT

     INTELLECTUAL PROPERTY SECURITY AGREEMENT (this “Agreement”) dated as of June 26, 2006 by and
between REDENVELOPE, INC., a Delaware corporation (the “Grantor”) with its principal executive
offices at 149 Montgomery Street, San Francisco California 94105, and WELLS FARGO RETAIL FINANCE,
LLC, a Delaware limited liability company (the “Lender”) with offices at One Boston Place —
19th Floor, Boston, Massachusetts, in consideration of the mutual covenants contained
herein and benefits to be derived herefrom.

WITNESSETH:

     Reference is made to the Loan and Security Agreement dated of even date herewith (as amended,
modified, supplemented or restated hereafter, the “Loan Agreement”) by and between the Grantor and
the Lender. Capitalized terms used herein and not defined herein shall have the meanings assigned
to such terms in the Loan Agreement.

     The Lender has agreed, among other things, to make Revolving Credit Loans to the Grantor
pursuant to, and upon the terms and subject to the conditions specified in, the Loan Agreement.
The obligations of the Lender to make Revolving Credit Loans are each conditioned upon, among other
things, the execution and delivery by the Grantor of an agreement in the form hereof to secure the
Liabilities.

     Accordingly, the Grantor and the Lender (and each of their respective successors or assigns),
hereby agree as follows:

     1. Definitions: As used herein, the following terms shall have the following
meanings:

     “Copyrights” shall mean all copyrights and like protections in each work of authorship
or derivative work thereof of the Grantor, whether registered or unregistered and whether published
or unpublished, including, without limitation, the copyrights listed on EXHIBIT A annexed hereto
and made a part hereof, together with all registrations and recordings thereof, all applications in
connection therewith, and any goodwill of the business connected with, and symbolized by, any of
the foregoing.

     “Copyright Licenses” shall mean all written agreements providing for the grant by or
to Grantor of any right to use any Copyright, including, without limitation, the agreements listed
on EXHIBIT A annexed hereto and made a part hereof.

     “Copyright Office” shall mean the United States Copyright Office or any other federal
governmental agency which may hereafter perform its functions.

     “Intellectual Property” shall have the meaning assigned to such term in Section 3
hereof.

     “IP Collateral” shall have the meaning assigned to such term in Section 2 hereof.

     “Licenses” shall mean, collectively, the Copyright Licenses, Patent Licenses and
Trademark Licenses.

 

 

     “Patents” shall mean all letters patent and applications for letters patent of the
Grantor, and the inventions and improvements therein disclosed, and any and all divisions, reissues
and continuations of said letters patent including, without limitation the patents listed on
EXHIBIT B annexed hereto and made a part hereof.

     “Patent Licenses” shall mean all written agreements providing for the grant by or to
Grantor of any right to manufacture, use or sell any invention covered by a Patent, including,
without limitation, the agreements listed on EXHIBIT B annexed hereto and made a part hereof.

     “PTO” shall mean the United States Patent and Trademark Office or any other federal
governmental agency which may hereafter perform its functions.

     “Trademarks” shall mean all trademarks, trade names, corporate names, company names,
business names, fictitious business names, trade dress, trade styles, service marks, designs, logos
and other source or business identifiers of the Grantor, whether registered or unregistered,
including, without limitation, the trademarks listed on EXHIBIT C annexed hereto and made a part
hereof, together with all registrations and recordings thereof, all applications in connection
therewith, and any goodwill of the business connected with, and symbolized by, any of the
foregoing.

     “Trademark Licenses” shall mean all written agreements providing for the grant by or
to Grantor of any right to use any Trademark, including, without limitation, the agreements listed
on EXHIBIT C annexed hereto and made a part hereof.

     2. Grant of Security Interest: In furtherance and as confirmation of the
security interest granted by the Grantor to the Lender under the Loan Agreement, and as further
security for the payment or performance, as the case may be, in full of the Liabilities, Grantor
hereby ratifies such security interest and grants to the Lender a continuing security interest,
with a power of sale (which power of sale shall be exercisable only following the occurrence of an
Event of Default), in all of the present and future right, title and interest of the Grantor in and
to the following property, and each item thereof, whether now owned or existing or hereafter
acquired or arising, together with all products, proceeds, substitutions, and accessions of or to
any of the following property (collectively, the “IP Collateral”):

	 	(a)	 	All Copyrights and Copyright Licenses.
	 
	 	(b)	 	All Patents and Patent Licenses.
	 
	 	(c)	 	All Trademarks and Trademark Licenses.
	 
	 	(d)	 	All renewals of any of the foregoing.
	 
	 	(e)	 	All General Intangibles connected with the use of, or related to, any and all
Intellectual Property (including, without limitation, all goodwill of the Grantor and
its business, products and services appurtenant to, associated with, or symbolized by,
any and all Intellectual Property and the use thereof).
	 
	 	(f)	 	All income, royalties, damages and payments now and hereafter due and/or
payable under and with respect to any of the foregoing, including, without

 

 

	 	 	 	limitation, payments under all Licenses entered into in connection therewith and
damages and payments for past or future infringements or dilutions thereof.
	 
	 	(g)	 	The right to sue for past, present and future infringements and dilutions of
any of the foregoing.
	 
	 	(h)	 	All of the Grantor’s rights corresponding to any of the foregoing throughout
the world.

     3. Protection of Intellectual Property By Grantors: Except as set forth
below in this Section 3, the Grantor shall undertake the following with respect to each of the
items respectively described in Sections 2(a), (b), (c), (d) and (e) (collectively, the
“Intellectual Property”):

	 	(a)	 	Pay all renewal fees and other reasonable fees and costs associated with
maintaining the Intellectual Property and with the processing of the Intellectual
Property and take all other reasonable and necessary steps to maintain each
registration of the Intellectual Property.
	 
	 	(b)	 	Take all actions reasonably necessary to prevent any of the Intellectual
Property from becoming forfeited, abandoned, dedicated to the public, invalidated or
impaired in any way.
	 
	 	(c)	 	At the Grantor’s sole cost, expense, and risk, pursue the reasonably prompt,
diligent processing of each application for registration which is the subject of the
security interest created herein and not abandon or delay any such efforts.
	 
	 	(d)	 	At the Grantor’s sole cost, expense, and risk, take any and all action which
the Grantor reasonably deems appropriate under the circumstances to protect the
Intellectual Property from infringement, misappropriation or dilution, including,
without limitation, the prosecution and defense of infringement actions.

Notwithstanding the foregoing, so long as no Event of Default has occurred and is continuing, and
no Material Adverse Change would result therefrom, Grantor shall not have an obligation to use or
to maintain any Intellectual Property (i) that relates solely to any product that has been
discontinued, abandoned or terminated, (ii) that is not necessary, in the reasonable business
judgment of the Grantor, for the conduct of the business of the Grantor from time to time or (iii)
that has been replaced with Intellectual Property substantially similar to the Intellectual
Property that may be abandoned or otherwise become invalid, so long as the failure to use or
maintain such Intellectual Property does not materially adversely affect the validity of such
replacement Intellectual Property and so long as such replacement Intellectual Property is subject
to the lien created by this Agreement.

     4. Grantor’s Representations and Warranties: The Grantor represents and
warrants that, except as disclosed in or pursuant to the Loan Agreement:

	 	(a)	 	EXHIBIT A is a true, correct and complete list of all Copyrights and Copyright
Licenses owned by the Grantor as of the date hereof.

 

 

	 	(b)	 	EXHIBIT B is a true, correct and complete list of all Patents and Patent
Licenses owned by the Grantor as of the date hereof.
	 
	 	(c)	 	EXHIBIT C is a true, correct and complete list of all Trademarks and Trademark
Licenses owned by the Grantor as of the date hereof.
	 
	 	(d)	 	Except as set forth in EXHIBITS A, B and C, none of the Intellectual Property
is the subject of any licensing or franchise agreement pursuant to which Grantor is the
licensor or franchisor.
	 
	 	(e)	 	All IP Collateral is, and shall remain, free and clear of all liens,
Encumbrances, or security interests in favor of any Person, other than Permitted
Encumbrances and liens in favor of the Lender.
	 
	 	(f)	 	No material claim has been asserted and is pending by any Person challenging or
questioning the use by Grantor of any of its Intellectual Property or the validity or
effectiveness of any of its Intellectual Property, nor does Grantor know of any valid
basis for any such claim, except as otherwise set forth in the Loan Agreement. No
holding, decision or judgment has been rendered by any governmental authority which
would limit, cancel or question the validity of Grantor’s rights in, any Intellectual
Property in any respect that could reasonably be expected to result in a Material
Adverse Change on the business or the property of Grantor.
	 
	 	(g)	 	The Grantor shall give the Lender written notice (with reasonable detail)
within ten (10) days following the occurrence of any of the following:

	 	(i)	 	The Grantor’s obtaining rights to, and filing applications for
registration of, any new Intellectual Property, or otherwise acquiring
ownership of any newly registered Intellectual Property (other than the
Grantor’s right to sell products containing the trademarks of others in the
ordinary course of the Grantor’s business).
	 
	 	(ii)	 	The Grantor’s becoming entitled to the benefit of any
registered Intellectual Property whether as licensee or licensor (other than
the Grantor’s right to sell products containing the trademarks of others in the
ordinary course of the Grantor’s business).
	 
	 	(iii)	 	The Grantor’s entering into any new outbound Licenses or any
material inbound Licenses other than Licenses for the use of tradenames or
trademarks in connection with selling goods or otherwise in the ordinary course
of Grantor’s business.
	 
	 	(iv)	 	The Grantor’s knowing that any application or registration
relating to any Intellectual Property may become forfeited, abandoned or
dedicated to the public, or of any adverse determination or development
(including, without limitation, the institution of, or any such determination
or development in, any proceeding in the PTO, the Copyright Office or any court
or tribunal) regarding the Grantor’s ownership of, or the validity of,

 

 

	 	 	 	any Intellectual Property or the Grantor’s right to register the same or to
own and maintain the same.

	 	5.	 	Agreement Applies to Future Intellectual Property:
	 
	 	(a)	 	The provisions of this Agreement shall automatically apply to any such
additional property or rights described in subsections (i), (ii) and (iii) of Section
4(g), above, all of which shall be deemed to be and treated as “Intellectual Property”
within the meaning of this Agreement.
	 
	 	(b)	 	Upon the reasonable request of the Lender, the Grantor shall execute and
deliver, and have recorded, any and all agreements, instruments, documents and papers
as the Lender may request to evidence the Lender’s security interest in any Copyright,
Patent or Trademark and the goodwill and General Intangibles of the Grantor relating
thereto or represented thereby (including, without limitation, filings with the PTO,
the Copyright Office or any similar office), and the Grantor hereby constitutes the
Lender as its attorney-in-fact to execute and file all such writings for the foregoing
purposes, all acts of such attorney being hereby ratified and confirmed; provided,
however, the Lender’s taking of such action shall not be a condition to the creation or
perfection of the security interest created hereby.

     6. Grantor’s Rights To Enforce Intellectual Property: Prior to the Lender’s
giving of notice to the Grantor following the occurrence of an Event of Default, the Grantor shall
have the exclusive right to sue for past, present and future infringement of the Intellectual
Property including the right to seek injunctions and/or money damages, in an effort by the
Borrowers to protect the Intellectual Property against encroachment by third parties, provided,
however:

	 	(a)	 	The Grantor provide the Lender with written notice of any such suit for
enforcement of any Intellectual Property.
	 
	 	(b)	 	Following the occurrence and during the continuance of any Event of Default,
the Lender, by notice to the Grantor may terminate or limit the Grantor’s rights under
this Section 6.
	 
	 	7.	 	Lender’s Actions To Protect Intellectual Property: In the event of:
	 
	 	(a)	 	the Grantor’s failure, within five (5) days of written notice from the Lender,
to cure any failure by the Grantor to observe or perform any of the Grantor’s material
covenants, agreements or other obligations hereunder; and/or
	 
	 	(b)	 	the occurrence and continuance of any Event of Default,

the Lender, acting in its own name or in that of the Grantor, may (but shall not be required to)
act in the Grantor’s place and stead and/or in the Lender’s own right in connection therewith.

     8. Rights Upon Default: Upon the occurrence of any Event of Default, the
Lender may exercise all rights and remedies of a secured party upon default under the Uniform
Commercial Code as adopted in the Commonwealth of Massachusetts, with respect to the

 

 

Intellectual Property, in addition to which, in connection with the exercise of any such
rights and remedies, the Lender may sell, license, assign, transfer, or otherwise dispose of the
Intellectual Property. The Lender shall give the Grantor at least ten (10) days’ prior written
notice, by authenticated record, of any such intended disposition of the Intellectual Property.
Any person may conclusively rely upon an affidavit of an officer of the Lender that an Event of
Default has occurred and that the Lender is authorized to exercise such rights and remedies.

	 	9.	 	Lender As Attorney In Fact:
	 
	 	(a)	 	The Grantor hereby irrevocably constitutes and designates the Lender as and for
the Grantor’s attorney in fact, effective following the occurrence and during the
continuance of any Event of Default:

	 	(i)	 	To supplement and amend from time to time EXHIBITS A, B and C
of this Agreement to include any new or additional Intellectual Property of the
Grantor.
	 
	 	(ii)	 	To exercise any of the rights and powers referenced herein.
	 
	 	(iii)	 	To execute all such instruments, documents, and papers as the
Lender determines to be appropriate in connection with the exercise of such
rights and remedies and to cause the sale, license, assignment, transfer, or
other disposition of the Intellectual Property.

	 	(b)	 	The within grant of a power of attorney, being coupled with an interest, shall
be irrevocable until this Agreement is terminated in accordance with the Loan Agreement
by a duly authorized officer of the Lender.
	 
	 	(c)	 	The Lender shall not be obligated to do any of the acts or to exercise any of
the powers authorized by Section 9(a), but if the Lender elects to do any such act or
to exercise any of such powers, it shall not be accountable for more than it actually
receives as a result of such exercise of power, and shall not be responsible to Grantor
for any act or omission to act except for any act or omission to act as to which there
is a final determination made in a judicial proceeding (in which proceeding the Lender
has had an opportunity to be heard) which determination includes a specific finding
that the subject act or omission to act had been grossly negligent or in actual bad
faith.

	 	10.	 	Lender’s Rights:
	 
	 	(a)	 	Any use by the Lender of the Intellectual Property, as authorized hereunder in
connection with the exercise of the Lender’s rights and remedies under this Agreement
and under the Loan Agreement shall be coextensive with the Grantor’s rights thereunder
and with respect thereto and without any liability for royalties or other related
charges.
	 
	 	(b)	 	None of this Agreement, the Loan Agreement, or any act, omission, or
circumstance taken or arising hereunder may be construed as directly or

 

 

	 	 	 	indirectly conveying to the Lender any rights in and to the Intellectual Property,
which rights are effective only following the occurrence of any Event of Default.

     11. Intent: This Agreement is being executed and delivered by the Grantor
for the purpose of registering and confirming the grant of the security interest of the Lender in
the IP Collateral with the PTO and the Copyright Office. It is intended that the security interest
granted pursuant to this Agreement is granted as a supplement to, and not in limitation of, the
security interest granted to the Lender under the Loan Agreement. All provisions of the Loan
Agreement shall apply to the IP Collateral. The Lender shall have the same rights, remedies,
powers, privileges and discretions with respect to the security interests created in the IP
Collateral as in all other Collateral. In the event of a conflict between this Agreement and the
Loan Agreement, the terms of this Agreement shall control with respect to the IP Collateral and the
Loan Agreement with respect to all other Collateral.

     12. Choice of Laws: It is intended that this Agreement take effect as a
sealed instrument and that all rights and obligations hereunder, including matters of
construction, validity, and performance, shall be governed by the laws of the Commonwealth of
Massachusetts.

[SIGNATURE PAGES FOLLOW]

 

 

     IN WITNESS WHEREOF, the Grantor and the Lender respectively have caused this Agreement to be
executed by their respective duly authorized officers as of the date first above written.

	 	 	 	 	 	 	 
	GRANTOR:	 	REDENVELOPE, INC.	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	  /s/ Polly Boe	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	     Polly Boe	 	 
	 

	 	Title:
	 	     Chief Financial Officer	 	 
	 
	 	 	 	 	 	 
	LENDER:	 	WELLS FARGO RETAIL FINANCE, LLC	 	 
	 
	 	 	 	 	 	 
	 

	 	By:
	 	  /s/ David Molinario	 	 
	 

	 	 	 	 	 	 
	 

	 	Name:
	 	     David Molinario	 	 
	 

	 	Title:
	 	     Vice President	 	 

Signature
Page to the Intellectual Property Security Agreement

 

 

EXHIBIT A

List of Copyrights and Copyright Licenses

Copyright Registrations and Applications

	 	 	 	 	 	 	 
	Title	 	Serial No.	 	Registration No.	 	Registration Date
	 
	None
	 	 	 	 	 	 

Copyright Licenses

None

 

 

EXHIBIT B

List of Patents and Patent Licenses

Patents and Patent Applications

	 	 	 	 	 	 	 	 	 
	Title	 	Serial No.	 	Patent No.	 	Date of Filing	 	Date of Issuance
	 
	None
	 	 	 	 	 	 	 	 

Patent Licenses

None

 

 

EXHIBIT C

List of Trademarks and Trademark Licenses

Trademark Registrations and Applications

	 	 	 	 	 	 	 	 	 	 	 
	Trademark	 	Serial No.	 	Registration No.	 	Registration Date
	Flap Design (Red) Trade Dress

(US)

	 	 	76/583,815	 	 	 	3,037,192	 	 	1/3/06
	Flap Design (Red) Trade Dress

(Canada)

	 	 	1232828	 	 	 	n/a	 	 	App Date: 9/29/04
	Flap Design (Red) Trade Dress

(Europe)

	 	 	004052528	 	 	 	n/a	 	 	App Date: 9/29/04
	 
	 	 	 	 	 	 	 	 	 	 
	RedEnvelope (US)

	 	 	75/752,568	 	 	 	2,474,275	 	 	7/31/01
	RedEnvelope (Australia)

	 	 	832179	 	 	 	832179	 	 	7/3/01
	RedEnvelope(Austria)

	 	 	13622003	 	 	 	211335	 	 	7/23/03
	RedEnvelope (Benelux)

	 	 	1036262	 	 	 	732080	 	 	2/26/03
	RedEnvelope (Canada)

	 	 	1056886	 	 	 	555832	 	 	12/21/01
	RedEnvelope (China P.R.)

	 	 	1056886	 	 	 	1699726	 	 	1/14/02
	RedEnvelope (Europe)

	 	 	1601392	 	 	 	n/a	 	 	App Date: 4/10/00
	RedEnvelope (France)

	 	 	033212560	 	 	 	033212560	 	 	2/28/03
	RedEnvelope (Germany)

	 	 	30313511535	 	 	 	30313511	 	 	7/4/03
	RedEnvelope (UK)

	 	 	2285192A	 	 	 	n/a	 	 	App Date: 11/9/01
	RedEnvelope (Ireland)

	 	 	200300340	 	 	 	226623	 	 	2/25/03
	RedEnvelope (Japan)

	 	 	200090100	 	 	 	4551718	 	 	3/15/02
	RedEnvelope (Sweden)

	 	 	200301306	 	 	 	n/a	 	 	App Date: 2/27/03
	RedEnvelope (Mexico)

	 	 	650486	 	 	 	842577	 	 	7/19/04
	RedEnvelope (Norway)

	 	 	200403501	 	 	 	n/a	 	 	App Date: 4/1/04
	RedEnvelope (Switzerland)

	 	 	521732004	 	 	 	524084	 	 	7/27/04
	RedEnvelope (Taiwan)

	 	 	93014108	 	 	 	1144690	 	 	3/16/05
	 
	 	 	 	 	 	 	 	 	 	 
	RedEnvelope – Stylized (US)

	 	 	76/026,297	 	 	 	2,461,506	 	 	6/19/01
	RedEnvelope – Stylized (Australia)

	 	 	832180	 	 	 	832180	 	 	7/3/01
	RedEnvelope – Stylized (Canada)

	 	 	1056885	 	 	 	555831	 	 	12/21/01
	RedEnvelope – Stylized (China PR)

	 	 	2000112433	 	 	 	1744152	 	 	4/7/02
	RedEnvelope – Stylized (Europe)

	 	 	1601327	 	 	 	n/a	 	 	App Date: 4/10/00
	RedEnvelope – Stylized (UK)

	 	 	2285192B	 	 	 	n/a	 	 	App Date: 11/9/01
	RedEnvelope – Stylized (Japan)

	 	 	2000111862	 	 	 	4534363	 	 	1/11/02
	RedEnvelope – Stylized (Hong Kong)

	 	 	134162000	 	 	B10833AB2001
	 	 	9/19/01
	 
	 	 	 	 	 	 	 	 	 	 
	Red Box and Ivory Bow Trade Dress
(US)

	 	 	76/183,690	 	 	 	2,988,425	 	 	8/30/05
	Red Box and Ivory Bow Trade Dress
(Canada)

	 	 	1154470	 	 	 	n/a	 	 	App Date: 10/1/02

 

 

	 	 	 	 	 	 	 	 	 	 	 
	Trademark	 	Serial No.	 	Registration No.	 	Registration Date
	Red Box and Ivory Bow Trade Dress
(Europe)

	 	 	2850303	 	 	 	2850303	 	 	9/16/02
	 
	Get Lucky Dice (US)

	 	 	76,211,248	 	 	 	2,544,627	 	 	3/5/02
	Gift Alert (US)

	 	 	75/475,821	 	 	 	2,484,134	 	 	9/4/01
	Red Box and Ivory Bow Design (US)

	 	 	76/594,431	 	 	 	3,003,414	 	 	10/4/05

Trademark Licenses

None

Source: [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}, [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}], [{"source": "alea-institute/alea-institute/kl3m-data-edgar-agreements/train-00106-of-00352.parquet"}]]